Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to Geophysical Surveys in the Gulf of Mexico, 31488-31541 [2024-08257]
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SUPPLEMENTARY INFORMATION:
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 217
[Docket No. 240410–0195]
RIN 0648–BL68
Taking and Importing Marine
Mammals; Taking Marine Mammals
Incidental to Geophysical Surveys in
the Gulf of Mexico
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS has reassessed the
statutorily mandated findings
supporting its January 19, 2021 final
rule, ‘‘Regulations Governing Taking
Marine Mammals Incidental to
Geophysical Survey Activities in the
Gulf of Mexico,’’ issued pursuant to the
Marine Mammal Protection Act
(MMPA), as the estimates of incidental
take of marine mammals anticipated
from the activities analyzed for the 2021
final rule were erroneous. NMFS has
corrected this error and considered and
incorporated other newly available and
pertinent information relevant to the
analyses supporting some of the
findings in the 2021 final rule and the
taking allowable under the regulations.
There are no changes to the specified
activities or the specified geographical
region in which those activities would
be conducted, nor to the original 5-year
period of effectiveness. In light of the
new information, NMFS presents new
analyses supporting our affirmance of
the negligible impact determinations for
all species, and affirms that the existing
regulations, which contain mitigation,
monitoring, and reporting requirements,
are consistent with the ‘‘least
practicable adverse impact (LPAI)
standard’’ of the MMPA.
DATES: Effective from May 24, 2024
through April 19, 2026.
ADDRESSES: Electronic copies of the
application and supporting documents,
as well as a list of the references cited
in this document, may be obtained
online at: https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico. In case of problems
accessing these documents, please call
the contact listed below.
FOR FURTHER INFORMATION CONTACT: Ben
Laws, Office of Protected Resources,
NMFS, (301) 427–8401.
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SUMMARY:
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Purpose and Need for Regulatory
Action
On January 19, 2021 (86 FR 5322), in
response to a petition request from the
Bureau of Ocean Energy Management
(BOEM), NMFS issued a final rule under
the MMPA, 16 U.S.C. 1361 et seq., for
regulations governing the take of marine
mammals incidental to the conduct of
geophysical survey activities in the Gulf
of Mexico (GOM). This incidental take
regulation (ITR), which became effective
on April 19, 2021, established a
framework to allow for the issuance of
Letters of Authorization (LOA) to
authorize take by individual survey
operators (50 CFR 216.106; 86 FR 5322
(January 19, 2021)). Take is expected to
occur by Level A and/or Level B
harassment incidental to use of active
sound sources as described below.
Errors in the estimates of the
maximum annual and 5-year take
numbers, discovered during
implementation of the ITR, preclude
NMFS from issuing LOAs for the full
amount of activity described by BOEM
in the petition (as revised) and intended
to be covered under the ITR. As a result,
the utility of the ITR has been limited.
NMFS has produced corrected take
estimates, including updates to the best
available science incorporated into the
take estimation process (i.e., new
marine mammal density information).
Changes to the take numbers required
additional analysis to ensure that the
necessary statutory findings can still be
made. This rule revises NMFS’ analysis
and affirms the statutory findings that
underlie its January 19, 2021, final rule
(86 FR 5322), based on consideration of
information that corrects and updates
the take estimates that were considered
for the 2021 final rule.
Legal Authority for the Action
Section 101(a)(5)(A) of the MMPA (16
U.S.C. 1371(a)(5)(A)) directs the
Secretary of Commerce to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region for up to 5 years if,
after notice and public comment, the
agency makes certain findings and
issues regulations that set forth
permissible methods of taking pursuant
to that activity and other means of
effecting the LPAI on the affected
species or stocks and their habitat (see
the discussion below in the Mitigation
section), as well as monitoring and
reporting requirements. Under NMFS’
implementing regulations for section
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101(a)(5)(A), NMFS issues LOAs to
individuals (including entities) seeking
authorization for take under the activityspecific incidental take regulations (50
CFR 216.106).
Summary of Major Provisions Within
the Regulations
Following is a summary of the major
provisions of the current ITR regarding
geophysical survey activities, which
NMFS reaffirms through this
rulemaking. The regulations contain
requirements for mitigation, monitoring,
and reporting, including:
• Standard detection-based mitigation
measures, including use of visual and
acoustic observation to detect marine
mammals and shut down acoustic
sources in certain circumstances;
• A time-area restriction designed to
avoid effects to bottlenose dolphins in
times and places believed to be of
particular importance;
• Vessel strike avoidance measures;
and
• Monitoring and reporting
requirements.
See 50 CFR 217.180 et seq. The ITR
continues to govern and allow for the
issuance of LOAs for the take of marine
mammals incidental to the specified
activity (which is unchanged from what
was described in the 2021 final rule),
within the upper bounds of take
evaluated herein.
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other means of effecting the LPAI on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
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availability of the species or stocks for
taking for certain subsistence uses
(referred to as ‘‘mitigation’’); and set
forth requirements pertaining to the
monitoring and reporting of the takings.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
On October 17, 2016, BOEM
submitted a revised petition 1 to NMFS
for rulemaking under section
101(a)(5)(A) of the MMPA to authorize
take of marine mammals incidental to
conducting geophysical surveys during
oil and gas industry exploration and
development activities in the GOM.
This revised petition was deemed
adequate and complete based on NMFS’
implementing regulations at 50 CFR
216.104.
NMFS published a notice of proposed
rulemaking in the Federal Register for
a 60-day public review on June 22, 2018
(83 FR 29212) (‘‘2018 proposed rule’’).
All comments received are available
online at www.fisheries.noaa.gov/
action/incidental-take-authorization-oiland-gas-industry-geophysical-surveyactivity-gulf-mexico.
On February 24, 2020, BOEM
submitted a notice to NMFS of its
‘‘updated proposed action and action
area for the ongoing [ITR] process[.]’’
This update consisted of removal of the
area then under a Congressional leasing
moratorium under the Gulf of Mexico
Energy Security Act (GOMESA) (Sec.
104, Pub. L. 109–432) 2 from
consideration in the ITR. BOEM stated
in its notice that survey activities are
not likely to be proposed within the area
subject to the leasing moratorium during
the 5-year period of effectiveness for the
ITR and, therefore, that the ‘‘number,
type, and effects of any such proposed
[survey] activities are simply too
speculative and uncertain for BOEM to
predict or meaningfully analyze.’’ Based
on this updated scope, BOEM on March
26, 2020, submitted revised projections
of expected activity levels and
corresponding changes to modeled
acoustic exposure numbers (i.e., take
estimates). BOEM’s notice and updated
information are available online at:
https://www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico. NMFS
1 In the 2018 notice of proposed rulemaking (83
FR 29212, June 22, 2018), NMFS provided a brief
history of prior petitions received from BOEM’s
predecessor agencies.
2 The Congressional moratorium in GOMESA was
in place until June 30, 2022. On September 8, 2020,
the President withdrew, under section 12 of the
Outer Continental Shelf Lands Act, the same area
covered by the prior GOMESA moratorium from
disposition by leasing for 10 years, beginning on
July 1, 2022, and ending on June 30, 2032.
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incorporated this change in scope with
the revised take estimates and issued a
final rule and ITR on January 19, 2021
(86 FR 5322) (‘‘2021 final rule’’ or ‘‘2021
ITR’’), which became effective on April
19, 2021. Consistent with section
101(a)(5)(A) and NMFS’ implementing
regulations, NMFS may issue LOAs
under the 2021 ITR for a period of 5
years.
While processing requests for
individual LOAs under the ITR using
the methodology for developing LOAspecific take numbers presented in the
2021 final rule, NMFS discovered that
the estimated maximum annual
incidental take and estimated total 5year take from all survey activities that
BOEM projected for its revised scope
appeared to be in error, in that
maximum annual incidental take was
likely to be reached much sooner than
anticipated for some species based on
the level of activity described in
BOEM’s petition as revised in 2020.
NMFS contacted BOEM regarding this,
and BOEM determined that, when it
reduced its scope of specified activity in
March 2020 by removing the GOMESA
moratorium area from its proposed
action, it underestimated the level of
take by inadvertently factoring species
density estimates into its revised
exposure estimates twice. Generally,
this miscalculation caused BOEM to
underestimate the total predicted
exposures of species from all survey
activities in its revision to the petition,
most pronouncedly for those species
with the lowest densities (e.g., killer
whales).
BOEM provided NMFS with an
explanation of the miscalculation with
regard to its incidental take estimate and
revised take estimates, which is
available online at: https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico. See the Estimated
Take section for additional discussion.
NMFS then determined it would
conduct a rulemaking to analyze the
revised take estimates and, if
appropriate, revise its incidental take
rule accordingly. On January 5, 2023,
NMFS published a proposed rule,
requesting comments for a period of 30
days on its revised negligible impact
analyses and proposed findings and
proposed retention of the existing
regulations as consistent with the
MMPA’s LPAI standard (88 FR 916,
January 5, 2023).
Our proposed and final rule together
provide analysis of the same activities
and activity levels considered for the
2021 final rule, for the original 5-year
period, and utilize the same modeling
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methodology described in the 2021 final
rule. We incorporate the best available
information, including consideration of
specific new information that has
become available since the 2021 rule
was published, and updates to currently
available marine mammal density
information. We also incorporate
expanded modeling results that estimate
take utilizing the existing methodology
but also consider the effects of using
smaller (relative to the proxy source
originally defined by BOEM) airgun
arrays currently prevalent, as evidenced
by LOA applications received by NMFS
to date (see https://
www.fisheries.noaa.gov/issued-lettersauthorization-oil-and-gas-industrygeophysical-survey-activity-gulfmexico).
There are no changes to the nature or
level of the specified activities within or
across years or to the geographic scope
of the activity. Based on our assessment
of the specified activity in light of the
revised take estimates and other new
information, we have determined that
the 2021 ITR at 50 CFR 217.180 et seq.,
which include the required mitigation
and associated monitoring measures,
satisfy the MMPA requirement to
prescribe the means of effecting the
LPAI on the affected species or stocks
and their habitat, and therefore, do not
change those regulations, nor do we
change the requirements pertaining to
monitoring and reporting. This
rulemaking supplements the
information supporting the 2021
incidental take rule. This rule does not
change the existing April 19, 2026,
expiration date of the 2021 ITR. In
addition, NMFS’ demarcation of ‘‘years’’
under the 2021 final rule for purposes
of accounting for authorized take (e.g.,
Year 1 under the rule extended from
April 19, 2021, through April 18, 2022)
remains unchanged under this rule.
As to the negligible impact findings,
the revised take numbers remain within
those previously analyzed for most
species. (Take numbers increased
compared with the 2021 final rule for 4
species: Rice’s whale (formerly Bryde’s
whale), Fraser’s dolphin, rough-toothed
dolphin, and striped dolphin. See tables
5 and 6. Because of the new category of
‘‘blackfish,’’ there is uncertainty on any
change in the take numbers for the
individual species that comprise that
category, though collectively the take
numbers for all species in the blackfish
category remain within the levels
previously analyzed.) However, we
revisited the risk assessment framework
used in analyses for the 2021 final rule
for all species, as elements of the
framework are dependent on
information related to stock abundance,
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which has been updated (Hayes et al.,
2021; Garrison et al., 2023). For most
species, we provide updated negligible
impact analyses and determinations. For
those species for which take numbers
decreased and associated evaluated risk
remained static or declined, we
incorporate (by either repeating,
summarizing, or referencing) applicable
information and analyses in the prior
rulemaking and supporting documents.
For those species, there is no other new
information suggesting that the effect of
the anticipated take might exceed what
was considered in the 2021 final rule.
Therefore, the analyses and findings
provided in the 2021 final rule remain
current and applicable. Please see the
Negligible Impact Analysis and
Determinations section for further
information. As to the small numbers
standard, we do not change the
interpretation and implementation as
laid out in the 2021 final rule (86 FR
5322, 5438, January 19, 2021).
Description of the Specified Activity
Overview
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The specified activity for this action
is unchanged from the specified activity
considered for the 2021 ITR, consisting
of geophysical surveys conducted for a
variety of reasons. BOEM’s 2016
petition described a 10-year period of
geophysical survey activity and
provided estimates of the amount of
effort by survey type and location.
BOEM’s 2020 update to the scope of
activity included revisions to these
level-of-effort projections, including
reducing the projections to 5 years and
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removing activity assumed to occur
within the areas removed from the
scope of activity. Actual total amounts
of effort (including by survey type and
location) are not known in advance of
receiving LOA requests, but take in
excess of what is analyzed in this rule
would not be authorized. Applicants
seeking authorization for take of marine
mammals incidental to survey activities
outside the geographic scope of the rule
(i.e., within the former GOMESA
moratorium area) would need to pursue
a separate MMPA incidental take
authorization. See Figures 1 and 2.
Geophysical surveys in the GOM are
typically conducted in support of
hydrocarbon exploration, development,
and production by companies that
provide such services to the oil and gas
industry. Broadly, these surveys include
deep penetration surveys using large
airgun arrays as the acoustic source;
shallow penetration surveys using a
small airgun array, single airgun, or
other systems that may achieve similar
objectives (here considered broadly as
including other similar sources such as
boomers and sparkers) as the acoustic
source; or high-resolution surveys,
which may use a variety of acoustic
sources. Geophysical surveys and
associated acoustic sources were
described in detail in NMFS’ 2018
notice of proposed rulemaking and in
the notice of issuance for the 2021 final
rule (83 FR 29212, June 22, 2018; 86 FR
5322, January 19, 2021). Please refer to
those notices for detailed discussion of
geophysical survey operations,
associated acoustic sources, and the
specific sources and survey types that
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were the subject of acoustic exposure
modeling. Information provided therein
remains accurate and relevant and is not
repeated here. The use of these acoustic
sources produces underwater sound at
levels that have the potential to result in
harassment of marine mammals. Marine
mammal species with the potential to be
present in the GOM are described below
(see table 2).
The specified geographical region is
illustrated below but generally speaking,
survey activity may occur within U.S.
territorial waters and waters of the U.S.
Exclusive Economic Zone (EEZ) within
the GOM (i.e., to 200 nautical miles
(nmi)), except for the former GOMESA
moratorium area).
Dates and Duration
The dates and duration of the
specified activities considered for this
rule are unchanged from the dates and
duration for the 2021 final rule, which
may occur at any time during the period
of validity of the regulations (April 19,
2021, through April 18, 2026).
Specified Geographical Region
The specified geographical region for
this action is unchanged from the one
considered for the 2021 final rule. The
OCS planning areas are depicted in
Figure 1, and the specified geographical
region (with the modeling zones and
depicting the area withdrawn from
leasing consideration) is depicted in
Figure 2. NMFS provided a detailed
discussion of the specified geographical
region in the 2018 notice of proposed
rulemaking.
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BOEM
Gulf of Mexico OCS
G&G Programmatic EIS
Area of Interest
....c....._
N
A
ER24AP24.066
Figure 2 -- Specified Geographical Region
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Figure 1 -- BOEM Planning Areas
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Summary of Representative Sound
Sources
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The 2021 final rule allows for the
authorization of take, through LOAs,
incidental to use of airgun sources of
different sizes and configurations (as
well as similar sources). The supporting
modeling considered two specific
airgun array sizes/configurations (as
well as a single airgun). Acoustic
exposure modeling performed in
support of the 2021 rule was described
in detail in ‘‘Acoustic Propagation and
Marine Mammal Exposure Modeling of
Geological and Geophysical Sources in
the Gulf of Mexico’’ and ‘‘Addendum to
Acoustic Propagation and Marine
Mammal Exposure Modeling of
Geological and Geophysical Sources in
the Gulf of Mexico’’ (Zeddies et al.,
2015, 2017a), as well as in ‘‘Gulf of
Mexico Acoustic Exposure Model
Variable Analysis’’ (Zeddies et al.,
2017b), which evaluated a smaller,
alternative airgun array. For this final
rule, modeling of a third airgun array
size that is also smaller than the original
large array and more representative of
survey activities occurring under the
current rule was specifically considered
(Weirathmueller et al., 2022). These
reports provide full detail regarding the
modeled acoustic sources and survey
types and are available online at:
https://www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico.
Representative sources for the
modeling include three different airgun
arrays, a single airgun, and an acoustic
source package including a CHIRP subbottom profiler in combination with
multibeam echosounder and side-scan
sonar. Two major survey types were
considered: large-area (including 2D, 3D
narrow azimuth (NAZ), 3D wide
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azimuth (WAZ), and coil surveys) and
small-area (including single airgun
surveys and high-resolution surveys; the
single airgun was used as a proxy for
surveys using a boomer or sparker). The
nominal airgun sources used for
analysis of the specified activity include
a single airgun (90-cubic inch (in3)
airgun) and a large airgun array (72element, 8,000 in3). In addition, the
Model Variable Analysis (Zeddies et al.,
2017b) provides analysis of an
alternative 4,130-in3 array, and the most
recent modeling effort using the same
methodology provides analysis of a 32element, 5,110-in3 array
(Weirathmueller et al., 2022), with
specifications defined by NMFS in
consultation with industry operators to
provide exposure modeling results more
relevant to arrays commonly in use (see
Letters of Authorization section).
Additional discussion is provided in the
Estimated Take section.
While it was necessary to identify
representative sources for the purposes
of modeling take estimates for the
analysis for the 2021 rule, the analysis
is intended to be, and is appropriately,
applicable to takes resulting from the
use of other sizes or configurations of
airguns (e.g., the smaller, 5,110-in3
airgun array currently prevalent in GOM
survey effort and described in
Weirathmueller et al. (2022), and the
alternative 4,130-in3 array initially
modeled by Zeddies et al. (2017b)).
Although the analysis herein is based on
the modeling results presenting the
highest estimated take number for each
species (for most species, those resulting
from use of the 8,000-in3 array), actual
take numbers for authorization through
LOAs are generated based on the results
most applicable to the array planned for
use.
While these descriptions reflect
existing technologies and current
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practice, new technologies and/or uses
of existing technologies may come into
practice during the remaining period of
validity of these regulations. As stated
in the 2021 final rule (86 FR 5322, 5442;
January 19, 2021), NMFS will evaluate
any such developments on a casespecific basis to determine whether
expected impacts on marine mammals
are consistent with those described or
referenced in this document and,
therefore, whether any anticipated take
incidental to use of those new
technologies or practices may
appropriately be authorized under the
existing regulatory framework. See
Letters of Authorization for additional
information.
Estimated Levels of Effort
As noted above, estimated levels of
effort are unchanged from those
considered in the 2021 final rule. Please
see the 2021 final rule notice for
additional detailed discussion of those
estimates and of the approach to
delineating modeling zones (shown in
Figure 2).
In support of its 2020 revision of the
scope of the rule, BOEM provided
NMFS with revised 5-year level of effort
predictions and associated acoustic
exposure estimates. Table 1 provides
those effort projections for the 5-year
period, which are unchanged. This table
corrects table 2 in NMFS’ notice of
issuance of the 2021 ITR, which
erroneously presented the difference in
activity levels between the 2018
proposed ITR and the revised levels
after GOMESA removal. The correct
information was used in the take
calculations, and was concurrently
made available to the public via BOEM’s
2020 notice to NMFS of its updated
scope.
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Table 1 -- Projected Levels of Effort in 24-hour Survey Days for 5 Years, by Zone
and Survey Type 1
Year
1
2
3
4
2D 3
1
2
3
4
5
6
7
Total
1
2
3
4
5
6
7
Total
1
2
3
4
5
6
7
Total
1
2
3
4
5
6
7
Total
1
2
3
4
5
6
7
Total
0
0
0
0
54
0
46
100
0
0
0
6
0
0
20
26
0
0
0
0
0
0
0
0
0
0
0
12
27
0
63
102
0
0
0
0
0
0
0
0
3D
NAZ3
0
236
30
0
373
186
346
1,171
0
354
0
0
373
99
336
1,162
0
236
0
0
328
186
306
1,056
0
354
30
II
237
99
255
986
0
236
0
17
283
99
313
948
3D
WAZ3
0
0
0
0
184
49
166
399
0
42
0
0
184
0
162
388
0
0
0
0
154
49
139
342
0
42
0
0
92
0
94
228
0
0
0
0
184
0
162
346
Coil3
VSP3
0
0
0
0
79
21
71
171
0
19
0
0
79
0
69
167
0
0
0
0
66
21
60
147
0
19
0
0
40
0
40
99
0
0
0
0
79
0
69
148
0
0
0
0
2
0
I
3
0
0
0
0
2
0
I
3
0
0
0
0
2
0
I
3
0
0
0
0
2
0
I
3
0
0
0
0
2
0
2
4
Total
(Deeo) 3
0
236
30
0
692
256
630
1,844
0
415
0
6
638
99
588
1,746
0
236
0
0
550
256
506
1,548
0
415
30
23
398
99
453
1,418
0
236
0
17
548
99
546
1,446
Shallow
hazards4
0
2
0
0
0
0
0
2
0
2
0
0
0
0
0
2
0
2
0
0
0
0
0
2
0
2
0
0
0
0
0
2
0
0
0
0
2
0
2
4
Boomer4
HRG4
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
I
0
0
0
0
0
I
0
0
0
0
I
0
I
2
0
18
4
0
25
10
23
80
0
18
4
0
25
11
23
81
0
18
4
0
26
12
24
84
0
16
3
0
26
12
24
81
0
19
3
0
24
13
23
82
Total
(Shallow) 4
0
20
4
0
25
10
23
82
0
20
4
0
25
11
23
83
0
20
4
0
26
12
24
86
0
19
3
0
26
12
24
84
0
19
3
0
27
13
26
88
1Projected levels of effort in 24-hour survey days. This table corrects table 2 in NMFS' notice of issuance of the 2021
ITR, which erroneously presented the difference in activity levels between the 2018 proposed ITR and the revised
levels after GOMESA removal. The correct information was concurrently made available to the public via BOEM's
2020 notice to NMFS of its updated scope.
2Zones follow the zones depicted in Figure 2.
3Deep penetration survey types include 2D, which uses one source vessel with one source array; 3D NAZ, which uses
two source vessels using one source array each; 3D WAZ and coil, each of which uses 4 source vessels using one
source array each (but with differing survey design); and VSP, which uses one source vessel with one source array.
"Deep" refers to survey type, not to water depth. Assumptions related to modeled source and survey types were made
by BOEM in its petition for rulemaking.
4 Shallow penetration/HRG survey types include shallow hazards surveys, assumed to use a single 90-in3 airgun or
boomer, and high-resolution surveys using the multibeam echosounder, side-scan sonar, and CHIRP sub-bottom
profiler systems concurrently. "Shallow" refers to survey type, not to water depth.
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The preceding description of the
specified activity is a summary of
critical information. The interested
reader should refer to the 2018 notice of
proposed rulemaking (83 FR 29212,
June 22, 2018), as well as BOEM’s
petition (with addenda) and
Programmatic Environmental Impact
Statement (PEIS), for additional detail
regarding these activities and the region.
Comments and Responses
NMFS published a notice of proposed
rulemaking in the Federal Register on
January 5, 2023 (88 FR 916), beginning
a 30-day comment period. In that notice,
we requested public input on the
proposed rule, including but not limited
to NMFS’ proposed or preliminary
findings, determinations, or conclusions
regarding the MMPA standards, and the
information NMFS relies on in support
of those findings, determinations, or
conclusions; and NMFS’ preliminary
decisions to reaffirm or not make
changes to the 2021 final rule, and the
information NMFS relies on in support
of those preliminary decisions, and
requested that interested persons submit
relevant information, suggestions, and
comments.
During the 30-day comment period,
we received 22,832 comment letters. Of
this total, we determined that
approximately 71 comment letters
represented unique submissions,
including 6 letters from various
organizations (described below) and 65
unique submissions from private
citizens. The remaining approximately
22,756 comment letters followed a
generic template format in which
respondents provided comments that
were identical or substantively the
same. (For purposes of counting, we
considered comments using this
template as a single unique submission.)
A letter was submitted jointly by the
EnerGeo Alliance (formerly the
International Association of
Geophysical Contractors), the American
Petroleum Institute, the National Ocean
Industries Association, and the Offshore
Operators Committee (hereafter, the
‘‘Associations’’). A separate letter was
submitted jointly by the Natural
Resources Defense Council (NRDC),
Association of Zoos and Aquariums,
Center for Biological Diversity,
Earthjustice, Healthy Gulf, and Surfrider
Foundation (hereafter, ‘‘NRDC’’).
Additional letters were submitted by the
following: Beacon Offshore Energy
(Beacon), BOEM, Chevron USA Inc.
(Chevron), and the Marine Mammal
Commission (MMC). We note that
several of these entities refer to, or
restate, comments they provided in
response to NMFS’ 2018 proposed
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rulemaking—in some cases appending
the entirety of the 2018 letters to the
current comment letters, and stating that
the 2018 comments are incorporated to
the current comments. All comments
received in response to the 2018
proposed rulemaking were previously
responded to by NMFS (86 FR 5322,
January 19, 2021). Where new
information or context warranted
additional response to the prior
comments, we provide it here. However,
in most cases no new response is
required, and we rely on our prior
responses in the 2021 final rule.
NMFS has reviewed all public
comments received on the 2023
proposed rule. All relevant comments
and our responses are described below.
All comments received are available
online at: https://www.regulations.gov.
A direct link to these comments is
provided at: https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico.
General Comments
A large majority of commenters,
including all of those following the
aforementioned generic template,
expressed general opposition towards
oil and gas industry geophysical survey
activity, suggesting that NMFS has
decision-making authority regarding
whether such surveys occur. Numerous
letters also provide commentary
regarding climate change and the
relative merits of U.S. use of various
sources of energy. As these comments
are outside the scope of NMFS’
authority and NMFS’ decision under the
MMPA, we do not respond further.
NMFS’ action here concerns only the
authorization of marine mammal take
incidental to projected geophysical
surveys, provided that the required
analyses, findings, and other
requirements have been satisfied.
Jurisdiction concerning decisions to
allow the surveys themselves rests
solely with BOEM, pursuant to its
authority under the Outer Continental
Shelf Lands Act (OCSLA). We also note
that this rulemaking addresses only
marine mammals (and their habitat). As
such, effects of the surveys on other
aspects of the marine environment are
not relevant to NMFS’ analyses and
authorities under section 101(a)(5)(A) of
the MMPA.
In addition, numerous commenters
(including all of those following the
aforementioned generic template) make
unsupported assertions regarding the
potential impacts of oil and gas industry
geophysical survey activity, stating that
such activity can deafen and cause the
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death of marine mammals. As the
commenters provide no evidence in
support of these assertions, and NMFS
is not aware of any such evidence, we
do not respond further to these
comments.
Comment: Beacon states that it
appreciates NMFS’ efforts to correct
previous errors, consider newly
available and pertinent information, and
acknowledge the impact of those factors
on the analyses supporting prior
findings in the 2021 final rule and the
taking allowable under applicable
regulations. Beacon also states that it
supports the comments submitted by
the Associations.
Response: NMFS appreciates the
comments.
Comment: NRDC, noting that the
purported projected levels of effort
provided in table 2 of NMFS’ 2021 final
rule were unaccountably low and likely
in error, requests confirmation that the
activity levels presented in NMFS’ 2023
proposed rule are correct and that these
levels were used to generate the current
estimated take numbers.
Response: NMFS confirms that the
projected levels of effort provided in
table 1 of its 2023 proposed rule (and in
this final rule) are correct, and were
used to generate the estimated take
numbers provided in table 6. Table 1
corrected table 2 in NMFS’ 2021 final
rule, which erroneously presented the
difference in activity levels between the
2018 proposed ITR and the revised
levels after GOMESA removal. The
correct projected levels of effort were
used in the analyses presented in
NMFS’ 2018 proposed rule, 2021 final
rule, 2023 proposed rule, and this final
rule.
Comment: The Associations assert
that NMFS has ‘‘declined to provide the
model inputs and outputs’’ associated
with acoustic exposure modeling
performed in support of the rule, and
state that this precludes the public from
conducting a thorough review of the
proposed rule. The Associations
separately reference the requirements of
the Administrative Procedure Act (APA)
in asserting that NMFS has failed to
‘‘fully disclose all necessary information
about the models it uses (including all
inputs and outputs), explain the
assumptions and methodology used to
prepare the models, allow for public
review and feedback on the models and
all related supporting information, and
respond to public comments and make
changes to the models as warranted
based on those comments.’’
Response: NMFS has provided
information regarding all model inputs
and outputs, as well as information
regarding all other aspects of the
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modeling process. In association with
its 2018 proposed rulemaking, NMFS
made the modeling report (Zeddies et
al., 2015, 2017a) available for public
review for 60 days. This almost 400page report includes full detail
regarding all model inputs and outputs,
assumptions, and methodology. Prior to
the 60-day comment period for NMFS’
2018 proposed rulemaking, the report
was made available for review and
comment during NMFS’ 45-day notice
of receipt comment period regarding
BOEM’s petition, as well as during a
separate 60-day comment period for
BOEM’s draft PEIS. Thus, this report
was available for public review for a
minimum aggregate of 165 days prior to
the 30-day comment period for NMFS’
2023 proposed rule. Details regarding
the 4,130-in3 airgun array were
provided by the Associations
themselves in support of development
of their 2017 Gulf of Mexico Acoustic
Exposure Model Variable Analysis
(Zeddies et al., 2017b), which was also
provided for public review during the
60-day comment period for NMFS’ 2018
proposed rule (and which also remains
available to the public online at https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico). In order to
perform this modeling variable analysis,
the Associations were granted access to
all modeling products and worked
directly with the contracted modelers
(JASCO Applied Sciences(JASCO)).
NMFS further explained in its 2023
proposed rule that ‘‘all aspects of the
modeling (including source,
propagation, and animal movement
modeling) are the same as described in
Zeddies et al. (2015, 2017a, 2017b) and
discussed in previous Federal Register
notices associated with the ITR,’’ with
the exception of the introduction of a
new source (the 5,110-in3 array), details
of which were provided in the
Weirathmueller et al. (2022)
memorandum provided for public
review during the 30-day comment
period for the 2023 proposed rule. (We
note that the Associations claim that
‘‘NMFS provides insufficient
information. . .to determine whether
this specific array size and the
configuration analyzed are accurate or
representative. . . .’’ However, the
Associations do not specify what
necessary information they believe was
omitted from description of the array.)
The Associations do not describe any
specific model inputs or outputs or
other information that they believe to
have been withheld, or specifically
describe any assumptions or
methodology that they believe has been
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insufficiently explained. However,
during the public comment period,
EnerGeo contacted NMFS to request the
following:
• Model outputs, specifically the
modeled sound pressure levels across
depth and range for all modeled radials
for modeled seismic arrays and
modeling locations/seasons.
Upon receipt of this request, NMFS
contacted JASCO to ascertain the
availability of the requested products
(which are specific output files rather
than the descriptions of model outputs
that are provided in the modeling
report). NMFS then communicated with
EnerGeo that JASCO could provide the
requested sound field files, but noted
that there are several thousand files for
each array volume, and that the files are
in a proprietary format. Therefore,
NMFS explained to EnerGeo that the
request would require coordination
between EnerGeo and JASCO in order to
produce the requested volume of files in
a format that might be useful to
EnerGeo, and requested EnerGeo’s
response on how to conduct the
necessary coordination. EnerGeo did not
respond.
• At each modeling location, the
specific geographic location of the
centerpoint, the number of radials
modeled, and the specific inputs used
in the modeling including bathymetry,
sound speed profiles, and the
geoacoustic parameters of the seabed, as
well as the sea surface assumption (sea
state or other assumptions).
Regarding this request, NMFS
reiterated to EnerGeo the explanation
provided in the proposed rule: all of the
requested information remains
unchanged from the original modeling
effort and is described in the original
modeling report. However, NMFS noted
that if EnerGeo could specify any
needed information that it could not
find in the modeling report, NMFS
would work to provide it. EnerGeo did
not respond.
• Summarized metrics on R95% and
Rmax distances 3 to the 160-dB
3 Given a regularly gridded spatial distribution of
sound levels, the R95% for a given sound level was
defined as the radius of the circle, centered on the
source, encompassing 95 percent of the grid points
with sound levels at or above the given value. This
definition is meaningful in terms of potential
impact to animals because, regardless of the shape
of the contour for a given sound level, R95% is the
range from the source beyond which less than 5
percent of a uniformly distributed population
would be exposed to sound at or above that level.
The Rmax for a given sound level is simply the
distance to the farthest occurrence of the threshold
level (equivalent to R100%. It is more conservative
than R95%, but may overestimate the effective
exposure zone. For cases where the volume
ensonified to a specific level is discontinuous and
small pockets of higher received levels occur far
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31495
behavioral threshold, the behavioral
step function (for beaked whales and all
other species), and the hearing groupspecific distances to Level A harassment
thresholds for the NMFS-specified
sound exposure level (SEL) and peak
thresholds and for all modeled seismic
arrays and acoustic modeling sites and
seasons.
Regarding this request, NMFS
explained to EnerGeo that JASCO did
not specifically calculate R95% and Rmax
for every site, because Rmax/R95% are not
used for animal movement modeling—
the entire sound fields are used.
Acoustic ranges were calculated for a
subset of the modeled sites in order to
provide examples in the modeling
report.
NMFS reiterates that the Associations
provide no specific information
regarding any aspect of the modeling
that they believe has been
inappropriately withheld from the
public. Moreover, NMFS made a good
faith effort to respond to EnerGeo’s
request for information during the
public comment period, and EnerGeo
neither followed up with additional
questions nor responded to NMFS’ offer
to facilitate a working interaction with
the modelers to obtain requested data
files. NMFS has provided all details
regarding model inputs and outputs, as
well as modeling assumptions and
methods, and has provided the public
with a meaningful opportunity for
review. NMFS has further responded to
all comments, both here and in its 2021
final rule.
Comment: Chevron states that NMFS
ignores real-world observations that
‘‘directly contradict’’ its model
estimates.
Response: Chevron refers to
observations, or lack thereof, by
protected species observers (PSO)
aboard survey vessels, as proof that
NMFS’ take estimates are overly
conservative. However, PSOs are able to
conduct observations over only a
relatively small fraction of the area in
which marine mammals may be
impacted by noise from seismic surveys
even during daylight hours, and many
marine mammals are not observable at
the surface. Similarly, many marine
mammals may not be detected by
acoustic monitoring. Lack of
observations does not demonstrate that
takes of marine mammals do not occur.
Moreover, we incorporated the best
available scientific information for our
analysis, as evidenced (for example) by
beyond the main ensonified volume, Rmax would be
much larger than R95% and could therefore be
misleading if not given along with R95% (Zeddies et
al., 2015).
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our references to BOEM’s synthesis
studies of PSO data from 2002–15
(Barkaszi et al., 2012; Barkaszi and
Kelly, 2018) (as well as other similar
syntheses from other locations).
Comment: The Associations reiterate
comments made initially with regard to
NMFS’ 2018 proposed rule, asserting
that NMFS has employed an ‘‘unlawful’’
approach to the estimation of incidental
take, including analyses of ‘‘unlikely
worst-case scenarios,’’ resulting in
‘‘significant overestimates of take.’’
Chevron echoes these concerns.
Response: The commenters’
statements that NMFS has substantially
overestimated takes are incorrect. As
discussed in our 2021 final rule
response to the Associations’ 2018
comments on this topic (86 FR 5322,
5347, January 19, 2021), NMFS used
current scientific information and stateof-the-art acoustic propagation and
animal movement modeling to
reasonably estimate potential exposures
to noise. With regard to the acoustic
exposure modeling, NMFS reiterates
part of its 2021 response to the 2018
comments, which remains applicable:
the Associations’ comments do not
specify which of the many data inputs
are ‘‘conservative’’ or to what degree,
nor do they recommend alternatives to
the choices that were meticulously
documented in developing the
modeling.
As in their 2018 public comment
letter, the Associations inappropriately
characterize statements from NMFS’
notice of proposed rulemaking as
admissions of purposeful
conservativeness. The Associations refer
to NMFS’ description of the take
numbers subject to analysis for purposes
of the negligible impact determinations
in this rule. In contrast to the 2018
proposed rule, for which NMFS used
modeling of one airgun array, for this
final rule, NMFS considered acoustic
exposure modeling results from three
different airgun arrays, and stated
simply that, for each species, the
maximum take number resulting from
analysis of the three different arrays was
subject to evaluation as part of NMFS’
negligible impact determinations. This
approach ensures that the potential
takes of each species that could occur
from survey effort this final rule is
designed to cover—surveys that may
involve various airgun arrays—are
appropriately analyzed to enable
issuance of LOAs for those activities
with reasonably accurate take estimates.
The Associations also refer again to
the 2017 Acoustic Exposure Model
Variable Analysis (Zeddies et al., 2017b)
as being supportive of their claims that
NMFS’ modeling is inappropriately
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conservative, stating that the results
show that ‘‘alterations to only 4 or 5
variables have dramatic consequences
that are the result of redundantly
applied precaution [. . .].’’ The
Associations incorrectly characterize the
results of the analysis, which
investigated five factors:
• Airgun array size (including total
volume, number of array elements,
element air pressure, array geometry
and spacing) used in source and
propagation models;
• Acoustic threshold criteria and
associated weighting used to calculate
exposures;
• Animal densities used for adjusting
simulated computer model exposures to
potential real-world animal exposures;
• Natural aversive behaviors of
marine mammals; and
• The addition of mitigative measures
that lessen the potential for animals’
exposure to threshold levels of seismic
sound.
The primary finding of the Zeddies et
al. (2017b) analysis is that use of NMFS’
acoustic injury criteria (i.e., NMFS,
2016, 2018) decreased predictions of
injurious exposure. Thus, NMFS’ 2018
proposed rule had already incorporated
the change with the most significant
impact on estimated take numbers.
We addressed the Associations’
investigation of quantitative
consideration of animal aversion and
mitigation effectiveness in responses to
comments provided in the 2021 final
rule. In summary, these factors were not
quantified in the modeling because
there is too much inherent uncertainty
regarding the effectiveness of detectionbased mitigation for these activities to
support any reasonable quantification of
its effect in reducing injurious exposure,
and there is too little information
regarding the likely level of onset and
degree of aversion to justify its use in
the modeling via precise quantitative
control of animat movements (as
compared to post-hoc adjustment of the
modeling results, as was done in the
2021 final rule and carried forward
here). Importantly, while aversion and
mitigation implementation are expected
to reduce somewhat the modeled levels
of injurious exposure, they would not be
expected to result in any meaningful
reduction in assumed exposures
resulting in Level B harassment, nor in
total takes by harassment, as any averted
injurious (Level A harassment) takes
would be appropriately changed to
behavioral disturbance (Level B
harassment) takes. With regard to
marine mammal density information,
NMFS has used in both the 2021 final
rule and this rule the best available
scientific information.
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NMFS previously responded to the
Associations’ comments that the
selected array (8,000 in3) is
unrealistically large, resulting in an
overestimation of likely source levels
and, therefore, size of the sound field
with which marine mammals would
interact. We noted then our agreement
with the premise that use of a smaller
airgun array volume with lower source
level would likely create a smaller
ensonified area resulting in fewer
numbers of animals expected to exceed
exposure thresholds, but that selection
of the representative array to be used in
the modeling was directed by the ITR
applicant (i.e., BOEM). For the 2023
proposed rule, in reflection of prior
comments from the Associations and
others, NMFS determined it appropriate
to develop full modeling results for
analysis that would provide more
scalable take numbers suitable for the
actual sound sources in use, and
introduced the alternative 4,130-in3 and
5,110-in3 airgun arrays. This approach
directly refutes the Associations’
suggestion that NMFS has not
appropriately responded to public
comments and made changes as
warranted.
With regard to the large number of
other data inputs and/or choices made
in the modeling, the Associations do not
specifically identify any issue where
they believe a meaningful data or
process error was made in the modeling.
NMFS reiterates its conclusion that,
while the modeling required that a
number of assumptions and choices be
made by subject matter experts, these
are reasonable, scientifically acceptable
choices. These choices do not represent
a series of ‘‘overly conservative, worstcase assumptions’’ that, as the
Associations state, result in a
‘‘compounding error yielding unrealistic
calculations lacking scientific basis.’’ To
the extent that the results of the
modeling may be conservative, they are
the most credible, science-based
information available at this time.
NMFS reiterates its conclusion that
the modeling effort incorporated
representative sound sources and
projected survey scenarios (based on the
best available information obtained by
BOEM, as supplemented by NMFS to
address additional airgun sizes that are
reasonably likely based on LOA
applications to date—which alleviates
the primary source of conservativeness
about which NMFS and the
Associations find agreement), physical
and geological oceanographic
parameters at multiple locations within
the GOM and during different seasons,
the best available information regarding
marine mammal distribution and
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density, and available information
regarding known behavioral patterns of
the affected species. Current scientific
information and state-of-the-art acoustic
propagation and animal movement
modeling were used to reasonably
estimate potential exposures to noise.
The 2018 proposed rule described all
aspects of the modeling effort in
significant detail, including numerous
investigations (test scenarios) designed
by the agencies to understand various
model sensitivities and the effects of
certain choices on model results.
Additionally, the 2023 proposed rule
described in detail all aspects of the
modeling that were different, while
referring the reader to the 2018
proposed rule and supplementary
information for the bulk of the modeling
effort, which was unchanged. All
relevant information was provided for
public review, on multiple occasions.
Because it remains relevant, we quote
the MMC’s 2018 public comment on
this topic: ‘‘Complex sound propagation
and animat modeling was used to
estimate the numbers of potential takes
from various types of geophysical
surveys in the Gulf. NMFS received
comments from industry operators
suggesting that the modeling results
were overly conservative [. . .].
However, the Commission has reviewed
the modeling approach and parameters
used to estimate takes and believes they
represent the best available information
regarding survey scenarios, sound
sources, physical and oceanographic
conditions in the Gulf, and marine
mammal densities and behavior. As
such, the Commission agrees with
NMFS and BOEM that the resulting take
estimates were conservative but
reasonable, thereby minimizing the
likelihood that actual takes would be
underestimated.’’
Comment: The Associations describe
potential mistakes in the take numbers
evaluated for this rule, noting that the
total take numbers for aggregated beaked
whales across species and for blackfish
across species provided in
Weirathmueller et al. (2022) exceed the
values provided by NMFS in table 6 of
the 2023 proposed rule.
Response: NMFS clarifies that
Appendix B of Weirathmueller et al.
(2022) provides essentially duplicate
results for species that are represented
by the same density value. For example,
Garrison et al. (2023) 4 provide generic
4 At the time of publication of the 2023 proposed
rule, no technical reports associated with the
updated density models had been released to the
public, and we cited the models (and density
outputs, which were publicly available online) as
Garrison et al. (2022) in that proposed rule.
Associated reports (Rappucci et al., 2023; Garrison
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(versus species-specific) density
information for beaked whales and
blackfish. The results provided in
Weirathmueller et al. (2022) applied
those same density values to multiple
species within a particular guild;
thereby, duplicating modeling results
for, e.g., Cuvier’s, Blainville’s, and
Gervais’ beaked whale. One can see that
the resulting take numbers are the same
for Blainville’s and Gervais’ beaked
whale, as these two species are
governed by the same assumed animal
movement parameters in the animat
modeling. However, the results for
Cuvier’s beaked whale are slightly
different, resulting from the application
of slightly different animal movement
parameters in the modeling. For
purposes of providing an estimate of
total takes for the beaked whale guild,
NMFS assumed the larger set of
values—as necessary to ensure that the
potential takes for the species with the
largest values (in this case, Cuvier’s
beaked whales) were appropriately
analyzed. A similar situation exists for
the four species in the blackfish
category, i.e., the four species are
represented together by a generic, guild
density that encompasses all four
species. However, each of the four
species were represented in the animal
movement modeling component by
animats guided by species-specific
animal movement parameters. Thus,
when the appropriate density value was
applied to scale the animat exposure
estimates to real-world exposure
estimates, slightly different results were
found across the four species, but the
total take number for the blackfish guild
is correctly represented through
summing the take values for one of the
species. The take numbers provided in
table 6 are correct; no error exists.
Comment: Chevron states that the
modeling performed in support of the
rule qualifies as a ‘‘highly influential
scientific assessment.’’
Response: NMFS disagrees that the
modeling constitutes a highly
influential scientific assessment. The
Office of Management and Budget’s
Final Information Quality Bulletin for
Peer Review (70 FR 2664, January 14,
2005) defines a highly influential
scientific assessment as information
whose dissemination could have a
potential impact of more than $500
million in any one year on either the
public or private sector or for which the
dissemination is novel, controversial, or
precedent-setting, or has significant
interagency interest. Our Regulatory
et al., 2023) have since been released to the public.
In this final rule, references to the updated density
models are cited as Garrison et al. (2023).
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Impact Analysis (RIA) for the 2021 final
rule, which remains applicable,
indicated that annual impacts are less
than $500 million. Moreover, similar
approaches to acoustic exposure
modeling have been performed by
numerous disparate entities for multiple
applications. In 2014, during a modeling
workshop co-sponsored by the
American Petroleum Institute and
International Association of
Geophysical Contractors, at least a halfdozen expert presenters (representing
private and governmental entities from
both the United States and Europe)
discussed various available packages
that function much the same way as the
modeling supporting this rule. Thus,
there is nothing novel, controversial, or
precedent-setting about the modeling
described here, and the additional peer
review requirements associated with
HISAs are not applicable.
Comment: The Associations
encourage NMFS to consider employing
what they refer to as a ‘‘pooled’’
approach to authorizing take of species
that are rarely encountered in the GOM.
The Associations suggest that NMFS
may authorize take via the suggested
‘‘pool’’ approach generically, versus
through an LOA issued to a specific
applicant. This authorized ‘‘pool’’ of
take would then be drawn down as such
take occurs.
Response: NMFS appreciates the
Associations’ suggestion. We note that,
on February 17, 2022, the Associations
proposed this concept to NMFS as a
potential solution to the errors in the
rule. Instead, NMFS determined it
appropriate to pursue a corrective
rulemaking. NMFS does not believe the
approach suggested by the Associations
is necessary or relevant following
completion of this rule.
Comment: The Associations suggest
that NMFS should develop an
appropriate ‘‘scalar ratio’’ for
application to surveys of fewer than 20
days in duration.
Response: The scalar ratio employed
by NMFS during implementation of the
ITR to date was developed in
consideration of the relationship
between takes estimated for a full
simulated 30-day survey, versus those
resulting from 24-hour results scaled up
to the 30-day duration, and is, therefore,
suitable for use in better estimating the
number of individuals affected for
surveys of longer duration (e.g., 20 days
or more). NMFS agrees with the
Associations that it would be useful to
develop a suitable scalar ratio for
surveys of shorter duration. However,
the Associations’ comments on the topic
suggest a misunderstanding of the
limitations under the rule on take
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authorization. As rationale for the
comment, they state that failure to
develop such a scalar ratio ‘‘is a major
problem because it will result in an
artificial and mathematically erroneous
inflation of estimated individual takes at
the LOA level that may ultimately
prevent authorization of the amount of
take contemplated’’ in the rule.
However, for all surveys, NMFS
authorizes through an LOA the
appropriate, unscaled estimated take
number. Scaled values are only used in
the LOA-specific ‘‘small numbers’’
analysis to help inform an assessment of
how many individual marine mammals
to which the estimated instances of take
might appropriately accrue. As such,
lack of an applicable scalar ratio for
surveys of shorter duration means that
NMFS is analyzing overestimates of the
numbers of individuals potentially
impacted (versus total instances of take)
for purposes of the small numbers
analysis, but has no other effect on
NMFS’ ability to authorize take under
the rule. NMFS expects to consider
development of the recommended scalar
ratio in the future, but has not to date
undertaken such an effort.
Comment: NRDC states that the
density estimates used for Rice’s whale
‘‘appear to omit most of the available
science’’ on Rice’s whale habitat, and
notes that the density data are based on
visual observations made during large
vessel surveys without incorporating
passive acoustic data.
Response: NMFS disagrees that the
new Rice’s whale density estimates,
which are based on spatial density
models, omit most of the available
science on Rice’s whale. These spatial
density models are based upon large
vessel surveys conducted by NMFS’
Southeast Fisheries Science Center
(SEFSC) between 2003 and 2019,5
including a mix of broadscale linetransect surveys of shelf and oceanic
waters, along with directed surveys
within the Rice’s whale’s northeastern
GOM core habitat (Rappucci et al., 2023;
Garrison et al., 2023). Habitat variables
associated with the whale sightings
during vessel surveys from 2003–2019
were used to determine which variables
are most predictive of whale presence.
Survey effort (kilometers of survey
trackline) was partitioned into segments
within a grid of cells and matched to
physical oceanographic parameter
values within each cell. All available
oceanographic and physiographic
5 We note here that the 2023 proposed rule
erroneously referred to the period over which
survey data were considered as 2003–2018. This
range is correct for species other than Rice’s whale,
for which surveys conducted in 2019 were
incorporated.
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variables were included in the model
selection for Rice’s whales. The selected
model included water depth,
chlorophyll-a concentration,
geostrophic velocity, bottom
temperature, and bottom salinity, and
indicated that Rice’s whale density was
highest in waters between 100–400
meter (m) depth with intermediate
bottom temperatures between 10–19 °C
and intermediate surface chlorophyll-a
concentrations, i.e., in areas along the
outer continental shelf break associated
with higher productivity and upwelling
of cooler bottom water (Garrison et al.,
2023). These predictions are consistent
with the information referenced by
NRDC, i.e., passive acoustic detections
on the continental shelf break and
current information regarding habitat
suitability. The web page for the habitat
suitability study referenced by NRDC
indicates that the data were
incorporated to updated density models
(see https://www.fisheries.noaa.gov/
southeast/endangered-speciesconservation/trophic-interactions-andhabitat-requirements-gulf-mexico
(‘‘Combining environmental datasets
with whale sightings allows us to
develop predictive habitat models that
explain what environmental features
may be driving whale distribution.’’)).
We agree that ideally, passive acoustic
data could be incorporated to the spatial
density models to improve the model
predictions. However, incorporation of
visual and acoustic data to spatial
density models remains cutting edge
science, and such models have only
rarely been produced. NRDC refers to
Roberts et al. (2016) as an example of
such modeling; however, Roberts et al.
(2016) did not incorporate any acoustic
data to their models. The long-term
cetacean density modeling effort
represented by reference to Roberts et
al. (2016) is in fact a good example of
the difficulty of doing so. This U.S.
Navy-funded effort has been responsible
for continually improved iterations of
spatial density models for cetaceans
along the U.S. East Coast since 2015.
However, to date, acoustic data have
been incorporated only into models for
beaked whales and sperm whales (two
species that are most amenable to
acoustic surveys and for which acoustic
detections are most important to
understanding occurrence), and only in
the most recently updated model
iterations. This required 7 years and a
model version 7 for beaked whales and
model version 8 for sperm whales
(https://seamap.env.duke.edu/models/
Duke/EC/). Acoustic data have been
used to qualitatively verify density
model predictions for certain
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mysticetes, but have not been
incorporated to date into any East Coast
mysticete density model. Efforts to
evaluate the feasibility and utility of
combining visual and acoustic survey
data in the GOM have only recently
been conducted as a pilot study (Frasier
et al., 2021).
We note that the same areas in which
the acoustic detections were made are
predicted by the spatial density model
as being suitable Rice’s whale habitat
(see https://seamap.env.duke.edu/
models/SEFSC/GOM/) and, in fact,
density predictions within areas
expected to provide suitable habitat for
Rice’s whale increased compared with
the predictions provided by Roberts et
al. (2016) (e.g., Rice’s whale density
value in Zone 5, which includes areas
of the central GOM where acoustic
detections were made, increased by 71
percent; see Appendix A of
Weirathmueller et al., 2022).
Comment: NRDC states that the only
resource available to the public
regarding the revised density
information was the density information
itself (available online for download)
and that no associated report was
available for public review. NRDC goes
on to state that marine mammal density
estimates ‘‘are typically presented in
publicly available technical memoranda
or technical reports, which set forth in
detail the authors’ data sources,
methods, quantitative results, and
limitations, with discussion of their
application to particular species,’’ and
suggests that failure to provide such a
report may be a violation of the APA.
The MMC similarly recommends that
NMFS provide to the public ‘‘marine
mammal densities, associated
[coefficients of variation], and
supporting documentation regarding
how such estimates were derived.’’ Both
NRDC and the MMC requested an
additional 30-day public comment
period once the information is provided.
Response: The data and analyses
supporting this final rule have
undergone appropriate predissemination review for utility,
integrity, and objectivity, and have been
determined to be in compliance with
the applicable information quality
guidelines implementing the
Information Quality Act (section 515 of
Pub. L. 106–554).
NMFS acknowledges that supporting
technical reports related to the marine
mammal density data used in the
exposure modeling informing this rule
were not publicly available at the time
that NMFS’ proposed rule was released
to the public for review. NMFS did not
have discretion over the timeline for
release of supporting technical reports,
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as BOEM is the primary funding agency
for development of the updated marine
mammal density data. The reports have
since been released (Rappucci et al.,
2023; Garrison et al., 2023) and are
available online at https://
www.govinfo.gov/collection/boem.
The NOAA Information Quality
guidelines expressly address and allow
for the use of supporting information
which cannot be disclosed. In this case,
the supporting information (i.e., the
density data) was publicly available.
However, technical description
regarding development of that
information had not been released, as
described above. The ‘‘especially
rigorous robustness checks’’ called for
in the guidelines when proprietary
models are used or when supporting
information cannot be disclosed had
already been conducted by the model
authors, as described in the reports, and
NMFS has conducted rigorous
robustness checks of the data used in
support of this rule.
To determine the abundance and
spatial distribution of marine mammals
in the GOM, NMFS’ SEFSC conducts
visual line transect surveys aboard
NOAA research vessels or aircraft, with
survey effort designed to support
estimation of abundance for all marine
mammals in the GOM. Similar survey
efforts and abundance estimation have
been ongoing in the GOM since the
early 1990s and have been subject to
both peer and other public review on
numerous occasions.
In addition to abundance, line
transect survey data can be used to
develop habitat models that map animal
density as a function of environmental
conditions. Historically, distance
sampling methodology (Buckland et al.,
2001) has been applied to visual linetransect survey data to estimate
abundance within large geographic
strata (e.g., Fulling et al., 2003; Mullin
and Fulling, 2004; Palka, 2006). Designbased surveys that apply such sampling
techniques produce stratified
abundance estimates and do not provide
information at appropriate
spatiotemporal scales for assessing
environmental risk of a planned survey.
To address this issue of scale, efforts
were developed to relate animal
observations and environmental
correlates such as sea surface
temperature in order to develop
predictive models used to produce finescale maps of habitat suitability (e.g.,
Waring et al., 2001; Hamazaki, 2002;
Best et al., 2012). However, these
studies generally produce relative
estimates that cannot be directly used to
quantify potential exposures of marine
mammals to sound, for example. A more
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recent approach known as density
surface modeling, as described in
Roberts et al. (2016) and used by
Garrison et al. (2023), couples
traditional distance sampling with
multivariate regression modeling to
produce density maps predicted from
fine-scale environmental covariates
(e.g., Becker et al., 2014, 2017, 2020;
Forney et al., 2015).
In summary, the modeling effort
follows accepted, state of the science
density modeling procedures (Rappucci
et al., 2023; Garrison et al., 2023), and
habitat based density modeling in
general is not novel, controversial, or
precedent-setting, as similar modeling
has been performed for various
applications for over 10 years. There
were no novel assumptions or
methodologies employed in
development of the models; the models
simply make use of updated information
regarding marine mammal observations
and associated habitat covariates. In
addition, ample opportunity was
provided for public input and review of
the underlying scientific information
and modeling efforts contained herein
(including by scientists, peer experts at
other agencies, and non-governmental
organizations). NMFS has not failed to
provide information necessary for
interested parties to comment
meaningfully.
Predictions from the updated density
models were publicly released in July
2022, and we note that the authors of
the previously best available density
models (Roberts et al., 2016), which
NMFS used in support of its 2021 final
rule, independently determined that the
updated models represent the best
available scientific data, stating ‘‘As of
October 2022, SEFSC and [the Duke
Marine Geospatial Ecology Lab]
consider the Roberts et al., 2016 models
obsolete and recommend the [Garrison
et al., 2023] models [. . .] be used
instead.’’ See https://
seamap.env.duke.edu/models/SEFSC/
GOM/. NMFS similarly determined that
the updated density models represented
the best available scientific data and,
accordingly, should be used in an
updated modeling effort.
We also note that it is not unusual for
updated density information to be
released without supporting technical
reports. The latest major update to the
Roberts et al. east coast cetacean density
models (affecting all modeled taxa) was
released in June 2022 and, as the best
available science, including by virtue of
providing increased quality of
information regarding the North
Atlantic right whale, was used in
support of numerous regulatory
decisions immediately upon release.
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31499
However, due to the Navy’s priorities as
the funding agency, no associated
documentation was released until June
2023. Notably, neither NRDC nor the
MMC (or any other member of the
public) commented on the lack of
supporting documentation in any of the
numerous regulatory actions under the
MMPA that were proposed for public
review during that interval.
Further, concerning the MMC’s
reference to the actual density values
and associated CVs used in the take
estimation process, this information was
provided upon request during the
public comment period to both the
MMC and NRDC as well as to the
Associations. (We note that the specific
density values used in the prior
modeling effort were included in the
comprehensive modeling report. As
minimal new information was
associated with the current updated
effort, the updated values were not
included in the brief modeling
memorandum, but could be duplicated
by the public using available
information.) None of the
aforementioned entities included any
comments regarding the specific density
values and associated CVs used in the
take estimation process in their
comment letters. NMFS does not agree
that the recommendations to allow for
an additional 30-day comment period
for the public to review supplementary
technical reports in advance of issuing
the final rule are warranted.
Comment: The Associations provide
comments critical of NMFS’ core
distribution area, noting the lack of
additional sightings or tagging data to
support the expansion of the previously
described core habitat area to areas
offshore of Mississippi and stating that
‘‘The addition of these buffers and
extension of Rice’s whale densities into
the buffers causes overestimates of the
amount of potential Rice’s whale
take. . . .’’.
Response: Neither the core
distribution area nor the core habitat
area factored into the process for
estimating Rice’s whale takes in any
way. (See the Estimated Take section for
explanation of the take estimation
process for this rule.) However, NMFS
did consider whether additional
mitigation was warranted under the
LPAI standard in light of the best
available information, including
information regarding the core
distribution area. Based on that
evaluation, we concluded the current
mitigation meets the LPAI standard.
(See the Mitigation section for our LPAI
analysis.)
Comment: The MMC recommends
that NMFS require a closure to survey
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activity of the portion of the Rice’s
whale core distribution area that
overlaps the area covered by the ITR.
Response: As discussed in the 2023
proposed rule, the description of a core
distribution area which, relative to the
core habitat area described in the 2018
proposed rule and 2021 final rule,
expands westward into waters off
Mississippi and into the area of the
specified activity covered by this final
rule, does not reflect new information
regarding documented Rice’s whale
occurrence. The core distribution area
reflects a more conservative approach to
considering the data, including the
application of substantial buffer areas to
account for uncertainty. Rice’s whales
have not been visually observed in the
small portion (5 percent) of the core
distribution area that overlaps the
geographic scope of the specified
activity under this rule, and 76 percent
of that small portion of the core
distribution area that overlaps the
geographic scope of the specified
activity under this rule is shallower
than 100 m water depth or deeper than
400 m. Please see the Mitigation section
for more detailed discussion.
In summary, there is no information
supporting identification of this area
(i.e., the 5 percent of the core
distribution area overlapping the
geographic scope of this rule) as being
of particular importance relative to
Rice’s whale habitat more broadly (i.e.,
GOM waters between 100–400 m
depth), and only 24 percent of this area
contains water depths 100–400 m. As a
result of these considerations, NMFS
has determined that a restriction on
survey activity within the portion of the
core distribution area that occurs within
the scope of the rule is not warranted,
as the available information does not
support a conclusion that such a
restriction would contribute
meaningfully to a reduction in adverse
impacts to Rice’s whales or their habitat.
The MMC offers no additional rationale
for closing this area to survey activity,
other than that it is now within the
geographic scope of the rule (despite the
absence of new data supporting this
change). As such, NMFS disagrees and
does not adopt the MMC’s
recommendation.
In addition, we note the MMC’s
statement in support of this
recommendation that ‘‘[i]t is not clear
from the information presented by
NMFS how much the increase in the
numbers of takes is attributed to
geophysical surveys that are expected to
occur in the expanded core distribution
area [. . .].’’ As described in the 2023
proposed rule, changes in take estimates
for all species result from (1) correction
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of BOEM’s errors in calculating updated
estimated take following its revision of
scope for the 2021 final rule; (2)
revisions to species definition files
governing animat behavior during
animal movement modeling; and (3)
new density information for all species
other than Fraser’s dolphin and roughtoothed dolphin. In addition, for Rice’s
whale only, propagation modeling of a
new array specification produced the
greatest values for estimated instances
of take.
The process for estimating take
numbers did not involve placement of
projected survey effort in specific
locations, such as the portion of the core
distribution area that overlaps the
geographic scope of the ITR. Instead,
within each modeling zone, acoustic
source and propagation modeling was
performed using zone-specific
environmental parameters, following
which animal movement modeling
results in zone-specific exposure
estimates for animats. These estimates
were then scaled to real-world values
using zone-specific density estimates,
generating 24-hour exposure estimates
that were then scaled to totals based on
zone-specific level of effort projections
(see table 1). No survey effort is
specifically assumed to occur within the
portion of the core distribution area that
overlaps the area within scope of the
ITR.
The MMC goes on to state that ‘‘the
year-round restriction on geophysical
surveys in the Rice’s whale core
distribution area was the basis of
NMFS’s negligible impact determination
for the final rule.’’ This is incorrect. As
one consideration in support of our
negligible impact determination for
Rice’s whales, we noted that no survey
activity would occur in the northeastern
GOM core habitat area (please see
discussion provided in the Description
of Marine Mammals in the Area of the
Specified Activities section regarding
the distinction between Rice’s whale
core habitat and the core distribution
area discussed herein). This was not the
result of any restriction, but rather,
BOEM’s removal of the GOMESA area
from the scope of the rule.
Comment: BOEM challenges
statements made in NMFS’ 2023
proposed rule regarding potential Rice’s
whale habitat contraction relative to the
historical range. The Associations echo
these concerns. The Associations also
claim that NMFS has made erroneous
statements with regard to the potential
impacts of the Deepwater Horizon
(DWH) oil spill on Rice’s whales.
Response: BOEM acknowledges that it
is possible Rice’s whales were
historically more broadly distributed
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throughout the GOM, but suggests that
currently available information is
insufficient to definitively support such
a conclusion. Passive acoustic recording
devices have detected Rice’s whale calls
at several sites along the continental
shelf break from Florida to Texas, and
more recently in Mexican waters (Rice
et al., 2014; Soldevilla et al., 2022,
2024). Nonetheless, we agree that the
number of Rice’s whales and the full
extent to which Rice’s whales use
waters outside of 100–400 meter depths
in the GOM remains unclear. Please see
the Description of Marine Mammals in
the Area of the Specified Activities
section of this rule for added discussion
regarding Rice’s whale occurrence.
The Associations suggest NMFS has
claimed that the Rice’s whale
population has declined. NMFS made
no such statement in the 2023 proposed
rule. NMFS referenced the low
population abundance of the Rice’s
whale while citing modeling results
relating to the quantification of injury
from the DWH spill. The Associations
are incorrect in stating that NMFS has
made erroneous statements regarding
the modeling results concerning
quantification of injury. NMFS refers
the Associations to the detailed
discussion provided in the 2018
proposed rule, as well as to DWH NRDA
Trustees (2016), which presents the
estimates of concern to the Associations
(i.e., 48 percent of the Rice’s whale
population potentially exposed to DWH
oil, with 17 percent killed). NMFS has
neither mischaracterized nor engaged in
speculation about the findings regarding
quantified injury due to the DWH spill.
Comment: NRDC comments that
NMFS has not prescribed mitigation for
Rice’s whales sufficient to meet the
MMPA’s LPAI standard, adding that
NMFS has not adequately considered
mitigation of impacts to habitat in its
decision-making. In support, NRDC
refers to new scientific information
since the 2021 final rule was published,
including investigations of Rice’s whale
habitat.
Response: NMFS disagrees with
NRDC’s comments regarding the
adequacy of mitigation for Rice’s whales
and their habitat. NMFS fully
considered the new information NRDC
references (see the Mitigation section of
this final rule). In our view, these
investigations (e.g., Kok et al., 2023;
Kiszka et al., 2023; Soldevilla et al.,
2022) solidify NMFS’ previous
understanding of the importance of
continental slope waters between
approximately 100–400 m water depth
as Rice’s whale habitat. (We note this
same area (i.e., continental shelf and
slope waters between the 100–400 m
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isobaths) was recently included in
NMFS’ proposed rule to designate Rice’s
whale critical habitat under the ESA (88
FR 47453, July 24, 2023)). The
previously used spatial density model
for Rice’s whale (Roberts et al., 2016)
identified waters of approximately 100–
400 m depth on the continental slope
throughout the GOM as potential
habitat, and the updated density model
(which, as discussed previously,
incorporates new data on Rice’s whale
habitat associations) predictions do not
markedly differ (Garrison et al., 2023).
Perhaps the most important new
information is the acoustic detection of
Rice’s whales in areas along the shelf
break in the central and western GOM,
which for the first time demonstrates
year-round Rice’s whale occurrence in
areas outside of the previously
identified core habitat. Soldevilla et al.
(2022) detected Rice’s whale calls at 3
of 4 sites in the central GOM south of
Louisiana. Year-round detections
occurred sporadically at two of the sites,
with calls detected on 6 and 16 percent
of days when recordings were available,
respectively. Calls were detected on 1
percent of days at the 3rd site, in
February and April only.
Additional information regarding
Rice’s whale acoustic detections has
become available since publication of
the 2023 proposed rule. A subsequent
study placed acoustic recorders in shelf
break waters in the same central GOM
area, and added a location in the
western GOM offshore of Texas
(Soldevilla et al., 2024). This new
information provides additional
evidence of the regular occurrence of
Rice’s whales outside the northeastern
GOM, with Rice’s whale calls recorded
on 33 and 25 percent of days at the
central and western GOM sites,
respectively. As in the prior study, calls
were recorded throughout the year.
The rate of call detections throughout
the year is considerably higher in the
eastern GOM than at the central GOM
sites where calls were most commonly
detected, with at least 8.3 calls/hour
among 4 eastern GOM sites over 110
deployment days (Rice et al., 2014)
compared to 0.3 calls/hour over the 299day deployment at the central GOM site
where calls were detected most
frequently during the Soldevilla et al.
(2022) study. During that study,
approximately 2,000 total calls were
detected at the central site over 10
months, compared to more than 66,000
total detections at the eastern GOM
deployment site over 11 months
(approximately 30 times more calls
detected at the eastern GOM site)
(Soldevilla et al., 2022). Similarly,
Soldevilla et al. (2024) reported
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detecting 0.2 calls/hour at the western
GOM site off Texas (1,694 detections
over 8,547 hours of recording).
Caution should always be used when
interpreting passive acoustic detection
results because call detection rates are
not necessarily correlated with the
density or abundance of whales in a
given area. Several factors influence call
detection rates, including the rate at
which whales call (which can vary by
demographic group, individual, time of
year, etc.) and the range over which
calls can be detected (which is affected
by auditory masking from competing
noise sources, site characteristics and
other factors) (Erbe et al., 2016; Gibb et
al., 2018). Many of these variables
remain undetermined for Rice’s whales
in the GOM. Those uncertainties
notwithstanding, results from passive
acoustic recordings, combined with the
low number of confirmed and suspected
visual sightings of Rice’s whales in the
central and western GOM (Barkaszi and
Kelly, 2019; Rosel et al., 2021; Garrison
et al., 2023), suggest that density and
abundance of Rice’s whales is likely
lower in the central and western GOM
than in the species’ core habitat area in
the eastern GOM. More research is
needed to answer key questions about
Rice’s whale abundance, density,
habitat use, demography, and stock
structure in the central and western
GOM.
Regarding the suggestion that NMFS
has not adequately considered habitat in
its consideration of mitigation, we
disagree. Habitat value is informed by
marine mammal presence and use, and
the available data can support the
consideration and discussion of impacts
to (and mitigation for) both marine
mammals and their habitat
simultaneously. The discussion above
clearly considers physical features that
can drive habitat use (e.g., depth), as
well as detailed information related to
relative presence in the eastern versus
the central and western GOM, which is
indicative of preferred habitat in the
east. As stated in the 2021 final rule,
because habitat value is informed by
marine mammal presence and use, in
some cases, there may be overlap in
measures for the species or stock and for
use of habitat. NRDC has not presented
any information that would suggest
habitat we did not consider for
mitigation.
In summary, the newly available data
related to marine mammal presence and
habitat were considered under the LPAI
standard, and we concluded additional
mitigation for Rice’s whale was not
warranted under that standard.
Comment: NRDC finds fault with
NMFS’ consideration of practicability
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concerning possible closure of potential
Rice’s whale habitat in the central and
western GOM to future survey activity,
suggesting that NMFS’ reference to
analysis presented in its Regulatory
Impact Analysis (RIA) for the 2021 final
rule is not relevant. NRDC also suggests
that NMFS must consider that OCSLA
‘‘requires a balancing between the
development of offshore energy
resources and the protection of marine
resources’’ and that, based on the
requirements of Executive Order 13990,
NMFS must consider the social cost of
carbon in making its determinations
regarding practicability of mitigation.
Response: As was acknowledged in
the 2023 proposed rule, the RIA did not
directly evaluate a potential closure of
potentially suitable habitat in the
central and western GOM outside of the
Rice’s whale core distribution area.
However, we disagree that the RIA is
not relevant to our practicability
analysis here. The RIA’s assessment of
potential restrictions in the northeastern
GOM provided a useful framework for
considering practicability relating to a
broad closure of potential Rice’s whale
habitat to future survey activity.
To bolster that discussion, we turned
to the same sources of data referenced
in the RIA in analysis of potential
closure areas considered therein (see
https://www.data.boem.gov/Main/
Default.aspx). While areas of Rice’s
whale habitat (i.e., water depths of 100–
400 m on the continental shelf break)
contain less oil and gas industry
infrastructure than do shallower, more
mature waters, and have been subject to
less leasing activity than deeper waters
with greater expected potential reserves,
they nonetheless host significant
industry activity. BOEM provides
summary information by water depth
bin, including water depths of 201–400
m. Omitting information regarding
water depths of 100–200 m, the area
overlaps 33 active leases, with 17 active
platforms and over 1,200 approved
applications to drill. In the past 20
years, over 500 wells have been drilled
in water depths of 100–400 m. These
data confirm that there is substantial oil
and gas industry activity in this area
and, therefore, the inability to collect
new seismic data could affect oil and
gas development given that oil
companies typically use targeted
seismic to refine their geologic analysis
before drilling a well. In addition, yearround occurrence of Rice’s whales in
waters 100–400 m deep precludes the
use of seasonal closures to minimize
exposure of Rice’s whales. Therefore,
we analyze the potential for a yearround closure, which exacerbates the
potential for effects on oil and gas
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productivity in the GOM because
operators have no ability to plan around
the closure. While the area is not as
important to regional oil and gas
productivity as the prospective
deepwater central GOM closure
analyzed in the RIA (as we
acknowledged in the 2023 proposed
rule), the more area-specific data
provided above continue to support
NMFS’ previous conclusions, which we
affirm here: (1) We are unable to
delineate specific areas of Rice’s whale
habitat in the central and western GOM
where restrictions on survey activity
would be appropriate because there is
currently uncertainty about Rice’s whale
density, abundance, habitat usage
patterns and other factors in the central
and western GOM; and (2) there is high
likelihood that closures or other
restrictions on survey activity in all
waters of 100–400 m depth in the
central and western GOM would have
significant economic impacts. Finally,
we note that despite NRDC’s concerns,
it does not recommend any particular
closure that it believes NMFS should
evaluate.
Regarding NRDC’s suggestions
concerning OCSLA—a statute
administered by BOEM—NMFS’
statutory obligations arise under the
MMPA (with associated requirements
under the Endangered Species Act,
National Environmental Policy Act, and
Administrative Procedure Act, among
others). NMFS has no statutory
obligation relative to OCSLA. Similarly,
NMFS’ obligations under the MMPA
require that we prescribe the means of
effecting the LPAI on the affected
species or stock and their habitat, which
we have done here. E.O. 13990 does not
require NMFS to consider the social cost
of carbon in determining whether
potential mitigation requirements are
practicable under the MMPA.
Comment: NRDC states that NMFS
‘‘fails to consider mitigation measures’’
for Rice’s whale, suggesting that NMFS
consider: (1) allowing some survey
activities in the area, such as surveys
undertaken by leaseholders to develop
their lease blocks, while prohibiting
others; (2) extending geographically
vessel strike avoidance measures
‘‘presently in effect for industry in the
core habitat area’’; and (3) requiring use
of ‘‘lowest practicable source levels
within the whales’ communication
frequencies for activities taking place in
the vicinity of the whales’ habitat.’’ In
a somewhat similar vein, the MMC
recommends that NMFS ‘‘restrict
speculative geophysical surveys from
occurring in waters in the 100- to 400m depth range in the Central and
Western Planning Areas.’’
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Response: NRDC does not provide
supporting detail regarding its
recommended mitigation requirements.
As such, NMFS is unable to fully
evaluate the suggested measures.
Regarding the suggestion to allow
some surveys but prohibit others,
section 101(a)(5)(A) of the MMPA
requires NMFS to make a determination
that the take incidental to a ‘‘specified
activity’’ will have a negligible impact
on the affected species or stocks of
marine mammals, and will not result in
an unmitigable adverse impact on the
availability of marine mammals for
taking for subsistence uses. NMFS’
implementing regulations require
applicants to include in their request a
detailed description of the specified
activity or class of activities that can be
expected to result in incidental taking of
marine mammals. 50 CFR 216.104(a)(1).
Thus, the ‘‘specified activity’’ for which
incidental take coverage is being sought
under section 101(a)(5)(A) is generally
defined and described by the applicant.
Here, BOEM is the applicant for the ITR
in support of industry operators, and we
are responding to the specified activity
as described in that petition (and
making the necessary findings on that
basis). BOEM’s petition made no
distinction between surveys that may be
speculative or otherwise fall into a
category of surveys that NRDC suggests
should be prohibited, and those that are
not.
Moreover, NRDC does not describe
any useful metric for determining which
surveys should be allowed, aside from
vague reference to ‘‘surveys undertaken
by leaseholders to develop their lease
blocks.’’ The MMC similarly does not
provide any useful definition of the
‘‘speculative’’ surveys it believes NMFS
should prohibit, aside from stating that
it believes these are typically ‘‘2D or
similar surveys.’’ No 2D surveys have
been conducted in the GOM during the
period of time since the ITR became
effective. During that time, NMFS has
issued over 50 LOAs. Less than 10 of
these were issued to what are sometimes
referred to as ‘‘multi-client operators,’’
or companies that conduct surveys in
order to acquire data that may be sold
to one or more development companies.
Regardless of the small proportion of
LOAs issued to such companies, the
surveys conducted under those LOAs
are not necessarily what the
commenters may refer to as
‘‘speculative,’’ but instead may be
designed to cover multiple lease areas
and therefore provide data to multiple
leaseholders. The suggestions are not
sufficiently developed to allow for
adequate consideration.
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Regarding vessel strike avoidance
measures, NRDC does not specify to
what measures it is referring. However,
the ITR already contains a suite of
vessel strike avoidance measures that
apply wherever survey activity is
occurring.
Finally, NRDC does not describe any
useful scheme by which ‘‘lowest
practicable source levels within the
whales’ communication frequencies’’
might be defined. Further, NMFS
previously responded to a similar, if
more detailed, comment in its 2021 final
rule (86 FR 5387, January 19, 2021).
Comment: NRDC states that NMFS
‘‘fails to reconsider prescribing quieter
alternatives to conventional seismic
airguns, despite evidence of the
availability of such alternatives,’’ and
claims that NMFS has not adequately
analyzed the practicability of such a
requirement.
Response: NMFS acknowledges that
there are an increasing number of
sources that may reasonably be
considered as environmentally
preferable to conventional airguns,
including sources operating at lower
frequencies and without the high peak
pressure output associated with airguns.
In fact, such sources have been used
during certain surveys conducted under
NMFS-issued LOAs. However, imposing
requirements to use certain
technologies, or prescribing the manner
in which geophysical survey data must
be acquired, would exceed NMFS’
authority under the MMPA. Survey
funders and operators define survey
objectives and methodologies, including
which acoustic sources are used, on the
basis of data needs that are beyond
NMFS’ technical expertise to judge.
NRDC argues that specific mandates are
not required, versus a generic ‘‘best
available technology’’ requirement, but
offers no recommended metrics. NMFS
agrees that increased use of
environmentally preferable sources is an
appropriate goal, but it would be more
appropriate to continue working with
industry to incentivize use of such
sources and techniques rather than
require them.
Comment: NRDC states that NMFS
uses an ‘‘arbitrary’’ method to convert
area-specific risk scores into a ‘‘basis for
making Gulf-wide negligible impact
determinations.’’ NRDC takes issue with
NMFS’ use of the median of zonespecific risk ratings (for those zones
including at least 0.05 percent of GOMwide abundance for a particular
species), suggesting that the application
of this method inappropriately
minimizes findings of ‘‘high’’ to ‘‘very
high’’ risk for certain species in Zone 5,
where there is a confluence of relatively
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high levels of survey activity and high
proportions of GOM-wide abundance
for some species, resulting in high take
numbers. NRDC expressed concern that
using the median does not allow for
appropriate consideration of the
importance of specific areas to a
particular species, i.e., that this
approach ‘‘smooths’’ away granularity of
the risk assessment.
Response: We disagree with NRDC’s
comments on this topic, and note that
NRDC provided no alternative
recommendation. On the contrary, this
approach explicitly incorporates
considerations of the importance of a
particular area to a species, or the
particular localized threats faced by a
species, through the zone-specific
vulnerability assessment that
contributes to the overall risk rating. In
addition, NMFS’ approach is
specifically designed to retain
considerations of zone-specific impacts
and vulnerability beyond simply the
inclusion of the vulnerability scoring.
For example, an alternative approach to
generating a GOM-wide risk rating
would be to employ a wholly different
paradigm in which aggregate GOM-wide
vulnerability and severity scores are
assessed, versus taking a median value
of zone-specific ratings. NMFS retained
the median value approach precisely
because we believe that evaluating risk
for such a large and variable area (i.e.,
the entire U.S. GOM) with species and
activities that are each highly localized
would provide only a very general and
less informative answer regarding risk.
The approach employed by NMFS
highlights the fundamental importance
of the spatiotemporal intersection of
animals and activity as the fundamental
driver in evaluating risk, while also
allowing us to avoid exactly the effect
of concern to NRDC (blurring of
localized scoring) by avoiding the
influence of areas where a particular
species essentially does not occur on the
overall risk rating for that species.
NRDC is incorrect that use of the
median value is inappropriate or that it
has ‘‘no biological basis.’’ We note that
mean (or average) values can be more
heavily skewed by outliers with small
sample size than median values. Thus,
we chose the median as a better
descriptor of central tendency, which is
a more appropriate perspective for the
risk analysis. (We also rounded up
values of .5 (e.g., median score of 3.5
would be rounded to a 4), a
mathematically valid approach that
builds in a reasonable degree of
conservatism.)
As we discussed in response to
NRDC’s public comment on the 2018
proposed rule (January 19, 2021, 86 FR
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5322, 5359), one of the fundamental
values of the analytical framework is
that it is structured in a spatially
explicit way that can be applied at
multiple scales, based on the scope of
the action and the information available,
to inform an assessment of the risk
associated with the activity (or suite of
activities). This allows one to generate
overall risk ratings while also evaluating
risk on finer scales. In this case, severity
ratings were generated on the basis of
seven different GOM zones, allowing an
understanding not only of the relative
scenario-specific risk across the entire
GOM, as is demanded for this analysis,
but also to better understand the
particular zones where risk may be
relatively high (depending on actual
future survey effort) and what part of
the stock’s range may be subject to
relatively high risk.
NRDC cites the Expert Working Group
(EWG) Report in support of its
comment, stating it was ‘‘[telling]’’ that
‘‘the [EWG] Report did not contrive a
Gulf-wide risk assessment’’ and that
‘‘doing so would have belied the very
different purpose underlying its design:
a relative risk assessment across
multiple species and geographies.’’
Although the initial EWG report
(Southall et al., 2017) made available for
public review of the framework concept
did not derive GOM-wide risk ratings,
the EWG did so in a later draft report
that NMFS adopted in producing the
risk evaluation presented in its 2021
final rule.
NRDC continues to suggest (as it did
in its 2018 comment letter) that the risk
ratings are the primary or even sole
basis for NMFS’ negligible impact
determinations, and repeats the
assertion that NMFS has erroneously
used the relativistic assessment
presented in the EWG report as the basis
for the negligible impact determination,
thereby incorrectly applying the EWG
report as though it evaluated absolute
risk. These claims are incorrect. We
reiterate our 2021 response to NRDC’s
previous comments on these topics
(January 19, 2021, 86 FR 5322, 5359):
the EWG analysis is an important
component of the negligible impact
analysis, but is not the sole basis for our
determination. While the EWG analysis
comprehensively considered the spatial
and temporal overlay of the activities
and the marine mammals in the GOM,
as well as the number of takes predicted
by the described modeling, there are
details about the nature of any ‘‘take’’
anticipated to result from these
activities that were not considered
directly in the EWG analysis and which
warrant explicit consideration in the
negligible impact analysis. Accordingly,
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NMFS’ analysis considers the results of
the EWG analysis, the effects of the
required mitigation, and the nature and
context of the takes that are predicted to
occur. NMFS’ analysis also explicitly
considers the effects of predicted Level
A harassment, duration of Level B
harassment events, and impacts to
marine mammal habitat, which
respectively were not integrated into or
included in the EWG risk ratings. These
components of the full analysis, along
with any germane species or stockspecific information, are integrated and
summarized for each species or stock in
the Species and Stock-specific
Negligible Impact Analysis Summaries
section of the negligible impact analysis.
While the EWG framework produces
relativistic risk ratings, its components
consist of absolute concepts, some of
which are also absolutely quantified
(e.g., whether the specified activity area
contains greater than 30 percent of total
region-wide estimated population,
between 30 and 15 percent, between 15
and 5 percent, or less than 5 percent).
Further, NMFS provided substantive
input into the scoring used in
implementing the EWG framework for
the GOM, to ensure that the categories
associated with different scores, the
scores themselves, and the weight of the
scores within the overall risk rating all
reflected meaningful biological, activity,
or environmental distinctions that
would appropriately inform the
negligible impact analysis. Accordingly,
and as intended, we used our
understanding of the EWG framework
and applied professional judgment to
interpret the relativistic results of the
EWG analysis appropriately into the
larger negligible impact analysis, with
the other factors discussed above, to
make the necessary findings specific to
the effects of the total taking on the
affected species and stocks.
Comment: NRDC describes the risk
assessment results for Rice’s whale over
time (i.e., across NMFS’ 2018 proposed
rule, 2021 final rule, and 2023 proposed
rule) as inconsistent, particularly in
Zone 5, suggesting that there could be
some unexplained error at play.
Response: NMFS acknowledges that
the risk ratings for the Rice’s whale/
Bryde’s whale in Zone 5 have changed
compared with the original analysis
presented in NMFS’ 2018 proposed rule.
In that analysis, Zone 5 risk was
assessed as ‘‘very high’’ for the thennamed Bryde’s whale across all
evaluated scenarios. Assessed risk was
reduced to ‘‘low’’ for the species in
Zone 5 in NMFS’ 2021 final rule, and
this rating remained consistent in
NMFS’ 2023 proposed rule. This change
is explained by the accompanying take
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estimates in each of the three analyses:
in the 2018 proposed rule, the mean
annual take number across scenarios for
the species was 462, with Zone 5
severity rankings ranging from high to
very high. Following revision of the
analysis reflecting the erroneous take
numbers estimated by BOEM due to its
removal of the GOMESA area, the mean
annual take number declined to 8. It is
no surprise, then, that the associated
risk ratings changed from ‘‘very high’’ to
‘‘low.’’ In NMFS’ 2023 proposed rule,
following correction of the estimated
take numbers, but inclusive of BOEM’s
removal of the GOMESA area, the mean
annual take number increased to 26 and,
accordingly, the risk ratings remained
low. The risk ratings assessed for Rice’s
whale across these analyses simply
reflect the underlying take estimates
and, therefore, the associated severity
scoring. No error has been made.
Comment: The MMC recommends
that NMFS provide an update on
progress by LOA-holders or their
representative(s) toward completing and
making publicly available the synthesis
report of all activities that were
conducted by LOA-holders during the
first year of the reporting period for the
final rule.
Response: The report is complete and
available online at: https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico.
Comment: The MMC reiterates its
previous recommendation that NMFS
and BOEM establish a GOM scientific
advisory group, composed of agency
and industry representatives and
independent scientists, to assist in the
review of data collected to date and to
identify and prioritize monitoring needs
and hypothesis-driven research projects
to better understand the short- and longterm effects of geophysical surveys on
marine mammals in GOM.
Response: NMFS reiterates its
previous response to this
recommendation. NMFS would be
willing to explore with the MMC the
appropriate mechanisms for convening
such a group, including consideration of
the MMC’s authorities under the
MMPA. However, NMFS disagrees that
responsibility to establish such a group
is either a requirement of the MMPA, or
warranted as a condition of
promulgating this rule.
6 NMFS’ 2021 final rule provided take estimates
separately for the melon-headed whale, false killer
whale, pygmy killer whale, and killer whale. This
rule provides a single take estimate for those four
species grouped together as the ‘‘blackfish.’’ This
change in approach reflects the best available
scientific information, i.e., updated density
information (Garrison et al., 2023). These species
are encountered only occasionally during any given
vessel survey, and these relatively infrequent
encounters make it difficult to fit species-specific
detection and habitat models. Roberts et al. (2016)
fit species-specific models based on survey data
from 1992–2009, including 29, 19, 27, and 16
sightings, respectively, of these species. For each of
these models, the authors detail analyses and
decisions relevant to model development, as well
as notes of caution regarding use of the models
given the associated uncertainty resulting from
development of a model based on few sightings.
The Garrison et al. (2023) models are based on
survey data from 2003–2019. Notably, surveys
conducted after 2009 were conducted in ‘‘passing’’
mode, where the ship did not deviate from the
trackline to approach and verify species
identifications for detected marine mammal groups,
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Description of Marine Mammals in the
Area of the Specified Activities
Table 2 lists all species with expected
potential for occurrence in the GOM and
summarizes information related to the
population or stock, including potential
biological removal (PBR). PBR, defined
by the MMPA as the maximum number
of animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population, is
considered in concert with known
sources of ongoing anthropogenic
mortality (as described in NMFS’ stock
assessment reports (SAR)). For status of
species, we provide information
regarding U.S. regulatory status under
the MMPA and Endangered Species Act
(ESA). The affected species and stocks
have not changed from those described
in the notice of issuance of the 2021
rule. We incorporate information newly
available since that rule, including
updated information from NMFS’ SARs,
but do not otherwise repeat discussion
provided in this section of the 2018
proposed rule and 2021 final rule.
In some cases, species are treated as
guilds (as was the case for the analysis
conducted in support of the 2021 ITR).
In general ecological terms, a guild is a
group of species that have similar
requirements and play a similar role
within a community. However, for
purposes of stock assessment or
abundance prediction, certain species
may be treated together as a guild
because they are difficult to distinguish
visually and many observations are
ambiguous. For example, NMFS’ GOM
SARs assess stocks of Mesoplodon spp.
and Kogia spp. as guilds. As was the
case for the 2021 final rule, we consider
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beaked whales and Kogia spp. as guilds.
In this rule, reference to ‘‘beaked
whales’’ includes the Cuvier’s,
Blainville’s, and Gervais beaked whales,
and reference to ‘‘Kogia spp.’’ includes
both the dwarf and pygmy sperm whale.
The use of guilds in the 2021 final
rule followed the best available density
information at the time (i.e., Roberts et
al., 2016). Subsequently, updated
density information became available
for all species except for Fraser’s
dolphin and rough-toothed dolphin
(Garrison et al., 2023). The updated
density models retain the treatment of
beaked whales and Kogia spp. as guilds
and have additionally consolidated 4
species into an undifferentiated
blackfish guild. These species include
the melon-headed whale, false killer
whale, pygmy killer whale, and killer
whale. The model authors determined
that, for this group of species, there
were insufficient sightings of any
individual species to generate a speciesspecific model (Garrison et al., 2023).
Therefore, reference to blackfish
hereafter includes the melon-headed
whale, false killer whale, pygmy killer
whale, and killer whale.6
Twenty-one species (with 24 managed
stocks) have the potential to co-occur
with the prospective survey activities.
For detailed discussion of these species,
please see the 2018 proposed rule. In
addition, the West Indian manatee
(Trichechus manatus latirostris) may be
found in coastal waters of the GOM.
However, manatees are managed by the
U.S. Fish and Wildlife Service and are
not considered further in this document.
All managed stocks in this region are
assessed in NMFS’ U.S. Atlantic SARs.
All values presented in table 2 are the
most recent available at the time the
analyses for this notice were completed,
including information presented in
NMFS’ 2022 SARs (the most recent
SARs available at the time of
publication) (available online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessment-reports).
BILLING CODE 3510–22–P
resulting in an increase in observed marine
mammal groups that could not be identified to
species. As a result of these factors, the model
authors determined it appropriate to develop a
single spatial model based on sightings of
unidentified blackfish, in addition to the relatively
few sightings where species identification could be
confirmed.
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Table 2 -- Marine Mammals Potentially Present in the Specified Geographical
Region
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Predicted
mean(CV)/
maximum
abundance3
PBR
Annual
M/SI4
37 (0.52)
0.1
0.5
3,007
(0.15)
2.0
9.6
980 (0.16)
2.5
31
0.1
803 (0.18)
5.2
0.7
4,853
(0.19)
155,453
(0.13)
(Shelf)
9,672
(0.15)
(Oceanic)
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Und
et.
39
58
32
556
65
89
28
167
36
ER24AP24.068
NMFS stock
abundance
Common
(CV, Nmin,
Scientific name
Stock
name
most recent
abundance
survev)2
Order Cetartiodactyla - Cetacea - Superfamily Mysticeti (baleen whales)
Family Balaenopteridae (rorquals
Balaenoptera
Gulf of
51 (0.50; 34;
Rice's whale 5
E/D;Y
2017-18)
Mexico
ricei
Suoerfamilv Odontoceti (toothed whales, dolohins, and oorooises)
Family Physeteridae
1,180 (0.22;
Physeter
E/D;Y
983; 2017Sperm whale
GOM
macrocephalus
18)
Family Kogiidae
Pygmy sperm Kogia
-;N
GOM
336 (0.35;
breviceps
whale
253; 2017Dwarf sperm
18)6,7
-;N
GOM
K. sima
whale
Familv Ziohiidae (beaked whales)
Cuvier's
Ziphius
GOM
-;N
beaked whale
cavirostris
See
Gervais
Mesoplodon
GOM
-;N
Footnotes 7europaeus
beaked whale
8
Blainville' s
M densirostris
GOM
-;N
beaked whale
Family Delphinidae
RoughSteno
3,509 (0.67;
-;N
GOM
toothed
bredanensis
Unk.; 2009)
dolphin
7,462 (0.31;
GOM
-;N
5,769; 2017Oceanic
18)
63,280
GOM
(0.11;
Continental
-;N
57,917;
Shelf
Common
Tursiops
2017-18)
bottlenose
truncatus
GOM
11,543
dolphin7
truncatus
Coastal,
-;N
(0.19; 9,881;
2017-18)
Northern
20,759
GOM
(0.13;
-;N
Coastal,
18,585;
Western
2017-18)
ESAIMMPA
status;
Strategic
(Y/N) 1
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Stenella
clymene
GOM
-;N
513 (1.03;
250; 201718)
4,619
(0.35)
2.5
8.4
-;N
21,506
(0.26;
17,339;
2017-18)
6,187
(0.33)
(Shelf)
1,782
(0.19)
(Oceanic)
166
36
67,225
(0.27)
304
241
5,548
(0.40)
20
113
5,634
(0.18)
12
13
1,665
(0.73)
1
Unk.
1,501
(0.27)
14
5.3
10
9.5
2.8
1.6
2.8
2.2
1.5
Unk.
7.5
3.9
Atlantic
spotted
dolphin
S. frontalis
Pantropical
spotted
dolphin
S. attenuata
attenuata
GOM
-;N
Spinner
dolphin
S. longirostris
longirostris
GOM
-;N
Striped
dolphin
S. coeruleoalba
GOM
-;N
Fraser's
dolphin
Lagenodelphis
hosei
GOM
-;N
Risso's
dolphin
Grampus
griseus
GOM
-;N
Melonheaded whale
Peponocephala
electra
GOM
-;N
Pygmy killer
whale
Feresa
attenuata
GOM
-;N
False killer
whale
Pseudorca
crassidens
GOM
-;N
Killer whale
Orcinus area
GOM
-;N
Short-finned
pilot whale
Globicephala
macrorhynchus
GOM
-;N
GOM
37,195
(0.24;
30,377;
2017-18)
2,991 (0.54;
1,954; 201718)
1,817 (0.56;
1,172; 201718)
213 (1.03;
104; 201718)
1,974 (0.46;
1,368; 201718)
1,749 (0.68;
1,039; 201718)
613 (1.15;
283;201718)
494 (0.79;
276; 201718)
267 (0.75;
152; 201718)
1,321 (0.43;
934; 201718)
6,113
(0.20)
2,741
(0.18)
1ESA status: Endangered (E)/MMPA status: Depleted (D). A dash(-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of
direct human-caused mortality exceeds PBR or which is determined to be declining and likely to be listed under the
ESA within the foreseeable future. Any species or stock listed under the ESA is automatically designated under the
MMPA as depleted and as a strategic stock.
2NMFS marine mammal stock assessment reports online at: https:/lwww.fisheries.noaa.gov/national/marine-mammalprotection/marine-mammal-stock-assessments. CV is coefficient of variation; Nmin is the minimum estimate of stock
abundance.
3This information represents species- or guild-specific abundance predicted by habitat-based cetacean density models
(Roberts et al., 2016; Garrison et al., 2023). These models provide the best available scientific information regarding
predicted density patterns of cetaceans in the U.S. Gulf of Mexico, and we provide the corresponding abundance
predictions as a point of reference. Total abundance estimates were produced by computing the mean density of all
pixels in the modeled area and multiplying by its area. Abundance predictions for Fraser's dolphin and rough-toothed
dolphin from Roberts et al. (2016); abundance predictions for other taxa represent the maximum predicted abundance
from Garrison et al. (2023 ).
4 These values, found in NMFS' SARs, represent annual levels of human-caused mortality plus serious injury from all
sources combined (e.g., commercial fisheries, ship strike). These values are generally considered minimums because,
among other reasons, not all fisheries that could interact with a particular stock are observed and/or observer coverage
is very low, and, for some stocks (such as the Atlantic spotted dolphin and continental shelf stock ofbottlenose
dolphin), no estimate for injury due to the Deepwater Horizon oil spill has been included. See SARs for further
discussion.
5The 2021 final rule refers to the GOM Bryde's whale (Balaenoptera edeni). These whales were subsequently
described as a new species, Rice's whale (Balaenoptera ricei) (Rosel et al., 2021).
6NMFS' 2020 SARs state that the abundance estimate provided for Kogia spp. is likely a severe underestimate because
it was not corrected for the probability of detection on the trackline, and because Kogia spp. are often difficult to see,
present little of themselves at the surface, do not fluke when they dive, and have long dive times. In addition, they
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In table 2 above, we report two sets of
abundance estimates: those from NMFS’
SARs and those predicted by habitatbased cetacean density models. Please
see footnote 3 of table 2 for more detail.
NMFS’ SAR estimates are typically
generated from the most recent
shipboard and/or aerial surveys
conducted. GOM oceanography is
dynamic, and the spatial scale of the
GOM is small relative to the ability of
most cetacean species to travel. U.S.
waters only comprise about 40 percent
of the entire GOM, and 65 percent of
GOM oceanic waters are south of the
U.S. EEZ. Studies based on abundance
and distribution surveys restricted to
U.S. waters are unable to detect
temporal shifts in distribution beyond
U.S. waters that might account for any
changes in abundance within U.S.
waters. NMFS’ SAR estimates also in
some cases do not incorporate
correction for detection bias. Therefore,
for cryptic or long-diving species (e.g.,
beaked whales, Kogia spp., sperm
whales), they should generally be
considered underestimates (see
footnotes 6 and 8 of table 2).
The model-based abundance
estimates represent the output of
predictive models derived from multiyear observations and associated
environmental parameters and which
incorporate corrections for detection
bias (the same models and data from
which the density estimates are
derived). Incorporating more data over
multiple years of observation can yield
different results in either direction, as
the result is not as readily influenced by
fine-scale shifts in species habitat
preferences or by the absence of a
species in the study area during a given
year. NMFS’ SAR abundance estimates
show substantial year-to-year variability
in some cases. Incorporation of
correction for detection bias should
systematically result in greater
abundance predictions. For these
reasons, the model-based estimates are
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generally more realistic and, for the
purposes of assessing estimated
exposures relative to abundance—used
in this case to understand the scale of
the predicted takes compared to the
population—NMFS generally believes
that the model-based abundance
predictions are the best available
information and most appropriate
because they were used to generate the
exposure estimates and therefore,
provide the most relevant comparison.
NMFS’ 2021 final rule provided take
estimates separately for the melonheaded whale, false killer whale, pygmy
killer whale, and killer whale. This rule
provides a single take estimate for those
four species grouped together as the
blackfish. This approach was dictated
by the best available science. The model
authors determined it necessary to
aggregate the few sightings data
available for each of the four species
with sightings data that could not be
resolved to the species level in order to
develop a density model, as there were
not sufficient confirmed sightings of
individual species to create individual
spatial models (Garrison et al., 2023).
Further, the model authors advised that
any attempt to parse the results to
species would be fraught with
complicated assumptions and limited
data, and that there is no readily
available way to do so in a scientifically
defensible manner. Previous estimates
(Roberts et al., 2016) were based on
older data (data range 1992–2009 versus
2003–2019), and the updated models
notably include post-DWH oil spill
survey data and, for the first time,
winter survey data. Nonetheless,
interested members of the public may
review NMFS’ 2018 proposed rule and
supporting documentation, which
assumed slightly greater activity levels
and larger take numbers before the
GOMESA area was removed and still
preliminarily determined a negligible
impact on all 4 species comprising the
blackfish group.
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NMFS does not have sufficient
information to support apportioning the
blackfish takes to the constituent
species, but we note that the sum of
annual average evaluated take for the 4
species in the 2021 final rule is 64,742,
while the new annual average take
estimate for blackfish (using the
updated density information) is 55,441.
NMFS’ ability to issue LOAs under
the 2021 rule to date has been limited
specifically with regard to killer whales,
because BOEM’s error most severely
affected killer whale take numbers.
(Evaluated Rice’s whale takes were
similarly affected, but were generally
not implicated in LOA requests based
on the location of planned surveys.)
Effects to killer whales from the
specified activity have not presented
particular concern in a negligible impact
context, even considering the original
take numbers evaluated in NMFS’ 2018
proposed rule (annual average take of
1,160), which produced overall
scenario-specific risk ratings of low to
moderate. Evaluated risk is similar
across the 2018 proposed rule and this
rule.
Further, we note that we make a
conservative assumption in this rule in
the application of the risk assessment
framework to blackfish. Risk is a
product of severity and vulnerability.
While severity is based on density and
abundance and is, therefore, reflective
of the new density information,
vulnerability is based on speciesspecific factors and is different for the
four species. We applied the highest
vulnerability score of the four to
combine with the severity to get the
overall risk rating for the group. Please
see Negligible Impact Analysis and
Determinations for additional
discussion.
As part of our analyses for incidental
take rules, we consider any known areas
of importance as marine mammal
habitat. We also consider other relevant
information, such as unusual mortality
events (UME) and the 2010 DWH oil
E:\FR\FM\24APR4.SGM
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ER24AP24.070
exhibit avoidance behavior towards ships and changes in behavior towards approaching survey aircraft. See Hayes et
al. (2021).
7Abundance estimates are in some cases reported for a guild or group of species when those species are difficult to
differentiate at sea. Similarly, habitat-based cetacean density models are based in part on available observational data
which, in some cases, is limited to genus or guild in terms of taxonomic definition. NMFS' SARs present pooled
abundance estimates for Kogia spp. and Mesoplodon spp., while Garrison et al. (2023) produced density models to
genus level for Kogia spp. and as a guild for beaked whales (Ziphius cavirostris and Mesoplodon spp.) and blackfish
(pygmy killer whale, false killer whale, melon-headed whale, and killer whale). Finally, Garrison et al. (2023)
produced density models for bottlenose dolphins that do not differentiate between stocks, but between oceanic and
shelf dolphins.
8NMFS' 2020 SARs provide various abundance estimates for beaked whales: Cuvier's beaked whale, 18 (CV=0.75);
Gervais' beaked whale, 20 (CV=0.98); unidentified Mesoplodont species, 98 (CV=0.46); and unidentified Ziphiids,
181 (CV=0.31). The SARs state that these estimates likely represent severe underestimates, as they were not corrected
for the probability of detection on the trackline, and due to the long dive times of these species. See Hayes et al. (2021).
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Federal Register / Vol. 89, No. 80 / Wednesday, April 24, 2024 / Rules and Regulations
spill. The 2018 proposed rule provided
detailed discussion of important marine
mammal habitat, relevant UMEs, and of
the DWH oil spill. The 2021 final rule
updated those discussions as necessary.
That information is part of the baseline
for our analyses for this final rule. There
have been no new UMEs, or new
information regarding the UMEs
discussed in the prior notices. Similarly,
there is no new information regarding
the DWH oil spill. However, estimates
of annual mortality for many stocks over
the period 2014–2018 now include
mortality attributed to the effects of the
DWH oil spill (see table 2) (Hayes et al.,
2021), and these mortality estimates are
considered as part of the environmental
baseline.
Habitat. Important habitat areas may
include areas of known importance for
reproduction, feeding, or migration, or
areas where small and resident
populations are known to occur. They
may have independent regulatory status
such as designated critical habitat for
ESA-listed species (as defined by
section 3 of the ESA) or be identified
through other means (e.g., recognized
Biologically Important Areas (BIA)).
As noted above in table 2, the former
GOM Bryde’s whale has been described
as a new species, Rice’s whale (Rosel et
al., 2021). No critical habitat has yet
been designated for the species, though
a proposed rule was published (88 FR
47453, July 24, 2023). The proposal
references the same supporting
information discussed herein, and
draws similar conclusions in suggesting
that GOM continental slope waters
between 100–400 m water depth be
designated as critical habitat. In
addition, a BIA has been recognized
since 2015 (LaBrecque et al., 2015). This
year-round BIA was discussed in the
2018 proposed rule and 2021 final rule,
and we do not repeat the description of
the 2015 BIA.
NOAA’s ESA status review of the
former GOM Bryde’s whale (Rosel et al.,
2016) expanded the 2015 BIA
description by stating that, due to the
depth of some sightings, the area is
appropriately defined to the 400-m
isobath and westward to Mobile Bay,
Alabama, in order to provide some
buffer around the deeper sightings and
to include all sightings in the
northeastern GOM. Based on the
description provided by the status
review (Rosel et al., 2016), our 2018
proposed rule considered a Rice’s whale
‘‘core habitat area’’ between the 100and 400-m isobaths, from 87.5° W to
27.5° N (83 FR 29212, August 21, 2018),
in order to appropriately encompass
Rice’s whale sightings at the time. In
addition, the area largely covered the
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home range (i.e., 95 percent of predicted
abundance) predicted by Roberts et al.
(2016).
NMFS SEFSC subsequently
developed a description of what is
referred to as a Rice’s whale ‘‘core
distribution area’’ 7 (https://
www.fisheries.noaa.gov/resource/map/
rices-whale-core-distribution-area-mapgis-data) (see Figures 3 and 4) (Rosel
and Garrison, 2022). The authors state
that the core distribution area
description is based on visual sightings
and tag data, and does not imply
knowledge of habitat preferences (Rosel
and Garrison, 2022). A description of
the core distribution area and associated
methodology was provided in the 2023
proposed rule (88 FR 916, 924–925,
January 5, 2023). In summary, that
process involved the addition of buffers
meant to address uncertainty regarding
whale locations and possible
movements from those locations to a
polygon encompassing all confirmed
Rice’s whale visual observations and
location data from two tagged whales.
The incorporation of this approach to
address uncertainty is what
differentiates the ‘‘core habitat area’’
discussed in the previous paragraph,
considered in the 2018 proposed rule
and 2021 final rule, from the ‘‘core
distribution area.’’ The core distribution
area does not reflect new sightings data
or other information relative to the basis
for the core habitat area. However,
whereas the ‘‘core habitat area’’ was
located entirely within the GOMESA
area removed from the geographic scope
of the specified activity for the 2021
final rule (and therefore no longer
relevant for consideration in prescribing
mitigation), the buffer portion of the
‘‘core distribution area’’ results in a
small overlap with the geographic scope
of the specified activity (5 percent) and
is therefore appropriate for
consideration.
Our knowledge of Rice’s whale
distribution is based on a combination
of historic and contemporary sightings,
passive acoustic detections, and spatial
modeling. The evidence collected from
these methods indicates that Rice’s
whales occupy waters along the
continental shelf and slope and adjacent
waters throughout the U.S. GOM, and in
particular, waters between 100 and 400
m deep. The widest swath of habitat
occurs in the species’ core distribution
area in the northeastern GOM, south
and west of Alabama and Florida.
However, a contiguous strip of habitat
7 The 2023 proposed rule retained the ‘‘core
habitat area’’ terminology when describing the core
distribution area, for continuity with the 2021 rule,
but this final rule reverts to preserving the different
terminologies associated for each.
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also extends south of the core
distribution area toward the Florida
Keys, and westward along the
continental shelf and slope offshore of
Mississippi, Louisiana, and Texas
(Garrison et al., 2023). PAM recordings
have been especially valuable for
confirming the species’ year-round
presence in the central and western
GOM (Soldevilla et al., 2022, 2024),
helping to offset the limited visual
survey effort in those locations. The
shallowest and deepest waters where
Rice’s whales have been confirmed
visually to date are 117 m and 408 m,
respectively, but Rice’s whales may use
waters that are deeper or shallower than
those values at times. Historic whaling
records indicate Rice’s whales occurred
more broadly throughout the GOM
historically (Reeves et al., 2011), and
unconfirmed sightings from protected
species observers have occurred at a
wider range of locations and depths
(Barkaszi and Kelley, 2018, 2024).
Potential Effects of the Specified
Activities on Marine Mammals and
Their Habitat
In NMFS’ 2018 proposed rule (83 FR
29212, June 22, 2018), this section
included a comprehensive summary
and discussion of the ways that
components of the specified activity
may impact marine mammals and their
habitat, including general background
information on sound and specific
discussion of potential effects to marine
mammals from noise produced through
use of airgun arrays. NMFS provided a
description of the ways marine
mammals may be affected by the same
activities considered herein, including
sensory impairment (permanent and
temporary threshold shifts and acoustic
masking), physiological responses
(particularly stress responses),
behavioral disturbance, or habitat
effects, as well as of the potential for
serious injury or mortality. The 2021
final rule (86 FR 5322, January 19, 2021)
provided updates to the discussion of
potential impacts, as well as
significantly expanded discussion of
certain issues (e.g., potential effects to
habitat, including prey, and the
potential for stranding events to occur)
in the ‘‘Comments and Responses’’
section of that notice. These prior
notices also provided discussion of
marine mammal hearing and detailed
background discussion of active
acoustic sources and related acoustic
terminology used herein. We have
reviewed new information available
since the 2021 final rule was issued.
Having considered this information, we
have determined that there is no new
information that substantively affects
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Federal Register / Vol. 89, No. 80 / Wednesday, April 24, 2024 / Rules and Regulations
our analysis of potential impacts on
marine mammals and their habitat that
appeared in the 2018 proposed and
2021 final rules, all of which remains
applicable and valid for our assessment
of the effects of the specified activities
during the original 5-year period that is
the subject of this rule. We incorporate
by reference that information and do not
repeat the information here, instead
referring the reader to the 2018
proposed rule and 2021 final rule.
The Estimated Take section later in
this document includes a quantitative
analysis of the number of individuals
that are expected to be taken by the
specified activity. The Negligible Impact
Analysis and Determinations section
includes an analysis of how these
activities will impact marine mammals
and considers the content of this
section, the Estimated Take section, and
the Mitigation section, to draw
conclusions regarding the likely impacts
of these activities on the reproductive
success or survivorship of individuals
and from that on the affected marine
mammal populations.
Estimated Take
This section provides an estimate of
the numbers and type of incidental
takes that may be expected to occur
under the specified activity, which
informs NMFS’ negligible impact
determinations. Realized incidental
takes would be determined by the actual
levels of activity at specific times and
places that occur under any issued
LOAs and by the actual acoustic source
used. While the methodology and
modeling for estimating take remains
identical to that originally described in
the 2018 proposed and 2021 final rules,
updated species density values have
been used, and take estimates are
available for three different airgun array
configurations. The highest modeled
estimated take (annual and 5-year total)
for each species is analyzed for the
negligible impact analysis.
Except with respect to certain
activities not pertinent here, section
3(18) of the MMPA defines
‘‘harassment’’ as: any act of pursuit,
torment, or annoyance which (i) has the
potential to injure a marine mammal or
marine mammal stock in the wild (Level
A harassment); or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns,
including, but not limited to, migration,
breathing, nursing, breeding, feeding, or
sheltering (Level B harassment). As with
the 2021 final rule, harassment is the
only type of take expected to result from
these activities. It is unlikely that lethal
takes would occur even in the absence
of the mitigation and monitoring
measures, and no such takes are
anticipated or will be authorized.
Anticipated takes would primarily be
by Level B harassment, as use of the
described acoustic sources, particularly
airgun arrays, is likely to disrupt
behavioral patterns of marine mammals
upon exposure to sound at certain
levels. There is also some potential for
auditory injury (Level A harassment) to
result for low- and high-frequency
species due to the size of the predicted
auditory injury zones for those species,
though none is predicted to occur for
Rice’s whales (the only low-frequency
cetacean in the GOM). NMFS does not
expect auditory injury to occur for midfrequency species. See discussion
provided in the 2018 notice of proposed
rulemaking (83 FR 29212, June 22, 2018)
31509
and in responses to public comments
provided in the notice of issuance for
the 2021 final rule (86 FR 5322, January
19, 2021).
Below, we summarize how the take
that may be authorized was estimated
using acoustic thresholds, sound field
modeling, and marine mammal density
data. Detailed discussion of all facets of
the take estimation process was
provided in the 2018 notice of proposed
rulemaking (83 FR 29212, June 22,
2018), which is incorporated by
reference here, as it was into the 2021
final rule, as most aspects of the
modeling have not changed; any aspects
of the modeling that have changed are
noted below and in Weirathmueller et
al. (2022). Please see that 2018 proposed
rule notice, and associated companion
documents available on NMFS’ website,
for additional detail. A summary
overview of the take estimation process,
as well as full discussion of new
information related to the development
of estimated take numbers, is provided
below.
Acoustic Thresholds
NMFS uses acoustic thresholds that
identify the received level of
underwater sound above which exposed
marine mammals generally would be
reasonably expected to exhibit
disruption of behavioral patterns (Level
B harassment) or to incur permanent
threshold shift (PTS) of some degree
(Level A harassment). Acoustic criteria
used herein were described in detail in
the preceding notices associated with
the 2018 proposed rule and 2021 final
rule; that discussion is not repeated as
no changes have been made to the
relevant acoustic criteria. See tables 3
and 4.
Table 3 -- Behavioral Exposure Criteria
Probability of response to frequency-weighted rms SPL
120
50%
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All other species
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90%
10%
n/a
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160
180
n/a
n/a
50%
90%
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Federal Register / Vol. 89, No. 80 / Wednesday, April 24, 2024 / Rules and Regulations
Table 4 -- Exposure Criteria for Auditory Injury
Cumulative sound exposure level2
Hearing Group
Peak pressure'
Impulsive
Non-impulsive
Low-frequency
cetaceans
219dB
183 dB
199dB
Mid-frequency
cetaceans
230dB
185 dB
198 dB
High-frequency
cetaceans
202dB
155 dB
173 dB
'Referenced to 1 µPa; unweighted within generalized hearing range
to 1 µPa 2 -s; weighted according to appropriate auditory weighting function. Airguns and the boomer are
treated as impulsive sources; other HRG sources are treated as non-impulsive.
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Acoustic Exposure Modeling
Zeddies et al. (2015, 2017a) provided
estimates of the annual marine mammal
acoustic exposures exceeding the
aforementioned criteria caused by
sounds from geophysical survey activity
in the GOM for 10 years of notional
activity levels, using 8,000-in3 airguns
and other sources, as well as full detail
regarding the original acoustic exposure
modeling conducted in support of
BOEM’s 2016 petition and NMFS’
subsequent analysis in support of the
2021 final ITR. Zeddies et al. (2017b)
provided information regarding source
and propagation modeling related to the
4,130-in3 airgun array, and
Weirathmueller et al. (2022) provide
detail regarding the new modeling
performed for the 5,110-in3 airgun array.
Detailed discussion of the original
modeling effort was provided in the
2018 notice of proposed rulemaking (83
FR 29212, June 22, 2018), and in
responses to public comments provided
in the notice of issuance for the final
rule (86 FR 5322, January 19, 2021). For
full details of the modeling effort, see
the reports (available online at: https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico) and review
discussion provided in those prior
Federal Register notices.
All acoustic exposure modeling,
including source and propagation
modeling, was redone in support of this
final rule to address the additional
airgun array configurations and the new
data on marine mammal density and
species definition files, as described
below in this section. However, all
aspects of the modeling (including
source, propagation, and animal
movement modeling) are the same as
described in Zeddies et al. (2015, 2017a,
2017b) and discussed in previous
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Federal Register notices associated with
the ITR. We do not repeat discussion of
those aspects of the modeling, but refer
the reader to those documents.
Differences from the modeling and
modeling products described in
previous notices associated with this
ITR are limited to source and
propagation modeling of the new 5,110in3 array configuration, which was
performed using the same procedures as
were used for the previous 8,000- and
4,130-in3 array configurations, and two
new data inputs: (1) updated marine
mammal density information (Garrison
et al., 2023) and (2) revised species
definition files. The latter information
consists of behavioral parameters (e.g.,
depth, travel rate, dive profile) for each
species that govern simulated animal
(animat) movement within the
movement model (Weirathmueller et al.,
2022). These files are reviewed at the
start of all new and reopened modeling
efforts, and are updated as necessary
according to the most recent literature.
NMFS previously evaluated full
acoustic exposure modeling results only
for the 8,000-in3 airgun array (only
demonstration results for 6 species were
provided in Zeddies et al. (2017b) for
the 4,130-in3 array configuration), but is
now able to evaluate full results for all
three array configurations; thereby,
providing for greater flexibility and
utility in representing actual acoustic
sources planned for use during
consideration of LOA requests.
Marine Mammal Density
Information—Since the 2021 final rule
went into effect, new habitat-based
cetacean density models have been
produced by NMFS’ Southeast Fisheries
Science Center (Garrison et al., 2023).
These models incorporate newer survey
data from 2017–18 including, notably,
data from survey effort conducted
during winter. Inclusion of winter data
allows for increased temporal resolution
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of model predictions. These are the first
density models that incorporate survey
data collected after the DWH oil spill.
New models were produced for all taxa
other than Fraser’s dolphin and roughtoothed dolphin, as the model authors
determined that there were too few
detections of these species to support
model development. Therefore, we
continue to rely on the Roberts et al.
(2016) models for these two species.
For species occurring in oceanic
waters, the updated density models are
based upon data collected during vessel
surveys conducted in 2003–04, 2009,
and 2017–18 (and including surveys
conducted in 2019 for Rice’s whale).
Survey effort was generally conducted
in a survey region bounded by the shelf
break (approximately the 200-m isobath)
to the north and the boundary of the
U.S. EEZ to the south. Separate models
were created for species occurring in
shelf waters (Atlantic spotted dolphin
and bottlenose dolphin) based on
seasonal aerial surveys conducted in
2011–12 and 2017–18. Based on water
depth, the shelf models were used to
predict acoustic exposures for these two
species in Zones 2 and 3, and the
oceanic models were used to predict
exposures in Zones 4–7.
As discussed above, the updated
density modeling effort retains the
previous approach of treating beaked
whales and Kogia spp. as guilds, as
sightings of these species are typically
difficult to resolve to the species level.
In addition, the model authors
determined there to be too few sightings
and/or too few sightings resolved to
species level for the melon-headed
whale, false killer whale, pygmy killer
whale, and killer whale to produce
individual species models. Instead, a
single blackfish model was developed to
produce guild-level predictions for
these species (Garrison et al., 2023).
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Take Estimates
Exposure estimates above Level A and
Level B harassment criteria, originally
developed by Zeddies et al. (2015,
2017a, 2017b) and updated by
Weirathmueller et al. (2022) in
association with the activity projections
for the various annual effort scenarios,
were generated based on the specific
modeling scenarios (including source
and survey geometry), i.e., 2D survey (1
× source array), 3D NAZ survey (2 ×
source array), 3D WAZ survey (4 ×
source array), coil survey (4 × source
array).
Level A Harassment—Here, we
summarize acoustic exposure modeling
results related to Level A harassment.
For more detailed discussion, please see
the 2018 Federal Register notice for the
proposed rule and responses to public
comment provided in the 2021 Federal
Register notice for the final rule.
Overall, there is a low likelihood of take
by Level A harassment for any species,
though the degree of this low likelihood
is primarily influenced by the specific
hearing group. For mid- and highfrequency cetaceans, potential auditory
injury would be expected to occur on
the basis of instantaneous exposure to
peak pressure output from an airgun
array while for low-frequency cetaceans,
potential auditory injury would occur
on the basis of the accumulation of
energy output over time by an airgun
array. For additional discussion, please
see NMFS (2018) and discussion
provided in the 2018 notice of proposed
rulemaking (83 FR 29212, June 22, 2018)
and in the notice of issuance for the
2021 final rule (86 FR 5322; January 19,
2021), e.g., 83 FR 29262; 86 FR 5354; 86
FR 5397. Importantly, the modeled
exposure estimates do not account for
either aversion or the beneficial impacts
of the required mitigation measures.
Of even greater import for midfrequency cetaceans is that the small
calculated Level A harassment zone size
in conjunction with the properties of
sound fields produced by arrays in the
near field versus far field leads to a
logical conclusion that Level A
harassment is so unlikely for species in
this hearing group as to be discountable.
For all mid-frequency cetaceans,
following evaluation of the available
scientific literature regarding the
auditory sensitivity of mid-frequency
cetaceans and the properties of airgun
array sound fields, NMFS does not
expect any reasonable potential for
Level A harassment to occur. This issue
was addressed in detail in the response
to public comments provided in NMFS’
2021 notice of issuance for the rule (86
FR 5322, January 19, 2021; see 86 FR
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5354). NMFS expects the potential for
Level A harassment of mid-frequency
cetaceans to be discountable, even
before the likely moderating effects of
aversion and mitigation are considered,
and NMFS does not believe that Level
A harassment is a likely outcome for
any mid-frequency cetacean. Therefore,
the updated modeling results provided
by Weirathmueller et al. (2022) account
for this by assuming that any estimated
exposures above Level A harassment
thresholds for mid-frequency cetaceans
resulted instead in Level B harassment
(as reflected in table 6).
As discussed in greater detail in the
2018 notice of proposed rulemaking (83
FR 29212, June 22, 2018), NMFS
considered the possibility of
incorporating quantitative adjustments
within the modeling process to account
for the effects of mitigation and/or
aversion, as these factors would lead to
a reduction in likely injurious exposure.
However, these factors were ultimately
not quantified in the modeling. In
summary, there is too much inherent
uncertainty regarding the effectiveness
of detection-based mitigation to support
any reasonable quantification of its
effect in reducing injurious exposure,
and there is too little information
regarding the likely level of onset and
degree of aversion to quantify this
behavior in the modeling process. This
does not mean that mitigation is not
effective (to some degree) in avoiding
incidents of Level A harassment, nor
does it mean that aversion is not a
meaningful real-world effect of noise
exposure that should be expected to
reduce the number of incidents of Level
A harassment. As discussed in greater
detail in responses to public comments
provided in the 2021 notice of issuance
for the final rule (86 FR 5322, January
19, 2021; see 86 FR 5353), there is
ample evidence in the literature that
aversion is one of the most common
responses to noise exposure across
varied species, though the onset and
degree may be expected to vary across
individuals and in different contexts.
Therefore, NMFS incorporated a
reasonable adjustment to modeled Level
A harassment exposure estimates to
account for aversion for low- and highfrequency species. That approach,
which is retained here, assumes that an
80 percent reduction in modeled
exposure estimates for Level A
harassment for low- and high-frequency
cetaceans is reasonable (Ellison et al.,
2016) and likely conservative in terms
of the overall numbers of actual
incidents of Level A harassment for
these species, as the adjustment does
not explicitly account for the effects of
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31511
mitigation. This adjustment was
incorporated into the updated modeling
results provided by Weirathmueller et
al. (2022) and reflected in table 6.
Take Estimation Error—As discussed
previously, in 2020 BOEM provided an
update to the scope of their proposed
action through removal of the area
subject to leasing moratorium under
GOMESA from consideration in the
rule. In support of this revision, BOEM
provided revised 5-year level of effort
predictions and associated acoustic
exposure estimates. BOEM’s process for
developing this information, described
in detail in ‘‘Revised Modeled Exposure
Estimates’’ (available online at: https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico), was
straightforward. Rather than using the
PEIS’s 10-year period, BOEM provided
revised levels of effort for a 5-year
period, using years 1–5 of the original
level of effort projections. BOEM stated
that the first 5 years were selected to be
carried forward ‘‘because they were
contiguous, they included the three
years with the most activity, and they
were the best understood in relation to
the historical data upon which they are
based.’’ Levels of effort, shown in table
1, were revised based on the basic
assumption that if portions of areas are
removed from consideration, then the
corresponding effort previously
presumed to occur in those areas also is
removed from consideration. Projected
levels of effort were reduced in each
zone by the same proportion as was
removed from each zone when BOEM
reduced the scope of its proposed
action, i.e., the levels of effort were
reduced by the same zone-specific
proportions shown in table 1 in the
notice of issuance for the final rule (86
FR 5322, January 19, 2021). Associated
revised take estimates were provided by
BOEM and evaluated in the final rule.
While processing requests for
individual LOAs in 2021 under the rule
using the methodology for developing
LOA-specific take numbers presented in
the rule, NMFS discovered
discrepancies between the revised total
take numbers provided by BOEM when
addressing its revision to the scope of
activity through removal of the
GOMESA area and the underlying
modeling results. (Note that the
underlying modeling results are in the
form of 24-hour exposure estimates,
specific to each species, zone, survey
type, and season. These 24-hour
exposure estimates can then be scaled to
generate take numbers appropriate to
the specific activity or, in the case of
BOEM’s petition for rulemaking, to the
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total levels of activity projected to occur
across a number of years.)
NMFS contacted BOEM regarding the
issue in June 2021. Following an initial
discussion, BOEM determined that
when it reduced its scope of specified
activity by removing the GOMESA
moratorium area from the proposed
action, it underestimated the level of
take by inadvertently factoring species
density estimates into its revised
exposure estimates twice. Generally,
this miscalculation caused BOEM to
underestimate the total predicted
exposures of species from all survey
activities in its revision to the incidental
take rule application, most
pronouncedly for those species with the
lowest densities. The practical effect of
this miscalculation is that the full
amount of activity for which BOEM
sought incidental take coverage in its
application cannot be authorized under
the existing incidental take rule.
In September 2021, BOEM provided
corrected exposure estimates. These are
available in BOEM’s September 2021
‘‘Corrected Exposure Estimates’’ letter,
available online at: https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico. Following receipt
of BOEM’s letter containing corrected
exposure estimates, NMFS requested
additional information from BOEM,
including a detailed written description
of the process involved in producing the
revised take numbers submitted in 2020,
the error(s) in that process, and the
process involved in correcting those
numbers. BOEM provided the requested
information in October 2021. A detailed
description of this explanation was
provided in the notice of proposed
rulemaking (88 FR 916, January 5,
2023). Please see that notice and
BOEM’s letter for additional detail.
The result of BOEM’s process was that
errors of varying degrees were
introduced to the BOEM-derived take
numbers evaluated in the final rule.
Although NMFS was unable to replicate
the derivation of the species-specific
scaling factors, or to adequately
compare the erroneous BOEM-derived
values to the values evaluated in NMFS’
2018 proposed rule or to other
published values, it remained clear that
the take estimates were significantly
underestimated for multiple species.
Because of this, recalculation of
appropriate take numbers was
necessary.
New Modeling—Once it became clear
that NMFS would need to recalculate
the take numbers in order to support the
necessary correction and reanalysis
under the rule, we recognized that two
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other primary pieces of new information
should be considered.
As discussed previously, through
NMFS’ experience implementing the
2021 final rule, it has become evident
that operators are not currently using
airgun arrays as large as the proxy array
specified by BOEM for the original
exposure modeling effort, and that the
use of that 72-element, 8,000-in3 array
as the proxy for generating LOA-specific
take estimates is overly conservative. As
a result, operators applying 8,000-in3
modeled results to operations
conducted with smaller airgun arrays
have been inappropriately limited in the
number of planned days of data
acquisition when NMFS’ small numbers
limit has been reached. Therefore,
independently of and prior to the abovedescribed discovery and evaluation of
BOEM’s error, NMFS had already
determined that it would be useful and
appropriate to produce new modeling
results associated with a more
representative airgun array. In
consultation with industry operators,
NMFS identified specifications
associated with a 32-element, 5,110 in3
array and contracted with the same
modelers that produced the original
acoustic exposure modeling (JASCO
Applied Sciences) to conduct new
modeling following the same approach
and methodologies described in detail
in Zeddies et al. (2015, 2017a). This
information was reflected in NMFS’
proposed rule and available for public
review and comment (83 FR 29212, June
22, 2018). Specifically, JASCO has now
produced new comprehensive modeling
results for all evaluated survey types for
the three different arrays described
previously: (1) 4,130-in3 array,
described in detail in Zeddies et al.
(2017b) (acoustic exposure results were
provided for only 6 species in Zeddies
et al. (2017b); full results are now
available); (2) 5,110-in3 array specified
by NMFS and described in
Weirathmueller et al. (2022); and (3)
8,000-in3 array described in detail by
Zeddies et al. (2015, 2017a).
Since the time of the original acoustic
exposure modeling, JASCO has
reviewed all species definition files and
applied extensive updates for many
species. These files define the speciesspecific parameters that control animat
behavior during animal movement
modeling. In particular, changes in the
minimum and maximum depth
preferences affected the coverage area
for several species, which resulted in
significant changes to some estimated
exposures for some species.
In addition, at the time NMFS
determined it would conduct a
rulemaking to address the corrected take
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estimates, new cetacean density
modeling (including incorporation of
new Rice’s whale data) was nearing
completion, in association with the
BOEM-funded GoMMAPPS effort (see:
https://www.boem.gov/gommapps).
NMFS determined that this new
information (updated acoustic exposure
modeling and new cetacean density
models) should be used as the best
available information for this
rulemaking, and as such it is the basis
for our analyses. For purposes of the
negligible impact analyses, NMFS uses
the maximum of the species-specific
exposure modeling results from the
three airgun array configurations/sizes.
Specifically, for all species other than
Rice’s whale, these results are
associated with the 8,000-in3 array. For
the Rice’s whale, modeling associated
with the 5,110-in3 array produced larger
exposure estimates (discussed below).
Estimated instances of take, i.e.,
scenario-specific acoustic exposure
estimates incorporating the adjustments
to Level A harassment exposure
estimates discussed here, are shown in
table 6. For comparison, table 5 shows
the estimated instances of take
evaluated in the 2021 final rule. This
information regarding total number of
takes (with Level A harassment takes
based on assumptions relating to midfrequency cetaceans in general as well
as aversion), on an annual basis for 5
years, provides the bounds within
which incidental take authorizations—
LOAs—may be issued in association
with this regulatory framework.
Importantly, modeled results showed
increases in total take estimates for 4
species, while the others decreased from
those analyzed in the 2021 final rule.8
Typically, and especially in cases
where PTS is predicted, NMFS
anticipates that some number of
individuals may incur temporary
threshold shift (TTS). However, it is not
necessary to separately quantify those
takes, as it is unlikely that an individual
marine mammal would be exposed at
the levels and duration necessary to
incur TTS without also being exposed to
the levels associated with potential
disruption of behavioral patterns (i.e.,
Level B harassment). As such, NMFS
expects any potential TTS takes to be
captured by the estimated Level B
harassment takes associated with
behavioral disturbance (discussed
below).
BILLING CODE 3510–22–P
8 Note that because of the new category of
blackfish, there is uncertainty on any change in the
take numbers for the individual species that
comprise that category, though collectively the take
numbers for all the blackfish remain within the
levels previously analyzed.
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31513
Table 5 -- Scenario-specific Instances of Take (by Level A and Level B Harassment)
and Mean Annual Take Levels Evaluated in the 2021 Final Rule 1
A
B
A
B
A
B
A
B
A
B
Mean annual
take
A
B
0
10
0
8
0
8
0
6
0
7
0
8
0
16,405
0
14,205
0
13,603
0
9,496
0
12,388
0
13,219
3
7
1
10,383
33
7
9,313
3
1
0
8,542
2
0
9
6,238
31
4
8,318
30
8
8,559
0
191,566
0
162,301
0
158,328
0
111,415
0
142,929
0
153,308
0
30,640
0
27,024
0
25,880
0
19,620
0
23,219
0
25,277
0
603,649
0
973,371
0
567,962
0
1,001,256
0
567,446
0
742,737
0
85,828
0
67,915
0
73,522
0
47,332
0
60,379
0
66,995
0
128,299
0
183,717
0
112,120
0
191,495
0
111,305
0
145,387
0
478,490
0
436,047
0
391,363
0
311,316
0
395,987
0
402,641
0
75,953
0
71,873
0
61,098
0
48,775
0
64,357
0
64,411
0
33,573
0
29,275
0
27,837
0
20,136
0
26,056
0
27,375
0
4,522
0
3,843
0
3,792
0
2,726
0
3,455
0
3,668
0
21,859
0
18,767
0
18,218
0
12,738
0
16,634
0
17,643
0
55,813
0
47,784
0
46,584
0
32,581
0
42,224
0
44,997
0
8,079
0
6,964
0
6,764
0
4,970
0
6,277
0
6,611
0
16,165
0
13,710
0
13,604
0
9,664
0
12,269
0
13,082
0
60
0
56
0
50
0
42
0
52
0
52
0
80,117
0
68,514
0
67,002
0
47,257
0
60,822
0
64,742
0
15,045
0
9,824
0
13,645
0
7,459
0
8,959
0
10,986
Year 1
Species
Rice's
whale
Sperm
whale
Kogia spp. 2
Beaked
whale2
Roughtoothed
dolphin
Bottlenose
dolphin
Clymene
dolphin
Atlantic
spotted
dolphin
Pantropical
spotted
dolphin
Spinner
dolphin
Striped
dolphin
Fraser's
dolphin
Risso's
dolphin
Melonheaded
whale
(Blackfish)
Pygmy
killer whale
(Blackfish)
False killer
whale
(Blackfish)
Killer
whale
(Blackfish)
Blackfish
totals
Shortfinned pilot
whale
Year2
Year3
Year4
Year5
and B refer to expected instances of take by Level A and Level B harassment, respectively, for Years 1-5. For Kogia
spp., expected takes by Level A harassment represent modeled exposures adjusted to account for aversion. For the
Rice's whale, no takes by Level A harassment were predicted to occur. Therefore, no adjustment to modeled exposures
to account for aversion was necessary. For Kogia spp., exposures above Level A harassment criteria were predicted by
the peak sound pressure level (SPL) metric. For the Rice's whale, the cumulative sound exposure level (SEL) metric is
used to evaluate the potential for Level A harassment.
2Kogia
spp. includes dwarf and pygmy sperm whales. Beaked whales include Blainville's, Gervais', and Cuvier's
beaked whales.
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Table 6 -- Updated Scenario-specific Instances of Take (by Level A and Level B
Harassment) and Mean Annual Take Levels 1
A
B
A
B
A
B
A
B
A
B
Mean annual
take
A
B
0
27
0
26
0
23
0
25
0
30
0
26
0
13,198
0
11,208
0
11,063
0
8,126
0
10,127
0
10,744
19
2
7,272
17
2
6,301
1
6
5
6,104
1
1
8
4,581
1
6
4
5,776
1
6
2
6,007
0
29,415
0
26,955
0
23,551
0
17,307
0
23,060
0
24,058
0
38,535
0
33,878
0
32,241
0
25,290
0
29,373
0
31,863
0
284,366
0
418,676
0
251,807
0
439,366
0
248,863
0
328,616
0
29,919
0
23,248
0
25,893
0
17,378
0
21,209
0
23,529
0
37,080
0
34,140
0
33,126
0
34,343
0
23,906
0
32,519
0
293,390
0
259,831
0
243,888
0
189,147
0
236,651
0
244,581
0
4,618
0
4,456
0
3,704
0
3,147
0
4,101
0
4,006
0
56,797
0
51,623
0
46,820
0
37,449
0
47,084
0
47,955
0
14,499
0
12,343
0
12,181
0
8,833
0
11,118
0
11,795
0
8,146
0
6,939
0
6,787
0
4,834
0
6,176
0
6,576
0
67,509
0
57,010
0
56,860
0
40,787
0
51,138
0
54,661
0
14,330
0
9,694
0
12,836
0
7,232
0
8,734
0
10,565
Year 1
Species
Rice's
whale
Sperm
whale
Kogia spp. 2
Beaked
whale2
Roughtoothed
dolphin
Bottlenose
dolphin
Clymene
dolphin
Atlantic
spotted
dolphin
Pantropical
spotted
dolphin
Spinner
dolphin
Striped
dolphin
Fraser's
dolphin
Risso's
dolphin
Blackfish2
Shortfinned pilot
whale
Year2
Year 3
Year4
Year 5
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Discussion of Estimated Take
Differences between the estimated
instances of take evaluated in the 2021
final rule (table 5) and those evaluated
herein (table 6) may be attributed to
multiple factors. Due to the confounding
nature of these factors, it is challenging
to attribute species-specific differences
by degree to any particular factor. These
factors include: (1) BOEM errors in
calculating estimated take in support of
its revision of scope for the 2021 final
rule, which are related to species-
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specific density values by zone, as well
as to species-specific ‘‘correction
factors’’ developed by BOEM; (2) JASCO
revisions to species definition files
governing animat behavior during
animal movement modeling; and (3)
new density information for all species
other than Fraser’s dolphin and roughtoothed dolphin. In addition, for the
Rice’s whale, propagation modeling of a
new array specification produced the
greatest values for estimated instances
of take. While it is difficult to attribute
species-specific changes to specific
factors, we do know that the correction
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of the BOEM error could only result in
take number increases from the 2021
final rule, while density changes and
species definition file changes could
result in either increases or decreases in
take estimates. (However, most density
values decreased, in many cases
significantly.) NMFS has addressed
BOEM’s error to the extent possible in
the discussion provided previously (see
Take Estimation Error).
Regarding the species characteristics
used in the new modeling, as discussed
above, all species behavior files were
reviewed by JASCO prior to the new
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1A and B refer to expected instances of take by Level A and Level B harassment, respectively, for Years 1-5. Expected
takes by Level A harassment represent modeled exposures adjusted to account for aversion. For the Rice's whale, this
adjustment means that no takes by Level A harassment are predicted to occur. For Kogia spp., exposures above Level
A harassment criteria were predicted by the peak SPL metric. For the Rice's whale, the cumulative SEL metric is used
to evaluate the potential for Level A harassment.
2Kogia spp. includes dwarf and pygmy sperm whales. Beaked whales include Blainville's, Gervais', and Cuvier's
beaked whales. Blackfish includes melon-headed whale, false killer whale, pygmy killer whale, and killer whale.
Federal Register / Vol. 89, No. 80 / Wednesday, April 24, 2024 / Rules and Regulations
modeling, and many had extensive
updates, based on the availability of
new information regarding relevant
behavioral parameters in the scientific
literature. In particular, changes in the
minimum and maximum depth
preferences affected the coverage area
for several species, which resulted in
changes to some species exposures.
New modeling for the smaller, 5,110in3 array illustrated that the larger array
is not necessarily always more
impactful. Free-field beam patterns are
different for the arrays as are the tow
depths. The 5,110-in3 array was
specified as being towed at 12 m depth
(following typical usage observed by
NMFS through review of LOA
applications), while the other arrays are
assumed to use an 8-m tow depth
(assumptions regarding source
specifications were made by BOEM as
part of its original petition for
rulemaking). The depth at which a
source is placed influences the
interference pattern caused by the direct
and sea-surface reflected paths (the
‘‘Lloyd’s mirror’’ effect). The destructive
interference from the sea-surface
reflection is generally greater for
shallow tow depths compared to deeper
tow depths. In addition, interactions
between source depth, beam pattern
geometry, source frequency content, the
environment (e.g., bathymetry and
sound velocity profile), and different
animat seeding depths and behaviors
can give unexpected results. For
example, while the larger array may
have the longest range for a particular
isopleth (sound contour), the overall
sound field coverage area was found to
have greater asymmetry as a result of the
above-mentioned interactions.
While the larger array did produce
greater predicted exposures for all
species, with the exception of Rice’s
whales, the differences between
predicted exposure estimates for the two
larger arrays were not as great as may
have been expected on the basis of total
array volume alone. The 5,110- and
31515
8,000-in3 arrays were often similar in
terms of predicted exposures, although
the beam patterns were quite different.
For arrays of airgun sources, the
chamber volume or the total array
volume is not the only meaningful
variable. Although it is true that a
source with a larger volume is generally
louder, in practice this only applies
largely to single sources or small arrays
of sources and was not the case for the
considered arrays. As discussed above,
array configuration, tow depth, and
bathymetry were significant factors. For
example, the 8,000-in3 array generally
had a more directional beam pattern
than the 4,130- or 5,110-in3 arrays. The
vertical structure of the sound field
combined with different species’ dive
depth and surface intervals was
important as well. Differences in
estimated take numbers for the 2021
final rule and this rule, i.e., differences
between tables 5 and 6, are shown in
table 7.
Table 7 -- Differences in Estimated Take Numbers, 2021 Final Rule to 2023 Final
Rule 1
Year 1
Year2
Year3
Year4
Year5
Mean annual
take
18
(2,475)
Rice's whale
17
18
15
19
23
(2,261)
(3,207)
(2,997)
(2,540)
(1,370)
Sperm whale
Kogia spp. 2
(179)
(165)
(145)
(91)
(150)
(146)
(Level A)
Kogia spp.
(3,111)
(3,012)
(2,438)
(1,657)
(2,542)
(2,552)
(Level B)
(162,151)
(134,777)
(94,108)
(129,250)
Beaked whale
(135,346)
(119,869)
Rough-toothed
7,895
6,854
6,361
5,670
6,154
6,586
dolphin
Bottlenose
(319,283)
(554,695)
(316,155)
(561,890)
(318,583)
(414,121)
dolphin
Clymene
(55,909)
(44,667)
(47,629)
(29,954)
(39,170)
(43,466)
dolphin
Atlantic spotted
(91,219)
(149,577)
(78,994)
(157,152)
(87,399)
(112,868)
dolphin
Pantropical
(185,100)
(176,216)
(147,475)
(122,169)
(159,336)
(158,060)
spotted dolphin
(71,335)
(67,417)
(57,394)
(45,628)
(60,256)
(60,405)
Soinner dolohin
Striped dolphin
23,224
22,348
18,983
17,313
21,028
20,580
Fraser's dolphin
9,977
8,500
8,389
6,107
7,663
8,127
(13,713)
(11,431)
(11,828)
(7,904)
(10,458)
(11,067)
Risso's dolohin
(12,608)
(11,504)
(10,142)
(6,470)
(9,684)
(10,081)
Blackfish3
Short-finned
(715)
(130)
(809)
(227)
(225)
(421
pilot whale
1Parentheses indicate negative values.
2Level A harassment is not predicted to occur for any species other than the Kogia spp.
3Values presented for blackfish represent the difference between the estimated take number presented in this rule for
this group generically and the sum of the species-specific values evaluated in the 2021 final rule.
NMFS cautions against interpretation
of the changes presented in table 7 at
face value for a variety of reasons. First,
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reasons for the differences in the take
estimates are difficult to interpret due to
the confounding nature of the different
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factors discussed in this section.
Second, the meaning of the differences
in terms of impacts to the affected
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Species
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Federal Register / Vol. 89, No. 80 / Wednesday, April 24, 2024 / Rules and Regulations
species or stocks is similarly not as
straightforward as the magnitude and
direction of the differences may imply.
Differences in estimated take are, in
part, the result of the introduction of
new density data, which also provides
new model-predicted abundance
estimates. Our evaluation under the
MMPA of the expected impacts of the
predicted take events is substantially
reliant on comparisons of the expected
take to the predicted abundance. See
discussion of our evaluation of severity
of impact (one prong of analysis) in
Negligible Impact Analysis and
Determinations. The severity of the
predicted taking is understood through
the estimates’ relationship to predicted
zone-specific abundance values, and so
the absolute differences presented in
table 7 are not, alone, informative in
that regard.
Overall, NMFS has determined, to the
extent possible, that aside from the
confounding effect of BOEM’s
calculation errors, differences between
the current and prior results for the
8,000-in3 array are primarily attributable
to differences in species density along
with changes in the species behavior
files, in particular minimum and
maximum animat seeding depths.
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Level B Harassment
NMFS has determined the values
shown in table 6 are a reasonable
estimate of the maximum potential
instances of take that may occur in each
year of the regulations based on
projected effort (more specifically, each
of these ‘‘takes’’ represents a day in
which one individual is exposed above
the Level B harassment criteria, even if
only for minutes). However, these take
numbers do not represent the number of
individuals expected to be taken, as
they do not consider the fact that certain
individuals may be exposed above
harassment thresholds on multiple days.
Accordingly, as described in the 2018
notice of proposed rulemaking, NMFS
developed a ‘‘scalar ratio’’ approach to
inform two important parts of the
analyses: understanding a closer
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approximation of the number of
individuals of each species or stock that
may be taken within a survey, and
understanding the degree to which
individuals of each species or stock may
be more likely to be repeatedly taken
across multiple days within a year.
In summary, comparing the results of
modeling simulations that more closely
match longer survey durations (30 days)
to the results of 24-hour take estimates
scaled up to 30 days (as the instances of
take in table 6 were calculated) provides
the comparative ratios of the numbers of
individuals taken/calculated (within a
30-day survey) to instances of take, in
order to better understand the
comparative distribution of exposures
across individuals of different species.
These products are used to inform a
better understanding of the nature in
which individuals are taken across the
multiple days of a longer duration
survey given the different behaviors that
are represented in the animat modeling
and may appropriately be used in
combination with the calculated
instances of take to predict the number
of individuals taken for surveys of
similar duration, in order to support
evaluation of take estimates in requests
for LOAs under the ‘‘small numbers’’
standard, which is based on the number
of individuals taken. A detailed
discussion of this approach was
provided in the 2018 notice of proposed
rulemaking. As NMFS retains without
change this ‘‘scalar ratio’’ approach to
approximating the number of
individuals taken, both here (see
Negligible Impact Analysis and
Determinations) and in support of the
necessary small numbers determination
on an LOA-specific basis, we do not
repeat the discussion but refer the
reader to previous Federal Register
notices. Application of the scaling
method reduced the overall magnitude
of modeled takes for all species by a
range of slightly more than double up to
tenfold (table 8).
These adjusted take numbers,
representing a closer approximation of
the number of individuals taken (shown
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in table 8), provide a more realistic basis
upon which to evaluate severity of the
expected taking. Please see the
Negligible Impact Analysis and
Determinations section later in this
document for additional detail. It is
important to recognize that while these
scaled numbers better reflect the
number of individuals likely to be taken
within a single 30-day survey than the
number of instances in table 6, they will
still overestimate the number of
individuals taken across the aggregated
GOM activities, because they do not
correct for (i.e., further reduce take to
account for) individuals exposed to
multiple surveys or fully correct for
individuals exposed to surveys
significantly longer than 30 days.
As noted in the beginning of this
section and in the Small Numbers
section, using modeled instances of take
(table 6) and the method used here to
scale those numbers allows one to more
accurately predict the number of
individuals that will be taken as a result
of exposure to one survey and,
therefore, these scaled predictions are
more appropriate to consider in requests
for LOAs to assess whether a resulting
LOA would meet the small numbers
standard. However, for the purposes of
ensuring that the total taking authorized
pursuant to all issued LOAs is within
the scope of the analysis conducted to
support the negligible impact finding in
this rule, authorized instances of take
(which are the building blocks of the
analysis) also must be assessed.
Specifically, reflecting table 6 and what
has been analyzed, the total instances of
take that may be authorized for any
given species or stock over the course of
the 5 years covered under these
regulations must not, and is not
expected to, exceed the sum of the 5
years of take indicated for the 5 years in
that table. Additionally, in any given
year, the instances of take of any species
must not, and are not expected to,
exceed the highest annual take listed in
table 6 for any of the 5 years for a given
species.
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31517
Table 8 -- Expected Total Take Numbers, Scaled 1
Mitigation
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‘‘Least Practicable Adverse Impact’’
Standard
Under section 101(a)(5)(A) of the
MMPA, NMFS must set forth the
permissible methods of taking pursuant
to such activity, and other means of
effecting the LPAI on such species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance, and on
the availability of such species or stock
for subsistence uses, often referred to in
shorthand as ‘‘mitigation.’’ NMFS does
not have a regulatory definition for
LPAI. However, NMFS’ implementing
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the LPAI upon the affected
species or stocks and their habitat (50
CFR 216.104(a)(11)). In the Mitigation
section of the 2021 final rule, NMFS
included a detailed description of our
interpretation of the LPAI standard
(including its relationship to the
negligible impact standard) and how the
LPAI standard is implemented (86 FR
5322, 5407, January 19, 2021). We refer
readers to the full LPAI discussion in
the 2021 final rule, but repeat the
discussion on implementation here to
facilitate understanding of the analyses
that follow.
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NMFS’ evaluation of potential
mitigation measures includes
consideration of two primary factors:
(1) The manner in which, and the
degree to which, implementation of the
potential measure(s) is expected to
reduce adverse impacts to marine
mammal species or stocks, their habitat,
and their availability for subsistence
uses (where relevant). This analysis
considers such things as the nature of
the potential adverse impact (such as
likelihood, scope, and range), the
likelihood that the measure will be
effective if implemented, and the
likelihood of successful
implementation; and
(2) The practicability of the measures
for applicant implementation.
Practicability of implementation may
consider such things as cost, impact on
activities, personnel safety, and
practicality of implementation.
While the language of the LPAI
standard calls for minimizing impacts to
affected species or stocks and their
habitat, NMFS recognizes that the
reduction of impacts to those species or
stocks accrues through the application
of mitigation measures that limit
impacts to individual animals.
Accordingly, NMFS’ analysis focuses on
measures that are designed to avoid or
minimize impacts on individual marine
mammals that are likely to increase the
probability or severity of populationlevel effects.
While direct evidence of impacts to
species or stocks from a specified
activity is rarely available, and
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Year 5
6
4,284
1,854
2,329
8,430
71,424
6,087
6,861
67,919
1,177
13,513
3,191
1,822
15,086
2,576
derive scaled
additional study is still needed to
understand how specific disturbance
events affect the fitness of individuals of
certain species, there have been
improvements in understanding the
process by which disturbance effects are
translated to the population. With
recent scientific advancements (both
marine mammal energetic research and
the development of energetic
frameworks), the relative likelihood or
degree of impacts on species or stocks
may often be inferred given a detailed
understanding of the activity, the
environment, and the affected species or
stocks. This same information is used in
the development of mitigation measures
and helps us understand how mitigation
measures contribute to lessening effects
(or the risk thereof) to species or stocks.
NMFS also acknowledges that there is
always the potential that new
information, or a new recommendation
that had not previously been
considered, becomes available and
necessitates re-evaluation of mitigation
measures (which may be addressed
through adaptive management) to see if
further reductions of population
impacts are possible and practicable.
In the evaluation of specific measures,
the details of the specified activity will
necessarily inform each of the two
primary factors discussed above
(expected reduction of impacts and
practicability) and are carefully
considered to determine the types of
mitigation that are appropriate under
the LPAI standard. Analysis of how a
potential mitigation measure may
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24APR4
ER24AP24.085
Species
Year 1
Year2
Year 3
Year4
Rice's whale
5
5
4
5
Sperm whale
5,583
4,741
4,679
3,437
Ko~ia spp.
2,334
2,022
1,959
1,470
Beaked whale
2,971
2,722
2,379
1,748
Rough-toothed
11,060
9,723
9,253
7,258
dolphin
Bottlenose dolohin
81,613
120,160
72,269
126,098
Clymene dolphin
8,587
6,672
7,431
4,987
Atlantic spotted
10,642
9,798
9,507
9,856
dolphin
Pantropical spotted
84,203
74,571
69,996
54,285
dolphin
Spinner dolphin
1,325
1,279
1,063
903
Striped dolphin
16,301
14,816
13,437
10,748
Fraser's dolphin
4,161
3,543
3,496
2,535
Risso's dolphin
2,403
2,047
2,002
1,426
Blackfish
19,915
16,818
16,774
12,032
Short-finned pilot
4,227
2,860
3,787
2,134
whale
1Scalar ratios were applied to values in table 6 as described in the 2018 notice of proposed rulemaking to
take numbers shown here.
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reduce adverse impacts on a marine
mammal stock or species and
practicability of implementation are not
issues that can be meaningfully
evaluated through a yes/no lens. The
manner in which, and the degree to
which, implementation of a measure is
expected to reduce impacts, as well as
its practicability, can vary widely. For
example, a time-area restriction could
be of very high value for reducing the
potential for, or severity of, populationlevel impacts (e.g., avoiding disturbance
of feeding females in an area of
established biological importance) or it
could be of lower value (e.g., decreased
disturbance in an area of high
productivity but of less firmly
established biological importance).
Regarding practicability, a measure
might involve restrictions in an area or
time that impede the operator’s ability
to acquire necessary data (higher
impact), or it could mean incremental
delays that increase operational costs
but still allow the activity to be
conducted (lower impact). A
responsible evaluation of LPAI will
consider the factors along these realistic
scales. Expected effects of the activity
and of the mitigation as well as status
of the stock all weigh into these
considerations. Accordingly, the greater
the likelihood that a measure will
contribute to reducing the probability or
severity of adverse impacts to the
species or stock or their habitat, the
greater the weight that measure is given
when considered in combination with
practicability to determine the
appropriateness of the mitigation
measure, and vice versa. Consideration
of these factors is discussed in greater
detail below.
1. Reduction of adverse impacts to
marine mammal species or stocks and
their habitat.9
The emphasis given to a measure’s
ability to reduce the impacts on a
species or stock considers the degree,
likelihood, and context of the
anticipated reduction of impacts to
individuals (and how many individuals)
as well as the status of the species or
stock.
The ultimate impact on any
individual from a disturbance event
(which informs the likelihood of
9 NMFS recognizes the LPAI standard requires
consideration of measures that will address
minimizing impacts on the availability of the
species or stocks for subsistence uses where
relevant. Because subsistence uses are not
implicated for this action, we do not discuss them.
However, a similar framework would apply for
evaluating those measures, taking into account both
the MMPA’s directive that we make a finding of no
unmitigable adverse impact on the availability of
the species or stocks for taking for subsistence, and
the relevant implementing regulations.
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adverse species- or stock-level effects) is
dependent on the circumstances and
associated contextual factors, such as
duration of exposure to stressors.
Though any proposed mitigation needs
to be evaluated in the context of the
specific activity and the species or
stocks affected, measures with the
following types of effects have greater
value in reducing the likelihood or
severity of adverse species- or stocklevel impacts: avoiding or minimizing
injury or mortality; limiting interruption
of known feeding, breeding, mother/
young, or resting behaviors; minimizing
the abandonment of important habitat
(temporally and spatially); minimizing
the number of individuals subjected to
these types of disruptions; and limiting
degradation of habitat. Mitigating these
types of effects is intended to reduce the
likelihood that the activity will result in
energetic or other types of impacts that
are more likely to result in reduced
reproductive success or survivorship. It
is also important to consider the degree
of impacts that are expected in the
absence of mitigation in order to assess
the added value of any potential
measures. Finally, because the LPAI
standard gives NMFS discretion to
weigh a variety of factors when
determining appropriate mitigation
measures and because the focus of the
standard is on reducing impacts at the
species or stock level, the LPAI standard
does not compel mitigation for every
kind of take, or every individual taken,
if that mitigation is unlikely to
meaningfully contribute to the
reduction of adverse impacts on the
species or stock and its habitat, even
when practicable for implementation by
the applicant.
The status of the species or stock is
also relevant in evaluating the
appropriateness of potential mitigation
measures in the context of LPAI. The
following are examples of factors that
may (either alone, or in combination)
result in greater emphasis on the
importance of a mitigation measure in
reducing impacts on a species or stock:
the stock is known to be decreasing or
status is unknown, but believed to be
declining; the known annual mortality
(from any source) is approaching or
exceeding the PBR level; the affected
species or stock is a small, resident
population; or the stock is involved in
a UME or has other known
vulnerabilities, such as recovering from
an oil spill.
Habitat mitigation, particularly as it
relates to rookeries, mating grounds, and
areas of similar significance, is also
relevant to achieving the standard and
can include measures such as reducing
impacts of the activity on known prey
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utilized in the activity area or reducing
impacts on physical habitat. As with
species- or stock-related mitigation, the
emphasis given to a measure’s ability to
reduce impacts on a species or stock’s
habitat considers the degree, likelihood,
and context of the anticipated reduction
of impacts to habitat. Because habitat
value is informed by marine mammal
presence and use, in some cases there
may be overlap in measures for the
species or stock and for use of habitat.
NMFS considers available
information indicating the likelihood of
any measure to accomplish its objective.
If evidence shows that a measure has
not typically been effective nor
successful, then either that measure
should be modified or the potential
value of the measure to reduce effects
should be lowered.
2. Practicability.
Factors considered may include those
costs, impact on activities, personnel
safety, and practicality of
implementation.
Application of the LPAI Standard in this
Action
In carrying out the MMPA’s mandate
for this action, NMFS applies the
context-specific balance between the
manner in which and the degree to
which measures are expected to reduce
impacts to the affected species or stocks
and their habitat and practicability for
operators. See NMFS’ notice of issuance
for the 2021 final rule (January 19, 2021,
86 FR 5322, 5405). The effects of
concern (i.e., those with the potential to
adversely impact species or stocks and
their habitat) include auditory injury,
severe behavioral reactions, disruptions
of critical behaviors, and to a lesser
degree, masking and impacts on
acoustic habitat. These effects were
addressed previously in the Potential
Effects of the Specified Activity on
Marine Mammals and Their Habitat and
Anticipated Effects on Marine Mammal
Habitat sections of the 2018 notice of
proposed rulemaking (June 22, 2018, 83
FR 29212, 29233, 29241).
Our rulemaking for the 2021 final rule
focused on measures with proven or
reasonably presumed ability to avoid or
reduce the intensity of acute exposures
that have potential to result in these
anticipated effects. To the extent of the
information available to NMFS, we
considered practicability concerns, as
well as potential undesired
consequences of the measures, e.g.,
extended periods using the acoustic
source due to the need to reshoot lines.
NMFS recognized that instantaneous
protocols, such as shutdown
requirements, are not capable of
avoiding all acute effects, are not
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suitable for avoiding many cumulative
or chronic effects, and do not provide
targeted protection in areas of greatest
importance for marine mammals.
Therefore, in addition to a basic suite of
seismic mitigation protocols, we also
evaluated time-area restrictions that
would avoid or reduce both acute and
chronic impacts of surveys, including
potential restrictions that were removed
from consideration in the final rule as
a result of BOEM’s change to the scope
of the action.
NMFS’ 2021 rule included a suite of
basic mitigation protocols that are
required regardless of the status of a
stock. Additional or enhanced
protections were required for species
whose stocks are in particularly poor
health and/or are subject to some
significant additional stressor that
lessens that stock’s ability to weather
the effects of the specified activities
without worsening its status. NMFS’
evaluation process was described in
detail in the 2018 proposed rule (83 FR
29212, June 22, 2018), and mitigation
requirements included in the incidental
take regulations at 50 CFR 217.180 et
seq. were fully described in the notice
of issuance for the final rule (86 FR
5322, 5411, January 19, 2021).
For this current rulemaking, NMFS’
evaluation built off the existing
mitigation requirements from the 2021
final rule, which will remain in effect,
and considered additional mitigation
under the LPAI standard as it relates to
Rice’s whales, in light of the species’
status, increase in take estimates relative
to the 2021 final rule, and other new
information. In addition to other
potential changes to mitigation
requirements suggested by public
commenters and addressed in the
Comments and Responses section of this
rule, we evaluated (1) a potential
restriction on survey activities within
the small portion of the Rice’s whale
‘‘core distribution area’’ that overlaps
the geographic scope of the specified
activity covered by this rule (see
discussion of the core distribution area
earlier in Description of Marine
Mammals in the Area of the Specified
Activities) and (2) the potential for a
restriction on survey activity in other
areas between 100–400 m in depth
throughout the geographic area covered
by the rule,10 also for Rice’s whales. As
10 Subsequent to publication of the 2023
proposed rule, NMFS proposed to designate the
area in the GOM, between the U.S. EEZ off Texas
east to the boundary between the South Atlantic
Fishery Management Council and the Gulf of
Mexico Fishery Management Council off of Florida,
that consists of waters from the 100 m isobaths to
the 400 m isobaths, as critical habitat for the Rice’s
whale (88 FR 47453, July 24, 2023).
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described below, we determined that
the requirements in the current
regulations promulgated under the 2021
final rule satisfy the LPAI standard and
therefore make no changes to those
regulations. Because the mitigation
requirements for this action are the
same as those described in the final rule
(86 FR 5322, 5409, January 19, 2021),
we do not repeat the description of the
required mitigation.
For all other species, although there
are slight increases in estimated take
(for three species) and increases in
evaluated risk (for other species) relative
to the 2021 final rule (see Negligible
Impact Analysis and Determinations),
there are no known specific areas of
particular importance to consider for
time-area restrictions, and no changes to
our prior analysis for the sufficiency of
the existing standard operational
mitigation requirements to effect the
LPAI on the affected species or stocks
and their habitat. (We also note that
NMFS’ 2018 proposed rule made this
determination even in the context of
significantly higher takes, as well as
evaluated risk.)
Rice’s Whale—We first provide a
summary of baseline information
relevant to our consideration of
mitigation for Rice’s whales. Rice’s
whales have a small population size, are
restricted to the GOM, and were
determined by the status review team to
be ‘‘at or below the near-extinction
population level’’ (Rosel et al., 2016).
While various population abundance
estimates are available (e.g., Garrison et
al., 2020, 2023; Hayes et al., 2020;
Roberts et al., 2016; Dias and Garrison,
2016), all are highly uncertain because
targeted surveys have not been
conducted throughout the Rice’s
whale’s range. The most recent
statistically-derived abundance
estimate, from 2017–2018 surveys in the
northeastern GOM, is 51 individuals
(20–130 95% Confidence Interval (CI))
(Garrison et al., 2020). There may be
fewer than 100 individuals throughout
the GOM (Rosel et al., 2016). In
addition, the population exhibits very
low levels of genetic diversity (Rosel
and Wilcox, 2014; Rosel et al., 2021).
The small population size, restricted
range, and low genetic diversity alone
place these whales at significant risk of
extinction (IWC, 2017). This risk has
been exacerbated by the effects of the
DWH oil spill, which was estimated to
have exposed up to half the population
to oil (DWH NRDA Trustees, 2016;
DWH MMIQT, 2015). In addition, Rice’s
whales face a significant suite of
anthropogenic threats, including noise
produced by airgun surveys (Rosel et
al., 2016). Additionally, Rice’s whale
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dive and foraging behavior places them
at heightened risk of being struck by
vessels and/or entangled in fishing gear
(Soldevilla et al., 2017).
Of relevance here, the reduced
geographic scope of the specified
activity for this rule (and the 2021 final
rule) in relation to the 2018 proposed
rule excludes the eastern GOM through
removal of the GOMESA area (see
Figure 2). This reduced scope effectively
minimizes potential impacts to Rice’s
whales and their core habitat (as
recognized by the 2016 status review
team) relative to the impacts considered
through NMFS’ 2018 proposed rule.
Thus, although potential takes
considered herein are higher relative to
those analyzed in the 2021 final rule
(maximum of 30 annual incidents of
take (Level B harassment only)
compared with 10, respectively), they
remain significantly under the take
numbers evaluated in the 2018
proposed rule (maximum of 572 annual
incidents of take by Level B harassment
with additional take by Level A
harassment).
It is in the aforementioned context
that our 2023 proposed rule evaluated
two potential measures for additional
Rice’s whale mitigation: (1) restriction
of survey activity within the 5 percent
of the core distribution area (i.e., the
expanded area around northeastern
GOM Rice’s whale sightings and tagged
whale locations created through
application of a 30 km buffer) that is
within the geographic scope of the
specified activity; and (2) restriction of
survey activity over a broad (but
undefined) area of the central and/or
western GOM within Rice’s whale
habitat in waters between the 100–400
m isobaths. There is no scientific
information supporting a temporal
component for either potential
restriction nor any specific spatial
definition for a central and/or western
GOM restriction. Following the LPAI
analysis produced in the 2023 proposed
rule, the MMC recommended
implementing restriction (1) above. Both
the MMC and NRDC commented that
some surveys should be restricted
within habitat of the central and/or
western GOM, but neither commenter
provided recommendations regarding
specific recommended spatial definition
of such a restriction or specific metrics
for defining which surveys should be
restricted. All comments and
recommendations were evaluated and
responses are provided earlier. See
Comments and Responses.
We reiterate that the amount of
anticipated take of Rice’s whales over
the 5-year duration of the incidental
take regulation is relatively low and
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limited to Level B harassment. The
anticipated magnitude of impacts from
any of these anticipated takes is
considered to be relatively low, as we
concluded that none of these takes are
expected to impact the fitness of any
individuals. See Negligible Impact
Analysis and Determinations. We also
note the robust shutdown measures
required that utilize highly effective
visual and passive acoustic detection
methods to avoid marine mammal
injury as well as minimize TTS and
more severe behavioral responses.
For this rulemaking, NMFS
independently examined each of the
two area-based restrictions in the
context of the LPAI standard to
determine whether either restriction is
warranted to minimize the impacts from
seismic survey activities on the affected
marine mammal species or stocks. This
analysis is consistent with the
consideration of the LPAI criteria
described above when determining
appropriateness of mitigation measures.
These potential requirements were
evaluated (see below) in the context of
the proposed seismic survey activities
(including the geographic scope of the
rule) and the existing mitigation
measures that would be implemented to
minimize impacts on the affected
marine mammal species or stocks from
these activities.
To reiterate, the scope of the rule does
not cover Rice’s whale core habitat in
the northeastern GOM, which is the area
(absent buffering) that contains the
highest known densities of Rice’s whale
and which has defined the movements
of previously tagged Rice’s whales.
Thus, even though individual Rice’s
whales occurring outside of the core
habitat area may experience harassment,
this geographic scope likely precludes
significant impacts to Rice’s whales at
the species level by avoiding takes of
the majority of individuals and by
avoiding impacts to the habitat that
supports the highest densities of the
species. This important context
generally lessens the total number of
takes, and means that the takes that do
occur are expected to have lower
potential to have negative energetic
effects or deleterious effects on
reproduction that could reduce the
likelihood of survival or reproductive
success. In addition, NMFS has required
mitigation measures that would
minimize or alleviate the likelihood of
injury (PTS), TTS, and more severe
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behavioral responses (the 1,500-m
shutdown zone). In addition, exposures
to airgun noise would occur in open
water areas where animals can more
readily avoid the source and find
alternate habitat relatively easily. The
existing mitigation requirements are
expected to be effective in ensuring that
impacts are limited to lower-level
responses with limited potential to
significantly alter natural behavior
patterns in ways that would affect the
fitness of individuals and by extension
the affected species.
As noted previously, in evaluating
mitigation for species or stocks and their
habitat, we consider the expected
benefits of the mitigation measures for
the species or stocks and their habitats
against the practicability of
implementation. This consideration
includes assessing the manner in which,
and the degree to which, the
implementation of the measure(s) is
expected to reduce impacts to marine
mammal species or stocks (including
through consideration of expected
reduced impacts on individuals), their
habitat, and their availability for
subsistence uses (where relevant). This
analysis considers such things as the
nature of the proposed activity’s adverse
impact (likelihood, scope, range); the
likelihood that the measure will be
effective if implemented; the likelihood
of successful implementation.
Practicability of implementing the
measure is also assessed and may
involve consideration of such things as
cost and impact on operations (16
U.S.C. 1371(a)(5)(A)(iii)).
Taking into account the above
considerations, NMFS’ evaluation of the
two potential survey restrictions is
described below:
Core Distribution Area. NMFS’ 2018
notice of proposed rulemaking
considered restrictions on activity in a
Rice’s whale ‘‘core habitat area’’ in the
eastern GOM identified between the
100- and 400-m isobaths from 87.5° W
to 27.5° N, based on Rosel et al. (2016)
(Figure 3). As discussed in the 2018
proposed rule, and above, a restriction
on (or absence of) survey activity in the
core habitat area would be expected to
protect Rice’s whales through the
alleviation or minimization of a range of
airgun effects, both acute and chronic,
that could otherwise accrue to impact
the reproduction or survival of
individuals in the area considered to be
of greatest importance to the species.
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The absence of survey activity in the
species’ core habitat area not only
minimizes Level B harassment of Rice’s
whales, but also importantly minimizes
other effects such as loss of
communication space.
The significant concern that led
NMFS to consider restrictions on survey
activity in the core habitat area was
largely alleviated through removal of
GOMESA and the associated reduction
in predicted take and impacts in a
known area of important habitat.
(Although predicted take numbers for
this final rule are higher relative to the
2021 final rule (annual average Level B
harassment events of 26 versus 8,
respectively), they remain significantly
lower than the annual average of 462
Level B harassment events considered
in that 2018 analysis (plus some
potential for Level A harassment to
occur)—an almost 18-fold reduction.)
Moreover, the functional absence of
survey activity in the eastern GOM, and
particularly within Rice’s whale core
habitat area, means that the anticipated
protection afforded by the previously
considered restriction was functionally
achieved by virtue of the reduced scope
for the 2021 final rule (which is
unchanged for this action). Regardless,
because the core habitat area was
entirely located in the GOMESA
moratorium area removed from the
scope of the 2021 final rule, it was no
longer relevant for consideration as
mitigation.
More recently, Rosel and Garrison
(2022) described a Rice’s whale ‘‘core
distribution area’’ (Figure 3). This core
distribution area description included a
precautionary 30-km buffer around the
core habitat area to account for
uncertainty associated with both the
location of observed whales and the
possible movement whales could make
in any direction from an observed
sighting. It is not the result of new
information warranting an expansion of
the previously considered core habitat
area, but rather is the result of
additional precaution in defining the
area within which existing Rice’s whale
sightings and tag locations suggest that
whales could occur. As a result of this
buffer, approximately 5 percent of the
polygon for the core distribution area
described in Rosel and Garrison (2022)
overlaps with the current geographic
scope of the rule, which led us to
consider whether additional mitigation
is warranted under the LPAI standard.
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The result of this precautionary
approach is that areas shallower than
100 m and deeper than 400 m (i.e., areas
that are not known to support all of the
Rice’s whale life history stages; NMFS,
2023) are included in the core
distribution area, most notably in the
small portion overlapping with the
scope of this rule, given the steep
bathymetry there. Of the small portion
of the core distribution area that
overlaps the scope of this rule, 76
percent covers waters shallower than
100 m (36 percent) or deeper than 400
m (40 percent), i.e., three-quarters of the
area considered as a potential restriction
area covers waters considered outside of
most suitable Rice’s whale habitat. We
note that (1) NMFS’ 2023 proposed
designation of critical habitat (which is
based on the same information we have
considered) includes only waters
between 100–400 m as the area
containing physical or biological
features essential for conservation and
(2) no confirmed Rice’s whale sightings
have occurred in waters shallower than
100 m or waters deeper than 408 m.
Thus, we evaluate the potential
mitigative benefits of a restriction on
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survey activity in the remaining
approximately one-quarter of the
considered area that is preferred habitat
for Rice’s whales. The absence of survey
activity would avoid likely Level B
harassment of any individuals that may
occur in the area, but there is no
information suggesting that the area is of
particular importance relative to the
remainder of GOM waters between 100–
400 m that are outside the northeastern
GOM core habitat, and Level B
harassment that occurs to whales
present outside the core habitat area
may be expected to carry less potential
for disruption of important behavior or
significance to the affected individual.
The amount of anticipated take is
already low, and the existing mitigation
requirements are expected with a high
degree of confidence to minimize the
duration and intensity of any instances
of take that do occur. Therefore, we
have low confidence that this potential
restriction would meaningfully reduce
impacts at the species or stock level.
Regarding practicability, although the
considered area is relatively small, it
would have outsize impacts should any
operator need to conduct new survey
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activity on existing interests in the area
or inform developers’ understanding of
potential reserves in the area.
In summary, there is no information
supporting identification of this area
(i.e., the 5 percent of the core
distribution area overlapping the scope
of this rule) as being of particular
importance relative to Rice’s whale
habitat more broadly (i.e., GOM waters
between 100–400 m depth), and only 24
percent of the overlapping area actually
covers Rice’s whale habitat. The
available information does not support
a conclusion that such a restriction
would contribute meaningfully to a
reduction in adverse impacts to the
Rice’s whale or its habitat and,
therefore, there is no rationale for
incurring the associated practicability
impacts. Because of these
considerations, NMFS has determined
that a restriction on survey activity
within the portion of the core
distribution area that occurs within
scope of the rule is not warranted.
Central and Western GOM. New
information regarding Rice’s whale
occurrence in the central and western
GOM, largely based on passive acoustic
detections (Soldevilla et al., 2022;
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2024), is now available. We
acknowledge that some whales are
likely to be present at locations outside
the northeastern GOM core habitat area,
and we considered whether other
closure areas may be warranted,
including central and western GOM
areas within the same general 100–400
m depth range known to be occupied by
Rice’s whales in the northeastern GOM,
and which have been proposed as
designated critical habitat for the
species (88 FR 47453, July 24, 2023). We
provide discussion of this information
and an evaluation of a potential broader
restriction on survey effort in the
following paragraphs.
As background, a NOAA survey
reported observation of a Rice’s whale
in the western GOM in 2017 (NMFS,
2018). Genetic analysis of a skin biopsy
that was collected from the whale
confirmed it to be a Rice’s whale. There
had not previously been a genetically
verified sighting of a Rice’s whale in the
western GOM, and given the importance
of this observation, additional survey
effort was conducted in an attempt to
increase effort in the area. However, no
additional sightings were recorded.
(Note that there were two sightings of
unidentified large baleen whales in
1992 in the western GOM, recorded as
Balaenoptera sp. or Bryde’s/sei whale
(Rosel et al., 2021).) Subsequently,
during recent 2023 survey effort in the
western GOM, a sighting of what has
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been described as a group of two
probable Rice’s whales was recorded
(https://www.fisheries.noaa.gov/scienceblog/successful-final-leg-gulf-mexicomarine-mammal-and-seabird-vesselsurvey). In addition, there are occasional
sightings by PSOs of baleen whales in
the GOM that may be Rice’s whales.
Rosel et al. (2021) reviewed 13 whale
sightings reported by PSOs in the GOM
from 2010–2014 that were recorded as
baleen whales. No sightings were close
enough for the PSOs to see the
diagnostic three lateral ridges on the
whales’ rostrums required to confirm
them as Rice’s whales. Rosel et al. ruled
out five of the sightings as more likely
being sperm whales based on water
depth and descriptions of the whales’
behavior. The remaining eight sightings
may have been Rice’s whales based on
one or more lines of evidence (i.e.,
photographs, behavioral description,
and/or water depth consistent with
Rice’s whales). Of these sightings, three
occurred in the northeastern GOM core
habitat area, while the remaining five
occurred along the GOM shelf break
south of Louisiana. See Figure 4 for the
location of confirmed Rice’s whale
sightings.
The acoustic detections provide
significant evidence of year-round
Rice’s whale presence outside of the
northeastern GOM core habitat area.
Soldevilla et al. (2022) deployed
autonomous passive acoustic recorders
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at 5 sites along the GOM shelf break in
predicted Rice’s whale habitat (Roberts
et al., 2016) for 1 year (2016–2017) to (1)
determine if Rice’s whales occur in
waters beyond the northeastern GOM
and, if so, (2) evaluate their seasonal
occurrence and site fidelity at the 5
sites. Over the course of the 1-year
study, sporadic, year-round recordings
of calls assessed as belonging to Rice’s
whales were made south of Louisiana
within approximately the same depth
range (200–400 m), indicating that some
Rice’s whales occurred regularly in
waters beyond the northeastern GOM
core habitat area during the study
period. Based on the detection range of
the sonobuoys and acoustic monitors
used in the study, actual occurrence
could be in water depths up to 500 m
(M. Soldevilla, pers. comm.), though the
deepest confirmed Rice’s whale sighting
is at 408 m water depth. Data were
successfully collected at four of the five
sites; of those four sites, Rice’s whale
calls were detected at three. Detection of
calls ranged from 1 to 16 percent of total
days at the three sites. Calls were
present in all seasons at two sites, with
no obvious seasonality. It remains
unknown whether animals are moving
between the northwestern and the
northeastern GOM or whether these
represent different groups of animals
(Soldevilla et al., 2022).
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31523
A subsequent follow-up study
(Soldevilla et al., 2024) similarly
involved deployment of autonomous
passive acoustic recorders for
approximately one year (2019–2020) at
two shelf break sites, including one
central GOM site included in the
previous study and one new site further
west, offshore Corpus Christi, Texas.
(Recorders were also deployed at a site
in Mexican waters for almost 2 years
(2020–2022).) The study objectives were
to (1) determine if Rice’s whales occur
in Mexican waters and to (2) evaluate
how frequently they occur at all three
sites. Rice’s whale calls were detected
on 33 and 25 percent of days at the
central and western GOM sites,
respectively, with calls recorded
throughout the year, though no distinct
seasonality was detected. These findings
reflect an increase in the frequency and
number of detections at the central
GOM site compared with the 2016–2017
study. The authors note that these
findings highlight persistence of Rice’s
whale detections at this site over
multiple years, as well as variability
among years (Soldevilla et al., 2024).
Rice’s whale calls were also detected at
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the site in Mexican waters. See
Soldevilla et al. (2024) for additional
discussion. The authors also describe
differences in Rice’s whale call types
recorded in the eastern GOM compared
with those recorded in the western
GOM, suggesting that whales may
indeed have a broader distribution than
the northeastern GOM (Soldevilla et al.,
2024).
The rate of call detections throughout
the year is considerably higher in the
eastern GOM than at the central/western
GOM site where calls were most
commonly detected, with at least 8.3
calls/hour among four eastern GOM
sites within the core habitat area over
110 deployment days (Rice et al., 2014)
compared to 0.27 calls/hour over the
299-day deployment at the central/
western GOM site where calls were
detected most frequently in the 2016–
2017 study. Approximately 2,000 total
calls were detected at the central/
western GOM site over 10 months in
2016–2017, compared to more than
66,000 total detections at the eastern
GOM deployment site over 11 months
(i.e., approximately 30 times more calls
were detected at the eastern GOM site)
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(Soldevilla et al., 2022). Although
ambient noise conditions were higher at
the central/western GOM site, thus
influencing maximum detection range,
accounting for this difference in
conditions would be expected to result
in only 4–8 times as many call
detections if all other factors (including
presence and number of whales) were
consistent (versus 30 times as many
detections). Overall, Soldevilla et al.
(2022) assessed that there seem to be
fewer whales or more sparsely spaced
whales in the central/western GOM
compared to the eastern GOM, with
calls present on fewer days, lower call
detection rates, and far fewer call
detections in the central/western GOM.
The passive acoustic data discussed
above provide evidence that waters
100–400 m deep in the central and
western GOM are Rice’s whale habitat
and are being used by Rice’s whales in
all seasons. This could imply that the
population size is larger than previously
estimated, or it could indicate that some
individual Rice’s whales have a broader
distribution in the GOM than previously
understood (Soldevilla et al., 2024).
Either way, the acoustic findings,
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combined with the low numbers of
visual sightings in the central and
western GOM, suggest that density and
abundance of Rice’s whales in the
central and western GOM are less than
in the core habitat in the northeastern
GOM. Therefore, while we expect that
some individual Rice’s whales occur
outside the core habitat area and/or that
whales from the northeastern GOM core
habitat area occasionally travel outside
the area, the currently available data are
not sufficient to make inferences about
Rice’s whale density and abundance in
the central and western GOM. More
research is needed to answer key
questions about Rice’s whale density,
abundance, habitat use, demography,
and stock structure in the central and
western GOM.
While these acoustic data and few
confirmed sightings support the
presence of Rice’s whales in western
and central GOM waters (within the
100–400 m water depth), the
information is consistent with the
predictions of Rice’s whale density
modeling, on which basis NMFS already
anticipated and evaluated the potential
for and effects of takes of Rice’s whale
in western and central GOM waters,
even without these new data. Little is
known about the number of whales that
may be present, the nature of these
individuals’ use of the habitat, or the
timing, duration, or frequency of
occurrence for individual whales.
Conversely, the importance of
northeastern GOM waters to Rice’s
whale recovery is very clear (Rosel et
al., 2016). Ongoing efforts to target and
manage human impacts in the
northeastern core habitat are justified,
accordingly. A comparison of acoustic
and sightings data from the central/
western and eastern GOM, even
acknowledging the limitations of those
data, suggests that occurrence of whales
in the northeastern GOM core habitat is
significantly greater and that the area
provides the habitat of greatest
importance to the species.
Restricting survey activity in central/
western GOM waters from 100–400 m
depth would avoid likely Level B
harassment of any individuals that may
occur in the area, but aside from the
very large area within the 100–400 m
isobaths throughout the GOM generally,
there is no information supporting
further delineation of any specific area
within which a restriction on survey
activity might be expected to provide
targeted reductions in adverse impacts
to Rice’s whales or their habitat, and no
such information was provided through
public comment. Further, Level B
harassment that may occur in the
central/western GOM may be expected
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to have lower potential for meaningful
consequences relative to Level B
harassment events that occur in the
northeastern GOM core habitat area,
where important behavior may be more
likely disrupted, and where greater
numbers of Rice’s whale are expected to
occur. The relatively low level of take
predicted for Rice’s whales in the
geographic scope for the specified
activity under this final rule, as well as
the existing mitigation measures
(including expanded shutdowns for
Rice’s whales), which are expected with
a high degree of confidence to minimize
the duration and intensity of any
instances of take that do occur, factor
into NMFS’ consideration of the
potential benefits of any restriction on
survey effort in central and western
GOM waters 100–400 m depth.
Practicability—NMFS produced a
draft RIA in support of the 2018
proposed rule, which evaluated
potential costs associated with a range
of area-based activity restrictions
(available online at: https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico). Although that
analysis did not directly evaluate the
impacts of area-based restrictions for
Rice’s whales in the central and western
GOM, it did consider the impacts of
other potential area-based restrictions,
including seasonal and year-round
restrictions in the northeastern GOM
core habitat area for Rice’s whales, and
in so doing provided a useful framework
for considering practicability of areabased restrictions considered in this
current rulemaking. The analysis
suggested that the analyzed seasonal
and year-round area closures would
have the potential to generate
reductions in leasing, exploration, and
subsequent development activity.
Although the 2018 draft RIA cautioned
that its conclusions were subject to
substantial uncertainty, it provided
several factors that the likelihood of
ultimate impacts to oil and gas
production as a result of delays in data
collection could be expected to depend
upon: (1) oil and gas market conditions;
(2) the relative importance of the closure
area to oil and gas production; (3) the
state of existing data covering the area;
and (4) the duration of the closure. For
this current rulemaking, NMFS cannot
predict factor (1) and does not have
complete information regarding factor
(3) (though the 2018 draft RIA provides
that new surveys are expected to be
required to facilitate efficient
exploration and development
decisions). We can, however, more
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adequately predict the effects of factors
(2) and (4) on the impact of any closure.
Habitat that supports all of the Rice’s
whale life-history states is generally
considered to consist of the
aforementioned strip of continental
shelf waters within the 100–400 m
isobaths throughout the U.S. GOM
(Roberts et al., 2016; Garrison et al.
2023; NMFS, 2023). Salinity and surface
water velocity are likely predictive of
potential Rice’s whale occurrence
(Garrison et al., 2023), but these more
dynamic variables are less useful in
delineating a potential area of
importance than the static depth
variable. Within this GOM-wide depth
range, we focus on the area where
Soldevilla et al. (2022; 2024) recorded
Rice’s whale calls as being of interest for
a potential restriction. This area lies
within the central GOM, where the vast
majority of seismic survey effort during
NMFS’ experience implementing the
2021 rule has occurred. The 2018
proposed rule draft RIA considered the
economic impacts of a prospective
closure area in deeper waters of the
central GOM. The evaluated area was
designed to benefit sperm whales and
beaked whales, which are found in deep
water, and more activity is projected to
occur in deep water than in the shelfbreak waters where Rice’s whale habitat
occurs. As such, the 2018 draft RIA
analysis likely overestimates the
potential impacts of a central or western
GOM closure within a portion of the
shelf waters considered to be Rice’s
whale habitat. However, the draft RIA
analysis of deep-water closures in the
central GOM suggests that a central
GOM closure for Rice’s whales could
cause significant economic impacts. A
key consideration in this finding relates
to factor (4), as the analyzed closure for
sperm whales and beaked whales was
year-round. Similarly, there is no
information to support a temporal
component to design of a potential
Rice’s whale restriction and, therefore, a
restriction would appropriately be yearround. As operators have no ability to
plan around a year-round restriction,
this aspect exacerbates the potential for
effects on oil and gas production in the
GOM.
We also considered data available
specifically for the area under
consideration (Rice’s whale habitat in
the central and western GOM). While
Rice’s whale habitat (i.e., water depths
of 100–400 m on the continental shelf
break) contains less oil and gas industry
infrastructure than do shallower, more
mature waters, and have been subject to
less leasing activity than deeper waters
with greater expected potential reserves,
central and western GOM waters 100–
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400 m nevertheless host significant
industry activity. BOEM provides
summary information by water depth
bin, including water depths of 201–400
m (see https://www.data.boem.gov/
Main/Default.aspx). The area covering
those depths overlaps 33 active leases,
with 17 active platforms and over 1,200
approved applications to drill. In the
past 20 years, over 500 wells have been
drilled in water depths of 100–400 m.
These data confirm that there is
substantial oil and gas industry activity
in this area and, therefore, the inability
to collect new seismic data could affect
oil and gas development given that the
oil and gas industry typically uses
targeted seismic to refine geologic
analyses before drilling a well. During
implementation of the existing rule,
NMFS has issued (at the time of writing)
5 LOAs in association with surveys that
partially overlapped the central GOM
100–400 m depth band (88 FR 68106,
September 29, 2023; 88 FR 23403, April
17, 2023; 87 FR 55790, October 1, 2022;
87 FR 43243, July 20, 2022; 87 FR
42999, July 19, 2022). These surveys
support a conclusion that a year-round
closure would likely substantially affect
future GOM oil and gas activity.
In summary, the foregoing supports
that (1) we are unable to delineate
specific areas of Rice’s whale habitat in
the central and western GOM where
restrictions on survey activity would be
appropriate because there is currently
uncertainty about Rice’s whale density,
abundance, habitat usage patterns and
other factors in the central and western
GOM; and (2) there is high likelihood
that closures or other restrictions on
survey activity in all waters of 100–400
m depth in the central and western
GOM would have significant economic
impacts. Therefore, while new
information regarding Rice’s whale
presence in areas of the GOM outside of
the northeastern core habitat suggests
that a restriction on survey effort may be
expected to reduce adverse impacts to
the species, there is a lack of
information supporting the importance
of or appropriately specific timing or
location of such a restriction and an
unclear understanding of the
importance of particular areas to
individual whales or the population as
a whole. On the other hand, information
regarding the potential for economic
impacts resulting from a year-round
restriction broadly in the 100–400 m
area supports our conclusion that there
are significant practicability concerns.
As a result, NMFS has determined that
no additional mitigation is warranted to
effect the LPAI on the species.
NMFS has reevaluated the suite of
mitigation measures required through
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the 2021 final regulations and
considered other measures in light of
the new information considered in this
rule. Based on our evaluation of these
measures, we have affirmed that the
required mitigation measures contained
in the current regulations provide the
means of effecting the LPAI on marine
mammal species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance.
Monitoring and Reporting
In order to issue an incidental take
authorization for an activity, section
101(a)(5)(A) of the MMPA states that
NMFS must set forth requirements
pertaining to the monitoring and
reporting of the authorized taking.
NMFS’ MMPA implementing
regulations further describe the
information that an applicant should
provide when requesting an
authorization (50 CFR 216.104 (a)(13)),
including the means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and the level of taking or
impacts on populations of marine
mammals. Effective reporting is critical
both to compliance as well as ensuring
that the most value is obtained from the
required monitoring.
We have made no changes to the
current LOA reporting requirements,
which have been sufficient to date.
Accordingly, the monitoring and
reporting requirements for this rule
remain identical to the 2021 final rule
and ITR, and we refer readers back to
that document (86 FR 5322, January 19,
2021) for the discussion.
Negligible Impact Analysis and
Determinations
NMFS’ implementing regulations
define negligible impact as an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base a negligible impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
by mortality, serious injury, and Level A
or Level B harassment, we consider
other factors, such as the type of take,
the likely nature of any behavioral
responses (e.g., intensity, duration), the
context of any such responses (e.g.,
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31525
critical reproductive time or location,
migration), as well as effects on habitat,
and the likely effectiveness of
mitigation. We also assess the number,
intensity, and context of estimated takes
by evaluating this information relative
to population status. Consistent with the
1989 preamble for NMFS’ implementing
regulations (54 FR 40338, September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into these analyses via
their impacts on the baseline (e.g., as
reflected in the regulatory status of the
species, population size and growth rate
where known, ongoing sources of
human-caused mortality).
For each potential activity-related
stressor, NMFS considers the potential
effects to marine mammals and the
likely significance of those effects to the
species or stock as a whole. Potential
risk due to vessel collision in view of
the related mitigation measures, as well
as potential risk due to entanglement
and contaminant spills, were addressed
in the Proposed Mitigation and Potential
Effects of the Specified Activity on
Marine Mammals sections of the 2018
and 2021 notices of proposed and final
rulemaking and are not discussed
further, as there are minimal risks
expected from these potential stressors.
The ‘‘specified activity’’ for this rule
continues to be a broad program of
geophysical survey activity that could
occur at any time of year in U.S. waters
of the GOM, within the same specified
geographical region as the 2021 final
rule (i.e., updated from the 2018
proposed rule to exclude the former
GOMESA leasing moratorium area) and
for the same 5-year period. The acoustic
exposure modeling used for the 2021
rulemaking and for this rule provides
marine mammal noise exposure
estimates based on BOEM-provided
projections of future survey effort and
best available modeling of sound
propagation, animal distribution, and
animal movement. This information
provides a best estimate of potential
acute noise exposure events that may
result from the described suite of
activities.
Systematic Risk Assessment
Framework—In recognition of the broad
geographic and temporal scale of this
activity, in support of the issuance of
the 2021 rule, we applied an explicit,
systematic risk assessment framework to
evaluate potential effects of aggregated
discrete acoustic exposure events (i.e.,
geophysical survey activities) on marine
mammals, which is in turn used in the
negligible impact analysis. This risk
assessment framework was described by
Southall et al. (2017) (available online
at: https://www.fisheries.noaa.gov/
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national/marine-mammal-protection/
incidental-take-authorizations-oil-andgas) and discussed in detail in the 2018
notice of proposed rulemaking. That
risk assessment framework, as refined in
our 2021 final rule in response to public
comment on the 2018 proposed rule and
in consideration of the updated scope of
the activity, was utilized for this
rulemaking.
In summary, the systematic risk
assessment framework uses the
modeling results to put into
biologically-relevant context the level of
potential risk of injury and/or
disturbance to marine mammals. The
framework considers both the
aggregation of acute effects and the
broad temporal and spatial scales over
which chronic effects may occur.
Generally, this approach is a relativistic
risk assessment that provides an
interpretation of the exposure estimates
within the context of key biological and
population parameters (e.g., population
size, life history factors, compensatory
ability of the species, animal behavioral
state, aversion), as well as other
biological, environmental, and
anthropogenic factors. This analysis was
performed on a species-specific basis
within each modeling zone (Figure 2),
and the end result provides an
indication of the biological significance
of the evaluated exposure numbers for
each affected marine mammal stock
(i.e., yielding the severity of impact and
vulnerability of stock/population
information), and forecasts the
likelihood of any such impact. This
result is expressed as relative impact
ratings of overall risk that couple (1)
potential severity of effect on a stock,
and (2) likely vulnerability of the
population to the consequences of those
effects, given biologically relevant
information (e.g., compensatory ability).
Spectral, temporal, and spatial
overlaps between survey activities and
animal distribution are the primary
factors that drive the type, magnitude,
and severity of potential effects on
marine mammals, and these
considerations are integrated into both
the severity and vulnerability
assessments. The risk assessment
framework utilizes a strategic approach
to balance the weight of these
considerations between the two
assessments, specifying and clarifying
where and how the interactions between
potential disturbance and species
within these dimensions are evaluated.
This risk assessment framework is one
component of the negligible impact
analysis. As we explain more below,
overall risk ratings from that assessment
are then considered in conjunction with
the required mitigation (and any
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additional relevant contextual
information) to ultimately inform our
negligible impact determinations.
Elements of this approach are subjective
and relative within the context of this
program of projected survey activity
and, overall, the analysis necessarily
requires the application of professional
judgment. Please review the 2018
proposed and 2021 final rule notices, as
well as Southall et al. (2017), for further
detail.
As shown in tables 5 and 6, estimated
take numbers for most species have
decreased relative to those evaluated in
the notice of issuance for the 2021 final
rule. We note that this includes the
blackfish guild (consisting of the false
killer whale, pygmy killer whale,
melon-headed whale, and killer whale),
for which species-specific take
information is not available. Both the
annual maximum and 5-year total take
numbers for the group have decreased
relative to the sum of the previous
species-specific values (annual maxima
and 5-year totals) evaluated in the 2021
final rule.
As elements of the risk assessment
framework are dependent on
information related to stock abundance,
we revisited the risk assessment
methodology for all species and present
updated information below.
Specifically, as discussed below,
severity ratings are the product of
comparison between estimated take
numbers and modeled population
abundance, on a zone-specific basis. As
the zone-specific modeled population
abundance values have been updated
through new density modeling (Garrison
et al., 2023), we re-examined all severity
ratings. The vulnerability assessment
component is less directly dependent on
population abundance information, but
does incorporate certain species
population information, including a
trend rating and population size, as well
as a factor related to species habitat use.
With publication of new SARs
information for all species, we revisited
the former components of the
vulnerability assessment, whereas the
aforementioned updated density
modeling effort provides new zonespecific abundance values that inform
the assessment of habitat use in each
zone (i.e., proportion of GOM-wide
estimated population in each zone).
Estimated take numbers increased
(relative to the 2021 final rule) for only
4 species: Rice’s whale, Fraser’s
dolphin, rough-toothed dolphin, and
striped dolphin (we note that overall
relative risk ratings remained static for
Rice’s whale and Fraser’s dolphin). The
change in estimated take numbers for
each of the 4 species within the
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blackfish category relative to the take
estimates for those 4 species in the 2021
final rule is unknown under NMFS’
approach to estimating take numbers.
However, overall relative risk ratings
increased slightly for most species. Of
the species for which estimated take
decreased, relative risk ratings remained
static (or declined) for the sperm whale,
beaked whales, bottlenose dolphins, and
spinner dolphin. No new information is
available for these four taxa that would
suggest that the existing negligible
impact analyses should be revisited.
Therefore, we rely on the previous
negligible impact analyses for the sperm
whale, all beaked whale species, all
bottlenose dolphin stocks, and the
spinner dolphin. Please see the notice of
issuance for the 2021 final rule (86 FR
5322, January 19, 2021) for analysis
related to these species and stocks,
which we incorporate here by reference.
For those species for which evaluated
take numbers increased and/or for
which the assessed relative risk rating
increased, our negligible impact
analyses begin with the risk assessment
framework, which comprehensively
considers the aggregate impacts to
marine mammal populations from the
specified activities in the context of
both the severity of the impacts and the
vulnerability of the affected species.
However, it does not consider the effects
of the mitigation required through the
regulations in identifying risk ratings for
the affected species. In addition, while
the risk assessment framework
comprehensively considers the spatial
and temporal overlay of the activities
and the marine mammals in the GOM,
as well as the number of predicted
takes, there are details about the nature
of any ‘‘take’’ anticipated to result from
these activities that were not considered
directly in the framework analysis that
warrant explicit consideration in the
negligible impact determination.
Accordingly, following the
description of the framework analysis
presented below, NMFS highlights a few
factors regarding the nature of the
predicted ‘‘takes,’’ then synthesizes the
results of implementation of the
framework, the additional factors
regarding the nature of the predicted
takes, and the anticipated effects of the
mitigation to consider the negligible
impact determination for each of the
species considered here. The risk
assessment analysis below is performed
for 2 representative years, one
representing a relatively high-effort
scenario (Year 1 of the effective period
of rule) and the other representing a
moderate-effort scenario (Year 4 of the
rule). Please see table 1 for details
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regarding BOEM’s level of effort
projections.
Severity of Effect
Severity ratings consider the scaled
Level B harassment takes relative to
zone-specific population abundance to
evaluate the severity of effect. As
described above in Estimated Take, a
significant model assumption was that
populations of animals were reset for
each 24-hour period. Exposure estimates
for the 24-hour period were then
aggregated across all assumed survey
days as completely independent events,
assuming populations turn over
completely within each large zone on a
daily basis. In order to evaluate modeled
daily exposures and determine more
realistic exposure probabilities for
individuals across multiple days, we
used information on species-typical
movement behavior to determine a
species-typical offset of modeled daily
exposures, summarized under Estimated
Take (and discussed in further detail in
the 2021 notice of issuance for the final
rule). Given that many of the evaluated
survey activities occur for 30-day or
longer periods, particularly some of the
larger surveys for which the majority of
the modeled exposures occur, this
scaling process is appropriate to
evaluate the likely severity of the
predicted exposures. (For consideration
of LOA applications, scaling is
appropriate to estimate take and
estimate the numbers of individual
marine mammals likely to be taken
(although, for surveys significantly
longer than 30 days, the take numbers
with this scaling applied would still be
expected to overestimate the number of
individuals, given the greater degree of
repeat exposures that would be
expected the longer the survey goes
on)). This scaling output was used in a
severity assessment. This approach is
31527
also discussed in more detail in the
Southall et al. (2017) report.
The scaled Level B harassment takes
were then rated through a populationdependent binning system used to
evaluate risk associated with behavioral
disruption across species—a simple,
logical means of evaluating relative risk
across species and areas. See the notice
of issuance for the 2021 final rule for
more detail regarding the definition of
relative risk ratings. Results of the
reassessed severity ratings are shown in
table 9.
Level A harassment (including PTS) is
not expected to occur for any of the
species evaluated here, with the
exception of Kogia spp. Estimated takes
by Level A harassment for Kogia spp.,
which are discussed in further detail
below, declined relative to what was
evaluated in the 2021 final rule. See
tables 5 and 6.
Table 9 -- Severity Assessment Rating
Zone 11
H
M
VL
VL
n/a
n/a
n/a
n/a
n/a
n/a
Zone2
H
M
VL
VL
n/a
n/a
n/a
n/a
n/a
n/a
Zone3
H
M
VL
VL
n/a
n/a
n/a
n/a
n/a
n/a
Zone
H
VL
VL
VL
VL
41
M
VL
VL
VL
VL
Zone 5
H
M
VL
VL
H
H
H
M
VH
VH
Zone 6
H
M
VL
VL
M
L
M
L
VL
VL
Zone7
H
M
n/a
n/a
L
L
L
VL
VL
VL
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Rice's whale
Sperm whale
Kozia spp.
Beaked whales
Rough-toothed
L
VL
L
M
VL
VL
VL
VL
H
H
M
L
VL
dolphin
Bottlenose
VL
L
M
VL
VL
VL
VL
M
M
L
VL
VL
n/a
dolphin
Clymene
n/a
n/a
n/a
n/a
n/a
n/a
VL
VL
H
H
M
L
L
dolphin
Atlantic spotted
VL
M
H
VL
VL
H
M
M
L
VL
VL
VL
n/a
dolphin
Pantropical
VL
VL
H
H
M
L
L
n/a
n/a
n/a
n/a
n/a
n/a
spotted dolphin
Spinner dolphin
VL
H
H
n/a
n/a
n/a
n/a
n/a
n/a
VL
n/a
n/a
VL
Striped dolphin
VL
VL
H
H
M
L
L
n/a
n/a
n/a
n/a
n/a
n/a
Fraser's dolphin VL
VL
VL
VL
VL
VL
VL
VL
H
H
M
L
L
Risso's dolphin
n/a
n/a
VL
VL
n/a
n/a
VL
VL
H
M
M
L
L
Short-finned
n/a
n/a
VL
VL
VL
VL
VL
VL
H
M
M
L
VL
pilot whale
Blackfish
VL
VL
H
H
M
L
L
n/a
n/a
n/a
n/a
n/a
n/a
H = Year 1 (representative high effort scenario); M = Year 4 (representative moderate effort scenario)
n/a = less than 0.05 percent of GOM-wide population predicted in zone
VL = very low; L = low; M = moderate; H = high; VH = very high
1No activity would occur in Zone 1, and no activity is projected in Zone 4 under the high effort scenario. With no
activity in a zone, severity is assumed to be very low.
Vulnerability of Affected Population
Vulnerability rating seeks to evaluate
the relative risk of a predicted effect
given species-typical and populationspecific parameters (e.g., speciesspecific life history, population factors)
and other relevant interacting factors
(e.g., human or other environmental
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stressors). The assessment includes
consideration of four categories within
two overarching risk factors (speciesspecific biological and environmental
risk factors). These values were selected
to capture key aspects of the importance
of spatial (geographic), spectral
(frequency content of noise in relation
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L
n/a
VL
n/a
VL
VL
VL
L
VL
VL
L
to species-typical hearing and sound
communications), and temporal
relationships between sound and
receivers. Explicit numerical criteria for
identifying scores were specified where
possible, but in some cases qualitative
judgments, based on a reasonable
interpretation of given aspects of the
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specified activity and how it relates to
the species in question and the
environment within the specified area,
were required. The vulnerability
assessment includes factors related to
population status, habitat use and
compensatory ability, masking, and
other stressors. These factors were
detailed in Southall et al. (2017) and
discussed in further detail in the notice
of issuance for the 2021 final rule.
Please see that notice for further detail
regarding these aspects of the
framework and for definitions of
vulnerability ratings. Note that the
effects of the DWH oil spill are
accounted for through a non-noise
chronic anthropogenic risk factor, while
the effects to acoustic habitat and on
individual animal behavior via masking
are accounted for through the masking
and chronic anthropogenic noise risk
factors. The results of reassessed
species-specific vulnerability scoring
are shown in table 10. Note that, as
there are certain species-specific
elements of the vulnerability
assessment, we evaluated each of the
four species contained within the
blackfish group. For purposes of
evaluating relative risk, we assume that
the greatest vulnerability (assessed for
melon-headed whale) applies to each
species in the blackfish group.
Table 10 -- Vulnerability Assessment Ratings
1
H
n/a
n/a
n/a
L
L
n/a
M
Rice's whale
Sperm whale
Kof(ia SPP.
2
H
n/a
n/a
n/a
L
L
n/a
M
3
M
n/a
n/a
n/a
L
L
n/a
L
Beaked whale
Rou!!h-toothed dolphin
Bottlenose dolphin
Clymene dolphin
Atlantic spotted dolphin
Pantropical spotted
n/a
n/a
n/a
dolphin
Spinner dolphin
n/a
n/a
n/a
Striped dolphin
n/a
n/a
n/a
Fraser's dolphin
L
L
VL
Risso's dolphin
n/a
L
n/a
Melon-headed whale
n/a
n/a
n/a
Pygmy killer whale
n/a
n/a
n/a
False killer whale
n/a
n/a
n/a
Killer whale
n/a
n/a
n/a
Short-finned pilot whale
n/a
M
L
n/a = less than 0.05% of GOM-wide population predicted in zone
VL = very low; L = low; M = moderate; H = high; VH = very high
Risk Ratings
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In the final step of the framework,
severity and vulnerability ratings are
integrated to provide relative impact
ratings of overall risk, i.e., relative risk
ratings. Severity and vulnerability
assessments each produce a numerical
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Zone
4
H
M
L
L
L
VL
L
L
5
H
H
L
L
L
L
L
L
6
H
M
L
L
L
VL
L
L
7
n/a
M
L
L
L
n/a
L
n/a
L
L
L
L
L
L
L
M
L
L
L
L
M
L
L
L
M
M
L
L
L
M
n/a
L
L
M
L
L
L
L
M
L
L
L
L
L
L
L
L
L
rating (1–5) corresponding with the
qualitative rating (i.e., very low, low,
moderate, high, very high). A matrix is
then used to integrate these two scores
to provide an overall risk assessment
rating for each species. The matrix is
shown in table 2 of Southall et al.
(2017).
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Table 11 provides relative impact
ratings for overall risk by zone and
activity effort scenario (high and
moderate), and table 12 provides GOMwide relative impact ratings for overall
risk for representative high and
moderate effort scenarios.
BILLING CODE 3510–22–P
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31529
Table 11 -- Overall Evaluated Risk by Zone and Activity Scenario
Zone
H
L
n/a
n/a
n/a
11
M
L
n/a
n/a
n/a
Zone2
H
M
L
L
n/a
n/a
n/a
n/a
n/a
n/a
Zone3
H
M
L
L
n/a
n/a
n/a
n/a
n/a
n/a
Zone
H
L
L
VL
VL
41
M
L
L
VL
VL
Zone 5
H
M
L
L
VH VH
H
M
VH VH
Zone 6
H
M
L
L
M
L
M
L
VL
VL
Zone7
H
M
n/a
n/a
L
L
L
VL
VL
VL
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Rice's whale
Sperm whale
Kof!ia spp.
Beaked whale
Rough-toothed
VL
L
M
VL
VL
VL
VL
H
H
M
L
L
VL
dolphin
Bottlenose
VL
L
M
VL
VL
VL
VL
H
M
M
VL
VL
n/a
dolphin
Clymene
n/a
n/a
n/a
n/a
n/a
n/a
VL
VL
H
H
M
L
L
dolphin
Atlantic spotted
L
L
M
H
VL
VL
H
M
M
L
VL
VL
n/a
dolphin
Pantropical
VL
VL
H
H
M
L
L
n/a
n/a
n/a
n/a
n/a
n/a
spotted dolphin
Spinner dolphin
VL
VL
H
H
n/a
n/a
n/a
n/a
n/a
n/a
n/a
n/a
VL
Striped dolphin
VL
VL
H
H
M
L
L
n/a
n/a
n/a
n/a
n/a
n/a
Fraser's dolphin VL
VL
VL
VL
VL
VL
VL
VL
H
H
M
L
L
Risso's dolphin
n/a
n/a
VL
VL
n/a
n/a
L
L
H
H
M
L
L
Short-finned
n/a
n/a
L
L
VL
VL
L
L
H
M
M
L
VL
pilot whale
Blackfish
VL
VL
H
H
M
L
L
n/a
n/a
n/a
n/a
n/a
n/a
H = Year 1 (representative high effort scenario); M = Year 4 (representative moderate effort scenario)
n/a = less than 0.05 percent of GOM-wide population predicted in zone
VL = very low; L = low; M = moderate; H = high; VH = very high
1No activity would occur in Zone 1, and no activity is projected in Zone 4 under the high effort scenario. With no
activity in a zone, severity is assumed to be very low.
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n/a
VL
n/a
VL
VL
L
L
VL
VL
L
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Table 12 -- Overall Evaluated Risk by Projected Activity Scenario, GOM-wide 1
Species
High effort scenario (Year 1)
Moderate effort scenario (Year 4)
Rice's whale
Low (0)
Low (0)
Sperm whale
Low/Moderate2 (0)
Low(0)
Low/Moderate2 ( +0.5)
Very Low/Low2 ( +0.5)
Very Low (-2.5)
Very Low(-1.5)
Low(+l)
Low(+l)
Bottlenose dolphin (shel£'coastal)
Very low(0)
Very low(0)
Bottlenose dolphin (oceanic)
Verv low(0)
Verv low(0)
Clvmene dolphin
Low/Moderate2 ( +0.5)
Very Low/Low2 (0)
Atlantic spotted dolphin
Low/Moderate2 ( +0.5)
Low(0)
Pantropical spotted dolphin
Low/Moderate2 ( +0.5)
Very Low/Low2 ( +0.5)
Spinner dolphin
Very low(0)
Very low(0)
Striped dolphin
Low/Moderate2 (+0.5)
Low(+l)
Fraser's dolphin
Very low(0)
Very low(0)
Risso's dolphin
Low(+l)
Low(+l)
Short-finned pilot whale
Low(0)
Low(+0.5)
Kozia spp,
Beaked whales
Rough-toothed dolphin
Low/Moderate(+ 1.5)
Low(+l)
Blackfish3
from 2021 final rule (in numerical terms) are indicated in parentheses for each scenario.
2For these ratings, the median value across zones for the scenario fell between two ratings.
3 In the 2021 final rule, the 4 blackfish species were each independently evaluated as having "very low" relative risk.
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In order to characterize the relative
risk for each species across their entire
range in the GOM, we used the median
of the seven zone-specific risk ratings
for each activity scenario (high and
moderate effort), not counting those in
which less than 0.05 percent of the
GOM-wide abundance occurred (‘‘n/a’’
in table 11), to describe a GOM-wide
risk rating for each of the representative
activity scenarios (table 12).
As noted above, for sperm whale,
beaked whales, bottlenose dolphins, and
spinner dolphin, estimated take
numbers decreased and relative risk
ratings remained static (or decreased)
compared with the 2021 final rule.
Therefore, we rely on the analysis
provided in the notice of issuance for
the 2021 final rule for those species and
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stocks, which are not discussed further
here.
Overall, the results of the risk
assessment show that (as expected) risk
is highly correlated with effort and
density. Areas where little or no survey
activity is predicted to occur or areas
within which few or no animals of a
particular species are believed to occur
generally have very low or no potential
risk of negatively affecting marine
mammals, as seen across activity
scenarios in Zones 1–4 (no activity will
occur in Zone 1, which was entirely
removed from scope of the rule, and less
than 2 percent of Zone 4 remains within
scope of the rule). Fewer species are
expected to be present in Zones 1–3,
where only bottlenose and Atlantic
spotted dolphins occur in meaningful
numbers. Areas with consistently high
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projected levels of effort (Zones 5–7) are
generally predicted to have higher
overall evaluated risk across all species.
In Zone 7, animals are expected to be
subject to less other chronic noise and
non-noise stressors, which is reflected
in the vulnerability scoring for that
zone. Therefore, despite consistently
high levels of projected effort, overall
rankings for Zone 7 are lower than for
Zones 5 and 6.
A ‘‘high’’ level of relative risk due to
behavioral disturbance was identified in
Zone 5 under both scenarios for most of
the species evaluated further below
(excepting Rice’s whale (both scenarios)
and Kogia spp., Atlantic spotted
dolphin, and short-finned pilot whale
(moderate effort scenario only)). ‘‘High’’
relative risk was not identified under
either scenario in any other zone for any
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species (and ‘‘very high’’ relative risk
was not identified under either scenario
in any zone for any of the species
evaluated further below). Overall, the
greatest relative risk across species is
generally seen in Zone 5 (both
scenarios) and in Zone 6 (under the high
effort scenario).
Changes to relative risk ratings may be
seen by comparing table 12 above with
table 15 from the 2021 final rule, and
changes (in numerical terms) are
indicated in parentheses for each
scenario. All increases to assessed
relative risk represent minor changes,
i.e., if considered as a numerical scale
(with ‘‘very low’’ = 1 and ‘‘very high’’
= 5), with one exception, there was no
risk rating increase greater than one
point. As noted above, despite increases
in estimated take numbers, relative risk
ratings for Rice’s whale and Fraser’s
dolphin remained static. In the 2021
final rule, all 4 species comprising the
blackfish group were individually
assessed as having ‘‘very low’’ relative
risk under both scenarios. In this
analysis, the blackfish as a group are
assessed as having relative risk between
‘‘low’’ and ‘‘moderate’’ under the high
effort scenario (representing the lone
example of a 1.5 point increase) and
‘‘low’’ under the moderate effort
scenario.
Although the scores generated by the
risk assessment framework and further
aggregated across zones (as described
above) are species-specific, additional
stock-specific information is also
considered in our analysis, where
appropriate, as indicated in the
Description of Marine Mammals in the
Area of the Specified Activity, Potential
Effects of the Specified Activity on
Marine Mammals and Their Habitat,
and Mitigation sections of the 2018
notice of proposed rulemaking, 2021
final rule, 2023 notice of proposed
rulemaking, and this action.
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Duration of Level B Harassment
Exposures
In order to more fully place the
predicted amount of take into
meaningful context, it is useful to
understand the duration of exposure at
or above a given level of received sound,
as well as the likely number of repeated
exposures across days. While any
exposure above the criteria for Level B
harassment counts as an instance of
take, that accounting does not make any
distinction between fleeting exposures
and more severe encounters in which an
animal may be exposed to that received
level of sound for a longer period of
time. Yet, this information is
meaningful to an understanding of the
likely severity of the exposure, which is
relevant to the negligible impact
evaluation and not directly incorporated
into the risk assessment framework.
Each animat modeled has a record or
time history of received levels of sound
over the course of the modeled 24-hour
period. For example, for the 4 blackfish
species exposed to noise from 3D WAZ
surveys, the 50th percentile of the
cumulative distribution function
indicates that the time spent exposed to
levels of sound above 160 dB rms SPL
(i.e., the 50 percent midpoint for Level
B harassment) would range from only
1.4 to 3.3 minutes—a minimal amount
of exposure carrying little potential for
significant disruption of behavioral
activity. We provide summary
information for the species evaluated
here regarding the total average time in
a 24-hour period that an animal would
spend with received levels above 160
dB (the threshold at which 50 percent
of the exposed population is considered
taken) and between 140 and 160 dB
(where 10 percent of the exposed
population is considered taken) in table
13. This information considered is
unchanged from the 2021 final rule.
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31531
Additionally, as we discussed in the
Estimated Take section of the 2018
notice of proposed rulemaking for Test
Scenario 1 (and summarized above), by
comparing exposure estimates generated
by multiplying 24-hour exposure
estimates by the total number of survey
days versus modeling for a full 30-day
survey duration for 6 representative
species, we were able to refine the
exposure estimates to better reflect the
number of individuals exposed above
threshold within a single survey. Using
this same comparison and scalar ratios
described above, we are able to predict
an average number of days each of the
representative species modeled in the
test scenario were exposed above the
Level B harassment thresholds within a
single survey. As with the duration of
exposures discussed above, the number
of repeated exposures is important to an
understanding of the severity of effects.
For example, the ratio for dolphins
indicates that the 30-day modeling
showed that approximately 29 percent
as many individual dolphins (compared
to the results produced by multiplying
average 24-hour exposure results by the
30-day survey duration) could be
expected to be exposed above
harassment thresholds. However, the
approach of scaling up the 24-hour
exposure estimates appropriately
reflects the instances of exposure above
threshold (which cannot be more than 1
in 24 hours), so the inverse of the scalar
ratio suggests the average number of
days in the 30-day modeling period that
dolphins are exposed above threshold is
approximately 3.5. It is important to
remember that this is an average within
a given survey, and that it is more likely
some individuals would be exposed on
fewer days and some on more. table 13
reflects the average days exposed above
threshold for the indicated species after
the scalar ratios were applied.
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Table 13 -- Time in Minutes (Per Day) Spent Above Thresholds (50 th Percentile) and
Average Number of Days Individuals Taken During 30-day Survey
Rice's whale
Sperm whale
Kof!ia SOP.
Beaked whale
Rough-toothed
dolphin
Bottlenose
dolphin
Clvmene dolphin
Atlantic spotted
dolphin
Pantropical
spotted dolohin
Spinner dolphin
Striped dolphin
Fraser's dolphin
Risso's dolphin
Melon-headed
whale
Pygmy killer
whale
False killer
whale
Killer whale
Short-finned
pilot whale
6.3
2.5
11.4
11.2
27.6
10.2
20.9
3.5
4.5
11.7
4.0
16.8
22.0
54.6
19.7
53.2
3.5
1.8
3.9
1.6
8.7
8.0
21.1
7.2
20.4
3.5
7.0
16.0
6.5
25.7
23.4
58.1
20.9
49.3
3.5
1.8
4.1
1.6
8.7
8.1
21.0
7.1
22.2
3.5
3.2
1.8
2.8
3.4
8.5
4.0
6.4
8.4
2.7
1.6
2.4
2.9
16.4
8.5
13.8
15.3
12.4
8.0
9.4
13.8
31.0
21.0
24.2
37.7
10.8
7.2
8.4
12.2
22.8
21.3
24.0
31.5
3.5
3.5
3.5
3.5
2.6
5.9
2.2
13.1
9.3
24.2
8.3
24.0
3.4
1.8
3.6
1.4
7.1
7.3
18.5
6.6
17.3
3.4
2.4
4.9
1.9
9.3
8.8
22.0
8.0
17.8
3.4
2.7
6.1
3.3
12.0
16.8
46.1
14.9
73.6
3.4
3.3
8.1
2.9
17.5
10.9
27.4
9.8
20.8
3.4
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Loss of Hearing Sensitivity
In general, NMFS expects that noiseinduced hearing loss as a result of
airgun survey activity, whether
temporary (temporary threshold shift,
equivalent to Level B harassment) or
permanent (PTS, equivalent to Level A
harassment), is only possible for lowfrequency and high-frequency
cetaceans. The best available scientific
information indicates that lowfrequency cetacean species (i.e.,
mysticete whales, including the Rice’s
whale) have heightened sensitivity to
frequencies in the range output by
airguns, as shown by their auditory
weighting function, whereas highfrequency cetacean species (including
Kogia spp.) have heightened sensitivity
to noise in general (as shown by their
lower threshold for the onset of PTS)
(NMFS, 2018). However, no instances of
Level A harassment are predicted to
occur for Rice’s whales, and none may
be authorized in any LOAs issued under
this rule.
Level A harassment is predicted to
occur for Kogia spp. (as indicated in
table 6). However, the degree of injury
17:48 Apr 23, 2024
Average number
of days "taken"
during 30-day
survey
5.3
2.4
3.1
9.9
3.0
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Survey type and time (min/day)
above 140 dB rms (l 0% take)
3D
3D
2D
Coil
NAZ
WAZ
61.7
163.5
55.4
401.1
12.0
31.8
10.7
25.2
19.0
7.6
6.7
13.9
16.2
14.1
39.7
31.1
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(hearing impairment) is expected to be
mild. If permanent hearing impairment
occurs, it is most likely that the affected
animal would lose a few dB in its
hearing sensitivity, which in most cases
would not be expected to affect its
ability to survive and reproduce.
Hearing impairment that occurs for
these individual animals would be
limited to at or slightly above the
dominant frequency of the noise
sources. In particular, the predicted PTS
resulting from airgun exposure is not
likely to affect their echolocation
performance or communication, as
Kogia spp. likely produce acoustic
signals at frequencies above 100 kHz
(Merkens et al., 2018), well above the
frequency range of airgun noise.
Further, modeled exceedance of Level A
harassment criteria typically resulted
from being near an individual source
once, rather than accumulating energy
from multiple sources. Overall, the
modeling indicated that exceeding the
SEL threshold for PTS is a rare event,
and having 4 vessels close to each other
(350 m between tracks) did not cause
appreciable accumulation of energy at
the ranges relevant for injury exposures.
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Accumulation of energy from
independent surveys is expected to be
negligible. This is relevant for Kogia
spp. because based on their expected
sensitivity, we expect that aversion may
play a stronger role in avoiding
exposures above the peak pressure PTS
threshold than we have accounted for.
Some subset of the individual marine
mammals predicted to be taken by Level
B harassment may incur some TTS. For
Rice’s whales, TTS may occur at
frequencies important for
communication. However, any TTS
incurred would be expected to be of a
relatively small degree and short
duration. This is due to the low
likelihood of sound source approaches
of the proximity or duration necessary
to cause more severe TTS, given the fact
that both sound source and marine
mammals are continuously moving, the
anticipated effectiveness of shutdowns,
and general avoidance by marine
mammals of louder sources.
For these reasons, and in conjunction
with the required mitigation, NMFS
does not believe that Level A
harassment (here, PTS) or Level B
harassment in the form of TTS will play
a meaningful role in the overall degree
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Species
Survey type and time (min/day)
above 160 dB rms (50% take)
3D
3D
2D
Coil
NAZ
WAZ
7.6
18.2
6.8
21.4
5.2
10.3
4.0
20.7
3.2
2.8
15.3
7.9
12.4
4.4
24.0
6.0
Federal Register / Vol. 89, No. 80 / Wednesday, April 24, 2024 / Rules and Regulations
of impact experienced by marine
mammal populations as a result of the
projected survey activity. Further, the
impacts of any TTS incurred are
addressed through the broader analysis
of Level B harassment.
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Impacts to Habitat
Potential impacts to marine mammal
habitat, including to marine mammal
prey, were discussed in detail in the
2018 notice of proposed rulemaking as
well as in the 2021 notice of issuance
for the final rule, including in responses
to comments concerning these issues
(83 FR 29212, 29241, June 22, 2018; 86
FR 5322, 5335, January 19, 2021). There
is no new information that changes that
assessment, and we rely on the
assessment provided in those
documents and reiterated below.
Regarding impacts to prey species
such as fish and invertebrates, NMFS’
review of the available information
leads to a conclusion that the most
likely impact of survey activity would
be temporary avoidance of an area, with
a rapid return to pre-survey distribution
and behavior, and minimal impacts to
recruitment or survival anticipated.
Therefore, the specified activities are
not likely to have more than short-term
adverse effects on any prey habitat or
populations of prey species. Further,
any impacts to prey species are not
expected to result in significant or longterm consequences for individual
marine mammals, or to contribute to
adverse impacts on their populations.
Regarding potential impacts to
acoustic habitat, NMFS provided a
detailed analysis of potential
cumulative and chronic effects to
marine mammals (found in the
Cumulative and Chronic Effects report,
available online at https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico). See also 83 FR
29212, 29242 (June 22, 2018) for
detailed discussion of acoustic habitat.
That analysis focused on potential
effects to the acoustic habitat of sperm
whales and Rice’s whales via an
assessment of listening and
communication space. The analysis
performed for sperm whales (which
provides a useful proxy for other midand high-frequency cetaceans evaluated
here) shows that the survey activities do
not significantly contribute to the
soundscape in the frequency band
relevant for their lower-frequency slowclicks and that there will be no
significant change in communication
space for sperm whales. Similar
conclusions may be assumed for other
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mid- and high-frequency cetacean
species.
Implications for acoustic masking and
reduced communication space resulting
from noise produced by airgun surveys
in the GOM are expected to be
particularly heightened for animals that
actively produce low-frequency sounds
or whose hearing is attuned to lower
frequencies (i.e., Rice’s whales). The
strength of the communication space
approach used here is that it evaluates
potential contractions in the availability
of a signal of documented importance.
In this case, losses of communication
space for Rice’s whales were estimated
to be higher in western and central
GOM canyons and shelf break areas. In
contrast, relative maintenance of
listening area and communication space
was seen within the Rice’s whale core
habitat area in the northeastern GOM.
The result was heavily influenced by
the projected lack of survey activity in
that region, which underscores the
importance of maintaining the acoustic
soundscape of this important habitat for
the Rice’s whale. In light of BOEM’s
2020 update to the scope of the
specified activity, no survey activity
will occur under this rule within the
Rice’s whale core habitat area or within
the broader eastern GOM. See Figures
3–4. In deepwater areas where larger
amounts of survey activity were
projected, significant loss of lowfrequency listening area and
communication space was predicted by
the model, but this finding was
discounted because Rice’s whales are
less likely to occur in deeper waters of
the central and western GOM.
Species-Specific Negligible Impact
Analysis Summaries
In this section, for the species
evaluated herein (i.e., all but sperm
whale, beaked whales, bottlenose
dolphin, and spinner dolphin, for
which, as described previously, we
incorporate by reference the analysis
conducted in the 2018 rule), we
consider the relative impact ratings
described above in conjunction with the
required mitigation and other relevant
contextual information in order to
produce a final assessment of impact to
the species or stocks, i.e., the negligible
impact determinations. The effects of
the DWH oil spill are accounted for
through the vulnerability scoring (table
10).
Although Rice’s whale core habitat in
the northeastern GOM is not the subject
of restrictions on survey activity, as the
scope of the specified activity does not
include the area (see Figures 3–4), the
beneficial effect for the species remains
the same. The absence of survey activity
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31533
in the eastern GOM (see Figure 2)
benefits GOM marine mammals by
reducing the portion of a stock likely
exposed to survey noise and avoiding
impacts to certain species in areas of
importance for them. Habitat areas of
importance in the eastern GOM are
discussed in detail in the Proposed
Mitigation section of the 2018 notice of
proposed rulemaking.
Rice’s Whale
The risk assessment analysis, which
evaluated the relative significance of the
aggregated impacts of the survey
activities across seven GOM zones in
the context of the vulnerability of each
species, concluded that the GOM-wide
risk ratings for Rice’s whales are low,
regardless of activity scenario. We note
that, although the evaluated severity of
take for Rice’s whales is very low in all
zones where take could occur,
vulnerability for the species is assessed
as high in 5 of the 6 zones where the
species occurs (vulnerability is assessed
as moderate in Zone 3, where less than
1 percent of GOM-wide abundance is
predicted to occur). When integrated
through the risk framework described
above, overall risk for the species is
therefore assessed as low for both the
high and moderate effort scenarios. The
evaluated risk rating is the same as what
was considered in the 2021 notice of
issuance of the final rule, despite
increased take numbers (see tables 5–6).
In the context of what remain relatively
low predicted take numbers, the relative
risk ratings for the species remain
driven by the assessed vulnerability.
We further consider the likely severity
of any predicted behavioral disruption
of Rice’s whales in the context of the
likely duration of exposure above Level
B harassment thresholds. Specifically,
the average modeled time per day spent
at received levels above 160 dB rms (the
threshold at which 50 percent of the
exposed population is considered taken)
ranges from 6.8–21.4 minutes for deep
penetration survey types. The average
time spent exposed to received levels
between 140 and 160 dB rms (where 10
percent of the exposed population is
considered taken) ranges from 55–164
minutes for 2D, 3D NAZ, and 3D WAZ
surveys, and 401 minutes for coil
surveys (which comprise approximately
10 percent of the total activity days).
Importantly, no survey activity will
occur within the eastern GOM pursuant
to this rule. Although there is new
evidence of Rice’s whale occurrence in
the central and western GOM from
passive acoustic detections (Soldevilla
et al., 2022; 2024), the highest densities
of Rice’s whales remain confined to the
northeastern GOM core habitat (see
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Figures 3–4). Moreover, the number of
individuals that occur in the central and
western GOM and nature of their use of
this area is poorly understood.
Soldevilla et al. (2022) suggest that more
than one individual was present on at
least one occasion, as overlapping calls
of different call subtypes were recorded
in that instance, but also state that call
detection rates suggest that either
multiple individuals are typically
calling or that individual whales are
producing calls at higher rates in the
central/western GOM. Soldevilla et al.
(2024) provide further evidence that
Rice’s whale habitat encompasses all
100–400 m depth waters encircling the
entire GOM (including Mexican waters),
but they also note that further research
is needed to understand the density of
whales in these areas, seasonal changes
in whale density, and other aspects of
habitat usage.
This new information does not affect
the prior conclusion that the absence of
survey activity in the eastern GOM
benefits Rice’s whales and their habitat
by minimizing a range of potential
effects of airgun noise, both acute and
chronic, that could otherwise accrue to
impact the reproduction or survival of
individuals in this area, and that the
absence of survey activity in the eastern
GOM will minimize disturbance of the
species in the place most important to
them for critical behaviors such as
foraging and socialization. The absence
of survey activity in this area and
significant reduction in associated
exposures of Rice’s whales to seismic
airgun noise is expected to eliminate the
likelihood of auditory injury of Rice’s
whales. Finally, the absence of survey
activity in the eastern GOM will reduce
chronic exposure of Rice’s whales to
higher levels of anthropogenic sound
and the associated effects including
masking, disruption of acoustic habitat,
long-term changes in behavior such as
vocalization, and stress.
As described in the preceding Loss of
Hearing Sensitivity section, we have
analyzed the likely impacts of potential
temporary hearing impairment and do
not expect that they would result in
impacts on reproduction or survival of
any individuals. The extended
shutdown zone for Rice’s whales (1,500
m)—to be implemented in the unlikely
event that a Rice’s whale is
encountered—is expected to further
minimize the severity of any hearing
impairment incurred as well as reduce
the likelihood of more severe behavioral
responses.
The estimated take numbers for Rice’s
whale in this final rule are higher than
those considered in the 2021 final rule
(see tables 5–6). Accordingly, NMFS re-
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evaluated the relative risk rating for
Rice’s whale (tables 11–12), and
considered other relevant information
for the species. As discussed above, the
risk ratings did not change from those
assessed in the 2021 final rule, and new
information considered herein does not
affect the determinations previously
made in that analysis. No mortality of
Rice’s whales is anticipated or
authorized. It is possible that Rice’s
whale individuals, if encountered, will
be taken briefly on one or more days
during a year of activity by one type of
survey or another and some subset of
those exposures above thresholds may
be of comparatively long duration
within a day. However, the amount of
take remains low (annual average of 26,
with a maximum in any year of 30), and
the significant and critical functional
protection afforded through the absence
of survey activity in the species’
northeastern GOM core habitat and the
extended shutdown requirement means
that the impacts of the expected takes
from these activities are not likely to
impact the reproduction or survival of
any individual Rice’s whales, much less
adversely affect the species through
impacts on annual rates of recruitment
or survival. Accordingly, we conclude
the taking from the specified activity
will have a negligible impact on Rice’s
whales as a species.
Kogia spp.
The risk assessment analysis, which
evaluated the relative significance of the
aggregated impacts of the survey
activities across seven GOM zones in
the context of the vulnerability of each
species, concluded that the GOM-wide
risk ratings for Kogia spp. were between
low and moderate (for the high effort
scenario) and between very low and low
(for the moderate effort scenario).
Evaluated risk is slightly increased from
the 2021 final rule, with modeled
decreases in zone-specific population
abundance offsetting decreases in
estimated take. We further consider the
likely severity of any predicted
behavioral disruption of Kogia spp. in
the context of the likely duration of
exposure above Level B harassment
thresholds. Specifically, the average
modeled time per day spent at received
levels above 160 dB rms (where 50
percent of the exposed population is
considered taken) ranges from 2.8–7.9
minutes for 2D, 3D NAZ, and 3D WAZ
surveys and up to 15.3 minutes for coil
surveys (which comprise less than 10
percent of the total projected activity
days), and the average time spent
between 140 and 160 dB rms (where 10
percent of the exposed population is
considered taken) is 6.7–19 minutes.
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Odontocetes echolocate to find prey,
and while there are many different
strategies for hunting, one common
pattern, especially for deeper diving
species, is to conduct multiple repeated
deep dives within a feeding bout, and
multiple bouts within a day, to find and
catch prey. While exposures of the short
durations noted above could potentially
interrupt a dive or cause an individual
to relocate to feed, such a short-duration
interruption would be unlikely to have
significant impacts on an individual’s
energy budget and, further, for these
species and this open-ocean area, there
are no specific known reasons (i.e.,
these species range GOM-wide beyond
the continental slope and there are no
known biologically important areas) to
expect that there would not be adequate
alternate feeding areas relatively nearby,
especially considering the anticipated
absence of survey activity in the eastern
GOM. Importantly, the absence of
survey activity in the eastern GOM will
reduce disturbance of Kogia spp. in
places of importance to them for critical
behaviors such as foraging and
socialization and, overall, help to
reduce impacts to the species as a
whole.
NMFS has analyzed the likely impacts
of potential hearing impairment,
including the estimated upper bounds
of permanent threshold shift (Level A
harassment) that could be authorized
under the rule and do not expect that
they would result in impacts on
reproduction or survival of any
individuals. As described in the
previous section, the degree of injury for
individuals would be expected to be
mild, and the predicted PTS resulting
from airgun exposure is not likely to
affect echolocation performance or
communication for Kogia spp.
Additionally, the extended distance
shutdown zone for Kogia spp. (1,500 m)
is expected to further minimize the
severity of any hearing impairment
incurred and also to further reduce the
likelihood of, and minimize the severity
of, more severe behavioral responses.
Of note, due to their pelagic
distribution, small size, and cryptic
behavior, pygmy sperm whales and
dwarf sperm whales are rarely sighted
during at-sea surveys and difficult to
distinguish when visually observed in
the field. Accordingly, abundance
estimates in NMFS SARs are recorded
for Kogia spp. only, density and take
estimates in this rule are similarly
lumped for the two species, and there is
no additional information by which
NMFS could appropriately apportion
impacts other than equally/
proportionally across the two species.
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No mortality of Kogia spp. is
anticipated or authorized. While it is
likely that the majority of the
individuals of these two species will be
impacted briefly on one or more days
during a year of activity by one type of
survey or another, based on the nature
of the individual exposures and takes,
as well as the aggregated scale of the
impacts across the GOM, and in
consideration of the mitigation
discussed here, the impacts of the
expected takes from these activities are
not likely to impact the reproduction or
survival of any individuals, much less
adversely affect the GOM stocks of
dwarf or pygmy sperm whales through
impacts on annual rates of recruitment
or survival. Accordingly, we conclude
the taking from the specified activity
will have a negligible impact on GOM
stocks of dwarf or pygmy sperm whales.
Other Stocks
In consideration of the similarities in
the nature and scale of impacts, we
consider the GOM stocks of the
following species together in this
section: rough-toothed dolphin,
Clymene dolphin, Atlantic spotted
dolphin, pantropical spotted dolphin,
striped dolphin, Fraser’s dolphin,
Risso’s dolphin, melon-headed whale,
pygmy killer whale, false killer whale,
killer whale, and short-finned pilot
whale. With the exception of Fraser’s
dolphin, rough-toothed dolphin, and
striped dolphin, estimated (and
allowable) take of these stocks
(including both the maximum annual
take and the total take over 5 years) is
lower as compared to the 2021 final
rule.
The risk assessment analysis, which
evaluated the relative significance of the
aggregated impacts of the survey
activities across seven GOM zones in
the context of the vulnerability of each
species, concluded that the GOM-wide
risk ratings for high and moderate effort
scenarios ranged from very low to
between low and moderate for these
species. For the Fraser’s dolphin,
evaluated risk is the same as what was
considered in the 2021 final rule,
despite increased take numbers (see
tables 5–6).
We further considered the likely
severity of any predicted behavioral
disruption of the individuals of these
species in the context of the likely
duration of exposure above Level B
harassment thresholds. Specifically, the
average modeled time per day spent at
received levels above 160 dB rms
(where 50 percent of the exposed
population is considered taken) ranges
from 1.4–11.7 minutes for 2D, 3D NAZ,
and 3D WAZ surveys and up to 25.7
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minutes for coil surveys (which
comprise less than 10 percent of the
total projected activity days). The
average time per day spent between 140
and 160 dB rms for individuals that are
taken is from 8–58.1 minutes, with the
one exception of killer whales exposed
to noise from coil surveys, which
average 73.6 minutes (though we note
that the overall risk rating for the
blackfish group, including killer whales,
is low).
Odontocetes echolocate to find prey,
and there are many different strategies
for hunting. One common pattern for
deeper-diving species is to conduct
multiple repeated deep dives within a
feeding bout, and multiple bouts within
a day, to find and catch prey. While
exposures of the shorter durations noted
above could potentially interrupt a dive
or cause an individual to relocate to
feed, such a short-duration interruption
would be unlikely to have significant
impacts on an individual’s energy
budget and, further, for these species
and this open-ocean area, there are no
specific known reasons (i.e., these
species range GOM-wide beyond the
continental slope and there are no
known biologically important areas) to
expect that there would not be adequate
alternate feeding areas relatively nearby,
especially considering the anticipated
absence of survey activity in the eastern
GOM. For those species that are more
shallow feeding species, it is likely that
the noise exposure considered herein
would result in minimal significant
disruption of foraging behavior and,
therefore, the corresponding energetic
effects would similarly be minimal.
Of note, the Atlantic spotted dolphin
is expected to benefit (via lessening of
both number and severity of takes) from
the coastal waters time-area restriction
developed to benefit bottlenose
dolphins, and several additional species
can be expected to benefit from the
absence of survey activity in important
eastern GOM habitat.
No mortality or Level A harassment of
these species is anticipated or
authorized. It is likely that the majority
of the individuals of these species will
be impacted briefly on one or more days
during a year of activity by one type of
survey or another. Based on the nature
of the individual exposures and takes,
as well as the very low to low
aggregated scale of the impacts across
the GOM and considering the mitigation
discussed here, the impacts of the
expected takes from these activities are
not likely to impact the reproduction or
survival of any individuals, much less
adversely affect the GOM stocks of any
of these 12 species through impacts on
annual rates of recruitment or survival.
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31535
Accordingly, we conclude the taking
from the specified activity will have a
negligible impact on GOM stocks of
these 12 species.
Determination
Based on the analysis contained
herein, and the analysis presented in the
2021 final rule for the other species and
stocks for which take is authorized
(table 6), of the likely effects of the
specified activities on marine mammals
and their habitat, and taking into
consideration the implementation of the
mitigation and related monitoring
measures, NMFS finds that the total
marine mammal take from the specified
activities for the 5-year period of the
regulations will have a negligible impact
on all affected marine mammal species
and stocks.
Small Numbers
For reference, we summarize how
NMFS interprets and applies the small
numbers standard, which is
substantively unchanged from the full
discussion provided in the 2018 notice
of proposed rulemaking. Additional
discussion was provided in the
Comments and Responses section of the
notice of issuance for the 2021 final rule
to address specific comments,
questions, or recommendations received
from the public.
In summary, when quantitative take
estimates of individual marine
mammals are available or inferable
through consideration of additional
factors, and the number of animals
taken is one-third or less of the best
available abundance estimate for the
species or stock, NMFS considers it to
be of small numbers. For additional
discussion, please see NMFS’ notice of
issuance for the 2021 final rule (86 FR
5322, January 19, 2021; see 86 FR 5363,
86 FR 5438). NMFS may also
appropriately find that one or two
predicted group encounters will result
in small numbers of take relative to the
range and distribution of a species,
regardless of the estimated proportion of
the abundance.
Our 2021 final rule also concluded
that NMFS may appropriately elect to
make a ‘‘small numbers’’ finding based
on the estimated annual take in
individual LOAs issued under the rule.
This approach does not affect the
negligible impact analysis for a rule,
which is the biologically relevant
inquiry and based on the total annual
estimated taking for all activities the
regulations will govern over the 5-year
period. NMFS determined this approach
is a permissible interpretation of the
relevant MMPA provisions.
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For this rule, as in the 2021 final rule,
up-to-date species information is
available, and sophisticated models
have been used to estimate take in a
manner that will allow for quantitative
comparison of the take of individuals
versus the best available abundance
estimates for the species or guilds.
Specifically, while the modeling effort
utilized for this rule enumerates the
estimated instances of takes that will
occur across days as the result of the
operation of certain survey types in
certain areas, the modeling report also
includes the evaluation of a test
scenario that allows for a reasonable
modification of those generalized take
estimates to better estimate the number
of individuals that will be taken within
one survey (as discussed under
Estimated Take). Use of modeling
results from the rule allows one to
reasonably approximate the number of
marine mammal individuals taken in
association with survey activities. The
estimated take of marine mammals for
each species or guild will then be
compared against the best available
abundance estimate as determined, and
estimates that do not exceed one-third
of that estimate will be considered small
numbers.
Our 2021 final rule contained a fuller
explanation of this interpretation and
application of ‘‘small numbers’’ and
explained how small numbers would be
evaluated under the rule. We make no
changes to our treatment of the small
numbers standard in this rule, as the
new information considered herein has
no bearing on those discussions. See the
Small Numbers section of the 2021 final
rule at 86 FR 5438–5440 and responses
to comments on small numbers at 86 FR
5363–5368 (January 19, 2021).
Adaptive Management
The regulations governing the take of
marine mammals incidental to
geophysical survey activities contain an
adaptive management component. We
make no changes here. The
comprehensive reporting requirements
(described in detail in the Monitoring
and Reporting section of NMFS’ notice
of issuance for the 2021 final rule (86 FR
5322, January 19, 2021)) are designed to
provide NMFS with monitoring data
from the previous year to allow
consideration of whether any changes
are appropriate. The use of adaptive
management allows NMFS to consider
new information from different sources
to determine (with input from the LOAholders regarding practicability) on a
regular (e.g., annual or biennial) basis if
mitigation or monitoring measures
should be modified (including additions
or deletions). Mitigation measures could
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be modified if new data suggest that
such modifications would have a
reasonable likelihood of reducing
adverse effects to marine mammal
species or stocks or their habitat and if
the measures are practicable. The
adaptive management process and
associated reporting requirements
would serve as the basis for evaluating
performance and compliance. As no
changes to the existing adaptive
management process have been made,
we do not repeat discussion provided in
the notice of issuance of the final rule.
Please see that document for further
detail.
Under this rule, NMFS plans to
continue to implement an annual
adaptive management process including
BOEM, the Bureau of Safety and
Environmental Enforcement (BSEE),
industry operators (including
geophysical companies as well as
exploration and production companies),
and others as appropriate. Industry
operators may elect to be represented in
this process by their respective trade
associations. NMFS, BOEM, and BSEE
(i.e., the regulatory agencies) and
industry operators who have conducted
or contracted for survey operations in
the GOM in the prior year (or their
representatives) will provide an agreedupon description of roles and
responsibilities, as well as points of
contact, in advance of each year’s
adaptive management process. The
foundation of the adaptive management
process is the annual comprehensive
reports produced by LOA-holders (or
their representatives), as well as the
results of any relevant research
activities, including research supported
voluntarily by the oil and gas industry
and research supported by the Federal
government.
All reporting requirements have been
complied with under the rule to date.
NMFS has received two annual reports
compiled by industry trade associations
in order to comply with the
comprehensive reporting requirements.
These reports, which consider LOAspecific reports received during the first
and second years of implementation of
the rule, are available online at: https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-oil-andgas-industry-geophysical-surveyactivity-gulf-mexico.
Monitoring Contribution Through Other
Research
NMFS’ MMPA implementing
regulations require that applicants for
incidental take authorizations describe
the suggested means of coordinating
research opportunities, plans, and
activities relating to reducing incidental
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taking and evaluating its effects (50 CFR
216.104 (a)(14)). Such coordination can
serve as an effective supplement to the
monitoring and reporting required
pursuant to issued LOAs and/or
incidental take regulations. NMFS
expects that relevant research efforts
will inform the annual adaptive
management process described above,
and that levels and types of research
efforts will change from year to year in
response to identified needs and
evolutions in knowledge, emerging
trends in the economy and available
funding, and available scientific and
technological resources. In the 2018
notice of proposed rulemaking, NMFS
described examples of relevant research
efforts (83 FR 29300–29301, June 22,
2018). We do not repeat that
information here, but refer the reader to
that notice for more information. The
described efforts may not be predictive
of any future levels and types of
research efforts. Research occurring in
locations other than the GOM may be
relevant to understanding the effects of
geophysical surveys on marine
mammals or marine mammal
populations or the effectiveness of
mitigation. NMFS also refers the reader
to the industry Joint Industry Program
(JIP) website (https://
www.soundandmarinelife.org), which
hosts a database of available products
funded partially or fully through the JIP,
and to BOEM’s Environmental Studies
Program (ESP), which develops, funds,
and manages scientific research to
inform policy decisions regarding outer
continental shelf resource development
(https://www.boem.gov/studies).
Impact on Availability of Affected
Species for Taking for Subsistence Uses
There are no relevant subsistence uses
of marine mammals implicated by these
actions. Therefore, as with the 2021
final rule, NMFS has determined that
the total taking of affected species or
stocks will not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act (ESA)
Section 7 of the ESA requires Federal
agencies to insure that their actions are
not likely to jeopardize the continued
existence of endangered or threatened
species or adversely modify or destroy
their designated critical habitat. Federal
agencies must consult with NMFS for
actions that may affect such species
under NMFS’ jurisdiction or critical
habitat designated for such species. At
the conclusion of consultation, the
consulting agency provides an opinion
stating whether the Federal agency’s
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action is likely to jeopardize the
continued existence of ESA-listed
species or destroy or adversely modify
designated critical habitat.
On March 13, 2020, NMFS’ Office of
Protected Resources, ESA Interagency
Cooperation Division, issued a
Biological Opinion (BiOp) on federally
regulated oil and gas program activities
in the Gulf of Mexico, including NMFS’
issuance of the ITR and subsequent
LOAs (as well as all BOEM and Bureau
of Safety and Environmental
Enforcement approvals of activities
associated with the OCS oil and gas
program in the GOM). The 2020 BiOp
concluded that NMFS’ proposed action
was not likely to jeopardize the
continued existence of sperm whales or
Rice’s whales. Of note, that BiOp
evaluated the larger scope of survey
activity originally contemplated for the
rule, before BOEM revised the scope of
its activity to remove the GOMESA area
in the eastern GOM. The take estimates
evaluated for this rule are, therefore,
within the scope of take considered in
the BiOp and do not reveal effects of the
action that may affect listed species or
critical habitat in a manner or to an
extent not previously considered. Thus,
for this rule to consider corrected take
estimates and other newly available
information, NMFS has determined that
re-initiation of consultation is not
triggered under 50 CFR 402.16, although
NMFS does anticipate amending the
incidental take statement to reflect the
corrected take estimates.
National Environmental Policy Act
In 2017, BOEM produced a final PEIS
to evaluate the direct, indirect, and
cumulative impacts of geological and
geophysical survey activities in the
GOM, pursuant to requirements of the
National Environmental Policy Act.
These activities include geophysical
surveys, as are described in the MMPA
petition submitted by BOEM to NMFS.
The PEIS is available online at: https://
www.boem.gov/Gulf-of-MexicoGeological-and-Geophysical-ActivitiesProgrammatic-EIS/. NOAA, through
NMFS, participated in preparation of
the PEIS as a cooperating agency due to
its legal jurisdiction and special
expertise in conservation and
management of marine mammals,
including its responsibility to authorize
incidental take of marine mammals
under the MMPA.
In 2020, NMFS prepared a Record of
Decision (ROD): (1) to adopt BOEM’s
Final PEIS to support NMFS’ analysis
associated with issuance of incidental
take authorizations pursuant to section
101(a)(5)(A) or (D) of the MMPA and the
regulations governing the taking and
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importing of marine mammals (50 CFR
part 216); and (2) in accordance with 40
CFR 1505.2, to announce and explain
the basis for NMFS’ decision to review
and potentially issue incidental take
authorizations under the MMPA on a
case-by-case basis, if appropriate.
The Council on Environmental
Quality (CEQ) regulations state that
agencies shall prepare supplements to
either draft or final environmental
impact statements if: (i) the agency
makes substantial changes in the
proposed action that are relevant to
environmental concerns; or (ii) there are
significant new circumstances or
information relevant to environmental
concerns and bearing on the proposed
action or its impacts. (40 CFR
1502.09(c)). NMFS has considered
CEQ’s ‘‘significance’’ criteria at 40 CFR
1508.27 and the criteria relied upon for
the 2020 ROD to determine whether any
new circumstances or information are
‘‘significant,’’ thereby requiring
supplementation of the 2017 PEIS.
NMFS has not made any changes to
the proposed action relevant to
environmental concerns. For this
rulemaking, NMFS reevaluated its
findings related to the MMPA negligible
impact standard and the LPAI standard
governing its regulations in light of the
corrected take estimates and other
relevant new information. Based on that
evaluation, NMFS reaffirms its
negligible impact determinations and
determined that the existing regulations
prescribe the means of effecting the
LPAI on the affected species or stocks
and their habitat, and therefore made no
changes to the regulations.
NMFS also considered whether there
are any significant new circumstances
or information that are relevant to
environmental concerns and have a
bearing on this action or its impacts.
Our rulemaking was conducted
specifically to address errors in the take
estimates that provided a basis for our
2021 final rule. We considered updated
take estimates that corrected the errors
and incorporated other new
information, e.g., modeling of a more
representative airgun array, updated
marine mammal density information.
We also consulted scientific
publications from 2021–24, data that
were collected by the agency and other
entities after the PEIS was completed,
field reports, and other sources (e.g.,
updated NMFS Stock Assessment
Reports (SAR), reports produced under
the BOEM-funded Gulf of Mexico
Marine Assessment Program for
Protected Species (GoMMAPPS) project
(see https://www.boem.gov/
gommapps)). The new circumstances
and information are related to updated
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31537
information on Rice’s whales in the
action area (population abundance,
mortality and sources of mortality,
distribution and occurrence) and any
new data, analysis, or information on
the effects of geophysical survey activity
on marine mammals and relating to the
effectiveness and practicability of
measures to reduce the risk associated
with impacts of such survey activity.
Based on our review applying those
criteria, NMFS has determined that
supplementation of the 2017 PEIS is not
warranted.
Letters of Authorization
Under the incidental take regulations
in effect for this specified activity,
industry operators may apply for LOAs
(50 CFR 217.186). We have made no
changes to the regulations for obtaining
an LOA. LOAs may be issued for any
time period that does not exceed the
effective period of the regulations,
provided that NMFS is able to make the
relevant determinations (50 CFR
217.183). Because the specified activity
does not provide actual specifics of the
timing, location, and survey design for
activities that would be the subject of
issued LOAs, such requests must
include, at minimum, the information
described at 50 CFR 216.104(a)(1) and
(2), and should include an affirmation of
intent to adhere to the mitigation,
monitoring, and reporting requirements
described in the regulations. The level
of effort proposed by an operator will be
used to develop an LOA-specific take
estimate based on the results of
Weirathmueller et al. (2022). These
results will be based on the appropriate
source proxy (i.e., either 90-in3 single
airgun or 4,130-, 5,110-, or 8,000-in3
airgun array).
If applicants do not use the modeling
provided by the rule, NMFS may
publish a notice in the Federal Register
soliciting public comment, if the model
or inputs differ substantively from those
that have been reviewed by NMFS and
the public previously. Additional public
review is not needed unless the model
or inputs differ substantively from those
that have been reviewed by NMFS and
the public previously.
Technologies continue to evolve to
meet the technical, environmental, and
economic challenges of oil and gas
development. The use of technologies
other than those described herein will
be evaluated on a case-by-case basis and
may require public review. Some
seemingly new technologies proposed
for use by operators are often extended
applications of existing technologies
and interface with the environment in
essentially the same way as well-known
or conventional technologies. NMFS
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will evaluate such technologies
accordingly and as described in the
notice of issuance for the 2021 final
rule. Please see that document for
further detail.
Classification
Introduction
Due to errors in the estimated take
numbers provided by BOEM in support
of its petition for the 2021 rule, the
allowable amount of incidental take of
marine mammals in the GOM is
generally lower than the amount
expected based on BOEM’s projected
activity levels. As a result, NMFS’
ability to issue LOAs for take of marine
mammals incidental to surveys related
to oil and gas activities in the GOM has
been limited, relative to what was
intended under the rule for the specified
activities. This rule corrects the
estimated take numbers, allowing for
the issuance of LOAs as intended under
the 2021 rule. In addition, NMFS has
incorporated newly available scientific
data regarding marine mammal density
in the GOM, and introduced new
acoustic source configurations that
provide more flexibility to applicants in
terms of more accurately reflecting the
anticipated effects of actual survey
effort. The adjustments to allowable take
under this final rule, relative to the 2021
final rule, have potential implications
for oil and gas industry survey activity,
associated oil and gas exploration and
development, and marine mammals.
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Surveys and Oil and Gas Exploration
and Development
If applicants cannot receive LOAs,
either within the requested year or at
all, due to the annual maximum or fiveyear maximum take allowable under the
2021 final rule for certain species,
surveys may be delayed. To date, NMFS
has issued approximately 70 LOAs,
which is fewer than expected based on
BOEM’s projected levels of activity.
Some of this discrepancy may be
attributed to the aforementioned
limitations on NMFS’ ability to
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authorize take of certain species under
the 2021 final rule and/or to generally
increased regulatory uncertainty
stemming from those limitations. In the
absence of this rule, NMFS would
anticipate continuing limitations on its
ability to issue LOAs over the remaining
period of effectiveness for the 2021 rule,
though specific impacts would be
dependent on demand and difficult to
predict with precision. Delays could
result in reductions in exploration and
development activities in the GOM.
This correction removes these
unintended restrictions, averting the
potential economic losses from delay.
Marine Mammals
If NMFS is unable to issue some LOAs
for the specified activities as a result of
the erroneous take estimates analyzed
for the 2021 rule, restrictions on
incidental take may result in fewer
incidences of harassment of marine
mammals relative to those initially
anticipated in 2021. This final rule,
which is based on corrected take
estimates and other updated
information for the same specified
activities, may allow for more take of
four species than would occur without
this rule, though the updated take
estimates (and thus allowable take) for
all other species has decreased in
reflection of updated density
information. The corrections to
allowable take may result in more actual
take of some marine mammal species
than has occurred under the rule to
date, as a result of increased ability to
issue requested LOAs. This final rule
allows for the authorization of marine
mammal take incidental to the same
level of survey activities intended in the
2021 rule and is issued in accordance
with the same applicable negligible
impact standard.
To the extent that some number of
surveys that would not have been able
to move forward in compliance with the
MMPA under the 2021 rule might now
occur under this corrected rule, there
may be effects on tourism, ecosystem
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services, and non-use valuations. NMFS
describes each of these values below.
Tourism
Marine mammal populations generate
economic activity in the GOM and,
more broadly, in the U.S. For example,
the U.S. leads the world in whale
watcher participation, with an estimated
4.9 million trips taken in 2008, or 38
percent of global whale watching trips.
In 2013, the tourism and recreation
sector of ocean-related activities in the
GOM region (inclusive of all counties
bordering the GOM) generated nearly
$6.2 billion in wages and employed
310,000 individuals at 17,300
establishments, for a total GDP
contribution of approximately $13
billion. Much of that ocean-related
tourism is reliant on the diverse and
abundant marine mammal and other
marine wildlife populations.
The presence of marine mammals
generates regional income and
employment opportunities most directly
through businesses that conduct marine
mammal watching tours and other
marine wildlife-related operations, such
as educational and environmental
organizations. Whale watching activities
alone support hundreds of jobs and tens
of millions in regional income in the
GOM. In addition, tourists drawn to the
region to participate in these tours and
activities spend money on goods and
services in the regional economy, for
example for meals, accommodations, or
transportation to and from the whale
watching destination. According to a
2009 report, the number of whale
watchers in the GOM states increased to
over 550,000 in 2008, nearly an order of
magnitude increase over a ten year time
period (Exhibit 5–1). Direct revenues
from sales of whale watching tickets
was $14.1 million that year, and the
overall regional spending related to
whale watching was nearly $45 million.
An estimated 625 full-time equivalent
jobs were directly involved in marine
mammal recreation across all GOM
states in 2008.
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31539
Table 14 -- Whale Watching Statistics in GOM States
Number of Whale
Watchers
Direct Expenditure' (Millions 2016$)
Total Expenditure2
(Millions 2016$)
1998
61,000
Not reported
Not reported
2008
550,653
$14.10
$44.70
Year
1Direct expenditure is defined here as expenditure on tickets and items directly related to the whale watching
trip itself. It excludes costs such as accommodation, transport, and food not included in the trip ticket price.
2Total
expenditure includes both direct and indirect expenditures.
Source: O'Connor et al., 2009. Whale Watching Worlawide: Tourism numbers, expenditures and expanding
economic benefits, a special report from the International Fund for Animal Welfare, Yarmouth, MA, USA,
prepared by Economists at Large.
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Ecosystem Services
Large whales provide ecosystem
services, which are benefits that society
receives from the environment. The
services whales provide include
contributing to sense of place,
education, research, and they play an
important role in the ecosystem. Large
whales are considered ecosystem
engineers, given their potential for
trophic influence on their ecosystems.
Their presence can reduce the risk of
trophic cascades, which have previously
affected smaller species when whale
populations suffered historic declines.
As large consumers, whales heavily
impact food-web interactions and can
promote primary productivity. Large
whales may contribute to enhanced
ocean productivity via a concept
commonly known as the ‘‘whalepump.’’ The ‘‘whale-pump’’ refers to
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whales’ contribution to vertical mixing,
horizontal transfer, and the recycling of
limiting nutrients in the ocean as they
dive, migrate, and release fecal plumes
and urine (Roman et al., 2014). Whales
also play an important role in carbon
cycling in the oceans. They accumulate
carbon in their bodies over a lifetime
and following death, can sequester tons
of carbon in the deep sea (Pershing et
al., 2010; Roman et al., 2014). Carbon
stored in the deep sea reduces carbon in
the atmosphere, which, in turn, can
help fight against climate change. Chami
et al. (2020) estimated that for the
southern right whales, the average
annual services value could be $2.2
million.
Non-Use Benefits
The protection and restoration of
populations of endangered whales may
also generate non-use benefits.
Economic research has demonstrated
that society places economic value on
environmental assets, whether or not
those assets are ever directly exploited.
For example, society places real (and
potentially measurable) economic value
on simply knowing that large whale
populations are flourishing in their
natural environment (often referred to as
‘‘existence value’’) and will be
preserved for the enjoyment of future
generations. Using survey research
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methods, economists have developed
several studies of non-use values
associated with protection of whales or
other marine mammals (table 15).
In each study in table 15, researchers
surveyed individuals on their
willingness to pay (WTP) for programs
that would maintain or increase marine
mammal populations. One of the studies
(Wallmo and Lew, 2012) employed a
stated preference method to estimate the
value of recovering or down-listing eight
ESA-listed marine species, including
the North Atlantic right whale. Through
a survey of 8,476 households, the
authors estimated an average WTP (per
household per year, for a 10-year
period) of $71.62 for recovery of the
species which, if extrapolated
nationwide, suggests Americans are
willing to pay approximately $4.38
billion for right whale recovery. While
the other studies noted do not focus
specifically on the North Atlantic right
whale, they do demonstrate that
individuals derive significant economic
value from the protection of marine
mammals. As noted, the value of whales
might not be adequately captured by
non-use values of this kind. Death or
suffering of whales might be believed to
be intrinsically bad, because it is a
welfare loss in itself.
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Florida is the leading state for
cetacean-based tourism in the country.
Bottlenose dolphin viewing constitutes
the majority of Florida’s marine
mammal-related tourism with average
ticket prices of approximately $43 for
boat-based trips and $95 for swim-with
tours. Elsewhere in the GOM, in
Alabama and Texas, average ticket
prices are $11 to $22. Commercial whale
watching activity is minimal in
Mississippi and Louisiana.
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Federal Register / Vol. 89, No. 80 / Wednesday, April 24, 2024 / Rules and Regulations
Table 15 -- Studies of Non-use Value Associated with Marine Mammals
Title
Lew, D. K.
(2023)
Aggregating social benefits of endangered
species protection: the case of the Cook Inlet
beluga whale
This study surveyed responses from 1,747
Alaska households. It estimated that the mean
household WTP values for Cook Inlet beluga
whale recovery ranged from $221 to $409. The
preferred model estimate was $395.
Schwarzmann
et al. (2021)
Whale Watching in Channel Islands National
Marine Sanctuary: A Stated Preference Study of
Passengers' Willingness to Pay for Marine Life
Improvements
Respondents' WTP values for large baleen
whales ranged from $181 to $121 per
household, depending on the amount of marine
life improvements.
Lew (2015)
Willingness to Pay for Threatened and
Endangered Marine Species: A Review of the
Literature and Prospects for Policy Use
Comprehensive literature review on the
methods and case studies on WTP for
threatened and endangered marine species.
Wallmo and
Lew (2012)
Public Willingness to Pay for Recovering and
Downlisting Threatened and Endangered
Marine Species
Per-household mean WTP annually over 10
years for increase in North Atlantic right whale
populations estimated to be $71.62 (for
recovery) and $38.79 (for down-listing to
threatened status) (2010 dollars).
Giraud et al.
(2002)
Economic Benefit of the Protection of the
Steller Sea Lion
Estimated WTP for an expanded Steller sea
lion protection program. The average WTP for
the entire nation amounted to roughly $61 per
person.
Loomis and
Larson (1994)
Total Economic Values oflncreasing Gray
Whale Populations: Results from a Contingent
Valuation Survey of Visitors and Households
Mean WTP of U.S. households for an increase
in gray whale populations estimated to be
$16.18 for a 50 percent increase and $18.14 for
a 100 percent increase.
Samples and
Hollyer (1990)
Contingent Valuation of Wildlife Resources in
the Presence of Substitutes and Complements
Respondents' average WTP (lump sum
payment) to protect humpback whales in
Hawaii ranged from $125 to $142 (1986
dollars).
Samples et al.
(1986)
Information Disclosure and Endangered Species
Valuation
Estimated individual WTP for protection of
humpback whales of $39.62 per year.
Day (1985),
cited in
Rumage
(1990)
The Economic Value of Whalewatching at
Stellwagen Bank. The Resources and Uses of
Stellwagen Bank
Non-use value of the presence of whales in the
Massachusetts Bays system estimated to be $24
million.
Hageman
(1985)
Valuing Marine Mammal Populations: Benefit
Valuations in a Multi-Species Ecosystem
Per-household WTP for gray and blue whales,
bottlenose dolphins, California sea otters, and
northern elephant seals estimated to be $23.95,
$17.73, $20.75, and $18.29 per year,
respectively (1984 dollars).
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BILLING CODE 3510–22–C
Regulatory Flexibility Act
Pursuant to section 605(b) of the
Regulatory Flexibility Act, the Chief
Counsel for Regulation of the
Department of Commerce certified to
the Chief Counsel for Advocacy of the
Small Business Administration at the
proposed rule stage that this rule would
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not have a significant economic impact
on a substantial number of small
entities. This rule makes no changes to
the existing regulations. Upon receiving
updated information following the
discovery that the estimates of
incidental take of marine mammals
anticipated from the activities analyzed
for the January 19, 2021, final rule were
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erroneous, NMFS undertook this action
to analyze the updated information and
underlying take estimates and decide
whether revisions to the January 19,
2021, final rule were warranted. NMFS
has found that revisions to the
regulations are not warranted. There are
no changes to the specified activities,
the specified geographical region in
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Author
Federal Register / Vol. 89, No. 80 / Wednesday, April 24, 2024 / Rules and Regulations
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which those activities would be
conducted, the original 5-year period of
effectiveness, or to the current
mitigation and monitoring requirements
implemented by the January 19, 2021,
final rule. Because there have been no
changes to the existing regulations,
there are no economic impacts on small
entities. A regulatory flexibility analysis
therefore is not required, and none has
been prepared. No comments were
received that would change this
determination.
Note that NMFS prepared a final
regulatory flexibility analysis (FRFA), as
required by Section 603 of the
Regulatory Flexibility Act, for the
regulations issued under the January 19,
2021, final rule. That FRFA described
the economic effects on small entities. A
copy of the FRFA is available as
Appendix B to the RIA that
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accompanied the January 19, 2021, final
rule. No changes have been made to the
2021 regulations that would affect the
findings of that FRFA, which were
summarized in the notice of issuance for
the 2021 final rule (86 FR 5443, January
19, 2021).
This rule does not contain a change to
a collection of information requirement
for purposes of the Paperwork
Reduction Act of 1995. The existing
collection of information requirements
continue to apply under the following
OMB Control Number(s): 0648–0151.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB Control Number.
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31541
List of Subjects in 50 CFR Part 217
Exports, Fish, Imports, Indians,
Labeling, Marine mammals, Penalties,
Reporting and recordkeeping
requirements, Seafood, Transportation.
Dated: April 12, 2024.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
As described above, because NMFS
does not find that new mitigation
measures are required, this rule does not
amend the current applicable
regulations at 50 CFR part 217 Subpart
S (§§ 217.180 through 217.189). Thus,
no amendatory instructions are
necessary.
[FR Doc. 2024–08257 Filed 4–23–24; 8:45 am]
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Agencies
[Federal Register Volume 89, Number 80 (Wednesday, April 24, 2024)]
[Rules and Regulations]
[Pages 31488-31541]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-08257]
[[Page 31487]]
Vol. 89
Wednesday,
No. 80
April 24, 2024
Part IV
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 217
Taking and Importing Marine Mammals; Taking Marine Mammals Incidental
to Geophysical Surveys in the Gulf of Mexico; Final Rule
Federal Register / Vol. 89 , No. 80 / Wednesday, April 24, 2024 /
Rules and Regulations
[[Page 31488]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 217
[Docket No. 240410-0195]
RIN 0648-BL68
Taking and Importing Marine Mammals; Taking Marine Mammals
Incidental to Geophysical Surveys in the Gulf of Mexico
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS has reassessed the statutorily mandated findings
supporting its January 19, 2021 final rule, ``Regulations Governing
Taking Marine Mammals Incidental to Geophysical Survey Activities in
the Gulf of Mexico,'' issued pursuant to the Marine Mammal Protection
Act (MMPA), as the estimates of incidental take of marine mammals
anticipated from the activities analyzed for the 2021 final rule were
erroneous. NMFS has corrected this error and considered and
incorporated other newly available and pertinent information relevant
to the analyses supporting some of the findings in the 2021 final rule
and the taking allowable under the regulations. There are no changes to
the specified activities or the specified geographical region in which
those activities would be conducted, nor to the original 5-year period
of effectiveness. In light of the new information, NMFS presents new
analyses supporting our affirmance of the negligible impact
determinations for all species, and affirms that the existing
regulations, which contain mitigation, monitoring, and reporting
requirements, are consistent with the ``least practicable adverse
impact (LPAI) standard'' of the MMPA.
DATES: Effective from May 24, 2024 through April 19, 2026.
ADDRESSES: Electronic copies of the application and supporting
documents, as well as a list of the references cited in this document,
may be obtained online at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico. In case of problems accessing these documents,
please call the contact listed below.
FOR FURTHER INFORMATION CONTACT: Ben Laws, Office of Protected
Resources, NMFS, (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Purpose and Need for Regulatory Action
On January 19, 2021 (86 FR 5322), in response to a petition request
from the Bureau of Ocean Energy Management (BOEM), NMFS issued a final
rule under the MMPA, 16 U.S.C. 1361 et seq., for regulations governing
the take of marine mammals incidental to the conduct of geophysical
survey activities in the Gulf of Mexico (GOM). This incidental take
regulation (ITR), which became effective on April 19, 2021, established
a framework to allow for the issuance of Letters of Authorization (LOA)
to authorize take by individual survey operators (50 CFR 216.106; 86 FR
5322 (January 19, 2021)). Take is expected to occur by Level A and/or
Level B harassment incidental to use of active sound sources as
described below.
Errors in the estimates of the maximum annual and 5-year take
numbers, discovered during implementation of the ITR, preclude NMFS
from issuing LOAs for the full amount of activity described by BOEM in
the petition (as revised) and intended to be covered under the ITR. As
a result, the utility of the ITR has been limited. NMFS has produced
corrected take estimates, including updates to the best available
science incorporated into the take estimation process (i.e., new marine
mammal density information). Changes to the take numbers required
additional analysis to ensure that the necessary statutory findings can
still be made. This rule revises NMFS' analysis and affirms the
statutory findings that underlie its January 19, 2021, final rule (86
FR 5322), based on consideration of information that corrects and
updates the take estimates that were considered for the 2021 final
rule.
Legal Authority for the Action
Section 101(a)(5)(A) of the MMPA (16 U.S.C. 1371(a)(5)(A)) directs
the Secretary of Commerce to allow, upon request, the incidental, but
not intentional, taking of small numbers of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) within a specified geographical region for up to 5 years if,
after notice and public comment, the agency makes certain findings and
issues regulations that set forth permissible methods of taking
pursuant to that activity and other means of effecting the LPAI on the
affected species or stocks and their habitat (see the discussion below
in the Mitigation section), as well as monitoring and reporting
requirements. Under NMFS' implementing regulations for section
101(a)(5)(A), NMFS issues LOAs to individuals (including entities)
seeking authorization for take under the activity-specific incidental
take regulations (50 CFR 216.106).
Summary of Major Provisions Within the Regulations
Following is a summary of the major provisions of the current ITR
regarding geophysical survey activities, which NMFS reaffirms through
this rulemaking. The regulations contain requirements for mitigation,
monitoring, and reporting, including:
Standard detection-based mitigation measures, including
use of visual and acoustic observation to detect marine mammals and
shut down acoustic sources in certain circumstances;
A time-area restriction designed to avoid effects to
bottlenose dolphins in times and places believed to be of particular
importance;
Vessel strike avoidance measures; and
Monitoring and reporting requirements.
See 50 CFR 217.180 et seq. The ITR continues to govern and allow
for the issuance of LOAs for the take of marine mammals incidental to
the specified activity (which is unchanged from what was described in
the 2021 final rule), within the upper bounds of take evaluated herein.
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other means of effecting the LPAI on the affected species
or stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance, and on the
[[Page 31489]]
availability of the species or stocks for taking for certain
subsistence uses (referred to as ``mitigation''); and set forth
requirements pertaining to the monitoring and reporting of the takings.
The definitions of all applicable MMPA statutory terms cited above are
included in the relevant sections below.
On October 17, 2016, BOEM submitted a revised petition \1\ to NMFS
for rulemaking under section 101(a)(5)(A) of the MMPA to authorize take
of marine mammals incidental to conducting geophysical surveys during
oil and gas industry exploration and development activities in the GOM.
This revised petition was deemed adequate and complete based on NMFS'
implementing regulations at 50 CFR 216.104.
---------------------------------------------------------------------------
\1\ In the 2018 notice of proposed rulemaking (83 FR 29212, June
22, 2018), NMFS provided a brief history of prior petitions received
from BOEM's predecessor agencies.
---------------------------------------------------------------------------
NMFS published a notice of proposed rulemaking in the Federal
Register for a 60-day public review on June 22, 2018 (83 FR 29212)
(``2018 proposed rule''). All comments received are available online at
www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico.
On February 24, 2020, BOEM submitted a notice to NMFS of its
``updated proposed action and action area for the ongoing [ITR]
process[.]'' This update consisted of removal of the area then under a
Congressional leasing moratorium under the Gulf of Mexico Energy
Security Act (GOMESA) (Sec. 104, Pub. L. 109-432) \2\ from
consideration in the ITR. BOEM stated in its notice that survey
activities are not likely to be proposed within the area subject to the
leasing moratorium during the 5-year period of effectiveness for the
ITR and, therefore, that the ``number, type, and effects of any such
proposed [survey] activities are simply too speculative and uncertain
for BOEM to predict or meaningfully analyze.'' Based on this updated
scope, BOEM on March 26, 2020, submitted revised projections of
expected activity levels and corresponding changes to modeled acoustic
exposure numbers (i.e., take estimates). BOEM's notice and updated
information are available online at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico. NMFS incorporated this change in scope
with the revised take estimates and issued a final rule and ITR on
January 19, 2021 (86 FR 5322) (``2021 final rule'' or ``2021 ITR''),
which became effective on April 19, 2021. Consistent with section
101(a)(5)(A) and NMFS' implementing regulations, NMFS may issue LOAs
under the 2021 ITR for a period of 5 years.
---------------------------------------------------------------------------
\2\ The Congressional moratorium in GOMESA was in place until
June 30, 2022. On September 8, 2020, the President withdrew, under
section 12 of the Outer Continental Shelf Lands Act, the same area
covered by the prior GOMESA moratorium from disposition by leasing
for 10 years, beginning on July 1, 2022, and ending on June 30,
2032.
---------------------------------------------------------------------------
While processing requests for individual LOAs under the ITR using
the methodology for developing LOA-specific take numbers presented in
the 2021 final rule, NMFS discovered that the estimated maximum annual
incidental take and estimated total 5-year take from all survey
activities that BOEM projected for its revised scope appeared to be in
error, in that maximum annual incidental take was likely to be reached
much sooner than anticipated for some species based on the level of
activity described in BOEM's petition as revised in 2020. NMFS
contacted BOEM regarding this, and BOEM determined that, when it
reduced its scope of specified activity in March 2020 by removing the
GOMESA moratorium area from its proposed action, it underestimated the
level of take by inadvertently factoring species density estimates into
its revised exposure estimates twice. Generally, this miscalculation
caused BOEM to underestimate the total predicted exposures of species
from all survey activities in its revision to the petition, most
pronouncedly for those species with the lowest densities (e.g., killer
whales).
BOEM provided NMFS with an explanation of the miscalculation with
regard to its incidental take estimate and revised take estimates,
which is available online at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico. See the Estimated Take section for additional
discussion. NMFS then determined it would conduct a rulemaking to
analyze the revised take estimates and, if appropriate, revise its
incidental take rule accordingly. On January 5, 2023, NMFS published a
proposed rule, requesting comments for a period of 30 days on its
revised negligible impact analyses and proposed findings and proposed
retention of the existing regulations as consistent with the MMPA's
LPAI standard (88 FR 916, January 5, 2023).
Our proposed and final rule together provide analysis of the same
activities and activity levels considered for the 2021 final rule, for
the original 5-year period, and utilize the same modeling methodology
described in the 2021 final rule. We incorporate the best available
information, including consideration of specific new information that
has become available since the 2021 rule was published, and updates to
currently available marine mammal density information. We also
incorporate expanded modeling results that estimate take utilizing the
existing methodology but also consider the effects of using smaller
(relative to the proxy source originally defined by BOEM) airgun arrays
currently prevalent, as evidenced by LOA applications received by NMFS
to date (see https://www.fisheries.noaa.gov/issued-letters-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico).
There are no changes to the nature or level of the specified
activities within or across years or to the geographic scope of the
activity. Based on our assessment of the specified activity in light of
the revised take estimates and other new information, we have
determined that the 2021 ITR at 50 CFR 217.180 et seq., which include
the required mitigation and associated monitoring measures, satisfy the
MMPA requirement to prescribe the means of effecting the LPAI on the
affected species or stocks and their habitat, and therefore, do not
change those regulations, nor do we change the requirements pertaining
to monitoring and reporting. This rulemaking supplements the
information supporting the 2021 incidental take rule. This rule does
not change the existing April 19, 2026, expiration date of the 2021
ITR. In addition, NMFS' demarcation of ``years'' under the 2021 final
rule for purposes of accounting for authorized take (e.g., Year 1 under
the rule extended from April 19, 2021, through April 18, 2022) remains
unchanged under this rule.
As to the negligible impact findings, the revised take numbers
remain within those previously analyzed for most species. (Take numbers
increased compared with the 2021 final rule for 4 species: Rice's whale
(formerly Bryde's whale), Fraser's dolphin, rough-toothed dolphin, and
striped dolphin. See tables 5 and 6. Because of the new category of
``blackfish,'' there is uncertainty on any change in the take numbers
for the individual species that comprise that category, though
collectively the take numbers for all species in the blackfish category
remain within the levels previously analyzed.) However, we revisited
the risk assessment framework used in analyses for the 2021 final rule
for all species, as elements of the framework are dependent on
information related to stock abundance,
[[Page 31490]]
which has been updated (Hayes et al., 2021; Garrison et al., 2023). For
most species, we provide updated negligible impact analyses and
determinations. For those species for which take numbers decreased and
associated evaluated risk remained static or declined, we incorporate
(by either repeating, summarizing, or referencing) applicable
information and analyses in the prior rulemaking and supporting
documents. For those species, there is no other new information
suggesting that the effect of the anticipated take might exceed what
was considered in the 2021 final rule. Therefore, the analyses and
findings provided in the 2021 final rule remain current and applicable.
Please see the Negligible Impact Analysis and Determinations section
for further information. As to the small numbers standard, we do not
change the interpretation and implementation as laid out in the 2021
final rule (86 FR 5322, 5438, January 19, 2021).
Description of the Specified Activity
Overview
The specified activity for this action is unchanged from the
specified activity considered for the 2021 ITR, consisting of
geophysical surveys conducted for a variety of reasons. BOEM's 2016
petition described a 10-year period of geophysical survey activity and
provided estimates of the amount of effort by survey type and location.
BOEM's 2020 update to the scope of activity included revisions to these
level-of-effort projections, including reducing the projections to 5
years and removing activity assumed to occur within the areas removed
from the scope of activity. Actual total amounts of effort (including
by survey type and location) are not known in advance of receiving LOA
requests, but take in excess of what is analyzed in this rule would not
be authorized. Applicants seeking authorization for take of marine
mammals incidental to survey activities outside the geographic scope of
the rule (i.e., within the former GOMESA moratorium area) would need to
pursue a separate MMPA incidental take authorization. See Figures 1 and
2.
Geophysical surveys in the GOM are typically conducted in support
of hydrocarbon exploration, development, and production by companies
that provide such services to the oil and gas industry. Broadly, these
surveys include deep penetration surveys using large airgun arrays as
the acoustic source; shallow penetration surveys using a small airgun
array, single airgun, or other systems that may achieve similar
objectives (here considered broadly as including other similar sources
such as boomers and sparkers) as the acoustic source; or high-
resolution surveys, which may use a variety of acoustic sources.
Geophysical surveys and associated acoustic sources were described in
detail in NMFS' 2018 notice of proposed rulemaking and in the notice of
issuance for the 2021 final rule (83 FR 29212, June 22, 2018; 86 FR
5322, January 19, 2021). Please refer to those notices for detailed
discussion of geophysical survey operations, associated acoustic
sources, and the specific sources and survey types that were the
subject of acoustic exposure modeling. Information provided therein
remains accurate and relevant and is not repeated here. The use of
these acoustic sources produces underwater sound at levels that have
the potential to result in harassment of marine mammals. Marine mammal
species with the potential to be present in the GOM are described below
(see table 2).
The specified geographical region is illustrated below but
generally speaking, survey activity may occur within U.S. territorial
waters and waters of the U.S. Exclusive Economic Zone (EEZ) within the
GOM (i.e., to 200 nautical miles (nmi)), except for the former GOMESA
moratorium area).
Dates and Duration
The dates and duration of the specified activities considered for
this rule are unchanged from the dates and duration for the 2021 final
rule, which may occur at any time during the period of validity of the
regulations (April 19, 2021, through April 18, 2026).
Specified Geographical Region
The specified geographical region for this action is unchanged from
the one considered for the 2021 final rule. The OCS planning areas are
depicted in Figure 1, and the specified geographical region (with the
modeling zones and depicting the area withdrawn from leasing
consideration) is depicted in Figure 2. NMFS provided a detailed
discussion of the specified geographical region in the 2018 notice of
proposed rulemaking.
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Summary of Representative Sound Sources
The 2021 final rule allows for the authorization of take, through
LOAs, incidental to use of airgun sources of different sizes and
configurations (as well as similar sources). The supporting modeling
considered two specific airgun array sizes/configurations (as well as a
single airgun). Acoustic exposure modeling performed in support of the
2021 rule was described in detail in ``Acoustic Propagation and Marine
Mammal Exposure Modeling of Geological and Geophysical Sources in the
Gulf of Mexico'' and ``Addendum to Acoustic Propagation and Marine
Mammal Exposure Modeling of Geological and Geophysical Sources in the
Gulf of Mexico'' (Zeddies et al., 2015, 2017a), as well as in ``Gulf of
Mexico Acoustic Exposure Model Variable Analysis'' (Zeddies et al.,
2017b), which evaluated a smaller, alternative airgun array. For this
final rule, modeling of a third airgun array size that is also smaller
than the original large array and more representative of survey
activities occurring under the current rule was specifically considered
(Weirathmueller et al., 2022). These reports provide full detail
regarding the modeled acoustic sources and survey types and are
available online at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico.
Representative sources for the modeling include three different
airgun arrays, a single airgun, and an acoustic source package
including a CHIRP sub-bottom profiler in combination with multibeam
echosounder and side-scan sonar. Two major survey types were
considered: large-area (including 2D, 3D narrow azimuth (NAZ), 3D wide
azimuth (WAZ), and coil surveys) and small-area (including single
airgun surveys and high-resolution surveys; the single airgun was used
as a proxy for surveys using a boomer or sparker). The nominal airgun
sources used for analysis of the specified activity include a single
airgun (90-cubic inch (in\3\) airgun) and a large airgun array (72-
element, 8,000 in\3\). In addition, the Model Variable Analysis
(Zeddies et al., 2017b) provides analysis of an alternative 4,130-in\3\
array, and the most recent modeling effort using the same methodology
provides analysis of a 32-element, 5,110-in\3\ array (Weirathmueller et
al., 2022), with specifications defined by NMFS in consultation with
industry operators to provide exposure modeling results more relevant
to arrays commonly in use (see Letters of Authorization section).
Additional discussion is provided in the Estimated Take section.
While it was necessary to identify representative sources for the
purposes of modeling take estimates for the analysis for the 2021 rule,
the analysis is intended to be, and is appropriately, applicable to
takes resulting from the use of other sizes or configurations of
airguns (e.g., the smaller, 5,110-in\3\ airgun array currently
prevalent in GOM survey effort and described in Weirathmueller et al.
(2022), and the alternative 4,130-in\3\ array initially modeled by
Zeddies et al. (2017b)). Although the analysis herein is based on the
modeling results presenting the highest estimated take number for each
species (for most species, those resulting from use of the 8,000-in\3\
array), actual take numbers for authorization through LOAs are
generated based on the results most applicable to the array planned for
use.
While these descriptions reflect existing technologies and current
practice, new technologies and/or uses of existing technologies may
come into practice during the remaining period of validity of these
regulations. As stated in the 2021 final rule (86 FR 5322, 5442;
January 19, 2021), NMFS will evaluate any such developments on a case-
specific basis to determine whether expected impacts on marine mammals
are consistent with those described or referenced in this document and,
therefore, whether any anticipated take incidental to use of those new
technologies or practices may appropriately be authorized under the
existing regulatory framework. See Letters of Authorization for
additional information.
Estimated Levels of Effort
As noted above, estimated levels of effort are unchanged from those
considered in the 2021 final rule. Please see the 2021 final rule
notice for additional detailed discussion of those estimates and of the
approach to delineating modeling zones (shown in Figure 2).
In support of its 2020 revision of the scope of the rule, BOEM
provided NMFS with revised 5-year level of effort predictions and
associated acoustic exposure estimates. Table 1 provides those effort
projections for the 5-year period, which are unchanged. This table
corrects table 2 in NMFS' notice of issuance of the 2021 ITR, which
erroneously presented the difference in activity levels between the
2018 proposed ITR and the revised levels after GOMESA removal. The
correct information was used in the take calculations, and was
concurrently made available to the public via BOEM's 2020 notice to
NMFS of its updated scope.
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The preceding description of the specified activity is a summary of
critical information. The interested reader should refer to the 2018
notice of proposed rulemaking (83 FR 29212, June 22, 2018), as well as
BOEM's petition (with addenda) and Programmatic Environmental Impact
Statement (PEIS), for additional detail regarding these activities and
the region.
Comments and Responses
NMFS published a notice of proposed rulemaking in the Federal
Register on January 5, 2023 (88 FR 916), beginning a 30-day comment
period. In that notice, we requested public input on the proposed rule,
including but not limited to NMFS' proposed or preliminary findings,
determinations, or conclusions regarding the MMPA standards, and the
information NMFS relies on in support of those findings,
determinations, or conclusions; and NMFS' preliminary decisions to
reaffirm or not make changes to the 2021 final rule, and the
information NMFS relies on in support of those preliminary decisions,
and requested that interested persons submit relevant information,
suggestions, and comments.
During the 30-day comment period, we received 22,832 comment
letters. Of this total, we determined that approximately 71 comment
letters represented unique submissions, including 6 letters from
various organizations (described below) and 65 unique submissions from
private citizens. The remaining approximately 22,756 comment letters
followed a generic template format in which respondents provided
comments that were identical or substantively the same. (For purposes
of counting, we considered comments using this template as a single
unique submission.)
A letter was submitted jointly by the EnerGeo Alliance (formerly
the International Association of Geophysical Contractors), the American
Petroleum Institute, the National Ocean Industries Association, and the
Offshore Operators Committee (hereafter, the ``Associations''). A
separate letter was submitted jointly by the Natural Resources Defense
Council (NRDC), Association of Zoos and Aquariums, Center for
Biological Diversity, Earthjustice, Healthy Gulf, and Surfrider
Foundation (hereafter, ``NRDC''). Additional letters were submitted by
the following: Beacon Offshore Energy (Beacon), BOEM, Chevron USA Inc.
(Chevron), and the Marine Mammal Commission (MMC). We note that several
of these entities refer to, or restate, comments they provided in
response to NMFS' 2018 proposed rulemaking--in some cases appending the
entirety of the 2018 letters to the current comment letters, and
stating that the 2018 comments are incorporated to the current
comments. All comments received in response to the 2018 proposed
rulemaking were previously responded to by NMFS (86 FR 5322, January
19, 2021). Where new information or context warranted additional
response to the prior comments, we provide it here. However, in most
cases no new response is required, and we rely on our prior responses
in the 2021 final rule.
NMFS has reviewed all public comments received on the 2023 proposed
rule. All relevant comments and our responses are described below. All
comments received are available online at: https://www.regulations.gov.
A direct link to these comments is provided at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico.
General Comments
A large majority of commenters, including all of those following
the aforementioned generic template, expressed general opposition
towards oil and gas industry geophysical survey activity, suggesting
that NMFS has decision-making authority regarding whether such surveys
occur. Numerous letters also provide commentary regarding climate
change and the relative merits of U.S. use of various sources of
energy. As these comments are outside the scope of NMFS' authority and
NMFS' decision under the MMPA, we do not respond further. NMFS' action
here concerns only the authorization of marine mammal take incidental
to projected geophysical surveys, provided that the required analyses,
findings, and other requirements have been satisfied. Jurisdiction
concerning decisions to allow the surveys themselves rests solely with
BOEM, pursuant to its authority under the Outer Continental Shelf Lands
Act (OCSLA). We also note that this rulemaking addresses only marine
mammals (and their habitat). As such, effects of the surveys on other
aspects of the marine environment are not relevant to NMFS' analyses
and authorities under section 101(a)(5)(A) of the MMPA.
In addition, numerous commenters (including all of those following
the aforementioned generic template) make unsupported assertions
regarding the potential impacts of oil and gas industry geophysical
survey activity, stating that such activity can deafen and cause the
death of marine mammals. As the commenters provide no evidence in
support of these assertions, and NMFS is not aware of any such
evidence, we do not respond further to these comments.
Comment: Beacon states that it appreciates NMFS' efforts to correct
previous errors, consider newly available and pertinent information,
and acknowledge the impact of those factors on the analyses supporting
prior findings in the 2021 final rule and the taking allowable under
applicable regulations. Beacon also states that it supports the
comments submitted by the Associations.
Response: NMFS appreciates the comments.
Comment: NRDC, noting that the purported projected levels of effort
provided in table 2 of NMFS' 2021 final rule were unaccountably low and
likely in error, requests confirmation that the activity levels
presented in NMFS' 2023 proposed rule are correct and that these levels
were used to generate the current estimated take numbers.
Response: NMFS confirms that the projected levels of effort
provided in table 1 of its 2023 proposed rule (and in this final rule)
are correct, and were used to generate the estimated take numbers
provided in table 6. Table 1 corrected table 2 in NMFS' 2021 final
rule, which erroneously presented the difference in activity levels
between the 2018 proposed ITR and the revised levels after GOMESA
removal. The correct projected levels of effort were used in the
analyses presented in NMFS' 2018 proposed rule, 2021 final rule, 2023
proposed rule, and this final rule.
Comment: The Associations assert that NMFS has ``declined to
provide the model inputs and outputs'' associated with acoustic
exposure modeling performed in support of the rule, and state that this
precludes the public from conducting a thorough review of the proposed
rule. The Associations separately reference the requirements of the
Administrative Procedure Act (APA) in asserting that NMFS has failed to
``fully disclose all necessary information about the models it uses
(including all inputs and outputs), explain the assumptions and
methodology used to prepare the models, allow for public review and
feedback on the models and all related supporting information, and
respond to public comments and make changes to the models as warranted
based on those comments.''
Response: NMFS has provided information regarding all model inputs
and outputs, as well as information regarding all other aspects of the
[[Page 31495]]
modeling process. In association with its 2018 proposed rulemaking,
NMFS made the modeling report (Zeddies et al., 2015, 2017a) available
for public review for 60 days. This almost 400-page report includes
full detail regarding all model inputs and outputs, assumptions, and
methodology. Prior to the 60-day comment period for NMFS' 2018 proposed
rulemaking, the report was made available for review and comment during
NMFS' 45-day notice of receipt comment period regarding BOEM's
petition, as well as during a separate 60-day comment period for BOEM's
draft PEIS. Thus, this report was available for public review for a
minimum aggregate of 165 days prior to the 30-day comment period for
NMFS' 2023 proposed rule. Details regarding the 4,130-in\3\ airgun
array were provided by the Associations themselves in support of
development of their 2017 Gulf of Mexico Acoustic Exposure Model
Variable Analysis (Zeddies et al., 2017b), which was also provided for
public review during the 60-day comment period for NMFS' 2018 proposed
rule (and which also remains available to the public online at https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico). In order to
perform this modeling variable analysis, the Associations were granted
access to all modeling products and worked directly with the contracted
modelers (JASCO Applied Sciences(JASCO)).
NMFS further explained in its 2023 proposed rule that ``all aspects
of the modeling (including source, propagation, and animal movement
modeling) are the same as described in Zeddies et al. (2015, 2017a,
2017b) and discussed in previous Federal Register notices associated
with the ITR,'' with the exception of the introduction of a new source
(the 5,110-in\3\ array), details of which were provided in the
Weirathmueller et al. (2022) memorandum provided for public review
during the 30-day comment period for the 2023 proposed rule. (We note
that the Associations claim that ``NMFS provides insufficient
information. . .to determine whether this specific array size and the
configuration analyzed are accurate or representative. . . .'' However,
the Associations do not specify what necessary information they believe
was omitted from description of the array.)
The Associations do not describe any specific model inputs or
outputs or other information that they believe to have been withheld,
or specifically describe any assumptions or methodology that they
believe has been insufficiently explained. However, during the public
comment period, EnerGeo contacted NMFS to request the following:
Model outputs, specifically the modeled sound pressure
levels across depth and range for all modeled radials for modeled
seismic arrays and modeling locations/seasons.
Upon receipt of this request, NMFS contacted JASCO to ascertain the
availability of the requested products (which are specific output files
rather than the descriptions of model outputs that are provided in the
modeling report). NMFS then communicated with EnerGeo that JASCO could
provide the requested sound field files, but noted that there are
several thousand files for each array volume, and that the files are in
a proprietary format. Therefore, NMFS explained to EnerGeo that the
request would require coordination between EnerGeo and JASCO in order
to produce the requested volume of files in a format that might be
useful to EnerGeo, and requested EnerGeo's response on how to conduct
the necessary coordination. EnerGeo did not respond.
At each modeling location, the specific geographic
location of the centerpoint, the number of radials modeled, and the
specific inputs used in the modeling including bathymetry, sound speed
profiles, and the geoacoustic parameters of the seabed, as well as the
sea surface assumption (sea state or other assumptions).
Regarding this request, NMFS reiterated to EnerGeo the explanation
provided in the proposed rule: all of the requested information remains
unchanged from the original modeling effort and is described in the
original modeling report. However, NMFS noted that if EnerGeo could
specify any needed information that it could not find in the modeling
report, NMFS would work to provide it. EnerGeo did not respond.
Summarized metrics on R95 and
Rmax distances \3\ to the 160-dB behavioral threshold, the
behavioral step function (for beaked whales and all other species), and
the hearing group-specific distances to Level A harassment thresholds
for the NMFS-specified sound exposure level (SEL) and peak thresholds
and for all modeled seismic arrays and acoustic modeling sites and
seasons.
---------------------------------------------------------------------------
\3\ Given a regularly gridded spatial distribution of sound
levels, the R95 for a given sound level was
defined as the radius of the circle, centered on the source,
encompassing 95 percent of the grid points with sound levels at or
above the given value. This definition is meaningful in terms of
potential impact to animals because, regardless of the shape of the
contour for a given sound level, R95 is the range
from the source beyond which less than 5 percent of a uniformly
distributed population would be exposed to sound at or above that
level. The Rmax for a given sound level is simply the
distance to the farthest occurrence of the threshold level
(equivalent to R100. It is more conservative than
R95, but may overestimate the effective exposure
zone. For cases where the volume ensonified to a specific level is
discontinuous and small pockets of higher received levels occur far
beyond the main ensonified volume, Rmax would be much
larger than R95 and could therefore be misleading
if not given along with R95 (Zeddies et al.,
2015).
---------------------------------------------------------------------------
Regarding this request, NMFS explained to EnerGeo that JASCO did
not specifically calculate R95 and Rmax
for every site, because Rmax/R95 are not
used for animal movement modeling--the entire sound fields are used.
Acoustic ranges were calculated for a subset of the modeled sites in
order to provide examples in the modeling report.
NMFS reiterates that the Associations provide no specific
information regarding any aspect of the modeling that they believe has
been inappropriately withheld from the public. Moreover, NMFS made a
good faith effort to respond to EnerGeo's request for information
during the public comment period, and EnerGeo neither followed up with
additional questions nor responded to NMFS' offer to facilitate a
working interaction with the modelers to obtain requested data files.
NMFS has provided all details regarding model inputs and outputs, as
well as modeling assumptions and methods, and has provided the public
with a meaningful opportunity for review. NMFS has further responded to
all comments, both here and in its 2021 final rule.
Comment: Chevron states that NMFS ignores real-world observations
that ``directly contradict'' its model estimates.
Response: Chevron refers to observations, or lack thereof, by
protected species observers (PSO) aboard survey vessels, as proof that
NMFS' take estimates are overly conservative. However, PSOs are able to
conduct observations over only a relatively small fraction of the area
in which marine mammals may be impacted by noise from seismic surveys
even during daylight hours, and many marine mammals are not observable
at the surface. Similarly, many marine mammals may not be detected by
acoustic monitoring. Lack of observations does not demonstrate that
takes of marine mammals do not occur. Moreover, we incorporated the
best available scientific information for our analysis, as evidenced
(for example) by
[[Page 31496]]
our references to BOEM's synthesis studies of PSO data from 2002-15
(Barkaszi et al., 2012; Barkaszi and Kelly, 2018) (as well as other
similar syntheses from other locations).
Comment: The Associations reiterate comments made initially with
regard to NMFS' 2018 proposed rule, asserting that NMFS has employed an
``unlawful'' approach to the estimation of incidental take, including
analyses of ``unlikely worst-case scenarios,'' resulting in
``significant overestimates of take.'' Chevron echoes these concerns.
Response: The commenters' statements that NMFS has substantially
overestimated takes are incorrect. As discussed in our 2021 final rule
response to the Associations' 2018 comments on this topic (86 FR 5322,
5347, January 19, 2021), NMFS used current scientific information and
state-of-the-art acoustic propagation and animal movement modeling to
reasonably estimate potential exposures to noise. With regard to the
acoustic exposure modeling, NMFS reiterates part of its 2021 response
to the 2018 comments, which remains applicable: the Associations'
comments do not specify which of the many data inputs are
``conservative'' or to what degree, nor do they recommend alternatives
to the choices that were meticulously documented in developing the
modeling.
As in their 2018 public comment letter, the Associations
inappropriately characterize statements from NMFS' notice of proposed
rulemaking as admissions of purposeful conservativeness. The
Associations refer to NMFS' description of the take numbers subject to
analysis for purposes of the negligible impact determinations in this
rule. In contrast to the 2018 proposed rule, for which NMFS used
modeling of one airgun array, for this final rule, NMFS considered
acoustic exposure modeling results from three different airgun arrays,
and stated simply that, for each species, the maximum take number
resulting from analysis of the three different arrays was subject to
evaluation as part of NMFS' negligible impact determinations. This
approach ensures that the potential takes of each species that could
occur from survey effort this final rule is designed to cover--surveys
that may involve various airgun arrays--are appropriately analyzed to
enable issuance of LOAs for those activities with reasonably accurate
take estimates.
The Associations also refer again to the 2017 Acoustic Exposure
Model Variable Analysis (Zeddies et al., 2017b) as being supportive of
their claims that NMFS' modeling is inappropriately conservative,
stating that the results show that ``alterations to only 4 or 5
variables have dramatic consequences that are the result of redundantly
applied precaution [. . .].'' The Associations incorrectly characterize
the results of the analysis, which investigated five factors:
Airgun array size (including total volume, number of array
elements, element air pressure, array geometry and spacing) used in
source and propagation models;
Acoustic threshold criteria and associated weighting used
to calculate exposures;
Animal densities used for adjusting simulated computer
model exposures to potential real-world animal exposures;
Natural aversive behaviors of marine mammals; and
The addition of mitigative measures that lessen the
potential for animals' exposure to threshold levels of seismic sound.
The primary finding of the Zeddies et al. (2017b) analysis is that
use of NMFS' acoustic injury criteria (i.e., NMFS, 2016, 2018)
decreased predictions of injurious exposure. Thus, NMFS' 2018 proposed
rule had already incorporated the change with the most significant
impact on estimated take numbers.
We addressed the Associations' investigation of quantitative
consideration of animal aversion and mitigation effectiveness in
responses to comments provided in the 2021 final rule. In summary,
these factors were not quantified in the modeling because there is too
much inherent uncertainty regarding the effectiveness of detection-
based mitigation for these activities to support any reasonable
quantification of its effect in reducing injurious exposure, and there
is too little information regarding the likely level of onset and
degree of aversion to justify its use in the modeling via precise
quantitative control of animat movements (as compared to post-hoc
adjustment of the modeling results, as was done in the 2021 final rule
and carried forward here). Importantly, while aversion and mitigation
implementation are expected to reduce somewhat the modeled levels of
injurious exposure, they would not be expected to result in any
meaningful reduction in assumed exposures resulting in Level B
harassment, nor in total takes by harassment, as any averted injurious
(Level A harassment) takes would be appropriately changed to behavioral
disturbance (Level B harassment) takes. With regard to marine mammal
density information, NMFS has used in both the 2021 final rule and this
rule the best available scientific information.
NMFS previously responded to the Associations' comments that the
selected array (8,000 in\3\) is unrealistically large, resulting in an
overestimation of likely source levels and, therefore, size of the
sound field with which marine mammals would interact. We noted then our
agreement with the premise that use of a smaller airgun array volume
with lower source level would likely create a smaller ensonified area
resulting in fewer numbers of animals expected to exceed exposure
thresholds, but that selection of the representative array to be used
in the modeling was directed by the ITR applicant (i.e., BOEM). For the
2023 proposed rule, in reflection of prior comments from the
Associations and others, NMFS determined it appropriate to develop full
modeling results for analysis that would provide more scalable take
numbers suitable for the actual sound sources in use, and introduced
the alternative 4,130-in\3\ and 5,110-in\3\ airgun arrays. This
approach directly refutes the Associations' suggestion that NMFS has
not appropriately responded to public comments and made changes as
warranted.
With regard to the large number of other data inputs and/or choices
made in the modeling, the Associations do not specifically identify any
issue where they believe a meaningful data or process error was made in
the modeling. NMFS reiterates its conclusion that, while the modeling
required that a number of assumptions and choices be made by subject
matter experts, these are reasonable, scientifically acceptable
choices. These choices do not represent a series of ``overly
conservative, worst-case assumptions'' that, as the Associations state,
result in a ``compounding error yielding unrealistic calculations
lacking scientific basis.'' To the extent that the results of the
modeling may be conservative, they are the most credible, science-based
information available at this time.
NMFS reiterates its conclusion that the modeling effort
incorporated representative sound sources and projected survey
scenarios (based on the best available information obtained by BOEM, as
supplemented by NMFS to address additional airgun sizes that are
reasonably likely based on LOA applications to date--which alleviates
the primary source of conservativeness about which NMFS and the
Associations find agreement), physical and geological oceanographic
parameters at multiple locations within the GOM and during different
seasons, the best available information regarding marine mammal
distribution and
[[Page 31497]]
density, and available information regarding known behavioral patterns
of the affected species. Current scientific information and state-of-
the-art acoustic propagation and animal movement modeling were used to
reasonably estimate potential exposures to noise. The 2018 proposed
rule described all aspects of the modeling effort in significant
detail, including numerous investigations (test scenarios) designed by
the agencies to understand various model sensitivities and the effects
of certain choices on model results. Additionally, the 2023 proposed
rule described in detail all aspects of the modeling that were
different, while referring the reader to the 2018 proposed rule and
supplementary information for the bulk of the modeling effort, which
was unchanged. All relevant information was provided for public review,
on multiple occasions.
Because it remains relevant, we quote the MMC's 2018 public comment
on this topic: ``Complex sound propagation and animat modeling was used
to estimate the numbers of potential takes from various types of
geophysical surveys in the Gulf. NMFS received comments from industry
operators suggesting that the modeling results were overly conservative
[. . .]. However, the Commission has reviewed the modeling approach and
parameters used to estimate takes and believes they represent the best
available information regarding survey scenarios, sound sources,
physical and oceanographic conditions in the Gulf, and marine mammal
densities and behavior. As such, the Commission agrees with NMFS and
BOEM that the resulting take estimates were conservative but
reasonable, thereby minimizing the likelihood that actual takes would
be underestimated.''
Comment: The Associations describe potential mistakes in the take
numbers evaluated for this rule, noting that the total take numbers for
aggregated beaked whales across species and for blackfish across
species provided in Weirathmueller et al. (2022) exceed the values
provided by NMFS in table 6 of the 2023 proposed rule.
Response: NMFS clarifies that Appendix B of Weirathmueller et al.
(2022) provides essentially duplicate results for species that are
represented by the same density value. For example, Garrison et al.
(2023) \4\ provide generic (versus species-specific) density
information for beaked whales and blackfish. The results provided in
Weirathmueller et al. (2022) applied those same density values to
multiple species within a particular guild; thereby, duplicating
modeling results for, e.g., Cuvier's, Blainville's, and Gervais' beaked
whale. One can see that the resulting take numbers are the same for
Blainville's and Gervais' beaked whale, as these two species are
governed by the same assumed animal movement parameters in the animat
modeling. However, the results for Cuvier's beaked whale are slightly
different, resulting from the application of slightly different animal
movement parameters in the modeling. For purposes of providing an
estimate of total takes for the beaked whale guild, NMFS assumed the
larger set of values--as necessary to ensure that the potential takes
for the species with the largest values (in this case, Cuvier's beaked
whales) were appropriately analyzed. A similar situation exists for the
four species in the blackfish category, i.e., the four species are
represented together by a generic, guild density that encompasses all
four species. However, each of the four species were represented in the
animal movement modeling component by animats guided by species-
specific animal movement parameters. Thus, when the appropriate density
value was applied to scale the animat exposure estimates to real-world
exposure estimates, slightly different results were found across the
four species, but the total take number for the blackfish guild is
correctly represented through summing the take values for one of the
species. The take numbers provided in table 6 are correct; no error
exists.
---------------------------------------------------------------------------
\4\ At the time of publication of the 2023 proposed rule, no
technical reports associated with the updated density models had
been released to the public, and we cited the models (and density
outputs, which were publicly available online) as Garrison et al.
(2022) in that proposed rule. Associated reports (Rappucci et al.,
2023; Garrison et al., 2023) have since been released to the public.
In this final rule, references to the updated density models are
cited as Garrison et al. (2023).
---------------------------------------------------------------------------
Comment: Chevron states that the modeling performed in support of
the rule qualifies as a ``highly influential scientific assessment.''
Response: NMFS disagrees that the modeling constitutes a highly
influential scientific assessment. The Office of Management and
Budget's Final Information Quality Bulletin for Peer Review (70 FR
2664, January 14, 2005) defines a highly influential scientific
assessment as information whose dissemination could have a potential
impact of more than $500 million in any one year on either the public
or private sector or for which the dissemination is novel,
controversial, or precedent-setting, or has significant interagency
interest. Our Regulatory Impact Analysis (RIA) for the 2021 final rule,
which remains applicable, indicated that annual impacts are less than
$500 million. Moreover, similar approaches to acoustic exposure
modeling have been performed by numerous disparate entities for
multiple applications. In 2014, during a modeling workshop co-sponsored
by the American Petroleum Institute and International Association of
Geophysical Contractors, at least a half-dozen expert presenters
(representing private and governmental entities from both the United
States and Europe) discussed various available packages that function
much the same way as the modeling supporting this rule. Thus, there is
nothing novel, controversial, or precedent-setting about the modeling
described here, and the additional peer review requirements associated
with HISAs are not applicable.
Comment: The Associations encourage NMFS to consider employing what
they refer to as a ``pooled'' approach to authorizing take of species
that are rarely encountered in the GOM. The Associations suggest that
NMFS may authorize take via the suggested ``pool'' approach
generically, versus through an LOA issued to a specific applicant. This
authorized ``pool'' of take would then be drawn down as such take
occurs.
Response: NMFS appreciates the Associations' suggestion. We note
that, on February 17, 2022, the Associations proposed this concept to
NMFS as a potential solution to the errors in the rule. Instead, NMFS
determined it appropriate to pursue a corrective rulemaking. NMFS does
not believe the approach suggested by the Associations is necessary or
relevant following completion of this rule.
Comment: The Associations suggest that NMFS should develop an
appropriate ``scalar ratio'' for application to surveys of fewer than
20 days in duration.
Response: The scalar ratio employed by NMFS during implementation
of the ITR to date was developed in consideration of the relationship
between takes estimated for a full simulated 30-day survey, versus
those resulting from 24-hour results scaled up to the 30-day duration,
and is, therefore, suitable for use in better estimating the number of
individuals affected for surveys of longer duration (e.g., 20 days or
more). NMFS agrees with the Associations that it would be useful to
develop a suitable scalar ratio for surveys of shorter duration.
However, the Associations' comments on the topic suggest a
misunderstanding of the limitations under the rule on take
[[Page 31498]]
authorization. As rationale for the comment, they state that failure to
develop such a scalar ratio ``is a major problem because it will result
in an artificial and mathematically erroneous inflation of estimated
individual takes at the LOA level that may ultimately prevent
authorization of the amount of take contemplated'' in the rule.
However, for all surveys, NMFS authorizes through an LOA the
appropriate, unscaled estimated take number. Scaled values are only
used in the LOA-specific ``small numbers'' analysis to help inform an
assessment of how many individual marine mammals to which the estimated
instances of take might appropriately accrue. As such, lack of an
applicable scalar ratio for surveys of shorter duration means that NMFS
is analyzing overestimates of the numbers of individuals potentially
impacted (versus total instances of take) for purposes of the small
numbers analysis, but has no other effect on NMFS' ability to authorize
take under the rule. NMFS expects to consider development of the
recommended scalar ratio in the future, but has not to date undertaken
such an effort.
Comment: NRDC states that the density estimates used for Rice's
whale ``appear to omit most of the available science'' on Rice's whale
habitat, and notes that the density data are based on visual
observations made during large vessel surveys without incorporating
passive acoustic data.
Response: NMFS disagrees that the new Rice's whale density
estimates, which are based on spatial density models, omit most of the
available science on Rice's whale. These spatial density models are
based upon large vessel surveys conducted by NMFS' Southeast Fisheries
Science Center (SEFSC) between 2003 and 2019,\5\ including a mix of
broadscale line-transect surveys of shelf and oceanic waters, along
with directed surveys within the Rice's whale's northeastern GOM core
habitat (Rappucci et al., 2023; Garrison et al., 2023). Habitat
variables associated with the whale sightings during vessel surveys
from 2003-2019 were used to determine which variables are most
predictive of whale presence.
---------------------------------------------------------------------------
\5\ We note here that the 2023 proposed rule erroneously
referred to the period over which survey data were considered as
2003-2018. This range is correct for species other than Rice's
whale, for which surveys conducted in 2019 were incorporated.
---------------------------------------------------------------------------
Survey effort (kilometers of survey trackline) was partitioned into
segments within a grid of cells and matched to physical oceanographic
parameter values within each cell. All available oceanographic and
physiographic variables were included in the model selection for Rice's
whales. The selected model included water depth, chlorophyll-a
concentration, geostrophic velocity, bottom temperature, and bottom
salinity, and indicated that Rice's whale density was highest in waters
between 100-400 meter (m) depth with intermediate bottom temperatures
between 10-19 [deg]C and intermediate surface chlorophyll-a
concentrations, i.e., in areas along the outer continental shelf break
associated with higher productivity and upwelling of cooler bottom
water (Garrison et al., 2023). These predictions are consistent with
the information referenced by NRDC, i.e., passive acoustic detections
on the continental shelf break and current information regarding
habitat suitability. The web page for the habitat suitability study
referenced by NRDC indicates that the data were incorporated to updated
density models (see https://www.fisheries.noaa.gov/southeast/endangered-species-conservation/trophic-interactions-and-habitat-requirements-gulf-mexico (``Combining environmental datasets with whale
sightings allows us to develop predictive habitat models that explain
what environmental features may be driving whale distribution.'')).
We agree that ideally, passive acoustic data could be incorporated
to the spatial density models to improve the model predictions.
However, incorporation of visual and acoustic data to spatial density
models remains cutting edge science, and such models have only rarely
been produced. NRDC refers to Roberts et al. (2016) as an example of
such modeling; however, Roberts et al. (2016) did not incorporate any
acoustic data to their models. The long-term cetacean density modeling
effort represented by reference to Roberts et al. (2016) is in fact a
good example of the difficulty of doing so. This U.S. Navy-funded
effort has been responsible for continually improved iterations of
spatial density models for cetaceans along the U.S. East Coast since
2015. However, to date, acoustic data have been incorporated only into
models for beaked whales and sperm whales (two species that are most
amenable to acoustic surveys and for which acoustic detections are most
important to understanding occurrence), and only in the most recently
updated model iterations. This required 7 years and a model version 7
for beaked whales and model version 8 for sperm whales (https://seamap.env.duke.edu/models/Duke/EC/). Acoustic data have been used to
qualitatively verify density model predictions for certain mysticetes,
but have not been incorporated to date into any East Coast mysticete
density model. Efforts to evaluate the feasibility and utility of
combining visual and acoustic survey data in the GOM have only recently
been conducted as a pilot study (Frasier et al., 2021).
We note that the same areas in which the acoustic detections were
made are predicted by the spatial density model as being suitable
Rice's whale habitat (see https://seamap.env.duke.edu/models/SEFSC/GOM/
) and, in fact, density predictions within areas expected to provide
suitable habitat for Rice's whale increased compared with the
predictions provided by Roberts et al. (2016) (e.g., Rice's whale
density value in Zone 5, which includes areas of the central GOM where
acoustic detections were made, increased by 71 percent; see Appendix A
of Weirathmueller et al., 2022).
Comment: NRDC states that the only resource available to the public
regarding the revised density information was the density information
itself (available online for download) and that no associated report
was available for public review. NRDC goes on to state that marine
mammal density estimates ``are typically presented in publicly
available technical memoranda or technical reports, which set forth in
detail the authors' data sources, methods, quantitative results, and
limitations, with discussion of their application to particular
species,'' and suggests that failure to provide such a report may be a
violation of the APA. The MMC similarly recommends that NMFS provide to
the public ``marine mammal densities, associated [coefficients of
variation], and supporting documentation regarding how such estimates
were derived.'' Both NRDC and the MMC requested an additional 30-day
public comment period once the information is provided.
Response: The data and analyses supporting this final rule have
undergone appropriate pre-dissemination review for utility, integrity,
and objectivity, and have been determined to be in compliance with the
applicable information quality guidelines implementing the Information
Quality Act (section 515 of Pub. L. 106-554).
NMFS acknowledges that supporting technical reports related to the
marine mammal density data used in the exposure modeling informing this
rule were not publicly available at the time that NMFS' proposed rule
was released to the public for review. NMFS did not have discretion
over the timeline for release of supporting technical reports,
[[Page 31499]]
as BOEM is the primary funding agency for development of the updated
marine mammal density data. The reports have since been released
(Rappucci et al., 2023; Garrison et al., 2023) and are available online
at https://www.govinfo.gov/collection/boem.
The NOAA Information Quality guidelines expressly address and allow
for the use of supporting information which cannot be disclosed. In
this case, the supporting information (i.e., the density data) was
publicly available. However, technical description regarding
development of that information had not been released, as described
above. The ``especially rigorous robustness checks'' called for in the
guidelines when proprietary models are used or when supporting
information cannot be disclosed had already been conducted by the model
authors, as described in the reports, and NMFS has conducted rigorous
robustness checks of the data used in support of this rule.
To determine the abundance and spatial distribution of marine
mammals in the GOM, NMFS' SEFSC conducts visual line transect surveys
aboard NOAA research vessels or aircraft, with survey effort designed
to support estimation of abundance for all marine mammals in the GOM.
Similar survey efforts and abundance estimation have been ongoing in
the GOM since the early 1990s and have been subject to both peer and
other public review on numerous occasions.
In addition to abundance, line transect survey data can be used to
develop habitat models that map animal density as a function of
environmental conditions. Historically, distance sampling methodology
(Buckland et al., 2001) has been applied to visual line-transect survey
data to estimate abundance within large geographic strata (e.g.,
Fulling et al., 2003; Mullin and Fulling, 2004; Palka, 2006). Design-
based surveys that apply such sampling techniques produce stratified
abundance estimates and do not provide information at appropriate
spatiotemporal scales for assessing environmental risk of a planned
survey. To address this issue of scale, efforts were developed to
relate animal observations and environmental correlates such as sea
surface temperature in order to develop predictive models used to
produce fine-scale maps of habitat suitability (e.g., Waring et al.,
2001; Hamazaki, 2002; Best et al., 2012). However, these studies
generally produce relative estimates that cannot be directly used to
quantify potential exposures of marine mammals to sound, for example. A
more recent approach known as density surface modeling, as described in
Roberts et al. (2016) and used by Garrison et al. (2023), couples
traditional distance sampling with multivariate regression modeling to
produce density maps predicted from fine-scale environmental covariates
(e.g., Becker et al., 2014, 2017, 2020; Forney et al., 2015).
In summary, the modeling effort follows accepted, state of the
science density modeling procedures (Rappucci et al., 2023; Garrison et
al., 2023), and habitat based density modeling in general is not novel,
controversial, or precedent-setting, as similar modeling has been
performed for various applications for over 10 years. There were no
novel assumptions or methodologies employed in development of the
models; the models simply make use of updated information regarding
marine mammal observations and associated habitat covariates. In
addition, ample opportunity was provided for public input and review of
the underlying scientific information and modeling efforts contained
herein (including by scientists, peer experts at other agencies, and
non-governmental organizations). NMFS has not failed to provide
information necessary for interested parties to comment meaningfully.
Predictions from the updated density models were publicly released
in July 2022, and we note that the authors of the previously best
available density models (Roberts et al., 2016), which NMFS used in
support of its 2021 final rule, independently determined that the
updated models represent the best available scientific data, stating
``As of October 2022, SEFSC and [the Duke Marine Geospatial Ecology
Lab] consider the Roberts et al., 2016 models obsolete and recommend
the [Garrison et al., 2023] models [. . .] be used instead.'' See
https://seamap.env.duke.edu/models/SEFSC/GOM/. NMFS similarly
determined that the updated density models represented the best
available scientific data and, accordingly, should be used in an
updated modeling effort.
We also note that it is not unusual for updated density information
to be released without supporting technical reports. The latest major
update to the Roberts et al. east coast cetacean density models
(affecting all modeled taxa) was released in June 2022 and, as the best
available science, including by virtue of providing increased quality
of information regarding the North Atlantic right whale, was used in
support of numerous regulatory decisions immediately upon release.
However, due to the Navy's priorities as the funding agency, no
associated documentation was released until June 2023. Notably, neither
NRDC nor the MMC (or any other member of the public) commented on the
lack of supporting documentation in any of the numerous regulatory
actions under the MMPA that were proposed for public review during that
interval.
Further, concerning the MMC's reference to the actual density
values and associated CVs used in the take estimation process, this
information was provided upon request during the public comment period
to both the MMC and NRDC as well as to the Associations. (We note that
the specific density values used in the prior modeling effort were
included in the comprehensive modeling report. As minimal new
information was associated with the current updated effort, the updated
values were not included in the brief modeling memorandum, but could be
duplicated by the public using available information.) None of the
aforementioned entities included any comments regarding the specific
density values and associated CVs used in the take estimation process
in their comment letters. NMFS does not agree that the recommendations
to allow for an additional 30-day comment period for the public to
review supplementary technical reports in advance of issuing the final
rule are warranted.
Comment: The Associations provide comments critical of NMFS' core
distribution area, noting the lack of additional sightings or tagging
data to support the expansion of the previously described core habitat
area to areas offshore of Mississippi and stating that ``The addition
of these buffers and extension of Rice's whale densities into the
buffers causes overestimates of the amount of potential Rice's whale
take. . . .''.
Response: Neither the core distribution area nor the core habitat
area factored into the process for estimating Rice's whale takes in any
way. (See the Estimated Take section for explanation of the take
estimation process for this rule.) However, NMFS did consider whether
additional mitigation was warranted under the LPAI standard in light of
the best available information, including information regarding the
core distribution area. Based on that evaluation, we concluded the
current mitigation meets the LPAI standard. (See the Mitigation section
for our LPAI analysis.)
Comment: The MMC recommends that NMFS require a closure to survey
[[Page 31500]]
activity of the portion of the Rice's whale core distribution area that
overlaps the area covered by the ITR.
Response: As discussed in the 2023 proposed rule, the description
of a core distribution area which, relative to the core habitat area
described in the 2018 proposed rule and 2021 final rule, expands
westward into waters off Mississippi and into the area of the specified
activity covered by this final rule, does not reflect new information
regarding documented Rice's whale occurrence. The core distribution
area reflects a more conservative approach to considering the data,
including the application of substantial buffer areas to account for
uncertainty. Rice's whales have not been visually observed in the small
portion (5 percent) of the core distribution area that overlaps the
geographic scope of the specified activity under this rule, and 76
percent of that small portion of the core distribution area that
overlaps the geographic scope of the specified activity under this rule
is shallower than 100 m water depth or deeper than 400 m. Please see
the Mitigation section for more detailed discussion.
In summary, there is no information supporting identification of
this area (i.e., the 5 percent of the core distribution area
overlapping the geographic scope of this rule) as being of particular
importance relative to Rice's whale habitat more broadly (i.e., GOM
waters between 100-400 m depth), and only 24 percent of this area
contains water depths 100-400 m. As a result of these considerations,
NMFS has determined that a restriction on survey activity within the
portion of the core distribution area that occurs within the scope of
the rule is not warranted, as the available information does not
support a conclusion that such a restriction would contribute
meaningfully to a reduction in adverse impacts to Rice's whales or
their habitat. The MMC offers no additional rationale for closing this
area to survey activity, other than that it is now within the
geographic scope of the rule (despite the absence of new data
supporting this change). As such, NMFS disagrees and does not adopt the
MMC's recommendation.
In addition, we note the MMC's statement in support of this
recommendation that ``[i]t is not clear from the information presented
by NMFS how much the increase in the numbers of takes is attributed to
geophysical surveys that are expected to occur in the expanded core
distribution area [. . .].'' As described in the 2023 proposed rule,
changes in take estimates for all species result from (1) correction of
BOEM's errors in calculating updated estimated take following its
revision of scope for the 2021 final rule; (2) revisions to species
definition files governing animat behavior during animal movement
modeling; and (3) new density information for all species other than
Fraser's dolphin and rough-toothed dolphin. In addition, for Rice's
whale only, propagation modeling of a new array specification produced
the greatest values for estimated instances of take.
The process for estimating take numbers did not involve placement
of projected survey effort in specific locations, such as the portion
of the core distribution area that overlaps the geographic scope of the
ITR. Instead, within each modeling zone, acoustic source and
propagation modeling was performed using zone-specific environmental
parameters, following which animal movement modeling results in zone-
specific exposure estimates for animats. These estimates were then
scaled to real-world values using zone-specific density estimates,
generating 24-hour exposure estimates that were then scaled to totals
based on zone-specific level of effort projections (see table 1). No
survey effort is specifically assumed to occur within the portion of
the core distribution area that overlaps the area within scope of the
ITR.
The MMC goes on to state that ``the year-round restriction on
geophysical surveys in the Rice's whale core distribution area was the
basis of NMFS's negligible impact determination for the final rule.''
This is incorrect. As one consideration in support of our negligible
impact determination for Rice's whales, we noted that no survey
activity would occur in the northeastern GOM core habitat area (please
see discussion provided in the Description of Marine Mammals in the
Area of the Specified Activities section regarding the distinction
between Rice's whale core habitat and the core distribution area
discussed herein). This was not the result of any restriction, but
rather, BOEM's removal of the GOMESA area from the scope of the rule.
Comment: BOEM challenges statements made in NMFS' 2023 proposed
rule regarding potential Rice's whale habitat contraction relative to
the historical range. The Associations echo these concerns. The
Associations also claim that NMFS has made erroneous statements with
regard to the potential impacts of the Deepwater Horizon (DWH) oil
spill on Rice's whales.
Response: BOEM acknowledges that it is possible Rice's whales were
historically more broadly distributed throughout the GOM, but suggests
that currently available information is insufficient to definitively
support such a conclusion. Passive acoustic recording devices have
detected Rice's whale calls at several sites along the continental
shelf break from Florida to Texas, and more recently in Mexican waters
(Rice et al., 2014; Soldevilla et al., 2022, 2024). Nonetheless, we
agree that the number of Rice's whales and the full extent to which
Rice's whales use waters outside of 100-400 meter depths in the GOM
remains unclear. Please see the Description of Marine Mammals in the
Area of the Specified Activities section of this rule for added
discussion regarding Rice's whale occurrence.
The Associations suggest NMFS has claimed that the Rice's whale
population has declined. NMFS made no such statement in the 2023
proposed rule. NMFS referenced the low population abundance of the
Rice's whale while citing modeling results relating to the
quantification of injury from the DWH spill. The Associations are
incorrect in stating that NMFS has made erroneous statements regarding
the modeling results concerning quantification of injury. NMFS refers
the Associations to the detailed discussion provided in the 2018
proposed rule, as well as to DWH NRDA Trustees (2016), which presents
the estimates of concern to the Associations (i.e., 48 percent of the
Rice's whale population potentially exposed to DWH oil, with 17 percent
killed). NMFS has neither mischaracterized nor engaged in speculation
about the findings regarding quantified injury due to the DWH spill.
Comment: NRDC comments that NMFS has not prescribed mitigation for
Rice's whales sufficient to meet the MMPA's LPAI standard, adding that
NMFS has not adequately considered mitigation of impacts to habitat in
its decision-making. In support, NRDC refers to new scientific
information since the 2021 final rule was published, including
investigations of Rice's whale habitat.
Response: NMFS disagrees with NRDC's comments regarding the
adequacy of mitigation for Rice's whales and their habitat. NMFS fully
considered the new information NRDC references (see the Mitigation
section of this final rule). In our view, these investigations (e.g.,
Kok et al., 2023; Kiszka et al., 2023; Soldevilla et al., 2022)
solidify NMFS' previous understanding of the importance of continental
slope waters between approximately 100-400 m water depth as Rice's
whale habitat. (We note this same area (i.e., continental shelf and
slope waters between the 100-400 m
[[Page 31501]]
isobaths) was recently included in NMFS' proposed rule to designate
Rice's whale critical habitat under the ESA (88 FR 47453, July 24,
2023)). The previously used spatial density model for Rice's whale
(Roberts et al., 2016) identified waters of approximately 100-400 m
depth on the continental slope throughout the GOM as potential habitat,
and the updated density model (which, as discussed previously,
incorporates new data on Rice's whale habitat associations) predictions
do not markedly differ (Garrison et al., 2023).
Perhaps the most important new information is the acoustic
detection of Rice's whales in areas along the shelf break in the
central and western GOM, which for the first time demonstrates year-
round Rice's whale occurrence in areas outside of the previously
identified core habitat. Soldevilla et al. (2022) detected Rice's whale
calls at 3 of 4 sites in the central GOM south of Louisiana. Year-round
detections occurred sporadically at two of the sites, with calls
detected on 6 and 16 percent of days when recordings were available,
respectively. Calls were detected on 1 percent of days at the 3rd site,
in February and April only.
Additional information regarding Rice's whale acoustic detections
has become available since publication of the 2023 proposed rule. A
subsequent study placed acoustic recorders in shelf break waters in the
same central GOM area, and added a location in the western GOM offshore
of Texas (Soldevilla et al., 2024). This new information provides
additional evidence of the regular occurrence of Rice's whales outside
the northeastern GOM, with Rice's whale calls recorded on 33 and 25
percent of days at the central and western GOM sites, respectively. As
in the prior study, calls were recorded throughout the year.
The rate of call detections throughout the year is considerably
higher in the eastern GOM than at the central GOM sites where calls
were most commonly detected, with at least 8.3 calls/hour among 4
eastern GOM sites over 110 deployment days (Rice et al., 2014) compared
to 0.3 calls/hour over the 299-day deployment at the central GOM site
where calls were detected most frequently during the Soldevilla et al.
(2022) study. During that study, approximately 2,000 total calls were
detected at the central site over 10 months, compared to more than
66,000 total detections at the eastern GOM deployment site over 11
months (approximately 30 times more calls detected at the eastern GOM
site) (Soldevilla et al., 2022). Similarly, Soldevilla et al. (2024)
reported detecting 0.2 calls/hour at the western GOM site off Texas
(1,694 detections over 8,547 hours of recording).
Caution should always be used when interpreting passive acoustic
detection results because call detection rates are not necessarily
correlated with the density or abundance of whales in a given area.
Several factors influence call detection rates, including the rate at
which whales call (which can vary by demographic group, individual,
time of year, etc.) and the range over which calls can be detected
(which is affected by auditory masking from competing noise sources,
site characteristics and other factors) (Erbe et al., 2016; Gibb et
al., 2018). Many of these variables remain undetermined for Rice's
whales in the GOM. Those uncertainties notwithstanding, results from
passive acoustic recordings, combined with the low number of confirmed
and suspected visual sightings of Rice's whales in the central and
western GOM (Barkaszi and Kelly, 2019; Rosel et al., 2021; Garrison et
al., 2023), suggest that density and abundance of Rice's whales is
likely lower in the central and western GOM than in the species' core
habitat area in the eastern GOM. More research is needed to answer key
questions about Rice's whale abundance, density, habitat use,
demography, and stock structure in the central and western GOM.
Regarding the suggestion that NMFS has not adequately considered
habitat in its consideration of mitigation, we disagree. Habitat value
is informed by marine mammal presence and use, and the available data
can support the consideration and discussion of impacts to (and
mitigation for) both marine mammals and their habitat simultaneously.
The discussion above clearly considers physical features that can drive
habitat use (e.g., depth), as well as detailed information related to
relative presence in the eastern versus the central and western GOM,
which is indicative of preferred habitat in the east. As stated in the
2021 final rule, because habitat value is informed by marine mammal
presence and use, in some cases, there may be overlap in measures for
the species or stock and for use of habitat. NRDC has not presented any
information that would suggest habitat we did not consider for
mitigation.
In summary, the newly available data related to marine mammal
presence and habitat were considered under the LPAI standard, and we
concluded additional mitigation for Rice's whale was not warranted
under that standard.
Comment: NRDC finds fault with NMFS' consideration of
practicability concerning possible closure of potential Rice's whale
habitat in the central and western GOM to future survey activity,
suggesting that NMFS' reference to analysis presented in its Regulatory
Impact Analysis (RIA) for the 2021 final rule is not relevant. NRDC
also suggests that NMFS must consider that OCSLA ``requires a balancing
between the development of offshore energy resources and the protection
of marine resources'' and that, based on the requirements of Executive
Order 13990, NMFS must consider the social cost of carbon in making its
determinations regarding practicability of mitigation.
Response: As was acknowledged in the 2023 proposed rule, the RIA
did not directly evaluate a potential closure of potentially suitable
habitat in the central and western GOM outside of the Rice's whale core
distribution area. However, we disagree that the RIA is not relevant to
our practicability analysis here. The RIA's assessment of potential
restrictions in the northeastern GOM provided a useful framework for
considering practicability relating to a broad closure of potential
Rice's whale habitat to future survey activity.
To bolster that discussion, we turned to the same sources of data
referenced in the RIA in analysis of potential closure areas considered
therein (see https://www.data.boem.gov/Main/Default.aspx). While areas
of Rice's whale habitat (i.e., water depths of 100-400 m on the
continental shelf break) contain less oil and gas industry
infrastructure than do shallower, more mature waters, and have been
subject to less leasing activity than deeper waters with greater
expected potential reserves, they nonetheless host significant industry
activity. BOEM provides summary information by water depth bin,
including water depths of 201-400 m. Omitting information regarding
water depths of 100-200 m, the area overlaps 33 active leases, with 17
active platforms and over 1,200 approved applications to drill. In the
past 20 years, over 500 wells have been drilled in water depths of 100-
400 m. These data confirm that there is substantial oil and gas
industry activity in this area and, therefore, the inability to collect
new seismic data could affect oil and gas development given that oil
companies typically use targeted seismic to refine their geologic
analysis before drilling a well. In addition, year-round occurrence of
Rice's whales in waters 100-400 m deep precludes the use of seasonal
closures to minimize exposure of Rice's whales. Therefore, we analyze
the potential for a year-round closure, which exacerbates the potential
for effects on oil and gas
[[Page 31502]]
productivity in the GOM because operators have no ability to plan
around the closure. While the area is not as important to regional oil
and gas productivity as the prospective deepwater central GOM closure
analyzed in the RIA (as we acknowledged in the 2023 proposed rule), the
more area-specific data provided above continue to support NMFS'
previous conclusions, which we affirm here: (1) We are unable to
delineate specific areas of Rice's whale habitat in the central and
western GOM where restrictions on survey activity would be appropriate
because there is currently uncertainty about Rice's whale density,
abundance, habitat usage patterns and other factors in the central and
western GOM; and (2) there is high likelihood that closures or other
restrictions on survey activity in all waters of 100-400 m depth in the
central and western GOM would have significant economic impacts.
Finally, we note that despite NRDC's concerns, it does not recommend
any particular closure that it believes NMFS should evaluate.
Regarding NRDC's suggestions concerning OCSLA--a statute
administered by BOEM--NMFS' statutory obligations arise under the MMPA
(with associated requirements under the Endangered Species Act,
National Environmental Policy Act, and Administrative Procedure Act,
among others). NMFS has no statutory obligation relative to OCSLA.
Similarly, NMFS' obligations under the MMPA require that we prescribe
the means of effecting the LPAI on the affected species or stock and
their habitat, which we have done here. E.O. 13990 does not require
NMFS to consider the social cost of carbon in determining whether
potential mitigation requirements are practicable under the MMPA.
Comment: NRDC states that NMFS ``fails to consider mitigation
measures'' for Rice's whale, suggesting that NMFS consider: (1)
allowing some survey activities in the area, such as surveys undertaken
by leaseholders to develop their lease blocks, while prohibiting
others; (2) extending geographically vessel strike avoidance measures
``presently in effect for industry in the core habitat area''; and (3)
requiring use of ``lowest practicable source levels within the whales'
communication frequencies for activities taking place in the vicinity
of the whales' habitat.'' In a somewhat similar vein, the MMC
recommends that NMFS ``restrict speculative geophysical surveys from
occurring in waters in the 100- to 400-m depth range in the Central and
Western Planning Areas.''
Response: NRDC does not provide supporting detail regarding its
recommended mitigation requirements. As such, NMFS is unable to fully
evaluate the suggested measures.
Regarding the suggestion to allow some surveys but prohibit others,
section 101(a)(5)(A) of the MMPA requires NMFS to make a determination
that the take incidental to a ``specified activity'' will have a
negligible impact on the affected species or stocks of marine mammals,
and will not result in an unmitigable adverse impact on the
availability of marine mammals for taking for subsistence uses. NMFS'
implementing regulations require applicants to include in their request
a detailed description of the specified activity or class of activities
that can be expected to result in incidental taking of marine mammals.
50 CFR 216.104(a)(1). Thus, the ``specified activity'' for which
incidental take coverage is being sought under section 101(a)(5)(A) is
generally defined and described by the applicant. Here, BOEM is the
applicant for the ITR in support of industry operators, and we are
responding to the specified activity as described in that petition (and
making the necessary findings on that basis). BOEM's petition made no
distinction between surveys that may be speculative or otherwise fall
into a category of surveys that NRDC suggests should be prohibited, and
those that are not.
Moreover, NRDC does not describe any useful metric for determining
which surveys should be allowed, aside from vague reference to
``surveys undertaken by leaseholders to develop their lease blocks.''
The MMC similarly does not provide any useful definition of the
``speculative'' surveys it believes NMFS should prohibit, aside from
stating that it believes these are typically ``2D or similar surveys.''
No 2D surveys have been conducted in the GOM during the period of time
since the ITR became effective. During that time, NMFS has issued over
50 LOAs. Less than 10 of these were issued to what are sometimes
referred to as ``multi-client operators,'' or companies that conduct
surveys in order to acquire data that may be sold to one or more
development companies. Regardless of the small proportion of LOAs
issued to such companies, the surveys conducted under those LOAs are
not necessarily what the commenters may refer to as ``speculative,''
but instead may be designed to cover multiple lease areas and therefore
provide data to multiple leaseholders. The suggestions are not
sufficiently developed to allow for adequate consideration.
Regarding vessel strike avoidance measures, NRDC does not specify
to what measures it is referring. However, the ITR already contains a
suite of vessel strike avoidance measures that apply wherever survey
activity is occurring.
Finally, NRDC does not describe any useful scheme by which ``lowest
practicable source levels within the whales' communication
frequencies'' might be defined. Further, NMFS previously responded to a
similar, if more detailed, comment in its 2021 final rule (86 FR 5387,
January 19, 2021).
Comment: NRDC states that NMFS ``fails to reconsider prescribing
quieter alternatives to conventional seismic airguns, despite evidence
of the availability of such alternatives,'' and claims that NMFS has
not adequately analyzed the practicability of such a requirement.
Response: NMFS acknowledges that there are an increasing number of
sources that may reasonably be considered as environmentally preferable
to conventional airguns, including sources operating at lower
frequencies and without the high peak pressure output associated with
airguns. In fact, such sources have been used during certain surveys
conducted under NMFS-issued LOAs. However, imposing requirements to use
certain technologies, or prescribing the manner in which geophysical
survey data must be acquired, would exceed NMFS' authority under the
MMPA. Survey funders and operators define survey objectives and
methodologies, including which acoustic sources are used, on the basis
of data needs that are beyond NMFS' technical expertise to judge. NRDC
argues that specific mandates are not required, versus a generic ``best
available technology'' requirement, but offers no recommended metrics.
NMFS agrees that increased use of environmentally preferable sources is
an appropriate goal, but it would be more appropriate to continue
working with industry to incentivize use of such sources and techniques
rather than require them.
Comment: NRDC states that NMFS uses an ``arbitrary'' method to
convert area-specific risk scores into a ``basis for making Gulf-wide
negligible impact determinations.'' NRDC takes issue with NMFS' use of
the median of zone-specific risk ratings (for those zones including at
least 0.05 percent of GOM-wide abundance for a particular species),
suggesting that the application of this method inappropriately
minimizes findings of ``high'' to ``very high'' risk for certain
species in Zone 5, where there is a confluence of relatively
[[Page 31503]]
high levels of survey activity and high proportions of GOM-wide
abundance for some species, resulting in high take numbers. NRDC
expressed concern that using the median does not allow for appropriate
consideration of the importance of specific areas to a particular
species, i.e., that this approach ``smooths'' away granularity of the
risk assessment.
Response: We disagree with NRDC's comments on this topic, and note
that NRDC provided no alternative recommendation. On the contrary, this
approach explicitly incorporates considerations of the importance of a
particular area to a species, or the particular localized threats faced
by a species, through the zone-specific vulnerability assessment that
contributes to the overall risk rating. In addition, NMFS' approach is
specifically designed to retain considerations of zone-specific impacts
and vulnerability beyond simply the inclusion of the vulnerability
scoring. For example, an alternative approach to generating a GOM-wide
risk rating would be to employ a wholly different paradigm in which
aggregate GOM-wide vulnerability and severity scores are assessed,
versus taking a median value of zone-specific ratings. NMFS retained
the median value approach precisely because we believe that evaluating
risk for such a large and variable area (i.e., the entire U.S. GOM)
with species and activities that are each highly localized would
provide only a very general and less informative answer regarding risk.
The approach employed by NMFS highlights the fundamental importance of
the spatiotemporal intersection of animals and activity as the
fundamental driver in evaluating risk, while also allowing us to avoid
exactly the effect of concern to NRDC (blurring of localized scoring)
by avoiding the influence of areas where a particular species
essentially does not occur on the overall risk rating for that species.
NRDC is incorrect that use of the median value is inappropriate or
that it has ``no biological basis.'' We note that mean (or average)
values can be more heavily skewed by outliers with small sample size
than median values. Thus, we chose the median as a better descriptor of
central tendency, which is a more appropriate perspective for the risk
analysis. (We also rounded up values of .5 (e.g., median score of 3.5
would be rounded to a 4), a mathematically valid approach that builds
in a reasonable degree of conservatism.)
As we discussed in response to NRDC's public comment on the 2018
proposed rule (January 19, 2021, 86 FR 5322, 5359), one of the
fundamental values of the analytical framework is that it is structured
in a spatially explicit way that can be applied at multiple scales,
based on the scope of the action and the information available, to
inform an assessment of the risk associated with the activity (or suite
of activities). This allows one to generate overall risk ratings while
also evaluating risk on finer scales. In this case, severity ratings
were generated on the basis of seven different GOM zones, allowing an
understanding not only of the relative scenario-specific risk across
the entire GOM, as is demanded for this analysis, but also to better
understand the particular zones where risk may be relatively high
(depending on actual future survey effort) and what part of the stock's
range may be subject to relatively high risk.
NRDC cites the Expert Working Group (EWG) Report in support of its
comment, stating it was ``[telling]'' that ``the [EWG] Report did not
contrive a Gulf-wide risk assessment'' and that ``doing so would have
belied the very different purpose underlying its design: a relative
risk assessment across multiple species and geographies.'' Although the
initial EWG report (Southall et al., 2017) made available for public
review of the framework concept did not derive GOM-wide risk ratings,
the EWG did so in a later draft report that NMFS adopted in producing
the risk evaluation presented in its 2021 final rule.
NRDC continues to suggest (as it did in its 2018 comment letter)
that the risk ratings are the primary or even sole basis for NMFS'
negligible impact determinations, and repeats the assertion that NMFS
has erroneously used the relativistic assessment presented in the EWG
report as the basis for the negligible impact determination, thereby
incorrectly applying the EWG report as though it evaluated absolute
risk. These claims are incorrect. We reiterate our 2021 response to
NRDC's previous comments on these topics (January 19, 2021, 86 FR 5322,
5359): the EWG analysis is an important component of the negligible
impact analysis, but is not the sole basis for our determination. While
the EWG analysis comprehensively considered the spatial and temporal
overlay of the activities and the marine mammals in the GOM, as well as
the number of takes predicted by the described modeling, there are
details about the nature of any ``take'' anticipated to result from
these activities that were not considered directly in the EWG analysis
and which warrant explicit consideration in the negligible impact
analysis. Accordingly, NMFS' analysis considers the results of the EWG
analysis, the effects of the required mitigation, and the nature and
context of the takes that are predicted to occur. NMFS' analysis also
explicitly considers the effects of predicted Level A harassment,
duration of Level B harassment events, and impacts to marine mammal
habitat, which respectively were not integrated into or included in the
EWG risk ratings. These components of the full analysis, along with any
germane species or stock-specific information, are integrated and
summarized for each species or stock in the Species and Stock-specific
Negligible Impact Analysis Summaries section of the negligible impact
analysis.
While the EWG framework produces relativistic risk ratings, its
components consist of absolute concepts, some of which are also
absolutely quantified (e.g., whether the specified activity area
contains greater than 30 percent of total region-wide estimated
population, between 30 and 15 percent, between 15 and 5 percent, or
less than 5 percent). Further, NMFS provided substantive input into the
scoring used in implementing the EWG framework for the GOM, to ensure
that the categories associated with different scores, the scores
themselves, and the weight of the scores within the overall risk rating
all reflected meaningful biological, activity, or environmental
distinctions that would appropriately inform the negligible impact
analysis. Accordingly, and as intended, we used our understanding of
the EWG framework and applied professional judgment to interpret the
relativistic results of the EWG analysis appropriately into the larger
negligible impact analysis, with the other factors discussed above, to
make the necessary findings specific to the effects of the total taking
on the affected species and stocks.
Comment: NRDC describes the risk assessment results for Rice's
whale over time (i.e., across NMFS' 2018 proposed rule, 2021 final
rule, and 2023 proposed rule) as inconsistent, particularly in Zone 5,
suggesting that there could be some unexplained error at play.
Response: NMFS acknowledges that the risk ratings for the Rice's
whale/Bryde's whale in Zone 5 have changed compared with the original
analysis presented in NMFS' 2018 proposed rule. In that analysis, Zone
5 risk was assessed as ``very high'' for the then-named Bryde's whale
across all evaluated scenarios. Assessed risk was reduced to ``low''
for the species in Zone 5 in NMFS' 2021 final rule, and this rating
remained consistent in NMFS' 2023 proposed rule. This change is
explained by the accompanying take
[[Page 31504]]
estimates in each of the three analyses: in the 2018 proposed rule, the
mean annual take number across scenarios for the species was 462, with
Zone 5 severity rankings ranging from high to very high. Following
revision of the analysis reflecting the erroneous take numbers
estimated by BOEM due to its removal of the GOMESA area, the mean
annual take number declined to 8. It is no surprise, then, that the
associated risk ratings changed from ``very high'' to ``low.'' In NMFS'
2023 proposed rule, following correction of the estimated take numbers,
but inclusive of BOEM's removal of the GOMESA area, the mean annual
take number increased to 26 and, accordingly, the risk ratings remained
low. The risk ratings assessed for Rice's whale across these analyses
simply reflect the underlying take estimates and, therefore, the
associated severity scoring. No error has been made.
Comment: The MMC recommends that NMFS provide an update on progress
by LOA-holders or their representative(s) toward completing and making
publicly available the synthesis report of all activities that were
conducted by LOA-holders during the first year of the reporting period
for the final rule.
Response: The report is complete and available online at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico.
Comment: The MMC reiterates its previous recommendation that NMFS
and BOEM establish a GOM scientific advisory group, composed of agency
and industry representatives and independent scientists, to assist in
the review of data collected to date and to identify and prioritize
monitoring needs and hypothesis-driven research projects to better
understand the short- and long-term effects of geophysical surveys on
marine mammals in GOM.
Response: NMFS reiterates its previous response to this
recommendation. NMFS would be willing to explore with the MMC the
appropriate mechanisms for convening such a group, including
consideration of the MMC's authorities under the MMPA. However, NMFS
disagrees that responsibility to establish such a group is either a
requirement of the MMPA, or warranted as a condition of promulgating
this rule.
Description of Marine Mammals in the Area of the Specified Activities
Table 2 lists all species with expected potential for occurrence in
the GOM and summarizes information related to the population or stock,
including potential biological removal (PBR). PBR, defined by the MMPA
as the maximum number of animals, not including natural mortalities,
that may be removed from a marine mammal stock while allowing that
stock to reach or maintain its optimum sustainable population, is
considered in concert with known sources of ongoing anthropogenic
mortality (as described in NMFS' stock assessment reports (SAR)). For
status of species, we provide information regarding U.S. regulatory
status under the MMPA and Endangered Species Act (ESA). The affected
species and stocks have not changed from those described in the notice
of issuance of the 2021 rule. We incorporate information newly
available since that rule, including updated information from NMFS'
SARs, but do not otherwise repeat discussion provided in this section
of the 2018 proposed rule and 2021 final rule.
In some cases, species are treated as guilds (as was the case for
the analysis conducted in support of the 2021 ITR). In general
ecological terms, a guild is a group of species that have similar
requirements and play a similar role within a community. However, for
purposes of stock assessment or abundance prediction, certain species
may be treated together as a guild because they are difficult to
distinguish visually and many observations are ambiguous. For example,
NMFS' GOM SARs assess stocks of Mesoplodon spp. and Kogia spp. as
guilds. As was the case for the 2021 final rule, we consider beaked
whales and Kogia spp. as guilds. In this rule, reference to ``beaked
whales'' includes the Cuvier's, Blainville's, and Gervais beaked
whales, and reference to ``Kogia spp.'' includes both the dwarf and
pygmy sperm whale.
The use of guilds in the 2021 final rule followed the best
available density information at the time (i.e., Roberts et al., 2016).
Subsequently, updated density information became available for all
species except for Fraser's dolphin and rough-toothed dolphin (Garrison
et al., 2023). The updated density models retain the treatment of
beaked whales and Kogia spp. as guilds and have additionally
consolidated 4 species into an undifferentiated blackfish guild. These
species include the melon-headed whale, false killer whale, pygmy
killer whale, and killer whale. The model authors determined that, for
this group of species, there were insufficient sightings of any
individual species to generate a species-specific model (Garrison et
al., 2023). Therefore, reference to blackfish hereafter includes the
melon-headed whale, false killer whale, pygmy killer whale, and killer
whale.\6\
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\6\ NMFS' 2021 final rule provided take estimates separately for
the melon-headed whale, false killer whale, pygmy killer whale, and
killer whale. This rule provides a single take estimate for those
four species grouped together as the ``blackfish.'' This change in
approach reflects the best available scientific information, i.e.,
updated density information (Garrison et al., 2023). These species
are encountered only occasionally during any given vessel survey,
and these relatively infrequent encounters make it difficult to fit
species-specific detection and habitat models. Roberts et al. (2016)
fit species-specific models based on survey data from 1992-2009,
including 29, 19, 27, and 16 sightings, respectively, of these
species. For each of these models, the authors detail analyses and
decisions relevant to model development, as well as notes of caution
regarding use of the models given the associated uncertainty
resulting from development of a model based on few sightings. The
Garrison et al. (2023) models are based on survey data from 2003-
2019. Notably, surveys conducted after 2009 were conducted in
``passing'' mode, where the ship did not deviate from the trackline
to approach and verify species identifications for detected marine
mammal groups, resulting in an increase in observed marine mammal
groups that could not be identified to species. As a result of these
factors, the model authors determined it appropriate to develop a
single spatial model based on sightings of unidentified blackfish,
in addition to the relatively few sightings where species
identification could be confirmed.
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Twenty-one species (with 24 managed stocks) have the potential to
co-occur with the prospective survey activities. For detailed
discussion of these species, please see the 2018 proposed rule. In
addition, the West Indian manatee (Trichechus manatus latirostris) may
be found in coastal waters of the GOM. However, manatees are managed by
the U.S. Fish and Wildlife Service and are not considered further in
this document. All managed stocks in this region are assessed in NMFS'
U.S. Atlantic SARs.
All values presented in table 2 are the most recent available at
the time the analyses for this notice were completed, including
information presented in NMFS' 2022 SARs (the most recent SARs
available at the time of publication) (available online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports).
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In table 2 above, we report two sets of abundance estimates: those
from NMFS' SARs and those predicted by habitat-based cetacean density
models. Please see footnote 3 of table 2 for more detail. NMFS' SAR
estimates are typically generated from the most recent shipboard and/or
aerial surveys conducted. GOM oceanography is dynamic, and the spatial
scale of the GOM is small relative to the ability of most cetacean
species to travel. U.S. waters only comprise about 40 percent of the
entire GOM, and 65 percent of GOM oceanic waters are south of the U.S.
EEZ. Studies based on abundance and distribution surveys restricted to
U.S. waters are unable to detect temporal shifts in distribution beyond
U.S. waters that might account for any changes in abundance within U.S.
waters. NMFS' SAR estimates also in some cases do not incorporate
correction for detection bias. Therefore, for cryptic or long-diving
species (e.g., beaked whales, Kogia spp., sperm whales), they should
generally be considered underestimates (see footnotes 6 and 8 of table
2).
The model-based abundance estimates represent the output of
predictive models derived from multi-year observations and associated
environmental parameters and which incorporate corrections for
detection bias (the same models and data from which the density
estimates are derived). Incorporating more data over multiple years of
observation can yield different results in either direction, as the
result is not as readily influenced by fine-scale shifts in species
habitat preferences or by the absence of a species in the study area
during a given year. NMFS' SAR abundance estimates show substantial
year-to-year variability in some cases. Incorporation of correction for
detection bias should systematically result in greater abundance
predictions. For these reasons, the model-based estimates are generally
more realistic and, for the purposes of assessing estimated exposures
relative to abundance--used in this case to understand the scale of the
predicted takes compared to the population--NMFS generally believes
that the model-based abundance predictions are the best available
information and most appropriate because they were used to generate the
exposure estimates and therefore, provide the most relevant comparison.
NMFS' 2021 final rule provided take estimates separately for the
melon-headed whale, false killer whale, pygmy killer whale, and killer
whale. This rule provides a single take estimate for those four species
grouped together as the blackfish. This approach was dictated by the
best available science. The model authors determined it necessary to
aggregate the few sightings data available for each of the four species
with sightings data that could not be resolved to the species level in
order to develop a density model, as there were not sufficient
confirmed sightings of individual species to create individual spatial
models (Garrison et al., 2023). Further, the model authors advised that
any attempt to parse the results to species would be fraught with
complicated assumptions and limited data, and that there is no readily
available way to do so in a scientifically defensible manner. Previous
estimates (Roberts et al., 2016) were based on older data (data range
1992-2009 versus 2003-2019), and the updated models notably include
post-DWH oil spill survey data and, for the first time, winter survey
data. Nonetheless, interested members of the public may review NMFS'
2018 proposed rule and supporting documentation, which assumed slightly
greater activity levels and larger take numbers before the GOMESA area
was removed and still preliminarily determined a negligible impact on
all 4 species comprising the blackfish group.
NMFS does not have sufficient information to support apportioning
the blackfish takes to the constituent species, but we note that the
sum of annual average evaluated take for the 4 species in the 2021
final rule is 64,742, while the new annual average take estimate for
blackfish (using the updated density information) is 55,441.
NMFS' ability to issue LOAs under the 2021 rule to date has been
limited specifically with regard to killer whales, because BOEM's error
most severely affected killer whale take numbers. (Evaluated Rice's
whale takes were similarly affected, but were generally not implicated
in LOA requests based on the location of planned surveys.) Effects to
killer whales from the specified activity have not presented particular
concern in a negligible impact context, even considering the original
take numbers evaluated in NMFS' 2018 proposed rule (annual average take
of 1,160), which produced overall scenario-specific risk ratings of low
to moderate. Evaluated risk is similar across the 2018 proposed rule
and this rule.
Further, we note that we make a conservative assumption in this
rule in the application of the risk assessment framework to blackfish.
Risk is a product of severity and vulnerability. While severity is
based on density and abundance and is, therefore, reflective of the new
density information, vulnerability is based on species-specific factors
and is different for the four species. We applied the highest
vulnerability score of the four to combine with the severity to get the
overall risk rating for the group. Please see Negligible Impact
Analysis and Determinations for additional discussion.
As part of our analyses for incidental take rules, we consider any
known areas of importance as marine mammal habitat. We also consider
other relevant information, such as unusual mortality events (UME) and
the 2010 DWH oil
[[Page 31508]]
spill. The 2018 proposed rule provided detailed discussion of important
marine mammal habitat, relevant UMEs, and of the DWH oil spill. The
2021 final rule updated those discussions as necessary. That
information is part of the baseline for our analyses for this final
rule. There have been no new UMEs, or new information regarding the
UMEs discussed in the prior notices. Similarly, there is no new
information regarding the DWH oil spill. However, estimates of annual
mortality for many stocks over the period 2014-2018 now include
mortality attributed to the effects of the DWH oil spill (see table 2)
(Hayes et al., 2021), and these mortality estimates are considered as
part of the environmental baseline.
Habitat. Important habitat areas may include areas of known
importance for reproduction, feeding, or migration, or areas where
small and resident populations are known to occur. They may have
independent regulatory status such as designated critical habitat for
ESA-listed species (as defined by section 3 of the ESA) or be
identified through other means (e.g., recognized Biologically Important
Areas (BIA)).
As noted above in table 2, the former GOM Bryde's whale has been
described as a new species, Rice's whale (Rosel et al., 2021). No
critical habitat has yet been designated for the species, though a
proposed rule was published (88 FR 47453, July 24, 2023). The proposal
references the same supporting information discussed herein, and draws
similar conclusions in suggesting that GOM continental slope waters
between 100-400 m water depth be designated as critical habitat. In
addition, a BIA has been recognized since 2015 (LaBrecque et al.,
2015). This year-round BIA was discussed in the 2018 proposed rule and
2021 final rule, and we do not repeat the description of the 2015 BIA.
NOAA's ESA status review of the former GOM Bryde's whale (Rosel et
al., 2016) expanded the 2015 BIA description by stating that, due to
the depth of some sightings, the area is appropriately defined to the
400-m isobath and westward to Mobile Bay, Alabama, in order to provide
some buffer around the deeper sightings and to include all sightings in
the northeastern GOM. Based on the description provided by the status
review (Rosel et al., 2016), our 2018 proposed rule considered a Rice's
whale ``core habitat area'' between the 100- and 400-m isobaths, from
87.5[deg] W to 27.5[deg] N (83 FR 29212, August 21, 2018), in order to
appropriately encompass Rice's whale sightings at the time. In
addition, the area largely covered the home range (i.e., 95 percent of
predicted abundance) predicted by Roberts et al. (2016).
NMFS SEFSC subsequently developed a description of what is referred
to as a Rice's whale ``core distribution area'' \7\ (https://www.fisheries.noaa.gov/resource/map/rices-whale-core-distribution-area-map-gis-data) (see Figures 3 and 4) (Rosel and Garrison, 2022). The
authors state that the core distribution area description is based on
visual sightings and tag data, and does not imply knowledge of habitat
preferences (Rosel and Garrison, 2022). A description of the core
distribution area and associated methodology was provided in the 2023
proposed rule (88 FR 916, 924-925, January 5, 2023). In summary, that
process involved the addition of buffers meant to address uncertainty
regarding whale locations and possible movements from those locations
to a polygon encompassing all confirmed Rice's whale visual
observations and location data from two tagged whales. The
incorporation of this approach to address uncertainty is what
differentiates the ``core habitat area'' discussed in the previous
paragraph, considered in the 2018 proposed rule and 2021 final rule,
from the ``core distribution area.'' The core distribution area does
not reflect new sightings data or other information relative to the
basis for the core habitat area. However, whereas the ``core habitat
area'' was located entirely within the GOMESA area removed from the
geographic scope of the specified activity for the 2021 final rule (and
therefore no longer relevant for consideration in prescribing
mitigation), the buffer portion of the ``core distribution area''
results in a small overlap with the geographic scope of the specified
activity (5 percent) and is therefore appropriate for consideration.
---------------------------------------------------------------------------
\7\ The 2023 proposed rule retained the ``core habitat area''
terminology when describing the core distribution area, for
continuity with the 2021 rule, but this final rule reverts to
preserving the different terminologies associated for each.
---------------------------------------------------------------------------
Our knowledge of Rice's whale distribution is based on a
combination of historic and contemporary sightings, passive acoustic
detections, and spatial modeling. The evidence collected from these
methods indicates that Rice's whales occupy waters along the
continental shelf and slope and adjacent waters throughout the U.S.
GOM, and in particular, waters between 100 and 400 m deep. The widest
swath of habitat occurs in the species' core distribution area in the
northeastern GOM, south and west of Alabama and Florida. However, a
contiguous strip of habitat also extends south of the core distribution
area toward the Florida Keys, and westward along the continental shelf
and slope offshore of Mississippi, Louisiana, and Texas (Garrison et
al., 2023). PAM recordings have been especially valuable for confirming
the species' year-round presence in the central and western GOM
(Soldevilla et al., 2022, 2024), helping to offset the limited visual
survey effort in those locations. The shallowest and deepest waters
where Rice's whales have been confirmed visually to date are 117 m and
408 m, respectively, but Rice's whales may use waters that are deeper
or shallower than those values at times. Historic whaling records
indicate Rice's whales occurred more broadly throughout the GOM
historically (Reeves et al., 2011), and unconfirmed sightings from
protected species observers have occurred at a wider range of locations
and depths (Barkaszi and Kelley, 2018, 2024).
Potential Effects of the Specified Activities on Marine Mammals and
Their Habitat
In NMFS' 2018 proposed rule (83 FR 29212, June 22, 2018), this
section included a comprehensive summary and discussion of the ways
that components of the specified activity may impact marine mammals and
their habitat, including general background information on sound and
specific discussion of potential effects to marine mammals from noise
produced through use of airgun arrays. NMFS provided a description of
the ways marine mammals may be affected by the same activities
considered herein, including sensory impairment (permanent and
temporary threshold shifts and acoustic masking), physiological
responses (particularly stress responses), behavioral disturbance, or
habitat effects, as well as of the potential for serious injury or
mortality. The 2021 final rule (86 FR 5322, January 19, 2021) provided
updates to the discussion of potential impacts, as well as
significantly expanded discussion of certain issues (e.g., potential
effects to habitat, including prey, and the potential for stranding
events to occur) in the ``Comments and Responses'' section of that
notice. These prior notices also provided discussion of marine mammal
hearing and detailed background discussion of active acoustic sources
and related acoustic terminology used herein. We have reviewed new
information available since the 2021 final rule was issued. Having
considered this information, we have determined that there is no new
information that substantively affects
[[Page 31509]]
our analysis of potential impacts on marine mammals and their habitat
that appeared in the 2018 proposed and 2021 final rules, all of which
remains applicable and valid for our assessment of the effects of the
specified activities during the original 5-year period that is the
subject of this rule. We incorporate by reference that information and
do not repeat the information here, instead referring the reader to the
2018 proposed rule and 2021 final rule.
The Estimated Take section later in this document includes a
quantitative analysis of the number of individuals that are expected to
be taken by the specified activity. The Negligible Impact Analysis and
Determinations section includes an analysis of how these activities
will impact marine mammals and considers the content of this section,
the Estimated Take section, and the Mitigation section, to draw
conclusions regarding the likely impacts of these activities on the
reproductive success or survivorship of individuals and from that on
the affected marine mammal populations.
Estimated Take
This section provides an estimate of the numbers and type of
incidental takes that may be expected to occur under the specified
activity, which informs NMFS' negligible impact determinations.
Realized incidental takes would be determined by the actual levels of
activity at specific times and places that occur under any issued LOAs
and by the actual acoustic source used. While the methodology and
modeling for estimating take remains identical to that originally
described in the 2018 proposed and 2021 final rules, updated species
density values have been used, and take estimates are available for
three different airgun array configurations. The highest modeled
estimated take (annual and 5-year total) for each species is analyzed
for the negligible impact analysis.
Except with respect to certain activities not pertinent here,
section 3(18) of the MMPA defines ``harassment'' as: any act of
pursuit, torment, or annoyance which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment). As with the 2021 final
rule, harassment is the only type of take expected to result from these
activities. It is unlikely that lethal takes would occur even in the
absence of the mitigation and monitoring measures, and no such takes
are anticipated or will be authorized.
Anticipated takes would primarily be by Level B harassment, as use
of the described acoustic sources, particularly airgun arrays, is
likely to disrupt behavioral patterns of marine mammals upon exposure
to sound at certain levels. There is also some potential for auditory
injury (Level A harassment) to result for low- and high-frequency
species due to the size of the predicted auditory injury zones for
those species, though none is predicted to occur for Rice's whales (the
only low-frequency cetacean in the GOM). NMFS does not expect auditory
injury to occur for mid-frequency species. See discussion provided in
the 2018 notice of proposed rulemaking (83 FR 29212, June 22, 2018) and
in responses to public comments provided in the notice of issuance for
the 2021 final rule (86 FR 5322, January 19, 2021).
Below, we summarize how the take that may be authorized was
estimated using acoustic thresholds, sound field modeling, and marine
mammal density data. Detailed discussion of all facets of the take
estimation process was provided in the 2018 notice of proposed
rulemaking (83 FR 29212, June 22, 2018), which is incorporated by
reference here, as it was into the 2021 final rule, as most aspects of
the modeling have not changed; any aspects of the modeling that have
changed are noted below and in Weirathmueller et al. (2022). Please see
that 2018 proposed rule notice, and associated companion documents
available on NMFS' website, for additional detail. A summary overview
of the take estimation process, as well as full discussion of new
information related to the development of estimated take numbers, is
provided below.
Acoustic Thresholds
NMFS uses acoustic thresholds that identify the received level of
underwater sound above which exposed marine mammals generally would be
reasonably expected to exhibit disruption of behavioral patterns (Level
B harassment) or to incur permanent threshold shift (PTS) of some
degree (Level A harassment). Acoustic criteria used herein were
described in detail in the preceding notices associated with the 2018
proposed rule and 2021 final rule; that discussion is not repeated as
no changes have been made to the relevant acoustic criteria. See tables
3 and 4.
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[GRAPHIC] [TIFF OMITTED] TR24AP24.072
Acoustic Exposure Modeling
Zeddies et al. (2015, 2017a) provided estimates of the annual
marine mammal acoustic exposures exceeding the aforementioned criteria
caused by sounds from geophysical survey activity in the GOM for 10
years of notional activity levels, using 8,000-in\3\ airguns and other
sources, as well as full detail regarding the original acoustic
exposure modeling conducted in support of BOEM's 2016 petition and
NMFS' subsequent analysis in support of the 2021 final ITR. Zeddies et
al. (2017b) provided information regarding source and propagation
modeling related to the 4,130-in\3\ airgun array, and Weirathmueller et
al. (2022) provide detail regarding the new modeling performed for the
5,110-in\3\ airgun array. Detailed discussion of the original modeling
effort was provided in the 2018 notice of proposed rulemaking (83 FR
29212, June 22, 2018), and in responses to public comments provided in
the notice of issuance for the final rule (86 FR 5322, January 19,
2021). For full details of the modeling effort, see the reports
(available online at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico) and review discussion provided in those prior Federal
Register notices.
All acoustic exposure modeling, including source and propagation
modeling, was redone in support of this final rule to address the
additional airgun array configurations and the new data on marine
mammal density and species definition files, as described below in this
section. However, all aspects of the modeling (including source,
propagation, and animal movement modeling) are the same as described in
Zeddies et al. (2015, 2017a, 2017b) and discussed in previous Federal
Register notices associated with the ITR. We do not repeat discussion
of those aspects of the modeling, but refer the reader to those
documents.
Differences from the modeling and modeling products described in
previous notices associated with this ITR are limited to source and
propagation modeling of the new 5,110-in\3\ array configuration, which
was performed using the same procedures as were used for the previous
8,000- and 4,130-in\3\ array configurations, and two new data inputs:
(1) updated marine mammal density information (Garrison et al., 2023)
and (2) revised species definition files. The latter information
consists of behavioral parameters (e.g., depth, travel rate, dive
profile) for each species that govern simulated animal (animat)
movement within the movement model (Weirathmueller et al., 2022). These
files are reviewed at the start of all new and reopened modeling
efforts, and are updated as necessary according to the most recent
literature. NMFS previously evaluated full acoustic exposure modeling
results only for the 8,000-in\3\ airgun array (only demonstration
results for 6 species were provided in Zeddies et al. (2017b) for the
4,130-in\3\ array configuration), but is now able to evaluate full
results for all three array configurations; thereby, providing for
greater flexibility and utility in representing actual acoustic sources
planned for use during consideration of LOA requests.
Marine Mammal Density Information--Since the 2021 final rule went
into effect, new habitat-based cetacean density models have been
produced by NMFS' Southeast Fisheries Science Center (Garrison et al.,
2023). These models incorporate newer survey data from 2017-18
including, notably, data from survey effort conducted during winter.
Inclusion of winter data allows for increased temporal resolution of
model predictions. These are the first density models that incorporate
survey data collected after the DWH oil spill. New models were produced
for all taxa other than Fraser's dolphin and rough-toothed dolphin, as
the model authors determined that there were too few detections of
these species to support model development. Therefore, we continue to
rely on the Roberts et al. (2016) models for these two species.
For species occurring in oceanic waters, the updated density models
are based upon data collected during vessel surveys conducted in 2003-
04, 2009, and 2017-18 (and including surveys conducted in 2019 for
Rice's whale). Survey effort was generally conducted in a survey region
bounded by the shelf break (approximately the 200-m isobath) to the
north and the boundary of the U.S. EEZ to the south. Separate models
were created for species occurring in shelf waters (Atlantic spotted
dolphin and bottlenose dolphin) based on seasonal aerial surveys
conducted in 2011-12 and 2017-18. Based on water depth, the shelf
models were used to predict acoustic exposures for these two species in
Zones 2 and 3, and the oceanic models were used to predict exposures in
Zones 4-7.
As discussed above, the updated density modeling effort retains the
previous approach of treating beaked whales and Kogia spp. as guilds,
as sightings of these species are typically difficult to resolve to the
species level. In addition, the model authors determined there to be
too few sightings and/or too few sightings resolved to species level
for the melon-headed whale, false killer whale, pygmy killer whale, and
killer whale to produce individual species models. Instead, a single
blackfish model was developed to produce guild-level predictions for
these species (Garrison et al., 2023).
[[Page 31511]]
Take Estimates
Exposure estimates above Level A and Level B harassment criteria,
originally developed by Zeddies et al. (2015, 2017a, 2017b) and updated
by Weirathmueller et al. (2022) in association with the activity
projections for the various annual effort scenarios, were generated
based on the specific modeling scenarios (including source and survey
geometry), i.e., 2D survey (1 x source array), 3D NAZ survey (2 x
source array), 3D WAZ survey (4 x source array), coil survey (4 x
source array).
Level A Harassment--Here, we summarize acoustic exposure modeling
results related to Level A harassment. For more detailed discussion,
please see the 2018 Federal Register notice for the proposed rule and
responses to public comment provided in the 2021 Federal Register
notice for the final rule. Overall, there is a low likelihood of take
by Level A harassment for any species, though the degree of this low
likelihood is primarily influenced by the specific hearing group. For
mid- and high-frequency cetaceans, potential auditory injury would be
expected to occur on the basis of instantaneous exposure to peak
pressure output from an airgun array while for low-frequency cetaceans,
potential auditory injury would occur on the basis of the accumulation
of energy output over time by an airgun array. For additional
discussion, please see NMFS (2018) and discussion provided in the 2018
notice of proposed rulemaking (83 FR 29212, June 22, 2018) and in the
notice of issuance for the 2021 final rule (86 FR 5322; January 19,
2021), e.g., 83 FR 29262; 86 FR 5354; 86 FR 5397. Importantly, the
modeled exposure estimates do not account for either aversion or the
beneficial impacts of the required mitigation measures.
Of even greater import for mid-frequency cetaceans is that the
small calculated Level A harassment zone size in conjunction with the
properties of sound fields produced by arrays in the near field versus
far field leads to a logical conclusion that Level A harassment is so
unlikely for species in this hearing group as to be discountable. For
all mid-frequency cetaceans, following evaluation of the available
scientific literature regarding the auditory sensitivity of mid-
frequency cetaceans and the properties of airgun array sound fields,
NMFS does not expect any reasonable potential for Level A harassment to
occur. This issue was addressed in detail in the response to public
comments provided in NMFS' 2021 notice of issuance for the rule (86 FR
5322, January 19, 2021; see 86 FR 5354). NMFS expects the potential for
Level A harassment of mid-frequency cetaceans to be discountable, even
before the likely moderating effects of aversion and mitigation are
considered, and NMFS does not believe that Level A harassment is a
likely outcome for any mid-frequency cetacean. Therefore, the updated
modeling results provided by Weirathmueller et al. (2022) account for
this by assuming that any estimated exposures above Level A harassment
thresholds for mid-frequency cetaceans resulted instead in Level B
harassment (as reflected in table 6).
As discussed in greater detail in the 2018 notice of proposed
rulemaking (83 FR 29212, June 22, 2018), NMFS considered the
possibility of incorporating quantitative adjustments within the
modeling process to account for the effects of mitigation and/or
aversion, as these factors would lead to a reduction in likely
injurious exposure. However, these factors were ultimately not
quantified in the modeling. In summary, there is too much inherent
uncertainty regarding the effectiveness of detection-based mitigation
to support any reasonable quantification of its effect in reducing
injurious exposure, and there is too little information regarding the
likely level of onset and degree of aversion to quantify this behavior
in the modeling process. This does not mean that mitigation is not
effective (to some degree) in avoiding incidents of Level A harassment,
nor does it mean that aversion is not a meaningful real-world effect of
noise exposure that should be expected to reduce the number of
incidents of Level A harassment. As discussed in greater detail in
responses to public comments provided in the 2021 notice of issuance
for the final rule (86 FR 5322, January 19, 2021; see 86 FR 5353),
there is ample evidence in the literature that aversion is one of the
most common responses to noise exposure across varied species, though
the onset and degree may be expected to vary across individuals and in
different contexts. Therefore, NMFS incorporated a reasonable
adjustment to modeled Level A harassment exposure estimates to account
for aversion for low- and high-frequency species. That approach, which
is retained here, assumes that an 80 percent reduction in modeled
exposure estimates for Level A harassment for low- and high-frequency
cetaceans is reasonable (Ellison et al., 2016) and likely conservative
in terms of the overall numbers of actual incidents of Level A
harassment for these species, as the adjustment does not explicitly
account for the effects of mitigation. This adjustment was incorporated
into the updated modeling results provided by Weirathmueller et al.
(2022) and reflected in table 6.
Take Estimation Error--As discussed previously, in 2020 BOEM
provided an update to the scope of their proposed action through
removal of the area subject to leasing moratorium under GOMESA from
consideration in the rule. In support of this revision, BOEM provided
revised 5-year level of effort predictions and associated acoustic
exposure estimates. BOEM's process for developing this information,
described in detail in ``Revised Modeled Exposure Estimates''
(available online at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico), was straightforward. Rather than using the PEIS's 10-year
period, BOEM provided revised levels of effort for a 5-year period,
using years 1-5 of the original level of effort projections. BOEM
stated that the first 5 years were selected to be carried forward
``because they were contiguous, they included the three years with the
most activity, and they were the best understood in relation to the
historical data upon which they are based.'' Levels of effort, shown in
table 1, were revised based on the basic assumption that if portions of
areas are removed from consideration, then the corresponding effort
previously presumed to occur in those areas also is removed from
consideration. Projected levels of effort were reduced in each zone by
the same proportion as was removed from each zone when BOEM reduced the
scope of its proposed action, i.e., the levels of effort were reduced
by the same zone-specific proportions shown in table 1 in the notice of
issuance for the final rule (86 FR 5322, January 19, 2021). Associated
revised take estimates were provided by BOEM and evaluated in the final
rule.
While processing requests for individual LOAs in 2021 under the
rule using the methodology for developing LOA-specific take numbers
presented in the rule, NMFS discovered discrepancies between the
revised total take numbers provided by BOEM when addressing its
revision to the scope of activity through removal of the GOMESA area
and the underlying modeling results. (Note that the underlying modeling
results are in the form of 24-hour exposure estimates, specific to each
species, zone, survey type, and season. These 24-hour exposure
estimates can then be scaled to generate take numbers appropriate to
the specific activity or, in the case of BOEM's petition for
rulemaking, to the
[[Page 31512]]
total levels of activity projected to occur across a number of years.)
NMFS contacted BOEM regarding the issue in June 2021. Following an
initial discussion, BOEM determined that when it reduced its scope of
specified activity by removing the GOMESA moratorium area from the
proposed action, it underestimated the level of take by inadvertently
factoring species density estimates into its revised exposure estimates
twice. Generally, this miscalculation caused BOEM to underestimate the
total predicted exposures of species from all survey activities in its
revision to the incidental take rule application, most pronouncedly for
those species with the lowest densities. The practical effect of this
miscalculation is that the full amount of activity for which BOEM
sought incidental take coverage in its application cannot be authorized
under the existing incidental take rule.
In September 2021, BOEM provided corrected exposure estimates.
These are available in BOEM's September 2021 ``Corrected Exposure
Estimates'' letter, available online at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico. Following receipt
of BOEM's letter containing corrected exposure estimates, NMFS
requested additional information from BOEM, including a detailed
written description of the process involved in producing the revised
take numbers submitted in 2020, the error(s) in that process, and the
process involved in correcting those numbers. BOEM provided the
requested information in October 2021. A detailed description of this
explanation was provided in the notice of proposed rulemaking (88 FR
916, January 5, 2023). Please see that notice and BOEM's letter for
additional detail.
The result of BOEM's process was that errors of varying degrees
were introduced to the BOEM-derived take numbers evaluated in the final
rule. Although NMFS was unable to replicate the derivation of the
species-specific scaling factors, or to adequately compare the
erroneous BOEM-derived values to the values evaluated in NMFS' 2018
proposed rule or to other published values, it remained clear that the
take estimates were significantly underestimated for multiple species.
Because of this, recalculation of appropriate take numbers was
necessary.
New Modeling--Once it became clear that NMFS would need to
recalculate the take numbers in order to support the necessary
correction and reanalysis under the rule, we recognized that two other
primary pieces of new information should be considered.
As discussed previously, through NMFS' experience implementing the
2021 final rule, it has become evident that operators are not currently
using airgun arrays as large as the proxy array specified by BOEM for
the original exposure modeling effort, and that the use of that 72-
element, 8,000-in\3\ array as the proxy for generating LOA-specific
take estimates is overly conservative. As a result, operators applying
8,000-in\3\ modeled results to operations conducted with smaller airgun
arrays have been inappropriately limited in the number of planned days
of data acquisition when NMFS' small numbers limit has been reached.
Therefore, independently of and prior to the above-described discovery
and evaluation of BOEM's error, NMFS had already determined that it
would be useful and appropriate to produce new modeling results
associated with a more representative airgun array. In consultation
with industry operators, NMFS identified specifications associated with
a 32-element, 5,110 in\3\ array and contracted with the same modelers
that produced the original acoustic exposure modeling (JASCO Applied
Sciences) to conduct new modeling following the same approach and
methodologies described in detail in Zeddies et al. (2015, 2017a). This
information was reflected in NMFS' proposed rule and available for
public review and comment (83 FR 29212, June 22, 2018). Specifically,
JASCO has now produced new comprehensive modeling results for all
evaluated survey types for the three different arrays described
previously: (1) 4,130-in\3\ array, described in detail in Zeddies et
al. (2017b) (acoustic exposure results were provided for only 6 species
in Zeddies et al. (2017b); full results are now available); (2) 5,110-
in\3\ array specified by NMFS and described in Weirathmueller et al.
(2022); and (3) 8,000-in\3\ array described in detail by Zeddies et al.
(2015, 2017a).
Since the time of the original acoustic exposure modeling, JASCO
has reviewed all species definition files and applied extensive updates
for many species. These files define the species-specific parameters
that control animat behavior during animal movement modeling. In
particular, changes in the minimum and maximum depth preferences
affected the coverage area for several species, which resulted in
significant changes to some estimated exposures for some species.
In addition, at the time NMFS determined it would conduct a
rulemaking to address the corrected take estimates, new cetacean
density modeling (including incorporation of new Rice's whale data) was
nearing completion, in association with the BOEM-funded GoMMAPPS effort
(see: https://www.boem.gov/gommapps). NMFS determined that this new
information (updated acoustic exposure modeling and new cetacean
density models) should be used as the best available information for
this rulemaking, and as such it is the basis for our analyses. For
purposes of the negligible impact analyses, NMFS uses the maximum of
the species-specific exposure modeling results from the three airgun
array configurations/sizes. Specifically, for all species other than
Rice's whale, these results are associated with the 8,000-in\3\ array.
For the Rice's whale, modeling associated with the 5,110-in\3\ array
produced larger exposure estimates (discussed below).
Estimated instances of take, i.e., scenario-specific acoustic
exposure estimates incorporating the adjustments to Level A harassment
exposure estimates discussed here, are shown in table 6. For
comparison, table 5 shows the estimated instances of take evaluated in
the 2021 final rule. This information regarding total number of takes
(with Level A harassment takes based on assumptions relating to mid-
frequency cetaceans in general as well as aversion), on an annual basis
for 5 years, provides the bounds within which incidental take
authorizations--LOAs--may be issued in association with this regulatory
framework. Importantly, modeled results showed increases in total take
estimates for 4 species, while the others decreased from those analyzed
in the 2021 final rule.\8\
---------------------------------------------------------------------------
\8\ Note that because of the new category of blackfish, there is
uncertainty on any change in the take numbers for the individual
species that comprise that category, though collectively the take
numbers for all the blackfish remain within the levels previously
analyzed.
---------------------------------------------------------------------------
Typically, and especially in cases where PTS is predicted, NMFS
anticipates that some number of individuals may incur temporary
threshold shift (TTS). However, it is not necessary to separately
quantify those takes, as it is unlikely that an individual marine
mammal would be exposed at the levels and duration necessary to incur
TTS without also being exposed to the levels associated with potential
disruption of behavioral patterns (i.e., Level B harassment). As such,
NMFS expects any potential TTS takes to be captured by the estimated
Level B harassment takes associated with behavioral disturbance
(discussed below).
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Discussion of Estimated Take
Differences between the estimated instances of take evaluated in
the 2021 final rule (table 5) and those evaluated herein (table 6) may
be attributed to multiple factors. Due to the confounding nature of
these factors, it is challenging to attribute species-specific
differences by degree to any particular factor. These factors include:
(1) BOEM errors in calculating estimated take in support of its
revision of scope for the 2021 final rule, which are related to
species-specific density values by zone, as well as to species-specific
``correction factors'' developed by BOEM; (2) JASCO revisions to
species definition files governing animat behavior during animal
movement modeling; and (3) new density information for all species
other than Fraser's dolphin and rough-toothed dolphin. In addition, for
the Rice's whale, propagation modeling of a new array specification
produced the greatest values for estimated instances of take. While it
is difficult to attribute species-specific changes to specific factors,
we do know that the correction of the BOEM error could only result in
take number increases from the 2021 final rule, while density changes
and species definition file changes could result in either increases or
decreases in take estimates. (However, most density values decreased,
in many cases significantly.) NMFS has addressed BOEM's error to the
extent possible in the discussion provided previously (see Take
Estimation Error).
Regarding the species characteristics used in the new modeling, as
discussed above, all species behavior files were reviewed by JASCO
prior to the new
[[Page 31515]]
modeling, and many had extensive updates, based on the availability of
new information regarding relevant behavioral parameters in the
scientific literature. In particular, changes in the minimum and
maximum depth preferences affected the coverage area for several
species, which resulted in changes to some species exposures.
New modeling for the smaller, 5,110-in\3\ array illustrated that
the larger array is not necessarily always more impactful. Free-field
beam patterns are different for the arrays as are the tow depths. The
5,110-in\3\ array was specified as being towed at 12 m depth (following
typical usage observed by NMFS through review of LOA applications),
while the other arrays are assumed to use an 8-m tow depth (assumptions
regarding source specifications were made by BOEM as part of its
original petition for rulemaking). The depth at which a source is
placed influences the interference pattern caused by the direct and
sea-surface reflected paths (the ``Lloyd's mirror'' effect). The
destructive interference from the sea-surface reflection is generally
greater for shallow tow depths compared to deeper tow depths. In
addition, interactions between source depth, beam pattern geometry,
source frequency content, the environment (e.g., bathymetry and sound
velocity profile), and different animat seeding depths and behaviors
can give unexpected results. For example, while the larger array may
have the longest range for a particular isopleth (sound contour), the
overall sound field coverage area was found to have greater asymmetry
as a result of the above-mentioned interactions.
While the larger array did produce greater predicted exposures for
all species, with the exception of Rice's whales, the differences
between predicted exposure estimates for the two larger arrays were not
as great as may have been expected on the basis of total array volume
alone. The 5,110- and 8,000-in\3\ arrays were often similar in terms of
predicted exposures, although the beam patterns were quite different.
For arrays of airgun sources, the chamber volume or the total array
volume is not the only meaningful variable. Although it is true that a
source with a larger volume is generally louder, in practice this only
applies largely to single sources or small arrays of sources and was
not the case for the considered arrays. As discussed above, array
configuration, tow depth, and bathymetry were significant factors. For
example, the 8,000-in\3\ array generally had a more directional beam
pattern than the 4,130- or 5,110-in\3\ arrays. The vertical structure
of the sound field combined with different species' dive depth and
surface intervals was important as well. Differences in estimated take
numbers for the 2021 final rule and this rule, i.e., differences
between tables 5 and 6, are shown in table 7.
[GRAPHIC] [TIFF OMITTED] TR24AP24.075
NMFS cautions against interpretation of the changes presented in
table 7 at face value for a variety of reasons. First, reasons for the
differences in the take estimates are difficult to interpret due to the
confounding nature of the different factors discussed in this section.
Second, the meaning of the differences in terms of impacts to the
affected
[[Page 31516]]
species or stocks is similarly not as straightforward as the magnitude
and direction of the differences may imply. Differences in estimated
take are, in part, the result of the introduction of new density data,
which also provides new model-predicted abundance estimates. Our
evaluation under the MMPA of the expected impacts of the predicted take
events is substantially reliant on comparisons of the expected take to
the predicted abundance. See discussion of our evaluation of severity
of impact (one prong of analysis) in Negligible Impact Analysis and
Determinations. The severity of the predicted taking is understood
through the estimates' relationship to predicted zone-specific
abundance values, and so the absolute differences presented in table 7
are not, alone, informative in that regard.
Overall, NMFS has determined, to the extent possible, that aside
from the confounding effect of BOEM's calculation errors, differences
between the current and prior results for the 8,000-in\3\ array are
primarily attributable to differences in species density along with
changes in the species behavior files, in particular minimum and
maximum animat seeding depths.
Level B Harassment
NMFS has determined the values shown in table 6 are a reasonable
estimate of the maximum potential instances of take that may occur in
each year of the regulations based on projected effort (more
specifically, each of these ``takes'' represents a day in which one
individual is exposed above the Level B harassment criteria, even if
only for minutes). However, these take numbers do not represent the
number of individuals expected to be taken, as they do not consider the
fact that certain individuals may be exposed above harassment
thresholds on multiple days. Accordingly, as described in the 2018
notice of proposed rulemaking, NMFS developed a ``scalar ratio''
approach to inform two important parts of the analyses: understanding a
closer approximation of the number of individuals of each species or
stock that may be taken within a survey, and understanding the degree
to which individuals of each species or stock may be more likely to be
repeatedly taken across multiple days within a year.
In summary, comparing the results of modeling simulations that more
closely match longer survey durations (30 days) to the results of 24-
hour take estimates scaled up to 30 days (as the instances of take in
table 6 were calculated) provides the comparative ratios of the numbers
of individuals taken/calculated (within a 30-day survey) to instances
of take, in order to better understand the comparative distribution of
exposures across individuals of different species. These products are
used to inform a better understanding of the nature in which
individuals are taken across the multiple days of a longer duration
survey given the different behaviors that are represented in the animat
modeling and may appropriately be used in combination with the
calculated instances of take to predict the number of individuals taken
for surveys of similar duration, in order to support evaluation of take
estimates in requests for LOAs under the ``small numbers'' standard,
which is based on the number of individuals taken. A detailed
discussion of this approach was provided in the 2018 notice of proposed
rulemaking. As NMFS retains without change this ``scalar ratio''
approach to approximating the number of individuals taken, both here
(see Negligible Impact Analysis and Determinations) and in support of
the necessary small numbers determination on an LOA-specific basis, we
do not repeat the discussion but refer the reader to previous Federal
Register notices. Application of the scaling method reduced the overall
magnitude of modeled takes for all species by a range of slightly more
than double up to tenfold (table 8).
These adjusted take numbers, representing a closer approximation of
the number of individuals taken (shown in table 8), provide a more
realistic basis upon which to evaluate severity of the expected taking.
Please see the Negligible Impact Analysis and Determinations section
later in this document for additional detail. It is important to
recognize that while these scaled numbers better reflect the number of
individuals likely to be taken within a single 30-day survey than the
number of instances in table 6, they will still overestimate the number
of individuals taken across the aggregated GOM activities, because they
do not correct for (i.e., further reduce take to account for)
individuals exposed to multiple surveys or fully correct for
individuals exposed to surveys significantly longer than 30 days.
As noted in the beginning of this section and in the Small Numbers
section, using modeled instances of take (table 6) and the method used
here to scale those numbers allows one to more accurately predict the
number of individuals that will be taken as a result of exposure to one
survey and, therefore, these scaled predictions are more appropriate to
consider in requests for LOAs to assess whether a resulting LOA would
meet the small numbers standard. However, for the purposes of ensuring
that the total taking authorized pursuant to all issued LOAs is within
the scope of the analysis conducted to support the negligible impact
finding in this rule, authorized instances of take (which are the
building blocks of the analysis) also must be assessed. Specifically,
reflecting table 6 and what has been analyzed, the total instances of
take that may be authorized for any given species or stock over the
course of the 5 years covered under these regulations must not, and is
not expected to, exceed the sum of the 5 years of take indicated for
the 5 years in that table. Additionally, in any given year, the
instances of take of any species must not, and are not expected to,
exceed the highest annual take listed in table 6 for any of the 5 years
for a given species.
[[Page 31517]]
[GRAPHIC] [TIFF OMITTED] TR24AP24.085
Mitigation
``Least Practicable Adverse Impact'' Standard
Under section 101(a)(5)(A) of the MMPA, NMFS must set forth the
permissible methods of taking pursuant to such activity, and other
means of effecting the LPAI on such species or stock and its habitat,
paying particular attention to rookeries, mating grounds, and areas of
similar significance, and on the availability of such species or stock
for subsistence uses, often referred to in shorthand as ``mitigation.''
NMFS does not have a regulatory definition for LPAI. However, NMFS'
implementing regulations require applicants for incidental take
authorizations to include information about the availability and
feasibility (economic and technological) of equipment, methods, and
manner of conducting such activity or other means of effecting the LPAI
upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)). In the Mitigation section of the 2021 final rule, NMFS
included a detailed description of our interpretation of the LPAI
standard (including its relationship to the negligible impact standard)
and how the LPAI standard is implemented (86 FR 5322, 5407, January 19,
2021). We refer readers to the full LPAI discussion in the 2021 final
rule, but repeat the discussion on implementation here to facilitate
understanding of the analyses that follow.
NMFS' evaluation of potential mitigation measures includes
consideration of two primary factors:
(1) The manner in which, and the degree to which, implementation of
the potential measure(s) is expected to reduce adverse impacts to
marine mammal species or stocks, their habitat, and their availability
for subsistence uses (where relevant). This analysis considers such
things as the nature of the potential adverse impact (such as
likelihood, scope, and range), the likelihood that the measure will be
effective if implemented, and the likelihood of successful
implementation; and
(2) The practicability of the measures for applicant
implementation. Practicability of implementation may consider such
things as cost, impact on activities, personnel safety, and
practicality of implementation.
While the language of the LPAI standard calls for minimizing
impacts to affected species or stocks and their habitat, NMFS
recognizes that the reduction of impacts to those species or stocks
accrues through the application of mitigation measures that limit
impacts to individual animals. Accordingly, NMFS' analysis focuses on
measures that are designed to avoid or minimize impacts on individual
marine mammals that are likely to increase the probability or severity
of population-level effects.
While direct evidence of impacts to species or stocks from a
specified activity is rarely available, and additional study is still
needed to understand how specific disturbance events affect the fitness
of individuals of certain species, there have been improvements in
understanding the process by which disturbance effects are translated
to the population. With recent scientific advancements (both marine
mammal energetic research and the development of energetic frameworks),
the relative likelihood or degree of impacts on species or stocks may
often be inferred given a detailed understanding of the activity, the
environment, and the affected species or stocks. This same information
is used in the development of mitigation measures and helps us
understand how mitigation measures contribute to lessening effects (or
the risk thereof) to species or stocks. NMFS also acknowledges that
there is always the potential that new information, or a new
recommendation that had not previously been considered, becomes
available and necessitates re-evaluation of mitigation measures (which
may be addressed through adaptive management) to see if further
reductions of population impacts are possible and practicable.
In the evaluation of specific measures, the details of the
specified activity will necessarily inform each of the two primary
factors discussed above (expected reduction of impacts and
practicability) and are carefully considered to determine the types of
mitigation that are appropriate under the LPAI standard. Analysis of
how a potential mitigation measure may
[[Page 31518]]
reduce adverse impacts on a marine mammal stock or species and
practicability of implementation are not issues that can be
meaningfully evaluated through a yes/no lens. The manner in which, and
the degree to which, implementation of a measure is expected to reduce
impacts, as well as its practicability, can vary widely. For example, a
time-area restriction could be of very high value for reducing the
potential for, or severity of, population-level impacts (e.g., avoiding
disturbance of feeding females in an area of established biological
importance) or it could be of lower value (e.g., decreased disturbance
in an area of high productivity but of less firmly established
biological importance). Regarding practicability, a measure might
involve restrictions in an area or time that impede the operator's
ability to acquire necessary data (higher impact), or it could mean
incremental delays that increase operational costs but still allow the
activity to be conducted (lower impact). A responsible evaluation of
LPAI will consider the factors along these realistic scales. Expected
effects of the activity and of the mitigation as well as status of the
stock all weigh into these considerations. Accordingly, the greater the
likelihood that a measure will contribute to reducing the probability
or severity of adverse impacts to the species or stock or their
habitat, the greater the weight that measure is given when considered
in combination with practicability to determine the appropriateness of
the mitigation measure, and vice versa. Consideration of these factors
is discussed in greater detail below.
1. Reduction of adverse impacts to marine mammal species or stocks
and their habitat.\9\
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\9\ NMFS recognizes the LPAI standard requires consideration of
measures that will address minimizing impacts on the availability of
the species or stocks for subsistence uses where relevant. Because
subsistence uses are not implicated for this action, we do not
discuss them. However, a similar framework would apply for
evaluating those measures, taking into account both the MMPA's
directive that we make a finding of no unmitigable adverse impact on
the availability of the species or stocks for taking for
subsistence, and the relevant implementing regulations.
---------------------------------------------------------------------------
The emphasis given to a measure's ability to reduce the impacts on
a species or stock considers the degree, likelihood, and context of the
anticipated reduction of impacts to individuals (and how many
individuals) as well as the status of the species or stock.
The ultimate impact on any individual from a disturbance event
(which informs the likelihood of adverse species- or stock-level
effects) is dependent on the circumstances and associated contextual
factors, such as duration of exposure to stressors. Though any proposed
mitigation needs to be evaluated in the context of the specific
activity and the species or stocks affected, measures with the
following types of effects have greater value in reducing the
likelihood or severity of adverse species- or stock-level impacts:
avoiding or minimizing injury or mortality; limiting interruption of
known feeding, breeding, mother/young, or resting behaviors; minimizing
the abandonment of important habitat (temporally and spatially);
minimizing the number of individuals subjected to these types of
disruptions; and limiting degradation of habitat. Mitigating these
types of effects is intended to reduce the likelihood that the activity
will result in energetic or other types of impacts that are more likely
to result in reduced reproductive success or survivorship. It is also
important to consider the degree of impacts that are expected in the
absence of mitigation in order to assess the added value of any
potential measures. Finally, because the LPAI standard gives NMFS
discretion to weigh a variety of factors when determining appropriate
mitigation measures and because the focus of the standard is on
reducing impacts at the species or stock level, the LPAI standard does
not compel mitigation for every kind of take, or every individual
taken, if that mitigation is unlikely to meaningfully contribute to the
reduction of adverse impacts on the species or stock and its habitat,
even when practicable for implementation by the applicant.
The status of the species or stock is also relevant in evaluating
the appropriateness of potential mitigation measures in the context of
LPAI. The following are examples of factors that may (either alone, or
in combination) result in greater emphasis on the importance of a
mitigation measure in reducing impacts on a species or stock: the stock
is known to be decreasing or status is unknown, but believed to be
declining; the known annual mortality (from any source) is approaching
or exceeding the PBR level; the affected species or stock is a small,
resident population; or the stock is involved in a UME or has other
known vulnerabilities, such as recovering from an oil spill.
Habitat mitigation, particularly as it relates to rookeries, mating
grounds, and areas of similar significance, is also relevant to
achieving the standard and can include measures such as reducing
impacts of the activity on known prey utilized in the activity area or
reducing impacts on physical habitat. As with species- or stock-related
mitigation, the emphasis given to a measure's ability to reduce impacts
on a species or stock's habitat considers the degree, likelihood, and
context of the anticipated reduction of impacts to habitat. Because
habitat value is informed by marine mammal presence and use, in some
cases there may be overlap in measures for the species or stock and for
use of habitat.
NMFS considers available information indicating the likelihood of
any measure to accomplish its objective. If evidence shows that a
measure has not typically been effective nor successful, then either
that measure should be modified or the potential value of the measure
to reduce effects should be lowered.
2. Practicability.
Factors considered may include those costs, impact on activities,
personnel safety, and practicality of implementation.
Application of the LPAI Standard in this Action
In carrying out the MMPA's mandate for this action, NMFS applies
the context-specific balance between the manner in which and the degree
to which measures are expected to reduce impacts to the affected
species or stocks and their habitat and practicability for operators.
See NMFS' notice of issuance for the 2021 final rule (January 19, 2021,
86 FR 5322, 5405). The effects of concern (i.e., those with the
potential to adversely impact species or stocks and their habitat)
include auditory injury, severe behavioral reactions, disruptions of
critical behaviors, and to a lesser degree, masking and impacts on
acoustic habitat. These effects were addressed previously in the
Potential Effects of the Specified Activity on Marine Mammals and Their
Habitat and Anticipated Effects on Marine Mammal Habitat sections of
the 2018 notice of proposed rulemaking (June 22, 2018, 83 FR 29212,
29233, 29241).
Our rulemaking for the 2021 final rule focused on measures with
proven or reasonably presumed ability to avoid or reduce the intensity
of acute exposures that have potential to result in these anticipated
effects. To the extent of the information available to NMFS, we
considered practicability concerns, as well as potential undesired
consequences of the measures, e.g., extended periods using the acoustic
source due to the need to reshoot lines. NMFS recognized that
instantaneous protocols, such as shutdown requirements, are not capable
of avoiding all acute effects, are not
[[Page 31519]]
suitable for avoiding many cumulative or chronic effects, and do not
provide targeted protection in areas of greatest importance for marine
mammals. Therefore, in addition to a basic suite of seismic mitigation
protocols, we also evaluated time-area restrictions that would avoid or
reduce both acute and chronic impacts of surveys, including potential
restrictions that were removed from consideration in the final rule as
a result of BOEM's change to the scope of the action.
NMFS' 2021 rule included a suite of basic mitigation protocols that
are required regardless of the status of a stock. Additional or
enhanced protections were required for species whose stocks are in
particularly poor health and/or are subject to some significant
additional stressor that lessens that stock's ability to weather the
effects of the specified activities without worsening its status. NMFS'
evaluation process was described in detail in the 2018 proposed rule
(83 FR 29212, June 22, 2018), and mitigation requirements included in
the incidental take regulations at 50 CFR 217.180 et seq. were fully
described in the notice of issuance for the final rule (86 FR 5322,
5411, January 19, 2021).
For this current rulemaking, NMFS' evaluation built off the
existing mitigation requirements from the 2021 final rule, which will
remain in effect, and considered additional mitigation under the LPAI
standard as it relates to Rice's whales, in light of the species'
status, increase in take estimates relative to the 2021 final rule, and
other new information. In addition to other potential changes to
mitigation requirements suggested by public commenters and addressed in
the Comments and Responses section of this rule, we evaluated (1) a
potential restriction on survey activities within the small portion of
the Rice's whale ``core distribution area'' that overlaps the
geographic scope of the specified activity covered by this rule (see
discussion of the core distribution area earlier in Description of
Marine Mammals in the Area of the Specified Activities) and (2) the
potential for a restriction on survey activity in other areas between
100-400 m in depth throughout the geographic area covered by the
rule,\10\ also for Rice's whales. As described below, we determined
that the requirements in the current regulations promulgated under the
2021 final rule satisfy the LPAI standard and therefore make no changes
to those regulations. Because the mitigation requirements for this
action are the same as those described in the final rule (86 FR 5322,
5409, January 19, 2021), we do not repeat the description of the
required mitigation.
---------------------------------------------------------------------------
\10\ Subsequent to publication of the 2023 proposed rule, NMFS
proposed to designate the area in the GOM, between the U.S. EEZ off
Texas east to the boundary between the South Atlantic Fishery
Management Council and the Gulf of Mexico Fishery Management Council
off of Florida, that consists of waters from the 100 m isobaths to
the 400 m isobaths, as critical habitat for the Rice's whale (88 FR
47453, July 24, 2023).
---------------------------------------------------------------------------
For all other species, although there are slight increases in
estimated take (for three species) and increases in evaluated risk (for
other species) relative to the 2021 final rule (see Negligible Impact
Analysis and Determinations), there are no known specific areas of
particular importance to consider for time-area restrictions, and no
changes to our prior analysis for the sufficiency of the existing
standard operational mitigation requirements to effect the LPAI on the
affected species or stocks and their habitat. (We also note that NMFS'
2018 proposed rule made this determination even in the context of
significantly higher takes, as well as evaluated risk.)
Rice's Whale--We first provide a summary of baseline information
relevant to our consideration of mitigation for Rice's whales. Rice's
whales have a small population size, are restricted to the GOM, and
were determined by the status review team to be ``at or below the near-
extinction population level'' (Rosel et al., 2016). While various
population abundance estimates are available (e.g., Garrison et al.,
2020, 2023; Hayes et al., 2020; Roberts et al., 2016; Dias and
Garrison, 2016), all are highly uncertain because targeted surveys have
not been conducted throughout the Rice's whale's range. The most recent
statistically-derived abundance estimate, from 2017-2018 surveys in the
northeastern GOM, is 51 individuals (20-130 95% Confidence Interval
(CI)) (Garrison et al., 2020). There may be fewer than 100 individuals
throughout the GOM (Rosel et al., 2016). In addition, the population
exhibits very low levels of genetic diversity (Rosel and Wilcox, 2014;
Rosel et al., 2021). The small population size, restricted range, and
low genetic diversity alone place these whales at significant risk of
extinction (IWC, 2017). This risk has been exacerbated by the effects
of the DWH oil spill, which was estimated to have exposed up to half
the population to oil (DWH NRDA Trustees, 2016; DWH MMIQT, 2015). In
addition, Rice's whales face a significant suite of anthropogenic
threats, including noise produced by airgun surveys (Rosel et al.,
2016). Additionally, Rice's whale dive and foraging behavior places
them at heightened risk of being struck by vessels and/or entangled in
fishing gear (Soldevilla et al., 2017).
Of relevance here, the reduced geographic scope of the specified
activity for this rule (and the 2021 final rule) in relation to the
2018 proposed rule excludes the eastern GOM through removal of the
GOMESA area (see Figure 2). This reduced scope effectively minimizes
potential impacts to Rice's whales and their core habitat (as
recognized by the 2016 status review team) relative to the impacts
considered through NMFS' 2018 proposed rule. Thus, although potential
takes considered herein are higher relative to those analyzed in the
2021 final rule (maximum of 30 annual incidents of take (Level B
harassment only) compared with 10, respectively), they remain
significantly under the take numbers evaluated in the 2018 proposed
rule (maximum of 572 annual incidents of take by Level B harassment
with additional take by Level A harassment).
It is in the aforementioned context that our 2023 proposed rule
evaluated two potential measures for additional Rice's whale
mitigation: (1) restriction of survey activity within the 5 percent of
the core distribution area (i.e., the expanded area around northeastern
GOM Rice's whale sightings and tagged whale locations created through
application of a 30 km buffer) that is within the geographic scope of
the specified activity; and (2) restriction of survey activity over a
broad (but undefined) area of the central and/or western GOM within
Rice's whale habitat in waters between the 100-400 m isobaths. There is
no scientific information supporting a temporal component for either
potential restriction nor any specific spatial definition for a central
and/or western GOM restriction. Following the LPAI analysis produced in
the 2023 proposed rule, the MMC recommended implementing restriction
(1) above. Both the MMC and NRDC commented that some surveys should be
restricted within habitat of the central and/or western GOM, but
neither commenter provided recommendations regarding specific
recommended spatial definition of such a restriction or specific
metrics for defining which surveys should be restricted. All comments
and recommendations were evaluated and responses are provided earlier.
See Comments and Responses.
We reiterate that the amount of anticipated take of Rice's whales
over the 5-year duration of the incidental take regulation is
relatively low and
[[Page 31520]]
limited to Level B harassment. The anticipated magnitude of impacts
from any of these anticipated takes is considered to be relatively low,
as we concluded that none of these takes are expected to impact the
fitness of any individuals. See Negligible Impact Analysis and
Determinations. We also note the robust shutdown measures required that
utilize highly effective visual and passive acoustic detection methods
to avoid marine mammal injury as well as minimize TTS and more severe
behavioral responses.
For this rulemaking, NMFS independently examined each of the two
area-based restrictions in the context of the LPAI standard to
determine whether either restriction is warranted to minimize the
impacts from seismic survey activities on the affected marine mammal
species or stocks. This analysis is consistent with the consideration
of the LPAI criteria described above when determining appropriateness
of mitigation measures. These potential requirements were evaluated
(see below) in the context of the proposed seismic survey activities
(including the geographic scope of the rule) and the existing
mitigation measures that would be implemented to minimize impacts on
the affected marine mammal species or stocks from these activities.
To reiterate, the scope of the rule does not cover Rice's whale
core habitat in the northeastern GOM, which is the area (absent
buffering) that contains the highest known densities of Rice's whale
and which has defined the movements of previously tagged Rice's whales.
Thus, even though individual Rice's whales occurring outside of the
core habitat area may experience harassment, this geographic scope
likely precludes significant impacts to Rice's whales at the species
level by avoiding takes of the majority of individuals and by avoiding
impacts to the habitat that supports the highest densities of the
species. This important context generally lessens the total number of
takes, and means that the takes that do occur are expected to have
lower potential to have negative energetic effects or deleterious
effects on reproduction that could reduce the likelihood of survival or
reproductive success. In addition, NMFS has required mitigation
measures that would minimize or alleviate the likelihood of injury
(PTS), TTS, and more severe behavioral responses (the 1,500-m shutdown
zone). In addition, exposures to airgun noise would occur in open water
areas where animals can more readily avoid the source and find
alternate habitat relatively easily. The existing mitigation
requirements are expected to be effective in ensuring that impacts are
limited to lower-level responses with limited potential to
significantly alter natural behavior patterns in ways that would affect
the fitness of individuals and by extension the affected species.
As noted previously, in evaluating mitigation for species or stocks
and their habitat, we consider the expected benefits of the mitigation
measures for the species or stocks and their habitats against the
practicability of implementation. This consideration includes assessing
the manner in which, and the degree to which, the implementation of the
measure(s) is expected to reduce impacts to marine mammal species or
stocks (including through consideration of expected reduced impacts on
individuals), their habitat, and their availability for subsistence
uses (where relevant). This analysis considers such things as the
nature of the proposed activity's adverse impact (likelihood, scope,
range); the likelihood that the measure will be effective if
implemented; the likelihood of successful implementation.
Practicability of implementing the measure is also assessed and may
involve consideration of such things as cost and impact on operations
(16 U.S.C. 1371(a)(5)(A)(iii)).
Taking into account the above considerations, NMFS' evaluation of
the two potential survey restrictions is described below:
Core Distribution Area. NMFS' 2018 notice of proposed rulemaking
considered restrictions on activity in a Rice's whale ``core habitat
area'' in the eastern GOM identified between the 100- and 400-m
isobaths from 87.5[deg] W to 27.5[deg] N, based on Rosel et al. (2016)
(Figure 3). As discussed in the 2018 proposed rule, and above, a
restriction on (or absence of) survey activity in the core habitat area
would be expected to protect Rice's whales through the alleviation or
minimization of a range of airgun effects, both acute and chronic, that
could otherwise accrue to impact the reproduction or survival of
individuals in the area considered to be of greatest importance to the
species. The absence of survey activity in the species' core habitat
area not only minimizes Level B harassment of Rice's whales, but also
importantly minimizes other effects such as loss of communication
space.
The significant concern that led NMFS to consider restrictions on
survey activity in the core habitat area was largely alleviated through
removal of GOMESA and the associated reduction in predicted take and
impacts in a known area of important habitat. (Although predicted take
numbers for this final rule are higher relative to the 2021 final rule
(annual average Level B harassment events of 26 versus 8,
respectively), they remain significantly lower than the annual average
of 462 Level B harassment events considered in that 2018 analysis (plus
some potential for Level A harassment to occur)--an almost 18-fold
reduction.) Moreover, the functional absence of survey activity in the
eastern GOM, and particularly within Rice's whale core habitat area,
means that the anticipated protection afforded by the previously
considered restriction was functionally achieved by virtue of the
reduced scope for the 2021 final rule (which is unchanged for this
action). Regardless, because the core habitat area was entirely located
in the GOMESA moratorium area removed from the scope of the 2021 final
rule, it was no longer relevant for consideration as mitigation.
More recently, Rosel and Garrison (2022) described a Rice's whale
``core distribution area'' (Figure 3). This core distribution area
description included a precautionary 30-km buffer around the core
habitat area to account for uncertainty associated with both the
location of observed whales and the possible movement whales could make
in any direction from an observed sighting. It is not the result of new
information warranting an expansion of the previously considered core
habitat area, but rather is the result of additional precaution in
defining the area within which existing Rice's whale sightings and tag
locations suggest that whales could occur. As a result of this buffer,
approximately 5 percent of the polygon for the core distribution area
described in Rosel and Garrison (2022) overlaps with the current
geographic scope of the rule, which led us to consider whether
additional mitigation is warranted under the LPAI standard.
[[Page 31521]]
[GRAPHIC] [TIFF OMITTED] TR24AP24.076
The result of this precautionary approach is that areas shallower
than 100 m and deeper than 400 m (i.e., areas that are not known to
support all of the Rice's whale life history stages; NMFS, 2023) are
included in the core distribution area, most notably in the small
portion overlapping with the scope of this rule, given the steep
bathymetry there. Of the small portion of the core distribution area
that overlaps the scope of this rule, 76 percent covers waters
shallower than 100 m (36 percent) or deeper than 400 m (40 percent),
i.e., three-quarters of the area considered as a potential restriction
area covers waters considered outside of most suitable Rice's whale
habitat. We note that (1) NMFS' 2023 proposed designation of critical
habitat (which is based on the same information we have considered)
includes only waters between 100-400 m as the area containing physical
or biological features essential for conservation and (2) no confirmed
Rice's whale sightings have occurred in waters shallower than 100 m or
waters deeper than 408 m.
Thus, we evaluate the potential mitigative benefits of a
restriction on survey activity in the remaining approximately one-
quarter of the considered area that is preferred habitat for Rice's
whales. The absence of survey activity would avoid likely Level B
harassment of any individuals that may occur in the area, but there is
no information suggesting that the area is of particular importance
relative to the remainder of GOM waters between 100-400 m that are
outside the northeastern GOM core habitat, and Level B harassment that
occurs to whales present outside the core habitat area may be expected
to carry less potential for disruption of important behavior or
significance to the affected individual. The amount of anticipated take
is already low, and the existing mitigation requirements are expected
with a high degree of confidence to minimize the duration and intensity
of any instances of take that do occur. Therefore, we have low
confidence that this potential restriction would meaningfully reduce
impacts at the species or stock level. Regarding practicability,
although the considered area is relatively small, it would have outsize
impacts should any operator need to conduct new survey activity on
existing interests in the area or inform developers' understanding of
potential reserves in the area.
In summary, there is no information supporting identification of
this area (i.e., the 5 percent of the core distribution area
overlapping the scope of this rule) as being of particular importance
relative to Rice's whale habitat more broadly (i.e., GOM waters between
100-400 m depth), and only 24 percent of the overlapping area actually
covers Rice's whale habitat. The available information does not support
a conclusion that such a restriction would contribute meaningfully to a
reduction in adverse impacts to the Rice's whale or its habitat and,
therefore, there is no rationale for incurring the associated
practicability impacts. Because of these considerations, NMFS has
determined that a restriction on survey activity within the portion of
the core distribution area that occurs within scope of the rule is not
warranted.
Central and Western GOM. New information regarding Rice's whale
occurrence in the central and western GOM, largely based on passive
acoustic detections (Soldevilla et al., 2022;
[[Page 31522]]
2024), is now available. We acknowledge that some whales are likely to
be present at locations outside the northeastern GOM core habitat area,
and we considered whether other closure areas may be warranted,
including central and western GOM areas within the same general 100-400
m depth range known to be occupied by Rice's whales in the northeastern
GOM, and which have been proposed as designated critical habitat for
the species (88 FR 47453, July 24, 2023). We provide discussion of this
information and an evaluation of a potential broader restriction on
survey effort in the following paragraphs.
As background, a NOAA survey reported observation of a Rice's whale
in the western GOM in 2017 (NMFS, 2018). Genetic analysis of a skin
biopsy that was collected from the whale confirmed it to be a Rice's
whale. There had not previously been a genetically verified sighting of
a Rice's whale in the western GOM, and given the importance of this
observation, additional survey effort was conducted in an attempt to
increase effort in the area. However, no additional sightings were
recorded. (Note that there were two sightings of unidentified large
baleen whales in 1992 in the western GOM, recorded as Balaenoptera sp.
or Bryde's/sei whale (Rosel et al., 2021).) Subsequently, during recent
2023 survey effort in the western GOM, a sighting of what has been
described as a group of two probable Rice's whales was recorded
(https://www.fisheries.noaa.gov/science-blog/successful-final-leg-gulf-mexico-marine-mammal-and-seabird-vessel-survey). In addition, there are
occasional sightings by PSOs of baleen whales in the GOM that may be
Rice's whales. Rosel et al. (2021) reviewed 13 whale sightings reported
by PSOs in the GOM from 2010-2014 that were recorded as baleen whales.
No sightings were close enough for the PSOs to see the diagnostic three
lateral ridges on the whales' rostrums required to confirm them as
Rice's whales. Rosel et al. ruled out five of the sightings as more
likely being sperm whales based on water depth and descriptions of the
whales' behavior. The remaining eight sightings may have been Rice's
whales based on one or more lines of evidence (i.e., photographs,
behavioral description, and/or water depth consistent with Rice's
whales). Of these sightings, three occurred in the northeastern GOM
core habitat area, while the remaining five occurred along the GOM
shelf break south of Louisiana. See Figure 4 for the location of
confirmed Rice's whale sightings.
The acoustic detections provide significant evidence of year-round
Rice's whale presence outside of the northeastern GOM core habitat
area. Soldevilla et al. (2022) deployed autonomous passive acoustic
recorders at 5 sites along the GOM shelf break in predicted Rice's
whale habitat (Roberts et al., 2016) for 1 year (2016-2017) to (1)
determine if Rice's whales occur in waters beyond the northeastern GOM
and, if so, (2) evaluate their seasonal occurrence and site fidelity at
the 5 sites. Over the course of the 1-year study, sporadic, year-round
recordings of calls assessed as belonging to Rice's whales were made
south of Louisiana within approximately the same depth range (200-400
m), indicating that some Rice's whales occurred regularly in waters
beyond the northeastern GOM core habitat area during the study period.
Based on the detection range of the sonobuoys and acoustic monitors
used in the study, actual occurrence could be in water depths up to 500
m (M. Soldevilla, pers. comm.), though the deepest confirmed Rice's
whale sighting is at 408 m water depth. Data were successfully
collected at four of the five sites; of those four sites, Rice's whale
calls were detected at three. Detection of calls ranged from 1 to 16
percent of total days at the three sites. Calls were present in all
seasons at two sites, with no obvious seasonality. It remains unknown
whether animals are moving between the northwestern and the
northeastern GOM or whether these represent different groups of animals
(Soldevilla et al., 2022).
[[Page 31523]]
[GRAPHIC] [TIFF OMITTED] TR24AP24.077
A subsequent follow-up study (Soldevilla et al., 2024) similarly
involved deployment of autonomous passive acoustic recorders for
approximately one year (2019-2020) at two shelf break sites, including
one central GOM site included in the previous study and one new site
further west, offshore Corpus Christi, Texas. (Recorders were also
deployed at a site in Mexican waters for almost 2 years (2020-2022).)
The study objectives were to (1) determine if Rice's whales occur in
Mexican waters and to (2) evaluate how frequently they occur at all
three sites. Rice's whale calls were detected on 33 and 25 percent of
days at the central and western GOM sites, respectively, with calls
recorded throughout the year, though no distinct seasonality was
detected. These findings reflect an increase in the frequency and
number of detections at the central GOM site compared with the 2016-
2017 study. The authors note that these findings highlight persistence
of Rice's whale detections at this site over multiple years, as well as
variability among years (Soldevilla et al., 2024). Rice's whale calls
were also detected at the site in Mexican waters. See Soldevilla et al.
(2024) for additional discussion. The authors also describe differences
in Rice's whale call types recorded in the eastern GOM compared with
those recorded in the western GOM, suggesting that whales may indeed
have a broader distribution than the northeastern GOM (Soldevilla et
al., 2024).
The rate of call detections throughout the year is considerably
higher in the eastern GOM than at the central/western GOM site where
calls were most commonly detected, with at least 8.3 calls/hour among
four eastern GOM sites within the core habitat area over 110 deployment
days (Rice et al., 2014) compared to 0.27 calls/hour over the 299-day
deployment at the central/western GOM site where calls were detected
most frequently in the 2016-2017 study. Approximately 2,000 total calls
were detected at the central/western GOM site over 10 months in 2016-
2017, compared to more than 66,000 total detections at the eastern GOM
deployment site over 11 months (i.e., approximately 30 times more calls
were detected at the eastern GOM site) (Soldevilla et al., 2022).
Although ambient noise conditions were higher at the central/western
GOM site, thus influencing maximum detection range, accounting for this
difference in conditions would be expected to result in only 4-8 times
as many call detections if all other factors (including presence and
number of whales) were consistent (versus 30 times as many detections).
Overall, Soldevilla et al. (2022) assessed that there seem to be fewer
whales or more sparsely spaced whales in the central/western GOM
compared to the eastern GOM, with calls present on fewer days, lower
call detection rates, and far fewer call detections in the central/
western GOM.
The passive acoustic data discussed above provide evidence that
waters 100-400 m deep in the central and western GOM are Rice's whale
habitat and are being used by Rice's whales in all seasons. This could
imply that the population size is larger than previously estimated, or
it could indicate that some individual Rice's whales have a broader
distribution in the GOM than previously understood (Soldevilla et al.,
2024). Either way, the acoustic findings,
[[Page 31524]]
combined with the low numbers of visual sightings in the central and
western GOM, suggest that density and abundance of Rice's whales in the
central and western GOM are less than in the core habitat in the
northeastern GOM. Therefore, while we expect that some individual
Rice's whales occur outside the core habitat area and/or that whales
from the northeastern GOM core habitat area occasionally travel outside
the area, the currently available data are not sufficient to make
inferences about Rice's whale density and abundance in the central and
western GOM. More research is needed to answer key questions about
Rice's whale density, abundance, habitat use, demography, and stock
structure in the central and western GOM.
While these acoustic data and few confirmed sightings support the
presence of Rice's whales in western and central GOM waters (within the
100-400 m water depth), the information is consistent with the
predictions of Rice's whale density modeling, on which basis NMFS
already anticipated and evaluated the potential for and effects of
takes of Rice's whale in western and central GOM waters, even without
these new data. Little is known about the number of whales that may be
present, the nature of these individuals' use of the habitat, or the
timing, duration, or frequency of occurrence for individual whales.
Conversely, the importance of northeastern GOM waters to Rice's whale
recovery is very clear (Rosel et al., 2016). Ongoing efforts to target
and manage human impacts in the northeastern core habitat are
justified, accordingly. A comparison of acoustic and sightings data
from the central/western and eastern GOM, even acknowledging the
limitations of those data, suggests that occurrence of whales in the
northeastern GOM core habitat is significantly greater and that the
area provides the habitat of greatest importance to the species.
Restricting survey activity in central/western GOM waters from 100-
400 m depth would avoid likely Level B harassment of any individuals
that may occur in the area, but aside from the very large area within
the 100-400 m isobaths throughout the GOM generally, there is no
information supporting further delineation of any specific area within
which a restriction on survey activity might be expected to provide
targeted reductions in adverse impacts to Rice's whales or their
habitat, and no such information was provided through public comment.
Further, Level B harassment that may occur in the central/western GOM
may be expected to have lower potential for meaningful consequences
relative to Level B harassment events that occur in the northeastern
GOM core habitat area, where important behavior may be more likely
disrupted, and where greater numbers of Rice's whale are expected to
occur. The relatively low level of take predicted for Rice's whales in
the geographic scope for the specified activity under this final rule,
as well as the existing mitigation measures (including expanded
shutdowns for Rice's whales), which are expected with a high degree of
confidence to minimize the duration and intensity of any instances of
take that do occur, factor into NMFS' consideration of the potential
benefits of any restriction on survey effort in central and western GOM
waters 100-400 m depth.
Practicability--NMFS produced a draft RIA in support of the 2018
proposed rule, which evaluated potential costs associated with a range
of area-based activity restrictions (available online at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico). Although that
analysis did not directly evaluate the impacts of area-based
restrictions for Rice's whales in the central and western GOM, it did
consider the impacts of other potential area-based restrictions,
including seasonal and year-round restrictions in the northeastern GOM
core habitat area for Rice's whales, and in so doing provided a useful
framework for considering practicability of area-based restrictions
considered in this current rulemaking. The analysis suggested that the
analyzed seasonal and year-round area closures would have the potential
to generate reductions in leasing, exploration, and subsequent
development activity. Although the 2018 draft RIA cautioned that its
conclusions were subject to substantial uncertainty, it provided
several factors that the likelihood of ultimate impacts to oil and gas
production as a result of delays in data collection could be expected
to depend upon: (1) oil and gas market conditions; (2) the relative
importance of the closure area to oil and gas production; (3) the state
of existing data covering the area; and (4) the duration of the
closure. For this current rulemaking, NMFS cannot predict factor (1)
and does not have complete information regarding factor (3) (though the
2018 draft RIA provides that new surveys are expected to be required to
facilitate efficient exploration and development decisions). We can,
however, more adequately predict the effects of factors (2) and (4) on
the impact of any closure.
Habitat that supports all of the Rice's whale life-history states
is generally considered to consist of the aforementioned strip of
continental shelf waters within the 100-400 m isobaths throughout the
U.S. GOM (Roberts et al., 2016; Garrison et al. 2023; NMFS, 2023).
Salinity and surface water velocity are likely predictive of potential
Rice's whale occurrence (Garrison et al., 2023), but these more dynamic
variables are less useful in delineating a potential area of importance
than the static depth variable. Within this GOM-wide depth range, we
focus on the area where Soldevilla et al. (2022; 2024) recorded Rice's
whale calls as being of interest for a potential restriction. This area
lies within the central GOM, where the vast majority of seismic survey
effort during NMFS' experience implementing the 2021 rule has occurred.
The 2018 proposed rule draft RIA considered the economic impacts of a
prospective closure area in deeper waters of the central GOM. The
evaluated area was designed to benefit sperm whales and beaked whales,
which are found in deep water, and more activity is projected to occur
in deep water than in the shelf-break waters where Rice's whale habitat
occurs. As such, the 2018 draft RIA analysis likely overestimates the
potential impacts of a central or western GOM closure within a portion
of the shelf waters considered to be Rice's whale habitat. However, the
draft RIA analysis of deep-water closures in the central GOM suggests
that a central GOM closure for Rice's whales could cause significant
economic impacts. A key consideration in this finding relates to factor
(4), as the analyzed closure for sperm whales and beaked whales was
year-round. Similarly, there is no information to support a temporal
component to design of a potential Rice's whale restriction and,
therefore, a restriction would appropriately be year-round. As
operators have no ability to plan around a year-round restriction, this
aspect exacerbates the potential for effects on oil and gas production
in the GOM.
We also considered data available specifically for the area under
consideration (Rice's whale habitat in the central and western GOM).
While Rice's whale habitat (i.e., water depths of 100-400 m on the
continental shelf break) contains less oil and gas industry
infrastructure than do shallower, more mature waters, and have been
subject to less leasing activity than deeper waters with greater
expected potential reserves, central and western GOM waters 100-
[[Page 31525]]
400 m nevertheless host significant industry activity. BOEM provides
summary information by water depth bin, including water depths of 201-
400 m (see https://www.data.boem.gov/Main/Default.aspx). The area
covering those depths overlaps 33 active leases, with 17 active
platforms and over 1,200 approved applications to drill. In the past 20
years, over 500 wells have been drilled in water depths of 100-400 m.
These data confirm that there is substantial oil and gas industry
activity in this area and, therefore, the inability to collect new
seismic data could affect oil and gas development given that the oil
and gas industry typically uses targeted seismic to refine geologic
analyses before drilling a well. During implementation of the existing
rule, NMFS has issued (at the time of writing) 5 LOAs in association
with surveys that partially overlapped the central GOM 100-400 m depth
band (88 FR 68106, September 29, 2023; 88 FR 23403, April 17, 2023; 87
FR 55790, October 1, 2022; 87 FR 43243, July 20, 2022; 87 FR 42999,
July 19, 2022). These surveys support a conclusion that a year-round
closure would likely substantially affect future GOM oil and gas
activity.
In summary, the foregoing supports that (1) we are unable to
delineate specific areas of Rice's whale habitat in the central and
western GOM where restrictions on survey activity would be appropriate
because there is currently uncertainty about Rice's whale density,
abundance, habitat usage patterns and other factors in the central and
western GOM; and (2) there is high likelihood that closures or other
restrictions on survey activity in all waters of 100-400 m depth in the
central and western GOM would have significant economic impacts.
Therefore, while new information regarding Rice's whale presence in
areas of the GOM outside of the northeastern core habitat suggests that
a restriction on survey effort may be expected to reduce adverse
impacts to the species, there is a lack of information supporting the
importance of or appropriately specific timing or location of such a
restriction and an unclear understanding of the importance of
particular areas to individual whales or the population as a whole. On
the other hand, information regarding the potential for economic
impacts resulting from a year-round restriction broadly in the 100-400
m area supports our conclusion that there are significant
practicability concerns. As a result, NMFS has determined that no
additional mitigation is warranted to effect the LPAI on the species.
NMFS has reevaluated the suite of mitigation measures required
through the 2021 final regulations and considered other measures in
light of the new information considered in this rule. Based on our
evaluation of these measures, we have affirmed that the required
mitigation measures contained in the current regulations provide the
means of effecting the LPAI on marine mammal species or stocks and
their habitat, paying particular attention to rookeries, mating
grounds, and areas of similar significance.
Monitoring and Reporting
In order to issue an incidental take authorization for an activity,
section 101(a)(5)(A) of the MMPA states that NMFS must set forth
requirements pertaining to the monitoring and reporting of the
authorized taking. NMFS' MMPA implementing regulations further describe
the information that an applicant should provide when requesting an
authorization (50 CFR 216.104 (a)(13)), including the means of
accomplishing the necessary monitoring and reporting that will result
in increased knowledge of the species and the level of taking or
impacts on populations of marine mammals. Effective reporting is
critical both to compliance as well as ensuring that the most value is
obtained from the required monitoring.
We have made no changes to the current LOA reporting requirements,
which have been sufficient to date. Accordingly, the monitoring and
reporting requirements for this rule remain identical to the 2021 final
rule and ITR, and we refer readers back to that document (86 FR 5322,
January 19, 2021) for the discussion.
Negligible Impact Analysis and Determinations
NMFS' implementing regulations define negligible impact as an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival (50 CFR 216.103). A negligible impact finding is based on the
lack of likely adverse effects on annual rates of recruitment or
survival (i.e., population-level effects). An estimate of the number of
takes alone is not enough information on which to base a negligible
impact determination. In addition to considering estimates of the
number of marine mammals that might be ``taken'' by mortality, serious
injury, and Level A or Level B harassment, we consider other factors,
such as the type of take, the likely nature of any behavioral responses
(e.g., intensity, duration), the context of any such responses (e.g.,
critical reproductive time or location, migration), as well as effects
on habitat, and the likely effectiveness of mitigation. We also assess
the number, intensity, and context of estimated takes by evaluating
this information relative to population status. Consistent with the
1989 preamble for NMFS' implementing regulations (54 FR 40338,
September 29, 1989), the impacts from other past and ongoing
anthropogenic activities are incorporated into these analyses via their
impacts on the baseline (e.g., as reflected in the regulatory status of
the species, population size and growth rate where known, ongoing
sources of human-caused mortality).
For each potential activity-related stressor, NMFS considers the
potential effects to marine mammals and the likely significance of
those effects to the species or stock as a whole. Potential risk due to
vessel collision in view of the related mitigation measures, as well as
potential risk due to entanglement and contaminant spills, were
addressed in the Proposed Mitigation and Potential Effects of the
Specified Activity on Marine Mammals sections of the 2018 and 2021
notices of proposed and final rulemaking and are not discussed further,
as there are minimal risks expected from these potential stressors.
The ``specified activity'' for this rule continues to be a broad
program of geophysical survey activity that could occur at any time of
year in U.S. waters of the GOM, within the same specified geographical
region as the 2021 final rule (i.e., updated from the 2018 proposed
rule to exclude the former GOMESA leasing moratorium area) and for the
same 5-year period. The acoustic exposure modeling used for the 2021
rulemaking and for this rule provides marine mammal noise exposure
estimates based on BOEM-provided projections of future survey effort
and best available modeling of sound propagation, animal distribution,
and animal movement. This information provides a best estimate of
potential acute noise exposure events that may result from the
described suite of activities.
Systematic Risk Assessment Framework--In recognition of the broad
geographic and temporal scale of this activity, in support of the
issuance of the 2021 rule, we applied an explicit, systematic risk
assessment framework to evaluate potential effects of aggregated
discrete acoustic exposure events (i.e., geophysical survey activities)
on marine mammals, which is in turn used in the negligible impact
analysis. This risk assessment framework was described by Southall et
al. (2017) (available online at: https://www.fisheries.noaa.gov/
[[Page 31526]]
national/marine-mammal-protection/incidental-take-authorizations-oil-
and-gas) and discussed in detail in the 2018 notice of proposed
rulemaking. That risk assessment framework, as refined in our 2021
final rule in response to public comment on the 2018 proposed rule and
in consideration of the updated scope of the activity, was utilized for
this rulemaking.
In summary, the systematic risk assessment framework uses the
modeling results to put into biologically-relevant context the level of
potential risk of injury and/or disturbance to marine mammals. The
framework considers both the aggregation of acute effects and the broad
temporal and spatial scales over which chronic effects may occur.
Generally, this approach is a relativistic risk assessment that
provides an interpretation of the exposure estimates within the context
of key biological and population parameters (e.g., population size,
life history factors, compensatory ability of the species, animal
behavioral state, aversion), as well as other biological,
environmental, and anthropogenic factors. This analysis was performed
on a species-specific basis within each modeling zone (Figure 2), and
the end result provides an indication of the biological significance of
the evaluated exposure numbers for each affected marine mammal stock
(i.e., yielding the severity of impact and vulnerability of stock/
population information), and forecasts the likelihood of any such
impact. This result is expressed as relative impact ratings of overall
risk that couple (1) potential severity of effect on a stock, and (2)
likely vulnerability of the population to the consequences of those
effects, given biologically relevant information (e.g., compensatory
ability).
Spectral, temporal, and spatial overlaps between survey activities
and animal distribution are the primary factors that drive the type,
magnitude, and severity of potential effects on marine mammals, and
these considerations are integrated into both the severity and
vulnerability assessments. The risk assessment framework utilizes a
strategic approach to balance the weight of these considerations
between the two assessments, specifying and clarifying where and how
the interactions between potential disturbance and species within these
dimensions are evaluated.
This risk assessment framework is one component of the negligible
impact analysis. As we explain more below, overall risk ratings from
that assessment are then considered in conjunction with the required
mitigation (and any additional relevant contextual information) to
ultimately inform our negligible impact determinations. Elements of
this approach are subjective and relative within the context of this
program of projected survey activity and, overall, the analysis
necessarily requires the application of professional judgment. Please
review the 2018 proposed and 2021 final rule notices, as well as
Southall et al. (2017), for further detail.
As shown in tables 5 and 6, estimated take numbers for most species
have decreased relative to those evaluated in the notice of issuance
for the 2021 final rule. We note that this includes the blackfish guild
(consisting of the false killer whale, pygmy killer whale, melon-headed
whale, and killer whale), for which species-specific take information
is not available. Both the annual maximum and 5-year total take numbers
for the group have decreased relative to the sum of the previous
species-specific values (annual maxima and 5-year totals) evaluated in
the 2021 final rule.
As elements of the risk assessment framework are dependent on
information related to stock abundance, we revisited the risk
assessment methodology for all species and present updated information
below. Specifically, as discussed below, severity ratings are the
product of comparison between estimated take numbers and modeled
population abundance, on a zone-specific basis. As the zone-specific
modeled population abundance values have been updated through new
density modeling (Garrison et al., 2023), we re-examined all severity
ratings. The vulnerability assessment component is less directly
dependent on population abundance information, but does incorporate
certain species population information, including a trend rating and
population size, as well as a factor related to species habitat use.
With publication of new SARs information for all species, we revisited
the former components of the vulnerability assessment, whereas the
aforementioned updated density modeling effort provides new zone-
specific abundance values that inform the assessment of habitat use in
each zone (i.e., proportion of GOM-wide estimated population in each
zone).
Estimated take numbers increased (relative to the 2021 final rule)
for only 4 species: Rice's whale, Fraser's dolphin, rough-toothed
dolphin, and striped dolphin (we note that overall relative risk
ratings remained static for Rice's whale and Fraser's dolphin). The
change in estimated take numbers for each of the 4 species within the
blackfish category relative to the take estimates for those 4 species
in the 2021 final rule is unknown under NMFS' approach to estimating
take numbers. However, overall relative risk ratings increased slightly
for most species. Of the species for which estimated take decreased,
relative risk ratings remained static (or declined) for the sperm
whale, beaked whales, bottlenose dolphins, and spinner dolphin. No new
information is available for these four taxa that would suggest that
the existing negligible impact analyses should be revisited. Therefore,
we rely on the previous negligible impact analyses for the sperm whale,
all beaked whale species, all bottlenose dolphin stocks, and the
spinner dolphin. Please see the notice of issuance for the 2021 final
rule (86 FR 5322, January 19, 2021) for analysis related to these
species and stocks, which we incorporate here by reference.
For those species for which evaluated take numbers increased and/or
for which the assessed relative risk rating increased, our negligible
impact analyses begin with the risk assessment framework, which
comprehensively considers the aggregate impacts to marine mammal
populations from the specified activities in the context of both the
severity of the impacts and the vulnerability of the affected species.
However, it does not consider the effects of the mitigation required
through the regulations in identifying risk ratings for the affected
species. In addition, while the risk assessment framework
comprehensively considers the spatial and temporal overlay of the
activities and the marine mammals in the GOM, as well as the number of
predicted takes, there are details about the nature of any ``take''
anticipated to result from these activities that were not considered
directly in the framework analysis that warrant explicit consideration
in the negligible impact determination.
Accordingly, following the description of the framework analysis
presented below, NMFS highlights a few factors regarding the nature of
the predicted ``takes,'' then synthesizes the results of implementation
of the framework, the additional factors regarding the nature of the
predicted takes, and the anticipated effects of the mitigation to
consider the negligible impact determination for each of the species
considered here. The risk assessment analysis below is performed for 2
representative years, one representing a relatively high-effort
scenario (Year 1 of the effective period of rule) and the other
representing a moderate-effort scenario (Year 4 of the rule). Please
see table 1 for details
[[Page 31527]]
regarding BOEM's level of effort projections.
Severity of Effect
Severity ratings consider the scaled Level B harassment takes
relative to zone-specific population abundance to evaluate the severity
of effect. As described above in Estimated Take, a significant model
assumption was that populations of animals were reset for each 24-hour
period. Exposure estimates for the 24-hour period were then aggregated
across all assumed survey days as completely independent events,
assuming populations turn over completely within each large zone on a
daily basis. In order to evaluate modeled daily exposures and determine
more realistic exposure probabilities for individuals across multiple
days, we used information on species-typical movement behavior to
determine a species-typical offset of modeled daily exposures,
summarized under Estimated Take (and discussed in further detail in the
2021 notice of issuance for the final rule). Given that many of the
evaluated survey activities occur for 30-day or longer periods,
particularly some of the larger surveys for which the majority of the
modeled exposures occur, this scaling process is appropriate to
evaluate the likely severity of the predicted exposures. (For
consideration of LOA applications, scaling is appropriate to estimate
take and estimate the numbers of individual marine mammals likely to be
taken (although, for surveys significantly longer than 30 days, the
take numbers with this scaling applied would still be expected to
overestimate the number of individuals, given the greater degree of
repeat exposures that would be expected the longer the survey goes
on)). This scaling output was used in a severity assessment. This
approach is also discussed in more detail in the Southall et al. (2017)
report.
The scaled Level B harassment takes were then rated through a
population-dependent binning system used to evaluate risk associated
with behavioral disruption across species--a simple, logical means of
evaluating relative risk across species and areas. See the notice of
issuance for the 2021 final rule for more detail regarding the
definition of relative risk ratings. Results of the reassessed severity
ratings are shown in table 9.
Level A harassment (including PTS) is not expected to occur for any
of the species evaluated here, with the exception of Kogia spp.
Estimated takes by Level A harassment for Kogia spp., which are
discussed in further detail below, declined relative to what was
evaluated in the 2021 final rule. See tables 5 and 6.
[GRAPHIC] [TIFF OMITTED] TR24AP24.078
Vulnerability of Affected Population
Vulnerability rating seeks to evaluate the relative risk of a
predicted effect given species-typical and population-specific
parameters (e.g., species-specific life history, population factors)
and other relevant interacting factors (e.g., human or other
environmental stressors). The assessment includes consideration of four
categories within two overarching risk factors (species-specific
biological and environmental risk factors). These values were selected
to capture key aspects of the importance of spatial (geographic),
spectral (frequency content of noise in relation to species-typical
hearing and sound communications), and temporal relationships between
sound and receivers. Explicit numerical criteria for identifying scores
were specified where possible, but in some cases qualitative judgments,
based on a reasonable interpretation of given aspects of the
[[Page 31528]]
specified activity and how it relates to the species in question and
the environment within the specified area, were required. The
vulnerability assessment includes factors related to population status,
habitat use and compensatory ability, masking, and other stressors.
These factors were detailed in Southall et al. (2017) and discussed in
further detail in the notice of issuance for the 2021 final rule.
Please see that notice for further detail regarding these aspects of
the framework and for definitions of vulnerability ratings. Note that
the effects of the DWH oil spill are accounted for through a non-noise
chronic anthropogenic risk factor, while the effects to acoustic
habitat and on individual animal behavior via masking are accounted for
through the masking and chronic anthropogenic noise risk factors. The
results of reassessed species-specific vulnerability scoring are shown
in table 10. Note that, as there are certain species-specific elements
of the vulnerability assessment, we evaluated each of the four species
contained within the blackfish group. For purposes of evaluating
relative risk, we assume that the greatest vulnerability (assessed for
melon-headed whale) applies to each species in the blackfish group.
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Risk Ratings
In the final step of the framework, severity and vulnerability
ratings are integrated to provide relative impact ratings of overall
risk, i.e., relative risk ratings. Severity and vulnerability
assessments each produce a numerical rating (1-5) corresponding with
the qualitative rating (i.e., very low, low, moderate, high, very
high). A matrix is then used to integrate these two scores to provide
an overall risk assessment rating for each species. The matrix is shown
in table 2 of Southall et al. (2017).
Table 11 provides relative impact ratings for overall risk by zone
and activity effort scenario (high and moderate), and table 12 provides
GOM-wide relative impact ratings for overall risk for representative
high and moderate effort scenarios.
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In order to characterize the relative risk for each species across
their entire range in the GOM, we used the median of the seven zone-
specific risk ratings for each activity scenario (high and moderate
effort), not counting those in which less than 0.05 percent of the GOM-
wide abundance occurred (``n/a'' in table 11), to describe a GOM-wide
risk rating for each of the representative activity scenarios (table
12).
As noted above, for sperm whale, beaked whales, bottlenose
dolphins, and spinner dolphin, estimated take numbers decreased and
relative risk ratings remained static (or decreased) compared with the
2021 final rule. Therefore, we rely on the analysis provided in the
notice of issuance for the 2021 final rule for those species and
stocks, which are not discussed further here.
Overall, the results of the risk assessment show that (as expected)
risk is highly correlated with effort and density. Areas where little
or no survey activity is predicted to occur or areas within which few
or no animals of a particular species are believed to occur generally
have very low or no potential risk of negatively affecting marine
mammals, as seen across activity scenarios in Zones 1-4 (no activity
will occur in Zone 1, which was entirely removed from scope of the
rule, and less than 2 percent of Zone 4 remains within scope of the
rule). Fewer species are expected to be present in Zones 1-3, where
only bottlenose and Atlantic spotted dolphins occur in meaningful
numbers. Areas with consistently high projected levels of effort (Zones
5-7) are generally predicted to have higher overall evaluated risk
across all species. In Zone 7, animals are expected to be subject to
less other chronic noise and non-noise stressors, which is reflected in
the vulnerability scoring for that zone. Therefore, despite
consistently high levels of projected effort, overall rankings for Zone
7 are lower than for Zones 5 and 6.
A ``high'' level of relative risk due to behavioral disturbance was
identified in Zone 5 under both scenarios for most of the species
evaluated further below (excepting Rice's whale (both scenarios) and
Kogia spp., Atlantic spotted dolphin, and short-finned pilot whale
(moderate effort scenario only)). ``High'' relative risk was not
identified under either scenario in any other zone for any
[[Page 31531]]
species (and ``very high'' relative risk was not identified under
either scenario in any zone for any of the species evaluated further
below). Overall, the greatest relative risk across species is generally
seen in Zone 5 (both scenarios) and in Zone 6 (under the high effort
scenario).
Changes to relative risk ratings may be seen by comparing table 12
above with table 15 from the 2021 final rule, and changes (in numerical
terms) are indicated in parentheses for each scenario. All increases to
assessed relative risk represent minor changes, i.e., if considered as
a numerical scale (with ``very low'' = 1 and ``very high'' = 5), with
one exception, there was no risk rating increase greater than one
point. As noted above, despite increases in estimated take numbers,
relative risk ratings for Rice's whale and Fraser's dolphin remained
static. In the 2021 final rule, all 4 species comprising the blackfish
group were individually assessed as having ``very low'' relative risk
under both scenarios. In this analysis, the blackfish as a group are
assessed as having relative risk between ``low'' and ``moderate'' under
the high effort scenario (representing the lone example of a 1.5 point
increase) and ``low'' under the moderate effort scenario.
Although the scores generated by the risk assessment framework and
further aggregated across zones (as described above) are species-
specific, additional stock-specific information is also considered in
our analysis, where appropriate, as indicated in the Description of
Marine Mammals in the Area of the Specified Activity, Potential Effects
of the Specified Activity on Marine Mammals and Their Habitat, and
Mitigation sections of the 2018 notice of proposed rulemaking, 2021
final rule, 2023 notice of proposed rulemaking, and this action.
Duration of Level B Harassment Exposures
In order to more fully place the predicted amount of take into
meaningful context, it is useful to understand the duration of exposure
at or above a given level of received sound, as well as the likely
number of repeated exposures across days. While any exposure above the
criteria for Level B harassment counts as an instance of take, that
accounting does not make any distinction between fleeting exposures and
more severe encounters in which an animal may be exposed to that
received level of sound for a longer period of time. Yet, this
information is meaningful to an understanding of the likely severity of
the exposure, which is relevant to the negligible impact evaluation and
not directly incorporated into the risk assessment framework. Each
animat modeled has a record or time history of received levels of sound
over the course of the modeled 24-hour period. For example, for the 4
blackfish species exposed to noise from 3D WAZ surveys, the 50th
percentile of the cumulative distribution function indicates that the
time spent exposed to levels of sound above 160 dB rms SPL (i.e., the
50 percent midpoint for Level B harassment) would range from only 1.4
to 3.3 minutes--a minimal amount of exposure carrying little potential
for significant disruption of behavioral activity. We provide summary
information for the species evaluated here regarding the total average
time in a 24-hour period that an animal would spend with received
levels above 160 dB (the threshold at which 50 percent of the exposed
population is considered taken) and between 140 and 160 dB (where 10
percent of the exposed population is considered taken) in table 13.
This information considered is unchanged from the 2021 final rule.
Additionally, as we discussed in the Estimated Take section of the
2018 notice of proposed rulemaking for Test Scenario 1 (and summarized
above), by comparing exposure estimates generated by multiplying 24-
hour exposure estimates by the total number of survey days versus
modeling for a full 30-day survey duration for 6 representative
species, we were able to refine the exposure estimates to better
reflect the number of individuals exposed above threshold within a
single survey. Using this same comparison and scalar ratios described
above, we are able to predict an average number of days each of the
representative species modeled in the test scenario were exposed above
the Level B harassment thresholds within a single survey. As with the
duration of exposures discussed above, the number of repeated exposures
is important to an understanding of the severity of effects. For
example, the ratio for dolphins indicates that the 30-day modeling
showed that approximately 29 percent as many individual dolphins
(compared to the results produced by multiplying average 24-hour
exposure results by the 30-day survey duration) could be expected to be
exposed above harassment thresholds. However, the approach of scaling
up the 24-hour exposure estimates appropriately reflects the instances
of exposure above threshold (which cannot be more than 1 in 24 hours),
so the inverse of the scalar ratio suggests the average number of days
in the 30-day modeling period that dolphins are exposed above threshold
is approximately 3.5. It is important to remember that this is an
average within a given survey, and that it is more likely some
individuals would be exposed on fewer days and some on more. table 13
reflects the average days exposed above threshold for the indicated
species after the scalar ratios were applied.
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Loss of Hearing Sensitivity
In general, NMFS expects that noise-induced hearing loss as a
result of airgun survey activity, whether temporary (temporary
threshold shift, equivalent to Level B harassment) or permanent (PTS,
equivalent to Level A harassment), is only possible for low-frequency
and high-frequency cetaceans. The best available scientific information
indicates that low-frequency cetacean species (i.e., mysticete whales,
including the Rice's whale) have heightened sensitivity to frequencies
in the range output by airguns, as shown by their auditory weighting
function, whereas high-frequency cetacean species (including Kogia
spp.) have heightened sensitivity to noise in general (as shown by
their lower threshold for the onset of PTS) (NMFS, 2018). However, no
instances of Level A harassment are predicted to occur for Rice's
whales, and none may be authorized in any LOAs issued under this rule.
Level A harassment is predicted to occur for Kogia spp. (as
indicated in table 6). However, the degree of injury (hearing
impairment) is expected to be mild. If permanent hearing impairment
occurs, it is most likely that the affected animal would lose a few dB
in its hearing sensitivity, which in most cases would not be expected
to affect its ability to survive and reproduce. Hearing impairment that
occurs for these individual animals would be limited to at or slightly
above the dominant frequency of the noise sources. In particular, the
predicted PTS resulting from airgun exposure is not likely to affect
their echolocation performance or communication, as Kogia spp. likely
produce acoustic signals at frequencies above 100 kHz (Merkens et al.,
2018), well above the frequency range of airgun noise. Further, modeled
exceedance of Level A harassment criteria typically resulted from being
near an individual source once, rather than accumulating energy from
multiple sources. Overall, the modeling indicated that exceeding the
SEL threshold for PTS is a rare event, and having 4 vessels close to
each other (350 m between tracks) did not cause appreciable
accumulation of energy at the ranges relevant for injury exposures.
Accumulation of energy from independent surveys is expected to be
negligible. This is relevant for Kogia spp. because based on their
expected sensitivity, we expect that aversion may play a stronger role
in avoiding exposures above the peak pressure PTS threshold than we
have accounted for.
Some subset of the individual marine mammals predicted to be taken
by Level B harassment may incur some TTS. For Rice's whales, TTS may
occur at frequencies important for communication. However, any TTS
incurred would be expected to be of a relatively small degree and short
duration. This is due to the low likelihood of sound source approaches
of the proximity or duration necessary to cause more severe TTS, given
the fact that both sound source and marine mammals are continuously
moving, the anticipated effectiveness of shutdowns, and general
avoidance by marine mammals of louder sources.
For these reasons, and in conjunction with the required mitigation,
NMFS does not believe that Level A harassment (here, PTS) or Level B
harassment in the form of TTS will play a meaningful role in the
overall degree
[[Page 31533]]
of impact experienced by marine mammal populations as a result of the
projected survey activity. Further, the impacts of any TTS incurred are
addressed through the broader analysis of Level B harassment.
Impacts to Habitat
Potential impacts to marine mammal habitat, including to marine
mammal prey, were discussed in detail in the 2018 notice of proposed
rulemaking as well as in the 2021 notice of issuance for the final
rule, including in responses to comments concerning these issues (83 FR
29212, 29241, June 22, 2018; 86 FR 5322, 5335, January 19, 2021). There
is no new information that changes that assessment, and we rely on the
assessment provided in those documents and reiterated below.
Regarding impacts to prey species such as fish and invertebrates,
NMFS' review of the available information leads to a conclusion that
the most likely impact of survey activity would be temporary avoidance
of an area, with a rapid return to pre-survey distribution and
behavior, and minimal impacts to recruitment or survival anticipated.
Therefore, the specified activities are not likely to have more than
short-term adverse effects on any prey habitat or populations of prey
species. Further, any impacts to prey species are not expected to
result in significant or long-term consequences for individual marine
mammals, or to contribute to adverse impacts on their populations.
Regarding potential impacts to acoustic habitat, NMFS provided a
detailed analysis of potential cumulative and chronic effects to marine
mammals (found in the Cumulative and Chronic Effects report, available
online at https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico). See also 83 FR 29212, 29242 (June 22, 2018) for detailed
discussion of acoustic habitat. That analysis focused on potential
effects to the acoustic habitat of sperm whales and Rice's whales via
an assessment of listening and communication space. The analysis
performed for sperm whales (which provides a useful proxy for other
mid- and high-frequency cetaceans evaluated here) shows that the survey
activities do not significantly contribute to the soundscape in the
frequency band relevant for their lower-frequency slow-clicks and that
there will be no significant change in communication space for sperm
whales. Similar conclusions may be assumed for other mid- and high-
frequency cetacean species.
Implications for acoustic masking and reduced communication space
resulting from noise produced by airgun surveys in the GOM are expected
to be particularly heightened for animals that actively produce low-
frequency sounds or whose hearing is attuned to lower frequencies
(i.e., Rice's whales). The strength of the communication space approach
used here is that it evaluates potential contractions in the
availability of a signal of documented importance. In this case, losses
of communication space for Rice's whales were estimated to be higher in
western and central GOM canyons and shelf break areas. In contrast,
relative maintenance of listening area and communication space was seen
within the Rice's whale core habitat area in the northeastern GOM. The
result was heavily influenced by the projected lack of survey activity
in that region, which underscores the importance of maintaining the
acoustic soundscape of this important habitat for the Rice's whale. In
light of BOEM's 2020 update to the scope of the specified activity, no
survey activity will occur under this rule within the Rice's whale core
habitat area or within the broader eastern GOM. See Figures 3-4. In
deepwater areas where larger amounts of survey activity were projected,
significant loss of low-frequency listening area and communication
space was predicted by the model, but this finding was discounted
because Rice's whales are less likely to occur in deeper waters of the
central and western GOM.
Species-Specific Negligible Impact Analysis Summaries
In this section, for the species evaluated herein (i.e., all but
sperm whale, beaked whales, bottlenose dolphin, and spinner dolphin,
for which, as described previously, we incorporate by reference the
analysis conducted in the 2018 rule), we consider the relative impact
ratings described above in conjunction with the required mitigation and
other relevant contextual information in order to produce a final
assessment of impact to the species or stocks, i.e., the negligible
impact determinations. The effects of the DWH oil spill are accounted
for through the vulnerability scoring (table 10).
Although Rice's whale core habitat in the northeastern GOM is not
the subject of restrictions on survey activity, as the scope of the
specified activity does not include the area (see Figures 3-4), the
beneficial effect for the species remains the same. The absence of
survey activity in the eastern GOM (see Figure 2) benefits GOM marine
mammals by reducing the portion of a stock likely exposed to survey
noise and avoiding impacts to certain species in areas of importance
for them. Habitat areas of importance in the eastern GOM are discussed
in detail in the Proposed Mitigation section of the 2018 notice of
proposed rulemaking.
Rice's Whale
The risk assessment analysis, which evaluated the relative
significance of the aggregated impacts of the survey activities across
seven GOM zones in the context of the vulnerability of each species,
concluded that the GOM-wide risk ratings for Rice's whales are low,
regardless of activity scenario. We note that, although the evaluated
severity of take for Rice's whales is very low in all zones where take
could occur, vulnerability for the species is assessed as high in 5 of
the 6 zones where the species occurs (vulnerability is assessed as
moderate in Zone 3, where less than 1 percent of GOM-wide abundance is
predicted to occur). When integrated through the risk framework
described above, overall risk for the species is therefore assessed as
low for both the high and moderate effort scenarios. The evaluated risk
rating is the same as what was considered in the 2021 notice of
issuance of the final rule, despite increased take numbers (see tables
5-6). In the context of what remain relatively low predicted take
numbers, the relative risk ratings for the species remain driven by the
assessed vulnerability.
We further consider the likely severity of any predicted behavioral
disruption of Rice's whales in the context of the likely duration of
exposure above Level B harassment thresholds. Specifically, the average
modeled time per day spent at received levels above 160 dB rms (the
threshold at which 50 percent of the exposed population is considered
taken) ranges from 6.8-21.4 minutes for deep penetration survey types.
The average time spent exposed to received levels between 140 and 160
dB rms (where 10 percent of the exposed population is considered taken)
ranges from 55-164 minutes for 2D, 3D NAZ, and 3D WAZ surveys, and 401
minutes for coil surveys (which comprise approximately 10 percent of
the total activity days).
Importantly, no survey activity will occur within the eastern GOM
pursuant to this rule. Although there is new evidence of Rice's whale
occurrence in the central and western GOM from passive acoustic
detections (Soldevilla et al., 2022; 2024), the highest densities of
Rice's whales remain confined to the northeastern GOM core habitat (see
[[Page 31534]]
Figures 3-4). Moreover, the number of individuals that occur in the
central and western GOM and nature of their use of this area is poorly
understood. Soldevilla et al. (2022) suggest that more than one
individual was present on at least one occasion, as overlapping calls
of different call subtypes were recorded in that instance, but also
state that call detection rates suggest that either multiple
individuals are typically calling or that individual whales are
producing calls at higher rates in the central/western GOM. Soldevilla
et al. (2024) provide further evidence that Rice's whale habitat
encompasses all 100-400 m depth waters encircling the entire GOM
(including Mexican waters), but they also note that further research is
needed to understand the density of whales in these areas, seasonal
changes in whale density, and other aspects of habitat usage.
This new information does not affect the prior conclusion that the
absence of survey activity in the eastern GOM benefits Rice's whales
and their habitat by minimizing a range of potential effects of airgun
noise, both acute and chronic, that could otherwise accrue to impact
the reproduction or survival of individuals in this area, and that the
absence of survey activity in the eastern GOM will minimize disturbance
of the species in the place most important to them for critical
behaviors such as foraging and socialization. The absence of survey
activity in this area and significant reduction in associated exposures
of Rice's whales to seismic airgun noise is expected to eliminate the
likelihood of auditory injury of Rice's whales. Finally, the absence of
survey activity in the eastern GOM will reduce chronic exposure of
Rice's whales to higher levels of anthropogenic sound and the
associated effects including masking, disruption of acoustic habitat,
long-term changes in behavior such as vocalization, and stress.
As described in the preceding Loss of Hearing Sensitivity section,
we have analyzed the likely impacts of potential temporary hearing
impairment and do not expect that they would result in impacts on
reproduction or survival of any individuals. The extended shutdown zone
for Rice's whales (1,500 m)--to be implemented in the unlikely event
that a Rice's whale is encountered--is expected to further minimize the
severity of any hearing impairment incurred as well as reduce the
likelihood of more severe behavioral responses.
The estimated take numbers for Rice's whale in this final rule are
higher than those considered in the 2021 final rule (see tables 5-6).
Accordingly, NMFS re-evaluated the relative risk rating for Rice's
whale (tables 11-12), and considered other relevant information for the
species. As discussed above, the risk ratings did not change from those
assessed in the 2021 final rule, and new information considered herein
does not affect the determinations previously made in that analysis. No
mortality of Rice's whales is anticipated or authorized. It is possible
that Rice's whale individuals, if encountered, will be taken briefly on
one or more days during a year of activity by one type of survey or
another and some subset of those exposures above thresholds may be of
comparatively long duration within a day. However, the amount of take
remains low (annual average of 26, with a maximum in any year of 30),
and the significant and critical functional protection afforded through
the absence of survey activity in the species' northeastern GOM core
habitat and the extended shutdown requirement means that the impacts of
the expected takes from these activities are not likely to impact the
reproduction or survival of any individual Rice's whales, much less
adversely affect the species through impacts on annual rates of
recruitment or survival. Accordingly, we conclude the taking from the
specified activity will have a negligible impact on Rice's whales as a
species.
Kogia spp.
The risk assessment analysis, which evaluated the relative
significance of the aggregated impacts of the survey activities across
seven GOM zones in the context of the vulnerability of each species,
concluded that the GOM-wide risk ratings for Kogia spp. were between
low and moderate (for the high effort scenario) and between very low
and low (for the moderate effort scenario). Evaluated risk is slightly
increased from the 2021 final rule, with modeled decreases in zone-
specific population abundance offsetting decreases in estimated take.
We further consider the likely severity of any predicted behavioral
disruption of Kogia spp. in the context of the likely duration of
exposure above Level B harassment thresholds. Specifically, the average
modeled time per day spent at received levels above 160 dB rms (where
50 percent of the exposed population is considered taken) ranges from
2.8-7.9 minutes for 2D, 3D NAZ, and 3D WAZ surveys and up to 15.3
minutes for coil surveys (which comprise less than 10 percent of the
total projected activity days), and the average time spent between 140
and 160 dB rms (where 10 percent of the exposed population is
considered taken) is 6.7-19 minutes.
Odontocetes echolocate to find prey, and while there are many
different strategies for hunting, one common pattern, especially for
deeper diving species, is to conduct multiple repeated deep dives
within a feeding bout, and multiple bouts within a day, to find and
catch prey. While exposures of the short durations noted above could
potentially interrupt a dive or cause an individual to relocate to
feed, such a short-duration interruption would be unlikely to have
significant impacts on an individual's energy budget and, further, for
these species and this open-ocean area, there are no specific known
reasons (i.e., these species range GOM-wide beyond the continental
slope and there are no known biologically important areas) to expect
that there would not be adequate alternate feeding areas relatively
nearby, especially considering the anticipated absence of survey
activity in the eastern GOM. Importantly, the absence of survey
activity in the eastern GOM will reduce disturbance of Kogia spp. in
places of importance to them for critical behaviors such as foraging
and socialization and, overall, help to reduce impacts to the species
as a whole.
NMFS has analyzed the likely impacts of potential hearing
impairment, including the estimated upper bounds of permanent threshold
shift (Level A harassment) that could be authorized under the rule and
do not expect that they would result in impacts on reproduction or
survival of any individuals. As described in the previous section, the
degree of injury for individuals would be expected to be mild, and the
predicted PTS resulting from airgun exposure is not likely to affect
echolocation performance or communication for Kogia spp. Additionally,
the extended distance shutdown zone for Kogia spp. (1,500 m) is
expected to further minimize the severity of any hearing impairment
incurred and also to further reduce the likelihood of, and minimize the
severity of, more severe behavioral responses.
Of note, due to their pelagic distribution, small size, and cryptic
behavior, pygmy sperm whales and dwarf sperm whales are rarely sighted
during at-sea surveys and difficult to distinguish when visually
observed in the field. Accordingly, abundance estimates in NMFS SARs
are recorded for Kogia spp. only, density and take estimates in this
rule are similarly lumped for the two species, and there is no
additional information by which NMFS could appropriately apportion
impacts other than equally/proportionally across the two species.
[[Page 31535]]
No mortality of Kogia spp. is anticipated or authorized. While it
is likely that the majority of the individuals of these two species
will be impacted briefly on one or more days during a year of activity
by one type of survey or another, based on the nature of the individual
exposures and takes, as well as the aggregated scale of the impacts
across the GOM, and in consideration of the mitigation discussed here,
the impacts of the expected takes from these activities are not likely
to impact the reproduction or survival of any individuals, much less
adversely affect the GOM stocks of dwarf or pygmy sperm whales through
impacts on annual rates of recruitment or survival. Accordingly, we
conclude the taking from the specified activity will have a negligible
impact on GOM stocks of dwarf or pygmy sperm whales.
Other Stocks
In consideration of the similarities in the nature and scale of
impacts, we consider the GOM stocks of the following species together
in this section: rough-toothed dolphin, Clymene dolphin, Atlantic
spotted dolphin, pantropical spotted dolphin, striped dolphin, Fraser's
dolphin, Risso's dolphin, melon-headed whale, pygmy killer whale, false
killer whale, killer whale, and short-finned pilot whale. With the
exception of Fraser's dolphin, rough-toothed dolphin, and striped
dolphin, estimated (and allowable) take of these stocks (including both
the maximum annual take and the total take over 5 years) is lower as
compared to the 2021 final rule.
The risk assessment analysis, which evaluated the relative
significance of the aggregated impacts of the survey activities across
seven GOM zones in the context of the vulnerability of each species,
concluded that the GOM-wide risk ratings for high and moderate effort
scenarios ranged from very low to between low and moderate for these
species. For the Fraser's dolphin, evaluated risk is the same as what
was considered in the 2021 final rule, despite increased take numbers
(see tables 5-6).
We further considered the likely severity of any predicted
behavioral disruption of the individuals of these species in the
context of the likely duration of exposure above Level B harassment
thresholds. Specifically, the average modeled time per day spent at
received levels above 160 dB rms (where 50 percent of the exposed
population is considered taken) ranges from 1.4-11.7 minutes for 2D, 3D
NAZ, and 3D WAZ surveys and up to 25.7 minutes for coil surveys (which
comprise less than 10 percent of the total projected activity days).
The average time per day spent between 140 and 160 dB rms for
individuals that are taken is from 8-58.1 minutes, with the one
exception of killer whales exposed to noise from coil surveys, which
average 73.6 minutes (though we note that the overall risk rating for
the blackfish group, including killer whales, is low).
Odontocetes echolocate to find prey, and there are many different
strategies for hunting. One common pattern for deeper-diving species is
to conduct multiple repeated deep dives within a feeding bout, and
multiple bouts within a day, to find and catch prey. While exposures of
the shorter durations noted above could potentially interrupt a dive or
cause an individual to relocate to feed, such a short-duration
interruption would be unlikely to have significant impacts on an
individual's energy budget and, further, for these species and this
open-ocean area, there are no specific known reasons (i.e., these
species range GOM-wide beyond the continental slope and there are no
known biologically important areas) to expect that there would not be
adequate alternate feeding areas relatively nearby, especially
considering the anticipated absence of survey activity in the eastern
GOM. For those species that are more shallow feeding species, it is
likely that the noise exposure considered herein would result in
minimal significant disruption of foraging behavior and, therefore, the
corresponding energetic effects would similarly be minimal.
Of note, the Atlantic spotted dolphin is expected to benefit (via
lessening of both number and severity of takes) from the coastal waters
time-area restriction developed to benefit bottlenose dolphins, and
several additional species can be expected to benefit from the absence
of survey activity in important eastern GOM habitat.
No mortality or Level A harassment of these species is anticipated
or authorized. It is likely that the majority of the individuals of
these species will be impacted briefly on one or more days during a
year of activity by one type of survey or another. Based on the nature
of the individual exposures and takes, as well as the very low to low
aggregated scale of the impacts across the GOM and considering the
mitigation discussed here, the impacts of the expected takes from these
activities are not likely to impact the reproduction or survival of any
individuals, much less adversely affect the GOM stocks of any of these
12 species through impacts on annual rates of recruitment or survival.
Accordingly, we conclude the taking from the specified activity will
have a negligible impact on GOM stocks of these 12 species.
Determination
Based on the analysis contained herein, and the analysis presented
in the 2021 final rule for the other species and stocks for which take
is authorized (table 6), of the likely effects of the specified
activities on marine mammals and their habitat, and taking into
consideration the implementation of the mitigation and related
monitoring measures, NMFS finds that the total marine mammal take from
the specified activities for the 5-year period of the regulations will
have a negligible impact on all affected marine mammal species and
stocks.
Small Numbers
For reference, we summarize how NMFS interprets and applies the
small numbers standard, which is substantively unchanged from the full
discussion provided in the 2018 notice of proposed rulemaking.
Additional discussion was provided in the Comments and Responses
section of the notice of issuance for the 2021 final rule to address
specific comments, questions, or recommendations received from the
public.
In summary, when quantitative take estimates of individual marine
mammals are available or inferable through consideration of additional
factors, and the number of animals taken is one-third or less of the
best available abundance estimate for the species or stock, NMFS
considers it to be of small numbers. For additional discussion, please
see NMFS' notice of issuance for the 2021 final rule (86 FR 5322,
January 19, 2021; see 86 FR 5363, 86 FR 5438). NMFS may also
appropriately find that one or two predicted group encounters will
result in small numbers of take relative to the range and distribution
of a species, regardless of the estimated proportion of the abundance.
Our 2021 final rule also concluded that NMFS may appropriately
elect to make a ``small numbers'' finding based on the estimated annual
take in individual LOAs issued under the rule. This approach does not
affect the negligible impact analysis for a rule, which is the
biologically relevant inquiry and based on the total annual estimated
taking for all activities the regulations will govern over the 5-year
period. NMFS determined this approach is a permissible interpretation
of the relevant MMPA provisions.
[[Page 31536]]
For this rule, as in the 2021 final rule, up-to-date species
information is available, and sophisticated models have been used to
estimate take in a manner that will allow for quantitative comparison
of the take of individuals versus the best available abundance
estimates for the species or guilds. Specifically, while the modeling
effort utilized for this rule enumerates the estimated instances of
takes that will occur across days as the result of the operation of
certain survey types in certain areas, the modeling report also
includes the evaluation of a test scenario that allows for a reasonable
modification of those generalized take estimates to better estimate the
number of individuals that will be taken within one survey (as
discussed under Estimated Take). Use of modeling results from the rule
allows one to reasonably approximate the number of marine mammal
individuals taken in association with survey activities. The estimated
take of marine mammals for each species or guild will then be compared
against the best available abundance estimate as determined, and
estimates that do not exceed one-third of that estimate will be
considered small numbers.
Our 2021 final rule contained a fuller explanation of this
interpretation and application of ``small numbers'' and explained how
small numbers would be evaluated under the rule. We make no changes to
our treatment of the small numbers standard in this rule, as the new
information considered herein has no bearing on those discussions. See
the Small Numbers section of the 2021 final rule at 86 FR 5438-5440 and
responses to comments on small numbers at 86 FR 5363-5368 (January 19,
2021).
Adaptive Management
The regulations governing the take of marine mammals incidental to
geophysical survey activities contain an adaptive management component.
We make no changes here. The comprehensive reporting requirements
(described in detail in the Monitoring and Reporting section of NMFS'
notice of issuance for the 2021 final rule (86 FR 5322, January 19,
2021)) are designed to provide NMFS with monitoring data from the
previous year to allow consideration of whether any changes are
appropriate. The use of adaptive management allows NMFS to consider new
information from different sources to determine (with input from the
LOA-holders regarding practicability) on a regular (e.g., annual or
biennial) basis if mitigation or monitoring measures should be modified
(including additions or deletions). Mitigation measures could be
modified if new data suggest that such modifications would have a
reasonable likelihood of reducing adverse effects to marine mammal
species or stocks or their habitat and if the measures are practicable.
The adaptive management process and associated reporting requirements
would serve as the basis for evaluating performance and compliance. As
no changes to the existing adaptive management process have been made,
we do not repeat discussion provided in the notice of issuance of the
final rule. Please see that document for further detail.
Under this rule, NMFS plans to continue to implement an annual
adaptive management process including BOEM, the Bureau of Safety and
Environmental Enforcement (BSEE), industry operators (including
geophysical companies as well as exploration and production companies),
and others as appropriate. Industry operators may elect to be
represented in this process by their respective trade associations.
NMFS, BOEM, and BSEE (i.e., the regulatory agencies) and industry
operators who have conducted or contracted for survey operations in the
GOM in the prior year (or their representatives) will provide an
agreed-upon description of roles and responsibilities, as well as
points of contact, in advance of each year's adaptive management
process. The foundation of the adaptive management process is the
annual comprehensive reports produced by LOA-holders (or their
representatives), as well as the results of any relevant research
activities, including research supported voluntarily by the oil and gas
industry and research supported by the Federal government.
All reporting requirements have been complied with under the rule
to date. NMFS has received two annual reports compiled by industry
trade associations in order to comply with the comprehensive reporting
requirements. These reports, which consider LOA-specific reports
received during the first and second years of implementation of the
rule, are available online at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-oil-and-gas-industry-geophysical-survey-activity-gulf-mexico.
Monitoring Contribution Through Other Research
NMFS' MMPA implementing regulations require that applicants for
incidental take authorizations describe the suggested means of
coordinating research opportunities, plans, and activities relating to
reducing incidental taking and evaluating its effects (50 CFR 216.104
(a)(14)). Such coordination can serve as an effective supplement to the
monitoring and reporting required pursuant to issued LOAs and/or
incidental take regulations. NMFS expects that relevant research
efforts will inform the annual adaptive management process described
above, and that levels and types of research efforts will change from
year to year in response to identified needs and evolutions in
knowledge, emerging trends in the economy and available funding, and
available scientific and technological resources. In the 2018 notice of
proposed rulemaking, NMFS described examples of relevant research
efforts (83 FR 29300-29301, June 22, 2018). We do not repeat that
information here, but refer the reader to that notice for more
information. The described efforts may not be predictive of any future
levels and types of research efforts. Research occurring in locations
other than the GOM may be relevant to understanding the effects of
geophysical surveys on marine mammals or marine mammal populations or
the effectiveness of mitigation. NMFS also refers the reader to the
industry Joint Industry Program (JIP) website (https://www.soundandmarinelife.org), which hosts a database of available
products funded partially or fully through the JIP, and to BOEM's
Environmental Studies Program (ESP), which develops, funds, and manages
scientific research to inform policy decisions regarding outer
continental shelf resource development (https://www.boem.gov/studies).
Impact on Availability of Affected Species for Taking for Subsistence
Uses
There are no relevant subsistence uses of marine mammals implicated
by these actions. Therefore, as with the 2021 final rule, NMFS has
determined that the total taking of affected species or stocks will not
have an unmitigable adverse impact on the availability of such species
or stocks for taking for subsistence purposes.
Endangered Species Act (ESA)
Section 7 of the ESA requires Federal agencies to insure that their
actions are not likely to jeopardize the continued existence of
endangered or threatened species or adversely modify or destroy their
designated critical habitat. Federal agencies must consult with NMFS
for actions that may affect such species under NMFS' jurisdiction or
critical habitat designated for such species. At the conclusion of
consultation, the consulting agency provides an opinion stating whether
the Federal agency's
[[Page 31537]]
action is likely to jeopardize the continued existence of ESA-listed
species or destroy or adversely modify designated critical habitat.
On March 13, 2020, NMFS' Office of Protected Resources, ESA
Interagency Cooperation Division, issued a Biological Opinion (BiOp) on
federally regulated oil and gas program activities in the Gulf of
Mexico, including NMFS' issuance of the ITR and subsequent LOAs (as
well as all BOEM and Bureau of Safety and Environmental Enforcement
approvals of activities associated with the OCS oil and gas program in
the GOM). The 2020 BiOp concluded that NMFS' proposed action was not
likely to jeopardize the continued existence of sperm whales or Rice's
whales. Of note, that BiOp evaluated the larger scope of survey
activity originally contemplated for the rule, before BOEM revised the
scope of its activity to remove the GOMESA area in the eastern GOM. The
take estimates evaluated for this rule are, therefore, within the scope
of take considered in the BiOp and do not reveal effects of the action
that may affect listed species or critical habitat in a manner or to an
extent not previously considered. Thus, for this rule to consider
corrected take estimates and other newly available information, NMFS
has determined that re-initiation of consultation is not triggered
under 50 CFR 402.16, although NMFS does anticipate amending the
incidental take statement to reflect the corrected take estimates.
National Environmental Policy Act
In 2017, BOEM produced a final PEIS to evaluate the direct,
indirect, and cumulative impacts of geological and geophysical survey
activities in the GOM, pursuant to requirements of the National
Environmental Policy Act. These activities include geophysical surveys,
as are described in the MMPA petition submitted by BOEM to NMFS. The
PEIS is available online at: https://www.boem.gov/Gulf-of-Mexico-Geological-and-Geophysical-Activities-Programmatic-EIS/. NOAA, through
NMFS, participated in preparation of the PEIS as a cooperating agency
due to its legal jurisdiction and special expertise in conservation and
management of marine mammals, including its responsibility to authorize
incidental take of marine mammals under the MMPA.
In 2020, NMFS prepared a Record of Decision (ROD): (1) to adopt
BOEM's Final PEIS to support NMFS' analysis associated with issuance of
incidental take authorizations pursuant to section 101(a)(5)(A) or (D)
of the MMPA and the regulations governing the taking and importing of
marine mammals (50 CFR part 216); and (2) in accordance with 40 CFR
1505.2, to announce and explain the basis for NMFS' decision to review
and potentially issue incidental take authorizations under the MMPA on
a case-by-case basis, if appropriate.
The Council on Environmental Quality (CEQ) regulations state that
agencies shall prepare supplements to either draft or final
environmental impact statements if: (i) the agency makes substantial
changes in the proposed action that are relevant to environmental
concerns; or (ii) there are significant new circumstances or
information relevant to environmental concerns and bearing on the
proposed action or its impacts. (40 CFR 1502.09(c)). NMFS has
considered CEQ's ``significance'' criteria at 40 CFR 1508.27 and the
criteria relied upon for the 2020 ROD to determine whether any new
circumstances or information are ``significant,'' thereby requiring
supplementation of the 2017 PEIS.
NMFS has not made any changes to the proposed action relevant to
environmental concerns. For this rulemaking, NMFS reevaluated its
findings related to the MMPA negligible impact standard and the LPAI
standard governing its regulations in light of the corrected take
estimates and other relevant new information. Based on that evaluation,
NMFS reaffirms its negligible impact determinations and determined that
the existing regulations prescribe the means of effecting the LPAI on
the affected species or stocks and their habitat, and therefore made no
changes to the regulations.
NMFS also considered whether there are any significant new
circumstances or information that are relevant to environmental
concerns and have a bearing on this action or its impacts. Our
rulemaking was conducted specifically to address errors in the take
estimates that provided a basis for our 2021 final rule. We considered
updated take estimates that corrected the errors and incorporated other
new information, e.g., modeling of a more representative airgun array,
updated marine mammal density information. We also consulted scientific
publications from 2021-24, data that were collected by the agency and
other entities after the PEIS was completed, field reports, and other
sources (e.g., updated NMFS Stock Assessment Reports (SAR), reports
produced under the BOEM-funded Gulf of Mexico Marine Assessment Program
for Protected Species (GoMMAPPS) project (see https://www.boem.gov/gommapps)). The new circumstances and information are related to
updated information on Rice's whales in the action area (population
abundance, mortality and sources of mortality, distribution and
occurrence) and any new data, analysis, or information on the effects
of geophysical survey activity on marine mammals and relating to the
effectiveness and practicability of measures to reduce the risk
associated with impacts of such survey activity. Based on our review
applying those criteria, NMFS has determined that supplementation of
the 2017 PEIS is not warranted.
Letters of Authorization
Under the incidental take regulations in effect for this specified
activity, industry operators may apply for LOAs (50 CFR 217.186). We
have made no changes to the regulations for obtaining an LOA. LOAs may
be issued for any time period that does not exceed the effective period
of the regulations, provided that NMFS is able to make the relevant
determinations (50 CFR 217.183). Because the specified activity does
not provide actual specifics of the timing, location, and survey design
for activities that would be the subject of issued LOAs, such requests
must include, at minimum, the information described at 50 CFR
216.104(a)(1) and (2), and should include an affirmation of intent to
adhere to the mitigation, monitoring, and reporting requirements
described in the regulations. The level of effort proposed by an
operator will be used to develop an LOA-specific take estimate based on
the results of Weirathmueller et al. (2022). These results will be
based on the appropriate source proxy (i.e., either 90-in\3\ single
airgun or 4,130-, 5,110-, or 8,000-in\3\ airgun array).
If applicants do not use the modeling provided by the rule, NMFS
may publish a notice in the Federal Register soliciting public comment,
if the model or inputs differ substantively from those that have been
reviewed by NMFS and the public previously. Additional public review is
not needed unless the model or inputs differ substantively from those
that have been reviewed by NMFS and the public previously.
Technologies continue to evolve to meet the technical,
environmental, and economic challenges of oil and gas development. The
use of technologies other than those described herein will be evaluated
on a case-by-case basis and may require public review. Some seemingly
new technologies proposed for use by operators are often extended
applications of existing technologies and interface with the
environment in essentially the same way as well-known or conventional
technologies. NMFS
[[Page 31538]]
will evaluate such technologies accordingly and as described in the
notice of issuance for the 2021 final rule. Please see that document
for further detail.
Classification
Introduction
Due to errors in the estimated take numbers provided by BOEM in
support of its petition for the 2021 rule, the allowable amount of
incidental take of marine mammals in the GOM is generally lower than
the amount expected based on BOEM's projected activity levels. As a
result, NMFS' ability to issue LOAs for take of marine mammals
incidental to surveys related to oil and gas activities in the GOM has
been limited, relative to what was intended under the rule for the
specified activities. This rule corrects the estimated take numbers,
allowing for the issuance of LOAs as intended under the 2021 rule. In
addition, NMFS has incorporated newly available scientific data
regarding marine mammal density in the GOM, and introduced new acoustic
source configurations that provide more flexibility to applicants in
terms of more accurately reflecting the anticipated effects of actual
survey effort. The adjustments to allowable take under this final rule,
relative to the 2021 final rule, have potential implications for oil
and gas industry survey activity, associated oil and gas exploration
and development, and marine mammals.
Surveys and Oil and Gas Exploration and Development
If applicants cannot receive LOAs, either within the requested year
or at all, due to the annual maximum or five-year maximum take
allowable under the 2021 final rule for certain species, surveys may be
delayed. To date, NMFS has issued approximately 70 LOAs, which is fewer
than expected based on BOEM's projected levels of activity. Some of
this discrepancy may be attributed to the aforementioned limitations on
NMFS' ability to authorize take of certain species under the 2021 final
rule and/or to generally increased regulatory uncertainty stemming from
those limitations. In the absence of this rule, NMFS would anticipate
continuing limitations on its ability to issue LOAs over the remaining
period of effectiveness for the 2021 rule, though specific impacts
would be dependent on demand and difficult to predict with precision.
Delays could result in reductions in exploration and development
activities in the GOM. This correction removes these unintended
restrictions, averting the potential economic losses from delay.
Marine Mammals
If NMFS is unable to issue some LOAs for the specified activities
as a result of the erroneous take estimates analyzed for the 2021 rule,
restrictions on incidental take may result in fewer incidences of
harassment of marine mammals relative to those initially anticipated in
2021. This final rule, which is based on corrected take estimates and
other updated information for the same specified activities, may allow
for more take of four species than would occur without this rule,
though the updated take estimates (and thus allowable take) for all
other species has decreased in reflection of updated density
information. The corrections to allowable take may result in more
actual take of some marine mammal species than has occurred under the
rule to date, as a result of increased ability to issue requested LOAs.
This final rule allows for the authorization of marine mammal take
incidental to the same level of survey activities intended in the 2021
rule and is issued in accordance with the same applicable negligible
impact standard.
To the extent that some number of surveys that would not have been
able to move forward in compliance with the MMPA under the 2021 rule
might now occur under this corrected rule, there may be effects on
tourism, ecosystem services, and non-use valuations. NMFS describes
each of these values below.
Tourism
Marine mammal populations generate economic activity in the GOM
and, more broadly, in the U.S. For example, the U.S. leads the world in
whale watcher participation, with an estimated 4.9 million trips taken
in 2008, or 38 percent of global whale watching trips. In 2013, the
tourism and recreation sector of ocean-related activities in the GOM
region (inclusive of all counties bordering the GOM) generated nearly
$6.2 billion in wages and employed 310,000 individuals at 17,300
establishments, for a total GDP contribution of approximately $13
billion. Much of that ocean-related tourism is reliant on the diverse
and abundant marine mammal and other marine wildlife populations.
The presence of marine mammals generates regional income and
employment opportunities most directly through businesses that conduct
marine mammal watching tours and other marine wildlife-related
operations, such as educational and environmental organizations. Whale
watching activities alone support hundreds of jobs and tens of millions
in regional income in the GOM. In addition, tourists drawn to the
region to participate in these tours and activities spend money on
goods and services in the regional economy, for example for meals,
accommodations, or transportation to and from the whale watching
destination. According to a 2009 report, the number of whale watchers
in the GOM states increased to over 550,000 in 2008, nearly an order of
magnitude increase over a ten year time period (Exhibit 5-1). Direct
revenues from sales of whale watching tickets was $14.1 million that
year, and the overall regional spending related to whale watching was
nearly $45 million. An estimated 625 full-time equivalent jobs were
directly involved in marine mammal recreation across all GOM states in
2008.
[[Page 31539]]
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Florida is the leading state for cetacean-based tourism in the
country. Bottlenose dolphin viewing constitutes the majority of
Florida's marine mammal-related tourism with average ticket prices of
approximately $43 for boat-based trips and $95 for swim-with tours.
Elsewhere in the GOM, in Alabama and Texas, average ticket prices are
$11 to $22. Commercial whale watching activity is minimal in
Mississippi and Louisiana.
Ecosystem Services
Large whales provide ecosystem services, which are benefits that
society receives from the environment. The services whales provide
include contributing to sense of place, education, research, and they
play an important role in the ecosystem. Large whales are considered
ecosystem engineers, given their potential for trophic influence on
their ecosystems. Their presence can reduce the risk of trophic
cascades, which have previously affected smaller species when whale
populations suffered historic declines. As large consumers, whales
heavily impact food-web interactions and can promote primary
productivity. Large whales may contribute to enhanced ocean
productivity via a concept commonly known as the ``whale-pump.'' The
``whale-pump'' refers to whales' contribution to vertical mixing,
horizontal transfer, and the recycling of limiting nutrients in the
ocean as they dive, migrate, and release fecal plumes and urine (Roman
et al., 2014). Whales also play an important role in carbon cycling in
the oceans. They accumulate carbon in their bodies over a lifetime and
following death, can sequester tons of carbon in the deep sea (Pershing
et al., 2010; Roman et al., 2014). Carbon stored in the deep sea
reduces carbon in the atmosphere, which, in turn, can help fight
against climate change. Chami et al. (2020) estimated that for the
southern right whales, the average annual services value could be $2.2
million.
Non-Use Benefits
The protection and restoration of populations of endangered whales
may also generate non-use benefits. Economic research has demonstrated
that society places economic value on environmental assets, whether or
not those assets are ever directly exploited. For example, society
places real (and potentially measurable) economic value on simply
knowing that large whale populations are flourishing in their natural
environment (often referred to as ``existence value'') and will be
preserved for the enjoyment of future generations. Using survey
research methods, economists have developed several studies of non-use
values associated with protection of whales or other marine mammals
(table 15).
In each study in table 15, researchers surveyed individuals on
their willingness to pay (WTP) for programs that would maintain or
increase marine mammal populations. One of the studies (Wallmo and Lew,
2012) employed a stated preference method to estimate the value of
recovering or down-listing eight ESA-listed marine species, including
the North Atlantic right whale. Through a survey of 8,476 households,
the authors estimated an average WTP (per household per year, for a 10-
year period) of $71.62 for recovery of the species which, if
extrapolated nationwide, suggests Americans are willing to pay
approximately $4.38 billion for right whale recovery. While the other
studies noted do not focus specifically on the North Atlantic right
whale, they do demonstrate that individuals derive significant economic
value from the protection of marine mammals. As noted, the value of
whales might not be adequately captured by non-use values of this kind.
Death or suffering of whales might be believed to be intrinsically bad,
because it is a welfare loss in itself.
BILLING CODE 3510-22-P
[[Page 31540]]
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BILLING CODE 3510-22-C
Regulatory Flexibility Act
Pursuant to section 605(b) of the Regulatory Flexibility Act, the
Chief Counsel for Regulation of the Department of Commerce certified to
the Chief Counsel for Advocacy of the Small Business Administration at
the proposed rule stage that this rule would not have a significant
economic impact on a substantial number of small entities. This rule
makes no changes to the existing regulations. Upon receiving updated
information following the discovery that the estimates of incidental
take of marine mammals anticipated from the activities analyzed for the
January 19, 2021, final rule were erroneous, NMFS undertook this action
to analyze the updated information and underlying take estimates and
decide whether revisions to the January 19, 2021, final rule were
warranted. NMFS has found that revisions to the regulations are not
warranted. There are no changes to the specified activities, the
specified geographical region in
[[Page 31541]]
which those activities would be conducted, the original 5-year period
of effectiveness, or to the current mitigation and monitoring
requirements implemented by the January 19, 2021, final rule. Because
there have been no changes to the existing regulations, there are no
economic impacts on small entities. A regulatory flexibility analysis
therefore is not required, and none has been prepared. No comments were
received that would change this determination.
Note that NMFS prepared a final regulatory flexibility analysis
(FRFA), as required by Section 603 of the Regulatory Flexibility Act,
for the regulations issued under the January 19, 2021, final rule. That
FRFA described the economic effects on small entities. A copy of the
FRFA is available as Appendix B to the RIA that accompanied the January
19, 2021, final rule. No changes have been made to the 2021 regulations
that would affect the findings of that FRFA, which were summarized in
the notice of issuance for the 2021 final rule (86 FR 5443, January 19,
2021).
This rule does not contain a change to a collection of information
requirement for purposes of the Paperwork Reduction Act of 1995. The
existing collection of information requirements continue to apply under
the following OMB Control Number(s): 0648-0151.
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB Control Number.
List of Subjects in 50 CFR Part 217
Exports, Fish, Imports, Indians, Labeling, Marine mammals,
Penalties, Reporting and recordkeeping requirements, Seafood,
Transportation.
Dated: April 12, 2024.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
As described above, because NMFS does not find that new mitigation
measures are required, this rule does not amend the current applicable
regulations at 50 CFR part 217 Subpart S (Sec. Sec. 217.180 through
217.189). Thus, no amendatory instructions are necessary.
[FR Doc. 2024-08257 Filed 4-23-24; 8:45 am]
BILLING CODE 3510-22-P