Review of the Secondary National Ambient Air Quality Standards for Oxides of Nitrogen, Oxides of Sulfur, and Particulate Matter, 26620-26701 [2024-07397]
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Federal Register / Vol. 89, No. 73 / Monday, April 15, 2024 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 50
[EPA–HQ–OAR–2014–0128; FRL–5788–02–
OAR]
RIN 2060–AS35
Review of the Secondary National
Ambient Air Quality Standards for
Oxides of Nitrogen, Oxides of Sulfur,
and Particulate Matter
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
Based on the Environmental
Protection Agency’s (EPA’s) review of
the air quality criteria and national
ambient air quality standards (NAAQS)
for oxides of nitrogen (N oxides), oxides
of sulfur (SOX), and particulate matter
(PM), the Environmental Protection
Agency (EPA) proposes to revise the
existing secondary sulfur dioxide (SO2)
standard to an annual average, averaged
over three consecutive years, with a
level within the range from 10 to 15
parts per billion (ppb). Additionally, the
Agency proposes to retain the existing
secondary standards for N oxides and
PM, without revision. The EPA also
proposes revisions to the data handling
requirements for the proposed
secondary SO2 NAAQS.
DATES: Comments must be received on
or before June 14, 2024.
Public Hearings: The EPA will hold a
virtual public hearing on this proposed
rule. This hearing will be announced in
a separate Federal Register notice that
provides details, including specific
dates, times, and contact information for
these hearings.
ADDRESSES: You may submit comments,
identified by Docket ID No. EPA–HQ–
OAR–2014–0128, by any of the
following means:
• Federal eRulemaking Portal:
https://www.regulations.gov/ (our
preferred method). Follow the online
instructions for submitting comments.
• Email: a-and-r-Docket@epa.gov.
Include the Docket ID No. EPA–HQ–
OAR–2014–0128 in the subject line of
the message.
• Mail: U.S. Environmental
Protection Agency, EPA Docket Center,
Air and Radiation Docket, Mail Code
28221T, 1200 Pennsylvania Avenue
NW, Washington, DC 20460.
• Hand Delivery or Courier (by
scheduled appointment only): EPA
Docket Center, WJC West Building,
Room 3334, 1301 Constitution Avenue
NW, Washington, DC 20004. The Docket
Center’s hours of operations are 8:30
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SUMMARY:
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a.m.–4:30 p.m., Monday–Friday (except
Federal Holidays).
Instructions: All submissions received
must include the Docket ID No. for this
document. Comments received may be
posted without change to https://
www.regulations.gov, including any
personal information provided. For
detailed instructions on sending
comments and additional information
on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of
this document.
FOR FURTHER INFORMATION CONTACT: Ms.
Ginger Tennant, Health and
Environmental Impacts Division, Office
of Air Quality Planning and Standards,
U.S. Environmental Protection Agency,
Mail Code C539–04, Research Triangle
Park, NC 27711; telephone: (919) 541–
4072; email: tennant.ginger@epa.gov.
SUPPLEMENTARY INFORMATION:
General Information
Preparing Comments for the EPA
Follow the online instructions for
submitting comments. Once submitted
to the Federal eRulemaking Portal,
comments cannot be edited or
withdrawn. The EPA may publish any
comment received to its public docket.
Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written submission.
The written comment is considered the
official comment and should include
discussion of all points you wish to
make. The EPA will generally not
consider comments or comment
contents located outside of the primary
submission (i.e., on the web, the cloud,
or other file sharing system). For
additional submission methods, the full
EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www.epa.gov/dockets/
commenting-epa-dockets.
When submitting comments,
remember to:
• Identify the action by docket
number and other identifying
information (subject heading, Federal
Register date and page number).
• Explain why you agree or disagree,
suggest alternatives, and substitute
language for your requested changes.
• Describe any assumptions and
provide any technical information and/
or data that you used.
• Provide specific examples to
illustrate your concerns and suggest
alternatives.
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• Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
• Make sure to submit your
comments by the comment period
deadline identified.
Availability of Information Related to
This Action
All documents in the dockets
pertaining to this action are listed on the
www.regulations.gov website. This
includes documents in the docket for
the proposed decision (Docket ID No.
EPA–HQ–OAR–2014–0128) and a
separate docket, established for the
Integrated Science Assessment (ISA)
(Docket ID No. EPA–HQ–ORD–2013–
0620) that has been incorporated by
reference into the docket for this
proposed decision. Although listed in
the index, some information is not
publicly available, e.g., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the internet and may be
viewed with prior arrangement with the
EPA Docket Center. Additionally, a
number of the documents that are
relevant to this proposed decision are
available through the EPA’s website at
https://www.epa.gov/naaqs/. These
documents include the Integrated
Science Assessment for Oxides of
Nitrogen, Oxides of Sulfur and
Particulate Matter Ecological Criteria
(U.S. EPA, 2020a), available at https://
cfpub.epa.gov/ncea/isa/recordisplay.
cfm?deid=349473, and the Policy
Assessment for the Review of the
Secondary National Ambient Air
Quality Standards for Oxides of
Nitrogen, Oxides of Sulfur, and
Particulate Matter, (U.S. EPA, 2024),
available at https://www.epa.gov/naaqs/
nitrogen-dioxide-no2-and-sulfurdioxide-so2-secondary-air-qualitystandards.
Table of Contents
The following topics are discussed in
this preamble:
Executive Summary
I. Background
A. Legislative Requirements
B. Related Control Programs
C. History of the Secondary Standards for
N Oxides, SOX and PM
1. N Oxides
2. SOX
3. Related Actions Addressing Acid
Deposition
4. Most Recent Review of the Secondary
Standards for N Oxides and SOX
5. PM
D. Current Review
II. Rationale for Proposed Decisions
A. Introduction
1. Basis for Existing Secondary Standards
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2. Prior Review of Deposition-Related
Effects
3. General Approach for This Review
B. Air Quality and Deposition
1. Sources, Emissions and Atmospheric
Processes Affecting SOX, N Oxides and
PM
2. Recent Trends in Emissions,
Concentrations and Deposition
3. Relationships Between Concentrations
and Deposition
C. Welfare Effects Evidence
1. Nature of Effects
a. Direct Effects of SOX and N Oxides
b. Acid Deposition-Related Ecological
Effects
c. Nitrogen Enrichment and Associated
Ecological Effects
d. Other Deposition-Related Effects
2. Public Welfare Implications
3. Exposure Conditions and DepositionRelated Metrics
a. Acidification and Nitrogen Enrichment
in Aquatic Ecosystems
b. Deposition-Related Effects in Terrestrial
Ecosystems
c. Direct Effects of N Oxides, SOX and PM
in Ambient Air
D. Quantitative Exposure and Risk
Assessment for Aquatic Acidification
1. Key Design Aspects
2. Key Limitations and Uncertainties
3. Summary of Results
E. Proposed Conclusions
1. Evidence and Exposure/Risk-Based
Considerations in the Policy Assessment
a. Direct Effects on Biota
b. Evidence of Ecosystem Effects of S and
N Deposition
c. Sulfur Deposition and SOX
d. Nitrogen Deposition and N Oxides and
PM
2. CASAC Advice and Public Comments
3. Administrator’s Proposed Conclusions
F. Proposed Decision on the Secondary
Standards
III. Interpretation of the Secondary SO2
Standard
A. Background
B. Interpretation of the Secondary SO2
Standard
IV. Ambient Air Monitoring Network for SO2
V. Clean Air Act Implementation
Requirements for Proposed Secondary
SO2 Standard
A. Designation of Areas
B. Section 110(a)(1) and (2) Infrastructure
SIP Requirements
C. Prevention of Significant Deterioration
and Nonattainment New Source Review
Programs for the Proposed Secondary
SO2 Standard
D. Alternative PSD Compliance
Demonstration Approach for the
Proposed Secondary SO2 Standard
E. Transportation Conformity Program
F. General Conformity Program
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act
(UMRA)
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E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use
I. National Technology Transfer and
Advancement Act (NTTAA)
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations and Executive Order 14096:
Revitalizing Our Nation’s Commitment
to Environmental Justice for All
References
Executive Summary
This document presents the
Administrator’s proposed decisions in
the current review of the secondary
NAAQS for SOX, N oxides, and PM. The
existing secondary standards are: for
SO2, 0.5 ppm as a 3-hour average not to
be exceeded more than once in a year;
for NO2, 53 ppb as an annual average;
for PM2.5, 15.0 mg/m3 as the 3-year
average of annual averages, and 35 mg/
m3 as the 3-year average of annual 98th
percentile 24-hour averages; and, for
PM10, 150 mg/m3 as a 24-hour average,
not to be exceeded more than once per
year on average over three years.
Sections 108 and 109 of the Clean Air
Act (CAA, the Act) require the EPA to
periodically review the air quality
criteria—the science upon which the
standards are based—and the standards
themselves. Under section 109(b)(2) of
the Act, a secondary standard must
‘‘specify a level of air quality the
attainment and maintenance of which in
the judgment of the Administrator,
based on such criteria, is requisite to
protect the public welfare from any
known or anticipated adverse effects
associated with the presence of [the]
pollutant in the ambient air.’’ In
conducting this review of the secondary
SOX, N oxides, and PM NAAQS, the
EPA has carefully evaluated the
currently available scientific literature
on the ecological effects of SOX, N
oxides, and PM,1 focusing particularly
on the new literature available since the
conclusion of the previous reviews in
2012 and 2013, respectively, as
described in the Integrated Science
1 The ecological effects of PM that are the focus
of this action were not considered in EPA’s recently
completed reconsideration of the primary and
secondary NAAQS for PM. In the review of the PM
secondary standards completed in 2020, and
reconsidered more recently, the EPA considered
effects on visibility and climate and materials
damage, but did not consider the ecological effects
that are addressed here (89 FR 16202, March 6,
2024).
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Assessment (ISA). The ecological effects
addressed in this review include direct
effects of N oxides and SOX, and PM
loading, on vegetation surfaces, as well
as ecological effects related to
atmospheric deposition of S and N
compounds in sensitive ecosystems.
Sulfur oxides and N oxides, their
transformation products (which include
particulate compounds), and N- and Scontaining components of PM in
ambient air can contribute to
atmospheric deposition of S and N
compounds. Emissions of SOX, N
oxides, PM and PM precursors have
declined dramatically over the past two
decades, continuing a longer-term trend.
In response to the reductions in S- and
N-containing compounds, levels of S
and N deposition have also been
reduced, although the declining trend in
N deposition in the last decade has
slowed and, in some areas, reversed,
due to increasing ammonia emissions.
The Administrator’s proposed
decision in this review is to revise the
existing secondary SO2 standard and to
retain the existing secondary standards
for N oxides and PM. In this document,
the EPA summarizes the background
and rationale for the Administrator’s
proposed decisions in this review. The
EPA solicits comment on the proposed
decisions described here and on a
number of alternate options, and
requests commenters also provide the
rationales supporting the views
articulated in submitted comments.
The Administrator’s proposed
decisions are based on his consideration
of the characterization of the available
scientific evidence in the ISA,
quantitative and policy analyses
presented in the Policy Assessment
(PA), and advice from the Clean Air
Scientific Advisory Committee
(CASAC).2 In conveying its advice in
this review, the CASAC provided
consensus advice that the existing SO2
and NO2 secondary standards were
adequate to protect against direct effects
of S and N oxides on plants and lichens.
With regard to deposition-related effects
and SO2, the majority of CASAC
recommended an annual secondary
standard of 10–15 ppb, and the minority
recommended a secondary standard
identical to the existing primary
standard. In consideration of
deposition-related effects and the NO2
and PM2.5 secondary standards, the
2 Over the course of this review, the EPA
developed planning documents, an ISA and a PA,
drafts of which were made available for public
comment and reviewed by the CASAC Oxides of
Nitrogen, Oxides of Sulfide and Particulate Matter
Secondary NAAQS Panel (https://www.epa.gov/
naaqs/nitrogen-dioxide-no2-and-sulfur-dioxide-so2secondary-air-quality-standards).
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CASAC majority recommended revision
of the levels of the existing annual NO2
and PM2.5 secondary standards, and the
minority recommended adopting
secondary standards identical to the
existing annual NO2 and PM2.5 primary
standards.
Based on his consideration of the
ecological effects evidence in the ISA,
the evaluations and quantitative
information in the PA, including the
quantitative REA for aquatic
acidification, and advice from the
CASAC, the Administrator is proposing
that the current short-term secondary
SO2 standard is not requisite to protect
the public welfare from known or
anticipated adverse effects associated
with the presence of SOX in ambient air,
including particularly depositionrelated effects, and that it should be
revised to also provide such protection
against effects related to deposition of
sulfur (S) compounds to ecosystems.
Specifically, the EPA is proposing to
revise the existing standard to be an
annual average standard, averaged over
three years, with a level within the
range from 10 to 15 parts per billion
(ppb) based on the Administrator’s
proposed judgment that a standard in
this range would provide protection for
both direct effects on vegetation surfaces
and ecosystem deposition-related
effects. The EPA solicits comments on
this proposal, including the averaging
time, form and range of levels for the
revised standard. The EPA also solicits
comments on a number of alternative
options for a new secondary SO2
standard. The EPA solicits comment on
setting the level for a new annual
average standard (averaged over three
years) in the range from 5 to 10 ppb, and
on revising the existing secondary
standard to be identical to the existing
primary standard in all respects.
Further, the EPA solicits comments on
retaining the existing 3-hour standard,
in addition to establishing a new annual
secondary standard.
The Administrator is also proposing
to retain the secondary nitrogen dioxide
(NO2) and PM standards, without
revision. With regard to the secondary
NO2 standard, the Administrator finds
that the evidence related to the N
oxides, NO2 and nitrogen oxide (NO),
does not clearly call into question the
adequacy of protection provided by the
existing standard for direct effects or for
deposition-related effects (in light of the
currently diminished role of N oxides in
total N deposition, particularly in areas
with highest deposition), such that
revision is not warranted. The EPA
solicits comment on the proposed
decision to retain the existing secondary
NO2 standard, without revision, and
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also on the alternative approach of
revising the form of the existing
standard to a 3-year average and the
level to a value within the range from
35 to 40 ppb.
With regard to PM, the Administrator
proposes to conclude that the current
evidence does not call into question the
adequacy of the existing PM standards
with regard to direct effects and
deposition of pollutants other than S
and N compounds. Further, he judges
that protection of sensitive ecosystems
from S deposition is more effectively
achieved through a revised SO2
standard than a PM standard, and that
a revised PM standard is not warranted
to provide public welfare protection
against adverse effects related to S or N
deposition. The Administrator
additionally proposes to conclude that
PM2.5 is not an appropriate indicator for
a secondary standard intended to
provide protection of the public welfare
from adverse effects related to S or N
deposition. Thus, based on
consideration of the PA analyses and
conclusions, and consideration of
CASAC advice, the Administrator
proposes to conclude that no change to
the annual PM2.5 secondary standard is
warranted and he proposes to retain the
existing PM2.5 secondary standard,
without revision. The EPA solicits
comment on the proposed decision.
Additionally, in recognizing that there
may be alternate views with regard to
whether and to what extent a standard
with a PM2.5 indicator might be
expected to provide control of N
deposition, and in light of the rationale
provided by the CASAC minority, the
EPA also solicits comment on the
alternative approach of revising the
secondary PM2.5 (with PM2.5 referring to
particles with a nominal mean
aerodynamic diameter less than or equal
to 2.5 micrometers) annual standard to
a level of 12 micrograms per meter
cubed (mg/m3). With regard to other PM
secondary standards, based on
evaluations and conclusions of the PA,
including consideration of
recommendations from the CASAC, the
Administrator proposes to retain the
existing 24-hour secondary PM2.5
standard, without revision. Further,
based on the lack of evidence calling
into question the adequacy of the
secondary PM10 standards for protection
of ecological effects, he also proposes to
retain the secondary PM10 standards
without revision.
This document additionally includes
proposed revisions related to
implementation of the proposed
secondary SO2 annual standard.
Specifically, the EPA is proposing
revisions to the data handling
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requirements in appendix T of 40 CFR
part 50 to include specifications needed
for the proposed new annual average
standard. This document also describes
the SO2 monitoring network and its
adequacy for surveillance for the
proposed annual standard. Lastly, the
document discusses implementation
processes pertinent to implementation
of the proposed new standard.
I. Background
A. Legislative Requirements
Two sections of the CAA govern the
establishment and revision of the
NAAQS. Section 108 (42 U.S.C. 7408)
directs the Administrator to identify and
list certain air pollutants and then to
issue air quality criteria for those
pollutants. The Administrator is to list
those pollutants ‘‘emissions of which, in
his judgment, cause or contribute to air
pollution which may reasonably be
anticipated to endanger public health or
welfare’’; ‘‘the presence of which in the
ambient air results from numerous or
diverse mobile or stationary sources’’;
and for which he ‘‘plans to issue air
quality criteria. . . .’’ (42 U.S.C.
7408(a)(1)). Air quality criteria are
intended to ‘‘accurately reflect the latest
scientific knowledge useful in
indicating the kind and extent of all
identifiable effects on public health or
welfare which may be expected from the
presence of [a] pollutant in the ambient
air. . . .’’ 42 U.S.C. 7408(a)(2).
Section 109 of the Act (42 U.S.C.
7409) directs the Administrator to
propose and promulgate ‘‘primary’’ and
‘‘secondary’’ NAAQS for pollutants for
which air quality criteria are issued [42
U.S.C. 7409(a)]. Under section 109(b)(2),
a secondary standard must ‘‘specify a
level of air quality the attainment and
maintenance of which, in the judgment
of the Administrator, based on such
criteria, is requisite to protect the public
welfare from any known or anticipated
adverse effects associated with the
presence of [the] pollutant in the
ambient air.’’ 3
In setting primary and secondary
standards that are ‘‘requisite’’ to protect
public health and welfare, respectively,
as provided in section 109(b), the EPA’s
task is to establish standards that are
neither more nor less stringent than
necessary. In so doing, the EPA may not
consider the costs of implementing the
standards. See generally, Whitman v.
3 Under CAA section 302(h) (42 U.S.C. 7602(h)),
effects on welfare include, but are not limited to,
‘‘effects on soils, water, crops, vegetation, manmade
materials, animals, wildlife, weather, visibility, and
climate, damage to and deterioration of property,
and hazards to transportation, as well as effects on
economic values and on personal comfort and wellbeing.’’
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American Trucking Ass’ns, 531 U.S.
457, 465–472, 475–76 (2001). Likewise,
‘‘[a]ttainability and technological
feasibility are not relevant
considerations in the promulgation of
national ambient air quality standards’’
(American Petroleum Institute v. Costle,
665 F.2d 1176, 1185 [D.C. Cir. 1981]).
However, courts have clarified that in
deciding how to revise the NAAQS in
the context of considering standard
levels within the range of reasonable
values supported by the air quality
criteria and judgments of the
Administrator, EPA may consider
‘‘relative proximity to peak background
. . . concentrations’’ as a factor
(American Trucking Ass’ns, v. EPA, 283
F.3d 355, 379 [D.C. Cir. 2002]).
Section 109(d)(1) of the Act requires
periodic review and, if appropriate,
revision of existing air quality criteria to
reflect advances in scientific knowledge
on the effects of the pollutant on public
health and welfare. Under the same
provision, the EPA is also to
periodically review and, if appropriate,
revise the NAAQS, based on the revised
air quality criteria.4
Section 109(d)(2) addresses the
appointment and advisory functions of
an independent scientific review
committee. Section 109(d)(2)(A)
requires the Administrator to appoint
this committee, which is to be
composed of ‘‘seven members including
at least one member of the National
Academy of Sciences, one physician,
and one person representing State air
pollution control agencies.’’ Section
109(d)(2)(B) provides that the
independent scientific review
committee ‘‘shall complete a review of
the criteria . . . and the national
primary and secondary ambient air
quality standards . . . and shall
recommend to the Administrator any
new . . . standards and revisions of
existing criteria and standards as may be
appropriate. . . .’’ Since the early
1980s, this independent review function
has been performed by the CASAC of
the EPA’s Science Advisory Board.
Section 109(b)(2) specifies that ‘‘[a]ny
national secondary ambient air quality
standard prescribed under subsection
(a) shall specify a level of air quality the
attainment and maintenance of which in
the judgment of the Administrator,
based on such criteria, is requisite to
protect the public welfare from any
known or anticipated adverse effects
associated with the presence of such air
pollutant in the ambient air.’’ Consistent
4 This section of the Act requires the
Administrator to complete these reviews and make
any revisions that may be appropriate ‘‘at five-year
intervals.’’
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with this statutory direction, EPA has
always understood the goal of the
NAAQS is to identify a requisite level
of air quality, and the means of
achieving a specific level of air quality
is to set a standard expressed as a
concentration of a pollutant in the air,
such as in terms of parts per million
(ppm), parts per billion (ppb), or
micrograms per cubic meter (mg/m3).
Thus, while deposition-related effects
are included within the ‘‘adverse effects
associated with the presence of such air
pollutant in the ambient air,’’ EPA has
never found a standard that quantifies
atmospheric deposition onto surfaces to
constitute a national secondary ambient
air quality standard.
B. Related Control Programs
States are primarily responsible for
ensuring attainment and maintenance of
ambient air quality standards once the
EPA has established them. Under CAA
sections 110 and part D, subparts 1, 5,
and 6 for nitrogen and sulfur oxides,
and subparts 1, 4, and 6 for PM, and
related provisions and regulations,
States are to submit, for the EPA’s
approval, State implementation plans
(SIPs) that provide for the attainment
and maintenance of such standards
through control programs directed to
sources of the pollutants involved. The
States, in conjunction with the EPA,
also administer the prevention of
significant deterioration of air quality
program that covers these pollutants.
See 42 U.S.C. 7470–7479. In addition,
Federal programs provide for or result
in nationwide reductions in emissions
of N oxides, SOX, PM and other air
pollutants under title II of the Act, 42
U.S.C. 7521–7574, which involves
controls for motor vehicles, nonroad
engines and equipment, and the new
source performance standards under
section 111 of the Act, 42 U.S.C. 7411.
C. History of the Secondary Standards
for N Oxides, SOX and PM
Secondary NAAQS were first
established for N oxides, SOX and PM
in 1971 (36 FR 8186, April 30, 1971).
Since that time, the EPA has
periodically reviewed the air quality
criteria and secondary standards for
these pollutants, with the most recent
reviews that considered the evidence for
ecological effects of these pollutants
being completed in 2012 and 2013 (77
FR 20218, April 3, 2012; 78 FR 3086,
January 15, 2013). The subsections
below summarize key proceedings from
the initial standard setting in 1971 to
the last reviews in 2012–2013.5
5 Since the late 1970s, each review of the air
quality criteria and standards has generally
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1. N Oxides
The EPA first promulgated NAAQS
for N oxides in April 1971 after
reviewing the relevant science on the
public health and welfare effects in the
1971 Air Quality Criteria for Nitrogen
Oxides (air quality criteria document or
AQCD).6 With regard to welfare effects,
the 1971 AQCD described effects of NO2
on vegetation and corrosion of electrical
components linked to particulate nitrate
(U.S. EPA, 1971). The primary and
secondary standards were both set at
0.053 parts per million (ppm) NO2 as an
annual average (36 FR 8186, April 30,
1971). In 1982, the EPA published an
updated AQCD (U.S. EPA, 1982a).
Based on the 1982 AQCD, the EPA
proposed to retain the existing
standards in February 1984 (49 FR 6866,
February 23, 1984). After considering
public comments, the EPA published
the final decision to retain these
standards in June 1985 (50 FR 25532,
June 19, 1985).
The EPA began a second review of the
primary and secondary standards for
oxides of nitrogen in 1987 (52 FR 27580,
July 22, 1987). In November 1991, the
EPA released an updated draft AQCD
for CASAC and public review and
comment (56 FR 59285, November 25,
1991). The CASAC reviewed the draft
document at a meeting held on July 1,
1993, and concluded in a closure letter
to the Administrator that the document
provided ‘‘an adequate basis’’ for EPA’s
decision-making in the review (Wolff,
1993). The final AQCD was released
later in 1993 (U.S. EPA, 1993). Based on
the 1993 AQCD, the EPA’s Office of Air
Quality Planning and Standards
(OAQPS) prepared a Staff Paper,7 drafts
of which were reviewed by the CASAC
(Wolff, 1995; U.S. EPA, 1995a). In
October 1995, the EPA proposed not to
revise the secondary NO2 NAAQS (60
FR 52874; October 11, 1995). After
consideration of the comments received
on the proposal, the Administrator
finalized the decision not to revise the
involved the development of an Air Quality Criteria
Document or ISA and a Staff Paper or staff Policy
Assessment, which is often accompanied by or
includes a quantitative exposure or risk assessment,
prior to the regulatory decision-making phase.
6 In reviews initiated prior to 2007, the AQCD
provided the scientific foundation (i.e., the air
quality criteria) for the NAAQS. Since that time, the
ISA has replaced the AQCD.
7 Prior to reviews initiated in 2007, the Staff
Paper summarized and integrated key studies and
the scientific evidence, and from the 1990s onward,
it also assessed potential exposures and associated
risk. The Staff Paper also presented the EPA staff’s
considerations and conclusions regarding the
adequacy of existing NAAQS and, when
appropriate, the potential alternative standards that
could be supported by the evidence and
information. More recent reviews present this
information in the Policy Assessment.
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NO2 NAAQS (61 FR 52852; October 8,
1996). The subsequent (and most recent)
review of the N oxides secondary
standard was a joint review with the
secondary standard for SOX, which was
completed in 2012 (see subsection 4
below).
2. SOX
The EPA first promulgated secondary
NAAQS for sulfur oxides in April 1971
based on the scientific evidence
evaluated in the 1969 AQCD (U.S.
DHEW, 1969a [1969 AQCD]; 36 FR
8186, April 30, 1971). These standards,
which were established on the basis of
evidence of adverse effects on
vegetation, included an annual
arithmetic mean standard, set at 0.02
ppm SO2,8 and a 3-hour average
standard set at 0.5 ppm SO2, not to be
exceeded more than once per year. In
1973, based on information indicating
there to be insufficient data to support
the finding of a study in the 1969 AQCD
concerning vegetation injury associated
with SO2 exposure over the growing
season, rather than from short-term peak
concentrations, the EPA proposed to
revoke the annual mean secondary
standard (38 FR 11355, May 7, 1973).
Based on consideration of public
comments and external scientific
review, the EPA released a revised
chapter of the AQCD and published its
final decision to revoke the annual
mean secondary standard (U.S. EPA,
1973; 38 FR 25678, September 14,
1973). At that time, the EPA
additionally noted that injury to
vegetation was the only type of SO2
welfare effect for which the evidence
base supported a quantitative
relationship, stating that although data
were not available at that time to
establish a quantitative relationship
between SO2 concentrations and other
public welfare effects, including effects
on materials, visibility, soils, and water,
the SO2 primary standards and the 3hour secondary standard may to some
extent mitigate such effects. The EPA
also stated it was not clear that any such
effects, if occurring below the current
standards, were adverse to the public
welfare (38 FR 25679, September 14,
1973).
In 1979, the EPA announced initiation
of a concurrent review of the air quality
criteria for oxides of sulfur and PM and
plans for development of a combined
AQCD for these pollutants (44 FR
56730, October 2, 1979). The EPA
subsequently released three drafts of a
8 Established with the annual standard as a guide
to be used in assessing implementation plans to
achieve the annual standard was a maximum 24hour average concentration not to be exceeded more
than once per year (36 FR 8187, April 30, 1971).
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combined AQCD for CASAC review and
public comment. In these reviews, and
in guidance provided at the August 20–
22, 1980, public meeting of the CASAC
on the first draft AQCD, the CASAC
concluded that acidic deposition was a
topic of extreme scientific complexity
because of the difficulty in establishing
firm quantitative relationships among
emissions of relevant pollutants,
formation of acidic wet and dry
deposition products, and effects on
terrestrial and aquatic ecosystems (53
FR 14935, April 26, 1988). The CASAC
also noted that a fundamental problem
of addressing acid deposition in a
criteria document is that acid deposition
is produced by several different criteria
pollutants: oxides of sulfur, oxides of
nitrogen, and the fine particulate
fraction of suspended particles (U.S.
EPA, 1982b, pp. 125–126). The CASAC
also felt that any document on this
subject should address both wet and dry
deposition, since dry deposition was
believed to account for a substantial
portion of the total acid deposition
problem (53 FR 14936, April 26, 1988;
Lippman, 1987). For these reasons,
CASAC recommended that, in addition
to including a summary discussion of
acid deposition in the final AQCD, a
separate, comprehensive document on
acid deposition be prepared prior to any
consideration of using the NAAQS as a
regulatory mechanism for the control of
acid deposition.
Following CASAC closure on the
AQCD for oxides of sulfur in December
1981, the EPA released a final AQCD
(U.S. EPA, 1982b), and the EPA’s
OAQPS prepared a Staff Paper that was
released in November 1982 (U.S. EPA,
1982c). The issue of acidic deposition
was not, however, assessed directly in
the OAQPS Staff Paper because the EPA
followed the guidance given by the
CASAC, subsequently preparing the
following documents to address acid
deposition: The Acidic Deposition
Phenomenon and Its Effects: Critical
Assessment Review Papers, Volumes I
and II (U.S. EPA, 1984a, b) and The
Acidic Deposition Phenomenon and Its
Effects: Critical Assessment Document
(U.S. EPA, 1985) (53 FR 14935–36, April
26, 1988). Although these documents
were not considered criteria documents
and had not undergone CASAC review,
they represented the most
comprehensive summary of scientific
information relevant to acid deposition
completed by the EPA at that point.
In April 1988, the EPA proposed not
to revise the existing secondary
standards for SO2 (53 FR 14926, April
26, 1988). This proposed decision with
regard to the secondary SO2 NAAQS
was due to the Administrator’s
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conclusions that: (1) based upon the
then-current scientific understanding of
the acid deposition problem, it would
be premature and unwise to prescribe
any regulatory control program at that
time; and (2) when the fundamental
scientific uncertainties had been
decreased through ongoing research
efforts, the EPA would draft and support
an appropriate set of control measures
(53 FR 14926, April 26, 1988). This
review of the secondary standard for
SOX was concluded in 1993, subsequent
to the Clean Air Act Amendments of
1990 (see section I.C.3). The EPA
decided not to revise the secondary
standard, concluding that revisions to
the standard to address acidic
deposition and related SO2 welfare
effects were not appropriate at that time
(58 FR 21351, April 21, 1993). In
describing the decision, the EPA
recognized the significant reductions in
SO2 emissions, ambient air SO2
concentrations, and ultimately
deposition expected to result from
implementation of the title IV program,
which was expected to significantly
decrease the acidification of water
bodies and damage to forest ecosystems
and to permit much of the existing
damage to be reversed with time (58 FR
21357, April 21, 1993). While
recognizing that further action might be
needed to address acidic deposition in
the longer term, the EPA judged it
prudent to await the results of the
studies and research programs then
underway, including those assessing the
comparative merits of secondary
standards, acidic deposition standards
and other approaches to controlling
acidic deposition and related effects,
and then to determine whether
additional control measures should be
adopted or recommended to Congress
(58 FR 21358, April 21, 1993).
3. Related Actions Addressing Acid
Deposition
In 1980, Congress created the National
Acid Precipitation Assessment Program
(NAPAP). During the 10-year course of
this program, the program issued a
series of reports, including a final report
in 1990 (NAPAP, 1991). On November
15, 1990, Amendments to the CAA were
passed by Congress and signed into law
by the President. In title IV of these
Amendments, Congress included a
statement of findings including the
following:
(1) the presence of acidic compounds and
their precursors in the atmosphere and in
deposition from the atmosphere represents a
threat to natural resources, ecosystems,
materials, visibility, and public health; . . .
(3) the problem of acid deposition is of
national and international significance; . . .
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The goal of title IV was to reduce
emissions of SO2 by 10 million tons and
N oxides emissions by 2 million tons
from 1980 emission levels in order to
achieve reductions over broad
geographic regions/areas. In envisioning
that further action might be necessary in
the long term, Congress included
section 404 of the 1990 Amendments.
This section requires the EPA to
conduct a study on the feasibility and
effectiveness of an acid deposition
standard or standards to protect
‘‘sensitive and critically sensitive
aquatic and terrestrial resources’’ and at
the conclusion of the study, submit a
report to Congress. Five years later, the
EPA submitted to Congress its report
titled Acid Deposition Standard
Feasibility Study: Report to Congress
(U.S. EPA, 1995b) in fulfillment of this
requirement. The Report to Congress
concluded that establishing acid
deposition standards for Sand N
deposition might at some point in the
future be technically feasible although
appropriate deposition loads for these
acidifying chemicals could not be
defined with reasonable certainty at that
time.
The 1990 Amendments also added
new language to sections of the CAA
pertaining to ecosystem effects of
criteria pollutants, such as acid
deposition. For example, a new section
108(g) was inserted, stating that ‘‘[t]he
Administrator may assess the risks to
ecosystems from exposure to criteria air
pollutants (as identified by the
Administrator in the Administrator’s
sole discretion).’’ The definition of
welfare in CAA section 302(h) was
expanded to indicate that welfare effects
include those listed therein, ‘‘whether
caused by transformation, conversion,
or combination with other air
pollutants.’’ Additionally, in response to
legislative initiatives such as the 1990
Amendments, the EPA and other
Federal agencies continued research on
the causes and effects of acidic
deposition and related welfare effects of
SO2 and implemented an enhanced
monitoring program to track progress
(58 FR 21357, April 21, 1993).
4. Most Recent Review of the Secondary
Standards for N Oxides and SOX
In December 2005, the EPA initiated
a joint review 9 of the air quality criteria
9 Although the EPA has historically adopted
separate secondary standards for oxides of nitrogen
and oxides of sulfur, the EPA conducted a joint
review of these standards because oxides of
nitrogen and sulfur and their associated
transformation products are linked from an
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for oxides of nitrogen and sulfur and the
secondary NAAQS for NO2 and SO2 (70
FR 73236, December 9, 2005).10 The
review focused on the evaluation of the
protection provided by the secondary
standards for oxides of nitrogen and
oxides of sulfur for two general types of
effects: (1) direct effects on vegetation of
exposure to gaseous oxides of nitrogen
and sulfur, which are the type of effects
that the existing NO2 and SO2 secondary
standards were developed to protect
against, and (2) effects associated with
the deposition of oxides of nitrogen and
sulfur to sensitive aquatic and terrestrial
ecosystems (77 FR 20218, April 3,
2012).
The Integrated Review Plan (IRP) for
the review was released in December
2007, after review of a draft IRP by the
public and CASAC (72 FR 57570,
October 10, 2007; Russell, 2007; U.S.
EPA, 2007). The first and second drafts
of the ISA were released in December
2007 and August 2008, respectively, for
the CASAC and public review (72 FR
72719, December 21, 2007; 73 FR 10243,
February 26, 2008; Russell and
Henderson, 2008; 73 FR 46908, August
12, 2008; 73 FR 53242, September 15,
2008; Russell and Samet, 2008a). The
final ISA (referred to as 2008 ISA below)
was released in December 2008 (73 FR
75716, December 12, 2008; U.S. EPA,
2008a). Based on the scientific
information in the ISA, the EPA
planned and developed a quantitative
Risk and Exposure Assessment (REA),11
two drafts of which were made available
for public comment and reviewed by the
CASAC (73 FR 10243, February 26,
2008; 73 FR 50965, August 29, 2008;
Russell and Samet, 2008b; 73 FR 53242,
September 15, 2008; 74 FR 28698, June
17, 2009; Russell and Samet, 2009). The
final REA was released in September
2009 (U.S. EPA, 2009a; 74 FR 48543;
September 23, 2009).
Drawing on the information in the
final REA and ISA, the EPA OAQPS
atmospheric chemistry perspective, as well as from
an environmental effects perspective. The joint
review was also responsive to the National Research
Council (NRC) recommendation for the EPA to
consider multiple pollutants, as appropriate, in
forming the scientific basis for the NAAQS (NRC,
2004).
10 The review was conducted under a schedule
specified by consent decree entered into by the EPA
with the Center for Biological Diversity and four
other plaintiffs. The schedule, which was revised
on October 22, 2009, provided that the EPA sign
notices of proposed and final rulemaking
concerning its review of the oxides of nitrogen and
oxides of sulfur NAAQS no later than July 12, 2011,
and March 20, 2012, respectively.
11 Although the REA for the 2012 review was
presented in its own separate document, the REA
for a NAAQS review may be presented in its own
separate document or as one or more appendices in
the PA (e.g., U.S. EPA 2020b, 2020c, and PA for
current review [U.S. EPA, 2024]).
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prepared a PA, two drafts of which were
made available for public comment and
review by the CASAC (75 FR 10479,
March 8, 2010; 75 FR 11877, March 12,
2010; Russell and Samet, 2010b; 75 FR
57463, September 21, 2010; 75 FR
65480, October 25, 2010; Russell and
Samet, 2010a). The final PA was
released in January 2011 (U.S. EPA,
2011). Based on additional discussion
subsequent to release of the final PA,
the CASAC provided additional advice
and recommendations on the
multipollutant, deposition-based
standard described in the 2011 PA (76
FR 4109, January 24, 2011; 76 FR 16768,
March 25, 2011; Russell and Samet,
2011).
For the purpose of protection against
the direct effects on vegetation of
exposure to gaseous oxides of nitrogen
and sulfur, the PA concluded that
consideration should be given to
retaining the current standards. With
respect to the effects associated with the
deposition of oxides of nitrogen and
oxides of sulfur to sensitive aquatic and
terrestrial ecosystems, the 2011 PA
focused on the acidifying effects of
nitrogen and sulfur deposition on
sensitive aquatic ecosystems. Based on
the information in the ISA, the
assessments in the REA, and the CASAC
advice, the 2011 PA concluded that
consideration should be given to a new
multipollutant standard intended to
address deposition-related effects.
On August 1, 2011, the EPA
published a proposed decision to retain
the existing annual average NO2 and 3hour average SO2 secondary standards,
recognizing the protection they
provided from direct effects on
vegetation (76 FR 46084, August 1,
2011). Further, after considering the
multipollutant approach to establishing
secondary standards that was described
in the 2011 PA, the Administrator
proposed not to set such a new
multipollutant secondary standard in
light of a number of uncertainties.
Additionally, the Administrator
proposed to revise the secondary
standards by adding secondary NO2 and
SO2 standards identical to the 1-hour
primary NO2 and SO2 standards, both
set in 2010, noting that these new
primary standards 12 would result in
reductions in oxides of nitrogen and
sulfur that would likely reduce nitrogen
and sulfur deposition to sensitive
12 The 1-hour primary standards set in 2010
included the NO2 standard of 100 ppb, as the 98th
percentile of 1-hour daily maximum concentrations,
averaged over three years, and the SO2 standard of
75 ppb, as the 99th percentile of 1-hour daily
maximum concentrations, averaged over three years
(75 FR 6474, February 9, 2010; 75 FR 35520, June
22, 2010).
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ecosystems (76 FR 46084, August 1,
2011). After consideration of public
comments, the final decision in the
review was to retain the existing
standards to address the direct effects
on vegetation of exposure to gaseous
oxides of nitrogen and sulfur and to not
set additional standards particular to
effects associated with deposition of
oxides of nitrogen and sulfur on
sensitive aquatic and terrestrial
ecosystems at that time (77 FR 20218,
April 3, 2012).
The EPA’s 2012 decision was
challenged by the Center for Biological
Diversity and other environmental
groups. The petitioners argued that
having decided that the existing
standards were not adequate to protect
against adverse public welfare effects
such as damage to sensitive ecosystems,
the Administrator was required to
identify the requisite level of protection
for the public welfare and to issue a
NAAQS to achieve and maintain that
level of protection. The District of
Columbia Circuit (D.C. Circuit)
disagreed, finding that the EPA acted
appropriately in not setting a secondary
standard given the EPA’s conclusions
that ‘‘the available information was
insufficient to permit a reasoned
judgment about whether any proposed
standard would be ‘requisite to protect
the public welfare . . .’.’’ 13 In reaching
this decision, the court noted that the
EPA had ‘‘explained in great detail’’ the
profound uncertainties associated with
setting a secondary NAAQS to protect
against aquatic acidification.14
5. PM
The EPA first established a secondary
standard for PM in 1971 (36 FR 8186,
April 30, 1971), based on the original
AQCD, which described the evidence as
to effects of PM on visibility, materials,
light absorption, and vegetation (U.S.
DHEW, 1969b). To provide protection
generally from visibility effects and
materials damage, the secondary
standard was set at 150 mg/m3, as a 24hour average, from total suspended
particles (TSP), not to be exceeded more
than once per year (36 FR 8187; April
30, 1971).15
In October 1979, the EPA announced
the first periodic review of the air
quality criteria and NAAQS for PM (44
FR 56730, October 2, 1979). As
summarized in subsection 2 above, the
EPA developed a new AQCD for PM and
13 Center for Biological Diversity, et al. v. EPA,
749 F.3d 1079, 1087 (2014).
14 Id. at 1088.
15 Additionally, a guide to be used in assessing
implementation plans to achieve the 24-hour
standard was set at 60 mg/m3, as an annual
geometric mean (36 FR 8187; April 30, 1971).
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SOX, drafts of which were reviewed by
the CASAC (U.S. EPA, 1982b).
Subsequently, the EPA OAQPS
developed a Staff Paper (U.S. EPA,
1982d), two drafts of which were
reviewed by the CASAC (Friedlander,
1982). Further, the EPA OAQPS
prepared an Addendum to the 1982
Staff Paper, which also received CASAC
review (Lippman, 1986; U.S. EPA,
1986). After consideration of public
comments on a proposed decision, the
final decision in that review revised the
indicator for PM NAAQS from TSP to
particulate matter with mass median
diameter of 10 microns (PM10) (49 FR
10408, March 20, 1984; 52 FR 24634,
July 1, 1987). With an indicator of PM10,
two secondary standards were
established to be the same as the
primary standards. A 24-hour secondary
standard was set at 150 mg/m3, with the
form of one expected exceedance per
year, on average over three years.
Additionally, an annual secondary
standard was set at 50 mg/m3, with a
form of annual arithmetic mean,
averaged over three years (52 FR 24634,
July 1, 1987).
In April 1994, the EPA initiated the
second periodic review of the air quality
criteria and NAAQS for PM. In
developing the AQCD, the Agency made
available three external review drafts for
public and CASAC review; the final
AQCD was released in 1996 (U.S. EPA,
1996). The EPA’s OAQPS prepared a
Staff Paper that was released in
November 1997, after CASAC and
public review of two drafts (U.S. EPA,
1996; Wolff, 1996). Revisions to the PM
standards were proposed in 1996, and
in 1997 the EPA promulgated final
revisions (61 FR 65738; December 13,
1996; 62 FR 38652, July 18, 1997). With
the 1997 decision, the EPA added new
standards, using PM2.5 as the indicator
for fine particles. The new secondary
standards were set equal to the primary
standards, in all respects, as follows: (1)
an annual standard with a level of 15.0
mg/m3, based on the 3-year average of
annual arithmetic mean PM2.5
concentrations from single or multiple
community-oriented monitors; 16 and (2)
a 24-hour standard with a level of 65 mg/
16 The 1997 annual PM
2.5 standard was compared
with measurements made at the communityoriented monitoring site recording the highest
concentration or, if specific constraints were met,
measurements from multiple community-oriented
monitoring sites could be averaged (i.e., ‘‘spatial
averaging’’). In the last review (completed in 2012)
the EPA replaced the term ‘‘community-oriented’’
monitor with the term ‘‘area-wide’’ monitor. Areawide monitors are those sited at the neighborhood
scale or larger, as well as those monitors sited at
micro- or middle-scales that are representative of
many such locations in the same core-based
statistical area (CBSA) (78 FR 3236, January 15,
2013).
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m3, based on the 3-year average of the
98th percentile of 24-hour PM2.5
concentrations at each monitor within
an area. Further, the EPA retained the
annual PM10 standard, without revision,
and revised the form of the 24-hour
PM10 standard to be based on the 99th
percentile of 24-hour PM10
concentrations at each monitor in an
area.
Following promulgation of the 1997
p.m. NAAQS, several parties filed
petitions for review, raising a broad
range of issues. In May 1999, the U.S.
Court of Appeals for the D.C. Circuit
upheld the EPA’s decision to establish
fine particle standards, (American
Trucking Ass’ns, Inc. v. EPA, 175 F. 3d
1027, 1055–56 [D.C. Cir. 1999]). The
D.C. Circuit also found ‘‘ample support’’
for the EPA’s decision to regulate coarse
particle pollution, but vacated the 1997
PM10 standards, concluding that the
EPA had not provided a reasonable
explanation justifying use of PM10 as an
indicator for coarse particles (Id at
1054–55). Pursuant to the D.C. Circuit’s
decision, the EPA removed the vacated
1997 PM10 standards, leaving the preexisting 1987 PM10 standards in place
(65 FR 80776, December 22, 2000). The
D.C. Circuit also upheld the EPA’s
determination not to establish more
stringent secondary standards for fine
particles to address effects on visibility
(Id at 1027). The D.C. Circuit also
addressed more general issues related to
the NAAQS, including issues related to
the consideration of costs in setting
NAAQS and the EPA’s approach to
establishing the levels of NAAQS.
In October 1997, the EPA initiated the
third periodic review of the air quality
criteria and NAAQS for PM (62 FR
55201, October 23, 1997). After the
CASAC and public review of several
drafts of the AQCD, the EPA released
the final AQCD in October 2004 (U.S.
EPA, 2004a, b). The EPA’s OAQPS
finalized the Staff Paper in December
2005 (U.S. EPA, 2005). On December 20,
2005, the EPA announced its proposed
decision to revise the NAAQS for PM
and solicited public comment on a
broad range of options (71 FR 2620,
January 17, 2006). On September 21,
2006, the EPA announced its final
decisions to revise the PM NAAQS to
provide increased protection of public
health and welfare (71 FR 61144,
October 17, 2006). Revisions to the
secondary standards were identical to
those for the primary standards, with
the decision describing the protection
provided specifically for visibility and
non-visibility related welfare effects (71
FR 61203–61210, October 17, 2006).
With regard to the standards for fine
particles, the EPA revised the level of
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the 24-hour PM2.5 standards to 35 mg/
m3, retained the level of the annual
PM2.5 standards at 15.0 mg/m3, and
revised the form of the annual PM2.5
standards by narrowing the constraints
on the optional use of spatial averaging.
With regard to the standards for PM10,
the EPA retained the 24-hour standards,
with levels at 150 mg/m3, and revoked
the annual standards.
Several parties filed petitions for
review of the EPA’s 2006 p.m. NAAQS
decision. One of these petitions raised
the issue of setting the secondary PM2.5
standards identical to the primary
standards. On February 24, 2009, the
D.C. Circuit issued its opinion in
American Farm Bureau Federation v.
EPA, 559 F. 3d 512 (D.C. Cir. 2009) and
remanded the standards to the EPA
because the Agency failed to adequately
explain why setting the secondary PM
standards identical to the primary
standards provided the required
protection for public welfare, including
protection from visibility impairment
(Id. at 528–32). The EPA responded to
the court’s remands as part of the
subsequent review of the PM NAAQS,
which was initiated in 2007.
In June 2007, the EPA initiated the
fourth periodic review of the air quality
criteria and the PM NAAQS (72 FR
35462, June 28, 2007). Based on the
NAAQS review process, as revised in
2008 and again in 2009, the EPA held
science/policy issue workshops on the
primary and secondary PM NAAQS (72
FR 34003, June 20, 2007; 72 FR 34005,
June 20, 2007), and prepared and
released the planning and assessment
documents that are part of the review
process (i.e., IRP [U.S. EPA, 2008b], ISA
[U.S. EPA, 2009b], REA planning
document for welfare [U.S. EPA, 2009c],
and an urban-focused visibility
assessment [U.S. EPA, 2010], and PA
[U.S. EPA, 2011]). In June 2012, the EPA
announced its proposed decision to
revise the NAAQS for PM (77 FR 38890,
June 29, 2012). In December 2012, the
EPA announced its final decisions to
revise the primary and secondary PM2.5
annual standards (78 FR 3086, January
15, 2013). With regard to the secondary
standards, the EPA retained the 24-hour
PM2.5 and PM10 standards, with a
revision to the form of the 24-hour
PM2.5, to eliminate the option for spatial
averaging (78 FR 3086, January 15,
2013). Petitioners challenged the EPA’s
final rule. On judicial review, the
revised standards and monitoring
requirements were upheld in all
respects (National Association of
Manufacturers v. EPA, 750 F.3d 921,
[D.C. Cir. 2014]).
The subsequent review of the PM
secondary standards, completed in
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2020, and its subsequent
reconsideration, focused on
consideration of protection provided
from visibility effects, materials damage,
and climate effects (85 FR 82684,
December 18, 2020; 89 FR 16202, March
6, 2024). Those effects—visibility
effects, materials damage and climate
effects—are not addressed in this
review. The evidence for ecological
effects of PM is addressed in the review
of the air quality criteria and standards
described in the PA for this review.
D. Current Review
In August 2013, the EPA issued a call
for information in the Federal Register
for information related to the newly
initiated review of the air quality
criteria for oxides of sulfur and oxides
of nitrogen and announced a public
workshop to discuss policy-relevant
scientific information to inform the
review (78 FR 53452, August 29, 2013).
Based in part on the information
received in response to the call for
information, the EPA developed a draft
IRP, which was made available for
consultation with the CASAC and for
public comment (80 FR 69220,
November 9, 2015). Comments from the
CASAC and the public on the draft IRP
were considered in preparing the final
IRP (Diez Roux and Fernandez, 2016;
U.S. EPA, 2017). In developing the final
IRP, the EPA expanded the review to
also include review of the criteria and
standards related to ecological effects of
PM in recognition of linkages between
these pollutants (oxides of nitrogen,
oxides of sulfur and PM) with respect to
atmospheric transformation of N and S
oxides into particulate compounds,
deposition of N and S compounds and
associated ecological effects (U.S. EPA,
2017). Addressing the pollutants
together enables a comprehensive
consideration of the nature and
interactions of the pollutants, which is
important for ensuring thorough
evaluation of the scientific information
relevant to ecological effects of N and S
deposition.
In March 2017, the EPA released the
first external review draft of the
Integrated Science Assessment (ISA) for
Oxides of Nitrogen, Oxides of Sulfur,
and Particulate Matter Ecological
Criteria (82 FR 15702, March 30, 2017),
which was then reviewed by the CASAC
at a public meeting on May 24–25, 2017
(82 FR 15701, March 30, 2017) and
August 31, 2017 (82 FR 35200, July 28,
2017; Diez Roux and Fernandez, 2017).
With consideration of comments from
the CASAC and the public, the EPA
released a second external review draft
(83 FR 29786, June 26, 2018), which the
CASAC reviewed at public meetings on
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September 5–6, 2018 (83 FR 2018; July
9, 2018) and April 27, 2020 (85 FR
16093, March 30, 2020; Cox, Kendall,
and Fernandez, 2020a).17 The EPA
released the final ISA in October 2020
(85 FR 66327, October 19, 2020; U.S.
EPA, 2020a). In planning for
quantitative aquatic acidification
exposure/risk analyses for consideration
in the PA, the EPA solicited public
comment and consulted with the
CASAC (83 FR 31755, July 9, 2018; Cox,
Kendall, and Fernandez, 2020b; U.S.
EPA, 2018; 83 FR 42497, August 22,
2018).
The draft PA, including the REA for
aquatic acidification as an appendix,
was completed in May 2023 and was
made available for review by the
CASAC and for public comment (88 FR
34852, May 31, 2023). The CASAC
review was conducted at public
meetings held on June 28–29, 2023 (88
FR 17572, March 23, 2023), and
September 5–6, 2023 (88 FR 45414, July
17, 2023). The CASAC conveyed advice
on the standards and comments on the
draft PA in its September 27, 2023,
letter to the Administrator (Sheppard,
2023). The final PA was completed in
January 2024 (89 FR 2223, January 12,
2024).
Materials upon which this proposed
decision is based, including the
documents described above, are
available to the public in the docket for
this review.18 The timeline for the
remainder of this review is governed by
a consent decree that requires the EPA
to sign a notice of proposed decision by
April 9, 2024, and a final decision
notice by December 10, 2024 (Center for
Biological Diversity v. Regan [No. 4:22–
cv–02285–HSG (N.D. Cal.]).
II. Rationale for Proposed Decisions
This section presents the rationale for
the Administrator’s proposed decisions
in the review of the secondary standards
for the ecological effects of SOX, N
oxides and PM. This rationale is based
on a thorough review of the full
evidence base, including the scientific
information available since the last
review of the secondary standards for N
oxides and SOX, which is generally
published between January 2008 and
May 2017 (and considered in the ISA),
as well as more recent studies identified
during peer review or by public
17 A change in CASAC membership contributed
to an extended time period between the two public
meetings.
18 The docket for this review, EPA–HQ–OAR–
2014–0128, has incorporated the ISA docket (EPA–
HQ–ORD–2013–0620) by reference. Both are
publicly accessible at www.regulations.gov.
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comments (ISA, section IS.1.2),19
integrated with the information and
conclusions from previous assessments
and presented in the ISA, on ecological
effects associated with SOX, N oxides
and PM and pertaining to their presence
in ambient air. The Administrator’s
rationale also takes into account: (1) the
PA evaluation of the policy-relevant
information in the ISA and presentation
of quantitative analyses of air quality,
exposure and aquatic acidification risks;
(2) CASAC advice and
recommendations, as reflected in
discussions of drafts of the ISA and PA
at public meetings and in the CASAC’s
letters to the Administrator; and (3)
public comments received during the
development of these documents.
In presenting the rationale for the
Administrator’s proposed decisions and
their foundations, section II.A provides
background on the general approach in
this review, including a summary of the
basis for the existing standards (section
II.A.1), a summary of the prior review of
the SOX and N oxides standards for
deposition-related effects (section II.A.2)
and the general approach for the current
review (section II.A.3).
Section II.B summarizes air quality
information and analyses relating S and
N deposition to concentrations of SOX,
N oxides and PM. Section II.C
summarizes the currently available
ecological effects evidence as
summarized in the ISA, focusing on
consideration of key policy-relevant
aspects. Section II.D summarizes the
exposure and risk information for this
review, drawing on the quantitative
analyses of aquatic acidification risk,
presented in the PA. Section II.E
presents the Administrator’s proposed
conclusions on the current standards
and potential alternatives (section
II.E.3), drawing on both evidence-based
and exposure/risk-based considerations
from the PA (section II.E.1) and advice
from the CASAC (section II.E.2).
19 In addition to the review’s opening ‘‘Call for
Information’’ (78 FR 53452, August 29, 2013),
multiple search methodologies were applied to
identify relevant scientific findings that have
emerged since the 2008 ISA. Search techniques for
the current ISA identified and evaluated studies
and reports that have undergone scientific peer
review and were published or accepted for
publication between January 2008 (providing some
overlap with the cutoff date for the last ISA) and
May 2017. Studies published after the literature
cutoff date for this ISA were also considered if they
were submitted in response to the Call for
Information or identified in subsequent phases of
ISA development, particularly to the extent that
they provide new information that affects key
scientific conclusions. References that are cited in
the ISA, the references that were considered for
inclusion but not cited, and electronic links to
bibliographic information and abstracts can be
found at: https://hero.epa.gov/hero/index.cfm/
project/page/project_id/2965 (ISA, section IS.1.2).
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A. Introduction
As is the case for all such reviews,
this review is based, most
fundamentally, on using the Agency’s
assessments of the current scientific
evidence and associated quantitative
analyses to inform the Administrator’s
judgment regarding secondary standards
for SOX, N oxides and PM that are
requisite to protect the public welfare
from known or anticipated adverse
effects associated with that pollutant’s
presence in the ambient air. The EPA’s
assessments are primarily documented
in the ISA and PA, both of which have
received CASAC review and public
comment (82 FR 15702, March 30, 2017;
82 FR 15701, March 30, 2018; 83 FR
29786; June 26, 2018; 83 FR 31755, July
9, 2018; 85 FR 16093; March 20, 2020;
88 FR 34852, May 31, 2023; 88 FR
17572, March 23, 2023; 88 FR 45414,
July 17, 2023). In bridging the gap
between the scientific assessments of
the ISA and the judgments required of
the Administrator in his decisions on
the current standard, the PA evaluates
policy implications of the assessment of
the current evidence in the ISA and the
quantitative exposure and risk analyses
and information documented in the PA.
In evaluating the public welfare
protection afforded by the current
standard, the four basic elements of the
NAAQS (indicator, averaging time,
level, and form) are considered
collectively.20
The Agency’s approach in its review
of secondary standards is consistent
with the requirements of the provisions
of the CAA related to the review of
NAAQS and with how the EPA and the
courts have historically interpreted the
CAA. These provisions require the
Administrator to establish secondary
standards that, in the Administrator’s
judgment, are requisite (i.e., neither
more nor less stringent than necessary)
to protect the public welfare from
known or anticipated adverse effects
associated with the presence of the
pollutant in the ambient air. In so doing,
the Administrator considers advice from
the CASAC and public comment. This
20 The indicator defines the chemical species or
mixture to be measured in the ambient air for the
purpose of determining whether an area attains the
standard. The averaging time defines the period
over which air quality measurements are to be
averaged or otherwise analyzed. The form of a
standard defines the air quality statistic that is to
be compared to the level of the standard in
determining whether an area attains the standard.
For example, the form of the annual NAAQS for
fine particulate matter (PM2.5) is the average of
annual mean concentrations for three consecutive
years, while the form of the 3-hour secondary
NAAQS for SO2 is the second highest 3-hour
average in a year. The level of the standard defines
the air quality concentration used for that purpose.
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approach is based on a recognition that
the available welfare effects evidence
generally reflects a range of effects that
include ambient air exposure
circumstances for which scientists
generally agree that effects are likely to
occur as well as lower levels at which
the likelihood and magnitude of
response become increasingly uncertain.
The CAA does not require that
standards be set at a zero-risk level, but
rather at a level that reduces risk
sufficiently so as to protect the public
welfare from known or anticipated
adverse effects.
The Agency’s decisions on the
adequacy of the current secondary
standards and, as appropriate, on any
potential alternative standards
considered in a review, are largely
public welfare policy judgments made
by the Administrator based on the
Administrator’s informed assessment of
what constitutes requisite protection
against adverse effects to public welfare.
A public welfare policy decision draws
upon scientific information and
analyses about welfare effects, exposure
and risks, as well as judgments about
the appropriate response to the range of
uncertainties that are inherent in the
scientific evidence and analyses. The
ultimate determination as to what level
of damage to ecosystems and the
services provided by those ecosystems
is adverse to public welfare is not
wholly a scientific question, although it
is informed by scientific studies linking
ecosystem damage to losses in
ecosystem services and information on
the value of those losses of ecosystem
services. In reaching such decisions, the
Administrator seeks to establish
standards that are neither more nor less
stringent than necessary for this
purpose.
Thus, in general, conclusions reached
by the Administrator in secondary
NAAQS reviews on the amount of
public welfare protection from the
presence of the pollutant(s) in ambient
air that is appropriate to be afforded by
a secondary standard take into account
a number of considerations. Among
these considerations are the nature and
degree of effects of the pollutant,
including the Administrator’s
judgments on what constitutes an
adverse effect to the public welfare as
well as the strengths and limitations of
the available and relevant information,
with its associated uncertainties. Across
reviews, it is generally recognized that
such judgments should neither overstate
nor understate the strengths and
limitations of the evidence and
information nor the appropriate
inferences to be drawn as to risks to
public welfare, and that the choice of
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the appropriate level of protection is a
public welfare policy judgment
entrusted to the Administrator under
the CAA taking into account both the
available evidence and the uncertainties
(80 FR 65404–05, October 26, 2015).
Thus, the Administrator’s final
decisions in such reviews draw upon
the scientific information and analyses
about welfare effects, environmental
exposures and risks, and associated
public welfare significance, as well as
judgments about how to consider the
range and magnitude of uncertainties
that are inherent in the scientific
evidence and quantitative analyses.
1. Basis for Existing Secondary
Standards
In the last review of the secondary
standards for SOX and N oxides,
completed in 2012, the EPA retained the
existing 3-hour SO2 standard, with its
level of 0.5 ppm, and the annual NO2
standard, with its level of 0.053 ppm (77
FR 20218, April 3, 2012). Both of these
secondary standards were established in
1971 (36 FR 8186, April 30, 1971). The
basis for both the existing SO2 and NO2
secondary standard is to provide
protection to the public welfare related
to direct effects on vegetation (U.S.
DHEW, 1969a; U.S. EPA, 1971).
The welfare effects evidence for SOX
in previous reviews indicates a
relationship between short- and longterm SO2 exposures and foliar damage
to cultivated plants, reductions in
productivity, species richness, and
diversity (U.S. DHEW, 1969a; U.S. EPA,
1982c; U.S. EPA, 2008). At the time the
standard was set, concentrations of SO2
in the ambient air were also associated
with other welfare effects, including
effects on materials and visibility
related to sulfate, a particulate
transformation product of SO2 (U.S.
DHEW, 1969a). However, the available
data were not sufficient to establish a
quantitative relationship between
specific SO2 concentrations and such
effects (38 FR 25679, September 14,
1973). Accordingly, direct effects of SOX
in ambient air on vegetation is the basis
for the existing secondary standard for
SOX. Effects on materials and visibility
(which relate to particles in air,
including sulfates) have more recently
been considered in the PM secondary
NAAQS reviews (e.g., 85 FR 82684,
December 18, 2020).
The welfare effects evidence for N
oxides in previous reviews includes
foliar injury, leaf drop, and reduced
yield of some crops (U.S. EPA, 1971;
U.S. EPA, 1982c; U.S. EPA, 1993; U.S.
EPA, 2008a). Since it was established in
1971, the secondary standard for N
oxides has been reviewed three times, in
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1985, 1996, and 2012 (50 FR 25532,
June 19, 1985; 61 FR 52852; October 8,
1996; 77 FR 20218, April 3, 2012).
Although those reviews identified
additional effects related to N
deposition, they all have concluded that
the existing NO2 secondary standard
provided adequate protection related to
the ‘‘direct’’ effects of airborne N oxides
on vegetation on which the standard is
based).
In the last review of the secondary PM
standards with regard to protection from
ecological effects, completed in 2013,
the EPA retained the 24-hour PM2.5
standard, with its level of 35 mg/m3, and
the 24-hour PM10 standard, with its
level of 150 mg/m3 (78 FR 3228, January
15, 2013). With regard to the annual
PM2.5 standard, the EPA retained the
averaging time and level, set at 15 mg/
m3, while revising the form to remove
the option for spatial averaging
consistent with this change to the
primary annual PM2.5 standard (78 FR
3225, January 15, 2013). The 2013
review considered the PM standards
with regard to protection for an array of
effects that include effects on visibility,
materials damage, and climate effects, as
well as ecological effects, and the EPA
concluded that those standards
provided protection for ecological
effects (e.g., 78 FR 3225–3226, 3228,
January 15, 2013). In reaching this
conclusion, it was noted that the PA for
the review explicitly excluded
discussion of the effects associated with
deposited PM components of N oxides
and SOX and their transformation
products, which were being addressed
in the joint review of the secondary NO2
and SO2 NAAQS (78 FR 3202, January
15, 2013). The ecological effects of PM
considered include direct effects on
plant foliage as well as effects of the
ecosystem loading of PM constituents
such as metals or organic compounds
(2009 ISA, section 2.5.3). For all of these
effects, the 2013 decision recognized an
absence of information that would
support any different standards and
concluded the existing standards, with
the revision to the form of the annual
PM2.5 standard, provided the requisite
protection (78 FR 3086, January 15,
2013).
2. Prior Review of Deposition-Related
Effects
In the 2012 review of the NO2 and
SO2 secondary standards, the EPA
recognized that a significant increase in
understanding of the effects of N oxides
and SOX had occurred since the prior
secondary standards reviews for those
pollutants (77 FR 20236, April 3, 2012).
Considering the extensive evidence
available at that time, the Agency
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concluded that the most significant risks
of adverse effects of N oxides and SOX
to public welfare were those related to
deposition of N and S compounds to
both terrestrial and aquatic ecosystems
(77 FR 20236, April 3, 2012).
Accordingly, in addition to evaluating
the protection provided by the
secondary standards for N oxides and
SOX from effects associated with the
airborne pollutants, the 2012 review
also included extensive analyses of the
welfare effects associated with nitrogen
and sulfur deposition to sensitive
aquatic and terrestrial ecosystems (77
FR 20218, April 3, 2012).
Based on the available evidence, the
risks of atmospheric deposition
analyzed in the 2009 REA related to two
categories of ecosystem effects:
acidification and nutrient enrichment
(U.S. EPA, 2009a). The analyses
included assessment of risks of both
types of effects in both terrestrial and
aquatic ecosystems. While the available
evidence supported conclusions
regarding the role of atmospheric
deposition of S and N compounds in
acidification and nutrient enrichment of
aquatic and terrestrial ecosystems, there
was variation in the strength of the
evidence and of the information
supporting multiple quantitative
linkages between pollutants in ambient
air and ecosystem responses and
potential public welfare implications.
While there is extensive evidence of
deleterious effects of excessive nitrogen
loadings to terrestrial and aquatic
ecosystems, consideration of the
nutrient enrichment-related effects of
atmospheric N and S deposition with
regard to identification of options to
provide protection for depositionrelated effects was limited by several
factors. For example, the co-stressors
affecting forests, including other air
pollutants such as ozone, and limiting
factors such as moisture and other
nutrients, confound the assessment of
marginal changes in any one stressor or
nutrient in a forest ecosystem, limiting
the information on the effects of changes
in N deposition on forestlands and other
terrestrial ecosystems (2011 PA, section
6.3.2). Further, only a fraction of the
deposited N was reported to be taken up
by the forests, with most of the N
retained in the soils, such that forest
management practices can significantly
affect the nitrogen cycling within a
forest ecosystem (2008 ISA section
3.3.2.1 and Annex C, section C.6.3).
Factors affecting consideration of
aquatic eutrophication effects included
the appreciable contributions of nonatmospheric sources to waterbody
nutrient loading, which affected our
attribution of specific effects to
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atmospheric sources of N, and
limitations in the ability of the available
data and models to characterize
incremental adverse impacts of
atmospheric N deposition (2011 PA,
section 6.3.2).
The linkages between terrestrial
acidification and atmospheric
deposition of N and S compounds were
also limited by the sparseness of
available data for identifying
appropriate assessment levels for
terrestrial acidification indicators and
uncertainties with regard to empirical
case studies in the ISA (e.g., the
potential for other stressors to confound
relationships between deposition and
terrestrial acidification effects).
However, the evidence in the 2008 ISA
and the REA analyses of aquatic
acidification provided strong support to
the evidence for a relationship between
atmospheric deposition of N and S
compounds and loss of acid neutralizing
capacity (ANC) in sensitive ecosystems,
with associated aquatic acidification
effects.
In light of the evidence and findings
of these analyses and advice from the
CASAC, the PA concluded it was
appropriate to place greatest confidence
in findings related to the aquatic
acidification-related effects of N oxides
and SOX relative to other depositionrelated effects. Therefore, the PA
focused on aquatic acidification effects
from deposition of N and S compounds
in identifying policy options for
providing public welfare protection
from deposition-related effects of N
oxides and SOX, concluding that the
available information and assessments
were only sufficient at that time to
support development of a standard to
address aquatic acidification. Consistent
with this, the PA concluded it was
appropriate to consider a secondary
standard in the form of an aquatic
acidification index (AAI) and identified
a range of AAI values (which
correspond to minimum ANC levels) for
consideration (2011 PA, section 7.6.2).
Conceptually, the AAI is an index that
uses the results of ecosystem and air
quality modeling to estimate waterbody
ANC. The standard level for an AAIbased standard was conceptually
envisioned to be a national minimum
target ANC for waterbodies in the
ecoregions of the U.S. for which data
were considered adequate for these
purposes (2011 PA, section 7.6.2).
While the NAAQS have historically
been set in terms of an ambient air
concentration, an AAI-based standard
was envisioned to have a single value
established for the AAI, but the
concentrations of SOX and N oxides
would be specific to each ecoregion,
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taking into account variation in several
factors that influence waterbody ANC,
and consequently could vary across the
U.S. The factors, specific to each
ecoregion (‘‘F factors’’), which it was
envisioned would be established as part
of the standard, include: surface water
runoff rates and so-called ‘‘transference
ratios,’’ which are factors applied to
back-calculate or estimate the
concentrations of SOX and N oxides
corresponding to target deposition
values that would meet the AAI-based
standard level, which is also the target
minimum ANC (2011 PA, Chapter 7).21
The ecoregion-specific values for these
factors would be specified based on
then available data and simulations of
the Community Multiscale Air Quality
(CMAQ) model, and codified as part of
such a standard. As part of the standard,
these factors would be reviewed in the
context of each periodic review of the
NAAQS.
After consideration of the PA
conclusions, the Administrator
concluded that while the conceptual
basis for the AAI was supported by the
available scientific information, there
were limitations in the available
relevant data and uncertainties
associated with specifying the elements
of the AAI, specifically those based on
modeled factors, that posed obstacles to
establishing such a standard under the
CAA. It was recognized that the general
structure of an AAI-based standard
addressed the potential for
contributions to acid deposition from
both N oxides and SOX and
quantitatively described linkages
between ambient air concentrations,
deposition, and aquatic acidification,
considering variations in factors
affecting these linkages across the
country. However, the Administrator
judged that the limitations and
uncertainties in the available
information were too great to support
establishment of a new standard that
could be concluded to provide the
requisite protection for such effects
under the Act (77 FR 20218, April 3,
2012). These uncertainties generally
related to the quantification of the
various elements of the standard (the ‘‘F
21 These were among the ecoregion-specific
factors that comprised the parameters F1 through
F4 in the AAI equation (2011 PA, p. 7–37). The
parameter F2 represented the ecoregion-specific
estimate of acidifying deposition associated with
reduced forms of nitrogen, NHX (2011 PA, p. 7–28
and ES–8 to ES–9). The 2011 PA suggested that this
factor could be specified based on a 2005 CMAQ
model simulation over 12-km grid cells or
monitoring might involve the use of monitoring
data for NHX applied in dry deposition modeling.
It was recognized that appreciable spatial
variability, as well as overall uncertainty, were
associated with this factor.
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factors’’), and their representativeness at
an ecoregion scale. These uncertainties
and the complexities in this approach
were recognized to be unique to the
2012 review of the NAAQS for N and S
oxides and were concluded to preclude
the characterization and degree of
protectiveness that would be afforded
by an AAI-based standard, within the
ranges of levels and forms identified in
the PA, and the representativeness of F
factors in the AAI equation described in
the 2011 PA (77 FR 20261, April 3,
2012).
. . . the Administrator recognizes that
characterization of the uncertainties in the
AAI equation as a whole represents a unique
challenge in this review primarily as a result
of the complexity in the structure of an AAI
based standard. In this case, the very nature
of some of the uncertainties is fundamentally
different than uncertainties that have been
relevant in other NAAQS reviews. She notes,
for example, some of the uncertainties
uniquely associated with the quantification
of various elements of the AAI result from
limitations in the extent to which ecological
and atmospheric models, which have not
been used to define other NAAQS, have been
evaluated. Another important type of
uncertainty relates to limitations in the
extent to which the representativeness of
various factors can be determined at an
ecoregion scale, which has not been a
consideration in other NAAQS.’’ [77 FR
20261, April 3, 2012]
The Administrator concluded that
while the existing secondary standards
were not adequate to provide protection
against potentially adverse depositionrelated effects associated with N oxides
and SOX, it was not appropriate under
section 109 to set any new or additional
standards at that time to address effects
associated with deposition of N and S
compounds on sensitive aquatic and
terrestrial ecosystems (77 FR 20262–
20263, April 3, 2012).
3. General Approach for This Review
As is the case for all NAAQS reviews,
this secondary standards review uses
the Agency’s assessment of the current
scientific evidence and associated
quantitative analyses as a foundation to
inform the Administrator’s judgments
regarding secondary standards that are
requisite to protect the public welfare
from known or anticipated adverse
effects. The approach for this review of
the secondary SOX, N oxides, and PM
standards builds on the last reviews of
those pollutants, including the
substantial assessments and evaluations
performed over the course of those
reviews, and considering the more
recent scientific information and air
quality data now available to inform
understanding of the key policy-relevant
issues in the current review.
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This review of the secondary
standards for SOX, N oxides, and PM
assesses the protection provided by the
standards from two categories of effects:
direct effects of the airborne pollutants
and indirect effects of the associated Sand N-containing compounds (in
gaseous and particulate form) deposited
in ecosystems. In so doing, the review
draws on the currently available
evidence as assessed in the ISA (and
prior assessments) and quantitative
exposure, risk, and air quality
information in the PA, including the
REA for aquatic acidification.
With regard to direct effects, we draw
on the currently available evidence as
assessed in the ISA, including the
determinations regarding the causal
nature of relationships between the
airborne pollutants and ecological
effects, which focus most prominently
on vegetation, and quantitative exposure
and air quality information. Based on
this information, we consider the policy
implications, most specifically whether
the evidence supports the retention or
revision of the current NO2 and SO2
secondary standards. With regard to the
effects of PM, we take a similar
approach, based on the evidence
presented in the current ISA and
conclusions from the review of the PM
NAAQS concluded in 2013 (in which
ecological effects were last considered)
to assess the effectiveness of the current
PM standard to protect against these
types of impacts.
With regard to deposition-related
effects, we consider the evidence for the
array of effects identified in the ISA
(and summarized in section II.B below),
including both terrestrial and aquatic
effects; and the limitations in the
evidence and associated uncertainties;
as well as the public welfare
implications of such effects. The overall
approach takes into account the nature
of the welfare effects and the exposure
conditions associated with effects in
identifying S and N deposition levels
appropriate to consider in the context of
public welfare protection. To identify
and evaluate metrics relevant to air
quality standards (and their elements),
we have assessed relationships
developed from air quality
measurements near pollutant sources
and deposition estimates nearby and in
downwind ecoregions. In so doing, the
available quantitative information both
on deposition and effects, and on
ambient air concentrations and
deposition, has been assessed with
regard to the existence of linkages
between SOX, N oxides, and PM in
ambient air and deposition-related
effects. These assessments then inform
judgments on the likelihood of
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occurrence of deposition-related effects
under air quality that meets the existing
standards for these pollutants, or
potential alternatives.
In considering the information on
deposition and effects, we recognize
that the impacts from the dramatically
higher deposition rates of the past
century can affect how ecosystems and
biota respond to more recent, lower
deposition rates, complicating
interpretation of impacts related to more
recent, lower deposition levels. This
complexity is illustrated by findings of
studies that compared soil chemistry
across 15–30-year intervals (1984–2001
and 1967–1997) and reported that
although atmospheric deposition in the
Northeast declined across those
intervals, soil acidity increased (ISA,
Appendix 4, section 4.6.1). As noted in
the ISA, ‘‘[i]n areas where N and S
deposition has decreased, chemical
recovery must first create physical and
chemical conditions favorable for
growth, survival, and reproduction’’
(ISA, Appendix 4, section 4.6.1). Thus,
the extent to which S and N compounds
(once deposited) are retained in soil
matrices (with potential effects on soil
chemistry) influences the dynamics of
the response of the various
environmental pathways to changes in
air quality, in addition to the influences
of emissions, ambient air concentrations
and associated deposition.
The two-pronged approach to this
review’s consideration of depositionrelated effects based on the available
information in the ISA (summarized in
section II.C and II.D below) includes the
consideration of deposition levels that
may be associated with ecological
effects of potential concern. In this step,
we consider and strive to focus on
effects for which the evidence is most
robust with regard to established
quantitative relationships between
deposition and ecosystem effects. The
information for terrestrial ecosystems is
derived primarily from analysis of the
evidence presented in the ISA. For
aquatic ecosystems, primary focus is
given to effects related to aquatic
acidification, for which we have
conducted quantitative risk and
exposure analyses based on available
modeling applications that relate acid
deposition and acid buffering capability
in U.S. waterbodies, as summarized in
section II.D below (PA, section 5.1 and
Appendix 5A).
In parallel fashion to identification of
deposition levels for consideration, air
quality and deposition analyses have
been employed to inform an
understanding of relationships between
ambient air concentrations near
pollutant sources in terms of metrics
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26631
relevant to air quality standards (and
their elements) and ecosystem
deposition estimates. As described in
section II.B below, several different
types of analyses have been performed
in this review for this purpose.
Interpretation of findings from these
analyses, in combination with the
identified deposition levels of interest,
and related policy judgments regarding
limitations and associated uncertainties
of the underlying information, inform
the Administrator’s proposed
conclusions on the extent to which
existing standards, or potential
alternative standards, might be expected
to provide protection from these levels.
In summary, our approach to
evaluating the standards with regard to
protection from ecological effects
related to ecosystem deposition of N
and S compounds (presented in the
sections that follow) involves multiple
components: (1) review of the scientific
evidence to identify the ecological
effects associated with the three
pollutants, both those related to direct
pollutant contact and to ecosystem
deposition; (2) assessment of the
evidence and characterization of the
REA results to identify deposition levels
related to categories of ecosystem
effects; (3) analysis of relationships
between ambient air concentrations of
the three pollutants and deposition of N
and S compounds to understand key
aspects of these relationships that can
inform the Administrator’s decisions on
policy options for ambient air standards
to protect against air concentrations
associated with direct effects and with
deposition-related effects that are
judged adverse to the public welfare. As
is described in sections II.B and II.E, for
two of the pollutants, N oxides and PM,
relating ambient air concentrations to
deposition (of N compounds) is
particularly complex because N
deposition also results from an
additional air pollutant that is not
controlled by NAAQS for N oxides and
PM. Thus, separate from the evaluation
of standards for SOX, the evaluation for
N oxides and PM also considers current
information (e.g., spatial and temporal
trends) related to the additional air
pollutant, ammonia (NH3), that
contributes to N deposition and to PM
components that do not contribute to N
deposition. Evaluation of all of this
information, together, is considered by
the Administrator in reaching his
proposed decision, as summarized in
section II.E.
B. Air Quality and Deposition
The three criteria pollutants that are
the focus of this review (SOX, N oxides,
and PM) include both gases and
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particles. Both their physical state and
chemical properties, as well as other
factors, influence their deposition as Nor S-containing compounds. The
complex pathway from emissions of
these pollutants and their precursors to
eventual deposition varies by pollutant
and is influenced by a series of
atmospheric processes and chemical
transformations that occur at multiple
spatial and temporal scales (PA,
Chapters 2 and 6).
A complication in the consideration
of the influence of these criteria
pollutants on N deposition (and
associated ecological effects) is posed by
the contribution of other, non-criteria,
pollutants in ambient air, specifically
NH3. As summarized below, although
there is a decreasing temporal trend in
emissions of N oxides, the coincident
increasing trend in NH3 emissions has
reduced the influence of N oxides on N
deposition (PA, sections 6.2.1, 6.4.2 and
7.2.3.3). Variability and temporal
changes in the composition of PM,
including with regard to N- (and S-)
containing compounds, is another factor
affecting decisions in this review (as
discussed in sections II.1.d(3)) and II.3
below).
This section includes a brief summary
of the major emission sources of SOX, N
oxides, and PM (section II.B.1). This is
followed by a description of how those
emissions are transported and
transformed within the atmosphere to
eventually contribute to S and N
deposition (section II.B.1). Available
information on current levels of
emissions and air concentrations of
these three pollutants across the U.S.
and their trends is summarized in
section II.B.2, accompanied by a
description of estimated deposition
levels across the U.S. and how they
have changed over the past two decades.
Finally, while many of the ecological
effects examined in this review are
associated with deposition of N and S,
the NAAQS are set in terms of pollutant
concentrations. To that end, section
II.B.3 discusses the findings of analyses
performed to relate ambient air
concentrations of the relevant pollutants
and S or N deposition, over a range of
conditions (e.g., pollutant, region, time
period), and summarizes key
observations that may inform the
Administrator’s judgments in this
review.
1. Sources, Emissions and Atmospheric
Processes Affecting SOX, N Oxides and
PM
Sulfur dioxide is one of a small group
of highly reactive gases collectively
known as SOX. Sulfur dioxide is
generally present at higher
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concentrations in the ambient air than
the other gaseous SOX species (ISA,
Appendix 2, section 2.1) and, as a
result, SO2 is the indicator for the
existing NAAQS for SOX. The main
anthropogenic source of SO2 emissions
is fossil fuel combustion (PA, section
2.2.2). Based on the 2020 National
Emissions Inventory (NEI), the top three
emission sources of SO2 in the U.S. are:
coal-fired electrical generating units
(48% of total), industrial processes
(27%), and other stationary source fuel
combustion (9%).
Once emitted to the atmosphere, the
atmospheric lifetime of SO2 is typically
less than 1–2 days; it can either remain
in the gas phase or be oxidized to form
sulfate particles (SO42¥). Modeling
studies suggest that oxidation accounts
for more than half of SO2 removal on a
national basis (PA, section 2.1.1). The
rate of SO2 oxidation accelerates with
greater availability of oxidants. Oxidants
are generally depleted near source
stacks, so that more SO2 is oxidized to
SO42¥ in cleaner air downwind of SOX
sources (2008 ISA, section 2.6.3.1). The
atmospheric lifetime of SO42¥ particles
is longer, ranging from 2 to 10 days. As
SO42¥ particles are generally within the
fine particle size range, they are a
component of PM2.5 (PA, section 2.1.1).
The spatial distribution of both SO2 and
SO42¥ deposition reflects the
distribution of SOX emissions (i.e., most
S deposition is in the eastern U.S.; PA,
section 2.5.3) and wind patterns.
Precipitation variability also modulates
the spatial distribution of S wet
deposition. In sum, both SO2, and the
SO42¥ particles converted from SO2,
contribute to S deposition but do so
over different time and geographic
scales, with dry deposition of SO2
typically occurring near the source, and
wet deposition of sulfate particles being
more regional in nature.
The term N oxides refers to all forms
of oxidized nitrogen compounds,
including nitric oxide (NO), NO2, nitric
acid (HNO3), and particulate nitrate
(NO3¥). Most N oxides enter the
atmosphere as either NO or NO2, which
are collectively referred to as NOX (PA,
section 2.1.2). Anthropogenic sources
account for the majority of NOX
emissions in the U.S., per the 2020 NEI,
with highway vehicles (26% of total),
stationary fuel combustion which
includes electric generating units (25%),
and non-road mobile sources (19%)
identified as the largest contributors to
total emissions. Other anthropogenic
NOX sources include agricultural field
burning, prescribed fires, and various
industrial processes such as cement
manufacturing and oil and gas
production (PA, section 2.2.1).
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Once emitted into the atmosphere,
NOX can deposit to the surface or be
chemically converted to other gaseous N
oxides, including HNO3, as well as to
particulate NO3¥. Unlike particulate
SO42¥, which exists almost entirely in
the fine particle range, NO3¥ particles
may occur either in the fine or coarse
size range, such that not all particulate
NO3¥ is a component of PM2.5. Each
form of oxidized N is removed from the
atmosphere at different rates by both dry
and wet deposition. As a general rule,
the gas phase species tend to have
shorter atmospheric lifetimes, either dry
depositing (e.g., as HNO3) or quickly
converting to particulate NO3¥.
Particulate NO3¥ is more efficiently
removed by precipitation (wet
deposition) and has a similar
atmospheric lifetime as particulate
SO42¥ (2–10 days).
In addition to N oxides, there is
another category of nitrogen pollutants,
referred to as reduced nitrogen, which is
distinct from N oxides but also
contributes to nitrogen deposition. The
most common form of reduced N in the
air is ammonia gas (NH3). Sources of
NH3 emissions include livestock waste
(49% of total in 2020 NEI), fertilizer
application (33%) and aggregate fires
(11%). Ammonia tends to dry deposit
near sources (PA, section 2.1.3). It can
also be converted to particle form, as
ammonium (NH4+), which can be
transported farther distances and is
most efficiently removed by
precipitation (PA, section 2.1.3).
Ammonia, unlike N oxides or PM2.5, is
not a criteria pollutant and is not
directly regulated under CAA section
109.
In sum, particulate matter is both
emitted to the atmosphere and can be
formed in the atmosphere from
precursor chemical gases (such as is the
case for NOX and SOX). The components
of PM2.5 mass that contribute to S and
N deposition are secondary products
formed in the atmosphere after being
emitted (e.g., particulate sulfate,
particulate NO3¥, NH4+). There are
other components of PM2.5 mass that do
not contribute to S and N deposition,
e.g., black carbon, organic carbon, dust
(PA, section 2.4.3).
2. Recent Trends in Emissions,
Concentrations, and Deposition
Emissions of SOX, oxides of N, and
PM have declined dramatically over the
past two decades, continuing a longerterm trend (PA, section 2.2). NEI data
indicate an 87% decrease in total SO2
emissions between 2002 and 2022,
including reductions of 91% in
emissions from electricity generating
units and 96% in emissions from mobile
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sources. Total anthropogenic NOX
emissions have also trended downward
across the U.S. between 2002 and 2022
at only slightly smaller percentages than
SO2. Nationwide estimates indicate a
70% decrease in anthropogenic NOX
emissions over this time period, driven
in part by large emission reductions in
the highway vehicle sector (84%) and
from stationary fuel combustion (68%)
(PA, section 2.2.1). In contrast with
these declining 20-year trends in NOX
and SOX emissions, the annual rate of
NH3 emissions has increased by over 20
percent since 2002 (PA, section 2.2.3).
The two largest contributors are
emissions from livestock waste and
fertilizer application, which have
increased by 11% and 44%,
respectively, from 2002 to 2022. These
trends in emissions have had
ramifications for N deposition patterns
across the U.S., as described further
below.
As expected, the large reductions in
SOX and NOX emissions have resulted
in substantially lower ambient air
concentrations in recent years relative to
what was observed in previous periods.
The State and Local Air Monitoring
Stations (SLAMS) network supports the
implementation of the NAAQS. In 2021,
all ambient monitoring sites with valid
SO2 design values (n=333) 22 are less
than the level of the existing secondary
standard (500 ppb) 23 and more than 75
percent of the sites have design values
less than 20 ppb (PA, section 2.4.2).
These values reflect a downward trend
over the past two decades with median
3-hour secondary SO2 values down
substantially from 2000 levels (from ∼50
ppb to ∼10 ppb).
Similar trends are evident in the data
for the primary SO2 standard (annual
99th percentile of 1-hour daily
maximum concentrations, averaged over
3 years with a level of 75 ppb). In the
2019–2021 period, the maximum design
value for the primary SO2 standard was
376 ppb at a monitoring site near an
industrial park in southeast Missouri. It
is important to note that peak and mean
SO2 concentrations are higher at sourceoriented sites than monitoring locations
that are not source-oriented.
Additionally, it is not uncommon for
22 A design value is a statistic that summarizes
the air quality data for a given area in terms of the
indicator, averaging time, and form of the standard.
Design values can be compared to the level of the
standard and are typically used to designate areas
as meeting or not meeting the standard and assess
progress towards meeting the NAAQS. Design
values are computed and published annually by
EPA (https://www.epa.gov/air-trends/air-qualitydesignvalues).
23 The existing secondary standard for SO is 0.5
2
ppm (500 ppb), as a 3-hour average, not to be
exceeded more than once per year.
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there to be high SO2 values in areas with
recurring volcanic eruptions (e.g.,
Hawaii). In the mid-1990s, the median
value of all sites with valid 1-hour SO2
design values often exceeded 75 ppb
(PA, Figure 2–26). Since then, the entire
distribution of values (including sourceoriented sites) has continued to decline
such that the median value across the
network of sites is now between 5 and
10 ppb (PA, Figure 2–26). The EPA also
evaluated trends in annual average SO2
data from 2000–2021 and observed
improving trends of similar magnitude
with the longer-term (annual) averaging
time. It is important to note that both
peak and mean SO2 concentrations are
higher at source-oriented sites than
monitoring locations that are not sourceoriented.
Regarding NO2, design values at all
399 sites with valid secondary NO2
design values (annual average
concentrations) in 2021 are less than the
53 ppb level of the existing secondary
standard,24 and the majority of sites (98
percent) have design values that are less
than 20 ppb. In 2021, the maximum was
30 ppb,25 and the median was 7 ppb. As
with SO2, the more recent NO2 design
values also reflect a downward trend
over the past two decades. Median
annual NO2 design values across the
U.S. decreased by ∼50% between 2000
and 2021 (15 ppb to 7 ppb).
Likewise, the median of the annual
average PM2.5 concentrations decreased
substantially from 2000 to 2021 (from
12.8 mg/m3 to 8 mg/m3). The median of
the annual 98th percentile 24-hour
PM2.5 concentrations at the more than
1000 sites monitored also decreased,
from 32 mg/m3 in 2000 to 21 mg/m3 in
2021. Although both the annual average
and 98th percentile 24-hour PM2.5
concentrations decreased steadily from
the early 2000s until 2016, these values
have fluctuated in recent years due to
large-scale wildfire events (PA, section
2.4.3; U.S. EPA, 2023, Figures 23 and
24).
These emission reductions and
subsequent downward trends in air
concentrations have also contributed to
a nationwide decrease in N and S
deposition (PA, sections 2.5.3 and
6.2.1). Total S deposition and N
deposition declined by 68% and 15%,
respectively, calculated as a nationwide,
three-year average between 2000–2002
and 2019–2021 (PA, section 6.2.1). The
24 Sites in the contiguous U.S. have met the
existing NO2 secondary standard since around 1991
(PA, Figure 2–22).
25 The maximum annual average NO
2
concentrations has been at, slightly above or
slightly below 30 ppb since about 2008, with the
highest 3-year average value just above 30 ppb (PA,
Figures 2–22 and 7–9).
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26633
trend in S deposition is more robust
than for N because of the offsetting
influence of increasing emissions of
reduced forms of nitrogen over the same
timeframe. The largest reductions in
total S and N deposition are seen in
regions downwind of point sources and
transportation corridors related to
emission reductions from electricity
generating units and mobile sources.
3. Relationships Between
Concentrations and Deposition
As the NAAQS are set in terms of
pollutant concentrations, analyses in the
PA evaluated relationships between
criteria pollutant concentrations in
ambient air and ecosystem deposition
across the U.S. We examined these
relationships over a range of conditions
(e.g., pollutant, region, time period), and
considered deposition both near sources
and at distance (allowing for pollutant
transport and associated
transformation). The findings of these
analyses, described in detail in Chapter
6 and Appendix 6A of the PA, have
informed consideration of indicators
and levels for potential secondary
standards based on consideration of
deposition-related effects (PA, Chapter
7).
As is evident from the air qualitydeposition analyses, relating ecosystem
deposition to ambient air concentrations
is not straightforward. Deposition rates
vary across ecosystems nationally, and
there is not a simple one-to-one
relationship between ambient air
concentrations of any one indicator and
S or N deposition. As discussed above,
the atmospheric processes that lead
from pollutant emissions loading to
eventual deposition to the earth’s
surface are complex. Multiple
chemicals, both gaseous and particulate,
from multiple types of sources
contribute to S and N deposition.
Further, both criteria pollutants and
non-criteria pollutants contribute to N
deposition. There are also multiple
deposition pathways (i.e., dry
deposition and wet deposition) that can
influence the spatial and temporal
scales at which deposition occurs,
which vary by pollutant and pollutant
phase.
In light of these challenges, the PA
employed five different approaches for
considering relationships between S and
N deposition rates and ambient air
concentrations. First, as part of a ‘‘realworld experiment,’’ the PA analyses
leveraged the recent downward trends
in NOX and SOX emissions and
corresponding air quality concentrations
as well as the trends in deposition
estimates (TDep or total deposition) to
examine the correlation between
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observed decreases in emissions and
concentration and observed changes in
deposition over the past two decades
(PA, section 6.2.1). The TDep estimates
used in these analyses are based on a
hybrid approach that involves a fusion
of measured and modeled values, where
measured values are given more weight
at the monitoring locations and modeled
data are used to fill in spatial gaps and
provide information on chemical
species that are not measured by routine
monitoring networks (Schwede and
Lear, 2014).26 For the second approach,
we assessed how air quality
concentrations and associated
deposition levels are related within a
chemical-transport model (CMAQ 27)
both nationally and then at certain Class
I areas 28 (PA, section 6.2.2.1) where
additional monitoring data are collected
as part of the Clean Air Status and
Trends Network (CASTNET) and the
Interagency Monitoring of Protected
Visual Environments (IMPROVE)
networks. As a third approach, we
analyzed the relationships across a
limited number of monitoring locations
(in Class I areas) where both air quality
data (CASTNET and IMPROVE) and wet
deposition of S and N was measured to
evaluate the associations between
concentrations and deposition at a local
scale (PA, section 6.2.2.2 and 6.2.2.3).
The fourth approach also considered the
local associations between the two
terms at the local scale but did so using
a broader set of ambient air
concentration measurements (i.e., all
valid SO2, NO2, and PM2.5
measurements at SLAMS across the
U.S.) and a hybrid set of deposition
estimates (TDep) (PA, section 6.2.3).
Finally, in recognition of the fact that
air quality at upwind locations can also
influence downwind deposition, the
fifth approach used a trajectory model
26 Other than the estimates associated with the
CMAQ analysis (second approach referenced
above), the deposition estimates used in these
analyses are those provided by the National
Atmospheric Deposition Program, TDep Science
Committee. One of the outputs of this effort are
annual datasets of total deposition estimates in the
U.S., which are referred to as the TDep datasets
(technical updates available from NADP, 2021; ISA,
appendix 2, section 2.6).
27 The CMAQ is a state of the science
photochemical air quality model that relies on
scientific first principles to simulate the
concentration of airborne gases and particles and
the deposition of these pollutants back to Earth’s
surface under user-prescribed scenarios. See
https://www.epa.gov/cmaq for more detail.
28 Areas designated as Class I include all
international parks, national wilderness areas
which exceed 5,000 acres in size, national memorial
parks which exceed 5,000 acres in size, and
national parks which exceed 6,000 acres in size,
provided the park or wilderness area was in
existence on August 7, 1977. Other areas may also
be Class I if designated as Class I consistent with
the CAA.
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(HYSPLIT—The Hybrid Single-Particle
Lagrangian Integrated Trajectory model)
to identify upwind areas where
emissions might be expected to
influence deposition at downwind
ecoregions (PA, section 6.2.4 and
Appendix 6A).29 Once those potential
zones of influence were established, we
evaluated the relationships between air
quality metrics for the three
pollutants 30 at sites within those zones
with deposition estimates in the
downwind ecoregion, as 3-year averages
for five periods: 2001–2003, 2006–2008,
2010–2012, 2014–2016 and 2018–2020.
The metrics, Ecoregion Air Quality
Metrics (EAQMs), include a weightedaverage (EAQM-weighted) and a
maximum metric (EAQM-max). The
EAQM-max is the maximum metric
value among the sites linked to the
downwind ecoregion and, for the
EAQM-weighted, the value of each site
linked to the downwind ecoregion was
weighted by how often the forward
HYSPLIT trajectory crossed into the
ecoregion, i.e., sites with more frequent
trajectory intersections with the
ecoregion are weighted higher (PA,
section 6.2.4.1).
As with any assessment, there are
uncertainties and limitations associated
with the analyses summarized above.
These are more fully discussed in the
PA (PA, sections 6.3 and 6.4). The
evaluation of measured air quality
concentrations (SO2, NO2, and PM2.5)
and TDep estimates of deposition at all
SLAMS (generally composed of sites
that use either a Federal Reference
Method [FRM] or a Federal Equivalence
Method [FEM]) is a robust analysis (i.e.,
large number of monitors distributed
across the U.S.) and particularly
relevant given that compliance with the
current standards (both primary and
secondary) is judged using design value
metrics based on measurements at the
current SO2, NO2 and PM2.5 monitors.
However, these site-based comparisons
do not account for deposition associated
with the transport of pollutants emitted
some distance upwind. Each of the
other analyses completed to bolster this
analysis have their own limitations
ranging from model uncertainty to
limited geographical scope.
The full set of quantitative results of
the characterization of air quality and
deposition relationships are discussed
more thoroughly in Chapter 6 and
Appendix 6A of the PA. In combination,
these analyses supported the PA
conclusion of a strong association
between SO2 and S deposition.
Regarding N oxides and PM, however,
the results, and associated information,
indicated more variable relationships
between NO2 concentrations and N
deposition, and PM2.5 concentrations
with either S or N deposition.
For SO2, annual monitored SO2
concentrations, at existing monitors
within the SLAMS network, averaged
over 3 years at the national scale were
highly correlated to S deposition
estimates in the TDep dataset at the
local scale (correlation coefficient of
0.70),31 especially in the earlier periods
of the record and across the eastern U.S.
(PA, section 6.2.3). This association was
confirmed by the relationships between
SO2 annual values at the identified
upwind sites of influence and S
deposition estimates from TDep in
downwind ecoregions, especially in
those locations where the annual
average SO2 concentrations are greater
than 5 ppb (PA, section 6.2.4.2). Finally,
we note that the observed declines in
national levels of S deposition over the
past two decades have occurred during
a period in which emissions of SO2 have
also declined sharply (PA, sections 6.2.1
and 6.4.1).
Analyses in the PA also investigated
relationships between S deposition and
air quality metrics other than the
current indicator species (SO2) in a
limited number of circumstances. For
example, an evaluation of the
association between SO42¥ and total S
deposition across 27 Class I areas where
data for both parameters were available,
concluded that the correlations between
particle sulfate and total sulfate (i.e.,
SO2 + SO42¥) with total S deposition
(correlation coefficients of 0.55 and
0.61, respectively) was lower than what
was exhibited for SO2 and S deposition
at the SLAMS (PA, section 6.2.2). The
analyses also concluded that there was
poor correlation (correlation coefficient
of 0.33) between PM2.5 mass, as
measured at IMPROVE sites, with total
S deposition estimates for those sites
(PA, sections 2.3.3 and 6.2.2.3). While
these analyses are based on data at a
relatively limited number of sites, as
compared to the SLAMS network, the
29 Upwind sites of influence were identified for
all 84 ecoregions (level III categorization) in the
contiguous U.S.
30 For SO , there were two sets of metrics: one
2
based on an annual average and one based on the
2nd highest 3-hour maximum concentration in the
year. Both the NO2 and PM2.5 metrics are annual
averages. For relating to 3-year average deposition,
all are averaged across three years.
31 The correlation coefficients are based on
Spearman’s rank correlation coefficient. These
coefficients are generally used to assess how well
the relationship between two variables can be
described via a monotonic function. The term ‘‘r
value’’ is sometimes used as shorthand for this
correlation coefficient. Higher values indicate that
the two variables are highly associated with one
another (can range from 1.0 to ¥1.0).
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results suggest that there are no clear
advantages to considering PM2.5 mass,
particle sulfate, or total sulfate as an
indicator for a secondary NAAQS, over
using SO2.
Both NO2 and certain components of
PM2.5 can contribute to N deposition. As
is the case for SO2 and S deposition,
there are multiple pathways for N
deposition (dry and wet), and multiple
scales of N deposition (local and
regional). However, there are some
additional complications in the
consideration of how air quality
concentrations (i.e., NO2 and PM2.5
mass) are associated with eventual N
deposition. First, not all N deposition is
caused by the criteria pollutants (PA,
Chapter 2 and section 6.1.1). Ammonia
emissions also lead to N deposition,
especially through dry deposition at
local scales. Second, only certain
components of PM2.5 mass contribute to
N deposition (i.e., NO3¥ and NH4+). As
a result of these two factors, the
association between NO2 concentrations
and N deposition, and PM2.5
concentrations and N deposition is less
robust than what is observed for SO2.
Our multi-faceted approach to
evaluating these relationships
confirmed this expectation. For
example, when comparing NO2
observations at SLAMS across the U.S.
against the N deposition estimates from
TDep, there are weaker associations
than what is observed in the similar SO2
comparisons (PA, section 6.4.2). There
is little correlation for N deposition with
concentrations of NO2, as evidenced by
a Spearman’s correlation coefficient of
0.38, compared to 0.70 for SO2 and S
deposition (PA, Table 6–6 and Table 6–
4). Further, the trajectory-based analyses
of the relationships between NO2 annual
values in the identified upwind zones of
influence and N deposition estimates
from TDep in downwind ecoregions
indicate negative correlations (PA, Table
6–10). These negative correlations are
observed for both the EAQM-weighed
and EAQM-max values. This relative
lack of association was confirmed by
considering national trends over the
past 20 years, where sharp declines in
NO2 emissions and concentrations are
linked in time with sharp declines in
oxidized N deposition (PA, Table 6–2),
but not associated with recent trends in
total or reduced atmospheric N
deposition. Since 2010, NO2
concentrations have continued to drop
while N deposition has remained steady
(PA, section 6.2.1). As noted for S
deposition and S compound metrics
above, the PA also investigated
relationships between N deposition and
air quality metrics other than the
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current indicator species (NO2). Across
the 27 Class I areas where collocated
data were available, the PA evaluated
the relationships between several air
quality parameters (e.g., nitric acid,
particulate NO3¥, and NH4+) and, as for
S deposition and S compound metrics,
the PA concluded there were no clear
advantages over the consideration of
NO2 or PM2.5 mass. In sum, the evidence
suggests that NO2 would be a weak
indicator of total atmospheric N
deposition, especially in areas where
ammonia is prevalent or where PM2.5
mass is dominated by species other than
NO3¥ or NH4+ (PA, section 6.4.2).
C. Welfare Effects Evidence
The information summarized here is
based on our scientific assessment of the
welfare effects evidence available in this
review; this assessment is documented
in the ISA 32 and its policy implications
are further discussed in the PA (and
summarized in section II.E.1 below).
More than 3,000 studies are newly
available since the last review and
considered in the ISA.33 While
expanding the evidence for some effect
categories, studies on acid deposition, a
key group of effects from the last review,
are largely consistent with the evidence
that was previously available. The
subsections below briefly summarize
the following aspects of the evidence:
the nature of welfare effects of S oxides,
N oxides and PM (section II.C.1); the
potential public welfare implications
(section II.C.2); and exposure
concentrations and deposition-related
metrics (section II.C.3).
1. Nature of Effects
This welfare effects evidence base
available in the current review includes
decades of extensive research on the
ecological effects oxides of nitrogen,
oxides of sulfur and PM. In the sections
below we summarize the nature of the
direct effects of gas-phase exposure to
oxides of nitrogen and sulfur (section
II.C.1.a), acid deposition-related
ecological effects (section II.C.1.b), N
enrichment and associated effects
(section II.C.1.c), and other effects
(section II.C.1.d).
32 The ISA builds on evidence and conclusions
from previous assessments, focusing on
synthesizing and integrating the newly available
evidence (ISA, section IS.1.1). Past assessments are
cited when providing further details not repeated in
newer assessments.
33 The study count and citations are available on
the project page for the ISA on the Health &
Environmental Research Online (HERO) website
documents these studies (https://heronet.epa.gov/
heronet/index.cfm/project/page/project_id/2965).
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a. Direct Effects of SOX and N Oxides
There is a well-established body of
scientific evidence that has shown that
acute and chronic exposures to oxides
of N and S, such as SO2, NO2, NO,
HNO3 and peroxyacetyl nitrate (PAN) in
the air, are associated with negative
effects on vegetation. Such scientific
evidence, as was available in 1971, was
the basis for the current secondary
NAAQS for oxides of sulfur and oxides
of nitrogen. The current scientific
evidence continues to demonstrate such
effects, with the ISA specifically
concluding that the evidence is
sufficient to infer a causal relationship
between gas-phase SO2 and injury to
vegetation (ISA, Appendix 3, section
3.6.1), and between gas-phase NO, NO2
and PAN and injury to vegetation (ISA,
Appendix 3, section 3.6.2). The ISA
additionally concluded the evidence to
be sufficient to infer a causal
relationship between exposure to HNO3
and changes to vegetation, noting that
experimental exposure can damage leaf
cuticle of tree seedlings and HNO3
concentrations have been reported to
have contributed to declines in lichen
species in the Los Angeles basin (ISA,
Appendix 3, section 3.6.3).
Specifically for SOX, high
concentrations in the first half of the
twentieth century have been blamed for
severe damage to plant foliage that
occurred near large ore smelters during
that time (ISA, Appendix 3, section 3.2).
In addition to foliar injury, which is
usually a rapid response, SO2 exposures
have also been documented to reduce
plant photosynthesis and growth. The
appearance of foliar injury can vary
significantly among species and growth
conditions (which affect stomatal
conductance). For lichens, damage from
SO2 exposure has been observed to
include reduction in metabolic
functions that are vital for growth and
survival (e.g., decreases in
photosynthesis and respiration), damage
to cellular integrity (e.g., leakage of
electrolytes), and structural changes
(ISA, Appendix 3, section 3.2; Belnap et
al., 1993; Farmer et al., 1992,
Hutchinson et al., 1996).
Although there is evidence of plant
injury associated with SO2 exposures
dating back more than a century (ISA,
Appendix 3, section 3.2), as exposures
have declined in the U.S., some studies
in the eastern U.S. have reported
increased growth in some SO2-sensitive
tree species (e.g., Thomas et al., 2013).
Although the authors attributed the
growth response to reductions in SO2associated acid deposition, and related
recovery from soil acidification, the
relative roles of different pathways are
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unclear as a historical deposition record
was not available (ISA, Appendix 3,
section 3.2). Other researchers have
suggested that the observed response
was related to the fact that the trees
were growing on a limestone outcrop
that could be well buffered from soil
acidification (Schaberg et al., 2014).
This seems to suggest a somewhat faster
recovery than might be expected from
deposition-related soil acidification,
which may indicate a relatively greater
role for changes in ambient air
concentrations of SO2, in combination
with changes in other gases, than was
previously understood (ISA, Appendix
3, section 3.2 and Appendix 5, section
5.2.1.3).
The evidence base evaluated in the
1993 Air Quality Criteria Document for
Oxides of N included evidence of
phytotoxic effects of NO, NO2, and PAN
on plants through decreasing
photosynthesis and induction of visible
foliar injury (U.S. EPA, 1993 [1993
AQCD]). The 1993 AQCD additionally
concluded that concentrations of NO,
NO2, and PAN in the atmosphere were
rarely high enough to have phytotoxic
effects on vegetation. Little new
information is available since that time
on these phytotoxic effects at
concentrations currently observed in the
U.S. (ISA, Appendix 3, section 3.3).
The evidence indicates that HNO3 had
a role in observed declines in lichen
species in the 1970s in the Los Angeles
basin (ISA, Appendix 3, section 3.3). A
2008 resampling of areas shown to be
impacted in the past by HNO3 found
community shifts, declines in the most
pollutant-sensitive lichen species, and
increases in abundance of nitrogentolerant lichen species compared to
1976–1977, indicating that these lichen
communities have not recovered and
had experienced additional changes
(ISA, Appendix 3, section 3.4). The
recently available evidence on this topic
also included a study of six lichen
species that reported changes in
physiology and functioning including
decreased chlorophyll content and
chlorophyll fluorescence, decreased
photosynthesis and respiration, and
increased electrolyte leakage from HNO3
exposures for 2–11 weeks (daily peak
levels near 50 ppb) in controlled
chambers. (ISA, Appendix 3, section
3.4).
b. Acid Deposition-Related Ecological
Effects
The connection between SOX and N
oxide emissions to ambient air,
atmospheric deposition of N and/or S,
and the acidification of acid-sensitive
soils and surface waters is well
documented with many decades of
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evidence, particularly in the eastern
U.S. (ISA, section IS.5; Appendix 8,
section 8.1). In the atmosphere, SOX and
N oxides undergo reactions to form
various acidic compounds that are
removed from the atmosphere through
deposition. Acidifying deposition can
affect biogeochemical processes in soils,
with ramifications for terrestrial biota
and for the chemistry and biological
functioning of associated surface waters
(ISA, Appendix 7, section 7.1). These
effects depend on the magnitude and
rate of deposition, as well as multiple
biogeochemical processes that occur in
soils and waterbodies.
Soil acidification is influenced by the
deposition of inorganic acids (HNO3 and
H2SO4), and by chemical and biological
processes. When NO3¥, or SO42¥ leach
from soils to surface waters, an
equivalent number of positive cations,
or countercharge, are also transported. If
the countercharge is provided by a base
cation (e.g., calcium, [Ca2+], magnesium
[Mg2+], sodium [Na+], or potassium
[K+]), rather than hydrogen ions (H+),
the leachate is neutralized, but the soil
becomes more acidic from the hydrogen
ions left behind and the base saturation
of the soil is reduced by the loss of the
base cation. Depending on the relative
rates of soil processes that contribute to
the soil pools of H+ and base cations,
such as weathering, continued SO42¥ or
NO3¥ leaching can deplete the soil base
cation pool, which contributes to
increased acidity of the leaching soil
water, and by connection, the surface
water. Accordingly, the ability of a
watershed to neutralize acidic
deposition is determined by a variety of
biogeophysical factors including
weathering rates, bedrock composition,
vegetation and microbial processes,
physical and chemical characteristics of
soils, and hydrology (ISA Appendix 4,
section 4.3).
(1) Freshwater Ecosystems
As was the case in the last review, the
body of evidence available in this
review, including that newly available,
is sufficient to infer a causal
relationship between N and S
deposition and the alteration of
freshwater biogeochemistry (ISA,
section IS.6.1). Additionally, based on
the previously available evidence, the
current body of evidence is also
sufficient to conclude that a causal
relationship exists between acidifying
deposition and changes in biota,
including physiological impairment and
alteration of species richness,
community composition, and
biodiversity in freshwater ecosystems
(ISA, section IS.6.3).
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The effects of acid deposition on
aquatic systems depend largely upon
the ability of the system to neutralize
additional acidic inputs from the
environment, whether from the
atmosphere or from surface inputs.
There is a large amount of variability
between freshwater systems in this
regard, which reflects their underlying
geology as well as their history of acidic
inputs. Accordingly, different
freshwater systems (e.g., in different
geographic regions) respond differently
to similar amounts of acid deposition.
The main factor in determining
sensitivity is the underlying geology of
an area and its ability to provide soil
base cations through weathering to
buffer acidic inputs (ISA, Appendix 8,
section 8.5.1). As noted in the ISA,
‘‘[g]eologic formations having low base
cation supply, due mainly to low soil
and bedrock weathering, generally
underlie the watersheds of acidsensitive lakes and streams’’ (ISA,
Appendix 8, p. 8–58).
Longstanding evidence has well
characterized the changes in
biogeochemical processes and water
chemistry caused by N and S deposition
to surface waters and their watersheds
and the ramifications for biological
functioning of freshwater ecosystems
(ISA, Appendix 8, section 8.1). The
2020 ISA found that the newly available
scientific research ‘‘reflects incremental
improvements in scientific knowledge
of aquatic biological effects and
indicators of acidification as compared
with knowledge summarized in the
2008 ISA’’ (ISA, Appendix 8, p. 8–80).
Previously and newly available studies
‘‘indicate that aquatic organisms in
sensitive ecosystems have been affected
by acidification at virtually all trophic
levels and that these responses have
been well characterized for several
decades’’ (ISA, Appendix 8, p. 8–80).
For example, information reported in
the previous 2008 ISA ‘‘showed
consistent and coherent evidence for
effects on aquatic biota, especially algae,
benthic invertebrates, and fish that are
most clearly linked to chemical
indicators of acidification’’ (ISA,
Appendix 8, p. 8–80). These indicators
are surface water pH, base cation ratios,
ANC, and inorganic aluminum (Al)
concentration (ISA, Appendix 8, Table
8–9).
The effects of waterbody acidification
on fish species are especially well
understood in the scientific literature,
and many species (e.g., brown and
brook trout and Atlantic salmon) have
been documented to have experienced
adverse effects from acidification (ISA,
Appendix 8, section 8.3). Among these
species, the earliest lifestages are most
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sensitive to acidic conditions. Many
effects of acidic surface waters on fish,
particularly effects on gill function or
structure, relate to the combination of
low pH and elevated dissolved Al (ISA,
Appendix 8, section 8.3.6.1). In general,
biological effects in aquatic ecosystems
are primarily attributable to low pH and
high inorganic aluminum concentration
(ISA, p. ES–14). Waterbody pH largely
controls the bioavailability of Al, which
is toxic to fish, and aluminum
mobilization is largely confined to
waters with a pH below about 5.5,
which the ISA describes as
corresponding to an ANC in the range
of about 10 to 30 meq/L in low to
moderate DOC waters of the Northeast
(ISA, Appendix 7, section 7.1.2.6 and
Appendix 8, section 8.6.4).
The parameter ANC is an indicator of
the buffering capacity of natural waters
against acidification. Although ANC
does not directly affect biota, it is an
indicator of acidification that relates to
pH and aluminum levels (ISA, p. ES–
14), or watershed characteristics like
base cation weathering (BCw) rate (ISA,
Appendix 8, sections 8.1 and 8.3.6.3).
Accordingly, ANC is commonly used to
describe the potential sensitivity of a
freshwater system to acidificationrelated effects. It can be measured in
water samples and is also often
estimated for use in water quality
modeling, as is done in the aquatic
acidification risk assessment for this
review, as summarized in section II.D
below. Water quality models are
generally better at estimating ANC than
at estimating other indicators of
acidification-related risk, such as pH.
Acid neutralizing capacity is estimated
as the molar sum of strong base cations
minus the molar sum of strong acid
anions, specifically including SO42¥
and NO3¥ (e.g., Driscoll et al., 1994).
Thus, values below zero indicate a
deficit in the ability to buffer acidic
inputs, and increasing values above zero
represent increasing buffering capability
for acidic inputs. Further, across
waterbodies within impacted areas of
Shenandoah National Park streams and
Adirondack Mountain lakes, a positive
relationship has often been observed
between ANC and number of fish
species, at least for the ANC range from
about zero to 50 meq/L (ISA, Appendix
7, section 7.1.2.6; Cosby et al., 2006;
Sullivan et al., 2006, Bulger et al., 1999).
Values of ANC can also be influenced
by high concentrations of naturally
occurring organic acids, which can
reduce bioavailability of Al, buffering
effects usually associated with low pH
and high total Al concentrations (Waller
et al., 2012; ISA, Appendix 8, section
8.3.6.4); in waters where that occurs,
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ANC may not be a good indicator of risk
to biota.
In addition to acidity of surface
waters quantified over weeks or months,
waterbodies can also experience spikes
in acidity in response to episodic
precipitation or rapid snowmelt events.
In these events (hours-days), a surge or
pulse of drainage water, containing
acidic compounds, is routed through
upper soil horizons rather than the
deeper soil horizons that would usually
provide buffering for acidic compounds
(ISA, Appendix 7, section 7.1). While
some streams and lakes may have
chronic or base flow chemistry that
provides suitable conditions for aquatic
biota, they may experience occasional
acidic episodes with the potential for
deleterious consequences to sensitive
biota (ISA, Appendix 8, section 8.5). For
example, in some impacted northeastern
waterbodies, ANC levels may dip below
zero for hours to days or weeks in
response to such events, while
waterbodies labeled chronically acidic
have ANC levels below zero throughout
the year (ISA, Appendix 7, section
7.1.1.2; Driscoll et al., 2001).
Accordingly, headwater streams in both
the eastern and western U.S. tend to be
more sensitive to such episodes due to
their smaller watersheds and, in the
east, their underlying geology (ISA,
Appendix 8, section 8.5.1).
National survey data dating back to
the early 1980s through 2004, that were
available for the 2008 ISA, indicated
acidifying deposition had acidified
surface waters in the southwestern
Adirondacks, New England uplands,
eastern portion of the upper Midwest,
forested Mid-Atlantic highlands, and
Mid-Atlantic coastal plain (2008 ISA,
section 4.2.2.3; ISA, Appendix 8,
section 8.5.1). For example, a survey of
waterbodies in the Adirondacks in
1984–1987 found 27% of streams to
have ANC values below zero, with a
minimum value of ¥134
microequivalents per liter (meq/L)
(Sullivan et al., 2006). Values of ANC
below 20 meq/L in Shenandoah stream
sites were associated with fewer fish of
sensitive species compared to sites with
higher ANC (Bulger et al., 1999). A more
recent study of two groups of
Adirondack lakes for which water
quality data were available from 1982
and 1992, respectively, reported
significant increases in ANC in the large
majority of those lakes, with the
magnitude of the increases varying
across the lakes (Driscoll et al., 2016;
ISA, Appendix 7, section 7.1.3.1). As
described in the ISA, ‘‘[a]cidic waters
were mostly restricted to northern New
York, New England, the Appalachian
Mountain chain, upper Midwest, and
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Florida’’ (ISA, Appendix 8, p. 8–60).
Despite the appreciable reductions in
acidifying deposition that have occurred
in the U.S. since the 1960s and 1970s,
aquatic ecosystems across the U.S. are
still experiencing effects from historical
contributions of N and S (ISA,
Appendix 8, section 8.6).
(2) Terrestrial Ecosystems
There is longstanding evidence that
changes in soil biogeochemical
processes caused by acidifying
deposition of N and S to terrestrial
systems are linked to changes in
terrestrial biota, with associated impacts
on ecosystem characteristics. The
currently available evidence, including
that newly available in this review,
supports and strengthens this
understanding (ISA, Appendix 5,
section 5.1). Consistent with
conclusions in the last review, the
current body of evidence is sufficient to
infer a causal relationship between
acidifying deposition and alterations of
biogeochemistry in terrestrial
ecosystems. Additionally, and
consistent with conclusions in the last
review, the current body of evidence is
sufficient to infer a causal relationship
between acidifying N and S deposition
and the alteration of the physiology and
growth of terrestrial organisms and the
productivity of terrestrial ecosystems.
The current body of evidence is also
sufficient to conclude that a causal
relationship exists between acidifying N
and S deposition and alterations of
species richness, community
composition, and biodiversity in
terrestrial ecosystems (2008 ISA,
sections 4.2.1.1 and 4.2.1.2; 2020 ISA,
Appendix 4, section 4.1 and Appendix
5, sections 5.7.1 and 5.7.2).
Deposition of acidifying compounds
to acid-sensitive soils can cause soil
acidification, increased mobilization of
Al from soil to drainage water, and
deplete the pool of exchangeable base
cations in the soil (ISA, Appendix 5,
section 5.2 and Appendix 4, sections
4.3.4 and 4.3.5). The physiological
effects of acidification on terrestrial
biota include slower growth and
increased mortality among sensitive
plant species, which are generally
attributable to physiological impairment
caused by Al toxicity (related to
increased availability of inorganic Al in
soil water) and a reduced ability of plant
roots to take up base cations (ISA,
Appendix 4, section 4.3 and Appendix
5, section 5.2). The U.S. tree species
most studied with regard to effects of
acid deposition are red spruce and sugar
maple, although there is also evidence
for other tree species such as flowering
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dogwood (ISA, Appendix 5, section
5.2.1).
The physiological effects of acidifying
deposition on terrestrial biota can also
result in changes in species composition
whereby sensitive species are replaced
by more tolerant species, or the
sensitive species that were dominant in
the community become a minority. For
example, increasing soil cation
availability (as in Ca2+ addition or
gradient experiments) was associated
with greater growth and seedling
colonization for sugar maple while
American beech was more prevalent on
soils with lower levels of base cations
where sugar maple is less often found
(ISA, Appendix 5, section 5.2.1.3.1;
Duchesne and Ouimet, 2009). In a study
of understory species composition, soil
acid-base chemistry was found to be a
predictor of understory species
composition (ISA, Appendix 5, section
5.2.2.1). Additionally, limited evidence,
including a recent S addition study and
agricultural soil gradient study,
indicated that soil acid-base chemistry
predicted and was correlated with
diversity and composition of soil
bacteria, fungi, and nematodes (ISA,
Appendix 5, section 5.2.4.1).
In addition to Ca2+ addition
experiments, the recently available
evidence also includes addition or
gradient studies evaluating relationships
between soil chemistry indicators of
acidification (e.g., soil pH, base cation to
aluminum (Bc:Al) ratio, base saturation,
and Al) and ecosystem biological
endpoints, including physiological and
community responses of trees and other
vegetation, lichens, soil biota, and fauna
(ISA, Appendix 5, Tables 5–2 and 5–6).
Further, the 2020 ISA reports on several
large observational studies evaluating
statistical associations between tree
growth or survival, as assessed at
monitoring sites across the U.S. and
estimates of average deposition of S or
N compounds at those sites over time
periods on the order of 10 years (ISA,
Appendix 5, section 5.5.2 and Appendix
6, section.6.2.3.1; Dietze and Moorcroft,
2011; Thomas et al., 2010; Horn et al.,
2018). Negative associations were
observed for survival and growth in
several species or species groups with S
deposition metrics; positive and
negative associations were reported
with N deposition (PA, sections 5.3.2.3
and 5.3.4 and Appendix 5B).
Although there has been no
systematic national survey of U.S.
terrestrial ecosystem soils, the forest
ecosystems considered the most
sensitive to terrestrial acidification from
atmospheric deposition include forests
of the Adirondack Mountains of New
York, Green Mountains of Vermont,
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White Mountains of New Hampshire,
the Allegheny Plateau of Pennsylvania,
and mountain top and ridge forest
ecosystems in the southern
Appalachians (2008 ISA, Appendix 3,
section 3.2.4.2; ISA, Appendix 5,
section 5.3). Underlying geology is the
principal factor governing the
sensitivity of both terrestrial and aquatic
ecosystems to acidification from S and
N deposition. Geologic formations with
low base cation supply (e.g., sandstone,
quartzite), due mainly to low
weathering rates, generally underlie
these acid sensitive watersheds. Other
factors also contribute to the overall
sensitivity of an area to acidifying
nitrogen and sulfur deposition,
including topography, soil chemistry,
land use, and hydrology (ISA, Appendix
5, section 5.3). For example, ‘‘[a]cidsensitive ecosystems are mostly located
in upland mountainous terrain in the
eastern and western U.S. and are
underlain by bedrock that is resistant to
weathering, such as granite or quartzite
sandstone’’ (ISA, Appendix 7, p. 7–45).
Further, as well documented in the
evidence, biogeochemical sensitivity to
deposition-driven acidification (and
eutrophication [see section 4.3 below])
is the result of historical loading,
geologic/soil conditions (e.g., mineral
weathering and S adsorption), and
nonanthropogenic sources of N and S
loading to the system (ISA, Appendix 7,
section 7.1.5).
Recently available evidence includes
some studies describing early stages of
recovery from soil acidification in some
eastern forests. For example, studies at
the Hubbard Brook Experimental Forest
in New Hampshire reported indications
of acidification recovery in soil solution
measurements across the period from
1984 to 2011 (ISA, Appendix 4, section
4.6.1; Fuss et al., 2015). Another study
of 27 sites in eastern Canada and the
northeastern U.S. found reductions in
wet deposition SO42¥ were associated
with increases in soil base saturation
and decreases in exchangeable Al (ISA,
Appendix 4, section 4.6.1; Lawrence et
al., 2015). Recent modeling analyses
indicate extended timeframes for
recovery are likely, as well as delays or
lags related to accumulated pools of S
in forest soils (ISA, Appendix 4, section
4.6.1).
c. Nitrogen Enrichment and Associated
Ecological Effects
The numerous ecosystem types that
occur across the U.S. have a broad range
of sensitivity to N enrichment.
Organisms in their natural
environments are commonly adapted to
the nutrient availability in those
environments. Historically, N has been
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the primary limiting nutrient for plants
in many ecosystems. In such
ecosystems, when the limiting nutrient,
N, becomes more available, whether
from atmospheric deposition, runoff, or
episodic events, the subset of plant
species able to most effectively use the
higher nitrogen levels may out-compete
other species, leading to a shift in the
community composition that may be
dominated by a smaller number of
species, i.e., a community with lower
diversity (ISA, sections IS.6.1.1.2,
IS.6.2.1.1 and IS.7.1.1, Appendix 6,
section 6.2.4 and Appendix 7, section
7.2.6.6). Thus, change in the availability
of nitrogen in nitrogen-limited systems
can affect growth and productivity, with
ramifications on relative abundance of
different species of vegetation, and
potentially further and broader
ramifications on ecosystem processes,
structure, and function.
Both N oxides and reduced forms of
nitrogen (NHX) can contribute to N
enrichment. In addition to atmospheric
deposition, other sources of S and N can
play relatively greater or lesser roles in
contributing to S and N inputs,
depending on location. For example,
many waterbodies receive appreciable
amounts of N from agricultural runoff
and municipal or industrial wastewater
discharges. For many terrestrial and
freshwater ecosystems, sources of N
other than atmospheric deposition,
including fertilizer and waste treatment,
contribute to ecosystem total N with
contributions that can be larger than
that from atmospheric deposition (ISA
Appendix 7, sections 7.1 and 7.2).
Additionally, the impacts of historic
deposition in both aquatic and
terrestrial ecosystems pose
complications to discerning the
potential effects of more recent lower
deposition rates.
(1) Aquatic and Wetland Ecosystems
Nitrogen additions, including from
atmospheric deposition, to freshwater,
estuarine and near-coastal ecosystems
can contribute to eutrophication, which
typically begins with nutrientstimulated rapid algal growth
developing into an algal bloom that can,
depending on various site-specific
factors, be followed by anoxic
conditions associated with the algal dieoff (ISA, ES.5.2). Decomposition of the
plant biomass from the subsequent algal
die-off contributes to reduced
waterbody oxygen, which in turn can
affect higher-trophic-level species, e.g.,
contributing to fish mortality (ISA, p.
ES–18).
The extensive body of evidence in
this area is sufficient to infer causal
relationships between N deposition and
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the alteration of biogeochemistry in
freshwater, estuarine and near-coastal
marine systems (ISA, Appendix 7,
sections 7.1 and 7.2). Further, consistent
with findings in the last review, the
current body of evidence is sufficient to
infer a causal relationship between N
deposition and changes in biota,
including altered growth and
productivity, species richness,
community composition, and
biodiversity due to N enrichment in
freshwater ecosystems (ISA, Appendix
9, section 9.1). The body of evidence is
sufficient to infer a causal relationship
between N deposition and changes in
biota, including altered growth, total
primary production, total algal
community biomass, species richness,
community composition, and
biodiversity due to N enrichment in
estuarine environments (ISA, Appendix
10, section 10.1).
The impact of N additions on
wetlands, and whether they may serve
as a source, sink, or transformer of
atmospherically deposited N, is
extremely variable and depends on the
type of wetland and other factors, such
as physiography, and local hydrology,
as well as climate (ISA, section IS.8.1
and Appendix 11, section 11.1). Studies
generally show N enrichment to
decrease the ability of wetlands to retain
and store N, which may diminish the
wetland ecosystem service of improving
water quality (ISA, section IS.8.1).
Consistent with the evidence available
in the last review, the current body of
evidence is sufficient to infer a causal
relationship between N deposition and
the alteration of biogeochemical cycling
in wetlands. Newly available evidence
regarding N inputs and plant physiology
expands the evidence base related to
species diversity. The currently
available evidence, including that newly
available, is sufficient to infer a causal
relationship between N deposition and
the alteration of growth and
productivity, species physiology,
species richness, community
composition, and biodiversity in
wetlands (ISA, Appendix 11, section
11.10).
The relative contribution of
atmospheric deposition to total wetland
N loading varies with wetland type,
with bogs receiving the greatest
contribution and accordingly being most
vulnerable to nutrient enrichment
effects of N deposition (ISA, Appendix
11, section 11.1). For example, bogs,
which receive 70–100% of hydrological
input from rainfall, are more sensitive to
N deposition than fens (55–83% as
rainfall), which are more sensitive than
coastal wetlands (10–20% as rainfall)
(ISA, Appendix 11, section 11.10). For
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freshwater fens, marshes, and swamps,
inputs from ground and surface water
are often of similar order of magnitude
as that from precipitation, while
estuarine and coastal wetlands receive
water from multiple sources, with
precipitation being among the smaller of
those sources (ISA, Appendix 11,
section 11.1).
Nitrogen loading and other factors
contribute to nutrient enrichment,
which contributes to eutrophication.
Such nitrogen-driven eutrophication
alters freshwater biogeochemistry and
can impact physiology, survival, and
biodiversity of sensitive aquatic biota.
Evidence newly available in this review
provides insights regarding N
enrichment and its impacts in several
types of aquatic systems, including
freshwater streams and lakes, estuarine
and near-coastal systems, and wetlands.
With regard to freshwaters, for example,
studies published since the 2008 ISA
augment the evidence base for highelevation waterbodies where the main N
source is atmospheric deposition.
Recent evidence continues to indicate
that N limitation is common in
oligotrophic waters in the western U.S.,
with shifts in nutrient limitation, from
N limitation, to between N and
phosphorus (P) limitation, or to P
limitation, reported in some alpine lake
studies (ISA, Appendix 9, section
9.1.1.3). Small inputs of N in such water
bodies have been reported to increase
nutrient availability or alter the balance
of N and P, with the potential to
stimulate growth of primary producers
and contribute to changes in species
richness, community composition, and
diversity.
Another type of N loading effect in
other types of freshwater lakes includes
a role in the composition of freshwater
algal blooms and their toxicity (ISA,
Appendix 9, section 9.2.6.1).
Information in this review, including
studies in Lake Erie, indicates that
growth of some harmful algal species,
including those that produce
microcystin, are favored by increased
availability of N and its availability in
dissolved inorganic form (ISA,
Appendix 9, p. 9–28; Davis et al., 2015;
Gobler et al., 2016).
The relative contribution of N
deposition to total N loading varies
among waterbodies. For example,
atmospheric deposition is generally
considered to be the main source of N
inputs to most headwater stream, highelevation lake, and low-order stream
watersheds that are far from the
influence of other N sources like
agricultural runoff and wastewater
effluent (ISA, section ES5.2). In other
fresh waterbodies, however, agricultural
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practices and point source discharges
have been estimated to be larger
contributors to total N loading (ISA,
Appendix 7, section 7.1.1.1). Since the
2008 ISA, several long-term monitoring
studies in the Appalachian Mountains,
the Adirondacks, and the Rocky
Mountains have reported temporal
patterns of declines in surface water
NO3¥ concentration corresponding to
declines in atmospheric N deposition
(ISA, Appendix 9, section 9.1.1.2).
Declines in basin wide NO3¥
concentrations have also been reported
for the nontidal Potomac River
watershed and have been attributed to
declines in atmospheric N deposition
(ISA, Appendix 7, section 7.1.5.1).
Nutrient inputs to coastal and
estuarine waters are important
influences on the health of these
waterbodies. Continued inputs of N, the
most common limiting nutrient in
estuarine and coastal systems, have
resulted in N over-enrichment and
subsequent alterations to the nutrient
balance in these systems (ISA,
Appendix 10, p. 10–6). For example, the
rate of N delivery to coastal waters is
strongly correlated to changes in
primary production and phytoplankton
biomass (ISA, Appendix 10, section
10.1.3). Algal blooms and associated
die-offs can contribute to hypoxic
conditions (most common during
summer months), which can contribute
to fish kills and associated reductions in
marine populations (ISA, Appendix 10).
Further, the prevalence and health of
submerged aquatic vegetation (SAV),
which is important habitat for many
aquatic species, has been identified as a
biological indicator for N enrichment in
estuarine waters (ISA, Appendix 10,
section 10.2.5). Previously available
evidence indicated the role of N loading
in SAV declines in multiple U.S.
estuaries through increased production
of macroalgae or other algae, which
reduce sunlight penetration into
shallow waters where SAV is found
(ISA, Appendix 10, section 10.2.3).
Newly available studies have reported
findings of increased SAV populations
in two tributaries of the Chesapeake Bay
corresponding to reduction in total N
loading from all sources since 1990
(ISA, Appendix 10, section 10.2.5). The
newly available studies also identify
other factors threatening SAV, including
increasing temperature related to
climate change (ISA, Appendix 10,
section 10.2.5).
The degree to which N enrichment
and associated ecosystem impacts are
driven by atmospheric N deposition
varies greatly and is largely unique to
the specific ecosystem. Analyses based
on data across two to three decades
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extending from the 1990s through about
2010 estimate that most of the analyzed
estuaries receive 15–40% of their N
inputs from atmospheric sources (ISA,
section ES 5.2; ISA, Appendix 7, section
7.2.1), though for specific estuaries
contributions can vary more widely. In
areas along the West Coast, N sources
may include coastal upwelling from
oceanic waters, as well as transport from
watersheds. Common N inputs to
estuaries include those associated with
freshwater inflows transporting N from
agriculture, urban, and wastewater
sources, in addition to atmospheric
deposition across the watershed (ISA,
section IS 2.2.2; ISA, Appendix 7,
section 7.2.1).
There are estimates of atmospheric N
loading to estuaries available from
several recent modeling studies (ISA,
Table 7–9). One analysis of estuaries
along the Atlantic Coast and the Gulf of
Mexico, which estimated that 62–81%
of N delivered to the eastern U.S. coastal
zone is anthropogenic in source, also
reported that atmospheric N deposition
to freshwater that is subsequently
transported to estuaries represents 17–
21% of the total N loading into the
coastal zone (McCrackin et al., 2013;
Moore et al., 2011). In the Gulf of
Mexico, 26% of the N transported to the
Gulf in the Mississippi/Atchafalaya
River basin was estimated to be
contributed from atmospheric
deposition (which may include
volatilized losses from natural, urban,
and agricultural sources) (Robertson and
Saad, 2013). Another modeling analysis
identified atmospheric deposition to
watersheds as the dominant source of N
to the estuaries of the Connecticut,
Kennebec, and Penobscot rivers. For the
entire Northeast and mid-Atlantic
coastal region, however, it was the third
largest source (20%), following
agriculture (37%) and sewage and
population-related sources (28%) (ISA,
Appendix 7, section 7.2.1). Estimates for
West Coast estuaries indicate much
smaller contribution from atmospheric
deposition. For example, analyses for
Yaquina Bay, Oregon, estimated direct
deposition to contribute only 0.03% of
N inputs; estimated N input to the
watershed from N fixing red alder
(Alnus rubra) trees was a much larger
(8%) source (ISA, Appendix 7, section
7.2.1; Brown and Ozretich, 2009).
Evidence in coastal waters has
recognized a role of nutrient enrichment
in acidification of some coastal waters
(ISA, Appendix 10, section 10.5). More
specifically, nutrient-driven algal
blooms may contribute to ocean
acidification, possibly through
increased decomposition, which lowers
dissolved oxygen levels in the water
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column and contributes to lower pH.
Such nutrient-enhanced acidification
can also be exacerbated by warming
(associated with increased microbial
respiration) and changes in buffering
capacity (alkalinity) of freshwater inputs
(ISA, Appendix 10, section 10.5).
(2) Terrestrial Ecosystems
It is long established that N
enrichment of terrestrial ecosystems
increases plant productivity (ISA,
Appendix 6, section 6.1). Building on
this, the currently available evidence,
including evidence that is longstanding,
is sufficient to infer a causal
relationship between N deposition and
the alteration of the physiology and
growth of terrestrial organisms and the
productivity of terrestrial ecosystems
(ISA, Appendix 5, section 5.2 and
Appendix 6, section 6.2). Responsive
ecosystems include those that are N
limited and/or contain species that have
evolved in nutrient-poor environments.
In these ecosystems the N-enrichment
changes in plant physiology and growth
rates vary among species, with species
that are adapted to low N supply being
readily outcompeted by species that
require more N. In this manner, the
relative representation of different
vegetation species may be altered, and
some species may be eliminated
altogether, such that community
composition is changed and species
diversity declines (ISA, Appendix 6,
sections 6.3.2 and 6.3.8). The currently
available evidence in this area is
sufficient to infer a causal relationship
between N deposition and the alteration
of species richness, community
composition, and biodiversity in
terrestrial ecosystems (ISA, section
IS.5.3 and Appendix 6, section 6.3).
Previously available evidence
described the role of N deposition in
changing soil carbon and N pools and
fluxes, as well as altering plant and
microbial growth and physiology in an
array of terrestrial ecosystems (ISA,
Appendix 6, section 6.2.1). Nitrogen
availability is broadly limiting for
productivity in many terrestrial
ecosystems (ISA, Appendix 6, section
6.2.1). Accordingly, N additions
contribute to increased productivity and
can alter biodiversity. Eutrophication,
one of the mechanisms by which
increased productivity and changes in
biodiversity associated with N addition
to terrestrial ecosystems can occur,
comprises multiple effects that include
changes to the physiology of individual
organisms, alteration of the relative
growth and abundance of various
species, transformation of relationships
between species, and indirect effects on
availability of essential resources other
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than N, such as light, water, and
nutrients (ISA, Appendix 6, section
6.2.1).
The currently available evidence for
the terrestrial ecosystem effects of N
enrichment, including eutrophication,
includes studies in a wide array of
systems, including forests (tropical,
temperate, and boreal), grasslands, arid
and semi-arid scrublands, and tundra
(PA, section 4.1; ISA, Appendix 6). The
organisms affected include trees, herbs
and shrubs, and lichen, as well as
fungal, microbial, and arthropod
communities. Lichen communities,
which have important roles in
hydrologic cycling, nutrient cycling,
and as sources of food and habitat for
other species, are also affected by
atmospheric N (PA, section 4.1; ISA,
Appendix 6). The recently available
studies on the biological effects of
added N in terrestrial ecosystems
include investigations of plant and
microbial physiology, long-term
ecosystem-scale N addition
experiments, regional and continentalscale monitoring studies, and syntheses.
The previously available evidence
included N addition studies in the U.S.
and N deposition gradient studies in
Europe that reported associations of N
deposition with reduced species
richness and altered community
composition for grassland plants, forest
understory plants, and mycorrhizal
fungi (soil fungi that have a symbiotic
relationship with plant roots) (ISA,
Appendix 6, section 6.3). New evidence
for forest communities in this review
indicates that N deposition alters the
physiology and growth of overstory
trees, and that N deposition has the
potential to change the community
composition of forests (ISA, Appendix
6, section 6.6). Recent studies on forest
trees include analyses of long-term
forest inventory data collected from
across the U.S. and Europe (ISA,
Appendix 6, section 6.2.3.1). The recent
evidence also includes findings of
variation in forest understory and nonforest plant communities with
atmospheric N deposition gradients in
the U.S. and in Europe. For example,
gradient studies in Europe have found
higher N deposition to be associated
with forest understory plant
communities with more nutrientdemanding and shade-tolerant plant
species (ISA, Appendix 6, section
6.3.3.2). A recent gradient study in the
U.S. found associations between herb
and shrub species richness and N
deposition, that were highly dependent
on soil pH (ISA, Appendix 6, section
6.3.3.2).
Recent evidence includes associations
of variation in lichen community
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composition with N deposition
gradients in the U.S. and Europe, (ISA,
Appendix 6, section 6.3.7; Table 6–23).
Differences in lichen community
composition have been attributed to
atmospheric N pollution in forests
throughout the West Coast, in the Rocky
Mountains, and in southeastern Alaska.
Differences in epiphytic lichen growth
or physiology have been observed along
atmospheric N deposition gradients in
the highly impacted area of southern
California, and also in more remote
locations such as Wyoming and
southeastern Alaska (ISA, Appendix 6,
section 6.3.7). Historical deposition may
play a role in observational studies of N
deposition effects, complicating the
disentangling of responses that may be
related to more recent N loading.
Newly available findings from N
addition experiments expand on the
understanding of mechanisms linking
changes in plant and microbial
community composition to increased N
availability. Such experiments in arid
and semi-arid environments indicate
that competition for resources such as
water may exacerbate the effects of N
addition on diversity (ISA, Appendix 6,
section 6.2.6). The newly available
evidence includes studies in arid and
semiarid ecosystems, particularly in
southern California, that have reported
changes in plant community
composition, in the context of a long
history of significant N deposition, with
fewer observations of plant species loss
or changes in plant diversity (ISA,
Appendix 6, section 6.3.6).
Nitrogen limitation in grasslands and
the dominance by fast-growing species
that can shift in abundance rapidly (in
contrast to forest trees) contribute to an
increased sensitivity of grassland
ecosystems to N inputs (ISA, Appendix
6, section 6.3.6). Studies in southern
California coastal sage scrub
communities, including studies of the
long-term history of N deposition,
which was appreciably greater in the
past than recent rates, indicate impacts
on community composition and species
richness in these ecosystems (ISA,
Appendix 6, sections 6.2.6 and 6.3.6). In
summary, the ability of atmospheric N
deposition to override the natural
spatial heterogeneity in N availability in
arid ecosystems, such as the Mojave
Desert and California coastal sage scrub
ecosystems in southern California,
makes these ecosystems sensitive to N
deposition (ISA, Appendix 6, section
6.3.8).
The current evidence includes
relatively few studies of N enrichment
recovery in terrestrial ecosystems.
Among N addition studies assessing
responses after cessation of additions, it
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has been observed that soil nitrate and
ammonium concentrations recovered to
levels observed in untreated controls
within 1 to 3 years of the cessation of
additions, but soil processes such as N
mineralization and litter decomposition
were slower to recover (ISA, Appendix
6, section 6.3.2; Stevens, 2016). A range
of recovery times have been reported for
mycorrhizal community composition
and abundance from a few years in
some systems to as long as 28 or 48
years in others (ISA, Appendix 6,
section 6.3.2; Stevens, 2016; Emmett et
al., 1998; Strengbom et al., 2001). An N
addition study in the midwestern U.S.
observed that plant physiological
processes recovered in less than 2 years,
although grassland communities were
slower to recover and still differed from
controls 20 years after the cessation of
N additions (ISA, Appendix 6, section
6.3.2; Isbell et al., 2013).
d. Other Deposition-Related Effects
Additional categories of effects for
which the current evidence is sufficient
to infer causal relationships with
deposition of S or N compounds or PM
include changes in mercury methylation
processes in freshwater ecosystems,
changes in aquatic biota due to sulfide
phytotoxicity, and ecological effects
from PM deposition (ISA, Table IS–1).
The current evidence, including that
newly available in this review, is
sufficient to infer a causal relationship
between S deposition and the alteration
of mercury methylation in surface
water, sediment, and soils in wetland
and freshwater ecosystems. The process
of mercury methylation is influenced in
part by surface water SO42¥
concentrations, as well as the presence
of mercury. Accordingly, in waterbodies
where mercury is present, S deposition,
particularly that associated with SOX,
has a role in production of
methylmercury, which contributes to
methylmercury accumulation in fish
(ISA, Appendix 12, section 12.8). Newly
available evidence has improved our
scientific understanding of the types of
organisms involved in the methylation
process, as well as the environments in
which they are found, and factors that
influence the process, such as oxygen
content, temperature, pH, and carbon
supply, which themselves vary
temporally, seasonally, and
geographically (ISA, Appendix 12,
section 12.3). The currently available
evidence is also sufficient to infer a new
causal relationship between S
deposition and changes in biota due to
sulfide phytotoxicity, including
alteration of growth and productivity,
species physiology, species richness,
community composition, and
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biodiversity in wetland and freshwater
ecosystems (ISA, section IS.9). Sulfur
deposition can contribute to sulfide and
associated phytotoxicity in freshwater
wetlands and lakes, with the potential
to contribute to effects on plant
community composition in freshwater
wetlands (ISA, Appendix 12, section
12.2.3).
With regard to PM deposition, the
currently available evidence is sufficient
to infer a likely causal relationship
between deposition of PM and a variety
of effects on individual organisms and
ecosystems (ISA, Appendix 15, section
15.1). Particulate matter includes a
heterogeneous mixture of particles
differing in origin, size, and chemical
composition. In addition to N and S and
their transformation products, other PM
components, such as trace metals and
organic compounds, when deposited to
ecosystems, may affect biota. Material
deposited onto leaf surfaces can alter
leaf processes and PM components
deposited to soils and waterbodies may
be taken up into biota, with the
potential for effects on biological and
ecosystem processes. Studies involving
ambient air PM, however, have
generally involved conditions that
would not be expected to meet the
current secondary standards for PM.
Further, although in some limited cases,
effects have been attributed to particle
size (e.g., soiling of leaves by large
coarse particles near industrial facilities
or unpaved roads), ecological effects of
PM have been largely attributed more to
its chemical components, such as trace
metals, which can be toxic in large
amounts (ISA, Appendix 15, sections
15.2 and 15.3.1). The evidence largely
comes from studies involving areas
experiencing elevated concentrations of
PM, such as near industrial areas or
historically polluted cities (ISA,
Appendix 15, section 15.4).
2. Public Welfare Implications
The public welfare implications of the
evidence regarding S and N related
welfare effects are dependent on the
type and severity of the effects, as well
as the extent of the effect at a particular
biological or ecological level of
organization or spatial scale. We discuss
such factors here in light of judgments
and conclusions regarding effects on the
public welfare that have been made in
NAAQS reviews.
As provided in section 109(b)(2) of
the CAA, the secondary standard is to
‘‘specify a level of air quality the
attainment and maintenance of which in
the judgment of the Administrator . . .
is requisite to protect the public welfare
from any known or anticipated adverse
effects associated with the presence of
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such air pollutant in the ambient air.’’
The secondary standard is not meant to
protect against all known or anticipated
welfare effects related to oxides of N
and S, and particulate matter, but rather
those that are judged to be adverse to
the public welfare, and a bright-line
determination of adversity is not
required in judging what is requisite (78
FR 3212, January 15, 2013; 80 FR 65376,
October 26, 2015; see also 73 FR 16496,
March 27, 2008). Thus, the level of
protection from known or anticipated
adverse effects to public welfare that is
requisite for the secondary standard is a
public welfare policy judgment made by
the Administrator. The Administrator’s
judgment regarding the available
information and adequacy of protection
provided by an existing standard is
generally informed by considerations in
prior reviews and associated
conclusions.
The categories of effects identified in
the CAA to be included among welfare
effects are quite diverse, and among
these categories, any single category
includes many different types of effects
that are of broadly varying specificity
and level of resolution. For example,
effects on vegetation and effects on
animals are categories identified in CAA
section 302(h), and the ISA recognizes
effects of N and S deposition at the
organism, population, community, and
ecosystem level, as summarized in
section II.C.1 above (ISA, sections IS.5
to IS.9). As noted in the last review of
the secondary NAAQS for NOX and
SOX, while the CAA section 302(h) lists
a number of welfare effects, ‘‘these
effects do not define public welfare in
and of themselves’’ (77 FR 20232, April
3, 2012).
The significance of each type of effect
with regard to potential effects on the
public welfare depends on the type and
severity of effects, as well as the extent
of such effects on the affected
environmental entity, and on the
societal use of the affected entity and
the entity’s significance to the public
welfare. Such factors have been
considered in the context of judgments
and conclusions made in some prior
reviews regarding public welfare effects.
For example, in the context of
secondary NAAQS decisions for ozone
(O3), judgments regarding public welfare
significance have given particular
attention to effects in areas with special
Federal protections (such as Class I
areas), and lands set aside by States,
Tribes and public interest groups to
provide similar benefits to the public
welfare (73 FR 16496, March 27, 2008;
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80 FR 65292, October 26, 2015).34 In the
2015 O3 NAAQS review, the EPA
recognized the ‘‘clear public interest in
and value of maintaining these areas in
a condition that does not impair their
intended use and the fact that many of
these lands contain O3¥sensitive
species’’ (73 FR 16496, March 27, 2008).
Judgments regarding effects on the
public welfare can depend on the
intended use for, or service (and value)
of, the affected vegetation, ecological
receptors, ecosystems and resources and
the significance of that use to the public
welfare (73 FR 16496, March 27, 2008:
80 FR 65377, October 26, 2015). Uses or
services provided by areas that have
been afforded special protection can
flow in part or entirely from the
vegetation that grows there or other
natural resources. Ecosystem services
range from those directly related to the
natural functioning of the ecosystem to
ecosystem uses for human recreation or
profit, such as through the production of
lumber or fuel (Constanza et al., 2017;
ISA, section IS.13). The spatial,
temporal, and social dimensions of
public welfare impacts are also
influenced by the type of service
affected. For example, a national park
can provide direct recreational services
to the thousands of visitors that come
each year, but also provide an indirect
value to the millions who may not visit
but receive satisfaction from knowing it
exists and is preserved for the future (80
FR 65377, October 26, 2015).
In the last review of the secondary
NAAQS for NOX and SOX, ecosystem
services were discussed as a method of
assessing the magnitude and
significance to the public of resources
affected by ambient air concentrations
of oxides of nitrogen and sulfur and
associated deposition in sensitive
ecosystems (77 FR 20232, April 3,
2012). That review recognized that
34 For example, the fundamental purpose of parks
in the National Park System ‘‘is to conserve the
scenery, natural and historic objects, and wildlife
in the System units and to provide for the
enjoyment of the scenery, natural and historic
objects, and wildlife in such manner and by such
means as will leave them unimpaired for the
enjoyment of future generations’’ (54 U.S.C.
100101). Additionally, the Wilderness Act of 1964
defines designated ‘‘wilderness areas’’ in part as
areas ‘‘protected and managed so as to preserve
[their] natural conditions’’ and requires that these
areas ‘‘shall be administered for the use and
enjoyment of the American people in such manner
as will leave them unimpaired for future use and
enjoyment as wilderness, and so as to provide for
the protection of these areas, [and] the preservation
of their wilderness character . . .’’ (16 U.S.C. 1131
(a) and (c)). Other lands that benefit the public
welfare include national forests which are managed
for multiple uses including sustained yield
management in accordance with land management
plans (see 16 U.S.C. 1600(1)–(3); 16 U.S.C.
1601(d)(1)).
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although there is no specific definition
of adversity to public welfare, one
paradigm might involve ascribing public
welfare significance to disruptions in
ecosystem structure and function. The
concept of considering the extent to
which a pollutant effect will contribute
to such disruptions has been used
broadly by the EPA in considering
effects. An evaluation of adversity to
public welfare might also consider the
likelihood, type, magnitude, and spatial
scale of the effect, as well as the
potential for recovery and any
uncertainties relating to these
considerations (77 FR 20218, April 3,
2012).
The types of effects on aquatic and
terrestrial ecosystems discussed in
section II.C.1 above differ with regard to
aspects important to judging their
public welfare significance. For
example, in the case of effects on timber
harvest, such judgments may consider
aspects such as the heavy management
of silviculture in the U.S., while
judgments for other categories of effects
may generally relate to considerations
regarding natural areas, including
specifically those areas that are not
managed for harvest. For example,
effects on tree growth and survival have
the potential to be significant to the
public welfare through impacts in Class
I and other areas given special
protection in their natural/existing state,
although they differ in how they might
be significant.
In this context, it may be important to
consider that S and N deposition-related
effects, such as changes in growth and
survival of plant and animal species,
could, depending on severity, extent,
and other factors, lead to effects on a
larger scale including changes in overall
productivity and altered community
composition (ISA, section IS.2.2.1 and
Appendices 5, 6, 8, 9, and 10). Further,
effects on individual species could
contribute to impacts on community
composition through effects on growth
and reproductive success of sensitive
species in the community, with varying
impacts to the system through many
factors including changes to competitive
interactions (ISA, section IS.5.2 and
Appendix 6, section 6.3.2).
In acid-impacted surface waters,
acidification primarily affects the
diversity and abundance of fish and
other aquatic life, and the ecosystem
services derived from these organisms.
(2011 PA, section 4.4.5). In addition to
other types of services, fresh surface
waters support several cultural services,
such as aesthetic, recreational, and
educational services. The type of service
that is likely to be most widely and
significantly affected by aquatic
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acidification is recreational fishing.
Multiple studies have documented the
economic benefits of recreational
fishing. Freshwater rivers and lakes of
the northeastern United States, surface
waters that have been most affected by
acidification, are not a major source of
commercially raised or caught fish; they
are, however, a source of food for some
recreational and subsistence fishers and
for other consumers (2009 REA, section
4.2.1.3). It is not known if and how
consumption patterns of these fishers
may have been affected by the historical
impacts of surface water acidification in
the affected systems. Non-use services,
which include existence (protection and
preservation with no expectation of
direct use) and bequest values, are
arguably a significant source of benefits
from reduced acidification (Banzhaf et
al., 2006). Since the 2012 review,
additional approaches and methods
have been applied to estimate the
potential effects of aquatic acidification
on uses and services of affected aquatic
ecosystems; with regard to economic
impacts, however, ‘‘for many regions
and specific services, poorly
characterized dose-response between
deposition, ecological effect, and
services are the greatest challenge in
developing specific data on the
economic benefits of emission
reductions’’ (ISA, Appendix 14, p. 14–
23).
Nitrogen loading in aquatic
ecosystems, particularly large estuarine
and coastal water bodies, has and
continues to pose risks to the services
provided by those ecosystems, with
clear implications to the public welfare
(2011 PA, section 4.4.2; ISA, Appendix
14, section 14.3.2). For example, the
large estuaries of the eastern U.S. are an
important source of fish and shellfish
production, capable of supporting large
stocks of resident commercial species
and serving as breeding grounds and
interim habitat for several migratory
species (2009 REA, section 5.2.1.3).
These estuaries also provide an
important and substantial variety of
cultural ecosystem services, including
water-based recreational and aesthetic
services. And as noted for fresh waters
above, these systems have non-use
benefits to the public (2011 PA, section
4.4.5). Studies reviewed in the ISA have
explored both enumeration of the
number of ecosystem services that may
be affected by N loading, and the
pathways by which this may occur, as
well as approaches to valuation of such
impacts. A finding of one such analysis
was that ‘‘better quantitative
relationships need to be established
between N and the effects on
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ecosystems at smaller scales, including
a better understanding of how N
shortages can affect certain
populations’’ (ISA, Appendix 14,
sections 14.5 and 14.6). The relative
contribution of atmospheric deposition
to total N loading varies widely among
estuaries, however, and has declined in
more recent years (ISA, Appendix 10,
section 10.10.1).
A complication to consideration of
public welfare implications that is
specific to N deposition in terrestrial
systems is its potential to increase
growth and yield of plants, that may be
agricultural and forest crops. Such
increased growth and yield may be
judged and valued differently than
changes in growth of other species. As
noted in section II.C.1 above,
enrichment in natural ecosystems can,
by increasing growth of N limited plant
species, change competitive advantages
of species in a community, with
associated impacts on the composition
of the ecosystem’s plant community.
The public welfare implications of such
effects may vary depending on their
severity, prevalence, or magnitude, such
as with only those rising to a particular
severity (e.g., with associated significant
impact on key ecosystem functions or
other services), magnitude or prevalence
considered of public welfare
significance. Impacts on some of these
characteristics (e.g., forest or forest
community composition) may be
considered of greater public welfare
significance when occurring in Class I
or other protected areas, due to the
value that the public places on such
areas. In considering such services in
past reviews for secondary standards for
other pollutants (e.g., O3), the Agency
has given particular attention to effects
in natural ecosystems, indicating that a
protective standard, based on
consideration of effects in natural
ecosystems in areas afforded special
protection, would also ‘‘provide a level
of protection for other vegetation that is
used by the public and potentially
affected by O3 including timber,
produce grown for consumption and
horticultural plants used for
landscaping’’ (80 FR 65403, October 26,
2015).
Although more sensitive effects are
described with increasingly greater
frequency in the evidence base of effects
related to ecosystem deposition of N
and S compounds, the available
information does not yet provide a
framework that can specifically tie
various magnitudes or prevalences of
changes in a biological or ecological
indicator (e.g., lichen abundance or
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community composition 35) to broader
effects on the public welfare. The ISA
finds that while there is an improved
understanding from information
available in this review of the number
of pathways by which N and S
deposition may affect ecosystem
services, most of these relationships
remain to be quantified (ISA, Appendix
14, section 14.6).36 This gap creates
uncertainties when considering the
public welfare implications of some
biological or geochemical responses to
ecosystem acidification or N
enrichment, and accordingly
complicates judgments on the potential
for public welfare significance. That
notwithstanding, while shifts in species
abundance or composition of various
ecological communities may not be
easily judged with regard to public
welfare significance, at some level, such
changes, especially if occurring broadly
in specially protected areas, where the
public can be expected to place high
value, might reasonably be concluded to
impact the public welfare. An
additional complexity in the current
review with regard to assessment of
effects associated with existing
deposition rates is that the current,
much-improved air quality and
associated reduced deposition is within
the context of a longer history that
included appreciably greater deposition
in the middle of the last century, the
environmental impacts of which may
remain, affecting ecosystem responses.
In summary, several considerations
are recognized as important to
judgments on the public welfare
significance of the array of welfare
effects at different exposure conditions.
These include uncertainties and
limitations that must be taken into
account regarding the magnitude of key
effects that might be concluded to be
adverse to ecosystem health and
associated services. Additionally, there
are numerous locations vulnerable to
public welfare impacts from S or N
deposition-related effects on terrestrial
and aquatic ecosystems and their
associated services. Other important
considerations include the exposure
circumstances that may elicit effects and
35 As recognized in section II.C.1.c above, lichen
communities have important roles in ecosystem
function, such as in hydrologic cycling, nutrient
cycling, and as sources of food and habitat for other
species (ISA, appendix 6).
36 While ‘‘there is evidence that N and S
emissions/deposition have a range of effects on U.S.
ecosystem services and their social value’’ and
‘‘there are some economic studies that demonstrate
such effects in broad terms,’’ ‘‘it remains
methodologically difficult to derive economic costs
and benefits associated with specific regulatory
decisions/standards’’ (ISA, appendix 14, pp. 14–23
to 14–24).
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the potential for the significance of the
effects to vary in specific situations due
to differences in sensitivity of the
exposed species, the severity and
associated significance of the observed
or predicted effect, the role that the
species plays in the ecosystem, the
intended use of the affected species and
its associated ecosystem and services,
the presence of other co-occurring
predisposing or mitigating factors, and
associated uncertainties and limitations.
3. Exposure Conditions and DepositionRelated Metrics
The ecological effects identified in
section II.C.1 above vary widely with
regard to the extent and level of detail
of the available information that
describes the exposure circumstances
that may elicit them. The information
for direct effects of SOX, N oxides and
PM in ambient air is somewhat more
straight-forward to consider as it is
generally in terms of concentrations in
air. For deposition-related effects, the
information may be about S and N
compounds in soil or water or may be
for metrics intended to represent
atmospheric deposition of those
compounds. For the latter, as recognized
in section II.A.3 above, we face the
challenge of relating that information to
patterns of ambient air concentrations.
With regard to the more complex
consideration of deposition-related
effects such as ecosystem acidification
and N enrichment, there is also wide
variation in the extent and level of
detail of the evidence available to
describe the ecosystem characteristics
(e.g., physical, chemical, and geological
characteristics, as well as atmospheric
deposition history) that influence the
degree to which deposition of N and S
associated with the oxides of S and N
and PM in ambient air elicit ecological
effects. One reason for this relates to the
contribution of many decades of
uncontrolled atmospheric deposition
before the establishment of NAAQS for
PM, oxides of S and oxides of N (in
1971), followed by the subsequent
decades of continued deposition as
standards were implemented and
updated. The impacts of this deposition
history remain in soils of many parts of
the U.S. today (e.g., in the Northeast and
portions of the Appalachian Mountains
in both hardwood and coniferous
forests, as well as areas in and near the
Los Angeles Basin), with recent signs of
recovery in some areas (ISA, Appendix
4, section 4.6.1; 2008 ISA, section
3.2.1.1). This backdrop and associated
site-specific characteristics are among
the challenges faced in identifying
deposition targets that might be
expected to provide protection going
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forward against the array of effects for
which we have evidence of occurrence
in sensitive ecosystems as a result of the
deposition of the past.
Critical loads (CLs) are frequently
used in studies that investigate
associations between various chemical,
biological, ecological and ecosystem
characteristics and a variety of N or S
deposition-related metrics. The term
critical load, which in general terms
refers to an amount (or a rate of
addition) of a pollutant to an ecosystem
that is estimated to be at (or just below)
that which would result in an ecological
effect of interest, has multiple
interpretations and applications (ISA, p.
IS–14). The dynamic nature of
ecosystem pollutant processing and the
broad array of factors that influence it
adds complications to critical load
identification and interpretation. Time
is an important dimension, which is
sometimes unstated, (e.g., in empirical
or observational analyses) and is
sometimes explicit (e.g., in steady-state
or dynamic modeling analyses) (ISA,
section IS.2.2.4). Further, this variety in
meanings stems in part from differing
judgments and associated
identifications regarding the ecological
effect (both type and level of severity)
on which the critical load focuses, and
judgment of its significance or meaning.
Studies, based on which CLs are often
identified, vary widely with regard to
the specific ecosystem characteristics
being evaluated (or judged), as well as
the benchmarks selected for judging
them, such as the deposition-related
metrics, their scope, method of
estimation and time period. The specific
details of these various factors influence
the strengths and limitations, and
associated uncertainty, of using critical
load information from such studies for
different applications. The summary
that follows is intended to reach beyond
individual critical loads developed over
a variety of studies and ecosystems and
consider the underlying study findings
with regard to key aspects of the
environmental conditions and
ecological characteristics studied. A
more quantitative variation of this is the
methodology developed for the aquatic
acidification REA in this review,
presented in the PA and summarized in
section II.D below. In those analyses, the
concept of a critical load is employed
with steady-state modeling that relates
deposition to waterbody acid
neutralizing capacity.
While recognizing the inherent
connections between watersheds and
waterbodies, such as lakes and streams,
the organization of this section
recognizes the more established state of
the information, tools, and data for
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aquatic ecosystems for characterizing
relationships between atmospheric
deposition and acidification and/or
nutrient enrichment effects under air
quality associated with the current
standards (PA, Chapter 5). Further, we
recognize the generally greater role of
atmospheric deposition in waterbodies
impacted by aquatic acidification
compared to its role in eutrophicationrelated impacts of surface waters,
particularly rivers and estuaries in and
downstream of populated watersheds, to
which direct discharges have also long
contributed, as recognized in section
II.C.1.c(1) above (ISA, Appendix 13,
section 13.1.3.1; ISA, Appendix 7,
section 7.1.1.1; 2008 ISA, section 3.2).
Therefore, with regard to depositionrelated effects, we focus first on the
quantitative information for aquatic
ecosystem effects in sections II.C.3.a.
Section II.C.3.b discusses the available
evidence regarding relationships
between deposition-related exposures
and the occurrence and severity of
effects on trees and understory
communities in terrestrial ecosystems.
Section II.C.3.c discusses the currently
available information related to
consideration of exposure
concentrations associated with other
welfare effects of nitrogen and sulfur
oxides and PM in ambient air.
a. Acidification and Nitrogen
Enrichment in Aquatic Ecosystems
Prior to the peak in S deposition
levels that occurred in the 1970s and
early 1980s, surface water sulfate
concentrations were increasing in
response to the extremely high S
deposition of the preceding years.
Subsequently, and especially more
recently, surface water sulfate
concentrations have generally
decreased, particularly in the Northeast
(Robinson et al., 2008; ISA, section
7.1.5.1.4). Some studies of long-term
projections in some waterbodies (e.g., in
the Blue Ridge Mountains region in
Virginia), however, continue to indicate
little or slow reduction in acidic ions,
even as emissions have declined. This is
an example of the competing role of
changes in S adsorption on soils and the
release of historically deposited S from
soils into surface water,37 which some
modeling has suggested will delay
chemical recovery in those water bodies
(ISA, Appendix 7, sections 7.1.2.2 and
7.1.5.1).
37 Some modeling studies in some areas have
indicated the potential for a lagged response even
as emissions and deposition decline; this lag
reflects a reduction in soil absorption of SO4¥2 and
leaching of previously accumulated S from
watersheds (ISA, appendix 7, section 7.1.2.2).
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In the 2012 review of the oxides of N
and S, quantitative analyses relating
deposition in recent times (e.g., since
2000) to ecosystem acidification, and
particularly aquatic acidification, were
generally considered to be less
uncertain, and the ability of those
analyses to inform NAAQS policy
judgments more robust, than analyses
related to deposition and ecosystem
nutrient enrichment or eutrophication
(2011 PA). While quantitative
assessment approaches for aquatic
eutrophication as a result of total N
loading are also well established, and
the evidence base regarding atmospheric
deposition and nutrient enrichment has
expanded since the 2012 review, the
significance of non-air N loading to
rivers, estuaries and coastal waters (as
recognized in section II.C.1 above)
continues to complicate the assessment
of nutrient enrichment-related risks
specifically related to atmospheric N
deposition. Accordingly, the REA
analyses developed in this review focus
on aquatic acidification. The REA and
its findings regarding deposition rates
associated with different levels of
aquatic acidification risk are
summarized in section II.D below. Thus,
the paragraphs below focus on the
available quantitative information
regarding atmospheric deposition and N
enrichment in aquatic ecosystems.
There are several other categories of
effects to aquatic ecosystems from
deposition of nitrogen and sulfur for
which there is significant scientific
evidence, based on which the ISA has
made determinations of causality; these
include N enrichment in various types
of aquatic systems, including freshwater
streams and lakes, estuarine and nearcoastal systems, and wetlands, as
described in section II.C.1 above.38
Separate quantitative analyses have not
been performed in this review for N
enrichment-related effects in these
waterbodies in recognition of a number
of factors, including modeling and
assessment complexities, and site- or
waterbody-specific data requirements,
as well as, in some cases, issues of
apportionment of atmospheric sources
separate from other influential sources.
Rather, we have reviewed the evidence
as characterized in the ISA with regard
to deposition level estimates that
studies have related to various degrees
of different effects with associated
38 Two other categories of effects assessed in the
ISA (and for which causal determinations are made)
are mercury methylation and sulfide toxicity (ISA,
appendix 12). While the evidence was sufficient to
support causal determinations between S
deposition and these effects, quantitative
information to support quantitative analysis in this
review.
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differences in potential for or clarity in
public welfare significance. The
overview provided here draws on the
summary in the PA (PA, section 5.2).
The eutrophication of wetlands and
other aquatic systems is primarily
associated with nitrogen inputs whether
from deposition or other sources. The
ranges of deposition associated with
these effects is very broad and ranges
from levels on the order of a few kg N/
ha-yr for impacts to diatom
communities in high elevation lakes to
over 500 kg N/ha-yr for some effects of
interest in some wetland N addition
studies. While the information available
on these types of impacts is sufficient
for causal determinations, it is often
very localized and less informative for
other uses, such as for the purpose of
quantitative assessment relating
deposition to waterbody response at an
array of U.S. locations. Accordingly, in
this review, this information was
considered from a more descriptive
perspective in characterizing conditions
reported in the evidence as associated
with various effects described in section
II.C.1 above.
There is also considerable information
available for estuaries and coastal
systems. The relationship between N
loading and algal blooms, and
associated water quality impacts, has
led to numerous water quality modeling
projects, over the past few decades, that
have quantified eutrophication
processes in multiple estuaries, near
coastal marine ecosystems and large
river systems, to relate N loading to
various water quality indicators to
inform water quality management
decision-making in multiple estuaries,
including Chesapeake Bay, Narraganset
Bay, Tampa Bay, Neuse River Estuary
and Waquoit Bay (ISA, Appendix 7,
section 7.2). These projects often use
indicators of nutrient enrichment, such
as chlorophyll a, dissolved oxygen, and
reduced abundance of submerged
aquatic vegetation, among others (ISA,
section IS.7.3 and Appendix 10, section
10.6). For these estuaries, the available
information regarding atmospheric
deposition and the establishment of
associated target loads varies across the
various estuaries (ISA, Appendix 7,
Table 7–9).
While a focus is identification of total
N loading targets for purposes of
attaining water quality standards for
such indicators, the modeling work also
includes apportionment of sources,
which vary by system. The assignment
of targets to different source types (e.g.,
groundwater, surface water runoff, and
atmospheric deposition) in different
waterbodies and watersheds also varies
for both practical and policy reasons.
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Further, during the multi-decade time
period across which these activities
have occurred, atmospheric deposition
of N in coastal areas has declined. In
general, however, atmospheric
deposition targets for N for the large
systems summarized above have been
on the order of 10 kg/ha-yr, with some
somewhat lower and some somewhat
higher.
The establishment of target N loads to
surface waterbodies is in many areas
related to implementation of the total
maximum daily load (TMDL)
requirements of section 303(d) of the
Clean Water Act (CWA).39 Nutrient load
allocation and reduction activities in
some large estuaries predate
development of CWA 303(d) TMDLs.
The multiple Chesapeake Bay
Agreements signed by the U.S. EPA,
District of Columbia, and States of
Virginia, Maryland, and Pennsylvania
first established the voluntary
government partnership that directs and
manages bay cleanup efforts and
subsequently included commitments for
reduction of N and phosphorus loading
to the bay. Efforts prior to 2000 focused
largely on point-source discharges, with
slower progress for nonpoint-source
reductions via strategies such as
adoption of better agricultural practices,
reduction of atmospheric N deposition,
enhancement of wetlands and other
nutrient sinks, and control of urban
sprawl (2008 ISA, section 3.3.8.3).
Studies since 2000 estimate atmospheric
deposition as a major N source in the
overall N budget for Chesapeake Bay 40
(ISA, section 7.2.1; Howarth, 2008;
Boyer et al., 2002). The TMDL
established for Chesapeake Bay in 2010,
under requirements of section 303(d) of
the Clean Water Act, included a loading
allocation for atmospheric deposition of
N directly to tidal waters, which was
projected to be achieved by 2020 based
on air quality progress under existing
Clean Air Act regulations and programs
(U.S. EPA, 2010).41
39 Under the CWA, section 303(d), every two
years, states and other jurisdictions are required to
list impaired waterbodies not meeting water quality
standards. For waterbodies on the list, a TMDL
must be developed that identifies the maximum
amount of pollutant a waterbody can receive and
still meet water quality standards, e.g., standards for
dissolved oxygen and chlorophyll a (which are
indicators of eutrophication).
40 For example, a 2011 analysis estimated
atmospheric deposition to the Chesapeake Bay
watershed to account for approximately 25% of
total N inputs to the estuary (ISA, Appendix 7,
section 7.2.1).
41 As recognized on the EPA web page describing
this activity, the TMDL, formally established in
December 2010 ‘‘is designed to ensure that all
pollution control measures needed to fully restore
the Bay and its tidal rivers are in place by 2025.’’
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Jurisdictions for other U.S. estuaries
have also developed TMDLs to address
nutrient loading causing eutrophication.
For example, atmospheric deposition in
2000 was identified as the third largest
source of N loading to Narragansett Bay
via the watershed and directly to the
Bay, at 20% of the total (ISA, Appendix
7, section 7.2.1). Similarly, atmospheric
deposition was estimated to account for
approximately a third of N input to
several small- to medium-sized estuaries
of southern New England, with the
percentage varying widely for
individual estuaries (ISA, Appendix 7,
section 7.2.1; Latimer and Charpentier,
2010).42 Another modeling study in the
Waquoit Bay estuaries in Cape Cod,
Massachusetts, using data since 1990,
estimated atmospheric deposition to
have decreased by about 41% while
wastewater inputs increased 80%, with
a net result that total loads were
concluded to not have changed over that
time period (ISA, Appendix 7, section
7.2.1). Another well-studied estuarine
system is Tampa Bay, for which a 2013
study estimated atmospheric sources to
account for more than 70% of total N
loading based on 2002 data (ISA,
Appendix 7, section 7.2.1). The TMDL
for Tampa Bay allocates 11.8 kg/ha-yr N
loading to atmospheric deposition (ISA,
Appendix 16, section 16.4.2; Janicki
Environmental, 2013). The Neuse River
Estuary is another for which modeling
work has investigated the role of N
loading from multiple sources on
nutrient enrichment 43 and associated
water quality indicators, including
chlorophyll a (ISA, Appendix 10,
section 10.2).
Nitrogen loading to estuaries has also
been considered specifically with regard
to impacts on submerged aquatic
vegetation. For example, eelgrass
coverage was estimated to be markedly
reduced in shallow New England
estuaries with N loading at or above 100
kg N/ha-yr (ISA, Appendix 10, section
10.2.5). Another study estimated
loading rates above 50 kg/ha-yr as a
The website also indicates that ’’ EPA expects
practices in place by 2017 to meet 60 percent of the
necessary reductions,’’ and for some areas to
recover before others, but for it to take years after
2025 for the Bay and its tributaries to fully recover
(https://www.epa.gov/chesapeake-bay-tmdl/
frequent-questions-about-chesapeake-bay-tmdl).
42 For example, across the 74 estuaries in the 3state coastal region studied, N from atmospheric
deposition to estuary watersheds was generally
estimated to account for less than 25% of total N
inputs, while estimates for a few small estuaries in
CT were higher than 51% (but below 75%) (Latimer
and Charpentier, 2010).
43 One evaluation of progress in achieving
mandated N reductions in the Neuse River Basin in
NC found that flow-normalized N loading from
NO3¥ decreased beginning in the 1992–1996 period
(ISA Appendix 10, section 10.2; Lebo et al., 2012).
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threshold at which habitat extent may
be impacted (ISA, Appendix 10, section
10.2.5; Latimer and Rego, 2010). Factors
that influence the impact of N loading
on submerged vegetation include
flushing and drainage in estuaries (ISA,
Appendix 10, section 10.6).
b. Deposition-Related Effects in
Terrestrial Ecosystems
The evidence of atmospheric
deposition contributing to acidification
and N enrichment-related effects in
terrestrial systems is strong, as
evidenced by the causal determinations
made in the ISA and summarized in
section II.C.1.b(2) and II.C.1.c(2) above.
Accordingly, the subsections below
describe the available information in
this review, including that available in
the last review, regarding quantitative
relationships between atmospheric
deposition rates and specific terrestrial
effects of interest.
The terrestrial analyses in the 2012
review included a critical load-based
quantitative modeling analysis focused
on BC:Al ratio in soil (the benchmarks
for which are based on laboratory
responses rather than field
measurements) for terrestrial
acidification and a qualitative
characterization of nutrient enrichment
(2009 REA). The more qualitative
approach taken for nutrient enrichment
in the 2012 review involved describing
deposition ranges identified from
observational or modeling research as
associated with potential effects/
changes in species, communities, and
ecosystems, with recognition of
uncertainties associated with
quantitative analysis of these
depositional effects (2011 PA, section
3.2.3). In this review, rather than
performing new quantitative analyses
focused on terrestrial ecosystems, we
draw on analyses in the 2009 REA, and
on more recent published studies
recognized in the ISA that provide
information pertaining to deposition
levels associated with effects related to
terrestrial acidification and N
enrichment. This approach considers
the available studies with investigation
into various assessment approaches.
The subsections below discuss the
available studies of deposition and risk
to trees (section II.C.3.b(1)) and to herbs,
shrubs, and lichens in section
II.C.3.b(2). Since the 2012 combined
review of the secondary NAAQS for N
oxides and SOX, in addition to
publications of analyses that apply
steady-state (and dynamic) modeling to
predict future soil acidity conditions in
various regions of the U.S. under
differing atmospheric loading scenarios
(ISA, Appendix 4, section 4.6.2), several
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publications have analyzed large
datasets from field assessments of tree
growth and survival, as well as
understory plant community richness,
with estimates of atmospheric N and/or
S deposition (ISA, Appendix 6, section
6.5). These latter studies investigate the
existence of associations of variations in
plant community or individual
measures (e.g., species richness, growth,
survival) with a metric for deposition
during an overlapping time period,
generally of a decade or two in duration.
Soil acidification modeling and
observational studies, as well as
experimental addition studies, each
with their various design features and
associated strengths and limitations (as
noted immediately below), inform
consideration of N and S deposition
levels of interest in the review.
In general, observational or gradient
studies differ from the chemical mass
balance modeling approach in a number
of ways that are relevant to their
consideration and use for our purposes
in this review. One difference of note is
the extent to which their findings reflect
or take into account the ecosystem
impacts of historical deposition.
Observational studies are describing
variation in indicators in the current
context (with any ecosystem impacts,
including stores of deposited chemicals
that remain from historical loading).
Historical loading, and its associated
impacts, can also contribute to effects
analyzed with estimates of more recent
deposition in observational studies.
Mass balance modeling, in the steadystate mode that is commonly used for
estimating critical loads for acidification
risk, does not usually address the
complication of historical deposition
impacts that can play a significant role
in timing of system recovery. In this
type of modeling, timelines of the
various processes are not addressed.
While this provides a simple approach
that may facilitate consideration
unrelated to recovery timelines, it
cannot address the potential for changes
in influential factors that may occur
over time with different or changed
deposition patterns.
For example, in considering the
potential for terrestrial ecosystem
impacts associated with different levels
of deposition, the simple mass balance
models common for estimating critical
acid loads related to BC:Al ratio are
often run for the steady state case.
Accordingly, the underlying assumption
is that while historic deposition, and the
various ways it may affect soil
chemistry into the future (e.g., through
the stores of historically deposited
sulfur), may affect time to reach steady
state (e.g., as the system processes the
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past loadings), it would not be expected
to affect the steady state solution (i.e.,
the estimated critical load for the
specified soil acidification indicator
target value). The complexities
associated with site-specific aspects of
ecosystem recovery from historic
depositional loading (which contribute
uncertainties to interpretation of steadystate solutions) become evident through
application of dynamic models.
Observational studies, on the other
hand, due to their focus on an existing
set of conditions, are inherently affected
by the potential influence of historical
deposition and any past or remaining
deposition-related impacts on soil
chemistry and/or biota, in addition to
other environmental factors. The extent
of the influence of historical deposition
(and its ramifications) on the
associations reported in these studies
with metrics quantifying more recent
deposition is generally not known.
Where patterns of spatial variation in
recent deposition are similar to those for
historic deposition, there may be
potential for such influence. This is an
uncertainty associated with
interpretation of the observational
studies as to the deposition levels that
may be contributing to the observed
variation in plant or plant community
responses. Thus, while observational
studies contribute to the evidence base
on the potential for N/S deposition to
contribute to ecosystem effects (and
thus are important evidence in the ISA
determinations regarding causality),
their uncertainties (and underlying
assumptions) differ from those of
modeling analyses, and they may be
somewhat less informative with regard
to identification of specific N and S
deposition levels that may elicit
ecosystem impacts of interest. Both
types of studies, as well as N addition
experiments, which are not generally
confounded by exposure changes
beyond those assessed (yet may have
other limitations) have been considered,
with key findings summarized below.
(1) Deposition and Risks to Trees
The available quantitative information
regarding S and N deposition and effects
on trees including modeling
applications, both from the 2012 review
and from studies, is described in the
ISA. Steady-state modeling analysis
performed in the 2009 REA estimated
annual amounts of acid deposition at or
below which one of three BC:Al target
values would be met in a 24-state area
in which the acid-sensitive species, red
spruce and sugar maple, occur. A range
of acid deposition was estimated for
each of the three target values. Recent
estimates of total S and N deposition in
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regions of the U.S. appear to meet all
but the most restrictive of these targets,
for which the uncertainty is greatest
(e.g., ISA, Appendix 2, sections 2.6 and
2.7). Uncertainties associated with these
analyses include those associated with
the limited dataset of laboratorygenerated data on which the BC:Al
target values are based (PA, section
5.3.2).There are also uncertainties in the
steady-state modeling parameters, most
prominently those related to base cation
weathering and acid neutralizing
capacity (2009 REA, section 4.3.9). More
recent publications have employed a
new approach to estimating these
parameters, including the weathering
parameter (BCw), which reduced the
uncertainty associated with this
parameter (e.g., Phelan et al., 2014;
McDonnell et al., 2012; ISA, Appendix
4, sections 4.6.2.1 and 4.8.4 and
Appendix 5, section 5.4).
Experimental addition studies of S, or
S plus N have been performed in eastern
locations and focused on a small set of
species, including sugar maple, aspen,
white spruce, yellow poplar, and black
cherry; these studies generally have not
reported growth effects (PA, Appendix
5B, section 5B.3.1; ISA, Appendix 6,
sections 6.3.4, 6.3.5 and Table 6–21). A
study involving both S and N additions
greater than 20 kg/ha-yr for each
substance reported increased growth
rate for sugar maple but not for the
second species (Bethers et al., 2009),
while another study of similar dosing of
S and N reported reduced growth in
three species after 10 years that resolved
in two of the species after 22 years
(Jensen et al., 2014). In both situations,
background deposition contributions
were also appreciable, e.g., greater than
6 kg N/ha-yr (PA, Appendix 5B, Table
5B–1). Uncertainties associated with
these analyses include the extent to
which the studies reflect steady-state
conditions. Given the variability in the
durations across these studies and the
relatively short durations for some (e.g.,
less than five years), it might be
expected that steady-state conditions
have not been reached, such that the S/
N loading is within the buffering
capacity of the soils. With regard to N
addition, the available studies have
reported mixed results for growth and
survival for several eastern species
including oaks, spruce, maples and
pines (PA, Table 5B–1; Magill et al.,
2004; McNulty et al., 2005; Pregitzer et
al., 2008; Wallace et al., 2007). Some
studies have suggested that this
variation in responses is related to the
dominant mycorrhizal association of the
species (e.g., Thomas et al., 2010). It is
not clear the extent to which such
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findings may be influenced by speciesspecific sensitivities or soils and trees
already impacted by historic deposition,
or other environmental factors.
With regard to S deposition, the two
large observational studies that analyzed
growth and/or survival measurements in
tree species at sites in the eastern U.S.
or across the country report negative
associations of tree survival and growth
with the S deposition metric for nearly
half the species individually and
negative associations of tree survival for
9 of the 10 species’ functional type
groupings (Dietze and Moorcroft, 2011;
Horn et al., 2018 44). Interestingly,
survival for the same 9 species groups
was also negatively associated with
long-term average ozone (Dietze and
Moorcroft, 2011). The S deposition
metrics for the two studies were mean
annual average deposition estimates for
total S or sulfate (wet deposition) during
different, but overlapping, time periods
of roughly 10-year durations. The full
range of average SO42¥ deposition
estimated for the 1994–2005 time period
assessed by Dietze and Moorcroft (2011)
for the eastern U.S. study area was 4 to
30 kg S ha¥1yr¥1. The second study
covered the more recent time period
(2000–2013) and 71 species distributed
across the U.S. To draw on this study
with regard to S deposition levels of
interest, the distribution of S deposition
estimates for each species were
considered in the PA (Appendix 5B,
section 5B.2 and Attachments 2A and
2B). In this national-scale analysis, the
range of median S deposition for sites of
those species for which negative
associations with growth or survival
were reported, was 5 to 12 kg S
ha¥1yr¥1, with few exceptions (Horn et
al., 2018).45
Regarding N deposition, the three
large observational studies that analyzed
growth and/or survival measurements in
tree species at sites in the northeastern
or eastern U.S., or across the country,
report associations of tree survival and
growth with several N deposition
metrics (Dietze and Moorcroft, 2011;
Thomas et al., 2010; Horn et al., 2018).
Estimates of average N deposition across
the full set of sites analyzed by Thomas
et al. (2010) in 19 states in the
northeastern quadrant of the U.S. ranged
from 3 to 11 kg N/ha-yr for the period
2000–2004. The N deposition metrics
for these three studies were mean
44 The study by Horn et al. (2018) constrained the
S analyses to preclude a positive association with
S.
45 This range is for median S deposition estimates
(based on measurement interval average, occurring
within 2000–2013) of nonwestern species with
negative associations with growth or survival
ranged (Horn et al., 2018).
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annual average deposition estimates for
total N or nitrate (wet deposition)
during different, but overlapping, time
periods that varied from 5 to more than
10 years. The full range of average NO3
deposition estimated for the 1994–2005
time period assessed by Dietze and
Moorcroft (2011) for the eastern U.S.
study area was 6 to 16 kg N ha¥1yr¥1.
Median N deposition estimated
(measurement interval average [falling
within 2000–13]) at sites of nonwestern
species for which associations with
growth or survival were negative (either
over full range or at median for species)
ranged from 7 to 12 kg N ha¥1yr¥1
(Horn et al., 2018).
In considering what can be drawn
from these studies with regard to
deposition levels of potential interest for
tree species effects, such as the ranges
identified above, a number of
uncertainties are recognized. For
example, several factors were not
accounted for that have potential to
influence tree growth and survival.
Although O3 was analyzed in one of the
three studies, soil characteristics and
other factors with potential to impact
tree growth and survival (other than
climate) were not assessed, contributing
uncertainty to their interpretations.
Further, differences in findings for the
various species (or species’ groups) may
relate to differences in geographic
distribution of sampling locations,
which may contribute to differences in
ranges of deposition history,
geochemistry etc.
Additionally, as noted above, the
extent to which associations reflect the
influence of historical deposition
patterns and associated impact is
unknown. There is a general similarity
in findings among the studies,
particularly of Horn et al. (2018) and
Dietze and Moorcroft (2011), even
though the time period and estimation
approach for S and N deposition differ
(PA, Appendix 5B, Table 5B–6). The
extent to which the differences in
growth or survival across sites with
different deposition estimates are
influenced by historically higher
deposition (e.g., versus the magnitude of
the average over the measurement
interval) is unknown. Given the role of
deposition in causing soil conditions
that affect tree growth and survival, and
a general similarity of spatial variation
of recent deposition to historic
deposition, an uncertainty associated
with quantitative interpretation of these
studies is the extent to which the
similarity in the two studies’ finding
may indicate the two different metrics
to both be reflecting geographic
variation in impacts stemming from
historic deposition. Although the spatial
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deposition patterns across the full time
period are somewhat similar, the
magnitudes of S and N deposition in the
U.S. have changed appreciably over the
time period covered by these studies
(e.g., PA, Appendix 5B, Figures 5B–9
through 5B–12).46 The appreciable
differences in deposition magnitude
across the time periods also contribute
uncertainty to interpretations related to
specific magnitudes of deposition
associated with patterns of tree growth
and survival. There are few studies of
recovery in historically impacted areas
in the ISA that might address such
uncertainties (e.g., ISA, section IS.4.1,
IS.5.1, IS.11.2).
(2) Deposition Studies of Herbs, Shrubs
and Lichens
The available studies that may inform
our understanding of exposure
conditions, including N deposition
levels, of potential risk to herb, shrub
and lichen communities include
observational or gradient studies and
experimental addition conducted in
different parts of the U.S. Among the
studies of plant communities are
observational studies of herbaceous
species richness at sites in a multi-state
study area and of grassland or coastal
sage scrub communities in southern
California, and experimental addition
experiments in several western herb or
shrub ecosystems. The experimental
addition studies indicate effects on
community composition associated with
annual N additions of 10 kg N/ha-yr (in
the context of background deposition on
the order of 6 kg N/ha-yr) and higher
(PA, section 5.3.3.1). Experiments
involving additions of 5 kg N/ha-yr
variously reported no response or
increased cover for one species (in
context of background deposition
estimated at 5 kg N/ha-yr). The
landscape-level analysis of coastal sage
scrub community history in southern
California observed a greater likelihood
of recovery of sites with relatively low
invasion of exotic invasive grasses when
the N deposition metric level was below
11 kg N/ha-yr. Lastly, the multi-state
analysis of herbaceous species richness
reported a negative association with N
deposition metric values above 8.7 kg
N/ha-yr at open-canopy sites and above
6.5 kg/ha-yr and low pH sites. In
46 Sulfur deposition in the U.S. across the full
period of these studies (1994–2013) generally
exhibited a consistent pattern of appreciable
declines, with study plots, particularly in the East,
having experienced decades of much higher S
deposition in the past. Similarly, N deposition
during the combined time period of the studies
(1994–2013) has also changed, with many areas
experiencing declines and a few areas experiencing
deposition increases for some N species and in total
N (PA, section 6.2.1).
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forested sites, negative associations
were found above 11.6 kg N/ha-yr in
sites with acidic soil pH at or above 4.5
(PA, section 5.3.3).
Limitations and associated
uncertainties vary between the two
types of studies (experimental addition
and observational). Both are limited
with regard to consideration of the
impacts of long-term deposition. While
there are some experimental addition
studies lasting more than 20 years,
many are for fewer than 10 years.
Additionally, such studies are
necessarily limited with regard to the
number and diversity of species and
ecosystems that can be analyzed. In the
case of observational studies, decades of
S and N deposition—and elevated levels
of airborne pollutants, including ozone
and nitrogen oxides, in the U.S.—have
affected the ecosystems studied; and
these studies generally have not
accounted for the influence of historical
deposition on the associations observed
with more recent deposition metrics.
Further, given that observational studies
occur in real time, there is uncertainty
associated with characterization,
including quantification, of the
particular exposure conditions that may
be eliciting patterns of ecosystem
metrics observed.
The few studies of lichen species
diversity and deposition-related metrics,
while contributing to the evidence that
relates deposition, including acidic
deposition in eastern locations, to
relative abundance of different lichen
species, are more limited with regard to
the extent that they inform an
understanding of specific exposure
conditions in terms of deposition levels
that may elicit specific responses. A
number of factors limit such
interpretations of the currently available
studies (PA, section 5.3.3.2). These
factors include uncertainties related to
the methods employed to represent N
deposition, the potential role of other
unaccounted-for environmental factors
(including O3, SO2, S deposition and
historical air quality and associated
deposition), and uncertainty concerning
the independence of any effect of
deposition levels from residual effects of
past patterns of deposition. We
additionally note the information on
exposure conditions associated with
effects on lichen species of oxides of N
such as HNO3 in section II.C.3.c below.
c. Direct Effects of N Oxides, SOX and
PM in Ambient Air
The evidence related to exposure
conditions for other effects of SOX, N
oxides and PM in ambient air includes
concentrations of SO2 and NO2
associated with effects on plants,
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concentrations of NO2 and HNO3
associated with effects on plants and
lichens, and quite high concentrations
of PM that affect plant photosynthesis.
The PM effects described in the
evidence are nearly all related to
deposition. With regard to oxides of N
and S, we note that some effects
described may be related to dry
deposition of SO2 and HNO3 onto plant
and lichen surfaces. These exposure
pathways would be captured in
observational studies and could also be
captured in some fumigation
experiments.
With regard to SO2, the evidence
comes from an array of studies,
primarily field studies for the higher
concentrations associated with visible
foliar injury and laboratory studies for
other effects. With regard to oxides of N,
the evidence indicates that effects on
plants and lichens occur at much lower
exposures to HNO3 (than to NO2). The
laboratory and field studies of oxides of
N vary regarding their limitations; field
studies are limited with regard to
identification of threshold exposures for
the reported effects, and uncertainties
associated with controlled experiments
include whether the conditions under
which the observed effects occur would
be expected in the field. With regard to
the latter, the elevated concentrations of
NO2 and HNO3 in the Los Angeles area
in the 1970s–90s are well documented
as is the decline of lichen species in the
Los Angeles Basin during that time (PA,
section 5.4.2).47 Such an assessment of
lichen species and elevated
concentrations of N oxides is not
available for other locations across the
U.S.
Ecological effects associated with SOX
in ambient air include effects on
vegetation, such as foliar injury,
depressed photosynthesis, and reduced
growth or yield. Within the recently
available information are observational
studies reporting increased tree growth
in association with reductions in SO2
emissions. These studies, however, do
not generally report the SO2
concentrations in ambient air or account
for the influence of changes in
concentrations of co-occurring
pollutants such as ozone (ISA,
Appendix 3, section 3.2). The available
data for direct effects are drawn from
47 For example, concentrations of HNO reported
3
in forested areas of California in the 1980s ranged
up to 33 ug/m3, and annual average NO2
concentrations in the Los Angeles area ranged from
0.078 ppm in 1979 to 0.053 ppm in the early 1990s
(PA, section 5.4.2). Ambient air concentrations of
HNO3 in the Los Angeles metropolitan area have
declined markedly, as shown in Figure 2–23 of the
PA, which compares concentrations at CASTNET
monitoring sites between 2019 and 1996 (PA,
section 2.4.1).
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experimental studies or observational
studies in areas near sources, with the
most studied effect being visible foliar
injury to various trees and crops (ISA,
Appendix 3, section 3.2; 1982 AQCD,
section 8.3). With regard to foliar injury,
the current ISA states there to be ‘‘no
clear evidence of acute foliar injury
below the level of the current standard’’
(ISA, p. IS–37). Few studies report yield
effects from acute exposures, with the
available ones reporting relatively high
concentrations, such as multiple hours
with concentrations above 1 ppm (1982
AQCD, section 8.3). Effects have also
been reported on photosynthesis and
other functions in a few lichen species
groups, although recovery of these
functions was observed from short,
multi-hour exposures to concentrations
below about 1 ppm (ISA, Appendix 3,
section 3.2).
The direct welfare effects of N oxides
in ambient air include effects on plants
and lichens. For plants, studies reported
in the ISA did not report effects on
photosynthesis and growth resulting
from exposures of NO2 concentrations
below 0.1 ppm (ISA, Appendix 3,
section 3.3). The information is more
limited regarding exposures to other
oxides of N.
The evidence for HNO3 includes
controlled exposure studies describing
foliar effects on several tree species.
Nitric acid has also been found to
deposit on and bind to the leaf or needle
surfaces. Studies of ponderosa pine,
white fir, California black oak and
canyon live oak involving continuous
chamber exposure over a month to 24hour average HNO3 concentrations
generally ranging from 10 to 18 mg/m3
(moderate treatment) or 18 to 42 mg/m3
(high treatment), with the average of the
highest 10% of concentrations generally
ranging from 18 to 42 mg/m3 (30–60 mg/
m3 peak) or 89 to 155 mg/m3 (95–160 mg/
m3 peak), resulted in damage to foliar
surfaces of the 1 to 2-year old plants
(ISA, Appendix 3, section 3.4; Padgett et
al., 2009). The moderate treatment
reflects exposure concentrations
observed during some summer periods
in the Los Angeles Basin in the mid1980s, including a high HNO3
concentration of 33 ug/m3 in August
1986 (Padgett et al., 2009; Bytnerowicz
and Fenn, 1996), when annual average
NO2 concentrations in the Basin ranged
up to 0.058 ppm (U.S. EPA, 1987).
In addition to the observational
studies of lichen communities in the
Los Angeles Basin impacted by ambient
air concentrations from the 70s, the
available evidence for lichens includes
a recent laboratory study, involving
daily HNO3 exposures for 18 to 78 days,
with daily peaks near 50 ppb (∼75 mg/
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m3) that reported decreased
photosynthesis, among other effects
(ISA, Appendix 6, section 6.2.3.3;
Riddell et al., 2012). Based on studies
extending back to the 1980s, HNO3 has
been suspected to have had an
important role in the dramatic declines
of lichen communities that occurred in
the Los Angeles basin (ISA, Appendix 3,
section 3.4; Nash and Sigal, 1999;
Riddell et al., 2008; Riddell et al., 2012).
For example, lichen transplanted from
clean air habitats to analogous habitats
in the Los Angeles basin in 1985–86
were affected in a few weeks by
mortality and appreciable accumulation
of H+ and NO3¥ (ISA, Appendix 3,
section 3.4; Boonpragob et al., 1989).
The Los Angeles metropolitan area
experienced NO2 concentrations well in
excess of the NO2 secondary standard
during this period. For example, annual
average NO2 concentrations in Los
Angeles ranged up to 0.078 ppm in 1979
and remained above the standard level
of 0.053 ppm into the early 1990s (PA,
Appendix 5B, section 5B.4.1). Over the
last several decades, the magnitude of
both dry deposition of HNO3 and annual
average HNO3 concentration in this
area, and nationally, and the spatial
extent of high deposition rates and
concentrations have dramatically
declined (PA, Figure 2–23; ISA,
Appendix 2, Figure 2–60). The evidence
indicates NO2, and particularly HNO3,
as ‘‘the main agent of decline of lichen
in the Los Angeles basin’’ (ISA,
Appendix 3, p. 3–15), thus indicating a
role for the elevated concentrations of
nitrogen oxides documented during the
1970s to 1990s (and likely also
occurring earlier). More recent studies
indicate variation in eutrophic lichen
abundance to be associated with
variation in N deposition metrics (ISA,
Appendix 6, section 6.2.3.3). The extent
to which these associations are
influenced by residual impacts of
historic air quality is unclear and the
extent to which similar atmospheric
conditions and ecological relationships
exist in other locations in the U.S. is
uncertain.
Little information is available on
welfare effects of airborne PM at
concentrations commonly occurring in
the U.S. today, and the available
information does not indicate effects to
occur under such conditions. The extent
to which quantitative information is
available for airborne PM concentrations
associated with ecological effects varies
for the different types of effects. The
concentrations at which PM has been
reported to affect vegetation (e.g.,
through effects on leaf surfaces, which
may affect function, or through effects
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on gas exchange processes) are generally
higher than those associated with
conditions meeting the current
standards and may be focused on
specific particulate chemicals rather
than on the mixture of chemicals in PM
occurring in ambient air (ISA, Appendix
15, sections 15.4.3 and 15.4.6). Studies
involving ambient air PM have generally
involved conditions that are much
higher than those common to the U.S.
today (ISA, Appendix 15, sections
15.4.3 and 15.4.4).
D. Quantitative Exposure/Risk
Assessment for Aquatic Acidification
Our consideration of the scientific
evidence available in the current review
is informed by results from quantitative
analyses of estimated acidic deposition
and associated risk of aquatic
acidification (PA, section 5.1 and
Appendix 5A). These REA analyses, like
those in the last review, make use of
well-established modeling tools and
assessment approaches for this
endpoint. Other categories of effects of
S and N deposition have been the
subject of quantitative analyses, both in
the last review (e.g., terrestrial
acidification) and in other contexts (e.g.,
eutrophication of large rivers and
estuaries), each with associated
complexities and specificity (section
II.C.3 above). The PA while focusing the
new analyses on aquatic acidification
risks, as summarized here, also draws
on findings of available analyses for the
other categories of effects (e.g., as
summarized in section II.C.3 above).
The REA analyses, summarized here
and presented in detail in Appendix 5A
of the PA, have focused on ANC as an
indicator of aquatic acidification risk
(PA, section 5.1 and Appendix 5A). This
focus is consistent with such analyses
performed in the 2012 review and with
the longstanding evidence that
continues to demonstrate a causal
relationship between S and N
deposition and alteration of freshwater
biogeochemistry and between acidifying
S and N deposition and changes in
biota, including physiological
impairment and alteration of species
richness, community composition, and
biodiversity in freshwater ecosystems
(ISA, Table ES–1), as summarized in
section II.C.1 above.
Section II.D.1 summarizes key aspects
of the assessment design, including the
conceptual approach and tools,
indicator reference or benchmark
concentrations, the assessment scales,
study areas and waterbodies analyzed,
and exposure and risk metrics derived.
Key limitations and uncertainties
associated with the assessment are
identified in section II.D.2 and the
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exposure and risk estimates are
summarized in section II.D.3. An
overarching focus of these analyses is
characterization of aquatic acidification
risk in sensitive ecoregions associated
with different deposition conditions.
1. Key Design Aspects
The REA for this review entailed a
multi-scale analysis of waterbodies in
the contiguous U.S. that assessed
waterbody-specific aquatic acidification
at three spatial scales: national,
ecoregion, and case study area (PA,
Appendix 5A). The assessment involved
evaluation of deposition and water
quality response at the waterbody site
level, which has been summarized at
the national, ecoregion, and case study
level. The national-scale analysis
involved waterbody sites across the U.S.
for which relevant data were available.48
The ecoregion-scale analysis focused on
waterbodies in a set of 25 ecoregions
generally characterized as acidsensitive; and the more localized case
study-scale analysis focused on
waterbodies in five case study areas
across the U.S., within each of which
were Class I areas.
The impact of acidifying S or N
deposition estimated for five different
time periods (2001–03, 2006–08, 2010–
12, 2014–16 and 2018–20) was
evaluated using a CL approach that
relied on waterbody location-specific CL
estimates derived for other applications
and available in the National Critical
Loads Database (NCLD) 49 (PA,
Appendix 5A). The CL estimates used in
the assessment were largely based on
steady-state modeling, and the modeling
applications focused on ANC,
producing CL estimates (acidifying
deposition in terms of kg/ha-yr or meq/
m2-yr [milliequivalents per square meter
per year] for S and N compounds) for
48 The national-scale analysis focused on the
contiguous U.S. as there are insufficient data
available for Hawaii, Alaska, and the territories. Of
the four hierarchical levels of ecoregion
categorization, the REA utilized level III which
divides the contiguous U.S. into 84 ecoregions
(Omernik and Griffith, 2014). The 69 of these 84
ecoregions in which there was at least one site with
sufficient data comprised the national scale.
49 The NCLD is comprised of CLs calculated from
several common models: (1) steady-state massbalance models such as the Steady-State Water
Chemistry (SSWC), (2) dynamic models such as
Model of Acidification of Groundwater In
Catchments (MAGIC) (Cosby et al., 1985) or
Photosynthesis EvapoTranspiration Biogeochemical
model (PnET–BGC) (Zhou et. al., 2015) run out to
year 2100 or 3000 to model steady-state conditions
and (3) regional regression models that use results
from dynamic models to extrapolate to other
waterbodies (McDonnell et. al., 2012; Sullivan et
al., 2012a). Data and CL estimates in the NCLD are
generally focused on waterbodies impacted by
deposition-driven acidification and are described in
documentation for the database version (PA, section
5.1.2.3; Lynch et al., 2022).
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different ANC concentrations. Of the 84
ecoregions in the contiguous U.S., 64
have at least one waterbody site with a
CL estimate (PA, Appendix 5A). Given
its common use in categorizing
waterbody sensitivity, ANC was used as
the indicator of acidification risk in this
assessment (PA, section 5.1.2.2).
Deposition estimates, as 3-year averages
of annual TDep estimates, were
compared to the CL estimates for three
different ANC benchmark
concentrations (targets or thresholds), in
recognition of the watershed variability
and associated uncertainties, as an
approach for characterizing aquatic
acidification risk (PA, section 5.1).
The available evidence and scientific
judgments were considered in
identifying the three ANC benchmark
concentrations: 20 meq/L, 30 meq/L, 50
meq/L (PA, section 5.1.2.2). Selection of
these benchmark ANC concentrations
reflects several considerations. For
example, most aquatic CL studies
conducted in the U.S. since 2010 use an
ANC of 20 and/or 50 meq/L, because 20
meq/L has been suggested to provide
protection for a ‘‘natural’’ or
‘‘historical’’ 50 range of ANC, and 50
meq/L to provide greater protection,
particularly from episodic acidification
events 51 (Dupont et al., 2005; Fakhraei
et al., 2014; Lawrence et al., 2015;
Lynch et al., 2022; McDonnell et al.,
2012, 2014; Sullivan et al., 2012a,
2012b). For example, levels below 20
meq/L have been associated with fish
species reductions in some sensitive
waterbodies of the Shenandoah and
Adirondack Mountains. Levels of ANC
ranging from 30 to 40 meq/L have been
reported to provide sufficient buffering
to withstand acidic inputs associated
with episodic springtime rain or
snowmelt events. An ANC value of 50
meq/L has often been cited in the
literature as a target for many areas, and
in the 2012 review, ANC values at or
above 50 meq/L were described as
providing an additional level of
protection although with increasingly
greater uncertainty for values at/above
50 For example, dynamic modeling simulations in
acid-sensitive streams of the southern Blue Ridge
Mountains have predicted all streams to have preindustrial time ANC levels above 20 meq/L, while
also predicting more than a third of the streams to
have pre-industrial ANC levels below 50 meq/L
(Sullivan et al., 2011).
51 As noted in section II.C.1 above, events such
as spring snowmelt and heavy rain events can
contribute to episodic acidification events. For
example, in some impacted northeastern
waterbodies, particularly headwater streams, ANC
levels may dip below zero for hours to days or
weeks in response to such events, while
waterbodies labeled chronically acidic have ANC
levels below zero throughout the year (ISA,
Appendix 6, section 6.1.1.1; Driscoll et al., 2001).
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75 meq/L 52 (2011 PA, pp. 7–47 to 7–48).
In the western U.S., lakes and streams
vulnerable to deposition-driven aquatic
acidification are often found in the
mountains where surface water ANC
levels are naturally low and typically
vary between 0 and 30 meq/L (Williams
and Labou, 2017; Shaw et al., 2014). For
these reasons, this assessment, also
develops results for an ANC threshold
of 50 meq/L for sites in the East and 20
meq/L for sites in the West (denoted as
‘‘50/20’’ meq/L).53 Thus, the set of
benchmark concentrations used in this
REA include ANC concentrations that
are naturally occurring in many areas
and also include concentrations that,
depending on watershed characteristics,
may provide additional buffering in
times of episodic acidification events.
Since acidification of waterbodies is
controlled by local factors such as
geology, hydrology, and other landscape
factors, aquatic CLs for acidification
were determined at the waterbody level
(based on site-specific data) and then
summarized at the national, ecoregion,
and case study level. National-scale
analyses were performed using two
approaches: one considering acid
deposition of N and S compounds
combined and one for S deposition
only. Findings from these analyses
indicated that across the five different
time periods analyzed, the percent of
waterbodies exceeding their CLs was
similar for the two approaches (PA,
Appendix 5A, sections 5A.1.6.2 and
5A.2.1). Thus, to facilitate interpretation
of the results, further analysis of the
results focused on the findings for S
only deposition.
Critical load estimates for specific
waterbody sites across the contiguous
U.S. were drawn from the NCLD
(version 3.2.1) 54 for comparison to total
deposition estimates in the same
locations for the five time periods.
Comparisons were only performed for
52 In considering higher ANC levels (e.g., up to 80
meq/L and higher), it was also recognized that many
waterbodies, particularly in acid-sensitive regions
of contiguous never had an ANC that high and
would never reach an ANC that high naturally
(Williams and Labou 2017; Shaw et al., 2014; PA,
section 5.1.2.2). Additionally, in conveying its
advice in the 2012 review, the CASAC expressed its
view that ‘‘[l]evels of 50 meq/L and higher would
provide additional protection, but the Panel has less
confidence in the significance of the incremental
benefits as the level increases above 50 meq/L’’
(Russell and Samet, 2010a; pp. 15–16).
53 This approach is also used in multiple studies
and the NCLD (PA, section 5.1.2.2).
54 A waterbody is represented as a single CL
value. In many cases, a waterbody has more than
one CL value calculated for it because different
studies determined a value for the same waterbody.
When more than one CL exists, the CL from the
most recent study was selected, while the CL values
were averaged when the publications are from the
same timeframe (PA, appendix 5A, section 5A.1.5).
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sites at which CL estimates were greater
than zero, indicating that achievement
of the associated target ANC would be
feasible.55 The results of these analyses
are summarized with regard to the
spatial extent and severity of
deposition-related acidification effects
and the protection from these effects
associated with a range of annual S
deposition.
The ecoregion-scale analyses focused
on 25 ecoregions,56 18 in the East and
7 in the West. Ecoregions are areas of
similarity regarding patterns in
vegetation, aquatic, and terrestrial
ecosystem components. The 25
ecoregions in this analysis each had
more than 50 waterbody sites (or
locations) for which a prior modeling
application had developed a CL
estimate, which was available in the
NCLD (PA, section 5A.2.2.2). Although
a total of 32 ecoregions had more than
50 CL sites,57 four in the West were
excluded as having very low deposition
that resulted in no CL exceedances
across the complete 20-year analysis
period. An additional three ecoregions
(i.e., Southeastern Plains, Southern
Coastal Plain, and Atlantic Coastal Pine
Barrens) were excluded as they are
known to have naturally acidic surface
waters, and the low CL estimates for
these ecoregions (and resulting CL
exceedances) are likely driven by
natural acidity linked to high levels of
dissolved organic carbon, hydrology,
and natural biogeochemical processes
rather than atmospheric deposition
(2008 ISA, section 3.2.4.2; Baker et al.,
1991; Herlihy et al., 1991).
The case study scale represents the
smallest scale at which CLs and their
comparison to deposition estimates
were summarized and is intended to
give some insight into potential local
impacts of aquatic acidification. Five
case study areas across the U.S. were
examined: Shenandoah Valley Area,
White Mountain National Forest,
Northern Minnesota, Sierra Nevada
Mountains, and Rocky Mountain
55 Critical load estimates are estimates of the S
deposition rate at which a particular waterbody site
is estimated to be able to achieve a specified ANC
level. A CL estimate at or below zero would
indicate that no S deposition estimate would
provide for such a result.
56 The ecoregion classification scheme used to
group waterbody sites into ecoregions is based on
that described in Omernik (1987), which classifies
regions through the analysis of the patterns and the
composition of biotic and abiotic characteristics
that affect or reflect differences in ecosystem quality
and integrity (e.g., geology, physiography,
vegetation, climate, soils, land use, wildlife, and
hydrology).
57 In light of the size of the level III ecoregions,
50 was identified as an appropriate minimum
number of CL sites within an ecoregion to include
it in the analysis.
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National Park (details presented in PA,
section 5.1.3.3 and Appendix 5A,
section 5A.2.1). These areas include a
number of national parks and forests
that vary in their sensitivity to
acidification, but represent high value
or protected ecosystems, such as Class
1 areas, wilderness, and national forests
(PA, Appendix 5A, section 5A.2.1). The
most well studied of these, the
Shenandoah Valley Area case study,
includes the Class I area, Shenandoah
National Park, and waterbodies in each
of three ecoregions. The number of
waterbody sites with CLs available in
the NCLD for the Shenandoah study
area (4,977 sites) is nearly an order of
magnitude greater than the total for the
four other areas combined (524 sites).
The analyses at different scales
differed in how results were
summarized and evaluated. For
example, at the national scale,
percentages of water bodies with
deposition estimates exceeding their
CLs were reported for each of the five
time periods for which deposition was
assessed. From the case study scale
analyses, we focused primarily on the
distribution of CL estimates in each
study area. In so doing, the CLs for each
case study area were characterized in
terms of the average, and two lower
percentiles (e.g., the 30th percentile CL,
which is the value below 70% of the CL
estimates for that study area, and the
10th percentile).
In the ecoregion-scale analyses,
percentages of waterbody sites per
ecoregion that exceeded their estimated
CLs and percentages of waterbody sites
that fell at or below them—for each of
the three ANC thresholds—were
summarized by ecoregion for each of the
five time periods: 2001–2003, 2006–
2008, 2010–2012, 2014–2016 and 2018–
2020 (PA, section 5.1.3.2 and Appendix
5A, section 5A.2.2). Percentages of
waterbody sites that did not exceed
their estimated CLs were described as
achieving the associated ANC threshold
(or target). These results were then
considered in two ways. The first is
based on a binning of this dataset of
ecoregion-time period combinations and
percentages by ecoregion median
deposition levels (at/below 5 kg/ha-yr,
at/below 6 kg/ha-yr, etc). The second
approach involved summarizing
ecoregion-specific trends in percentage
of waterbodies per ecoregion estimated
to achieve the three threshold or target
ANC values (or estimated to exceed the
associated CLs).
2. Key Limitations and Uncertainties
We have characterized the nature and
magnitude of associated uncertainties
and their impact on the REA estimates
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based primarily on a mainly qualitative
approach, informed by several
quantitative sensitive analyses (PA,
Appendix 5A, section 5A.3). The mainly
qualitative approach used to
characterize uncertainty here and in
quantitative analyses in other NAAQS
reviews is described by World Health
Organization (WHO, 2008). Briefly, with
this approach, we have identified key
aspects of the assessment approach that
may contribute to uncertainty in the
conclusions and provided the rationale
for their inclusion. Then, we
characterized the magnitude and
direction of the influence on the
assessment for each of these identified
sources of uncertainty. Consistent with
the WHO (2008) guidance, we scaled the
overall impact of the uncertainty by
considering the degree of uncertainty as
implied by the relationship between the
source of uncertainty and the exposure
and risk estimates. A qualitative
characterization of low, moderate, and
high was assigned to the magnitude of
influence and knowledge base
uncertainty descriptors, using
quantitative observations relating to
understanding the uncertainty, where
possible. Where the magnitude of
uncertainty was rated low, it was judged
that large changes within the source of
uncertainty would have only a small
effect on the assessment results (e.g., an
impact of few percentage points
upwards to a factor of two). A
designation of medium implies that a
change within the source of uncertainty
would likely have a moderate (or
proportional) effect on the results (e.g.,
a factor of two or more). A
characterization of high implies that a
change in the source would have a large
effect on results (e.g., an order of
magnitude). We also included the
direction of influence, whether the
source of uncertainty was judged to
potentially over-estimate (‘‘over’’),
under-estimate (‘‘under’’), or have an
unknown impact to exposure/risk
estimates.
Two types of quantitative analyses
informed our understanding of the
variability and uncertainty associated
with the CL estimates developed in this
assessment and support the overall
uncertainty characterization. The first
type of analysis is a sensitivity analysis
using Monte Carlo techniques to
quantify CL estimate uncertainty
associated with several model inputs,
and the second is an analysis of the
variation in CL estimates among the
three primary modeling approaches on
which the CLs used in this assessment
were based.
As overarching observations regarding
uncertainty associated with this REA,
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we note two overarching aspects of the
assessment. The first relates to
interpretation of specific thresholds of
ANC, and the second to our
understanding of the biogeochemical
linkages between deposition of S and N
compounds and waterbody ANC, and
the associated estimation of CLs. While
ANC is an established indicator of
aquatic acidification risk, there is
uncertainty in our understanding of
relationships between ANC and risk to
native biota, particularly in waterbodies
in geologic regions prone to waterbody
acidity. Such uncertainties relate to the
varying influences of site-specific
factors other than ANC, such as soil
type. Uncertainty associated with our
understanding of the biogeochemical
linkages between deposition and ANC
and the determination of steady-state
CLs is difficult to characterize and
assess. Uncertainty in CL estimates is
associated with parameters used in the
steady-state CL models. While the
Steady-State Water Chemistry (SSWC)
and other CL models are well conceived
and based on a substantial amount of
research and applications available in
the peer-reviewed literature, there is
uncertainty associated with the
availability of the necessary data to
support certain model components.
The strength of the CL estimates and
the exceedance calculation rely on the
ability of models to estimate the
catchment-average base-cation supply
(i.e., input of base cations from
weathering of bedrock and soils and
air), runoff, and surface water
chemistry. Key parameters in this
modeling include estimates of the
catchment-average base-cation supply
(i.e., input of base cations from
weathering of bedrock and soils and
air), runoff, and surface water
chemistry. The uncertainty associated
with runoff and surface water
parameters relates to availability of
measurements; however, the ability to
accurately estimate the catchment
supply of base cations to a water body
is still difficult and uncertain (PA,
Appendix 5A, section 5A.3). This area
of uncertainty is important because the
catchment supply of base cations from
the weathering of bedrock and soils is
the factor with the greatest influence on
the CL calculation and has the largest
uncertainty (Li and McNulty, 2007). For
example, the well-established models
generally rely on input or simulated
values for BCw rate, a parameter the ISA
notes to be ‘‘one of the most influential
yet difficult to estimate parameters in
the calculation of critical acid loads of
N and S deposition for protection
against terrestrial acidification’’ (ISA,
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section IS.14.2.2.1). Obtaining accurate
estimates of weathering rates is difficult
because weathering is a process that
occurs over very long periods of time
and the estimates on an ecosystem’s
ability to buffer acid deposition rely on
accurate estimates of weathering.
Although the approach to estimate basecation supply for the national case study
(e.g., F-factor approach) has been widely
published and analyzed in Canada and
Europe, and has been applied in the
U.S. (e.g., Dupont et al., 2005 and
others), the uncertainty in this estimate
is unclear and could be large in some
cases.
In light of the significant contribution
of this input to the CL estimates, a
quantitative uncertainty analysis of CL
estimates based on state-steady CL
modeling was performed (PA, Appendix
5A, section 5A.3.1). This analysis,
involving many model simulations for
the more than 14,000 waterbodies,
drawing on Monte Carlo sampling,
provided a description of the
uncertainty around the CL estimate in
terms of the confidence interval for each
waterbody mean result. The size of the
confidence interval for S CL estimates
ranged from 0.1 kg S/ha-yr at the 5th
percentile to 5.3 kg S/ha-yr at the 95th
percentile. Smaller confidence intervals
were associated with CLs determined
with long-term water quality data and
low variability in runoff measurements.
Estimates of CL determined by one or
very few water quality measurements,
and in areas where runoff is quite
variable (e.g., the western U.S.), had
larger confidence intervals, indicating
greater uncertainty. Critical load
estimates with the lowest uncertainty
were for waterbody sites in the eastern
U.S., particularly along the Appalachian
Mountains, in the Upper Midwest, and
in the Rocky Mountains, which are
areas for which there are relatively
larger site-specific datasets (e.g., for
water quality parameters). Greater
uncertainty is associated with CLs in the
Midwest and South and along the CA to
WA coast. This uncertainty in the
Midwest is associated with most of the
CLs in waterbodies in this area being
based on one or a few water quality
measurements, while the high
uncertainty for sites along the CA and
WA coasts relates to variability in runoff
values. On average, the size of the
confidence interval for the vast majority
of CLs (those based on the widely used
steady-state water chemistry model) was
7.68 meq S/m2-yr or 1.3 kg S/ha-yr,
giving a confidence interval of ±3.84
meq/m2-yr or ±0.65 kg S/ha-yr. While a
comprehensive analysis of uncertainty
had not been completed for these
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estimates prior to this assessment,
judgment by EPA experts suggested the
uncertainty for combined N and S CLs
to be on average about ±0.5 kg/ha-yr
(3.125 meq/m2-yr), which is generally
consistent with the range of uncertainty
determined from this quantitative
uncertainty analysis (PA, Appendix 5A,
section 5A.3).
At the ecoregion scale, 51 ecoregions
had sufficient data to calculate the 5th
to 95th percentile (PA, Appendix 5A,
Table 5A–56). Smaller confidence
intervals around the mean CL (i.e.,
lower uncertainty CLs) were associated
with ecoregions in the Appalachian
Mountains (e.g., Northern Appalachian
and Atlantic Maritime Highlands, Blue
Ridge, Northern Lakes and Forests, and
North Central Appalachians) and
Rockies (e.g., Sierra Nevada, Southern
Rockies, and Idaho Batholith).
Ecoregions with more uncertain CLs
included the Northeastern Coastal Zone,
Cascades, Coast Range, Interior Plateau,
and Klamath Mountains/California High
North Coast Range.
Although the vast majority of CLs in
this assessment were based on the
SSWC model, an analysis was
conducted to understand differences in
the CLs calculated with the different
methods. There are three main CL
approaches all based on the watershed
mass-balance approach where acid-base
inputs are balanced. The three
approaches include: (1) SSWC model
and F-Factor that is based on
quantitative relationships to water
chemistry (Dupont et al., 2005; Scheffe
et al., 2014; Lynch et al., 2022), (2)
Statistical Regression Model that
extrapolated weathering rates across the
landscape using water quality or
landscape factors (Sullivan et al., 2012b;
McDonnell et al., 2014), and (3)
Dynamic Models (Model of
Acidification of Groundwater In
Catchments [MAGIC)] or Photosynthesis
EvapoTranspiration Biogeochemcial
model [Pnet-BGC]). Critical load values
were compared between these models to
determine model biases. Results from
the comparison between different CL
methods that were used to calculate the
critical loads in the NCLD are
summarized in PA Appendix 5A,
section 5A.3.1, for lakes in New England
and the Adirondacks and streams in the
Appalachian Mountains. Overall, good
agreement was found between the three
methods used to calculate CLs,
indicating there was not a systematic
bias between the methods and that they
should produce comparable results
when used together as they were in
these analyses (PA, Appendix 5A,
section 5A.3).
3. Summary of Results
The findings from the aquatic
acidification REA are summarized in
terms of S deposition due to the finding
of a negligible additional influence of N
deposition compared to S deposition on
acidification in this assessment 58
(Appendix 5A, section 5A.2.1). As
summarized more fully below, the
analyses of five case study areas,
including the acidification-impacted
Shenandoah Valley area, indicate that
with annual average S deposition below
12 and 10 kg/ha yr, the average
waterbody in each area (average as to
acid-sensitivity) would be estimated to
achieve the ANC benchmarks of 20 and
50 meq/L, respectively. Seventy percent
of waterbodies in each area would be
estimated to achieve these benchmarks
with deposition below 10 and 7 kg/hayr, respectively. At the ecoregion-scale,
the results from the analysis of 25
ecoregions, dominated by acid-sensitive
waterbodies, indicate acid buffering
capabilities to have improved
substantially over the past 20 years, and
particularly between the first and
second decades of the period. By the
2010–2012 period, the percentages of
waterbodies achieving the three ANC
benchmarks in all 25 ecoregions
exceeded 80%, 80% and 70% (for 20, 30
and 50 meq/L, respectively). By the
subsequent analysis period (2014–2016),
these percentages were 90%, 80% and
80%. The ecoregion median annual
average deposition in all 25 ecoregions
was below 8 kg/ha-yr for 2010–2012 and
below 5 kg/ha-yr for 2014–2016. An
alternate approach to analyzing these
estimates (for the 25 ecoregions across
all five time periods) suggested that the
three ANC benchmarks could be met in
more than 80%, 80% and 70% of
waterbodies per ecoregion in all
ecoregions and time periods for which
annual average ecoregion median
deposition is estimated to be at or below
7 kg/ha-yr.
Between the three-year period of
2000–2002, which was the analysis year
for the 2009 REA, and 2018–2020, the
latest period considered in the REA for
this review, national average sulfur
deposition has declined appreciably
across the U.S. This decline in
deposition is reflected in the very
different aquatic acidification impact
estimates for the two periods. Unlike the
findings for 2000–2002 in the 2009 REA,
in the national-scale analysis of the
current REA, few waterbody sites are
estimated to be receiving deposition in
excess of their CLs for relevant ANC
targets under recent deposition levels.
While recognizing inherent limitations
and associated uncertainties of any such
analysis, the national-scale assessment
performed as part of the current review
indicates that under deposition
scenarios for the 2018–2020 time
period, the percentage of waterbodies
nationwide that might not be able to
maintain an ANC of 50 meq/L is less
than 5% (table 1; PA, Table 5–1).
TABLE 1—PERCENTAGE OF WATERBODIES NATIONALLY FOR WHICH ANNUAL AVERAGE S DEPOSITION DURING THE FIVE
TIME PERIODS ASSESSED EXCEED THE WATERBODY CL (FOR CLS GREATER THAN 0) FOR EACH OF THE SPECIFIED
ANC TARGETS
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ANC
(μeq/L)
2001–2003
(%)
20 .........................................................................................
30 .........................................................................................
50 .........................................................................................
50/20 * ..................................................................................
2006–2008
(%)
22
25
28
28
2010–2012
(%)
16
19
24
23
2014–2016
(%)
5
7
11
10
2018–2020
(%)
3
4
6
6
* This combination refers to the use of a target of 50 μeq/L in eastern ecoregions and 20 μeq/L in western ecoregions.
58 More specifically, the percentage of
waterbodies across the contiguous U.S. estimated to
exceed a CL for combined total S and N are very
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similar or just slightly higher (e.g., by 1–2%) than
S only percentages of the waterbodies estimated to
not meet the ANC benchmarks. This indicates that
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most of the N deposition entering the watershed is
retained within the watershed and/or converted to
gaseous N (PA, Appendix 5A, section 5A.2.1).
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4
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The case study analyses provide
estimates of S deposition (with
associated uncertainties) that might be
expected to allow these geographically
diverse locations to meet the three ANC
targets (20, 30 and 50 meq/L). Focusing
on the three eastern case studies, the CL
modeling indicates that at an annual
average S deposition of 9–10 kg/ha-yr,
the sites in these areas, on average,59
might be expected to achieve an ANC at
or above 50 meq/L. At an annual average
S deposition of about 6–9 kg/ha-yr, 70%
of the sites in the areas are estimated to
achieve an ANC at or above 20 meq/L
and at about 5–8 kg S/ha-yr, 70% are
estimated to achieve an ANC at or above
30 meq/L. Lower S deposition values are
estimated to achieve higher ANC across
more sites. Across the three eastern
areas, the CL estimates for each ANC
target are lowest for the White
Mountains National Forest study area,
and highest for the Shenandoah Valley
study area.
The ecoregion-level analyses of ANC
levels and deposition estimates for the
five periods from 2001–2003 through
2018–2020 illustrate the spatial
variability and magnitude of the
findings for several target ANC levels
(50, 30 and 20 meq/L) and the temporal
changes across the 20-year period, as
described in the PA, section 5.1.3.2. For
example, during the two most recent 3year periods, the ecoregion median S
deposition estimates in 2014–16 were
below 5 kg/ha-yr in all 25 ecoregions in
the analysis and the estimates for 2018–
20 were all below 4 kg/ha-yr (table 2).
Although the ecoregion S deposition
estimates in the 18 eastern ecoregions
analyzed were all below 5 kg/ha-yr in
the two most recent time periods (2014–
16 and 2018–20), the full dataset of five
time periods ranges from below 2 up to
nearly 18 kg/ha-yr.
TABLE 2—SUMMARY OF ECOREGION MEDIANS DERIVED AS MEDIAN OF S DEPOSITION ESTIMATES AT CL SITES WITHIN AN
ECOREGION
Ecoregion median * total sulfur deposition (kg S/ha-yr)
2001–03
All 25 Ecoregions:
Minimum ...........................................................................................
Maximum ..........................................................................................
Median ..............................................................................................
18 Eastern Ecoregions:
Minimum ...........................................................................................
Maximum ..........................................................................................
Median ..............................................................................................
7 Western Ecoregions:
Minimum ...........................................................................................
Maximum ..........................................................................................
Median ..............................................................................................
2006–08
2010–12
2014–16
2018–20
1.18
17.27
7.77
1.22
14.44
6.50
1.02
7.25
3.71
1.08
4.58
2.32
0.62
3.88
1.73
4.01
17.27
11.08
3.10
14.44
9.36
2.34
7.25
4.76
1.88
4.58
2.97
1.31
3.88
2.04
1.18
1.94
1.40
1.22
1.83
1.52
1.02
1.47
1.29
1.08
1.56
1.17
0.62
1.19
0.87
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* The ecoregion medians for which descriptive statistics are presented here are medians of the deposition estimates across each ecoregion’s
waterbody sites with CL estimates.
The ecoregion-scale results (e.g.,
percentage of waterbodies per ecoregion
estimated to achieve the various ANC
targets, or alternatively to exceed the
associated CLs) for the 18 eastern and 7
western ecoregions are summarized in
two ways. One approach, summarized
further below, is framed by the temporal
trends in deposition, and the second
approach is in terms of ecoregion-time
period combinations, using ecoregion
deposition estimates (medians of
deposition estimates at waterbodies
with CLs in each ecoregion) as the
organizing parameter. For example,
table 3 presents the percentages of
waterbody sites per ecoregion estimated
to achieve the three ANC target levels,
summarized by bins for different
magnitudes of ecoregion median annual
average S deposition (regardless of the
3-year period in which it occurred). For
the 18 eastern ecoregions and five time
periods, there are 90 ecoregion-time
period combinations, and for each of
these, there are waterbody percentages
for each of the three ANC targets. In
table 3, the combinations are binned by
the ecoregion median S deposition
associated with that ecoregion and time
period. As can be seen from this table,
fewer than half of the eastern ecoregiontime period combinations had an S
deposition estimate at or below 4 kg/hayr (table 2).60 Table 3 indicates that
lower levels of S deposition are
associated with improved ANC values
and greater percentages of waterbodies
expected to reach ANC targets. Across
the ecoregion-time period dataset of CL
exceedances for the three ANC targets
for all 90 eastern ecoregion-time period
combinations (for which ecoregion
median S deposition was at or below 18
kg/ha-yr), 73% of the combinations had
at least 90% of waterbodies per
ecoregion estimated to achieve ANC at
or above 20 meq/L, and 60% had at least
90% of the waterbodies estimated to
achieve ANC at or above 50 meq/L (table
3). For S deposition estimates at or
below 9 kg/ha-yr (approximately three
quarters of the combinations), at least
90% of all waterbodies per ecoregion
were estimated to achieve ANC at or
above 20, 30 and 50 meq/L in 87%, 81%
and 72% of combinations, respectively.
For S deposition estimates at or below
5 kg S/ha-yr (the lowest ecoregion
median deposition bin that includes at
least half of the full dataset), these
values are 96%, 92% and 82% of
combinations. For the 75 western
ecoregion-time period combinations, all
of which had an S deposition estimate
below 4 kg/ha-yr, at least 90% of
waterbodies per ecoregion were
estimated to achieve an ANC at or above
50 meg/L (table 3; PA, Table 5–5).
59 The term ‘‘average’’ here refers to the average
CL estimated for the specified ANC across all sites
with CL estimates in each case study area (PA,
Table 5–6).
60 The ecoregion median S deposition in all seven
of the western ecoregions in all five time periods
were at or below 2 kg/ha-yr (PA, Table 5–4).
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TABLE 3—PERCENTAGE OF ECOREGION-TIME PERIODS COMBINATIONS WITH AT LEAST 90, 85, 80, 75 AND 70% OF
WATERBODIES ESTIMATED TO ACHIEVE AN ANC AT/ABOVE THE ANC TARGETS OF 20, 30 AND 50 μeq/L AS A FUNCTION OF ANNUAL AVERAGE S DEPOSITION FOR 18 EASTERN ECOREGIONS
[90 Ecoregion-time period combinations]
Number of
ecoregiontime
periods
Total sulfur deposition (kg S/ha-yr)
at/below:
% Waterbodies per ecoregion-time period meeting specified ANC target
90%
85%
80%
75%
70%
90%
ANC target of 20 μeq/L
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2 .............................................................
3 .............................................................
4 .............................................................
5 .............................................................
6 .............................................................
7 .............................................................
8 .............................................................
9 .............................................................
10 ...........................................................
11 ...........................................................
12 ...........................................................
13 ...........................................................
14 ...........................................................
15 ...........................................................
16 ...........................................................
17 ...........................................................
18 ...........................................................
10
29
41
51
59
63
67
69
73
76
79
81
84
86
88
88
90
100
100
100
96
93
92
87
87
85
83
81
80
77
76
75
75
73
100
100
100
98
98
98
94
94
92
91
89
88
86
84
83
83
81
100
100
100
100
100
100
100
100
99
97
95
95
93
91
90
90
88
100
100
100
100
100
100
100
100
99
99
96
96
95
93
92
92
90
85%
80%
100
100
100
100
100
100
100
100
99
99
97
98
96
95
94
94
92
100
100
95
92
88
87
82
81
78
76
73
73
70
69
68
68
67
100
100
100
98
98
97
91
91
89
88
86
85
83
81
81
81
79
50 meq/L and at least 85% are able to
achieve an ANC at or above 20 meq/L
(Figure 1; PA, Table 7–2). By the 2014–
2016 period, the percentages are 85%
and nearly 90%, respectively. The
median deposition for the CL sites in
each of the 18 eastern ecoregions during
the latter three time periods range from
1.3 kg S/h-yr to 7.3 kg S/h-yr and with
each reduction in S deposition in each
subsequent time period, more
waterbodies in each of the eastern
ecoregions are estimated to be able to
achieve the ANC targets. Nearly 90% of
the 18 eastern ecoregions are estimated
to have at least 90% of their waterbodies
achieving an ANC of 20 meq/L in the
61 This combination of targets recognizes the
naturally and typically low ANC levels observed in
western waterbodies while also including a higher
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70%
90%
ANC target of 30 μeq/L
Given the decreasing temporal trend
in S deposition across all ecoregions, we
also analyzed the aquatic acidification
results at the ecoregion scale across the
20 years represented by the five time
periods (2001–03, 2006–08, 2010–12,
2014–16, 2018–20) from a temporal
perspective. With regard to percentages
of waterbodies per ecoregion estimated
to achieve the three ANC targets, an
appreciable improvement is observed
for the latter three time periods
compared to the initial two time periods
(e.g., PA, Figure 5–13). By the 2010–
2012 time period, more than 70% of
waterbodies in all 25 ecoregions are
estimated to achieve an ANC at or above
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75%
Sfmt 4702
100
100
100
100
100
100
99
99
97
96
94
94
92
90
89
89
87
100
100
100
100
100
100
100
100
99
99
96
96
94
92
91
91
89
85%
80%
75%
70%
ANC target of 50 μeq/L
100
100
100
100
100
100
100
100
99
99
96
96
95
93
92
92
90
100
97
93
82
78
78
73
72
70
68
66
65
63
62
61
61
60
100
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93
92
87
87
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80
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77
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83
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81
100
100
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98
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95
92
93
90
88
88
88
86
100
100
100
100
100
100
100
100
99
99
96
96
94
92
91
91
89
2010–12 period and achieving an ANC
of 50 meq/L in the 2014–16 period.
When the 7 western ecoregions are
included in a summary based on ANC
targets of 20 meq/L for the West and 50
meq/L for the East,61 over 70% of the full
set of ecoregions are estimated to have
at least 90% of their waterbodies
achieving the ANC targets by the 2010–
12 period. More than 90% of the
ecoregions are estimated to have at least
90% of their waterbodies achieving the
ANC targets by the 2014–16 period
(Figure 1; PA, Table 7–2).
BILLING CODE 6560–50–P
target for the East (as described in the PA, section
5.1.2.2).
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2014~201$
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ore
0
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2001-2003
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·= - - ~ ~ - ,,,,,,,, ,
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2006-2008
2010-2012
,,
,,,,,,;,o,,,,,,,,___,
2014-2016
2018-2020
Figure 1. Percent of Waterbodies per Ecoregion Estimated to Achieve ANC at or Above 50 µeq/L (left panel) or 20 µeq/L (right
panel). Western Ecoregions have Dashed Lines (Versus Solid Lines for Eastern Ecoregions). Each Line Represents One of the 25
Ecoregions.
EP15AP24.000
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BILLING CODE 6560–50–C
E. Proposed Conclusions
In reaching his proposed decision on
the current secondary standards for
SOX, N oxides and PM (presented in
section II.E.3), the Administrator has
taken into account policy-relevant,
evidence-based and air quality-,
exposure- and risk-based considerations
discussed in the PA (summarized in
section II.E.1), as well as advice from
the CASAC, and public comment on the
standard received thus far in the review
(section II.E.2). In general, the role of the
PA is to help ‘‘bridge the gap’’ between
the Agency’s assessment of the current
evidence and quantitative analyses of
air quality, exposure, and risk, and the
judgments required of the Administrator
in determining whether it is appropriate
to retain or revise the NAAQS.
Evidence-based considerations draw
upon the EPA’s integrated assessment of
the scientific evidence presented in the
ISA (summarized in section II.C above)
to address key policy-relevant questions
in the review. Similarly, the air
quality-, exposure- and risk-based
considerations draw upon our
assessment of air quality, exposure, and
associated risk (summarized in section
II.D above).
This approach to reviewing the
secondary standards is consistent with
requirements of the provisions of the
CAA related to the review of the
NAAQS and with how the EPA and the
courts have historically interpreted the
CAA. As discussed in section I.A above,
these provisions require the
Administrator to establish secondary
standards that, in the Administrator’s
judgment, are requisite (i.e., neither
more nor less stringent than necessary)
to protect the public welfare from
known or anticipated adverse effects
associated with the presence of the
pollutant in the ambient air. Consistent
with the Agency’s approach across all
NAAQS reviews, the EPA’s approach to
informing these judgments is based on
a recognition that the available welfare
effects evidence generally reflects a
continuum that includes ambient airrelated exposures for which scientists
generally agree that effects are likely to
occur through lower levels at which the
likelihood and magnitude of response
become increasingly uncertain. The
CAA does not require the Administrator
to establish secondary standards at a
zero-risk level, but rather at levels that
reduces risk sufficiently so as to protect
the public welfare from known or
anticipated adverse effects.
The proposed decision on the
secondary standards for SOX, N oxides
and PM described below is a public
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welfare policy judgment by the
Administrator that draws upon the
scientific evidence for welfare effects,
quantitative analyses of air quality,
exposure, and risks, as available, and
judgments about how to consider the
uncertainties and limitations that are
inherent in the scientific evidence and
quantitative analyses. The four basic
elements of the NAAQS (i.e., indicator,
averaging time, form, and level) have
been considered collectively in
evaluating the public welfare protection
afforded by the current standards. The
Administrator’s final decision will
additionally consider public comments
received on this proposed decision.
1. Evidence- and Exposure/Risk-Based
Considerations in the Policy Assessment
The PA presents an evaluation of the
evidence and quantitative analyses of
air quality, exposure and potential risk
related to ecological effects of SOX, N
oxides and PM. These ecological effects
include both direct effects of the three
criteria pollutants on biota, and
ecological effects of ecosystem
deposition of N and S associated with
these pollutants. Because the role of the
PA is to provide the broadest array of
options for consideration consistent
with the scientific information, the PA
presents multiple policy options for
consideration by the Administrator in
this review of the secondary NAAQS for
SOX, N oxides and PM. These options,
which are only briefly summarized here,
are discussed in detail in section 7.4 of
the PA, including with regard to the
varying strength of support provided for
each by the current evidence and
quantitative analyses. For SOX, the PA
options identified include adoption of
an annual average SO2 standard,
averaged over three years, with a level
within the range extending below 15
ppb and down to 5 ppb. Based on
consideration of the available air quality
analyses indicating that such an annual
standard could be expected to also
provide appropriate control for shortterm concentrations, the PA recognizes
options that would either revise the
existing 3-hour secondary standard to
an annual standard or augment it with
an annual standard.
For N oxides and PM2.5, the PA
recognizes options for retention of the
existing standards, without revision,
and also options for revision, although
with recognition of appreciable
associated uncertainty. For N oxides,
the PA recognizes the options of
retaining the existing secondary NO2
standard (with its annual average
concentration of 53 ppb) or revising the
existing standard level to within a range
below 53 ppb to as low as 40–35 ppb,
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in combination with consideration of a
form that entails averaging the annual
average across three consecutive years.
With regard to PM, the PA recognizes
options of either retaining the existing
suite of secondary standards or revising
the current annual secondary PM2.5
standard level to within a range below
15 mg/m3 to as low as 12 mg/m3.
The PA additionally considered the
potential for establishment of a revised
secondary standard or suite of standards
with alternate indicator(s) that might
target specific chemicals that deposit N
and S (e.g., particulate NO3¥, SO42¥,
NH4+), but recognized there to be a
number of associated uncertainties and
complications that include uncertainties
in relationships between concentrations
near sources and in areas of deposition.
Based on the currently available data
and analyses, the PA did not find there
to be advantages or benefits to these
alternate indicators over those for the
established indicators, while also noting
that establishing a standard based on
one or more of these indicators would
require the establishment of new or
updated regulatory monitoring networks
and measurement methods that would
require additional time and resources
(PA, sections 7.2 and 7.4).
The PA additionally recognizes that,
as is the case in NAAQS reviews in
general, decisions by the Administrator
on the adequacy of existing standards or
the appropriateness of new or revised
standards will depend on a variety of
factors, including science policy
judgments and public welfare policy
judgments. These factors include public
welfare policy judgments concerning
the appropriate benchmarks on which to
place weight, as well as judgments on
the public welfare significance of the
effects that have been observed at the
exposures evaluated in the welfare
effects evidence. The factors relevant to
judging the adequacy of the standard
also include the interpretation of, and
decisions as to the weight to place on,
different aspects of the quantitative REA
and air quality-deposition information
and analyses, and associated
uncertainties. Thus, the Administrator’s
conclusions regarding the secondary
standards for SOX, N oxides and PM
will depend in part on public welfare
policy judgments, science policy
judgments regarding aspects of the
evidence and exposure/risk estimates,
and judgments about the level of public
welfare protection that is requisite
under the Clean Air Act.
The subsections below summarize key
considerations from the PA. These focus
first on consideration of the evidence, as
evaluated in the ISA (and supported by
the prior ISA and AQCDs), including
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that newly available in this review, and
the extent to which it alters the EPA’s
overall conclusions regarding ecological
effects of SOX, N oxides and PM, both
regarding direct effects on biota and
regarding ecological effects of ecosystem
deposition of N and S compounds. The
PA also considers the available
information related to the general
approach or framework in which to
evaluate public welfare protection of the
standard. Additionally, the PA
considers the currently available
quantitative information regarding
environmental exposures likely to occur
in areas of the U.S. where the standards
are met. In so doing, the PA considers
associated limitations and uncertainties,
and the significance of these exposures
with regard to the potential for effects,
their potential severity and any
associated public welfare implications.
The PA also considers judgments about
the uncertainties inherent in the
scientific evidence and quantitative
analyses that are integral to
consideration of whether the currently
available information supports or calls
into question the adequacy of the
current secondary standards.
ddrumheller on DSK120RN23PROD with PROPOSALS2
a. Direct Effects on Biota
In considering the currently available
evidence and quantitative information
pertaining to ecological effects of SOX,
N oxides and PM in ambient air, other
than those associated with ecosystem
deposition of S and N, the PA focused
on several aspects. These include the
extent to which the newly available
information alters our scientific
understanding of the ecological effects
of SOX, N oxides and PM in ambient air;
the extent to which the currently
available information indicates the
potential for exposures associated with
ecological effects under air quality
meeting the existing standards and
whether such effects might be of
sufficient magnitude, severity, extent
and/or frequency such that they might
reasonably be judged to be adverse to
public welfare; and to what extent
important uncertainties identified in
past reviews have been reduced and/or
whether new uncertainties emerged.
These considerations are summarized
below, first for SOX, followed by N
oxides and then PM.
(1) Sulfur Oxides
As summarized in section II.C.1
above, the previously available evidence
base describes the direct effects of SOX
in ambient air on vegetation and very
little of the currently available
information is newly available in this
review. Among the gaseous SOX—which
include SO, SO2, SO3, and S2O—only
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SO2 is present in the lower troposphere
at concentrations relevant for
environmental considerations (ISA,
Appendix 2, section 2.1). Sulfate is the
prominent S oxide present in the
particulate phase. The available
evidence, largely comprising studies
focused on SO2, documents the effects
of SO2 on vegetation, including foliar
injury, depressed photosynthesis and
reduced growth or yield (ISA, Appendix
3, section 3.2). The newer studies
continue to support the determination
that the evidence is sufficient to infer a
causal relationship between gas-phase
SO2 and injury to vegetation (ISA,
section 3.6.1).
In general, direct effects on plants
occur at SO2 exposures higher than a 3hour average concentration of 0.5 ppm
(500 ppb). The evidence derives from a
combination of laboratory studies and
observational studies. With regard to the
sensitive effect of foliar injury, the
current ISA finds ‘‘no clear evidence of
acute foliar injury below the level of the
current standard’’ (ISA, p. IS–37).
Further, the ‘‘limited new research since
2008 adds more evidence that SO2 can
have acute negative effects on vegetation
but does not change conclusions from
the 2008 ISA regarding . . . the SO2
levels producing these effects’’ (ISA, p.
IS–37).
Uncertainties associated with the
current information are generally
similar to those existing at the time of
the last review. In large part, these
uncertainties relate to limitations of
experimental studies in reflecting the
natural environment and limitations of
observational studies in untangling
effects of SO2 from those of other
pollutants that may have influenced the
analyzed effects. Regardless of these
uncertainties, the evidence indicates
effects are generally associated with air
concentrations and durations not
expected to occur when the existing
standard is met (PA, section 7.1.1; ISA,
Appendix 2, section 2.1)
(2) Nitrogen Oxides
The currently available information
on direct effects of gaseous N oxides in
ambient air is composed predominantly
of studies of NO2 and HNO3, and also
of PAN, with regard to effects on plants
and lichens (as summarized in section
II.C.1 above). The very few studies
newly available in this review do not
alter our prior understanding of effects
of these N oxides, which include visible
foliar injury and effects on
photosynthesis and growth at exposures
considered high relative to current
levels in ambient air (ISA, section 3.3).
Thus, as in the last review, the ISA
again concludes that the body of
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evidence is sufficient to infer a causal
relationship between gas-phase NO,
NO2, and PAN and injury to vegetation
(ISA, section IS.4.2).
With regard to NO2 ambient air
exposure concentrations, the newly
available information does not alter
prior conclusions regarding exposure
conditions associated with visible injury
and effects on plant photosynthesis or
growth. The 1993 AQCD for N oxides
concluded that concentrations of NO,
NO2, and PAN in the atmosphere are
rarely high enough to have phytotoxic
effects on vegetation, and since that
document, very little new research has
been performed on these phytotoxic
effects at concentrations currently
observed in the U.S. (ISA, Appendix 3,
sections 3.3 and 3.6.2; U.S. EPA, 1993).
Further, there is ‘‘little evidence in
recent years to suggest that PAN poses
a significant risk to vegetation in the
U.S.’’ (ISA, Appendix 3, p. 3–13).
Regarding another N oxide
compound, HNO3, in ambient air, the
previously available evidence included
experimental studies of leaf cuticle
damage in tree seedlings, a finding
confirmed in a more recent study, and
also studies of effects on lichens. Effects
of HNO3 may be related to vapor
exposures or direct contact via
deposition (PA, section 7.1.2; ISA,
Appendix 3, section 3.4). The evidence
also includes studies of effects related to
historic conditions in the Los Angeles
Basin that indicate N oxides, and
particularly HNO3, to be ‘‘the main
agent of decline of lichen in the Los
Angeles [B]asin’’ (ISA, Appendix 3, p.
3–15). A reassessment in 2008 found
that lichen communities have not
recovered from the damage evident in
the 1970s, although the extent to which
this reflects residual impacts of earlier
effects is unknown (PA, section 7.1.2;
ISA, Appendix 3, section 3.4). The
newer studies continue to support the
findings of the 2008 ISA, such that as in
the last review, the ISA again concludes
‘‘the body of evidence is sufficient to
infer a causal relationship between gasphase HNO3 and changes to vegetation’’
(ISA, section 4.3).
The recently available information for
HNO3 includes effects on tree foliage
under controlled 12-hour exposures to
50 ppb HNO3 (approximately 75 mg/m3)
and in longer, 32- or 33-day exposures
in which peak HNO3 concentrations for
the ‘‘moderate’’ treatment (30–60 mg/m3)
encompassed the range reported in
summers during the 1980s in the Los
Angeles Basin (ISA, Appendix 3, section
3.4). During that period, NO2
concentrations in the Basin ranged up to
0.058 ppm, exceeding the secondary
standard (PA, section 5.4.2; U.S. EPA,
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1987). Effects on lichen photosynthesis
have been reported from daily 6.5-hour
varying exposures with peaks near 50
ppb (∼75 mg/m3) lasting longer than 18
days (ISA, Appendix 6, section 6.2.3.3;
Riddell et al., 2012).
In considering the potential for
concentrations of N oxides, including
HNO3, that are associated with
ecological effects to occur under air
quality conditions meeting the current
NO2 standard, the PA noted that air
quality at all ambient air monitoring
sites in the contiguous U.S. has met the
existing secondary NO2 standard since
around 1991 (PA, Figure 2–22). In
considering the potential for HNO3
concentrations of a magnitude sufficient
to pose risk of effects to occur under
conditions that meet the current NO2
secondary standard, the PA also
considered the magnitude of NO2
concentrations in the Los Angeles Basin.
During the 1970s to 1990s, the Los
Angeles metropolitan area experienced
NO2 concentrations in excess of the NO2
secondary standard (e.g., annual average
concentrations up to 0.078 ppm in 1979
and above 0.053 ppm into the early
1990s). At the time of the 2008
reassessment mentioned above, which
reported that impacts documented on
lichen communities in the 1970s still
remained, NO2 concentrations were well
below the standard (PA, section 7.1.2;
ISA, Appendix 3, section 3.4), although
the extent to which this finding relates
to a lag in recovery or concurrent air
pollutant concentrations is unknown.
The PA notes that the risk of HNO3
effects to lichens may be from both
direct and deposition-related exposure
related to direct contact of the chemical
to the lichen surfaces (PA, section
7.1.2).
In summary, the currently available
information is somewhat limited with
regard to the extent to which it informs
conclusions on the potential for ambient
air exposures associated with ecological
effects under air quality meeting the
existing NO2 secondary standard. More
recent studies also indicate variation in
eutrophic lichen abundance to be
associated with variation in metrics
representing N deposition, although the
extent to which these associations are
influenced by residual impacts of the
historic air quality is unclear (ISA,
Appendix 6, section 6.2.3.3; PA,
sections 5.3.3.2 and 7.1.2). While new
uncertainties have not emerged,
uncertainties remain in our
interpretation of the evidence, including
those related to limitations and
associated uncertainties of the various
study types. A key uncertainty affecting
interpretation of studies of historic
conditions in the LA Basin relates to the
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extent to which other air pollutants or
local conditions may have contributed
to the observations. With regard to the
risk posed by N oxides, and particularly
HNO3, the evidence summarized in the
ISA indicates the potential for effects on
lichen species related to air quality
occurring during periods when the
current secondary standard was not met.
The evidence is limited, however, in
support of conclusions of effects under
conditions meeting the current standard
(PA, section 7.1.2).
(3) Particulate Matter
As summarized in section II.C above,
the evidence for ecological effects of PM
is consistent with that available in the
last review. The causal determinations
with regard to ecological effects of PM
in the 2013 p.m. review (2009 p.m. ISA)
and in this review (2020 ISA) focused
on effects associated with PM loading
(e.g., to leaf surfaces), rather than direct
effects of PM suspended in ambient air.
In this review, as in the last one, the
ecological effects evidence was found to
be sufficient to conclude there is likely
to exist a causal relationship between
deposition of PM and a variety of effects
on individual organisms and ecosystems
(ISA, Appendix 15; 2012 p.m. ISA,
section 9.4).
With regard to direct effects of PM in
ambient air, the available information
indicates effects occurring only at
ambient air concentrations well in
excess of the existing secondary
standards. While some uncertainties
remain, new uncertainties have not
emerged since the last review. In
summary, little information is available
on effects of PM under generally lower
PM concentrations in ambient air likely
to occur under conditions meeting the
current secondary standards, and the
limited available information does not
indicate effects to occur under those
conditions (PA, section 7.1.3).
b. Evidence of Ecosystem Effects of S
and N Deposition
The evidence base of ecological
effects related to atmospheric deposition
of N and S compounds has expanded
since the last review, as summarized
above, and continues to be strong in
documenting roles of SOX, N oxides and
PM (including N and S compounds) in
aquatic acidification, nutrient
enrichment and other effects, as
summarized in section II.C.1 above. A
long-standing evidence base documents
the array of effects of both acidic
deposition in aquatic and terrestrial
ecosystems and ecosystem N
enrichment. The evidence for acid
deposition effects, extending back many
decades, has accrued in part through
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study of ecosystem acidification that has
resulted from many decades of
acidifying deposition (ISA, section
ES.5.1 and Appendix 4, section 4.6). As
noted in section II.C and II.D above,
both S and N compounds have
contributed to ecosystem acidification,
with relative contributions varying with
emissions, air concentrations, and
atmospheric chemistry, among other
factors. Ecological effects have been
documented comprehensively in
waterbodies of the Adirondack and
Appalachian Mountains, and in forests
of the Northeast, at the organism to
ecosystem scale. With regard to N
enrichment, research on its effects in
estuaries and large river systems across
the U.S. extends back at least four
decades, and there is longstanding
evidence of effects in estuaries along the
East and Gulf Coasts of the U.S., as
summarized in more detail in Chapters
4 and 5 of the PA (ISA, Appendix 7,
section 7.2.9; 2008 ISA, section 3.3.2.4;
Officer et al., 1984). Additionally, the
evidence base on the effects of N
enrichment in terrestrial ecosystems,
primarily in grassland and forested
ecosystems, includes evidence that was
available in the last review (e.g., 2008
ISA, sections 3.3.3 and 3.3.5).
Some uncertainties associated with
the evidence available in the 2012
review remain, and some additional
important uncertainties have been
identified. In addition to uncertainties
related to the specific air quality
circumstances associated with effects
(e.g., magnitude, duration, and
frequency of concentrations associated
with effects), there are also uncertainties
associated with the effects of N and S
deposition expected under changing
environmental circumstances. Such
uncertainties include atmospheric
loading that has declined since 2000,
with associated changes to soil and
waterbody biogeochemistry and
meteorological changes associated with
changing climate (ISA, section IS.12; PA
section, 7.2.1). The PA also recognizes
important uncertainties associated with
the various assessment approaches
employed by different study types (PA,
sections 5.3 and 7.2.1). For example,
uncertainties associated with
observational studies include
uncertainty regarding the potential
influence of historical deposition on
species distribution, richness, and
community composition observed in
recent times (ISA, section IS.14.2.1).
Additionally, there are uncertainties
contributed by variation in physical,
chemical, and ecological responses to N
and S deposition, and by the potential
influence of unaccounted-for stressors
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on response measures. Uncertainties
associated with addition experiments 62
include, among others, those related to
the potential for effects to occur over
longer periods than those assessed in
those studies (PA, section 5.3.4.1).
Lastly, studies reporting atmospheric
deposition rates associated with effects
involve authors’ judgments regarding
the magnitude of responses considered
to be effects, and may also be limited by
a lack of clarity as to references or
baselines from which responses are
assessed and with regard to judgments
associated with reference or baseline
conditions. As noted in the ISA, ‘‘[t]he
majority of studies that evaluate
terrestrial N CLs for N enrichment
effects are based on observed response
of a biological receptor to N deposition
(or N addition as a proxy for
deposition), without a known soil
chemistry threshold that causes the
biological effect’’ (ISA, p. IS–113).63
Variability in physical, chemical, and
ecological characteristics of ecosystems
also contribute uncertainty to such
judgments (PA, section 7.2.1).
In sum, a wealth of scientific
evidence, spanning many decades,
demonstrates effects of acidifying
deposition associated with N and S
compounds in aquatic and terrestrial
ecosystems (ISA, sections ES.5.1, IS.5.1,
IS.5.3, IS.6.1 and IS.6.3; 2008 ISA,
section 3.2; U.S. EPA, 1982b, Chapter 7).
This evidence base supports
conclusions also reached in the 2008
ISA (for the review completed in 2012)
of causal relationships between N and S
deposition and alteration of soil and
aquatic biogeochemistry, alteration of
the physiology and growth of terrestrial
organisms and of associated
productivity, changes in aquatic biota,
including physiological impairment,
and alteration of species richness,
62 Addition experiments generally refers to field
experiments where compounds (e.g., NO3¥ or
SO42¥ in acidification experiments) are added
(generally annually) to the soil of large forested (for
tree studies) areas and the tree measurements (e.g.,
growth rate) are compared to those in an untreated
or control area.
63 In describing critical loads developed from
observational studies (or empirical data), the ISA
recognizes distinctions from other studies, as seen
in the following excerpt (ISA, p. IS–113). The
majority of studies that evaluate terrestrial N CLs
for N enrichment effects are based on observed
response of a biological receptor to N deposition (or
N addition as a proxy for deposition), without a
known soil chemistry threshold that causes the
biological effect. In contrast, CLs for acidification
are typically based on the deposition amount that
gives rise to a soil chemical indicator value which
is known to cause an adverse biological effect. The
link between soil chemical indicator and biological
effect is based on empirical evidence (Appendix 5).
The relationship between deposition and the
biogeochemistry that causes effects on soil
chemistry is typically modeled (Appendix 4;
section IS.14.2).
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community composition, and
biodiversity in both aquatic and
terrestrial ecosystems (ISA, Table ES–1).
Similarly, a robust evidence base
demonstrates effects of N enrichment in
both estuarine and freshwater
ecosystems, supporting conclusions also
reached in the last review of a causal
relationship between N deposition and
changes in biota, including altered
growth and productivity, and alteration
of species richness, community
composition and biodiversity due to N
enrichment (ISA, sections ES.5.2, IS.6,
and IS.7, and Table ES–1). Additional
effects of N deposition in wetlands, also
recognized in the last review, include
alteration of biogeochemical cycling,
growth, productivity, species
physiology, species richness,
community composition, and
biodiversity (ISA, Table ES–1).
In terrestrial ecosystems, as in the last
review, the now expanded evidence
base supports determination of a causal
relationship between N deposition and
alteration of species richness,
community composition, and
biodiversity (ISA, Table ES–1). The ISA
additionally determines there to be a
causal relationship for alteration of the
physiology and growth of terrestrial
organisms and associated productivity,
a category of effects not included in the
2008 ISA (ISA, Table ES–1). Other
evidence of effects causally associated
with S deposition in wetland and
freshwater ecosystems includes that
related to chemical transformation and
associated toxicity, most specifically
alteration of mercury methylation,
which was also recognized in the last
review. The other category of effects, not
included in the last review, is related to
sulfide phytotoxicity and its associated
effects in wetland and freshwater
ecosystems (ISA, Table ES–1).
Thus, while an array of effects is
associated with S and N deposition,
information important for quantitative
analysis varies across the array. For
some categories of effects (e.g., sulfide
phytotoxicity) the information is limited
and/or quite variable across locations
with regard to environmental levels
relating to effects, thus hindering
analysis. For others, information is
limited and/or quite variable, with
regard to its linkages to the criteria
pollutants. The information with
clearest implications to NAAQS
decisions pertains to SOX and S
deposition-related ecosystem
acidification. While the information
regarding effects associated with N
loading to ecosystems is extensive,
information to support quantitative
analysis to inform NAAQS decisions
regarding N oxides and PM is not clear,
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with multiple complicating factors.
Such factors include contributions from
other, non-criteria pollutants, such as
NH3. As noted in section II.D above, the
role of N deposition in aquatic
acidification is considered in the REA.
With regard to other N depositionrelated effects of N oxides and PM, the
information does not provide effective
support for such analysis, independent
of effects from other (non-criteria)
pollutants, or, in some cases, from other
(non-air) sources.
c. Sulfur Deposition and SOX
Evidence- and exposure/risk-based
considerations discussed in the PA
pertaining to S deposition and SOX in
ambient air are summarized in the
subsections below. These considerations
reflect discussion in the PA, which
draws on the available welfare effects
evidence described in the current ISA,
the 2008 NOX/SOX ISA, the 2009 p.m.
ISA, and past AQCDs, as well as
information available from quantitative
analyses (summarized in Chapters 5 and
6 of the PA), both analyses recently
developed and those available from the
2009 REA.
In considering potential public
welfare protection from S depositionrelated effects in aquatic ecosystems (in
light of the aquatic acidification REA
results summarized in II.D above), the
PA notes as an initial matter, the
integral role of watersheds in aquatic
ecosystem health (e.g., ISA, Appendix 8,
section 8.1 and Appendix 16, section
16.4.2) and the effects of acidic
deposition on forested areas in the
watersheds that are distinct from effects
in water bodies (e.g., reduced tree
growth and survival). Further, as
discussed in section II.C.2 above, there
are an array of benefits of watershed
forested areas to the public, including
such ecosystem services as silviculture,
drinking water supply protection,
recreational uses. In light of these public
benefits, the PA recognizes the public
welfare implications of various effects of
acidifying deposition on the natural
resources in these areas, with the public
welfare significance dependent on the
severity and extent of such effects.
Given the more extensive quantitative
analyses for aquatic acidification in this
review, the PA discusses the public
welfare implications of S depositionrelated effects in aquatic ecosystems
with an eye toward their prominence for
decision-making in this review (PA,
sections 4.5 and 7.2.2.2). In so doing,
the PA judges that in focusing on public
welfare protection from aquatic
acidification-related effects will provide
protection from watershed soils, and
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accordingly, for associated watershed
resources.
The PA notes that, as also recognized
in the 2012 review, aquatic ecosystems
provide a number of services important
to the public welfare, ranging from
recreational and commercial fisheries to
recreational activities engaged in by the
public (77 FR 20232, April 3, 2012).
Because aquatic acidification primarily
affects the diversity and abundance of
aquatic biota, it also affects the
ecosystem services that are derived from
the fish and other aquatic life found in
these surface waters (PA, section 4.5;
ISA, Appendix 14, section 14.3.1). Fresh
surface waters support several cultural
services, such as aesthetic and
educational services; the type of service
that is likely to be most widely and
significantly affected by aquatic
acidification is recreational fishing, with
associated economic and other benefits.
Other potentially affected services
include provision of food for some
recreational and subsistence fishers and
for other consumers, as well as non-use
services, including existence (protection
and preservation with no expectation of
direct use) and bequest values (PA,
section 4.5).
The PA recognizes that some level of
S deposition and associated risk of
aquatic acidification, including those
associated with past decades of
acidifying deposition in the Northeast,
can impact the public welfare and thus
might reasonably be judged adverse to
the public welfare. Depending on
magnitude and the associated impacts,
there are many locations in which S
deposition and associated aquatic
acidification can adversely affect the
public welfare. For example, there is
evidence in some waterbodies that
aquatic acidification resulting in
reduced acid buffering capacity can
adversely affect waterbodies and
associated fisheries, which in addition
to any commercial ramifications can
have ramifications on recreational
enjoyment of affected areas (PA,
sections 5.1.1 and 4.5). The evidence is
less clear as to what level of risk to an
aquatic system, in terms of estimates for
achieving various ANC targets across
sites within an ecoregion, might be
judged of public welfare significance.
In other secondary NAAQS reviews,
the EPA’s consideration of the public
welfare significance of the associated
effects has recognized a particular
importance of Class I areas and other
similarly protected areas. Accordingly,
we note that waterbodies that have been
most affected by acidic deposition are in
the eastern U.S., including in several
Class I areas and other national and
state parks and forests (PA, section
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5.1.2.1).64 Two waterbodies in such
areas were included as case studies in
the aquatic acidification REA:
Shenandoah Valley Area and Rocky
Mountain National Park (PA, section
5.1.3.3). While assuring continued
improvement of affected waterbodies
throughout the U.S. (e.g., through lower
S deposition than the levels of the past)
may reasonably be considered to be of
public welfare importance, it is
particularly important in Class I and
similarly protected areas. In this review,
in considering the potential public
welfare significance of aquatic
acidification effects of differing levels of
S deposition, the PA summarizes the
REA ecoregion-scale results in terms of
percentages of ecoregions in which
differing percentages of waterbodies are
estimated to achieve the three acid
buffering capacity targets. The PA
summarized results in this way to
inform identification of S deposition
estimates in the context of potential
policy options.
The first subsection below (II.E.1.c(1))
focuses on the aquatic acidification REA
analyses (summarized in section II.D
above), considering first their use of
ANC as the indicator of acidification
risk, then evaluating the exposure/risk
estimates as to what they indicate about
acidification risks in freshwater streams
and lakes of the contiguous U.S. for S
deposition rates estimated to have
occurred over the past two decades
(much of which is newly assessed in
this review),65 and lastly identifying
important uncertainties associated with
the estimates. Section II.E.1.c(2)
considers the evidence and quantitative
exposure/risk information from a public
welfare protection perspective, focusing
first on what might be indicated
regarding deposition conditions under
which waterbodies in acid-sensitive
ecoregions might be expected to achieve
acid buffering capacity of interest and
what the available information indicates
pertaining to the consideration of public
welfare protection from S deposition
related effects in aquatic ecosystems.
Lastly, section II.E.1.c(2) considers what
the published quantitative information
regarding S deposition and terrestrial
acidification indicates regarding
deposition levels of potential concern,
along with associated uncertainties in
this information. Section II.E.1.c(3) then
summarizes considerations in relating
64 A comparison of Figures 4–4 and 5–6 of the PA
indicates multiple Class I areas in ecoregions
considered acid sensitive.
65 Aquatic acidification risk analyses in the last
review considered deposition estimates for 2002
and 2006 derived from CMAQ modeling, 2002
emissions estimates (2009 REA, Appendix 1).
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SOX air quality metrics to deposition of
S compounds.
(1) Quantitative Information for
Ecosystem Risks Associated With S
Deposition
As in the last review, we give primary
attention to the quantitative assessment
of aquatic acidification (including
particularly that attributable to S
deposition). While noting the
uncertainties associated with results of
the aquatic acidification REA, as
summarized in section II.D.2 above, the
PA recognized these results to be
informative to the identification of S
deposition levels associated with
potential for aquatic acidification effects
of concern, as summarized below. This
assessment of quantitative linkages
between S deposition and potential for
aquatic acidification is one component
of the approach implemented in the PA
for informing judgments on the
likelihood of occurrence of such effects
under differing air quality conditions.
Although the approaches and tools for
assessing aquatic acidification have
often been applied for S and N
deposition in combination, the
approach taken in the REA for this
review is focused on S deposition. This
focus is supported by analyses in the PA
indicating the relatively greater
contribution of S deposition than N
deposition to aquatic acidification risk
under the more recent air quality
conditions that are the focus of this
review (PA, Appendix 5A). As
summarized in section II.D above, the
aquatic acidification assessment has
relied on well-established site-specific
water quality modeling applications
with a widely recognized indicator of
aquatic acidification, ANC.
Quantitative tools are also available
for the assessment of terrestrial
acidification related to S deposition, as
they were in the last review, and the
findings from these analyses presented
in the 2009 REA have been considered
in this review in the context of more
recently available evidence (PA, section
5.3.2.1; 2009 REA, section 4.3).66 In the
last review, analyses that related
estimated atmospheric deposition of
acidic N and S compounds (for early
2000s time period) to terrestrial effects,
or indicators of terrestrial ecosystem
risk, were generally considered to be
more uncertain than conceptually
similar modeling analyses for aquatic
66 Given findings from the 2009 REA that aquatic
acidification provided a more sensitive measure for
use in assessing deposition related to ecosystem
acidification, and consideration of recent
information not likely to result in a different
finding, the REA for the current review focused on
aquatic acidification.
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ecosystems. For example, the 2009 REA
concluded that ‘‘aquatic acidification is
clearly the targeted effect area with the
highest level of confidence’’ (2009 REA,
section 7.5; 2011 PA, section 1.3).
Additionally, the PA for this review
notes that quantitative tools and
approaches are not well developed for
other ecological effects associated with
atmospheric deposition of S
compounds, such as mercury
methylation and sulfide toxicity in
aquatic systems (PA, sections 4.2.3.1
and 4.2.3.2).
As described in sections II.C and II.D
above, ANC is an indicator of
susceptibility or risk of acidificationrelated effects in waterbodies, with
lower levels indicating relatively higher
potential for acidification and related
waterbody effects. The support for this
relationship is strongest in aquatic
systems low in organic material, and the
evidence comes predominantly from
historically affected waterbodies in the
eastern U.S. (e.g., in the Adirondack
Mountains) and Canada. In waterbodies
with relatively higher levels of
dissolved organic material, the presence
of organic acid anions contributes to
reduced pH, but also creates complexes
with dissolved aluminum that protect
resident biota against aluminum toxicity
(ISA, Appendix 8, section 8.3.6.2; PA,
section 7.2.2.1). Accordingly, biota in
such systems tolerate lower ANC values
(and pH) than biota in waterbodies with
low dissolved organic carbon. Thus,
while the evidence generally supports
the use of ANC as an acidification
indicator and for purposes of judging a
potential for ecosystem acidification
effects generally, the relationship with
risk differs depending on the presence
of naturally occurring organic acids,
which also affects the responsiveness of
ANC to acidifying deposition in these
areas. For these reasons, in some areas,
ANC is less well supported as an
indicator for acidic deposition-related
effects (and waterbodies are less
responsive to changes in acidic
deposition) due to dissolved organic
material; these areas include the Middle
Atlantic Coastal Plain, Southern Coastal
Plains, and Atlantic Coastal Pine
Barrens ecoregions (PA, section 5.1.2.2).
The PA considers the available
evidence to provide strong support for
use of ANC for purposes of making
judgments regarding risk to aquatic
biota in streams impacted by acidifying
deposition, and for consideration of the
set of targets analyzed in the aquatic
acidification REA: 20, 30, and 50 meq/
L (PA, section 5.1). There is
longstanding evidence of an array of
impacts on aquatic biota and species
richness reported in surface waters with
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ANC values below zero and in some
historically impacted waterbodies with
ANC values below 20 meq/L (PA, section
5.1.2.2). The severity of impacts is
greatest at the lowest ANC levels. This
evidence derives primarily from lakes
and streams of the Adirondack
Mountains and areas along the
Appalachian Mountains. As recognized
in the 2012 review, in addition to
providing protection during base flow
situations, ANC is a water quality
characteristic that affords protection
against the likelihood of decreased pH
from episodic events in impacted
watersheds. For example, some
waterbodies with ANC below 20 meq/L
have been associated with increased
probability of low pH events, that,
depending on other factors as noted
above, may have potential for reduced
survival or loss of fitness of sensitive
biota or lifestages (2008 ISA, section
5.1.2.1). In general, the higher the ANC
level above zero, the lower the risk
presented by episodic acidity. In
summarizing and considering the
acidification risk estimates for the
different scales of analysis (national,
ecoregion and case study) and using the
water quality modeling-based CLs
derived for three different ANC targets
(20, 30 and 50 meq/L), the PA recognizes
both the differing risk that might be
ascribed to the different ANC targets, as
well as the variation in ANC response
across waterbodies that may be
reasonable to expect with differences in
geology, history of acidifying
deposition, and in patterns of S
deposition. Further, the PA recognizes
limitations and uncertainties in the use
of ANC as an indicator for model-based
risk assessments as noted above (PA,
section 7.2.2.1).
The REA national-scale analysis of
more than 13,000 waterbody sites in 69
ecoregions demonstrated an appreciable
reduction in risk over the 20-year period
of analysis (PA, section 5.1.3). For the
2001–2003 period, more than 20% of
waterbodies analyzed nationally were
estimated to be unable to achieve an
ANC of 20 meq/L or greater based on S
deposition estimates (table 1 above).
This percentage declines significantly
by the 2010–2012 period, and by the
2018–20 period, only 1% and 4% of
waterbodies analyzed nationally were
estimated to be unable to achieve or
exceed ANC targets of 20 meq/L and 50
meq/L, respectively (table 1). The 25
ecoregions included in the ecoregionscale analyses (i.e., 18 in the East and
7 in the West in which there are at least
50 waterbody sites with CL estimates)
are dominated by ecoregions categorized
as acid sensitive (PA, Table 5A–5) and
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excludes the three ecoregions identified
above as having natural acidity related
to organic acids 67 (PA, section 5.1.2.1).
The ecoregion-scale results across the
20-year period reflect the results at the
national scale, but the percentages of
waterbodies not able to meet the ANC
targets are higher than the national
percentages due to the dominance of the
acid-sensitive ecoregions among the 25
analyzed in the ecoregion-scale analysis.
Specifically, in the most affected
ecoregion (Central Appalachians), more
than 50% of waterbodies were estimated
to be unable to achieve an ANC of 20
meq/L or greater based on S deposition
estimates for the 2001–2003 period; the
percentage was close to 60% for an ANC
target of 50 meq/L (Figure 1 above, and
PA, Figure 5–13). By the 2018–2020
period, less than 10% of waterbodies in
any of the 25 ecoregions (and less than
5% in all but one) were estimated to be
unable to achieve an ANC of 20 meq/L
and less than 15% of waterbodies in the
most affected ecoregion were estimated
to be unable to achieve an ANC of 50
meq/L (Figure 1 above and PA, Figure 5–
13).
The PA recognizes uncertainty
associated with two overarching aspects
of the aquatic acidification REA (PA,
section 5.1.4 and Appendix 5A, section
5A.3). The first relates to interpretation
of specific thresholds or benchmark
concentrations of ANC with regard to
aquatic acidification risk. The second
relates to our understanding of the
biogeochemical linkages between
deposition of S and N compounds and
waterbody ANC (which is reflected in
the modeling employed), and the
associated estimation of CLs. With
regard to interpretation of ANC
thresholds, while ANC is an established
indicator of aquatic acidification risk,
there is uncertainty in our
understanding of relationships between
ANC and risk to native biota,
particularly in waterbodies in geologic
regions prone to waterbody acidity.
Such uncertainties relate to a number of
factors, including the varying influences
of site-specific factors other than ANC.
These other site-specific factors include
prevalence of organic acids in the
watershed, as well as historical loading
to watershed soils that can influence
acidity of episodic high-flow events
(PA, sections 5.1.4 and 7.2.2.1 and
Appendix 5A, section 5A.3). There are
also uncertainties associated with the
estimates of S deposition used in the
analyses of CL exceedances, including
those for the national- and ecoregionscale analyses (PA, section 6.3.1, Table
67 The natural acidity contributes to a reduced
responsiveness to changes in acidic deposition.
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6–13). Consideration of such
uncertainties informs the weighing of
the findings of the quantitative analyses.
For example, there is more uncertainty
associated with CLs in areas that are less
well studied. Thus, the PA suggests that
it is appropriate to put greater emphasis
on the more well studied areas and/or
less emphasis on estimates for the tails
of the distributions (e.g., upper/lower
percentiles) of waterbody exceedances
within an ecoregion or case study area.
This information additionally informs
interpretation of the potential risk
associated with estimates for the
different ANC targets.
With regard to estimation of CLs for
the different ANC targets, associated
uncertainties, generally related to
parameters used in the steady-state CL
models, are difficult to characterize and
assess. Such uncertainties contribute
uncertainty to estimation of the ANC
levels that individual waterbodies might
be expected to achieve under different
rates of S deposition. While the water
quality models used for estimating
aquatic acidification CL are well
conceived and based on a substantial
amount of research and applications
available in the peer-reviewed literature,
there is uncertainty associated with the
availability of the necessary data to
support certain model components (PA,
Appendix 5A, section 5A.3). For
example, as recognized in section II.D.2
above, the data to support the sitespecific model inputs for some areas are
more limited than others, with
associated greater uncertainties (PA,
sections 4.2.1.3 and 5.1.4).
Most particularly, the strength of the
CL estimates and the exceedance
calculation rely on the ability of models
to estimate the catchment-average basecation supply (i.e., input of base cations
from weathering of bedrock and soils
and air), runoff, and surface water
chemistry. The uncertainty associated
with runoff and surface water
parameters relates to measurement
availability, which varies among
waterbodies. The model input
associated with estimating base cation
catchment supply is the base cation
weathering rate, which the ISA
recognizes as ‘‘one of the most
influential yet difficult to estimate
parameters in the calculation of critical
acid loads of N and S deposition for
protection against terrestrial
acidification’’ (ISA, section IS.14.2.2.1;
Li and McNulty, 2007). Although the
approach to estimate base-cation supply
in the REA (e.g., F-factor approach) has
been widely published and analyzed in
Canada and Europe, and has been
applied in the U.S. (e.g., Dupont et al.,
2005 and others), the magnitude of
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uncertainty in this estimate is unclear
and could be large in some cases. The
REA’s quantitative analysis of
uncertainty in CL estimates indicates
lower uncertainty associated with CLs
estimated for sites with more extensive
and longer-term water quality datasets
and relatively low variability in the
runoff measurements, such as CLs for
waterbody sites in the eastern U.S.,
particularly along the Appalachian
Mountains, in the Upper Midwest, and
in the Rocky Mountains. The analysis
found greater uncertainty associated
with CLs estimated for sites in the
Midwest and South and along the CA to
WA coast (PA, Appendix 5A, section
5A.3.1).
(2) General Approach for Considering
Public Welfare Protection
In discussing key considerations in
judging public welfare protection from S
deposition in the context of the review
of the secondary standard for SOX, the
PA first focused on the results of the
aquatic acidification REA as to what
they indicated about deposition
conditions under which waterbodies in
sensitive ecoregions might be expected
to achieve ANC levels of interest. In so
doing, the PA focused on the results of
the aquatic acidification REA at three
scales: national-scale, ecoregion-scale
and the more localized case study-scale,
giving particular focus to the ecoregion
and case-study analyses, which use the
waterbody-specific comparisons of
estimated deposition and waterbody
CLs to provide ecoregion wide and
cross-ecoregion summaries of estimated
waterbody responses to ecoregion
estimates of deposition. The PA also
considered the extent to which
waterbodies in each ecoregion analyzed
were estimated to achieve ANC levels at
or above each of the three targets in
recognition of the variation in ANC
response reasonably expected across
waterbodies in an ecoregion based on
both differences in watersheds that can
affect sensitivity to S deposition and
with different spatial or geographic
patterns of S deposition.
At the national scale, as summarized
in section II.E.1.c(1) above, unlike the
case for the 2000–2002 period, few
waterbodies are estimated to be
receiving deposition in excess of their
CLs for the three ANC targets under
recent deposition estimates. For
example, for S deposition estimates for
the most recent time period (2018–
2020), only 4% of waterbodies
nationally were estimated to exceed CLs
for an ANC of 50 meq/L and 1% for an
ANC of 20 meq/L (table 1 above). In this
time period (2018–2020), median
estimates of deposition in all of the 69
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ecoregions that are represented in these
national-scale percentages (ecoregions
with at least one site with a CL estimate)
are at or below approximately 4 kg S/
ha-yr (PA, Tables 5A–15 and 5A–11).
Based on the array of CL-based
analyses, the PA provides a general
sense of the ANC values that
waterbodies in sensitive regions across
the continental U.S. may be able to
achieve, including for areas heavily
affected by a long history of acidifying
deposition, such as waterbodies in
Shenandoah Valley. In the case study
for that well studied area (4,977 sites
distributed across three ecoregions),
90% of waterbody sites are estimated to
be able to achieve an ANC at or above
20 meq/L (focusing on S deposition only)
with S deposition of 7.1 kg/ha-yr and
70% with S deposition of 9.4 kg/ha-yr
(PA, section 5.1.3.3). For an ANC target
at or above 50 meq/L in the Shenandoah
Valley case study, the corresponding
deposition estimates are 4.1 and 6.3 kg/
ha-yr (PA, Table 5–6). For the other case
study areas (White Mountain National
Forest, Northern Minnesota, Sierra
Nevada Mountains and Rocky Mountain
National Park), there are appreciably
fewer waterbody sites for which
modeling has been performed to
estimate CLs, and accordingly greater
uncertainty. Yet, the case study area
averages of waterbody CLs for achieving
ANC at or above each of the three targets
(20, 30 or 50 meq/L) is quite similar
across the five case studies, ranging
from 9.4 kg/ha-yr for an ANC of 50 meq/
L in Shenandoah Valley Area to 12 kg/
ha-yr for an ANC of 20 meq/L in both
Shenandoah and Sierra Nevada
Mountains case study areas (PA, Table
5–6).
Findings from the ecoregion-scale
analyses of 25 ecoregions (18 East and
7 West), nearly all of which are
considered acid sensitive, indicated
ranges of deposition estimates
associated with high percentages of
waterbodies estimated to achieve the
three ANC targets that are similar to the
case study results immediately above.
This was the case when considering the
ecoregion-scale analysis results in both
of the two ways they were presented: (1)
in terms of ecoregion median deposition
regardless of time period or ecoregion
(ecoregion-time period combinations),
and (2) in terms of temporal trends in
S deposition and waterbody percentages
achieving ANC targets.
For example, in the ecoregion-time
period combinations presentation, at
least 90% of waterbody sites in 87% of
the eastern ecoregion-time period
combinations are estimated to be able to
achieve an ANC at or above 20 meq/L
with ecoregion median S deposition at
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or below 9 kg/ha-yr and in 96% of those
combinations for S deposition at or
below 5 kg/ha-yr (table 4 below). This
summary contrasts with, and indicates
appreciably greater acid buffering
capacity than, the estimates for S
deposition at or below 18 kg/ha-yr (table
4 below). Further, 70% of waterbody
sites in all 18 eastern ecoregions are
estimated to achieve an ANC at or above
50 meq/L with ecoregion median S
deposition at or below 9 kg/ha-yr.
Although fewer ecoregion-time period
combinations are associated with still
lower S deposition estimates,
contributing to increased uncertainty,
we also note that for the lowest bin that
buffering targets based on the full
dataset that includes deposition
estimates up to 18 kg/ha-yr. More
specifically, this reflects an appreciably
greater percentage of waterbodies in
more ecoregions achieving ANC at or
above 20 meq/L, at or above 30 meq/L,
and at or above 50 meq/L (table 4 below),
with ecoregion median deposition levels
at or below 9 kg/ha-yr. Additionally,
these percentages increase across the
bins for the lower deposition estimates,
although they are also based on smaller
proportions of the supporting dataset
(i.e., fewer ecoregion-time period
combinations in each subsequently
lower deposition bin).
is composed of at least half of the full
eastern ecoregion dataset (51 ecoregiontime periods with S deposition
estimates at or below 5 kg/ha-yr), 90%
of waterbodies per ecoregion were
estimated to achieve an ANC at or above
20 meq/L in 96% of the combinations
and at or above 50 meq/L in 82% of the
combinations (table 4 below).
In total, the ecoregion-time periods
presentation indicates the likelihood of
appreciably more waterbodies achieving
the acid buffering capacity targets
among the combinations with ecoregion
median deposition at or below 9 kg/hayr (and for the bins for lower values) in
eastern ecoregions compared to the
estimates of waterbodies achieving acid
TABLE 4—SUMMARY OF THE EASTERN ECOREGION AND TIME PERIOD COMBINATIONS ACHIEVING DIFFERENT ANC
TARGETS WITH ESTIMATED S DEPOSITION AT OR BELOW DIFFERENT VALUES
% of Eastern ecoregion-time period combinations ** with at least
90%, 80% or 70% waterbodies per ecoregion achieving ANC target
% of
combinations
included
S deposition
(kg/ha-yr) *
ANC (μeq/L) at/below:
≤18 ...............................................................................
≤13 ...............................................................................
≤11 ...............................................................................
≤9 .................................................................................
≤7 .................................................................................
≤6 .................................................................................
≤5 .................................................................................
≥90% of waterbodies
≥80% of waterbodies
≥70% of waterbodies
20
20
20
100
90
84
77
70
66
57
30
73
80
83
87
92
93
96
50
67
73
76
81
87
88
92
60
65
68
72
78
78
82
30
88
95
97
100
100
100
100
50
87
94
96
99
100
100
100
81
88
91
93
95
97
96
30
92
98
99
100
100
100
100
50
90
96
99
100
100
100
100
89
96
99
100
100
100
100
* These values are ecoregion median estimates across all waterbody sites in an ecoregion with a CL estimate.
** These percentages are from the more extensive presentation of results in PA, Table 5–5.
above 20 meq/L), median deposition in
95% of the ecoregions was below 8 kg
S/ha-yr, ranging from 1.3 to 7.3 kg S/hayr (PA, Table 7–2 and Figure 7–1). As
shown in table 5 below, with each
reduction in S deposition in each
subsequent time period, more
waterbodies in each of the eastern
ecoregions are estimated to be able to
achieve the ANC targets. Nearly 90% of
the 18 eastern ecoregions are estimated
to have at least 90% of their waterbodies
achieving an ANC of 20 meq/L in the
2010–12 period and achieving an ANC
of 50 meq/L in the 2014–16 period.
The PA observes that estimates from
the temporal trend perspective similarly
indicate appreciable percentages of
waterbodies per ecoregion being
estimated to achieve the acid buffering
capacity targets with ecoregion median
deposition below a range of
approximately 8 to 5 kg/ha-yr. For
example, during the latter half of the 20year period analyzed (i.e., by the 2010–
2012 period), by which time all 25
ecoregions are estimated to have more
than 70% of waterbodies able to achieve
an ANC at or above 50 meq/L (and at
least 85% able to achieve an ANC at or
When the 7 western ecoregions are
included in a summary based on ANC
targets of 20 meq/L for the West and 50
meq/L for the East,68 over 70% of the full
set of ecoregions are estimated to have
at least 90% of their waterbodies
achieving the ANC targets by the 2010–
12 period (table 5). By the 2014–2016
and 2018–2020 periods, 24 of the 25
ecoregions were estimated to have more
than 90% of waterbodies able to achieve
an ANC at/above 50 meq/L, and median
S deposition in all 25 ecoregions was
below 5 kg/ha-yr (table 5).
TABLE 5—ECOREGIONS ESTIMATED TO HAVE DIFFERENT PERCENTAGES OF WATERBODIES ACHIEVING DIFFERENT ANC
TARGETS FOR THE FIVE DEPOSITION PERIODS ANALYZED
% (n) of ecoregions with specified percentage of waterbodies per ecoregion achieving specified ANC
ANC: 20 μeq/L
ddrumheller on DSK120RN23PROD with PROPOSALS2
Time period
Ecoregion median S
deposition (kg/ha-yr)
Min
I
Max
Percent of waterbodies
per ecoregion
90%
I
80%
I
70%
4.0
3.1
I
21:57 Apr 12, 2024
Percent of waterbodies
per ecoregion
Percent of waterbodies
per ecoregion
I
80%
I
70%
90%
I
80%
I
70%
Of 18 Eastern Ecoregions
17.3
14.4
39% (7)
44% (8)
68 This combination of targets recognizes the
naturally and typically low ANC levels observed in
VerDate Sep<11>2014
50 μeq/L
90%
East
2001–03 ............
2006–08 ............
30 μeq/L
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I
67% (12)
72% (13)
I
72% (13)
89% (16)
I
28% (5)
33% (6)
I
61% (11)
72% (13)
western waterbodies while also including a higher
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I
72% (13)
78% (14)
II
22% (4)
33% (6)
I
50% (9)
67% (12)
I
72% (13)
72% (13)
target for the East, as described in section 5.1.2.2
of the PA.
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TABLE 5—ECOREGIONS ESTIMATED TO HAVE DIFFERENT PERCENTAGES OF WATERBODIES ACHIEVING DIFFERENT ANC
TARGETS FOR THE FIVE DEPOSITION PERIODS ANALYZED—Continued
% (n) of ecoregions with specified percentage of waterbodies per ecoregion achieving specified ANC
ANC: 20 μeq/L
Time period
Ecoregion median S
deposition (kg/ha-yr)
Min
2010–12 ............
2014–16 ............
2018–20 ............
Max
2.3
1.9
1.3
7.3
4.6
3.9
Percent of waterbodies
per ecoregion
............
............
............
............
............
1.2
1.2
1.0
1.1
0.62
50 μeq/L
Percent of waterbodies
per ecoregion
90%
80%
70%
90%
80%
70%
90%
80%
70%
89% (16)
94% (17)
100% (18)
100% (18)
100% (18)
100% (18)
100% (18)
100% (18)
100% (18)
83% (15)
94% (17)
94% (17)
100% (18)
100% (18)
100% (18)
100% (18)
100% (18)
100% (18)
61% (11)
89% (16)
94% (17)
89% (16)
100% (18)
100% (18)
100% (18)
100% (18)
100% (18)
44%
52%
72%
92%
96%
64%
76%
92%
100%
100%
80%
80%
100%
100%
100%
All
2001–03
2006–08
2010–12
2014–16
2018–20
30 μeq/L
Percent of waterbodies
per ecoregion
Of 25 Ecoregions (18 East, 7 West)
17.3
14.4
7.3
4.6
3.9
56%
60%
92%
96%
100%
(14)
(15)
(23)
(24)
(25)
76%
80%
100%
100%
100%
(19)
(20)
(25)
(25)
(25)
80%
92%
100%
100%
100%
(20)
(23)
(25)
(25)
(25)
48%
52%
88%
96%
96%
(12)
(13)
(22)
(24)
(24)
72%
80%
100%
100%
100%
(18)
(20)
(25)
(25)
(25)
80%
84%
100%
100%
100%
(20)
(21)
(25)
(25)
(25)
(11)
(13)
(18)
(23)
(24)
(16)
(19)
(23)
(25)
(25)
(20)
(20)
(25)
(25)
(25)
Note: Estimates for ANC of 50 μeq/L (East) and 20 μeq/L (West) are identical to those for 50 in all 25 ecoregions.
ddrumheller on DSK120RN23PROD with PROPOSALS2
The temporal trends in percentage of
waterbodies estimated to achieve the
target ANC levels for each of the 25
individual ecoregions document a large
difference between the time periods
prior to 2010 and subsequent time
periods (Figure 1 above; PA, Figure 7–
1). For the S deposition estimated for
the 2010–2012 time period, more than
70% of waterbodies are estimated to be
able to achieve an ANC of 50 meq/L in
all 25 ecoregions (Figure 1, left panel),
and 85% to 100% of waterbodies in all
ecoregions are estimated to be able to
achieve an ANC of 20 meq/L (Figure 1,
right panel).
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Given the dependency of the ANC
estimates on S deposition estimates, this
distinction between the period prior to
2010 and the subsequent decade is also
seen in the ecoregion deposition
estimates for the 25 REA ecoregions
(Figure 2; PA, Figure 7–2). The
distribution of deposition estimates at
waterbody sites assessed in each
ecoregion, and particularly the pattern
for the higher percentile sites in each
ecoregion, illustrates the deposition
estimates that are driving the REA
estimates. For example, among the 25
East and West ecoregions during the two
periods prior to 2010, the medians of
the ecoregion 90th percentile deposition
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estimates ranged from approximately 14
to 17 kg/ha-yr, with maximum values
above 20 kg/ha-yr (Figure 2). This
contrasts with the deposition estimates
during the 2010–2020 period when,
among all 25 ecoregions, the medians of
the ecoregion 90th percentile deposition
estimates ranged from approximately 2
to 5 kg/ha-yr, with all ecoregion 90th
percentile estimates below 8 kg/ha-yr
(Figure 2). The contrast is less sharp for
the ecoregion medians, as the median is
a statistic less influenced by changes in
the magnitude of values at the upper
end of the distribution (Figure 2).
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751" Percentile
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•
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associated with a desired level of
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E:\FR\FM\15APP2.SGM
Thus, in considering identification of
S deposition levels that may be
PO 00000
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•
•
~·
H
(,/)
~C:
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2001-2003
2006-2008
2010-2012
2014-2016
•••
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2018-2020
ii... !Ii imm.
5
• •
•
.•
o*
2001,-2003
2006-2008
201.0.,.2012
2014-2016
2018-2020
Figure 2. Ecoregion 90th, 75th and 50th Percentile S Deposition Estimates at REA Waterbody Sites Summarized for all 25 Ecoregions
(left) and the 18 Eastern Ecoregions (right).
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standard, the PA took note of the
increased percentages of waterbodies
estimated to achieve more protective
ANC levels across the five time periods.
The pattern of estimated improving
water quality over the 20-year study
period is paralleled by the pattern of
declining deposition, which is more
obvious in the upper percentiles (than
the median) of the distribution of values
per ecoregion (Figure 2). This pattern
indicates appreciable difference
between the first and second decades of
the period in terms of S deposition (at
upper percentiles as well as at the
median of sites within the 25
ecoregions) and associated aquatic
acidification risk. The ecoregion with
the highest S deposition in the latter
decade (2010–2020) had 90th percentile
estimates ranging from approximately 8
kg/ha-yr to just below 5 kg/ha-yr (and
median estimates with a very similar
range) across this decade (Figure 2). As
noted immediately above, the risk
estimates associated with the deposition
estimates of this decade indicate
generally high percentages of
waterbodies per ecoregion as able to
achieve or exceed the three ANC targets.
Similarly, the ecoregion-time period
binning summary also indicates
generally high percentages of
waterbodies achieving ANC targets for
ecoregion median S deposition at or
below about 8 or 9 kg/ha-yr (table 4).
Lastly, the case study CL estimates also
indicate appreciable portions of the case
study areas that might be expected to
attain the three ANC targets with
deposition below 9 kg/ha-yr. Thus, in
light of these observations, the PA
describes S deposition, on an areawide
basis, that falls below approximately
10–5 kg/ha-yr, or 8–5 kg/ha-yr (differing
slightly depending on the supporting
analysis), as being associated with the
potential to achieve acid buffering
capacity levels of interest in an
appreciable portion of sensitive areas.
In considering what the quantitative
information regarding S deposition and
terrestrial acidification indicates
regarding deposition levels of relatively
greater and lesser concern for potential
acidification-related effects (and the
associated uncertainties), the PA
considers soil chemistry modeling
analyses (both those described in
published studies and an analysis
performed in the 2009 REA), studies
involving experimental additions of S
compounds to defined forestry plots,
and observational studies of potential
relationships between terrestrial biota
assessments and metrics for S
deposition (PA, section 5.3). With
regard to soil chemistry modeling
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analyses performed in the last review,
the PA notes that the resulting estimates
of acidic deposition CLs for three values
of the soil acidification indicator, BC:Al
ratio, indicated a range generally well
above the CL estimates associated with
achieving various ANC targets in the
aquatic acidification analyses discussed
above. The soil acidification CLs were
also above all of the ecoregion estimates
(across the five time periods from 2001
through 2020) considered in the aquatic
acidification analyses (PA, Table 5–7).
Thus, the PA concluded that these soil
acidification modeling findings indicate
that a focus on aquatic acidification
might reasonably be expected to also
provide protection from soil
acidification effects on terrestrial biota.
With regard to studies involving S
additions to experimental forested areas,
the PA notes that although the number
of tree species that have been included
in such experiments is somewhat
limited, the more widely recognized
sensitive species (based on field
observations) have been included in
such studies. Across these studies, the
PA observes that effects on the trees
analyzed have not been reported with S
additions below 20 kg/ha-yr (which is in
addition to the atmospheric deposition
occurring during the experiment).
The PA also considers the recently
available quantitative information
regarding S deposition and terrestrial
acidification drawn from two
observational studies that report
associations of tree growth and/or
survival metrics with various air quality
or S deposition metrics, providing
support to conclusions regarding the
role of acidic S deposition on tree health
in the U.S., most particularly in regions
of the eastern U.S. (PA, section 5.3.2.3
and Appendix 5B, section 5B.3.2). The
metrics used in the two largest studies
include site-specific estimates of
average SO42¥ deposition and of
average total S deposition over the
interval between tree measurements,
generally on the order of 10 years
(Dietze and Moorcroft, 2011; Horn et al.,
2018). In the study that used SO42¥ as
the indicator of acidic S deposition, and
for which the study area was the eastern
half of the contiguous U.S., site-specific
average SO42¥ deposition (1994–2005)
ranged from a minimum of 4 kg/ha-yr to
a maximum of 30 kg/ha-yr (Dietze and
Moorcroft, 2011). Review of the study
area for this study and a map indicating
geographic patterns of deposition during
the period of the deposition data
indicate the lowest deposition areas to
be west of the Mississippi River,
northern New England (e.g., Maine) and
southern Georgia and Florida (in which
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S deposition in the 2000–2002 period is
estimated to fall below 8 kg/ha-yr), and
the highest deposition areas to be a large
area extending from New York through
the Ohio River valley (PA, Appendix
5B, Figures 5B–1 and 5B–11). In the
second study, deposition at the sites
with species for which growth or
survival was negatively associated with
S deposition ranged from a minimum
below 5 kg/ha-yr to a site maximum
above 40 kg/ha-yr, with medians for
these species generally ranging from
around 5 to 12 kg S/ha-yr (Appendix 5B,
section 5B.3.2.3; Horn et al., 2018).
In considering these study
observations, the PA notes the history of
appreciable acidic deposition in the
eastern U.S., with its associated impacts
on soil chemistry, that has the potential
to be exerting a legacy influence on tree
growth and survival more recently (PA,
section 5.3.2 and Appendix 5B).
Further, the PA notes that at a nationalscale, the geographic deposition
patterns (e.g., locations of relatively
greater versus relatively lesser
deposition) more recently appear to be
somewhat similar to those of several
decades ago (e.g., PA, sections 2.5.4 and
6.2.1). This similarity in patterns is
recognized to have the potential to
influence findings of observational
studies that assess associations between
variation in tree growth and survival
with variation in levels of a metric for
recent deposition at the tree locations,
and to contribute uncertainty with
regard to interpretation of these studies
as to a specific magnitude of deposition
that might be expected to elicit specific
tree responses, such as those for which
associations have been found. The PA
notes that, as recognized in the study by
Dietze and Moorcroft (2011), which
grouped species into plant functional
groups, acidification impacts on tree
mortality result from cumulative longterm deposition, and patterns reported
by their study should be interpreted
with the knowledge that acidification
impacts on tree mortality result from
cumulative long-term deposition (PA,
section 5.3.1 and Appendix 5B).
(3) Relating Air Quality Metrics to S
Deposition
In considering what the available
information and air quality analyses
indicate regarding relationships
between air quality metrics and S
deposition, the PA evaluated trends
over the past two decades as well as a
series of analyses of relationships
between S deposition and ambient air
concentrations of SO2 (in terms of 3-year
averages of the existing SO2 standard
and as an annual average), and between
S deposition and ambient air
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concentrations of other S compounds
(e.g., SO42¥ or summed SO42¥ and SO2)
at 27 Class I area sites, as summarized
in section II.B above.69 With regard to
indicators other than SO2, lower
correlations were observed for
collocated total S deposition estimates
with indicators of atmospheric Scontaining pollutants (particulate SO42¥
and the sum of S in SO2 and particulate
SO42¥ in 27 Class I areas than between
S deposition and annual average SO2
concentrations (averaged over three
years) at SLAMS monitors (PA, Figures
6–27 and 6–31 and Table 6–4). Thus,
while the data at the Class I area sites
(collocated CASTNET and IMPROVE
network sites) provide information for S
compounds other than SO2, the analyses
based on data from SLAMS are
considered particularly relevant given
that those sites are primarily in areas of
higher SO2 concentrations near
emissions sources and collect FRM/FEM
measurements for evaluating ambient
air concentrations relative to the
existing NAAQS. Information from
these monitoring sites is useful in
understanding how changes in SO2
emissions, reflected in ambient air
concentrations, may relate to changes in
deposition and, correspondingly, what
secondary standard options might best
relate to ambient air concentrations
such that deposition in areas of interest
is maintained at or below range of levels
identified above (PA, section 7.2.2.3).
Together the air quality and
deposition data and analyses in the PA
indicate a significant association of S
deposition with SO2 concentrations,
with statistically significant correlation
coefficients ranging from approximately
0.50 up to 0.70 from the trajectory-based
and SLAMS analyses for the five 3-year
time periods (during 2001–2020) across
all ecoregions. Higher correlations were
observed for dry S deposition and at
sites in the eastern U.S. (PA, section
7.2.2.3). As summarized in section II.B
above, S deposition is generally higher
in the east and dry S deposition is
generally higher near SO2 emissions
sources. In considering the two types of
analyses, relating concentrations to
69 The air quality metrics include one based on
the current secondary SO2 NAAQS, which is the
second highest 3-hour daily maximum in a year, as
well as an annual average SO2 air quality metric
(averaged over three years). In light of the many
factors contributing variability to S deposition, the
analyses focus on a 3-year average of all of the air
quality and deposition metrics and include
multiple years of data, generally on the order of 20
years and covering a period of declining
concentrations and deposition. Of the two air
quality metrics analyzed, the PA focused primarily
on the annual average of SO2 concentrations,
averaged over 3 years, given the focus on control
of long-term S deposition and the greater stability
of the metric (PA, section 7.2.2.3).
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deposition either nearby or in
downwind areas, the PA notes that a
strength of the analyses for
concentrations and deposition estimates
at SLAMS locations is the capturing of
near-source deposition, while a strength
of the trajectory-based analyses is
accounting for the role of transport and
transformation in contributing to
downwind deposition.
While recognizing the significant
correlations between SO2 concentrations
and S deposition, the PA additionally
took note of the variability in, and
uncertainty associated with
relationships between SO2
concentrations at SLAMS monitors and
nearby and/or downwind S deposition.
The variability relates to the complexity
of the atmospheric chemistry, pollutant
transport, and deposition processes (PA,
sections 2.1.1 and 2.5). The uncertainty
in these relationships relates to a
number of factors, including uncertainty
in our estimates of S deposition (PA,
section 2.5.2) and spatial distribution of
monitor sites, including the
representation of significant SO2
emissions sources, as well as elements
of the trajectory-based analysis, e.g.,
inclusion criteria for identifying
monitoring sites of influence (PA,
section 6.3 and Table 6–13). The PA
concluded that it is unclear how much
and in what way each of these various
uncertainties in the data and analyses,
and the inherent variability of the
physical and chemical processes
involved, might impact the conclusions
concerning ambient air SO2
concentrations related to S deposition
estimates at different scales (PA, section
7.2.2.3). In light of such uncertainty and
variability, the REA aquatic
acidification analyses and discussion of
S deposition levels focused on statistics
for deposition estimates representing
large areas (e.g., at the ecoregion median
and 75th or 90th percentile, and case
study area average or 70th and 90th
percentile CLs). While uncertainty may
be greater for relating concentrations to
higher points on the distribution of
deposition in an ecoregion, the PA
recognized that it is the higher
deposition estimates, if focused on
individual waterbodies, that will
contribute most to aquatic acidification
risk, and additionally observed that the
distribution of S deposition estimates
within ecoregions has collapsed in the
more recent years of the 20-year analysis
period, with 90th percentile estimates
falling much close to the medians than
in the first decade of the period (Figure
2 above; PA, Figure 7–2).
In light of the declining trend in S
deposition and the corresponding REA
estimates of increasing ANC in sensitive
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ecoregions (as discussed above), the PA
considered the annual average SO2
concentration at SLAMS across five
time periods from 2000–2020. In so
doing, the PA focused on the most
recent time periods analyzed (i.e., since
2010) when the REA indicated
appreciably improved levels of acid
buffering capability in the waterbodies
of the 25 analyzed ecoregions (when
ANC targets were met or exceeded in a
high percentage of water bodies across
a high percentage of ecoregions). This
information indicates that during the
most recent time periods (in which
ecoregion median S deposition
estimates for the 25 REA ecoregions
were below 10 kg/ha-yr), the highest 3year average annual SO2 concentrations
were generally somewhat above 10 ppb
(with some exceptions during the 2019–
2021 period), and 95% of the
concentrations in each of the three most
recent periods are just at or below 5 ppb
(PA, Figure 7–5, left panel). The
distributions of annual average SO2
concentrations exhibit a similar pattern
of concentrations to that for the 3-year
averages, suggesting there to be little
year-to-year variability in this metric
(PA, Figure 7–5).
In identifying levels for consideration
for a potential annual average SO2
standard, the PA also gives attention to
the SO2 concentrations at monitoring
sites of influence identified in the
trajectory-based analyses across
different ranges of downwind ecoregion
S deposition estimates. In the dataset for
all 84 ecoregions in the contiguous U.S.,
the maximum annual average SO2
concentrations, averaged over three
years, at sites of influence to downwind
ecoregions with median S deposition
ranging below 9 kg S/ha-yr to 6 kg/hayr,70 were all below 15 ppb, and 75%
of the monitor sites of influence
concentrations were at or below 10 ppb
(PA, Figure 7–3).71 In the subset of data
for the 25 REA ecoregions with their
upwind monitors, for the bin that
includes deposition below 9 down to 6
kg/ha-yr, the concentrations for the
metric based on maximum
concentration at upwind sites of
influence (EAQM-max) range as high as
15 ppb, with more than half below 10
ppb (PA, Figure 7–4, left panel). The
EAQM-max concentrations associated
with ecoregion median deposition in the
70 The bin for ‘‘<9¥6 kg/ha-yr’’ is discussed here
as it is the bin closest to the deposition target range
of 10 or 8 to 5 kg/ha-yr identified above.
71 Figure 7–3 of the PA presents the pairs of
median deposition estimates and associated
upwind sites of influence EAQM-max SO2
concentrations from the trajectory-based analysis in
section 6.2.4 of the PA (specifically, the combined
datasets presented in PA, Figures 6–40 and 6–41).
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lowest bins (S deposition below 6 kg/hayr) were all below 10 ppb. This pattern
suggests that when the highest EAQMmax concentration is somewhat below
15 ppb and down to 10 ppb, the
ecoregion median deposition is below 9
kg/ha-yr and the 90th percentile
deposition is below 13 kg/ha-yr. When
the highest EAQM-max concentration is
at approximately 11 ppb, or 10 ppb,
both the median and 90th percentile
deposition are below 9 kg/ha-yr (PA,
Figure 7–4).
The PA additionally discusses
limitations associated with relating
individual monitor SO2 concentrations
to S deposition in the context of the two
metrics employed in the trajectorybased analyses. Between these metrics,
somewhat stronger correlations were
found for the annual average SO2
weighted EAQM (which provides for
proportional weighting of air
concentrations from locations projected
to contribute more heavily to a
particular ecoregion), compared to the
EAQM-max, particularly for the first
two to three time periods of the 20-year
period. This difference is related to the
extent to which monitor concentrations
can be indicative of atmospheric
loading. The weighted EAQM is
intended to more closely represent the
atmospheric loading for the locations
(and associated sources) of the
contributing (sites of influence)
monitors than a single contributing
monitor can. However, the weighted
metric is not directly translatable to a
standard level (which is an upper limit
on concentrations in individual
locations). Conversely, unweighted
concentrations (even from the maximum
contributing monitor) are limited in the
extent to which they can reflect
atmospheric loading due to a number of
factors, including monitor and source
distribution and magnitude of
emissions. The lower correlations
observed between deposition and the
maximum EAQM in areas of lower
concentrations are an indication of this
complexity. Across a broad enough
range in deposition (e.g., as occurring in
the earlier time periods and in the East),
a rough correlation is observed, which
breaks down across smaller ranges in
deposition, as evidenced by the much
lower correlations for the more recent
period with its much lower magnitude
of deposition and much smaller range in
deposition (PA, section 7.2.2.3).
In its consideration of the trajectorybased analyses to identify a range of
annual average SO2 EAQM-max
concentrations that may be associated
with an ecoregion median S deposition
range from 5 to 10 kg S/ha-yr, the PA
recognizes several important
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considerations. First, monitor
concentrations of SO2 can vary
substantially across the U.S., reflecting
the distribution of sources, and other
factors such as meteorology. This
complicates consideration of how the
EAQM-max, the maximum contributing
monitor identified in the trajectorybased analysis (summarized in section
II.B above and described more fully in
section 6.2.4 of the PA) relates to S
deposition levels in downwind
ecosystems. Another consideration is
the substantial scatter in the
relationship between S deposition
estimates and measured SO2
concentrations with ecoregion median S
deposition values below 5 kg/ha-yr.
This scatter in the relationship between
measured SO2 concentration and S
deposition estimates at these lower
deposition levels contributes increased
uncertainty to conclusions regarding
potential secondary standard SO2 metric
levels intended to relate to ecoregion
median deposition levels at or below 5
kg/ha-yr (PA, section 7.2.2.3).
With regard to consideration of
relationships between S deposition and
PM2.5, poor correlations were observed
for total S deposition estimates with
PM2.5 at the 27 Class I area sites (r=0.33,
PA, Figure 6–31), with not much
stronger correlations for ecoregion S
deposition estimates with PM2.5 at
upwind sites of influence from the
trajectory-based analysis (r=0.22 and
0.48, PA, Table 6–12). While the
correlations in the trajectory-based
analyses for deposition in eastern
ecoregions were much higher (r=0.83
and 0.90), the coefficients were negative
for deposition in western ecoregions.
The PA concluded that the
preponderance of western sites in the
Class I area dataset (20 of the 27 sites)
may be an influence on the low
correlation observed for that dataset.
Given that the analyses involving total
S deposition and ambient air SO42¥
concentrations are at remote locations
(Class I areas), distant from sources of
SO2 emissions, and that that
relationship is not stronger than that for
SO2 at the SLAMS, which are near
sources monitoring SO2 (the source for
atmospheric SO42¥), the PA found that
the analyses did not indicate an
advantage for an indicator based on
SO42¥ measurements (or SO42¥ and SO2
combined), such as is currently
collected at CASTNET sites, or PM2.5
mass over options for a potential annual
average standard metric focused on SO2
concentrations (based on FRM/FEMs).72
72 It is also of note that use of SO 2¥
4
measurements, alone or in combination with SO2
concentrations, as an indicator of a new standard
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d. Nitrogen Deposition and N Oxides
and PM
The subsections below summarize the
evidence and exposure/risk-based
considerations of the PA pertaining to N
deposition and concentrations of N
oxides and PM in ambient air. These
considerations draw on the available
welfare effects evidence described in the
current ISA (as well as prior ISAs and
AQCDs), and discussed in Chapters 4, 5
and 6 of the PA. The focus of these
considerations is primarily on N
deposition and effects other than
aquatic acidification (PA, sections 4.3,
5.2 and 5.3). As recognized in section
II.D above, the PA finds S deposition to
be the dominant influence on aquatic
acidification risk in the 20-year period
analyzed (2001–2020), based on the
finding that the inclusion of acidic N
deposition to the aquatic acidification
risk analyses did not appreciably change
patterns and percentages of waterbodies
estimated to exceed CLs for the three
ANC targets (PA, section 5.1.2.4).
In considering potential public
welfare protection from N depositionrelated effects (in light of the evidence
summarized in sections II.C.1 and II.C.3
above), the PA recognizes that the
effects of N deposition in both aquatic
and terrestrial ecosystems have
potential public welfare implications
(PA, section 7.2.3.2). For example, in
the case of eutrophication in large
estuaries and coastal waters of the
eastern U.S., the public welfare
significance of effects related to decades
of N loading is illustrated by the broad
State, local and national government
engagement in activities aimed at
assessing and reducing the loading (PA,
section 5.2.3). This significance relates
both to the severity of the effects and the
wide-ranging public uses dependent on
these waters. These waterbodies are
important sources of fish and shellfish
production, capable of supporting large
stocks of resident commercial species
and serving as breeding grounds and
interim habitat for several migratory
species, and also provide an important
and substantial variety of cultural
ecosystem services, including waterbased recreational and aesthetic
services, as well as non-use benefits to
the public. The impacts of
eutrophication relate to the consequence
of the rapid and appreciable algal
growth it fuels. Decomposition of the
plant biomass from the subsequent algal
die-off contributes to reduced
waterbody oxygen which, among other
things, in turn contributes to fish
would entail development of sample collection and
analysis FRM/FEMs and of a surveillance network.
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mortality, and changes in aquatic
habitat related to changes in resident
plant and animal species (PA, section
4.3; ISA, Appendix 7).
The relative contribution of
atmospheric deposition to total N
loading, however, varies widely among
estuaries and has declined in more
recent years, contributing a complexity
to considerations in this review. While
such complications may not affect
smaller, more isolated fresh waterbodies
for which N loading is primarily from
atmospheric deposition, the evidence
with regard to public welfare
significance of any small depositionrelated effects in these systems is less
clear and well established. For example,
the public welfare implications of
relatively subtle effects of N enrichment
in aquatic systems, such as shifts in
phytoplankton species communities in
remote alpine lakes, are not clear.
Additionally, the public welfare
implications of HNO3 effects on lichens
(which might be considered to be
‘‘direct’’ effects or the result of
deposition onto plant surfaces) are also
not clear and might depend on the
extent to which they impact whole
communities, other biota, or ecosystem
structure and function (PA, section
7.2.3.2).
With regard to N enrichment in
terrestrial ecosystems, the associated
effects may vary with regard to public
welfare implications. As noted above
with regard to impacts of aquatic
acidification, the PA recognizes that
some level of N deposition and
associated effects on terrestrial
ecosystems can impact the public
welfare and thus might reasonably be
judged adverse to the public welfare.
Depending on magnitude and the
associated impacts, there are situations
in which N deposition and associated
nutrient enrichment-related impacts
might reasonably be concluded to be
significant to the public welfare, such as
N deposition that alters forest ecosystem
community structures in ways that
appreciably affect use and enjoyment of
those areas by the public (PA, section
7.2.3.2).
A complication to consideration of
public welfare implications that is
specific to N deposition in terrestrial
systems is its potential to increase
growth and yield of agricultural and
forest crops (including timber), which
may be judged and valued differently
than changes in growth of some species
in natural ecosystems. Nitrogen
enrichment in natural ecosystems can,
by increasing growth of N limited plant
species, change competitive advantages
of species in a community, with
associated impacts on the composition
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of the ecosystem’s plant community.
The public welfare implications of such
effects may vary depending on their
severity, prevalence or magnitude, such
as with only those rising to a particular
severity (e.g., with associated significant
impact on key ecosystem functions or
other services), magnitude or prevalence
considered of public welfare
significance (PA, section 7.2.3.2).
(1) Quantitative Information for
Ecosystem Risks Associated With N
Deposition
The PA considers the available
information regarding air quality and
atmospheric deposition and risk or
likelihood of occurrence of ecosystem
effects under differing conditions. In so
doing, the PA notes the varying
directionality of some of the N
enrichment-related effects in terrestrial
ecosystems, such that some effects can,
in particular ecosystems and for
particular species seem beneficial (e.g.,
to growth or survival of those species),
although in a multispecies system,
effects are more complex with potential
for alteration of community
composition. The information is also
considered with regard to the key
limitations and associated uncertainties
of this evidence.
Beginning with the appreciable
evidence base documenting assessments
of N loading to waterbodies across the
U.S., the PA notes the waterbodyspecific nature of such responses and
the relative role played by atmospheric
deposition, among other N sources. For
example, the relative contribution to
such loading from atmospheric
deposition compared to other sources
(e.g., agricultural runoff and wastewater
discharges) varies among waterbody
types and locations, which can be a
complicating factor in quantitative
analyses. Additionally, characteristics of
resident biota populations and other
environmental factors are influential in
waterbody responses to N loading, e.g.,
temperature, organic microbial
community structure, and aquatic
habitat type, among others (ISA,
Appendix 7). Based on identification of
eutrophication as a factor in impacts on
important fisheries in some estuaries
across the U.S., multiple government
and nongovernment organizations have
engaged in research and water quality
management activities over the past
several decades in large and small
estuaries and coastal waters across the
U.S. These activities have generally
involved quantitative modeling of
relationships between N loading and
water quality parameters such as
dissolved oxygen (ISA, Appendix 7,
section 7.2). This research documents
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both the impacts of N enrichment in
these waterbodies and the relationships
between effects on waterbody biota,
ecosystem processes and functions, and
N loading (PA, section 5.2.3). The
evidence base recognizes N loading to
have contributions from multiple types
of sources to these large waterbodies
and their associated watersheds,
including surface and ground water
discharges, as well as atmospheric
deposition. Accordingly, loading targets
or reduction targets identified for these
systems have generally been identified
in light of policy and management
considerations related to the different
source types, as discussed further in
section II.E.1.d(2) below.
Focused assessments in freshwater
lakes, including alpine lakes, where
atmospheric deposition may be the
dominant or only source of N loading,
also provide evidence linking N loading
with seemingly subtle changes (PA,
section 5.2.2). Such seemingly subtle
changes include whether P or N is the
nutrient limiting phytoplankton growth
(and productivity) and shifts in
phytoplankton community composition,
for which public welfare implications
are less clear (PA, section 7.2.3.1). An
additional type of aquatic ecosystem
effect recognized in the available
evidence for N loading, particularly to
freshwaters, relates to an increase in the
toxicity of the organic material released
by algae that is associated with harmful
algal blooms (ISA, Appendix 9, section
9.2.6.1). Information available in this
review indicates that growth of some
harmful algal species, including those
that produce microcystin (one of the
chemicals associated with harmful
blooms), are favored by increased
availability of N and its availability in
dissolved inorganic form (ISA,
Appendix 9, p. 9–28). Although this is
an active research area, few if any
datasets are currently available that
quantitatively relate N loading to risk of
harmful blooms, including those that
may distinguish roles for different
deposition components such as
deposition of oxidized N or of
particulate reduced N distinguished
from that of N loading via dry
deposition of reduced N.
With regard to terrestrial ecosystems
and effects on trees and other plants, the
PA recognizes the complexity,
referenced above, that poses challenges
to approaches for simulating terrestrial
ecosystem responses to N deposition
across areas diverse in geography,
geology, native vegetation, deposition
history, and site-specific aspects of
other environmental characteristics. In
its consideration of the different types of
quantitative analysis, the PA recognizes
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limitations particular to each, and
associated uncertainties. Uncertainties
associated with the soil acidification
modeling analyses in the last review
include those associated with the
limited dataset of laboratory-generated
data on which the BC:Al targets are
based, as well as the steady-state
modeling parameters, most prominently
those related to base cation weathering
and acid-neutralizing capacity (PA,
section 5.3.4.1). Uncertainties associated
with experimental addition analyses
include the extent to which the studies
reflect steady-state conditions, as well
as a lack of information regarding
historic deposition at the study
locations (PA, section 5.3.4.1). Several
aspects of observational or gradient
studies of tree growth and survival (or
of species richness for herbs, shrubs and
lichens) contribute uncertainties to
identification of deposition levels of
potential concern for tree species
effects, including unaccounted-for
factors with potential influence on tree
growth and survival (e.g., ozone and soil
characteristics), as well as the extent to
which associations may reflect the
influence of historical deposition
patterns and associated impact. Thus,
while the evidence is robust as to the
ability for N loading from deposition to
contribute to changes in plant growth
and survival and associated alterations
in terrestrial plant communities, a
variety of factors, including the history
of deposition and variability of response
across the landscape, complicate our
ability to quantitatively relate specific N
deposition rates, associated with various
air quality conditions, to N enrichmentrelated risks of harm to forests and other
plant communities in areas across the
U.S. (PA, section 5.3.4).
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(2) General Approach for Considering
Public Welfare Protection
As an initial matter, the PA notes that
the effects of acidification on plant
growth and survival, at the individual
level, are generally directionally
harmful, including reduced growth and
survival. In contrast, the effects of N
enrichment can, in particular
ecosystems and for particular species,
be beneficial or harmful (e.g., to growth
or survival of those species).
Accordingly, there is added complexity
to risk management policy decisions for
this category of effects, including the
lack of established risk management
targets or objectives, particularly in light
of historical deposition and its
associated effects that have influenced
the current status of terrestrial
ecosystems and their biota, structure,
and function.
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Further, the PA recognizes the
contribution to N deposition of
atmospheric pollutants other than the
criteria pollutants N oxides and PM,
most significantly the contribution of
NH3 (PA, section 6.2.1). This
contribution has increased since the last
reviews of the NO2 and PM secondary
standards, as seen in Figures 6–17, 6–18
and 6–19 of the PA, reflecting increases
in NH3 emissions over that time period.
These trends of increased NH3
emissions and reduced N deposition
coincide with decreasing trends in N
oxides emissions and associated
contributions of oxidized N to total N
deposition (PA, Figures 6–3 and 6–19).
The TDep estimates of different types of
N being deposited at the 92 CASTNET
sites indicate that since about 2015,
reduced N compounds comprise a
greater proportion of total N deposition
than do oxidized compounds, with
reduced N in recent years generally
accounting for more than 50% of total
N deposition (PA, Figure 6–19). Further,
dry deposition of NH3 as a percentage of
total N deposition at CASTNET sites
ranges up to a maximum of 65% at the
highest site in 2021 (PA, Figure 6–19).
The 75th percentile for these sites is
greater than 30% (i.e., at 25% of the
CASTNET sites, more than 30% of N
deposition is from dry deposition of
NH3). This is a noteworthy value given
that these sites are generally in the
West, with few in the areas of highest
NH3 emissions where the percentage
would be expected to be higher still
(PA, Figures 6–20 and 2–9).
In light of the contrasting temporal
trends for emissions of oxidized and
reduced N compounds, the PA observes
that the influence of ambient air
concentrations of N oxides and PM on
N deposition appears to have declined
over the past 20 years, complicating
consideration of the protection from N
deposition-related effects that can be
provided by secondary NAAQS for
these pollutants. Thus, the PA finds that
NH3, which is not a criteria pollutant,
and its contribution to total N
deposition, particularly in parts of the
U.S. where N deposition is highest, is a
complicating factor in considering
policy options related to NAAQS for
addressing ecological effects related to
N deposition (e.g., PA, Figure 6–18 and
6–13).
In considering what the currently
available quantitative information
regarding terrestrial ecosystem
responses to N deposition indicates
about levels of N deposition that may be
associated with increased concern for
adverse effects, the PA focuses first on
the evidence for effects of N deposition
on trees derived from both experimental
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addition studies and observational
studies of potential relationships
between tree growth and survival and
metrics for N deposition. With regard to
the information available from
experimental addition tree studies, the
PA recognizes study limitations and
associated uncertainties, while noting
that the lowest forest N addition that
elicited effects was 15 kg N/ha-yr over
a 14-year period occurring from 1988–
2002 (PA, sections 5.3.2 and 7.2.3.2 and
Appendix 5B, Table 5B–1; McNulty et
al., 2005). Based on the estimates from
the array of observational studies, the
PA finds that N deposition with a range
of 7 to 12 kg/ha-yr, on a large area basis,
may be a reasonable characterization of
conditions for which statistical
associations have been reported for
terrestrial effects, such as reduced tree
growth and survival and species
richness of herbs and shrubs (PA,
sections 5.3.4 and 7.2.3.2).
With regard to observational or
gradient studies of N deposition and
tree growth and survival (or mortality),
the PA gave particular attention to three
recently available studies that used the
U.S. Forest Service dataset of
standardized measurements at sites
across the U.S. (Dietze and Moorcroft,
2011; Thomas et al., 2010; Horn et al.,
2018). These studies cover overlapping
areas of the U.S. (PA, Appendix 5B,
Figure 5B–1) and report associations of
tree growth and/or survival metrics with
various N deposition metrics for three
different time periods. These studies
provide support to conclusions
regarding a role for N deposition in
affecting tree health in the U.S., most
particularly in regions of the eastern
U.S., where confidence in the study
associations is greatest (PA, section
5.3.2.3 and Appendix 5B, section
5B.3.2). In considering information from
these studies, the PA notes the history
of N deposition in the eastern U.S. and
the similarity between geographic
patterns of historical deposition and
more recent deposition patterns in the
U.S., which may influence the findings
of observational studies, contributing an
uncertainty to estimates of a specific
magnitude of deposition rate that might
be expected to elicit specific tree
responses, such as increased or
decreased growth or survival (PA,
sections 5.3.2 and 7.2.3.2 and Appendix
5B). The largest study, which included
71 species with ranges across the U.S.,
reported associations of tree survival
and growth with N deposition that
varied from positive to negative across
the range of deposition at the
measurement plots for some species,
and also varied among species (PA,
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Appendix 5B, section 5B.3.2.3; Horn et
al., 2018). The median deposition values
across the sample sites for species with
significant positive or negative
associations generally ranged from 7 to
12 kg N/ha-yr (PA, section 5.3.2 and
Appendix B, section 5B.3.2.3). Among
the species for which the association
varied from negative to positive across
deposition levels, this is the range for
those species for which the association
was negative at the median deposition
value (PA, section 5.3.4).73
With regard to studies of herb and
shrub community response, the PA
notes a number of recently available
studies report on addition experiments
(PA, section 5.3.3.1 and Appendix 5B,
section 5B.3.1). The lowest rate of N
addition, in an addition study, for
which community effects have been
reported include 10 kg N/ha-yr. With an
addition of 10 kg N/ha-yr over a 10-year
period, grassland species numbers
declined; in a subset of plots for which
additions then ceased, relative species
numbers increased, converging with
controls after 13 years (PA, Appendix
5B, Table 5B–7; Clark and Tilman,
2008). Recent gradient studies of coastal
sage scrub in southern California have
indicated N deposition above 10 or 11
kg/ha-year to be associated with
increased risk of conversion to nonnative grasslands or reduced species
richness (PA, Appendix 5B; section
5B.3.2; Cox et al., 2014; Fenn et al.,
2010). A larger observational study of
herb and shrub species richness in
open- and closed-canopy communities
using a database of site assessments
conducted over a 23-year period and
average N deposition estimates for a 26year period, reported significant
influence of soil pH on the relationship
between species richness and N
deposition metric. A negative
association was observed for acidic (pH
4.5) forested sites with N deposition
estimates above 11.6 kg N/ha-yr and for
low pH open canopy sites (woods,
shrubs and grasses) with N deposition
estimates above 6.5 kg N/ha-yr (PA,
section 5.3.3.1). Lastly, the PA notes the
observational studies that have analyzed
variation in lichen community
composition in relation to indicators of
N deposition (PA, section 5.3.3.2 and
Appendix 5B, section 5B.4.2). In
addition to limitations with regard to
interpretation, uncertainties associated
with these studies include alternate
methods for utilizing N deposition
estimates as well as the potential
73 This also excluded species for which sample
sites were limited to the western U.S. based on
recognition by the study authors of greater
uncertainty in the west (Horn et al., 2018).
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influence of unaccounted-for
environmental factors, e.g., ozone, SO2,
and historical air quality and associated
deposition (PA, section 5.3.3.2).
With regard to the evidence for effects
of N deposition in aquatic ecosystems,
we recognize several different types of
information and evidence. This
information includes the observational
studies utilizing statistical modeling to
estimate critical loads, such as those
related to subtle shifts in the
composition of phytoplankton species
communities in western lakes. This also
includes the four to five decades of
research on the impacts and causes of
eutrophication in large rivers and
estuaries. In considering this diverse
evidence base, we take note of the
robust evidence base on N loading and
eutrophication, with its potentially
significant impacts on submerged
aquatic vegetation and fish species,
particularly in large river systems,
estuaries, and coastal systems.
As noted above, the public attention,
including government expenditures,
that has been given to N loading and
eutrophication in several estuarine and
coastal systems are indicative of the
recognized public welfare implications
of related impacts. In large aquatic
systems across the U.S., the relationship
between N loading and algal blooms,
and associated water quality impacts
(both short- and longer-term), has led to
numerous water quality modeling
projects to inform water quality
management decision-making in
multiple estuaries, including
Chesapeake Bay, Narraganset Bay,
Tampa Bay, Neuse River Estuary and
Waquoit Bay (ISA, Appendix 7, section
7.2). These projects often use indicators
of nutrient enrichment, such as
chlorophyll a, dissolved oxygen, and
abundance of submerged aquatic
vegetation, among others (ISA, section
IS.7.3 and Appendix 10, section 10.6).
For these estuaries, the available
information regarding atmospheric
deposition and the establishment of
associated target loads varies across the
various estuaries (ISA, Appendix 7,
Table 7–9). Further, in many cases
atmospheric loading has decreased
since the initial modeling analyses.
As summarized in section II.C.3
above, analyses in multiple East Coast
estuaries—including Chesapeake Bay,
Tampa Bay, Neuse River Estuary and
Waquoit Bay—have considered
atmospheric deposition as a source of N
loading (ISA, Appendix 7, section
7.2.1). Total estuary loading or loading
reductions were established in TMDLs
developed under the Clean Water Act
for these estuaries. Levels identified for
allocation of atmospheric N loading in
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the first three of these estuaries were
6.1, 11.8 and 6.9 kg/ha-yr, respectively,
and atmospheric loading estimated to be
occurring in the fourth was below 5 kg/
ha-yr (PA, section 7.3). This
information, combined with the
information from terrestrial studies
summarized above, led to the PA
identifying 7–12 kg/ha-yr as an
appropriate N deposition range on
which to focus in considering policy
options (PA, section 7.2.3.2).
(3) Relating Air Quality Metrics to N
Deposition Associated With N Oxides
and PM
In exploring how well various air
quality metrics relate to N deposition,
the analyses in Chapter 6 of the PA
examine the relationships between air
concentrations, in terms of various air
quality metrics (including design values
for the current standards), and N
deposition in areas near or downwind
from the ambient air monitoring sites.
The PA finds the analyses utilizing data
from monitors using FRM/FEM to
collect ambient air concentration data
for evaluation with the NAAQS (e.g., to
identify violations) to be particularly
relevant given that the current standards
are judged using design values derived
from FRM/FEM measurements at
existing SLAMS (PA, section 7.2.3.3).
Given their role in monitoring for
compliance with the NAAQS, most or
many of these monitors are located in
areas of relatively higher pollutant
concentrations, such as near large
sources of NO2 or PM. Accordingly, the
PA notes that information from these
monitoring sites can help inform how
changes in NO2 and/or PM emissions,
reflected in ambient air concentrations,
relate to changes in deposition and,
correspondingly, what secondary
standard options might best regulate
ambient air concentrations such that
deposition in sensitive ecosystems of
interest is maintained at or below levels
of potential concern.
In considering the information and
findings of these analyses regarding
relationships between N deposition and
N oxides and PM in ambient air, the PA
considers the current forms and
averaging times of the secondary PM
and NO2 NAAQS. For N oxides, the
current secondary standard is the
annual average of NO2, and that for PM
is the average of three consecutive years
of annual averages. As in the
assessments of S deposition and air
quality metrics, the quantitative air
quality and N deposition analyses in the
PA focus on 3-year average metrics (e.g.,
annual average NO2 and N deposition,
averaged over three years) and include
multiple time periods of data to better
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assess more typical relationships. For
consistency and simplicity, most of
these air quality–deposition analyses
focus on the five 3-year periods also
used for S deposition and SOX: 2001–
03, 2006–08, 2010–12, 2014–16 and
2018–20.
As an initial matter, the PA notes that
relationships between N deposition and
NO2 and PM air quality are affected by
NH3 emissions and non-N-containing
components of PM (PA, section 6.4.2).
The PA further notes that the influence
of these factors on the relationships has
varied across the 20-year evaluation
period and varies across different
regions of the U.S. (PA, section 6.2.1).
Both of these factors are recognized to
influence relationships between total N
deposition and NO2 and PM air quality
metrics.
For total N deposition estimated for
grid cells with collocated SLAMS
monitors, the correlations with annual
average NO2 concentrations, averaged
over three years, are generally low
across all sites and particularly in the
East (e.g., correlation coefficients below
0.4), although somewhat higher for sites
in the West (PA, Table 6–6). This likely
reflects the relatively greater role of NH3
in N deposition in the East, which for
purposes of the analyses in this PA
extends across the Midwest (PA, section
6.4.2). For N deposition and NO2 at
upwind monitoring sites of influence,
the correlation between estimates of
total N deposition (wet plus dry) in
eastern ecoregions and annual average
NO2 concentrations at monitor sites of
influence (identified via trajectory-based
modeling) for the five periods from
2001–2020 is low to moderate
(correlation coefficients below 0.4, with
the exception of one for EAQMweighted in 2001–03 at 0.6), with the
earlier part of the 20-year period, when
NO2 concentrations were higher and
NH3 emissions were lower (as indicated
by Figures 6–6 and 6–5 of the PA)
having relatively higher correlation than
the later part (PA, Figures 6–6 and 6–4).
The correlation is negative or near zero
for the western ecoregions (PA, section
6.2.4).
The reductions in NO2 emissions over
the past 20 years have been
accompanied by a reduction in
deposition of oxidized N (PA, section
6.2.1). However, increases in NH3
emissions, particularly in the latter 10
years of the period analyzed (2010–
2020), have modified the prior declining
trend in total N deposition. That is,
coincident with the decreasing trends in
NO2 emissions and in deposition of
oxidized N in the past 10 years there is
a trend of increased NH3 and increased
deposition of reduced N (NH3 and
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NH4+), most particularly in areas of the
Midwest, Texas, Florida and North
Carolina (PA, Figures 6–16 and 6–17).
The PA finds this to indicate that, while
in the earlier years of the assessment
period controls on NO2 emissions may
have resulted in reductions in
deposition of oxidized N, in more recent
years they have much less influence on
total N deposition (PA, sections 6.2.1
and 6.4). In terms of ecoregion median
statistics, the PA observes the
decreasing trend in ecoregion median
total N deposition across the period
from 2001 through 2012, while taking
note that from 2012 onward total N
deposition increases, most particularly
in ecoregions where most of the total
deposition is from reduced N (PA,
Figure 7–6).
The PA also considers the impact of
increasing deposition of reduced N on
the 20-year trend in total N deposition
as illustrated by TDep estimates at the
92 CASTNET sites. At these sites, the
PA observes that the median percentage
of total N deposition comprised by
oxidized N species, which is driven
predominantly by N oxides, has
declined from more than 70% to less
than 45% (PA, Figure 6–19). Based on
examination of the trends for
components of reduced N deposition,
the PA notes that the greatest influence
on the parallel increase in N deposition
percentage composed of reduced N is
the increasing role of NH3 dry
deposition. The percentage of total N
deposition at the CASTNET sites that is
from NH3 has increased, from a median
below 10% in 2000 to a median
somewhat above 25% in 2021 (PA,
Figure 6–19).
Recognizing limitations in the extent
to which CASTNET sites can provide
information representative of the U.S. as
a whole, the PA also analyzed TDep
estimates for the most recent period
(2018–2020) with regard to the percent
of total N deposition represented by
reduced N across the U.S. In areas with
ecoregion median total N deposition
above 9 kg/ha-yr (PA, Figure 7–7, upper
panel), the ecoregion median percentage
of total N deposition composed of
reduced N is greater than 60% (PA,
Figure 7–7, lower panel). The PA further
notes that recent (2019–2021) TDep
estimates across individual TDep grid
cells similarly show that areas of the
U.S. where total N deposition is highest,
and where it is greater than potential N
deposition targets identified in section
7.2.3.2 of the PA, are also the areas with
the greatest deposition of NH3 (PA,
Figure 7–8), comprising more than 30%
of total N deposition. That is, the PA
finds that NH3 driven deposition is
greatest in regions of the U.S. where
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total deposition is greatest (PA, section
7.2.3.3).
Turning to PM2.5, the PA notes that,
as with NO2 concentrations, the
correlation for ecoregion median N
deposition and PM2.5 concentrations at
upwind sites of influence is better for
eastern ecoregions than western
ecoregions, for which there is no
correlation at all (PA, section 6.2.4). For
total N deposition and PM2.5
concentrations at SLAMS, a low to
moderate correlation is observed, also
slightly higher at eastern versus western
sites (PA, section 6.2.3). In considering
the two factors mentioned above (NH3
emissions and non-N containing
components of PM), the PA notes that
some NH3 transforms to NH4+, which is
a component of PM2.5, while also noting
that, in the areas of greatest N
deposition, the portion represented by
deposition of gaseous NH3 generally
exceeds 30%. Additionally, while NH3
emissions have been increasing over the
past 20 years, the proportion of PM2.5
that is composed of N compounds has
declined. The median percentage of
PM2.5 comprised by N compounds has
declined from about 25% in 2006–2008
to about 17% in 2020–2022 and the
highest percentage across sites declined
from over 50% to 30% (PA, section
6.4.2 and Figure 6–56). Further, this
percentages varies regionally, with sites
in the nine southeast states having less
than 10% of PM2.5 mass composed of N
compounds (PA, Figure 6–56).
In summary, the PA concludes that in
recent years, NH3, which is not a criteria
pollutant, contributes appreciably to
total N deposition, particularly in parts
of the country where N deposition is
highest (as illustrated by comparison of
Figures 6–13 and 6–18 of the PA). The
PA finds that this situation—of an
increasing, and spatially variable,
portion of N deposition not being
derived from N oxides or PM—
complicates assessment of policy
options for protection against ecological
effects related to N deposition
associated with N oxides and PM, and
for secondary standards for those
pollutants that may be considered to be
associated with a desired level of
welfare protection. That
notwithstanding, recognizing that
between the NO2 primary and secondary
NAAQS, the 1-hour primary standard
(established in 2010) may be the more
controlling on ambient air
concentrations, the PA considered
analyses of SLAMS air quality data with
regard to trends in annual average NO2
concentrations (PA, Figure 7–9) and
relationships between annual average
NO2 concentrations (in a single year and
averaged over three years) and design
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values for the existing 1-hour primary
standard (PA, Figure 7–10). In so doing,
the PA noted that subsequent to 2011–
2012, when ecoregion median N
deposition levels in 95% of the eastern
ecoregions of the continental U.S.74
have generally been at/below 11 kg N/
ha-yr, annual average NO2
concentrations, averaged across three
years, have been at/below 35 ppb (PA,
Figures 7–6 and 7–9). Further, the
SLAMS data indicate that single-year
annual average NO2 concentrations,
averaged over three years, in areas that
meet the current 1-hour primary
standard have generally been below
approximately 35 to 40 ppb (PA, Figure
7–10). The PA recognizes, however, that
this information as a whole also
suggests the potential for future
reductions in N oxide-related N
deposition to be negated by increasing
reduced N deposition.
Further, the PA notes that the results
also suggest that the PM2.5 annual
average standard may provide some
control of N deposition associated with
PM and N oxides, but also notes that
PM2.5 monitors, while capturing some
compounds that contribute to S and N
deposition across the U.S., also capture
other non-S and non-N related
pollutants (e.g., organic and elemental
carbon) as part of the PM2.5 mass (PA,
section 7.2.3.3). The amounts of each
category of compounds varies regionally
(and seasonally), and as noted above, N
compounds generally comprise less
than 30% of total PM2.5 mass (PA,
section 6.3 and 6.4).
In considering relationships between
air quality metrics based on indicators
other than those of the existing
standards and N deposition (and
associated uncertainties), the PA drew
on the analyses of relationships for
collocated measurements and modeled
estimates of N compounds other than
NO2 with N deposition in a subset of 27
CASTNET sites located in 27 Class I
areas, the majority of which (21 of 27)
are located in the western U.S. (PA,
sections 6.2.2, 6.3 and 6.4.2). The
analyses indicate that total N deposition
(TDep) in these rural areas has a
moderate correlation with air
concentrations of nitric acid and
particulate nitrate for the 20-year dataset
(2000–2020) (PA, Figure 6–32). The
correlations are comparable to the
correlation of NO2 with total N dep
(TDep) at western SLAMS, a not
unexpected observation given that more
than 75% of the 27 CASTNET sites are
74 As noted in the PA, the eastern designation
used throughout PA includes areas generally
considered the Great Plains, while the West
includes the states of ND, SD, CO, WY, MT, AZ,
NM, UT, ID, CA, OR, WA (PA, p. 5–20).
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in the West. A much lower correlation
was observed at SLAMS in the East, and
with the trajectory-based dataset. The
PA notes that deposition at the western
U.S sites is generally less affected by
NH3 (PA, section 6.4.2). Further, the
observed trend of increasing
contribution to N deposition of NH3
emissions over the past decade suggests
that such correlations of N deposition
with oxidized N may be still further
reduced in the future. Thus, the PA
concludes that the evidence does not
provide support for the oxidized N
compounds (as analyzed at the 27 Class
I sites) as indicators of total atmospheric
N deposition, especially in areas where
NH3 is prevalent (PA, section 7.2.3.3).
The analyses involving N deposition
and N-containing PM components at the
27 Class I area sites yield similar
correlation coefficients as those for N
deposition (TDep) and PM2.5 at SLAMS
monitors (PA, section 7.2.3.3 and
Figures 6–33, 6–39 [upper panel], and
6–32 [left panel]). Further, the graphs of
total N deposition estimates versus total
N at the 27 Class I area sites indicate the
calculated correlations (and slopes)
likely to be appreciably influenced by
the higher concentrations occurring in
the first decade of the 20-year timeframe
(PA, Figure 6–33). Thus, the PA
concludes that the available analyses of
N-containing PM2.5 components at the
small dataset of sites remote from
sources also do not indicate an overall
benefit or advantage over consideration
of PM2.5 (PA, section 7.4). As a whole,
the PA finds that the limited dataset
with varying analytical methods and
monitor locations, generally distant
from sources, does not clearly support a
conclusion that such alternative
indicators might provide better control
of N deposition related to N oxides and
PM over those used for the existing
standards (PA, section 7.2.3.3). The PA
also notes that use of the NO3¥ or
particulate N measurements analyzed
with deposition estimates at the 27
Class I area sites, alone or in
combination with NO2, as an indicator
for a new standard would entail
development of sample collection and
analysis FRM/FEMs 75 and of a
surveillance network.
2. CASAC Advice and Public Comments
In evaluating the adequacy of the
current secondary standards for SOX,
oxides of N, and PM, in addition to
evidence and air quality/exposure/riskbased information discussed above, we
take note of the advice and
75 For example, sampling challenges have long
been recognized for particulate NH4+ (e.g., ISA,
Appendix 2, sections 2.4.5; 2008 ISA, section 2.7.3).
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recommendations of the CASAC, based
on its review of the draft ISA and draft
PA, as well as comments from the
public. A limited number of public
comments have been received in the
docket for this review to date, including
just a few comments on the draft PA,
that primarily focused on technical
analyses and information, which were
considered in developing the final PA
(PA, section 1.4). The few public
commenters that addressed the
adequacy of the current secondary
standards or potential alternative
options to achieve appropriate public
welfare protection expressed the view
that the available evidence does not
indicate the need for revision of the
existing standards. The remainder of
this section focuses on advice and
recommendations from the CASAC
regarding the standards review based on
the CASAC’s review of the draft PA.
In reviewing the draft PA, the CASAC
first recognized that ‘‘translation of
deposition-based effects to an ambient
concentration in air is fraught with
difficulties and complexities’’
(Sheppard, 2023, pp. 1–2). Further, the
CASAC expressed its view that, based
on its interpretation of the Clean Air
Act, NAAQS could be in terms of
atmospheric deposition, which it
concluded ‘‘would be a cleaner, more
scientifically defensible approach to
standard setting.’’ Accordingly, the
CASAC recommended that direct
atmospheric deposition standards be
considered in future reviews (Sheppard,
2023, pp. 2 and 5). The CASAC then, as
summarized below, provided
recommendations regarding standards
based on air concentrations.
With regard to protection from effects
other than those associated with
ecosystem deposition of S and N
compounds, the CASAC concluded that
the existing SO2 and NO2 secondary
standards provide adequate protection
for direct effects of those pollutants on
plants and lichens, providing consensus
recommendations that these standards
should be retained without revision for
this purpose (Sheppard, 2023, p. 5 of
letter and p. 23 of Response to Charge
Questions). With regard to depositionrelated effects of S and N compounds,
the CASAC members did not reach
consensus, with their advice divided
between a majority opinion and a
minority opinion. Advice conveyed
from both the majority and minority
groups of members concerning
deposition-related effects is summarized
here.
With regard to deposition-related
effects of S and standards for SOX, the
majority of CASAC members
recommended a new annual SO2
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standard with a level in the range of 10
to 15 ppb,76 which these members
concluded would generally maintain
ecoregion median S deposition below 5
kg/ha-yr 77 based on consideration of the
trajectory-based SO2 analyses (and
associated figures) in the draft PA
(Sheppard, 2023, Response to Charge
Questions, p. 25). They concluded that
such a level of S deposition would
afford protection for tree and lichen
species 78 and aquatic ecosystems.
Regarding aquatic ecosystems, these
members cited the ecoregion-scale
estimates (from the aquatic acidification
REA analyses) associated with median S
deposition bins for the 90 ecoregiontime period combinations (PA, section
5.1.3.2) in conveying that for S
deposition below 5 kg/ha-yr, 80%, 80%
and 70% of waterbodies per ecoregion
are estimated to achieve an ANC at or
above 20, 30 and 50 meq/L, respectively,
in all ecoregion-time period
combinations (Sheppard, 2023,
Response to Charge Questions, p. 25).79
In recommending an annual SO2
standard with a level in the range of 10
to 15 ppb, these members stated that
such a standard would ‘‘preclude the
possibility of returning to deleterious
deposition values as observed
associated with the emergence of high
annual average SO2 concentrations near
industrial sources in 2019, 2020, and
2021,’’ citing Figure 2–25 of the draft
76 Although the CASAC letter does not specify the
form for such a new annual standard, the
justification provided for this recommendation cites
two figures in the draft PA (Figures 6–17 and 6–18)
which presented annual average SO2 concentrations
averaged over three consecutive years (Sheppard,
2023, Response to Charge Questions, p. 25).
Therefore, we are interpreting the CASAC majority
recommendation to be for an annual standard,
averaged over three years.
77 Although the CASAC letter does not specify the
statistic for the 5 kg/ha-yr value, the PA analyses
referenced in citing that value, both the trajectory
analyses and the ecoregion-scale summary of
aquatic acidification results, focus on ecoregion
medians. Therefore, we are interpreting the CASAC
advice on this point to pertain to ecoregion means.
78 In making this statement, these CASAC
members cite two observational data studies with
national-scale study areas published after the
literature cut-off date for the ISA: one study is on
lichen species richness and abundance and the
second is on tree growth and mortality (Geiser et
al., 2019; Pavlovic et al., 2023). The lichen study
by Geiser et al. (2019) relies on lichen community
surveys conducted at U.S. Forest Service sites from
1990 to 2012. The tree study by Pavlovic et al.
(2023) uses machine learning models with the
dataset from the observational study by Horn et al.
(2018) to estimate confidence intervals for CLs for
growth and survival for 108 species based on the
dataset first analyzed by Horn et al. (2018).
79 As seen in tables 3 and 4 in this preamble,
these levels of protection are also achieved in
ecoregion-time period combinations for which the
ecoregion median S deposition estimate is at or
below 7 kg/ha-yr (PA, section 7.2.2.2, Table 7–1).
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PA 80 (Sheppard, 2023, Response to
Charge Questions, p. 24).
One CASAC member dissented from
this recommendation for an annual SO2
standard 81 and instead recommended
adoption of a new 1-hour SO2 secondary
standard identical in form, averaging
time, and level to the existing primary
standard based on the conclusion that
the ecoregion 3-year average S
deposition estimates for the most recent
periods are generally below 5 kg/ha-yr
and that those periods correspond to the
timing of implementation of the existing
primary SO2 standard (established in
2010), indicating the more recent lower
deposition to be a product of current
regulatory requirements (Sheppard,
2023, Appendix A, p. A–2).82
With regard to N oxides and
protection against deposition-related
welfare effects of N, the majority of
CASAC members recommended
revision of the existing annual NO2
standard to a level ‘‘<10–20 ppb’’
(Sheppard, 2023, Response to Charge
Questions, p. 24). The justification these
members provided was related to their
consideration of the relationship
presented in the draft PA of median
ecosystem N deposition with the
weighted 83 annual average NO2 metric
concentrations, averaged over three
years, at monitoring sites linked to the
ecosystems by trajectory-based analyses
and a focus on total N deposition
estimates at or below 10 kg/ha-yr
(Sheppard, 2023, Response to Charge
Questions, p. 24). These members
additionally recognized, however, that
‘‘when considering all ecoregions, there
is no correlation between annual
average NO2 and N deposition’’
(Sheppard, 2023, Response to Charge
Questions, p. 24). Their focus on total N
80 The figure cited by the CASAC majority is the
prior version of Figure 2–28 in section 2.4.2 of the
final PA. The figure presents temporal trend in
distribution (box and whiskers) of annual average
SO2 concentrations at SLAMS.
81 Also dissenting from this advice was a member
of the CASAC Oxides of Nitrogen, Oxides of Sulfur
and Particulate Matter Secondary NAAQS Panel
who was not also a member of the CASAC
(Sheppard, 2023, Response to Charge Questions, p.
23). The former is a Panel formed for this review,
while the latter is the standing Committee specified
in the CAA.
82 This member stated that the existing primary
NAAQS for the three pollutants were significantly
more restrictive than the existing secondary
standards and provide adequate protection for
deposition-related effects (Sheppard, 2023,
Appendix A).
83 The weighted metric is constructed by applying
weighting to concentrations to the monitors
identified as sites of influence, with the weighting
equal to the relative contribution of air from the
monitor location to the downwind ecoregion based
on the trajectory analysis (PA, section 6.2.4). Values
of this metric are not directly translatable to
individual monitor concentrations or to potential
standard levels.
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deposition estimates at or below 10 kg/
ha-yr appears to relate to consideration
of TMDL analyses in four East Coast
estuaries: Chesapeake Bay, Tampa Bay,
Neuse River Estuary and Waquoit Bay
(Sheppard, 2023, Response to Charge
Questions, pp. 12–14 and 29). Levels
identified for allocation of atmospheric
N loading in the first three of these
estuaries were 6.1, 11.8 and 6.9 84 kg/hayr, respectively, and atmospheric
loading estimated in the fourth was
below 5 kg/ha-yr (Sheppard, 2023,
Response to Charge Questions, pp. 12–
14). These members also conclude that
10 kg N/ha-yr is ‘‘at the middle to upper
end of the N critical load threshold for
numerous species effects (e.g., richness)
and ecosystem effects (e.g., tree growth)
in U.S. forests grasslands, deserts, and
shrublands (e.g., Pardo et al., 2011;
Simkin et al., 2016) and thus 10 kg N/
ha-yr provides a good benchmark for
assessing the deposition-related effects
of NO2 in ambient air’’ (Sheppard, 2023,
Response to Charge Questions, p. 23).
One CASAC member disagreed with
revision of the existing annual NO2
standard and instead recommended
adoption of a new 1-hour NO2
secondary standard identical in form,
averaging time and level to the existing
primary standard based on the
conclusion that the N deposition
estimates for the most recent periods
generally reflect reduced deposition that
is a product of current regulatory
requirements, including implementation
of the existing primary standards for
NO2 and PM (Sheppard, 2023,
Appendix A). This member additionally
noted that bringing into attainment the
areas still out of attainment with the
2013 primary annual PM2.5 standard
(12.0 mg/m3) will provide further
reductions in N deposition. This
member also noted his analysis of NO2
annual and 1-hour design values for the
past 10 years (2013–2022) as indicating
that the current primary NO2 standard
provides protection for annual average
NO2 concentrations below 31 ppb
(Sheppard, 2023, Appendix A).
With regard to PM and effects related
to deposition of N and S, the CASAC
focused on the PM2.5 standards and
made no recommendations regarding
the PM10 standard. In considering the
annual PM2.5 standard, the majority of
CASAC members recommended
revision of the annual secondary PM2.5
standard to a level of 6 to 10 mg/m3. In
their justification for this range, these
84 The CASAC letter states that the Neuse River
Estuary TMDL specified a 30% reduction from the
1991–1995 loading estimate of 9.8 kg/ha-yr,
yielding a remaining atmospheric load target of 6.9
kg/ha-yr (Sheppard, 2023, Response to Charge
Questions, p. 13).
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members focus on rates of total N
deposition at or below 10 kg/ha-yr and
total S deposition at or below 5 kg/hayr that they state would ‘‘afford an
adequate level of protection to several
species and ecosystems across the U.S.’’
(Sheppard, 2023, Response to Charge
Questions, p. 23). In reaching this
conclusion for protection from N
deposition, the CASAC majority cited
studies of U.S. forests, grasslands,
deserts and shrublands that are
included in the ISA. For S deposition,
the CASAC majority notes the Pavlovic
et al. (2023) analysis of the dataset used
by Horn et al. (2018). Conclusions of the
latter study (Horn et al., 2018), which is
characterized in the ISA and discussed
in sections 5.3.2.3 and 7.2.2.2 of the PA
(in noting median deposition of 5–12 kg
S/ha-yr in ranges of species for which
survival and/or growth was observed to
be associated with S deposition), are
consistent with the more recent analysis
in the 2023 publication (ISA, Appendix
6, sections 6.2.3 and 6.3.3).
As justification for their
recommended range of annual PM2.5
levels (6–10 mg/m3), this group of
CASAC members made several
statements regarding PM2.5 annual
concentrations and estimates of S and N
deposition for which they cited several
figures in the draft PA. Citing figures in
the draft PA with TDep deposition
estimates and IMPROVE and CASTNET
monitoring data, they stated that ‘‘[i]n
remote areas, IMPROVE PM2.5
concentrations in the range of 2–8 mg/m3
for the periods 2014–2016 and 2017–
2019 correspond with total S deposition
levels <5 kg/ha-yr (Figure 6–12), with
levels generally below 3 kg/ha-yr, and
with total N deposition levels ≤10 kg/
ha-yr (Figure 6–13)’’ (Sheppard, 2023,
Response to Charge Questions, p. 23).
With regard to S deposition, these
members additionally cited a figure in
the draft PA as indicating ecosystem
median S deposition estimates at/below
5 kg/ha-yr occurring with PM2.5 EAQMmax values in the range of 6 to 12 mg/
m3 (Sheppard, 2023, Response to Charge
Questions, pp. 23–24). These members
additionally cited figures in the draft PA
as indicating that areas of 2019–2021
total N deposition estimates greater than
15 kg/ha-yr (in California, the Midwest,
and the East) correspond with areas
where the annual PM2.5 design values
for 2019–2021 range from 6 to 12 mg/m3,
and other figures (based on trajectory
analyses) as indicating ecosystem
median N deposition estimates below 10
kg N/ha-yr occurring only with PM2.5
weighted EAQM values below 6 mg/
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m3,85 and PM2.5 EAQM-max values
below 8 mg/m3 (Sheppard, 2023,
Response to Charge Questions, pp. 23–
24). The CASAC also noted that the
correlation coefficient for N deposition
with the weighted EAQM is 0.52, while
the correlation coefficient with the
EAQM-max is near zero (0.03). The
bases for the N and S deposition levels
targeted in this CASAC majority
recommendation are described in the
paragraphs earlier in this section.
One CASAC member recommended
revision of the annual secondary PM2.5
standard to a level of 12 mg/m3 based on
his interpretation of figures in the draft
PA that present S and N deposition
estimates for five different 3-year time
periods from 2001 to 2020. This member
observed that these figures indicate
ecoregion median S and N deposition
estimates in the last 10 years below 5
and 10 kg/ha-yr, respectively. This
member concluded this to indicate that
the 2013 primary annual PM2.5 standard
of 12.0 mg/m3 provides adequate
protection against long-term annual S
and N deposition-related effects
(Sheppard, 2023, Appendix A).
Regarding the existing 24-hour PM2.5
secondary standard, the majority of
CASAC members recommended
revision of the level to 25 ug/m3 or
revision of the indicator and level to
deciviews 86 and 20 to 25, respectively
(Sheppard, 2023, Response to Charge
Questions, p 25). These members
variously cited ‘‘seasonal variabilities’’
of ‘‘[e]cological sensitivities,’’ describing
sensitive lichen species to be influenced
by fog or cloud water from which they
state S and N contributions to be highly
episodic, and visibility impairment
(Sheppard, 2023, Response to Charge
Questions, p 25). These members did
not provide further specificity regarding
their reference to lichen species and fog
or cloud water. With regard to visibility
impairment, these members described
the EPA solicitation of comments that
occurred with the separate EPA action
to reconsider the 2020 decision to retain
the existing PM2.5 standards as the basis
for their recommendations on the
secondary 24-hr PM2.5 standard
(Sheppard, 2023, Response to Charge
Questions, p 25; 88 FR 5562–5663,
January 27, 2023).87 One CASAC
85 As noted earlier in this section, weighted
EAQM values are not directly translatable to
concentrations at individual monitors or to
potential standard levels.
86 Deciviews, units derived from light extinction,
are frequently used in the scientific and regulatory
literature to assess visibility (U.S. EPA 2019, section
13.2).
87 Protection from impairment of visibility effects
was one of the welfare effects within the scope of
the PM NAAQS reconsideration rather than the
scope of this review (U.S. EPA, 2016, 2017). In that
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member dissented from this view and
supported retention of the existing
secondary 24-hr PM2.5 standard.
Among the CASAC comments on the
draft PA 88 was the comment that
substantial new evidence has been
published since development of the
2020 ISA that supports changes to the
draft PA conclusions on N deposition
effects. Accordingly, in the final PA, a
number of aspects of chapters 4 and 5
were revised from the draft PA; these
changes took into account the
information emphasized by the CASAC
while also referring to the ISA and
studies considered in it (PA, section
7.3). More recent studies cited by the
CASAC generally concerned effects
described in the ISA based on studies
available at that time. While the newer
studies include additional analyses and
datasets, the ISA and studies in it also
generally support the main points raised
and observations made by the CASAC
(PA, section 7.3).
3. Administrator’s Proposed
Conclusions
In considering the adequacy of the
existing secondary standards for SOX, N
oxides, and PM, and what revisions or
alternatives are appropriate, the
Administrator has drawn on the ISA
conclusions regarding the weight of the
evidence for both the direct effects of
SOX, N oxides, and PM in ambient air
and for effects associated with
ecosystem deposition of N and S
compounds, and associated areas of
uncertainty; quantitative analyses of
aquatic acidification risk and of air
quality and deposition estimates, and
associated limitations and uncertainties;
staff evaluations of the evidence,
exposure/risk information, and air
quality information in the PA; CASAC
advice; and public comments received
thus far in the review. In considering
the available information in this review,
the Administrator recognizes the
evidence of direct biological effects
associated with elevated short-term
concentrations of SOX and N oxides that
formed the basis for the existing
secondary SO2 and NO2 standards, the
evidence of ecological effects of PM in
action, the Administrator proposed not to change
the 24-hour secondary PM NAAQS for visibility
protection and also solicited comment on revising
the level of the current secondary 24-hour PM2.5
standard to a level as low as 25 mg/m3; in the final
action, the Administrator concluded that the
current secondary PM standards provide requisite
protection against PM-related visibility effects and
retained the existing standards without revision (88
FR 5558, January 27, 2023; 89 FR 16202, March 6,
2024).
88 Consideration of CASAC comments and areas
of the PA in which revisions have been made
between the draft and this final document are
described in section 1.4 of the PA.
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ambient air, primarily associated with
loading on vegetation surfaces, and also
the extensive evidence of ecological
effects associated with atmospheric
deposition of N and S compounds into
sensitive ecosystems. The Administrator
also takes note of the quantitative
analyses and policy evaluations
documented in the PA that, with
CASAC advice, inform his judgments in
reaching his proposed decision on the
secondary standards for SOX, N oxides,
and PM that provide the requisite
protection under the CAA.
In reaching his proposed conclusions
for the pollutants included in this
review, the Administrator considers first
the secondary standard for SOX and the
adequacy of the existing standard for
providing protection of the public
welfare from direct effects on biota and
from ecological effects related to
ecosystem deposition of S compounds.
In so doing, he considers the evidence
regarding direct effects, as described in
the ISA and evaluated in the PA, which
is focused on SO2. He takes note of the
PA finding that the evidence indicates
SO2 concentrations associated with
direct effects to be higher than those
allowed by the existing SO2 secondary
standard (PA sections 5.4.1, 7.1.1 and
7.4). Additionally, he takes note of the
CASAC unanimous conclusion that the
existing standard provides protection
from direct effects of SOX in ambient
air, as summarized in section II.E.2
above. Based on all of these
considerations, he judges the existing
secondary SO2 standard to provide the
needed protection from direct effects of
SOX. He next turns to consideration of
ecological effects related to ecosystem
deposition of S compounds.
With regard to S deposition-related
effects, as an initial matter, the
Administrator recognizes the longstanding evidence of the role of SOX in
ecosystem acidification and related
ecological effects. While he additionally
notes the ISA determinations of
causality for S deposition with two
other categories of effects related to
mercury methylation and sulfide
phytotoxicity (ISA, Table ES–1; PA,
section 4.4), he recognizes that
quantitative tools and approaches are
not well developed for ecological effects
associated with atmospheric deposition
of S other than ecosystem acidification
(PA, section 7.2.2.1). Thus, he gives
primary attention to effects related to
acidifying deposition, given the robust
evidence base and available quantitative
tools, as well as the longstanding
recognition of impacts in acid-sensitive
ecosystems across the U.S. Accordingly,
the Administrator takes note of the
findings of the aquatic acidification REA
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and related policy evaluations in the
PA. As summarized in the PA, the REA
findings include that the range of
ecoregion median deposition estimates
across the contiguous U.S. analyzed
during the 20-year period from 2001
through 2020 extended up to as high as
20 kg S/ha-yr, and that, except for one
occasion (in 2011), the existing
secondary SO2 standard was met in all
states but Hawaii. Further, other than
the design value in 2011, design values
for the existing SO2 standard (second
highest 3-hour average in a year) were
well below its current level of 500 ppb
(PA, section 6.2.1). For example, in the
earliest 3-yr period analyzed (2001–03),
when virtually all design values for the
existing 3-hour secondary standard were
below 400 ppb and the 75th percentile
of design values was below 100 ppb
(PA, Figure 2–27), total S deposition
was estimated to be greater than 14 kg/
ha-yr across the Ohio River valley and
Mid-Atlantic states, ranging above 20
kg/ha-yr in portions of this area (PA,
Figure 6–11). The PA also notes that the
magnitude of S deposition estimates at
the 90th percentile per ecoregion at sites
assessed in the aquatic acidification
REA was at or above 15 kg/ha-yr in half
of the 18 eastern ecoregions and ranged
up to nearly 25 kg/ha-yr during this
time period (Figure 2; PA, Figure 7–2).
The Administrator also takes note of the
aquatic acidification risk estimates that
indicate that this pattern of S
deposition, estimated to have occurred
during periods when the existing
standard was met (e.g., 2000–2002), is
associated with 20% to more than half
of waterbody sites in affected eastern
ecoregions 89 being unable to achieve
even the lowest of the three acid
buffering capacity targets or benchmarks
(ANC of 20 meq/L), and judges such
risks to be of public welfare
significance.
The Administrator also considers the
advice from the CASAC in considering
deposition-related effects of S. Although
the CASAC provided two sets of advice
regarding standards for protecting from
such effects, both the majority and the
minority of CASAC recommended
adoption of a new SO2 standard for this
purpose in light of conclusions that the
existing standard did not provide such
needed protection. Thus, based on the
findings of the REA, associated policy
evaluations in the PA with regard to S
89 Aquatic acidification risk estimates for the
2001–2020 deposition estimates in the eight
western ecoregions indicated ANC levels achieving
all three targets in at least 90% of all sites assessed
in each ecoregion (PA, Table 5–4). Ecoregion
median deposition estimates were at or below 2 kg/
ha-yr in all eight western ecoregions (PA, Table 5–
3).
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deposition and acidification-related
effects in sensitive ecosystems, and in
consideration of advice from the
CASAC, the Administrator proposes to
judge that the current SO2 secondary
standard is not requisite to protect the
public welfare from adverse effects
associated with acidic deposition of S
compounds in sensitive ecosystems.
Having reached this proposed
conclusion that the existing secondary
SO2 standard does not provide the
requisite protection of the public
welfare from adverse S depositionrelated effects, most prominently those
associated with aquatic acidification,
the Administrator next considers
options for a secondary standard that
would provide the requisite protection
from S deposition-related effects. In so
doing, he turns first to the policy
evaluations and staff conclusions in the
PA, and the quantitative analyses and
information described in Chapter 5 of
the PA, for purposes of identifying S
deposition rates that might be judged to
provide an appropriate level of public
welfare protection from acidificationrelated effects. In this context, he takes
note of the PA focus on the aquatic
acidification risk estimates and the PA
recognition of linkages between
watershed soils and waterbody
acidification, as well as terrestrial
effects. He concurs with the PA view
that such linkages indicate that
protecting waterbodies from reduced
acid buffering capacity (with ANC as the
indicator) will also, necessarily, provide
protection for watershed soils, and may
reasonably be expected to also
contribute protection for terrestrial
effects. Accordingly, he considers the
PA evaluation of the risk estimates in
terms of waterbodies estimated to
achieve the three acid buffering capacity
benchmarks (20, 30 and 50 meq/L).
Further, he concurs with the PA
consideration of the ecosystem-scale
estimates as appropriate for his
purposes in identifying conditions that
provide the requisite protection of the
public welfare.
In focusing on the ecoregion-scale
findings of the aquatic acidification
REA, with particular attention to the 18
well studied, acid-sensitive eastern
ecoregions, the Administrator considers
the PA evaluation of ecoregion median
S deposition values at and below which
the associated risk estimates indicated a
high proportion of waterbodies in a high
proportion of ecoregions would achieve
ANC values at or above the three
benchmarks (20, 30 and 50 meq/L), as
summarized in Tables 7–1 and 5–5 of
the PA. In so doing, he recognizes a
number of factors, as described in the
PA, which contribute variability and
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uncertainty to waterbody estimates of
ANC and to interpretation of
acidification risk associated with
different values of ANC (PA, section
5.1.4 and Appendix 5A, section 5A.3).
The Administrator additionally takes
note of the approach taken by the
CASAC majority in considering the
ecoregion-scale risk estimates
(summarized in section II.E.2 above).
These members considered the
summary of results for the ecoregionscale analysis of ecoregion median
deposition bins (in the draft PA 90) and
focused on a level of deposition (at or
below 5 kg/ha-yr) estimated to achieve
acid buffering capacity at or above the
three ANC benchmarks in 80% (for ANC
of 20 and 30 meq/L) or 70% (for ANC of
50 meq/L) of waterbodies in all
ecoregion-time period combinations 91
(Sheppard, p. 25 of the Response to
Charge Questions). As additionally
recognized in the PA, the results for
ecoregion-time period combinations for
median S-deposition in the 18 eastern
ecoregions at or below 7 kg/ha-yr also
indicate these percentages of
waterbodies achieving the three ANC
benchmarks (as seen in Tables 7–1 and
5–5 above).92 The results for median S
deposition at or below 7 kg/ha-yr further
indicate that 90% of waterbodies per
ecoregion achieve ANC at or above 20,
30 and 50 meq/L in 96%, 92% and 82%,
respectively, of eastern ecoregion-time
period combinations. For median S
deposition at or below 9 kg/ha-yr, the
percentages of eastern ecoregions
meeting or exceeding the ANC
benchmarks declines to 87%, 81% and
72% (as summarized in section
II.E.1.c(2) above), and the percentages
for all 25 analyzed ecoregions is higher.
The Administrator additionally
considers the PA evaluation of the
temporal trend or pattern of ecoregionscale risk estimates across the five time
periods in relation to the declining S
deposition estimates for those periods.
As summarized in section II.E.1.b above,
based on the observation of appreciably
improved acid buffering capacity (i.e.,
increased ANC) estimates by the third
90 While the final PA provides additional
presentations of aquatic acidification risk estimates,
including those at the ecoregion-scale, the estimates
are unchanged from those in the draft PA (PA,
section 5.1.3).
91 The presentation of such percentages in the
draft PA (reviewed by the CASAC) were specific to
the 90 ecoregion-time period combinations for the
18 eastern ecoregions. Inclusion of the 7 western
ecoregions would yield higher percentages, as more
than 90% of waterbodies in those ecoregions were
estimated to achieve all three ANC concentration in
all time periods (PA, Table 5–4).
92 Ecoregion median deposition was below 2 kg
S/ha-yr in all 35 ecoregion-time period
combinations for the eight western ecoregions (PA,
Table 5–4).
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time period (2010–2012), the PA
focused on the REA risk and deposition
estimates for this and subsequent
periods. The S deposition estimated to
be occurring in the 2010–2012 time
period included ecoregion medians
(across CL sites) ranging from 2.3 to 7.3
kg/ha-yr in the 18 eastern ecoregions
and extending down below 1 kg/ha-year
in the 7 western ecoregions; the highest
ecoregion 90th percentile was
approximately 8 kg/ha-yr (table 5 and
figure 2 above). For this pattern of
deposition, more than 70% of
waterbodies per ecoregion are estimated
to be able to achieve an ANC of 50 ueq/
L in all 25 ecoregions (Figure 1, left
panel), and more than 80% of
waterbodies per ecoregion in all
ecoregions are estimated to be able to
achieve an ANC of 20 ueq/L (Figure 1,
right panel). Further, by the 2014–2016
period, when both median and 90th
percentile S deposition in all 25
ecoregions was estimated to be at or
below 5 kg/ha-yr, more than 80% of
waterbodies per ecoregion are estimated
to be able to achieve an ANC of 50 ueq/
L in all 25 ecoregions (more than 90%
in 23 of the 25 ecoregions) and more
than 90% of waterbodies per ecoregion
in all ecoregions are estimated to be able
to achieve an ANC of 20 ueq/L (Figure
1, right panel).
The Administrator observes that the
estimates of acid buffering capacity
achievement for the 2010–12 period
deposition—achieving the ANC
benchmarks in at least 70% to 80%
(depending on the specific benchmark)
of waterbodies per ecoregion—are
consistent with the objectives identified
by the CASAC majority (in considering
estimates from the ecoregion-scale
analysis). The advice from the CASAC
majority emphasized ecoregion ANC
achievement estimates of 70%, 80% and
80% for ANC benchmarks of 50, 30 and
20 meq/L, respectively. The estimates for
the later time period are somewhat
higher, with all ecoregions estimated to
achieve the ANC benchmarks in at least
80% to 90% (depending on the
benchmarks) of waterbodies per
ecoregion. In his consideration of these
ANC achievement percentages
identified by the CASAC, the
Administrator notes the variation across
the U.S. waterbodies with regard to sitespecific factors that affect acid buffering
(as summarized in sections II.C.1.b(1)
and II.D.1 above and section 5.1.4 of the
PA). Based on this and the CASAC
majority advice, the Administrator
concurs with the PA conclusion that
both of these ecoregion-scale ANC
achievement results (70% to 80% and
80% to 90%) may be reasonable to
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consider with regard to acid buffering
capacity objectives for the purposes of
protecting ecoregions from aquatic
acidification risk of a magnitude with
potential to be considered of public
welfare significance.
With regard to the variation in
deposition across areas within
ecoregions, the Administrator notes the
PA recognition that the sites estimated
to receive the higher levels of deposition
are those most influencing the extent to
which the potential objectives for
aquatic acidification protection are or
are not met. He further takes note of the
PA observation of an appreciable
reduction across the 20-year analysis
period in the 90th percentile deposition
estimates, as well as the median, for
REA sites in each of the 25 ecoregions
analyzed. Although the ecoregion 90th
percentile and median estimates ranged
up to 22 and 15 kg/ha-yr in the 2001–
2003 time period, both types of
estimates fall below approximately 5 to
8 kg/ha-yr by the 2010–2012 period (PA,
Figure 7–2). In light of this trend, as
well as the temporal trend in the REA
estimates, the Administrator takes note
of the PA findings that the ecoregionscale acid buffering objectives identified
by the CASAC (more than 70% to 80%
of waterbody sites in all ecoregions
assessed achieving or exceeding the set
of ANC benchmarks) might be expected
to be met when ecoregion median and
upper (90th) percentile deposition
estimates at sensitive ecoregions are
generally at and below about 5 to 8 kg/
ha-yr. He additionally takes note of the
PA recognition of uncertainties
associated with the deposition estimates
at individual waterbody sites and with
the associated estimates of aquatic
acidification risk (PA, section 5.1.4),
and with the PA’s consideration of
estimates from the case study analyses,
which together leads the PA to identify
deposition rates at and below about 5 to
8 or 10 93 kg/ha-yr as associated with a
potential to achieve acid buffering
capacity benchmarks in an appreciable
portion of acid sensitive areas. Based on
all of these considerations, the
Administrator focuses on this range of
deposition levels in turning his
attention to identification of a secondary
standard that might be associated with
S deposition of such a magnitude.
93 Consideration of the case study analyses as
well as the ecoregion-scale results for both the
ecoregion-time period and temporal perspectives,
indicates a range of S deposition below
approximately 5 to 8 or 10 kg/ha-yr, on an areawide
basis, to be associated with a potential to achieve
acid buffering capacity levels of interest in an
appreciable portion of acid sensitive areas (PA,
section 7.4).
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In considering options for a secondary
standard based on consideration of S
deposition-related effects, the
Administrator takes note of the
complexity of identifying a national
ambient air quality standard focused on
protection of the public welfare from
adverse effects associated wth national
patterns of atmospheric deposition
(rather than on protection from direct
exposure from patterns of ambient air
concentrations of concern). As more
specifically described in the PA,
atmospheric deposition (ecosystem
loading) of S, is, in a simple sense, the
product of atmospheric concentrations
of S compounds, factors affecting S
transfer from air to surfaces, and time.
Further, atmospheric concentrations in
an ecosystem are, themselves, the result
of emissions from multiple, distributed
sources (near and far), atmospheric
chemistry, and transport. Accordingly,
the Administrator concurs with the PA
judgment that consideration of the
location of source emissions and
expected pollutant transport (in
addition to the influence of physical
and chemical processes) is important to
understanding relationships between
SO2 concentrations at ambient air
monitors and S deposition rates in
sensitive ecosystems of interest. Based
on these considerations in the PA, the
Administrator concurs that to achieve a
desired level of protection from aquatic
acidification effects associated with S
deposition in sensitive ecosystems, SO2
emissions must be controlled at their
sources, and that associated NAAQS
compliance monitoring is at regulatory
SO2 monitors generally sited near large
SO2 emissions sources.
Further, the Administrator considers
findings of the PA analyses of
relationships between ambient air
concentrations and S deposition
estimates, conducted in recognition of
the variation across the U.S. in the
source locations and magnitude of SOX
emissions, as well as the processes that
govern transport and transformation of
SOX to eventual deposition of S
compounds. These analyses consider
relationships between S deposition
estimates and SO2 concentrations near
SO2 monitors (both at NAAQS
regulatory monitors, which are often
near large sources of SO2 emissions, and
in remote Class I areas) as well as
relationships between ecoregion S
deposition estimates and SO2
concentrations at upwind sites of
influence, identified by trajectory
analyses to account for the relationship
between upwind concentrations near
sources and deposition in downwind
areas (section II.B above and PA,
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sections 6.2.2 through 6.2.4,). As
evidence of the influence of SO2 in
ambient air on S deposition, all of these
analyses demonstrated there to be an
association between SO2 concentrations
and nearby or downwind S deposition
(PA, section 7.4). The PA found the
correlation coefficients to be strongest in
the East and in the earliest two to three
time periods, when deposition rates and
air concentrations were much higher
compared to the West and to more
recent years, when deposition rates and
concentrations are much lower (PA,
Chapter 6).
With regard to an indicator for a
standard to address the effects of S
deposition, the Administrator also takes
note of the findings of the PA analyses
and the parallel trends of SO2 emissions
and S deposition in the U.S. over the
past 20 years that indicate the strong
influence of SO2 in ambient air on S
deposition (PA, sections 6.4.1 and 7.4).
The array of air quality analyses in the
PA together illustrate the fact that
atmospheric loading is a primary, but
not the only, determinant of
atmospheric deposition, as well as the
complexity of how to consider
concentrations at individual monitors,
with variable spatial distribution, in
relation to deposition rates. The
distribution of monitor SO2
concentrations is appreciably flatter in
the latter 10 years of the analysis period
in comparison to the initial years, and
S deposition rates during the latter 10
years are appreciably reduced from
those in the earlier decade (PA, Figure
7–5). These parallel patterns indicate a
broader distribution of concentrations
across NAAQS monitors during these
years. Additionally, the Administrator
notes the PA finding of parallel
temporal trends of ecoregion S
deposition estimates and the REA
aquatic acidification risk estimate across
the five time periods analyzed.
In light of all of the linkages
connecting SOX emissions and S
deposition-related effects, the
Administrator considers the current
information with regard to a new or
revised standard for SOX that would be
expected to provide protection from
aquatic acidification-related risks of S
deposition in sensitive ecoregions. With
regard to the indicator for such a
standard, he notes the PA findings of
support for SO2 as a good indicator for
a secondary standard to address S
deposition (PA, sections 6.4.1 and 7.4).
This support includes the declining
trend of S deposition that is consistent
with and parallel to the sharp declines
in annual average SO2 emissions across
the 20-year period, as well as the
general association of SLAMS with
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higher annual average SO2
concentrations with higher local S
deposition estimates in addition to the
high correlations observed for ecoregion
median S deposition with upwind SO2
monitoring sites of influence in the
EAQM analyses. In light of all of these
considerations, the Administrator
judges SO2 to be the appropriate
indicator for a standard addressing S
deposition-related effects.
With regard to the appropriate
averaging time and form for such a
standard, the Administrator takes note
of the PA findings and advice from the
CASAC. In the quantitative analyses of
air quality and deposition, the PA
generally focused on a year’s averaging
time based on the recognition that
longer-term averages (such as over a
year) most appropriately relate to
deposition and associated ecosystem
effects. The PA analyses also used a 3year average form based on a
recognition in the NAAQS program that
such a form affords stability to the
associated air quality management
program that contributes to effective
environmental protection. Similarly, in
the advice of the CASAC majority on a
standard addressing S deposition, these
members recommended an annual
average standard, and the information
considered by the CASAC majority in
drawing its conclusion also focused on
an annual average SO2 metric with a
form that involved averaging over three
consecutive years, implying that to be
the recommended form (section II.E.2
above). In consideration of these
conclusions of the PA and the CASAC
majority, the Administrator focuses on
annual average SO2 concentrations,
averaged over three years, as providing
an averaging time and form 94 that he
judges appropriate for providing public
welfare protection from adverse effects
associated with long-term atmospheric
deposition of S compounds.
In turning to consideration of a level
for such a standard, as an initial matter,
the Administrator again notes the
complexity (recognized above)
associated with identifying a national
ambient air quality standard focused on
protection from national patterns of
atmospheric deposition rather than on
protection from patterns of direct
exposure to SO2. As summarized in the
PA, atmospheric deposition rates are a
function of atmospheric loading,
transformation, and transport, and are
94 A 3-year form is common to NAAQS adopted
over the more recent past. This form provides a
desired stability to the air quality management
programs which is considered to contribute to
improved public health and welfare protection (e.g.,
78 FR 3198, January 15, 2013; 80 FR 65352, October
26, 2015; 85 FR 87267, December 31, 2020).
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not a one-to-one function of
concentration at a specific monitoring
location. Thus, the maximum
concentration at a single upwind site is
less important for total loading than the
combined impact of all upwind
emissions sources. This contributes
uncertainty to the identification of the
appropriate level for a national standard
based on a single maximum
concentration that, if occurring at any
one or multiple locations, would be
expected to constrain areawide
deposition rates downwind to the
desired level for protection. The
atmospheric loading (and deposition)
associated with the maximum
concentration conceptually represented
by a standard level depends on the
number and spatial distribution of areas
exhibiting that concentration.
Reductions in deposition reflect
geographically-broad emissions
reductions and weighted concentration
reductions (e.g., EAQM-weighted) more
than reductions in the maximum
concentration at individual locations.
As shown by the 20-year trends in
annual emissions and monitor annual
average SO2 concentrations, the
percentage reductions in deposition and
emissions are greater than those in the
highest monitor concentrations.95
Particularly in this case of identifying a
standard to provide a pattern of ambient
air concentrations that together
contribute to deposition across the U.S.,
it is important to consider the
distribution of air concentrations to
which the standard will apply. The
Administrator takes note of this
complexity and associated uncertainty
in his identification of a level for an
annual average SO2 standard for S
deposition.
In considering an appropriate range of
concentrations for a level for such a
standard, the Administrator considers
the evaluations and associated findings
of the PA and advice from the CASAC.
In considering the PA analyses and
evaluation, the Administrator takes note
of the uncertainties associated with
potential limitations in the monitoring
dataset across the 20-year period (e.g.,
with regard to the representation of
source locations in the earlier years of
the monitoring data), in addition to the
complexities described above. In so
95 As recognized in section II.E.1 above, in
relating atmospheric loading to individual monitor
concentrations, the higher correlations of the
EAQM-weighted than the EAQM-max likely reflect
the weighting of concentrations across multiple
upwind monitors, with the trajectory analysis
providing one approach that relates contributions
from individual monitor locations to deposition in
receiving ecosystems (without explicitly addressing
the multiple factors at play).
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doing, the Administrator considers the
two options identified in the PA for a
level of an annual average standard,
with a 3-year average form. One option
identified in the PA would establish a
level in the range of somewhat below 15
ppb to a level of 10 ppb, and a second
option would establish a standard with
a level within the range of 10 to 5 ppb.
He additionally recognizes there to be
uncertainties in aspects of the aquatic
acidification risk modeling that
contribute uncertainty to the resulting
estimates, and in the significance, of
aquatic acidification risk, which he
finds to be greater with lower deposition
levels (PA, section 5.1.4). Further, the
Administrator takes note of the
additional and appreciably greater
uncertainty recognized in the PA to be
associated with consideration of a
standard level below 10 ppb, including
uncertainties in the relationships
between S deposition and annual
average SO2 concentrations below 10
ppb (PA, Chapter 6, section 7.4). In
general, there is uncertainty in
identifying a specific level for a
standard that may be expected to
achieve a particular degree of S
deposition-related protection for
ecological effects. This uncertainty is
coupled with the uncertainty associated
with estimates of aquatic acidification
risk in waterbodies across the U.S.
associated with specific deposition
levels, including with regard to
interpretation of risk associated with
different levels of acid buffering
capacity. In this context and based on
the PA findings, the Administrator
recognizes there to be, on the whole
across the various linkages, increased
uncertainty for lower SO2
concentrations and S deposition rates.
The Administrator additionally
considers the CASAC majority
recommended range of levels for an
annual average SO2 standard to address
S deposition-related ecological effects.
As described in section II.E.2 above, the
majority of the CASAC recommended
adoption of an annual SO2 standard
with a level within the range of 10 to 15
ppb. These members indicated that this
range of levels was generally associated
with S deposition below 5 kg/ha-yr
during the 2014–2016 and 2018–2020
trajectory analysis periods in the PA.
The CASAC majority further conveyed
that a standard level in this range (10–
15 ppb) would afford protection to tree
and lichen species as well as
waterbodies, further stating that such a
standard would ‘‘preclude the
possibility of returning to deleterious
deposition values’’ that these members
indicated to be associated with
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relatively high annual average SO2
concentrations observed in 2019–2021
near a location of industrial sources
(Sheppard, Response to Charge
Questions, pp. 24–25).
Thus, based on analyses and
evaluations in the PA, including
judgments related to uncertainties in
relating ambient air concentrations to
deposition estimates for the purpose of
identifying a standard level associated
with a desired level of ecological
protection, and based on advice from
the CASAC majority, the Administrator
judges that a level within the range from
10 to 15 ppb would be appropriate for
an annual average SO2 standard
requisite to protect the public welfare
from adverse effects related to S
deposition.
The Administrator also considered
the extent to which a new annual
average standard might be expected to
control short-term concentrations (e.g.,
of three hours duration) and accordingly
provide protection from direct effects
that is currently provided by the
existing 3-hour secondary standard. In
this context, he notes the analyses and
conclusions of the PA with regard to the
extent of control for short-term
concentrations (e.g., of three hours
duration) that might be expected to be
provided by an annual secondary SO2
standard. These analyses indicate that
in areas and periods when the annual
SO2 concentration (annual average,
averaged over three years) is below 15
ppb, design values for the existing 3hour standard are well below the
existing secondary standard level of 0.5
ppm SO2 (PA, Figure 2–29). Based on
these findings of the PA, the
Administrator proposes that it is
appropriate to consider revision of the
existing secondary SO2 standard to an
annual standard, with a 3-year average
form and a level in the range from 10
to 15 ppb.
The Administrator also takes note of
the recommendation from the CASAC
minority to establish a 1-hour SO2
secondary standard, identical to the
primary standard, based on its
observation that most of the S
deposition estimates for the last 10 years
are less than 5 kg/ha-yr and judgment
that this indicates that the existing 1hour primary SO2 standard adequately
protects against long-term annual S
deposition-related effects. Accordingly,
the CASAC minority recommended
setting the secondary SO2 standard
equal to the current primary standard
(section II.E.2 above; Sheppard, 2023, p.
A–2). The Administrator preliminarily
concludes, for the reasons discussed
above, that an annual standard is a more
appropriate form to address deposition-
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related effects, but he recognizes that
greater weight could be given to the
effectiveness of the existing 1-hour
primary standard in controlling
emissions and associated deposition. In
light of these considerations, we solicit
comment on this alternate option for
revising the secondary SO2 standard to
be identical to the current primary SO2
standard.
In summary, based on all of the
considerations identified above,
including the currently available
evidence in the ISA, the quantitative
and policy evaluations in the PA, and
the advice from the CASAC, the
Administrator proposes to revise the
existing secondary SO2 standard, to an
annual average standard, with a 3-year
average form and a level within the
range from 10 to 15 ppb as requisite to
protect the public welfare. The EPA
solicits comment on a lower level for a
new annual standard down to 5 ppb, as
well as whether the existing 3-hour
secondary standard should be retained,
in addition to establishing a new annual
SO2 standard. Further, the EPA solicits
comment on the option of revising the
existing secondary SO2 standard to be
equal to the current primary standard in
all respects.
The Administrator additionally
considers the available information and
the PA evaluations and conclusions
regarding the PM standard and S
deposition-related effects. In so doing,
he takes note of the information
indicating varying composition of PM2.5
at sites across the U.S. (PA, section
2.4.3), with non-S containing
compounds typically comprising more
than 70% of the total annual PM2.5 mass
in the East and even more in the West.
Further, he considers the PA findings of
air quality analyses that indicate
appreciable variation in associations,
and generally low correlations, between
S deposition and PM2.5, as summarized
in section II.B above (PA, sections
6.2.2.3 and 6.2.4.2). In addition, he takes
note of the discussion above in support
of his decision regarding a revised
secondary SO2 standard, including the
atmospheric chemistry information
which indicates the dependency of S
deposition on airborne SOX, as
evidenced by the parallel trends of SO2
emissions and S deposition. Based on
all of these considerations, the
Administrator judges that protection of
sensitive ecosystems from S deposition
is more effectively achieved through a
revised SO2 standard than a standard for
PM, and a revised PM standard is not
warranted to provide protection against
the effects of S deposition.
Having reached his proposed
decisions with regard to S deposition
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and SO2 and PM, the Administrator now
turns to consideration of the secondary
standards for N oxides and PM with
regard to the protection afforded from
direct ecological effects and from
ecological effects related to ecosystem N
deposition. As described below, the
Administrator proposes to retain the
existing NO2 and PM standards. In
considering the secondary standard for
oxides of N and protection from direct
effects of N oxides in ambient air, the
Administrator notes the evidence of
welfare effects at the time this standard
was established in 1971 indicated the
direct effects of N oxides on vegetation,
most particularly effects on foliar
surfaces, and that the currently available
information continues to document
such effects, as summarized in section
II.C.1.a above (ISA, Appendix 3,
sections 3.3 and 3.4; PA, sections 4.1
and 5.4.2). With regard to NO2 and NO,
the evidence does not indicate effects
associated with ambient air
concentrations allowed by the existing
standard, as summarized in section
II.C.3.c above (PA, section 7.4).
Accordingly, the Administrator concurs
with the PA conclusion that the
evidence related to the direct effects of
the N oxides, NO2 and NO, does not call
into question the adequacy of protection
provided by the existing standard. With
regard to the N oxide, HNO3, the PA
provides additional evaluation in
recognition of the evidence of effects
associated with air concentrations and
associated HNO3 dry deposition on
plant and lichen surfaces, and
uncertainty as to the extent to which
exposures associated with such effects
may be allowed by the existing
secondary NO2 standard (PA sections
7.1.2 and 5.4.2, and Appendix 5B,
section 5B.4). Consistent with the
conclusion in the PA, the Administrator
judges the limited evidence to lack a
clear basis for concluding that such
effects might have been elicited by air
quality that met the secondary NO2
standard. Thus, while the Administrator
takes note of this discussion in the PA,
he additionally recognizes the
limitations of the evidence and
associated uncertainties and judges
them too great to provide support to a
revised secondary NO2 standard. In so
doing, he additionally takes note of the
unanimous view of the CASAC that the
existing secondary NO2 standard
provides protection from direct effects
of N oxides (section II.E.2 above).
The Administrator next turns to
consideration of the larger information
base of effects related to N deposition in
ecosystems. In so doing, he recognizes
the complexities and challenges
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associated with quantitative
characterization of N enrichment-related
effects in terrestrial or aquatic
ecosystems across the U.S. that might be
expected to occur due to specific rates
of atmospheric deposition of N over
prolonged periods, and the associated
uncertainties (PA, section 7.2.3). These
complexities and challenges are
described further below. Some of the
complexities associated with terrestrial
deposition are similar to those for
aquatic deposition, such as untangling
the impacts of historic deposition from
what might be expected from specific
annual deposition rates absent that
history, while other complexities related
to available quantitative information
and analyses differ. Further, with regard
to many aquatic systems that receive N
loading from sources other than
atmospheric deposition, there is
complexity to estimating the portion of
N inputs, and associated contribution to
effects, derived from atmospheric
sources.
It is important to note first that, as a
general matter, the Administrator finds
there are substantially more significant
limitations and uncertainties associated
with the evidence base for ecosystem
effects related to N deposition
associated with N oxides and PM, and
with the available air quality
information related to the limited
potential for control of N deposition in
areas across the U.S., in light of the
impacts of other pollutants (i.e., NH3) on
N deposition. The first set of limitations
and uncertainties relates to quantitative
relationships between N deposition and
ecosystem effects, based on which
differing judgments may be made in
decisions regarding protection of the
public welfare. In the case of protection
of the public welfare from adverse
effects associated with nutrient
enrichment, we additionally recognize
the complexity associated with
identification of appropriate protection
objectives in the context of changing
conditions in aquatic and terrestrial
systems as recent deposition has
declined from the historical rates of
loading. The second set of limitations
and uncertainties relates to relatively
lower correlations in more recent time
periods of air quality metrics for N
oxides with N deposition in ecosystems
and the variation in PM composition
across the U.S., particularly that
between the eastern and western U.S.
This latter set of limitations is
considered to relate to the emergence of
NH3, which is not a criteria pollutant, as
a greater influence on N deposition than
N oxides and PM over the more recent
years. Further, this influence appears to
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be exerted in areas with some of the
highest N deposition estimates for those
years.
Additionally, the Administrator
recognizes additional complexities in
risk management and policy judgments,
including with regard to identifying risk
management objectives, such as judging
the requisite public welfare protection
for an ecosystem stressor like N
enrichment, for which as the CASAC
recognized, in terrestrial systems, there
are both ‘‘benefits and disbenefits’’
(Sheppard, 2023, p. 8). As noted by the
CASAC, ‘‘[b]enefits include fertilization
of crops and trees and the potential for
improved sequestration of carbon in
soils and plant biomass’’ (Sheppard,
2023, p. 8), which, as noted in the PA,
also complicates conclusions regarding
the extent to which some ecological
effects may be judged adverse to the
public welfare (PA, section 7.4). In
aquatic systems, identification of
appropriate public welfare protection
objectives is further complicated by N
contributions to these systems from
multiple sources other than atmospheric
deposition, as well as by the effects of
historical deposition that have
influenced the current status of soils,
surface waters, associated biota, and
ecosystem structure and function. For
example, changes to ecosystems that
have resulted from past, appreciably
higher levels of atmospheric deposition
have the potential to affect how the
ecosystem responds to current, lower
levels of deposition or to still further
reduced N inputs in the future.
In turning to consideration of the
evidence and air quality information
related to N deposition, the
Administrator takes note of the fact that
ecosystem N deposition is influenced by
air pollutants other than N oxides,
particularly, NH3, which is not a CAA
criteria pollutant (PA, sections 6.1, 6.2.1
and 7.2.3.3). As described in the PA, the
extent of this contribution varies
appreciably across the U.S. and has
increased during the past 20 years.
More specifically, while the PA
historical trend analyses document the
reductions in N deposition that
correspond with reductions in
emissions of N oxides, these analyses
additionally document the increasing
role of NH3 in N deposition since
approximately 2010 and the cooccurring tempering of total N
deposition reductions, likely reflecting
the countervailing pattern in
contributions from NH3. Further, the
areas of highest N deposition appear to
correspond to the areas with the greatest
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deposition of NH3 (PA, Figure 7–8).96
The Administrator concurs with the PA
conclusion that this information
complicates his consideration of the
currently available information with
regard to protection from N depositionrelated effects that might be afforded by
the secondary standard for N oxides;
particularly when considering the
information since 2010 (and in more
localized areas prior to that). That is,
while the information regarding recent
rates of ecoregion N deposition may in
some individual areas (particularly
those for which reduced N, specifically
NH3, has a larger role) indicate rates
greater than the range of values
identified in the PA for consideration
(e.g., 7–12 kg/ha-yr based on the
considerations in section 7.2.3 of the PA
and the benchmark of 10 kg/ha-yr, as
conveyed in the advice from the
CASAC), the PA notes that the extent to
which this occurrence relates to the
existing NO2 secondary standard is
unclear. The lack of clarity is both
because of uncertainties in relating
ambient air NO2 concentrations to rates
of deposition, and because of the
increasing contribution of NH3 to N
deposition.
The Administrator notes the PA
finding that the temporal trend in
ecoregion N deposition differs for
ecoregions in which N deposition is
driven by reduced N compared to those
where reduced N comprises less of the
total (e.g., PA, Figures 7–6 and 7–7). The
N deposition trends in the latter
ecoregions, which include reductions in
the upper part of the distribution of
ecoregion medians across the full 20year period, as well as lower N
deposition in the second as compared to
the first decade (corresponding to the
decline in NO2 emissions), appear to
document the influence that NO2
emissions and concentrations had
during this period. However, the
influence of N oxides appears to be low
in areas of the U.S. where N deposition
is currently the highest, and where NH3
emissions have an influential role (PA,
section 7.2.3.3). In light of the PA
evaluations of N deposition and relative
contribution from reduced and oxidized
N compounds, the Administrator
concurs with the PA conclusion that,
based on the current air quality and
deposition information and trends, a
secondary standard for N oxides cannot
96 This associated lessening influence of N oxides
on total N deposition is also evidenced by the poor
correlations between N deposition and annual
average NO2 concentrations (PA, sections 6.2.3 and
6.2.4), most particularly in more recent years and
at eastern sites, which may be related to increasing
emissions of NH3 in more recent years and at
eastern sites (PA, section 2.2.3 and Figure 6–5).
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be expected to effectively control total N
deposition (PA, section 7.4).
The Administrator additionally
considers the two sets of advice from
the CASAC regarding an NO2 annual
standard in consideration of N
deposition effects (section II.E.2 above).
The CASAC majority recommended
revision of the existing annual NO2
standard level to a value ‘‘<10 to 20
ppb’’ (Sheppard, 2023, p. 24). As
described in section II.E.2 above,
however, the basis for this advice relates
to a graph in the draft PA of the dataset
of results from the trajectory-based
analyses for the weighted annual NO2
metric (annual NO2 EAQM-weighted),
which as noted above is not directly
translatable to concentrations at
individual monitors or to potential
standard levels. These CASAC members
additionally recognized that these
results found no correlation between the
ecoregion deposition and the EAQMweighted values at upwind locations,
and as described in section II.B above,
the correlation coefficients are negative
for N deposition with both annual NO2
EAQMs (PA, Table 6–10). Accordingly,
based on the lack of a correlation for N
deposition with the EAQMs, as well as
the lack of translatability of the EAQMweighted values to monitor
concentrations or standard levels, the
PA did not find the information
highlighted by the CASAC majority for
relating N deposition levels to ambient
air concentrations to provide scientific
support for their recommended levels.
In light of this, the Administrator does
not agree with the CASAC majority
recommendations on revisions to the
annual NO2 standard.
The minority CASAC member
recommended revision of the secondary
NO2 standard to be identical to the
primary standard based on their
conclusion that the recent N deposition
levels meet desired objectives and that
the primary standard is currently the
controlling standard (Sheppard, 2023,
Appendix A). In consideration of this
advice, the PA noted that among the
NO2 primary and secondary NAAQS,
the 1-hour primary standard
(established in 2010) may currently be
the controlling standard for ambient air
concentrations, and observed that
annual average NO2 concentrations,
averaged over three years, in areas that
meet the current 1-hour primary
standard, have generally been below
approximately 35 to 40 ppb.97
97 The air quality information regarding annual
average NO2 concentrations at SLAMS monitors
indicates more recent NO2 concentrations are well
below the existing standard level of 53 ppb. As
noted in the PA, the temporal trend figures indicate
that, subsequent to 2011–2012, when median N
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In light of this finding, the PA
identified a revision option for
consideration based on the recent
pattern in NO2 concentrations (i.e.,
revision to a level below the current
level of 53 ppb to as low as 35 to 40 ppb
[PA, section 7.4]).
In considering this option as
identified in the PA, the Administrator
takes note of the PA characterization of
the support for this option as ‘‘not
strong’’ (PA, section 7.4). He further
notes the PA conclusion that while the
option may have potential to provide
some level of protection from N
deposition related to N oxides, there is
significant uncertainty as to the level of
protection that would be provided. The
Administrator notes that this
uncertainty relates prominently to the
influence of NH3 on total N deposition
separate from that of N oxides, and
which in some areas of the U.S.,
particularly those areas where N
deposition is highest, appears to be
dominant (PA, section 7.2.3.3). Further,
he gives weight to the PA statement that
the extent to which the relative roles of
these two pollutants (N oxides and NH3)
may change in the future is not known.
As evaluated in the PA, these factors
together affect the extent of support for,
and contribute significant uncertainty
to, a judgment as to a level of N oxides
in ambient air that might be expected to
provide requisite protection from N
deposition-related effects on the public
welfare.
In light of the considerations
recognized above (summarized earlier in
this section and in section II.E.1 above),
the Administrator finds that the existing
evidence does not clearly call into
question the adequacy of the existing
secondary NO2 standard. In so doing, he
additionally notes, as recognized in the
PA above, that recent median N
deposition estimates are below the N
deposition benchmark identified by the
CASAC majority of 10 kg/ha-yr in
ecoregions for which approximately half
or more of recent total N deposition is
estimated to be oxidized N, driven by N
oxides (PA, section 7.2.3.3). In addition
to the substantial uncertainty described
above regarding the need for control of
N deposition from N oxides that might
be provided by a secondary standard for
N oxides, the Administrator also takes
note of the PA finding that there is
substantial uncertainty about the effect
of a secondary standard for N-oxides on
the control of N deposition such that it
is also not clear whether the available
deposition levels in 95% of the eastern ecoregions
of the continental U.S. have generally been at or
below 11 kg N/ha-yr, annual average NO2
concentrations, averaged across three years, have
been at or below 35 ppb (PA, section 7.2.3.3).
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information provides a sufficient basis
for a revised standard that might be
judged to provide the requisite
protection. In light of this PA finding,
the current information on air quality
and N deposition, and all of the above
considerations, the Administrator
proposes to also judge that the available
evidence in this review is sufficient to
conclude a revision to the secondary
annual NO2 standard is not warranted.
Based on all of these considerations, he
proposes to retain the existing
secondary NO2 standard, without
revision. The EPA solicits comments on
this proposed decision, and also solicits
comment on the alternative of revising
the level and form of the existing
secondary NO2 standard to a level
within the range from 35 to 40 ppb with
a 3-year average form.
Lastly, the Administrator turns to
consideration of the existing standards
for PM. As an initial matter, he takes
note of the PA discussion and
conclusion that the available
information does not call into question
the adequacy of protection afforded by
the secondary PM2.5 standards from
direct effects and deposition of
pollutants other than S and N
compounds (PA, sections 7.1.3 and 7.4).
The evidence characterized in the ISA
and summarized in the PA indicates
such effects to be associated with
conditions associated with
concentrations much higher than the
existing standards. Thus, the
Administrator proposes to conclude that
the current evidence does not call into
question the adequacy of the existing
PM standards with regard to direct
effects and deposition of pollutants
other than S and N compounds.
With regard to N deposition and
PM2.5, the Administrator considers the
analyses and evaluations in the PA, as
well as advice from the CASAC. As an
initial matter, the Administrator takes
note of the substantial and significant
limitations and uncertainties associated
with the evidence base for ecosystem
effects related to N deposition
associated with PM and with the
available air quality information related
to the limited potential for control of N
deposition in areas across the U.S. in
light of the impacts of NH3 on N
deposition, as summarized earlier. For
example, he notes limitations and
uncertainties that relate to relatively
lower correlations in more recent time
periods of air quality metrics with N
deposition and the variation in PM
composition across the U.S. For
example, the air quality analyses of
relationships found only low to barely
moderate correlations between N
deposition estimates and annual average
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PM2.5 concentrations at nearby or
upwind locations based on the full 20year dataset, with somewhat higher
correlations for the early years of the 20year period, but with low or no
correlation in the later years (PA,
Chapter 6 and section 7.2.3.3). The PA
also noted the variable composition of
PM2.5 across the U.S., which contributes
to geographic variability in the
relationship between N deposition and
PM2.5 concentrations, and that an
appreciable percentage of PM2.5 mass
does not contribute to N deposition. For
example, the highest percentage of PM2.5
represented by N compounds at CSN
sites in 2020–2022 is 30% and it is less
than 10% at an appreciable of sites (PA,
section 6.4.2). The PA notes that this
variability in percentage of PM2.5
represented by N (or S) containing
pollutants contributes a high level of
uncertainty to our understanding of the
potential effect of a PM2.5 standard on
patterns of N deposition.
In considering the advice from the
CASAC for revision of the existing
annual PM2.5 secondary standard, the
Administrator notes the lack of
consensus such that the Committee
provided two different
recommendations for revising the level
of the standard, as summarized in
section II.E.2 above: one for a level in
the range from 6 to 10 mg/m3 and the
second for a level of 12 mg/m3. As
summarized in the PA, the specific
rationale for the range from 6 to 10 ug/
m3 is unclear, with levels within this
range described as both relating to N
deposition in a preferred range (at or
below 10 kg N/ha-yr) and relating to
deposition above that range.98 The PA
noted that this ‘‘overlap’’ illustrates the
weakness and variability of
relationships of PM2.5 with N deposition
across the U.S. (PA, section 7.4).
Further, the PA notes the low
correlation for total N deposition
estimates with annual average PM2.5
design values in the last 10 years at
SLAMS (PA, Table 6–7). The second
recommendation, from the CASAC
minority, was based on their conclusion
that the recent N (and S) deposition
levels meet desired targets and that the
primary annual PM2.5 standard, which
has been 12 mg/m3 since 2013, has been
98 For example, the justification provided for the
range of levels recommended by the CASAC
majority for a revised PM2.5 annual standard (6 to
10 mg/m3) refers both to annual average PM2.5
concentrations (3-yr averages) ranging from 2 to 8
mg/m3 in 27 Class I areas (as corresponding to N
deposition estimates at or below 10 kg/ha-yr) and
to annual average PM2.5 concentrations (3-year
averages) ranging from 6 to 12 mg/m3 (at design
value sites in areas of N deposition estimates greater
than 15 kg/ha-yr), as summarized in section II.E.2
above.
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the controlling standard for annual
PM2.5 concentrations (Sheppard, 2023,
Appendix A).
Based on the currently available
information, taking into account its
limitations and associated uncertainties,
and in consideration of all of the above,
the Administrator proposes to conclude
that PM2.5 is not an appropriate
indicator for a secondary standard
intended to provide protection of the
public welfare from adverse effects
related to N deposition. In reaching this
proposed conclusion, the Administrator
focuses in particular on the weak
correlation between annual average
PM2.5 design values and N deposition
estimates in recent time periods, and
additionally notes the PA conclusion
that the available evidence, as evaluated
in the PA, is reasonably judged
insufficient to provide a basis for
revising the PM2.5 annual standard with
regard to effects of N deposition related
to PM. Thus, based on consideration of
the PA analyses and conclusions, as
well as consideration of advice from the
CASAC, the Administrator proposes to
conclude that no change to the annual
secondary PM2.5 standard is warranted
and he proposes to retain the existing
PM2.5 secondary standard, without
revision. The EPA solicits comment on
this proposed decision. Additionally,
while recognizing the information and
judgments regarding uncertainties that
lead him to this proposed decision, the
Administrator recognizes that there may
be alternate views with regard to
whether and to what extent a secondary
standard with a PM2.5 indicator might be
expected to provide control of N
deposition. In this context, the
Administrator additionally solicits
comment on revising the existing
standard level to a level of 12 mg/m3, in
light of the recommendation and
associated rationale provided by the
CASAC minority.
With regard to other PM standards,
the Administrator concurs with the PA’s
finding of a lack of information that
would call into question the adequacy
of protection afforded by the existing
PM10 secondary standard for ecological
effects, and thus concludes it is
appropriate to propose retaining this
standard without revision. With regard
to the 24-hour PM2.5 standard, the
Administrator takes note of the PA
conclusion that the evidence available
in this review, as documented in the
ISA, or cited by the CASAC,99 does not
99 As summarized in section II.E.2 above, the
CASAC majority, in its recommendation for
revision of the existing standard, did not provide
specificity regarding the basis for its references to
lichen species and fog or cloud water, and the
available evidence as characterized in the ISA does
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call into question the adequacy of
protection provided by the 24-hour
PM2.5 standard from ecological effects
(PA, section 7.4). Further, the
Administrator considers the comments
of the CASAC majority and
recommendations for revision of this
standard to a lower level or to an
indicator of deciviews based on its
consideration of short-term fog or cloudrelated deposition events, without
further specificity, as summarized in
section II.E.2 above. In so doing, the
Administrator notes the PA finding that,
while the available evidence in the ISA
recognizes there to be N deposition
associated with cloud water or fog, it
does not provide estimates of this
deposition, describe associated temporal
variability, or specify related effects on
biota (ISA, Appendix 2; PA, section 7.3).
Further, the specific revision options
recommended by the CASAC majority
were based on visibility considerations
although the adequacy of protection
provided by the secondary PM2.5
standard from visibility effects has been
addressed in the reconsideration of the
2020 p.m. NAAQS decision (89 FR
16202, March 6, 2024) and is not
included in this review. The
Administrator additionally notes the
recommendation from the CASAC
minority to retain the existing 24-hour
secondary PM2.5 standard without
revision. Based on all of these
considerations, the Administrator
proposes to retain the existing 24-hour
secondary PM2.5 standard, without
revision. Further, based on the lack of
evidence calling into question the
adequacy of the secondary PM10
standards, he also proposes to retain the
secondary PM10 standards without
revision.
In reaching the conclusions described
above regarding protection of the public
welfare from ecological effects
associated with ecosystem deposition of
N and S compounds, the Administrator
also takes note of consideration in the
PA of the potential for indicators
different from those for the current
standards that may target specific
chemicals that deposit N and S, e.g.,
NO3¥, SO42¥, NH4∂ (PA, sections
7.2.2.3, 7.2.3.3 and 7.4). In so doing,
however, he recognizes a number of
uncertainties and gaps in the available
information important to such
consideration. For example, one
uncertainty relates to the depth of our
understanding of the distribution of
these chemicals in ambient air,
including relationships between
not provide estimates of this deposition or describe
associated temporal variability, or specifically
describe related effects on biota (ISA, Appendix 2).
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concentrations near sources and in areas
of deposition, such as in protected
areas. As described in the PA,
depending on the indicator selected, the
relationship exhibited between
concentrations of the indicator and N or
S deposition at the same location may
not be expected to hold for
concentrations of the indicator in more
distant locations, including locations
near emissions sources. Based on these
considerations, the Administrator
judges that the currently available
information does not support standards
based on such indicators at this time.
Additionally, there are not currently
approved regulatory monitoring
methods for these potential indicators
and there are practical considerations
associated with establishing new
standards with new indicators related to
establishment of regulatory
measurement methods and surveillance
networks, that would impact effective
implementation of the standards. Thus,
he also recognizes that additional data
collection and analysis is needed to
develop the required evidence base to
inform more comprehensive
consideration of such alternatives.
F. Proposed Decision on the Secondary
Standards
The Administrator proposes to revise
the existing secondary SO2 standard to
be an annual average, averaged over
three consecutive years with a level
within the range from 10 to 15 ppb. The
EPA solicits comments on this proposal,
including the averaging time, form and
range of levels for the revised standard.
The EPA also solicits comments on the
option of retaining the existing 3-hour
standard, while also establishing such a
new annual secondary standard.
Additionally, the EPA solicits comment
on the second option identified in the
PA, for setting the level for a new
annual standard in the range from 10 to
5 ppb, and also on the option of revising
the secondary standard to be identical to
the existing primary standard in all
respects, along with the rationales on
which such views are based.
The Administrator proposes to retain
the existing secondary standards for N
oxides, and the existing suite of
secondary standards for PM. The EPA
solicits comments on these proposed
decisions. The EPA also solicits
comment on revising the level and form
of the existing secondary NO2 standard
to a level within the range from 40 to
35 ppb and a 3-year average form.
Regarding the PM secondary standards,
the Administrator also solicits comment
on revising the level of the existing
annual secondary PM2.5 standard to 12
mg/m3.
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III. Interpretation of the Secondary SO2
NAAQS
The EPA is proposing to revise
appendix T to 40 CFR part 50,
Interpretation of the Primary National
Ambient Air Quality Standards for
Oxides of Sulfur, in order to provide
data handling procedures for the
proposed annual secondary SO2
standard. The proposed § 50.21 which
sets the averaging period, level,
indicator, and form of the proposed
annual standard refers to this appendix
T. The proposed revised appendix T
would detail the computations
necessary for determining when the
proposed annual secondary SO2
NAAQS is met. The proposed revised
appendix T also would address data
reporting, data completeness
considerations, and rounding
conventions.
ddrumheller on DSK120RN23PROD with PROPOSALS2
A. Background
The general purpose of a data
interpretation appendix is to provide
the practical details on how to make a
comparison between multi-day and
possibly multi-monitor ambient air
concentration data and the level of the
NAAQS, so that determinations of
attainment and nonattainment are as
objective as possible. Data interpretation
guidelines also provide criteria for
determining whether there are sufficient
data to make a NAAQS level
comparison at all. The regulatory
language for the current secondary SO2
NAAQS, originally adopted in 1971,
does not contain detailed data
interpretation instructions. This
situation contrasts with the primary
NO2, ozone, PM2.5, PM10, lead, and
primary SO2 NAAQS regulations, for
which there are detailed data
interpretation appendices in 40 CFR
part 50 addressing issues that can arise
in comparing monitoring data to the
NAAQS. The existing appendix T
includes these detailed data
interpretation requirements for the
primary 1-hour SO2 NAAQS, thus the
proposed revision would provide
similar information for the proposed
annual secondary SO2 NAAQS. The
EPA has used its experience developing
and applying this data interpretation
appendix to develop the proposed
revisions to the text in appendix T to
address the proposed annual SO2
standard.
B. Interpretation of the Secondary SO2
Standard
The purpose of a data interpretation
rule for the secondary SO2 NAAQS is to
give effect to the form, level, averaging
time, and indicator specified in the
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proposed regulatory text at 40 CFR
50.21, anticipating and resolving in
advance various future situations that
could occur. The proposed revised
appendix T provides definitions and
requirements that apply to the proposed
annual secondary standard for SO2. The
requirements clarify how ambient air
data are to be reported, what ambient air
data are to be used for comparisons with
the SO2 NAAQS, and how to calculate
design values for comparisons with the
SO2 NAAQS. The data already required
to be reported by ambient SO2 monitors
for use in calculating design values for
the current primary 1-hour SO2 NAAQS
are also sufficient for use in calculating
design values for the proposed
secondary SO2 NAAQS.
The proposed revised appendix T
specifies that the annual secondary SO2
NAAQS would be met at an ambient air
quality monitoring site when the valid
annual secondary standard design value
is less than or equal to [10–15] ppb,
depending on the level finalized. The
annual secondary standard design value
for an ambient air quality monitoring
site is described as the mean of the
annual means for three consecutive
years, with the annual mean derived as
the annual average of daily means, with
rounding and data completeness
specified as described below. The use of
a daily mean value in deriving the
design value is consistent with the
existing data handling requirements for
the current 1-hour primary SO2 NAAQS.
Data completeness requirements for
the proposed annual secondary standard
in the proposed revised appendix T
follows past EPA practice for other
NAAQS pollutants by requiring that in
general at least 75% of the monitoring
data that should have resulted from
following the planned monitoring
schedule in a period must be available
for the key air quality statistic from that
period to be considered valid. These
data completeness requirements are
consistent with the current data
completeness requirements for the 1hour primary SO2 NAAQS in appendix
T, and this proposal would not change
those requirements. For the proposed
annual secondary SO2 NAAQS, the key
air quality statistics are the annual
average of daily mean (24-hour average,
midnight-to-midnight) concentrations in
three successive years. It is important
that daily means are representative of
the 24-hour period and that all seasons
of the year are well represented. Hence,
the 75% requirement is proposed to be
applied at the daily and quarterly levels.
These completeness requirements,
including the calculation of the daily
mean, are consistent with existing
completeness requirements for the
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current 1-hour primary SO2 NAAQS.
The EPA invites comment on the
proposed completeness requirements in
appendix T.
Recognizing that there may be years
with incomplete data, the proposed text
provides that a design value derived
from incomplete data will nevertheless
be considered valid if at least 75 percent
of the days in each quarter of each of
three consecutive years have at least one
reported hourly value, and the 3-year
annual average design value calculated
according to the procedures specified in
the proposed revised appendix T is
above the level of the secondary annual
standard. Additionally, following
provisions in the proposed revised
appendix T, a substitution test may be
used to demonstrate validity of
incomplete design values above the
level of the standard by substituting a
‘‘low’’ daily mean value from the same
calendar quarter in the 3-year design
value period. Similarly, another
substitution test may be used to
demonstrate validity of incomplete
design values below the level of the
standard by substituting a ‘‘high’’ daily
mean value from the same calendar
quarter in the 3-year design value
period. These substitution tests are
consistent with existing substitution
tests for the current 1-hour primary SO2
NAAQS.
It should be noted that one possible
outcome of applying the proposed
substitution test is that a year with
incomplete data may nevertheless be
determined to not have a valid design
value and thus to be unusable in making
annual secondary NAAQS compliance
determinations for that 3-year period.
However, the intention of the proposed
substitution test is to reduce the
frequency of such occurrences. The EPA
invites comment on incorporating the
proposed substitution test into the final
rule.
The EPA is proposing that the
Administrator have general discretion to
use incomplete data to calculate design
values that would be treated as valid for
comparison to the NAAQS despite the
incompleteness, either at the request of
a State or at the Administrator’s own
initiative. Similar provisions exist
already for the PM2.5, NO2, lead, and 1hour primary SO2 NAAQS. The
Administrator would consider
monitoring site closures/moves,
monitoring diligence, and nearby
concentrations in determining whether
to use such data.
Regarding rounding conventions for
the annual secondary SO2 NAAQS, the
EPA is proposing to be consistent with
rounding conventions used for the
current 1-hour primary SO2 NAAQS.
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Specifically, the EPA proposes that
hourly SO2 measurement data shall be
reported to EPA’s regulatory database in
units of ppb, to at most one place after
the decimal, with additional digits to
the right being truncated with no further
rounding. Daily mean values and the
annual mean of those daily values are
not rounded. Further, the annual
secondary standard design value is
calculated pursuant to the proposed
revised appendix T and then rounded to
the nearest whole number or 1 ppb
(decimals 0.5 and greater are rounded
up to the nearest whole number, and
any decimal lower than 0.5 is rounded
down to the nearest whole number). The
EPA invites comment on the proposed
rounding conventions.
ddrumheller on DSK120RN23PROD with PROPOSALS2
IV. Ambient Air Monitoring Network
for SO2
One of the primary purposes of
collecting ambient air SO2 monitoring
data is for use in determining whether
ambient pollutant concentrations
exceed the SO2 NAAQS. Ambient air
SO2 monitoring data are collected by
State, local, and Tribal monitoring
agencies, as well as industry and the
EPA in some instances, in accordance
with the monitoring requirements
contained in 40 CFR parts 50, 53, and
58. This section briefly discusses the
current status of the SO2 monitoring
network, its adequacy in supporting the
existing secondary SO2 standard, and its
support for the proposed revision to the
secondary SO2 NAAQS. Based on a
thorough review of the SO2 monitoring
network, the EPA is not proposing any
changes to the ambient air monitoring
network design requirements.
Ambient air SO2 monitoring data used
for comparison to the NAAQS are
typically collected by State, local, and
Tribal monitoring agencies (‘‘monitoring
agencies’’), as well as industry and
Federal entities in some situations, in
accordance with the monitoring
requirements contained in 40 CFR parts
50, 53, and 58. A monitoring network is
generally designed to measure and
provide relevant air quality data as
described and prescribed in 40 CFR part
58. To ensure that the data from the
network are accurate and reliable to
fulfill their intended purpose, the
monitors in the network must comply
with a set of requirements including the
use of monitoring methods that EPA has
designated as Federal Reference
Methods (FRMs) or Federal Equivalent
Methods (FEMs) per 40 CFR part 53, a
network design to achieve monitoring
objectives, and specific siting criteria,
data reporting, quality assurance, and
data handling rules or procedures.
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When promulgating the existing
short-term 1-hour daily maximum
primary SO2 NAAQS in 2010 (75 FR
35520, June 22, 2010), the EPA
recognized that monitoring to support
the health-based standard required a
focus on measuring where SO2
emissions were elevated and to address
population exposure. To that end, the
EPA finalized minimum monitoring
requirements for ambient air SO2 that
prioritized monitoring resources in
areas based on coincidence of elevated
SO2 emissions and population, locking
in a significant portion of the existing
network at that time as well as
introducing new monitors to the
network. This approach was based on a
hybrid analytical approach that was
explained in the preamble to the 2010
primary SO2 NAAQS review that used
both monitoring and modeling to assess
compliance with the newly promulgated
1-hour standard.
In 2015, the EPA followed up on that
hybrid monitoring and modeling
concept to support the new 1-hour
primary NAAQS by promulgating the
Data Requirements Rule (DRR). The
DRR (80 FR 51051, August 21, 2015)
required air quality characterization in
areas with large sources of SO2
emissions, specifically taking measures
to assess and address the lack of
information on SO2 concentrations
around sources or source areas emitting
2,000 tons per year or more. Under the
DRR, States had the option to employ
monitoring, dispersion modeling, or to
take a federally enforceable permit limit
to comply. The implementation of the
DRR resulted in approximately 78
monitoring sites across the country
being focused on collecting data at
locations of expected maximum SO2
concentrations around sources.
There are approximately 434 ambient
air SO2 monitors currently reporting
data to EPA nationwide, with at least
one SO2 monitor in every State, the
District of Columbia, and Puerto Rico.
The network reflects minimum
monitoring requirements promulgated
in the 2010 SO2 Primary NAAQS
revision, the requirement to measure
SO2 at all NCore multipollutant
monitoring stations, actions taken by
monitoring agencies to satisfy the DRR,
plus additional monitoring conducted
by State, local, and Tribal air agencies
on their own prerogative to satisfy other
data needs. In the memo in the docket
for this action titled ‘‘Ambient Air SO2
Monitoring Network Review and
Background’’ (Watkins et al., 2024), it is
indicated that the current SO2
monitoring network includes a focus on
characterizing air quality where SO2
concentrations are expected to be high
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in the ambient air. The network
provides data needed for
implementation of the current primary
and secondary SO2 NAAQS and can
also provide data that can be used to
support the needs for an annual average
standard like the one being proposed in
this action.
Based on the EPA’s review of the SO2
network history, current design and
objectives, and data, we believe that the
current network is adequate to provide
the data needed to implement the
proposed secondary SO2 NAAQS;
therefore, modification to the existing
SO2 minimum monitoring requirements
is not necessary. As noted in section
II.B.1, spatial distribution of SO2 and
sulfate deposition reflect the
distribution for SOX emissions on which
the network is largely focused upon.
Additionally, as noted in section II.E.3,
there is a general association of
monitoring sites having higher SO2
concentrations in areas with higher
local sulfur deposition estimates,
meaning that a network measuring SO2
in areas of expected higher
concentrations would be expected to
capture SO2 concentrations contributing
to areas experiencing higher deposition.
We therefore believe that modifications
to the existing SO2 minimum
monitoring requirements are not
necessary to support implementation of
the standard proposed in this action. In
further support of this position, the EPA
notes that the network is and will
continue to be adaptable and can evolve
in response to changing data needs,
even without the Agency making
changes to minimum monitoring
requirements. The State, local, and
Tribal air agencies that operate most of
the network monitors, as well as
industry stakeholders, can propose and
make adjustments to their pieces of the
network when a new need arises, or air
quality conditions change. Finally, the
EPA has authority through 40 CFR part
58, appendix D, section 4.4.3, for its
Regional Administrators to work with
State, local, and Tribal air agencies to
require SO2 monitoring above the
minimum monitoring requirements
where the network is found to be
insufficient to meet its objectives. This
means that monitors can be added in an
area that has the potential for
concentrations that exceed or contribute
to an exceedance of the level of the
NAAQS.
In summary, the EPA is not proposing
any changes to the minimum
monitoring requirements as part of this
proposal to revise the secondary SO2
NAAQS because the network is
currently adequate, and because the
EPA, State, local, Tribal, and industry
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stakeholders have the authority and
ability to adjust monitoring efforts and
redirect resources as needed to ensure
that the monitoring objectives of the SO2
network continue to be met. The EPA
solicits comment on this proposed
determination.
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V. Clean Air Act Implementation
Considerations for the Proposed
Secondary SO2 Standard
The proposed SO2 secondary NAAQS,
if finalized, would trigger a number of
implementation processes which are
discussed for informational purposes in
this portion of the preamble. The
Agency is proposing to retain the
secondary NO2 and PM NAAQS; thus,
discussion of implementation
considerations related to those NAAQS
is not included in this section.
At the outset, promulgation of a new
or revised NAAQS, including
finalization of this proposed revision,
would trigger a process through which
States 100 would make recommendations
to the Administrator regarding initial
area designations. States also would be
required to make a new SIP submission
to establish that they meet the necessary
structural requirements for such new or
revised NAAQS pursuant to CAA
section 110(a)(1) and (2), also referred to
as the ‘‘infrastructure SIP submission’’
(more on this submission below).
Further, if finalized, the SO2 secondary
NAAQS would need to be incorporated
into the implementation of applicable
air permitting requirements and SIP
conformity processes. This section
provides background information for
understanding the possible implications
of the proposed NAAQS changes and
describes the EPA’s intentions for
providing States any guidance the EPA
determines to be needed to assist their
implementation efforts, if such
proposed changes are finalized. This
section also describes existing EPA
interpretations of CAA requirements
and other EPA guidance relevant to
implementation of a new SO2 secondary
NAAQS, if one is finalized.
The EPA is not proposing any
regulatory changes to SO2
implementation as a part of this
proposal. Therefore, EPA is not
proposing action on such topics in this
rulemaking. The public is encouraged to
share information regarding
implementation needs and
considerations. Although this
rulemaking is not requesting comment
specifically on this topic, information
100 This and all subsequent references to ‘‘state’’
are meant to include State, local and Tribal agencies
responsible for the implementation of a SO2 control
program.
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on this topic may be submitted for
informational purposes to the docket for
this proposed rulemaking. The EPA
welcomes the public to provide input to
the Agency through comments.
However, because these issues are not
relevant to the establishment of the
proposed secondary NAAQS, and
because no specific revisions are
proposed for the regulations
implementing the proposed secondary
NAAQS the EPA does not expect to
respond to these comments in the final
action on this proposal (nor is it
required to do so).
A. Designation of Areas
After the EPA establishes a new or
revised NAAQS (primary or secondary),
the CAA requires the EPA and States to
take steps to ensure that the new or
revised NAAQS is met. The first step,
known as the initial area designations,
involves identifying areas of the country
that either meet or do not meet the new
or revised NAAQS, along with the
nearby areas contributing to NAAQS
violations.
Section 107(d)(1) of the CAA states
that, ‘‘By such date as the Administrator
may reasonably require, but not later
than 1 year after promulgation of a new
or revised national ambient air quality
standard for any pollutant under section
109, the Governor of each State shall
. . . submit to the Administrator a list
of all areas (or portions thereof) in the
State’’ and make recommendations for
whether the EPA should designate those
areas as ‘‘nonattainment,’’ ‘‘attainment,’’
or ‘‘unclassifiable.’’ 101 Section
107(d)(1)(A) of the CAA contains
definitions of these terms. A
nonattainment area is any area that does
not meet (or that contributes to ambient
air quality in a nearby area that does not
meet) a NAAQS; an attainment area is
any area (other than an area identified
as a nonattainment area) that meets a
NAAQS; and an unclassifiable area is
any area that cannot be classified on the
basis of available information as
meeting or not meeting a NAAQS. The
CAA provides the EPA discretion to
require states to submit their
designations recommendations within a
reasonable amount of time not
exceeding 1 year. The CAA also
stipulates that ‘‘the Administrator may
not require the Governor to submit the
required list sooner than 120 days after
promulgating a new or revised national
ambient air quality standard.’’ Section
101 While the CAA says ‘‘designating’’ with
respect to the Governor’s letter, in the full context
of the CAA section it is clear that the Governor
makes a recommendation to which the EPA must
respond via a specified process if the EPA does not
accept it.
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107(d)(1)(B)(i) further provides, ‘‘Upon
promulgation or revision of a NAAQS,
the Administrator shall promulgate the
designations of all areas (or portions
thereof) . . . as expeditiously as
practicable, but in no case later than 2
years from the date of promulgation.
Such period may be extended for up to
one year in the event the Administrator
has insufficient information to
promulgate the designations.’’ With
respect to the NAAQS setting process,
courts have interpreted the term
‘‘promulgation’’ to be signature and
widespread dissemination of a final
rule.102
If the EPA agrees that the state’s
designations recommendations are
consistent with all relevant CAA
requirements, then it may proceed to
promulgate the designations for such
areas. However, if the EPA disagrees
that a state’s recommendation is
consistent with all relevant CAA
requirements, then the EPA may make
modifications to the recommended
designations by following the process
outlined in the CAA. By no later than
120 days prior to promulgating the final
designations, the EPA is required to
notify states of any intended
modifications to the designations of any
areas or portions thereof, including the
boundaries of areas, as the EPA may
deem necessary. States then have an
opportunity to comment on the EPA’s
intended designations decisions. If a
state elects not to provide designations
recommendations, then the EPA must
timely promulgate the designations that
it deems appropriate. While section
107(d) of the CAA specifically addresses
the designations process for states, the
EPA intends to follow the same process
for Tribes to the extent practicable,
pursuant to section 301(d) of the CAA
regarding Tribal authority, and the
Tribal Authority Rule (63 FR 7254,
February 12, 1998). To provide clarity
and consistency in doing so, the EPA
issued a guidance memorandum to our
Regional Offices on working with Tribes
during the designations process.103
In this action, the EPA is proposing to
add an annual average SO2 secondary
standard with a level within the range
of 10–15 ppb, averaged over three
consecutive years. Consistent with the
process used in previous area
designations efforts for both primary
102 API
v. Costle, 609 F.2d 20 (D.C. Cir. 1979).
to Regions for Working with Tribes
during the National Ambient Air Quality Standards
(NAAQS) Designations Process,’’ December 20,
2011, Memorandum from Stephen D. Page to
Regional Air Directors, Regions 1–X available at
https://www.epa.gov/sites/default/files/2017-02/
documents/12-20-11_guidance_to_regions_for_
working_with_tribes_naaqs_designations.pdf.
103 ‘‘Guidance
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and secondary standards, the EPA will
employ a nationally consistent
framework and approach to evaluate
each state’s designations
recommendations, considering air
quality and other area-specific facts and
circumstances 104 to support area
designations and boundaries decisions
for the NAAQS. Section 107(d) of the
CAA explicitly requires that the EPA
designate as nonattainment not only the
area that is violating the pertinent
standard, but also those nearby areas
that contribute to ambient air quality in
the violating area. Consistent with past
practice, the EPA plans to address
issues relevant to area designations
more fully in a separate designationsspecific memorandum around the time
of promulgation of a new SO2 secondary
NAAQS, if the proposal to establish a
new standard is finalized. As this
section is designed for informational
purposes, the public may comment on
the process and schedule for the initial
area designations and nonattainment
boundary setting effort associated with
the proposed new SO2 secondary
NAAQS. However, the EPA does not
expect to respond to these comments in
the final action containing the final
decision on the proposed NAAQS (nor
is it required to do so).
As in past iterations of establishing a
new or revised NAAQS, the EPA
intends to make the designations for any
new or revised NAAQS based on the
most recent 3 years of complete,
certified, and valid air quality data and
other available information. The EPA
intends to use such available air quality
data from the current SO2 monitoring
network and other technical
information. Monitoring data are
currently available from existing FEM
and FRM monitors sited and operated in
accordance with 40 CFR parts 50 and 58
to determine compliance with the
proposed new SO2 secondary NAAQS,
if finalized.
In some areas, State or Tribal air
agencies may flag air quality data for
certain days in the Air Quality System
(AQS) database due to potential impacts
from exceptional events (e.g., volcanic
activity for SO2). Air quality monitoring
data affected by exceptional events may
be excluded from use in identifying a
104 The EPA has historically used nationally
consistent area-specific analyses to support
nonattainment area boundary recommendations
and final boundary determinations by evaluating
factors such as air quality data, emissions and
emissions-related data (e.g., population density and
degree of urbanization, traffic and commuting
patterns), meteorology, geography/topography, and
jurisdictional boundaries. We expect to follow a
similar process when establishing area designations
for any new or revised SO2 secondary NAAQS, if
finalized.
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violation at a regulatory ambient air
monitoring site if the data meet the
criteria for exclusion under EPA’s
‘‘Treatment of Data Influenced by
Exceptional Events’’ Final Rule (81 FR
68216; October 3, 2016) (Exceptional
Events Rule) and codified at 40 CFR
50.1, 50.14, and 51.930. For events
affecting initial area designations,
including designations under the
proposed annual SO2 secondary
NAAQS, if finalized, the air agency is
required to follow the exceptional
events demonstration submission
deadlines that are identified in table 2
to 40 CFR 50.14(c)(2)(vi)—‘‘Schedule for
Initial Notification and Demonstration
Submission for Data Influenced by
Exceptional Events for Use in Initial
Area Designations.’’ The EPA
encourages air agencies to work
collaboratively with the appropriate
EPA Regional office after identifying
any exceptional event influencing
ambient air quality concentrations in a
way that could affect area designations
for the proposed annual SO2 secondary
NAAQS, if finalized.105
B. Section 110(a)(1) and (2)
Infrastructure SIP Requirements
The CAA directs states to address
basic SIP requirements to implement,
maintain, and enforce the NAAQS.
Under CAA sections 110(a)(1) and (2),
states are required to have state
implementation plans that provide the
necessary air quality management
infrastructure including, among other
things, enforceable emissions
limitations, an ambient air monitoring
program, an enforcement program, air
quality modeling capabilities, and
adequate personnel, resources, and legal
authority. After the EPA promulgates a
new or revised NAAQS, states are
required to make a new SIP submission
to establish that they meet the necessary
structural requirements for such new or
revised NAAQS or make changes to do
so. The EPA refers to this type of SIP
submission as an ‘‘infrastructure SIP
submission.’’ Under CAA sections
110(a)(1), all states are required to make
these infrastructure SIP submissions
within 3 years after promulgation of a
new or revised standard, or such shorter
deadline as the EPA may impose.
Although the CAA authorizes the EPA
to set a shorter time for states to make
these SIP submissions, the EPA is not
proposing to do so. Section 110(b) of the
CAA also provides that the EPA may
105 Additional information, tools, and resources
relating to exceptional events can be found at the
EPA’s exceptional events website located at https://
www.epa.gov/air-quality-analysis/final-2016exceptional-events-rule-supporting-guidancedocuments-updated-faqs.
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extend the deadline for the
‘‘infrastructure’’ SIP submission for a
new secondary NAAQS by up to 18
months beyond the initial 3 years. If the
proposed new annual SO2 secondary
NAAQS is finalized, the EPA believes it
would be more efficient for states and
the EPA if each affected state submits
the section 110 infrastructure SIP that
addresses the secondary standard
within 3 years of promulgation of a new
or revised NAAQS, and so is not
proposing to apply a shorter deadline.
However, the EPA also recognizes that
individual states may prefer the
flexibility to submit the secondary
NAAQS infrastructure SIP at a later
date, and if requested, the EPA would
review such requests on a case-by-case
basis as is provided by the EPA’s
existing regulations implementing CAA
section 110(b) at 40 CFR 51.341.
Under CAA section 110(a)(1) and (2),
states are required to make SIP
submissions that address a number of
requirements pertaining to
implementation, maintenance, and
enforcement of a new or revised
NAAQS. The specific subsections in
CAA section 110(a)(2) require states to
address a number of requirements, as
applicable: (A) emissions limits and
other control measures; (B) ambient air
quality monitoring/data system; (C)
programs for enforcement of control
measures and for construction or
modification of stationary sources; (D)(i)
interstate pollution transport and (ii)
interstate and international pollution
abatement; (E) adequate resources and
authority, conflict of interest, and
oversight of local governments and
regional agencies; (F) stationary source
monitoring and reporting; (G)
emergency episodes; (H) SIP revisions;
(I) plan revisions for nonattainment
areas; (J) consultation with government
officials, public notification, Prevention
of Significant Deterioration (PSD) and
visibility protection; (K) air quality
modeling and submission of modeling
data; (L) permitting fees; and (M)
consultation and participation by
affected local entities. These
requirements apply to all SIP
submissions in general, but the EPA has
provided specific guidance to states
concerning its interpretation of these
requirements in the specific context of
infrastructure SIP submissions for a new
or revised NAAQS.106
The EPA interprets the CAA such that
two elements identified in section
110(a)(2) are not subject to the 3-year
106 See ‘‘Guidance on Infrastructure State
Implementation Plan (SIP) Elements under Clean
Air Act sections 110(a)(1) and 110(a)(2)’’ September
2013, Memorandum from Stephen D. Page to
Regional Air Directors, Regions 1–10.
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submission deadline of section
110(a)(1), and thus states are not
required to address them in the context
of an infrastructure SIP submission. The
elements pertain to part D, in title I of
the CAA, which addresses plan
requirements for nonattainment areas.
Therefore, for the reasons explained
below, the following section 110(a)(2)
elements are considered by the EPA to
be outside the scope of infrastructure
SIP actions: (1) the portion of section
110(a)(2)(C), programs for enforcement
of control measures and for construction
or modification of stationary sources
that applies to permit programs
applicable in designated nonattainment
areas, (known as ‘‘nonattainment new
source review’’) under part D; and (2)
section 110(a)(2)(I) in its entirety. The
EPA does not expect states to address
these two elements pertaining to part D
for a new or revised NAAQS in the
infrastructure SIP submissions to
include regulations or emissions limits
developed specifically for attaining the
relevant standard as it pertains to areas
designated nonattainment for the
proposed SO2 secondary NAAQS, if
finalized. States would be required to
submit infrastructure SIP submissions
for the proposed new SO2 secondary
NAAQS, if finalized, before they are
required to submit nonattainment plan
SIP submissions to demonstrate
attainment with the same NAAQS. As a
general matter, states would be required
to submit nonattainment plans to
provide for attainment and maintenance
of the proposed new SO2 secondary
NAAQS, if finalized, within 3 years
from the effective date of nonattainment
area designations as required under
CAA section 172(b). In addition,
because this NAAQS, if finalized, would
be a secondary standard, section 110(b)
of the CAA also provides that the EPA
may extend the deadline for the
nonattainment plan for up to 18 months
beyond the initial 3 years. The EPA
reviews and acts upon these later SIP
submissions through a separate process.
For this reason, the EPA does not expect
states to address new nonattainment
area emissions controls per section
110(a)(2)(I) in their infrastructure SIP
submissions.
Another required infrastructure SIP
element is that each state’s SIP must
contain adequate provisions to prohibit,
consistent with the provisions of title I
of the CAA, emissions from within the
state that will significantly contribute to
nonattainment in, or interfere with
maintenance by, any other state of the
primary or secondary NAAQS.107 This
element is often referred to as the ‘‘good
107 CAA
section 110(a)(2)(D)(i)(I)
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neighbor’’ or ‘‘interstate transport’’
provision.108 The provision has two
prongs: significant contribution to
nonattainment (prong 1) and
interference with maintenance (prong
2). The EPA and states must give
independent significance to prong 1 and
prong 2 when evaluating downwind air
quality problems under CAA section
110(a)(2)(D)(i)(I).109 Further, case law
has established that the EPA and states
must implement requirements to meet
interstate transport obligations in
alignment with the applicable statutory
attainment schedule of the downwind
areas impacted by upwind-state
emissions.110
The EPA anticipates coordinating
with states with respect to the
requirements of CAA section
110(a)(2)(D)(i)(I) for implementation of
the proposed SO2 secondary NAAQS, if
finalized. We note that states may elect
to make SIP submissions that address
certain infrastructure SIP elements
separately from the others. In recent
years, due in part to the complexity of
addressing interstate transport
obligations, some states have found it
efficient to make SIP submissions to
address the interstate transport
provisions separately from other
infrastructure SIP elements.
It is the responsibility of each state to
review its air quality management
program’s existing SIP provisions in
light of each new or revised NAAQS to
determine whether any revisions are
necessary to implement a new or
revised NAAQS. Most states have
revised and updated their SIPs in recent
years to address requirements associated
with other revised NAAQS. For some
states, it may be the case that, for a
number of infrastructure elements, the
state may believe it already has
adequate state regulations adopted and
approved into the SIP to address a
particular requirement with respect to
any new or revised NAAQS. For such
portions of the state’s infrastructure SIP
submission, the state could provide an
explanation of how its existing SIP
provisions are adequate.
If a state determines that existing SIPapproved provisions are adequate in
light of the proposed SO2 secondary
NAAQS, if finalized, with respect to a
given infrastructure SIP element (or subelement), then the state could make a
108 CAA section 110(a)(2)(D)(i)(II) also addresses
certain interstate effects that states must address
and thus is also sometimes referred to as relating
to ‘‘interstate transport.’’
109 See North Carolina v. EPA, 531 F.3d 896, 909–
11 (D.C. Cir. 2008).
110 See id. at 911–13. See also Wisconsin v. EPA,
938 F.3d 303, 313–20 (D.C. Cir. 2019); Maryland v.
EPA, 958 F.3d 1185, 1203–04 (D.C. Cir. 2020).
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SIP submission ‘‘certifying’’ that the
existing SIP contains provisions that
address those requirements of the
specific section 110(a)(2) infrastructure
elements.111 In the case of such a
certification submission, the state would
not have to include a copy of the
relevant provision (e.g., rule or statute)
itself. Rather, the state in its
infrastructure SIP submission could
provide citations to the SIP-approved
state statutes, regulations, or nonregulatory measures, as appropriate,
which meet the relevant CAA
requirement. Like any other SIP
submission, that state could make such
a certification only after it has provided
reasonable notice and opportunity for
public hearing. This ‘‘reasonable notice
and opportunity for public hearing’’
requirement for infrastructure SIP
submissions is to meet the requirements
of CAA sections 110(a) and 110(l).
Under the EPA’s regulations at 40 CFR
part 51, if a public hearing is held, an
infrastructure SIP submittal must
include a certification by the state that
the public hearing was held in
accordance with the EPA’s procedural
requirements for public hearings. See 40
CFR part 51, appendix V, 2.1(g), and see
40 CFR 51.102.
In consultation with its EPA Regional
Office, a state should follow all
applicable EPA regulations governing
infrastructure SIP submissions in 40
CFR part 51—e.g., subpart I (Review of
New Sources and Modifications),
subpart J (Ambient Air Quality
Surveillance), subpart K (Source
Surveillance), subpart L (Legal
Authority), subpart M
(Intergovernmental Consultation),
subpart O (Miscellaneous Plan Content
Requirements), subpart P (Protection of
Visibility), and subpart Q (Reports). For
the EPA’s general criteria for
infrastructure SIP submissions, refer to
40 CFR part 51, appendix V, Criteria for
Determining the Completeness of Plan
Submissions. The EPA recommends that
states electronically submit their
infrastructure SIPs to the EPA through
the State Plan Electronic Collaboration
System (SPeCS),112 an online system
available through the EPA’s Central Data
Exchange.
C. Prevention of Significant
Deterioration and Nonattainment New
Source Review Programs for the
Proposed Secondary SO2 Standard
The CAA, at parts C and D of title I,
contains preconstruction review and
111 A ‘‘certification’’ approach would not be
appropriate for the interstate pollution control
requirements of CAA section 110(a)(2)(D)(i).
112 https://cdx.epa.gov/.
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permitting programs applicable to new
major stationary sources and major
modifications of existing major sources.
The preconstruction review of each new
major stationary source and major
modification applies on a pollutantspecific basis, and the requirements that
apply for each pollutant depend on
whether the area in which the source is
situated is designated as attainment (or
unclassifiable) or nonattainment for that
pollutant. In areas designated
attainment or unclassifiable for a
pollutant, the PSD requirements under
part C apply to construction at major
sources. In areas designated
nonattainment for a pollutant, the
Nonattainment New Source Review
(NNSR) requirements under part D
apply to major source construction.
Collectively, those two sets of permit
requirements are commonly referred to
as the ‘‘major New Source Review’’ or
‘‘major NSR’’ programs.
The EPA is not proposing any changes
to the NSR program regulations as part
of this proposal to implement the
proposed SO2 secondary NAAQS, if
finalized. Under the PSD program, at the
effective date of a final new or revised
NAAQS, the applicant must
demonstrate that any new construction
or major modification and associated
source emissions increase triggering
PSD requirements does not cause or
contribute to violation of that new or
revised NAAQS. The EPA has models,
guidance, and other tools for making
this showing. The EPA anticipates that
sources and reviewing authorities will
be able to use most of these existing
tools to demonstrate compliance with
the secondary SO2 standard, if finalized
as proposed. However, some adjustment
and updates to these tools may be
appropriate. The EPA is also
considering an alternative compliance
demonstration approach (described in
section V.D. of this action) that the
Agency may support using to make this
PSD permitting demonstration.
Considering these topics, the EPA has
developed a separate technical
document (Tillerson et al., 2024),113
which provides a technical justification
for how a demonstration of compliance
with the 1-hour primary SO2 standard
can suffice to demonstrate compliance
with the proposed new SO2 secondary
standard, if such a standard is finalized.
The statutory requirements for a PSD
permit program set forth under part C of
title I of the CAA (sections 160 through
169) are implemented through the EPA’s
PSD regulations found at 40 CFR 51.166
113 This technical memo (Tillerson et al., 2024) is
available in the docket for this NAAQS review
(EPA–HQ–OAR–2014–0128).
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(minimum requirements for an
approvable PSD SIP) and 40 CFR 52.21
(PSD permitting program for permits
issued under the EPA’s Federal
permitting authority). Whenever a
proposed new major source or major
modification triggers PSD requirements
for SO2, either 40 CFR 52.21 or state
regulations based on 40 CFR 51.166 will
apply for undesignated areas and for
areas that are designated as attainment
or as unclassifiable for the proposed SO2
secondary NAAQS, if such standard is
finalized.
For PSD, a ‘‘major stationary source’’
is one with the potential to emit 250
tons per year (tpy) or more of any
regulated NSR pollutant, unless the new
or modified source is classified under a
list of 28 source categories contained in
the statutory definition of ‘‘major
emitting facility’’ in section 169(1) of
the CAA. For those 28 source categories,
a ‘‘major stationary source’’ is one with
the potential to emit 100 tpy or more of
any regulated NSR pollutant. A ‘‘major
modification’’ is a physical change or a
change in the method of operation of an
existing major stationary source that
results, first, in a significant emissions
increase of a regulated NSR pollutant
and, second, in a significant net
emissions increase of that pollutant. See
40 CFR 51.166(b)(2)(i), 52.21(b)(2)(i).
The EPA PSD regulations define the
term ‘‘regulated NSR pollutant’’ to
include any pollutant for which a
NAAQS has been promulgated and any
pollutant identified in the EPA
regulations as a constituent or precursor
to such pollutant. See 40 CFR
51.166(b)(49), 52.21(b)(50). Thus, the
PSD program currently requires the
review and control of emissions of SO2,
as applicable. Among other things, for
each regulated NSR pollutant emitted or
increased in a significant amount, the
PSD program requires a new major
stationary source or a major
modification to apply the ‘‘best
available control technology’’ (BACT)
and to conduct an air quality impact
analysis to demonstrate that the
proposed major stationary source or
major modification will not cause or
contribute to a violation of any NAAQS
or PSD increment.114 See CAA section
114 By establishing the maximum allowable level
of ambient air pollutant concentration increase in
a particular area, an increment defines ‘‘significant
deterioration’’ of air quality in that area. Increments
are defined by the CAA as maximum allowable
increases in ambient air concentrations above a
baseline concentration and are specified in the PSD
regulations by pollutant and area classification
(Class I, II and III). 40 CFR 51.166(c), 52.21(c); 75
FR 64864; October 20, 2010; The EPA has
developed the Guideline on Air Quality Models and
other documents to, among other things, provide
methods and guidance for demonstrating
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165(a)(3)–(4), 40 CFR 51.166(j) and (k),
52.21(j) and (k). The PSD requirements
may also include, in appropriate cases,
an analysis of potential adverse impacts
on Class I areas. See CAA section 162(a)
and 165, 40 CFR 51.166(p), 52.21(p)).115
With regard to nonattainment NSR,
the EPA’s regulations for the NNSR
programs are contained in 40 CFR
51.165, 52.24 and 40 CFR part 51,
appendix S. Specifically, the EPA
developed minimum program
requirements for a NNSR program that
is approvable in a SIP, and those
requirements, which include
requirements for SO2, are contained in
40 CFR 51.165. In addition, 40 CFR part
51, appendix S contains requirements
constituting an interim NNSR program.
This program enables NNSR permitting
in nonattainment areas by states that
lack a SIP-approved NNSR permitting
program (or a program that does not
apply to the relevant pollutant) during
the time between the date of the
relevant designation and the date that
the EPA approves into the SIP a NNSR
program. See 40 CFR part 51, appendix
S, part I; 40 CFR 52.24(k). Any new
NNSR requirements for SO2 associated
with the proposed secondary standard,
should it be finalized, would not
become applicable until the effective
date of any nonattainment designation
for the final standard.
As noted above, the EPA intends to
review and consider the appropriateness
of existing PSD compliance
demonstration tools for implementation
of any new secondary SO2 NAAQS. In
addition, as described below and in
section V.D. of this document, the EPA
acknowledges that there may be added
burdens associated with making the
required PSD air quality impact
demonstration for the annual secondary
standard if finalized, and the EPA may
develop an alternative compliance
demonstration based upon Tillerson et
al. (2024) if the secondary SO2 NAAQS
is finalized as proposed. Under such an
alternative compliance demonstration,
sources and reviewing authorities
would be able to sufficiently
demonstrate compliance with the
proposed new SO2 secondary standard
by demonstrating compliance with the
primary 1-hour standard. Section V.D.
compliance the NAAQS and PSD increments
including the annual SO2 standard. See 40 CFR part
51, appendix W; 82 FR 5182, January 17, 2017.
115 Congress established certain Class I areas in
section 162(a) of the CAA, including international
parks, national wilderness areas, and national parks
that meet certain criteria. Such Class I areas, known
as mandatory Federal Class I areas, are afforded
special protection under the CAA. In addition,
states and Tribal governments may establish Class
I areas within their own political jurisdictions to
provide similar special air quality protection.
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of this document includes further
discussion of an alternative compliance
demonstration approach and the
technical justification that sources and
permitting authorities may apply in
permitting actions.
D. Alternative PSD Compliance
Demonstration Approach for the
Proposed Secondary SO2 Standard
If the new secondary SO2 NAAQS is
finalized as proposed, the EPA would
plan to calculate design values for the
new secondary NAAQS using the
procedures described in section III of
this preamble, relying upon ambient air
SO2 measurement data. The PSD
program requires that new or modified
stationary sources complete a
compliance demonstration using air
quality modeling or other methods to
demonstrate that their proposed
emissions increases will not cause or
contribute to a violation of any NAAQS,
including this secondary SO2 NAAQS, if
finalized. See 40 CFR 51.166(k), (m),
52.21(k), (m). Under 40 CFR 51.166(l),
52.21(l), all PSD demonstrations for
purposes of determining whether a new
or modified source will cause or
contribute to a NAAQS violation,
including a violation of the secondary
NAAQS for SO2, if finalized, must be
based upon air quality models,
databases, and other requirements
specified 40 CFR part 51, appendix W.
Under section 9.2.3 of appendix W,
the EPA recommends a multi-stage
approach to making the required
demonstration of compliance with the
NAAQS, which enables a streamlined
demonstration in many cases using PSD
screening tools. If a cumulative impact
assessment is necessary, due to the
source-oriented nature of the current
monitoring network for SO2, there is
some uncertainty as to whether sources
may be able to rely on existing
monitoring data to adequately represent
background for their PSD compliance
demonstrations. Although the current
SO2 monitoring network is primarily
geared to measure in areas of high SO2
emissions proximate to populations and
to sources, it has a limited number of
monitors away from emissions areas
that are needed to provide the
information necessary for area specific
estimates of background concentrations.
Therefore, there may be situations
where prospective PSD sources could be
required to collect new data in order to
determine the representative
background concentrations of annual
SO2.
Because of the added burdens that
may result for applicants and permitting
authorities from these considerations,
the EPA is considering alternative
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approaches to enable prospective PSD
sources to more readily demonstrate
that they will not cause or contribute to
a violation of the proposed secondary
SO2 NAAQS, if finalized as proposed.
The EPA believes that it is reasonable to
allow the use of an alternative
demonstration approach where such an
approach is technically justified. The
EPA is providing notice of the potential
for an alternative PSD compliance
demonstration approach discussed in
this section and based upon the
technical analysis detailed in Tillerson
et al. (2024) included in the docket. The
public is encouraged to share
information on this alternative
compliance demonstration approach.
The EPA may consider information
provided by the public in developing
any future guidance on this approach
for the new secondary SO2 NAAQS. The
EPA is not proposing this alternative
compliance demonstration approach for
the proposed secondary standard nor is
the EPA taking any action to implement
this alternative compliance
demonstration approach in this
rulemaking. Consequently, the EPA
would not be obligated to respond to
any comments received on this topic as
part of the final rulemaking.
The Agency believes that following an
alternative compliance demonstration
approach could aid implementation of
the PSD permitting program after
enactment of the proposed secondary
SO2 NAAQS, if finalized. To support
consideration of alternative approaches
that could be used by prospective PSD
sources, the EPA conducted a twopronged technical analysis of the
relationships between the proposed
secondary standard and the existing 1hour SO2 primary NAAQS (See
Tillerson et al., 2024). The first prong of
the analysis addressed aspects of a PSD
source impact analysis by evaluating
whether an individual source’s impact
resulting in a small increase in 1-hour
SO2 concentration, at the level of the
significant impact level (SIL) for the
primary SO2 NAAQS, would produce a
comparably small increase in the annual
SO2 concentration. This analysis
included modeled estimates of SO2 for
a range of source categories and
scenarios. It indicated that small
increases in 1-hour SO2 concentrations
caused by individual sources produce
similarly small changes in the annual
SO2 concentrations. The second prong
of the analysis addressed aspects of a
PSD cumulative impact analysis
indicating that a demonstration showing
attainment of the 1-hour SO2 standard is
expected to also show attainment of the
proposed secondary SO2 standard. This
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analysis was based on 2017 to 2022 air
quality data and compared the air
quality that would meet the current 1hour SO2 standard (with its level of 75
ppb in conjunction with a 99th
percentile averaged over 3 years) with
air quality that would meet the
proposed secondary SO2 standard (with
a level of 10–15 ppb in conjunction with
an annual mean averaged over three
years). As shown in Tillerson et al.
(2024), this analysis indicated that all
areas for which existing monitoring data
showed attainment of the 1-hour SO2
standards would also likely be in
attainment of the proposed secondary
SO2 standard. The EPA believes that
this technical analysis is robust and that
its conclusions can be applied across
the United States.
Based on this technical analysis, the
EPA currently believes that there is
sufficient evidence that, for the
purposes of making a demonstration
under the PSD program that a new or
modified source will not cause or
contribute to a violation of the proposed
secondary SO2 NAAQS, if finalized, a
persuasive demonstration that the
source will not cause or contribute to a
violation of the 1-hour SO2 NAAQS
could serve as a suitable alternate
compliance demonstration. As such,
many or all sources undergoing PSD
review for SO2 would be able to rely
upon their analysis demonstrating that
they will not cause or contribute to a
violation of the 1-hour SO2 NAAQS to
also demonstrate that they will not
cause or contribute to a violation of the
proposed secondary SO2 NAAQS, if
finalized. This alternative compliance
demonstration approach would thus
serve to streamline air quality analyses
in a manner consistent with the CAA
and NSR regulations. Using this
approach would result in a source not
needing to provide a separate and
distinct analysis to demonstrate
compliance with the proposed
secondary SO2 standard, if finalized.
The EPA believes this alternative
compliance demonstration approach
could fulfill PSD requirements for
individual sources in PSD areas for the
proposed secondary SO2 NAAQS, if
finalized. This approach would apply in
both areas that would not yet have been
designated as nonattainment for the new
secondary SO2 NAAQS, if finalized, and
those that would be ultimately
designated as attainment or
unclassifiable areas. The EPA will
continue to evaluate this potential
approach and may consider it in
guidance addressing implementation of
the proposed secondary SO2 NAAQS, if
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finalized, separate from this rulemaking
setting the standard itself.
E. Transportation Conformity Program
Transportation conformity is required
under CAA section 176(c) (42 U.S.C.
7506(c)) to ensure that federally
supported highway and transit activities
are consistent with (‘‘conform to’’) the
purpose of the SIP. Transportation
conformity applies to areas that are
designated as nonattainment areas and
to nonattainment areas that have been
redesignated to attainment with an
approved CAA section 175A
maintenance plan (i.e., maintenance
areas) for transportation-related criteria
pollutants: carbon monoxide, ozone,
NO2, PM2.5, and PM10. Motor vehicles
are not significant sources of SO2, and
thus transportation conformity does not
apply to any SO2 NAAQS (40 CFR
93.102(b)(1)), existing or proposed.116
Therefore, the EPA is not proposing any
changes to the transportation conformity
rule (40 CFR 51.390 and 40 CFR part 93,
subpart A) for the proposed SO2
secondary NAAQS.
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F. General Conformity Program
The General Conformity program
requirements at 40 CFR part 93, subpart
B establish criteria and procedures for
determining conformity as required
under CAA section 176(c),117 which
prohibits a Federal agency from taking
an action that would interfere with the
ability of a state or Tribe to attain or
maintain the NAAQS. General
Conformity applies only to Federal
activities not defined as transportation
plans, programs, or projects under 40
CFR 93.102. The program requirements
apply to emissions of all six criteria
pollutants and their precursors per 40
CFR 93.153(b)(1) and (2), but only to the
extent the emissions can be
characterized as ‘‘direct emissions’’ or
‘‘indirect emissions’’ as defined under
40 CFR 93.152.
The General Conformity program
applies to activities that cause emissions
116 See ‘‘VII. Description of the Proposal’’ in
‘‘Criteria and Procedures for Determining
Conformity to State or Federal Implementation
Plans of Transportation Plans, Programs, and
Projects funded or Approved Under Title 23 U.S.C.
or the Federal Transit Act.’’ (58 FR 3768, January
11, 1993). EPA finalized the original transportation
conformity regulations on November 24, 1993 (58
FR 62188). The rule has subsequently been revised
and the current provisions of the transportation
conformity rule are found at 40 CFR part 93,
subpart A.
117 Under CAA section 176(c)(1), Federal agencies
have the affirmative responsibility to assure their
actions achieve conformity to the purpose of an
implementation plan, where the term ‘‘conformity
to an implementation plan’’ is defined at CAA
sections 176(c)(1)(A) and 176(c)(1)(B). Under CAA
section 176(c)(4) the EPA is required to establish
criteria and procedures for determining conformity.
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of the criteria or precursor pollutants to
originate within designated
nonattainment areas 118 or redesignated
attainment areas that operate under
approved CAA section 175A
maintenance plans (i.e., maintenance
areas).
The EPA is not proposing changes to
the General Conformity regulations in
this proposed rulemaking. However, in
the future, the EPA intends to review
the need to issue or revise guidance
describing how the current conformity
regulations apply in nonattainment and
maintenance areas for any new or
revised NAAQS, as needed.
VI. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 14094: Modernizing Regulatory
Review
This action is a ‘‘significant regulatory
action’’ as defined in Executive Order
12866, as amended by Executive Order
14094. Accordingly, EPA submitted this
action to the Office of Management and
Budget (OMB) for Executive Order
12866 review. Documentation of any
changes made in response to the
Executive Order 12866 review is
available in the docket. The EPA
prepared an analysis to determine if
additional emission reductions would
be needed to meet the proposed revision
of the secondary SO2 NAAQS. This
analysis is contained in the document
‘‘Air Quality Analyses Using Sulfur
Dioxide (SO2) Air Quality Data,’’ which
is available in the docket for this
NAAQS review (ID No. EPA–HQ–OAR–
2014–0128). The analysis concluded
that no additional emissions reductions
beyond any needed to meet the current
1-hour primary SO2 NAAQS would be
expected to be necessary to meet the
proposed annual secondary SO2
NAAQS, resulting in no costs or benefits
associated with pollution controls for
this proposed NAAQS revision, if
finalized. Accordingly, no regulatory
impact analysis has been prepared for
this proposal.
B. Paperwork Reduction Act (PRA)
This action does not impose an
information collection burden under the
118 Applicability of the General Conformity
program to any newly designated nonattainment
area for a specific NAAQS begins one year
following the effective date of the final
nonattainment designation, as allowed under CAA
section 176(c)(6) and 40 CFR 93.153(k).
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PRA. There are no information
collection requirements directly
associated with a proposed decision to
revise or retain a NAAQS under section
109 of the CAA.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. This action will not
impose any requirements on small
entities. Rather, this proposed rule
establishes national standards for
allowable annual average concentrations
of SO2 in ambient air as required by
section 109 of the CAA. See also
American Trucking Associations v.
EPA, 175 F.3d 1027, 1044–45 (D.C. Cir.
1999) (NAAQS do not have significant
impacts upon small entities because
NAAQS themselves impose no
regulations upon small entities), rev’d in
part on other grounds, Whitman v.
American Trucking Associations, 531
U.S. 457 (2001).
D. Unfunded Mandates Reform Act
(UMRA)
This action does not contain any
unfunded mandate as described in the
Unfunded Mandates Reform Act
(UMRA), 2 U.S.C. 1531–1538, and does
not significantly or uniquely affect small
governments. Furthermore, as indicated
previously, in setting a NAAQS the EPA
cannot consider the economic or
technological feasibility of attaining
ambient air quality standards, although
such factors may be considered to a
degree in the development of state plans
to implement the standards. See also
American Trucking Associations v.
EPA, 175 F. 3d at 1043 (noting that
because the EPA is precluded from
considering costs of implementation in
establishing NAAQS, preparation of the
RIA pursuant to the Unfunded
Mandates Reform Act would not furnish
any information that the court could
consider in reviewing the NAAQS).
The EPA acknowledges, however, that
if corresponding revisions to associated
SIP requirements and air quality
surveillance requirements are proposed
at a later time, those revisions might
result in such effects. Any such effects
would be addressed as appropriate if
and when such revisions are proposed.
E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government. However, the EPA
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recognizes that states will have a
substantial interest in this action and
any future revisions to associated
requirements.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have Tribal
implications, as specified in Executive
Order 13175. It does not have a
substantial direct effect on one or more
Indian Tribes as Tribes are not obligated
to adopt or implement any NAAQS.
Thus, Executive Order 13175 does not
apply to this action. However,
consistent with the EPA Policy on
Consultation and Coordination with
Indian Tribes, the EPA will offer
government-to-government consultation
with Tribes as requested.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
EPA interprets Executive Order 13045
as applying only to those regulatory
actions that concern environmental
health or safety risks that EPA has
reason to believe may
disproportionately affect children, per
the definition of ‘‘covered regulatory
action’’ in section 2–202 of the
Executive order.
Therefore, this action is not subject to
Executive Order 13045 because it does
not concern an environmental health
risk or safety risk. Since this action does
not concern human health, EPA’s Policy
on Children’s Health also does not
apply.
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H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use
This action is not a ‘‘significant
energy action’’ because it is not likely to
have a significant adverse effect on the
supply, distribution, or use of energy.
The purpose of this action is to propose
to revise the existing secondary SO2
standard, and also to propose to retain
the current secondary standards for
NO2, PM2.5 and PM10. The action does
not prescribe specific pollution control
strategies by which these ambient air
standards and monitoring revisions will
be met. Such strategies will be
developed by states on a case-by-case
basis, and the EPA cannot predict
whether the control options selected by
states will include regulations on energy
suppliers, distributors, or users. Thus,
the EPA concludes that this proposal
does not constitute a significant energy
action as defined in Executive Order
13211.
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I. National Technology Transfer and
Advancement Act (NTTAA)
This action involves technical
standards. The EPA is proposing to use
the existing indicator, SO2, for
measurements in support of this action.
To the extent feasible, the EPA employs
a Performance-Based Measurement
System (PBMS), which does not require
the use of specific, prescribed analytic
methods. The PBMS is defined as a set
of processes wherein the data quality
needs, mandates or limitations of a
program or project are specified and
serve as criteria for selecting appropriate
methods to meet those needs in a costeffective manner. It is intended to be
more flexible and cost effective for the
regulated community; it is also intended
to encourage innovation in analytical
technology and improved data quality.
Though the FRM for the NAAQS
indicators defines the particular
specifications for ambient air monitors,
there is some variability with regard to
how monitors can measure the
pollutants, including SO2. Therefore, it
is not practically possible to fully define
the FRM in performance terms to
account for this possible or realized
variability in measurement principles of
operation. Nevertheless, our approach
in the past has resulted in multiple
brands of monitors being approved as
FRM for SO2, and we expect this to
continue. Also, the FRMs described in
40 CFR part 50 and the equivalency
criteria described in 40 CFR part 53,
constitute a performance-based
measurement system for SO2, since
methods that meet the field testing and
performance criteria can be approved as
FEMs. The EPA is not precluding the
use of any other method, whether it
constitutes a voluntary consensus
standard or not, as long as it meets the
specified performance criteria and is
approved as an FRM or FEM.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations and Executive
Order 14096: Revitalizing Our Nation’s
Commitment to Environmental Justice
for All
The EPA believes that the human
health and environmental conditions
that exist prior to this action do not
result in disproportionate and adverse
effects on communities with
Environmental Justice (EJ) concerns. As
discussed in sections II.D and II.E
above, and Chapters 5 and 7 of the PA,
the acid buffering capacity of
waterbodies in key acid-sensitive
ecoregions in recent years is estimated
to meet protection targets in high
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percentages. As discussed in section
II.C.2 above, impacts on acid-sensitive
waterbodies, if sufficiently severe,
would have the potential to impact the
public welfare through impacts to
fisheries. Although recent conditions do
not indicate such a level of severity, to
the extent local communities relied on
such fisheries disproportionately to
their representation in the population,
such effects of the past (e.g., effects
associated with acidification risks of 20
or more years ago) would have had the
potential for disproportionate impacts.
Recent conditions do not indicate risk of
aquatic acidification to such a level of
severity and the available information
for recent acid buffering capacity levels
does not include evidence of
disproportionate and adverse impacts
on communities with EJ concerns. As
the proposed action is to establish a
new, more stringent standard to protect
acid-sensitive waterbodies to recent
levels and protect against recurrence of
acidification effects from the past, for
which the potential for disproportionate
and adverse effects on local
communities is unknown, the EPA
believes that this action is not likely to
result in new disproportionate and
adverse effects on communities with EJ
concerns. The information supporting
this Executive order review is contained
in the PA for this review and sections
II.C, II.D and II.E of this document.
References
Baker, LA, Herlihy, AT, Kaufmann, PR, and
Eilers, JM (1991). Acidic lakes and
streams in the United States: the role of
acidic deposition. Science 252: 1151–
1154.
Banzhaf, S, Burtraw, D, Evans, D and
Krupnick, A (2006). Valuation of Natural
Resource Improvements in the
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List of Subjects in 40 CFR Part 50
Environmental protection, Air
pollution control, Carbon monoxide,
Lead, Nitrogen dioxide, Ozone,
Particulate matter, Sulfur oxides.
Michael S. Regan,
Administrator.
For the reasons set forth in the
preamble, the Environmental Protection
Agency proposes to amend chapter I of
title 40 of the Code of Federal
Regulations as follows:
PART 50—NATIONAL PRIMARY AND
SECONDARY AMBIENT AIR QUALITY
STANDARDS
1. The authority citation for part 50
continues to read as follows:
■
Authority: 42 U.S.C. 7401, et seq.
■
2. Add § 50.21 to read as follows:
§ 50.21 National secondary ambient air
quality standards for sulfur oxides (sulfur
dioxide).
(a) The national secondary ambient
annual air quality standard for oxides of
sulfur is [10–15] parts per billion (ppb),
measured in the ambient air as sulfur
dioxide (SO2) by a reference method
based on appendix A–1 and appendix
A–2 of this part, or by a Federal
Equivalent Method (FEM) designated in
accordance with part 53 of this chapter.
(b) The secondary annual standard is
met when the 3-year average of the
annual SO2 concentration is less than or
equal to [10–15] ppb, as determined in
accordance with appendix T of this part.
■ 3. Revise appendix T to part 50 to read
as follows:
Appendix T to Part 50—Interpretation
of the Primary and Secondary National
Ambient Air Quality Standards for
Oxides of Sulfur (Sulfur Dioxide)
1. General
(a) This appendix explains the data
handling conventions and computations
necessary for determining when the primary
and secondary national ambient air quality
standards for Oxides of Sulfur as measured
by Sulfur Dioxide (‘‘SO2 NAAQS’’) specified
in § 50.17 are met at an ambient air quality
monitoring site. Sulfur dioxide (SO2) is
measured in the ambient air by a Federal
reference method (FRM) based on appendix
A or A–1 to this part or by a Federal
equivalent method (FEM) designated in
accordance with part 53 of this chapter. Data
handling and computation procedures to be
used in making comparisons between
reported SO2 concentrations and the levels of
the SO2 NAAQS are specified in the
following sections.
(b) Decisions to exclude, retain, or make
adjustments to the data affected by
exceptional events, including natural events,
are made according to the requirements and
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process deadlines specified in §§ 50.1, 50.14
and 51.930 of this chapter.
(c) The terms used in this appendix are
defined as follows:
Annual mean refers to the annual average
of all the daily mean values as defined in
section 5.2 of this appendix.
Daily maximum 1-hour values for SO2
refers to the maximum 1-hour SO2
concentration values measured from
midnight to midnight (local standard time)
that are used in NAAQS computations.
Daily mean values for SO2 refers to the 24hour average of 1-hour SO2 concentration
values measured from midnight to midnight
(local standard time) that are used in NAAQS
computations.
Design values are the metrics (i.e.,
statistics) that are compared to the NAAQS
levels to determine compliance, calculated as
specified in section 5 of this appendix. The
design value for the primary 1-hour NAAQS
is the 3-year average of annual 99th
percentile daily maximum 1-hour values for
a monitoring site (referred to as the ‘‘1-hour
primary standard design value’’). The design
value for the secondary annual NAAQS is the
3-year average of the annual mean of daily
mean values for a monitoring site (referred to
as the ‘‘annual secondary standard’’).
99th percentile daily maximum 1-hour
value is the value below which nominally 99
percent of all daily maximum 1-hour
concentration values fall, using the ranking
and selection method specified in section 5.1
of this appendix.
Pollutant Occurrence Code (POC) refers to
a numerical code (1, 2, 3, etc.) used to
distinguish the data from two or more
monitors for the same parameter at a single
monitoring site.
Quarter refers to a calendar quarter.
Year refers to a calendar year.
steps specified in sections 3.1(c) and 5.1(a) of
this appendix shall be applied to the data
from the monitor with the highest average of
the four quarterly completeness values in an
attempt to derive a valid annual 99th
percentile daily maximum concentration.
Similarly, the Administrator will combine
annual means from different monitors in
different years, selected as described here, for
the purpose of developing a valid annual
secondary standard design value. If more
than one of the monitors meets the
completeness requirement for all four
quarters of a year, the steps specified in
section 5.2(a) of this appendix shall be
applied to the data from the monitor with the
highest average of the four quarterly
completeness values to derive a valid annual
mean. If no monitor is complete for all four
quarters in a year, the steps specified in
sections 3.2(c) and 5.2(a) of this appendix
shall be applied to the data from the monitor
with the highest average of the four quarterly
completeness values in an attempt to derive
a valid annual mean. This paragraph does not
prohibit a monitoring agency from making a
local designation of one physical monitor as
the primary monitor for a Pollutant
Occurrence Code and substituting the 1-hour
data from a second physical monitor
whenever a valid concentration value is not
obtained from the primary monitor; if a
monitoring agency substitutes data in this
manner, each substituted value must be
accompanied by an AQS qualifier code
indicating that substitution with a value from
a second physical monitor has taken place.
(c) Hourly SO2 measurement data shall be
reported to AQS in units of parts per billion
(ppb), to at most one place after the decimal,
with additional digits to the right being
truncated with no further rounding.
2. Requirements for Data Used for
Comparisons With the SO2 NAAQS and Data
Reporting Considerations
(a) All valid FRM/FEM SO2 hourly data
required to be submitted to EPA’s Air Quality
System (AQS), or otherwise available to EPA,
meeting the requirements of part 58 of this
chapter including appendices A, C, and E
shall be used in design value calculations.
Multi-hour average concentration values
collected by wet chemistry methods shall not
be used.
(b) Data from two or more monitors from
the same year at the same site reported to
EPA under distinct Pollutant Occurrence
Codes shall not be combined in an attempt
to meet data completeness requirements. The
Administrator will combine annual 99th
percentile daily maximum concentration
values from different monitors in different
years, selected as described here, for the
purpose of developing a valid 1-hour primary
standard design value. If more than one of
the monitors meets the completeness
requirement for all four quarters of a year, the
steps specified in section 5.1(a) of this
appendix shall be applied to the data from
the monitor with the highest average of the
four quarterly completeness values to derive
a valid annual 99th percentile daily
maximum concentration. If no monitor is
complete for all four quarters in a year, the
3.1 Comparisons With the 1-Hour Primary
SO2 NAAQS
(a) The 1-hour primary SO2 NAAQS is met
at an ambient air quality monitoring site
when the valid 1-hour primary standard
design value is less than or equal to 75 parts
per billion (ppb).
(b) An SO2 1-hour primary standard design
value is valid if it encompasses three
consecutive calendar years of complete data.
A year meets data completeness requirements
when all four quarters are complete. A
quarter is complete when at least 75 percent
of the sampling days for each quarter have
complete data. A sampling day has complete
data if 75 percent of the hourly concentration
values, including State-flagged data affected
by exceptional events which have been
approved for exclusion by the Administrator,
are reported.
(c) In the case of one, two, or three years
that do not meet the completeness
requirements of section 3.1(b) of this
appendix and thus would normally not be
useable for the calculation of a valid 3-year
1-hour primary standard design value, the 3year 1-hour primary standard design value
shall nevertheless be considered valid if one
of the following conditions is true.
(i) At least 75 percent of the days in each
quarter of each of three consecutive years
have at least one reported hourly value, and
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3. Comparisons With the NAAQS
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26699
the design value calculated according to the
procedures specified in section 5.1 is above
the level of the primary 1-hour standard.
(ii)(A) A 1-hour primary standard design
value that is equal to or below the level of
the NAAQS can be validated if the
substitution test in section 3.1(c)(ii)(B) of this
appendix results in a ‘‘test design value’’ that
is below the level of the NAAQS. The test
substitutes actual ‘‘high’’ reported daily
maximum 1-hour values from the same site
at about the same time of the year
(specifically, in the same calendar quarter)
for unknown values that were not
successfully measured. Note that the test is
merely diagnostic in nature, intended to
confirm that there is a very high likelihood
that the original design value (the one with
less than 75 percent data capture of hours by
day and of days by quarter) reflects the true
under-NAAQS-level status for that 3-year
period; the result of this data substitution test
(the ‘‘test design value,’’ as defined in section
3.1(c)(ii)(B) of this appendix) is not
considered the actual design value. For this
test, substitution is permitted only if there
are at least 200 days across the three
matching quarters of the three years under
consideration (which is about 75 percent of
all possible daily values in those three
quarters) for which 75 percent of the hours
in the day, including State-flagged data
affected by exceptional events which have
been approved for exclusion by the
Administrator, have reported concentrations.
However, maximum 1-hour values from days
with less than 75 percent of the hours
reported shall also be considered in
identifying the high value to be used for
substitution.
(B) The substitution test is as follows: Data
substitution will be performed in all quarter
periods that have less than 75 percent data
capture but at least 50 percent data capture,
including State-flagged data affected by
exceptional events which have been
approved for exclusion by the Administrator;
if any quarter has less than 50 percent data
capture then this substitution test cannot be
used. Identify for each quarter (e.g., January–
March) the highest reported daily maximum
1-hour value for that quarter, excluding Stateflagged data affected by exceptional events
which have been approved for exclusion by
the Administrator, looking across those three
months of all three years under
consideration. All daily maximum 1-hour
values from all days in the quarter period
shall be considered when identifying this
highest value, including days with less than
75 percent data capture. If after substituting
the highest reported daily maximum 1-hour
value for a quarter for as much of the missing
daily data in the matching deficient
quarter(s) as is needed to make them 100
percent complete, the procedure in section 5
yields a recalculated 3-year 1-hour standard
‘‘test design value’’ less than or equal to the
level of the standard, then the 1-hour primary
standard design value is deemed to have
passed the diagnostic test and is valid, and
the level of the standard is deemed to have
been met in that 3-year period. As noted in
section 3.1(c)(i) of this appendix, in such a
case, the 3-year design value based on the
data actually reported, not the ‘‘test design
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value,’’ shall be used as the valid design
value.
(iii)(A) A 1-hour primary standard design
value that is above the level of the NAAQS
can be validated if the substitution test in
section 3.1(c)(iii)(B) of this appendix results
in a ‘‘test design value’’ that is above the
level of the NAAQS. The test substitutes
actual ‘‘low’’ reported daily maximum 1-hour
values from the same site at about the same
time of the year (specifically, in the same
three months of the calendar) for unknown
hourly values that were not successfully
measured. Note that the test is merely
diagnostic in nature, intended to confirm that
there is a very high likelihood that the
original design value (the one with less than
75 percent data capture of hours by day and
of days by quarter) reflects the true aboveNAAQS-level status for that 3-year period;
the result of this data substitution test (the
‘‘test design value,’’ as defined in section
3.1(c)(iii)(B) of this appendix) is not
considered the actual design value. For this
test, substitution is permitted only if there
are a minimum number of available daily
data points from which to identify the low
quarter-specific daily maximum 1-hour
values, specifically if there are at least 200
days across the three matching quarters of the
three years under consideration (which is
about 75 percent of all possible daily values
in those three quarters) for which 75 percent
of the hours in the day have reported
concentrations. Only days with at least 75
percent of the hours reported shall be
considered in identifying the low value to be
used for substitution.
(B) The substitution test is as follows: Data
substitution will be performed in all quarter
periods that have less than 75 percent data
capture. Identify for each quarter (e.g.,
January–March) the lowest reported daily
maximum 1-hour value for that quarter,
looking across those three months of all three
years under consideration. All daily
maximum 1-hour values from all days with
at least 75 percent capture in the quarter
period shall be considered when identifying
this lowest value. If after substituting the
lowest reported daily maximum 1-hour value
for a quarter for as much of the missing daily
data in the matching deficient quarter(s) as is
needed to make them 75 percent complete,
the procedure in section 5.1 of this appendix
yields a recalculated 3-year 1-hour standard
‘‘test design value’’ above the level of the
standard, then the 1-hour primary standard
design value is deemed to have passed the
diagnostic test and is valid, and the level of
the standard is deemed to have been
exceeded in that 3-year period. As noted in
section 3.1(c)(i) of this appendix, in such a
case, the 3-year design value based on the
data actually reported, not the ‘‘test design
value’’, shall be used as the valid design
value.
(d) A 1-hour primary standard design value
based on data that do not meet the
completeness criteria stated in section 3.1(b)
of this appendix and also do not satisfy
section 3.1(c) of this appendix, may also be
considered valid with the approval of, or at
the initiative of, the Administrator, who may
consider factors such as monitoring site
closures/moves, monitoring diligence, the
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Jkt 262001
consistency and levels of the valid
concentration measurements that are
available, and nearby concentrations in
determining whether to use such data.
(e) The procedures for calculating the 1hour primary standard design values are
given in section 5.1 of this appendix.
3.2 Comparisons With the Annual
Secondary SO2 NAAQS
(a) The annual secondary SO2 NAAQS is
met at an ambient air quality monitoring site
when the valid annual secondary standard
design value is less than or equal to [10–15]
parts per billion (ppb).
(b) An SO2 annual secondary standard
design value is valid if it encompasses three
consecutive calendar years of complete data.
A year meets data completeness requirements
when all four quarters are complete. A
quarter is complete when at least 75 percent
of the sampling days for each quarter have
complete data. A sampling day has complete
data if 75 percent of the hourly concentration
values, including State-flagged data affected
by exceptional events which have been
approved for exclusion by the Administrator,
are reported.
(c) In the case of one, two, or three years
that do not meet the completeness
requirements of section 3.2(b) of this
appendix and thus would normally not be
useable for the calculation of a valid 3-year
annual secondary standard design value, the
3-year annual secondary standard design
value shall nevertheless be considered valid
if one of the following conditions is true.
(i) At least 75 percent of the days in each
quarter of each of three consecutive years
have at least one reported hourly value, and
the design value calculated according to the
procedures specified in section 5.2 of this
appendix is above the level of the secondary
annual standard.
(ii)(A) An annual secondary standard
design value that is equal to or below the
level of the NAAQS can be validated if the
substitution test in section 3.2(c)(ii)(B) of this
appendix results in a ‘‘test design value’’ that
is below the level of the NAAQS. The test
substitutes actual ‘‘high’’ reported daily mean
values from the same site at about the same
time of the year (specifically, in the same
calendar quarter) for unknown or incomplete
(less than 75 percent of hours reported) daily
mean values. Note that the test is merely
diagnostic in nature, intended to confirm that
there is a very high likelihood that the
original design value (the one with less than
75 percent data capture of hours by day and
of days by quarter) reflects the true underNAAQS-level status for that 3-year period;
the result of this data substitution test (the
‘‘test design value,’’ as defined in section
3.2(c)(ii)(B)) of this appendix is not
considered the actual design value. For this
test, substitution is permitted only if there
are at least 200 days across the three
matching quarters of the three years under
consideration (which is about 75 percent of
all possible daily values in those three
quarters) for which 75 percent of the hours
in the day, including State-flagged data
affected by exceptional events which have
been approved for exclusion by the
Administrator, have reported concentrations.
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Fmt 4701
Sfmt 4702
However, daily mean values from days with
less than 75 percent of the hours reported
shall also be considered in identifying the
high daily mean value to be used for
substitution.
(B) The substitution test is as follows: Data
substitution will be performed in all quarter
periods that have less than 75 percent data
capture but at least 50 percent data capture,
including State-flagged data affected by
exceptional events which have been
approved for exclusion by the Administrator;
if any quarter has less than 50 percent data
capture then this substitution test cannot be
used. Identify for each quarter (e.g., January–
March) the highest reported daily mean value
for that quarter, excluding State-flagged data
affected by exceptional events which have
been approved for exclusion by the
Administrator, looking across those three
months of all three years under
consideration. All daily mean values from all
days in the quarter period shall be
considered when identifying this highest
value, including days with less than 75
percent data capture. If after substituting the
highest daily mean value for a quarter for as
much of the missing daily data in the
matching deficient quarter(s) as is needed to
make them 100 percent complete, the
procedure in section 5 of this appendix
yields a recalculated 3-year annual standard
‘‘test design value’’ less than or equal to the
level of the standard, then the annual
secondary standard design value is deemed
to have passed the diagnostic test and is
valid, and the level of the standard is deemed
to have been met in that 3-year period. As
noted in section 3.2(c)(i) of this appendix, in
such a case, the 3-year design value based on
the data actually reported, not the ‘‘test
design value,’’ shall be used as the valid
design value.
(iii)(A) An annual secondary standard
design value that is above the level of the
NAAQS can be validated if the substitution
test in section 3.2(c)(iii)(B) of this appendix
results in a ‘‘test design value’’ that is above
the level of the NAAQS. The test substitutes
actual ‘‘low’’ reported daily mean values
from the same site at about the same time of
the year (specifically, in the same three
months of the calendar) for unknown or
incomplete (less than 75 percent of hours
reported) daily mean values. Note that the
test is merely diagnostic in nature, intended
to confirm that there is a very high likelihood
that the original design value (the one with
less than 75 percent data capture of hours by
day and of days by quarter) reflects the true
above-NAAQS-level status for that 3-year
period; the result of this data substitution test
(the ‘‘test design value,’’ as defined in section
3.2(c)(iii)(B) of this appendix) is not
considered the actual design value. For this
test, substitution is permitted only if there
are a minimum number of valid daily mean
values from which to identify the low
quarter-specific daily mean values,
specifically if there are at least 200 days
across the three matching quarters of the
three years under consideration (which is
about 75 percent of all possible daily values
in those three quarters) for which 75 percent
of the hours in the day have reported
concentrations. Only days with at least 75
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percent of the hours reported shall be
considered in identifying the low daily mean
value to be used for substitution.
(B) The substitution test is as follows: Data
substitution will be performed in all quarter
periods that have less than 75 percent data
capture. Identify for each quarter (e.g.,
January–March) the lowest reported daily
mean value for that quarter, looking across
those three months of all three years under
consideration. All daily mean values from all
days with at least 75 percent capture in the
quarter period shall be considered when
identifying this lowest value. If after
substituting the lowest reported daily mean
value for a quarter for as much of the missing
daily data in the matching deficient
quarter(s) as is needed to make them 75
percent complete, the procedure in section
5.2 of this appendix yields a recalculated 3year annual standard ‘‘test design value’’
above the level of the standard, then the
annual secondary standard design value is
deemed to have passed the diagnostic test
and is valid, and the level of the standard is
deemed to have been exceeded in that 3-year
period. As noted in section 3.2(c)(i) of this
appendix, in such a case, the 3-year design
value based on the data actually reported, not
the ‘‘test design value,’’ shall be used as the
valid design value.
(d) An annual secondary standard design
value based on data that do not meet the
completeness criteria stated in section 3.2(b)
of this appendix and also do not satisfy
section 3.2(c) of this appendix, may also be
considered valid with the approval of, or at
the initiative of, the Administrator, who may
consider factors such as monitoring site
closures/moves, monitoring diligence, the
consistency and levels of the valid
concentration measurements that are
available, and nearby concentrations in
determining whether to use such data.
(e) The procedures for calculating the
annual secondary standard design values are
given in section 5.2 of this appendix.
4. Rounding Conventions
ddrumheller on DSK120RN23PROD with PROPOSALS2
4.1 Rounding Conventions for the 1-Hour
Primary SO2 NAAQS
(a) Hourly SO2 measurement data shall be
reported to AQS in units of parts per billion
(ppb), to at most one place after the decimal,
with additional digits to the right being
truncated with no further rounding.
(b) Daily maximum 1-hour values and,
therefore, the annual 99th percentile of those
daily values are not rounded.
(c) The 1-hour primary standard design
value is calculated pursuant to section 5.1 of
this appendix and then rounded to the
nearest whole number or 1 ppb (decimals 0.5
and greater are rounded up to the nearest
whole number, and any decimal lower than
0.5 is rounded down to the nearest whole
number).
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4.2 Rounding Conventions for the Annual
Secondary SO2 NAAQS
(a) Hourly SO2 measurement data shall be
reported to AQS in units of parts per billion
(ppb), to at most one place after the decimal,
with additional digits to the right being
truncated with no further rounding.
(b) Daily mean values and the annual mean
of those daily values are not rounded.
(c) The annual secondary standard design
value is calculated pursuant to section 5.2 of
this appendix and then rounded to the
nearest whole number or 1 ppb (decimals 0.5
and greater are rounded up to the nearest
whole number, and any decimal lower than
0.5 is rounded down to the nearest whole
number).
5. Calculation Procedures
5.1 Calculation Procedures for the 1-Hour
Primary SO2 NAAQS
(a) Procedure for identifying annual 99th
percentile values. When the data for a
particular ambient air quality monitoring site
and year meet the data completeness
requirements in section 3.1(b) of this
appendix, or if one of the conditions of
section 3.1(c) of this appendix is met, or if
the Administrator exercises the discretionary
authority in section 3.1(d) of this appendix,
identification of annual 99th percentile value
is accomplished as follows.
(i) The annual 99th percentile value for a
year is the higher of the two values resulting
from the following two procedures.
(A) Procedure 1. For the year, determine
the number of days with at least 75 percent
of the hourly values reported.
(1) For the year, determine the number of
days with at least 75 percent of the hourly
values reported including State-flagged data
affected by exceptional events which have
been approved for exclusion by the
Administrator.
(2) For the year, from only the days with
at least 75 percent of the hourly values
reported, select from each day the maximum
hourly value excluding State-flagged data
affected by exceptional events which have
been approved for exclusion by the
Administrator.
(3) Sort all these daily maximum hourly
values from a particular site and year by
descending value. (For example: (x[1], x[2],
x[3], * * *, x[n]). In this case, x[1] is the
largest number and x[n] is the smallest
value.) The 99th percentile is determined
from this sorted series of daily values which
is ordered from the highest to the lowest
number. Using the left column of table 1,
determine the appropriate range (i.e., row) for
the annual number of days with valid data
for year y (cny). The corresponding ‘‘n’’ value
in the right column identifies the rank of the
annual 99th percentile value in the
descending sorted list of daily site values for
year y. Thus, P0.99, y = the nth largest value.
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26701
(B) Procedure 2. For the year, determine
the number of days with at least one hourly
value reported.
(1) For the year, determine the number of
days with at least one hourly value reported
including State-flagged data affected by
exceptional events which have been
approved for exclusion by the Administrator.
(2) For the year, from all the days with at
least one hourly value reported, select from
each day the maximum hourly value
excluding State-flagged data affected by
exceptional events which have been
approved for exclusion by the Administrator.
(3) Sort all these daily maximum values
from a particular site and year by descending
value. (For example: (x[1], x[2], x[3], * * *,
x[n]). In this case, x[1] is the largest number
and x[n] is the smallest value.) The 99th
percentile is determined from this sorted
series of daily values which is ordered from
the highest to the lowest number. Using the
left column of table 1, determine the
appropriate range (i.e., row) for the annual
number of days with valid data for year y
(cny). The corresponding ‘‘n’’ value in the
right column identifies the rank of the annual
99th percentile value in the descending
sorted list of daily site values for year y.
Thus, P0.99,y = the nth largest value.
(b) The 1-hour primary standard design
value for an ambient air quality monitoring
site is mean of the three annual 99th
percentile values, rounded according to the
conventions in section 4.1 of this appendix.
TABLE 1 OF APPENDIX T OF PART 50
Annual number of
days with valid
data for year ‘‘y’’
(cny)
P0.99,y is the nth
maximum value of
the year, where n
is the listed number
1–100 ....................
101–200 ................
201–300 ................
301–366 ................
1
2
3
4
5.2 Calculation Procedures for the Annual
Secondary SO2 NAAQS
(a) When the data for a site and year meet
the data completeness requirements in
section 3.2(b) of this appendix, or if the
Administrator exercises the discretionary
authority in section 3.2(c), the annual mean
is simply the arithmetic average of all the
daily mean values.
(b) The annual secondary standard design
value for an ambient air quality monitoring
site is the mean of the annual means for three
consecutive years, rounded according to the
conventions in section 4.2 of this appendix.
[FR Doc. 2024–07397 Filed 4–12–24; 8:45 am]
BILLING CODE 6560–50–P
E:\FR\FM\15APP2.SGM
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Agencies
[Federal Register Volume 89, Number 73 (Monday, April 15, 2024)]
[Proposed Rules]
[Pages 26620-26701]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-07397]
[[Page 26619]]
Vol. 89
Monday,
No. 73
April 15, 2024
Part IV
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 50
Review of the Secondary National Ambient Air Quality Standards for
Oxides of Nitrogen, Oxides of Sulfur, and Particulate Matter; Proposed
Rule
Federal Register / Vol. 89 , No. 73 / Monday, April 15, 2024 /
Proposed Rules
[[Page 26620]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 50
[EPA-HQ-OAR-2014-0128; FRL-5788-02-OAR]
RIN 2060-AS35
Review of the Secondary National Ambient Air Quality Standards
for Oxides of Nitrogen, Oxides of Sulfur, and Particulate Matter
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: Based on the Environmental Protection Agency's (EPA's) review
of the air quality criteria and national ambient air quality standards
(NAAQS) for oxides of nitrogen (N oxides), oxides of sulfur
(SOX), and particulate matter (PM), the Environmental
Protection Agency (EPA) proposes to revise the existing secondary
sulfur dioxide (SO2) standard to an annual average, averaged
over three consecutive years, with a level within the range from 10 to
15 parts per billion (ppb). Additionally, the Agency proposes to retain
the existing secondary standards for N oxides and PM, without revision.
The EPA also proposes revisions to the data handling requirements for
the proposed secondary SO2 NAAQS.
DATES: Comments must be received on or before June 14, 2024.
Public Hearings: The EPA will hold a virtual public hearing on this
proposed rule. This hearing will be announced in a separate Federal
Register notice that provides details, including specific dates, times,
and contact information for these hearings.
ADDRESSES: You may submit comments, identified by Docket ID No. EPA-HQ-
OAR-2014-0128, by any of the following means:
Federal eRulemaking Portal: https://www.regulations.gov/
(our preferred method). Follow the online instructions for submitting
comments.
Email: [email protected]. Include the Docket ID No.
EPA-HQ-OAR-2014-0128 in the subject line of the message.
Mail: U.S. Environmental Protection Agency, EPA Docket
Center, Air and Radiation Docket, Mail Code 28221T, 1200 Pennsylvania
Avenue NW, Washington, DC 20460.
Hand Delivery or Courier (by scheduled appointment only):
EPA Docket Center, WJC West Building, Room 3334, 1301 Constitution
Avenue NW, Washington, DC 20004. The Docket Center's hours of
operations are 8:30 a.m.-4:30 p.m., Monday-Friday (except Federal
Holidays).
Instructions: All submissions received must include the Docket ID
No. for this document. Comments received may be posted without change
to https://www.regulations.gov, including any personal information
provided. For detailed instructions on sending comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Ms. Ginger Tennant, Health and
Environmental Impacts Division, Office of Air Quality Planning and
Standards, U.S. Environmental Protection Agency, Mail Code C539-04,
Research Triangle Park, NC 27711; telephone: (919) 541-4072; email:
[email protected].
SUPPLEMENTARY INFORMATION:
General Information
Preparing Comments for the EPA
Follow the online instructions for submitting comments. Once
submitted to the Federal eRulemaking Portal, comments cannot be edited
or withdrawn. The EPA may publish any comment received to its public
docket. Do not submit electronically any information you consider to be
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Multimedia submissions (audio,
video, etc.) must be accompanied by a written submission. The written
comment is considered the official comment and should include
discussion of all points you wish to make. The EPA will generally not
consider comments or comment contents located outside of the primary
submission (i.e., on the web, the cloud, or other file sharing system).
For additional submission methods, the full EPA public comment policy,
information about CBI or multimedia submissions, and general guidance
on making effective comments, please visit https://www.epa.gov/dockets/commenting-epa-dockets.
When submitting comments, remember to:
Identify the action by docket number and other identifying
information (subject heading, Federal Register date and page number).
Explain why you agree or disagree, suggest alternatives,
and substitute language for your requested changes.
Describe any assumptions and provide any technical
information and/or data that you used.
Provide specific examples to illustrate your concerns and
suggest alternatives.
Explain your views as clearly as possible, avoiding the
use of profanity or personal threats.
Make sure to submit your comments by the comment period
deadline identified.
Availability of Information Related to This Action
All documents in the dockets pertaining to this action are listed
on the www.regulations.gov website. This includes documents in the
docket for the proposed decision (Docket ID No. EPA-HQ-OAR-2014-0128)
and a separate docket, established for the Integrated Science
Assessment (ISA) (Docket ID No. EPA-HQ-ORD-2013-0620) that has been
incorporated by reference into the docket for this proposed decision.
Although listed in the index, some information is not publicly
available, e.g., CBI or other information whose disclosure is
restricted by statute. Certain other material, such as copyrighted
material, is not placed on the internet and may be viewed with prior
arrangement with the EPA Docket Center. Additionally, a number of the
documents that are relevant to this proposed decision are available
through the EPA's website at https://www.epa.gov/naaqs/. These
documents include the Integrated Science Assessment for Oxides of
Nitrogen, Oxides of Sulfur and Particulate Matter Ecological Criteria
(U.S. EPA, 2020a), available at https://cfpub.epa.gov/ncea/isa/recordisplay.cfm?deid=349473, and the Policy Assessment for the Review
of the Secondary National Ambient Air Quality Standards for Oxides of
Nitrogen, Oxides of Sulfur, and Particulate Matter, (U.S. EPA, 2024),
available at https://www.epa.gov/naaqs/nitrogen-dioxide-no2-and-sulfur-dioxide-so2-secondary-air-quality-standards.
Table of Contents
The following topics are discussed in this preamble:
Executive Summary
I. Background
A. Legislative Requirements
B. Related Control Programs
C. History of the Secondary Standards for N Oxides,
SOX and PM
1. N Oxides
2. SOX
3. Related Actions Addressing Acid Deposition
4. Most Recent Review of the Secondary Standards for N Oxides
and SOX
5. PM
D. Current Review
II. Rationale for Proposed Decisions
A. Introduction
1. Basis for Existing Secondary Standards
[[Page 26621]]
2. Prior Review of Deposition-Related Effects
3. General Approach for This Review
B. Air Quality and Deposition
1. Sources, Emissions and Atmospheric Processes Affecting
SOX, N Oxides and PM
2. Recent Trends in Emissions, Concentrations and Deposition
3. Relationships Between Concentrations and Deposition
C. Welfare Effects Evidence
1. Nature of Effects
a. Direct Effects of SOX and N Oxides
b. Acid Deposition-Related Ecological Effects
c. Nitrogen Enrichment and Associated Ecological Effects
d. Other Deposition-Related Effects
2. Public Welfare Implications
3. Exposure Conditions and Deposition-Related Metrics
a. Acidification and Nitrogen Enrichment in Aquatic Ecosystems
b. Deposition-Related Effects in Terrestrial Ecosystems
c. Direct Effects of N Oxides, SOX and PM in Ambient
Air
D. Quantitative Exposure and Risk Assessment for Aquatic
Acidification
1. Key Design Aspects
2. Key Limitations and Uncertainties
3. Summary of Results
E. Proposed Conclusions
1. Evidence and Exposure/Risk-Based Considerations in the Policy
Assessment
a. Direct Effects on Biota
b. Evidence of Ecosystem Effects of S and N Deposition
c. Sulfur Deposition and SOX
d. Nitrogen Deposition and N Oxides and PM
2. CASAC Advice and Public Comments
3. Administrator's Proposed Conclusions
F. Proposed Decision on the Secondary Standards
III. Interpretation of the Secondary SO2 Standard
A. Background
B. Interpretation of the Secondary SO2 Standard
IV. Ambient Air Monitoring Network for SO2
V. Clean Air Act Implementation Requirements for Proposed Secondary
SO2 Standard
A. Designation of Areas
B. Section 110(a)(1) and (2) Infrastructure SIP Requirements
C. Prevention of Significant Deterioration and Nonattainment New
Source Review Programs for the Proposed Secondary SO2
Standard
D. Alternative PSD Compliance Demonstration Approach for the
Proposed Secondary SO2 Standard
E. Transportation Conformity Program
F. General Conformity Program
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act (UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution or Use
I. National Technology Transfer and Advancement Act (NTTAA)
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations and Executive Order 14096: Revitalizing Our Nation's
Commitment to Environmental Justice for All
References
Executive Summary
This document presents the Administrator's proposed decisions in
the current review of the secondary NAAQS for SOX, N oxides,
and PM. The existing secondary standards are: for SO2, 0.5
ppm as a 3-hour average not to be exceeded more than once in a year;
for NO2, 53 ppb as an annual average; for PM2.5,
15.0 [micro]g/m\3\ as the 3-year average of annual averages, and 35
[micro]g/m\3\ as the 3-year average of annual 98th percentile 24-hour
averages; and, for PM10, 150 [micro]g/m\3\ as a 24-hour
average, not to be exceeded more than once per year on average over
three years. Sections 108 and 109 of the Clean Air Act (CAA, the Act)
require the EPA to periodically review the air quality criteria--the
science upon which the standards are based--and the standards
themselves. Under section 109(b)(2) of the Act, a secondary standard
must ``specify a level of air quality the attainment and maintenance of
which in the judgment of the Administrator, based on such criteria, is
requisite to protect the public welfare from any known or anticipated
adverse effects associated with the presence of [the] pollutant in the
ambient air.'' In conducting this review of the secondary
SOX, N oxides, and PM NAAQS, the EPA has carefully evaluated
the currently available scientific literature on the ecological effects
of SOX, N oxides, and PM,\1\ focusing particularly on the
new literature available since the conclusion of the previous reviews
in 2012 and 2013, respectively, as described in the Integrated Science
Assessment (ISA). The ecological effects addressed in this review
include direct effects of N oxides and SOX, and PM loading,
on vegetation surfaces, as well as ecological effects related to
atmospheric deposition of S and N compounds in sensitive ecosystems.
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\1\ The ecological effects of PM that are the focus of this
action were not considered in EPA's recently completed
reconsideration of the primary and secondary NAAQS for PM. In the
review of the PM secondary standards completed in 2020, and
reconsidered more recently, the EPA considered effects on visibility
and climate and materials damage, but did not consider the
ecological effects that are addressed here (89 FR 16202, March 6,
2024).
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Sulfur oxides and N oxides, their transformation products (which
include particulate compounds), and N- and S-containing components of
PM in ambient air can contribute to atmospheric deposition of S and N
compounds. Emissions of SOX, N oxides, PM and PM precursors
have declined dramatically over the past two decades, continuing a
longer-term trend. In response to the reductions in S- and N-containing
compounds, levels of S and N deposition have also been reduced,
although the declining trend in N deposition in the last decade has
slowed and, in some areas, reversed, due to increasing ammonia
emissions.
The Administrator's proposed decision in this review is to revise
the existing secondary SO2 standard and to retain the
existing secondary standards for N oxides and PM. In this document, the
EPA summarizes the background and rationale for the Administrator's
proposed decisions in this review. The EPA solicits comment on the
proposed decisions described here and on a number of alternate options,
and requests commenters also provide the rationales supporting the
views articulated in submitted comments.
The Administrator's proposed decisions are based on his
consideration of the characterization of the available scientific
evidence in the ISA, quantitative and policy analyses presented in the
Policy Assessment (PA), and advice from the Clean Air Scientific
Advisory Committee (CASAC).\2\ In conveying its advice in this review,
the CASAC provided consensus advice that the existing SO2
and NO2 secondary standards were adequate to protect against
direct effects of S and N oxides on plants and lichens. With regard to
deposition-related effects and SO2, the majority of CASAC
recommended an annual secondary standard of 10-15 ppb, and the minority
recommended a secondary standard identical to the existing primary
standard. In consideration of deposition-related effects and the
NO2 and PM2.5 secondary standards, the
[[Page 26622]]
CASAC majority recommended revision of the levels of the existing
annual NO2 and PM2.5 secondary standards, and the
minority recommended adopting secondary standards identical to the
existing annual NO2 and PM2.5 primary standards.
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\2\ Over the course of this review, the EPA developed planning
documents, an ISA and a PA, drafts of which were made available for
public comment and reviewed by the CASAC Oxides of Nitrogen, Oxides
of Sulfide and Particulate Matter Secondary NAAQS Panel (https://www.epa.gov/naaqs/nitrogen-dioxide-no2-and-sulfur-dioxide-so2-secondary-air-quality-standards).
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Based on his consideration of the ecological effects evidence in
the ISA, the evaluations and quantitative information in the PA,
including the quantitative REA for aquatic acidification, and advice
from the CASAC, the Administrator is proposing that the current short-
term secondary SO2 standard is not requisite to protect the
public welfare from known or anticipated adverse effects associated
with the presence of SOX in ambient air, including
particularly deposition-related effects, and that it should be revised
to also provide such protection against effects related to deposition
of sulfur (S) compounds to ecosystems. Specifically, the EPA is
proposing to revise the existing standard to be an annual average
standard, averaged over three years, with a level within the range from
10 to 15 parts per billion (ppb) based on the Administrator's proposed
judgment that a standard in this range would provide protection for
both direct effects on vegetation surfaces and ecosystem deposition-
related effects. The EPA solicits comments on this proposal, including
the averaging time, form and range of levels for the revised standard.
The EPA also solicits comments on a number of alternative options for a
new secondary SO2 standard. The EPA solicits comment on
setting the level for a new annual average standard (averaged over
three years) in the range from 5 to 10 ppb, and on revising the
existing secondary standard to be identical to the existing primary
standard in all respects. Further, the EPA solicits comments on
retaining the existing 3-hour standard, in addition to establishing a
new annual secondary standard.
The Administrator is also proposing to retain the secondary
nitrogen dioxide (NO2) and PM standards, without revision.
With regard to the secondary NO2 standard, the Administrator
finds that the evidence related to the N oxides, NO2 and
nitrogen oxide (NO), does not clearly call into question the adequacy
of protection provided by the existing standard for direct effects or
for deposition-related effects (in light of the currently diminished
role of N oxides in total N deposition, particularly in areas with
highest deposition), such that revision is not warranted. The EPA
solicits comment on the proposed decision to retain the existing
secondary NO2 standard, without revision, and also on the
alternative approach of revising the form of the existing standard to a
3-year average and the level to a value within the range from 35 to 40
ppb.
With regard to PM, the Administrator proposes to conclude that the
current evidence does not call into question the adequacy of the
existing PM standards with regard to direct effects and deposition of
pollutants other than S and N compounds. Further, he judges that
protection of sensitive ecosystems from S deposition is more
effectively achieved through a revised SO2 standard than a
PM standard, and that a revised PM standard is not warranted to provide
public welfare protection against adverse effects related to S or N
deposition. The Administrator additionally proposes to conclude that
PM2.5 is not an appropriate indicator for a secondary
standard intended to provide protection of the public welfare from
adverse effects related to S or N deposition. Thus, based on
consideration of the PA analyses and conclusions, and consideration of
CASAC advice, the Administrator proposes to conclude that no change to
the annual PM2.5 secondary standard is warranted and he
proposes to retain the existing PM2.5 secondary standard,
without revision. The EPA solicits comment on the proposed decision.
Additionally, in recognizing that there may be alternate views with
regard to whether and to what extent a standard with a PM2.5
indicator might be expected to provide control of N deposition, and in
light of the rationale provided by the CASAC minority, the EPA also
solicits comment on the alternative approach of revising the secondary
PM2.5 (with PM2.5 referring to particles with a
nominal mean aerodynamic diameter less than or equal to 2.5
micrometers) annual standard to a level of 12 micrograms per meter
cubed ([micro]g/m\3\). With regard to other PM secondary standards,
based on evaluations and conclusions of the PA, including consideration
of recommendations from the CASAC, the Administrator proposes to retain
the existing 24-hour secondary PM2.5 standard, without
revision. Further, based on the lack of evidence calling into question
the adequacy of the secondary PM10 standards for protection
of ecological effects, he also proposes to retain the secondary
PM10 standards without revision.
This document additionally includes proposed revisions related to
implementation of the proposed secondary SO2 annual
standard. Specifically, the EPA is proposing revisions to the data
handling requirements in appendix T of 40 CFR part 50 to include
specifications needed for the proposed new annual average standard.
This document also describes the SO2 monitoring network and
its adequacy for surveillance for the proposed annual standard. Lastly,
the document discusses implementation processes pertinent to
implementation of the proposed new standard.
I. Background
A. Legislative Requirements
Two sections of the CAA govern the establishment and revision of
the NAAQS. Section 108 (42 U.S.C. 7408) directs the Administrator to
identify and list certain air pollutants and then to issue air quality
criteria for those pollutants. The Administrator is to list those
pollutants ``emissions of which, in his judgment, cause or contribute
to air pollution which may reasonably be anticipated to endanger public
health or welfare''; ``the presence of which in the ambient air results
from numerous or diverse mobile or stationary sources''; and for which
he ``plans to issue air quality criteria. . . .'' (42 U.S.C.
7408(a)(1)). Air quality criteria are intended to ``accurately reflect
the latest scientific knowledge useful in indicating the kind and
extent of all identifiable effects on public health or welfare which
may be expected from the presence of [a] pollutant in the ambient air.
. . .'' 42 U.S.C. 7408(a)(2).
Section 109 of the Act (42 U.S.C. 7409) directs the Administrator
to propose and promulgate ``primary'' and ``secondary'' NAAQS for
pollutants for which air quality criteria are issued [42 U.S.C.
7409(a)]. Under section 109(b)(2), a secondary standard must ``specify
a level of air quality the attainment and maintenance of which, in the
judgment of the Administrator, based on such criteria, is requisite to
protect the public welfare from any known or anticipated adverse
effects associated with the presence of [the] pollutant in the ambient
air.'' \3\
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\3\ Under CAA section 302(h) (42 U.S.C. 7602(h)), effects on
welfare include, but are not limited to, ``effects on soils, water,
crops, vegetation, manmade materials, animals, wildlife, weather,
visibility, and climate, damage to and deterioration of property,
and hazards to transportation, as well as effects on economic values
and on personal comfort and well-being.''
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In setting primary and secondary standards that are ``requisite''
to protect public health and welfare, respectively, as provided in
section 109(b), the EPA's task is to establish standards that are
neither more nor less stringent than necessary. In so doing, the EPA
may not consider the costs of implementing the standards. See
generally, Whitman v.
[[Page 26623]]
American Trucking Ass'ns, 531 U.S. 457, 465-472, 475-76 (2001).
Likewise, ``[a]ttainability and technological feasibility are not
relevant considerations in the promulgation of national ambient air
quality standards'' (American Petroleum Institute v. Costle, 665 F.2d
1176, 1185 [D.C. Cir. 1981]). However, courts have clarified that in
deciding how to revise the NAAQS in the context of considering standard
levels within the range of reasonable values supported by the air
quality criteria and judgments of the Administrator, EPA may consider
``relative proximity to peak background . . . concentrations'' as a
factor (American Trucking Ass'ns, v. EPA, 283 F.3d 355, 379 [D.C. Cir.
2002]).
Section 109(d)(1) of the Act requires periodic review and, if
appropriate, revision of existing air quality criteria to reflect
advances in scientific knowledge on the effects of the pollutant on
public health and welfare. Under the same provision, the EPA is also to
periodically review and, if appropriate, revise the NAAQS, based on the
revised air quality criteria.\4\
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\4\ This section of the Act requires the Administrator to
complete these reviews and make any revisions that may be
appropriate ``at five-year intervals.''
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Section 109(d)(2) addresses the appointment and advisory functions
of an independent scientific review committee. Section 109(d)(2)(A)
requires the Administrator to appoint this committee, which is to be
composed of ``seven members including at least one member of the
National Academy of Sciences, one physician, and one person
representing State air pollution control agencies.'' Section
109(d)(2)(B) provides that the independent scientific review committee
``shall complete a review of the criteria . . . and the national
primary and secondary ambient air quality standards . . . and shall
recommend to the Administrator any new . . . standards and revisions of
existing criteria and standards as may be appropriate. . . .'' Since
the early 1980s, this independent review function has been performed by
the CASAC of the EPA's Science Advisory Board.
Section 109(b)(2) specifies that ``[a]ny national secondary ambient
air quality standard prescribed under subsection (a) shall specify a
level of air quality the attainment and maintenance of which in the
judgment of the Administrator, based on such criteria, is requisite to
protect the public welfare from any known or anticipated adverse
effects associated with the presence of such air pollutant in the
ambient air.'' Consistent with this statutory direction, EPA has always
understood the goal of the NAAQS is to identify a requisite level of
air quality, and the means of achieving a specific level of air quality
is to set a standard expressed as a concentration of a pollutant in the
air, such as in terms of parts per million (ppm), parts per billion
(ppb), or micrograms per cubic meter ([mu]g/m\3\). Thus, while
deposition-related effects are included within the ``adverse effects
associated with the presence of such air pollutant in the ambient
air,'' EPA has never found a standard that quantifies atmospheric
deposition onto surfaces to constitute a national secondary ambient air
quality standard.
B. Related Control Programs
States are primarily responsible for ensuring attainment and
maintenance of ambient air quality standards once the EPA has
established them. Under CAA sections 110 and part D, subparts 1, 5, and
6 for nitrogen and sulfur oxides, and subparts 1, 4, and 6 for PM, and
related provisions and regulations, States are to submit, for the EPA's
approval, State implementation plans (SIPs) that provide for the
attainment and maintenance of such standards through control programs
directed to sources of the pollutants involved. The States, in
conjunction with the EPA, also administer the prevention of significant
deterioration of air quality program that covers these pollutants. See
42 U.S.C. 7470-7479. In addition, Federal programs provide for or
result in nationwide reductions in emissions of N oxides,
SOX, PM and other air pollutants under title II of the Act,
42 U.S.C. 7521-7574, which involves controls for motor vehicles,
nonroad engines and equipment, and the new source performance standards
under section 111 of the Act, 42 U.S.C. 7411.
C. History of the Secondary Standards for N Oxides, SOX and PM
Secondary NAAQS were first established for N oxides, SOX
and PM in 1971 (36 FR 8186, April 30, 1971). Since that time, the EPA
has periodically reviewed the air quality criteria and secondary
standards for these pollutants, with the most recent reviews that
considered the evidence for ecological effects of these pollutants
being completed in 2012 and 2013 (77 FR 20218, April 3, 2012; 78 FR
3086, January 15, 2013). The subsections below summarize key
proceedings from the initial standard setting in 1971 to the last
reviews in 2012-2013.\5\
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\5\ Since the late 1970s, each review of the air quality
criteria and standards has generally involved the development of an
Air Quality Criteria Document or ISA and a Staff Paper or staff
Policy Assessment, which is often accompanied by or includes a
quantitative exposure or risk assessment, prior to the regulatory
decision-making phase.
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1. N Oxides
The EPA first promulgated NAAQS for N oxides in April 1971 after
reviewing the relevant science on the public health and welfare effects
in the 1971 Air Quality Criteria for Nitrogen Oxides (air quality
criteria document or AQCD).\6\ With regard to welfare effects, the 1971
AQCD described effects of NO2 on vegetation and corrosion of
electrical components linked to particulate nitrate (U.S. EPA, 1971).
The primary and secondary standards were both set at 0.053 parts per
million (ppm) NO2 as an annual average (36 FR 8186, April
30, 1971). In 1982, the EPA published an updated AQCD (U.S. EPA,
1982a). Based on the 1982 AQCD, the EPA proposed to retain the existing
standards in February 1984 (49 FR 6866, February 23, 1984). After
considering public comments, the EPA published the final decision to
retain these standards in June 1985 (50 FR 25532, June 19, 1985).
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\6\ In reviews initiated prior to 2007, the AQCD provided the
scientific foundation (i.e., the air quality criteria) for the
NAAQS. Since that time, the ISA has replaced the AQCD.
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The EPA began a second review of the primary and secondary
standards for oxides of nitrogen in 1987 (52 FR 27580, July 22, 1987).
In November 1991, the EPA released an updated draft AQCD for CASAC and
public review and comment (56 FR 59285, November 25, 1991). The CASAC
reviewed the draft document at a meeting held on July 1, 1993, and
concluded in a closure letter to the Administrator that the document
provided ``an adequate basis'' for EPA's decision-making in the review
(Wolff, 1993). The final AQCD was released later in 1993 (U.S. EPA,
1993). Based on the 1993 AQCD, the EPA's Office of Air Quality Planning
and Standards (OAQPS) prepared a Staff Paper,\7\ drafts of which were
reviewed by the CASAC (Wolff, 1995; U.S. EPA, 1995a). In October 1995,
the EPA proposed not to revise the secondary NO2 NAAQS (60
FR 52874; October 11, 1995). After consideration of the comments
received on the proposal, the Administrator finalized the decision not
to revise the
[[Page 26624]]
NO2 NAAQS (61 FR 52852; October 8, 1996). The subsequent
(and most recent) review of the N oxides secondary standard was a joint
review with the secondary standard for SOX, which was
completed in 2012 (see subsection 4 below).
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\7\ Prior to reviews initiated in 2007, the Staff Paper
summarized and integrated key studies and the scientific evidence,
and from the 1990s onward, it also assessed potential exposures and
associated risk. The Staff Paper also presented the EPA staff's
considerations and conclusions regarding the adequacy of existing
NAAQS and, when appropriate, the potential alternative standards
that could be supported by the evidence and information. More recent
reviews present this information in the Policy Assessment.
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2. SOX
The EPA first promulgated secondary NAAQS for sulfur oxides in
April 1971 based on the scientific evidence evaluated in the 1969 AQCD
(U.S. DHEW, 1969a [1969 AQCD]; 36 FR 8186, April 30, 1971). These
standards, which were established on the basis of evidence of adverse
effects on vegetation, included an annual arithmetic mean standard, set
at 0.02 ppm SO2,\8\ and a 3-hour average standard set at 0.5
ppm SO2, not to be exceeded more than once per year. In
1973, based on information indicating there to be insufficient data to
support the finding of a study in the 1969 AQCD concerning vegetation
injury associated with SO2 exposure over the growing season,
rather than from short-term peak concentrations, the EPA proposed to
revoke the annual mean secondary standard (38 FR 11355, May 7, 1973).
Based on consideration of public comments and external scientific
review, the EPA released a revised chapter of the AQCD and published
its final decision to revoke the annual mean secondary standard (U.S.
EPA, 1973; 38 FR 25678, September 14, 1973). At that time, the EPA
additionally noted that injury to vegetation was the only type of
SO2 welfare effect for which the evidence base supported a
quantitative relationship, stating that although data were not
available at that time to establish a quantitative relationship between
SO2 concentrations and other public welfare effects,
including effects on materials, visibility, soils, and water, the
SO2 primary standards and the 3-hour secondary standard may
to some extent mitigate such effects. The EPA also stated it was not
clear that any such effects, if occurring below the current standards,
were adverse to the public welfare (38 FR 25679, September 14, 1973).
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\8\ Established with the annual standard as a guide to be used
in assessing implementation plans to achieve the annual standard was
a maximum 24-hour average concentration not to be exceeded more than
once per year (36 FR 8187, April 30, 1971).
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In 1979, the EPA announced initiation of a concurrent review of the
air quality criteria for oxides of sulfur and PM and plans for
development of a combined AQCD for these pollutants (44 FR 56730,
October 2, 1979). The EPA subsequently released three drafts of a
combined AQCD for CASAC review and public comment. In these reviews,
and in guidance provided at the August 20-22, 1980, public meeting of
the CASAC on the first draft AQCD, the CASAC concluded that acidic
deposition was a topic of extreme scientific complexity because of the
difficulty in establishing firm quantitative relationships among
emissions of relevant pollutants, formation of acidic wet and dry
deposition products, and effects on terrestrial and aquatic ecosystems
(53 FR 14935, April 26, 1988). The CASAC also noted that a fundamental
problem of addressing acid deposition in a criteria document is that
acid deposition is produced by several different criteria pollutants:
oxides of sulfur, oxides of nitrogen, and the fine particulate fraction
of suspended particles (U.S. EPA, 1982b, pp. 125-126). The CASAC also
felt that any document on this subject should address both wet and dry
deposition, since dry deposition was believed to account for a
substantial portion of the total acid deposition problem (53 FR 14936,
April 26, 1988; Lippman, 1987). For these reasons, CASAC recommended
that, in addition to including a summary discussion of acid deposition
in the final AQCD, a separate, comprehensive document on acid
deposition be prepared prior to any consideration of using the NAAQS as
a regulatory mechanism for the control of acid deposition.
Following CASAC closure on the AQCD for oxides of sulfur in
December 1981, the EPA released a final AQCD (U.S. EPA, 1982b), and the
EPA's OAQPS prepared a Staff Paper that was released in November 1982
(U.S. EPA, 1982c). The issue of acidic deposition was not, however,
assessed directly in the OAQPS Staff Paper because the EPA followed the
guidance given by the CASAC, subsequently preparing the following
documents to address acid deposition: The Acidic Deposition Phenomenon
and Its Effects: Critical Assessment Review Papers, Volumes I and II
(U.S. EPA, 1984a, b) and The Acidic Deposition Phenomenon and Its
Effects: Critical Assessment Document (U.S. EPA, 1985) (53 FR 14935-36,
April 26, 1988). Although these documents were not considered criteria
documents and had not undergone CASAC review, they represented the most
comprehensive summary of scientific information relevant to acid
deposition completed by the EPA at that point.
In April 1988, the EPA proposed not to revise the existing
secondary standards for SO2 (53 FR 14926, April 26, 1988).
This proposed decision with regard to the secondary SO2
NAAQS was due to the Administrator's conclusions that: (1) based upon
the then-current scientific understanding of the acid deposition
problem, it would be premature and unwise to prescribe any regulatory
control program at that time; and (2) when the fundamental scientific
uncertainties had been decreased through ongoing research efforts, the
EPA would draft and support an appropriate set of control measures (53
FR 14926, April 26, 1988). This review of the secondary standard for
SOX was concluded in 1993, subsequent to the Clean Air Act
Amendments of 1990 (see section I.C.3). The EPA decided not to revise
the secondary standard, concluding that revisions to the standard to
address acidic deposition and related SO2 welfare effects
were not appropriate at that time (58 FR 21351, April 21, 1993). In
describing the decision, the EPA recognized the significant reductions
in SO2 emissions, ambient air SO2 concentrations,
and ultimately deposition expected to result from implementation of the
title IV program, which was expected to significantly decrease the
acidification of water bodies and damage to forest ecosystems and to
permit much of the existing damage to be reversed with time (58 FR
21357, April 21, 1993). While recognizing that further action might be
needed to address acidic deposition in the longer term, the EPA judged
it prudent to await the results of the studies and research programs
then underway, including those assessing the comparative merits of
secondary standards, acidic deposition standards and other approaches
to controlling acidic deposition and related effects, and then to
determine whether additional control measures should be adopted or
recommended to Congress (58 FR 21358, April 21, 1993).
3. Related Actions Addressing Acid Deposition
In 1980, Congress created the National Acid Precipitation
Assessment Program (NAPAP). During the 10-year course of this program,
the program issued a series of reports, including a final report in
1990 (NAPAP, 1991). On November 15, 1990, Amendments to the CAA were
passed by Congress and signed into law by the President. In title IV of
these Amendments, Congress included a statement of findings including
the following:
(1) the presence of acidic compounds and their precursors in the
atmosphere and in deposition from the atmosphere represents a threat
to natural resources, ecosystems, materials, visibility, and public
health; . . . (3) the problem of acid deposition is of national and
international significance; . . .
[[Page 26625]]
(5) current and future generations of Americans will be adversely
affected by delaying measures to remedy the problem[.]
The goal of title IV was to reduce emissions of SO2 by
10 million tons and N oxides emissions by 2 million tons from 1980
emission levels in order to achieve reductions over broad geographic
regions/areas. In envisioning that further action might be necessary in
the long term, Congress included section 404 of the 1990 Amendments.
This section requires the EPA to conduct a study on the feasibility and
effectiveness of an acid deposition standard or standards to protect
``sensitive and critically sensitive aquatic and terrestrial
resources'' and at the conclusion of the study, submit a report to
Congress. Five years later, the EPA submitted to Congress its report
titled Acid Deposition Standard Feasibility Study: Report to Congress
(U.S. EPA, 1995b) in fulfillment of this requirement. The Report to
Congress concluded that establishing acid deposition standards for Sand
N deposition might at some point in the future be technically feasible
although appropriate deposition loads for these acidifying chemicals
could not be defined with reasonable certainty at that time.
The 1990 Amendments also added new language to sections of the CAA
pertaining to ecosystem effects of criteria pollutants, such as acid
deposition. For example, a new section 108(g) was inserted, stating
that ``[t]he Administrator may assess the risks to ecosystems from
exposure to criteria air pollutants (as identified by the Administrator
in the Administrator's sole discretion).'' The definition of welfare in
CAA section 302(h) was expanded to indicate that welfare effects
include those listed therein, ``whether caused by transformation,
conversion, or combination with other air pollutants.'' Additionally,
in response to legislative initiatives such as the 1990 Amendments, the
EPA and other Federal agencies continued research on the causes and
effects of acidic deposition and related welfare effects of
SO2 and implemented an enhanced monitoring program to track
progress (58 FR 21357, April 21, 1993).
4. Most Recent Review of the Secondary Standards for N Oxides and
SOX
In December 2005, the EPA initiated a joint review \9\ of the air
quality criteria for oxides of nitrogen and sulfur and the secondary
NAAQS for NO2 and SO2 (70 FR 73236, December 9,
2005).\10\ The review focused on the evaluation of the protection
provided by the secondary standards for oxides of nitrogen and oxides
of sulfur for two general types of effects: (1) direct effects on
vegetation of exposure to gaseous oxides of nitrogen and sulfur, which
are the type of effects that the existing NO2 and
SO2 secondary standards were developed to protect against,
and (2) effects associated with the deposition of oxides of nitrogen
and sulfur to sensitive aquatic and terrestrial ecosystems (77 FR
20218, April 3, 2012).
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\9\ Although the EPA has historically adopted separate secondary
standards for oxides of nitrogen and oxides of sulfur, the EPA
conducted a joint review of these standards because oxides of
nitrogen and sulfur and their associated transformation products are
linked from an atmospheric chemistry perspective, as well as from an
environmental effects perspective. The joint review was also
responsive to the National Research Council (NRC) recommendation for
the EPA to consider multiple pollutants, as appropriate, in forming
the scientific basis for the NAAQS (NRC, 2004).
\10\ The review was conducted under a schedule specified by
consent decree entered into by the EPA with the Center for
Biological Diversity and four other plaintiffs. The schedule, which
was revised on October 22, 2009, provided that the EPA sign notices
of proposed and final rulemaking concerning its review of the oxides
of nitrogen and oxides of sulfur NAAQS no later than July 12, 2011,
and March 20, 2012, respectively.
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The Integrated Review Plan (IRP) for the review was released in
December 2007, after review of a draft IRP by the public and CASAC (72
FR 57570, October 10, 2007; Russell, 2007; U.S. EPA, 2007). The first
and second drafts of the ISA were released in December 2007 and August
2008, respectively, for the CASAC and public review (72 FR 72719,
December 21, 2007; 73 FR 10243, February 26, 2008; Russell and
Henderson, 2008; 73 FR 46908, August 12, 2008; 73 FR 53242, September
15, 2008; Russell and Samet, 2008a). The final ISA (referred to as 2008
ISA below) was released in December 2008 (73 FR 75716, December 12,
2008; U.S. EPA, 2008a). Based on the scientific information in the ISA,
the EPA planned and developed a quantitative Risk and Exposure
Assessment (REA),\11\ two drafts of which were made available for
public comment and reviewed by the CASAC (73 FR 10243, February 26,
2008; 73 FR 50965, August 29, 2008; Russell and Samet, 2008b; 73 FR
53242, September 15, 2008; 74 FR 28698, June 17, 2009; Russell and
Samet, 2009). The final REA was released in September 2009 (U.S. EPA,
2009a; 74 FR 48543; September 23, 2009).
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\11\ Although the REA for the 2012 review was presented in its
own separate document, the REA for a NAAQS review may be presented
in its own separate document or as one or more appendices in the PA
(e.g., U.S. EPA 2020b, 2020c, and PA for current review [U.S. EPA,
2024]).
---------------------------------------------------------------------------
Drawing on the information in the final REA and ISA, the EPA OAQPS
prepared a PA, two drafts of which were made available for public
comment and review by the CASAC (75 FR 10479, March 8, 2010; 75 FR
11877, March 12, 2010; Russell and Samet, 2010b; 75 FR 57463, September
21, 2010; 75 FR 65480, October 25, 2010; Russell and Samet, 2010a). The
final PA was released in January 2011 (U.S. EPA, 2011). Based on
additional discussion subsequent to release of the final PA, the CASAC
provided additional advice and recommendations on the multipollutant,
deposition-based standard described in the 2011 PA (76 FR 4109, January
24, 2011; 76 FR 16768, March 25, 2011; Russell and Samet, 2011).
For the purpose of protection against the direct effects on
vegetation of exposure to gaseous oxides of nitrogen and sulfur, the PA
concluded that consideration should be given to retaining the current
standards. With respect to the effects associated with the deposition
of oxides of nitrogen and oxides of sulfur to sensitive aquatic and
terrestrial ecosystems, the 2011 PA focused on the acidifying effects
of nitrogen and sulfur deposition on sensitive aquatic ecosystems.
Based on the information in the ISA, the assessments in the REA, and
the CASAC advice, the 2011 PA concluded that consideration should be
given to a new multipollutant standard intended to address deposition-
related effects.
On August 1, 2011, the EPA published a proposed decision to retain
the existing annual average NO2 and 3-hour average
SO2 secondary standards, recognizing the protection they
provided from direct effects on vegetation (76 FR 46084, August 1,
2011). Further, after considering the multipollutant approach to
establishing secondary standards that was described in the 2011 PA, the
Administrator proposed not to set such a new multipollutant secondary
standard in light of a number of uncertainties. Additionally, the
Administrator proposed to revise the secondary standards by adding
secondary NO2 and SO2 standards identical to the
1-hour primary NO2 and SO2 standards, both set in
2010, noting that these new primary standards \12\ would result in
reductions in oxides of nitrogen and sulfur that would likely reduce
nitrogen and sulfur deposition to sensitive
[[Page 26626]]
ecosystems (76 FR 46084, August 1, 2011). After consideration of public
comments, the final decision in the review was to retain the existing
standards to address the direct effects on vegetation of exposure to
gaseous oxides of nitrogen and sulfur and to not set additional
standards particular to effects associated with deposition of oxides of
nitrogen and sulfur on sensitive aquatic and terrestrial ecosystems at
that time (77 FR 20218, April 3, 2012).
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\12\ The 1-hour primary standards set in 2010 included the
NO2 standard of 100 ppb, as the 98th percentile of 1-hour
daily maximum concentrations, averaged over three years, and the
SO2 standard of 75 ppb, as the 99th percentile of 1-hour
daily maximum concentrations, averaged over three years (75 FR 6474,
February 9, 2010; 75 FR 35520, June 22, 2010).
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The EPA's 2012 decision was challenged by the Center for Biological
Diversity and other environmental groups. The petitioners argued that
having decided that the existing standards were not adequate to protect
against adverse public welfare effects such as damage to sensitive
ecosystems, the Administrator was required to identify the requisite
level of protection for the public welfare and to issue a NAAQS to
achieve and maintain that level of protection. The District of Columbia
Circuit (D.C. Circuit) disagreed, finding that the EPA acted
appropriately in not setting a secondary standard given the EPA's
conclusions that ``the available information was insufficient to permit
a reasoned judgment about whether any proposed standard would be
`requisite to protect the public welfare . . .'.'' \13\ In reaching
this decision, the court noted that the EPA had ``explained in great
detail'' the profound uncertainties associated with setting a secondary
NAAQS to protect against aquatic acidification.\14\
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\13\ Center for Biological Diversity, et al. v. EPA, 749 F.3d
1079, 1087 (2014).
\14\ Id. at 1088.
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5. PM
The EPA first established a secondary standard for PM in 1971 (36
FR 8186, April 30, 1971), based on the original AQCD, which described
the evidence as to effects of PM on visibility, materials, light
absorption, and vegetation (U.S. DHEW, 1969b). To provide protection
generally from visibility effects and materials damage, the secondary
standard was set at 150 [micro]g/m\3\, as a 24-hour average, from total
suspended particles (TSP), not to be exceeded more than once per year
(36 FR 8187; April 30, 1971).\15\
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\15\ Additionally, a guide to be used in assessing
implementation plans to achieve the 24-hour standard was set at 60
[micro]g/m\3\, as an annual geometric mean (36 FR 8187; April 30,
1971).
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In October 1979, the EPA announced the first periodic review of the
air quality criteria and NAAQS for PM (44 FR 56730, October 2, 1979).
As summarized in subsection 2 above, the EPA developed a new AQCD for
PM and SOX, drafts of which were reviewed by the CASAC (U.S.
EPA, 1982b). Subsequently, the EPA OAQPS developed a Staff Paper (U.S.
EPA, 1982d), two drafts of which were reviewed by the CASAC
(Friedlander, 1982). Further, the EPA OAQPS prepared an Addendum to the
1982 Staff Paper, which also received CASAC review (Lippman, 1986; U.S.
EPA, 1986). After consideration of public comments on a proposed
decision, the final decision in that review revised the indicator for
PM NAAQS from TSP to particulate matter with mass median diameter of 10
microns (PM10) (49 FR 10408, March 20, 1984; 52 FR 24634,
July 1, 1987). With an indicator of PM10, two secondary
standards were established to be the same as the primary standards. A
24-hour secondary standard was set at 150 [micro]g/m\3\, with the form
of one expected exceedance per year, on average over three years.
Additionally, an annual secondary standard was set at 50 [micro]g/m\3\,
with a form of annual arithmetic mean, averaged over three years (52 FR
24634, July 1, 1987).
In April 1994, the EPA initiated the second periodic review of the
air quality criteria and NAAQS for PM. In developing the AQCD, the
Agency made available three external review drafts for public and CASAC
review; the final AQCD was released in 1996 (U.S. EPA, 1996). The EPA's
OAQPS prepared a Staff Paper that was released in November 1997, after
CASAC and public review of two drafts (U.S. EPA, 1996; Wolff, 1996).
Revisions to the PM standards were proposed in 1996, and in 1997 the
EPA promulgated final revisions (61 FR 65738; December 13, 1996; 62 FR
38652, July 18, 1997). With the 1997 decision, the EPA added new
standards, using PM2.5 as the indicator for fine particles.
The new secondary standards were set equal to the primary standards, in
all respects, as follows: (1) an annual standard with a level of 15.0
[micro]g/m\3\, based on the 3-year average of annual arithmetic mean
PM2.5 concentrations from single or multiple community-
oriented monitors; \16\ and (2) a 24-hour standard with a level of 65
[micro]g/m\3\, based on the 3-year average of the 98th percentile of
24-hour PM2.5 concentrations at each monitor within an area.
Further, the EPA retained the annual PM10 standard, without
revision, and revised the form of the 24-hour PM10 standard
to be based on the 99th percentile of 24-hour PM10
concentrations at each monitor in an area.
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\16\ The 1997 annual PM2.5 standard was compared with
measurements made at the community-oriented monitoring site
recording the highest concentration or, if specific constraints were
met, measurements from multiple community-oriented monitoring sites
could be averaged (i.e., ``spatial averaging''). In the last review
(completed in 2012) the EPA replaced the term ``community-oriented''
monitor with the term ``area-wide'' monitor. Area-wide monitors are
those sited at the neighborhood scale or larger, as well as those
monitors sited at micro- or middle-scales that are representative of
many such locations in the same core-based statistical area (CBSA)
(78 FR 3236, January 15, 2013).
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Following promulgation of the 1997 p.m. NAAQS, several parties
filed petitions for review, raising a broad range of issues. In May
1999, the U.S. Court of Appeals for the D.C. Circuit upheld the EPA's
decision to establish fine particle standards, (American Trucking
Ass'ns, Inc. v. EPA, 175 F. 3d 1027, 1055-56 [D.C. Cir. 1999]). The
D.C. Circuit also found ``ample support'' for the EPA's decision to
regulate coarse particle pollution, but vacated the 1997
PM10 standards, concluding that the EPA had not provided a
reasonable explanation justifying use of PM10 as an
indicator for coarse particles (Id at 1054-55). Pursuant to the D.C.
Circuit's decision, the EPA removed the vacated 1997 PM10
standards, leaving the pre-existing 1987 PM10 standards in
place (65 FR 80776, December 22, 2000). The D.C. Circuit also upheld
the EPA's determination not to establish more stringent secondary
standards for fine particles to address effects on visibility (Id at
1027). The D.C. Circuit also addressed more general issues related to
the NAAQS, including issues related to the consideration of costs in
setting NAAQS and the EPA's approach to establishing the levels of
NAAQS.
In October 1997, the EPA initiated the third periodic review of the
air quality criteria and NAAQS for PM (62 FR 55201, October 23, 1997).
After the CASAC and public review of several drafts of the AQCD, the
EPA released the final AQCD in October 2004 (U.S. EPA, 2004a, b). The
EPA's OAQPS finalized the Staff Paper in December 2005 (U.S. EPA,
2005). On December 20, 2005, the EPA announced its proposed decision to
revise the NAAQS for PM and solicited public comment on a broad range
of options (71 FR 2620, January 17, 2006). On September 21, 2006, the
EPA announced its final decisions to revise the PM NAAQS to provide
increased protection of public health and welfare (71 FR 61144, October
17, 2006). Revisions to the secondary standards were identical to those
for the primary standards, with the decision describing the protection
provided specifically for visibility and non-visibility related welfare
effects (71 FR 61203-61210, October 17, 2006). With regard to the
standards for fine particles, the EPA revised the level of
[[Page 26627]]
the 24-hour PM2.5 standards to 35 [micro]g/m\3\, retained
the level of the annual PM2.5 standards at 15.0 [micro]g/
m\3\, and revised the form of the annual PM2.5 standards by
narrowing the constraints on the optional use of spatial averaging.
With regard to the standards for PM10, the EPA retained the
24-hour standards, with levels at 150 [micro]g/m\3\, and revoked the
annual standards.
Several parties filed petitions for review of the EPA's 2006 p.m.
NAAQS decision. One of these petitions raised the issue of setting the
secondary PM2.5 standards identical to the primary
standards. On February 24, 2009, the D.C. Circuit issued its opinion in
American Farm Bureau Federation v. EPA, 559 F. 3d 512 (D.C. Cir. 2009)
and remanded the standards to the EPA because the Agency failed to
adequately explain why setting the secondary PM standards identical to
the primary standards provided the required protection for public
welfare, including protection from visibility impairment (Id. at 528-
32). The EPA responded to the court's remands as part of the subsequent
review of the PM NAAQS, which was initiated in 2007.
In June 2007, the EPA initiated the fourth periodic review of the
air quality criteria and the PM NAAQS (72 FR 35462, June 28, 2007).
Based on the NAAQS review process, as revised in 2008 and again in
2009, the EPA held science/policy issue workshops on the primary and
secondary PM NAAQS (72 FR 34003, June 20, 2007; 72 FR 34005, June 20,
2007), and prepared and released the planning and assessment documents
that are part of the review process (i.e., IRP [U.S. EPA, 2008b], ISA
[U.S. EPA, 2009b], REA planning document for welfare [U.S. EPA, 2009c],
and an urban-focused visibility assessment [U.S. EPA, 2010], and PA
[U.S. EPA, 2011]). In June 2012, the EPA announced its proposed
decision to revise the NAAQS for PM (77 FR 38890, June 29, 2012). In
December 2012, the EPA announced its final decisions to revise the
primary and secondary PM2.5 annual standards (78 FR 3086,
January 15, 2013). With regard to the secondary standards, the EPA
retained the 24-hour PM2.5 and PM10 standards,
with a revision to the form of the 24-hour PM2.5, to
eliminate the option for spatial averaging (78 FR 3086, January 15,
2013). Petitioners challenged the EPA's final rule. On judicial review,
the revised standards and monitoring requirements were upheld in all
respects (National Association of Manufacturers v. EPA, 750 F.3d 921,
[D.C. Cir. 2014]).
The subsequent review of the PM secondary standards, completed in
2020, and its subsequent reconsideration, focused on consideration of
protection provided from visibility effects, materials damage, and
climate effects (85 FR 82684, December 18, 2020; 89 FR 16202, March 6,
2024). Those effects--visibility effects, materials damage and climate
effects--are not addressed in this review. The evidence for ecological
effects of PM is addressed in the review of the air quality criteria
and standards described in the PA for this review.
D. Current Review
In August 2013, the EPA issued a call for information in the
Federal Register for information related to the newly initiated review
of the air quality criteria for oxides of sulfur and oxides of nitrogen
and announced a public workshop to discuss policy-relevant scientific
information to inform the review (78 FR 53452, August 29, 2013). Based
in part on the information received in response to the call for
information, the EPA developed a draft IRP, which was made available
for consultation with the CASAC and for public comment (80 FR 69220,
November 9, 2015). Comments from the CASAC and the public on the draft
IRP were considered in preparing the final IRP (Diez Roux and
Fernandez, 2016; U.S. EPA, 2017). In developing the final IRP, the EPA
expanded the review to also include review of the criteria and
standards related to ecological effects of PM in recognition of
linkages between these pollutants (oxides of nitrogen, oxides of sulfur
and PM) with respect to atmospheric transformation of N and S oxides
into particulate compounds, deposition of N and S compounds and
associated ecological effects (U.S. EPA, 2017). Addressing the
pollutants together enables a comprehensive consideration of the nature
and interactions of the pollutants, which is important for ensuring
thorough evaluation of the scientific information relevant to
ecological effects of N and S deposition.
In March 2017, the EPA released the first external review draft of
the Integrated Science Assessment (ISA) for Oxides of Nitrogen, Oxides
of Sulfur, and Particulate Matter Ecological Criteria (82 FR 15702,
March 30, 2017), which was then reviewed by the CASAC at a public
meeting on May 24-25, 2017 (82 FR 15701, March 30, 2017) and August 31,
2017 (82 FR 35200, July 28, 2017; Diez Roux and Fernandez, 2017). With
consideration of comments from the CASAC and the public, the EPA
released a second external review draft (83 FR 29786, June 26, 2018),
which the CASAC reviewed at public meetings on September 5-6, 2018 (83
FR 2018; July 9, 2018) and April 27, 2020 (85 FR 16093, March 30, 2020;
Cox, Kendall, and Fernandez, 2020a).\17\ The EPA released the final ISA
in October 2020 (85 FR 66327, October 19, 2020; U.S. EPA, 2020a). In
planning for quantitative aquatic acidification exposure/risk analyses
for consideration in the PA, the EPA solicited public comment and
consulted with the CASAC (83 FR 31755, July 9, 2018; Cox, Kendall, and
Fernandez, 2020b; U.S. EPA, 2018; 83 FR 42497, August 22, 2018).
---------------------------------------------------------------------------
\17\ A change in CASAC membership contributed to an extended
time period between the two public meetings.
---------------------------------------------------------------------------
The draft PA, including the REA for aquatic acidification as an
appendix, was completed in May 2023 and was made available for review
by the CASAC and for public comment (88 FR 34852, May 31, 2023). The
CASAC review was conducted at public meetings held on June 28-29, 2023
(88 FR 17572, March 23, 2023), and September 5-6, 2023 (88 FR 45414,
July 17, 2023). The CASAC conveyed advice on the standards and comments
on the draft PA in its September 27, 2023, letter to the Administrator
(Sheppard, 2023). The final PA was completed in January 2024 (89 FR
2223, January 12, 2024).
Materials upon which this proposed decision is based, including the
documents described above, are available to the public in the docket
for this review.\18\ The timeline for the remainder of this review is
governed by a consent decree that requires the EPA to sign a notice of
proposed decision by April 9, 2024, and a final decision notice by
December 10, 2024 (Center for Biological Diversity v. Regan [No. 4:22-
cv-02285-HSG (N.D. Cal.]).
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\18\ The docket for this review, EPA-HQ-OAR-2014-0128, has
incorporated the ISA docket (EPA-HQ-ORD-2013-0620) by reference.
Both are publicly accessible at www.regulations.gov.
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II. Rationale for Proposed Decisions
This section presents the rationale for the Administrator's
proposed decisions in the review of the secondary standards for the
ecological effects of SOX, N oxides and PM. This rationale
is based on a thorough review of the full evidence base, including the
scientific information available since the last review of the secondary
standards for N oxides and SOX, which is generally published
between January 2008 and May 2017 (and considered in the ISA), as well
as more recent studies identified during peer review or by public
[[Page 26628]]
comments (ISA, section IS.1.2),\19\ integrated with the information and
conclusions from previous assessments and presented in the ISA, on
ecological effects associated with SOX, N oxides and PM and
pertaining to their presence in ambient air. The Administrator's
rationale also takes into account: (1) the PA evaluation of the policy-
relevant information in the ISA and presentation of quantitative
analyses of air quality, exposure and aquatic acidification risks; (2)
CASAC advice and recommendations, as reflected in discussions of drafts
of the ISA and PA at public meetings and in the CASAC's letters to the
Administrator; and (3) public comments received during the development
of these documents.
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\19\ In addition to the review's opening ``Call for
Information'' (78 FR 53452, August 29, 2013), multiple search
methodologies were applied to identify relevant scientific findings
that have emerged since the 2008 ISA. Search techniques for the
current ISA identified and evaluated studies and reports that have
undergone scientific peer review and were published or accepted for
publication between January 2008 (providing some overlap with the
cutoff date for the last ISA) and May 2017. Studies published after
the literature cutoff date for this ISA were also considered if they
were submitted in response to the Call for Information or identified
in subsequent phases of ISA development, particularly to the extent
that they provide new information that affects key scientific
conclusions. References that are cited in the ISA, the references
that were considered for inclusion but not cited, and electronic
links to bibliographic information and abstracts can be found at:
https://hero.epa.gov/hero/index.cfm/project/page/project_id/2965
(ISA, section IS.1.2).
---------------------------------------------------------------------------
In presenting the rationale for the Administrator's proposed
decisions and their foundations, section II.A provides background on
the general approach in this review, including a summary of the basis
for the existing standards (section II.A.1), a summary of the prior
review of the SOX and N oxides standards for deposition-
related effects (section II.A.2) and the general approach for the
current review (section II.A.3).
Section II.B summarizes air quality information and analyses
relating S and N deposition to concentrations of SOX, N
oxides and PM. Section II.C summarizes the currently available
ecological effects evidence as summarized in the ISA, focusing on
consideration of key policy-relevant aspects. Section II.D summarizes
the exposure and risk information for this review, drawing on the
quantitative analyses of aquatic acidification risk, presented in the
PA. Section II.E presents the Administrator's proposed conclusions on
the current standards and potential alternatives (section II.E.3),
drawing on both evidence-based and exposure/risk-based considerations
from the PA (section II.E.1) and advice from the CASAC (section
II.E.2).
A. Introduction
As is the case for all such reviews, this review is based, most
fundamentally, on using the Agency's assessments of the current
scientific evidence and associated quantitative analyses to inform the
Administrator's judgment regarding secondary standards for
SOX, N oxides and PM that are requisite to protect the
public welfare from known or anticipated adverse effects associated
with that pollutant's presence in the ambient air. The EPA's
assessments are primarily documented in the ISA and PA, both of which
have received CASAC review and public comment (82 FR 15702, March 30,
2017; 82 FR 15701, March 30, 2018; 83 FR 29786; June 26, 2018; 83 FR
31755, July 9, 2018; 85 FR 16093; March 20, 2020; 88 FR 34852, May 31,
2023; 88 FR 17572, March 23, 2023; 88 FR 45414, July 17, 2023). In
bridging the gap between the scientific assessments of the ISA and the
judgments required of the Administrator in his decisions on the current
standard, the PA evaluates policy implications of the assessment of the
current evidence in the ISA and the quantitative exposure and risk
analyses and information documented in the PA. In evaluating the public
welfare protection afforded by the current standard, the four basic
elements of the NAAQS (indicator, averaging time, level, and form) are
considered collectively.\20\
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\20\ The indicator defines the chemical species or mixture to be
measured in the ambient air for the purpose of determining whether
an area attains the standard. The averaging time defines the period
over which air quality measurements are to be averaged or otherwise
analyzed. The form of a standard defines the air quality statistic
that is to be compared to the level of the standard in determining
whether an area attains the standard. For example, the form of the
annual NAAQS for fine particulate matter (PM2.5) is the
average of annual mean concentrations for three consecutive years,
while the form of the 3-hour secondary NAAQS for SO2 is
the second highest 3-hour average in a year. The level of the
standard defines the air quality concentration used for that
purpose.
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The Agency's approach in its review of secondary standards is
consistent with the requirements of the provisions of the CAA related
to the review of NAAQS and with how the EPA and the courts have
historically interpreted the CAA. These provisions require the
Administrator to establish secondary standards that, in the
Administrator's judgment, are requisite (i.e., neither more nor less
stringent than necessary) to protect the public welfare from known or
anticipated adverse effects associated with the presence of the
pollutant in the ambient air. In so doing, the Administrator considers
advice from the CASAC and public comment. This approach is based on a
recognition that the available welfare effects evidence generally
reflects a range of effects that include ambient air exposure
circumstances for which scientists generally agree that effects are
likely to occur as well as lower levels at which the likelihood and
magnitude of response become increasingly uncertain. The CAA does not
require that standards be set at a zero-risk level, but rather at a
level that reduces risk sufficiently so as to protect the public
welfare from known or anticipated adverse effects.
The Agency's decisions on the adequacy of the current secondary
standards and, as appropriate, on any potential alternative standards
considered in a review, are largely public welfare policy judgments
made by the Administrator based on the Administrator's informed
assessment of what constitutes requisite protection against adverse
effects to public welfare. A public welfare policy decision draws upon
scientific information and analyses about welfare effects, exposure and
risks, as well as judgments about the appropriate response to the range
of uncertainties that are inherent in the scientific evidence and
analyses. The ultimate determination as to what level of damage to
ecosystems and the services provided by those ecosystems is adverse to
public welfare is not wholly a scientific question, although it is
informed by scientific studies linking ecosystem damage to losses in
ecosystem services and information on the value of those losses of
ecosystem services. In reaching such decisions, the Administrator seeks
to establish standards that are neither more nor less stringent than
necessary for this purpose.
Thus, in general, conclusions reached by the Administrator in
secondary NAAQS reviews on the amount of public welfare protection from
the presence of the pollutant(s) in ambient air that is appropriate to
be afforded by a secondary standard take into account a number of
considerations. Among these considerations are the nature and degree of
effects of the pollutant, including the Administrator's judgments on
what constitutes an adverse effect to the public welfare as well as the
strengths and limitations of the available and relevant information,
with its associated uncertainties. Across reviews, it is generally
recognized that such judgments should neither overstate nor understate
the strengths and limitations of the evidence and information nor the
appropriate inferences to be drawn as to risks to public welfare, and
that the choice of
[[Page 26629]]
the appropriate level of protection is a public welfare policy judgment
entrusted to the Administrator under the CAA taking into account both
the available evidence and the uncertainties (80 FR 65404-05, October
26, 2015). Thus, the Administrator's final decisions in such reviews
draw upon the scientific information and analyses about welfare
effects, environmental exposures and risks, and associated public
welfare significance, as well as judgments about how to consider the
range and magnitude of uncertainties that are inherent in the
scientific evidence and quantitative analyses.
1. Basis for Existing Secondary Standards
In the last review of the secondary standards for SOX
and N oxides, completed in 2012, the EPA retained the existing 3-hour
SO2 standard, with its level of 0.5 ppm, and the annual
NO2 standard, with its level of 0.053 ppm (77 FR 20218,
April 3, 2012). Both of these secondary standards were established in
1971 (36 FR 8186, April 30, 1971). The basis for both the existing
SO2 and NO2 secondary standard is to provide
protection to the public welfare related to direct effects on
vegetation (U.S. DHEW, 1969a; U.S. EPA, 1971).
The welfare effects evidence for SOX in previous reviews
indicates a relationship between short- and long-term SO2
exposures and foliar damage to cultivated plants, reductions in
productivity, species richness, and diversity (U.S. DHEW, 1969a; U.S.
EPA, 1982c; U.S. EPA, 2008). At the time the standard was set,
concentrations of SO2 in the ambient air were also
associated with other welfare effects, including effects on materials
and visibility related to sulfate, a particulate transformation product
of SO2 (U.S. DHEW, 1969a). However, the available data were
not sufficient to establish a quantitative relationship between
specific SO2 concentrations and such effects (38 FR 25679,
September 14, 1973). Accordingly, direct effects of SOX in
ambient air on vegetation is the basis for the existing secondary
standard for SOX. Effects on materials and visibility (which
relate to particles in air, including sulfates) have more recently been
considered in the PM secondary NAAQS reviews (e.g., 85 FR 82684,
December 18, 2020).
The welfare effects evidence for N oxides in previous reviews
includes foliar injury, leaf drop, and reduced yield of some crops
(U.S. EPA, 1971; U.S. EPA, 1982c; U.S. EPA, 1993; U.S. EPA, 2008a).
Since it was established in 1971, the secondary standard for N oxides
has been reviewed three times, in 1985, 1996, and 2012 (50 FR 25532,
June 19, 1985; 61 FR 52852; October 8, 1996; 77 FR 20218, April 3,
2012). Although those reviews identified additional effects related to
N deposition, they all have concluded that the existing NO2
secondary standard provided adequate protection related to the
``direct'' effects of airborne N oxides on vegetation on which the
standard is based).
In the last review of the secondary PM standards with regard to
protection from ecological effects, completed in 2013, the EPA retained
the 24-hour PM2.5 standard, with its level of 35 [micro]g/
m\3\, and the 24-hour PM10 standard, with its level of 150
[micro]g/m\3\ (78 FR 3228, January 15, 2013). With regard to the annual
PM2.5 standard, the EPA retained the averaging time and
level, set at 15 [micro]g/m\3\, while revising the form to remove the
option for spatial averaging consistent with this change to the primary
annual PM2.5 standard (78 FR 3225, January 15, 2013). The
2013 review considered the PM standards with regard to protection for
an array of effects that include effects on visibility, materials
damage, and climate effects, as well as ecological effects, and the EPA
concluded that those standards provided protection for ecological
effects (e.g., 78 FR 3225-3226, 3228, January 15, 2013). In reaching
this conclusion, it was noted that the PA for the review explicitly
excluded discussion of the effects associated with deposited PM
components of N oxides and SOX and their transformation
products, which were being addressed in the joint review of the
secondary NO2 and SO2 NAAQS (78 FR 3202, January
15, 2013). The ecological effects of PM considered include direct
effects on plant foliage as well as effects of the ecosystem loading of
PM constituents such as metals or organic compounds (2009 ISA, section
2.5.3). For all of these effects, the 2013 decision recognized an
absence of information that would support any different standards and
concluded the existing standards, with the revision to the form of the
annual PM2.5 standard, provided the requisite protection (78
FR 3086, January 15, 2013).
2. Prior Review of Deposition-Related Effects
In the 2012 review of the NO2 and SO2
secondary standards, the EPA recognized that a significant increase in
understanding of the effects of N oxides and SOX had
occurred since the prior secondary standards reviews for those
pollutants (77 FR 20236, April 3, 2012). Considering the extensive
evidence available at that time, the Agency concluded that the most
significant risks of adverse effects of N oxides and SOX to
public welfare were those related to deposition of N and S compounds to
both terrestrial and aquatic ecosystems (77 FR 20236, April 3, 2012).
Accordingly, in addition to evaluating the protection provided by the
secondary standards for N oxides and SOX from effects
associated with the airborne pollutants, the 2012 review also included
extensive analyses of the welfare effects associated with nitrogen and
sulfur deposition to sensitive aquatic and terrestrial ecosystems (77
FR 20218, April 3, 2012).
Based on the available evidence, the risks of atmospheric
deposition analyzed in the 2009 REA related to two categories of
ecosystem effects: acidification and nutrient enrichment (U.S. EPA,
2009a). The analyses included assessment of risks of both types of
effects in both terrestrial and aquatic ecosystems. While the available
evidence supported conclusions regarding the role of atmospheric
deposition of S and N compounds in acidification and nutrient
enrichment of aquatic and terrestrial ecosystems, there was variation
in the strength of the evidence and of the information supporting
multiple quantitative linkages between pollutants in ambient air and
ecosystem responses and potential public welfare implications.
While there is extensive evidence of deleterious effects of
excessive nitrogen loadings to terrestrial and aquatic ecosystems,
consideration of the nutrient enrichment-related effects of atmospheric
N and S deposition with regard to identification of options to provide
protection for deposition-related effects was limited by several
factors. For example, the co-stressors affecting forests, including
other air pollutants such as ozone, and limiting factors such as
moisture and other nutrients, confound the assessment of marginal
changes in any one stressor or nutrient in a forest ecosystem, limiting
the information on the effects of changes in N deposition on
forestlands and other terrestrial ecosystems (2011 PA, section 6.3.2).
Further, only a fraction of the deposited N was reported to be taken up
by the forests, with most of the N retained in the soils, such that
forest management practices can significantly affect the nitrogen
cycling within a forest ecosystem (2008 ISA section 3.3.2.1 and Annex
C, section C.6.3). Factors affecting consideration of aquatic
eutrophication effects included the appreciable contributions of non-
atmospheric sources to waterbody nutrient loading, which affected our
attribution of specific effects to
[[Page 26630]]
atmospheric sources of N, and limitations in the ability of the
available data and models to characterize incremental adverse impacts
of atmospheric N deposition (2011 PA, section 6.3.2).
The linkages between terrestrial acidification and atmospheric
deposition of N and S compounds were also limited by the sparseness of
available data for identifying appropriate assessment levels for
terrestrial acidification indicators and uncertainties with regard to
empirical case studies in the ISA (e.g., the potential for other
stressors to confound relationships between deposition and terrestrial
acidification effects). However, the evidence in the 2008 ISA and the
REA analyses of aquatic acidification provided strong support to the
evidence for a relationship between atmospheric deposition of N and S
compounds and loss of acid neutralizing capacity (ANC) in sensitive
ecosystems, with associated aquatic acidification effects.
In light of the evidence and findings of these analyses and advice
from the CASAC, the PA concluded it was appropriate to place greatest
confidence in findings related to the aquatic acidification-related
effects of N oxides and SOX relative to other deposition-
related effects. Therefore, the PA focused on aquatic acidification
effects from deposition of N and S compounds in identifying policy
options for providing public welfare protection from deposition-related
effects of N oxides and SOX, concluding that the available
information and assessments were only sufficient at that time to
support development of a standard to address aquatic acidification.
Consistent with this, the PA concluded it was appropriate to consider a
secondary standard in the form of an aquatic acidification index (AAI)
and identified a range of AAI values (which correspond to minimum ANC
levels) for consideration (2011 PA, section 7.6.2). Conceptually, the
AAI is an index that uses the results of ecosystem and air quality
modeling to estimate waterbody ANC. The standard level for an AAI-based
standard was conceptually envisioned to be a national minimum target
ANC for waterbodies in the ecoregions of the U.S. for which data were
considered adequate for these purposes (2011 PA, section 7.6.2).
While the NAAQS have historically been set in terms of an ambient
air concentration, an AAI-based standard was envisioned to have a
single value established for the AAI, but the concentrations of
SOX and N oxides would be specific to each ecoregion, taking
into account variation in several factors that influence waterbody ANC,
and consequently could vary across the U.S. The factors, specific to
each ecoregion (``F factors''), which it was envisioned would be
established as part of the standard, include: surface water runoff
rates and so-called ``transference ratios,'' which are factors applied
to back-calculate or estimate the concentrations of SOX and
N oxides corresponding to target deposition values that would meet the
AAI-based standard level, which is also the target minimum ANC (2011
PA, Chapter 7).\21\ The ecoregion-specific values for these factors
would be specified based on then available data and simulations of the
Community Multiscale Air Quality (CMAQ) model, and codified as part of
such a standard. As part of the standard, these factors would be
reviewed in the context of each periodic review of the NAAQS.
---------------------------------------------------------------------------
\21\ These were among the ecoregion-specific factors that
comprised the parameters F1 through F4 in the AAI equation (2011 PA,
p. 7-37). The parameter F2 represented the ecoregion-specific
estimate of acidifying deposition associated with reduced forms of
nitrogen, NHX (2011 PA, p. 7-28 and ES-8 to ES-9). The
2011 PA suggested that this factor could be specified based on a
2005 CMAQ model simulation over 12-km grid cells or monitoring might
involve the use of monitoring data for NHX applied in dry
deposition modeling. It was recognized that appreciable spatial
variability, as well as overall uncertainty, were associated with
this factor.
---------------------------------------------------------------------------
After consideration of the PA conclusions, the Administrator
concluded that while the conceptual basis for the AAI was supported by
the available scientific information, there were limitations in the
available relevant data and uncertainties associated with specifying
the elements of the AAI, specifically those based on modeled factors,
that posed obstacles to establishing such a standard under the CAA. It
was recognized that the general structure of an AAI-based standard
addressed the potential for contributions to acid deposition from both
N oxides and SOX and quantitatively described linkages
between ambient air concentrations, deposition, and aquatic
acidification, considering variations in factors affecting these
linkages across the country. However, the Administrator judged that the
limitations and uncertainties in the available information were too
great to support establishment of a new standard that could be
concluded to provide the requisite protection for such effects under
the Act (77 FR 20218, April 3, 2012). These uncertainties generally
related to the quantification of the various elements of the standard
(the ``F factors''), and their representativeness at an ecoregion
scale. These uncertainties and the complexities in this approach were
recognized to be unique to the 2012 review of the NAAQS for N and S
oxides and were concluded to preclude the characterization and degree
of protectiveness that would be afforded by an AAI-based standard,
within the ranges of levels and forms identified in the PA, and the
representativeness of F factors in the AAI equation described in the
2011 PA (77 FR 20261, April 3, 2012).
. . . the Administrator recognizes that characterization of the
uncertainties in the AAI equation as a whole represents a unique
challenge in this review primarily as a result of the complexity in
the structure of an AAI based standard. In this case, the very
nature of some of the uncertainties is fundamentally different than
uncertainties that have been relevant in other NAAQS reviews. She
notes, for example, some of the uncertainties uniquely associated
with the quantification of various elements of the AAI result from
limitations in the extent to which ecological and atmospheric
models, which have not been used to define other NAAQS, have been
evaluated. Another important type of uncertainty relates to
limitations in the extent to which the representativeness of various
factors can be determined at an ecoregion scale, which has not been
a consideration in other NAAQS.'' [77 FR 20261, April 3, 2012]
The Administrator concluded that while the existing secondary
standards were not adequate to provide protection against potentially
adverse deposition-related effects associated with N oxides and
SOX, it was not appropriate under section 109 to set any new
or additional standards at that time to address effects associated with
deposition of N and S compounds on sensitive aquatic and terrestrial
ecosystems (77 FR 20262-20263, April 3, 2012).
3. General Approach for This Review
As is the case for all NAAQS reviews, this secondary standards
review uses the Agency's assessment of the current scientific evidence
and associated quantitative analyses as a foundation to inform the
Administrator's judgments regarding secondary standards that are
requisite to protect the public welfare from known or anticipated
adverse effects. The approach for this review of the secondary
SOX, N oxides, and PM standards builds on the last reviews
of those pollutants, including the substantial assessments and
evaluations performed over the course of those reviews, and considering
the more recent scientific information and air quality data now
available to inform understanding of the key policy-relevant issues in
the current review.
[[Page 26631]]
This review of the secondary standards for SOX, N
oxides, and PM assesses the protection provided by the standards from
two categories of effects: direct effects of the airborne pollutants
and indirect effects of the associated S- and N-containing compounds
(in gaseous and particulate form) deposited in ecosystems. In so doing,
the review draws on the currently available evidence as assessed in the
ISA (and prior assessments) and quantitative exposure, risk, and air
quality information in the PA, including the REA for aquatic
acidification.
With regard to direct effects, we draw on the currently available
evidence as assessed in the ISA, including the determinations regarding
the causal nature of relationships between the airborne pollutants and
ecological effects, which focus most prominently on vegetation, and
quantitative exposure and air quality information. Based on this
information, we consider the policy implications, most specifically
whether the evidence supports the retention or revision of the current
NO2 and SO2 secondary standards. With regard to
the effects of PM, we take a similar approach, based on the evidence
presented in the current ISA and conclusions from the review of the PM
NAAQS concluded in 2013 (in which ecological effects were last
considered) to assess the effectiveness of the current PM standard to
protect against these types of impacts.
With regard to deposition-related effects, we consider the evidence
for the array of effects identified in the ISA (and summarized in
section II.B below), including both terrestrial and aquatic effects;
and the limitations in the evidence and associated uncertainties; as
well as the public welfare implications of such effects. The overall
approach takes into account the nature of the welfare effects and the
exposure conditions associated with effects in identifying S and N
deposition levels appropriate to consider in the context of public
welfare protection. To identify and evaluate metrics relevant to air
quality standards (and their elements), we have assessed relationships
developed from air quality measurements near pollutant sources and
deposition estimates nearby and in downwind ecoregions. In so doing,
the available quantitative information both on deposition and effects,
and on ambient air concentrations and deposition, has been assessed
with regard to the existence of linkages between SOX, N
oxides, and PM in ambient air and deposition-related effects. These
assessments then inform judgments on the likelihood of occurrence of
deposition-related effects under air quality that meets the existing
standards for these pollutants, or potential alternatives.
In considering the information on deposition and effects, we
recognize that the impacts from the dramatically higher deposition
rates of the past century can affect how ecosystems and biota respond
to more recent, lower deposition rates, complicating interpretation of
impacts related to more recent, lower deposition levels. This
complexity is illustrated by findings of studies that compared soil
chemistry across 15-30-year intervals (1984-2001 and 1967-1997) and
reported that although atmospheric deposition in the Northeast declined
across those intervals, soil acidity increased (ISA, Appendix 4,
section 4.6.1). As noted in the ISA, ``[i]n areas where N and S
deposition has decreased, chemical recovery must first create physical
and chemical conditions favorable for growth, survival, and
reproduction'' (ISA, Appendix 4, section 4.6.1). Thus, the extent to
which S and N compounds (once deposited) are retained in soil matrices
(with potential effects on soil chemistry) influences the dynamics of
the response of the various environmental pathways to changes in air
quality, in addition to the influences of emissions, ambient air
concentrations and associated deposition.
The two-pronged approach to this review's consideration of
deposition-related effects based on the available information in the
ISA (summarized in section II.C and II.D below) includes the
consideration of deposition levels that may be associated with
ecological effects of potential concern. In this step, we consider and
strive to focus on effects for which the evidence is most robust with
regard to established quantitative relationships between deposition and
ecosystem effects. The information for terrestrial ecosystems is
derived primarily from analysis of the evidence presented in the ISA.
For aquatic ecosystems, primary focus is given to effects related to
aquatic acidification, for which we have conducted quantitative risk
and exposure analyses based on available modeling applications that
relate acid deposition and acid buffering capability in U.S.
waterbodies, as summarized in section II.D below (PA, section 5.1 and
Appendix 5A).
In parallel fashion to identification of deposition levels for
consideration, air quality and deposition analyses have been employed
to inform an understanding of relationships between ambient air
concentrations near pollutant sources in terms of metrics relevant to
air quality standards (and their elements) and ecosystem deposition
estimates. As described in section II.B below, several different types
of analyses have been performed in this review for this purpose.
Interpretation of findings from these analyses, in combination with the
identified deposition levels of interest, and related policy judgments
regarding limitations and associated uncertainties of the underlying
information, inform the Administrator's proposed conclusions on the
extent to which existing standards, or potential alternative standards,
might be expected to provide protection from these levels.
In summary, our approach to evaluating the standards with regard to
protection from ecological effects related to ecosystem deposition of N
and S compounds (presented in the sections that follow) involves
multiple components: (1) review of the scientific evidence to identify
the ecological effects associated with the three pollutants, both those
related to direct pollutant contact and to ecosystem deposition; (2)
assessment of the evidence and characterization of the REA results to
identify deposition levels related to categories of ecosystem effects;
(3) analysis of relationships between ambient air concentrations of the
three pollutants and deposition of N and S compounds to understand key
aspects of these relationships that can inform the Administrator's
decisions on policy options for ambient air standards to protect
against air concentrations associated with direct effects and with
deposition-related effects that are judged adverse to the public
welfare. As is described in sections II.B and II.E, for two of the
pollutants, N oxides and PM, relating ambient air concentrations to
deposition (of N compounds) is particularly complex because N
deposition also results from an additional air pollutant that is not
controlled by NAAQS for N oxides and PM. Thus, separate from the
evaluation of standards for SOX, the evaluation for N oxides
and PM also considers current information (e.g., spatial and temporal
trends) related to the additional air pollutant, ammonia
(NH3), that contributes to N deposition and to PM components
that do not contribute to N deposition. Evaluation of all of this
information, together, is considered by the Administrator in reaching
his proposed decision, as summarized in section II.E.
B. Air Quality and Deposition
The three criteria pollutants that are the focus of this review
(SOX, N oxides, and PM) include both gases and
[[Page 26632]]
particles. Both their physical state and chemical properties, as well
as other factors, influence their deposition as N- or S-containing
compounds. The complex pathway from emissions of these pollutants and
their precursors to eventual deposition varies by pollutant and is
influenced by a series of atmospheric processes and chemical
transformations that occur at multiple spatial and temporal scales (PA,
Chapters 2 and 6).
A complication in the consideration of the influence of these
criteria pollutants on N deposition (and associated ecological effects)
is posed by the contribution of other, non-criteria, pollutants in
ambient air, specifically NH3. As summarized below, although
there is a decreasing temporal trend in emissions of N oxides, the
coincident increasing trend in NH3 emissions has reduced the
influence of N oxides on N deposition (PA, sections 6.2.1, 6.4.2 and
7.2.3.3). Variability and temporal changes in the composition of PM,
including with regard to N- (and S-) containing compounds, is another
factor affecting decisions in this review (as discussed in sections
II.1.d(3)) and II.3 below).
This section includes a brief summary of the major emission sources
of SOX, N oxides, and PM (section II.B.1). This is followed
by a description of how those emissions are transported and transformed
within the atmosphere to eventually contribute to S and N deposition
(section II.B.1). Available information on current levels of emissions
and air concentrations of these three pollutants across the U.S. and
their trends is summarized in section II.B.2, accompanied by a
description of estimated deposition levels across the U.S. and how they
have changed over the past two decades. Finally, while many of the
ecological effects examined in this review are associated with
deposition of N and S, the NAAQS are set in terms of pollutant
concentrations. To that end, section II.B.3 discusses the findings of
analyses performed to relate ambient air concentrations of the relevant
pollutants and S or N deposition, over a range of conditions (e.g.,
pollutant, region, time period), and summarizes key observations that
may inform the Administrator's judgments in this review.
1. Sources, Emissions and Atmospheric Processes Affecting
SOX, N Oxides and PM
Sulfur dioxide is one of a small group of highly reactive gases
collectively known as SOX. Sulfur dioxide is generally
present at higher concentrations in the ambient air than the other
gaseous SOX species (ISA, Appendix 2, section 2.1) and, as a
result, SO2 is the indicator for the existing NAAQS for
SOX. The main anthropogenic source of SO2
emissions is fossil fuel combustion (PA, section 2.2.2). Based on the
2020 National Emissions Inventory (NEI), the top three emission sources
of SO2 in the U.S. are: coal-fired electrical generating
units (48% of total), industrial processes (27%), and other stationary
source fuel combustion (9%).
Once emitted to the atmosphere, the atmospheric lifetime of
SO2 is typically less than 1-2 days; it can either remain in
the gas phase or be oxidized to form sulfate particles
(SO42-). Modeling studies suggest that oxidation
accounts for more than half of SO2 removal on a national
basis (PA, section 2.1.1). The rate of SO2 oxidation
accelerates with greater availability of oxidants. Oxidants are
generally depleted near source stacks, so that more SO2 is
oxidized to SO42- in cleaner air downwind of
SOX sources (2008 ISA, section 2.6.3.1). The atmospheric
lifetime of SO42- particles is longer, ranging
from 2 to 10 days. As SO42- particles are
generally within the fine particle size range, they are a component of
PM2.5 (PA, section 2.1.1). The spatial distribution of both
SO2 and SO42- deposition reflects the
distribution of SOX emissions (i.e., most S deposition is in
the eastern U.S.; PA, section 2.5.3) and wind patterns. Precipitation
variability also modulates the spatial distribution of S wet
deposition. In sum, both SO2, and the
SO42- particles converted from SO2,
contribute to S deposition but do so over different time and geographic
scales, with dry deposition of SO2 typically occurring near
the source, and wet deposition of sulfate particles being more regional
in nature.
The term N oxides refers to all forms of oxidized nitrogen
compounds, including nitric oxide (NO), NO2, nitric acid
(HNO3), and particulate nitrate
(NO3-). Most N oxides enter the atmosphere as
either NO or NO2, which are collectively referred to as
NOX (PA, section 2.1.2). Anthropogenic sources account for
the majority of NOX emissions in the U.S., per the 2020 NEI,
with highway vehicles (26% of total), stationary fuel combustion which
includes electric generating units (25%), and non-road mobile sources
(19%) identified as the largest contributors to total emissions. Other
anthropogenic NOX sources include agricultural field
burning, prescribed fires, and various industrial processes such as
cement manufacturing and oil and gas production (PA, section 2.2.1).
Once emitted into the atmosphere, NOX can deposit to the
surface or be chemically converted to other gaseous N oxides, including
HNO3, as well as to particulate NO3-.
Unlike particulate SO42-, which exists almost
entirely in the fine particle range, NO3-
particles may occur either in the fine or coarse size range, such that
not all particulate NO3- is a component of
PM2.5. Each form of oxidized N is removed from the
atmosphere at different rates by both dry and wet deposition. As a
general rule, the gas phase species tend to have shorter atmospheric
lifetimes, either dry depositing (e.g., as HNO3) or quickly
converting to particulate NO3-. Particulate
NO3- is more efficiently removed by precipitation
(wet deposition) and has a similar atmospheric lifetime as particulate
SO42- (2-10 days).
In addition to N oxides, there is another category of nitrogen
pollutants, referred to as reduced nitrogen, which is distinct from N
oxides but also contributes to nitrogen deposition. The most common
form of reduced N in the air is ammonia gas (NH3). Sources
of NH3 emissions include livestock waste (49% of total in
2020 NEI), fertilizer application (33%) and aggregate fires (11%).
Ammonia tends to dry deposit near sources (PA, section 2.1.3). It can
also be converted to particle form, as ammonium (NH4\+\),
which can be transported farther distances and is most efficiently
removed by precipitation (PA, section 2.1.3). Ammonia, unlike N oxides
or PM2.5, is not a criteria pollutant and is not directly
regulated under CAA section 109.
In sum, particulate matter is both emitted to the atmosphere and
can be formed in the atmosphere from precursor chemical gases (such as
is the case for NOX and SOX). The components of
PM2.5 mass that contribute to S and N deposition are
secondary products formed in the atmosphere after being emitted (e.g.,
particulate sulfate, particulate NO3-,
NH4\+\). There are other components of PM2.5 mass
that do not contribute to S and N deposition, e.g., black carbon,
organic carbon, dust (PA, section 2.4.3).
2. Recent Trends in Emissions, Concentrations, and Deposition
Emissions of SOX, oxides of N, and PM have declined
dramatically over the past two decades, continuing a longer-term trend
(PA, section 2.2). NEI data indicate an 87% decrease in total
SO2 emissions between 2002 and 2022, including reductions of
91% in emissions from electricity generating units and 96% in emissions
from mobile
[[Page 26633]]
sources. Total anthropogenic NOX emissions have also trended
downward across the U.S. between 2002 and 2022 at only slightly smaller
percentages than SO2. Nationwide estimates indicate a 70%
decrease in anthropogenic NOX emissions over this time
period, driven in part by large emission reductions in the highway
vehicle sector (84%) and from stationary fuel combustion (68%) (PA,
section 2.2.1). In contrast with these declining 20-year trends in
NOX and SOX emissions, the annual rate of
NH3 emissions has increased by over 20 percent since 2002
(PA, section 2.2.3). The two largest contributors are emissions from
livestock waste and fertilizer application, which have increased by 11%
and 44%, respectively, from 2002 to 2022. These trends in emissions
have had ramifications for N deposition patterns across the U.S., as
described further below.
As expected, the large reductions in SOX and
NOX emissions have resulted in substantially lower ambient
air concentrations in recent years relative to what was observed in
previous periods. The State and Local Air Monitoring Stations (SLAMS)
network supports the implementation of the NAAQS. In 2021, all ambient
monitoring sites with valid SO2 design values (n=333) \22\
are less than the level of the existing secondary standard (500 ppb)
\23\ and more than 75 percent of the sites have design values less than
20 ppb (PA, section 2.4.2). These values reflect a downward trend over
the past two decades with median 3-hour secondary SO2 values
down substantially from 2000 levels (from ~50 ppb to ~10 ppb).
---------------------------------------------------------------------------
\22\ A design value is a statistic that summarizes the air
quality data for a given area in terms of the indicator, averaging
time, and form of the standard. Design values can be compared to the
level of the standard and are typically used to designate areas as
meeting or not meeting the standard and assess progress towards
meeting the NAAQS. Design values are computed and published annually
by EPA (https://www.epa.gov/air-trends/air-quality-designvalues).
\23\ The existing secondary standard for SO2 is 0.5
ppm (500 ppb), as a 3-hour average, not to be exceeded more than
once per year.
---------------------------------------------------------------------------
Similar trends are evident in the data for the primary
SO2 standard (annual 99th percentile of 1-hour daily maximum
concentrations, averaged over 3 years with a level of 75 ppb). In the
2019-2021 period, the maximum design value for the primary
SO2 standard was 376 ppb at a monitoring site near an
industrial park in southeast Missouri. It is important to note that
peak and mean SO2 concentrations are higher at source-
oriented sites than monitoring locations that are not source-oriented.
Additionally, it is not uncommon for there to be high SO2
values in areas with recurring volcanic eruptions (e.g., Hawaii). In
the mid-1990s, the median value of all sites with valid 1-hour
SO2 design values often exceeded 75 ppb (PA, Figure 2-26).
Since then, the entire distribution of values (including source-
oriented sites) has continued to decline such that the median value
across the network of sites is now between 5 and 10 ppb (PA, Figure 2-
26). The EPA also evaluated trends in annual average SO2
data from 2000-2021 and observed improving trends of similar magnitude
with the longer-term (annual) averaging time. It is important to note
that both peak and mean SO2 concentrations are higher at
source-oriented sites than monitoring locations that are not source-
oriented.
Regarding NO2, design values at all 399 sites with valid
secondary NO2 design values (annual average concentrations)
in 2021 are less than the 53 ppb level of the existing secondary
standard,\24\ and the majority of sites (98 percent) have design values
that are less than 20 ppb. In 2021, the maximum was 30 ppb,\25\ and the
median was 7 ppb. As with SO2, the more recent
NO2 design values also reflect a downward trend over the
past two decades. Median annual NO2 design values across the
U.S. decreased by ~50% between 2000 and 2021 (15 ppb to 7 ppb).
---------------------------------------------------------------------------
\24\ Sites in the contiguous U.S. have met the existing
NO2 secondary standard since around 1991 (PA, Figure 2-
22).
\25\ The maximum annual average NO2 concentrations
has been at, slightly above or slightly below 30 ppb since about
2008, with the highest 3-year average value just above 30 ppb (PA,
Figures 2-22 and 7-9).
---------------------------------------------------------------------------
Likewise, the median of the annual average PM2.5
concentrations decreased substantially from 2000 to 2021 (from 12.8
[micro]g/m\3\ to 8 [micro]g/m\3\). The median of the annual 98th
percentile 24-hour PM2.5 concentrations at the more than
1000 sites monitored also decreased, from 32 [micro]g/m\3\ in 2000 to
21 [micro]g/m\3\ in 2021. Although both the annual average and 98th
percentile 24-hour PM2.5 concentrations decreased steadily
from the early 2000s until 2016, these values have fluctuated in recent
years due to large-scale wildfire events (PA, section 2.4.3; U.S. EPA,
2023, Figures 23 and 24).
These emission reductions and subsequent downward trends in air
concentrations have also contributed to a nationwide decrease in N and
S deposition (PA, sections 2.5.3 and 6.2.1). Total S deposition and N
deposition declined by 68% and 15%, respectively, calculated as a
nationwide, three-year average between 2000-2002 and 2019-2021 (PA,
section 6.2.1). The trend in S deposition is more robust than for N
because of the offsetting influence of increasing emissions of reduced
forms of nitrogen over the same timeframe. The largest reductions in
total S and N deposition are seen in regions downwind of point sources
and transportation corridors related to emission reductions from
electricity generating units and mobile sources.
3. Relationships Between Concentrations and Deposition
As the NAAQS are set in terms of pollutant concentrations, analyses
in the PA evaluated relationships between criteria pollutant
concentrations in ambient air and ecosystem deposition across the U.S.
We examined these relationships over a range of conditions (e.g.,
pollutant, region, time period), and considered deposition both near
sources and at distance (allowing for pollutant transport and
associated transformation). The findings of these analyses, described
in detail in Chapter 6 and Appendix 6A of the PA, have informed
consideration of indicators and levels for potential secondary
standards based on consideration of deposition-related effects (PA,
Chapter 7).
As is evident from the air quality-deposition analyses, relating
ecosystem deposition to ambient air concentrations is not
straightforward. Deposition rates vary across ecosystems nationally,
and there is not a simple one-to-one relationship between ambient air
concentrations of any one indicator and S or N deposition. As discussed
above, the atmospheric processes that lead from pollutant emissions
loading to eventual deposition to the earth's surface are complex.
Multiple chemicals, both gaseous and particulate, from multiple types
of sources contribute to S and N deposition. Further, both criteria
pollutants and non-criteria pollutants contribute to N deposition.
There are also multiple deposition pathways (i.e., dry deposition and
wet deposition) that can influence the spatial and temporal scales at
which deposition occurs, which vary by pollutant and pollutant phase.
In light of these challenges, the PA employed five different
approaches for considering relationships between S and N deposition
rates and ambient air concentrations. First, as part of a ``real-world
experiment,'' the PA analyses leveraged the recent downward trends in
NOX and SOX emissions and corresponding air
quality concentrations as well as the trends in deposition estimates
(TDep or total deposition) to examine the correlation between
[[Page 26634]]
observed decreases in emissions and concentration and observed changes
in deposition over the past two decades (PA, section 6.2.1). The TDep
estimates used in these analyses are based on a hybrid approach that
involves a fusion of measured and modeled values, where measured values
are given more weight at the monitoring locations and modeled data are
used to fill in spatial gaps and provide information on chemical
species that are not measured by routine monitoring networks (Schwede
and Lear, 2014).\26\ For the second approach, we assessed how air
quality concentrations and associated deposition levels are related
within a chemical-transport model (CMAQ \27\) both nationally and then
at certain Class I areas \28\ (PA, section 6.2.2.1) where additional
monitoring data are collected as part of the Clean Air Status and
Trends Network (CASTNET) and the Interagency Monitoring of Protected
Visual Environments (IMPROVE) networks. As a third approach, we
analyzed the relationships across a limited number of monitoring
locations (in Class I areas) where both air quality data (CASTNET and
IMPROVE) and wet deposition of S and N was measured to evaluate the
associations between concentrations and deposition at a local scale
(PA, section 6.2.2.2 and 6.2.2.3). The fourth approach also considered
the local associations between the two terms at the local scale but did
so using a broader set of ambient air concentration measurements (i.e.,
all valid SO2, NO2, and PM2.5
measurements at SLAMS across the U.S.) and a hybrid set of deposition
estimates (TDep) (PA, section 6.2.3).
---------------------------------------------------------------------------
\26\ Other than the estimates associated with the CMAQ analysis
(second approach referenced above), the deposition estimates used in
these analyses are those provided by the National Atmospheric
Deposition Program, TDep Science Committee. One of the outputs of
this effort are annual datasets of total deposition estimates in the
U.S., which are referred to as the TDep datasets (technical updates
available from NADP, 2021; ISA, appendix 2, section 2.6).
\27\ The CMAQ is a state of the science photochemical air
quality model that relies on scientific first principles to simulate
the concentration of airborne gases and particles and the deposition
of these pollutants back to Earth's surface under user-prescribed
scenarios. See https://www.epa.gov/cmaq for more detail.
\28\ Areas designated as Class I include all international
parks, national wilderness areas which exceed 5,000 acres in size,
national memorial parks which exceed 5,000 acres in size, and
national parks which exceed 6,000 acres in size, provided the park
or wilderness area was in existence on August 7, 1977. Other areas
may also be Class I if designated as Class I consistent with the
CAA.
---------------------------------------------------------------------------
Finally, in recognition of the fact that air quality at upwind
locations can also influence downwind deposition, the fifth approach
used a trajectory model (HYSPLIT--The Hybrid Single-Particle Lagrangian
Integrated Trajectory model) to identify upwind areas where emissions
might be expected to influence deposition at downwind ecoregions (PA,
section 6.2.4 and Appendix 6A).\29\ Once those potential zones of
influence were established, we evaluated the relationships between air
quality metrics for the three pollutants \30\ at sites within those
zones with deposition estimates in the downwind ecoregion, as 3-year
averages for five periods: 2001-2003, 2006-2008, 2010-2012, 2014-2016
and 2018-2020. The metrics, Ecoregion Air Quality Metrics (EAQMs),
include a weighted-average (EAQM-weighted) and a maximum metric (EAQM-
max). The EAQM-max is the maximum metric value among the sites linked
to the downwind ecoregion and, for the EAQM-weighted, the value of each
site linked to the downwind ecoregion was weighted by how often the
forward HYSPLIT trajectory crossed into the ecoregion, i.e., sites with
more frequent trajectory intersections with the ecoregion are weighted
higher (PA, section 6.2.4.1).
---------------------------------------------------------------------------
\29\ Upwind sites of influence were identified for all 84
ecoregions (level III categorization) in the contiguous U.S.
\30\ For SO2, there were two sets of metrics: one
based on an annual average and one based on the 2nd highest 3-hour
maximum concentration in the year. Both the NO2 and
PM2.5 metrics are annual averages. For relating to 3-year
average deposition, all are averaged across three years.
---------------------------------------------------------------------------
As with any assessment, there are uncertainties and limitations
associated with the analyses summarized above. These are more fully
discussed in the PA (PA, sections 6.3 and 6.4). The evaluation of
measured air quality concentrations (SO2, NO2,
and PM2.5) and TDep estimates of deposition at all SLAMS
(generally composed of sites that use either a Federal Reference Method
[FRM] or a Federal Equivalence Method [FEM]) is a robust analysis
(i.e., large number of monitors distributed across the U.S.) and
particularly relevant given that compliance with the current standards
(both primary and secondary) is judged using design value metrics based
on measurements at the current SO2, NO2 and
PM2.5 monitors. However, these site-based comparisons do not
account for deposition associated with the transport of pollutants
emitted some distance upwind. Each of the other analyses completed to
bolster this analysis have their own limitations ranging from model
uncertainty to limited geographical scope.
The full set of quantitative results of the characterization of air
quality and deposition relationships are discussed more thoroughly in
Chapter 6 and Appendix 6A of the PA. In combination, these analyses
supported the PA conclusion of a strong association between
SO2 and S deposition. Regarding N oxides and PM, however,
the results, and associated information, indicated more variable
relationships between NO2 concentrations and N deposition,
and PM2.5 concentrations with either S or N deposition.
For SO2, annual monitored SO2 concentrations,
at existing monitors within the SLAMS network, averaged over 3 years at
the national scale were highly correlated to S deposition estimates in
the TDep dataset at the local scale (correlation coefficient of
0.70),\31\ especially in the earlier periods of the record and across
the eastern U.S. (PA, section 6.2.3). This association was confirmed by
the relationships between SO2 annual values at the
identified upwind sites of influence and S deposition estimates from
TDep in downwind ecoregions, especially in those locations where the
annual average SO2 concentrations are greater than 5 ppb
(PA, section 6.2.4.2). Finally, we note that the observed declines in
national levels of S deposition over the past two decades have occurred
during a period in which emissions of SO2 have also declined
sharply (PA, sections 6.2.1 and 6.4.1).
---------------------------------------------------------------------------
\31\ The correlation coefficients are based on Spearman's rank
correlation coefficient. These coefficients are generally used to
assess how well the relationship between two variables can be
described via a monotonic function. The term ``r value'' is
sometimes used as shorthand for this correlation coefficient. Higher
values indicate that the two variables are highly associated with
one another (can range from 1.0 to -1.0).
---------------------------------------------------------------------------
Analyses in the PA also investigated relationships between S
deposition and air quality metrics other than the current indicator
species (SO2) in a limited number of circumstances. For
example, an evaluation of the association between
SO42- and total S deposition across 27 Class I
areas where data for both parameters were available, concluded that the
correlations between particle sulfate and total sulfate (i.e.,
SO2 + SO42-) with total S deposition
(correlation coefficients of 0.55 and 0.61, respectively) was lower
than what was exhibited for SO2 and S deposition at the
SLAMS (PA, section 6.2.2). The analyses also concluded that there was
poor correlation (correlation coefficient of 0.33) between
PM2.5 mass, as measured at IMPROVE sites, with total S
deposition estimates for those sites (PA, sections 2.3.3 and 6.2.2.3).
While these analyses are based on data at a relatively limited number
of sites, as compared to the SLAMS network, the
[[Page 26635]]
results suggest that there are no clear advantages to considering
PM2.5 mass, particle sulfate, or total sulfate as an
indicator for a secondary NAAQS, over using SO2.
Both NO2 and certain components of PM2.5 can
contribute to N deposition. As is the case for SO2 and S
deposition, there are multiple pathways for N deposition (dry and wet),
and multiple scales of N deposition (local and regional). However,
there are some additional complications in the consideration of how air
quality concentrations (i.e., NO2 and PM2.5 mass)
are associated with eventual N deposition. First, not all N deposition
is caused by the criteria pollutants (PA, Chapter 2 and section 6.1.1).
Ammonia emissions also lead to N deposition, especially through dry
deposition at local scales. Second, only certain components of
PM2.5 mass contribute to N deposition (i.e.,
NO3- and NH4\+\). As a result of these
two factors, the association between NO2 concentrations and
N deposition, and PM2.5 concentrations and N deposition is
less robust than what is observed for SO2. Our multi-faceted
approach to evaluating these relationships confirmed this expectation.
For example, when comparing NO2 observations at SLAMS across
the U.S. against the N deposition estimates from TDep, there are weaker
associations than what is observed in the similar SO2
comparisons (PA, section 6.4.2). There is little correlation for N
deposition with concentrations of NO2, as evidenced by a
Spearman's correlation coefficient of 0.38, compared to 0.70 for
SO2 and S deposition (PA, Table 6-6 and Table 6-4). Further,
the trajectory-based analyses of the relationships between
NO2 annual values in the identified upwind zones of
influence and N deposition estimates from TDep in downwind ecoregions
indicate negative correlations (PA, Table 6-10). These negative
correlations are observed for both the EAQM-weighed and EAQM-max
values. This relative lack of association was confirmed by considering
national trends over the past 20 years, where sharp declines in
NO2 emissions and concentrations are linked in time with
sharp declines in oxidized N deposition (PA, Table 6-2), but not
associated with recent trends in total or reduced atmospheric N
deposition. Since 2010, NO2 concentrations have continued to
drop while N deposition has remained steady (PA, section 6.2.1). As
noted for S deposition and S compound metrics above, the PA also
investigated relationships between N deposition and air quality metrics
other than the current indicator species (NO2). Across the
27 Class I areas where collocated data were available, the PA evaluated
the relationships between several air quality parameters (e.g., nitric
acid, particulate NO3-, and NH4\+\)
and, as for S deposition and S compound metrics, the PA concluded there
were no clear advantages over the consideration of NO2 or
PM2.5 mass. In sum, the evidence suggests that
NO2 would be a weak indicator of total atmospheric N
deposition, especially in areas where ammonia is prevalent or where
PM2.5 mass is dominated by species other than
NO3- or NH4\+\ (PA, section 6.4.2).
C. Welfare Effects Evidence
The information summarized here is based on our scientific
assessment of the welfare effects evidence available in this review;
this assessment is documented in the ISA \32\ and its policy
implications are further discussed in the PA (and summarized in section
II.E.1 below). More than 3,000 studies are newly available since the
last review and considered in the ISA.\33\ While expanding the evidence
for some effect categories, studies on acid deposition, a key group of
effects from the last review, are largely consistent with the evidence
that was previously available. The subsections below briefly summarize
the following aspects of the evidence: the nature of welfare effects of
S oxides, N oxides and PM (section II.C.1); the potential public
welfare implications (section II.C.2); and exposure concentrations and
deposition-related metrics (section II.C.3).
---------------------------------------------------------------------------
\32\ The ISA builds on evidence and conclusions from previous
assessments, focusing on synthesizing and integrating the newly
available evidence (ISA, section IS.1.1). Past assessments are cited
when providing further details not repeated in newer assessments.
\33\ The study count and citations are available on the project
page for the ISA on the Health & Environmental Research Online
(HERO) website documents these studies (https://heronet.epa.gov/heronet/index.cfm/project/page/project_id/2965).
---------------------------------------------------------------------------
1. Nature of Effects
This welfare effects evidence base available in the current review
includes decades of extensive research on the ecological effects oxides
of nitrogen, oxides of sulfur and PM. In the sections below we
summarize the nature of the direct effects of gas-phase exposure to
oxides of nitrogen and sulfur (section II.C.1.a), acid deposition-
related ecological effects (section II.C.1.b), N enrichment and
associated effects (section II.C.1.c), and other effects (section
II.C.1.d).
a. Direct Effects of SOX and N Oxides
There is a well-established body of scientific evidence that has
shown that acute and chronic exposures to oxides of N and S, such as
SO2, NO2, NO, HNO3 and peroxyacetyl
nitrate (PAN) in the air, are associated with negative effects on
vegetation. Such scientific evidence, as was available in 1971, was the
basis for the current secondary NAAQS for oxides of sulfur and oxides
of nitrogen. The current scientific evidence continues to demonstrate
such effects, with the ISA specifically concluding that the evidence is
sufficient to infer a causal relationship between gas-phase
SO2 and injury to vegetation (ISA, Appendix 3, section
3.6.1), and between gas-phase NO, NO2 and PAN and injury to
vegetation (ISA, Appendix 3, section 3.6.2). The ISA additionally
concluded the evidence to be sufficient to infer a causal relationship
between exposure to HNO3 and changes to vegetation, noting
that experimental exposure can damage leaf cuticle of tree seedlings
and HNO3 concentrations have been reported to have
contributed to declines in lichen species in the Los Angeles basin
(ISA, Appendix 3, section 3.6.3).
Specifically for SOX, high concentrations in the first
half of the twentieth century have been blamed for severe damage to
plant foliage that occurred near large ore smelters during that time
(ISA, Appendix 3, section 3.2). In addition to foliar injury, which is
usually a rapid response, SO2 exposures have also been
documented to reduce plant photosynthesis and growth. The appearance of
foliar injury can vary significantly among species and growth
conditions (which affect stomatal conductance). For lichens, damage
from SO2 exposure has been observed to include reduction in
metabolic functions that are vital for growth and survival (e.g.,
decreases in photosynthesis and respiration), damage to cellular
integrity (e.g., leakage of electrolytes), and structural changes (ISA,
Appendix 3, section 3.2; Belnap et al., 1993; Farmer et al., 1992,
Hutchinson et al., 1996).
Although there is evidence of plant injury associated with
SO2 exposures dating back more than a century (ISA, Appendix
3, section 3.2), as exposures have declined in the U.S., some studies
in the eastern U.S. have reported increased growth in some
SO2-sensitive tree species (e.g., Thomas et al., 2013).
Although the authors attributed the growth response to reductions in
SO2-associated acid deposition, and related recovery from
soil acidification, the relative roles of different pathways are
[[Page 26636]]
unclear as a historical deposition record was not available (ISA,
Appendix 3, section 3.2). Other researchers have suggested that the
observed response was related to the fact that the trees were growing
on a limestone outcrop that could be well buffered from soil
acidification (Schaberg et al., 2014). This seems to suggest a somewhat
faster recovery than might be expected from deposition-related soil
acidification, which may indicate a relatively greater role for changes
in ambient air concentrations of SO2, in combination with
changes in other gases, than was previously understood (ISA, Appendix
3, section 3.2 and Appendix 5, section 5.2.1.3).
The evidence base evaluated in the 1993 Air Quality Criteria
Document for Oxides of N included evidence of phytotoxic effects of NO,
NO2, and PAN on plants through decreasing photosynthesis and
induction of visible foliar injury (U.S. EPA, 1993 [1993 AQCD]). The
1993 AQCD additionally concluded that concentrations of NO,
NO2, and PAN in the atmosphere were rarely high enough to
have phytotoxic effects on vegetation. Little new information is
available since that time on these phytotoxic effects at concentrations
currently observed in the U.S. (ISA, Appendix 3, section 3.3).
The evidence indicates that HNO3 had a role in observed
declines in lichen species in the 1970s in the Los Angeles basin (ISA,
Appendix 3, section 3.3). A 2008 resampling of areas shown to be
impacted in the past by HNO3 found community shifts,
declines in the most pollutant-sensitive lichen species, and increases
in abundance of nitrogen-tolerant lichen species compared to 1976-1977,
indicating that these lichen communities have not recovered and had
experienced additional changes (ISA, Appendix 3, section 3.4). The
recently available evidence on this topic also included a study of six
lichen species that reported changes in physiology and functioning
including decreased chlorophyll content and chlorophyll fluorescence,
decreased photosynthesis and respiration, and increased electrolyte
leakage from HNO3 exposures for 2-11 weeks (daily peak
levels near 50 ppb) in controlled chambers. (ISA, Appendix 3, section
3.4).
b. Acid Deposition-Related Ecological Effects
The connection between SOX and N oxide emissions to
ambient air, atmospheric deposition of N and/or S, and the
acidification of acid-sensitive soils and surface waters is well
documented with many decades of evidence, particularly in the eastern
U.S. (ISA, section IS.5; Appendix 8, section 8.1). In the atmosphere,
SOX and N oxides undergo reactions to form various acidic
compounds that are removed from the atmosphere through deposition.
Acidifying deposition can affect biogeochemical processes in soils,
with ramifications for terrestrial biota and for the chemistry and
biological functioning of associated surface waters (ISA, Appendix 7,
section 7.1). These effects depend on the magnitude and rate of
deposition, as well as multiple biogeochemical processes that occur in
soils and waterbodies.
Soil acidification is influenced by the deposition of inorganic
acids (HNO3 and H2SO4), and by
chemical and biological processes. When NO3-, or
SO42- leach from soils to surface waters, an
equivalent number of positive cations, or countercharge, are also
transported. If the countercharge is provided by a base cation (e.g.,
calcium, [Ca\2+\], magnesium [Mg\2+\], sodium [Na\+\], or potassium
[K\+\]), rather than hydrogen ions (H\+\), the leachate is neutralized,
but the soil becomes more acidic from the hydrogen ions left behind and
the base saturation of the soil is reduced by the loss of the base
cation. Depending on the relative rates of soil processes that
contribute to the soil pools of H\+\ and base cations, such as
weathering, continued SO42- or
NO3- leaching can deplete the soil base cation
pool, which contributes to increased acidity of the leaching soil
water, and by connection, the surface water. Accordingly, the ability
of a watershed to neutralize acidic deposition is determined by a
variety of biogeophysical factors including weathering rates, bedrock
composition, vegetation and microbial processes, physical and chemical
characteristics of soils, and hydrology (ISA Appendix 4, section 4.3).
(1) Freshwater Ecosystems
As was the case in the last review, the body of evidence available
in this review, including that newly available, is sufficient to infer
a causal relationship between N and S deposition and the alteration of
freshwater biogeochemistry (ISA, section IS.6.1). Additionally, based
on the previously available evidence, the current body of evidence is
also sufficient to conclude that a causal relationship exists between
acidifying deposition and changes in biota, including physiological
impairment and alteration of species richness, community composition,
and biodiversity in freshwater ecosystems (ISA, section IS.6.3).
The effects of acid deposition on aquatic systems depend largely
upon the ability of the system to neutralize additional acidic inputs
from the environment, whether from the atmosphere or from surface
inputs. There is a large amount of variability between freshwater
systems in this regard, which reflects their underlying geology as well
as their history of acidic inputs. Accordingly, different freshwater
systems (e.g., in different geographic regions) respond differently to
similar amounts of acid deposition. The main factor in determining
sensitivity is the underlying geology of an area and its ability to
provide soil base cations through weathering to buffer acidic inputs
(ISA, Appendix 8, section 8.5.1). As noted in the ISA, ``[g]eologic
formations having low base cation supply, due mainly to low soil and
bedrock weathering, generally underlie the watersheds of acid-sensitive
lakes and streams'' (ISA, Appendix 8, p. 8-58).
Longstanding evidence has well characterized the changes in
biogeochemical processes and water chemistry caused by N and S
deposition to surface waters and their watersheds and the ramifications
for biological functioning of freshwater ecosystems (ISA, Appendix 8,
section 8.1). The 2020 ISA found that the newly available scientific
research ``reflects incremental improvements in scientific knowledge of
aquatic biological effects and indicators of acidification as compared
with knowledge summarized in the 2008 ISA'' (ISA, Appendix 8, p. 8-80).
Previously and newly available studies ``indicate that aquatic
organisms in sensitive ecosystems have been affected by acidification
at virtually all trophic levels and that these responses have been well
characterized for several decades'' (ISA, Appendix 8, p. 8-80). For
example, information reported in the previous 2008 ISA ``showed
consistent and coherent evidence for effects on aquatic biota,
especially algae, benthic invertebrates, and fish that are most clearly
linked to chemical indicators of acidification'' (ISA, Appendix 8, p.
8-80). These indicators are surface water pH, base cation ratios, ANC,
and inorganic aluminum (Al) concentration (ISA, Appendix 8, Table 8-9).
The effects of waterbody acidification on fish species are
especially well understood in the scientific literature, and many
species (e.g., brown and brook trout and Atlantic salmon) have been
documented to have experienced adverse effects from acidification (ISA,
Appendix 8, section 8.3). Among these species, the earliest lifestages
are most
[[Page 26637]]
sensitive to acidic conditions. Many effects of acidic surface waters
on fish, particularly effects on gill function or structure, relate to
the combination of low pH and elevated dissolved Al (ISA, Appendix 8,
section 8.3.6.1). In general, biological effects in aquatic ecosystems
are primarily attributable to low pH and high inorganic aluminum
concentration (ISA, p. ES-14). Waterbody pH largely controls the
bioavailability of Al, which is toxic to fish, and aluminum
mobilization is largely confined to waters with a pH below about 5.5,
which the ISA describes as corresponding to an ANC in the range of
about 10 to 30 [micro]eq/L in low to moderate DOC waters of the
Northeast (ISA, Appendix 7, section 7.1.2.6 and Appendix 8, section
8.6.4).
The parameter ANC is an indicator of the buffering capacity of
natural waters against acidification. Although ANC does not directly
affect biota, it is an indicator of acidification that relates to pH
and aluminum levels (ISA, p. ES-14), or watershed characteristics like
base cation weathering (BCw) rate (ISA, Appendix 8, sections 8.1 and
8.3.6.3). Accordingly, ANC is commonly used to describe the potential
sensitivity of a freshwater system to acidification-related effects. It
can be measured in water samples and is also often estimated for use in
water quality modeling, as is done in the aquatic acidification risk
assessment for this review, as summarized in section II.D below. Water
quality models are generally better at estimating ANC than at
estimating other indicators of acidification-related risk, such as pH.
Acid neutralizing capacity is estimated as the molar sum of strong base
cations minus the molar sum of strong acid anions, specifically
including SO42- and NO3-
(e.g., Driscoll et al., 1994). Thus, values below zero indicate a
deficit in the ability to buffer acidic inputs, and increasing values
above zero represent increasing buffering capability for acidic inputs.
Further, across waterbodies within impacted areas of Shenandoah
National Park streams and Adirondack Mountain lakes, a positive
relationship has often been observed between ANC and number of fish
species, at least for the ANC range from about zero to 50 [micro]eq/L
(ISA, Appendix 7, section 7.1.2.6; Cosby et al., 2006; Sullivan et al.,
2006, Bulger et al., 1999).
Values of ANC can also be influenced by high concentrations of
naturally occurring organic acids, which can reduce bioavailability of
Al, buffering effects usually associated with low pH and high total Al
concentrations (Waller et al., 2012; ISA, Appendix 8, section 8.3.6.4);
in waters where that occurs, ANC may not be a good indicator of risk to
biota.
In addition to acidity of surface waters quantified over weeks or
months, waterbodies can also experience spikes in acidity in response
to episodic precipitation or rapid snowmelt events. In these events
(hours-days), a surge or pulse of drainage water, containing acidic
compounds, is routed through upper soil horizons rather than the deeper
soil horizons that would usually provide buffering for acidic compounds
(ISA, Appendix 7, section 7.1). While some streams and lakes may have
chronic or base flow chemistry that provides suitable conditions for
aquatic biota, they may experience occasional acidic episodes with the
potential for deleterious consequences to sensitive biota (ISA,
Appendix 8, section 8.5). For example, in some impacted northeastern
waterbodies, ANC levels may dip below zero for hours to days or weeks
in response to such events, while waterbodies labeled chronically
acidic have ANC levels below zero throughout the year (ISA, Appendix 7,
section 7.1.1.2; Driscoll et al., 2001). Accordingly, headwater streams
in both the eastern and western U.S. tend to be more sensitive to such
episodes due to their smaller watersheds and, in the east, their
underlying geology (ISA, Appendix 8, section 8.5.1).
National survey data dating back to the early 1980s through 2004,
that were available for the 2008 ISA, indicated acidifying deposition
had acidified surface waters in the southwestern Adirondacks, New
England uplands, eastern portion of the upper Midwest, forested Mid-
Atlantic highlands, and Mid-Atlantic coastal plain (2008 ISA, section
4.2.2.3; ISA, Appendix 8, section 8.5.1). For example, a survey of
waterbodies in the Adirondacks in 1984-1987 found 27% of streams to
have ANC values below zero, with a minimum value of -134
microequivalents per liter ([mu]eq/L) (Sullivan et al., 2006). Values
of ANC below 20 [mu]eq/L in Shenandoah stream sites were associated
with fewer fish of sensitive species compared to sites with higher ANC
(Bulger et al., 1999). A more recent study of two groups of Adirondack
lakes for which water quality data were available from 1982 and 1992,
respectively, reported significant increases in ANC in the large
majority of those lakes, with the magnitude of the increases varying
across the lakes (Driscoll et al., 2016; ISA, Appendix 7, section
7.1.3.1). As described in the ISA, ``[a]cidic waters were mostly
restricted to northern New York, New England, the Appalachian Mountain
chain, upper Midwest, and Florida'' (ISA, Appendix 8, p. 8-60). Despite
the appreciable reductions in acidifying deposition that have occurred
in the U.S. since the 1960s and 1970s, aquatic ecosystems across the
U.S. are still experiencing effects from historical contributions of N
and S (ISA, Appendix 8, section 8.6).
(2) Terrestrial Ecosystems
There is longstanding evidence that changes in soil biogeochemical
processes caused by acidifying deposition of N and S to terrestrial
systems are linked to changes in terrestrial biota, with associated
impacts on ecosystem characteristics. The currently available evidence,
including that newly available in this review, supports and strengthens
this understanding (ISA, Appendix 5, section 5.1). Consistent with
conclusions in the last review, the current body of evidence is
sufficient to infer a causal relationship between acidifying deposition
and alterations of biogeochemistry in terrestrial ecosystems.
Additionally, and consistent with conclusions in the last review, the
current body of evidence is sufficient to infer a causal relationship
between acidifying N and S deposition and the alteration of the
physiology and growth of terrestrial organisms and the productivity of
terrestrial ecosystems. The current body of evidence is also sufficient
to conclude that a causal relationship exists between acidifying N and
S deposition and alterations of species richness, community
composition, and biodiversity in terrestrial ecosystems (2008 ISA,
sections 4.2.1.1 and 4.2.1.2; 2020 ISA, Appendix 4, section 4.1 and
Appendix 5, sections 5.7.1 and 5.7.2).
Deposition of acidifying compounds to acid-sensitive soils can
cause soil acidification, increased mobilization of Al from soil to
drainage water, and deplete the pool of exchangeable base cations in
the soil (ISA, Appendix 5, section 5.2 and Appendix 4, sections 4.3.4
and 4.3.5). The physiological effects of acidification on terrestrial
biota include slower growth and increased mortality among sensitive
plant species, which are generally attributable to physiological
impairment caused by Al toxicity (related to increased availability of
inorganic Al in soil water) and a reduced ability of plant roots to
take up base cations (ISA, Appendix 4, section 4.3 and Appendix 5,
section 5.2). The U.S. tree species most studied with regard to effects
of acid deposition are red spruce and sugar maple, although there is
also evidence for other tree species such as flowering
[[Page 26638]]
dogwood (ISA, Appendix 5, section 5.2.1).
The physiological effects of acidifying deposition on terrestrial
biota can also result in changes in species composition whereby
sensitive species are replaced by more tolerant species, or the
sensitive species that were dominant in the community become a
minority. For example, increasing soil cation availability (as in
Ca\2+\ addition or gradient experiments) was associated with greater
growth and seedling colonization for sugar maple while American beech
was more prevalent on soils with lower levels of base cations where
sugar maple is less often found (ISA, Appendix 5, section 5.2.1.3.1;
Duchesne and Ouimet, 2009). In a study of understory species
composition, soil acid-base chemistry was found to be a predictor of
understory species composition (ISA, Appendix 5, section 5.2.2.1).
Additionally, limited evidence, including a recent S addition study and
agricultural soil gradient study, indicated that soil acid-base
chemistry predicted and was correlated with diversity and composition
of soil bacteria, fungi, and nematodes (ISA, Appendix 5, section
5.2.4.1).
In addition to Ca\2+\ addition experiments, the recently available
evidence also includes addition or gradient studies evaluating
relationships between soil chemistry indicators of acidification (e.g.,
soil pH, base cation to aluminum (Bc:Al) ratio, base saturation, and
Al) and ecosystem biological endpoints, including physiological and
community responses of trees and other vegetation, lichens, soil biota,
and fauna (ISA, Appendix 5, Tables 5-2 and 5-6). Further, the 2020 ISA
reports on several large observational studies evaluating statistical
associations between tree growth or survival, as assessed at monitoring
sites across the U.S. and estimates of average deposition of S or N
compounds at those sites over time periods on the order of 10 years
(ISA, Appendix 5, section 5.5.2 and Appendix 6, section.6.2.3.1; Dietze
and Moorcroft, 2011; Thomas et al., 2010; Horn et al., 2018). Negative
associations were observed for survival and growth in several species
or species groups with S deposition metrics; positive and negative
associations were reported with N deposition (PA, sections 5.3.2.3 and
5.3.4 and Appendix 5B).
Although there has been no systematic national survey of U.S.
terrestrial ecosystem soils, the forest ecosystems considered the most
sensitive to terrestrial acidification from atmospheric deposition
include forests of the Adirondack Mountains of New York, Green
Mountains of Vermont, White Mountains of New Hampshire, the Allegheny
Plateau of Pennsylvania, and mountain top and ridge forest ecosystems
in the southern Appalachians (2008 ISA, Appendix 3, section 3.2.4.2;
ISA, Appendix 5, section 5.3). Underlying geology is the principal
factor governing the sensitivity of both terrestrial and aquatic
ecosystems to acidification from S and N deposition. Geologic
formations with low base cation supply (e.g., sandstone, quartzite),
due mainly to low weathering rates, generally underlie these acid
sensitive watersheds. Other factors also contribute to the overall
sensitivity of an area to acidifying nitrogen and sulfur deposition,
including topography, soil chemistry, land use, and hydrology (ISA,
Appendix 5, section 5.3). For example, ``[a]cid-sensitive ecosystems
are mostly located in upland mountainous terrain in the eastern and
western U.S. and are underlain by bedrock that is resistant to
weathering, such as granite or quartzite sandstone'' (ISA, Appendix 7,
p. 7-45). Further, as well documented in the evidence, biogeochemical
sensitivity to deposition-driven acidification (and eutrophication [see
section 4.3 below]) is the result of historical loading, geologic/soil
conditions (e.g., mineral weathering and S adsorption), and
nonanthropogenic sources of N and S loading to the system (ISA,
Appendix 7, section 7.1.5).
Recently available evidence includes some studies describing early
stages of recovery from soil acidification in some eastern forests. For
example, studies at the Hubbard Brook Experimental Forest in New
Hampshire reported indications of acidification recovery in soil
solution measurements across the period from 1984 to 2011 (ISA,
Appendix 4, section 4.6.1; Fuss et al., 2015). Another study of 27
sites in eastern Canada and the northeastern U.S. found reductions in
wet deposition SO42- were associated with
increases in soil base saturation and decreases in exchangeable Al
(ISA, Appendix 4, section 4.6.1; Lawrence et al., 2015). Recent
modeling analyses indicate extended timeframes for recovery are likely,
as well as delays or lags related to accumulated pools of S in forest
soils (ISA, Appendix 4, section 4.6.1).
c. Nitrogen Enrichment and Associated Ecological Effects
The numerous ecosystem types that occur across the U.S. have a
broad range of sensitivity to N enrichment. Organisms in their natural
environments are commonly adapted to the nutrient availability in those
environments. Historically, N has been the primary limiting nutrient
for plants in many ecosystems. In such ecosystems, when the limiting
nutrient, N, becomes more available, whether from atmospheric
deposition, runoff, or episodic events, the subset of plant species
able to most effectively use the higher nitrogen levels may out-compete
other species, leading to a shift in the community composition that may
be dominated by a smaller number of species, i.e., a community with
lower diversity (ISA, sections IS.6.1.1.2, IS.6.2.1.1 and IS.7.1.1,
Appendix 6, section 6.2.4 and Appendix 7, section 7.2.6.6). Thus,
change in the availability of nitrogen in nitrogen-limited systems can
affect growth and productivity, with ramifications on relative
abundance of different species of vegetation, and potentially further
and broader ramifications on ecosystem processes, structure, and
function.
Both N oxides and reduced forms of nitrogen (NHX) can
contribute to N enrichment. In addition to atmospheric deposition,
other sources of S and N can play relatively greater or lesser roles in
contributing to S and N inputs, depending on location. For example,
many waterbodies receive appreciable amounts of N from agricultural
runoff and municipal or industrial wastewater discharges. For many
terrestrial and freshwater ecosystems, sources of N other than
atmospheric deposition, including fertilizer and waste treatment,
contribute to ecosystem total N with contributions that can be larger
than that from atmospheric deposition (ISA Appendix 7, sections 7.1 and
7.2). Additionally, the impacts of historic deposition in both aquatic
and terrestrial ecosystems pose complications to discerning the
potential effects of more recent lower deposition rates.
(1) Aquatic and Wetland Ecosystems
Nitrogen additions, including from atmospheric deposition, to
freshwater, estuarine and near-coastal ecosystems can contribute to
eutrophication, which typically begins with nutrient-stimulated rapid
algal growth developing into an algal bloom that can, depending on
various site-specific factors, be followed by anoxic conditions
associated with the algal die-off (ISA, ES.5.2). Decomposition of the
plant biomass from the subsequent algal die-off contributes to reduced
waterbody oxygen, which in turn can affect higher-trophic-level
species, e.g., contributing to fish mortality (ISA, p. ES-18).
The extensive body of evidence in this area is sufficient to infer
causal relationships between N deposition and
[[Page 26639]]
the alteration of biogeochemistry in freshwater, estuarine and near-
coastal marine systems (ISA, Appendix 7, sections 7.1 and 7.2).
Further, consistent with findings in the last review, the current body
of evidence is sufficient to infer a causal relationship between N
deposition and changes in biota, including altered growth and
productivity, species richness, community composition, and biodiversity
due to N enrichment in freshwater ecosystems (ISA, Appendix 9, section
9.1). The body of evidence is sufficient to infer a causal relationship
between N deposition and changes in biota, including altered growth,
total primary production, total algal community biomass, species
richness, community composition, and biodiversity due to N enrichment
in estuarine environments (ISA, Appendix 10, section 10.1).
The impact of N additions on wetlands, and whether they may serve
as a source, sink, or transformer of atmospherically deposited N, is
extremely variable and depends on the type of wetland and other
factors, such as physiography, and local hydrology, as well as climate
(ISA, section IS.8.1 and Appendix 11, section 11.1). Studies generally
show N enrichment to decrease the ability of wetlands to retain and
store N, which may diminish the wetland ecosystem service of improving
water quality (ISA, section IS.8.1). Consistent with the evidence
available in the last review, the current body of evidence is
sufficient to infer a causal relationship between N deposition and the
alteration of biogeochemical cycling in wetlands. Newly available
evidence regarding N inputs and plant physiology expands the evidence
base related to species diversity. The currently available evidence,
including that newly available, is sufficient to infer a causal
relationship between N deposition and the alteration of growth and
productivity, species physiology, species richness, community
composition, and biodiversity in wetlands (ISA, Appendix 11, section
11.10).
The relative contribution of atmospheric deposition to total
wetland N loading varies with wetland type, with bogs receiving the
greatest contribution and accordingly being most vulnerable to nutrient
enrichment effects of N deposition (ISA, Appendix 11, section 11.1).
For example, bogs, which receive 70-100% of hydrological input from
rainfall, are more sensitive to N deposition than fens (55-83% as
rainfall), which are more sensitive than coastal wetlands (10-20% as
rainfall) (ISA, Appendix 11, section 11.10). For freshwater fens,
marshes, and swamps, inputs from ground and surface water are often of
similar order of magnitude as that from precipitation, while estuarine
and coastal wetlands receive water from multiple sources, with
precipitation being among the smaller of those sources (ISA, Appendix
11, section 11.1).
Nitrogen loading and other factors contribute to nutrient
enrichment, which contributes to eutrophication. Such nitrogen-driven
eutrophication alters freshwater biogeochemistry and can impact
physiology, survival, and biodiversity of sensitive aquatic biota.
Evidence newly available in this review provides insights regarding N
enrichment and its impacts in several types of aquatic systems,
including freshwater streams and lakes, estuarine and near-coastal
systems, and wetlands. With regard to freshwaters, for example, studies
published since the 2008 ISA augment the evidence base for high-
elevation waterbodies where the main N source is atmospheric
deposition. Recent evidence continues to indicate that N limitation is
common in oligotrophic waters in the western U.S., with shifts in
nutrient limitation, from N limitation, to between N and phosphorus (P)
limitation, or to P limitation, reported in some alpine lake studies
(ISA, Appendix 9, section 9.1.1.3). Small inputs of N in such water
bodies have been reported to increase nutrient availability or alter
the balance of N and P, with the potential to stimulate growth of
primary producers and contribute to changes in species richness,
community composition, and diversity.
Another type of N loading effect in other types of freshwater lakes
includes a role in the composition of freshwater algal blooms and their
toxicity (ISA, Appendix 9, section 9.2.6.1). Information in this
review, including studies in Lake Erie, indicates that growth of some
harmful algal species, including those that produce microcystin, are
favored by increased availability of N and its availability in
dissolved inorganic form (ISA, Appendix 9, p. 9-28; Davis et al., 2015;
Gobler et al., 2016).
The relative contribution of N deposition to total N loading varies
among waterbodies. For example, atmospheric deposition is generally
considered to be the main source of N inputs to most headwater stream,
high-elevation lake, and low-order stream watersheds that are far from
the influence of other N sources like agricultural runoff and
wastewater effluent (ISA, section ES5.2). In other fresh waterbodies,
however, agricultural practices and point source discharges have been
estimated to be larger contributors to total N loading (ISA, Appendix
7, section 7.1.1.1). Since the 2008 ISA, several long-term monitoring
studies in the Appalachian Mountains, the Adirondacks, and the Rocky
Mountains have reported temporal patterns of declines in surface water
NO3- concentration corresponding to declines in
atmospheric N deposition (ISA, Appendix 9, section 9.1.1.2). Declines
in basin wide NO3- concentrations have also been
reported for the nontidal Potomac River watershed and have been
attributed to declines in atmospheric N deposition (ISA, Appendix 7,
section 7.1.5.1).
Nutrient inputs to coastal and estuarine waters are important
influences on the health of these waterbodies. Continued inputs of N,
the most common limiting nutrient in estuarine and coastal systems,
have resulted in N over-enrichment and subsequent alterations to the
nutrient balance in these systems (ISA, Appendix 10, p. 10-6). For
example, the rate of N delivery to coastal waters is strongly
correlated to changes in primary production and phytoplankton biomass
(ISA, Appendix 10, section 10.1.3). Algal blooms and associated die-
offs can contribute to hypoxic conditions (most common during summer
months), which can contribute to fish kills and associated reductions
in marine populations (ISA, Appendix 10). Further, the prevalence and
health of submerged aquatic vegetation (SAV), which is important
habitat for many aquatic species, has been identified as a biological
indicator for N enrichment in estuarine waters (ISA, Appendix 10,
section 10.2.5). Previously available evidence indicated the role of N
loading in SAV declines in multiple U.S. estuaries through increased
production of macroalgae or other algae, which reduce sunlight
penetration into shallow waters where SAV is found (ISA, Appendix 10,
section 10.2.3). Newly available studies have reported findings of
increased SAV populations in two tributaries of the Chesapeake Bay
corresponding to reduction in total N loading from all sources since
1990 (ISA, Appendix 10, section 10.2.5). The newly available studies
also identify other factors threatening SAV, including increasing
temperature related to climate change (ISA, Appendix 10, section
10.2.5).
The degree to which N enrichment and associated ecosystem impacts
are driven by atmospheric N deposition varies greatly and is largely
unique to the specific ecosystem. Analyses based on data across two to
three decades
[[Page 26640]]
extending from the 1990s through about 2010 estimate that most of the
analyzed estuaries receive 15-40% of their N inputs from atmospheric
sources (ISA, section ES 5.2; ISA, Appendix 7, section 7.2.1), though
for specific estuaries contributions can vary more widely. In areas
along the West Coast, N sources may include coastal upwelling from
oceanic waters, as well as transport from watersheds. Common N inputs
to estuaries include those associated with freshwater inflows
transporting N from agriculture, urban, and wastewater sources, in
addition to atmospheric deposition across the watershed (ISA, section
IS 2.2.2; ISA, Appendix 7, section 7.2.1).
There are estimates of atmospheric N loading to estuaries available
from several recent modeling studies (ISA, Table 7-9). One analysis of
estuaries along the Atlantic Coast and the Gulf of Mexico, which
estimated that 62-81% of N delivered to the eastern U.S. coastal zone
is anthropogenic in source, also reported that atmospheric N deposition
to freshwater that is subsequently transported to estuaries represents
17-21% of the total N loading into the coastal zone (McCrackin et al.,
2013; Moore et al., 2011). In the Gulf of Mexico, 26% of the N
transported to the Gulf in the Mississippi/Atchafalaya River basin was
estimated to be contributed from atmospheric deposition (which may
include volatilized losses from natural, urban, and agricultural
sources) (Robertson and Saad, 2013). Another modeling analysis
identified atmospheric deposition to watersheds as the dominant source
of N to the estuaries of the Connecticut, Kennebec, and Penobscot
rivers. For the entire Northeast and mid-Atlantic coastal region,
however, it was the third largest source (20%), following agriculture
(37%) and sewage and population-related sources (28%) (ISA, Appendix 7,
section 7.2.1). Estimates for West Coast estuaries indicate much
smaller contribution from atmospheric deposition. For example, analyses
for Yaquina Bay, Oregon, estimated direct deposition to contribute only
0.03% of N inputs; estimated N input to the watershed from N fixing red
alder (Alnus rubra) trees was a much larger (8%) source (ISA, Appendix
7, section 7.2.1; Brown and Ozretich, 2009).
Evidence in coastal waters has recognized a role of nutrient
enrichment in acidification of some coastal waters (ISA, Appendix 10,
section 10.5). More specifically, nutrient-driven algal blooms may
contribute to ocean acidification, possibly through increased
decomposition, which lowers dissolved oxygen levels in the water column
and contributes to lower pH. Such nutrient-enhanced acidification can
also be exacerbated by warming (associated with increased microbial
respiration) and changes in buffering capacity (alkalinity) of
freshwater inputs (ISA, Appendix 10, section 10.5).
(2) Terrestrial Ecosystems
It is long established that N enrichment of terrestrial ecosystems
increases plant productivity (ISA, Appendix 6, section 6.1). Building
on this, the currently available evidence, including evidence that is
longstanding, is sufficient to infer a causal relationship between N
deposition and the alteration of the physiology and growth of
terrestrial organisms and the productivity of terrestrial ecosystems
(ISA, Appendix 5, section 5.2 and Appendix 6, section 6.2). Responsive
ecosystems include those that are N limited and/or contain species that
have evolved in nutrient-poor environments. In these ecosystems the N-
enrichment changes in plant physiology and growth rates vary among
species, with species that are adapted to low N supply being readily
outcompeted by species that require more N. In this manner, the
relative representation of different vegetation species may be altered,
and some species may be eliminated altogether, such that community
composition is changed and species diversity declines (ISA, Appendix 6,
sections 6.3.2 and 6.3.8). The currently available evidence in this
area is sufficient to infer a causal relationship between N deposition
and the alteration of species richness, community composition, and
biodiversity in terrestrial ecosystems (ISA, section IS.5.3 and
Appendix 6, section 6.3).
Previously available evidence described the role of N deposition in
changing soil carbon and N pools and fluxes, as well as altering plant
and microbial growth and physiology in an array of terrestrial
ecosystems (ISA, Appendix 6, section 6.2.1). Nitrogen availability is
broadly limiting for productivity in many terrestrial ecosystems (ISA,
Appendix 6, section 6.2.1). Accordingly, N additions contribute to
increased productivity and can alter biodiversity. Eutrophication, one
of the mechanisms by which increased productivity and changes in
biodiversity associated with N addition to terrestrial ecosystems can
occur, comprises multiple effects that include changes to the
physiology of individual organisms, alteration of the relative growth
and abundance of various species, transformation of relationships
between species, and indirect effects on availability of essential
resources other than N, such as light, water, and nutrients (ISA,
Appendix 6, section 6.2.1).
The currently available evidence for the terrestrial ecosystem
effects of N enrichment, including eutrophication, includes studies in
a wide array of systems, including forests (tropical, temperate, and
boreal), grasslands, arid and semi-arid scrublands, and tundra (PA,
section 4.1; ISA, Appendix 6). The organisms affected include trees,
herbs and shrubs, and lichen, as well as fungal, microbial, and
arthropod communities. Lichen communities, which have important roles
in hydrologic cycling, nutrient cycling, and as sources of food and
habitat for other species, are also affected by atmospheric N (PA,
section 4.1; ISA, Appendix 6). The recently available studies on the
biological effects of added N in terrestrial ecosystems include
investigations of plant and microbial physiology, long-term ecosystem-
scale N addition experiments, regional and continental-scale monitoring
studies, and syntheses.
The previously available evidence included N addition studies in
the U.S. and N deposition gradient studies in Europe that reported
associations of N deposition with reduced species richness and altered
community composition for grassland plants, forest understory plants,
and mycorrhizal fungi (soil fungi that have a symbiotic relationship
with plant roots) (ISA, Appendix 6, section 6.3). New evidence for
forest communities in this review indicates that N deposition alters
the physiology and growth of overstory trees, and that N deposition has
the potential to change the community composition of forests (ISA,
Appendix 6, section 6.6). Recent studies on forest trees include
analyses of long-term forest inventory data collected from across the
U.S. and Europe (ISA, Appendix 6, section 6.2.3.1). The recent evidence
also includes findings of variation in forest understory and non-forest
plant communities with atmospheric N deposition gradients in the U.S.
and in Europe. For example, gradient studies in Europe have found
higher N deposition to be associated with forest understory plant
communities with more nutrient-demanding and shade-tolerant plant
species (ISA, Appendix 6, section 6.3.3.2). A recent gradient study in
the U.S. found associations between herb and shrub species richness and
N deposition, that were highly dependent on soil pH (ISA, Appendix 6,
section 6.3.3.2).
Recent evidence includes associations of variation in lichen
community
[[Page 26641]]
composition with N deposition gradients in the U.S. and Europe, (ISA,
Appendix 6, section 6.3.7; Table 6-23). Differences in lichen community
composition have been attributed to atmospheric N pollution in forests
throughout the West Coast, in the Rocky Mountains, and in southeastern
Alaska. Differences in epiphytic lichen growth or physiology have been
observed along atmospheric N deposition gradients in the highly
impacted area of southern California, and also in more remote locations
such as Wyoming and southeastern Alaska (ISA, Appendix 6, section
6.3.7). Historical deposition may play a role in observational studies
of N deposition effects, complicating the disentangling of responses
that may be related to more recent N loading.
Newly available findings from N addition experiments expand on the
understanding of mechanisms linking changes in plant and microbial
community composition to increased N availability. Such experiments in
arid and semi-arid environments indicate that competition for resources
such as water may exacerbate the effects of N addition on diversity
(ISA, Appendix 6, section 6.2.6). The newly available evidence includes
studies in arid and semiarid ecosystems, particularly in southern
California, that have reported changes in plant community composition,
in the context of a long history of significant N deposition, with
fewer observations of plant species loss or changes in plant diversity
(ISA, Appendix 6, section 6.3.6).
Nitrogen limitation in grasslands and the dominance by fast-growing
species that can shift in abundance rapidly (in contrast to forest
trees) contribute to an increased sensitivity of grassland ecosystems
to N inputs (ISA, Appendix 6, section 6.3.6). Studies in southern
California coastal sage scrub communities, including studies of the
long-term history of N deposition, which was appreciably greater in the
past than recent rates, indicate impacts on community composition and
species richness in these ecosystems (ISA, Appendix 6, sections 6.2.6
and 6.3.6). In summary, the ability of atmospheric N deposition to
override the natural spatial heterogeneity in N availability in arid
ecosystems, such as the Mojave Desert and California coastal sage scrub
ecosystems in southern California, makes these ecosystems sensitive to
N deposition (ISA, Appendix 6, section 6.3.8).
The current evidence includes relatively few studies of N
enrichment recovery in terrestrial ecosystems. Among N addition studies
assessing responses after cessation of additions, it has been observed
that soil nitrate and ammonium concentrations recovered to levels
observed in untreated controls within 1 to 3 years of the cessation of
additions, but soil processes such as N mineralization and litter
decomposition were slower to recover (ISA, Appendix 6, section 6.3.2;
Stevens, 2016). A range of recovery times have been reported for
mycorrhizal community composition and abundance from a few years in
some systems to as long as 28 or 48 years in others (ISA, Appendix 6,
section 6.3.2; Stevens, 2016; Emmett et al., 1998; Strengbom et al.,
2001). An N addition study in the midwestern U.S. observed that plant
physiological processes recovered in less than 2 years, although
grassland communities were slower to recover and still differed from
controls 20 years after the cessation of N additions (ISA, Appendix 6,
section 6.3.2; Isbell et al., 2013).
d. Other Deposition-Related Effects
Additional categories of effects for which the current evidence is
sufficient to infer causal relationships with deposition of S or N
compounds or PM include changes in mercury methylation processes in
freshwater ecosystems, changes in aquatic biota due to sulfide
phytotoxicity, and ecological effects from PM deposition (ISA, Table
IS-1). The current evidence, including that newly available in this
review, is sufficient to infer a causal relationship between S
deposition and the alteration of mercury methylation in surface water,
sediment, and soils in wetland and freshwater ecosystems. The process
of mercury methylation is influenced in part by surface water
SO42- concentrations, as well as the presence of
mercury. Accordingly, in waterbodies where mercury is present, S
deposition, particularly that associated with SOX, has a
role in production of methylmercury, which contributes to methylmercury
accumulation in fish (ISA, Appendix 12, section 12.8). Newly available
evidence has improved our scientific understanding of the types of
organisms involved in the methylation process, as well as the
environments in which they are found, and factors that influence the
process, such as oxygen content, temperature, pH, and carbon supply,
which themselves vary temporally, seasonally, and geographically (ISA,
Appendix 12, section 12.3). The currently available evidence is also
sufficient to infer a new causal relationship between S deposition and
changes in biota due to sulfide phytotoxicity, including alteration of
growth and productivity, species physiology, species richness,
community composition, and biodiversity in wetland and freshwater
ecosystems (ISA, section IS.9). Sulfur deposition can contribute to
sulfide and associated phytotoxicity in freshwater wetlands and lakes,
with the potential to contribute to effects on plant community
composition in freshwater wetlands (ISA, Appendix 12, section 12.2.3).
With regard to PM deposition, the currently available evidence is
sufficient to infer a likely causal relationship between deposition of
PM and a variety of effects on individual organisms and ecosystems
(ISA, Appendix 15, section 15.1). Particulate matter includes a
heterogeneous mixture of particles differing in origin, size, and
chemical composition. In addition to N and S and their transformation
products, other PM components, such as trace metals and organic
compounds, when deposited to ecosystems, may affect biota. Material
deposited onto leaf surfaces can alter leaf processes and PM components
deposited to soils and waterbodies may be taken up into biota, with the
potential for effects on biological and ecosystem processes. Studies
involving ambient air PM, however, have generally involved conditions
that would not be expected to meet the current secondary standards for
PM. Further, although in some limited cases, effects have been
attributed to particle size (e.g., soiling of leaves by large coarse
particles near industrial facilities or unpaved roads), ecological
effects of PM have been largely attributed more to its chemical
components, such as trace metals, which can be toxic in large amounts
(ISA, Appendix 15, sections 15.2 and 15.3.1). The evidence largely
comes from studies involving areas experiencing elevated concentrations
of PM, such as near industrial areas or historically polluted cities
(ISA, Appendix 15, section 15.4).
2. Public Welfare Implications
The public welfare implications of the evidence regarding S and N
related welfare effects are dependent on the type and severity of the
effects, as well as the extent of the effect at a particular biological
or ecological level of organization or spatial scale. We discuss such
factors here in light of judgments and conclusions regarding effects on
the public welfare that have been made in NAAQS reviews.
As provided in section 109(b)(2) of the CAA, the secondary standard
is to ``specify a level of air quality the attainment and maintenance
of which in the judgment of the Administrator . . . is requisite to
protect the public welfare from any known or anticipated adverse
effects associated with the presence of
[[Page 26642]]
such air pollutant in the ambient air.'' The secondary standard is not
meant to protect against all known or anticipated welfare effects
related to oxides of N and S, and particulate matter, but rather those
that are judged to be adverse to the public welfare, and a bright-line
determination of adversity is not required in judging what is requisite
(78 FR 3212, January 15, 2013; 80 FR 65376, October 26, 2015; see also
73 FR 16496, March 27, 2008). Thus, the level of protection from known
or anticipated adverse effects to public welfare that is requisite for
the secondary standard is a public welfare policy judgment made by the
Administrator. The Administrator's judgment regarding the available
information and adequacy of protection provided by an existing standard
is generally informed by considerations in prior reviews and associated
conclusions.
The categories of effects identified in the CAA to be included
among welfare effects are quite diverse, and among these categories,
any single category includes many different types of effects that are
of broadly varying specificity and level of resolution. For example,
effects on vegetation and effects on animals are categories identified
in CAA section 302(h), and the ISA recognizes effects of N and S
deposition at the organism, population, community, and ecosystem level,
as summarized in section II.C.1 above (ISA, sections IS.5 to IS.9). As
noted in the last review of the secondary NAAQS for NOX and
SOX, while the CAA section 302(h) lists a number of welfare
effects, ``these effects do not define public welfare in and of
themselves'' (77 FR 20232, April 3, 2012).
The significance of each type of effect with regard to potential
effects on the public welfare depends on the type and severity of
effects, as well as the extent of such effects on the affected
environmental entity, and on the societal use of the affected entity
and the entity's significance to the public welfare. Such factors have
been considered in the context of judgments and conclusions made in
some prior reviews regarding public welfare effects. For example, in
the context of secondary NAAQS decisions for ozone (O3),
judgments regarding public welfare significance have given particular
attention to effects in areas with special Federal protections (such as
Class I areas), and lands set aside by States, Tribes and public
interest groups to provide similar benefits to the public welfare (73
FR 16496, March 27, 2008; 80 FR 65292, October 26, 2015).\34\ In the
2015 O3 NAAQS review, the EPA recognized the ``clear public
interest in and value of maintaining these areas in a condition that
does not impair their intended use and the fact that many of these
lands contain O3-sensitive species'' (73 FR 16496, March 27,
2008).
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\34\ For example, the fundamental purpose of parks in the
National Park System ``is to conserve the scenery, natural and
historic objects, and wildlife in the System units and to provide
for the enjoyment of the scenery, natural and historic objects, and
wildlife in such manner and by such means as will leave them
unimpaired for the enjoyment of future generations'' (54 U.S.C.
100101). Additionally, the Wilderness Act of 1964 defines designated
``wilderness areas'' in part as areas ``protected and managed so as
to preserve [their] natural conditions'' and requires that these
areas ``shall be administered for the use and enjoyment of the
American people in such manner as will leave them unimpaired for
future use and enjoyment as wilderness, and so as to provide for the
protection of these areas, [and] the preservation of their
wilderness character . . .'' (16 U.S.C. 1131 (a) and (c)). Other
lands that benefit the public welfare include national forests which
are managed for multiple uses including sustained yield management
in accordance with land management plans (see 16 U.S.C. 1600(1)-(3);
16 U.S.C. 1601(d)(1)).
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Judgments regarding effects on the public welfare can depend on the
intended use for, or service (and value) of, the affected vegetation,
ecological receptors, ecosystems and resources and the significance of
that use to the public welfare (73 FR 16496, March 27, 2008: 80 FR
65377, October 26, 2015). Uses or services provided by areas that have
been afforded special protection can flow in part or entirely from the
vegetation that grows there or other natural resources. Ecosystem
services range from those directly related to the natural functioning
of the ecosystem to ecosystem uses for human recreation or profit, such
as through the production of lumber or fuel (Constanza et al., 2017;
ISA, section IS.13). The spatial, temporal, and social dimensions of
public welfare impacts are also influenced by the type of service
affected. For example, a national park can provide direct recreational
services to the thousands of visitors that come each year, but also
provide an indirect value to the millions who may not visit but receive
satisfaction from knowing it exists and is preserved for the future (80
FR 65377, October 26, 2015).
In the last review of the secondary NAAQS for NOX and
SOX, ecosystem services were discussed as a method of
assessing the magnitude and significance to the public of resources
affected by ambient air concentrations of oxides of nitrogen and sulfur
and associated deposition in sensitive ecosystems (77 FR 20232, April
3, 2012). That review recognized that although there is no specific
definition of adversity to public welfare, one paradigm might involve
ascribing public welfare significance to disruptions in ecosystem
structure and function. The concept of considering the extent to which
a pollutant effect will contribute to such disruptions has been used
broadly by the EPA in considering effects. An evaluation of adversity
to public welfare might also consider the likelihood, type, magnitude,
and spatial scale of the effect, as well as the potential for recovery
and any uncertainties relating to these considerations (77 FR 20218,
April 3, 2012).
The types of effects on aquatic and terrestrial ecosystems
discussed in section II.C.1 above differ with regard to aspects
important to judging their public welfare significance. For example, in
the case of effects on timber harvest, such judgments may consider
aspects such as the heavy management of silviculture in the U.S., while
judgments for other categories of effects may generally relate to
considerations regarding natural areas, including specifically those
areas that are not managed for harvest. For example, effects on tree
growth and survival have the potential to be significant to the public
welfare through impacts in Class I and other areas given special
protection in their natural/existing state, although they differ in how
they might be significant.
In this context, it may be important to consider that S and N
deposition-related effects, such as changes in growth and survival of
plant and animal species, could, depending on severity, extent, and
other factors, lead to effects on a larger scale including changes in
overall productivity and altered community composition (ISA, section
IS.2.2.1 and Appendices 5, 6, 8, 9, and 10). Further, effects on
individual species could contribute to impacts on community composition
through effects on growth and reproductive success of sensitive species
in the community, with varying impacts to the system through many
factors including changes to competitive interactions (ISA, section
IS.5.2 and Appendix 6, section 6.3.2).
In acid-impacted surface waters, acidification primarily affects
the diversity and abundance of fish and other aquatic life, and the
ecosystem services derived from these organisms. (2011 PA, section
4.4.5). In addition to other types of services, fresh surface waters
support several cultural services, such as aesthetic, recreational, and
educational services. The type of service that is likely to be most
widely and significantly affected by aquatic
[[Page 26643]]
acidification is recreational fishing. Multiple studies have documented
the economic benefits of recreational fishing. Freshwater rivers and
lakes of the northeastern United States, surface waters that have been
most affected by acidification, are not a major source of commercially
raised or caught fish; they are, however, a source of food for some
recreational and subsistence fishers and for other consumers (2009 REA,
section 4.2.1.3). It is not known if and how consumption patterns of
these fishers may have been affected by the historical impacts of
surface water acidification in the affected systems. Non-use services,
which include existence (protection and preservation with no
expectation of direct use) and bequest values, are arguably a
significant source of benefits from reduced acidification (Banzhaf et
al., 2006). Since the 2012 review, additional approaches and methods
have been applied to estimate the potential effects of aquatic
acidification on uses and services of affected aquatic ecosystems; with
regard to economic impacts, however, ``for many regions and specific
services, poorly characterized dose-response between deposition,
ecological effect, and services are the greatest challenge in
developing specific data on the economic benefits of emission
reductions'' (ISA, Appendix 14, p. 14-23).
Nitrogen loading in aquatic ecosystems, particularly large
estuarine and coastal water bodies, has and continues to pose risks to
the services provided by those ecosystems, with clear implications to
the public welfare (2011 PA, section 4.4.2; ISA, Appendix 14, section
14.3.2). For example, the large estuaries of the eastern U.S. are an
important source of fish and shellfish production, capable of
supporting large stocks of resident commercial species and serving as
breeding grounds and interim habitat for several migratory species
(2009 REA, section 5.2.1.3). These estuaries also provide an important
and substantial variety of cultural ecosystem services, including
water-based recreational and aesthetic services. And as noted for fresh
waters above, these systems have non-use benefits to the public (2011
PA, section 4.4.5). Studies reviewed in the ISA have explored both
enumeration of the number of ecosystem services that may be affected by
N loading, and the pathways by which this may occur, as well as
approaches to valuation of such impacts. A finding of one such analysis
was that ``better quantitative relationships need to be established
between N and the effects on ecosystems at smaller scales, including a
better understanding of how N shortages can affect certain
populations'' (ISA, Appendix 14, sections 14.5 and 14.6). The relative
contribution of atmospheric deposition to total N loading varies widely
among estuaries, however, and has declined in more recent years (ISA,
Appendix 10, section 10.10.1).
A complication to consideration of public welfare implications that
is specific to N deposition in terrestrial systems is its potential to
increase growth and yield of plants, that may be agricultural and
forest crops. Such increased growth and yield may be judged and valued
differently than changes in growth of other species. As noted in
section II.C.1 above, enrichment in natural ecosystems can, by
increasing growth of N limited plant species, change competitive
advantages of species in a community, with associated impacts on the
composition of the ecosystem's plant community. The public welfare
implications of such effects may vary depending on their severity,
prevalence, or magnitude, such as with only those rising to a
particular severity (e.g., with associated significant impact on key
ecosystem functions or other services), magnitude or prevalence
considered of public welfare significance. Impacts on some of these
characteristics (e.g., forest or forest community composition) may be
considered of greater public welfare significance when occurring in
Class I or other protected areas, due to the value that the public
places on such areas. In considering such services in past reviews for
secondary standards for other pollutants (e.g., O3), the
Agency has given particular attention to effects in natural ecosystems,
indicating that a protective standard, based on consideration of
effects in natural ecosystems in areas afforded special protection,
would also ``provide a level of protection for other vegetation that is
used by the public and potentially affected by O3 including
timber, produce grown for consumption and horticultural plants used for
landscaping'' (80 FR 65403, October 26, 2015).
Although more sensitive effects are described with increasingly
greater frequency in the evidence base of effects related to ecosystem
deposition of N and S compounds, the available information does not yet
provide a framework that can specifically tie various magnitudes or
prevalences of changes in a biological or ecological indicator (e.g.,
lichen abundance or community composition \35\) to broader effects on
the public welfare. The ISA finds that while there is an improved
understanding from information available in this review of the number
of pathways by which N and S deposition may affect ecosystem services,
most of these relationships remain to be quantified (ISA, Appendix 14,
section 14.6).\36\ This gap creates uncertainties when considering the
public welfare implications of some biological or geochemical responses
to ecosystem acidification or N enrichment, and accordingly complicates
judgments on the potential for public welfare significance. That
notwithstanding, while shifts in species abundance or composition of
various ecological communities may not be easily judged with regard to
public welfare significance, at some level, such changes, especially if
occurring broadly in specially protected areas, where the public can be
expected to place high value, might reasonably be concluded to impact
the public welfare. An additional complexity in the current review with
regard to assessment of effects associated with existing deposition
rates is that the current, much-improved air quality and associated
reduced deposition is within the context of a longer history that
included appreciably greater deposition in the middle of the last
century, the environmental impacts of which may remain, affecting
ecosystem responses.
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\35\ As recognized in section II.C.1.c above, lichen communities
have important roles in ecosystem function, such as in hydrologic
cycling, nutrient cycling, and as sources of food and habitat for
other species (ISA, appendix 6).
\36\ While ``there is evidence that N and S emissions/deposition
have a range of effects on U.S. ecosystem services and their social
value'' and ``there are some economic studies that demonstrate such
effects in broad terms,'' ``it remains methodologically difficult to
derive economic costs and benefits associated with specific
regulatory decisions/standards'' (ISA, appendix 14, pp. 14-23 to 14-
24).
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In summary, several considerations are recognized as important to
judgments on the public welfare significance of the array of welfare
effects at different exposure conditions. These include uncertainties
and limitations that must be taken into account regarding the magnitude
of key effects that might be concluded to be adverse to ecosystem
health and associated services. Additionally, there are numerous
locations vulnerable to public welfare impacts from S or N deposition-
related effects on terrestrial and aquatic ecosystems and their
associated services. Other important considerations include the
exposure circumstances that may elicit effects and
[[Page 26644]]
the potential for the significance of the effects to vary in specific
situations due to differences in sensitivity of the exposed species,
the severity and associated significance of the observed or predicted
effect, the role that the species plays in the ecosystem, the intended
use of the affected species and its associated ecosystem and services,
the presence of other co-occurring predisposing or mitigating factors,
and associated uncertainties and limitations.
3. Exposure Conditions and Deposition-Related Metrics
The ecological effects identified in section II.C.1 above vary
widely with regard to the extent and level of detail of the available
information that describes the exposure circumstances that may elicit
them. The information for direct effects of SOX, N oxides
and PM in ambient air is somewhat more straight-forward to consider as
it is generally in terms of concentrations in air. For deposition-
related effects, the information may be about S and N compounds in soil
or water or may be for metrics intended to represent atmospheric
deposition of those compounds. For the latter, as recognized in section
II.A.3 above, we face the challenge of relating that information to
patterns of ambient air concentrations.
With regard to the more complex consideration of deposition-related
effects such as ecosystem acidification and N enrichment, there is also
wide variation in the extent and level of detail of the evidence
available to describe the ecosystem characteristics (e.g., physical,
chemical, and geological characteristics, as well as atmospheric
deposition history) that influence the degree to which deposition of N
and S associated with the oxides of S and N and PM in ambient air
elicit ecological effects. One reason for this relates to the
contribution of many decades of uncontrolled atmospheric deposition
before the establishment of NAAQS for PM, oxides of S and oxides of N
(in 1971), followed by the subsequent decades of continued deposition
as standards were implemented and updated. The impacts of this
deposition history remain in soils of many parts of the U.S. today
(e.g., in the Northeast and portions of the Appalachian Mountains in
both hardwood and coniferous forests, as well as areas in and near the
Los Angeles Basin), with recent signs of recovery in some areas (ISA,
Appendix 4, section 4.6.1; 2008 ISA, section 3.2.1.1). This backdrop
and associated site-specific characteristics are among the challenges
faced in identifying deposition targets that might be expected to
provide protection going forward against the array of effects for which
we have evidence of occurrence in sensitive ecosystems as a result of
the deposition of the past.
Critical loads (CLs) are frequently used in studies that
investigate associations between various chemical, biological,
ecological and ecosystem characteristics and a variety of N or S
deposition-related metrics. The term critical load, which in general
terms refers to an amount (or a rate of addition) of a pollutant to an
ecosystem that is estimated to be at (or just below) that which would
result in an ecological effect of interest, has multiple
interpretations and applications (ISA, p. IS-14). The dynamic nature of
ecosystem pollutant processing and the broad array of factors that
influence it adds complications to critical load identification and
interpretation. Time is an important dimension, which is sometimes
unstated, (e.g., in empirical or observational analyses) and is
sometimes explicit (e.g., in steady-state or dynamic modeling analyses)
(ISA, section IS.2.2.4). Further, this variety in meanings stems in
part from differing judgments and associated identifications regarding
the ecological effect (both type and level of severity) on which the
critical load focuses, and judgment of its significance or meaning.
Studies, based on which CLs are often identified, vary widely with
regard to the specific ecosystem characteristics being evaluated (or
judged), as well as the benchmarks selected for judging them, such as
the deposition-related metrics, their scope, method of estimation and
time period. The specific details of these various factors influence
the strengths and limitations, and associated uncertainty, of using
critical load information from such studies for different applications.
The summary that follows is intended to reach beyond individual
critical loads developed over a variety of studies and ecosystems and
consider the underlying study findings with regard to key aspects of
the environmental conditions and ecological characteristics studied. A
more quantitative variation of this is the methodology developed for
the aquatic acidification REA in this review, presented in the PA and
summarized in section II.D below. In those analyses, the concept of a
critical load is employed with steady-state modeling that relates
deposition to waterbody acid neutralizing capacity.
While recognizing the inherent connections between watersheds and
waterbodies, such as lakes and streams, the organization of this
section recognizes the more established state of the information,
tools, and data for aquatic ecosystems for characterizing relationships
between atmospheric deposition and acidification and/or nutrient
enrichment effects under air quality associated with the current
standards (PA, Chapter 5). Further, we recognize the generally greater
role of atmospheric deposition in waterbodies impacted by aquatic
acidification compared to its role in eutrophication-related impacts of
surface waters, particularly rivers and estuaries in and downstream of
populated watersheds, to which direct discharges have also long
contributed, as recognized in section II.C.1.c(1) above (ISA, Appendix
13, section 13.1.3.1; ISA, Appendix 7, section 7.1.1.1; 2008 ISA,
section 3.2). Therefore, with regard to deposition-related effects, we
focus first on the quantitative information for aquatic ecosystem
effects in sections II.C.3.a. Section II.C.3.b discusses the available
evidence regarding relationships between deposition-related exposures
and the occurrence and severity of effects on trees and understory
communities in terrestrial ecosystems. Section II.C.3.c discusses the
currently available information related to consideration of exposure
concentrations associated with other welfare effects of nitrogen and
sulfur oxides and PM in ambient air.
a. Acidification and Nitrogen Enrichment in Aquatic Ecosystems
Prior to the peak in S deposition levels that occurred in the 1970s
and early 1980s, surface water sulfate concentrations were increasing
in response to the extremely high S deposition of the preceding years.
Subsequently, and especially more recently, surface water sulfate
concentrations have generally decreased, particularly in the Northeast
(Robinson et al., 2008; ISA, section 7.1.5.1.4). Some studies of long-
term projections in some waterbodies (e.g., in the Blue Ridge Mountains
region in Virginia), however, continue to indicate little or slow
reduction in acidic ions, even as emissions have declined. This is an
example of the competing role of changes in S adsorption on soils and
the release of historically deposited S from soils into surface
water,\37\ which some modeling has suggested will delay chemical
recovery in those water bodies (ISA, Appendix 7, sections 7.1.2.2 and
7.1.5.1).
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\37\ Some modeling studies in some areas have indicated the
potential for a lagged response even as emissions and deposition
decline; this lag reflects a reduction in soil absorption of
SO4-2 and leaching of previously accumulated S
from watersheds (ISA, appendix 7, section 7.1.2.2).
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[[Page 26645]]
In the 2012 review of the oxides of N and S, quantitative analyses
relating deposition in recent times (e.g., since 2000) to ecosystem
acidification, and particularly aquatic acidification, were generally
considered to be less uncertain, and the ability of those analyses to
inform NAAQS policy judgments more robust, than analyses related to
deposition and ecosystem nutrient enrichment or eutrophication (2011
PA). While quantitative assessment approaches for aquatic
eutrophication as a result of total N loading are also well
established, and the evidence base regarding atmospheric deposition and
nutrient enrichment has expanded since the 2012 review, the
significance of non-air N loading to rivers, estuaries and coastal
waters (as recognized in section II.C.1 above) continues to complicate
the assessment of nutrient enrichment-related risks specifically
related to atmospheric N deposition. Accordingly, the REA analyses
developed in this review focus on aquatic acidification. The REA and
its findings regarding deposition rates associated with different
levels of aquatic acidification risk are summarized in section II.D
below. Thus, the paragraphs below focus on the available quantitative
information regarding atmospheric deposition and N enrichment in
aquatic ecosystems.
There are several other categories of effects to aquatic ecosystems
from deposition of nitrogen and sulfur for which there is significant
scientific evidence, based on which the ISA has made determinations of
causality; these include N enrichment in various types of aquatic
systems, including freshwater streams and lakes, estuarine and near-
coastal systems, and wetlands, as described in section II.C.1
above.\38\ Separate quantitative analyses have not been performed in
this review for N enrichment-related effects in these waterbodies in
recognition of a number of factors, including modeling and assessment
complexities, and site- or waterbody-specific data requirements, as
well as, in some cases, issues of apportionment of atmospheric sources
separate from other influential sources. Rather, we have reviewed the
evidence as characterized in the ISA with regard to deposition level
estimates that studies have related to various degrees of different
effects with associated differences in potential for or clarity in
public welfare significance. The overview provided here draws on the
summary in the PA (PA, section 5.2).
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\38\ Two other categories of effects assessed in the ISA (and
for which causal determinations are made) are mercury methylation
and sulfide toxicity (ISA, appendix 12). While the evidence was
sufficient to support causal determinations between S deposition and
these effects, quantitative information to support quantitative
analysis in this review.
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The eutrophication of wetlands and other aquatic systems is
primarily associated with nitrogen inputs whether from deposition or
other sources. The ranges of deposition associated with these effects
is very broad and ranges from levels on the order of a few kg N/ha-yr
for impacts to diatom communities in high elevation lakes to over 500
kg N/ha-yr for some effects of interest in some wetland N addition
studies. While the information available on these types of impacts is
sufficient for causal determinations, it is often very localized and
less informative for other uses, such as for the purpose of
quantitative assessment relating deposition to waterbody response at an
array of U.S. locations. Accordingly, in this review, this information
was considered from a more descriptive perspective in characterizing
conditions reported in the evidence as associated with various effects
described in section II.C.1 above.
There is also considerable information available for estuaries and
coastal systems. The relationship between N loading and algal blooms,
and associated water quality impacts, has led to numerous water quality
modeling projects, over the past few decades, that have quantified
eutrophication processes in multiple estuaries, near coastal marine
ecosystems and large river systems, to relate N loading to various
water quality indicators to inform water quality management decision-
making in multiple estuaries, including Chesapeake Bay, Narraganset
Bay, Tampa Bay, Neuse River Estuary and Waquoit Bay (ISA, Appendix 7,
section 7.2). These projects often use indicators of nutrient
enrichment, such as chlorophyll a, dissolved oxygen, and reduced
abundance of submerged aquatic vegetation, among others (ISA, section
IS.7.3 and Appendix 10, section 10.6). For these estuaries, the
available information regarding atmospheric deposition and the
establishment of associated target loads varies across the various
estuaries (ISA, Appendix 7, Table 7-9).
While a focus is identification of total N loading targets for
purposes of attaining water quality standards for such indicators, the
modeling work also includes apportionment of sources, which vary by
system. The assignment of targets to different source types (e.g.,
groundwater, surface water runoff, and atmospheric deposition) in
different waterbodies and watersheds also varies for both practical and
policy reasons. Further, during the multi-decade time period across
which these activities have occurred, atmospheric deposition of N in
coastal areas has declined. In general, however, atmospheric deposition
targets for N for the large systems summarized above have been on the
order of 10 kg/ha-yr, with some somewhat lower and some somewhat
higher.
The establishment of target N loads to surface waterbodies is in
many areas related to implementation of the total maximum daily load
(TMDL) requirements of section 303(d) of the Clean Water Act (CWA).\39\
Nutrient load allocation and reduction activities in some large
estuaries predate development of CWA 303(d) TMDLs. The multiple
Chesapeake Bay Agreements signed by the U.S. EPA, District of Columbia,
and States of Virginia, Maryland, and Pennsylvania first established
the voluntary government partnership that directs and manages bay
cleanup efforts and subsequently included commitments for reduction of
N and phosphorus loading to the bay. Efforts prior to 2000 focused
largely on point-source discharges, with slower progress for nonpoint-
source reductions via strategies such as adoption of better
agricultural practices, reduction of atmospheric N deposition,
enhancement of wetlands and other nutrient sinks, and control of urban
sprawl (2008 ISA, section 3.3.8.3). Studies since 2000 estimate
atmospheric deposition as a major N source in the overall N budget for
Chesapeake Bay \40\ (ISA, section 7.2.1; Howarth, 2008; Boyer et al.,
2002). The TMDL established for Chesapeake Bay in 2010, under
requirements of section 303(d) of the Clean Water Act, included a
loading allocation for atmospheric deposition of N directly to tidal
waters, which was projected to be achieved by 2020 based on air quality
progress under existing Clean Air Act regulations and programs (U.S.
EPA, 2010).\41\
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\39\ Under the CWA, section 303(d), every two years, states and
other jurisdictions are required to list impaired waterbodies not
meeting water quality standards. For waterbodies on the list, a TMDL
must be developed that identifies the maximum amount of pollutant a
waterbody can receive and still meet water quality standards, e.g.,
standards for dissolved oxygen and chlorophyll a (which are
indicators of eutrophication).
\40\ For example, a 2011 analysis estimated atmospheric
deposition to the Chesapeake Bay watershed to account for
approximately 25% of total N inputs to the estuary (ISA, Appendix 7,
section 7.2.1).
\41\ As recognized on the EPA web page describing this activity,
the TMDL, formally established in December 2010 ``is designed to
ensure that all pollution control measures needed to fully restore
the Bay and its tidal rivers are in place by 2025.'' The website
also indicates that '' EPA expects practices in place by 2017 to
meet 60 percent of the necessary reductions,'' and for some areas to
recover before others, but for it to take years after 2025 for the
Bay and its tributaries to fully recover (https://www.epa.gov/chesapeake-bay-tmdl/frequent-questions-about-chesapeake-bay-tmdl).
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[[Page 26646]]
Jurisdictions for other U.S. estuaries have also developed TMDLs to
address nutrient loading causing eutrophication. For example,
atmospheric deposition in 2000 was identified as the third largest
source of N loading to Narragansett Bay via the watershed and directly
to the Bay, at 20% of the total (ISA, Appendix 7, section 7.2.1).
Similarly, atmospheric deposition was estimated to account for
approximately a third of N input to several small- to medium-sized
estuaries of southern New England, with the percentage varying widely
for individual estuaries (ISA, Appendix 7, section 7.2.1; Latimer and
Charpentier, 2010).\42\ Another modeling study in the Waquoit Bay
estuaries in Cape Cod, Massachusetts, using data since 1990, estimated
atmospheric deposition to have decreased by about 41% while wastewater
inputs increased 80%, with a net result that total loads were concluded
to not have changed over that time period (ISA, Appendix 7, section
7.2.1). Another well-studied estuarine system is Tampa Bay, for which a
2013 study estimated atmospheric sources to account for more than 70%
of total N loading based on 2002 data (ISA, Appendix 7, section 7.2.1).
The TMDL for Tampa Bay allocates 11.8 kg/ha-yr N loading to atmospheric
deposition (ISA, Appendix 16, section 16.4.2; Janicki Environmental,
2013). The Neuse River Estuary is another for which modeling work has
investigated the role of N loading from multiple sources on nutrient
enrichment \43\ and associated water quality indicators, including
chlorophyll a (ISA, Appendix 10, section 10.2).
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\42\ For example, across the 74 estuaries in the 3-state coastal
region studied, N from atmospheric deposition to estuary watersheds
was generally estimated to account for less than 25% of total N
inputs, while estimates for a few small estuaries in CT were higher
than 51% (but below 75%) (Latimer and Charpentier, 2010).
\43\ One evaluation of progress in achieving mandated N
reductions in the Neuse River Basin in NC found that flow-normalized
N loading from NO3- decreased beginning in the
1992-1996 period (ISA Appendix 10, section 10.2; Lebo et al., 2012).
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Nitrogen loading to estuaries has also been considered specifically
with regard to impacts on submerged aquatic vegetation. For example,
eelgrass coverage was estimated to be markedly reduced in shallow New
England estuaries with N loading at or above 100 kg N/ha-yr (ISA,
Appendix 10, section 10.2.5). Another study estimated loading rates
above 50 kg/ha-yr as a threshold at which habitat extent may be
impacted (ISA, Appendix 10, section 10.2.5; Latimer and Rego, 2010).
Factors that influence the impact of N loading on submerged vegetation
include flushing and drainage in estuaries (ISA, Appendix 10, section
10.6).
b. Deposition-Related Effects in Terrestrial Ecosystems
The evidence of atmospheric deposition contributing to
acidification and N enrichment-related effects in terrestrial systems
is strong, as evidenced by the causal determinations made in the ISA
and summarized in section II.C.1.b(2) and II.C.1.c(2) above.
Accordingly, the subsections below describe the available information
in this review, including that available in the last review, regarding
quantitative relationships between atmospheric deposition rates and
specific terrestrial effects of interest.
The terrestrial analyses in the 2012 review included a critical
load-based quantitative modeling analysis focused on BC:Al ratio in
soil (the benchmarks for which are based on laboratory responses rather
than field measurements) for terrestrial acidification and a
qualitative characterization of nutrient enrichment (2009 REA). The
more qualitative approach taken for nutrient enrichment in the 2012
review involved describing deposition ranges identified from
observational or modeling research as associated with potential
effects/changes in species, communities, and ecosystems, with
recognition of uncertainties associated with quantitative analysis of
these depositional effects (2011 PA, section 3.2.3). In this review,
rather than performing new quantitative analyses focused on terrestrial
ecosystems, we draw on analyses in the 2009 REA, and on more recent
published studies recognized in the ISA that provide information
pertaining to deposition levels associated with effects related to
terrestrial acidification and N enrichment. This approach considers the
available studies with investigation into various assessment
approaches.
The subsections below discuss the available studies of deposition
and risk to trees (section II.C.3.b(1)) and to herbs, shrubs, and
lichens in section II.C.3.b(2). Since the 2012 combined review of the
secondary NAAQS for N oxides and SOX, in addition to
publications of analyses that apply steady-state (and dynamic) modeling
to predict future soil acidity conditions in various regions of the
U.S. under differing atmospheric loading scenarios (ISA, Appendix 4,
section 4.6.2), several publications have analyzed large datasets from
field assessments of tree growth and survival, as well as understory
plant community richness, with estimates of atmospheric N and/or S
deposition (ISA, Appendix 6, section 6.5). These latter studies
investigate the existence of associations of variations in plant
community or individual measures (e.g., species richness, growth,
survival) with a metric for deposition during an overlapping time
period, generally of a decade or two in duration. Soil acidification
modeling and observational studies, as well as experimental addition
studies, each with their various design features and associated
strengths and limitations (as noted immediately below), inform
consideration of N and S deposition levels of interest in the review.
In general, observational or gradient studies differ from the
chemical mass balance modeling approach in a number of ways that are
relevant to their consideration and use for our purposes in this
review. One difference of note is the extent to which their findings
reflect or take into account the ecosystem impacts of historical
deposition. Observational studies are describing variation in
indicators in the current context (with any ecosystem impacts,
including stores of deposited chemicals that remain from historical
loading). Historical loading, and its associated impacts, can also
contribute to effects analyzed with estimates of more recent deposition
in observational studies. Mass balance modeling, in the steady-state
mode that is commonly used for estimating critical loads for
acidification risk, does not usually address the complication of
historical deposition impacts that can play a significant role in
timing of system recovery. In this type of modeling, timelines of the
various processes are not addressed. While this provides a simple
approach that may facilitate consideration unrelated to recovery
timelines, it cannot address the potential for changes in influential
factors that may occur over time with different or changed deposition
patterns.
For example, in considering the potential for terrestrial ecosystem
impacts associated with different levels of deposition, the simple mass
balance models common for estimating critical acid loads related to
BC:Al ratio are often run for the steady state case. Accordingly, the
underlying assumption is that while historic deposition, and the
various ways it may affect soil chemistry into the future (e.g.,
through the stores of historically deposited sulfur), may affect time
to reach steady state (e.g., as the system processes the
[[Page 26647]]
past loadings), it would not be expected to affect the steady state
solution (i.e., the estimated critical load for the specified soil
acidification indicator target value). The complexities associated with
site-specific aspects of ecosystem recovery from historic depositional
loading (which contribute uncertainties to interpretation of steady-
state solutions) become evident through application of dynamic models.
Observational studies, on the other hand, due to their focus on an
existing set of conditions, are inherently affected by the potential
influence of historical deposition and any past or remaining
deposition-related impacts on soil chemistry and/or biota, in addition
to other environmental factors. The extent of the influence of
historical deposition (and its ramifications) on the associations
reported in these studies with metrics quantifying more recent
deposition is generally not known. Where patterns of spatial variation
in recent deposition are similar to those for historic deposition,
there may be potential for such influence. This is an uncertainty
associated with interpretation of the observational studies as to the
deposition levels that may be contributing to the observed variation in
plant or plant community responses. Thus, while observational studies
contribute to the evidence base on the potential for N/S deposition to
contribute to ecosystem effects (and thus are important evidence in the
ISA determinations regarding causality), their uncertainties (and
underlying assumptions) differ from those of modeling analyses, and
they may be somewhat less informative with regard to identification of
specific N and S deposition levels that may elicit ecosystem impacts of
interest. Both types of studies, as well as N addition experiments,
which are not generally confounded by exposure changes beyond those
assessed (yet may have other limitations) have been considered, with
key findings summarized below.
(1) Deposition and Risks to Trees
The available quantitative information regarding S and N deposition
and effects on trees including modeling applications, both from the
2012 review and from studies, is described in the ISA. Steady-state
modeling analysis performed in the 2009 REA estimated annual amounts of
acid deposition at or below which one of three BC:Al target values
would be met in a 24-state area in which the acid-sensitive species,
red spruce and sugar maple, occur. A range of acid deposition was
estimated for each of the three target values. Recent estimates of
total S and N deposition in regions of the U.S. appear to meet all but
the most restrictive of these targets, for which the uncertainty is
greatest (e.g., ISA, Appendix 2, sections 2.6 and 2.7). Uncertainties
associated with these analyses include those associated with the
limited dataset of laboratory-generated data on which the BC:Al target
values are based (PA, section 5.3.2).There are also uncertainties in
the steady-state modeling parameters, most prominently those related to
base cation weathering and acid neutralizing capacity (2009 REA,
section 4.3.9). More recent publications have employed a new approach
to estimating these parameters, including the weathering parameter
(BCw), which reduced the uncertainty associated with this parameter
(e.g., Phelan et al., 2014; McDonnell et al., 2012; ISA, Appendix 4,
sections 4.6.2.1 and 4.8.4 and Appendix 5, section 5.4).
Experimental addition studies of S, or S plus N have been performed
in eastern locations and focused on a small set of species, including
sugar maple, aspen, white spruce, yellow poplar, and black cherry;
these studies generally have not reported growth effects (PA, Appendix
5B, section 5B.3.1; ISA, Appendix 6, sections 6.3.4, 6.3.5 and Table 6-
21). A study involving both S and N additions greater than 20 kg/ha-yr
for each substance reported increased growth rate for sugar maple but
not for the second species (Bethers et al., 2009), while another study
of similar dosing of S and N reported reduced growth in three species
after 10 years that resolved in two of the species after 22 years
(Jensen et al., 2014). In both situations, background deposition
contributions were also appreciable, e.g., greater than 6 kg N/ha-yr
(PA, Appendix 5B, Table 5B-1). Uncertainties associated with these
analyses include the extent to which the studies reflect steady-state
conditions. Given the variability in the durations across these studies
and the relatively short durations for some (e.g., less than five
years), it might be expected that steady-state conditions have not been
reached, such that the S/N loading is within the buffering capacity of
the soils. With regard to N addition, the available studies have
reported mixed results for growth and survival for several eastern
species including oaks, spruce, maples and pines (PA, Table 5B-1;
Magill et al., 2004; McNulty et al., 2005; Pregitzer et al., 2008;
Wallace et al., 2007). Some studies have suggested that this variation
in responses is related to the dominant mycorrhizal association of the
species (e.g., Thomas et al., 2010). It is not clear the extent to
which such findings may be influenced by species-specific sensitivities
or soils and trees already impacted by historic deposition, or other
environmental factors.
With regard to S deposition, the two large observational studies
that analyzed growth and/or survival measurements in tree species at
sites in the eastern U.S. or across the country report negative
associations of tree survival and growth with the S deposition metric
for nearly half the species individually and negative associations of
tree survival for 9 of the 10 species' functional type groupings
(Dietze and Moorcroft, 2011; Horn et al., 2018 \44\). Interestingly,
survival for the same 9 species groups was also negatively associated
with long-term average ozone (Dietze and Moorcroft, 2011). The S
deposition metrics for the two studies were mean annual average
deposition estimates for total S or sulfate (wet deposition) during
different, but overlapping, time periods of roughly 10-year durations.
The full range of average SO42- deposition
estimated for the 1994-2005 time period assessed by Dietze and
Moorcroft (2011) for the eastern U.S. study area was 4 to 30 kg S
ha-1yr-1. The second study covered the more
recent time period (2000-2013) and 71 species distributed across the
U.S. To draw on this study with regard to S deposition levels of
interest, the distribution of S deposition estimates for each species
were considered in the PA (Appendix 5B, section 5B.2 and Attachments 2A
and 2B). In this national-scale analysis, the range of median S
deposition for sites of those species for which negative associations
with growth or survival were reported, was 5 to 12 kg S
ha-1yr-1, with few exceptions (Horn et al.,
2018).\45\
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\44\ The study by Horn et al. (2018) constrained the S analyses
to preclude a positive association with S.
\45\ This range is for median S deposition estimates (based on
measurement interval average, occurring within 2000-2013) of
nonwestern species with negative associations with growth or
survival ranged (Horn et al., 2018).
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Regarding N deposition, the three large observational studies that
analyzed growth and/or survival measurements in tree species at sites
in the northeastern or eastern U.S., or across the country, report
associations of tree survival and growth with several N deposition
metrics (Dietze and Moorcroft, 2011; Thomas et al., 2010; Horn et al.,
2018). Estimates of average N deposition across the full set of sites
analyzed by Thomas et al. (2010) in 19 states in the northeastern
quadrant of the U.S. ranged from 3 to 11 kg N/ha-yr for the period
2000-2004. The N deposition metrics for these three studies were mean
[[Page 26648]]
annual average deposition estimates for total N or nitrate (wet
deposition) during different, but overlapping, time periods that varied
from 5 to more than 10 years. The full range of average NO3
deposition estimated for the 1994-2005 time period assessed by Dietze
and Moorcroft (2011) for the eastern U.S. study area was 6 to 16 kg N
ha-1yr-1. Median N deposition estimated
(measurement interval average [falling within 2000-13]) at sites of
nonwestern species for which associations with growth or survival were
negative (either over full range or at median for species) ranged from
7 to 12 kg N ha-1yr-1 (Horn et al., 2018).
In considering what can be drawn from these studies with regard to
deposition levels of potential interest for tree species effects, such
as the ranges identified above, a number of uncertainties are
recognized. For example, several factors were not accounted for that
have potential to influence tree growth and survival. Although
O3 was analyzed in one of the three studies, soil
characteristics and other factors with potential to impact tree growth
and survival (other than climate) were not assessed, contributing
uncertainty to their interpretations. Further, differences in findings
for the various species (or species' groups) may relate to differences
in geographic distribution of sampling locations, which may contribute
to differences in ranges of deposition history, geochemistry etc.
Additionally, as noted above, the extent to which associations
reflect the influence of historical deposition patterns and associated
impact is unknown. There is a general similarity in findings among the
studies, particularly of Horn et al. (2018) and Dietze and Moorcroft
(2011), even though the time period and estimation approach for S and N
deposition differ (PA, Appendix 5B, Table 5B-6). The extent to which
the differences in growth or survival across sites with different
deposition estimates are influenced by historically higher deposition
(e.g., versus the magnitude of the average over the measurement
interval) is unknown. Given the role of deposition in causing soil
conditions that affect tree growth and survival, and a general
similarity of spatial variation of recent deposition to historic
deposition, an uncertainty associated with quantitative interpretation
of these studies is the extent to which the similarity in the two
studies' finding may indicate the two different metrics to both be
reflecting geographic variation in impacts stemming from historic
deposition. Although the spatial deposition patterns across the full
time period are somewhat similar, the magnitudes of S and N deposition
in the U.S. have changed appreciably over the time period covered by
these studies (e.g., PA, Appendix 5B, Figures 5B-9 through 5B-12).\46\
The appreciable differences in deposition magnitude across the time
periods also contribute uncertainty to interpretations related to
specific magnitudes of deposition associated with patterns of tree
growth and survival. There are few studies of recovery in historically
impacted areas in the ISA that might address such uncertainties (e.g.,
ISA, section IS.4.1, IS.5.1, IS.11.2).
---------------------------------------------------------------------------
\46\ Sulfur deposition in the U.S. across the full period of
these studies (1994-2013) generally exhibited a consistent pattern
of appreciable declines, with study plots, particularly in the East,
having experienced decades of much higher S deposition in the past.
Similarly, N deposition during the combined time period of the
studies (1994-2013) has also changed, with many areas experiencing
declines and a few areas experiencing deposition increases for some
N species and in total N (PA, section 6.2.1).
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(2) Deposition Studies of Herbs, Shrubs and Lichens
The available studies that may inform our understanding of exposure
conditions, including N deposition levels, of potential risk to herb,
shrub and lichen communities include observational or gradient studies
and experimental addition conducted in different parts of the U.S.
Among the studies of plant communities are observational studies of
herbaceous species richness at sites in a multi-state study area and of
grassland or coastal sage scrub communities in southern California, and
experimental addition experiments in several western herb or shrub
ecosystems. The experimental addition studies indicate effects on
community composition associated with annual N additions of 10 kg N/ha-
yr (in the context of background deposition on the order of 6 kg N/ha-
yr) and higher (PA, section 5.3.3.1). Experiments involving additions
of 5 kg N/ha-yr variously reported no response or increased cover for
one species (in context of background deposition estimated at 5 kg N/
ha-yr). The landscape-level analysis of coastal sage scrub community
history in southern California observed a greater likelihood of
recovery of sites with relatively low invasion of exotic invasive
grasses when the N deposition metric level was below 11 kg N/ha-yr.
Lastly, the multi-state analysis of herbaceous species richness
reported a negative association with N deposition metric values above
8.7 kg N/ha-yr at open-canopy sites and above 6.5 kg/ha-yr and low pH
sites. In forested sites, negative associations were found above 11.6
kg N/ha-yr in sites with acidic soil pH at or above 4.5 (PA, section
5.3.3).
Limitations and associated uncertainties vary between the two types
of studies (experimental addition and observational). Both are limited
with regard to consideration of the impacts of long-term deposition.
While there are some experimental addition studies lasting more than 20
years, many are for fewer than 10 years. Additionally, such studies are
necessarily limited with regard to the number and diversity of species
and ecosystems that can be analyzed. In the case of observational
studies, decades of S and N deposition--and elevated levels of airborne
pollutants, including ozone and nitrogen oxides, in the U.S.--have
affected the ecosystems studied; and these studies generally have not
accounted for the influence of historical deposition on the
associations observed with more recent deposition metrics. Further,
given that observational studies occur in real time, there is
uncertainty associated with characterization, including quantification,
of the particular exposure conditions that may be eliciting patterns of
ecosystem metrics observed.
The few studies of lichen species diversity and deposition-related
metrics, while contributing to the evidence that relates deposition,
including acidic deposition in eastern locations, to relative abundance
of different lichen species, are more limited with regard to the extent
that they inform an understanding of specific exposure conditions in
terms of deposition levels that may elicit specific responses. A number
of factors limit such interpretations of the currently available
studies (PA, section 5.3.3.2). These factors include uncertainties
related to the methods employed to represent N deposition, the
potential role of other unaccounted-for environmental factors
(including O3, SO2, S deposition and historical
air quality and associated deposition), and uncertainty concerning the
independence of any effect of deposition levels from residual effects
of past patterns of deposition. We additionally note the information on
exposure conditions associated with effects on lichen species of oxides
of N such as HNO3 in section II.C.3.c below.
c. Direct Effects of N Oxides, SOX and PM in Ambient Air
The evidence related to exposure conditions for other effects of
SOX, N oxides and PM in ambient air includes concentrations
of SO2 and NO2 associated with effects on plants,
[[Page 26649]]
concentrations of NO2 and HNO3 associated with
effects on plants and lichens, and quite high concentrations of PM that
affect plant photosynthesis. The PM effects described in the evidence
are nearly all related to deposition. With regard to oxides of N and S,
we note that some effects described may be related to dry deposition of
SO2 and HNO3 onto plant and lichen surfaces.
These exposure pathways would be captured in observational studies and
could also be captured in some fumigation experiments.
With regard to SO2, the evidence comes from an array of
studies, primarily field studies for the higher concentrations
associated with visible foliar injury and laboratory studies for other
effects. With regard to oxides of N, the evidence indicates that
effects on plants and lichens occur at much lower exposures to
HNO3 (than to NO2). The laboratory and field
studies of oxides of N vary regarding their limitations; field studies
are limited with regard to identification of threshold exposures for
the reported effects, and uncertainties associated with controlled
experiments include whether the conditions under which the observed
effects occur would be expected in the field. With regard to the
latter, the elevated concentrations of NO2 and
HNO3 in the Los Angeles area in the 1970s-90s are well
documented as is the decline of lichen species in the Los Angeles Basin
during that time (PA, section 5.4.2).\47\ Such an assessment of lichen
species and elevated concentrations of N oxides is not available for
other locations across the U.S.
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\47\ For example, concentrations of HNO3 reported in
forested areas of California in the 1980s ranged up to 33 ug/m\3\,
and annual average NO2 concentrations in the Los Angeles
area ranged from 0.078 ppm in 1979 to 0.053 ppm in the early 1990s
(PA, section 5.4.2). Ambient air concentrations of HNO3
in the Los Angeles metropolitan area have declined markedly, as
shown in Figure 2-23 of the PA, which compares concentrations at
CASTNET monitoring sites between 2019 and 1996 (PA, section 2.4.1).
---------------------------------------------------------------------------
Ecological effects associated with SOX in ambient air
include effects on vegetation, such as foliar injury, depressed
photosynthesis, and reduced growth or yield. Within the recently
available information are observational studies reporting increased
tree growth in association with reductions in SO2 emissions.
These studies, however, do not generally report the SO2
concentrations in ambient air or account for the influence of changes
in concentrations of co-occurring pollutants such as ozone (ISA,
Appendix 3, section 3.2). The available data for direct effects are
drawn from experimental studies or observational studies in areas near
sources, with the most studied effect being visible foliar injury to
various trees and crops (ISA, Appendix 3, section 3.2; 1982 AQCD,
section 8.3). With regard to foliar injury, the current ISA states
there to be ``no clear evidence of acute foliar injury below the level
of the current standard'' (ISA, p. IS-37). Few studies report yield
effects from acute exposures, with the available ones reporting
relatively high concentrations, such as multiple hours with
concentrations above 1 ppm (1982 AQCD, section 8.3). Effects have also
been reported on photosynthesis and other functions in a few lichen
species groups, although recovery of these functions was observed from
short, multi-hour exposures to concentrations below about 1 ppm (ISA,
Appendix 3, section 3.2).
The direct welfare effects of N oxides in ambient air include
effects on plants and lichens. For plants, studies reported in the ISA
did not report effects on photosynthesis and growth resulting from
exposures of NO2 concentrations below 0.1 ppm (ISA, Appendix
3, section 3.3). The information is more limited regarding exposures to
other oxides of N.
The evidence for HNO3 includes controlled exposure
studies describing foliar effects on several tree species. Nitric acid
has also been found to deposit on and bind to the leaf or needle
surfaces. Studies of ponderosa pine, white fir, California black oak
and canyon live oak involving continuous chamber exposure over a month
to 24-hour average HNO3 concentrations generally ranging
from 10 to 18 [mu]g/m\3\ (moderate treatment) or 18 to 42 [mu]g/m\3\
(high treatment), with the average of the highest 10% of concentrations
generally ranging from 18 to 42 [mu]g/m\3\ (30-60 [mu]g/m\3\ peak) or
89 to 155 [mu]g/m\3\ (95-160 [mu]g/m\3\ peak), resulted in damage to
foliar surfaces of the 1 to 2-year old plants (ISA, Appendix 3, section
3.4; Padgett et al., 2009). The moderate treatment reflects exposure
concentrations observed during some summer periods in the Los Angeles
Basin in the mid-1980s, including a high HNO3 concentration
of 33 ug/m\3\ in August 1986 (Padgett et al., 2009; Bytnerowicz and
Fenn, 1996), when annual average NO2 concentrations in the
Basin ranged up to 0.058 ppm (U.S. EPA, 1987).
In addition to the observational studies of lichen communities in
the Los Angeles Basin impacted by ambient air concentrations from the
70s, the available evidence for lichens includes a recent laboratory
study, involving daily HNO3 exposures for 18 to 78 days,
with daily peaks near 50 ppb (~75 [mu]g/m\3\) that reported decreased
photosynthesis, among other effects (ISA, Appendix 6, section 6.2.3.3;
Riddell et al., 2012). Based on studies extending back to the 1980s,
HNO3 has been suspected to have had an important role in the
dramatic declines of lichen communities that occurred in the Los
Angeles basin (ISA, Appendix 3, section 3.4; Nash and Sigal, 1999;
Riddell et al., 2008; Riddell et al., 2012). For example, lichen
transplanted from clean air habitats to analogous habitats in the Los
Angeles basin in 1985-86 were affected in a few weeks by mortality and
appreciable accumulation of H\+\ and NO3- (ISA,
Appendix 3, section 3.4; Boonpragob et al., 1989). The Los Angeles
metropolitan area experienced NO2 concentrations well in
excess of the NO2 secondary standard during this period. For
example, annual average NO2 concentrations in Los Angeles
ranged up to 0.078 ppm in 1979 and remained above the standard level of
0.053 ppm into the early 1990s (PA, Appendix 5B, section 5B.4.1). Over
the last several decades, the magnitude of both dry deposition of
HNO3 and annual average HNO3 concentration in
this area, and nationally, and the spatial extent of high deposition
rates and concentrations have dramatically declined (PA, Figure 2-23;
ISA, Appendix 2, Figure 2-60). The evidence indicates NO2,
and particularly HNO3, as ``the main agent of decline of
lichen in the Los Angeles basin'' (ISA, Appendix 3, p. 3-15), thus
indicating a role for the elevated concentrations of nitrogen oxides
documented during the 1970s to 1990s (and likely also occurring
earlier). More recent studies indicate variation in eutrophic lichen
abundance to be associated with variation in N deposition metrics (ISA,
Appendix 6, section 6.2.3.3). The extent to which these associations
are influenced by residual impacts of historic air quality is unclear
and the extent to which similar atmospheric conditions and ecological
relationships exist in other locations in the U.S. is uncertain.
Little information is available on welfare effects of airborne PM
at concentrations commonly occurring in the U.S. today, and the
available information does not indicate effects to occur under such
conditions. The extent to which quantitative information is available
for airborne PM concentrations associated with ecological effects
varies for the different types of effects. The concentrations at which
PM has been reported to affect vegetation (e.g., through effects on
leaf surfaces, which may affect function, or through effects
[[Page 26650]]
on gas exchange processes) are generally higher than those associated
with conditions meeting the current standards and may be focused on
specific particulate chemicals rather than on the mixture of chemicals
in PM occurring in ambient air (ISA, Appendix 15, sections 15.4.3 and
15.4.6). Studies involving ambient air PM have generally involved
conditions that are much higher than those common to the U.S. today
(ISA, Appendix 15, sections 15.4.3 and 15.4.4).
D. Quantitative Exposure/Risk Assessment for Aquatic Acidification
Our consideration of the scientific evidence available in the
current review is informed by results from quantitative analyses of
estimated acidic deposition and associated risk of aquatic
acidification (PA, section 5.1 and Appendix 5A). These REA analyses,
like those in the last review, make use of well-established modeling
tools and assessment approaches for this endpoint. Other categories of
effects of S and N deposition have been the subject of quantitative
analyses, both in the last review (e.g., terrestrial acidification) and
in other contexts (e.g., eutrophication of large rivers and estuaries),
each with associated complexities and specificity (section II.C.3
above). The PA while focusing the new analyses on aquatic acidification
risks, as summarized here, also draws on findings of available analyses
for the other categories of effects (e.g., as summarized in section
II.C.3 above).
The REA analyses, summarized here and presented in detail in
Appendix 5A of the PA, have focused on ANC as an indicator of aquatic
acidification risk (PA, section 5.1 and Appendix 5A). This focus is
consistent with such analyses performed in the 2012 review and with the
longstanding evidence that continues to demonstrate a causal
relationship between S and N deposition and alteration of freshwater
biogeochemistry and between acidifying S and N deposition and changes
in biota, including physiological impairment and alteration of species
richness, community composition, and biodiversity in freshwater
ecosystems (ISA, Table ES-1), as summarized in section II.C.1 above.
Section II.D.1 summarizes key aspects of the assessment design,
including the conceptual approach and tools, indicator reference or
benchmark concentrations, the assessment scales, study areas and
waterbodies analyzed, and exposure and risk metrics derived. Key
limitations and uncertainties associated with the assessment are
identified in section II.D.2 and the exposure and risk estimates are
summarized in section II.D.3. An overarching focus of these analyses is
characterization of aquatic acidification risk in sensitive ecoregions
associated with different deposition conditions.
1. Key Design Aspects
The REA for this review entailed a multi-scale analysis of
waterbodies in the contiguous U.S. that assessed waterbody-specific
aquatic acidification at three spatial scales: national, ecoregion, and
case study area (PA, Appendix 5A). The assessment involved evaluation
of deposition and water quality response at the waterbody site level,
which has been summarized at the national, ecoregion, and case study
level. The national-scale analysis involved waterbody sites across the
U.S. for which relevant data were available.\48\ The ecoregion-scale
analysis focused on waterbodies in a set of 25 ecoregions generally
characterized as acid-sensitive; and the more localized case study-
scale analysis focused on waterbodies in five case study areas across
the U.S., within each of which were Class I areas.
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\48\ The national-scale analysis focused on the contiguous U.S.
as there are insufficient data available for Hawaii, Alaska, and the
territories. Of the four hierarchical levels of ecoregion
categorization, the REA utilized level III which divides the
contiguous U.S. into 84 ecoregions (Omernik and Griffith, 2014). The
69 of these 84 ecoregions in which there was at least one site with
sufficient data comprised the national scale.
---------------------------------------------------------------------------
The impact of acidifying S or N deposition estimated for five
different time periods (2001-03, 2006-08, 2010-12, 2014-16 and 2018-20)
was evaluated using a CL approach that relied on waterbody location-
specific CL estimates derived for other applications and available in
the National Critical Loads Database (NCLD) \49\ (PA, Appendix 5A). The
CL estimates used in the assessment were largely based on steady-state
modeling, and the modeling applications focused on ANC, producing CL
estimates (acidifying deposition in terms of kg/ha-yr or meq/m\2\-yr
[milliequivalents per square meter per year] for S and N compounds) for
different ANC concentrations. Of the 84 ecoregions in the contiguous
U.S., 64 have at least one waterbody site with a CL estimate (PA,
Appendix 5A). Given its common use in categorizing waterbody
sensitivity, ANC was used as the indicator of acidification risk in
this assessment (PA, section 5.1.2.2). Deposition estimates, as 3-year
averages of annual TDep estimates, were compared to the CL estimates
for three different ANC benchmark concentrations (targets or
thresholds), in recognition of the watershed variability and associated
uncertainties, as an approach for characterizing aquatic acidification
risk (PA, section 5.1).
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\49\ The NCLD is comprised of CLs calculated from several common
models: (1) steady-state mass-balance models such as the Steady-
State Water Chemistry (SSWC), (2) dynamic models such as Model of
Acidification of Groundwater In Catchments (MAGIC) (Cosby et al.,
1985) or Photosynthesis EvapoTranspiration Biogeochemical model
(PnET-BGC) (Zhou et. al., 2015) run out to year 2100 or 3000 to
model steady-state conditions and (3) regional regression models
that use results from dynamic models to extrapolate to other
waterbodies (McDonnell et. al., 2012; Sullivan et al., 2012a). Data
and CL estimates in the NCLD are generally focused on waterbodies
impacted by deposition-driven acidification and are described in
documentation for the database version (PA, section 5.1.2.3; Lynch
et al., 2022).
---------------------------------------------------------------------------
The available evidence and scientific judgments were considered in
identifying the three ANC benchmark concentrations: 20 [mu]eq/L, 30
[mu]eq/L, 50 [mu]eq/L (PA, section 5.1.2.2). Selection of these
benchmark ANC concentrations reflects several considerations. For
example, most aquatic CL studies conducted in the U.S. since 2010 use
an ANC of 20 and/or 50 [mu]eq/L, because 20 [mu]eq/L has been suggested
to provide protection for a ``natural'' or ``historical'' \50\ range of
ANC, and 50 [mu]eq/L to provide greater protection, particularly from
episodic acidification events \51\ (Dupont et al., 2005; Fakhraei et
al., 2014; Lawrence et al., 2015; Lynch et al., 2022; McDonnell et al.,
2012, 2014; Sullivan et al., 2012a, 2012b). For example, levels below
20 [mu]eq/L have been associated with fish species reductions in some
sensitive waterbodies of the Shenandoah and Adirondack Mountains.
Levels of ANC ranging from 30 to 40 [mu]eq/L have been reported to
provide sufficient buffering to withstand acidic inputs associated with
episodic springtime rain or snowmelt events. An ANC value of 50 [mu]eq/
L has often been cited in the literature as a target for many areas,
and in the 2012 review, ANC values at or above 50 [mu]eq/L were
described as providing an additional level of protection although with
increasingly greater uncertainty for values at/above
[[Page 26651]]
75 [mu]eq/L \52\ (2011 PA, pp. 7-47 to 7-48). In the western U.S.,
lakes and streams vulnerable to deposition-driven aquatic acidification
are often found in the mountains where surface water ANC levels are
naturally low and typically vary between 0 and 30 [mu]eq/L (Williams
and Labou, 2017; Shaw et al., 2014). For these reasons, this
assessment, also develops results for an ANC threshold of 50 [mu]eq/L
for sites in the East and 20 [mu]eq/L for sites in the West (denoted as
``50/20'' [mu]eq/L).\53\ Thus, the set of benchmark concentrations used
in this REA include ANC concentrations that are naturally occurring in
many areas and also include concentrations that, depending on watershed
characteristics, may provide additional buffering in times of episodic
acidification events.
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\50\ For example, dynamic modeling simulations in acid-sensitive
streams of the southern Blue Ridge Mountains have predicted all
streams to have pre-industrial time ANC levels above 20 [mu]eq/L,
while also predicting more than a third of the streams to have pre-
industrial ANC levels below 50 [mu]eq/L (Sullivan et al., 2011).
\51\ As noted in section II.C.1 above, events such as spring
snowmelt and heavy rain events can contribute to episodic
acidification events. For example, in some impacted northeastern
waterbodies, particularly headwater streams, ANC levels may dip
below zero for hours to days or weeks in response to such events,
while waterbodies labeled chronically acidic have ANC levels below
zero throughout the year (ISA, Appendix 6, section 6.1.1.1; Driscoll
et al., 2001).
\52\ In considering higher ANC levels (e.g., up to 80 [mu]eq/L
and higher), it was also recognized that many waterbodies,
particularly in acid-sensitive regions of contiguous never had an
ANC that high and would never reach an ANC that high naturally
(Williams and Labou 2017; Shaw et al., 2014; PA, section 5.1.2.2).
Additionally, in conveying its advice in the 2012 review, the CASAC
expressed its view that ``[l]evels of 50 [mu]eq/L and higher would
provide additional protection, but the Panel has less confidence in
the significance of the incremental benefits as the level increases
above 50 [mu]eq/L'' (Russell and Samet, 2010a; pp. 15-16).
\53\ This approach is also used in multiple studies and the NCLD
(PA, section 5.1.2.2).
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Since acidification of waterbodies is controlled by local factors
such as geology, hydrology, and other landscape factors, aquatic CLs
for acidification were determined at the waterbody level (based on
site-specific data) and then summarized at the national, ecoregion, and
case study level. National-scale analyses were performed using two
approaches: one considering acid deposition of N and S compounds
combined and one for S deposition only. Findings from these analyses
indicated that across the five different time periods analyzed, the
percent of waterbodies exceeding their CLs was similar for the two
approaches (PA, Appendix 5A, sections 5A.1.6.2 and 5A.2.1). Thus, to
facilitate interpretation of the results, further analysis of the
results focused on the findings for S only deposition.
Critical load estimates for specific waterbody sites across the
contiguous U.S. were drawn from the NCLD (version 3.2.1) \54\ for
comparison to total deposition estimates in the same locations for the
five time periods. Comparisons were only performed for sites at which
CL estimates were greater than zero, indicating that achievement of the
associated target ANC would be feasible.\55\ The results of these
analyses are summarized with regard to the spatial extent and severity
of deposition-related acidification effects and the protection from
these effects associated with a range of annual S deposition.
---------------------------------------------------------------------------
\54\ A waterbody is represented as a single CL value. In many
cases, a waterbody has more than one CL value calculated for it
because different studies determined a value for the same waterbody.
When more than one CL exists, the CL from the most recent study was
selected, while the CL values were averaged when the publications
are from the same timeframe (PA, appendix 5A, section 5A.1.5).
\55\ Critical load estimates are estimates of the S deposition
rate at which a particular waterbody site is estimated to be able to
achieve a specified ANC level. A CL estimate at or below zero would
indicate that no S deposition estimate would provide for such a
result.
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The ecoregion-scale analyses focused on 25 ecoregions,\56\ 18 in
the East and 7 in the West. Ecoregions are areas of similarity
regarding patterns in vegetation, aquatic, and terrestrial ecosystem
components. The 25 ecoregions in this analysis each had more than 50
waterbody sites (or locations) for which a prior modeling application
had developed a CL estimate, which was available in the NCLD (PA,
section 5A.2.2.2). Although a total of 32 ecoregions had more than 50
CL sites,\57\ four in the West were excluded as having very low
deposition that resulted in no CL exceedances across the complete 20-
year analysis period. An additional three ecoregions (i.e.,
Southeastern Plains, Southern Coastal Plain, and Atlantic Coastal Pine
Barrens) were excluded as they are known to have naturally acidic
surface waters, and the low CL estimates for these ecoregions (and
resulting CL exceedances) are likely driven by natural acidity linked
to high levels of dissolved organic carbon, hydrology, and natural
biogeochemical processes rather than atmospheric deposition (2008 ISA,
section 3.2.4.2; Baker et al., 1991; Herlihy et al., 1991).
---------------------------------------------------------------------------
\56\ The ecoregion classification scheme used to group waterbody
sites into ecoregions is based on that described in Omernik (1987),
which classifies regions through the analysis of the patterns and
the composition of biotic and abiotic characteristics that affect or
reflect differences in ecosystem quality and integrity (e.g.,
geology, physiography, vegetation, climate, soils, land use,
wildlife, and hydrology).
\57\ In light of the size of the level III ecoregions, 50 was
identified as an appropriate minimum number of CL sites within an
ecoregion to include it in the analysis.
---------------------------------------------------------------------------
The case study scale represents the smallest scale at which CLs and
their comparison to deposition estimates were summarized and is
intended to give some insight into potential local impacts of aquatic
acidification. Five case study areas across the U.S. were examined:
Shenandoah Valley Area, White Mountain National Forest, Northern
Minnesota, Sierra Nevada Mountains, and Rocky Mountain National Park
(details presented in PA, section 5.1.3.3 and Appendix 5A, section
5A.2.1). These areas include a number of national parks and forests
that vary in their sensitivity to acidification, but represent high
value or protected ecosystems, such as Class 1 areas, wilderness, and
national forests (PA, Appendix 5A, section 5A.2.1). The most well
studied of these, the Shenandoah Valley Area case study, includes the
Class I area, Shenandoah National Park, and waterbodies in each of
three ecoregions. The number of waterbody sites with CLs available in
the NCLD for the Shenandoah study area (4,977 sites) is nearly an order
of magnitude greater than the total for the four other areas combined
(524 sites).
The analyses at different scales differed in how results were
summarized and evaluated. For example, at the national scale,
percentages of water bodies with deposition estimates exceeding their
CLs were reported for each of the five time periods for which
deposition was assessed. From the case study scale analyses, we focused
primarily on the distribution of CL estimates in each study area. In so
doing, the CLs for each case study area were characterized in terms of
the average, and two lower percentiles (e.g., the 30th percentile CL,
which is the value below 70% of the CL estimates for that study area,
and the 10th percentile).
In the ecoregion-scale analyses, percentages of waterbody sites per
ecoregion that exceeded their estimated CLs and percentages of
waterbody sites that fell at or below them--for each of the three ANC
thresholds--were summarized by ecoregion for each of the five time
periods: 2001-2003, 2006-2008, 2010-2012, 2014-2016 and 2018-2020 (PA,
section 5.1.3.2 and Appendix 5A, section 5A.2.2). Percentages of
waterbody sites that did not exceed their estimated CLs were described
as achieving the associated ANC threshold (or target). These results
were then considered in two ways. The first is based on a binning of
this dataset of ecoregion-time period combinations and percentages by
ecoregion median deposition levels (at/below 5 kg/ha-yr, at/below 6 kg/
ha-yr, etc). The second approach involved summarizing ecoregion-
specific trends in percentage of waterbodies per ecoregion estimated to
achieve the three threshold or target ANC values (or estimated to
exceed the associated CLs).
2. Key Limitations and Uncertainties
We have characterized the nature and magnitude of associated
uncertainties and their impact on the REA estimates
[[Page 26652]]
based primarily on a mainly qualitative approach, informed by several
quantitative sensitive analyses (PA, Appendix 5A, section 5A.3). The
mainly qualitative approach used to characterize uncertainty here and
in quantitative analyses in other NAAQS reviews is described by World
Health Organization (WHO, 2008). Briefly, with this approach, we have
identified key aspects of the assessment approach that may contribute
to uncertainty in the conclusions and provided the rationale for their
inclusion. Then, we characterized the magnitude and direction of the
influence on the assessment for each of these identified sources of
uncertainty. Consistent with the WHO (2008) guidance, we scaled the
overall impact of the uncertainty by considering the degree of
uncertainty as implied by the relationship between the source of
uncertainty and the exposure and risk estimates. A qualitative
characterization of low, moderate, and high was assigned to the
magnitude of influence and knowledge base uncertainty descriptors,
using quantitative observations relating to understanding the
uncertainty, where possible. Where the magnitude of uncertainty was
rated low, it was judged that large changes within the source of
uncertainty would have only a small effect on the assessment results
(e.g., an impact of few percentage points upwards to a factor of two).
A designation of medium implies that a change within the source of
uncertainty would likely have a moderate (or proportional) effect on
the results (e.g., a factor of two or more). A characterization of high
implies that a change in the source would have a large effect on
results (e.g., an order of magnitude). We also included the direction
of influence, whether the source of uncertainty was judged to
potentially over-estimate (``over''), under-estimate (``under''), or
have an unknown impact to exposure/risk estimates.
Two types of quantitative analyses informed our understanding of
the variability and uncertainty associated with the CL estimates
developed in this assessment and support the overall uncertainty
characterization. The first type of analysis is a sensitivity analysis
using Monte Carlo techniques to quantify CL estimate uncertainty
associated with several model inputs, and the second is an analysis of
the variation in CL estimates among the three primary modeling
approaches on which the CLs used in this assessment were based.
As overarching observations regarding uncertainty associated with
this REA, we note two overarching aspects of the assessment. The first
relates to interpretation of specific thresholds of ANC, and the second
to our understanding of the biogeochemical linkages between deposition
of S and N compounds and waterbody ANC, and the associated estimation
of CLs. While ANC is an established indicator of aquatic acidification
risk, there is uncertainty in our understanding of relationships
between ANC and risk to native biota, particularly in waterbodies in
geologic regions prone to waterbody acidity. Such uncertainties relate
to the varying influences of site-specific factors other than ANC, such
as soil type. Uncertainty associated with our understanding of the
biogeochemical linkages between deposition and ANC and the
determination of steady-state CLs is difficult to characterize and
assess. Uncertainty in CL estimates is associated with parameters used
in the steady-state CL models. While the Steady-State Water Chemistry
(SSWC) and other CL models are well conceived and based on a
substantial amount of research and applications available in the peer-
reviewed literature, there is uncertainty associated with the
availability of the necessary data to support certain model components.
The strength of the CL estimates and the exceedance calculation
rely on the ability of models to estimate the catchment-average base-
cation supply (i.e., input of base cations from weathering of bedrock
and soils and air), runoff, and surface water chemistry. Key parameters
in this modeling include estimates of the catchment-average base-cation
supply (i.e., input of base cations from weathering of bedrock and
soils and air), runoff, and surface water chemistry. The uncertainty
associated with runoff and surface water parameters relates to
availability of measurements; however, the ability to accurately
estimate the catchment supply of base cations to a water body is still
difficult and uncertain (PA, Appendix 5A, section 5A.3). This area of
uncertainty is important because the catchment supply of base cations
from the weathering of bedrock and soils is the factor with the
greatest influence on the CL calculation and has the largest
uncertainty (Li and McNulty, 2007). For example, the well-established
models generally rely on input or simulated values for BCw rate, a
parameter the ISA notes to be ``one of the most influential yet
difficult to estimate parameters in the calculation of critical acid
loads of N and S deposition for protection against terrestrial
acidification'' (ISA, section IS.14.2.2.1). Obtaining accurate
estimates of weathering rates is difficult because weathering is a
process that occurs over very long periods of time and the estimates on
an ecosystem's ability to buffer acid deposition rely on accurate
estimates of weathering. Although the approach to estimate base-cation
supply for the national case study (e.g., F-factor approach) has been
widely published and analyzed in Canada and Europe, and has been
applied in the U.S. (e.g., Dupont et al., 2005 and others), the
uncertainty in this estimate is unclear and could be large in some
cases.
In light of the significant contribution of this input to the CL
estimates, a quantitative uncertainty analysis of CL estimates based on
state-steady CL modeling was performed (PA, Appendix 5A, section
5A.3.1). This analysis, involving many model simulations for the more
than 14,000 waterbodies, drawing on Monte Carlo sampling, provided a
description of the uncertainty around the CL estimate in terms of the
confidence interval for each waterbody mean result. The size of the
confidence interval for S CL estimates ranged from 0.1 kg S/ha-yr at
the 5th percentile to 5.3 kg S/ha-yr at the 95th percentile. Smaller
confidence intervals were associated with CLs determined with long-term
water quality data and low variability in runoff measurements.
Estimates of CL determined by one or very few water quality
measurements, and in areas where runoff is quite variable (e.g., the
western U.S.), had larger confidence intervals, indicating greater
uncertainty. Critical load estimates with the lowest uncertainty were
for waterbody sites in the eastern U.S., particularly along the
Appalachian Mountains, in the Upper Midwest, and in the Rocky
Mountains, which are areas for which there are relatively larger site-
specific datasets (e.g., for water quality parameters). Greater
uncertainty is associated with CLs in the Midwest and South and along
the CA to WA coast. This uncertainty in the Midwest is associated with
most of the CLs in waterbodies in this area being based on one or a few
water quality measurements, while the high uncertainty for sites along
the CA and WA coasts relates to variability in runoff values. On
average, the size of the confidence interval for the vast majority of
CLs (those based on the widely used steady-state water chemistry model)
was 7.68 meq S/m\2\-yr or 1.3 kg S/ha-yr, giving a confidence interval
of 3.84 meq/m\2\-yr or 0.65 kg S/ha-yr. While a
comprehensive analysis of uncertainty had not been completed for these
[[Page 26653]]
estimates prior to this assessment, judgment by EPA experts suggested
the uncertainty for combined N and S CLs to be on average about 0.5 kg/ha-yr (3.125 meq/m\2\-yr), which is generally consistent
with the range of uncertainty determined from this quantitative
uncertainty analysis (PA, Appendix 5A, section 5A.3).
At the ecoregion scale, 51 ecoregions had sufficient data to
calculate the 5th to 95th percentile (PA, Appendix 5A, Table 5A-56).
Smaller confidence intervals around the mean CL (i.e., lower
uncertainty CLs) were associated with ecoregions in the Appalachian
Mountains (e.g., Northern Appalachian and Atlantic Maritime Highlands,
Blue Ridge, Northern Lakes and Forests, and North Central Appalachians)
and Rockies (e.g., Sierra Nevada, Southern Rockies, and Idaho
Batholith). Ecoregions with more uncertain CLs included the
Northeastern Coastal Zone, Cascades, Coast Range, Interior Plateau, and
Klamath Mountains/California High North Coast Range.
Although the vast majority of CLs in this assessment were based on
the SSWC model, an analysis was conducted to understand differences in
the CLs calculated with the different methods. There are three main CL
approaches all based on the watershed mass-balance approach where acid-
base inputs are balanced. The three approaches include: (1) SSWC model
and F-Factor that is based on quantitative relationships to water
chemistry (Dupont et al., 2005; Scheffe et al., 2014; Lynch et al.,
2022), (2) Statistical Regression Model that extrapolated weathering
rates across the landscape using water quality or landscape factors
(Sullivan et al., 2012b; McDonnell et al., 2014), and (3) Dynamic
Models (Model of Acidification of Groundwater In Catchments [MAGIC)] or
Photosynthesis EvapoTranspiration Biogeochemcial model [Pnet-BGC]).
Critical load values were compared between these models to determine
model biases. Results from the comparison between different CL methods
that were used to calculate the critical loads in the NCLD are
summarized in PA Appendix 5A, section 5A.3.1, for lakes in New England
and the Adirondacks and streams in the Appalachian Mountains. Overall,
good agreement was found between the three methods used to calculate
CLs, indicating there was not a systematic bias between the methods and
that they should produce comparable results when used together as they
were in these analyses (PA, Appendix 5A, section 5A.3).
3. Summary of Results
The findings from the aquatic acidification REA are summarized in
terms of S deposition due to the finding of a negligible additional
influence of N deposition compared to S deposition on acidification in
this assessment \58\ (Appendix 5A, section 5A.2.1). As summarized more
fully below, the analyses of five case study areas, including the
acidification-impacted Shenandoah Valley area, indicate that with
annual average S deposition below 12 and 10 kg/ha yr, the average
waterbody in each area (average as to acid-sensitivity) would be
estimated to achieve the ANC benchmarks of 20 and 50 [micro]eq/L,
respectively. Seventy percent of waterbodies in each area would be
estimated to achieve these benchmarks with deposition below 10 and 7
kg/ha-yr, respectively. At the ecoregion-scale, the results from the
analysis of 25 ecoregions, dominated by acid-sensitive waterbodies,
indicate acid buffering capabilities to have improved substantially
over the past 20 years, and particularly between the first and second
decades of the period. By the 2010-2012 period, the percentages of
waterbodies achieving the three ANC benchmarks in all 25 ecoregions
exceeded 80%, 80% and 70% (for 20, 30 and 50 [micro]eq/L,
respectively). By the subsequent analysis period (2014-2016), these
percentages were 90%, 80% and 80%. The ecoregion median annual average
deposition in all 25 ecoregions was below 8 kg/ha-yr for 2010-2012 and
below 5 kg/ha-yr for 2014-2016. An alternate approach to analyzing
these estimates (for the 25 ecoregions across all five time periods)
suggested that the three ANC benchmarks could be met in more than 80%,
80% and 70% of waterbodies per ecoregion in all ecoregions and time
periods for which annual average ecoregion median deposition is
estimated to be at or below 7 kg/ha-yr.
---------------------------------------------------------------------------
\58\ More specifically, the percentage of waterbodies across the
contiguous U.S. estimated to exceed a CL for combined total S and N
are very similar or just slightly higher (e.g., by 1-2%) than S only
percentages of the waterbodies estimated to not meet the ANC
benchmarks. This indicates that most of the N deposition entering
the watershed is retained within the watershed and/or converted to
gaseous N (PA, Appendix 5A, section 5A.2.1).
---------------------------------------------------------------------------
Between the three-year period of 2000-2002, which was the analysis
year for the 2009 REA, and 2018-2020, the latest period considered in
the REA for this review, national average sulfur deposition has
declined appreciably across the U.S. This decline in deposition is
reflected in the very different aquatic acidification impact estimates
for the two periods. Unlike the findings for 2000-2002 in the 2009 REA,
in the national-scale analysis of the current REA, few waterbody sites
are estimated to be receiving deposition in excess of their CLs for
relevant ANC targets under recent deposition levels. While recognizing
inherent limitations and associated uncertainties of any such analysis,
the national-scale assessment performed as part of the current review
indicates that under deposition scenarios for the 2018-2020 time
period, the percentage of waterbodies nationwide that might not be able
to maintain an ANC of 50 [micro]eq/L is less than 5% (table 1; PA,
Table 5-1).
Table 1--Percentage of Waterbodies Nationally for Which Annual Average S Deposition During the Five Time Periods
Assessed Exceed the Waterbody CL (for CLs Greater Than 0) for Each of the Specified ANC Targets
----------------------------------------------------------------------------------------------------------------
ANC ([micro]eq/L) 2001-2003 (%) 2006-2008 (%) 2010-2012 (%) 2014-2016 (%) 2018-2020 (%)
----------------------------------------------------------------------------------------------------------------
20.............................. 22 16 5 3 1
30.............................. 25 19 7 4 2
50.............................. 28 24 11 6 4
50/20 *......................... 28 23 10 6 4
----------------------------------------------------------------------------------------------------------------
* This combination refers to the use of a target of 50 [micro]eq/L in eastern ecoregions and 20 [micro]eq/L in
western ecoregions.
[[Page 26654]]
The case study analyses provide estimates of S deposition (with
associated uncertainties) that might be expected to allow these
geographically diverse locations to meet the three ANC targets (20, 30
and 50 [micro]eq/L). Focusing on the three eastern case studies, the CL
modeling indicates that at an annual average S deposition of 9-10 kg/
ha-yr, the sites in these areas, on average,\59\ might be expected to
achieve an ANC at or above 50 [micro]eq/L. At an annual average S
deposition of about 6-9 kg/ha-yr, 70% of the sites in the areas are
estimated to achieve an ANC at or above 20 [micro]eq/L and at about 5-8
kg S/ha-yr, 70% are estimated to achieve an ANC at or above 30
[micro]eq/L. Lower S deposition values are estimated to achieve higher
ANC across more sites. Across the three eastern areas, the CL estimates
for each ANC target are lowest for the White Mountains National Forest
study area, and highest for the Shenandoah Valley study area.
---------------------------------------------------------------------------
\59\ The term ``average'' here refers to the average CL
estimated for the specified ANC across all sites with CL estimates
in each case study area (PA, Table 5-6).
---------------------------------------------------------------------------
The ecoregion-level analyses of ANC levels and deposition estimates
for the five periods from 2001-2003 through 2018-2020 illustrate the
spatial variability and magnitude of the findings for several target
ANC levels (50, 30 and 20 [micro]eq/L) and the temporal changes across
the 20-year period, as described in the PA, section 5.1.3.2. For
example, during the two most recent 3-year periods, the ecoregion
median S deposition estimates in 2014-16 were below 5 kg/ha-yr in all
25 ecoregions in the analysis and the estimates for 2018-20 were all
below 4 kg/ha-yr (table 2). Although the ecoregion S deposition
estimates in the 18 eastern ecoregions analyzed were all below 5 kg/ha-
yr in the two most recent time periods (2014-16 and 2018-20), the full
dataset of five time periods ranges from below 2 up to nearly 18 kg/ha-
yr.
Table 2--Summary of Ecoregion Medians Derived as Median of S Deposition Estimates at CL Sites Within an
Ecoregion
----------------------------------------------------------------------------------------------------------------
Ecoregion median * total sulfur deposition (kg S/ha-yr)
----------------------------------------------------------------
2001-03 2006-08 2010-12 2014-16 2018-20
----------------------------------------------------------------------------------------------------------------
All 25 Ecoregions:
Minimum.................................... 1.18 1.22 1.02 1.08 0.62
Maximum.................................... 17.27 14.44 7.25 4.58 3.88
Median..................................... 7.77 6.50 3.71 2.32 1.73
18 Eastern Ecoregions:
Minimum.................................... 4.01 3.10 2.34 1.88 1.31
Maximum.................................... 17.27 14.44 7.25 4.58 3.88
Median..................................... 11.08 9.36 4.76 2.97 2.04
7 Western Ecoregions:
Minimum.................................... 1.18 1.22 1.02 1.08 0.62
Maximum.................................... 1.94 1.83 1.47 1.56 1.19
Median..................................... 1.40 1.52 1.29 1.17 0.87
----------------------------------------------------------------------------------------------------------------
* The ecoregion medians for which descriptive statistics are presented here are medians of the deposition
estimates across each ecoregion's waterbody sites with CL estimates.
The ecoregion-scale results (e.g., percentage of waterbodies per
ecoregion estimated to achieve the various ANC targets, or
alternatively to exceed the associated CLs) for the 18 eastern and 7
western ecoregions are summarized in two ways. One approach, summarized
further below, is framed by the temporal trends in deposition, and the
second approach is in terms of ecoregion-time period combinations,
using ecoregion deposition estimates (medians of deposition estimates
at waterbodies with CLs in each ecoregion) as the organizing parameter.
For example, table 3 presents the percentages of waterbody sites per
ecoregion estimated to achieve the three ANC target levels, summarized
by bins for different magnitudes of ecoregion median annual average S
deposition (regardless of the 3-year period in which it occurred). For
the 18 eastern ecoregions and five time periods, there are 90
ecoregion-time period combinations, and for each of these, there are
waterbody percentages for each of the three ANC targets. In table 3,
the combinations are binned by the ecoregion median S deposition
associated with that ecoregion and time period. As can be seen from
this table, fewer than half of the eastern ecoregion-time period
combinations had an S deposition estimate at or below 4 kg/ha-yr (table
2).\60\ Table 3 indicates that lower levels of S deposition are
associated with improved ANC values and greater percentages of
waterbodies expected to reach ANC targets. Across the ecoregion-time
period dataset of CL exceedances for the three ANC targets for all 90
eastern ecoregion-time period combinations (for which ecoregion median
S deposition was at or below 18 kg/ha-yr), 73% of the combinations had
at least 90% of waterbodies per ecoregion estimated to achieve ANC at
or above 20 [micro]eq/L, and 60% had at least 90% of the waterbodies
estimated to achieve ANC at or above 50 [micro]eq/L (table 3). For S
deposition estimates at or below 9 kg/ha-yr (approximately three
quarters of the combinations), at least 90% of all waterbodies per
ecoregion were estimated to achieve ANC at or above 20, 30 and 50
[micro]eq/L in 87%, 81% and 72% of combinations, respectively. For S
deposition estimates at or below 5 kg S/ha-yr (the lowest ecoregion
median deposition bin that includes at least half of the full dataset),
these values are 96%, 92% and 82% of combinations. For the 75 western
ecoregion-time period combinations, all of which had an S deposition
estimate below 4 kg/ha-yr, at least 90% of waterbodies per ecoregion
were estimated to achieve an ANC at or above 50 [micro]eg/L (table 3;
PA, Table 5-5).
---------------------------------------------------------------------------
\60\ The ecoregion median S deposition in all seven of the
western ecoregions in all five time periods were at or below 2 kg/
ha-yr (PA, Table 5-4).
[[Page 26655]]
Table 3--Percentage of Ecoregion-Time Periods Combinations With at Least 90, 85, 80, 75 and 70% of Waterbodies Estimated To Achieve an ANC At/Above the
ANC Targets of 20, 30 and 50 [micro]eq/L as a Function of Annual Average S Deposition for 18 Eastern Ecoregions
[90 Ecoregion-time period combinations]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Number of % Waterbodies per ecoregion-time period meeting specified ANC target
Total sulfur deposition (kg S/ha- ecoregion- ----------------------------------------------------------------------------------------------------------
yr) at/below: time
periods 90% 85% 80% 75% 70% 90% 85% 80% 75% 70% 90% 85% 80% 75% 70%
--------------------------------------------------------------------------------------------------------------------------------------------------------
ANC target of 20 [micro]eq/L
ANC target of 30 [micro]eq/L
ANC target of 50 [micro]eq/L
--------------------------------------------------------------------------------------------------------------------------------------------------------
2................................ 10 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100
3................................ 29 100 100 100 100 100 100 100 100 100 100 97 100 100 100 100
4................................ 41 100 100 100 100 100 95 100 100 100 100 93 98 100 100 100
5................................ 51 96 98 100 100 100 92 98 100 100 100 82 94 96 98 100
6................................ 59 93 98 100 100 100 88 98 100 100 100 78 93 97 98 100
7................................ 63 92 98 100 100 100 87 97 100 100 100 78 92 95 98 100
8................................ 67 87 94 100 100 100 82 91 99 100 100 73 87 93 96 100
9................................ 69 87 94 100 100 100 81 91 99 100 100 72 87 93 96 100
10............................... 73 85 92 99 99 99 78 89 97 99 99 70 85 92 95 99
11............................... 76 83 91 97 99 99 76 88 96 99 99 68 83 91 95 99
12............................... 79 81 89 95 96 97 73 86 94 96 96 66 81 89 92 96
13............................... 81 80 88 95 96 98 73 85 94 96 96 65 80 88 93 96
14............................... 84 77 86 93 95 96 70 83 92 94 95 63 79 86 90 94
15............................... 86 76 84 91 93 95 69 81 90 92 93 62 77 84 88 92
16............................... 88 75 83 90 92 94 68 81 89 91 92 61 76 83 88 91
17............................... 88 75 83 90 92 94 68 81 89 91 92 61 76 83 88 91
18............................... 90 73 81 88 90 92 67 79 87 89 90 60 74 81 86 89
--------------------------------------------------------------------------------------------------------------------------------------------------------
Given the decreasing temporal trend in S deposition across all
ecoregions, we also analyzed the aquatic acidification results at the
ecoregion scale across the 20 years represented by the five time
periods (2001-03, 2006-08, 2010-12, 2014-16, 2018-20) from a temporal
perspective. With regard to percentages of waterbodies per ecoregion
estimated to achieve the three ANC targets, an appreciable improvement
is observed for the latter three time periods compared to the initial
two time periods (e.g., PA, Figure 5-13). By the 2010-2012 time period,
more than 70% of waterbodies in all 25 ecoregions are estimated to
achieve an ANC at or above 50 [micro]eq/L and at least 85% are able to
achieve an ANC at or above 20 [micro]eq/L (Figure 1; PA, Table 7-2). By
the 2014-2016 period, the percentages are 85% and nearly 90%,
respectively. The median deposition for the CL sites in each of the 18
eastern ecoregions during the latter three time periods range from 1.3
kg S/h-yr to 7.3 kg S/h-yr and with each reduction in S deposition in
each subsequent time period, more waterbodies in each of the eastern
ecoregions are estimated to be able to achieve the ANC targets. Nearly
90% of the 18 eastern ecoregions are estimated to have at least 90% of
their waterbodies achieving an ANC of 20 [micro]eq/L in the 2010-12
period and achieving an ANC of 50 [micro]eq/L in the 2014-16 period.
When the 7 western ecoregions are included in a summary based on ANC
targets of 20 [micro]eq/L for the West and 50 [micro]eq/L for the
East,\61\ over 70% of the full set of ecoregions are estimated to have
at least 90% of their waterbodies achieving the ANC targets by the
2010-12 period. More than 90% of the ecoregions are estimated to have
at least 90% of their waterbodies achieving the ANC targets by the
2014-16 period (Figure 1; PA, Table 7-2).
---------------------------------------------------------------------------
\61\ This combination of targets recognizes the naturally and
typically low ANC levels observed in western waterbodies while also
including a higher target for the East (as described in the PA,
section 5.1.2.2).
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BILLING CODE 6560-50-P
[[Page 26656]]
[GRAPHIC] [TIFF OMITTED] TP15AP24.000
[[Page 26657]]
BILLING CODE 6560-50-C
E. Proposed Conclusions
In reaching his proposed decision on the current secondary
standards for SOX, N oxides and PM (presented in section
II.E.3), the Administrator has taken into account policy-relevant,
evidence-based and air quality-, exposure- and risk-based
considerations discussed in the PA (summarized in section II.E.1), as
well as advice from the CASAC, and public comment on the standard
received thus far in the review (section II.E.2). In general, the role
of the PA is to help ``bridge the gap'' between the Agency's assessment
of the current evidence and quantitative analyses of air quality,
exposure, and risk, and the judgments required of the Administrator in
determining whether it is appropriate to retain or revise the NAAQS.
Evidence-based considerations draw upon the EPA's integrated assessment
of the scientific evidence presented in the ISA (summarized in section
II.C above) to address key policy-relevant questions in the review.
Similarly, the air quality-, exposure- and risk-based considerations
draw upon our assessment of air quality, exposure, and associated risk
(summarized in section II.D above).
This approach to reviewing the secondary standards is consistent
with requirements of the provisions of the CAA related to the review of
the NAAQS and with how the EPA and the courts have historically
interpreted the CAA. As discussed in section I.A above, these
provisions require the Administrator to establish secondary standards
that, in the Administrator's judgment, are requisite (i.e., neither
more nor less stringent than necessary) to protect the public welfare
from known or anticipated adverse effects associated with the presence
of the pollutant in the ambient air. Consistent with the Agency's
approach across all NAAQS reviews, the EPA's approach to informing
these judgments is based on a recognition that the available welfare
effects evidence generally reflects a continuum that includes ambient
air-related exposures for which scientists generally agree that effects
are likely to occur through lower levels at which the likelihood and
magnitude of response become increasingly uncertain. The CAA does not
require the Administrator to establish secondary standards at a zero-
risk level, but rather at levels that reduces risk sufficiently so as
to protect the public welfare from known or anticipated adverse
effects.
The proposed decision on the secondary standards for
SOX, N oxides and PM described below is a public welfare
policy judgment by the Administrator that draws upon the scientific
evidence for welfare effects, quantitative analyses of air quality,
exposure, and risks, as available, and judgments about how to consider
the uncertainties and limitations that are inherent in the scientific
evidence and quantitative analyses. The four basic elements of the
NAAQS (i.e., indicator, averaging time, form, and level) have been
considered collectively in evaluating the public welfare protection
afforded by the current standards. The Administrator's final decision
will additionally consider public comments received on this proposed
decision.
1. Evidence- and Exposure/Risk-Based Considerations in the Policy
Assessment
The PA presents an evaluation of the evidence and quantitative
analyses of air quality, exposure and potential risk related to
ecological effects of SOX, N oxides and PM. These ecological
effects include both direct effects of the three criteria pollutants on
biota, and ecological effects of ecosystem deposition of N and S
associated with these pollutants. Because the role of the PA is to
provide the broadest array of options for consideration consistent with
the scientific information, the PA presents multiple policy options for
consideration by the Administrator in this review of the secondary
NAAQS for SOX, N oxides and PM. These options, which are
only briefly summarized here, are discussed in detail in section 7.4 of
the PA, including with regard to the varying strength of support
provided for each by the current evidence and quantitative analyses.
For SOX, the PA options identified include adoption of an
annual average SO2 standard, averaged over three years, with
a level within the range extending below 15 ppb and down to 5 ppb.
Based on consideration of the available air quality analyses indicating
that such an annual standard could be expected to also provide
appropriate control for short-term concentrations, the PA recognizes
options that would either revise the existing 3-hour secondary standard
to an annual standard or augment it with an annual standard.
For N oxides and PM2.5, the PA recognizes options for
retention of the existing standards, without revision, and also options
for revision, although with recognition of appreciable associated
uncertainty. For N oxides, the PA recognizes the options of retaining
the existing secondary NO2 standard (with its annual average
concentration of 53 ppb) or revising the existing standard level to
within a range below 53 ppb to as low as 40-35 ppb, in combination with
consideration of a form that entails averaging the annual average
across three consecutive years. With regard to PM, the PA recognizes
options of either retaining the existing suite of secondary standards
or revising the current annual secondary PM2.5 standard
level to within a range below 15 [micro]g/m\3\ to as low as 12
[micro]g/m\3\.
The PA additionally considered the potential for establishment of a
revised secondary standard or suite of standards with alternate
indicator(s) that might target specific chemicals that deposit N and S
(e.g., particulate NO3-,
SO42-, NH4\+\), but recognized there
to be a number of associated uncertainties and complications that
include uncertainties in relationships between concentrations near
sources and in areas of deposition. Based on the currently available
data and analyses, the PA did not find there to be advantages or
benefits to these alternate indicators over those for the established
indicators, while also noting that establishing a standard based on one
or more of these indicators would require the establishment of new or
updated regulatory monitoring networks and measurement methods that
would require additional time and resources (PA, sections 7.2 and 7.4).
The PA additionally recognizes that, as is the case in NAAQS
reviews in general, decisions by the Administrator on the adequacy of
existing standards or the appropriateness of new or revised standards
will depend on a variety of factors, including science policy judgments
and public welfare policy judgments. These factors include public
welfare policy judgments concerning the appropriate benchmarks on which
to place weight, as well as judgments on the public welfare
significance of the effects that have been observed at the exposures
evaluated in the welfare effects evidence. The factors relevant to
judging the adequacy of the standard also include the interpretation
of, and decisions as to the weight to place on, different aspects of
the quantitative REA and air quality-deposition information and
analyses, and associated uncertainties. Thus, the Administrator's
conclusions regarding the secondary standards for SOX, N
oxides and PM will depend in part on public welfare policy judgments,
science policy judgments regarding aspects of the evidence and
exposure/risk estimates, and judgments about the level of public
welfare protection that is requisite under the Clean Air Act.
The subsections below summarize key considerations from the PA.
These focus first on consideration of the evidence, as evaluated in the
ISA (and supported by the prior ISA and AQCDs), including
[[Page 26658]]
that newly available in this review, and the extent to which it alters
the EPA's overall conclusions regarding ecological effects of
SOX, N oxides and PM, both regarding direct effects on biota
and regarding ecological effects of ecosystem deposition of N and S
compounds. The PA also considers the available information related to
the general approach or framework in which to evaluate public welfare
protection of the standard. Additionally, the PA considers the
currently available quantitative information regarding environmental
exposures likely to occur in areas of the U.S. where the standards are
met. In so doing, the PA considers associated limitations and
uncertainties, and the significance of these exposures with regard to
the potential for effects, their potential severity and any associated
public welfare implications. The PA also considers judgments about the
uncertainties inherent in the scientific evidence and quantitative
analyses that are integral to consideration of whether the currently
available information supports or calls into question the adequacy of
the current secondary standards.
a. Direct Effects on Biota
In considering the currently available evidence and quantitative
information pertaining to ecological effects of SOX, N
oxides and PM in ambient air, other than those associated with
ecosystem deposition of S and N, the PA focused on several aspects.
These include the extent to which the newly available information
alters our scientific understanding of the ecological effects of
SOX, N oxides and PM in ambient air; the extent to which the
currently available information indicates the potential for exposures
associated with ecological effects under air quality meeting the
existing standards and whether such effects might be of sufficient
magnitude, severity, extent and/or frequency such that they might
reasonably be judged to be adverse to public welfare; and to what
extent important uncertainties identified in past reviews have been
reduced and/or whether new uncertainties emerged. These considerations
are summarized below, first for SOX, followed by N oxides
and then PM.
(1) Sulfur Oxides
As summarized in section II.C.1 above, the previously available
evidence base describes the direct effects of SOX in ambient
air on vegetation and very little of the currently available
information is newly available in this review. Among the gaseous
SOX--which include SO, SO2, SO3, and
S2O--only SO2 is present in the lower troposphere
at concentrations relevant for environmental considerations (ISA,
Appendix 2, section 2.1). Sulfate is the prominent S oxide present in
the particulate phase. The available evidence, largely comprising
studies focused on SO2, documents the effects of
SO2 on vegetation, including foliar injury, depressed
photosynthesis and reduced growth or yield (ISA, Appendix 3, section
3.2). The newer studies continue to support the determination that the
evidence is sufficient to infer a causal relationship between gas-phase
SO2 and injury to vegetation (ISA, section 3.6.1).
In general, direct effects on plants occur at SO2
exposures higher than a 3-hour average concentration of 0.5 ppm (500
ppb). The evidence derives from a combination of laboratory studies and
observational studies. With regard to the sensitive effect of foliar
injury, the current ISA finds ``no clear evidence of acute foliar
injury below the level of the current standard'' (ISA, p. IS-37).
Further, the ``limited new research since 2008 adds more evidence that
SO2 can have acute negative effects on vegetation but does
not change conclusions from the 2008 ISA regarding . . . the
SO2 levels producing these effects'' (ISA, p. IS-37).
Uncertainties associated with the current information are generally
similar to those existing at the time of the last review. In large
part, these uncertainties relate to limitations of experimental studies
in reflecting the natural environment and limitations of observational
studies in untangling effects of SO2 from those of other
pollutants that may have influenced the analyzed effects. Regardless of
these uncertainties, the evidence indicates effects are generally
associated with air concentrations and durations not expected to occur
when the existing standard is met (PA, section 7.1.1; ISA, Appendix 2,
section 2.1)
(2) Nitrogen Oxides
The currently available information on direct effects of gaseous N
oxides in ambient air is composed predominantly of studies of
NO2 and HNO3, and also of PAN, with regard to
effects on plants and lichens (as summarized in section II.C.1 above).
The very few studies newly available in this review do not alter our
prior understanding of effects of these N oxides, which include visible
foliar injury and effects on photosynthesis and growth at exposures
considered high relative to current levels in ambient air (ISA, section
3.3). Thus, as in the last review, the ISA again concludes that the
body of evidence is sufficient to infer a causal relationship between
gas-phase NO, NO2, and PAN and injury to vegetation (ISA,
section IS.4.2).
With regard to NO2 ambient air exposure concentrations,
the newly available information does not alter prior conclusions
regarding exposure conditions associated with visible injury and
effects on plant photosynthesis or growth. The 1993 AQCD for N oxides
concluded that concentrations of NO, NO2, and PAN in the
atmosphere are rarely high enough to have phytotoxic effects on
vegetation, and since that document, very little new research has been
performed on these phytotoxic effects at concentrations currently
observed in the U.S. (ISA, Appendix 3, sections 3.3 and 3.6.2; U.S.
EPA, 1993). Further, there is ``little evidence in recent years to
suggest that PAN poses a significant risk to vegetation in the U.S.''
(ISA, Appendix 3, p. 3-13).
Regarding another N oxide compound, HNO3, in ambient
air, the previously available evidence included experimental studies of
leaf cuticle damage in tree seedlings, a finding confirmed in a more
recent study, and also studies of effects on lichens. Effects of
HNO3 may be related to vapor exposures or direct contact via
deposition (PA, section 7.1.2; ISA, Appendix 3, section 3.4). The
evidence also includes studies of effects related to historic
conditions in the Los Angeles Basin that indicate N oxides, and
particularly HNO3, to be ``the main agent of decline of
lichen in the Los Angeles [B]asin'' (ISA, Appendix 3, p. 3-15). A
reassessment in 2008 found that lichen communities have not recovered
from the damage evident in the 1970s, although the extent to which this
reflects residual impacts of earlier effects is unknown (PA, section
7.1.2; ISA, Appendix 3, section 3.4). The newer studies continue to
support the findings of the 2008 ISA, such that as in the last review,
the ISA again concludes ``the body of evidence is sufficient to infer a
causal relationship between gas-phase HNO3 and changes to
vegetation'' (ISA, section 4.3).
The recently available information for HNO3 includes
effects on tree foliage under controlled 12-hour exposures to 50 ppb
HNO3 (approximately 75 [micro]g/m\3\) and in longer, 32- or
33-day exposures in which peak HNO3 concentrations for the
``moderate'' treatment (30-60 [micro]g/m3) encompassed the range
reported in summers during the 1980s in the Los Angeles Basin (ISA,
Appendix 3, section 3.4). During that period, NO2
concentrations in the Basin ranged up to 0.058 ppm, exceeding the
secondary standard (PA, section 5.4.2; U.S. EPA,
[[Page 26659]]
1987). Effects on lichen photosynthesis have been reported from daily
6.5-hour varying exposures with peaks near 50 ppb (~75 [micro]g/m\3\)
lasting longer than 18 days (ISA, Appendix 6, section 6.2.3.3; Riddell
et al., 2012).
In considering the potential for concentrations of N oxides,
including HNO3, that are associated with ecological effects
to occur under air quality conditions meeting the current
NO2 standard, the PA noted that air quality at all ambient
air monitoring sites in the contiguous U.S. has met the existing
secondary NO2 standard since around 1991 (PA, Figure 2-22).
In considering the potential for HNO3 concentrations of a
magnitude sufficient to pose risk of effects to occur under conditions
that meet the current NO2 secondary standard, the PA also
considered the magnitude of NO2 concentrations in the Los
Angeles Basin. During the 1970s to 1990s, the Los Angeles metropolitan
area experienced NO2 concentrations in excess of the
NO2 secondary standard (e.g., annual average concentrations
up to 0.078 ppm in 1979 and above 0.053 ppm into the early 1990s). At
the time of the 2008 reassessment mentioned above, which reported that
impacts documented on lichen communities in the 1970s still remained,
NO2 concentrations were well below the standard (PA, section
7.1.2; ISA, Appendix 3, section 3.4), although the extent to which this
finding relates to a lag in recovery or concurrent air pollutant
concentrations is unknown. The PA notes that the risk of
HNO3 effects to lichens may be from both direct and
deposition-related exposure related to direct contact of the chemical
to the lichen surfaces (PA, section 7.1.2).
In summary, the currently available information is somewhat limited
with regard to the extent to which it informs conclusions on the
potential for ambient air exposures associated with ecological effects
under air quality meeting the existing NO2 secondary
standard. More recent studies also indicate variation in eutrophic
lichen abundance to be associated with variation in metrics
representing N deposition, although the extent to which these
associations are influenced by residual impacts of the historic air
quality is unclear (ISA, Appendix 6, section 6.2.3.3; PA, sections
5.3.3.2 and 7.1.2). While new uncertainties have not emerged,
uncertainties remain in our interpretation of the evidence, including
those related to limitations and associated uncertainties of the
various study types. A key uncertainty affecting interpretation of
studies of historic conditions in the LA Basin relates to the extent to
which other air pollutants or local conditions may have contributed to
the observations. With regard to the risk posed by N oxides, and
particularly HNO3, the evidence summarized in the ISA
indicates the potential for effects on lichen species related to air
quality occurring during periods when the current secondary standard
was not met. The evidence is limited, however, in support of
conclusions of effects under conditions meeting the current standard
(PA, section 7.1.2).
(3) Particulate Matter
As summarized in section II.C above, the evidence for ecological
effects of PM is consistent with that available in the last review. The
causal determinations with regard to ecological effects of PM in the
2013 p.m. review (2009 p.m. ISA) and in this review (2020 ISA) focused
on effects associated with PM loading (e.g., to leaf surfaces), rather
than direct effects of PM suspended in ambient air. In this review, as
in the last one, the ecological effects evidence was found to be
sufficient to conclude there is likely to exist a causal relationship
between deposition of PM and a variety of effects on individual
organisms and ecosystems (ISA, Appendix 15; 2012 p.m. ISA, section
9.4).
With regard to direct effects of PM in ambient air, the available
information indicates effects occurring only at ambient air
concentrations well in excess of the existing secondary standards.
While some uncertainties remain, new uncertainties have not emerged
since the last review. In summary, little information is available on
effects of PM under generally lower PM concentrations in ambient air
likely to occur under conditions meeting the current secondary
standards, and the limited available information does not indicate
effects to occur under those conditions (PA, section 7.1.3).
b. Evidence of Ecosystem Effects of S and N Deposition
The evidence base of ecological effects related to atmospheric
deposition of N and S compounds has expanded since the last review, as
summarized above, and continues to be strong in documenting roles of
SOX, N oxides and PM (including N and S compounds) in
aquatic acidification, nutrient enrichment and other effects, as
summarized in section II.C.1 above. A long-standing evidence base
documents the array of effects of both acidic deposition in aquatic and
terrestrial ecosystems and ecosystem N enrichment. The evidence for
acid deposition effects, extending back many decades, has accrued in
part through study of ecosystem acidification that has resulted from
many decades of acidifying deposition (ISA, section ES.5.1 and Appendix
4, section 4.6). As noted in section II.C and II.D above, both S and N
compounds have contributed to ecosystem acidification, with relative
contributions varying with emissions, air concentrations, and
atmospheric chemistry, among other factors. Ecological effects have
been documented comprehensively in waterbodies of the Adirondack and
Appalachian Mountains, and in forests of the Northeast, at the organism
to ecosystem scale. With regard to N enrichment, research on its
effects in estuaries and large river systems across the U.S. extends
back at least four decades, and there is longstanding evidence of
effects in estuaries along the East and Gulf Coasts of the U.S., as
summarized in more detail in Chapters 4 and 5 of the PA (ISA, Appendix
7, section 7.2.9; 2008 ISA, section 3.3.2.4; Officer et al., 1984).
Additionally, the evidence base on the effects of N enrichment in
terrestrial ecosystems, primarily in grassland and forested ecosystems,
includes evidence that was available in the last review (e.g., 2008
ISA, sections 3.3.3 and 3.3.5).
Some uncertainties associated with the evidence available in the
2012 review remain, and some additional important uncertainties have
been identified. In addition to uncertainties related to the specific
air quality circumstances associated with effects (e.g., magnitude,
duration, and frequency of concentrations associated with effects),
there are also uncertainties associated with the effects of N and S
deposition expected under changing environmental circumstances. Such
uncertainties include atmospheric loading that has declined since 2000,
with associated changes to soil and waterbody biogeochemistry and
meteorological changes associated with changing climate (ISA, section
IS.12; PA section, 7.2.1). The PA also recognizes important
uncertainties associated with the various assessment approaches
employed by different study types (PA, sections 5.3 and 7.2.1). For
example, uncertainties associated with observational studies include
uncertainty regarding the potential influence of historical deposition
on species distribution, richness, and community composition observed
in recent times (ISA, section IS.14.2.1). Additionally, there are
uncertainties contributed by variation in physical, chemical, and
ecological responses to N and S deposition, and by the potential
influence of unaccounted-for stressors
[[Page 26660]]
on response measures. Uncertainties associated with addition
experiments \62\ include, among others, those related to the potential
for effects to occur over longer periods than those assessed in those
studies (PA, section 5.3.4.1).
---------------------------------------------------------------------------
\62\ Addition experiments generally refers to field experiments
where compounds (e.g., NO3- or
SO42- in acidification experiments) are added
(generally annually) to the soil of large forested (for tree
studies) areas and the tree measurements (e.g., growth rate) are
compared to those in an untreated or control area.
---------------------------------------------------------------------------
Lastly, studies reporting atmospheric deposition rates associated
with effects involve authors' judgments regarding the magnitude of
responses considered to be effects, and may also be limited by a lack
of clarity as to references or baselines from which responses are
assessed and with regard to judgments associated with reference or
baseline conditions. As noted in the ISA, ``[t]he majority of studies
that evaluate terrestrial N CLs for N enrichment effects are based on
observed response of a biological receptor to N deposition (or N
addition as a proxy for deposition), without a known soil chemistry
threshold that causes the biological effect'' (ISA, p. IS-113).\63\
Variability in physical, chemical, and ecological characteristics of
ecosystems also contribute uncertainty to such judgments (PA, section
7.2.1).
---------------------------------------------------------------------------
\63\ In describing critical loads developed from observational
studies (or empirical data), the ISA recognizes distinctions from
other studies, as seen in the following excerpt (ISA, p. IS-113).
The majority of studies that evaluate terrestrial N CLs for N
enrichment effects are based on observed response of a biological
receptor to N deposition (or N addition as a proxy for deposition),
without a known soil chemistry threshold that causes the biological
effect. In contrast, CLs for acidification are typically based on
the deposition amount that gives rise to a soil chemical indicator
value which is known to cause an adverse biological effect. The link
between soil chemical indicator and biological effect is based on
empirical evidence (Appendix 5). The relationship between deposition
and the biogeochemistry that causes effects on soil chemistry is
typically modeled (Appendix 4; section IS.14.2).
---------------------------------------------------------------------------
In sum, a wealth of scientific evidence, spanning many decades,
demonstrates effects of acidifying deposition associated with N and S
compounds in aquatic and terrestrial ecosystems (ISA, sections ES.5.1,
IS.5.1, IS.5.3, IS.6.1 and IS.6.3; 2008 ISA, section 3.2; U.S. EPA,
1982b, Chapter 7). This evidence base supports conclusions also reached
in the 2008 ISA (for the review completed in 2012) of causal
relationships between N and S deposition and alteration of soil and
aquatic biogeochemistry, alteration of the physiology and growth of
terrestrial organisms and of associated productivity, changes in
aquatic biota, including physiological impairment, and alteration of
species richness, community composition, and biodiversity in both
aquatic and terrestrial ecosystems (ISA, Table ES-1). Similarly, a
robust evidence base demonstrates effects of N enrichment in both
estuarine and freshwater ecosystems, supporting conclusions also
reached in the last review of a causal relationship between N
deposition and changes in biota, including altered growth and
productivity, and alteration of species richness, community composition
and biodiversity due to N enrichment (ISA, sections ES.5.2, IS.6, and
IS.7, and Table ES-1). Additional effects of N deposition in wetlands,
also recognized in the last review, include alteration of
biogeochemical cycling, growth, productivity, species physiology,
species richness, community composition, and biodiversity (ISA, Table
ES-1).
In terrestrial ecosystems, as in the last review, the now expanded
evidence base supports determination of a causal relationship between N
deposition and alteration of species richness, community composition,
and biodiversity (ISA, Table ES-1). The ISA additionally determines
there to be a causal relationship for alteration of the physiology and
growth of terrestrial organisms and associated productivity, a category
of effects not included in the 2008 ISA (ISA, Table ES-1). Other
evidence of effects causally associated with S deposition in wetland
and freshwater ecosystems includes that related to chemical
transformation and associated toxicity, most specifically alteration of
mercury methylation, which was also recognized in the last review. The
other category of effects, not included in the last review, is related
to sulfide phytotoxicity and its associated effects in wetland and
freshwater ecosystems (ISA, Table ES-1).
Thus, while an array of effects is associated with S and N
deposition, information important for quantitative analysis varies
across the array. For some categories of effects (e.g., sulfide
phytotoxicity) the information is limited and/or quite variable across
locations with regard to environmental levels relating to effects, thus
hindering analysis. For others, information is limited and/or quite
variable, with regard to its linkages to the criteria pollutants. The
information with clearest implications to NAAQS decisions pertains to
SOX and S deposition-related ecosystem acidification. While
the information regarding effects associated with N loading to
ecosystems is extensive, information to support quantitative analysis
to inform NAAQS decisions regarding N oxides and PM is not clear, with
multiple complicating factors. Such factors include contributions from
other, non-criteria pollutants, such as NH3. As noted in
section II.D above, the role of N deposition in aquatic acidification
is considered in the REA. With regard to other N deposition-related
effects of N oxides and PM, the information does not provide effective
support for such analysis, independent of effects from other (non-
criteria) pollutants, or, in some cases, from other (non-air) sources.
c. Sulfur Deposition and SOX
Evidence- and exposure/risk-based considerations discussed in the
PA pertaining to S deposition and SOX in ambient air are
summarized in the subsections below. These considerations reflect
discussion in the PA, which draws on the available welfare effects
evidence described in the current ISA, the 2008 NOX/
SOX ISA, the 2009 p.m. ISA, and past AQCDs, as well as
information available from quantitative analyses (summarized in
Chapters 5 and 6 of the PA), both analyses recently developed and those
available from the 2009 REA.
In considering potential public welfare protection from S
deposition-related effects in aquatic ecosystems (in light of the
aquatic acidification REA results summarized in II.D above), the PA
notes as an initial matter, the integral role of watersheds in aquatic
ecosystem health (e.g., ISA, Appendix 8, section 8.1 and Appendix 16,
section 16.4.2) and the effects of acidic deposition on forested areas
in the watersheds that are distinct from effects in water bodies (e.g.,
reduced tree growth and survival). Further, as discussed in section
II.C.2 above, there are an array of benefits of watershed forested
areas to the public, including such ecosystem services as silviculture,
drinking water supply protection, recreational uses. In light of these
public benefits, the PA recognizes the public welfare implications of
various effects of acidifying deposition on the natural resources in
these areas, with the public welfare significance dependent on the
severity and extent of such effects. Given the more extensive
quantitative analyses for aquatic acidification in this review, the PA
discusses the public welfare implications of S deposition-related
effects in aquatic ecosystems with an eye toward their prominence for
decision-making in this review (PA, sections 4.5 and 7.2.2.2). In so
doing, the PA judges that in focusing on public welfare protection from
aquatic acidification-related effects will provide protection from
watershed soils, and
[[Page 26661]]
accordingly, for associated watershed resources.
The PA notes that, as also recognized in the 2012 review, aquatic
ecosystems provide a number of services important to the public
welfare, ranging from recreational and commercial fisheries to
recreational activities engaged in by the public (77 FR 20232, April 3,
2012). Because aquatic acidification primarily affects the diversity
and abundance of aquatic biota, it also affects the ecosystem services
that are derived from the fish and other aquatic life found in these
surface waters (PA, section 4.5; ISA, Appendix 14, section 14.3.1).
Fresh surface waters support several cultural services, such as
aesthetic and educational services; the type of service that is likely
to be most widely and significantly affected by aquatic acidification
is recreational fishing, with associated economic and other benefits.
Other potentially affected services include provision of food for some
recreational and subsistence fishers and for other consumers, as well
as non-use services, including existence (protection and preservation
with no expectation of direct use) and bequest values (PA, section
4.5).
The PA recognizes that some level of S deposition and associated
risk of aquatic acidification, including those associated with past
decades of acidifying deposition in the Northeast, can impact the
public welfare and thus might reasonably be judged adverse to the
public welfare. Depending on magnitude and the associated impacts,
there are many locations in which S deposition and associated aquatic
acidification can adversely affect the public welfare. For example,
there is evidence in some waterbodies that aquatic acidification
resulting in reduced acid buffering capacity can adversely affect
waterbodies and associated fisheries, which in addition to any
commercial ramifications can have ramifications on recreational
enjoyment of affected areas (PA, sections 5.1.1 and 4.5). The evidence
is less clear as to what level of risk to an aquatic system, in terms
of estimates for achieving various ANC targets across sites within an
ecoregion, might be judged of public welfare significance.
In other secondary NAAQS reviews, the EPA's consideration of the
public welfare significance of the associated effects has recognized a
particular importance of Class I areas and other similarly protected
areas. Accordingly, we note that waterbodies that have been most
affected by acidic deposition are in the eastern U.S., including in
several Class I areas and other national and state parks and forests
(PA, section 5.1.2.1).\64\ Two waterbodies in such areas were included
as case studies in the aquatic acidification REA: Shenandoah Valley
Area and Rocky Mountain National Park (PA, section 5.1.3.3). While
assuring continued improvement of affected waterbodies throughout the
U.S. (e.g., through lower S deposition than the levels of the past) may
reasonably be considered to be of public welfare importance, it is
particularly important in Class I and similarly protected areas. In
this review, in considering the potential public welfare significance
of aquatic acidification effects of differing levels of S deposition,
the PA summarizes the REA ecoregion-scale results in terms of
percentages of ecoregions in which differing percentages of waterbodies
are estimated to achieve the three acid buffering capacity targets. The
PA summarized results in this way to inform identification of S
deposition estimates in the context of potential policy options.
---------------------------------------------------------------------------
\64\ A comparison of Figures 4-4 and 5-6 of the PA indicates
multiple Class I areas in ecoregions considered acid sensitive.
---------------------------------------------------------------------------
The first subsection below (II.E.1.c(1)) focuses on the aquatic
acidification REA analyses (summarized in section II.D above),
considering first their use of ANC as the indicator of acidification
risk, then evaluating the exposure/risk estimates as to what they
indicate about acidification risks in freshwater streams and lakes of
the contiguous U.S. for S deposition rates estimated to have occurred
over the past two decades (much of which is newly assessed in this
review),\65\ and lastly identifying important uncertainties associated
with the estimates. Section II.E.1.c(2) considers the evidence and
quantitative exposure/risk information from a public welfare protection
perspective, focusing first on what might be indicated regarding
deposition conditions under which waterbodies in acid-sensitive
ecoregions might be expected to achieve acid buffering capacity of
interest and what the available information indicates pertaining to the
consideration of public welfare protection from S deposition related
effects in aquatic ecosystems. Lastly, section II.E.1.c(2) considers
what the published quantitative information regarding S deposition and
terrestrial acidification indicates regarding deposition levels of
potential concern, along with associated uncertainties in this
information. Section II.E.1.c(3) then summarizes considerations in
relating SOX air quality metrics to deposition of S
compounds.
---------------------------------------------------------------------------
\65\ Aquatic acidification risk analyses in the last review
considered deposition estimates for 2002 and 2006 derived from CMAQ
modeling, 2002 emissions estimates (2009 REA, Appendix 1).
---------------------------------------------------------------------------
(1) Quantitative Information for Ecosystem Risks Associated With S
Deposition
As in the last review, we give primary attention to the
quantitative assessment of aquatic acidification (including
particularly that attributable to S deposition). While noting the
uncertainties associated with results of the aquatic acidification REA,
as summarized in section II.D.2 above, the PA recognized these results
to be informative to the identification of S deposition levels
associated with potential for aquatic acidification effects of concern,
as summarized below. This assessment of quantitative linkages between S
deposition and potential for aquatic acidification is one component of
the approach implemented in the PA for informing judgments on the
likelihood of occurrence of such effects under differing air quality
conditions.
Although the approaches and tools for assessing aquatic
acidification have often been applied for S and N deposition in
combination, the approach taken in the REA for this review is focused
on S deposition. This focus is supported by analyses in the PA
indicating the relatively greater contribution of S deposition than N
deposition to aquatic acidification risk under the more recent air
quality conditions that are the focus of this review (PA, Appendix 5A).
As summarized in section II.D above, the aquatic acidification
assessment has relied on well-established site-specific water quality
modeling applications with a widely recognized indicator of aquatic
acidification, ANC.
Quantitative tools are also available for the assessment of
terrestrial acidification related to S deposition, as they were in the
last review, and the findings from these analyses presented in the 2009
REA have been considered in this review in the context of more recently
available evidence (PA, section 5.3.2.1; 2009 REA, section 4.3).\66\ In
the last review, analyses that related estimated atmospheric deposition
of acidic N and S compounds (for early 2000s time period) to
terrestrial effects, or indicators of terrestrial ecosystem risk, were
generally considered to be more uncertain than conceptually similar
modeling analyses for aquatic
[[Page 26662]]
ecosystems. For example, the 2009 REA concluded that ``aquatic
acidification is clearly the targeted effect area with the highest
level of confidence'' (2009 REA, section 7.5; 2011 PA, section 1.3).
Additionally, the PA for this review notes that quantitative tools and
approaches are not well developed for other ecological effects
associated with atmospheric deposition of S compounds, such as mercury
methylation and sulfide toxicity in aquatic systems (PA, sections
4.2.3.1 and 4.2.3.2).
---------------------------------------------------------------------------
\66\ Given findings from the 2009 REA that aquatic acidification
provided a more sensitive measure for use in assessing deposition
related to ecosystem acidification, and consideration of recent
information not likely to result in a different finding, the REA for
the current review focused on aquatic acidification.
---------------------------------------------------------------------------
As described in sections II.C and II.D above, ANC is an indicator
of susceptibility or risk of acidification-related effects in
waterbodies, with lower levels indicating relatively higher potential
for acidification and related waterbody effects. The support for this
relationship is strongest in aquatic systems low in organic material,
and the evidence comes predominantly from historically affected
waterbodies in the eastern U.S. (e.g., in the Adirondack Mountains) and
Canada. In waterbodies with relatively higher levels of dissolved
organic material, the presence of organic acid anions contributes to
reduced pH, but also creates complexes with dissolved aluminum that
protect resident biota against aluminum toxicity (ISA, Appendix 8,
section 8.3.6.2; PA, section 7.2.2.1). Accordingly, biota in such
systems tolerate lower ANC values (and pH) than biota in waterbodies
with low dissolved organic carbon. Thus, while the evidence generally
supports the use of ANC as an acidification indicator and for purposes
of judging a potential for ecosystem acidification effects generally,
the relationship with risk differs depending on the presence of
naturally occurring organic acids, which also affects the
responsiveness of ANC to acidifying deposition in these areas. For
these reasons, in some areas, ANC is less well supported as an
indicator for acidic deposition-related effects (and waterbodies are
less responsive to changes in acidic deposition) due to dissolved
organic material; these areas include the Middle Atlantic Coastal
Plain, Southern Coastal Plains, and Atlantic Coastal Pine Barrens
ecoregions (PA, section 5.1.2.2).
The PA considers the available evidence to provide strong support
for use of ANC for purposes of making judgments regarding risk to
aquatic biota in streams impacted by acidifying deposition, and for
consideration of the set of targets analyzed in the aquatic
acidification REA: 20, 30, and 50 [mu]eq/L (PA, section 5.1). There is
longstanding evidence of an array of impacts on aquatic biota and
species richness reported in surface waters with ANC values below zero
and in some historically impacted waterbodies with ANC values below 20
[mu]eq/L (PA, section 5.1.2.2). The severity of impacts is greatest at
the lowest ANC levels. This evidence derives primarily from lakes and
streams of the Adirondack Mountains and areas along the Appalachian
Mountains. As recognized in the 2012 review, in addition to providing
protection during base flow situations, ANC is a water quality
characteristic that affords protection against the likelihood of
decreased pH from episodic events in impacted watersheds. For example,
some waterbodies with ANC below 20 [mu]eq/L have been associated with
increased probability of low pH events, that, depending on other
factors as noted above, may have potential for reduced survival or loss
of fitness of sensitive biota or lifestages (2008 ISA, section
5.1.2.1). In general, the higher the ANC level above zero, the lower
the risk presented by episodic acidity. In summarizing and considering
the acidification risk estimates for the different scales of analysis
(national, ecoregion and case study) and using the water quality
modeling-based CLs derived for three different ANC targets (20, 30 and
50 [mu]eq/L), the PA recognizes both the differing risk that might be
ascribed to the different ANC targets, as well as the variation in ANC
response across waterbodies that may be reasonable to expect with
differences in geology, history of acidifying deposition, and in
patterns of S deposition. Further, the PA recognizes limitations and
uncertainties in the use of ANC as an indicator for model-based risk
assessments as noted above (PA, section 7.2.2.1).
The REA national-scale analysis of more than 13,000 waterbody sites
in 69 ecoregions demonstrated an appreciable reduction in risk over the
20-year period of analysis (PA, section 5.1.3). For the 2001-2003
period, more than 20% of waterbodies analyzed nationally were estimated
to be unable to achieve an ANC of 20 [mu]eq/L or greater based on S
deposition estimates (table 1 above). This percentage declines
significantly by the 2010-2012 period, and by the 2018-20 period, only
1% and 4% of waterbodies analyzed nationally were estimated to be
unable to achieve or exceed ANC targets of 20 [mu]eq/L and 50 [mu]eq/L,
respectively (table 1). The 25 ecoregions included in the ecoregion-
scale analyses (i.e., 18 in the East and 7 in the West in which there
are at least 50 waterbody sites with CL estimates) are dominated by
ecoregions categorized as acid sensitive (PA, Table 5A-5) and excludes
the three ecoregions identified above as having natural acidity related
to organic acids \67\ (PA, section 5.1.2.1). The ecoregion-scale
results across the 20-year period reflect the results at the national
scale, but the percentages of waterbodies not able to meet the ANC
targets are higher than the national percentages due to the dominance
of the acid-sensitive ecoregions among the 25 analyzed in the
ecoregion-scale analysis. Specifically, in the most affected ecoregion
(Central Appalachians), more than 50% of waterbodies were estimated to
be unable to achieve an ANC of 20 [mu]eq/L or greater based on S
deposition estimates for the 2001-2003 period; the percentage was close
to 60% for an ANC target of 50 [mu]eq/L (Figure 1 above, and PA, Figure
5-13). By the 2018-2020 period, less than 10% of waterbodies in any of
the 25 ecoregions (and less than 5% in all but one) were estimated to
be unable to achieve an ANC of 20 [mu]eq/L and less than 15% of
waterbodies in the most affected ecoregion were estimated to be unable
to achieve an ANC of 50 [mu]eq/L (Figure 1 above and PA, Figure 5-13).
---------------------------------------------------------------------------
\67\ The natural acidity contributes to a reduced responsiveness
to changes in acidic deposition.
---------------------------------------------------------------------------
The PA recognizes uncertainty associated with two overarching
aspects of the aquatic acidification REA (PA, section 5.1.4 and
Appendix 5A, section 5A.3). The first relates to interpretation of
specific thresholds or benchmark concentrations of ANC with regard to
aquatic acidification risk. The second relates to our understanding of
the biogeochemical linkages between deposition of S and N compounds and
waterbody ANC (which is reflected in the modeling employed), and the
associated estimation of CLs. With regard to interpretation of ANC
thresholds, while ANC is an established indicator of aquatic
acidification risk, there is uncertainty in our understanding of
relationships between ANC and risk to native biota, particularly in
waterbodies in geologic regions prone to waterbody acidity. Such
uncertainties relate to a number of factors, including the varying
influences of site-specific factors other than ANC. These other site-
specific factors include prevalence of organic acids in the watershed,
as well as historical loading to watershed soils that can influence
acidity of episodic high-flow events (PA, sections 5.1.4 and 7.2.2.1
and Appendix 5A, section 5A.3). There are also uncertainties associated
with the estimates of S deposition used in the analyses of CL
exceedances, including those for the national- and ecoregion-scale
analyses (PA, section 6.3.1, Table
[[Page 26663]]
6-13). Consideration of such uncertainties informs the weighing of the
findings of the quantitative analyses. For example, there is more
uncertainty associated with CLs in areas that are less well studied.
Thus, the PA suggests that it is appropriate to put greater emphasis on
the more well studied areas and/or less emphasis on estimates for the
tails of the distributions (e.g., upper/lower percentiles) of waterbody
exceedances within an ecoregion or case study area. This information
additionally informs interpretation of the potential risk associated
with estimates for the different ANC targets.
With regard to estimation of CLs for the different ANC targets,
associated uncertainties, generally related to parameters used in the
steady-state CL models, are difficult to characterize and assess. Such
uncertainties contribute uncertainty to estimation of the ANC levels
that individual waterbodies might be expected to achieve under
different rates of S deposition. While the water quality models used
for estimating aquatic acidification CL are well conceived and based on
a substantial amount of research and applications available in the
peer-reviewed literature, there is uncertainty associated with the
availability of the necessary data to support certain model components
(PA, Appendix 5A, section 5A.3). For example, as recognized in section
II.D.2 above, the data to support the site-specific model inputs for
some areas are more limited than others, with associated greater
uncertainties (PA, sections 4.2.1.3 and 5.1.4).
Most particularly, the strength of the CL estimates and the
exceedance calculation rely on the ability of models to estimate the
catchment-average base-cation supply (i.e., input of base cations from
weathering of bedrock and soils and air), runoff, and surface water
chemistry. The uncertainty associated with runoff and surface water
parameters relates to measurement availability, which varies among
waterbodies. The model input associated with estimating base cation
catchment supply is the base cation weathering rate, which the ISA
recognizes as ``one of the most influential yet difficult to estimate
parameters in the calculation of critical acid loads of N and S
deposition for protection against terrestrial acidification'' (ISA,
section IS.14.2.2.1; Li and McNulty, 2007). Although the approach to
estimate base-cation supply in the REA (e.g., F-factor approach) has
been widely published and analyzed in Canada and Europe, and has been
applied in the U.S. (e.g., Dupont et al., 2005 and others), the
magnitude of uncertainty in this estimate is unclear and could be large
in some cases. The REA's quantitative analysis of uncertainty in CL
estimates indicates lower uncertainty associated with CLs estimated for
sites with more extensive and longer-term water quality datasets and
relatively low variability in the runoff measurements, such as CLs for
waterbody sites in the eastern U.S., particularly along the Appalachian
Mountains, in the Upper Midwest, and in the Rocky Mountains. The
analysis found greater uncertainty associated with CLs estimated for
sites in the Midwest and South and along the CA to WA coast (PA,
Appendix 5A, section 5A.3.1).
(2) General Approach for Considering Public Welfare Protection
In discussing key considerations in judging public welfare
protection from S deposition in the context of the review of the
secondary standard for SOX, the PA first focused on the
results of the aquatic acidification REA as to what they indicated
about deposition conditions under which waterbodies in sensitive
ecoregions might be expected to achieve ANC levels of interest. In so
doing, the PA focused on the results of the aquatic acidification REA
at three scales: national-scale, ecoregion-scale and the more localized
case study-scale, giving particular focus to the ecoregion and case-
study analyses, which use the waterbody-specific comparisons of
estimated deposition and waterbody CLs to provide ecoregion wide and
cross-ecoregion summaries of estimated waterbody responses to ecoregion
estimates of deposition. The PA also considered the extent to which
waterbodies in each ecoregion analyzed were estimated to achieve ANC
levels at or above each of the three targets in recognition of the
variation in ANC response reasonably expected across waterbodies in an
ecoregion based on both differences in watersheds that can affect
sensitivity to S deposition and with different spatial or geographic
patterns of S deposition.
At the national scale, as summarized in section II.E.1.c(1) above,
unlike the case for the 2000-2002 period, few waterbodies are estimated
to be receiving deposition in excess of their CLs for the three ANC
targets under recent deposition estimates. For example, for S
deposition estimates for the most recent time period (2018-2020), only
4% of waterbodies nationally were estimated to exceed CLs for an ANC of
50 [mu]eq/L and 1% for an ANC of 20 [mu]eq/L (table 1 above). In this
time period (2018-2020), median estimates of deposition in all of the
69 ecoregions that are represented in these national-scale percentages
(ecoregions with at least one site with a CL estimate) are at or below
approximately 4 kg S/ha-yr (PA, Tables 5A-15 and 5A-11).
Based on the array of CL-based analyses, the PA provides a general
sense of the ANC values that waterbodies in sensitive regions across
the continental U.S. may be able to achieve, including for areas
heavily affected by a long history of acidifying deposition, such as
waterbodies in Shenandoah Valley. In the case study for that well
studied area (4,977 sites distributed across three ecoregions), 90% of
waterbody sites are estimated to be able to achieve an ANC at or above
20 [mu]eq/L (focusing on S deposition only) with S deposition of 7.1
kg/ha-yr and 70% with S deposition of 9.4 kg/ha-yr (PA, section
5.1.3.3). For an ANC target at or above 50 [mu]eq/L in the Shenandoah
Valley case study, the corresponding deposition estimates are 4.1 and
6.3 kg/ha-yr (PA, Table 5-6). For the other case study areas (White
Mountain National Forest, Northern Minnesota, Sierra Nevada Mountains
and Rocky Mountain National Park), there are appreciably fewer
waterbody sites for which modeling has been performed to estimate CLs,
and accordingly greater uncertainty. Yet, the case study area averages
of waterbody CLs for achieving ANC at or above each of the three
targets (20, 30 or 50 [mu]eq/L) is quite similar across the five case
studies, ranging from 9.4 kg/ha-yr for an ANC of 50 [mu]eq/L in
Shenandoah Valley Area to 12 kg/ha-yr for an ANC of 20 [mu]eq/L in both
Shenandoah and Sierra Nevada Mountains case study areas (PA, Table 5-
6).
Findings from the ecoregion-scale analyses of 25 ecoregions (18
East and 7 West), nearly all of which are considered acid sensitive,
indicated ranges of deposition estimates associated with high
percentages of waterbodies estimated to achieve the three ANC targets
that are similar to the case study results immediately above. This was
the case when considering the ecoregion-scale analysis results in both
of the two ways they were presented: (1) in terms of ecoregion median
deposition regardless of time period or ecoregion (ecoregion-time
period combinations), and (2) in terms of temporal trends in S
deposition and waterbody percentages achieving ANC targets.
For example, in the ecoregion-time period combinations
presentation, at least 90% of waterbody sites in 87% of the eastern
ecoregion-time period combinations are estimated to be able to achieve
an ANC at or above 20 [mu]eq/L with ecoregion median S deposition at
[[Page 26664]]
or below 9 kg/ha-yr and in 96% of those combinations for S deposition
at or below 5 kg/ha-yr (table 4 below). This summary contrasts with,
and indicates appreciably greater acid buffering capacity than, the
estimates for S deposition at or below 18 kg/ha-yr (table 4 below).
Further, 70% of waterbody sites in all 18 eastern ecoregions are
estimated to achieve an ANC at or above 50 [mu]eq/L with ecoregion
median S deposition at or below 9 kg/ha-yr. Although fewer ecoregion-
time period combinations are associated with still lower S deposition
estimates, contributing to increased uncertainty, we also note that for
the lowest bin that is composed of at least half of the full eastern
ecoregion dataset (51 ecoregion-time periods with S deposition
estimates at or below 5 kg/ha-yr), 90% of waterbodies per ecoregion
were estimated to achieve an ANC at or above 20 [mu]eq/L in 96% of the
combinations and at or above 50 [mu]eq/L in 82% of the combinations
(table 4 below).
In total, the ecoregion-time periods presentation indicates the
likelihood of appreciably more waterbodies achieving the acid buffering
capacity targets among the combinations with ecoregion median
deposition at or below 9 kg/ha-yr (and for the bins for lower values)
in eastern ecoregions compared to the estimates of waterbodies
achieving acid buffering targets based on the full dataset that
includes deposition estimates up to 18 kg/ha-yr. More specifically,
this reflects an appreciably greater percentage of waterbodies in more
ecoregions achieving ANC at or above 20 [mu]eq/L, at or above 30
[mu]eq/L, and at or above 50 [mu]eq/L (table 4 below), with ecoregion
median deposition levels at or below 9 kg/ha-yr. Additionally, these
percentages increase across the bins for the lower deposition
estimates, although they are also based on smaller proportions of the
supporting dataset (i.e., fewer ecoregion-time period combinations in
each subsequently lower deposition bin).
Table 4--Summary of the Eastern Ecoregion and Time Period Combinations Achieving Different ANC Targets With Estimated S Deposition at or Below Different
Values
--------------------------------------------------------------------------------------------------------------------------------------------------------
% of Eastern ecoregion-time period combinations ** with at least 90%, 80% or 70%
waterbodies per ecoregion achieving ANC target
% of ----------------------------------------------------------------------------------
S deposition (kg/ha-yr) * combinations >=90% of waterbodies >=80% of waterbodies >=70% of waterbodies
included ----------------------------------------------------------------------------------
20 30 50 20 30 50 20 30 50
--------------------------------------------------------------------------------------------------------------------------------------------------------
ANC ([micro]eq/L) at/below:
<=18............................................ 100 73 67 60 88 87 81 92 90 89
<=13............................................ 90 80 73 65 95 94 88 98 96 96
<=11............................................ 84 83 76 68 97 96 91 99 99 99
<=9............................................. 77 87 81 72 100 99 93 100 100 100
<=7............................................. 70 92 87 78 100 100 95 100 100 100
<=6............................................. 66 93 88 78 100 100 97 100 100 100
<=5............................................. 57 96 92 82 100 100 96 100 100 100
--------------------------------------------------------------------------------------------------------------------------------------------------------
* These values are ecoregion median estimates across all waterbody sites in an ecoregion with a CL estimate.
** These percentages are from the more extensive presentation of results in PA, Table 5-5.
The PA observes that estimates from the temporal trend perspective
similarly indicate appreciable percentages of waterbodies per ecoregion
being estimated to achieve the acid buffering capacity targets with
ecoregion median deposition below a range of approximately 8 to 5 kg/
ha-yr. For example, during the latter half of the 20-year period
analyzed (i.e., by the 2010-2012 period), by which time all 25
ecoregions are estimated to have more than 70% of waterbodies able to
achieve an ANC at or above 50 [mu]eq/L (and at least 85% able to
achieve an ANC at or above 20 [mu]eq/L), median deposition in 95% of
the ecoregions was below 8 kg S/ha-yr, ranging from 1.3 to 7.3 kg S/ha-
yr (PA, Table 7-2 and Figure 7-1). As shown in table 5 below, with each
reduction in S deposition in each subsequent time period, more
waterbodies in each of the eastern ecoregions are estimated to be able
to achieve the ANC targets. Nearly 90% of the 18 eastern ecoregions are
estimated to have at least 90% of their waterbodies achieving an ANC of
20 [mu]eq/L in the 2010-12 period and achieving an ANC of 50 [mu]eq/L
in the 2014-16 period. When the 7 western ecoregions are included in a
summary based on ANC targets of 20 [mu]eq/L for the West and 50 [mu]eq/
L for the East,\68\ over 70% of the full set of ecoregions are
estimated to have at least 90% of their waterbodies achieving the ANC
targets by the 2010-12 period (table 5). By the 2014-2016 and 2018-2020
periods, 24 of the 25 ecoregions were estimated to have more than 90%
of waterbodies able to achieve an ANC at/above 50 [mu]eq/L, and median
S deposition in all 25 ecoregions was below 5 kg/ha-yr (table 5).
---------------------------------------------------------------------------
\68\ This combination of targets recognizes the naturally and
typically low ANC levels observed in western waterbodies while also
including a higher target for the East, as described in section
5.1.2.2 of the PA.
Table 5--Ecoregions Estimated To Have Different Percentages of Waterbodies Achieving Different ANC Targets for the Five Deposition Periods Analyzed
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
% (n) of ecoregions with specified percentage of waterbodies per ecoregion achieving specified ANC
------------------------------------------------------------------------------------------------------------------------------------
ANC: 20 [mu]eq/L 30 [mu]eq/L 50 [mu]eq/L
------------------------------------------------------------------------------------------------------------------------------------
Time period Ecoregion median S Percent of waterbodies per Percent of waterbodies per Percent of waterbodies per
deposition (kg/ha-yr) ecoregion ecoregion ecoregion
------------------------------------------------------------------------------------------------------------------------------------
Min Max 90% 80% 70% 90% 80% 70% 90% 80% 70%
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
East
Of 18 Eastern Ecoregions
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
2001-03.................................................... 4.0 17.3 39% (7) 67% (12) 72% (13) 28% (5) 61% (11) 72% (13) 22% (4) 50% (9) 72% (13)
2006-08.................................................... 3.1 14.4 44% (8) 72% (13) 89% (16) 33% (6) 72% (13) 78% (14) 33% (6) 67% (12) 72% (13)
[[Page 26665]]
2010-12.................................................... 2.3 7.3 89% (16) 100% (18) 100% (18) 83% (15) 100% (18) 100% (18) 61% (11) 89% (16) 100% (18)
2014-16.................................................... 1.9 4.6 94% (17) 100% (18) 100% (18) 94% (17) 100% (18) 100% (18) 89% (16) 100% (18) 100% (18)
2018-20.................................................... 1.3 3.9 100% (18) 100% (18) 100% (18) 94% (17) 100% (18) 100% (18) 94% (17) 100% (18) 100% (18)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
All
Of 25 Ecoregions (18 East, 7 West)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
2001-03.................................................... 1.2 17.3 56% (14) 76% (19) 80% (20) 48% (12) 72% (18) 80% (20) 44% (11) 64% (16) 80% (20)
2006-08.................................................... 1.2 14.4 60% (15) 80% (20) 92% (23) 52% (13) 80% (20) 84% (21) 52% (13) 76% (19) 80% (20)
2010-12.................................................... 1.0 7.3 92% (23) 100% (25) 100% (25) 88% (22) 100% (25) 100% (25) 72% (18) 92% (23) 100% (25)
2014-16.................................................... 1.1 4.6 96% (24) 100% (25) 100% (25) 96% (24) 100% (25) 100% (25) 92% (23) 100% (25) 100% (25)
2018-20.................................................... 0.62 3.9 100% (25) 100% (25) 100% (25) 96% (24) 100% (25) 100% (25) 96% (24) 100% (25) 100% (25)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Note: Estimates for ANC of 50 [mu]eq/L (East) and 20 [mu]eq/L (West) are identical to those for 50 in all 25 ecoregions.
The temporal trends in percentage of waterbodies estimated to
achieve the target ANC levels for each of the 25 individual ecoregions
document a large difference between the time periods prior to 2010 and
subsequent time periods (Figure 1 above; PA, Figure 7-1). For the S
deposition estimated for the 2010-2012 time period, more than 70% of
waterbodies are estimated to be able to achieve an ANC of 50 [mu]eq/L
in all 25 ecoregions (Figure 1, left panel), and 85% to 100% of
waterbodies in all ecoregions are estimated to be able to achieve an
ANC of 20 [mu]eq/L (Figure 1, right panel).
Given the dependency of the ANC estimates on S deposition
estimates, this distinction between the period prior to 2010 and the
subsequent decade is also seen in the ecoregion deposition estimates
for the 25 REA ecoregions (Figure 2; PA, Figure 7-2). The distribution
of deposition estimates at waterbody sites assessed in each ecoregion,
and particularly the pattern for the higher percentile sites in each
ecoregion, illustrates the deposition estimates that are driving the
REA estimates. For example, among the 25 East and West ecoregions
during the two periods prior to 2010, the medians of the ecoregion 90th
percentile deposition estimates ranged from approximately 14 to 17 kg/
ha-yr, with maximum values above 20 kg/ha-yr (Figure 2). This contrasts
with the deposition estimates during the 2010-2020 period when, among
all 25 ecoregions, the medians of the ecoregion 90th percentile
deposition estimates ranged from approximately 2 to 5 kg/ha-yr, with
all ecoregion 90th percentile estimates below 8 kg/ha-yr (Figure 2).
The contrast is less sharp for the ecoregion medians, as the median is
a statistic less influenced by changes in the magnitude of values at
the upper end of the distribution (Figure 2).
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Thus, in considering identification of S deposition levels that may
be associated with a desired level of ecosystem protection for an
SOX
[[Page 26667]]
standard, the PA took note of the increased percentages of waterbodies
estimated to achieve more protective ANC levels across the five time
periods. The pattern of estimated improving water quality over the 20-
year study period is paralleled by the pattern of declining deposition,
which is more obvious in the upper percentiles (than the median) of the
distribution of values per ecoregion (Figure 2). This pattern indicates
appreciable difference between the first and second decades of the
period in terms of S deposition (at upper percentiles as well as at the
median of sites within the 25 ecoregions) and associated aquatic
acidification risk. The ecoregion with the highest S deposition in the
latter decade (2010-2020) had 90th percentile estimates ranging from
approximately 8 kg/ha-yr to just below 5 kg/ha-yr (and median estimates
with a very similar range) across this decade (Figure 2). As noted
immediately above, the risk estimates associated with the deposition
estimates of this decade indicate generally high percentages of
waterbodies per ecoregion as able to achieve or exceed the three ANC
targets. Similarly, the ecoregion-time period binning summary also
indicates generally high percentages of waterbodies achieving ANC
targets for ecoregion median S deposition at or below about 8 or 9 kg/
ha-yr (table 4). Lastly, the case study CL estimates also indicate
appreciable portions of the case study areas that might be expected to
attain the three ANC targets with deposition below 9 kg/ha-yr. Thus, in
light of these observations, the PA describes S deposition, on an
areawide basis, that falls below approximately 10-5 kg/ha-yr, or 8-5
kg/ha-yr (differing slightly depending on the supporting analysis), as
being associated with the potential to achieve acid buffering capacity
levels of interest in an appreciable portion of sensitive areas.
In considering what the quantitative information regarding S
deposition and terrestrial acidification indicates regarding deposition
levels of relatively greater and lesser concern for potential
acidification-related effects (and the associated uncertainties), the
PA considers soil chemistry modeling analyses (both those described in
published studies and an analysis performed in the 2009 REA), studies
involving experimental additions of S compounds to defined forestry
plots, and observational studies of potential relationships between
terrestrial biota assessments and metrics for S deposition (PA, section
5.3). With regard to soil chemistry modeling analyses performed in the
last review, the PA notes that the resulting estimates of acidic
deposition CLs for three values of the soil acidification indicator,
BC:Al ratio, indicated a range generally well above the CL estimates
associated with achieving various ANC targets in the aquatic
acidification analyses discussed above. The soil acidification CLs were
also above all of the ecoregion estimates (across the five time periods
from 2001 through 2020) considered in the aquatic acidification
analyses (PA, Table 5-7). Thus, the PA concluded that these soil
acidification modeling findings indicate that a focus on aquatic
acidification might reasonably be expected to also provide protection
from soil acidification effects on terrestrial biota. With regard to
studies involving S additions to experimental forested areas, the PA
notes that although the number of tree species that have been included
in such experiments is somewhat limited, the more widely recognized
sensitive species (based on field observations) have been included in
such studies. Across these studies, the PA observes that effects on the
trees analyzed have not been reported with S additions below 20 kg/ha-
yr (which is in addition to the atmospheric deposition occurring during
the experiment).
The PA also considers the recently available quantitative
information regarding S deposition and terrestrial acidification drawn
from two observational studies that report associations of tree growth
and/or survival metrics with various air quality or S deposition
metrics, providing support to conclusions regarding the role of acidic
S deposition on tree health in the U.S., most particularly in regions
of the eastern U.S. (PA, section 5.3.2.3 and Appendix 5B, section
5B.3.2). The metrics used in the two largest studies include site-
specific estimates of average SO42- deposition
and of average total S deposition over the interval between tree
measurements, generally on the order of 10 years (Dietze and Moorcroft,
2011; Horn et al., 2018). In the study that used
SO42- as the indicator of acidic S deposition,
and for which the study area was the eastern half of the contiguous
U.S., site-specific average SO42- deposition
(1994-2005) ranged from a minimum of 4 kg/ha-yr to a maximum of 30 kg/
ha-yr (Dietze and Moorcroft, 2011). Review of the study area for this
study and a map indicating geographic patterns of deposition during the
period of the deposition data indicate the lowest deposition areas to
be west of the Mississippi River, northern New England (e.g., Maine)
and southern Georgia and Florida (in which S deposition in the 2000-
2002 period is estimated to fall below 8 kg/ha-yr), and the highest
deposition areas to be a large area extending from New York through the
Ohio River valley (PA, Appendix 5B, Figures 5B-1 and 5B-11). In the
second study, deposition at the sites with species for which growth or
survival was negatively associated with S deposition ranged from a
minimum below 5 kg/ha-yr to a site maximum above 40 kg/ha-yr, with
medians for these species generally ranging from around 5 to 12 kg S/
ha-yr (Appendix 5B, section 5B.3.2.3; Horn et al., 2018).
In considering these study observations, the PA notes the history
of appreciable acidic deposition in the eastern U.S., with its
associated impacts on soil chemistry, that has the potential to be
exerting a legacy influence on tree growth and survival more recently
(PA, section 5.3.2 and Appendix 5B). Further, the PA notes that at a
national-scale, the geographic deposition patterns (e.g., locations of
relatively greater versus relatively lesser deposition) more recently
appear to be somewhat similar to those of several decades ago (e.g.,
PA, sections 2.5.4 and 6.2.1). This similarity in patterns is
recognized to have the potential to influence findings of observational
studies that assess associations between variation in tree growth and
survival with variation in levels of a metric for recent deposition at
the tree locations, and to contribute uncertainty with regard to
interpretation of these studies as to a specific magnitude of
deposition that might be expected to elicit specific tree responses,
such as those for which associations have been found. The PA notes
that, as recognized in the study by Dietze and Moorcroft (2011), which
grouped species into plant functional groups, acidification impacts on
tree mortality result from cumulative long-term deposition, and
patterns reported by their study should be interpreted with the
knowledge that acidification impacts on tree mortality result from
cumulative long-term deposition (PA, section 5.3.1 and Appendix 5B).
(3) Relating Air Quality Metrics to S Deposition
In considering what the available information and air quality
analyses indicate regarding relationships between air quality metrics
and S deposition, the PA evaluated trends over the past two decades as
well as a series of analyses of relationships between S deposition and
ambient air concentrations of SO2 (in terms of 3-year
averages of the existing SO2 standard and as an annual
average), and between S deposition and ambient air
[[Page 26668]]
concentrations of other S compounds (e.g., SO42-
or summed SO42- and SO2) at 27 Class I
area sites, as summarized in section II.B above.\69\ With regard to
indicators other than SO2, lower correlations were observed
for collocated total S deposition estimates with indicators of
atmospheric S-containing pollutants (particulate
SO42- and the sum of S in SO2 and
particulate SO42- in 27 Class I areas than
between S deposition and annual average SO2 concentrations
(averaged over three years) at SLAMS monitors (PA, Figures 6-27 and 6-
31 and Table 6-4). Thus, while the data at the Class I area sites
(collocated CASTNET and IMPROVE network sites) provide information for
S compounds other than SO2, the analyses based on data from
SLAMS are considered particularly relevant given that those sites are
primarily in areas of higher SO2 concentrations near
emissions sources and collect FRM/FEM measurements for evaluating
ambient air concentrations relative to the existing NAAQS. Information
from these monitoring sites is useful in understanding how changes in
SO2 emissions, reflected in ambient air concentrations, may
relate to changes in deposition and, correspondingly, what secondary
standard options might best relate to ambient air concentrations such
that deposition in areas of interest is maintained at or below range of
levels identified above (PA, section 7.2.2.3).
---------------------------------------------------------------------------
\69\ The air quality metrics include one based on the current
secondary SO2 NAAQS, which is the second highest 3-hour
daily maximum in a year, as well as an annual average SO2
air quality metric (averaged over three years). In light of the many
factors contributing variability to S deposition, the analyses focus
on a 3-year average of all of the air quality and deposition metrics
and include multiple years of data, generally on the order of 20
years and covering a period of declining concentrations and
deposition. Of the two air quality metrics analyzed, the PA focused
primarily on the annual average of SO2 concentrations,
averaged over 3 years, given the focus on control of long-term S
deposition and the greater stability of the metric (PA, section
7.2.2.3).
---------------------------------------------------------------------------
Together the air quality and deposition data and analyses in the PA
indicate a significant association of S deposition with SO2
concentrations, with statistically significant correlation coefficients
ranging from approximately 0.50 up to 0.70 from the trajectory-based
and SLAMS analyses for the five 3-year time periods (during 2001-2020)
across all ecoregions. Higher correlations were observed for dry S
deposition and at sites in the eastern U.S. (PA, section 7.2.2.3). As
summarized in section II.B above, S deposition is generally higher in
the east and dry S deposition is generally higher near SO2
emissions sources. In considering the two types of analyses, relating
concentrations to deposition either nearby or in downwind areas, the PA
notes that a strength of the analyses for concentrations and deposition
estimates at SLAMS locations is the capturing of near-source
deposition, while a strength of the trajectory-based analyses is
accounting for the role of transport and transformation in contributing
to downwind deposition.
While recognizing the significant correlations between
SO2 concentrations and S deposition, the PA additionally
took note of the variability in, and uncertainty associated with
relationships between SO2 concentrations at SLAMS monitors
and nearby and/or downwind S deposition. The variability relates to the
complexity of the atmospheric chemistry, pollutant transport, and
deposition processes (PA, sections 2.1.1 and 2.5). The uncertainty in
these relationships relates to a number of factors, including
uncertainty in our estimates of S deposition (PA, section 2.5.2) and
spatial distribution of monitor sites, including the representation of
significant SO2 emissions sources, as well as elements of
the trajectory-based analysis, e.g., inclusion criteria for identifying
monitoring sites of influence (PA, section 6.3 and Table 6-13). The PA
concluded that it is unclear how much and in what way each of these
various uncertainties in the data and analyses, and the inherent
variability of the physical and chemical processes involved, might
impact the conclusions concerning ambient air SO2
concentrations related to S deposition estimates at different scales
(PA, section 7.2.2.3). In light of such uncertainty and variability,
the REA aquatic acidification analyses and discussion of S deposition
levels focused on statistics for deposition estimates representing
large areas (e.g., at the ecoregion median and 75th or 90th percentile,
and case study area average or 70th and 90th percentile CLs). While
uncertainty may be greater for relating concentrations to higher points
on the distribution of deposition in an ecoregion, the PA recognized
that it is the higher deposition estimates, if focused on individual
waterbodies, that will contribute most to aquatic acidification risk,
and additionally observed that the distribution of S deposition
estimates within ecoregions has collapsed in the more recent years of
the 20-year analysis period, with 90th percentile estimates falling
much close to the medians than in the first decade of the period
(Figure 2 above; PA, Figure 7-2).
In light of the declining trend in S deposition and the
corresponding REA estimates of increasing ANC in sensitive ecoregions
(as discussed above), the PA considered the annual average
SO2 concentration at SLAMS across five time periods from
2000-2020. In so doing, the PA focused on the most recent time periods
analyzed (i.e., since 2010) when the REA indicated appreciably improved
levels of acid buffering capability in the waterbodies of the 25
analyzed ecoregions (when ANC targets were met or exceeded in a high
percentage of water bodies across a high percentage of ecoregions).
This information indicates that during the most recent time periods (in
which ecoregion median S deposition estimates for the 25 REA ecoregions
were below 10 kg/ha-yr), the highest 3-year average annual
SO2 concentrations were generally somewhat above 10 ppb
(with some exceptions during the 2019-2021 period), and 95% of the
concentrations in each of the three most recent periods are just at or
below 5 ppb (PA, Figure 7-5, left panel). The distributions of annual
average SO2 concentrations exhibit a similar pattern of
concentrations to that for the 3-year averages, suggesting there to be
little year-to-year variability in this metric (PA, Figure 7-5).
In identifying levels for consideration for a potential annual
average SO2 standard, the PA also gives attention to the
SO2 concentrations at monitoring sites of influence
identified in the trajectory-based analyses across different ranges of
downwind ecoregion S deposition estimates. In the dataset for all 84
ecoregions in the contiguous U.S., the maximum annual average
SO2 concentrations, averaged over three years, at sites of
influence to downwind ecoregions with median S deposition ranging below
9 kg S/ha-yr to 6 kg/ha-yr,\70\ were all below 15 ppb, and 75% of the
monitor sites of influence concentrations were at or below 10 ppb (PA,
Figure 7-3).\71\ In the subset of data for the 25 REA ecoregions with
their upwind monitors, for the bin that includes deposition below 9
down to 6 kg/ha-yr, the concentrations for the metric based on maximum
concentration at upwind sites of influence (EAQM-max) range as high as
15 ppb, with more than half below 10 ppb (PA, Figure 7-4, left panel).
The EAQM-max concentrations associated with ecoregion median deposition
in the
[[Page 26669]]
lowest bins (S deposition below 6 kg/ha-yr) were all below 10 ppb. This
pattern suggests that when the highest EAQM-max concentration is
somewhat below 15 ppb and down to 10 ppb, the ecoregion median
deposition is below 9 kg/ha-yr and the 90th percentile deposition is
below 13 kg/ha-yr. When the highest EAQM-max concentration is at
approximately 11 ppb, or 10 ppb, both the median and 90th percentile
deposition are below 9 kg/ha-yr (PA, Figure 7-4).
---------------------------------------------------------------------------
\70\ The bin for ``<9-6 kg/ha-yr'' is discussed here as it is
the bin closest to the deposition target range of 10 or 8 to 5 kg/
ha-yr identified above.
\71\ Figure 7-3 of the PA presents the pairs of median
deposition estimates and associated upwind sites of influence EAQM-
max SO2 concentrations from the trajectory-based analysis
in section 6.2.4 of the PA (specifically, the combined datasets
presented in PA, Figures 6-40 and 6-41).
---------------------------------------------------------------------------
The PA additionally discusses limitations associated with relating
individual monitor SO2 concentrations to S deposition in the
context of the two metrics employed in the trajectory-based analyses.
Between these metrics, somewhat stronger correlations were found for
the annual average SO2 weighted EAQM (which provides for
proportional weighting of air concentrations from locations projected
to contribute more heavily to a particular ecoregion), compared to the
EAQM-max, particularly for the first two to three time periods of the
20-year period. This difference is related to the extent to which
monitor concentrations can be indicative of atmospheric loading. The
weighted EAQM is intended to more closely represent the atmospheric
loading for the locations (and associated sources) of the contributing
(sites of influence) monitors than a single contributing monitor can.
However, the weighted metric is not directly translatable to a standard
level (which is an upper limit on concentrations in individual
locations). Conversely, unweighted concentrations (even from the
maximum contributing monitor) are limited in the extent to which they
can reflect atmospheric loading due to a number of factors, including
monitor and source distribution and magnitude of emissions. The lower
correlations observed between deposition and the maximum EAQM in areas
of lower concentrations are an indication of this complexity. Across a
broad enough range in deposition (e.g., as occurring in the earlier
time periods and in the East), a rough correlation is observed, which
breaks down across smaller ranges in deposition, as evidenced by the
much lower correlations for the more recent period with its much lower
magnitude of deposition and much smaller range in deposition (PA,
section 7.2.2.3).
In its consideration of the trajectory-based analyses to identify a
range of annual average SO2 EAQM-max concentrations that may
be associated with an ecoregion median S deposition range from 5 to 10
kg S/ha-yr, the PA recognizes several important considerations. First,
monitor concentrations of SO2 can vary substantially across
the U.S., reflecting the distribution of sources, and other factors
such as meteorology. This complicates consideration of how the EAQM-
max, the maximum contributing monitor identified in the trajectory-
based analysis (summarized in section II.B above and described more
fully in section 6.2.4 of the PA) relates to S deposition levels in
downwind ecosystems. Another consideration is the substantial scatter
in the relationship between S deposition estimates and measured
SO2 concentrations with ecoregion median S deposition values
below 5 kg/ha-yr. This scatter in the relationship between measured
SO2 concentration and S deposition estimates at these lower
deposition levels contributes increased uncertainty to conclusions
regarding potential secondary standard SO2 metric levels
intended to relate to ecoregion median deposition levels at or below 5
kg/ha-yr (PA, section 7.2.2.3).
With regard to consideration of relationships between S deposition
and PM2.5, poor correlations were observed for total S
deposition estimates with PM2.5 at the 27 Class I area sites
(r=0.33, PA, Figure 6-31), with not much stronger correlations for
ecoregion S deposition estimates with PM2.5 at upwind sites
of influence from the trajectory-based analysis (r=0.22 and 0.48, PA,
Table 6-12). While the correlations in the trajectory-based analyses
for deposition in eastern ecoregions were much higher (r=0.83 and
0.90), the coefficients were negative for deposition in western
ecoregions. The PA concluded that the preponderance of western sites in
the Class I area dataset (20 of the 27 sites) may be an influence on
the low correlation observed for that dataset. Given that the analyses
involving total S deposition and ambient air
SO42- concentrations are at remote locations
(Class I areas), distant from sources of SO2 emissions, and
that that relationship is not stronger than that for SO2 at
the SLAMS, which are near sources monitoring SO2 (the source
for atmospheric SO42-), the PA found that the
analyses did not indicate an advantage for an indicator based on
SO42- measurements (or
SO42- and SO2 combined), such as is
currently collected at CASTNET sites, or PM2.5 mass over
options for a potential annual average standard metric focused on
SO2 concentrations (based on FRM/FEMs).\72\
---------------------------------------------------------------------------
\72\ It is also of note that use of SO42-
measurements, alone or in combination with SO2
concentrations, as an indicator of a new standard would entail
development of sample collection and analysis FRM/FEMs and of a
surveillance network.
---------------------------------------------------------------------------
d. Nitrogen Deposition and N Oxides and PM
The subsections below summarize the evidence and exposure/risk-
based considerations of the PA pertaining to N deposition and
concentrations of N oxides and PM in ambient air. These considerations
draw on the available welfare effects evidence described in the current
ISA (as well as prior ISAs and AQCDs), and discussed in Chapters 4, 5
and 6 of the PA. The focus of these considerations is primarily on N
deposition and effects other than aquatic acidification (PA, sections
4.3, 5.2 and 5.3). As recognized in section II.D above, the PA finds S
deposition to be the dominant influence on aquatic acidification risk
in the 20-year period analyzed (2001-2020), based on the finding that
the inclusion of acidic N deposition to the aquatic acidification risk
analyses did not appreciably change patterns and percentages of
waterbodies estimated to exceed CLs for the three ANC targets (PA,
section 5.1.2.4).
In considering potential public welfare protection from N
deposition-related effects (in light of the evidence summarized in
sections II.C.1 and II.C.3 above), the PA recognizes that the effects
of N deposition in both aquatic and terrestrial ecosystems have
potential public welfare implications (PA, section 7.2.3.2). For
example, in the case of eutrophication in large estuaries and coastal
waters of the eastern U.S., the public welfare significance of effects
related to decades of N loading is illustrated by the broad State,
local and national government engagement in activities aimed at
assessing and reducing the loading (PA, section 5.2.3). This
significance relates both to the severity of the effects and the wide-
ranging public uses dependent on these waters. These waterbodies are
important sources of fish and shellfish production, capable of
supporting large stocks of resident commercial species and serving as
breeding grounds and interim habitat for several migratory species, and
also provide an important and substantial variety of cultural ecosystem
services, including water-based recreational and aesthetic services, as
well as non-use benefits to the public. The impacts of eutrophication
relate to the consequence of the rapid and appreciable algal growth it
fuels. Decomposition of the plant biomass from the subsequent algal
die-off contributes to reduced waterbody oxygen which, among other
things, in turn contributes to fish
[[Page 26670]]
mortality, and changes in aquatic habitat related to changes in
resident plant and animal species (PA, section 4.3; ISA, Appendix 7).
The relative contribution of atmospheric deposition to total N
loading, however, varies widely among estuaries and has declined in
more recent years, contributing a complexity to considerations in this
review. While such complications may not affect smaller, more isolated
fresh waterbodies for which N loading is primarily from atmospheric
deposition, the evidence with regard to public welfare significance of
any small deposition-related effects in these systems is less clear and
well established. For example, the public welfare implications of
relatively subtle effects of N enrichment in aquatic systems, such as
shifts in phytoplankton species communities in remote alpine lakes, are
not clear. Additionally, the public welfare implications of
HNO3 effects on lichens (which might be considered to be
``direct'' effects or the result of deposition onto plant surfaces) are
also not clear and might depend on the extent to which they impact
whole communities, other biota, or ecosystem structure and function
(PA, section 7.2.3.2).
With regard to N enrichment in terrestrial ecosystems, the
associated effects may vary with regard to public welfare implications.
As noted above with regard to impacts of aquatic acidification, the PA
recognizes that some level of N deposition and associated effects on
terrestrial ecosystems can impact the public welfare and thus might
reasonably be judged adverse to the public welfare. Depending on
magnitude and the associated impacts, there are situations in which N
deposition and associated nutrient enrichment-related impacts might
reasonably be concluded to be significant to the public welfare, such
as N deposition that alters forest ecosystem community structures in
ways that appreciably affect use and enjoyment of those areas by the
public (PA, section 7.2.3.2).
A complication to consideration of public welfare implications that
is specific to N deposition in terrestrial systems is its potential to
increase growth and yield of agricultural and forest crops (including
timber), which may be judged and valued differently than changes in
growth of some species in natural ecosystems. Nitrogen enrichment in
natural ecosystems can, by increasing growth of N limited plant
species, change competitive advantages of species in a community, with
associated impacts on the composition of the ecosystem's plant
community. The public welfare implications of such effects may vary
depending on their severity, prevalence or magnitude, such as with only
those rising to a particular severity (e.g., with associated
significant impact on key ecosystem functions or other services),
magnitude or prevalence considered of public welfare significance (PA,
section 7.2.3.2).
(1) Quantitative Information for Ecosystem Risks Associated With N
Deposition
The PA considers the available information regarding air quality
and atmospheric deposition and risk or likelihood of occurrence of
ecosystem effects under differing conditions. In so doing, the PA notes
the varying directionality of some of the N enrichment-related effects
in terrestrial ecosystems, such that some effects can, in particular
ecosystems and for particular species seem beneficial (e.g., to growth
or survival of those species), although in a multispecies system,
effects are more complex with potential for alteration of community
composition. The information is also considered with regard to the key
limitations and associated uncertainties of this evidence.
Beginning with the appreciable evidence base documenting
assessments of N loading to waterbodies across the U.S., the PA notes
the waterbody-specific nature of such responses and the relative role
played by atmospheric deposition, among other N sources. For example,
the relative contribution to such loading from atmospheric deposition
compared to other sources (e.g., agricultural runoff and wastewater
discharges) varies among waterbody types and locations, which can be a
complicating factor in quantitative analyses. Additionally,
characteristics of resident biota populations and other environmental
factors are influential in waterbody responses to N loading, e.g.,
temperature, organic microbial community structure, and aquatic habitat
type, among others (ISA, Appendix 7). Based on identification of
eutrophication as a factor in impacts on important fisheries in some
estuaries across the U.S., multiple government and nongovernment
organizations have engaged in research and water quality management
activities over the past several decades in large and small estuaries
and coastal waters across the U.S. These activities have generally
involved quantitative modeling of relationships between N loading and
water quality parameters such as dissolved oxygen (ISA, Appendix 7,
section 7.2). This research documents both the impacts of N enrichment
in these waterbodies and the relationships between effects on waterbody
biota, ecosystem processes and functions, and N loading (PA, section
5.2.3). The evidence base recognizes N loading to have contributions
from multiple types of sources to these large waterbodies and their
associated watersheds, including surface and ground water discharges,
as well as atmospheric deposition. Accordingly, loading targets or
reduction targets identified for these systems have generally been
identified in light of policy and management considerations related to
the different source types, as discussed further in section II.E.1.d(2)
below.
Focused assessments in freshwater lakes, including alpine lakes,
where atmospheric deposition may be the dominant or only source of N
loading, also provide evidence linking N loading with seemingly subtle
changes (PA, section 5.2.2). Such seemingly subtle changes include
whether P or N is the nutrient limiting phytoplankton growth (and
productivity) and shifts in phytoplankton community composition, for
which public welfare implications are less clear (PA, section 7.2.3.1).
An additional type of aquatic ecosystem effect recognized in the
available evidence for N loading, particularly to freshwaters, relates
to an increase in the toxicity of the organic material released by
algae that is associated with harmful algal blooms (ISA, Appendix 9,
section 9.2.6.1). Information available in this review indicates that
growth of some harmful algal species, including those that produce
microcystin (one of the chemicals associated with harmful blooms), are
favored by increased availability of N and its availability in
dissolved inorganic form (ISA, Appendix 9, p. 9-28). Although this is
an active research area, few if any datasets are currently available
that quantitatively relate N loading to risk of harmful blooms,
including those that may distinguish roles for different deposition
components such as deposition of oxidized N or of particulate reduced N
distinguished from that of N loading via dry deposition of reduced N.
With regard to terrestrial ecosystems and effects on trees and
other plants, the PA recognizes the complexity, referenced above, that
poses challenges to approaches for simulating terrestrial ecosystem
responses to N deposition across areas diverse in geography, geology,
native vegetation, deposition history, and site-specific aspects of
other environmental characteristics. In its consideration of the
different types of quantitative analysis, the PA recognizes
[[Page 26671]]
limitations particular to each, and associated uncertainties.
Uncertainties associated with the soil acidification modeling analyses
in the last review include those associated with the limited dataset of
laboratory-generated data on which the BC:Al targets are based, as well
as the steady-state modeling parameters, most prominently those related
to base cation weathering and acid-neutralizing capacity (PA, section
5.3.4.1). Uncertainties associated with experimental addition analyses
include the extent to which the studies reflect steady-state
conditions, as well as a lack of information regarding historic
deposition at the study locations (PA, section 5.3.4.1). Several
aspects of observational or gradient studies of tree growth and
survival (or of species richness for herbs, shrubs and lichens)
contribute uncertainties to identification of deposition levels of
potential concern for tree species effects, including unaccounted-for
factors with potential influence on tree growth and survival (e.g.,
ozone and soil characteristics), as well as the extent to which
associations may reflect the influence of historical deposition
patterns and associated impact. Thus, while the evidence is robust as
to the ability for N loading from deposition to contribute to changes
in plant growth and survival and associated alterations in terrestrial
plant communities, a variety of factors, including the history of
deposition and variability of response across the landscape, complicate
our ability to quantitatively relate specific N deposition rates,
associated with various air quality conditions, to N enrichment-related
risks of harm to forests and other plant communities in areas across
the U.S. (PA, section 5.3.4).
(2) General Approach for Considering Public Welfare Protection
As an initial matter, the PA notes that the effects of
acidification on plant growth and survival, at the individual level,
are generally directionally harmful, including reduced growth and
survival. In contrast, the effects of N enrichment can, in particular
ecosystems and for particular species, be beneficial or harmful (e.g.,
to growth or survival of those species). Accordingly, there is added
complexity to risk management policy decisions for this category of
effects, including the lack of established risk management targets or
objectives, particularly in light of historical deposition and its
associated effects that have influenced the current status of
terrestrial ecosystems and their biota, structure, and function.
Further, the PA recognizes the contribution to N deposition of
atmospheric pollutants other than the criteria pollutants N oxides and
PM, most significantly the contribution of NH3 (PA, section
6.2.1). This contribution has increased since the last reviews of the
NO2 and PM secondary standards, as seen in Figures 6-17, 6-
18 and 6-19 of the PA, reflecting increases in NH3 emissions
over that time period. These trends of increased NH3
emissions and reduced N deposition coincide with decreasing trends in N
oxides emissions and associated contributions of oxidized N to total N
deposition (PA, Figures 6-3 and 6-19). The TDep estimates of different
types of N being deposited at the 92 CASTNET sites indicate that since
about 2015, reduced N compounds comprise a greater proportion of total
N deposition than do oxidized compounds, with reduced N in recent years
generally accounting for more than 50% of total N deposition (PA,
Figure 6-19). Further, dry deposition of NH3 as a percentage
of total N deposition at CASTNET sites ranges up to a maximum of 65% at
the highest site in 2021 (PA, Figure 6-19). The 75th percentile for
these sites is greater than 30% (i.e., at 25% of the CASTNET sites,
more than 30% of N deposition is from dry deposition of
NH3). This is a noteworthy value given that these sites are
generally in the West, with few in the areas of highest NH3
emissions where the percentage would be expected to be higher still
(PA, Figures 6-20 and 2-9).
In light of the contrasting temporal trends for emissions of
oxidized and reduced N compounds, the PA observes that the influence of
ambient air concentrations of N oxides and PM on N deposition appears
to have declined over the past 20 years, complicating consideration of
the protection from N deposition-related effects that can be provided
by secondary NAAQS for these pollutants. Thus, the PA finds that
NH3, which is not a criteria pollutant, and its contribution
to total N deposition, particularly in parts of the U.S. where N
deposition is highest, is a complicating factor in considering policy
options related to NAAQS for addressing ecological effects related to N
deposition (e.g., PA, Figure 6-18 and 6-13).
In considering what the currently available quantitative
information regarding terrestrial ecosystem responses to N deposition
indicates about levels of N deposition that may be associated with
increased concern for adverse effects, the PA focuses first on the
evidence for effects of N deposition on trees derived from both
experimental addition studies and observational studies of potential
relationships between tree growth and survival and metrics for N
deposition. With regard to the information available from experimental
addition tree studies, the PA recognizes study limitations and
associated uncertainties, while noting that the lowest forest N
addition that elicited effects was 15 kg N/ha-yr over a 14-year period
occurring from 1988-2002 (PA, sections 5.3.2 and 7.2.3.2 and Appendix
5B, Table 5B-1; McNulty et al., 2005). Based on the estimates from the
array of observational studies, the PA finds that N deposition with a
range of 7 to 12 kg/ha-yr, on a large area basis, may be a reasonable
characterization of conditions for which statistical associations have
been reported for terrestrial effects, such as reduced tree growth and
survival and species richness of herbs and shrubs (PA, sections 5.3.4
and 7.2.3.2).
With regard to observational or gradient studies of N deposition
and tree growth and survival (or mortality), the PA gave particular
attention to three recently available studies that used the U.S. Forest
Service dataset of standardized measurements at sites across the U.S.
(Dietze and Moorcroft, 2011; Thomas et al., 2010; Horn et al., 2018).
These studies cover overlapping areas of the U.S. (PA, Appendix 5B,
Figure 5B-1) and report associations of tree growth and/or survival
metrics with various N deposition metrics for three different time
periods. These studies provide support to conclusions regarding a role
for N deposition in affecting tree health in the U.S., most
particularly in regions of the eastern U.S., where confidence in the
study associations is greatest (PA, section 5.3.2.3 and Appendix 5B,
section 5B.3.2). In considering information from these studies, the PA
notes the history of N deposition in the eastern U.S. and the
similarity between geographic patterns of historical deposition and
more recent deposition patterns in the U.S., which may influence the
findings of observational studies, contributing an uncertainty to
estimates of a specific magnitude of deposition rate that might be
expected to elicit specific tree responses, such as increased or
decreased growth or survival (PA, sections 5.3.2 and 7.2.3.2 and
Appendix 5B). The largest study, which included 71 species with ranges
across the U.S., reported associations of tree survival and growth with
N deposition that varied from positive to negative across the range of
deposition at the measurement plots for some species, and also varied
among species (PA,
[[Page 26672]]
Appendix 5B, section 5B.3.2.3; Horn et al., 2018). The median
deposition values across the sample sites for species with significant
positive or negative associations generally ranged from 7 to 12 kg N/
ha-yr (PA, section 5.3.2 and Appendix B, section 5B.3.2.3). Among the
species for which the association varied from negative to positive
across deposition levels, this is the range for those species for which
the association was negative at the median deposition value (PA,
section 5.3.4).\73\
---------------------------------------------------------------------------
\73\ This also excluded species for which sample sites were
limited to the western U.S. based on recognition by the study
authors of greater uncertainty in the west (Horn et al., 2018).
---------------------------------------------------------------------------
With regard to studies of herb and shrub community response, the PA
notes a number of recently available studies report on addition
experiments (PA, section 5.3.3.1 and Appendix 5B, section 5B.3.1). The
lowest rate of N addition, in an addition study, for which community
effects have been reported include 10 kg N/ha-yr. With an addition of
10 kg N/ha-yr over a 10-year period, grassland species numbers
declined; in a subset of plots for which additions then ceased,
relative species numbers increased, converging with controls after 13
years (PA, Appendix 5B, Table 5B-7; Clark and Tilman, 2008). Recent
gradient studies of coastal sage scrub in southern California have
indicated N deposition above 10 or 11 kg/ha-year to be associated with
increased risk of conversion to non-native grasslands or reduced
species richness (PA, Appendix 5B; section 5B.3.2; Cox et al., 2014;
Fenn et al., 2010). A larger observational study of herb and shrub
species richness in open- and closed-canopy communities using a
database of site assessments conducted over a 23-year period and
average N deposition estimates for a 26-year period, reported
significant influence of soil pH on the relationship between species
richness and N deposition metric. A negative association was observed
for acidic (pH 4.5) forested sites with N deposition estimates above
11.6 kg N/ha-yr and for low pH open canopy sites (woods, shrubs and
grasses) with N deposition estimates above 6.5 kg N/ha-yr (PA, section
5.3.3.1). Lastly, the PA notes the observational studies that have
analyzed variation in lichen community composition in relation to
indicators of N deposition (PA, section 5.3.3.2 and Appendix 5B,
section 5B.4.2). In addition to limitations with regard to
interpretation, uncertainties associated with these studies include
alternate methods for utilizing N deposition estimates as well as the
potential influence of unaccounted-for environmental factors, e.g.,
ozone, SO2, and historical air quality and associated
deposition (PA, section 5.3.3.2).
With regard to the evidence for effects of N deposition in aquatic
ecosystems, we recognize several different types of information and
evidence. This information includes the observational studies utilizing
statistical modeling to estimate critical loads, such as those related
to subtle shifts in the composition of phytoplankton species
communities in western lakes. This also includes the four to five
decades of research on the impacts and causes of eutrophication in
large rivers and estuaries. In considering this diverse evidence base,
we take note of the robust evidence base on N loading and
eutrophication, with its potentially significant impacts on submerged
aquatic vegetation and fish species, particularly in large river
systems, estuaries, and coastal systems.
As noted above, the public attention, including government
expenditures, that has been given to N loading and eutrophication in
several estuarine and coastal systems are indicative of the recognized
public welfare implications of related impacts. In large aquatic
systems across the U.S., the relationship between N loading and algal
blooms, and associated water quality impacts (both short- and longer-
term), has led to numerous water quality modeling projects to inform
water quality management decision-making in multiple estuaries,
including Chesapeake Bay, Narraganset Bay, Tampa Bay, Neuse River
Estuary and Waquoit Bay (ISA, Appendix 7, section 7.2). These projects
often use indicators of nutrient enrichment, such as chlorophyll a,
dissolved oxygen, and abundance of submerged aquatic vegetation, among
others (ISA, section IS.7.3 and Appendix 10, section 10.6). For these
estuaries, the available information regarding atmospheric deposition
and the establishment of associated target loads varies across the
various estuaries (ISA, Appendix 7, Table 7-9). Further, in many cases
atmospheric loading has decreased since the initial modeling analyses.
As summarized in section II.C.3 above, analyses in multiple East
Coast estuaries--including Chesapeake Bay, Tampa Bay, Neuse River
Estuary and Waquoit Bay--have considered atmospheric deposition as a
source of N loading (ISA, Appendix 7, section 7.2.1). Total estuary
loading or loading reductions were established in TMDLs developed under
the Clean Water Act for these estuaries. Levels identified for
allocation of atmospheric N loading in the first three of these
estuaries were 6.1, 11.8 and 6.9 kg/ha-yr, respectively, and
atmospheric loading estimated to be occurring in the fourth was below 5
kg/ha-yr (PA, section 7.3). This information, combined with the
information from terrestrial studies summarized above, led to the PA
identifying 7-12 kg/ha-yr as an appropriate N deposition range on which
to focus in considering policy options (PA, section 7.2.3.2).
(3) Relating Air Quality Metrics to N Deposition Associated With N
Oxides and PM
In exploring how well various air quality metrics relate to N
deposition, the analyses in Chapter 6 of the PA examine the
relationships between air concentrations, in terms of various air
quality metrics (including design values for the current standards),
and N deposition in areas near or downwind from the ambient air
monitoring sites. The PA finds the analyses utilizing data from
monitors using FRM/FEM to collect ambient air concentration data for
evaluation with the NAAQS (e.g., to identify violations) to be
particularly relevant given that the current standards are judged using
design values derived from FRM/FEM measurements at existing SLAMS (PA,
section 7.2.3.3). Given their role in monitoring for compliance with
the NAAQS, most or many of these monitors are located in areas of
relatively higher pollutant concentrations, such as near large sources
of NO2 or PM. Accordingly, the PA notes that information
from these monitoring sites can help inform how changes in
NO2 and/or PM emissions, reflected in ambient air
concentrations, relate to changes in deposition and, correspondingly,
what secondary standard options might best regulate ambient air
concentrations such that deposition in sensitive ecosystems of interest
is maintained at or below levels of potential concern.
In considering the information and findings of these analyses
regarding relationships between N deposition and N oxides and PM in
ambient air, the PA considers the current forms and averaging times of
the secondary PM and NO2 NAAQS. For N oxides, the current
secondary standard is the annual average of NO2, and that
for PM is the average of three consecutive years of annual averages. As
in the assessments of S deposition and air quality metrics, the
quantitative air quality and N deposition analyses in the PA focus on
3-year average metrics (e.g., annual average NO2 and N
deposition, averaged over three years) and include multiple time
periods of data to better
[[Page 26673]]
assess more typical relationships. For consistency and simplicity, most
of these air quality-deposition analyses focus on the five 3-year
periods also used for S deposition and SOX: 2001-03, 2006-
08, 2010-12, 2014-16 and 2018-20.
As an initial matter, the PA notes that relationships between N
deposition and NO2 and PM air quality are affected by
NH3 emissions and non-N-containing components of PM (PA,
section 6.4.2). The PA further notes that the influence of these
factors on the relationships has varied across the 20-year evaluation
period and varies across different regions of the U.S. (PA, section
6.2.1). Both of these factors are recognized to influence relationships
between total N deposition and NO2 and PM air quality
metrics.
For total N deposition estimated for grid cells with collocated
SLAMS monitors, the correlations with annual average NO2
concentrations, averaged over three years, are generally low across all
sites and particularly in the East (e.g., correlation coefficients
below 0.4), although somewhat higher for sites in the West (PA, Table
6-6). This likely reflects the relatively greater role of
NH3 in N deposition in the East, which for purposes of the
analyses in this PA extends across the Midwest (PA, section 6.4.2). For
N deposition and NO2 at upwind monitoring sites of
influence, the correlation between estimates of total N deposition (wet
plus dry) in eastern ecoregions and annual average NO2
concentrations at monitor sites of influence (identified via
trajectory-based modeling) for the five periods from 2001-2020 is low
to moderate (correlation coefficients below 0.4, with the exception of
one for EAQM-weighted in 2001-03 at 0.6), with the earlier part of the
20-year period, when NO2 concentrations were higher and
NH3 emissions were lower (as indicated by Figures 6-6 and 6-
5 of the PA) having relatively higher correlation than the later part
(PA, Figures 6-6 and 6-4). The correlation is negative or near zero for
the western ecoregions (PA, section 6.2.4).
The reductions in NO2 emissions over the past 20 years
have been accompanied by a reduction in deposition of oxidized N (PA,
section 6.2.1). However, increases in NH3 emissions,
particularly in the latter 10 years of the period analyzed (2010-2020),
have modified the prior declining trend in total N deposition. That is,
coincident with the decreasing trends in NO2 emissions and
in deposition of oxidized N in the past 10 years there is a trend of
increased NH3 and increased deposition of reduced N
(NH3 and NH4\+\), most particularly in areas of
the Midwest, Texas, Florida and North Carolina (PA, Figures 6-16 and 6-
17). The PA finds this to indicate that, while in the earlier years of
the assessment period controls on NO2 emissions may have
resulted in reductions in deposition of oxidized N, in more recent
years they have much less influence on total N deposition (PA, sections
6.2.1 and 6.4). In terms of ecoregion median statistics, the PA
observes the decreasing trend in ecoregion median total N deposition
across the period from 2001 through 2012, while taking note that from
2012 onward total N deposition increases, most particularly in
ecoregions where most of the total deposition is from reduced N (PA,
Figure 7-6).
The PA also considers the impact of increasing deposition of
reduced N on the 20-year trend in total N deposition as illustrated by
TDep estimates at the 92 CASTNET sites. At these sites, the PA observes
that the median percentage of total N deposition comprised by oxidized
N species, which is driven predominantly by N oxides, has declined from
more than 70% to less than 45% (PA, Figure 6-19). Based on examination
of the trends for components of reduced N deposition, the PA notes that
the greatest influence on the parallel increase in N deposition
percentage composed of reduced N is the increasing role of
NH3 dry deposition. The percentage of total N deposition at
the CASTNET sites that is from NH3 has increased, from a
median below 10% in 2000 to a median somewhat above 25% in 2021 (PA,
Figure 6-19).
Recognizing limitations in the extent to which CASTNET sites can
provide information representative of the U.S. as a whole, the PA also
analyzed TDep estimates for the most recent period (2018-2020) with
regard to the percent of total N deposition represented by reduced N
across the U.S. In areas with ecoregion median total N deposition above
9 kg/ha-yr (PA, Figure 7-7, upper panel), the ecoregion median
percentage of total N deposition composed of reduced N is greater than
60% (PA, Figure 7-7, lower panel). The PA further notes that recent
(2019-2021) TDep estimates across individual TDep grid cells similarly
show that areas of the U.S. where total N deposition is highest, and
where it is greater than potential N deposition targets identified in
section 7.2.3.2 of the PA, are also the areas with the greatest
deposition of NH3 (PA, Figure 7-8), comprising more than 30%
of total N deposition. That is, the PA finds that NH3 driven
deposition is greatest in regions of the U.S. where total deposition is
greatest (PA, section 7.2.3.3).
Turning to PM2.5, the PA notes that, as with
NO2 concentrations, the correlation for ecoregion median N
deposition and PM2.5 concentrations at upwind sites of
influence is better for eastern ecoregions than western ecoregions, for
which there is no correlation at all (PA, section 6.2.4). For total N
deposition and PM2.5 concentrations at SLAMS, a low to
moderate correlation is observed, also slightly higher at eastern
versus western sites (PA, section 6.2.3). In considering the two
factors mentioned above (NH3 emissions and non-N containing
components of PM), the PA notes that some NH3 transforms to
NH4\+\, which is a component of PM2.5, while also
noting that, in the areas of greatest N deposition, the portion
represented by deposition of gaseous NH3 generally exceeds
30%. Additionally, while NH3 emissions have been increasing
over the past 20 years, the proportion of PM2.5 that is
composed of N compounds has declined. The median percentage of
PM2.5 comprised by N compounds has declined from about 25%
in 2006-2008 to about 17% in 2020-2022 and the highest percentage
across sites declined from over 50% to 30% (PA, section 6.4.2 and
Figure 6-56). Further, this percentages varies regionally, with sites
in the nine southeast states having less than 10% of PM2.5
mass composed of N compounds (PA, Figure 6-56).
In summary, the PA concludes that in recent years, NH3,
which is not a criteria pollutant, contributes appreciably to total N
deposition, particularly in parts of the country where N deposition is
highest (as illustrated by comparison of Figures 6-13 and 6-18 of the
PA). The PA finds that this situation--of an increasing, and spatially
variable, portion of N deposition not being derived from N oxides or
PM--complicates assessment of policy options for protection against
ecological effects related to N deposition associated with N oxides and
PM, and for secondary standards for those pollutants that may be
considered to be associated with a desired level of welfare protection.
That notwithstanding, recognizing that between the NO2
primary and secondary NAAQS, the 1-hour primary standard (established
in 2010) may be the more controlling on ambient air concentrations, the
PA considered analyses of SLAMS air quality data with regard to trends
in annual average NO2 concentrations (PA, Figure 7-9) and
relationships between annual average NO2 concentrations (in
a single year and averaged over three years) and design
[[Page 26674]]
values for the existing 1-hour primary standard (PA, Figure 7-10). In
so doing, the PA noted that subsequent to 2011-2012, when ecoregion
median N deposition levels in 95% of the eastern ecoregions of the
continental U.S.\74\ have generally been at/below 11 kg N/ha-yr, annual
average NO2 concentrations, averaged across three years,
have been at/below 35 ppb (PA, Figures 7-6 and 7-9). Further, the SLAMS
data indicate that single-year annual average NO2
concentrations, averaged over three years, in areas that meet the
current 1-hour primary standard have generally been below approximately
35 to 40 ppb (PA, Figure 7-10). The PA recognizes, however, that this
information as a whole also suggests the potential for future
reductions in N oxide-related N deposition to be negated by increasing
reduced N deposition.
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\74\ As noted in the PA, the eastern designation used throughout
PA includes areas generally considered the Great Plains, while the
West includes the states of ND, SD, CO, WY, MT, AZ, NM, UT, ID, CA,
OR, WA (PA, p. 5-20).
---------------------------------------------------------------------------
Further, the PA notes that the results also suggest that the
PM2.5 annual average standard may provide some control of N
deposition associated with PM and N oxides, but also notes that
PM2.5 monitors, while capturing some compounds that
contribute to S and N deposition across the U.S., also capture other
non-S and non-N related pollutants (e.g., organic and elemental carbon)
as part of the PM2.5 mass (PA, section 7.2.3.3). The amounts
of each category of compounds varies regionally (and seasonally), and
as noted above, N compounds generally comprise less than 30% of total
PM2.5 mass (PA, section 6.3 and 6.4).
In considering relationships between air quality metrics based on
indicators other than those of the existing standards and N deposition
(and associated uncertainties), the PA drew on the analyses of
relationships for collocated measurements and modeled estimates of N
compounds other than NO2 with N deposition in a subset of 27
CASTNET sites located in 27 Class I areas, the majority of which (21 of
27) are located in the western U.S. (PA, sections 6.2.2, 6.3 and
6.4.2). The analyses indicate that total N deposition (TDep) in these
rural areas has a moderate correlation with air concentrations of
nitric acid and particulate nitrate for the 20-year dataset (2000-2020)
(PA, Figure 6-32). The correlations are comparable to the correlation
of NO2 with total N dep (TDep) at western SLAMS, a not
unexpected observation given that more than 75% of the 27 CASTNET sites
are in the West. A much lower correlation was observed at SLAMS in the
East, and with the trajectory-based dataset. The PA notes that
deposition at the western U.S sites is generally less affected by
NH3 (PA, section 6.4.2). Further, the observed trend of
increasing contribution to N deposition of NH3 emissions
over the past decade suggests that such correlations of N deposition
with oxidized N may be still further reduced in the future. Thus, the
PA concludes that the evidence does not provide support for the
oxidized N compounds (as analyzed at the 27 Class I sites) as
indicators of total atmospheric N deposition, especially in areas where
NH3 is prevalent (PA, section 7.2.3.3).
The analyses involving N deposition and N-containing PM components
at the 27 Class I area sites yield similar correlation coefficients as
those for N deposition (TDep) and PM2.5 at SLAMS monitors
(PA, section 7.2.3.3 and Figures 6-33, 6-39 [upper panel], and 6-32
[left panel]). Further, the graphs of total N deposition estimates
versus total N at the 27 Class I area sites indicate the calculated
correlations (and slopes) likely to be appreciably influenced by the
higher concentrations occurring in the first decade of the 20-year
timeframe (PA, Figure 6-33). Thus, the PA concludes that the available
analyses of N-containing PM2.5 components at the small
dataset of sites remote from sources also do not indicate an overall
benefit or advantage over consideration of PM2.5 (PA,
section 7.4). As a whole, the PA finds that the limited dataset with
varying analytical methods and monitor locations, generally distant
from sources, does not clearly support a conclusion that such
alternative indicators might provide better control of N deposition
related to N oxides and PM over those used for the existing standards
(PA, section 7.2.3.3). The PA also notes that use of the
NO3- or particulate N measurements analyzed with
deposition estimates at the 27 Class I area sites, alone or in
combination with NO2, as an indicator for a new standard
would entail development of sample collection and analysis FRM/FEMs
\75\ and of a surveillance network.
---------------------------------------------------------------------------
\75\ For example, sampling challenges have long been recognized
for particulate NH4\+\ (e.g., ISA, Appendix 2, sections
2.4.5; 2008 ISA, section 2.7.3).
---------------------------------------------------------------------------
2. CASAC Advice and Public Comments
In evaluating the adequacy of the current secondary standards for
SOX, oxides of N, and PM, in addition to evidence and air
quality/exposure/risk-based information discussed above, we take note
of the advice and recommendations of the CASAC, based on its review of
the draft ISA and draft PA, as well as comments from the public. A
limited number of public comments have been received in the docket for
this review to date, including just a few comments on the draft PA,
that primarily focused on technical analyses and information, which
were considered in developing the final PA (PA, section 1.4). The few
public commenters that addressed the adequacy of the current secondary
standards or potential alternative options to achieve appropriate
public welfare protection expressed the view that the available
evidence does not indicate the need for revision of the existing
standards. The remainder of this section focuses on advice and
recommendations from the CASAC regarding the standards review based on
the CASAC's review of the draft PA.
In reviewing the draft PA, the CASAC first recognized that
``translation of deposition-based effects to an ambient concentration
in air is fraught with difficulties and complexities'' (Sheppard, 2023,
pp. 1-2). Further, the CASAC expressed its view that, based on its
interpretation of the Clean Air Act, NAAQS could be in terms of
atmospheric deposition, which it concluded ``would be a cleaner, more
scientifically defensible approach to standard setting.'' Accordingly,
the CASAC recommended that direct atmospheric deposition standards be
considered in future reviews (Sheppard, 2023, pp. 2 and 5). The CASAC
then, as summarized below, provided recommendations regarding standards
based on air concentrations.
With regard to protection from effects other than those associated
with ecosystem deposition of S and N compounds, the CASAC concluded
that the existing SO2 and NO2 secondary standards
provide adequate protection for direct effects of those pollutants on
plants and lichens, providing consensus recommendations that these
standards should be retained without revision for this purpose
(Sheppard, 2023, p. 5 of letter and p. 23 of Response to Charge
Questions). With regard to deposition-related effects of S and N
compounds, the CASAC members did not reach consensus, with their advice
divided between a majority opinion and a minority opinion. Advice
conveyed from both the majority and minority groups of members
concerning deposition-related effects is summarized here.
With regard to deposition-related effects of S and standards for
SOX, the majority of CASAC members recommended a new annual
SO2
[[Page 26675]]
standard with a level in the range of 10 to 15 ppb,\76\ which these
members concluded would generally maintain ecoregion median S
deposition below 5 kg/ha-yr \77\ based on consideration of the
trajectory-based SO2 analyses (and associated figures) in
the draft PA (Sheppard, 2023, Response to Charge Questions, p. 25).
They concluded that such a level of S deposition would afford
protection for tree and lichen species \78\ and aquatic ecosystems.
Regarding aquatic ecosystems, these members cited the ecoregion-scale
estimates (from the aquatic acidification REA analyses) associated with
median S deposition bins for the 90 ecoregion-time period combinations
(PA, section 5.1.3.2) in conveying that for S deposition below 5 kg/ha-
yr, 80%, 80% and 70% of waterbodies per ecoregion are estimated to
achieve an ANC at or above 20, 30 and 50 [micro]eq/L, respectively, in
all ecoregion-time period combinations (Sheppard, 2023, Response to
Charge Questions, p. 25).\79\ In recommending an annual SO2
standard with a level in the range of 10 to 15 ppb, these members
stated that such a standard would ``preclude the possibility of
returning to deleterious deposition values as observed associated with
the emergence of high annual average SO2 concentrations near
industrial sources in 2019, 2020, and 2021,'' citing Figure 2-25 of the
draft PA \80\ (Sheppard, 2023, Response to Charge Questions, p. 24).
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\76\ Although the CASAC letter does not specify the form for
such a new annual standard, the justification provided for this
recommendation cites two figures in the draft PA (Figures 6-17 and
6-18) which presented annual average SO2 concentrations
averaged over three consecutive years (Sheppard, 2023, Response to
Charge Questions, p. 25). Therefore, we are interpreting the CASAC
majority recommendation to be for an annual standard, averaged over
three years.
\77\ Although the CASAC letter does not specify the statistic
for the 5 kg/ha-yr value, the PA analyses referenced in citing that
value, both the trajectory analyses and the ecoregion-scale summary
of aquatic acidification results, focus on ecoregion medians.
Therefore, we are interpreting the CASAC advice on this point to
pertain to ecoregion means.
\78\ In making this statement, these CASAC members cite two
observational data studies with national-scale study areas published
after the literature cut-off date for the ISA: one study is on
lichen species richness and abundance and the second is on tree
growth and mortality (Geiser et al., 2019; Pavlovic et al., 2023).
The lichen study by Geiser et al. (2019) relies on lichen community
surveys conducted at U.S. Forest Service sites from 1990 to 2012.
The tree study by Pavlovic et al. (2023) uses machine learning
models with the dataset from the observational study by Horn et al.
(2018) to estimate confidence intervals for CLs for growth and
survival for 108 species based on the dataset first analyzed by Horn
et al. (2018).
\79\ As seen in tables 3 and 4 in this preamble, these levels of
protection are also achieved in ecoregion-time period combinations
for which the ecoregion median S deposition estimate is at or below
7 kg/ha-yr (PA, section 7.2.2.2, Table 7-1).
\80\ The figure cited by the CASAC majority is the prior version
of Figure 2-28 in section 2.4.2 of the final PA. The figure presents
temporal trend in distribution (box and whiskers) of annual average
SO2 concentrations at SLAMS.
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One CASAC member dissented from this recommendation for an annual
SO2 standard \81\ and instead recommended adoption of a new
1-hour SO2 secondary standard identical in form, averaging
time, and level to the existing primary standard based on the
conclusion that the ecoregion 3-year average S deposition estimates for
the most recent periods are generally below 5 kg/ha-yr and that those
periods correspond to the timing of implementation of the existing
primary SO2 standard (established in 2010), indicating the
more recent lower deposition to be a product of current regulatory
requirements (Sheppard, 2023, Appendix A, p. A-2).\82\
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\81\ Also dissenting from this advice was a member of the CASAC
Oxides of Nitrogen, Oxides of Sulfur and Particulate Matter
Secondary NAAQS Panel who was not also a member of the CASAC
(Sheppard, 2023, Response to Charge Questions, p. 23). The former is
a Panel formed for this review, while the latter is the standing
Committee specified in the CAA.
\82\ This member stated that the existing primary NAAQS for the
three pollutants were significantly more restrictive than the
existing secondary standards and provide adequate protection for
deposition-related effects (Sheppard, 2023, Appendix A).
---------------------------------------------------------------------------
With regard to N oxides and protection against deposition-related
welfare effects of N, the majority of CASAC members recommended
revision of the existing annual NO2 standard to a level
``<10-20 ppb'' (Sheppard, 2023, Response to Charge Questions, p. 24).
The justification these members provided was related to their
consideration of the relationship presented in the draft PA of median
ecosystem N deposition with the weighted \83\ annual average
NO2 metric concentrations, averaged over three years, at
monitoring sites linked to the ecosystems by trajectory-based analyses
and a focus on total N deposition estimates at or below 10 kg/ha-yr
(Sheppard, 2023, Response to Charge Questions, p. 24). These members
additionally recognized, however, that ``when considering all
ecoregions, there is no correlation between annual average
NO2 and N deposition'' (Sheppard, 2023, Response to Charge
Questions, p. 24). Their focus on total N deposition estimates at or
below 10 kg/ha-yr appears to relate to consideration of TMDL analyses
in four East Coast estuaries: Chesapeake Bay, Tampa Bay, Neuse River
Estuary and Waquoit Bay (Sheppard, 2023, Response to Charge Questions,
pp. 12-14 and 29). Levels identified for allocation of atmospheric N
loading in the first three of these estuaries were 6.1, 11.8 and 6.9
\84\ kg/ha-yr, respectively, and atmospheric loading estimated in the
fourth was below 5 kg/ha-yr (Sheppard, 2023, Response to Charge
Questions, pp. 12-14). These members also conclude that 10 kg N/ha-yr
is ``at the middle to upper end of the N critical load threshold for
numerous species effects (e.g., richness) and ecosystem effects (e.g.,
tree growth) in U.S. forests grasslands, deserts, and shrublands (e.g.,
Pardo et al., 2011; Simkin et al., 2016) and thus 10 kg N/ha-yr
provides a good benchmark for assessing the deposition-related effects
of NO2 in ambient air'' (Sheppard, 2023, Response to Charge
Questions, p. 23).
---------------------------------------------------------------------------
\83\ The weighted metric is constructed by applying weighting to
concentrations to the monitors identified as sites of influence,
with the weighting equal to the relative contribution of air from
the monitor location to the downwind ecoregion based on the
trajectory analysis (PA, section 6.2.4). Values of this metric are
not directly translatable to individual monitor concentrations or to
potential standard levels.
\84\ The CASAC letter states that the Neuse River Estuary TMDL
specified a 30% reduction from the 1991-1995 loading estimate of 9.8
kg/ha-yr, yielding a remaining atmospheric load target of 6.9 kg/ha-
yr (Sheppard, 2023, Response to Charge Questions, p. 13).
---------------------------------------------------------------------------
One CASAC member disagreed with revision of the existing annual
NO2 standard and instead recommended adoption of a new 1-
hour NO2 secondary standard identical in form, averaging
time and level to the existing primary standard based on the conclusion
that the N deposition estimates for the most recent periods generally
reflect reduced deposition that is a product of current regulatory
requirements, including implementation of the existing primary
standards for NO2 and PM (Sheppard, 2023, Appendix A). This
member additionally noted that bringing into attainment the areas still
out of attainment with the 2013 primary annual PM2.5
standard (12.0 [micro]g/m\3\) will provide further reductions in N
deposition. This member also noted his analysis of NO2
annual and 1-hour design values for the past 10 years (2013-2022) as
indicating that the current primary NO2 standard provides
protection for annual average NO2 concentrations below 31
ppb (Sheppard, 2023, Appendix A).
With regard to PM and effects related to deposition of N and S, the
CASAC focused on the PM2.5 standards and made no
recommendations regarding the PM10 standard. In considering
the annual PM2.5 standard, the majority of CASAC members
recommended revision of the annual secondary PM2.5 standard
to a level of 6 to 10 [micro]g/m\3\. In their justification for this
range, these
[[Page 26676]]
members focus on rates of total N deposition at or below 10 kg/ha-yr
and total S deposition at or below 5 kg/ha-yr that they state would
``afford an adequate level of protection to several species and
ecosystems across the U.S.'' (Sheppard, 2023, Response to Charge
Questions, p. 23). In reaching this conclusion for protection from N
deposition, the CASAC majority cited studies of U.S. forests,
grasslands, deserts and shrublands that are included in the ISA. For S
deposition, the CASAC majority notes the Pavlovic et al. (2023)
analysis of the dataset used by Horn et al. (2018). Conclusions of the
latter study (Horn et al., 2018), which is characterized in the ISA and
discussed in sections 5.3.2.3 and 7.2.2.2 of the PA (in noting median
deposition of 5-12 kg S/ha-yr in ranges of species for which survival
and/or growth was observed to be associated with S deposition), are
consistent with the more recent analysis in the 2023 publication (ISA,
Appendix 6, sections 6.2.3 and 6.3.3).
As justification for their recommended range of annual
PM2.5 levels (6-10 [micro]g/m\3\), this group of CASAC
members made several statements regarding PM2.5 annual
concentrations and estimates of S and N deposition for which they cited
several figures in the draft PA. Citing figures in the draft PA with
TDep deposition estimates and IMPROVE and CASTNET monitoring data, they
stated that ``[i]n remote areas, IMPROVE PM2.5
concentrations in the range of 2-8 [micro]g/m\3\ for the periods 2014-
2016 and 2017-2019 correspond with total S deposition levels <5 kg/ha-
yr (Figure 6-12), with levels generally below 3 kg/ha-yr, and with
total N deposition levels <=10 kg/ha-yr (Figure 6-13)'' (Sheppard,
2023, Response to Charge Questions, p. 23). With regard to S
deposition, these members additionally cited a figure in the draft PA
as indicating ecosystem median S deposition estimates at/below 5 kg/ha-
yr occurring with PM2.5 EAQM-max values in the range of 6 to
12 [micro]g/m\3\ (Sheppard, 2023, Response to Charge Questions, pp. 23-
24). These members additionally cited figures in the draft PA as
indicating that areas of 2019-2021 total N deposition estimates greater
than 15 kg/ha-yr (in California, the Midwest, and the East) correspond
with areas where the annual PM2.5 design values for 2019-
2021 range from 6 to 12 [micro]g/m\3\, and other figures (based on
trajectory analyses) as indicating ecosystem median N deposition
estimates below 10 kg N/ha-yr occurring only with PM2.5
weighted EAQM values below 6 [micro]g/m\3\,\85\ and PM2.5
EAQM-max values below 8 [micro]g/m\3\ (Sheppard, 2023, Response to
Charge Questions, pp. 23-24). The CASAC also noted that the correlation
coefficient for N deposition with the weighted EAQM is 0.52, while the
correlation coefficient with the EAQM-max is near zero (0.03). The
bases for the N and S deposition levels targeted in this CASAC majority
recommendation are described in the paragraphs earlier in this section.
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\85\ As noted earlier in this section, weighted EAQM values are
not directly translatable to concentrations at individual monitors
or to potential standard levels.
---------------------------------------------------------------------------
One CASAC member recommended revision of the annual secondary
PM2.5 standard to a level of 12 [micro]g/m\3\ based on his
interpretation of figures in the draft PA that present S and N
deposition estimates for five different 3-year time periods from 2001
to 2020. This member observed that these figures indicate ecoregion
median S and N deposition estimates in the last 10 years below 5 and 10
kg/ha-yr, respectively. This member concluded this to indicate that the
2013 primary annual PM2.5 standard of 12.0 [micro]g/m\3\
provides adequate protection against long-term annual S and N
deposition-related effects (Sheppard, 2023, Appendix A).
Regarding the existing 24-hour PM2.5 secondary standard,
the majority of CASAC members recommended revision of the level to 25
ug/m\3\ or revision of the indicator and level to deciviews \86\ and 20
to 25, respectively (Sheppard, 2023, Response to Charge Questions, p
25). These members variously cited ``seasonal variabilities'' of
``[e]cological sensitivities,'' describing sensitive lichen species to
be influenced by fog or cloud water from which they state S and N
contributions to be highly episodic, and visibility impairment
(Sheppard, 2023, Response to Charge Questions, p 25). These members did
not provide further specificity regarding their reference to lichen
species and fog or cloud water. With regard to visibility impairment,
these members described the EPA solicitation of comments that occurred
with the separate EPA action to reconsider the 2020 decision to retain
the existing PM2.5 standards as the basis for their
recommendations on the secondary 24-hr PM2.5 standard
(Sheppard, 2023, Response to Charge Questions, p 25; 88 FR 5562-5663,
January 27, 2023).\87\ One CASAC member dissented from this view and
supported retention of the existing secondary 24-hr PM2.5
standard.
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\86\ Deciviews, units derived from light extinction, are
frequently used in the scientific and regulatory literature to
assess visibility (U.S. EPA 2019, section 13.2).
\87\ Protection from impairment of visibility effects was one of
the welfare effects within the scope of the PM NAAQS reconsideration
rather than the scope of this review (U.S. EPA, 2016, 2017). In that
action, the Administrator proposed not to change the 24-hour
secondary PM NAAQS for visibility protection and also solicited
comment on revising the level of the current secondary 24-hour
PM2.5 standard to a level as low as 25 [micro]g/m\3\; in
the final action, the Administrator concluded that the current
secondary PM standards provide requisite protection against PM-
related visibility effects and retained the existing standards
without revision (88 FR 5558, January 27, 2023; 89 FR 16202, March
6, 2024).
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Among the CASAC comments on the draft PA \88\ was the comment that
substantial new evidence has been published since development of the
2020 ISA that supports changes to the draft PA conclusions on N
deposition effects. Accordingly, in the final PA, a number of aspects
of chapters 4 and 5 were revised from the draft PA; these changes took
into account the information emphasized by the CASAC while also
referring to the ISA and studies considered in it (PA, section 7.3).
More recent studies cited by the CASAC generally concerned effects
described in the ISA based on studies available at that time. While the
newer studies include additional analyses and datasets, the ISA and
studies in it also generally support the main points raised and
observations made by the CASAC (PA, section 7.3).
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\88\ Consideration of CASAC comments and areas of the PA in
which revisions have been made between the draft and this final
document are described in section 1.4 of the PA.
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3. Administrator's Proposed Conclusions
In considering the adequacy of the existing secondary standards for
SOX, N oxides, and PM, and what revisions or alternatives
are appropriate, the Administrator has drawn on the ISA conclusions
regarding the weight of the evidence for both the direct effects of
SOX, N oxides, and PM in ambient air and for effects
associated with ecosystem deposition of N and S compounds, and
associated areas of uncertainty; quantitative analyses of aquatic
acidification risk and of air quality and deposition estimates, and
associated limitations and uncertainties; staff evaluations of the
evidence, exposure/risk information, and air quality information in the
PA; CASAC advice; and public comments received thus far in the review.
In considering the available information in this review, the
Administrator recognizes the evidence of direct biological effects
associated with elevated short-term concentrations of SOX
and N oxides that formed the basis for the existing secondary
SO2 and NO2 standards, the evidence of ecological
effects of PM in
[[Page 26677]]
ambient air, primarily associated with loading on vegetation surfaces,
and also the extensive evidence of ecological effects associated with
atmospheric deposition of N and S compounds into sensitive ecosystems.
The Administrator also takes note of the quantitative analyses and
policy evaluations documented in the PA that, with CASAC advice, inform
his judgments in reaching his proposed decision on the secondary
standards for SOX, N oxides, and PM that provide the
requisite protection under the CAA.
In reaching his proposed conclusions for the pollutants included in
this review, the Administrator considers first the secondary standard
for SOX and the adequacy of the existing standard for
providing protection of the public welfare from direct effects on biota
and from ecological effects related to ecosystem deposition of S
compounds. In so doing, he considers the evidence regarding direct
effects, as described in the ISA and evaluated in the PA, which is
focused on SO2. He takes note of the PA finding that the
evidence indicates SO2 concentrations associated with direct
effects to be higher than those allowed by the existing SO2
secondary standard (PA sections 5.4.1, 7.1.1 and 7.4). Additionally, he
takes note of the CASAC unanimous conclusion that the existing standard
provides protection from direct effects of SOX in ambient
air, as summarized in section II.E.2 above. Based on all of these
considerations, he judges the existing secondary SO2
standard to provide the needed protection from direct effects of
SOX. He next turns to consideration of ecological effects
related to ecosystem deposition of S compounds.
With regard to S deposition-related effects, as an initial matter,
the Administrator recognizes the long-standing evidence of the role of
SOX in ecosystem acidification and related ecological
effects. While he additionally notes the ISA determinations of
causality for S deposition with two other categories of effects related
to mercury methylation and sulfide phytotoxicity (ISA, Table ES-1; PA,
section 4.4), he recognizes that quantitative tools and approaches are
not well developed for ecological effects associated with atmospheric
deposition of S other than ecosystem acidification (PA, section
7.2.2.1). Thus, he gives primary attention to effects related to
acidifying deposition, given the robust evidence base and available
quantitative tools, as well as the longstanding recognition of impacts
in acid-sensitive ecosystems across the U.S. Accordingly, the
Administrator takes note of the findings of the aquatic acidification
REA and related policy evaluations in the PA. As summarized in the PA,
the REA findings include that the range of ecoregion median deposition
estimates across the contiguous U.S. analyzed during the 20-year period
from 2001 through 2020 extended up to as high as 20 kg S/ha-yr, and
that, except for one occasion (in 2011), the existing secondary
SO2 standard was met in all states but Hawaii. Further,
other than the design value in 2011, design values for the existing
SO2 standard (second highest 3-hour average in a year) were
well below its current level of 500 ppb (PA, section 6.2.1). For
example, in the earliest 3-yr period analyzed (2001-03), when virtually
all design values for the existing 3-hour secondary standard were below
400 ppb and the 75th percentile of design values was below 100 ppb (PA,
Figure 2-27), total S deposition was estimated to be greater than 14
kg/ha-yr across the Ohio River valley and Mid-Atlantic states, ranging
above 20 kg/ha-yr in portions of this area (PA, Figure 6-11). The PA
also notes that the magnitude of S deposition estimates at the 90th
percentile per ecoregion at sites assessed in the aquatic acidification
REA was at or above 15 kg/ha-yr in half of the 18 eastern ecoregions
and ranged up to nearly 25 kg/ha-yr during this time period (Figure 2;
PA, Figure 7-2). The Administrator also takes note of the aquatic
acidification risk estimates that indicate that this pattern of S
deposition, estimated to have occurred during periods when the existing
standard was met (e.g., 2000-2002), is associated with 20% to more than
half of waterbody sites in affected eastern ecoregions \89\ being
unable to achieve even the lowest of the three acid buffering capacity
targets or benchmarks (ANC of 20 [micro]eq/L), and judges such risks to
be of public welfare significance.
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\89\ Aquatic acidification risk estimates for the 2001-2020
deposition estimates in the eight western ecoregions indicated ANC
levels achieving all three targets in at least 90% of all sites
assessed in each ecoregion (PA, Table 5-4). Ecoregion median
deposition estimates were at or below 2 kg/ha-yr in all eight
western ecoregions (PA, Table 5-3).
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The Administrator also considers the advice from the CASAC in
considering deposition-related effects of S. Although the CASAC
provided two sets of advice regarding standards for protecting from
such effects, both the majority and the minority of CASAC recommended
adoption of a new SO2 standard for this purpose in light of
conclusions that the existing standard did not provide such needed
protection. Thus, based on the findings of the REA, associated policy
evaluations in the PA with regard to S deposition and acidification-
related effects in sensitive ecosystems, and in consideration of advice
from the CASAC, the Administrator proposes to judge that the current
SO2 secondary standard is not requisite to protect the
public welfare from adverse effects associated with acidic deposition
of S compounds in sensitive ecosystems.
Having reached this proposed conclusion that the existing secondary
SO2 standard does not provide the requisite protection of
the public welfare from adverse S deposition-related effects, most
prominently those associated with aquatic acidification, the
Administrator next considers options for a secondary standard that
would provide the requisite protection from S deposition-related
effects. In so doing, he turns first to the policy evaluations and
staff conclusions in the PA, and the quantitative analyses and
information described in Chapter 5 of the PA, for purposes of
identifying S deposition rates that might be judged to provide an
appropriate level of public welfare protection from acidification-
related effects. In this context, he takes note of the PA focus on the
aquatic acidification risk estimates and the PA recognition of linkages
between watershed soils and waterbody acidification, as well as
terrestrial effects. He concurs with the PA view that such linkages
indicate that protecting waterbodies from reduced acid buffering
capacity (with ANC as the indicator) will also, necessarily, provide
protection for watershed soils, and may reasonably be expected to also
contribute protection for terrestrial effects. Accordingly, he
considers the PA evaluation of the risk estimates in terms of
waterbodies estimated to achieve the three acid buffering capacity
benchmarks (20, 30 and 50 [micro]eq/L). Further, he concurs with the PA
consideration of the ecosystem-scale estimates as appropriate for his
purposes in identifying conditions that provide the requisite
protection of the public welfare.
In focusing on the ecoregion-scale findings of the aquatic
acidification REA, with particular attention to the 18 well studied,
acid-sensitive eastern ecoregions, the Administrator considers the PA
evaluation of ecoregion median S deposition values at and below which
the associated risk estimates indicated a high proportion of
waterbodies in a high proportion of ecoregions would achieve ANC values
at or above the three benchmarks (20, 30 and 50 [micro]eq/L), as
summarized in Tables 7-1 and 5-5 of the PA. In so doing, he recognizes
a number of factors, as described in the PA, which contribute
variability and
[[Page 26678]]
uncertainty to waterbody estimates of ANC and to interpretation of
acidification risk associated with different values of ANC (PA, section
5.1.4 and Appendix 5A, section 5A.3).
The Administrator additionally takes note of the approach taken by
the CASAC majority in considering the ecoregion-scale risk estimates
(summarized in section II.E.2 above). These members considered the
summary of results for the ecoregion-scale analysis of ecoregion median
deposition bins (in the draft PA \90\) and focused on a level of
deposition (at or below 5 kg/ha-yr) estimated to achieve acid buffering
capacity at or above the three ANC benchmarks in 80% (for ANC of 20 and
30 [micro]eq/L) or 70% (for ANC of 50 [micro]eq/L) of waterbodies in
all ecoregion-time period combinations \91\ (Sheppard, p. 25 of the
Response to Charge Questions). As additionally recognized in the PA,
the results for ecoregion-time period combinations for median S-
deposition in the 18 eastern ecoregions at or below 7 kg/ha-yr also
indicate these percentages of waterbodies achieving the three ANC
benchmarks (as seen in Tables 7-1 and 5-5 above).\92\ The results for
median S deposition at or below 7 kg/ha-yr further indicate that 90% of
waterbodies per ecoregion achieve ANC at or above 20, 30 and 50
[micro]eq/L in 96%, 92% and 82%, respectively, of eastern ecoregion-
time period combinations. For median S deposition at or below 9 kg/ha-
yr, the percentages of eastern ecoregions meeting or exceeding the ANC
benchmarks declines to 87%, 81% and 72% (as summarized in section
II.E.1.c(2) above), and the percentages for all 25 analyzed ecoregions
is higher.
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\90\ While the final PA provides additional presentations of
aquatic acidification risk estimates, including those at the
ecoregion-scale, the estimates are unchanged from those in the draft
PA (PA, section 5.1.3).
\91\ The presentation of such percentages in the draft PA
(reviewed by the CASAC) were specific to the 90 ecoregion-time
period combinations for the 18 eastern ecoregions. Inclusion of the
7 western ecoregions would yield higher percentages, as more than
90% of waterbodies in those ecoregions were estimated to achieve all
three ANC concentration in all time periods (PA, Table 5-4).
\92\ Ecoregion median deposition was below 2 kg S/ha-yr in all
35 ecoregion-time period combinations for the eight western
ecoregions (PA, Table 5-4).
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The Administrator additionally considers the PA evaluation of the
temporal trend or pattern of ecoregion-scale risk estimates across the
five time periods in relation to the declining S deposition estimates
for those periods. As summarized in section II.E.1.b above, based on
the observation of appreciably improved acid buffering capacity (i.e.,
increased ANC) estimates by the third time period (2010-2012), the PA
focused on the REA risk and deposition estimates for this and
subsequent periods. The S deposition estimated to be occurring in the
2010-2012 time period included ecoregion medians (across CL sites)
ranging from 2.3 to 7.3 kg/ha-yr in the 18 eastern ecoregions and
extending down below 1 kg/ha-year in the 7 western ecoregions; the
highest ecoregion 90th percentile was approximately 8 kg/ha-yr (table 5
and figure 2 above). For this pattern of deposition, more than 70% of
waterbodies per ecoregion are estimated to be able to achieve an ANC of
50 ueq/L in all 25 ecoregions (Figure 1, left panel), and more than 80%
of waterbodies per ecoregion in all ecoregions are estimated to be able
to achieve an ANC of 20 ueq/L (Figure 1, right panel). Further, by the
2014-2016 period, when both median and 90th percentile S deposition in
all 25 ecoregions was estimated to be at or below 5 kg/ha-yr, more than
80% of waterbodies per ecoregion are estimated to be able to achieve an
ANC of 50 ueq/L in all 25 ecoregions (more than 90% in 23 of the 25
ecoregions) and more than 90% of waterbodies per ecoregion in all
ecoregions are estimated to be able to achieve an ANC of 20 ueq/L
(Figure 1, right panel).
The Administrator observes that the estimates of acid buffering
capacity achievement for the 2010-12 period deposition--achieving the
ANC benchmarks in at least 70% to 80% (depending on the specific
benchmark) of waterbodies per ecoregion--are consistent with the
objectives identified by the CASAC majority (in considering estimates
from the ecoregion-scale analysis). The advice from the CASAC majority
emphasized ecoregion ANC achievement estimates of 70%, 80% and 80% for
ANC benchmarks of 50, 30 and 20 [micro]eq/L, respectively. The
estimates for the later time period are somewhat higher, with all
ecoregions estimated to achieve the ANC benchmarks in at least 80% to
90% (depending on the benchmarks) of waterbodies per ecoregion. In his
consideration of these ANC achievement percentages identified by the
CASAC, the Administrator notes the variation across the U.S.
waterbodies with regard to site-specific factors that affect acid
buffering (as summarized in sections II.C.1.b(1) and II.D.1 above and
section 5.1.4 of the PA). Based on this and the CASAC majority advice,
the Administrator concurs with the PA conclusion that both of these
ecoregion-scale ANC achievement results (70% to 80% and 80% to 90%) may
be reasonable to consider with regard to acid buffering capacity
objectives for the purposes of protecting ecoregions from aquatic
acidification risk of a magnitude with potential to be considered of
public welfare significance.
With regard to the variation in deposition across areas within
ecoregions, the Administrator notes the PA recognition that the sites
estimated to receive the higher levels of deposition are those most
influencing the extent to which the potential objectives for aquatic
acidification protection are or are not met. He further takes note of
the PA observation of an appreciable reduction across the 20-year
analysis period in the 90th percentile deposition estimates, as well as
the median, for REA sites in each of the 25 ecoregions analyzed.
Although the ecoregion 90th percentile and median estimates ranged up
to 22 and 15 kg/ha-yr in the 2001-2003 time period, both types of
estimates fall below approximately 5 to 8 kg/ha-yr by the 2010-2012
period (PA, Figure 7-2). In light of this trend, as well as the
temporal trend in the REA estimates, the Administrator takes note of
the PA findings that the ecoregion-scale acid buffering objectives
identified by the CASAC (more than 70% to 80% of waterbody sites in all
ecoregions assessed achieving or exceeding the set of ANC benchmarks)
might be expected to be met when ecoregion median and upper (90th)
percentile deposition estimates at sensitive ecoregions are generally
at and below about 5 to 8 kg/ha-yr. He additionally takes note of the
PA recognition of uncertainties associated with the deposition
estimates at individual waterbody sites and with the associated
estimates of aquatic acidification risk (PA, section 5.1.4), and with
the PA's consideration of estimates from the case study analyses, which
together leads the PA to identify deposition rates at and below about 5
to 8 or 10 \93\ kg/ha-yr as associated with a potential to achieve acid
buffering capacity benchmarks in an appreciable portion of acid
sensitive areas. Based on all of these considerations, the
Administrator focuses on this range of deposition levels in turning his
attention to identification of a secondary standard that might be
associated with S deposition of such a magnitude.
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\93\ Consideration of the case study analyses as well as the
ecoregion-scale results for both the ecoregion-time period and
temporal perspectives, indicates a range of S deposition below
approximately 5 to 8 or 10 kg/ha-yr, on an areawide basis, to be
associated with a potential to achieve acid buffering capacity
levels of interest in an appreciable portion of acid sensitive areas
(PA, section 7.4).
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[[Page 26679]]
In considering options for a secondary standard based on
consideration of S deposition-related effects, the Administrator takes
note of the complexity of identifying a national ambient air quality
standard focused on protection of the public welfare from adverse
effects associated wth national patterns of atmospheric deposition
(rather than on protection from direct exposure from patterns of
ambient air concentrations of concern). As more specifically described
in the PA, atmospheric deposition (ecosystem loading) of S, is, in a
simple sense, the product of atmospheric concentrations of S compounds,
factors affecting S transfer from air to surfaces, and time. Further,
atmospheric concentrations in an ecosystem are, themselves, the result
of emissions from multiple, distributed sources (near and far),
atmospheric chemistry, and transport. Accordingly, the Administrator
concurs with the PA judgment that consideration of the location of
source emissions and expected pollutant transport (in addition to the
influence of physical and chemical processes) is important to
understanding relationships between SO2 concentrations at
ambient air monitors and S deposition rates in sensitive ecosystems of
interest. Based on these considerations in the PA, the Administrator
concurs that to achieve a desired level of protection from aquatic
acidification effects associated with S deposition in sensitive
ecosystems, SO2 emissions must be controlled at their
sources, and that associated NAAQS compliance monitoring is at
regulatory SO2 monitors generally sited near large
SO2 emissions sources.
Further, the Administrator considers findings of the PA analyses of
relationships between ambient air concentrations and S deposition
estimates, conducted in recognition of the variation across the U.S. in
the source locations and magnitude of SOX emissions, as well
as the processes that govern transport and transformation of
SOX to eventual deposition of S compounds. These analyses
consider relationships between S deposition estimates and
SO2 concentrations near SO2 monitors (both at
NAAQS regulatory monitors, which are often near large sources of
SO2 emissions, and in remote Class I areas) as well as
relationships between ecoregion S deposition estimates and
SO2 concentrations at upwind sites of influence, identified
by trajectory analyses to account for the relationship between upwind
concentrations near sources and deposition in downwind areas (section
II.B above and PA, sections 6.2.2 through 6.2.4,). As evidence of the
influence of SO2 in ambient air on S deposition, all of
these analyses demonstrated there to be an association between
SO2 concentrations and nearby or downwind S deposition (PA,
section 7.4). The PA found the correlation coefficients to be strongest
in the East and in the earliest two to three time periods, when
deposition rates and air concentrations were much higher compared to
the West and to more recent years, when deposition rates and
concentrations are much lower (PA, Chapter 6).
With regard to an indicator for a standard to address the effects
of S deposition, the Administrator also takes note of the findings of
the PA analyses and the parallel trends of SO2 emissions and
S deposition in the U.S. over the past 20 years that indicate the
strong influence of SO2 in ambient air on S deposition (PA,
sections 6.4.1 and 7.4). The array of air quality analyses in the PA
together illustrate the fact that atmospheric loading is a primary, but
not the only, determinant of atmospheric deposition, as well as the
complexity of how to consider concentrations at individual monitors,
with variable spatial distribution, in relation to deposition rates.
The distribution of monitor SO2 concentrations is
appreciably flatter in the latter 10 years of the analysis period in
comparison to the initial years, and S deposition rates during the
latter 10 years are appreciably reduced from those in the earlier
decade (PA, Figure 7-5). These parallel patterns indicate a broader
distribution of concentrations across NAAQS monitors during these
years. Additionally, the Administrator notes the PA finding of parallel
temporal trends of ecoregion S deposition estimates and the REA aquatic
acidification risk estimate across the five time periods analyzed.
In light of all of the linkages connecting SOX emissions
and S deposition-related effects, the Administrator considers the
current information with regard to a new or revised standard for
SOX that would be expected to provide protection from
aquatic acidification-related risks of S deposition in sensitive
ecoregions. With regard to the indicator for such a standard, he notes
the PA findings of support for SO2 as a good indicator for a
secondary standard to address S deposition (PA, sections 6.4.1 and
7.4). This support includes the declining trend of S deposition that is
consistent with and parallel to the sharp declines in annual average
SO2 emissions across the 20-year period, as well as the
general association of SLAMS with higher annual average SO2
concentrations with higher local S deposition estimates in addition to
the high correlations observed for ecoregion median S deposition with
upwind SO2 monitoring sites of influence in the EAQM
analyses. In light of all of these considerations, the Administrator
judges SO2 to be the appropriate indicator for a standard
addressing S deposition-related effects.
With regard to the appropriate averaging time and form for such a
standard, the Administrator takes note of the PA findings and advice
from the CASAC. In the quantitative analyses of air quality and
deposition, the PA generally focused on a year's averaging time based
on the recognition that longer-term averages (such as over a year) most
appropriately relate to deposition and associated ecosystem effects.
The PA analyses also used a 3-year average form based on a recognition
in the NAAQS program that such a form affords stability to the
associated air quality management program that contributes to effective
environmental protection. Similarly, in the advice of the CASAC
majority on a standard addressing S deposition, these members
recommended an annual average standard, and the information considered
by the CASAC majority in drawing its conclusion also focused on an
annual average SO2 metric with a form that involved
averaging over three consecutive years, implying that to be the
recommended form (section II.E.2 above). In consideration of these
conclusions of the PA and the CASAC majority, the Administrator focuses
on annual average SO2 concentrations, averaged over three
years, as providing an averaging time and form \94\ that he judges
appropriate for providing public welfare protection from adverse
effects associated with long-term atmospheric deposition of S
compounds.
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\94\ A 3-year form is common to NAAQS adopted over the more
recent past. This form provides a desired stability to the air
quality management programs which is considered to contribute to
improved public health and welfare protection (e.g., 78 FR 3198,
January 15, 2013; 80 FR 65352, October 26, 2015; 85 FR 87267,
December 31, 2020).
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In turning to consideration of a level for such a standard, as an
initial matter, the Administrator again notes the complexity
(recognized above) associated with identifying a national ambient air
quality standard focused on protection from national patterns of
atmospheric deposition rather than on protection from patterns of
direct exposure to SO2. As summarized in the PA, atmospheric
deposition rates are a function of atmospheric loading, transformation,
and transport, and are
[[Page 26680]]
not a one-to-one function of concentration at a specific monitoring
location. Thus, the maximum concentration at a single upwind site is
less important for total loading than the combined impact of all upwind
emissions sources. This contributes uncertainty to the identification
of the appropriate level for a national standard based on a single
maximum concentration that, if occurring at any one or multiple
locations, would be expected to constrain areawide deposition rates
downwind to the desired level for protection. The atmospheric loading
(and deposition) associated with the maximum concentration conceptually
represented by a standard level depends on the number and spatial
distribution of areas exhibiting that concentration. Reductions in
deposition reflect geographically-broad emissions reductions and
weighted concentration reductions (e.g., EAQM-weighted) more than
reductions in the maximum concentration at individual locations. As
shown by the 20-year trends in annual emissions and monitor annual
average SO2 concentrations, the percentage reductions in
deposition and emissions are greater than those in the highest monitor
concentrations.\95\ Particularly in this case of identifying a standard
to provide a pattern of ambient air concentrations that together
contribute to deposition across the U.S., it is important to consider
the distribution of air concentrations to which the standard will
apply. The Administrator takes note of this complexity and associated
uncertainty in his identification of a level for an annual average
SO2 standard for S deposition.
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\95\ As recognized in section II.E.1 above, in relating
atmospheric loading to individual monitor concentrations, the higher
correlations of the EAQM-weighted than the EAQM-max likely reflect
the weighting of concentrations across multiple upwind monitors,
with the trajectory analysis providing one approach that relates
contributions from individual monitor locations to deposition in
receiving ecosystems (without explicitly addressing the multiple
factors at play).
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In considering an appropriate range of concentrations for a level
for such a standard, the Administrator considers the evaluations and
associated findings of the PA and advice from the CASAC. In considering
the PA analyses and evaluation, the Administrator takes note of the
uncertainties associated with potential limitations in the monitoring
dataset across the 20-year period (e.g., with regard to the
representation of source locations in the earlier years of the
monitoring data), in addition to the complexities described above. In
so doing, the Administrator considers the two options identified in the
PA for a level of an annual average standard, with a 3-year average
form. One option identified in the PA would establish a level in the
range of somewhat below 15 ppb to a level of 10 ppb, and a second
option would establish a standard with a level within the range of 10
to 5 ppb. He additionally recognizes there to be uncertainties in
aspects of the aquatic acidification risk modeling that contribute
uncertainty to the resulting estimates, and in the significance, of
aquatic acidification risk, which he finds to be greater with lower
deposition levels (PA, section 5.1.4). Further, the Administrator takes
note of the additional and appreciably greater uncertainty recognized
in the PA to be associated with consideration of a standard level below
10 ppb, including uncertainties in the relationships between S
deposition and annual average SO2 concentrations below 10
ppb (PA, Chapter 6, section 7.4). In general, there is uncertainty in
identifying a specific level for a standard that may be expected to
achieve a particular degree of S deposition-related protection for
ecological effects. This uncertainty is coupled with the uncertainty
associated with estimates of aquatic acidification risk in waterbodies
across the U.S. associated with specific deposition levels, including
with regard to interpretation of risk associated with different levels
of acid buffering capacity. In this context and based on the PA
findings, the Administrator recognizes there to be, on the whole across
the various linkages, increased uncertainty for lower SO2
concentrations and S deposition rates.
The Administrator additionally considers the CASAC majority
recommended range of levels for an annual average SO2
standard to address S deposition-related ecological effects. As
described in section II.E.2 above, the majority of the CASAC
recommended adoption of an annual SO2 standard with a level
within the range of 10 to 15 ppb. These members indicated that this
range of levels was generally associated with S deposition below 5 kg/
ha-yr during the 2014-2016 and 2018-2020 trajectory analysis periods in
the PA. The CASAC majority further conveyed that a standard level in
this range (10-15 ppb) would afford protection to tree and lichen
species as well as waterbodies, further stating that such a standard
would ``preclude the possibility of returning to deleterious deposition
values'' that these members indicated to be associated with relatively
high annual average SO2 concentrations observed in 2019-2021
near a location of industrial sources (Sheppard, Response to Charge
Questions, pp. 24-25).
Thus, based on analyses and evaluations in the PA, including
judgments related to uncertainties in relating ambient air
concentrations to deposition estimates for the purpose of identifying a
standard level associated with a desired level of ecological
protection, and based on advice from the CASAC majority, the
Administrator judges that a level within the range from 10 to 15 ppb
would be appropriate for an annual average SO2 standard
requisite to protect the public welfare from adverse effects related to
S deposition.
The Administrator also considered the extent to which a new annual
average standard might be expected to control short-term concentrations
(e.g., of three hours duration) and accordingly provide protection from
direct effects that is currently provided by the existing 3-hour
secondary standard. In this context, he notes the analyses and
conclusions of the PA with regard to the extent of control for short-
term concentrations (e.g., of three hours duration) that might be
expected to be provided by an annual secondary SO2 standard.
These analyses indicate that in areas and periods when the annual
SO2 concentration (annual average, averaged over three
years) is below 15 ppb, design values for the existing 3-hour standard
are well below the existing secondary standard level of 0.5 ppm
SO2 (PA, Figure 2-29). Based on these findings of the PA,
the Administrator proposes that it is appropriate to consider revision
of the existing secondary SO2 standard to an annual
standard, with a 3-year average form and a level in the range from 10
to 15 ppb.
The Administrator also takes note of the recommendation from the
CASAC minority to establish a 1-hour SO2 secondary standard,
identical to the primary standard, based on its observation that most
of the S deposition estimates for the last 10 years are less than 5 kg/
ha-yr and judgment that this indicates that the existing 1-hour primary
SO2 standard adequately protects against long-term annual S
deposition-related effects. Accordingly, the CASAC minority recommended
setting the secondary SO2 standard equal to the current
primary standard (section II.E.2 above; Sheppard, 2023, p. A-2). The
Administrator preliminarily concludes, for the reasons discussed above,
that an annual standard is a more appropriate form to address
deposition-
[[Page 26681]]
related effects, but he recognizes that greater weight could be given
to the effectiveness of the existing 1-hour primary standard in
controlling emissions and associated deposition. In light of these
considerations, we solicit comment on this alternate option for
revising the secondary SO2 standard to be identical to the
current primary SO2 standard.
In summary, based on all of the considerations identified above,
including the currently available evidence in the ISA, the quantitative
and policy evaluations in the PA, and the advice from the CASAC, the
Administrator proposes to revise the existing secondary SO2
standard, to an annual average standard, with a 3-year average form and
a level within the range from 10 to 15 ppb as requisite to protect the
public welfare. The EPA solicits comment on a lower level for a new
annual standard down to 5 ppb, as well as whether the existing 3-hour
secondary standard should be retained, in addition to establishing a
new annual SO2 standard. Further, the EPA solicits comment
on the option of revising the existing secondary SO2
standard to be equal to the current primary standard in all respects.
The Administrator additionally considers the available information
and the PA evaluations and conclusions regarding the PM standard and S
deposition-related effects. In so doing, he takes note of the
information indicating varying composition of PM2.5 at sites
across the U.S. (PA, section 2.4.3), with non-S containing compounds
typically comprising more than 70% of the total annual PM2.5
mass in the East and even more in the West. Further, he considers the
PA findings of air quality analyses that indicate appreciable variation
in associations, and generally low correlations, between S deposition
and PM2.5, as summarized in section II.B above (PA, sections
6.2.2.3 and 6.2.4.2). In addition, he takes note of the discussion
above in support of his decision regarding a revised secondary
SO2 standard, including the atmospheric chemistry
information which indicates the dependency of S deposition on airborne
SOX, as evidenced by the parallel trends of SO2
emissions and S deposition. Based on all of these considerations, the
Administrator judges that protection of sensitive ecosystems from S
deposition is more effectively achieved through a revised
SO2 standard than a standard for PM, and a revised PM
standard is not warranted to provide protection against the effects of
S deposition.
Having reached his proposed decisions with regard to S deposition
and SO2 and PM, the Administrator now turns to consideration
of the secondary standards for N oxides and PM with regard to the
protection afforded from direct ecological effects and from ecological
effects related to ecosystem N deposition. As described below, the
Administrator proposes to retain the existing NO2 and PM
standards. In considering the secondary standard for oxides of N and
protection from direct effects of N oxides in ambient air, the
Administrator notes the evidence of welfare effects at the time this
standard was established in 1971 indicated the direct effects of N
oxides on vegetation, most particularly effects on foliar surfaces, and
that the currently available information continues to document such
effects, as summarized in section II.C.1.a above (ISA, Appendix 3,
sections 3.3 and 3.4; PA, sections 4.1 and 5.4.2). With regard to
NO2 and NO, the evidence does not indicate effects
associated with ambient air concentrations allowed by the existing
standard, as summarized in section II.C.3.c above (PA, section 7.4).
Accordingly, the Administrator concurs with the PA conclusion that the
evidence related to the direct effects of the N oxides, NO2
and NO, does not call into question the adequacy of protection provided
by the existing standard. With regard to the N oxide, HNO3,
the PA provides additional evaluation in recognition of the evidence of
effects associated with air concentrations and associated
HNO3 dry deposition on plant and lichen surfaces, and
uncertainty as to the extent to which exposures associated with such
effects may be allowed by the existing secondary NO2
standard (PA sections 7.1.2 and 5.4.2, and Appendix 5B, section 5B.4).
Consistent with the conclusion in the PA, the Administrator judges the
limited evidence to lack a clear basis for concluding that such effects
might have been elicited by air quality that met the secondary
NO2 standard. Thus, while the Administrator takes note of
this discussion in the PA, he additionally recognizes the limitations
of the evidence and associated uncertainties and judges them too great
to provide support to a revised secondary NO2 standard. In
so doing, he additionally takes note of the unanimous view of the CASAC
that the existing secondary NO2 standard provides protection
from direct effects of N oxides (section II.E.2 above).
The Administrator next turns to consideration of the larger
information base of effects related to N deposition in ecosystems. In
so doing, he recognizes the complexities and challenges associated with
quantitative characterization of N enrichment-related effects in
terrestrial or aquatic ecosystems across the U.S. that might be
expected to occur due to specific rates of atmospheric deposition of N
over prolonged periods, and the associated uncertainties (PA, section
7.2.3). These complexities and challenges are described further below.
Some of the complexities associated with terrestrial deposition are
similar to those for aquatic deposition, such as untangling the impacts
of historic deposition from what might be expected from specific annual
deposition rates absent that history, while other complexities related
to available quantitative information and analyses differ. Further,
with regard to many aquatic systems that receive N loading from sources
other than atmospheric deposition, there is complexity to estimating
the portion of N inputs, and associated contribution to effects,
derived from atmospheric sources.
It is important to note first that, as a general matter, the
Administrator finds there are substantially more significant
limitations and uncertainties associated with the evidence base for
ecosystem effects related to N deposition associated with N oxides and
PM, and with the available air quality information related to the
limited potential for control of N deposition in areas across the U.S.,
in light of the impacts of other pollutants (i.e., NH3) on N
deposition. The first set of limitations and uncertainties relates to
quantitative relationships between N deposition and ecosystem effects,
based on which differing judgments may be made in decisions regarding
protection of the public welfare. In the case of protection of the
public welfare from adverse effects associated with nutrient
enrichment, we additionally recognize the complexity associated with
identification of appropriate protection objectives in the context of
changing conditions in aquatic and terrestrial systems as recent
deposition has declined from the historical rates of loading. The
second set of limitations and uncertainties relates to relatively lower
correlations in more recent time periods of air quality metrics for N
oxides with N deposition in ecosystems and the variation in PM
composition across the U.S., particularly that between the eastern and
western U.S. This latter set of limitations is considered to relate to
the emergence of NH3, which is not a criteria pollutant, as
a greater influence on N deposition than N oxides and PM over the more
recent years. Further, this influence appears to
[[Page 26682]]
be exerted in areas with some of the highest N deposition estimates for
those years.
Additionally, the Administrator recognizes additional complexities
in risk management and policy judgments, including with regard to
identifying risk management objectives, such as judging the requisite
public welfare protection for an ecosystem stressor like N enrichment,
for which as the CASAC recognized, in terrestrial systems, there are
both ``benefits and disbenefits'' (Sheppard, 2023, p. 8). As noted by
the CASAC, ``[b]enefits include fertilization of crops and trees and
the potential for improved sequestration of carbon in soils and plant
biomass'' (Sheppard, 2023, p. 8), which, as noted in the PA, also
complicates conclusions regarding the extent to which some ecological
effects may be judged adverse to the public welfare (PA, section 7.4).
In aquatic systems, identification of appropriate public welfare
protection objectives is further complicated by N contributions to
these systems from multiple sources other than atmospheric deposition,
as well as by the effects of historical deposition that have influenced
the current status of soils, surface waters, associated biota, and
ecosystem structure and function. For example, changes to ecosystems
that have resulted from past, appreciably higher levels of atmospheric
deposition have the potential to affect how the ecosystem responds to
current, lower levels of deposition or to still further reduced N
inputs in the future.
In turning to consideration of the evidence and air quality
information related to N deposition, the Administrator takes note of
the fact that ecosystem N deposition is influenced by air pollutants
other than N oxides, particularly, NH3, which is not a CAA
criteria pollutant (PA, sections 6.1, 6.2.1 and 7.2.3.3). As described
in the PA, the extent of this contribution varies appreciably across
the U.S. and has increased during the past 20 years.
More specifically, while the PA historical trend analyses document
the reductions in N deposition that correspond with reductions in
emissions of N oxides, these analyses additionally document the
increasing role of NH3 in N deposition since approximately
2010 and the co-occurring tempering of total N deposition reductions,
likely reflecting the countervailing pattern in contributions from
NH3. Further, the areas of highest N deposition appear to
correspond to the areas with the greatest deposition of NH3
(PA, Figure 7-8).\96\ The Administrator concurs with the PA conclusion
that this information complicates his consideration of the currently
available information with regard to protection from N deposition-
related effects that might be afforded by the secondary standard for N
oxides; particularly when considering the information since 2010 (and
in more localized areas prior to that). That is, while the information
regarding recent rates of ecoregion N deposition may in some individual
areas (particularly those for which reduced N, specifically
NH3, has a larger role) indicate rates greater than the
range of values identified in the PA for consideration (e.g., 7-12 kg/
ha-yr based on the considerations in section 7.2.3 of the PA and the
benchmark of 10 kg/ha-yr, as conveyed in the advice from the CASAC),
the PA notes that the extent to which this occurrence relates to the
existing NO2 secondary standard is unclear. The lack of
clarity is both because of uncertainties in relating ambient air
NO2 concentrations to rates of deposition, and because of
the increasing contribution of NH3 to N deposition.
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\96\ This associated lessening influence of N oxides on total N
deposition is also evidenced by the poor correlations between N
deposition and annual average NO2 concentrations (PA,
sections 6.2.3 and 6.2.4), most particularly in more recent years
and at eastern sites, which may be related to increasing emissions
of NH3 in more recent years and at eastern sites (PA,
section 2.2.3 and Figure 6-5).
---------------------------------------------------------------------------
The Administrator notes the PA finding that the temporal trend in
ecoregion N deposition differs for ecoregions in which N deposition is
driven by reduced N compared to those where reduced N comprises less of
the total (e.g., PA, Figures 7-6 and 7-7). The N deposition trends in
the latter ecoregions, which include reductions in the upper part of
the distribution of ecoregion medians across the full 20-year period,
as well as lower N deposition in the second as compared to the first
decade (corresponding to the decline in NO2 emissions),
appear to document the influence that NO2 emissions and
concentrations had during this period. However, the influence of N
oxides appears to be low in areas of the U.S. where N deposition is
currently the highest, and where NH3 emissions have an
influential role (PA, section 7.2.3.3). In light of the PA evaluations
of N deposition and relative contribution from reduced and oxidized N
compounds, the Administrator concurs with the PA conclusion that, based
on the current air quality and deposition information and trends, a
secondary standard for N oxides cannot be expected to effectively
control total N deposition (PA, section 7.4).
The Administrator additionally considers the two sets of advice
from the CASAC regarding an NO2 annual standard in
consideration of N deposition effects (section II.E.2 above). The CASAC
majority recommended revision of the existing annual NO2
standard level to a value ``<10 to 20 ppb'' (Sheppard, 2023, p. 24). As
described in section II.E.2 above, however, the basis for this advice
relates to a graph in the draft PA of the dataset of results from the
trajectory-based analyses for the weighted annual NO2 metric
(annual NO2 EAQM-weighted), which as noted above is not
directly translatable to concentrations at individual monitors or to
potential standard levels. These CASAC members additionally recognized
that these results found no correlation between the ecoregion
deposition and the EAQM-weighted values at upwind locations, and as
described in section II.B above, the correlation coefficients are
negative for N deposition with both annual NO2 EAQMs (PA,
Table 6-10). Accordingly, based on the lack of a correlation for N
deposition with the EAQMs, as well as the lack of translatability of
the EAQM-weighted values to monitor concentrations or standard levels,
the PA did not find the information highlighted by the CASAC majority
for relating N deposition levels to ambient air concentrations to
provide scientific support for their recommended levels. In light of
this, the Administrator does not agree with the CASAC majority
recommendations on revisions to the annual NO2 standard.
The minority CASAC member recommended revision of the secondary
NO2 standard to be identical to the primary standard based
on their conclusion that the recent N deposition levels meet desired
objectives and that the primary standard is currently the controlling
standard (Sheppard, 2023, Appendix A). In consideration of this advice,
the PA noted that among the NO2 primary and secondary NAAQS,
the 1-hour primary standard (established in 2010) may currently be the
controlling standard for ambient air concentrations, and observed that
annual average NO2 concentrations, averaged over three
years, in areas that meet the current 1-hour primary standard, have
generally been below approximately 35 to 40 ppb.\97\
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\97\ The air quality information regarding annual average
NO2 concentrations at SLAMS monitors indicates more
recent NO2 concentrations are well below the existing
standard level of 53 ppb. As noted in the PA, the temporal trend
figures indicate that, subsequent to 2011-2012, when median N
deposition levels in 95% of the eastern ecoregions of the
continental U.S. have generally been at or below 11 kg N/ha-yr,
annual average NO2 concentrations, averaged across three
years, have been at or below 35 ppb (PA, section 7.2.3.3).
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[[Page 26683]]
In light of this finding, the PA identified a revision option for
consideration based on the recent pattern in NO2
concentrations (i.e., revision to a level below the current level of 53
ppb to as low as 35 to 40 ppb [PA, section 7.4]).
In considering this option as identified in the PA, the
Administrator takes note of the PA characterization of the support for
this option as ``not strong'' (PA, section 7.4). He further notes the
PA conclusion that while the option may have potential to provide some
level of protection from N deposition related to N oxides, there is
significant uncertainty as to the level of protection that would be
provided. The Administrator notes that this uncertainty relates
prominently to the influence of NH3 on total N deposition
separate from that of N oxides, and which in some areas of the U.S.,
particularly those areas where N deposition is highest, appears to be
dominant (PA, section 7.2.3.3). Further, he gives weight to the PA
statement that the extent to which the relative roles of these two
pollutants (N oxides and NH3) may change in the future is
not known. As evaluated in the PA, these factors together affect the
extent of support for, and contribute significant uncertainty to, a
judgment as to a level of N oxides in ambient air that might be
expected to provide requisite protection from N deposition-related
effects on the public welfare.
In light of the considerations recognized above (summarized earlier
in this section and in section II.E.1 above), the Administrator finds
that the existing evidence does not clearly call into question the
adequacy of the existing secondary NO2 standard. In so
doing, he additionally notes, as recognized in the PA above, that
recent median N deposition estimates are below the N deposition
benchmark identified by the CASAC majority of 10 kg/ha-yr in ecoregions
for which approximately half or more of recent total N deposition is
estimated to be oxidized N, driven by N oxides (PA, section 7.2.3.3).
In addition to the substantial uncertainty described above regarding
the need for control of N deposition from N oxides that might be
provided by a secondary standard for N oxides, the Administrator also
takes note of the PA finding that there is substantial uncertainty
about the effect of a secondary standard for N-oxides on the control of
N deposition such that it is also not clear whether the available
information provides a sufficient basis for a revised standard that
might be judged to provide the requisite protection. In light of this
PA finding, the current information on air quality and N deposition,
and all of the above considerations, the Administrator proposes to also
judge that the available evidence in this review is sufficient to
conclude a revision to the secondary annual NO2 standard is
not warranted. Based on all of these considerations, he proposes to
retain the existing secondary NO2 standard, without
revision. The EPA solicits comments on this proposed decision, and also
solicits comment on the alternative of revising the level and form of
the existing secondary NO2 standard to a level within the
range from 35 to 40 ppb with a 3-year average form.
Lastly, the Administrator turns to consideration of the existing
standards for PM. As an initial matter, he takes note of the PA
discussion and conclusion that the available information does not call
into question the adequacy of protection afforded by the secondary
PM2.5 standards from direct effects and deposition of
pollutants other than S and N compounds (PA, sections 7.1.3 and 7.4).
The evidence characterized in the ISA and summarized in the PA
indicates such effects to be associated with conditions associated with
concentrations much higher than the existing standards. Thus, the
Administrator proposes to conclude that the current evidence does not
call into question the adequacy of the existing PM standards with
regard to direct effects and deposition of pollutants other than S and
N compounds.
With regard to N deposition and PM2.5, the Administrator
considers the analyses and evaluations in the PA, as well as advice
from the CASAC. As an initial matter, the Administrator takes note of
the substantial and significant limitations and uncertainties
associated with the evidence base for ecosystem effects related to N
deposition associated with PM and with the available air quality
information related to the limited potential for control of N
deposition in areas across the U.S. in light of the impacts of
NH3 on N deposition, as summarized earlier. For example, he
notes limitations and uncertainties that relate to relatively lower
correlations in more recent time periods of air quality metrics with N
deposition and the variation in PM composition across the U.S. For
example, the air quality analyses of relationships found only low to
barely moderate correlations between N deposition estimates and annual
average PM2.5 concentrations at nearby or upwind locations
based on the full 20-year dataset, with somewhat higher correlations
for the early years of the 20-year period, but with low or no
correlation in the later years (PA, Chapter 6 and section 7.2.3.3). The
PA also noted the variable composition of PM2.5 across the
U.S., which contributes to geographic variability in the relationship
between N deposition and PM2.5 concentrations, and that an
appreciable percentage of PM2.5 mass does not contribute to
N deposition. For example, the highest percentage of PM2.5
represented by N compounds at CSN sites in 2020-2022 is 30% and it is
less than 10% at an appreciable of sites (PA, section 6.4.2). The PA
notes that this variability in percentage of PM2.5
represented by N (or S) containing pollutants contributes a high level
of uncertainty to our understanding of the potential effect of a
PM2.5 standard on patterns of N deposition.
In considering the advice from the CASAC for revision of the
existing annual PM2.5 secondary standard, the Administrator
notes the lack of consensus such that the Committee provided two
different recommendations for revising the level of the standard, as
summarized in section II.E.2 above: one for a level in the range from 6
to 10 [mu]g/m\3\ and the second for a level of 12 [mu]g/m\3\. As
summarized in the PA, the specific rationale for the range from 6 to 10
ug/m\3\ is unclear, with levels within this range described as both
relating to N deposition in a preferred range (at or below 10 kg N/ha-
yr) and relating to deposition above that range.\98\ The PA noted that
this ``overlap'' illustrates the weakness and variability of
relationships of PM2.5 with N deposition across the U.S.
(PA, section 7.4). Further, the PA notes the low correlation for total
N deposition estimates with annual average PM2.5 design
values in the last 10 years at SLAMS (PA, Table 6-7). The second
recommendation, from the CASAC minority, was based on their conclusion
that the recent N (and S) deposition levels meet desired targets and
that the primary annual PM2.5 standard, which has been 12
[mu]g/m\3\ since 2013, has been
[[Page 26684]]
the controlling standard for annual PM2.5 concentrations
(Sheppard, 2023, Appendix A).
---------------------------------------------------------------------------
\98\ For example, the justification provided for the range of
levels recommended by the CASAC majority for a revised
PM2.5 annual standard (6 to 10 [mu]g/m\3\) refers both to
annual average PM2.5 concentrations (3-yr averages)
ranging from 2 to 8 [mu]g/m\3\ in 27 Class I areas (as corresponding
to N deposition estimates at or below 10 kg/ha-yr) and to annual
average PM2.5 concentrations (3-year averages) ranging
from 6 to 12 [mu]g/m\3\ (at design value sites in areas of N
deposition estimates greater than 15 kg/ha-yr), as summarized in
section II.E.2 above.
---------------------------------------------------------------------------
Based on the currently available information, taking into account
its limitations and associated uncertainties, and in consideration of
all of the above, the Administrator proposes to conclude that
PM2.5 is not an appropriate indicator for a secondary
standard intended to provide protection of the public welfare from
adverse effects related to N deposition. In reaching this proposed
conclusion, the Administrator focuses in particular on the weak
correlation between annual average PM2.5 design values and N
deposition estimates in recent time periods, and additionally notes the
PA conclusion that the available evidence, as evaluated in the PA, is
reasonably judged insufficient to provide a basis for revising the
PM2.5 annual standard with regard to effects of N deposition
related to PM. Thus, based on consideration of the PA analyses and
conclusions, as well as consideration of advice from the CASAC, the
Administrator proposes to conclude that no change to the annual
secondary PM2.5 standard is warranted and he proposes to
retain the existing PM2.5 secondary standard, without
revision. The EPA solicits comment on this proposed decision.
Additionally, while recognizing the information and judgments regarding
uncertainties that lead him to this proposed decision, the
Administrator recognizes that there may be alternate views with regard
to whether and to what extent a secondary standard with a
PM2.5 indicator might be expected to provide control of N
deposition. In this context, the Administrator additionally solicits
comment on revising the existing standard level to a level of 12 [mu]g/
m\3\, in light of the recommendation and associated rationale provided
by the CASAC minority.
With regard to other PM standards, the Administrator concurs with
the PA's finding of a lack of information that would call into question
the adequacy of protection afforded by the existing PM10
secondary standard for ecological effects, and thus concludes it is
appropriate to propose retaining this standard without revision. With
regard to the 24-hour PM2.5 standard, the Administrator
takes note of the PA conclusion that the evidence available in this
review, as documented in the ISA, or cited by the CASAC,\99\ does not
call into question the adequacy of protection provided by the 24-hour
PM2.5 standard from ecological effects (PA, section 7.4).
Further, the Administrator considers the comments of the CASAC majority
and recommendations for revision of this standard to a lower level or
to an indicator of deciviews based on its consideration of short-term
fog or cloud-related deposition events, without further specificity, as
summarized in section II.E.2 above. In so doing, the Administrator
notes the PA finding that, while the available evidence in the ISA
recognizes there to be N deposition associated with cloud water or fog,
it does not provide estimates of this deposition, describe associated
temporal variability, or specify related effects on biota (ISA,
Appendix 2; PA, section 7.3). Further, the specific revision options
recommended by the CASAC majority were based on visibility
considerations although the adequacy of protection provided by the
secondary PM2.5 standard from visibility effects has been
addressed in the reconsideration of the 2020 p.m. NAAQS decision (89 FR
16202, March 6, 2024) and is not included in this review. The
Administrator additionally notes the recommendation from the CASAC
minority to retain the existing 24-hour secondary PM2.5
standard without revision. Based on all of these considerations, the
Administrator proposes to retain the existing 24-hour secondary
PM2.5 standard, without revision. Further, based on the lack
of evidence calling into question the adequacy of the secondary
PM10 standards, he also proposes to retain the secondary
PM10 standards without revision.
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\99\ As summarized in section II.E.2 above, the CASAC majority,
in its recommendation for revision of the existing standard, did not
provide specificity regarding the basis for its references to lichen
species and fog or cloud water, and the available evidence as
characterized in the ISA does not provide estimates of this
deposition or describe associated temporal variability, or
specifically describe related effects on biota (ISA, Appendix 2).
---------------------------------------------------------------------------
In reaching the conclusions described above regarding protection of
the public welfare from ecological effects associated with ecosystem
deposition of N and S compounds, the Administrator also takes note of
consideration in the PA of the potential for indicators different from
those for the current standards that may target specific chemicals that
deposit N and S, e.g., NO3-,
SO42-, NH4+ (PA, sections
7.2.2.3, 7.2.3.3 and 7.4). In so doing, however, he recognizes a number
of uncertainties and gaps in the available information important to
such consideration. For example, one uncertainty relates to the depth
of our understanding of the distribution of these chemicals in ambient
air, including relationships between concentrations near sources and in
areas of deposition, such as in protected areas. As described in the
PA, depending on the indicator selected, the relationship exhibited
between concentrations of the indicator and N or S deposition at the
same location may not be expected to hold for concentrations of the
indicator in more distant locations, including locations near emissions
sources. Based on these considerations, the Administrator judges that
the currently available information does not support standards based on
such indicators at this time. Additionally, there are not currently
approved regulatory monitoring methods for these potential indicators
and there are practical considerations associated with establishing new
standards with new indicators related to establishment of regulatory
measurement methods and surveillance networks, that would impact
effective implementation of the standards. Thus, he also recognizes
that additional data collection and analysis is needed to develop the
required evidence base to inform more comprehensive consideration of
such alternatives.
F. Proposed Decision on the Secondary Standards
The Administrator proposes to revise the existing secondary
SO2 standard to be an annual average, averaged over three
consecutive years with a level within the range from 10 to 15 ppb. The
EPA solicits comments on this proposal, including the averaging time,
form and range of levels for the revised standard. The EPA also
solicits comments on the option of retaining the existing 3-hour
standard, while also establishing such a new annual secondary standard.
Additionally, the EPA solicits comment on the second option identified
in the PA, for setting the level for a new annual standard in the range
from 10 to 5 ppb, and also on the option of revising the secondary
standard to be identical to the existing primary standard in all
respects, along with the rationales on which such views are based.
The Administrator proposes to retain the existing secondary
standards for N oxides, and the existing suite of secondary standards
for PM. The EPA solicits comments on these proposed decisions. The EPA
also solicits comment on revising the level and form of the existing
secondary NO2 standard to a level within the range from 40
to 35 ppb and a 3-year average form. Regarding the PM secondary
standards, the Administrator also solicits comment on revising the
level of the existing annual secondary PM2.5 standard to 12
[mu]g/m\3\.
[[Page 26685]]
III. Interpretation of the Secondary SO2 NAAQS
The EPA is proposing to revise appendix T to 40 CFR part 50,
Interpretation of the Primary National Ambient Air Quality Standards
for Oxides of Sulfur, in order to provide data handling procedures for
the proposed annual secondary SO2 standard. The proposed
Sec. 50.21 which sets the averaging period, level, indicator, and form
of the proposed annual standard refers to this appendix T. The proposed
revised appendix T would detail the computations necessary for
determining when the proposed annual secondary SO2 NAAQS is
met. The proposed revised appendix T also would address data reporting,
data completeness considerations, and rounding conventions.
A. Background
The general purpose of a data interpretation appendix is to provide
the practical details on how to make a comparison between multi-day and
possibly multi-monitor ambient air concentration data and the level of
the NAAQS, so that determinations of attainment and nonattainment are
as objective as possible. Data interpretation guidelines also provide
criteria for determining whether there are sufficient data to make a
NAAQS level comparison at all. The regulatory language for the current
secondary SO2 NAAQS, originally adopted in 1971, does not
contain detailed data interpretation instructions. This situation
contrasts with the primary NO2, ozone, PM2.5,
PM10, lead, and primary SO2 NAAQS regulations,
for which there are detailed data interpretation appendices in 40 CFR
part 50 addressing issues that can arise in comparing monitoring data
to the NAAQS. The existing appendix T includes these detailed data
interpretation requirements for the primary 1-hour SO2
NAAQS, thus the proposed revision would provide similar information for
the proposed annual secondary SO2 NAAQS. The EPA has used
its experience developing and applying this data interpretation
appendix to develop the proposed revisions to the text in appendix T to
address the proposed annual SO2 standard.
B. Interpretation of the Secondary SO2 Standard
The purpose of a data interpretation rule for the secondary
SO2 NAAQS is to give effect to the form, level, averaging
time, and indicator specified in the proposed regulatory text at 40 CFR
50.21, anticipating and resolving in advance various future situations
that could occur. The proposed revised appendix T provides definitions
and requirements that apply to the proposed annual secondary standard
for SO2. The requirements clarify how ambient air data are
to be reported, what ambient air data are to be used for comparisons
with the SO2 NAAQS, and how to calculate design values for
comparisons with the SO2 NAAQS. The data already required to
be reported by ambient SO2 monitors for use in calculating
design values for the current primary 1-hour SO2 NAAQS are
also sufficient for use in calculating design values for the proposed
secondary SO2 NAAQS.
The proposed revised appendix T specifies that the annual secondary
SO2 NAAQS would be met at an ambient air quality monitoring
site when the valid annual secondary standard design value is less than
or equal to [10-15] ppb, depending on the level finalized. The annual
secondary standard design value for an ambient air quality monitoring
site is described as the mean of the annual means for three consecutive
years, with the annual mean derived as the annual average of daily
means, with rounding and data completeness specified as described
below. The use of a daily mean value in deriving the design value is
consistent with the existing data handling requirements for the current
1-hour primary SO2 NAAQS.
Data completeness requirements for the proposed annual secondary
standard in the proposed revised appendix T follows past EPA practice
for other NAAQS pollutants by requiring that in general at least 75% of
the monitoring data that should have resulted from following the
planned monitoring schedule in a period must be available for the key
air quality statistic from that period to be considered valid. These
data completeness requirements are consistent with the current data
completeness requirements for the 1-hour primary SO2 NAAQS
in appendix T, and this proposal would not change those requirements.
For the proposed annual secondary SO2 NAAQS, the key air
quality statistics are the annual average of daily mean (24-hour
average, midnight-to-midnight) concentrations in three successive
years. It is important that daily means are representative of the 24-
hour period and that all seasons of the year are well represented.
Hence, the 75% requirement is proposed to be applied at the daily and
quarterly levels. These completeness requirements, including the
calculation of the daily mean, are consistent with existing
completeness requirements for the current 1-hour primary SO2
NAAQS. The EPA invites comment on the proposed completeness
requirements in appendix T.
Recognizing that there may be years with incomplete data, the
proposed text provides that a design value derived from incomplete data
will nevertheless be considered valid if at least 75 percent of the
days in each quarter of each of three consecutive years have at least
one reported hourly value, and the 3-year annual average design value
calculated according to the procedures specified in the proposed
revised appendix T is above the level of the secondary annual standard.
Additionally, following provisions in the proposed revised appendix T,
a substitution test may be used to demonstrate validity of incomplete
design values above the level of the standard by substituting a ``low''
daily mean value from the same calendar quarter in the 3-year design
value period. Similarly, another substitution test may be used to
demonstrate validity of incomplete design values below the level of the
standard by substituting a ``high'' daily mean value from the same
calendar quarter in the 3-year design value period. These substitution
tests are consistent with existing substitution tests for the current
1-hour primary SO2 NAAQS.
It should be noted that one possible outcome of applying the
proposed substitution test is that a year with incomplete data may
nevertheless be determined to not have a valid design value and thus to
be unusable in making annual secondary NAAQS compliance determinations
for that 3-year period. However, the intention of the proposed
substitution test is to reduce the frequency of such occurrences. The
EPA invites comment on incorporating the proposed substitution test
into the final rule.
The EPA is proposing that the Administrator have general discretion
to use incomplete data to calculate design values that would be treated
as valid for comparison to the NAAQS despite the incompleteness, either
at the request of a State or at the Administrator's own initiative.
Similar provisions exist already for the PM2.5,
NO2, lead, and 1-hour primary SO2 NAAQS. The
Administrator would consider monitoring site closures/moves, monitoring
diligence, and nearby concentrations in determining whether to use such
data.
Regarding rounding conventions for the annual secondary
SO2 NAAQS, the EPA is proposing to be consistent with
rounding conventions used for the current 1-hour primary SO2
NAAQS.
[[Page 26686]]
Specifically, the EPA proposes that hourly SO2 measurement
data shall be reported to EPA's regulatory database in units of ppb, to
at most one place after the decimal, with additional digits to the
right being truncated with no further rounding. Daily mean values and
the annual mean of those daily values are not rounded. Further, the
annual secondary standard design value is calculated pursuant to the
proposed revised appendix T and then rounded to the nearest whole
number or 1 ppb (decimals 0.5 and greater are rounded up to the nearest
whole number, and any decimal lower than 0.5 is rounded down to the
nearest whole number). The EPA invites comment on the proposed rounding
conventions.
IV. Ambient Air Monitoring Network for SO2
One of the primary purposes of collecting ambient air
SO2 monitoring data is for use in determining whether
ambient pollutant concentrations exceed the SO2 NAAQS.
Ambient air SO2 monitoring data are collected by State,
local, and Tribal monitoring agencies, as well as industry and the EPA
in some instances, in accordance with the monitoring requirements
contained in 40 CFR parts 50, 53, and 58. This section briefly
discusses the current status of the SO2 monitoring network,
its adequacy in supporting the existing secondary SO2
standard, and its support for the proposed revision to the secondary
SO2 NAAQS. Based on a thorough review of the SO2
monitoring network, the EPA is not proposing any changes to the ambient
air monitoring network design requirements.
Ambient air SO2 monitoring data used for comparison to
the NAAQS are typically collected by State, local, and Tribal
monitoring agencies (``monitoring agencies''), as well as industry and
Federal entities in some situations, in accordance with the monitoring
requirements contained in 40 CFR parts 50, 53, and 58. A monitoring
network is generally designed to measure and provide relevant air
quality data as described and prescribed in 40 CFR part 58. To ensure
that the data from the network are accurate and reliable to fulfill
their intended purpose, the monitors in the network must comply with a
set of requirements including the use of monitoring methods that EPA
has designated as Federal Reference Methods (FRMs) or Federal
Equivalent Methods (FEMs) per 40 CFR part 53, a network design to
achieve monitoring objectives, and specific siting criteria, data
reporting, quality assurance, and data handling rules or procedures.
When promulgating the existing short-term 1-hour daily maximum
primary SO2 NAAQS in 2010 (75 FR 35520, June 22, 2010), the
EPA recognized that monitoring to support the health-based standard
required a focus on measuring where SO2 emissions were
elevated and to address population exposure. To that end, the EPA
finalized minimum monitoring requirements for ambient air
SO2 that prioritized monitoring resources in areas based on
coincidence of elevated SO2 emissions and population,
locking in a significant portion of the existing network at that time
as well as introducing new monitors to the network. This approach was
based on a hybrid analytical approach that was explained in the
preamble to the 2010 primary SO2 NAAQS review that used both
monitoring and modeling to assess compliance with the newly promulgated
1-hour standard.
In 2015, the EPA followed up on that hybrid monitoring and modeling
concept to support the new 1-hour primary NAAQS by promulgating the
Data Requirements Rule (DRR). The DRR (80 FR 51051, August 21, 2015)
required air quality characterization in areas with large sources of
SO2 emissions, specifically taking measures to assess and
address the lack of information on SO2 concentrations around
sources or source areas emitting 2,000 tons per year or more. Under the
DRR, States had the option to employ monitoring, dispersion modeling,
or to take a federally enforceable permit limit to comply. The
implementation of the DRR resulted in approximately 78 monitoring sites
across the country being focused on collecting data at locations of
expected maximum SO2 concentrations around sources.
There are approximately 434 ambient air SO2 monitors
currently reporting data to EPA nationwide, with at least one
SO2 monitor in every State, the District of Columbia, and
Puerto Rico. The network reflects minimum monitoring requirements
promulgated in the 2010 SO2 Primary NAAQS revision, the
requirement to measure SO2 at all NCore multipollutant
monitoring stations, actions taken by monitoring agencies to satisfy
the DRR, plus additional monitoring conducted by State, local, and
Tribal air agencies on their own prerogative to satisfy other data
needs. In the memo in the docket for this action titled ``Ambient Air
SO2 Monitoring Network Review and Background'' (Watkins et
al., 2024), it is indicated that the current SO2 monitoring
network includes a focus on characterizing air quality where
SO2 concentrations are expected to be high in the ambient
air. The network provides data needed for implementation of the current
primary and secondary SO2 NAAQS and can also provide data
that can be used to support the needs for an annual average standard
like the one being proposed in this action.
Based on the EPA's review of the SO2 network history,
current design and objectives, and data, we believe that the current
network is adequate to provide the data needed to implement the
proposed secondary SO2 NAAQS; therefore, modification to the
existing SO2 minimum monitoring requirements is not
necessary. As noted in section II.B.1, spatial distribution of
SO2 and sulfate deposition reflect the distribution for
SOX emissions on which the network is largely focused upon.
Additionally, as noted in section II.E.3, there is a general
association of monitoring sites having higher SO2
concentrations in areas with higher local sulfur deposition estimates,
meaning that a network measuring SO2 in areas of expected
higher concentrations would be expected to capture SO2
concentrations contributing to areas experiencing higher deposition. We
therefore believe that modifications to the existing SO2
minimum monitoring requirements are not necessary to support
implementation of the standard proposed in this action. In further
support of this position, the EPA notes that the network is and will
continue to be adaptable and can evolve in response to changing data
needs, even without the Agency making changes to minimum monitoring
requirements. The State, local, and Tribal air agencies that operate
most of the network monitors, as well as industry stakeholders, can
propose and make adjustments to their pieces of the network when a new
need arises, or air quality conditions change. Finally, the EPA has
authority through 40 CFR part 58, appendix D, section 4.4.3, for its
Regional Administrators to work with State, local, and Tribal air
agencies to require SO2 monitoring above the minimum
monitoring requirements where the network is found to be insufficient
to meet its objectives. This means that monitors can be added in an
area that has the potential for concentrations that exceed or
contribute to an exceedance of the level of the NAAQS.
In summary, the EPA is not proposing any changes to the minimum
monitoring requirements as part of this proposal to revise the
secondary SO2 NAAQS because the network is currently
adequate, and because the EPA, State, local, Tribal, and industry
[[Page 26687]]
stakeholders have the authority and ability to adjust monitoring
efforts and redirect resources as needed to ensure that the monitoring
objectives of the SO2 network continue to be met. The EPA
solicits comment on this proposed determination.
V. Clean Air Act Implementation Considerations for the Proposed
Secondary SO2 Standard
The proposed SO2 secondary NAAQS, if finalized, would
trigger a number of implementation processes which are discussed for
informational purposes in this portion of the preamble. The Agency is
proposing to retain the secondary NO2 and PM NAAQS; thus,
discussion of implementation considerations related to those NAAQS is
not included in this section.
At the outset, promulgation of a new or revised NAAQS, including
finalization of this proposed revision, would trigger a process through
which States \100\ would make recommendations to the Administrator
regarding initial area designations. States also would be required to
make a new SIP submission to establish that they meet the necessary
structural requirements for such new or revised NAAQS pursuant to CAA
section 110(a)(1) and (2), also referred to as the ``infrastructure SIP
submission'' (more on this submission below). Further, if finalized,
the SO2 secondary NAAQS would need to be incorporated into
the implementation of applicable air permitting requirements and SIP
conformity processes. This section provides background information for
understanding the possible implications of the proposed NAAQS changes
and describes the EPA's intentions for providing States any guidance
the EPA determines to be needed to assist their implementation efforts,
if such proposed changes are finalized. This section also describes
existing EPA interpretations of CAA requirements and other EPA guidance
relevant to implementation of a new SO2 secondary NAAQS, if
one is finalized.
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\100\ This and all subsequent references to ``state'' are meant
to include State, local and Tribal agencies responsible for the
implementation of a SO2 control program.
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The EPA is not proposing any regulatory changes to SO2
implementation as a part of this proposal. Therefore, EPA is not
proposing action on such topics in this rulemaking. The public is
encouraged to share information regarding implementation needs and
considerations. Although this rulemaking is not requesting comment
specifically on this topic, information on this topic may be submitted
for informational purposes to the docket for this proposed rulemaking.
The EPA welcomes the public to provide input to the Agency through
comments. However, because these issues are not relevant to the
establishment of the proposed secondary NAAQS, and because no specific
revisions are proposed for the regulations implementing the proposed
secondary NAAQS the EPA does not expect to respond to these comments in
the final action on this proposal (nor is it required to do so).
A. Designation of Areas
After the EPA establishes a new or revised NAAQS (primary or
secondary), the CAA requires the EPA and States to take steps to ensure
that the new or revised NAAQS is met. The first step, known as the
initial area designations, involves identifying areas of the country
that either meet or do not meet the new or revised NAAQS, along with
the nearby areas contributing to NAAQS violations.
Section 107(d)(1) of the CAA states that, ``By such date as the
Administrator may reasonably require, but not later than 1 year after
promulgation of a new or revised national ambient air quality standard
for any pollutant under section 109, the Governor of each State shall .
. . submit to the Administrator a list of all areas (or portions
thereof) in the State'' and make recommendations for whether the EPA
should designate those areas as ``nonattainment,'' ``attainment,'' or
``unclassifiable.'' \101\ Section 107(d)(1)(A) of the CAA contains
definitions of these terms. A nonattainment area is any area that does
not meet (or that contributes to ambient air quality in a nearby area
that does not meet) a NAAQS; an attainment area is any area (other than
an area identified as a nonattainment area) that meets a NAAQS; and an
unclassifiable area is any area that cannot be classified on the basis
of available information as meeting or not meeting a NAAQS. The CAA
provides the EPA discretion to require states to submit their
designations recommendations within a reasonable amount of time not
exceeding 1 year. The CAA also stipulates that ``the Administrator may
not require the Governor to submit the required list sooner than 120
days after promulgating a new or revised national ambient air quality
standard.'' Section 107(d)(1)(B)(i) further provides, ``Upon
promulgation or revision of a NAAQS, the Administrator shall promulgate
the designations of all areas (or portions thereof) . . . as
expeditiously as practicable, but in no case later than 2 years from
the date of promulgation. Such period may be extended for up to one
year in the event the Administrator has insufficient information to
promulgate the designations.'' With respect to the NAAQS setting
process, courts have interpreted the term ``promulgation'' to be
signature and widespread dissemination of a final rule.\102\
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\101\ While the CAA says ``designating'' with respect to the
Governor's letter, in the full context of the CAA section it is
clear that the Governor makes a recommendation to which the EPA must
respond via a specified process if the EPA does not accept it.
\102\ API v. Costle, 609 F.2d 20 (D.C. Cir. 1979).
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If the EPA agrees that the state's designations recommendations are
consistent with all relevant CAA requirements, then it may proceed to
promulgate the designations for such areas. However, if the EPA
disagrees that a state's recommendation is consistent with all relevant
CAA requirements, then the EPA may make modifications to the
recommended designations by following the process outlined in the CAA.
By no later than 120 days prior to promulgating the final designations,
the EPA is required to notify states of any intended modifications to
the designations of any areas or portions thereof, including the
boundaries of areas, as the EPA may deem necessary. States then have an
opportunity to comment on the EPA's intended designations decisions. If
a state elects not to provide designations recommendations, then the
EPA must timely promulgate the designations that it deems appropriate.
While section 107(d) of the CAA specifically addresses the designations
process for states, the EPA intends to follow the same process for
Tribes to the extent practicable, pursuant to section 301(d) of the CAA
regarding Tribal authority, and the Tribal Authority Rule (63 FR 7254,
February 12, 1998). To provide clarity and consistency in doing so, the
EPA issued a guidance memorandum to our Regional Offices on working
with Tribes during the designations process.\103\
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\103\ ``Guidance to Regions for Working with Tribes during the
National Ambient Air Quality Standards (NAAQS) Designations
Process,'' December 20, 2011, Memorandum from Stephen D. Page to
Regional Air Directors, Regions 1-X available at https://www.epa.gov/sites/default/files/2017-02/documents/12-20-11_guidance_to_regions_for_working_with_tribes_naaqs_designations.pdf
.
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In this action, the EPA is proposing to add an annual average
SO2 secondary standard with a level within the range of 10-
15 ppb, averaged over three consecutive years. Consistent with the
process used in previous area designations efforts for both primary
[[Page 26688]]
and secondary standards, the EPA will employ a nationally consistent
framework and approach to evaluate each state's designations
recommendations, considering air quality and other area-specific facts
and circumstances \104\ to support area designations and boundaries
decisions for the NAAQS. Section 107(d) of the CAA explicitly requires
that the EPA designate as nonattainment not only the area that is
violating the pertinent standard, but also those nearby areas that
contribute to ambient air quality in the violating area. Consistent
with past practice, the EPA plans to address issues relevant to area
designations more fully in a separate designations-specific memorandum
around the time of promulgation of a new SO2 secondary
NAAQS, if the proposal to establish a new standard is finalized. As
this section is designed for informational purposes, the public may
comment on the process and schedule for the initial area designations
and nonattainment boundary setting effort associated with the proposed
new SO2 secondary NAAQS. However, the EPA does not expect to
respond to these comments in the final action containing the final
decision on the proposed NAAQS (nor is it required to do so).
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\104\ The EPA has historically used nationally consistent area-
specific analyses to support nonattainment area boundary
recommendations and final boundary determinations by evaluating
factors such as air quality data, emissions and emissions-related
data (e.g., population density and degree of urbanization, traffic
and commuting patterns), meteorology, geography/topography, and
jurisdictional boundaries. We expect to follow a similar process
when establishing area designations for any new or revised
SO2 secondary NAAQS, if finalized.
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As in past iterations of establishing a new or revised NAAQS, the
EPA intends to make the designations for any new or revised NAAQS based
on the most recent 3 years of complete, certified, and valid air
quality data and other available information. The EPA intends to use
such available air quality data from the current SO2
monitoring network and other technical information. Monitoring data are
currently available from existing FEM and FRM monitors sited and
operated in accordance with 40 CFR parts 50 and 58 to determine
compliance with the proposed new SO2 secondary NAAQS, if
finalized.
In some areas, State or Tribal air agencies may flag air quality
data for certain days in the Air Quality System (AQS) database due to
potential impacts from exceptional events (e.g., volcanic activity for
SO2). Air quality monitoring data affected by exceptional
events may be excluded from use in identifying a violation at a
regulatory ambient air monitoring site if the data meet the criteria
for exclusion under EPA's ``Treatment of Data Influenced by Exceptional
Events'' Final Rule (81 FR 68216; October 3, 2016) (Exceptional Events
Rule) and codified at 40 CFR 50.1, 50.14, and 51.930. For events
affecting initial area designations, including designations under the
proposed annual SO2 secondary NAAQS, if finalized, the air
agency is required to follow the exceptional events demonstration
submission deadlines that are identified in table 2 to 40 CFR
50.14(c)(2)(vi)--``Schedule for Initial Notification and Demonstration
Submission for Data Influenced by Exceptional Events for Use in Initial
Area Designations.'' The EPA encourages air agencies to work
collaboratively with the appropriate EPA Regional office after
identifying any exceptional event influencing ambient air quality
concentrations in a way that could affect area designations for the
proposed annual SO2 secondary NAAQS, if finalized.\105\
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\105\ Additional information, tools, and resources relating to
exceptional events can be found at the EPA's exceptional events
website located at https://www.epa.gov/air-quality-analysis/final-2016-exceptional-events-rule-supporting-guidance-documents-updated-faqs.
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B. Section 110(a)(1) and (2) Infrastructure SIP Requirements
The CAA directs states to address basic SIP requirements to
implement, maintain, and enforce the NAAQS. Under CAA sections
110(a)(1) and (2), states are required to have state implementation
plans that provide the necessary air quality management infrastructure
including, among other things, enforceable emissions limitations, an
ambient air monitoring program, an enforcement program, air quality
modeling capabilities, and adequate personnel, resources, and legal
authority. After the EPA promulgates a new or revised NAAQS, states are
required to make a new SIP submission to establish that they meet the
necessary structural requirements for such new or revised NAAQS or make
changes to do so. The EPA refers to this type of SIP submission as an
``infrastructure SIP submission.'' Under CAA sections 110(a)(1), all
states are required to make these infrastructure SIP submissions within
3 years after promulgation of a new or revised standard, or such
shorter deadline as the EPA may impose. Although the CAA authorizes the
EPA to set a shorter time for states to make these SIP submissions, the
EPA is not proposing to do so. Section 110(b) of the CAA also provides
that the EPA may extend the deadline for the ``infrastructure'' SIP
submission for a new secondary NAAQS by up to 18 months beyond the
initial 3 years. If the proposed new annual SO2 secondary
NAAQS is finalized, the EPA believes it would be more efficient for
states and the EPA if each affected state submits the section 110
infrastructure SIP that addresses the secondary standard within 3 years
of promulgation of a new or revised NAAQS, and so is not proposing to
apply a shorter deadline. However, the EPA also recognizes that
individual states may prefer the flexibility to submit the secondary
NAAQS infrastructure SIP at a later date, and if requested, the EPA
would review such requests on a case-by-case basis as is provided by
the EPA's existing regulations implementing CAA section 110(b) at 40
CFR 51.341.
Under CAA section 110(a)(1) and (2), states are required to make
SIP submissions that address a number of requirements pertaining to
implementation, maintenance, and enforcement of a new or revised NAAQS.
The specific subsections in CAA section 110(a)(2) require states to
address a number of requirements, as applicable: (A) emissions limits
and other control measures; (B) ambient air quality monitoring/data
system; (C) programs for enforcement of control measures and for
construction or modification of stationary sources; (D)(i) interstate
pollution transport and (ii) interstate and international pollution
abatement; (E) adequate resources and authority, conflict of interest,
and oversight of local governments and regional agencies; (F)
stationary source monitoring and reporting; (G) emergency episodes; (H)
SIP revisions; (I) plan revisions for nonattainment areas; (J)
consultation with government officials, public notification, Prevention
of Significant Deterioration (PSD) and visibility protection; (K) air
quality modeling and submission of modeling data; (L) permitting fees;
and (M) consultation and participation by affected local entities.
These requirements apply to all SIP submissions in general, but the EPA
has provided specific guidance to states concerning its interpretation
of these requirements in the specific context of infrastructure SIP
submissions for a new or revised NAAQS.\106\
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\106\ See ``Guidance on Infrastructure State Implementation Plan
(SIP) Elements under Clean Air Act sections 110(a)(1) and
110(a)(2)'' September 2013, Memorandum from Stephen D. Page to
Regional Air Directors, Regions 1-10.
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The EPA interprets the CAA such that two elements identified in
section 110(a)(2) are not subject to the 3-year
[[Page 26689]]
submission deadline of section 110(a)(1), and thus states are not
required to address them in the context of an infrastructure SIP
submission. The elements pertain to part D, in title I of the CAA,
which addresses plan requirements for nonattainment areas. Therefore,
for the reasons explained below, the following section 110(a)(2)
elements are considered by the EPA to be outside the scope of
infrastructure SIP actions: (1) the portion of section 110(a)(2)(C),
programs for enforcement of control measures and for construction or
modification of stationary sources that applies to permit programs
applicable in designated nonattainment areas, (known as ``nonattainment
new source review'') under part D; and (2) section 110(a)(2)(I) in its
entirety. The EPA does not expect states to address these two elements
pertaining to part D for a new or revised NAAQS in the infrastructure
SIP submissions to include regulations or emissions limits developed
specifically for attaining the relevant standard as it pertains to
areas designated nonattainment for the proposed SO2
secondary NAAQS, if finalized. States would be required to submit
infrastructure SIP submissions for the proposed new SO2
secondary NAAQS, if finalized, before they are required to submit
nonattainment plan SIP submissions to demonstrate attainment with the
same NAAQS. As a general matter, states would be required to submit
nonattainment plans to provide for attainment and maintenance of the
proposed new SO2 secondary NAAQS, if finalized, within 3
years from the effective date of nonattainment area designations as
required under CAA section 172(b). In addition, because this NAAQS, if
finalized, would be a secondary standard, section 110(b) of the CAA
also provides that the EPA may extend the deadline for the
nonattainment plan for up to 18 months beyond the initial 3 years. The
EPA reviews and acts upon these later SIP submissions through a
separate process. For this reason, the EPA does not expect states to
address new nonattainment area emissions controls per section
110(a)(2)(I) in their infrastructure SIP submissions.
Another required infrastructure SIP element is that each state's
SIP must contain adequate provisions to prohibit, consistent with the
provisions of title I of the CAA, emissions from within the state that
will significantly contribute to nonattainment in, or interfere with
maintenance by, any other state of the primary or secondary NAAQS.\107\
This element is often referred to as the ``good neighbor'' or
``interstate transport'' provision.\108\ The provision has two prongs:
significant contribution to nonattainment (prong 1) and interference
with maintenance (prong 2). The EPA and states must give independent
significance to prong 1 and prong 2 when evaluating downwind air
quality problems under CAA section 110(a)(2)(D)(i)(I).\109\ Further,
case law has established that the EPA and states must implement
requirements to meet interstate transport obligations in alignment with
the applicable statutory attainment schedule of the downwind areas
impacted by upwind-state emissions.\110\
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\107\ CAA section 110(a)(2)(D)(i)(I)
\108\ CAA section 110(a)(2)(D)(i)(II) also addresses certain
interstate effects that states must address and thus is also
sometimes referred to as relating to ``interstate transport.''
\109\ See North Carolina v. EPA, 531 F.3d 896, 909-11 (D.C. Cir.
2008).
\110\ See id. at 911-13. See also Wisconsin v. EPA, 938 F.3d
303, 313-20 (D.C. Cir. 2019); Maryland v. EPA, 958 F.3d 1185, 1203-
04 (D.C. Cir. 2020).
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The EPA anticipates coordinating with states with respect to the
requirements of CAA section 110(a)(2)(D)(i)(I) for implementation of
the proposed SO2 secondary NAAQS, if finalized. We note that
states may elect to make SIP submissions that address certain
infrastructure SIP elements separately from the others. In recent
years, due in part to the complexity of addressing interstate transport
obligations, some states have found it efficient to make SIP
submissions to address the interstate transport provisions separately
from other infrastructure SIP elements.
It is the responsibility of each state to review its air quality
management program's existing SIP provisions in light of each new or
revised NAAQS to determine whether any revisions are necessary to
implement a new or revised NAAQS. Most states have revised and updated
their SIPs in recent years to address requirements associated with
other revised NAAQS. For some states, it may be the case that, for a
number of infrastructure elements, the state may believe it already has
adequate state regulations adopted and approved into the SIP to address
a particular requirement with respect to any new or revised NAAQS. For
such portions of the state's infrastructure SIP submission, the state
could provide an explanation of how its existing SIP provisions are
adequate.
If a state determines that existing SIP-approved provisions are
adequate in light of the proposed SO2 secondary NAAQS, if
finalized, with respect to a given infrastructure SIP element (or sub-
element), then the state could make a SIP submission ``certifying''
that the existing SIP contains provisions that address those
requirements of the specific section 110(a)(2) infrastructure
elements.\111\ In the case of such a certification submission, the
state would not have to include a copy of the relevant provision (e.g.,
rule or statute) itself. Rather, the state in its infrastructure SIP
submission could provide citations to the SIP-approved state statutes,
regulations, or non-regulatory measures, as appropriate, which meet the
relevant CAA requirement. Like any other SIP submission, that state
could make such a certification only after it has provided reasonable
notice and opportunity for public hearing. This ``reasonable notice and
opportunity for public hearing'' requirement for infrastructure SIP
submissions is to meet the requirements of CAA sections 110(a) and
110(l). Under the EPA's regulations at 40 CFR part 51, if a public
hearing is held, an infrastructure SIP submittal must include a
certification by the state that the public hearing was held in
accordance with the EPA's procedural requirements for public hearings.
See 40 CFR part 51, appendix V, 2.1(g), and see 40 CFR 51.102.
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\111\ A ``certification'' approach would not be appropriate for
the interstate pollution control requirements of CAA section
110(a)(2)(D)(i).
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In consultation with its EPA Regional Office, a state should follow
all applicable EPA regulations governing infrastructure SIP submissions
in 40 CFR part 51--e.g., subpart I (Review of New Sources and
Modifications), subpart J (Ambient Air Quality Surveillance), subpart K
(Source Surveillance), subpart L (Legal Authority), subpart M
(Intergovernmental Consultation), subpart O (Miscellaneous Plan Content
Requirements), subpart P (Protection of Visibility), and subpart Q
(Reports). For the EPA's general criteria for infrastructure SIP
submissions, refer to 40 CFR part 51, appendix V, Criteria for
Determining the Completeness of Plan Submissions. The EPA recommends
that states electronically submit their infrastructure SIPs to the EPA
through the State Plan Electronic Collaboration System (SPeCS),\112\ an
online system available through the EPA's Central Data Exchange.
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\112\ https://cdx.epa.gov/.
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C. Prevention of Significant Deterioration and Nonattainment New Source
Review Programs for the Proposed Secondary SO2 Standard
The CAA, at parts C and D of title I, contains preconstruction
review and
[[Page 26690]]
permitting programs applicable to new major stationary sources and
major modifications of existing major sources. The preconstruction
review of each new major stationary source and major modification
applies on a pollutant-specific basis, and the requirements that apply
for each pollutant depend on whether the area in which the source is
situated is designated as attainment (or unclassifiable) or
nonattainment for that pollutant. In areas designated attainment or
unclassifiable for a pollutant, the PSD requirements under part C apply
to construction at major sources. In areas designated nonattainment for
a pollutant, the Nonattainment New Source Review (NNSR) requirements
under part D apply to major source construction. Collectively, those
two sets of permit requirements are commonly referred to as the ``major
New Source Review'' or ``major NSR'' programs.
The EPA is not proposing any changes to the NSR program regulations
as part of this proposal to implement the proposed SO2
secondary NAAQS, if finalized. Under the PSD program, at the effective
date of a final new or revised NAAQS, the applicant must demonstrate
that any new construction or major modification and associated source
emissions increase triggering PSD requirements does not cause or
contribute to violation of that new or revised NAAQS. The EPA has
models, guidance, and other tools for making this showing. The EPA
anticipates that sources and reviewing authorities will be able to use
most of these existing tools to demonstrate compliance with the
secondary SO2 standard, if finalized as proposed. However,
some adjustment and updates to these tools may be appropriate. The EPA
is also considering an alternative compliance demonstration approach
(described in section V.D. of this action) that the Agency may support
using to make this PSD permitting demonstration. Considering these
topics, the EPA has developed a separate technical document (Tillerson
et al., 2024),\113\ which provides a technical justification for how a
demonstration of compliance with the 1-hour primary SO2
standard can suffice to demonstrate compliance with the proposed new
SO2 secondary standard, if such a standard is finalized.
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\113\ This technical memo (Tillerson et al., 2024) is available
in the docket for this NAAQS review (EPA-HQ-OAR-2014-0128).
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The statutory requirements for a PSD permit program set forth under
part C of title I of the CAA (sections 160 through 169) are implemented
through the EPA's PSD regulations found at 40 CFR 51.166 (minimum
requirements for an approvable PSD SIP) and 40 CFR 52.21 (PSD
permitting program for permits issued under the EPA's Federal
permitting authority). Whenever a proposed new major source or major
modification triggers PSD requirements for SO2, either 40
CFR 52.21 or state regulations based on 40 CFR 51.166 will apply for
undesignated areas and for areas that are designated as attainment or
as unclassifiable for the proposed SO2 secondary NAAQS, if
such standard is finalized.
For PSD, a ``major stationary source'' is one with the potential to
emit 250 tons per year (tpy) or more of any regulated NSR pollutant,
unless the new or modified source is classified under a list of 28
source categories contained in the statutory definition of ``major
emitting facility'' in section 169(1) of the CAA. For those 28 source
categories, a ``major stationary source'' is one with the potential to
emit 100 tpy or more of any regulated NSR pollutant. A ``major
modification'' is a physical change or a change in the method of
operation of an existing major stationary source that results, first,
in a significant emissions increase of a regulated NSR pollutant and,
second, in a significant net emissions increase of that pollutant. See
40 CFR 51.166(b)(2)(i), 52.21(b)(2)(i). The EPA PSD regulations define
the term ``regulated NSR pollutant'' to include any pollutant for which
a NAAQS has been promulgated and any pollutant identified in the EPA
regulations as a constituent or precursor to such pollutant. See 40 CFR
51.166(b)(49), 52.21(b)(50). Thus, the PSD program currently requires
the review and control of emissions of SO2, as applicable.
Among other things, for each regulated NSR pollutant emitted or
increased in a significant amount, the PSD program requires a new major
stationary source or a major modification to apply the ``best available
control technology'' (BACT) and to conduct an air quality impact
analysis to demonstrate that the proposed major stationary source or
major modification will not cause or contribute to a violation of any
NAAQS or PSD increment.\114\ See CAA section 165(a)(3)-(4), 40 CFR
51.166(j) and (k), 52.21(j) and (k). The PSD requirements may also
include, in appropriate cases, an analysis of potential adverse impacts
on Class I areas. See CAA section 162(a) and 165, 40 CFR 51.166(p),
52.21(p)).\115\
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\114\ By establishing the maximum allowable level of ambient air
pollutant concentration increase in a particular area, an increment
defines ``significant deterioration'' of air quality in that area.
Increments are defined by the CAA as maximum allowable increases in
ambient air concentrations above a baseline concentration and are
specified in the PSD regulations by pollutant and area
classification (Class I, II and III). 40 CFR 51.166(c), 52.21(c); 75
FR 64864; October 20, 2010; The EPA has developed the Guideline on
Air Quality Models and other documents to, among other things,
provide methods and guidance for demonstrating compliance the NAAQS
and PSD increments including the annual SO2 standard. See
40 CFR part 51, appendix W; 82 FR 5182, January 17, 2017.
\115\ Congress established certain Class I areas in section
162(a) of the CAA, including international parks, national
wilderness areas, and national parks that meet certain criteria.
Such Class I areas, known as mandatory Federal Class I areas, are
afforded special protection under the CAA. In addition, states and
Tribal governments may establish Class I areas within their own
political jurisdictions to provide similar special air quality
protection.
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With regard to nonattainment NSR, the EPA's regulations for the
NNSR programs are contained in 40 CFR 51.165, 52.24 and 40 CFR part 51,
appendix S. Specifically, the EPA developed minimum program
requirements for a NNSR program that is approvable in a SIP, and those
requirements, which include requirements for SO2, are
contained in 40 CFR 51.165. In addition, 40 CFR part 51, appendix S
contains requirements constituting an interim NNSR program. This
program enables NNSR permitting in nonattainment areas by states that
lack a SIP-approved NNSR permitting program (or a program that does not
apply to the relevant pollutant) during the time between the date of
the relevant designation and the date that the EPA approves into the
SIP a NNSR program. See 40 CFR part 51, appendix S, part I; 40 CFR
52.24(k). Any new NNSR requirements for SO2 associated with
the proposed secondary standard, should it be finalized, would not
become applicable until the effective date of any nonattainment
designation for the final standard.
As noted above, the EPA intends to review and consider the
appropriateness of existing PSD compliance demonstration tools for
implementation of any new secondary SO2 NAAQS. In addition,
as described below and in section V.D. of this document, the EPA
acknowledges that there may be added burdens associated with making the
required PSD air quality impact demonstration for the annual secondary
standard if finalized, and the EPA may develop an alternative
compliance demonstration based upon Tillerson et al. (2024) if the
secondary SO2 NAAQS is finalized as proposed. Under such an
alternative compliance demonstration, sources and reviewing authorities
would be able to sufficiently demonstrate compliance with the proposed
new SO2 secondary standard by demonstrating compliance with
the primary 1-hour standard. Section V.D.
[[Page 26691]]
of this document includes further discussion of an alternative
compliance demonstration approach and the technical justification that
sources and permitting authorities may apply in permitting actions.
D. Alternative PSD Compliance Demonstration Approach for the Proposed
Secondary SO2 Standard
If the new secondary SO2 NAAQS is finalized as proposed,
the EPA would plan to calculate design values for the new secondary
NAAQS using the procedures described in section III of this preamble,
relying upon ambient air SO2 measurement data. The PSD
program requires that new or modified stationary sources complete a
compliance demonstration using air quality modeling or other methods to
demonstrate that their proposed emissions increases will not cause or
contribute to a violation of any NAAQS, including this secondary
SO2 NAAQS, if finalized. See 40 CFR 51.166(k), (m),
52.21(k), (m). Under 40 CFR 51.166(l), 52.21(l), all PSD demonstrations
for purposes of determining whether a new or modified source will cause
or contribute to a NAAQS violation, including a violation of the
secondary NAAQS for SO2, if finalized, must be based upon
air quality models, databases, and other requirements specified 40 CFR
part 51, appendix W.
Under section 9.2.3 of appendix W, the EPA recommends a multi-stage
approach to making the required demonstration of compliance with the
NAAQS, which enables a streamlined demonstration in many cases using
PSD screening tools. If a cumulative impact assessment is necessary,
due to the source-oriented nature of the current monitoring network for
SO2, there is some uncertainty as to whether sources may be
able to rely on existing monitoring data to adequately represent
background for their PSD compliance demonstrations. Although the
current SO2 monitoring network is primarily geared to
measure in areas of high SO2 emissions proximate to
populations and to sources, it has a limited number of monitors away
from emissions areas that are needed to provide the information
necessary for area specific estimates of background concentrations.
Therefore, there may be situations where prospective PSD sources could
be required to collect new data in order to determine the
representative background concentrations of annual SO2.
Because of the added burdens that may result for applicants and
permitting authorities from these considerations, the EPA is
considering alternative approaches to enable prospective PSD sources to
more readily demonstrate that they will not cause or contribute to a
violation of the proposed secondary SO2 NAAQS, if finalized
as proposed. The EPA believes that it is reasonable to allow the use of
an alternative demonstration approach where such an approach is
technically justified. The EPA is providing notice of the potential for
an alternative PSD compliance demonstration approach discussed in this
section and based upon the technical analysis detailed in Tillerson et
al. (2024) included in the docket. The public is encouraged to share
information on this alternative compliance demonstration approach. The
EPA may consider information provided by the public in developing any
future guidance on this approach for the new secondary SO2
NAAQS. The EPA is not proposing this alternative compliance
demonstration approach for the proposed secondary standard nor is the
EPA taking any action to implement this alternative compliance
demonstration approach in this rulemaking. Consequently, the EPA would
not be obligated to respond to any comments received on this topic as
part of the final rulemaking.
The Agency believes that following an alternative compliance
demonstration approach could aid implementation of the PSD permitting
program after enactment of the proposed secondary SO2 NAAQS,
if finalized. To support consideration of alternative approaches that
could be used by prospective PSD sources, the EPA conducted a two-
pronged technical analysis of the relationships between the proposed
secondary standard and the existing 1-hour SO2 primary NAAQS
(See Tillerson et al., 2024). The first prong of the analysis addressed
aspects of a PSD source impact analysis by evaluating whether an
individual source's impact resulting in a small increase in 1-hour
SO2 concentration, at the level of the significant impact
level (SIL) for the primary SO2 NAAQS, would produce a
comparably small increase in the annual SO2 concentration.
This analysis included modeled estimates of SO2 for a range
of source categories and scenarios. It indicated that small increases
in 1-hour SO2 concentrations caused by individual sources
produce similarly small changes in the annual SO2
concentrations. The second prong of the analysis addressed aspects of a
PSD cumulative impact analysis indicating that a demonstration showing
attainment of the 1-hour SO2 standard is expected to also
show attainment of the proposed secondary SO2 standard. This
analysis was based on 2017 to 2022 air quality data and compared the
air quality that would meet the current 1-hour SO2 standard
(with its level of 75 ppb in conjunction with a 99th percentile
averaged over 3 years) with air quality that would meet the proposed
secondary SO2 standard (with a level of 10-15 ppb in
conjunction with an annual mean averaged over three years). As shown in
Tillerson et al. (2024), this analysis indicated that all areas for
which existing monitoring data showed attainment of the 1-hour
SO2 standards would also likely be in attainment of the
proposed secondary SO2 standard. The EPA believes that this
technical analysis is robust and that its conclusions can be applied
across the United States.
Based on this technical analysis, the EPA currently believes that
there is sufficient evidence that, for the purposes of making a
demonstration under the PSD program that a new or modified source will
not cause or contribute to a violation of the proposed secondary
SO2 NAAQS, if finalized, a persuasive demonstration that the
source will not cause or contribute to a violation of the 1-hour
SO2 NAAQS could serve as a suitable alternate compliance
demonstration. As such, many or all sources undergoing PSD review for
SO2 would be able to rely upon their analysis demonstrating
that they will not cause or contribute to a violation of the 1-hour
SO2 NAAQS to also demonstrate that they will not cause or
contribute to a violation of the proposed secondary SO2
NAAQS, if finalized. This alternative compliance demonstration approach
would thus serve to streamline air quality analyses in a manner
consistent with the CAA and NSR regulations. Using this approach would
result in a source not needing to provide a separate and distinct
analysis to demonstrate compliance with the proposed secondary
SO2 standard, if finalized. The EPA believes this
alternative compliance demonstration approach could fulfill PSD
requirements for individual sources in PSD areas for the proposed
secondary SO2 NAAQS, if finalized. This approach would apply
in both areas that would not yet have been designated as nonattainment
for the new secondary SO2 NAAQS, if finalized, and those
that would be ultimately designated as attainment or unclassifiable
areas. The EPA will continue to evaluate this potential approach and
may consider it in guidance addressing implementation of the proposed
secondary SO2 NAAQS, if
[[Page 26692]]
finalized, separate from this rulemaking setting the standard itself.
E. Transportation Conformity Program
Transportation conformity is required under CAA section 176(c) (42
U.S.C. 7506(c)) to ensure that federally supported highway and transit
activities are consistent with (``conform to'') the purpose of the SIP.
Transportation conformity applies to areas that are designated as
nonattainment areas and to nonattainment areas that have been
redesignated to attainment with an approved CAA section 175A
maintenance plan (i.e., maintenance areas) for transportation-related
criteria pollutants: carbon monoxide, ozone, NO2,
PM2.5, and PM10. Motor vehicles are not
significant sources of SO2, and thus transportation
conformity does not apply to any SO2 NAAQS (40 CFR
93.102(b)(1)), existing or proposed.\116\ Therefore, the EPA is not
proposing any changes to the transportation conformity rule (40 CFR
51.390 and 40 CFR part 93, subpart A) for the proposed SO2
secondary NAAQS.
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\116\ See ``VII. Description of the Proposal'' in ``Criteria and
Procedures for Determining Conformity to State or Federal
Implementation Plans of Transportation Plans, Programs, and Projects
funded or Approved Under Title 23 U.S.C. or the Federal Transit
Act.'' (58 FR 3768, January 11, 1993). EPA finalized the original
transportation conformity regulations on November 24, 1993 (58 FR
62188). The rule has subsequently been revised and the current
provisions of the transportation conformity rule are found at 40 CFR
part 93, subpart A.
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F. General Conformity Program
The General Conformity program requirements at 40 CFR part 93,
subpart B establish criteria and procedures for determining conformity
as required under CAA section 176(c),\117\ which prohibits a Federal
agency from taking an action that would interfere with the ability of a
state or Tribe to attain or maintain the NAAQS. General Conformity
applies only to Federal activities not defined as transportation plans,
programs, or projects under 40 CFR 93.102. The program requirements
apply to emissions of all six criteria pollutants and their precursors
per 40 CFR 93.153(b)(1) and (2), but only to the extent the emissions
can be characterized as ``direct emissions'' or ``indirect emissions''
as defined under 40 CFR 93.152.
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\117\ Under CAA section 176(c)(1), Federal agencies have the
affirmative responsibility to assure their actions achieve
conformity to the purpose of an implementation plan, where the term
``conformity to an implementation plan'' is defined at CAA sections
176(c)(1)(A) and 176(c)(1)(B). Under CAA section 176(c)(4) the EPA
is required to establish criteria and procedures for determining
conformity.
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The General Conformity program applies to activities that cause
emissions of the criteria or precursor pollutants to originate within
designated nonattainment areas \118\ or redesignated attainment areas
that operate under approved CAA section 175A maintenance plans (i.e.,
maintenance areas).
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\118\ Applicability of the General Conformity program to any
newly designated nonattainment area for a specific NAAQS begins one
year following the effective date of the final nonattainment
designation, as allowed under CAA section 176(c)(6) and 40 CFR
93.153(k).
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The EPA is not proposing changes to the General Conformity
regulations in this proposed rulemaking. However, in the future, the
EPA intends to review the need to issue or revise guidance describing
how the current conformity regulations apply in nonattainment and
maintenance areas for any new or revised NAAQS, as needed.
VI. Statutory and Executive Order Reviews
Additional information about these statutes and Executive orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 14094: Modernizing Regulatory Review
This action is a ``significant regulatory action'' as defined in
Executive Order 12866, as amended by Executive Order 14094.
Accordingly, EPA submitted this action to the Office of Management and
Budget (OMB) for Executive Order 12866 review. Documentation of any
changes made in response to the Executive Order 12866 review is
available in the docket. The EPA prepared an analysis to determine if
additional emission reductions would be needed to meet the proposed
revision of the secondary SO2 NAAQS. This analysis is
contained in the document ``Air Quality Analyses Using Sulfur Dioxide
(SO2) Air Quality Data,'' which is available in the docket
for this NAAQS review (ID No. EPA-HQ-OAR-2014-0128). The analysis
concluded that no additional emissions reductions beyond any needed to
meet the current 1-hour primary SO2 NAAQS would be expected
to be necessary to meet the proposed annual secondary SO2
NAAQS, resulting in no costs or benefits associated with pollution
controls for this proposed NAAQS revision, if finalized. Accordingly,
no regulatory impact analysis has been prepared for this proposal.
B. Paperwork Reduction Act (PRA)
This action does not impose an information collection burden under
the PRA. There are no information collection requirements directly
associated with a proposed decision to revise or retain a NAAQS under
section 109 of the CAA.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. This
action will not impose any requirements on small entities. Rather, this
proposed rule establishes national standards for allowable annual
average concentrations of SO2 in ambient air as required by
section 109 of the CAA. See also American Trucking Associations v. EPA,
175 F.3d 1027, 1044-45 (D.C. Cir. 1999) (NAAQS do not have significant
impacts upon small entities because NAAQS themselves impose no
regulations upon small entities), rev'd in part on other grounds,
Whitman v. American Trucking Associations, 531 U.S. 457 (2001).
D. Unfunded Mandates Reform Act (UMRA)
This action does not contain any unfunded mandate as described in
the Unfunded Mandates Reform Act (UMRA), 2 U.S.C. 1531-1538, and does
not significantly or uniquely affect small governments. Furthermore, as
indicated previously, in setting a NAAQS the EPA cannot consider the
economic or technological feasibility of attaining ambient air quality
standards, although such factors may be considered to a degree in the
development of state plans to implement the standards. See also
American Trucking Associations v. EPA, 175 F. 3d at 1043 (noting that
because the EPA is precluded from considering costs of implementation
in establishing NAAQS, preparation of the RIA pursuant to the Unfunded
Mandates Reform Act would not furnish any information that the court
could consider in reviewing the NAAQS).
The EPA acknowledges, however, that if corresponding revisions to
associated SIP requirements and air quality surveillance requirements
are proposed at a later time, those revisions might result in such
effects. Any such effects would be addressed as appropriate if and when
such revisions are proposed.
E. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government. However,
the EPA
[[Page 26693]]
recognizes that states will have a substantial interest in this action
and any future revisions to associated requirements.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have Tribal implications, as specified in
Executive Order 13175. It does not have a substantial direct effect on
one or more Indian Tribes as Tribes are not obligated to adopt or
implement any NAAQS. Thus, Executive Order 13175 does not apply to this
action. However, consistent with the EPA Policy on Consultation and
Coordination with Indian Tribes, the EPA will offer government-to-
government consultation with Tribes as requested.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
EPA interprets Executive Order 13045 as applying only to those
regulatory actions that concern environmental health or safety risks
that EPA has reason to believe may disproportionately affect children,
per the definition of ``covered regulatory action'' in section 2-202 of
the Executive order.
Therefore, this action is not subject to Executive Order 13045
because it does not concern an environmental health risk or safety
risk. Since this action does not concern human health, EPA's Policy on
Children's Health also does not apply.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution or Use
This action is not a ``significant energy action'' because it is
not likely to have a significant adverse effect on the supply,
distribution, or use of energy. The purpose of this action is to
propose to revise the existing secondary SO2 standard, and
also to propose to retain the current secondary standards for
NO2, PM2.5 and PM10. The action does
not prescribe specific pollution control strategies by which these
ambient air standards and monitoring revisions will be met. Such
strategies will be developed by states on a case-by-case basis, and the
EPA cannot predict whether the control options selected by states will
include regulations on energy suppliers, distributors, or users. Thus,
the EPA concludes that this proposal does not constitute a significant
energy action as defined in Executive Order 13211.
I. National Technology Transfer and Advancement Act (NTTAA)
This action involves technical standards. The EPA is proposing to
use the existing indicator, SO2, for measurements in support
of this action. To the extent feasible, the EPA employs a Performance-
Based Measurement System (PBMS), which does not require the use of
specific, prescribed analytic methods. The PBMS is defined as a set of
processes wherein the data quality needs, mandates or limitations of a
program or project are specified and serve as criteria for selecting
appropriate methods to meet those needs in a cost-effective manner. It
is intended to be more flexible and cost effective for the regulated
community; it is also intended to encourage innovation in analytical
technology and improved data quality. Though the FRM for the NAAQS
indicators defines the particular specifications for ambient air
monitors, there is some variability with regard to how monitors can
measure the pollutants, including SO2. Therefore, it is not
practically possible to fully define the FRM in performance terms to
account for this possible or realized variability in measurement
principles of operation. Nevertheless, our approach in the past has
resulted in multiple brands of monitors being approved as FRM for
SO2, and we expect this to continue. Also, the FRMs
described in 40 CFR part 50 and the equivalency criteria described in
40 CFR part 53, constitute a performance-based measurement system for
SO2, since methods that meet the field testing and
performance criteria can be approved as FEMs. The EPA is not precluding
the use of any other method, whether it constitutes a voluntary
consensus standard or not, as long as it meets the specified
performance criteria and is approved as an FRM or FEM.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations and
Executive Order 14096: Revitalizing Our Nation's Commitment to
Environmental Justice for All
The EPA believes that the human health and environmental conditions
that exist prior to this action do not result in disproportionate and
adverse effects on communities with Environmental Justice (EJ)
concerns. As discussed in sections II.D and II.E above, and Chapters 5
and 7 of the PA, the acid buffering capacity of waterbodies in key
acid-sensitive ecoregions in recent years is estimated to meet
protection targets in high percentages. As discussed in section II.C.2
above, impacts on acid-sensitive waterbodies, if sufficiently severe,
would have the potential to impact the public welfare through impacts
to fisheries. Although recent conditions do not indicate such a level
of severity, to the extent local communities relied on such fisheries
disproportionately to their representation in the population, such
effects of the past (e.g., effects associated with acidification risks
of 20 or more years ago) would have had the potential for
disproportionate impacts. Recent conditions do not indicate risk of
aquatic acidification to such a level of severity and the available
information for recent acid buffering capacity levels does not include
evidence of disproportionate and adverse impacts on communities with EJ
concerns. As the proposed action is to establish a new, more stringent
standard to protect acid-sensitive waterbodies to recent levels and
protect against recurrence of acidification effects from the past, for
which the potential for disproportionate and adverse effects on local
communities is unknown, the EPA believes that this action is not likely
to result in new disproportionate and adverse effects on communities
with EJ concerns. The information supporting this Executive order
review is contained in the PA for this review and sections II.C, II.D
and II.E of this document.
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lakes and streams in the United States: the role of acidic
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northeastern USA. Biogeochemistry 57: 137-169.
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Bulger, AJ, Cosby, BJ, Dolloff, CA, Eshleman, KN, Webb, JR and
Galloway, JN (1999). SNP:FISH. Shenandoah National Park: Fish in
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U.S. EPA (1995a). Review of the National Ambient Air Quality
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005. September 1995. Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=00002UBE.PDF.
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U.S. EPA (2005). Review of the National Ambient Air Quality
Standards for Particulate Matter: Policy Assessment of Scientific
and Technical Information, OAQPS Staff Paper. Office of Air Quality
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U.S. EPA (2007). Integrated Review Plan for the Secondary National
Ambient Air Quality Standards for Nitrogen Dioxide and Sulfur
Dioxide. Office of Research and Development, Research Triangle Park,
NC, EPA-452/R-08-006. December 2007. Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P1001FDM.PDF.
U.S. EPA (2008a). Integrated Science Assessment (ISA) for Oxides of
Nitrogen and Sulfur Ecological Criteria. Office of Research and
Development, Research Triangle Park, NC. EPA/600/R-08/082F. December
2008. Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P100R7MG.PDF.
U.S. EPA (2008b). Integrated Review Plan for the National Ambient
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004. March 2008. Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P1001FB9.PDF.
U.S. EPA (2009a). Risk and Exposure Assessment for Review of the
Secondary National Ambient Air Quality Standards for Oxides of
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Planning and Standards, Research Triangle Park, NC. EPA-452/R-09-
008a. September 2009. Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P100FNQV.PDF.
U.S. EPA (2009b). Integrated Science Assessment for Particulate
Matter. Office of Research and Development, Research Triangle Park,
NC. EPA/600/R-08/139F. December 2009. Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P10060Z4.PDF.
U.S. EPA (2009c). Particulate Matter National Ambient Air Quality
Standards (NAAQS): Scope and Methods Plan for Urban Visibility
Impact Assessment. Office of Air Quality Planning and Standards,
Research Triangle Park, NC. EPA-452/P-09-001. February 2009.
Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P100FLUX.PDF.
U.S. EPA (2010). Particulate Matter Urban-Focused Visibility
Assessment--Final Document. Office of Air Quality Planning and
Standards, Research Triangle Park, NC. EPA-452/R- 10-004. July 2010.
Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P100FO5D.PDF.
U.S. EPA (2011). Policy Assessment for the Review of the Secondary
National Ambient Air Quality Standards for Oxides of Nitrogen and
Oxides of Sulfur. Office of Air Quality Planning and Standards,
Research Triangle Park, NC. EPA-452/R-11-005a, b. February 2011.
Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P1009R7U.PDF https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P1009RHY.PDF.
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Quality Standards for Particulate Matter. Office of Air Quality
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005. December 2016. Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P100R5VE.PDF.
U.S. EPA (2017). Integrated Review Plan for the Secondary NAAQS for
Oxides of Nitrogen and Oxides of Sulfur and Particulate Matter--
Final. Office of Air Quality Planning and Standards, Research
Triangle Park, NC. EPA-452/R-17-002. January 2017. Available at:
https://nepis.epa.gov/Exe/ZyPDf.cgi?Dockey=P100R607.PDF.
U.S. EPA (2018). Review of the Secondary Standards for Ecological
Effects of Oxides of Nitrogen, Oxides of Sulfur, and Particulate
Matter: Risk and Exposure Assessment Planning Document. Office of
Air Quality Planning and Standards, Research Triangle Park, NC. EPA-
452/D-18-001. August 2018. Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P100V7JA.PDF.
U.S. EPA (2019). Integrated Science Assessment (ISA) for for
Particulate Matter (Final Report, Dec 2019). U.S. Environmental
Protection Agency, Washington, DC, EPA/600/R-19/188, 2019.
U.S. EPA (2020a). Integrated Science Assessment (ISA) for Oxides of
Nitrogen, Oxides of Sulfur and Particulate Matter Ecological
Criteria (Final Report, 2020). Office of Air Quality Planning and
Standards, Research Triangle Park, NC. EPA/600/R-20/278. September
2020. Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P1010WR3.PDF.
U.S. EPA (2020b). Policy Assessment for the Review of the National
Ambient Air Quality Standards for Particulate Matter. Office of Air
Quality Planning and Standards, Research Triangle Park, NC. EPA-452/
R-20-002. January 2020. Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P100YGMN.pdf.
U.S. EPA (2020c). Policy Assessment for the Review of the Ozone
National Ambient Air Quality Standards. Office of Air Quality
Planning and Standards, Research Triangle Park, NC. EPA-452/R-20-
001. May 2020. Available at: https://nepis.epa.gov/Exe/ZyPdf.cgi?Dockey=P100ZES4.pdf.
U.S. EPA (2023). Overview of Particulate Matter (PM) Air Quality in
the United States. Available at: https://www.epa.gov/air-quality-analysis/particulate-matter-naaqs-review-analyses-and-data-sets
U.S. EPA (2024). Policy Assessment for the Review of the Secondary
National Ambient Air Quality Standards for Oxides of Nitrogen,
Oxides of Sulfur and Particulate Matter. Office of Air Quality
Planning and Standards, Research Triangle Park, NC. EPA-452/R-24-
003. January 2024. Available at: https://www.epa.gov/system/files/documents/2024-01/noxsoxpm-final.pdf.
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nitrogen saturation on tree growth and death in a mixed-oak forest.
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Long-term recovery of lakes in the Adirondack region of New York to
decreases in acidic deposition. Atmos Environ 46: 56-64.
Watkins, N, Boyette, L and Jager, D (2024). Memorandum to Secondary
NOX/SOX/PM NAAQS Review Docket (EPA-HQ-OAR-
2014-0128). Ambient Air SO2 Monitoring Network Review and
Background (January 2024). January 18, 2024. Office of Air Quality
Planning and Standards, Research Triangle Park, NC.
WHO (2008). WHO/IPCS Harmonization Project Document No. 6. Part 1:
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States. Sci Data 4: 170069.
Wolff, GT (1993). Letter from George T. Wolff, Chair, Clean Air
Scientific Advisory Committee to the Honorable Carol M. Browner,
Administrator, U.S. EPA. Re: Clean Air Scientific Advisory Committee
Closure on the Air Quality Criteria Document for Oxides of Nitrogen.
September 30, 1993. EPA-SAB-CASAC-LTR-93-015. Office of the
Administrator, Science Advisory Board Washing, DC Available at:
https://casac.epa.gov/ords/sab/f?p=113:12:1342972375271:::12.
Wolff, GT (1995). Letter from George T. Wolff, Chair, Clean Air
Scientific Advisory Committee to the Honorable Carol M. Browner,
Administrator, Re: CASAC Review of the Staff Paper for the Review of
the National Ambient Air Quality Standards for Nitrogen Dioxide:
Assessment of Scientific and Technical Information. August 22, 1995.
EPA-SAB-CASAC-LTR-95-004. Office of the Administrator, Science
Advisory Board Washing, DC Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=P100FL6Q.PDF.
Wolff, GT (1996). Letter from George T. Wolff, Chair, Clean Air
Scientific Advisory Committee to the Honorable Carol M. Browner,
Administrator, Re: Closure by the Clean Air Scientific Advisory
Committee (CASAC) on the Staff Paper for Particulate Matter. June
13, 1996. EPA-SAB-CASAC-LTR-96-008. Office of the Administrator,
Science Advisory Board Washing, DC Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=9100TTBM.PDF.
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List of Subjects in 40 CFR Part 50
Environmental protection, Air pollution control, Carbon monoxide,
Lead, Nitrogen dioxide, Ozone, Particulate matter, Sulfur oxides.
Michael S. Regan,
Administrator.
For the reasons set forth in the preamble, the Environmental
Protection Agency proposes to amend chapter I of title 40 of the Code
of Federal Regulations as follows:
PART 50--NATIONAL PRIMARY AND SECONDARY AMBIENT AIR QUALITY
STANDARDS
0
1. The authority citation for part 50 continues to read as follows:
Authority: 42 U.S.C. 7401, et seq.
0
2. Add Sec. 50.21 to read as follows:
Sec. 50.21 National secondary ambient air quality standards for
sulfur oxides (sulfur dioxide).
(a) The national secondary ambient annual air quality standard for
oxides of sulfur is [10-15] parts per billion (ppb), measured in the
ambient air as sulfur dioxide (SO2) by a reference method
based on appendix A-1 and appendix A-2 of this part, or by a Federal
Equivalent Method (FEM) designated in accordance with part 53 of this
chapter.
(b) The secondary annual standard is met when the 3-year average of
the annual SO2 concentration is less than or equal to [10-
15] ppb, as determined in accordance with appendix T of this part.
0
3. Revise appendix T to part 50 to read as follows:
Appendix T to Part 50--Interpretation of the Primary and Secondary
National Ambient Air Quality Standards for Oxides of Sulfur (Sulfur
Dioxide)
1. General
(a) This appendix explains the data handling conventions and
computations necessary for determining when the primary and
secondary national ambient air quality standards for Oxides of
Sulfur as measured by Sulfur Dioxide (``SO2 NAAQS'')
specified in Sec. 50.17 are met at an ambient air quality
monitoring site. Sulfur dioxide (SO2) is measured in the
ambient air by a Federal reference method (FRM) based on appendix A
or A-1 to this part or by a Federal equivalent method (FEM)
designated in accordance with part 53 of this chapter. Data handling
and computation procedures to be used in making comparisons between
reported SO2 concentrations and the levels of the
SO2 NAAQS are specified in the following sections.
(b) Decisions to exclude, retain, or make adjustments to the
data affected by exceptional events, including natural events, are
made according to the requirements and
[[Page 26699]]
process deadlines specified in Sec. Sec. 50.1, 50.14 and 51.930 of
this chapter.
(c) The terms used in this appendix are defined as follows:
Annual mean refers to the annual average of all the daily mean
values as defined in section 5.2 of this appendix.
Daily maximum 1-hour values for SO2 refers to the
maximum 1-hour SO2 concentration values measured from
midnight to midnight (local standard time) that are used in NAAQS
computations.
Daily mean values for SO2 refers to the 24-hour
average of 1-hour SO2 concentration values measured from
midnight to midnight (local standard time) that are used in NAAQS
computations.
Design values are the metrics (i.e., statistics) that are
compared to the NAAQS levels to determine compliance, calculated as
specified in section 5 of this appendix. The design value for the
primary 1-hour NAAQS is the 3-year average of annual 99th percentile
daily maximum 1-hour values for a monitoring site (referred to as
the ``1-hour primary standard design value''). The design value for
the secondary annual NAAQS is the 3-year average of the annual mean
of daily mean values for a monitoring site (referred to as the
``annual secondary standard'').
99th percentile daily maximum 1-hour value is the value below
which nominally 99 percent of all daily maximum 1-hour concentration
values fall, using the ranking and selection method specified in
section 5.1 of this appendix.
Pollutant Occurrence Code (POC) refers to a numerical code (1,
2, 3, etc.) used to distinguish the data from two or more monitors
for the same parameter at a single monitoring site.
Quarter refers to a calendar quarter.
Year refers to a calendar year.
2. Requirements for Data Used for Comparisons With the SO2
NAAQS and Data Reporting Considerations
(a) All valid FRM/FEM SO2 hourly data required to be
submitted to EPA's Air Quality System (AQS), or otherwise available
to EPA, meeting the requirements of part 58 of this chapter
including appendices A, C, and E shall be used in design value
calculations. Multi-hour average concentration values collected by
wet chemistry methods shall not be used.
(b) Data from two or more monitors from the same year at the
same site reported to EPA under distinct Pollutant Occurrence Codes
shall not be combined in an attempt to meet data completeness
requirements. The Administrator will combine annual 99th percentile
daily maximum concentration values from different monitors in
different years, selected as described here, for the purpose of
developing a valid 1-hour primary standard design value. If more
than one of the monitors meets the completeness requirement for all
four quarters of a year, the steps specified in section 5.1(a) of
this appendix shall be applied to the data from the monitor with the
highest average of the four quarterly completeness values to derive
a valid annual 99th percentile daily maximum concentration. If no
monitor is complete for all four quarters in a year, the steps
specified in sections 3.1(c) and 5.1(a) of this appendix shall be
applied to the data from the monitor with the highest average of the
four quarterly completeness values in an attempt to derive a valid
annual 99th percentile daily maximum concentration. Similarly, the
Administrator will combine annual means from different monitors in
different years, selected as described here, for the purpose of
developing a valid annual secondary standard design value. If more
than one of the monitors meets the completeness requirement for all
four quarters of a year, the steps specified in section 5.2(a) of
this appendix shall be applied to the data from the monitor with the
highest average of the four quarterly completeness values to derive
a valid annual mean. If no monitor is complete for all four quarters
in a year, the steps specified in sections 3.2(c) and 5.2(a) of this
appendix shall be applied to the data from the monitor with the
highest average of the four quarterly completeness values in an
attempt to derive a valid annual mean. This paragraph does not
prohibit a monitoring agency from making a local designation of one
physical monitor as the primary monitor for a Pollutant Occurrence
Code and substituting the 1-hour data from a second physical monitor
whenever a valid concentration value is not obtained from the
primary monitor; if a monitoring agency substitutes data in this
manner, each substituted value must be accompanied by an AQS
qualifier code indicating that substitution with a value from a
second physical monitor has taken place.
(c) Hourly SO2 measurement data shall be reported to
AQS in units of parts per billion (ppb), to at most one place after
the decimal, with additional digits to the right being truncated
with no further rounding.
3. Comparisons With the NAAQS
3.1 Comparisons With the 1-Hour Primary SO2 NAAQS
(a) The 1-hour primary SO2 NAAQS is met at an ambient
air quality monitoring site when the valid 1-hour primary standard
design value is less than or equal to 75 parts per billion (ppb).
(b) An SO2 1-hour primary standard design value is
valid if it encompasses three consecutive calendar years of complete
data. A year meets data completeness requirements when all four
quarters are complete. A quarter is complete when at least 75
percent of the sampling days for each quarter have complete data. A
sampling day has complete data if 75 percent of the hourly
concentration values, including State-flagged data affected by
exceptional events which have been approved for exclusion by the
Administrator, are reported.
(c) In the case of one, two, or three years that do not meet the
completeness requirements of section 3.1(b) of this appendix and
thus would normally not be useable for the calculation of a valid 3-
year 1-hour primary standard design value, the 3-year 1-hour primary
standard design value shall nevertheless be considered valid if one
of the following conditions is true.
(i) At least 75 percent of the days in each quarter of each of
three consecutive years have at least one reported hourly value, and
the design value calculated according to the procedures specified in
section 5.1 is above the level of the primary 1-hour standard.
(ii)(A) A 1-hour primary standard design value that is equal to
or below the level of the NAAQS can be validated if the substitution
test in section 3.1(c)(ii)(B) of this appendix results in a ``test
design value'' that is below the level of the NAAQS. The test
substitutes actual ``high'' reported daily maximum 1-hour values
from the same site at about the same time of the year (specifically,
in the same calendar quarter) for unknown values that were not
successfully measured. Note that the test is merely diagnostic in
nature, intended to confirm that there is a very high likelihood
that the original design value (the one with less than 75 percent
data capture of hours by day and of days by quarter) reflects the
true under-NAAQS-level status for that 3-year period; the result of
this data substitution test (the ``test design value,'' as defined
in section 3.1(c)(ii)(B) of this appendix) is not considered the
actual design value. For this test, substitution is permitted only
if there are at least 200 days across the three matching quarters of
the three years under consideration (which is about 75 percent of
all possible daily values in those three quarters) for which 75
percent of the hours in the day, including State-flagged data
affected by exceptional events which have been approved for
exclusion by the Administrator, have reported concentrations.
However, maximum 1-hour values from days with less than 75 percent
of the hours reported shall also be considered in identifying the
high value to be used for substitution.
(B) The substitution test is as follows: Data substitution will
be performed in all quarter periods that have less than 75 percent
data capture but at least 50 percent data capture, including State-
flagged data affected by exceptional events which have been approved
for exclusion by the Administrator; if any quarter has less than 50
percent data capture then this substitution test cannot be used.
Identify for each quarter (e.g., January-March) the highest reported
daily maximum 1-hour value for that quarter, excluding State-flagged
data affected by exceptional events which have been approved for
exclusion by the Administrator, looking across those three months of
all three years under consideration. All daily maximum 1-hour values
from all days in the quarter period shall be considered when
identifying this highest value, including days with less than 75
percent data capture. If after substituting the highest reported
daily maximum 1-hour value for a quarter for as much of the missing
daily data in the matching deficient quarter(s) as is needed to make
them 100 percent complete, the procedure in section 5 yields a
recalculated 3-year 1-hour standard ``test design value'' less than
or equal to the level of the standard, then the 1-hour primary
standard design value is deemed to have passed the diagnostic test
and is valid, and the level of the standard is deemed to have been
met in that 3-year period. As noted in section 3.1(c)(i) of this
appendix, in such a case, the 3-year design value based on the data
actually reported, not the ``test design
[[Page 26700]]
value,'' shall be used as the valid design value.
(iii)(A) A 1-hour primary standard design value that is above
the level of the NAAQS can be validated if the substitution test in
section 3.1(c)(iii)(B) of this appendix results in a ``test design
value'' that is above the level of the NAAQS. The test substitutes
actual ``low'' reported daily maximum 1-hour values from the same
site at about the same time of the year (specifically, in the same
three months of the calendar) for unknown hourly values that were
not successfully measured. Note that the test is merely diagnostic
in nature, intended to confirm that there is a very high likelihood
that the original design value (the one with less than 75 percent
data capture of hours by day and of days by quarter) reflects the
true above-NAAQS-level status for that 3-year period; the result of
this data substitution test (the ``test design value,'' as defined
in section 3.1(c)(iii)(B) of this appendix) is not considered the
actual design value. For this test, substitution is permitted only
if there are a minimum number of available daily data points from
which to identify the low quarter-specific daily maximum 1-hour
values, specifically if there are at least 200 days across the three
matching quarters of the three years under consideration (which is
about 75 percent of all possible daily values in those three
quarters) for which 75 percent of the hours in the day have reported
concentrations. Only days with at least 75 percent of the hours
reported shall be considered in identifying the low value to be used
for substitution.
(B) The substitution test is as follows: Data substitution will
be performed in all quarter periods that have less than 75 percent
data capture. Identify for each quarter (e.g., January-March) the
lowest reported daily maximum 1-hour value for that quarter, looking
across those three months of all three years under consideration.
All daily maximum 1-hour values from all days with at least 75
percent capture in the quarter period shall be considered when
identifying this lowest value. If after substituting the lowest
reported daily maximum 1-hour value for a quarter for as much of the
missing daily data in the matching deficient quarter(s) as is needed
to make them 75 percent complete, the procedure in section 5.1 of
this appendix yields a recalculated 3-year 1-hour standard ``test
design value'' above the level of the standard, then the 1-hour
primary standard design value is deemed to have passed the
diagnostic test and is valid, and the level of the standard is
deemed to have been exceeded in that 3-year period. As noted in
section 3.1(c)(i) of this appendix, in such a case, the 3-year
design value based on the data actually reported, not the ``test
design value'', shall be used as the valid design value.
(d) A 1-hour primary standard design value based on data that do
not meet the completeness criteria stated in section 3.1(b) of this
appendix and also do not satisfy section 3.1(c) of this appendix,
may also be considered valid with the approval of, or at the
initiative of, the Administrator, who may consider factors such as
monitoring site closures/moves, monitoring diligence, the
consistency and levels of the valid concentration measurements that
are available, and nearby concentrations in determining whether to
use such data.
(e) The procedures for calculating the 1-hour primary standard
design values are given in section 5.1 of this appendix.
3.2 Comparisons With the Annual Secondary SO2 NAAQS
(a) The annual secondary SO2 NAAQS is met at an
ambient air quality monitoring site when the valid annual secondary
standard design value is less than or equal to [10-15] parts per
billion (ppb).
(b) An SO2 annual secondary standard design value is
valid if it encompasses three consecutive calendar years of complete
data. A year meets data completeness requirements when all four
quarters are complete. A quarter is complete when at least 75
percent of the sampling days for each quarter have complete data. A
sampling day has complete data if 75 percent of the hourly
concentration values, including State-flagged data affected by
exceptional events which have been approved for exclusion by the
Administrator, are reported.
(c) In the case of one, two, or three years that do not meet the
completeness requirements of section 3.2(b) of this appendix and
thus would normally not be useable for the calculation of a valid 3-
year annual secondary standard design value, the 3-year annual
secondary standard design value shall nevertheless be considered
valid if one of the following conditions is true.
(i) At least 75 percent of the days in each quarter of each of
three consecutive years have at least one reported hourly value, and
the design value calculated according to the procedures specified in
section 5.2 of this appendix is above the level of the secondary
annual standard.
(ii)(A) An annual secondary standard design value that is equal
to or below the level of the NAAQS can be validated if the
substitution test in section 3.2(c)(ii)(B) of this appendix results
in a ``test design value'' that is below the level of the NAAQS. The
test substitutes actual ``high'' reported daily mean values from the
same site at about the same time of the year (specifically, in the
same calendar quarter) for unknown or incomplete (less than 75
percent of hours reported) daily mean values. Note that the test is
merely diagnostic in nature, intended to confirm that there is a
very high likelihood that the original design value (the one with
less than 75 percent data capture of hours by day and of days by
quarter) reflects the true under-NAAQS-level status for that 3-year
period; the result of this data substitution test (the ``test design
value,'' as defined in section 3.2(c)(ii)(B)) of this appendix is
not considered the actual design value. For this test, substitution
is permitted only if there are at least 200 days across the three
matching quarters of the three years under consideration (which is
about 75 percent of all possible daily values in those three
quarters) for which 75 percent of the hours in the day, including
State-flagged data affected by exceptional events which have been
approved for exclusion by the Administrator, have reported
concentrations. However, daily mean values from days with less than
75 percent of the hours reported shall also be considered in
identifying the high daily mean value to be used for substitution.
(B) The substitution test is as follows: Data substitution will
be performed in all quarter periods that have less than 75 percent
data capture but at least 50 percent data capture, including State-
flagged data affected by exceptional events which have been approved
for exclusion by the Administrator; if any quarter has less than 50
percent data capture then this substitution test cannot be used.
Identify for each quarter (e.g., January-March) the highest reported
daily mean value for that quarter, excluding State-flagged data
affected by exceptional events which have been approved for
exclusion by the Administrator, looking across those three months of
all three years under consideration. All daily mean values from all
days in the quarter period shall be considered when identifying this
highest value, including days with less than 75 percent data
capture. If after substituting the highest daily mean value for a
quarter for as much of the missing daily data in the matching
deficient quarter(s) as is needed to make them 100 percent complete,
the procedure in section 5 of this appendix yields a recalculated 3-
year annual standard ``test design value'' less than or equal to the
level of the standard, then the annual secondary standard design
value is deemed to have passed the diagnostic test and is valid, and
the level of the standard is deemed to have been met in that 3-year
period. As noted in section 3.2(c)(i) of this appendix, in such a
case, the 3-year design value based on the data actually reported,
not the ``test design value,'' shall be used as the valid design
value.
(iii)(A) An annual secondary standard design value that is above
the level of the NAAQS can be validated if the substitution test in
section 3.2(c)(iii)(B) of this appendix results in a ``test design
value'' that is above the level of the NAAQS. The test substitutes
actual ``low'' reported daily mean values from the same site at
about the same time of the year (specifically, in the same three
months of the calendar) for unknown or incomplete (less than 75
percent of hours reported) daily mean values. Note that the test is
merely diagnostic in nature, intended to confirm that there is a
very high likelihood that the original design value (the one with
less than 75 percent data capture of hours by day and of days by
quarter) reflects the true above-NAAQS-level status for that 3-year
period; the result of this data substitution test (the ``test design
value,'' as defined in section 3.2(c)(iii)(B) of this appendix) is
not considered the actual design value. For this test, substitution
is permitted only if there are a minimum number of valid daily mean
values from which to identify the low quarter-specific daily mean
values, specifically if there are at least 200 days across the three
matching quarters of the three years under consideration (which is
about 75 percent of all possible daily values in those three
quarters) for which 75 percent of the hours in the day have reported
concentrations. Only days with at least 75
[[Page 26701]]
percent of the hours reported shall be considered in identifying the
low daily mean value to be used for substitution.
(B) The substitution test is as follows: Data substitution will
be performed in all quarter periods that have less than 75 percent
data capture. Identify for each quarter (e.g., January-March) the
lowest reported daily mean value for that quarter, looking across
those three months of all three years under consideration. All daily
mean values from all days with at least 75 percent capture in the
quarter period shall be considered when identifying this lowest
value. If after substituting the lowest reported daily mean value
for a quarter for as much of the missing daily data in the matching
deficient quarter(s) as is needed to make them 75 percent complete,
the procedure in section 5.2 of this appendix yields a recalculated
3-year annual standard ``test design value'' above the level of the
standard, then the annual secondary standard design value is deemed
to have passed the diagnostic test and is valid, and the level of
the standard is deemed to have been exceeded in that 3-year period.
As noted in section 3.2(c)(i) of this appendix, in such a case, the
3-year design value based on the data actually reported, not the
``test design value,'' shall be used as the valid design value.
(d) An annual secondary standard design value based on data that
do not meet the completeness criteria stated in section 3.2(b) of
this appendix and also do not satisfy section 3.2(c) of this
appendix, may also be considered valid with the approval of, or at
the initiative of, the Administrator, who may consider factors such
as monitoring site closures/moves, monitoring diligence, the
consistency and levels of the valid concentration measurements that
are available, and nearby concentrations in determining whether to
use such data.
(e) The procedures for calculating the annual secondary standard
design values are given in section 5.2 of this appendix.
4. Rounding Conventions
4.1 Rounding Conventions for the 1-Hour Primary SO2 NAAQS
(a) Hourly SO2 measurement data shall be reported to
AQS in units of parts per billion (ppb), to at most one place after
the decimal, with additional digits to the right being truncated
with no further rounding.
(b) Daily maximum 1-hour values and, therefore, the annual 99th
percentile of those daily values are not rounded.
(c) The 1-hour primary standard design value is calculated
pursuant to section 5.1 of this appendix and then rounded to the
nearest whole number or 1 ppb (decimals 0.5 and greater are rounded
up to the nearest whole number, and any decimal lower than 0.5 is
rounded down to the nearest whole number).
4.2 Rounding Conventions for the Annual Secondary SO2 NAAQS
(a) Hourly SO2 measurement data shall be reported to
AQS in units of parts per billion (ppb), to at most one place after
the decimal, with additional digits to the right being truncated
with no further rounding.
(b) Daily mean values and the annual mean of those daily values
are not rounded.
(c) The annual secondary standard design value is calculated
pursuant to section 5.2 of this appendix and then rounded to the
nearest whole number or 1 ppb (decimals 0.5 and greater are rounded
up to the nearest whole number, and any decimal lower than 0.5 is
rounded down to the nearest whole number).
5. Calculation Procedures
5.1 Calculation Procedures for the 1-Hour Primary SO2 NAAQS
(a) Procedure for identifying annual 99th percentile values.
When the data for a particular ambient air quality monitoring site
and year meet the data completeness requirements in section 3.1(b)
of this appendix, or if one of the conditions of section 3.1(c) of
this appendix is met, or if the Administrator exercises the
discretionary authority in section 3.1(d) of this appendix,
identification of annual 99th percentile value is accomplished as
follows.
(i) The annual 99th percentile value for a year is the higher of
the two values resulting from the following two procedures.
(A) Procedure 1. For the year, determine the number of days with
at least 75 percent of the hourly values reported.
(1) For the year, determine the number of days with at least 75
percent of the hourly values reported including State-flagged data
affected by exceptional events which have been approved for
exclusion by the Administrator.
(2) For the year, from only the days with at least 75 percent of
the hourly values reported, select from each day the maximum hourly
value excluding State-flagged data affected by exceptional events
which have been approved for exclusion by the Administrator.
(3) Sort all these daily maximum hourly values from a particular
site and year by descending value. (For example: (x[1], x[2], x[3],
* * *, x[n]). In this case, x[1] is the largest number and x[n] is
the smallest value.) The 99th percentile is determined from this
sorted series of daily values which is ordered from the highest to
the lowest number. Using the left column of table 1, determine the
appropriate range (i.e., row) for the annual number of days with
valid data for year y (cny). The corresponding ``n''
value in the right column identifies the rank of the annual 99th
percentile value in the descending sorted list of daily site values
for year y. Thus, P0.99, y = the nth largest value.
(B) Procedure 2. For the year, determine the number of days with
at least one hourly value reported.
(1) For the year, determine the number of days with at least one
hourly value reported including State-flagged data affected by
exceptional events which have been approved for exclusion by the
Administrator.
(2) For the year, from all the days with at least one hourly
value reported, select from each day the maximum hourly value
excluding State-flagged data affected by exceptional events which
have been approved for exclusion by the Administrator.
(3) Sort all these daily maximum values from a particular site
and year by descending value. (For example: (x[1], x[2], x[3], * *
*, x[n]). In this case, x[1] is the largest number and x[n] is the
smallest value.) The 99th percentile is determined from this sorted
series of daily values which is ordered from the highest to the
lowest number. Using the left column of table 1, determine the
appropriate range (i.e., row) for the annual number of days with
valid data for year y (cny). The corresponding ``n''
value in the right column identifies the rank of the annual 99th
percentile value in the descending sorted list of daily site values
for year y. Thus, P0.99,y = the nth largest value.
(b) The 1-hour primary standard design value for an ambient air
quality monitoring site is mean of the three annual 99th percentile
values, rounded according to the conventions in section 4.1 of this
appendix.
Table 1 of Appendix T of Part 50
------------------------------------------------------------------------
P0.99,y is the nth
Annual number of days with valid data for year maximum value of the
``y'' (cny) year, where n is the
listed number
------------------------------------------------------------------------
1-100.......................................... 1
101-200........................................ 2
201-300........................................ 3
301-366........................................ 4
------------------------------------------------------------------------
5.2 Calculation Procedures for the Annual Secondary SO2 NAAQS
(a) When the data for a site and year meet the data completeness
requirements in section 3.2(b) of this appendix, or if the
Administrator exercises the discretionary authority in section
3.2(c), the annual mean is simply the arithmetic average of all the
daily mean values.
(b) The annual secondary standard design value for an ambient
air quality monitoring site is the mean of the annual means for
three consecutive years, rounded according to the conventions in
section 4.2 of this appendix.
[FR Doc. 2024-07397 Filed 4-12-24; 8:45 am]
BILLING CODE 6560-50-P