National Public Transportation Safety Plan, 25316-25326 [2024-07392]
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Water Resources and Wetlands
Clean Water Act, 33 U.S.C. 1251–1387
(Sections 401, 402, 404, 408, and
Section 319)
Safe Drinking Water Act (SDWA), 42
U.S.C. 300f–300j–26
Rivers and Harbors Act of 1899, 33
U.S.C. 401 and 403
Wild and Scenic Rivers Act, 16 U.S.C.
1271–1287
Emergency Wetlands Resources Act, 16
U.S.C. 3901 and 3921
Flood Disaster Protection Act, 42 U.S.C.
4001–4133
General Bridge Act of 1946, 33 U.S.C.
525–533
Coastal Barrier Resources Act, 16 U.S.C.
3501–3510
Coastal Zone Management Act, 16
U.S.C. 1451–1466
Wetlands Mitigation, 23 U.S.C. 119(g)
Parklands and Other Special Land Uses
49 U.S.C. 303 (Section 4(f))
Land and Water Conservation Fund
(LWCF) Act, 54 U.S.C. 200302–
200310
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Executive Orders
E.O. 11990, Protection of Wetlands
E.O. 11988, Floodplain Management
E.O. 12898, Federal Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations
E.O. 13112, Invasive Species, as
amended by E.O. 13751, Safeguarding
the Nation from the Impacts of
Invasive Species
E.O. 13985, Advancing Racial Equity
and Support for Underserved
Communities Through the Federal
Government
E.O. 13990, Protecting Public Health
and the Environment and Restoring
Science to Tackle the Climate Crisis
E.O. 14008, Tackling the Climate
Change Crisis at Home and Abroad
E.O. 14096, Revitalizing Our Nation’s
Commitment to Environmental Justice
for All
The proposed renewal MOU would
allow the State, acting through CalSTA
and the Authority, to continue to act in
the place of FRA in carrying out the
environmental review-related functions
described above, except with respect to
Government-to-Government
consultations with federally recognized
Indian Tribes. The State, acting through
CalSTA and the Authority, would
continue to handle routine
consultations with the Tribes and
understands that a Tribe has the right to
direct consultation with FRA upon
request. The State, acting through
CalSTA and the Authority, may assist
FRA with Government-to-Government
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consultations, with consent of a Tribe,
but FRA remains responsible for the
consultation.
In addition, the State, acting through
CalSTA and the Authority, would not
assume FRA’s responsibilities for
conformity determinations required
under Section 176 of the CAA (42 U.S.C.
7506), or any responsibility under 23
U.S.C. 134 or 135, or under 49 U.S.C.
5303 or 5304.
The MOU content reflects the State’s,
acting through CalSTA and the
Authority, desire to continue its
participation in the Program. FRA and
the State, acting through CalSTA and
the Authority, have agreed to modify
some of the provisions in the MOU to,
among other things: include an updated
list of environmental laws, presidential
executive orders and related guidance,
including added references to Title VI of
the Civil Rights Act of 1964 and
environmental justice; provide updated
Program information, organization
charts, and staffing structure; and
provide updated policies and processes,
including updates to monitoring and
oversight and quality assurance and
quality control (QA/QC).
The Bipartisan Infrastructure Law
(Infrastructure Investment and Jobs Act,
Pub. L. 117–58), enacted on November
15, 2021, amended 23 U.S.C. 327(c)(5)
to require that MOUs have a term of 10
years if a State that has participated in
the Program (or predecessor program)
for at least 10 years. The State has
participated in the Program for 15 years,
inclusive of the State’s participation in
the Program and the pilot program with
FHWA. Therefore, this proposed
renewal MOU will have a term of 10
years.
FRA will consider the comments
submitted on the State’s application and
the proposed renewal MOU. A copy of
the renewal package and proposed
renewal MOU may be viewed on the
docket (FRA–2024–0039) at
www.regulations.gov. A copy also may
be viewed on the Authority’s website at:
https://hsr.ca.gov/programs/. Any final
renewal MOU approved by FRA may
include changes based on comments
and consultations relating to the
proposed renewal MOU and will be
made publicly available.
Authority: 23 U.S.C. 327; 42 U.S.C.
4331, 4332; 23 CFR part 773; 40 CFR
1507.3; and 49 CFR 264.101.
Marlys Ann Osterhues,
Director, Office of Environmental Program
Management, Office of Railroad
Administration, Federal Railroad
Administration.
[FR Doc. 2024–07615 Filed 4–9–24; 8:45 am]
BILLING CODE 4910–06–P
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DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
[Docket No. FTA–2023–0010]
National Public Transportation Safety
Plan
Federal Transit Administration
(FTA), Department of Transportation
(DOT).
AGENCY:
Notice of availability and
response to comments.
ACTION:
The Federal Transit
Administration (FTA) has placed into
the docket and on its website the final
National Public Transportation Safety
Plan (National Safety Plan) that is
intended to guide the national effort to
manage safety risk in our nation’s public
transportation systems. The updated
National Safety Plan establishes
performance measures for Public
Transportation Agency Safety Plans
(PTASP), including measures for safety
risk reduction programs, to improve the
safety of public transportation systems
that receive FTA Federal financial
assistance. Transit agencies will set
performance targets based on the
measures in order to monitor and assess
the safety performance of their public
transportation systems.
SUMMARY:
The applicable date of the
National Safety Plan is April 10, 2024.
DATES:
For
program matters, contact Arnebya
Belton, Office of Transit Safety and
Oversight, 202–366–7546 or
arnebya.belton@dot.gov. For legal
matters, contact Emily Jessup, Office of
Chief Counsel, (202) 366–8907 or
emily.jessup@dot.gov.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
Availability of Final Plan
This notice provides responses to
comments received on the proposed
updates to the National Safety Plan and
discusses the changes made to the
National Safety Plan in response. The
National Safety Plan itself is not
included in this notice; instead, an
electronic version is available on FTA’s
website, at: https://www.transit.dot.gov/
regulations-and-guidance/safety/
national-public-transportation-safetyplan, and in the docket, at https://
www.regulations.gov/docket/FTA-20230010.
Table of Contents
I. Background
II. Summary of Public Comments and FTA’s
Responses
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I. Background
Congress first directed FTA to create
and implement a National Public
Transportation Safety Plan (National
Safety Plan) under the Moving Ahead
for Progress in the 21st Century (MAP–
21) Act (Pub. L. 112–141), which
authorized a new Public Transportation
Safety Program (Safety Program) at 49
U.S.C. 5329. The Safety Program was
reauthorized by the Fixing America’s
Surface Transportation (FAST) Act
(Pub. L. 114–94) and again by the
Bipartisan Infrastructure Law, enacted
as the Infrastructure Investment and
Jobs Act (Pub. L. 117–58).
On February 5, 2016, FTA first
published a Federal Register notice (81
FR 6372) seeking comment on a
proposed National Safety Plan.
Subsequently, on January 18, 2017, FTA
published a summary of the final
changes to the National Safety Plan and
responses to comments in the Federal
Register (82 FR 5628) and published the
finalized plan to the docket and on
FTA’s website.
On May 31, 2023, FTA published a
notice of availability of proposed
updates to the National Safety Plan and
a request for comments (88 FR 34917).
Pursuant to 49 U.S.C. 5329(b), the
National Safety Plan includes several
elements intended to improve the safety
of all public transportation systems that
receive Federal financial assistance
under 49 U.S.C. Chapter 53. The
Bipartisan Infrastructure Law identified
new elements that must be included in
the National Safety Plan, including:
• Safety performance measures
related to the PTASP safety risk
reduction program;
• In consultation with the Secretary
of Health and Human Services,
precautionary and reactive actions
required to ensure public and personnel
safety and health during an emergency;
and
• Consideration, where appropriate,
of performance-based and risk-based
methodologies.
The Bipartisan Infrastructure Law also
requires that the minimum safety
performance standards for public
transportation vehicles used in revenue
operations take into consideration, to
the extent practicable, innovations in
driver assistance technologies and
driver protection infrastructure, where
appropriate, and a reduction in
visibility impairments that contribute to
pedestrian fatalities.
This update continues to strengthen
FTA’s safety program and addresses
new requirements in the Bipartisan
Infrastructure Law to further advance
transit safety.
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II. Summary of Public Comment and
FTA’s Response
The public comment period for the
proposed update to the National Safety
Plan closed on July 31, 2023. FTA
received 34 comment submissions.
Excluding two duplicate submissions,
received submissions from 32 unique
commenters, including States, transit
agencies, trade associations, and
individuals. FTA reviewed all the
comments and thoughtfully considered
them when finalizing the National
Safety Plan.
FTA received several comments that
raised issues outside of the scope of the
proposed National Safety Plan. Because
they are outside the scope of the
proposal, FTA will not respond to those
comments in this notice.
Specifically, FTA received comments
on National Transit Database (NTD)
reporting requirements and FTA’s
proposals in the Public Transportation
Agency Safety Plans (PTASP) notice of
proposed rulemaking (NPRM) published
in the Federal Register on April 26,
2023 (88 FR 25336). FTA appreciates
the interest in these areas but is not
addressing these comments in this
notice. Rather, FTA directs interested
readers to the NTD web page on FTA’s
website for NTD-related information
and has addressed comments related to
the PTASP NPRM through the PTASP
final rule, which is a separate regulatory
action.
While FTA received comments on
various aspects of the National Safety
Plan, FTA is largely finalizing the
National Safety Plan as proposed. In
response to comments received, FTA
has revised Chapter III of the final
National Safety Plan. These revisions
are discussed below in the summary of
public comments and FTA’s responses.
Comments and responses are
subdivided by their corresponding
sections of the National Safety Plan and
subject matter.
A. General
1. Applicability
Comments: Two commenters
expressed that the National Safety Plan
and safety performance measurement
requirements should be consistent with
the applicability of the existing PTASP
regulation, which excludes recipients
that only receive funding under 49
U.S.C. 5310, 49 U.S.C. 5311, or both
(See: 49 CFR 673.1). One of the
commenters argued that rural and small
public transportation providers have
limited resources and an excellent
safety record, and that FTA should limit
the burden of safety regulations on such
providers.
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One commenter expressed concern
that paratransit service appeared to be
excluded from the National Safety Plan,
including with respect to safety
performance measures and the
voluntary standards and recommended
practices.
Response: FTA appreciates the
comments regarding the applicability of
the National Safety Plan to small and
rural providers and the regulatory
burden on such providers. The National
Safety Plan is intended to be a useful
tool for all public transportation systems
that receive funding under 49 U.S.C.
Chapter 53, including small and rural
providers. FTA notes that only agencies
subject to the PTASP regulation are
required to set targets using the safety
performance measures in the National
Safety Plan. As noted above, the PTASP
regulation excludes transit agencies that
receive funding only under 49 U.S.C.
5310, 49 U.S.C. 5311, or both. While
some voluntary standards and resources
presented in Chapter III of the National
Safety Plan pertain to specific modes
such as rail transit, transit agencies of
all types and sizes can refer to the
standards and resources presented in
the National Safety Plan.
The National Safety Plan applies to
paratransit service. The safety
performance measures identified in
Chapter II apply to paratransit service
subject to the PTASP regulation, and
Chapter III includes resources that
pertain to paratransit service.
2. Effective Date
Comments: One commenter asked for
clarification on when the National
Safety Plan will go into effect, and
whether it will be applicable before or
after the effective date of FTA’s PTASP
final rule. Another commenter urged
FTA to clarify that the safety
performance measures must be
implemented on the applicable date of
the National Safety Plan. In addition, a
commenter asked FTA not to delay
implementation of the NTD reporting
requirements that transit agencies and
Safety Committees rely on to set
performance targets for the new safety
performance measures.
Response: The National Safety Plan is
applicable upon today’s publication in
the Federal Register. Per 49 U.S.C.
5329(d)(4)(A), the Safety Committee of
transit agencies serving a large
urbanized area must set performance
targets for the safety risk reduction
program using a 3-year rolling average
of NTD data. In a Dear Colleague letter
released on February 17, 2022, FTA
communicated that these performance
targets need not be in place until FTA
establishes related performance
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measures through the National Safety
Plan (https://www.transit.dot.gov/
safety/public-transportation-agencysafety-program/dear-colleague-letterbipartisan-infrastructure). FTA
establishes such performance measures
through the National Safety Plan
finalized today. Therefore, FTA expects
Safety Committees to set safety
performance targets for the safety risk
reduction program based on the safety
risk reduction program performance
measures in this final National Safety
Plan. Per 49 CFR 673.11(a), FTA expects
that transit agencies will revise their
Agency Safety Plans (ASPs) to address
the new performance measures,
including documenting required safety
performance targets, as part of their
existing annual ASP update process.
FTA recognizes that certain transit
agencies may not yet have reported
three years of safety event information
to the NTD that corresponds to the
safety risk reduction program
performance measures. FTA has
addressed this situation in the PTASP
final rule.
FTA understands that transit agencies
and their Safety Committees rely on
NTD data to set PTASP performance
targets, including targets for the new
performance measures finalized today.
In February 2023, FTA finalized NTD
reporting changes regarding assaults on
transit workers and fatalities that result
from an impact with a bus (88 FR
11506). The new NTD requirements
took effect for Full Reporters in calendar
year 2023. The reporting requirements
take effect for smaller reporters
beginning in NTD report year 2023.
3. Safety Management Systems (SMS)
Comments: One commenter requested
that FTA develop SMS-related guidance
to support SMS implementation by
transit managers and Safety Committees.
Another commenter recommended that
the updated National Safety Plan not
completely supersede the 2017 version
of the plan. It argued that the 2017
version includes valuable information,
particularly related to SMS
implementation, that is still useful to
transit agencies and joint labormanagement Safety Committees.
Another commenter requested that
FTA add guidance to the National
Safety Plan about how agencies should
use the data they collect, including how
to analyze safety data, use leading
indicators to identify safety issues, and
evaluate the effectiveness of safety
efforts. It provided two examples of
National Transportation Safety Board
(NTSB) investigations in which agencies
lacked the tools or processes to use data
effectively. The commenter also urged
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FTA to include guidance in the National
Safety Plan on Employee Safety
Reporting Programs (ESRP), noting
additional NTSB investigations that
demonstrated this need.
One commenter requested
clarification on FTA’s rationale for
omitting ‘‘top-down’’ from the
definition of SMS in the National Safety
Plan, noting that their agency
understands the ‘‘top-down’’ concept to
be a foundational principle of SMS.
Response: Regarding the request that
FTA develop SMS-related guidance,
FTA encourages transit agencies to
explore the PTASP Technical
Assistance Center (PTASP TAC)
resource library at https://
www.transit.dot.gov/PTASP-TAC to
locate existing resources to support a
transit agency’s SMS implementation.
These resources include information on
topics raised by the commenters, such
as data analysis and ESRP development.
FTA will continue to develop and
disseminate SMS technical assistance as
needed through the PTASP TAC and
other avenues.
Regarding the commenter that
recommended against the proposed
National Safety Plan completely
superseding the previous version due to
the elimination of SMS-related content,
FTA notes that the SMS content in the
original National Safety Plan did not
fully reflect the SMS requirements in
the PTASP rule, which FTA published
in 2018. FTA has since clarified the
SMS requirements, and agencies should
reference updated materials in the
PTASP TAC resource library. As noted
above, FTA has developed substantial
SMS-related guidance and technical
assistance materials tailored specifically
for transit agencies implementing an
SMS and has made this information
available to the public through more
thorough and comprehensive technical
assistance materials and SMS
documentation published through the
PTASP TAC resource library. FTA
believes that providing guidance via the
PTASP TAC rather than in the National
Safety Plan allows FTA flexibility and
responsiveness as questions arise
related to the implementation of the
Safety Program and SMS generally.
FTA appreciates the comment
received regarding the need for
additional guidance on effective data
usage and ESRPs. However, FTA does
not agree that the National Safety Plan
is the best vehicle for this guidance
because this document is not intended
to include detailed technical assistance
on specific topics, such as ESRPs.
Instead, FTA will continue developing
targeted guidance and technical
assistance materials focused on specific
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SMS topics such as performance
monitoring and measurement, safety
performance target setting, and ESRP,
and publishing such materials through
the PTASP TAC resource library.
FTA appreciates the comment on the
definition of SMS but declines to make
changes in response. FTA notes that
removing the phrase ‘‘top-down’’ is
intended to reflect the multi-directional
flow of information that is intrinsic to
the function of an SMS. Transit worker
safety reporting programs and Safety
Committees are examples of multidirectional information flow throughout
the agency.
B. Chapter I: Keeping Safety the Top
Priority
1. Data Presentation
Comments: One commenter noted the
importance of the safety performance
trends presented in the National Safety
Plan and recommended that FTA
present a deeper dive into the associated
data in the National Safety Plan,
including additional granularity related
to transit modes, geographical regions,
population density, agency size, and
other factors. This commenter noted in
particular that the data on transit worker
fatalities would benefit from additional
context to help understand the
effectiveness of existing mitigations.
The commenter asked if FTA could
provide additional ongoing analyses of
safety performance data, including
when relevant to FTA’s actions to
reduce safety risk and highlighted FTA’s
issuance of Special Directives as an
example. One commenter commented
that the data FTA used to prepare the
charts included in Chapter I displaying
safety trends in the transit industry is
incomplete because the NTD did not
previously collect the full picture of
transit worker assaults.
Response: The data presented in
Chapter I of the National Safety Plan are
intended to provide a high-level
snapshot of transit industry safety
performance. FTA publishes more
granular data monthly through the NTD,
including individual event records and
summary safety analyses, at https://
www.transit.dot.gov/ntd/ntd-data. FTA
will continue to explore additional
methods for developing and publishing
topic-specific safety performance
analyses and communicating the data
that contributes to FTA’s actions to
reduce safety risk.
Regarding transit worker assaults,
FTA developed the charts in Chapter I
based on historical data that was
reported to the NTD. As transit agencies
report to the NTD using the new
definitions, FTA will update these
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charts using that data in future
iterations of the National Safety Plan.
2. Public Transportation Safety
Concerns
Comments: One commenter expressed
support for the inclusion of bus and
pedestrian collisions as a safety concern
and encouraged FTA to consider how
bus electrification may impact
pedestrian safety. Another commenter
noted that the National Safety Plan does
not mention suicides and urged FTA to
add suicide prevention as a top safety
concern in Chapter I.
Response: FTA appreciates the
comments received regarding specific
safety concerns facing the transit
industry that were not included in the
proposed National Safety Plan. In
response to the suggestion regarding bus
electrification, FTA has added two best
practices resources developed by FTA to
Chapter III of the National Safety Plan
that address safety concerns related to
the electrification of bus fleets: ‘‘Safety
and Security Certification of Electric
Bus Fleets’’ and ‘‘Procuring and
Maintaining Battery Electric Buses and
Charging Systems.’’
FTA agrees that suicide prevention is
an important issue facing the transit
industry. In December 2022, FTA issued
Safety Advisory 22–4: Suicide
Prevention Signage on Public Transit
that recommends transit agencies apply
best practices for reducing suicide
attempts to suicide prevention signage
and messaging campaigns. While FTA
declines to add suicide prevention to
Chapter I of the National Safety Plan, it
has added a resource to Chapter III in
response to this commenter’s concerns:
‘‘Mitigations for Trespasser and Suicide
Fatalities and Injuries.’’
After consideration of comments
received, FTA is finalizing Chapter I of
the National Safety Plan as proposed.
C. Chapter II: Safety Performance
Criteria
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1. Definitions
Comments: One commenter urged
FTA to specify that transit agencies
should use the revised NTD definition
of ‘‘assault on a transit worker’’ when
setting the safety performance target for
assault on a transit worker. Two
commenters expressed concern with the
definition of ‘‘assault on a transit
worker’’ and its impact on data
reporting and associated data analyses.
A commenter argued that it is difficult
to apply certain elements of the
definition consistently, such as
determining when an individual acted
‘‘knowingly’’ and ‘‘with intent.’’
Another commenter noted that the
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definition may differ from the definition
of assault under State law, which may
require agencies to keep separate
records for State law purposes and
result in other burdens. A commenter
requested that FTA work with transit
agencies to clarify the term.
One commenter urged FTA to address
consistency with event definitions used
across FTA programs to ensure
performance measurement consistency
and reduce administrative burden. The
commenter stated that FTA should not
impose safety performance
measurement requirements until it
addresses definitional inconsistencies.
One commenter asked what definition
of ‘‘Safety Event’’ transit agencies
should use for the major event
performance measure. One commenter
recommended that FTA allow
individual transit agencies to define
what events will be included in the
major events performance measure,
noting that safety risk differs at each
agency.
Response: FTA appreciates the
challenges associated with new
definitions and NTD reporting
requirements. FTA confirms that the
term ‘‘assault on a transit worker’’ in the
National Safety Plan has the same
definition as in the NTD, which mirrors
the statutory definition in 49 U.S.C.
5302. Although the definition
potentially differs from how assault is
defined under State law, FTA believes
it is critical to ensure the definition
used in the National Safety Plan,
including in the performance
measurement context, is consistent with
the statutory and NTD definition. This
is because the NTD is the primary
source of data used for performance
target setting. Moreover, Safety
Committees must set safety risk
reduction program performance targets
using a 3-year rolling average of NTD
data, as required by 49 U.S.C.
5329(d)(4)(A). For additional
information regarding the NTD
definition of ‘‘assault’’ and ‘‘assault on
a transit worker,’’ FTA refers readers to
the Federal Register notice finalizing
the recent NTD Safety and Security
Reporting requirements (88 FR 11506).
FTA appreciates the requests for
additional guidance from FTA about the
definition of ‘‘assault on a transit
worker’’ and how it should be applied.
The NTD program serves as FTA’s
system for collection of assaults on
transit worker data and ensures all
associated reporting requirements are
clarified, including definitional
questions stemming from the terms
‘‘knowingly’’ and ‘‘with intent’’ in the
definition of ‘‘assault on a transit
worker.’’ Further, the NTD program
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provides guidance on the new assault
on a transit worker reporting
requirements to the NTD reporting
community through (1) annual
messaging around updates to reporting
requirements, (2) regular
communications with reporters (both
through the system’s blast messaging,
and between the reporter and their
assigned validation analyst), (3) an
updated Frequently Asked Questions
(FAQ) section on the FTA website
specific to assaults on transit workers,
and (4) updates to guidance and
training.
The NTD program has developed
several training opportunities and
guidance materials to help agencies
address the new assault on transit
worker reporting requirements. The
2023 NTD Safety and Security Reporting
Policy Manual provides detailed
guidance about safety and security
reporting, including assaults on transit
workers. In addition, the 2023 safety
and security quick reference guides,
both for rail and non-rail modes, define
reportable events and identify reporting
thresholds. A webinar on 2023 Safety &
Security Updates: Reporting Assaults on
Transit Workers, was provided to the
public on April 27, 2023, and is
available for viewing online. Finally, the
NTD program develops courses
pertaining to safety reporting for full
reporters (rail and non-rail) as well as
reduced reporters (see the National
Transit Institute (NTI) website for
schedule—https://www.ntionline.com/
events-2/).
FTA appreciates the comments
received regarding consistency in event
definitions across FTA programs and
will take the need for consistency into
consideration as it develops its pending
safety rulemakings. FTA confirms that
the major events and major event rate
safety performance measures include all
safety and security major events as
defined by the NTD. This creates
consistent requirements across transit
agencies and ensures definitional
alignment across safety programs. For
this reason, FTA disagrees that it is
necessary to delay implementation of
the safety performance measures.
FTA disagrees with the commenter
who suggested transit agencies should
define what events to include in the
major events safety performance
measures because FTA believes this
approach would undercut efforts to
ensure consistency of performance
measurement requirements across the
industry. FTA’s proposed approach is
consistent with previous PTASP safety
performance measurement guidance,
which used the NTD major event
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definition for the previous safety event
performance measures.
2. Required Safety Performance
Measures for All Agencies Subject to the
PTASP Regulation
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Additional Measures
Comments: Several commenters
recommended that FTA add required
safety performance measures in addition
to the 14 measures proposed in the
National Safety Plan. One commenter
recommended that FTA add measures
for the pedestrian collision rate of
mobility assistive device users and the
number of sidewalks, crosswalks, and
pedestrian signals that are compliant
with the Americans with Disabilities
Act (ADA). Another commenter
requested that FTA add safety
performance measures gauging
connectivity and transit agencies’
adoption of preventative measures and
technologies. One commenter urged
FTA to include a performance measure
regarding suicide attempts and deaths.
Another commenter recommended
that the National Safety Plan should
include performance measures for the
total numbers of collisions, transit
worker fatalities, and transit worker
injuries. The commenter expressed
concern that only using rate-based
performance measures for such events
could obscure their scope at larger
transit agencies. It stated that there is no
clear distinction explaining why FTA
would require both total numbers and
rates for other performance measures,
but only rates for those three.
Response: FTA considered each of the
suggestions regarding additional safety
performance measures for all transit
agencies subject to the PTASP
regulation. However, FTA declines to
adopt the suggestions and establishes
only the safety performance measures
identified in its proposal. FTA believes
these safety performance measures
provide a comprehensive look at transit
agencies’ safety performance, without
attempting to identify every measure
that an agency may select and enable
each agency to monitor safety
performance based on data that is
collected by the NTD.
Many of the measures suggested by
commenters, while useful measures, are
not data points that FTA currently
collects through the NTD. These include
measures recommended by commenters
such as: pedestrian collision rate of
mobility assistive device users; the
number of sidewalks, crosswalks, and
pedestrian signals that are ADA
compliant; measures gauging
connectivity; and technology adoption
rates. In the final National Safety Plan,
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FTA is only adding new measures that
are based on data that agencies currently
report to the NTD. This approach
provides consistency across the industry
and helps minimize data-related
collection burdens.
FTA appreciates the recommendation
that FTA require transit agencies to set
safety performance targets for total
counts of collisions, transit worker
fatalities, and transit worker injuries.
FTA believes that safety issues related
to these three areas justify the
establishment of related safety
performance measures for all agencies
subject to the PTASP regulation. To this
end, FTA has established performance
measures regarding the rates of
collisions, transit worker fatalities, and
transit worker injuries. However, as
described in the next section below,
several commenters expressed concern
about the burden related to new safety
performance measures. FTA believes
that establishing only rate-based safety
performance measures for collisions,
transit worker fatalities, and transit
worker injuries strikes a reasonable
balance between ensuring that transit
agencies are monitoring safety
performance related to these important
issues and limiting the burden that
setting additional performance targets
would impose. Therefore, FTA declines
to establish safety performance
measures for total counts of collisions,
transit worker fatalities, and transit
worker injuries. Transit agencies may
determine a need to put in place
additional performance measures, such
as total counts of collisions, transit
worker fatalities and transit worker
injuries, and to set associated safety
performance targets.
FTA disagrees that the scope of safety
concerns will be obscured at large
transit agencies by not requiring all
agencies to set safety performance
targets for the total numbers of
collisions, transit worker fatalities, and
transit worker injuries. The safety
performance measures in the National
Safety Plan do not limit visibility into
an agency’s safety performance. Safety
data analysis at a transit agency should
not be limited to safety performance
targets. FTA expects that transit
agencies will use additional contextual
data to understand safety performance
beyond the required safety performance
measures and safety performance
targets.
Regarding the proposal to include
safety performance measures related to
suicides, FTA acknowledges that for
many transit agencies suicide is an
important safety concern. FTA notes
that suicides are a subset of two safety
performance measures in the National
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Safety Plan—major events and
collisions. FTA also notes that suicide
concerns may vary significantly across
the transit industry based on system
type and other transit agency
operational realities. FTA does not
believe it is necessary to require all
transit agencies to set safety
performance targets for suicide-related
safety performance measures because of
this varied safety risk and declines to
establish suicides as a performance
measure in the National Safety Plan.
However, FTA notes that transit
agencies may voluntarily establish
additional safety performance measures,
such as suicide counts and rates, and set
associated safety performance targets
based on needs identified through
Safety Risk Management and Safety
Assurance activities.
Burden
Comments: Two commenters
expressed concern that the proposed
increase of safety performance measures
for all agencies subject to the PTASP
regulation from seven to 14 measures
would result in increased administrative
and data reporting burden for transit
agencies. Further, the commenters urged
FTA to consider the burden on specific
types of providers, such as rail transit
providers who must comply with State
Safety Oversight Agency requirements,
and small and medium sized transit
agencies with limited resources. One
commenter stated that rail transit
agencies operating multiple other modes
and serving large urbanized areas may
be required to have up to 66
performance targets across the general
and safety risk reduction program
performance measures. The commenter
requested that FTA coordinate with the
industry on the feasibility of these
changes. Another commenter requested
that FTA offer training, technical
assistance, and additional funding to
assist agencies with compliance.
One commenter noted that the
Pedestrian Collision Rate and Vehicular
Collision Rate measures may be
particularly burdensome because they
have not been collected by the NTD in
the past.
Response: FTA appreciates the
potential burden related to increasing
the number of safety performance
measures for all agencies subject to the
PTASP regulation from seven to 14.
FTA has thoroughly considered the
effects of these measures on different
types of providers, including small
providers and rail transit agencies
serving large urbanized areas, and has
taken these effects into consideration
when finalizing these performance
measures. To reduce data analysis
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burden on transit agencies, FTA has
taken care to ensure that all new safety
performance measures are data points
that transit agencies report to the NTD
on an ongoing basis. As of the 2023 NTD
report year, agencies track, record, and
report this information as part of their
NTD reporting requirements. Agencies
should have access to these records
internally and may download these data
for their agency and other transit
agencies from the NTD data portal at
https://www.transit.dot.gov/ntd/ntddata. Importantly, FTA also notes that
the National Safety Plan does not
require transit agencies to submit data
or safety performance targets to FTA.
FTA appreciates the comment regarding
the importance of industry review and
feedback regarding safety performance
measures. FTA sought industry
feedback on the performance measures
by publishing the proposed National
Safety Plan in the Federal Register for
public comment.
Regarding the number of safety
performance measures for all transit
agencies subject to the PTASP
regulation, FTA agrees with the
commenter noting that some providers
will be required to set more than 14
safety performance targets based on
these measures. As with existing safety
performance measurement
requirements, transit agencies set safety
performance targets through PTASP by
mode. Through previous guidance, FTA
has identified three modal groups for
PTASP performance target setting: fixed
route bus, non-fixed route bus, and rail.
This means that transit agencies that
provide service within all three of these
groups already have been setting 21
safety performance targets per year
through PTASP based on the
performance measures established
under the 2017 National Safety Plan.
Based on the safety performance
measures that FTA is establishing under
the new National Safety Plan, transit
agencies serving all three modal groups
would set 42 safety performance targets
per year. In addition, the Safety
Committee of transit agencies serving
large urbanized areas with service in all
three modal groups would set 24 annual
safety performance targets for the safety
risk reduction program. This therefore
raises the total number of safety
performance targets to 66 for certain
providers.
In finalizing these measures, FTA has
worked to minimize burden. FTA notes
that 7 of the 8 safety performance
measures for the safety risk reduction
program overlap with the safety
performance measures required of all
agencies subject to the PTASP
regulation. To reduce burden associated
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with target setting, transit agencies
serving large urbanized areas may opt to
use the same safety performance target
set by the Safety Committee for the
safety risk reduction program to satisfy
the general safety performance target
requirement for overlapping measures.
In effect, this reduces the minimum
number of required safety performance
targets from 66 to 45 for providers
serving large urbanized areas with
service in all three modal groups.
Further, transit agencies now have years
of experience setting annual safety
performance targets, which alleviates
the burden of additional measures.
Additionally, all of the new measures
represent data the agencies track and
report to the FTA through the NTD
program, which helps to limit data
management and analysis burden. FTA
notes that the new safety performance
measures identified by FTA relate to
transit worker safety and transit
collisions, two safety concerns
addressed directly by the Bipartisan
Infrastructure Law.
FTA is committed to developing
technical assistance and training to
support transit agency compliance with
safety performance measurement and
target setting requirements, including
tools and materials published through
the PTASP TAC, as well as webinars,
workshops, and training opportunities.
Further, FTA has made direct one-onone technical assistance available to the
transit industry through the PTASP
TAC. FTA encourages transit agencies
with questions about any PTASP related
requirement, including safety
performance measurement, to contact
the PTASP TAC for direct technical
assistance.
FTA disagrees with the commenter
who argued that the Pedestrian
Collision Rate and Vehicular Collision
Rate measures may be particularly
burdensome because they are tied to
data points that have not been collected
in the past. While neither Pedestrian
Collision Rate nor Vehicular Collision
Rate were required safety performance
measures in the past, transit agencies
are now required to report this collision
data to the NTD. These data therefore
should be readily available to transit
agencies, which FTA believes alleviates
the potential burden.
Major Events
Comment: One commenter questioned
whether FTA should adopt the
proposed general major events
performance measure, given that the
measure is also included under the
safety risk reduction program and FTA
proposed separate performance
measures for specific categories of safety
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and security events. This commenter
also stated that major events is a new
safety performance measure, but the
measure is not noted as ‘‘new’’ in the
updated National Safety Plan.
Response: FTA believes the major
event performance measure should be
included in both the set of general safety
performance measures and the set of
measures for the safety risk reduction
program because not all transit agencies
are required to have a safety risk
reduction program. Specifically,
agencies that do not serve a large
urbanized area are only subject to the
general safety performance
measurement requirements. Further,
FTA does not believe that including
more granular measures such as
collision rate or assaults on a transit
worker rate causes broader measures
such as major event rate to be less
valuable. To the contrary, overall major
event performance trends can serve as
useful indicators for transit agencies of
all sizes. FTA appreciates the comment
about whether the major events
performance measure is new. While the
2017 version of the National Safety Plan
includes a performance measure for
‘‘safety events’’ as opposed to ‘‘major
events,’’ the major event performance
measure is not new in practice. Previous
PTASP safety performance
measurement guidance advises that the
safety event performance measure is
based on the NTD major event reporting
threshold. The two measures therefore
are synonymous in practice.
Accordingly, FTA has not designated
the measure as ‘‘new’’ in the updated
National Safety Plan.
Collisions
Comment: One commenter supported
the inclusion of rate-based performance
measures for pedestrian collisions and
vehicular collisions.
Response: FTA appreciates the
support for these measures.
Assaults on Transit Workers
Comments: FTA received several
comments regarding the assaults on
transit workers performance measures.
For FTA’s response regarding the
definition of ‘‘assault on a transit
worker,’’ please refer to the
‘‘Definitions’’ section of this notice
above.
One commenter expressed general
support for the performance measures,
as well as the transit worker injury rate
and transit worker fatality rate
measures. However, it argued that the
National Safety Plan and proposed
safety performance measures will result
in significant data collection gaps and
fall short of ensuring transit agencies
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have the data necessary to address these
issues. This commenter, along with one
other commenter, urged FTA to split the
assault on a transit worker measures
into job functions or crafts, such as
operators, custodial workers, station
agents, and other frontline workers in
non-operating crafts. One commenter
requested that the performance
measures separate physical from nonphysical assaults.
Another commenter opposed
including assaults on transit workers as
a performance measure. Two
commenters urged FTA to address
transit security and emergency
preparedness as a separate area of
regulatory focus from safety events. One
of these commenters requested
additional clarification on the difference
between safety and security events, and
between safety risk management and
security risk management. The second
commenter requested that FTA socialize
any security and emergency
preparedness guidance with the
Department of Homeland Security
(DHS).
One commenter recommended that
FTA consider requiring the
normalization of assault on transit
worker data by unlinked passenger trips
(UPT) in addition to vehicle revenue
miles (VRM). Another commenter
questioned whether VRM is a useful
metric for this measure and the safety
risk reduction program assault measure,
noting that it may not provide
meaningful data for assaults on transit
workers not employed in operating
roles.
Response: FTA appreciates the
commenters’ general support for the
assaults on transit worker safety
performance measures. FTA disagrees
that the National Safety Plan and
proposed safety performance measures
will result in data collection gaps or will
prevent transit agencies in any way from
collecting or analyzing data to support
the analysis of transit worker assaultrelated issues. The safety performance
measures defined in the National Safety
Plan do not create any data collection
requirements. Nor do they prevent
transit agencies from collecting and
analyzing data related to assaults on
transit workers.
FTA appreciates the commenter’s
suggestion that FTA should require
transit agencies to set safety
performance targets for more granular
safety performance measures related to
assaults on transit workers such as
measures specific to job functions or
crafts. However, FTA’s NTD program
does not currently collect assault on
transit worker data at such a detailed
level. As such, FTA declines to establish
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these more granular measures in the
National Safety Plan. FTA notes that
this does not prevent a transit agency
from establishing safety performance
measures such as assaults against
custodians or assaults against station
agents and setting safety performance
targets for these measures in addition to
the required safety performance
measures and targets.
FTA also appreciates the comment
recommending that FTA require all
transit agencies to set separate safety
performance targets for physical and
non-physical assaults on transit
workers. FTA revised NTD reporting in
2023 to capture this additional level of
detail. While additional data analysis
and safety performance monitoring of
more detailed aspects of assaults on
transit workers may offer value to transit
agencies based on their operating
realities, FTA declines at this time to
establish safety performance measures
for the physical and non-physical
subsets of assaults on transit workers.
Both these types of assaults are included
in the larger performance measures for
assaults on transit workers, and both are
therefore captured within the required
PTASP safety performance targets. FTA
expects that a transit agency, through its
SMS processes, will identify and
address any specific safety concerns
regarding assaults on transit workers,
both physical and non-physical. Transit
agencies may set additional targets, as
needed, on a voluntary basis to support
this process.
FTA disagrees with the commenter
that recommended FTA remove
‘‘assaults on transit worker’’ from the
performance measures and the
recommendations to address transit
security as a separate area of focus. FTA
appreciates that some transit agencies
treat an assault on a transit worker as
both a safety and a security event.
Congress directed FTA to address
assaults on transit workers through both
the NTD and FTA’s safety program as
part of FTA’s work to improve safety at
transit systems across the country.
Accordingly, FTA declines to adopt this
suggestion. FTA also appreciates that
there can be a distinction between
transit safety and security and FTA
coordinates with other Federal agencies,
including DHS, as appropriate and
practicable when developing guidance
in this area.
FTA appreciates suggestions from
commenters regarding normalization
alternatives for calculating rates of
assaults on transit workers. While other
metrics like UPT may provide
alternative risk exposure measurements,
FTA disagrees with changing the
performance measure as proposed in the
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National Safety Plan. As a general
practice and according to existing
PTASP program guidance and technical
assistance, FTA calculates performance
rates using service provided (VRM) and
not service consumed (UPT). For
consistency and to limit safety
performance measurement burden, FTA
continues to use VRM for the required
safety performance measure rates.
Further, analysis performed within FTA
demonstrates minimal differences when
evaluating trends of assaults on transit
workers per VRM or per UPT. As noted
above, transit agencies have the
flexibility to establish additional
measures beyond the 14 established by
the National Safety Plan. A transit
agency may opt to also establish
additional safety performance measures
such as rates of assaults on transit
workers that use UPT or other
normalizers such as revenue hours.
After consideration of comments
received, FTA is adopting the
performance measures for all agencies
subject to the PTASP regulation as
proposed.
3. Safety Performance Measures for the
Safety Risk Reduction Program
FTA received several comments about
PTASP safety risk reduction programs
that are outside the scope of the
proposed National Safety Plan. In the
National Safety Plan, FTA proposed
safety risk reduction program
performance measures and re-stated
statutory requirements for such
programs. FTA did not propose specific
details in the National Safety Plan
regarding safety risk reduction program
implementation, target setting, or the
reallocation of the safety set-aside when
such targets are missed. FTA addressed
comments on these topics in the PTASP
final rule. Accordingly, this section of
the notice only addresses comments
related to the safety risk reduction
program safety performance measures.
Relationship to Other Performance
Measures
Comments: Two commenters asked
for clarification on the distinction and
relationship between the safety
performance measures for all agencies
subject to the PTASP regulation and the
safety performance measures for the
safety risk reduction program, given that
some of the measures overlap. Another
commenter requested clarification on
the possibility of an agency serving a
large urbanized area having two
different targets for a similar measure:
one as part of the general PTASP safety
performance target requirements and
another under the safety risk reduction
program. The commenter argued that
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this could lead to confusion about
which target takes precedence and that
presenting performance measures in two
separate charts in the National Safety
Plan may be overly complicated.
Another commenter urged streamlining
the two types of performance measures
to remove any duplication and reduce
burden on transit agencies. The
commenter noted that transit agencies
are already analyzing many of the
proposed measures through their
existing SMS processes.
Response: The Bipartisan
Infrastructure Law introduces new
safety risk reduction program
performance target requirements for
Section 5307 recipients that serve an
urbanized area of 200,000 or more at 49
U.S.C. 5329(d)(4). This is a separate
requirement from the existing general
performance target setting required of
all transit agencies subject to the PTASP
regulation under 49 CFR 673.11(a)(3).
The general safety performance
measures and the safety risk reduction
program safety performance measures
have different programmatic purposes,
are shaped by different statutory
requirements, and result in different
outcomes in instances where an
associated safety performance target is
missed. For example, per 49 U.S.C.
5329(d)(4), safety performance targets
for the safety risk reduction program
must be set by the Safety Committee
using a three-year rolling average of data
reported to the NTD, and failure to meet
a safety performance target in the safety
risk reduction program triggers
statutorily required actions related to a
transit agency’s safety set-aside. These
statutory requirements do not apply to
the general safety performance targets
required under the PTASP regulation.
Due to these differences, FTA believes
it is necessary to establish two separate
categories of safety performance
measures and believes it is helpful to
visually distinguish them in two
separate charts in the National Safety
Plan.
FTA appreciates the potential burden
associated with FTA establishing the
same measure under both sets of
performance measures and the concern
that transit agencies are already
analyzing many of the proposed
measures through their existing SMS
processes. However, FTA notes that
transit agencies serving large urbanized
areas may opt to use the same safety
performance target set by the Safety
Committee for the safety risk reduction
program to satisfy the general safety
performance target requirement for
overlapping measures. In effect, this
minimizes burden associated with
duplication while preserving flexibility
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for agencies to set safety performance
targets for the general safety
performance measures using varied
target setting methodologies. FTA agrees
that transit agencies should use their
SMS to address safety concerns
associated with the safety performance
measures identified in the National
Safety Plan.
FTA acknowledges that it may be
possible for an agency’s Safety
Committee to establish a safety
performance target for a measure under
the safety risk reduction program, while
the agency sets a separate target for the
same measure as part of the general
safety performance measurement
requirements. While agencies and Safety
Committees may elect to use the same
target for both types of measures, they
are not required to do so. FTA notes that
while such an arrangement is
potentially duplicative, a missed target
in the safety risk reduction program and
the required general safety performance
targets result in different outcomes, as
discussed above.
Proposed Measures
Comments: Several commenters
requested changes to the proposed
safety performance measures for the
safety risk reduction program. One
commenter expressed concern that some
of the proposed measures are broader
than the statutory focus of the safety risk
reduction program and therefore would
detract from the purpose and
effectiveness of the program.
Specifically, the commenter urged that
the safety risk reduction program
collision and injury performance
measures should be limited to collisions
related to bus operator visibility
impairments and injuries resulting from
assaults on transit workers, respectively.
Another commenter suggested that
FTA should add transit worker injury
rate as a safety performance measure for
the safety risk reduction program.
Another noted that agencies should be
required to address a reduction of major
events under the safety risk reduction
program.
Response: FTA appreciates the
suggested revisions to the safety risk
reduction program performance
measures. FTA has thoroughly
considered each suggestion but declines
to adopt the recommendations. FTA
identified the eight safety performance
measures for the safety risk reduction
program to align with the goals of the
safety risk reduction program. One of
these goals is to ‘‘improve safety by
reducing the number and rates of
accidents, injuries, and assaults on
transit workers.’’ (49 U.S.C.
5329(d)(1)(I)). Based on this statutory
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language, FTA disagrees with limiting
the measures to bus collisions related to
visibility impairments and injuries
resulting from assaults on transit
workers, as suggested by the
commenter. FTA continues to believe
that the performance measures address
the safety risk reduction program goals
of an overall reduction in the number
and rates of safety events and injuries,
as well as a reduction of vehicular and
pedestrian safety events involving
transit vehicles, and the mitigation of
assaults on transit workers.
FTA appreciates the recommendation
to add transit worker injury rate to the
set of safety performance measures
established for the safety risk reduction
program. FTA acknowledges the
importance of this measure and notes
that FTA has included it in the set of
general safety performance measures. As
discussed above, FTA identified the
safety performance measures for the
safety risk reduction program to align
with the goals of the safety risk
reduction program at 49 U.S.C.
5329(d)(1)(I). In the future, FTA may
identify safety concerns and safety risk
that necessitate additional required
safety performance measures within the
safety risk reduction program, but at this
time declines to establish measures
beyond those identified in its proposal.
Finally, FTA agrees with the commenter
who urged FTA to require agencies to
address a reduction of major events
under the safety risk reduction program.
FTA confirms that FTA proposed major
events as a performance measure for the
safety risk reduction program and is
adopting the measure in this final
National Safety Plan.
5. Performance Target Setting and Safety
Set-Aside
Comments: FTA received several
questions and comments regarding
PTASP performance target setting and
the safety set-aside. One commenter
asked whether the three-year rolling
average requirement applies to all
PTASP safety performance targets, or
only the safety risk reduction program
ones. Another commenter urged FTA to
state that the general performance
targets should be forward-looking, as
opposed to being based on three-year
rolling averages. Another commenter
asked what role Metropolitan Planning
Organizations (MPOs) play in the
performance measurement process.
Several commenters recommended
the development of additional technical
assistance or guidance to support the
effective development of safety
performance targets. Similarly, one
commenter recommended that FTA
provide technical assistance and
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guidance to Safety Committees on best
practices for setting safety performance
targets based on the updated data
requirements of the Bipartisan
Infrastructure Law. Several commenters
asked FTA to develop guidance to
support the industry’s implementation
of the safety set-aside. One of these
commenters asked FTA to work with
the industry in developing guidance and
examine issues they are facing with this
requirement.
Response: FTA appreciates the
comments on PTASP performance target
setting. While FTA proposed safety
performance measures for safety risk
reduction programs in the National
Safety Plan, detailed implementation
requirements regarding performance
target setting for the safety risk
reduction program are outside the scope
of the proposed National Safety Plan.
FTA encourages readers to refer to the
PTASP final rule for information
regarding implementation of PTASP
safety risk reduction program target
setting. FTA confirms that the three-year
rolling average requirement applies only
to the safety risk reduction program. As
described in the National Safety Plan,
transit agencies may define their own
methodology for the other targets.
FTA appreciates the comment
regarding the role MPOs play in the
PTASP performance measurement
process and notes that in accordance
with 49 U.S.C. 5303(h)(2)(B) and
5304(d)(2)(B), 49 CFR 673.15(a) requires
that each State and transit agency must
make its safety performance targets
available to States and MPOs to aid in
the planning process. In addition,
§ 673.15(b) requires, to the maximum
extent practicable, a State or transit
agency to coordinate with States and
MPOs in the selection of State and MPO
safety performance targets.
FTA reiterates that it did not propose
specific implementation details in the
National Safety Plan regarding the
reallocation of the safety set-aside when
certain performance targets are missed
under 49 U.S.C. 5329(d)(4)(C) and (D).
This requirement is addressed in the
PTASP final rule at § 673.27(d)(3)(iii),
and FTA is not responding to related
comments in this notice.
FTA agrees with the commenters that
identified the importance of technical
assistance and training related to safety
performance measurement for agencies
and Safety Committees, as well as the
safety set-aside requirements. FTA has
published technical assistance on
performance measurement through the
PTASP TAC and will consider
developing additional technical
assistance on this topic and the safety
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set-aside for the transit industry in the
future.
After consideration of comments
received, FTA is finalizing Chapter II of
the National Safety Plan as proposed.
regulatory action on topics that include
fatigue risk management. FTA reiterates
that any mandatory standards will be
undertaken through the notice and
comment process.
D. Chapter III: Voluntary Minimum
Safety Standards and Recommended
Practices
2. Voluntary Standards
1. Mandatory Standards
Comments: Several commenters
encouraged FTA to move towards
mandatory safety standards.
Commenters argued that mandatory
standards are necessary to improve
transit industry safety. Two commenters
urged FTA to develop mandatory
standards relating to transit worker
assault, with one noting that the FAST
Act required FTA to issue a rulemaking
on this topic.
Some commenters also recommended
other topics for mandatory standard
development, including standards for
connected and automated vehicle (CAV)
speed, size, and testing; automatic
emergency braking (AEB) and
pedestrian automatic emergency braking
(PAEB) systems; vehicle design
standards to address blind spots,
ergonomics, and air quality concerns;
and transit worker facilities.
Response: FTA appreciates the
comments regarding the need for
additional mandatory requirements or
standards to improve transit safety. FTA
notes that the National Safety Plan does
not create new mandatory standards but
rather identifies existing voluntary
minimum safety standards and
recommended practices, which can
support transit agencies’ efforts to
improve transit safety. FTA is
committed to addressing safety
concerns, including consideration of
mandatory requirements or standards
where necessary and supported by data.
FTA will establish any mandatory
standards through separate regulatory
processes.
FTA appreciates the commenters
requesting mandatory standards
regarding assaults on transit workers.
FTA has initiated a rulemaking titled
Transit Worker and Public Safety (RIN
2132–AB47), which would establish
minimum baseline standards and riskbased requirements to address transit
worker and public safety based on the
most current research and available
information, including but not limited
to, addressing Section 3022 of the FAST
Act. Recently, FTA issued a NPRM
related to Rail Transit Roadway Worker
Protection (89 FR 20605) that is
proposing minimum safety standards for
rail transit roadway worker protection.
FTA is also exploring additional
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Comments: Several commenters
expressed support for the voluntary
nature of the minimum safety standards
presented in Chapter III of the National
Safety Plan. Two commenters
encouraged FTA to further clarify the
voluntary nature of the safety standards
and recommended practices. One of
them suggested moving the standards to
an appendix to limit any confusion
about the voluntary nature of the
content and urged FTA to add a clear
statement that the standards are
voluntary and that changes to the
National Safety Plan will be undertaken
through the notice and comment
process. One commenter requested that
FTA develop additional technical
assistance around the voluntary
minimum safety standards identified in
the National Safety Plan.
Response: FTA appreciates the
feedback regarding the voluntary
minimum safety standards and
recommended practices identified in
Chapter III. FTA declines to provide
additional clarity on the voluntary
nature of the voluntary minimum safety
standards and recommended practices
and disagrees that an additional
appendix is necessary or would be
helpful in confirming the voluntary
nature of the materials presented in
Chapter III. FTA believes that the title
of Chapter III clearly articulates the
voluntary nature of the standards and
resources. FTA appreciates the
comment regarding the additional
technical assistance focused on the
voluntary minimum safety standards
and recommended practices outlined in
Chapter III and will explore
opportunities to develop and provide
such assistance, including through the
PTASP TAC.
3. Standards and Recommended
Practices
Comments: One commenter
commended FTA on the proposed new
categories of voluntary minimum safety
standards and recommended practices,
including transit worker safety,
pedestrian and bicyclist safety, and rail
grade crossing safety. Another
supported FTA’s statement encouraging
transit agencies to work with roadway
owners to address safety concerns,
noting that FTA should continue to
encourage this and first and last-mile
connections.
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One commenter requested
clarification and context regarding how
FTA categorized the standards and
recommended practices in Chapter III.
In particular, this commenter expressed
concern that Category A: Transit Worker
Safety is particularly confusing.
Two commenters noted that the
‘‘Tools and Strategies for Eliminating
Assaults Against Transit Operators,
Volume 2: User Guide’’ in Subcategory
A.1 does not address all lawenforcement related challenges that
transit agencies may experience,
including shortages of law enforcement
officers and competing demands with a
municipality’s emergency services
needs.
Two commenters recommended
specific additional resources for
inclusion in Chapter III. One commenter
recommended inclusion of several
NTSB recommendations, specifically in
Categories A, B, C, and I. This
commenter also recommended adding
Transit Cooperative Research Program
(TCRP) Report 149, ‘‘Improving SafetyRelated Rules Compliance in the Public
Transportation Industry.’’ Another
commenter suggested that FTA include
the Equitable Cities ‘‘Arrested Mobility
Report’’ as a recommended resource.
Response: FTA appreciates
commenters’ feedback regarding the
new categorization of voluntary
minimum safety standards and
recommended practices. FTA believes
these categories help to effectively
organize strategies to address industry
safety concerns, including transit
worker safety, pedestrian and bicyclist
safety, and rail grade crossing safety.
Similarly, FTA appreciates the support
for FTA’s statement encouraging transit
agencies to work with roadway owners
to address safety concerns and agrees
with the commenter’s statement about
challenges to further incorporate first
and last mile connections using
micromobility systems.
With regards to the comment about
the organization of Category A, the
category breaks the topic of transit
worker safety into three subcategories:
transit worker assault prevention;
roadway worker protection; and fatigue
management, fitness for duty, and
employee distraction. FTA believes that
this organization clearly separates the
three areas of voluntary minimum safety
standards and recommended practices
included under this category and
declines to revise the category
substructure.
FTA appreciates the comments
regarding the ‘‘Tools and Strategies for
Eliminating Assaults Against Transit
Operators, Volume 2: User Guide’’ that
FTA has included in category A.1.
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While this resource may not fully
discuss law enforcement officer
shortages, FTA believes that it offers
valuable information and approaches to
help transit agencies identify and
deploy strategies to counter assaults
against transit operators. Further, the
document was developed to help transit
agencies improve the safety and security
of operators within existing resource
and budgetary constraints and was
developed with an understanding that
the needs and available resources of
these agencies are often different
depending on their size and scope of
operations.
In response to comments, FTA has
added two additional resources in the
final National Safety Plan: TCRP Report
149 and NTSB recommendation R–09–
11 regarding programs to identify and
address sleep apnea and other sleep
disorders. TCRP Report 149 identifies
potential best practices for all elements
of a comprehensive approach to safetyrelated rules compliance and offers the
transit industry valuable information for
developing or evaluating rules
compliance programs. FTA did not
include all the NTSB recommendations
suggested by the commenter as many of
these were issued to a single entity and
as such may not be directly applicable
to the transit industry. However, FTA
did include R–09–11, which was
recommended by the NTSB to the rail
transit industry.
Finally, FTA appreciates the
recommendation regarding the
Equitable Cities ‘‘Arrested Mobility
Report.’’ FTA declines to include this
document in Chapter III of the National
Safety Plan as it does not include
voluntary minimum safety standards or
recommended practices for improving
public transportation safety.
4. Specific Safety Concerns and
Mitigations
Comments: Several commenters urged
FTA to include additional standards
and recommended practices to Chapter
III of the National Safety Plan. Some
commenters provided specific examples
of transit industry hazards as well as
specific safety risk mitigations that may
be useful in addressing the associated
safety risk. Commenters suggested that
FTA consider adding standards and
resources to the National Safety Plan
related to topics such as: connected
technology systems to alert security
personnel of potentially dangerous
situations; collision avoidance systems;
panic buttons and body worn cameras
for transit workers; digital
methodologies and assessments such as
condition-based health indices of transit
assets and predictive maintenance
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25325
solutions; and collision concerns related
to the increased weight of bus fleets
through electrification. Another
commenter argued that FTA could do
more through its Office of Research,
Demonstration, and Innovation to
explore how agencies are using
connectivity, innovation, and
operational management to address
safety issues.
One commenter urged FTA to include
safety standards and recommended
practices regarding suicide safety
events, including consideration of
design interventions such as physical
barriers, signage noting crisis line
numbers, and follow-up care for transit
workers who witness suicide events.
Another commenter recommended
that when developing standards and
recommended practices, FTA should
explicitly include the safety of mobility
assistive device users on public
transportation, including with respect to
railroad grade crossings, emergency
signage, emergency response, and life
safety equipment, and that such users
should be considered in all standards as
well.
One commenter asked FTA to include
strategies to minimize exposure to
infectious diseases, including removal
of infectious aerosols in the air people
breathe, consistent with the Centers for
Disease Control and Prevention (CDC) or
State health authority guidelines.
One commenter urged FTA to require
only standard traffic lights at railroad
crossings and to eliminate ‘‘red-red’’
flashing lights. Another commenter
provided a list of several suggestions to
improve transit safety, including
platform screen doors for suicide
prevention; signal priority; fare gates
and security; emergency alarms on
vehicles; and grade crossing barriers.
Commenters also urged FTA to include
standards and recommended practices
on other topics outside the scope of
transit, such as high-speed passenger
rail, highways, municipal zoning, and
automobile usage.
Response: FTA appreciates the
information commenters have shared to
the docket regarding transit industry
safety concerns and potential safety risk
mitigations. In response to commenters’
identification of safety concerns and
mitigations, FTA has added resources to
Chapter III of the final National Safety
Plan as discussed below. Most of these
documents were not available during
the original development of the
proposed National Safety Plan but are
now available for inclusion and are
responsive to many of the suggestions
offered by commenters.
FTA appreciates the comment
regarding connectivity, innovation, and
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operational management and FTA’s
efforts to research these topics. Within
this area, FTA has added a resource to
Chapter III, Needs Assessment for
Transit Rail Transmission-Based Train
Control (TBTC). Further, FTA’s Office of
Research, Demonstration and
Innovation is undertaking a number of
related initiatives, including the Transit
Worker and Rider Safety Best Practice
Research Program as well as four new
research programs to address the
challenges of: (1) rising assault incidents
in transit; (2) advancing autonomous
rail transit track inspection technology;
(3) improving transit infrastructure
condition monitoring; and (4) the Bus
Compartment Redesign and Bus of the
Future initiatives.
Regarding the topic of challenges
related to the electrification of transit
fleets and associated concerns raised by
commenters, FTA has added the
following resources to Chapter III of the
National Safety Plan: Safety and
Security Certification of Electric Bus
Fleets; Procuring and Maintaining
Battery Electric Buses and Charging
Systems; and Crash Energy Management
for Heavy Rail Vehicles, Light Rail
Vehicles, and Streetcars.
In response to the commenter who
recommended additional resources on
suicide and suicide prevention, FTA
added the resource, Mitigations for
Trespasser and Suicide Fatalities and
Injuries to Chapter III of the National
Safety Plan.
FTA appreciates the commenter that
recommended FTA include the safety of
mobility assistive device users on public
transportation when developing
standards and resources. FTA agrees
with commenter on the importance of
ensuring the safety of mobility assistive
users, especially with respect to railroad
grade crossings, emergency signage,
emergency response, and life safety
equipment. FTA will consider the safety
of mobility assistive device users when
developing standards or technical
assistance.
FTA appreciates the commenter that
requested FTA include strategies to
minimize exposure to infectious
diseases, including removal of
infectious aerosols in the air people
breathe. FTA coordinated with the
Department of Health and Human
Services (HHS) prior to publishing the
proposed National Safety Plan to
identify precautionary and reactive
actions required to ensure public and
personnel safety and health during an
emergency. Following publication of the
proposed National Safety Plan, FTA
coordinated with HHS again to confirm
the voluntary minimum safety standards
and recommended practices for
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inclusion in the final National Safety
Plan. FTA has added three related
resources to the final National Safety
Plan that are responsive to the
commenter’s suggestion: Ventilation in
Buildings resources from the Centers for
Disease Control (CDC); FTA’s COVID–19
Resource Tool for Public
Transportation; and FTA’s Using Your
Safety Management System (SMS) to
Mitigate Infectious Disease and
Respiratory Hazard Exposure. FTA has
also included additional ventilationrelated resources in Category E,
including: Specifications and
Guidelines for Rail Tunnel Design,
Construction, Maintenance, and
Rehabilitation; Specifications and
Guidelines for Rail Tunnel Repair and
Rehabilitation; and Specifications and
Guidelines for Rail Tunnel Inspection
and Maintenance.
Finally, FTA appreciates the
commenters that offered suggestions
regarding railroad crossing light
requirements and other safety
recommendations. FTA appreciates and
has thoroughly considered all these
recommendations; however, at this time
FTA declines to include them in the
final National Safety Plan. FTA notes
that these suggestions may be
considered when FTA is developing
future safety standards and identifying
technical assistance needs for transit
safety.
Veronica Vanterpool,
Acting Administrator.
[FR Doc. 2024–07392 Filed 4–9–24; 8:45 am]
BILLING CODE 4910–57–P
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
[Docket No. PHMSA–2024–0001 (Notice No.
2024–05)]
Hazardous Materials: Information
Collection Activities
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: Notice and request for
comments.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995, this
notice announces that the Information
Collection Requests (ICRs) discussed
below will be forwarded to the Office of
Management and Budget (OMB) for
renewal and extension. These ICRs
describe the nature of the information
collections and their expected burdens.
A Federal Register notice and request
SUMMARY:
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for comments with a 60-day comment
period on these ICRs was published in
the Federal Register on January18, 2024
[89 FR 3494] under Docket No. 2024–
0001 (Notice No. 2024–01). PHMSA
received a comment from the National
Propane Gas Association in support of
the burden estimates for the three OMB
control numbers outlined in the 60-day
notice.
DATES: Interested persons are invited to
submit comments on or before May 10,
2024.
ADDRESSES: Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to www.reginfo.gov/public/do/
PRAMain. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function.
We invite comments on: (1) whether
the proposed collection of information
is necessary for the proper performance
of the functions of the Department,
including whether the information will
have practical utility; (2) the accuracy of
the Department’s estimate of the burden
of the proposed information collection;
(3) ways to enhance the quality, utility,
and clarity of the information to be
collected; and (4) ways to minimize the
burden of the collection of information
on respondents, including the use of
automated collection techniques or
other forms of information technology.
Docket: For access to the dockets to
read background documents or
comments received, go to https://
www.regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Steven Andrews or Nina Vore,
Standards and Rulemaking Division,
(202) 366–8553, ohmspra@dot.gov,
Pipeline and Hazardous Materials Safety
Administration, U.S. Department of
Transportation, 1200 New Jersey
Avenue SE, Washington, DC 20590–
0001.
Section
1320.8 (d), title 5, Code of Federal
Regulations (CFR) requires PHMSA to
provide interested members of the
public and affected agencies an
opportunity to comment on information
collection and recordkeeping requests.
This notice identifies information
collection requests that PHMSA will be
submitting to the Office of Management
and Budget (OMB) for renewal and
extension. These information
collections are contained in 49 CFR
171.6 of the Hazardous Materials
Regulations (HMR; 49 CFR parts 171–
180). PHMSA has revised burden
SUPPLEMENTARY INFORMATION:
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Agencies
[Federal Register Volume 89, Number 70 (Wednesday, April 10, 2024)]
[Notices]
[Pages 25316-25326]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-07392]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
[Docket No. FTA-2023-0010]
National Public Transportation Safety Plan
AGENCY: Federal Transit Administration (FTA), Department of
Transportation (DOT).
ACTION: Notice of availability and response to comments.
-----------------------------------------------------------------------
SUMMARY: The Federal Transit Administration (FTA) has placed into the
docket and on its website the final National Public Transportation
Safety Plan (National Safety Plan) that is intended to guide the
national effort to manage safety risk in our nation's public
transportation systems. The updated National Safety Plan establishes
performance measures for Public Transportation Agency Safety Plans
(PTASP), including measures for safety risk reduction programs, to
improve the safety of public transportation systems that receive FTA
Federal financial assistance. Transit agencies will set performance
targets based on the measures in order to monitor and assess the safety
performance of their public transportation systems.
DATES: The applicable date of the National Safety Plan is April 10,
2024.
FOR FURTHER INFORMATION CONTACT: For program matters, contact Arnebya
Belton, Office of Transit Safety and Oversight, 202-366-7546 or
[email protected]. For legal matters, contact Emily Jessup, Office
of Chief Counsel, (202) 366-8907 or [email protected].
SUPPLEMENTARY INFORMATION:
Availability of Final Plan
This notice provides responses to comments received on the proposed
updates to the National Safety Plan and discusses the changes made to
the National Safety Plan in response. The National Safety Plan itself
is not included in this notice; instead, an electronic version is
available on FTA's website, at: https://www.transit.dot.gov/regulations-and-guidance/safety/national-public-transportation-safety-plan, and in the docket, at https://www.regulations.gov/docket/FTA-2023-0010.
Table of Contents
I. Background
II. Summary of Public Comments and FTA's Responses
[[Page 25317]]
I. Background
Congress first directed FTA to create and implement a National
Public Transportation Safety Plan (National Safety Plan) under the
Moving Ahead for Progress in the 21st Century (MAP-21) Act (Pub. L.
112-141), which authorized a new Public Transportation Safety Program
(Safety Program) at 49 U.S.C. 5329. The Safety Program was reauthorized
by the Fixing America's Surface Transportation (FAST) Act (Pub. L. 114-
94) and again by the Bipartisan Infrastructure Law, enacted as the
Infrastructure Investment and Jobs Act (Pub. L. 117-58).
On February 5, 2016, FTA first published a Federal Register notice
(81 FR 6372) seeking comment on a proposed National Safety Plan.
Subsequently, on January 18, 2017, FTA published a summary of the final
changes to the National Safety Plan and responses to comments in the
Federal Register (82 FR 5628) and published the finalized plan to the
docket and on FTA's website.
On May 31, 2023, FTA published a notice of availability of proposed
updates to the National Safety Plan and a request for comments (88 FR
34917). Pursuant to 49 U.S.C. 5329(b), the National Safety Plan
includes several elements intended to improve the safety of all public
transportation systems that receive Federal financial assistance under
49 U.S.C. Chapter 53. The Bipartisan Infrastructure Law identified new
elements that must be included in the National Safety Plan, including:
Safety performance measures related to the PTASP safety
risk reduction program;
In consultation with the Secretary of Health and Human
Services, precautionary and reactive actions required to ensure public
and personnel safety and health during an emergency; and
Consideration, where appropriate, of performance-based and
risk-based methodologies.
The Bipartisan Infrastructure Law also requires that the minimum
safety performance standards for public transportation vehicles used in
revenue operations take into consideration, to the extent practicable,
innovations in driver assistance technologies and driver protection
infrastructure, where appropriate, and a reduction in visibility
impairments that contribute to pedestrian fatalities.
This update continues to strengthen FTA's safety program and
addresses new requirements in the Bipartisan Infrastructure Law to
further advance transit safety.
II. Summary of Public Comment and FTA's Response
The public comment period for the proposed update to the National
Safety Plan closed on July 31, 2023. FTA received 34 comment
submissions. Excluding two duplicate submissions, received submissions
from 32 unique commenters, including States, transit agencies, trade
associations, and individuals. FTA reviewed all the comments and
thoughtfully considered them when finalizing the National Safety Plan.
FTA received several comments that raised issues outside of the
scope of the proposed National Safety Plan. Because they are outside
the scope of the proposal, FTA will not respond to those comments in
this notice.
Specifically, FTA received comments on National Transit Database
(NTD) reporting requirements and FTA's proposals in the Public
Transportation Agency Safety Plans (PTASP) notice of proposed
rulemaking (NPRM) published in the Federal Register on April 26, 2023
(88 FR 25336). FTA appreciates the interest in these areas but is not
addressing these comments in this notice. Rather, FTA directs
interested readers to the NTD web page on FTA's website for NTD-related
information and has addressed comments related to the PTASP NPRM
through the PTASP final rule, which is a separate regulatory action.
While FTA received comments on various aspects of the National
Safety Plan, FTA is largely finalizing the National Safety Plan as
proposed. In response to comments received, FTA has revised Chapter III
of the final National Safety Plan. These revisions are discussed below
in the summary of public comments and FTA's responses. Comments and
responses are subdivided by their corresponding sections of the
National Safety Plan and subject matter.
A. General
1. Applicability
Comments: Two commenters expressed that the National Safety Plan
and safety performance measurement requirements should be consistent
with the applicability of the existing PTASP regulation, which excludes
recipients that only receive funding under 49 U.S.C. 5310, 49 U.S.C.
5311, or both (See: 49 CFR 673.1). One of the commenters argued that
rural and small public transportation providers have limited resources
and an excellent safety record, and that FTA should limit the burden of
safety regulations on such providers.
One commenter expressed concern that paratransit service appeared
to be excluded from the National Safety Plan, including with respect to
safety performance measures and the voluntary standards and recommended
practices.
Response: FTA appreciates the comments regarding the applicability
of the National Safety Plan to small and rural providers and the
regulatory burden on such providers. The National Safety Plan is
intended to be a useful tool for all public transportation systems that
receive funding under 49 U.S.C. Chapter 53, including small and rural
providers. FTA notes that only agencies subject to the PTASP regulation
are required to set targets using the safety performance measures in
the National Safety Plan. As noted above, the PTASP regulation excludes
transit agencies that receive funding only under 49 U.S.C. 5310, 49
U.S.C. 5311, or both. While some voluntary standards and resources
presented in Chapter III of the National Safety Plan pertain to
specific modes such as rail transit, transit agencies of all types and
sizes can refer to the standards and resources presented in the
National Safety Plan.
The National Safety Plan applies to paratransit service. The safety
performance measures identified in Chapter II apply to paratransit
service subject to the PTASP regulation, and Chapter III includes
resources that pertain to paratransit service.
2. Effective Date
Comments: One commenter asked for clarification on when the
National Safety Plan will go into effect, and whether it will be
applicable before or after the effective date of FTA's PTASP final
rule. Another commenter urged FTA to clarify that the safety
performance measures must be implemented on the applicable date of the
National Safety Plan. In addition, a commenter asked FTA not to delay
implementation of the NTD reporting requirements that transit agencies
and Safety Committees rely on to set performance targets for the new
safety performance measures.
Response: The National Safety Plan is applicable upon today's
publication in the Federal Register. Per 49 U.S.C. 5329(d)(4)(A), the
Safety Committee of transit agencies serving a large urbanized area
must set performance targets for the safety risk reduction program
using a 3-year rolling average of NTD data. In a Dear Colleague letter
released on February 17, 2022, FTA communicated that these performance
targets need not be in place until FTA establishes related performance
[[Page 25318]]
measures through the National Safety Plan (https://www.transit.dot.gov/safety/public-transportation-agency-safety-program/dear-colleague-letter-bipartisan-infrastructure). FTA establishes such performance
measures through the National Safety Plan finalized today. Therefore,
FTA expects Safety Committees to set safety performance targets for the
safety risk reduction program based on the safety risk reduction
program performance measures in this final National Safety Plan. Per 49
CFR 673.11(a), FTA expects that transit agencies will revise their
Agency Safety Plans (ASPs) to address the new performance measures,
including documenting required safety performance targets, as part of
their existing annual ASP update process.
FTA recognizes that certain transit agencies may not yet have
reported three years of safety event information to the NTD that
corresponds to the safety risk reduction program performance measures.
FTA has addressed this situation in the PTASP final rule.
FTA understands that transit agencies and their Safety Committees
rely on NTD data to set PTASP performance targets, including targets
for the new performance measures finalized today. In February 2023, FTA
finalized NTD reporting changes regarding assaults on transit workers
and fatalities that result from an impact with a bus (88 FR 11506). The
new NTD requirements took effect for Full Reporters in calendar year
2023. The reporting requirements take effect for smaller reporters
beginning in NTD report year 2023.
3. Safety Management Systems (SMS)
Comments: One commenter requested that FTA develop SMS-related
guidance to support SMS implementation by transit managers and Safety
Committees. Another commenter recommended that the updated National
Safety Plan not completely supersede the 2017 version of the plan. It
argued that the 2017 version includes valuable information,
particularly related to SMS implementation, that is still useful to
transit agencies and joint labor-management Safety Committees.
Another commenter requested that FTA add guidance to the National
Safety Plan about how agencies should use the data they collect,
including how to analyze safety data, use leading indicators to
identify safety issues, and evaluate the effectiveness of safety
efforts. It provided two examples of National Transportation Safety
Board (NTSB) investigations in which agencies lacked the tools or
processes to use data effectively. The commenter also urged FTA to
include guidance in the National Safety Plan on Employee Safety
Reporting Programs (ESRP), noting additional NTSB investigations that
demonstrated this need.
One commenter requested clarification on FTA's rationale for
omitting ``top-down'' from the definition of SMS in the National Safety
Plan, noting that their agency understands the ``top-down'' concept to
be a foundational principle of SMS.
Response: Regarding the request that FTA develop SMS-related
guidance, FTA encourages transit agencies to explore the PTASP
Technical Assistance Center (PTASP TAC) resource library at https://www.transit.dot.gov/PTASP-TAC to locate existing resources to support a
transit agency's SMS implementation. These resources include
information on topics raised by the commenters, such as data analysis
and ESRP development. FTA will continue to develop and disseminate SMS
technical assistance as needed through the PTASP TAC and other avenues.
Regarding the commenter that recommended against the proposed
National Safety Plan completely superseding the previous version due to
the elimination of SMS-related content, FTA notes that the SMS content
in the original National Safety Plan did not fully reflect the SMS
requirements in the PTASP rule, which FTA published in 2018. FTA has
since clarified the SMS requirements, and agencies should reference
updated materials in the PTASP TAC resource library. As noted above,
FTA has developed substantial SMS-related guidance and technical
assistance materials tailored specifically for transit agencies
implementing an SMS and has made this information available to the
public through more thorough and comprehensive technical assistance
materials and SMS documentation published through the PTASP TAC
resource library. FTA believes that providing guidance via the PTASP
TAC rather than in the National Safety Plan allows FTA flexibility and
responsiveness as questions arise related to the implementation of the
Safety Program and SMS generally.
FTA appreciates the comment received regarding the need for
additional guidance on effective data usage and ESRPs. However, FTA
does not agree that the National Safety Plan is the best vehicle for
this guidance because this document is not intended to include detailed
technical assistance on specific topics, such as ESRPs. Instead, FTA
will continue developing targeted guidance and technical assistance
materials focused on specific SMS topics such as performance monitoring
and measurement, safety performance target setting, and ESRP, and
publishing such materials through the PTASP TAC resource library.
FTA appreciates the comment on the definition of SMS but declines
to make changes in response. FTA notes that removing the phrase ``top-
down'' is intended to reflect the multi-directional flow of information
that is intrinsic to the function of an SMS. Transit worker safety
reporting programs and Safety Committees are examples of multi-
directional information flow throughout the agency.
B. Chapter I: Keeping Safety the Top Priority
1. Data Presentation
Comments: One commenter noted the importance of the safety
performance trends presented in the National Safety Plan and
recommended that FTA present a deeper dive into the associated data in
the National Safety Plan, including additional granularity related to
transit modes, geographical regions, population density, agency size,
and other factors. This commenter noted in particular that the data on
transit worker fatalities would benefit from additional context to help
understand the effectiveness of existing mitigations. The commenter
asked if FTA could provide additional ongoing analyses of safety
performance data, including when relevant to FTA's actions to reduce
safety risk and highlighted FTA's issuance of Special Directives as an
example. One commenter commented that the data FTA used to prepare the
charts included in Chapter I displaying safety trends in the transit
industry is incomplete because the NTD did not previously collect the
full picture of transit worker assaults.
Response: The data presented in Chapter I of the National Safety
Plan are intended to provide a high-level snapshot of transit industry
safety performance. FTA publishes more granular data monthly through
the NTD, including individual event records and summary safety
analyses, at https://www.transit.dot.gov/ntd/ntd-data. FTA will
continue to explore additional methods for developing and publishing
topic-specific safety performance analyses and communicating the data
that contributes to FTA's actions to reduce safety risk.
Regarding transit worker assaults, FTA developed the charts in
Chapter I based on historical data that was reported to the NTD. As
transit agencies report to the NTD using the new definitions, FTA will
update these
[[Page 25319]]
charts using that data in future iterations of the National Safety
Plan.
2. Public Transportation Safety Concerns
Comments: One commenter expressed support for the inclusion of bus
and pedestrian collisions as a safety concern and encouraged FTA to
consider how bus electrification may impact pedestrian safety. Another
commenter noted that the National Safety Plan does not mention suicides
and urged FTA to add suicide prevention as a top safety concern in
Chapter I.
Response: FTA appreciates the comments received regarding specific
safety concerns facing the transit industry that were not included in
the proposed National Safety Plan. In response to the suggestion
regarding bus electrification, FTA has added two best practices
resources developed by FTA to Chapter III of the National Safety Plan
that address safety concerns related to the electrification of bus
fleets: ``Safety and Security Certification of Electric Bus Fleets''
and ``Procuring and Maintaining Battery Electric Buses and Charging
Systems.''
FTA agrees that suicide prevention is an important issue facing the
transit industry. In December 2022, FTA issued Safety Advisory 22-4:
Suicide Prevention Signage on Public Transit that recommends transit
agencies apply best practices for reducing suicide attempts to suicide
prevention signage and messaging campaigns. While FTA declines to add
suicide prevention to Chapter I of the National Safety Plan, it has
added a resource to Chapter III in response to this commenter's
concerns: ``Mitigations for Trespasser and Suicide Fatalities and
Injuries.''
After consideration of comments received, FTA is finalizing Chapter
I of the National Safety Plan as proposed.
C. Chapter II: Safety Performance Criteria
1. Definitions
Comments: One commenter urged FTA to specify that transit agencies
should use the revised NTD definition of ``assault on a transit
worker'' when setting the safety performance target for assault on a
transit worker. Two commenters expressed concern with the definition of
``assault on a transit worker'' and its impact on data reporting and
associated data analyses. A commenter argued that it is difficult to
apply certain elements of the definition consistently, such as
determining when an individual acted ``knowingly'' and ``with intent.''
Another commenter noted that the definition may differ from the
definition of assault under State law, which may require agencies to
keep separate records for State law purposes and result in other
burdens. A commenter requested that FTA work with transit agencies to
clarify the term.
One commenter urged FTA to address consistency with event
definitions used across FTA programs to ensure performance measurement
consistency and reduce administrative burden. The commenter stated that
FTA should not impose safety performance measurement requirements until
it addresses definitional inconsistencies. One commenter asked what
definition of ``Safety Event'' transit agencies should use for the
major event performance measure. One commenter recommended that FTA
allow individual transit agencies to define what events will be
included in the major events performance measure, noting that safety
risk differs at each agency.
Response: FTA appreciates the challenges associated with new
definitions and NTD reporting requirements. FTA confirms that the term
``assault on a transit worker'' in the National Safety Plan has the
same definition as in the NTD, which mirrors the statutory definition
in 49 U.S.C. 5302. Although the definition potentially differs from how
assault is defined under State law, FTA believes it is critical to
ensure the definition used in the National Safety Plan, including in
the performance measurement context, is consistent with the statutory
and NTD definition. This is because the NTD is the primary source of
data used for performance target setting. Moreover, Safety Committees
must set safety risk reduction program performance targets using a 3-
year rolling average of NTD data, as required by 49 U.S.C.
5329(d)(4)(A). For additional information regarding the NTD definition
of ``assault'' and ``assault on a transit worker,'' FTA refers readers
to the Federal Register notice finalizing the recent NTD Safety and
Security Reporting requirements (88 FR 11506).
FTA appreciates the requests for additional guidance from FTA about
the definition of ``assault on a transit worker'' and how it should be
applied. The NTD program serves as FTA's system for collection of
assaults on transit worker data and ensures all associated reporting
requirements are clarified, including definitional questions stemming
from the terms ``knowingly'' and ``with intent'' in the definition of
``assault on a transit worker.'' Further, the NTD program provides
guidance on the new assault on a transit worker reporting requirements
to the NTD reporting community through (1) annual messaging around
updates to reporting requirements, (2) regular communications with
reporters (both through the system's blast messaging, and between the
reporter and their assigned validation analyst), (3) an updated
Frequently Asked Questions (FAQ) section on the FTA website specific to
assaults on transit workers, and (4) updates to guidance and training.
The NTD program has developed several training opportunities and
guidance materials to help agencies address the new assault on transit
worker reporting requirements. The 2023 NTD Safety and Security
Reporting Policy Manual provides detailed guidance about safety and
security reporting, including assaults on transit workers. In addition,
the 2023 safety and security quick reference guides, both for rail and
non-rail modes, define reportable events and identify reporting
thresholds. A webinar on 2023 Safety & Security Updates: Reporting
Assaults on Transit Workers, was provided to the public on April 27,
2023, and is available for viewing online. Finally, the NTD program
develops courses pertaining to safety reporting for full reporters
(rail and non-rail) as well as reduced reporters (see the National
Transit Institute (NTI) website for schedule--https://www.ntionline.com/events-2/).
FTA appreciates the comments received regarding consistency in
event definitions across FTA programs and will take the need for
consistency into consideration as it develops its pending safety
rulemakings. FTA confirms that the major events and major event rate
safety performance measures include all safety and security major
events as defined by the NTD. This creates consistent requirements
across transit agencies and ensures definitional alignment across
safety programs. For this reason, FTA disagrees that it is necessary to
delay implementation of the safety performance measures.
FTA disagrees with the commenter who suggested transit agencies
should define what events to include in the major events safety
performance measures because FTA believes this approach would undercut
efforts to ensure consistency of performance measurement requirements
across the industry. FTA's proposed approach is consistent with
previous PTASP safety performance measurement guidance, which used the
NTD major event
[[Page 25320]]
definition for the previous safety event performance measures.
2. Required Safety Performance Measures for All Agencies Subject to the
PTASP Regulation
Additional Measures
Comments: Several commenters recommended that FTA add required
safety performance measures in addition to the 14 measures proposed in
the National Safety Plan. One commenter recommended that FTA add
measures for the pedestrian collision rate of mobility assistive device
users and the number of sidewalks, crosswalks, and pedestrian signals
that are compliant with the Americans with Disabilities Act (ADA).
Another commenter requested that FTA add safety performance measures
gauging connectivity and transit agencies' adoption of preventative
measures and technologies. One commenter urged FTA to include a
performance measure regarding suicide attempts and deaths.
Another commenter recommended that the National Safety Plan should
include performance measures for the total numbers of collisions,
transit worker fatalities, and transit worker injuries. The commenter
expressed concern that only using rate-based performance measures for
such events could obscure their scope at larger transit agencies. It
stated that there is no clear distinction explaining why FTA would
require both total numbers and rates for other performance measures,
but only rates for those three.
Response: FTA considered each of the suggestions regarding
additional safety performance measures for all transit agencies subject
to the PTASP regulation. However, FTA declines to adopt the suggestions
and establishes only the safety performance measures identified in its
proposal. FTA believes these safety performance measures provide a
comprehensive look at transit agencies' safety performance, without
attempting to identify every measure that an agency may select and
enable each agency to monitor safety performance based on data that is
collected by the NTD.
Many of the measures suggested by commenters, while useful
measures, are not data points that FTA currently collects through the
NTD. These include measures recommended by commenters such as:
pedestrian collision rate of mobility assistive device users; the
number of sidewalks, crosswalks, and pedestrian signals that are ADA
compliant; measures gauging connectivity; and technology adoption
rates. In the final National Safety Plan, FTA is only adding new
measures that are based on data that agencies currently report to the
NTD. This approach provides consistency across the industry and helps
minimize data-related collection burdens.
FTA appreciates the recommendation that FTA require transit
agencies to set safety performance targets for total counts of
collisions, transit worker fatalities, and transit worker injuries. FTA
believes that safety issues related to these three areas justify the
establishment of related safety performance measures for all agencies
subject to the PTASP regulation. To this end, FTA has established
performance measures regarding the rates of collisions, transit worker
fatalities, and transit worker injuries. However, as described in the
next section below, several commenters expressed concern about the
burden related to new safety performance measures. FTA believes that
establishing only rate-based safety performance measures for
collisions, transit worker fatalities, and transit worker injuries
strikes a reasonable balance between ensuring that transit agencies are
monitoring safety performance related to these important issues and
limiting the burden that setting additional performance targets would
impose. Therefore, FTA declines to establish safety performance
measures for total counts of collisions, transit worker fatalities, and
transit worker injuries. Transit agencies may determine a need to put
in place additional performance measures, such as total counts of
collisions, transit worker fatalities and transit worker injuries, and
to set associated safety performance targets.
FTA disagrees that the scope of safety concerns will be obscured at
large transit agencies by not requiring all agencies to set safety
performance targets for the total numbers of collisions, transit worker
fatalities, and transit worker injuries. The safety performance
measures in the National Safety Plan do not limit visibility into an
agency's safety performance. Safety data analysis at a transit agency
should not be limited to safety performance targets. FTA expects that
transit agencies will use additional contextual data to understand
safety performance beyond the required safety performance measures and
safety performance targets.
Regarding the proposal to include safety performance measures
related to suicides, FTA acknowledges that for many transit agencies
suicide is an important safety concern. FTA notes that suicides are a
subset of two safety performance measures in the National Safety Plan--
major events and collisions. FTA also notes that suicide concerns may
vary significantly across the transit industry based on system type and
other transit agency operational realities. FTA does not believe it is
necessary to require all transit agencies to set safety performance
targets for suicide-related safety performance measures because of this
varied safety risk and declines to establish suicides as a performance
measure in the National Safety Plan. However, FTA notes that transit
agencies may voluntarily establish additional safety performance
measures, such as suicide counts and rates, and set associated safety
performance targets based on needs identified through Safety Risk
Management and Safety Assurance activities.
Burden
Comments: Two commenters expressed concern that the proposed
increase of safety performance measures for all agencies subject to the
PTASP regulation from seven to 14 measures would result in increased
administrative and data reporting burden for transit agencies. Further,
the commenters urged FTA to consider the burden on specific types of
providers, such as rail transit providers who must comply with State
Safety Oversight Agency requirements, and small and medium sized
transit agencies with limited resources. One commenter stated that rail
transit agencies operating multiple other modes and serving large
urbanized areas may be required to have up to 66 performance targets
across the general and safety risk reduction program performance
measures. The commenter requested that FTA coordinate with the industry
on the feasibility of these changes. Another commenter requested that
FTA offer training, technical assistance, and additional funding to
assist agencies with compliance.
One commenter noted that the Pedestrian Collision Rate and
Vehicular Collision Rate measures may be particularly burdensome
because they have not been collected by the NTD in the past.
Response: FTA appreciates the potential burden related to
increasing the number of safety performance measures for all agencies
subject to the PTASP regulation from seven to 14. FTA has thoroughly
considered the effects of these measures on different types of
providers, including small providers and rail transit agencies serving
large urbanized areas, and has taken these effects into consideration
when finalizing these performance measures. To reduce data analysis
[[Page 25321]]
burden on transit agencies, FTA has taken care to ensure that all new
safety performance measures are data points that transit agencies
report to the NTD on an ongoing basis. As of the 2023 NTD report year,
agencies track, record, and report this information as part of their
NTD reporting requirements. Agencies should have access to these
records internally and may download these data for their agency and
other transit agencies from the NTD data portal at https://www.transit.dot.gov/ntd/ntd-data. Importantly, FTA also notes that the
National Safety Plan does not require transit agencies to submit data
or safety performance targets to FTA. FTA appreciates the comment
regarding the importance of industry review and feedback regarding
safety performance measures. FTA sought industry feedback on the
performance measures by publishing the proposed National Safety Plan in
the Federal Register for public comment.
Regarding the number of safety performance measures for all transit
agencies subject to the PTASP regulation, FTA agrees with the commenter
noting that some providers will be required to set more than 14 safety
performance targets based on these measures. As with existing safety
performance measurement requirements, transit agencies set safety
performance targets through PTASP by mode. Through previous guidance,
FTA has identified three modal groups for PTASP performance target
setting: fixed route bus, non-fixed route bus, and rail. This means
that transit agencies that provide service within all three of these
groups already have been setting 21 safety performance targets per year
through PTASP based on the performance measures established under the
2017 National Safety Plan. Based on the safety performance measures
that FTA is establishing under the new National Safety Plan, transit
agencies serving all three modal groups would set 42 safety performance
targets per year. In addition, the Safety Committee of transit agencies
serving large urbanized areas with service in all three modal groups
would set 24 annual safety performance targets for the safety risk
reduction program. This therefore raises the total number of safety
performance targets to 66 for certain providers.
In finalizing these measures, FTA has worked to minimize burden.
FTA notes that 7 of the 8 safety performance measures for the safety
risk reduction program overlap with the safety performance measures
required of all agencies subject to the PTASP regulation. To reduce
burden associated with target setting, transit agencies serving large
urbanized areas may opt to use the same safety performance target set
by the Safety Committee for the safety risk reduction program to
satisfy the general safety performance target requirement for
overlapping measures. In effect, this reduces the minimum number of
required safety performance targets from 66 to 45 for providers serving
large urbanized areas with service in all three modal groups. Further,
transit agencies now have years of experience setting annual safety
performance targets, which alleviates the burden of additional
measures. Additionally, all of the new measures represent data the
agencies track and report to the FTA through the NTD program, which
helps to limit data management and analysis burden. FTA notes that the
new safety performance measures identified by FTA relate to transit
worker safety and transit collisions, two safety concerns addressed
directly by the Bipartisan Infrastructure Law.
FTA is committed to developing technical assistance and training to
support transit agency compliance with safety performance measurement
and target setting requirements, including tools and materials
published through the PTASP TAC, as well as webinars, workshops, and
training opportunities. Further, FTA has made direct one-on-one
technical assistance available to the transit industry through the
PTASP TAC. FTA encourages transit agencies with questions about any
PTASP related requirement, including safety performance measurement, to
contact the PTASP TAC for direct technical assistance.
FTA disagrees with the commenter who argued that the Pedestrian
Collision Rate and Vehicular Collision Rate measures may be
particularly burdensome because they are tied to data points that have
not been collected in the past. While neither Pedestrian Collision Rate
nor Vehicular Collision Rate were required safety performance measures
in the past, transit agencies are now required to report this collision
data to the NTD. These data therefore should be readily available to
transit agencies, which FTA believes alleviates the potential burden.
Major Events
Comment: One commenter questioned whether FTA should adopt the
proposed general major events performance measure, given that the
measure is also included under the safety risk reduction program and
FTA proposed separate performance measures for specific categories of
safety and security events. This commenter also stated that major
events is a new safety performance measure, but the measure is not
noted as ``new'' in the updated National Safety Plan.
Response: FTA believes the major event performance measure should
be included in both the set of general safety performance measures and
the set of measures for the safety risk reduction program because not
all transit agencies are required to have a safety risk reduction
program. Specifically, agencies that do not serve a large urbanized
area are only subject to the general safety performance measurement
requirements. Further, FTA does not believe that including more
granular measures such as collision rate or assaults on a transit
worker rate causes broader measures such as major event rate to be less
valuable. To the contrary, overall major event performance trends can
serve as useful indicators for transit agencies of all sizes. FTA
appreciates the comment about whether the major events performance
measure is new. While the 2017 version of the National Safety Plan
includes a performance measure for ``safety events'' as opposed to
``major events,'' the major event performance measure is not new in
practice. Previous PTASP safety performance measurement guidance
advises that the safety event performance measure is based on the NTD
major event reporting threshold. The two measures therefore are
synonymous in practice. Accordingly, FTA has not designated the measure
as ``new'' in the updated National Safety Plan.
Collisions
Comment: One commenter supported the inclusion of rate-based
performance measures for pedestrian collisions and vehicular
collisions.
Response: FTA appreciates the support for these measures.
Assaults on Transit Workers
Comments: FTA received several comments regarding the assaults on
transit workers performance measures. For FTA's response regarding the
definition of ``assault on a transit worker,'' please refer to the
``Definitions'' section of this notice above.
One commenter expressed general support for the performance
measures, as well as the transit worker injury rate and transit worker
fatality rate measures. However, it argued that the National Safety
Plan and proposed safety performance measures will result in
significant data collection gaps and fall short of ensuring transit
agencies
[[Page 25322]]
have the data necessary to address these issues. This commenter, along
with one other commenter, urged FTA to split the assault on a transit
worker measures into job functions or crafts, such as operators,
custodial workers, station agents, and other frontline workers in non-
operating crafts. One commenter requested that the performance measures
separate physical from non-physical assaults.
Another commenter opposed including assaults on transit workers as
a performance measure. Two commenters urged FTA to address transit
security and emergency preparedness as a separate area of regulatory
focus from safety events. One of these commenters requested additional
clarification on the difference between safety and security events, and
between safety risk management and security risk management. The second
commenter requested that FTA socialize any security and emergency
preparedness guidance with the Department of Homeland Security (DHS).
One commenter recommended that FTA consider requiring the
normalization of assault on transit worker data by unlinked passenger
trips (UPT) in addition to vehicle revenue miles (VRM). Another
commenter questioned whether VRM is a useful metric for this measure
and the safety risk reduction program assault measure, noting that it
may not provide meaningful data for assaults on transit workers not
employed in operating roles.
Response: FTA appreciates the commenters' general support for the
assaults on transit worker safety performance measures. FTA disagrees
that the National Safety Plan and proposed safety performance measures
will result in data collection gaps or will prevent transit agencies in
any way from collecting or analyzing data to support the analysis of
transit worker assault-related issues. The safety performance measures
defined in the National Safety Plan do not create any data collection
requirements. Nor do they prevent transit agencies from collecting and
analyzing data related to assaults on transit workers.
FTA appreciates the commenter's suggestion that FTA should require
transit agencies to set safety performance targets for more granular
safety performance measures related to assaults on transit workers such
as measures specific to job functions or crafts. However, FTA's NTD
program does not currently collect assault on transit worker data at
such a detailed level. As such, FTA declines to establish these more
granular measures in the National Safety Plan. FTA notes that this does
not prevent a transit agency from establishing safety performance
measures such as assaults against custodians or assaults against
station agents and setting safety performance targets for these
measures in addition to the required safety performance measures and
targets.
FTA also appreciates the comment recommending that FTA require all
transit agencies to set separate safety performance targets for
physical and non-physical assaults on transit workers. FTA revised NTD
reporting in 2023 to capture this additional level of detail. While
additional data analysis and safety performance monitoring of more
detailed aspects of assaults on transit workers may offer value to
transit agencies based on their operating realities, FTA declines at
this time to establish safety performance measures for the physical and
non-physical subsets of assaults on transit workers. Both these types
of assaults are included in the larger performance measures for
assaults on transit workers, and both are therefore captured within the
required PTASP safety performance targets. FTA expects that a transit
agency, through its SMS processes, will identify and address any
specific safety concerns regarding assaults on transit workers, both
physical and non-physical. Transit agencies may set additional targets,
as needed, on a voluntary basis to support this process.
FTA disagrees with the commenter that recommended FTA remove
``assaults on transit worker'' from the performance measures and the
recommendations to address transit security as a separate area of
focus. FTA appreciates that some transit agencies treat an assault on a
transit worker as both a safety and a security event. Congress directed
FTA to address assaults on transit workers through both the NTD and
FTA's safety program as part of FTA's work to improve safety at transit
systems across the country. Accordingly, FTA declines to adopt this
suggestion. FTA also appreciates that there can be a distinction
between transit safety and security and FTA coordinates with other
Federal agencies, including DHS, as appropriate and practicable when
developing guidance in this area.
FTA appreciates suggestions from commenters regarding normalization
alternatives for calculating rates of assaults on transit workers.
While other metrics like UPT may provide alternative risk exposure
measurements, FTA disagrees with changing the performance measure as
proposed in the National Safety Plan. As a general practice and
according to existing PTASP program guidance and technical assistance,
FTA calculates performance rates using service provided (VRM) and not
service consumed (UPT). For consistency and to limit safety performance
measurement burden, FTA continues to use VRM for the required safety
performance measure rates. Further, analysis performed within FTA
demonstrates minimal differences when evaluating trends of assaults on
transit workers per VRM or per UPT. As noted above, transit agencies
have the flexibility to establish additional measures beyond the 14
established by the National Safety Plan. A transit agency may opt to
also establish additional safety performance measures such as rates of
assaults on transit workers that use UPT or other normalizers such as
revenue hours.
After consideration of comments received, FTA is adopting the
performance measures for all agencies subject to the PTASP regulation
as proposed.
3. Safety Performance Measures for the Safety Risk Reduction Program
FTA received several comments about PTASP safety risk reduction
programs that are outside the scope of the proposed National Safety
Plan. In the National Safety Plan, FTA proposed safety risk reduction
program performance measures and re-stated statutory requirements for
such programs. FTA did not propose specific details in the National
Safety Plan regarding safety risk reduction program implementation,
target setting, or the reallocation of the safety set-aside when such
targets are missed. FTA addressed comments on these topics in the PTASP
final rule. Accordingly, this section of the notice only addresses
comments related to the safety risk reduction program safety
performance measures.
Relationship to Other Performance Measures
Comments: Two commenters asked for clarification on the distinction
and relationship between the safety performance measures for all
agencies subject to the PTASP regulation and the safety performance
measures for the safety risk reduction program, given that some of the
measures overlap. Another commenter requested clarification on the
possibility of an agency serving a large urbanized area having two
different targets for a similar measure: one as part of the general
PTASP safety performance target requirements and another under the
safety risk reduction program. The commenter argued that
[[Page 25323]]
this could lead to confusion about which target takes precedence and
that presenting performance measures in two separate charts in the
National Safety Plan may be overly complicated. Another commenter urged
streamlining the two types of performance measures to remove any
duplication and reduce burden on transit agencies. The commenter noted
that transit agencies are already analyzing many of the proposed
measures through their existing SMS processes.
Response: The Bipartisan Infrastructure Law introduces new safety
risk reduction program performance target requirements for Section 5307
recipients that serve an urbanized area of 200,000 or more at 49 U.S.C.
5329(d)(4). This is a separate requirement from the existing general
performance target setting required of all transit agencies subject to
the PTASP regulation under 49 CFR 673.11(a)(3). The general safety
performance measures and the safety risk reduction program safety
performance measures have different programmatic purposes, are shaped
by different statutory requirements, and result in different outcomes
in instances where an associated safety performance target is missed.
For example, per 49 U.S.C. 5329(d)(4), safety performance targets for
the safety risk reduction program must be set by the Safety Committee
using a three-year rolling average of data reported to the NTD, and
failure to meet a safety performance target in the safety risk
reduction program triggers statutorily required actions related to a
transit agency's safety set-aside. These statutory requirements do not
apply to the general safety performance targets required under the
PTASP regulation. Due to these differences, FTA believes it is
necessary to establish two separate categories of safety performance
measures and believes it is helpful to visually distinguish them in two
separate charts in the National Safety Plan.
FTA appreciates the potential burden associated with FTA
establishing the same measure under both sets of performance measures
and the concern that transit agencies are already analyzing many of the
proposed measures through their existing SMS processes. However, FTA
notes that transit agencies serving large urbanized areas may opt to
use the same safety performance target set by the Safety Committee for
the safety risk reduction program to satisfy the general safety
performance target requirement for overlapping measures. In effect,
this minimizes burden associated with duplication while preserving
flexibility for agencies to set safety performance targets for the
general safety performance measures using varied target setting
methodologies. FTA agrees that transit agencies should use their SMS to
address safety concerns associated with the safety performance measures
identified in the National Safety Plan.
FTA acknowledges that it may be possible for an agency's Safety
Committee to establish a safety performance target for a measure under
the safety risk reduction program, while the agency sets a separate
target for the same measure as part of the general safety performance
measurement requirements. While agencies and Safety Committees may
elect to use the same target for both types of measures, they are not
required to do so. FTA notes that while such an arrangement is
potentially duplicative, a missed target in the safety risk reduction
program and the required general safety performance targets result in
different outcomes, as discussed above.
Proposed Measures
Comments: Several commenters requested changes to the proposed
safety performance measures for the safety risk reduction program. One
commenter expressed concern that some of the proposed measures are
broader than the statutory focus of the safety risk reduction program
and therefore would detract from the purpose and effectiveness of the
program. Specifically, the commenter urged that the safety risk
reduction program collision and injury performance measures should be
limited to collisions related to bus operator visibility impairments
and injuries resulting from assaults on transit workers, respectively.
Another commenter suggested that FTA should add transit worker
injury rate as a safety performance measure for the safety risk
reduction program. Another noted that agencies should be required to
address a reduction of major events under the safety risk reduction
program.
Response: FTA appreciates the suggested revisions to the safety
risk reduction program performance measures. FTA has thoroughly
considered each suggestion but declines to adopt the recommendations.
FTA identified the eight safety performance measures for the safety
risk reduction program to align with the goals of the safety risk
reduction program. One of these goals is to ``improve safety by
reducing the number and rates of accidents, injuries, and assaults on
transit workers.'' (49 U.S.C. 5329(d)(1)(I)). Based on this statutory
language, FTA disagrees with limiting the measures to bus collisions
related to visibility impairments and injuries resulting from assaults
on transit workers, as suggested by the commenter. FTA continues to
believe that the performance measures address the safety risk reduction
program goals of an overall reduction in the number and rates of safety
events and injuries, as well as a reduction of vehicular and pedestrian
safety events involving transit vehicles, and the mitigation of
assaults on transit workers.
FTA appreciates the recommendation to add transit worker injury
rate to the set of safety performance measures established for the
safety risk reduction program. FTA acknowledges the importance of this
measure and notes that FTA has included it in the set of general safety
performance measures. As discussed above, FTA identified the safety
performance measures for the safety risk reduction program to align
with the goals of the safety risk reduction program at 49 U.S.C.
5329(d)(1)(I). In the future, FTA may identify safety concerns and
safety risk that necessitate additional required safety performance
measures within the safety risk reduction program, but at this time
declines to establish measures beyond those identified in its proposal.
Finally, FTA agrees with the commenter who urged FTA to require
agencies to address a reduction of major events under the safety risk
reduction program. FTA confirms that FTA proposed major events as a
performance measure for the safety risk reduction program and is
adopting the measure in this final National Safety Plan.
5. Performance Target Setting and Safety Set-Aside
Comments: FTA received several questions and comments regarding
PTASP performance target setting and the safety set-aside. One
commenter asked whether the three-year rolling average requirement
applies to all PTASP safety performance targets, or only the safety
risk reduction program ones. Another commenter urged FTA to state that
the general performance targets should be forward-looking, as opposed
to being based on three-year rolling averages. Another commenter asked
what role Metropolitan Planning Organizations (MPOs) play in the
performance measurement process.
Several commenters recommended the development of additional
technical assistance or guidance to support the effective development
of safety performance targets. Similarly, one commenter recommended
that FTA provide technical assistance and
[[Page 25324]]
guidance to Safety Committees on best practices for setting safety
performance targets based on the updated data requirements of the
Bipartisan Infrastructure Law. Several commenters asked FTA to develop
guidance to support the industry's implementation of the safety set-
aside. One of these commenters asked FTA to work with the industry in
developing guidance and examine issues they are facing with this
requirement.
Response: FTA appreciates the comments on PTASP performance target
setting. While FTA proposed safety performance measures for safety risk
reduction programs in the National Safety Plan, detailed implementation
requirements regarding performance target setting for the safety risk
reduction program are outside the scope of the proposed National Safety
Plan. FTA encourages readers to refer to the PTASP final rule for
information regarding implementation of PTASP safety risk reduction
program target setting. FTA confirms that the three-year rolling
average requirement applies only to the safety risk reduction program.
As described in the National Safety Plan, transit agencies may define
their own methodology for the other targets.
FTA appreciates the comment regarding the role MPOs play in the
PTASP performance measurement process and notes that in accordance with
49 U.S.C. 5303(h)(2)(B) and 5304(d)(2)(B), 49 CFR 673.15(a) requires
that each State and transit agency must make its safety performance
targets available to States and MPOs to aid in the planning process. In
addition, Sec. 673.15(b) requires, to the maximum extent practicable,
a State or transit agency to coordinate with States and MPOs in the
selection of State and MPO safety performance targets.
FTA reiterates that it did not propose specific implementation
details in the National Safety Plan regarding the reallocation of the
safety set-aside when certain performance targets are missed under 49
U.S.C. 5329(d)(4)(C) and (D). This requirement is addressed in the
PTASP final rule at Sec. 673.27(d)(3)(iii), and FTA is not responding
to related comments in this notice.
FTA agrees with the commenters that identified the importance of
technical assistance and training related to safety performance
measurement for agencies and Safety Committees, as well as the safety
set-aside requirements. FTA has published technical assistance on
performance measurement through the PTASP TAC and will consider
developing additional technical assistance on this topic and the safety
set-aside for the transit industry in the future.
After consideration of comments received, FTA is finalizing Chapter
II of the National Safety Plan as proposed.
D. Chapter III: Voluntary Minimum Safety Standards and Recommended
Practices
1. Mandatory Standards
Comments: Several commenters encouraged FTA to move towards
mandatory safety standards. Commenters argued that mandatory standards
are necessary to improve transit industry safety. Two commenters urged
FTA to develop mandatory standards relating to transit worker assault,
with one noting that the FAST Act required FTA to issue a rulemaking on
this topic.
Some commenters also recommended other topics for mandatory
standard development, including standards for connected and automated
vehicle (CAV) speed, size, and testing; automatic emergency braking
(AEB) and pedestrian automatic emergency braking (PAEB) systems;
vehicle design standards to address blind spots, ergonomics, and air
quality concerns; and transit worker facilities.
Response: FTA appreciates the comments regarding the need for
additional mandatory requirements or standards to improve transit
safety. FTA notes that the National Safety Plan does not create new
mandatory standards but rather identifies existing voluntary minimum
safety standards and recommended practices, which can support transit
agencies' efforts to improve transit safety. FTA is committed to
addressing safety concerns, including consideration of mandatory
requirements or standards where necessary and supported by data. FTA
will establish any mandatory standards through separate regulatory
processes.
FTA appreciates the commenters requesting mandatory standards
regarding assaults on transit workers. FTA has initiated a rulemaking
titled Transit Worker and Public Safety (RIN 2132-AB47), which would
establish minimum baseline standards and risk-based requirements to
address transit worker and public safety based on the most current
research and available information, including but not limited to,
addressing Section 3022 of the FAST Act. Recently, FTA issued a NPRM
related to Rail Transit Roadway Worker Protection (89 FR 20605) that is
proposing minimum safety standards for rail transit roadway worker
protection. FTA is also exploring additional regulatory action on
topics that include fatigue risk management. FTA reiterates that any
mandatory standards will be undertaken through the notice and comment
process.
2. Voluntary Standards
Comments: Several commenters expressed support for the voluntary
nature of the minimum safety standards presented in Chapter III of the
National Safety Plan. Two commenters encouraged FTA to further clarify
the voluntary nature of the safety standards and recommended practices.
One of them suggested moving the standards to an appendix to limit any
confusion about the voluntary nature of the content and urged FTA to
add a clear statement that the standards are voluntary and that changes
to the National Safety Plan will be undertaken through the notice and
comment process. One commenter requested that FTA develop additional
technical assistance around the voluntary minimum safety standards
identified in the National Safety Plan.
Response: FTA appreciates the feedback regarding the voluntary
minimum safety standards and recommended practices identified in
Chapter III. FTA declines to provide additional clarity on the
voluntary nature of the voluntary minimum safety standards and
recommended practices and disagrees that an additional appendix is
necessary or would be helpful in confirming the voluntary nature of the
materials presented in Chapter III. FTA believes that the title of
Chapter III clearly articulates the voluntary nature of the standards
and resources. FTA appreciates the comment regarding the additional
technical assistance focused on the voluntary minimum safety standards
and recommended practices outlined in Chapter III and will explore
opportunities to develop and provide such assistance, including through
the PTASP TAC.
3. Standards and Recommended Practices
Comments: One commenter commended FTA on the proposed new
categories of voluntary minimum safety standards and recommended
practices, including transit worker safety, pedestrian and bicyclist
safety, and rail grade crossing safety. Another supported FTA's
statement encouraging transit agencies to work with roadway owners to
address safety concerns, noting that FTA should continue to encourage
this and first and last-mile connections.
[[Page 25325]]
One commenter requested clarification and context regarding how FTA
categorized the standards and recommended practices in Chapter III. In
particular, this commenter expressed concern that Category A: Transit
Worker Safety is particularly confusing.
Two commenters noted that the ``Tools and Strategies for
Eliminating Assaults Against Transit Operators, Volume 2: User Guide''
in Subcategory A.1 does not address all law-enforcement related
challenges that transit agencies may experience, including shortages of
law enforcement officers and competing demands with a municipality's
emergency services needs.
Two commenters recommended specific additional resources for
inclusion in Chapter III. One commenter recommended inclusion of
several NTSB recommendations, specifically in Categories A, B, C, and
I. This commenter also recommended adding Transit Cooperative Research
Program (TCRP) Report 149, ``Improving Safety-Related Rules Compliance
in the Public Transportation Industry.'' Another commenter suggested
that FTA include the Equitable Cities ``Arrested Mobility Report'' as a
recommended resource.
Response: FTA appreciates commenters' feedback regarding the new
categorization of voluntary minimum safety standards and recommended
practices. FTA believes these categories help to effectively organize
strategies to address industry safety concerns, including transit
worker safety, pedestrian and bicyclist safety, and rail grade crossing
safety. Similarly, FTA appreciates the support for FTA's statement
encouraging transit agencies to work with roadway owners to address
safety concerns and agrees with the commenter's statement about
challenges to further incorporate first and last mile connections using
micromobility systems.
With regards to the comment about the organization of Category A,
the category breaks the topic of transit worker safety into three
subcategories: transit worker assault prevention; roadway worker
protection; and fatigue management, fitness for duty, and employee
distraction. FTA believes that this organization clearly separates the
three areas of voluntary minimum safety standards and recommended
practices included under this category and declines to revise the
category substructure.
FTA appreciates the comments regarding the ``Tools and Strategies
for Eliminating Assaults Against Transit Operators, Volume 2: User
Guide'' that FTA has included in category A.1. While this resource may
not fully discuss law enforcement officer shortages, FTA believes that
it offers valuable information and approaches to help transit agencies
identify and deploy strategies to counter assaults against transit
operators. Further, the document was developed to help transit agencies
improve the safety and security of operators within existing resource
and budgetary constraints and was developed with an understanding that
the needs and available resources of these agencies are often different
depending on their size and scope of operations.
In response to comments, FTA has added two additional resources in
the final National Safety Plan: TCRP Report 149 and NTSB recommendation
R-09-11 regarding programs to identify and address sleep apnea and
other sleep disorders. TCRP Report 149 identifies potential best
practices for all elements of a comprehensive approach to safety-
related rules compliance and offers the transit industry valuable
information for developing or evaluating rules compliance programs. FTA
did not include all the NTSB recommendations suggested by the commenter
as many of these were issued to a single entity and as such may not be
directly applicable to the transit industry. However, FTA did include
R-09-11, which was recommended by the NTSB to the rail transit
industry.
Finally, FTA appreciates the recommendation regarding the Equitable
Cities ``Arrested Mobility Report.'' FTA declines to include this
document in Chapter III of the National Safety Plan as it does not
include voluntary minimum safety standards or recommended practices for
improving public transportation safety.
4. Specific Safety Concerns and Mitigations
Comments: Several commenters urged FTA to include additional
standards and recommended practices to Chapter III of the National
Safety Plan. Some commenters provided specific examples of transit
industry hazards as well as specific safety risk mitigations that may
be useful in addressing the associated safety risk. Commenters
suggested that FTA consider adding standards and resources to the
National Safety Plan related to topics such as: connected technology
systems to alert security personnel of potentially dangerous
situations; collision avoidance systems; panic buttons and body worn
cameras for transit workers; digital methodologies and assessments such
as condition-based health indices of transit assets and predictive
maintenance solutions; and collision concerns related to the increased
weight of bus fleets through electrification. Another commenter argued
that FTA could do more through its Office of Research, Demonstration,
and Innovation to explore how agencies are using connectivity,
innovation, and operational management to address safety issues.
One commenter urged FTA to include safety standards and recommended
practices regarding suicide safety events, including consideration of
design interventions such as physical barriers, signage noting crisis
line numbers, and follow-up care for transit workers who witness
suicide events.
Another commenter recommended that when developing standards and
recommended practices, FTA should explicitly include the safety of
mobility assistive device users on public transportation, including
with respect to railroad grade crossings, emergency signage, emergency
response, and life safety equipment, and that such users should be
considered in all standards as well.
One commenter asked FTA to include strategies to minimize exposure
to infectious diseases, including removal of infectious aerosols in the
air people breathe, consistent with the Centers for Disease Control and
Prevention (CDC) or State health authority guidelines.
One commenter urged FTA to require only standard traffic lights at
railroad crossings and to eliminate ``red-red'' flashing lights.
Another commenter provided a list of several suggestions to improve
transit safety, including platform screen doors for suicide prevention;
signal priority; fare gates and security; emergency alarms on vehicles;
and grade crossing barriers. Commenters also urged FTA to include
standards and recommended practices on other topics outside the scope
of transit, such as high-speed passenger rail, highways, municipal
zoning, and automobile usage.
Response: FTA appreciates the information commenters have shared to
the docket regarding transit industry safety concerns and potential
safety risk mitigations. In response to commenters' identification of
safety concerns and mitigations, FTA has added resources to Chapter III
of the final National Safety Plan as discussed below. Most of these
documents were not available during the original development of the
proposed National Safety Plan but are now available for inclusion and
are responsive to many of the suggestions offered by commenters.
FTA appreciates the comment regarding connectivity, innovation, and
[[Page 25326]]
operational management and FTA's efforts to research these topics.
Within this area, FTA has added a resource to Chapter III, Needs
Assessment for Transit Rail Transmission-Based Train Control (TBTC).
Further, FTA's Office of Research, Demonstration and Innovation is
undertaking a number of related initiatives, including the Transit
Worker and Rider Safety Best Practice Research Program as well as four
new research programs to address the challenges of: (1) rising assault
incidents in transit; (2) advancing autonomous rail transit track
inspection technology; (3) improving transit infrastructure condition
monitoring; and (4) the Bus Compartment Redesign and Bus of the Future
initiatives.
Regarding the topic of challenges related to the electrification of
transit fleets and associated concerns raised by commenters, FTA has
added the following resources to Chapter III of the National Safety
Plan: Safety and Security Certification of Electric Bus Fleets;
Procuring and Maintaining Battery Electric Buses and Charging Systems;
and Crash Energy Management for Heavy Rail Vehicles, Light Rail
Vehicles, and Streetcars.
In response to the commenter who recommended additional resources
on suicide and suicide prevention, FTA added the resource, Mitigations
for Trespasser and Suicide Fatalities and Injuries to Chapter III of
the National Safety Plan.
FTA appreciates the commenter that recommended FTA include the
safety of mobility assistive device users on public transportation when
developing standards and resources. FTA agrees with commenter on the
importance of ensuring the safety of mobility assistive users,
especially with respect to railroad grade crossings, emergency signage,
emergency response, and life safety equipment. FTA will consider the
safety of mobility assistive device users when developing standards or
technical assistance.
FTA appreciates the commenter that requested FTA include strategies
to minimize exposure to infectious diseases, including removal of
infectious aerosols in the air people breathe. FTA coordinated with the
Department of Health and Human Services (HHS) prior to publishing the
proposed National Safety Plan to identify precautionary and reactive
actions required to ensure public and personnel safety and health
during an emergency. Following publication of the proposed National
Safety Plan, FTA coordinated with HHS again to confirm the voluntary
minimum safety standards and recommended practices for inclusion in the
final National Safety Plan. FTA has added three related resources to
the final National Safety Plan that are responsive to the commenter's
suggestion: Ventilation in Buildings resources from the Centers for
Disease Control (CDC); FTA's COVID-19 Resource Tool for Public
Transportation; and FTA's Using Your Safety Management System (SMS) to
Mitigate Infectious Disease and Respiratory Hazard Exposure. FTA has
also included additional ventilation-related resources in Category E,
including: Specifications and Guidelines for Rail Tunnel Design,
Construction, Maintenance, and Rehabilitation; Specifications and
Guidelines for Rail Tunnel Repair and Rehabilitation; and
Specifications and Guidelines for Rail Tunnel Inspection and
Maintenance.
Finally, FTA appreciates the commenters that offered suggestions
regarding railroad crossing light requirements and other safety
recommendations. FTA appreciates and has thoroughly considered all
these recommendations; however, at this time FTA declines to include
them in the final National Safety Plan. FTA notes that these
suggestions may be considered when FTA is developing future safety
standards and identifying technical assistance needs for transit
safety.
Veronica Vanterpool,
Acting Administrator.
[FR Doc. 2024-07392 Filed 4-9-24; 8:45 am]
BILLING CODE 4910-57-P