Privacy Act of 1974; System of Records, 19015-19018 [2024-05536]
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Federal Register / Vol. 89, No. 52 / Friday, March 15, 2024 / Notices
information is necessary for the proper
performance of the functions of the
agency, including whether the
information has practical utility; (b) the
accuracy of the agency’s estimate of the
burden of the collection of information;
(c) ways to enhance the quality, utility,
and clarity of the information to be
collected; (d) ways to minimize the
burden of the collection of information
on or other forms of information
technology; and (e) estimates of capital
or start-up costs and costs of operation,
maintenance, and purchase of services
to provide information.
Approved: March 8, 2024.
Martha R. Brinson,
Tax Analyst.
[FR Doc. 2024–05467 Filed 3–14–24; 8:45 am]
BILLING CODE 4830–01–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
Proposed Collection; Comment
Request for Form 1099–C and TD 9793
Internal Revenue Service (IRS),
Treasury.
ACTION: Notice and request for
comments.
AGENCY:
The Internal Revenue Service
(IRS), as part of its continuing effort to
reduce paperwork and respondent
burden, invites the general public and
other Federal agencies to take this
opportunity to comment on information
collections, as required by the
Paperwork Reduction Act of 1995. The
IRS is soliciting comments concerning,
cancellation of debt and removal of the
36-month non-payment testing period
rule.
DATES: Written comments should be
received on or before May 14, 2024 to
be assured of consideration.
ADDRESSES: Direct all written comments
to Andres Garcia, Internal Revenue
Service, Room 6526, 1111 Constitution
Avenue NW, Washington, DC 20224, or
by email to pra.comments@irs.gov.
Include ‘‘OMB Number 1545–1424—
Cancellation of Debt’’ in the subject line
of the message.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
copies of this collection should be
directed to Martha R. Brinson, at (202)
317–5753, or at Internal Revenue
Service, Room 6526, 1111 Constitution
Avenue NW, Washington, DC 20224, or
through the internet at
Martha.R.Brinson@irs.gov.
SUPPLEMENTARY INFORMATION:
Title: Cancellation of Debt.
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SUMMARY:
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OMB Number: 1545–1424.
Form Number: 1099–C.
Regulation Project Number: TD 9793.
Abstract: This form is used by Federal
Government agencies, financial
institutions, and credit unions to report
the cancellation or forgiveness of a debt
of $600 or more, as required by section
6050P of the Internal Revenue Code.
The IRS uses the form to verify
compliance with the reporting rules and
to verify that the debtor has included
the proper amount of canceled debt in
income on his or her income tax return.
TD 9793
Abstract: These regulations under
section 6050P of the Internal Revenue
Code (Code), relating to the rule in
§ 1.6050P–1(b)(2)(iv) that the 36-month
non-payment testing period is an
identifiable event triggering an
information reporting obligation on
Form 1099–C for discharge of
indebtedness by certain entities.
Current Actions: There are no changes
being made to the form or regulation at
this time.
Type of Review: Extension of a
currently approved collection.
Affected Public: Business or other forprofit organizations, not-for-profit
institutions, and the Federal
Government.
Estimated Number of Responses:
6,540,900.
Estimated Time per Response: 13
minutes.
Estimated Total Annual Burden
Hours: 1,438,998.
The following paragraph applies to all
of the collections of information covered
by this notice:
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless the collection of information
displays a valid OMB control number.
Books or records relating to a collection
of information must be retained as long
as their contents may become material
in the administration of any internal
revenue law. Generally, tax returns and
tax return information are confidential,
as required by 26 U.S.C. 6103.
Request for Comments: Comments
submitted in response to this notice will
be summarized and/or included in the
request for OMB approval. Comments
will be of public record. Comments are
invited on: (a) whether the collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information has practical utility; (b) the
accuracy of the agency’s estimate of the
burden of the collection of information;
(c) ways to enhance the quality, utility,
and clarity of the information to be
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19015
collected; (d) ways to minimize the
burden of the collection of information
on or other forms of information
technology; and (e) estimates of capital
or start-up costs and costs of operation,
maintenance, and purchase of services
to provide information.
Approved: March 8, 2024.
Martha R. Brinson,
Tax Analyst.
[FR Doc. 2024–05466 Filed 3–14–24; 8:45 am]
BILLING CODE 4830–01–P
DEPARTMENT OF THE TREASURY
Privacy Act of 1974; System of
Records
Departmental Offices,
Department of the Treasury.
ACTION: Notice of a modified system of
records.
AGENCY:
In accordance with the
Privacy Act of 1974, the Department of
the Treasury (‘‘Treasury’’ or the
‘‘Department’’), Departmental Offices
proposes to modify a current Treasury
system of records titled, ‘‘Department of
the Treasury, Departmental Offices
.190—Office of Inspector General
Investigations Management Information
System.’’ This system’s name is being
amended to the ‘‘Department of the
Treasury, Departmental Offices .190—
Office of Inspector General Electronic
Case Management System,’’ yet it will
still maintain the same records and
collected information that provides
essential support for activities of the
Treasury Office of Inspector General
(OIG) relating to Treasury programs,
operations, employees, contractors and
other individuals or entities associated
with the Department. Additionally, the
Department proposes to amend this
system of records by modifying one
existing routine use, adding four new
routine uses, and making technical
changes and corrections.
DATES: Submit comments on or before
April 15, 2024. The modification of the
system of records notice will be
applicable on April 15, 2024.
ADDRESSES: Written comments on this
notice may be submitted electronically
through the Federal government
eRulemaking portal at https://
www.regulations.gov. Electronic
submission of comments allows the
commenter maximum time to prepare
and submit a comment, ensures timely
receipt, and enables the Treasury to
make the comments available to the
public. Please note that comments
submitted through https://
www.regulations.gov will be public and
SUMMARY:
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Federal Register / Vol. 89, No. 52 / Friday, March 15, 2024 / Notices
can be viewed by members of the
public.
In general, Treasury will post all
comments to https://
www.regulations.gov without change,
including any business or personal
information provided, such as names,
addresses, email addresses, or telephone
numbers. All comments received,
including attachments and other
supporting material, will be part of the
public record and subject to public
disclosure. You should only submit the
information that you wish to make
publicly available.
FOR FURTHER INFORMATION CONTACT: For
general questions, please contact: Dawn
Lay, 202–927–9842 by mail at Office of
the Inspector General, 875 15th Street
NW, Washington, DC 20005.
For questions about this notice and
privacy issues, contact: Ryan Law,
Deputy Assistant Secretary for Privacy,
Transparency, & Records, U.S.
Department of the Treasury, 1500
Pennsylvania Avenue NW, Washington,
DC 20220; email: privacy@treasury.gov.
SUPPLEMENTARY INFORMATION: In
accordance with the Privacy Act of
1974, 5 U.S.C. 552a, the Treasury
Departmental Offices proposes to
modify a current Treasury system of
records titled, ‘‘Department of the
Treasury, Departmental Offices .190—
Office of Inspector General
Investigations Management Information
System.’’
The proposed modification to the
system of records makes the following
substantive changes:
System name changed from
‘‘Investigations Management
Information System’’ to ‘‘Electronic Case
Management System,’’ as a more
accurate depiction of the information
maintained in the system and signifying
that the system is not exclusively
investigative. General administrative
contact information was updated to
reflect current information; the
authority for maintenance of the system,
the Inspector General Act of 1978, was
updated to reflect the latest citation; the
Department also amended the purpose
section to remove regulation citations
and instead describe in plain language
how information collected and
maintained in this system is used; and
the Department amended, deleted, and
added routine use information.
The routine use amendments,
deletions, or additions include:
amended routine use (8) by deleting
release to the Bureau of Alcohol,
Tobacco, and Firearms and the
Department of Homeland Security OIG
concerning investigations, and adding
release to other OIGs in general, the
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Council of Inspectors General on
Integrity and Efficiency, and to
territorial or Tribal law enforcement or
regulatory agencies in performance of
their statutory and regulatory
requirements; new routine use (9)
release to foreign law enforcement
entities for bona fide law enforcement
purposes where release is not otherwise
prohibited by law; new routine use (10)
release to persons performing or
working for the Federal government
when accomplishing an agency
function; routine use (11) release to the
Merit Systems Protection Board, the
Office of Special Counsel, or the Equal
Employment Opportunity Office for
official proceedings; routine use (12)
was previously routine use (9); routine
use (13) adds release to Treasury OIG
Offices of Audit and Counsel, and to
Treasury Department employees
requiring such information for official
purposes; and routine use (14) was
previously routine use (10).
The policies and practices for the:
storage of records section was modified
to remove reference to paper and locked
drawers; retrieval of records section has
been limited to retrieval by name and
case number; and the retention and
disposal of records section was updated
to the current applicable Department
records and disposition schedules
covering records in this system.
The notification procedures section
was amended to include detailed
instructions on requesting non-exempt
information located in the system and
how to contest its content.
Finally, the history section was added
and notates this system of records’ last
full published date in the Federal
Register, and final rule date.
The Privacy Act of 1974, as amended,
embodies fair information practice
principles in a statutory framework
governing how Federal agencies collect,
maintain, use, and disseminate
individuals’ records. The Privacy Act
applies to records about individuals that
are maintained in a ‘‘system of records.’’
A ‘‘system of records’’ is a group of any
records under the control of an agency
from which information is retrieved by
the name of an individual or by some
identifying number, symbol, or other
identifying particular assigned to the
individual. The Privacy Act defines an
individual as a United States citizen or
lawful permanent resident. In order to
minimize the risk of unauthorized
access to the system’s contents, the
Department abides by the following
procedures: individuals may request
access to their own records that are
maintained in a system of records in the
possession or under the control of
Treasury by complying with Treasury
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Privacy Act regulations at 31 CFR part
1, subpart C, and following the
procedures outlined in the Records
Access, Contesting Record, and
Notification Procedures sections of this
notice.
Treasury has provided a report of this
system of records to the Committee on
Oversight and Government Reform of
the House of Representatives, the
Committee on Homeland Security and
Governmental Affairs of the Senate, and
the Office of Management and Budget
(OMB), pursuant to 5 U.S.C. 552a(r) and
OMB Circular A–108, ‘‘Federal Agency
Responsibilities for Review, Reporting,
and Publication under the Privacy Act,’’
dated December 23, 2016.
Ryan Law,
Deputy Assistant Secretary for Privacy,
Transparency, and Records.
SYSTEM NAME AND NUMBER:
Department of the Treasury, DO
.190—Office of Inspector General
Electronic Case Management System.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Office of Inspector General (OIG),
Assistant Inspector General for
Investigations and Counsel to the
Inspector General, 875 15th St. NW,
Washington, DC 20005.
SYSTEM MANAGER(S):
Assistant Inspector General for
Investigations, 875 15th St. NW, Suite
400, Washington, DC 20005 For internal
investigations: Counsel to the Inspector
General, 875 15th St. NW, Washington,
DC 20005.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
The Inspector General Act of 1978, 5
U.S.C. Chapter 4.; 5 U.S.C. 301; 31
U.S.C. 321.
PURPOSE(S) OF THE SYSTEM:
The records and information collected
and maintained in this system are used
to discharge the duties of the Office of
Investigations, including: (a) receipt and
investigation of allegations regarding a
violation of any criminal or civil law,
regulation, policy, or standard
applicable to employees of the U.S.
Department of the Treasury; (b) receipt
and/or investigation of allegations
regarding a violation of criminal or civil
law, regulation, policy, or standard
having a nexus to the U.S. Department
of the Treasury, including allegations of
fraud against Treasury programs or
operations by any person or entity; and
(c) to conduct inquiries and
investigations into allegations of
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wrongdoing, whether criminal, civil, or
administrative, made against
Department of the Treasury employees,
contractors, grantees, and other
individuals or entities associated with
the Department of the Treasury.
actions taken by management personnel
regarding misconduct and reports of
legal actions resulting from violations of
statutes referred to state, local, foreign
agencies, or the Department of Justice
for prosecution.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
RECORD SOURCE CATEGORIES:
(A) Current and former employees of
the Department of the Treasury and
persons whose association with current
and former employees relate to the
alleged violations of the rules of ethical
conduct for employees of the Executive
Branch, the Department’s supplemental
standards of ethical conduct, the
Department’s rules of conduct, merit
system principles, or any other criminal
or civil misconduct, which affects the
integrity or facilities of the Department
of the Treasury. The names of
individuals and the files in their names
may be: (1) Received by referral; or (2)
initiated at the discretion of the Office
of Inspector General in the conduct of
assigned duties. Investigations of
allegations against OIG employees are
managed by the Assistant Inspector
General for Investigations and the
Counsel to the Inspector General;
records are maintained in the electronic
case management system.
(B) Individuals who are: Witnesses;
complainants; confidential or
nonconfidential informants; suspects;
defendants; parties who have been
identified by the Office of Inspector
General, constituent units of the
Department of the Treasury, other
agencies, or members of the general
public in connection with the
authorized functions of the Inspector
General.
(C) Current and former senior
Treasury and bureau officials who are
the subject of investigations initiated
and conducted by the Office of the
Inspector General.
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CATEGORIES OF RECORDS IN THE SYSTEM:
(A) Letters, memoranda, and other
documents citing complaints of alleged
criminal or administrative misconduct.
(B) Investigative files which include:
(1) reports of investigations to resolve
allegations of misconduct or violations
of law with related exhibits, statements,
affidavits, records or other pertinent
documents obtained during
investigations; (2) transcripts and
documentation concerning requests and
approval for consensual telephone and
consensual non-telephone monitoring;
(3) body worn camera video footage, (4)
reports from or to other law enforcement
bodies; (5) prior criminal or noncriminal
records of individuals as they relate to
the investigations; and (6) reports of
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See ‘‘Categories of Individuals . . .’’
above. This system contains
investigatory material for which sources
need not be reported.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
Information may be disclosed:
(1) To the United States Department
of Justice (‘‘DOJ’’), for the purpose of
representing or providing legal advice to
Treasury in a proceeding before a court,
adjudicative body, or other
administrative body before which
Treasury is authorized to appear, when
such proceeding involves:
(a) Treasury or any component
thereof;
(b) Any employee of Treasury in his
or her official capacity;
(c) Any employee of Treasury in his
or her individual capacity where the
DOJ or Treasury has agreed to represent
the employee; or
(d) The United States, when Treasury
determines that litigation is likely to
affect Treasury or any of its
components; and the use of such
records by the DOJ is deemed by the
DOJ or Treasury to be relevant and
necessary to the litigation provided that
the disclosure is compatible with the
purpose for which records were
collected;
(2) To appropriate federal, state, local,
or foreign agencies responsible for
investigating or prosecuting the
violations of, or for enforcing or
implementing a statute, rule, regulation,
order, or license, or where the
disclosing agency becomes aware of an
indication of a violation or potential
violation of civil or criminal law or
regulation;
(3) To a federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s
hiring or retention of an employee, or
the issuance of a security clearance,
license, contract, grant, or other benefit;
(4) To a court, magistrate, or
administrative tribunal in the course of
presenting evidence,
including disclosures to opposing
counsel or witnesses in the course of
civil discovery, litigation or settlement
negotiations in response to a court order
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19017
or in connection with criminal law
proceedings;
(5) To a congressional office in
response to an inquiry made at the
request of the individual to whom the
record pertains;
(6) To the news media in accordance
with guidelines contained in 28 CFR
50.2 which relate to an agency’s
functions relating to civil and criminal
proceedings;
(7) To third parties during the course
of an investigation to the extent
necessary to obtain information
pertinent to the investigation;
(8) To the Department of Justice, other
OIGs, the Council of Inspectors General
on Integrity and Efficiency, the Federal
Law Enforcement Training Center, and
to other Federal, State, local, territorial
or Tribal law enforcement or regulatory
agencies for use in meeting their
statutory and regulatory requirements;
(9) To foreign law enforcement,
investigatory, or administrative
authorities in order to comply with
requirements set forth in international
arrangements, such as memoranda of
understanding.
(10) To contractors, grantees,
volunteers, experts, students, and others
performing or working on a contract,
service, grant, cooperative agreement, or
job for the Federal government when
necessary to accomplish an agency
function;
(11) To the Merit Systems Protection
Board, the Office of Special Counsel, or
the Equal Employment Opportunity
Office for official proceedings, including
litigation, administrative proceedings,
appeals, special studies of the civil
service and other merit systems.
(12) To other OIGs, the Council of
Inspectors General on Integrity and
Efficiency, and the Department of
Justice, in connection with their review
of Treasury OIG’s exercise of statutory
law enforcement authority, pursuant to
section 6(e) of the Inspector General Act
of 1978, 5 U.S.C. Chapter 4;
(13) To the Treasury OIG Offices of
Audit and Counsel and to employees
within the U.S. Department of the
Treasury requiring such information for
official purposes; and
(14) To appropriate agencies, entities,
and persons when (a) the Department
suspects or has confirmed that the
security or confidentiality of
information in the system of records has
been compromised; (b) the Department
has determined that as a result of the
suspected or confirmed compromise
there is a risk of harm to economic or
property interests, identity theft or
fraud, or harm to the security or
integrity of this system or other systems
or programs (whether maintained by the
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Department or another agency or entity)
that rely upon the compromised
information; and (c) the disclosure made
to such agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department’s
efforts to respond to the suspected or
confirmed compromise and prevent,
minimize, or remedy such harm.
(15) To another Federal agency or
Federal entity, when Treasury
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach.
(16) To the National Archives and
Records Administration or General
Services Administration pursuant to
records management inspections being
conducted under the authority of 44
U.S.C. 2904 and 2906;
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper per approved
Office of Investigations policy.
Electronic records are stored on
magnetic disc, tape, digital media, and
CD–ROM.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
By name and by case number.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
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Case information is maintained for the
later of: 10 years after the case is closed,
or when no longer needed. Records are
destroyed in accordance with approved
Federal and Departmental guidelines.
an appropriate security clearance on a
need-to-know basis.
RECORD ACCESS PROCEDURES:
See ‘‘Notification Procedures’’ below.
CONTESTING RECORD PROCEDURES:
See ‘‘Notification Procedures’’ below.
NOTIFICATION PROCEDURES:
This system of records contains
records that are exempt from the
notification, access, and contesting
records requirements pursuant to 5
U.S.C. 552a(j)(2) and (k)(2). Individuals
seeking access to any non-exempt
record contained in this system of
records, or seeking to contest its
content, may inquire in writing in
accordance with instructions appearing
at 31 CFR part 1, subpart C, appendix
A. Written inquiries should be
addressed to: Freedom of Information
Act Request, Counsel to the Inspector
General, Office of Inspector General,
Department of the Treasury, 875 15th St.
NW, Washington, DC 20005.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
This system is exempt from 5 U.S.C.
552a(c)(3), (c)(4), (d)(1), (d)(2), (d)(3),
(d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G),
(e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and
(g) of the Privacy Act pursuant to 5
U.S.C. 552a(j)(2) and (k)(2). See 31 CFR
1.36.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on November 7, 2016 (81 FR
78298) as the Department of the
Treasury, Departmental Offices .190—
Office of Inspector General
Investigations Management Information.
Final Rule was published on May 15,
2012 (77 FR 28478).
[FR Doc. 2024–05536 Filed 3–14–24; 8:45 am]
BILLING CODE 4810–AK–P
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
DEPARTMENT OF THE TREASURY
Records in this system are
safeguarded in accordance with
applicable rules and policies, including
all applicable Treasury automated
systems security and access policies.
Strict controls are imposed to minimize
the risk of compromising the
information that is stored. Access to the
computer system containing the records
in this system is limited to those
individuals who have a need to know
the information for the performance of
their official duties and who have
appropriate clearances or permissions.
The records are available to Office of
Inspector General personnel who have
United States Mint
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Renewal for Currently Approved
Generic Information Collection
Request; Comment Request for
Renewal of Customer Satisfaction and
Opinion Surveys, Focus Group
Interviews, and Web Usability Studies
United States Mint, Department
of the Treasury.
ACTION: Notice and request for
comments.
AGENCY:
The Department of the
Treasury, as part of its continuing effort
to reduce paperwork and respondent
SUMMARY:
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burden, invites the general public and
other Federal agencies to take this
opportunity to comment on the
currently approved information
collection 1525–0012, as required by the
Paperwork Reduction Act of 1995.
Currently, the United States Mint, a
bureau of the Department of the
Treasury, is soliciting comments on the
United States Mint customer satisfaction
and opinion surveys, focus group
interviews, and web usability studies.
DATES: Written comments should be
received on or before May 14, 2024 to
be assured of consideration.
ADDRESSES: Direct all written comments
to Manoj Pillai, Market Research
Specialist, Sales and Marketing
Directorate; United States Mint; 801 9th
Street NW; Washington, DC 20220; (202)
354–7255 (this is not a toll-free
number); or by email at Business
AnalysisBranchExternalComm@
usmint.treas.gov.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
copies of the information collection
package should be directed to Manoj
Pillai, Market Research Specialist, Sales
and Marketing Directorate; United
States Mint; 801 9th Street NW,
Washington, DC 20220; (202) 354–7255
(this is not a toll-free number); or by
email at BusinessAnalysisBranch
ExternalComm@usmint.treas.gov.
SUPPLEMENTARY INFORMATION:
Title: United States Mint customer
satisfaction and opinion surveys, focus
group interviews, and web usability
studies.
OMB Number: 1525–0012.
Abstract: The proposed customer
satisfaction and opinion surveys, focus
group interviews, web usability studies,
and intercept surveys will allow the
United States Mint to assess the
acceptance of, potential demand for,
and barriers to acceptance/increased
and the needs and desires of customers
for more efficient, economical services.
Current Actions: The United States
Mint conducts customer satisfaction and
opinion surveys, focus group
interviews, and web usability studies to
measure customer opinion and assess
acceptance of, the potential demand for,
and barriers to acceptance/increased
demand for United States Mint
products, and to determine the level of
satisfaction of United States Mint
customers and the general public.
Type of Review: Review of estimated
annual respondents and estimated
demand for current and future products,
annual burden hours.
Affected Public: The affected public
includes serious and casual numismatic
collectors, dealers, and persons in the
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Agencies
[Federal Register Volume 89, Number 52 (Friday, March 15, 2024)]
[Notices]
[Pages 19015-19018]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-05536]
-----------------------------------------------------------------------
DEPARTMENT OF THE TREASURY
Privacy Act of 1974; System of Records
AGENCY: Departmental Offices, Department of the Treasury.
ACTION: Notice of a modified system of records.
-----------------------------------------------------------------------
SUMMARY: In accordance with the Privacy Act of 1974, the Department of
the Treasury (``Treasury'' or the ``Department''), Departmental Offices
proposes to modify a current Treasury system of records titled,
``Department of the Treasury, Departmental Offices .190--Office of
Inspector General Investigations Management Information System.'' This
system's name is being amended to the ``Department of the Treasury,
Departmental Offices .190--Office of Inspector General Electronic Case
Management System,'' yet it will still maintain the same records and
collected information that provides essential support for activities of
the Treasury Office of Inspector General (OIG) relating to Treasury
programs, operations, employees, contractors and other individuals or
entities associated with the Department. Additionally, the Department
proposes to amend this system of records by modifying one existing
routine use, adding four new routine uses, and making technical changes
and corrections.
DATES: Submit comments on or before April 15, 2024. The modification of
the system of records notice will be applicable on April 15, 2024.
ADDRESSES: Written comments on this notice may be submitted
electronically through the Federal government eRulemaking portal at
https://www.regulations.gov. Electronic submission of comments allows
the commenter maximum time to prepare and submit a comment, ensures
timely receipt, and enables the Treasury to make the comments available
to the public. Please note that comments submitted through https://www.regulations.gov will be public and
[[Page 19016]]
can be viewed by members of the public.
In general, Treasury will post all comments to https://www.regulations.gov without change, including any business or personal
information provided, such as names, addresses, email addresses, or
telephone numbers. All comments received, including attachments and
other supporting material, will be part of the public record and
subject to public disclosure. You should only submit the information
that you wish to make publicly available.
FOR FURTHER INFORMATION CONTACT: For general questions, please contact:
Dawn Lay, 202-927-9842 by mail at Office of the Inspector General, 875
15th Street NW, Washington, DC 20005.
For questions about this notice and privacy issues, contact: Ryan
Law, Deputy Assistant Secretary for Privacy, Transparency, & Records,
U.S. Department of the Treasury, 1500 Pennsylvania Avenue NW,
Washington, DC 20220; email: [email protected].
SUPPLEMENTARY INFORMATION: In accordance with the Privacy Act of 1974,
5 U.S.C. 552a, the Treasury Departmental Offices proposes to modify a
current Treasury system of records titled, ``Department of the
Treasury, Departmental Offices .190--Office of Inspector General
Investigations Management Information System.''
The proposed modification to the system of records makes the
following substantive changes:
System name changed from ``Investigations Management Information
System'' to ``Electronic Case Management System,'' as a more accurate
depiction of the information maintained in the system and signifying
that the system is not exclusively investigative. General
administrative contact information was updated to reflect current
information; the authority for maintenance of the system, the Inspector
General Act of 1978, was updated to reflect the latest citation; the
Department also amended the purpose section to remove regulation
citations and instead describe in plain language how information
collected and maintained in this system is used; and the Department
amended, deleted, and added routine use information.
The routine use amendments, deletions, or additions include:
amended routine use (8) by deleting release to the Bureau of Alcohol,
Tobacco, and Firearms and the Department of Homeland Security OIG
concerning investigations, and adding release to other OIGs in general,
the Council of Inspectors General on Integrity and Efficiency, and to
territorial or Tribal law enforcement or regulatory agencies in
performance of their statutory and regulatory requirements; new routine
use (9) release to foreign law enforcement entities for bona fide law
enforcement purposes where release is not otherwise prohibited by law;
new routine use (10) release to persons performing or working for the
Federal government when accomplishing an agency function; routine use
(11) release to the Merit Systems Protection Board, the Office of
Special Counsel, or the Equal Employment Opportunity Office for
official proceedings; routine use (12) was previously routine use (9);
routine use (13) adds release to Treasury OIG Offices of Audit and
Counsel, and to Treasury Department employees requiring such
information for official purposes; and routine use (14) was previously
routine use (10).
The policies and practices for the: storage of records section was
modified to remove reference to paper and locked drawers; retrieval of
records section has been limited to retrieval by name and case number;
and the retention and disposal of records section was updated to the
current applicable Department records and disposition schedules
covering records in this system.
The notification procedures section was amended to include detailed
instructions on requesting non-exempt information located in the system
and how to contest its content.
Finally, the history section was added and notates this system of
records' last full published date in the Federal Register, and final
rule date.
The Privacy Act of 1974, as amended, embodies fair information
practice principles in a statutory framework governing how Federal
agencies collect, maintain, use, and disseminate individuals' records.
The Privacy Act applies to records about individuals that are
maintained in a ``system of records.'' A ``system of records'' is a
group of any records under the control of an agency from which
information is retrieved by the name of an individual or by some
identifying number, symbol, or other identifying particular assigned to
the individual. The Privacy Act defines an individual as a United
States citizen or lawful permanent resident. In order to minimize the
risk of unauthorized access to the system's contents, the Department
abides by the following procedures: individuals may request access to
their own records that are maintained in a system of records in the
possession or under the control of Treasury by complying with Treasury
Privacy Act regulations at 31 CFR part 1, subpart C, and following the
procedures outlined in the Records Access, Contesting Record, and
Notification Procedures sections of this notice.
Treasury has provided a report of this system of records to the
Committee on Oversight and Government Reform of the House of
Representatives, the Committee on Homeland Security and Governmental
Affairs of the Senate, and the Office of Management and Budget (OMB),
pursuant to 5 U.S.C. 552a(r) and OMB Circular A-108, ``Federal Agency
Responsibilities for Review, Reporting, and Publication under the
Privacy Act,'' dated December 23, 2016.
Ryan Law,
Deputy Assistant Secretary for Privacy, Transparency, and Records.
SYSTEM NAME AND NUMBER:
Department of the Treasury, DO .190--Office of Inspector General
Electronic Case Management System.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Office of Inspector General (OIG), Assistant Inspector General for
Investigations and Counsel to the Inspector General, 875 15th St. NW,
Washington, DC 20005.
SYSTEM MANAGER(S):
Assistant Inspector General for Investigations, 875 15th St. NW,
Suite 400, Washington, DC 20005 For internal investigations: Counsel to
the Inspector General, 875 15th St. NW, Washington, DC 20005.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
The Inspector General Act of 1978, 5 U.S.C. Chapter 4.; 5 U.S.C.
301; 31 U.S.C. 321.
PURPOSE(S) OF THE SYSTEM:
The records and information collected and maintained in this system
are used to discharge the duties of the Office of Investigations,
including: (a) receipt and investigation of allegations regarding a
violation of any criminal or civil law, regulation, policy, or standard
applicable to employees of the U.S. Department of the Treasury; (b)
receipt and/or investigation of allegations regarding a violation of
criminal or civil law, regulation, policy, or standard having a nexus
to the U.S. Department of the Treasury, including allegations of fraud
against Treasury programs or operations by any person or entity; and
(c) to conduct inquiries and investigations into allegations of
[[Page 19017]]
wrongdoing, whether criminal, civil, or administrative, made against
Department of the Treasury employees, contractors, grantees, and other
individuals or entities associated with the Department of the Treasury.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
(A) Current and former employees of the Department of the Treasury
and persons whose association with current and former employees relate
to the alleged violations of the rules of ethical conduct for employees
of the Executive Branch, the Department's supplemental standards of
ethical conduct, the Department's rules of conduct, merit system
principles, or any other criminal or civil misconduct, which affects
the integrity or facilities of the Department of the Treasury. The
names of individuals and the files in their names may be: (1) Received
by referral; or (2) initiated at the discretion of the Office of
Inspector General in the conduct of assigned duties. Investigations of
allegations against OIG employees are managed by the Assistant
Inspector General for Investigations and the Counsel to the Inspector
General; records are maintained in the electronic case management
system.
(B) Individuals who are: Witnesses; complainants; confidential or
nonconfidential informants; suspects; defendants; parties who have been
identified by the Office of Inspector General, constituent units of the
Department of the Treasury, other agencies, or members of the general
public in connection with the authorized functions of the Inspector
General.
(C) Current and former senior Treasury and bureau officials who are
the subject of investigations initiated and conducted by the Office of
the Inspector General.
CATEGORIES OF RECORDS IN THE SYSTEM:
(A) Letters, memoranda, and other documents citing complaints of
alleged criminal or administrative misconduct.
(B) Investigative files which include: (1) reports of
investigations to resolve allegations of misconduct or violations of
law with related exhibits, statements, affidavits, records or other
pertinent documents obtained during investigations; (2) transcripts and
documentation concerning requests and approval for consensual telephone
and consensual non-telephone monitoring; (3) body worn camera video
footage, (4) reports from or to other law enforcement bodies; (5) prior
criminal or noncriminal records of individuals as they relate to the
investigations; and (6) reports of actions taken by management
personnel regarding misconduct and reports of legal actions resulting
from violations of statutes referred to state, local, foreign agencies,
or the Department of Justice for prosecution.
RECORD SOURCE CATEGORIES:
See ``Categories of Individuals . . .'' above. This system contains
investigatory material for which sources need not be reported.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
Information may be disclosed:
(1) To the United States Department of Justice (``DOJ''), for the
purpose of representing or providing legal advice to Treasury in a
proceeding before a court, adjudicative body, or other administrative
body before which Treasury is authorized to appear, when such
proceeding involves:
(a) Treasury or any component thereof;
(b) Any employee of Treasury in his or her official capacity;
(c) Any employee of Treasury in his or her individual capacity
where the DOJ or Treasury has agreed to represent the employee; or
(d) The United States, when Treasury determines that litigation is
likely to affect Treasury or any of its components; and the use of such
records by the DOJ is deemed by the DOJ or Treasury to be relevant and
necessary to the litigation provided that the disclosure is compatible
with the purpose for which records were collected;
(2) To appropriate federal, state, local, or foreign agencies
responsible for investigating or prosecuting the violations of, or for
enforcing or implementing a statute, rule, regulation, order, or
license, or where the disclosing agency becomes aware of an indication
of a violation or potential violation of civil or criminal law or
regulation;
(3) To a federal, state, or local agency, maintaining civil,
criminal or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's hiring or retention of an employee, or the
issuance of a security clearance, license, contract, grant, or other
benefit;
(4) To a court, magistrate, or administrative tribunal in the
course of presenting evidence,
including disclosures to opposing counsel or witnesses in the
course of civil discovery, litigation or settlement negotiations in
response to a court order or in connection with criminal law
proceedings;
(5) To a congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(6) To the news media in accordance with guidelines contained in 28
CFR 50.2 which relate to an agency's functions relating to civil and
criminal proceedings;
(7) To third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(8) To the Department of Justice, other OIGs, the Council of
Inspectors General on Integrity and Efficiency, the Federal Law
Enforcement Training Center, and to other Federal, State, local,
territorial or Tribal law enforcement or regulatory agencies for use in
meeting their statutory and regulatory requirements;
(9) To foreign law enforcement, investigatory, or administrative
authorities in order to comply with requirements set forth in
international arrangements, such as memoranda of understanding.
(10) To contractors, grantees, volunteers, experts, students, and
others performing or working on a contract, service, grant, cooperative
agreement, or job for the Federal government when necessary to
accomplish an agency function;
(11) To the Merit Systems Protection Board, the Office of Special
Counsel, or the Equal Employment Opportunity Office for official
proceedings, including litigation, administrative proceedings, appeals,
special studies of the civil service and other merit systems.
(12) To other OIGs, the Council of Inspectors General on Integrity
and Efficiency, and the Department of Justice, in connection with their
review of Treasury OIG's exercise of statutory law enforcement
authority, pursuant to section 6(e) of the Inspector General Act of
1978, 5 U.S.C. Chapter 4;
(13) To the Treasury OIG Offices of Audit and Counsel and to
employees within the U.S. Department of the Treasury requiring such
information for official purposes; and
(14) To appropriate agencies, entities, and persons when (a) the
Department suspects or has confirmed that the security or
confidentiality of information in the system of records has been
compromised; (b) the Department has determined that as a result of the
suspected or confirmed compromise there is a risk of harm to economic
or property interests, identity theft or fraud, or harm to the security
or integrity of this system or other systems or programs (whether
maintained by the
[[Page 19018]]
Department or another agency or entity) that rely upon the compromised
information; and (c) the disclosure made to such agencies, entities,
and persons is reasonably necessary to assist in connection with the
Department's efforts to respond to the suspected or confirmed
compromise and prevent, minimize, or remedy such harm.
(15) To another Federal agency or Federal entity, when Treasury
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
(16) To the National Archives and Records Administration or General
Services Administration pursuant to records management inspections
being conducted under the authority of 44 U.S.C. 2904 and 2906;
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper per
approved Office of Investigations policy. Electronic records are stored
on magnetic disc, tape, digital media, and CD-ROM.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
By name and by case number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Case information is maintained for the later of: 10 years after the
case is closed, or when no longer needed. Records are destroyed in
accordance with approved Federal and Departmental guidelines.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Records in this system are safeguarded in accordance with
applicable rules and policies, including all applicable Treasury
automated systems security and access policies. Strict controls are
imposed to minimize the risk of compromising the information that is
stored. Access to the computer system containing the records in this
system is limited to those individuals who have a need to know the
information for the performance of their official duties and who have
appropriate clearances or permissions. The records are available to
Office of Inspector General personnel who have an appropriate security
clearance on a need-to-know basis.
RECORD ACCESS PROCEDURES:
See ``Notification Procedures'' below.
CONTESTING RECORD PROCEDURES:
See ``Notification Procedures'' below.
NOTIFICATION PROCEDURES:
This system of records contains records that are exempt from the
notification, access, and contesting records requirements pursuant to 5
U.S.C. 552a(j)(2) and (k)(2). Individuals seeking access to any non-
exempt record contained in this system of records, or seeking to
contest its content, may inquire in writing in accordance with
instructions appearing at 31 CFR part 1, subpart C, appendix A. Written
inquiries should be addressed to: Freedom of Information Act Request,
Counsel to the Inspector General, Office of Inspector General,
Department of the Treasury, 875 15th St. NW, Washington, DC 20005.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
This system is exempt from 5 U.S.C. 552a(c)(3), (c)(4), (d)(1),
(d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H),
(e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to
5 U.S.C. 552a(j)(2) and (k)(2). See 31 CFR 1.36.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on November 7, 2016 (81 FR 78298) as the Department of
the Treasury, Departmental Offices .190--Office of Inspector General
Investigations Management Information. Final Rule was published on May
15, 2012 (77 FR 28478).
[FR Doc. 2024-05536 Filed 3-14-24; 8:45 am]
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