Request for Comments: Unlocking the Full Potential of Intellectual Property by Translating More Innovation to the Marketplace, 18907-18911 [2024-05504]
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Federal Register / Vol. 89, No. 52 / Friday, March 15, 2024 / Notices
U.S.C. 1361 et seq.), the regulations
governing the taking and importing of
marine mammals (50 CFR part 216), the
Endangered Species Act of 1973, as
amended (16 U.S.C. 1531 et seq.), the
regulations governing the taking,
importing, and exporting of endangered
and threatened species (50 CFR parts
222–226), and the Fur Seal Act of 1966,
as amended (16 U.S.C. 1151 et seq.).
The applicant proposes to import and
receive biological samples from up to
100 cetaceans and 100 pinnipeds,
excluding walrus, annually to study the
mechanisms of cancer resistance in
marine mammals. The requested
duration of the permit is 5 years.
In compliance with the National
Environmental Policy Act of 1969 (42
U.S.C. 4321 et seq.), an initial
determination has been made that the
activity proposed is categorically
excluded from the requirement to
prepare an environmental assessment or
environmental impact statement.
Concurrent with the publication of
this notice in the Federal Register,
NMFS is forwarding copies of the
application to the Marine Mammal
Commission and its Committee of
Scientific Advisors.
Dated: March 12, 2024.
Julia M. Harrison,
Chief, Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service.
[FR Doc. 2024–05557 Filed 3–14–24; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XD799]
Mid-Atlantic Fishery Management
Council (MAFMC); Public Meeting
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; public meeting.
AGENCY:
The Mid-Atlantic Fishery
Management Council will hold a public
webinar to collect input on the Summer
Flounder Commercial Mesh Size
Exemptions Framework/Addendum.
DATES: The meeting will be held on
Tuesday, April 2, 2024, from 2 p.m.
until 4 p.m. EDT. For agenda details, see
SUPPLEMENTARY INFORMATION.
ADDRESSES: The meeting will be held
via webinar. Connection information
will be posted prior to the meeting at
www.mafmc.org.
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SUMMARY:
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Council address: Mid-Atlantic Fishery
Management Council, 800 N State
Street, Suite 201, Dover, DE 19901;
telephone: (302) 674–2331;
www.mafmc.org.
FOR FURTHER INFORMATION CONTACT:
Christopher M. Moore, Ph.D., Executive
Director, Mid-Atlantic Fishery
Management Council, telephone: (302)
526–5255.
SUPPLEMENTARY INFORMATION: The MidAtlantic Fishery Management Council
(Council) will host a webinar to collect
public input on draft alternatives for a
framework action/addendum to
consider revisions to two exemptions to
the summer flounder commercial
minimum mesh size requirements,
including: (1) the Small Mesh
Exemption Program (SMEP), and (2) the
flynet exemption. This action was
initiated in response to a Fall 2023
review of summer flounder commercial
mesh regulations, and is being
developed jointly with the Atlantic
States Marine Fisheries Commission’s
Summer Flounder, Scup, and Black Sea
Bass Board (Board).
Under the SMEP vessels landing more
than 200 pounds of summer flounder
east of longitude 72°30.0′ W, from
November 1 through April 30, and using
mesh smaller than 5.5-inch diamond or
6.0-inch square are required to obtain a
SMEP permit from NMFS. Based on
suggestions made by fishing industry
representatives during the Fall 2023
review of this exemption, the Council
and Board are considering modifications
to the exempted area associated with
this exemption.
The Council and Board are also
considering modifications to the
regulatory definition of a flynet as it
relates to the flynet exemption to the
summer flounder commercial minimum
mesh size. Under the flynet exemption,
vessels fishing with a two-seam otter
trawl flynet with a specific mesh
configuration are also exempt from the
minimum mesh size requirements. The
definition of an exempted flynet is being
reconsidered in light of changes in the
use and configuration of commercial
trawl gear since this exemption was put
in place in the 1990s.
The overarching aim of these
considerations is to modernize these
requirements, taking into account
current fishing industry gear usage and
practices. The Council seeks to provide
additional flexibility to fishery
participants while ensuring continued
adherence to the conservation objectives
outlined in the Fishery Management
Plan.
The primary target audience for this
webinar includes: (a) any commercial
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industry participant using trawl gear to
fish for summer flounder, (b)
commercial fishing industry
participants utilizing either of the
summer flounder mesh size exemptions
while targeting any species, (c) any
stakeholder with knowledge of these
gear types and their use, and (d) any
member of the public who wishes to
provide comments or recommendations
on these regulations. Additional
information including background
documents, can be found on the
Council’s website at: https://
www.mafmc.org/.
Special Accommodations
The meeting is physically accessible
to people with disabilities. Requests for
sign language interpretation or other
auxiliary aid should be directed to
Shelley Spedden, (302) 526–5251, at
least 5 days prior to the meeting date.
Authority: 16 U.S.C. 1801 et seq.
Dated: March 11, 2024.
Rey Israel Marquez,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2024–05513 Filed 3–14–24; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
Patent and Trademark Office
[Docket No.: PTO–C–2024–0004]
Request for Comments: Unlocking the
Full Potential of Intellectual Property
by Translating More Innovation to the
Marketplace
United States Patent and
Trademark Office, Department of
Commerce.
ACTION: Request for comments.
AGENCY:
American innovation is a
cornerstone of our strong, vibrant
economy, with robust development of
emerging and early-stage innovation
spurring entrepreneurship and other
economic activity. Intellectual property
(IP) forms the bridge that moves
innovation to impact for the benefit of
society. The United States Patent and
Trademark Office (USPTO, or the
Agency) is committed to supporting
translation of innovations to the
marketplace through commercialization
and is seeking public comment on how
the agency can build on current
initiatives to advance this commitment.
The USPTO, with support from the
National Oceanic and Atmospheric
Administration (NOAA), the National
Institute of Standards and Technology
(NIST), and the National Science
Foundation (NSF), seeks input on new
SUMMARY:
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Federal Register / Vol. 89, No. 52 / Friday, March 15, 2024 / Notices
ways to unlock the potential of
intellectual property for the public good
by fostering pathways for innovation to
reach the marketplace, with particular
attention to green, critical, and emerging
technologies.
DATES: To ensure consideration, written
comments must be received by May 14,
2024. Please note that comments
submitted after May 14, 2024 will not be
considered.
ADDRESSES: You may submit written
comments as follows. For reasons of
government efficiency, comments must
be submitted through the Federal
eRulemaking Portal at
www.regulations.gov. To submit
comments via the portal, enter docket
number PTO–C–2024–0004 on the
homepage and select ‘‘Search.’’ The site
will provide a search results page listing
all documents associated with this
docket. Find a reference to this request
for comments and select the
‘‘Comment’’ icon, complete the required
fields, and enter or attach your
comments. Attachments to electronic
comments will be accepted in ADOBE®
portable document format (PDF) or
MICROSOFT WORD® format. Because
comments will be made available for
public inspection, information that the
submitter does not desire to make
public, such as an address or phone
number, should not be included in the
comments.
Visit the Federal eRulemaking Portal
for additional instructions on providing
comments via the portal. If electronic
submission of comments is not feasible
due to a lack of access to a computer
and/or the internet, please contact the
USPTO using the contact information
below for special instructions regarding
how to submit comments by mail or by
hand delivery.
FOR FURTHER INFORMATION CONTACT:
Parikha Mehta, USPTO, Office of the
Under Secretary, at 571–272–3248 or
parikha.mehta@uspto.gov. Please direct
media inquiries to the USPTO’s Office
of the Chief Communications Officer at
571–272–8400.
SUPPLEMENTARY INFORMATION:
Intellectual property rights create a
critical engine that powers our economy
and supports our nation as a global
leader in innovation and
entrepreneurship. For example, patents
drive our nation’s technological
progress and achievement by
incentivizing and protecting new ideas,
encouraging investment in creative
problem solving, and promoting
knowledge sharing to inspire others to
engage in follow on innovation. When
brought to the market through
commercialization, patented products
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save lives, improve our standard of
living, and address some of the pressing
issues to solve global challenges.
Through this request for comment, the
USPTO seeks input on what more the
Agency can do to accelerate and
incentivize commercialization of
innovation. The USPTO also invites
specific input on what the Agency can
do to accelerate and incentivize the
commercialization of green, critical, and
emerging technologies. We seek to better
understand how the USPTO might build
on and expand our current initiatives in
this space, detailed below, through
direct agency work, through
collaboration with other agencies or
institutions such as NOAA, NIST, and
NSF, as the principal advisor to the
President and the Administration on IP
through the Secretary of Commerce, and
as a technical advisor to Congress on IP.
While the USPTO is proud of our recent
initiatives to ensure robustness and
reliability of IP, as well as the role the
agency is playing in the current
dialogue on Bayh-Dole rights, pandemic
preparedness, and Trade-Related
aspects of Intellectual Property Rights
waivers, those topics are beyond the
scope of this request for comment. Here,
we specifically focus on opportunities
for positive public impact by bringing
innovation to market through
commercialization, for example via the
licensing of IP rights. Public comments
on this notice will be used to evaluate
possibilities for amplifying the impact
of our current work, and to explore new
ways to support the transfer of
innovation to the marketplace.
As used here, ‘‘technology transfer,’’
‘‘tech transfer,’’ and
‘‘commercialization’’ interchangeably
refer to the cycle of bringing new
technologies to the public through the
marketplace, which is often made
possible by the licensing of IP rights
such as patents.
Patents Lead to Positive Public Impact
Through Commercialization
Bringing innovation to the
marketplace through commercialization
serves the greater good by creating jobs,
improving economic prosperity, and
solving world problems. IP rights such
as patents play a key role in our
economy, creating a mutually beneficial
risk-tolerance paradigm for both patent
holders and commercialization partners.
Patents allow innovators to retain
ownership and integrity of their
technology while also incentivizing
partners to provide the critical resources
and support needed to bring that new
technology to market through licensing.
The societal benefits of this IP rights
commercialization paradigm are directly
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evident in the success of the U.S.
economy. For example, in 2019, the U.S.
industries that relied most heavily on
intellectual property (‘‘IP-intensive’’
industries) accounted for $7.8 trillion in
gross domestic product or 41% of
domestic economic activity and account
for 63 million jobs, or 44% of all U.S.
jobs.1 These industries also provided
79% (or $1.31 trillion) of all U.S.
commodity exports in that year.
Without IP commercialization, we
might not have internet search
algorithms, the artificial lung, or lifesaving COVID–19 therapies. By
continuing to build a strong IP system
that encourages the transfer of
technological advances to the
marketplace, we can foster the emerging
technologies of the future, such as those
that will mitigate the effects of climate
change or prepare us for future global
health challenges. We also recognize the
importance of balancing IP
commercialization and innovation with
work to increase competition and
prevent unnecessary barriers for new
entrants into the market.
Current Initiatives
The following examples of current
initiatives illustrate our existing efforts
in the tech transfer space, as a reference
point for considering ways we might
expand or add to this work for greater
impact.
I. General Innovation and Technology
Transfer
The USPTO continues to prioritize
the development of ecosystems that can
unlock IP to create jobs and solutions by
translating that IP to the market across
sectors, including key technology areas
such as healthcare, manufacturing, and
climate resilience. The USPTO has built
tech transfer into its 2022–2026 strategic
plan, making it one of the five
overarching goals driving the USPTO’s
work to ‘‘bring innovation to impact for
the public good’’.2 As explained in the
strategic plan, the USPTO is focused on
driving innovation for long-term
economic growth, supply chain
resiliency, prosperity, and national
security. Getting IP-protected goods and
services into the hands of those who can
benefit from them via the marketplace is
a critical component of U.S. innovation,
inclusive capitalism, and global
competitiveness.
1 USPTO Intellectual Property and the U.S.
Economy report, third edition. https://www.uspto.
gov/sites/default/files/documents/uspto-ip-useconomy-third-edition.pdf.
2 USPTO 2022–2026 Strategic Plan, p 26–29
(2023). https://www.uspto.gov/sites/default/files/
documents/USPTO_2022-2026_Strategic_Plan.pdf.
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opportunities related to innovation and
commercialization.
NIST plays a critical role in the
facilitation of federal technology
transfer by analyzing, planning,
coordinating, reporting, and exercising
general oversight of technology transfer
responsibilities under section 5 of the
Federal Technology Transfer Act of
1986 (15 U.S.C. 3710(g)) and Executive
Order (E.O.) 12591 of April 10, 1987.
NIST co-chairs the National Science and
Technology Council’s Lab-to-Market
Subcommittee, which establishes goals,
measures performance, streamlines
administrative processes and facilitates
local and regional partnerships to help
foster a healthier environment for R&D
commercialization. NIST also convenes
the Interagency Working Group for
Technology Transfer to identify and
disseminate creative approaches to
technology transfer from Federal
laboratories, advises and assists on
federal technology transfer studies, and
identifies and coordinates responses to
technology transfer policy issues
through an interagency task force. NIST
also acts as the host agency for the
Federal Laboratory Consortium (FLC).
The FLC is the nationwide network of
federal laboratories that fosters
commercialization, best practice
strategies, and opportunities for
accelerating federal technologies out of
the labs and into the marketplace.
We are expanding our efforts to help
those pursuing IP protection identify
available funding sources—public and
private—to bring their innovations to
impact for the public good. To further
promote U.S. competitiveness and
economic growth, we are partnering
with other government agencies to
provide IP education for federally
funded innovators, and to strategize and
explore the commercialization of
innovation for job creation. We are
advocating for policies that support the
creation, protection, and enforcement of
IP rights, domestically and abroad. As a
leader in the global IP ecosystem, the
USPTO is providing expertise to IP
stakeholders to facilitate best practices.
The USPTO is working closely with
colleges and universities, including
Historically Black Colleges and
Universities (HBCUs) and Minority
Serving Institutions (MSIs), as well as
professionals and organizations focused
on tech transfer, to explore ways in
which the USPTO can collaborate with
other agencies and with the private
sector to improve and enhance the
conversion of IP developed through
research into impactful real-world
solutions.
The USPTO recognizes the need for
tools that help connect IP rights owners
with funders, so that IP can be realized
in the marketplace. For example, during
the recent pandemic, we launched an IP
marketplace platform that connects the
owners of COVID–19 related
technologies with funders seeking to
commercialize those types of solutions.
The Patents 4 Partnerships platform is a
voluntary listing of patents and patent
application publications indicated as
‘‘available for licensing’’ on external
public websites or in the USPTO
Official Gazette Notices. It also includes
links to sources that include the
licensing information.
The USPTO recognizes that it will
take joint efforts across the entire
innovation and commercialization
ecosystem to optimally facilitate getting
great ideas to impact. For that reason,
the USPTO has been working across the
U.S. government and with the private
sector and universities—including
through the USPTO’s work with other
agencies such as NOAA, NIST, and
NSF, through its Council for Inclusive
Innovation (CI2) 3 and through the
Economic Development
Administration’s Entrepreneurship 4—
on identifying challenges and
In addition to its focus on tech
transfer in general, the USPTO also
recognizes the more specific and
immediate need to accelerate the
transfer of green technology and climate
innovations to the marketplace. In
January 2022, the National Oceanic and
Atmospheric Administration (NOAA), a
sister bureau within the Department of
Commerce, reported that 2021 was the
fourth warmest year on record for the
United States, with 20 separate climateand weather-related disasters costing
over $1 billion each in the United States
alone.5 Last year, 2023, fared no better,
registering as the hottest year on record
for the planet.6
That is why, under the Biden
Administration, the USPTO has been
focused on initiatives to incentivize the
advancement and commercialization of
climate innovations. In June 2022, the
USPTO launched the Climate Change
3 Council for Inclusive Innovation. https://
www.uspto.gov/initiatives/equity/ci2.
4 National Advisory Council on Innovation and
Entrepreneurship. https://www.eda.gov/strategicinitiatives/national-advisory-council-on-innovationand-entrepreneurship.
5 https://www.noaa.gov/news/us-saw-its-4thwarmest-year-on-record-fueled-by-record-warmdecember.
6 https://www.usatoday.com/story/news/nation/
2024/01/01/2023-was-earths-hottest-year-expertssay/71882923007/.
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II. Innovation and Tech Transfer for
Green Technology
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Mitigation Pilot Program,7 which
expedites initial examination of certain
patent applications for innovations that
reduce greenhouse gas emissions.
Qualifying patent applications are
advanced out of turn (that is, granted
special status) until first action on the
merits by a patent examiner with no
charge for the petition to make special.
The program 8 supports President
Biden’s January 27, 2021 Executive
Order on Tackling the Climate Crisis at
Home and Abroad 9 and ties directly
into the administration’s priority to
reach net-zero greenhouse gas
emissions.10 In June 2023, the USPTO
extended and expanded the program to
also include innovations that are
designed to remove, prevent, and/or
monitor greenhouse gas emissions.11
The USPTO has also worked with
innovators in the green tech space to
promote the use of intellectual property
to protect and commercialize
innovations on major tech platforms in
the U.S. and abroad.12 As part of that
work, the USPTO hosted its first ever
Green Energy Innovation Expo 13 in May
2023, in collaboration with the Federal
Laboratory Consortium and the
Association of University Technology
Managers The event facilitated
partnerships between businesses and
federal laboratories, universities, and
private-sector innovators—including
government-funded startups—offering a
wide range of green energy technologies
for licensing, including green hydrogen,
energy storage, and wind energy.
To bring more green tech and climate
innovation to impact, the USPTO is also
engaging in several collaborative
partnerships. In July 2022, the USPTO
became a technology partner to the
global green-technology platform of the
World Intellectual Property
7 Climate Change Mitigation Pilot Program, 87 FR
33750 (June 3, 2022). See also https://
www.uspto.gov/patents/laws/patent-relatednotices/climate-change-mitigation-pilot-program.
8 https://www.uspto.gov/patents/laws/patentrelated-notices/climate-change-mitigation-pilotprogram.
9 https://www.whitehouse.gov/briefing-room/
presidential-actions/2021/01/27/executive-orderon-tackling-the-climate-crisis-at-home-and-abroad/.
10 https://www.whitehouse.gov/briefing-room/
statements-releases/2022/11/04/fact-sheet-bidenharris-administration-makes-historic-investment-inamericas-national-labs-announces-net-zero-gamechangers-initiative/.
11 Expansion and Extension of the Climate
Change Mitigation Pilot Program, 88 FR 35841 (June
1, 2023).
12 See, for example, the May 2022 Remarks by
USPTO Director Kathi Vidal at the ARPA–E Energy
Innovation Summit available at https://
www.uspto.gov/about-us/news-updates/remarksuspto-director-kathi-vidal-arpa-e-energyinnovation-summit.
13 https://www.uspto.gov/about-us/events/greenenergy-innovation-expo.
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Organization (WIPO), WIPO GREEN.14
WIPO GREEN is a public-private
partnership established by WIPO in
2013, with more than 145 international
partners including major technology
companies, intellectual property offices,
business groups, research institutes, and
nongovernmental organizations. The
partnership provides an online platform
for technology exchange, connecting
providers and seekers of
environmentally friendly technologies,
and organizing acceleration projects,
conferences, and international events
that highlight the availability of green
technologies.
The USPTO is also collaborating
across government, including with the
Department of Energy, the NSF, and
NOAA to jointly promote the
commercialization of green
technologies. The USPTO engaged in a
detail exchange program 15 16 with
NOAA that focuses on the intersection
of IP and climate and environmental
technologies. USPTO expertise helps
NOAA raise awareness and
understanding of intellectual property
concepts across its research workforce,
to achieve a shared organizational
understanding of the importance of IP.
In return, NOAA is overseeing climate
science training for USPTO patent
examiners and advising the USPTO on
future green initiatives. This
collaboration is ongoing and has already
resulted in positive outcomes, including
a formal memorandum of understanding
between USPTO and NOAA that defines
areas for future work to encourage
sustainable economic development
while supporting climate and
environmental stewardship.17
Internationally, the USPTO hosted
and led the 2023 annual meeting of the
largest IP offices in the world—the
European Patent Office, the Japan Patent
Office, the Korean Intellectual Property
Office, and the China National
Intellectual Property Administration
(collectively with USPTO referred to as
the IP5)—along with WIPO, which
focused on sustainability and green tech
along with finding ways to work across
the offices to bring more green tech
innovations to market. The USPTO
recently hosted a sustainable innovation
dialogue 18 during which the offices
discussed how we can work together
towards a goal of net-zero carbon
14 https://www3.wipo.int/wipogreen/en/.
15 https://www.uspto.gov/about-us/news-updates/
noaa-us-patent-and-trademark-office-create-worksharing-program-advance-green.
16 https://www.uspto.gov/blog/director/entry/
patenting-innovation-in-climate-science.
17 https://www.noaa.gov/news-release/noaauspto-sign-collaborative-agreement-to-advanceclimate-technology.
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emissions to help mitigate climate
change and preserve our environment.
The IP5 leaders also shared information
on initiatives that encourage patent
filings in climate technologies in their
countries, streamline examination, and
encourage eco-friendly efforts, such as
paperless filing and energy efficiency.
The USPTO brought together
innovators, accelerators, and funders, as
well as NOAA, to determine how we
can be a catalyst to bring climate change
technologies from research to the
marketplace.
To memorialize the IP5 offices’
commitment to sustainability, the
offices adopted a new vision statement:
‘‘Building a sustainable future by
fostering innovation and economic
growth through an inclusive and
accessible patent system. Promoting
patent protection through
harmonization of practices and
procedures, high-quality and timely
search and examination results,
worksharing and access to patent
information, and achieving an efficient,
cost-effective and user-friendly
international patent landscape.’’ 19 And,
to ensure the work done at the gathering
had maximum impact, the Offices
compiled and published a ‘‘Climate
Initiatives Booklet.’’ 20
III. Innovation and Tech Transfer for
Critical and Emerging Technologies
The White House issued an updated
list of critical and emerging technologies
in February 2022. The list includes ‘‘a
subset of advanced technologies that are
potentially significant to the U.S.
national security. The 2021 Interim
National Security Strategic Guidance
defines three national security
objectives: protect the security of the
American people, expand economic
prosperity and opportunity, and realize
and defend democratic values.’’ The list
includes everything from AI to quantum
information technologies to
semiconductors and microelectronics.21
The USPTO has been actively
involved with the Biden Administration
on policies related to critical and
emerging technologies, including
artificial intelligence 22 and standards
19 https://link.epo.org/ip5/IP5%20Vision
%20Statement%2006152023%20FINAL.pdf.
20 https://link.epo.org/ip5/IP5%20Climate
%20Initiatives%20Booklet%20%20July%2020
%202023.pdf. More information can be found at
https://www.fiveipoffices.org/20220609.
21 https://www.whitehouse.gov/wp-content/
uploads/2022/02/02-2022-Critical-and-EmergingTechnologies-List-Update.pdf.
22 See for example the Executive Order on the
Safe, Secure, and Trustworthy Development and
Use of Artificial Intelligence, https://
www.whitehouse.gov/briefing-room/presidentialactions/2023/10/30/executive-order-on-the-safe-
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policies.23 To support the Biden
Administration and U.S. Department of
Commerce’s work on supply chain
resiliency in the semiconductor space,
and enhance the impact of the Creating
Helpful Incentives to Produce
Semiconductors (CHIPS) Act, the
USPTO launched the Semiconductor
Technology Pilot Program in December
2023.24 The pilot program is designed to
accelerate improvements in the
semiconductor industry by expediting
examination of patent applications for
certain semiconductor manufacturing
innovations.
Under the Biden Administration, the
USPTO additionally launched its first
artificial intelligence (AI) and emerging
technology (ET) partnership, an ongoing
cooperative effort between the USPTO
and the AI/ET community, including
academia, independent inventors, small
businesses, industry, other government
agencies, nonprofits, and civil society.
Through the AI/ET Partnership, the
USPTO engages the AI/ET community
on USPTO AI/ET efforts, such as using
AI and ET to enhance the quality and
efficiency of patent and trademark
examination. The USPTO’s Office of the
Chief Economist has also published
reports on AI diffusion, and the Agency
is actively collaborating with other
agencies on AI-related issues.
Request for Comment
The USPTO requests comment from
all interested parties, including
innovators, patent holders, patent
applicants, patent licensees, academic
personnel (faculty, researchers,
administrators), entrepreneurs,
consumers of patented products, public
interest groups, and other parties
interested in and engaged in innovation,
research, development, licensing, or
commercialization of technology.
Responses may address direct agency
work, USPTO collaboration with other
agencies or institutions such as NOAA,
NIST, or NSF, USPTO’s role as a
secure-and-trustworthy-development-and-use-ofartificial-intelligence/.
23 See for example the United States Government
National Standards Strategy for Critical and
Emerging Technologies, https://
www.whitehouse.gov/wp-content/uploads/2023/05/
US-Gov-National-Standards-Strategy-2023.pdf, the
Request for Information on Implementation of the
United States Government National Standards
Strategy for Critical and Emerging Technologies,
https://public-inspection.federalregister.gov/202319245.pdf, and the Joint ITA–NIST–USPTO
Collaboration Initiative Regarding Standards; Notice
of Public Listening Session and Request for
Comments, https://www.federalregister.gov/
documents/2023/09/11/2023-19667/joint-ita-nistuspto-collaboration-initiative-regarding-standardsnotice-of-public-listening-session.
24 Semiconductor Technology Pilot Program, 88
FR 83926 (December 1, 2023). See also https://
www.uspto.gov/SemiconductorTechnology.
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khammond on DSKJM1Z7X2PROD with NOTICES
Federal Register / Vol. 89, No. 52 / Friday, March 15, 2024 / Notices
principal advisor to the President and
the Administration on IP through the
Secretary of Commerce, and/or USPTO’s
role as a technical advisor to Congress
on IP.
Respondents may address any (or
none) of the following questions. When
possible, respondents should identify
which question(s) relate to their
comments. Respondents may organize
their submissions in any manner.
In particular, the USPTO seeks the
following information:
1. Please identify the biggest
challenges to, and opportunities for,
commercialization of innovation
through use of the intellectual property
system. Please identify what concrete
measures the USPTO can take to help.
2. Are there any IP-related challenges
or opportunities that are specific to
commercializing green technology and
climate technologies? Please identify
what concrete measures the USPTO can
take to help.
3. Are there any IP-related challenges
or opportunities that are specific to
commercializing critical and emerging
technologies? Please identify what
concrete measures the USPTO can take
to help.
4. Please identify any changes to IP
policies and practices that may help
streamline or accelerate
commercialization of IP in general.
5. Please identify any changes to IP
policies and practices that may help
streamline or accelerate
commercialization of green technology
and climate technologies.
6. Please identify any changes to IP
policies and practices that may help
streamline or accelerate
commercialization of critical and
emerging technologies.
7. Please identify any IP-related
challenges that interested parties face
when licensing or acquiring
technologies and identify any changes
in the law, policies or practices which
could help alleviate these challenges.
8. Please identify challenges that
interested parties face when attempting
to identify potential licensees, and
when licensing intellectual property.
Please identify any changes in the law,
policies or practices that could help
alleviate these challenges.
9. Please provide any feedback on the
USPTO’s Patents 4 Partnerships 25
platform, including any experience with
the same, whether it should be
expanded to include patents across all
sectors, and any comments on how it
can otherwise be improved. Please also
identify what additional, concrete
25 https://developer.uspto.gov/ipmarketplace/
search/platform.
VerDate Sep<11>2014
18:17 Mar 14, 2024
Jkt 262001
measures the USPTO can take to better
facilitate connections between
innovators and funders.
10. Please provide any feedback on
the WIPO GREEN 26 initiative including
any experience with the same and any
comments on how the USPTO may
better leverage its role as a partner to
enhance the success and influence of
the initiative.
11. Please identify opportunities for
the USPTO to minimize any current
challenges related to commercialization
for certain persons, technologies,
industries, or companies. If available,
please provide supporting data that
illustrates the impact of these challenges
on those select groups.
12. Please identify opportunities for
the USPTO to help underrepresented
groups, individual inventors, and small
and medium-sized enterprises to gain
enhanced awareness of and access to
resources for commercializing their
innovations and suggest ways to
overcome existing challenges that
undermine the realization of this goal.
13. Please identify opportunities for
the USPTO to expand research
commercialization opportunities
through IP rights for MSIs, and HBCUs,
including any data or information
related to the development of research
commercialization at these institutions.
14. Please identify any role that the
USPTO can play in incentivizing
innovations in commercially viable
technologies.
15. Are there any laws or practices in
other countries that are effective in
bringing IP to market? If so, please
identify, explain, and indicate how they
can be adapted to be applied within the
framework of the U.S. patent law, or
explain what new legislation would be
needed.
Katherine K. Vidal,
Under Secretary of Commerce for Intellectual
Property and Director of the United States
Patent and Trademark Office.
[FR Doc. 2024–05504 Filed 3–14–24; 8:45 am]
BILLING CODE 3510–16–P
COMMITTEE FOR PURCHASE FROM
PEOPLE WHO ARE BLIND OR
SEVERELY DISABLED
Procurement List; Deletions
Committee for Purchase From
People Who Are Blind or Severely
Disabled.
ACTION: Deletions from the Procurement
List.
AGENCY:
26 https://www3.wipo.int/wipogreen/en/.
PO 00000
Frm 00024
Fmt 4703
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This action delete product(s)
and service(s) to the Procurement List
that were furnished by nonprofit
agencies employing persons who are
blind or have other severe disabilities.
DATES: Date added to and deleted from
the Procurement List: April 14, 2024.
ADDRESSES: Committee for Purchase
From People Who Are Blind or Severely
Disabled, 355 E Street SW, Suite 325,
Washington, DC 20024.
FOR FURTHER INFORMATION CONTACT:
Michael R. Jurkowski, Telephone: (703)
785–6404, or email CMTEFedReg@
AbilityOne.gov.
SUMMARY:
SUPPLEMENTARY INFORMATION:
Deletions
On 2/9/2024, the Committee for
Purchase From People Who Are Blind
or Severely Disabled published notice of
proposed deletions from the
Procurement List. This notice is
published pursuant to 41 U.S.C. 8503
(a)(2) and 41 CFR 51–2.3.
After consideration of the relevant
matter presented, the Committee has
determined that the product(s) and
service(s) listed below are no longer
suitable for procurement by the Federal
Government under 41 U.S.C. 8501–8506
and 41 CFR 51–2.4.
Regulatory Flexibility Act Certification
I certify that the following action will
not have a significant impact on a
substantial number of small entities.
The major factors considered for this
certification were:
1. The action will not result in
additional reporting, recordkeeping or
other compliance requirements for small
entities.
2. The action may result in
authorizing small entities to furnish the
product(s) and service(s) to the
Government.
3. There are no known regulatory
alternatives which would accomplish
the objectives of the Javits-WagnerO’Day Act (41 U.S.C. 8501–8506) in
connection with the product(s) and
service(s) deleted from the Procurement
List.
End of Certification
Accordingly, the following product(s)
and service(s) are deleted from the
Procurement List:
Product(s)
NSN(s)—Product Name(s):
7510–01–664–8784—DAYMAX System,
2023 Calendar Pad, Type I
7510–01–664–8815—DAYMAX System,
2023, Calendar Pad, Type II
Authorized Source of Supply: Anthony
Wayne Rehabilitation Ctr for
Handicapped and Blind, Inc., Fort
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Agencies
[Federal Register Volume 89, Number 52 (Friday, March 15, 2024)]
[Notices]
[Pages 18907-18911]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-05504]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
Patent and Trademark Office
[Docket No.: PTO-C-2024-0004]
Request for Comments: Unlocking the Full Potential of
Intellectual Property by Translating More Innovation to the Marketplace
AGENCY: United States Patent and Trademark Office, Department of
Commerce.
ACTION: Request for comments.
-----------------------------------------------------------------------
SUMMARY: American innovation is a cornerstone of our strong, vibrant
economy, with robust development of emerging and early-stage innovation
spurring entrepreneurship and other economic activity. Intellectual
property (IP) forms the bridge that moves innovation to impact for the
benefit of society. The United States Patent and Trademark Office
(USPTO, or the Agency) is committed to supporting translation of
innovations to the marketplace through commercialization and is seeking
public comment on how the agency can build on current initiatives to
advance this commitment. The USPTO, with support from the National
Oceanic and Atmospheric Administration (NOAA), the National Institute
of Standards and Technology (NIST), and the National Science Foundation
(NSF), seeks input on new
[[Page 18908]]
ways to unlock the potential of intellectual property for the public
good by fostering pathways for innovation to reach the marketplace,
with particular attention to green, critical, and emerging
technologies.
DATES: To ensure consideration, written comments must be received by
May 14, 2024. Please note that comments submitted after May 14, 2024
will not be considered.
ADDRESSES: You may submit written comments as follows. For reasons of
government efficiency, comments must be submitted through the Federal
eRulemaking Portal at www.regulations.gov. To submit comments via the
portal, enter docket number PTO-C-2024-0004 on the homepage and select
``Search.'' The site will provide a search results page listing all
documents associated with this docket. Find a reference to this request
for comments and select the ``Comment'' icon, complete the required
fields, and enter or attach your comments. Attachments to electronic
comments will be accepted in ADOBE[supreg] portable document format
(PDF) or MICROSOFT WORD[supreg] format. Because comments will be made
available for public inspection, information that the submitter does
not desire to make public, such as an address or phone number, should
not be included in the comments.
Visit the Federal eRulemaking Portal for additional instructions on
providing comments via the portal. If electronic submission of comments
is not feasible due to a lack of access to a computer and/or the
internet, please contact the USPTO using the contact information below
for special instructions regarding how to submit comments by mail or by
hand delivery.
FOR FURTHER INFORMATION CONTACT: Parikha Mehta, USPTO, Office of the
Under Secretary, at 571-272-3248 or [email protected]. Please
direct media inquiries to the USPTO's Office of the Chief
Communications Officer at 571-272-8400.
SUPPLEMENTARY INFORMATION: Intellectual property rights create a
critical engine that powers our economy and supports our nation as a
global leader in innovation and entrepreneurship. For example, patents
drive our nation's technological progress and achievement by
incentivizing and protecting new ideas, encouraging investment in
creative problem solving, and promoting knowledge sharing to inspire
others to engage in follow on innovation. When brought to the market
through commercialization, patented products save lives, improve our
standard of living, and address some of the pressing issues to solve
global challenges.
Through this request for comment, the USPTO seeks input on what
more the Agency can do to accelerate and incentivize commercialization
of innovation. The USPTO also invites specific input on what the Agency
can do to accelerate and incentivize the commercialization of green,
critical, and emerging technologies. We seek to better understand how
the USPTO might build on and expand our current initiatives in this
space, detailed below, through direct agency work, through
collaboration with other agencies or institutions such as NOAA, NIST,
and NSF, as the principal advisor to the President and the
Administration on IP through the Secretary of Commerce, and as a
technical advisor to Congress on IP. While the USPTO is proud of our
recent initiatives to ensure robustness and reliability of IP, as well
as the role the agency is playing in the current dialogue on Bayh-Dole
rights, pandemic preparedness, and Trade-Related aspects of
Intellectual Property Rights waivers, those topics are beyond the scope
of this request for comment. Here, we specifically focus on
opportunities for positive public impact by bringing innovation to
market through commercialization, for example via the licensing of IP
rights. Public comments on this notice will be used to evaluate
possibilities for amplifying the impact of our current work, and to
explore new ways to support the transfer of innovation to the
marketplace.
As used here, ``technology transfer,'' ``tech transfer,'' and
``commercialization'' interchangeably refer to the cycle of bringing
new technologies to the public through the marketplace, which is often
made possible by the licensing of IP rights such as patents.
Patents Lead to Positive Public Impact Through Commercialization
Bringing innovation to the marketplace through commercialization
serves the greater good by creating jobs, improving economic
prosperity, and solving world problems. IP rights such as patents play
a key role in our economy, creating a mutually beneficial risk-
tolerance paradigm for both patent holders and commercialization
partners. Patents allow innovators to retain ownership and integrity of
their technology while also incentivizing partners to provide the
critical resources and support needed to bring that new technology to
market through licensing. The societal benefits of this IP rights
commercialization paradigm are directly evident in the success of the
U.S. economy. For example, in 2019, the U.S. industries that relied
most heavily on intellectual property (``IP-intensive'' industries)
accounted for $7.8 trillion in gross domestic product or 41% of
domestic economic activity and account for 63 million jobs, or 44% of
all U.S. jobs.\1\ These industries also provided 79% (or $1.31
trillion) of all U.S. commodity exports in that year.
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\1\ USPTO Intellectual Property and the U.S. Economy report,
third edition. https://www.uspto.gov/sites/default/files/documents/uspto-ip-us-economy-third-edition.pdf.
---------------------------------------------------------------------------
Without IP commercialization, we might not have internet search
algorithms, the artificial lung, or life-saving COVID-19 therapies. By
continuing to build a strong IP system that encourages the transfer of
technological advances to the marketplace, we can foster the emerging
technologies of the future, such as those that will mitigate the
effects of climate change or prepare us for future global health
challenges. We also recognize the importance of balancing IP
commercialization and innovation with work to increase competition and
prevent unnecessary barriers for new entrants into the market.
Current Initiatives
The following examples of current initiatives illustrate our
existing efforts in the tech transfer space, as a reference point for
considering ways we might expand or add to this work for greater
impact.
I. General Innovation and Technology Transfer
The USPTO continues to prioritize the development of ecosystems
that can unlock IP to create jobs and solutions by translating that IP
to the market across sectors, including key technology areas such as
healthcare, manufacturing, and climate resilience. The USPTO has built
tech transfer into its 2022-2026 strategic plan, making it one of the
five overarching goals driving the USPTO's work to ``bring innovation
to impact for the public good''.\2\ As explained in the strategic plan,
the USPTO is focused on driving innovation for long-term economic
growth, supply chain resiliency, prosperity, and national security.
Getting IP-protected goods and services into the hands of those who can
benefit from them via the marketplace is a critical component of U.S.
innovation, inclusive capitalism, and global competitiveness.
---------------------------------------------------------------------------
\2\ USPTO 2022-2026 Strategic Plan, p 26-29 (2023). https://www.uspto.gov/sites/default/files/documents/USPTO_2022-2026_Strategic_Plan.pdf.
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[[Page 18909]]
We are expanding our efforts to help those pursuing IP protection
identify available funding sources--public and private--to bring their
innovations to impact for the public good. To further promote U.S.
competitiveness and economic growth, we are partnering with other
government agencies to provide IP education for federally funded
innovators, and to strategize and explore the commercialization of
innovation for job creation. We are advocating for policies that
support the creation, protection, and enforcement of IP rights,
domestically and abroad. As a leader in the global IP ecosystem, the
USPTO is providing expertise to IP stakeholders to facilitate best
practices.
The USPTO is working closely with colleges and universities,
including Historically Black Colleges and Universities (HBCUs) and
Minority Serving Institutions (MSIs), as well as professionals and
organizations focused on tech transfer, to explore ways in which the
USPTO can collaborate with other agencies and with the private sector
to improve and enhance the conversion of IP developed through research
into impactful real-world solutions.
The USPTO recognizes the need for tools that help connect IP rights
owners with funders, so that IP can be realized in the marketplace. For
example, during the recent pandemic, we launched an IP marketplace
platform that connects the owners of COVID-19 related technologies with
funders seeking to commercialize those types of solutions. The Patents
4 Partnerships platform is a voluntary listing of patents and patent
application publications indicated as ``available for licensing'' on
external public websites or in the USPTO Official Gazette Notices. It
also includes links to sources that include the licensing information.
The USPTO recognizes that it will take joint efforts across the
entire innovation and commercialization ecosystem to optimally
facilitate getting great ideas to impact. For that reason, the USPTO
has been working across the U.S. government and with the private sector
and universities--including through the USPTO's work with other
agencies such as NOAA, NIST, and NSF, through its Council for Inclusive
Innovation (CI\2\) \3\ and through the Economic Development
Administration's Entrepreneurship \4\--on identifying challenges and
opportunities related to innovation and commercialization.
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\3\ Council for Inclusive Innovation. https://www.uspto.gov/initiatives/equity/ci2.
\4\ National Advisory Council on Innovation and
Entrepreneurship. https://www.eda.gov/strategic-initiatives/national-advisory-council-on-innovation-and-entrepreneurship.
---------------------------------------------------------------------------
NIST plays a critical role in the facilitation of federal
technology transfer by analyzing, planning, coordinating, reporting,
and exercising general oversight of technology transfer
responsibilities under section 5 of the Federal Technology Transfer Act
of 1986 (15 U.S.C. 3710(g)) and Executive Order (E.O.) 12591 of April
10, 1987. NIST co-chairs the National Science and Technology Council's
Lab-to-Market Subcommittee, which establishes goals, measures
performance, streamlines administrative processes and facilitates local
and regional partnerships to help foster a healthier environment for
R&D commercialization. NIST also convenes the Interagency Working Group
for Technology Transfer to identify and disseminate creative approaches
to technology transfer from Federal laboratories, advises and assists
on federal technology transfer studies, and identifies and coordinates
responses to technology transfer policy issues through an interagency
task force. NIST also acts as the host agency for the Federal
Laboratory Consortium (FLC). The FLC is the nationwide network of
federal laboratories that fosters commercialization, best practice
strategies, and opportunities for accelerating federal technologies out
of the labs and into the marketplace.
II. Innovation and Tech Transfer for Green Technology
In addition to its focus on tech transfer in general, the USPTO
also recognizes the more specific and immediate need to accelerate the
transfer of green technology and climate innovations to the
marketplace. In January 2022, the National Oceanic and Atmospheric
Administration (NOAA), a sister bureau within the Department of
Commerce, reported that 2021 was the fourth warmest year on record for
the United States, with 20 separate climate- and weather-related
disasters costing over $1 billion each in the United States alone.\5\
Last year, 2023, fared no better, registering as the hottest year on
record for the planet.\6\
---------------------------------------------------------------------------
\5\ https://www.noaa.gov/news/us-saw-its-4th-warmest-year-on-record-fueled-by-record-warm-december.
\6\ https://www.usatoday.com/story/news/nation/2024/01/01/2023-was-earths-hottest-year-experts-say/71882923007/.
---------------------------------------------------------------------------
That is why, under the Biden Administration, the USPTO has been
focused on initiatives to incentivize the advancement and
commercialization of climate innovations. In June 2022, the USPTO
launched the Climate Change Mitigation Pilot Program,\7\ which
expedites initial examination of certain patent applications for
innovations that reduce greenhouse gas emissions. Qualifying patent
applications are advanced out of turn (that is, granted special status)
until first action on the merits by a patent examiner with no charge
for the petition to make special. The program \8\ supports President
Biden's January 27, 2021 Executive Order on Tackling the Climate Crisis
at Home and Abroad \9\ and ties directly into the administration's
priority to reach net-zero greenhouse gas emissions.\10\ In June 2023,
the USPTO extended and expanded the program to also include innovations
that are designed to remove, prevent, and/or monitor greenhouse gas
emissions.\11\
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\7\ Climate Change Mitigation Pilot Program, 87 FR 33750 (June
3, 2022). See also https://www.uspto.gov/patents/laws/patent-related-notices/climate-change-mitigation-pilot-program.
\8\ https://www.uspto.gov/patents/laws/patent-related-notices/climate-change-mitigation-pilot-program.
\9\ https://www.whitehouse.gov/briefing-room/presidential-actions/2021/01/27/executive-order-on-tackling-the-climate-crisis-at-home-and-abroad/.
\10\ https://www.whitehouse.gov/briefing-room/statements-releases/2022/11/04/fact-sheet-biden-harris-administration-makes-historic-investment-in-americas-national-labs-announces-net-zero-game-changers-initiative/.
\11\ Expansion and Extension of the Climate Change Mitigation
Pilot Program, 88 FR 35841 (June 1, 2023).
---------------------------------------------------------------------------
The USPTO has also worked with innovators in the green tech space
to promote the use of intellectual property to protect and
commercialize innovations on major tech platforms in the U.S. and
abroad.\12\ As part of that work, the USPTO hosted its first ever Green
Energy Innovation Expo \13\ in May 2023, in collaboration with the
Federal Laboratory Consortium and the Association of University
Technology Managers The event facilitated partnerships between
businesses and federal laboratories, universities, and private-sector
innovators--including government-funded startups--offering a wide range
of green energy technologies for licensing, including green hydrogen,
energy storage, and wind energy.
---------------------------------------------------------------------------
\12\ See, for example, the May 2022 Remarks by USPTO Director
Kathi Vidal at the ARPA-E Energy Innovation Summit available at
https://www.uspto.gov/about-us/news-updates/remarks-uspto-director-kathi-vidal-arpa-e-energy-innovation-summit.
\13\ https://www.uspto.gov/about-us/events/green-energy-innovation-expo.
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To bring more green tech and climate innovation to impact, the
USPTO is also engaging in several collaborative partnerships. In July
2022, the USPTO became a technology partner to the global green-
technology platform of the World Intellectual Property
[[Page 18910]]
Organization (WIPO), WIPO GREEN.\14\ WIPO GREEN is a public-private
partnership established by WIPO in 2013, with more than 145
international partners including major technology companies,
intellectual property offices, business groups, research institutes,
and nongovernmental organizations. The partnership provides an online
platform for technology exchange, connecting providers and seekers of
environmentally friendly technologies, and organizing acceleration
projects, conferences, and international events that highlight the
availability of green technologies.
---------------------------------------------------------------------------
\14\ https://www3.wipo.int/wipogreen/en/.
---------------------------------------------------------------------------
The USPTO is also collaborating across government, including with
the Department of Energy, the NSF, and NOAA to jointly promote the
commercialization of green technologies. The USPTO engaged in a detail
exchange program 15 16 with NOAA that focuses on the
intersection of IP and climate and environmental technologies. USPTO
expertise helps NOAA raise awareness and understanding of intellectual
property concepts across its research workforce, to achieve a shared
organizational understanding of the importance of IP. In return, NOAA
is overseeing climate science training for USPTO patent examiners and
advising the USPTO on future green initiatives. This collaboration is
ongoing and has already resulted in positive outcomes, including a
formal memorandum of understanding between USPTO and NOAA that defines
areas for future work to encourage sustainable economic development
while supporting climate and environmental stewardship.\17\
---------------------------------------------------------------------------
\15\ https://www.uspto.gov/about-us/news-updates/noaa-us-patent-and-trademark-office-create-work-sharing-program-advance-green.
\16\ https://www.uspto.gov/blog/director/entry/patenting-innovation-in-climate-science.
\17\ https://www.noaa.gov/news-release/noaa-uspto-sign-collaborative-agreement-to-advance-climate-technology.
---------------------------------------------------------------------------
Internationally, the USPTO hosted and led the 2023 annual meeting
of the largest IP offices in the world--the European Patent Office, the
Japan Patent Office, the Korean Intellectual Property Office, and the
China National Intellectual Property Administration (collectively with
USPTO referred to as the IP5)--along with WIPO, which focused on
sustainability and green tech along with finding ways to work across
the offices to bring more green tech innovations to market. The USPTO
recently hosted a sustainable innovation dialogue \18\ during which the
offices discussed how we can work together towards a goal of net-zero
carbon emissions to help mitigate climate change and preserve our
environment. The IP5 leaders also shared information on initiatives
that encourage patent filings in climate technologies in their
countries, streamline examination, and encourage eco-friendly efforts,
such as paperless filing and energy efficiency. The USPTO brought
together innovators, accelerators, and funders, as well as NOAA, to
determine how we can be a catalyst to bring climate change technologies
from research to the marketplace.
To memorialize the IP5 offices' commitment to sustainability, the
offices adopted a new vision statement: ``Building a sustainable future
by fostering innovation and economic growth through an inclusive and
accessible patent system. Promoting patent protection through
harmonization of practices and procedures, high[hyphen]quality and
timely search and examination results, worksharing and access to patent
information, and achieving an efficient, cost[hyphen]effective and
user[hyphen]friendly international patent landscape.'' \19\ And, to
ensure the work done at the gathering had maximum impact, the Offices
compiled and published a ``Climate Initiatives Booklet.'' \20\
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\19\ https://link.epo.org/ip5/IP5%20Vision%20Statement%2006152023%20FINAL.pdf.
\20\ https://link.epo.org/ip5/IP5%20Climate%20Initiatives%20Booklet%20%20July%2020%202023.pdf.
More information can be found at https://www.fiveipoffices.org/20220609.
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III. Innovation and Tech Transfer for Critical and Emerging
Technologies
The White House issued an updated list of critical and emerging
technologies in February 2022. The list includes ``a subset of advanced
technologies that are potentially significant to the U.S. national
security. The 2021 Interim National Security Strategic Guidance defines
three national security objectives: protect the security of the
American people, expand economic prosperity and opportunity, and
realize and defend democratic values.'' The list includes everything
from AI to quantum information technologies to semiconductors and
microelectronics.\21\
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\21\ https://www.whitehouse.gov/wp-content/uploads/2022/02/02-2022-Critical-and-Emerging-Technologies-List-Update.pdf.
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The USPTO has been actively involved with the Biden Administration
on policies related to critical and emerging technologies, including
artificial intelligence \22\ and standards policies.\23\ To support the
Biden Administration and U.S. Department of Commerce's work on supply
chain resiliency in the semiconductor space, and enhance the impact of
the Creating Helpful Incentives to Produce Semiconductors (CHIPS) Act,
the USPTO launched the Semiconductor Technology Pilot Program in
December 2023.\24\ The pilot program is designed to accelerate
improvements in the semiconductor industry by expediting examination of
patent applications for certain semiconductor manufacturing
innovations.
---------------------------------------------------------------------------
\22\ See for example the Executive Order on the Safe, Secure,
and Trustworthy Development and Use of Artificial Intelligence,
https://www.whitehouse.gov/briefing-room/presidential-actions/2023/10/30/executive-order-on-the-safe-secure-and-trustworthy-development-and-use-of-artificial-intelligence/.
\23\ See for example the United States Government National
Standards Strategy for Critical and Emerging Technologies, https://www.whitehouse.gov/wp-content/uploads/2023/05/US-Gov-National-Standards-Strategy-2023.pdf, the Request for Information on
Implementation of the United States Government National Standards
Strategy for Critical and Emerging Technologies, https://public-inspection.federalregister.gov/2023-19245.pdf, and the Joint ITA-
NIST-USPTO Collaboration Initiative Regarding Standards; Notice of
Public Listening Session and Request for Comments, https://www.federalregister.gov/documents/2023/09/11/2023-19667/joint-ita-nist-uspto-collaboration-initiative-regarding-standards-notice-of-public-listening-session.
\24\ Semiconductor Technology Pilot Program, 88 FR 83926
(December 1, 2023). See also https://www.uspto.gov/SemiconductorTechnology.
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Under the Biden Administration, the USPTO additionally launched its
first artificial intelligence (AI) and emerging technology (ET)
partnership, an ongoing cooperative effort between the USPTO and the
AI/ET community, including academia, independent inventors, small
businesses, industry, other government agencies, nonprofits, and civil
society. Through the AI/ET Partnership, the USPTO engages the AI/ET
community on USPTO AI/ET efforts, such as using AI and ET to enhance
the quality and efficiency of patent and trademark examination. The
USPTO's Office of the Chief Economist has also published reports on AI
diffusion, and the Agency is actively collaborating with other agencies
on AI-related issues.
Request for Comment
The USPTO requests comment from all interested parties, including
innovators, patent holders, patent applicants, patent licensees,
academic personnel (faculty, researchers, administrators),
entrepreneurs, consumers of patented products, public interest groups,
and other parties interested in and engaged in innovation, research,
development, licensing, or commercialization of technology. Responses
may address direct agency work, USPTO collaboration with other agencies
or institutions such as NOAA, NIST, or NSF, USPTO's role as a
[[Page 18911]]
principal advisor to the President and the Administration on IP through
the Secretary of Commerce, and/or USPTO's role as a technical advisor
to Congress on IP.
Respondents may address any (or none) of the following questions.
When possible, respondents should identify which question(s) relate to
their comments. Respondents may organize their submissions in any
manner.
In particular, the USPTO seeks the following information:
1. Please identify the biggest challenges to, and opportunities
for, commercialization of innovation through use of the intellectual
property system. Please identify what concrete measures the USPTO can
take to help.
2. Are there any IP-related challenges or opportunities that are
specific to commercializing green technology and climate technologies?
Please identify what concrete measures the USPTO can take to help.
3. Are there any IP-related challenges or opportunities that are
specific to commercializing critical and emerging technologies? Please
identify what concrete measures the USPTO can take to help.
4. Please identify any changes to IP policies and practices that
may help streamline or accelerate commercialization of IP in general.
5. Please identify any changes to IP policies and practices that
may help streamline or accelerate commercialization of green technology
and climate technologies.
6. Please identify any changes to IP policies and practices that
may help streamline or accelerate commercialization of critical and
emerging technologies.
7. Please identify any IP-related challenges that interested
parties face when licensing or acquiring technologies and identify any
changes in the law, policies or practices which could help alleviate
these challenges.
8. Please identify challenges that interested parties face when
attempting to identify potential licensees, and when licensing
intellectual property. Please identify any changes in the law, policies
or practices that could help alleviate these challenges.
9. Please provide any feedback on the USPTO's Patents 4
Partnerships \25\ platform, including any experience with the same,
whether it should be expanded to include patents across all sectors,
and any comments on how it can otherwise be improved. Please also
identify what additional, concrete measures the USPTO can take to
better facilitate connections between innovators and funders.
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\25\ https://developer.uspto.gov/ipmarketplace/search/platform.
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10. Please provide any feedback on the WIPO GREEN \26\ initiative
including any experience with the same and any comments on how the
USPTO may better leverage its role as a partner to enhance the success
and influence of the initiative.
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\26\ https://www3.wipo.int/wipogreen/en/.
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11. Please identify opportunities for the USPTO to minimize any
current challenges related to commercialization for certain persons,
technologies, industries, or companies. If available, please provide
supporting data that illustrates the impact of these challenges on
those select groups.
12. Please identify opportunities for the USPTO to help
underrepresented groups, individual inventors, and small and medium-
sized enterprises to gain enhanced awareness of and access to resources
for commercializing their innovations and suggest ways to overcome
existing challenges that undermine the realization of this goal.
13. Please identify opportunities for the USPTO to expand research
commercialization opportunities through IP rights for MSIs, and HBCUs,
including any data or information related to the development of
research commercialization at these institutions.
14. Please identify any role that the USPTO can play in
incentivizing innovations in commercially viable technologies.
15. Are there any laws or practices in other countries that are
effective in bringing IP to market? If so, please identify, explain,
and indicate how they can be adapted to be applied within the framework
of the U.S. patent law, or explain what new legislation would be
needed.
Katherine K. Vidal,
Under Secretary of Commerce for Intellectual Property and Director of
the United States Patent and Trademark Office.
[FR Doc. 2024-05504 Filed 3-14-24; 8:45 am]
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