Updating VA Adjudication Regulations for Disability or Death Benefit Claims Related to Exposure to Certain Herbicide Agents, 9803-9813 [2024-02590]
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[FR Doc. 2024–02703 Filed 2–9–24; 8:45 am]
BILLING CODE 9110–04–P
DEPARTMENT OF VETERANS
AFFAIRS
38 CFR Part 3
RIN 2900–AR10
Updating VA Adjudication Regulations
for Disability or Death Benefit Claims
Related to Exposure to Certain
Herbicide Agents
Department of Veterans Affairs.
Proposed rule.
AGENCY:
ACTION:
The Department of Veterans
Affairs (VA) proposes to amend its
adjudication regulations relating to
exposure to certain herbicide agents to
incorporate the provisions of the Blue
Water Navy Vietnam Veterans Act of
2019 (the BWN Act), specifically by
extending the presumed area of
exposure to the offshore waters of the
Republic of Vietnam, defining the
boundaries of the offshore waters,
expanding the date ranges for
presumption of exposure in the Korean
Demilitarized Zone (DMZ) and
establishing entitlement to spina bifida
benefits for children of certain Veterans
who served in Thailand. This rule also
proposes to codify a presumption of
exposure to certain herbicide agents for
locations published on the Department
of Defense’s (DoD) record of locations
where certain herbicide agents were
used, tested or stored outside of
Vietnam. In addition, this rule also
proposes to codify longstanding
procedures for searching for payees
entitled to class action settlement
payments aligned with Nehmer v. U.S.
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SUMMARY:
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Department of Veterans Affairs and
proposes to apply the definition of the
Republic of Vietnam’s offshore waters to
claims for presumptive service
connection for non-Hodgkin’s
lymphoma. VA is also proposing to
amend its adjudication regulations
concerning presumptive service
connection for diseases associated with
exposure to certain herbicide agents.
This amendment implements provisions
of the Fiscal Year (FY) 2021 National
Defense Authorization Act (NDAA),
which added bladder cancer,
hypothyroidism and Parkinsonism as
medical conditions eligible for
presumptive service connection.
Finally, this rulemaking proposes to
implement certain provisions of the
Sergeant First Class Heath Robinson
Honoring our Promise to Address
Comprehensive Toxics Act of 2022
(PACT Act), specifically by recognizing
hypertension and monoclonal
gammopathy of undetermined
significance (MGUS) as diseases eligible
for a presumption of exposure to certain
herbicides and adding new locations as
eligible for a presumption of exposure to
certain herbicides during specific
timeframes.
DATES: Comments must be received on
or before [insert date 60 days after date
of publication in the Federal Register].
ADDRESSES: Comments must be
submitted through www.regulations.gov.
Except as provided below, comments
received before the close of the
comment period will be available at
www.regulations.gov for public viewing,
inspection, or copying, including any
personally identifiable or confidential
business information that is included in
a comment. We post the comments
received before the close of the
comment period on
www.regulations.gov as soon as possible
after they have been received. VA will
not post on Regulations.gov public
comments that make threats to
individuals or institutions or suggest
that the commenter will take actions to
harm the individual. VA encourages
individuals not to submit duplicative
comments; however, we will post
comments from multiple unique
commenters even if the content is
identical or nearly identical to other
comments. Any public comment
received after the comment period’s
closing date is considered late and will
not be considered in the final
rulemaking. In accordance with the
Providing Accountability Through
Transparency Act of 2023, a 100 word
Plain-Language Summary of this
proposed rule is available at
Regulations.gov, under RIN 2900–AR10.
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Jane
Allen, Regulations Analyst; Robert
Parks, Chief, Regulations Staff (211C),
Compensation Service (21C), Veterans
Benefits Administration, Department of
Veterans Affairs, 810 Vermont Avenue
NW, Washington, DC 20420, (202) 461–
9700. (This is not a toll-free telephone
number.)
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
I. Background
The spraying of herbicides as tactical
defoliants during the Vietnam War
began in 1962 and continued until 1971.
Public concern over the military’s use of
herbicides began to grow following
requests by scientists to evaluate
possible toxic effects of widespread
herbicide spraying. To respond to
public concern about possible long-term
health effects of exposure to herbicides,
Congress passed the Veterans’ Dioxin
and Radiation Exposure Compensation
Standards Act, Public Law 98–542. The
Act required VA to create guidelines
and criteria for deciding claims for
benefits based on a Veteran’s exposure
to herbicides during service in the
Republic of Vietnam and established the
first presumptions of service connection
based on exposure to certain herbicides.
The Act also established the Veterans’
Advisory Committee on Environmental
Hazards to provide findings and
evaluations regarding the scientific
evidence related to possible adverse
health hazards due to exposure to
herbicides.
The results of these studies prompted
the Agent Orange Act of 1991, Public
Law 102–4, codified in part at 38 U.S.C.
1116. This Act established presumptive
service connection for non-Hodgkins
lymphoma, soft-tissue sarcoma (with
certain exceptions) and chloracne or
other consistent acneform diseases. In
addition, the Act directed the VA to
enter into an agreement with the
National Academy of Sciences to review
and evaluate the scientific evidence
concerning the association between
exposure to certain herbicide agents
during service in the Republic of
Vietnam and each disease suspected to
be associated with such exposure. The
Act further established guidelines for
the evidentiary support needed to create
new presumptions of service
connection. The Act required that
‘‘Whenever the Secretary determines, on
the basis of sound medical and
scientific evidence, that a positive
association exists between (A) the
exposure of humans to an herbicide
agent, and (B) the occurrence of a
disease in humans, the Secretary shall
prescribe regulations providing that a
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presumption of service connection is
warranted for that disease for the
purposes of this section.’’ Public Law
102–4, § 2(a). Since passage of the Act,
Congress and VA have established 13
additional presumptions of service
connection based on exposure to certain
herbicides.
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a. The BWN Act of 2019
Prior to the BWN Act, VA interpreted
the presumption of exposure to certain
herbicide agents for service connection
purposes under the Agent Orange Act of
1991, codified in relevant part at 38
U.S.C. 1116(a)(1), to require service
within the borders of the Republic of
Vietnam, either ‘‘boots on the ground’’
land-based service or service within the
inland waterways. If there was evidence
that a Veteran went ashore or docked in
the Republic of Vietnam, however
briefly, the Veteran would be entitled to
the presumption of exposure. VA’s
interpretation was upheld in court until
2019. See Haas v. Peake, 525 F.3d 1168,
1197 (Fed. Cir. 2008), cert. denied, 555
U.S. 1149 (2009), overruled by Procopio
v. Wilkie, 913 F.3d 1371, 1380 (Fed. Cir.
2019) (en banc). In 2019, the U.S. Court
of Appeals for the Federal Circuit held
that Congress intended the term
‘‘Republic of Vietnam’’ to include the
‘‘territorial sea’’ of the Republic of
Vietnam. The court ruled that by using
the formal name of the country, ‘‘the
Republic of Vietnam,’’ Congress referred
to both its landmass and its 12 nautical
mile territorial sea. Procopio, 913 F.3d
at 1375. Vietnam’s offshore waters were
not defined by statute, and the Federal
Circuit rejected the distinction between
service within the landmass and in the
territorial waters when it invalidated the
foot-on-land requirement for the Agent
Orange presumptions. Id. at 1378. The
court cited international legal
authorities to support its holding but
did not further attempt to define where
the boundaries of the territorial sea of
the Republic of Vietnam must be drawn
beyond its holding regarding the 12
nautical mile territorial sea. See id. at
1375–76. While VA was working to
implement the Procopio ruling,
Congress enacted the BWN Act. The
BWN Act provides a description and
table of coordinates to define the
Republic of Vietnam’s offshore waters.
b. The NDAA of 2021
On January 1, 2021, Congress enacted
Public Law 116–283, the William M.
(Mac) Thornberry National Defense
Authorization Act for Fiscal Year 2021
(NDAA). In relevant part, this law
amended 38 U.S.C. 1116(a)(2) by adding
bladder cancer, hypothyroidism and
Parkinsonism to the list of conditions
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presumptively associated with exposure
to certain herbicide agents. The
amendment to 38 U.S.C. 1116(a) was
based on the 2018 National Academies
of Sciences, Engineering, and Medicine
report, Veterans and Agent Orange:
Update 11, which found limited or
suggestive evidence of an association
between exposure to certain herbicide
agents and bladder cancer,
hypothyroidism and Parkinsonism.1
c. The PACT Act
On August 10, 2022, Congress enacted
the PACT Act, Public Law 117–168, to
improve access to VA benefits and
health care for Veterans who were
exposed to toxic substances during
military service. Section 403 of the
PACT Act amended section 1116 of title
38, United States Code by adding new
locations as eligible for a presumption
of exposure to certain herbicide agents:
Thailand (at any United States or Royal
Thai base), Laos, Cambodia at Mimot or
Krek, Kampong Cham Province,
Johnston Atoll, Guam, and American
Samoa, during certain timeframes. Prior
to the PACT Act, the only location
subject to a statuory presumption of
exposure to certain herbicides was the
Republic of Vietnam. Therefore, VA is
proposing to add these additional
locations to VA’s Part 3 Regulations at
38 CFR 3.307.
Section 404 of the PACT Act added
hypertension and MGUS as diseases
associated with exposure to certain
herbicide agents under 38 U.S.C.
1116(a)(2). Therefore, VA is proposing
to add these diseases to 38 CFR 3.309,
disease subject to presumptive service
connection.
II. Proposed Changes to § 3.307
Diseases Associated With Exposure to
Certain Herbicide Agents
a. Amendments to § 3.307(a)(6) Based
on the BWN Act of 2019
38 CFR 3.307(a)(6) outlines the
service requirements and other
circumstances required for the
presumption of exposure to certain
herbicide agents to apply. 38 CFR
3.307(a)(6)(iii) establishes a
presumption of exposure to certain
herbicide agents for Vietnam Veterans
with active-duty service during a
specific period. Prior to Procopio and
the BWN Act, Veterans who served in
the ‘‘offshore waters’’ were only
presumed to have been exposed to
certain herbicide agents if there was
evidence that the conditions of their
1 National Academies of Sciences, Engineering,
and Medicine. 2018. Veterans and Agent Orange:
Update 11 (2018). Washington, DC: The National
Academies Press. https://doi.org/10.17226/25137.
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service involved duty or visitation in
the Republic of Vietnam. VA proposes
to amend 38 CFR 3.307(a)(6) to clarify
that service in the offshore waters of the
Republic of Vietnam—without an
additional foot-on-land requirement—is
considered service in Vietnam for the
purpose of establishing presumption of
in-service exposure to certain herbicide
agents. Service in other locations will
continue to constitute service in
Vietnam if the conditions of service
involved duty or visitation in the
Republic of Vietnam.
VA also proposes to amend 38 CFR
3.307(a)(6) by adding the parameters of
what constitutes ‘‘offshore waters’’ from
the BWN Act. See 38 U.S.C. 1116A(d).
The Act includes a list of geographic
points with their names and coordinates
of latitude and longitude which, when
connected by a series of lines, create the
baseline from which the 12 nautical
miles that define the offshore waters of
the Republic of Vietnam are measured.
The BWN Act does not direct how the
southwestern-most and northern-most
points of the offshore waters are to be
connected to land, which would be
necessary to create a fully defined
geographic area. To define the offshore
water of the Republic of Vietnam, the
law provides 11 geographic points
located 12 miles seaward from the coast
of the Republic of Vietnam. The law
does not dictate how the end points
connect to land. Initially, VA
considered using straight lines to define
where the end points connect to land.
However, using a straight line to
connect the westernmost point to land
would bisect the southern tip of
Vietnam’s Phu Quoc Island. VA now
proposes to have this line include the
entire island. This Veteran-centric
approach would help avoid denials of
service connection for Veterans who
may have been exposed in the coastal
and inland waters of Phu Quoc. Further,
VA views the inclusion of the offshore
waters of Phu Quoc island to be
consistent with Congress’s intent that
VA extend the presumption of inservice exposure to certain herbicide
agents to all applicable BWN veterans in
a ‘‘broad and comprehensive’’ manner.
See H.R. Rep. No. 116–58, at 11 (2019)
(discussing purpose of BWN Act vis-a`vis Procopio). As such, VA proposes to
include the offshore areas of Phu Quoc
Island to ensure that veterans who
served in the offshore waters
surrounding Phu Quoc Island are
entitled to the same presumption.
VA proposes to define the southwest
demarcation of the offshore waters as a
line extending from where the border of
Cambodia and the Republic of Vietnam
meet the shoreline (10°30′54.42″ N,
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104°35′48.10″ E), to the points described
as Phu Quoc Extension points A
through E and on to Hon Nhan Island,
Tho Chu Archipelago Kien Giang
Province. The northern demarcation is
proposed to be described as a line from
the mid-point of the Ben Hai River,
which denotes the demilitarized zone
between the former North Vietnam and
the Republic of Vietnam (17°0′42.19″ N,
107°6′35.47″ E), to the point described
as Con Co Island, Binh Tri Thien
Province.
The proposed area that comprises the
offshore waters of the Republic of
Vietnam is designated solely for the
purpose of determining presumption of
in-service exposure to certain herbicide
agents in order to establish entitlement
to benefits under title 38 of the United
States Code. The proposed rulemaking
is not an endorsement of any state’s
sovereignty rights or jurisdiction under
international law. The status of some of
the waters in and around the area
addressed in the proposed regulation
was in dispute during the Vietnam Era
and may still be in dispute. Because of
this, the proposed rule includes a note
in 38 CFR 3.307 that clarifies that the
purpose of the regulation is for claim
adjudication purposes and is not a
statement or endorsement of
international boundaries.
VA also proposes to amend 38 CFR
3.307(a)(6) for exposures related to
service in the Korean demilitarized zone
(DMZ) by proposing to expand the date
range for presumption of exposure to
certain herbicide agents for Veterans
who served in units operating in or near
the Korean DMZ. Currently, the date
range contained in section
3.307(a)(6)(iv) is April 1, 1968, through
August 31, 1971. The BWN Act
expanded the date range to September 1,
1967, through August 31, 1971. 38
U.S.C. 1116B(a)(2).
Over the past few years, VA has
received several requests to engage in
rulemaking with regard to presumptive
exposure to certain herbicide agents.
Some of the requests have pertained to
the Republic of Vietnam and its
surrounds, such as Da Nang Harbor and
Phu Quoc Island, and seem to be
resolved by the BWN Act and this
rulemaking, with the proposed changes
to 38 CFR 3.307(a)(6) described above.
That said, VA still welcomes any and all
comments on these issues.
There have also been requests to
extend a presumption of exposure to
certain herbicide agents to Veterans who
served at additional locations outside
Vietnam, such as Panama and Okinawa.
In response to some of these requests,
VA committed to open a rulemaking
that would consider extending the
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presumption of exposure to certain
herbicide agents beyond the categories
of Veterans currently listed in 38 CFR
3.307(a)(6)(iii)–(v). This is that
rulemaking and, after serious
consideration, VA is proposing to
extend a presumption of exposure to
certain herbicide agents by adding new
paragraph 38 CFR 3.307(a)(6)(xi), which
would presume exposure to certain
herbicide agents for Veterans who
served in locations not otherwise listed
under section 3.307(a)(6) where certain
herbicides and their chemical
components were tested, used or stored,
based on information received from
DoD.
From 2018 to 2019, DoD reviewed
thousands of government documents
from a variety of sources to include the
National Archives and Records
Administration, Air Force Historical
Research Agency, United States
Department of Agriculture National
Agricultural Library and Defense
Technical Information Center.
Information obtained from these
documents was assessed against criteria
developed jointly by VA and DoD to
identify specific locations inside and
outside the United States where certain
herbicide agents and their chemical
components were tested, used, or
stored. The record of locations is a
‘‘living document,’’ and the Armed
Forces Pest Management Board
(AFPMB) has been assigned
responsibility by the Under Secretary of
Defense for Acquisition and
Sustainment to maintain and update
this list and ensure that it is current and
accurate. The AFPMB conducts a review
of the DoD list of locations annually and
accepts submissions from members of
the public in furtherance of updating
the list.
Because DoD’s list is premised on a
comprehensive review of thousands of
government documents, and the list will
continue to be informed and updated
through the submission of evidence by
members of the public as well as
internal research, VA utilizes the list as
the most reliable source of information
informing the question of where to
establish regulatory presumptions of
exposure to certain herbicide agents. VA
believes that the list’s acknowledgment
of certain herbicide agent usage, testing
or storage at particular sites on
particular dates warrants a presumption
of exposure to certain herbicide agents
that lessens the ordinary burden of
proof for Veterans who reasonably
would have visited those sites on those
dates. See 38 U.S.C. 5107(a); 38 U.S.C.
501(a)(1).
In August 2019, DoD conveyed to VA
its updated list of locations where
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certain herbicide agents were used,
tested or stored. The list references (1)
each location where certain herbicide
agents were present, (2) the specific site
of that presence, (3) the dates of that
presence, (4) the purpose of that
presence, (5) the personnel involved,
and (6) the name of the herbicide agent
or component involved. The list (and
links to the criteria informing its
creation) can be found at: https://www.
publichealth.va.gov/exposures/agent
orange/locations/tests-storage/
index.asp. While DoD is the lead agency
for producing and updating the list of
locations where certain herbicide agents
were used, tested or stored, VA is the
lead agency responsible for making this
information easily accessible to
Veterans and keeping them informed of
the benefits to which they may be
entitled based on their service. VA
keeps the public informed by publishing
the list on the VA public health website
and updating the published list as
locations are added or removed. In
addition, VA will provide notice in the
Federal Register whenever updates are
made to the DoD list.
Given that DoD will continue to
maintain and update the list of locations
where certain herbicide agents were
used, tested or stored, VA proposes to
implement a regulatory presumption of
exposure that can evolve with the most
current DoD list. Thus, VA proposes an
additional paragraph to 38 CFR 3.307
that would presume exposure to certain
herbicide agents for Veterans (who do
not qualify for the presumption under
paragraphs (a)(6)(iii)–(v) or new
paragraphs (a)(6)(vi)–(x) discussed
below in Section II.b.) whose
circumstances of service reasonably
would have placed them at a site of
certain herbicide agent testing, use or
storage on a date of certain herbicide
testing, use or storage. The authoritative
source regarding where and when
certain herbicide agents were tested,
used or stored, for purposes of this
additional paragraph, would be the
information provided by DoD that is
publicly available on VA’s website and
through VA’s notices in the Federal
Register.
This presumption would alleviate the
need for a Veteran to have to prove
actual involvement with certain
herbicide agents, so long as that
Veteran’s circumstances of service
would reasonably have placed the
Veteran at certain sites on certain dates.
For veterans who do not qualify for the
presumption, VA will continue to
consider and decide claims on a caseby-case basis considering all the
evidence of record. Such Veterans will
have the opportunity to present
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evidence that they were exposed to
certain herbicide agents, VA will
consider all evidence of record
(including lay statements) in rendering
a determination on exposure, and VA
will give the benefit of the doubt to the
Veteran; but a presumption that lessens
the ordinary burden of proof under 38
U.S.C. 5107 will not apply. Otherwise
stated, Veterans in such a position will
have the opportunity to establish inservice exposure to certain herbicide
agents on a direct basis, but not a
presumptive basis.
The purpose of this regulatory change
is to ensure consistency across VA
adjudications, in accord with the most
up-to-date information garnered by DoD.
Structuring the regulation in this way
will also eliminate the need for
adjudicators to continually rely on subregulatory guidance or the need for VA
to amend its regulations every time DoD
updates its list.
For several reasons, VA decided not
to propose to extend a regulatory
presumption beyond the statutory
requirements and the DoD list at this
time. First, any official declaration by
VA that a certain herbicide agent was
presumably present in a particular
location should be based on a
comprehensive review of all available
records, not based on speculation,
assumption or limited evidence. While
individual Veteran recollections,
photographs and soil samples decades
after the fact can provide relevant
evidence in support of an individual’s
pursuit of direct service connection, it is
most appropriate to rely on the most
comprehensive review—from the
agency that has access to the most
relevant documents—when establishing
a regulatory presumption. Second, as
noted above, direct service connection
remains available for any Veteran who
alleges exposure to certain herbicide
agents (no matter the Veteran’s location
of service), and due consideration will
be given to all the evidence that veteran
submits, with the benefit of the doubt
given to the Veteran. Tailoring the
presumption in this way does not at all
foreclose any Veteran alleging exposure
to certain herbicide agents from
obtaining benefits. Third, there is reason
for VA to be cautious in presuming or
making declarations about herbicide
agent presence when DoD has superior
access to relevant records and superior
knowledge of its own operations. While
some inconsistency in government
positions, statements and decisions is
inevitable given the size and complexity
of Federal operations, it is confusing
and illogical for one agency to create a
rule that will have the force and effect
of law that by its very premise depends
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upon a factual proposition that another
agency with superior expertise or
authority does not credit. Otherwise
stated, for VA to presume an herbicide
agent presence that DoD steadfastly
denies after exhaustive research could
implicate issues beyond VA benefits
and result in widespread confusion
about what the government believes to
be fact. The better resolution is for VA
and members of the public to submit all
relevant evidence to DoD, so that the
DoD list continues to evolve with the
most up-to-date information, and for
veterans to continue to submit evidence
along with their individual claims.
VA recognizes that locations like
Panama and Okinawa, Japan, are not on
DoD’s current list of locations where
certain herbicide agents were used,
tested or stored, and therefore would
not warrant a presumption at this time.
Ultimately, VA believes that linking its
presumption with DoD’s current
herbicide agent list (which, as noted
above, is a living document and
therefore may evolve, upon the review
of additional submitted evidence, to
include locations like Panama and
Okinawa) is the best course of action,
but VA nevertheless welcomes all
comments on this approach, or
comments on Panama and Okinawa
specifically, during the comment period
for this rulemaking.
b. Amendments to § 3.307 Based on the
PACT Act
As explained above, 38 CFR
3.307(a)(6) outlines the service
requirements and other circumstances
required for the presumption of
exposure to certain herbicide agents.
Currently, 38 CFR 3.307(a)(6) lists two
locations as eligible for a presumption
of exposure: the Republic of Vietnam
and units that operated in or near the
Korean DMZ in an area in which
herbicides are known to have been
applied. Based on section 403 of the
PACT Act, VA is proposing to add the
following locations to 38 CFR
3.307(a)(6) with corresponding eligible
timeframes: (1) service in Thailand at
any United States or Royal Thai base
during the period beginning on January
9, 1962, and ending on June 30, 1976;
(2) service in Laos during the period
beginning on December 1, 1965, and
ending on September 30, 1969; (3)
service in Cambodia at Mimot or Krek,
Kampong Cham Province during the
period beginning on April 16, 1969, and
ending on April 30, 1969; (4) service in
Guam or American Samoa, or in the
territorial waters thereof, during the
period beginning on January 9, 1962,
and ending on July 31, 1980; and (5)
service on Johnston Atoll or on a ship
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that called at Johnston Atoll during the
period beginning on January 1, 1972,
and ending on September 30, 1977.
These new locations will be added to 38
CFR 3.307(a)(6) by creating new
paragraphs (a)(6)(vi–x).
To determine the territorial waters of
Guam and American Samoa, VA relied
on coordinates from the National
Oceanic and Atmospheric
Administration. The electronic charts
can be found here: https://charts.noaa.
gov/InteractiveCatalog/nrnc.shtml#
mapTabs-2.
For claims based on service in
Thailand, VA interprets the language of
section 403 to include service on a ship
that called to a coastal Thailand base.
Section 403 provides a presumption of
exposure to Veterans who served in
Thailand at any United States or Royal
Thai base during the period beginning
on January 9, 1962, and ending on June
30, 1976. As the PACT Act definition of
covered service in Thailand includes
any United States or Royal Thai bases in
Thailand, VA finds it reasonable to
include service aboard a ship at any
coastal Thailand base. Under this
interpretation, any Veteran who served
on a ship that called to a coastal base
in Thailand is eligible for a presumption
of exposure to certain herbicides.
VA’s current policy regarding claims
based on Thailand service is contained
in sub-regulatory guidance and
considers exposure on a case-by-case
direct basis for security personnel,
security patrol dog handlers, or other
Service members whose daily activities
placed them near the security
perimeters of Thailand military bases
during the Vietnam Era. Proposed 38
CFR 3.307(a)(6)(vi) would supplant that
sub-regulatory guidance, as this new
paragraph would presume exposure to
certain herbicides for all veterans who
served in Thailand at any U.S. or Royal
Thai base between January 9, 1962, and
June 30, 1976, without regard to where
on the base the veteran was located or
what military job specialty the Veteran
performed.
For claims based on service in
Johnston Atoll or on a ship that called
to Johnston Atoll, 38 U.S.C. 1116(d)(5)
defines covered service to include
service ‘‘on Johnston Atoll or on a ship
that called at Johnston Atoll during the
period beginning on January 1, 1972,
and ending on September 30, 1977.’’
Section 1116(d)(5) specifies two
categories of service related to Johnston
Atoll that constitute covered service: (1)
service on Johnston Atoll and (2) service
on a ship that called at Johnston Atoll.
VA understands 38 U.S.C. 1116(d)(5)’s
date range to refer to the dates of the
veteran’s service in the location (the
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Atoll itself or on a ship), and that the
date range provided in the statute
applies to both categories. VA thus
proposes to amend 38 CFR 3.307(a)(6) to
make clear that the presumption of
exposure to certain herbicides applies
when the veteran was present on
Johnston Atoll, to include presence on
the the ship when it called at Johnston
Atoll, even if the veteran did not
disembark, during the qualifying period.
III. Proposed Changes to § 3.309
Diseases Subject to Presumptive Service
Connection
Based on the FY 2021 NDAA and
section 404 of the PACT Act, VA
proposes to amend its adjudication
regulations by revising section 3.309 to
add bladder cancer, Parkinsonism,
hypothyroidism, hypertension and
MGUS to the list of diseases subject to
presumptive service connection based
on exposure to certain herbicide agents.
VA proposes to add the five new
conditions to the end of section
3.309(e), directly after soft tissue
sarcoma.
VA also proposes to include
parenthetical language for Parkinsonism
that identifies the most common forms
of Parkinsonism known as Parkinsonplus syndromes (also referred to as
atypical Parkinsonism). The most
common Parkinson-plus syndromes are
progressive supranuclear palsy (PSP),
multiple system atrophy (MSA) (also
referred to as Shy-Drager syndrome),
corticobasal degeneration (CBD),
vascular Parkinsonism, and dementia
with Lewy bodies (DLB).2 The purpose
of this parenthetical language is to
ensure that disorders that fall under the
umbrella term Parkinsonism are not
overlooked by claims processors,
resulting in examinations not being
requested when warranted.
Drug-induced Parkinsonism will not
be included as a presumptive condition
as its etiology stems from drug side
effects, not exposure to certain herbicide
agents. Furthermore, drug-induced
Parkinsonism is a condition that usually
subsides over time once the relevant
drug is discontinued.3 Claims for
service connection of drug-induced
Parkinsonism will continue to be
considered, as warranted, on a direct
basis or on a secondary basis per 38 CFR
3.310(a), which states that service
2 Nicolaus R. McFarland. ‘‘Diagnostic Approach
to Atypical Parkinsonian Syndromes,’’ Continuum
(Minneap Minn). 2016 Aug; 22(4 Movement
Disorders)11171142. doi: 10.1212/CON.00000000
00000348
3 Shin, Hae-Won, and Sun Ju Chung. ‘‘Druginduced parkinsonism.’’ Journal of clinical
neurology (Seoul, Korea) vol. 8,1 (2012): 15–21.
doi:10.3988/jcn.2012.8.1.15
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connection will be granted when a
disability is determined to be
proximately due to or the result of a
service-connected disease or injury. If a
Veteran has a diagnosis of drug-induced
Parkinsonism and a medical examiner
opines that the disease is due to
medication required for a serviceconnected condition, the claim for
service connection for drug-induced
Parkinsonism may be granted on a
secondary basis. To provide clarity, VA
further proposes to add a new note to
38 CFR 3.309(e) to explain that druginduced Parkinsonism is not recognized
as a disease associated with exposure to
certain herbicide agents.
IV. Proposed Changes to § 3.313 Claims
Based on Service in Vietnam
38 CFR 3.313 provides regulatory
guidance for establishing service
connection for non-Hodgkin’s
lymphoma (NHL) based on service in
‘‘Vietnam.’’ Currently, service
connection for NHL requires a medical
diagnosis and evidence showing service
on land in Vietnam or service in
Vietnam’s offshore waters. (The current
regulatory provision does not
distinguish between ‘‘Vietnam’’ and the
‘‘Republic of Vietnam.’’) Before the
Procopio decision, service solely in the
offshore waters was not sufficient to
grant service connection for any
condition except NHL.
Based on the definition of Vietnam’s
offshore waters in the BWN Act, claims
for NHL will no longer be held to a
separate standard of service connection
than other conditions listed under 38
CFR 3.309(e). Furthermore, because the
current regulatory guidance does not
distinguish between ‘‘Vietnam’’ and the
‘‘Republic of Vietnam,’’ VA is proposing
to amend its adjudication regulations to
specify that in order to establish
presumptive service connection for
NHL, service must have been in the
‘‘Republic of Vietnam,’’ to ensure that
the regulation is consistent with the
statutory definition of Vietnam’s
offshore waters. VA notes that, in light
of Procopio and the BWN Act, the scope
and effect of section 3.313 are
essentially coextensive with section
3.309(e) as the latter applies to NHL.
However, VA proposes to revise, rather
than rescind, section 3.313 because this
provision could have an independent
effect in rare cases, as it does not
depend on a rebuttable presumption of
herbicide agent exposure.
V. Proposed Changes to § 3.114 Change
of Law or Department of Veterans
Affairs Issue
38 CFR 3.114(a), which provides
effective date provisions in situations
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where there has been a change in law or
VA issue, applies, in relevant part, to
benefits awards to an individual
suffering from spina bifida whose
biological father or mother is or was a
Vietnam Veteran or a Veteran with
covered service in Korea. Since the
BWN Act authorizes VA to extend these
benefits to children of Veterans with
covered service in Thailand, VA
proposes to add individuals with spina
bifida born to Veterans with covered
service in Thailand as a category of
claimants who are entitled to
consideration for an effective date as
specified in this regulation.
Furthermore, VA proposes a clerical
amendment to section 3.114(a) by
replacing the word ‘‘child’’ with the
phrase ‘‘natural child’’ wherever it
occurs in the regulation. This is not a
substantive regulatory change; it is
merely a clerical amendment that
reflects the statutory definition of
‘‘child’’ for purposes of benefits for
children of certain veterans born with
spina bifida. See 38 U.S.C. 1831(1).
VI. Proposed Changes to § 3.814
Monetary Allowance Under 38 U.S.C.
Chapter 18 for An Individual Suffering
From Spina Bifida Whose Biological
Father or Mother Is or Was a Vietnam
Veteran or a Veteran With Covered
Service in Korea
Individuals born with spina bifida
whose biological father or mother was
determined to be exposed to certain
herbicide agents in Vietnam or Korea
have long been eligible for a monthly
monetary allowance under 38 U.S.C.
chapter 18, based on the severity of their
spina bifida symptoms. However, this
eligibility did not extend to natural
children of Thailand Veterans for whom
certain herbicide agent exposure has
been conceded, nor did it extend to
natural children of Veterans who served
in the offshore waters of the Republic of
Vietnam. 38 CFR 3.814 is the regulation
that provides for entitlement to this
monetary allowance under 38 U.S.C.
chapter 18 and sets forth the criteria that
must be met in order to establish such
entitlement. The BWN Act expanded
eligibility for spina bifida benefits to
natural children of certain Thailand
Veterans, as well as natural children of
Veterans who served in the offshore
waters of the Republic of Vietnam. This
proposed rulemaking updates the
criteria accordingly.
For purposes of spina bifida benefits
for natural children of Thailand
Veterans, the BWN Act, in 38 U.S.C.
1822, defined a Veteran of covered
service in Thailand as ‘‘any individual,
without regard to the characterization of
that individual’s service, who—(1)
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served in the active military, naval, or
air service in Thailand, as determined
by the Secretary in consultation with
the Secretary of Defense, during the
period beginning on January 9, 1962,
and ending on May 7, 1975; and (2) is
determined by the Secretary, in
consultation with the Secretary of
Defense, to have been exposed to a
herbicide agent during such service in
Thailand’’
As discussed above in Section II.b.,
the PACT Act expanded the list of
locations eligible for a presumption of
exposure to certain herbicides to
include Thailand. The PACT Act
defined covered service in Thailand, in
38 U.S.C. 1116(d)(2), as ‘‘active military,
naval, air, or space service-performed in
Thailand at any United States or Royal
Thai base during the period beginning
on January 9, 1962, and ending on June
30, 1976, without regard to where on the
base the Veteran was located or what
military job specialty the Veteran
performed.’’ Prior to the PACT Act, 38
U.S.C. 1822 provided benefits to
children born with spina bifida whose
parent served in Thailand any time
between January 9, 1962, and May 7,
1975. The PACT Act did not amend 38
U.S.C. 1822. For purposes of
establishing entitlement to monetary
benefits for spina bifida under 38 U.S.C.
Chapter 18, VA proposes to define
covered service in Thailand as ‘‘service
at any United States or Royal Thai base
during the period beginning on January
9, 1962, and ending on May 7, 1975,
without regard to where on the base the
Veteran was located or what military job
specialty the Veteran performed.’’ This
definition includes the description of
covered service from 38 U.S.C. 1116 but
maintains the eligible time frame from
38 U.S.C. 1822. VA has determined that
aligning the definitions of what
characterizes Thailand service will
improve the consistency of decisions for
Thailand Veterans and their survivors.
For the purposes of establishing
entitlement to monetary benefits for
spina bifida under 38 U.S.C. chapter 18,
VA is proposing to include the offshore
waters of the Republic of Vietnam in the
definition of service in the Republic of
Vietnam. In accordance with the BWN
Act, VA further proposes to amend 38
CFR 3.814(c)(1) to align with the
definition of ‘‘service in the Republic of
Vietnam’’ set forth in the proposed
amendment to 38 CFR 3.307(a)(6)(iii).
Further, in accordance with the BWN
Act, VA is extending the date range for
establishing presumption of exposure
along the Korean DMZ from April 1,
1968, through August 31, 1971, to
September 1, 1967, through August 31,
1971. See 38 U.S.C. 1116B(a)(2). VA
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proposes to amend the start date in 38
CFR 3.814(c)(2) to reflect the date
mandated by the new statute.
VA also proposes replacing the phrase
‘‘biological son or daughter’’ in 38 CFR
3.814(c)(4) with ‘‘natural child’’
consistent with the clerical amendment
proposed for 38 CFR 3.114(a).
VII. Proposed Changes to § 3.815
Monetary Allowance Under 38 U.S.C.
Chapter 18 for an Individual With
Disability From Covered Birth Defects
Whose Biological Mother Is or Was a
Vietnam Veteran; Identification of
Covered Birth Defects
Prior to the BWN Act, if a Veteran
mother only had service in the offshore
waters of the Republic of Vietnam and
did not go ashore or serve in the inland
waterways, that service did not qualify
for entitlement to a monthly monetary
award for any natural children born
with qualifying birth defects. The Act
expanded the definition of ‘‘Vietnam
Veteran’’ to include Veterans who
served in the offshore waters of the
Republic of Vietnam. Therefore, VA
proposes to amend 38 CFR 3.815
accordingly.
38 CFR 3.815 provides for a monetary
allowance under 38 U.S.C. 1812 for
individuals with disability due to
covered birth defects whose biological
mother is or was a Vietnam Veteran.
Covered birth defects include any birth
defect other than familial disorders,
birth-related injuries, or fetal or
neonatal infirmity with well-established
causes. All birth defects not excluded
under these categories are covered birth
defects. However, if an individual’s only
birth defect is spina bifida, their
monthly monetary allowance will be
paid under the provisions of 38 U.S.C.
1803, 1821, and 1822, which provide a
monthly monetary award for children of
certain herbicide agent-exposed Veteran
parents who served in Vietnam,
Thailand or near the Korean DMZ.
In accordance with the BWN Act, VA
proposes to amend 38 CFR 3.815(c)(1) to
align the definition of ‘‘service in the
Republic of Vietnam’’ with the
definition set forth in the proposed
amendment to 38 CFR 3.307(a)(6)(iii).
VIII. Proposed Changes to § 3.105
Revision of Decisions
38 CFR 3.105(g), which describes
procedural requirements for reductions
in evaluations under 38 U.S.C. chapter
18 for children of certain herbicide
agent-exposed Veterans, currently only
applies to children of Vietnam Veterans
born with spina bifida or children of
Veterans with covered service in Korea
born with spina bifida who were
entitled to benefits. Because the BWN
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Act authorized VA to extend those
benefits under 38 U.S.C. chapter 18 to
children of certain Veterans who served
in Thailand born with spina bifida, VA
proposes to add these children to the
category of claimants who are covered
by the procedural provisions specified
in this regulation. Since natural
children of Veterans with covered
service in Thailand are a newly covered
type of claimant, it is necessary to add
them as a category of claimants who are
covered by the procedural provisions of
38 CFR 3.105. This ensures that benefits
awarded to these claimants cannot be
severed or reduced until the claimant
has been afforded time to present
evidence in support of maintaining their
benefits.
Finally, VA proposes a clerical
amendment to section 3.105(g) by
replacing the word ‘‘children’’ with the
phrase ‘‘natural children’’ wherever it
occurs in the regulation. As is true with
the proposed amendment to 38 CFR
3.114(a), this is a clerical change made
to reflect the statutory definition of
‘‘child’’ for purposes of benefits for
children of certain Veterans born with
spina bifida. See 38 U.S.C. 1831(1).
IX. Proposed Changes to § 3.816
Awards Under the Nehmer Court
Orders for Disability or Death Caused
by a Condition Presumptively
Associated With Herbicide Exposure
VA proposes to codify the current
procedural guidance regarding locating
the appropriate survivor(s) of a deceased
Nehmer class member and defining the
parameters of ‘‘reasonable efforts’’ to
identify them. VA is also codifying its
existing policy to pay newly identified
qualifying payees before attempting
recoupment from improperly
compensated payees, rather than
waiting for recoupment before paying
the newly identified qualifying payees.
The intent of this change is to ensure
compliance with the Nehmer consent
decree.
Historically, VA has sought to locate
payees for potential retroactive Nehmer
benefits by sending letters to all
dependents of record requesting the
names, addresses and telephone
numbers of all known survivors. VA
will also seek to obtain proof of
dependency documents such as birth
certificates, marriages certificates and
other proof of dependency, if necessary.
If payees cannot be identified, VA
will make reasonable efforts to locate
payees as the information on file
permits. For example, if a claimant’s
record identifies an authorized
representative or a relative, it would be
reasonable to contact such person to
request information concerning the
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existence of a surviving spouse,
child(ren), parent(s) or the executor/
administrator of the class member’s
estate. It would be unreasonable to
attempt to locate a payee where there is
no evidence of record to suggest that the
party would potentially qualify for
retroactive benefits.
If the evidence of record does not
contain sufficient information to
identify an eligible Nehmer class
beneficiary, a letter will be sent to the
last known address of the Veteran, and
VA will wait 30 days for a response. If
an address is unknown, an attempt will
be made to contact the survivor by
telephone to obtain their address.
This proposed regulation codifies the
procedure for locating Nehmer payees
as follows: Claims processors must
review the claims folder for relevant
information and review other VA
resources including, but not limited to,
benefit applications, statements from
the veteran, medical records, corporate
database and claims processing system
notes. If review of both the claims folder
and electronic claims processing system
do not provide beneficiary contact
information, claims processors must
contact any known authorized
representatives of record (including
those who provided first notice of death
and/or funeral/burial services). Claims
processors also must attempt to locate
potential payees using online public
record investigation software authorized
by VA. If, after this review, no
beneficiary, authorized representative or
next of kin is located, the claims
processor will send (i) a letter to the
Veteran’s last known address and wait
30 days for a response and (ii) attempt
contact via last known telephonic
contact information. If no response is
received at the expiration of 30 days, the
claims processor will annotate in the
claims folder all actions taken to
identify eligible payees. The claims
processor will then add the claim data
to communications with Nehmer class
counsel, as VA is required to provide
class counsel with a list of every claim
where eligible survivors cannot be
located.
Given the universe of information in
the VA benefits system available to
claims processors and the measures VA
proposes to identify eligible
beneficiaries and contact individuals
who may provide information about
eligible beneficiaries unknown to VA,
this procedural guidance constitutes
what VA has determined to be
reasonable efforts to identify all
appropriate Nehmer payees. VA does
not believe it is reasonable to pay
private search firms or undertake
extraordinary efforts beyond those
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identified in this regulation to identify
potential payees.
If, following such efforts, VA releases
the full amount of unpaid benefits to a
payee or payees, and additional
qualifying payees subsequently identify
themselves to VA, VA will pay the
newly identified payee(s) the portion of
the award to which they are entitled,
and then attempt to recover the
overpayment from the original payee(s).
While this is consistent with VA’s
current policy, the revision is necessary
in light of the December 2, 2021,
amendment to 38 CFR 3.816(f)(3), which
was required by the November 10, 2021,
court order in Nehmer v. U.S.
Department of Veterans Affairs, No.
C86–06160 WHA (N.D. Cal.) vacating
the final sentence of section 3.816(f)(3),
directing VA to issue a rule rescinding
that sentence and requiring VA to
publish that rule in the Federal
Register. See 86 FR 68409 (Dec. 2,
2021). VA is obligated to issue payment
to the newly identified payee(s)
regardless of whether it previously
disbursed the entirety of an award to the
original payee(s). As noted by the U.S.
Court of Appeals for Veterans Claims in
Snyder v. Principi, the prior
disbursement ‘‘in no way impairs [VA’s]
authority and obligation to pay from the
compensation . . . account the amount
that is owed to the correct beneficiary.’’
15 Vet. App. 285, 292 (2001). This is
because ‘‘the amount owed to the
correct beneficiary, in fact, remains
undisturbed in the compensation . . .
account.’’ Id. Nevertheless, payment to
newly identified payees does not relieve
VA of its corresponding obligation to
recover the overpayment to the original
payees. See 31 U.S.C. 3711(a)(1) (‘‘The
head of an executive, judicial, or
legislative agency . . . shall try to
collect a claim of the United States
Government for money or property
arising out of the activities of, or
referred to, the agency.’’); 38 CFR
1.910(a) (requiring VA to take
‘‘aggressive collection action . . . to
collect all claims for money or property
arising from [VA’s] activities’’); see also
Edwards v. Peake, 22 Vet. App. 57, 59
(2008) (noting that ‘‘the Secretary
generally is required to recover
erroneous VA payments or overpayment
of benefits’’).
X. Severability
The purpose of this section is to
clarify the agency’s intent with respect
to the severability of provisions of this
proposed rule. Each provision that the
agency has proposed is capable of
operating independently and the agency
intends them to be severable. If any
provision of this rule is determined by
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9809
judicial review or operation of law to be
invalid, the agency would not intend
that partial invalidation to render the
remainder of this rule invalid. Likewise,
if the application of any portion of this
proposed rule to a particular
circumstance were determined to be
invalid, the agencies would intend that
the rule as proposed remain applicable
to all other circumstances.
Executive Orders 12866, 13563 and
14094
Executive Order (E.O.) 12866
(Regulatory Planning and Review)
directs agencies to assess the costs and
benefits of available regulatory
alternatives and, when regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, and other advantages;
distributive impacts; and equity). E.O.
13563 (Improving Regulation and
Regulatory Review) emphasizes the
importance of quantifying both costs
and benefits, reducing costs,
harmonizing rules, and promoting
flexibility. E.O. 14094 (E.O. on
Modernizing Regulatory Review)
supplements and reaffirms the
principles, structures, and definitions
governing contemporary regulatory
review established in E.O. 12866 of
September 30, 1993 (Regulatory
Planning and Review), and E.O. 13563
of January 18, 2011 (Improving
Regulation and Regulatory Review). The
Office of Information and Regulatory
Affairs has determined that this
rulemaking is a significant regulatory
action under E.O. 12866, Section 3(f)(1),
as amended by E.O. 14094. The
Regulatory Impact Analysis associated
with this rulemaking can be found as a
supporting document at
www.regulations.gov.
Regulatory Flexibility Act
The Secretary hereby certifies that
this proposed rule would not have a
significant economic impact on a
substantial number of small entities as
they are defined in the Regulatory
Flexibility Act (5 U.S.C. 601–612). The
factual basis for this certification is that
no small entities or businesses provide
Federal compensation or pension
benefits to Veterans, and such entities or
businesses therefore would be
unaffected by the proposed rule.
Therefore, pursuant to 5 U.S.C. 605(b),
the initial and final regulatory flexibility
analysis requirements of 5 U.S.C. 603
and 604 do not apply.
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Unfunded Mandates
The Unfunded Mandates Reform Act
of 1995 requires, at 2 U.S.C. 1532, that
agencies prepare an assessment of
anticipated costs and benefits before
issuing any rule that may result in the
expenditure by state, local, and tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
(adjusted annually for inflation) in any
one year. This proposed rule would
have no such effect on state, local, and
tribal governments, or on the private
sector.
Paperwork Reduction Act
This proposed rule contains no
provisions constituting a collection of
information under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501–
3521).
List of Subjects in 38 CFR Part 3
Administrative practice and
procedure, Claims, Disability benefits,
Healthcare, Pensions, Radioactive
materials, Veterans, Vietnam.
Signing Authority
Denis McDonough, Secretary of
Veterans Affairs, approved and signed
this document on January 9, 2024, and
authorized the undersigned to sign and
submit the document to the Office of the
Federal Register for publication
electronically as an official document of
the Department of Veterans Affairs.
Jeffrey M. Martin,
Assistant Director, Office of Regulation Policy
& Management, Office of General Counsel,
Department of Veterans Affairs.
For the reasons stated in the
preamble, VA proposes to amend 38
CFR part 3 as set forth below:
PART 3—ADJUDICATION
Subpart A—Pension, Compensation,
and Dependency and Indemnity
Compensation
1. The authority citation for part 3,
subpart A continues to read as follows:
■
Authority: 38 U.S.C. 501(a), unless
otherwise noted.
2. Amend § 3.105 by revising
paragraph (g) to read as follows:
■
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§ 3.105
Revision of decisions.
*
*
*
*
*
(g) Reduction in evaluation—
monetary allowance under 38 U.S.C.
chapter 18 for certain individuals who
are natural children of Vietnam
Veterans or natural children of Veterans
with covered service in Korea or
Thailand. Where a reduction or
discontinuance of a monetary allowance
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currently being paid under 38 U.S.C.
chapter 18 is considered warranted, VA
will notify the beneficiary at his or her
latest address of record of the proposed
reduction, furnish detailed reasons
therefore, and allow the beneficiary 60
days to present additional evidence to
show that the monetary allowance
should be continued at the present
level. Unless otherwise provided in
paragraph (i) of this section, if VA does
not receive additional evidence within
that period, it will take final rating
action and reduce the award effective
the last day of the month following 60
days from the date of notice to the
beneficiary of the proposed reduction.
*
*
*
*
*
■ 3. Amend § 3.114 by:
■ a. Revising paragraph (a) introductory
text;
■ b. Removing the authority citation
immediately preceding paragraph (b);
and
■ c. Revising the authority citation
immediately following paragraph (b).
The revisions read as follows:
§ 3.114 Change of law or Department of
Veterans Affairs issue.
(a) Effective date of award. Where
pension, compensation, dependency
and indemnity compensation, or a
monetary allowance under 38 U.S.C.
chapter 18 for an individual who is a
natural child of a Vietnam Veteran or
natural child of a Veteran with covered
service in Korea or Thailand is awarded
or increased pursuant to a liberalizing
law, or a liberalizing VA issue approved
by the Secretary or by the Secretary’s
direction, the effective date of such
award or increase shall be fixed in
accordance with the facts found, but
shall not be earlier than the effective
date of the act or administrative issue.
Where pension, compensation,
dependency and indemnity
compensation, or a monetary allowance
under 38 U.S.C. chapter 18 for an
individual who is a natural child of a
Vietnam Veteran or natural child of a
Veteran with covered service in Korea
or Thailand is awarded or increased
pursuant to a liberalizing law or VA
issue which became effective on or after
the date of its enactment or issuance, in
order for a claimant to be eligible for a
retroactive payment under the
provisions of this paragraph the
evidence must show that the claimant
met all eligibility criteria for the
liberalized benefit on the effective date
of the liberalizing law or VA issue and
that such eligibility existed
continuously from that date to the date
of claim or administrative determination
of entitlement. The provisions of this
paragraph are applicable to original and
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supplemental claims as well as claims
for increase.
*
*
*
*
*
(b) * * *
(Authority: 38 U.S.C. 1805, 1815, 1821, 1822,
1831, 1832, 5110(g))
4. Amend § 3.307 by revising
paragraphs (a)(6) introductory text,
(a)(6)(iii) through (v), and adding
paragraphs (a)(6)(vi) through (xi) to read
as follows:
■
§ 3.307 Presumptive service connection
for chronic, tropical, or prisoner-of-war
related disease, disease associated with
exposure to certain herbicide agents, or
disease associated with exposure to
contaminants in the water supply at Camp
Lejeune; wartime and service on or after
January 1, 1947.
(a) * * *
(6) Presumption of exposure to certain
herbicide agents. (i) For the purposes of
this section, the term ‘‘herbicide agent’’
means a chemical in an herbicide used
in support of the United States and
allied military operations in the
Republic of Vietnam during the period
beginning on January 9, 1962, and
ending on May 7, 1975, specifically:
2,4–D; 2,4,5–T and its contaminant
TCDD; cacodylic acid; and picloram.
*
*
*
*
*
(iii) Service in the Republic of
Vietnam. A veteran who, during active
military, naval, or air service, served in
the Republic of Vietnam during the
period beginning on January 9, 1962 and
ending on May 7, 1975, shall be
presumed to have been exposed during
such service to an herbicide agent,
unless there is affirmative evidence to
establish that the Veteran was not
exposed to any such agent during that
service. The last date on which such a
Veteran shall be presumed to have been
exposed to an herbicide agent shall be
the last date on which he or she served
in the Republic of Vietnam during the
period beginning on January 9, 1962 and
ending on May 7, 1975. Service in the
Republic of Vietnam includes service in
the offshore waters of the Republic of
Vietnam. Service in the offshore waters
of the Republic of Vietnam is defined as
service in waters at any location not
more than 12 nautical miles seaward of
a line commencing on the southwestern
demarcation line of the waters of
Vietnam and Cambodia. This line would
encompass Phu Quoc island,
terminating at the mid-point of the Ben
Hai River, and intersecting the following
points:
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Points geographic names
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At
At
At
At
At
At
At
At
At
At
At
At
At
At
At
At
Latitude north
Phu Quoc Extension Point A ..................................................................................................................
Phu Quoc Extension Point B ..................................................................................................................
Phu Quoc Extension Point C ..................................................................................................................
Phu Quoc Extension Point D ..................................................................................................................
Phu Quoc Extension Point E ..................................................................................................................
Hon Nhan Island, Tho Chu Archipelago Kien Giang Province ..............................................................
Hon Da Island southeast of Hon Khoai Island Minh Hai Province ........................................................
Tai Lon Islet, Con Dao Islet in Con Dao-Vung Toa Special Sector .......................................................
Bong Lai Islet, Con Dao Islet ..................................................................................................................
Bay Canh Islet, Con Dao Islet ................................................................................................................
Hon Hai Islet (Phu Qui group of islands) Thuan Hai Province ..............................................................
Hon Doi Islet, Thuan Hai Province .........................................................................................................
Dai Lanh point, Phu Khanh Province .....................................................................................................
Ong Can Islet, Phu Khanh Province .......................................................................................................
Ly Son Islet, Nghia Binh Province ..........................................................................................................
Con Co Island, Binh Tri Thien Province .................................................................................................
(iv) Service in or near the Korean
Demilitarized Zone (DMZ). A Veteran
who, during active military, naval, or air
service, served between September 1,
1967, and August 31, 1971, in a unit
that, as determined by DoD, operated in
or near the Korean DMZ in an area in
which certain herbicide agents are
known to have been applied during that
period, shall be presumed to have been
exposed during such service to an
herbicide agent, unless there is
affirmative evidence to establish that the
Veteran was not exposed to any such
agent during that service. See also 38
CFR 3.814(c)(2).
(v) Service operating, maintaining, or
serving aboard C–123 aircraft. An
individual who performed service in the
Air Force or Air Force Reserve under
circumstances in which the individual
concerned regularly and repeatedly
operated, maintained, or served onboard
C–123 aircraft known to have been used
to spray an herbicide agent during the
Vietnam era shall be presumed to have
been exposed during such service to an
herbicide agent. For purposes of this
paragraph, ‘‘regularly and repeatedly
operated, maintained, or served onboard
C–123 aircraft’’ means that the
individual was assigned to an Air Force
or Air Force Reserve squadron when the
squadron was permanently assigned one
of the affected aircraft and the
individual had an Air Force Specialty
Code indicating duties as a flight,
ground maintenance, or medical crew
member on such aircraft. Such exposure
constitutes an injury under 38 U.S.C.
101(24)(B) and (C). If an individual
described in this paragraph develops a
disease listed in 38 CFR 3.309(e) as
specified in paragraph (a)(6)(ii) of this
section, it will be presumed that the
individual concerned became disabled
during that service for purposes of
establishing that the individual served
in the active military, naval, or air
service.
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(vi) Service in Thailand. A veteran
who, during active military, naval, or air
service, served in Thailand at any
United States or Royal Thai base during
the period beginning on January 9, 1962,
and ending on June 30, 1976, without
regard to where on the base the Veteran
was located or what military job
specialty the Veteran performed, shall
be presumed to have been exposed
during such service to an herbicide
agent, unless there is affirmative
evidence to establish that the Veteran
was not exposed to any such agent
during that service. Service at any
United States or Royal Thai base
includes service aboard a ship that
called to a coastal base in Thailand.
(vii) Service in Laos. A veteran who,
during active military, naval, or air
service, served in Laos during the
period beginning on December 1, 1965,
and ending on September 30, 1969,
shall be presumed to have been exposed
during such service to an herbicide
agent, unless there is affirmative
evidence to establish that the Veteran
was not exposed to any such agent
during that serviche.
(viii) Service in Cambodia. A veteran
who, during active military, naval, or air
service, served in Cambodia at Mimot or
Krek, Kampong Cham Province during
the period beginning on April 16, 1969,
and ending on April 30, 1969, shall be
presumed to have been exposed during
such service to an herbicide agent,
unless there is affirmative evidence to
establish that the Veteran was not
exposed to any such agent during that
service.
(ix) Service in Guam or American
Samoa. A Veteran who, during active
military, naval, or air service, served in
Guam or American Samoa, or in the
territorial waters thereof, during the
period beginning on January 9, 1962,
and ending on July 31, 1980, shall be
presumed to have been exposed during
such service to an herbicide agent,
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104°12’54.69″
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103°59′19.11″
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unless there is affirmative evidence to
establish that the Veteran was not
exposed to any such agent during that
service.
(x) Service on Johnston Atoll. A
Veteran who, during active military,
naval, or air service, served on Johnston
Atoll or served on a ship when it called
at Johnston Atoll during the period
beginning on January 1, 1972, and
ending on September 30, 1977, shall be
presumed to have been exposed during
such service to an herbicide agent,
unless there is affirmative evidence to
establish that the Veteran was not
exposed to any such agent during that
service.
(xi) Service in locations recognized by
the Department of Defense. A veteran
who does not meet the requirements of
paragraphs (a)(6)(iii)-(x) of this section,
and whose circumstances of service
reasonably would have placed the
Veteran at a site of certain herbicide
agent testing, use, or storage on a date
of certain herbicide agent testing, use, or
storage, shall be presumed to have been
exposed to an herbicide agent during
such service, unless there is affirmative
evidence to establish that the Veteran
was not exposed to any such agent
during that service. The DoD List of
Locations Where Tactical Herbicides
and Their Chemical Components Were
Tested, Used, or Stored Outside of
Vietnam, published on VA’s website, is
the authoritative source regarding where
and when certain herbicide agents were
tested, used or stored for purposes of
this paragraph, and can be found at:
https://www.publichealth.va.gov/
exposures/agentorange/locations/testsstorage/index.asp. VA will publish
changes to this list in the Notices
section of the Federal Register.
*
*
*
*
*
■ 5. Amend § 3.309 by revising
paragraph (e) to read as follows:
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§ 3.309 Disease subject to presumptive
service connection.
*
*
*
*
(e) Disease associated with exposure
to certain herbicide agents. If a Veteran
was exposed to an herbicide agent
during active military, naval, or air
service, the following diseases shall be
service connected if the requirements of
§ 3.307(a)(6) are met even though there
is no record of such disease during
service, provided further that the
rebuttable presumption provisions of
§ 3.307(d) are also satisfied.
AL amyloidosis
Chloracne or other acneform disease
consistent with chloracne.
Type 2 diabetes (also known as Type II
diabetes mellitus or adult-onset
diabetes),
Hodgkin’s disease
Ischemic heart disease (including, but
not limited to, acute, subacute, and
old myocardial infarction;
atherosclerotic cardiovascular disease
including coronary artery disease
(including coronary spasm) and
coronary bypass surgery; and stable,
unstable and Prinzmetal’s angina)
All chronic B-cell leukemias (including,
but not limited to, hairy-cell leukemia
and chronic lymphocytic leukemia)
Multiple myeloma
Non-Hodgkin’s lymphoma
Parkinson’s disease
Early-onset peripheral neuropathy
Porphyria cutanea tarda
Prostate cancer
Respiratory cancers (cancer of the lung,
bronchus, larynx, or trachea)
Soft-tissue sarcoma (other than
osteosarcoma, chondrosarcoma,
Kaposi’s sarcoma, or mesothelioma)
Bladder cancer
Parkinsonism (including, but not
limited to, the following Parkinsonplus syndromes (also referred to as
‘‘atypical Parkinsonism’’): progressive
supranuclear palsy (PSP), multiple
system atrophy (MSA) (also referred
to as Shy-Drager syndrome),
corticobasal degeneration (CBD),
vascular Parkinsonism, and dementia
with Lewy bodies (DLB))
Hypothyroidism
Hypertension
Monoclonal gammopathy of
undetermined significance (MGUS)
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*
Note 1: The term ‘‘soft-tissue sarcoma’’
includes the following:
Adult fibrosarcoma
Dermatofibrosarcoma protuberans
Malignant fibrous histiocytoma
Liposarcoma
Leiomyosarcoma
Epithelioid leiomyosarcoma (malignant
leiomyoblastoma)
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Rhabdomyosarcoma
Ectomesenchymoma
Angiosarcoma (hemangiosarcoma and
lymphangiosarcoma)
Proliferating (systemic)
angioendotheliomatosis
Malignant glomus tumor
Malignant hemangiopericytoma
Synovial sarcoma (malignant
synovioma)
Malignant giant cell tumor of tendon
sheath
Malignant schwannoma, including
malignant schwannoma with
rhabdomyoblastic differentiation
(malignant Triton tumor), glandular
and epithelioid malignant
schwannomas
Malignant mesenchymoma
Malignant granular cell tumor
Alveolar soft part sarcoma
Epithelioid sarcoma
Clear cell sarcoma of tendons and
aponeuroses
Extraskeletal Ewing’s sarcoma
Congenital and infantile fibrosarcoma
Malignant ganglioneuroma
Note 2: For purposes of this section, the
term ischemic heart disease does not include
hypertension or peripheral manifestations of
arteriosclerosis such as peripheral vascular
disease or stroke, or any other condition that
does not qualify within the generally
accepted medical definition of Ischemic heart
disease.
Note 3: Drug-induced Parkinsonism is not
recognized as a disease associated with
exposure to certain herbicide agents.
*
■
*
*
*
*
6. Revise § 3.313 to read as follows:
§ 3.313 Claims based on service in the
Republic of Vietnam.
(a) Service in the Republic of
Vietnam. Service in the Republic of
Vietnam includes service in the offshore
waters of the Republic of Vietnam as
defined in 38 CFR 3.307(a)(6)(iii).
Service in other locations will constitute
service in the Republic of Vietnam if the
conditions of service involved duty or
visitation in the Republic of Vietnam.
(b) Service connection based on
service in the Republic of Vietnam.
Service in the Republic of Vietnam
during the Vietnam Era together with
the development of non-Hodgkin’s
lymphoma manifested subsequent to
such service is sufficient to establish
service connection for that disease.
■ 7. Amend § 3.814 by revising the
section heading, paragraph (c), and the
authority citation at the end of the
section to read as follows:
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§ 3.814 Monetary allowance under 38
U.S.C. chapter 18 for an individual suffering
from spina bifida whose biological father or
mother is or was a Vietnam Veteran or a
Veteran with covered service in Korea or
Thailand.
*
*
*
*
*
(c) Definitions—(1) Vietnam veteran.
For the purposes of this section, the
term ‘‘Vietnam Veteran’’ means a person
who performed active military, naval, or
air service in the Republic of Vietnam
during the period beginning on January
9, 1962, and ending on May 7, 1975,
without regard to the characterization of
the person’s service. Service in the
Republic of Vietnam includes service in
the offshore waters of the Republic of
Vietnam as defined in 38 CFR
3.307(a)(6)(iii). Service in other
locations will constitute service in the
Republic of Vietnam if the conditions of
service involved duty or visitation in
the Republic of Vietnam.
(2) Covered service in Korea. For the
purposes of this section, the term
‘‘Veteran with covered service in Korea’’
means a person who served in the active
military, naval, or air service in or near
the Korean DMZ between September 1,
1967, and August 31, 1971, and who is
determined by VA, in consultation with
the DoD, to have been exposed to an
herbicide agent during such service.
Exposure to an herbicide agent will be
conceded if the Veteran served between
September 1, 1967, and August 31,
1971, in a unit that, as determined by
the Department of Defense, operated in
or near the Korean DMZ in an area in
which certain herbicide agents are
known to have been applied during that
period, unless there is affirmative
evidence to establish that the Veteran
was not exposed to any such agent
during that service.
(3) Covered service in Thailand. For
the purposes of this section, the term
‘‘covered service in Thailand’’ means
service in Thailand at any United States
or Royal Thai base during the period
beginning on January 9, 1962, and
ending on May 7, 1975, without regard
to where on the base the Veteran was
located or what military job specialty
the Veteran performed.
(4) Individual. For the purposes of
this section, the term ‘‘individual’’
means a person, regardless of age or
marital status, whose biological father or
mother is or was a Vietnam Veteran and
who was conceived after the date on
which the veteran first served in the
Republic of Vietnam during the Vietnam
Era, or whose biological father or
mother is or was a Veteran with covered
service in Korea or Thailand and who
was conceived after the date on which
the Veteran first had covered service in
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Korea or Thailand as defined in this
section. Notwithstanding the provisions
of § 3.204(a)(1), VA will require the
types of evidence specified in §§ 3.209
and 3.210 sufficient to establish in the
judgment of the Secretary that a person
is the natural child of a Vietnam Veteran
or a Veteran with covered service in
Korea or Thailand.
(5) Spina bifida. For the purposes of
this section, the term ‘‘spina bifida’’
means any form and manifestation of
spina bifida except spina bifida occulta.
*
*
*
*
*
(Authority: 38 U.S.C. 501, 1116A, 1116B,
1805, 1811, 1812, 1821, 1822, 1831, 1832,
1833, 1834, 5101, 5110, 5111, 5112)
8. Amend § 3.815 by revising
paragraph (c)(1) and the authority
citation at the end of the section to read
as follows:
■
§ 3.815 Monetary allowance under 38
U.S.C. chapter 18 for an individual with
disability from covered birth defects whose
biological mother is or was a Vietnam
Veteran; identification of covered birth
defects.
*
*
*
*
*
(c) * * *
(1) Vietnam Veteran. For the purposes
of this section, the term Vietnam
veteran means a person who performed
active military, naval, or air service in
the Republic of Vietnam during the
period beginning on February 28, 1961,
and ending on May 7, 1975, without
regard to the characterization of the
person’s service. Service in the Republic
of Vietnam includes service in the
waters offshore of the Republic of
Vietnam, as defined in 38 CFR
3.307(a)(6)(iii). Service in other
locations will constitute service in the
Republic of Vietnam if the conditions of
service involved duty or visitation in
the Republic of Vietnam.
*
*
*
*
*
(Authority: 38 U.S.C. 501, 1116A, 1811, 1812,
1813, 1814, 1815, 1816, 1831, 1832, 1833,
1834, 5101, 5110, 5111, 5112)
9. Amend § 3.816 by revising
paragraph (f)(3) and the authority
citation at the end of the section to read
as follows:
■
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§ 3.816 Awards under the Nehmer Court
Orders for disability or death caused by a
condition presumptively associated with
herbicide exposure.
*
*
*
*
*
(f) * * *
(3) Identifying payees. VA shall make
reasonable efforts to identify the
appropriate payee(s) under paragraph
(f)(1) of this section. For the purposes of
this section, reasonable efforts to locate
a Nehmer payee are limited to the
following:
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(i) Claims processors must review the
claims folder for beneficiary contact
information. Documents in the claims
folder that might contain this contact
information can include but are not
limited to:
(A) benefit applications;
(B) statements from the Veteran; and
(C) medical records
(ii) Claims processors must review
electronic claims processing systems for
potential beneficiary contact
information, including:
(A) corporate database review, and
(B) claims processing system notes
review
(iii) Claims processors must utilize
online public record investigation
software authorized by VA to locate
potential beneficiary contact
information.
(iv) If review of both the claims folder
and electronic claims processing
systems do not provide contact
information, VA will attempt to contact
any known or applicable authorized
representatives of record, next of kin,
individuals who provided first notice of
death, the executor/administrator of the
class member’s estate, or funeral homes
that provided funeral/burial services, if
that information is available.
(v) If no beneficiary, authorized
representative, next of kin, individuals
who provided first notice of death,
executor/administrator of the class
member’s estate, or funeral home that
provided funeral/burial services is
located in the review above, then claims
processors must:
(A) Send a letter to the last known
address of the veteran and wait 30 days
for a response, and
(B) Attempt contact via the Veteran’s
last known telephonic contact
information found in the Veteran’s file.
(vi) If, following such efforts, VA
releases the full amount of unpaid
benefits to a payee, and additional
qualifying payees subsequently identify
themselves to VA, VA will pay the
newly identified payees the portion of
the award to which they are entitled,
and then attempt to recover the
overpayment from the original payee(s).
*
*
*
*
*
(Authority: 38 U.S.C. 501)
[FR Doc. 2024–02590 Filed 2–9–24; 8:45 am]
BILLING CODE 8320–01–P
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9813
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R09–OAR–2023–0649; FRL–11647–
01–R9]
Air Plan Revisions; California; Feather
River Air Quality Management District
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to approve a
revision to the Feather River Air Quality
Management District (FRAQMD or
‘‘District’’) portion of the California
State Implementation Plan (SIP). This
revision concerns a rule submitted to
address section 185 of the Clean Air Act
(CAA or ‘‘the Act’’). We are taking
comments on this proposal and plan to
follow with a final action.
DATES: Comments must be received on
or before March 13, 2024.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–R09–
OAR–2023–0649 at https://
www.regulations.gov. For comments
submitted at Regulations.gov, follow the
online instructions for submitting
comments. Once submitted, comments
cannot be edited or removed from
Regulations.gov. The EPA may publish
any comment received to its public
docket. Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written comment.
The written comment is considered the
official comment and should include
discussion of all points you wish to
make. The EPA will generally not
consider comments or comment
contents located outside of the primary
submission (i.e., on the web, cloud, or
other file sharing system). For
additional submission methods, please
contact the person identified in the FOR
FURTHER INFORMATION CONTACT section.
For the full EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www.epa.gov/dockets/
commenting-epa-dockets. If you need
assistance in a language other than
English or if you are a person with a
disability who needs a reasonable
accommodation at no cost to you, please
contact the person identified in the FOR
FURTHER INFORMATION CONTACT section.
FOR FURTHER INFORMATION CONTACT: Kira
Wiesinger, EPA Region IX, 75
SUMMARY:
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Agencies
[Federal Register Volume 89, Number 29 (Monday, February 12, 2024)]
[Proposed Rules]
[Pages 9803-9813]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-02590]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF VETERANS AFFAIRS
38 CFR Part 3
RIN 2900-AR10
Updating VA Adjudication Regulations for Disability or Death
Benefit Claims Related to Exposure to Certain Herbicide Agents
AGENCY: Department of Veterans Affairs.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Department of Veterans Affairs (VA) proposes to amend its
adjudication regulations relating to exposure to certain herbicide
agents to incorporate the provisions of the Blue Water Navy Vietnam
Veterans Act of 2019 (the BWN Act), specifically by extending the
presumed area of exposure to the offshore waters of the Republic of
Vietnam, defining the boundaries of the offshore waters, expanding the
date ranges for presumption of exposure in the Korean Demilitarized
Zone (DMZ) and establishing entitlement to spina bifida benefits for
children of certain Veterans who served in Thailand. This rule also
proposes to codify a presumption of exposure to certain herbicide
agents for locations published on the Department of Defense's (DoD)
record of locations where certain herbicide agents were used, tested or
stored outside of Vietnam. In addition, this rule also proposes to
codify longstanding procedures for searching for payees entitled to
class action settlement payments aligned with Nehmer v. U.S. Department
of Veterans Affairs and proposes to apply the definition of the
Republic of Vietnam's offshore waters to claims for presumptive service
connection for non-Hodgkin's lymphoma. VA is also proposing to amend
its adjudication regulations concerning presumptive service connection
for diseases associated with exposure to certain herbicide agents. This
amendment implements provisions of the Fiscal Year (FY) 2021 National
Defense Authorization Act (NDAA), which added bladder cancer,
hypothyroidism and Parkinsonism as medical conditions eligible for
presumptive service connection. Finally, this rulemaking proposes to
implement certain provisions of the Sergeant First Class Heath Robinson
Honoring our Promise to Address Comprehensive Toxics Act of 2022 (PACT
Act), specifically by recognizing hypertension and monoclonal
gammopathy of undetermined significance (MGUS) as diseases eligible for
a presumption of exposure to certain herbicides and adding new
locations as eligible for a presumption of exposure to certain
herbicides during specific timeframes.
DATES: Comments must be received on or before [insert date 60 days
after date of publication in the Federal Register].
ADDRESSES: Comments must be submitted through www.regulations.gov.
Except as provided below, comments received before the close of the
comment period will be available at www.regulations.gov for public
viewing, inspection, or copying, including any personally identifiable
or confidential business information that is included in a comment. We
post the comments received before the close of the comment period on
www.regulations.gov as soon as possible after they have been received.
VA will not post on Regulations.gov public comments that make threats
to individuals or institutions or suggest that the commenter will take
actions to harm the individual. VA encourages individuals not to submit
duplicative comments; however, we will post comments from multiple
unique commenters even if the content is identical or nearly identical
to other comments. Any public comment received after the comment
period's closing date is considered late and will not be considered in
the final rulemaking. In accordance with the Providing Accountability
Through Transparency Act of 2023, a 100 word Plain-Language Summary of
this proposed rule is available at Regulations.gov, under RIN 2900-
AR10.
FOR FURTHER INFORMATION CONTACT: Jane Allen, Regulations Analyst;
Robert Parks, Chief, Regulations Staff (211C), Compensation Service
(21C), Veterans Benefits Administration, Department of Veterans
Affairs, 810 Vermont Avenue NW, Washington, DC 20420, (202) 461-9700.
(This is not a toll-free telephone number.)
SUPPLEMENTARY INFORMATION:
I. Background
The spraying of herbicides as tactical defoliants during the
Vietnam War began in 1962 and continued until 1971. Public concern over
the military's use of herbicides began to grow following requests by
scientists to evaluate possible toxic effects of widespread herbicide
spraying. To respond to public concern about possible long-term health
effects of exposure to herbicides, Congress passed the Veterans' Dioxin
and Radiation Exposure Compensation Standards Act, Public Law 98-542.
The Act required VA to create guidelines and criteria for deciding
claims for benefits based on a Veteran's exposure to herbicides during
service in the Republic of Vietnam and established the first
presumptions of service connection based on exposure to certain
herbicides. The Act also established the Veterans' Advisory Committee
on Environmental Hazards to provide findings and evaluations regarding
the scientific evidence related to possible adverse health hazards due
to exposure to herbicides.
The results of these studies prompted the Agent Orange Act of 1991,
Public Law 102-4, codified in part at 38 U.S.C. 1116. This Act
established presumptive service connection for non-Hodgkins lymphoma,
soft-tissue sarcoma (with certain exceptions) and chloracne or other
consistent acneform diseases. In addition, the Act directed the VA to
enter into an agreement with the National Academy of Sciences to review
and evaluate the scientific evidence concerning the association between
exposure to certain herbicide agents during service in the Republic of
Vietnam and each disease suspected to be associated with such exposure.
The Act further established guidelines for the evidentiary support
needed to create new presumptions of service connection. The Act
required that ``Whenever the Secretary determines, on the basis of
sound medical and scientific evidence, that a positive association
exists between (A) the exposure of humans to an herbicide agent, and
(B) the occurrence of a disease in humans, the Secretary shall
prescribe regulations providing that a
[[Page 9804]]
presumption of service connection is warranted for that disease for the
purposes of this section.'' Public Law 102-4, Sec. 2(a). Since passage
of the Act, Congress and VA have established 13 additional presumptions
of service connection based on exposure to certain herbicides.
a. The BWN Act of 2019
Prior to the BWN Act, VA interpreted the presumption of exposure to
certain herbicide agents for service connection purposes under the
Agent Orange Act of 1991, codified in relevant part at 38 U.S.C.
1116(a)(1), to require service within the borders of the Republic of
Vietnam, either ``boots on the ground'' land-based service or service
within the inland waterways. If there was evidence that a Veteran went
ashore or docked in the Republic of Vietnam, however briefly, the
Veteran would be entitled to the presumption of exposure. VA's
interpretation was upheld in court until 2019. See Haas v. Peake, 525
F.3d 1168, 1197 (Fed. Cir. 2008), cert. denied, 555 U.S. 1149 (2009),
overruled by Procopio v. Wilkie, 913 F.3d 1371, 1380 (Fed. Cir. 2019)
(en banc). In 2019, the U.S. Court of Appeals for the Federal Circuit
held that Congress intended the term ``Republic of Vietnam'' to include
the ``territorial sea'' of the Republic of Vietnam. The court ruled
that by using the formal name of the country, ``the Republic of
Vietnam,'' Congress referred to both its landmass and its 12 nautical
mile territorial sea. Procopio, 913 F.3d at 1375. Vietnam's offshore
waters were not defined by statute, and the Federal Circuit rejected
the distinction between service within the landmass and in the
territorial waters when it invalidated the foot-on-land requirement for
the Agent Orange presumptions. Id. at 1378. The court cited
international legal authorities to support its holding but did not
further attempt to define where the boundaries of the territorial sea
of the Republic of Vietnam must be drawn beyond its holding regarding
the 12 nautical mile territorial sea. See id. at 1375-76. While VA was
working to implement the Procopio ruling, Congress enacted the BWN Act.
The BWN Act provides a description and table of coordinates to define
the Republic of Vietnam's offshore waters.
b. The NDAA of 2021
On January 1, 2021, Congress enacted Public Law 116-283, the
William M. (Mac) Thornberry National Defense Authorization Act for
Fiscal Year 2021 (NDAA). In relevant part, this law amended 38 U.S.C.
1116(a)(2) by adding bladder cancer, hypothyroidism and Parkinsonism to
the list of conditions presumptively associated with exposure to
certain herbicide agents. The amendment to 38 U.S.C. 1116(a) was based
on the 2018 National Academies of Sciences, Engineering, and Medicine
report, Veterans and Agent Orange: Update 11, which found limited or
suggestive evidence of an association between exposure to certain
herbicide agents and bladder cancer, hypothyroidism and
Parkinsonism.\1\
---------------------------------------------------------------------------
\1\ National Academies of Sciences, Engineering, and Medicine.
2018. Veterans and Agent Orange: Update 11 (2018). Washington, DC:
The National Academies Press. https://doi.org/10.17226/25137.
---------------------------------------------------------------------------
c. The PACT Act
On August 10, 2022, Congress enacted the PACT Act, Public Law 117-
168, to improve access to VA benefits and health care for Veterans who
were exposed to toxic substances during military service. Section 403
of the PACT Act amended section 1116 of title 38, United States Code by
adding new locations as eligible for a presumption of exposure to
certain herbicide agents: Thailand (at any United States or Royal Thai
base), Laos, Cambodia at Mimot or Krek, Kampong Cham Province, Johnston
Atoll, Guam, and American Samoa, during certain timeframes. Prior to
the PACT Act, the only location subject to a statuory presumption of
exposure to certain herbicides was the Republic of Vietnam. Therefore,
VA is proposing to add these additional locations to VA's Part 3
Regulations at 38 CFR 3.307.
Section 404 of the PACT Act added hypertension and MGUS as diseases
associated with exposure to certain herbicide agents under 38 U.S.C.
1116(a)(2). Therefore, VA is proposing to add these diseases to 38 CFR
3.309, disease subject to presumptive service connection.
II. Proposed Changes to Sec. 3.307 Diseases Associated With Exposure
to Certain Herbicide Agents
a. Amendments to Sec. 3.307(a)(6) Based on the BWN Act of 2019
38 CFR 3.307(a)(6) outlines the service requirements and other
circumstances required for the presumption of exposure to certain
herbicide agents to apply. 38 CFR 3.307(a)(6)(iii) establishes a
presumption of exposure to certain herbicide agents for Vietnam
Veterans with active-duty service during a specific period. Prior to
Procopio and the BWN Act, Veterans who served in the ``offshore
waters'' were only presumed to have been exposed to certain herbicide
agents if there was evidence that the conditions of their service
involved duty or visitation in the Republic of Vietnam. VA proposes to
amend 38 CFR 3.307(a)(6) to clarify that service in the offshore waters
of the Republic of Vietnam--without an additional foot-on-land
requirement--is considered service in Vietnam for the purpose of
establishing presumption of in-service exposure to certain herbicide
agents. Service in other locations will continue to constitute service
in Vietnam if the conditions of service involved duty or visitation in
the Republic of Vietnam.
VA also proposes to amend 38 CFR 3.307(a)(6) by adding the
parameters of what constitutes ``offshore waters'' from the BWN Act.
See 38 U.S.C. 1116A(d). The Act includes a list of geographic points
with their names and coordinates of latitude and longitude which, when
connected by a series of lines, create the baseline from which the 12
nautical miles that define the offshore waters of the Republic of
Vietnam are measured.
The BWN Act does not direct how the southwestern-most and northern-
most points of the offshore waters are to be connected to land, which
would be necessary to create a fully defined geographic area. To define
the offshore water of the Republic of Vietnam, the law provides 11
geographic points located 12 miles seaward from the coast of the
Republic of Vietnam. The law does not dictate how the end points
connect to land. Initially, VA considered using straight lines to
define where the end points connect to land. However, using a straight
line to connect the westernmost point to land would bisect the southern
tip of Vietnam's Phu Quoc Island. VA now proposes to have this line
include the entire island. This Veteran-centric approach would help
avoid denials of service connection for Veterans who may have been
exposed in the coastal and inland waters of Phu Quoc. Further, VA views
the inclusion of the offshore waters of Phu Quoc island to be
consistent with Congress's intent that VA extend the presumption of in-
service exposure to certain herbicide agents to all applicable BWN
veterans in a ``broad and comprehensive'' manner. See H.R. Rep. No.
116-58, at 11 (2019) (discussing purpose of BWN Act vis-[agrave]-vis
Procopio). As such, VA proposes to include the offshore areas of Phu
Quoc Island to ensure that veterans who served in the offshore waters
surrounding Phu Quoc Island are entitled to the same presumption.
VA proposes to define the southwest demarcation of the offshore
waters as a line extending from where the border of Cambodia and the
Republic of Vietnam meet the shoreline (10[deg]30'54.42'' N,
[[Page 9805]]
104[deg]35'48.10'' E), to the points described as Phu Quoc Extension
points A through E and on to Hon Nhan Island, Tho Chu Archipelago Kien
Giang Province. The northern demarcation is proposed to be described as
a line from the mid-point of the Ben Hai River, which denotes the
demilitarized zone between the former North Vietnam and the Republic of
Vietnam (17[deg]0'42.19'' N, 107[deg]6'35.47'' E), to the point
described as Con Co Island, Binh Tri Thien Province.
The proposed area that comprises the offshore waters of the
Republic of Vietnam is designated solely for the purpose of determining
presumption of in-service exposure to certain herbicide agents in order
to establish entitlement to benefits under title 38 of the United
States Code. The proposed rulemaking is not an endorsement of any
state's sovereignty rights or jurisdiction under international law. The
status of some of the waters in and around the area addressed in the
proposed regulation was in dispute during the Vietnam Era and may still
be in dispute. Because of this, the proposed rule includes a note in 38
CFR 3.307 that clarifies that the purpose of the regulation is for
claim adjudication purposes and is not a statement or endorsement of
international boundaries.
VA also proposes to amend 38 CFR 3.307(a)(6) for exposures related
to service in the Korean demilitarized zone (DMZ) by proposing to
expand the date range for presumption of exposure to certain herbicide
agents for Veterans who served in units operating in or near the Korean
DMZ. Currently, the date range contained in section 3.307(a)(6)(iv) is
April 1, 1968, through August 31, 1971. The BWN Act expanded the date
range to September 1, 1967, through August 31, 1971. 38 U.S.C.
1116B(a)(2).
Over the past few years, VA has received several requests to engage
in rulemaking with regard to presumptive exposure to certain herbicide
agents. Some of the requests have pertained to the Republic of Vietnam
and its surrounds, such as Da Nang Harbor and Phu Quoc Island, and seem
to be resolved by the BWN Act and this rulemaking, with the proposed
changes to 38 CFR 3.307(a)(6) described above. That said, VA still
welcomes any and all comments on these issues.
There have also been requests to extend a presumption of exposure
to certain herbicide agents to Veterans who served at additional
locations outside Vietnam, such as Panama and Okinawa. In response to
some of these requests, VA committed to open a rulemaking that would
consider extending the presumption of exposure to certain herbicide
agents beyond the categories of Veterans currently listed in 38 CFR
3.307(a)(6)(iii)-(v). This is that rulemaking and, after serious
consideration, VA is proposing to extend a presumption of exposure to
certain herbicide agents by adding new paragraph 38 CFR
3.307(a)(6)(xi), which would presume exposure to certain herbicide
agents for Veterans who served in locations not otherwise listed under
section 3.307(a)(6) where certain herbicides and their chemical
components were tested, used or stored, based on information received
from DoD.
From 2018 to 2019, DoD reviewed thousands of government documents
from a variety of sources to include the National Archives and Records
Administration, Air Force Historical Research Agency, United States
Department of Agriculture National Agricultural Library and Defense
Technical Information Center. Information obtained from these documents
was assessed against criteria developed jointly by VA and DoD to
identify specific locations inside and outside the United States where
certain herbicide agents and their chemical components were tested,
used, or stored. The record of locations is a ``living document,'' and
the Armed Forces Pest Management Board (AFPMB) has been assigned
responsibility by the Under Secretary of Defense for Acquisition and
Sustainment to maintain and update this list and ensure that it is
current and accurate. The AFPMB conducts a review of the DoD list of
locations annually and accepts submissions from members of the public
in furtherance of updating the list.
Because DoD's list is premised on a comprehensive review of
thousands of government documents, and the list will continue to be
informed and updated through the submission of evidence by members of
the public as well as internal research, VA utilizes the list as the
most reliable source of information informing the question of where to
establish regulatory presumptions of exposure to certain herbicide
agents. VA believes that the list's acknowledgment of certain herbicide
agent usage, testing or storage at particular sites on particular dates
warrants a presumption of exposure to certain herbicide agents that
lessens the ordinary burden of proof for Veterans who reasonably would
have visited those sites on those dates. See 38 U.S.C. 5107(a); 38
U.S.C. 501(a)(1).
In August 2019, DoD conveyed to VA its updated list of locations
where certain herbicide agents were used, tested or stored. The list
references (1) each location where certain herbicide agents were
present, (2) the specific site of that presence, (3) the dates of that
presence, (4) the purpose of that presence, (5) the personnel involved,
and (6) the name of the herbicide agent or component involved. The list
(and links to the criteria informing its creation) can be found at:
https://www.publichealth.va.gov/exposures/agentorange/locations/tests-storage/index.asp. While DoD is the lead agency for producing and
updating the list of locations where certain herbicide agents were
used, tested or stored, VA is the lead agency responsible for making
this information easily accessible to Veterans and keeping them
informed of the benefits to which they may be entitled based on their
service. VA keeps the public informed by publishing the list on the VA
public health website and updating the published list as locations are
added or removed. In addition, VA will provide notice in the Federal
Register whenever updates are made to the DoD list.
Given that DoD will continue to maintain and update the list of
locations where certain herbicide agents were used, tested or stored,
VA proposes to implement a regulatory presumption of exposure that can
evolve with the most current DoD list. Thus, VA proposes an additional
paragraph to 38 CFR 3.307 that would presume exposure to certain
herbicide agents for Veterans (who do not qualify for the presumption
under paragraphs (a)(6)(iii)-(v) or new paragraphs (a)(6)(vi)-(x)
discussed below in Section II.b.) whose circumstances of service
reasonably would have placed them at a site of certain herbicide agent
testing, use or storage on a date of certain herbicide testing, use or
storage. The authoritative source regarding where and when certain
herbicide agents were tested, used or stored, for purposes of this
additional paragraph, would be the information provided by DoD that is
publicly available on VA's website and through VA's notices in the
Federal Register.
This presumption would alleviate the need for a Veteran to have to
prove actual involvement with certain herbicide agents, so long as that
Veteran's circumstances of service would reasonably have placed the
Veteran at certain sites on certain dates. For veterans who do not
qualify for the presumption, VA will continue to consider and decide
claims on a case-by-case basis considering all the evidence of record.
Such Veterans will have the opportunity to present
[[Page 9806]]
evidence that they were exposed to certain herbicide agents, VA will
consider all evidence of record (including lay statements) in rendering
a determination on exposure, and VA will give the benefit of the doubt
to the Veteran; but a presumption that lessens the ordinary burden of
proof under 38 U.S.C. 5107 will not apply. Otherwise stated, Veterans
in such a position will have the opportunity to establish in-service
exposure to certain herbicide agents on a direct basis, but not a
presumptive basis.
The purpose of this regulatory change is to ensure consistency
across VA adjudications, in accord with the most up-to-date information
garnered by DoD. Structuring the regulation in this way will also
eliminate the need for adjudicators to continually rely on sub-
regulatory guidance or the need for VA to amend its regulations every
time DoD updates its list.
For several reasons, VA decided not to propose to extend a
regulatory presumption beyond the statutory requirements and the DoD
list at this time. First, any official declaration by VA that a certain
herbicide agent was presumably present in a particular location should
be based on a comprehensive review of all available records, not based
on speculation, assumption or limited evidence. While individual
Veteran recollections, photographs and soil samples decades after the
fact can provide relevant evidence in support of an individual's
pursuit of direct service connection, it is most appropriate to rely on
the most comprehensive review--from the agency that has access to the
most relevant documents--when establishing a regulatory presumption.
Second, as noted above, direct service connection remains available for
any Veteran who alleges exposure to certain herbicide agents (no matter
the Veteran's location of service), and due consideration will be given
to all the evidence that veteran submits, with the benefit of the doubt
given to the Veteran. Tailoring the presumption in this way does not at
all foreclose any Veteran alleging exposure to certain herbicide agents
from obtaining benefits. Third, there is reason for VA to be cautious
in presuming or making declarations about herbicide agent presence when
DoD has superior access to relevant records and superior knowledge of
its own operations. While some inconsistency in government positions,
statements and decisions is inevitable given the size and complexity of
Federal operations, it is confusing and illogical for one agency to
create a rule that will have the force and effect of law that by its
very premise depends upon a factual proposition that another agency
with superior expertise or authority does not credit. Otherwise stated,
for VA to presume an herbicide agent presence that DoD steadfastly
denies after exhaustive research could implicate issues beyond VA
benefits and result in widespread confusion about what the government
believes to be fact. The better resolution is for VA and members of the
public to submit all relevant evidence to DoD, so that the DoD list
continues to evolve with the most up-to-date information, and for
veterans to continue to submit evidence along with their individual
claims.
VA recognizes that locations like Panama and Okinawa, Japan, are
not on DoD's current list of locations where certain herbicide agents
were used, tested or stored, and therefore would not warrant a
presumption at this time. Ultimately, VA believes that linking its
presumption with DoD's current herbicide agent list (which, as noted
above, is a living document and therefore may evolve, upon the review
of additional submitted evidence, to include locations like Panama and
Okinawa) is the best course of action, but VA nevertheless welcomes all
comments on this approach, or comments on Panama and Okinawa
specifically, during the comment period for this rulemaking.
b. Amendments to Sec. 3.307 Based on the PACT Act
As explained above, 38 CFR 3.307(a)(6) outlines the service
requirements and other circumstances required for the presumption of
exposure to certain herbicide agents. Currently, 38 CFR 3.307(a)(6)
lists two locations as eligible for a presumption of exposure: the
Republic of Vietnam and units that operated in or near the Korean DMZ
in an area in which herbicides are known to have been applied. Based on
section 403 of the PACT Act, VA is proposing to add the following
locations to 38 CFR 3.307(a)(6) with corresponding eligible timeframes:
(1) service in Thailand at any United States or Royal Thai base during
the period beginning on January 9, 1962, and ending on June 30, 1976;
(2) service in Laos during the period beginning on December 1, 1965,
and ending on September 30, 1969; (3) service in Cambodia at Mimot or
Krek, Kampong Cham Province during the period beginning on April 16,
1969, and ending on April 30, 1969; (4) service in Guam or American
Samoa, or in the territorial waters thereof, during the period
beginning on January 9, 1962, and ending on July 31, 1980; and (5)
service on Johnston Atoll or on a ship that called at Johnston Atoll
during the period beginning on January 1, 1972, and ending on September
30, 1977. These new locations will be added to 38 CFR 3.307(a)(6) by
creating new paragraphs (a)(6)(vi-x).
To determine the territorial waters of Guam and American Samoa, VA
relied on coordinates from the National Oceanic and Atmospheric
Administration. The electronic charts can be found here: https://charts.noaa.gov/InteractiveCatalog/nrnc.shtml#mapTabs-2.
For claims based on service in Thailand, VA interprets the language
of section 403 to include service on a ship that called to a coastal
Thailand base. Section 403 provides a presumption of exposure to
Veterans who served in Thailand at any United States or Royal Thai base
during the period beginning on January 9, 1962, and ending on June 30,
1976. As the PACT Act definition of covered service in Thailand
includes any United States or Royal Thai bases in Thailand, VA finds it
reasonable to include service aboard a ship at any coastal Thailand
base. Under this interpretation, any Veteran who served on a ship that
called to a coastal base in Thailand is eligible for a presumption of
exposure to certain herbicides.
VA's current policy regarding claims based on Thailand service is
contained in sub-regulatory guidance and considers exposure on a case-
by-case direct basis for security personnel, security patrol dog
handlers, or other Service members whose daily activities placed them
near the security perimeters of Thailand military bases during the
Vietnam Era. Proposed 38 CFR 3.307(a)(6)(vi) would supplant that sub-
regulatory guidance, as this new paragraph would presume exposure to
certain herbicides for all veterans who served in Thailand at any U.S.
or Royal Thai base between January 9, 1962, and June 30, 1976, without
regard to where on the base the veteran was located or what military
job specialty the Veteran performed.
For claims based on service in Johnston Atoll or on a ship that
called to Johnston Atoll, 38 U.S.C. 1116(d)(5) defines covered service
to include service ``on Johnston Atoll or on a ship that called at
Johnston Atoll during the period beginning on January 1, 1972, and
ending on September 30, 1977.'' Section 1116(d)(5) specifies two
categories of service related to Johnston Atoll that constitute covered
service: (1) service on Johnston Atoll and (2) service on a ship that
called at Johnston Atoll. VA understands 38 U.S.C. 1116(d)(5)'s date
range to refer to the dates of the veteran's service in the location
(the
[[Page 9807]]
Atoll itself or on a ship), and that the date range provided in the
statute applies to both categories. VA thus proposes to amend 38 CFR
3.307(a)(6) to make clear that the presumption of exposure to certain
herbicides applies when the veteran was present on Johnston Atoll, to
include presence on the the ship when it called at Johnston Atoll, even
if the veteran did not disembark, during the qualifying period.
III. Proposed Changes to Sec. 3.309 Diseases Subject to Presumptive
Service Connection
Based on the FY 2021 NDAA and section 404 of the PACT Act, VA
proposes to amend its adjudication regulations by revising section
3.309 to add bladder cancer, Parkinsonism, hypothyroidism, hypertension
and MGUS to the list of diseases subject to presumptive service
connection based on exposure to certain herbicide agents. VA proposes
to add the five new conditions to the end of section 3.309(e), directly
after soft tissue sarcoma.
VA also proposes to include parenthetical language for Parkinsonism
that identifies the most common forms of Parkinsonism known as
Parkinson-plus syndromes (also referred to as atypical Parkinsonism).
The most common Parkinson-plus syndromes are progressive supranuclear
palsy (PSP), multiple system atrophy (MSA) (also referred to as Shy-
Drager syndrome), corticobasal degeneration (CBD), vascular
Parkinsonism, and dementia with Lewy bodies (DLB).\2\ The purpose of
this parenthetical language is to ensure that disorders that fall under
the umbrella term Parkinsonism are not overlooked by claims processors,
resulting in examinations not being requested when warranted.
---------------------------------------------------------------------------
\2\ Nicolaus R. McFarland. ``Diagnostic Approach to Atypical
Parkinsonian Syndromes,'' Continuum (Minneap Minn). 2016 Aug; 22(4
Movement Disorders)11171142. doi: 10.1212/CON.0000000000000348
---------------------------------------------------------------------------
Drug-induced Parkinsonism will not be included as a presumptive
condition as its etiology stems from drug side effects, not exposure to
certain herbicide agents. Furthermore, drug-induced Parkinsonism is a
condition that usually subsides over time once the relevant drug is
discontinued.\3\ Claims for service connection of drug-induced
Parkinsonism will continue to be considered, as warranted, on a direct
basis or on a secondary basis per 38 CFR 3.310(a), which states that
service connection will be granted when a disability is determined to
be proximately due to or the result of a service-connected disease or
injury. If a Veteran has a diagnosis of drug-induced Parkinsonism and a
medical examiner opines that the disease is due to medication required
for a service-connected condition, the claim for service connection for
drug-induced Parkinsonism may be granted on a secondary basis. To
provide clarity, VA further proposes to add a new note to 38 CFR
3.309(e) to explain that drug-induced Parkinsonism is not recognized as
a disease associated with exposure to certain herbicide agents.
---------------------------------------------------------------------------
\3\ Shin, Hae-Won, and Sun Ju Chung. ``Drug-induced
parkinsonism.'' Journal of clinical neurology (Seoul, Korea) vol.
8,1 (2012): 15-21. doi:10.3988/jcn.2012.8.1.15
---------------------------------------------------------------------------
IV. Proposed Changes to Sec. 3.313 Claims Based on Service in Vietnam
38 CFR 3.313 provides regulatory guidance for establishing service
connection for non-Hodgkin's lymphoma (NHL) based on service in
``Vietnam.'' Currently, service connection for NHL requires a medical
diagnosis and evidence showing service on land in Vietnam or service in
Vietnam's offshore waters. (The current regulatory provision does not
distinguish between ``Vietnam'' and the ``Republic of Vietnam.'')
Before the Procopio decision, service solely in the offshore waters was
not sufficient to grant service connection for any condition except
NHL.
Based on the definition of Vietnam's offshore waters in the BWN
Act, claims for NHL will no longer be held to a separate standard of
service connection than other conditions listed under 38 CFR 3.309(e).
Furthermore, because the current regulatory guidance does not
distinguish between ``Vietnam'' and the ``Republic of Vietnam,'' VA is
proposing to amend its adjudication regulations to specify that in
order to establish presumptive service connection for NHL, service must
have been in the ``Republic of Vietnam,'' to ensure that the regulation
is consistent with the statutory definition of Vietnam's offshore
waters. VA notes that, in light of Procopio and the BWN Act, the scope
and effect of section 3.313 are essentially coextensive with section
3.309(e) as the latter applies to NHL. However, VA proposes to revise,
rather than rescind, section 3.313 because this provision could have an
independent effect in rare cases, as it does not depend on a rebuttable
presumption of herbicide agent exposure.
V. Proposed Changes to Sec. 3.114 Change of Law or Department of
Veterans Affairs Issue
38 CFR 3.114(a), which provides effective date provisions in
situations where there has been a change in law or VA issue, applies,
in relevant part, to benefits awards to an individual suffering from
spina bifida whose biological father or mother is or was a Vietnam
Veteran or a Veteran with covered service in Korea. Since the BWN Act
authorizes VA to extend these benefits to children of Veterans with
covered service in Thailand, VA proposes to add individuals with spina
bifida born to Veterans with covered service in Thailand as a category
of claimants who are entitled to consideration for an effective date as
specified in this regulation.
Furthermore, VA proposes a clerical amendment to section 3.114(a)
by replacing the word ``child'' with the phrase ``natural child''
wherever it occurs in the regulation. This is not a substantive
regulatory change; it is merely a clerical amendment that reflects the
statutory definition of ``child'' for purposes of benefits for children
of certain veterans born with spina bifida. See 38 U.S.C. 1831(1).
VI. Proposed Changes to Sec. 3.814 Monetary Allowance Under 38 U.S.C.
Chapter 18 for An Individual Suffering From Spina Bifida Whose
Biological Father or Mother Is or Was a Vietnam Veteran or a Veteran
With Covered Service in Korea
Individuals born with spina bifida whose biological father or
mother was determined to be exposed to certain herbicide agents in
Vietnam or Korea have long been eligible for a monthly monetary
allowance under 38 U.S.C. chapter 18, based on the severity of their
spina bifida symptoms. However, this eligibility did not extend to
natural children of Thailand Veterans for whom certain herbicide agent
exposure has been conceded, nor did it extend to natural children of
Veterans who served in the offshore waters of the Republic of Vietnam.
38 CFR 3.814 is the regulation that provides for entitlement to this
monetary allowance under 38 U.S.C. chapter 18 and sets forth the
criteria that must be met in order to establish such entitlement. The
BWN Act expanded eligibility for spina bifida benefits to natural
children of certain Thailand Veterans, as well as natural children of
Veterans who served in the offshore waters of the Republic of Vietnam.
This proposed rulemaking updates the criteria accordingly.
For purposes of spina bifida benefits for natural children of
Thailand Veterans, the BWN Act, in 38 U.S.C. 1822, defined a Veteran of
covered service in Thailand as ``any individual, without regard to the
characterization of that individual's service, who--(1)
[[Page 9808]]
served in the active military, naval, or air service in Thailand, as
determined by the Secretary in consultation with the Secretary of
Defense, during the period beginning on January 9, 1962, and ending on
May 7, 1975; and (2) is determined by the Secretary, in consultation
with the Secretary of Defense, to have been exposed to a herbicide
agent during such service in Thailand''
As discussed above in Section II.b., the PACT Act expanded the list
of locations eligible for a presumption of exposure to certain
herbicides to include Thailand. The PACT Act defined covered service in
Thailand, in 38 U.S.C. 1116(d)(2), as ``active military, naval, air, or
space service-performed in Thailand at any United States or Royal Thai
base during the period beginning on January 9, 1962, and ending on June
30, 1976, without regard to where on the base the Veteran was located
or what military job specialty the Veteran performed.'' Prior to the
PACT Act, 38 U.S.C. 1822 provided benefits to children born with spina
bifida whose parent served in Thailand any time between January 9,
1962, and May 7, 1975. The PACT Act did not amend 38 U.S.C. 1822. For
purposes of establishing entitlement to monetary benefits for spina
bifida under 38 U.S.C. Chapter 18, VA proposes to define covered
service in Thailand as ``service at any United States or Royal Thai
base during the period beginning on January 9, 1962, and ending on May
7, 1975, without regard to where on the base the Veteran was located or
what military job specialty the Veteran performed.'' This definition
includes the description of covered service from 38 U.S.C. 1116 but
maintains the eligible time frame from 38 U.S.C. 1822. VA has
determined that aligning the definitions of what characterizes Thailand
service will improve the consistency of decisions for Thailand Veterans
and their survivors.
For the purposes of establishing entitlement to monetary benefits
for spina bifida under 38 U.S.C. chapter 18, VA is proposing to include
the offshore waters of the Republic of Vietnam in the definition of
service in the Republic of Vietnam. In accordance with the BWN Act, VA
further proposes to amend 38 CFR 3.814(c)(1) to align with the
definition of ``service in the Republic of Vietnam'' set forth in the
proposed amendment to 38 CFR 3.307(a)(6)(iii).
Further, in accordance with the BWN Act, VA is extending the date
range for establishing presumption of exposure along the Korean DMZ
from April 1, 1968, through August 31, 1971, to September 1, 1967,
through August 31, 1971. See 38 U.S.C. 1116B(a)(2). VA proposes to
amend the start date in 38 CFR 3.814(c)(2) to reflect the date mandated
by the new statute.
VA also proposes replacing the phrase ``biological son or
daughter'' in 38 CFR 3.814(c)(4) with ``natural child'' consistent with
the clerical amendment proposed for 38 CFR 3.114(a).
VII. Proposed Changes to Sec. 3.815 Monetary Allowance Under 38 U.S.C.
Chapter 18 for an Individual With Disability From Covered Birth Defects
Whose Biological Mother Is or Was a Vietnam Veteran; Identification of
Covered Birth Defects
Prior to the BWN Act, if a Veteran mother only had service in the
offshore waters of the Republic of Vietnam and did not go ashore or
serve in the inland waterways, that service did not qualify for
entitlement to a monthly monetary award for any natural children born
with qualifying birth defects. The Act expanded the definition of
``Vietnam Veteran'' to include Veterans who served in the offshore
waters of the Republic of Vietnam. Therefore, VA proposes to amend 38
CFR 3.815 accordingly.
38 CFR 3.815 provides for a monetary allowance under 38 U.S.C. 1812
for individuals with disability due to covered birth defects whose
biological mother is or was a Vietnam Veteran. Covered birth defects
include any birth defect other than familial disorders, birth-related
injuries, or fetal or neonatal infirmity with well-established causes.
All birth defects not excluded under these categories are covered birth
defects. However, if an individual's only birth defect is spina bifida,
their monthly monetary allowance will be paid under the provisions of
38 U.S.C. 1803, 1821, and 1822, which provide a monthly monetary award
for children of certain herbicide agent-exposed Veteran parents who
served in Vietnam, Thailand or near the Korean DMZ.
In accordance with the BWN Act, VA proposes to amend 38 CFR
3.815(c)(1) to align the definition of ``service in the Republic of
Vietnam'' with the definition set forth in the proposed amendment to 38
CFR 3.307(a)(6)(iii).
VIII. Proposed Changes to Sec. 3.105 Revision of Decisions
38 CFR 3.105(g), which describes procedural requirements for
reductions in evaluations under 38 U.S.C. chapter 18 for children of
certain herbicide agent-exposed Veterans, currently only applies to
children of Vietnam Veterans born with spina bifida or children of
Veterans with covered service in Korea born with spina bifida who were
entitled to benefits. Because the BWN Act authorized VA to extend those
benefits under 38 U.S.C. chapter 18 to children of certain Veterans who
served in Thailand born with spina bifida, VA proposes to add these
children to the category of claimants who are covered by the procedural
provisions specified in this regulation. Since natural children of
Veterans with covered service in Thailand are a newly covered type of
claimant, it is necessary to add them as a category of claimants who
are covered by the procedural provisions of 38 CFR 3.105. This ensures
that benefits awarded to these claimants cannot be severed or reduced
until the claimant has been afforded time to present evidence in
support of maintaining their benefits.
Finally, VA proposes a clerical amendment to section 3.105(g) by
replacing the word ``children'' with the phrase ``natural children''
wherever it occurs in the regulation. As is true with the proposed
amendment to 38 CFR 3.114(a), this is a clerical change made to reflect
the statutory definition of ``child'' for purposes of benefits for
children of certain Veterans born with spina bifida. See 38 U.S.C.
1831(1).
IX. Proposed Changes to Sec. 3.816 Awards Under the Nehmer Court
Orders for Disability or Death Caused by a Condition Presumptively
Associated With Herbicide Exposure
VA proposes to codify the current procedural guidance regarding
locating the appropriate survivor(s) of a deceased Nehmer class member
and defining the parameters of ``reasonable efforts'' to identify them.
VA is also codifying its existing policy to pay newly identified
qualifying payees before attempting recoupment from improperly
compensated payees, rather than waiting for recoupment before paying
the newly identified qualifying payees. The intent of this change is to
ensure compliance with the Nehmer consent decree.
Historically, VA has sought to locate payees for potential
retroactive Nehmer benefits by sending letters to all dependents of
record requesting the names, addresses and telephone numbers of all
known survivors. VA will also seek to obtain proof of dependency
documents such as birth certificates, marriages certificates and other
proof of dependency, if necessary.
If payees cannot be identified, VA will make reasonable efforts to
locate payees as the information on file permits. For example, if a
claimant's record identifies an authorized representative or a
relative, it would be reasonable to contact such person to request
information concerning the
[[Page 9809]]
existence of a surviving spouse, child(ren), parent(s) or the executor/
administrator of the class member's estate. It would be unreasonable to
attempt to locate a payee where there is no evidence of record to
suggest that the party would potentially qualify for retroactive
benefits.
If the evidence of record does not contain sufficient information
to identify an eligible Nehmer class beneficiary, a letter will be sent
to the last known address of the Veteran, and VA will wait 30 days for
a response. If an address is unknown, an attempt will be made to
contact the survivor by telephone to obtain their address.
This proposed regulation codifies the procedure for locating Nehmer
payees as follows: Claims processors must review the claims folder for
relevant information and review other VA resources including, but not
limited to, benefit applications, statements from the veteran, medical
records, corporate database and claims processing system notes. If
review of both the claims folder and electronic claims processing
system do not provide beneficiary contact information, claims
processors must contact any known authorized representatives of record
(including those who provided first notice of death and/or funeral/
burial services). Claims processors also must attempt to locate
potential payees using online public record investigation software
authorized by VA. If, after this review, no beneficiary, authorized
representative or next of kin is located, the claims processor will
send (i) a letter to the Veteran's last known address and wait 30 days
for a response and (ii) attempt contact via last known telephonic
contact information. If no response is received at the expiration of 30
days, the claims processor will annotate in the claims folder all
actions taken to identify eligible payees. The claims processor will
then add the claim data to communications with Nehmer class counsel, as
VA is required to provide class counsel with a list of every claim
where eligible survivors cannot be located.
Given the universe of information in the VA benefits system
available to claims processors and the measures VA proposes to identify
eligible beneficiaries and contact individuals who may provide
information about eligible beneficiaries unknown to VA, this procedural
guidance constitutes what VA has determined to be reasonable efforts to
identify all appropriate Nehmer payees. VA does not believe it is
reasonable to pay private search firms or undertake extraordinary
efforts beyond those identified in this regulation to identify
potential payees.
If, following such efforts, VA releases the full amount of unpaid
benefits to a payee or payees, and additional qualifying payees
subsequently identify themselves to VA, VA will pay the newly
identified payee(s) the portion of the award to which they are
entitled, and then attempt to recover the overpayment from the original
payee(s). While this is consistent with VA's current policy, the
revision is necessary in light of the December 2, 2021, amendment to 38
CFR 3.816(f)(3), which was required by the November 10, 2021, court
order in Nehmer v. U.S. Department of Veterans Affairs, No. C86-06160
WHA (N.D. Cal.) vacating the final sentence of section 3.816(f)(3),
directing VA to issue a rule rescinding that sentence and requiring VA
to publish that rule in the Federal Register. See 86 FR 68409 (Dec. 2,
2021). VA is obligated to issue payment to the newly identified
payee(s) regardless of whether it previously disbursed the entirety of
an award to the original payee(s). As noted by the U.S. Court of
Appeals for Veterans Claims in Snyder v. Principi, the prior
disbursement ``in no way impairs [VA's] authority and obligation to pay
from the compensation . . . account the amount that is owed to the
correct beneficiary.'' 15 Vet. App. 285, 292 (2001). This is because
``the amount owed to the correct beneficiary, in fact, remains
undisturbed in the compensation . . . account.'' Id. Nevertheless,
payment to newly identified payees does not relieve VA of its
corresponding obligation to recover the overpayment to the original
payees. See 31 U.S.C. 3711(a)(1) (``The head of an executive, judicial,
or legislative agency . . . shall try to collect a claim of the United
States Government for money or property arising out of the activities
of, or referred to, the agency.''); 38 CFR 1.910(a) (requiring VA to
take ``aggressive collection action . . . to collect all claims for
money or property arising from [VA's] activities''); see also Edwards
v. Peake, 22 Vet. App. 57, 59 (2008) (noting that ``the Secretary
generally is required to recover erroneous VA payments or overpayment
of benefits'').
X. Severability
The purpose of this section is to clarify the agency's intent with
respect to the severability of provisions of this proposed rule. Each
provision that the agency has proposed is capable of operating
independently and the agency intends them to be severable. If any
provision of this rule is determined by judicial review or operation of
law to be invalid, the agency would not intend that partial
invalidation to render the remainder of this rule invalid. Likewise, if
the application of any portion of this proposed rule to a particular
circumstance were determined to be invalid, the agencies would intend
that the rule as proposed remain applicable to all other circumstances.
Executive Orders 12866, 13563 and 14094
Executive Order (E.O.) 12866 (Regulatory Planning and Review)
directs agencies to assess the costs and benefits of available
regulatory alternatives and, when regulation is necessary, to select
regulatory approaches that maximize net benefits (including potential
economic, environmental, public health and safety effects, and other
advantages; distributive impacts; and equity). E.O. 13563 (Improving
Regulation and Regulatory Review) emphasizes the importance of
quantifying both costs and benefits, reducing costs, harmonizing rules,
and promoting flexibility. E.O. 14094 (E.O. on Modernizing Regulatory
Review) supplements and reaffirms the principles, structures, and
definitions governing contemporary regulatory review established in
E.O. 12866 of September 30, 1993 (Regulatory Planning and Review), and
E.O. 13563 of January 18, 2011 (Improving Regulation and Regulatory
Review). The Office of Information and Regulatory Affairs has
determined that this rulemaking is a significant regulatory action
under E.O. 12866, Section 3(f)(1), as amended by E.O. 14094. The
Regulatory Impact Analysis associated with this rulemaking can be found
as a supporting document at www.regulations.gov.
Regulatory Flexibility Act
The Secretary hereby certifies that this proposed rule would not
have a significant economic impact on a substantial number of small
entities as they are defined in the Regulatory Flexibility Act (5
U.S.C. 601-612). The factual basis for this certification is that no
small entities or businesses provide Federal compensation or pension
benefits to Veterans, and such entities or businesses therefore would
be unaffected by the proposed rule. Therefore, pursuant to 5 U.S.C.
605(b), the initial and final regulatory flexibility analysis
requirements of 5 U.S.C. 603 and 604 do not apply.
[[Page 9810]]
Unfunded Mandates
The Unfunded Mandates Reform Act of 1995 requires, at 2 U.S.C.
1532, that agencies prepare an assessment of anticipated costs and
benefits before issuing any rule that may result in the expenditure by
state, local, and tribal governments, in the aggregate, or by the
private sector, of $100 million or more (adjusted annually for
inflation) in any one year. This proposed rule would have no such
effect on state, local, and tribal governments, or on the private
sector.
Paperwork Reduction Act
This proposed rule contains no provisions constituting a collection
of information under the Paperwork Reduction Act of 1995 (44 U.S.C.
3501-3521).
List of Subjects in 38 CFR Part 3
Administrative practice and procedure, Claims, Disability benefits,
Healthcare, Pensions, Radioactive materials, Veterans, Vietnam.
Signing Authority
Denis McDonough, Secretary of Veterans Affairs, approved and signed
this document on January 9, 2024, and authorized the undersigned to
sign and submit the document to the Office of the Federal Register for
publication electronically as an official document of the Department of
Veterans Affairs.
Jeffrey M. Martin,
Assistant Director, Office of Regulation Policy & Management, Office of
General Counsel, Department of Veterans Affairs.
For the reasons stated in the preamble, VA proposes to amend 38 CFR
part 3 as set forth below:
PART 3--ADJUDICATION
Subpart A--Pension, Compensation, and Dependency and Indemnity
Compensation
0
1. The authority citation for part 3, subpart A continues to read as
follows:
Authority: 38 U.S.C. 501(a), unless otherwise noted.
0
2. Amend Sec. 3.105 by revising paragraph (g) to read as follows:
Sec. 3.105 Revision of decisions.
* * * * *
(g) Reduction in evaluation--monetary allowance under 38 U.S.C.
chapter 18 for certain individuals who are natural children of Vietnam
Veterans or natural children of Veterans with covered service in Korea
or Thailand. Where a reduction or discontinuance of a monetary
allowance currently being paid under 38 U.S.C. chapter 18 is considered
warranted, VA will notify the beneficiary at his or her latest address
of record of the proposed reduction, furnish detailed reasons
therefore, and allow the beneficiary 60 days to present additional
evidence to show that the monetary allowance should be continued at the
present level. Unless otherwise provided in paragraph (i) of this
section, if VA does not receive additional evidence within that period,
it will take final rating action and reduce the award effective the
last day of the month following 60 days from the date of notice to the
beneficiary of the proposed reduction.
* * * * *
0
3. Amend Sec. 3.114 by:
0
a. Revising paragraph (a) introductory text;
0
b. Removing the authority citation immediately preceding paragraph (b);
and
0
c. Revising the authority citation immediately following paragraph (b).
The revisions read as follows:
Sec. 3.114 Change of law or Department of Veterans Affairs issue.
(a) Effective date of award. Where pension, compensation,
dependency and indemnity compensation, or a monetary allowance under 38
U.S.C. chapter 18 for an individual who is a natural child of a Vietnam
Veteran or natural child of a Veteran with covered service in Korea or
Thailand is awarded or increased pursuant to a liberalizing law, or a
liberalizing VA issue approved by the Secretary or by the Secretary's
direction, the effective date of such award or increase shall be fixed
in accordance with the facts found, but shall not be earlier than the
effective date of the act or administrative issue. Where pension,
compensation, dependency and indemnity compensation, or a monetary
allowance under 38 U.S.C. chapter 18 for an individual who is a natural
child of a Vietnam Veteran or natural child of a Veteran with covered
service in Korea or Thailand is awarded or increased pursuant to a
liberalizing law or VA issue which became effective on or after the
date of its enactment or issuance, in order for a claimant to be
eligible for a retroactive payment under the provisions of this
paragraph the evidence must show that the claimant met all eligibility
criteria for the liberalized benefit on the effective date of the
liberalizing law or VA issue and that such eligibility existed
continuously from that date to the date of claim or administrative
determination of entitlement. The provisions of this paragraph are
applicable to original and supplemental claims as well as claims for
increase.
* * * * *
(b) * * *
(Authority: 38 U.S.C. 1805, 1815, 1821, 1822, 1831, 1832, 5110(g))
0
4. Amend Sec. 3.307 by revising paragraphs (a)(6) introductory text,
(a)(6)(iii) through (v), and adding paragraphs (a)(6)(vi) through (xi)
to read as follows:
Sec. 3.307 Presumptive service connection for chronic, tropical, or
prisoner-of-war related disease, disease associated with exposure to
certain herbicide agents, or disease associated with exposure to
contaminants in the water supply at Camp Lejeune; wartime and service
on or after January 1, 1947.
(a) * * *
(6) Presumption of exposure to certain herbicide agents. (i) For
the purposes of this section, the term ``herbicide agent'' means a
chemical in an herbicide used in support of the United States and
allied military operations in the Republic of Vietnam during the period
beginning on January 9, 1962, and ending on May 7, 1975, specifically:
2,4-D; 2,4,5-T and its contaminant TCDD; cacodylic acid; and picloram.
* * * * *
(iii) Service in the Republic of Vietnam. A veteran who, during
active military, naval, or air service, served in the Republic of
Vietnam during the period beginning on January 9, 1962 and ending on
May 7, 1975, shall be presumed to have been exposed during such service
to an herbicide agent, unless there is affirmative evidence to
establish that the Veteran was not exposed to any such agent during
that service. The last date on which such a Veteran shall be presumed
to have been exposed to an herbicide agent shall be the last date on
which he or she served in the Republic of Vietnam during the period
beginning on January 9, 1962 and ending on May 7, 1975. Service in the
Republic of Vietnam includes service in the offshore waters of the
Republic of Vietnam. Service in the offshore waters of the Republic of
Vietnam is defined as service in waters at any location not more than
12 nautical miles seaward of a line commencing on the southwestern
demarcation line of the waters of Vietnam and Cambodia. This line would
encompass Phu Quoc island, terminating at the mid-point of the Ben Hai
River, and intersecting the following points:
[[Page 9811]]
------------------------------------------------------------------------
Points geographic names Latitude north Longitude east
------------------------------------------------------------------------
At Phu Quoc Extension Point A..... 10[deg]14'51.16'' 104[deg]12'54.69'
'
At Phu Quoc Extension Point B..... 10[deg]23'55.92'' 104[deg]
7'56.91''
At Phu Quoc Extension Point C..... 10[deg]30'12.70'' 103[deg]59'19.11'
'
At Phu Quoc Extension Point D..... 9[deg]43'18.90'' 102[deg]46'28.56'
'
At Phu Quoc Extension Point E..... 9[deg]11'34.58'' 103[deg]14'38.50'
'
At Hon Nhan Island, Tho Chu 9[deg]15.0' 103[deg]27.0'
Archipelago Kien Giang Province..
At Hon Da Island southeast of Hon 8[deg]22.8' 104[deg]52.4'
Khoai Island Minh Hai Province...
At Tai Lon Islet, Con Dao Islet in 8[deg]37.8' 106[deg]37.5'
Con Dao-Vung Toa Special Sector..
At Bong Lai Islet, Con Dao Islet.. 8[deg]38.9' 106[deg]40.3'
At Bay Canh Islet, Con Dao Islet.. 8[deg]39.7' 106[deg]42.1'
At Hon Hai Islet (Phu Qui group of 9[deg]58.0' 109[deg]5.0'
islands) Thuan Hai Province......
At Hon Doi Islet, Thuan Hai 12[deg]39.0' 109[deg]28.0'
Province.........................
At Dai Lanh point, Phu Khanh 12[deg]53.8' 109[deg]27.2'
Province.........................
At Ong Can Islet, Phu Khanh 13[deg]54.0' 109[deg]21.0'
Province.........................
At Ly Son Islet, Nghia Binh 15[deg]23.1' 109[deg] 9.0'
Province.........................
At Con Co Island, Binh Tri Thien 17[deg]10.0' 107[deg]20.6'
Province.........................
------------------------------------------------------------------------
(iv) Service in or near the Korean Demilitarized Zone (DMZ). A
Veteran who, during active military, naval, or air service, served
between September 1, 1967, and August 31, 1971, in a unit that, as
determined by DoD, operated in or near the Korean DMZ in an area in
which certain herbicide agents are known to have been applied during
that period, shall be presumed to have been exposed during such service
to an herbicide agent, unless there is affirmative evidence to
establish that the Veteran was not exposed to any such agent during
that service. See also 38 CFR 3.814(c)(2).
(v) Service operating, maintaining, or serving aboard C-123
aircraft. An individual who performed service in the Air Force or Air
Force Reserve under circumstances in which the individual concerned
regularly and repeatedly operated, maintained, or served onboard C-123
aircraft known to have been used to spray an herbicide agent during the
Vietnam era shall be presumed to have been exposed during such service
to an herbicide agent. For purposes of this paragraph, ``regularly and
repeatedly operated, maintained, or served onboard C-123 aircraft''
means that the individual was assigned to an Air Force or Air Force
Reserve squadron when the squadron was permanently assigned one of the
affected aircraft and the individual had an Air Force Specialty Code
indicating duties as a flight, ground maintenance, or medical crew
member on such aircraft. Such exposure constitutes an injury under 38
U.S.C. 101(24)(B) and (C). If an individual described in this paragraph
develops a disease listed in 38 CFR 3.309(e) as specified in paragraph
(a)(6)(ii) of this section, it will be presumed that the individual
concerned became disabled during that service for purposes of
establishing that the individual served in the active military, naval,
or air service.
(vi) Service in Thailand. A veteran who, during active military,
naval, or air service, served in Thailand at any United States or Royal
Thai base during the period beginning on January 9, 1962, and ending on
June 30, 1976, without regard to where on the base the Veteran was
located or what military job specialty the Veteran performed, shall be
presumed to have been exposed during such service to an herbicide
agent, unless there is affirmative evidence to establish that the
Veteran was not exposed to any such agent during that service. Service
at any United States or Royal Thai base includes service aboard a ship
that called to a coastal base in Thailand.
(vii) Service in Laos. A veteran who, during active military,
naval, or air service, served in Laos during the period beginning on
December 1, 1965, and ending on September 30, 1969, shall be presumed
to have been exposed during such service to an herbicide agent, unless
there is affirmative evidence to establish that the Veteran was not
exposed to any such agent during that serviche.
(viii) Service in Cambodia. A veteran who, during active military,
naval, or air service, served in Cambodia at Mimot or Krek, Kampong
Cham Province during the period beginning on April 16, 1969, and ending
on April 30, 1969, shall be presumed to have been exposed during such
service to an herbicide agent, unless there is affirmative evidence to
establish that the Veteran was not exposed to any such agent during
that service.
(ix) Service in Guam or American Samoa. A Veteran who, during
active military, naval, or air service, served in Guam or American
Samoa, or in the territorial waters thereof, during the period
beginning on January 9, 1962, and ending on July 31, 1980, shall be
presumed to have been exposed during such service to an herbicide
agent, unless there is affirmative evidence to establish that the
Veteran was not exposed to any such agent during that service.
(x) Service on Johnston Atoll. A Veteran who, during active
military, naval, or air service, served on Johnston Atoll or served on
a ship when it called at Johnston Atoll during the period beginning on
January 1, 1972, and ending on September 30, 1977, shall be presumed to
have been exposed during such service to an herbicide agent, unless
there is affirmative evidence to establish that the Veteran was not
exposed to any such agent during that service.
(xi) Service in locations recognized by the Department of Defense.
A veteran who does not meet the requirements of paragraphs (a)(6)(iii)-
(x) of this section, and whose circumstances of service reasonably
would have placed the Veteran at a site of certain herbicide agent
testing, use, or storage on a date of certain herbicide agent testing,
use, or storage, shall be presumed to have been exposed to an herbicide
agent during such service, unless there is affirmative evidence to
establish that the Veteran was not exposed to any such agent during
that service. The DoD List of Locations Where Tactical Herbicides and
Their Chemical Components Were Tested, Used, or Stored Outside of
Vietnam, published on VA's website, is the authoritative source
regarding where and when certain herbicide agents were tested, used or
stored for purposes of this paragraph, and can be found at: https://www.publichealth.va.gov/exposures/agentorange/locations/tests-storage/index.asp. VA will publish changes to this list in the Notices section
of the Federal Register.
* * * * *
0
5. Amend Sec. 3.309 by revising paragraph (e) to read as follows:
[[Page 9812]]
Sec. 3.309 Disease subject to presumptive service connection.
* * * * *
(e) Disease associated with exposure to certain herbicide agents.
If a Veteran was exposed to an herbicide agent during active military,
naval, or air service, the following diseases shall be service
connected if the requirements of Sec. 3.307(a)(6) are met even though
there is no record of such disease during service, provided further
that the rebuttable presumption provisions of Sec. 3.307(d) are also
satisfied.
AL amyloidosis
Chloracne or other acneform disease consistent with chloracne.
Type 2 diabetes (also known as Type II diabetes mellitus or adult-onset
diabetes),
Hodgkin's disease
Ischemic heart disease (including, but not limited to, acute, subacute,
and old myocardial infarction; atherosclerotic cardiovascular disease
including coronary artery disease (including coronary spasm) and
coronary bypass surgery; and stable, unstable and Prinzmetal's angina)
All chronic B-cell leukemias (including, but not limited to, hairy-cell
leukemia and chronic lymphocytic leukemia)
Multiple myeloma
Non-Hodgkin's lymphoma
Parkinson's disease
Early-onset peripheral neuropathy
Porphyria cutanea tarda
Prostate cancer
Respiratory cancers (cancer of the lung, bronchus, larynx, or trachea)
Soft-tissue sarcoma (other than osteosarcoma, chondrosarcoma, Kaposi's
sarcoma, or mesothelioma)
Bladder cancer
Parkinsonism (including, but not limited to, the following Parkinson-
plus syndromes (also referred to as ``atypical Parkinsonism''):
progressive supranuclear palsy (PSP), multiple system atrophy (MSA)
(also referred to as Shy-Drager syndrome), corticobasal degeneration
(CBD), vascular Parkinsonism, and dementia with Lewy bodies (DLB))
Hypothyroidism
Hypertension
Monoclonal gammopathy of undetermined significance (MGUS)
Note 1: The term ``soft-tissue sarcoma'' includes the following:
Adult fibrosarcoma
Dermatofibrosarcoma protuberans
Malignant fibrous histiocytoma
Liposarcoma
Leiomyosarcoma
Epithelioid leiomyosarcoma (malignant leiomyoblastoma)
Rhabdomyosarcoma
Ectomesenchymoma
Angiosarcoma (hemangiosarcoma and lymphangiosarcoma)
Proliferating (systemic) angioendotheliomatosis
Malignant glomus tumor
Malignant hemangiopericytoma
Synovial sarcoma (malignant synovioma)
Malignant giant cell tumor of tendon sheath
Malignant schwannoma, including malignant schwannoma with
rhabdomyoblastic differentiation (malignant Triton tumor), glandular
and epithelioid malignant schwannomas
Malignant mesenchymoma
Malignant granular cell tumor
Alveolar soft part sarcoma
Epithelioid sarcoma
Clear cell sarcoma of tendons and aponeuroses
Extraskeletal Ewing's sarcoma
Congenital and infantile fibrosarcoma
Malignant ganglioneuroma
Note 2: For purposes of this section, the term ischemic heart
disease does not include hypertension or peripheral manifestations
of arteriosclerosis such as peripheral vascular disease or stroke,
or any other condition that does not qualify within the generally
accepted medical definition of Ischemic heart disease.
Note 3: Drug-induced Parkinsonism is not recognized as a disease
associated with exposure to certain herbicide agents.
* * * * *
0
6. Revise Sec. 3.313 to read as follows:
Sec. 3.313 Claims based on service in the Republic of Vietnam.
(a) Service in the Republic of Vietnam. Service in the Republic of
Vietnam includes service in the offshore waters of the Republic of
Vietnam as defined in 38 CFR 3.307(a)(6)(iii). Service in other
locations will constitute service in the Republic of Vietnam if the
conditions of service involved duty or visitation in the Republic of
Vietnam.
(b) Service connection based on service in the Republic of Vietnam.
Service in the Republic of Vietnam during the Vietnam Era together with
the development of non-Hodgkin's lymphoma manifested subsequent to such
service is sufficient to establish service connection for that disease.
0
7. Amend Sec. 3.814 by revising the section heading, paragraph (c),
and the authority citation at the end of the section to read as
follows:
Sec. 3.814 Monetary allowance under 38 U.S.C. chapter 18 for an
individual suffering from spina bifida whose biological father or
mother is or was a Vietnam Veteran or a Veteran with covered service in
Korea or Thailand.
* * * * *
(c) Definitions--(1) Vietnam veteran. For the purposes of this
section, the term ``Vietnam Veteran'' means a person who performed
active military, naval, or air service in the Republic of Vietnam
during the period beginning on January 9, 1962, and ending on May 7,
1975, without regard to the characterization of the person's service.
Service in the Republic of Vietnam includes service in the offshore
waters of the Republic of Vietnam as defined in 38 CFR
3.307(a)(6)(iii). Service in other locations will constitute service in
the Republic of Vietnam if the conditions of service involved duty or
visitation in the Republic of Vietnam.
(2) Covered service in Korea. For the purposes of this section, the
term ``Veteran with covered service in Korea'' means a person who
served in the active military, naval, or air service in or near the
Korean DMZ between September 1, 1967, and August 31, 1971, and who is
determined by VA, in consultation with the DoD, to have been exposed to
an herbicide agent during such service. Exposure to an herbicide agent
will be conceded if the Veteran served between September 1, 1967, and
August 31, 1971, in a unit that, as determined by the Department of
Defense, operated in or near the Korean DMZ in an area in which certain
herbicide agents are known to have been applied during that period,
unless there is affirmative evidence to establish that the Veteran was
not exposed to any such agent during that service.
(3) Covered service in Thailand. For the purposes of this section,
the term ``covered service in Thailand'' means service in Thailand at
any United States or Royal Thai base during the period beginning on
January 9, 1962, and ending on May 7, 1975, without regard to where on
the base the Veteran was located or what military job specialty the
Veteran performed.
(4) Individual. For the purposes of this section, the term
``individual'' means a person, regardless of age or marital status,
whose biological father or mother is or was a Vietnam Veteran and who
was conceived after the date on which the veteran first served in the
Republic of Vietnam during the Vietnam Era, or whose biological father
or mother is or was a Veteran with covered service in Korea or Thailand
and who was conceived after the date on which the Veteran first had
covered service in
[[Page 9813]]
Korea or Thailand as defined in this section. Notwithstanding the
provisions of Sec. 3.204(a)(1), VA will require the types of evidence
specified in Sec. Sec. 3.209 and 3.210 sufficient to establish in the
judgment of the Secretary that a person is the natural child of a
Vietnam Veteran or a Veteran with covered service in Korea or Thailand.
(5) Spina bifida. For the purposes of this section, the term
``spina bifida'' means any form and manifestation of spina bifida
except spina bifida occulta.
* * * * *
(Authority: 38 U.S.C. 501, 1116A, 1116B, 1805, 1811, 1812, 1821,
1822, 1831, 1832, 1833, 1834, 5101, 5110, 5111, 5112)
0
8. Amend Sec. 3.815 by revising paragraph (c)(1) and the authority
citation at the end of the section to read as follows:
Sec. 3.815 Monetary allowance under 38 U.S.C. chapter 18 for an
individual with disability from covered birth defects whose biological
mother is or was a Vietnam Veteran; identification of covered birth
defects.
* * * * *
(c) * * *
(1) Vietnam Veteran. For the purposes of this section, the term
Vietnam veteran means a person who performed active military, naval, or
air service in the Republic of Vietnam during the period beginning on
February 28, 1961, and ending on May 7, 1975, without regard to the
characterization of the person's service. Service in the Republic of
Vietnam includes service in the waters offshore of the Republic of
Vietnam, as defined in 38 CFR 3.307(a)(6)(iii). Service in other
locations will constitute service in the Republic of Vietnam if the
conditions of service involved duty or visitation in the Republic of
Vietnam.
* * * * *
(Authority: 38 U.S.C. 501, 1116A, 1811, 1812, 1813, 1814, 1815,
1816, 1831, 1832, 1833, 1834, 5101, 5110, 5111, 5112)
0
9. Amend Sec. 3.816 by revising paragraph (f)(3) and the authority
citation at the end of the section to read as follows:
Sec. 3.816 Awards under the Nehmer Court Orders for disability or
death caused by a condition presumptively associated with herbicide
exposure.
* * * * *
(f) * * *
(3) Identifying payees. VA shall make reasonable efforts to
identify the appropriate payee(s) under paragraph (f)(1) of this
section. For the purposes of this section, reasonable efforts to locate
a Nehmer payee are limited to the following:
(i) Claims processors must review the claims folder for beneficiary
contact information. Documents in the claims folder that might contain
this contact information can include but are not limited to:
(A) benefit applications;
(B) statements from the Veteran; and
(C) medical records
(ii) Claims processors must review electronic claims processing
systems for potential beneficiary contact information, including:
(A) corporate database review, and
(B) claims processing system notes review
(iii) Claims processors must utilize online public record
investigation software authorized by VA to locate potential beneficiary
contact information.
(iv) If review of both the claims folder and electronic claims
processing systems do not provide contact information, VA will attempt
to contact any known or applicable authorized representatives of
record, next of kin, individuals who provided first notice of death,
the executor/administrator of the class member's estate, or funeral
homes that provided funeral/burial services, if that information is
available.
(v) If no beneficiary, authorized representative, next of kin,
individuals who provided first notice of death, executor/administrator
of the class member's estate, or funeral home that provided funeral/
burial services is located in the review above, then claims processors
must:
(A) Send a letter to the last known address of the veteran and wait
30 days for a response, and
(B) Attempt contact via the Veteran's last known telephonic contact
information found in the Veteran's file.
(vi) If, following such efforts, VA releases the full amount of
unpaid benefits to a payee, and additional qualifying payees
subsequently identify themselves to VA, VA will pay the newly
identified payees the portion of the award to which they are entitled,
and then attempt to recover the overpayment from the original payee(s).
* * * * *
(Authority: 38 U.S.C. 501)
[FR Doc. 2024-02590 Filed 2-9-24; 8:45 am]
BILLING CODE 8320-01-P