Introduction to the Unified Agenda of Federal Regulatory and Deregulatory Actions-Fall 2023, 9292-9537 [2024-00476]
Download as PDF
9292
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
REGULATORY INFORMATION
SERVICE CENTER
Introduction to the Unified Agenda of
Federal Regulatory and Deregulatory
Actions—Fall 2023
Regulatory Information Service
Center.
ACTION: Introduction to the Unified
Agenda of Federal Regulatory and
Deregulatory Actions.
AGENCY:
Publication of the Fall 2023
Unified Agenda of Federal Regulatory
and Deregulatory Actions represents a
key component of the regulatory
planning mechanism prescribed in
Executive Order (‘‘E.O.’’) 12866,
‘‘Regulatory Planning and Review,’’ (58
FR 51735, as amended) and reaffirmed
in E.O. 13563, ‘‘Improving Regulation
and Regulatory Review,’’ (76 FR 3821)
and E.O. 14094, ‘‘Modernizing
Regulatory Review,’’ (88 FR 21879). The
Regulatory Flexibility Act requires that
agencies publish semiannual regulatory
agendas in the Federal Register
describing regulatory actions they are
developing that may have a significant
economic impact on a substantial
number of small entities (5 U.S.C. 602).
The Unified Agenda of Federal
Regulatory and Deregulatory Actions
(Unified Agenda), published in the fall
and spring, helps agencies fulfill all of
these requirements. All Federal
regulatory agencies have chosen to
publish their regulatory agendas as part
of this publication. The complete
publication of the Fall 2023 Unified
Agenda contains the Regulatory Plans of
29 Federal agencies and 69 Federal
agency regulatory agendas available to
the public at www.reginfo.gov.
The Fall 2023 Unified Agenda
publication appearing in the Federal
Register includes the Regulatory Plan
and agency Regulatory Flexibility
Agendas, in accordance with the
publication requirements of the
Regulatory Flexibility Act. Agency
Regulatory Flexibility Agendas contain
only those Agenda entries for rules that
are likely to have a significant economic
impact on a substantial number of small
entities and entries that have been
selected for periodic review under
section 610 of the Regulatory Flexibility
Act.
ADDRESSES: Regulatory Information
Service Center (MV), General Services
Administration, 1800 F Street NW,
Washington, DC 20405.
FOR FURTHER INFORMATION CONTACT: For
further information about specific
regulatory actions, please refer to the
agency contact listed for each entry. To
provide comment on or to obtain further
ddrumheller on DSK120RN23PROD with PROPOSALS2
SUMMARY:
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
information about this publication,
contact: Boris Arratia, Director,
Regulatory Information Service Center
(MV), General Services Administration,
1800 F Street NW, Washington, DC
20405, 703–795–0816. You may also
send comments to us by email at: RISC@
gsa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
Introduction to the Regulatory Plan and the
Unified Agenda of Federal Regulatory and
Deregulatory Actions
I. What are the Regulatory Plan and the
Unified Agenda?
II. Why are the Regulatory Plan and the
Unified Agenda published?
III. How are the Regulatory Plan and the
Unified Agenda organized?
IV. What information appears for each entry?
V. Abbreviations
VI. How can users get copies of the Plan and
the Agenda?
Introduction to the Fall 2023 Regulatory
Plan
Agency Regulatory Plans
Cabinet Departments
Department of Agriculture
Department of Commerce
Department of Defense
Department of Education
Department of Energy
Department of Health and Human Services
Department of Homeland Security
Department of Housing and Urban
Development
Department of the Interior
Department of Justice
Department of Labor
Department of Transportation
Department of the Treasury
Department of Veterans Affairs
Other Executive Agencies
Corporation for National and Community
Service
Environmental Protection Agency
Equal Employment Opportunity Commission
General Services Administration
National Archives and Records
Administration
National Archives and Records
Administration
National Science Foundation
Office of Personnel Management
Pension Benefit Guaranty Corporation
Small Business Administration
Social Security Administration
Joint Authority
Department of Defense/General Services
Administration/National Aeronautics and
Space Administration (Federal Acquisition
Regulation)
Independent Regulatory Agencies
Consumer Product Safety Commission
Federal Trade Commission
Nuclear Regulatory Commission
PO 00000
Frm 00002
Fmt 4701
Sfmt 4702
Regulatory Flexibility Agendas
Cabinet Departments
Department of Agriculture
Department of Commerce
Department of Defense
Department of Education
Department of Energy
Department of Health and Human Services
Department of Homeland Security
Department of the Interior
Department of Justice
Department of Labor
Department of Transportation
Department of the Treasury
Other Executive Agencies
Architectural and Transportation Barriers
Compliance Board
Environmental Protection Agency
General Services Administration
Small Business Administration
Joint Authority
Department of Defense/General Services
Administration/National Aeronautics and
Space Administration (Federal Acquisition
Regulation)
Independent Regulatory Agencies
Consumer Financial Protection Bureau
Consumer Product Safety Commission
Federal Communications Commission
Federal Reserve System
National Labor Relations Board
Nuclear Regulatory Commission
Securities and Exchange Commission
Surface Transportation Board
Introduction to the Regulatory Plan and
Unified Agenda of Federal Regulatory
and Deregulatory Actions
I. What are the Regulatory Plan and the
Unified Agenda?
The Regulatory Plan serves as a
defining statement of the
Administration’s regulatory and
deregulatory policies and priorities. The
Plan is part of the fall edition of the
Unified Agenda. Each participating
agency’s regulatory plan contains: (1) A
narrative statement of the agency’s
regulatory and deregulatory priorities,
and, for the most part; and (2) a
description of the most important
significant regulatory and deregulatory
actions that the agency reasonably
expects to issue in proposed or final
form during the upcoming fiscal year.
This edition includes the regulatory
plans of 29 agencies.
The Unified Agenda provides
information about regulations that the
Government is considering or
reviewing. The Unified Agenda has
appeared in the Federal Register twice
each year since 1983 and has been
available online since 1995. The
complete Unified Agenda is available to
the public at www.reginfo.gov. The
online Unified Agenda offers flexible
search tools and access to the historic
Unified Agenda database dating back to
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
1995. The complete online edition of
the Unified Agenda includes regulatory
agendas from 69 Federal agencies.
Agencies of the United States Congress
are not included.
The Fall 2023 Unified Agenda
publication appearing in the Federal
Register consists of the Regulatory Plan
and Regulatory Flexibility Agendas, in
accordance with the publication
requirements of the Regulatory
Flexibility Act. Agency Regulatory
Flexibility Agendas contain only those
Agenda entries for rules that are likely
to have a significant economic impact
on a substantial number of small entities
and entries that have been selected for
periodic review under section 610 of the
Regulatory Flexibility Act. Printed
entries display only the fields required
by the Regulatory Flexibility Act.
Complete Unified Agenda information
for those entries appears online in a
uniform format at www.reginfo.gov.
The following agencies have no
entries identified for inclusion in the
printed Regulatory Flexibility Agenda.
An asterisk (*) indicates agencies that
appear in The Regulatory Plan. The
regulatory agendas of these agencies are
available to the public at
www.reginfo.gov.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Cabinet Departments
Department of Housing and Urban
Development*
Department of State
Department of Veterans Affairs*
Other Executive Agencies
Agency for International Development
Committee for Purchase From People Who
Are Blind or Severely Disabled
Corporation for National and Community
Service*
Council on Environmental Quality
Court Services and Offender Supervision
Agency for the District of Columbia
Equal Employment Opportunity
Commission*
Federal Mediation Conciliation Service
Institute of Museum and Library Services
Inter-American Foundation
National Aeronautics and Space
Administration*
National Archives and Records
Administration*
National Endowment for the Arts
National Endowment for the Humanities
National Mediation Board
National Science Foundation*
Office of Government Ethics
Office of Management and Budget
Office of the National Cyber Director
Office of Personnel Management*
Office of the United States Trade
Representative
Peace Corps
Pension Benefit Guaranty Corporation*
Railroad Retirement Board
Selective Service System
Social Security Administration*
U.S. Agency for Global Media
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Independent Agencies
Commodity Futures Trading Commission
Defense Nuclear Facilities Safety Board
Farm Credit Administration
Federal Deposit Insurance Corporation
Federal Energy Regulatory Commission
Federal Housing Finance Agency
Federal Maritime Commission
Federal Mine Safety and Health Review
Commission
Federal Permitting Improvement Steering
Council
Federal Trade Commission*
National Credit Union Administration
National Indian Gaming Commission
National Transportation Safety Board
Postal Regulatory Commission
U.S. Chemical Safety and Hazard
Investigation Board
The Regulatory Information Service
Center compiles the Unified Agenda for
the Office of Information and Regulatory
Affairs (OIRA), part of the Office of
Management and Budget. OIRA is
responsible for overseeing the Federal
Government’s regulatory, paperwork,
and information resource management
activities, including implementation of
Executive Order 12866, as amended
(incorporated in Executive Order
13563). The Center also provides
information about Federal regulatory
activity to the President and his
Executive Office, the Congress, agency
officials, and the public.
The activities included in the Agenda
are, in general, those that will have a
regulatory action within the next 12
months. Agencies may choose to
include activities that will have a longer
timeframe than 12 months. Agency
agendas also show actions or reviews
completed or withdrawn since the last
Unified Agenda. Executive Order 12866,
as amended, does not require agencies
to include regulations concerning
military or foreign affairs functions or
regulations related to agency
organization, management, or personnel
matters.
Agencies prepared entries for this
publication to give the public notice of
their plans to review, propose, and issue
regulations. They have tried to predict
their activities over the next 12 months
as accurately as possible, but dates and
schedules are subject to change.
Agencies may withdraw some of the
regulations now under development,
and they may issue or propose other
regulations not included in their
agendas. Agency actions in the
rulemaking process may occur before or
after the dates they have listed. The
Unified Agenda does not create a legal
obligation on agencies to adhere to
schedules in this publication or to
confine their regulatory activities to
those regulations that appear within it.
PO 00000
Frm 00003
Fmt 4701
Sfmt 4702
9293
II. Why are the Regulatory Plan and the
Unified Agenda published?
The Regulatory Plan and the Unified
Agenda helps agencies comply with
their obligations under the Regulatory
Flexibility Act and various Executive
orders and other statutes.
Regulatory Flexibility Act
The Regulatory Flexibility Act
requires agencies to identify those rules
that may have a significant economic
impact on a substantial number of small
entities (5 U.S.C. 602). Agencies meet
that requirement by including the
information in their submissions for the
Unified Agenda. Agencies may also
indicate those regulations that they are
reviewing as part of their periodic
review of existing rules under the
Regulatory Flexibility Act (5 U.S.C.
610). Executive Order 13272, ‘‘Proper
Consideration of Small Entities in
Agency Rulemaking,’’ signed August 13,
2002 (67 FR 53461), provides additional
guidance on compliance with the Act.
Executive Order 12866
Executive Order 12866, ‘‘Regulatory
Planning and Review,’’ September 30,
1993 (58 FR 51735), as amended,
requires covered agencies to prepare an
agenda of all regulations under
development or review. The Order also
requires that certain agencies prepare
annually a regulatory plan of their
‘‘most important significant regulatory
actions,’’ which appears as part of the
fall Unified Agenda. Executive Order
13497, signed January 30, 2009 (74 FR
6113), revoked the amendments to
Executive Order 12866 that were
contained in Executive Order 13258 and
Executive Order 13422.
Executive Order 14094
Executive Order (E.O.) 14094,
‘‘Modernizing Regulatory Review,’’
April 6, 2023 (88 FR 21879) sets forth
specific actions for Federal agencies and
OIRA designed to modernize the
regulatory process in order to advance
policies that promote the public interest
and address national priorities. E.O.
14094, among other things, amends
Section 3(f)(1) of E.O. 12866 (Regulatory
Planning and Review) to increase the
monetary threshold for significance
under that provision, amends Section
3(f)(4) to clarify what is significant
under that provision, and encourages
greater public participation during all
stages of the regulatory process.
Executive Order 13563
Executive Order 13563, ‘‘Improving
Regulation and Regulatory Review,’’
January 18, 2011 (76 FR 3821)
supplements and reaffirms the
E:\FR\FM\09FEP2.SGM
09FEP2
9294
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
principles, structures, and definitions
governing contemporary regulatory
review that were established in
Executive Order 12866, which includes
the general principles of regulation and
public participation, and orders
integration and innovation in
coordination across agencies; flexible
approaches where relevant, feasible, and
consistent with regulatory approaches;
scientific integrity in any scientific or
technological information and processes
used to support the agencies’ regulatory
actions; and retrospective analysis of
existing regulations.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Executive Order 13132
Executive Order 13132, ‘‘Federalism,’’
August 4, 1999 (64 FR 43255), directs
agencies to have an accountable process
to ensure meaningful and timely input
by State and local officials in the
development of regulatory policies that
have ‘‘federalism implications’’ as
defined in the Order. Under the Order,
an agency that is proposing a regulation
with federalism implications, which
either preempt State law or impose nonstatutory unfunded substantial direct
compliance costs on State and local
governments, must consult with State
and local officials early in the process
of developing the regulation. In
addition, the agency must provide to the
Director of the Office of Management
and Budget a federalism summary
impact statement for such a regulation,
which consists of a description of the
extent of the agency’s prior consultation
with State and local officials, a
summary of their concerns and the
agency’s position supporting the need to
issue the regulation, and a statement of
the extent to which those concerns have
been met. As part of this effort, agencies
include in their submissions for the
Unified Agenda information on whether
their regulatory actions may have an
effect on the various levels of
government and whether those actions
have federalism implications.
Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4, title II) requires
agencies to prepare written assessments
of the costs and benefits of significant
regulatory actions ‘‘that may result in
the expenditure by State, local, and
tribal governments, in the aggregate, or
by the private sector, of $100,000,000 or
more in any 1 year.’’ The requirement
does not apply to independent
regulatory agencies, nor does it apply to
certain subject areas excluded by
section 4 of the Act. Affected agencies
identify in the Unified Agenda those
regulatory actions they believe are
subject to title II of the Act.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Executive Order 13211
Executive Order 13211, ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use,’’ May 18, 2001 (66
FR 28355), directs agencies to provide,
to the extent possible, information
regarding the adverse effects that agency
actions may have on the supply,
distribution, and use of energy. Under
the Order, the agency must prepare and
submit a Statement of Energy Effects to
the Administrator of the Office of
Information and Regulatory Affairs,
Office of Management and Budget, for
‘‘those matters identified as significant
energy actions.’’ As part of this effort,
agencies may optionally include in their
submissions for the Unified Agenda
information on whether they have
prepared or plan to prepare a Statement
of Energy Effects for their regulatory
actions.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (Pub. L. 104–
121, title II) established a procedure for
congressional review of rules (5 U.S.C.
801 et seq.), which defers, unless
exempted, the effective date of a
‘‘major’’ rule for at least 60 days from
the publication of the final rule in the
Federal Register. The Act specifies that
a rule is ‘‘major’’ if it has resulted, or is
likely to result, in an annual effect on
the economy of $100 million or more or
meets other criteria specified in that
Act. The Act provides that the
Administrator of OIRA will make the
final determination as to whether a rule
is major.
III. How are the Regulatory Plan and
the Unified Agenda organized?
The Regulatory Plan appears in part II
in a daily edition of the Federal
Register. The Plan is a single document
beginning with an introduction,
followed by a table of contents, followed
by each agency’s section of the Plan.
Following the Plan in the Federal
Register, as separate parts, are the
Regulatory Flexibility Agendas for each
agency whose agenda includes entries
for rules which are likely to have a
significant economic impact on a
substantial number of small entities or
rules that have been selected for
periodic review under section 610 of the
Regulatory Flexibility Act. Each printed
agenda appears as a separate part. The
sections of the Plan and the parts of the
Unified Agenda are organized
alphabetically in four groups: Cabinet
departments; other executive agencies;
the Federal Acquisition Regulation, a
PO 00000
Frm 00004
Fmt 4701
Sfmt 4702
joint authority (Agenda only); and
independent regulatory agencies.
Agencies may in turn be divided into
subagencies. Each printed agency
agenda has a table of contents listing the
agency’s printed entries that follow.
Each agency’s part of the Agenda
contains a preamble providing
information specific to that agency.
Each printed agency agenda has a table
of contents listing the agency’s printed
entries that follow.
Each agency’s section of the Plan
contains a narrative statement of
regulatory priorities and, for most
agencies, a description of the agency’s
most important significant regulatory
and deregulatory actions. Each agency’s
part of the Agenda contains a preamble
providing information specific to that
agency plus descriptions of the agency’s
regulatory and deregulatory actions.
Agency regulatory flexibility agendas
are printed in a single daily edition of
the Federal Register. A regulatory
flexibility agenda is printed for each
agency whose agenda includes entries
for rules which are likely to have a
significant economic impact on a
substantial number of small entities or
rules that have been selected for
periodic review under section 610 of the
Regulatory Flexibility Act. Each printed
agenda appears as a separate part. The
parts are organized alphabetically in
four groups: Cabinet departments; other
executive agencies; the Federal
Acquisition Regulation, a joint
authority; and independent regulatory
agencies. Agencies may in turn be
divided into sub-agencies. Each
agency’s part of the Agenda contains a
preamble providing information specific
to that agency. Each printed agency
agenda has a table of contents listing the
agency’s printed entries that follow.
The online, complete Unified Agenda
contains the preambles of all
participating agencies. Unlike the
printed edition, the online Agenda has
no fixed ordering. In the online Agenda,
users can select the particular agencies’
agendas they want to see. Users have
broad flexibility to specify the
characteristics of the entries of interest
to them by choosing the desired
responses to individual data fields. To
see a listing of all of an agency’s entries,
a user can select the agency without
specifying any particular characteristics
of entries.
Each entry in the Agenda is
associated with one of five rulemaking
stages. The rulemaking stages are:
1. Prerule Stage—actions agencies
will undertake to determine whether or
how to initiate rulemaking. Such actions
occur prior to a Notice of Proposed
Rulemaking (NPRM) and may include
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Advance Notices of Proposed
Rulemaking (ANPRMs) and reviews of
existing regulations.
2. Proposed Rule Stage—actions for
which agencies plan to publish a Notice
of Proposed Rulemaking as the next step
in their rulemaking process or for which
the closing date of the NPRM Comment
Period is the next step.
3. Final Rule Stage—actions for which
agencies plan to publish a final rule or
an interim final rule or to take other
final action as the next step.
4. Long-Term Actions—items under
development but for which the agency
does not expect to have a regulatory
action within the 12 months after
publication of this edition of the Unified
Agenda. Some of the entries in this
section may contain abbreviated
information.
5. Completed Actions—actions or
reviews the agency has completed or
withdrawn since publishing its last
agenda. This section also includes items
the agency began and completed
between issues of the Agenda.
Long-Term Actions are rulemakings
reported during the publication cycle
that are outside of the required 12month reporting period for which the
Agenda was intended. Completed
Actions in the publication cycle are
rulemakings that are ending their
lifecycle either by Withdrawal or
completion of the rulemaking process.
Therefore, the Long-Term and
Completed RINs do not represent the
ongoing, forward-looking nature
intended for reporting developing
rulemakings in the Agenda pursuant to
Executive Order 12866, section 4(b) and
4(c). To further differentiate these two
stages of rulemaking in the Unified
Agenda from active rulemakings, LongTerm and Completed Actions are
reported separately from active
rulemakings, which can be any of the
first three stages of rulemaking listed
above. A separate search function is
provided on www.reginfo.gov to search
for Completed and Long-Term Actions
apart from each other and active RINs.
A bullet (•) preceding the title of an
entry indicates that the entry is
appearing in the Unified Agenda for the
first time.
In the printed edition, all entries are
numbered sequentially from the
beginning to the end of the publication.
The sequence number preceding the
title of each entry identifies the location
of the entry in this edition. The
sequence number is used as the
reference in the printed table of
contents. Sequence numbers are not
used in the online Unified Agenda
because the unique Regulation Identifier
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Number (RIN) is able to provide this
cross-reference capability.
Editions of the Unified Agenda prior
to fall 2007 contained several indexes,
which identified entries with various
characteristics. These included
regulatory actions for which agencies
believe that the Regulatory Flexibility
Act may require a Regulatory Flexibility
Analysis, actions selected for periodic
review under section 610(c) of the
Regulatory Flexibility Act, and actions
that may have federalism implications
as defined in Executive Order 13132 or
other effects on levels of government.
These indexes are no longer compiled,
because users of the online Unified
Agenda have the flexibility to search for
entries with any combination of desired
characteristics. The online edition
retains the Unified Agenda’s subject
index based on the Federal Register
Thesaurus of Indexing Terms. In
addition, online users have the option of
searching Agenda text fields for words
or phrases.
IV. What information appears for each
entry?
All entries in the online Unified
Agenda contain uniform data elements
including, at a minimum, the following
information:
Title of the Regulation—a brief
description of the subject of the
regulation. In the printed edition, the
notation ‘‘Section 610 Review’’
following the title indicates that the
agency has selected the rule for its
periodic review of existing rules under
the Regulatory Flexibility Act (5 U.S.C.
610(c)). Some agencies have indicated
completions of section 610 reviews or
rulemaking actions resulting from
completed section 610 reviews. In the
online edition, these notations appear in
a separate field.
Priority—an indication of the
significance of the regulation. Agencies
assign each entry to one of the following
five categories of significance.
(1) Economically Significant and
Section 3(f)(1) Significant
On April 6, 2023, the President issued
E.O. 14904 entitled ‘‘Modernizing
Regulatory Review.’’ E.O. 14904 amends
Section 3(f)(1) of E.O. 12866 to increase
the monetary threshold for significance
under this provision from $100 million
to $200 million in annual effects and
directs that it be adjusted for GDP
growth every three years. For
rulemaking actions that were in
development prior to the issuance of
E.O. 14904, the Agenda largely uses the
previous nomenclature of
‘‘economically significant’’ to indicate
rulemaking actions expected to have an
PO 00000
Frm 00005
Fmt 4701
Sfmt 4702
9295
annual effect on the economy of $100
million or more, the threshold in E.O.
12866 prior to April 6, 2023. For
rulemaking actions which were
submitted for OIRA review after the
issuance of the E.O. 14904 on April 6,
2023 and are expected to have an
annual effect on the economy of $200
million or more, the term ‘‘Section
3(f)(1) Significant’’ is used and will
continue to be used in future Unified
Agendas. The amended definition of
‘‘Section 3(f)(1) Significant’’ under
Executive Order 12866 is a rulemaking
action that will ‘‘have an annual effect
on the economy of $200 million or more
(adjusted every 3 years by the
Administrator of OIRA for changes in
gross domestic product); or will
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or tribal governments or
communities.’’
(2) Other Significant
A rulemaking that is not
Economically Significant but is
considered Significant by the agency.
This category includes rules that the
agency anticipates will be reviewed
under Executive Order 12866, as
amended, or rules that are a priority of
the agency head. These rules may or
may not be included in the agency’s
regulatory plan.
(3) Substantive, Nonsignificant
A rulemaking that has substantive
impacts, but is neither Significant, nor
Routine and Frequent, nor
Informational/Administrative/Other.
(4) Routine and Frequent
A rulemaking that is a specific case of
a multiple recurring application of a
regulatory program in the Code of
Federal Regulations and that does not
alter the body of the regulation.
(5) Informational/Administrative/Other
A rulemaking that is primarily
informational or pertains to agency
matters not central to accomplishing the
agency’s regulatory mandate but that the
agency places in the Unified Agenda to
inform the public of the activity.
Major—whether the rule is ‘‘major’’
under 5 U.S.C. 801 (Pub. L. 104–121)
because it has resulted or is likely to
result in an annual effect on the
economy of $100 million or more or
meets other criteria specified in that
Act. The Act provides that the
Administrator of the Office of
Information and Regulatory Affairs will
make the final determination as to
whether a rule is major.
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9296
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Unfunded Mandates—whether the
rule is covered by section 202 of the
Unfunded Mandates Reform Act of 1995
(Pub. L. 104–4). The Act requires that,
before issuing an NPRM likely to result
in a mandate that may result in
expenditures by State, local, and tribal
governments, in the aggregate, or by the
private sector of more than $100 million
in 1 year, agencies, other than
independent regulatory agencies, shall
prepare a written statement containing
an assessment of the anticipated costs
and benefits of the Federal mandate.
Legal Authority—the section(s) of the
United States Code (U.S.C.) or Public
Law (Pub. L.) or the Executive order
(E.O.) that authorize(s) the regulatory
action. Agencies may provide popular
name references to laws in addition to
these citations.
CFR Citation—the section(s) of the
Code of Federal Regulations that will be
affected by the action.
Legal Deadline—whether the action is
subject to a statutory or judicial
deadline, the date of that deadline, and
whether the deadline pertains to an
NPRM, a Final Action, or some other
action.
Abstract—a brief description of the
problem the regulation will address; the
need for a Federal solution; to the extent
available, alternatives that the agency is
considering to address the problem; and
potential costs and benefits of the
action.
Timetable—the dates and citations (if
available) for all past steps and a
projected date for at least the next step
for the regulatory action. A date
displayed in the form 12/00/19 means
the agency is predicting the month and
year the action will take place but not
the day it will occur. In some instances,
agencies may indicate what the next
action will be, but the date of that action
is ‘‘To Be Determined.’’ ‘‘Next Action
Undetermined’’ indicates the agency
does not know what action it will take
next.
Regulatory Flexibility Analysis
Required—whether an analysis is
required by the Regulatory Flexibility
Act (5 U.S.C. 601 et seq.) because the
rulemaking action is likely to have a
significant economic impact on a
substantial number of small entities as
defined by the Act.
Small Entities Affected—the types of
small entities (businesses, governmental
jurisdictions, or organizations) on which
the rulemaking action is likely to have
an impact as defined by the Regulatory
Flexibility Act. Some agencies have
chosen to indicate likely effects on
small entities even though they believe
that a Regulatory Flexibility Analysis
will not be required.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Government Levels Affected—whether
the action is expected to affect levels of
government and, if so, whether the
governments are State, local, tribal, or
Federal.
International Impacts—whether the
regulation is expected to have
international trade and investment
effects, or otherwise may be of interest
to the Nation’s international trading
partners.
Federalism—whether the action has
‘‘federalism implications’’ as defined in
Executive Order 13132. This term refers
to actions ‘‘that have substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
Independent regulatory agencies are not
required to supply this information.
Included in the Regulatory Plan—
whether the rulemaking was included in
the agency’s current regulatory plan
published in the fall 2022.
Agency Contact—the name and phone
number of at least one person in the
agency who is knowledgeable about the
rulemaking action. The agency may also
provide the title, address, fax number,
email address, and TDD for each agency
contact.
Some agencies have provided the
following optional information:
RIN Information URL—the internet
address of a site that provides more
information about the entry.
Public Comment URL—the internet
address of a site that will accept public
comments on the entry.
Alternatively, timely public
comments may be submitted at the
Governmentwide e-rulemaking site,
www.regulations.gov.
Additional Information—any
information an agency wishes to include
that does not have a specific
corresponding data element.
Compliance Cost to the Public—the
estimated gross compliance cost of the
action.
Affected Sectors—the industrial
sectors that the action may most affect,
either directly or indirectly. Affected
sectors are identified by North
American Industry Classification
System (NAICS) codes.
Energy Effects—an indication of
whether the agency has prepared or
plans to prepare a Statement of Energy
Effects for the action, as required by
Executive Order 13211 ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use,’’ signed May 18,
2001 (66 FR 28355).
Related RINs—one or more past or
current RIN(s) associated with activity
PO 00000
Frm 00006
Fmt 4701
Sfmt 4702
related to this action, such as merged
RINs, split RINs, new activity for
previously completed RINs, or duplicate
RINs.
Statement of Need—a description of
the need for the regulatory action.
Summary of the Legal Basis—a
description of the legal basis for the
action, including whether any aspect of
the action is required by statute or court
order.
Alternatives—a description of the
alternatives the agency has considered
or will consider as required by section
4(c)(1)(B) of Executive Order 12866.
Anticipated Costs and Benefits—a
description of preliminary estimates of
the anticipated costs and benefits of the
action.
Risks—a description of the magnitude
of the risk the action addresses, the
amount by which the agency expects the
action to reduce this risk, and the
relation of the risk and this risk
reduction effort to other risks and risk
reduction efforts within the agency’s
jurisdiction.
V. Abbreviations
The following abbreviations appear
throughout this publication:
ANPRM—An Advance Notice of
Proposed Rulemaking is a preliminary
notice, published in the Federal
Register, announcing that an agency is
considering a regulatory action. An
agency may issue an ANPRM before it
develops a detailed proposed rule. An
ANPRM describes the general area that
may be subject to regulation and usually
asks for public comment on the issues
and options being discussed. An
ANPRM is issued only when an agency
believes it needs to gather more
information before proceeding to a
notice of proposed rulemaking.
CFR—The Code of Federal
Regulations is an annual codification of
the general and permanent regulations
published in the Federal Register by the
agencies of the Federal Government.
The Code is divided into 50 titles, each
title covering a broad area subject to
Federal regulation. The CFR is keyed to
and kept up to date by the daily issues
of the Federal Register.
E.O.—An Executive order is a
directive from the President to
Executive agencies, issued under
constitutional or statutory authority.
Executive orders are published in the
Federal Register and in title 3 of the
Code of Federal Regulations.
FR—The Federal Register is a daily
Federal Government publication that
provides a uniform system for
publishing Presidential documents, all
proposed and final regulations, notices
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
of meetings, and other official
documents issued by Federal agencies.
FY—The Federal fiscal year runs from
October 1 to September 30.
NPRM—A Notice of Proposed
Rulemaking is the document an agency
issues and publishes in the Federal
Register that describes and solicits
public comments on a proposed
regulatory action. Under the
Administrative Procedure Act (5 U.S.C.
553), an NPRM must include, at a
minimum: A statement of the time,
place, and nature of the public
rulemaking proceeding;
Legal Authority—A reference to the
legal authority under which the rule is
proposed; and either the terms or
substance of the proposed rule or a
description of the subjects and issues
involved.
Public Law—A public law is a law
passed by Congress and signed by the
President or enacted over his veto. It has
general applicability, unlike a private
law that applies only to those persons
or entities specifically designated.
Public laws are numbered in sequence
throughout the 2-year life of each
Congress; for example, Public Law 112–
4 is the fourth public law of the 112th
Congress.
RFA—A Regulatory Flexibility
Analysis is a description and analysis of
the impact of a rule on small entities,
including small businesses, small
governmental jurisdictions, and certain
small not-for-profit organizations. The
Regulatory Flexibility Act (5 U.S.C. 601
et seq.) requires each agency to prepare
an initial RFA for public comment when
it is required to publish an NPRM and
to make available a final RFA when the
final rule is published, unless the
agency head certifies that the rule
would not have a significant economic
impact on a substantial number of small
entities.
RIN—The Regulation Identifier
Number is assigned by the Regulatory
Information Service Center to identify
each regulatory action listed in the
Regulatory Plan and the Unified
Agenda, as directed by Executive Order
12866 (section 4(b)). Additionally, OMB
has asked agencies to include RINs in
the headings of their Rule and Proposed
Rule documents when publishing them
in the Federal Register, to make it easier
for the public and agency officials to
track the publication history of
regulatory actions throughout their
development.
Seq. No.—The sequence number
identifies the location of an entry in the
printed edition of the Regulatory Plan
and the Unified Agenda. Note that a
specific regulatory action will have the
same RIN throughout its development
but will generally have different
sequence numbers if it appears in
different printed editions of the Unified
Agenda. Sequence numbers are not used
in the online Unified Agenda.
9297
U.S.C.—The United States Code is a
consolidation and codification of all
general and permanent laws of the
United States. The U.S.C. is divided into
50 titles, each title covering a broad area
of Federal law.
VI. How can users get copies of the
Unified Agenda?
Copies of the Federal Register issue
containing the printed edition of the
Unified Agenda (agency regulatory
flexibility agendas) are available from
the Superintendent of Documents, U.S.
Government Publishing Office, P.O. Box
371954, Pittsburgh, PA 15250–7954.
Telephone: (202) 512–1800 or 1–866–
512–1800 (toll-free). Copies of
individual agency materials may be
available directly from the agency or
may be found on the agency’s website.
Please contact the particular agency for
further information. All editions of The
Regulatory Plan and the Unified Agenda
of Federal Regulatory and Deregulatory
Actions since fall 1995 are available in
electronic form at www.reginfo.gov,
along with flexible search tools. The
Government Publishing Office’s GPO
GovInfo website contains copies of the
Agendas and Regulatory Plans that have
been printed in the Federal Register.
These documents are available at
www.govinfo.gov.
Boris Arratia,
Director.
DEPARTMENT OF AGRICULTURE
Title
1 ........................
Unfair Practices, Undue Preferences, and Harm to Competition Under the Packers and Stockyards Act (AMS–FTPP–21–0046).
Inclusive Competition and Market Integrity Under the Packers and Stockyards
Act (AMS–FTPP–21–0045).
Special Supplemental Nutrition Program for Women, Infants and Children (WIC):
Revisions in the WIC Food Packages.
Child Nutrition Programs: Revisions to Meal Patterns Consistent With the 2020
Dietary Guidelines for Americans.
Special Supplemental Nutrition Program for Women, Infants, and Children (WIC):
Implementation of the Access to Baby Formula Act of 2022 and Related Provisions.
Interim Final Rule—Implementing Provisions From the Consolidated Appropriations Act, 2023: Establishing the Summer EBT Program and Non-Congregate
Option in the Summer Food Service Program.
Labeling of Meat and Poultry Products Made Using Animal Cell Culture Technology.
Salmonella Framework .............................................................................................
Revision of the Nutrition Facts Labels for Meat and Poultry Products and Updating Certain Reference Amounts Customarily Consumed.
Voluntary Labeling of FSIS-Regulated Products With U.S. Origin Claims ..............
Update and Clarification of the Locatable Minerals Regulations .............................
Higher Blends Infrastructure Incentive Program ......................................................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
ddrumheller on DSK120RN23PROD with PROPOSALS2
Regulation
Identifier No.
Sequence No.
8 ........................
9 ........................
10 ......................
11 ......................
12 ......................
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
PO 00000
Frm 00007
Fmt 4701
Sfmt 4702
E:\FR\FM\09FEP2.SGM
Rulemaking stage
0581–AE04
Proposed Rule Stage.
0581–AE05
Final Rule Stage.
0584–AE82
Final Rule Stage.
0584–AE88
Final Rule Stage.
0584–AE94
Final Rule Stage.
0584–AE96
Final Rule Stage.
0583–AD89
Proposed Rule Stage.
0583–AD96
0583–AD56
Proposed Rule Stage.
Final Rule Stage.
0583–AD87
0596–AD32
0570–AB11
Final Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
09FEP2
9298
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
DEPARTMENT OF COMMERCE
Regulation
Identifier No.
Sequence No.
Title
13 ......................
Illegal, Unreported, and Unregulated Fishing; Fisheries Enforcement; High Seas
Driftnet Fishing Moratorium Protection Act.
Amendments to the North Atlantic Right Whale Vessel Strike Reduction Rule ......
Endangered and Threatened Wildlife and Plants; Regulations for Listing Species
and Designating Critical Habitat.
Endangered and Threatened Wildlife and Plants; Revision of Regulations for
Interagency Cooperation.
Setting and Adjusting Patent Fees ...........................................................................
Setting and Adjusting Trademark Fees ....................................................................
14 ......................
15 ......................
16 ......................
17 ......................
18 ......................
Rulemaking stage
0648–BG11
Proposed Rule Stage.
0648–BI88
0648–BK47
Final Rule Stage.
Final Rule Stage.
0648–BK48
Final Rule Stage.
0651–AD64
0651–AD65
Proposed Rule Stage.
Proposed Rule Stage.
DEPARTMENT OF DEFENSE
Regulation
Identifier No.
Sequence No.
Title
19 ......................
20 ......................
Cybersecurity Maturity Model Certification (CMMC) Program .................................
Department of Defense (DoD)-Defense Industrial Base (DIB) Cybersecurity (CS)
Activities.
Definitions of Gold Star Family and Gold Star Survivor ..........................................
Nondiscrimination on the Basis of Disability in Programs or Activities Assisted or
Conducted by the DoD and in Equal Access to Information and Communication Technology Used by DoD.
Assessing Contractor Implementation of Cybersecurity Requirements (DFARS
Case 2019–D041).
Modification of Prize Authority For Advanced Technology Achievements (DFARS
Case 2022–D014).
Past Performance of Subcontractors and Joint Venture Partners (DFARS Case
2018–D055).
Small Business Innovation Research Program Data Rights (DFARS Case 2019–
D043).
DFARS Buy American Act Requirements (DFARS Case 2022–D019) ...................
Policy and Procedures for Processing Requests to Alter U.S. Army Corps of Engineers Civil Works Projects Pursuant to 33 U.S.C. 408.
Flood Control Cost-Sharing Requirements Under the Ability to Pay Provision .......
USACE Implementing Procedures for Principles, Requirements, and Guidelines
Applicable to Actions Involving Investment in Water Resources.
Appendix C Procedures for the Protection of Historic Properties ...........................
Natural Disaster Procedures: Preparedness, Response, and Recovery Activities
of the Corps of Engineers.
Credit Assistance for Water Resources Infrastructure Projects ..............................
Revised Definition of ‘‘Waters of the United States’’; Conforming ..........................
TRICARE Coverage of Clinical Trials and Termination of Expanded Access
Treatments.
Expanding TRICARE Access to Care in Response to the COVID–19 Pandemic ..
Collection From Third Party Payers of Reasonable Charges for Healthcare Services; Amendment.
21 ......................
22 ......................
23 ......................
24 ......................
25 ......................
26 ......................
27 ......................
28 ......................
29 ......................
30 ......................
31 ......................
32 ......................
33 ......................
34 ......................
35 ......................
36 ......................
37 ......................
Rulemaking stage
0790–AL49
0790–AK86
Proposed Rule Stage.
Final Rule Stage.
0790–AL56
0790–AJ04
Final Rule Stage.
Long-Term Actions.
0750–AK81
Proposed Rule Stage.
0750–AL65
Proposed Rule Stage.
0750–AK16
Final Rule Stage.
0750–AK84
Final Rule Stage.
0750–AL74
0710–AB22
Final Rule Stage.
Proposed Rule Stage.
0710–AB34
0710–AB41
Proposed Rule Stage.
Proposed Rule Stage.
0710–AB46
0710–AA78
Proposed Rule Stage.
Final Rule Stage.
0710–AB31
0710–AB55
0720–AB83
Completed Actions.
Completed Actions.
Final Rule Stage.
0720–AB85
0720–AB87
Final Rule Stage.
Final Rule Stage.
DEPARTMENT OF EDUCATION
Title
38 ......................
Nondiscrimination on the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance.
Nondiscrimination on the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance: Sex-Related Eligibility Criteria For Male
and Female Athletic Teams.
EDGAR Revisions ....................................................................................................
Family Educational Rights and Privacy Act .............................................................
Student Loan Relief ..................................................................................................
Gainful Employment .................................................................................................
Improving Income Driven Repayment ......................................................................
39 ......................
ddrumheller on DSK120RN23PROD with PROPOSALS2
Regulation
Identifier No.
Sequence No.
40
41
42
43
44
......................
......................
......................
......................
......................
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
PO 00000
Frm 00008
Fmt 4701
Sfmt 4702
E:\FR\FM\09FEP2.SGM
Rulemaking stage
1870–AA16
Final Rule Stage.
1870–AA19
Final Rule Stage.
1875–AA14
1875–AA15
1840–AD93
1840–AD57
1840–AD81
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
Completed Actions.
Completed Actions.
09FEP2
9299
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
DEPARTMENT OF ENERGY
Regulation
Identifier No.
Sequence No.
Title
45 ......................
Clean Energy for New Federal Buildings and Major Renovations of Federal Buildings.
Energy Conservation Standards for Consumer Water Heaters ...............................
Coordination of Federal Authorizations for Electric Transmission Facilities ............
46 ......................
47 ......................
Rulemaking stage
1904–AB96
Final Rule Stage.
1904–AD91
1901–AB62
Final Rule Stage.
Final Rule Stage.
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Title
48 ......................
Rulemaking on Discrimination on the Basis of Disability in Health and Human
Services Programs or Activities.
Proposed Modifications to the HIPAA Security Rule to Strengthen the Cybersecurity of Electronic Protected Health Information.
Confidentiality of Substance Use Disorder Patient Records ...................................
Nondiscrimination in Health Programs and Activities ..............................................
Safeguarding the Rights of Conscience as Protected by Federal Statutes ............
Health and Human Services Grants Regulation ......................................................
Proposed Modifications to the HIPAA Privacy Rule to Support Reproductive
Health Care Privacy.
Establishment of Disincentives for Health Care Providers Who Have Committed
Information Blocking.
Control of Communicable Diseases; Foreign Quarantine .......................................
Tobacco Product Standard for Nicotine Level of Certain Tobacco Products ..........
Front-of-Package Nutrition Labeling .........................................................................
Medical Devices; Laboratory Developed Tests ........................................................
Nonprescription Drug Product With an Additional Condition for Nonprescription
Use.
Nutrient Content Claims, Definition of Term: Healthy ..............................................
Tobacco Product Standard for Characterizing Flavors in Cigars ............................
Standards for the Growing, Harvesting, Packing, and Holding of Produce for
Human Consumption Relating to Agricultural Water.
Tobacco Product Standard for Menthol in Cigarettes ..............................................
Countermeasures Injury Compensation Program: COVID–19 Countermeasures
Injury Table.
340B Drug Pricing Program; Administrative Dispute Resolution .............................
Healthcare System Resiliency and Modernization (CMS–3426) .............................
Appeal Rights for Certain Changes in Patient Status (CMS–4204) ........................
Contract Year 2025 Policy and Technical Changes to the Medicare Advantage,
Medicare Prescription Drug Benefit, and Medicare Cost Plan Programs, and
PACE (CMS–4205).
Minimum Staffing Standards for Long-Term Care Facilities and Medicaid Institutional Payment Transparency Reporting (CMS–3442).
Streamlining the Medicaid, CHIP, and BHP Application, Eligibility Determination,
Enrollment, and Renewal Processes (CMS–2421).
Short-Term, Limited-Duration Insurance; Independent, Noncoordinated Excepted
Benefits Coverage; Level-Funded Plan Arrangements; and Tax Treatment of
Certain Accident and Health Insurance (CMS–9904).
Ensuring Access to Medicaid Services (CMS–2442) ..............................................
Coverage of Certain Preventive Services Under the Affordable Care Act (CMS–
9903).
Medicaid and Children’s Health Insurance Program (CHIP) Managed Care Access, Finance, and Quality (CMS–2439).
Disclosures of Ownership and Additional Disclosable Parties Information for
Skilled Nursing Facilities and Nursing Facilities (CMS–6084).
Hospital Outpatient Prospective Payment System: Remedy for 340B-Acquired
Drugs Purchased in Cost Years 2018–2022 (CMS–1793).
Strengthening Temporary Assistance for Needy Families (TANF) as a Safety Net
Program.
Employment and Training Services for Noncustodial Parents in the Child Support
Services Program.
Supporting the Head Start Workforce and Other Quality Improvements ................
Safe and Appropriate Foster Care Placement Requirements for Titles IV–E and
IV–B.
Improving Child Care Access, Affordability, and Stability in the Child Care and
Development Fund (CCDF).
Separate Licensing Standards for Relative or Kinship Foster Family Homes ........
Adult Protective Services Functions and Grant Programs ......................................
49 ......................
50
51
52
53
54
......................
......................
......................
......................
......................
55 ......................
56
57
58
59
60
......................
......................
......................
......................
......................
61 ......................
62 ......................
63 ......................
64 ......................
65 ......................
66
67
68
69
......................
......................
......................
......................
70 ......................
71 ......................
72 ......................
73 ......................
74 ......................
75 ......................
76 ......................
77 ......................
78 ......................
ddrumheller on DSK120RN23PROD with PROPOSALS2
Regulation
Identifier No.
Sequence No.
79 ......................
80 ......................
81 ......................
82 ......................
83 ......................
84 ......................
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
PO 00000
Frm 00009
Fmt 4701
Sfmt 4702
E:\FR\FM\09FEP2.SGM
Rulemaking stage
0945–AA15
Proposed Rule Stage.
0945–AA22
Proposed Rule Stage.
0945–AA16
0945–AA17
0945–AA18
0945–AA19
0945–AA20
Final
Final
Final
Final
Final
0955–AA05
Proposed Rule Stage.
0920–AA75
0910–AI76
0910–AI80
0910–AI85
0910–AH62
Final Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
0910–AI13
0910–AI28
0910–AI49
Rule
Rule
Rule
Rule
Rule
Stage.
Stage.
Stage.
Stage.
Stage.
Final Rule Stage.
Final Rule Stage.
Final Rule Stage.
0910–AI60
0906–AB31
Final Rule Stage.
Proposed Rule Stage.
0906–AB28
0938–AU91
0938–AV16
0938–AV24
Final Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
0938–AV25
Proposed Rule Stage.
0938–AU00
Final Rule Stage.
0938–AU67
Final Rule Stage.
0938–AU68
0938–AU94
Final Rule Stage.
Final Rule Stage.
0938–AU99
Final Rule Stage.
0938–AU90
Long-Term Actions.
0938–AV18
Completed Actions.
0970–AC97
Proposed Rule Stage.
0970–AD00
Proposed Rule Stage.
0970–AD01
0970–AD03
Proposed Rule Stage.
Proposed Rule Stage.
0970–AD02
Final Rule Stage.
0970–AC91
0985–AA18
Completed Actions.
Proposed Rule Stage.
09FEP2
9300
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
DEPARTMENT OF HOMELAND SECURITY
Regulation
Identifier No.
Sequence No.
Title
85 ......................
Victims of Qualifying Criminal Activities; Eligibility Requirements for U Nonimmigrant Status and Adjustment of Status.
Improving the Regulations Governing the Adjustment of Status to Lawful Permanent Residence and Related Immigration Benefits.
Asylum Eligibility and Public Health .........................................................................
Clarifying Definitions and Analyses for Fair and Efficient Asylum and Other Protection Determinations.
Procedures for Asylum and Bars to Asylum Eligibility .............................................
Modernizing H–1B Requirements and Oversight, Providing Flexibility in the F–1
Program, and Program Improvements Affecting Other Nonimmigrant Workers.
Modernizing H–2 Program Requirements, Oversight, and Worker Protections ......
Citizenship and Naturalization and Other Related Flexibilities ................................
U.S. Citizenship and Immigration Services Fee Schedule and Changes to Certain
Other Immigration Benefit Request Requirements.
Shipping Safety Fairways Along the Atlantic Coast .................................................
Cybersecurity in the Marine Transportation System ................................................
MARPOL Annex VI; Prevention of Air Pollution From Ships ...................................
Advance Passenger Information System: Electronic Validation of Travel Documents.
Enhancing Surface Cyber Risk Management ..........................................................
Flight Training Security Program ..............................................................................
Frequency of Renewal Cycle for Indirect Air Carrier Security Programs ................
Minimum Standards for Driver’s Licenses and Identification Cards Acceptable by
Federal Agencies for Official Purposes; Waiver for Mobile Driver’s Licenses.
Clarifying and Revising Custody Determination and Detention Classification Procedures.
National Flood Insurance Program: Standard Flood Insurance Policy, Homeowner Flood Form.
Update of FEMA’s Public Assistance Regulations ..................................................
Updates to Floodplain Management and Protection of Wetlands Regulations to
Implement the Federal Flood Risk Management Standard.
Individual Assistance Program Equity ......................................................................
National Flood Insurance Program’s Floodplain Management Standards for Land
Management & Use, & an Assessment of the Program’s Impact on Threatened
and Endangered Species & Their Habitats.
86 ......................
87 ......................
88 ......................
89 ......................
90 ......................
91 ......................
92 ......................
93 ......................
94
95
96
97
......................
......................
......................
......................
98 ......................
99 ......................
100 ....................
101 ....................
102 ....................
103 ....................
104 ....................
105 ....................
106 ....................
107 ....................
Rulemaking stage
1615–AA67
Proposed Rule Stage.
1615–AC22
Proposed Rule Stage.
1615–AC57
1615–AC65
Proposed Rule Stage.
Proposed Rule Stage.
1615–AC69
1615–AC70
Proposed Rule Stage.
Proposed Rule Stage.
1615–AC76
1615–AC80
1615–AC68
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
1625–AC57
1625–AC77
1625–AC78
1651–AB43
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
1652–AA74
1652–AA35
1652–AA72
1652–AA76
Proposed Rule Stage.
Final Rule Stage.
Final Rule Stage.
Final Rule Stage.
1653–AA92
Proposed Rule Stage.
1660–AB06
Proposed Rule Stage.
1660–AB09
1660–AB12
Proposed Rule Stage.
Proposed Rule Stage.
1660–AB07
1660–AB11
Final Rule Stage.
Long-Term Actions.
DEPARTMENT OF THE INTERIOR
Title
108 ....................
109 ....................
ONRR Designation Form for Payment Responsibility .............................................
Oil-Spill Response Requirements for Facilities Located Seaward of the Coast
Line Proposed Rule.
Revisions to Subpart J—Pipelines and Pipeline Rights-of-Way Proposed Rule .....
Outer Continental Shelf Lands Act; Operating in High-Pressure and/or High-Temperature (HPHT) Environments.
Carbon Sequestration ...............................................................................................
Department of the Interior Acquisition Regulation Governance Titles .....................
Natural Resource Damages for Hazardous Substances .........................................
Privacy Act Exemption for INTERIOR/DOI–10, DOI Law Enforcement Records
Management System (LERMS).
Privacy Act Exemption for INTERIOR/OIG–02 Investigative Records ....................
Office of Hearings and Appeals (OHA) Rule ...........................................................
Wildlife and Fisheries; Compensatory Mitigation Mechanisms ................................
Migratory Bird Permits; Authorizing the Incidental Take of Migratory Birds, Proposed Rule.
Maintaining the Biological Integrity, Diversity, and Environmental Health of the
National Wildlife Refuge System, Proposed rule.
Permits for Incidental Take of Eagles and Eagle Nests, Final Rule .......................
Regulations Pertaining to Endangered and Threatened Wildlife and Plants ..........
Regulations for Listing Endangered and Threatened Species and Designating
Critical Habitat, Final Rule.
Endangered and Threatened Wildlife and Plants; Interagency Cooperation ..........
Endangered Species Act Section 10 Regulations; Enhancement of Survival and
Incidental Take Permits, Final rule.
Revision to the Section 4(d) Rule for the African Elephant, Final rule ....................
Establishment of a Nonessential Experimental Population of the Gray Wolf in the
State of Colorado, Final Rule.
110 ....................
111 ....................
112
113
114
115
....................
....................
....................
....................
116
117
118
119
....................
....................
....................
....................
120 ....................
ddrumheller on DSK120RN23PROD with PROPOSALS2
Regulation
Identifier No.
Sequence No.
121 ....................
122 ....................
123 ....................
124 ....................
125 ....................
126 ....................
127 ....................
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
PO 00000
Frm 00010
Fmt 4701
Sfmt 4702
E:\FR\FM\09FEP2.SGM
Rulemaking stage
1012–AA33
1014–AA44
Proposed Rule Stage.
Proposed Rule Stage.
1014–AA45
1014–AA49
Proposed Rule Stage.
Final Rule Stage.
1082–AA04
1090–AB25
1090–AB26
1090–AB28
Proposed
Proposed
Proposed
Proposed
1090–AB27
1094–AA57
1018–BF63
1018–BF71
Final Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
1018–BG78
Proposed Rule Stage.
1018–BE70
1018–BF88
1018–BF95
Final Rule Stage.
Final Rule Stage.
Final Rule Stage.
1018–BF96
1018–BF99
Final Rule Stage.
Final Rule Stage.
1018–BG66
1018–BG79
Final Rule Stage.
Final Rule Stage.
09FEP2
Rule
Rule
Rule
Rule
Stage.
Stage.
Stage.
Stage.
9301
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
DEPARTMENT OF THE INTERIOR—Continued
Regulation
Identifier No.
Sequence No.
Title
128 ....................
National Wildlife Refuge System; Station-Specific Hunting and Sport Fishing Regulations, 2023–24, Final rule.
Native American Graves Protection and Repatriation Act Regulations ...................
Alaska; Hunting and Trapping in National Preserves ..............................................
Agricultural Leasing of Indian Land ..........................................................................
Procedures for Federal Acknowledgment of Indian Tribes ......................................
Indian Arts and Crafts ..............................................................................................
Mining of the Osage Mineral Estate for Oil and Gas ...............................................
Class III Tribal State Gaming Compact Process .....................................................
Land Acquisitions .....................................................................................................
Fitness to Operate Standards for Oil and Gas Operators and Lessees on the
Outer Continental Shelf.
Renewable Energy Modernization Rule ...................................................................
Protection of Marine Archaeological Resources ......................................................
Risk Management and Financial Assurance for OCS Lease and Grant Obligations.
Emergency Preparedness for Impoundments ..........................................................
Ten-Day Notices .......................................................................................................
Public Conduct on Bureau of Reclamation Facilities, Lands and Waterbodies ......
Closure and Restriction Orders ................................................................................
Management and Protection of the National Petroleum Reserve in Alaska ...........
Update of the Communications Uses Program, Right-of-Way Cost Recovery Fee
Schedules and Section 512 of FLPMA for Rights-of-Way.
Rights-of-Way, Leasing and Operations for Renewable Energy .............................
Waste Prevention, Production Subject to Royalties, and Resource Conservation
Fluid Mineral Leases and Leasing Process .............................................................
Conservation and Landscape Health .......................................................................
129
130
131
132
133
134
135
136
137
....................
....................
....................
....................
....................
....................
....................
....................
....................
138 ....................
139 ....................
140 ....................
141
142
143
144
145
146
....................
....................
....................
....................
....................
....................
147
148
149
150
....................
....................
....................
....................
Rulemaking stage
1018–BG71
Completed Actions.
1024–AE19
1024–AE70
1076–AF66
1076–AF67
1076–AF69
1076–AF59
1076–AF68
1076–AF71
1010–AE21
Final Rule Stage.
Final Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
Final Rule Stage.
Final Rule Stage.
Proposed Rule Stage.
1010–AE04
1010–AE11
1010–AE14
Final Rule Stage.
Final Rule Stage.
Final Rule Stage.
1029–AC82
1029–AC81
1006–AA58
1004–AE89
1004–AE95
1004–AE60
Proposed Rule Stage.
Final Rule Stage.
Final Rule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
1004–AE78
1004–AE79
1004–AE80
1004–AE92
Final
Final
Final
Final
Rule
Rule
Rule
Rule
Stage.
Stage.
Stage.
Stage.
DEPARTMENT OF JUSTICE
Regulation
Identifier No.
Sequence No.
Title
151 ....................
Implementation of the ADA Amendments Act of 2008: Federally Conducted (Section 504 of the Rehabilitation Act of 1973).
Nondiscrimination on the Basis of Disability by State and Local Governments;
Public Right-of-Way.
Nondiscrimination on the Basis of Disability by State and Local Governments:
Medical Diagnostic Equipment.
Nondiscrimination on the Basis of Disability: Accessibility of Web Information and
Services of State and Local Government Entities.
Telemedicine Prescribing of Controlled Substances When the Practitioner and
the Patient Have not had a Prior In-Person Medical Evaluation.
Import/Export and Domestic Transactions of Tableting and Encapsulating Machines.
Clarifying Definitions and Analyses for Fair and Efficient Asylum and Other Protection Determinations.
Appellate Procedures and Decisional Finality in Immigration Proceedings; Administrative Closure.
Hearing Requirements and Application Procedures for Asylum and Related Protection.
Clarifying and Revising Custody Determination Procedures for Noncitizens Subject to Discretionary Detention (INA 236(a)/8 U.S.C. 1226 detention).
152 ....................
153 ....................
154 ....................
155 ....................
156 ....................
157 ....................
158 ....................
159 ....................
160 ....................
Rulemaking stage
1190–AA73
Proposed Rule Stage.
1190–AA77
Proposed Rule Stage.
1190–AA78
Proposed Rule Stage.
1190–AA79
Final Rule Stage.
1117–AB40
Proposed Rule Stage.
1117–AB80
Proposed Rule Stage.
1125–AB13
Proposed Rule Stage.
1125–AB18
Proposed Rule Stage.
1125–AB22
Proposed Rule Stage.
1125–AB27
Proposed Rule Stage.
ddrumheller on DSK120RN23PROD with PROPOSALS2
DEPARTMENT OF LABOR
Regulation
Identifier No.
Sequence No.
Title
161 ....................
Defining and Delimiting the Exemptions for Executive, Administrative, Professional, Outside Sales, and Computer Employees.
Nondisplacement of Qualified Workers Under Service Contracts ...........................
Employee or Independent Contractor Classification Under the Fair Labor Standards Act.
Improving Protections For Workers in Temporary Agricultural Employment in the
United States.
National Apprenticeship System Enhancements .....................................................
Wagner-Peyser Act Staffing .....................................................................................
Retirement Security Rule: Definition of an Investment Advice Fiduciary ................
162 ....................
163 ....................
164 ....................
165 ....................
166 ....................
167 ....................
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
PO 00000
Frm 00011
Fmt 4701
Sfmt 4702
E:\FR\FM\09FEP2.SGM
Rulemaking stage
1235–AA39
Proposed Rule Stage.
1235–AA42
1235–AA43
Final Rule Stage.
Final Rule Stage.
1205–AC12
Proposed Rule Stage.
1205–AC13
1205–AC02
1210–AC02
Proposed Rule Stage.
Final Rule Stage.
Proposed Rule Stage.
09FEP2
9302
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
DEPARTMENT OF LABOR—Continued
Regulation
Identifier No.
Sequence No.
Title
168 ....................
Mental Health Parity and Addiction Equity Act and the Consolidated Appropriations Act, 2021.
Definition of ’Employer’ Under Section 3(5) of ERISA-Association Health Plans ...
Coverage of Certain Preventive Services Under the Affordable Care Act ..............
Respirable Crystalline Silica .....................................................................................
Safety Program for Surface Mobile Equipment .......................................................
Heat Illness Prevention in Outdoor and Indoor Work Settings ................................
Infectious Diseases ..................................................................................................
Emergency Response ..............................................................................................
169
170
171
172
173
174
175
....................
....................
....................
....................
....................
....................
....................
Rulemaking stage
1210–AC11
Proposed Rule Stage.
1210–AC16
1210–AC13
1219–AB36
1219–AB91
1218–AD39
1218–AC46
1218–AC91
Proposed Rule Stage.
Final Rule Stage.
Final Rule Stage.
Final Rule Stage.
Prerule Stage.
Proposed Rule Stage.
Proposed Rule Stage.
DEPARTMENT OF TRANSPORTATION
Regulation
Identifier No.
Sequence No.
Title
176 ....................
Safety Management Systems ..................................................................................
2120–AL60
Rulemaking stage
Final Rule Stage.
DEPARTMENT OF VETERANS AFFAIRS
Regulation
Identifier No.
Sequence No.
Title
177 ....................
Updating VA Adjudication Regulations for Disability or Death Benefit Claims Related to Herbicide Exposure.
Expanding Veterans Cemetery Grant Program (VCGP) Grants to Include Training
Costs.
Technical Revisions to Expand Health Care for Certain Toxic Exposure and
Overseas Contingency Service.
Updating VA Adjudication Regulations for Disability or Death Benefits Based on
Toxic Exposure.
Evidence Requirements for Direct Service Connection of Covered Mental Health
Conditions Based on In-Service Personal Trauma.
Amendments to the Caregivers Program .................................................................
Revision of Veterans Community Care Program (VCCP) Access Standards .........
Modifying Copayments for Veterans at High Risk for Suicide .................................
Update and Clarify Regulatory Bars to Benefits Based on Character of Discharge
Veteran and Spouse Transitional Assistance Grant Program .................................
Reevaluation of Claims for Dependency and Indemnity Compensation Based on
Public Law 117–168.
Presumptive Service Connection for Respiratory Conditions Due to Exposure to
Particulate Matter.
Presumptive Service Connection for Rare Respiratory Cancers Due to Exposure
to Fine Particulate Matter.
178 ....................
179 ....................
180 ....................
181 ....................
182
183
184
185
186
187
....................
....................
....................
....................
....................
....................
188 ....................
189 ....................
Rulemaking stage
2900–AR10
Proposed Rule Stage.
2900–AR47
Proposed Rule Stage.
2900–AR73
Proposed Rule Stage.
2900–AR75
Proposed Rule Stage.
2900–AR91
Proposed Rule Stage.
2900–AR96
2900–AS00
2900–AQ30
2900–AQ95
2900–AR68
2900–AR76
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
Final Rule Stage.
Final Rule Stage.
Final Rule Stage.
2900–AR25
Completed Actions.
2900–AR44
Completed Actions.
ENVIRONMENTAL PROTECTION AGENCY
Title
190 ....................
Review of the Secondary National Ambient Air Quality Standards for Ecological
Effects of Oxides of Nitrogen, Oxides of Sulfur and Particulate Matter.
NSPS for GHG Emissions From New, Modified, and Reconstructed Fossil FuelFired EGUs; Emission Guidelines for GHG Emissions From Existing Fossil
Fuel-Fired EGUs; and Repeal of the ACE Rule.
Review of Final Rule Reclassification of Major Sources as Area Sources Under
Section 112 of the Clean Air Act.
Phasedown of Hydrofluorocarbons: Management of Certain Hydrofluorocarbons
and Substitutes Under Subsection (h) of the American Innovation and Manufacturing Act of 2020.
Phasedown of Hydrofluorocarbons: Review and Renewal of Eligibility for Application-specific Allowances.
1-Bromopropane (1–BP); Regulation Under the Toxic Substances Control Act
(TSCA).
Trichloroethylene; Regulation Under the Toxic Substances Control Act (TSCA) ...
N-Methylpyrrolidone (NMP); Regulation Under the Toxic Substances Control Act
(TSCA).
Procedures for Chemical Risk Evaluation Under the Toxic Substances Control
Act (TSCA).
191 ....................
192 ....................
193 ....................
ddrumheller on DSK120RN23PROD with PROPOSALS2
Regulation
Identifier No.
Sequence No.
194 ....................
195 ....................
196 ....................
197 ....................
198 ....................
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
PO 00000
Frm 00012
Fmt 4701
Sfmt 4702
E:\FR\FM\09FEP2.SGM
Rulemaking stage
2060–AS35
Proposed Rule Stage.
2060–AV09
Proposed Rule Stage.
2060–AV20
Proposed Rule Stage.
2060–AV84
Proposed Rule Stage.
2060–AV98
Proposed Rule Stage.
2070–AK73
Proposed Rule Stage.
2070–AK83
2070–AK85
Proposed Rule Stage.
Proposed Rule Stage.
2070–AK90
Proposed Rule Stage.
09FEP2
9303
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ENVIRONMENTAL PROTECTION AGENCY—Continued
Regulation
Identifier No.
Sequence No.
Title
199 ....................
Revisions to Standards for the Open Burning/Open Detonation of Waste Explosives.
Listing of PFOA, PFOS, PFBS, and GenX as Resource Conservation and Recovery Act (RCRA) Hazardous Constituents.
Definition of Hazardous Waste Applicable to Corrective Action for Solid Waste
Management Units.
National Primary Drinking Water Regulations for Lead and Copper: Improvements (LCRI).
National Emission Standards for Hazardous Air Pollutants: Ethylene Oxide Commercial Sterilization and Fumigation Operations.
New Source Performance Standards and Emission Guidelines for Crude Oil and
Natural Gas Facilities: Climate Review.
Revisions to the Air Emission Reporting Requirements (AERR) ............................
Multi-Pollutant Emissions Standards for Model Years 2027 and Later Light-Duty
and Medium-Duty Vehicles.
Greenhouse Gas Emissions Standards for Heavy-Duty Vehicles—Phase 3 ..........
Reconsideration of the National Ambient Air Quality Standards for Particulate
Matter.
NESHAP: Coal-and Oil-Fired Electric Utility Steam Generating Units-Review of
the Residual Risk and Technology Review.
NSPS for the Synthetic Organic Chemical Manufacturing Industry and NESHAP
for the Synthetic Organic Chemical Manufacturing Industry and Group I & II
Polymers and Resins Industry.
Methylene Chloride (MC); Regulation Under the Toxic Substances Control Act
(TSCA).
Carbon Tetrachloride (CTC); Regulation Under the Toxic Substances Control Act
(TSCA).
Perchloroethylene (PCE); Regulation Under the Toxic Substances Control Act
(TSCA).
Asbestos Part 1 (Chrysotile Asbestos); Regulation of Certain Conditions of Use
Under the Toxic Substances Control Act (TSCA).
Reconsideration of the Dust-Lead Hazard Standards and Dust-Lead Post Abatement Clearance Levels.
Designating PFOA and PFOS as CERCLA Hazardous Substances ......................
Hazardous and Solid Waste Management System: Disposal of Coal Combustion
Residuals From Electric Utilities; Legacy Surface Impoundments.
Clean Water Act Hazardous Substance Facility Response Plans ..........................
Accidental Release Prevention Requirements: Risk Management Program Under
the Clean Air Act; Safer Communities by Chemical Accident Prevention.
Federal Baseline Water Quality Standards for Indian Reservations .......................
Water Quality Standards Regulatory Revisions to Protect Tribal Reserved Rights
PFAS National Primary Drinking Water Regulation Rulemaking .............................
Supplemental Effluent Limitations Guidelines and Standards for the Steam Electric Power Generating Point Source Category.
200 ....................
201 ....................
202 ....................
203 ....................
204 ....................
205 ....................
206 ....................
207 ....................
208 ....................
209 ....................
210 ....................
211 ....................
212 ....................
213 ....................
214 ....................
215 ....................
216 ....................
217 ....................
218 ....................
219 ....................
220
221
222
223
....................
....................
....................
....................
Rulemaking stage
2050–AH24
Proposed Rule Stage.
2050–AH26
Proposed Rule Stage.
2050–AH27
Proposed Rule Stage.
2040–AG16
Proposed Rule Stage.
2060–AU37
Final Rule Stage.
2060–AV16
Final Rule Stage.
2060–AV41
2060–AV49
Final Rule Stage.
Final Rule Stage.
2060–AV50
2060–AV52
Final Rule Stage.
Final Rule Stage.
2060–AV53
Final Rule Stage.
2060–AV71
Final Rule Stage.
2070–AK70
Final Rule Stage.
2070–AK82
Final Rule Stage.
2070–AK84
Final Rule Stage.
2070–AK86
Final Rule Stage.
2070–AK91
Final Rule Stage.
2050–AH09
2050–AH14
Final Rule Stage.
Final Rule Stage.
2050–AH17
2050–AH22
Final Rule Stage.
Final Rule Stage.
2040–AF62
2040–AG17
2040–AG18
2040–AG23
Final
Final
Final
Final
Rule
Rule
Rule
Rule
Stage.
Stage.
Stage.
Stage.
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
Regulation
Identifier No.
Sequence No.
Title
224 ....................
Regulations to Implement the Pregnant Workers Fairness Act ...............................
3046–AB30
Rulemaking stage
Final Rule Stage.
ddrumheller on DSK120RN23PROD with PROPOSALS2
PENSION BENEFIT GUARANTY CORPORATION
Regulation
Identifier No.
Sequence No.
Title
225 ....................
Actuarial Assumptions for Determining an Employer’s Withdrawal Liability ............
1212–AB54
Rulemaking stage
Final Rule Stage.
SOCIAL SECURITY ADMINISTRATION
Regulation
Identifier No.
Sequence No.
Title
226 ....................
227 ....................
228 ....................
Omitting Food From In-Kind Support and Maintenance Calculations .....................
Expand the Definition of a Public Assistance (PA) Household ...............................
Nationwide Expansion of the Rental Subsidy Policy for SSI Recipients .................
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
PO 00000
Frm 00013
Fmt 4701
Sfmt 4702
E:\FR\FM\09FEP2.SGM
0960–AI60
0960–AI81
0960–AI82
09FEP2
Rulemaking stage
Final Rule Stage.
Final Rule Stage.
Final Rule Stage.
9304
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
SOCIAL SECURITY ADMINISTRATION—Continued
Regulation
Identifier No.
Sequence No.
Title
229 ....................
Intermediate Improvement to the Disability Adjudication Process, Including How
we Consider Past Work.
0960–AI83
Rulemaking stage
Final Rule Stage.
ddrumheller on DSK120RN23PROD with PROPOSALS2
CONSUMER PRODUCT SAFETY COMMISSION
Regulation
Identifier No.
Sequence No.
Title
230 ....................
231 ....................
232 ....................
Regulatory Options for Table Saws .........................................................................
Safety Standard for Residential Gas Furnaces and Boilers ....................................
Portable Generators .................................................................................................
Introduction to the Fall 2023
Regulatory Plan
DEPARTMENT OF AGRICULTURE
Executive Order 12866, issued in
1993, requires the annual production of
a Unified Regulatory Agenda and
Regulatory Plan. It does so in order to
promote transparency—or in the words
of the Executive Order itself, ‘‘to have
an effective regulatory program, to
provide for coordination of regulations,
to maximize consultation and the
resolution of potential conflicts at an
early stage, to involve the public and its
State, local, and tribal officials in
regulatory planning, and to ensure that
new or revised regulations promote the
President’s priorities and the principles
set forth in this Executive order.’’
Executive Order 13563, issued in 2011,
and Executive Order 14094, issued in
2023, reaffirmed and amended the
requirements of Executive Order 12866.
We are now providing the Fall 2023
Regulatory Plan. The regulatory plans
and agendas submitted by agencies and
included here offer a window into how
the Administration plans to continue
delivering on the President’s agenda to
advance economic prosperity and
equity, tackle the climate crisis, advance
public health, and much more to
improve the lives of the American
people. Agencies will be continuing
their work to implement landmark
legislation passed during this
Administration, including the
implementation of the PACT Act, (Pub.
L. 117–168); the Inflation Reduction
Act, (Pub. L. 117–169); and the CHIPS
and Science Act, (Pub. L. 117–167); as
well as ongoing efforts to implement the
Infrastructure Investment and Jobs Act
(Bipartisan Infrastructure Law), Public
Law 117–58. Agencies have also
highlighted in their plans and agendas
how they have engaged with the public
in developing regulatory priorities, as
well as future opportunities for
engagement.
In 2024, the U.S. Department of
Agriculture (USDA) plans to prioritize
initiatives that promote growth and new
market opportunity in Rural America for
our farmers, ranchers, small businesses,
and communities, particularly among
historically underserved communities,
while implementing an expected new 5
year Farm Bill reauthorization for our
major agricultural and food programs.
USDA further anticipates a Farm Bill
reauthorization as an opportunity to
strengthen and improve our customer
service and delivery combined with IT
modernization that fosters 21st century
innovation. USDA will use available
outreach and communication tools to
seek input and engagement from our
traditional stakeholders as well as those
communities whom we may not have
been able to reach in the past but who,
like our traditional stakeholders, offer
critical implementation input and
feedback. In short, we want to know
what works, and what doesn’t work,
from everyone.
In 2024, USDA will seek and promote
21st century innovation initiatives like
carbon capture and storage, addressing
the effects of climate change such as
drought and wildfire risks, and other
climate-smart agriculture initiatives. As
in the past, USDA will continue to
tackle food and nutrition insecurity
while maintaining a safe food supply
and responding to any disaster and
emergency threats impacting the
American Farm economy, schools,
individual households, and our
National Forests. Finally, all of USDA’s
programs, including the priorities
contained in this Regulatory Plan, will
be structured to advance the cause of
equity by removing barriers and opening
new opportunities for our customers.
In 2023, the USDA:
Agricultural Marketing Service
published the Strengthening Organic
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Statement of Regulatory Priorities
PO 00000
Frm 00014
Fmt 4701
Sfmt 4702
3041–AC31
3041–AD70
3041–AC36
Rulemaking stage
Proposed Rule Stage.
Proposed Rule Stage.
Final Rule Stage.
Enforcement (SOE) final rule (January
19, 2023, 88 FR 3548) that became
effective on March 20, 2023. As required
by the 2018 Farm Bill, SOE protects
organic integrity and bolsters farmer and
consumer confidence in the USDA
organic seal by supporting strong
organic control systems, improving farm
to market traceability, increasing import
oversight authority, and providing
robust enforcement of the organic
regulations. Topics addressed in this
rulemaking include: National Organic
Program Import Certificates;
recordkeeping and product traceability;
certifying agent personnel qualifications
and training; standardized certificates of
organic operation; unannounced on-site
inspections of certified operations;
oversight of certification activities;
foreign conformity assessment systems;
certification of producer group
operations; labeling of nonretail
containers; and, calculating organic
content of multi-ingredient products.
Forest Service implemented a final
rule on Special Areas; Roadless Area
Conservation; National Forest System
Lands in Alaska (January 27, 2023, 88
FR 5252) that repealed a final rule
promulgated in 2020 exempting the
Tongass National Forest from the 2001
Roadless Area Conservation Rule (2001
Roadless Rule). The 2001 Roadless Rule
prohibited timber harvest and road
construction or reconstruction within
designated inventoried Roadless Areas,
with limited exceptions. The rule is
consistent with President Biden’s
Executive Order 13990, Protecting
Public Health and the Environment and
Restoring Science to Tackle the Climate
Crisis.
In late 2023, the Forest Service plans
to publish a proposed rule on Carbon
Capture, Utilization, and Storage that
would allow exclusive or perpetual
right of use or occupancy of National
Forest System lands that will allow for
permanent carbon dioxide sequestration
in order to reduce the impacts of climate
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
change. Furthermore, the Forest Service
plans to publish a Financial Assurance
for Locatable Minerals Interim Final
rule that will allow equities and private
investment-rated securities within trust
funds as financial assurance for longterm post-closure obligations, which is
crucial for the stewardship and
restoration of National Forest System
lands affected by mining. Finally, the
Forest Service is making several updates
to its directives that will strengthen its
ability to combat climate change and
improve access to, and delivery of,
public programs and services by
reducing administrative burden—
including equitable access to recreation,
mitigation of adverse impacts, climate
resilience, and its Tribal action plan.
In late 2023, Food and Nutrition
Service (FNS) plans to publish an
interim final rule (December 2023) that
codifies flexibility for rural program
operators to provide non-congregate
meal service in the Summer Food
Service Program (SFSP) and establishes
a permanent Summer Electronic
Benefits Transfer for Children Program
(Summer EBT). To gather information
for this rulemaking, between April–
August 2023, FNS hosted more than 100
listening sessions and information
meetings with State agencies, advocacy
groups, program operators, and industry
partners. For more information about
this rule, see RIN 0584–AE96.
In December 2023, FNS also plans to
publish a final rule codifying the
provisions of the Access to Baby
Formula Act of 2022. Amongst other
things, the rule codifies requirements
for State agencies to include language in
their Women, Infants and Children
(WIC) infant formula rebate contracts
that describes remedies in the event of
an infant formula recall. This rule was
informed by lessons learned and
feedback received from State and local
agencies, advocacy organizations, and
Federal research on the response to
recent disasters, the COVID–19
pandemic, and a major WIC product
recall. For more information about this
rule, see RIN 0584–AE94.
Outlined below are some of USDA’s
most important upcoming regulatory
actions for 2024. These include efforts
to restore and expand economic
opportunity; address the climate crisis;
and support agricultural markets that
are free, open, and promote
competition. This Regulatory Plan also
reflects USDA’s continued
commitments to ensuring a safe and
nutritious food supply and animal
welfare protections. As always, our
Semiannual Regulatory Agenda contains
information on a broad-spectrum of
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
USDA’s initiatives and planned
upcoming regulatory actions.
Foster Sustainable Economic Growth by
Promoting Innovation, Building
Resilience to Climate Change, and
Expanding Renewable Energy
Higher Blends Infrastructure Incentive
Program: Rural Business Cooperative
Service (RBCS) Higher Blends
Infrastructure Incentive Program
(HBIIP): HBIIP is a program designed to
increase the sales and use of higher
blends of ethanol and biodiesel by
expanding the infrastructure for
renewable fuels derived from U.S.
agricultural products. The program is
also intended to encourage a more
comprehensive approach to market
higher blends by sharing the costs
related to building out biofuel-related
infrastructure. The program should
increase availability of domestic
biofuels and give Americans additional
cleaner fuel options at the pump. RBCS
is proposing a rule to codify the policies
and procedures for the program in the
Code of Federal Regulations, as this
program has a significant impact on
climate change which is an
Administration priority. Public
engagement will occur in early fall of
2023. A virtual listening session will be
announced in the Federal Register. For
more information about this rule, see
RIN 0570–AB11.
Foster an Equitable and Competitive
Marketplace for All Agricultural
Producers
Inclusive Competition and Market
Integrity Rules Under the Packers and
Stockyards Act: USDA plans to
supplement a recent revision to
regulations under the Packers and
Stockyards (P&S) Act to prohibit certain
prejudices and disadvantages and
unjustly discriminatory conduct against
covered producers in the livestock,
meat, and poultry markets. The proposal
(October 3, 2022, 87 FR 60010) set forth
prohibited discrimination on the bases
of the producer’s personal
characteristics and identified as
prohibited certain retaliatory practices
that interfere with lawful
communications, assertion of rights, and
participation in associations, among
other protected activities. The proposal
also identified unlawfully deceptive
practices that violate the P&S Act with
respect to contract formation, contract
performance, contract termination and
contract refusal. The purpose of the
final rule is to promote inclusive
competition and market integrity in the
livestock, meats, and poultry markets.
For more information about this rule,
see RIN 0581–AE05.
PO 00000
Frm 00015
Fmt 4701
Sfmt 4702
9305
Unfair Practices, Undue Preferences,
and Harm to Competition under the
Packers and Stockyards Act: The
proposal would revise regulations under
the Packers and Stockyards Act (Act),
providing clarity regarding conduct that
may violate the Act, including
addressing harm to competition. This
proposal reflects feedback received from
public input generated by previous
proposed and interim final rules. On
June 22, 2010, USDA published in the
Federal Register (75 FR 35338–35354) a
proposed rule recommending several
changes to the regulations issued under
the Packers and Stockyards Act, 1921,
as amended (P&S Act). On December 20,
2016, USDA published a new ‘‘Scope’’
paragraph in the Federal Register as an
Interim Final Rule ‘‘IFR’’ with a request
for comments (81 FR 92566–92594). On
October 18, 2017, USDA withdrew the
IFR (82 FR 48594–01). Though neither
of these proposed rules became a final
rule, USDA received, reviewed, and
considered public comments. For more
information about this rule, see RIN
0581–AE04.
Provide All Americans Safe, Nutritious
Food
USDA’s Food Safety and Inspection
Service (FSIS) continues to ensure that
meat, poultry, and egg products are safe,
wholesome and properly marked,
labeled, and packaged, and prohibits the
distribution in-commerce of meat,
poultry, and egg products that are
adulterated or misbranded.
Salmonella Framework: One of FSIS’
top priorities is to develop a more
comprehensive and effective strategy to
reduce Salmonella illnesses associated
with poultry products. The agency
gathered data and information and
solicited stakeholder input on
Salmonella in poultry. FSIS proposed in
2023 to declare that not-ready-to- eat
breaded stuffed chicken products that
contain Salmonella at levels of 1 colony
forming unit per gram or higher in the
chicken components are adulterated
within the meaning of the Poultry
Products Inspection Act (April 28, 2023,
82 FR 26249) and will finalize this
determination in 2024. FSIS also plans
to propose a new regulatory framework
targeted at reducing Salmonella
illnesses associated with poultry
products and moving closer to the
national target of a 25 percent reduction
in Salmonella illnesses. For more
information about the proposed new
regulatory framework, see RIN 0583–
AD96.
In addition, FSIS intends to publish
several rules to improve regulatory
certainty, which assure consumers that
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9306
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
meat, poultry, and egg products are safe
and truthfully labeled.
Voluntary Labeling of Meat Products
With ‘‘Product of USA’’ and Similar
Statements: FSIS plans to publish a
final rule to address concerns that the
voluntary ‘‘Product of USA’’ label claim
may confuse consumers about the origin
of FSIS regulated products. FSIS
received 3,364 comments on the
proposed rule during a 60-day comment
period that FSIS extended to 90 days
based on requests from stakeholders. In
response to the Agency’s consumer
research and comments received on the
proposed rule, FSIS will define
voluntary U.S.-origin label claims so
that they are more meaningful to
consumers. For more information about
this rule, see RIN 0583–AD87.
Labeling of Meat or Poultry Products
Comprised of or Containing Cultured
Animal Cells; and Revision of the
Nutrition Facts Panels for Meat and
Poultry Products and Updating Certain
Reference Amounts Customarily
Consumed: FSIS will propose to
establish new requirements for the
labeling of meat and poultry food
products made using animal cell culture
technology (i.e., ‘‘cell-cultured’’ food
products). In advance of the proposed
rule, FSIS and FDA held a joint public
meeting in October 2018 to discuss the
potential hazards, oversight
considerations, and labeling of cellcultured food products derived from
livestock and poultry tissue (September
13, 2018, 83 FR 46476). In addition,
FSIS published an advanced notice of
proposed rulemaking in the Federal
Register, soliciting public input on the
labeling of cell-cultured seafood, meat,
and poultry food products (September 3,
2021, 86 FR 49491). FSIS also plans to
finalize a labeling rule to update
nutrition labeling for meat and poultry
products. The two rules would provide
additional certainty about what is
required for meat and poultry labeling
while ensuring that consumers have
accurate information about the food
they buy. For more information about
these rules, see RINs 0583–AD56 and
0583–AD89.
FNS’ Child Nutrition Programs:
Revisions to Meal Patterns Consistent
with the 2020 Guidelines for Americans:
The final rule would revise meal
patterns in the National School Lunch
Program and School Breakfast Program
to make school meals healthier and
more consistent with the most recent
Dietary Guidelines for Americans while
reflecting the nutrient needs of children
at risk for food insecurity. Throughout
2022, USDA held over 50 listening
sessions with State agencies, school
food authorities, advocacy
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
organizations, Tribal dietitians and
schools, professional associations, food
manufacturers, and other Federal
agencies to inform the proposed rule
(February 7, 2023, 88 FR 8050). USDA
also received extensive input through
over 136,000 public comments on the
proposed rule during a 60-day comment
period that USDA extended to 90 days
based on requests from stakeholders.
Through this stakeholder engagement,
USDA gained valuable insights into the
successes and challenges that schools
experience implementing the school
meal nutrition standards and will use
this information to develop a practical
and durable final rule. For more
information about this rule, see RIN
0584–AE88.
FNS’ Special Supplemental Nutrition
Program for Women, Infants and
Children (WIC): Revisions in the WIC
Food Packages: Consistent with
recommendations from the National
Academies of Sciences, Engineering,
and Medicine and the latest Dietary
Guidelines for Americans, the final rule
would provide participants with greater
choices in variety and food package
sizes and align the WIC food packages
with available nutrition science. When
developing the proposed rule
(November 21, 2022, 87 FR 71090), FNS
solicited feedback from WIC
participants, state and tribal partners,
and other government agencies.
FNSpublished the proposed rule with a
90-day comment period and will
consider comments received in
development of this final rule. For more
information about this rule, see RIN
0584–AE82.
National Organic Program; Organic
Livestock and Poultry Standards: The
final rule would establish standards that
support additional practice standards
for organic livestock and poultry
production. This final action would add
provisions to the USDA organic
regulations to address and clarify
livestock and poultry living conditions
(for example, outdoor access, housing
environment and stocking densities),
health care practices (for example
physical alterations, administering
medical treatment, euthanasia), and
animal handling and transport to and
during slaughter. For more information
about this rule, see RIN 0581–AE06.
Improve Access to, and Delivery of,
Public Programs and Services by
Reducing Administrative Burden
Forest Service Amendment to
Locatable Minerals: The locatable
minerals regulations have remained
mostly unchanged since they were first
promulgated in 1974. Court cases,
government audits, and implementation
PO 00000
Frm 00016
Fmt 4701
Sfmt 4702
experience have identified many
shortcomings in the current regulations
that challenge the agency’s ability to
efficiently and effectively administer
locatable mineral activity on National
Forest System lands. The Forest Service
is proposing to revise its regulations for
administering hard-rock mining
activities on National Forest System
lands, providing permitting certainty;
strong, responsible mining standards;
enhanced community and Tribal
engagement; and proactive
environmental management. To gather
public input into this proposed rule, it
was preceded by a Locatable Minerals
advance notice of proposed rulemaking
(ANPR) (September 13, 2018, 83 FR
46451). Following the completion of the
comment period for the ANPR, the
Forest Service analyzed the comments
received and used the information to
draft the proposed regulation. For more
information about this rule, see RIN:
0596–AD32.
USDA—AGRICULTURAL MARKETING
SERVICE (AMS)
Proposed Rule Stage
1. Unfair Practices, Undue Preferences,
and Harm to Competition Under the
Packers and Stockyards Act (AMS–
FTPP–21–0046) [0581–AE04]
Priority: Other Significant.
Legal Authority: 7 U.S.C. 181 to 229c
CFR Citation: 9 CFR 201.
Legal Deadline: None.
Abstract: This action proposes to
revise regulations issued under the
Packers and Stockyards Act (Act) (7
U.S.C. 181 229c), providing clarity
regarding conduct that may violate the
Act. Revisions are intended to support
market growth, assure fair trade
practices and competition, and protect
livestock and poultry growers and
producers. The action addresses longstanding issues related to
competitiveness and showings of harm
or likely harm to competition.
Statement of Need: Revisions to
regulations pertaining to the Packers
and Stockyards Act (Act) clarify the
types of conduct by packers, swine
contractors, or live poultry dealers that
the Agricultural Marketing Service
(AMS) considers unfair practices or
undue preferences and a violation of
sections 202(a) or 202(b) of the Act.
Sections 202(a) and 202(b) of the P&S
Act are broadly written to prohibit
unjustly practices and undue
preferences. Industry members have
complained that the regulations
effectuating the Act are too vague and
do not provide adequate clarity about
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
the types of conduct or action that are
likely to violate theAct. This rule is
needed to provide essential clarity about
what would be considered violations of
the Act.
Revisions to regulations pertaining to
the Packers and Stockyards Act (Act)
that would also clarify the scope of the
Act are needed to establish what
conduct or action, depending on their
nature and the circumstances, violate
the Act without a finding of harm or
likely harm to competition or as they
may relate to harm or likely harm to
competition as such terms were
contemplated under the Act. Such
revisions reflect the Department of
Agriculture’s (USDA) longstanding
position in this regard.
Summary of Legal Basis: The Packers
and Stockyards Act (Act) authorizes
AMS to determine if conduct within the
poultry and livestock industries
constitutes unfair practices or undue
preferences and, therefore a violation of
the Act.
The Act provides USDA with the
authority to assure fair competition and
trade practices and to safeguard farmers
against receiving less than the true
market value of their livestock. Sections
202(c), (d), and (e) of the Act limit the
application of those sections to acts or
practices that have an adverse effect on
competition, such as acts restraining
commerce, creating a monopoly, or
producing another type of antitrust
injury. However, provisions in sections
202(a) and (b) restrict practices that are
deceptive, unfair, unjust, undue, and
unreasonable; terms that are understood
to encompass more than anticompetitive
conduct. USDA’s position is that
Congress did not intend application of
sections 202(a) and (b) to be limited to
instances in which there is harm to
competition.
Alternatives: USDA considered doing
nothing. However, courts are not
unanimous in their findings. Further,
several courts disagree with USDA’s
position. Lack of clarity hinders the
agency’s ability to consistently
administer and enforce the Act.
Anticipated Cost and Benefits: USDA
estimate annual costs related to this rule
of $9 million for the first five years,
decreasing in subsequent years, for total
ten-year costs of $66 million. We believe
the primary benefit of the proposed
regulation is the increased ability to
protect producers and growers through
enforcement of the Act for violations of
section 202(a) and/or (b) that do not
result in harm, or a likelihood of harm,
to competition.
Risks: Courts have recognized that the
proper analysis of alleged violations of
these two sections depends on the facts
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
of each case. However, four courts of
appeals have disagreed with USDA’s
interpretation of the Act and have
concluded that plaintiffs could not
prove their claims under those sections
without proving harm to competition or
likely harm to competition. There is a
risk if future legal challenge of USDA
interpretation of sections 202(c), (d),
and (e) of the Act.
Timetable:
Action
Date
NPRM ..................
FR Cite
02/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Michael V. Durando,
Deputy Administrator, Fair Trade
Practices Program, Department of
Agriculture, Agricultural Marketing
Service, 1400 Independence Avenue
SW, Washington, DC 20250–0237,
Phone: 202 720–0219.
RIN: 0581–AE04
USDA—AMS
Final Rule Stage
2. Inclusive Competition and Market
Integrity Under the Packers and
Stockyards Act (AMS–FTPP–21–0045)
[0581–AE05]
Priority: Other Significant.
Legal Authority: 7 U.S.C. 181 to 229c
CFR Citation: 9 CFR 201.
Legal Deadline: None.
Abstract: This final rule would
supplement a recent revision to
regulations issued under the Packers
and Stockyards Act (Act) (7 U.S.C. 181
229c) that provided criteria for the
Secretary to consider when determining
whether certain conduct or action by
packers, swine contractors, or live
poultry dealers is unduly or
unreasonably or advantageous.
Supplemental amendments clarify the
conduct the Department considers
unfair, preferential, unjustly
discriminatory, or deceptive and a
violation of sections 202(a) and (b) of
the Act. The rule would also clarify the
criteria and types of conduct that would
be considered unduly or unreasonably
preferential, advantageous, prejudicial,
or disadvantageous and violations of the
Act, including retaliatory practices that
interfere with lawful communications,
assertion of rights, and associational
participation.
Statement of Need: Revisions to
regulations pertaining to the Packers
and Stockyards Act (Act) clarify the
types of conduct by packers, swine
PO 00000
Frm 00017
Fmt 4701
Sfmt 4702
9307
contractors, or live poultry dealers that
the Agricultural Marketing Service
(AMS) considers unfair, unjustly
discriminatory, or deceptive and a
violation of section 202(a) of the Act,
regardless of whether such action harms
or is likely to harm competition. The
rule also clarifies the criteria and/or
types of conduct that would be
considered unduly or unreasonably
preferential, advantageous, prejudicial,
or disadvantageous and a violation of
section 202(b) of the Act.
Sections 202(a) and 202(b) of the P&S
Act are broadly written to prohibit
unjustly discriminatory practices and
undue preferences and prejudices.
Industry members have complained that
the regulations effectuating the Act are
too vague and do not provide adequate
clarity about the types of conduct or
action that are likely to violate the Act.
This rule is needed to provide essential
clarity about what would be considered
violations of the Act, regardless of
whether such violations harm or are
likely to harm competition.
Summary of Legal Basis: The Packers
and Stockyards Act (Act) authorizes
AMS to determine if conduct within the
poultry and livestock industries are
unfair, unjustly discriminatory, or
deceptive and, therefore a violation of
the Act.
Alternatives: AMS considered taking
no further action, allowing 100 years of
case law to determine precedent in
making determinations about whether
certain behaviors violate the Act. AMS
also considered revisiting the
withdrawn 2016 rulemaking approach
that would have identified criteria with
which to determine whether certain
behaviors violate the Act.
Anticipated Cost and Benefits: USDA
estimates first-year costs associated with
this rule to be $517 thousand, with
decreased costs each year thereafter,
resulting in a ten-year total cost of $2.88
million. AMS expects this rule to
benefit all segments of the industry,
providing greater clarity about what
would be considered violations of the
Act. AMS expects this rule, coupled
with a concurrent rule on the scope of
the Act, to strengthen enforcement of
the Act, resulting in fairer and more
competitive markets for producers and
poultry growers.
Risks: Industry is divided about
adding lists or examples of specific
prohibited conduct to the regulations.
Some argue such lists would inhibit
freedom to forge contracts that fit
individual situations, while others
contend greater specificity is required so
that affected parties can more readily
identify violative behavior. Industry is
also split on the question of whether
E:\FR\FM\09FEP2.SGM
09FEP2
9308
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
identified prohibited behaviors must be
found to harm or likely harm
competition to be considered violations
of the Act. AMS expects to resolve some
of the controversy by being proactive
and transparent with the industry to
allow for critical discussions and
decisions on the rule.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period End.
NPRM Comment
Period Extended End.
Final Rule ............
10/03/22
11/30/22
FR Cite
87 FR 60010
87 FR 73507
12/02/22
01/17/23
12/00/23
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Michael V. Durando,
Deputy Administrator, Fair Trade
Practices Program, Department of
Agriculture, Agricultural Marketing
Service, 1400 Independence Avenue
SW, Washington, DC 20250–0237,
Phone: 202 720–0219.
RIN: 0581–AE05
USDA—FOOD AND NUTRITION
SERVICE (FNS)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Final Rule Stage
3. Special Supplemental Nutrition
Program for Women, Infants and
Children (WIC): Revisions in the WIC
Food Packages [0584–AE82]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 1786, sec.
17(f)(11)(C)
CFR Citation: 7 CFR 246.10.
Legal Deadline: None.
Abstract: This final rulemaking will
amend regulations governing the WIC
food packages to: (1) incorporate
recommendations of the National
Academies of Science, Engineering, and
Medicine 2017 scientific report, Review
of WIC Food Packages: Improving
Balance and Choice; (2) align with 2020
Dietary Guidelines for Americans; and
(3) make other administrative revisions
or clarifications to food package
requirements. In the development of the
proposed rule, FNS solicited feedback
from WIC participants, state and tribal
partners, and other government
agencies. FNS published the proposed
rule with a 90-day comment period and
will consider comments received in
development of this final rule.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Statement of Need: The National
Academies of Sciences, Engineering,
and Medicine (NASEM) issued a 2017
report with recommendations to align
the WIC food packages with the
available nutrition science and to reflect
the supplemental nature of the Program.
In December 2020, the USDA and the
Department of Health and Human
Services released the 2020–2025 Dietary
Guidelines for Americans (DGAs).
USDA FNS will propose rulemaking to
incorporate NASEM recommendations
and align the food package with the
latest DGAs.
Summary of Legal Basis: 42 U.S.C.
1786, sec. 17(f)(11)(C).
Alternatives: N/A.
Anticipated Cost and Benefits: This is
discussed in the proposed rulemaking’s
Regulatory Impact Analysis which was
published on November 21, 2022 as an
appendix to the rule, available at 87 FR
71090.
Risks: N/A.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
11/21/22
02/21/23
FR Cite
87 FR 71090
04/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Michael DePiro,
Specialist, Department of Agriculture,
Food and Nutrition Service, 1320
Braddock Place, Alexandria, VA 22314,
Phone: 703 305–2876, Email:
michael.depiro@usda.gov.
Maureen Lydon, Department of
Agriculture, Food and Nutrition Service,
1320 Braddock Place, Alexandria, VA
22314, Phone: 703 457–7713, Email:
maureen.lydon@usda.gov.
RIN: 0584–AE82
USDA—FNS
4. Child Nutrition Programs: Revisions
to Meal Patterns Consistent With the
2020 Dietary Guidelines for Americans
[0584–AE88]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 1758, sec.
9(f)(1)
CFR Citation: 7 CFR 210.10; 7 CFR
210.11; 7 CFR 215.7a; 7 CFR 220.8; 7
CFR 226.20; . . .
Legal Deadline: None.
PO 00000
Frm 00018
Fmt 4701
Sfmt 4702
Abstract: This rule would finalize
long-term school nutrition standards
based on the Dietary Guidelines for
Americans, 2020–2025, and feedback
that USDA received from child nutrition
program stakeholders through an
extensive stakeholder engagement
campaign. The revisions are expected to
make school meals more nutritious and
more consistent with the goals of the
most recent Dietary Guidelines, as
required by statute. In addition, this rule
would address the Buy American
provision, which requires school food
authorities to purchase, to the maximum
extent practicable, domestic
commodities or products for use in the
school meal programs. This rulemaking
would impact schools that participate in
the school meal programs, and for
certain rule provisions, facilities and
institutions that participate in the Child
and Adult Care Food Program and
sponsors that participate in the Summer
Food Service Program. This rulemaking
would also impact participants who
receive meals and snacks through the
child nutrition programs. USDA
received stakeholder input on this
rulemaking prior to publishing the
proposed rule. Throughout 2022, USDA
held over 50 listening sessions with
State agencies, school food authorities,
advocacy organizations, Tribal
stakeholders, professional associations,
food manufacturers, and other Federal
agencies to inform the proposed rule.
USDA also received extensive input
through public comments on the
proposed rule. Through this stakeholder
engagement, USDA gained valuable
insights into the successes and
challenges that schools experience
implementing the school meal nutrition
standards and will use this information
to develop a practical and durable final
rule.
Statement of Need: The revisions are
needed to make school meals more
nutritious and more consistent with the
goals of the most recent Dietary
Guidelines, as required by statute.
Summary of Legal Basis: 42 U.S.C.
1758, sec. 9(f)(1).
Alternatives: In the proposed rule,
USDA considered two alternative
proposals for the milk requirements in
school meals, one that would maintain
the current requirements and an
alternative that would not allow
flavored milk for children in grades K–
8. USDA also considered two
alternatives for the grain requirements
in school meals, one that would
maintain the current requirements and
an alternative that would require all
grains to be whole grain-rich, except
that one day per week, schools may
offer enriched grains. In addition, USDA
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
considered proposing product-specific
total sugars limits (to align with existing
CACFP requirements) rather than added
sugars limits.
Anticipated Cost and Benefits: USDA
estimated that the proposed rule would
cost schools between $0.03 and $0.04
per breakfast and lunch served or
between $220 and $274 million
annually including both the School
Breakfast Program and National School
Lunch Program starting in School Year
2024–2025. The costs to schools would
mainly be due to a shift in purchasing
patterns to products with reduced levels
of added sugars and sodium,
administrative costs, and increased
labor costs for continued sodium
reduction over time.
Risks: None known at this time.
Timetable:
Action
Date
NPRM ..................
NPRM ..................
NPRM Comment
Period End.
NPRM Comment
Period Extension.
Final Rule ............
02/07/23
03/31/23
04/10/23
FR Cite
88 FR 8050
88 FR 19229
05/10/23
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Local,
State.
Federalism: Undetermined.
Agency Contact: Michael DePiro,
Specialist, Department of Agriculture,
Food and Nutrition Service, 1320
Braddock Place, Alexandria, VA 22314,
Phone: 703 305–2876, Email:
michael.depiro@usda.gov.
Maureen Lydon, Department of
Agriculture, Food and Nutrition Service,
1320 Braddock Place, Alexandria, VA
22314, Phone: 703 457–7713, Email:
maureen.lydon@usda.gov.
Related RIN: Merged with 0584–AE91
RIN: 0584–AE88
ddrumheller on DSK120RN23PROD with PROPOSALS2
USDA—FNS
5. Special Supplemental Nutrition
Program for Women, Infants, and
Children (WIC): Implementation of the
Access to Baby Formula Act of 2022
and Related Provisions [0584–AE94]
Priority: Other Significant.
Legal Authority: Pub. L. 117–129
CFR Citation: 7 CFR 246.
Legal Deadline: None.
Abstract: This rule would amend 7
CFR 246 to codify the provisions of the
Access to Baby Formula Act of 2022
(ABFA). ABFA amends section 17 of the
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Child Nutrition Act of 1966 to (1) add
requirements to State agency infant
formula cost containment contracts; (2)
establish waiver authority to the
Secretary of Agriculture to address
certain emergencies, disasters, and
supply chain disruptions impacting
WIC; and (3) require WIC State agencies
to develop a plan of alternate operating
procedures, commonly referred to as a
disaster plan. FNS would make other
related technical corrections and
updates as necessary to modernize
applicable WIC Program regulations.
This rule was informed by lessons
learned and feedback received from
State and local agencies, advocacy
organizations, and Federal research on
the response to recent disasters, the
COVID–19 pandemic, and a major WIC
product recall.
Statement of Need: This rule would
codify requirements for State agencies to
include language in their WIC infant
formula rebate contracts that describes
remedies in the event of an infant
formula recall, including how an infant
formula manufacturer would protect
against disruption to program
participants in the State (i.e., ensure that
WIC participants can purchase formula
using WIC benefits). The rule would
also codify permanent expanded waiver
authority to aid participants in
obtaining and redeeming WIC benefits
during certain emergencies, disasters,
and supply chain disruptions impacting
WIC. The required plan of alternate
operating procedures would ensure WIC
State agencies have plans in place to
support the critical need for continuity
of operations in the event of a
disruption of WIC services, including
but not limited to emergency periods,
supplemental food recalls, and other
supply chain disruptions. Finally, the
rule would make other miscellaneous
technical corrections and updates as
necessary to update WIC regulations.
Summary of Legal Basis: The Access
to Baby Formula Act of 2022 (ABFA,
Pub. L. 117–129) amends section 17 of
the Child Nutrition Act of 1966 (Pub. L.
89–642).
Alternatives: No alternatives have
been identified at this time.
Anticipated Cost and Benefits: The
costs associated with implementing the
rule’s regulatory requirements are not
expected to significantly add to current
program costs at the State and local
levels.
Risks: No risks have been identified at
this time.
Timetable:
PO 00000
Frm 00019
Fmt 4701
Sfmt 4702
Action
Final Rule With
Comment.
Date
9309
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Local,
State.
Agency Contact: Michael DePiro,
Specialist, Department of Agriculture,
Food and Nutrition Service, 1320
Braddock Place, Alexandria, VA 22314,
Phone: 703 305–2876, Email:
michael.depiro@usda.gov.
Maureen Lydon, Department of
Agriculture, Food and Nutrition Service,
1320 Braddock Place, Alexandria, VA
22314, Phone: 703 457–7713, Email:
maureen.lydon@usda.gov.
RIN: 0584–AE94
USDA—FNS
6. Interim Final Rule—Implementing
Provisions From the Consolidated
Appropriations Act, 2023: Establishing
the Summer EBT Program and NonCongregate Option in the Summer Food
Service Program [0584–AE96]
Priority: Section 3(f)(1) Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: Pub. L. 117–328
CFR Citation: 7 CFR 225.
Legal Deadline: Other, Statutory,
December 29, 2023, Interim Final Rule.
The Consolidated Appropriations Act,
2023 (Pub. L. 117–328) requires FNS to
promulgate regulations to carry out the
provisions under section 502 of the Act
no later than 1 year after the date of
enactment. Public Law 117–328 was
enacted on December 29, 2022;
therefore, FNS is required to publish an
interim final rule by December 29, 2023.
However, FNS is aiming for publication
by December 15, 2023, in order to
ensure the statutory deadline is met.
Abstract: This interim final rule (IFR)
will amend 7 CFR part 225 to codify the
flexibility for rural program operators to
provide non-congregate meal service in
the Summer Food Service program
(SFSP). This rule will also establish a
new 7 CFR part and codify a new
Summer Electronic Benefits Transfer
(EBT) for Children Program in this part.
The mandate for these changes is found
in section 502 of the Consolidated
Appropriations Act, 2023 (Pub. L. 117–
328), which added new section 13a of
the Richard B. Russell Nation School
Lunch Act (NSLA) to allow rural noncongregate meal service in the SFSP and
NSLP Seamless Summer Option (SSO)
and created a new section 13a to
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9310
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
establish a permanent Summer EBT
Program.
To gather information in support of
this rulemaking, between April–August
2023, FNS has hosted more than 100
listening sessions and information
meetings to date with State agencies,
advocacy groups, Program operators,
and industry partners. These listening
sessions focused primarily, but not
exclusively, on the rural non-congregate
meal service option. Additional
listening sessions related to Summer
EBT are forthcoming. Since the
enactment of The Consolidated
Appropriations Act, 2023, FNS
published guidance that serves as the
instructions for state agencies and
program operators on how to implement
SFSP and SSO rural non-congregate
meal service during summer 2023,
including guidance on oversight and
monitoring pertaining to non-congregate
operations to assist program operators.
In addition, FNS has published early
implementation guidance on Summer
EBT for Indian Tribal Organizations and
State agencies.
Statement of Need: The Consolidated
Appropriations Act, 2023 (Pub. L. 117–
328) established a permanent Summer
EBT Program and authorized a rural
non-congregate meal service option in
the Summer Food Service Program
(SFSP), to be promulgated through
interim final regulations no later than 1
year after the date of enactment.
Accordingly, this interim final
rulemaking will amend the SFSP
regulations in 7 CFR part 225 and create
a new 7 CFR section to allow State
agencies and program operators to carry
out the statutory provisions of Public
Law 117–328. Implementation of this
legislation will expand the reach of
FNS’ summer nutrition programs,
providing greater access for
communities and families whom the
traditional SFSP cannot reliably reach,
which in turn will have a lasting impact
on how the nutritional needs of children
are met during the summer months.
Summary of Legal Basis: Richard B.
Russell National School Lunch Act
(NSLA) at 42 U.S.C. 1761 and 1762a.
Alternatives: The Agency considered
alternatives pertaining to the noncongregate meal service provisions in
the Summer Food Service Program
include the definition of rural, measures
to ensure program integrity, meal
service models, and State discretion on
implementation approaches. For
Summer EBT, in addition to the policies
included in the interim final rule, the
Agency considered alternatives in the
areas of State administration,
enrollment, EBT issuance and
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
expungement, and program operations
for Indian Tribal Organizations.
Anticipated Cost and Benefits:
Implementing the rule’s regulatory
requirements is expected to add to
current program costs at the Federal,
State, and local levels, with the majority
of costs going towards the establishment
and implementation a permanent
Summer EBT program. The
implementation of this legislation is
anticipated to benefit families with
children by enabling more such families
access to critical nutrition assistance for
their children. FNS anticipates that 29
million children currently receiving free
or reduced price meals will be eligible
for Summer EBT annually. Participation
in the SFSP will increase over time by
4.4 million, lifting the number of meals
served to children in the summer by
more than 380 million.
Risks: Summer EBT will be the first
new FNS nutrition program in decades
and will reach millions of children each
summer. Crafting implementing
regulations will be a complex process as
FNS will need to consider and make
determinations with regards to a large
number of policy decisions. FNS will
also need to engage a wide spectrum of
stakeholders early in this process to
gather input on best practices and
effective approaches to implementation.
Given the short timeframe to promulgate
this IFR, there is a risk that regulations
will not publish in time.
Timetable:
Action
Date
Interim Final Rule
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Local,
State.
Agency Contact: Michael DePiro,
Specialist, Department of Agriculture,
Food and Nutrition Service, 1320
Braddock Place, Alexandria, VA 22314,
Phone: 703 305–2876, Email:
michael.depiro@usda.gov.
Maureen Lydon, Department of
Agriculture, Food and Nutrition Service,
1320 Braddock Place, Alexandria, VA
22314, Phone: 703 457–7713, Email:
maureen.lydon@usda.gov.
RIN: 0584–AE96
PO 00000
Frm 00020
Fmt 4701
Sfmt 4702
USDA—FOOD SAFETY AND
INSPECTION SERVICE (FSIS)
Proposed Rule Stage
7. Labeling of Meat and Poultry
Products Made Using Animal Cell
Culture Technology [0583–AD89]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 451 et seq.
CFR Citation: 9 CFR ch. III.
Legal Deadline: None.
Abstract: The Food Safety and
Inspection Service (FSIS) is proposing
to establish new requirements for the
labeling of meat or poultry products
made using animal cell-culture
technology.
Statement of Need: Many companies,
both domestic and foreign, are currently
developing cultured products derived
from the cells of food animals amenable
to the Federal Meat Inspection Act
(FMIA; 21 U.S.C. 601 et seq.) (cattle,
sheep, swine, goats, and fish of the
order Siluriformes, e.g., catfish) or the
Poultry Products Inspection Act (PPIA;
21 U.S.C. 451 et seq.) (chickens, turkeys,
ducks, geese, guineas, ratites, and
squabs). Human food products derived
from these species fall under FSIS
jurisdiction.
Based on FSIS’ review of comments
on the Advanced Notice of Proposed
Rulemaking, the available literature, and
the Agency’s ongoing interactions with
the U.S. Food and Drug Administration
(FDA) and industry, FSIS has
determined that new regulatory
requirements for labeling are necessary
to ensure that cell-cultured meat and
poultry products are truthfully and
accurately labeled. Due to the novel
method of production utilized to
produce these products, the biological,
chemical, nutritional, or organoleptic
properties of some cell-cultured
products may substantively differ from
conventionally produced meat and
poultry in a manner that is relevant to
consumers. Moreover, these meat and
poultry products, unlike any others on
the U.S. market, are not derived from
slaughter. It is imperative, therefore,
that such products display unique
labeling terminology that enables
consumers to accurately identify the
nature and source of such products.
Summary of Legal Basis: The Federal
Meat Inspection Act (FMIA; 21 U.S.C.
601 et seq.) and the Poultry Products
Inspection Act (PPIA; 21 U.S.C. 451 et
seq.) require that meat and poultry
products be truthfully and accurately
labeled and that their labels be preapproved by FSIS (21 U.S.C. 607(d) and
457(c), respectively), prior to movement
in commerce. FSIS issues labeling
regulations and reviews and approves
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
meat and poultry product labels
pursuant to these statutory labeling
requirements. Food products made
using animal cell culture technology
and derived from the cells of livestock
subject to the FMIA or the PPIA are
subject to the labeling (and other
applicable) requirements of these Acts
and the regulations issued thereunder.
Alternatives: In addition to the option
proposed, the Agency would consider
alternatives for the requirements for
labeling of meat or poultry products
made using animal cell culture
technology.
Anticipated Cost and Benefits: This
proposed rule would benefit the public
by providing truthful and accurate
labeling of meat and poultry products
produced using animal cell-culture
technology. Consumers would be able to
clearly differentiate cell-cultured
products from other meat and poultry
products to make better informed
choices. The proposed rule would
benefit industry because all producers
would have consistent labels for their
products made using animal cell-culture
technology. It would also allow
producers to design their labels with
more certainty because producers would
already be aware of FSIS labeling
requirements for these products,
reducing potential label modification
costs.
FSIS expects its costs to be minimal
and that current FSIS staffing would
meet sketch approval needs.
Risks: None.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
FR Cite
09/03/21
12/02/21
I
05/00/24
86 FR 49491
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Melissa Hammar,
Director, Regulations Development
Staff, Department of Agriculture, Food
Safety and Inspection Service, 1400
Independence Avenue SW, Washington,
DC 20250–3700, Phone: 202 286–2255,
Email: melissa.hammar@usda.gov.
RIN: 0583–AD89
USDA—FSIS
8. • Salmonella Framework [0583–
AD96]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Legal Authority: 21 U.S.C. 451 et seq.
CFR Citation: 9 CFR 381.65.
Legal Deadline: None.
Abstract: FSIS is proposing a new
regulatory framework targeted at
reducing Salmonella illnesses
associated with poultry products. First,
FSIS is proposing final product
standards that would define whether
certain raw poultry products
contaminated with certain Salmonella
levels and serotypes are adulterated and
thus prohibited from entering
commerce. FSIS is also proposing to
revise the regulations that require that
all poultry slaughter establishments
develop, implement, and maintain
written procedures to prevent
contamination by enteric pathogens
throughout the entire slaughter and
dressing operation, by establishing new
requirements pertaining to how
establishments monitor and document
whether their processes for preventing
microbial contamination are in control.
The proposal also focuses on a nonregulatory approach for controlling
Salmonella on incoming flocks.
Statement of Need: While the results
of FSIS’ Salmonella verification
sampling show that the Agency’s
current prevalence-based performance
standards approach has been effective in
reducing the proportion of poultry
products contaminated with
Salmonella, these measures have not
had an observable impact on human
illness rates, estimated to be over 1
million annual Salmonella illnesses
from all sources. Poultry is the leading
source of Salmonella foodborne illness
acquired domestically in the United
States. Therefore, in October 2021, FSIS
announced that it was mobilizing a
stronger, and more comprehensive effort
to reduce Salmonella illnesses
associated with poultry products. As
part of this effort, FSIS initiated several
activities designed to gather data and
information to inform and support
future actions related to this new effort.
FSIS also held a public meeting in
November 2022 to solicit stakeholder
input on a draft regulatory framework
that the Agency was considering for a
new strategy to control Salmonella in
poultry products and provided an
opportunity for stakeholders to submit
written comments. After carefully
evaluating the written comments and
other stakeholder input, along with
studies and information that have
become available after FSIS made the
framework under consideration
available to the public, FSIS is
proposing a new regulatory framework
targeted at reducing Salmonella
illnesses associated with poultry
products.
PO 00000
Frm 00021
Fmt 4701
Sfmt 4702
9311
Summary of Legal Basis: FSIS
regulates the production of poultry
prepared for distribution in interstate
commerce under the authority of the
Poultry Products Inspection Act (PPIA)
(21 U.S.C. 451 et seq.). 21 U.S.C. 455(b)
provides that the Secretary shall cause
to be made by inspector’s post-mortem
inspection of the carcass of each bird
processed, and at any time reinspection
as he deems necessary of poultry and
poultry products capable of use as
human food. 21 U.S.C. 455(c) requires
that all poultry carcasses and other
poultry products found to be
adulterated be condemned. Under the
PPIA, a poultry product is adulterated,
among other circumstances, if it bears or
contains any poisonous or deleterious
substance that may render it injurious to
health; it is unhealthful, unwholesome,
or otherwise unfit for human
consumption; or it was prepared,
packaged, or held under unsanitary
conditions whereby it may have been
rendered injurious to health (21 U.S.C.
453(g)(1), (3), and (4)). Finally, 21 U.S.C.
463(b) provides that the Secretary shall
promulgate such other rules and
regulations as are necessary to carry out
the provisions of the PPIA.
Alternatives: In addition to the
proposed option, FSIS considered an
alternative that would keep the current
Salmonella performance standards. The
Agency also considered alternatives for
various Salmonella levels and serotypes
for the proposed final product
standards.
Anticipated Cost and Benefits: FSIS
estimates this proposal would benefit
society by preventing Salmonella
illnesses associated with poultry
products. The proposal is also estimated
to benefit industry by reducing the risk
of illness outbreak-related recalls. The
main cost associated with this proposal
is the cost to industry associated with
maintaining control of products
sampled by FSIS for adulterants
pending test results.
Risks: FSIS estimates this proposal
would benefit society by preventing
Salmonella illnesses associated with
poultry products. The proposal is also
estimated to benefit industry by
reducing the risk of out-break- related
recalls. The main cost associated with
this proposal is the cost to industry
associated with maintaining control of
products sampled by FSIS for
adulterants pending test results.
Timetable:
Action
NPRM ..................
E:\FR\FM\09FEP2.SGM
09FEP2
Date
02/00/24
FR Cite
9312
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Melissa Hammar,
Director, Regulations Development
Staff, Department of Agriculture, Food
Safety and Inspection Service, 1400
Independence Avenue SW, Washington,
DC 20250–3700, Phone: 202 286–2255,
Email: melissa.hammar@usda.gov.
RIN: 0583–AD96
USDA—FSIS
ddrumheller on DSK120RN23PROD with PROPOSALS2
Final Rule Stage
9. Revision of the Nutrition Facts Labels
for Meat and Poultry Products and
Updating Certain Reference Amounts
Customarily Consumed [0583–AD56]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 601 et seq.;
21 U.S.C. 451 et seq.
CFR Citation: 9 CFR 317; 9 CFR 381;
9 CFR 413.
Legal Deadline: None.
Abstract: Consistent with the changes
that the Food and Drug Administration
(FDA) finalized, the Food Safety and
Inspection Service (FSIS) is amending
the Federal meat and poultry products
inspection regulations to update and
revise the nutrition labeling
requirements for meat and poultry
products to reflect recent scientific
research and dietary recommendations
and to improve the presentation of
nutrition information to assist
consumers in maintaining healthy
dietary practices.
Statement of Need: On May 27, 2016,
the Food and Drug Administration
(FDA) published two final rules: (1)
‘‘Food Labeling: Revision of the
Nutrition and Supplement Facts Labels’’
(81 FR 33742); and (2) ‘‘Food Labeling:
Serving Sizes of Foods that Can
Reasonably be Consumed at One Eating
Occasion; Dual-Column Labeling;
Updating, Modifying, and Establishing
Certain Reference Amounts Customarily
Consumed; Serving Size for Breath
Mints; and Technical Amendments’’ (81
FR 34000). FDA finalized these rules to
update the Nutrition Facts label to
reflect new nutrition and public health
research, to reflect recent dietary
recommendations from expert groups,
and to improve the presentation of
nutrition information to help consumers
make more informed choices and
maintain healthy dietary practices. FSIS
has reviewed FDA’s analysis and, to
ensure that nutrition information is
presented consistently across the food
supply, FSIS is amending the nutrition
labeling regulations for meat and
poultry products to parallel, to the
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
extent possible, FDA’s regulations. This
approach will help increase clarity of
information for consumers and will
improve efficiency in the marketplace.
Summary of Legal Basis: Under the
Federal Meat Inspection Act (FMIA) (21
U.S.C. 601–695, at 607), the Poultry
Products Inspection Act (PPIA) (21
U.S.C. 451–470, at 457), and the Egg
Products Inspection Act (21 U.S.C.
1031–1056, at 1036) (the Acts), the
labels of meat, poultry, and egg products
must be approved by the Secretary of
Agriculture, who has delegated this
authority to FSIS, before these products
can enter commerce. The Acts prohibit
the sale or offer for sale by any person,
firm, or corporation of any article in
commerce under any name or other
marking or labeling that is false or
misleading or in any container of a
misleading form or size (21 U.S.C.
607(d); 21 U.S.C. 457(c)). The Acts also
prohibit the distribution in commerce of
meat or poultry products that are
adulterated or misbranded. The FMIA
and PPIA give FSIS broad authority to
promulgate such rules and regulations
as are necessary to carry out the
provisions of the Acts (21 U.S.C. 621
and 463(b)).
To prevent meat and poultry products
from being misbranded, the meat and
poultry product inspection regulations
require that the labels of meat and
poultry products include specific
information, such as nutrition labels,
and that such information be displayed
as prescribed in the regulations (9 CFR
parts 317 and 381). The nutrition
labeling requirements for meat and meat
food products are in 9 CFR 317.300–
317.400, and the nutrition labeling
requirements for poultry products are in
9 CFR 381.400–381.500.
Alternatives: FSIS considered three
alternatives for the final rule: (1) No
action; (2) A 24-month compliance
period for large businesses and a 36month compliance period for small
businesses (as proposed); or (3) A 12month compliance period for large
businesses and a 24-month compliance
period for small businesses for faster
label harmonization.
Anticipated Cost and Benefits: These
regulations are expected to benefit
consumers by increasing and improving
dietary information available in the
market. Firms will incur a one-time cost
for relabeling, recordkeeping costs, and
costs associated with voluntary
reformulation. Many firms have
voluntarily begun using the FDA format,
which will reduce costs.
Risks: None.
Timetable:
PO 00000
Frm 00022
Fmt 4701
Sfmt 4702
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
01/19/17
04/19/17
I
FR Cite
82 FR 6732
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Melissa Hammar,
Director, Regulations Development
Staff, Department of Agriculture, Food
Safety and Inspection Service, 1400
Independence Avenue SW, Washington,
DC 20250–3700, Phone: 202 286–2255,
Email: melissa.hammar@usda.gov.
RIN: 0583–AD56
USDA—FSIS
10. Voluntary Labeling of FSISRegulated Products With U.S. Origin
Claims [0583–AD87]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 601 et seq.;
21 U.S.C. 451 et seq.; 21 U.S.C. 1031 et
seq.; 7 U.S.C. 1622 and 1624
CFR Citation: 9 CFR 412.3.
Legal Deadline: None.
Abstract: The Food Safety and
Inspection Service (FSIS) is amending
its regulations to define the conditions
under which the labeling of meat,
poultry, and egg products, as well as
voluntarily-inspected products, can bear
voluntary statements indicating that the
product is of United States (U.S.) origin.
Statement of Need: FSIS conducted a
comprehensive review of the Agency’s
current voluntary Product of USA
labeling policy to help determine what
the Product of USA label claim means
to consumers of FSIS-regulated products
in the U.S. marketplace. FSIS started
this review after receiving several
petitions stating that the voluntary label
claim Product of USA is confusing to
consumers. FSIS’ review of the policy
included a consumer survey on Product
of USA labeling on beef and pork
products. Based on the consumer survey
results, reviews of consumer research,
and comments received on the petitions,
FSIS is revising its regulations to reduce
consumer confusion surrounding
current voluntary U.S.-origin labeling
policy.
Summary of Legal Basis: Under the
Federal Meat Inspection Act (FMIA) (21
U.S.C. 601–695, at 607), the Poultry
Products Inspection Act (PPIA) (21
U.S.C. 451–470, at 457), and the Egg
Products Inspection Act (21 U.S.C.
1031–1056, at 1036), the labels of meat,
poultry, and egg products must be
approved by the Secretary of
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Agriculture, who has delegated this
authority to FSIS, before these products
can enter commerce. FSIS also provides
voluntary reimbursable inspection
services, including label approval,
under the Agricultural Marketing Act
(AMA) (7 U.S.C. 1622 and 1624) for
eligible products not requiring
mandatory inspection under the FMIA,
PPIA, and EPIA. Under the mandates of
the FMIA, PPIA, and EPIA, any meat,
poultry, or egg product is misbranded if
its labeling is false or misleading in any
particular (21 U.S.C. 601(n)(1); 21 U.S.C.
453(h)(1); 21 U.S.C. 1036(b)). FSIS has
similar authority under the AMA
concerning labels of products receiving
voluntary inspection services (7 U.S.C.
1622(h)(1)).
Alternatives: In addition to the option
proposed, the Agency considered the
following alternatives: (1) Keeping the
current regulatory requirements for
U.S.-origin product labeling and taking
no proposed regulatory action; and (2)
Taking the proposed regulatory action
but extending the compliance period for
the regulatory changes after publication
of the final rule.
Anticipated Cost and Benefits:
Establishments may incur costs
associated with voluntarily changing
their labels as a result of any revised
regulatory requirements. The finale rule
is expected to result in quantified
industry relabeling, recordkeeping, and
market testing costs, which combined
are estimated to cost approximately $3
million, annualized at a 7 percent
discount rate over 10 years. The changes
will benefit consumers by matching the
voluntary Product of USA and Made in
the USA label claims with the definition
that consumers’ likely expected, i.e., as
product being derived from animals
born, raised, slaughtered, and processed
in the United States. The final rule will
reduce false or misleading U.S. origin
labeling and will reduce the market
failures associated with incorrect and
imperfect information.
Risks: N/A.
Timetable:
ddrumheller on DSK120RN23PROD with PROPOSALS2
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
03/13/23
06/11/23
I
03/00/24
88 FR 15290
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Melissa Hammar,
Director, Regulations Development
Staff, Department of Agriculture, Food
Safety and Inspection Service, 1400
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Independence Avenue SW, Washington,
DC 20250–3700, Phone: 202 286–2255,
Email: melissa.hammar@usda.gov.
RIN: 0583–AD87
USDA—FOREST SERVICE (FS)
Proposed Rule Stage
11. Update and Clarification of the
Locatable Minerals Regulations [0596–
AD32]
Priority: Other Significant.
Legal Authority: 30 U.S.C. 612
CFR Citation: 36 CFR 228 (A).
Legal Deadline: None.
Abstract: The Forest Service proposes
the revision of its locatable mineral
regulations to better reflect the needs of
our national defense, economic
prosperity, and environmental
stewardship. The agency has identified
many challenges in the current
regulations, and revising the regulations
to address these would allow the Forest
Service to better implement its mining
regulations. Specifically, the Forest
Service is considering in this proposed
rule to (1) better meet the purpose of the
rule, which is to minimize, to the fullest
extent practicable, adverse impacts to
surface resources which may result from
locatable mineral operations; (2)
increase efficiency and transparency in
the review process for proposed mineral
operations; and (3) increase consistency
with the Department of the Interior,
Bureau of Land Management (BLM)
surface management regulations. This
rule will meet the Administration’s
goals of improving environmental
stewardship while also providing more
timely response, especially to proposed
critical minerals operations.
Statement of Need: The Forest Service
proposes the amendment of its locatable
mineral regulations to better reflect the
needs of both the Forest Service and
mining industry. Despite major changes
in the mining industry and many
lessons learned through administering
minerals activity on National Forest
System (NFS) lands, the Forest Service
locatable mineral regulations at 36 CFR
228 subpart A (228A) have remained
largely unchanged since first published
in 1974. Moreover, specific
recommendations to revise and update
the 228A regulations have been made in
two prominent external reports: the
1999 National Research Council
publication Hard Rock Mining on
Federal Lands and the 2016 Government
Accountability Office report Hardrock
Mining: BLM and Forest Service Have
Taken Some Actions to Expedite the
Mine Plan Review Process but Could Do
More (GAO–16–165). By addressing
PO 00000
Frm 00023
Fmt 4701
Sfmt 4702
9313
recent issues and remedying existing
weakness in current regulations that
have been identified, the Forest Service
would be consistent with the BidenHarris Administration Fundamental
Principles for Domestic Mining Reform
by establishing strong responsible
mining standards, increasing efficiency
in permitting times, and improving
environmental, social, and economic
outcomes.
Summary of Legal Basis: The Mining
Law of 1872, as amended, confers a
statutory right to enter upon certain
National Forest System lands to search
for locatable minerals. The Organic Act
of 1897 authorized the Forest Service to
make rules to regulate occupancy and
use of the land and preserve the forests
from destruction. The Forest Service’s
existing regulations for administering
locatable minerals activity on National
Forest System (NFS) lands are found at
36 CFR part 228 subpart A. These rules
govern prospecting, exploration,
development, mining, and processing
operations conducted on National
Forest System lands. Under these rules,
the Forest Service requires operators
proposing to conduct locatable mineral
activity which would likely cause
significant disturbance of surface
resources to obtain prior approval file a
plan of operations.
Alternatives: Proposed Action:
Publish a proposed rule and seek public
comment on updates to 228A that will
significantly improve and clarify
requirements related to processing plans
of operation, reclamation, and operator
financial assurance in the event of
default. These changes would support
the following Administration priorities:
• Provide Permitting Certainty: The
proposed rule will modernize Forest
Service administration of surface use
and occupancy of NFS lands for
locatable mining operations, provide
additional clarity for operators subject
to these regulations, continue to
minimize adverse impacts to surface
resources on NFS lands, and increase
alignment with BLM’s mining law
regulations which will facilitate
coordination for projects that span both
agency jurisdictions. Increased detail
and clarity in agency regulations will
reduce the need for time consuming,
back-and-forth information requests to
obtain a complete operating plan from
proponents.
• Climate: The proposed rule requires
more detail in operating plan submittals
to put greater emphasis on up-front
planning and subsequent operational
monitoring of mining activity to address
potential environmental and public
safety impacts of more frequent extreme
weather events, and decrease the
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9314
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
likelihood of catastrophic events, such
as tailings impoundment failures.
• Critical Minerals and American
Supply Chains: The demand for
minerals produced from federal lands is
expected to increase to address green
energy and carbon-neutral goals. Many
critical minerals are only economic to
recover when combined with the
recovery of a host mineral. The
proposed rule clarifies many aspects of
administering locatable mining activity
on NFS land which is expected to
increase agency efficiency, reduce
processing time, and facilitate
sustainable exploration and
development of all locatable mineral
deposits, including those containing
critical minerals.
• Meaningful Consultation with
Tribal Nations: The proposed rule’s
detailed requirements for operating plan
submittals will enhance consultation
with Tribal Nations through the
availability of more information earlier
in the process to better assess potential
impacts to sacred sites and treaty rights.
• Conserving Lands and Waters (30
by 30): The proposed rule expands
surface resource protection
requirements, agency enforcement
options, and financial guarantee
provisions to minimize the impact of
hardrock mining activity to NFS land
and water and will reduce the risk and
consequences of legacy pollution.
• Economy: Hardrock exploration and
mining activity generates jobs in many
rural communities adjacent to NFS
lands. Mining companies pay income
and many other taxes to federal and
state governments. For every job at a
mine, there’s another job in the regional
economy that exists because of the
mining operation. The locatable mining
industry in 2018 supported more than
7,800 direct and indirect jobs. Through
more efficient administration of
hardrock activity, the Forest Service can
better implement federal policy to foster
and encourage private enterprise in the
sustainable development of domestic
resources which would benefit local
economies as well as decrease
vulnerability to national supply chains.
No Action: A no action alternative
would leave the regulations unchanged,
thus maintaining the status-quo.
Anticipated Cost and Benefits:
Anticipated costs include increased
costs to industry in providing more
detail in submitting plans of operation.
However, a substantial cost savings for
the Forest Service is expected from
more modern and efficient agency
review and approval of plans of
operations.
Anticipated benefits of the updates to
228A would stem from more modern
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
and efficient agency review and
approval of plans of operations. The
benefits to industry derive from timelier
development of, access to, and use of
locatable minerals on National Forest
System lands. Expedited access and
development of locatable mineral
resources is expected to result in an
increase in the time value of revenues
generated by locatable operations. A
potential benefit to the public of
facilitating access to National Forest
System lands is the increased
opportunity to develop domestic
sources of strategic and critical minerals
which would decrease vulnerability to
American supply chains. Most
importantly, benefits to the public from
the proposed rule are the continued
protection, and in some cases, increased
assurance about protection of
ecosystems and corresponding goods
and services from the potential damages
of locatable mining activities.
Risks: Not applicable.
Timetable:
Action
Date
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
FR Cite
09/13/18
10/15/18
I
08/00/24
83 FR 46451
I
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal.
Agency Contact: Nathan Morris,
Department of Agriculture, Forest
Service, 1400 Independence Avenue
SW, Washington, DC 20250, Phone: 202
205–0833, Email: nathan.morris@
usda.gov.
RIN: 0596–AD32
USDA—RURAL BUSINESS—
COOPERATIVE SERVICE (RBS)
Proposed Rule Stage
12. • Higher Blends Infrastructure
Incentive Program [0570–AB11]
Priority: Section 3(f)(1) Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 5 U.S.C. 301; 7 U.S.C.
1989
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: The Higher Blends
Infrastructure Program (HBIIP) is a
program designed to increase the sales
and use of higher blends of ethanol and
biodiesel by expanding the
infrastructure for renewable fuels
derived from U.S. agricultural products.
The program is also intended to
encourage a more comprehensive
PO 00000
Frm 00024
Fmt 4701
Sfmt 4702
approach to market higher blends by
sharing the costs related to building out
biofuel-related infrastructure. The
program should increase availability of
domestic biofuels and give Americans
additional cleaner fuel options at the
pump.
RBCS is proposing a rule to codify the
policies and procedures for the program
in the Code of Federal Regulations, as
this program has a significant impact on
climate change which is an
administration priority. The proposed
rule is intended to seek comment on
codification of existing authorities
provided through statutory language on
eligibility requirements, types and terms
of funding, program requirements and
processing procedures.
RBCS intends to conduct public
engagement to hear from stakeholders
and potential applicants about what
they would like to see in the regulation
as well as what has worked and what
has not worked in the past. This
program has been implemented for
multiple years, so the public should
have some input on what has worked
and what has not in the past. RBCS is
looking for suggestions and input both
from those who have applied in the past
and those that did not, why they opted
not to and if the program could do
anything to encourage new applicants.
Targeted primary stakeholders
include owners of fueling station
owners, convenience store, and fleets,
including auto, truck, rail and marine,
and their industry associations.
Secondary stakeholders include
equipment manufacturers, distributors,
and installers; State Energy Offices and
State Departments of Agriculture;
biofuel producers and farmers/
agricultural producers and their
industry associations; EPA, DOT, DOE,
and other Federal agencies; and other
stakeholders and groups with related
interests such as environmental and
health.
Statement of Need: The purpose
HBIIP is to increase significantly the
sales and use of higher blends of ethanol
and bio diesel by expanding the
infrastructure for renewable fuels
derived from U.S. agricultural products.
The program is also intended to
encourage a more comprehensive
approach to market higher blends by
sharing the costs related to building out
biofuel-related infrastructure. Currently,
the Rural Business-Cooperative Service
(RBCS) implements the program
through a Notice of Funding
Opportunity. This program was initially
implemented in fiscal year 2020 through
a Notice of Funding Opportunity and
under the Commodity Credit
Corporation (CCC) authority. In fiscal
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
year 2023 this was included in IRA and
under RBCS authority and a Notice of
Funding Opportunity was yet again
issued. RBCS is proposing a rule to
codify the policies and procedures for
the program in the Code of Federal
Regulations as this program has a
significant impact on climate change
which is an administration priority.
Summary of Legal Basis: This
regulatory action is not required by
statute or court order; however, the
underlying statutes authorizing RBCS to
create these regulations are 5 U.S.C. 301
and 7 U.S.C. 1989.
Alternatives: The alternative to
rulemaking is to continue to operate the
program through issuance of a Notice of
Funding Opportunity to announce
application windows and applicable
requirements for the program.
Anticipated Cost and Benefits: The
Agency does not expect the new
regulation to result in additional costs to
applicants or the government.
Risks: At this time, the Agency has
not completed risk analysis for this
action.
Timetable:
Action
Date
Proposed Rule ....
FR Cite
06/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Jeffrey Carpenter,
HBIIP Program Manager, Department of
Agriculture, Rural Business–
Cooperative Service, 1400
Independence Avenue SW, Washington,
DC 20250, Phone: 402 437–5554, Email:
jeff.carpenter@usda.gov.
RIN: 0570–AB11
BILLING CODE 3410–90–P
DEPARTMENT OF COMMERCE
ddrumheller on DSK120RN23PROD with PROPOSALS2
Statement of Regulatory Priorities
Established in 1903, the Department
of Commerce (Commerce or
Department) is one of the oldest
Cabinet-level agencies in the Federal
Government. Commerce’s mission is to
create the conditions for economic
growth and opportunity across all
American communities by promoting
innovation, entrepreneurship,
competitiveness, and environmental
stewardship. Commerce has 12
operating units, which manage a diverse
portfolio of programs and services
ranging from trade promotion and
economic development assistance to
improved broadband access and the
National Weather Service, and from
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
standards development and statistical
data production, including the
decennial census, to patents and
fisheries management. Across these
varied activities, the Department seeks
to provide a foundation for a more
equitable, resilient, and globally
competitive economy.
To fulfill its mission, Commerce
works in partnership with businesses,
educational institutions, community
organizations, government agencies, and
individuals to:
• Innovate by supporting the creation
of new ideas through cutting-edge
science and technology, from advances
in nanotechnology to ocean exploration
to broadband deployment, and by
protecting American innovations
through the patent and trademark
system;
• Support entrepreneurship and
commercialization by enabling
community development and
strengthening opportunities for minority
and other underserved businesses and
small businesses;
• Maintain U.S. economic
competitiveness in the global
marketplace by promoting exports and
foreign direct investment, ensuring a
level playing field for U.S. businesses,
and ensuring that technology transfer is
consistent with our nation’s economic
and security interests;
• Provide effective management and
stewardship of our nation’s resources
and assets to ensure sustainable
economic opportunities; and
• Make informed policy decisions
and enable better understanding of the
economy and our communities by
providing timely, accessible, and
accurate economic and demographic
data.
Commerce’s Regulatory Plan tracks
the most important regulations that the
Department anticipates issuing to
implement these policy and program
priorities and foster sustainable and
equitable growth. Of Commerce’s 12
primary operating units, three bureaus—
the National Oceanic and Atmospheric
Administration (NOAA), the United
States Patent and Trademark Office
(USPTO), and the Bureau of Industry
and Security (BIS)—issue the vast
majority of the Department’s
regulations, and these three bureaus
account for all the planned actions that
are considered the Department’s highest
priority pre-regulatory or regulatory
actions for FY 2024.
Consistent with Executive Order
14094, moreover, the Department and
its bureaus routinely seek to inform
their rulemaking with meaningful
opportunities for public input. The
efforts of NOAA, USPTO, and BIS to
PO 00000
Frm 00025
Fmt 4701
Sfmt 4702
9315
promote public engagement are
discussed in their respective sections,
below.
National Oceanic and Atmospheric
Administration
NOAA’s mission is built on three
pillars: science, service, and
stewardship—to understand and predict
changes in climate, weather, oceans,
and coasts; to share that knowledge and
information with others; and to
conserve and manage coastal and
marine ecosystems and resources.
At its core, NOAA is a scientific
agency. It observes, measures, monitors,
and collects data from the depths of the
ocean to the surface of the sun, and it
does so following principles of scientific
integrity. These data are turned into
weather and climate models and
forecasts that are then used for
everything from local weather forecasts
to predicting the movement of wildfire
smoke to identifying the impacts of
climate change on fisheries and living
marine resources.
With respect to service, NOAA not
only collects data but seeks to make it
operational. By providing Federal, State,
local, Tribal government partners, the
private sector, and the public with
actionable environmental information,
NOAA can facilitate decision-making in
the face of climate change. Such
decisions can range from businesses
planning the location of offices;
insurance companies trying to
incorporate climate risk into their
insurance policies; and municipalities
looking to ensure that plans for
construction of new housing
developments will be resilient to the
effects of climate change.
The final pillar of NOAA’s mission is
stewardship. NOAA seeks to conserve
our lands, waters, and natural resources,
protecting people and the environment
now and for future generations. As part
of Commerce, moreover, NOAA
recognizes that economic growth must
go hand-in-hand with environmental
stewardship. For example, the nation’s
fisheries enhance the nation’s
productivity and long-term economic
growth while ensuring sustainability.
Similarly, national marine sanctuaries
both protect important natural resources
and are significant drivers of ecotourism and local recreation.
Within NOAA, the National Marine
Fisheries Services (NMFS) and the
National Ocean Service (NOS) are the
components that most often exercise
regulatory authority to implement
NOAA’s mission. NMFS oversees the
management and conservation of the
nation’s marine fisheries; protects
marine mammals and Endangered
E:\FR\FM\09FEP2.SGM
09FEP2
9316
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Species Act (ESA)-listed marine and
anadromous species; and promotes
economic development of the U.S.
fishing industry. NOS assists the coastal
states in their management of land and
ocean resources in their coastal zones,
including estuarine research reserves;
manages national marine sanctuaries;
monitors marine pollution; and directs
the national program for deep-seabed
minerals and ocean thermal energy.
Many of NOAA’s rulemakings are
issued pursuant to the following key
statutes:
ddrumheller on DSK120RN23PROD with PROPOSALS2
Magnuson-Stevens Fishery Conservation
and Management Act
Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act) rulemakings
concern the conservation and
management of fishery resources in the
U.S. Exclusive Economic Zone
(generally 3–200 nautical miles from
shore). As itemized in the Unified
Agenda, NOAA plans to take several
hundred actions in FY 2024 under
Magnuson-Stevens Act authority. With
certain exceptions, rulemakings under
the Magnuson-Stevens Act are usually
initiated by the actions of eight regional
Fishery Management Councils
(Councils). The Magnuson-Stevens Act
provides a robust public process for
managing our nation’s fisheries through
the work of the Councils. Throughout
the Council process, there is significant
opportunity for public engagement,
including participating on advisory
panels, providing testimony at public
hearings, and commenting on Council
actions. These Councils are comprised
of representatives from the commercial
and recreational fishing sectors,
environmental groups, academia, and
Federal and State government, and they
are responsible for preparing fishery
management plans (FMPs) and FMP
amendments, and for recommending
implementing regulations for each
managed fishery. This unique
management system gives fishery
managers the flexibility to use local
level input to develop management
strategies appropriate for each region’s
unique fisheries, challenges, and
opportunities. FMPs address a variety of
issues, including maximizing fishing
opportunities on healthy stocks,
rebuilding overfished stocks, and
addressing gear conflicts. After
considering the Councils’
recommendations in light of the
standards and requirements set forth in
the Magnuson-Stevens Act and in other
applicable laws, NOAA may issue
regulations to implement the proposed
FMPs and FMP amendments.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Marine Mammal Protection Act
The Marine Mammal Protection Act
of 1972 (MMPA) provides authority for
the conservation and management of
marine mammals under U.S.
jurisdiction. It expressly prohibits, with
certain exceptions, the intentional take
of marine mammals. The MMPA allows,
upon request and subsequent
authorization, the incidental take of
marine mammals by U.S. citizens who
engage in a specified activity (e.g., oil
and gas development, pile driving)
within a specified geographic region.
NMFS authorizes incidental take under
the MMPA if it finds that the taking
would be of small numbers, have no
more than a ‘‘negligible impact’’ on
those marine mammal species or stock,
and would not have an ‘‘unmitigable
adverse impact’’ on the availability of
the species or stock for ‘‘subsistence’’
uses. NMFS also initiates rulemakings
under the MMPA to establish a
management regime to reduce marine
mammal mortalities and injuries as a
result of interactions with fisheries. In
addition, the MMPA allows NMFS to
permit the take or import of wild
animals for scientific research or public
display or to enhance the survival of a
species or stock.
Endangered Species Act
The Endangered Species Act of 1973
(ESA) provides for the conservation of
species that are determined to be
‘‘endangered’’ or ‘‘threatened,’’ and the
conservation of the ecosystems on
which these species depend. NMFS and
the Department of Interior’s Fish and
Wildlife Service (FWS) jointly
administer the provisions of the ESA:
NMFS manages marine and several
anadromous species, and FWS manages
land and freshwater species. Together,
NMFS and FWS work to protect
critically imperiled species from
extinction. NMFS rulemaking actions
under the ESA are focused on
determining whether any species under
its responsibility is an endangered or
threatened species and whether those
species must be added to the list of
protected species. NMFS is also
responsible for designating, reviewing
and revising critical habitat for any
listed species. In addition, as indicated
in the list of highlighted actions below,
NMFS and FWS may also issue rules
clarifying how particular provisions of
the ESA will be implemented.
The National Marine Sanctuaries Act
The National Marine Sanctuaries Act
(NMSA) authorizes the Secretary of
Commerce to designate and protect as
national marine sanctuaries areas of the
PO 00000
Frm 00026
Fmt 4701
Sfmt 4702
marine environment with special
national significance due to their
conservation, recreational, ecological,
historical, scientific, cultural,
archeological, educational, or aesthetic
qualities. The primary objective of the
NMSA is to protect marine resources,
such as coral reefs, sunken historical
vessels, or unique habitats.
NOAA’s Office of National Marine
Sanctuaries (ONMS), within NOS, has
responsibility for management of
national marine sanctuaries. ONMS
regulations, issued pursuant to NMSA,
prohibit specific kinds of activities,
describe and define the boundaries of
the designated national marine
sanctuaries, and set up a system of
permits to allow the conduct of certain
types of activities that would otherwise
not be allowed.
These regulations can, among other
things, regulate and restrict activities
that may injure natural resources,
including all extractive and destructive
activities, consistent with communityspecific needs and NMSA’s purpose to
‘‘facilitate to the extent compatible with
the primary objective of resource
protection, all public and private uses of
the resources of these marine areas.’’ In
FY 2024, NOAA is expected to have at
least three regulatory actions under
NMSA.
Coastal Zone Management Act
The Coastal Zone Management Act
(CZMA) was passed in 1972 to preserve,
protect, and develop and, where
possible, to restore and enhance the
resources of the nation’s coastal zone.
The CZMA creates a voluntary statefederal partnership, where coastal states
(States in, or bordering on, the Atlantic,
Pacific or Arctic Ocean, the Gulf of
Mexico, Long Island Sound, or one or
more of the Great Lakes), may elect to
develop comprehensive programs that
meet federal approval standards.
Currently, 34 of the 35 eligible entities
are implementing a federally approved
coastal management plan approved by
the Secretary of Commerce.
NOAA’s Regulatory Plan Actions
Of the numerous regulatory actions
that NOAA is planning for this year, of
which approximately 21 are expected to
be determined to be significant
rulemaking under E.O. 12866, there are
four, described below, that the
Department considers to be of particular
importance.
1. Illegal, Unreported, and
Unregulated Fishing; Fisheries
Enforcement; High Seas Driftnet Fishing
Moratorium Protection Act (0648–
BG11): This proposed rule makes
conforming amendments to regulations
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
implementing various statutes amended
by the Illegal, Unreported and
Unregulated Fishing Enforcement Act of
2015. The Act provides the authority to
implement two new international
agreements under the Antigua
Convention and the United Nations
Food and Agriculture Organization
Agreement on Port State Measures to
Prevent, Deter, and Eliminate Illegal,
Unreported and Unregulated Fishing
(Port State Measures Agreement, or
PMSA) The PMSA is aimed at
combating illegal, unreported and
unregulated (IUU) fishing activities
through increased port inspection of
foreign fishing vessels and thereby
closing seafood markets to IUU fish and
fish products. This proposed rule would
require the collection of certain
information from foreign fishing vessels
requesting permission to use U.S. ports.
It will also include procedures to
designate and publicize the ports to
which foreign fishing vessels may seek
entry and procedures for conducting
inspections of these foreign vessels
accessing U.S. ports. In addition, this
proposed rule will identify and certify
nations for IUU fishing and other
adverse fishing activities, bycatch of
protected living marine resources, and
shark catch under the authority of the
High Seas Driftnet Fishing Moratorium
Protection Act that need to be updated
in light of amendments made by the
James M. Inhofe National Defense
Authorization Act for Fiscal Year 2023.
2. Amendments to the North Atlantic
Right Whale Vessel Strike Reduction
Rule (0648–BI88): This final rule makes
changes to existing vessel speed
regulations in an effort to further reduce
the likelihood of mortalities and serious
injuries to endangered North Atlantic
right whales from vessel collisions and
prevent the species’ extinction. Vessel
collisions are a leading cause of the
species’ decline and contributor to the
ongoing Unusual Mortality Event (2017–
present). The North Atlantic right whale
(Eubalaena glacialis) was severely
depleted by commercial whaling and,
despite protection from commercial
harvest since 1935, has not recovered.
Following two decades of growth
between 1990 and 2010, the species has
been in decline over the past decade
with a best population estimate of fewer
than 350 individuals.
3. Endangered and Threatened
Wildlife and Plants; Regulations for
Listing Species and Designating Critical
Habitat (0648–BK47): The Secretaries of
Interior and Commerce share
responsibility for implementing most of
the provisions of the Endangered
Species Act (ESA). Together, the
Department of Interior’s Fish and
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Wildlife Service and the Department of
Commerce’s National Marine Fisheries
Services (collectively, the Services) have
promulgated regulations that implement
aspects of the listing and critical habitat
designation provisions of section 4 of
the ESA. Pursuant to the January 20,
2021 Executive Order on Protecting
Public Health and the Environment and
Restoring Science to Tackle the Climate
Crisis (E.O. 13990), the Services
initiated a review of a 2019 rule that
revised the regulations for adding and
removing species from the Lists of
Endangered and Threatened Wildlife
and Plants and clarified procedures for
designating critical habitat. Following
the review, the Services issued a
proposed rule and now seek to finalize
a rule that revises the regulations to
clarify, interpret, and implement
portions of the Act concerning the
procedures and criteria used for listing,
reclassifying, and delisting species on
the Lists of Endangered and Threatened
Wildlife and Plants and designating
critical habitat.
4. Endangered and Threatened
Wildlife and Plants; Revision of
Regulations for Interagency Cooperation
(0648–BK48): Pursuant to E.O. 13990,
the Services also initiated a review of a
2019 rule that implemented the
interagency consultation provisions in
section 7 of the ESA. Following the
review, the Services issued a proposed
rule and now seek to finalize a rule that
revises the regulations to further clarify
and improve the interagency
consultation process, while continuing
to provide for the conservation of listed
species.
The United States Patent and
Trademark Office
The USPTO’s mission is to foster
innovation, competitiveness, and
economic growth, domestically and
abroad, by delivering high quality and
timely examination of patent and
trademark applications, guiding
domestic and international intellectual
property policy, and delivering
intellectual property information and
education worldwide.
Major Programs and Activities
The USPTO is responsible for
granting U.S. patents and registering
trademarks. This system of secured
property rights, which has its
foundation in Article I, Section 8,
Clause 8, of the Constitution (providing
that Congress shall have the power to
‘‘promote the Progress of Science and
useful Arts, by securing for limited
Times to Authors and Inventors the
exclusive Right to their respective
Writings and Discoveries’’) has enabled
PO 00000
Frm 00027
Fmt 4701
Sfmt 4702
9317
American industry to flourish. New
products have been invented, new uses
for old ones discovered, and
employment opportunities created for
millions of Americans. The continued
demand for patents and trademarks
underscores the importance to the U.S.
economy of effective mechanisms to
protect new ideas and investments in
innovation, as well as the ingenuity of
American inventors and entrepreneurs.
In addition to granting patents and
trademarks, the USPTO advises the
President of the United States, the
Secretary of Commerce, and U.S.
government agencies on intellectual
property (IP) policy, protection, and
enforcement; and promotes strong and
effective IP protection around the world.
The USPTO furthers effective IP
protection for U.S. innovators and
entrepreneurs worldwide by working
with other agencies to secure strong IP
provisions in free trade and other
international agreements. It also
provides training, education, and
capacity building programs designed to
foster respect for IP and encourage the
development of strong IP enforcement
regimes by U.S. trading partners.
As part of its work, the USPTO
administers regulations located at title
37 of the Code of Federal Regulations
concerning its patent and trademark
services and the other functions it
performs. In the development of its
regulations, the USPTO seeks to
increase participation and engagement
from members of the public affected by
our regulations, including in the
development of our regulatory
priorities. During the past year, we have
increased our engagement efforts to help
inform our priorities to date, as well as
future priorities. We have held public
hearings, as well as published requests
for comments, on several of our
regulatory actions not only to better
understand our stakeholders’ needs, but
to ensure robust and transparent
engagement throughout the rulemaking
process. For example, public hearings
were held in two rulemakings where the
USPTO will be setting and adjusting
patent and trademark fees. See ‘‘Setting
and Adjusting Patent Fees’’ (0651–
AD64) and ‘‘Setting and Adjusting
Trademark Fees’’ (0651–AD65). In
addition, the USPTO published notices
requesting comments on several
rulemakings to inform the agency as it
develops its proposals. See ‘‘Changes
Under Consideration to Discretionary
Institution Practices, Petition Wordcount Limits, and Settlement Practices
for America Invents Act Trial
Proceedings Before the Patent Trial and
Appeal Board’’ (0651–AD47); ‘‘Motion
to Amend Practice and Procedures in
E:\FR\FM\09FEP2.SGM
09FEP2
9318
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Trial Proceedings Under the America
Invents Act Before the Patent Trial and
Appeal Board’’ (0651–AD50); ‘‘Changes
to the Representation of Others in
Design Patent Matters Before the United
States Patent and Trademark Office’’
(0651–AD67), and ‘‘Rules Governing
Pre-Issuance Internal Circulation and
Review of Decisions Within the Patent
Trial and Appeal Board’’ (0651–AD68).
More information about the specific
public engagement activity conducted
by the USPTO for each of these
rulemakings is found in their respective
abstract. The USPTO is currently
considering all public feedback as it
develops its rulemakings. Throughout
our engagement, the USPTO is ensuring
that in the regulatory process, we hear
from a wide array of members of the
public to help the USPTO shape the
provisions proposed in its proposed rule
or ultimately implemented in the final
rule.
Outlined below are the USPTO’s most
important upcoming regulatory actions
for this year.
ddrumheller on DSK120RN23PROD with PROPOSALS2
The USPTO’s Regulatory Plan Actions
1. Setting and Adjusting Patent Fees
(0651–AD64): This proposed rule would
set and adjust Patent fee amounts to
provide USPTO with sufficient
aggregate revenue to recover its
aggregate cost of operations thereby
maintaining a sustainable funding
model. The new fee amounts would
provide USPTO with additional
resources to decrease patent pendency
and ensure robust and reliable patents
are granted while continuing to promote
access to the patent system for
underresourced individuals. The
proposed fee amounts reflect feedback
received from members of the Patent
Public Advisory Committee and the
public, including organizations,
practitioners, and independent
inventors, during a public hearing held
on May 18, 2023.
2. Setting and Adjusting Trademark
Fees (0651–AD65): This proposed rule
would set and adjust Trademark fee
amounts to provide USPTO with
sufficient aggregate revenue to recover
its aggregate cost of operations thereby
maintaining a sustainable funding
model. The new fee amounts would
provide USPTO with additional
resources to ensure the integrity of the
Trademark register and promote
efficiency of processes while continuing
to offer affordable options to
stakeholders. The proposed fee amounts
reflect feedback received from members
of the Trademark Public Advisory
Committee and the public, including
organizations, practitioners, and small
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
business owners, during a public
hearing held on June 5, 2023.
engagement is a vital part of BIS’s
operations.
Bureau of Industry and Security
BIS advances U.S. national security,
foreign policy, and economic objectives
by maintaining and strengthening
adaptable, efficient, and effective export
control and treaty compliance systems
as well as by administering programs to
prioritize certain contracts to promote
the national defense and to protect and
enhance the defense industrial base.
Major Programs and Activities
BIS administers four sets of
regulations:
• The Export Administration
Regulations (EAR) regulate exports and
reexports to protect national security,
foreign policy, and short supply
interests. The EAR includes the
Commerce Control List, which describes
commodities, software, and technology
that are subject to licensing
requirements for specific reasons for
control. The EAR also regulates U.S.
persons’ participation in certain
boycotts administered by foreign
governments.
• The National Security Industrial
Base Regulations provide for
prioritization of certain contracts and
allocations of resources to promote the
national defense, require reporting of
foreign government-imposed offsets in
defense sales, provide for surveys to
assess the capabilities of the industrial
base to support the national defense,
and address the effect of imports on the
defense industrial base.
• The Chemical Weapons Convention
Regulations implement declaration,
reporting, and on-site inspection
requirements in the private sector
necessary to meet United States treaty
obligations under the Chemical
Weapons Convention treaty.
• The Additional Protocol
Regulations implement similar
requirements for certain civil nuclear
and nuclear-related items with respect
to an agreement between the United
States and the International Atomic
Energy Agency.
BIS also has an enforcement
component with nine offices covering
the United States, as well as BIS export
control officers stationed at several U.S.
embassies and consulates abroad. BIS
works with other U.S. Government
agencies to promote coordinated U.S.
Government efforts in export controls
and other programs. BIS participates in
U.S. Government efforts to strengthen
multilateral export control regimes and
promote effective export controls
through cooperation with other
governments.
In FY 2024, BIS plans to publish a
number of proposed and final rules
amending the EAR. These rules will
cover a range of issues, including
countering Russia’s ongoing aggression
against Ukraine and China’s military
modernization; imposing controls on
military, intelligence, and security end
uses and end users that are contrary to
the national security or foreign policy
interests of the United States, including
BIS Public Engagement
BIS seeks to increase participation
and engagement from members of the
public affected by our regulations,
including in the development of our
regulatory priorities. Within the
regulatory process itself, BIS often
requests public comments even when
not legally required to do so. BIS’s
acceptance of comments submitted
anonymously or accompanied by
requests for protection of business
confidential information helps bolster
public trust. For nearly all rules, even
those that do not include requests for
public comment, BIS obtains input from
its Technical Advisory Committees
(TACs), constituted under the Federal
Advisory Committee Act. The TACs are
composed of industry experts from a
variety of fields. In addition to
providing technical and compliance
advice on draft rules, the TACs provide
technical guidance on developing
proposals to multilateral export control
regimes, thereby supporting control
policy development even prior to
rulemaking.
BIS also engages with the public
outside of the rulemaking process. BIS
has an Office of Exporter Services
(OExS), with a Division of Outreach and
Educational Services and a Regulatory
Policy Division, which support public
compliance with and understanding of
BIS regulations, including by interacting
personally in meetings or on phone calls
and responding to written inquiries. BIS
itself puts on multiple training seminars
per year, many of them outside of the
Washington, DC area or online. In
addition to these smaller seminars, BIS
has a large annual conference (called
‘‘Update’’), at which it provides an
overview of changes to policies and
regulations over the past year. The
Update Conference involves review and
discussion of large, complex regulatory
concepts pertaining to BIS, inviting
follow-on discussion and interaction
from participants, which in turn informs
BIS’s deliberations. Many BIS staffers
also participate in seminars and
conferences hosted by other government
agencies or private partners. Public
PO 00000
Frm 00028
Fmt 4701
Sfmt 4702
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
human rights values; and increasing the
effectiveness of U.S. actions by
substantially aligning controls with ally
and partner countries. BIS also
continues to identify and propose
controls for emerging and foundational
technologies.
Outlined below are BIS’s most
important upcoming regulatory actions
for this year.
DOC—NATIONAL OCEANIC AND
ATMOSTPHERIC ADMINISTRATION
(NOAA)
BIS’s Regulatory Plan Actions
Priority: Other Significant.
Legal Authority: Pub. L. 114–81
CFR Citation: 50 CFR 300.
Legal Deadline: Final, Statutory,
December 31, 2023, National Defense
Authorization Act, 2023 amended the
Moratorium Protection Act and requires
that not later than 1 year after the date
of enactment of this Act all other
updates be enacted.
Abstract: This proposed rule would
make conforming amendments to
regulations implementing the various
statutes amended by the Illegal,
Unreported and Unregulated Fishing
Enforcement Act of 2015 (Pub. L. 114–
81). The Act amends several regional
fishery management organization
implementing statutes as well as the
High Seas Driftnet Fishing Moratorium
Protection Act. It also provides
authority to implement two new
international agreements under the
Antigua Convention, which amends the
Convention for the establishment of an
Inter-American Tropical Tuna
Commission, and the United Nations
Food and Agriculture Organization
Agreement on Port State Measures to
Prevent, Deter, and Eliminate Illegal,
Unreported and Unregulated Fishing
(Port State Measures Agreement), which
restricts the entry into U.S. ports by
foreign fishing vessels that are known to
be or are suspected of engaging in
illegal, unreported, and unregulated
fishing. This proposed rule would also
implement the Port State Measures
Agreement. To that end, this proposed
rule would require the collection of
certain information from foreign fishing
vessels requesting permission to use
U.S. ports. It also includes procedures to
designate and publicize the ports to
which foreign fishing vessels may seek
entry and procedures for conducting
inspections of these foreign vessels
accessing U.S. ports. Further, the rule
would establish procedures for
notification of: the denial of port entry
or port services for a foreign vessel, the
withdrawal of the denial of port services
if applicable, the taking of enforcement
action with respect to a foreign vessel,
or the results of any inspection of a
foreign vessel to the flag nation of the
vessel and other competent authorities
as appropriate.
1. Implementation of Additional
Export Controls: Certain Advanced
Computing and Semiconductor
Manufacturing Items; Supercomputer
and Semiconductor End Use (0694–
AI94): The interim final rule (IFR),
Implementation of Additional Export
Controls: Certain Advanced Computing
and Semiconductor End Use; Entity List
Modification, which went into effect on
October 7, 2022, amended the EAR to
implement controls on advanced
computing integrated circuits (ICs),
computer commodities that contain
such ICs, and certain semiconductor
manufacturing items. This interim final
rule addresses comments received and
makes changes to the original October 7
IFR in response to those comments
related to advanced computing
integrated circuits and computer
commodities that contain such ICs.
2. Section 1758 Technology Export
Controls on Instruments for the
Automated Chemical Synthesis of
Peptides (0694–AI84): Section 1758 of
the Export Control Reform Act of 2018
authorizes BIS to establish appropriate
controls on the export, reexport or
transfer (in-country) of emerging and
foundational technologies essential to
the national security of the United
States. Certain instruments for the
automated synthesis of peptides
(automated peptide synthesizers) have
been identified by BIS for evaluation as
a Section 1758 emerging and
foundational technology. This final rule
implements controls for these
automated peptide synthesizers.
3. Authorization of Certain ‘‘Items’’ to
Entities on the Entity List in the Context
of Specific Standards Activities (0694–
AI06): This final rule amends the EAR
to authorize the release of specified
items subject to the EAR without a
license when that release occurs in the
context of a ‘‘standards-related activity.’’
BIS published an interim final rule in
September 2022 that revised the terms
used in the EAR to describe the actions
permissible under the authorization
rather than defining the organizations to
which it applies. This final rule
responds to comments received in
response to the interim final rule.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Proposed Rule Stage
13. Illegal, Unreported, and
Unregulated Fishing; Fisheries
Enforcement; High Seas Driftnet Fishing
Moratorium Protection Act [0648–
BG11]
PO 00000
Frm 00029
Fmt 4701
Sfmt 4702
9319
Statement of Need: The United States
is a signatory to the Port State Measures
Agreement (PSMA). The agreement is
aimed at combating illegal, unreported
and unregulated (IUU) fishing activities
through increased port inspection of
foreign fishing vessels and thereby
closing seafood markets to IUU fish and
fish products. In addition, regulations to
identify and certify nations for IUU
fishing and other adverse fishing
activities, bycatch of protected living
marine resources, and shark catch under
the authority of the High Seas Driftnet
Fishing Moratorium Protection Act must
be updated in light of amendments
made by the James M. Inhofe National
Defense Authorization Act for Fiscal
year 2023. NMFS proposes to streamline
the Moratorium Protection Act
regulations by removing provisions that
only repeat statutory text, including
those provisions regarding
identification, notification, and
consultation with identified nations.
Summary of Legal Basis: This action
is required under several statutes:
Illegal, Unreported, and Unregulated
Fishing Enforcement Act of 2015 (Pub.
L. 114–81); Ensuring Access to Pacific
Fisheries Act (Pub. L. 114–327); High
Seas Driftnet Fishing Moratorium
Protection Act (Pub. L. 104–43); and, the
James M. Inhofe National Defense
Authorization Act for Fiscal Year 2023
(Pub. L. 117–263). The Secretary of
Commerce is authorized to issue
regulations to implement the statutory
obligations to counter IUU fishing by
foreign fishing vessels and to prevent
the importation of illegally harvested
seafood.
Alternatives: Alternatives to taking
action at the port would include taking
action at sea against IUU fishing vessels
and in the supply chain against detected
IUU fish or fish products. At-sea
monitoring and inspection is part of an
overall strategy to combat IUU fishing,
but it is extremely expensive, resources
are limited, and the United States has
limited jurisdiction to board foreign flag
vessels at sea. Likewise, tracing and
removing illegal products already
released into the U.S. seafood market
would be difficult and resource
intensive. Preventing entry of IUU
fishing vessels into ports or
investigating fishing vessels at the port
is an efficient and effective approach to
combat illegal activity and to prevent
illegal products from entering the
supply chain. There are no alternatives
to the conforming amendments to the
High Seas Driftnet Fishing Moratorium
Protection Act. Without these changes,
the implementing regulations would not
be consistent with the revised statute.
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9320
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Anticipated Cost and Benefits: The
anticipated costs will be minimal in that
foreign vessels requesting permission to
visit U.S. ports are already required to
report. Under this rule, fishing vessel
masters will have to include more
information about the vessel and its
fishing activities directly to the National
Marine Fisheries Service (NMFS) Office
of Law Enforcement after they submit an
electronic notice of arrival to the U.S.
Coast Guard. Based on the information
submitted, NMFS may deny port
privileges for vessels known to have
engaged in IUU fishing or may meet the
vessel in port to conduct an inspection.
The minimal additional data elements
required of foreign fishing vessels will
be collected through an email to the
NMFS Office of Law Enforcement. The
additional reporting costs are not
anticipated to affect shipping patterns,
port usage, or international commerce.
In addition, vessel inspections will be
coordinated and planned based on the
advance notice of arrival information
submitted to the U.S. Coast Guard prior
to entry into port, thus delays for
inspection will be minimal and not
result in significant costs to legitimate
vessels. Benefits of the rule will accrue
when IUU fishing vessels are denied
entry, and illegal seafood products are
precluded from the U.S. supply chain,
thereby maintaining higher prices and
market share for legitimate producers of
fishery products. In addition, benefits
will accrue from reduced costs of
inspection and monitoring at ports of
entry due to the advance notice
provided and the ability of NMFS and
Coast Guard to take a risk- management
approach to vessel inspection. Should
the United States impose trade
restrictions on foreign nations due to the
amendments to the High Seas Driftnet
Fishing Moratorium Protection Act,
some costs would be borne by U.S.
importers who would have to adjust
their supply chains. However, many
U.S. importers and seafood dealers are
already adjusting supply chains to
respond to consumer demand for
lawfully-acquired, sustainable and
environmentally responsible seafood.
The benefits of additional steps to
counter IUU fishing will accrue to lawabiding harvesters, processors and
traders as fish stocks are recovered and
they no longer must compete with
illegitimate products in the supply
chain.
Risks: If the port entry reporting and
inspection provisions of this rule were
not implemented, there is an increased
risk of IUU fishing vessels entering U.S.
ports and/or the products of IUU fishing
infiltrating the U.S. supply chain. In
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
addition, the United States would be out
of compliance with its international
obligations under the PSMA. If the
revisions to the High Seas Driftnet
Fishing Moratorium Protection Act are
not implemented through conforming
amendments to the regulations, nations
might not be identified under the
statute, therefore diminishing the
likelihood of corrective actions to
counter IUU fishing and to address the
bycatch of protected living marine
resources and the catch of sharks.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Supplemental
NPRM.
07/08/22
09/06/22
FR Cite
87 FR 40763
11/00/23
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact: Alexa Cole, Director,
Office of International Affairs, Trade,
and Commerce, Department of
Commerce, National Oceanic and
Atmospheric Administration, 1315 EastWest Highway, Silver Spring, MD
20910, Phone: 301 427–8286, Email:
alexa.cole@noaa.gov.
RIN: 0648–BG11
DOC—NOAA
Final Rule Stage
14. Amendments to the North Atlantic
Right Whale Vessel Strike Reduction
Rule [0648–BI88]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1361 et
seq.; 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 224.
Legal Deadline: None.
Abstract: NMFS published a proposed
rule to amend the North Atlantic Right
Whale Vessel Strike Reduction Rule (per
50 CFR 224.105; 87 FR 46921, August 1,
2022). NMFS proposed this action to
further reduce the likelihood of
mortalities and serious injuries to
endangered right whales from vessel
collisions, which are a leading cause of
the species’ decline and a primary factor
in an ongoing Unusual Mortality Event.
The proposed rule would (1) modify the
spatial and temporal boundaries of
current speed restriction areas, currently
referred to as Seasonal Management
PO 00000
Frm 00030
Fmt 4701
Sfmt 4702
Areas (SMAs), (2) include most vessels
greater than or equal to 35 ft (10.7 m)
and less than 65 ft (19.8 m) in length in
the vessel size class subject to speed
restriction, (3) create a Dynamic Speed
Zone framework to implement
mandatory speed restrictions when
whales are known to be present outside
active SMAs, and (4) update the speed
rule’s safety deviation provision. The
proposed amendments to current speed
regulations reduce vessel strike risk
based on a coast wide collision
mortality risk assessment and updated
information on right whale distribution,
vessel traffic patterns, and vessel strike
mortality and serious injury events.
NMFS solicited public comment on the
proposed action and received over
90,000 public comments. The agency
plans to take final action on the
proposed rule in 2023.
Statement of Need: This action is
needed to further reduce the likelihood
of mortalities and serious injuries to
endangered North Atlantic right whales
from vessel collisions, which are a
leading cause of the species’ decline and
contributing to the ongoing Unusual
Mortality Event (2017-present).
Following two decades of growth, the
species has been in decline over the past
decade with a best population estimate
of fewer than 350 individuals.
Entanglement in fishing gear and vessel
strikes are the two primary causes of
North Atlantic right whale mortality and
serious injury across their range, and
human-caused mortality to adult
females, in particular, is limiting
recovery of the species.
Summary of Legal Basis: NMFS is
implementing this rule pursuant to its
rulemaking authority under MMPA
section 112(a) (16 U.S.C. 1382(a)), and
ESA section 11(f) (16 U.S.C. 1540(f)).
Alternatives: In January 2021, NMFS
released, and solicited public comment
on, an assessment of the current right
whale vessel speed rule (50 CFR
224.105). The assessment highlighted
the need to address collision risk from
vessels less than 65 ft in length and
modify the boundaries and timing of
Seasonal Management Areas (SMAs) to
better reflect current whale and vessel
traffic distribution, along with other
recommendations to improve vessel
strike mitigation efforts. In 2022, NMFS
completed a coastwide right whale
vessel strike risk model (Garrison et al.
2022), which informed development of
proposed modifications to the existing
speed rule. The proposed rule
considered number of alternatives in the
draft Regulatory Impact Review and
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
draft Environmental Assessment. The
Preferred Alternative would modify the
spatial and temporal boundaries of the
existing SMAs to create newly proposed
Seasonal Speed Zones (SSZs), add
smaller vessels down to 35 ft in length,
and establish a mandatory Dynamic
Speed Zone program.
Anticipated Cost and Benefits: Under
the Preferred Alternative, NMFS
estimated modifications to the speed
rule would cost just over $46 million
per year. Estimated costs would be
borne primarily by the owners and
operators of vessels currently transiting
within newly expanded portions of
SSZs along the U.S. East Coast. Owners
and operators of vessels of applicable
size classes that regularly transit within
active SSZs at speeds in excess of 10
knots would be most affected. Vessels
operating in the Northeast and MidAtlantic regions are expected to bear the
majority of costs (89 percent) if the
proposed modifications are finalized.
Potential benefits stemming from this
action include a reduction in North
Atlantic right whale mortalities and
serious injuries resulting from collisions
with vessels, with potential reduction in
vessel strike risk for other large whale
species.
Risks: This action is essential to
ensure long-term recovery of North
Atlantic right whales. The proposed
modifications to the current speed rule
are designed to: (1) address a
misalignment between existing Seasonal
Management Areas and places/times
with elevated strike risk, and (2)
mitigate currently unregulated lethal
strike risk from vessels 35–65 ft in
length. Given the endangered status of
the North Atlantic right whale, the large
geographic area, and the number of
stakeholders and potentially regulated
entities, final modifications to the
current speed rule is of high interest.
Timetable:
ddrumheller on DSK120RN23PROD with PROPOSALS2
Action
Date
NPRM ..................
NPRM Comment
Period End.
NPRM Comment
Period Extension.
NPRM Comment
Period Extension End.
Final Action .........
FR Cite
08/01/22
09/30/22
87 FR 46921
09/16/22
87 FR 56925
10/31/22
12/00/23
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Kim Damon-Randall,
Director, Office of Protected Resources,
Department of Commerce, National
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Oceanic and Atmospheric
Administration, 1315 East-West
Highway, Silver Spring, MD 20910,
Phone: 301 427–8400, Email:
kimberly.damon-randall@noaa.gov.
Related RIN: Related to 0648–AS36
RIN: 0648–BI88
DOC—NOAA
15. Endangered and Threatened
Wildlife and Plants; Regulations for
Listing Species and Designating Critical
Habitat [0648–BK47]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 424.
Legal Deadline: None.
Abstract: Per section 2 of the
Executive Order on Protecting Public
Health and the Environment and
Restoring Science to Tackle the Climate
Crisis (E.O. 13990), and subsequent Fact
Sheet: List of Agency Actions for
Review, the Departments of Commerce
and the Interior (the Departments)
initiated a review of the previous
rulemaking action with the title,
‘‘Endangered and Threatened Wildlife
and Plants; Regulations for Listing
Species and Designating Critical
Habitat’’ (84 FR 45020; August 27, 2019)
that revised the regulations for adding
and removing species from the Lists of
Endangered and Threatened Wildlife
and Plants and clarified procedures for
designating critical habitat. As a result
of that review, the Departments
proposed to revise those regulations (88
FR 40764, June 22, 2023), and after
publication of that proposal, delivered a
series of informational sessions to
stakeholders including: Federal
agencies, State agencies, Federally
recognized tribes, Native Hawaiian
community leaders, Non-governmental
organizations, conservation partners,
Industry groups, and Pacific Islander
community leaders. FAQs and a
recording of the presentation can be
viewed on the website https://fws.gov/
project/endangered-species-actregulation-revisions.
Statement of Need: This action
responds to the Executive Order on
Protecting Public Health and the
Environment and Restoring Science to
Tackle the Climate Crisis (E.O. 13990)
and the associated Fact Sheet (List of
Agency Actions for Review).
Summary of Legal Basis: This action
is authorized under 16 U.S.C. 1531 et
seq.
Alternatives: This is a joint
rulemaking by the National Marine
Fisheries Service (NMFS) and the U.S.
Fish and Wildlife Service (USFWS; the
PO 00000
Frm 00031
Fmt 4701
Sfmt 4702
9321
Services) to revise joint regulations
implementing the Endangered Species
Act (ESA). Pursuant to E.O. 13990, the
Services reviewed the 2019 final rule
with the title, ‘‘Endangered and
Threatened Wildlife and Plants;
Regulations for Listing Species and
Designating Critical Habitat’’ (84 FR
45020; August 27, 2019), which revised
the regulations for adding and removing
species from the Lists of Endangered
and Threatened Wildlife and Plants and
clarified procedures for designating
critical habitat. Following a review of
the 2019 rule, the Services proposed to
revise portions of the regulations that
the 2019 rule addressed (see 88 FR
40764, June 22, 2023). The Services
have since held a series of seven
informational webinars for stakeholders
and are seeking public comment on the
proposed rule as well as all aspects of
the 2019 final rule.
Anticipated Cost and Benefits:
Potential costs directly stemming from
this rule would be borne by the Services
and would be non-significant. Potential
benefits stemming from this rule would
be improved clarity and effectiveness of
the implementing regulations that guide
the Services when classifying species
and designating critical habitat under
the ESA.
Risks: This action addresses several
different provisions in the Services’
joint ESA-implementing regulations.
Overall, the proposed changes will
reduce the risk associated with making
listing, delisting, and reclassification
decisions; however, those actions will
continue to have independent levels of
risk that vary depending on the
particular species. The proposed
changes will also reduce risk associated
with some but not necessarily all,
critical habitat determinations and
designations, which will continue to
have independent risk levels that vary
based on the particular species and
habitats involved.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
06/22/23
08/21/23
FR Cite
88 FR 40764
04/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Agency Contact: Kim Damon-Randall,
Director, Office of Protected Resources,
Department of Commerce, National
Oceanic and Atmospheric
Administration, 1315 East-West
Highway, Silver Spring, MD 20910,
E:\FR\FM\09FEP2.SGM
09FEP2
9322
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Phone: 301 427–8400, Email:
kimberly.damon-randall@noaa.gov.
Related RIN: Related to 0648–BH42,
Related to 1018–BC88
RIN: 0648–BK47
DOC—NOAA
ddrumheller on DSK120RN23PROD with PROPOSALS2
16. Endangered and Threatened
Wildlife and Plants; Revision of
Regulations for Interagency
Cooperation [0648–BK48]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 402.
Legal Deadline: None.
Abstract: Per section 2 of the
Executive Order on Protecting Public
Health and the Environment and
Restoring Science to Tackle the Climate
Crisis (E.O. 13990), and subsequent Fact
Sheet: List of Agency Actions for
Review, the Departments of Commerce
and the Interior (the Departments)
initiated a review of the previous
rulemaking action with the title,
Endangered and Threatened Wildlife
and Plants; Regulations for Interagency
Cooperation’’ (84 FR 44976; August 27,
2019) that revised portions of the
regulations that implement section 7 of
the Endangered Species Act of 1973, as
amended. As a result of that review, the
Departments proposed to revise those
regulations (88 FR 40753; June 22,
2023), and after publication of that
proposal, delivered a series of
informational sessions to stakeholders
including: Federal agencies, State
agencies, Federally recognized tribes,
Native Hawaiian community leaders,
Non-governmental organizations,
conservation partners, industry groups,
and Pacific Islander community leaders.
FAQs and a recording of the
presentation can be viewed on the
website https://fws.gov/project/
endangered-species-act-regulationrevisions.
Statement of Need: This action
responds to the Executive Order on
Protecting Public Health and the
Environment and Restoring Science to
Tackle the Climate Crisis (E.O. 13990)
and the associated Fact Sheet (List of
Agency Actions for Review).
Summary of Legal Basis: This action
is authorized under 16 U.S.C. 1531 et
seq.
Alternatives: This is a joint
rulemaking by the National Marine
Fisheries Service (NMFS) and the U.S.
Fish and Wildlife Service (USFWS; the
Services) to revise joint regulations
implementing the Endangered Species
Act (ESA). Pursuant to E.O. 13990, the
Services reviewed the 2019 final rule
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
with the title, Endangered and
Threatened Wildlife and Plants:
Regulations for Interagency Cooperation
(84 FR 44976; August 27, 2019), which
revised portions of the regulations that
implement section 7 of the Endangered
Species Act of 1973, as amended.
Following a review of the 2019 rule, the
Services proposed to revise portions of
the regulations that the 2019 rule
addressed (see 88 FR 40753; June 22,
2023). The Services have since held a
series of seven informational webinars
for stakeholders and are seeking public
comments on the proposed rule as well
as all aspects of the 2019 finale rule.
Anticipated Cost and Benefits: The
rulemaking revises and clarifies existing
requirements for Federal agencies,
including the Services, under section 7
of the ESA. Federal agencies are the
only entities affected by this rule. We do
not anticipate significant costs
associated with the rule. This rule is
meant to provide clarity to the standards
with which we evaluate proposed
Federal agency actions pursuant to
section 7 of the ESA, which will be a
benefit to the Services and Federal
action agencies.
Risks: This action addresses the ESA
Interagency Cooperation provisions in
the Services’ joint ESA-implementing
regulations. Overall, the proposed
changes will reduce the risk to ESAlisted species and designated critical
habitat associated with ensuring Federal
action agencies do not jeopardize the
continued existence of listed species or
destroy or adversely modify designated
critical habitat by clarifying and
improving the interagency consultation
process and continuing to provide for
the conservation of ESA resources.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
06/22/23
08/21/23
FR Cite
88 FR 40753
04/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Kim Damon-Randall,
Director, Office of Protected Resources,
Department of Commerce, National
Oceanic and Atmospheric
Administration, 1315 East-West
Highway, Silver Spring, MD 20910,
Phone: 301 427–8400, Email:
kimberly.damon-randall@noaa.gov.
Related RIN: Related to 0648–BH41,
Related to 1018–BC87
RIN: 0648–BK48
PO 00000
Frm 00032
Fmt 4701
Sfmt 4702
DOC—PATENT AND TRADEMARK
OFFICE (PTO)
Proposed Rule Stage
17. Setting and Adjusting Patent Fees
[0651–AD64]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: Pub. L. 112–29
CFR Citation: 37 CFR 1; 37 CFR 41.
Legal Deadline: None.
Abstract: The United States Patent
and Trademark Office (USPTO or
Office) takes this action to set and adjust
Patent fee amounts to provide the Office
with a sufficient aggregate revenue to
recover its aggregate cost of operations
thereby maintaining a sustainable
funding model. The new fee amounts
will provide the Office with additional
resources to decrease patent pendency
and ensure robust and reliable patents
are allowed while continuing to
promote access to the patent system for
underresourced individuals. This
proposal reflects feedback we have
received from members of the Patent
Public Advisory Committee and the
public, including organizations,
practitioners, and independent
inventors, during a public hearing held
on May 18, 2023. As we develop this
regulation, we will be seeking
additional public comment through the
rulemaking process.
Statement of Need: The purpose of
this rule is to set and adjust patent fee
amounts to provide sufficient aggregate
revenue to cover the agency’s aggregate
cost of operations. To this end, this rule
creates new or changes existing fees for
patent services, and does so without
imposing any new costs.
Summary of Legal Basis: The LeahySmith America Invents Act (AIA),
enacted in 2011, provided USPTO with
the authority to set and adjust its fees
for patent and trademark services. Since
then, USPTO has conducted an internal
biennial fee review, in which it
undertook internal consideration of the
current fee structure, and considered
ways that the structure might be
improved, including rulemaking
pursuant to the USPTO’s fee setting
authority. This fee review process
involves public outreach, including, as
required by the Act, public hearings
held by the USPTO’s Public Advisory
Committees, as well as public comment
and other outreach to the user
community and public in general.
Alternatives: This rulemaking action
is currently in development and
alternatives have not yet been
determined.
Anticipated Cost and Benefits: This
rulemaking action is currently in
E:\FR\FM\09FEP2.SGM
09FEP2
9323
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
development and aggregate annual
economic impacts have not yet been
determined. The user fees charged by
the USPTO for its services are
considered transfer payments that do
not affect the total resources available to
society, and therefore the changes to
patent fees being developed by this
rulemaking are transfers, and are not
costs of this rulemaking. It is anticipated
that the final rule would become
effective with the new fee schedule in
2024.
Risks: The USPTO will set and adjust
Patent fee amounts to provide the Office
with a sufficient amount of aggregate
revenue to recover its aggregate cost of
operations while helping the Office
maintain a sustainable funding model,
reduce the current patent application
backlog, decrease patent pendency, and
improve the reliability of issued patents.
Therefore, one risk of taking no action
could be that USPTO might not be able
to recover its aggregate costs of
operations in the long run.
Timetable:
Action
Date
Notice of Public
Hearing and
Request for
Comments.
Comment Period
End.
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Final Action Effective.
04/20/23
FR Cite
88 FR 24392
05/25/23
01/00/24
04/00/24
10/00/24
11/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Organizations.
Government Levels Affected: None.
Agency Contact: Brendan Hourigan,
Director, Office of Planning and Budget,
Department of Commerce, Patent and
Trademark Office, P.O. Box 1450,
Alexandria, VA 22313–1450, Phone: 571
272–8966, Fax: 571 273–8966, Email:
brendan.hourigan@uspto.gov.
RIN: 0651–AD64
ddrumheller on DSK120RN23PROD with PROPOSALS2
DOC—PTO
18. Setting and Adjusting Trademark
Fees [0651–AD65]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: Pub. L. 112–29
CFR Citation: 37 CFR 2.
Legal Deadline: None.
Abstract: The United States Patent
and Trademark Office (USPTO or
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Office) takes this action to set and adjust
Trademark fee amounts to provide the
Office with a sufficient aggregate
revenue to recover its aggregate cost of
operations thereby maintaining a
sustainable funding model. The new fee
amounts will provide the Office with
additional resources to ensure the
integrity of the Trademark register and
promote efficiency of processes while
continuing to offer affordable options to
stakeholders. This proposal reflects
feedback we have received from
members of the Trademark Public
Advisory Committee and the public,
including organizations, practitioners,
and small business owners, during a
public hearing held on June 5, 2023. As
we develop this regulation, we will be
seeking additional public comment
through the rulemaking process.
Statement of Need: The purpose of
this rule is to set and adjust trademark
fee amounts to provide sufficient
aggregate revenue to cover the agency’s
aggregate cost of operations. To this end,
this rule creates new or changes existing
fees for trademark services.
Summary of Legal Basis: The LeahySmith America Invents Act (AIA),
enacted in 2011, provided USPTO with
the authority to set and adjust its fees
for patent and trademark services. This
authority was extended by the Study of
Underrepresented Classes Chasing
Engineering and Science Success
(SUCCESS) Act of 2018. Since then,
USPTO has conducted an internal
biennial fee review, in which it
undertook internal consideration of the
current fee structure, and considered
ways that the structure might be
improved, including rulemaking
pursuant to the USPTO’s fee-setting
authority. This fee review process
involves public outreach, including, as
required by the Act, a public hearing
held by the USPTO’s Trademark Public
Advisory Committee, as well as public
comment and other outreach to the user
community and public in general.
Alternatives: This rulemaking action
is currently in development and
alternatives have not yet been
determined.
Anticipated Cost and Benefits: This
rulemaking action is currently in
development and aggregate annual
economic impacts have not yet been
determined. The user fees charged by
the USPTO for its services are
considered transfer payments that do
not affect the total resources available to
society, and therefore the changes to
trademark fees proposed by this
rulemaking are transfers, and are not
costs of this rulemaking.
Risks: The USPTO will set and adjust
trademark fee amounts to provide the
PO 00000
Frm 00033
Fmt 4701
Sfmt 4702
Office with a sufficient amount of
aggregate revenue to recover its
aggregate cost of operations while
helping the Office maintain a
sustainable funding model, ensure the
integrity of the Trademark register, and
promote efficiency of processes.
Therefore, one risk of taking no action
could be that USPTO might not be able
to recover its aggregate costs of
operations in the long run.
Timetable:
Action
Notice of Public
Hearing and
Request for
Comments.
Comment Period
End.
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Final Action Effective.
Date
04/27/23
FR Cite
88 FR 25623
06/12/23
11/00/23
01/00/24
07/00/24
09/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Organizations.
Government Levels Affected: None.
Agency Contact: Brendan Hourigan,
Director, Office of Planning and Budget,
Department of Commerce, Patent and
Trademark Office, P.O. Box 1450,
Alexandria, VA 22313–1450, Phone: 571
272–8966, Fax: 571 273–8966, Email:
brendan.hourigan@uspto.gov.
RIN: 0651–AD65
BILLING CODE 3410–12–P
DEPARTMENT OF DEFENSE
Statement of Regulatory Priorities
Background
The Department of Defense (DoD) is
the largest Federal department,
employing over 1.6 million military
personnel and 750,000 civilians with
operations all over the world. DoD’s
enduring mission is to provide combatcredible military forces needed to deter
war and protect the security of our
nation. To guide this mission, the
Secretary of Defense has outlined three
top priorities, which are to defend the
nation, take care of our people, and
succeed through teamwork. In addition,
the National Defense Strategy sets out
how DoD will contribute to advancing
and safeguarding vital U.S. national
interests—protecting the American
people, expanding America’s prosperity,
promoting global security, seizing new
strategic opportunities, and realizing
and defending our democratic values.
E:\FR\FM\09FEP2.SGM
09FEP2
9324
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Because of this expansive and
diversified mission and reach, DoD
regulations can address a broad range of
matters and have an impact on varied
members of the public, as well as other
federal agencies.
Pursuant to Executive Order 12866,
‘‘Regulatory Planning and Review’’
(September 30, 1993) and Executive
Order 13563, ‘‘Improving Regulation
and Regulatory Review’’ (January 18,
2011), the DoD issues this Regulatory
Plan and Agenda to provide notice
about the DoD’s regulatory and
deregulatory actions.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Retrospective Review of Existing
Regulations
Pursuant to section 6 of Executive
Order 13563 ‘‘Improving Regulation and
Regulatory Review’’ (January 18, 2011),
the Department continues to review
existing regulations with a goal to
eliminate outdated, unnecessary, or
ineffective regulations; account for the
currency and legitimacy of each of the
Department’s regulations; and
ultimately reduce regulatory burden and
costs.
Public Participation and Community
Outreach
As the DoD develops our regulations,
we seek to increase public participation
and community outreach to be better
informed of and address issues from
members of the public affected by our
regulations. The following provides
examples of our specific outreach and
public participation efforts.
The Office of the Assistant to the
Secretary of Defense for Public Affairs/
Community Engagement Directorate, via
its Opinion Leader Engagement
portfolio, provides public affairs
support to leaders throughout the Office
of the Secretary of Defense (OSD) who
are responsible for regulatory activities.
This support includes convening
roundtables and similar engagements for
national stakeholder organizations to
meet with OSD leaders to discuss and
share information about DoD policies
and programs that are governed by
Federal regulations. For example,
regular engagements with leaders of
national military and veteran supporting
organizations include topics such as
military benefits, housing, healthcare,
compensation, and sexual assault
prevention and response, which are
governed by law and Federal regulation.
These meetings allow the regulating
authorities in OSD an opportunity to
dialogue with national organizations
with a stakeholder interest in the impact
and effect of DoD regulations.
DoD engages with the public on
procurement-related regulations that
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
will affect the Defense Federal
Acquisition Regulation Supplement
(DFARS) in several ways. In addition to
publishing abstracts of and anticipated
publication dates for upcoming rules in
the biannual Unified Agenda, members
of the public can track the progress of
any open and pending DFARS
regulation via the Open DFARS Cases
Report, which is publicly available at
https://www.acq.osd.mil/dpap/dars/
case_status.html. The report is updated
on a weekly basis and includes the
following information: a case number,
title, DFARS parts anticipated to be
impacted by the regulation, a summary
of the basis for the regulation, and the
status of the regulation. Members of the
public who are interested in a particular
DFARS case are encouraged to monitor
the Open DFARS Cases Report to track
the progress of a particular regulation
through the rulemaking process.
DoD also meets with industry
associations on a quarterly basis.
Industry associations that regularly
participate in these quarterly
discussions include the Council of
Defense and Space Industry
Associations, the Professional Services
Council, the Aerospace Industries
Association, and the National Defense
Industrial Association. During these
meetings, DoD often provides updates
on open DFARS cases.
While developing certain DFARS
regulations, DoD may seek input from
the public by publishing in the Federal
Register an early engagement
opportunity, an advance notice of
proposed rulemaking (ANPR), or a
general request for information (RFI).
Notices for early engagement
opportunities usually pertain to a recent
law, such as the annual National
Defense Authorization Act, and request
input on implementation of the law in
the DFARS. ANPRs and RFIs may
include a summary of the overarching
policy objectives of the regulation and a
list of questions seeking input that will
help DoD develop a proposed
regulation. Information on whether DoD
plans to publish an ANPR or RFI is
included in both the Open DFARS Cases
Report and the biannual Unified
Agenda.
Occasionally, while an ANPR,
proposed DFARS regulation, or interim
DFARS regulation is out for public
comment, DoD may hold a public
meeting to allow the public to provide
feedback to the Government in an open
forum. Information about whether DoD
plans on holding a public meeting for an
ANPR or a regulation is normally
included in the ANPR, proposed
regulation, or interim regulation when it
is published for public comment.
PO 00000
Frm 00034
Fmt 4701
Sfmt 4702
Presentations made during the public
meeting are made publicly available.
The U.S. Army Corps of Engineers
(USACE) often utilizes listening
sessions prior to proposing a rule to
obtain public input that is then used to
inform the contents of the proposed
rule. Additionally, Federal Register
notices, website postings, press releases,
and social media releases are used to
notify the public of the dates and times
for the listening sessions. When a
Federal Register notice is used to
provide notification of the listening
sessions, the use of an open docket is
employed for the submission public
comments in addition to receipt of
public comments during the listening
sessions. Also, the USACE may publish
an advanced notice of proposed
rulemaking to engage the public on the
development of a proposed rule.
Federal Register notices, website
postings, press releases, and social
media releases are used to notify the
public of the publication of the
proposed rule and how they can provide
comments and engage in the rulemaking
effort.
Finally, the USACE has meetings with
industry associations, NGOs, or similar
stakeholders to provide updates on
proposed policies or actions to solicit
informal feedback that is used to help
inform the path forward for the
development of a proposed rule.
DOD Priority Regulatory Actions
The regulatory and deregulatory
actions identified in this Regulatory
Plan embody the core of DoD’s
regulatory priorities for Fiscal Year (FY)
2024 and help support President
Biden’s regulatory priorities, the
Secretary of Defense’s top priorities, and
those priorities set out in the National
Defense Strategy. The DoD regulatory
prioritization is focused on initiatives
that:
• Promote the country’s economic
resilience, including by addressing
COVID-related and other healthcare
issues.
• Support underserved communities
and improve small business
opportunities.
• Promote competition in the
American economy.
• Promote diversity, equity,
inclusion, and accessibility in the
Federal workforce.
• Support national security efforts,
especially safeguarding Federal
Government information and
information technology systems.
• Tackle the climate crisis and protect
the environment.
• Address military family matters.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Rules That Promote the Country’s
Economic Resilience
Pandemic COVID–19 Rules
Pursuant to Executive Order 13987,
‘‘Organizing and Mobilizing the United
States Government to Provide a Unified
and Effective Response to Combat
COVID–19 and to Provide United States
Leadership on Global Health and
Security,’’ January 20, 2021; Executive
Order 13995, ‘‘Ensuring an Equitable
Pandemic Response and Recovery,’’
January 21, 2021; Executive Order
13997, ‘‘Improving and Expanding
Access to Care and Treatments for
COVID–19,’’ January 21, 2021; and
Executive Order 13999, ‘‘Protecting
Worker Health and Safety,’’ January 21,
2021, the Department temporarily
modified its TRICARE regulation so
TRICARE beneficiaries have access to
the most up-to-date care required for the
diagnosis and treatment of COVID–19.
TRICARE continues to reimburse like
Medicare, to the extent practicable, as
required by statute. The Department is
researching the impacts of making some
of those modifications permanent and
may pursue such future action. These
modifications include:
ddrumheller on DSK120RN23PROD with PROPOSALS2
TRICARE Coverage of National Institute
of Allergy and Infectious Disease—
Coronavirus Disease 2019 Clinical
Trials. RIN 0720–AB83
The Department of Defense is
finalizing an interim final rule to amend
32 CFR part 199 to include coverage that
was temporarily added for National
Institute of Allergy and Infectious
Disease-sponsored clinical trials for the
treatment or prevention of COVID–19.
This rule will also finalize the
temporary addition of the treatment use
of investigation drugs under U.S. Food
and Drug Administration-approved
expanded access programs for the
treatment of coronavirus disease 2019
(COVID–19) from the interim final rule
titled ‘‘TRICARE Coverage of Certain
Medical Benefits in Response to the
COVID–19 Pandemic’’ (32 CFR part 199,
0720–AB82), which published in the
Federal Register on September 3, 2020
(85 FR 54914–54924).
Expanding TRICARE Access to Care in
Response to the COVID–19 Pandemic.
RIN 0720–AB85
This rule finalizes an interim final
rule that amended 32 CFR part 199 by:
(1) adding freestanding End Stage Renal
Disease (ESRD) facilities as a category of
TRICARE-authorized institutional
provider and modifying the
reimbursement for such facilities; and
(2) temporarily adopting Medicare’s
New COVID–19 Treatments Add-on
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Payment (NCTAP). The ESRD
provisions are permanent, and the
temporary NCTAP provisions expire at
the end of the fiscal year in which the
Secretary of Health and Human
Services’ declared coronavirus disease
2019 (COVID- 19) public health
emergency ends.
Medical Debt Relief
Medical Billing for Healthcare Services
Provided by Department of Defense
Medical Treatment Facilities to Civilian
Non-Beneficiaries. RIN 0720–AB87
This rule is aimed at preventing
severe financial harm to civilians who
are not covered beneficiaries of the
Military Health System, and who
receive healthcare services at military
medical treatment facilities. The rule
implements the requirement to apply a
sliding fee and/or a catastrophic waiver
to medical invoices of non-beneficiaries;
to accept payments from health insurers
as full payment; to not balance bill nonbeneficiaries except for copays,
coinsurance, deductibles, nominal fees,
and non-covered services; and grants
the Director of Defense Health Agency
(DHA) discretionary authority to waive
medical debts of non-beneficiaries when
the healthcare provided enhances the
knowledge, skills, and abilities of
healthcare providers, as determined by
the Director of DHA.
Rules That Promote Diversity, Equity,
Inclusion, and Accessibility in the
Federal Workforce
Nondiscrimination on the Basis of
Disability in Program or Activities
Assisted or Conducted by the DoD and
in Equal Access to Information and
Communication Technology Used by
DoD, and Procedures for Resolving
Complaints. RIN: 0790–AJ04
Revisions to this regulation: (1)
update and clarify the obligations that
Section 504 of the Rehabilitation Act of
1973 (section 504) imposes on
recipients of Federal financial assistance
and the Military Departments and
Components (DoD Components); (2)
reflect the most current Federal statutes
and regulations, as well as
developments in Supreme Court
jurisprudence, regarding unlawful
discrimination on the basis of disability
and promotes consistency with
comparable provisions implementing
title II of the Americans with
Disabilities Act (ADA); (3) implement
section 508 of the Rehabilitation Act of
1973 (section 508), requiring DoD make
its electronic and information
technology accessible to individuals
with disabilities; (4) establish and
clarify obligations under the
PO 00000
Frm 00035
Fmt 4701
Sfmt 4702
9325
Architectural Barriers Act of 1968
(ABA), which requires that DoD make
facilities accessible to individuals with
disabilities; and (5) Provide complaint
resolution and enforcement procedures
pursuant to section 504 and the
complaint resolution and enforcement
procedures pursuant to section 508.
These revisions incorporate the
directive of Executive Order 14035,
‘‘Diversity, Equity, Inclusion, and
Accessibility in the Federal Workforce’’
by defining, clarifying, advancing
accessibility throughout DoD programs
and activities.
Executive Order 13985, ‘‘Advancing
Racial Equity and Support for
Underserved Communities Through the
Federal Government’ January 20, 2021
USACE Implementing Procedures for
Principles, Requirements, and
Guidelines Applicable to Actions
Involving Investment in Water
Resources. RIN 0710–AB41
Section 2031 of the Water Resources
Development Act of 2007 (Pub. L. 110–
114) called for revisions to the 1983
Principles and Guidelines for Water and
Land Related Resources Implementation
Studies, resulting in the issuance of the
Principles and Requirements (P&R)
guidance document in March 2013 and
the Interagency Guidelines in December
2014, which together comprise the
Principles, Requirements, and
Guidelines (PR&G). The PR&G are
intended to provide a common
framework and comprehensive policy
and guidance for analyzing a diverse
range of water resources projects,
programs, activities, and related actions
involving Federal investment in water
resources. The U.S. Army Corps of
Engineers (Corps) proposes a regulation
to show how it would apply the PR&G
to the Corps’ mission and authorities. In
this proposed regulation, the Corps
intends to increase consistency and
compatibility in Federal water resources
investment decision making to include
considerations such as analyzing a
broader range of long-term costs and
benefits, enhancing collaboration,
including a more thorough and
transparent risk and uncertainty
analyses, and improving resilience for
dealing with emerging challenges,
including climate change.
Flood Control Cost-Sharing
Requirements Under the Ability To Pay
Provision. RIN: 0710–AB34
Section 103(m) of the Water
Resources Development Act (WRDA) of
1986, as amended (33 U.S.C. 2213(m)),
authorizes the USACE to reduce the
non-Federal share of the cost of a study
E:\FR\FM\09FEP2.SGM
09FEP2
9326
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
or project for certain communities that
are not able financially to afford the
standard cost-share. Part 241 of title 33
in the Code of Federal Regulations
provides the criteria that the USACE
uses in making these determinations
where the primary purpose of the study
or project is flood damage reduction.
The proposed rule would update this
regulation, by broadening its
applicability to include projects with
other purposes (instead of just flood
damage reduction) and the feasibility
study of a project (instead of just design
and construction). The WRDA 2000
modified section 103(m) to include
projects with the following purposes:
environmental protection and
restoration, flood control, navigation,
storm damage protection, shoreline
erosion, hurricane protection, and
recreation or an agricultural water
supply project which have not yet been
added to the regulation. It also included
the opportunity to cost share all phases
of a USACE project to also include
feasibility studies in addition to the
already covered design and
construction. This rule would update
the framework for determining whether
a project is eligible for consideration for
a reduction in the non-Federal cost
share based on ability to pay.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Rules That Support Underserved
Communities and Improve Small
Business Opportunities Rules of
Particular Interest to Small Business
Small Business Innovation Research
Program Data Rights (DFARS Case
2019–D043). RIN 0750–AK84
This rule implements changes made
by the Small Business Administration
(SBA) related to data rights in the Small
Business Innovation Research (SBIR)
Program and Small Business
Technology Transfer (STTR) Program
Policy Directive, published in the
Federal Register on April 2, 2019 (84 FR
12794). The SBIR and STTR programs
fund a diverse portfolio of startups and
small businesses across technology
areas and markets to stimulate
technological innovation, meet Federal
research and development (R&D) needs,
and increase commercialization to
transition R&D into impact. The final
SBA Policy Directive includes several
revisions to clarify data rights, which
require corresponding revisions to the
Defense Federal Acquisition Regulation
Supplement (DFARS). These changes
include harmonizing definitions,
lengthening the SBIR/STTR protection
period from 5 years to 20 years, and
providing for the granting of
Government-purpose rights license in
place of an unlimited rights license
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
upon expiration of the SBIR/STTR
protection period. DoD hosted public
meetings to obtain the views of
interested parties regarding the advance
notice of proposed rulemaking and the
proposed rule published in the Federal
Register on August 31, 2020 (85 FR
53758) and December 19, 2022 (87 FR
77680), respectively.
Executive Order 14036, ‘‘Promoting
Competition in the American Economy’’
July 9, 2021 Rule That Promotes
Competition in the American Economy
Past Performance of Subcontractors and
Joint Venture Partners (DFARS Case
2018–D055). RIN 0750–AK16
This rule implements section 823 of
the National Defense Authorization Act
for Fiscal Year 2019, which establishes
a requirement for use of the best
available information regarding past
performance of subcontractors and joint
venture partners when awarding DoD
construction and architect-engineer
contracts. Section 823 requires annual
performance evaluations for first-tier
subcontractors and individual parties to
joint ventures performing construction
and architect-engineer contracts valued
at either $750,000 or more, or 20 percent
of the value of the prime contract
(whichever is higher), in accordance
with specified conditions. In addition,
processes for exceptions from the
annual evaluation requirement will be
established for construction and
architect-engineer contracts where
submission of annual evaluations would
not provide the best representation of
the performance of a contractor,
including subcontractors and joint
venture partners under specified
conditions. This rule will make it easier
for subcontractors and individual
parties to joint ventures to establish a
record of their past performance. These
entities will be able to take credit for the
work they performed on contracts and
subcontracts, which will help them be
more competitive when bidding on
future DoD contracts. This will help
increase competition for DoD contracts.
Modification of Prize Authority for
Advanced Technology Achievements
(DFARS Case 2022–D014). RIN 0750–
AL65
This rule implements section 822 of
the National Defense Authorization Act
for Fiscal Year 2022 (Pub. L. 117–81).
Section 822 revises 10 U.S.C. 2374a,
redesignated as 10 U.S.C. 4025,
regarding the award of prizes for
advanced technology achievement to:
(1) authorize the award of procurement
contracts and other agreements ‘‘as
another type of prize’’ (as in other than
PO 00000
Frm 00036
Fmt 4701
Sfmt 4702
cash prizes); (2) permit the award of
prizes, including procurement contracts
and other agreements, in excess of
$10,000,000 with the approval of the
Under Secretary of Defense for Research
and Engineering; and (3) require DoD
provide Congress with notice of an
award of a procurement contract or
other agreement under this program that
exceeds $10 million. This rule will help
to expand the Defense Industrial Base,
thereby increasing competition for
future DoD contracts.
DFARS Buy American Act
Requirements (DFARS Case 2022–
D019). RIN 0750–AL74
This rule implements the
requirements of Executive Order 14005,
Ensuring the Future Is Made in All of
America by All of America’s Workers.
Changes to the Federal Acquisition
Regulation (FAR) were made via RIN
9000–AO22 (FAR Case 2021–008,
Amendments to the FAR Buy American
Act Requirements). This rule makes
conforming changes to the DFARS.
Rules That Support National Security
Efforts
Assessing Contractor Implementation of
Cybersecurity Requirements (DFARS
Case 2019–D041). RIN 0750–AK81
The purpose of this rule is to ensure
that Defense Industrial Base (DIB)
contractors will adequately protect
sensitive unclassified information at a
level commensurate with the risk,
accounting for information flow down
to its subcontractors in a multi-tier
supply chain.
Cybersecurity Maturity Model
Certification (CMMC) Program. RIN
0790–AL49
This rule establishes a requirement for
Defense Industrial Base (DIB)
contractors to be assessed against the
Cybersecurity Maturity Model
Certification (CMMC) requirements at
Level 1, 2 or 3 to be eligible for award
of designated future DoD contracts. The
CMMC Program is designed to provide
increased assurance to the DoD that
defense contractors and subcontractors
are compliant with information
protection requirements for Federal
Contract Information (FCI) and
Controlled Unclassified Information
(CUI) and are protecting such
information at a level commensurate
with risk from cybersecurity threats.
Department of Defense (DoD)-Defense
Industrial Base (DIB) Cybersecurity (CS)
Activities. RIN: 0790–AK86
This rule will allow a broader
community of defense contractors to
access to relevant cyber threat
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
information the Department believes is
critical in defending unclassified
networks and information systems and
protecting DoD warfighting capabilities.
These revisions seek to address the
increasing cyber threat targeting all
defense contractors by expanding
eligibility to defense contractors that
process, store, develop, or transmit DoD
Controlled Unclassified Information
(CUI). This rule is part of DoD’s
approach to collaborate with industry to
counter cyber threats through
information sharing.
Rules That Tackle the Climate Crisis
and Protect the Environment
ddrumheller on DSK120RN23PROD with PROPOSALS2
Policy and Procedures for Processing
Requests To Alter U.S. Army Corps of
Engineers Civil Works Projects Pursuant
to 33 U.S.C. 408. RIN: 0710–AB22
Where a party other than the USACE
seeks to use or alter a Civil Works
project that USACE constructed, the
proposed use or alteration is subject to
the prior approval of the USACE. Some
examples of such alterations include an
improvement to the project; relocation
of part of the project; or installing
utilities or other non-project features.
These alterations may be proposed by
local or state governments, other federal
agencies, private corporations, or
private citizens, for example. This
requirement was established in section
14 of the Rivers and Harbors Act of 1899
and is codified at 33 U.S.C. 408 (section
408). Section 408 provides that the
USACE may grant permission for
another party to alter a Civil Works
project, upon a determination that the
alteration proposed will not be injurious
to the public interest and will not
impair the usefulness of the Civil Works
project. The USACE is proposing to
convert its policy that governs the
section 408 program to a binding
regulation. This policy, Engineer
Circular 1165–2–220, Policy, and
Procedural Guidance for Processing
Requests to Alter U.S. Army Corps of
Engineers Civil Works Projects Pursuant
to 33 U.S.C. 408, was issued in
September 2018.
Natural Disaster Procedures:
Preparedness, Response, and Recovery
Activities of the Corps of Engineers. RIN
0710–AA78
The U.S. Army Corps of Engineers
(Corps) is proposing to update the
Federal regulation that covers the
procedures that the Corps uses under
section 5 of the Flood Control Act of
1941, as amended (33 U.S.C. 701n),
commonly referred to as Public Law 84–
99. The Corps relies on this program to
prepare for, respond to, and help
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
communities recover from a flood,
hurricane, or other natural disaster,
including the repair of damage to
eligible flood risk reduction
infrastructure. The Corps initiated this
rulemaking process through an
advanced notice of proposed
rulemaking (ANPRM) on February 13,
2015. As a next step, the Corps issued
a notice of proposed rulemaking
(NPRM) on November 11, 2022, which
proposed to repeal the existing
regulation and replace it with a new
regulation that addresses statutory
changes under various Water Resources
Development Act provisions, reflects
lessons learned over the past 20 years,
and incorporates agency policies now in
guidance relating to natural disaster
procedures. Hurricane Katrina (2005),
Hurricane Sandy (2012), flooding on the
Mississippi and Missouri Rivers (2008,
2011, and 2013), and Hurricanes
Harvey, Irma, and Maria (2017) have
provided a more detailed understanding
of the nature and severity of risk
associated with flood control projects.
In addition, the maturation of riskinformed decision-making approaches
and technological advancements
influenced the outlook on the
implementation of Public Law 84–99
activities, with a shift toward better
alignment with Corps Levee Safety and
National Flood Risk Management
Programs, as well as the National
Preparedness and Response
Frameworks. Through these programs,
the Corps works with non-Federal
sponsors and stakeholders to assess,
communicate, and manage the risks to
people, property, and the environment
associated with levee systems and flood
risks.
Appendix C Procedures for the
Protection of Historic Properties. RIN
0710–AB46
The U.S. Army Corps of Engineers
(Corps) considers the effects of its
actions on historic properties pursuant
to section 106 of the National Historic
Preservation Act (NHPA). The Corps’
Regulatory Program’s regulations for
complying with the NHPA are outlined
at 33 CFR 325 Appendix C. Since these
regulations were promulgated in 1990,
there have been amendments to the
NHPA and revisions to the Advisory
Council on Historic Preservation’s
(ACHP) regulations at 36 CFR part 800.
In response, the Corps issued interim
guidance until rulemaking could be
completed in order to ensure full
compliance with the NHPA and ACHP’s
regulations. To demonstrate the greatest
possible consistency between the
procedures used by the Corps
Regulatory Program to comply with
PO 00000
Frm 00037
Fmt 4701
Sfmt 4702
9327
NHPA when processing permit
applications and the ACHP’s NHPA
implementing regulations, the Corps is
proposing to remove the Regulatory
Program’s implementing regulations
from its permitting regulations. The
Corps will instead follow the ACHP’s
NHPA implementing regulations,
relying on the flexibility in those
regulations. The Corps is also proposing
to make conforming changes to its
nationwide permit program regulations.
Amendments to the Revised Definition
of ‘‘Waters of the United States’’. RIN:
0710–AB55
In April 2020, the EPA and the
Department of the Army (‘‘the
agencies’’) published the Navigable
Waters Protection Rule that revised the
previously codified definition of
‘‘waters of the United States’’ (85 FR
22250, April 21, 2020). The Navigable
Waters Protection Rule was vacated by
courts. On January 18, 2023, the
agencies issued a final rule, ‘‘Revised
Definition of ’Waters of the United
States’’’ (88 FR 3004) which became
effective on March 20, 2023. On May 25,
2023, the U.S. Supreme Court issued its
decision in the case of Sackett v.
Environmental Protection Agency. In
light of this decision, the agencies are
interpreting the phrase waters of the
United States consistent with the
Supreme Court’s decision in Sackett.
The agencies are developing a rule to
amend the final ‘‘Revised Definition of
’Waters of the United States’’’ rule,
published in the Federal Register on
January 18, 2023, consistent with the
U.S. Supreme Court’s decision in
Sackett.
Rules That Address Military Family
Matters
Definitions of Gold Star Family and
Gold Star Survivor. RIN 0790–AL56
This rule implements section 626 of
the FY 2022 NDAA to define the terms
‘‘gold star family’’ and ‘‘gold star
survivor’’ for consistent use across all
military departments. The Defense
Department treats all surviving family
members equally and survivor benefits
are the same across the board unless
their Service member is killed or dies
from causes under dishonorable
conditions.
E:\FR\FM\09FEP2.SGM
09FEP2
9328
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
DOD—OFFICE OF THE SECRETARY
(OS)
Proposed Rule Stage
ddrumheller on DSK120RN23PROD with PROPOSALS2
19. Cybersecurity Maturity Model
Certification (CMMC) Program [0790–
AL49]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 5 U.S.C. 301; Pub. L.
116–92, sec. 1648
CFR Citation: 32 CFR 170.
Legal Deadline: None.
Abstract: DoD is proposing to
implement the Cybersecurity Maturity
Model Certification (CMMC)
Framework, to help assess a Defense
Industrial Base (DIB) contractor’s
compliance with implementation of
cybersecurity requirements to safeguard
Federal Contract Information (FCI) and
Controlled Unclassified Information
(CUI) transiting non-federal systems to
help mitigate the treats posed by
Advanced Persistent Threats—
adversaries with sophisticated levels of
expertise and significant resources.
Office of the DoD CIO/CMMC
Program Management Office plans to
host a public meeting on the 32 CFR
CMMC Program proposed rule after it is
published in the Federal Register for
public review and comment.
Statement of Need: CMMC is
designed to provide increased assurance
to the DoD that a DIB contractor can
adequately protect sensitive unclassified
information (i.e., FCI and CUI) at a level
commensurate with the risk, and
accounting for necessary information
flow down to its subcontractors in a
multi-tier supply chain.
Summary of Legal Basis: 5 U.S.C. 301
authorizes the head of an Executive
department or military department to
prescribe regulations for the government
of his or her department, the conduct of
its employees, the distribution and
performance of its business, and the
custody, use, and preservation of its
records, papers, and property.
41 U.S.C 1303; Public Law 116–92,
sec. 1648 directs the Secretary of
Defense to develop a consistent,
comprehensive framework to enhance
cybersecurity for the U.S. defense
industrial base. Developing the CMMC
Program was as an important first step
toward meeting these requirements. *
Alternatives: DoD considered and
adopted several alternatives during the
development of this rule that reduce the
burden on the DIB community and still
meet the objectives of the rule. These
alternatives include: (1) maintaining
status quo, leveraging only the current
requirements implemented in DFARS
provision 252.204–7019 and DFARS
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
clause 252.204–7020 requiring DIB
contractors and offerors to self-assess
utilizing the DoD Assessment
Methodology and entering a Basic
Summary Score; (2) revising CMMC to
reduce the burden for small businesses
and contractors who do not process,
store or transmit critical CUI by
eliminating the requirement to hire a
C3PAO and instead allow selfassessment with affirmation to maintain
compliance at CMMC Level 1, and
allowing triennial self-assessment with
annual affirmation to maintain
compliance for some CMMC Level 2
programs; (3) exempting contracts and
orders exclusively for the acquisition of
commercially available off-the-shelf
items; and, (4) implementing a phased
implementation for CMMC.
In addition, the Department took into
consideration the timing of the
requirement to achieve a specified
CMMC level: (1) at time of proposal or
offer submission, (2) after contract
award, (3) at the time of contract award,
or (4) permitting government program
managers to seek approval to waive
inclusion of a CMMC requirement in a
solicitation, subject to DoD internal
policies, procedures, and waiver
approval requirements.
Anticipated Cost and Benefits: The
theft of intellectual property and
sensitive information, including FCI and
CUI, from all U.S. industrial sectors due
to malicious cyber activity threatens
U.S. economic and national security.
The Council of Economic Advisors
estimates that malicious cyber activity
cost the U.S. economy between $57
billion and $109 billion in 2016. By
incorporating heightened cybersecurity
standards into acquisition programs, the
CMMC Program provides the
Department assurance that contractors
and subcontractors are meeting DoD’s
cybersecurity requirements and
provides a key mechanism to adapt to
an evolving threat landscape.
Risks: The aggregate loss of
intellectual property and certain
unclassified information from the DoD
supply chain can undercut U.S.
technical advantages and innovation, as
well as significantly increase risk to
national security.
Timetable:
Action
Date
NPRM ..................
FR Cite
11/00/23
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
Agency Contact: Diane L. Knight,
Senior Management and Program
PO 00000
Frm 00038
Fmt 4701
Sfmt 4702
Analyst, Department of Defense, Office
of the Secretary, 4800 Mark Center
Drive, Suite 12E08, Alexandria, VA
22350, Phone: 202 770–9100, Email:
diane.l.knight10.civ@mail.mil.
RIN: 0790–AL49
DOD—OS
Final Rule Stage
20. Department of Defense (DOD)Defense Industrial Base (DIB)
Cybersecurity (CS) Activities [0790–
AK86]
Priority: Other Significant.
Legal Authority: 10 U.S.C. 391; 10
U.S.C. 2224; 44 U.S.C. 3541; 10 U.S.C.
393
CFR Citation: 32 CFR 236.
Legal Deadline: None.
Abstract: The DIB CS Program
currently provides cyber threat
information to cleared defense
contractors. Proposed revisions would
allow all defense contractors who
process, store, develop, or transit DoD
controlled unclassified information to
be eligible for the program and to
receive cyber threat information.
Expanding participation will allow a
broader community of defense
contractors to participate in the DIB CS
Program and is in alignment with the
National Defense Strategy.
Statement of Need: The unauthorized
access and compromise of DoD
unclassified information and operations
poses an imminent threat to U.S.
national security and economic security
interests and contractors are being
targeted on a daily basis. Many of these
contractors are small and medium size
contractors that can benefit from
partnering with DoD to enhance and
supplement their cybersecurity
capabilities.
Summary of Legal Basis: This revised
regulation supports the
Administration’s effort to promote
public-private cyber collaboration by
expanding eligibility for the DIB CS
voluntary cyber threat information
sharing program to all defense
contractors contractors who process,
store, develop, or transmit DoD
controlled unclassified information.
This regulation aligns with DoD’s
statutory responsibilities for
cybersecurity engagement with those
contractors supporting the Department.
Alternatives: (1) No action alternative:
Maintain status quo with the ongoing
voluntary cybersecurity program for
cleared contractors. (2) Next best
alternative: DoD posts generic cyber
threat information and cybersecurity
best practices on a public accessible
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
website without directly engaging
participating companies.
Anticipated Cost and Benefits:
Participation in the voluntary DIB CS
Program enables DoD contractors to
access Government Furnished
Information and collaborate with the
DoD Cyber Crime Center (DC3) to better
respond to and mitigate cyber threats. In
order to join the DIB CS Program, there
is an initial labor burden to apply to the
program and provide point of contact
information which is estimated to take
20 minutes per company. In addition,
there is a cost for defense contractors to
voluntarily share cyber indicator
information. DoD estimates that each
response will take a respondent two
hours to complete. The costs are under
review as part of 0704–0489 and 0704–
0490. For DIB participants, this program
provides cyber threat information and
technical assistance through analyst-toanalyst exchanges, mitigation and
remediation strategies, and
cybersecurity best practices in a
collaborative environment for
participating companies.
Risks: Threats to unclassified
information systems represent a risk of
compromise of DoD information and
mission. This threat is particularly acute
for small and medium size companies
with less mature cybersecurity
capabilities. Through collaboration with
DoD and the sharing with other
contractors in the DIB CS Program,
defense contractors will be better
prepared to mitigate the cyber risk they
face today and in the future.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
05/03/23
06/20/23
I
04/00/24
88 FR 27832
Legal Deadline: Final, Statutory,
December 27, 2022, Sec. 626 of the
NDAA 2022 (Pub. L. 117–81). Section
626 of the NDAA 2022 (Pub, L. 117–81)
requires publication of an interim final
rule no later than one year after the date
of the enactment of this Act.
Abstract: This rule implements
section 626 of the National Defense
Authorization Act for Fiscal Year 2022
(Pub. L. 117–81) to establish standard
definitions, for use across the military
departments, of the terms ‘‘gold star
family’’ and ‘‘gold star survivor.’’
Statement of Need: The objective of
the rule is to establish standard
definitions, for use across the military
departments, of the terms gold star
family and gold star survivor.
Summary of Legal Basis: This rule is
proposed under the authorities of
section 626(c) of Public Law 117–81, FY
2022 NDAA.
Alternatives: The alternative is to take
no action.
Anticipated Cost and Benefits: The
cost to publish this new rule and update
the Defense Department’s policies is
estimated at $900,000. This includes the
public’s time to review the proposed
rule and resources needed to respond to
any public comments, publish the
interim rule, revise policies, and
possibly revamp the Navy and Coast
Guard’s long-term case management
programs.
Risks: This action does not reduce
risks to public health, safety, or the
environment, or effect other risks within
the jurisdiction of the Defense
Department.
Timetable:
I
Action
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal.
Agency Contact: Ms. Stacy Bostjanick,
Director of CMMC, Department of
Defense, Office of the Secretary, 1550
Cystal Drive, Suite 1000–A, Arlington,
VA 22202, Phone: 703 604–3167, Email:
osd.dibcsia@mail.mil.
RIN: 0790–AK86
DOD—08
21. Definitions of Gold Star Family and
Gold Star Survivor [0790–AL56]
Date
Interim Final Rule
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Lisiane Valentine,
Department of Defense, Office of the
Secretary, 4000 Defense Pentagon, Room
1C546, Washington, DC 20301, Phone:
571 372–5319, Email:
lisiane.m.valentine.civ@mail.mil
RIN: 0790–AL56
Priority: Other Significant.
Legal Authority: Pub. L. 117–81
CFR Citation: 32 CFR 46.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
FR Cite
PO 00000
Frm 00039
Fmt 4701
Sfmt 4702
9329
DOD—OS
Long-Term Actions
22. Nondiscrimination on the Basis of
Disability in Programs or Activities
Assisted or Conducted by the DOD and
in Equal Access to Information and
Communication Technology Used by
DOD [0790–AJ04]
Priority: Other Significant.
CFR Citation: 32 CFR 56.
Abstract: The Department of Defense
(DoD) is finalizing revisions to
implement Section 504 of the
Rehabilitation Act of 1973, which
prohibits discrimination on the basis of
disability in programs or activities
receiving Federal financial assistance
from DoD and those programs or
activities conducted by DoD. The
regulation also implements section 508
of the Rehabilitation Act, which
requires DoD make its electronic and
information technology accessible to
individuals with disabilities.
Additionally, the regulation implements
the Architectural Barriers Act of 1968,
which requires that DoD make facilities
accessible to individuals with
disabilities. Finally, the regulation
updates the complaint resolution and
enforcement procedures pursuant to
section 504 and the complaint
resolution and enforcement procedures
pursuant to section 508.
Statement of Need: Finalization of
this Department-wide rule will clarify
the longstanding policy of the
Department. It will modernize the
Department’s practices in addressing
issues of discrimination. This rule
amends the Department’s prior
regulation to include updated
accessibility standards for recipients of
Federal financial assistance to be more
user-friendly and to support individuals
with disabilities. This update
incorporates the directive of Executive
Order 14035, Diversity, Equity,
Inclusion, and Accessibility in the
Federal Workforce by defining,
clarifying, advancing accessibility
throughout DoD programs and activities.
Summary of Legal Basis: Title 28,
Code of Federal Regulations, part 41,
implementing Executive Order 12250,
assigns the DOJ responsibility to
coordinate implementation of section
504 of the Rehabilitation Act.
This rule is being finalized under the
authorities of title 29, U.S.C., chapter
16, subchapter V, sections 794 through
794d, codifying legislation prohibiting
discrimination on the basis of disability
under any program or activity receiving
Federal financial assistance or under
any program or activity conducted by
any Federal agency, including
E:\FR\FM\09FEP2.SGM
09FEP2
9330
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
provisions establishing the United
States Access Board and requiring
Federal agencies to ensure that
information and communication
technology is accessible to and usable
by individuals with disabilities.
Alternatives: The Department
considered taking no new action and
continuing to rely on the existing
regulation. The Department considered
issuing sub-regulatory guidance to
clarify existing regulation. Both options
were rejected because of the need to
update and clarify the Department’s
obligations pursuant to section 504 and
section 508 of the Rehabilitation Act of
1973, as amended.
Anticipated Cost and Benefits: TBD.
Risks: Without this final rule, the
Department’s current regulation is
inconsistent with current Federal
statutes and regulations, as well as
developments in Supreme Court
jurisprudence, regarding unlawful
discrimination on the basis of disability.
Consistent with congressional intent,
the provisions in the final rule are
consistent with the nondiscrimination
provisions in DOJ regulations
implementing title II of the ADA
Amendments Act (applicable to state
and local government entities).
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
07/16/20
09/14/20
I
11/00/24
85 FR 43168
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Dr. Lisa Arfaa,
Department of Defense, Office of the
Secretary, 9999 Joint Staff Pentagon,
Washington, DC 20318, Phone: 703 692–
6878, Email: lisa.l.arfaa.civ@mail.mil.
RIN: 0790–AJ04
DOD—DEFENSE ACQUISITION
REGULATIONS COUNCIL (DARC)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Proposed Rule Stage
23. Assessing Contractor
Implementation of Cybersecurity
Requirements (DFARS Case 2019–D041)
[0750–AK81]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 41 U.S.C. 1303; Pub.
L. 116–92, sec. 1648
CFR Citation: 48 CFR 204; 48 CFR
212; 48 CFR 217; 48 CFR 252.
Legal Deadline: None.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Abstract: DoD is amending an interim
rule to implement the CMMC
framework 2.0 in order to protect
against the theft of intellectual property
and sensitive information from the
Defense Industrial Base (DIB) sector.
The CMMC framework, as defined in
Title 32 of the Code of Federal
Regulations (CFR), assesses compliance
with applicable information security
requirements. This rule provides the
Department with assurances that a DIB
contractor can adequately protect
sensitive unclassified information at a
level commensurate with the risk,
accounting for information flow down
to its subcontractors in a multi-tier
supply chain.
Statement of Need: The purpose of
this DFARS rule is to ensure that
Defense Industrial Base (DIB)
contractors will adequately protect
sensitive unclassified information at a
level commensurate with the risk,
accounting for information flow down
to its subcontractors in a multi-tier
supply chain.
Summary of Legal Basis: This rule is
being implemented under the authority
of 41 U.S.C. 1303 and section 1648 of
the National Defense Authorization Act
for Fiscal Year (FY) 2020 (Pub. L. 116–
92). The USD (A&S) has the authority
and responsibility for promulgating DoD
procurement rules under the OFPP
statute, codified at title 41 of the U.S.
Code. Section 1648 of the National
Defense Authorization Act for Fiscal
Year 2020 (Pub. L. 116–92) directs the
Secretary of Defense to develop a riskbased cybersecurity framework for the
DIB sector, such as CMMC, as the basis
for a mandatory DoD standard.
Alternatives: DoD considered and
adopted several alternatives during the
development of the interim rule that
reduced the burden on small entities
and still meet the objectives of the rule.
DoD will consider similar alternatives
for the amendment rule. One alternative
considered includes exempting
contracts and orders exclusively for the
acquisition of commercially available
off-the-shelf items.
Anticipated Cost and Benefits: The
annualized value of costs beginning in
fiscal year 2021 (calculated in
perpetuity in 2016 dollars at a 7 percent
discount rate) associated with
implementing the CMMC Framework in
the published interim rule is $4 billion.
The cost analysis for CMMC 2.0 is being
handled in the Title 32 CFR rule (RIN
0790–AL49). The primary benefit of this
rule is improving the protection of the
Department’s sensitive information and
reducing the threat to DIB sector
intellectual property by:
PO 00000
Frm 00040
Fmt 4701
Sfmt 4702
• Enabling assessments at the entitylevel of contractor implementation of
cyber security processes and practices
that should already be in place;
• Requiring comprehensive
implementation of cybersecurity
requirements rather than plans of action
to accomplish implementation;
• Verifying DIB sector contractor and
subcontractor cybersecurity postures;
and
• Reducing duplicative or repetitive
assessments of our industry partners
through standardization.
Risks: The theft of intellectual
property and sensitive information from
all U.S. industrial sectors due to
malicious cyber activity threatens
economic security and national security.
Malicious cyber actors have and
continue to target the DIB sector and the
supply chain of the Department of
Defense. These attacks not only focus on
the large prime contractors, but also
target subcontractors that make up the
lower tiers of the DoD supply chain.
Many of these subcontractors are small
entities that provide critical support and
innovation. The aggregate loss of
intellectual property and certain
unclassified information from the DoD
supply chain can undercut U.S.
technical advantages and innovation, as
well as significantly increase risk to
national security.
Timetable:
Action
Date
Interim Final Rule ...
09/29/20
Interim Final Rule
Effective.
NPRM .....................
11/30/20
FR Cite
85 FR
48513
03/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
Public Compliance Cost: Base Year for
Dollar Estimates: $2,021.
Agency Contact: Jennifer D. Johnson,
Office of the Under Secretary of Defense
for Acquisition and Sustainment,
Department of Defense, Defense
Acquisition Regulations Council,
Defense Pricing and Contracting,
Defense Acquisition Regulations
System, Room 3B938, 3060 Pentagon,
Washington, DC 20301–3060, Phone:
703 717–8226, Email:
jennifer.d.johnson1.civ@mail.mil.
Related RIN: Split from 0750–AL68,
Related to 0790–AL49
RIN: 0750–AK81
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
DOD—DARC
Action
24. Modification of Prize Authority for
Advanced Technology Achievements
(DFARS Case 2022–D014) [0750–AL65]
Priority: Other Significant.
Legal Authority: 41 U.S.C. 1303; 10
U.S.C. 4025; Pub. L. 117–81, sec. 822
CFR Citation: 48 CFR 235.
Legal Deadline: None.
Abstract: DoD is proposing to amend
the Defense Federal Acquisition
Regulation Supplement to implement
section 822 of the National Defense
Authorization Act for Fiscal Year 2022,
which revises 10 U.S.C. 2374a,
redesignated as 10 U.S.C. 4025,
regarding the award of prizes for
advanced technology achievement to:
(1) authorize the award of procurement
contracts and other agreements ‘‘as in
other type of prize’’ (as in other than
cash prizes); (2) permit the award of
prizes, including procurement contracts
and other agreements, in excess of
$10,000,000 with the approval of the
Under Secretary of Defense for Research
and Engineering; and (3) require DoD
provide Congress with notice of an
award of a procurement contract or
other agreement under this program that
exceeds $10 million.
Statement of Need: This rule is
necessary to implement section 822 of
the National Defense Authorization Act
for Fiscal Year 2022 (Pub. L. 117–81).
Section 822 revises 10 U.S.C. 2374a,
redesignated as 10 U.S.C. 4025,
regarding the award of prizes for
advanced technology achievement to:
(1) authorize the award of procurement
contracts and other agreements as an
other type of prize (as in other than cash
prizes); (2) permit the award of prizes,
including procurement contracts and
other agreements, in excess of
$10,000,000 with the approval of the
Under Secretary of Defense for Research
and Engineering; and (3) require DoD
provide Congress with notice of an
award of a procurement contract or
other agreement under this program that
exceeds $10 million.
Summary of Legal Basis: The legal
basis for this rule is 41 U.S.C. 1303 and
section 822 of Public Law 117–81.
Alternatives: There are no alternatives
that would meet the requirements of
section 822 of Public Law 117–81.
Anticipated Cost and Benefits: This
rule will help to expand the Defense
Industrial Base, thereby increasing
competition for future DoD contracts.
Risks: The difficulty of accessing
advanced technologies creates a risk for
DoD with regard to finding solutions
and obtaining products and services that
meet the Department’s needs.
Timetable:
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Date
NPRM ..................
FR Cite
05/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal.
Agency Contact: Jennifer D. Johnson,
Office of the Under Secretary of Defense
for Acquisition and Sustainment,
Department of Defense, Defense
Acquisition Regulations Council,
Defense Pricing and Contracting,
Defense Acquisition Regulations
System, Room 3B938, 3060 Pentagon,
Washington, DC 20301–3060, Phone:
703 717–8226, Email:
jennifer.d.johnson1.civ@mail.mil.
RIN: 0750–AL65
DOD—DARC
Final Rule Stage
25. Past Performance of Subcontractors
and Joint Venture Partners (DFARS
Case 2018–D055) [0750–AK16]
Priority: Other Significant.
Legal Authority: 41 U.S.C. 1303; Pub.
L. 115–232, sec. 823
CFR Citation: 48 CFR 215; 48 CFR
236; 48 CFR 242; 48 CFR 252.
Legal Deadline: Final, Statutory,
February 9, 2019, 180 days after
enactment.
Abstract: DoD is issuing a final rule to
amend the Defense Federal Acquisition
Regulation Supplement (DFARS) to
implement section 823 of the National
Defense Authorization Act for Fiscal
Year 2019, which establishes a
requirement for use of the best available
information regarding past performance
of subcontractors and joint venture
partners when awarding DoD
construction and architect-engineer
(A&E) contracts. Section 823 requires
annual performance evaluations for
first-tier subcontractors and individual
partners of joint venture construction
and A&E contracts valued at either
$750,000 or more, or 20 percent of the
value of the prime contract (whichever
is higher), in accordance with specified
conditions. In addition, processes for
exceptions from the annual evaluation
requirement will be established for
construction and A&E contracts where
submission of annual evaluations would
not provide the best representation of
the performance of a contractor,
including subcontractors and joint
venture partners under specified
conditions. This rule will amend
DFARS part 242 to incorporate these
new requirements and processes.
Statement of Need: This rule is
necessary to implement section 823 of
PO 00000
Frm 00041
Fmt 4701
Sfmt 4702
9331
the National Defense Authorization Act
for Fiscal Year 2019 (Pub. L. 115–232),
which establishes a requirement for use
of the best available information
regarding past performance of
subcontractors and joint venture
partners when awarding DoD
construction and architect-engineer
contracts. Section 823 requires annual
performance evaluations for first-tier
subcontractors and individual parties to
joint ventures performing construction
and architect-engineer contracts valued
at either $750,000 or more, or 20 percent
of the value of the prime contract
(whichever is higher), in accordance
with specified conditions. In addition,
processes for exceptions from the
annual evaluation requirement will be
established for construction and
architect-engineer contracts where
submission of annual evaluations would
not provide the best representation of
the performance of a contractor,
including subcontractors and joint
venture partners under specified
conditions.
Summary of Legal Basis: The legal
basis for this rule is 41 U.S.C. 1303 and
section 823 of Public Law 115–232.
Alternatives: There are no alternatives
that would meet the requirements of
section 823 of Public Law 115–232.
Anticipated Cost and Benefits: This
rule will make it easier for
subcontractors and individual parties to
joint ventures to establish a record of
their past performance. These entities
will be able to take credit for the work
they performed on contracts and
subcontracts, which will help them be
more competitive when bidding on
future DoD contracts. This will help
increase competition for DoD contracts.
Risks: Due to the difficulty of
establishing a record of past
performance on DoD contracts, there is
a risk of reduced competitiveness for
subcontractors and individual parties to
joint ventures.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
05/20/21
07/19/21
FR Cite
86 FR 27358
07/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
Agency Contact: Jennifer D. Johnson,
Office of the Under Secretary of Defense
for Acquisition and Sustainment,
Department of Defense, Defense
Acquisition Regulations Council,
Defense Pricing and Contracting,
E:\FR\FM\09FEP2.SGM
09FEP2
9332
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Risks: The continuous protection of a
contractor’s SBIR/STTR data while
actively pursuing or commercializing its
technology with the Federal
Government, provides a significant
incentive for innovative small
businesses to participate in these
programs.
Timetable:
Defense Acquisition Regulations
System, Room 3B938, 3060 Pentagon,
Washington, DC 20301–3060, Phone:
703 717–8226, Email:
jennifer.d.johnson1.civ@mail.mil.
RIN: 0750–AK16
DOD—DARC
ddrumheller on DSK120RN23PROD with PROPOSALS2
26. Small Business Innovation Research
Program Data Rights (DFARS Case
2019–D043) [0750–AK84]
Priority: Other Significant.
Legal Authority: 41 U.S.C. 1303
CFR Citation: 48 CFR 227; 48 CFR
252.
Legal Deadline: None.
Abstract: DoD is issuing a final rule to
amend the Defense Federal Acquisition
Regulation Supplement (DFARS) to
implement changes related to data rights
in the Small Business Administration’s
Policy Directive for the Small Business
Innovation Research (SBIR) Program,
published in the Federal Register on
April 2, 2019 (84 FR 12794). The final
SBA Policy Directive includes several
revisions to clarify data rights, which
require corresponding revisions to the
DFARS.
Statement of Need: This rule is
necessary to implement the Small
Business Administration (SBA) policies
related to data rights in the Small
Business Innovation Research (SBIR)
Program and Small Business
Technology Transfer (STTR) Program
Policy Directive, published in the
Federal Register on April 2, 2019 (84 FR
12794). The final SBA Policy Directive
includes several revisions to clarify data
rights, which require corresponding
revisions to the DFARS.
Summary of Legal Basis: The legal
basis for this rule is 15 U.S.C. 638,
which provides the authorization,
policy, and framework for SBIR/STTR
programs.
Alternatives: There are no alternatives
that would meet the stated objective of
this rule.
Anticipated Cost and Benefits: While
specific costs and savings have not been
quantified, this rule is expected to have
significant benefit for small businesses
participating in the DoD SBIR and STTR
programs. SBIR and STTR enable small
businesses to explore their technological
potential and provide the incentive to
profit from its commercialization. By
including qualified small businesses in
the nation’s research and development
arena, high-tech innovation is
stimulated, and the United States gains
entrepreneurial spirit as it meets its
specific research and development
needs.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Action
Date
ANPRM ...............
Correction ............
ANPRM Comment
Period End.
Comment Period
Extended.
ANPRM Comment
Period End.
NPRM ..................
Correction ............
Comment Period
Extended.
NPRM Comment
Period End.
NPRM Comment
Period End.
Final Action .........
FR Cite
08/31/20
09/21/20
10/30/20
85 FR 53758
85 FR 59258
12/04/20
85 FR 78300
01/31/21
12/19/22
12/23/22
02/14/23
87 FR 77680
87 FR 78911
88 FR 9420
02/17/23
03/20/23
02/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Agency Contact: Jennifer D. Johnson,
Office of the Under Secretary of Defense
for Acquisition and Sustainment,
Department of Defense, Defense
Acquisition Regulations Council,
Defense Pricing and Contracting,
Defense Acquisition Regulations
System, Room 3B938, 3060 Pentagon,
Washington, DC 20301–3060, Phone:
703 717–8226, Email:
jennifer.d.johnson1.civ@mail.mil.
RIN: 0750–AK84
DOD—DARC
27. DFARS Buy American Act
Requirements (DFARS Case 2022–D019)
[0750–AL74]
Priority: Other Significant.
Legal Authority: 41 U.S.C. 1303
CFR Citation: 48 CFR 225; 48 CFR
252.
Legal Deadline: None.
Abstract: DoD is issuing a final rule
amending the Defense Federal
Acquisition Regulation Supplement
(DFARS) to implement the requirements
of Executive Order 14005, Ensuring the
Future Is Made in All of America by All
of America’s Workers. Changes to the
Federal Acquisition Regulation (FAR)
are being made via RIN 9000–AO22
(FAR Case 2021–008, Amendments to
the FAR Buy American Act
Requirements). This rule makes
conforming changes to the DFARS.
PO 00000
Frm 00042
Fmt 4701
Sfmt 4702
Statement of Need: This rule is
necessary to implement Executive Order
14005, Ensuring the Future Is Made in
All of America by All of America’s
Workers, which increases the required
percentage of domestic content for end
products and construction material.
Changes to the Federal Acquisition
Regulation (FAR) are being made via
RIN 9000–AO22 (FAR Case 2021–008,
Amendments to the FAR Buy American
Act Requirements). This rule proposes
conforming changes to the DFARS.
Summary of Legal Basis: The legal
basis for this rule is 41 U.S.C. 1303 and
Executive Order 14005, Ensuring the
Future Is Made in All of America by All
of America’s Workers.
Alternatives: There are no alternatives
that would meet the requirements of
Executive Order 14005.
Anticipated Cost and Benefits: This
rule increases the percentage for use in
the domestic content text applied to
offers of end products and construction
materials to determine domestic or
foreign origin. The rule will strengthen
domestic preferences under the Buy
American statute. It is expected that this
rule will benefit large and small U.S.
manufacturers supplying domestic end
products and materials.
Risks: There is a risk that U.S.
manufacturers would experience a
competitive disadvantage without the
increase in the required domestic
content.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
06/09/23
08/08/23
FR Cite
88 FR 37942
12/00/23
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Agency Contact: Jennifer D. Johnson,
Office of the Under Secretary of Defense
for Acquisition and Sustainment,
Department of Defense, Defense
Acquisition Regulations Council,
Defense Pricing and Contracting,
Defense Acquisition Regulations
System, Room 3B938, 3060 Pentagon,
Washington, DC 20301–3060, Phone:
703 717–8226, Email:
jennifer.d.johnson1.civ@mail.mil.
RIN: 0750–AL74
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
DOD—U.S. ARMY CORPS OF
ENGINEERS (COE)
Proposed Rule Stage
ddrumheller on DSK120RN23PROD with PROPOSALS2
28. Policy and Procedures for
Processing Requests To Alter U.S. Army
Corps of Engineers Civil Works Projects
Pursuant to 33 U.S.C. 408 [0710–AB22]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 408
CFR Citation: 33 CFR 350.
Legal Deadline: None.
Abstract: Where a party other than the
U.S. Army Corps of Engineers (Corps)
seeks to use or alter a Civil Works
project that the Corps constructed, the
proposed use or alteration is subject to
the prior approval of the Corps. Some
examples of such alterations include an
improvement to the project; relocation
of part of the project; or installing
utilities or other non-project features.
This requirement was established in
section 14 of the Rivers and Harbors Act
of 1899 and is codified at 33 U.S.C. 408
(section 408). Section 408 provides that
the Corps may grant permission for
another party to alter a Civil Works
project upon a determination that the
alteration proposed will not be injurious
to the public interest and will not
impair the usefulness of the Civil Works
project. The Corps is proposing to
convert its policy that governs the
section 408 program to a binding
regulation. This policy, Engineer
Circular 1165–2–220, Policy and
Procedural Guidance for Processing
Requests to Alter U.S. Army Corps of
Engineers Civil Works Projects Pursuant
to 33 U.S.C. 408, was issued in
September 2018.
The Corps conducted six virtual
listening sessions in the summer of 2022
to solicit feedback on the Section 408
program from Section 408 applicants
and Non-federal partners. The feedback
was helpful to understanding the
challenges, best practices, and future
opportunities with the Section 408
program and helped inform
development of the proposed rule.
Additional sessions will be conducted
once the draft rule is published in the
Federal Register. The Corps will widely
publicize the dates and times of the
additional listening sessions to Section
408 applicants, non-federal sponsors
and partners by posting on Corps
websites (the Corps HQ website can be
found here: https://
www.usace.army.mil/Missions/CivilWorks/Section408/) and utilize existing
email distribution lists of interested
parties.
Statement of Need: Through the Civil
Works program, the U.S. Army Corps of
Engineers (Corps), in partnership with
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
stakeholders, has constructed many
Civil Works projects across the Nation’s
landscape. Given the widespread
locations of these projects, others
outside of the Corps sometimes want to
alter or occupy these projects or the
associated lands. Reasons for alterations
could include activities such as
improvements to the project; relocation
of part of the project; or installing
utilities or other non-project features. In
order to ensure that these projects
continue to provide their intended
benefits to the public, Congress
provided that any use or alteration of a
Civil Works project by another party is
subject to the prior approval of the
Corps. This requirement was established
in section 14 of the Rivers and Harbors
Act of 1899 and is codified at 33 U.S.C.
408 (section 408). Specifically, section
408 provides that the Corps may grant
permission for another party to alter a
Civil Works project upon a
determination that the alteration
proposed will not be injurious to the
public interest and will not impair the
usefulness of the Civil Works project.
The Corps is proposing to convert its
policy that governs the section 408
program to a binding regulation.
Engineer Circular 1165–2–220, Policy
and Procedural Guidance for Processing
Requests to Alter U.S. Army Corps of
Engineers Civil Works Projects Pursuant
to 33 U.S.C. 408 was issued in
September 2018.
Summary of Legal Basis: The Corps
operates the section 408 program under
33 U.S.C. 408.
Alternatives: The preferred alternative
is to conduct rulemaking to issue the
requirements governing the section 408
review process in the form of a binding
regulation. The current Corps policy
appears in an Engineer Circular that has
expired. The next best alternative would
involve issuing these requirements in
the form of an Engineer Regulation. That
alternative would not fulfill the intent of
the law because it would not be binding
on the regulated public.
Anticipated Cost and Benefits: The
proposed rule would reduce costs to the
regulated public by clarifying the
applicable requirements and providing
consistent implementation of these
requirements nationwide across the
Corps program. It is anticipated that a
form would be developed for
submission of requests which could
help to reduce the cost to prepare a
section 408 request.
Risks: The proposed action is not
anticipated to affect the risk to public
health, safety, or the environment. It
would outline the procedures the Corps
will follow when evaluating requests for
section 408 permissions. The Corps will
PO 00000
Frm 00043
Fmt 4701
Sfmt 4702
9333
comply with all statutory requirements
when reviewing requests.
Timetable:
Action
NPRM ..................
Date
FR Cite
01/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Virginia Rynk,
Department of Defense, U.S. Army
Corps of Engineers, Attn: CECW–EC,
441 G Street NW, Washington, DC
20314, Phone: 202 761–4741.
RIN: 0710–AB22
DOD–COE
29. Flood Control Cost-Sharing
Requirements Under the Ability To Pay
Provision [0710–AB34]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 33 U.S.C. 2213(m)
CFR Citation: 33 CFR 241.
Legal Deadline: None.
Abstract: Section 103(m) of the Water
Resources Development Act (WRDA) of
1986, as amended (33 U.S.C. 2213(m)),
authorizes the U.S. Army Corps of
Engineers (Corps) to reduce the nonFederal share of the cost of a study or
project for certain communities that are
not able financially to afford the
standard non-Federal cost-share. Part
241 of Title 33 in the Code of Federal
Regulations provides the criteria that
the Corps uses in making these
determinations where the primary
purpose of the study or project is flood
damage reduction. The proposed rule
would update this regulation, by
broadening its applicability to include
projects with other purposes (instead of
just flood damage reduction) and the
feasibility study of a project (instead of
just design and construction).
Statement of Need: The Corps will
conduct rulemaking to propose
amendments to the Corps’ regulations at
33 CFR part 241 for Corps projects. The
WRDA 2000 modified section 103(m) to
include the projects with the following
purposes: environmental protection and
restoration, flood control, navigation,
storm damage protection, shoreline
erosion, hurricane protection, and
recreation or an agricultural water
supply project which have not yet been
added to the regulation. It also included
the opportunity to cost share all phases
of a USACE project to also include
feasibility studies in addition to the
E:\FR\FM\09FEP2.SGM
09FEP2
9334
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
already covered design and
construction. This rule would update
the framework for determining whether
a project is eligible for consideration for
a reduction in the non-Federal cost
share based on ability to pay.
Summary of Legal Basis: 33 U.S.C.
2213(m).
Alternatives: The preferred alternative
is to conduct rulemaking to amend 33
CFR 241 by broadening the project
purposes for which the Corps could
reduce the non-Federal cost-share based
on ability to pay and by allowing such
a reduction for feasibility studies. The
next best alternative would be to
provide additional guidance instead of
amending the existing regulation. This
alternative could lead to confusion for
the regulated public.
Anticipated Cost and Benefits: The
proposed rule would add Corps
procedures on the ability to pay
provision allowing for consistent
implementation across the Corps and
clear understanding of the program and
its requirements by the regulated public.
Risks: The proposed action is not
anticipated to affect risk to public
health, safety, or the environment. It
would outline the procedures the Corps
will follow when evaluating the ability
to pay provision for cost-sharing with
the non-Federal sponsor.
Timetable:
Action
Date
NPRM ..................
FR Cite
01/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
Agency Contact: Amy Frantz, Program
Manager, Department of Defense, U.S.
Army Corps of Engineers, CECW–P, 441
G Street NW, Washington, DC 20314,
Phone: 202 761–0106, Email:
amy.k.frantz@usace.army.mil.
Related RIN: Previously reported as
0710–AA91
RIN: 0710–AB34
ddrumheller on DSK120RN23PROD with PROPOSALS2
DOD—COE
30. USACE Implementing Procedures
for Principles, Requirements, and
Guidelines Applicable to Actions
Involving Investment in Water
Resources [0710–AB41]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: sec. 2031 of Pub. L.
110–114
CFR Citation: Not Yet Determined.
Legal Deadline: None.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Abstract: Section 2031 of the Water
Resources Development Act of 2007
(Pub. L. 110–114) called for revisions to
the 1983 Principles and Guidelines for
Water and Land Related Resources
Implementation Studies, resulting in the
issuance of the Principles and
Requirements (P&R) guidance document
in March 2013 and the Interagency
Guidelines in December 2014, which
together comprise the Principles,
Requirements, and Guidelines (PR&G).
The PR&G are intended to provide a
common framework and policy
guidance for analyzing a diverse range
of water resources projects, programs,
activities, and related actions involving
Federal investment in water resources.
The U.S. Army Corps of Engineers
(Corps) plans to propose a regulation to
show how it would apply the PR&G to
the Corps’ civil works program and
authorities. In this proposed regulation,
the Corps intends to increase
consistency and compatibility in its
Federal water resources investment
decision making to include
considerations such as analyzing a
broader range of long-term costs and
benefits, enhancing collaboration,
including a more thorough and
transparent risk and uncertainty
analyses, and improving resilience for
dealing with emerging challenges,
including climate change.
The Department of the Army
completed an outreach strategy and
engagement effort through publication
of a Federal Register notice in June
2022 on the PR&G. This engagement
effort included an open docket for
submission of comments, a series of
virtual meetings with the public, and a
series of virtual meetings with Tribes to
solicit early input prior to embarking on
a rulemaking action on agency specific
procedures outlining how the Corps can
best meet the policy goals of PR&G. The
Corps will consider the input received
during these engagements to inform the
development of the proposed rule.
Statement of Need: The Corps is
developing implementing procedures
for the Principles, Requirements, and
Guidelines (PR&G) under section 110 of
the Water Resources Development Act
of 2020.
Summary of Legal Basis: Section 110
of the Water Resources Development
Act of 2020 provided for the Secretary
of the Army to issue agency specific
guidelines to implement the PR&G. Also
see section 2031 of Public Law 110–114.
Alternatives: The Corps could
implement PR&G with guidance rather
than through rulemaking; however, such
procedures would not be binding. As an
alternative, the Corps could seek to rely
solely on the PR&G documents to
PO 00000
Frm 00044
Fmt 4701
Sfmt 4702
implement PR&G in lieu of developing
its own procedures. This could result in
confusion and a lack of consistency for
the Corps as to how and when it would
apply the PR&G in the Civil Works
program. The Corps decided to conduct
this rulemaking to ensure the PR&G
implementing procedures are clear for
the Corps and the public as well as
binding.
Anticipated Cost and Benefits: As this
rulemaking is developing procedures for
the Corps to implement to ensure
compliance with the PR&G, there may
be some administrative costs incurred to
the Corps for implementation-related
training. There also would be benefits
that accrue to the public in some cases
in the form of improved outcomes in
Corps decisions related to proposed and
ongoing water resource development
projects.
Risks: The proposed action is not
anticipated to increase risk to public
health, safety, or the environment, but
could potentially help to reduce such
risks in some cases.
Timetable:
Action
NPRM ..................
Date
FR Cite
11/00/23
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Stacey M. Jensen,
Office of the Assistant Secretary of the
Army, Department of Defense, U.S.
Army Corps of Engineers, 108 Army
Pentagon, Washington, DC 22202,
Phone: 703 695–6791, Email:
stacey.m.jensen.civ@army.mil.
RIN: 0710–AB41
DOD—COE
31. Appendix C Procedures for the
Protection of Historic Properties [0710–
AB46]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 33 U.S.C. 401; 33
U.S.C. 1344; 33 U.S.C. 1413
CFR Citation: 33 CFR 325.
Legal Deadline: None.
Abstract: The U.S. Army Corps of
Engineers (Corps) considers the effects
of its actions on historic properties
pursuant to section 106 of the National
Historic Preservation Act (NHPA). The
Corps’ Regulatory Program’s regulations
for complying with the NHPA are
outlined at 33 CFR 325 appendix C.
Since these regulations were
promulgated in 1990, there have been
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
amendments to the NHPA and revisions
to the Advisory Council on Historic
Preservation’s (ACHP) regulations at 36
CFR part 800. In response, the Corps
issued interim guidance until
rulemaking could be completed in order
to ensure full compliance with the
NHPA and ACHP’s regulations. The
Corps proposes to revise its regulations
to conform to the ACHP regulations.
The Department of the Army
completed an outreach strategy and
engagement effort through publication
of a Federal Register notice in June
2022 to solicit comment on the best
approach to modernize Appendix C.
This engagement effort included an
open docket for submission of
comments, a series of virtual meetings
with the public, and a series of virtual
meetings with Tribes to solicit early
input prior to embarking on a
rulemaking action on Appendix C. The
input received from these efforts will
help inform this action.
Statement of Need: Appendix C
provides the implementing procedures
for the Regulatory Program’s compliance
with section 106 of the National Historic
Preservation Act. Rulemaking is
required to ensure the Regulatory
Program is compliant with the NHPA
and ACHP’s implementing regulations
at 36 CFR 800 for federal agency
compliance with Section 106. The
NHPA and the ACHP regulations have
been revised since Appendix C was
promulgated.
Summary of Legal Basis: Appendix C
was promulgated through an APA
rulemaking process intended to provide
compliance with section 106 of the
NHPA specific to the Regulatory
Program.
Alternatives: The preferred alternative
is to remove the Regulatory Program’s
implementing regulations (i.e.,
appendix C) from its permitting
regulations and instead follow the
ACHP’s NHPA implementing
regulations. Other alternatives
considered include retaining the current
appendix C, which does not reflect the
current versions of the NHPA or the
ACHP implementing regulations for
federal agencies or current Federal
policies regarding Tribal Nations.
Another alternative is to modify
Appendix C by incorporating changes
made since 1990 to the NHPA and the
ACHP implementing regulations.
Anticipated Cost and Benefits: As this
rulemaking action is implementing
procedures for the Corps to ensure
compliance with the NHPA, there may
be some administrative costs incurred to
the Corps for training. There would be
benefits accrued to the public in the
form of reduced confusion and
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
assurance of consideration of potential
adverse effects to historic properties and
items and areas of cultural/religious
significance.
Risks: The proposed action is not
anticipated to increase risk to public
health, safety, or the environment
because it outlines the procedures the
Corps will follow for implementing a
federal statutory requirement. The Corps
will comply with all statutory
requirements when reviewing permit
applications.
Timetable:
Action
Date
NPRM ..................
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
Federalism: Undetermined.
Agency Contact: Margaret GaffneySmith, Regulatory Program Manager,
Department of Defense, U.S. Army
Corps of Engineers, Attn: CECW–CO,
441 G Street NW, Washington, DC
20314, Phone: 202 761–4229.
RIN: 0710–AB46
DOD—COE
Final Rule Stage
32. Natural Disaster Procedures:
Preparedness, Response, and Recovery
Activities of the Corps of Engineers
[0710–AA78]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 701n
CFR Citation: 33 CFR 203.
Legal Deadline: None.
Abstract: The U.S. Army Corps of
Engineers (Corps) is finalizing an update
to the Federal regulation that covers the
procedures that the Corps uses under
section 5 of the Flood Control Act of
1941, as amended (33 U.S.C. 701n),
commonly referred to as Public Law 84–
99. The Corps relies on this program to
prepare for, respond to, and help
communities recover from a flood,
hurricane, or other natural disaster,
including the repair of damage to
eligible flood risk reduction
infrastructure. The Corps initiated this
rulemaking process through an
advanced notice of proposed
rulemaking (ANPRM) on February 13,
2015. The Corps published a notice of
proposed rulemaking (NPRM) on
November 15, 2022. The NPRM
included a summary of the comments to
the ANPRM. The NPRM proposed to
repeal the existing regulation and
replace it with a new regulation that
addresses statutory changes under
PO 00000
Frm 00045
Fmt 4701
Sfmt 4702
9335
various Water Resources Development
Act provisions, reflects lessons learned
over the past 20 years, and incorporates
agency policies now in guidance
relating to natural disaster procedures.
In 2015, the Corps published an
Advance Notice of Proposed Rule
Making (ANPR) in the Federal Register
for a 60 day public comment period on
policy revision concepts being
considered for 33 CFR part 203. The
Corps then published proposed
revisions to 33 CFR part 203 in the
Federal Register with a public comment
period from November 15, 2022 to
January 17, 2023. The Corps hosted nine
regional workshops in Kansas City, MO;
Fort Worth, TX; Seattle, WA;
Sacramento, CA; Chicago, IL; Rock
Island, IL; New Orleans, LA; and
Wilmington, NC; Concord, MA; and two
webinars to solicit input from interested
parties. The Corps also met with two
Tribal Nations for direct consultation
and input. The final rule will address
the input received by the Corps through
the comment and public engagement
process.
Statement of Need: Since the last
revision in 2003, significant disasters,
including Hurricane Katrina (2005),
Hurricane Sandy (2012), flooding on the
Mississippi and Missouri Rivers (2008,
2011, and 2013), and Hurricanes
Harvey, Irma, and Maria (2017) led to a
great understanding of the nature and
severity of risk associated with flood
and storm damage reduction projects. In
addition, the maturation of riskinformed decision making approaches
and technological advancements have
influenced the outlook on the
implementation of Public Law 84–99
activities, with a shift toward better
alignment with Corps Levee Safety and
National Flood Risk Management
Programs, as well as the National
Preparedness and Response
Frameworks. Through these programs,
the Corps works with non-Federal
sponsors and stakeholders to assess,
communicate, and manage the risks to
people, property, and the environment
associated with levee systems and flood
risks. Revisions to part 203 also would
implement certain statutes that
amended or otherwise affected Public
Law 84–99, as explained in the next
section.
Summary of Legal Basis: Public Law
84–99 authorizes an emergency fund to
be expended at the discretion of the
Chief of Engineers for preparation for
natural disasters, flood fighting, rescue
operations, repairing or restoring flood
control works, emergency protection of
federally authorized hurricane or shore
protection projects, and the repair and
restoration of federally authorized
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9336
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
hurricane and shore protection projects
damaged or destroyed by wind, wave, or
water of other than ordinary nature.
1. Subsection 3029(a) of the Water
Resources Reform and Development Act
of 2014 (WRRDA 2014) (Pub. L. 113–
121) authorized the Chief of Engineers,
under certain circumstances, to make
modifications to flood control and
hurricane or shore protections works
damaged during flood or coastal storms
events, as well as the authority to
implement nonstructural alternatives in
the repair and restoration of hurricane
or shore protection works.
2. Subsection 3029(b) of WRRDA 2014
authorized the Secretary of the Army to
undertake a review of implementation
of Public Law 84–99 to improve the
safety of affected communities to future
flooding and storm events; the
resiliency of water resources
development projects to future flooding
and storm events; the long-term costeffectiveness of water resources
development projects that provide flood
control and hurricane and storm damage
reduction benefits; and achieve certain
other policy goals and objectives.
3. Section 3011 of WRRDA 2014 states
that a levee system shall remain eligible
for rehabilitation assistance under
Public Law 84–99, as long as the system
sponsor continues to make satisfactory
progress, as determined by the Secretary
of the Army, on an approved system
wide improvement framework or letter
of intent.
4. Section 1176 of the Water
Resources Development Act of 2016
(WRDA 2016) (Pub. L. 114–322, title I)
provided an express definition of
nonstructural alternatives, as that term
is used in Public Law 84–99, and
authorized the Chief of Engineers, under
certain circumstances, to increase the
level of protection of flood control or
hurricane or shore protection works or
increase the capacity of a pumping
station when conducting repair or
restoration activities to such works
under Public Law 84–99.
Alternatives:
1. No rule update: Continue to
implement all changes through agency
guidance documents and agency
discretion.
2. Modify: Incorporate in the rule only
those changes related to changes in the
program that the Congress has mandated
in law.
3. Repeal and replace (Selected
Alternative): Incorporate and integrate
the current state of practice for flood
risk management principles and
concepts through the provision of
agency policy codified in a federal rule.
The intended benefit is to encourage
broader community flood risk
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
management activities, as undertaken by
non-Federal project sponsors. The rule
alternative also consolidates recent
Public Law 84–99 amendments into one
comprehensive rule, ensuring the public
understands how the Corps would
implement them.
Anticipated Cost and Benefits:
Overall, the purpose of the proposed
changes to this regulation is to improve
the effectiveness of Federal and local
investments to reduce flood risks in
both riverine and coastal settings. These
proposed changes take advantage of our
increased understanding of flood and
storm risks, moving from an assessment
of how the project is expected to
perform to a focus on a broader set of
actions to reduce risk to life, including
operations, maintenance, planning, and
execution actions to improve emergency
warning and evacuation and other
activities to improve the ability of
communities and individuals to
understand and manage project-related
risks. Informed by more detailed
understanding of risk for levee systems,
the Federal Government and nonFederal sponsors should be able to
apply the available resources to the risk
management activities that most
effectively reduce riverine flood risk
and avoid expenditures that have little
risk reduction benefit.
Risks: The rule would repeal and
replace the current 33 CFR 203 in order
to reflect the current state of practice for
flood risk management principles and
concepts. It would also amend and
clarify the current role of the Corps in
preparing for, and responding a natural
disaster, and in helping in the recovery
effort. The rule may also encourage
broader community flood risk
management activities, as undertaken by
non-Federal project sponsors.
Timetable:
Action
Date
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
02/13/15
04/14/15
80 FR 8014
11/15/22
02/16/23
87 FR 68386
02/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Willem Helms,
Department of Defense, U.S. Army
Corps of Engineers, CECW–HS, 441 G
Street NW, Washington, DC 20314,
Phone: 202 761–5909, Email:
willem.h.helms@usace.army.mil.
RIN: 0710–AA78
PO 00000
Frm 00046
Fmt 4701
Sfmt 4702
DOD—COE
Completed Actions
33. Credit Assistance for Water
Resources Infrastructure Projects
[0710–AB31]
Priority: Other Significant.
Legal Authority: Pub. L. 114–94; Pub.
L. 114–322; Pub. L. 115–270; 33 U.S.C.
3901
CFR Citation: 33 CFR 386.
Legal Deadline: None.
Abstract: The U.S. Army Corps of
Engineers (Corps) issued a final rule to
implement a new credit assistance
program for dam safety work at nonFederal dams. The program is
authorized under the Water
Infrastructure Finance and Innovation
Act of 2014 (WIFIA) and Division D,
title 1 of the Consolidated
Appropriations Act of 2020. WIFIA
authorizes the Corps to provide secured
(direct) loans and loan guarantees
(Federal Credit instruments) to eligible
water resources infrastructure projects
and to charge fees to recover all or a
portion of the Corps’ cost of providing
credit assistance and the costs of
conducting engineering reviews and
retaining expert firms, including
financial and legal services, to assist in
the underwriting and servicing of
Federal credit instruments. Projects will
be evaluated and selected by the
Secretary of the Army (the Secretary)
based on the requirements and the
criteria described in this rule.
Statement of Need: The Corps’ WIFIA
program is focused on providing Federal
loans, and potentially to also include
loan guarantees, to projects for
maintaining, upgrading, and repairing
dams identified in the National
Inventory of Dams owned by nonfederal entities. These loans will be
repaid with non-Federal funding.
Summary of Legal Basis: The Corps
WIFIA program was authorized under
subtitle C of title V of the Water
Resources Reform and Development Act
of 2014 (WRRDA 2014), which
authorizes the Corps to provide secured
(direct) loans, and potentially to also
include loan guarantees, to eligible
water resources infrastructure projects
(needed further authorization was
provided by Division D, title 1 of the
Consolidated Appropriations Act of
2020). The statute also authorizes the
Corps to charge fees to recover all or a
portion of the Corps’ cost of providing
credit assistance and the costs of
conducting engineering reviews and
retaining expert firms, including
financial and legal services, to assist in
the underwriting and servicing of
Federal credit instruments.
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
The Fiscal 2021 Consolidated
Appropriations Act, provided the Corps
WIFIA appropriations of $2.2M admin,
and $12M credit subsidy and a loan
volume limit of $950M. These
appropriated funds are limited to fund
projects focused on maintaining,
upgrading, and repairing dams
identified in the National Inventory of
Dams owned by non-federal entities,
essentially dams where the primary
owner is a state, local government,
public utility, or private owner.
Alternatives: The preferred alternative
would be to conduct proposed
rulemaking to implement a new credit
program for dam safety work at nonFederal dams in the form of a binding
regulation in compliance with the Water
Infrastructure Finance and Innovation
Act of 2014 (WIFIA) and Division D,
title 1 of the Consolidated
Appropriations Act of 2020. The next
best alternative would involve issuing
these implementing procedures in the
form of an Engineer Regulation. That
alternative would not fulfill the intent of
the law because it would not be binding
on the regulated public. The no action
alternative would be to not conduct
rulemaking which would not fulfill the
authorization provided by Congress.
Anticipated Cost and Benefits: The
rule adds Corps procedures to the CFR
on the implementation of a new credit
program for dam safety work at nonFederal dams to allow for consistent
implementation across the Corps and
clear understanding of the program and
its requirements by the regulated public.
The USACE will incur costs to
administer the loan program while
benefits are expected for the public in
the form of benefits from projects
enabled by WIFIA loans. WIFIA
compliance costs will likely include
costs associated with application and
transaction processing fees, which are
waived or reduced for small and
disadvantaged communities, obtaining a
credit rating letter, any consultant fees
(not required), completing applications,
reporting requirements, and record
keeping. These costs are not anticipated
to represent a significant economic
impact, especially given that
participation in the program is
voluntary.
Risks: The action is not anticipated to
increase risk to public health, safety, or
the environment because it outlines the
procedures the Corps will follow for
implementing a federal loan program.
The Corps will comply with all
statutory requirements when reviewing
requests.
Timetable:
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Final Action Effective.
FR Cite
06/10/22
08/09/22
87 FR 35473
05/22/23
06/21/23
88 FR 32661
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Aaron Snyder,
Department of Defense, U.S. Army
Corps of Engineers, 441 G Street NW,
Washington, DC 20314, Phone: 651 290–
5489, Email: aaron.m.snyder@
usace.army.mil.
Related RIN: Merged with 0710–AB32
RIN: 0710–AB31
DOD—COE
34. • Revised Definition of ‘‘Waters of
the United States’’; Conforming [0710–
AB55]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 1251 et seq.
CFR Citation: 40 CFR part 120; 33
CFR part 328.
Legal Deadline: None.
Abstract: On September 8, 2023, the
Environmental Protection Agency (EPA)
and the Department of the Army (the
agencies’’) finalized a rule to amend the
Code of Federal Regulations (CFR) to
conform the definition of ‘‘waters of the
United States’’ to a 2023 Supreme Court
decision. This conforming rule amends
the provisions of the agencies’
definition of ‘‘waters of the United
States’’ that are invalid under the
Supreme Court’s interpretation of the
Clean Water Act in the 2023 decision.
Statement of Need: In April 2020, the
EPA and the Department of the Army
(‘‘the agencies’’) published the
Navigable Waters Protection Rule that
revised the previously codified
definition of ‘‘waters of the United
States (85 FR 22250, April 21, 2020).
The Navigable Waters Protection Rule
was vacated by courts. On January 18,
2023, the agencies issued a final rule,
‘‘Revised Definition of ‘‘Waters of the
United States’ ’’ (88 FR 3004) which
became effective on March 20, 2023. On
May 25, 2023, the U.S. Supreme Court
issued its decision in the case of Sackett
v. Environmental Protection Agency. In
light of this decision, the agencies are
interpreting the phrase waters of the
United States consistent with the
Supreme Court’s decision in Sackett.
The agencies are developing a rule to
amend the final ‘‘Revised Definition of
‘Waters of the United States’ ’’ rule,
PO 00000
Frm 00047
Fmt 4701
Sfmt 4702
9337
published in the Federal Register on
January 18, 2023, consistent with the
U.S. Supreme Court’s decision in
Sackett.
Summary of Legal Basis: The Clean
Water Act (33 U.S.C. 1251 et seq.).
Alternatives: Please see EPA’s
alternatives. EPA is the lead for this
rulemaking action.
Anticipated Cost and Benefits: Please
see EPA’s statement of anticipated costs
and benefits. EPA is the lead for this
rulemaking action.
Risks: Please see EPA’s risks. EPA is
the lead for this rulemaking action.
Timetable:
Action
Final Action .........
Final Action Effective.
Date
09/08/23
09/08/23
FR Cite
88 FR 61964
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Stacey M. Jensen,
Office of the Assistant Secretary of the
Army, Department of Defense, U.S.
Army Corps of Engineers, 108 Army
Pentagon, Washington, DC 22202,
Phone: 703 695–6791, Email:
stacey.m.jensen.civ@army.mil.
Related RIN: Related to 2040–AG32
RIN: 0710–AB55
DOD—OFFICE OF ASSISTANT
SECRETARY FOR HEALTH AFFAIRS
(DODOASHA)
Final Rule Stage
35. TRICARE Coverage of Clinical
Trials and Termination of Expanded
Access Treatments [0720–AB83]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 10
U.S.C. ch 55
CFR Citation: 32 CFR 199.
Legal Deadline: None.
Abstract: The Department of Defense
is finalizing an interim final rule to
amend 32 CFR part 199 to include
coverage that was temporarily added for
National Institute of Allergy and
Infectious Disease-sponsored clinical
trials for the treatment or prevention of
COVID–19. This rule will also finalize
the temporary addition of the treatment
use of investigation drugs under U.S.
Food and Drug Administrationapproved expanded access programs for
the treatment of coronavirus disease
2019 (COVID–19) from the interim final
rule titled ‘‘TRICARE Coverage of
Certain Medical Benefits in Response to
the COVID–19 Pandemic’’ (32 CFR part
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9338
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
199, 0720–AB82), which published in
the Federal Register on September 3,
2020 (85 FR 54914–54924).
Statement of Need: This final rule is
required to finalize certain temporary
flexibilities enacted in interim final
rules published in 2020 in response to
the COVID–19 pandemic.
Pursuant to the President’s national
emergency declaration and as a result of
the worldwide COVID–19 pandemic,
the Assistant Secretary of Defense for
Health Affairs hereby temporarily
modified the regulation at 32 CFR
199.4(e)(26) to permit TRICARE
coverage for National Institute of
Allergy and Infectious Disease (NIAID)sponsored COVID–19 phase I, II, III, and
IV clinical trials for the treatment or
prevention of coronavirus disease 2019
(COVID–19). This provision supports
increased access to emerging therapies
for TRICARE beneficiaries.
Summary of Legal Basis: This rule is
issued under 10 U.S.C. 1073(a)(2) giving
authority and responsibility to the
Secretary of Defense to administer the
TRICARE program.
Alternatives:
(1) No action.
(2) The second alternative the DoD
considered was implementing a more
limited benefit change for COVID–19
patients by not covering phase I clinical
trials. Although this would have the
benefit of reimbursing only care that has
more established evidence in its favor,
this alternative is not preferred because
early access to treatments is critical for
TRICARE beneficiaries given the rapid
progression of the disease and the lack
of available approved treatments.
Anticipated Cost and Benefits: Any
cost to beneficiaries would be consistent
with existing costs under the TRICARE
Program (such as cost-shares and
copayments). Finalizing TRICARE
coverage of clinical trials will benefit
TRICARE beneficiaries by ensuring they
continue to have access to emerging
therapies in the safest setting possible.
In the interim final rule, DoD
estimated the total cost for TRICARE
participation in NIAID-sponsored
COVID–19 clinical trials would be
$3.2M for the duration of the national
emergency, with an additional $4.0M
for continued care for beneficiaries
enrolled in clinical trials prior to
termination of the national emergency.
There were several assumptions we
made in developing this estimate. The
duration of the COVID–19 national
emergency is uncertain; however, for
the purposes of this estimate, we
assumed the national emergency would
expire on September 30, 2021. As of the
drafting of the IFR, there were 27
NIAID-sponsored COVID–19 clinical
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
trials begun since the start of the
national emergency. We assumed 6.2
new trials every 30 days, for a total of
126 trials by September 2021. We
assumed, based on average trial
enrollment and that TRICARE
beneficiaries would participate in trials
at the same rate as the general
population, that 4,549 TRICARE
beneficiaries would participate through
September 2021. Each of the
assumptions in this estimate is highly
uncertain, and our estimate could be
higher or lower depending on real world
events (more or fewer trials, a longer or
shorter national emergency, and/or
higher or lower participation in clinical
trials by TRICARE beneficiaries).
Benefits: These changes expand the
therapies available to TRICARE
beneficiaries in settings that ensure
informed consent of the beneficiary, and
where the benefits of treatment
outweigh the potential risks.
Participation in clinical trials may
provide beneficiaries with benefits such
as reduced hospitalizations and/or use
of a mechanical ventilator. Although we
cannot estimate the value of avoiding
these outcomes quantitatively, the
potential long-term consequences of
serious COVID–19 illness, including
permanent cardiac or lung damage, are
not insignificant. Beneficiary access to
emerging therapies that reduce these
long-term consequences or even death
can be considered to be high-value for
those able to participate.
TRICARE providers will be positively
affected by being able to provide their
patients with a broader range of
treatment options. The general public
will benefit from an increased pool of
available participants for the
development of treatments and vaccines
for COVID–19, as well as the evidence
(favorable or otherwise) that results
from this participation.
Risks: None. This rule will not
directly affect the efficient functioning
of the economy or private markets.
However, increasing the pool of
available participants for clinical trials
may help speed the development of
treatments or vaccines for COVID–19.
Once effective treatments or vaccines for
COVID–19 exist, individuals are likely
to be more confident interacting in the
public sphere, resulting in a positive
impact on the economy and private
markets.
Timetable:
Action
Date
Interim Final Rule
Interim Final Rule
Effective.
PO 00000
Frm 00048
I
10/30/20
10/30/20
Fmt 4701
FR Cite
85 FR 68753
I
Sfmt 4702
Action
Interim Final Rule
Comment Period End.
Final Action .........
Date
FR Cite
11/30/20
I
02/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Additional Information: The interim
final rule was titled ‘‘TRICARE Coverage
of National Institute of Allergy and
Infectious Disease Coronavirus Disease
2019 Clinical Trials.’’ The final rule will
be titled ‘‘TRICARE Coverage of Clinical
Trials and Termination of Expanded
Access Treatments.’’
Agency Contact: Jennifer Stankovic,
Department of Defense, Office of
Assistant Secretary for Health Affairs,
16401 E Centretech Parkway, Aurora,
CO 80011–9066, Phone: 303 676–3742,
Email: jennifer.l.stankovic.civ@
health.mil.
Related RIN: Related to 0720–AB81,
Related to 0720–AB82
RIN: 0720–AB83
DOD—DODOASHA
36. Expanding TRICARE Access to Care
in Response to the COVID–19 Pandemic
[0720–AB85]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 10
U.S.C. ch. 55
CFR Citation: 32 CFR 199.
Legal Deadline: None.
Abstract: This rule finalizes an
interim final rule that amended 32 CFR
part 199 by: (1) adding freestanding End
Stage Renal Disease (ESRD) facilities as
a category of TRICARE-authorized
institutional provider and modifying the
reimbursement for such facilities; and
(2) temporarily adopting Medicare’s
New COVID–19 Treatments Add-on
Payment (NCTAP). The ESRD
provisions are permanent, and the
temporary NCTAP provisions expire at
the end of the fiscal year in which the
Secretary of Health and Human
Services’ declared coronavirus disease
2019 (COVID–19) public health
emergency ends.
Statement of Need: Pursuant to the
President’s emergency declaration and
as a result of the COVID–19 pandemic,
the Assistant Secretary of Defense for
Health Affairs is temporarily modifying
the following regulations (except for the
modifications to paragraphs
199.6(b)(4)(xxi) and
199.14(a)(1)(iii)(E)(7), which will not
expire), but, in each case, only to the
extent necessary to ensure that
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
TRICARE beneficiaries have access to
the most up-to-date care required for the
prevention, diagnosis, and treatment of
COVID–19, and that TRICARE continues
to reimburse like Medicare, to the extent
practicable, as required by statute.
The modifications to paragraphs
199.6(b)(4)(xxi) and
199.14(a)(1)(iii)(E)(7) establish
freestanding End Stage Renal Disease
(ESRD) facilities as a category of
TRICARE-authorized institutional
provider and modify TRICARE
reimbursement of freestanding ESRD
facilities. These provisions will improve
TRICARE beneficiary access to
medically necessary dialysis and other
ESRD services and supplies. These
provisions also support the requirement
that TRICARE reimburse like Medicare,
and will help to alleviate regional health
care shortages due to the COVID–19
pandemic by ensuring access to dialysis
care in freestanding ESRD facilities
rather than hospital outpatient
departments.
The modification to paragraph
199.14(a)(iii)(E) adopts Medicare’s New
COVID–19 Treatments Add-on Payment
(NCTAP) for COVID–19 cases that meet
Medicare’s criteria. This provision
increases access to emerging COVID–19
treatments and supports the
requirement that TRICARE reimburse
like Medicare.
Summary of Legal Basis: This rule is
issued under 10 U.S.C. 1073 (a)(2)
giving authority and responsibility to
the Secretary of Defense to administer
the TRICARE program.
Alternatives: (1) No action.
(2) The second alternative the
Department of Defense considered was
to adopt Medicare’s ESRD
reimbursement methodology, the ESRD
Prospective Payment System (PPS), in
total. While this would have been
completely consistent with the statutory
provision to pay institutional providers
using the same reimbursement
methodology as Medicare, this
alternative is not preferred because
there is still a relatively low volume of
TRICARE beneficiaries who receive
dialysis services from freestanding
ESRDs and who are not enrolled to
Medicare. The cost of implementing the
full ESRD PPS system is estimated to be
at least $600,000.00 in start-up costs,
plus ongoing administrative costs, to
ensure all adjustments were made for
each claim, plus additional special
pricing software or algorithms. In
contrast, we estimate that the option
provided in this IFR can be
implemented relatively quickly (within
six months of publication), and for
approximately $300,000.00 in start-up
costs with lower ongoing administrative
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
costs. Further, the flat rate will provide
the ESRD facilities with predictability
with regard to TRICARE payments and
will reduce uncertainty and specialized
coding or case-mix documentation
requirements that may be required by
the ESRD PPS, reducing the
administrative burden on the provider.
To summarize, adopting the ESRD
PPS was considered, but was deemed
impracticable and overly burdensome to
both the Government and providers due
to the relative low volume of claims that
will be priced and paid by TRICARE as
primary under this system.
Anticipated Cost and Benefits: $8.08
million. Only the ESRD provisions are
expected to result in recurring
incremental health care costs; the
remaining two provisions are expected
to result in one-time cost increases.
This estimate includes approximately
$0.9M in administrative costs and
$5.9M in direct health care costs. $1.8M
of the total cost impact is expected to be
a one-time start-up cost for both the
temporary and permanent provisions,
while the permanent ESRD provisions
are expected to result in $5M in
incremental annual costs.
Risks: None. This rule will promote
the efficient functioning of the economy
and markets by modifying the
regulations to better reimburse health
care providers for care provided during
the COVID–19 pandemic, particularly as
strain on the health care economy is
being felt due to reductions in higher
cost elective procedures. Additionally,
this rule will increase the access of
TRICARE beneficiaries to more
providers administering COVID–19
vaccinations, which promotes the
efficient functioning of the U.S.
economy by quickening the pace at
which the public receives COVID–19
vaccinations.
Timetable:
Action
Date
Interim Final Rule
Interim Final Rule
Effective.
Interim Final Rule
Comment Period End.
Final Action .........
01/12/23
01/12/23
FR Cite
88 FR 1992
03/13/23
06/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Elan Green,
Department of Defense, Office of
Assistant Secretary for Health Affairs,
16401 East Centretech Parkway, Aurora,
CO 80011, Phone: 303 676–3907, Email:
elan.p.green.civ@mail.mil.
RIN: 0720–AB85
PO 00000
Frm 00049
Fmt 4701
Sfmt 4702
9339
DOD—DODOASHA
37. Collection From Third Party Payers
of Reasonable Charges for Healthcare
Services; Amendment [0720–AB87]
Priority: Other Significant.
Legal Authority: NDAA 2021, sec. 716
CFR Citation: 32 CFR 220.
Legal Deadline: NPRM, Statutory,
June 21, 2023.
Abstract: The Department of Defense,
Defense Health Agency (DHA), is
proposing a rule to implement Section
716 of the Fiscal Year 2023 National
Defense Authorization Act (Pub. L. 117–
263). Section 716, which provides new
statutory language that supersedes
language previously enacted in Section
702 of the Fiscal Year 2021 National
Defense Authorization Act (Pub. L. 116–
283), directs the Director of the DHA to
implement a modified payment plan for
certain civilians (who are not covered
beneficiaries). This Section also
provides the Director with the authority
to waive fees for medical care provided
to such civilians, when the provision of
care enhances the knowledge, skills and
abilities of health care providers.
Statement of Need: Due to the high
cost of healthcare in the United States
and the mandate to aggressively pursue
collection of debts, some civilian nonbeneficiaries who were provided
emergency or trauma healthcare services
in DoD MTFs have incurred financial
harm after receiving MTF medical
invoices. Other than the requirements of
FCCS, the DoD did not have authority
to provide FAPs like those offered by
for-profit and non-profit hospitals
which include elements such as sliding
fees and catastrophic waivers. In
consequence, Congress wholly amended
10 U.S.C. 1079b via section 716 of the
FY 2023 NDAA. Section 716 directs
DoD to apply a sliding fee and/or a
catastrophic waiver to medical invoices
of non-beneficiaries. For nonbeneficiaries who have health
insurance, section 716 directs DoD to
accept payments from health insurers as
full payment and to not balance bill
non-beneficiaries except for copays,
coinsurance, deductibles, nominal fees,
and non-covered services. It also grants
the Director of DHA discretionary
authority, to waive medical debts of
non-beneficiaries when the healthcare
provided enhances the knowledge,
skills, and abilities of healthcare
providers, as determined by the Director
of DHA.
Summary of Legal Basis: DoD’s
authority to compute reasonable charges
for inpatient and ambulatory
(outpatient) care provided by MTFs,
including charges for pharmaceuticals,
durable medical equipment, supplies,
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9340
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
immunizations, injections or other
medications, is found at 32 CFR part
220, last updated on August 20, 2020
(55 FR 21742–21750). Medical billing is
structured under three existing
healthcare cost recovery programs:
Third Party Collections (10 U.S.C.
1095); Medical Services Account (10
U.S.C. 1079b, 1085, and 1104); and
Medical Affirmative Claims (42 U.S.C.
26512653). The rates used for billing are
modeled after the rates published by the
Centers for Medicare and Medicaid
Services. The rates are approved
annually by the Assistant Secretary of
Defense for Health Affairs (ASD(HA))
and published on the DoD Comptroller’s
website at https://
comptroller.defense.gov/FinancialManagement/Reports/rates2023/. Funds
collected through the healthcare cost
recovery programs are used to enhance
healthcare delivery at MTFs.
In carrying out the DoD’s healthcare
cost recovery programs, DoD abides by
the Federal Claims Collection Standards
(FCCS), under 31 CFR parts 900–904,
which are published jointly by the
Department of the Treasury and the
Department of Justice. The FCCS require
that Federal agencies aggressively
collect all debts arising out of activities
of that agency. Collection activities must
be undertaken promptly with follow-up
action taken as necessary. Accordingly,
DoD MTFs generate medical claims and
invoices for care rendered within MTFs
and execute the FCCS requirements.
Other Applicable Authority: In
accordance with 26 CFR 1.6050P–
1(b)(2)(G), if DoD waives fees under 10
U.S.C. 1079b(b), then it would trigger
information reporting requirements to
the Internal Revenue Service (IRS) and
the furnishing of Form 1099–C,
Cancellation of Debt, to the patient since
the discharge of indebtedness under 10
U.S.C. 1079b(b) qualifies as an
identifiable event. Consequently, the
waived medical fees could result in the
debt being attributed to the patient as
taxable income; and have the effect of
causing severe financial harm.
Therefore, DHA will consider a waiver
of fees under 10 U.S.C. 1079b(b), only
after any discounts according to the
sliding scale and catastrophic cap have
been applied. Any fees waived will be
from the discounted amount, which will
mitigate some of the financial impact of
attributing the waived amount as
income. Additionally, the DoD will seek
to use that authority judiciously, on a
case-by-case basis, and when other
efforts such as application of a sliding
and catastrophic waiver fail to mitigate
the risk of severe financial harm to the
civilian non-beneficiary.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Alternatives: The amended 10 U.S.C.
1079b mandates that DoD implement
the amended statute within 180 days of
the amendment being enacted. With this
constrained timeline, the Department
launched research efforts to discern
whether private sector hospitals offered
programs similar to what the statute
mandates and which could potentially
serve as a model for the Department.
This research was necessary because
prior to enactment of the amended 10
U.S.C. 1079b, the DoD did not have the
authority to apply sliding scale or
catastrophic waiver discounts to
medical bills generated by MTFs, nor
did the Director of DHA have
discretionary authority to waive medical
bills. Market research on charity care
and FAPs offered by both for-profit and
non-profit hospitals throughout the
United States and eligibility
requirements for those programs were
reviewed. Of note, while for-profit and
non-profit hospitals derive a tax benefit
from the provision of charity care and
FAPs, the DoD’s hospitals do not.
Research conducted yielded that while
there are generally accepted accounting
standards applicable to the financial
reporting of charity and FAPs, there is
no single standard, statute, or regulation
that outlines the content and structure
of those programs. Programs vary
widely. The market research also
included a review of the rules
pertaining to eligibility for Federal and
State FAPs such as Medicaid. The
research provided a few alternatives for
consideration in establishing the MHS
FAP, including:
• Alternative #1: Generally, for-profit
and non-profit hospitals determine a
patient’s eligibility for FAPs by
measuring the applicant’s annual
household income against the Federal
Poverty Guidelines (FPGs). The FPGs
are published annually by the
Department of Health and Human
Services pursuant to 42 U.S.C. 9902(2).
There is one set of FPGs for the
contiguous 48 states and Washington
DC, one set for Alaska, and another for
Hawaii. The Census Bureau annually
publishes FPG thresholds. The
threshold is a statistical calculation
used to identify the number of people
living in poverty. There is no geographic
variation; the same figures are used for
all 50 states and Washington, DC. The
Office of Management and Budget
(OMB) designates the Census Bureau
poverty thresholds as the Federal
Government’s official statistical
definition of poverty. The FPGs are also
used by State and Federal agencies for
determining an individual’s eligibility
for Federal programs such as Medicaid.
PO 00000
Frm 00050
Fmt 4701
Sfmt 4702
• Alternative #2: Both for-profit and
non-profit hospitals typically offer a
sliding fee discount based upon the
patient’s household income when
compared to the FPGs. Predominantly,
discounts are offered to individuals
whose household income falls within
the range of 125% to 400% of the FPGs,
with most hospitals offering discounts
to patients whose income is at or below
200% of the FPGs.
• Alternative #3: Most private sector
hospitals do not offer a catastrophic
waiver policy, but a few will limit a
patient’s bill to a maximum percentage
of the patient’s household income
(range of 10 to 20 percent of monthly
income). In addition, we examined the
Department of the Treasury’s
Administrative Wage Garnishment
policy to determine the maximum
percentage that the Treasury garnishes
from an individual’s monthly income
(15 percent).
The three alternatives uncovered
through market research represent fair
and reasonable approaches that could
readily be adopted for use in the
administration of the MHS FAP, with
some modifications, and without
incurring significant costs to implement.
Specifically:
Alternative #1: Adopted. Since 10
U.S.C. 1079b mandates the application
of a sliding scale and catastrophic
waivers, the FPGs will be used as the
measure to determine a patient’s
eligibility for these discounts.
Alternative #2: Adopted. The FPG
range for eligibility for the sliding scale
discount will be set annually by policy
issued by the ASD(HA). The range will
be published on the DoD Comptroller’s
Reimbursement Rates website.
Reserving the ability to set the range via
policy gives DoD maximum flexibility to
mitigate financial harm.
Alternative #3: Adopted. The
catastrophic waiver will be limited to a
percentage of a patient’s monthly
household income. The percentage will
be established by policy issued annually
by the ASD(HA). The percentage will be
published on the DoD Comptroller’s
Reimbursement Rates website.
Reserving the ability to set the
percentage via policy gives DoD
maximum flexibility to mitigate
financial harm.
Anticipated Cost and Benefits:
Benefit Cost Analysis: The anticipated
costs for the MHS Financial Assistance
and Waiver Program include only the
time required for a patient’s application
to be reviewed. This includes time
required for a civilian non-beneficiary
patient to complete the associated DD
Form 3857, Application for Military
Health System Financial Assistance
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Program/Waiver Program, declaring
their income, DHA UBO and associated
agencies to receive and assess the
application, followed by the
determination of the eligibility for a
sliding scale discount, catastrophic
waiver, or debt cancellation waiver, and
the response time for the decision. The
total estimated time is less than 90 days.
Risks: Currently, Federal debt
collection legislation and policies can
lead to serious financial harm to some
civilian non-beneficiary patients who
receive treatment at MTFs. Delays in
implementation of this rule could
potentially exacerbate these problems.
Timetable:
Action
Date
Interim Final Rule
FR Cite
03/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: DeLisa Prater, DHA
Uniform Business Office Program
Manager, Department of Defense, Office
of Assistant Secretary for Health Affairs,
8111 Gatehouse Road, Suite #221, Falls
Church, VA 22042–5101, Phone: 703
275–6380, Email: delisa.e.prater.civ@
mail.mil.
RIN: 0720–AB87
BILLING CODE 5001–06–P
DEPARTMENT OF EDUCATION
ddrumheller on DSK120RN23PROD with PROPOSALS2
Statement of Regulatory Priorities
I. Introduction
The U.S. Department of Education
(Department) supports States, local
communities, institutions of higher
education, and families in improving
education and other services nationwide
to ensure that all Americans, including
those with disabilities and who have
been underserved, receive a high-quality
and safe education and are prepared for
employment that provides a livable
wage. We provide leadership and
financial assistance pertaining to
education and related services at all
levels to a wide range of stakeholders
and individuals, including State
educational and other agencies, local
school districts, providers of early
learning programs, elementary and
secondary schools, institutions of higher
education, career and technical schools,
nonprofit organizations, students,
members of the public, families, and
many others. These efforts are helping
to advance equity, recover from the
COVID–19 pandemic, and ensure that
all children and students from pre-
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
kindergarten through grade 12 will be
ready for, and succeed in,
postsecondary education and
employment, and that students
attending postsecondary institutions, or
participating in other postsecondary
education options, are prepared for a
profession or career.
We also vigorously monitor and
enforce the implementation of Federal
civil rights laws in educational
programs and activities that receive
Federal financial assistance from the
Department, and support innovative and
promising programs, research and
evaluation activities, technical
assistance, and the dissemination of
data, research, and evaluation findings
to improve the quality of education.
In developing and implementing
regulations, guidance, technical
assistance, evaluations, data gathering
and reporting, and monitoring related to
our programs, we are committed to
working closely with affected persons
and groups. Our core mission includes
serving the most vulnerable, and
facilitating equal access for all, to ensure
all students receive a high-quality and
safe education and complete it with a
well-considered and attainable path to a
sustainable career. Toward these ends,
we work with a broad range of
interested parties and the general
public, including families, students, and
educators; State, local, and Tribal
governments; other Federal agencies;
and neighborhood groups, communitybased early learning programs,
elementary and secondary schools,
postsecondary institutions,
rehabilitation service providers, adult
education providers, professional
associations, civil rights organizations,
nonprofits, advocacy organizations,
businesses, and labor organizations.
If we determine that it is necessary to
develop regulations, we can seek public
participation at the key stages in the
rulemaking process. We invite the
public to submit comments on all
proposed regulations through the
internet or by regular mail. We also
continue to seek greater public
participation in our rulemaking
activities through the use of transparent
and interactive rulemaking procedures
and new technologies. For example, on
June 7–11, 2021, we sought public input
through a virtual public hearing on Title
IX of the Education Amendments of
1972. We hosted this hearing to provide
a forum for all of our stakeholders and
other members of the public, including
those from underserved communities, to
share their experiences, insights, and
expertise on Title IX. The information
shared during this helped us determine
changes to propose to the regulations
PO 00000
Frm 00051
Fmt 4701
Sfmt 4702
9341
regarding Title IX. Additionally, on
January 11, 2023, we published a
Request for Information (RFI) on
Regarding Public Transparency for LowFinancial-Value Postsecondary
Programs. For this RFI, we solicited
public comments from stakeholders and
members of the public, including those
from underserved communities, on how
to identify the best ways to calculate the
metrics that may be used to identify
low-financial-value programs and
inform technical considerations. We
also note that the Higher Education Act
of 1965 requires the Department to use
the negotiated rulemaking process for a
majority of its higher education
rulemakings, which is a process that
necessitates public participation from a
broad range of stakeholders.
Additionally, at the end of each day
during the negotiated rulemaking
sessions, the Department provides an
opportunity for members of the public
who are not at the negotiating table to
speak and provide input. The
Department has exclusively used virtual
negotiated rulemaking sessions for these
higher education regulations since 2021.
Hosting virtual meetings instead of inperson sessions has significantly
expanded the ability to draw in robust
public comment from across the
country, as the time commitment is
more manageable and does not require
traveling in order to participate.
The Department has also taken steps
to seek public input on the development
of guidance documents. On February 15,
2023, we announced that we would
conduct a review of existing guidance
related to a statutory provision about
how institutions of higher education
may compensate recruiters. To engage
public participation we held a virtual
public hearing on this topic on March
8 and 9, 2023. This gave dozens of
members of the public a chance to
express their opinions before the
Department took any formal steps
through guidance. We also sought
public comment on this topic, which
yielded nearly 270 comments. This
approach allowed the Department to get
thoughts from the public at the predrafting stage and will assist in gauging
what changes, if any, to make to this
guidance.
To facilitate the public’s involvement,
we participate in the Federal Docket
Management System (FDMS), an
electronic single Government-wide
access point (www.regulations.gov) that
enables the public to submit comments
on different types of Federal regulatory
documents and read and respond to
comments submitted by other members
of the public during the public comment
period. This system provides the public
E:\FR\FM\09FEP2.SGM
09FEP2
9342
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
with the opportunity to submit
comments electronically on any notice
of proposed rulemaking or interim final
regulations open for comment as well as
read and print any supporting
regulatory documents.
ddrumheller on DSK120RN23PROD with PROPOSALS2
II. Regulatory Priorities
The following are the key rulemaking
actions the Department is planning for
the coming year. These rulemaking
actions advance the Department’s
mission of ‘‘promot[ing] student
achievement and preparation for global
competitiveness by fostering
educational excellence and ensuring
equal access.’’ These rulemaking actions
also advance the President’s priorities of
ensuring that every American has access
to a high-quality education, regardless
of background, and that government
should affirmatively work to expand
educational opportunities for
underserved communities. During his
time in office, the President has
repeatedly made clear the importance of
advancing equity and opportunity for
those who have historically been
underserved, both as a general matter
and with regard to the education system
in particular. See Executive Order 13985
(On Advancing Racial Equity and
Support for Underserved Communities
Through the Federal Government);
Executive Order 14021 (Guaranteeing an
Educational Environment Free From
Discrimination on the Basis of Sex,
Including Sexual Orientation or Gender
Identity); Executive Order 14041 (White
House Initiative on Advancing
Educational Equity, Excellence, and
Economic Opportunity Through
Historically Black Colleges and
Universities); Executive Order 14045
(White House Initiative on Advancing
Educational Equity, Excellence, and
Economic Opportunity for Hispanics);
Executive Order 14049 (White House
Initiative on Advancing Educational
Equity, Excellence, and Economic
Opportunity for Native Americans and
Strengthening Tribal Colleges and
Universities); and Executive Order
14050 (White House Initiative on
Advancing Educational Equity,
Excellence, and Economic Opportunity
for Black Americans). The rulemaking
actions on the Department’s agenda seek
to advance the President’s priorities, as
set out in these executive orders and
more broadly. Our regulatory agenda
covers a wide range of topics, and a
wide range of educational institutions—
from those serving our youngest
children to colleges, universities, and
adult education programs. In each of
these contexts, promoting equity and
opportunity for students who have been
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
historically underserved is central to the
Department’s regulatory plan.
Postsecondary Education/Federal
Student Aid
The Department plans to propose
regulations to provide debt relief to
student loan borrowers. Specifically, the
Department is working on regulations to
better clarify the use of the Secretary’s
authority to waive some or all of a
borrower’s outstanding balance on a
Federal student loan, pursuant to
Section 432(a)(6) of the Higher
Education Act of 1965, as amended.
Negotiation sessions are taking place
during the fall of 2023, with draft and
final rules expected next year.
Civil Rights/Title IX
The Secretary proposed to amend its
regulations implementing Title IX of the
Education Amendments of 1972, as
amended, consistent with the priorities
of the Biden-Harris Administration.
These priorities include those set forth
in Executive Order 13988 on Preventing
and Combating Discrimination on the
Basis of Gender Identity or Sexual
Orientation and Executive Order 14021
on Guaranteeing an Educational
Environment Free from Discrimination
on the Basis of Sex, Including Sexual
Orientation and Gender Identity.
Student Privacy
The Department is considering policy
options to amend the Family
Educational Rights and Privacy Act
(FERPA) regulations, to update, clarify,
and improve the current regulations.
The proposed regulations are also
needed to implement statutory
amendments to FERPA contained in the
Uninterrupted Scholars Act of 2013 and
the Healthy, Hunger-Free Kids Act of
2010, to reflect a change in the name of
the office designated to administer
FERPA, and to make changes related to
the enforcement responsibilities of the
office concerning FERPA.
Grants
The Department plans to propose
revisions to the Education Department
General Administrative Regulations
(EDGAR) to make a variety of updates
and revisions, including to update and
clarify evidence-related components, to
clarify how the Department makes
determinations related to continuation
awards under competitive grant
programs, and to expand flexibility for
grantees by clarifying that, where not
prohibited by law or the terms and
conditions of the grant award,
subgranting authority rests with States.
These proposed changes would ensure
that the EDGAR regulations are
PO 00000
Frm 00052
Fmt 4701
Sfmt 4702
consistent with current law and would
reduce or eliminate unnecessary
burdens and restrictions.
Recently Completed Rulemakings
Additionally, the Department has
recently concluded its Improving
Income Driven Repayment and Gainful
Employment rulemakings. For
Improving Income Driven Repayment,
the Department issued final regulations
governing income-contingent repayment
plans by amending the Revised Pay as
You Earn repayment plan and
restructuring and renaming the
repayment plan regulations under the
William D. Ford Federal Direct Loan
Program, including combining the
Income Contingent Repayment and the
Income-Based Repayment plans under
the umbrella term of ‘‘Income-Driven
Repayment’’ plans, and providing
conforming edits to the FFEL Program.
For Gainful Employment, the
Department published final regulations
that determine whether postsecondary
educational programs prepare students
for gainful employment in recognized
occupations, and the conditions under
which programs remain eligible for
student financial assistance programs
under Title IV of the HEA. The
Department also published final
regulations on Financial Responsibility,
Administrative Capability, Certification,
and Ability to Benefit.
III. Principles for Regulating
Over the next year, we may need to
issue other regulations because of new
legislation or programmatic changes. In
doing so, we will follow the Principles
for Regulating, which determine when
and how we will regulate. Through
consistent application of those
principles, we have eliminated
unnecessary regulations and identified
situations in which major programs
could be implemented without
regulations or with limited regulatory
action.
In deciding when to regulate, we
consider the following:
• Whether regulations are essential to
promote quality and equality of
opportunity in education.
• Whether a demonstrated problem
cannot be resolved without regulation.
• Whether regulations are necessary
to provide a legally binding
interpretation to resolve ambiguity.
• Whether entities or situations
subject to regulation are similar enough
that a uniform approach through
regulation would be meaningful and do
more good than harm.
• Whether regulations are needed to
protect the Federal interest, that is, to
ensure that Federal funds are used for
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
their intended purpose and to eliminate
fraud, waste, and abuse.
In deciding how to regulate, we are
mindful of the following principles:
• Regulate no more than necessary.
• Minimize burden to the extent
possible and promote multiple
approaches to meeting statutory
requirements if possible.
• Encourage coordination of federally
funded activities with State and local
reform activities.
• Ensure that the benefits justify the
costs of regulating.
• To the extent possible, establish
performance objectives rather than
specify the behavior or manner of
compliance a regulated entity must
adopt.
• Encourage flexibility, to the extent
possible and as needed to enable
institutional forces to achieve desired
results.
ED—OFFICE FOR CIVIL RIGHTS (OCR)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Final Rule Stage
38. Nondiscrimination on the Basis of
Sex in Education Programs or Activities
Receiving Federal Financial Assistance
[1870–AA16]
Priority: Other Significant.
Unfunded Mandates: Undetermined.
Legal Authority: 20 U.S.C. 1681 et seq.
CFR Citation: 34 CFR 106.
Legal Deadline: None.
Abstract: The Department plans to
issue a final rule amending its
regulations implementing Title IX of the
Education Amendments of 1972, 20
U.S.C. 1681 et seq., consistent with the
priorities of the Biden-Harris
Administration. These priorities include
those set forth in Executive Order 13988
on Preventing and Combating
Discrimination on the Basis of Gender
Identity or Sexual Orientation and
Executive Order 14021 on Guaranteeing
an Educational Environment Free from
Discrimination on the Basis of Sex,
Including Sexual Orientation and
Gender Identity. The proposed
amendments include, among others,
revisions to 34 CFR 106.2 (Definitions),
106.6 (Effect of other requirements and
preservation of rights), 106.8
(Designation of coordinator,
dissemination of policy, and adoption of
grievance procedures), 106.10 (Scope),
106.11 (Application), 106.30
(Definitions), 106.31 (Education
programs or activities), 106.40 (Parental,
family, or marital status; pregnancy or
related conditions), 106.44 (Action by a
recipient to operate its education
program or activity free from sex
discrimination), 106.45 (Grievance
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
procedures for the prompt and equitable
resolution of complaints of sex
discrimination), 106.46 (Grievance
procedures for the prompt and equitable
resolution of complaints of sex-based
harassment involving student
complainants or student respondents at
postsecondary institutions); 106.51
(Employment), 106.57 (Parental, family,
or marital status; pregnancy or related
conditions), 106.60 (Pre-employment
inquiries), and 106.71 (Retaliation).
Statement of Need: This rulemaking is
necessary to align the Title IX
regulations with the priorities of the
Biden-Harris Administration, including
those set forth in the Executive Order on
Preventing and Combating
Discrimination on the Basis of Gender
Identity or Sexual Orientation (E.O.
13988) and the Executive Order on
Guaranteeing an Educational
Environment Free from Discrimination
on the Basis of Sex, Including Sexual
Orientation and Gender Identity (E.O.
14021).
Summary of Legal Basis: We are
conducting this rulemaking under 20
U.S.C. 1681 et seq.
Alternatives: This was discussed in
the notice of proposed rulemaking
(NPRM) and will be discussed in the
final regulations.
Anticipated Cost and Benefits: This
was discussed in the notice of proposed
rulemaking (NPRM) and will be
discussed in the final regulations.
Risks: This was discussed in the
notice of proposed rulemaking (NPRM)
and will be discussed in the final
regulations.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
07/12/22
09/12/22
FR Cite
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Alejandro Reyes,
Department of Education, Office for
Civil Rights, 400 Maryland Avenue SW,
5A–137, Washington, DC 20202, Phone:
202 245–7705, Email: t9nprm@ed.gov.
RIN: 1870–AA16
PO 00000
Frm 00053
Fmt 4701
Sfmt 4702
ED—OCR
39. Nondiscrimination on the Basis of
Sex in Education Programs or Activities
Receiving Federal Financial Assistance:
Sex-Related Eligibility Criteria for Male
and Female Athletic Teams [1870–
AA19]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 20 U.S.C. 1681 et seq.
CFR Citation: 34 CFR 106.
Legal Deadline: None.
Abstract: The Department issued a
proposed rule amending its regulations
implementing Title IX of the Education
Amendments of 1972, 20 U.S.C. 1681 et
seq., consistent with the priorities of the
Biden-Harris Administration. These
priorities include those set forth in
Executive Order 13988 on Preventing
and Combating Discrimination on the
Basis of Gender Identity or Sexual
Orientation and Executive Order 14021
on Guaranteeing an Educational
Environment Free from Discrimination
on the Basis of Sex, Including Sexual
Orientation and Gender Identity.
Statement of Need: This rulemaking is
necessary to align the Title IX
regulations to fully implement the
statute.
Summary of Legal Basis: We are
conducting this rulemaking under 20
U.S.C. 1681 et seq.
Alternatives: We have limited
information about the alternatives at
this time.
Anticipated Cost and Benefits: We
have limited information about the costs
and benefits at this time.
Risks: We have limited information
about the risks at this time.
Timetable:
Action
87 FR 41390
03/00/24
9343
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
04/13/23
05/15/23
I
FR Cite
88 FR 22860
03/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Alejandro Reyes,
Department of Education, Office for
Civil Rights, 400 Maryland Avenue SW,
Room 5A–137, Washington, DC 20202,
Phone: 202 245–7705, Email: t9nprm@
ed.gov.
RIN: 1870–AA19
E:\FR\FM\09FEP2.SGM
09FEP2
9344
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ED—OFFICE OF PLANNING,
EVALUATION AND POLICY
DEVELOPMENT (OPEPD)
Proposed Rule Stage
ddrumheller on DSK120RN23PROD with PROPOSALS2
40. EDGAR Revisions (Rulemaking
Resulting From a Section 610 Review)
[1875–AA14]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 20 U.S.C. 1221e–3
and 3474, and 6511(a); E.O. 13559; 20
U.S.C. 1101 et seq.; 20 U.S.C. 1057 et
seq.; 20 U.S.C. 1062; 20 U.S.C. 1063a; 20
U.S.C. 1065; 20 U.S.C. 1069c; 20 U.S.C.
1134 to 1134d
CFR Citation: 34 CFR 75; 34 CFR 76;
34 CFR 77; 34 CFR 299; and other
sections as applicable; 34 CFR 79; . . .
Legal Deadline: None.
Abstract: The Education Department
General Administrative Regulations
(EDGAR) will be revised to make a
variety of updates and revisions,
including to update and clarify
evidence-related components, to clarify
how the Department makes
determinations related to continuation
awards under competitive grant
programs, and to expand flexibility for
grantees by clarifying that, where not
prohibited by law or the terms and
conditions of the grant award,
subgranting authority rests with States.
In addition, the Department plans to
amend these regulations where they are
outdated in order to be consistent with
current law.
Statement of Need: It is necessary to
review and revise these regulations to
ensure they are consistent with current
law and to reduce or eliminate
unnecessary burdens and restrictions.
Summary of Legal Basis: We are
conducting this rulemaking under the
following authorities: 20 U.S.C. 1221e–
3 and 3474, and 6511(a); E.O. 13559; 20
U.S.C. 1101 et seq.; 20 U.S.C. 1057 et
seq.; 20 U.S.C. 1062, 1063a, 1065, and
1069c; 20 U.S.C. 1134–1134d.
Alternatives: We have limited
information about the alternatives at
this time.
Anticipated Cost and Benefits: We
have limited information about the
potential cost and benefits and cannot
estimate at this time.
Risks: We have limited information
about the risks at this time.
Timetable:
Action
Date
NPRM ..................
FR Cite
11/00/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Government Levels Affected:
Undetermined.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Kelly Terpak,
Department of Education, Office of
Planning, Evaluation and Policy
Development, 400 Maryland Avenue
SW, Washington, DC 20202, Phone: 202
205–5321, Email: kelly.terpak@ed.gov.
RIN: 1875–AA14
ED—OPEPD
41. Family Educational Rights and
Privacy Act [1875–AA15]
Priority: Other Significant.
Legal Authority: 20 U.S.C. 1232g; 20
U.S.C. 1221e–3; 20 U.S.C. 3474
CFR Citation: 34 CFR 99.
Legal Deadline: None.
Abstract: The Department plans to
propose to amend the Family
Educational Rights and Privacy Act
(FERPA) regulations, 34 CFR part 99, to
update, clarify, and improve the current
regulations by addressing outstanding
policy issues, such as clarifying the
definition of ‘‘education records’’ and
clarifying provisions regarding
disclosures to comply with a judicial
order or subpoena. The proposed
regulations are also needed to
implement statutory amendments to
FERPA contained in the Uninterrupted
Scholars Act of 2013 and the Healthy,
Hunger-Free Kids Act of 2010, to reflect
a change in the name of the office
designated to administer FERPA, and to
make changes related to the
enforcement responsibilities of the
office concerning FERPA.
Statement of Need: These regulations
are needed to implement amendments
to FERPA contained in the Healthy,
Hunger-Free Kids Act of 2010 (Pub. L.
111296) and the Uninterrupted Scholars
Act (USA) of 2013 (Pub. L. 112278); to
provide needed clarity regarding the
definitions of terms and other key
provisions of FERPA; and to make
necessary changes identified as a result
of the Department’s experience
administering FERPA and the current
regulations. A number of the proposed
changes reflect the Department’s
existing guidance and interpretations of
FERPA.
Summary of Legal Basis: These
regulations are being issued under the
authority provided in 20 U.S.C. 1221e–
3, 20 U.S.C. 3474, and 20 U.S.C. 1232g.
Alternatives: These are discussed in
the preamble to the proposed
regulations.
Anticipated Cost and Benefits: These
are discussed in the preamble to the
proposed regulations.
PO 00000
Frm 00054
Fmt 4701
Sfmt 4702
Risks: These are discussed in the
preamble to the proposed regulations.
Timetable:
Action
NPRM ..................
Date
FR Cite
05/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Dale King,
Department of Education, Office of
Planning, Evaluation and Policy
Development, 400 Maryland Avenue
SW, Room 6C100, Washington, DC
20202, Phone: 202 453–5943, Email:
dale.king2@ed.gov.
RIN: 1875–AA15
ED—OFFICE OF POSTSECONDARY
EDUCATION (OPE)
Proposed Rule Stage
42. • Student Loan Relief [1840–AD93]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
Legal Authority: 20 U.S.C. 1082(a)
CFR Citation: 34 CFR 30.1(c)(6); 34
CFR 30; 34 CFR 682; 34 CFR 685.
Legal Deadline: None.
Abstract: The Department intends to
amend regulations related to the
authorities granted to the Secretary
under 20 U.S.C. 1082(a) of the Higher
Education Act of 1965, as amended, to
provide relief to Federal student loan
borrowers.
Statement of Need: This rulemaking is
necessary to provide debt relief to the
numerous working and middle class
student loan borrowers.
Summary of Legal Basis: We are
conducting this rulemaking under the
authority in 20 U.S.C. 1082(a).
Alternatives: We have limited
information about the alternatives at
this time.
Anticipated Cost and Benefits: We
have limited information about the
anticipated costs and benefits at this
time.
Risks: We have limited information
about the risks at this time.
Timetable:
Action
Notice of Intent to
Commence Negotiated Rulemaking.
NPRM ..................
E:\FR\FM\09FEP2.SGM
09FEP2
Date
08/31/23
05/00/24
FR Cite
88 FR 60163
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Tamy Abernathy,
Department of Education, Office of
Postsecondary Education, 400 Maryland
Avenue SW, 2C–232, Washington, DC
20202, Phone: 202 987–0385, Email:
tamy.abernathy@ed.gov.
RIN: 1840–AD93
ED—OPE
ddrumheller on DSK120RN23PROD with PROPOSALS2
Completed Actions
43. Gainful Employment [1840–AD57]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
Legal Authority: 20 U.S.C. 1001; 20
U.S.C. 1002; 20 U.S.C. 1003; 20 U.S.C.
1088; 20 U.S.C. 1091; 20 U.S.C. 1094; 20
U.S.C. 1099(b); 20 U.S.C. 1099(c); 20
U.S.C. 1082; . . .
CFR Citation: 34 CFR 668; 34 CFR
600.
Legal Deadline: None.
Abstract: The Secretary proposed
regulations related to GE to address
ongoing concerns about educational
programs designed to prepare students
for gainful employment in a recognized
occupation, but that instead leave them
with unaffordable amounts of student
loan debt in relation to their earnings.
We further seek to provide additional
transparency by providing information
about all academic programs at
postsecondary institutions that are
eligible under title IV of the Higher
Education Act of 1965, as amended
(HEA).
Statement of Need: This rulemaking is
necessary to determine whether
postsecondary educational programs
prepare students for gainful
employment and the conditions under
which institutions and programs remain
eligible for student financial assistance
programs under Title IV of the HEA.
Summary of Legal Basis: We are
conducting this rulemaking under the
following authorities: 20 U.S.C. 1001; 20
U.S.C. 1002; 20 U.S.C. 1003; 20 U.S.C.
1088; 20 U.S.C. 1091; 20 U.S.C. 1094; 20
U.S.C. 1099(b); 20 U.S.C. 1099(c); and
20 U.S.C. 1082.
Alternatives: We have limited
information about the alternatives at
this time.
Anticipated Cost and Benefits: We
have limited information about the
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
anticipated costs and benefits at this
time.
Risks: We have limited information
about the risks at this time.
Timetable:
Action
Date
Notice of Intent to
Commence Negotiated Rulemaking.
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Final Action Effective.
FR Cite
05/26/21
86 FR 28299
05/19/23
06/20/23
88 FR 32300
10/10/23
07/01/24
88 FR 70004
ED—OPE
Frm 00055
Notice of Intent to
Commence Negotiated Rulemaking.
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Final Action Effective.
Date
FR Cite
05/26/21
86 FR 28299
01/11/23
02/10/23
88 FR 1894
07/10/23
07/01/24
88 FR 43820
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Tamy Abernathy,
Department of Education, Office of
Postsecondary Education, 400 Maryland
Avenue SW, 2C–232, Washington, DC
20202, Phone: 202 987–0385, Email:
tamy.abernathy@ed.gov.
RIN: 1840–AD81
BILLING CODE 4000–01–P
44. Improving Income Driven
Repayment [1840–AD81]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 20 U.S.C. 1070g; 20
U.S.C. 1087a et seq.
CFR Citation: 34 CFR 685.
Legal Deadline: None.
Abstract: The Secretary plans to
propose amendments to the regulations
governing income-contingent repayment
plans by amending the Revised Pay as
You Earn (REPAYE) repayment plan,
and to restructure and rename the
repayment plan regulations under the
William D. Ford Federal Direct Loan
(Direct Loan) Program, including
combining the Income Contingent
Repayment (ICR) and the Income-Based
Repayment (IBR) plans under the
umbrella term of Income-Driven
Repayment (IDR) plans.
Statement of Need: This rulemaking is
necessary to make improvements to the
income-driven repayment plans created
under the ICR authority in the Higher
Education Act of 1965 that allows the
PO 00000
Secretary to cap payments at a set share
of a borrower’s income.
Summary of Legal Basis: 20 U.S.C.
1070g, 1087a et seq., unless otherwise
noted.
Alternatives: We have limited
information about the alternatives at
this time.
Anticipated Cost and Benefits: We
have limited information about the
anticipated costs and benefits at this
time.
Risks: We have limited information
about the risks at this time.
Timetable:
Action
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected:
Organizations.
Government Levels Affected: None.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Joe Massman,
Program Manager, Department of
Education, Office of Postsecondary
Education, 400 Maryland Avenue,
Washington, DC 20202, Phone: 202 453–
7771, Email: joe.massman@ed.gov.
Gregory Martin, Department of
Education, Office of Postsecondary
Education, 400 Maryland Avenue SW,
Room 2C136, Washington, DC 20202,
Phone: 202 453–7535, Email:
gregory.martin@ed.gov.
RIN: 1840–AD57
9345
Fmt 4701
Sfmt 4702
DEPARTMENT OF ENERGY
Statement of Regulatory and
Deregulatory Priorities
The Department of Energy
(Department or DOE) makes vital
contributions to the Nation’s welfare
through its activities focused on
improving national security, energy
supply, energy efficiency,
environmental remediation, and energy
research. The Department’s mission is
to:
• Promote dependable, affordable and
environmentally sound production and
distribution of energy;
• Advance energy efficiency and
conservation;
• Provide responsible stewardship of
the Nation’s nuclear weapons;
• Provide a responsible resolution to
the environmental legacy of nuclear
weapons production; and
• Strengthen U.S. scientific
discovery, economic competitiveness,
E:\FR\FM\09FEP2.SGM
09FEP2
9346
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
and improve quality of life through
innovations in science and technology.
The Department’s regulatory activities
are essential to achieving its critical
mission and to implementing the
President’s clean energy and climate
initiatives. Among other things, the
Regulatory Plan and the Unified Agenda
contain the rulemakings the Department
will be engaged in during the coming
year to fulfill the Department’s
commitment to meeting deadlines for
issuance of energy conservation
standards and related test procedures.
The Regulatory Plan and Unified
Agenda also reflect the Department’s
continuing commitment to cut costs,
reduce regulatory burden, and increase
responsiveness to the public.
Additionally, DOE recognizes that
public participation and community
engagement are a crucial aspect of the
Department’s rulemaking process, as
well as an important vehicle to assist
the Department in streamlining its
regulatory priorities. DOE’s existing ex
parte communication process provides
an avenue for stakeholders and
members of the public to meet with the
Department to discuss regulatory
practices, either during or not during a
rulemaking. This process is intended to
encourage the public to provide the
Department with all information
necessary to develop rules that advance
public interest. The process serves to
increase public participation in the
Department’s rulemaking activities and
adds transparency to the development
of any regulatory action.
Energy Efficiency Program for
Consumer Products and Commercial
Equipment
The Energy Policy and Conservation
Act (EPCA) requires DOE to set
appliance efficiency standards at levels
that achieve the maximum improvement
in energy efficiency that is
technologically feasible and
economically justified. The Department
continues to follow its schedule for
setting new appliance efficiency
standards by both tackling its backlog of
rulemakings with missed statutory
deadlines and advancing rulemakings
with upcoming statutory deadlines. In
2023, DOE published 40 actions relating
to energy conservation standards,
including 11 final actions; and 25
actions relating to test procedures,
including 19 final rules. DOE tentatively
plans to publish 20 additional actions
relating to energy conservation
standards and test procedures by the
end of the year. These rulemakings are
expected to save American consumers
billions of dollars in energy costs over
a 30-year timeframe.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Additionally, EPCA directs DOE to
provide interested persons an
opportunity to present oral and written
comments on matters related to any
energy conservation standard or test
procedure proposed rule. DOE fulfills
this obligation by organizing public
meetings, held as webinars, as part of
the rulemaking process. The meetings
take place during the comment period,
which provides the public time to
review the proposed action prior to
attending. During the meeting, a DOE
representative presents an overview of
the proposed action that may include a
general discussion of the rulemaking
background, legal authority for the
action being taken, and a robust
discussion of the proposed action.
Participants are offered an opportunity
to ask the DOE representative questions
about the proposal in real time and may
present a prepared statement during the
meeting if requested. After the meeting,
DOE releases a meeting transcript and
considers any question or information
presented by the public during the
meeting in the next stage of the
rulemaking along with the written
comments submitted during the
comment period. Interested members of
the public may participate in these
meetings by registering online.
The Department is highlighting one
important energy conservation standard
rule titled ‘‘Energy Conservation
Standards for Consumer Water Heaters.’’
For consumer water heaters, DOE
estimates that energy savings for active
mode operation (in terms of uniform
energy factor) will be 27 quads over 30
years and that the cumulative net
present value to total consumer benefits
of the proposed standards for consumer
water heaters will be between $56
billion at a 7-percent discount rate and
$161 billion at a 3-percent discount rate.
Additionally, the Department notes that
two public meeting were held to satisfy
EPCA’s requirements that interested
persons are provided an opportunity to
present oral and written comments on
matters related to this rulemaking. In
April 2022, DOE held a public meeting
to discuss a preliminary technical
support document and participants
included members from relevant trade
organizations, representatives of
investor-owned electric companies,
energy efficiency organizations, and
advocates for appliance standards. DOE
held a second public meeting to discuss
the proposed rule in September 2023.
During both meetings, DOE provided an
overview of the published rulemaking
materials and took questions from
attendees in real time. As part of the
rulemaking process, DOE intends to
PO 00000
Frm 00056
Fmt 4701
Sfmt 4702
address any comment raised during the
September meeting in a subsequent
rulemaking material, along with all
written comments submitted for the
proposal.
Federal Agency Leadership in Climate
Change
Beyond the appliance program, DOE
is supporting Federal agency leadership
in climate change in various ways,
including in its ‘‘Clean Energy Rule for
New Federal Buildings and Major
Renovations’’ (Clean Energy Rule),
which implements a provision of the
Energy Independence and Security Act
of 2007 (EISA) that requires the
Department to establish revisedperformance standards for the
construction of all new Federal
buildings, including commercial
buildings, multi-family high-rise
residential buildings, and low-rise
residential buildings. As directed by
EISA, this rule would require reductions
in Federal agencies’ on-site use of fossil
fuels, and provides processes by which
agencies can petition DOE for the
downward adjustment of these targets
for their buildings. For covered
buildings for which design for
construction or whole building
renovation begins in fiscal year 2030 or
beyond, the onsite fossil fuel-generated
energy consumption of the building
must be zero for all building types and
climate zones, based on the calculation
established in the regulations, and
consistent with the requirements of
EISA. DOE initiated this rulemaking in
2010, and published its current proposal
through a supplemental notice of
proposed rulemaking (SNOPR)
published in the Federal Register in
December of 2022. DOE hosted a public
stakeholder meeting (January 2022) to
present its updated proposal and accept
feedback from stakeholders. DOE also
solicited formal public comments from
stakeholders through March (2023),
receiving 49 comment submissions,
which will be addressed in DOE’s Final
Rule (anticipated March 2024).
Federal Authorizations for Interstate
Electric Transmission Facilities
This rulemaking proposes to provide
an updated process for the timely
coordination of Federal authorizations
for proposed interstate electric
transmission facilities pursuant to
section 216(h) of the Federal Power Act
(FPA) (16 U.S.C. 824p(h)). The U.S.
Department of Energy (DOE) is
proposing to establish an integrated and
comprehensive Coordinated Interagency
Transmission Authorizations and
Permits Program (CITAP Program), to
ensure electric transmission projects are
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
developed expeditiously and consistent
with the nation’s environmental laws,
including laws that protect endangered
and threatened species, critical habitats,
and historic properties. The CITAP
Program improves the Integrated
Interagency Pre-Application (IIP)
Process by ensuring timely submission
of materials necessary for Federal
authorizations and related
environmental reviews. Under the
program, project proponents develop
resource reports and public engagement
plans for communities that would be
affected by a proposed qualifying
project through an iterative and
collaborative process with Federal
agencies, while providing that those
Federal agencies would remain
responsible for completion of
environmental review. DOE will
coordinate submission of the materials
necessary for federal authorizations and
related environmental reviews required
under Federal law to site the qualified
electric transmission facilities.
Throughout the rulemaking process,
DOE has taken steps to encourage public
participation in the rulemaking. On
August 23, 2023, DOE held a public
meeting for the proposed rulemaking in
which DOE provided a briefing of the
proposed regulatory text and gave
participants the opportunity to provide
comments on the proposed rule.
Throughout the comment period, DOE
has also provided briefings to various
stakeholder groups and encouraged the
submission of comments through the
processes outlined in the notice of
proposed rulemaking. Likewise, after
the comment period closes on October
2, 2023, DOE intends to continue
providing stakeholder briefings to
groups wishing to learn more about the
proposed rule.
DOE—ENERGY EFFICIENCY AND
RENEWABLE ENERGY (EE)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Final Rule Stage
45. Clean Energy for New Federal
Buildings and Major Renovations of
Federal Buildings [1904–AB96]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C.
6834(a)(3)(D)
CFR Citation: 10 CFR 433; 10 CFR
435.
Legal Deadline: Other, Statutory,
Subject to the requirements in 42 U.S.C.
6834(a)(3)(D).
Abstract: This rulemaking
implements provisions of the Energy
Independence and Security Act of 2007
(EISA) that require the U.S. Department
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
of Energy (DOE) to establish revisedperformance standards for the
construction of all new Federal
buildings, including commercial, multifamily high-rise residential and lowrise residential buildings. This
rulemaking will specifically address the
reduction of fossil fuel-generated energy
consumption in new buildings and
buildings undergoing major renovations,
as well as how agencies may petition
DOE for a downward adjustment of the
requirements if they believe meeting
required energy reduction levels would
be technically impracticable. DOE has
published a supplemental proposal with
a new focus that accounts for the needs
of Federal agencies and the goals of
President Biden’s Administration and
responds to comments received on prior
rulemaking documents. This document
proposes standards that would require
reductions in Federal agencies’ on-site
use of fossil fuels (which include coal,
petroleum, natural gas, oil shales,
bitumens, tar sands, and heavy oils)
consistent with the targets of ECPA and
EISA and provides processes by which
agencies can petition DOE for the
downward adjustment of said targets for
buildings. DOE issued this effort was
previously reported as the Fossil FuelGenerated Energy Consumption
Reduction for New Federal Buildings
and Major Renovations of Federal
Buildings rulemaking.
Statement of Need: The Energy
Independence and Security Act of 2007
(EISA 2007) requires certain new
Federal buildings and Federal buildings
undergoing major renovations to meet
fossil fuel-generated consumption
reduction targets based on fiscal year.
Summary of Legal Basis: Section
433(a) of EISA 2007 2007 (Pub. L. 110–
140) amended section 305 of the Energy
Conservation and Production Act
(ECPA) and directed the DOE to
establish regulations that require fossil
fuel-generated energy consumption
reductions for certain new Federal
buildings and Federal buildings
undergoing major renovations. (42
U.S.C. 6834(a)(3)(D)(i)) For these
buildings, section 305 of ECPA, as
amended by EISA 2007, mandates that
the buildings be designed so that a
building’s fossil fuel-generated energy
consumption is reduced as compared
with such energy consumption by a
similar building in fiscal year (FY) 2003
(as measured by Commercial Buildings
Energy Consumption Survey (CBECS) or
Residential Energy Consumption Survey
(RECS) data from the DOE’s Energy
Information Administration (EIA)) by 55
percent beginning in FY2010, 65
percent beginning in FY2015, 80
percent beginning in FY2020, 90
PO 00000
Frm 00057
Fmt 4701
Sfmt 4702
9347
percent beginning in FY2025, and 100
percent beginning in FY2030. (42 U.S.C.
6834(a)(3)(D)(i)(I))
Alternatives: The statute requires DOE
to establish regulations implementing
the specific fossil fuel-generated energy
consumption targets for certain new
Federal buildings and Federal buildings
undergoing major renovations. The
targets may be adjusted with respect to
a specific building upon petition from
an agency, with agreement from the
DOE Secretary. In implementing these
regulations, DOE considers the
technologies available to achieve the
statutory targets and those relevant for
petitions submitted by agencies.
Anticipated Cost and Benefits: The
cumulative net present value (NPV) of
the proposed Clean Energy Rule
compliant buildings ranges from
¥$16.0 million (at a 7-percent discount
rate) to ¥$85.3 million (at a 3-percent
discount rate). DOE also analyzed an
additional case where the future grid
emission factors were assumed to follow
a 95% reduction by 2035 (95 by 2035)
profile as defined in the National
Renewable Energy Laboratory’s (NREL)
2021 Standard Scenarios Report: A U.S.
Electricity Sector Outlook. This case
represents a change in national
electricity generation which assumes
national power sector CO2 emissions
reach 95% below 2005 levels by 2035
and are eliminated on a net basis by
2050. The cumulative NPV of the
proposed Clean Energy Rule compliant
buildings in the 95 by 2035 case ranges
from $104.6 million (at a 7-percent
discount rate) to $83.4 million (at a 3percent discount rate).
Risks: Optional field—no response.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Supplemental
NPRM.
Supplemental
NPRM Comment Period
End.
Supplemental
NPRM.
Public Meeting
(webinar) held
January 5, 2023.
Supplemental
NPRM Comment Period
End.
Supplemental
NPRM Comment Period
Reopened.
E:\FR\FM\09FEP2.SGM
09FEP2
Date
FR Cite
10/15/10
12/14/10
75 FR 63404
10/14/14
79 FR 61693
12/15/14
12/21/22
87 FR 78382
12/21/22
87 FR 78382
02/21/23
02/27/23
88 FR 12267
9348
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Action
Date
Supplemental
NPRM Comment Period
Reopened End.
Final Action .........
FR Cite
03/23/23
04/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
URL For More Information:
www.energy.gov/eere/femp/notices-andrules.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Laura Zuber,
Attorney, Department of Energy, 1000
Independence Avenue SW, Washington,
DC 20585, Phone: 240 306–7651, Email:
laura.zuber@hq.doe.gov.
RIN: 1904–AB96
ddrumheller on DSK120RN23PROD with PROPOSALS2
DOE—EE
46. Energy Conservation Standards for
Consumer Water Heaters [1904–AD91]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
Legal Authority: 42 U.S.C. 6295(m)(1)
CFR Citation: 10 CFR 430.
Legal Deadline: Other, Statutory,
Subject to 6-year-look-back in 42 U.S.C.
6295(m)(1).
Abstract: Consistent with the
requirements under the Energy Policy
and Conservation Act (EPCA), as
amended, the U.S. Department of
Energy (DOE) is examining whether to
amend the current energy conservation
standards for consumer water heaters
found at 10 CFR 430.32(d). Once
completed, this rulemaking will fulfill
DOE’s statutory obligation to either
propose amended standards for this
product or determine that the standards
do not need to be amended. In this
rulemaking, DOE has tentatively
concluded that the proposed standards
represent the maximum improvement in
energy efficiency that is technologically
feasible and economically justified, and
would result in the significant
conservation of energy. Specifically,
with regards to technological feasibility,
products achieving these proposed
standard levels are already
commercially available for all product
classes covered by the proposal. As for
economic justification, DOE’s analysis
shows that the benefits of the proposed
standards exceed the burdens of the
proposed standards.
Statement of Need: The Energy Policy
and Conservation Act requires
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
minimum energy efficiency standards
for certain appliances and commercial
equipment, including consumer water
heaters. (42 U.S.C. 6292(a)(4))
Summary of Legal Basis: Title III of
the Energy Policy and Conservation Act
(EPCA), Public Law 94–163 (42 U.S.C.
6291–6309, as codified), established the
Energy Conservation Program for
Consumer Products Other Than
Automobiles. Pursuant to EPCA, any
new or amended energy conservation
standard that the U.S. Department of
Energy (DOE) prescribes for certain
products, such as consumer water
heaters, shall be designed to achieve the
maximum improvement in energy
efficiency that is technologically
feasible and economically justified (42
U.S.C. 6295(o)(2)(A)) and to result in a
significant conservation of energy (42
U.S.C. 6295(o)(3)(B)). EPCA provides
that not later the six years after the
issuance of any final rule establishing or
amending a standard, DOE must publish
either a notice of determination that
standards for the product do not need to
be amended, or a notice of proposed
rulemaking including new proposed
energy conservation standards
(proceeding to a final rule, as
appropriate). (42 U.S.C. 6295(m)(1))
Alternatives: The statute requires DOE
to conduct rulemakings to review
standards and to revise standards to
achieve the maximum improvement in
energy efficiency that the Secretary
determines is technologically feasible
and economically justified. In making
this determination, DOE conducts a
thorough analysis of alternative
standard levels, including the existing
standard, based on the criteria specified
in the statute.
Anticipated Cost and Benefits: DOE
finds that the benefits to the Nation of
the proposed energy conservation
standards for Consumer Water Heaters
(such as energy savings, consumer
average life-cycle cost savings, an
increase in national net present value,
and emissions reductions) outweigh the
burdens (such as loss of industry net
present value). For consumer water
heaters, DOE estimates that energy
savings (in terms of uniform energy
factor (UEF)) will be 27 quads over 30
years and that the cumulative net
present value (NPV) of total consumer
benefits of the proposed standards for
consumer water heaters will be between
$56 billion at a 7-percent discount rate
and $161 billion at a 3-percent discount
rate.
Risks: Optional field—no response.
Timetable:
PO 00000
Frm 00058
Fmt 4701
Sfmt 4702
Action
Request for Information (RFI).
RFI Comment Period End.
Notice of Webinar
and Availability
of Preliminary
Technical Support Document.
Public Meeting ....
Preliminary Technical Support
Document
Comment Period End.
RFI Comment Period Reopened.
RFI Comment Period Reopened
End.
NPRM ..................
Public Meeting ....
NPRM Comment
Period End.
Final Action .........
Date
05/21/20
FR Cite
85 FR 30853
07/06/20
03/01/22
87 FR 11327
04/12/22
05/02/22
05/04/22
87 FR 26303
05/16/22
07/28/23
09/13/23
09/26/23
88 FR 49058
04/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected:
Undetermined.
Agency Contact: Julia Hegarty,
Department of Energy, 1000
Independence Avenue SW, Washington,
DC 20585, Phone: 240 597–6737, Email:
julia.hegarty@ee.doe.gov.
RIN: 1904–AD91
DOE—DEPARTMENTAL AND OTHERS
(ENDEP)
Final Rule Stage
47. Coordination of Federal
Authorizations for Electric
Transmission Facilities [1901–AB62]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 824p(h)
CFR Citation: 10 CFR part 900.
Legal Deadline: None.
Abstract: This rulemaking proposes to
provide an updated process for the
timely submission of information
needed for Federal authorizations for
proposed electric transmission facilities
pursuant to section 216(h) of the Federal
Power Act (FPA) (16 U.S.C. 824p(h)). It
seeks to ensure electric transmission
projects are developed consistent with
the nation’s environmental laws,
including laws that protect endangered
and threatened species, critical habitats,
and historic properties. It provides a
framework, called the Integrated
Interagency Pre-Application (IIP)
Process, by which the U.S. Department
of Energy (DOE) will coordinate
submission of materials necessary for
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
federal authorizations and related
environmental reviews required under
Federal law to site qualified electric
transmission facilities, and integrates
that IIP Process into the Federal Electric
Transmission Authorization
Coordination Program.
Statement of Need: To address
capacity constraints and congestion on
the nation’s electric transmission grid,
DOE is amending 10 CFR part 900 to
establish a Coordinated Interagency
Transmission Authorizations and
Permits Program (CITAP Program) to
reduce the time required for
transmission project developers to
receive decisions on Federal
authorizations for interstate
transmission projects.
Summary of Legal Basis: The Energy
Policy Act of 2005 (Pub. L. 109–58)
(EPAct) established a national policy to
enhance coordination and
communication among Federal agencies
with authority to site electric
transmission facilities. Section 1221(a)
of EPAct added a new section 216 to
part II of the Federal Power Act (16
U.S.C. 824p) (FPA), which sets forth
provisions relevant to the siting of
interstate electric transmission facilities.
Section 216(h) of the FPA (16 U.S.C.
824p(h)), Coordination of Federal
Authorizations for Transmission
Facilities, requires the DOE to
coordinate all Federal authorizations
and related environmental reviews
needed for siting interstate electric
transmission projects, including
National Environmental Policy Act of
1969 (Pub. L. 91–190, as amended, 42
U.S.C. 4321 et seq.) (NEPA) reviews. In
response to the investments made in
clean energy by the infrastructure
Investment and Jobs Act (IIJA) (Pub. L.
117–58) and the Inflation Reduction Act
(IRA) (Pub. L. 117–169), DOE is
proposing to amend its section 216(h)
implementing regulations, found in 10
CFR part 900, to implement this
authority and better coordinate review
of Federal authorizations to expediently
increase interstate electric transmission
infrastructure.
Alternatives: The U.S. Department of
Agriculture, Department of Commerce,
Department of Defense, Department of
Energy, the Environmental Protection
Agency, the Council on Environmental
Quality, the Federal Permitting
Improvement Steering Council,
Department of the Interior, and the
Office of Management and Budget
Regarding Facilitating Federal
Authorizations for Electric
Transmission Facilities entered into a
Memorandum of Understanding,
executed May 2023, to expedite the
siting, permitting, and construction of
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
electric transmission infrastructure in
the United States under section 216(h)
of the Federal Power Act (FPA), 16
U.S.C. 824p(h), as enacted by section
1221(a) of the Energy Policy Act of
2005, as such, alternatives were not
considered.
Anticipated Cost and Benefits: The
societal costs of the action are the direct
costs incurred by project proponents
during the IIP Process. Most of the
information required to be submitted
during the IIP Process would likely be
required absent this proposal and
therefore the investment of time and
resources required by this proposed
process are unlikely to be an additional
burden on respondents. However, the
full costs are considered for
transparency. These costs of $399,083
per year are detailed in the Paperwork
Reduction Act burden analysis. The 10year and 20-year net present value of
those annual costs, assuming 2% annual
inflation, are $3.8 million and 7.2
million under a 3% discount rate, and
$3.1 million and 5.0 million under a 7%
discount rate.
The benefits of the CITAP Program,
designed to reduce the Federal
authorization timelines for interstate
electric transmission facilities and
enable more rapid deployment of
transmission infrastructure, include
direct benefits to the project proponents
in decreased time and expenditure on
authorizations and a series of indirect
social benefits. Increasing the current
pace of transmission infrastructure
deployment will generate benefits to the
public in multiple ways that can be
categorized into grid operations, system
planning, and non-market benefits. Grid
operation benefits include a reduction
in the congestion costs for generating
and delivering energy; mitigation of
weather and variable generation
uncertainty enhanced diversity of
supply, which increases market
competition and reduces the need for
regional backup power options; and
increased market liquidity and
competition. From a system planning
standpoint, accelerated transmission
investments will allow the development
of new, low-cost power plants in areas
of high congestion which might not
otherwise see investment due to
capacity constraints, and additional grid
hardening or resilience. Finally, nonmarket benefits to the public include
reduced costs for meeting public policy
goals related to emissions and equitable
energy access, as well as emissions
reductions system wide.
Risks: Optional field—no response.
Timetable:
PO 00000
Frm 00059
Fmt 4701
Sfmt 4702
Action
NPRM ..................
Notice of Public
Meeting.
Public Meeting ....
NPRM Comment
Period End.
Final Action .........
Date
08/16/23
08/22/23
9349
FR Cite
88 FR 55826
88 FR 57011
08/23/23
10/02/23
03/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected:
Undetermined.
Agency Contact: Gabriel Daly,
Department of Energy, 1000
Independence Avenue SW, Washington,
DC 20585, Phone: 240 597–6973, Email:
gabriel.daly@hq.doe.gov.
RIN: 1901–AB62
BILLING CODE 6450–01–P
DEPARTMENT OF HEALTH & HUMAN
SERVICES
Statement of Regulatory Priorities for
Fiscal Year 2024
As the Federal agency with principal
responsibility for protecting the health
of all Americans and providing essential
human services, the Department of
Health and Human Services (HHS or the
Department) implements programs that
strengthen the health care system;
advance scientific knowledge and
innovation; and improve the health,
safety, and wellbeing of the American
people.
The Department’s Regulatory Plan for
Fiscal Year (FY) 2024 focuses on
lowering costs and expanding coverage,
reducing disparities and advancing
equity, increasing public health
preparedness, and supporting the
wellbeing of families and communities.
Highlights from the FY2024 Regulatory
Plan include:
• Policies to expand access to
affordable care and protect health
coverage following the end of the
COVID–19 public health emergency.
• Policies to strengthen Federal early
care and education programs that
enhance quality of services to children
and families, lower child care costs for
working families, and provide needed
support to early educators.
• Advancing health and safety across
the health care delivery system through
policies and programs that promote
health equity.
• Expanding access to the full
continuum of mental health and
substance use prevention, treatment,
and recovery.
• Bolstering the Department’s ability
to identify and prevent future public
health threats.
E:\FR\FM\09FEP2.SGM
09FEP2
9350
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
• Improving the Department’s ability
to identify foodborne illnesses and
advancing work to improve consumers’
ability to access nutritious food to
prevent disease and protect public
health.
• Strengthening services for older
Americans to allow them to remain in
their communities.
• Ensuring that children and youth
receive safe and appropriate care and
support in order to thrive.
In short, the Department’s Regulatory
Plan reflects the Biden-Harris
Administration’s commitment to
continue building a better, healthier
America, through rules designed to
protect and enhance the lives of every
person touched by HHS programs.
ddrumheller on DSK120RN23PROD with PROPOSALS2
I. Lowering Health Care Costs and
Expanding Access to Coverage
The Biden-Harris Administration has
worked to expand and strengthen
coverage for millions of Americans
enrolled in Medicare, Medicaid, or ACA
Marketplace plans. In implementing key
provisions of the Inflation Reduction
Act, HHS rules will help lower the cost
of prescription drugs in Medicare. HHS
has prioritized efforts to protect health
coverage following the end of the
COVID–19 public health emergency,
working with State partners to make it
easier for beneficiaries and consumers
to stay covered.
a. Enhancing Coverage and Access in
the ACA Marketplaces, Medicaid, CHIP,
and Medicare
Rulemaking related to Medicare,
Medicaid, and the ACA Marketplaces
will strengthen coverage under these
programs and help make it easier for
Americans to stay covered. In response
to the President’s Executive Orders to
strengthen Medicaid and the ACA, HHS
rules will simplify the enrollment
process to help maintain continuous
coverage for vulnerable populations and
reduce administrative burdens for
States, while improving access to care,
quality, and health outcomes across
delivery systems. HHS rules will set a
minimum access standard in Medicaid
and CHIP programs, advancing access to
care for adult and pediatric populations
in primary care, behavioral health,
home and community-based services
and maternal health.
In collaboration with the Departments
of Labor and Treasury, HHS has issued
proposed rules to improve the
comprehensiveness of coverage and
protect consumers from low-quality
coverage. These rules will help to
expand access to mental health and
substance use care and preventive
services as well as ensure that
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
consumers protected from buying
coverage through Short-Term, LimitedDuration Insurance (STLDI) that provide
little to no coverage and can
discriminate against those with preexisting conditions.
In addition, CMS will issue annual
payment rules and notices over the next
year that affect federal health programs,
including Medicare and the ACA
Marketplace. Though they are not
included in the HHS Regulatory Plan,
these rules will include policies that
further the Secretary’s priority of
expanding access to affordable, highquality health care.
b. Expanding the Accessibility and
Affordability of Drugs and Medical
Products
Under the Inflation Reduction Act
(IRA), HHS policy will allow Medicare
to negotiate the cost of some drugs and
provide coverage without cost sharing
for recommended vaccines in the
Medicare program. The IRA will require
rebates if the cost of some Medicare Part
B physician-administered drugs rise
faster than the rate of inflation—
reducing costs and increasing peace of
mind for millions of older Americans
and those with disabilities.
Consistent with the President’s drug
pricing priorities, revisions to the 340B
Drug Pricing Program’s (340B Program)
Administrative Dispute Resolution
(ADR) rule would establish new
requirements and procedures for the
Program’s ADR process, making the
process more equitable and accessible
for participation, while supporting the
Program’s mission to expand access to
health care for underserved
communities.
c. Streamlining the Secure Exchange of
Health Information
The secure exchange of health
information and interoperability among
health care providers and other entities
improves patient care, promotes
competition, reduces costs, and
provides more accurate public health
data. Upcoming HHS rulemaking will
implement provisions of the 21st
Century Cures Act to set out
disincentives for health care providers
who engage in information blocking,
ensuring effective health information
exchange and patient access to quality
care. HHS will also issue proposed
modifications to the HIPAA Security
Rule to improve cybersecurity in the
health care sector by strengthening
requirements for HIPAA regulated
entities to safeguard individuals’
electronic protected health information
to prevent, detect, contain, mitigate, and
recover from cybersecurity threats.
PO 00000
Frm 00060
Fmt 4701
Sfmt 4702
II. Reducing Disparities and Advancing
Equity
Equity is the focus of over a dozen
Executive Orders issued by President
Biden, and it remains a cornerstone of
the Biden-Harris Administration’s
agenda. The Department recognizes that
people of color; people with disabilities;
lesbian, gay, bisexual, transgender,
queer, and intersex (LGBTQI+) people;
and other underserved groups in the
U.S. have been systematically denied a
full and fair opportunity to participate
in economic, social, and civic life.
Among its other manifestations, this
history of inequality shows up as
persistent disparities in health and
social outcomes and in access to care.
As the Federal agency responsible for
ensuring the health and wellbeing of
Americans, the Department, under
Secretary Becerra’s leadership, is
committed to tackling these entrenched
inequities and their root causes
throughout its programs and policies.
The Department’s regulatory priority of
reducing disparities and advancing
equity includes rules aimed at
preventing and remedying
discrimination, strengthening health
and safety standards for consumer
products that impact underserved
communities, and promoting equity in
federally supported health care services.
In addition to the specific
rulemakings identified in this section,
HHS is committed to advancing equity
in all aspects of the Department’s work.
Consistent with President Biden’s
Executive Order on Advancing Racial
Equity and Support for Underserved
Communities Through the Federal
Government (E.O. 13985), the
Department’s efforts in this area include
an ongoing assessment of whether
underserved communities face barriers
in accessing benefits and opportunities
in HHS programs and whether policy
changes are necessary to advance
equity. This process continues to inform
the Department’s broader regulatory
agenda.
Further, HHS continues to seek out
meaningful and equitable opportunities
for public input by a range of interested
or affected individuals and
communities, including underserved
communities, to inform our regulatory
actions consistent with Executive Order
14094, Modernizing Regulatory Review.
a. Preventing and Remedying
Discrimination
The HHS Regulatory Plan includes
actions to eliminate discrimination as a
barrier for historically marginalized
communities seeking access to HHS
programs and activities. For instance,
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
the Department plans to finalize its rule
on nondiscrimination in health
programs and activities, which would
amend the existing regulations
implementing Section 1557 of the ACA,
ensuring that the regulations reflect the
proper scope of the statute’s protections.
Because discrimination in the U.S.
health care system is a driver of health
disparities, the Section 1557 regulations
present a key opportunity for the
Department to promote equity and
ensure protection of health care as a
right.
Additionally, the Department has
issued a proposed rule addressing
discrimination on the basis of disability
in health and human services programs
or activities. This rule would revise
regulations under section 504 of the
Rehabilitation Act of 1973 to address
unlawful discrimination on the basis of
disability in HHS-funded health and
human services programs. The proposed
rule includes new requirements
prohibiting discrimination in the areas
of medical treatment; the use of value
assessments; web, mobile, and kiosk
accessibility; and requirements for
accessible medical equipment, so that
persons with disabilities have an
opportunity to participate in or benefit
from health care programs and activities
that is equal to the opportunity afforded
others. It also adds a section on child
welfare to expand on and clarify the
obligation to provide nondiscriminatory
child welfare services. The proposed
rule would also update the definition of
disability and other provisions to ensure
consistency with statutory amendments
to the Rehabilitation Act, enactment of
the Americans with Disabilities Act and
the Americans with Disabilities
Amendments Act of 2008, the
Affordable Care Act, as well as Supreme
Court and other significant court cases.
It also further clarifies the obligation to
provide services in the most integrated
setting.
b. Strengthening Health and Safety
Standards for Consumer Products,
Including Those That
Disproportionately Impact Underserved
Communities
To protect the public health and
advance equity, the Department
continues to pursue regulatory action
with respect to consumer products that
harm the health of underserved groups.
Further, the Department plans to
finalize two rules that prohibit menthol
as a characterizing flavor in cigarettes
and prohibit all characterizing flavors
(other than tobacco) in cigars. These and
other potential future regulatory actions
would significantly reduce disease and
death from combusted tobacco product
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
use, the leading cause of preventable
death in the United States.
The regulations are also expected to
promote better health outcomes across
population groups. Evidence shows that
menthol cigarettes are
disproportionately marketed to specific
communities—such as disproportionate
storefront and outdoor marketing, as
well as point-of-sale marketing, in
Black, Hispanic, and low-income
communities. The disparities in tobacco
marketing and use shape disparities in
tobacco-related disease and death.
These planned regulatory actions on
tobacco are expected not only to benefit
the population as a whole, but in doing
so, also substantially decrease tobaccorelated health disparities.
c. Promoting Equity in Federally
Supported Health Care Services
The Department continues to seek out
opportunities to embed equity
throughout HHS programs and policies,
including in federally supported health
care services, and through upcoming
rulemaking aimed at identifying
appropriate culturally competent and
person-centered care requirements for
Medicare and Medicaid participating
providers. The Department will
continue to provide comprehensive,
culturally appropriate and quality
personal and public health services to
American Indian and Alaskan Native
people through the Indian Health
Service (IHS).
III. Increasing Public Health
Preparedness
Protecting the nation’s public health
is a primary responsibility of the
Department. This responsibility
includes ensuring that the right
protections and infrastructure are in
place to help the nation to respond to
public health threats and outbreaks
quickly and effectively. It also includes
ensuring healthy and safe food for every
American through protections against
foodborne illness in the food supply
chain. In service of this regulatory
priority, over the next year, the
Department is pursuing rules that would
bolster the nation’s resilience to better
manage the long-term effects of COVID–
19 and future public health threats and
improve Americans’ access to safe and
nutritious food.
a. Bolstering the Nation’s Resilience To
Manage COVID–19 and Future Public
Health Threats
In the context of COVID–19 and other
disease outbreaks, it is crucial for public
health authorities to be able to identify
and evaluate persons who may have
been exposed to a communicable
PO 00000
Frm 00061
Fmt 4701
Sfmt 4702
9351
disease. Currently, the Centers for
Disease Control and Prevention (CDC) is
authorized to require airlines to collect
certain data regarding passengers and
crew arriving from foreign countries for
the purposes of health education,
treatment, prophylaxis, or other
appropriate public health interventions,
including contact tracing and travel
restrictions. The Department intends to
finalize a rulemaking in FY 2024 that
allows the Department to continue to
receive data in a timely manner and
more effectively provide critical public
health services in response to COVID–
19 and other communicable diseases
that may put Americans’ health at risk.
HHS will also propose rulemaking
that incorporates learnings from the
public health emergency into updates to
national emergency preparedness
requirements for participating Medicare
and Medicaid providers, to assure
adequate planning for natural and manmade disasters, including climaterelated disasters, and coordination with
official emergency preparedness
systems.
b. Improving Access to Safe and
Nutritious Food
To help ensure healthy and safe food
for every American, the HHS Regulatory
Plan includes rules that improve the
Department’s ability to identify
foodborne illnesses, prevent them from
reoccurring, and remove unsafe
products from the market. For example,
the Department intends to finalize a rule
intended to improve the safety of
produce by requiring farms to conduct
comprehensive assessments of preharvest agricultural water that would
help farms identify and mitigate hazards
in water used to grow produce.
The HHS Regulatory Plan also
supports the goals of the White House
Conference and Strategy on Hunger,
Nutrition, and Health, by advancing
work to improve consumers’ ability to
access nutritious food to prevent disease
and protect public health. The
Department seeks to improve dietary
patterns in the United States to help
reduce the burden of diet-related
chronic diseases. Another way HHS is
working towards creating a healthier
food supply is by proposing a rule that
would permit use of salt substitutes,
rather than salt, to help reduce the
amount of sodium in standardized
foods. Moreover, proposed rulemaking
that would standardize food package
labeling and finalization of a rule
updating the definition of the term
‘‘healthy’’ would help consumers more
easily identify nutritious foods and
maintain healthy diets.
E:\FR\FM\09FEP2.SGM
09FEP2
9352
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
IV. Supporting the Wellbeing of
Families and Communities
The Department strives to support the
wellbeing of Americans by funding and
providing access to a range of critical
social services. Millions of people
benefit from HHS programs that help
older adults and people with disabilities
participate fully in their communities,
promote opportunity and economic
security for families, help refugees and
other eligible newcomers integrate and
thrive, and provide care for
unaccompanied children. The Secretary
recognizes that these programs and
forms of assistance are more important
than ever due to ongoing consequences
of the pandemic, which have had an
outsized impact on people of color and
other underserved communities.
To sustain and strengthen these
essential benefits and services, the
Department is prioritizing regulations
that would improve their quality and
accessibility while reducing burdens
and increasing the efficiency of service
delivery. The Secretary’s regulatory
priority in this area includes rules
aimed at strengthening high-quality
services for older adults, expanding
opportunities for children and youth to
thrive, and providing pathways to
economic success.
ddrumheller on DSK120RN23PROD with PROPOSALS2
a. Strengthening High-Quality Services
for Older Adults
The HHS Regulatory Plan includes
rules aimed at enhancing the ability of
Administration for Community Living
(ACL) programs to protect the rights and
wellbeing of older adults. For instance,
the Department plans to finalize
regulations for Adult Protective Services
(APS) programs that will strengthen
services for older adults and adults with
disabilities that may experience elder
abuse.
Furthermore, consistent with the
Biden-Harris Administration’s Nursing
Home Reform Action Plan, the
Department’s Regulatory Plan includes
efforts to improve the safety and quality
of care in the nation’s nursing homes.
For example, the Department plans to
finalize rules that institute minimum
staffing standards in nursing homes,
protect residents, and prevent fraud,
waste, and abuse, and mandate
transparency of ownership,
management, and other information
regarding Medicare skilled nursing
facilities (SNFs) and Medicaid nursing
facilities. These efforts complement the
Department’s ongoing efforts to also
strengthen long term services and
supports delivered to older adults and
people with disabilities in their homes
and communities.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Notably, consistent with the
Administration’s commitment to
maximize transparency and public
engagement, and to allow communities
greater opportunities to provide input in
the regulatory process, HHS sought the
expertise of colleagues in the Office of
Management and Budget, the General
Services Administration, and the
Consumer Financial Protection Bureau
to inform an alternative approach to
public comments for the proposed
nursing home minimum staffing rule.
The Department ultimately established
and disseminated in public materials a
direct web link to allow a more
accessible comment submission path to
the public, lowering the barriers to
participation for the nursing home
residents, families, and facility staff who
will be directly impacted by this
regulation.
b. Expanding Opportunities for Children
and Youth To Thrive
The Department’s mission to provide
effective human services includes a
focus on protecting the wellbeing of
children and youth. This focus has
special significance given the ongoing
consequences of the pandemic, which
have deeply affected the lives of
children and youth—particularly Black,
Latino, Indigenous, Native American,
and other underserved youth with
disproportionate involvement in the
child welfare system. Several rules
planned for FY 2024 are aimed at
enhancing programs and protections for
youth and families experiencing foster
care, unaccompanied children in the
Department’s care, and individuals
entitled to child support.
As part of its focus on the foster care
and the child welfare system, the
Department plans to clarify
requirements for title IV–E/IV–B
agencies to effectively serve LGBTQI+
children and families by ensuring safe
and appropriate foster care placements
and ensure a process that is responsive
to children’s concerns. The Department
recently issued a final rule allowing
licensing standards for relative or
kinship foster family homes that are
different from non-relative or nonkinship homes. These changes reduce
barriers to licensing for relatives and kin
who can provide continuity and a safe
and loving home for children when they
cannot be with their parents.
Additionally, the Department recently
issued a proposed rule to facilitate the
provision of independent legal
representation to a child who is a
candidate for foster care, or in foster
care, and to a parent preparing for
participation in foster care legal
proceedings. Improving access to
PO 00000
Frm 00062
Fmt 4701
Sfmt 4702
independent legal representation may
help prevent the removal of a child from
the home or, for a child in foster care,
achieve permanence faster.
The Department will also finalize a
rule to amend the Child Care and
Development Fund (CCDF) regulations
with changes that will lower child care
costs for families, increase parent’s
child care options, reduce barriers to
receiving child care assistance, increase
payments to providers, support higher
program quality, and improve child care
stability.
Moreover, the Department will
propose a rule that aims to improve the
quality, stability, and continuity of
comprehensive Head Start services for
thousands of children and their families
by adding provisions to the Head Start
Program Performance standards to better
support the Head Start workforce.
The Department also plans to finalize
a rule to strengthen services and
protections for unaccompanied children
in its care.
c. Providing Pathways to Economic
Success
In administering the Temporary
Assistance for Needy Families (TANF)
program, the Department works with
States, territories, and tribes to help
children and families achieve economic
success. The COVID–19 pandemic
highlighted the importance of using
Federal investments and existing
program flexibilities strategically to
reduce family poverty and alleviate
economic crises, especially for families
of color and underserved communities.
In the next year, the Department plans
to finalize a rule to reform the TANF
program to strengthen its role as a safety
net and for families and individuals
with the lowest incomes. The proposed
rule would strengthen TANF’s role in
supporting family well-being and work,
as well as creating additional
accountability for States to ensure
TANF funds serve their intended
purpose, while maintaining State
flexibility. These changes are intended
to improve the overall wellbeing of
families while addressing inequities in
program services and policies.
Additionally, the Department is
proposing Federal support for
employment and training services for
non-custodial parents as a supplement
to traditional enforcement tools, to make
the child support program more
effective and help noncustodial parents
find and sustain work to be able to
support their children.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
HHS—OFFICE FOR CIVIL RIGHTS
(OCR)
Proposed Rule Stage
ddrumheller on DSK120RN23PROD with PROPOSALS2
48. Rulemaking on Discrimination on
the Basis of Disability in Health and
Human Services Programs or Activities
[0945–AA15]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: sec. 504 of the
Rehabilitation Act of 1973; 29 U.S.C.
794
CFR Citation: 45 CFR 84.
Legal Deadline: None.
Abstract: This proposed rule would
revise regulations under section 504 of
the Rehabilitation Act of 1973 to
address discrimination on the basis of
disability in HHS-funded programs and
activities. Covered topics include
nondiscrimination in medical treatment;
child welfare programs and activities;
value assessment methods; accessible
medical equipment; accessible web
content, mobile apps, and kiosks; and
other relevant health and human
services activities.
Statement of Need: To robustly
enforce the prohibition of
discrimination on the basis of disability,
OCR will update the section 504 of the
Rehabilitation Act regulations to clarify
obligations and address issues that have
emerged in our enforcement experience
(including complaints OCR has
received), case law, and statutory
changes under the Americans with
Disabilities Act and other relevant laws,
in the forty-plus years since the
regulation was promulgated. OCR has
heard from complainants and many
other stakeholders, as well as Federal
partners, including the National Council
on Disability, on the need for updated
regulations in a number of important
areas.
Summary of Legal Basis: The current
regulations have not been updated to be
consistent with the Americans with
Disabilities Act, the Americans with
Disabilities Amendments Act, or the
1992 Amendments to the Rehabilitation
Act, all of which made changes that
should be reflected in the HHS section
504 regulations. Under Executive Order
12250, the Department of Justice has
provided a template for HHS to update
this regulation.
Alternatives: OCR considered issuing
guidance, and/or investigating
individual complaints and compliance
reviews. However, we concluded that
not taking regulatory action could result
in continued discrimination, inequitable
treatment and even untimely deaths of
people with disabilities. OCR continues
to receive complaints alleging serious
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
acts of disability discrimination each
year. While we continue to engage in
enforcement, we believe that our
enforcement and recipients’ overall
compliance with the law will be better
supported by the presence of a clearly
articulated regulatory framework than
continuing the status quo. Continuing to
conduct case-by-case investigations
without a broader framework risks lack
of clarity on the part of providers and
violations of section 504 that could have
been avoided and may go unaddressed.
By issuing a proposed rule, we are
undertaking the most efficient and
effective means of promoting
compliance with section 504.
Anticipated Cost and Benefits: The
Department anticipates that this
rulemaking will result in significant
benefits, namely by providing clear
guidance to the covered entity
community regarding requirements to
administer their health programs and
activities in a non-discriminatory
manner. In turn, the Department
anticipates cost savings as individuals
with disabilities can access a range of
health care services. The Department
expects that the rule, when finalized,
will generate some changes in action
and behavior that may generate some
costs. The rule will address a wide
range of issues, with varying impacts
and a comprehensive analysis is
underway. Total anticipated costs are
approximately $1,843.2 million (7%
discount) or $1,782 million (3%
discount) and total anticipated benefits
are approximately $1,864.3 million (7%
discount) or 1,927.7 million (3%
discount). There are additional but
necessary costs to make web content
and mobile applications accessible and
to purchase accessible medical
diagnostic equipment (MDE). DOJ has
issued/will issue substantially similar
rulemaking under Title II of the ADA,
those costs are widely understood to be
necessary to ensure people with
disabilities have equal or comparable
access to health and human services.
Risks: To be determined.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
09/14/23
11/13/23
FR Cite
88 FR 63392
04/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Local,
State.
Agency Contact: Molly Burgdorf,
Section Chief, Policy Division,
PO 00000
Frm 00063
Fmt 4701
Sfmt 4702
9353
Department of Health and Human
Services, Office for Civil Rights, 200
Independence Avenue SW, Washington,
DC 20201, Phone: 800 368–1019, TDD
Phone: 800 537–7697, Email: 504@
hhs.gov.
RIN: 0945–AA15
HHS—OCR
49. • Proposed Modifications to the
HIPAA Security Rule To Strengthen the
Cybersecurity of Electronic Protected
Health Information [0945–AA22]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
Legal Authority: Health Insurance
Portability and Accountability Act of
1996 (HIPAA), sec. 262 (42 U.S.C.
1320d–2); Health Information
Technology for Economic and Clinical
Health (HITECH) Act, sec. 13401 (42
U.S.C. 17931)
CFR Citation: 45 CFR 160; 45 CFR
164.
Legal Deadline: None.
Abstract: This rule will propose
modifications to the Security Standards
for the Protection of Electronic
Protected Health Information (the
Security Rule) under the Health
Insurance Portability and
Accountability Act of 1996 (HIPAA) and
the Health Information Technology for
Economic and Clinical Health Act of
2009 (HITECH Act). These
modifications will improve
cybersecurity in the health care sector
by strengthening requirements for
HIPAA regulated entities to safeguard
electronic protected health information
to prevent, detect, contain, mitigate, and
recover from cybersecurity threats.
Statement of Need: In February 2003,
the HIPAA Security Rule established
standards for the security of electronic
protected health information (ePHI) to
be implemented by HIPAA covered
entities and, by amendment of the
HITECH Act, their business associates
(collectively, ‘‘regulated entities’’). Prior
to the HIPAA Security Rule, standard
security measures did not exist in the
health care industry to address the
security of ePHI while stored and
exchanged between entities. Since 2003,
the Department has received
recommendations from the National
Committee on Vital and Health
Statistics (NCVHS), an advisory
committee to the Secretary of HHS, and
the public to update and strengthen
security standards to protect ePHI,
especially in light of newer threats not
previously contemplated in 2003 such
as ransomware. Additionally, the
E:\FR\FM\09FEP2.SGM
09FEP2
9354
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Department has reviewed media reports
advocating the strengthening of
protections provided by the HIPAA
Security Rule as well as a report from
a U.S. Senator advocating for
modernizing HIPAA to increase
protections of ePHI in the face of current
cyber threats.
Summary of Legal Basis: The current
HIPAA Security Rule has not been
updated to address the recent dramatic
increase in cyber-attacks on the health
care sector that are undermining the
security of individuals’ ePHI. Section
1173(d) of the Social Security Act
requires the Secretary of HHS to adopt
security standards that take into account
the technical capabilities of record
systems used to maintain health
information, the costs of security
measures, the need to train persons who
have access to health information, the
value of audit trails in computerized
record systems, and the needs and
capabilities of small health care
providers and rural health care
providers. Since publication of the
HIPAA Security Rule in 2003, there has
been an evolution in technical
capabilities of record systems used to
maintain health information and costs
of security measures that support
updating the HIPAA Security Rule to
help ensure that it can continue to
provide a baseline of security standards
to meet current and emerging security
risks and threats to ePHI.
Alternatives: HHS considered whether
these policy updates could be
implemented through guidance.
However, the Department determined
that this would be insufficient to
prevent and address cybersecurity
threats and vulnerabilities facing the
U.S. health care system. Revisions to the
existing HIPAA Security Rule will help
ensure the cybersecurity of individuals’
ePHI.
Anticipated Cost and Benefits: To be
determined.
Risks: To be determined.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
FR Cite
09/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses,
Governmental Jurisdictions,
Organizations.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
International Impacts: This regulatory
action will be likely to have
international trade and investment
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
effects, or otherwise be of international
interest.
Agency Contact: Marissa GordonNguyen, Senior Advisor for Health
Information Privacy, Data, and
Cybersecurity Policy, Department of
Health and Human Services, Office for
Civil Rights, 200 Independence Avenue
SW, Washington, DC 20201, Phone: 800
368–1019, TDD Phone: 800 537–7697,
Email: ocrprivacy@hhs.gov.
RIN: 0945–AA22
HHS—OCR
Final Rule Stage
50. Confidentiality of Substance Use
Disorder Patient Records [0945–AA16]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 290dd–2
amended by the Coronavirus Aid,
Relief, and Economic Security Act (the
CARES Act), Pub. L. 116–136, sec. 3221
(March 27, 2020); Health Information
Technology for Economic and Clinical
Health (HITECH) Act, Pub. L. 111–5,
sec. 13402 and 13405 (February 17,
2009); Health Insurance Portability and
Accountability Act of 1996 (HIPAA)
Pub. L. 104–191, sec. 264 (August 21,
1996); Social Security Act, Pub. L. 74–
271 (August 14, 1935) (see secs. 1171 to
1179 of the Social Security Act, 42
U.S.C. 1320d to 1320d–8)
CFR Citation: 42 CFR 2; 45 CFR 160;
45 CFR 164.
Legal Deadline: NPRM, Statutory,
March 27, 2021. The CARES Act
requires revisions to regulations with
respect to uses and disclosures of
information occurring on or after the
date that is 12 months after the date of
enactment of the Act (March 27, 2021);
and not later than one year after the date
of enactment, an update to the Notice of
Privacy Practices (NPP) provisions of
the HIPAA Privacy Rule at 45 CFR
164.520.
Abstract: This final rule, to be issued
in coordination with the Substance
Abuse and Mental Health Services
Administration (SAMHSA), would
implement provisions of section 3221 of
the CARES Act. Section 3221 amended
42 U.S.C. 290dd–2 to better harmonize
the 42 CFR part 2 (part 2) confidentiality
requirements with certain permissions
and requirements of the HIPAA Rules
and the HITECH Act.
Statement of Need: Rulemaking is
needed to implement section 3221 of
the CARES Act, which modified the
statute that establishes protections for
the confidentiality of substance use
disorder (SUD) treatment records and
authorizes the implementing regulations
at 42 CFR part 2 (part 2). As required by
PO 00000
Frm 00064
Fmt 4701
Sfmt 4702
the CARES Act, this regulation will: (1)
Align certain provisions of part 2 with
aspects of the HIPAA Privacy, Breach
Notification, and Enforcement Rules. (2)
Strengthen part 2 protections against
uses and disclosures of patients’ SUD
records for civil, criminal,
administrative, and legislative
proceedings. (3) Require that a HIPAA
Notice of Privacy Practices address
privacy practices with respect to part 2
records.
Summary of Legal Basis: Section
3221(i) of the CARES Act requires
rulemaking as may be necessary to
implement and enforce section 3221.
Alternatives: HHS considered whether
the CARES Act provisions could be
implemented through guidance.
However, rulemaking is required
because the current part 2 regulations
are inconsistent with the authorizing
statute, as amended by the CARES Act.
HHS considered whether to include the
anti-discrimination provisions of
section 3221(g) in this rulemaking.
However, because implementation of
the anti-discrimination provisions
implicates numerous civil rights
authorities, which require collaboration
with the Department of Justice, HHS
will address the anti-discrimination
provisions in a separate rulemaking.
Anticipated Cost and Benefits: HHS
estimates that the effects of the
requirements for regulated entities
would result in new costs of
$64,299,891 within 12 months of
implementing the final rule, followed by
$2,514,756 of recurring annual costs in
years two through five. HHS estimates
these first-year costs would be partially
offset by $12,755,378 annual cost
savings, resulting in overall net costs of
$10,582,027 over 5 years.
Risks: To be determined.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
12/02/22
01/31/23
FR Cite
87 FR 74216
11/00/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses,
Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal,
Local, State, Tribal.
Agency Contact: Marissa GordonNguyen, Senior Advisor for Health
Information Privacy, Data, and
Cybersecurity Policy, Department of
Health and Human Services, Office for
Civil Rights, 200 Independence Avenue
SW, Washington, DC 20201, Phone: 800
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
368–1019, TDD Phone: 800 537–7697,
Email: ocrprivacy@hhs.gov.
RIN: 0945–AA16
HHS—OCR
ddrumheller on DSK120RN23PROD with PROPOSALS2
51. Nondiscrimination in Health
Programs and Activities [0945–AA17]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: sec. 1557 of the
Patient Protection and Affordable Care
Act (42 U.S.C. 18116); 42 U.S.C. 1302;
42 U.S.C. 1395; 42 U.S.C. 1395eee(f); 42
U.S.C. 1396u–4(f); 42 U.S.C. 2000d–1;
20 U.S.C. 1405; 29 U.S.C. 794; 42 U.S.C.
290dd–2; 21 U.S.C. 1174; 42 U.S.C.
300gg to 300gg–63; 42 U.S.C. 300gg–91;
42 U.S.C. 300gg–92; 42 U.S.C. 300gg–
111 to 300gg–139 as amended, sec.
3203; Pub. L. 116–136, 134 Stat. 281; 42
U.S.C. 18021 to 18024; 42 U.S.C. 18031
to 18033; 42 U.S.C. 18041 to 18042; 42
U.S.C. 18044; 42 U.S.C. 18051; 42 U.S.C.
18054; 42 U.S.C. 18061; 42 U.S.C.
18063; 42 U.S.C. 18071; 42 U.S.C. 18081
to 18083; 26 U.S.C. 36B
CFR Citation: 42 CFR 438; 42 CFR
440; 42 CFR 457; 42 CFR 460; 45 CFR
80; 45 CFR 84; 45 CFR 86; 45 CFR 91;
45 CFR 92; 45 CFR 147; 45 CFR 155; 45
CFR 156; . . .
Legal Deadline: None.
Abstract: This rule proposed to
address changes to the 2020 Final Rule
implementing section 1557 of the
Patient Protection and Affordable Care
Act (PPACA). Section 1557 of PPACA
prohibits discrimination on the basis of
race, color, national origin, sex, age, or
disability under any health program or
activity, any part of which is receiving
Federal financial assistance, including
credits, subsidies, or contracts of
insurance, or under any program or
activity that is administered by an
Executive Agency, or any entity
established under title l of the PPACA.
Statement of Need: The Biden-Harris
Administration has made advancing
health equity and nondiscrimination in
health care a cornerstone of its policy
agenda. The current section 1557
implementing regulation significantly
curtails the scope of application of
section 1557 protections and creates
uncertainty and ambiguity as to what
constitutes prohibited discrimination in
covered health programs and activities.
Issuance of a revised section 1557
implementing regulation is important
because it would provide clear and
concise regulations that are consistent
with the statutory text and protect
historically marginalized communities
as they seek access to health programs
and activities.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Summary of Legal Basis: The
Secretary of the Department is
statutorily authorized to promulgate
regulations to implement section 1557.
42 U.S.C. 18116(c). The current section
1557 Final Rule (issued in 2020) is in
litigation.
Alternatives: The Department has
considered the alternative of
maintaining the section 1557
implementing regulation in its current
form; however, the Department believes
it is appropriate to undertake
rulemaking given the Administration’s
commitment to advancing equity and
access to health care and in light of the
issues raised in litigation challenges to
the current rule.
Anticipated Cost and Benefits: In
enacting section 1557 of the ACA,
Congress recognized the benefits of
equal access to health services and
health insurance that all individuals
should have, regardless of their race,
color, national origin, sex, age, or
disability. The Department anticipates
that this rulemaking will result in
significant benefits that are difficult to
quantify, namely by providing clear
guidance to the covered entity
community regarding requirements to
administer their health programs and
activities in a non-discriminatory
manner. In turn, the Department
anticipates cost savings as individuals
are able to access a range of health care
services that will result in decreased
health disparities among historically
marginalized groups and increased
health benefits. The Department
estimates annualized costs over a 5-year
time horizon of about $551 million or
$560 million; however, it is important to
recognize that this rule applies preexisting nondiscrimination
requirements in Federal civil rights laws
to various entities, the great majority of
which have been covered by these
requirements for years.
Risks: To be determined.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
08/04/22
10/03/22
FR Cite
87 FR 47751
01/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
Local, State.
URL For More Information: https://
www.hhs.gov/civil-rights/forindividuals/section-1557/.
URL For Public Comments: https://
www.regulations.gov/document/HHSOS-2022-0012-0001.
PO 00000
Frm 00065
Fmt 4701
Sfmt 4702
9355
Agency Contact: Daniel Shieh,
Associate Deputy Director, Policy
Division, Department of Health and
Human Services, Office for Civil Rights,
200 Independence Avenue SW,
Washington, DC 20201, Phone: 800 368–
1019, Email: 1557@hhs.gov.
Related RIN: Related to 0945–AA02,
Related to 0945–AA11
RIN: 0945–AA17
HHS—OCR
52. Safeguarding the Rights of
Conscience as Protected by Federal
Statutes [0945–AA18]
Priority: Section 3(f)(1) Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 5 U.S.C. 301
CFR Citation: 44 CFR 88.
Legal Deadline: None.
Abstract: The Department proposed to
partially rescind the May 21, 2019, final
rule entitled, Protecting Statutory
Conscience Rights in Health Care;
Delegations of Authority (2019 Final
Rule), while leaving in effect the
framework created by the February 23,
2011, final rule, entitled, Regulation for
the Enforcement of Federal Health Care
Provider Conscience Protection Laws.
The Department also proposed to retain,
with some modifications, certain
provisions of the 2019 Final Rule
regarding federal conscience protections
but eliminate others.
Statement of Need: The Biden-Harris
Administration takes seriously its
obligations to comply with Federal
conscience laws and the balance that
Congress struck through these statutes.
This rule demonstrates the Department’s
commitment to educating patients,
providers, and other covered entities
about their rights and obligations under
the conscience statutes and to ensure
compliance with those authorities.
Summary of Legal Basis: The
Secretary of the Department of Health &
Human Services is statutorily
authorized to promulgate regulations to
prescribe regulations for the government
of his department, the conduct of its
employees, the distribution and
performance of its business, and the
custody, use, and preservation of its
records, papers, and property. 5 U.S.C.
301. The current Conscience Final Rule
(issued in 2019) is in pending litigation.
Alternatives: The Department has
considered the alternative of
maintaining the current regulation in its
current form; however, the Department
believes it is appropriate to undertake
rulemaking in light of the issues raised
E:\FR\FM\09FEP2.SGM
09FEP2
9356
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
in litigation challenges to the current
rule.
Anticipated Cost and Benefits: The
Department estimates that the final rule
would generate cost savings of $725.5
million using a 3-percent discount rate
and $586.4 million using a 7-percent
discount rate over the next five years.
Risks: To be determined.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
01/05/23
03/06/23
I
11/00/23
88 FR 820
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected:
Organizations.
Government Levels Affected: Federal,
Local, State
Agency Contact: David Christensen,
Section Chief, Policy Division,
Department of Health and Human
Services, Office for Civil Rights, 200
Independence Avenue SW, Washington,
DC 20201, Phone: 800 368–1019, Email:
consciencerule@hhs.gov.
Related RIN: Related to 0945–AA10
RIN: 0945–AA18
ddrumheller on DSK120RN23PROD with PROPOSALS2
HHS—OCR
53. Health and Human Services Grants
Regulation [0945–AA19]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301
CFR Citation: 45 CFR 75.
Legal Deadline: None.
Abstract: This final rule will
repromulgate certain nondiscrimination
provisions of the Uniform
Administrative Requirements, 45 CFR
part 75, under the Department’s
Housekeeping Authority, 5 U.S.C. 301.
The rule will clarify the Department’s
public policy requirement that no
person otherwise eligible will be
discriminated against in the
administration of HHS grants, consistent
with applicable federal statute and
applicable Supreme Court precedent. It
will also set forth a list of thirteen
Federal statutes which prohibit
discrimination on the basis of sex to
include on the basis of sexual
orientation and gender identity,
consistent with the Supreme Court’s
decision in Bostock v. Clayton County.
Statement of Need: This rule is
needed to provide the Department with
uniform regulations governing HHS
grants, put the Department in the best
position to defend HHS from ongoing
litigation risk, and provide certainty to
participants in HHS grant programs.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Summary of Legal Basis: This rule is
promulgated under 5 U.S.C. 301 and the
December 26, 2013 OMB requirements,
Uniform Administrative Requirements,
Cost Principles, and Audit
Requirements for Federal Awards, 79 FR
75867.
Alternatives: The Department
published a final rule in 2021, 86 FR
2257. That rule was vacated by a federal
district court because it had not been
promulgated in compliance with the
Administrative Procedure Act. Thus,
HHS effectively reverts to the prior
Final Rule (2016 Grants Rule), 81 FR
89393, which is currently not being
enforced due to a 2019 Notice of
Nonenforcement, 84 FR 63809. Both the
2016 Grants Rule and the 2019 Notice
of Nonenforcement are subject to
litigation risk. If OCR did not
promulgate this new Grants Rule, HHS
could lift the 2019 Notice of
Nonenforcement and defend the 2016
Grants Rule. However, we believe that
issuing the proposed rule is the most
effective way to provide the Department
with uniform grants regulations in a
manner that avoids costly litigation.
Anticipated Cost and Benefits: The
Department expects the benefits of
regulatory clarity will simplify
compliance and ensure fair and
nondiscriminatory administration of
covered programs under this rule. Costs
associated with implementing this
administrative change include costs for
grantees to become familiar with the
rule and for some covered entities to
seek an exemption from the rule.
Risks: To be determined.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
07/13/23
09/11/23
FR Cite
88 FR 44750
03/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: David Hyams,
Section Chief, Policy Division,
Department of Health and Human
Services, Office for Civil Rights, 200
Independence Avenue SW, Washington,
DC 20201, Phone: 800 368–1019, Email:
1557@hhs.gov.
Related RIN: Related to 0991–AC06,
Related to 0991–AC16
RIN: 0945–AA19
PO 00000
Frm 00066
Fmt 4701
Sfmt 4702
HHS—OCR
54. Proposed Modifications to the
HIPAA Privacy Rule To Support
Reproductive Health Care Privacy
[0945–AA20]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: Health Insurance
Portability and Accountability Act (PL
104–191); Executive Order 14076,
Protecting Access to Reproductive
Healthcare Services
CFR Citation: 45 CFR 160; 45 CFR
164.
Legal Deadline: None.
Abstract: This final rule will modify
the Standards for Privacy of
Individually Identifiable Health
Information (Privacy Rule) under the
Health Insurance Portability and
Accountability Act of 1996 (HIPAA) and
the Health Information Technology for
Economic and Clinical Health Act of
2009 (HITECH Act). These
modifications will modify existing
standards permitting uses and
disclosures of protected health
information (PHI) by limiting uses and
disclosures of PHI for certain purposes.
Statement of Need: HIPAA and the
HIPAA Rules promote access to health
care by establishing standards for the
privacy of PHI to protect the
confidentiality of individuals’ health
information. These protections promote
the development and maintenance of
confidence and trust between
individuals and covered entities, and
help to improve the completeness and
accuracy of individual medical records.
The Privacy Rule, as it has been
amended over time, carefully balances
the interests of individuals and society
in identifiable health information by
establishing when and how such
information may be used and disclosed,
with and without the individual’s
permission. The Department has
received communications from
members of Congress and the public and
reviewed media reports indicating
concerns and confusion regarding the
role of the Privacy Rule in protecting the
privacy of individual’s health
information, given the evolution of state
law in the area of reproductive health
care.
Summary of Legal Basis: The current
HIPAA Privacy Rule has not been
updated to reflect the evolution in state
law that undermines the privacy of
individuals’ protected health
information, particularly for use in
investigations into or legal proceedings
against persons in connection with
reproductive health care. The final rule
is consistent with Executive Order
14076, which directed the Secretary of
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Health and Human Services to consider
actions to strengthen the protection of
sensitive information related to
reproductive healthcare services and
bolster patient-provider confidentiality.
Alternatives: HHS considered whether
these policy changes could be
implemented through guidance.
However, the Department determined
that this would be insufficient to
address the concerns that have arisen in
the wake of the recent evolution in state
law pertaining to reproductive health
care that has jeopardize the privacy of
individuals’ protected health
information and affected individuals’
relationship with their health care
providers and the U.S. health care
system. Revisions to the existing HIPAA
Privacy Rule are necessary to reestablish
that trust and to ensure the privacy of
individuals’ protected health
information.
Anticipated Cost and Benefits: HHS
estimates that the effects of the
requirements for regulated entities
would result in new costs of
$611,831,396 within 12 months of
implementing the final rule, followed by
approximately $67,831,396 of recurring
annual costs in years two through five.
The Department anticipates that this
rulemaking will result in significant
benefits that are difficult to quantify
because the area of health care the
proposed rule addresses is among the
most sensitive for patients and
providers if privacy is violated.
Additionally, the value of privacy,
which cannot be recovered once lost,
and trust that privacy will be protected
by others, is difficult to quantify fully.
The rule would prevent or reduce
numerous harms, resulting in nonquantifiable benefits to patient and
providers.
Risks: To be determined.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Final Action .........
04/17/23
06/16/23
FR Cite
88 FR 23506
03/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses,
Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal,
Local, State, Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Marissa GordonNguyen, Senior Advisor for Health
Information Privacy, Data, and
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Cybersecurity Policy, Department of
Health and Human Services, Office for
Civil Rights, 200 Independence Avenue
SW, Washington, DC 20201, Phone: 800
368–1019, TDD Phone: 800 537–7697,
Email: ocrprivacy@hhs.gov.
RIN: 0945–AA20
HHS—OFFICE OF THE NATIONAL
COORDINATOR FOR HEALTH
INFORMATION TECHNOLOGY (ONC)
Proposed Rule Stage
55. Establishment of Disincentives for
Health Care Providers Who Have
Committed Information Blocking
[0955–AA05]
Priority: Substantive, Nonsignificant.
Legal Authority: 42 U.S.C. 300jj–52;
42 U.S.C. 1302; 42 U.S.C. 1306; 42
U.S.C. 1395hh; 42 U.S.C. 1395jjj; 42
U.S.C. 1395rr(1); 5 U.S.C. 552.2
CFR Citation: 45 CFR 171; 42 CFR
414; 42 CFR 425; 42 CFR 495.
Legal Deadline: None.
Abstract: The rulemaking implements
certain provisions of the 21st Century
Cures Act (Cures Act) to establish
appropriate disincentives for health care
providers determined by the HHS
Inspector General to have committed
information blocking. Consistent with
the Cures Act, the rulemaking
establishes a first set of disincentives
using HHS authorities under applicable
Federal law, including authorities
delegated to the Centers for Medicare &
Medicaid Services.
Statement of Need: The rulemaking
would implement a provision of the
Cures Act which requires the HHS
Office of the Inspector General (OIG) to
refer health care providers that OIG
determines to have committed
information blocking to the appropriate
agency to be subject to appropriate
disincentives using authorities under
applicable Federal law, as the Secretary
sets forth through notice and comment
rulemaking. Release of the proposed
rule is needed to implement this critical
component of the Cures Act and ensure
effective enforcement of information
blocking rules.
Summary of Legal Basis: The
provisions would be implemented
under the authority of the Public Health
Service Act, as amended by the Cures
Act.
Alternatives: ONC will consider
different available authorities under
which appropriate disincentives could
be established deter information
blocking and still minimize regulatory
burden for health care providers.
Anticipated Cost and Benefits: The
costs of this proposed rule would be
PO 00000
Frm 00067
Fmt 4701
Sfmt 4702
9357
minimal. Investigated parties may incur
some costs in response to an OIG
investigation or the application of a
disincentive by an HHS agency,
however, this would depend on the
frequency of prohibited conduct. The
expected benefits of the regulation are
deterring information and its negative
impacts on many important aspects of
health care, including effective health
information exchange, patient access,
duplicative testing and costs, and the
availability and quality of care.
Risks: We anticipate that health care
providers will express concern with the
potential complexity of the approach
(i.e., the application of a range of
disincentives based on available
authorities) as compared to a range of
civil monetary penalties or fines. ONC
will continue to consider additional
potential risks, identify them for
stakeholders, and seek comment from
stakeholders during the comment period
for the proposed rule.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Date
11/01/23
01/02/24
FR Cite
88 FR 74947
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Alex Baker, Federal
Policy Branch Chief, Department of
Health and Human Services, Office of
the National Coordinator for Health
Information Technology, 330 C Street
SW, 7th Fl, Washington, DC 20201,
Phone: 202 690–7151, Email:
alexander.baker@hhs.gov.
RIN: 0955–AA05
HHS—CENTERS FOR DISEASE
CONTROL AND PREVENTION (CDC)
Final Rule Stage
56. Control of Communicable Diseases;
Foreign Quarantine [0920–AA75]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 264; 42
U.S.C. 265
CFR Citation: 42 CFR 71.
Legal Deadline: None.
Abstract: This rulemaking amends
current regulation to enable CDC to
require airlines to collect and provide to
CDC certain data elements regarding
passengers and crew arriving from
foreign countries under certain
circumstances.
Statement of Need: In order to control
the introduction, transmission, and
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9358
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
spread of communicable diseases such
as COVID–19 into the United States, the
collection of traveler contact
information helps ensure that CDC and
state and local health authorities are
able to identify and locate persons
arriving in, or transiting through, the
United States from a foreign country
who may have been exposed to a
communicable disease abroad.
Summary of Legal Basis: The Public
Health Service Act (42 U.S.C. 264 and
268) authorizes the Secretary of the
Department of Health and Human
Services to make and enforce
regulations necessary to prevent the
introduction, transmission, or spread of
communicable diseases from foreign
countries into the United States, or from
one State or possession into any other
State or possession. Regulations that
implement federal quarantine authority
are currently promulgated in 42 CFR
parts 70 and 71. CDC’s authority for
collecting these data fields is contained
in 42 CFR 71.4.
Alternatives: The transmission of
disease, as seen during the COVID–19
pandemic, has the potential to lead to
thousands or millions of deaths in
addition to the significant healthcare
and economic costs. Follow-up with
passengers arriving from foreign
countries who may be infectious or
exposed to a communicable disease is
critical. The alternative to collecting
traveler contact information before their
flight is to collect the information from
airlines following the passenger’s flight.
When this was done in the past, some
airlines took several days to respond to
a single request if the information was
available. In addition, there is
significant time and labor required for
CDC to obtain additional information
from federal databases and process the
received information into a format
suitable for distribution to state and
local health authorities in the United
States. As a result, obtaining contact
information after a flight, assuming that
information is available, can lead to a
delay of several days before health
authorities can start contacting
potentially exposed travelers. This time
delay allows for travelers to be lost to
follow-up or become symptomatic or
infectious. The time required and costs
incurred under this alternative increase
exponentially with multiple post-flight
manifest requests to airlines.
Anticipated Cost and Benefits: The
annual, ongoing costs to collect traveler
contact information, in the form of
airline and travel agency staff time and
passenger time, are estimated to be
approximately $285 million. This does
not include the initial costs for updating
IT systems and employee training,
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
which have already been incurred. The
costs to the government are minimal, as
the vast majority of passenger
information that is being collected is
transmitted to the government via
established data systems that are already
in use for other purposes.
The benefits to this rulemaking
include rapid follow-up by public
health authorities with passengers who
may be infectious or exposed to a
communicable disease, resulting in less
spread and transmission of disease into
and throughout the United States,
helping to prevent public health and
economic costs. The availability of
passenger contact data may be used by
public health authorities to slow the
introduction and transmission of novel
infectious diseases, including new
variants of the SARS–CoV–2 virus,
which causes COVID–19 disease.
Risks: The risk to not collecting this
information is that CDC would have to
revert to previous ways of obtaining this
information for public health follow up.
Some of those methods were time
intensive and resulted in delays in
follow up.
The risk, although minimal, in
collecting this information is that
airlines and international passengers
often do not want to comply (or may not
want to comply) with the requirement.
To date, however, CDC has found
instances of noncompliance have been
very limited.
Timetable:
Action
Date
Interim Final Rule
Effective.
Interim Final Rule
Interim Final Rule
Comment Period End.
Final Action .........
FR Cite
02/07/20
02/12/20
03/13/20
85 FR 7874
10/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact: Ashley C.
Altenburger JD, Regulatory Analyst,
Department of Health and Human
Services, Centers for Disease Control
and Prevention, 1600 Clifton Road NE,
MS: H 16–4, Atlanta, GA 30307, Phone:
800 232–4636, Email:
dgmqpolicyoffice@cdc.gov.
RIN: 0920–AA75
PO 00000
Frm 00068
Fmt 4701
Sfmt 4702
HHS—FOOD AND DRUG
ADMINISTRATION (FDA)
Proposed Rule Stage
57. Tobacco Product Standard for
Nicotine Level of Certain Tobacco
Products [0910–AI76]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
Legal Authority: 21 U.S.C. 387g
CFR Citation: 21 CFR 1160.
Legal Deadline: None.
Abstract: The proposed rule is a
tobacco product standard that would
establish a maximum nicotine level in
cigarettes and certain other finished
tobacco products.
Statement of Need: Each year, 480,000
people die prematurely from a smokingattributed disease, making tobacco use
the leading cause of preventable disease
and death in the United States. Nearly
all these adverse health effects are
ultimately the result of addiction to the
nicotine in combusted tobacco products,
leading to repeated exposure to
toxicants from those products. Nicotine
is powerfully addictive. The U.S.
Surgeon General has reported that 87
percent of adult smokers start smoking
before age 18, and half of adult smokers
become addicted before age 18. This
proposed rule is a tobacco product
standard that would establish a
maximum nicotine level in cigarettes
and certain other finished tobacco
products. Because tobacco-related
harms primarily result from addiction to
products that repeatedly expose users to
toxins, FDA would take this action to
reduce addictiveness of certain tobacco
products, thus giving addicted users a
greater ability to quit. This product
standard would also help to prevent
experimenters (mainly youth) from
initiating regular use, and, therefore,
from becoming regular smokers. The
proposed product standard is
anticipated to benefit the population as
a whole, while also advancing health
equity by addressing disparities
associated with cigarette smoking,
dependence, and cessation.
Summary of Legal Basis: Section 907
of the FD&C Act authorizes the adoption
of tobacco product standards if the
Secretary finds that a tobacco product
standard is appropriate for the
protection of public health, and
includes authority related to provisions
for nicotine yields in tobacco product
standards.
Alternatives: In addition to the costs
and benefits of the product standard as
proposed, FDA plans to assess the costs
and benefits of a different effective date
for the rule and the impact of including
E:\FR\FM\09FEP2.SGM
09FEP2
9359
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
additional tobacco products in the
product standard.
Anticipated Cost and Benefits: The
anticipated benefits of the product
standard include benefits from reduced
death and disease resulting from
decreased tobacco use among adult
consumers, reduced death and disease
from secondhand smoke, and reduced
death and disease among youth who are
deterred from initiating under the
product standard. The qualitative
benefits of the proposed rule include
impacts such as reduced illness and
increased productivity for smokers and
nonsmokers, as well as reduced
smoking-related fires, cigarette litter,
and other environmental impacts.
The proposed rule is expected to
generate compliance costs on affected
entities, such as one-time costs to read
and understand the rule and alter
manufacturing and importing practices;
costs to some consumers, such as search
costs to research substitute products and
temporary withdrawal costs, and
enforcement costs to the government.
Risks: None.
Timetable:
Action
Date
NPRM ..................
FR Cite
04/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal,
Local, State, Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Courtney Smith,
Senior Regulatory Counsel, Department
of Health and Human Services, Food
and Drug Administration, Center for
Tobacco Products, Document Control
Center, Building 71, Room G335, 10903
New Hampshire Avenue, Silver Spring,
MD 20993 Phone: 877 287–1373, Fax:
877 287–1426, Email: ctpregulations@
fda.hhs.gov.
RIN: 0910–AI76
HHS—FDA
ddrumheller on DSK120RN23PROD with PROPOSALS2
58. Front-of-Package Nutrition Labeling
[0910–AI80]
Priority: Section 3(f)(1) Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: Not Yet Determined
CFR Citation: 21 CFR 101.6 (new).
Legal Deadline: None.
Abstract: This proposed rule would
require the front of food labels to
display certain nutrition information to
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
help consumers, especially those with
lower nutrition knowledge, make more
informed dietary choices. Front-ofpackage (FOP) nutrition labeling is
intended to complement the Nutrition
Facts label on packaged foods by giving
consumers additional context to help
them quickly and easily identify foods
that can help them build a healthy
eating pattern. A variety of FOP labeling
systems have been adopted in countries
world-wide and the experience in these
countries suggests that FOP labeling
may aid the ability to make healthier
choices. FDA plays a key role within a
broader, whole-of-government approach
to help reduce the burden of chronic
diseases and advance health equity by
helping to improve dietary patterns in
the U.S. This proposed rule is part of
FDA’s nutrition efforts to empower
consumers with nutrition information to
help them more easily identify healthier
choices and may result in industry
innovation to produce healthier foods.
FDA will conduct public outreach on
this project. FDA has held, and will
continue to hold, listening sessions with
a wide range of stakeholders, including
consumer groups, public health
organizations, academia, health care
groups, and industry. Additionally, the
Reagan-Udall Foundation will host a
public meeting in November in
collaboration with FDA to hear input
from a broad array of stakeholders, and
we are launching a series of Tribal
Listening Sessions to begin a
conversation with federally recognized
tribes on, among other things, our FOP
initiative.
Statement of Need: HHS implemented
its first mandatory nutrition labeling 32
years ago. The resulting Nutrition Facts
label is iconic and 87% of American
consumers report using the label.
However, many consumers, particularly
those with lower nutrition literacy, may
find additional information on food
packaging helpful in identifying foods
that are part of constructing a healthy
diet. This proposed rule, if finalized,
could empower consumers with
information to help them quickly
identify foods that can help them build
a healthy eating pattern.
Summary of Legal Basis: In general,
our legal authority rests on the 1990
Nutrition Labeling and Education Act,
which gave the Secretary the authority
to require that certain nutrition
information be conveyed to allow the
public to readily observe and
comprehend such information and to
understand its relative significance in
the context of a total daily diet.
(Nutrition Labeling and Education Act
of 1990. Public Law 101–535, 104 Stat
2353, Sec. 2(b)(1)(A)). Authority for
PO 00000
Frm 00069
Fmt 4701
Sfmt 4702
certain aspects may also be found in
section 403(q), 403(a)(1), and 201(n) of
the Federal Food, Drug, and Cosmetic
Act (FD&C Act). In addition, section
701(a) of the FD&C Act authorizes the
promulgation of regulations for the
efficient enforcement of the FD&C Act.
Alternatives: FDA will consider
different options so that we maximize
benefits to consumers.
Anticipated Cost and Benefits: The
proposed rule, if finalized, is expected
to generate compliance costs on affected
entities, such as the cost to label
packaged foods and the one-time costs
to read and understand the rule.
Estimated benefits to consumers TBD.
Risks: None.
Timetable:
Action
NPRM ..................
Date
FR Cite
06/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact: Mark Kantor
Nutritionist, Department of Health and
Human Services Food and Drug
Administration, CPK1 RM 3D034, HFS–
830, 5001 Campus Drive, College Park,
MD 20740, Phone: 240 402–2082, Email:
mark.kantor@fda.hhs.gov.
RIN: 0910–AI80
HHS—FDA
59. Medical Devices; Laboratory
Developed Tests [0910–AI85]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
Legal Authority: 21 U.S.C. 321; 21
U.S.C. 331; 21 U.S.C. 351; 21 U.S.C. 352;
21 U.S.C. 360c; . . .
CFR Citation: 21 CFR 809.
Legal Deadline: None.
Abstract: This rule would amend the
Food and Drug Administration’s
regulations to make explicit that
laboratory developed tests (LDTs) are
devices under the Federal Food, Drug,
and Cosmetic Act (FD&C Act).
Statement of Need: In 1976, the
Medical Device Amendments of 1976
(the MDA) amended the FD&C Act to
create a comprehensive system for the
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9360
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
regulation of devices intended for
human use. In implementing the MDA,
FDA has generally exercised
enforcement discretion such that it
generally has not enforced applicable
requirements with respect to most LDTs.
However, the risks associated with LDTs
are much greater today than they were
at the time of enactment of the MDA,
and today’s LDTs are more similar to
other in vitro diagnostic products (IVDs)
that have not been under FDA’s general
enforcement discretion approach. This
rulemaking would amend FDA’s
regulations to reflect that the device
definition in the FD&C Act does not
differentiate between entities
manufacturing the device. In
conjunction with this amendment, FDA
is advancing a policy under which FDA
intends to phase out its general
enforcement discretion approach for
LDTs, so that IVDs manufactured by a
laboratory would generally fall under
the same enforcement approach as other
IVDs. This action is necessary to redress
the imbalance in oversight of LDTs and
other IVDs and to protect the public
health by helping to assure the safety
and effectiveness of LDTs.
Summary of Legal Basis: FDA is
issuing this rule under the Agency’s
general rulemaking authorities and
statutory authorities relating to devices
in the FD&C Act, including the
definition of a device under section
201(h)(1) of the FD&C Act and FDA’s
authority to issue regulations for the
efficient enforcement of the FD&C Act
under section 701(a) of the FD&C Act.
Alternatives: The Agency has
considered various options to protect
the public health by helping to assure
the safety and effectiveness of LDTs
while avoiding undue disruption to the
testing market.
Anticipated Cost and Benefits: This
rule would result in compliance costs
for laboratories that are ensuring their
IVDs are compliant with applicable
statutory and regulatory requirements.
We anticipate that the benefits would
include a reduction in healthcare costs
associated with unsafe or ineffective
tests, including tests promoted with
false or misleading claims, and from
therapeutic decisions based on the
results of those tests.
Risks: None.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
VerDate Sep<11>2014
FR Cite
10/03/23
12/04/23
I
04/00/24
18:15 Feb 08, 2024
88 FR 68006
I
Jkt 262001
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Eitan Bernstein,
Regulatory Counsel, Department of
Health and Human Services, Food and
Drug Administration, 10903 New
Hampshire Avenue, WO 66, Silver
Spring, MD 20993, Phone: 240 402–
9812, Email: eitan.bernstein@
fda.hhs.gov.
RIN: 0910–AI85
HHS—FDA
Final Rule Stage
60. Nonprescription Drug Product With
an Additional Condition for
Nonprescription Use [0910–AH62]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 321; 21
U.S.C. 352; 21 U.S.C. 355; 21 U.S.C. 371;
42 U.S.C. 262; 42 U.S.C. 264; . . .
CFR Citation: 21 CFR 201.67; 21 CFR
314.56; 21 CFR 314.81; 21 CFR 314.125;
21 CFR 314.127.
Legal Deadline: None.
Abstract: The final rule is intended to
increase options for applicants to
develop and market safe and effective
nonprescription drug products, which
could improve public health by
broadening the types of nonprescription
drug products available to consumers.
The final rule would establish
requirements for a drug product that
could be marketed as a nonprescription
drug product with an additional
condition for nonprescription use
(ACNU) that an applicant must
implement to ensure appropriate selfselection, appropriate actual use, or
both by consumers.
Statement of Need: Currently,
nonprescription drug products are
limited to drugs that can be labeled with
sufficient information for consumers to
appropriately self-select and use the
drug product. For certain drug products,
limitations of labeling present
challenges for adequate communication
of information needed for consumers to
appropriately self-select or use the drug
product without the supervision of a
healthcare practitioner. FDA is
finalizing regulations that would
establish the requirements for a drug
product that could be marketed as a
nonprescription drug product with an
ACNU that an applicant must
implement to ensure appropriate selfselection, appropriate actual use or both
by consumers.
Summary of Legal Basis: FDA’s
revisions to the regulations regarding
labeling and applications for
PO 00000
Frm 00070
Fmt 4701
Sfmt 4702
nonprescription drug products are
authorized by the FD&C Act (21 U.S.C.
321 et seq.) and by the Public Health
Service Act (42 U.S.C. 262 and 264).
Alternatives: FDA evaluated various
requirements for new drug applications
to assess flexibility of nonprescription
drug product design through drug
labeling for appropriate self-selection
and appropriate use.
Anticipated Cost and Benefits: The
benefits of the final rule would include
increased consumer access to drug
products and reduced access costs to
these products as compared to their
prescription alternatives. Benefits to
industry would arise from the flexibility
in drug product approval and the
potential expansion of market revenue.
Other benefits would include a
reduction in repetitive meetings with
industry and the Agency regarding this
approval pathway. In addition, private
and government-sponsored drug
coverage plans may experience cost
savings. Although applicants would
incur the costs to develop and submit an
application for a nonprescription drug
with an ACNU, they would likely
submit applications only when they
expect that the profits from the approval
would exceed the costs of the
application. Lastly, we anticipate onetime costs of reading and understanding
the rule that potential applicants would
incur.
Risks: None.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
NPRM Comment
Period Extended.
NPRM Comment
Period Extended End.
Final Rule ............
Date
FR Cite
06/28/22
10/26/22
87 FR 38313
10/24/22
87 FR 64178
11/25/22
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Angela Mtungwa,
Program Coordinator, Department of
Health and Human Services, Food and
Drug Administration, 10903 New
Hampshire Avenue, Building 51, Room
4393, Silver Spring, MD 20993 Phone:
301 796–9329, Email: angela.mtungwa@
fda.hhs.gov.
RIN: 0910–AH62
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
HHS—FDA
61. Nutrient Content Claims, Definition
of Term: Healthy [0910–AI13]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
Legal Authority: 21 U.S.C. 321; 21
U.S.C. 331; 21 U.S.C. 343; 21 U.S.C. 371
CFR Citation: 10 CFR 101.65
(revision).
Legal Deadline: None.
Abstract: The rule would update the
definition for the implied nutrient
content claim ‘‘healthy’’ to be consistent
with current nutrition science and
federal dietary guidelines. The rule
would revise the requirements for when
the claim ‘‘healthy’’ can be voluntarily
used in the labeling of human food
products to indicate that a food, because
of its nutrient content, may be useful in
achieving a total diet that conforms to
current dietary recommendations and
helps consumers maintain healthy
dietary practices.
Statement of Need: This rule would
update the ‘‘healthy’’ claim to make it
more consistent with advances in
nutrition science and public health
recommendations, including those
captured in recent changes to the
Nutrition Facts label. The existing
definition of ‘‘healthy’’ is based on
nutrition recommendations regarding
intake of fat, saturated fat, and
cholesterol, and specific nutrients
Americans were not getting enough of in
the early 1990s. Nutrition
recommendations have evolved since
that time and now emphasize healthy
dietary patterns, which include getting
enough of certain foods from food
groups such as fruits, vegetables, lowfat dairy, and whole grains. Diet is a
contributing factor to chronic diseases,
such as heart disease, cancer, and
stroke, which are the leading causes of
death and disability in the United
States. Claims on food packages such as
‘‘healthy’’ can provide quick signals to
busy consumers about the healthfulness
of a food or beverage.
FDA is updating the existing
definition of the ‘‘healthy’’ claim based
on the food groups recommended by the
Dietary Guidelines for Americans by
requiring that food products bearing the
claim contain a certain amount of food
from such food groups or subgroups.
The rule would also require a food
product to be limited in saturated fat,
sodium, and added sugar. These
updates would ensure that foods bearing
the claim are ones that are part of a
healthy dietary pattern and are
recommended by current dietary
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
guidelines. The rule is also part of
FDA’s ongoing effort to empower
consumers with information to help
them improve their nutrition and
dietary patterns and reduce their risk of
diet-related chronic disease.
Summary of Legal Basis: FDA is
issuing this rule under sections 201(n),
301(a), 403(a), 403(r), and 701(a) of the
Federal Food, Drug, and Cosmetic Act
(FD&C Act) (21 U.S.C. 321(n), 331(a),
343(a), 343(r), and 371(a)). These
sections authorize the agency to adopt
regulations that prohibit labeling that
bears claims that characterize the level
of a nutrient which is of a type required
to be declared in nutrition labeling
unless the claim is made in accordance
with a regulatory definition established
by FDA. Pursuant to this authority, FDA
issued a regulation defining the
‘‘healthy’’ implied nutrient content
claim, which is codified at 21 CFR
101.65. This rule would update the
existing definition to be consistent with
current nutrition science and federal
dietary guidance.
Alternatives:
Alternative 1: Codify the alternative
criteria in the current enforcement
discretion guidance.
In 2016, FDA published ‘‘Use of the
Term ‘Healthy’ in the Labeling of
Human Food Products: Guidance for
Industry.’’ This guidance was intended
to advise food manufacturers of FDA’s
intent to exercise enforcement
discretion relative to foods that use the
implied nutrient content claim
‘‘healthy’’ on their labels which: (1) Are
not low in total fat, but have a fat profile
makeup of predominantly mono and
polyunsaturated fats; or (2) contain at
least 10 percent of the Daily Value (DV)
per reference amount customarily
consumed (RACC) of potassium or
vitamin D.
One alternative is to codify the
alternative criteria in this guidance
rather than the proposed update to the
definition. Although guidance is nonbinding, we assume that most packaged
food manufacturers are aware of the
guidance and, over the past 2 years,
have already made any adjustments to
their products or product packaging.
Therefore, we assume that this
alternative would have no costs to
industry and no benefits to consumers.
Alternative 2: Extend the compliance
date by 1 year.
Extending the anticipated compliance
date on the rule updating the definition
of healthy by 1 year would reduce costs
to industry as they would have more
time to change products that may be
affected by the rule or potentially
coordinate label changes with already
scheduled label changes. On the other
PO 00000
Frm 00071
Fmt 4701
Sfmt 4702
9361
hand, an extended compliance date runs
the risk of not being helpful to
consumers because they may not know
whether a packaged food product
labeled ‘‘healthy’’ follows the existing
definition or the updated one.
Anticipated Cost and Benefits: Food
products bearing the ‘‘healthy’’ claim
currently make up a small percentage
(5%) of total packaged foods. Quantified
costs to manufacturers include labeling,
reformulating, and recordkeeping.
Discounted at seven percent over 20
years, the mean present value of costs of
the rule is $237 million, with a lower
bound of $110 million and an upper
bound of $434 million.
Updating the definition of ‘‘healthy’’
to align with current dietary
recommendations can provide
information to help consumers build
more healthful diets to help reduce their
risk of diet-related chronic diseases.
Discounted at seven percent over 20
years, the mean present value of benefits
of the rule is $290 million, with a lower
bound estimate of $9 million and an
upper bound estimate of $857 million.
Risks: None.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
NPRM Comment
Period Extended.
NPRM Comment
Period Extended End.
Final Action .........
Date
FR Cite
09/29/22
12/28/22
87 FR 59168
11/29/22
87 FR 73267
02/16/23
04/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected:
Undetermined.
Agency Contact: Vincent De Jesus,
Nutritionist, Department of Health and
Human Services, Food and Drug
Administration, Center for Food Safety
and Applied Nutrition (HFS–830),
Room 3D–031, 5100 Paint Branch
Parkway, College Park, MD 20740,
Phone: 240 402–1774, Fax: 301 436–
1191, Email: vincent.dejesus@
fda.hhs.gov.
RIN: 0910–AI13
HHS—FDA
62. Tobacco Product Standard for
Characterizing Flavors in Cigars [0910–
AI28]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9362
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Unfunded Mandates: This action may
affect State, local or tribal governments
and the private sector.
Legal Authority: 21 U.S.C. 331; 21
U.S.C. 333; 21 U.S.C. 371(a); 21 U.S.C.
387b and 387c; 21 U.S.C. 387f(d) and
387g; . . .
CFR Citation: 21 CFR 1166.
Legal Deadline: None.
Abstract: This rule is a tobacco
product standard that would prohibit
characterizing flavors (other than
tobacco) in all cigars. We are taking this
action with the intention of reducing the
tobacco-related death and disease
associated with cigar use. Evidence
shows that flavored tobacco products
appeal to youth and also shows that
youth may be more likely to initiate
tobacco use with such products.
Characterizing flavors in cigars, such as
strawberry, grape, orange, and cocoa,
enhance taste and make these products
easier to use. Over a half million youth
in the United States use flavored cigars,
placing these youth at risk for cigarrelated death and disease.
Statement of Need: The Federal Food,
Drug, and Cosmetic Act (FD&C Act), as
amended by the Family Smoking
Prevention and Tobacco Control Act
(Tobacco Control Act), authorizes FDA
to adopt tobacco product standards
under section 907 if the Secretary finds
that a tobacco product standard is
appropriate for the protection of the
public health. This product standard
will prohibit characterizing flavors
(other than tobacco) in all cigars.
Characterizing flavors in cigars, such as
strawberry, grape, cocoa, and fruit
punch, increase appeal and make the
cigars easier to use, particularly among
youth and young adults. This product
standard will reduce the appeal of
cigars, particularly to youth and young
adults, and thereby decrease the
likelihood of experimentation,
development of nicotine dependence,
and progression to regular use. This
product standard will improve public
health by increasing the likelihood of
cessation among existing cigar smokers;
this product standard will also improve
health outcomes within groups that
experience disproportionate levels of
tobacco use, including certain
vulnerable populations.
Summary of Legal Basis: Section 907
of the FD&C Act authorizes the adoption
of tobacco product standards if the
Secretary finds that a tobacco product
standard is appropriate for the
protection of public health. Section 907
also authorizes FDA to include in a
product standard a provision that
restricts the sale and distribution of a
tobacco product to the extent that it may
be restricted by a regulation under
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
section 906(d) of the FD&C Act. Section
906(d) of the FD&C Act authorizes the
Secretary to issue regulations requiring
restrictions on the sale and distribution
of a tobacco product, including
restrictions on the access to, and the
advertising and promotion of, the
tobacco product, if the Secretary
determines that such regulation would
be appropriate for the protection of the
public health. Section 701(a) of the
FD&C Act authorizes the promulgation
of regulations for the efficient
enforcement of the FD&C Act.
Alternatives: In addition to the costs
and benefits of the product standard,
FDA will assess the costs and benefits
of, among other things, a different
effective date for the rule, and including
pipe tobacco in the product standard.
Anticipated Cost and Benefits: The
anticipated benefits of the product
standard include those coming from
reduced death and disease that are the
result of cigar use among adult cigar
smokers, reduced death and disease
from secondhand smoke, and reduced
death and disease among youth who are
deterred from initiating under the
product standard. The anticipated costs
of the product standard are those to
firms to comply with the rule, to
consumers impacted by the rule, and to
the government.
Risks: None.
Timetable:
Action
Date
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period End.
NPRM Comment
Period Extended End.
Final Rule ............
FR Cite
03/21/18
07/19/18
83 FR 12294
05/04/22
06/21/22
87 FR 26396
87 FR 36786
07/05/22
08/02/22
03/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal,
Local, State, Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Nathan Mease,
Regulatory Counsel, Department of
Health and Human Services, Food and
Drug Administration, 10903 New
Hampshire Avenue, Center for Tobacco
Products, Document Control Center,
Building 71, Room G335, Silver Spring,
MD 20993, Phone: 877 287–1373, Email:
ctpregulations@fda.hhs.gov.
PO 00000
Frm 00072
Fmt 4701
Sfmt 4702
RIN: 0910–AI28
HHS—FDA
63. Standards for the Growing,
Harvesting, Packing, and Holding of
Produce for Human Consumption
Relating to Agricultural Water [0910–
AI49]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 321; 21
U.S.C. 331; 21 U.S.C. 342; 21 U.S.C.
350h; 21 U.S.C. 371; 42 U.S.C. 243; 42
U.S.C. 264; 42 U.S.C. 271; . . .
CFR Citation: 21 CFR 112.
Legal Deadline: None.
Abstract: This rulemaking will revise
certain requirements for agricultural
water for covered produce other than
sprouts in the Standards for the
Growing, Harvesting, Packing, and
Holding of Produce for Human
Consumption (produce safety)
regulation for covered produce other
than sprouts.
Statement of Need: Agricultural water
can be a major conduit of pathogens that
can contaminate produce. Recent
produce outbreaks potentially linked to
agricultural water have emphasized the
importance of ensuring that FDA’s
agricultural water standards are
workable across the diversity of
domestic and foreign farms and account
for the variety of factors that impact
water sources and uses. FDA plans to
amend its produce safety regulation to
address concerns about the practical
challenges of implementing certain
agricultural water requirements for
covered produce other than sprouts,
while protecting the public health.
Summary of Legal Basis: FDA’s
authority for issuing this rule is
provided by sections 402, 419, and
701(a) of the Federal Food, Drug, and
Cosmetic Act (FD&C Act) (21 U.S.C.
342, 350h, and 371(a)) and sections 311,
361, and 368 of the Public Health
Service Act (PHS Act) (42 U.S.C. 243,
264, and 271).
Specifically, this rulemaking will
amend certain agricultural water
requirements in the produce safety
regulation, codified at 21 CFR part 112,
and issued under the following
authorities: Section 419(c)(1)(A) of the
FD&C Act (21 U.S.C. 350h(c)(1)(A))
authorizes FDA to establish sciencebased minimum standards for the safe
production and harvesting of those
types of fruits and vegetables that are
raw agricultural commodities for which
such standards minimize the risk of
serious adverse health consequences or
death. Section 419(c)(1)(B) of the FD&C
Act (21 U.S.C. 350h(c)(1)(B)) further
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
requires that these minimum standards
provide sufficient flexibility to be
practicable for all sizes and types of
businesses. Section 402(a)(3) of the
FD&C Act (21 U.S.C. 342(a)(3)) provides
that a food is adulterated if it consists
in whole or in part of any filthy, putrid,
or decomposed substance, or if it is
otherwise unfit for food. Section
402(a)(4) of the FD&C Act (21 U.S.C.
342(a)(4)) provides that a food is
adulterated if it has been prepared,
packed, or held under insanitary
conditions whereby it may have become
contaminated with filth, or whereby it
may have been rendered injurious to
health. Additionally, section 701(a) of
the FD&C Act (21 U.S.C. 371(a)) grants
the authority to promulgate regulations
for the efficient enforcement of the
FD&C Act. Sections 311, 361, and 368
of the PHS Act (21 U.S.C. 243, 264, and
271), provide authority for FDA to issue
regulations to prevent the spread of
communicable diseases from one State
to another.
Alternatives: None.
Anticipated Cost and Benefits: FDA
anticipates costs associated with
complying with the water risk
assessment provisions for non-sprout
covered produce.
This final rule will generate
unquantified benefits stemming from
increasing flexibility and addressing
practical implementation challenges
associated with certain agricultural
water provisions for covered produce
other than sprouts in the produce safety
regulation and quantified benefits
resulting from fewer illnesses caused by
pre-harvest agricultural water.
Risks: In a 2019 Report, the
Interagency Food Safety Analytics
Collaboration (IFSAC) estimated that
produce commodities cause 65 percent
of foodborne E. coli O157 illnesses and
over 40 percent of foodborne Salmonella
illnesses. Agricultural water can be a
major conduit for produce
contamination. This rule is intended to
address the practical implementation
challenges of certain agricultural water
requirements for covered produce other
than sprouts, while protecting public
health by setting forth standards to
minimize the risk of serious adverse
health consequences or death, including
those reasonably necessary to prevent
the introduction of known or reasonably
foreseeable biological hazards into or
onto produce, and provide reasonable
assurances that the produce is not
adulterated on account of those hazards.
Timetable:
Action
Date
NPRM ..................
VerDate Sep<11>2014
12/06/21
18:15 Feb 08, 2024
FR Cite
86 FR 69120
Jkt 262001
Action
Date
NPRM Comment
Period End.
Supplemental
NPRM.
Supplemental
NPRM Comment Period
End.
Final Rule ............
FR Cite
04/05/22
07/19/22
87 FR 42973
09/19/22
02/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Agency Contact: Samir Assar,
Supervisory Consumer Safety Officer,
Department of Health and Human
Services, Food and Drug
Administration, Center for Food Safety
and Applied Nutrition, Office of Food
Safety, 5001 Campus Drive, College
Park, MD 20740, Phone: 240 402–1636,
Email: samir.assar@fda.hhs.gov.
RIN: 0910–AI49
HHS—FDA
64. Tobacco Product Standard for
Menthol in Cigarettes [0910–AI60]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect State, local or tribal governments
and the private sector.
Legal Authority: 21 U.S.C. 387g; 21
U.S.C. 371; 21 U.S.C. 387f
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This rule is a tobacco
product standard to prohibit the use of
menthol as a characterizing flavor in
cigarettes.
Statement of Need: The Federal Food,
Drug, and Cosmetic Act (FD&C Act), as
amended by the Family Smoking
Prevention and Tobacco Control Act
(Tobacco Control Act), authorizes FDA
to adopt tobacco product standards
under section 907 if the Secretary finds
that a tobacco product standard is
appropriate for the protection of the
public health. This product standard
would prohibit menthol as a
characterizing flavor in cigarettes. The
standard would reduce the appeal of
cigarettes, particularly to youth and
young adults, and thereby decrease the
likelihood that nonusers who would
otherwise experiment with menthol
cigarettes would progress to regular
cigarette smoking. In addition, the
tobacco product standard would
improve the health and reduce the
mortality risk of current menthol
cigarette smokers by decreasing cigarette
consumption and increasing the
likelihood of cessation.
PO 00000
Frm 00073
Fmt 4701
Sfmt 4702
9363
Summary of Legal Basis: Section 907
of the FD&C Act authorizes the adoption
of tobacco product standards if the
Secretary finds that a tobacco product
standard is appropriate for the
protection of public health.
Alternatives: In addition to the costs
and benefits of the rule, FDA will assess
the costs and benefits of extending the
effective date of the rule, creating a
process by which some products may
apply for an exemption or variance from
the product standard, and prohibiting
menthol as an intentional additive in
cigarette products rather than
prohibiting menthol as a characterizing
flavor.
Anticipated Cost and Benefits: The
rule is expected to generate compliance
costs on affected entities, such as onetime costs to read and understand the
rule and alter manufacturing/importing
practices. The quantified benefits of the
rule stem from improved health and
diminished exposure to tobacco smoke
for users of cigarettes from decreased
experimentation, progression to regular
use, and consumption of menthol
cigarettes. The qualitative benefits of the
rule include impacts such as reduced
illness for smokers and non-smokers.
Risks: None.
Timetable:
Action
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period End.
NPRM Comment
Period Extended End.
Final Rule ............
Date
FR Cite
07/24/13
09/23/13
78 FR 44484
05/04/22
06/21/22
87 FR 26454
87 FR 36786
07/05/22
08/02/22
03/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal,
Local, State, Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Beth Buckler, Senior
Regulatory Counsel, Department of
Health and Human Services, Food and
Drug Administration, Center for
Tobacco Products, 10903 New
Hampshire Avenue, Document Control
Center, Building 71, Room G335, Silver
Spring, MD 20993, Phone: 877 287–
1373, Email: ctpregulations@
fda.hhs.gov.
RIN: 0910–AI60
E:\FR\FM\09FEP2.SGM
09FEP2
9364
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
HHS—HEALTH RESOURCES AND
SERVICES ADMINISTRATION (HRSA)
Proposed Rule Stage
ddrumheller on DSK120RN23PROD with PROPOSALS2
65. Countermeasures Injury
Compensation Program: COVID–19
Countermeasures Injury Table [0906–
AB31]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 247d–6e
CFR Citation: 42 CFR 110.
Legal Deadline: None.
Abstract: This proposed rule would
establish the COVID–19
Countermeasures Injury Table for the
Countermeasures Injury Compensation
Program (CICP). The Public Readiness
and Emergency Preparedness Act (PREP
Act) authorized the Secretary of HHS to
establish the CICP to provide benefits to
certain persons who sustain serious
physical injury or death as a direct
result of the administration or use of
covered countermeasures identified by
the Secretary in declarations issued
under the PREP Act. In addition, the
Secretary may provide death benefits to
certain survivors of individuals who
died as a direct result of covered
injuries or their health complications.
One way that an individual who was
administered or used a covered
countermeasure can show that they
sustained a covered injury is by
demonstrating that they sustained an
injury listed on a Countermeasures
Injury Table (Table) within the time
interval set forth on the Table. The
Table will list and explain injuries that,
based on compelling, reliable, valid,
medical, and scientific evidence, are
presumed to be caused by covered
COVID–19 countermeasures, and set
forth the time periods in which the
onset of these injuries must occur after
the administration or use of these
covered COVID–19 countermeasures.
Statement of Need: The PREP Act
directs the Secretary to establish,
through regulations, a Table identifying
serious physical injuries that are
presumed to be directly caused by the
administration or use of a covered
countermeasure. The Secretary may
only identify such injuries if it is
determined based on compelling,
reliable, valid, medical and scientific
evidence’’ that the administration or use
of the covered countermeasure directly
causes such covered injuries. A Table
creates a rebuttable presumption of
causation, for compensation purposes,
for eligible individuals whose injuries
are listed on and meet the requirements
of the Table.
Summary of Legal Basis: Section
319F–4 of the Public Health Service Act,
as amended, directs the Secretary,
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
following issuance of a declaration
under Section 319F–3(b), to establish
procedures for the CICP to provide
medical and lost employment benefits
to certain individuals who sustained a
covered injury as the direct result of the
administration or use of a covered
countermeasure consistent with a
declaration issued pursuant to section
319F–3(b), or in good faith belief that
administration or use of the covered
countermeasure was consistent with a
declaration. The CICP’s regulations are
set forth in 42 CFR part 110. 42 CFR
110.20(a) states that individuals must
establish that a covered injury occurred
to be eligible for benefits under the
Program. A covered injury is death or a
serious injury determined by the
Secretary to be: (1) An injury meeting
the requirements of a Table, which is
presumed to be the direct result of the
administration or use of a covered
countermeasure unless the Secretary
determines there is another more likely
cause; or (2) an injury (or its health
complications) that is the direct result of
the administration or use of a covered
countermeasure. Through this NPRM,
the Secretary proposes to add the
COVID–19 Countermeasures Injury
Table to subpart K of 42 CFR part 110,
which lists Injury Tables for covered
countermeasures, by adding sections (e)
and (f).
Alternatives: An alternative is to
continue to review each claim and the
associated medical records individually
to ensure the requester has
demonstrated that the injury occurred as
the direct result of the administration or
use of a covered countermeasure. This
approach would be more time- and
resource-intensive than providing an
evidence-based presumption of
causation by publishing a COVID–19
Countermeasures Injury Table for the
CICP.
Anticipated Cost and Benefits: This
NPRM will allow requesters who were
administered or used a covered COVID–
19 countermeasure and whose alleged
injuries are listed on the Table, but who
missed the one-year filing deadline, to
be able to file their claim within one
year from the publication of the Table.
Also, future requesters, and previous
requesters who were denied
compensation, will be able to benefit
from the presumption of causation
afforded by their injuries being included
on the Table, rather than needing to
prove causation on a case- by-case basis.
This will likely increase the number of
claims filed and compensated. However,
in rare instances that a COVID–19
countermeasure injury has occurred,
this will decrease the burden on
requesters allowing them to more easily
PO 00000
Frm 00074
Fmt 4701
Sfmt 4702
receive compensation that may include
reasonable unreimbursed medical
expenses, lost employment income, and
survivor death benefit.
Risks: None.
Timetable:
Action
NPRM ..................
Date
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: CDR George Grimes,
Director, Division of Injury
Compensation Programs, Department of
Health and Human Services, Health
Resources and Services Administration,
5600 Fishers Lane, Room 08N146B,
Rockville, MD 20857, Phone: 855 266–
2427, Email: cicp@hrsa.gov.
RIN: 0906–AB31
HHS—HRSA
Final Rule Stage
66. 340B Drug Pricing Program;
Administrative Dispute Resolution
[0906–AB28]
Priority: Other Significant.
Legal Authority: Not Yet Determined
CFR Citation: 42 CFR 10.
Legal Deadline: None.
Abstract: This final rule will revise
the Administrative Dispute Resolution
(ADR) final rule currently in effect and
apply to all drug manufacturers and
covered entities that participate in the
340B Drug Pricing Program (340B
Program). It will establish new
requirements and procedures for the
340B Program’s ADR process. This
administrative process will allow
covered entities and manufacturers to
file claims for specific compliance areas
outlined in the statute after good faith
efforts have been exhausted by the
parties.
Statement of Need: This final rule
will revise the December 2020 340B
Administrative Dispute Resolution
(ADR) final rule, which became effective
January 13, 2021. The final rule will
implement new requirements and
procedures for the 340B Program’s ADR
process. The final rule applies to drug
manufacturers and covered entities
participating in the 340B Drug Pricing
Program (340B Program) by allowing
these entities to file claims for specific
compliance areas outlined in the 340B
statute after good faith efforts have been
exhausted by the parties. It aligns with
the President’s priorities on drug
pricing, better reflects the current state
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
of the 340B Program, and seeks to
correct procedural deficiencies in the
current 340B ADR process.
Summary of Legal Basis: Section
340B(d)(3) of the Public Health Service
Act (PHS Act) requires the Secretary to
promulgate regulations establishing and
implementing an ADR process for
certain disputes arising under the 340B
Program. Under the 340B statute, the
purpose of the ADR process is to resolve
(1) claims by covered entities that they
have been overcharged for covered
outpatient drugs by manufacturers and
(2) claims by manufacturers, after a
manufacturer has conducted an audit as
authorized by section 340B(a)(5)(C) of
the PHS Act, that a covered entity has
violated the prohibition on diversion or
duplicate discounts.
Alternatives: The 2020 340B ADR
final rule would remain in effect. This
final rule is designed to be more
accessible to stakeholders and will use
fewer stakeholder and government
resources to resolve disputes as opposed
to the 2020 340B ADR final rule.
Anticipated Cost and Benefits: The
ADR process will not have a significant
financial impact on stakeholders nor
result in significant costs. The final rule
will enable stakeholders to resolve
disputes in a fair, efficient, and
expeditious manner in accordance with
section 340B(d)(3) of the Public Health
Service Act.
Risks: None.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Final Action .........
11/30/22
01/30/23
FR Cite
87 FR 73516
12/00/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Michelle Herzog,
Deputy Director, Office of Pharmacy
Affairs, Department of Health and
Human Services, Health Resources and
Services Administration, 5600 Fishers
Lane, 08W12, Rockville, MD 20857,
Phone: 301 443–4353, Email: mherzog@
hrsa.gov.
RIN: 0906–AB28
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
HHS—CENTERS FOR MEDICARE &
MEDICAID SERVICES (CMS)
Proposed Rule Stage
67. Healthcare System Resiliency and
Modernization (CMS–3426) [0938–
AU91]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect State, local or tribal governments
and the private sector.
Legal Authority: 42 U.S.C. 1395hh; 42
U.S.C 1302; 42 U.S.C. 1821; 42 U.S.C.
1832(a)(2)(F)(I); 42 U.S.C. 1861(dd)(1);
42 U.S.C. 1905(a)
CFR Citation: 42 CFR 403; 42 CFR
416; 42 CFR 418; 42 CFR 441; . . .
Legal Deadline: None.
Abstract: This rule proposes revisions
to the regulations for all Medicare- and
Medicaid-participating providers and
suppliers to ensure continuous, ongoing
access to safe and effective health care
services.
Statement of Need: This proposed
rule would revise and update national
emergency preparedness requirements
for Medicare- and Medicaidparticipating providers and suppliers to
plan adequately for both natural and
man-made disasters, including climaterelated disasters, and coordinate with
federal, state, tribal, regional, and local
emergency preparedness systems based
on lessons learned during the COVID–
19 public health emergency and other
recent events. This rule also proposes
revisions that support health care
system resiliency. The need for this rule
is based on feedback and public
consultations with healthcare providers,
public health organizations and
professionals, and researchers,
including multiple listening sessions.
Participants described how some
organizations were unprepared for
extended, wide- spread, and concurrent
emergencies. They expressed that
improvements to CMS requirements
would support better care and outcomes
for patients during and after
emergencies. In addition, this rule
would advance equity, increase access
to culturally and linguistically
appropriate services, and address and
improve outcomes and disparities in
maternal health care. Lastly, this rule
would also advance equity and reduce
disparities across the continuum of care
for patients by improving transparency,
patient education, and health literacy on
the organ donation and transplantation
process. The proposals are in
accordance with Executive Orders
13985, 13988, 13995, and 14301 on
Advancing Racial Equity and Support
for Underserved Communities through
PO 00000
Frm 00075
Fmt 4701
Sfmt 4702
9365
the Federal Government, Preventing and
Combating Discrimination on the Basis
of Gender Identity or Sexual
Orientation, Ensuring an Equitable
Pandemic Response and Recovery, and
on Advancing Equity, Justice, and
Opportunity for Asian Americans,
Native Hawaiians, and Pacific Islanders,
respectively.
Summary of Legal Basis: There are
various sections of the Social Security
Act (the Act) that define the types of
providers and suppliers that may
participate in Medicare and Medicaid
and list the requirements that each
provider and supplier must meet to be
eligible for Medicare and Medicaid
participation. The Act also authorizes
the Secretary to establish other
requirements as necessary to protect the
health and safety of patients, although
the wording of such authority differs
slightly between provider and supplier
types. Such requirements may include
the CoPs for providers, CfCs for
suppliers, and requirements for long
term care facilities. The CoPs and CfCs
are intended to protect public health
and safety and promote high quality
care for all persons. The Public Health
Service (PHS) Act sets forth additional
regulatory requirements that certain
Medicare providers and suppliers are
required to meet in order to participate.
The statutory authority to revise the
health and safety standards for Medicare
and Medicaid participating providers
and suppliers is contained within
Section 1102 (42 U.S.C. 1302) of the
Social Security Act. In addition, this
rule revises the health and safety
regulations to advance health equity and
reduce disparities for all individuals in
accordance with Executive Orders
13985, 13988, 13995, and 14301 on
Advancing Racial Equity and Support
for Underserved Communities through
the Federal Government, Preventing and
Combating Discrimination on the Basis
of Gender Identity or Sexual
Orientation, Ensuring an Equitable
Pandemic Response and Recovery, and
on Advancing Equity, Justice, and
Opportunity for Asian Americans,
Native Hawaiians, and Pacific Islanders,
respectively.
Alternatives: In developing the
policies contained in this rule, we
considered numerous alternatives,
including maintaining existing
requirements. These alternatives will be
described in the rule.
Anticipated Cost and Benefits: The
provisions in this rule aim to improve
emergency preparedness, increase
system resiliency, advance health
equity, improve maternal health care,
increase access to care, improve quality
of care, and reduce health disparities for
E:\FR\FM\09FEP2.SGM
09FEP2
9366
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
all individuals. This regulation will
ultimately remove barriers and ensure
continuous access to health care and
improve quality of care for all. As we
move toward publication, estimates of
the cost and benefits of these provisions
will be included in the rule.
Risks: This action furthers the goals of
the Executive Orders on Advancing
Racial Equity and Support for
Underserved Communities Through the
Federal Government (E.O. 13985),
Executive Order on Preventing and
Combating Discrimination on the Basis
of Gender Identity or Sexual Orientation
(E.O. 13988), Executive Order on
Ensuring an Equitable Pandemic
Response and Recovery (E.O. 13995),
and Executive Order on Advancing
Equity, Justice, and Opportunity for
Asian Americans, Native Hawaiians,
and Pacific Islanders (E.O. 14301).
While there may be some risks
associated with an increased burden on
providers as a result of these
regulations, we believe benefits related
to culturally and linguistically
appropriate services and improved
maternal health care would far outweigh
any risks.
Timetable:
Action
Date
NPRM ..................
FR Cite
12/00/23
Action
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State, Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Lauren Oviatt,
Acting Director, Division of NonInstitutional Standards and Quality,
Department of Health and Human
Services, Centers for Medicare &
Medicaid Services, Center for Clinical
Standards and Quality, MS: C2–21–16,
7500 Security Boulevard, Baltimore, MD
21244–1850, Phone: 410 786–4683,
Email: lauren.oviatt@cms.hhs.gov
Related RIN: Merged with 0938–AV21
RIN: 0938–AU91
ddrumheller on DSK120RN23PROD with PROPOSALS2
HHS—CMS
68. Appeal Rights for Certain Changes
in Patient Status (CMS–4204) [0938–
AV16]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 1395ff
CFR Citation: 42 CFR 405; 42 CFR
476; 42 CFR 489.
Legal Deadline: None.
Abstract: Pursuant to a court order,
this proposed rule would establish new
VerDate Sep<11>2014
appeals processes for Medicare
beneficiaries who have an inpatient
hospital admission changed to
outpatient by a hospital, and meet other
conditions set forth in the order.
Statement of Need: This proposed
rule sets forth new appeals processes to
implement a court order. In this order,
the Department of Health and Human
Services (HHS) is directed to establish
appeal process for certain beneficiaries
in Original Medicare who are initially
admitted to a hospital as an inpatient by
a physician but whose status during
their stay is changed to outpatient
receiving observation services by the
hospital, thereby effectively denying
Part A coverage for their hospital stay.
Summary of Legal Basis: This rule
sets forth new appeals procedures to
implement the court order in Alexander
v. Azar, 613 F. Supp. 3d 559 (D. Conn.
2020)), aff’d sub nom., Barrows v.
Becerra, 24 F.4th 116 (2d Cir. 2022). The
authority for these changes is under
various sections of the Social Security
Act (the Act).
Alternatives: None. This rule
implements a court order.
Anticipated Cost and Benefits: This
rule is not considered a significant rule.
Risks: No risks are anticipated.
Timetable:
18:15 Feb 08, 2024
Jkt 262001
Date
NPRM ..................
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Agency Contact: David Danek, Health
Insurance Specialist, Department of
Health and Human Services, Centers for
Medicare & Medicaid Services, Center
for Medicare, MS: 2325, 7500 Security
Boulevard, Baltimore, MD 21244,
Phone: 410 786–8249, Email:
david.danek@cms.hhs.gov.
RIN: 0938–AV16
C) and prescription drug benefit (Part D)
programs, and Programs of All-Inclusive
Care for the Elderly (PACE), and
implement any legislative changes that
are required by January 1, 2025.
Statement of Need: This proposed
rule is necessary to amend the
regulations for the Medicare Advantage
(Part C) program, Medicare Prescription
Drug Benefit (Part D) program, Medicare
cost plan program, and Program of AllInclusive Care for the Elderly (PACE) to
implement certain statutory
requirements, to codify existing
subregulatory guidance, and based on
our continued experience in the
administration of the programs.
Summary of Legal Basis: This rule
addresses multiple sections of the Social
Security Act and proposes to codify
existing Part C and Part D subregulatory
guidance. It would also implement
certain sections of the Bipartisan Budget
Act of 2018 and the Consolidated
Appropriations Act (CAA), 2023.
Alternatives: This rule would
implement provisions that require
public notice and comment and are
necessary for the upcoming contract
year. We will continue to explore
additional alternatives as we develop
the rule.
Anticipated Cost and Benefits:
Preliminary estimates of the anticipated
costs and benefits of this proposed rule
indicate minor costs (under $50 million)
associated with increased paperwork as
well as some savings to the Medicare
Trust Fund. Numerical estimates are
pending and as we move toward
publication, estimates of costs and
benefits will be included in the
proposed rule.
Risks: Risks associated with the
impact of this rule are under
development and will be included in
the published rule.
Timetable:
Action
HHS—CMS
69. Contract Year 2025 Policy and
Technical Changes to the Medicare
Advantage, Medicare Prescription Drug
Benefit, and Medicare Cost Plan
Programs, and Pace (CMS–4205) [0938–
AV24]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: Pub. L. 115–271
CFR Citation: 42 CFR 422; 42 CFR
423; 42 CFR 460.
Legal Deadline: None.
Abstract: This proposed rule would
make changes to strengthen and
improve the Medicare Advantage (Part
PO 00000
Frm 00076
Fmt 4701
Sfmt 4702
NPRM ..................
NPRM Comment
Period End.
Date
11/15/23
01/05/24
FR Cite
88 FR 78476
I
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
Agency Contact: Heather Barkes,
Director, Division of Policy, Analysis,
and Planning, Department of Health and
Human Services, Centers for Medicare &
Medicaid Services, Center for Medicare,
MS: C4–21–26, 7500 Security
Boulevard, Baltimore, MD 21244,
Phone: 410 786–8615, Email:
heather.barkes@cms.hhs.gov.
RIN: 0938–AV24
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
HHS—CMS
70. Minimum Staffing Standards for
Long-Term Care Facilities and
Medicaid Institutional Payment
Transparency Reporting (CMS–3442)
[0938–AV25]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
Legal Authority: 42 U.S.C. 181; 42
U.S.C. 1919; 42 U.S.C. 1902
CFR Citation: 42 CFR 483; 42 CFR
442; 42 CFR 438.
Legal Deadline: Final, Statutory,
September 6, 2026, MMA sec. 902
requires Medicare final rules publish
within 3 years of a proposed or interim
final rule.
Per the CMS notice published
December 30, 2004 (69 FR 78442),
except for certain Medicare payment
regulations and certain other statutorilymandated regulations, we schedule all
Medicare final regulations for
publication within the 3-year
standardized time limit in the current
Unified Agenda. We do not intend to
delay publishing a Medicare final
regulation for 3 years if we are able to
publish it sooner.
Abstract: This rule establishes
minimum staffing standards for longterm care facilities, as part of the BidenHarris Administration’s Nursing Home
Reform initiative to ensure safe and
quality care in long term care facilities.
In addition, this rule requires States to
report the percent of Medicaid
payments for certain Medicaid-covered
institutional services that are spent on
compensation for direct care workers
and support staff. Consistent with the
Administration’s commitment to
maximize transparency and public
engagement, and to allow communities
greater opportunities to provide input in
the regulatory process, HHS sought the
expertise of colleagues in the Office of
Management and Budget, the General
Services Administration, and the
Consumer Financial Protection Bureau
to inform an alternative approach to
public comments for the proposed
nursing home minimum staffing rule.
The Department ultimately established
and disseminated in public materials a
direct web link to allow a more
accessible comment submission path to
the public, lowering the barriers to
participation for the nursing home
residents, families, and facility staff who
will be directly impacted by this
regulation.
Statement of Need: Ensuring that
beneficiaries receive safe, reliable, and
quality nursing home care is a critical
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
function of the Medicare and Medicaid
programs and a top priority of CMS. The
COVID–19 Public Health Emergency
(PHE) tragically caused unprecedented
illness and death among nursing home
residents and workers. The PHE also
exacerbated staffing challenges
experienced in many facilities and
further highlighted disparities in care
and outcomes. Despite existing
requirements that facilities provide
sufficient levels of staffing in LTC
facilities, chronic understaffing remains
a significant concern. This rule
establishes minimum staffing standards
for long-term care facilities, as part of
the Biden-Harris Administration’s
Nursing Home Reform initiative to
ensure safe and quality care in longterm care facilities. In addition, this rule
requires States to report the percent of
Medicaid payments for certain
Medicaid-covered institutional services
that are spent on compensation for
direct care workers and support staff.
Summary of Legal Basis: Sections
1819 and 1919 of the Act authorize the
Secretary to issue requirements for
participation in Medicare and Medicaid,
including such regulations as may be
necessary to protect the health and
safety of residents (sections
1819(d)(4)(B) and 1919(d)(4)(B) of the
Act).
Alternatives: In developing the
policies contained in this rule, we
considered numerous alternatives. The
proposed rule solicited comments on
alternative policy options that should be
considered for establishing minimum
nurse staffing standards that would
maintain acceptable quality and safety
within LTC facilities.
Anticipated Cost and Benefits: The
proposed rule included an estimated
cost of $40.6 billion over 10 years for
the 24/7 RN and the 0.55 RN and 2.45
NA hours per resident day (HPRD)
requirements and $147 million for the
Medicaid institutional payment
transparency reporting requirement.
Quantified benefits include an
estimated Medicare savings of $2.5
billion over 10 years due to fewer
hospitalizations and emergency
department visits, as well as increased
resident discharges to home or the
community.
Risks: This action establishes
minimum staffing standards that
nursing homes must meet in order to
ensure that residents receive safe and
quality care in LTC facilities. The
minimum staffing standards also
provide staff in LTC facilities with the
support they need to safely care for
residents and reduce staff turnover and
burnout, which can lead to improved
safety and quality for residents and staff.
PO 00000
Frm 00077
Fmt 4701
Sfmt 4702
9367
In addition, the rule promotes public
transparency related to the percent of
Medicaid payments for certain
institutional services that are spent on
compensation to direct care workers and
support staff. While there may be
additional costs to implement these
requirements, the proposals strike an
appropriate balance between cost and
benefit and are necessary at this time to
protect resident health and safety and
ensure their needs are met.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
09/06/23
11/06/23
I
FR Cite
88 FR 61352
09/00/26
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: State.
Agency Contact: Ronisha Blackstone,
Director, Division of Institutional
Quality Standards, Department of
Health and Human Services, Centers for
Medicare & Medicaid Services, Center
for Clinical Standards and Quality, MS:
S3–02–01, 7500 Security Boulevard,
Baltimore, MD 21244, Phone: 410 786–
6882, Email: ronisha.blackstone@
cms.hhs.gov.
RIN: 0938–AV25
HHS—CMS
Final Rule Stage
71. Streamlining the Medicaid, Chip,
and BHP Application, Eligibility
Determination, Enrollment, and
Renewal Processes (CMS–2421) [0938–
AU00]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 1302
CFR Citation: 42 CFR 431; 42 CFR
435; 42 CFR 457; 42 CFR 600; . . .
Legal Deadline: None.
Abstract: This rule implements
changes to simplify the processes for
eligible individuals to enroll and retain
eligibility in Medicaid, the Children’s
Health Insurance Program (CHIP), and
the Basic Health Program (BHP). The
changes will be finalized in two rules.
The first final rule removes barriers and
facilitates enrollment of new applicants,
particularly those dually eligible for
Medicare and Medicaid. The second
final rule will follow in CY 2024 and
implement changes to align enrollment
and renewal requirements for most
individuals in Medicaid; establish
beneficiary protections related to
returned mail; create timeliness
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9368
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
requirements for redeterminations of
eligibility in Medicaid and CHIP; make
transitions between programs easier;
eliminate access barriers for children
enrolled in CHIP by prohibiting
premium lock-out periods, waiting
periods, and benefit limitations; and
modernize recordkeeping requirements
to ensure proper documentation of
eligibility and enrollment.
Statement of Need: Since the
implementation of the Affordable Care
Act (ACA), CMS has made
improvements in streamlining the
Medicaid and CHIP application,
eligibility determination, enrollment,
and renewal processes. Simplifying
enrollment in Medicaid and CHIP
coverage is a foundational step in efforts
to address health disparities for lowincome individuals. However, gaps
remain in States’ ability to seamlessly
process beneficiaries’ eligibility and
enrollment in order to maximize
coverage. This rule will provide States
with the tools they need to reduce
unnecessary barriers to enrollment in
Medicaid and CHIP and to keep eligible
beneficiaries covered. CMS engaged in a
series of discussions with state
Medicaid and CHIP agencies during
development of the proposed rule, to
examine enrollment barriers and discuss
potential options for relief.
Summary of Legal Basis: This rule
responds to the January 28, 2021,
Executive Order on Strengthening
Medicaid and the Affordable Care Act.
It addresses components of title XIX and
title XXI of the Social Security Act and
several sections of the Patient Protection
and Affordable Care Act (Pub. L. 111–
148) and the Health Care and Education
Reconciliation Act of 2010 (Pub. L. 111–
152), which amended and revised
several provisions of the Patient
Protection and Affordable Care Act.
Alternatives: In developing the
policies contained in this rule, we
considered numerous alternatives,
including maintaining existing
requirements. These alternatives are
described in the rule.
Anticipated Cost and Benefits: The
provisions in this rule will streamline
Medicaid and CHIP enrollment
processes and ensure that eligible
beneficiaries can maintain coverage.
While states and the Federal
Government will incur initial costs to
implement these changes, this rule aims
to reduce administrative barriers to
enrollment, which is expected to reduce
administrative costs over time. The
provisions in this rule are designed to
increase access to affordable health
coverage, and we believe that the
benefits will justify the costs.
Additionally, through clear and
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
consistent requirements for the timely
renewal of eligibility for all
beneficiaries, this rule promotes
program integrity, thereby protecting
taxpayer funds at both the state and
federal levels. As we move toward
publication, estimates of the cost and
benefits of these provisions will be
included in the rule.
Risks: We anticipate that the
provisions of this rule will further the
administration’s goal of strengthening
Medicaid and making high-quality
health care accessible and affordable for
every American. At the same time,
through clear and consistent
requirements for conducting regular
renewals of eligibility, acting on
changes reported by beneficiaries and
maintaining thorough recordkeeping on
these activities, this rule will reduce the
risk of improper payments.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
1st Final Action ...
1st Final Action
Effective.
2nd Final Action ..
FR Cite
09/07/22
11/07/22
87 FR 54760
09/21/23
11/17/23
88 FR 65230
02/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
Local, State.
Agency Contact: Sarah Delone,
Deputy Director, Children and Adults
Health Programs Group, Department of
Health and Human Services, Centers for
Medicare & Medicaid Services, Center
for Medicaid and CHIP Services, MS:
S2–01–16, 7500 Security Boulevard,
Baltimore, MD 21244, Phone: 410 786–
5647, Email: sarah.delone2@
cms.hhs.gov.
RIN: 0938–AU00
HHS—CMS
72. Short-Term, Limited-Duration
Insurance; Independent,
Noncoordinated Excepted Benefits
Coverage; Level-Funded Plan
Arrangements; and Tax Treatment of
Certain Accident and Health Insurance
(CMS–9904) [0938–AU67]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: Pub. L. 111–148, title
I
CFR Citation: 45 CFR 144; 45 CFR
146; 45 CFR 148.
Legal Deadline: None.
Abstract: This final rule amends the
definition of short-term, limited
PO 00000
Frm 00078
Fmt 4701
Sfmt 4702
duration insurance, which is excluded
from the definition of individual health
insurance coverage under the Public
Health Service Act. This document also
sets forth amendments to the
requirements for hospital indemnity or
other fixed indemnity insurance to be
considered an excepted benefit in the
group and individual health insurance
markets. This document further sets
forth amendments to clarify the tax
treatment of certain benefit payments in
fixed amounts received under employerprovided accident and health plans.
Statement of Need: These changes
support the goals of the Affordable Care
Act (ACA) by increasing access to
affordable and comprehensive coverage,
strengthening health insurance markets,
and promoting consumer understanding
of coverage options. Consistent with
E.O. 14094, and accompanying OIRA
guidance on Broadening Public
Participation and Community
Engagement in the Regulatory Process,
and E.O. 12866, the Departments met
with interested parties representing
consumer advocacy and supplemental
benefits industry representatives at the
request of those parties.
Summary of Legal Basis: The
Department of Health and Human
Services regulations are adopted
pursuant to the authority contained in
sections 2701 through 2763, 2791, 2792,
2794, 2799A–1 through 2799B–9 of the
PHS Act (42 U.S.C. 300gg–300gg–63,
300gg–91, 300gg–92, 300gg–94, 300gg–
300gg139), as amended.
Alternatives: In developing the rule,
the Departments considered different
approaches, including alternative
amendments to the definition of shortterm, limited-duration insurance,
alternative amendments to the
consumer notices for short-term,
limited-duration insurance and fixed
indemnity excepted benefits coverage,
and alternative applicability timelines.
Anticipated Cost and Benefits: These
changes are expected to increase
consumer understanding of short-term,
limited-duration insurance and fixed
indemnity excepted benefits coverage as
compared to comprehensive health
insurance coverage and to strengthen
markets for comprehensive health
insurance coverage. These changes are
also expected to reduce harm caused to
consumers who enroll in short-term,
limited- duration insurance or fixed
indemnity excepted benefits coverage as
an alternative to or replacement for
comprehensive health insurance
coverage. The changes to the definition
of short-term, limited-duration
insurance are expected to increase
enrollment in comprehensive coverage,
reduce gross premiums for individuals
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
enrolled in individual health insurance
coverage purchased on an Exchange,
and decrease Federal expenditures on
the premium tax credit. These changes
may increase premium costs for
individuals who switch from short-term,
limited-duration insurance to
comprehensive health insurance
coverage and are not eligible for
government subsidies. They may also
increase the number of uninsured
individuals if some individuals with
short-term, limited-duration insurance
do not switch to comprehensive health
insurance coverage or purchase shortterm, limited-duration insurance from
another issuer.
Risks: Due to a lack of data and
information, areas of uncertainty
include the forecasting of enrollment
changes and the potential impacts to
risk pools, premiums, Federal
expenditures, and compensation for
agents and brokers selling these
products.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
07/12/23
09/11/23
FR Cite
88 FR 44596
04/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Lindsey Murtagh,
Director, Market-Wide Regulation
Division, Department of Health and
Human Services, Centers for Medicare &
Medicaid Services, Center for Consumer
Information and Insurance Oversight,
7500 Security Boulevard, Baltimore, MD
21244, Phone: 301 492–4106, Email:
lindsey.murtagh@cms.hhs.gov.
RIN: 0938–AU67
HHS—CMS
ddrumheller on DSK120RN23PROD with PROPOSALS2
73. Ensuring Access to Medicaid
Services (CMS–2442) [0938–AU68]
Priority: Other Significant. Major
under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 1302
CFR Citation: 42 CFR 431; 42 CFR
438; 42 CFR 441; 42 CFR 447.
Legal Deadline: None.
Abstract: This rule addresses
elements related to assuring access in
Medicaid and/or the Children’s Health
Insurance Program (CHIP). These
elements include processes that support
the implementation of a comprehensive
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
access strategy as well as payment
processes, such as those related to
specific payment systems.
Statement of Need: In order to assure
equitable access to health care for all
Medicaid and CHIP beneficiaries across
all delivery systems, access regulations
need to be multi-factorial and focus
beyond payment rates. Barriers to
accessing health care services can be as
heterogeneous as Medicaid and CHIP
populations which can be measured
through provider availability and
provider accessibility to realized or
perceived access barriers which can be
measured through utilization and
satisfaction with services. The final rule
takes a comprehensive approach to
improving access to care, quality and
health outcomes, and better addressing
health equity issues in the Medicaid
program across fee-for-service (FFS),
managed care delivery systems, and in
home and community-based services
(HCBS) programs. These improvements
seek to increase transparency and
accountability, standardize data and
monitoring, and create opportunities for
States to promote active beneficiary
engagement in their Medicaid programs,
with the goal of improving access to
care.
Summary of Legal Basis: Section
1902(a)(30)(A) of the Act requires states
to ‘‘assure that payments are consistent
with efficiency, economy, and quality of
care and are sufficient to enlist enough
providers so that care and services are
available under the plan at least to the
extent that such care and services are
available to the general population in
the geographic area.’’ In addition,
2402(a) of the Affordable Care Act
directs the Secretary to promulgate
regulations ensuring that all states
develop service systems that: (1) are
responsive to the needs of beneficiaries
receiving HCBS and enable them to
maximize their independence; (2)
provide necessary support and
coordination for beneficiaries in need of
such services and their caregivers; and
(3) improve coordination and regulation
of providers of such services to oversee
and monitor functions, including a
complaint system, and ensure that there
are an adequate number of qualified
direct care workers to provide selfdirected services. Further, Section
1902(a)(4) of the Act is a longstanding
statutory provision that, as implemented
in part in regulations currently codified
at 42 CFR 431.12, requires States to have
a Medical Care Advisory Committee
(MCAC) in place to advise the State
Medicaid agency about health and
medical care services.
Alternatives: In developing the
policies contained in this rule, we
PO 00000
Frm 00079
Fmt 4701
Sfmt 4702
9369
considered numerous alternatives,
including maintaining existing
requirements. These alternatives are
described in the rule.
Anticipated Cost and Benefits: This
rule is expected to result in potential
costs for states to come into and remain
in compliance. Estimates for associated
costs are unknown at this time and may
vary by state. Information about
anticipated costs will be included in the
rule.
Risks: Risks of this rule are still under
development and will be included in
the final rule.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
05/03/23
07/03/23
I
FR Cite
88 FR 27960
04/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: State.
Agency Contact: Karen Llanos,
Director, Medicaid Innovation
Accelerator Program and Strategy
Support, Department of Health and
Human Services, Centers for Medicare &
Medicaid Services, Center for Medicaid
and CHIP Services, MS: S2–04–28, 7500
Security Boulevard, Baltimore, MD
21244, Phone: 410 786–9071, Email:
karen.llanos@cms.hhs.gov.
RIN: 0938–AU68
HHS—CMS
74. Coverage of Certain Preventive
Services Under the Affordable Care Act
(CMS–9903) [0938–AU94]
Priority: Other Significant.
Legal Authority: Pub. L. 111–148, sec.
1001
CFR Citation: 45 CFR 147; 45 CFR
156.
Legal Deadline: None.
Abstract: This rule amends the final
rules regarding religious and moral
exemptions and accommodations
regarding coverage of certain preventive
services under title I of the Patient
Protection and Affordable Care Act.
Statement of Need: Previous rules,
regulations, and court decisions have
left many women without contraceptive
coverage and access to contraceptive
services without cost sharing. This rule
seeks to address religious objections to
providing contraceptive coverage by
honoring the entities’ religious
objections, while also ensuring that
women enrolled in a group health plan
established or maintained, or in health
insurance coverage offered or arranged,
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9370
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
by an objecting entity described in 45
CFR 147.132(a), which does not invoke
the optional accommodation (if
eligible), have the opportunity to obtain
contraceptive services at no cost. This
rule would also eliminate the exemption
for entities and individuals that object
to contraceptive coverage based on nonreligious moral beliefs, which prevents
access to contraceptive services without
cost sharing.
Summary of Legal Basis: The
Department of Health and Human
Services regulations are adopted
pursuant to the authority contained in
sections 2701 through 2763, 2791, 2792,
2794, 2799A–1 through 2799B–9 of the
PHS Act (42 U.S.C. 300gg–63, 300gg–91,
300gg–92, 300gg–94, 300gg–139), as
amended.
Alternatives: In developing this rule,
the Departments considered various
alternative approaches. The
Departments considered maintaining
the exemption (along with the existing
accommodations and the proposed
individual contraceptive arrangement)
with respect to group health plans,
health insurance issuers, and
institutions of higher education that
have a non-religious, moral objection to
contraceptive coverage. With respect to
individuals enrolled in coverage
through entities that have a religious
objection to contraceptive coverage, the
Departments considered an approach
under which contraceptive coverage
would be available through separate
individual insurance policies that cover
only contraceptives and in which
participants, beneficiaries, and enrollees
would have to separately enroll if they
desired contraceptive coverage. The
Departments also considered an
approach under which, if an objecting
entity designs or contracts for a health
plan without contraceptive coverage,
the contraceptive coverage requirement
would apply directly to the issuer in the
case of a fully insured plan, or the third
party administrator in the case of a selfinsured plan. The issuer or third party
administrator would then be required to
fulfill its separate and independent
obligation to provide contraceptive
coverage. With respect to the proposed
changes to 45 CFR 156.50(d), in
addition to the proposed submission
requirements on the part of the
participating issuer, HHS considered
whether to condition a provider of
contraceptive services’ participation in
the individual contraceptive
arrangement on the submission to HHS
of additional information. In addition to
an arrangement with a participating
issuer on the Federally-facilitated
Exchange or a State-based Exchange on
the Federal Platform, HHS considered
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
whether to allow a provider of
contraceptive services to arrange with a
third party administrator to submit
documentation to HHS on their behalf
under 45 CFR 156.50(d).
Anticipated Cost and Benefits: This
rule is expected to increase access to
contraceptive services without cost
sharing through the individual
contraceptive arrangement for eligible
individuals and the elimination of the
exemption for entities and individuals
that object to contraceptive coverage
based on non-religious moral beliefs.
This rule would increase health equity
given the disproportionate burden of
out-of-pocket spending on contraceptive
services currently faced by low-income
individuals (as those individuals with
lower incomes must spend a greater
percentage of their incomes on
contraceptive services). This rule would
also lead to better health outcomes for
eligible individuals by increasing access
to contraceptive services and reducing
unintended pregnancies Participating
providers of contraceptive services
(including clinicians, facilities, and
pharmacies) and issuers would incur
costs associated with entering into
signed agreements for reimbursement of
costs associated with the provision of
contraceptive services to eligible
individuals, including costs of verifying
consumer eligibility and other
associated administrative costs. Eligible
individuals would incur costs
associated with participating in the
individual contraception arrangement,
including confirming eligibility to their
provider of contraceptive services. HHS
estimates the total cost to providers of
contraceptive services, issuers, and
eligible individuals to be approximately
$30.2 million annually. The rule would
also lead to a reduction in health care
costs for individuals, issuers, group
health plan sponsors, and states due to
reductions in unintended pregnancies.
Risks: The Departments do not have
information on the number of entities
and individuals that have claimed a
moral exemption to providing
contraceptive coverage and are therefore
uncertain of the amount of the potential
transfer from plans and issuers to
participants, beneficiaries, and enrollees
due to reduced out- of-pocket spending
on contraceptive services associated
with the proposed elimination of the
exemption for entities and individuals
that object to contraceptive coverage
based on nonreligious moral beliefs. The
Departments estimate that the provision
of the individual contraceptive
arrangement could lead to a transfer
from the Federal Government to
individuals (via issuers to providers of
contraceptive services) of approximately
PO 00000
Frm 00080
Fmt 4701
Sfmt 4702
$49.9 million annually. This estimate is
uncertain due to the limited information
available in the 2019 user fee
adjustment data. The Departments are
uncertain as to how the number of
participating providers might vary (for
example, across rural and urban areas)
and how this variation might affect
access to services under the individual
contraceptive arrangement. Due to the
lack of data, the Departments are unable
to develop a precise estimate of the
number of eligible individuals who
might participate in the individual
contraceptive arrangement. This overall
lack of data leads to uncertainty
regarding the magnitudes of the total
cost savings to eligible individuals and
any resulting potential cost savings to
states (associated with reduced
spending on State-funded programs that
provide contraceptive services or a
potential reduction in the number of
unintended pregnancies that would
otherwise impose costs to states).
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
02/02/23
04/03/23
I
FR Cite
88 FR 7236
08/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
Local, State.
Agency Contact: Lindsey Murtagh,
Director, Market-Wide Regulation
Division, Department of Health and
Human Services, Centers for Medicare &
Medicaid Services, Center for Consumer
Information and Insurance Oversight,
7500 Security Boulevard, Baltimore, MD
21244, Phone: 301 492–4106, Email:
lindsey.murtagh@cms.hhs.gov.
RIN: 0938–AU94
HHS—CMS
75. Medicaid and Children’s Health
Insurance Program (CHIP) Managed
Care Access, Finance, and Quality
(CMS–2439) [0938–AU99]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 1302
CFR Citation: 42 CFR 430; 42 CFR
438; 42 CFR 457.
Legal Deadline: None.
Abstract: This rule implements
additional parameters under managed
care delivery systems related to access
to care requirements, States’ use of In
Lieu of Services or Settings (ILOS), State
directed payments, quality rating
systems, and other policy and reporting
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
changes to ensure the efficient operation
of State managed care programs.
Statement of Need: This rule
advances CMS’ efforts to improve access
to care, quality and health outcomes,
and better address health equity issues
for Medicaid and CHIP managed care
enrollees. The rule specifically
addresses standards for timely access to
care and States’ monitoring and
enforcement efforts, clarifies standards
State directed payments and certain
quality reporting requirements, adds
new standards that would apply when
States use ILOSs to promote effective
utilization and identify the scope and
nature of ILOS, specifies medical loss
ratio (MLR) requirements, and
establishes a quality rating system (QRS)
for Medicaid and CHIP managed care
plans.
Summary of Legal Basis: States may
implement a Medicaid managed care
delivery system using four Federal
authorities: sections 1915(a), 1915(b),
1932(a), and 1115(a) of the Social
Security Act (the Act), and a CHIP
managed care delivery system using two
Federal authorities sections 2101(a) and
2107(e)(2)(A) of the Act.
Alternatives: In developing the
policies contained in this rule, we
considered numerous alternatives,
including maintaining existing
requirements. These alternatives are
described in the rule.
Anticipated Cost and Benefits: We
anticipate that most of the provisions in
this rule will minimally or moderately
increase administrative burden and
associated costs. Certain provisions
including State directed payments, MLR
reporting standards, and ILOS could
potentially have a significant impact on
the associated and corresponding
managed care payments. Information
about anticipated costs will be included
in the final rule.
Risks: Risks of this rule are still under
development and will be included in
the published rule.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Final Action .........
05/03/23
07/03/23
FR Cite
88 FR 28092
04/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: State.
Agency Contact: John Giles, Director,
Division of Managed Care Policy,
Department of Health and Human
Services, Centers for Medicare &
Medicaid Services, Center for Medicaid
and CHIP Services, MS: S2–01–16, 7500
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Security Boulevard, Baltimore, MD
21244, Phone: 410 786–1255, Email:
john.giles1@cms.hhs.gov.
RIN: 0938–AU99
HHS—CMS
Long-Term Actions
76. Disclosures of Ownership and
Additional Disclosable Parties
Information for Skilled Nursing
Facilities and Nursing Facilities (CMS–
6084) [0938–AU90]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 1302; 42
U.S.C. 1395hh
CFR Citation: 42 CFR 424; 42 CFR
455.
Legal Deadline: Final, Statutory,
February 15, 2026, MMA sec. 902
requires Medicare final rules publish
within 3 years of a proposed or interim
final rule.
Per the CMS notice published
December 30, 2004 (69 FR 78442),
except for certain Medicare payment
regulations and certain other statutorilymandated regulations, we schedule all
Medicare final regulations for
publication within the 3-year
standardized time limit in the current
Unified Agenda. We do not intend to
delay publishing a Medicare final
regulation for 3 years if we are able to
publish it sooner.
Abstract: This rule implements
portions of section 6101 of the Patient
Protection and Affordable Care Act
(Affordable Care Act), which requires
the disclosure of certain ownership,
managerial, and other information
regarding Medicare skilled nursing
facilities (SNFs) and Medicaid nursing
facilities.
Statement of Need: This rule is
necessary for CMS and states to obtain
important data about the owners and
operators of nursing facilities. This will
better enable CMS and states to monitor
the ownership and management of these
providers; this is an especially critical
consideration given documented quality
issues and differences in outcomes in
nursing facilities with certain types of
owners, such as private equity firms.
The rule would also serve as an
important component of this
Administration’s initiative to improve
the safety, quality, and accountability of
nursing homes.
Summary of Legal Basis: Section
6101(a) of the Affordable Care Act (Pub.
L. 111–148) added a new section
1124(c) to the Social Security Act (the
Act). This provision established
requirements for the disclosure of
information about the owners and
PO 00000
Frm 00081
Fmt 4701
Sfmt 4702
9371
operators of Medicare SNFs and
Medicaid nursing facilities.
Alternatives: None. This rule
implements a statutory requirement.
Anticipated Cost and Benefits: We
believe the data furnished under this
regulation will help CMS more closely
monitor the ownership and management
of nursing facilities. This, in
conjunction with the Administration’s
other initiatives, could help improve
beneficiary care, although potential
benefits cannot be monetarily
quantified. As discussed in the
published proposed rule, the lone
category of costs associated with this
rule involves nursing facilities’
submission of the required information.
We do not anticipate any direct savings
or transfers principally because the rule
merely involves the submission of data
for CMS or state review.
Risks: No risks are anticipated.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
02/15/23
04/14/23
I
FR Cite
88 FR 9820
02/00/26
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
State.
Agency Contact: Frank Whelan,
Health Insurance Specialist, Department
of Health and Human Services, Centers
for Medicare & Medicaid Services,
Center for Program Integrity, MS: AR–
18–50, 7500 Security Boulevard,
Baltimore, MD 21244, Phone: 410 786–
1302, Email: frank.whelan@
cms.hhs.gov.
RIN: 0938–AU90
HHS—CMS
Completed Actions
77. Hospital Outpatient Prospective
Payment System: Remedy for 340B–
Acquired Drugs Purchased in Cost
Years 2018–2022 (CMS–1793) (Section
610 Review) [0938–AV18]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
CFR Citation: 42 CFR 419.
Abstract: This final rule describes the
agency’s actions to comply with the
remand from the district court to craft
a remedy in light of the United States
Supreme Court’s decision in American
Hospital Association v. Becerra, 142 S.
Ct. 1896 (2022), relating to the
adjustment of Medicare payment rates
for drugs acquired under the 340B
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9372
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Program from calendar year (CY) 2018
through September 27th of CY 2022.
Statement of Need: From CY 2018
through September 27th of CY 2022,
CMS paid a lower rate (generally ASP
minus 22.5 percent) to certain hospitals
for drugs acquired through the 340B
discount program. The purpose of this
policy was to pay these hospitals for
340B drugs at a rate that more
accurately reflected the actual costs they
incurred to acquire them. This 340B
policy was the subject of several years
of litigation, which culminated in a
decision of the Supreme Court of the
United States in American Hospital
Association v. Becerra, 142 S. Ct. 1896
(2022), which held that if CMS has not
conducted a survey of hospitals’
acquisition costs, it may not vary the
payment rates for outpatient
prescription drugs by hospital group.
The Supreme Court subsequently
remanded the case, and the district
court ultimately ordered CMS to
implement a remedy to address the
reduced payment amounts to the
plaintiff hospitals from CY 2018 through
September 27th of CY 2022.
Summary of Legal Basis: Under the
Hospital Outpatient Prospective
Payment System (OPPS), we generally
set payment rates for separately payable
drugs and biologicals (hereinafter
referred to collectively as drugs) under
section 1833(t)(14)(A) of the Social
Security Act (the Act). Section
1833(t)(14)(A)(iii)(II) of the Act provides
that, if hospital acquisition cost data are
not available, the payment amount is
the average price for the drug in a year
established under section 1842(o),
section 1847A, or section 1847B of the
Act, as the case may be. Payment rates
for drugs are usually established under
section 1847A of the Act, which
generally sets a default rate of the
average sales price (ASP) plus 6 percent.
Section 1833(t)(14)(A)(iii)(II) of the Act
also provides that the average price for
the drug in the year as established under
section 1847A of the Act is calculated
and adjusted by the Secretary of the
Department of Health and Human
Services (Secretary) as necessary for
purposes of paragraph (14).
Alternatives: We evaluated several
options to determine which remedy
would best achieve the objectives of
unwinding the unlawful 340B payment
policy while making certain OPPS
providers as close to whole as is
administratively feasible. A discussion
of these options, including our reasons
for not moving forward with them, will
be included in the final rule.
Anticipated Cost and Benefits: To
comply with statutory budget neutrality
requirements, we plan to annually
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
reduce OPPS payments for non-drug
items and services beginning in CY 2025
by decreasing the OPPS conversion
factor by 0.5 percent each year, until a
total offset of an estimated $7.8 billion
is reached.
Risks: Any risks regarding potential
impacts will be included in the final
rule.
Completed:
Reason
Date
NPRM ..................
Final Action .........
Final Action Effective.
07/11/23
11/08/23
01/08/24
FR Cite
88 FR 44078
88 FR 77150
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Governmental Jurisdictions.
Government Levels Affected: Federal,
Local, State.
Agency Contact: Elise Barringer,
Health Insurance Specialist, Department
of Health and Human Services, Centers
for Medicare & Medicaid Services,
Center for Medicare, MS: C4–03–06,
7500 Security Boulevard, Baltimore, MD
21244, Phone: 410 786–9222, Email:
elise.barringer@cms.hhs.gov.
RIN: 0938–AV18
HHS—ADMINISTRATION FOR
CHILDREN AND FAMILIES (ACF)
Proposed Rule Stage
78. Strengthening Temporary
Assistance for Needy Families (TANF)
as a Safety Net Program [0970–AC97]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 609
CFR Citation: 45 CFR 260.
Legal Deadline: None.
Abstract: This rule would improve the
effectiveness and integrity of the
Temporary Assistance for Needy
Families (TANF) program as a safety net
program by clarifying allowable uses of
TANF funds and reducing
administrative burden. The rule takes
into account concerns from Members of
Congress from both parties who are
focused on ensuring TANF funds are
serving their intended purpose, and
advances the Biden-Harris
Administration’s priority for economic
growth through investment in American
families. The rule aims to ensure TANF
funds are used in accordance with the
statute, focusing on services that
support families to meet their basic
needs, get access to opportunities in the
job market, and remain together.
Statement of Need: In fiscal year (FY)
2020, combined federal TANF and state
PO 00000
Frm 00082
Fmt 4701
Sfmt 4702
maintenance-of-effort (MOE)
expenditures and transfers totaled $31.6
billion. Of that amount only 22 percent
was spent on basic assistance, compared
to 71 percent in FY 1997. As a result,
TANF currently serves less than 25
percent of eligible families across the
country, as compared to 1997 when
TANF served almost 70 percent of
eligible families. The rule aims to
address these shortcomings and would
align with the Administration’s efforts
to increase opportunities for economic
mobility for low-income families. The
NPRM may consider changes around
use of funds, eligible families, state
MOE spending, and work flexibilities.
Summary of Legal Basis: The
proposed regulations will relate to
allowable spending, eligible work
activities and penalties, and
administrative simplification. The
NPRM would be issued under the
Secretary’s authority to issue regulations
where Congress has charged the
Department with enforcing penalties, 42
U.S.C. 609.
Alternatives: In the absence of these
regulatory changes, states will not
experience any relief in their
administrative burden to operate the
TANF program and these changes will
improve program integrity and access to
services.
Anticipated Cost and Benefits: This
NPRM imposes no costs on the Federal
government nor does it change overall
funding amounts for States, territories,
and tribes, as TANF is a fixed block
grant. We anticipate a benefit in the
transfer of funding toward critical
supports to families experiencing
economic hardships.
Risks: While we expect more lowincome families to receive TANF
benefits and receive more effective
work-related services, this action may
result in states having to increase their
own spending to fund activities
previously funded by federal TANF
dollars or previously counted as state
MOE spending.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
10/02/23
12/01/23
I
FR Cite
88 FR 67697
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Deborah List,
Associate Deputy Director, Office of
Family Assistance, Department of
Health and Human Services,
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Administration for Children and
Families, 330 C Street SW, Washington,
DC 20201, Phone: 202 401–5488, Email:
deborah.list@acf.hhs.gov.
RIN: 0970–AC97
Administration for Children and
Families, 330 C Street SW, Washington,
DC 20201. Phone: 303 844–1213, Email:
chad.edinger@acf.hhs.gov.
RIN: 0970–AD00
HHS—ACF
HHS—ACF
79. Employment and Training Services
for Noncustodial Parents in the Child
Support Services Program [0970–AD00]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 1302
CFR Citation: 45 CFR part 302; 45
CFR part 303; 45 CFR part 304.
Legal Deadline: None.
Abstract: In an effort to make the
child support program more effective
and to increase regular child support
payments, the Office of Child Support
Services will propose to allow child
support agencies to strengthen
supportive services for noncustodial
parents.
Statement of Need: Currently, IV–D
agencies have many enforcement tools
to collect child support from
noncustodial parents who are able to
pay their child support, but these
enforcement tools are less effective in
collecting support from unemployed
noncustodial parents. Many of these
parents face significant barriers to
employment and could benefit from
employment and training services, but
rarely receive them. This Notice of
Proposed Rulemaking (NPRM) would
explore options for providing
nonduplicative employment and
training services to unemployed
noncustodial parents, which will help
them become employed and pay their
child support.
Summary of Legal Basis: This NPRM
is published under the authority granted
to the Secretary of Health and Human
Services by section 1102 of the Social
Security Act (Act), 42 U.S.C. 1302.
Alternatives: There are no satisfactory
alternatives to publishing this NPRM
that provide improved child support
program effectiveness.
Anticipated Cost and Benefits: To Be
Determined.
Risks: None.
Timetable:
80. Supporting the Head Start
Workforce and Other Quality
Improvements [0970–AD01]
ddrumheller on DSK120RN23PROD with PROPOSALS2
Action
Date
NPRM ..................
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Chad Edinger,
Program Specialist, Department of
Health and Human Services,
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 9801; 42
U.S.C. 9836a; 42 U.S.C. 9839
CFR Citation: 45 CFR parts 1302 and
1305.
Legal Deadline: None.
Abstract: This NPRM will propose
changes to the Head Start Program
Performance Standards to better support
the Head Start workforce and to
maintain the quality of comprehensive
Head Start services.
Statement of Need: This notice of
proposed rulemaking (NPRM) proposes
to add new provisions to the Head Start
Program Performance Standards to
increase pay and support the Head Start
workforce, make improvements to the
overall quality of Head Start program
services, and strengthen mental health
supports. Head Start programs serve
hundreds of thousands of children ages
birth to five, pregnant women, and their
families each year. This NPRM is
critical to improving the quality,
stability, and continuity of Head Start
services for children and families.
Summary of Legal Basis: ACF
publishes this NPRM under the
authority granted to the Secretary of
Health and Human Services by sections
641A, 645, 645A, 648A, and 653 of the
Act (42 U.S.C. 9836a, 9840, 9840a,
9843a, and 9848), as amended by the
Improving Head Start for School
Readiness Act of 2007 (Pub. L. 110–
134).
Alternatives: One alternative is to
keep the status quo and not put forward
this proposed rule. This would likely
result in the workforce crisis
continuing, which ultimately has a
negative impact on the quality of
services for the children and families
Head Start aims to serve and enrollment
levels may continue to decline as
programs have difficulty filling
vacancies.
Another alternative is to allow this
NPRM to be published and move
forward to a final rule. This would
stabilize the Head Start workforce and
enable Head Start programs to provide
consistent, high-quality services to
children and families.
PO 00000
Frm 00083
Fmt 4701
Sfmt 4702
9373
Anticipated Cost and Benefits: The
costs associated with this proposed rule
include the funding required for
implementing compensation
requirements proposed in the rule.
Another potential cost is that burden on
programs may temporarily increase as
they work to implement the proposed
requirements.
The benefits associated with the
proposed rule include a more stable
Head Start workforce and high-quality
services consistently provided to all
children and families served by Head
Start. ACF strongly believes the
anticipated benefits of this proposed
rule far outweigh the potential costs.
Risks: None.
Timetable:
Action
NPRM ..................
Date
FR Cite
11/00/23
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Organizations.
Government Levels Affected: None.
Agency Contact: Lindsey A.
Hutchison, Senior Policy Analyst,
Department of Health and Human
Services, Administration for Children
and Families, 330 C Street SW, #4305B,
Washington, DC 20201, Phone: 904 860–
7032, Email: lindsey.hutchison@
acf.hhs.gov.
RIN: 0970–AD01
HHS—ACF
81. • Safe and Appropriate Foster Care
Placement Requirements for Titles IV–
E and IV–B (Section 610 Review) [0970–
AD03]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 671(a)(16);
42 U.S.C. 622(b)(8)(A)(ii); 42 U.S.C.
675(1)(B); 42 U.S.C. 675(5))
CFR Citation: CFR 1355.22; CFR
1355.34.
Legal Deadline: None.
Abstract: This rule will propose to
clarify that title IV–E/IV–B agencies are
required to offer safe and appropriate
foster care placements, including
processes to ensure children can request
such placements and agencies must
respond to concerns about those
placements, for children in foster care
who identify as lesbian, gay, bisexual,
transgender, queer or questioning,
intersex (LGBTQI+). The rule will not
interfere with faith-based child welfare
providers continue to partner with title
IV–E/IV–B agencies in a way that does
not interfere with those providers’
sincerely held religious beliefs.
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9374
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Statement of Need: To support States
and tribes in complying with Federal
laws that require that all children in
foster care receive safe and proper care,
the proposed rule would clarify the
processes and requirements to State
child welfare agencies must follow to
ensure children in foster care who
identity as LGBTQI+ are provided with
placements the agency designates as
safe and appropriate for an LGBTQI+
child, and with services that are
necessary to support their health and
wellbeing. These requirements clarify
how title IV–E/IV–B agencies must meet
IV–E and IV–B statutory requirements,
including for the case review system
and case plan, to appropriately serve
children in foster care who identify as
LGBTQI+. While the general
requirements for the case review system
are not new, ACF is proposing to
prescribe how agencies must implement
the requirements to provide placements
and services to children in foster care
who identity as LGBTQI+.
Summary of Legal Basis: Sections
471(a)(16), 422(b), and 475(1)(B) of the
Social Security Act.
Alternatives: As an alternative to this
NPRM, ACF has already provided subregulatory guidance requiring agencies
to implement the provisions of the
NPRM for children who identify as
LGBTQI+. However, this guidance did
not have the force of law and thus was
not sufficient to effectively ensure that
LGBTQI+ children and youth in foster
care receive appropriate placements and
services.
Anticipated Cost and Benefits: The
benefits of this NPRM are that placing
children in foster care with providers
the agencies designate as safe and
appropriate for LGBTQI+ children will
reduce the negative experiences of such
children by allowing them to have
access to needed care and services and
to be placed in nurturing placement
settings with caregivers who have
received appropriate training. Ensuring
such placements may also reduce
LGBTQI+ foster children’s high rates of
homelessness, housing instability and
food insecurity. ACF acknowledges that
there will be a cost to implement
changes made by this proposed rule as
we anticipate that a majority of states
would need to expand their efforts to
recruit and identify providers and foster
families that the state or tribe could
designate as safe and appropriate
placements for a LGBTQI+ child. This
cost would vary depending on an
agency’s available resources to
implement a final rule, though Federal
financial participation is available to
agencies for eligible administrative
expenses, including expenses for
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
recruiting and identifying providers and
foster families that could be designated
as safe and appropriate placements for
an LGBTQI+ child.
Risks: TBD.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End..
Final Action .........
FR Cite
09/28/23
11/27/23
I
04/00/24
88 FR 66752
I
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
Local, State, Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Kathleen McHugh,
Director, Division of Policy, Children’s
Bureau, ACYF/ACF/HHS, Department
of Health and Human Services,
Administration for Children and
Families, 330 C Street SW, Room 3411,
Washington, DC 20201, Phone: 202 401–
5789, Fax: 202 205–8221, Email:
kmchugh@acf.hhs.gov.
RIN: 0970–AD03
HHS—ACF
Final Rule Stage
82. Improving Child Care Access,
Affordability, and Stability in the Child
Care and Development Fund (CCDF)
[0970–AD02]
Priority: Section 3(f)(1) Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: The Child Care and
Development Block Grant (CCDBG) Act
of 1990, as amended (42 U.S.C. 9858 et
seq.); sec.418 of the Social Security Act
(42 U.S.C. 618)
CFR Citation: 45 CFR part 98.
Legal Deadline: None.
Abstract: This final rule would update
the Child Care and Development Fund
(CCDF) regulations to ease eligible
families’ enrollment in the child care
subsidy system and increase
participating families’ access to a range
of high-quality child care options for
which they may use child care
subsidies. The changes would address:
(1) Family copayments; (2) provider
payment rates and practices; (3) child
eligibility determination and redetermination; and (4) technical
changes.
Statement of Need: This final rule
amends Child Care and Development
Fund (CCDF) regulations in four areas:
(1) family co- payments; (2) provider
PO 00000
Frm 00084
Fmt 4701
Sfmt 4702
payment rates and practices; (3) child
enrollment and eligibility
determination; and, (4) technical
changes. These changes will lower child
care costs for families, increase parent’s
child care options, reduce barriers to
receiving child care assistance, increase
payments to providers, support higher
program quality, and improve child care
stability.
The Child Care and Development
Block Grant (CCDBG) Act, together with
Section 418 of the Social Security Act,
authorize the CCDF, which is the
primary Federal funding source devoted
to supporting families with low incomes
access child care and to increasing the
quality of child care for all children.
Fiscal year (FY) 2023 funding was over
$11 billion by formula to states,
territories, and tribes. CCDF child care
subsidies support children’s positive
and healthy development and family
economic wellbeing, enabling parents to
pursue employment, education, and
training opportunities. More than
900,000 families and 1.5 million
children benefit from CCDF financial
assistance each month.
Congress last authorized the CCDBG
Act in 2014, and the Department of
Health and Human Services (HHS)
published final regulations clarifying
the new provisions of the Act in
September 2016. These statutory and
regulatory actions included significant
changes to the CCDF program. In the
years since 2016 Final Rule, CCDF
agencies have taken significant steps to
implement the requirements, but child
care remains a broken system in crisis
due to chronic underinvestment.
Parents struggle to find affordable highquality child care that meets their
needs, and the system relies on a poorly
compensated workforce and
unaffordable parent fees.
This final rule builds on the 2016
final rule and to create a stronger child
care assistance program that will better
meet the needs of children, families,
and child care providers. It provides
additional clarity around key policies
that are needed to provide more help for
families so they can find child care that
meets their families’ needs and for the
continued stabilization of the child care
sector.
Summary of Legal Basis: ACF
publishes this final rule under the
authority granted to the Secretary of
Health and Human Services (the
Secretary) by the Child Care and
Development Block Grant (CCDBG) Act
of 1990, as amended (42 U.S.C. 9857, et
seq.) and section 418 of the Social
Security Act (42 U.S.C. 618).
Alternatives:
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Alternative 1: One alternative is to
publish this final rule, which will lower
family costs, increase parent’s options
for child care, help families receive
more timely assistance, increase
payments to child care providers,
incentivize child care providers to
accept CCDF subsidies, help stabilize
the child care sector, and improve child
care quality.
Alternative 2: Another alternative is to
keep the status quo, which will
continue current fees and policies that
limit a family’s ability to participate in
the CCDF program and access child
care, payment practices that limit parent
choices and undermine child care
provider stability, and eligibility
processes that create barriers to the
child care subsidy.
Anticipated Cost and Benefits:
Changes made by this final rule would
have the most direct benefit for the over
900,000 families and 1.5 million
children who use CCDF assistance to
help pay for child care each month.
Families who receive CCDF assistance
will benefit from lower parent copayments, more parental options for
child care arrangements, expanded and
easier access to child care which could
improve the ability of families to
participate in the labor market, and
improved eligibility determination
processes.
Providers will benefit from fairer
payment practices that support their
financial stability, including payments
that more accurately reflect the cost of
providing high quality care, which can
lead to higher wages for providers and
their staff.
The cost of implementing these
changes would vary based on a state,
territory, or Tribe’s specific situation
and implementation choices. Some
states may also need to invest in IT and
systems changes.
Risks: None.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
07/13/23
08/28/23
I
04/00/24
88 FR 45022
I
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Local,
State, Tribal.
Agency Contact: Megan Campbell,
Child Care Policy Supervisor,
Department of Health and Human
Services, Administration for Children
and Families, 330 C Street SW,
Washington, DC 20201, Phone: 202 690–
6499, Fax: 202 690–5600, Email:
megan.campbell@acf.hhs.gov.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
RIN: 0970–AD02
Reason
Final Action Effective.
HHS—ACF
Completed Actions
83. Separate Licensing Standards for
Relative or Kinship Foster Family
Homes [0970–AC91]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
CFR Citation: 45 CFR 1355.20.
Abstract: This regulation allows title
IV–E agencies to adopt separate
licensing standards for relative or
kinship foster family homes.
Statement of Need: Currently, the
regulation provides that in order to
claim title IV–E, all foster family homes
must meet the same licensing standards,
regardless of whether the foster family
home is a relative or non-relative
placement. This Notice of Proposed
Rulemaking (NPRM) allows a title IV–E
agency to adopt licensing or approval
standards for all relative foster family
homes that are different from the
licensing standards used for non-related
foster family homes.
Summary of Legal Basis: This NPRM
is published under the authority granted
to the Secretary of Health and Human
Services by section 1102 of the Social
Security Act (Act), 42 U.S.C. 1302.
Section 1102 of the Act authorizes the
Secretary to publish regulations, not
inconsistent with the Act, as may be
necessary for the efficient
administration of the functions for
which the Secretary is responsible
pursuant to the Act. Section 472 of the
Act authorizes federal reimbursement
for a FCMP for an otherwise eligible
child when the child is placed in a fully
licensed or approved foster family
home.
Alternatives: There are no satisfactory
alternatives to publishing this NPRM.
This change cannot be made in subregulatory guidance.
Anticipated Cost and Benefits: This
NPRM impacts state and tribal title IV–
E agencies and does not impose a
burden. The title IV–E agency has
discretion to develop separate licensing
standards for relatives and non-relatives
and if they do so, they may claim title
IV–E funding. ACF estimates that the
proposed regulatory change would cost
the Federal Government $3.085 billion
in title IV–E foster care federal financial
participation over 10 years.
Risks: None.
Completed:
Reason
Date
Final Action .........
PO 00000
Frm 00085
09/28/23
Fmt 4701
Sfmt 4702
FR Cite
88 FR 66700
Date
9375
FR Cite
11/27/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Kathleen McHugh,
Director, Division of Policy, Children’s
Bureau, ACYF/ACF/HHS, Department
of Health and Human Services,
Administration for Children and
Families, 330 C Street SW, Room 3411,
Washington, DC 20201, Phone: 202 401–
5789, Fax: 202 205–8221, Email:
kmchugh@acf.hhs.gov.
RIN: 0970–AC91
HHS—ADMINISTRATION FOR
COMMUNITY LIVING (ACL)
Proposed Rule Stage
84. Adult Protective Services Functions
and Grant Programs [0985–AA18]
Priority: Other Significant.
Legal Authority: Elder Justice Act
(SSA sec. 2042. [42 U.S.C. 1397m–1] (a)
Secretarial Responsibilities)
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: The final rule would create
federal regulations for Adult Protective
Services (APS) programs as authorized
by the Elder Justice Act. APS programs
were originally recognized by federal
law in 1975 under title XX of the Social
Security Act via the Social Services
Block Grant (SSBG). States have wide
discretion whether to allocate any
funding to APS via the SSBG program,
and there are no regulations pertaining
to APS under SSBG. Since 1975, all 50
states, the District of Columbia, and four
territories have developed APS
programs in accordance with local
needs, structures, and laws. Historic
investments through the Coronavirus
Relief and Response Supplemental
Appropriations Act (CRRSA) and the
American Rescue Plan Act (ARPA)
provided the very first funding for APS
program formula funding to states as
authorized by the Elder Justice Act
(EJA). These regulations would promote
an effective APS response across the
country so that all older adults and
adults with disabilities, regardless of the
state or jurisdiction in which they live,
have similar protections and service
delivery from APS systems. Following
release of the NPRM, ACL held a
stakeholder call open to all of the public
on September 18, 2023, that provided a
walkthrough of the proposed rule and
background resources and information
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9376
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
on how to comment. ACL also held a
separate stakeholder call with Tribal
grantees and leadership regarding the
same. ACL has created a specific
stakeholder web page at https://acl.gov/
APSrule, which includes a summary of
the rule and how to comment.
Statement of Need: The proposed rule
would create federal regulations for
Adult Protective Services (APS)
programs as authorized by the Elder
Justice Act (EJA). These regulations are
critical in establish consistent national
requirements and standards for EJA APS
program formula funding to states.
Summary of Legal Basis:
Development, promulgation and
implementation of this regulation will
be carried out consistently with the
statute; however, this regulatory action
is not required by the statute or a court
order.
Alternatives: ACL considers subregulatory guidance, information and
education outreach, and voluntary
approaches as alternatives to regulatory
action. Prior to the availability of
appropriations for formula funding for
this program ACL utilized guidance and
voluntary approach for the
establishment of a national data system
and in supporting the establishment and
dissemination of program best practices.
However, now that federal funding is
available to all states and territories,
none of these alternatives are the
appropriate option for promulgating and
administering the provisions that will
be included in the regulations
consistent with statute. Economic
incentives and instruments are not an
option.
Anticipated Cost and Benefits: The
proposed rule will require the revision
of State policies and procedures, require
training on new rules for APS staff,
require the submission of new State
plans, require data sharing agreements
between APS systems and other State
entities, require APS systems create a
feedback loop to provide information to
mandatory reporters, require data
reporting to ACL, inform potential APS
clients of their rights under State law,
and require new or updated record
retention systems for certain States. The
rule will result in improved consistency
in implementation of APS systems
within and across States, clarity of
obligations associated with Federal
funding for administrators of APS
systems and will result in better and
more effective service delivery within
and across States with better quality
investigations in turn leading to more
person-directed outcomes. The rule is
anticipated to cost a total of
$3,532,916.99 to fully implement. This
cost will be offset by improved
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
investigations and better outcomes for
the victims of adult maltreatment. This
represents significant value, particularly
given the widespread and egregious
nature of adult maltreatment in the
United States.
Risks: These regulations would
establish first ever regulations for APS
programs consistent with the Elder
Justice Act passed in 2010.
Promulgating this NPRM and obtaining
public feedback in order to issue a new
final rule will result in decreased risk
for administering agencies at the federal,
state and local level in ensuring the
administration of appropriations for
APS programs consistent with the
statute, and in also supporting the
statute’s programmatic purpose of
detecting, preventing and reducing the
abuse, neglect and exploitation of
adults, including older adults.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
09/12/23
11/13/23
I
05/00/24
88 FR 62503
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Richard Nicholls,
Chief of Staff and Executive Secretary,
Department of Health and Human
Services, Administration for
Community Living, 330 C Street SW,
Room 1004B, Washington, DC 20201,
Phone: 202 795–7415, Fax: 202 205–
0399, Email: rick.nicholls@acl.hhs.gov
RIN: 0985–AA18
BILLING CODE 4150–03–P
DEPARTMENT OF HOMELAND
SECURITY (DHS)
Fall 2023 Statement of Regulatory
Priorities
The Department of Homeland
Security (DHS or Department) was
established in 2003 pursuant to the
Homeland Security Act of 2002, Public
Law 107–296. The DHS mission
statement provides the following: ‘‘With
honor and integrity, we will safeguard
the American people, our homeland,
and our values.’’
DHS was created in the aftermath of
the horrific attacks of 9/11, and its
distinctive mission is defined by those
words. The phrase ‘‘homeland security’’
refers to the security of the American
PO 00000
Frm 00086
Fmt 4701
Sfmt 4702
people, the homeland (understood in
the broadest sense), and the nation’s
defining values. A central part of the
mission of protecting ‘‘our values’’
includes fidelity to law and the rule of
law, reflected above all in the
Constitution of the United States, and
also in statutes enacted by Congress,
including the Administrative Procedure
Act. That commitment is also associated
with a commitment to individual
dignity. Among other things, the attacks
of 9/11 were attacks on that value as
well.
The regulatory priorities of DHS are
founded on an insistence on the rule of
law—and also on a belief that
individual dignity, symbolized and
made real by the opening words of the
Constitution (‘‘We the People’’), the
separation of powers, and the Bill of
Rights (including the Due Process
Clause), helps to define our mission.
Fulfilling that mission requires the
dedication of more than 240,000
employees in jobs that range from
aviation and border security to
emergency response, from cybersecurity
analyst to chemical facility inspector,
from the economist seeking to identify
the consequences of our actions to the
scientist and policy analyst seeking to
make the nation more resilient against
flooding, drought, extreme heat, and
wildfires. Our duties are wide-ranging,
but our goal is clear: keep America safe.
There are six overarching homeland
security missions that make up DHS’s
strategic plan: (1) Counter terrorism and
homeland security threats; (2) secure
U.S. borders and approaches; (3) secure
cyberspace and critical infrastructure;
(4) preserve and uphold the Nation’s
prosperity and economic security; (5)
strengthen preparedness and resilience
(including resilience from risks actually
or potentially aggravated by climate
change); and (6) champion the DHS
workforce and strengthen the
Department. See also 6 U.S.C. 111(b)(1)
(identifying the primary mission of the
Department).
In promoting these goals, we attempt
to evaluate our practices by reference to
evidence and data, and to improve them
in real time. We also attempt to deliver
our multiple services in a way that, at
once, protects the American people and
does not impose excessive or unjustified
barriers and burdens on those who use
them.
In achieving those goals, we are
committed to public participation and
to listening carefully to the American
people (and to noncitizens as well). We
are continually strengthening our
partnerships with communities, first
responders, law enforcement, and
Government agencies—at the Federal,
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
State, local, tribal, and international
levels. We are accelerating the
deployment of science, technology, and
innovation in order to make America
more secure against risks old and new—
and to perform our services better. We
are becoming leaner, smarter, and more
efficient, ensuring that every security
resource is used as effectively as
possible. We are reducing
administrative burdens and simplifying
our processes. For a further discussion
of our mission, see the DHS website at
https://www.dhs.gov/mission.
The regulations we have summarized
below in the Department’s Fall 2023
regulatory plan and agenda support the
Department’s mission. We are
committed to continuing evaluation of
our regulations, consistent with
Executive Order 13563, and Executive
Order 13707, and in a way that
improves them over time. These
regulations will improve the
Department’s ability to accomplish its
mission. Also, these regulations address
legislative initiatives such as the ones
found in the Implementing
Recommendations of the 9/11
Commission Act of 2007 (9/11 Act) and
the FAA Extension, Safety, and Security
Act of 2016.
We emphasize here our commitments
(1) To fidelity to law; (2) to treating
people with dignity and respect; (3) to
increasing national resilience against
multiple risks and hazards, including
those actually or potentially associated
with climate change; (4) to
modernization of existing requirements;
and (5) to reducing unjustified barriers
and burdens, including administrative
burdens.
DHS strives for organizational
excellence and uses a centralized and
unified approach to managing its
regulatory resources. The Office of the
General Counsel manages the
Department’s regulatory program,
including the agenda and regulatory
plan. In addition, DHS senior leadership
reviews each significant regulatory
project in order to ensure that the
project fosters and supports the
Department’s mission.
The Department is committed to
ensuring that all of its regulatory
initiatives are aligned with its guiding
principles to remain faithful to law,
protect civil rights and civil liberties,
integrate our actions, listen to those
affected by our actions, build coalitions
and partnerships, develop human
resources, innovate, and be accountable
to the American public.
DHS is strongly committed to the
principles described in Executive
Orders 13563 and 12866 (as amended).
Both Executive Orders direct agencies to
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
assess the costs and benefits of available
regulatory alternatives and, if regulation
is necessary, to select regulatory
approaches that maximize net benefits.
Executive Order 13563 emphasizes the
importance of quantifying both costs
and benefits, of reducing costs, of
harmonizing rules, and of promoting
flexibility. Executive Order 13563
explicitly draws attention to human
dignity and to equity.
Finally, the Department values public
involvement in the development of its
regulatory plan, agenda, and
regulations. It is particularly concerned
with the impact its regulations have on
small businesses and startups,
consistent with its commitment to
promoting economic growth. DHS is
also concerned to ensure that its
regulations are equitable, and that they
do not have unintended or adverse
effects on (for example) women,
disabled people, people of color, or the
elderly. Its general effort to modernize
regulations, and to remove unjustified
barriers and burdens, is meant in part to
avoid harmful effects on small
businesses, startups, and disadvantaged
groups of multiple sorts. DHS and its
components continue to emphasize the
use of plain language in our regulatory
documents to promote a better
understanding of regulations and to
promote increased public participation
in the Department’s regulations. We
want our regulations to be transparent
and ‘‘navigable,’’ so that people are
aware of how to comply with them (and
in a position to suggest improvements).
DHS and its components regularly seek
public input on regulatory plans,
including through Requests for
Information and Advanced Notices of
Proposed Rulemaking, listening
sessions, Federal Advisory Committees,
and more.
The Fall 2023 regulatory plan for DHS
includes regulations from multiple DHS
components, including the Federal
Emergency Management Agency
(FEMA), U.S. Citizenship and
Immigration Services (USCIS), the U.S.
Coast Guard (the Coast Guard), U.S.
Customs and Border Protection (CBP),
Transportation Security Administration
(TSA), U.S. Immigration and Customs
Enforcement (ICE), and the
Cybersecurity and Infrastructure
Security Agency (CISA). We next
describe the regulations that comprise
the DHS fall 2023 regulatory plan.
Federal Emergency Management
Agency
The Federal Emergency Management
Agency (FEMA) is the government
agency responsible for helping people
before, during, and after disasters.
PO 00000
Frm 00087
Fmt 4701
Sfmt 4702
9377
FEMA supports the people and
communities of our Nation by providing
experience, perspective, and resources
in emergency management. FEMA is
particularly focused on national
resilience in the face of the risks of
flooding, drought, extreme heat, and
wildfire; it is acutely aware that these
risks, and others, are actually or
potentially aggravated by climate
change. FEMA seeks to ensure, to the
extent possible, that changing weather
conditions do not mean a more
vulnerable nation. FEMA is also focused
on individual equity, and it is aware
that administrative burdens and undue
complexity might produce inequitable
results in practice.
Consistent with President Biden’s
Executive Order on Climate Related
Financial Risk (Executive Order 14030),
FEMA will propose a regulation titled
National Flood Insurance Program:
Standard Flood Insurance Policy,
Homeowner Flood Form. The National
Flood Insurance Program (NFIP),
established pursuant to the National
Flood Insurance Act of 1968, is a
voluntary program in which
participating communities adopt and
enforce a set of minimum floodplain
management requirements to reduce
future flood damages. Property owners
in participating communities are
eligible to purchase NFIP flood
insurance. This proposed rule would
revise the Standard Flood Insurance
Policy by adding a new Homeowner
Flood Form and five accompanying
endorsements. The new Homeowner
Flood Form would replace the Dwelling
Form as a source of coverage for
homeowners of one-to-four family
residences. Together, the new Form and
endorsements would more closely align
with property and casualty
homeowners’ insurance and provide
increased options and coverage in a
more user-friendly and comprehensible
format.
FEMA will also publish an Interim
Final Rule (IFR) titled Individual
Assistance Program Equity to further
align with Executive Order 13985,
Advancing Racial Equity and Support
for Underserved Communities Through
the Federal Government and Executive
Order 14091, Further Advancing Racial
Equity and Support for Underserved
Communities Through the Federal
Government. FEMA will amend its
Individual Assistance (IA) program
regulations to increase equity by
simplifying processes, removing barriers
to entry, and increasing eligibility for
certain types of assistance under the
program. Specifically, FEMA will
increase eligibility for home repair
assistance by amending the definitions
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9378
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
and application of the terms safe,
sanitary, and functional, allowing
assistance for certain accessibilityrelated items, and amending its
approach to evaluating insurance
proceeds; allow for the re-opening of the
applicant registration period when the
President adds new counties to the
major disaster declaration; simplify the
documentation requirements for
continued temporary housing
assistance; simplify the appeals process;
simplify the process to request approval
for a late registration; remove the
requirement to apply for a Small
Business Administration loan as a
condition of eligibility for Other Needs
Assistance (ONA); and establish
additional assistance under ONA for
serious needs, displacement, disasterdamaged computing devices, and
essential tools for self-employed
individuals. FEMA also makes revisions
to reflect changes to statutory authority
that have not yet been implemented in
regulation, to include provisions for
utility and security deposit payments,
lease and repair of multi-family rental
housing, child care assistance,
maximum assistance limits, and waiver
authority.
FEMA informed the development of
this IFR by seeking input on regulatory
changes to the Individuals and
Households Program (IHP) through an
Request for Information (RFI) published
on April 22, 2021, seeking public input
on its programs, regulations, collections
of information, and policies to ensure
they effectively achieve FEMA’s mission
in a manner that furthers the goals of
advancing equity for all, including those
in underserved communities; bolstering
resilience from the impacts of climate
change, particularly for those
disproportionately impacted by climate
change; and environmental justice.1
FEMA held public meetings and
extended the comment period on the
RFI to ensure all interested parties had
sufficient opportunity to provide
comments.2 All relevant comments
received in response to the RFI,
including those received during the
public meetings, have been posted to
the public rulemaking docket on the
Federal eRulemaking portal at https://
www.regulations.gov/document/FEMA2021-0011-0001/comment. Commenters
raised equitable concerns that FEMA
will address in this IFR, such as by
removing the requirement to apply for
the SBA for a loan before receipt of
1 86
FR 21325, Apr. 22, 2021.
‘‘Request for Information on FEMA
Programs, Regulations, and Policies; Public
Meetings; Extension of Comment Period,’’ 86 FR
30326, June 7, 2021.
2 See
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
ONA, amending FEMA’s habitability
standards, increasing assistance for
essential tools, simplifying its appeal
process, and removing documentation
requirements for late registrations.
FEMA will seek public comment on this
IFR and will carefully consider each
comment received to determine whether
further changes to FEMA’s IHP
regulations are needed.
In addition, FEMA will propose a
regulation titled Update of FEMA’s
Public Assistance Regulations. FEMA
proposes to revise its Public Assistance
program regulations to reflect current
statutory authorities and implement
program improvements. The proposed
rule would incorporate changes brought
about by amendments to the Robert T.
Stafford Disaster Relief and Emergency
Assistance Act. FEMA is also proposing
clarifications and corrections to improve
the efficiency and consistency of the
Public Assistance program.
Additionally, FEMA will propose a
regulation titled Updates to Floodplain
Management and Protection of
Wetlands Regulations to Implement the
Federal Flood Risk Management
Standard consistent with Executive
Order 14030. FEMA proposes to amend
its existing regulations to incorporate
amendments that have been made to
Executive Order 11988 and the Federal
Flood Risk Management Standard
(FFRMS). FEMA has engaged the public
extensively on these matters. On
February 5, 2015, FEMA, acting on
behalf of the Mitigation Framework
Leadership Group, posted a Federal
Register notice seeking comments on a
draft of the Revised Guidelines for
Implementing Executive Order 11988,
Floodplain Management.3 The 60-day
comment period was extended an
additional 30 days.4 During the public
comment period for the Revised
Guidelines, FEMA sent advisories to
representatives from Governors’ offices
nationwide inviting comments on the
draft Revised Guidelines. Over 25
meetings were held across the country
with State, local, and Tribal officials
and interested stakeholders to discuss
the draft Revised Guidelines as well as
9 public listening sessions across the
country attended by over 700
participants to facilitate feedback. All
relevant comments received in response
to these efforts have been posted to the
public rulemaking docket on the Federal
eRulemaking portal at https://
www.regulations.gov/document/FEMA2015-0006-0001/comment. Comments
from meetings and listening sessions
can be found at https://
www.regulations.gov/docket/FEMA2015-0006/document.
Additionally, FEMA published a
Notice of Proposed Rulemaking (NPRM)
in 2016 5 seeking public comment on
FEMA’s proposed implementation of
the Revised Guidelines. All relevant
comments received in response to the
2016 NPRM have been posted to the
public rulemaking docket on the Federal
eRulemaking portal at https://
www.regulations.gov/document/FEMA2015-0006-0373/comment. The FFRMS
is a flexible framework allowing
agencies to choose among three
approaches to define the floodplain and
corresponding flood elevation
requirements for federally funded
projects. Existing regulations describe
FEMA’s process for determining
whether the proposed location for an
action falls within a floodplain and how
to complete the action in the floodplain
in light of the risk of flooding. The
proposed rule would change how FEMA
defines a floodplain with respect to
certain actions. Additionally, under the
proposed rule, FEMA would use natural
systems, ecosystem process, and naturebased approaches, where practicable,
when developing alternatives to locating
the proposed action in the floodplain.
Finally, FEMA continues to engage
with the public related to its NFIP
minimum floodplain management
standards. On October 12, 2021, FEMA
issued an RFI to receive the public’s
input on revising the NFIP’s floodplain
management standards for land
management and use regulations to
better align with the current
understanding of flood risk and flood
risk reduction approaches. FEMA’s
authority under the National Flood
Insurance Act requires the agency to,
from time to time, develop
comprehensive criteria designed to
encourage the adoption of adequate
State and local measures. During the RFI
comment period, FEMA held three
public meetings and extended the
comment period on the RFI to ensure all
interested parties had sufficient
opportunity to provide comments.6 All
relevant comments received in response
to the RFI have been posted to the
public rulemaking docket on the Federal
eRulemaking portal at https://
www.regulations.gov/docket/FEMA2021-0024/comments and transcripts
from the public meetings have also been
posted at https://www.regulations.gov/
docket/FEMA-2021-0024/document. In
April 2023, FEMA requested
recommendations from the Technical
5 81
3 80
FR 6530, Feb. 5, 2015.
4 80 FR 16018, Mar. 26, 2015.
PO 00000
Frm 00088
Fmt 4701
Sfmt 4702
FR 57401, Aug. 22, 2016.
FR 59745, Oct. 28, 2021 and 86 FR 66329,
Nov. 22, 2021.
6 86
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
Mapping Advisory Council (TMAC) on
modifying the definition of the Special
Flood Hazard Area or modifying how it
is calculated. In addition, FEMA
requested a recommendation from
TMAC on how FEMA might consider
changing mapping procedures related to
when land is filled. These
recommendations will assist FEMA in
exploring the feasibility of public
comments received from the 2021 RFI.
The agency will propose regulations
to better align the NFIP minimum
floodplain management standards with
FEMA’s current understanding of flood
risk, flood insurance premium rates, and
risk reduction approaches to make
communities safer, stronger, and more
resilient to increased flooding. As part
of the proposed regulations, FEMA is
considering revisions to the NFIP
minimum floodplain management
standards to better protect people and
property in a nuanced manner that
balances community needs with the
national scope of the NFIP. FEMA will
also propose opportunities to make
these minimum floodplain management
standards improve resilience in
historically underserved communities.
The proposed revisions to the NFIP
floodplain management minimum
standards will consider how to advance
the conservation of threatened and
endangered species and their habitat.
FEMA is also reviewing ways to further
promote enhanced resilience efforts
through the Community Rating System.
United States Citizenship and
Immigration Services
U.S. Citizenship and Immigration
Services (USCIS) is the government
agency that administers and oversees
lawful immigration to the United States.
USCIS is firmly committed to creating
and strengthening an accessible and
humane immigration system. The
USCIS mission statement is: ‘‘USCIS
upholds America’s promise as a nation
of welcome and possibility with
fairness, integrity, and respect for all we
serve.’’ The American people, through
Congress, have entrusted USCIS to
faithfully administer the legal
immigration programs that allow foreign
nationals to visit, work, study, live, and
seek refuge in the United States. Every
day, USCIS delivers immigration
decisions to individuals, families,
businesses, workers, and those seeking
a place of safety and shelter in our
country, whether they filed
applications, petitions, requests, or
appeals. The work of USCIS employees
makes the possibility of America a
reality for immigrants, for the
communities and economies they join,
and for the nation as a whole. In
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
achieving this mission, partnership with
our stakeholders and strong public
engagement is a strategic priority of
USCIS to ensure we are crafting policies
and regulations to reduce unnecessary
burdens or barriers to legal immigration,
meet the economic needs of U.S.
employers, and reinvigorate the size and
scope of humanitarian relief. Over the
coming year, USCIS will pursue several
regulatory actions in support of
furthering a strong legal immigration
system that operates with integrity, and
that promotes integration, inclusion,
and citizenship. USCIS will issue
regulations that restore and strengthen
the family and employment-based
immigration systems, that improve the
lives of survivors of domestic and
sexual violence and other serious
crimes, and that are nimble enough to
address urgent humanitarian needs
effectively and quickly. We will publish
regulations that are clear and easy to
understand, and include opportunities
for public engagement and input.
Employment Issues, Economic Needs,
and Lawful Pathways. USCIS is focused
on promulgating policies that are
responsive to the needs of the U.S.
economy and U.S. employers, while
providing lawful pathways to work in
the United States and also protecting the
rights of both U.S. and noncitizen
workers. USCIS has recently proposed a
rule to modernize and reform the H–2A
and H–2B programs. The proposed rule
incorporates necessary program
efficiencies, aims to meet the needs of
U.S. employers, and include provisions
designated to protect against the
exploitation or other abuse of H–2A and
H–2B workers (Modernization and
Reform of the H–2 Programs). USCIS
will also propose a rule to update and
streamline the H–1B program, with a
goal of improving program efficiency,
integrity, and flexibility including
proposed changes to the registration
system to reduce the possibility of
misuse and fraud.
Many of these proposals will be
informed by the public comments we
received in response to a Request for
Public Input that USCIS published on
April 19, 2021, to solicit feedback from
our stakeholders and customers on
identifying and reducing barriers to
immigration (86 FR 20398).
(Modernizing H–1B Requirements and
Oversight and Providing Flexibility in
the F–1 Program.)
Improvements to the Overall
Immigration System. On January 4,
2023, USCIS published a proposal to
adjust certain immigration and
naturalization benefit request fees (after
performing the required biennial fee
review) to ensure that fees charged
PO 00000
Frm 00089
Fmt 4701
Sfmt 4702
9379
recover full costs borne by USCIS.
Following publication of the notice of
proposed rulemaking and during the
official comment period, on January 11,
2023, USCIS held a virtual listening
session, ‘‘National Listening Session on
the Proposed Rule to Adjust Certain
Immigration Fees’’ (attended by 1,671
people), for members of the public to
provide their feedback and thoughts.
USCIS will consider all comments and
input received from the public in
developing the final rule and set fees in
a manner that adheres to the ideals of
removing unjustified barriers and
promoting access to the immigration
system (to promote, among other things,
economic needs and economic growth);
improving and expanding naturalization
processing; and meeting the
administration’s humanitarian
priorities. (USCIS Fee Schedule and
Changes to Certain Other Immigration
Benefit Request Requirements.) In
addition, USCIS plans to take steps to
reform the regulations governing the
adjustment of status to lawful
permanent residence to improve the
efficiency and administration of that
program. USCIS will propose a rule that
updates outdated regulations, reduces
the potential for visa retrogression, and
promotes the efficient use of
immediately available immigrant visas.
Many of the proposed policy and
operational changes contained in this
rulemaking were informed by public
comments USCIS received on its April
19, 2021 Request for Public Input and
are crafted to reduce barriers to lawful
immigration as identified by our
stakeholders. (Improving the
Regulations Governing the Adjustment
of Status to Lawful Permanent
Residence and Related Immigration
Benefits.) Lastly, USCIS is also planning
a proposed rule to clarify and update
eligibility requirements governing
citizenship and naturalization. This
project is also informed by information
submitted by our public stakeholders in
response to the 2021 Request for Public
Input, as well as a CIS Ombudsman’s
Webinar Series: Naturalization and
Immigrant Integration on May 23, 2021
(attended by 635 people and 118 people
provided written questions/comments)
and a Citizenship and Naturalization
Engagement on March 15, 2022
(attended by 463 people and 6 people
submitted written questions/comments
by email) in which the public provided
comments on regulations and policies.
USCIS reviewed all comments provided
through the Request for Public Input
and the engagements, and incorporated
edits into the proposed rule as
applicable. (Citizenship and
E:\FR\FM\09FEP2.SGM
09FEP2
9380
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Naturalization and Other Related
Flexibilities.)
Humanitarian Relief. USCIS will
propose reforms to the U nonimmigrant
visa classification. The U nonimmigrant
status is for noncitizen victims of
certain qualifying criminal activities,
and their eligible family members, who
have been, are, or are likely to be
helpful in the investigation or
persecution of those crimes. To
streamline the procedures and enhance
operational efficiency, USCIS will
propose a rule to update eligibility,
procedural and filing requirements
governing U nonimmigrant status, and
adjustment of status for those
nonimmigrants. (Victims of Qualifying
Criminal Activities; Eligibility
Requirements for U Nonimmigrant
Status and Adjustment of Status).
Asylum Reforms. USCIS is focused on
pursuing regulations to strengthen,
rebuild, and (where appropriate)
streamline the asylum system,
consistent with law and mission
imperatives. For example, USCIS and
DOJ will take steps to remove regulatory
provisions that are currently enjoined
(Procedures for Asylum and Bars to
Asylum Eligibility), propose updates to
clarify eligibility for asylum and
withholding of removal (Clarifying
Definitions and Analyses for Fair and
Efficient Asylum and Other Protection
Determinations), and propose
modifications or withdrawal of other
asylum-related regulatory provisions
(Asylum Eligibility and Public Health).
ddrumheller on DSK120RN23PROD with PROPOSALS2
United States Coast Guard
The Coast Guard is a military, multimission, maritime service of the United
States and the only military
organization within DHS. It is the
principal Federal agency responsible for
maritime safety, security, and
stewardship in U.S. ports and
waterways.
Effective governance in the maritime
domain hinges upon an integrated
approach to safety, security, and
stewardship. The Coast Guard’s policies
and capabilities are integrated and
interdependent, delivering results
through a network of enduring
partnerships with maritime
stakeholders. Consistent standards of
universal application and enforcement,
which encourage safe, efficient, and
responsible maritime commerce, are
vital to the success of the maritime
industry. The Coast Guard’s ability to
field versatile capabilities and highly
trained personnel is one of the U.S.
Government’s most significant and
important strengths in the maritime
environment.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
America is a maritime nation, and our
security, resilience, and economic
prosperity are intrinsically linked to the
oceans. Safety, efficient waterways, and
freedom of transit on the high seas are
essential to our well-being. The Coast
Guard is leaning forward, poised to
meet the demands of the modern
maritime environment. The Coast Guard
creates value for the public through
solid prevention and response efforts.
Activities involving oversight and
regulation, enforcement, maritime
presence, and public and private
partnership foster increased maritime
safety, security, and stewardship.
The statutory responsibilities of the
Coast Guard include ensuring marine
safety and security, preserving maritime
mobility, protecting the marine
environment, enforcing U.S. laws and
international treaties, and performing
search and rescue. The Coast Guard
supports the Department’s overarching
goals of mobilizing and organizing our
Nation to secure the homeland from
terrorist attacks, natural disasters, and
other emergencies. These goals include
protection against the risks associated
with climate change, and the Coast
Guard seeks to obtain scientific
information to assist in that task, while
also acting to promote resilience and
adaptation.
In 33 CFR 1.05–15, each year since
1995 the Coast Guard has confirmed
that it considers public participation
essential to effective rulemaking. We
encourage you to participate. It is Coast
Guard policy to provide opportunities
for you to participate early in potential
rulemaking projects. Also, in our notices
of proposed rulemaking, in addition to
soliciting your written comments, we
solicit requests for public meetings to
provide you an opportunity for oral
comment. We also seek
recommendations from our ten Federal
advisory committees and publish
notices of those committee meetings
should you want to attend. And our
regulatory advisory group composed of
senior Coast Guard officials, the Marine
Safety and Security Council, has
published the Proceedings magazine
since the 1940s. Available online, the
magazine informs the public about the
subject matter of Coast Guard
regulations, as well as the rulemaking
process itself.
The Coast Guard highlights the
following regulatory actions, which are
in the proposed rule stage:
Cybersecurity in the Marine
Transportation System. The Coast
Guard is proposing to update its
maritime security regulations by adding
cybersecurity requirements to existing
regulations. This proposed rulemaking
PO 00000
Frm 00090
Fmt 4701
Sfmt 4702
is part of an ongoing effort to address
emerging cybersecurity risks and threats
to maritime security by including
additional security requirements to
safeguard the marine transportation
system.
Shipping Safety Fairways Along the
Atlantic Coast. The Coast Guard
published an Advance Notice of
Proposed Rulemaking (ANPRM) on June
19, 2020. We have considered
comments on the ANPRM to develop a
proposed rule that would establish
shipping safety fairways along the
Atlantic Coast of the United States.
Fairways are marked routes for vessel
traffic. They facilitate the direct and
unobstructed transit of ships. The
proposed fairways will be based on
studies about vessel traffic along the
Atlantic Coast for which we requested
public comments.
MARPOL Annex VI; Prevention of Air
Pollution from Ships. The Coast Guard
is proposing regulations to carry out the
provisions of Annex VI of the MARPOL
Protocol, which is focused on the
prevention of air pollution from ships.
The Act to Prevent Pollution from Ships
has already given direct effect to most
provisions of Annex VI, and the Coast
Guard and the Environmental Protection
Agency have carried out some Annex VI
provisions through previous
rulemakings. This proposed rulemaking
would fill gaps in the existing
framework for carrying out the
provisions of Annex VI. Chapter 4 of
Annex VI contains shipboard energy
efficiency measures that include shortterm measures reducing carbon
emissions linked to climate change.
This proposed rulemaking would apply
to U.S.-flagged ships. It would also
apply to foreign-flagged ships operating
either in U.S. navigable waters or in the
U.S. Exclusive Economic Zone.
Regarding outreach in the
development of this proposed
rulemaking, in June 2018, the Coast
Guard held a public workshop regarding
Implementation of Regulation 14.1.3 of
MARPOL Annex VI (Global 0.50%
Sulfur Cap). In October 2011, we held
a public meeting on the International
Maritime Organization guidelines for
exhaust gas cleaning systems for marine
engines with respect to Regulations 4
and 14 of MARPOL Annex VI. And in
December 2010, we requested comments
regarding a study on Ship Emission
Reduction Technology for cargo and
passenger vessels, including what
methods or equipment were then under
development that might meet the
MARPOL Annex VI requirements.
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
United States Customs and Border
Protection
Customs and Border Protection (CBP)
is the Federal agency principally
responsible for the security of our
Nation’s borders, both at and between
the ports of entry into the United States.
CBP must accomplish its border security
and enforcement mission without
stifling the flow of legitimate trade and
travel. The primary mission of CBP is its
homeland security mission, that is, to
prevent terrorists and terrorist weapons
from entering the United States. An
important aspect of this mission
involves improving security at our
borders and ports of entry, but it also
means extending our zone of security
beyond our physical borders.
CBP is also responsible for
administering laws concerning the
importation of goods into the United
States and enforcing the laws
concerning the entry of persons into the
United States. This includes regulating
and facilitating international trade;
collecting import duties; enforcing U.S.
trade, immigration and other laws of the
United States at our borders; inspecting
imports; overseeing the activities of
persons and businesses engaged in
importing; enforcing the laws
concerning smuggling and trafficking in
contraband; apprehending individuals
attempting to enter the United States
illegally; protecting our agriculture and
economic interests from harmful pests
and diseases; servicing all people,
vehicles, and cargo entering the United
States; maintaining export controls; and
protecting U.S. businesses from theft of
their intellectual property.
In carrying out its mission, CBP’s goal
is to facilitate the processing of
legitimate trade and people efficiently
without compromising security, and
public input is an important tool in
meeting this goal. CBP regularly seeks
input from Federal Advisory
Committees, issues formal Requests for
Information, and holds listening
sessions and symposia, including those
on forced labor, green trade, and the
21st Century Customs Framework.
However, some of CBP’s rules further
law enforcement purposes and are
therefore not ripe for robust public
outreach prior to their issuance. CBP’s
public Newsroom, with details on
upcoming public engagements, is
available at: https://www.cbp.gov/
newsroom.
Consistent with its primary mission of
homeland security, CBP intends to issue
several regulations that are intended to
improve security at our borders and
ports of entry. During the upcoming
year, CBP will also work on various
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
projects to streamline CBP processing,
reduce duplicative processes, reduce
various burdens on the public, and
automate various paper forms. CBP
highlights one of those projects below.
Advance Passenger Information
System: Electronic Validation of Travel
Documents. CBP intends to amend
current Advance Passenger Information
System (APIS) regulations to
incorporate additional carrier
requirements that would further enable
CBP to determine whether each
passenger is traveling with valid,
authentic travel documents prior to the
passenger boarding the aircraft. The
proposed regulation would require
commercial air carriers to receive a
second message from CBP that would
state whether CBP matched the travel
documents of each passenger to a valid,
authentic travel document recorded in
CBP’s databases. The proposed
regulation would also require air
carriers to transmit additional data
elements regarding contact information
through APIS for all commercial aircraft
passengers arriving in the United States
to support border operations and
national security. CBP expects that the
collection of these elements would
enable CBP to further support the Center
for Disease Control and Prevention’s
mission in monitoring and tracing the
contacts for persons involved in health
incidents. This action will result in time
savings to passengers and cost savings
to CBP, carriers, and the public.
In addition to the regulations that CBP
issues to promote DHS’s mission, CBP
issues regulations related to the mission
of the Department of the Treasury.
Under section 403(1) of the Homeland
Security Act of 2002, the former-U.S.
Customs Service, including functions of
the Secretary of the Treasury relating
thereto, transferred to the Secretary of
Homeland Security. As part of the
initial organization of DHS, the Customs
Service inspection and trade functions
were combined with the immigration
and agricultural inspection functions
and the Border Patrol and transferred
into CBP. The Department of the
Treasury retained certain regulatory
authority of the U.S. Customs Service
relating to customs revenue function. In
the coming year, CBP expects to
continue to issue regulatory documents
that will facilitate legitimate trade and
implement trade benefit programs. For a
discussion of CBP regulations regarding
the customs revenue function, see the
regulatory plan of the Department of the
Treasury.
Transportation Security Administration
The Transportation Security
Administration (TSA) protects the
PO 00000
Frm 00091
Fmt 4701
Sfmt 4702
9381
Nation’s transportation systems to
ensure freedom of movement for people
and commerce. TSA applies an
intelligence-driven, risk-based approach
to all aspects of its mission. This
approach results in layers of security to
mitigate risks effectively and efficiently.
In fiscal year 2024, TSA is prioritizing
the following actions. In general, TSA
has prioritized actions that are required
to meet statutory mandates and, that are
necessary for national security, and that
are consistent with the goals of
Executive Order 14058, Transforming
Federal Customer Experience and
Service Delivery to Rebuild Trust in
Government.
Consistent with Executive Order
14094, Modernizing Regulatory Review,
TSA endeavors, as practicable and
appropriate, to proactively engage
parties that are interested in or affected
by TSA rulemaking. With respect to the
actions described below, TSA has used
a range of measures to engage the
public, including advance notices of
proposed rulemakings, public meetings,
and advisory committees.
Enhancing Surface Cyber Risk
Management. On January 28, 2021, the
President issued the National Security
Memorandum on Improving
Cybersecurity for Critical Infrastructure
Controls Systems. Consistent with this
priority of the Administration and in
response to the ongoing cybersecurity
threat to pipeline systems, TSA used its
authority under 49 U.S.C. 114 to issue
security directives to owners and
operators of TSA-designated critical
pipelines that transport hazardous
liquids and natural gas to implement a
number of urgently needed protections
against cyber intrusions. The first
directive, issued in May 2021, requires
critical pipeline owner/operators to (a)
report confirmed and potential
cybersecurity incidents to DHS’s
Department of Cybersecurity and
Infrastructure Security Agency (CISA);
(b) designate a Cybersecurity
Coordinator to be available 24 hours a
day, seven days a week; (3) review
current cybersecurity practices; and (4)
identify any gaps and related
remediation measures to address cyberrelated risks and report the results to
TSA and CISA within 30 days of
issuance of the SD. A second security
directive, first issued in July 2021,
requires these owners and operators to
(1) implement specific mitigation
measures to protect against ransomware
attacks and other known threats to
information technology and operational
technology systems; (2) develop and
implement a cybersecurity contingency
and recovery plan; and (3) conduct a
cybersecurity architecture design
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9382
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
review. TSA updated the second
directive to require owners/operators to
achieve critical security outcomes
through performance-based measures. In
December 2021 and October 2022, TSA
imposed similar requirements on certain
rail operations to address emerging
threats. TSA is committed to enhancing
and sustaining cybersecurity for all
modes of transportation and intends to
issue a rulemaking that may codify
these and other requirements following
an opportunity for notice and comment.
TSA published an advance notice of
proposed rulemaking on this topic in
November 2022.
Flight Training Security Program.
Through an interim final rule, TSA
created a new part 1552, Flight Schools,
in title 49 of the Code of Federal
Regulations (CFR). The IFR requires
flight schools to notify TSA when
noncitizens, and other individuals
designated by TSA, apply for flight
training or recurrent training. TSA
subsequently issued exemptions and
interpretations in response to comments
on the IFR, questions raised during
operation of the program since 2004,
and a notice extending the comment
period on May 18, 2018. Based on the
comments and questions received, TSA
is finalizing the rule with modifications
that may include changing the
frequency of security threat assessments
from a high-frequency event-based
interval to a time-based interval, clarify
the definitions and other provisions of
the rule, and enable industry to use
TSA-provided electronic recordkeeping
systems for all documents required to
demonstrate compliance with the rule.
These and other changes will provide
significant cost-savings to the industry
and individuals seeking flight training
while also enhancing security.
REAL ID Applicability to Mobile
Driver’s Licenses. TSA will issue a final
rule to amend the REAL ID regulation to
address mobile driver’s licenses (mDL).
The REAL ID Act of 2005 and DHS
implementing regulation set minimum
requirements for state-issued driver’s
licenses and identification cards
accepted by Federal agencies for official
purposes, which include accessing
Federal facilities, boarding federally
regulated commercial aircraft, entering
nuclear power plants, and any other
purposes that the Secretary shall
determine. The REAL ID Modernization
Act (December 2020) clarifies that the
REAL ID Act applies to mobile or digital
driver’s licenses that have been issued
in accordance with regulations
prescribed by DHS. This final rule will
amend 6 CFR part 37 to set the
minimum technical requirements and
security standards for mDLs to enable
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Federal agencies to accept mDLs for
official purposes. to establish a process
that states must follow to apply for a
mDL waiver from the REAL ID
regulations. This rulemaking would also
enable federal agencies to accept state
mDLs for official purposes from states
who are issued such a waiver under this
final rule.
Frequency of Renewal Cycle for
Indirect Air Carrier Security Programs.
TSA’s regulations for Indirect Air
Carriers (IACs) in 49 CFR part 1548
currently require annual renewal of an
IAC’s security program and prompt
notification to TSA of any changes to
operations-related to information
previously provided to TSA. Through
this rulemaking, TSA will modify the
regulation to allow for a three-year
renewal schedule, rather than annual
renewal. This change will align the
security program renewal requirement
with those applicable to other regulated
entities within the air cargo industry.
United States Immigration and Customs
Enforcement
U.S. Immigration and Customs
Enforcement (ICE) is the principal
criminal investigative arm of DHS and
one of the three Department
components charged with the criminal
and civil enforcement of the Nation’s
immigration laws. Its primary mission is
to protect national security, public
safety, and the integrity of our borders
through the criminal and civil
enforcement of Federal law governing
border control, customs, trade, and
immigration. In carrying out this
mission and consistent with Executive
Order 14058 on Transforming Federal
Customer Experience And Service
Delivery To Rebuild Trust In
Government ICE is committed to
providing opportunities for the public to
engage in the improvement of our
programs, processes, and services. For
example, on October 26, 2021, DHS
published a notice in the Federal
Register titled Remote Document
Examination for Form I–9, Employment
Eligibility Verification: Request for
Public Input, (https://www.govinfo.gov/
content/pkg/FR-2021-10-26/pdf/202123260.pdf) seeking comments from the
public regarding document examination
practices associated with Form I–9. ICE
carefully considered this input resulting
in a final rule and procedure that
incorporates commenters suggestions.
During the coming fiscal year, ICE will
focus rulemaking efforts on regulations
pertaining to processing improvements,
including the rules mentioned below.
Clarifying and Revising Custody
Determination Procedures for
Noncitizens Subject to Discretionary
PO 00000
Frm 00092
Fmt 4701
Sfmt 4702
Detention (INA 236(a)/8 U.S.C. 1226
detention). The Department of
Homeland Security (DHS), U.S.
Immigration and Customs Enforcement
(ICE) and the Department of Justice
(DOJ) Executive Office for Immigration
Review (EOIR) (collectively, the
Departments) are planning to amend the
regulations that govern detention and
release determinations for noncitizens
subject to the custody provisions in
section 236 of the Immigration and
Nationality Act (Act), 8 U.S.C. 1226(a).
The goal of the proposed regulation
would be to clarify the scope and
applicability of section 236(a) of the
Act, 8 U.S.C. 1226(a), and the
procedures that apply under that
section, including the burden and
standard of proof for continued
detention at initial custody
determinations and any custody
redetermination hearings, and related
issues. This rulemaking is consistent
with Executive Order 14058, which
directs agencies to take actions that
improve service delivery and customer
experience by decreasing administrative
burdens, enhancing transparency, and
improving the efficiency and
effectiveness of government.
Cybersecurity and Infrastructure
Security Agency
The Cybersecurity and Infrastructure
Security Agency (CISA) is responsible
for leading the national effort to develop
cybersecurity and critical infrastructure
security programs, operations, and
associated policy to enhance the
security and resilience of physical and
cyber infrastructure.
Ammonium Nitrate Security Program.
This rule implements a 2007
amendment to the Homeland Security
Act. The amendment requires DHS to
‘‘regulate the sale and transfer of
ammonium nitrate facility . . . to
prevent the misappropriation or use of
ammonium nitrate in an act of
terrorism.’’ CISA published a Notice of
Proposed Rulemaking in 2011. CISA is
planning to issue a Supplemental Notice
of Proposed Rulemaking.
Chemical Facility Anti-Terrorism
Standards (CFATS). This rule would
update CFATS’ Risk Based Performance
Standards to enhance cybersecurity
requirements, modify the counting rules
associated with release-flammable
chemicals, remove release-explosive
chemicals, and adjust the Screening
Threshold Quantities of Appendix A to
account for the updated risk analysis
methodology. CISA previously invited
public comment on an Advance Notice
of Proposed Rulemaking (ANPRM)
during August 2014 for potential
revisions to the CFATS regulations. The
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ANPRM provided an opportunity for the
public to provide recommendations for
possible program changes. In June 2020,
CISA published for public comment a
retrospective analysis of the CFATS
program. And in January 2021, CISA
invited additional public comment
through an ANPRM concerning the
removal of certain explosive chemicals
from CFATS. CISA intends to address
many of the subjects raised in both
ANPRMs and the retrospective analysis
in this regulatory action, including
potential updates to CFATS
cybersecurity requirements and
Appendix A to the CFATS regulations.
CISA is planning to issue a notice of
proposed rulemaking.
Cybersecurity Incident Reporting for
Critical Infrastructure Act Regulations.
CISA will propose regulations to
implement certain aspects of the
Cybersecurity Incident Reporting for
Critical Infrastructure Act of 2022
(CIRCIA). Specifically, CIRCIA directs
CISA to develop and implement
regulations requiring covered entities to
submit reports to CISA regarding
covered cyber incidents and ransom
payments. CIRCIA requires CISA to
publish a Notice of Proposed
Rulemaking (NPRM) within 24 months
of the date of enactment of CIRCIA as
part of the process for developing these
regulations. CISA previously issued a
Request for Information on September
12, 2022, and held a series of listening
sessions seeking public input on
potential aspects of the proposed
regulation prior to publication of the
NPRM. CISA is planning to issue a
Notice of Proposed Rulemaking.
A more detailed description of the
priority regulations that comprise the
DHS regulatory plan follows.
DHS—U.S. CITIZENSHIP AND
IMMIGRATION SERVICES (USCIS)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Proposed Rule Stage
85. Victims of Qualifying Criminal
Activities; Eligibility Requirements for
U Nonimmigrant Status and
Adjustment of Status [1615–AA67]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 552; 5 U.S.C.
552a; 8 U.S.C. 1101; 8 U.S.C. 1101
(note); 8 U.S.C. 1102; Pub. L. 113–4
CFR Citation: 8 CFR 214; 8 CFR 274a;
8 CFR 103; 8 CFR 299.
Legal Deadline: None.
Abstract: This proposed rule would
clarify and update eligibility,
procedural, and filing requirements for
U nonimmigrant status (commonly
known as the ‘‘U’’ visa) and adjustment
of status for U nonimmigrants. U
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
nonimmigrant status is for noncitizen
victims of certain qualifying criminal
activities who have been, are being, or
are likely to be helpful in the
investigation or prosecution of those
crimes and eligible family members.
There is a statutory limit of 10,000 U
visas per year for principal petitioners.
DHS published an interim final rule in
2007 (72 FR 53013) to establish the
procedures to be followed in order to
petition for U nonimmigrant status and
published an interim final rule in 2008
(73 FR 75540) to establish the
procedures for applying for adjustment
of status as a U nonimmigrant. This rule
would address relevant comments and
feedback from stakeholders since
publication of those interim final rules,
as well as update the regulations for
changes in legislation.
Statement of Need: This U
classification allows noncitizen victims
of certain crimes to petition for U
nonimmigrant status and to adjust status
to that of a lawful permanent resident.
Noncitizen victims of certain qualifying
criminal activities who have been, are
being, or are likely to be helpful in the
investigation or prosecution of those
crimes are eligible to petition for U
nonimmigrant status. This rule would
address the eligibility requirements that
must be met for classification as a U
nonimmigrant and implements statutory
amendments to these requirements,
streamlines the procedures to petition
for U nonimmigrant status, provides
evidentiary guidance to assist in the
petition process, and clarifies
adjustment of status requirements.
Summary of Legal Basis: Section
101(a)(15) of the INA, 8 U.S.C.
1101(a)(15) establishes classifications
for noncitizens who are coming
temporarily to the United States as
nonimmigrants, including the U
nonimmigrant classification. Section
214(a)(1) of the INA, 8 U.S.C. 1184(a)(1),
authorizes the Secretary to prescribe, by
regulation, the terms and conditions of
the admission of nonimmigrants,
including U nonimmigrants. Section
214(p) of the INA, 8 U.S.C. 1184(p), sets
forth certain procedural and substantive
requirements for the U nonimmigrant
classification, including employment
authorization for U nonimmigrants
incident to status and discretionary
employment authorization for those
with pending, bona fide U
nonimmigrant visa petitions. Section
274A of the INA, 8 U.S.C. 1324a,
recognizes the Secretary’s authority to
extend employment authorization to
noncitizens in the United States.
Anticipated Cost and Benefits: DHS is
currently considering the specific
impacts of the proposed provisions.
PO 00000
Frm 00093
Fmt 4701
Sfmt 4702
9383
Timetable:
Action
Interim Final Rule
Interim Final Rule
Effective.
Interim Final Rule
Comment Period End.
NPRM ..................
Date
09/17/07
10/17/07
FR Cite
72 FR 53013
11/17/07
02/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal,
Local, State.
Additional Information: Transferred
from RIN 1115–AG39.
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Rena Cutlip-Mason,
Chief, Division of Humanitarian Affairs,
OP&S, Department of Homeland
Security, U.S. Citizenship and
Immigration Services, 5900 Capital
Gateway Drive, Camp Springs, MD
20746, Phone: 240 721–3000.
RIN: 1615–AA67
DHS—USCIS
86. Improving the Regulations
Governing the Adjustment of Status to
Lawful Permanent Residence and
Related Immigration Benefits [1615–
AC22]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 8 U.S.C. 1101; 8
U.S.C. 1103(a); 8 U.S.C. 1153 to 1155; 8
U.S.C. 1159 and 1160; 8 U.S.C. 1254a;
8 U.S.C. 1255; 8 U.S.C. 1257; 8 U.S.C.
1324a; 8 U.S.C. 1184; . . .
CFR Citation: 8 CFR 204.5; 8 CFR
204.12; 8 CFR 205.1; 8 CFR 209.1; 8 CFR
209.2; 8 CFR 244.15; 8 CFR 245.1; 8 CFR
245.2; 8 CFR 245.5; 8 CFR 245.11; 8 CFR
245.15; 8 CFR 245.18; 8 CFR 249.2; 8
CFR 264.2; 8 CFR 274a.12; . . .
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) proposes to
amend its regulations governing
adjustment of status to lawful
permanent residence in the United
States. The proposed changes include
permitting concurrent filing of a visa
petition and the application for
adjustment of status for the
employment-based 4th preference
(certain special immigrants) category,
including religious workers; permitting
the transfer of underlying basis of a
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9384
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
pending adjustment of status
application; amending the definition
relating to ineligibilities under section
245(c) of the INA; clarifying when a visa
becomes available for purposes of the
age calculation under the Child Status
Protection Act; and authorizing
compelling circumstances employment
authorization for certain derivative
beneficiaries waiting for immigrant visa
availability. DHS also proposes to
amend the regulations relating to
temporary protected status and travel
authorization and clarify the impact on
the adjustment of status eligibility. The
intent of these proposed changes is to
reduce processing times, improve the
quality of inventory data provided to
partner agencies, reduce the potential
for visa retrogression, and promote the
efficient use of immediately available
immigrant visas.
Statement of Need: This rulemaking is
necessary to address outdated
regulations to improve efficiency and
the administration of the adjustment of
status of immigrants to lawful
permanent residence in the United
States, improve the quality of inventory
data that DHS provides to agencies,
reduce the potential for visa
retrogression, and promote the efficient
use of immediately available immigrant
visas. This rule also changes eligibility
requirements for certain classifications
for what constitutes compelling
circumstances for employment
authorization.
Summary of Legal Basis: The DHS’s
authority for the regulatory amendments
proposed are found in various sections
of the Immigration and Nationality Act
(INA), codified at title 8 of the United
States Code, and the Homeland Security
Act of 2002 (HSA), Public Law 107–296,
116 Stat. 2135 (Nov. 25, 2002), codified
at 6 U.S.C. 101 et seq. Specifically, 6
U.S.C. 112, and 8 U.S.C. 1103, charge
DHS with the administration and
enforcement of the immigration laws of
the United States, and 8 U.S.C. 1103(a)
authorizes DHS to establish such
regulations, prescribe such forms of
bond, reports, entries, and other papers;
issue instructions; and perform such
other acts deemed necessary for carrying
out the Secretary’s authority under the
provisions of the INA, including for the
provisions related to immigrant visa
petitions (8 U.S.C. 1153 to 1155);
Adjustment of status of refugees (8
U.S.C. 1159); Special Agricultural
Workers (8 U.S.C. 1160); Admission of
nonimmigrants (8 U.S.C. 1184);
Temporary Protected Status (8 U.S.C.
1254a); Adjustment of status of
nonimmigrant to that of person
admitted for permanent residence (8
U.S.C. 1255); Adjustment of status of
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
certain resident aliens to nonimmigrant
status; exceptions (8 U.S.C. 1157); Work
Authorization (8 U.S.C. 1324a).
Anticipated Cost and Benefits: DHS is
currently considering the specific
impacts of the proposed provisions.
Timetable:
Action
Date
NPRM ..................
FR Cite
03/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Mark Phillips,
Residence and Naturalization Division
Chief, Department of Homeland
Security, U.S. Citizenship and
Immigration Services, Office of Policy
and Strategy, 5900 Capital Gateway
Drive, Suite 4S190, Camp Springs, MD
20588–0009, Phone: 240 721–3000.
RIN: 1615–AC22
DHS—USCIS
87. Asylum Eligibility and Public
Health [1615–AC57]
Priority: Other Significant.
Legal Authority: Illegal Immigration
Reform and Immigrant Responsibility
Act of 1996 (‘‘IIRIRA’’), Pub. L. 104–208,
110 Stat. 3009, sec. 604(a) (codified at
INA 208(b)(2)(C), 8 U.S.C.
1158(b)(2)(C)); INA 241(b)(3)(B), 8
U.S.C. 1231(b)(3)(B); Foreign Affairs
Reform and Restructuring Act
(‘‘FARRA’’), Pub. L. 105–277, 112 Stat.
2681–822, sec. 2242 (1998); INA 235(b),
8 U.S.C. 1225(b)
CFR Citation: 8 CFR 208; 8 CFR 1208.
Legal Deadline: None.
Abstract: On December 23, 2020, DHS
and the DOJ (collectively, the
Departments) published a final rule
entitled Security Bars and Processing to
clarify that the danger to the security of
the United States statutory bar to
eligibility for asylum and withholding
of removal encompasses certain
emergency public health concerns and
make certain other changes. As of
December 28, 2022, the rule’s effective
date was delayed until December 31,
2024. The Departments plan to propose
modification or withdrawal of the
December 23, 2020, rule.
Statement of Need: The Departments
are reviewing and reconsidering
whether the Security Bars and
Processing final rule is consistent with
the goals of ensuring the safe and
orderly reception and processing of
asylum seekers consistent with public
health and safety, with the additional
PO 00000
Frm 00094
Fmt 4701
Sfmt 4702
context of the complex relationship
between the Procedures for Asylum and
Withholding of Removal; Credible Fear
and Reasonable Fear Review final rule
(RINs 1125–AA94 and 1615–AC42) and
the Security Bars and Processing final
rule. The Departments are reevaluating
whether the Security Bars and
Processing rule provides the most
appropriate and effective framework for
achieving its goals of mitigating the
spread of communicable diseases,
including COVID–19, among certain
noncitizens in the credible fear
screening process, as well as DHS
personnel and the public. Based on such
reconsideration, the Departments will
propose to modify or withdraw the
Security Bars rule.
Anticipated Cost and Benefits: DHS is
currently considering the specific cost
and benefit impacts of the proposed
provisions.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Final Action Effective.
Final Rule; Delay
of Effective
Date.
Final Rule; Effective Date Delayed Until.
Interim Final Rule;
Delay of Effective Date.
Interim Final Rule
Comment Period End.
Interim Final Rule
Effective Date
Delayed Until.
Interim Final Rule;
Delay of Effective Date.
Interim Final Rule
Comment Period End.
Interim Final Rule
Effective Date
Delayed Until.
Interim Final Rule;
Delay of Effective Date.
Interim Final Rule
Comment Period End.
Interim Final Rule
Effective Date
Delayed Until.
NPRM ..................
Date
FR Cite
07/09/20
08/10/20
85 FR 41201
12/23/20
01/22/21
85 FR 84160
01/25/21
86 FR 6847
03/22/21
03/22/21
86 FR 15069
04/21/21
12/31/21
12/28/21
86 FR 73615
02/28/22
12/31/22
12/28/22
87 FR 79789
02/27/23
12/31/24
11/00/23
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
URL For More Information: https://
www.regulations.gov.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Rena´ Cutlip-Mason,
Chief, Division of Humanitarian Affairs,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
5900 Capital Gateway Drive, Camp
Springs, MD 20746, Phone: 240 721–
3000.
Related RIN: Related to 1125–AB08,
Related to 1615–AC69
RIN: 1615–AC57
Immigration and Nationality Act, and
protection from removal under the
regulations that implement U.S.
obligations in immigration cases under
Article 3 of the Convention Against
Torture and Other Cruel, Inhuman or
Degrading Treatment or Punishment.
Anticipated Cost and Benefits: DHS is
currently considering the specific cost
and benefit impacts of the proposed
provisions.
Timetable:
Action
DHS—USCIS
NPRM ..................
ddrumheller on DSK120RN23PROD with PROPOSALS2
88. Clarifying Definitions and Analyses
for Fair and Efficient Asylum and Other
Protection Determinations [1615–AC65]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 8 U.S.C. 1101(a)(42);
8 U.S.C. 1158; 8 U.S.C. 1225; 8 U.S.C.
1231 and 1231 (note); E.O. 14010; 86 FR
8267 (Feb. 2, 2021)
CFR Citation: 8 CFR 207; 8 CFR 208;
8 CFR 235; 8 CFR 244; 8 CFR 1003; 8
CFR 1208; 8 CFR 1212; 8 CFR 1235; 8
CFR 1244.
Legal Deadline: None.
Abstract: This rule proposes to amend
Department of Homeland Security
(DHS) and Department of Justice (DOJ)
(collectively, ‘‘the Departments’’)
regulations that govern eligibility for
asylum and withholding of removal.
The amendments focus on portions of
the regulations that deal with the
definitions of membership in a
particular social group and the
interpretation of various other elements
of eligibility for asylum, including some
that are often determinative in
particular social group claims, such as
the requirements for failure of State
protection, and determinations about
whether persecution is on account of a
protected ground. The rule will also
propose to republish, modify, or rescind
portions of the Procedures for Asylum
and Withholding of Removal; Credible
Fear and Reasonable Fear Review final
rule (RINs 1125–AA94 and 1615–AC42).
This rule is consistent with Executive
Order 14010 of February 2, 2021, which
directs the Departments to promulgate
joint regulations, consistent with
applicable law, addressing the
circumstances in which a person should
be considered a member of a particular
social group.
Statement of Need: The Departments
propose this rule to clarify standards
governing numerous elements of
eligibility for asylum, withholding of
removal under section 241(b)(3) of the
VerDate Sep<11>2014
18:15 Feb 08, 2024
Date
Jkt 262001
FR Cite
01/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact: Rena Cutlip-Mason,
Chief, Division of Humanitarian Affairs,
OP&S, Department of Homeland
Security, U.S. Citizenship and
Immigration Services, 5900 Capital
Gateway Drive, Camp Springs, MD
20746, Phone: 240 721–3000.
Related RIN: Related to 1615–AC42,
Related to 1125–AB13, Related to 1125–
AA94
RIN: 1615–AC65
DHS—USCIS
89. Procedures for Asylum and Bars to
Asylum Eligibility [1615–AC69]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: Homeland Security
Act of 2002, Pub. L. 107–296, 116 Stat.
2135, sec. 1102, as amended; 8 U.S.C.
1103(a)(1); 8 U.S.C. 1103(a)(3); 8 U.S.C.
1103(g); 8 U.S.C. 1225(b); 8 U.S.C.
1231(b)(3) and 1231 (note); 8 U.S.C.
1158
CFR Citation: 8 CFR 208; 8 CFR 235;
8 CFR 1003; 8 CFR 1208; 8 CFR 1235.
Legal Deadline: None.
Abstract: In 2020, the Department of
Homeland Security and Department of
Justice (collectively, the Departments)
published a final rule amending their
respective regulations governing bars to
asylum eligibility and procedures:
Procedures for Asylum and Bars to
Asylum Eligibility (RINs 1125–AA87
and 1615–AC41), 85 FR 67202 (Oct. 21,
2020). The Departments will propose to
modify or rescind the regulatory
PO 00000
Frm 00095
Fmt 4701
Sfmt 4702
9385
changes promulgated in this final rule
consistent with Executive Order 14010
(Feb. 2, 2021).
Statement of Need: The Departments
are reviewing this regulation in light of
the issuance of Executive Order 14010
and Executive Order 14012. This rule is
needed to restore and strengthen the
asylum system and to address
inconsistencies with the goals and
principles outlined in Executive Order
14010 and Executive Order 14012.
Anticipated Cost and Benefits: The
Departments are currently considering
the specific cost and benefit impacts of
the proposed provisions.
Timetable:
Action
NPRM ..................
Date
FR Cite
06/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Rena Cutlip-Mason,
Chief, Division of Humanitarian Affairs,
OP&S, Department of Homeland
Security, U.S. Citizenship and
Immigration Services, 5900 Capital
Gateway Drive, Camp Springs, MD
20746, Phone: 240 721–3000.
Related RIN: Related to 1125–AA87,
Split from 1615–AC41, Related to 1125–
AB12
RIN: 1615–AC69
DHS—USCIS
90. Modernizing H–1B Requirements
and Oversight, Providing Flexibility in
the F–1 Program, and Program
Improvements Affecting Other
Nonimmigrant Workers [1615–AC70]
Priority: Other Significant. Major
under 5 U.S.C. 801.
Legal Authority: 6 U.S.C. 101, 112 and
202; 8 U.S.C. 1101(a)(15)(F) and
(H)(i)(b),1103(a), 1184(a), 1184(c),
1184(i) and 1357(b); . . .
CFR Citation: 8 CFR 214.2.
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS) is proposing
to amend its regulations governing H–
1B specialty occupation workers and F–
1 students who are the beneficiaries of
timely filed H–1B cap-subject petitions.
Specifically, DHS proposes to revise the
regulations relating to ‘‘specialty
occupation’’ and the ‘‘employeremployee relationship’’; provide
flexibility for start-up entrepreneurs;
implement new requirements and
guidelines for H–1B site visits; provide
flexibility on the employment start date
listed on the petition (in limited
circumstances); address ‘‘cap-gap’’
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9386
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
issues; bolster the H–1B registration
process to reduce the possibility of
misuse and fraud in the H–1B
registration system; modernize cap
exemptions; clarify the requirement that
an amended or new petition be filed
where there are material changes; and
codify USCIS’ deference policy and
requirement of maintenance of status for
all employment-based nonimmigrant
classifications that use Form I–129,
among other provisions.
Statement of Need: These proposed
changes are needed to modernize and
streamline the requirements of the H–1B
program, improve program efficiency
and integrity measures, and provide
greater benefits and flexibilities for
petitioners and beneficiaries.
Summary of Legal Basis: The
Secretary of Homeland Security’s
authority for these proposed regulatory
amendments is found in various
sections of the Immigration and
Nationality Act (INA or the Act), 8
U.S.C. 1101 et seq., and the Homeland
Security Act of 2002 (HSA), Public Law
107–296, 116 Stat. 2135, 6 U.S.C. 101 et
seq. General authority for issuing this
rule is found in section 103(a) of the
INA, 8 U.S.C. 1103(a), which authorizes
the Secretary to administer and enforce
the immigration and nationality laws, as
well as section 112 of the HSA, 6 U.S.C.
112, which vests all of the functions of
DHS in the Secretary and authorizes the
Secretary to issue regulations. Section
101(a)(15) of the INA, 8 U.S.C.
1101(a)(15) establishes classifications
for noncitizens who are coming
temporarily to the United States as
nonimmigrants. Section 214(a)(1) of the
INA, 8 U.S.C. 1184(a)(1), authorizes the
Secretary to prescribe, by regulation, the
terms and conditions of the admission
of nonimmigrants. Section 214(c) of the
INA, 8 U.S.C. 1184(c) authorizes the
Secretary to prescribe how an importing
employer may petition for
nonimmigrant workers, the information
that an importing employer must
provide in the petition; and certain fees
that are required for certain
nonimmigrant petitions. Section 214(g)
of the INA, 8 U.S.C. 1184(g), prescribes
the H–1B numerical limitations, various
exceptions to those limitations, and the
period of authorized admission for H–
1B nonimmigrants. Section 214(i) of the
INA, 8 U.S.C. 1184(i), sets forth the
definition and requirements of a
specialty occupation. Section 248 of the
INA, 8 U.S.C. 1258, authorizes a
noncitizen to change from any
nonimmigrant classification (subject to
certain exceptions) to any other
nonimmigrant classification if the
noncitizen was lawfully admitted to the
United States as a nonimmigrant and is
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
continuing to maintain that status and is
not otherwise subject to the 3- or 10year bar applicable to certain
noncitizens who were unlawfully
present in the United States. Section
274A of the INA, 8 U.S.C. 1324a,
recognizes the Secretary’s authority to
extend employment authorization to
noncitizens in the United States.
Finally, section 287(b) of the INA, 8
U.S.C. 1357(b), authorizes the taking
and consideration of evidence
concerning any matter that is material or
relevant to the enforcement of the INA.
Anticipated Cost and Benefits: DHS is
currently considering the specific
impacts of the proposed provisions.
Timetable:
Action
Date
NPRM ..................
FR Cite
11/00/23
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Charles Nimick,
Chief, Business and Foreign Workers
Division, Office of Policy and Strategy,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
5900 Capital Gateway Drive, Suite
4S190, Camp Springs, MD 20588–0009,
Phone: 240 721–3000.
RIN: 1615–AC70
DHS—USCIS
91. Modernizing H–2 Program
Requirements, Oversight, and Worker
Protections [1615–AC76]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 8 U.S.C. 1103(a)(3); 8
U.S.C. 1001(a)(15)(H)(ii)(a) and (b); 8
U.S.C. 1184(a), (c) and (g); 8 U.S.C.
1324a
CFR Citation: 8 CFR 214; 8 CFR 274a.
Legal Deadline: None.
Abstract: On September 20, 2023,
DHS published a notice of proposed
rulemaking (NPRM) in which proposed
several changes to modernize and
reform the H–2A and H–2B
nonimmigrant worker programs.
Specifically, the NPRM incorporates
new policies that if finalized would
produce program efficiencies, address
current aspects of the program that may
have unintentionally resulted in
exploitation or other abuse of persons
seeking to come to this country as H–
2A and H–2B workers, builds upon
existing protections against prohibited
payments or other assessment of fees
and/or salary deductions by H–2A and
PO 00000
Frm 00096
Fmt 4701
Sfmt 4702
H–2B employers in connection with
recruitment and/or H–2 employment,
and otherwise adds protections for
workers. DHS has not proposed any
changes that would revise the temporary
labor certification process or the
regulations contained in 20 CFR part
655 or 29 CFR part 501 and 503. The
public comment period closes
November 20, 2023, and DHS will
review the comments received during
the comment period and in accordance
with the instructions contained in the
NPRM before issuing any future final
rule.
Statement of Need: This rulemaking is
needed to enhance protections for
workers and better ensure the integrity
of the H–2A and H–2B programs. In
addition, this proposed rule is necessary
to improve H–2 program efficiencies
and remove certain barriers to program
access.
Summary of Legal Basis: The
Immigration and Nationality Act (INA)
charges the Secretary of Homeland
Security with the administration and
enforcement of the immigration laws
and provides that the Secretary shall
establish such regulations and perform
such other acts as he deems necessary
for carrying out his authority under the
INA. See INA section 103(a)(1),(3), 8
U.S.C. 1103(a)(1), (3). In addition, the
Homeland Security Act of 2002 charges
the Secretary with establishing and
administering rules governing the
granting of visas or other forms of
permission to enter the United States to
individuals who are not a citizen, or an
alien lawfully admitted for permanent
residence in the United States. See
Public Law 107–296, 116 Stat. 2135, 6
U.S.C. 202(4). Congress established the
H–2A and H–2B nonimmigrant
classifications in INA section
101(a)(15)(H)(ii)(a) and (b), 8 U.S.C.
1101(a)(15)(H)(ii)(a) and (b). With
respect to nonimmigrants in particular,
the INA provides that the admission to
the United States of any alien as a
nonimmigrant shall be for such time
and under such conditions as the
Secretary may by regulations prescribe.
See INA section 214(a)(1), 8 U.S.C.
1184(a)(1). The INA also tasks DHS with
approving petitions filed by the
importing employers of nonimmigrants,
including those in the H nonimmigrant
visa classification, before a
nonimmigrant visa may be granted. See
INA section 214(c)(1), 8 U.S.C.
1184(c)(1).
Anticipated Cost and Benefits: In the
published proposed rule, DHS estimates
annualized costs of rule range from
$1,998,572 to $2,668,028 at a 3-percent
discount rate and $2,186,033 to
$2,915,885 at a 7-percent discount rate.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
In addition, the total annualized
transfers (from consumers to a limited
number of H–2A and H–2B workers)
amount to $2,918,958 in additional
earnings at the 3-percent and 7-percent
discount rate and related total tax
transfers of $337,122. Fees paid for
Form I–129 and premium processing as
a result of the proposed rule’s
portability provision constitute a
transfer of $636,760 from petitioners to
USCIS (3 and 7-percent annualized
equivalent).
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
FR Cite
09/20/23
11/20/23
I
88 FR 65040
I
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Charles Nimick,
Chief, Business and Foreign Workers
Division, Office of Policy and Strategy,
Department of Homeland Security, U.S.
Citizenship and Immigration Services,
5900 Capital Gateway Drive, Suite
4S190, Camp Springs, MD 20588–0009,
Phone: 240 721–3000.
RIN: 1615–AC76
DHS—USCIS
ddrumheller on DSK120RN23PROD with PROPOSALS2
92. Citizenship and Naturalization and
Other Related Flexibilities [1615–AC80]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: sec. 102 of the
Homeland Security Act of 2002; 6
U.S.C. 112(a)(3); 8 U.S.C. 1101; 8 U.S.C.
1103; 8 U.S.C. 1151; 8 U.S.C. 1153; 8
U.S.C. 1154; 8 U.S.C. 1159; 8 U.S.C.
1182; 8 U.S.C. 1255; 8 U.S.C. 1401; 8
U.S.C. 1409; 8 U.S.C. 1421; 8 U.S.C.
1423; 8 U.S.C. 1427; 8 U.S.C. 1429 to
1431; 8 U.S.C. 1433; 8 U.S.C. 1435; 8
U.S.C. 1438 to 1440; 8 U.S.C. 1443; 8
U.S.C. 1445 to 1449; 8 U.S.C. 1452; 8
U.S.C. 1454; 8 U.S.C. 1481
CFR Citation: 8 CFR 1.2; 8 CFR 103;
8 CFR 106; 8 CFR 204; 8 CFR 209; 8 CFR
245; 8 CFR 300; 8 CFR 306; 8 CFR 312;
8 CFR 316; 8 CFR 318; 8 CFR 319; 8 CFR
320; 8 CFR 322; 8 CFR 324; 8 CFR 329;
8 CFR 333; 8 CFR 334; 8 CFR 335; 8 CFR
336; 8 CFR 337; 8 CFR 338; 8 CFR 339;
8 CFR 341; 8 CFR 343a; 8 CFR 349; 8
CFR 212; . . .
Legal Deadline: None.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Abstract: The Department of
Homeland Security (DHS) will propose
to amend its regulations governing
citizenship and naturalization. This
includes clarifying the testing
requirements, updating eligibility
requirements, and proposing
amendments to clarify definitions. DHS
will also propose to amend other
immigration benefit provisions, such as
certain provisions related to adjustment
of status and waivers of inadmissibility
that can affect naturalization and
acquisition of citizenship. In addition,
DHS will propose removing certain
outdated provisions and amending other
provisions to align with current
statutory framework, such as updating
the adoption-related regulatory
provisions consistent with the
Intercountry Adoption Universal
Accreditation Act of 2012.
Statement of Need: These proposed
changes, some of which were requested
by the public, are needed to improve the
efficiency, effectiveness, accessibility,
uniformity, and consistency of
adjudications.
Summary of Legal Basis: DHS’s
authority is found in several statutory
provisions. Section 102 of the
Homeland Security Act of 2002 (Pub. L.
107296, 116 Stat. 2135), 6 U.S.C. 112,
and section 103(a) of the Immigration
and Nationality Act (INA or the Act), 8
U.S.C. 1103(a), charge the Secretary
with the administration and
enforcement of the immigration and
naturalization laws of the United States.
In addition to establishing the
Secretary’s general authority for the
administration and enforcement of
immigration laws, section 103(a) of the
Act, 8 U.S.C. 1103(a), enumerates
various related authorities that include
the Secretary’s authority to establish
such regulations as the Secretary deems
necessary for carrying out the
Secretary’s authority under the Act.
Anticipated Cost and Benefits: DHS is
currently considering the specific
impacts of the proposed provisions.
Timetable:
Action
Date
NPRM ..................
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Agency Contact: Mark Phillips,
Residence and Naturalization Division
Chief, Department of Homeland
Security, U.S. Citizenship and
Immigration Services, Office of Policy
and Strategy, 5900 Capital Gateway
PO 00000
Frm 00097
Fmt 4701
Sfmt 4702
9387
Drive, Suite 4S190, Camp Springs, MD
20588–0009, Phone: 240 721–3000.
RIN: 1615–AC80
DHS—USCIS
Final Rule Stage
93. U.S. Citizenship and Immigration
Services Fee Schedule and Changes to
Certain Other Immigration Benefit
Request Requirements [1615–AC68]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 8 U.S.C. 1356(m), (n)
CFR Citation: 8 CFR 103; 8 CFR 106;
8 CFR 204; 8 CFR 212; 8 CFR 214; 8 CFR
240; 8 CFR 244; 8 CFR 245; 8 CFR 245a;
8 CFR 264; 8 CFR 274a.
Legal Deadline: None.
Abstract: On January 4, 2023, the
Department of Homeland Security
(DHS) published a notice of proposed
rulemaking (NPRM or proposed rule) 88
FR 402 that proposed to adjust the fees
charged by U.S. Citizenship and
Immigration Services (USCIS) for
immigration and naturalization benefit
requests. On August 3, 2020, DHS
adjusted the fees USCIS charges for
immigration and naturalization benefit
requests, imposed new fees, revised
certain fee waiver and exemption
policies, and changed certain
application requirements via the rule
‘‘USCIS Fee Schedule & Changes to
Certain Other Immigration Benefit
Request Requirements.’’ DHS has been
preliminarily enjoined from
implementing that rule by court order.
This rule would rescind and replace the
changes made by the August 3, 2020,
rule and establish new USCIS fees to
recover USCIS operating costs. DHS
solicited public comment on the NPRM,
which DHS intends to consider and
address in a final rule.
Statement of Need: USCIS projects
that its costs of providing immigration
adjudication and naturalization services
will exceed the financial resources
available to it under its existing fee
structure. DHS proposes to adjust the
USCIS fee structure to ensure that
USCIS recovers the costs of meeting its
operational requirements.
The CFO Act requires each agency’s
chief financial officer to ‘‘review, on a
biennial basis, the fees, royalties, rents,
and other charges imposed by the
agency for services and things of value
it provides, and make recommendations
on revising those charges to reflect costs
incurred by it in providing those
services and things of value.’’
Summary of Legal Basis: INA 286(m)
and (n), 8 U.S.C. 1356(m) and (n),
authorize the Attorney General and
E:\FR\FM\09FEP2.SGM
09FEP2
9388
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Secretary of Homeland Security to
recover the full cost of providing
immigration adjudication and
naturalization services by establishing
and collecting fees deposited into the
Immigration Examinations Fee Account.
Anticipated Cost and Benefits: In the
published proposed rule, DHS estimated
the annualized net costs to the public
would be $532,379,138 discounted at 3and 7-percent. Fee increases and other
changes in this proposed rule would
result in annualized transfer payments
from applicants/petitioners to USCIS of
approximately $1,612,127,862
discounted at both 3-percent and 7percent. Fee reductions and exemptions
in this proposed rule would result in
annualized transfer payments from
USCIS to applicants/petitioners of
approximately $116,372,429 discounted
at both 3-percent and 7-percent. The
annualized transfer payments from the
Department of Defense (DoD) to USCIS
would be approximately $222,145 at
both 3- and 7-percent discount rates.
DHS is currently considering the
specific impacts of the final rule’s
provisions.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Correction
NPRM Comment
Period End.
NPRM Comment
Period Extended.
NPRM Comment
Period Extended End.
Final Action .........
FR Cite
01/04/23
01/09/23
03/06/23
88 FR 402
88 FR 1172
02/24/23
88 FR 11825
03/13/23
04/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Governmental Jurisdictions,
Organizations.
Government Levels Affected: None.
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Kika Scott, Chief
Financial Officer, Department of
Homeland Security, U.S. Citizenship
and Immigration Services, 5900 Capital
Gateway Drive, Suite 4S190, Camp
Springs, MD 20588–0009, Phone: 240
721–3000.
RIN: 1615–AC68
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
DHS—U.S. COAST GUARD (USCG)
Proposed Rule Stage
94. Shipping Safety Fairways Along the
Atlantic Coast [1625–AC57]
Priority: Other Significant.
Legal Authority: 46 U.S.C. 70001; 46
U.S.C. 70003; 46 U.S.C. 70034
CFR Citation: 33 CFR 166; 33 CFR
167.
Legal Deadline: None.
Abstract: The Coast Guard seeks
comments regarding the possible
establishment of shipping safety
fairways (fairways) along the Atlantic
Coast of the United States. Fairways are
marked routes for vessel traffic in which
any fixed obstructions are prohibited.
The proposed fairways are based on
studies about vessel traffic along the
Atlantic Coast. The Coast Guard is
coordinating this action with the Bureau
of Offshore Energy Management (BOEM)
to minimize the impact on potential
offshore energy leases.
Statement of Need: This rulemaking
would establish shipping safety
fairways along the Atlantic coast of the
United States to facilitate the direct and
unobstructed transits of ships and
facilitate development on the outer
continental shelf. The establishment of
fairways would ensure that obstructionfree routes are preserved to and from US
ports and along the Atlantic coast.
Summary of Legal Basis: Section
70003 of title 46 United States Code (46
U.S.C. 70003) directs the Secretary of
the department in which the Coast
Guard resides to designate necessary
fairways that provide safe access routes
for vessels proceeding to and from U.S.
ports.
Alternatives: The ANPRM outlined
the Coast Guard’s plans for fairways
along the Atlantic Coast and requested
information and data associated with
the regulatory concepts. The Coast
Guard will use this information and
data to shape regulatory language and
alternatives and assess the associated
impacts in the NPRM. The Coast Guard
is also considering comments received
on port access route studies notices in
development of the proposed rule.
Anticipated Cost and Benefits: The
fairways are designed to keep traditional
vessel navigation routes free from fixed
structures that could impact navigation
safety and impede other shared offshore
activities. Fairways are not mandatory;
however, the Coast Guard recognizes
that there is increasing interest in
offshore commercial development,
including offshore renewable energy
installations, and believes this
development is best served by the
establishment of consistent and well-
PO 00000
Frm 00098
Fmt 4701
Sfmt 4702
defined fairways. The proposed
fairways would help ensure that
offshore developments remain viable by
allowing developers to construct and
maintain installations without risk of
impeding vessel traffic.
Risks: The Bureau of Ocean Energy
Management (BOEM) is leasing offshore
areas that could affect customary
shipping routes. Expeditious pursuit of
this rulemaking is intended to prevent
conflict between customary shipping
routes and areas that may be leased by
BOEM.
Timetable:
Action
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
Date
06/19/20
08/18/20
I
FR Cite
85 FR 37034
11/00/23
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
Additional Information: Docket
number USCG–2019–0279.
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Maureen Kallgren
Program Manager, Department of
Homeland Security, U.S. Coast Guard,
Office of Navigation Systems (CG–
NAV), 2703 Martin Luther King Jr.
Avenue SE, STOP 7509, Washington,
DC 20593–7509, Phone: 202 372–1561,
Email: maureen.r.kallgren2@uscg.mil.
RIN: 1625–AC57
DHS—USCG
95. Cybersecurity in the Marine
Transportation System [1625–AC77]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 46 U.S.C. 70101; 46
U.S.C. 70102; 46 U.S.C. 70104; 46 U.S.C.
70124
CFR Citation: 33 CFR 101.
Legal Deadline: None.
Abstract: The Coast Guard proposes to
update its maritime security regulations
by adding cybersecurity requirements to
existing Maritime Security regulations
in 33 CFR part 101 et seq. This proposed
rulemaking is part of an ongoing effort
to address emerging cybersecurity risks
and threats to maritime security by
including additional security
requirements to safeguard the marine
transportation system.
Statement of Need: The purpose of
this rulemaking is to set minimum
cybersecurity requirements for vessels
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
and facilities to safeguard the Marine
Transportation System (MTS) from
cybersecurity vulnerabilities.
Summary of Legal Basis: The Coast
Guard exercises the Maritime
Transportation Security Act of 2002
(MTSA) authorities of Chapter 701 of
Title 46 of the U.S. Code. This includes
the authority to promulgate Chapter 701
regulations under 46 U.S.C. 70124. This
statute provides that the Secretary of
Homeland Security may issue
regulations necessary to implement
Chapter 701 of Title 46.
Anticipated Cost and Benefits: The
regulatory analysis for the proposed rule
is still being developed.
Timetable:
Action
Date
NPRM ..................
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected:
Undetermined.
Agency Contact: Frank Strom, Chief,
Systems Engineering Division (CG–
ENG–3), Department of Homeland
Security, U.S. Coast Guard, Office of
Design and Engineering Standards, 2703
Martin Luther King Jr. Avenue SE,
STOP 7509, Washington, DC 20593–
7509, Phone: 202 372–1375, Email:
frank.a.strom@uscg.mil.
RIN: 1625–AC77
ddrumheller on DSK120RN23PROD with PROPOSALS2
DHS—USCG
96. Marpol Annex VI; Prevention of Air
Pollution From Ships [1625–AC78]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 1903
CFR Citation: 33 CFR 151.
Legal Deadline: None.
Abstract: The Coast Guard is
proposing regulations to carry out the
provisions of Annex VI of the MARPOL
Protocol, which is focused on the
prevention of air pollution from ships.
The Act to Prevent Pollution from Ships
has already given direct effect to most
provisions of Annex VI, and the Coast
Guard and the Environmental Protection
Agency have carried out some Annex VI
provisions through previous
rulemakings. This proposed rule would
fill gaps in the existing framework for
carrying out the provisions of Annex VI.
Chapter 4 of Annex VI contains
shipboard energy efficiency measures
that include short-term measures
reducing carbon emissions linked to
climate change and supports
Administration goals outlined in
Executive Order 14008 titled Tackling
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
the Climate Crisis at Home and Abroad.
This proposed rule would apply to U.S.flagged ships. It would also apply to
foreign-flagged ships operating either in
U.S. navigable waters or in the U.S.
Exclusive Economic Zone.
Statement of Need: The Coast Guard
is proposing regulations to carry out the
provisions of Annex VI of the MARPOL
Protocol, which is focused on the
prevention of air pollution from ships.
The Act to Prevent Pollution from Ships
has already given direct effect to most
provisions of Annex VI, and the Coast
Guard and the Environmental Protection
Agency have carried out some Annex VI
provisions through previous
rulemakings. This proposed rule would
fill gaps in the existing framework for
carrying out the provisions of Annex VI
and explain how the United States has
chosen to carry out certain discretionary
aspects of Annex VI.
Summary of Legal Basis: Section 4 of
the Act to Prevent Pollution from Ships
(Pub. L. 96–478, Oct. 21, 1980, 94 Stat.
2297), as reflected in 33 U.S.C. 1903,
directs the Secretary of Homeland
Security to prescribe any necessary or
desired regulations to carry out the
provisions of the MARPOL Protocol.
The ‘‘MARPOL Protocol’’ is defined in
33 U.S.C. 1901 and includes Annex VI
of the International Convention for the
Prevention of Pollution from Ships,
1973.
Anticipated Cost and Benefits: USCG
anticipates the costs for the proposed
rule to come primarily from additional
labor for 5 requirements including
overseeing surveys; developing and
maintaining a fuel-switching procedure;
recording various data during each fuel
switching; developing and managing a
Volatile organic compounds (VOC)
management plan; crew member to
calculate and report the attained Energy
Efficient Design Index (EEDI) of the
vessel, and crew member to develop and
maintain the Ship Energy Efficiency
Management Plan (SEEMP). USCG
expects the proposed rule to have
benefits from avoided engine emissions.
Timetable:
Action
Date
NPRM ..................
FR Cite
07/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Federalism: Undetermined.
Agency Contact: Frank Strom, Chief,
Systems Engineering Division (CG–
ENG–3), Department of Homeland
Security, U.S. Coast Guard, Office of
Design and Engineering Standards, 2703
PO 00000
Frm 00099
Fmt 4701
Sfmt 4702
9389
Martin Luther King Jr. Avenue SE,
STOP 7509, Washington, DC 20593–
7509, Phone: 202 372–1375, Email:
frank.a.strom@uscg.mil.
RIN: 1625–AC78
DHS—U.S. CUSTOMS AND BORDER
PROTECTION (USCBP)
Final Rule Stage
97. Advance Passenger Information
System: Electronic Validation of Travel
Documents [1651–AB43]
Priority: Other Significant.
Legal Authority: 49 U.S.C. 44909; 8
U.S.C. 1221
CFR Citation: 19 CFR 122.
Legal Deadline: None.
Abstract: U.S. Customs and Border
Protection (CBP) regulations require
commercial air carriers to electronically
transmit passenger information to CBP’s
Advance Passenger Information System
(APIS) prior to an aircraft’s arrival in or
departure from the United States. CBP
proposes to amend these regulations to
incorporate additional carrier
requirements that will enable CBP to
validate each passenger’s travel
documents prior to the passenger
boarding the aircraft. This proposed rule
would also require air carriers to
transmit additional data elements
through APIS for all commercial aircraft
passengers arriving in the United States
in order to support border operations
and national security. The collection of
additional data elements will support
the efforts of the Centers for Disease
Control, within the Department of
Health and Human Services, to monitor
and contact-trace health incidents. This
rule is consistent with Executive Order
14058, which directs agencies to take
actions that improve service delivery
and customer experience by decreasing
administrative burdens, enhancing
transparency, and improving the
efficiency and effectiveness of
government.
Statement of Need: Current
regulations require U.S. citizens and
foreign travelers entering and leaving
the United States via air travel to submit
travel documents containing
biographical information, such as a
passenger’s name and date of birth. For
security purposes, CBP compares the
information on passengers’ documents
to various databases and the terrorist
watch list through APIS. While in the
case of security threats CBP may require
an air carrier to deny boarding to the
passenger. CBP recommends that air
carriers deny boarding to those likely to
be deemed inadmissible upon arrival in
the United States. To further improve
E:\FR\FM\09FEP2.SGM
09FEP2
9390
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
CBP’s vetting processes with respect to
identifying and preventing passengers
with fraudulent or improper documents
from traveling to or leaving the United
States, CBP proposes to require carriers
to receive from CBP a message that
would state whether CBP matched the
travel documents of each passenger to a
valid, authentic travel document prior
to departure to the United States from
a foreign port or place or departure from
the United States. The proposed rule
also would require carriers to submit
passenger contact information while in
the United States to CBP through APIS.
Submission of such information would
enable CBP to identify and interdict
individuals posing a risk to border,
national, and aviation safety and
security more quickly. Collecting these
additional data elements would also
enable CBP to further assist CDC to
monitor and trace the contacts of those
involved in serious public health
incidents upon CDC request.
Additionally, the proposed rule would
allow carriers to include the aircraft tail
number in their electronic messages to
CBP and make technical changes to
conform with current practice.
Anticipated Cost and Benefits: The
proposed rule would result in costs to
CBP, air carriers, and passengers for
additional time spent coordinating to
resolve a passenger’s status should there
be a security issue upon checking in for
a flight. In addition, CBP will incur
costs for technological improvements to
its systems. CBP, air carriers, and
passengers would benefit from reduced
passenger processing times during
customs screening. Unquantified
benefits would result from greater
efficiency in passenger processing preflight, improved national security, and
fewer penalties for air carriers following
entry denial of a passenger.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
02/02/23
04/03/23
I
08/00/24
88 FR 7016
I
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Robert Neumann,
Program Manager, Office of Field
Operations, Department of Homeland
Security, U.S. Customs and Border
Protection, 1300 Pennsylvania Avenue
NW, Washington, DC 20229, Phone: 202
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
412–2788, Email: robert.m.neumann@
cbp.dhs.gov.
RIN: 1651–AB43
Anticipated Cost and Benefits: TSA is
in the process of determining the costs
and benefits of this rulemaking.
Timetable:
Action
DHS—TRANSPORTATION SECURITY
ADMINISTRATION (TSA)
Proposed Rule Stage
98. Enhancing Surface Cyber Risk
Management [1652–AA74]
Priority: Other Significant.
Legal Authority: 49 U.S.C. 114; Pub. L.
110–53, secs. 1405, 1512 and 1531
CFR Citation: 49 CFR 1520; 49 CFR
1570; 49 CFR 1580; 49 CFR 1582; 49
CFR 1584.
Legal Deadline: None.
Abstract: On July 28, 2021, the
President issued the National Security
Memorandum on Improving
Cybersecurity for Critical Infrastructure
Control Systems. In response to the
ongoing threat to pipeline systems, TSA
used its authority under 49 U.S.C. 114
to issue emergency security directives to
owners and operators of TSA-designated
critical pipelines that transport
hazardous liquids and natural gas to
implement a number of urgently needed
protections against cyber intrusions.
TSA also issued security directives in
the freight, passenger, and transit-rail
sectors under the same statutory
authority. TSA is committed to
enhancing and sustaining industry’s
resilience to cybersecurity attacks. TSA
intends to issue a rulemaking that will
permanently codify critical
cybersecurity requirements for pipeline
and rail modes. Through this
rulemaking, TSA will also address
certain requirements in the
Implementing Recommendations of the
9/11 Commission Act of 2007 related to
information and operational technology
systems. TSA is committed to
enhancing and sustaining cybersecurity
for all modes of transportation and
intends to issue a rulemaking that may
codify these and other requirements
following an opportunity for notice and
comment. In addition to holding
numerous technical roundtables with
the industry regarding cybersecurity
requirements, TSA also solicited public
input in the development of this
rulemaking through publication of an
advance notice of proposed rulemaking
in November 2022.
Statement of Need: This rulemaking is
necessary to address the ongoing
cybersecurity threat to U.S.
transportation modes with potential
impacts on national security, including
economic security.
PO 00000
Frm 00100
Fmt 4701
Sfmt 4702
ANPRM ...............
ANPRM Comment
Period End.
ANPRM Comment
Period Extended.
ANPRM Comment
Period Extended End.
NPRM ..................
Date
FR Cite
11/30/22
01/17/23
87 FR 73527
12/23/22
87 FR 78911
02/01/23
11/00/23
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Victor Parker, Branch
Manager, Policy Development Branch,
Surface Division, Department of
Homeland Security, Transportation
Security Administration, Policy, Plans
and Engagement, 6595 Springfield
Center Drive, Springfield, VA 20598–
6028, Phone: 571 227–3664, Email:
victor.parker@tsa.dhs.gov.
James Ruger, Chief Economist,
Economic Analysis BranchCoordination & Analysis Division,
Department of Homeland Security,
Transportation Security Administration,
Policy, Plans, and Engagement, 6595
Springfield Center Drive, Springfield,
VA 20598–6028, Phone: 571 227–5519,
Email: james.ruger@tsa.dhs.gov.
David Kasminoff, Senior Counsel,
Regulations and Security Standards,
Department of Homeland Security,
Transportation Security Administration,
Chief Counsel’s Office, 6595 Springfield
Center Drive, Springfield, VA 20598–
6002, Phone: 571 227–3583, Email:
david.kasminoff@tsa.dhs.gov.
Related RIN: Related to 1652–AA56
RIN: 1652–AA74
DHS—TSA
Final Rule Stage
99. Flight Training Security Program
[1652–AA35]
Priority: Other Significant.
Legal Authority: 6 U.S.C. 469(b); 49
U.S.C. 114; 49 U.S.C. 44939; 49 U.S.C.
46105
CFR Citation: 49 CFR part 1552.
Legal Deadline: Final, Statutory,
February 10, 2004, interim final rule
required within 60 days of enactment of
the Vision 100 Act.
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Public Law 108–176, sec. 612(a) (Dec.
12, 2003) requires an interim final rule
to implement the requirements of 49
U.S.C. 44939, as further amended by
section 612(a), not later than 60 days
after the date of enactment of the act.
Public Law 108–90, sec. 520 (Oct. 1,
2003), codified at 6 U.S.C. 469(b),
requires collection of fees authorized by
Public Law 108–176). Public Law 110–
329, sec. 543 (Sept. 30, 2008) further
amends 6 U.S.C. 469 to include both
initial and recurrent training.
Abstract: As required by the Vision
100 Act, TSA issued an Interim Final
Rule (IFR) (effective September 20,
2004) that transferred responsibility for
the vetting of flight school candidates
from the Department of Justice to TSA,
with certain modifications to the
program required by the act. TSA
reopened the comment period for 30
days on May 18, 2018. This IFR applies
to training providers and to individuals
who apply for or receive flight training.
Flight schools are required to notify
TSA when non-U.S. citizens, non-U.S.
nationals, and other individuals
designated by TSA, apply for flight
training or recurrent flight training. TSA
issued exemptions and interpretations
in response to comments on the IFR and
questions raised during operation of the
program since 2004, and a notice
published in 2018 extending the
comment period on the IFR. Many of the
changes made to the program through
this final rule are in direct responses to
recommendations from the Aviation
Security Advisory Committee, a
statutorily created committee charged
with providing input to TSA on
regulatory requirements. Based on the
comments and questions received, TSA
is finalizing the rule and considering
modifications that would change the
frequency of security threat assessments
from a high-frequency, event-based
interval, to a time-based interval; clarify
the definitions and other provisions of
the rule; and enable industry to use
TSA-provided electronic recordkeeping
systems for all documents required to
demonstrate compliance with the rule.
These and other changes will provide
significant cost-savings to the industry
and individuals seeking flight training
while also enhancing security.
Statement of Need: In the years since
TSA published the IFR, members of the
aviation industry, the public, and
federal oversight organizations have
identified areas where the Flight
Training Security Program (formerly the
Alien Flight Student Program) could be
improved. TSA’s internal procedures
and processes for vetting applicants also
have advanced through technology and
other enhancements. Publishing a final
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
rule that addresses comments on the IFR
and aligns with modern TSA vetting
practices would streamline and reduce
burden for the Flight Training Security
Program application, vetting, and
recordkeeping process for all parties
involved.
Anticipated Cost and Benefits: TSA is
considering revising the requirements of
the Flight Training Security Program to
reduce costs and industry burden. One
action TSA is considering is an
electronic recordkeeping platform
where all flight training providers
would upload certain information to a
TSA-managed website (https://
fts.tsa.dhs.gov/). Also at industry’s
request, TSA is considering changing
the interval for a Security Threat
Assessment of each non-U.S. citizen and
non-U.S. national flight student, by
eliminating the requirement for a
Security Threat Assessment for each
separate training event. This change
would result in an annual savings,
although there may be additional startup and record retention costs for the
agency as a result of this revision. The
change in the interval of the Security
Threat Assessment would result in
immediate cost savings to flight
providers and students who are neither
U.S. citizens nor U.S. nationals without
compromising the security process.
Timetable:
Action
Date
Interim Final Rule;
Request for
Comments.
Interim Final Rule
Effective.
Interim Final Rule;
Comment Period End.
Notice-Information
Collection; 60Day Renewal.
Notice-Information
Collection; 30Day Renewal.
Notice-Information
Collection; 60Day Renewal.
Notice-Information
Collection; 30Day Renewal.
Notice-Alien Flight
Student Program Recurrent
Training Fees.
Notice-Information
Collection; 60Day Renewal.
Notice-Information
Collection; 30Day Renewal.
Notice-Information
Collection; 60Day Renewal.
PO 00000
Frm 00101
09/20/04
FR Cite
69 FR 56324
09/20/04
10/20/04
Action
Notice-Information
Collection; 30Day Renewal.
IFR; Comment
Period Reopened.
IFR; Comment
Period Reopened End.
Notice-Information
Collection; 60Day Renewal.
Notice-Information
Collection; 30Day Renewal.
Notice-Information
Collection; 60Day Renewal.
Notice-Information
Collection; 30Day Renewal.
Final Rule ............
Date
9391
FR Cite
06/18/15
80 FR 34927
05/18/18
83 FR 23238
06/18/18
07/06/18
83 FR 31561
10/31/18
83 FR 54761
08/27/21
86 FR 48239
01/19/22
87 FR 2889
11/00/23
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Stephanie Hamilton,
Manager, Vetting Programs Branch,
Department of Homeland Security,
Transportation Security Administration,
Enrollment Services & Vetting Programs,
6595 Springfield Center Drive,
Springfield, VA 20598–6010, Phone:
571 227–2851, Email:
stephanie.w.hamilton@tsa.dhs.gov.
James Ruger, Chief Economist,
Economic Analysis BranchCoordination & Analysis Division,
Department of Homeland Security,
Transportation Security Administration,
Policy, Plans, and Engagement, 6595
Springfield Center Drive, Springfield,
VA 20598–6028, Phone: 571 227–5519,
Email: james.ruger@tsa.dhs.gov.
David Ross, Attorney-Advisor,
Regulations and Security Standards,
Department of Homeland Security,
Transportation Security Administration,
Chief Counsel’s Office, 6595 Springfield
Center Drive, Springfield, VA 20598–
6002, Phone: 571 227–2465, Email:
david.ross1@tsa.dhs.gov.
Related RIN: Related to 1652–AA61
RIN: 1652–AA35
11/26/04
69 FR 68952
03/30/05
70 FR 16298
06/06/08
73 FR 32346
08/13/08
73 FR 47203
04/13/09
74 FR 16880
09/21/11
76 FR 58531
DHS—TSA
01/31/12
77 FR 4822
100. Frequency of Renewal Cycle for
Indirect Air Carrier Security Programs
[1652–AA72]
03/10/15
80 FR 12647
Fmt 4701
Sfmt 4702
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
E:\FR\FM\09FEP2.SGM
09FEP2
9392
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Legal Authority: 49 U.S.C. 114; 49
U.S.C. 5103; 49 U.S.C. 40113; 49 U.S.C.
44901 to 44905; 49 U.S.C. 4491 to
44914; 49 U.S.C. 44916 to 44917; 49
U.S.C. 44932; 49 U.S.C. 449354 to
44936; 49 U.S.C. 46105
CFR Citation: 49 CFR 1548.
Legal Deadline: None.
Abstract: The Transportation Security
Administration (TSA) is reducing the
frequency of renewal applications for
indirect air carriers (IACs). Currently,
these entities must submit an
application to renew their security
program each year. Following a review
of TSA’s regulatory requirements
seeking to reduce the cost of
compliance, TSA determined that the
duration of the security program for
these entities can be increased from 1
year to 3 years without having a
negative impact on transportation
security. This change will align the
security program renewal requirement
with the renewal cycle for Certified
Cargo Screening Facilities under 49 CFR
part 1549. This rulemaking is in
response to a request from the industry
subject to these requirements.
Statement of Need: Consistent with
Executive Order 12866 and Executive
Order 13563, TSA identified portions of
air cargo regulations that may be
tailored to impose a lesser burden on
society and that may improve
government processes. Under 49 CFR
part 1548 indirect air carriers are
required to renew their security
programs each year. TSA’s robust
inspection and compliance
requirements make the annual renewal
requirement unnecessary.
Anticipated Cost and Benefits: This
rule would reduce the frequency of IAC
security program certifications from
annually to once every three years. This
rule does not impose any incremental
costs because regulated entities are
already performing all actions required
to obtain the certification in question.
The expected outcome will have a
minimal cost impact with positive net
benefit due to time saved with a lower
frequency in the renewal cycle.
Timetable:
ddrumheller on DSK120RN23PROD with PROPOSALS2
Action
Date
Final Rule ............
Final Rule Effective.
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
09/16/09
09/16/09
74 FR 47705
12/27/22
02/27/23
87 FR 79264
03/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Angel Rodriguez,
Acting Section Chief, Department of
Homeland Security, Transportation
Security Administration, 6595
Springfield Center Drive, Springfield,
VA 20598–6028, Phone: 571 227–2108,
Email: angel.l.rodriguez@tsa.dhs.gov.
James Ruger, Chief Economist,
Economic Analysis BranchCoordination & Analysis Division,
Department of Homeland Security,
Transportation Security Administration,
Policy, Plans, and Engagement, 6595
Springfield Center Drive, Springfield,
VA 20598–6028, Phone: 571 227–5519,
Email: james.ruger@tsa.dhs.gov.
David Ross, Attorney-Advisor,
Regulations and Security Standards,
Department of Homeland Security,
Transportation Security Administration,
Chief Counsel’s Office, 6595 Springfield
Center Drive, Springfield, VA 20598–
6002, Phone: 571 227–2465, Email:
david.ross1@tsa.dhs.gov.
Related RIN: Related to 1652–AA23
RIN: 1652–AA72
DHS—TSA
101. • Minimum Standards for Driver’s
Licenses and Identification Cards
Acceptable by Federal Agencies for
Official Purposes; Waiver for Mobile
Driver’s Licenses [1652–AA76]
Priority: Other Significant. Major
under 5 U.S.C. 801.
Legal Authority: 49 U.S.C. 30301 note;
6 U.S.C. 111; 6 U.S.C. 112
CFR Citation: 6 CFR 37.
Legal Deadline: None.
Abstract: This proposal is the first
rulemaking in a multi-phased project to
enable Federal agencies, at their
discretion, to continue accepting mobile
driver’s licenses and mobile
identification cards (collectively
referred to as mDLs), while the
Transportation Security Administration
(TSA) develops comprehensive
regulatory requirements for REAL IDcompliant mDLs. This rule is proposing
to add new mDL definitions to 6 CFR
part 37 (REAL ID regulations), and to
establish a process that states must
follow to apply for a mDL waiver from
the REAL ID regulations. This initial
rulemaking would also enable federal
agencies to accept State mDLs for
official purposes from States who are
issued such a waiver.
After multiple industry technical
standards are finalized and published,
TSA would repeal the waiver provisions
PO 00000
Frm 00102
Fmt 4701
Sfmt 4702
and issue regulations setting the
minimum technical requirements and
security standards for mDLs to enable
Federal agencies to accept mDLs for
official purposes. The Department of
Homeland Security (DHS) solicited
public participation in the development
of requirements in this rulemaking
through a request for information
published in April 2021, including two
extensions of the comment period. As
part of this public engagement, DHS
also held a virtual public meeting on
June 30, 2021, to discuss the purposes
of the rulemaking and provide an
additional forum of comments by
stakeholders and other interested
persons.
Effective May 22, 2023, authority to
administer the REAL ID program was
delegated from the Secretary of
Homeland Security to the Administrator
of TSA pursuant to DHS Delegation No.
7060.02.1.
Statement of Need: This rulemaking is
necessary to implement authority under
the REAL ID Modernization Act, which
clarified that REAL ID requirements
apply to mDLs issued in accordance
with regulations prescribed by the
Secretary. The rule would enable
continued mDL acceptance when REAL
ID enforcement begins in 2025.
Anticipated Cost and Benefits: TSA
anticipates that States, TSA, and some
Federal agencies will incur costs
associated with using mDLs. States
incur costs to submit waiver
applications, TSA incurs costs to
administer the waiver program, and
Federal agencies that choose to accept
mDLs for official purposes incur costs to
implement mDL acceptance. TSA
anticipates benefits for all stakeholders,
including increased convenience,
security, privacy, and health benefits
from contact-free identity verification.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
08/30/23
10/16/23
FR Cite
88 FR 60056
05/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
State.
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: George Petersen,
Senior Program Manager, REAL ID
Program, Department of Homeland
Security, Transportation Security
Administration, Enrollment Services &
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Vetting Programs, 6595 Springfield
Center Drive, Springfield, VA 20598–
6010, Phone: 571 227–2215, Email:
george.petersen@tsa.dhs.gov.
Related RIN: Previously reported as
1601–AB06, Related to 1601–AA37,
Related to 1601–AB01, Related to 1601–
AB03
RIN: 1652–AA76
DHS—U.S. IMMIGRATION AND
CUSTOMS ENFORCEMENT (USICE)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Proposed Rule Stage
102. Clarifying and Revising Custody
Determination and Detention
Classification Procedures [1653–AA92]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 8 U.S.C. 1103; 6
U.S.C. 251; 6 U.S.C. 111; 8 U.S.C. 1226
CFR Citation: 8 CFR 236.1.
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS), U.S.
Immigration and Customs Enforcement
(ICE) and the Department of Justice
(DOJ) Executive Office for Immigration
Review (EOIR) (collectively, the
Departments) are planning to amend the
regulations that govern detention and
release determinations for noncitizens
subject to the custody provisions in
section 236 of the Immigration and
Nationality Act (Act), 8 U.S.C. 1226(a).
The goal of the proposed regulation
would be to clarify the scope and
applicability of section 236(a) of the
Act, 8 U.S.C. 1226(a), and the
procedures that apply under that
section, including the burden and
standard of proof for continued
detention at initial custody
determinations and any custody
redetermination hearings, and related
issues. This rulemaking is consistent
with Executive Order 14058, which
directs agencies to take actions that
improve service delivery and customer
experience by decreasing administrative
burdens, enhancing transparency, and
improving the efficiency and
effectiveness of government.
Statement of Need: The proposed rule
is needed to bring clarity and uniformity
to the procedures governing ICE initial
custody decisions and IJ bond hearings
for noncitizens subject to discretionary
detention under INA 236(a). This rule
will also revise the procedures for
determining whether a noncitizen is
properly subject to INA 236(c)
detention. Additionally, this rule will
clarify the detention authority that
applies during the petition for review
process for certain noncitizens seeking
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
judicial review of their removal orders.
Lastly, the proposed rule will make
organizational changes to the structure
of the EOIR regulations governing
custody redetermination hearings and
address outdated provisions in the
Departments’ custody and bond
regulations. The Departments believe
this rulemaking will help address issues
that frequently arise in litigation
brought by noncitizens challenging the
Departments’ existing custody and bond
hearing procedures and it may also help
to resolve differing interpretations
among Federal circuit courts.
Anticipated Cost and Benefits: DOJ
and DHS are currently considering the
specific cost and benefit impacts of the
proposed provisions.
Timetable:
Action
Date
NPRM ..................
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Sharon Hageman,
Deputy Assistant Director, Department
of Homeland Security, U.S. Immigration
and Customs Enforcement, 500 12th
Street SW, Mail Stop 5006, Washington,
DC 20536, Phone: 202 732–6960, Email:
ice.regulations@ice.dhs.gov.
Related RIN: Related to 1125–AB27
RIN: 1653–AA92
DHS—FEDERAL EMERGENCY
MANAGEMENT AGENCY (FEMA)
Proposed Rule Stage
103. National Flood Insurance
Program: Standard Flood Insurance
Policy, Homeowner Flood Form [1660–
AB06]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 4001 et seq.
CFR Citation: 44 CFR 61.
Legal Deadline: None.
Abstract: The National Flood
Insurance Program (NFIP), established
pursuant to the National Flood
Insurance Act of 1968, is a voluntary
program in which participating
communities adopt and enforce a set of
minimum floodplain management
requirements to reduce future flood
damages. Property owners in
participating communities are eligible to
purchase NFIP flood insurance. This
proposed rule would revise the
Standard Flood Insurance Policy by
adding a new Homeowner Flood Form
PO 00000
Frm 00103
Fmt 4701
Sfmt 4702
9393
and five accompanying endorsements.
The new Homeowner Flood Form
would replace the Dwelling Form as a
source of coverage for homeowners of
one-to-four family residences. Together,
the new Form and endorsements would
more closely align with property and
casualty homeowners insurance and
provide increased options and coverage
in a more user-friendly and
comprehensible format.
Statement of Need: The National
Flood Insurance Act requires FEMA to
provide by regulation the general terms
and conditions of insurability
applicable to properties eligible for
flood insurance coverage. 42 U.S.C.
4013(a). To comply with this
requirement, FEMA adopts the Standard
Flood Insurance Policy (SFIP) in
regulation, which sets out the terms and
conditions of insurance. See 44 CFR
part 61, Appendix A. FEMA must use
the SFIP for all flood insurance policies
sold through the NFIP. See 44 CFR
61.13.
The SFIP is a single-peril (flood)
policy that pays for direct physical
damage to insured property. There are
currently three forms of the SFIP: the
Dwelling Form, the General Property
Form, and the Residential
Condominium Building Association
Policy (RCBAP) Form. The Dwelling
Form insures a one-to-four family
residential building or a single-family
dwelling unit in a condominium
building. See 44 CFR part 61, Appendix
A(1). Policies under the Dwelling Form
offer coverage for building property, up
to $250,000, and personal property up
to $100,000. The General Property Form
ensures a five-or-more family residential
building or a non-residential building.
See 44 CFR part 61, Appendix A(2). The
General Property Form offers coverage
for building and contents up to
$500,000 each. The RCBAP Form
insures residential condominium
association buildings and offers
building coverage up to $250,000
multiplied by the number of units and
contents coverage up to $100,000 per
building. See 44 CFR part 61, appendix
A(3). RCBAP contents coverage insures
property owned by the insured
condominium association. Individual
unit owners must purchase their own
Dwelling Form policy in order to insure
their own contents.
FEMA last substantively revised the
SFIP in 2000. See 65 FR 60758 (Oct. 12,
2000). In 2020, FEMA published a final
rule that made non-substantive
clarifying and plain language
improvements to the SFIP. See 85 FR
43946 (July 20, 2020). However, many
policyholders, agents, and adjusters
continue to find the SFIP difficult to
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9394
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
read and interpret compared to other,
more modern, property and casualty
insurance products found in the private
market. Accordingly, FEMA proposes to
adopt a new Homeowner Flood Form.
The new Homeowner Flood Form,
which FEMA proposes to add to its
regulations at 44 CFR 61 appendix A(4),
would protect property owners in a oneto-four family residence. Upon
adoption, the Homeowner Flood Form
would replace the Dwelling Form as a
source of coverage for this class of
residential properties. FEMA would
continue to use the Dwelling Form to
insure landlords, renters, and owners of
mobile homes, travel trailers, and
condominium units. Compared to the
current Dwelling Form, the new
Homeowner Flood Form would clarify
coverage and more clearly highlight
conditions, limitations, and exclusions
in coverage as well as add and modify
coverages and coverage options. FEMA
also proposes adding to its regulations
five endorsements to accompany the
new Form: Increased Cost of
Compliance Coverage, Actual Cash
Value Loss Settlement, Temporary
Housing Expense, Basement Coverage,
and Builder’s Risk. These endorsements,
which FEMA proposes to codify at 44
CFR 61 appendices A(101)- (105),
respectively, would give policyholders
the option of amending the Homeowner
Flood Form to modify coverage with a
commensurate adjustment to premiums
charged. Together, the Homeowner
Flood Form and accompanying
endorsements would increase options
and coverage for owners of one-to-four
family residences.
FEMA intends that this new Form
will be more user-friendly and
comprehensible. As a result, the new
Homeowner Flood Form and its
accompanying endorsements would
provide a more personalized,
customizable product than the NFIP has
offered during its 50 years. In addition
to aligning with property and casualty
homeowners’ insurance, the result
would increase consumer choice and
simplify coverage.
Anticipated Cost and Benefits: FEMA
estimates that this rulemaking would
result in an increase in transfer
payments from policyholders to FEMA
and insurance providers in the form of
flood insurance premiums, and from
FEMA to policyholders in the form of
claims payments. Additionally, this
rulemaking would result in benefits to
policyholders, insurance providers, and
FEMA, mostly through cost savings due
to increased clarity and fulfillment of
customer expectations through
expanded coverage options. It would
also help the NFIP better signal risk
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
through premiums, reduce the need for
Federal assistance, and increase
resilience by enhancing mitigation
efforts. Lastly, FEMA, States, and
insurance providers will incur costs for
implementation and familiarization of
the rule.
Timetable:
Action
Date
NPRM ..................
FR Cite
02/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Agency Contact: Christine Merk, Lead
Management and Program Analyst,
Department of Homeland Security,
Federal Emergency Management
Agency, Insurance Analytics and Policy
Branch, 400 C Street SW, Washington,
DC 20472, Phone: 202 735–6324, Email:
christine.merk@fema.dhs.gov.
RIN: 1660–AB06
DHS—FEMA
104. Update of FEMA’S Public
Assistance Regulations [1660–AB09]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 5121 to
5207
CFR Citation: 44 CFR 206.
Legal Deadline: None.
Abstract: The Federal Emergency
Management Agency (FEMA) proposes
to revise its Public Assistance (PA)
program regulations to reflect current
statutory authorities and implement
program improvements. The proposed
rule would incorporate changes brought
about by amendments to the Robert T.
Stafford Disaster Relief and Emergency
Assistance Act. FEMA is also proposing
clarifications and corrections to improve
the efficiency and consistency of the
Public Assistance program.
Statement of Need: The Robert T.
Stafford Disaster Relief and Emergency
Assistance Act (Stafford Act), Pub. L.
100–707, 102 Stat. 4689, authorizes the
President to provide Federal assistance
when the severity and magnitude of an
incident or threatened incident, exceeds
the affected State, local, Indian Tribal,
and Territorial government’s (SLTT’s)
capabilities to effectively respond or
recover. 42 U.S.C. 5170 and 5191. If the
President declares an emergency or
major disaster authorizing the Public
Assistance program, FEMA may award
Public Assistance grants to assist SLTTs
and certain private nonprofit (PNP)
organizations so communities can
quickly respond to and recover from the
major disaster or emergency.
PO 00000
Frm 00104
Fmt 4701
Sfmt 4702
FEMA proposes to amend its Public
Assistance and Community Disaster
Loan program regulations to incorporate
statutory changes that have amended
sections of the Stafford Act relating to
Public Assistance and Community
Disaster Loans and to improve program
administration. These include the PostKatrina Emergency Management Reform
Act of 2006 (PKEMRA), Public Law
109–295, 120 Stat. 1394, the Security
and Accountability for Every Port Act of
2006 (SAFE Port Act), Public Law 109–
347, 120 Stat. 1884, the Pets Evacuation
and Transportation Standards Act of
2006 (PETS Act), Public Law 109–308,
120 Stat. 1725, the Sandy Recovery
Improvement Act of 2013 (SRIA), Public
Law 113–2, 127 Stat. 39, the Emergency
Information Improvement Act of 2015,
Public Law 114–111, 129 Stat. 2240, the
Bipartisan Budget Act of 2018, Public
Law 115–123, 132 Stat. 64, and the FAA
Reauthorization Act of 2018, Division D,
Disaster Recovery Reform Act of 2018
(DRRA), Public Law 115–254, 132 Stat.
3438. FEMA also proposes to implement
program improvements and make
clarifications and corrections to existing
regulations.
Anticipated Cost and Benefits: FEMA
estimates that this rulemaking would
result in benefits to SLTTs and FEMA
from improving clarity and aligning
FEMA regulations with statutory
changes and current practices. Such
increased clarity and understanding
would improve the efficiency and the
consistency of FEMA’s PA programs.
Additionally, proposed improvements
to State/Tribal administrative plans
would better position SLTTs to respond
to and to recover from emergencies and
disasters. Lastly, FEMA estimates
increases in costs for SLTTs due to
additional paperwork burden and
familiarization of the rule.
Timetable:
Action
NPRM ..................
Date
FR Cite
05/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
Local, State, Tribal.
Additional Information: Docket ID
FEMA–2023–0005.
Agency Contact: Tod Wells, Deputy
Director, Public Assistance Division
Recovery Directorate, Department of
Homeland Security, Federal Emergency
Management Agency, 500 C Street SW,
Washington, DC 20472–3100, Phone:
202 646–3834, Email: fema-recovery-papolicy@fema.dhs.gov.
RIN: 1660–AB09
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
DHS—FEMA
105. Updates to Floodplain
Management and Protection of
Wetlands Regulations To Implement
the Federal Flood Risk Management
Standard [1660–AB12]
Priority: Other Significant.
Legal Authority: 6 U.S.C. 101 et seq.;
42 U.S.C. 4001 et seq.; 42 U.S.C. 4321
et seq.; E.O. 11988 of May 24, 1977, 42
FR 26951, 3 CFR, 1977 Comp., p. 117;
E.O. 11990 of May 24, 1977, 42 FR
26961, 3 CFR, 1977 Comp., p. 121; E.O.
13690, 80 FR 6425; E.O. 14030, 86 FR
27967
CFR Citation: 44 CFR 9.
Legal Deadline: None.
Abstract: Consistent with President
Biden’s Executive Order on Climate
Related Financial Risk (E.O. 14030), the
Federal Emergency Management Agency
(FEMA) proposes to amend its
regulations at 44 CFR part 9,
‘‘Floodplain Management and
Protection of Wetlands,’’ to incorporate
amendments to Executive Order 11988
and the Federal Flood Risk Management
Standard (FFRMS). The FFRMS is a
flexible framework allowing agencies to
choose among three approaches to
define the floodplain and corresponding
flood elevation requirements for
federally funded projects. 44 CFR part 9
describes FEMA’s process under
Executive Order 11988 for determining
whether the proposed location for an
action falls within a floodplain and how
to complete the action in the floodplain,
in light of the risk of flooding. The
proposed rule would change how FEMA
defines a floodplain with respect to
certain actions. Additionally, under the
proposed rule, FEMA would use natural
systems, ecosystem process, and naturebased approaches, where practicable,
when developing alternatives to locating
the proposed action in the floodplain.
FEMA has engaged the public
extensively on these matters. On
February 5, 2015, FEMA acting on
behalf of the Mitigation Framework
Leadership Group, posted a Federal
Register notice seeking comments on a
draft of the Revised Guidelines for
Implementing Executive Order 11988,
Floodplain Management. The 60-day
comment period was extended an
additional 30 days. During the public
comment period for the Revised
Guidelines, FEMA sent advisories to
representatives from Governors’ offices
nationwide inviting comments on the
draft Revised Guidelines. Over 25
meetings were held across the country
with State, local, and Tribal officials
and interested stakeholders to discuss
the draft Revised Guidelines as well as
9 public listening sessions across the
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
country attended by over 700
participants to facilitate feedback. All
relevant comments received in response
to these efforts have been posted to the
public rulemaking docket on the Federal
eRulemaking portal at https://
www.regulations.gov/document/FEMA2015-0006-0001/comment. Comments
from meetings and listening sessions
can be found at https://
www.regulations.gov/docket/FEMA2015-0006/document. Additionally,
FEMA published a Notice of Proposed
Rulemaking (NPRM) in 2016 seeking
public comment on FEMA’s proposed
implementation of the Revised
Guidelines. All relevant comments
received in response to the 2016 NPRM
have been posted to the public
rulemaking docket on the Federal
eRulemaking portal at https://
www.regulations.gov/document/FEMA2015-0006-0373/comment.
Statement of Need: The United States
is experiencing increased flooding and
flood risk from changing conditions.
FEMA has not made significant updates
to its regulations governing floodplain
management to reflect the challenges
faced because of increased flooding and
changing conditions since initial
publication in 1980. As a result, FEMA
is now proposing to amend 44 CFR part
9, ‘‘Floodplain Management and
Protection of Wetlands,’’ to implement
the FFRMS and update the agency’s 8step process. The FFRMS is a flood
resilience standard that is required for
federally funded projects and provides a
flexible framework to increase resilience
against flooding and help preserve the
natural values of floodplains and
wetlands. A floodplain is any land area
that is subject to flooding and refers to
geographic features with undefined
boundaries. 44 CFR part 9 describes the
8-step process FEMA uses to determine
whether a proposed action would be
located within or affect a floodplain,
and if so, whether and how to continue
with or modify the proposed action.
Executive Order 11988, as amended,
and the FFRMS changed the Executive
Branch-wide guidance for defining the
floodplain with respect to federally
funded projects (i.e., actions involving
the use of Federal funds for new
construction, substantial improvement,
or to address substantial damage to a
structure or facility). This proposed rule
would ensure that actions subject to the
FFRMS are designed to be resilient to
both current and future flood risks to
minimize the impact of floods on
human health, safety, and welfare and
to protect Federal investments by
reducing the risk of flood loss.
Anticipated Cost and Benefits: FEMA
estimates that this rulemaking would
PO 00000
Frm 00105
Fmt 4701
Sfmt 4702
9395
result in benefits to grant recipients
(States, Local, Tribes, Territories, and
Individuals) and to FEMA, mostly
through the reduction in damage to
properties and contents from future
floods, potential lives saved, public
health and safety benefits, reduced
recovery time from floods, and
increased community resilience to
flooding. FEMA estimates project cost
increases for FEMA and grant recipients
due to increased elevation or
floodproofing requirements of the
proposed rule.
Timetable:
Action
Proposed Policy:
Request for
Comments.
Proposed Policy:
Comment Period End.
NPRM ..................
NPRM Comment
Period End.
Date
10/02/23
FR Cite
88 FR 67697
12/01/23
10/02/23
12/01/23
88 FR 67869
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Governmental
Jurisdictions, Organizations.
Government Levels Affected: Federal,
Local, State, Tribal.
Additional Information: Docket ID
FEMA–2023–0026.
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Portia Ross, Office of
Environmental and Historic
Preservation, Department of Homeland
Security, Federal Emergency
Management Agency, 400 C Street SW,
Washington, DC 20472, Phone: 202 709–
0677, Email: fema-regulations@
fema.dhs.gov.
RIN: 1660–AB12
DHS—FEMA
Final Rule Stage
106. Individual Assistance Program
Equity [1660–AB07]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 5155; 42
U.S.C. 5174; 42 U.S.C. 5189a
CFR Citation: 44 CFR 206.101; 44 CFR
206.110 to 206.115; 44 CFR 206.117 to
206.119; 44 CFR 206.191.
Legal Deadline: None.
Abstract: The Federal Emergency
Management Agency (FEMA) will
publish an interim final rule (IFR)
amending its regulations governing the
Individual Assistance program to
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9396
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
increase equity by simplifying
processes, removing barriers to entry,
and increasing eligibility for certain
types of assistance under the program.
Specifically, the IFR will: Increase
eligibility for home repair assistance by
amending the definitions and
application of the terms safe, sanitary,
and functional, allowing assistance for
certain accessibility-related items, and
amending its approach to evaluating
insurance proceeds; allow for the reopening of the applicant registration
period when the President adds new
counties to the major disaster
declaration; simplify the documentation
requirements for continued temporary
housing assistance; simplify the appeals
process; simplify the process to request
approval for a late registration; remove
the requirement to apply for a Small
Business Administration loan as a
condition of eligibility for Other Needs
Assistance (ONA); and establish
additional assistance under ONA for
serious needs, displacement, disasterdamaged computing devices, and
essential tools for self-employed
individuals. FEMA also makes revisions
to reflect changes to statutory authority
that have not yet been implemented in
regulation, to include provisions for
utility and security deposit payments,
lease and repair of multi-family rental
housing, child care assistance,
maximum assistance limits, and waiver
authority.
FEMA sought input on regulatory
changes to the Individuals and
Households Program (IHP) through a
Request for Information (RFI), published
on April 22, 2021, seeking public input
on its programs, regulations, collections
of information, and policies to ensure
they effectively achieve FEMA’s mission
in a manner that furthers the goals of
advancing equity for all, including those
in underserved communities; bolstering
resilience from the impacts of climate
change, particularly for those
disproportionately impacted by climate
change; and environmental justice. 86
FR 21325, Apr. 22, 2021.
FEMA held public meetings and
extended the comment period on the
RFI to ensure all interested parties had
sufficient opportunity to provide
comments. See ‘‘Request for Information
on FEMA Programs, Regulations, and
Policies; Public Meetings; Extension of
Comment Period,’’ 86 FR 30326, June 7,
2021. All relevant comments received in
response to the RFI, including those
received during the public meetings,
have been posted to the public
rulemaking docket on the Federal
eRulemaking portal at https://
www.regulations.gov/document/FEMA2021-0011-0001/comment. Commenters
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
raised equitable concerns that FEMA
will address in this IFR, such as by
removing the requirement to apply for
the SBA for a loan before receipt of
ONA, amending FEMA’s habitability
standards, increasing assistance for
essential tools, simplifying its appeal
process, and removing documentation
requirements for late registrations.
FEMA will seek public comment on this
IFR and will carefully consider each
comment received to determine whether
further changes to FEMA’s IHP
regulations are needed.
Statement of Need: FEMA’s IHP
regulations have not had a major review
and update since section 206 of the
Disaster Mitigation Act of 2000 replaced
the Individual and Family Grant
Assistance Program with the current
IHP. Some minor changes to Repair
Assistance were completed in 2013, but
Congress has passed multiple other laws
that have superseded portions of the
regulations and created other programs
or forms of assistance with no
supporting regulations. This IFR will
update the IHP regulations now to bring
them up to date and address other
lessons learned through the course of
implementing the IHP in disasters much
larger than any previously addressed at
the time the regulations were first
developed.
Anticipated Cost and Benefits: FEMA
estimates that this rulemaking would
result in an increase in transfer
payments from FEMA and States in the
form of disaster assistance to
individuals and households. It would
also result in additional costs to States
for familiarization of the rule and to
FEMA and applicants for paperwork
burden. The rule would ensure disaster
assistance is more equitably distributed
and assist applicants to more quickly
and fully recover from disasters by
expanding eligibility for, and access to,
certain types of assistance. Lastly, the
rulemaking would improve clarity and
align FEMA regulations with statutory
changes improving the efficiency and
the consistency of IHP assistance.
Timetable:
Action
Date
Interim Final Rule
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
Local, State.
Additional Information: Docket ID
FEMA–2023–0003.
Agency Contact: Kristina McAlister,
Supervisory Emergency Management
Specialist (Recovery), Department of
Homeland Security, Federal Emergency
PO 00000
Frm 00106
Fmt 4701
Sfmt 4702
Management Agency, Individual
Assistance Division Recovery
Directorate, 500 C Street SW,
Washington, DC 20472, Phone: 866 826–
8751, Email: fema-ihp-policy@
fema.dhs.gov.
RIN: 1660–AB07
DHS—FEMA
Long-Term Actions
107. National Flood Insurance
Program’s Floodplain Management
Standards for Land Management & Use,
& an Assessment of the Program’s
Impact on Threatened and Endangered
Species & Their Habitats [1660–AB11]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 4001 et seq.
CFR Citation: 44 CFR 59 to 60.
Legal Deadline: None.
Abstract: The Federal Emergency
Management Agency (FEMA) issued a
Request for Information (RFI) to receive
the public’s input on revisions to the
National Flood Insurance Program’s
(NFIP) floodplain management
standards for land management and use
regulations. FEMA’s authority under the
National Flood Insurance Act requires
the agency to, from time to time,
develop comprehensive criteria
designed to encourage the adoption of
adequate State and local measures. The
agency will propose regulations to better
align the NFIP minimum floodplain
management standards with our current
understanding of flood risk, flood
insurance premium rates, and risk
reduction approaches to make
communities safer, stronger, and more
resilient to increased flooding. As part
of the proposed regulations, FEMA is
considering revisions to the NFIP
minimum floodplain management
standards to better protect people and
property in a nuanced manner that
balances community needs with the
national scope of the NFIP. FEMA will
also propose opportunities to make
these minimum floodplain management
standards improve resilience in
communities that have been historically
underserved. The proposed revisions to
the NFIP minimum floodplain
management standards will also
consider how to advance the
conservation of threatened and
endangered species and their habitat.
The agency is also reviewing ways to
further promote enhanced resilience
efforts through the Community Rating
System.
During the RFI comment period,
FEMA held three public meetings and
extended the comment period on the
RFI to ensure all interested parties had
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
sufficient opportunity to provide
comments. All relevant comments
received in response to the RFI have
been posted to the public rulemaking
docket on the Federal eRulemaking
portal at https://www.regulations.gov/
docket/FEMA-2021-0024/comments and
transcripts from the public meetings
have also been posted at https://
www.regulations.gov/docket/FEMA2021-0024/document. In April 2023,
FEMA requested recommendations from
the Technical Mapping Advisory
Council (TMAC) on modifying the
definition of the Special Flood Hazard
Area or modifying how it is calculated.
In addition, FEMA requested a
recommendation from TMAC on how
FEMA might consider changing
mapping procedures related to when
land is filled. These recommendations
will assist FEMA in exploring the
feasibility of public comments received
from the 2021 RFI.
Statement of Need: FEMA issued an
RFI to seek information from the public
on the agency’s current floodplain
management standards to ensure the
agency receives public input to inform
any action to revise the NFIP minimum
floodplain management standards.
FEMA is re-evaluating the
implementation of the NFIP under the
Endangered Species Act at the national
level. FEMA will propose regulations
based on the comments received on this
RFI to better align the NFIP minimum
floodplain management standards with
our current understanding of flood risk,
flood insurance premium rates, and risk
reduction approaches to make
communities safer, stronger, and more
resilient to increased flooding.
Anticipated Cost and Benefits: FEMA
is currently considering the cost and
benefit impacts of potential proposed
actions.
Timetable:
ddrumheller on DSK120RN23PROD with PROPOSALS2
Action
Date
Request for Information.
Announcement of
Public Meetings.
Announcement of
Additional Public Meeting; Extension of Comment Period.
Request for Information Comment Period
End.
NPRM ..................
FR Cite
10/12/21
86 FR 56713
10/28/21
86 FR 59745
11/22/21
86 FR 66329
01/27/22
To Be Determined
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Additional Information: Docket ID
FEMA–2021–0024.
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Rachel Sears,
Resilience, Department of Homeland
Security, Federal Emergency
Management Agency, 400 C Street SW,
Washington, DC 20472, Phone: 202 646–
2977, Email: fema-regulations@
fema.dhs.gov.
RIN: 1660–AB11
BILLING CODE 9110–9B–P
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
Statement of Regulatory Priorities for
Fiscal Year 2024
Introduction
The Regulatory Plan for the
Department of Housing and Urban
Development (HUD) for Fiscal Year (FY)
2024 highlights two significant
regulations and policy initiatives that
HUD seeks to complete during the
upcoming fiscal year. As the Federal
agency that serves as the nation’s
housing agency, HUD is committed to
ensuring everyone has an affordable,
healthy place to live. As a result, HUD
plays a significant role in the lives of
families and in communities throughout
America.
HUD is currently working to meet the
goals of its Strategic Plan to: support
underserved communities, ensure
access to and increase the production of
affordable housing, promote
homeownership, advance sustainable
communities, and strengthen HUD’s
internal capacity. Under the leadership
of Secretary Marcia L. Fudge, HUD is
dedicated to implementing the
Administration’s priorities by setting
forth initiatives related to increasing
equity and improving customer
experience across all HUD programs.
The rules highlighted in HUD’s
regulatory plan for FY 2023 reflect
HUD’s efforts to continue its work in
building strong and sustainable
communities and addressing the
housing needs of all Americans.
Additionally, HUD notes that the FY
2023 Semiannual Regulatory Agenda
includes additional rules that advance
the Administration’s priorities,
including rules to advance racial equity
and civil rights and rules to provide
economic relief to homeowners and
renters.
PO 00000
Frm 00107
Fmt 4701
Sfmt 4702
9397
HOME Investment Partnerships
Program: Program Updates and
Streamlining
HUD’s HOME Investment
Partnerships Program (HOME) provides
formula grants to States and units of
general local government to fund a wide
range of activities to produce and
maintain affordable rental and
homeownership housing and provides
tenant-based rental assistance for lowincome and very low-income
households.
This rule proposes to revise the
current HOME regulations at 24 CFR
part 92 to update, simplify, and
streamline requirements, better align the
program with other Federal housing
programs, and implement recent
amendments to the HOME statute.
Specifically, the proposed changes to
the HOME program include significant
revisions to the community housing
development organization requirements,
a change in the approach to HOME
rents, simplified requirements for smallscale rental projects, enhanced
flexibility in tenant-based rental
assistance (TBRA) programs, and
simplified provisions and new
flexibilities for community land trusts.
The proposed rule would also
strengthen and expand tenant
protections, and create incentives for
meeting green building standards in
new construction, reconstruction, and
rehabilitation of housing.
Aggregate Costs and Benefits
Executive Order 12866, as amended,
requires the agency to provide its best
estimate of the combined aggregate costs
and benefits of all regulations included
in the agency’s Regulatory Plan that will
be pursued in fiscal year 2024. HUD
expects that neither the total economic
costs nor the total efficiency gains will
exceed $200 million for this proposed
rulemaking. In fact, the direct economic
impact of this rule would be almost
entirely within the HOME program. In
other words, the proposed changes
would affect what participating
jurisdictions do with the HOME funds
they receive from HUD and how
projects that accept this funding source
can operate. Many of the policy
adjustments proposed would only have
a practical impact if participating
jurisdictions choose to participate in
HOME-funded activities that are
affected by the updated policies.
Statement of Need
The HOME program is authorized by
title II of the Cranston-Gonzalez
National Affordable Housing Act
(‘‘NAHA’’) (42 U.S.C. 12721 et seq).
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9398
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Title II of NAHA has not been
significantly revised since the HOME
program was last reauthorized by
Congress in 1992. The constraints of the
prescriptive statutory authority of title II
of NAHA limit the scope of changes that
the Department can propose to the
HOME program regulations. Working
within these limitations, the Department
conducted a comprehensive review of
title II of NAHA and current HOME
program regulations to determine
whether previously unrecognized
opportunities might exist to revise
current regulatory provisions. In
creating the proposed rule, the
Department focused on its commitment
to equity and wealth-building and
considered input from stakeholders on
the most challenging aspects of
administering and using HOME funds to
provide affordable housing. This
proposed rule is necessary to reduce the
burden and increase flexibility for
participating jurisdictions and other
program participants, while adhering to
statutory intent and requiring
responsible management of State and
local HOME programs.
This proposed rule also incorporates
changes made by the Housing
Opportunity Through Modernization
Act of 2016 (HOTMA) and recent
amendments to the HOME statute.
Alternatives: An alternative to
promulgating this rule would be to
maintain HUD’s existing regulations
governing the HOME program.
However, doing so would mean failing
to fully benefit from the advantages of
streamlining, updating, and simplifying
our regulations. It would also mean that
HUD would fail to adjust its HOME
regulations to be fully consistent with
HOTMA and recent amendments to the
HOME statute.
Risks: This proposed rule would
impose tenant protections that may not
be currently applicable to other
affordable housing funding sources (e.g.,
the Low-Income Housing Tax Credit
program). This could result in some
project owners and developers
becoming hesitant to include HOME
funds in the capital funding stack of
affordable housing projects.
Additionally, this proposed rule would
make updates throughout the HOME
regulation, including significant updates
to a number of sections within the
regulation. This could lead to a partially
challenging transitional period for
participating jurisdictions and other
stakeholders as they learn and
implement the new regulations into
their policies and procedures.
Timetable:
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Action
Date
NPRM ..............
FR Cite
12/00/2023
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Local,
State.
Federalism Affected: No.
Energy Affected: No.
International Impacts: No.
Section 184 Indian Home Loan
Guarantee Program
Section 184 of the Housing and
Community Development Act of 1992
(Pub. L. 102–550, approved October 28,
1992) (12 U.S.C. 1715z–13a), as
amended, authorizes the Section 184
Indian Home Loan Guarantee Program
(Section 184 Program) to improve access
to private financing for Native American
families, Tribes, and Tribally Designated
Housing Entities (TDHEs) by providing
a loan guarantee to financial
organizations who lend to them.
This rule would modernize and
enhance the regulations governing the
Section 184 Program. Through the
Section 184 Program, HUD guarantees
home mortgage loans made to Native
American borrowers in certain areas.
The Section 184 Program facilitates
homeownership and improves access to
capital in Native American
communities.
Since its inception in 1994, the
number of loans guaranteed under the
Section 184 Program has increased
significantly but its regulations have
never been substantially revised.
In 2015, the HUD Office of Inspector
General (OIG), audited the Section 184
Program and recommended that HUD
develop and implement policies and
procedures for monitoring and
evaluating the Section 184 Program,
standardize monthly delinquency
reports, deny payments to lenders for
claims on loans that have material
underwriting deficiencies, take
enforcement actions against certain
lenders, and ensure that only
underwriters that are approved by HUD
are underwriting Section 184 loans.
This rule is part of the improvements to
the Section 184 Program that HUD is
pursuing to address the findings in the
audit.
In developing this rule, HUD engaged
in robust consultation with Tribes
consistent with HUD’s Tribal
Consultation policy. As early as 2018,
prior to drafting the proposed rule, HUD
held eleven in-person Tribal
consultation sessions to outline HUD’s
vision for the rule and obtain feedback
from the tribes. As HUD completed
PO 00000
Frm 00108
Fmt 4701
Sfmt 4702
drafts of various subparts of the
regulation, HUD shared these drafts
with Tribes and held three additional
in-person consultations to solicit Tribal
feedback on each subpart of the
proposed rule. During this time, HUD
also held two in-person Tribal
consultations and two national
teleconferences to review the draft
proposed rule. In addition to the Tribal
consultation sessions held prior and
during the drafting of the proposed rule,
HUD conducted ten additional
consultations during the proposed rule
public comment period. HUD held six
regional consultation sessions and four
national consultation sessions between
December 2022 and March 2023. During
these consultation sessions, HUD
continued to solicit input and answered
questions participants had about the
proposed rule.
The regulations proposed in this rule,
drafted in consideration of the public
comments and tribal consultations,
would strengthen and comprehensively
modernize the operation of the Section
184 Program. Specifically, this rule
would make the Section 184 Program
sustainable, protect Borrowers, address
weaknesses identified by OIG, provide
clarity for new and existing Direct
Guarantee and Non-Direct Guarantee
Lenders, and reduce unreasonable claim
payment requests from Servicers Many
of the procedures and policy proposed
by the proposed rule adopt industry
standards and best practices and do not
differ from existing HUD guidance or
current practice within the Section 184
Program, which are often documented
in HUD guidance such as ‘‘PIH Notices’’
and ‘‘Dear Lender Letters’’.
Aggregate Costs and Benefits
Executive Order 12866, as amended,
requires the agency to provide its best
estimate of the combined aggregate costs
and benefits of all regulations included
in the agency’s Regulatory Plan that will
be pursued in FY 2022. HUD expects
that neither the total economic costs nor
the total efficiency gains will exceed
$100 million. Expanding oversight,
improving loan origination quality,
enhancing loss mitigation and
foreclosure prevention, and
implementing new claims procedures
will all help to ensure the fiscal stability
of the Section 184 Loan Guarantee
Fund. While most of the requirements
and policies in the proposed regulations
mirror existing practices within the
Program, some are expected to have a
marginal economic impact on
mortgagees, Tribes, and borrowers.
These impacts could impose slightly
greater administrative costs on
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
participating lenders and shift some risk
from the Fund to participating lenders.
International Impacts: No.
BILLING CODE 4210–67–P
Statement of Need
Since its inception, the number of
loans guaranteed under the Section 184
Program has significantly increased. At
the same time, the program regulations
have never been substantially revised.
This rule helps to address housing
challenges that Native American
households continue to face,
particularly: overcrowding and a lack of
affordable housing in tribal areas; and
access to mortgage credit outside of
tribal area.
In 2015, the OIG recommended that
HUD develop and implement policies
and procedures for monitoring and
evaluating the Section 184 Program,
standardize monthly delinquency
reports, deny payments to lenders for
claims on loans that have material
underwriting deficiencies, take
enforcement actions against certain
lenders, and ensure that only
underwriters that are approved by HUD
are underwriting Section 184 loans.
This rule provides additional structure
to the Section 184 Program and is part
of the OIG’s corrective action plan.
Alternatives: An alternative to
promulgating this rule would be to
maintain HUD’s existing regulations and
practices concerning the Program.
However, doing so would ignore the
OIG’s recommendations and pose a
greater risk to the Section 184 Loan
Guarantee Fund and the Program, as
demand for the Program has
significantly increased since its
inception.
Risks: This rule could slightly
increase the administrative costs for
lenders that participate in the Program
and dissuade some lenders from
participating in the Program. However,
in the long-term, enhanced loan
origination and loss mitigation and
foreclosure prevention options will help
to strengthen the vitality of the Program;
thus, making the Program more
attractive for lenders.
Timetable:
ddrumheller on DSK120RN23PROD with PROPOSALS2
Action
Date
NPRM ..............
NPRM Comment Period
End.
Final Rule ........
12/21/2022
3/17/2023
FR Cite
87 FR 78324
03/00/2024
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: No.
Federalism Affected: No.
Energy Affected: No.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
UNITED STATES DEPARTMENT OF
THE INTERIOR
Fall 2023 Regulatory Plan
Introduction
The U.S. Department of the Interior
(Department) is the principal steward of
our Nation’s public lands and resources,
including many of our cultural
treasures. The Department serves as
trustee to Native Americans, Alaska
Natives, and Federally Recognized
Tribes and is responsible for our
ongoing relationships with the Island
Territories under U.S. jurisdiction and
the freely associated States. Among the
Department’s many responsibilities is
managing more than 500 million surface
acres of Federal land, which constitutes
approximately 20 percent of the
Nation’s land area, as well as
approximately 700 million subsurface
acres of Federal mineral estate, and
more than 2.5 billion acres of
submerged lands on the Outer
Continental Shelf (OCS).
In addition, the Department protects
and recovers endangered species;
protects natural, historic, and cultural
resources; provides scientific and other
information about those resources; and
manages water projects that are an
essential lifeline and economic engine
for many communities.
Hundreds of millions of people visit
Department-managed lands each year to
take advantage of a wide range of
recreational pursuits—including
camping, hiking, hunting, fishing, and
various other forms of outdoor
recreation—and to learn about our
Nation’s history. Each of these activities
supports local communities and their
economies. The Department also
provides access to Federal lands and
offshore areas for the development of
energy, minerals, and other natural
resources that generate billions of
dollars in revenue.
In short, the Department plays a
central role in how the United States
stewards its public lands, ensures
environmental protections, pursues
environmental justice, honors the
nation-to-nation relationship with
Tribes and the special relationships
with other Indigenous people and the
insular areas.
Regulatory and Deregulatory Priorities
To help advance the Secretary of the
Interior’s (Secretary) commitment to
honoring the Nation’s trust
responsibilities and to conserve and
PO 00000
Frm 00109
Fmt 4701
Sfmt 4702
9399
manage the Nation’s natural resources
and cultural heritage, the Department’s
regulatory and deregulatory priorities in
the coming year will focus on:
• Tackling the Climate Crisis,
Strengthening Climate Resiliency, and
Facilitating the Transition to Renewable
Energy;
• Upholding Trust Responsibilities to
Federally Recognized American Indian
and Alaska Native Tribes, Restoring
Tribal Lands, and Protecting Natural
and Cultural Resources, Advancing
Equity and Supporting Underserved
Communities; and
• Investing in Healthy Lands, Waters,
and Local Economies and Strengthening
Conservation of the Nation’s Lands,
Waters, and Wildlife.
• Promoting Equitable and
Meaningful Participation in the
Regulatory Process
Tackling the Climate Crisis,
Strengthening Climate Resiliency, and
Facilitating the Transition to Renewable
Energy
The Biden-Harris administration
remains committed to combatting
climate change and reducing
greenhouse gas emissions while
improving public health, protecting the
environment, and ensuring access to
clean air and water. Under this
administration, the Department has
been a key leader in tackling the climate
crises. Pursuant to Executive Order
(E.O.) 13990 ‘‘Protecting Public Health
and the Environment and Restoring
Science to Tackle the Climate Crisis,’’
(signed on Jan. 20, 2021) and E.O.
14008, ‘‘Tackling the Climate Crisis at
Home and Abroad,’’ (signed January 27,
2021), the Department has advanced
multiple policy and regulatory efforts to
reduce climate pollution; improve and
increase adaptation and resilience to the
impacts of drought, wildfire, and
extreme weather; address current and
historic environmental injustice; protect
public health; and conserve
Department-managed lands and waters.
The historic Infrastructure Investment
and Jobs Act of 2021 (BIL) and the
Inflation Reduction Act (IRA), which
President Biden signed respectively on
November 15, 2021, and August 16,
2022, will enable transformational
outcomes on these clean energy and
resilience priorities while driving the
creation of good-paying union jobs. In
referring to the BIL, Secretary Haaland
said, ‘‘The Interior Department is hard
at work to deliver these critical
investments from the President’s
Investing in America agenda into the
hands of American communities as
quick as we can, and we’re making
tremendous progress.’’
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9400
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
In accordance with E.O.s 13990 and
14008, as well as E.O. 14052,
‘‘Implementation of the Infrastructure
Investment and Jobs Act,’’ (signed on
Nov. 15, 2021), several bureaus within
the Department are pursuing regulatory
actions to implement these
administration priorities, including
steps toincrease renewable energy
production by improving siting and
permitting processes on public lands
and in offshore waters.
The Department is committed to fully
facilitating the development of
renewable energy on public lands and
waters, as well as supporting tribal and
territorial efforts to develop renewable
energy, including deploying 30
gigawatts (GW) of offshore wind by 2030
and 25GW of onshore renewable energy
by 2025. The Department will meet
these ambitious goals while also
ensuring appropriate protection of
public lands, waters, and biodiversity
and creating good jobs. As Secretary
Haaland has stated, ‘‘The Department of
the Interior continues to make
significant progress in our efforts to spur
a clean energy revolution, strengthen
and decarbonize the nation’s economy,
and help communities transition to a
clean energy future.’’
As part of these ongoing efforts, the
Bureau of Ocean Energy Management’s
(BOEM) most important regulatory
initiative is focused on expanding
offshore wind energy’s role in
strengthening U.S. energy security and
independence, creating jobs, providing
benefits to local communities, and
further developing the U.S. economy.
The BOEM’s renewable energy program
has matured over the past 10 years, a
time in which BOEM has conducted
numerous auctions, and issued and
managed multiple commercial leases.
Based on this experience, BOEM has
identified multiple opportunities to
update its regulations to better facilitate
the development of renewable energy
resources and to promote U.S. energy
independence. On January 30, 2023 (88
FR 5968), BOEM proposed a rule, the
‘‘Renewable Energy Modernization
Rule’’ (1010–AE04). As proposed, the
rule facilitates development of offshore
renewable energy and promotes U.S.
energy independence in a safe and
environmentally sound manner that
provides a fair return to U.S. taxpayers.
Similarly, the Bureau of Land
Management (BLM) plans to update its
regulations for onshore rights-of- way,
leasing, and operations related to all
activities associated with renewable
energy. On June 16, 2023 (88 FR 39726),
the BLM proposed the rule, ‘‘Rights-ofway, Leasing, and Operations for
Renewable Energy’’ (1004–AE78). This
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
rule aims to improve permitting
activities and processes to facilitate
increased renewable energy production
on public lands.
To advance the deployment of clean
energy infrastructure while also meeting
obligations to conserve habitats and
wildlife, the Department will improve
permitting frameworks for bird
conservation. On September 30, 2022
(87 FR 59598), the U.S. Fish and
Wildlife Service (FWS) proposed the
‘‘Eagle Permits; Incidental Take’’ rule
(1018–BE70) to revise the regulations
authorizing eagle incidental take and
eagle nest take permits to increase the
efficiency and effectiveness of
permitting, facilitate and improve
compliance, and increase the
conservation benefit for eagles. The
FWS plans to finalize this rule in
December 2023.
The FWS will also propose the
‘‘Migratory Bird Permits; Authorizing
the Incidental Take of Migratory Birds’’
rule (1018–BF71), to clarify the MBTA’s
prohibitions on taking and killing
migratory birds and consider
establishing a straightforward process to
secure authorizations for otherwise
prohibited take of migratory birds.
The BIL enables the Department to
establish important regulations
governing carbon transportation and
storage on the OCS. The orderly
implementation of negative emissions
technologies, such as carbon capture,
utilization, and storage, is necessary to
reduce hard-to-abate emissions from the
industrial sector, which emits nearly 25
percent of all carbon dioxide released
into the atmosphere in the United
States. In accordance with the BIL, the
Bureau of Safety and Environmental
Enforcement (BSEE) and BOEM are
drafting a joint proposed rule that
would address the transportation and
geologic sequestration aspects of carbon
storage development on the OCS,
including leasing, geological, and
geophysical exploration for appropriate
storage reservoirs; environmental plans
and mitigations; facility and
infrastructure design and installation;
injection operations; long-term site
stewardship (i.e., monitoring and
response); financial assurance; and
safety. BSEE and BOEM plan to publish
this proposed rule in December 2023.
The Department is also committed to
modernizing its oversight of oil and gas
leasing and development to help
address the climate and biodiversity
crises and to advance environmental
justice. In November 2021, the
Department released its report on
Federal oil and gas leasing and
permitting practices, following a review
of onshore and offshore oil and gas
PO 00000
Frm 00110
Fmt 4701
Sfmt 4702
programs called for in E.O. 14008. The
report identified significant reforms
needed to ensure the programs provide
a fair return to taxpayers, discourage
speculation, hold operators responsible
for remediation, and create a more
inclusive and just approach to managing
public lands and waters. The
Department’s ‘‘Report on the Federal Oil
and Gas Leasing Program’’ makes a
number of specific recommendations to
restore balance to these programs,
including adjusting royalty rates,
pursuing adequate financial assurance
for decommissioning liabilities, and
prioritizing leasing in areas with known
resource potential while avoiding
conflicts with other uses.
This past year, the Department
proposed regulations to implement
important reforms, including the
report’s recommendations and reforms
included in the IRA regarding oil and
gas resources on public lands. On Nov.
30, 2022 (87 FR 73588), the BLM
published the proposed rule ‘‘Waste
Prevention, Production Subject to
Royalties, and Resource Conservation 43
CFR parts 3160 and 3170’’ (1004–AE79),
known as the Waste Prevention Rule.
On July 24, 2023 (88 FR 47562), the
BLM published the proposed rule
‘‘Fluid Mineral Leases and Leasing
Process’’ (1004–AE80), known as the
Fluid Minerals Rule. The Waste
Prevention Rule would prevent waste of
Federal resources with an additional
benefit of reducing methane emissions
in the oil and gas sector. The Fluid
Minerals Rule would incorporate many
urgent fiscal and programmatic reforms
included in the report and IRA, such as
updating BLM’s process for leasing to
ensure the protection and proper
stewardship of the public lands,
including potential climate and other
impacts associated with oil and gas
leasing activities. BLM will finalize
these rules to ensure the responsible
development of oil and gas on public
lands. The BLM also plans to finalize a
rule (1004–AE95) to govern the
management of surface resources and
Special Areas in the National Petroleum
Reserve in Alaska. On September 8,
2023, the BLM published the proposed
rule ‘‘Management and Protection of the
National Petroleum Reserve in Alaska’’
(88 FR 62025), which would improve
upon the existing regulations’
procedures to balance oil and gas
activities with the protection of surface
resources in the NPR–A; assure
maximum protection of Special Areas;
and protect longstanding subsistence
activities.
On June 29, 2023, the BOEM
published the proposed rule (1010–
AE14) ‘‘Risk Management and Financial
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
Assurance for OCS Lease and Grant
Obligations’’ (88 FR 42136), which
would better protect the American
taxpayers from shouldering liability for
the decommissioning of offshore oil and
gas facilities.
BSEE is furthering its mission to
promote safety, protect the
environment, and conserve resources
offshore through vigorous regulatory
oversight and enforcement in several
rulemaking efforts. Among others, BSEE
is working to update its regulations
governing oil spills (1014–AA44),
offshore pipelines (1014–AA45), and
decommissioning requirements on the
OCS (1014–AA53).
Upholding Trust Responsibilities to
Federally Recognized American Indian
and Alaska Native Tribes Restoring
Tribal Lands, and Protecting Natural
and Cultural Resources
Among the Department’s most
important responsibilities is its
commitment to honor the nation-tonation relationship between the Federal
Government and Tribes. Secretary
Haaland is strongly committed to
strengthening how the Department
carries out its trust responsibilities and
to increasing economic development
opportunities for Tribes and other
historically underserved communities.
To advance the Department’s trust
responsibilities, the Bureau of Indian
Affairs (BIA) has identified
opportunities, following consultation
and in close collaboration with Tribal
governments, to promote Tribal
economic growth and development, and
provide clearer and more efficient
processes for Tribes that are applying to
place land into trust or enter into
gaming compacts. For example, BIA is
working to remove barriers to the
development of renewable energy and
other resources in Indian country.
Deb Haaland stated, ‘‘Through
President Biden’s Investing in America
agenda, we’re launching a new program
to electrify Indian Country to provide
reliable, resilient energy that Tribes can
rely on, and advance our work to tackle
the climate crisis and build a clean
energy future.’’
In consultation with Tribes, BIA
engaged in efforts to update and
improve its regulations governing how it
manages land held in trust or in
restricted status for Tribes and
individual Indians. These efforts
included improving the consultation
process, identifying best practices, and
strengthening relationships with Tribal
governments. The BIA also launched a
broader review to determine whether
any regulatory reforms are needed to
facilitate restoration of Tribal lands and
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
safeguard natural and cultural
resources. As a result of these
consultations and this review, BIA is
preparing a proposed rule, ‘‘Agricultural
Leasing of Indian Land,’’ which would
revise the regulations governing leases
of Indian land for agricultural purposes
found at 25 CFR part 162 (1076–AF66).
This proposed rule would streamline
how leases are obtained and increase
the agricultural usage of Indian land.
In December of 2022, BIA published
two proposed rules, one regarding the
fee-to-trust process and one regarding
Class III gaming compacts (87 FR 74334,
87 FR 74916). The updated regulations
will provide clearer and more efficient
processes for Tribes that are applying to
place land into trust or enter into
gaming compacts. The land acquisitions
rule (1076–AF71) will lead to a more
efficient, less cumbersome, and less
expensive fee-to-trust process by
clarifying the Secretary of the Interior’s
authority to take land in trust for Tribes,
reducing processing time, and
establishing clear decision-making
criteria. The rule also places an express
focus on taking land into trust for
conservation purposes. The Class III
gaming rule (1076–AF68) will provide
clarity on the criteria the Department
would consider when deciding whether
to approve these compacts by clarifying
boundaries as to allowable topics of
negotiation, better defining key terms,
and clearly outlining when the
Department must review a gaming
compact. BIA plans to finalize these
rules in February 2024.
The Department is also committed to
improving regulations meant to protect
sacred and cultural resources. To this
end, the Assistant Secretary for Indian
Affairs and the Assistant Secretary for
Fish and Wildlife and Parks are working
with the National Park Service (NPS) to
incorporate recommendations from
consultation with Tribes on updates to
regulations implementing the Native
American Graves and Repatriation Act
(NAGPRA), 43 CFR part 10 (1024–
AE19). This proposed rule, the ‘‘Native
American Graves Protection and
Repatriation Act Systematic Process for
Disposition and Repatriation of Native
American Human Remains, Funerary
Objects, Sacred Objects, and Objects of
Cultural Patrimony,’’ which published
on October 18, 2022 (87 FR 63202),
would provide for the disposition and
repatriation of Native American human
remains, funerary objects, sacred
objects, and objects of cultural
patrimony. The updates are intended to
simplify and improve the regulatory
process for repatriation, rectify
provisions in the current regulations
that inhibit and effectively prevent
PO 00000
Frm 00111
Fmt 4701
Sfmt 4702
9401
respectful repatriation, and remove the
burden on Indian Tribes and Native
Hawaiian organizations to initiate the
process and add a requirement for
museums and Federal agencies to
complete the process. The Department
expects to publish a final rule titled
‘‘Native American Graves Protection
and Repatriation Act Systematic Process
for Disposition and Repatriation of
Native American Human Remains,
Funerary Objects, Sacred Objects, and
Objects of Cultural Patrimony,’’ by the
end of 2023.
Advancing Equity and Supporting
Underserved Communities
The Biden-Harris administration and
Secretary Haaland recognize and
support the goals of advancing equity
and addressing the needs of
underserved communities. In January
2021, the President signed E.O. 13985,
‘‘Advancing Racial Equity and Support
for Underserved Communities Through
the Federal Government.’’ Additionally,
On February 17, 2022, Secretary
Haaland issued S.O. 3406,
‘‘Establishment of a Diversity, Equity,
Inclusion and Accessibility Council.’’ In
response to E.O. 13985 and the S.O.
3406, the Department issued its Equity
Action Plan on April 14, 2022. The
Equity Action Plan is a key part of the
Department’s efforts to implement E.O.
13985, which calls on Federal agencies
to advance equity by identifying and
addressing barriers to equal opportunity
that underserved communities may face
as a result of Government policies and
programs.
On February 16, 2023, the President
signed E.O. 14091, ‘‘Further Advancing
Racial Equity and Support for
Underserved Communities Through the
Federal Government.’’ This order builds
upon the previous equity-related
Executive orders by extending and
strengthening equity-advancing
requirements for agencies, and it
positions agencies to deliver better
outcomes for the American people.
On April 6, 2023, the President signed
E.O. 14094, ‘‘Modernizing Regulatory
Reform.’’ Section 2 of this E.O. directs
agencies to promote equitable and
meaningful opportunities for public
participation in the rulemaking process
by a range of interested or affected
parties, including underserved
communities.
In Fiscal Year (FY) 2024, the
Department will undertake a number of
regulatory actions that will assist people
who are members of underserved
communities by removing barriers, and
strengthening equity-advancing
requirements.
E:\FR\FM\09FEP2.SGM
09FEP2
9402
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
The BLM (1004–AE60), FWS (1018–
BD78), and NPS (1024–AE75) are
working on right-of-way (ROW) rules
that would streamline and improve
efficiencies in the permitting process for
electric transmission, distribution
facilities, and broadband facilities. The
BLM published their proposed rule
‘‘Update of the Communications Uses
Program, Cost Recovery Fee Schedules,
and Section 512 of FLPMA for Rightsof-Way,’’ on November 7, 2022 (87 FR
67306). The FWS published their
revised proposed rule ‘‘Streamlining
U.S. Fish and Wildlife Service
Permitting of Rights-of-Way Across
National Wildlife Refuges and Other
U.S. Fish and Wildlife ServiceAdministered Lands’’ on July 24, 2023
(88 FR 47442). These rules should result
in increased services such as broadband
connectivity with resulting benefits to
underserved communities and visitors
to Departmental lands and promote
good governance. These proposed rules
are expected to implement several
provisions of the BIL.
Investing in Healthy Lands, Waters, and
Local Economies and Strengthening
Conservation of the Nation’s Lands,
Waters, and Wildlife
The Department’s regulatory agenda
will continue to advance the goals of
investing in healthy lands, waters, and
local economies across the country.
These regulatory efforts, which are
consistent with the Biden-Harris
administration’s America the Beautiful
initiative as well as the BIL and IRA
which provide the Department with
historic resilience and restoration
investments, include expanding
opportunities for outdoor recreation,
such as hunting and fishing, for all
Americans; enhancing conservation
stewardship; and improving the
management of species and their
habitat. In a priority effort to advance
these goals, the BLM published a
proposed rule on April 3, 2023 (88 FR
19583), ‘‘Conservation and Landscape
Health (1004–AE92),’’ to advance the
bureaus’ mission to manage the public
lands for multiple use and sustained
yield by prioritizing the health and
resilience of ecosystems across those
lands. To ensure that health and
resilience, the proposed rule provides
that the BLM will protect intact
landscapes, restore degraded habitat,
and make informed management
decisions based on science and data.
Through this regulatory plan, the
Department affirms the importance of
the ESA on the 50th anniversary of its
passage in providing a broad and
flexible framework to facilitate
conservation with a variety of
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
stakeholders. The Department, through
FWS, is committed to working with
diverse Federal, Tribal, State, and
industry partners not only to protect
and recover America’s imperiled
wildlife, but to ensure the ESA is
helping meet 21st century challenges.
In FY 2023, FWS published numerous
proposed and final rules to continue
improving implementation of the ESA
so that it is clearly and consistently
applied, helps recover listed species,
and provides the maximum degree of
certainty possible to all parties.
Consistent with the steadfast
commitment to allowing access to our
National Wildlife Refuges (NWRs) and
continued efforts to provide hunting
and fishing opportunities, the FWS
opened, for the first time, two NWRs
that had been closed to hunting and
sport fishing. In addition, FWS opened
or expanded hunting or sport fishing at
16 NWRs and added pertinent stationspecific regulations for other NWRs that
pertain to migratory game bird hunting,
upland game hunting, big game hunting,
or sport fishing for the 2022–2023
season. The FWS also changed existing
station-specific regulations to reduce
regulatory burden on the public and
increase access for hunters and anglers
on FWS lands and waters. FWS
published a proposed rule on June 23,
2023 (88 FR 41058), ‘‘National Wildlife
Refuge System; 2023–2024 StationSpecific Hunting and Sport Fishing
Regulations,’’ that would expand
hunting opportunities on three NWRs.
Per section 2 of E.O. 13990 and the
‘‘Fact Sheet: List of Agency Actions for
Review,’’ the Departments of Commerce
and the Interior (Departments) initiated
a review of the August 27, 2019, final
rules, ‘‘Endangered and Threatened
Wildlife and Plants; Regulations for
Listing Endangered and Threatened
Species and Designating Critical
Habitat,’’ (1018–BF95) (84 FR 45020)
that revised the regulations for adding
and removing species from the Lists of
Endangered and Threatened Wildlife
and Plants and the procedures for
designating critical habitat as well as
‘‘Endangered and Threatened Wildlife
and Plants; Regulations for Interagency
Cooperation,’’ (1018–BC87) (84 FR
44976) that revised portions of the
regulations that implement section 7 of
the ESA, as amended. In addition, the
U.S. Fish and Wildlife Service initiated
a review of the August 27, 2019, final
rule ‘‘Endangered and Threatened
Wildlife and Plants; Regulations for
Prohibition to Threatened Wildlife and
Plants,’’ (1018–BC97) (84 FR 44753) that
removed default protections for
threatened species under section 4 of
the ESA. On July 5, 2022, the 2019 rules
PO 00000
Frm 00112
Fmt 4701
Sfmt 4702
were vacated and remanded by the U.S.
District Court for the Northern District
of California.
In response to the court order, the
Departments proposed a new
rulemaking for FY 2023, ‘‘Endangered
and Threatened Wildlife and Plants;
Listing and Designating Critical
Habitat,’’ which published on June 22,
2023 (88 FR, 40764); ‘‘Endangered and
Threatened Wildlife and Plants;
Revision of Regulations for Interagency
Cooperation’’ (1018–BF96), which
published on June 22, 2023 (88 FR
40753); and ‘‘Endangered and
Threatened Wildlife and Plants;
Regulations Pertaining to Endangered
and Threatened Wildlife and Plants’’
(1018–BF88), which published on June
22, 2023 (88 FR 40753). The
Departments will work to finalize these
rules in 2024.
Under section 4(d) of the Endangered
Species Act (ESA), FWS plans to
promulgate several species-specific
rules to protect threatened species. Of
particular note, the FWS issued a
proposed rule on November 17, 2022,
(87 FR 68975) that would revise the rule
for the African elephant (Loxodonta
africana) promulgated under section
4(d) of the ESA (1018–BG66). The
proposed rule intends to increase
domestic protection for African
elephants in light of the recent rise in
global trade of live African elephants
from range countries by establishing
ESA permit requirements and
enhancement standards for trade in live
African elephants. This rulemaking
action would also clarify the existing
enhancement requirement during our
evaluation of the application for a
permit to import African elephant sporthunted trophies and incorporate a
Party’s designation under the
Convention on International Trade in
Endangered Species of Wild Fauna and
Flora (CITES) National Legislation
Project into the decision-making process
for the import of live African elephants,
African elephant sport-hunted trophies,
and African elephant parts and products
other than ivory. The Department
expects to publish a final rule titled
‘‘Revision to the Section 4(d) Rule for
the African Elephant’’ in January 2024.
The NPS is also pursuing several
regulatory actions under the
Department’s direction and in
accordance with these goals. These
regulatory actions would authorize
recreational activities, such as off-road
vehicle use, motorized vessels, and
bicycling, within appropriate,
designated areas of certain National
Park System units. These regulations
would promote appropriate visitor use
while supporting long-term preservation
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
of park resources and quality visitor
experiences.
Promoting Equitable and Meaningful
Participation in the Regulatory Process
In accordance with E.O. 14094,
‘‘Modernizing Regulatory Review,’’ and
the OMB Memorandum ‘‘Broadening
Public Participation and Community
Engagement in the Regulatory Process’’
(July 19, 2023), the Department is
committed to informing their regulatory
actions through meaningful and
equitable opportunities for public input
by a range of interested or affected
parties, including underserved
communities.
For example, to inform the
development of and increase awareness
of the proposed rulemaking for Carbon
Sequestration on the OCS (RIN 1082–
AA04), BOEM and BSEE coordinated an
extensive outreach strategy to facilitate
discussions with representatives from
the U.S. interagency, foreign counterpart
agencies, Tribal Nations, state agencies,
industry, academia, non-governmental
organizations, environmental justice
groups, labor organizations, and
international organizations.
The goals of the outreach strategy
were to (1) Facilitate the Bureaus’ access
to information and perspectives related
to offshore carbon sequestration in
support of developing a robust and
effective rule in a timely manner, and
(2) foster relationships with a range of
stakeholders that could provide value to
the bureaus well beyond the rulemaking
effort. The bureaus began implementing
the outreach strategy in November 2021,
that includes the identification of
representatives from each category
listed above, introductory and follow-up
written exchanges, coordination of
listening sessions and informational
sharing meetings, and initiation of
government-to-government engagements
with Tribal Nations.
In another example, on June 22, 2023,
the FWS and the National Oceanic and
Atmospheric Administration’s National
Marine Fisheries Service (NMFS),
together the ‘‘Services,’’ proposed two
rules to improve and strengthen
implementation of the Endangered
Species Act (ESA) (RINs 1018–BF95 and
1018–BF96; 88 FR 40764 and 88 FR
40753), and FWS published a separate
but related action (RIN 1018–BF88; 88
FR 40742). In accordance with E.O.
13990 (Protecting Public Health and the
Environment and Restoring Science To
Tackle the Climate Crisis), these rules
will ensure the ESA effectively
addresses 21st century conservation
challenges, such as climate change.
The Services made a concerted effort
to engage with the public to inform
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
these rules. With publication of the
proposed rules, the Services issued a
news release with a link to a website
with additional information about the
rules as well as a recording of an
informational webinar. Additionally, in
coordination with Federal and State
agency association partners we reached
out via direct email to hundreds of
stakeholders with specific registration
instructions for virtual information
sessions. The Services subsequently
delivered a series of six live virtual
informational sessions to Federal
agencies, State agencies, federally
recognized Tribes, Native Hawaiian
community leaders, non-governmental
organizations and conservation partners,
and industry groups. In total, more than
500 people attended the 6 information
sessions. Frequently asked questions
and a recording of the presentation can
be viewed on the website https://
fws.gov/project/endangered-species-actregulation-revisions.
The BLM published a proposed rule,
‘‘Conservation and Landscape Health,’’
on April 3, 2023, (1004–AE92, 88 FR
19583) that provides tools for the BLM
to improve the resilience of public lands
in the face of a changing climate;
conserve important wildlife habitat and
intact landscapes; plan for development;
and better recognize unique cultural and
natural resources on public lands. The
proposed rule directly responds to the
growing need to better manage public
lands, waters, and wildlife in the face of
devastating wildfires, historic droughts,
and severe storms that communities are
experiencing across the West, as well as
to deepen BLM’s collaborative work
with communities, States and Tribes to
support responsible development of
critical minerals, energy and other
resources. The BLM held two virtual
and three in-person meetings to provide
detailed information about the proposal.
Members of the public had an
opportunity to ask questions that
facilitate a deeper understanding of the
proposal. BLM also created a separate
web page detailing specific details on
the rule: Public Lands Rule | Bureau of
Land Management (blm.gov).
Bureaus and Offices Within the
Department of the Interior
The following is an overview of some
of the major regulatory and deregulatory
priorities of the Department’s Bureaus
and Offices.
Bureau of Indian Affairs
The BIA enhances the quality of life,
promotes economic opportunity, and
protects and improves the trust assets of
approximately 1.9 million American
Indians, Indian Tribes, and Alaska
PO 00000
Frm 00113
Fmt 4701
Sfmt 4702
9403
Natives. The BIA maintains a
government-to-government relationship
with the 574 Federally Recognized
Indian Tribes. The BIA also administers
and manages 55 million acres of surface
land and 57 million acres of subsurface
minerals held in trust by the United
States for American Indians and Indian
Tribes.
Regulatory and Deregulatory Actions
In the coming year, BIA will prioritize
the following rulemakings:
Procedures for Federal
Acknowledgment of Indian Tribes
(1076–AF67)
This proposed rule would respond to
recent Federal court decisions holding
that the Department did not adequately
explain its regulations prohibiting
previously denied petitioners for
Federal acknowledgment from
petitioning again. The Department
sought Tribal government input through
communication under Executive Order
13175 criteria and the Department’s
consultation policy on meaningful
communication and collaboration with
tribal officials. The Department held
Consultation sessions with federally
recognized Indian Tribes and a listening
session for present, former, and
prospective petitioners.
Appeals From Administrative Actions
(1076–AF64)
The proposed rule published on
December 1, 2022 (87 FR 73688). This
final rule will clarify the processes for
appeals of actions taken by officials in
the Office of the Assistant Secretary—
Indian Affairs, BIA, Bureau of Indian
Education, and Office of the Special
Trustee for American Indians
(collectively, Indian Affairs). The rule
advances the purposes of E.O. 14058 to
effectively reduce administrative
burdens, simplify both public-facing
and internal processes to improve
efficiency, and empower the Federal
workforce to solve problems. The rule
streamlines the process for appeals of
Tribal government representative
decisions, to ensure the continued
government-to-government relations
with the appropriate Tribal leadership is
not unduly interrupted. The Department
received Tribal government input
through two consultation sessions
(February 17, 2022, and February 22,
2022) held under Executive Order 13175
criteria and the Department’s policy on
meaningful communication and
collaboration with Tribal officials.
E:\FR\FM\09FEP2.SGM
09FEP2
9404
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Mining of the Osage Mineral Estate for
Oil and Gas (1076–AF59)
The proposed rule published on
January 13, 2023 (88 FR 2430). This
final rule will revise the regulations in
25 CFR part 226 to strengthen the BIA’s
management of the Osage Mineral Estate
and improve accounting and production
measurement standards; offer
consistency in production valuation;
address inadequate bonding; support
the implementation of electronic
reporting systems; enhance
accountability; clarify lessees’
obligations; prevent waste; promote safe
and environmentally sound operations;
and protect resource values. The
Department received Tribal government
input through consultation sessions
held pursuant to Executive Order 13175
criteria and the Department’s policy on
meaningful communication and
collaboration with Tribal officials.
input through consultations and
listening sessions held under Executive
Order 13175 criteria and the
Department’s policy on meaningful
communication and collaboration with
Tribal officials.
Land Acquisitions (1076–AF71)
The proposed rule published on
December 5, 2022 (87 FR 74334). This
final rule will advance the purposes of
E.O. 13985 and address the
Department’s jurisdiction to acquire
land in trust for certain Tribes,
streamline acquisitions on existing
reservations, clarify Tribal jurisdiction,
and promote Tribal conservation of
lands. The Department received Tribal
government input through consultations
and listening sessions held under
Executive Order 13175 criteria and the
Department’s policy on meaningful
communication and collaboration with
Tribal officials.
Bureau of Land Management
The BLM manages more than 245
million acres of public land, known as
the National System of Public Lands,
primarily located in 12 Western States,
including Alaska. The BLM also
administers 700 million acres of subsurface mineral estate throughout the
Nation. The agency’s mission is to
sustain the health, diversity, and
productivity of America’s public lands
for the use and enjoyment of present
and future generations.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Class III Tribal State Gaming Compact
Process (1076–AF68)
The proposed rule published on
December 6, 2022 (87 FR 74916). This
final rule will provide States and Tribes
with a better understanding of how the
Department reviews their compacts by
codifying longstanding Departmental
policy and interpretations of existing
case law. The Department received
Tribal government input through
consultations and listening sessions
held under Executive Order 13175
criteria and the Department’s policy on
meaningful communication and
collaboration with Tribal officials.
Agricultural Leasing of Indian Land
(1076–AF66)
This proposed rule would update
provisions addressing leasing of trust or
restricted land (Indian land) for
agricultural purposes to reflect updates
that have been made to business and
residential leasing provisions and
address outdated provisions. The
Department received Tribal government
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Indian Arts and Crafts (1076–AF69)
This proposed rule would modernize
the Indian Arts and Crafts Board
regulations to better meet the objectives
of the Indian Arts and Crafts Act to
promote the economic welfare of the
Indian Tribes and Indian individuals
through the development of Indian arts
and crafts and the expansion of the
market for the products of Indian art
and craftsmanship. The Department is
seeking Tribal government input
through communication under
Executive Order 13175 criteria and the
Department’s policy on meaningful
collaboration with Tribal officials.
Regulatory and Deregulatory Actions
In the coming year, the BLM will
prioritize the following rulemaking
actions and highlight its efforts under
E.O. 14094:
Update of the Communications Uses
Program, Right-of-Way Cost Recovery
Fee Schedules and Section 512 of
FLPMA for Rights-of-Way (1004–AE60)
The BLM published its proposed rule
on November 7, 2022 (87 FR 67306).
This final rule will streamline and
improve efficiencies in the
communications uses program, update
the cost recovery fee schedules for ROW
work activities, and include provisions
governing the development and
approval of operating plans and
agreements for ROWs for electric
transmission and distribution facilities.
Communications uses, such as
broadband, are a subset of ROW
activities authorized under FLPMA, as
amended. Cost recovery fees apply to
most ROW activities authorized under
either FLPMA or the Mineral Leasing
Act of 1920, as amended. This proposed
rule would also implement vegetation
management requirements included in
the Consolidated Appropriations Act,
PO 00000
Frm 00114
Fmt 4701
Sfmt 4702
2018 (codified at 43 U.S.C. 1772) to
address fire risk from and to powerline
ROWs on public lands and national
forests. The regulatory amendments
would also codify statutory
requirements regarding review and
approval of utilities maintenance plans,
liability limitations, and definitions of
hazard trees and emergency conditions.
The proposed rule was highlighted on
the BLM’s website with links to
comment options, FAQs, and direct
links to the rule. We plan to do the same
for the final rule.
Rights-of-Way, Leasing and Operations
for Renewable Energy (1004–AE78)
The BLM published this proposed
rule on June 16, 2023 (88 FR 39726).
This final rule will revise BLM’s
regulations for ROWs, leasing, and
operations related to all activities
associated with renewable energy. The
Energy Act of 2020 and E.O. 14008
prioritize the Department’s need to
improve permitting activities and
processes to facilitate increased
renewable energy production on public
lands. BLM held three virtual
informational meetings over the course
of the comment period. Additionally,
the rule was highlighted on the BLM’s
website with links to comment options,
FAQs, and direct links to the rule.
Waste Prevention, Production Subject to
Royalties, and Resource Conservation
(1004–AE79)
This proposed rule published on
November 30, 2022 (87 FR 73588). The
final rule will update BLM’s regulations
governing the waste of natural gas
through venting, flaring, and leaks on
onshore Federal and Indian oil and gas
leases. The proposed rule would
address the priorities associated with
E.O. 14008. The proposed rule was
highlighted on the BLM’s website with
links to comment options, FAQs, and
direct links to the rule. We plan to do
the same for the final rule.
Fluid Mineral Leases and Leasing
Process (1004–AE80)
This proposed rule published on July
24, 2023 (88 FR 47562). This final rule
will revise BLM’s oil and gas regulations
to update the fees, rents, royalties, and
bonding requirements related to oil and
gas leasing, development, and
production. The final rule will also
update BLM’s process for leasing to
ensure the protection and proper
stewardship of the public lands,
including potential climate and other
impacts associated with oil and gas
activities. This rule will implement
provisions of the IRA regarding oil and
gas resources on public lands. BLM will
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
hold five informational meetings (Two
virtual, three in-person) over the course
of the comment period. Additionally,
the rule was highlighted on the BLM’s
website with links to comment options,
FAQs, and direct links to the rule. We
plan to do the same for the final rule.
Closure and Restriction Orders (1004–
AE89)
This proposed rule would help BLM
to better protect persons, property, and
public lands and resources by allowing
the agency to close or restrict the use of
public lands in a timelier manner. The
rule would also make BLM’s regulations
more consistent with other Federal land
management agencies’ closure and
restriction authorities. The proposed
rule was highlighted on the BLM’s
website with links to comment options,
FAQs, and direct links to the rule. We
plan to do the same for the final rule.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Conservation and Landscape Health
(1004–AE92)
On April 3, 2023, the BLM published
a proposed rule (88 FR 19583) to clarify
and support the principles of multiple
use and sustained yield in the
management of the public lands
pursuant to FLPMA and other relevant
authorities. This final rule will provide
an overarching framework governing
multiple resource areas to ensure land
health and sustained yield. This rule
affirms the important role of restoration
and conservation actions in building
and maintaining sustainable land
management practices to ensure healthy
and productive ecosystems for current
and future generations. BLM held five
informational meetings (Two virtual,
three in-person) over the course of the
comment period. Additionally, the rule
was highlighted on the BLM’s website
with links to comment options, FAQs,
and direct links to the rule.
Management and Protection of the
National Petroleum Reserve in Alaska
(1004–AE95)
This final rule will assure maximum
protection of Special Areas in the NPR–
A pursuant to and consistent with the
provisions of the Naval Petroleum
Reserves Production Act of 1976 (90
Stat. 303; 42 U.S.C. 6501 et seq.), Alaska
National Interest Lands Conservation
Act, and other applicable authorities.
On September 8, 2023, the BLM
published the proposed rule
‘‘Management and Protection of the
National Petroleum Reserve in Alaska’’
(88 FR 62025). The proposed rule was
highlighted on the BLM’s website with
links to comment options, FAQs, and
direct links to the rule. Additionally, a
number of listening sessions will occur.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Bureau of Ocean Energy Management
The mission of BOEM is to manage
development of U.S. OCS energy and
mineral resources in an environmentally
and economically responsible way. In
accordance with its statutory mandate
under Outer Continental Shelf Lands
Act (OCSLA), BOEM is committed to
implementing its dual mission of
promoting the expeditious and orderly
development of the Nation’s energy
resources while simultaneously
protecting the marine, human, and
coastal environment of the OCS State
submerged lands and the coastal
communities. Consistent with the policy
outlined by the Biden-Harris
administration in E.O. 14008, BOEM is
reevaluating its programs related to the
offshore development of energy and
mineral resources. The BOEM is
working with the Department to review
options for expanding renewable energy
production while evaluating alternatives
to better protect the lands, waters, and
biodiversity of species located within
the U.S. exclusive economic zone.
Regulatory and Deregulatory Actions
In the coming year, BOEM will
prioritize the following rulemaking
actions:
Renewable Energy Modernization Rule
(1010–AE04)
On January 30, 2023, the BOEM
proposed the Renewable Energy
Modernization Rule (88 FR 5968). As
proposed, the rule would facilitate
development of offshore renewable
energy and promotes U.S. energy
independence in a safe and
environmentally sound manner that
provides a fair return to U.S. taxpayers.
This proposed rule contains reforms
identified by BOEM and recommended
by industry, including proposals for
incremental funding of
decommissioning accounts; more
flexible geophysical and geotechnical
survey submission requirements;
streamlined approval of meteorological
buoys; revised project verification
procedures; and greater clarity regarding
safety requirements.
Risk Management and Financial
Assurance for OCS Lease and Grant
Obligations (1010–AE14)
The BOEM has reconsidered the
financial assurance policies expressed
in the joint proposed rule (85 FR 65904)
issued with BSEE (1082–AA02) and has
determined that it would be appropriate
to issue a new rule that will better
protect the American taxpayers from
shouldering liability for the
decommissioning of offshore oil and gas
facilities. On June 29, 2023, the BOEM
PO 00000
Frm 00115
Fmt 4701
Sfmt 4702
9405
published the Risk Management and
Financial Assurance for OCS Lease and
Grant Obligations (88 FR 42136), which
proposed provisions that would ensure
that facilities no longer needed for oil or
gas exploration or development are shut
down in a safe and environmentally
responsible manner. The rule will
modify the evaluation criteria for
determining whether oil, gas and sulfur
lessees, right-of-use and easement grant
holders, and pipeline ROW grant
holders may be required to provide
bonds or other financial assurance,
above the regulatorily prescribed
amounts for base bonds, to ensure
compliance with their OCS obligations.
Carbon Sequestration (1082–AA04)
In accordance with the BIL, BOEM
and BSEE are working to jointly propose
regulations governing carbon
transportation and geologic
sequestration aspects of a development,
including leasing; siting of storage
reservoirs; environmental plans and
mitigations; facility and infrastructure
design and installation; injection
operations; monitoring; incident
response; financial assurance; and
safety.
Protection of Marine Archaeological
Resources (1010–AE11)
On February 15, 2023, BOEM
published a proposed rule (88 FR 9797)
that would revise when lessees and
operators would need to conduct
archaeological surveys. The proposal
put forward provisions that clarify when
operators would submit an
archaeological report with their
applications and clarify the source and
extent of the data utilized.
Fitness To Operate Standards for Oil
and Gas Operators and Lessees on the
Outer Continental Shelf (1010–AE21)
This proposed rule would enhance
the Secretary’s stewardship over the
OCS and offshore waters by providing
regulations governing the
disqualification of operators that have
poor environmental or safety
performance records. If not properly
maintained and operated, oil and gas
operations can cause significant safety
hazards and environmental harm and
prevent other beneficial uses of the OCS
(such as fishing and future resource
development). Additionally, these safety
and environmental issues potentially
place American taxpayers at risk to
cover future cleanup costs.
Bureau of Safety and Environmental
Enforcement
The BSEE’s mission is to promote
safety, protect the environment, and
E:\FR\FM\09FEP2.SGM
09FEP2
9406
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
conserve resources offshore through
vigorous regulatory oversight and
enforcement. The BSEE is the lead
Federal agency charged with improving
safety and ensuring environmental
protection related to conventional and
renewable energy activities on the U.S.
OCS.
Regulatory and Deregulatory Actions
In the coming year, BSEE will
prioritize the following rulemaking
actions:
Oil-Spill Response Requirements for
Facilities Located Seaward of the Coast
Line Proposed Rule (1014–AA44)
The oil spill response requirements
regulations found in 30 CFR part 254
were last updated over 20 years ago (62
FR 13996, Mar. 25, 1997). This proposed
rule would update existing regulations
to incorporate the latest advancements
in spill response and preparedness
policies and technologies, as well as
lessons learned and recommendations
from reports related to the Deepwater
Horizon explosion and subsequent oil
spill.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Revisions to Subpart J—Pipelines and
Pipeline Rights-of-Way Proposed Rule
(1014–AA45)
This proposed rule would revise
specific provisions of the current
pipelines and pipeline ROW regulations
under 30 CFR 250 subpart J to align
with current technology and state-ofthe-art safety equipment and
procedures, primarily through the
incorporation of industry standards.
Outer Continental Shelf Lands Act;
Operating in High-Pressure and/or HighTemperature (HPHT) Environments
(1014–AA49)
Currently, BSEE has no regulations
specific to high pressure and/or high
temperature (HPHT) projects, requiring
it to issue multiple guidance documents
clarifying the specific HPHT
information prospective operators
should submit to BSEE to support the
Bureau’s programmatic reviews and
approvals of such projects. This final
rule will formally codify BSEE’s existing
process for reviewing and approving
projects in HPHT environments. BSEE
published this proposed rule on May 16,
2022 (87 FR 29790).
Oil and Gas and Sulfur Operations in
the Outer Continental Shelf-Blowout
Preventer Systems and Well Control
Revisions (RIN 1014–AA52)
This final rule will revise BSEE
regulations published in the 2019 final
rule ‘‘Oil and Gas and Sulfur Operations
in the Outer Continental Shelf Blowout
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Preventer Systems and Well Control
Revisions,’’ 84 FR 21908 (May 15, 2019),
for drilling, workover, completion, and
decommissioning operations. BSEE
published the proposed rule on
September 14, 2022 (87 FR 56354).
Revisions to Decommissioning
Requirements on the OCS (1014–AA53)
This proposed rule would address
issues relating to: (1) Idle iron by adding
a definition of this term to clarify that
it applies to idle wells and structures on
active leases; (2) abandonment in place
of subsea infrastructure by adding
regulations addressing when BSEE may
approve decommissioning-in-place
instead of removal of certain subsea
equipment; and (3) other operational
considerations.
Office of the Chief Information Officer
The Office of the Chief Information
Officer (OCIO) provides leadership to
the Department and its Bureaus in all
areas of information management and
technology (IT). To successfully serve
the Department’s multiple missions, the
OCIO applies modern IT tools,
approaches, systems, and products.
Effective and innovative use of
technology and information resources
enables transparency and accessibility
of information and services to the
public.
In 2023, OCIO finalized the following
rule:
Personnel Security Files System of
Records (1090–AB16)
This final rule was published on
February 21, 2023 (88 FR 10479) and
revised the Department’s Privacy Act
regulations at 43 CFR 2.254 to claim
exemptions for certain records in the
INTERIOR/DOI–45, Personnel Security
Files, system of records from one or
more provisions of the Privacy Act of
1974 pursuant to 5 U.S.C. 552a(k),
because of criminal, civil, and
administrative law enforcement
requirements.
For the coming year, OCIO will
prioritize the following rules:
Network Security System of Records
(1090–AB14)
This proposed rule would revise the
Department’s Privacy Act regulations at
43 CFR 2.254 to claim exemptions for
certain records in the INTERIOR DOI–
49, Network Security, system of records
from one or more provisions of the
Privacy Act of 1974 pursuant to 5 U.S.C
552a(j) and (k), because of criminal,
civil, and administrative law
enforcement requirements.
PO 00000
Frm 00116
Fmt 4701
Sfmt 4702
Investigative Records System of Records
(1090–AB27)
A proposed rule was published on
July 13, 2023 (88 FR 44748). The final
rule would revise the Department’s
Privacy Act regulations at 43 CFR 2.254
to claim exemptions for certain records
in the INTERIOR/OIG–02, Investigative
Records, system of records from one or
more provisions of the Privacy Act of
1974 pursuant to 5 U.S.C. 552a(k),
because of criminal, civil or
administrative law enforcement
requirements.
DOI Law Enforcement Records
Management System (LERMS) System of
Records (1090–AB28)
This proposed rule would revise the
Department’s Privacy Act regulations at
43 CFR 2.254 to claim exemptions for
certain records in the INTERIOR/DOI–
10, DOI Law Enforcement Records
Management System (LERMS), system
of records from one or more provisions
of the Privacy Act of 1974 pursuant to
5 U.S.C. 552a(k), because of criminal,
civil or administrative law enforcement
requirements.
Office of Acquisition and Property
Management
The Office of Acquisition and
Property Management (PAM)
coordinates Department-wide
implementation of Federal policy and
regulations for acquisition; and real,
personal, and museum property. The
PAM also directs activities in other
essential areas including motor vehicle
fleet management, space management,
energy efficiency, water conservation,
renewable energy programs, and capital
planning for real and personal property
assets.
For the coming year, PAM will
prioritize the following rules:
Department of the Interior Acquisition
Regulation, Governance Titles (1090–
AB25)
The PAM proposes changes to the
Department of the Interior Acquisition
Regulation to update its nomenclature
to align with recent changes to agency
procurement governance. The senior
GS–1102 contracting subject matter
expert in a Department Bureau or Office
would be designated as the Head of the
Contracting Activity (formerly
designated as the Bureau Procurement
Chief). The Senior Executive who is
accountable for the contracting activity
would be designated as the Bureau
Procurement Executive (this position
was formerly designated as the Head of
the Contracting Activity). These
amendments would enable acquisition
programs to more efficiently meet the
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Department’s mission needs and comply
with all applicable law and regulations.
Office of Hearings and Appeals
The Office of Hearings and Appeals
(OHA) exercises the delegated authority
of the Secretary to conduct hearings and
decide appeals from decisions made by
the Bureaus and Offices of the
Department. The OHA provides an
impartial forum for parties who are
affected by the decisions of the
Department’s Bureaus and Offices to
obtain independent review of those
decisions. The OHA also handles the
probating of Indian trust estates,
ensuring that individual Indian interests
in allotted lands, their proceeds, and
other trust assets are conveyed to the
decedents’ rightful heirs and
beneficiaries.
For the coming year, OHA will
prioritize the following rule:
Office of Hearings and Appeals (OHA)
Rule (1094–AA57)
This proposed rule will update
outdated provisions, make process
improvements, and provide a more
modernized hearings and appeals
process for proceedings before OHA.
This is a comprehensive proposal to
provide a more efficient process for
OHA and the parties who appear before
it, including external stakeholders and
Departmental bureaus. The rule will
build upon the Direct Final Rule to
incorporate a new electronic filing and
docket management system into OHA’s
processes and will update a number of
other procedural rules. Included in this
proposed rule are comprehensive
changes to special rules for the Interior
Board of Land Appeals, Departmental
Cases Hearings Division, and the
Director’s office. Other provisions
address specific needs of the Interior
Board of Indian Appeals and the Probate
Hearings Division. OHA conducted
informal outreach and plans to hold
Tribal consultation sessions.
In 2023, OHA finalized the following
rules:
ddrumheller on DSK120RN23PROD with PROPOSALS2
Practices Before the Department of
Interior (1094–AA56)
On March 16, 2023, OHA’s Final Rule
became effective to amend existing
regulations to update office addresses
for hearings and appeals purposes, to
allow the OHA Director to issue interim
orders in emergency circumstances, and
to allow the OHA Director to issue
standing orders to improve OHA’s
service to the public and the parties by
modernizing its processes.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Technical Corrections to Updates to
American Indian Probate Regulations
(1094–AA55)
On June 20, 2023 (88 FR 39768), OHA
published correcting amendments in a
final rule to update the regulations
governing probate of property that the
United States holds in trust or restricted
status for American Indians.
Office of Natural Resources Revenue
The Office of Natural Resources
Revenue (ONRR) is responsible for
collecting, accounting for, and
disbursing revenues from Federal and
Indian energy and mineral leases. The
ONRR operates nationwide and is
primarily responsible for the timely and
accurate collection, distribution, and
accounting of revenues associated with
mineral and energy production.
In 2023, ONRR completed the
following rules:
Partial Repeal of Consolidated Federal
Oil & Gas and Federal & Indian Coal
Reform Final Rule (1012–AA34)
On July 21, 2023, ONRR reissued
certain regulations for the valuation of
Federal and Indian coal to implement a
court order that vacates the coal
valuation portions of a 2016 rule. These
republished regulations implement the
court’s order by recodifying the
regulations that were in effect prior to
the vacated 2016 rule.
In the coming year, ONRR will
prioritize the following rulemaking
actions:
ONRR Designation Form for Payment
Responsibility (1012–AA33)
This proposed rule would amend
ONRR’s regulations and revise its form
for designating a designee for a Federal
oil and gas lease. This action would
open a 60-day comment period to allow
interested parties to comment on the
proposed rule and its information
collection requirements.
Office of Restoration and Damage
Assessment (ORDA)
ORDA oversees the Department’s
Natural Resource Damage Assessment
and Restoration (NRDAR) Program
whose mission is to restore natural
resources injured as a result of oil spills
or hazardous substance releases into the
environment. In partnership with
affected state, tribal and Federal trustee
agencies, damage assessments are
conducted which are the first step
toward resource restoration and used to
provide the basis for determining
restoration needs that address the
public’s loss and use of natural
resources. Once the damages are
assessed, legal settlements are
PO 00000
Frm 00117
Fmt 4701
Sfmt 4702
9407
negotiated, or legal actions are taken
against the responsible parties for the
spill or release. Funds from these
settlements are then used to restore the
injured resources.
Natural Resource Damages for
Hazardous Substances—RIN (1090–
AB26)
In January 2023, ORDA issued an
Advanced Notice of Proposed
Rulemaking (ANPRM) to revise part of
the CERCLA NRDAR Regulations Type
A procedures. These procedures allow
trustees to use a standardized and
simplified methodology for performing
Injury Determination, Quantification
and Damage Determination that requires
minimal field observation. Current Type
A procedures are limited to certain
environments when claims are less than
$100,000 and are based on outdated
computer models and software with
extremely limited current utility.
Revisions would account for modeling
advances for different environments and
to provide methodologies that are not
technology specific and could be used
into the future without additional
revisions. Public comments were
received on this ANPRM in March 2023.
Based on the comments received, ORDA
is proceeding to issue a Notice of
Proposed Rulemaking (NPRM) this fall.
In the upcoming year, ORDA will
review the public comments received on
the NPRM and then utilizing those
comments, will issue a final rule
revising the Type A procedures which
are part of the CERCLA NRDAR
Regulations.
Office of Surface Mining Reclamation
and Enforcement
The Office of Surface Mining
Reclamation and Enforcement (OSMRE)
was created by the Surface Mining
Control and Reclamation Act of 1977
(SMCRA). The OSMRE works with
States and Tribes to ensure that citizens
and the environment are protected
during coal mining and that the land is
restored to beneficial use when mining
is finished. The OSMRE and its partners
are also responsible for reclaiming and
restoring lands and water degraded by
mining operations before 1977. The
OSMRE focuses on overseeing the State
programs and developing new tools to
help the States and Tribes get the job
done.
The OSMRE also works with colleges
and universities and other State and
Federal agencies to further the science
of reclaiming mined lands and
protecting the environment, including
initiatives to promote planting more
trees and restoring much-needed
wildlife habitat.
E:\FR\FM\09FEP2.SGM
09FEP2
9408
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
• Help foreign governments conserve
wildlife through international
conservation efforts; and
• Fulfill our Federal Tribal trust
responsibility.
Regulatory and Deregulatory Actions
For coming year, OSMRE will
prioritize the following regulatory
actions:
Ten Day Notices (1029–AC81)
The proposed rule published on April
25, 2023 (88 FR 24944). The rule will
amend the existing regulations about
when OSMRE sends ten-day notices to
State regulatory authorities regarding
possible SMCRA violations.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Emergency Preparedness for
Impoundments (1029–AC82)
This rule would incorporate certain
aspects of the Federal Guidelines for
Dam Safety (FGDS) into OSMRE’s
existing regulations. These regulations
relate to emergency preparedness for
impoundments and propose to
incorporate the FGDS Emergency Action
Plans (EAP) and After-Action Reports
(AAR). Also, OSMRE may add new
provisions to the regulations to align the
classification of impoundments with
industry and other Government agency
standards.
U.S. Fish and Wildlife Service
The mission of FWS is to work with
others to conserve, protect, and enhance
fish, wildlife, and plants and their
habitats for the continuing benefit of the
American people. FWS provides
opportunities for Americans to enjoy the
outdoors and our shared natural
heritage. FWS also promotes and
encourages the pursuit of recreational
activities such as hunting and fishing
and wildlife observation.
FWS manages a network of 568
NWRs, with at least 1 refuge in each
U.S. State and Territory, and with more
than 100 refuges close to major urban
centers. The Refuge System plays an
essential role in providing outdoor
recreation opportunities to the
American public with more than 67
million annual visits to refuges to hunt,
fish, observe or photograph wildlife, or
participate in environmental education
or interpretation.
The FWS fulfills its responsibilities
through a diverse array of programs that:
• Protect and recover endangered and
threatened species;
• Monitor and manage migratory
birds;
• Restore nationally significant
fisheries;
• Enforce Federal wildlife laws and
regulate international trade;
• Conserve and restore wildlife
habitat such as wetlands;
• Manage and distribute over a billion
dollars each year to States, Territories,
and Tribes for fish and wildlife
conservation;
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Regulations Under the Endangered
Species Act
FWS promulgated multiple regulatory
actions under the ESA in FY 2023 to
prevent the extinction of and facilitate
the recovery of both domestic and
foreign animal and plant species. These
rulemaking actions added species to,
removed species from, and reclassified
species on the Lists of Endangered and
Threatened Wildlife and Plants and
designated critical habitat for certain
listed species. FWS published these
rulemaking documents in accordance
with the National Listing Workplan. The
Workplan enables FWS to prioritize
workloads based on the needs of species
that are candidates for regulatory
actions under the ESA or those for
which FWS has received a petition for
rulemaking. The Workplan represents
the conservation priorities of FWS based
on its review of scientific information
and provides greater clarity and
predictability about the timing of listing
determinations to State wildlife
agencies, nonprofit organizations, and
other stakeholders and partners. The
goal is to encourage proactive
conservation so that Federal protections
are not needed in the first place.
In FY 2023, FWS published 23
proposed and 28 final rules to list
species, reclassify their status under the
ESA, or designate critical habitat; 3
proposed and 4 final rules to remove
species from the Lists; and 1 proposed
and 1 final rule to establish nonessential
experimental populations of listed
species under the ESA. FWS will
publish many more species-specific
rulemaking actions under the ESA in
FY2024, as described in multiple entries
in the Unified Agenda.
In addition, in FY 2023 FWS
completed numerous other rulemaking
actions, including these:
Endangered and Threatened Wildlife
and Plants; Designation of Experimental
Populations (1018–BF98)
On August 2, 2023, final rule (88 FR
42642, July 3, 2023) revised the
regulations concerning experimental
populations of endangered species and
threatened species under the
Endangered Species Act (ESA). The rule
removed language restricting the
introduction of experimental
populations to only the species’
‘‘historical range’’ to allow for the
introduction of populations into habitat
outside of their historical range. To
PO 00000
Frm 00118
Fmt 4701
Sfmt 4702
provide for the conservation of certain
species, establishing experimental
populations outside of their historical
range may be increasingly necessary and
appropriate if the habitat’s ability to
support one or more life-history stages
has been reduced due to threats such as
climate change or invasive species.
Regulations To Implement the Big Cat
Public Safety Act (1018–BH23)
On June 12, 2023, FWS amended the
implementing regulations for the
Captive Wildlife Safety Act by
incorporating the requirements of the
Big Cat Public Safety Act (BCPSA;
signed into law on December 20, 2022)
(88 FR 38358, June 12, 2023). To further
the conservation of certain wildlife
species (lions, tigers, leopards, snow
leopards, clouded leopards, jaguars,
cheetahs, and cougars, or any hybrids
thereof), the BCPSA made certain
activities with these species unlawful.
The BCPSA also required certain
entities or individuals to register each
such animal with the Service not later
than June 18, 2023, to continue to
possess these animals.
Regulatory and Deregulatory Actions for
FY 2024
In the coming year, FWS will
prioritize the following rulemaking
actions:
Permits for Incidental Take of Eagles
and Eagle Nests, Final Rule (1018–BE70)
On September 30, 2022, FWS
proposed revisions to regulations
authorizing the issuance of permits for
eagle incidental take and eagle nest take
(87 FR 59598). The purpose of these
revisions is to increase the efficiency
and effectiveness of permitting,
facilitate and improve compliance, and
increase the conservation benefit for
eagles. FWS proposed continuing to
authorize specific permits as well as
creating general permits for certain
activities under prescribed conditions:
qualifying wind-energy generation
projects, power line infrastructure,
activities that may disturb breeding bald
eagles, and bald eagle nest take.
During the public comment period,
FWS held four information sessions in
webinar format: two for members of
federally recognized Native American
Tribes and two for the general public.
The purpose of each of these sessions
was to provide the public with a general
understanding of the background for
this proposed rulemaking action,
activities it would cover, alternative
proposals under consideration, and the
draft environmental documents for the
proposed action.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Migratory Bird Permits; Authorizing the
Incidental Take of Migratory Birds,
Proposed Rule (1018–BF71)
Regulations Pertaining to Endangered
and Threatened Wildlife and Plants,
Final Rule (1018–BF88)
This proposed rulemaking action
would amend FWS regulations by
providing definitions to terms used in
the Migratory Bird Treaty Act, as
amended (MBTA). The proposed rule
would clarify that the MBTA’s
prohibitions on taking and killing
migratory birds includes foreseeable,
direct taking and killing that is
incidental to other activities. The
proposed rule would also establish
authorizations for otherwise prohibited
take of migratory birds.
On June 22, 2023, FWS proposed to
revise our regulations concerning
protections of endangered species and
threatened species under the ESA (88
FR 40742). We proposed to reinstate the
general application of the ‘‘blanket rule’’
option for protecting newly listed
threatened species pursuant to section
4(d) of the Act, with the continued
option to promulgate species-specific
rules. We also proposed to extend to
federally recognized Tribes certain
regulatory exceptions currently
provided to the employees or agents of
the Service and other Federal and State
agencies to aid, salvage, or dispose of
threatened species. We also requested
comments on an additional provision
that would extend to federally
recognized Tribes the exceptions to
prohibitions for threatened species that
the regulations currently provide to
employees or agents of the Service,
NMFS, and State agencies for take
associated with conservation-related
activities. See description above under
RIN 1018–BF95 for public engagement
efforts.
Regulations for Listing Endangered and
Threatened Species and Designating
Critical Habitat, Final Rule (1018–BF95)
On June 22, 2023, FWS and the
National Marine Fisheries Service
(NMFS) proposed to revise portions of
our regulations that implement section
4 of the ESA (88 FR 40764). The
proposed revisions clarify, interpret,
and implement portions of the ESA
concerning the procedures and criteria
used for listing, reclassifying, and
delisting species on the Lists of
Endangered and Threatened Wildlife
and Plants and designating critical
habitat.
After publication of this proposed
rule and the two discussed next (RINs
1018–BF96 and 1018–BF88), FWS
delivered a series of informational
sessions to stakeholders including
Federal agencies, State agencies,
federally recognized Tribes, Native
Hawaiian community leaders, nongovernmental organizations,
conservation partners, industry groups,
and Pacific Islander community leaders.
Frequently asked questions and a
recording of the presentation can be
viewed on the website https://fws.gov/
project/endangered-species-actregulation-revisions.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Endangered and Threatened Wildlife
and Plants; Interagency Cooperation,
Final Rule (1018–BF96)
On June 22, 2023, FWS and NMFS
proposed to amend portions of our
regulations that implement section 7 of
the ESA (88 FR 40753). The Services are
proposing these changes to further
clarify and improve the interagency
consultation processes, while
continuing to provide for the
conservation of listed species. See
description above under RIN 1018–BF95
for public engagement efforts.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Wildlife and Fisheries; Compensatory
Mitigation Mechanisms, Proposed Rule
(1018–BF63)
FWS will propose to establish
regulations covering objectives,
standards, and criteria for review and
approval of compensatory mitigation
programs and projects intended to
offset, or compensate for, unavoidable
impacts to federally listed, proposed, or
at-risk species and designated critical
habitat pursuant to the ESA. The
proposed rule will advance the
purposes of the ESA by promoting the
effective, consistent, transparent, and
predictable delivery of compensatory
mitigation.
Endangered Species Act Section 10
Regulations; Enhancement of Survival
and Incidental Take Permits, Final Rule
(1018–BF99)
On February 9, 2023, FWS proposed
to revise the regulations concerning the
issuance of enhancement of survival
and incidental take permits under the
ESA (88 FR 8380). The purposes were
to clarify the appropriate use of these
permit types; clarify our authority to
issue these permits for non-listed
species without also including a listed
species; simplify the requirements for
enhancement of survival permits by
combining safe harbor agreements and
candidate conservation agreements with
assurances into one agreement type; and
PO 00000
Frm 00119
Fmt 4701
Sfmt 4702
9409
include portions of our policies for safe
harbor agreements, candidate
conservation agreements with
assurances, and habitat conservation
plans in the regulations to reduce
uncertainty. The proposed regulatory
changes are intended to reduce costs
and time associated with developing the
application materials. We anticipate that
these improvements will encourage
more engagement in these voluntary
programs, thereby generating greater
conservation results overall.
The final rule will incorporate and
address public comments received in
response to the proposed rule and
informational webinars held with State
agencies and Tribal nations.
Establishment of a Nonessential
Experimental Population of Gray Wolf
in the State of Colorado, Final Rule
(1018–BG79)
On February 17, 2023, FWS proposed
to establish a nonessential experimental
population (NEP) of the gray wolf (Canis
lupus) in Colorado, under section 10(j)
of the ESA (88 FR 10258). Establishment
of this NEP will facilitate the State of
Colorado’s reintroduction of gray
wolves and provide for allowable legal
incidental taking of the gray wolf within
the NEP area. The best available data
indicate that reintroduction of the gray
wolf into Colorado is biologically
feasible and will promote the
conservation of the species.
FWS held four public information
meetings during a 60-day public
comment period. The final
determination will be based on
consideration of public comments and
peer review received in response to the
proposed rule.
Revision to the Section 4(d) Rule for the
African Elephant, Final Rule (1018–
BG66)
On November 17, 2022, FWS
proposed to revise the current
regulations for the African elephant
(Loxodonta africana) promulgated
under section 4(d) of the ESA (87 FR
68975). The purposes of this rulemaking
action are to: (1) Increase protection for
African elephants in response to the
recent rise in international trade of live
African elephants from range countries
by establishing ESA permit
requirements and enhancement
standards for trade in live African
elephants, (2) clarify the existing
enhancement requirement during our
evaluation of the application for a
permit to import African elephant sporthunted trophies, and (3) incorporate a
Party’s designation under the
Convention on International Trade in
Endangered Species of Wild Fauna and
E:\FR\FM\09FEP2.SGM
09FEP2
9410
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Flora (CITES) National Legislation
Project into the decision-making process
for the import of live African elephants,
African elephant sport-hunted trophies,
and African elephant parts and
products.
FWS conducted a virtual public
hearing on January 5, 2023. The virtual
public hearing was conducted in
multiple languages, and several foreign
countries expressed comments. The
comment period for the proposed rule
was extended due to comments
expressed during the virtual public
hearing. In addition to the public
hearing, the agency has conducted
several calls with foreign countries that
have a stake in the proposed
rulemaking.
Maintaining the Biological Integrity,
Diversity, and Environmental Health of
the National Wildlife Refuge System,
Proposed Rule (1018–BG78)
FWS will propose to promulgate
regulations directing the management of
the National Wildlife Refuge System
(NWRS) to promote the biological
integrity, diversity, and environmental
health of all lands and waters under the
jurisdiction of the NWRS. These
regulations would be based on language
in the National Wildlife Refuge System
Administration Act of 1966, as amended
by the National Wildlife Refuge System
Improvement Act of 1997, directing the
Service to ensure that the biological
integrity, diversity, and environmental
health of the System are maintained for
the benefit of present and future
generations of Americans.
ddrumheller on DSK120RN23PROD with PROPOSALS2
National Wildlife Refuge System;
Station-Specific Hunting and Sport
Fishing Regulations, 2023–24, Final
Rule (1018–BG71)
On June 23, 2023, FWS proposed to
make additions and revisions to stationspecific regulations and expand hunting
and sport fishing opportunities for the
2023–24 hunting and sport fishing
season (88 FR 41058). This action is part
of an annual update for the national
wildlife refuge system and the national
fish hatchery system that ensures
adequate public notice of openings and
changes. These changes and openings
enhance conservation stewardship and
outdoor recreation and improve the
management of game species and their
habitat. FWS operates hunting and sport
fishing programs on refuges to
implement congressional directives to
facilitate compatible priority wildlifedependent recreational opportunities.
Although hatcheries are not part of the
national wildlife refuge system, by
regulation, the administrative
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
provisions of refuge regulations are
applied to national fish hatchery areas.
FWS coordinated closely with the
Association of Fish and Wildlife
Agencies when developing the proposed
rule. FWS also engaged with
stakeholder groups through the Hunting
and Wildlife Conservation Council for
input on hunting and fishing programs
on FWS lands and waters.
National Park Service
The NPS preserves the natural and
cultural resources and values within
425 units of the National Park System
encompassing more than 85 million
acres of lands and waters for the
enjoyment, education, and inspiration
of this and future generations. The NPS
also cooperates with partners to extend
the benefits of resource conservation
and outdoor recreation throughout the
United States and the world.
Regulatory and Deregulatory Actions
In 2023, NPS completed the following
rulemakings:
Mount Rainier National Park; Fishing
(1024–AE66)
This final rule which published on
January 20, 2023 (88 FR 3659), removed
from the Code of Federal Regulations
special fishing regulations for Mount
Rainier National Park, including those
that restrict the take of nonnative
species. Instead, the National Park
Service will publish closures and
restrictions related to fishing in the
Superintendent’s Compendium for the
park. This action helps implement a
2018 Fish Management Plan that aims to
conserve native fish populations and
restore aquatic ecosystems by reducing
or eliminating nonnative fish.
In the coming year, NPS will
prioritize the following rulemaking
actions:
Native American Graves Protection and
Repatriation Act Systematic Process for
Disposition and Repatriation of Native
American Human Remains, Funerary
Objects, Sacred Objects, and Objects of
Cultural Patrimony (1024–AE19)
This final rule will revise the
NAGPRA implementing regulations. On
October 18, 2022, the NPS published the
proposed rule ‘‘Native American Graves
Protection and Repatriation Act
Systematic Process for Disposition and
Repatriation of Native American Human
Remains, Funerary Objects, Sacred
Objects, and Objects of Cultural
Patrimony,’’ (87 FR 63202). This rule
eliminates ambiguities, corrects
inaccuracies, simplifies excessively
burdensome and complicated
requirements, clarifies timelines, and
PO 00000
Frm 00120
Fmt 4701
Sfmt 4702
removes offensive terminology in the
existing regulations that have inhibited
the respectful repatriation of most
Native American human remains. This
rule will simplify and improve the
regulatory process for repatriation and
thereby advance the goals of racial
justice, equity, and inclusion. The
Department received Tribal government
input through consultations and
listening sessions held under Executive
Order 13175 criteria and the
Department’s policy on meaningful
communication and collaboration with
Tribal officials.
Alaska; Hunting and Trapping in
National Preserves (1024–AE70)
This rule would amend NPS
regulations for sport hunting and
trapping in national preserves in Alaska.
This rule would prohibit certain harvest
practices, including bear baiting; and
prohibit predator control or predator
reduction on national preserves.
Bureau of Reclamation
The Bureau of Reclamation’s
(Reclamation) mission is to manage,
develop, and protect water and related
resources in an environmentally and
economically sound manner in the
interest of the American public. To
accomplish this mission, Reclamation
employs management, engineering, and
science to achieve effective and
environmentally sensitive solutions.
Reclamation’s projects provide
irrigation water service; municipal and
industrial water supply; hydroelectric
power generation; water quality
improvement; groundwater
management; fish and wildlife
enhancement; outdoor recreation; flood
control; navigation; river regulation and
control; system optimization; and
related uses. In addition, Reclamation
continues to provide increased security
at its facilities.
Regulatory and Deregulatory Actions
In the coming year, Reclamation will
prioritize the following rulemaking
action:
Public Conduct on Bureau of
Reclamation Facilities, Lands and
Waterbodies (1006–AA58)
The proposed rule published on
February 16, 2023 (88 FR 10070). The
final rule, targeted to publish on or
before November 2023, will revise
existing definitions for the use of
aircraft; the possession of firearms,
update regulations on camping,
swimming, and winter recreation for the
wide range of circumstances found
across Reclamation; and would clarify
the permitting of memorials and
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
reburials on Reclamation lands. During
the proposed rule stage, Reclamation
held three tribal consultations in April
and May 2022, with invites to all 287
western state Tribes, and Tribal
comments were incorporated into this
update.
109. Oil-Spill Response Requirements
for Facilities Located Seaward of the
Coast Line Proposed Rule [1014–AA44]
Proposed Rule Stage
108. ONRR Designation Form for
Payment Responsibility [1012–AA33]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301 et seq.;
30 U.S.C. 181 et seq.; 30 U.S.C. 351 et
seq.; 30 U.S.C. 1001 et seq.; 30 U.S.C.
1701 et seq.; 31 U.S.C. 3335; 31 U.S.C.
3711; 31 U.S.C. 3716 to 3718; 31 U.S.C.
3720A; 31 U.S.C. 9701; 43 U.S.C. 1301
et seq.; 43 U.S.C. 1331 et seq.; 43 U.S.C.
1801 et seq.
CFR Citation: None.
Legal Deadline: None.
Abstract: ONRR proposes to amend its
regulations and revise its form for
designating a designee for a Federal oil
and gas lease. This action opens a 60day comment period to allow interested
parties to comment on the proposed rule
and its information collection
requirements.
Statement of Need: ONRR proposes to
amend its regulations and revise its
form for designating a designee for a
Federal oil and gas lease. This action
opens a 60-day comment period to
allow interested parties to comment on
the proposed rule and its information
collection requirements.
Summary of Legal Basis: 5 U.S.C. 301
et seq., 30 U.S.C. 181 et seq., 30 U.S.C.
351 et seq., 30 U.S.C. 1001 et seq., 30
U.S.C. n1701 et seq., 31 U.S.C. 3335, 31
U.S.C. 3711, 31 U.S.C. 3716 to 3718, 31
U.S.C. 3720A, 31 U.S.C. n9701, 43
U.S.C. 1301 et seq., 43 U.S.C. 1331 et
seq., and 43 U.S.C. 1801 et seq.
Timetable:
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
FR Cite
11/00/23
01/00/24
I
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Luis Aguilar,
Regulatory Specialist, Department of the
Interior, Office of Natural Resources
Revenue, Denver Federal Center West,
6th Avenue and Kipling Street, Building
85, MS 64400B, Denver, CO 80225,
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
DOI—BUREAU OF SAFETY AND
ENVIRONMENTAL ENFORCEMENT
(BSEE)
Agency Contact: Kirk Malstrom,
Chief, Regulations and Standards
Branch, Department of the Interior,
Bureau of Safety and Environmental
Enforcement, 45600 Woodland Road,
Sterling, VA 20166, Phone: 703 787–
1751, Fax: 703 787–1555, Email:
kirk.malstrom@bsee.gov.
RIN: 1014–AA44
Proposed Rule Stage
DOI—OFFICE OF NATURAL
RESOURCES REVENUE (ONRR)
Action
Phone: 303 231–3418, Email:
luis.aguilar@onrr.gov.
RIN: 1012–AA33
9411
Priority: Other Significant.
Legal Authority: Federal Water
Pollution Control Act, 33 U.S.C. 1321;
Oil Pollution Act of 1990, 33 U.S.C.
2701 et seq.; Outer Continental Shelf
Lands Act, 42 U.S.C. 1331 et seq.
CFR Citation: 30 CFR 254 (proposed
rewrite of 254).
Legal Deadline: None.
Abstract: This proposed rule would
identify opportunities for updating Oil
Spill Response Requirements
regulations, in 30 CFR part 254, last
updated 22 years ago (62 FR 13996, Mar.
25, 1997). This proposed rule would
codify industry best practices, BSEE
policy, and regulatory guidance for oil
spill response planning and operations.
This proposed rule would also
streamline the oil spill response
planning requirements, clarify
equipment and operational capabilities,
and address requirements from other
applicable laws and technological
advancements to reflect oil spill
response best practices and advance
safety and protection of the
environment.
Statement of Need: This proposed
rule would identify opportunities for
updating Oil Spill Response
Requirements regulations, in 30 CFR
part 254, last updated 22 years ago (62
FR 13996, Mar. 25, 1997). This proposed
rule would codify industry best
practices, BSEE policy, and regulatory
guidance for oil spill response planning
and operations.
Summary of Legal Basis: Federal
Water Pollution Control Act, 33 U.S.C.
1321, Oil Pollution Act of 1990, 33
U.S.C. 2701 et seq., Outer Continental
Shelf Lands Act, 42 U.S.C. 1331 et seq.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
FR Cite
12/00/23
03/00/24
I
Frm 00121
Fmt 4701
110. Revisions to Subpart J—Pipelines
and Pipeline Rights-of-Way Proposed
Rule [1014–AA45]
Priority: Other Significant. Major
under 5 U.S.C. 801.
Legal Authority: 43 U.S.C. 1331 to
1356a, Outer Continental Shelf Lands
Act
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This proposed rule would
identify opportunities for improving
safety, environmental protections, and
equipment reliability, within the
Pipelines and Pipeline Rights-of-Way
regulations under 30 CFR 250 subpart J.
This rule would incorporate several
guidance documents and conditions of
approval and update industry standards
incorporated by reference into the
regulations. This rulemaking rule would
result in an up-to-date set of pipeline
regulations that reflect current industry
practices and BSEE policies that address
topics such as pipeline permitting,
design, installation, maintenance,
inspections, and decommissioning.
Statement of Need: This proposed
rule would identify opportunities for
improving safety, environmental
protections, and equipment reliability,
within the Pipelines and Pipeline
Rights-of-Way regulations under 30 CFR
250 subpart J. This rule would
incorporate several guidance documents
and conditions of approval and update
industry standards incorporated by
reference into the regulations. This
rulemaking rule would result in an upto-date set of pipeline regulations that
reflect current industry practices and
BSEE policies that address topics such
as pipeline permitting, design,
installation, maintenance, inspections,
and decommissioning.
Summary of Legal Basis: 43 U.S.C.
1331 to 1356a, Outer Continental Shelf
Lands Act.
Timetable:
I
Action
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
PO 00000
DOI—BSEE
Sfmt 4702
NPRM ..................
NPRM Comment
Period End.
E:\FR\FM\09FEP2.SGM
09FEP2
Date
01/00/24
03/00/24
I
FR Cite
9412
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Kirk Malstrom,
Chief, Regulations and Standards
Branch, Department of the Interior,
Bureau of Safety and Environmental
Enforcement, 45600 Woodland Road,
Sterling, VA 20166, Phone: 703 787–
1751, Fax: 703 787–1555, Email:
kirk.malstrom@bsee.gov.
RIN: 1014–AA45
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Kirk Malstrom,
Chief, Regulations and Standards
Branch, Department of the Interior,
Bureau of Safety and Environmental
Enforcement, 45600 Woodland Road,
Sterling, VA 20166, Phone: 703 787–
1751, Fax: 703 787–1555, Email:
kirk.malstrom@bsee.gov.
RIN: 1014–AA49
DOI—ASSISTANT SECRETARY FOR
LAND AND MINERALS MANAGEMENT
(ASLM)
DOI—BSEE
Final Rule Stage
ddrumheller on DSK120RN23PROD with PROPOSALS2
111. Outer Continental Shelf Lands Act;
Operating in High-Pressure and/or
High-Temperature (HPHT)
Environments [1014–AA49]
Priority: Other Significant.
Legal Authority: Outer Continental
Shelf Lands Act (OCSLA), 43 U.S.C.
1331 to 1356a
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This rule will formally
codify BSEE’s existing process for
reviewing and approving projects in
high pressure and/or high temperature
(HPHT) environments. Currently, BSEE
reviews and approves HPHT projects
under its existing regulations. Based on
these regulations, BSEE issued multiple
guidance documents clarifying the
specific HPHT information prospective
operators should submit to BSEE to
support the bureau’s programmatic
reviews and approvals of such projects.
Statement of Need: This rule will
formally codify BSEE’s existing process
for reviewing and approving projects in
high pressure and/or high temperature
(HPHT) environments. Currently, BSEE
reviews and approves HPHT projects
under its existing regulations. Based on
these regulations, BSEE issued multiple
guidance documents clarifying the
specific HPHT information prospective
operators should submit to BSEE to
support the bureau’s programmatic
reviews and approvals of such projects.
Summary of Legal Basis: Outer
Continental Shelf Lands Act (OCSLA),
43 U.S.C. 1331 to 1356a.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Final Action Effective.
VerDate Sep<11>2014
05/16/22
07/01/22
FR Cite
87 FR 29790
11/00/23
01/00/24
18:15 Feb 08, 2024
Jkt 262001
and Jobs Act of 2021 directed the
Department to establish regulations
intended to initiate Outer Continental
Shelf (OCS) activities to accomplish
carbon sequestration. This proposed
joint rulemaking between the Bureau of
Ocean Energy management (BOEM) and
the Bureau of Safety and Environmental
Enforcement (BSEE) would establish
new regulations to implement processes
in support of safe and environmentally
responsible carbon sequestration
activities on the OCS.
Summary of Legal Basis: Public Law
117–58.
Timetable:
Action
Date
FR Cite
Proposed Rule Stage
NPRM ..................
112. Carbon Sequestration [1082–AA04]
Priority: Section 3(f)(1) Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: Pub. L. 117–58
CFR Citation: Not Yet Determined.
Legal Deadline: Final, Statutory,
November 15, 2022, Public Law 117–58.
The Infrastructure Investment and
Jobs Act of 2021 (Pub. L. 117–58)
mandates that a new regulation be
published within 12 months from
enactment of the legislation on
November 15, 2021.
Abstract: The proposed rulemaking
would address the transportation and
geologic sequestration aspects of a
development, including leasing; siting
of storage reservoirs; environmental
plans and mitigations; facility and
infrastructure design and installation;
injection operations; monitoring;
incident response; financial assurance;
and safety. The Infrastructure
Investment and Jobs Act of 2021
directed the Department to establish
regulations intended to initiate OCS
activities to accomplish carbon
sequestration. This proposed joint
rulemaking between the Bureau of
Ocean Energy management (BOEM) and
the Bureau of Safety and Environmental
Enforcement (BSEE) would establish
new regulations to implement processes
in support of safe and environmentally
responsible carbon sequestration
activities on the OCS.
Statement of Need: The proposed
rulemaking would address the
transportation and geologic
sequestration aspects of a development,
including leasing; siting of storage
reservoirs; environmental plans and
mitigations; facility and infrastructure
design and installation; injection
operations; monitoring; incident
response; financial assurance; and
safety. The Infrastructure Investment
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Stacey Noem, Chief,
Office of Offshore Regulatory Programs,
Department of the Interior, Assistant
Secretary for Land and Minerals
Management, 456000 Woodland Road,
Sterling, VA 20166, Phone: 703 787–
1222, Email: stacey.noem@bsee.gov.
Related RIN: Related to 1082–AA04
RIN: 1082–AA04
PO 00000
Frm 00122
Fmt 4701
Sfmt 4702
12/00/23
DOI—ASSISTANT SECRETARY FOR
POLICY, MANAGEMENT AND BUDGET
(ASPMB)
Proposed Rule Stage
113. Department of the Interior
Acquisition Regulation Governance
Titles [1090–AB25]
Priority: Other Significant.
Legal Authority: 41 U.S.C. 1702
CFR Citation: 48 CFR 1.301; 48 CFR
1401.301.
Legal Deadline: None.
Abstract: The Office of Acquisition
and Property Management would
propose changes to the Department of
the Interior Acquisition Regulation to
update its nomenclature to align with
recent changes to agency procurement
governance. This proposal would enable
acquisition programs to more efficiently
meet the Department’s mission needs
and comply with all applicable law and
regulations.
Statement of Need: This proposed
rule would change the Department of
the Interior Acquisition Regulations to
update its nomenclature to align with
recent changes to agency procurement
governance. This proposal would enable
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
acquisition programs to more efficiently
meet the Department’s mission needs
and comply with all applicable law and
regulations.
Summary of Legal Basis: 41 U.S.C.
1702.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
FR Cite
11/00/23
01/00/24
I
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Antonia Giammo,
Senior Procurement Analyst—Office of
Acquisition and Property Management,
Department of the Interior, Assistant
Secretary for Policy, Management and
Budget, 1849 C Street NW, Washington,
DC 20240, Phone: 202 208–5250, Email:
antonia_giammo@ios.doi.gov.
RIN: 1090–AB25
ddrumheller on DSK120RN23PROD with PROPOSALS2
114. Natural Resource Damages for
Hazardous Substances [1090–AB26]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 42 U.S.C. secs. 9601
et seq. 104, 107, 111 (i), 122
CFR Citation: 40 CFR 300.600; 43 CFR
11.
Legal Deadline: None.
Abstract: This proposal would update
the existing Type A Rule of the CERCLA
Natural Resource Damage Assessment
and Restoration (NRDAR) regulations so
it could be used in different
environments and include
methodologies which are not technology
specific. Adjustments would also be
made to the rebuttable presumption for
Type A procedures which is currently
limited to damages of $100,000 or less.
Statement of Need: This proposed
rule would update the existing Type A
Rule of the CERCLA Natural Resource
Damage Assessment and Restoration
(NRDAR) regulations so it could be used
in different environments and include
methodologies which are not technology
specific. Adjustments would also be
made to the rebuttable presumption for
Type A procedures which is currently
limited to damages of $100,000 or less.
Summary of Legal Basis: 42 U.S.C.
secs. 9601 et seq., 42 U.S.C. 104, 42
U.S.C. 107, 42 U.S.C. 111 (i), and 42
U.S.C. 122.
Timetable:
18:15 Feb 08, 2024
Jkt 262001
Date
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
NPRM Comment
Period End.
FR Cite
01/19/23
03/20/23
88 FR 3373
11/00/23
01/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal,
Local, State, Tribal.
Agency Contact: Emily Joseph,
Director, Office of Restoration and
Damage Assessment, Department of the
Interior, Assistant Secretary for Policy,
Management and Budget, 1849 C Street
NW, Washington, DC 20240, Phone: 202
208–4438, Email: emily_joseph@
ios.doi.gov.
Related RIN: Related to 1090–AB17
RIN: 1090–AB26
DOI—ASPMB
115. • Privacy Act Exemption for
Interior/DOI–10, DOI Law Enforcement
Records Management System (LERMS)
[1090–AB28]
DOI—ASPMB
VerDate Sep<11>2014
Action
Priority: Other Significant.
Legal Authority: 5 U.S.C 552a(k)
CFR Citation: 43 CFR 2.254.
Legal Deadline: None.
Abstract: This proposed rule would
revise the Department’s Privacy Act
regulations at 43 CFR 2.254 to claim
exemptions for certain records in the
INTERIOR/DOI–10, DOI Law
Enforcement Records Management
System (LERMS), system of records
from one or more provisions of the
Privacy Act of 1974 pursuant to 5 U.S.C.
552a(k), because of criminal, civil or
administrative law enforcement
requirements.
Statement of Need: This proposed
rule would revise the Department’s
Privacy Act regulations at 43 CFR 2.254
to claim exemptions for certain records
in the INTERIOR/DOI–10, DOI Law
Enforcement Records Management
System (LERMS), system of records
from one or more provisions of the
Privacy Act of 1974 pursuant to 5 U.S.C.
552a(k), because of criminal, civil or
administrative law enforcement
requirements.
Summary of Legal Basis: 5 U.S.C.
552a(k).
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
PO 00000
Frm 00123
FR Cite
12/00/23
02/00/24
I
Fmt 4701
I
Sfmt 4702
9413
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Teri Barnett,
Departmental Privacy Officer,
Cybersecurity Division, Department of
the Interior, 1849 C Street NW, Office of
the Chief Information Officer, Room
7112, Washington, DC 20240, Phone:
202 208–1943, Email: teri_barnett@
ios.doi.gov.
Related RIN: Related to 1090–AB02
RIN: 1090–AB28
DOI—ASPMB
Final Rule Stage
116. Privacy Act Exemption for
Interior/OIG–02 Investigative Records
[1090–AB27]
Priority: Other Significant.
Legal Authority: 5 U.S.C.552a(k)
CFR Citation: 43 CFR 2.254.
Legal Deadline: None.
Abstract: This proposed rule would
amend the DOI Privacy Act regulations
at 43 CFR 2.254 to exempt certain
records in the INTERIOR/OIG–02,
Investigative Records, system of records
from one or more provisions of the
Privacy Act to protect investigatory
records pursuant to 5 U.S.C. 552a(k). In
order to claim the exemptions and meet
the requirements of the Privacy Act, DOI
will publish a Notice of Proposed
Rulemaking and a Final Rule in the
Federal Register.
Statement of Need: This proposed
rule would amend the DOI Privacy Act
regulations at 43 CFR 2.254 to exempt
certain records in the INTERIOR/OIG–
02, Investigative Records, system of
records from one or more provisions of
the Privacy Act to protect investigatory
records pursuant to 5 U.S.C. 552a(k). In
order to claim the exemptions and meet
the requirements of the Privacy Act, DOI
will publish a Notice of Proposed
Rulemaking and a Final Rule in the
Federal Register.
Summary of Legal Basis: 5
U.S.C.552a(k).
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Final Action Effective.
Date
07/13/23
09/11/23
FR Cite
88 FR 44748
11/00/23
11/00/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
E:\FR\FM\09FEP2.SGM
09FEP2
9414
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Agency Contact: Teri Barnett,
Departmental Privacy Officer,
Cybersecurity Division, Department of
the Interior, 1849 C Street NW, Office of
the Chief Information Officer, Room
7112, Washington, DC 20240, Phone:
202 208–1943, Email: teri_barnett@
ios.doi.gov.
RIN: 1090–AB27
Appeals, 801 N Quincy Street, #300,
Arlington, VA 22203, Phone: 703 223–
9934, Email: rachel_lukens@
oha.doi.gov.
RIN: 1094–AA57
DOI—FWS
DOI—UNITED STATES FISH AND
WILDLIFE SERVICE (FWS)
Proposed Rule Stage
118. Wildlife and Fisheries;
Compensatory Mitigation Mechanisms
[1018–BF63]
DOI—OFFICE OF HEARINGS AND
APPEALS (OHA)
Proposed Rule Stage
117. Office of Hearings And Appeals
(OHA) Rule [1094–AA57]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301 (2018);
43 U.S.C. 1457c (2018)
CFR Citation: 43 CFR 4.
Legal Deadline: None.
Abstract: The Office of Hearings and
Appeals (OHA) proposes a Notice and
Comment Rulemaking to modernize and
clarify its regulations governing
hearings and appeals before the Interior
Board of Land Appeals (IBLA), the
Interior Board of Indian Appeals (IBIA),
the Departmental Cases Hearings
Division (DCHD), and the OHA Director.
OHA is proposes this regulatory action
to update outdated provisions, make
process improvements, and provide a
more modernized and logical hearings
and appeals process.
Statement of Need: The Office of
Hearings and Appeals (OHA) proposes a
Notice and Comment Rulemaking to
modernize and clarify its regulations
governing hearings and appeals before
the Interior Board of Land Appeals
(IBLA), the Interior Board of Indian
Appeals (IBIA), the Departmental Cases
Hearings Division (DCHD), and the OHA
Director. OHA proposes this regulatory
action to update outdated provisions,
make process improvements, and
provide a more modernized and logical
hearings and appeals process.
Summary of Legal Basis: 5 U.S.C. 301
(2018) and 43 U.S.C. 1457c (2018).
Timetable:
ddrumheller on DSK120RN23PROD with PROPOSALS2
Action
Date
NPRM ..................
NPRM Comment
Period End.
FR Cite
11/00/23
01/00/24
I
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal,
Local, State.
Agency Contact: Rachel Lukens,
Counsel to the Director, Department of
the Interior, Office of Hearings and
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
703 358–1800, Email: craig_aubrey@
fws.gov.
RIN: 1018–BF63
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et
seq.; Pub. L. 116–283
CFR Citation: 50 CFR 413.
Legal Deadline: None.
Abstract: This rulemaking action
would address section 329 of the
National Defense Authorization Act for
Fiscal Year 2021, Objectives,
Performance Standards, and Criteria for
Use of Wildlife Conservation Banking
Programs (NDAA 2021), which states
that, to the maximum extent practicable,
the regulatory standards and criteria
shall maximize available credits and
opportunities for mitigation, provide
flexibility for characteristics of various
species, and apply equivalent standards
and criteria to all mitigation banks.
Statement of Need: This rulemaking
action will address section 329 of the
National Defense Authorization Act for
Fiscal Year 2021, Objectives,
Performance Standards, and Criteria for
Use of Wildlife Conservation Banking
Programs (NDAA 2021), which states
that, to the maximum extent practicable,
the regulatory standards and criteria
shall maximize available credits and
opportunities for mitigation, provide
flexibility for characteristics of various
species, and apply equivalent standards
and criteria to all mitigation banks.
Summary of Legal Basis: 16 U.S.C.
1531 et seq., Pub. L. 116–283.
Timetable:
Action
Date
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
07/27/22
09/26/22
FR Cite
87 FR 45076
01/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Agency Contact: Craig Aubrey, Chief,
Division of Environmental Review,
Ecological Services Program,
Department of the Interior, United
States Fish and Wildlife Service, 5275
Leesburg Pike, MS: ES, Falls Church,
VA 22041, Phone: 703 358–2442, Fax:
PO 00000
Frm 00124
Fmt 4701
Sfmt 4702
119. Migratory Bird Permits;
Authorizing the Incidental Take of
Migratory Birds, Proposed Rule [1018–
BF71]
Priority: Section 3(f)(1) Significant.
Legal Authority: 16 U.S.C. 703 et seq.
CFR Citation: 50 CFR 21.
Legal Deadline: None.
Abstract: This proposed rulemaking
action would amend FWS regulations
by providing definitions to terms used
in the Migratory Bird Treaty Act, as
amended (MBTA). The proposed rule
would clarify that the MBTA’s
prohibitions on taking and killing
migratory birds includes foreseeable,
direct taking and killing that is
incidental to other activities. The
proposed rule would also establish
authorizations for otherwise prohibited
take of migratory birds.
Statement of Need: This proposed
rulemaking action would amend FWS
regulations by providing definitions to
terms used in the Migratory Bird Treaty
Act, as amended (MBTA). The proposed
rule would clarify that the MBTA’s
prohibitions on taking and killing
migratory birds includes foreseeable,
direct taking and killing that is
incidental to other activities. The
proposed rule would also establish
authorizations for otherwise prohibited
take of migratory birds.
Summary of Legal Basis: 16 U.S.C.
703 et seq.
Timetable:
Action
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
Final Action .........
Date
10/04/21
12/03/21
FR Cite
86 FR 54667
11/00/23
04/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Jerome Ford,
Assistant Director—Migratory Bird
Program, Department of the Interior,
United States Fish and Wildlife Service,
5275 Leesburg Pike, MS–MB, Falls
Church, VA 22041–3803, Phone: 703
358–1050, Email: jerome_ford@fws.gov.
RIN: 1018–BF71
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
DOI—FWS
120. Maintaining the Biological
Integrity, Diversity, and Environmental
Health of the National Wildlife Refuge
System, Proposed Rule [1018–BG78]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 16
U.S.C. 460k; 16 U.S.C. 664; 16 U.S.C.
668dd–668ee; 16 U.S.C. 715i; Pub. L.
115–20
CFR Citation: 50 CFR 29.
Legal Deadline: None.
Abstract: FWS proposes to
promulgate regulations directing the
management of the National Wildlife
Refuge System (NWRS) to promote the
biological integrity, diversity, and
environmental health of all lands and
waters under the jurisdiction of the
NWRS. These regulations would be
based on language in the National
Wildlife Refuge System Administration
Act of 1966, as amended by the National
Wildlife Refuge System Improvement
Act of 1997, directing the Service to
ensure that the biological integrity,
diversity, and environmental health of
the System are maintained for the
benefit of present and future generations
of Americans. FWS has intentionally
coordinated with State and Tribal
partners to develop the proposed
regulations. FWS solicited comments
from States through the Association of
Fish and Wildlife Agencies (AFWA) and
held three meetings with AFWA and
State leadership to discuss the proposed
regulations. FWS also held two public
webinars for Tribal partners across the
country to discuss the proposed
regulations and to gain their feedback.
Statement of Need: FWS proposes to
promulgate regulations directing the
management of the National Wildlife
Refuge System (NWRS) to promote the
biological integrity, diversity, and
environmental health of all lands and
waters under the jurisdiction of the
NWRS. These regulations would be
based on language in the National
Wildlife Refuge System Administration
Act of 1966, as amended by the National
Wildlife Refuge System Improvement
Act of 1997, directing the Service to
ensure that the biological integrity,
diversity, and environmental health of
the System are maintained for the
benefit of present and future generations
of Americans.
Summary of Legal Basis: 5 U.S.C. 301,
16 U.S.C. 460k, 16 U.S.C. 664, 16 U.S.C.
668dd–668ee, 16 U.S.C. 715i, and
Public Law 115–20.
Timetable:
Action
Date
NPRM ..................
VerDate Sep<11>2014
FR Cite
11/00/23
18:15 Feb 08, 2024
Jkt 262001
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Katherine Harrigan,
Sportsmen’s Access Coordinator,
Department of the Interior, United
States Fish and Wildlife Service, Branch
of Conservation Policy and Planning,
National Wildlife Refuge System, 5275
Leesburg Pike, Falls Church, VA 22041–
3803, Phone: 703 358–2440, Email:
katherine_harrigan@fws.gov.
RIN: 1018–BG78
DOI—FWS
Final Rule Stage
121. Permits for Incidental Take of
Eagles and Eagle Nests, Final Rule
[1018–BE70]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 668 to 668d
CFR Citation: 50 CFR 22.
Legal Deadline: Other, Judicial,
September 15, 2021, For submission of
an advance notice of proposed
rulemaking to OFR.
NPRM, Judicial, September 16, 2022.
Final, Judicial, January 31, 2024.
Abstract: FWS will finalize a
proposed rule that set forth potential
approaches for expediting and
simplifying the permit process
authorizing incidental take of eagles.
The proposed rule would revise the
regulations authorizing eagle incidental
take and eagle nest take permits to
increase the efficiency and effectiveness
of permitting, facilitate and improve
compliance, and increase the
conservation benefit for eagles. The
proposed rule would create general
eagle permits for certain activities under
prescribed conditions in addition to
specific eagle permits authorized under
current regulations.
Statement of Need: FWS will finalize
a proposed rule that set forth potential
approaches for expediting and
simplifying the permit process
authorizing incidental take of eagles.
The rule will revise the regulations
authorizing eagle incidental take and
eagle nest take permits to increase the
efficiency and effectiveness of
permitting, facilitate and improve
compliance, and increase the
conservation benefit for eagles. The rule
will create general eagle permits for
certain activities under prescribed
conditions in addition to specific eagle
permits authorized under current
regulations.
Summary of Legal Basis: 16 U.S.C.
668 to 668d.
Timetable:
PO 00000
Frm 00125
Fmt 4701
Sfmt 4702
Action
ANPRM ...............
ANPRM Comment
Period End.
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period End.
NPRM Comment
Period Extended End.
Final Action .........
Date
9415
FR Cite
09/14/21
10/29/21
86 FR 51094
09/30/22
11/28/22
87 FR 59598
87 FR 72957
11/29/22
12/29/22
01/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Local,
State, Tribal.
Agency Contact: Dr. Eric L. Kershner,
Chief, Division of Conservation,
Permits, and Regulations, Department of
the Interior, United States Fish and
Wildlife Service, 5275 Leesburg Pike,
MS: MB, Falls Church, VA 22041,
Phone: 703 358–2376, Fax: 703 358–
2217, Email: eric_kershner@fws.gov.
RIN: 1018–BE70
DOI—FWS
122. Regulations Pertaining to
Endangered and Threatened Wildlife
and Plants [1018–BF88]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 17.
Legal Deadline: None.
Abstract: Per section 2 of the
Executive Order on Protecting Public
Health and the Environment and
Restoring Science to Tackle the Climate
Crisis (E.O.13990), the Department of
the Interior (the Department) initiated a
review of the previous rulemaking
action with the title, ‘‘Endangered and
Threatened Wildlife and Plants;
Regulations for Prohibitions to
Threatened Wildlife and Plants’’ (84 FR
44753; August 27, 2019) that revised
portions of the regulations that address
prohibition and protective regulations
regarding the conservation of
endangered and threatened species of
fish, wildlife, and plants. As a result of
that review, the Department proposed to
revise those regulations (88 FR 40742,
June 22, 2023) and after publication of
that proposal, delivered a series of
informational sessions to stakeholders
including: Federal agencies, State
agencies, federally recognized Tribes,
Native Hawaiian community leaders,
non-governmental organizations,
conservation partners, industry groups,
and Pacific Islander community leaders.
FAQs and a recording of the
presentation can be viewed on the
E:\FR\FM\09FEP2.SGM
09FEP2
9416
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
website https://fws.gov/project/
endangered-species-act-regulationrevisions.
Statement of Need: Per section 2 of
the Executive Order on Protecting
Public Health and the Environment and
Restoring Science to Tackle the Climate
Crisis (E.O.13990), the Department of
the Interior (the Department) initiated a
review of the previous rulemaking
action with the title, ‘‘Endangered and
Threatened Wildlife and Plants;
Regulations for Prohibitions to
Threatened Wildlife and Plants (84 FR
44753; August 27, 2019) that revised
portions of the regulations that address
prohibition and protective regulations
regarding the conservation of
endangered and threatened species of
fish, wildlife, and plants. As a result of
that review, the Department proposed a
new rulemaking.
Summary of Legal Basis: 16 U.S.C.
1531 et seq.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
06/22/23
08/21/23
I
04/00/24
88 FR 40742
I
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
State.
Agency Contact: Carey Galst, Chief,
Branch of Listing Policy and Support,
Department of the Interior, United
States Fish and Wildlife Service,
Ecological Services Program, 5275
Leesburg Pike, MS: ES, Falls Church,
VA 22041–3803, Phone: 703 358–1954,
Fax: 703 358–1954, Email: carey_galst@
fws.gov.
RIN: 1018–BF88
DDOI—FWS
ddrumheller on DSK120RN23PROD with PROPOSALS2
123. Regulations for Listing Endangered
and Threatened Species and
Designating Critical Habitat, Final Rule
[1018–BF95]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 424.
Legal Deadline: None.
Abstract: Per section 2 of the
Executive Order on Protecting Public
Health and the Environment and
Restoring Science to Tackle the Climate
Crisis (E.O. 13990), and subsequent Fact
Sheet: List of Agency Actions for
Review, the Departments of Commerce
and the Interior (the Departments)
initiated a review of the previous
rulemaking action with the title,
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
‘‘Endangered and Threatened Wildlife
and Plants; Regulations for Listing
Species and Designating Critical
Habitat’’ (84 FR 45020; August 27, 2019)
that revised the regulations for adding
and removing species from the Lists of
Endangered and Threatened Wildlife
and Plants and clarified procedures for
designating critical habitat. As a result
of that review, the Departments
proposed to revise those regulations (88
FR 40764, June 22, 2023), and after
publication of that proposal, delivered a
series of informational sessions to
stakeholders including: Federal
agencies, State agencies, federally
recognized Tribes, Native Hawaiian
community leaders, non-governmental
organizations, conservation partners,
industry groups, and Pacific Islander
community leaders. FAQs and a
recording of the presentation can be
viewed on the website https://fws.gov/
project/endangered-species-actregulation-revisions.
Statement of Need: Per section 2 of
the Executive Order on Protecting
Public Health and the Environment and
Restoring Science to Tackle the Climate
Crisis (E.O. 13990), and subsequent Fact
Sheet: List of Agency Actions for
Review, the Departments of Commerce
and the Interior (the Departments)
initiated a review of the previous
rulemaking action with the title,
‘‘Endangered and Threatened Wildlife
and Plants; Regulations for Listing
Species and Designating Critical
Habitat’’ (84 FR 45020; August 27,
2019), that revised the regulations for
adding and removing species from the
Lists of Endangered and Threatened
Wildlife and Plants and clarified
procedures for designating critical
habitat. As a result of that review, the
Departments proposed a new
rulemaking.
Summary of Legal Basis: 16 U.S.C.
1531 et seq.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
06/22/23
08/21/23
FR Cite
88 FR 40764
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal,
State.
Agency Contact: Carey Galst, Chief,
Branch of Listing Policy and Support,
Department of the Interior, United
States Fish and Wildlife Service,
Ecological Services Program, 5275
Leesburg Pike, MS: ES, Falls Church,
PO 00000
Frm 00126
Fmt 4701
Sfmt 4702
VA 22041–3803, Phone: 703 358–1954,
Fax: 703 358–1954, Email: carey_galst@
fws.gov.
Related RIN: Related to 0648–BK47
RIN: 1018–BF95
DOI—FWS
124. Endangered and Threatened
Wildlife and Plants; Interagency
Cooperation [1018–BF96]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 402.
Legal Deadline: None.
Abstract: Per section 2 of the
Executive Order on Protecting Public
Health and the Environment and
Restoring Science to Tackle the Climate
Crisis (E.O. 13990), and subsequent Fact
Sheet: List of Agency Actions for
Review, the Departments of Commerce
and the Interior (the Departments)
initiated a review of the previous
rulemaking action with the title,
Endangered and Threatened Wildlife
and Plants; Regulations for Interagency
Cooperation’’ (84 FR 44976; August 27,
2019) that revised portions of the
regulations that implement section 7 of
the Endangered Species Act of 1973, as
amended. As a result of that review, the
Departments proposed to revise those
regulations (88 FR 40753; June 22,
2023), and after publication of that
proposal, delivered a series of
informational sessions to stakeholders
including: Federal agencies, State
agencies, federally recognized Tribes,
Native Hawaiian community leaders,
non-governmental organizations,
conservation partners, industry groups,
and Pacific Islander community leaders.
FAQs and a recording of the
presentation can be viewed on the
website https://fws.gov/project/
endangered-species-act-regulationrevisions.
Statement of Need: Per section 2 of
the Executive Order on Protecting
Public Health and the Environment and
Restoring Science to Tackle the Climate
Crisis (E.O. 13990), and subsequent Fact
Sheet: List of Agency Actions for
Review, the Departments of Commerce
and the Interior (the Departments)
initiated a review of the August 27,
2019, final rule (84 FR 44976) that
revised portions of the regulations that
implement section 7 of the Endangered
Species Act of 1973, as amended. As a
result of that review, the Departments
proposed a new rulemaking.
Summary of Legal Basis: 16 U.S.C.
1531 et seq.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
06/22/23
08/21/23
I
04/00/24
88 FR 40753
I
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Agency Contact: Craig Aubrey, Chief,
Division of Environmental Review,
Ecological Services Program,
Department of the Interior, United
States Fish and Wildlife Service, 5275
Leesburg Pike, MS: ES, Falls Church,
VA 22041, Phone: 703 358–2442, Fax:
703 358–1800, Email: craig_aubrey@
fws.gov.
Related RIN: Related to 0648–BH41,
Related to 1018–BC87
RIN: 1018–BF96
ddrumheller on DSK120RN23PROD with PROPOSALS2
DOI—FWS
125. Endangered Species Act Section 10
Regulations; Enhancement of Survival
and Incidental Take Permits, Final
Rule [1018–BF99]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 17.
Legal Deadline: None.
Abstract: Pursuant to the Endangered
Species Act of 1973 (ESA), this final
rule will revise the regulations at 50
CFR part 17 that implement section
10(a)(1)(A) and 10(a)(1)(B) of the ESA.
This section pertains to, among other
things, permit issuance for take of
endangered and threatened wildlife
species. This final rule incorporates and
addresses public comments received in
response to our proposed rule and
informational webinars held with State
agencies and Tribal nations.
Statement of Need: Pursuant to the
Endangered Species Act of 1973 (ESA),
this final rule will revise the regulations
at 50 CFR part 17 that implement
section 10 of the ESA. This section
pertains to, among other things, permit
issuance for take of endangered and
threatened wildlife species.
Summary of Legal Basis: 16 U.S.C.
1531 et seq.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
02/09/23
04/10/23
I
02/00/24
88 FR 8380
I
Regulatory Flexibility Analysis
Required: No.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Government Levels Affected: Federal.
Agency Contact: Elizabeth Maclin,
Division of Restoration and Recovery,
Department of the Interior, United
States Fish and Wildlife Service,
Ecological Services, 5275 Leesburg Pike,
Falls Church, VA 22041–3803, Phone:
703 358–2646, Fax: 703 358–1735,
Email: elizabeth_maclin@fws.gov.
RIN: 1018–BF99
DOI—FWS
126. Revision to the Section 4(d) Rule
for the African Elephant, Final Rule
[1018–BG66]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1361 to
1407; 16 U.S.C. 1531 to 1544; 16 U.S.C.
4201 to 4245
CFR Citation: 50 CFR 17.40(e).
Legal Deadline: None.
Abstract: This rule will revise the
current regulations for the African
elephant (Loxodonta africana)
promulgated under section 4(d) of the
Endangered Species Act (ESA). The
purposes are to: (1) Increase protection
for African elephants in response to the
recent rise in international trade of live
African elephants from range countries
by establishing ESA permit
requirements and enhancement
standards for trade in live African
elephants, (2) clarify the existing
enhancement requirement during our
evaluation of the application for a
permit to import African elephant sporthunted trophies, and (3) incorporate a
Party’s designation under the
Convention on International Trade in
Endangered Species of Wild Fauna and
Flora (CITES) National Legislation
Project into the decisionmaking process
for the import of live African elephants,
African elephant sport-hunted trophies,
and African elephant parts and
products. FWS conducted a virtual
public hearing on January 5, 2023. The
virtual public hearing was conducted in
multiple languages, and several foreign
countries expressed comments. The
comment period for the proposed rule
was extended due to comments
expressed during the virtual public
hearing. In addition to the public
hearing, the agency has conducted
several calls with foreign countries that
have a stake in the proposed
rulemaking.
Statement of Need: This rule will
revise the current regulations for the
African elephant (Loxodonta africana)
promulgated under section 4(d) of the
Endangered Species Act (ESA). The
purpose is to: (1) Increase protection for
African elephants in response to the
PO 00000
Frm 00127
Fmt 4701
Sfmt 4702
9417
recent rise in international trade of live
African elephants from range countries
by establishing ESA permit
requirements and enhancement
standards for trade in live African
elephants, (2) clarify the existing
enhancement requirement during our
evaluation of the application for a
permit to import African elephant sporthunted trophies, and (3) incorporate a
Party’s designation under the
Convention on International Trade in
Endangered Species of Wild Fauna and
Flora (CITES) National Legislation
Project into the decisionmaking process
for the import of live African elephants,
African elephant sport-hunted trophies,
and African elephant parts and products
other than ivory.
Summary of Legal Basis: 16 U.S.C.
1361 to 1407, 16 U.S.C. 1531 to 1544,
and 16 U.S.C. 4201 to 4245.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
NPRM Comment
Period Extended.
NPRM Comment
Period Extended End.
Final Action .........
Date
FR Cite
11/17/22
01/23/23
87 FR 68975
01/17/23
88 FR 2597
03/30/23
01/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact: Naimah Aziz,
Manager, Division of Management
Authority, Department of the Interior
United States Fish and Wildlife Service,
International Affairs, 5275 Leesburg
Pike MS: IA, Falls Church, VA 22041–
3808, Phone: 571 218–5019, Email:
naimah_aziz@fws.gov.
RIN: 1018–BG66
DOI—FWS
127. Establishment of a Nonessential
Experimental Population of the Gray
Wolf in the State of Colorado, Final
Rule [1018–BG79]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 17.
Legal Deadline: None.
Abstract: FWS will make a final
determination on the proposal to
establish a nonessential experimental
population (NEP) of the gray wolf (Canis
E:\FR\FM\09FEP2.SGM
09FEP2
9418
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
lupus) in Colorado, under section 10(j)
of the Endangered Species Act of 1973,
as amended (Act). Establishment of this
NEP will facilitate the State of
Colorado’s reintroduction of gray
wolves and provide for allowable legal
incidental taking of the gray wolf within
the NEP area. The best available data
indicate that reintroduction of the gray
wolf into Colorado is biologically
feasible and will promote the
conservation of the species. We held
four public information meetings during
a 60-day public comment period. This
final determination is based on
consideration of public comments and
peer review received in response to our
proposed rule.
Statement of Need: FWS will make a
final determination on the proposal to
establish a nonessential experimental
population (NEP) of the gray wolf (Canis
lupus) in Colorado, under section 10(j)
of the Endangered Species Act of 1973,
as amended (Act). Establishment of this
NEP will facilitate the State of
Colorado’s reintroduction of gray
wolves and provide for allowable legal
incidental taking of the gray wolf within
the NEP area. The best available data
indicate that reintroduction of the gray
wolf into Colorado is biologically
feasible and will promote the
conservation of the species.
Summary of Legal Basis: 16 U.S.C.
1531 et seq.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
Notification of Intent to Prepare
an EIS.
Comment Period
End.
NPRM ..................
NPRM Comment
Period End.
Notification of
Availability of
FEIS and ROD.
Final Action .........
07/21/22
FR Cite
87 FR 43489
08/22/22
02/17/23
04/18/23
88 FR 10258
09/19/23
88 FR 64399
11/00/23
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
State.
Agency Contact: Elizabeth Maclin,
Division of Restoration and Recovery,
Department of the Interior, United
States Fish and Wildlife Service,
Ecological Services, 5275 Leesburg Pike,
Falls Church, VA 22041–3803, Phone:
703 358–2646, Fax: 703 358–1735,
Email: elizabeth_maclin@fws.gov.
RIN: 1018–BG79
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
DOI—FWS
Completed Actions
128. National Wildlife Refuge System;
Station-Specific Hunting and Sport
Fishing Regulations, 2023–24, Final
Rule [1018–BG71]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 460k to
460k–4; 16 U.S.C. 668dd to 668ee
CFR Citation: 50 CFR 32; 50 CFR 71.
Legal Deadline: None.
Abstract: This rule revises the FWS
station-specific regulations and expands
hunting and sport fishing opportunities
for the 2023–24 hunting and sport
fishing season. This action is part of an
annual update for the national wildlife
refuge system and the national fish
hatchery system that ensures adequate
public notice of openings and changes.
These changes and openings enhance
conservation stewardship and outdoor
recreation and improve the management
of game species and their habitat. The
FWS operates hunting and sport fishing
programs on refuges to implement
Congressional directives to facilitate
compatible priority wildlife-dependent
recreational opportunities. Although
hatcheries are not part of the national
wildlife refuge system, by regulation,
the administrative provisions of refuge
regulations are applied to national fish
hatchery areas. The FWS coordinated
closely with the Association of Fish and
Wildlife Agencies when developing the
rule. The FWS also engaged with
stakeholder groups through the Hunting
and Wildlife Conservation Council for
input on hunting and fishing programs
on FWS lands and waters.
Statement of Need: This proposed
rule would make additions and
revisions to station-specific regulations
and expand hunting and sport fishing
opportunities for the 2023–24 hunting
and sport fishing season. This action is
part of an annual update for the national
wildlife refuge system and the national
fish hatchery system that ensures
adequate public notice of openings and
changes. These changes and openings
enhance conservation stewardship and
outdoor recreation and improve the
management of game species and their
habitat. The FWS operates hunting and
sport fishing programs on refuges to
implement congressional directives to
facilitate compatible priority wildlifedependent recreational opportunities.
Although hatcheries are not part of the
national wildlife refuge system, by
regulation, the administrative
provisions of refuge regulations are
applied to national fish hatchery areas.
PO 00000
Frm 00128
Fmt 4701
Sfmt 4702
Summary of Legal Basis: 16 U.S.C.
460k to 460k–4 and 16 U.S.C. 668dd to
668ee.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action Effective.
Final Action .........
Date
06/23/23
08/22/23
FR Cite
88 FR 41058
10/27/23
10/30/23
88 FR 74050
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
Local, State, Tribal.
Agency Contact: Katherine Harrigan,
Sportsmen’s Access Coordinator,
Department of the Interior, United
States Fish and Wildlife Service, Branch
of Conservation Policy and Planning,
National Wildlife Refuge System, 5275
Leesburg Pike, Falls Church, VA 22041–
3803, Phone: 703 358–2440, Email:
katherine_harrigan@fws.gov.
RIN: 1018–BG71
DOI—NATIONAL PARK SERVICE
(NPS)
Final Rule Stage
129. Native American Graves
Protection and Repatriation Act
Regulations [1024–AE19]
Priority: Other Significant.
Legal Authority: 25 U.S.C. 3001 et seq.
CFR Citation: 43 CFR 10.
Legal Deadline: None.
Abstract: This final rule revises the
Native American Graves Protection and
Repatriation Act (NAGPRA)
implementing regulations. The rule
eliminates ambiguities, correct
inaccuracies, simplifies excessively
burdensome and complicated
requirements, clarifies timelines, and
removes offensive terminology in the
existing regulations that have inhibited
the respectful repatriation of most
Native American human remains. This
rule simplifies and improves the
regulatory process for repatriation and
thereby advances the goals of racial
justice, equity, and inclusion. The
Department sought Tribal government
input through communication under
Executive Order 13175 criteria and the
Department’s consultation policy on
meaningful communication and
collaboration with tribal officials. The
Department held Consultation sessions
with federally recognized Indian Tribes
and a listening session for present,
former, and prospective petitioners.
Statement of Need: This rule will
revise the Native American Graves
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Protection and Repatriation Act
(NAGPRA) implementing regulations.
The rule will eliminate ambiguities,
correct inaccuracies, simplify
excessively burdensome and
complicated requirements, clarify
timelines, and remove offensive
terminology in the existing regulations
that have inhibited the respectful
repatriation of most Native American
human remains. This rule will simplify
and improve the regulatory process for
repatriation and thereby advance the
goals of racial justice, equity, and
inclusion.
Summary of Legal Basis: 25 U.S.C.
3001 et seq.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period Extended End.
Final Rule ............
10/18/22
01/10/23
FR Cite
87 FR 63202
88 FR 1344
01/31/23
130. Alaska; Hunting and Trapping in
National Preserves [1024–AE70]
Priority: Other Significant.
Legal Authority: 54 U.S.C. 100751
CFR Citation: 36 CFR 13.
Legal Deadline: None.
Abstract: This final rule will amend
regulations for sport hunting and
trapping in national preserves in Alaska.
This rule would prohibit certain harvest
practices, including bear baiting; and
prohibit predator control or predator
reduction on national preserves.
Statement of Need: This final rule
will amend regulations for sport hunting
and trapping in national preserves in
Alaska. This rule would prohibit certain
harvest practices, including bear baiting;
and prohibit predator control or
predator reduction on national
preserves.
Summary of Legal Basis: 54 U.S.C.
100751.
Timetable:
Action
Date
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Additional Information: Since the
passage of NAGPRA in 1990, it has been
the policy of the United States that
human remains of any ancestry must
always be treated with dignity and
respect. Yet in the last 30 years, less
than half of the Native American human
remains in collections have been
repatriated to their traditional
caretakers. The revisions to the existing
regulatory requirements will respect the
civil rights and sovereignty of Indian
Tribes and Native Hawaiians to
repatriate their ancestors and cultural
items. The rule responds to regular and
repeated requests for regulatory
revisions and will reduce the regulatory
burden on all parties by streamlining
requirements in accessible language
with clear timelines, removing
ambiguity, and improving efficiency.
The rule will likely have a positive net
benefit, justifying any temporary cost
increase.
URL For More Information:
www.nps.gov/nagpra.
Agency Contact: Melanie O’Brien,
National NAGPRA Program Manager,
Department of the Interior, National
Park Service, National NAGPRA
Program, 1849 C Street NW,
Washington, DC 20240, Phone: 202 354–
2204, Email: melanie_o’brien@nps.gov.
RIN: 1024–AE19
VerDate Sep<11>2014
DOI—NPS
18:15 Feb 08, 2024
Jkt 262001
NPRM ..................
NPRM Comment
Period End.
NPRM Comment
Period End Extended.
NPRM Comment
Period Extended End.
Final Rule ............
01/09/23
03/10/23
88 FR 1176
03/10/23
88 FR 14963
Action
NPRM ..................
Date
FR Cite
03/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Tribal.
Agency Contact: Oliver Whaley,
Director, Office of Regulatory Affairs
and Collaborative Action—Indian
Affairs, Department of the Interior,
Bureau of Indian Affairs, 1001 Indian
School Road NW, Suite 229,
Albuquerque, NM 87104, Phone: 202
738–6065, Email: oliver.whaley@
bia.gov.
RIN: 1076–AF66
DOI—BIA
05/00/24
DOI—BUREAU OF INDIAN AFFAIRS
(BIA)
Proposed Rule Stage
131. Agricultural Leasing of Indian
Land [1076–AF66]
Priority: Other Significant.
Legal Authority: 25 U.S.C. 380 to 635;
25 U.S.C. 2201 et seq.; 25 U.S.C. 3701
et seq.; 44 U.S.C. 3101 et seq.
CFR Citation: 25 CFR 162.
Legal Deadline: None.
Abstract: This rule would propose to
update provisions addressing leasing of
trust or restricted land (Indian land) for
agricultural purposes to reflect updates
Frm 00129
that have been made to business and
residential leasing provisions and
address outdated provisions.
Statement of Need: This rule would
update provisions addressing leasing of
trust or restricted land (Indian land) for
agricultural purposes to reflect updates
that have been made to business and
residential leasing provisions and
address outdated provisions.
Summary of Legal Basis: 25 U.S.C.
380 to 635, 25 U.S.C. 2201 et seq., 25
U.S.C. 3701 et seq., and 44 U.S.C. 3101
et seq.
Timetable:
03/27/23
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Agency Contact: Sarah Creachbaum,
Alaska Regional Director, Department of
the Interior, National Park Service, 240
W 5th Avenue, Anchorage, AK 99501,
Phone: 907 644–3510, Email: akr_
regulations@nps.gov.
RIN: 1024–AE70
PO 00000
9419
Fmt 4701
Sfmt 4702
132. Procedures for Federal
Acknowledgment of Indian Tribes
[1076–AF67]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 25
U.S.C. 2, 9, 479A–1
CFR Citation: 25 CFR 83.
Legal Deadline: None.
Abstract: This proposed rule would
respond to recent Federal court
decisions holding that the Department
did not adequately explain its
regulations prohibiting previously
denied petitioners for Federal
acknowledgment from petitioning again.
The Department sought Tribal
government input through
communication under Executive Order
13175 criteria and the Department’s
consultation policy on meaningful
communication and collaboration with
tribal officials. The Department held
Consultation sessions with federally
recognized Indian Tribes and a listening
session for present, former, and
prospective petitioners.
Statement of Need: This final rule
will update the regulations in response
to recent Federal court decisions to
address whether previously denied
petitioners for Federal acknowledgment
may petition again.
E:\FR\FM\09FEP2.SGM
09FEP2
9420
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Summary of Legal Basis: 5 U.S.C. 301,
25 U.S.C. 2, 25 U.S.C. 9, and 25 U.S.C.
479A–1.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Second NPRM ....
04/27/22
07/06/22
FR Cite
Action
87 FR 24908
NPRM ..................
02/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Oliver Whaley,
Director, Office of Regulatory Affairs
and Collaborative Action—Indian
Affairs, Department of the Interior,
Bureau of Indian Affairs, 1001 Indian
School Road, NW, Suite 229,
Albuquerque, NM 87104, Phone: 202
738–6065, Email: oliver.whaley@
bia.gov.
George Patton, Department of the
Interior, Bureau of Indian Affairs, Indian
Affairs—RACA, 1001 Indian School
Road NW, Suite 312, Albuquerque, NM
87104, Phone: 505 563–3805, Email:
george.patton@bia.gov.
RIN: 1076–AF67
DOI—BIA
ddrumheller on DSK120RN23PROD with PROPOSALS2
133. Indian Arts and Crafts [1076–
AF69]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 25
U.S.C. 2; 25 U.S.C. 9; 25 U.S.C. 305 et
seq.
CFR Citation: 25 CFR 301; 25 CFR
304; 25 CFR 307 to 310.
Legal Deadline: None.
Abstract: This proposed rule would
modernize the Indian Arts and Crafts
Board regulations to better meet the
objectives of the Indian Arts and Crafts
Act to promote the economic welfare of
the Indian Tribes and Indian
individuals through the development of
Indian arts and crafts and the expansion
of the market for the products of Indian
art and craftsmanship. The Department
is seeking Tribal government input
through communication under
Executive Order 13175 criteria and the
Department’s policy on meaningful
collaboration with Tribal officials.
Statement of Need: This proposed
rule would modernize the Indian Arts
and Crafts Board regulations to better
meet the objectives of the Indian Arts
and Crafts Act to promote the economic
welfare of the Indian Tribes and Indian
individuals through the development of
Indian arts and crafts and the expansion
of the market for the products of Indian
art and craftsmanship.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Summary of Legal Basis: 5 U.S.C. 301,
25 U.S.C. 2, 25 U.S.C. 9, and 25 U.S.C.
305 et seq.
Timetable:
Jkt 262001
Date
FR Cite
03/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Tribal.
Agency Contact: Oliver Whaley,
Director, Office of Regulatory Affairs
and Collaborative Action—Indian
Affairs, Department of the Interior,
Bureau of Indian Affairs, 1001 Indian
School Road NW, Suite 229,
Albuquerque, NM 87104, Phone: 202
738–6065, Email: oliver.whaley@
bia.gov.
RIN: 1076–AF69
DOI—BIA
134. Mining of the Osage Mineral Estate
for Oil and Gas [1076–AF59]
Priority: Other Significant.
Legal Authority: Pub. L. 59–321; Pub.
L. 66–360; Pub. L. 70–919; Pub. L. 75–
711
CFR Citation: 25 CFR 226.
Legal Deadline: None.
Abstract: This final rule revises the
regulations in 25 CFR part 226 to
strengthen the BIA’s management of the
Osage Mineral Estate and improve
accounting and production
measurement standards; offer
consistency in production valuation;
address inadequate bonding; support
the implementation of electronic
reporting systems; enhance
accountability; clarify lessees’
obligations; prevent waste; promote safe
and environmentally sound operations;
and protect resource values. The
Department received Tribal government
input through consultation sessions
held pursuant to Executive Order 13175
criteria and the Department’s policy on
meaningful communication and
collaboration with Tribal officials.
Statement of Need: This final rule
will revise the regulations in 25 CFR
part 226 to advance the purposes of E.O.
14058; and provide for the
implementation of electronic royalty
and production reporting systems,
reducing administrative burdens on
operators, purchasers, and the
government, and streamlining
accounting and reconciliation processes.
Summary of Legal Basis: Public Law
59–321, Public Law 66–360, Public Law
70–919, and Public Law 75–711.
Frm 00130
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
01/13/23
03/17/23
I
FR Cite
88 FR 2430
03/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
State, Tribal.
Agency Contact: Oliver Whaley,
Director, Office of Regulatory Affairs
and Collaborative Action—Indian
Affairs, Department of the Interior,
Bureau of Indian Affairs, 1001 Indian
School Road NW, Suite 229,
Albuquerque, NM 87104, Phone: 202
738–6065, Email: oliver.whaley@
bia.gov.
RIN: 1076–AF59
DOI—BIA
Final Rule Stage
PO 00000
Timetable:
Fmt 4701
Sfmt 4702
135. Class III Tribal State Gaming
Compact Process [1076–AF68]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 25
U.S.C. 2; 25 U.S.C. 9; 25 U.S.C. 479a–
1
CFR Citation: 25 CFR 293.
Legal Deadline: None.
Abstract: This final rule will update
procedures the Secretary of the Interior
(Secretary) uses for reviewing Class III
Tribal State Gaming compacts submitted
for approval to clarify what law the
Secretary applies and make the process
more transparent. The Department
received Tribal government input
through consultations and listening
sessions held under Executive Order
13175 criteria and the Department’s
policy on meaningful communication
and collaboration with Tribal officials.
Statement of Need: This final rule
will improve the tranparency of
procedures taken by the Secretary of the
Interior (Secretary) to review Class III
Tribal State Gaming compacts submitted
for approval.
Summary of Legal Basis: 5 U.S.C. 301,
25 U.S.C. 2, 25 U.S.C. 9, and 25 U.S.C.
479a–1.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
12/06/22
03/01/23
FR Cite
87 FR 74916
02/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: State,
Tribal.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Agency Contact: Oliver Whaley,
Director, Office of Regulatory Affairs
and Collaborative Action—Indian
Affairs, Department of the Interior,
Bureau of Indian Affairs, 1001 Indian
School Road NW, Suite 229,
Albuquerque, NM 87104, Phone: 202
738–6065, Email: oliver.whaley@
bia.gov.
George Patton, Department of the
Interior, Bureau of Indian Affairs, Indian
Affairs—RACA, 1001 Indian School
Road NW, Suite 312, Albuquerque, NM
87104, Phone: 505 563–3805, Email:
george.patton@bia.gov.
RIN: 1076–AF68
Bureau of Indian Affairs, 1001 Indian
School Road NW, Suite 229,
Albuquerque, NM 87104, Phone: 202
738–6065, Email: oliver.whaley@
bia.gov.
George Patton, Department of the
Interior, Bureau of Indian Affairs, Indian
Affairs—RACA, 1001 Indian School
Road NW, Suite 312, Albuquerque, NM
87104, Phone: 505 563–3805, Email:
george.patton@bia.gov.
RIN: 1076–AF71
DOI—BUREAU OF OCEAN ENERGY
MANAGEMENT (BOEM)
Action
Date
NPRM ..................
9421
FR Cite
09/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses.
Government Levels Affected: Tribal.
Federalism: Undetermined.
Agency Contact: Kelley Spence,
Department of the Interior, Bureau of
Ocean Energy Management, 1849 C
Street NW, Washington, DC 20240,
Phone: 984 298–7345, Email:
kelley.spence@boem.gov.
RIN: 1010–AE21
Proposed Rule Stage
DOI—BIA
136. Land Acquisitions [1076–AF71]
Priority: Other Significant.
Legal Authority: R.S. 161, 5 U.S.C.
301; 46 Stat. 1106, as amended; 46 Stat.
1471, as amended; . . .
CFR Citation: 25 CFR 151.
Legal Deadline: None.
Abstract: This rule will advance the
purposes of E.O. 13985 and address the
Department’s jurisdiction to acquire
land in trust for certain Tribes,
streamline acquisitions on existing
reservations, clarify Tribal jurisdiction,
and promote Tribal conservation of
lands. The Department received Tribal
government input through consultations
and listening sessions held under
Executive Order 13175 criteria and the
Department’s policy on meaningful
communication and collaboration with
Tribal officials.
Statement of Need: This rule will
advance the purposes of E.O. 13985 and
address the Department’s jurisdiction to
acquire land in trust for certain Tribes,
streamline acquisitions on existing
reservations, clarify Tribal jurisdiction,
and promote Tribal conservation of
lands.
Summary of Legal Basis: R.S. 161, 5
U.S.C. 301, 46 Stat. 1106, as amended,
and 46 Stat. 1471, as amended.
Timetable:
ddrumheller on DSK120RN23PROD with PROPOSALS2
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
12/05/22
03/01/23
I
02/00/24
87 FR 74334
I
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
Tribal.
Agency Contact: Oliver Whaley,
Director, Office of Regulatory Affairs
and Collaborative Action—Indian
Affairs, Department of the Interior,
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
137. • Fitness To Operate Standards for
Oil and Gas Operators and Lessees on
the Outer Continental Shelf [1010–
AE21]
Priority: Other Significant.
Unfunded Mandates: Undetermined.
Legal Authority: 43 U.S.C. 1331, OCS
Lands Act
CFR Citation: 30 CFR 550; 30 CFR
556.
Legal Deadline: None.
Abstract: In response to Executive
Order 14008, Tackling the Climate
Crisis at Home and Abroad, the
Department of the Interior prepared
Report on the Federal Oil and Gas
Leasing Program. The report stated that
the Bureau of Ocean Energy
Management, through a new ‘‘Fitness to
Operate’’ standard, would establish
safety, environmental, and financial
responsibilities for companies to meet
in order to operate on the U.S. Outer
Continental Shelf.
This rule would establish safety,
environmental, and financial
responsibilities for oil and gas
companies to meet in order to operate
on the U.S. Outer Continental Shelf.
Statement of Need: In response to
Executive Order 14008, Tackling the
Climate Crisis at Home and Abroad, the
Department of the Interior prepared a
report on the Federal Oil and Gas
Leasing Program. The report stated that
the Bureau of Ocean Energy
Management, through a new ‘‘Fitness to
Operate’’ standard, would establish
safety, environmental, and financial
responsibilities for companies to meet
in order to operate on the U.S. Outer
Continental Shelf.
This rule would establish safety,
environmental, and financial
responsibilities for oil and gas
companies to meet in order to operate
on the U.S. Outer Continental Shelf.
Summary of Legal Basis: 43 U.S.C.
1331, OCS Lands Act.
Timetable:
PO 00000
Frm 00131
Fmt 4701
Sfmt 4702
DOI—BOEM
Final Rule Stage
138. Renewable Energy Modernization
Rule [1010–AE04]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 43 U.S.C. 1337(p)
CFR Citation: 30 CFR 585.
Legal Deadline: None.
Abstract: This final rule will clarify
BOEM’s renewable energy regulations
facilitating offshore renewable energy
development in a manner that is safe,
environmentally sound, and provides
fair return to U.S. taxpayers. This action
also helps meet commitments of
Executive Order 14008, Tackling the
Climate Crisis at Home and Abroad, by
supporting renewable energy
production and in offshore waters.
BOEM received a range of comments
on the NPRM during the public
comment period. In addition, BOEM
held multiple staff-level and
Government-to-Government Tribal
Consultations. This final rule will
address feedback received from public
comment and Tribal Consultations.
Statement of Need: This final rule
will clarify BOEM’s renewable energy
regulations facilitating offshore
renewable energy development in a
manner that is safe, environmentally
sound, and provides fair return to U.S.
taxpayers. This action also helps meet
commitments of Executive Order 14008,
Tackling the Climate Crisis at Home and
Abroad by supporting renewable energy
production and in offshore waters.
Summary of Legal Basis: 43 U.S.C.
1337(p).
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
E:\FR\FM\09FEP2.SGM
09FEP2
Date
I
01/30/23
03/31/23
FR Cite
88 FR 5968
9422
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Action
Date
NPRM Comment
Period Extension.
NPRM Comment
Period Extension End.
Final Rule ............
04/03/23
FR Cite
88 FR 19578
05/01/23
04/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Tribal.
Agency Contact: Karen Thundiyil,
Chief, Office of Regulations, Department
of the Interior, Bureau of Ocean Energy
Management, 1849 C Street NW,
Washington, DC 20240, Phone: 202 742–
0970, Email: karen.thundiyil@boem.gov.
Related RIN: Merged with 1010–
AD89, Merged with 1010–AD91
RIN: 1010–AE04
DOI—BOEM
139. Protection of Marine
Archaeological Resources [1010–AE11]
Priority: Other Significant. Major
under 5 U.S.C. 801.
Legal Authority: NHPA–54 U.S.C.
300101 et seq.
CFR Citation: 30 CFR 550.
Legal Deadline: None.
Abstract: This final rule will revise
when lessees and operators would need
to conduct archaeological surveys. It
would clarify when operators would
submit an archaeological report with
their applications and clarify the source
and extent of the data utilized.
Statement of Need: This final rule
will revise when lessees and operators
would need to conduct archaeological
surveys. It would clarify when operators
would submit an archaeological report
with their applications and clarify the
source and extent of the data utilized.
Summary of Legal Basis: 30 CFR 550.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
02/15/23
04/17/23
FR Cite
88 FR 9797
140. Risk Management and Financial
Assurance for OCS Lease and Grant
Obligations [1010–AE14]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: OCSLA–43 U.S.C.
1331 et seq.
CFR Citation: 30 CFR 550; 30 CFR
556.
Legal Deadline: None.
Abstract: This final rule will modify
the evaluation criteria for determining
whether oil, gas and sulfur lessees,
right-of-use and easement grant holders,
and pipeline right-of-way grant holders
may be required to provide bonds or
other financial assurance, above the
regulatorily prescribed amounts for base
bonds, to ensure compliance with their
Outer Continental Shelf obligations.
We held a Government-toGovernment consultation with the
Indian Tribal Nation during the
development of the NPRM and expect to
have another consultation on the final
rule. This final rule will address
feedback received from public comment
period and Tribal consultations.
Statement of Need: This rule will
modify the evaluation criteria for
determining whether oil, gas and sulfur
lessees, right-of-use and easement grant
holders, and pipeline right-of-way grant
holders may be required to provide
bonds or other financial assurance,
above the regulatorily prescribed
amounts for base bonds, to ensure
compliance with their Outer
Continental Shelf obligations.
Summary of Legal Basis: OCSLA—43
U.S.C. 1331 et seq.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period Extension.
NPRM Comment
Period End.
NPRM Comment
Period Extension End.
Final Rule ............
06/29/23
08/25/23
FR Cite
88 FR 42136
88 FR 58173
18:15 Feb 08, 2024
Jkt 262001
Frm 00132
Proposed Rule Stage
141. Emergency Preparedness for
Impoundments [1029–AC82]
Priority: Other Significant.
Legal Authority: 30 U.S.C. 1201
CFR Citation: 30 CFR 780; 30 CFR
784; 30 CFR 816; 30 CFR 817.
Legal Deadline: None.
Abstract: This proposed rule would
incorporate certain aspects of the
Federal Guidelines for Dam Safety
(Federal Guidelines) into OSMRE’s
existing regulations. This proposed rule
would relate to emergency preparedness
for impounding structures and propose
to include provisions for Emergency
Action Plans (EAPs) and After-Action
Reports (AARs) that are consistent with
the Federal Guidelines. Also, OSMRE
may add new provisions to the
regulations explaining the EAP and
AAR requirements and aligning the
classification of impoundments with
industry and other government agency
standards.
Statement of Need: This proposed
rule would incorporate certain aspects
of the Federal Guidelines for Dam Safety
(Federal Guidelines) into OSMRE’s
existing regulations. This proposed rule
would relate to emergency preparedness
for impounding structures and propose
to include provisions for Emergency
Action Plans (EAPs) and After-Action
Reports (AARs) that are consistent with
the Federal Guidelines. Also, OSMRE
may add new provisions to the
regulations explaining the EAP and
AAR requirements and aligning the
classification of impoundments with
industry and other government agency
standards.
Summary of Legal Basis: 30 U.S.C.
1201.
Timetable:
Action
09/07/23
NPRM ..................
NPRM Comment
Period End.
04/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Agency Contact: Kelley Spence,
Program Analyst, Department of the
Interior, Bureau of Ocean Energy
Management, 1849 C Street NW,
Washington, DC 20240, Phone: 948 298–
7345, Email: kelley.spence@boem.gov.
Related RIN: Split from 1082–AA02
RIN: 1010–AE14
PO 00000
DOI—OFFICE OF SURFACE MINING
RECLAMATION AND ENFORCEMENT
(OSMRE)
08/28/23
05/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Peter Meffert,
Regulatory Analyst, Department of the
Interior, Bureau of Ocean Energy
Management, 45600 Woodland Road,
Sterling, VA 20166, Phone: 703 787–
1610, Email: peter.meffert@boem.gov.
RIN: 1010–AE11
VerDate Sep<11>2014
DOI—BOEM
Fmt 4701
Sfmt 4702
Date
FR Cite
01/00/24
02/00/24
I
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Khalia Boyd,
Regulatory Analyst, Department of the
Interior, Office of Surface Mining
Reclamation and Enforcement, 1951
Constitution Avenue NW, Washington,
DC 20240, Phone: 202 208–2823, Email:
kboyd@osmre.gov.
RIN: 1029–AC82
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
DOI—OSMRE
Final Rule Stage
142. Ten-Day Notices [1029–AC81]
Priority: Other Significant.
Legal Authority: Pub. L. 95–87; 30
U.S.C. 1211(c)(2)
CFR Citation: 30 CFR 733; 30 CFR
842.
Legal Deadline: None.
Abstract: The final rule would amend
OSMRE’s regulations on ten-day notices
that went into effect on December 24,
2020. The final rule would amend the
existing rules about when OSMRE sends
ten-day notices to State regulatory
authorities regarding possible SMCRA
violations.
Statement of Need: The final rule
would amend OSMRE’s regulations on
ten-day notices that went into effect on
December 24, 2020. The final rule
would amend the existing rules about
when OSMRE sends ten-day notices to
State regulatory authorities regarding
possible Surface Mining Control and
Reclamation Act violations.
Summary of Legal Basis: Public Law
95–87 and 30 U.S.C. 1211(c)(2).
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Final Action Effective.
04/25/23
06/26/23
FR Cite
88 FR 24944
02/00/24
03/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: State.
Agency Contact: Khalia Boyd,
Regulatory Analyst, Department of the
Interior, Office of Surface Mining
Reclamation and Enforcement, 1951
Constitution Avenue NW, Washington,
DC 20240, Phone: 202 208–2823, Email:
kboyd@osmre.gov.
RIN: 1029–AC81
DOI—BUREAU OF RECLAMATION
(RB)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Final Rule Stage
143. Public Conduct on Bureau of
Reclamation Facilities, Lands and
Waterbodies [1006–AA58]
Priority: Other Significant.
Legal Authority: 43 U.S.C. 373
CFR Citation: 43 CFR 423.
Legal Deadline: None.
Abstract: The revisions to this rule
clarify regulations that maintain law
and order and protect persons and
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
property on Bureau of Reclamation
facilities, lands, and waterbodies. The
rule revises existing definitions for the
use of aircraft and the possession of
firearms; updates regulations on
camping, swimming, and winter
recreation for the wide range of
circumstances found across Bureau of
Reclamation facilities, lands, and
waterbodies; and clarifies the permitting
of memorials and reburials on Bureau of
Reclamation lands.
Statement of Need: This rule will
revise existing definitions for the use of
aircraft and the possession of firearms;
update regulations on camping,
swimming, and winter recreation for the
wide range of circumstances found
across Bureau of Reclamation facilities,
lands, and waterbodies; and will clarify
the permitting of memorials and
reburials on Bureau of Reclamation
lands.
Summary of Legal Basis: 43 U.S.C.
373.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
02/16/23
04/17/23
I
11/00/23
88 FR 10070
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Jill Nagode,
Regulatory Contact, Department of the
Interior, Bureau of Reclamation, Denver
Federal Center, P.O. Box 25007,
Building 67, Denver, CO 80225, Phone:
303 445–2055, Email: jnagode@usbr.gov.
RIN: 1006–AA58
DOI—BUREAU OF LAND
MANAGEMENT (BLM)
Proposed Rule Stage
144. Closure and Restriction Orders
[1004–AE89]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 43 U.S.C. 1701 et
seq.; 43 U.S.C. 315a; 16 U.S.C. 1281c; 16
U.S.C. 877 et seq.; 16 U.S.C. 4601–6a; 16
U.S.C. 1241 et seq.; 16 U.S.C. 7913; 16
U.S.C. 1338; . . .
CFR Citation: None.
Legal Deadline: None.
Abstract: The proposed rule would
revise the visitor services regulations to
enhance the BLM’s ability to issue
closure and restriction orders. The
proposed rule would also make BLM’s
PO 00000
Frm 00133
Fmt 4701
Sfmt 4702
9423
regulations more consistent with other
Federal land management agencies’
closure and restriction authorities.
Statement of Need: This proposed
rule would allow the Bureau of Land
Management (BLM) to better protect
persons, property and public lands and
resources by allowing the agency to
close or restrict the use of public lands
in a more timely manner. The rule
would also make the BLM’s regulations
more consistent with other Federal land
management agencies’ closure and
restriction authorities.
Summary of Legal Basis: 43 U.S.C.
1701 et seq., 43 U.S.C. 315a, 16 U.S.C.
1281c, 16 U.S.C. 877 et seq., 16 U.S.C.
4601–6a, 16 U.S.C. 1241 et seq., 16
U.S.C. 7913, and 16 U.S.C. 1338.
Timetable:
Action
NPRM ..................
Final Action .........
Date
FR Cite
11/00/23
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Tom Heinlein,
Assistant Director, National Landscape
Conservation System, Department of the
Interior, Bureau of Land Management,
760 Horizon Drive, Grand Junction, CO
81506, Phone: 970 256–4954, Email:
theinlein@blm.gov.
RIN: 1004–AE89
DOI—BLM
145. Management and Protection of the
National Petroleum Reserve in Alaska
(Section 610 Review) [1004–AE95]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: Naval Petroleum
Reserves Production Act of 1976 (42
U.S.C. 6501 to 6508)
CFR Citation: 43 CFR subpart 2361.
Legal Deadline: None.
Abstract: This proposed rule would
assure maximum protection of Special
Areas in the NPR–A pursuant to and
consistent with the provisions of the
Naval Petroleum Reserves Production
Act of 1976 (90 Stat. 303; 42 U.S.C. 6501
et seq.), Alaska National Interest Lands
Conservation Act, and other applicable
authorities.
Statement of Need: The final rule will
assure maximum protection of Special
Areas in the NPR–A pursuant to and
consistent with the provisions of the
Naval Petroleum Reserves Production
Act of 1976 (90 Stat. 303; 42 U.S.C. 6501
et seq.), Alaska National Interest Lands
E:\FR\FM\09FEP2.SGM
09FEP2
9424
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Conservation Act, and other applicable
authorities.
Summary of Legal Basis: Naval
Petroleum Reserves Production Act of
1976 (42 U.S.C. 6501 to 6508).
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
09/08/23
11/07/23
I
03/00/24
88 FR 62025
I
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Kyle W. Moorman,
Division Chief for Regulatory Affairs
and Directives, Department of the
Interior, Bureau of Land Management,
1849 C Street NW, Washington, DC
20240, Phone: 202 527–2433, Email:
kmoorman@blm.gov.
RIN: 1004–AE95
ddrumheller on DSK120RN23PROD with PROPOSALS2
146. Update of the Communications
Uses Program, Right-of-Way Cost
Recovery Fee Schedules and Section
512 of FLPMA for Rights-of-Way [1004–
AE60]
Priority: Other Significant.
Legal Authority: 30 U.S.C. 185 and
189; 43 U.S.C. 1733; 43 U.S.C. 1740; 43
U.S.C. 1763
CFR Citation: 43 CFR 2800; 43 CFR
2860; 43 CFR 2880; 43 CFR 2920.
Legal Deadline: None.
Abstract: The BLM is proposing to
amend its right-of-way regulations to
improve access to broadband
communications and update the cost
recovery fee schedules for ROW work
activities. Additionally, this rule will
implement vegetation management
requirements to address fire risk from
and to power line ROWs on public
lands and national forests.
Statement of Need: This proposed
rule would address issues relating to (1)
Idle iron by adding a definition of this
term to clarify that it applies to idle
wells and structures on active leases; (2)
abandonment in place of subsea
infrastructure by adding regulations
addressing when BSEE may approve
decommissioning-in-place instead of
removal of certain subsea equipment;
and (3) other operational considerations.
Summary of Legal Basis: 30 U.S.C.
185 and 189, 43 U.S.C. 1733, 43 U.S.C.
1740, and 43 U.S.C. 1763.
Jkt 262001
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
11/07/22
01/06/23
I
12/00/23
87 FR 67306
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal.
Agency Contact: Dominica VanKoten,
Division Chief, Lands, HQ–35– (Lands,
Realty, and Cadastral), Department of
the Interior, Bureau of Land
Management, 301 Dinosaur Trail, Santa
Fe, NM 87508, Phone: 571 266–9585,
Email: dvankote@blm.gov.
Related RIN: Merged with 1004–AE69
RIN: 1004–AE60
147. Rights-of-Way, Leasing and
Operations for Renewable Energy
[1004–AE78]
Final Rule Stage
18:15 Feb 08, 2024
Action
Public Law 109–58 Division Z, Public
Law 116–260, E.O. 14008.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
06/16/23
08/15/23
FR Cite
88 FR 39726
04/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected:
Undetermined.
Agency Contact: Ben Gruber, Deputy
Assistant Director, Energy, Minerals,
and Realty Mgmt., Department of the
Interior, Bureau of Land Management,
1849 C Street NW, Washington, DC
20240, Phone: 951 269–9548, Email:
begruber@blm.gov.
RIN: 1004–AE78
DOI—BLM
DOI—BLM
VerDate Sep<11>2014
Timetable:
Priority: Other Significant. Major
under 5 U.S.C. 801.
Legal Authority: 30 U.S.C. ch. 23; 43
U.S.C. 1733; 43 U.S.C. 1740; 43 U.S.C.
1763; 30 U.S.C. 185 and 189; Pub. L.
109–58; Division Z, Pub. L. 116–260;
E.O. 14008; . . .
CFR Citation: None.
Legal Deadline: None.
Abstract: The proposed rule would
revise the BLM’s regulations for rightsof-way, leasing, and operations related
to activities associated with solar and
wind energy development. The Energy
Act of 2020 and section 207 of
Executive Order 14008 prioritize the
Department of the Interior’s need to
improve permitting activities and
processes to facilitate increased
renewable energy permitting and
production on public lands.
Statement of Need: The principal
purpose of these amendments is to
facilitate responsible solar and wind
energy development on public lands
managed by the BLM. The rule will
adjust acreage rents and capacity fees
for solar and wind energy, provide the
BLM with more flexibility in how it
processes applications for solar and
wind energy development inside
designated leasing areas, and update
agency criteria on prioritizing solar and
wind applications. The rule will also
make technical changes, corrections,
and clarifications to the existing rightof-way regulations.
Summary of Legal Basis: 30 U.S.C. ch.
23, 43 U.S.C. 1733, 43 U.S.C. 1740, 43
U.S.C. 1763, 30 U.S.C. 185 and 189,
PO 00000
Frm 00134
Fmt 4701
Sfmt 4702
DOI—BLM
148. Waste Prevention, Production
Subject to Royalties, and Resource
Conservation [1004–AE79]
Priority: Other Significant. Major
under 5 U.S.C. 801.
Legal Authority: 30 U.S.C. 181 et seq.;
30 U.S.C. 1701 et seq.; 43 U.S.C. 1701
et seq.; 25 U.S.C. 396a et seq.; 25 U.S.C.
2101 et seq.; 25 U.S.C. 396; E.O. 13990;
E.O. 14008; . . .
CFR Citation: None.
Legal Deadline: None.
Abstract: This rule proposes updates
to the BLM’s existing rules governing
the venting and flaring of natural gas
(methane) from onshore Federal and
Indian oil and gas leases. The
rulemaking will address the priorities
associated with Executive Order 14008
to address tackling the climate crisis.
Per Executive Order 13990, the rule will
address reducing methane emissions in
the oil and gas sector.
Statement of Need: The final rule will
ensure that companies do not waste
valuable Federal mineral resources in
their extraction processes and would
further address the priorities associated
with Executive Order 14008, ‘‘Tackling
the Climate Crisis at Home and
Abroad.’’
Summary of Legal Basis: 30 U.S.C.
181 et seq., 30 U.S.C. 1701 et seq., 43
U.S.C. 1701 et seq., 25 U.S.C. 396a et
seq., 25 U.S.C. 2101 et seq., 25 U.S.C.
396, E.O. 13990, and E.O. 14008.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
E:\FR\FM\09FEP2.SGM
09FEP2
Date
I
11/30/22
01/30/23
FR Cite
87 FR 73588
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Action
Date
Final Action .........
FR Cite
01/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Ben Gruber, Deputy
Assistant Director, Energy, Minerals,
and Realty Mgmt., Department of the
Interior, Bureau of Land Management,
1849 C Street NW, Washington, DC
20240, Phone: 951 269–9548, Email:
begruber@blm.gov.
RIN: 1004–AE79
DOI—BLM
ddrumheller on DSK120RN23PROD with PROPOSALS2
149. Fluid Mineral Leases and Leasing
Process [1004–AE80]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 30 U.S.C. 181 et seq.;
30 U.S.C. 351 to 359 et seq.; 43 U.S.C.
1701 et seq.; 30 U.S.C. 521 to 531 et
seq.; 90 Stat. 1083 to 1092; 30 U.S.C.
1701 et seq.; 92 Stat. 2073 to 2075; Pub.
L. 102–486; Pub. L. 109–58; 25 U.S.C.
396; 25 U.S.C. 396a–g; 25 U.S.C. 2101 to
2108; 30 U.S.C. 1201 et seq.; 42 U.S.C.
7101 et seq.; 42 U.S.C. 4321 et seq.; E.O.
14008; . . .
CFR Citation: None.
Legal Deadline: None.
Abstract: The proposed rule would
revise the BLM’s oil and gas regulations
to update fees, rents, royalties, and
bonding requirements related to oil and
gas leasing, development, and
production. The proposed rule would
also update the BLM’s process for
leasing to ensure the protection and
proper stewardship of the public lands,
including addressing impacts associated
with fossil fuel activities and ensuring
a fair return to taxpayers.
Statement of Need: This rule will
revise the BLM’s oil and gas regulations
to update the fees, rents, royalties, and
bonding requirements related to oil and
gas leasing, development, and
production pursuant to the Inflation
Reduction Act (Pub. L. 117–169). The
rule will also update the BLM’s process
for leasing to ensure the protection and
proper stewardship of the public lands,
including addressing impacts associated
with fossil fuel activities and ensuring
a fair return to taxpayers.
Summary of Legal Basis: 30 U.S.C.
181 et seq., 30 U.S.C. 351 to 359 et seq.,
43 U.S.C. 1701 et seq., 30 U.S.C. 521 to
531 et seq., 90 Stat. 1083 to 1092, 30
U.S.C. 1701 et seq., 92 Stat. 2073 to
2075, Public Law 102–486, Public Law
VerDate Sep<11>2014
20:08 Feb 08, 2024
Jkt 262001
109–58, 25 U.S.C. 396, 25 U.S.C. 396a–
g, 25 U.S.C. 2101 to 2108, 30 U.S.C.
1201 et seq., 42 U.S.C. 7101 et seq., 42
U.S.C. 4321 et seq., and E.O. 14008.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
07/24/23
09/22/23
FR Cite
88 FR 47562
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Nick Douglas,
Assistant Director, Energy, Minerals,
and Realty Management Department of
the Interior, Bureau of Land
Management, 760 Horizon Drive, Grand
Junction, CO 81506, Phone: 970 256–
4918, Email: ndouglas@blm.gov.
Ben Gruber, Deputy Assistant
Director, Energy, Minerals, and Realty
Mgmt., Department of the Interior
Bureau of Land Management, 1849 C
Street NW, Washington, DC 20240,
Phone: 951 269–9548, Email: begruber@
blm.gov.
RIN: 1004–AE80
DOI—BLM
150. Conservation and Landscape
Health (Section 610 Review) [1004–
AE92]
Priority: Other Significant.
Unfunded Mandates: Undetermined.
Legal Authority: 43 U.S.C. 1732(a)
CFR Citation: 43 CFR 6000; 43 CFR
1610.
Legal Deadline: None.
Abstract: The proposed rule would
clarify and support the principles of
multiple use and sustained yield in the
management of the public lands,
incorporating climate resiliency and
restoration through conservation and
preservation in the management of the
public lands pursuant to the Federal
Land Policy and Management Act and
other relevant authorities. The proposed
rule is within 43 CFR 6000 and would
provide an overarching framework that
would cover multiple resource areas to
ensure land health and sustained yield.
Statement of Need: The principles of
multiple use and sustained yield
management govern the BLM’s
stewardship of America’s public lands.
This proposed rule interprets and
implements a vital component of the
BLM’s multiple use and sustained yield
mission: addressing landscape
resilience and using restoration and
conservation as tools to ensure
PO 00000
Frm 00135
Fmt 4701
Sfmt 4702
9425
sustainable and productive natural
resources for future generations.
Identifying tools, standards, and
procedures to appropriately achieve
sustained yield is particularly important
to ensure that the BLM can pursue is
multiple use mission and maintain
sustained yield in the face of the
challenges posed by climate change,
drought, fire, land use changes, and
other factors impacting the health of
land, waters, and ecosystems. This
proposed rule addresses those concerns,
defines conservation, and provides an
operational definition of sustained yield
in the context of changing landscapes.
This rule also provides a framework for
decision-making to appropriately
implement conservation, including by
identifying best practices to conserve
and restore lands and waters to desired
conditions based on land health
standards and best available science.
These proposed regulations will
promote restoration opportunities with
significant public involvement, honor
the Bureau’s commitment to work
closely with Tribes and other
governmental entities, and respond
more effectively to changing resource
conditions and increasing demands on
public lands and waters. Further, this
rule will expand Areas of Critical
Environmental Concern regulations to
affirm statutory requirements.
Summary of Legal Basis: Federal Land
Policy and Management Act (FLPMA)
provides BLM authority for the
protection of ecological values (section
102(8)), the preservation of certain lands
in their natural condition (section
102(8)), and the establishment of fish
and wildlife development and
utilization as one of six principal or
major uses of public lands (section
103(l)). These mandates in FLPMA
provide BLM with general authority to
conserve ecosystems across its 245
million acres of public lands. FLPMA
section 302(a), provides: The Secretary
shall manage the public lands under
principles of multiple use and sustained
yield . . . except that where a tract of
such public land has been dedicated to
specific uses according to any other
provisions of law it shall be managed in
accordance with such law 43 U.S.C.
1732(a) (emphasis added). The multiple
use and sustained yield principles in
section 102(a)(8) authorizes the BLM to
implement the policies set forth in this
rulemaking effort.
Alternatives: N/A.
Anticipated Cost and Benefits: TBD.
Risks: TBD.
E:\FR\FM\09FEP2.SGM
09FEP2
9426
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
04/03/23
06/20/23
I
01/00/24
88 FR 19583
I
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: None.
Federalism: Undetermined.
Agency Contact: Brian St. George,
Acting Assistant Director, Directorate of
Resources and Planning, Department of
the Interior, Bureau of Land
Management, 1849 C Street NW,
Washington, DC 20240, Phone: 202 239–
3741, Email: bstgeorge@blm.gov.
RIN: 1004–AE92
BILLING CODE 4334–63–P
DEPARTMENT OF JUSTICE (DOJ)—
FALL 2023
ddrumheller on DSK120RN23PROD with PROPOSALS2
Statement of Regulatory Priorities
The mission of the Department of
Justice is to uphold the rule of law, to
keep our country safe, and to protect
civil rights. In carrying out this mission,
the Department is guided by the core
values of integrity, fairness, and
commitment to promoting the impartial
administration of justice—including for
those in historically underserved,
vulnerable, or marginalized
communities. Consistent with its
mission and values, the Department is
prioritizing activities that protect the
public against foreign and domestic
threats, strengthen enforcement of civil
rights laws, defend against domestic and
international terrorism, combat gun
violence, prevent and control crime, and
reform criminal justice systems. Because
the Department of Justice is primarily a
law enforcement agency, not a
regulatory agency, it carries out its
principal investigative, prosecutorial,
and other enforcement activities
through means other than the regulatory
process.
Regulatory action is, however, a
significant aspect of the law
enforcement mission of the Department.
The regulatory priorities of the
Department include initiatives in the
areas of criminal justice reform,
immigration, civil rights, and gun
violence reduction, and are effectuated
through rulemaking by the various
components of the Department. These
initiatives, as well as others important
to components’ accomplishing key law
enforcement priorities, are summarized
below.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
In addition to the public participation
and outreach efforts of the Department
described below in the Civil Rights
Division section, the Abstracts of
various Justice rulemakings also include
descriptions of the Department’s efforts
in these areas including: 1105–AB69
‘‘OVW Special Tribal Criminal
Jurisdiction Reimbursement’’; 1105–
AB40 ‘‘Telemedicine Prescribing of
Controlled Substances When the
Practitioner and the Patient Have not
had a Prior In-Person Medical
Evaluation’’; 1117–AB60 ‘‘Providing
Controlled Substances to Ocean
Vessels’’; 1117–AB63 ‘‘Termination of
Registration Upon Discontinuation of
Business or Change of Ownership’’;
1117–AB69 ‘‘Operation of Automated
Dispensing Systems at Long Term Care
Facilities by Hospital/Clinic
Pharmacies’’; 1117–AB72 ‘‘Changes to a
Prescription’’; 1120–AB05 ‘‘District of
Columbia Educational Good Time
Credit’’; 1120–AB67 ‘‘Use of Chemical
Agents or Other Less-Than-Lethal Force
in Immediate Use of Force Situations’’;
1120–AB71 ‘‘Inmate Discipline
Program: Disciplinary Segregation and
Prohibited Act Code Changes’’; and
1121–AA89 ‘‘Updating Office for
Victims of Crime Programs
Regulations.’’
Bureau of Alcohol, Tobacco, Firearms
and Explosives (ATF)
ATF issues regulations to enforce and
implement federal laws relating to the
manufacture, importation, sale, and
other commerce in firearms and
explosives. Such regulations are
designed to promote the ATF mission to
curb illegal traffic in, and criminal use
of, firearms and explosives, and to assist
state, local, Tribal, territorial, and other
federal law enforcement agencies in
reducing violent crime.
ATF will continue, as a priority
during fiscal year 2024, to seek
modifications to its regulations
governing commerce in firearms and
explosives in furtherance of these
important goals.
The Department is undertaking a
rulemaking to amend ATF’s regulations
to conform with the changes made by
Congress in the Bipartisan Safer
Communities Act (Pub. L. 117–159) and
parts of the Consolidated
Appropriations Act of 2022 (Pub. L.
117–109), which included the NICS
Denial Notification Act of 2022 (RIN
1140–AA57). The Department has also
proposed to amend ATF’s regulations to
further clarify what it means for a
person to be ‘‘engaged in the business’’
of dealing in firearms, and to have the
intent to ‘‘predominantly earn a profit’’
from the sale or disposition of firearms
PO 00000
Frm 00136
Fmt 4701
Sfmt 4702
(RIN 1140–AA58). ATF is undertaking
an amendment to 27 CFR part 555 to
require that persons who store explosive
materials annually notify the local
authority that has jurisdiction for fire
safety in the locality in which the
explosive materials are being stored of
the type, quantity, and location of each
site where the explosive materials are
being stored (RIN 1140–AA51).
Bureau of Prisons (BOP)
BOP issues regulations to enforce the
Federal laws relating to its mission: to
protect public safety by ensuring that
federal offenders serve their sentences
of imprisonment in facilities that are
safe, humane, cost-efficient, and
appropriately secure, and to provide
reentry programming to ensure their
successful return to the community.
The First Step Act (FSA) of 2018,
Public Law 115–391, 132 Stat. 5194
(2018) has brought a host of regulatory
changes for BOP. To date, BOP has
successfully enacted FSA-related
regulations (1) to enable eligible inmates
to earn Time Credits towards prerelease
custody or early transfer to supervised
release, and (2) to modify the amount of
Good Time Credit to which eligible
inmates are entitled. BOP’s next FSArelated regulatory measure involves
publishing a Notice of Proposed
Rulemaking (NPRM) titled the
Reservation of Funds for Reentry Under
the First Step Act. This rule proposes to
implement a specific FSA provision
requiring BOP to reserve a portion of the
compensation inmates would otherwise
receive for working to assist these
inmates with costs associated with
release from prison. BOP anticipates the
NPRM’s publication in the Federal
Register by the end of 2023.
Another important BOP regulatory
measure involving management of
inmate funds is the Inmate Financial
Responsibility Program (IFRP). On
January 10, 2023, BOP published an
NPRM titled Inmate Financial
Responsibility Program: Procedures,
which proposes to withhold a portion of
inmate work pay and money received by
outside sources in order to pay
restitution obligations toward victims
and satisfy other lawful obligations.
Specifically, the rule proposes
withholding 75% of all communitysource deposits in inmates’ commissary
account; withholding 50% of pay for
inmates in grades 1 through 4 of
UNICOR; withholding 25% of pay for
inmates in grade 5 of UNICOR and
inmates receiving performance pay for
institution work; removing two
penalties for failure to participate in the
program; and adding one penalty for an
inmate’s refusal to participate. BOP
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
received a large volume of public
comments. DEA then published a
Temporary Rule on May 10 to extend
the pandemic-era flexibilities through
November 11, 2023. On October 10,
2023, DEA published a second
Temporary Rule to further extend the
pandemic-era flexibilities through
December 31, 2024. DEA is considering
a new NPRM to promulgate effective
regulations responsive to the general
public and industry concerns. DEA may
propose a regulation that would
authorize the issuance of registrations
for telemedicine, and to prescribe the
circumstances in which they may be
obtained and used (RIN 1117–AB40).
DEA also intends to publish a
proposed regulation to amend the
reporting requirements found at 21 CFR
1310.05(b)(2) mandating notification to
DEA of domestic transactions involving
Civil Rights Division (CRT)
tableting and encapsulating machines
CRT works to uphold the civil and
15-days before the seller ships the
constitutional rights of all persons in the
machine. The draft regulation also
United States, particularly some of the
proposes to amend the definitions of a
most vulnerable members of our society. Drug Enforcement Administration (DEA) ‘‘tableting machine’’ and an
Consistent with this mission, CRT plans
DEA is the agency primarily
‘‘encapsulating machine’’ to include
to engage in five separate rulemakings
responsible for coordinating the drug
‘‘parts thereof.’’ Finally, the draft
on disability rights.
law enforcement activities of the United regulation seeks to modernize customer
First, CRT plans to adopt technical
States and also assisting in the
verification requirements for
standards for public entities’ websites
implementation of the President’s
transactions and proposes modifications
under title II of the Americans with
National Drug Control Strategy. DEA
to DEA Form 452 to improve tracking of
Disabilities Act (ADA) to help public
implements and enforces titles II and III transactions of tableting and
entities meet their existing ADA
of the Comprehensive Drug Abuse
encapsulating machines (RIN 1117–
obligations to ensure their websites are
Prevention and Control Act of 1970 and AB80).
accessible to people with disabilities
the Controlled Substances Import and
In support of its regulatory function,
(RIN 1190–AA79). The Department
Export Act (21 U.S.C. 801–971), as
DEA regularly engages with the
issued a Notice of Proposed Rulemaking amended, collectively referred to as the
registrant community, stakeholders, and
on this topic in August 2023. To
Controlled Substances Act (CSA).
the public at large. DEA launched
promote public engagement with the
DEA’s mission is to enforce the
‘‘Operation Engage’’ for its field offices
rulemaking, the Department also made
controlled substances laws and
to connect and collaborate with the
available a fact sheet providing a plain
regulations of the United States and
communities they serve through local
language summary of the proposed rule. bring to the criminal and civil justice
partnerships to implement strategies
The fact sheet is intended to help the
system those organizations and
and activities regarding drug use
public get acquainted with the proposal individuals involved in the growing,
prevention and education as well as
so that the proposed rule feels more
manufacture, or distribution of
bridging public safety and public health
navigable and so that providing public
controlled substances and listed
efforts to help lower drug overdose
comments feels more approachable.
chemicals appearing in or destined for
deaths. DEA also routinely interacts and
These resources were posted on the
illicit traffic in the United States. The
engages with registrants by developing
Department’s www.ada.gov website with CSA and its implementing regulations
programs and presenting topics of
information about how to submit
interest in webinar sessions, industry
are designed to prevent, detect, and
comments. They were also posted on a
meetings, and conferences. These
eliminate the diversion of controlled
web page created by HHS’s
substances and listed chemicals into the outreach events facilitate open
Administration for Community Living
dialogues with stakeholders and allow
illicit market while providing for the
to track rulemakings implementing non- legitimate medical, scientific, research,
DEA an opportunity to better
discrimination requirements protecting
understand new and upcoming issues
and industrial needs of the United
people with disabilities. CRT also held
faced by the registrant community.
States.
a number of listening sessions to
DEA also plans on improving and
Pursuant to its statutory authority,
provide an overview of the proposal and DEA intends to continue with the
broadening community engagement and
hear the perspectives of a variety of
advancing participation of underserved
following priority regulation that
stakeholders including disability
communities by partnering with trusted
appeared on the Fall 2022 Unified
groups, State and local government
members and leaders in the community,
Agenda:
DEA published a Notice of Purposed
groups, and others. Second, CRT plans
not-for-profit organizations, and patient
Rulemaking (NPRM) on Telemedicine
to amend the current DOJ regulation
advocacy groups, and by developing inPrescribing of Controlled Substances
under section 504 of the Rehabilitation
person and virtual listening sessions.
Based on the feedback, comments,
when the Practitioner and the Patient
Act of 1973, which prohibits
Have Not Had a Prior In-Person Medical and industry concerns received from
discrimination based on disability in
registrants, stakeholders, and the public
programs and activities conducted by an Evaluation, in March of 2023, and
continues to carefully review and
thoughtfully consider the 1,300 public
comments received in response to the
NPRM.
In addition, BOP continues to actively
pursue several proposed rules to update
the inmate discipline program; revise
technical sections of the regulation
regarding filing of tort claims; clarify
use of force policy for less-than-lethal
munitions; and modify clinical
guidelines related to infectious disease
testing for affected inmates. Finally,
BOP continues to explore procedural
avenues to finalize interim final rules
related to, for example, (1) exceptions to
the filing requirements for certain
administrative remedies, and (2)
calculation of educational good time
credit for eligible District of Columbia
inmates.
ddrumheller on DSK120RN23PROD with PROPOSALS2
9427
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
executive agency, to bring it up to date
(RIN 1190–AA73). Third, CRT will
propose standards that address the
accessibility of medical diagnostic
equipment under title II of the ADA
(RIN 1190–AA78). Fourth, CRT intends
to propose requirements for pedestrian
facilities in the public right-of-way,
such as sidewalks and crosswalks,
covered by part A of title II of the ADA
that are consistent with the Access
Board’s minimum Accessibility
Guidelines for Pedestrian Facilities in
the Public Right-of-Way to help public
entities meet their existing ADA
obligations to make those facilities
accessible (RIN 1190–AA77). Last, CRT
plans to publish an advance notice of
proposed rulemaking seeking public
input on possible revisions to its ADA
regulations to ensure the accessibility of
equipment and furniture in public
entities and public accommodations’
programs and services (RIN 1190–
AA76).
PO 00000
Frm 00137
Fmt 4701
Sfmt 4702
E:\FR\FM\09FEP2.SGM
09FEP2
9428
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
during presentations and routine
engagement, DEA makes informed
decisions to evaluate the need to update
existing regulations or identify new
ones that should be proposed. DEA will
continue to broaden its public
engagement to support the development
of future regulatory actions.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Executive Office for Immigration Review
(EOIR)
EOIR’s primary mission is to
adjudicate immigration cases by fairly,
expeditiously, and uniformly
interpreting and administering the
nation’s immigration laws. Under
delegated authority from the Attorney
General, EOIR conducts immigration
court proceedings and appellate
reviews. Immigration judges in EOIR’s
Office of the Chief Immigration Judge
adjudicate cases to determine whether
noncitizens should be removed from the
United States or whether they are
eligible for relief from removal. The
Board of Immigration Appeals (BIA) has
nationwide jurisdiction over appeals
from decisions of immigration judges, as
well as other matters specified by
regulation. In addition, EOIR also
conducts administrative hearings
involving immigration-related
employment practices, discrimination
claims, and document fraud cases.
Accordingly, the Department of Justice
has a significant role in the
administration of the nation’s
immigration laws. The Attorney General
also is responsible for civil litigation
and criminal prosecutions relating to
the immigration laws.
EOIR is working to revise and update
the regulations to increase
administrative efficiency, while also
safeguarding fairness interests.
Specifically, EOIR has issued a
proposed rule that would restore
longstanding procedures in place before
a prior rule (RIN 1125–AA96), including
administrative closure, and clarify and
codify other established practices. The
rule will promote the efficient and
expeditious adjudication of cases, afford
immigration judges and the Board
flexibility to efficiently allocate their
limited resources, and protect due
process for parties before immigration
judges and the Board.
EOIR and the Department of
Homeland Security (DHS) are also
drafting a joint proposed rule that
would provide clarity and uniformity to
DHS custody procedures and EOIR bond
hearing procedures (RIN 1125–AB27).
The Departments believe this
rulemaking will help address litigation
issues and resolve varying judicial
interpretations of the existing custody
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
and bond hearing procedures among
Federal circuit courts.
Additionally, EOIR is developing
several regulations related to the asylum
system. For example, EOIR and DHS
intend to propose joint rules to
withdraw prior rules that created
obstacles to asylum, such as RIN 1125–
AB08, which proposes to rescind a
pandemic-era rule that categorically
barred asylum for individuals fleeing
political, religious, or other persecution
solely based on their passage through a
country in which a communicable
disease is prevalent, regardless of
whether an individual was exposed to
the disease or was vaccinated, and RIN
1125–AB22, which proposes to rescind
or modify regulatory revisions made by
a prior rule to procedures for asylum
and withholding of removal.
Federal Bureau of Investigation (FBI)
The FBI is responsible for protecting
and defending the United States against
terrorist and foreign intelligence threats,
upholding and enforcing the criminal
laws of the United States, and providing
leadership and criminal justice services
to federal, state, local, tribal territorial,
and international agencies and partners.
Only in limited contexts does the FBI
rely on rulemaking.
For example, the FBI drafted a
proposed rule to establish the criteria
for use by a designated entity in
deciding fitness as described under the
Child Protection Improvements Act
(CPIA), 34 U.S.C. 40102, Public Law
115–141, div. S. title I, section 101(a)(1),
Mar. 23, 2018, 132 Stat. 1123.
The CPIA requires that the Attorney
General, by rule, establish the criteria
for use by designated entities in making
a determination of fitness described in
subsection (b)(4) of the Act concerning
whether the provider has been
convicted of, or is under pending
indictment for, a crime that bears upon
the provider’s fitness to have
responsibility for the safety and
wellbeing of children, the elderly, or
individuals with disabilities and shall
convey that determination to the
qualified entity. Such criteria shall be
based on the criteria established
pursuant to section 108(a)(3)(G)(i) of the
Prosecutorial Remedies and Other Tools
to end the Exploitation of Children
Today Act of 2003 (34 U.S.C. 40102
note) and section 658H of the Child Care
and Development Block Grant Act of
1990 (42 U.S.C. 9858f).
The FBI is also drafting rules to
implement the Bipartisan Safer
Communities Act of 2022 (BSCA), 28
U.S.C. 534, 34 U.S.C. 40901, and 34
U.S.C., Subt. IV, ch. 411, Refs. & Annos.,
Public Law 117–159, div A, title II,
PO 00000
Frm 00138
Fmt 4701
Sfmt 4702
sections 12001(a) and 12004(h), June 25,
2022, 136 Stat. 1313 and the National
Instant Criminal Background Check
System (NICS) Denial Notification Act
(NDNA) of 2022, 18 U.S.C. 921, 18
U.S.C. 925B through 925D, Public Law
117–103, div. W, title XI, sections 1101
through 1103, March 15, 2022, 136 Stat.
919.
In accordance with the BSCA, the FBI
will propose regulatory amendments to
include, but not be limited to:
authorizing and establishing the process
for federal firearm licensees (FFLs) to
receive access to records of stolen
firearms maintained in the FBI’s
National Crime Information Center to
verify if a firearm offered for sale to the
FFL has been reported stolen;
authorizing, and establishing the
process for, FFLs to use NICS for the
purpose of voluntary background checks
of certain current and/or prospective
employees of the FFL; and establishing
the process when NICS has been
contacted for the prospective transfer of
a firearm to a person under the age of
21. For NICS transactions involving
persons under the age of 21, proposed
regulation amendments will address,
but may not be limited to, the BSCA
provisions regarding: (A) the application
of a delay, up to the tenth business day,
if cause exists to further investigate a
possibly disqualifying juvenile record;
(B) the required collection (and any
purge/retention) of residential address
information submitted by an FFL so the
FBI may comply with the expanded
background checks of such persons; and
(C) the process for conducting the
expanded background checks to
determine if certain entities where such
persons reside (the state criminal
history repository or juvenile justice
information system, the state custodian
of mental health adjudication records;
and local law enforcement) have records
establishing ‘‘cause’’ that such persons
have possibly disqualifying juvenile
records under 18 U.S.C., section 922(d).
The NDNA mandates that, when the
FBI denies a firearm transfer during a
NICS transaction, the Attorney General
is to report various information about
that denial to local law enforcement
authorities in the state or tribe where a
firearm was sought for transfer and, if
different, the local law enforcement
authorities of the state or tribe where the
person resides. ‘‘Local law enforcement
authority’’ is defined by the NDNA at 18
U.S.C., section 921(a).
Regulatory amendments will be
drafted outlining the process for
submitting, and the contents of, such
denial notifications, including language
similar to the BSCA, addressing the
required collection (and purge/
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
retention) of a prospective transferee’s
residential address so the FBI may
contact the proper local law
enforcement authorities should the
transaction be denied. Regulatory
proposals based on the NDNA will also
address denial notifications being sent
to prosecution authorities in the
jurisdiction where the firearm was
sought and circumstances where
authorities need to be updated that a
person who was the subject of a denial
notification has subsequently been
determined to not be prohibited.
Regulation proposals from the NDNA
will also address the Attorney General’s
new, annual report to Congress
concerning denial notifications, and
related statistics, from the previous year.
DOJ—CIVIL RIGHTS DIVISION (CRT)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Proposed Rule Stage
151. Implementation of the ADA
Amendments Act of 2008: Federally
Conducted (Section 504 of the
Rehabilitation Act of 1973) [1190–
AA73]
Priority: Other Significant.
Legal Authority: Pub. L. 110–325; 29
U.S.C. 794 (sec. 504 of the Rehab. Act
of 1973); E.O. 12250 (45 FR 72855)
CFR Citation: 28 CFR 39.
Legal Deadline: None.
Abstract: Section 504 of the
Rehabilitation Act of 1973, as amended
(29 U.S.C. 794), prohibits discrimination
on the basis of disability in programs
and activities conducted by an
Executive agency. The Department
plans to revise its 504 Federally
conducted regulation at 28 CFR part 39
to incorporate amendments to the
statute, including the changes in the
meaning and interpretation of the
applicable definition of disability
required by the ADA Amendments Act
of 2008, Public Law 110–325, 122 Stat.
3553 (Sep. 25, 2008); incorporate
requirements and limitations stemming
from judicial decisions; and make other
non-substantive clarifying edits,
including updating outdated
terminology and references.
Statement of Need: This rule is
necessary to bring the Department’s
prior section 504 Federally conducted
regulation, which has not been updated
in three decades, into compliance with
judicial decisions establishing rights
and limitations under section 504, as
well as statutory amendments to the
Rehabilitation Act, including the new
definition of disability provided by the
ADA Amendments Act of 2008, which
became effective on January 1, 2009.
Additionally, following the passage of
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
the Americans with Disabilities Act
(ADA), amendments to the
Rehabilitation Act sought to ensure that
the same precepts and values embedded
in the ADA were also reflected in the
Rehabilitation Act. To ensure the
intended parity between the two laws,
it is also necessary to update the
Federally conducted regulation to align
it with the relevant provisions of title II
of the ADA. An updated Federally
conducted regulation would consolidate
the existing section 504 requirements in
one place for easy reference.
Summary of Legal Basis: The
summary of the legal basis of authority
for this regulation is set forth above in
the abstract.
Alternatives: There are no appropriate
alternatives to issuing this NPRM since
it implements requirements and
limitations arising from the statute and
judicial decisions.
Anticipated Cost and Benefits:
Because the NPRM would incorporate
existing legal requirements and
limitations in the Department’s section
504 Federally conducted regulation, the
Department does not anticipate any
costs from this rule.
Risks: Failure to update the
Department’s section 504 Federally
conducted regulation to conform to legal
requirements and limitations provided
under the statute and judicial decisions
will interfere with the Department’s
ability to meet its non-discrimination
requirements under section 504.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
FR Cite
10/00/24
01/00/25
I
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal.
Additional Information: Transferred
from RIN 1190–AA60.
Agency Contact: Rebecca Bond, Chief,
Disability Rights Section, Department of
Justice, Civil Rights Division, 4
Constitution Square, 150 M Street NE,
Washington, DC 20002, Phone: 202 307–
0663.
RIN: 1190–AA73
PO 00000
Frm 00139
Fmt 4701
Sfmt 4702
9429
DOJ—CRT
152. Nondiscrimination on the Basis of
Disability by State and Local
Governments; Public Right-of-Way
[1190–AA77]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 42 U.S.C. 12134(a);
42 U.S.C. 12134(c)
CFR Citation: 28 CFR 35.
Legal Deadline: None.
Abstract: The Department of Justice
anticipates issuing a Notice of Proposed
Rulemaking that would establish
accessibility requirements to help
public entities meet their existing
Americans with Disabilities Act (ADA)
obligations to ensure that sidewalks and
other pedestrian facilities in the public
right-of-way are accessible to and usable
by individuals with disabilities. The
Architectural and Transportation
Barriers Compliance Board (Access
Board) has issued accessibility
guidelines for pedestrian facilities in the
public right-of-way, and the Department
of Justice is required under the ADA to
promulgate regulations that include
standards that are consistent with the
Access Board’s minimum guidelines.
Statement of Need: This rule is
necessary to help public entities meet
their existing ADA obligations to ensure
that pedestrian facilities in the public
right-of-way are accessible to and usable
by individuals with disabilities. The
Access Board intends to issue minimum
accessibility guidelines for pedestrian
facilities in the public right-of-way, and
the ADA requires the Department of
Justice to include standards in its
regulations implementing part A of title
II of the ADA that are consistent with
the minimum ADA guidelines issued by
the Access Board. Accordingly, the
Department of Justice intends to
propose requirements for pedestrian
facilities covered by part A of title II of
the ADA that are consistent with the
Access Board’s minimum Accessibility
Guidelines for Pedestrian Facilities in
the Public Right-of-Way. These
requirements would help ensure that
people with disabilities have access to
sidewalks, curb ramps, pedestrian street
crossings, and other pedestrian facilities
in the public right-of-way.
Summary of Legal Basis: The
summary of the legal basis for this
regulation is set forth in the above
abstract.
Alternatives: There are no appropriate
alternatives to issuing this NPRM
because the ADA requires the
Department of Justice to include
standards in its regulations
implementing part A of title II of the
E:\FR\FM\09FEP2.SGM
09FEP2
9430
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ADA that are consistent with the
minimum ADA guidelines issued by the
Access Board. The Access Board’s
accessibility guidelines will only
become binding when the Department
of Justice adopts them as legally
enforceable requirements through
rulemaking.
Anticipated Cost and Benefits: The
Department anticipates costs to State
and local governments given that this
rule would require that pedestrian
facilities in the public right-of-way
comply with the Department’s
accessibility requirements under part A
of title II of the ADA. The Department
also anticipates significant benefits to
people with disabilities, who would
obtain greater access to sidewalks and
other pedestrian facilities in the public
right-of-way.
Risks: Failure to adopt requirements
for pedestrian facilities covered by part
A of title II of the ADA that are
consistent with the Access Board’s
minimum Accessibility Guidelines for
Pedestrian Facilities in the Public Rightof-Way would mean that such Access
Board guidelines would remain
nonbinding and unenforceable. It would
also mean that the Department would
not be complying with its obligation to
ensure that the standards in its
regulations are consistent with the
minimum ADA guidelines issued by the
Access Board.
Timetable:
Action
Date
NPRM ..................
FR Cite
10/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Governmental
Jurisdictions.
Government Levels Affected: Local,
State.
Federalism: Undetermined.
Agency Contact: Rebecca Bond, Chief,
Disability Rights Section, Department of
Justice, Civil Rights Division, 4
Constitution Square, 150 M Street NE,
Washington, DC 20002, Phone: 202 307–
0663.
RIN: 1190–AA77
ddrumheller on DSK120RN23PROD with PROPOSALS2
DOJ—CRT
153. Nondiscrimination on the Basis of
Disability by State and Local
Governments: Medical Diagnostic
Equipment [1190–AA78]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 42 U.S.C. 12101 et
seq.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
CFR Citation: 28 CFR 35.
Legal Deadline: None.
Abstract: Title II of the Americans
with Disabilities Act (ADA) requires
State and local governments to provide
services, programs, and activities in a
manner that is accessible to people with
disabilities. The Department will seek
public comment on proposed changes to
its regulations to adopt the U.S.
Architectural and Transportation
Barriers Compliance Board’s (Access
Board) Standards for Medical Diagnostic
Equipment (MDE) to ensure that MDE is
accessible to persons with disabilities in
their participation in or benefit of
services, programs, and activities
provided by public entities. The
Department previously announced that
it intended to issue an ANPRM, titled
Nondiscrimination on the Basis of
Disability by State and Local
Governments and Places of Public
Accommodation; Equipment and
Furniture (RIN 1190–AA76) addressing
possible revisions to its ADA
regulations to ensure the accessibility of
equipment and furniture generally.
However, given the specialized nature
of MDE, the Department has decided to
publish a separate NPRM that addresses
the accessibility of MDE.
Statement of Need: MDE that is
accessible to individuals with
disabilities is often critical to a public
entity’s ability to provide an individual
with a disability with equal access to its
health care services, programs, and
activities. The Department’s ADA
regulations contain the ADA Standards
for Accessible Design (the ADA
Standards), which include accessibility
standards for some types of fixed or
built-in equipment and furniture.
However, there are no specific
provisions in the ADA Standards or the
ADA regulations explicitly addressing
the accessibility of MDE. While
manufacturers have begun to offer MDE
that is more accessible to and usable by
people with disabilities and the
Department has sought to ensure people
with disabilities have equal access to
medical care under the ADA’s general
regulatory provisions through
enforcement and the issuance of
technical assistance, the Department
recognizes that more specific standards
are necessary to guarantee full and equal
access to health care services, programs,
and activities. This rule is necessary to
ensure that inaccessible MDE does not
prevent people with disabilities from
accessing title II entities’ services,
programs, and activities.
Summary of Legal Basis: The
summary of the legal basis for this
regulation is set forth in the above
abstract.
PO 00000
Frm 00140
Fmt 4701
Sfmt 4702
Alternatives: There are no appropriate
alternatives to issuing this NPRM. The
Access Board has issued standards on
MDE, but these standards only become
legally enforceable under the ADA
when the Department adopts them
through a rulemaking. Alternatively, the
Department could create its own
technical standards for MDE for which
the Access Board does not adopt
guidelines and implement them through
a rulemaking.
Anticipated Cost and Benefits: The
Department anticipates costs to covered
entities (i.e., State and local
governments). Entities may need to
acquire new MDE to meet technical
standards that the Department includes
in its regulations. The Department also
anticipates significant benefits to people
with disabilities, who may obtain
greater access to public entities’
services, programs, and activities, which
may improve their health or potentially
save their lives.
Risks: Failure to adopt technical
standards to ensure that people with
disabilities have access to MDE in
public entities’ programs, services, and
activities will prevent people with
disabilities from having the full and
equal access to which they are entitled.
The health of people with disabilities
may suffer as a result of unequal access
to medical care.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Date
FR Cite
11/00/23
12/00/23
I
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Governmental
Jurisdictions.
Government Levels Affected: Local,
State.
Federalism: Undetermined.
Agency Contact: Rebecca Bond, Chief,
Disability Rights Section, Department of
Justice, Civil Rights Division, 4
Constitution Square, 150 M Street NE,
Washington, DC 20002, Phone: 202 307–
0663.
Related RIN: Split from 1190–AA76
RIN: 1190–AA78
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
DOJ—CRT
Final Rule Stage
ddrumheller on DSK120RN23PROD with PROPOSALS2
154. Nondiscrimination on the Basis of
Disability: Accessibility of Web
Information and Services of State and
Local Government Entities [1190–
AA79]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 12101 et
seq.
CFR Citation: 28 CFR 35.
Legal Deadline: None.
Abstract: The Americans with
Disabilities Act (ADA) states that ‘‘no
qualified individual with a disability
shall, by reason of such disability, be
excluded from participation in or be
denied the benefits of services,
programs, or activities of a public entity,
or be subjected to discrimination by any
such entity.’’ 42 U.S.C. 12132. However,
many public entities’ (i.e., State and
local governments’) websites and mobile
apps fail to incorporate or activate
features that enable users with
disabilities to access the public entity’s
services, programs, and activities. The
Department published a Notice of
Proposed Rulemaking (NPRM)
proposing to amend its title II ADA
regulation to provide technical
standards to assist public entities in
complying with their existing
obligations to make their websites and
mobile apps accessible to individuals
with disabilities. The Department is
working to issue a final regulation on
this topic.
Statement of Need: Just as steps
exclude people who use wheelchairs
from a building, inaccessible websites or
mobile apps can exclude people with a
range of disabilities from accessing
critical State and local government
services, programs, and activities. The
Department is proposing technical
requirements to provide concrete
standards to public entities on how to
fulfill their obligations under title II to
provide access to all of their services,
programs, and activities that are offered
via the web or mobile apps. The
Department believes the requirements
described in this rule are necessary to
ensure the equality of opportunity, full
participation, independent living, and
economic self-sufficiency for
individuals with disabilities as set forth
in the ADA. 42 U.S.C. 12101(a)(7). This
is particularly necessary now that
public entities increasingly rely on the
web and mobile apps to provide their
services, programs, and activities.
Summary of Legal Basis: The
summary of the legal basis for this
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
regulation is set forth in the above
abstract.
Alternatives: There are no appropriate
alternatives to issuing this rule. In the
NPRM, the Department discussed
various regulatory proposals that would
ensure full access to websites and
mobile apps of State and local
governments and solicited public
comments on these proposals. The
Department will continue to evaluate
these proposals as it works to issue a
final regulation.
Anticipated Cost and Benefits: The
Department anticipates that this rule
will be economically significant (that is,
that the rule will have an annual effect
on the economy of $200 million or
more, or adversely affect in a material
way the economy, a sector of the
economy, the environment, public
health or safety, or State, local or tribal
governments or communities). However,
the Department believes that revising its
title II rule to clarify the obligations of
State and local governments to provide
accessible websites and mobile apps
will significantly increase equal access
by providing citizens with disabilities
the opportunity to participate in, and
benefit from, State and local government
services, programs, and activities. It will
also ensure that individuals with
disabilities have access to important
services and information that are
provided over the web or through
mobile apps, such as benefits
applications and emergency
information. In drafting its NPRM, the
Department attempted to minimize the
compliance costs to State and local
governments while maximizing the
benefits of compliance to persons with
disabilities and the Department will
consider public comments it received
on this issue when promulgating its
final rule.
Risks: If the Department does not
revise its ADA title II regulations to
address website and mobile app
accessibility, persons with disabilities
in many communities will continue to
be unable to access their State and local
governments’ services, programs, and
activities in the same manner as citizens
without disabilities, and in some cases
persons with disabilities will not be able
to access those services at all.
Furthermore, State and local
governments will not have specific
information about how to meet their
ADA obligations with respect to website
and mobile app accessibility.
Timetable:
Action
Date
NPRM ..................
PO 00000
Frm 00141
08/04/23
Fmt 4701
Sfmt 4702
FR Cite
88 FR 51948
Action
NPRM Comment
Period End.
Final Action .........
Date
9431
FR Cite
10/03/23
I
04/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Governmental
Jurisdictions.
Government Levels Affected: Local,
State.
Agency Contact: Rebecca Bond, Chief,
Disability Rights Section, Department of
Justice, Civil Rights Division, 4
Constitution Square, 150 M Street NE,
Washington, DC 20002, Phone: 202 307–
0663.
RIN: 1190–AA79
DOJ—DRUG ENFORCEMENT
ADMINISTRATION (DEA)
Proposed Rule Stage
155. Telemedicine Prescribing of
Controlled Substances When the
Practitioner and the Patient Have Not
Had a Prior In-Person Medical
Evaluation [1117–AB40]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 831(h); 21
U.S.C. 802(54); Pub. L. 115–271, sec.
3232
CFR Citation: 21 CFR 1301.
Legal Deadline: Final, Statutory,
October 24, 2019.
Abstract: The Ryan Haight Online
Pharmacy Consumer Protection Act of
2008 (the Act) (Pub. L. 110–425) was
enacted on October 15, 2008, and
amended the Controlled Substances Act
by adding various provisions to prevent
the illegal distribution and dispensing
of controlled substances by means of the
internet. Among other things, the Act
required an in-person medical
evaluation as a prerequisite to
prescribing or otherwise dispensing
controlled substances by means of the
internet, except in the case of
practitioners engaged in the practice of
telemedicine. The definition of the
‘‘practice of telemedicine’’ includes
seven distinct categories that involve
circumstances in which the prescribing
practitioner might be unable to satisfy
the Act’s in-person medical evaluation
requirement yet nonetheless has
sufficient medical information to
prescribe a controlled substance for a
legitimate medical purpose in the usual
course of professional practice. One
specific category within the Act’s
definition of the ‘‘practice of
telemedicine’’ includes ‘‘a practitioner
who has obtained from the [DEA
Administrator] a special registration
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9432
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
under [21 U.S.C. 831(h)].’’ 21 U.S.C.
802(54)(E). The Act also specifies
certain criteria that the DEA must
consider when evaluating an
application for such a registration.
However, the Act contemplates that the
DEA must issue regulations to effectuate
this special registration provision.
After publishing an NPRM on March
1, 2023, and in response to the large
volume of comments received, DEA has
since published a Notice of Meeting to
invite all interested persons, including
medical practitioners, patients,
pharmacy professionals, industry
members, law enforcement,
stakeholders, community leaders, and
other third parties, to participate in
listening sessions held on September 12
and 13, 2023. The additional feedback
received will assist DEA in potential
rulemaking.
Statement of Need: In light of the
information and feedback received in
public comments to the NPRM
published on March 1, 2023, DEA is
considering a new NPRM on
Telemedicine Prescribing of Controlled
Substances when the Practitioner and
the Patient Have Not Had a Prior InPerson Medical Evaluation in order to
promulgate effective regulations
responsive to the general public and
industry concerns.
Summary of Legal Basis: DEA
implements and enforces the CSA and
the Controlled Substances Import and
Export Act, (21 U.S.C. 801–971), as
amended. DEA publishes the
implementing regulations for these
statutes in 21 CFR parts 1300 to end.
These regulations are designed to ensure
a sufficient supply of controlled
substances for medical, scientific, and
other legitimate purposes, and to deter
the diversion of controlled substances
for illicit purposes.
As mandated by the CSA, DEA
establishes and maintains a closed
system of control for manufacturing,
distribution, and dispensing of
controlled substances, and requires any
person who manufactures, distributes,
dispenses, imports, exports, or conducts
research or chemical analysis with
controlled substances to register with
DEA, unless they meet an exemption,
pursuant to 21 U.S.C. 822. The CSA
further authorizes the Administrator to
promulgate regulations necessary and
appropriate to execute the functions of
subchapter I (Control and Enforcement)
and subchapter II (Import and Export) of
the CSA. 21 U.S.C. 871(b), 958(f).
Alternatives: DEA is considering
various alternatives, particularly the
proposed requirements outlined in the
March 1, 2023 NPRM.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Anticipated Cost and Benefits: DEA
anticipates this rule will not be
economically significant (that is, that
the rule will not have an annual effect
on the economy of $200 million or
more, or adversely affect in a material
way the economy, a sector of the
economy, productivity, competition,
jobs, the environment, public health or
safety, or State, local, territorial, or tribal
governments or communities). DEA
believes the rule will reduce the cost of
providing and receiving medical care,
increasing access, particularly for those
patients where an in- person medical
evaluation is difficult, such as patients
in rural areas and with disabilities.
Risks: Failing to issue a rule on
telemedicine would interfere with
DEA’s mission to prevent, detect, and
investigate the diversion of controlled
pharmaceuticals and listed chemicals
from legitimate sources while ensuring
an adequate and uninterrupted supply
for legitimate medical, commercial, and
scientific needs.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Temporary Rule ..
Temporary Rule
Effective.
Second Temporary Rule.
Second Temporary Rule Effective.
NPRM ..................
FR Cite
03/01/23
03/31/23
88 FR 12875
05/10/23
05/11/23
88 FR 30037
10/10/23
88 FR 69879
11/11/23
12/00/23
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Additional Information: DEA Docket
number 407.
URL For More Information: DPW@
dea.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Scott A. Brinks,
Section Chief, Regulatory Drafting and
Support Section, Diversion Control
Division, Department of Justice, Drug
Enforcement Administration, 8701
Morrissette Drive, Springfield, VA
22152, Phone: 571 362–8209, Email:
scott.a.brinks@dea.gov.
RIN: 1117–AB40
DOJ—DEA
156. Import/Export and Domestic
Transactions of Tableting and
Encapsulating Machines [1117–AB80]
Priority: Other Significant.
PO 00000
Frm 00142
Fmt 4701
Sfmt 4702
Legal Authority: 21 U.S.C. 802; 21
U.S.C. 821; 21 U.S.C. 822; 21 U.S.C. 827;
21 U.S.C. 830; 21 U.S.C. 871; 21 U.S.C.
951
CFR Citation: 21 CFR 1300.02; 21 CFR
1310.05(b)(2); 21 CFR 1310.07.
Legal Deadline: None.
Abstract: This regulation would
amend the reporting requirements found
at 21 CFR 1310.05(b)(2) mandating
notification to DEA of domestic
transactions involving tableting and
encapsulating machines 15-days before
the seller ships the machine. The draft
regulation also would amend the
definitions of a tableting machine and
an encapsulating machine to include
parts thereof. Finally, the draft
regulation seeks to modernize customer
verification requirements for
transactions and proposes modifications
to DEA Form 452 to improve tracking of
transactions of tableting and
encapsulating machines.
Statement of Need: In order to combat
the opioid epidemic currently fueled by
counterfeit pills, it is necessary for DEA
to amend the reporting requirements for
all imports, exports and domestic
transactions involving tableting and
encapsulating machines and their parts.
The proposed amendments to Form 452
are intended to capture more details
about all transactions to allow DEA to
closely monitor these machines and
parts as they move throughout the
United States. Additionally, this
amended rule proposes to modify the
verification methods for regulated
persons transacting tableting and
encapsulating machines, to reflect
modern technological methods (e.g.,
internet search). The proposed rule
amendments will minimize the
diversion of tableting and encapsulating
machines which will reduce the illegal
manufacturing of illicit drugs.
Summary of Legal Basis: DEA
implements and enforces the CSA and
the Controlled Substances Import and
Export Act, (21 U.S.C. 801–971), as
amended. DEA publishes the
implementing regulations for these
statutes in 21 CFR parts 1300 to end.
These regulations are designed to ensure
a sufficient supply of controlled
substances for medical, scientific, and
other legitimate purposes, and to deter
the diversion of controlled substances
for illicit purposes.
As mandated by the CSA, DEA
establishes and maintains a closed
system of control for manufacturing,
distribution, and dispensing of
controlled substances, and requires any
person who manufactures, distributes,
dispenses, imports, exports, or conducts
research or chemical analysis with
controlled substances to register with
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
DEA, unless they meet an exemption,
pursuant to 21 U.S.C. 822. The CSA
further authorizes the Administrator to
promulgate regulations necessary and
appropriate to execute the functions of
subchapter I (Control and Enforcement)
and subchapter II (Import and Export) of
the CSA. 21 U.S.C. 871(b), 958(f).
Alternatives: There are no appropriate
alternatives to issuing this NPRM. This
NPRM is being issued in accordance
with statutory requirements.
Anticipated Cost and Benefits: DEA
anticipates this rule will not be
economically significant (that is, that
the rule will not have an annual effect
on the economy of $200 million or
more, or adversely affect in a material
way the economy, a sector of the
economy, productivity, competition,
jobs, the environment, public health or
safety, or State, local, territorial, or tribal
governments or communities). DEA
believes the rule will reduce the time
necessary to properly complete and
process the required forms for import
and export of tabulation and
encapsulation machines, reducing
delays, while increasing the number of
submissions. Any change to cost is
expected to be de minimis.
Risks: If this rule is not amended,
tableting and encapsulating machines
that enter U.S. ports have a greater
chance of being diverted and used to
illegally manufacture illicit drugs.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
FR Cite
03/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Additional Information: DEA Docket
number 739.
URL For More Information: DPW@
dea.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Scott A. Brinks,
Section Chief, Regulatory Drafting and
Support Section, Diversion Control
Division, Department of Justice, Drug
Enforcement Administration, 8701
Morrissette Drive, Springfield, VA
22152, Phone: 571 362–8209, Email:
scott.a.brinks@dea.gov.
RIN: 1117–AB80
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
DOJ—EXECUTIVE OFFICE FOR
IMMIGRATION REVIEW (EOIR)
Proposed Rule Stage
157. Clarifying Definitions and
Analyses for Fair and Efficient Asylum
and Other Protection Determinations
[1125–AB13]
Priority: Other Significant.
Legal Authority: 8 U.S.C. 1101(a)(42);
8 U.S.C. 1158; 8 U.S.C. 1225; 8 U.S.C.
1231 and 1231 note; Executive Order
14010, 86 FR 8267 (Feb. 2, 2021)
CFR Citation: 8 CFR 208; 8 CFR 235;
8 CFR 244; 8 CFR 1208; 8 CFR 1244.
Legal Deadline: None.
Abstract: This rule proposes to amend
Department of Homeland Security
(DHS) and Department of Justice (DOJ)
(collectively, ‘‘the Departments’’)
regulations that govern eligibility for
asylum and withholding of removal.
The amendments focus on portions of
the regulations that address the
definitions of membership in a
particular social group and the
interpretation of several other elements
of eligibility for asylum that are often
determinative in particular social group
claims, including the requirements of a
failure of State protection and
determinations about whether
persecution is on account of a protected
ground. The rule will also propose to
republish, modify or rescind portions of
the Procedures for Asylum and
Withholding of Removal; Credible Fear
and Reasonable Fear Review final rule
(RINs 1125–AA94 and 1615–AC42).
This rule is consistent with Executive
Order 14010 of February 2, 2021, which
directs the Departments to promulgate
joint regulations, consistent with
applicable law, addressing the
circumstances in which a person should
be considered a member of a particular
social group.
Statement of Need: This rule provides
guidance on a number of key
interpretive issues of the refugee
definition used by adjudicators deciding
asylum and withholding of removal
(withholding) claims. The interpretive
issues include whether persecution is
inflicted on account of a protected
ground, the requirements for
establishing the failure of State
protection, and the parameters for
defining membership in a particular
social group. This rule will aid in the
adjudication of claims made by
applicants whose claims fall outside of
the rubric of the protected grounds of
race, religion, nationality, or political
opinion. One example of such claims
that often fall within the particular
social group ground concerns people
who have suffered or fear domestic
PO 00000
Frm 00143
Fmt 4701
Sfmt 4702
9433
violence. This rule is expected to
consolidate issues raised in a proposed
rule in 2000 and to address issues that
have developed since the publication of
the proposed rule. This rule should
provide greater stability and clarity in
this important area of the law. This rule
will also provide guidance to the
following adjudicators: USCIS asylum
officers, DOJ Executive Office for
Immigration Review (EOIR) immigration
judges, and members of the EOIR Board
of Immigration Appeals.
Furthermore, on February 2, 2021,
President Biden issued Executive Order
14010 that directs DOJ and DHS [to]
promulgate joint regulations, consistent
with applicable law, addressing the
circumstances in which a person should
be considered a member of a ‘‘particular
social group,’’ as that term is used in 8
U.S.C. 1101(a)(42)(A), as derived from
the 1951 Convention relating to the
Status of Refugees and its 1967 Protocol.
Summary of Legal Basis: The purpose
of this rule is to provide guidance on
certain issues that have arisen in the
context of asylum and withholding
adjudications. The 1951 Geneva
Convention relating to the Status of
Refugees contains the internationally
accepted definition of a refugee. United
States immigration law incorporates an
almost identical definition of a refugee
as a person outside his or her country
of origin ‘‘who is unable or unwilling to
return to, and is unable or unwilling to
avail himself or herself of the protection
of, that country because of persecution
or a well-founded fear of persecution on
account of race, religion, nationality,
membership in a particular social group,
or political opinion.’’ Section 101(a)(42)
of the Immigration and Nationality Act.
Alternatives: Because this rulemaking
is mandated by executive order, there
are no feasible alternatives at this time.
Anticipated Cost and Benefits: DOJ
and DHS are currently considering the
specific cost and benefit impacts of the
proposed provisions.
Risks: Without this rulemaking, the
circumstances by which a person is
considered a member of a particular
social group will continue to be subject
to judicial and agency interpretation,
which may differ by circuit.
Timetable:
Action
NPRM ..................
Date
FR Cite
01/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Additional Information: RIN 1125–
AB14 ‘‘Procedures for Asylum and
E:\FR\FM\09FEP2.SGM
09FEP2
9434
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Withholding of Removal, Credible Fear
and Reasonable Fear Review’’ has been
consolidated into this RIN.
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Raechel Horowitz,
Chief, Immigration Law Division, Office
of Policy, Department of Justice,
Executive Office for Immigration
Review, 5107 Leesburg Pike, Suite 1800,
Falls Church, VA 22041, Phone: 703
305–0289, Email: pao.eoir@usdoj.gov.
Related RIN: Related to 1125–AA94,
Related to 1615–AC65, Related to 1615–
AC42
RIN: 1125–AB13
DOJ—EOIR
ddrumheller on DSK120RN23PROD with PROPOSALS2
158. Appellate Procedures and
Decisional Finality in Immigration
Proceedings; Administrative Closure
[1125–AB18]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 6 U.S.C.
521; 8 U.S.C. 1101; 8 U.S.C. 1103; 8
U.S.C. 1154–1155; 8 U.S.C. 1158; 8
U.S.C. 1182; 8 U.S.C. 1226; 8 U.S.C.
1229; 8 U.S.C. 1229a; 8 U.S.C. 1229b; 8
U.S.C. 1229c; 8 U.S.C. 1231; 8 U.S.C.
1254a; 8 U.S.C. 1255; 8 U.S.C. 1324d; 8
U.S.C. 1330; 8 U.S.C. 1361–1362; 28
U.S.C. 509–510; 28 U.S.C. 1746; sec. 2
Reorg. Plan No. 2 of 1950, 3 CFR 1949–
1953, Comp. p. 1002; sec. 203 of Pub.
L. 105–100, 111 Stat. 2196–200; secs.
1506 and 1510 of Pub. L. 106–386, 114
Stat. 1527–29, 1531–32; sec. 1505 of
Pub. L. 106–554, 114 Stat. 2763A–326 to
–328
CFR Citation: 8 CFR 1003; 8 CFR
1239; 8 CFR 1240; . . .
Legal Deadline: None.
Abstract: On December 16, 2020, by a
rule titled Appellate Procedures and
Decisional Finality in Immigration
Proceedings; Administrative Closure
(RIN 1125–AA96) the Department of
Justice (Department) amended its
regulations regarding finality of case
disposition at both the immigration
court and appellate levels. The
Department is planning to modify or
rescind those regulations and to clarify
the authority of immigration judges and
the Board of Immigration Appeals (BIA)
to administratively close, terminate,
dismiss, and sua sponte reopen and
reconsider a case.
Statement of Need: On December 16,
2020, the Department amended the
regulations related to processing of
appeals and EOIR adjudicator authority
to administratively close cases.
Appellate Procedures and Decisional
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Finality in Immigration Proceedings;
Administrative Closure, 85 FR 81588
(RIN 1125–AA96). The Department has
reconsidered its position on those
matters and proposed to revise the
regulations accordingly and make other
related amendments. This proposed rule
will clarify immigration judge and the
Board authority, including clarifying
general authority to administratively
close, terminate, or dismiss a case under
certain circumstances and the authority
to sua sponte reopen and reconsider
cases. The proposed rule also revises
Board of Immigration Appeals standards
involving adjudication timelines,
briefing schedules, self-certification,
remands, background checks,
administrative notice, and voluntary
departure. Moreover, the proposed rule
rescinds the EOIR Director’s authority to
issue decisions in certain cases, rescinds
procedures for immigration judges to
certify cases for quality assurance, and
revises procedures for background
checks, remand procedures for
adjudication of voluntary departure, and
for the forwarding of the record on
appeal, as well as other minor revisions.
The Department believes that this
proposed rule is needed to provide
guidance to EOIR adjudicators about the
necessary or appropriate exercise of
their general authorities to promote
fairness and efficiency in proceedings.
Summary of Legal Basis: The Attorney
General has general authority under 8
U.S.C. 1103(g) to establish regulations
related to the immigration and
naturalization of noncitizens. Thus, this
proposed rule utilizes such authority to
propose revisions to the regulations
regarding administrative determinations
in immigration proceedings and the
authorities of EOIR adjudicators.
Alternatives: The December 2020 rule,
85 FR 81588 (Dec. 16, 2020), was
enjoined nationwide in March 2021.
Nat’l Immigrant Just. Ctr. et al., v. EOIR
et al., 21–CV–0056 (D.D.C. Jan 14,
2021). Unless the Department relies on
litigation, there are no feasible
alternatives to revising the regulations.
Relying on litigation could be extremely
time consuming and may introduce
confusion as to whether the regulation
is in effect. Thus, the Department
considers this alternative to be an
inadequate and inadvisable course of
action.
Anticipated Cost and Benefits: The
Department is largely reinstating the
briefing schedules and other appellate
procedures that the December 2020 rule
revised. As stated in the December 2020
rule, 85 FR at 81650, the basic briefing
procedures have remained across rules;
thus, the Department believes the costs
to the public will be negligible, if any,
PO 00000
Frm 00144
Fmt 4701
Sfmt 4702
given that costs will revert back to those
established for decades prior to the
December 2020 rule. The proposed rule
imposes no new additional costs, as
much of the proposed rule involves
internal case processing. For those
provisions that constitute more than
simple internal case processing
measures, such as the amendments to
the EOIR adjudicator’s administrative
closure and termination authority, they
likewise would not impose significant
costs to the public. Indeed, such
measures would generally reduce costs,
as they facilitate and reintroduce
various mechanisms for fair, efficient
case processing.
Risks: Without this rulemaking, the
regulations will remain enjoined
pending litigation (as described in the
Alternatives section). This is
inadvisable, as litigation typically takes
an inordinate time to conclude. The
Department strongly prefers proactively
addressing the regulations through this
proposed rule.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
09/08/23
11/07/23
I
FR Cite
88 FR 62242
03/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Additional Information: Related to
EOIR Docket No. 19–0022.
URL For More Information: https://
www.regulations.gov.
URL For Public Comments: https://
www.regulations.gov.
Agency Contact: Raechel Horowitz,
Chief, Immigration Law Division, Office
of Policy, Department of Justice,
Executive Office for Immigration
Review, 5107 Leesburg Pike, Suite 1800,
Falls Church, VA 22041, Phone: 703
305–0289, Email: pao.eoir@usdoj.gov.
Related RIN: Related to 1125–AA96
RIN: 1125–AB18
DOJ—EOIR
159. Hearing Requirements and
Application Procedures for Asylum and
Related Protection [1125–AB22]
Priority: Other Significant.
Legal Authority: 8 U.S.C. 1103(g); 8
U.S.C. 1158; 8 U.S.C. 1229a
CFR Citation: 8 CFR 1208.13; 8 CFR
1208.14; 8 CFR 1240.11.
Legal Deadline: None.
Abstract: On December 16, 2020, by
the rule titled Procedures for Asylum
and Withholding of Removal (RIN 1125-
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
AA93) the Department of Justice
(Department) amended the regulations
governing the adjudication of
applications for asylum and related
protection before EOIR, including
requirements for filing a complete
application and consequences for filing
an incomplete application, filing and
adjudication timelines for asylum and
related protection in certain proceedings
before EOIR, and amendments related to
the information an immigration judge
may consider when adjudicating
applications for asylum and related
protection. To revise the regulations
related to EOIR adjudicatory procedures
for asylum and related protection, the
Department initially considered two
separate rulemakings to generally
require immigration judges to hold
evidentiary hearings for asylum and
related protection before adjudicating
such applications (RIN 1125–AB22) and
to reconsider the provisions that focus
on the filing and adjudication of such
applications (RIN 1125–AB15). After
determining that these regulatory
actions both relate to the procedures for
adjudicating applications for asylum
and related protection, the Department
has decided to combine the two
regulatory actions into a single
rulemaking under RIN 1125–AB22 to
rescind or modify the regulatory
revisions made by Procedures for
Asylum and Withholding of Removal
(RIN 1125–AA93) and clarify that
immigration judges must generally
conduct an evidentiary hearing prior to
adjudicating an application for asylum
or related protection, consistent with
Matter of E–F–H–L–, 26 I&N Dec. 319
(BIA 2014).
Statement of Need: This proposed
rule will revise the regulations related to
adjudicatory procedures for asylum and
withholding of removal, including
changes to asylum evidentiary hearings
and pretermission of such applications.
On December 16, 2020, the Department
amended the regulations governing
asylum and withholding of removal,
including changes to what must be
included with an application for it to be
considered complete and the
consequences of filing an incomplete
application, and changes related to the
180-day asylum adjudications clock.
Procedures for Asylum and Withholding
of Removal, 85 FR 81698 (RIN 1125–
AA93). In light of Executive Orders
14010 and 14012, 86 FR 8267 (Feb. 2,
2021) and 86 FR 8277 (Feb. 2, 2021), the
Department reconsidered its position on
those matters and now issues this
proposed rule to revise the regulations
accordingly.
Summary of Legal Basis: The Attorney
General has general authority under 8
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
U.S.C. 1103(g) to establish regulations
related to the immigration and
naturalization of noncitizens. More
specifically, under 8 U.S.C.
1158(d)(5)(B), the Attorney General has
authority to provide by regulation
additional conditions and limitations
consistent with the INA for the
consideration of asylum applications.
Thus, this proposed rule utilizes such
authority to propose revisions to the
regulations related to EOIR adjudicatory
procedures for asylum and withholding
of removal pursuant, in part, to 8 U.S.C.
1229a(c)(4)(B).
Alternatives: The December 2020 rule,
85 FR 81698 (Dec. 16, 2020), was
enjoined nationwide in January 2021.
See Nat’l Immigrant Just. Ctr. et al., v.
EOIR et al., 21–CV–0056 (D.D.C. Jan 14,
2021). Unless the Department relies on
litigation, there are no feasible
alternatives to revising the regulations.
Relying on litigation could be extremely
time consuming and may introduce
confusion as to whether the regulation
is in effect. Additionally, without this
proposed rule, the Department would
have to rely on an uncertain legal and
procedural landscape related to
evidentiary hearings and pretermission.
Thus, the Department considers this
alternative to be an inadequate and
inadvisable course of action.
Anticipated Cost and Benefits: The
Department believes this proposed rule
will not be economically significant.
This proposed rule imposes no new
additional costs to the Department or to
respondents: respondents have always
been required to submit complete
asylum applications in order to have
them adjudicated, and immigration
judges have always maintained the
authority to set deadlines. In addition,
this proposed rule proposes no new
fees. Additionally, evidentiary hearings
for asylum and related protection are
generally standard practice. Thus, the
Department believes that the costs to the
public will be negligible. Any new
minimal cost would be limited to the
cost of the public familiarizing itself
with the proposed rule, although, as
previously stated, the proposed rule
restores most of the regulatory language
to that which was in effect before the
December 2020 rule. Further, an
immigration judge’s ability to set filing
deadlines is already established by
regulation, and filing deadlines for both
applications and supporting documents
are already well-established aspects of
immigration court proceedings guided
by regulations and the Office of the
Chief Immigration Judge Practice
Manual. Thus, the Department expects
little in the proposed rule to require
extensive familiarization.
PO 00000
Frm 00145
Fmt 4701
Sfmt 4702
9435
Risks: Without this rulemaking, the
regulations will remain enjoined
pending litigation (as described in the
Alternatives section). This is
inadvisable, as litigation is
unpredictable and often takes a long
time to conclude. The Department
strongly prefers proactively addressing
the regulations through this proposed
rule. Additionally, without this
rulemaking, there will be a lack of
clarity as to whether asylum hearings on
the merits are a general practice or
whether asylum applicants are generally
entitled to such hearings.
Timetable:
Action
NPRM ..................
Date
FR Cite
11/00/23
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Additional Information: Former RIN
1125–AB15 merged into this
rulemaking.
URL For More Information: https://
regulations.gov.
URL For Public Comments: https://
regulations.gov.
Agency Contact: Raechel Horowitz,
Chief, Immigration Law Division, Office
of Policy, Department of Justice,
Executive Office for Immigration
Review, 5107 Leesburg Pike, Suite 1800,
Falls Church, VA 22041, Phone: 703
305–0289, Email: pao.eoir@usdoj.gov.
RIN: 1125–AB22
DOJ—EOIR
160. Clarifying and Revising Custody
Determination Procedures for
Noncitizens Subject to Discretionary
Detention (INA 236(a)/8 U.S.C. 1226
Detention) [1125–AB27]
Priority: Other Significant.
Legal Authority: 8 U.S.C. 1101; 8
U.S.C. 1103; 8 U.S.C. 1226; . . .
CFR Citation: 8 CFR 1003.19; 8 CFR
1236.1; 8 CFR 236.1; 8 CFR 236.7; 8 CFR
1236.7; 8 CFR 1240.10; 8 CFR 1003.8;
. . .
Legal Deadline: None.
Abstract: The Department of
Homeland Security (DHS), U.S.
Immigration and Customs Enforcement
(ICE) and the Department of Justice
(DOJ) Executive Office for Immigration
Review (EOIR) (collectively, the
Departments) are planning to amend the
regulations that govern detention and
release determinations for noncitizens
subject to the custody provisions in
section 236 of the Immigration and
Nationality Act (Act), 8 U.S.C. 1226(a).
The goal of the proposed regulation
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9436
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
would be to clarify the scope and
applicability of section 236(a) of the
Act, 8 U.S.C. 1226(a), and address the
burden and standard of proof for
continued detention at initial custody
determinations and any custody
redetermination hearings. This
rulemaking is consistent with Executive
Order 14058, which directs agencies to
take actions that improve service
delivery and customer experience by
decreasing administrative burdens,
enhancing transparency, and improving
the efficiency and effectiveness of
government.
Statement of Need: The proposed rule
is needed to bring clarity and uniformity
to the procedures governing ICE initial
custody decisions and IJ bond hearings
for noncitizens subject to discretionary
detention under INA 236(a). This rule
will also revise the procedures for
determining whether a noncitizen is
properly subject to INA 236(c)
detention. Additionally, this rule will
clarify the detention authority that
applies during the petition for review
process for certain noncitizens seeking
judicial review of their removal orders.
Lastly, the proposed rule will make
organizational changes to the structure
of the EOIR regulations governing
custody redetermination hearings and
address outdated provisions in the
Departments’ custody and bond
regulations. The Departments believe
this rulemaking will help address issues
that frequently arise in litigation
brought by noncitizens challenging the
Departments’ existing custody and bond
hearing procedures and it may also help
to resolve differing interpretations
among Federal circuit courts.
Summary of Legal Basis: The Attorney
General has general authority under 8
U.S.C. 1103(g) to establish regulations
related to the immigration and
naturalization of noncitizens. More
specifically, under section 441 of the
Homeland Security Act (HSA), the
Attorney General transferred the
authority to oversee broad immigration
enforcement functions, including
detention and removal, to DHS.
Additionally, pursuant to HSA 1101(a),
the Attorney General retains and shares
with DHS the authority to detain or
authorize bond for noncitizens under
INA 236(a).
Alternatives: Unless the Departments
rely on piecemeal litigation to resolve
the various issues that arise with respect
to the existing custody and bond
hearing procedures, there are no feasible
alternatives to this rulemaking.
Anticipated Cost and Benefits: DOJ
and DHS are currently considering the
specific cost and benefit impacts of the
proposed provisions.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Risks: Without this rulemaking, the
procedures and standards governing ICE
custody procedures and IJ bond
hearings will continue to be subject to
litigation and judicial interpretation
which results in a lack of nationwide
uniformity. Moreover, the Departments
are concerned that the current
regulatory framework risk allocating
ICE’s scarce detention resources on
noncitizens whose flight risk, if any,
could be managed effectively in the
community, rather than on those whose
detention is necessary. The Departments
strongly prefer proactively addressing
the regulations through this proposed
rule.
Timetable:
Action
Date
NPRM ..................
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal.
Agency Contact: Raechel Horowitz,
Chief, Immigration Law Division, Office
of Policy, Department of Justice,
Executive Office for Immigration
Review, 5107 Leesburg Pike, Suite 1800,
Falls Church, VA 22041, Phone: 703
305–0289, Email: pao.eoir@usdoj.gov.
RIN: 1125–AB27
BILLING CODE 4410–BP–P
U.S. DEPARTMENT OF LABOR
Fall 2023 Statement of Regulatory
Priorities
Introduction
The Department’s Fall 2023
Regulatory Agenda represents Acting
Secretary Su’s commitment to build a
worker-centric economy and good jobs
that change lives. These rules will
advance the Department’s mission to
foster, promote, and develop the welfare
of the wage earners, job seekers, and
retirees of the United States; improve
working conditions; advance
opportunities for profitable
employment; and assure work-related
benefits and rights. Under Acting
Secretary Su’s leadership, the
Department’s rulemaking is focused on
centering workers and improving job
quality, empowering and protecting
workers and their families, and
promoting equity in opportunity and
pathways to good jobs for all workers.
Since the start of the Biden
Administration, the Department of
Labor has pursued rulemaking to
advance the Administration’s priorities.
To create and sustain good jobs, the
PO 00000
Frm 00146
Fmt 4701
Sfmt 4702
Department has focused rulemaking on
worker health and safety, fair wages,
and supporting unions and workers who
are organizing unions. The Department
is advancing equity and supporting
marginalized communities through
rulemaking that bolsters protections for
workers from discrimination. To tackle
the climate crisis, the Department is
pursuing a rulemaking on heat illness
prevention in the workplace. Under the
Administration’s priority to improve
service delivery, customer experience
and reduce administrative burdens, the
Department continues to regulate
employer-provided retirement security
and health care. These include the
following rulemakings:
• We issued a Final Rule to update
the regulations implementing DavisBacon and Related Acts—the most
comprehensive review of the regulation
in 40 years—to ensure employers on
federally funded or assisted
construction projects pay locally
prevailing wages to construction
workers. The Final Rule will speed up
prevailing wage updates, creating
efficiencies in the current system and
ensuring that prevailing wages keep up
with actual wages. Over time, this
would mean higher wages for workers,
which is especially important given the
administration’s investments under the
Investing in America Agenda.
• We finalized the rescission of
certain provisions related to the
religious exemption for federal
contractors and subcontractors. The
rescission returned OFCCP to its
longstanding approach of ensuring that
the religious exemption contained in
Executive Order 11246 is applied
consistently with nondiscrimination
principles of Title VII of the Civil Rights
Act of 1964, as amended. The rescission
reaffirmed nondiscrimination
protections for employees of federal
contractors.
• We finalized the rulemaking to
modify the agency’s procedures for
using resources strategically to remove
barriers to equal employment
opportunity. The rule strengthened
OFCCP’s ability to resolve potential
employment discrimination at federal
contractor workplaces, which created
hurdles to effective enforcement.
• We issued a Final Rule that requires
employers to check a box disclosing
whether they are federal contractors or
subcontractors on their ‘‘LM–10’’ forms,
which are filed if they hire a consultant
to persuade their workers about labor
relations activities or to ‘‘surveil’’
employees or unions involved in a labor
dispute.
• We issued a proposed rule to
amend the existing standards to better
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
protect miners against occupational
exposure to respirable crystalline silica,
a carcinogenic hazard, and to improve
respiratory protection for all airborne
hazards.
• We issued a proposed rule to
provide guidance that would help
employers and workers determine
whether a worker is an employee or an
independent contractor under the Fair
Labor Standards Act. The proposed rule
would combat employee
misclassification that leads to workers
being denied their rights and
protections under federal labor
standards.
• Along with the Departments of
Treasury and Health and Human
Services, we issued a Final Rule
implementing the No Surprises Act,
which aims to protect consumers
against surprise medical bills. The Final
Rule makes certain medical claims
payment processes more transparent for
providers and clarifies the process for
providers and health insurance
companies to resolve their disputes.
• Also, with the Departments of
Treasury of Health and Human Services,
we issued proposed rules to better
ensure that people seeking coverage for
mental health and substance use
disorder care can access treatment as
easily as people seeking coverage for
medical treatments. The proposed rules
aim to fully protect the rights of people
seeking mental health and substance use
disorder benefits, under the Mental
Health Parity and Addition Equity Act,
and to provide clear guidance to plans
and issuers on how to comply with the
law’s requirements.
The 2023 Regulatory Plan highlights
the Labor Department’s most
noteworthy and significant rulemaking
efforts, with each addressing the top
priorities of its regulatory agencies:
Employee Benefits Security
Administration (EBSA), Employment
and Training Administration (ETA),
Mine Safety and Health Administration
(MSHA), Office of Federal Contract
Compliance Programs (OFCCP),
Occupational Safety and Health
Administration (OSHA), Office of
Workers’ Compensation Programs
(OWCP), and Wage and Hour Division
(WHD). These regulatory priorities
exemplify the Acting Secretary’s vision
to center workers in the economy;
protect workers’ rights, wages and safety
on the job; and promote equity, job
quality, and pathways to good jobs for
all workers, especially those who have
historically been left behind.
The Department’s regulatory priorities
also reflect our robust engagement
process with stakeholders and our
strong culture of evidence-based
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
decision making. Through regular
stakeholder meetings, public hearings,
Small Business Advocacy Review
Panels, and public comments on
proposed regulations, the Department
engages with diverse stakeholders to
seek input on our regulatory agenda
overall or feedback on proposed rules.
We intentionally seek input from
members of the public who have not
typically participated in the regulatory
process, including workers with
disabilities, union members, small
businesses, low-paid workers, and
immigrant workers, both as a
Department and in cooperation with
federal partners like the SBA Office of
Advocacy. Among the specific rules
described below, we include further
details on previous stakeholder
engagement and future opportunities for
stakeholder engagement.
Centering Workers and Improving Job
Quality
The Department’s regulatory priorities
reflect the Acting Secretary’s focus on
centering workers in the economy and
improving job quality. This means
protecting workers right to organize and
form a union and ensuring the creation
of good jobs by upholding strong labor
and equity standards across every aspect
of hiring and employment.
• WHD will finalize updates to the
executive, administrative, and
professional exemption for the Fair
Labor Standards Act. Updating the
salary threshold would ensure that
middle class jobs pay middle class
wages, extending important overtime
pay protections to millions of workers
and raising their pay. Prior to issuing
the proposed rule, the Department
conducted 27 virtual listening sessions
around the country with more than
2,000 participants to gather information
and input about possible changes to the
overtime regulations. In addition to
reaching out to national stakeholders,
the Wage and Hour Division conducted
10 regional listening sessions for
workers and worker advocates as well as
employers and business leaders. This
was an important and valuable step in
the regulatory development process.
• WHD will finalize regulations that
offer certain employees employed under
the federal service contracts a right of
first refusal of employment when
contracts change over, thereby
promoting the retention of skilled
workers in the federal services
workforce.
Empowering and Protecting Workers
and Their Families
The Department’s regulatory priorities
reflect the Acting Secretary’s focus on
PO 00000
Frm 00147
Fmt 4701
Sfmt 4702
9437
protecting workers’ rights, wages and
safety on the job and fighting
discrimination in the workplace. This
means leveling the playing field for
America’s workers by ensuring all
workers get the wages they’ve earned,
especially those in low-wage and
historically underserved communities.
• WHD will finalize regulations that
address and clarify the distinction
between employees and independent
contractors under the Fair Labor
Standards Act. This proposed rule also
benefited from extensive stakeholder
engagement prior to its issuance.
• ETA is proposing regulations that
will ensure that H–2 visa programs
promote worker voice and worker
protections.
Under this priority, the Department is
also focusing on safeguarding workers’
hard-earned benefits and pensions and
ensuring access to health benefits,
including mental health and substance
use disorder benefits.
• EBSA will finalize joint rulemaking
with the Departments of Health and
Human Services and Treasury,
implementing the Mental Health Parity
and Addiction Equity Act (MHPAEA)
will promote compliance and address
amendments to the Act from the
Consolidated Appropriations Act of
2021 to ensure parity of mental health
and substance abuse disorder benefits so
workers can access mental health care
as easily as other types of care.
• EBSA, along with the Departments
of Human and Human Services and
Treasury, will finalize joint rulemaking
regarding coverage of certain preventive
services under the Affordable Care Act,
which would establish a new pathway
for individuals to obtain contraceptive
services at no cost.
• EBSA is proposing regulations to
reevaluate the criteria for a group or
association of employers to be able to
sponsor a multiple employer group
health plan.
• EBSA is proposing to update the
definition of the term ‘‘fiduciary’’ for a
retirement plan to ensure retirement
savers get sound investment advice free
from conflicts of interest.
The Department’s health and safety
regulatory proposals are aimed at
eliminating preventable workplace
injuries, illnesses, and fatalities.
Workplace safety also protects workers’
economic security, ensuring that illness
and injury do not force families into
poverty. Our efforts will prevent
workers from having to choose between
their lives and their livelihood.
• OSHA will propose an Infectious
Diseases rulemaking to protect
employees in healthcare and other highrisk environments from exposure to and
E:\FR\FM\09FEP2.SGM
09FEP2
9438
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
transmission of persistent and new
infectious diseases, ranging from
ancient scourges such as tuberculosis to
newer threats such as Severe Acute
Respiratory Syndrome (SARS), the 2019
Novel Coronavirus (COVID–19), and
other diseases.
• OSHA will complete small business
consultations as its next step in
advancing rulemaking on heat illness
prevention to protect workers from heat
hazards in the workplace. Increased
temperatures are posing a serious threat
to workers laboring outdoors and in
non-climate controlled indoor settings.
Exposure to excessive heat is not only
a hazard in itself, causing heat illness
and even death; it is also an indirect
hazard linked to the loss of cognitive
skills which can also lead to workplace
injuries and worker deaths. Protecting
workers will help to save lives while we
confront the growing threat of climate
change.
• OSHA will propose regulations that
update standards for emergency
response and preparedness to reflect the
full range of hazards or concerns
currently facing emergency responders
and other workers providing skilled
support and the major changes in
performance specifications for
protective clothing and equipment.
• MSHA will finalize a new silica
standard to effectively address health
hazards and prevent irreversible
diseases with a goal of ensuring that all
miners are safe at their workplaces.
• MSHA will finalize a rule
establishing that mine operators must
develop and implement a written safety
program for mobile and power haulage
equipment used at surface mines and
surface areas of underground mines, in
order to reduce accidents and provide
safer workplaces for miners.
Promoting Equity in Opportunity and
Pathways to Good Jobs for All Workers
The Department’s regulatory priorities
reflect the Acting Secretary’s focus on
promoting access to good jobs free from
discrimination and harassment,
especially for those who have
historically been left behind, and
growing the workforce that brings in all
of America, with a focus on expanding
opportunities for women and people of
color.
• ETA will ensure job-seekers can
more easily get the support they need by
issuing final rules updating the WagnerPeyser Employment Service regulations.
• ETA is focused on apprenticeship
and is proposing regulations for a
National Apprenticeship System that is
more responsive to worker and
employer needs. This proposed rule was
extensively informed by the
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
deliberations of the Department’s
reconstituted Advisory Committee on
Apprenticeships.
DOL—WAGE AND HOUR DIVISION
(WHD)
Proposed Rule Stage
161. Defining and Delimiting the
Exemptions for Executive,
Administrative, Professional, Outside
Sales, and Computer Employees [1235–
AA39]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
Legal Authority: 29 U.S.C. 201 et seq.;
29 U.S.C. 213
CFR Citation: 29 CFR 541.
Legal Deadline: None.
Abstract: The Department of Labor
(Department) proposes updating and
revising the regulations issued under
the Fair Labor Standards Act
implementing the exemptions from
minimum wage and overtime pay
requirements for executive,
administrative, professional, outside
sales, and computer employees.
Significant proposed revisions include
increasing the standard salary level to
the 35th percentile of weekly earnings
of full-time salaried workers in the
lowest-wage Census Region (currently
the South) $1,059 per week ($55,068
annually for a full-year worker) and
increasing the highly compensated
employee total annual compensation
threshold to the annualized weekly
earnings of the 85th percentile of fulltime salaried workers nationally
($143,988). The Department is also
proposing to add to the regulations an
automatic updating mechanism that
would allow for the timely and efficient
updating of all the earnings thresholds.
For additional information, please see
the Department’s fall regulatory plan
narrative statement.
Statement of Need: One of the
primary goals of this rulemaking is to
update the salary level requirement of
the section 13(a)(1) exemption. A salary
level test has been part of the
regulations since 1938 and it has been
long recognized that the best single test
of the employer’s good faith in
attributing importance to the employee’s
services is the amount they pay for
those services. In prior rulemakings, the
Department explained its commitment
to update the standard salary level and
Highly Compensated Employees (HCE)
total compensation levels more
frequently. Regular updates promote
PO 00000
Frm 00148
Fmt 4701
Sfmt 4702
greater stability, avoid disruptive salary
level increases that can result from
lengthy gaps between updates and
provide appropriate wage protection.
Summary of Legal Basis: Section
13(a)(1) of the FLSA, codified at 29
U.S.C. 213(a)(1), exempts any employee
employed in a bona fide executive,
administrative, or professional capacity
or in the capacity of outside salesman
(as such terms are defined and
delimited from time to time by
regulations of the Secretary, subject to
the provisions of the [Administrative
Procedure Act.]) The FLSA does not
define the terms executive,
administrative, professional, or outside
salesman. However, Congress explicitly
delegated to the Secretary of Labor the
power to define and delimit the specific
terms of the exemptions through
regulations. Accordingly, the
Department issues regulations at 29 CFR
part 541 defining the scope of the
section 13(a)(1) exemptions.
Alternatives: The Department
considered a range of alternatives before
selecting its proposed methods for
updating the standard salary level and
the HCE compensation level. The
Department proposes to update the
standard salary level using earnings for
the 35th percentile of full-time salaried
workers in the lowest range Census
Region (the South), equivalent to $1,059
per week based on current data.
Alternatives considered for the standard
salary level are: (1) 20th percentile of
earnings of nonhourly full-time workers
in the South Census region and the
retail industry nationally equivalent to
$822 per week; (2) 10th percentile of
earnings of likely exempt workers,
equivalent to $925 per week; (3) 40th
percentile of earnings of nonhourly fulltime workers in the South Census
region, equivalent to $1,145 per week;
and (4) a methodology based on the
historical short test salary level,
equivalent to $1,378 per week.
The Department proposes to update
the HCE compensation level using
earnings from the 85th percentile of all
full-time salaried workers nationally,
equivalent to $143,988 per year. The
Department also considered the
following alternative methods to set the
HCE compensation levels: (1) 80th
percentile of nonhourly full-time
workers nationally, equivalent to
$125,268 annually; and (2) 90th
percentile of nonhourly full-time
workers nationally, equivalent to
$172,796 annually.
The public is invited to provide
comments on the proposed revisions
and possible alternatives.
Anticipated Cost and Benefits: The
Department quantified three direct costs
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
to employers in this analysis: (1)
regulatory familiarization costs; (2)
adjustment costs; and (3) managerial
costs. The Department estimated in Year
1, regulatory familiarization costs would
be $427.2 million, adjustment costs
would be $240.8 million, and
managerial costs would be $534.9
million. Total direct employer costs in
Year 1 would be $1.2 billion. The
Department additionally estimated that
the proposed rule over its first 10 years,
would transfer approximately $1.3
billion per year from employers to
employees in the form of increased
wages.
Risks: This action does not affect
public health, safety, or the
environment.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
09/08/23
11/07/23
I
04/00/24
88 FR 62152
I
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal,
Local, State, Tribal.
Agency Contact: Amy DeBisschop,
Director of the Division of Regulations,
Legislation, and Interpretation,
Department of Labor, Wage and Hour
Division, 200 Constitution Avenue NW,
FP Building, Room S–3502,
Washington, DC 20210, Phone: 202 693–
0406.
RIN: 1235–AA39
DOL—WHD
Final Rule Stage
ddrumheller on DSK120RN23PROD with PROPOSALS2
162. Nondisplacement of Qualified
Workers Under Service Contracts
[1235–AA42]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: E.O. 14055
CFR Citation: 29 CFR 9.
Legal Deadline: None.
Abstract: On November 18, 2021,
President Biden signed Executive Order
14055 requiring the Secretary of Labor
to issue final regulations on the
nondisplacement of qualified workers
under service contracts. Implementation
of this Executive Order will promote
retention of experienced and skilled
employees working on federal service
contracts. Service work supporting
federal government functions occurs all
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
over the country, from federal building
maintenance to services provided on
military bases to skilled technicians
operating and maintaining federal
equipment. Under this Executive Order,
when a federal service contract
transitions from one contractor to
another, the new contractor will be
required to offer jobs to qualified
employees who worked for the previous
contractor and performed their jobs
well. This prevents disruptions in
federal services, makes it easier for
employers to find workers who are
already trained for the job, and saves
taxpayer dollars.
Statement of Need: Executive Order
14055 requires the Secretary of Labor to
issue regulations on the
nondisplacement of qualified workers
under service contracts.
Summary of Legal Basis: President
Biden issued Executive Order 14055
pursuant to his authority under ‘‘the
Constitution and the laws of the United
States,’’ expressly including the
Procurement Act. 86 FR 66397. The
Procurement Act authorizes the
President to ‘‘prescribe policies and
directives that the President considers
necessary to carry out’’ the statutory
purposes of ensuring ‘‘economical and
efficient’’ government procurement and
administration of government property.
40 U.S.C. 101.121(a). Executive Order
14055 directs the Secretary to issue
regulations to ‘‘implement the
requirements of this order.’’ 86 FR
66399.
Alternatives: The Department has
discussed a few specific provisions in
which limited alternatives are possible.
First, in cases where a prime contract
is above the simplified acquisition
threshold, but their subcontract falls
below this threshold, the Department
could potentially have discretion to
exclude these subcontracts from the
requirements of this proposed rule.
However, the Department stated in the
NPRM that, consistent with the
language in the Executive Order, where
a prime contract is covered by the rule,
all subcontracts for services, regardless
of size, would also be covered. Second,
the Department has some discretion in
defining the specific analysis that must
be completed by contracting agencies
regarding location continuity. The
Department is considering whether to
require contracting officers to analyze
additional factors when determining
whether to decline to require location
continuity. Any requirement of a more
in-depth analysis could potentially
increase costs for contracting agencies.
Anticipated Cost and Benefits: The
rule could result in costs for covered
contractors and contracting agencies in
PO 00000
Frm 00149
Fmt 4701
Sfmt 4702
9439
the form of rule familiarization costs,
implementation costs, and
recordkeeping costs. The rule would
increase the use of a carryover
workforce which would reduce
disruption in the delivery of services
during the period of transition between
contractors, maintains physical and
information security, and provides the
Federal Government with the benefits of
an experienced and well-trained
workforce that is familiar with the
Federal Government’s personnel,
facilities, and requirements.
The Department estimated both
familiarization costs, implementation
costs and familiarization costs. Costs in
Year 1 consists of $11,124,370 in rule
familiarization costs, $35,471,685 in
implementation costs ($7,518,342 for
contractors and $27,953,342 for
contracting agencies), and $6,014,674 in
recordkeeping costs. Therefore, total
Year 1 costs are $52,610,728. Costs in
the following years consist only of
implementation and recordkeeping
costs and amount to $41,486,358.
Average annualized costs over 10 years
are $43 million using a 7 percent
discount rate, and $52 million using a
3 percent discount rate.
Risks: This action does not affect the
public health, safety, or the
environment.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
07/15/22
08/15/22
I
FR Cite
87 FR 42552
11/00/23
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Agency Contact: Amy DeBisschop,
Director of the Division of Regulations,
Legislation, and Interpretation,
Department of Labor, Wage and Hour
Division, 200 Constitution Avenue NW,
FP Building, Room S–3502,
Washington, DC 20210, Phone: 202 693–
0406.
RIN: 1235–AA42
DOL—WHD
163. Employee or Independent
Contractor Classification Under the
Fair Labor Standards Act [1235–AA43]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
Legal Authority: 52 Stat. 1060, as
amended; 29 U.S.C. 201–219
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9440
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
CFR Citation: 29 CFR 795; 29 CFR
780; 29 CFR 788.
Legal Deadline: None.
Abstract: On January 7, 2021, the
Department of Labor (Department)
published a final rule on independent
contractor status under the Fair Labor
Standards Act (FLSA). See 86 FR 1168
(2021 IC Rule). The Department
subsequently published final rules to
delay and withdraw the 2021 IC Rule on
March 4, 2021, and May 6, 2021,
respectively. See 86 FR 12535 (Delay
Rule); 86 FR 24303 (Withdrawal Rule).
On March 14, 2022, a district court in
the Eastern District of Texas vacated the
Department’s Delay and Withdrawal
Rules, concluding that the 2021 IC Rule
became effective as of March 8, 2021.
The Department has appealed the
district court’s decision. The
Department continues to believe that the
2021 IC Rule does not fully comport
with the FLSA’s text and purpose as
interpreted by courts and has proposed
to rescind the 2021 IC rule and set forth
an analysis for determining employee or
independent contractor status under the
Act that is more consistent with existing
judicial precedent and the Department’s
longstanding guidance prior to the 2021
IC rule. The Department published an
NPRM on October 13, 2022. For
additional information, please see the
Department’s fall regulatory plan
narrative statement.
Statement of Need: The Department
believes it is appropriate to consider
rescinding the 2021 IC Rule and setting
forth an analysis for determining
employee or independent contractor
status under the Act that is more
consistent with existing judicial
precedent and the Department’s
longstanding guidance prior to the 2021
IC Rule.
Summary of Legal Basis: The
Department’s authority to interpret the
analysis for determining whether
workers are employees or independent
contractors under the FLSA comes with
its authority to administer and enforce
the Act. See 29 U.S.C. 201–219; see also
Herman v. Fabri-Centers of Am., Inc.,
308 F.3rd 580, 592–93 & n.8 (6th Cir.
2002) (noting that ‘‘[t]he Wage and Hour
Division of the Department of Labor was
created to administer the Act’’ while
agreeing with the Department’s
interpretation of one of the Act’s
provisions); Dufrene v. Browning-Ferris,
Inc., 207 F.3rd 264, 267 (5th Cir. 2000)
(‘‘By granting the Secretary of Labor the
power to administer the FLSA, Congress
implicitly granted him the power to
interpret.’’); Condo v. Sysco Corp., 1
F.3rd 599, 603 (7th Cir. 1993) (same).
Alternatives: The Department
assessed four regulatory alternatives in
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
the proposed rule in addition to what it
proposed. For the first alternative, the
Department considered codifying the
common law control test, which is used
to distinguish between employees and
independent contractors under some
other Federal laws, such as the Internal
Revenue Code. For the second
alternative, the Department considered
codifying an ABC test to determine
independent contractor status under the
FLSA similar to the ABC test recently
adopted under California law. For the
third alternative, the Department
considered a proposed rule that would
not fully rescind the 2021 IC Rule and
instead retain some aspects of that rule.
For the fourth alternative, the
Department considered rescinding the
2021 IC Rule and providing guidance on
employee or independent contractor
classification through subregulatory
guidance instead of through new
regulations.
Anticipated Cost and Benefits: The
total one-time regulatory familiarization
costs for establishments, governments,
and independent contractors are
estimated to be $408 million. Regulatory
familiarization costs in future years
were assumed to be de minimis.
Employers and independent contractors
would continue to familiarize
themselves with the applicable legal
framework in the absence of the rule, so
this rulemaking would not be expected
to impose costs after the first year. This
would amount to a 10-year annualized
cost of $56.4 million at a discount rate
of 3 percent or $54.3 million at a
discount rate of 7 percent.
Benefits would include increased
consistency with existing judicial
precedent and the Department’s
longstanding guidance, as well as
possibly reducing the occurrence of
misclassification.
Risks: This action does not affect
public health, safety, or the
environment.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period Extended End.
Final Rule ............
10/13/22
10/26/22
FR Cite
87 FR 62218
87 FR 64749
12/13/22
11/00/23
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Governmental Jurisdictions,
Organizations.
Government Levels Affected:
Undetermined.
PO 00000
Frm 00150
Fmt 4701
Sfmt 4702
Agency Contact: Amy DeBisschop,
Director of the Division of Regulations,
Legislation, and Interpretation,
Department of Labor, Wage and Hour
Division, 200 Constitution Avenue NW,
FP Building, Room S–3502,
Washington, DC 20210, Phone: 202 693–
0406.
RIN: 1235–AA43
DOL—EMPLOYMENT AND TRAINING
ADMINISTRATION (ETA)
Proposed Rule Stage
164. Improving Protections for Workers
in Temporary Agricultural Employment
in the United States [1205–AC12]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 8 U.S.C. 1188; 29
U.S.C. 49 et seq.
CFR Citation: 29 CFR 501; 20 CFR
651; 20 CFR 653; 20 CFR 654; 20 CFR
655; 20 CFR 658.
Legal Deadline: None.
Abstract: The Department of Labor’s
(DOL) Employment and Training
Administration and Wage and Hour
Division propose to amend regulations
to improve working conditions and
protections for workers engaged in
temporary agricultural employment in
the United States; and strengthen
protections in the recruitment, job order
clearance, and oversight processes. The
proposed regulatory changes involve the
Employment Service and the H–2A nonimmigrant visa program at 29 CFR part
501 and 20 CFR parts 651, 653, 654,
655, and 658.
The Department has identified a need
to strengthen and clarify protections for
all temporary agricultural workers,
including U.S. workers and workers
employed through the H–2A temporary
agricultural program. The H–2A
temporary agricultural program allows
agricultural employers to perform
agricultural labor or services of a
temporary or seasonal nature so long as
there are not sufficient able, willing, and
qualified U.S. workers to perform the
work and the employment of H–2A
workers does not adversely affect the
wages and working conditions of
similarly employed workers in the
United States. The use of the H–2A
program has grown substantially in
recent years and the Department is
committed to protecting agricultural
workers in light of their significant
vulnerabilities.
Statement of Need: The Department
will propose revisions to the H–2A
regulations and the Employment Service
regulations that will strengthen
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
protections for agricultural workers and
enhance the Department’s enforcement
capabilities against fraud and program
violations. The Department has
determined the proposed revisions will
help prevent exploitation and abuse of
agricultural workers and ensure that
employers do not gain from their
violations or contribute to economic and
workforce instability by circumventing
the law.
Summary of Legal Basis: The
Department’s proposals to strengthen
protections and improve compliance are
aimed at ensuring that the Department
can better fulfill its statutory
responsibility at 8 U.S.C. 1188(a)(1) to
certify that: (1) there are not sufficient
workers who are able, willing, and
qualified, and who will be available at
the time and place needed, to perform
the labor or services involved in the
petition; and (2) the employment of H–
2A workers will not adversely affect the
wages and working conditions of
workers in the United States similarly
employed, and its responsibility under
the Wagner-Peyser Act at 29 U.S.C. 49b
to effectively assist in coordinating the
State public employment service offices
throughout the country.
Alternatives: The Department has
considered alternatives but believes that
rulemaking to update the H–2A
regulations and the Employment Service
regulations is a reasonable approach to
better ensure the necessary worker
protections are available and
enforceable.
Anticipated Cost and Benefits: The
Department estimates that the proposed
rule would result in costs and transfer
payments. As shown in Exhibit 1, the
proposed rule is expected to have an
annualized cost of $2.03 million and a
total 10-year quantifiable cost of $14.24
million, each at a discount rate of 7
percent. The proposed rule is estimated
to result in annual transfer payments
from H–2A employers to H–2A
employees of $12.81 million and total
10-year transfer payments of $89.95
million at a discount rate of 7 percent.
The benefits are described above and
include preventing exploitation of
vulnerable workers and ensuring that
employers do not benefit from
exploitation.
Risks: To be determined.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
09/15/23
11/14/23
I
04/00/24
88 FR 63750
I
Regulatory Flexibility Analysis
Required: Yes.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Small Entities Affected: Businesses,
Governmental Jurisdictions.
Government Levels Affected: Local,
Tribal.
Agency Contact: Brian Pasternak,
Administrator, Department of Labor,
Employment and Training
Administration, 200 Constitution
Avenue NW, Office of Foreign Labor
Certification, Room N–5311, FP
Building, Washington, DC 20210,
Phone: 202 693–8200, Email:
pasternak.brian@dol.gov.
RIN: 1205–AC12
DOL—ETA
165. National Apprenticeship System
Enhancements [1205–AC13]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: The National
Apprenticeship Act, as amended (50
Stat. 664) 29 U.S.C. 50
CFR Citation: 29 CFR 29; 29 CFR 30.
Legal Deadline: None.
Abstract: The regulations at 29 CFR
part 29 addressing labor standards of
apprenticeship and the governance of
the National Apprenticeship System
were last updated in October 2008 to
increase administrative flexibility,
ensure program quality, and promote
registered apprenticeship opportunity.
The Department plans to revise these
regulations to strengthen, expand,
modernize, and diversify the National
Apprenticeship System by enhancing
worker protections and equity,
improving the quality of registered
apprenticeships, revising the state
governance provisions, and more clearly
establishing critical pipelines to
registered apprenticeships such as preapprenticeships so that the National
Apprenticeship System is more
responsive to current worker and
employer needs. The Department will
also make technical and conforming
adjustments to the current text of 29
CFR part 30 (governing equal
employment opportunity in
apprenticeships) as appropriate. For
additional information, please see the
Department’s regulatory plan narrative
statement.
Statement of Need: The regulations
governing the minimum labor standards
for the registration of apprenticeship
programs at Title 29 of the Code of
Federal Regulations (CFR) part 29 have
not been updated since 2008. With this
action, the Department seeks to ensure
that the regulatory framework for the
Registered Apprenticeship System
remains current with a range of
emerging apprenticeship practices and
PO 00000
Frm 00151
Fmt 4701
Sfmt 4702
9441
program structures that have developed
since that time. The proposed revisions
will enable the Registered
Apprenticeship System to continue its
vital role in developing a skilled,
competitive American workforce.
Summary of Legal Basis: The National
Apprenticeship Act of 1937 (also known
as the Fitzgerald Act), 29 U.S.C. 50,
gives the Secretary broad power to
promote, create, and set standards for
apprenticeship programs. The Act
authorizes and directs the Secretary to
formulate and promote the furtherance
of labor standards necessary to
safeguard the welfare of apprentices, to
extend the application of such standards
by encouraging the inclusion thereof in
contracts of apprenticeship, to bring
together employers and labor for the
formulation of programs of
apprenticeship, to cooperate with State
agencies engaged in the formulation and
promotion of standards of
apprenticeship, and to cooperate with
the Secretary of Education in
accordance with section 17 of title 20.
Alternatives: Alternatives are
described in the text of the NPRM, and
the public will be provided an
opportunity to comment upon them.
Anticipated Cost and Benefits:
Registered apprenticeships provide
individuals with valuable training and
skill development, and provide
businesses with a structure for
developing a diverse pool of skilled
workers. Although the Department is
unable to quantify the anticipated
benefits due to data limitations, the
proposed rule is expected to result in
annualized costs of $152 million during
the first 10 years (2025–2034) at a
discount rate of 7 percent based on
preliminary estimates.
Risks: This action does not affect
public health, safety, or the
environment.
Timetable:
Action
NPRM ..................
Date
FR Cite
11/00/23
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal,
State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: John V. Ladd,
Administrator, Office of
Apprenticeship, Department of Labor,
Employment and Training
Administration, 200 Constitution
E:\FR\FM\09FEP2.SGM
09FEP2
9442
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Risks: This action does not affect the
public health, safety, or the
environment.
Timetable:
Avenue NW, FP Building, Room C–
5311, Washington, DC 20210, Phone:
202 693–2796, Fax: 202 693–3799,
Email: ladd.john@dol.gov.
RIN: 1205–AC13
Action
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
DOL—ETA
Final Rule Stage
ddrumheller on DSK120RN23PROD with PROPOSALS2
166. Wagner-Peyser Act Staffing [1205–
AC02]
Priority: Other Significant.
Legal Authority: Wagner-Peyser Act
sec. 12 (29 U.S.C. 49k)
CFR Citation: 20 CFR 651; 20 CFR
652; 20 CFR 653; 20 CFR 658.
Legal Deadline: None.
Abstract: The Department proposed to
revise the Wagner-Peyser Act
regulations regarding Employment
Services (ES) staffing to require that
states use state merit staff to provide ES
services, including Migrant and
Seasonal Farmworker (MSFW) services,
and to improve service delivery.
Statement of Need: The Department
identified areas of the regulation that
changed to create a uniform standard of
ES services provision for States.
Summary of Legal Basis: The
Department determined that it is vital
for the ES to be administered so that
States deliver services effectively and
equitably to unemployment insurance
beneficiaries and other ES customers.
Alternatives: Two alternatives will be
considered, and the public had the
opportunity to comment on these
alternatives during the comment period
of the NPRM.
Anticipated Cost and Benefits: The
proposed rule was estimated to have
one-time rule familiarization costs of
$4,205 in 2020 dollars, as well as
unknown transition costs. The proposed
rule also estimated the rule to have
annual transfer payments of $9.6
million for three of the five States that
currently have non-State merit staff
providing some labor exchange services;
transfer payments are monetary
payments from one group to another,
such as wages shifting from one
employer to another, that do not affect
total resources available to society. The
transfer payments for this proposed rule
were the estimated wage cost increases
to the States associated with employee
wages and fringe benefits. In the NPRM,
the Department solicited comments
from stakeholders and the public on the
unknown transition costs, plus transfer
payments that would be incurred by any
States with some non-State merit staff
providing labor exchange services.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Date
Jkt 262001
FR Cite
04/20/22
06/21/22
I
11/00/23
87 FR 23700
I
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: State.
Agency Contact: Kimberly Vitelli,
Administrator, Office of Workforce
Investment, Department of Labor,
Employment and Training
Administration, 200 Constitution
Avenue NW, FP Building, Room C–
4526, Washington, DC 20210, Phone:
202 693–3980, Email: vitelli.kimberly@
dol.gov.
RIN: 1205–AC02
DOL—EMPLOYEE BENEFITS
SECURITY ADMINISTRATION (EBSA)
Proposed Rule Stage
167. Retirement Security Rule:
Definition of an Investment Advice
Fiduciary [1210–AC02]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
Legal Authority: 29 U.S.C. 1002; 29
U.S.C. 1135; Reorganization Plan No. 4
of 1978, 5 U.S.C. App. 252 (2020)
CFR Citation: 29 CFR 2510.3–21.
Legal Deadline: None.
Abstract: This rulemaking would
amend the regulatory definition of the
term fiduciary set forth at 29 CFR
2510.3–21(c) to more appropriately
define when persons who render
investment advice for a fee to employee
benefit plans and IRAs are fiduciaries
within the meaning of section 3(21) of
ERISA and section 4975(e)(3) of the
Internal Revenue Code. The amendment
would take into account practices of
investment advisers, and the
expectations of plan officials and
participants, and IRA owners who
receive investment advice, as well as
developments in the investment
marketplace, including in the ways
advisers are compensated that can
subject advisers to harmful conflicts of
interest. In conjunction with this
rulemaking, EBSA also proposed
amendments to existing prohibited
transaction exemptions to ensure
consistent protection of employee
benefit plan and IRA investors.
PO 00000
Frm 00152
Fmt 4701
Sfmt 4702
Statement of Need: Many protections,
duties, and liabilities in ERISA hinge on
fiduciary status; therefore, the
determination of who is a fiduciary is of
central importance. The Department’s
existing regulatory definition of an
investment advice fiduciary, adopted in
1975, established a five-part test for
status as a fiduciary. The 1975
regulation’s five-part test is not founded
in the statutory text of ERISA, does not
take into account the current nature and
structure of many individual account
retirement plans and IRAs, is
inconsistent with the reasonable
expectations of plan officials and
participants, and IRA owners who
receive investment advice, and allows
many investment advice providers to
avoid status as a fiduciary under federal
pension laws. Under ERISA, fiduciaries
must avoid conflicts of interest or
comply with a prohibited transaction
exemption with conditions designed to
protect retirement investors. A wide and
compelling body of evidence shows that
conflicts of interest and forms of
compensation that can subject advisers
to harmful conflicts of interest, if left
unchecked, too often result in biased
investment advice and resulting harm to
retirement investors. In conjunction
with this rulemaking, EBSA also
proposed amendments to existing
prohibited transaction exemptions to
ensure consistent protection of
employee benefit plan and IRA
investors.
Summary of Legal Basis: The
Department is proposing the
amendment to its regulation defining a
fiduciary pursuant to authority in
ERISA section 505 (29 U.S.C. 1135) and
section 102 of Reorganization Plan No.
4 of 1978, 5 U.S.C. App. 252 (2020).
Alternatives: The Department
considered as an alternative leaving the
1975 regulation in place without
change.
Anticipated Cost and Benefits: The
proposed amendment to the 1975
regulation would extend the protections
associated with fiduciary status to more
advice arrangements. The proposed
regulation and associated prohibited
transaction exemptions are expected to
require providers of investment advice
to adhere to a best interest standard,
charge no more than reasonable
compensation, eliminate or mitigate
conflicts of interest, and make important
disclosures to their customers, among
other things. These protections would
deliver substantial gains for retirement
investors and economic benefits that
more than justify the costs. The costs of
the regulation are largely expected to
stem from compliance with the
associated prohibited transaction
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
exemptions. Estimates of the cost of
compliance are reflected in the notice of
proposed rulemaking.
Risks: The Department believes that
the 1975 regulation must be revised to
align with retirement investors’
reasonable expectations regarding their
relationships with investment advice
providers and to reflect developments in
the investment advice marketplace since
the 1975 regulation was adopted.
Failure to appropriately define an
investment advice fiduciary under
ERISA is likely to expose retirement
investors to conflicts of interest that will
erode retirement savings. The risks are
especially great with respect to
recommendations to roll assets out of
ERISA-covered plans to IRAs because of
the central importance of retirement
plan savings to workers, the relative size
of rollover transactions, and the
technical requirements of the current
fiduciary regulation, which have
encouraged advisers to argue that their
advice falls outside the regulation’s
purview regardless of its importance.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
FR Cite
11/03/23
01/02/24
I
88 FR 75890
I
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected:
Undetermined.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Karen E. Lloyd,
Office of Regulations and
Interpretations, Department of Labor,
Employee Benefits Security
Administration, 200 Constitution
Avenue NW, FP Building, Room N–
5655, Washington, DC 20210, Phone:
202 693–8510.
RIN: 1210–AC02
ddrumheller on DSK120RN23PROD with PROPOSALS2
DOL—EBSA
168. Mental Health Parity and
Addiction Equity Act and the
Consolidated Appropriations Act, 2021
[1210–AC11]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
Legal Authority: Pub. L. 116–260,
Division BB, Title II; Pub. L. 110–343,
secs. 511–512
CFR Citation: Not Yet Determined.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Legal Deadline: None.
Abstract: This rule would finalize
proposed amendments to the final rules
implementing the Mental Health Parity
and Addiction Equity Act (MHPAEA).
The amendments clarify plans’ and
issuers’ obligations under the law,
promote compliance with MHPAEA,
and update requirements to take into
account experience with MHPAEA in
the years since the rules were finalized.
The rule would also finalize new
regulations implementing amendments
to MHPAEA recently enacted as part of
the Consolidated Appropriations Act,
2021 (CAA, 2021).
Statement of Need: There have been
a number of legislative enactments
related to MHPAEA since issuance of
the 2014 final rules, including the 21st
Century Cures Act, the Support Act, and
the CAA, 2021. This rule would propose
amendments to the final rules and
incorporate examples and modifications
to account for this legislation and
previously issued guidance and to take
into account experience with MHPAEA
in the years since the rules were
finalized. This rule would also include
new regulations implementing the
nonquantitative treatment limitation
(NQTL) comparative analyses
requirements set forth under the CAA,
2021.
Summary of Legal Basis: The
Department of Labor regulations would
be adopted pursuant to the authority
contained in 29 U.S.C. 1002, 1135, 1182,
1185d, 1191a, 1191b, and 1191c;
Secretary of Labor’s Order 1–2011, 77
FR 1088 (Jan. 9, 2012).
Alternatives: The Departments
considered various approaches related
to NQTLs as well as comparative
analysis requirements. These
alternatives included not expressly
incorporating the statutory requirements
that NQTLs be no more restrictive for
MH/SUD than M/S and requiring plans
to include specific data elements in
their comparative analysis These
alternatives will be included in the
published final rule.
Anticipated Cost and Benefits: The
Departments anticipate that the
MHPAEA final rules would improve the
quality of the comparative analyses
conducted by plans and issuers, as
required by the CAA, 2021, help plans
and issuers better understand and fulfill
their obligations under MHPAEA, and
promote greater transparency regarding
discrepancies between mental health
and substance use disorder benefits and
medical/surgical benefits. The
Departments believe that the
amendments could cause plans and
issuers to revise their policies and
remove limitations on treatments for
PO 00000
Frm 00153
Fmt 4701
Sfmt 4702
9443
mental health and substance use
disorders. This will provide improved
access for participants and beneficiaries
seeking MH/SUD treatments which will
result in better health outcomes. These
expanded protections and clarifications
will greatly benefit plans, participants
and beneficiaries and more than justify
the costs. The costs of the proposed rule
include costs to the plans and issuers
associated with expanded coverage and
utilization, collecting, analyzing and
documenting data under the revised
NQTL comparative analyses
requirements.
Risks: Risks and areas of uncertainty
regarding potential impacts will be
included in the final rule.
Timetable:
Action
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period Extended End.
NPRM Analyze
Comments.
Date
08/03/23
09/28/23
FR Cite
88 FR 51552
88 FR 66728
10/17/23
11/00/23
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Amber Rivers,
Director, Office of Health Plan
Standards and Compliance Assistance,
Department of Labor, Employee Benefits
Security Administration, 200
Constitution Avenue NW, Washington,
DC 20210, Phone: 202 693–8335, Email:
rivers.amber@dol.gov.
RIN: 1210–AC11
DOL—EBSA
169. Definition of ‘Employer’ Under
Section 3(5) of ERISA-Association
Health Plans [1210–AC16]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 29 U.S.C. 1002; 29
U.S.C. 1135
CFR Citation: 29 CFR 2510.3–3, –5.
Legal Deadline: None.
Abstract: In this rulemaking, the
Department of Labor’s Employee
Benefits Security Administration
(EBSA) will explore whether to
withdraw, or withdraw and replace, its
regulation at 29 CFR 2510.3–5,
published as a final rule in 2018, which
E:\FR\FM\09FEP2.SGM
09FEP2
9444
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
established an alternative set of criteria
for determining when an employer
association may act indirectly in the
interest of an employer under section
3(5) of the Employee Retirement Income
Security Act (ERISA) for purposes of
establishing a multiple employer group
health plan. The United States District
Court for the District of Columbia
vacated portions of the final rule in a
2019 decision in New York v. United
States Department of Labor, 363 F.
Supp. 3d 109 (D.D.C. 2019). EBSA will
reevaluate the criteria for a group or
association of employers to be able to
sponsor a multiple employer group
health plan.
Statement of Need: To be determined.
Summary of Legal Basis: To be
determined.
Alternatives: To be determined.
Anticipated Cost and Benefits: To be
determined.
Risks: To be determined.
Timetable:
Action
Date
NPRM ..................
Final Rule ............
FR Cite
11/00/23
04/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
Agency Contact: Jeffrey J. Turner,
Deputy Director, Office of Regulations
and Interpretations, Department of
Labor, Employee Benefits Security
Administration, 200 Constitution
Avenue NW, FP Building, Room N–
5655, Washington, DC 20210, Phone:
202 693–8500.
RIN: 1210–AC16
DOL—EBSA
ddrumheller on DSK120RN23PROD with PROPOSALS2
Final Rule Stage
170. Coverage of Certain Preventive
Services Under the Affordable Care Act
[1210–AC13]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: Pub. L. 111–148, sec.
1001
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This rule would finalize
proposed amendments to the final rules
regarding religious and moral
exemptions and accommodations
regarding coverage of certain preventive
services under Title I of the Patient
Protection and Affordable Care Act.
Statement of Need: Previous rules,
regulations, and court decisions have
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
left many women without contraceptive
coverage and access to contraceptive
services without cost sharing. These
rules would seek to resolve the longrunning litigation with respect to
religious objections to providing
contraceptive coverage by honoring the
objecting entities’ religious objections
while also ensuring that women
enrolled in a group health plan
established or maintained, or in health
insurance covered offered or arranged,
by an objecting entity have the
opportunity to obtain contraceptive
services at no cost. These rules would
also eliminate the exemption for entities
and individuals that object to
contraceptive coverage based on nonreligious moral beliefs, which prevents
access to contraceptive services without
cost sharing.
Summary of Legal Basis: The
Department of Labor regulations would
be adopted pursuant to the authority
contained in 29 U.S.C. 1002, 1135, 1182,
1185d, 1191a, 1191b, and 1191c;
Secretary of Labor’s Order 1–2011, 77
FR 1088 (Jan. 9, 2012).
Alternatives: In developing this rule,
the Departments considered various
alternative approaches. The
Departments considered maintaining
the exemption (along with the existing
accommodations and the proposed
individual contraceptive arrangement)
with respect to group health plans,
health insurance issuers, and
institutions of higher education that
have a non-religious, moral objection to
contraceptive coverage. With respect to
individuals enrolled in coverage
through entities that have a religious
objection to contraceptive coverage, the
Departments considered an approach
under which contraceptive coverage
would be available through separate
individual insurance policies that cover
only contraceptives and in which
participants, beneficiaries, and enrollees
would have to separately enroll if they
desired contraceptive coverage. The
Departments also considered an
approach under which, if an objecting
entity contracts for a health plan
without contraceptive coverage, the
contraceptive coverage requirement
would apply directly to the issuer in the
case of a fully insured plan, or the third
party administrator in the case of a selfinsured plan. The issuer or third party
administrator would then be required to
fulfill its separate and independent
obligation to provide contraceptive
coverage.
Anticipated Cost and Benefits: This
rule is expected to increase access to
contraceptive services without cost
sharing through the individual
contraceptive arrangement for eligible
PO 00000
Frm 00154
Fmt 4701
Sfmt 4702
individuals and the elimination of the
exemption for entities and individuals
that object to contraceptive coverage
based on non-religious moral beliefs.
This rule would increase health equity
given the disproportionate burden of
out-of-pocket spending on contraceptive
services currently faced by low-income
individuals (as those individuals with
lower incomes must spend a greater
percentage of their incomes on
contraceptive services). This rule would
also lead to better health outcomes for
eligible individuals by increasing access
to contraceptive services and reducing
unintended pregnancies. Participating
providers of contraceptive services
(including clinicians, facilities, and
pharmacies) and issuers would incur
costs associated with entering into
signed agreements for reimbursement of
costs associated with the provision of
contraceptive services to eligible
individuals, including costs of verifying
consumer eligibility and other
associated administrative costs. Eligible
individuals would incur costs
associated with participating in the
individual contraception arrangement,
including confirming eligibility to their
provider of contraceptive services. HHS
estimates the total cost to providers of
contraceptive services, issuers, and
eligible individuals to be approximately
$30.2 million annually. The rule would
also lead to a reduction in health care
costs for individuals, issuers, group
health plan sponsors, and states due to
reductions in unintended pregnancies.
Risks: Departments do not have
information on the number of entities
and individuals that have claimed a
moral exemption to providing
contraceptive coverage and are therefore
uncertain of the amount of the potential
transfer from plans and issuers to
participants, beneficiaries, and enrollees
due to reduced out-of-pocket spending
on contraceptive services associated
with the proposed elimination of the
exemption for entities and individuals
that object to contraceptive coverage
based on nonreligious moral beliefs. The
Departments estimate that the provision
of the individual contraceptive
arrangement could lead to a transfer
from the Federal Government to
individuals (via issuers to providers of
contraceptive services) of approximately
$49.9 million annually. This estimate is
uncertain due to the limited information
available in the 2019 user fee
adjustment data. The Departments are
uncertain as to how the number of
participating providers might vary (for
example, across rural and urban areas)
and how this variation might affect
access to services under the individual
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
contraceptive arrangement. Due to the
lack of data, the Departments are unable
to develop a precise estimate of the
number of eligible individuals who
might participate in the individual
contraceptive arrangement. This overall
lack of data leads to uncertainty
regarding the magnitudes of the total
cost savings to eligible individuals and
any resulting potential cost savings to
states (associated with reduced
spending on State-funded programs that
provide contraceptive services or a
potential reduction in the number of
unintended pregnancies that would
otherwise impose costs to states).
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
02/02/23
04/03/23
I
08/00/24
88 FR 7236
I
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Agency Contact: Amber Rivers,
Director, Office of Health Plan
Standards and Compliance Assistance,
Department of Labor, Employee Benefits
Security Administration, 200
Constitution Avenue NW, Washington,
DC 20210, Phone: 202 693–8335, Email:
rivers.amber@dol.gov.
RIN: 1210–AC13
Action
DOL—MINE SAFETY AND HEALTH
ADMINISTRATION (MSHA)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Final Rule Stage
171. Respirable Crystalline Silica
[1219–AB36]
Priority: Section 3(f)(1) Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 30 U.S.C. 811; 30
U.S.C. 813(h); 30 U.S.C. 957
CFR Citation: 30 CFR 56; 30 CFR 57;
30 CFR 60; 30 CFR 70; 30 CFR 71; 30
CFR 72; 30 CFR 75; 30 CFR 90.
Legal Deadline: None.
Abstract: Many miners are exposed to
respirable crystalline silica (RCS) in
respirable dust. These miners can
develop lung diseases such as chronic
obstructive pulmonary disease, and
various forms of pneumoconiosis, such
as silicosis, progressive massive fibrosis,
and rapidly progressive
pneumoconiosis.
These diseases are irreversible and
may ultimately be fatal. MSHA’s
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
existing standards limit miners’
exposures to RCS. MSHA will publish a
final rule to address the existing
permissible exposure limit of RCS for all
miners and to update the existing
respiratory protection standards under
30 CFR 56, 57, and 72.
Statement of Need: Many miners are
exposed to respirable crystalline silica
(RCS) in respirable dust, which can
result in the onset of diseases such as
silicosis and rapidly progressive
pneumoconiosis. These lung diseases
are irreversible and may ultimately be
fatal. MSHA is examining the existing
limit on miners’ exposures to RCS to
safeguard the health of America’s
miners. Based on MSHA’s experience
with existing standards and regulations,
as well as OSHA’s RCS standards and
NIOSH research, MSHA will develop a
rule applicable to metal, nonmetal, and
coal operations.
Summary of Legal Basis: Sections
101(a), 103(h), and 508 of the Federal
Mine Safety and Health Act of 1977
(Mine Act), as amended (30 U.S.C.
811(a), 813(h), and 957).
Alternatives: MSHA will examine one
or two different levels of miners’ RCS
exposure limit and assess the
technological and economic feasibility
of such option(s).
Anticipated Cost and Benefits: To be
determined.
Risks: Miners face impairment risk of
health and functional capacity due to
RCS exposures. MSHA will examine the
existing RCS standard and determine
ways to reduce the health risks associate
with RCS exposure.
Timetable:
Date
Request for Information (RFI).
RFI Comment Period End.
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period Extended End.
NPRM Notice of
Public Hearings.
NPRM Public
Hearing in Arlington Virginia.
NPRM Public
Hearing in
Beckley, West
Virginia.
NPRM Public
Hearing in Denver, Colorado.
Final Rule ............
08/29/19
FR Cite
84 FR 45452
10/28/19
07/13/23
08/14/23
88 FR 44852
88 FR 54961
09/11/23
07/26/23
88 FR 48146
08/03/23
08/10/23
08/21/23
04/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
PO 00000
Frm 00155
Fmt 4701
Sfmt 4702
9445
Small Entities Affected: Businesses,
Governmental Jurisdictions.
Government Levels Affected: Local,
State.
Agency Contact: S. Aromie Noe,
Director, Office of Standards,
Regulations, and Variances, Department
of Labor, Mine Safety and Health
Administration, 201 12th Street S, Suite
401, Arlington, VA 22202, Phone: 202
693–9440, Fax: 202 693–9441.
RIN: 1219–AB36
DOL—MSHA
172. Safety Program for Surface Mobile
Equipment [1219–AB91]
Priority: Other Significant.
Legal Authority: 30 U.S.C. 811; 30
U.S.C. 813(h); 30 U.S.C. 957
CFR Citation: 30 CFR 56; 30 CFR 57;
30 CFR 77.
Legal Deadline: None.
Abstract: MSHA would require mine
operators to establish a written safety
program for mobile equipment and
powered haulage equipment (except belt
conveyors) used at surface mines and
surface areas of underground mines.
Under this proposal, mine operators
would be required to assess hazards and
risks and identify actions to reduce
accidents related to surface mobile
equipment. The operators would have
flexibility to develop and implement a
safety program that would work best for
their mining conditions and operations.
This proposed rule would reduce fatal
and nonfatal injuries involving surface
mobile equipment used at mines and
improve miner safety and health.
Statement of Need: Although mine
accidents are declining, accidents
involving mobile and powered haulage
equipment are still a leading cause of
fatalities in mining. To reduce fatal and
nonfatal injuries involving surface
mobile equipment used at mines, MSHA
is proposing a regulation that would
require mine operators employing six or
more miners to develop a written safety
program for mobile and powered
haulage equipment (excluding belt
conveyors) at surface mines and surface
areas of underground mines. The
written safety program would include
actions mine operators would take to
identify hazards and risks to reduce
accidents, injuries, and fatalities related
to surface mobile equipment.
Summary of Legal Basis: Sections
101(a), 103(h), and 508 of the Federal
Mine Safety and Health Act of 1977
(Mine Act), as amended (30 U.S.C.
811(a), 813(h), and 957).
Alternatives: MSHA considered
requiring all mines, regardless of size, to
E:\FR\FM\09FEP2.SGM
09FEP2
9446
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
develop and implement a written safety
program for surface mobile equipment.
Based on the Agency’s experience,
MSHA concluded that a mine operator
with five or fewer miners would
generally have a limited inventory of
surface mobile equipment. These
operators would also have less complex
mining operations, with fewer mobile
equipment hazards that would
necessitate a written safety program.
Thus, these mine operators are not
required to have a written safety
program, although MSHA would
encourage operators with five or fewer
miners to have safety programs. MSHA
will consider comments and suggestions
received on alternatives or best practices
that all mines might use to develop
safety programs (whether written or not)
for surface mobile equipment.
Anticipated Cost and Benefits: The
proposed rule would not be
economically significant, and it would
have some net benefits.
Risks: Miners operating mobile and
powered haulage equipment or working
nearby face risks of workplace injuries,
illnesses, or deaths. The proposed rule
would allow a flexible approach to
reducing hazards and risks specific to
each mine so that mine operators would
be able to develop and implement safety
programs that work for their operation,
mining conditions, and miners.
Timetable:
ddrumheller on DSK120RN23PROD with PROPOSALS2
Action
Date
Request for Information (RFI).
Notice of Public
Stakeholder
Meetings.
Stakeholder Meeting—Birmingham, AL.
Stakeholder Meeting—Dallas, TX.
Stakeholder Meeting (Webinar)—
Arlington, VA.
Stakeholder Meeting—Reno, NV.
Stakeholder Meeting—Beckley,
WV.
Stakeholder Meeting—Albany,
NY.
Stakeholder Meeting—Arlington,
VA.
RFI Comment Period End.
NPRM ..................
NPRM Comment
Period End.
VerDate Sep<11>2014
FR Cite
06/26/18
83 FR 29716
07/25/18
83 FR 35157
08/07/18
08/09/18
08/16/18
08/21/18
09/11/18
09/20/18
09/25/18
12/24/18
09/09/21
11/08/21
18:15 Feb 08, 2024
86 FR 50496
Jkt 262001
Action
Date
NPRM Reopening
of the Rulemaking Record
for.
Public Comments
Virtual Public
Hearing.
NPRM Comment
Period Reopened End.
Final Rule ............
12/20/21
FR Cite
86 FR 71860
01/11/22
02/11/22
11/00/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: S. Aromie Noe,
Director, Office of Standards,
Regulations, and Variances, Department
of Labor, Mine Safety and Health
Administration, 201 12th Street S, Suite
401, Arlington, VA 22202, Phone: 202
693–9440, Fax: 202 693–9441.
RIN: 1219–AB91
DOL—OCCUPATIONAL SAFETY AND
HEALTH ADMINISTRATION (OSHA)
Prerule Stage
173. Heat Illness Prevention in Outdoor
and Indoor Work Settings [1218–AD39]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: Not Yet Determined
CFR Citation: None.
Legal Deadline: None.
Abstract: Heat is the leading weatherrelated killer. Excessive heat can cause
heat stroke and even death if not treated
properly. It also exacerbates existing
health problems like asthma, kidney
failure, and heart disease. Workers in
agriculture and construction are at
highest risk, but the problem affects all
workers exposed to heat, including
indoor workers without climatecontrolled environments. Essential jobs
where employees are exposed to high
levels of heat are disproportionately
held by Black and Brown workers.
Heat stress killed 815 U.S. workers
and seriously injured more than 70,000
workers from 1992 through 2017,
according to the Bureau of Labor
Statistics. However, this is likely a vast
underestimate, given that injuries and
illnesses are under reported in the U.S.,
especially in the sectors employing
vulnerable and often undocumented
workers. Further, heat is not always
recognized as a cause of heat-induced
injuries or deaths and can easily be
misclassified, because many of the
symptoms overlap with other more
common diagnoses.
PO 00000
Frm 00156
Fmt 4701
Sfmt 4702
To date, California, Oregon,
Washington, Minnesota, and the US
military have issued heat protections.
OSHA currently relies on the general
duty clause (OSH Act section 5(a)(1)) to
protect workers from this hazard.
Notably, from 2013 through 2017,
California used its heat standard to
conduct 50 times more inspections
resulting in a heat-related violation than
OSHA did nationwide under its general
duty clause. It is likely to become even
more difficult to protect workers from
heat stress under the general duty clause
in light of the 2019 Occupational Safety
and Health Review Commission’s
decision in Secretary of Labor v. A.H.
Sturgill Roofing, Inc.
OSHA was petitioned by Public
Citizen for a heat stress standard in
2011. The Agency denied this petition
in 2012, but was once again petitioned
by Public Citizen, on behalf of
approximately 130 organizations, for a
heat stress standard in 2018 and 2019.
In 2019 and 2021, some members of the
Senate also urged OSHA to initiate
rulemaking to address heat stress.
Given the potentially broad scope of
regulatory efforts to protect workers
from heat hazards, as well as a number
of technical issues and considerations
with regulating this hazard (e.g., heat
stress thresholds, heat acclimatization
planning, exposure monitoring, medical
monitoring), OSHA published an
ANPRM on Heat Injury and Illness
Prevention in Outdoor and Indoor Work
Settings (October 27, 2021) to begin a
dialogue and engage with stakeholders
to explore the potential for rulemaking
on this topic. For additional
information, please see the
Department’s fall regulatory plan
narrative statement.
Statement of Need: Heat stress killed
more than 900 US workers, and caused
serious heat illness in almost 100 times
as many, from 1992 through 2017,
according to the Bureau of Labor
Statistics. However, this is likely a vast
underestimate, given that injuries and
illnesses are underreported in the US,
especially in the sectors employing
vulnerable and often undocumented
workers. Further, heat is not always
recognized as a cause of heat-induced
illnesses or deaths, which are often
misclassified, because many of the
symptoms overlap with other more
common diagnoses.
Summary of Legal Basis: The
Occupational Safety and Health Act of
1970 authorizes the Secretary of Labor
to set mandatory occupational safety
and health standards to assure safe and
healthful working conditions for
working men and women (29 U.S.C.
651).
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Alternatives: One alternative to
proposed rulemaking would be to take
no regulatory action and instead rely
upon the General Duty Clause (OSH Act
Section 5(a)(1) for select enforcement
activity). As OSHA develops more
information, it will also make decisions
relating to the scope of the standard and
the requirements it may impose.
Anticipated Cost and Benefits: The
estimates of costs and benefits are still
under development.
Risks: Analysis of risks is still under
development.
Timetable:
Action
Date
ANPRM ...............
ANPRM Comment
Period Extended.
ANPRM Comment
Period Extended End.
Initiate SBREFA ..
Complete
SBREFA.
Analyze SBREFA
Report.
10/27/21
12/02/21
FR Cite
86 FR 59309
86 FR 68594
01/26/22
06/02/23
11/00/23
01/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Agency Contact: Andrew Levinson,
Director, Directorate of Standards and
Guidance, Department of Labor,
Occupational Safety and Health
Administration, 200 Constitution
Avenue NW, FP Building, Room N–
3718, Washington, DC 20210, Phone:
202 693–1950, Email: levinson.andrew@
dol.gov.
RIN: 1218–AD39
DOL—OSHA
Proposed Rule Stage
ddrumheller on DSK120RN23PROD with PROPOSALS2
174. Infectious Diseases [1218–AC46]
Priority: Section 3(f)(1) Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 5 U.S.C. 533; 29
U.S.C. 657 and 658; 29 U.S.C. 660; 29
U.S.C. 666; 29 U.S.C. 669; 29 U.S.C. 673
CFR Citation: 29 CFR 1910.
Legal Deadline: None.
Abstract: Employees in health care
and other high-risk environments face
long-standing infectious disease hazards
such as tuberculosis (TB), varicella
disease (chickenpox, shingles), and
measles, as well as new and emerging
infectious disease threats, such as
Severe Acute Respiratory Syndrome
(SARS), the 2019 Novel Coronavirus
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
(COVID–19), and pandemic influenza.
Health care workers and workers in
related occupations, or who are exposed
in other high-risk environments, are at
increased risk of contracting TB, SARS,
Methicillin-Resistant Staphylococcus
Aureus (MRSA), COVID–19, and other
infectious diseases that can be
transmitted through a variety of
exposure routes. OSHA is examining
regulatory alternatives for control
measures to protect employees from
infectious disease exposures to
pathogens that can cause significant
disease. Workplaces where such control
measures might be necessary include:
health care, emergency response,
correctional facilities, homeless shelters,
drug treatment programs, and other
occupational settings where employees
can be at increased risk of exposure to
potentially infectious people. A
standard could also apply to
laboratories, which handle materials
that may be a source of pathogens, and
to pathologists, coroners’ offices,
medical examiners, and mortuaries.
Statement of Need: Employees in
health care and other high-risk
environments face long-standing
infectious disease hazards such as
tuberculosis (TB), varicella disease
(chickenpox, shingles), and measles, as
well as new and emerging infectious
disease threats, such as Severe Acute
Respiratory Syndrome (SARS), the 2019
Novel Coronavirus (COVID–19), and
pandemic influenza. Health care
workers and workers in related
occupations, or who are exposed in
other high-risk environments, are at
increased risk of contracting TB, SARS,
Methicillin-Resistant Staphylococcus
Aureus (MRSA), COVID–19, and other
infectious diseases that can be
transmitted through a variety of
exposure routes.
Summary of Legal Basis: The
Occupational Safety and Health Act of
1970 authorizes the Secretary of Labor
to set mandatory occupational safety
and health standards to assure safe and
healthful working conditions for
working men and women (29 U.S.C.
651).
Alternatives: One alternative is to take
no regulatory action. OSHA is
examining regulatory alternatives for
control measures to protect employees
from infectious disease exposures to
pathogens that can cause significant
disease. In addition to health care,
workplaces where SERs suggested such
control measures might be necessary
include: emergency response,
correctional facilities, homeless shelters,
drug treatment programs, and other
occupational settings where employees
PO 00000
Frm 00157
Fmt 4701
Sfmt 4702
9447
can be at increased risk of exposure to
potentially infectious people.
A standard could also apply to
laboratories, which handle materials
that may be a source of pathogens, and
to pathologists, coroners’ offices,
medical examiners, and mortuaries.
OSHA offered several alternatives to the
SBREFA panel when presenting the
proposed Infectious Disease (ID) rule.
OSHA considered a specification
oriented rule rather than a performance
oriented rule, but has preliminarily
determined that this type of rule would
provide less flexibility and would likely
fail to anticipate all of the potential
hazards and necessary controls for every
type and every size of facility and
would under-protect workers. OSHA
also considered changing the scope of
the rule by restricting the ID rule to
workers who have occupational
exposure during the provision of direct
patient care in institutional settings but
based on the evidence thus far analyzed,
workers performing other covered tasks
in both institutional and noninstitutional settings also face a risk of
infection because of their occupational
exposure.
Anticipated Cost and Benefits: The
estimates of costs and benefits are still
under development.
Risks: Analysis of risks is still under
development.
Timetable:
Action
Request for Information (RFI).
RFI Comment Period End.
Analyze Comments.
Stakeholder Meetings.
Initiate SBREFA ..
Complete
SBREFA.
NPRM ..................
Date
05/06/10
FR Cite
75 FR 24835
08/04/10
12/30/10
07/05/11
76 FR 39041
06/04/14
12/22/14
06/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Governmental Jurisdictions.
Government Levels Affected: Local,
State.
Federalism: Undetermined.
Agency Contact: Andrew Levinson,
Director, Directorate of Standards and
Guidance, Department of Labor,
Occupational Safety and Health
Administration, 200 Constitution
Avenue NW, FP Building, Room N–
3718, Washington, DC 20210, Phone:
202 693–1950, Email: levinson.andrew@
dol.gov.
RIN: 1218–AC46
E:\FR\FM\09FEP2.SGM
09FEP2
9448
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
DOL—OSHA
175. Emergency Response [1218–AC91]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
Legal Authority: 29 U.S.C. 655(b); 29
U.S.C. 657; 5 U.S.C. 609
CFR Citation: 29 CFR 1910.
Legal Deadline: None.
Abstract: OSHA currently regulates
aspects of emergency response and
preparedness; some of these standards
were promulgated decades ago, and
none were designed as comprehensive
emergency response standards.
Consequently, they do not address the
full range of hazards or concerns
currently facing emergency responders,
and other workers providing skilled
support, nor do they reflect major
changes in performance specifications
for protective clothing and equipment.
The agency acknowledges that current
OSHA standards also do not reflect all
the major developments in safety and
health practices that have already been
accepted by the emergency response
community and incorporated into
industry consensus standards. OSHA is
considering updating these standards
with information gathered through an
RFI and public meetings.
Statement of Need: Emergency
response is a dangerous activity with
more than 100 responders killed, and
hundreds of thousands injured each
year. OSHA currently regulates aspects
of emergency response and
preparedness; some of these standards
were promulgated decades ago, and
none were designed as comprehensive
emergency response standards.
Consequently, they do not address the
full range of hazards or concerns
currently facing emergency responders,
nor do they reflect major changes in
performance specifications for
protective clothing and equipment. The
agency acknowledges that current
OSHA standards also do not reflect all
the major developments in safety and
health practices that have already been
accepted by the emergency response
community and incorporated into
industry consensus standards. OSHA is
developing a proposed rule that
updates, by replacing, the existing
outdated fire brigade standard to reflect
current consensus standards and
industry best practices. The agency
anticipates that compliance with the
updated rule would significantly reduce
injuries and fatalities.
Summary of Legal Basis: The
Occupational Safety and Health Act of
1970 authorizes the Secretary of Labor
to set mandatory occupational safety
and health standards to assure safe and
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
healthful working conditions for
working men and women (29 U.S.C.
651).
Alternatives: One alternative to
proposed rulemaking would be to take
no regulatory action. As a program
standard that is primarily performance
based, alternatives would depend on
each employer’s individual situation.
There are no alternatives proposed in
the NPRM under development. OSHA
intends to seek stakeholder input for
alternatives that could reduce the
burden on small entities, and on entities
with volunteer emergency responders
who are treated as employees in some
states with OSHA approved state OSH
programs and would be impacted by a
proposed rule.
Anticipated Cost and Benefits: The
estimates of costs and benefits are still
under development.
Risks: Analysis of risks is still under
development.
Timetable:
Action
Date
Stakeholder Meetings.
Convene
NACOSH
Workgroup.
NACOSH Review
of Workgroup
Report.
Initiate SBREFA ..
Finalize SBREFA
NPRM ..................
FR Cite
07/30/14
09/09/15
12/14/16
08/02/21
12/02/21
11/00/23
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Governmental
Jurisdictions.
Government Levels Affected: Local,
State.
Federalism: Undetermined.
Agency Contact: Andrew Levinson,
Director, Directorate of Standards and
Guidance, Department of Labor,
Occupational Safety and Health
Administration, 200 Constitution
Avenue NW, FP Building, Room N–
3718, Washington, DC 20210, Phone:
202 693–1950, Email: levinson.andrew@
dol.gov.
RIN: 1218–AC91
BILLING CODE 4510–HL–P
DEPARTMENT OF TRANSPORTATION
(DOT)
Introduction: Departmental Mission
The U.S. Department of
Transportation (Department or DOT) has
a mission to deliver the world’s leading
transportation system, serving the
American people and economy through
PO 00000
Frm 00158
Fmt 4701
Sfmt 4702
the safe, efficient, sustainable, and
equitable movement of people and
goods.
The Department’s Regulatory
Philosophy, Initiatives, and Priorities
DOT issues regulations to make
America’s transportation the safest in
the world for the benefit of all who use
it, grow an inclusive and sustainable
economy, reduce inequities across our
transportation systems and the
communities they affect, and help tackle
the climate crisis. To accomplish this
goal, DOT regulates safety in the
aviation, motor carrier, railroad, motor
vehicle, commercial space, transit, and
pipeline transportation areas. The
Department also regulates aviation
consumer and economic issues and
provides financial assistance and writes
the necessary implementing rules for
programs involving highways, airports,
mass transit, the maritime industry,
railroads, motor transportation and
vehicle safety. DOT also has
responsibility for developing policies
that implement a wide range of
regulations that govern Departmental
programs such as acquisition and grants
management, access for people with
disabilities, environmental protection,
energy conservation, information
technology, occupational safety and
health, property asset management,
seismic safety, security, emergency
response, and the use of aircraft and
vehicles. In addition, DOT writes
regulations to carry out a variety of
statutes ranging from the Air Carrier
Access Act and the Americans with
Disabilities Act to Title VI of the Civil
Rights Act.
Safety is our North Star. The DOT
Regulatory Plan reflects our
commitment through a balanced
regulatory approach grounded in
reducing transportation-related fatalities
and injuries. Our goals are to manage
safety risks, reverse recent trends
negatively affecting safety, and build on
the successes that have already been
achieved to make our transportation
system safer than it has ever been. The
regulatory plan laid out below also
reflects a careful balance that
emphasizes the Department’s priorities
in responding to the urgent challenges
facing our nation.
The safe and efficient movement of
goods and passengers requires us not
just to maintain, but to improve our
national transportation infrastructure.
Accordingly, our Regulatory Plan
incorporates regulatory actions that
increase competition and consumer
protection, as well as enable the next
generation of automation technology for
commercial motor vehicles.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
Climate change is one of the most
urgent challenges facing our Nation. As
discussed in the next section, the
Department has engaged in significant
regulatory activities to address this
challenge.
Ensuring that the transportation
system equitably benefits underserved
communities is a top priority. This work
is guided by the Departmental and
interagency work being done pursuant
to Executive Order 13985, Advancing
Racial Equity and Support for
Underserved Communities Through the
Federal Government. As discussed in
the next section, the Department is
working on multiple regulatory changes
to ensure access to transportation for
people with disabilities.
When developing regulations and
establishing our regulatory priorities,
the Department fosters active
participation and engagement from
members of the public and affected
communities. In our Regulatory Plan,
we detail engagement efforts that have
helped to inform our priorities to date,
as well as future engagement tools we
plan to use. The Department is ensuring
that we hear from members of the public
who have not typically participated in
the regulatory process. To that end, in
April 2022, the Department issued new
ex parte guidance that encourages DOT
personnel to have meetings or other
contacts with outside parties during
rulemaking and states that DOT
personnel ‘‘should ensure, through
appropriate affirmative outreach where
necessary, that the opportunity to
engage in ex parte communications is
equitable to all parties, including
stakeholders who might otherwise be
less represented in that process.’’ 1
The Department carries out its
responsibilities through the Office of the
Secretary (OST) and the following
operating administrations (OAs):
Federal Aviation Administration (FAA);
Federal Highway Administration
(FHWA); Federal Motor Carrier Safety
Administration (FMCSA); Federal
Railroad Administration (FRA); Federal
Transit Administration (FTA); Maritime
Administration (MARAD); National
Highway Traffic Safety Administration
(NHTSA); Pipeline and Hazardous
1 Guidance on Communication with Parties
outside of the Federal Executive Branch (Ex Parte
Communications) at 5, available at: https://
www.transportation.gov/sites/dot.gov/files/2022-04/
Guidance-on-Communication-with-Parties-outsideof-the-Federal-Executive-Branch-%28Ex-ParteCommunications%29.pdf. See also OIRA
Memorandum on Broadening Public Participation
and Community Engagement in the Regulatory
Process, available at: https://www.whitehouse.gov/
wp-content/uploads/2023/07/Broadening-PublicParticipation-and-Community-Engagement-in-theRegulatory-Process.pdf.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Materials Safety Administration
(PHMSA); and Great Lakes St. Lawrence
Seaway Development Corporation
(GLS). Since each OA has its own area
of focus, we summarize the regulatory
priorities of each below. More
information about each of the rules
discussed below can be found in the
DOT Unified Agenda.
Office of the Secretary of
Transportation
OST oversees the regulatory processes
for the Department. OST implements
the Department’s regulatory policies and
procedures and is responsible for
ensuring the involvement of senior
officials in regulatory decision making.
Through the Office of the General
Counsel (OGC), OST is also responsible
for ensuring that the Department
complies with the Administrative
Procedure Act, Executive Orders 12866,
13563 and 14094, DOT’s Regulatory
Policies and Procedures, and other legal
and policy requirements affecting the
Department’s rulemaking activities. In
addition, OST has the lead role in
matters concerning aviation consumer
and economic rules, Title VI of the Civil
Rights Act, the Americans with
Disabilities Act, and rules that affect
multiple elements of the Department.
OST provides guidance and training
regarding compliance with regulatory
requirements and processes for
personnel throughout the Department.
OST also plays an instrumental role in
the Department’s efforts to improve our
economic analyses; risk assessments;
regulatory flexibility analyses; other
related analyses; retrospective reviews
of rules; and data quality, including
peer reviews. OGC is the lead office that
works with the Office of Management
and Budget’s (OMB) Office of
Information and Regulatory Affairs
(OIRA) to comply with Executive Order
12866 for significant rules, coordinates
the Department’s response to OMB’s
intergovernmental review of other
agencies’ significant rulemaking
documents, and other relevant
Administration rulemaking directives.
OGC also works closely with
representatives of other agencies, the
White House, and congressional staff to
provide information on how various
proposals would affect the ability of the
Department to perform its safety,
infrastructure, and other missions.
The Department has recently
completed a rulemaking to ensure that
people with disabilities will be able to
access lavatories on single-aisle aircraft.
This rule was heavily informed by
feedback from persons with disabilities,
as it was developed as part of a
negotiated rulemaking. Stakeholders,
PO 00000
Frm 00159
Fmt 4701
Sfmt 4702
9449
including numerous disability advocacy
organizations, directly developed the
features of the rule, which DOT then
implemented through a recently issued
final rule. DOT also reached out to the
U.S. Access Board to develop new safety
and accessibility standards for on-board
wheelchairs. The Department held a
joint public meeting with the Access
Board to solicit further comment on the
provisions of the rule relating to onboard wheelchairs.
In addition, the Department is
working on: (1) a rulemaking to enhance
the safety of air travel for individuals
with disabilities who use wheelchairs;
and (2) a rulemaking to ensure that
disabled persons have equitable access
to transit facilities. In the rulemaking to
enhance air travel safety for wheelchair
users, the Department is considering,
among other things, options to ensure
that assistance provided to individuals
with disabilities be provided in a safe
manner and that disabled individuals’
assistive devices not be mishandled.
Executive Order 14036 directs the
Department to take actions that would
promote competition and deliver
benefits to America’s consumers,
including initiating a rulemaking to
ensure that air consumers have ancillary
fee information, including ‘‘baggage
fees,’’ ‘‘change fees,’’ ‘‘cancellation
fees,’’ and fees for seating adjacent to
young children at the time of ticket
purchase. Among a number of steps to
further the Administration’s goals in
this area, the Department has initiated a
rulemaking to enhance consumers’
ability to determine the true cost of
travel, titled ‘‘Enhancing Transparency
of Airline Ancillary Service Fees.’’ This
rulemaking is informed by feedback
received at three different public
meetings: two meetings of the Aviation
Consumer Protection Advisory
Committee on December 8, 2022, and
January 12, 2023, and one public
hearing on March 30, 2023. All meetings
were open to the public, and attendees
had the option to provide live input at
the December 8 and March 30 meetings.
The docket for this rule was also open
to public comment submission for
approximately 120 days.
To further enhance consumer
protection, the Department is also
working on a rulemaking that would
clarify, under the Department’s rules
requiring airlines to provide prompt
refunds, when carriers and ticket agents
must provide prompt ticket refunds to
passengers when a carrier cancels or
makes a significant change to a flight.
This rulemaking would also require
airlines to refund checked baggage fees
when they fail to deliver the bags in a
timely manner. This rulemaking is
E:\FR\FM\09FEP2.SGM
09FEP2
9450
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
informed by feedback received at four
public meetings: three meetings of the
Aviation Consumer Protection Advisory
Committee on August 22, 2022,
December 8, 2022, and January 12, 2023,
and one public hearing on March 21,
2023. The docket for this rule was also
open to public comment submission for
approximately 130 days.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Aviation Administration
FAA is charged with safely and
efficiently operating and maintaining
the most complex aviation system in the
world. To enhance aviation safety, FAA
is working on a rulemaking that would
require a safety management system for
certain aircraft, engine, and propeller
manufacturers; certificate holders
conducting common carriage
operations; and persons conducting
certain, specific types of air tour
operations. This rulemaking is informed
by feedback that FAA received from an
Aviation Rulemaking Committee
comprised of members from across the
aviation industry. In addition, FAA will
proceed with a rulemakings to enable
powered lift operations and to further
advance the integration of unmanned
aircraft systems into the national
airspace system.
Federal Highway Administration
FHWA carries out the Federal
highway program in partnership with
State and local agencies to meet the
Nation’s transportation needs. FHWA’s
mission is to improve the quality and
performance of our Nation’s highway
system and its intermodal connectors.
Consistent with this mission, FHWA
has finalized its National Electric
Vehicle Infrastructure (NEVI) Formula
Program regulation as required by the
Bipartisan Infrastructure Law (enacted
as the Infrastructure Investment and
Jobs Act) (Pub. L. 117–58) (Nov. 15,
2021). This regulation will enable States
to implement federally-funded charging
station projects in a standardized
fashion across a national Electric
Vehicle (EV) charging network that can
be utilized by all EVs regardless of
vehicle brand. Such standards will
provide consumers with reliable
expectations for travel in an EV across
and throughout the United States and
support a national workforce skilled and
trained in EV supply equipment
installation and maintenance. This rule
was informed by feedback provided
through two webinars hosted by FHWA
that were advertised, in part, to
communities interested in alternative
fuels and sustainable transportation.
FHWA is also working on a rulemaking
that would establish a method for the
measurement and reporting of
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
greenhouse gas emissions associated
with transportation. In addition, FHWA
is working on a Buy America
rulemaking to encourage the use of
American-manufactured products.
Federal Motor Carrier Safety
Administration
The mission of FMCSA is to reduce
crashes, injuries, and fatalities involving
commercial trucks and buses. FMCSA
regulations establish minimum safety
standards for motor carriers, commercial
drivers, commercial motor vehicles, and
State agencies receiving certain motor
carrier safety grants and issuing
commercial drivers’ licenses.
FMCSA will continue to coordinate
efforts on the development of
autonomous vehicle technologies and is
currently working on a rulemaking to
revise existing regulations to identify
changes that might be needed to ensure
that DOT regulations ensure safety and
keep pace with innovations. This
rulemaking is informed by feedback that
FMCSA received at two separate
listening sessions held with
stakeholders and members of the public.
Additionally, in support of the
NHTSA automatic emergency braking
(AEB) rulemaking for heavy trucks,
FMCSA will seek information and
comment concerning the maintenance
and operation of AEB by motor carriers.
FMCSA has also been engaged in
activities to advance the voluntary
adoption of AEB for heavy vehicles,
primarily through the Tech-Celerate
Now (TCN) program. This program
focuses on accelerating the adoption of
Advanced Driver Assistance Systems
(ADAS), such as AEB, by the trucking
industry to reduce fatalities and prevent
injuries and crashes, in addition to
realizing substantial return-oninvestment through reducing costs
associated with such crashes for the
motor carrier. Initiated in September
2019 and completed in February 2022,
the first phase of this program
encompassed research into ADAS
technology adoption barriers; a national
outreach, educational, and awareness
campaign; and data collection and
analysis. Outreach accomplishments
included development of training
materials for fleets, drivers, and
maintenance personnel related to AEB
technology and return-on-investment
(ROI) guides; educational videos on
ADAS braking, steering, warning, and
monitoring technologies; a web-based
TCN ADAS-specific ROI calculator; four
articles on ADAS technologies; and a
program website to host the training
materials. Planning is underway for the
second phase of the TCN program,
which includes an expanded national
PO 00000
Frm 00160
Fmt 4701
Sfmt 4702
outreach and education campaign,
additional research into the barriers to
ADAS adoption by motor carriers, and
evaluation of the outreach campaign.
FMCSA is also working on a rulemaking
that would set a maximum speed for
certain commercial motor vehicles.
National Highway Traffic Safety
Administration
NHTSA pursues policies that enable
safety; establish light-, medium-, and
heavy-duty vehicle fuel economy and
fuel efficiency standards; enhance
equity; and improve mobility to save
lives, prevent injuries, and reduce
economic and social costs due to
roadway crashes. The statutory
responsibilities of NHTSA relating to
motor vehicles include reducing the
number, and mitigating the effects, of
motor vehicle crashes and related
fatalities and injuries; providing safetyrelevant information to aid prospective
purchasers of vehicles, child restraints,
and tires; and improving fuel economy
and fuel efficiency standards
requirements. NHTSA develops safety
standards and other regulations driven
by data and research. NHTSA’s
regulatory priorities focus on issues
related to safety, climate, equity, and
vulnerable road users.
Relative to climate and equity,
NHTSA plans to propose a rulemaking
to address the next phase of Fuel
Efficiency and Greenhouse Gas
Standards for Medium- and Heavy-Duty
Engines and Vehicles, pursuant to
Executive Order 14037. Also pursuant
to Executive Order 14037, NHTSA has
proposed the next phase of NHTSA’s
corporate average fuel economy (CAFE)
standards for passenger cars and light
trucks. To enhance the safety of
vulnerable road users and vehicle
occupants, NHTSA has issued a
proposal to require automatic
emergency braking (AEB) on light
vehicles, including Pedestrian AEB. For
heavy trucks, NHTSA also proposed a
rulemaking, in coordination with
FMCSA, to require AEB. NHTSA’s
rulemakings are informed by the public
outreach that it regularly engaged in
while a rule is in development,
including with Federal partners; State,
local, and tribal governments; and a
wide range of interested stakeholders—
some of whom represent underserved
communities.
Federal Railroad Administration
FRA exercises regulatory authority
over all areas of railroad safety and,
where feasible, incorporates flexible
performance standards. The current
FRA regulatory program continues to
reflect a number of pending proceedings
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
to satisfy mandates resulting from the
Bipartisan Infrastructure Law (2021).
These actions support a safe, highperforming passenger rail network,
protect worker safety, and encourage
innovation and the adoption of new
technology to improve rail safety.
To further enhance safety, FRA is
working on a rulemaking that would
address the potential safety impact of
one-person train operations, including
appropriate measures to mitigate an
accident’s impact and severity. This
rulemaking would address the issue of
minimum requirements for the size of
train crews, depending on the type of
operations. To inform this rulemaking,
FRA conducted outreach on its
proposed rule that resulted in about 99
percent of the written comments
submitted to the docket being from
individual commenters who were not
filing their comment officially on behalf
of an organization, group, or business.
FRA also held a public hearing that
allowed more than 225 people to watch
live testimony from labor organization
leaders, railroads, and rail associations,
in addition to the approximately 60
speakers and other physically present
attendees.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Transit Administration
The mission of FTA is to improve
public transportation for America’s
communities. To further that end, FTA
provides financial and technical
assistance to local public transit
systems, including buses, subways, light
rail, commuter rail, trolleys, and ferries,
oversees safety measures, and helps
develop next-generation technology
research. FTA’s regulatory activities
implement the laws that apply to
recipients’ uses of Federal funding and
the terms and conditions of FTA grant
awards.
Maritime Administration
MARAD administers Federal laws and
programs to improve and strengthen the
maritime transportation system to meet
the economic, environmental, and
security needs of the Nation. To that
end, MARAD’s efforts are focused upon
ensuring a strong American presence in
the domestic and international trades
and to expanding maritime
opportunities for American businesses
and workers.
MARAD’s regulatory objectives and
priorities reflect the Agency’s
responsibility for ensuring the
availability of water transportation
services for American shippers and
consumers and, in times of war or
national emergency, for the U.S. armed
forces. MARAD will continue its work
increasing the efficiency of program
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
operations by updating and clarifying
implementing rules and program
administrative procedures.
Pipeline and Hazardous Materials
Safety Administration
PHMSA has responsibility for
rulemaking focused on hazardous
materials transportation and pipeline
safety. In addition, PHMSA administers
programs under the Federal Water
Pollution Control Act, as amended by
the Oil Pollution Act of 1990.
PHMSA will continue working on the
Gas Pipeline Leak Detection and Repair
rulemaking, which would amend the
Pipeline Safety Regulations to enhance
requirements for detecting and repairing
leaks on new and existing natural gas
distribution, gas transmission, and gas
gathering pipelines. PHMSA anticipates
that the amendments proposed in this
rulemaking would reduce methane
emissions arising from leaks and
incidents from natural gas pipelines and
address environmental justice concerns
by improving the safety of natural gas
pipelines near environmental justice
communities and mitigating the risks for
those communities arising from climate
change. This rulemaking is informed by
feedback that PHMSA received at a
virtual public meeting. PHMSA staff
also attended a Methane Detection
Technology Workshop hosted by EPA in
August 2021. In addition, in November
2023, PHMSA intends to hold a Gas
Pipeline Advisory Committee meeting
to discuss the leak detection
rulemaking, including the comments
received on the NPRM.
DOT—FEDERAL AVIATION
ADMINISTRATION (FAA)
Final Rule Stage
176. Safety Management Systems
[2120–AL60]
Priority: Other Significant. Major
under 5 U.S.C. 801.
Legal Authority: 49 U.S.C. 106(f); 49
U.S.C. 44701(a)(5)
CFR Citation: 14 CFR 135; 14 CFR 21;
14 CFR 91.
Legal Deadline: None.
Abstract: This rulemaking would
apply the requirements of 14 CFR part
5, with appropriate modifications. As a
result, this rulemaking would require
persons engaged in the design and
production of aircraft, engines, or
propellers; certificate holders that
conduct common carriage operations
under part 135; and persons conducting
certain, specific types of air tour
operations under part 91 to implement
a Safety Management System.
PO 00000
Frm 00161
Fmt 4701
Sfmt 4702
9451
Statement of Need: Recent incidents
and accidents have indicated the need
for action to improve safety in the
National Airspace System (NAS). In
addition, recommendations from the
National Transportation Safety Board
(NTSB), mandates in the Aircraft
Certification Safety and Accountability
(ACSA) Act (Pub. L. 116–260, December
27, 2020), agreements in International
Civil Aviation Organization (ICAO)
Annexes and Standards and
Recommended Practices (SARPs), and
recommendations from previous
Aviation Rulemaking Committees
(ARCs) indicate that expanded
application of SMS is needed. Further,
the successful implementation of Safety
Management Systems (SMS) in part 121
suggests the potential benefit to
expansion of SMS into other sectors of
the aviation system. Therefore, the
Federal Aviation Administration has
determined that expanding the
application of part 5 is necessary.
Summary of Legal Basis: The FAA’s
authority to issue rules on aviation
safety is found in title 49 of the United
States Code (U.S.C.). Subtitle I, section
106 describes the authority of the FAA
Administrator. This rulemaking is
promulgated under the authority
described in 49 U.S.C. 106(f), which
establishes the authority of the
Administrator to promulgate regulations
and rules. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the Agency’s authority. This
rulemaking is also promulgated under
49 U.S.C. 44701(a)(5), 49 U.S.C.
44701(d)(1)(A), 49 U.S.C. 44701(a)(2), 49
U.S.C. 44707(2), 49 U.S.C. 44702 and 49
U.S.C 44704. In addition, the Airport
Certification, Safety, and Accountability
Act, (the Act), Public Law 116–260,
division V, title I, sec. 102 (December
27, 2020) requires the FAA to initiate a
rulemaking to require that
manufacturers that hold both a type
certificate and a production certificate
issued pursuant to 49 U.S.C. 44704 have
a safety management system consistent
with standards and recommended
practices established by ICAO. This
rulemaking is within the scope of the
aforementioned authorities because it
requires certain entities to develop and
maintain an SMS to improve the safety
of their operations. The development
and implementation of SMS ensures
safety in air transportation,
manufacturing, and maintenance by
helping certain entities proactively
identify and mitigate safety hazards,
thereby reducing the possibility or
recurrence of accidents in air
transportation.
Alternatives: The proposed expansion
of the applicability of part 5 furthers the
E:\FR\FM\09FEP2.SGM
09FEP2
9452
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Administrator’s mission of promoting
the safe flight of civil aircraft in air
commerce and reducing or eliminating
the possibility or recurrence of
accidents in air transportation. The FAA
is currently exploring several
alternatives to determine how the
revised applicability would extend SMS
requirements to parts 21, 91, 135, and
145.
Summary of Legal Basis: The FAA is
in the process of determining the costs
and benefits associated with the
proposed rule.
Risks: An SMS is a formalized
approach to managing safety by
developing an organization-wide safety
policy, developing formal methods of
identifying hazards, analyzing and
mitigating risk, developing methods for
ensuring continuous safety
improvement, and creating
organization-wide safety promotion
strategies. An SMS provides an
organization’s management with a set of
decision-making tools that can be used
to plan, organize, direct, and control its
business activities in a manner that
enhances safety and ensures compliance
with regulatory standards. Adherence to
standard operating procedures,
proactive identification and mitigation
of hazards and risks, and effective
communications are crucial to
continued operational safety. The FAA
envisions an SMS would provide those
covered by the proposed rule with an
added layer of safety to help reduce the
number of incidents, and accidents.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period End.
Second NPRM
Comment Period End.
Analyzing Comments.
Final Action .........
01/11/23
01/30/23
FR Cite
88 FR 1932
88 FR 5812
03/13/23
04/11/23
06/30/23
07/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
URL For Public Comments:
www.regulations.gov.
Agency Contact: Scott VanBuren,
Office of Accident Investigation and
Prevention, Department of
Transportation, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591,
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Phone: 202 494–8417, Email:
scott.vanburen@faa.gov.
RIN: 2120–AL60
BILLING CODE 4910–9X–P
DEPARTMENT OF THE TREASURY
Statement of Regulatory Priorities
The primary mission of the
Department of the Treasury is to
maintain a strong economy and create
economic and job opportunities by
promoting the conditions that enable
economic growth and stability at home
and abroad, strengthen national security
by combatting threats and protecting the
integrity of the financial system, and
manage the U.S. Government’s finances
and resources effectively.
Consistent with this mission,
regulations of the Department and its
constituent bureaus are promulgated to
interpret and implement the laws as
enacted by Congress and signed by the
President. It is the policy of the
Department to comply with applicable
requirements to issue a Notice of
Proposed Rulemaking and carefully
consider public comments before
adopting a final rule. Also, the
Department invites interested parties to
submit views on rulemaking projects
while a proposed rule is being
developed.
To the extent permitted by law, it is
the policy of the Department to adhere
to the regulatory philosophy and
principles set forth in Executive Orders
12866, 13563, and 13609 and to develop
regulations that maximize aggregate net
benefits to society while minimizing the
economic and paperwork burdens
imposed on persons and businesses
subject to those regulations.
Alcohol and Tobacco Tax and Trade
Bureau
The Alcohol and Tobacco Tax and
Trade Bureau (TTB) issues regulations
to implement and enforce Federal laws
relating to alcohol, tobacco, firearms,
and ammunition excise taxes and
certain non- tax laws relating to alcohol.
TTB’s mission and regulations are
designed to:
(1) Collect the taxes on alcohol,
tobacco products, firearms, and
ammunition;
(2) Protect the consumer by ensuring
the integrity of alcohol products;
(3) Ensure only qualified businesses
enter the alcohol and tobacco industries;
and
(4) Prevent unfair and unlawful
market activity for alcohol and tobacco
products.
In FY 2024, TTB will continue its
multi-year Regulations Modernization
PO 00000
Frm 00162
Fmt 4701
Sfmt 4702
effort by prioritizing projects that reduce
regulatory burdens, streamline and
simplify requirements, and improve
service to regulated businesses. These
actions include rulemaking on
streamlining permit and qualification
requirements for distilled spirits plants,
wineries, and breweries, and completing
rulemaking to modernize the regulations
regarding wine labeling and to authorize
additional wine treating materials and
processes.
In addition, TTB will also prioritize
publishing rulemaking to implement
recommendations of the Department of
the Treasury’s February 2022 report on
Competition in the Markets for Beer,
Wine, and Spirits, which was issued in
response to Executive Order 14036,
‘‘Promoting Competition in the
American Economy.’’ These actions
focus on soliciting public comment on
trade practice regulations that prevent
anticompetitive practices and maintain
a ‘‘level playing field’’ across the
alcohol industry, and labeling and
advertising regulations that would
require alcohol beverage labels to
include specific, content-related
information on alcohol content,
allergens, and other ingredients. They
also include finalizing rulemaking on
proposed new approved container sizes
(‘‘standards of fill’’) for wine and
distilled spirits.
The specific projects TTB plans to
prioritize in FY 2024 are described
below:
• Streamlining and Modernizing the
Permit Application Process (RINs: 1513–
AC46, 1513–AC47, and 1513–AC48,
Modernization of Permit and
Registration Application Requirements
for Distilled Spirits Plants, Permit
Applications for Wineries, and
Qualification Requirements for Brewers,
respectively).
In FY 2022, TTB proposed regulatory
changes to eliminate or streamline
application and qualification
requirements for distilled spirits plants
and breweries. In FY 2024, TTB intends
to publish a similar proposal for
wineries, and to publish final rules to
implement the changes for distilled
spirits plants and breweries. These
changes are expected to reduce the
amount of information industry
members must submit to TTB in
connection with permit and similar
applications to engage in regulated
businesses and reduce the types of
operational activities that require prior
approval, and overall reduce the
regulatory burden on both new and
existing businesses.
• Modernizing the Alcohol Beverage
Labeling and Advertising Requirements
(RIN: 1513–AC67, Modernization of
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Wine Labeling and Advertising
Regulations).
The Federal Alcohol Administration
Act requires that alcohol beverages
introduced in interstate commerce have
a label approved under regulations
prescribed by the Secretary of the
Treasury. TTB conducted an analysis of
its alcohol beverage labeling regulations
to identify any that might be outmoded,
ineffective, insufficient, or excessively
burdensome, and to modify, streamline,
expand, or repeal them in accordance
with that analysis. These regulations
were also reviewed to assess their
applicability to the modern alcohol
beverage marketplace. As a result of this
review, in FY 2019, TTB proposed
revisions to the regulations concerning
the labeling requirements for wine,
distilled spirits, and malt beverages.
TTB anticipated that these regulatory
changes would assist industry in
voluntary compliance, decrease
industry burden, and result in the
regulated industries being able to bring
products to market without undue
delay. TTB received over 1,100
comments in response to the notice,
which included suggestions for further
revisions. In FY 2020, TTB published in
the Federal Register (85 FR 18704) a
final rule amending its regulations to
make permanent certain of the proposed
liberalizing and clarifying changes, and
to provide certainty with regard to
certain other proposals that commenters
generally opposed and that TTB did not
intend to adopt. In FY 2022, TTB
published in the Federal Register (87
FR 7526) a final rule that addressed
remaining issues related to the labeling
of distilled spirits and malt beverages
and reorganized those regulations to
make them easier to read and
understand, for which industry
members expressed support. In FY
2024, TTB intends to complete this
modernization initiative by publishing a
final rule to similarly reorganize the
wine labeling regulations, address the
remaining labeling issues related to
wine, and finalize the regulations
related to the advertising of wine,
distilled spirits, and malt beverages.
• Authorizing the Use of Additional
Wine Treating Materials and Soliciting
Comments on Proposed Changes to the
Limits on the Use of Wine Treating
Materials to Reflect ‘‘Good
Manufacturing Practice’’ (1513–AC75).
TTB intends to propose to amend its
regulations pertaining to the production
of wine to authorize additional
treatments that may be applied to wine
and to juice from which wine is made.
These proposed amendments are in
response to requests from wine industry
members. Although TTB may
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
administratively approve such
treatments without amending the
regulations, administrative approval
does not guarantee acceptance in foreign
markets of any wine so treated. Under
certain international agreements,
authorization of wine treatments
through public notice facilitates the
acceptance of exported wine made using
those treatments in foreign markets.
TTB also intends to propose for public
comment additional changes to the
regulations in response to a petition to
allow more wine treating materials to be
used within the limitations of ‘‘good
manufacturing practice’’ rather than
within specified numerical limits,
thereby providing additional flexibility
to winemakers.
• Consideration of Updates to Trade
Practice Regulations (RIN: 1513–AC92).
In FY 2023, TTB issued an advance
notice of proposed rulemaking to seek
public comment on TTB’s trade practice
regulations related to the Federal
Alcohol Administration Act’s exclusive
outlet, tied house, commercial bribery,
and consignment sales prohibitions.
Executive Order 14036 (‘‘Promoting
Competition in the American
Economy’’), the Department of the
Treasury’s related February 2022 report
(‘‘Competition in the Markets for Beer,
Wine, and Spirits’’), and public
comments related to that report have
raised questions about whether these
regulations could be improved. In FY
2024, TTB intends to review and
consider the comments received in
formulating potential proposals to
amend the regulations.
• Labeling and Advertising of Alcohol
Beverages with Alcohol and Nutritional
Content, Allergens, and Ingredients
(RIN: 1513–AC93, Labeling and
Advertising of Distilled Spirits, Wines,
and Malt Beverages With Statements of
Alcohol and Nutritional Content; RIN:
1513–AC94, Major Food Allergen
Labeling for Wines, Distilled Spirits, and
Malt Beverages; and 1513–AC95,
Ingredient Labeling of Distilled Spirits,
Wines, and Malt Beverages).
TTB intends to request public
comment on possible changes to its
labeling and advertising regulations
governing alcohol beverage products
related to statements of alcohol and
nutritional content, allergen labeling,
and ingredient labeling. The February
2022 report issued by the Department of
the Treasury (‘‘Competition in the
Markets for Beer, Wine, and Spirits’’)
discussed past and potential future
proposals related to the labeling of
alcohol beverage products with ‘‘serving
facts’’ information. The report stated
that TTB should revive or initiate
rulemaking proposing mandatory
PO 00000
Frm 00163
Fmt 4701
Sfmt 4702
9453
information on alcohol content,
nutritional content, and appropriate
serving sizes for alcohol beverage
products, as well as ingredient labeling.
TTB intends to publish two notices of
proposed rulemaking (one on alcohol
content and nutrition facts, and another
on allergens) and an advance notice of
proposed rulemaking on ingredientlabeling.
• Standards of Fill for Wine and
Distilled Spirits (RIN: 1513–AC86).
TTB plans to publish a final rule to
address its proposal published May 25,
2022 (87 FR 31787) to amend the
regulations governing wine and distilled
spirits containers. TTB proposed to add
10 additional authorized standards of
fill for wine in response to requests it
has received for such standards, and to
be consistent with a Side Letter
included as part of a U.S.–Japan Trade
Agreement that addresses issues related
to market access and, specifically, to
alcohol beverage standards of fill. TTB
also solicited comments on an
alternative proposal to eliminate all but
a minimum standard of fill for wine
containers and all but a minimum and
maximum for distilled spirits.
Office of the Comptroller of the
Currency
The Office of the Comptroller of the
Currency (OCC) charters, regulates, and
supervises all national banks and
Federal savings associations (FSAs). The
agency also supervises the Federal
branches and agencies of foreign banks.
The OCC’s mission is to ensure that
national banks and FSAs operate in a
safe and sound manner, provide fair
access to financial services, treat
customers fairly, and comply with
applicable laws and regulations.
Regulatory priorities for fiscal year
2024 are described below.
• Regulatory Capital Rule:
Amendments Applicable to Large
Banking Organizations and to Banking
Organizations with Significant Trading
Activity (12 CFR part 3).
The OCC, the Federal Reserve Board,
and the FDIC issued a joint notice of
proposed rulemaking that would
comprehensively revise the agencies’
risk-based capital rules, including
revisions to the current standardized
and advanced approaches capital rules.
• Capital Requirements for Market
Risk; Fundamental Review of the
Trading Book (12 CFR part 3).
The OCC, the Federal Reserve Board,
and the FDIC issued a joint notice of
proposed rulemaking to revise their
respective capital requirements for
market risk, which are generally applied
to banking organizations with
substantial trading activity. The OCC
E:\FR\FM\09FEP2.SGM
09FEP2
9454
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
expects the revisions to be generally
consistent with the standards set forth
in the Fundamental Review of the
Trading Book published by the Basel
Committee on Bank Supervision.
• Long-term Debt Requirements for
Large Bank Holding Companies, Certain
Intermediate Holding Companies of
Foreign Banking Organizations, and
Large Insured Depository Institutions.
The OCC, the Federal Reserve Board,
and the FDIC, plan to issue a joint
notice of proposed rulemaking that
would require certain large depository
institution holding companies, U.S.
intermediate holding companies of
foreign banking organizations, and
certain insured depository institutions,
to issue and maintain outstanding a
minimum amount of long-term debt.
The proposed rule would improve the
resolvability of these firms in case of
failure, reduce costs to the Depository
Insurance Fund and mitigate financial
stability and contagion risks by reducing
the risk of loss to uninsured depositors.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Customs Revenue Functions
The Homeland Security Act of 2002
(the Act) provides that, although many
functions of the former United States
Customs Service were transferred to the
Department of Homeland Security, the
Secretary of the Treasury retains sole
legal authority over customs revenue
functions. The Act also authorizes the
Secretary of the Treasury to delegate any
of the retained authority over customs
revenue functions to the Secretary of
Homeland Security. By Treasury
Department Order No. 100–16, the
Secretary of the Treasury delegated to
the Secretary of Homeland Security
authority to prescribe regulations
pertaining to the customs revenue
functions subject to certain exceptions,
but further provided that the Secretary
of the Treasury retained the sole
authority to approve such regulations.
During fiscal year 2024, CBP and
Treasury plan to give priority to
regulatory matters involving the
customs revenue functions which
streamline CBP procedures, protect the
public, or are required by either statute
or Executive Order. Examples of these
efforts are described below.
• Investigation of Claims of Evasion
of Antidumping and Countervailing
Duties.
Treasury and CBP plan to finalize
interim regulations (81 FR 56477) which
amended CBP regulations implementing
section 421 of the Trade Facilitation and
Trade Enforcement Act of 2015, which
set forth procedures to investigate
claims of evasion of antidumping and
countervailing duty orders.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
• Enforcement of Copyrights and the
Digital Millennium Copyright Act.
Treasury and CBP plan to finalize
proposed amendments to the CBP
regulations pertaining to importations of
merchandise that violate or are
suspected of violating the copyright
laws, including the Digital Millennium
Copyright Act (DMCA), in accordance
with Title III of the Trade Facilitation
and Trade Enforcement Act of 2015
(TFTEA) and Executive Order 13785,
‘‘Establishing Enhanced Collection and
Enforcement of Anti-dumping and
Countervailing Duties and Violations of
Trade and Customs Laws.’’
The proposed amendments are
intended to enhance CBP’s enforcement
efforts against increasingly sophisticated
piratical goods, clarify the definition of
piracy, simplify the detention process
relative to goods suspected of violating
the copyright laws, and prescribe new
regulations enforcing the DMCA.
• Merchandise Produced by Convict
or Forced Labor or Indentured Labor
under Penal Sanctions.
Treasury and CBP plan to publish a
proposed rule to update, modernize,
and streamline the process for enforcing
the prohibition in 19 U.S.C. 1307
against the importation of merchandise
that has been mined, produced, or
manufactured, wholly or in part, in any
foreign country by convict labor, forced
labor, or indentured labor under penal
sanctions. The proposed rule would
generally bring the forced labor
regulations and detention procedures
into alignment with other statutes,
regulations, and procedures that apply
to the enforcement of restrictions
against other types of prohibited
merchandise.
• Non-Preferential Origin
Determinations for Merchandise
Imported From Canada or Mexico for
Implementation of the Agreement
Between the United States of America,
the United Mexican States, and Canada
(USMCA).
Treasury and CBP plan to finalize a
proposed rule to harmonize nonpreferential origin determinations for
merchandise imported from Canada or
Mexico. Such determinations would be
made using certain tariff-based rules of
origin to determine when a good
imported from Canada or Mexico has
been substantially transformed resulting
in an article with a new name,
character, or use. Once finalized, the
rule is intended to reduce
administrative burdens and
inconsistency for non-preferential origin
determinations for merchandise
imported from Canada or Mexico for
purposes of the implementation of the
USMCA.
PO 00000
Frm 00164
Fmt 4701
Sfmt 4702
• Automated Commercial
Environment (ACE) Required for
Electronic Entry/Entry Summary (Cargo
Release and Related Entry) Filings.
Treasury and CBP plan to finalize
interim regulations (80 FR 61278) which
amended CBP regulations to name the
Automated Commercial Environment
(ACE) as a CBP-authorized electronic
data interchange (EDI) system for the
processing of electronic entry and entry
summary filings.
• Elimination of Paper-Based Bond
Applications and the Automated
Processing of Bond Applications.
Treasury and CBP plan to publish a
proposed rule to replace the paperbased bond application and approval
process with a streamlined electronic
process. The proposed rule would
implement the successful National
Customs Automation Program (NCAP)
test of the electronic bond process.
Financial Crimes Enforcement Network
As administrator of the Bank Secrecy
Act (BSA), the Financial Crimes
Enforcement Network (FinCEN) is
responsible for developing and
implementing regulations that are the
core of the Department’s anti-money
laundering (AML) and countering the
financing of terrorism (CFT) efforts.
FinCEN’s responsibilities and objectives
are linked to, and flow from, that role.
In fulfilling this role, FinCEN seeks to
enhance U.S. national security by
making the financial system
increasingly resistant to abuse by money
launderers, terrorists and their financial
supporters, and other perpetrators of
crime.
The Secretary of the Treasury,
through FinCEN, is authorized by the
BSA to issue regulations requiring
financial institutions to file reports and
keep records that are highly useful in
criminal, tax, or regulatory
investigations, risk assessments, or
proceedings, or intelligence or counterintelligence activities, including
analysis, to protect against terrorism.
The BSA also authorizes FinCEN to
require that designated financial
institutions establish AML/CFT
programs and compliance procedures.
Recent legislation has given FinCEN the
added authority and responsibility to
develop a system for reporting the
beneficial owners of certain legal
entities in the United States. To
implement and realize its mission,
FinCEN has established regulatory
objectives and priorities to safeguard the
financial system from the abuses of
financial crime, including terrorist
financing, proliferation financing,
money laundering, and other illicit
activity.
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
These objectives and priorities
include: (1) issuing, interpreting, and
enforcing compliance with regulations
implementing the BSA; (2) supporting,
working with, and as appropriate
overseeing compliance examination
functions delegated by FinCEN to other
Federal regulators; (3) managing the
collection, processing, storage, and
dissemination of data related to the BSA
and beneficial ownership; (4)
maintaining government-wide access
services to that same data for authorized
users with a range of interests; (5)
conducting analysis in support of
policymakers, law enforcement,
regulatory and intelligence agencies,
and (for compliance purposes) the
financial sector; and (6) coordinating
with and collaborating on AML/CFT
initiatives with domestic law
enforcement and intelligence agencies,
as well as foreign financial intelligence
units.
FinCEN’s regulatory priorities for
fiscal year 2024 include:
• Beneficial Ownership Information
Reporting Deadline Extension for
Reporting Companies Created or
Registered in 2024.
FinCEN intends to finalize an
amendment, proposed on September 28,
2023, to the beneficial ownership
information (BOI) reporting rule
(Reporting Rule) that FinCEN published
on September 30, 2022. The amendment
will extend the BOI filing deadline for
entities created or registered on or after
January 1, 2024, and before January 1,
2025, from 30 days to 90 days. This
reporting extension will provide those
entities with additional time to
understand the new BOI reporting
obligation and collect the necessary
information to complete their filings.
Entities created or registered on or after
January 1, 2025, will have 30 days to file
their BOI reports with FinCEN, as
required under the original Reporting
Rule.
• Beneficial Ownership Information
Access and Safeguards.
FinCEN intends to issue a final rule
entitled ‘‘Beneficial Ownership
Information Access and Safeguards.’’
The final rule will establish protocols to
protect the security and confidentiality
of the beneficial ownership information
(BOI) that will be reported to FinCEN
pursuant to the Bank Secrecy Act, as
amended by Section 6403(a) of the
Corporate Transparency Act, and will
establish the framework for authorized
recipients’ access to the BOI reported.
• Revisions to Customer Due
Diligence Requirements for Financial
Institutions.
FinCEN intends to issue a notice of
proposed rulemaking entitled
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
‘‘Revisions to Customer Due Diligence
Requirements for Financial
Institutions,’’ relating to Section 6403(d)
of the Corporate Transparency Act
(CTA). Section 6403(d) of the CTA
requires FinCEN to revise its customer
due diligence requirements for financial
institutions to account for the changes
created by the BOI reporting and access
requirements set out in the CTA.
• Exempting a System of Records
from Certain Provisions of the Privacy
Act of 1974.
FinCEN intends to issue a final rule
amending 31 CFR 1.36 to exempt a new
system of records, entitled ‘‘FinCEN
.004—Beneficial Ownership Information
System,’’ from certain provisions of the
Privacy Act of 1974. The Beneficial
Ownership Information (BOI) System is
being established to implement the BOI
reporting and access requirements set
out in the Bank Secrecy Act (BSA), as
amended by the Corporate Transparency
Act. The exemptions are intended to
increase the value of the system for law
enforcement purposes and to comply
with the BSA’s prohibitions against
unauthorized disclosure of certain
information.
• Residential Real Estate Transaction
Reports and Records.
FinCEN intends to issue a notice of
proposed rulemaking to address money
laundering threats in the U.S.
residential real estate sector.
• Anti-Money Laundering Program
and Suspicious Activity Report Filing
Requirement for Investment Advisers.
FinCEN intends to issue a notice of
proposed rulemaking that would
prescribe minimum standards for antimoney laundering programs to be
established by certain investment
advisers and to require such investment
advisers to report suspicious activity to
FinCEN pursuant to the Bank Secrecy
Act.
• Section 6101. Establishment of
National Exam and Supervision
Priorities.
FinCEN intends to issue a notice of
proposed rulemaking as part of the
establishment of national exam and
supervision priorities. The proposed
rule implements Section 6101(b) of the
Anti-Money Laundering Act of 2020
that requires the Secretary of the
Treasury to issue and promulgate rules
for financial institutions to carry out the
government-wide anti-money
laundering and countering the financing
of terrorism priorities (AML/CFT
Priorities). The proposed rule: (i)
incorporates a risk assessment
requirement for financial institutions;
(ii) requires financial institutions to
incorporate AML/CFT Priorities into
risk-based programs; and (iii) provides
PO 00000
Frm 00165
Fmt 4701
Sfmt 4702
9455
for certain technical changes. Once
finalized, this proposed rule will affect
all financial institutions subject to
regulations under the Bank Secrecy Act
that have AML/CFT program
obligations.
• Section 6314. Updating
Whistleblower Incentives and
Protection.
FinCEN intends to issue a notice of
proposed rulemaking to establish a
whistleblower award program for
eligible individuals that provide
information regarding certain violations
of the Bank Secrecy Act and U.S.
economic sanctions. The proposed
regulations would implement section
6314 of the Anti- Money Laundering Act
of 2020 and the Anti-Money Laundering
Whistleblower Improvement Act.
Pursuant to the proposed regulations,
potential whistleblowers would
voluntarily provide information
regarding relevant violations to FinCEN,
the Department of Justice, or a
whistleblower’s employer. The
proposed regulations would also govern
the award phase of the whistleblower
program. Potential whistleblowers
would apply for an award following the
successful enforcement of a covered
judicial or administrative action.
FinCEN would adjudicate such award
applications pursuant to the proposed
regulations and would pay awards to
eligible whistleblowers from the
Financial Integrity Fund (Fund). As set
forth in 31 U.S.C. 5323, the structure of
the Fund is such that monetary
sanctions collected by the Secretary or
Attorney General in any judicial or
administrative action under title 31,
chapter 35 or section 4305 or 4312 of
title 50, or the Foreign Narcotics
Kingpin Designation Act will be
deposited into the Fund, (or an amount
equal to those sanctions will be credited
to the Fund), unless the balance of the
Fund at the time the monetary sanction
is collected exceeds $300,000,000.
• Commercial Real Estate
Transaction Reports and Records.
FinCEN intends to issue a notice of
proposed rulemaking to address money
laundering threats in the U.S.
commercial real estate sector.
• Other Requirements.
FinCEN also will continue to issue
proposed and final rules pursuant to
section 311 of the USA PATRIOT Act,
as appropriate. Finally, FinCEN expects
that it may propose various technical
and other regulatory amendments in
conjunction with ongoing efforts with
respect to a comprehensive review of
existing regulations to enhance
regulatory efficiency required by
Section 6216 of the Anti-Money
Laundering Act of 2020.
E:\FR\FM\09FEP2.SGM
09FEP2
9456
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
Bureau of the Fiscal Service
The Bureau of the Fiscal Service
(Fiscal Service) administers regulations
pertaining to the Government’s financial
activities, including: (1) implementing
Treasury’s borrowing authority,
including regulating the sale and issue
of Treasury securities; (2) administering
Government revenue and debt
collection; (3) administering
government-wide accounting programs;
(4) managing certain Federal
investments; (5) disbursing the majority
of Government electronic and check
payments; (6) assisting Federal agencies
in reducing the number of improper
payments; and (7) providing
administrative and operational support
to Federal agencies through franchise
shared services.
During fiscal year 2024, Fiscal Service
will accord priority to the following
regulatory projects:
• Revision of the Federal Claims
Collection Standards
Fiscal Service is proposing to amend
the Federal Claims Collections
Standards (FCCS), codified in 31 CFR
parts 900–904, which is jointly
administered by Treasury and the
Department of Justice. The FCCS set
standards for administrative collection,
compromise, and suspension or
termination of collection activity for
federal nontax debts. They also set
standards for referring federal nontax
debts to DOJ for litigation. The proposed
amendments, which have been jointly
prepared by Treasury and DOJ, include
revisions for equity and updates to
conform to developments since the last
publication of the regulations in 2000.
• Amendment of Electronic Payment
Regulation
Fiscal Service will be publishing a
final rule to amend 31 CFR part 208,
Management of Federal Agency
Disbursements—Fiscal Service’s
regulation that implements a statutory
mandate requiring the Federal
Government to deliver non-tax
payments by electronic funds transfer
(EFT) unless a waiver is available.
Among other things, the final rule
strengthens the EFT requirement by
narrowing the scope of existing waivers
from the EFT mandate or requiring
agencies to obtain Fiscal Service’s
approval to invoke certain existing
waivers. The use of electronic payments
has expanded significantly since the
waivers from the EFT mandate were
first published in 1998 and the final rule
appropriately adjusts the waivers given
the broad availability of safe and secure
electronic payment options currently
available.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Internal Revenue Service
The Internal Revenue Service (IRS),
working with Treasury’s Office of Tax
Policy, promulgates regulations that
interpret and implement the Internal
Revenue Code (Code), and other internal
revenue laws of the United States. The
purpose of these regulations is to carry
out the tax policy determined by
Congress in a fair, impartial, and
reasonable manner, taking into account
the intent of Congress, the realities of
relevant transactions, the need for the
Government to administer the rules and
monitor compliance, and the overall
integrity of the Federal tax system. The
goal is to make the regulations practical
and as clear and simple as possible,
which reduces the burdens on taxpayers
and the IRS.
During fiscal year 2024, the priority of
the IRS and the Office of Tax Policy is
to provide guidance, including
proposed and final rules in certain
cases, regarding implementation of key
tax provisions of several public laws,
including Public Law 117–169, known
as the Inflation Reduction Act of 2022
(IRA), the CHIPS and Science Act of
2022, Public Law 117–167, the
Infrastructure Investment and Jobs Act,
Public Law 117–58, the Setting Every
Community Up for Retirement
Enhancement Act of 2019 (SECURE
Act), enacted as Division O of the
Further Consolidated Appropriations
Act, 2020, Public Law 116–94, and the
SECURE 2.0 Act of 2022 (SECURE 2.0
Act), enacted as Division T of the
Consolidated Appropriations Act, 2023,
Public Law 117–328.
With regard to the following key
provisions of the Code enacted by the
IRA, Treasury and the IRS intend to
issue guidance, including proposed and
final rules in certain cases:
• The credit for alternative fuel
refueling property under § 30C of the
Code.
• The consumer vehicle credits under
§§ 25E and 30D of the Code.
• The credit for sustainable aviation
fuel under § 40B of the Code.
• The prevailing wage rate and
apprenticeship requirements in § 45(b)
as applicable for purposes of §§ 30C, 45,
45L, 45Q, 45U, 45V, 45Y, 48, 48C, 48E,
and 179D of the Code.
• The domestic content
enhancements for purposes of §§ 45,
45Y, 48, 48E.
• The energy community
enhancements for purposes of §§ 45,
45Y, 48, 48E.
• The extension and modification of
the credit for carbon oxide sequestration
under § 45Q of the Code.
• The zero-emission nuclear power
PTC under § 45U of the Code.
PO 00000
Frm 00166
Fmt 4701
Sfmt 4702
• The clean hydrogen PTC under
§ 45V of the Code.
• The credit for qualified commercial
clean vehicles under § 45W of the Code.
• The advanced manufacturing PTC
under § 45X of the Code.
• The clean electricity PTC under
§ 45Y of the Code.
• The clean fuels production credit
under § 45Z of the Code.
• The extension and modification of
the investment tax credit (ITC) for
energy property under § 48 of the Code.
• The allocation of amounts of
environmental justice solar and wind
capacity limitation to qualified solar
and wind facilities under § 48(e) of the
Code.
• The qualifying advanced energy
project credit under § 48C of the Code.
• The advanced manufacturing ITC
under § 48D of the Code as enacted by
the CHIPS Act of 2022.
• The corporate alternative minimum
tax under §§ 53, 55, 56, and 56A of the
Code.
• The energy efficient commercial
buildings deduction under § 179D of the
Code.
• The excise tax on the repurchase of
corporate stock under § 4501 of the
Code.
• The elective payment and transfer
of credits for energy property &
electricity produced from certain
renewable resources under §§ 6417 and
6418 of the Code.
Consistent with the Administration’s
goals of equity and fairness in tax
administration, using new funding
provided by the Inflation Reduction Act,
the IRS will continue to reduce burdens
for taxpayers. Underpayments by tax
evaders shift burdens onto honest, hardworking Americans who follow the law
as well as onto future generations. The
funding is being used to help ensure
that everyone pays their fair share.
Pursuant to the Inflation Reduction Act,
billions of dollars will go toward
substantial service improvements for
taxpayers as they interact with the IRS.
The IRS is improving customer service,
answering more calls, processing
returns and refunds faster, updating
computer systems, and simplifying tax
filing. The IRS is also expanding the
customer callback capability, which
gives taxpayers an alternative to waiting
on hold. This reduces burden and
frustration for taxpayers.
Although taxpayers can still choose to
use paper-based processes to file
returns, the IRS is transitioning to
digital platforms, with better data tools
to make more filings and processes
available electronically, reducing audits
and retiring paper-based processes. IRS
employees still need to manually
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
transcribe millions of paper returns.
However, the IRS is automating the
scanning of millions of individual paper
returns into digital copies. For
taxpayers, this means faster processing
and, ultimately, faster refunds for paper
filers.
The IRS is expanding the use of issue
resolution tools so that taxpayers can
access their own online account and get
the information they need without the
need of an IRS assistor. The new IRS
Online Account features make it easier
to communicate with the IRS where
most issues can be resolved online.
Every year, Treasury and the IRS
identify guidance projects that are
priorities for allocation of resources
during the year in the Priority Guidance
Plan (PGP) (available on irs.gov and
regulations.gov). The plan represents
projects that Treasury and the IRS
intend to actively work on during the
plan year. See, for example, the 2022–
2023 Priority Guidance Plan (May 5,
2023). To facilitate and encourage
suggestions, Treasury and the IRS have
developed an annual process for
soliciting public input for guidance
projects. The annual solicitation is done
through the issuance of a notice inviting
recommendations from the public for
items to be included on the PGP for the
upcoming plan year. See, for example,
Notice 2023–36 (May 4, 2023). We also
invite the public to provide us with
their comments and suggestions for
guidance projects throughout the year.
ddrumheller on DSK120RN23PROD with PROPOSALS2
BILLING CODE 4810–AK–P
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
DEPARTMENT OF VETERANS
AFFAIRS (VA)
Statement of Regulatory Priorities
The Department of Veterans Affairs
(VA) administers services and benefit
programs that recognize the important
federal obligations to those who served
this Nation. VA’s regulatory
responsibility is almost solely confined
to carrying out mandates of the laws
enacted by Congress relating to
programs for veterans and their families.
VA’s major regulatory objective is to
implement these laws with fairness,
justice, and efficiency.
Most of the regulations issued by VA
involve at least one of three VA
components: the Veterans Benefits
Administration, the Veterans Health
Administration, and the National
Cemetery Administration. The primary
mission of the Veterans Benefits
Administration is to provide highquality and timely nonmedical benefits
to eligible veterans and their
dependents. The primary mission of the
Veterans Health Administration is to
provide high-quality health care on a
timely basis to eligible veterans through
its system of medical centers, nursing
homes, domiciliaries, and outpatient
medical and dental facilities. The
primary mission of the National
Cemetery Administration is to
memorialize eligible veterans, members
of the Reserve components, and their
dependents in VA National Cemeteries
and to maintain those cemeteries as
PO 00000
Frm 00167
Fmt 4701
Sfmt 4702
9457
national shrines in perpetuity as a final
tribute of a grateful Nation to
commemorate their service and sacrifice
to our Nation.
VA’s regulatory priorities also reflect
our robust engagement process with
stakeholders and our strong culture of
evidence-based decision making.
Through regular stakeholder meetings,
public hearings, Small Business
Advocacy Review Panels, and public
comments on proposed regulations, the
Department engages with diverse
stakeholders to seek input on our
regulatory agenda overall or feedback on
proposed rules. When VA publishes a
proposed rule, it is current practice to
send a Plain Language Summary
Document (PLSD) to VSOs, Congress
and Intergovernmental Affairs offices
notifying them that a proposed rule is
open for public comment. We also do
this for Final rules and in some
instances, we send a Press Release
document in lieu of the PLSD. A Press
Release and a PLSD is a summary of the
published rule, its impacts, why the rule
is necessary and who the rule impacts.
Among the specific rules described
below, we include further details on
previous stakeholder engagement and
future opportunities for stakeholder
engagement. VA’s regulatory priority
plan consists of thirteen (13) priority
regulations. The regulations listed
below are not in any priority order.
BILLING CODE 8320–01–P
E:\FR\FM\09FEP2.SGM
09FEP2
9458
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
AR96 -Amendments to the Caregivers Program
1
Summary: The rule will propose amendments to the eligibility criteria, definitions used, and consider
other changes to evaluation processes for the Program of Comprehensive Assistance for Family
Caregivers, which provides services and benefits, including a monthly stipend, for eligible caregivers of
veterans who sustained a serious injury or illness in the line of duty.
Rule Type: Proposed Rule
EO 12866: 3(f)(1) Significant
EO 14094: Yes
Estimated Publication Date: 3/00/24
AS00 - Revision of Veterans Community Care Program (VCCP) Access Standards
2
Summary: VA proposes to revise its designated access standards for purposes of the Veterans
Community Care Program to consider a veteran's preference for telehealth when scheduling
appointments. VA additionally proposes to consider whether and how to address standards for when a
VA provider is not available within the existing average drive time standards.
Rule Type: Proposed Rule
EO 12866: Other Significant
EO 14094: No
Estimated Publication Date: 4/00/24
AQ95 - Update and Clarify Regulatory Bars to Benefits Based on Character of Discharge
3
Summary: The Department of Veterans Affairs (VA) is amending its regulations regarding character of
discharge determinations. The amendments will modify the regulatory framework for discharges
considered "dishonorable" for VA benefit eligibility purposes, such as discharges due to "willful and
persistent misconduct," an offense involving "moral turpitude," and homosexual acts involving
aggravating circumstances or other factors affecting the "performance of duty." This rule contains early
public participation/engagement in the rulemaking process in accordance with Executive Order 14094.
Rule Type: Final Rule
EO 12866: 3(f)(1) Significant
EO 14094: Yes
Estimated Publication Date: 1/00/24
AR10 - Updating VA Adjudication Regulations for Disability or Death Benefit Claims Related to
Herbicide Exposure.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
PO 00000
Frm 00168
Fmt 4701
Sfmt 4725
E:\FR\FM\09FEP2.SGM
09FEP2
EP09FE24.000
ddrumheller on DSK120RN23PROD with PROPOSALS2
4
Summary: The Department of Veterans Affairs (VA) proposes to amend its adjudication regulations
relating to exposure to herbicides, such as Agent Orange, in order to incorporate the provisions of the
Blue Water Navy Vietnam Veterans Act of 2019 (the BWN Act). This proposed rule would extend the
presumed area of exposure to the offshore waters of the Republic of Vietnam and expand the date
ranges for presumption of exposure in the Republic of Vietnam and Korea. This rule would also clarify
the definition of a Nehmer class member and establish entitlement to spina bifida benefits for children of
certain veterans who served in Thailand. On the basis of VA's general rulemaking authority, VA also
proposes to establish a presumption of herbicide exposure for certain veterans who served in Thailand
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
9459
and also proposes to codify longstanding procedures for searching for payees entitled to Nehmer class
action settlement payments. This proposed rule incorporates the provisions contained in VA's RIN 2900AR45, titled, "Diseases Associated with Exposure to Certain Herbicide Agents (Bladder Cancer,
Parkinsonism, and Hypothyroidism)" as a result of VA withdrawing RIN 2900-AR45 from the Fall 2022
Unified Agenda. A future regulation will be published to all of VA's adjudication regulations with
controlling statute. This future regulation will also ensure that eligible Veterans are not denied the
benefits they are entitled to and will allow VA to correct previous improper denials of service connection.
Rule Type: Proposed Rule
EO 12866: Section 3(f)(1) Significant
EO 14094: No
Estimated Publication Date: 1/00/24
AR25 - Presumptive Service Connection for Respiratory Conditions Due to Exposure to
Particulate Matter
5
Summary: This rulemaking adopts as final, with changes, an interim final rule that amended the
Department of Veterans Affairs (VA) adjudication regulations governing presumptive service connection
based on presumed exposures to fine particulate matter. The amendment was necessary to provide
health care, services, and benefits to Gulf War Veterans who were exposed to fine particulate matter
associated with deployment to the Southwest Asia theater of operations, as well as Afghanistan, Syria,
Djibouti, and Uzbekistan. The amendment eased the evidentiary burden of Gulf War Veterans who file
claims with VA for asthma, rhinitis, and sinusitis, to include rhinosinusitis.
Rule Type: Final Rule
EO 12866: 3(f)(1) Significant
EO 14094: No
Estimated Publication Date: 9/1/23
AR44 - Presumptive Service Connection for Rare Respiratory Cancers Due to Exposure to Fine
Particulate.
Rule Type: Final Rule
EO 12866: Other Significant
EO 14094: No
Estimated Publication Date: 11/00/23
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
PO 00000
Frm 00169
Fmt 4701
Sfmt 4725
E:\FR\FM\09FEP2.SGM
09FEP2
EP09FE24.001
ddrumheller on DSK120RN23PROD with PROPOSALS2
6
Summary: This rulemaking adopts as final, without changes, an interim final rule amending the
Department of Veterans Affairs (VA) adjudication regulations to establish presumptive service connection
for nine rare respiratory cancers in association with presumed exposure to fine particulate matter. These
presumptions apply to Veterans with a qualifying period of service, i.e., who served on active military,
naval, or air service in the Southwest Asia theater of operations during the Persian Gulf War (hereinafter
Gulf War), from August 2, 1990, onward, as well as in Afghanistan, Syria, Djibouti, or Uzbekistan, on or
after September 19, 2001, during the Gulf War. This rulemaking implements a decision by the Secretary
of Veterans Affairs that determined there is sufficient evidence to support these cancers as presumptive
based on exposure to fine particulate matter during service in the Southwest Asia theater of operations,
Afghanistan, Syria, Djibouti, or Uzbekistan during certain periods and the subsequent development of the
following rare respiratory cancers: squamous cell carcinoma (SCC) of the larynx, sec of the trachea,
adenocarcinoma of the trachea, salivary gland-type tumors of the trachea, adenosquamous carcinoma of
the lung, large cell carcinoma of the lung, salivary gland-type tumors of the lung, sarcomatoid carcinoma
of the lung, and typical and atypical carcinoid of the lung. The intended effect of this rulemaking is to
ease the evidentiary burden of this population of Veterans who file claims with VA for these nine rare
respiratory cancers.
9460
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
AR47 - Expanding Veterans Cemetery Grant Program (VCGP) Grants to Include Training Costs.
Summary: VA proposes to amend its regulations regarding aid for the establishment, expansion, and
improvement, or operation and maintenance of Veterans cemeteries to implement new authorities
provided in section 2208 of The Veterans Health Care and Benefits Improvement Act of 2020.
7
Rule Type: Proposed Rule
EO 12866: Other Significant
EO 14094: No
Estimated Publication Date: 6/00/24
AR68 - Veteran and Spouse Transitional Assistance Grant Program
8
Summary: VA, as authorized under the Johnny Isakson and David P. Roe, M.D. Veterans Health Care
and Benefits Improvement Act of 2020, amends its regulations to establish the Veteran Transitional
Assistance Grant Program (VTAGP). VA will establish grant application procedures and evaluative
criteria for determining whether to issue funding to eligible organizations providing transition services to
members of the Armed Forces who are separated, retired, or discharged, as well as their spouses.
Rule Type: Final Rule
EO 12866: Other Significant
EO 14094: No
Estimated Publication Date: 11/00/23
AR75 - Updating VA Adjudication Regulations for Disability or Death Benefits Based on Toxic
Exposure.
9
Summary: The Department of Veterans Affairs is proposing to amend its adjudication regulations to
implement provisions of the Sergeant First Class Heath Robinson Honoring our Promise to Address
comprehensive Toxics Act of 2022, Public Law 117-168 (PACT Act). The statute amended procedures
applicable to claims based on toxic exposure and modified or established presumptions of service
connection related to toxic exposure. Pursuant to the Act, VA is proposing to remove the manifestation
period requirement and the minimum compensable evaluation requirement from Gulf War claims based
on undiagnosed illness and medically unexplained chronic multi-symptom illnesses. VA is also proposing
to expand the definition of a Persian Gulf Veteran and update the list of locations eligible for a
presumption of exposure to toxic substances, chemicals, or hazards based on Gulf War service. To
implement additional provisions of the Act, VA is also proposing to codify the procedure for determining
when examinations and medical nexus opinions are required for claims based on toxic exposure.
Rule Type: Proposed Rule
EO 12866: Other Significant
EO 14094: No
Estimated Publication Date: 1/00/24
AR76 - Reevaluation of Claims for Dependency and Indemnity Compensation Based on Public
Law 117-168
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
PO 00000
Frm 00170
Fmt 4701
Sfmt 4725
E:\FR\FM\09FEP2.SGM
09FEP2
EP09FE24.002
ddrumheller on DSK120RN23PROD with PROPOSALS2
10
Summary: The Department of Veterans Affairs (VA) amends its adjudication regulations concerning
certain awards of Dependency and Indemnity Compensation (DIC). Under this amendment, relevant
claimants will be eligible to elect to have certain previously denied DIC claims reevaluated pursuant to
changes that establish or modify a presumption of service connection. Any award as a result of the
reevaluation may be made retroactive as if the establishment or modification of the presumption of
service connection had been in effect on the date of the submission of the original claim. This
amendment incorporates legislative changes enacted by the PACT Act and will bring Federal regulations
into conformance with those changes.
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
9461
Rule Type: Final Rule
EO 12866: Section 3(f)(1) Significant
EO 14094: No
Estimated Publication Date: 11/00/23
AR91 - Evidence Requirements for Direct Service Connection of Covered Mental Health
Conditions Based on In-Service Personal Trauma.
11
Summary: VA is proposing to amend regulations concerning the type of evidence that may be used to
support a veteran's statement regarding the occurrence of an in-service personal trauma. VA is also
proposing to define key terms relevant to such claims. These amendments will provide greater specificity
and clarity to the regulatory text and aid claims processors who develop and decide claims based on inservice personal trauma. The intent of this change is to ease the evidentiary requirements for veterans
claiming a mental health condition based on in-service personal trauma.
Rule Type: Proposed Rule
EO 12866: Other Significant
EO 14094: No
Estimated Publication Date: 2/00/24
AR73 - Technical Revisions to Expand Health Care for Certain Toxic Exposure and Overseas
Contingency Service (Section 103 PACT Act)
12
Summary: The Department of Veterans Affairs (VA) is issuing this rule to amend its medical regulations
governing eligibility for VA health care and copayment requirements to conform to recent statutory
changes made by section 103 of the Sergeant First Class Heath Robinson Honoring our Promise to
Address Comprehensive Toxics Act of 2022, Public Law 117-168 (PACT Act). VA is changing its medical
benefits enrollment criteria to include toxic-exposed veterans and veterans who supported certain
overseas contingency operations, to exempt such veterans from copayments for certain care, and to
provide per diem for nursing home care for such veterans.
Rule Type: Proposed Rule
EO 12866: Other Significant
EO 14094: No
Estimated Publication Date: 8/00/24
AQ30 - Modifying Copayments for Veterans at High Risk for Suicide
Rule Type: Final Rule
EO 12866: Other Significant
EO 14094: No
Estimated Publication Date: 9/00/24
BILLING CODE 8320–01–C
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
PO 00000
Frm 00171
Fmt 4701
Sfmt 4702
E:\FR\FM\09FEP2.SGM
09FEP2
EP09FE24.003
ddrumheller on DSK120RN23PROD with PROPOSALS2
13
Summary: The Department of Veterans Affairs (VA) is finalizing a proposed rules to amend its medical
regulations governing copayments for VA outpatient medical care and medications (to include outpatient
medical care and medications provided by VA directly or community care obtained by VA through
contracts, provider agreements or sharing agreements) by eliminating the copayment for outpatient care
and reducing the copayment for medications dispensed to veterans identified by VA as being at high risk
for suicide. These copayment changes will be applied until VA determines that the veteran is no longer at
high risk for suicide.
9462
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
VA
Proposed Rule Stage
ddrumheller on DSK120RN23PROD with PROPOSALS2
177. Updating VA Adjudication
Regulations for Disability or Death
Benefit Claims Related to Herbicide
Exposure [2900–AR10]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 38 U.S.C. 1116; 38
U.S.C. 1116A; 38 U.S.C. 1116B; 38
U.S.C. 1821; 38 U.S.C. 1822
CFR Citation: 38 CFR 3.30; 38 CFR
3.309; 38 CFR 3.105; 38 CFR 3.114; 38
CFR 3.313; 38 CFR 3.81.
Legal Deadline: None.
Abstract: The Department of Veterans
Affairs (VA) proposes to amend its
adjudication regulations relating to
exposure to herbicides, such as Agent
Orange, in order to incorporate the
provisions of the Blue Water Navy
Vietnam Veterans Act of 2019 (the BWN
Act). This proposed rule would extend
the presumed area of exposure to the
offshore waters of the Republic of
Vietnam and expand the date ranges for
presumption of exposure in the
Republic of Vietnam and Korea. This
rule would also clarify the definition of
a Nehmer class member and establish
entitlement to spina bifida benefits for
children of certain veterans who served
in Thailand. On the basis of VA’s
general rulemaking authority, VA also
proposes to establish a presumption of
herbicide exposure for certain veterans
who served in Thailand and also
proposes to codify longstanding
procedures for searching for payees
entitled to Nehmer class action
settlement payments. This proposed
rule incorporates the provisions
contained in VA’s RIN 2900–AR45,
titled, ‘‘Diseases Associated with
Exposure to Certain Herbicide Agents
(Bladder Cancer, Parkinsonism, and
Hypothyroidism)’’ as a result of VA
withdrawing RIN 2900–AR45 from the
Fall 2022 Unified Agenda. A future
Interim Final Rule will be published to
align all of VA’s adjudication
regulations with controlling statute.
This future regulation will also ensure
that eligible Veterans are not denied the
benefits they are entitled to and will
allow VA to correct previous improper
denials of service connection.
Statement of Need: The Department of
Veterans Affairs (VA) is proposing to
amend its regulations for the following
purposes: (1) extend the presumption of
herbicide exposure to the offshore
waters of the Republic of Vietnam and
to define those boundaries; (2) expand
the dates for presumption of herbicide
exposure for service in the Korean
Demilitarized Zone; (3) establish
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
entitlement to spina bifida benefits for
children of certain Veterans who served
in Thailand; (4) codify the presumption
of herbicide exposure for certain
locations identified where herbicide
agents were used, tested, or stored
outside of Vietnam; (5) codify
longstanding procedures for searching
for payees entitled to class-action
settlements under Nehmer v.
Department of Veterans Affairs; (6)
apply the definition of Republic of
Vietnam offshore waters to presumptive
service connection claims for nonHodgkin’s lymphoma; (7) add bladder
cancer, hypothyroidism, and
Parkinsonism as presumptive herbicide
diseases; and (8) recognize hypertension
and monoclonal gammopathy of
undetermined significant as
presumptive herbicide diseases.
Summary of Legal Basis:
Promulgation of these regulations is
necessitated by the Blue Water Navy
Vietnam Veterans Act of 2019, Public
Law 116–123; Fiscal Year 2021 National
Defense Authorization Act; and the
Sergeant First Class Heath Robinson
Honoring our Promise to Address
Comprehensive Toxics Act of 2022
(PACT Act), Public Law 117–168. VA’s
general rulemaking authority under 38
U.S.C. 501(a) is also utilized in
effectuating these regulations.
Alternatives: The comprehensive
framework of the enacted laws requires
VA to issue regulations to ensure that
claims processors accurately and
consistently adjudicate claims pursuant
to the intent and text of the legislation.
The absence of regulations would cause
confusion amongst adjudicators leading
to benefit decision errors, as well as
incurring significant litigation risk if the
only instruction concerning application
of the aforementioned laws is subregulatory guidance that did not go
through notice-and-comment as
required by the Administrative
Procedures Act.
Anticipated Cost and Benefits: VA has
estimated that there are both transfers
and costs associated with the provisions
of this rulemaking. The total transfers
are estimated to be $59.9 billion over 10
years. Actual transfers and costs will be
determined and reflected in this section
of ROCIS once the Reg is formally sent
to OMB for a formal Executive Order
12866 review.
Risks: None.
Timetable:
Action
Date
NPRM ..................
FR Cite
01/00/24
Regulatory Flexibility Analysis
Required: No.
PO 00000
Frm 00172
Fmt 4701
Sfmt 4702
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Robert Parks,
Department of Veterans Affairs, 1800 G
Street NW, Washington, DC 20006,
Phone: 202 461–9700, Email:
robert.parks3@va.gov.
RIN: 2900–AR10
VA
178. Expanding Veterans Cemetery
Grant Program (VCGP) Grants To
Include Training Costs [2900–AR47]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 605(b); 2
U.S.C. 1532; 38 U.S.C. 101; 25 U.S.C.
450b(l)
CFR Citation: 38 CFR 39.34.
Legal Deadline: None.
Abstract: VA proposes to amend its
regulations regarding aid for the
establishment, expansion, and
improvement, or operation and
maintenance of Veterans cemeteries to
implement new authorities provided in
section 2208 of The Veterans Health
Care and Benefits Improvement Act of
2020. The Act authorizes VA to expand
the use of Veterans Cemetery Grant
Program (VCGP) funds to include
training costs for State and Tribal
cemetery personnel to participate in
training provided by the National
Cemetery Administration (NCA).
Statement of Need: This rulemaking is
needed for the Department of Veteran
Affairs (VA) to amend its regulations, in
accordance with 38 U.S.C. 501, to
implement new authorities enacted in
Section 2208 of Public Law 116–315,
The Veterans Health Care and Benefits
Improvement Act of 2020. That Public
Law amended section 2408 of title 38,
United States Code (U.S.C.).
Summary of Legal Basis: VA proposes
to amend its regulations regarding aid
for the establishment, expansion, and
improvement, or operation and
maintenance of Veterans cemeteries to
implement new authorities provided in
section 2208. The Act authorized VA to
expand the use of Veterans Cemetery
Grant Program (VCGP) funds to include
training costs for State and Tribal
cemetery personnel to participate in
training provided by the National
Cemetery Administration (NCA).
Alternatives: Because VA must
implement new grants authority in
regulation, there are no practical
alternatives to rulemaking. Grantees can
choose to apply for training grant funds
or expend their own resources to send
employees to attend NCA training.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
However, as mentioned above, because
many grantees lack sufficient fiscal
resources for their employees to attend
NCA training, VA anticipates increased
participation from grantee-cemetery
employees. The proposed approach
limits the number of employees the
State or Tribal Organizations can have
attending training and those entities
will continue to have difficulty meeting
the same national shrine standards and
measures as VA national cemeteries.
Anticipated Cost and Benefits: The
primary benefit of this program
expansion will assist VA grant-funded
State and Tribal Veterans’ cemeteries in
meeting NCA operational standards and
measures. This includes the appearance
in the key cemetery areas of cleanliness,
height and alignment of headstones and
markers, leveling of gravesites, and turf
conditions. VA estimates transfers of
$89,916 for Fiscal Year (FY) 2023 and
$458,661 for FY 2023–FY 2027.
Risks: TBD.
Timetable:
Action
Date
NPRM ..................
FR Cite
06/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: George Eisenbach,
Director, Veterans Cemetery Grants
Program, National Cemetery
Administration, Department of Veterans
Affairs, 810 Vermont Avenue NW,
Washington, DC 20420, Phone: 202 632–
7369, Email: george.eisenbach@va.gov.
RIN: 2900–AR47
ddrumheller on DSK120RN23PROD with PROPOSALS2
VA
179. Technical Revisions To Expand
Health Care for Certain Toxic Exposure
and Overseas Contingency Service
[2900–AR73]
Priority: Other Significant.
Legal Authority: 38 U.S.C. 1710; Pub.
L. 117–168 sec. 103(a)
CFR Citation: 38 CFR 17.36; 38 CFR
17.108; 38 CFR 17.110; 38 CFR 17.111;
38 CFR 51.50.
Legal Deadline: None.
Abstract: The Department of Veterans
Affairs (VA) proposes to amend its
medical regulations governing eligibility
for VA health care and copayment
requirements to conform to recent
statutory changes made by section 103
of the Sergeant First Class Heath
Robinson Honoring our Promise to
Address Comprehensive Toxics Act of
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
2022, Public Law 117–168 (PACT Act).
VA is changing its medical benefits
enrollment criteria to include toxicexposed veterans and veterans who
supported certain overseas contingency
operations, to exempt such veterans
from copayments for certain care, and to
provide per diem for nursing home care
for such veterans.
Statement of Need: This rulemaking is
necessary to implement the provisions
of section 103(a) of the Honoring our
Promise to Address Comprehensive
Toxics Act of 2022, Public Law 117–168
(PACT Act), which expanded the
provision of health care and nursing
home care to new groups of toxicexposed veterans. This rule would also
amend VA’s medical regulations to
exempt such veterans from copayments
for certain care.
Summary of Legal Basis: Pursuant to
38 U.S.C. 1710, VA proposes to amend
its medical regulations and regulations
on per diem for nursing home care of
veterans in State homes. This would
conform with changes made to 38 U.S.C.
1710 by section 103 of the PACT Act.
Alternatives: TBD.
Anticipated Cost and Benefits: TBD.
Risks: Delayed access to health care
for these toxic-exposed veterans that
would be newly-eligible for VA health
care. These additional groups of toxicexposed veterans who are already
enrolled in VA health care would
continue to be charged copayments for
care of illness related to their toxic
exposures until these changes are made.
Timetable:
Action
Date
NPRM ..................
FR Cite
08/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Ryan Heiman, Acting
Deputy Director, VHA Member Services,
Department of Veterans Affairs, 3401
SW 21st Street, Building 9, Topeka, KS
66604, Phone: 785 817–2719, Email:
ryan.heiman@va.gov.
RIN: 2900–AR73
VA
180. Updating VA Adjudication
Regulations for Disability or Death
Benefits Based on Toxic Exposure
[2900–AR75]
Priority: Other Significant.
PO 00000
Frm 00173
Fmt 4701
Sfmt 4702
9463
Legal Authority: 38 U.S.C. 1117; 38
U.S.C. 1119; 38 U.S.C. 1120; 38 U.S.C.
501
CFR Citation: 38 CFR 3.159; 38 CFR
3.317; 38 CFR 3.320.
Legal Deadline: None.
Abstract: The Department of Veterans
Affairs is proposing to amend its
adjudication regulations to implement
provisions of the Sergeant First Class
Heath Robinson Honoring our Promise
to Address Comprehensive Toxics Act
of 2022, Public Law 117–168 (PACT
Act). The statute amended procedures
applicable to claims based on toxic
exposure and modified or established
presumptions of service connection
related to toxic exposure. Pursuant to
the Act, VA is proposing to remove the
manifestation period requirement and
the minimum compensable evaluation
requirement from Gulf War claims based
on undiagnosed illness and medically
unexplained chronic multi-symptom
illnesses. VA is also proposing to
expand the definition of a Persian Gulf
Veteran and update the list of locations
eligible for a presumption of exposure to
toxic substances, chemicals, or hazards
based on Gulf War service. To
implement additional provisions of the
Act, VA is also proposing to codify the
procedure for determining when
examinations and medical nexus
opinions are required for claims based
on toxic exposure.
Statement of Need: The Department of
Veterans Affairs is proposing to amend
its adjudication regulations to
implement provisions of the Sergeant
First Class Heath Robinson Honoring
our Promise to Address Comprehensive
Toxics Act of 2022, Public Law 117–168
(PACT Act). The statute amended
procedures applicable to claims based
on toxic exposure and modifies or
establishes presumptions of service
connection related to toxic exposure.
Summary of Legal Basis: The new
provisions of regulation are authorized
by sections 302, 303, 405 and 406 of
Public Law 117–168. VA must publish
regulations to carry out the laws
administered by the Department as
required by 38 U.S.C. 501(a).
Alternatives: The comprehensive
framework of the enacted law requires
VA to issue regulations to ensure that
claims processors accurately and
consistently adjudicate claims pursuant
to the intent and text of the legislation.
The absence of regulations would cause
confusion amongst adjudicators leading
to benefit decision errors, as well as
incurring significant litigation risk if the
only instruction concerning application
of the aforementioned law is subregulatory guidance that did not go
through notice-and-comment as
E:\FR\FM\09FEP2.SGM
09FEP2
9464
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
required by the Administrative
Procedures Act.
Anticipated Cost and Benefits: Actual
costs and transfers will be determined
and reflected in this section of ROCIS
once the rule is formally sent to OMB
for a formal Executive Order 12866
review.
Risks: None.
Timetable:
Action
Date
NPRM ..................
FR Cite
01/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Robert Parks,
Department of Veterans Affairs, 1800 G
Street NW, Washington, DC 20006,
Phone: 202 461–9700, Email:
robert.parks3@va.gov.
RIN: 2900–AR75
VA
ddrumheller on DSK120RN23PROD with PROPOSALS2
181. Evidence Requirements for Direct
Service Connection of Covered Mental
Health Conditions Based on In-Service
Personal Trauma [2900–AR91]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 38 U.S.C. 501
CFR Citation: 38 CFR 3.304.
Legal Deadline: None.
Abstract: VA is proposing to amend
regulations concerning the type of
evidence that may be used to support a
veteran’s statement regarding the
occurrence of an in-service personal
trauma. VA is also proposing to define
key terms relevant to such claims. These
amendments will provide greater
specificity and clarity to the regulatory
text and aid claims processors who
develop and decide claims based on inservice personal trauma. The intent of
this change is to ease the evidentiary
requirements for veterans claiming a
mental health condition based on inservice personal trauma.
Statement of Need: TBD—The
statement of need is still pending but
will be determined and reflected in this
section of ROCIS once the Reg is
formally sent to OMB for a formal
Executive Order 12866 review.
Summary of Legal Basis: TBD—The
legal basis for this Reg is still pending
but will be determined and reflected in
this section of ROCIS before the Reg is
formally sent to OMB for a formal
Executive Order 12866 review.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Alternatives: TBD—Alternatives are
still pending but will be determined and
reflected in this section of ROCIS before
the Reg is formally sent to OMB for a
formal Executive Order 12866 review.
Anticipated Cost and Benefits: TBD—
Actual costs and transfers are still
pending but will be determined and
reflected in this section of ROCIS before
the Reg is formally sent to OMB for a
formal Executive Order 12866 review.
Risks: TBD—Risks are still pending
but will be determined and reflected in
this section of ROCIS before the Reg is
formally sent to OMB for a formal
Executive Order 12866 review.
Timetable:
Action
Date
NPRM ..................
FR Cite
02/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Robert Parks,
Department of Veterans Affairs, 1800 G
Street NW, Washington, DC 20006,
Phone: 202 461–9700, Email:
robert.parks3@va.gov.
RIN: 2900–AR91
VA
182. Amendments to the Caregivers
Program [2900–AR96]
Priority: Section 3(f)(1) Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 38 U.S.C. 1720G
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: The rule will propose
amendments to the eligibility criteria,
definitions used, and consider other
changes to evaluation processes for the
Program of Comprehensive Assistance
for Family Caregivers, which provides
services and benefits, including a
monthly stipend, for eligible caregivers
of veterans who sustained a serious
injury or illness in the line of duty.
Statement of Need: This rulemaking is
necessary to implement several changes
to VA’s Program of Comprehensive
Assistance for Family Caregivers
(PCAFC) and Program of General
Caregiver Support Services (PGCSS) to
improve program operations, update
eligibility criteria, and expand access to
the programs for eligible veterans and
servicemembers and their caregivers
and comply with Executive Order
14095, Increasing Access to HighQuality Care and Supporting Caregivers,
issued April 18, 2023, that required the
Secretary of Veterans Affairs consider
PO 00000
Frm 00174
Fmt 4701
Sfmt 4702
issuing a notice of proposed rulemaking
by the end of this fiscal year that would
make any appropriate modifications to
eligibility criteria for PCAFC. In
accordance with Executive Order 14094,
VA briefed the Veterans Service
Organizations (VSO) on June 30th, 2023,
during the rulemaking process.
Summary of Legal Basis: Pursuant to
its authority in 38 U.S.C. 1720G, VA
proposes to amend its regulations under
38 CFR part 71, which governs PCAFC,
a program that provides Family
Caregivers of eligible veterans benefits,
such as training, respite care,
counseling, technical support,
beneficiary travel, and for Primary
Family Caregivers, provides a monthly
stipend payment, and access to health
care; and PGCSS, which is available to
caregivers of covered veterans of all eras
of military service. Proposed
amendments would comply with the
U.S. Court of Appeals for the Federal
Circuit decision in Veteran Warriors,
Inc. v. Sec’y of Veterans Affairs, 29
F.4th 1320 (Fed. Cir. 2022), which set
aside a portion of VA’s regulations
concerning PCAFC eligibility criteria,
specifically VA’s definition of need for
supervision, protection, and instruction
as that term is used throughout 38 CFR
part 71. VA proposes to remove
conflicting language from its
regulations.
Alternatives: There are no acceptable
policy alternatives to issuing this
regulation.
Anticipated Cost and Benefits: VA is
still determining costs but anticipates
costs to be over $200 million in any
given year of the 10-year estimate; VA
anticipates this rule would be a section
3(f)(1) significant rule under Executive
Order 12866.
This rulemaking would expand access
to caregiver benefits for eligible veterans
based on proposed changes in eligibility
criteria. Actual costs will be determined
and reflected in this section of ROCIS
once the Reg is formally sent to OMB for
a formal Executive Order 12866 review.
Risks: Delayed access to PCAFC for
eligible veterans and their Family
Caregivers.
Timetable:
Action
NPRM ..................
Date
FR Cite
03/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Colleen Richardson
PsyD, Executive Director, Caregiver
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Support Program, Patient Care Services,
Veterans Health Administration,
Department of Veterans Affairs, 810
Vermont Avenue NW, Washington, DC
20420, Phone: 202 461–7337, Email:
colleen.richardson2@va.gov.
RIN: 2900–AR96
VA
ddrumheller on DSK120RN23PROD with PROPOSALS2
183. • Revision of Veterans Community
Care Program (VCCP) Access Standards
[2900–AS00]
Priority: Other Significant.
Legal Authority: 38 U.S.C. 1703; 38
U.S.C. 1703B
CFR Citation: 38 CFR 17.4040.
Legal Deadline: None.
Abstract: VA proposes to revise its
designated access standards for
purposes of the Veterans Community
Care Program to consider a veteran’s
preference for telehealth when
scheduling appointments. VA
additionally proposes to consider
whether and how to address standards
for when a VA provider is not available
within the existing average drive time
standards.
Statement of Need: This rulemaking is
needed to implement certain provisions
of section 125 of Division U of the
Consolidated Appropriations Act, 2023,
the Joseph Maxwell Cleland and Robert
Joseph Dole Memorial Veterans Benefits
and Health Care Improvement Act of
2022 (hereinafter referred to as the Act).
Summary of Legal Basis: Pursuant to
38 U.S.C. 1703 and 1703B and subject
to regulations at 38 CFR 17.4000–
17.4040, VA administers the Veterans
Community Care Program (VCCP) to
furnish care in the community to
covered Veterans at their election and
subject to the availability of
appropriations. Consistent with 38
U.S.C. 1703(d)(1)(D) and 1703B, current
38 CFR 17.4010(a)(4) establishes
eligibility for the VCCP if a covered
veteran has contacted VA to request
required care or services, but VA has
determined it is not able to furnish such
care or services in a manner that
complies with VA’s designated access
standards in 17.4040. Section 125 of the
Act amended section 1703B(f) to require
VA to meet the access standards
established under section 1703B(a)
when furnishing care through VCCP and
ensure that meeting such access
standards is reflected in the contractual
requirements of third-party
administrators (TPA).
Alternatives: VA does not interpret
that there is an alternative to
implementing certain provisions of
section 125 of the Act. VA does not
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
interpret that there is an alternative to
a two-stage rulemaking because current
VCCP regulations do not apply VA
access standards to eligible entities and
providers (non-VA providers) under
TPA agreements, and to do so requires
notice and comment prior to being
implemented.
Anticipated Cost and Benefits: VA
does not anticipate this rulemaking
would result in $200 million or more in
costs or savings. VA anticipates benefits
for Veterans as eligible entities and
providers participating in VCCP would
also be subject to measurable access
standards designed to improve Veteran’s
access to care. Actual costs will be
determined and reflected in this section
of ROCIS once the Reg is formally sent
to OMB for a formal Executive Order
12866 review.
Risks: None identified.
Timetable:
Action
Date
NPRM ..................
FR Cite
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Joseph Duran,
Director of Policy and Planning
(10D1A1) Department of Veterans
Affairs, 3773 Cherry Creek North Drive,
Denver, CO 80209, Phone: 303 370–
1637, Email: joseph.duran2@va.gov.
RIN: 2900–AS00
VA
Final Rule Stage
184. Modifying Copayments for
Veterans at High Risk for Suicide
[2900–AQ30]
Priority: Other Significant.
Legal Authority: 38 U.S.C. 1710(g); 38
U.S.C. 1722A
CFR Citation: 38 CFR 17.108; 38 CFR
17.110.
Legal Deadline: None.
Abstract: The Department of Veterans
Affairs (VA) is finalizing a proposed
rule to amend its medical regulations
governing copayments for VA outpatient
medical care and medications (to
include outpatient medical care and
medications provided by VA directly or
community care obtained by VA
through contracts, provider agreements
or sharing agreements) by eliminating
the copayment for outpatient care and
reducing the copayment for medications
dispensed to veterans identified by VA
PO 00000
Frm 00175
Fmt 4701
Sfmt 4702
9465
as being at high risk for suicide. These
copayment changes will be applied
until VA determines that the veteran is
no longer at high risk for suicide.
Statement of Need: This rulemaking is
needed because a change in the current
regulation is called for by the policy
outlined in Executive Order 13822,
which provides that our Government
must improve mental healthcare and
access to suicide prevention resources
available to veterans. Healthcare
research has provided extensive
evidence that copayments can be
barriers to healthcare for vulnerable
patients, which places the change in
line with the goals of the Executive
order.
Summary of Legal Basis: Executive
Order 13822.
Alternatives: The express intent of the
rulemaking is to reduce barriers to
mental health care for Veterans at high
risk for suicide. To defer
implementation of the regulation would
be to undermine its purpose. However,
alternative regulatory approaches were
considered. It was considered whether
VHA national or local policy changes
could effectively meet the intent of the
regulation. It was found that policy
change is not a viable alternative due to
regulatory constraints that prevent
changes to copayment requirements.
The timing of rulemaking was
considered. There were no potential
cost savings or other net benefits
identified that would lead to a more
beneficial option. A phase-in period for
the regulation was considered. There
were no burdens, likely failures, or
negative comments identified that a
phase-in period would help mitigate.
There were no potential cost savings or
other net benefits identified that would
make phasing in the regulation a more
beneficial option.
Anticipated Cost and Benefits:
Outpatient medical care and medication
copayments will be reduced for
Veterans determined to be at high risk
for suicide. VA strongly believes, based
on extensive empirical evidence, that
the provisions of this rulemaking will
decrease the likelihood of fatal or
medically serious overdoses from VA
prescribed medications among Veterans
who are at a high risk of suicide. VA
also strongly believes, based on the
evidence, that the provisions of this
rulemaking will significantly increase
the engagement of Veterans who are at
a high risk of suicide in outpatient
health care, which is known to decrease
the risk of suicide and other adverse
outcomes. Actual costs and/or transfers
will be determined and reflected in this
section of ROCIS once the Reg is
E:\FR\FM\09FEP2.SGM
09FEP2
9466
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
formally sent to OMB for a formal
Executive Order 12866 review.
Risks: None.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
FR Cite
01/05/22
03/07/22
I
09/00/24
87 FR 418
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Julie Wildman,
Informatics Educator, Department of
Veterans Affairs, 795 Willow Road,
Building 321, Room A124, Menlo Park,
CA 94304, Phone: 650 493–5000, Email:
julie.wildman@va.gov.
RIN: 2900–AQ30
VA
ddrumheller on DSK120RN23PROD with PROPOSALS2
185. Update and Clarify Regulatory
Bars to Benefits Based on Character of
Discharge [2900–AQ95]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 38 U.S.C. 501
CFR Citation: 38 CFR 3.12.
Legal Deadline: None.
Abstract: The Department of Veterans
Affairs (VA) is amending its regulations
regarding character of discharge
determinations. The amendments will
modify the regulatory framework for
discharges considered ‘‘dishonorable’’
for VA benefit eligibility purposes, such
as discharges due to ‘‘willful and
persistent misconduct,’’ an ‘‘offense
involving moral turpitude,’’ and
‘‘homosexual acts involving aggravating
circumstances or other factors affecting
the performance of duty.’’ The
amendments will also extend a
‘‘compelling circumstances’’ exception
to certain regulatory bars to benefits in
order to ensure fair character of
discharge determinations in light of all
pertinent factors. VA’s amendments will
take into consideration the public
comments received on the published
proposed rule (85 FR 41471), comments
that VA receives from a published
Request for Information (86 FR 50513)
and comments received during two
scheduled listening sessions, which are
described in aforementioned Request for
Information.
Statement of Need: TBD. In
accordance with Executive Order 14094,
VA published a Request for Information
(RFI) on September 9, 2021, 86 FR
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
50513 (2021) after the NPRM published.
Specifically, the RFI asked questions
about compelling circumstances, willful
and persistent misconduct, moral
turpitude, benefit eligibility and
removing the regulatory bars. In
addition to and subsequent of the RFI,
VA held a two-day listening session in
October 2021 to receive oral comments
on the RFI questions.
Summary of Legal Basis: TBD.
Alternatives: TBD.
Anticipated Cost and Benefits: TBD.
Risks: TBD.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Request For Information (RFI).
RFI Comment Period End.
Final Action .........
FR Cite
07/10/20
09/08/20
85 FR 41471
09/09/21
86 FR 50513
10/12/21
01/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Olumayowa
Famakinwa, Department of Veterans
Affairs, 810 Vermont Avenue NW,
Washington, DC 20420, Phone: 202 461–
9700, Email: olumayowa.famakinwa@
va.gov.
RIN: 2900–AQ95
VA
186. Veteran and Spouse Transitional
Assistance Grant Program [2900–AR68]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 601 to 612;
31 U.S.C. 302
CFR Citation: 38 CFR 63.6309.
Legal Deadline: None.
Abstract: VA, as authorized under the
Johnny Isakson and David P. Roe, M.D.
Veterans Health Care and Benefits
Improvement Act of 2020, amends its
regulations to establish the Veteran
Transitional Assistance Grant Program
(VTAGP). VA will establish grant
application procedures and evaluative
criteria for determining whether to issue
funding to eligible organizations
providing transition services to
members of the Armed Forces who are
separated, retired, or discharged, as well
as their spouses.
Statement of Need: The Department of
Veterans Affairs (VA) has determined
this rulemaking is necessary, in
accordance with authority established
PO 00000
Frm 00176
Fmt 4701
Sfmt 4702
by Public Law (Pub. L.) 116–315 4304
and 38 U.S.C. 501, 512 to implement
Public Law 116315 4304, the Johnny
Isakson and David P. Roe, M.D. Veterans
Health Care and Benefits Improvement
Act of 2020 (January 5, 2021). VA
proposes to amend title 38 Pensions,
Bonuses, and Veterans’ Relief by adding
part 80 and new sections 80.1 through
80.17 to the Code of Federal Regulations
(CFR) to implement this new grant
authority.
Summary of Legal Basis: VA proposes
regulations to establish the Veteran and
Spouse Transitional Assistance Grant
Program (VSTAGP). VA will establish
grant application procedures and
evaluative criteria for determining
whether to issue funding to eligible
organizations providing transition
services to members of the Armed
Forces who are separated, retired, or
discharged, as well as their spouses.
Alternatives: VA discussed how to
implement provisions of 4304 of Public
Law 116–315. A rulemaking is the
preferred option as VA grant programs
have historically been established
utilizing the rulemaking process. If this
regulation were not enacted, VA would
struggle to implement the mandates put
forth in Public Law 116–315 with
current available resources and
therefore, the agency would not be in
compliance with the law. Alternatively,
participants would continue to access
existing transition services that may
limit services to Veterans as defined in
38 U.S.C. 101(2). VA also considered an
alternative title to this rulemaking,
however after discussions with external
partners it was determined to include
the term spouse in the title. VSTAGP
intends to provide transition services to
members of the Armed Forces who are
separated, retired, or discharged from
the Armed Forces, and spouses of such
members, by identifying employment
barriers and developing individualized
employment plans to overcome barriers.
The program will also link participants
to necessary support services. Also, a
rulemaking will notify the public and
interested parties of VA’s new authority
and allow for notice and comment.
Public Law 116–315 requires grant
recipients to provide matching funding
from non-Federal sources that are at
least equal to Federal grant funds
awarded by VA.
Anticipated Cost and Benefits: Each
year, approximately 200,000 men and
women leave the U.S. military service
and return to their lives as civilians, a
process known as the military-tocivilian transition. This rulemaking
benefits former Service members who
are discharged, retired, or separated,
and their spouses (referred to as
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
participants), by establishing a grants
program focused on improving
transition services. Transition services
would include resume assistance,
interview training, job recruitment
training and related services that would
result in a successful transition as
determined by the Secretary. Related
services would include, but are not
limited to, employment placement
services, employment education and/or
training and employment referrals. VA
has determined there are costs and
transfers associated with this
rulemaking. The total regulatory budget
impact associated with this rulemaking
is estimated to be $6.9 million in FY
2024 and $38.3 million over 5 years as
reflected in Table 1 below. Costs
associated with this rulemaking are
estimated at $1.9 million in FY 2024
and $13.3 million over 5 years to
include an information technology (IT)
solution to manage grants. The net
transfers for the creation of VSTAGP are
$5 million for FY 2024 and $25 million
over 5 years.
Risks: None.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
07/05/23
08/04/23
FR Cite
88 FR 42891
11/00/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Kenneth Fenner,
Program Analyst, Office of Outreach,
Transition and Economic Dev.,
Department of Veterans Affairs, 1800 G
Street SW, Washington, DC 20420,
Phone: 800 877–8339, Email:
kenneth.fenner@va.gov.
RIN: 2900–AR68
VA
ddrumheller on DSK120RN23PROD with PROPOSALS2
187. Reevaluation of Claims for
Dependency and Indemnity
Compensation Based on Public Law
117–168 [2900–AR76]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 38 U.S.C. 501; 38
U.S.C. 1305
CFR Citation: 38 CFR 3.817.
Legal Deadline: None.
Abstract: The Department of Veterans
Affairs (VA) amending its adjudication
regulations concerning certain awards of
Dependency and Indemnity
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Compensation (DIC). Relevant claimants
will be eligible to elect a reevaluation of
certain previously denied DIC
determinations pursuant to changes that
establish or modify a presumption of
service-connection. Any award
following reevaluation may be made
retroactive to the date of a previously
denied claim as if the establishment or
modification of the presumption of
service- connection had been in effect
on the date of the submission of the
original claim. With respect to new or
initial awards of DIC pending before VA
on or after August 10, 2022, VA will
utilize the most advantageous effective
date amongst 38 CFR 3.114 and 3.400,
to potentially grant an award earlier
than August 10, 2022, if applicable.
Lastly, as the PACT Act is silent with
respect to changes in the accrued or
substitution process as it relates to the
reevaluation of DIC claims, VA will be
utilizing the regular processes regarding
accrued and substitution benefits
contained in 38 U.S.C. 5121 and 5121A.
The amendments within this final
rulemaking incorporate legislative
updates enacted by the Sergeant First
Class Heath Robinson Honoring our
Promise to Address Comprehensive
Toxics Act of 2022, or the Honoring our
PACT Act of 2022 (Pub. L. 117–168)
(PACT Act) and will bring federal
regulations into conformance with the
statutory changes. The amendments in
this regulation are in accordance with
the President’s priorities to address
toxic exposure. Also improve service
delivery, customer experience, and
reduce administrative burdens for those
accessing public benefits and services.
Statement of Need: The Department of
Veterans Affairs has determined the
need to amend its regulations, in
accordance with 38 U.S.C. 501, to
incorporate legislative updates enacted
by Section 204 of the Sergeant First
Class Heath Robinson Honoring our
Promise to Address Comprehensive
Toxics Act of 2022 or the Honoring our
PACT Act of 2022 (Pub. L. 117–168).
Summary of Legal Basis: This
amendment to the Dependency and
Indemnity Compensation benefit
program is authorized by section 204 of
Public Law 117–168. VA must publish
regulations for matters related to
benefits as required by 38 U.S.C. 501(d).
Alternatives: VBA has considered an
alternative policy to this final rule. VBA
could choose not to act at this time and
codify a new regulation at a later date.
However, this would have a negative
effect on VA’s effectiveness in
processing benefits claims as the current
regulations do not align with the
updated statutes. This new adjudication
regulation is needed to appropriately
PO 00000
Frm 00177
Fmt 4701
Sfmt 4702
9467
determine eligibility to certain VA
benefits based on these statutory
changes. Therefore, the final rule of
adding a new adjudication regulation
which will provide relevant claimants
the ability to elect a reevaluation of
certain previously denied DIC
determinations pursuant to changes that
establish or modify a presumption of
service connection to conform with the
statutory changes within the PACT Act
is VA’s preferred policy approach.
Anticipated Cost and Benefits: TBD.
Risks: None.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
03/22/23
05/22/23
I
FR Cite
88 FR 17166
11/00/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information:
www.regulations.gov.
Agency Contact: Eric Baltimore,
Program Analyst, Pension and Fiduciary
Service, Veterans Benefits
Administration, Department of Veterans
Affairs, 810 Vermont Avenue NW,
Washington, DC 20420, Phone: 202 632–
8863, Email: eric.baltimore@va.gov.
RIN: 2900–AR76
VA
Completed Actions
188. Presumptive Service Connection
for Respiratory Conditions Due to
Exposure to Particulate Matter [2900–
AR25]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
CFR Citation: 38 CFR 3.319 (new).
Abstract: This rulemaking adopts as
final, with changes, an interim final rule
that amended the Department of
Veterans Affairs (VA) adjudication
regulations governing presumptive
service connection based on presumed
exposures to fine particulate matter. The
amendment was necessary to provide
health care, services, and benefits to
Gulf War Veterans who were exposed to
fine particulate matter associated with
deployment to the Southwest Asia
theater of operations, as well as
Afghanistan, Syria, Djibouti, and
Uzbekistan. The amendment eased the
evidentiary burden of Gulf War Veterans
who file claims with VA for asthma,
rhinitis, and sinusitis, to include
rhinosinusitis.
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9468
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Statement of Need: The amendment is
necessary, in accordance with 38 U.S.C.
501(a), to provide health care, services,
and benefits to Gulf War Veterans who
were potentially exposed to fine
particulate matter associated with
deployment to the Southwest Asia
theater of operations, as well as
Afghanistan, Syria, Djibouti, and
Uzbekistan.
Summary of Legal Basis: This
rulemaking adopts as final, with
changes, an interim final rule that
amended the Department of Veterans
Affairs (VA) adjudication regulations
governing presumptive service
connection based on presumed
exposures to fine particulate matter. The
amendment was necessary to provide
health care, services, and benefits to
Gulf War Veterans who were exposed to
fine particulate matter associated with
deployment to the Southwest Asia
theater of operations, as well as
Afghanistan, Syria, Djibouti, and
Uzbekistan. The amendment eased the
evidentiary burden of Gulf War Veterans
who file claims with VA for asthma,
rhinitis, and sinusitis, to include
rhinosinusitis.
Alternatives: None.
Anticipated Cost and Benefits: The
intended effect of this amendment is to
address the needs and concerns of Gulf
War Veterans and service members who
have served and continue to serve in
these locations as military operations in
the Southwest Asia theater of operations
have been ongoing from August 1990
until the present time. Neither Congress
nor the President has established an end
date for the Gulf War. Therefore, to
provide immediate health care, services,
and benefits to current and future Gulf
War Veterans who may be affected by
particulate matter due to their military
service, VA intends to provide
presumptive service connection for the
chronic disabilities of asthma, rhinitis,
and sinusitis, to include rhinosinusitis,
as well as a presumption of exposure to
fine, particulate matter. This will ease
the evidentiary burden of Gulf War
Veterans who file claims with VA for
these three conditions, which are among
the most commonly claimed respiratory
conditions. VA has determined that
both transfers and costs are associated
with this final rulemaking. The total
budgetary impact is estimated to be $1.5
billion in FY 2023, $12.4 billion over
five years, and $30.4 billion over 10
years, as detailed in Table 1 below.
Transfers are estimated to be $1.3
billion in 2023, $11.2 billion over five
years, and $28.5 billion over 10 years.
Risks: TBD.
Completed:
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Reason
Date
Final Action .........
Final Action Effective.
FR Cite
09/01/23
10/31/23
I
88 FR 60336
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Jane Allen, Policy
Analyst, Robert Parks, Chief, Part 3
Regulations Staff (211), Department of
Veterans Affairs, Compensation Service
(21C), 810 Vermont Avenue NW,
Washington, DC 20420, Phone: 202 461–
9700.
RIN: 2900–AR25
VA
189. Presumptive Service Connection
for Rare Respiratory Cancers Due to
Exposure to Fine Particulate Matter
[2900–AR44]
Priority: Other Significant.
CFR Citation: 38 CFR 3.317(e)(2); 38
CFR 3.
Abstract: This rulemaking adopts as
final, without changes, an interim final
rule amending the Department of
Veterans Affairs (VA) adjudication
regulations to establish presumptive
service connection for nine rare
respiratory cancers in association with
presumed exposure to fine particulate
matter. These presumptions apply to
Veterans with a qualifying period of
service, i.e., who served on active
military, naval, or air service in the
Southwest Asia theater of operations
during the Persian Gulf War (hereinafter
Gulf War), from August 2, 1990,
onward, as well as in Afghanistan,
Syria, Djibouti, or Uzbekistan, on or
after September 19, 2001, during the
Gulf War. This rulemaking implements
a decision by the Secretary of Veterans
Affairs that determined there is
sufficient evidence to support these
cancers as presumptive based on
exposure to fine particulate matter
during service in the Southwest Asia
theater of operations, Afghanistan,
Syria, Djibouti, or Uzbekistan during
certain periods and the subsequent
development of the following rare
respiratory cancers: squamous cell
carcinoma (SCC) of the larynx, SCC of
the trachea, adenocarcinoma of the
trachea, salivary gland-type tumors of
the trachea, adenosquamous carcinoma
of the lung, large cell carcinoma of the
lung, salivary gland-type tumors of the
lung, sarcomatoid carcinoma of the
lung, and typical and atypical carcinoid
of the lung. The intended effect of this
rulemaking is to ease the evidentiary
PO 00000
Frm 00178
Fmt 4701
Sfmt 4702
burden of this population of Veterans
who file claims with VA for these nine
rare respiratory cancers.
Statement of Need: The Department of
Veterans Affairs (VA) is issuing this
final rule to amend its adjudication
regulations to establish presumptive
service connection for nine rare
respiratory cancers in association with
presumed exposures to fine particulate
matter. This amendment is necessary to
implement a decision of the Secretary of
Veterans Affairs that there is a plausible
relationship between service in the
Southwest theater of operations,
Afghanistan, Syria, Djibouti, or
Uzbekistan during certain periods and
the subsequent development of the
following rare respiratory cancers:
squamous cell carcinoma (SCC) of
larynx, SCC of trachea, adenocarcinoma
of trachea, salivary gland-type tumors of
trachea, adenosquamous carcinoma of
lung, large cell carcinoma of lung,
salivary gland-type tumors of lung,
sarcomatoid carcinoma of lung, and
typical and atypical carcinoid of the
lung. The intended effect of this
amendment is to ease the evidentiary
burden of Gulf War Veterans who file
claims with VA for these nine rare
respiratory cancers.
Summary of Legal Basis: VA amends
its adjudication regulations to establish
presumptive service connection for nine
rare respiratory cancers in association
with presumed exposures to PM2.5 for
certain Veterans. This amendment is
necessary to implement a decision of
the Secretary of Veterans Affairs that
there is a plausible relationship between
service in the Southwest Asia theater of
operations, Afghanistan, Syria, Djibouti,
or Uzbekistan during certain periods
and the subsequent development of the
following rare respiratory cancers:
squamous cell carcinoma (SCC) of the
larynx, SCC of the trachea,
adenocarcinoma of the trachea, salivary
gland-type tumors of the trachea,
adenosquamous carcinoma of the lung,
large cell carcinoma of the lung, salivary
gland-type tumors of the lung,
sarcomatoid carcinoma of the lung, and
typical and atypical carcinoid of the
lung. The intended effect of this
rulemaking is to ease the evidentiary
burden of this population of Veterans
who file claims with VA for these nine
rare respiratory cancers.
Alternatives: None.
Anticipated Cost and Benefits: This
rulemaking allows VA to provide access
to immediate health care services and
benefits such as disability compensation
and life insurance to current and future
Gulf War Veterans who may be affected
by fine particulate matter due to their
military service, and to ease the
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
evidentiary burden of Gulf War Veterans
who file claims with VA for these nine
rare respiratory cancers. This
rulemaking will also provide access to
benefits such as health care, survivor
compensation, and burial benefits to
eligible survivors.
VA has determined that both transfers
and costs are associated with this
rulemaking. Transfers are estimated to
be $54.2 million in 2023, $301.1 million
over five years, and $704.6 million over
ten years. Costs are estimated to be $3.9
million in 2023, $16.8 million over five
years, and $35.2 million over ten years.
The total budgetary impact is estimated
to be $58.1 million in 2023, $317.9
million over five years, and $739.9
million over ten years.
Risks: None.
Completed:
Reason
Date
Final Rule ............
Final Rule Effective.
FR Cite
11/03/23
11/03/23
I
88 FR 75498
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Robert Parks,
Department of Veterans Affairs, 1800 G
Street NW, Washington, DC 20006,
Phone: 202 461–9700, Email:
robert.parks3@va.gov.
RIN: 2900–AR44
BILLING CODE 8320–01–P
CORPORATION FOR NATIONAL AND
COMMUNITY SERVICE (AMERICORPS)
Fall 2023 Statement of Regulatory
Priorities
ddrumheller on DSK120RN23PROD with PROPOSALS2
Overview
The Corporation for National and
Community Service, operating as
AmeriCorps, is the Federal agency for
national service and volunteerism.
AmeriCorps provides opportunities for
individuals to address some the nation’s
most pressing challenges, improve lives
and communities, and strengthen civic
engagement. AmeriCorps offers
individuals and organizations flexible
ways to make a local and lasting impact
through its programs, such as
AmeriCorps State and National,
AmeriCorps VISTA, AmeriCorps NCCC,
the Volunteer Generation Fund, and
AmeriCorps Seniors RSVP, Foster
Grandparents, Senior Companions and
Senior Demonstration programs.
AmeriCorps also supports volunteerism
through the national 9/11 Day of Service
and Martin Luther King, Jr., Day of
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Service. AmeriCorps’ authorizing
statutes and regulations provide the
necessary legal framework for its
programs. AmeriCorps’ regulatory
priorities are guided by its Strategic
Plan (available at americorps.gov/about/
agency-overview/strategic-plan) and
Administration priorities.
Highlights of Americorps’ Regulatory
Plan
This Regulatory Plan provides
highlights of AmeriCorps’ upcoming
regulatory actions. Please refer to
AmeriCorps’ Semiannual Regulatory
Agenda for the full spectrum of
AmeriCorps’ upcoming regulatory
actions.
Among other objectives, AmeriCorps’
Strategic Plan establishes a goal of
partnering with communities to
alleviate poverty and advance racial
equity. This past year, AmeriCorps
finalized updates to its AmeriCorps
VISTA regulations (3045–AA79) in
support of this goal. The AmeriCorps
VISTA program promotes economic
resilience and address persistent
poverty by encouraging and enabling
persons from all walks of life to perform
volunteer service to assist in the
solution of poverty and poverty-related
problems and secure and increase
opportunities for self-advancement by
persons affected by such problems.
Recently finalized updates to VISTA’s
regulations add programmatic and
grantmaking flexibilities to better reach
underserved communities, reduce
barriers to participation in national
service, and provide those communities
with access to the benefits of service to
reduce poverty.
AmeriCorps is planning two proposed
regulatory actions in further support of
partnering with communities to
alleviate poverty and advance racial
equity:
First, AmeriCorps State and National
Updates (3045–AA84) will consider
additional programmatic and
grantmaking flexibilities, including
waivers and exceptions for individuals
who may benefit from additional
education and training, such as those
reentering society after a period of
incarceration, to participate in national
service while acquiring skills and
knowledge to ease their transition into
the workplace.
And second, AmeriCorps Seniors
Updates (3045–AA81) will consider
removing barriers to service for
individuals, particularly for low-income
individuals, and increasing flexibility
for sponsors to determine the best mix
of staffing and resources to accomplish
project goals.
BILLING CODE 6050–28–P
PO 00000
Frm 00179
Fmt 4701
Sfmt 4702
9469
ENVIRONMENTAL PROTECTION
AGENCY (EPA)
Statement of Priorities
Overview
EPA works to ensure that all
Americans are protected from
significant risks to human health and
the environment, including climate
change, and that overburdened and
underserved communities and
vulnerable individuals—in particular,
communities with environmental justice
concerns—are meaningfully engaged
and benefit from focused efforts to
protect their communities from
pollution. EPA acts to ensure that all
efforts to reduce environmental harms
are based on the best available scientific
information, that federal laws protecting
human health and the environment are
enforced equitably and effectively, and
that the United States plays a leadership
role in working with other nations to
protect the global environment. EPA is
committed to environmental protection
that builds and supports more diverse,
equitable, sustainable, resilient, and
productive communities and
ecosystems.
By taking advantage of the latest
science, the newest technologies and the
most cost-effective and sustainable
solutions, EPA and its federal, tribal,
state, local, and community partners
have made important progress in
addressing pollution where people live,
work, play, and learn. By cleaning up
contaminated waste sites, reducing
greenhouse gases, lowering emissions of
mercury and other air pollutants, and
investing in water and wastewater
treatment, EPA’s efforts have resulted in
tangible benefits to the American
public. Efforts to reduce air pollution
alone have produced hundreds of
billions of dollars in benefits in the
United States, and tremendous progress
has been made in cleaning up our
nation’s land and waterways. But much
more needs to be done to implement the
nation’s environmental statutes and
ensure that all individuals and
communities benefit from EPA’s efforts
to protect human health and the
environment and to address the climate
crisis.
EPA will use its regulatory
authorities, along with grant- and
incentive-based programs, technical and
compliance assistance, and research and
educational initiatives, to address the
following priorities set forth in EPA’s
Strategic Plan:
• Tackle the Climate Crisis
• Take Decisive Action to Advance
Environmental Justice and Civil
Rights
E:\FR\FM\09FEP2.SGM
09FEP2
9470
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
• Enforce Environmental Laws and
Ensure Compliance
• Ensure Clean and Healthy Air for All
Communities
• Ensure Clean and Healthy Water for
All Communities
• Safeguard and Revitalize
Communities
• Ensure Safety of Chemicals for People
and the Environment
As EPA develops regulations, we seek
to increase participation and
engagement of members of the public
affected by our regulations, including in
the development of our regulatory
priorities. In our Regulatory Plan we
detail engagement efforts that have
helped to inform our priorities to date,
as well as future engagement efforts we
have planned. Throughout our
engagement, EPA would particularly
like to hear from members of the public
who have not typically participated in
the regulatory process, including
families and communities affected by
climate change, rural workers, and
others.
All this work will be undertaken with
a strong commitment to scientific
integrity, the rule of law and
transparency, the health of children and
other vulnerable populations, and with
special focus on supporting and
achieving environmental justice at
federal, tribal, state, and local levels.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Highlights of EPA’s Regulatory Plan
This Regulatory Plan highlights our
most important upcoming regulatory
actions. As always, our Semiannual
Regulatory Agenda contains information
on a broader spectrum of EPA’s
upcoming regulatory actions.
Tackle the Climate Crisis
EPA is taking appropriate regulatory
action under existing statutory
authorities to reduce emissions from our
nation’s largest sources of greenhouse
gases (GHG) to respond to the severe
and urgent threat of climate change. The
impacts of climate change are affecting
people in every region of the country,
threatening lives and livelihoods and
damaging infrastructure, ecosystems,
and social systems. Overburdened and
underserved communities and
individuals are particularly vulnerable
to these impacts, including low-income
communities and communities of color,
children, the elderly, tribes, and
indigenous people.
Exercising its authority under the
Clean Air Act (CAA), EPA will address
major sources of GHGs that are driving
these impacts by taking regulatory
action to minimize emissions of
methane from new and existing sources
in the oil and natural gas sector; reduce
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
GHGs from new and existing fossil fuelfired power plants; and limit GHGs from
new light-duty vehicles and heavy-duty
trucks. EPA will also carry out the
mandates of the American Innovation
and Manufacturing (AIM) Act to
implement, and where appropriate
accelerate, a national phasedown in the
production and consumption of
hydrofluorocarbons (HFCs), which are
highly potent GHGs. Further, these
regulatory priorities complement the
commitment to holistically and
aggressively combat damaging climate
pollution while supporting the creation
of good jobs and lowering energy costs
for families together with
implementation of relevant climate
provisions of the Inflation Reduction
Act.
• New Source Performance Standards
and Emission Guidelines for Crude Oil
and Natural Gas Facilities: Climate
Review.
On November 15, 2021, the EPA
proposed new source performance
standards and emission guidelines for
crude oil and natural gas facilities that
would secure major climate and health
benefits for all Americans by reducing
emissions of methane and other harmful
air pollution from both new and existing
sources in the oil and natural gas
industry. (86 FR 63110). This action was
in response to the January 20, 2021,
Executive Order titled ‘Protecting Public
Health and the Environment and
Restoring Science to Tackle the Climate
Crisis.’ The 2021 action proposed to
update and strengthen methane and
VOC standards on the books for new
sources, add standards for currently
unregulated new sources, and establish
the first nationwide Emission
Guidelines for states to regulate existing
sources. On December 6, 2022, EPA
issued a supplemental proposal to
update, strengthen and expand its
November 2021 proposal (87 FR 74702).
The supplemental proposal would
achieve more comprehensive emissions
reductions from oil and natural gas
operations by improving standards in
the 2021 proposal and adding proposed
requirements for sources not previously
covered. Specific proposed
requirements include fugitive emissions
monitoring and repair at well sites,
stronger requirements for flares, zero
emissions standards for pneumatic
pumps, new standards for dry seal
compressors, and a program to allow
approved third parties to identify superemitting events for prompt mitigation.
The supplemental proposal also
promotes innovation in methane
detection technology by allowing for the
use of advanced methane detection
systems. The proposal included details
PO 00000
Frm 00180
Fmt 4701
Sfmt 4702
for implementing the Emissions
Guidelines. EPA received more than
515,000 public comments on the 2022
supplemental proposal, in addition to
470,000 comments received on the 2021
proposal. EPA held multi-day virtual
public hearings on both proposals and
has conducted numerous trainings and
webinars for communities, members of
Tribal Nations, tribal environmental
professionals and small businesses. The
Agency expects to issue a final rule later
this year.
• NSPS for GHG Emissions from New,
Modified, and Reconstructed Fossil
Fuel-Fired EGUs; Emission Guidelines
for GHG Emissions from Existing Fossil
Fuel-Fired EGUs; and Repeal of the ACE
Rule.
Fossil fuel-fired electric generating
units (EGUs) are the nation’s second
largest source of greenhouse gas (GHG)
pollution. In May 2023, EPA proposed
to set limits for new gas-fired
combustion turbines, existing coal, oil
and gas-fired steam generating units,
and certain existing gas-fired
combustion turbines. Consistent with
EPA’s traditional approach to
establishing pollution standards for
power plants under section 111 of the
Clean Air Act, the proposed standards
are based on technologies such as
carbon capture and sequestration/
storage (CCS), low-GHG hydrogen cofiring, and natural gas co-firing, which
can be applied directly to power plants
that use fossil fuels to generate
electricity. As laid out in section 111 of
the Clean Air Act, the proposed new
source performance standards (NSPS)
and emission guidelines reflect the
application of the best system of
emission reduction (BSER) that, taking
into account costs, energy requirements,
and other statutory factors, is adequately
demonstrated for the purpose of
improving the emissions performance of
the covered electric generating units.
The comment period for the proposed
rule concluded on August 8, 2023. EPA
intends to issue a final rule in spring
2024.
• Management of Certain
Hydrofluorocarbons and Substitutes
under Subsection (h) of the American
Innovation and Manufacturing Act of
2020.
This proposed rulemaking would
establish requirements for the
management of certain HFCs and their
substitutes under subsection (h) of the
AIM Act. Specifically, this proposal
considers provisions to control, where
appropriate, practices, processes, or
activities regarding the servicing, repair,
disposal, or installation of equipment,
for the purposes of maximizing the
reclamation and minimizing the release
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
of certain HFCs from equipment and
ensuring the safety of technicians and
consumers. Among other provisions,
EPA is proposing emissions reduction
requirements for certain equipment
containing HFCs and their substitutes as
well as requirements to increase the
reclaiming of HFCs.
• Application-Specific Review and
Renewal Rule.
The AIM Act identifies six
applications that are to receive ‘‘the full
quantity of [HFC] allowances necessary,
based on projected, current, and
historical trends,’’ under the allowance
allocation program through the end of
2025. The six applications are a
propellant in metered dose inhalers,
defense sprays, structural composite
preformed polyurethane foam for
marine use and trailer use, the etching
of semiconductor material or wafers and
the cleaning of chemical vapor
deposition chambers within the
semiconductor manufacturing sector,
mission-critical military end uses, and
onboard aerospace fire suppression.
EPA can renew this status for up to five
years at a time based on statutory
criteria outlined in the AIM Act. This
proposed rule will review and consider
whether to renew eligibility for each of
the six applications, consistent with this
statutory process under AIM subsection
(e)(4)(B). Additionally, EPA intends to
establish how it will review eligibility if
petitioned for inclusion of additional
applications and to consider revisions to
existing regulatory requirements.
• Greenhouse Gas Emissions
Standards for Heavy-Duty Engines and
Vehicles—Phase 3.
• Transportation is the largest source
of GHG emissions in the United States
and heavy-duty (HD) vehicles are the
second-largest contributor in the sector.
GHG emissions have significant impacts
on public health and welfare as
evidenced by the well-documented
scientific record and as set forth in
EPA’s Endangerment and Cause or
Contribute Findings under section
202(a) of the CAA. GHG reductions
would benefit all U.S. residents,
including populations such as people of
color, low-income populations,
indigenous peoples, and/or children
that may be especially vulnerable to
various forms of damages associated
with climate change. On April 12, 2023,
EPA announced a proposal for more
stringent standards to reduce
greenhouse gas emissions from HD
vehicles beginning in model year (MY)
2027. The new standards would be
applicable to HD vocational vehicles
(such as delivery trucks, refuse haulers,
public utility trucks, transit, shuttle,
school buses, etc.) and tractors (such as
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
day cabs and sleeper cabs on tractortrailer trucks). Specifically, EPA
proposed stronger CO2 standards for
MY 2027 HD vehicles that go beyond
the current standards that apply under
the HD Phase 2 Greenhouse Gas
program. EPA also proposed an
additional set of CO2 standards for HD
vehicles that would begin to apply in
MY 2028, with progressively more
stringent standards each model year
through 2032. This proposed ‘‘Phase 3’’
greenhouse gas program maintains the
flexible structure created in EPA’s Phase
2 greenhouse gas program, which is
designed to reflect the diverse nature of
the heavy-duty industry. EPA has
conducted outreach with a wide range
of interested stakeholders to gather
input which we have considered in
developing this proposal, and we will
continue to engage with the public and
all interested stakeholders as part of our
regulatory development process.
• Multi-Pollutant Emissions
Standards for Model Years 2027 and
Later Light-Duty and Medium-Duty
Vehicles.
On April 12, 2023, EPA announced a
proposal for new, more ambitious
multipollutant emissions standards to
further reduce harmful air pollutant
emissions from light-duty passenger
cars and light trucks and Class 2b and
3 vehicles (‘‘medium-duty vehicles’’ or
MDVs) under its authority in section
202(a) of the Clean Air Act (CAA), 42
U.S.C. 7521(a), starting with model year
2027. The proposal builds upon EPA’s
final standards for federal greenhouse
gas emissions standards for passenger
cars and light trucks for model years
2023 through 2026 and leverages
advances in clean car technology which
would result in significant benefits to
Americans ranging from reducing
climate pollution, to improving public
health, to saving drivers money through
reduced fuel and maintenance costs.
The proposed standards phased in over
model years 2027 through 2032. EPA
conducted outreach with a wide range
of interested stakeholders to gather
input which was considered in
developing the proposal and will
continue to engage with the public and
all interested stakeholders as part of our
regulatory development process as we
develop the final rule.
Ensure Clean and Healthy Air for All
Communities
• All people regardless of race,
ethnicity, national origin, or income
deserve to breathe clean air. EPA has the
responsibility to protect the health of
vulnerable and sensitive populations,
such as children, the elderly, and
persons overburdened by pollution or
PO 00000
Frm 00181
Fmt 4701
Sfmt 4702
9471
adversely affected by persistent poverty
or inequality. Since enactment of the
CAA, EPA has made significant progress
in reducing harmful air pollution even
as the U.S. population and economy
have grown. Between 1970 and 2022,
the combined emissions of six key
pollutants dropped by 78%, while the
U.S. economy remained strong as GDP
grew 304% over that time period. As
required by the CAA, EPA will continue
to build on this progress and work to
ensure clean air for all Americans,
including those in underserved and
overburdened communities. Among
other things, EPA will take regulatory
action to review and implement healthbased air quality standards for criteria
pollutants such as particulate matter
(PM); limit emissions of harmful air
pollution from both stationary and
mobile sources; address sources of
hazardous air pollution (HAP), such as
ethylene oxide, that disproportionately
affect communities with environmental
justice concerns; and protect downwind
communities from linked sources of air
pollution that cross state lines. Along
with the full set of CAA actions listed
in the regulatory agenda, the following
high priority actions will allow EPA to
continue its progress in reducing
harmful air pollution.
• National Ambient Air Quality
Standards for Particulate Matter
Reconsideration (PM NAAQS
Reconsideration).
Under the Clean Air Act Amendments
of 1977, EPA is required to review and
if appropriate revise the air quality
criteria for the primary (health-based)
and secondary (welfare-based) national
ambient air quality standards (NAAQS)
every 5 years. On December 18, 2020,
the EPA published a final decision
retaining the NAAQS for particulate
matter (PM), which was the subject of
several petitions for reconsideration as
well as petitions for judicial review. As
directed in Executive Order 13990,
‘‘Protecting Public Health and the
Environment and Restoring Science to
Tackle the Climate Crisis,’’ signed by
President Biden on January 20, 2021,
EPA is undertaking a reconsideration of
the December 2020 decision to retain
the PM NAAQS because the available
scientific evidence and technical
information indicate that the current
standards may not be adequate to
protect public health and welfare, as
required by the Clean Air Act. As part
of this reconsideration, EPA developed
a Supplement to the 2019 PM Integrated
Science Assessment (ISA) and a Policy
Assessment to take into account the
most up-to-date science on public
health impacts of PM and engaged with
the chartered Clean Air Scientific
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9472
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Advisory Committee (CASAC) and a
newly constituted expert CASAC PM
panel. The notice of proposed
rulemaking was signed on January 5,
2023. The EPA proposed to revise the
primary annual PM2.5 standard from its
current level of 12.0 mg/m3 to within the
range of 9.0 to 10.0 mg/m3, while
proposing to retain the primary 24-hour
PM2.5 standard, the primary 24-hour
PM10 standard, and the secondary PM
standards. The EPA also proposed
revisions to the Air Quality Index (AQI)
and to the PM2.5 monitoring network.
The EPA held a public hearing in
February 2023, where more than 300
individuals provided oral testimony.
The EPA also received more than
700,000 written public comments from
individuals, environmental and public
health organizations, industries, federal,
state, and local representatives, and
tribes and tribal groups. The EPA has
also provided other opportunities for
public engagement throughout the
reconsideration, including public
meetings of the CASAC, and tribal
consultation offers and informational
meetings. EPA intends to issue a final
rule in fall 2023.
• Review of the Secondary National
Ambient Air Quality Standards for
Ecological Effects of Oxides of Nitrogen,
Oxides of Sulfur and Particulate Matter
(Ecological Effects of NOX, SOX and PM
Secondary NAAQS Review).
Under the Clean Air Act, the EPA is
required to review and, if appropriate,
revise the air quality criteria and
national ambient air quality standards
(NAAQS) every 5 years. On April 3,
2012, the EPA published a final rule in
which the Agency determined to retain
the current secondary standards
(welfare-based) for nitrogen oxides
(NOX) and for sulfur oxides (SOX). On
January 15, 2013, the EPA published a
final rule in which the Agency retained
the secondary standards for particulate
matter. The current review of the air
quality criteria and secondary standards
for ecological effects of SOX, NOX and
particulate matter includes the
preparation of an Integrated Science
Assessment and a Policy Assessment by
the EPA, with opportunities for review
by the EPA’s Clean Air Scientific
Advisory Committee (CASAC) and the
public. These documents will inform
the Administrator’s proposed decision
as to whether to retain or revise the
standards. The proposed decision
would be published in the Federal
Register with opportunity provided for
public comment. The Administrator’s
final decisions would take into
consideration these documents, CASAC
advice, and public comment on the
proposed decision. Opportunities for
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
public engagement and sharing of
information concerning this NAAQS
review will include public hearings,
tribal consultation, informational
meetings, and through the CASAC
public meetings.
• NESHAP: Coal-and Oil-Fired
Electric Utility Steam Generating UnitsReview of the Residual Risk and
Technology Review.
• On February 16, 2012, EPA
promulgated National Emission
Standards for Hazardous Air Pollutants
for Coal- and Oil-fired Electric Utility
Steam Generating Units (77 FR 9304).
The rule (40 CFR part 63, subpart
UUUUU), commonly referred to as the
Mercury and Air Toxics Standards
(MATS), includes standards to control
hazardous air pollutant (HAP) emissions
from new and existing coal- and oilfired electric utility steam generating
units (EGUs) located at both major and
area sources of HAP emissions. There
have been several regulatory actions
regarding MATS since February 2012,
including a May 22, 2020, action that
withdrew EPA’s threshold finding that
it is appropriate and necessary to
regulate hazardous air pollution from
power plants under section 112 of the
CAA, and finalized the residual risk and
technology review (RTR) conducted for
the Coal- and Oil-Fired EGU source
category regulated under MATS (85 FR
31286). As directed by Executive Order
13990, EPA has reviewed the May 2020
final action. After this review, based on
the best available science, EPA issued a
final action on February 15, 2023, that
reinstated the Agency’s appropriate and
necessary finding for MATS. Following
a review of the RTR portion of the May
2020 final action, EPA also proposed to
update and strengthen the MATS on
April 24, 2023 (88 FR 24854). (88 FR
13956). The proposal reflects feedback
EPA received from representatives from
local and state governments, industry
groups, and environmental
organizations. Additional public input
will inform EPA as the final regulation
is developed. For example, the Agency
held a virtual public hearing on May 9,
2023, where 93 speakers provided oral
testimony. EPA also participated in a
National Tribal Air Association/EPA Air
Policy Update Call on May 25, 2023, to
inform attendees about the rule and how
to submit comments to the docket.
Written comments were accepted during
the 60-day comment period until June
23, 2023. EPA intends to issue a final
rule addressing the RTR in 2024.
• National Emission Standards for
Hazardous Air Pollutants: Ethylene
Oxide Commercial Sterilization and
Fumigation Operations.
PO 00000
Frm 00182
Fmt 4701
Sfmt 4702
In this action, EPA is conducting the
second residual risk and technology
review for the National Emission
Standards for Hazardous Air Pollutants
for ethylene oxide commercial
sterilizers and considering potential
updates to the rule. The proposed rule
was published in April 2023 (88 FR
22790). If finalized as proposed, the rule
would reduce ethylene oxide emissions
by 80% and would reduce lifetime
cancer risk in all impacted communities
to acceptable levels, many of which
have environmental justice concerns.
Prior to proposal, EPA issued an
advance notice of proposed rulemaking
that solicited comment from
stakeholders, undertook a Small
Business Advocacy Review panel,
which is needed when there is the
potential for significant economic
impacts to small businesses from any
regulatory actions being considered, and
conducted outreach meetings within the
communities affected by the highest-risk
facilities as well as engagement with
state and local governments. The
comment period for this proposal
concluded on June 27, 2023, and EPA
intends to issue a final rule by March
2024.
• Review of Final Rule
Reclassification of Major Sources as
Area Sources Under Section 112 of the
Clean Air Act.
In 2019, EPA issued a proposed rule
that would allow major sources of
hazardous air pollutants (HAP) subject
to National Emissions Standards for
Hazardous Air Pollutants (NESHAP) to
reclassify to area source status by taking
limits on their potential to emit such
that they are no longer subject to major
source NESHAP. The final rule,
Reclassification of Major Sources as
Area Sources Under section 112 of the
Clean Air Act (Major MACT to AreaMM2A final rule), was promulgated on
November 19, 2020. (See 85 FR 73854)
The MM2A final rule became effective
on January 19, 2021. As directed by
Executive Order 13990, ‘‘Protecting
Public Health and the Environment and
Restoring Science to Tackle the Climate
Crisis,’’ EPA has reviewed the MM2A
action and published for comment a
notice of proposed rulemaking to
determine whether changes are
necessary for sources seeking to
reclassify from major source status to
area source status. This proposal reflects
engagement with state and local
agencies, representatives of
communities, and other stakeholders.
• Revisions to the Air Emission
Reporting Requirements (AERR).
On August 8, 2023 (88 FR 54118), the
EPA proposed revisions to the Air
Emissions Reporting Requirements in 40
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
CFR part 51, subpart A. The existing
AERR rule was last revised on February
19, 2015 (80 FR 8787). EPA is proposing
new requirements to improve the
quality and completeness of HAP
emissions data from stationary sources
and all pollutant emissions from
prescribed fires. Specifically, the EPA is
proposing to require certain sources
report information regarding emission of
hazardous air pollutants (HAP); certain
sources to report criteria air pollutants,
their precursors and HAP; and to
require State, local, and certain tribal air
agencies to report prescribed fire data.
Further, EPA is considering how best to
quantify emissions from intermittent
sources such as backup generators; how
to obtain data from permitted facilities
in Indian Country when a Tribe is not
required to report emissions data; and
how to address known data gaps,
streamline processes, and improve data
quality, documentation, and
transparency for nonpoint and mobile
sources. The proposed revisions also
include changes for reporting data on
airports, rail yards, commercial marine
vessels, locomotives, and nonpoint
sources. This proposed action would
allow for EPA to annually collect
(starting in 2027), hazardous air
pollutant (HAP) emissions data for point
sources in addition to continuing the
criteria air pollutant and precursor
(CAP) collection in place under the
existing AERR. The proposed
amendments would ensure that EPA has
sufficient information to identify and
solve air quality and exposure problems
and ensure that communities have the
data needed to understand significant
environmental risks that may be
impacting them.
• NSPS for the Synthetic Organic
Chemical Manufacturing Industry and
NESHAP for the Synthetic Organic
Chemical Manufacturing Industry and
Group I & II Polymers and Resins
Industry.
This action will address the agency’s
technology review under Clean Air Act
(CAA) section 112(d)(6) of the National
Emission Standards for Hazardous Air
Pollutants (NESHAP) for four subparts
in 40 CFR part 63 (subparts F, G, H, and
I) which are commonly referred to
together as the Hazardous Organic
NESHAP (HON) and that apply to the
Synthetic Organic Chemical
Manufacturing Industry (SOCMI) and to
equipment leaks from certain nonSOCMI processes. This action will also
address the agency’s technology review
of the NESHAP for two subparts in 40
CFR part 63 (subparts U and W) that
apply to the Group I and Group II
Polymers and Resins industries. The
HON standards were most recently
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
updated when the agency conducted a
residual risk and technology review
(RTR) on December 21, 2006. Similarly,
the Group I and II Polymers and Resins
NESHAP were most recently updated
when the agency conducted its RTR on
December 16, 2008, and April 21, 2011.
The HON and Group I and II Polymers
and Resins NESHAP contain maximum
achievable control technology (MACT)
standards for controlling emissions of
hazardous air pollutants (HAP) from
process vents, storage vessels, transfer
operations, heat exchange systems,
wastewater streams, and equipment
leaks. The HAP emitted from these
emission sources include, but are not
limited to, ethylene oxide, benzene, 1,3butadiene, vinyl chloride, ethylene
dichloride, methanol, hexane, toluene,
xylenes, and chloroprene.
The agency also plans to consider
risks from the SOCMI source category
and from the Neoprene Production
source category in the Group I Polymers
and Resins NESHAP during its
technology review and to ensure the
standards continue to provide an ample
margin of safety to protect public health.
Lastly, this action will also address the
agency’s review, under CAA section
111(b)(1)(B), of four New Source
Performance Standards (NSPS) in 40
CFR part 60 (subparts III, NNN, RRR,
and VVa) for emissions of Volatile
Organic Compound (VOC) from SOCMI
air oxidation unit processes, SOCMI
distillation operations, SOCMI reactor
processes, and equipment leaks located
at SOCMI sources. These subparts were
originally promulgated pursuant to
section 111(b) of the CAA on June
29,1990 (subparts III and NNN), August
31, 1993 (subpart RRR), and November
16, 2007 (subpart VVa). On April 25,
2023, the EPA published a proposed
rulemaking in the Federal Register (see
88 FR 25080) for this action. In addition,
the EPA has conducted public outreach
activities, including hosting an
informational webinar on April 13,
2023, and holding a public hearing on
the proposed rulemaking on May 16,
2023. EPA intends to publish the final
action by March 2024.
Ensure Clean and Healthy Water for All
Communities
The Nation’s water resources are the
lifeblood of our communities,
supporting our health, economy, and
way of life. Clean and safe water is a
vital resource that is essential to the
protection of human health. EPA is
committed to ensuring clean and safe
water for all, including low-income
communities and communities of color,
children, the elderly, tribes, and
indigenous people. Since the enactment
PO 00000
Frm 00183
Fmt 4701
Sfmt 4702
9473
of the Clean Water Act (CWA) and the
Safe Drinking Water Act (SDWA), EPA
and its state and tribal partners have
made significant progress toward
improving the quality of our waters and
ensuring a safe drinking water supply.
Along with the full set of water actions
listed in the regulatory agenda, the
regulatory initiatives listed below will
help ensure that this important progress
continues.
• Effluent Limitations Guidelines and
Standards for the Steam Electric Power
Generating Point Source Category.
• On March 29, 2023, EPA published
a proposed rule to potentially
strengthen the Steam Electric Effluent
Limitations Guidelines and Standards
(ELGs) (40 CFR 423). EPA previously
revised the Steam Electric ELGs in 2015
and 2020. The proposed rule would
establish more stringent ELGs for two
wastestreams addressed in the 2020
‘‘Steam Electric Reconsideration Rule’’
(flue gas desulfurization wastewater and
bottom ash transport water). In addition,
the proposal would establish more
stringent effluent limitations and
standards for an additional wastestream
(combustion residual leachate) and
takes comment on potential revisions to
limitations and standards for a fourth
wastestream (legacy wastewater). The
first two wastestreams mentioned above
are the subject of current litigation
pending in the U.S. Court of Appeals for
the Fourth Circuit. Appalachian Voices,
et al. v. EPA, No. 20–2187 (4th Cir.). The
2015 limitations for combustion
residual leachate and legacy wastewater
discharged by existing sources were
vacated by the U.S. Court of Appeals for
the Fifth Circuit in Southwestern
Electric Power Co., et al. v. EPA, 920
F.3d 999 (5th Cir. 2019). EPA has
conducted outreach with Tribal
governments, state governments and
governmental organizations, and
potential communities with
environmental justice concerns on this
rulemaking.
• Per- and polyfluoroalkyl substances
(PFAS): Perfluorooctanoic acid (PFOA)
and perfluorooctanesulfonic acid
(PFOS) National Primary Drinking
Water Regulation Rulemaking.
• On March 3, 2021, EPA published
the Fourth Regulatory Determinations
(86 FR 12272), including a
determination to regulate
perfluorooctanoic acid (PFOA) and
perfluorooctanesulfonic acid (PFOS) in
drinking water. EPA is finalizing a
National Primary Drinking Water
Regulation (NPDWR) for PFOA, PFOS,
and other PFAS as part of this action.
EPA proposed the NPDWR for public
comment in March 2023. The Agency
anticipates issuing a final regulation in
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9474
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
late 2023 after considering public
comments on the proposal.
• National Primary Drinking Water
Regulations for Lead and Copper:
Regulatory Revisions.
EPA promulgated the final Lead and
Copper Rule Revision (LCRR) on
January 15, 2021, (86 FR 4198) and
subsequently reviewed those revisions
to further evaluate whether the LCRR
fully protected families and
communities (86 FR 71574; December
17, 2021) particularly those that have
been disproportionately impacted by
lead in drinking water. Through this
review, the Agency concluded that there
are significant opportunities to improve
the LCRR. EPA is developing a new
proposed NPDWR, the Lead and Copper
Rule Improvements (LCRI), to
strengthen the regulatory framework
and address lead in drinking water. EPA
expects to issue the proposed LCRI in
Fall 2023. The Agency anticipates
issuing a final regulation prior to
October 16, 2024, after considering
public comments on the proposal.
• Federal Baseline Water Quality
Standards for Indian Reservations.
On April 27, 2023, the EPA
Administrator signed a proposed rule to
establish federal baseline water quality
standards (WQS) for waters on Indian
reservations that do not have WQS
under the CWA. This proposed rule
would help advance President Biden’s
commitment to strengthening the
nation-to-nation relationships with
Indian country. Fifty years after
enactment of the CWA, over 80% of
Indian reservations do not have this
foundational protection expected by
Congress as laid out in the CWA for
their waters. Addressing this lack of
CWA-effective WQS for the waters of
more than 250 Indian reservations is a
priority for EPA, given that WQS are
central to implementing the water
quality framework of the CWA.
Promulgating baseline WQS would
provide more scientific rigor and
regulatory certainty to National
Pollutant Discharge Elimination System
(NPDES) permits for discharges to these
waters. Consistent with EPA’s
regulations, the baseline WQS include
designated uses, water quality criteria to
protect those uses, and antidegradation
policies to protect high quality waters.
EPA consulted with tribes in the
summer of 2021 during the pre-proposal
phase and in the summer of 2023,
concurrent with the public comment
period associated with the proposal.
• Water Quality Standards Regulatory
Revisions to Protect Tribal Reserved
Rights.
• Many tribes hold reserved rights to
resources on lands and waters where
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
states establish WQS, through treaties,
statutes, or other sources of federal law.
The U.S. Constitution defines treaties as
the supreme law of the land. On
November 28, 2022, the EPA
Administrator signed a proposed rule
that would, if finalized, revise the
federal WQS regulation to ensure that
WQS do not impair tribal reserved
rights by giving clear direction on how
to develop WQS where tribes hold
reserved rights. This proposed rule
would help EPA ensure protection of
resources reserved to tribes in treaties,
statutes, or other sources of federal law
when establishing, revising, and
reviewing WQS. The development of
this rule helps advance President
Biden’s commitment to strengthening
the nation-to-nation relationships with
tribes. EPA consulted with tribes in the
summer of 2021 during the pre-proposal
phase and in the winter of 2023,
concurrent with the public comment
period for the proposed rule. EPA is
working to expeditiously finalize the
proposed rule, taking into account
public comments.
Safeguard and Revitalize Communities
EPA works to improve the health and
livelihood of all Americans by cleaning
up and returning land to productive use,
preventing contamination, and
responding to emergencies. EPA
collaborates with other federal agencies,
industry, states, tribes, and local
communities to enhance the livability
and economic vitality 15 of
neighborhoods. Challenging and
complex environmental problems
persist at many contaminated
properties, including contaminated soil,
sediment, surface water, and
groundwater that can cause human
health concerns. EPA acts under several
different statutory authorities, including
the Resource Conservation and
Recovery Act (RCRA), and the
Comprehensive Environmental
Response, Compensation, and Liability
Act (CERCLA). EPA’s regulatory
program works to incorporate new
technologies and approaches to cleaning
up land to provide for an
environmentally sustainable future
more efficiently and effectively, as well
as to strengthen climate resilience and
to integrate environmental justice and
equitable development when returning
sites to productive use. Along with the
other land and emergency management
actions in the regulatory agenda, EPA
will take the following priority actions
to address the contamination of soil,
sediment, surface water, and
groundwater.
• PFAS: RCRA Listing and CERCLA
Designation.
PO 00000
Frm 00184
Fmt 4701
Sfmt 4702
Based on public health and
environmental protection concerns and
in response to several petitions which
requested EPA to take regulatory action
on PFAS under RCRA, EPA is
evaluating the existing toxicity and
health effects data on four PFAS
constituents to determine if they should
be listed as RCRA Hazardous
Constituents. If the existing data for the
four PFAS constituents support listing
any or all of these constituents as RCRA
hazardous constituents, EPA will
propose to list the constituents in a
Federal Register notice for public
comment. The four PFAS chemicals
EPA will evaluate are: perfluorooctanoic
acid (PFOA), perfluorooctane sulfonic
acid (PFOS), perfluorobutane sulfonic
acid (PFBS), hexafluoropropylene oxide
dimer acid (HFPO–DA or GenX). EPA
has communicated with interested
stakeholders about this action and will
do conduct additional outreach with the
public, organizations, states, tribal
groups, and affected parties following
publication of a proposed rule.
Under the Comprehensive
Environmental Response,
Compensation, and Liability Act of
1980, as amended (‘‘CERCLA’’ or
‘‘Superfund’’), the Environmental
Protection Agency (EPA or the Agency)
is moving to finalize the designation of
perfluorooctanoic acid (PFOA) and
perfluoro octane sulfonic acid (PFOS),
including their salts and structural
isomers, as hazardous substances.
CERCLA authorizes the Administrator
to promulgate regulations designating as
hazardous substances such elements,
compounds, mixtures, solutions, and
substances which, when released into
the environment, may present
substantial danger to the public health
or welfare or the environment. Such a
designation would ultimately facilitate
cleanup of contaminated sites and
reduce human exposure to these
‘‘forever’’ chemicals.
• Hazardous and Solid Waste
Management System: Addressing Coal
Combustion Residues from Electric
Utilities.
On April 17, 2015, the Environmental
Protection Agency (EPA or the Agency)
promulgated national minimum criteria
for existing and new coal combustion
residuals (CCR) landfills and existing
and new CCR surface impoundments.
On August 21, 2018, the D.C. Circuit
Court of Appeals issued its opinion in
the case of Utility Solid Waste Activities
Group, et al. v. EPA, which vacated and
remanded the provision that exempted
inactive impoundments at inactive
facilities from the CCR rule. In May
2023, EPA proposed regulations to
implement this part of the court
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
decision for inactive CCR surface
impoundments at inactive utilities, or
‘‘legacy CCR surface impoundments’’.
This proposal included adding a new
definition for legacy CCR surface
impoundments. EPA also proposed to
require such legacy CCR surface
impoundments to follow existing
regulatory requirements for fugitive
dust, groundwater monitoring, and
closure, or other technical requirements.
Finally, EPA proposed requirements for
CCR management units including a
facility evaluation and to follow existing
regulatory requirements for groundwater
monitoring, corrective action, and
closure for all CCR contamination
(regardless of how or when that CCR
was placed) at a regulated facility. After
reviewing the public comments on the
proposed rule, EPA will take final
action.
• Accidental Release Prevention
Requirements: Risk Management
Programs Under Clean Air Act, as
amended; Safer Communities by
Chemical Accident Prevention.
• On August 31, 2022, the
Environmental Protection Agency (EPA)
published proposed amendments to its
Risk Management Program (RMP)
regulations as a result of Agency review.
The proposed revisions included several
changes and amplifications to the
accident prevention program
requirements, enhancements to the
emergency preparedness requirements,
increased public availability of chemical
hazard information, and several other
changes to certain regulatory definitions
or points of clarification. Such
amendments seek to improve chemical
process safety; assist in planning,
preparedness, and responding to RMPreportable accidents; and improve
public awareness of chemical hazards at
regulated sources. EPA aims to release
the final rule by the end of 2023.
• Revisions to Standards for the Open
Burning/Open Detonation of Waste
Explosives.
• This rulemaking proposes to revise
regulations will consider revisions to
the regulations that allow for the open
burning and detonation (OB/OD) of
waste explosives. This allowance or
‘‘variance’’ to the prohibition on the
open burning of hazardous waste was
established at a time when there were
no alternatives to the safe treatment of
waste explosives. However, recent
findings from the National Academies of
Sciences, Engineering, and Medicine
and the EPA have determined identified
that safe alternatives that are potentially
applicable to many energetic/explosive
waste streams. Because there are
potentially safe alternatives in use today
that capture and treat emissions prior to
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
release, the EPA is considering revising
regulations to promote the broader use
of these alternatives, where applicable.
As part of the rule development process,
EPA has held two rounds of engagement
with states, territories, tribes,
environmental and community groups,
and owners/operators of OB/OD units.
• Definition of Hazardous Waste
Applicable to Corrective Action for
Solid Waste Management Units EPA is
considering a proposed rule that would
modify the regulations at 40 CFR part
264 to clarify that the definition of
hazardous waste found in RCRA section
1004(5) is applicable to corrective action
for releases from solid waste
management units. The proposed rule
would codify in regulation EPA’s
interpretation of its authority under
RCRA section 3004(u) and (v).
• Hazardous Substance Response
Worst Case Discharge Planning.
The Clean Water Act (CWA) provides
that regulations shall be issued ‘‘which
require an owner or operator of a tank
vessel or facility . . . to prepare and
submit . . . a plan for responding, to the
maximum extent practicable, to a worst
case discharge, and to a substantial
threat of such a discharge, of . . . a
hazardous substance.’’ EPA was sued for
failure to fulfill this mandatory duty
imposed by Congress. This regulatory
action is being conducted under the
terms of a consent decree entered into
on March 12, 2020, which requires that
a proposed action is signed within 24
months of the final agreement and that
a final action follow within 30 months
of the publication of the proposed rule.
Subsequently, the Environmental
Protection Agency proposed a
regulatory action to require planning for
worst case discharges of CWA
hazardous substances under section
311(j)(5)(A). EPA plans to promulgate a
final rule by Spring 2024 meet the terms
of the Consent Decree.
Ensure Safety of Chemicals for People
and the Environment
EPA is responsible for ensuring the
safety of chemicals and pesticides for all
people at all life stages. Chemicals and
pesticides released into the environment
as a result their manufacture,
processing, distribution, use, or disposal
can threaten human health and the
environment. EPA gathers and assesses
information about the risks associated
with chemicals and pesticides and acts
to minimize risks and prevent
unreasonable risks to individuals,
families, and the environment. EPA acts
under several different statutory
authorities, including the Federal
Insecticide, Fungicide and Rodenticide
Act (FIFRA), the Federal Food, Drug and
PO 00000
Frm 00185
Fmt 4701
Sfmt 4702
9475
Cosmetic Act (FFDCA), the Toxic
Substances Control Act (TSCA), the
Emergency Planning and Community
Right-to-Know-Act (EPCRA), and the
Pollution Prevention Act (PPA). Using
best available science, the Agency will
continue to satisfy its overall directives
under these authorities and highlights
the following rulemakings intended for
release in FY2024:
• Collecting Data to Better
Understand the Environmental and
Human Health Impacts of Per- and
Polyfluoroalkyl Substances (PFAS).
Building on EPA’s completion of
actions identified in the PFAS Strategic
Roadmap that the EPA Administrator
announced on October 18, 2021, the
Agency is considering whether to add
PFAS chemicals to the list of chemicals
required to report to the Toxics Release
Inventory (TRI) Program under EPCRA
section 313 in furtherance of section
7321(d) of the National Defense
Authorization Act for Fiscal Year 2020
(NDAA), which directs EPA to add any
PFAS that EPA determines meet the
listing criteria by December 2023.
• Improving Procedures for Assessing
the Risks of New and Existing Chemical
Substances under TSCA.
As amended in 2016, TSCA requires
EPA to assess the risks of each new
chemical substance for which a notice
was received under TSCA section
5(a)(1) of the law and make an
affirmative determination on whether
such a new chemical substance presents
an unreasonable risk to human health or
the environment under known,
intended or reasonably foreseen
conditions of use before the submitter
may commence manufacturing or
processing of the chemical substance
that is the subject of the submitted
notice, and to take action as required in
association with the determination. On
May 26, 2023, EPA proposed to amend
the new chemicals procedural
regulations in 40 CFR parts 720, 721,
723, and 725 for the purpose of aligning
EPA’s processes and procedures with
the 2016 TSCA amendments and to
clarify and improve the efficiency of the
Agency’s review process (RIN 2070–
AK65). One of the major objectives of
the rulemaking is to reduce the need to
redo all or part of the risk assessment for
a new chemical by increasing the
quality of information initially
submitted in new chemicals notices,
ensuring that the Agency’s processes
result in the timely, effective
completion of new chemical risk
assessments. Another key objective of
the rulemaking is to improve the review
process for low volume exemptions
(LVEs) and low release and exposure
exemptions (LoREXs), which include
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9476
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
requiring EPA approval of an exemption
notice prior to commencement of
manufacture, making per- and
polyfluoroalkyl substances (PFAS)
categorically ineligible for these
exemptions, and providing that
persistent, bioaccumulative, toxic (PBT)
chemical substances are also ineligible
for these exemptions, consistent with
EPA’s 1999 PBT policy. EPA expects to
promulgate final revisions to the new
chemicals procedural regulations in
November 2024.
In addition, the 2016 TSCA
amendments require EPA to evaluate
the safety of existing chemicals via a
three-stage process: prioritization, risk
evaluation, and risk management. EPA
first prioritizes chemicals as either highor low-priority for risk evaluation. EPA
then evaluates high-priority chemicals
for unreasonable risk. As a result of
litigation challenging the 2017 final rule
that established EPA’s procedural
framework for conducting existing
chemical risk evaluations under TSCA,
and in consideration of Executive Order
13990, the Agency proposed to amend
that framework in order to better align
the Agency’s processes with the
statutory text and structure and
Congress’ intent in the 2016
amendments to TSCA (RIN 2070–
AK90). Key provisions of the proposed
rule include clarifications regarding the
required scope of risk evaluations,
considerations related to peer review,
the process for revisiting a completed
risk evaluation, requirements for
manufacturer-requested risk evaluations
and related information-gathering
provisions, provisions addressing
violations and penalties, and other
aspects based on lessons learned in the
process of carrying out the first 10 TSCA
risk evaluations. EPA expects to
promulgate final revisions in April
2024.
• Addressing the Unreasonable Risk
of Existing Chemical Substances under
TSCA.
• Upon determining that an existing
chemical presents an unreasonable risk
of injury to health or the environment,
the Agency must immediately initiate
an action to apply, by rule, requirements
under TSCA to eliminate the
unreasonable risk. EPA may consider a
range of risk management options under
TSCA in such a rule, including labeling,
recordkeeping or notice requirements,
actions to reduce human exposure or
environmental release, or a ban of the
chemical or of certain uses. After
determining that the chemical
substances present unreasonable risk
under their conditions of use, the
Agency intends to propose risk
management regulations for addressing
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
the unreasonable risks of 1bromopropane (RIN 2070–AK73) and nmethylpyrrolidone (RIN 2070–AK85)
and promulgate final rules addressing
the unreasonable risks of chrysotile
asbestos (RIN 2070–AK86), methylene
chloride (RIN 2070–AK70), and
trichloroethylene (RIN 2070–AK83) by
Spring 2024, and to issue final risk
management regulations addressing the
unreasonable risks of carbon
tetrachloride (RIN 2070–AK82) and
perchloroethylene (RIN 2070–AK84) in
Summer 2024. The Agency has
undertaken extensive outreach and
consultation efforts throughout the
development of these actions. In
addition to stakeholder outreach
conducted throughout the risk
evaluation and risk management
rulemaking processes for these chemical
substances, EPA also consulted with
State, local, and Tribal government
officials, and held public environmental
justice consultations to further
opportunities for underserved and
overburdened communities to share
information and input with the Agency
prior to proposal. When applicable, EPA
also convened Small Business Advocacy
Review Panels and consulted with small
entity representatives as required under
the Regulatory Flexibility Act (5 U.S.C.
601, et seq.) to provide advice and
recommendations to ensure that EPA
carefully considers small entity
concerns. Further, the Agency has
hosted public webinars to brief
stakeholders on proposed risk
management regulations that have
published in the Federal Register and to
receive additional public input in
addition to written public comments
submitted to the rulemaking dockets.
EPA’s chemical risk management efforts
reflect the feedback we have received
from the various stakeholders and
government officials, and the Agency
will continue these practices of sharing
information and seeking input. For more
information about the Agency’s public
involvement efforts, please visit https://
www.epa.gov/assessing-and-managingchemicals-under-tsca/risk-managementexisting-chemicals-under-tsca#meetings
and https://www.epa.gov/reg-flex/smallbusiness-advocacy-review-sbar-panels.
• Reevaluating Changes to the DustLead Hazard Standards and Dust-Lead
Post-Abatement Clearance Levels under
TSCA.
The Agency’s dust-lead hazard
standards (DLHS) provide the basis for
risk assessors to determine whether
dust-lead hazards are present, and apply
to target housing (i.e., most pre-1978
housing) and child-occupied facilities
(pre-1978 non-residential properties
where children 6 years of age or under
PO 00000
Frm 00186
Fmt 4701
Sfmt 4702
spend a significant amount of time such
as daycare centers and kindergartens).
EPA’s dust-lead clearance levels (DLCL)
indicate the amount of lead in dust on
a surface following the completion of an
abatement activity. On July 9, 2019, EPA
promulgated a final rule to lower the
DLHS, and on January 6, 2021, EPA
promulgated a final rule to lower the
DLCL. On May 14, 2021, the United
States Court of Appeals for the Ninth
Circuit issued an opinion to remand
without vacatur the 2019 DLHS final
rule and directed EPA to reconsider the
2019 DLHS rule in conjunction with a
reconsideration of the DLCL. Notably,
the Court instructed EPA to consider
only health factors when setting the
DLHS while affirming that the Agency
is able to consider reliability,
effectiveness, and safety, including nonhealth factors such as laboratory
capabilities/capacity and achievability,
when setting the DLCL. As part of EPA’s
efforts to reduce childhood lead
exposure, and in accordance with the
U.S. Court of Appeals for the Ninth
Circuit 2021 opinion, EPA proposed on
August 1, 2023, to lower the DLHS from
10 micrograms per square foot (mg/ft2)
and 100 mg/ft2 for floors and window
sills to any reportable level as analyzed
by a laboratory recognized by EPA’s
National Lead Laboratory Accreditation
Program. EPA also proposed to change
the DLCL from 10 mg/ft2, 100 mg/ft2 and
400 mg/ft2 for floors, windowsills, and
window troughs to 3 mg/ft2, 20 mg/ft2,
and 25 mg/ft2, respectively. The Agency
consulted with State, local and Tribal
government officials during the
rulemaking. EPA expects to promulgate
final revisions to the DLHS and DLCL
(RIN 2070–AK91) in October 2024 and
will continue its efforts to engage its
partners to ensure the successful
implementation of the amended hazard
standards and clearance levels.
Rules Expected To Affect Small Entities
By better coordinating small business
activities, EPA aims to improve its
technical assistance and outreach
efforts, minimize burdens to small
businesses in its regulations, and
simplify small businesses’ participation
in its voluntary programs. Actions that
may affect small entities can be tracked
on EPA’s Regulatory Flexibility website
(https://www.epa.gov/reg-flex) at any
time.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
EPA—OFFICE OF AIR AND RADIATION
(OAR)
Proposed Rule Stage
ddrumheller on DSK120RN23PROD with PROPOSALS2
190. Review of the Secondary National
Ambient Air Quality Standards for
Ecological Effects of Oxides of Nitrogen,
Oxides of Sulfur and Particulate Matter
[2060–AS35]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 42 U.S.C. 7401 et seq.
Clean Air Act
CFR Citation: 40 CFR 50.
Legal Deadline: None.
Abstract: Under the Clean Air Act, the
EPA is required to review and, if
appropriate, revise the air quality
criteria and national ambient air quality
standards (NAAQS) every 5 years. On
April 3, 2012, the EPA published a final
rule in which the Agency determined to
retain the current secondary standards
(welfare-based) for nitrogen oxides
(NOX) and for sulfur oxides (SOX). On
January 15, 2013, the EPA published a
final rule in which the Agency retained
the secondary standards for particulate
matter. The current review of the air
quality criteria and secondary standards
for ecological effects of SOX, NOX and
particulate matter includes the
preparation of an Integrated Science
Assessment and a Policy Assessment by
the EPA, with opportunities for review
by the EPA’s Clean Air Scientific
Advisory Committee (CASAC) and the
public. These documents will inform
the Administrator’s proposed decision
as to whether to retain or revise the
standards. The proposed decision
would be published in the Federal
Register with opportunity provided for
public comment. The Administrator’s
final decisions would take into
consideration these documents, CASAC
advice, and public comment on the
proposed decision. Opportunities for
public engagement and sharing of
information concerning this NAAQS
review will include public hearings,
tribal consultation, informational
meetings, and through the CASAC
public meetings.
Statement of Need: Under the Clean
Air Act Amendments of 1977, EPA is
required to review and if appropriate
revise the air quality criteria and
national ambient air quality standards
(NAAQS) every 5 years. On April 3,
2012, EPA published a final rule
retaining the Secondary NAAQS for
NO2 and SO2, without revision. On
August 29, 2013, EPA announced that it
is reviewing the April 2012 decision on
the secondary air quality standards for
NO2 and SO2. On December 3, 2014,
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
EPA announced it is reviewing the
secondary air quality standards for
particulate matter.
Summary of Legal Basis: Under the
Clean Air Act Amendments of 1977,
EPA is required to review and if
appropriate revise the air quality criteria
and the primary (health-based) and
secondary (welfare-based) national
ambient air quality standards (NAAQS)
every 5 years.
Alternatives: The main alternatives for
the Administrator’s decision on the
review of the secondary national
ambient air quality standards for NOX,
SOX and PM include retaining or
revising the existing standards.
Anticipated Cost and Benefits: When
the Agency proposes revisions to the
standards, the Agency prepares a
Regulatory Impact Analysis (RIA) to
provide the public with illustrative
estimates of the potential costs and
health and welfare benefits of attaining
the revised standards. However, the
Clean Air Act makes clear that the
economic and technical feasibility of
attaining standards are not to be
considered in setting or revising the
NAAQS, although such factors may be
considered in the development of state
plans to implement the standards.
Risks: The review builds on the
review of the NOX and SOX NAAQS,
completed in 2012, and includes
preparation by EPA of an Integrated
Review Plan, an Integrated Science
Assessment, and a Policy Assessment,
which includes a risk/exposure
assessment, with opportunities for
review by the EPA’s Clean Air Scientific
Advisory Committee (CASAC) and the
public. The final versions of these
documents will inform the
Administrator’s proposed decisions on
whether to revise or retain the
Secondary NOX SOX and PM NAAQS.
The Administrator’s final decisions on
whether to revise or retain the
Secondary NOX SOX and PM NAAQS
will take into consideration the
scientific evidence and quantitative
analyses presented in these documents,
CASAC advice, and public comment on
the proposed decision.
Timetable:
Action
Date
Notice ..................
Notice ..................
NPRM ..................
I
08/22/18
05/31/23
04/00/24
FR Cite
83 FR 42497
88 FR 34852
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected:
Undetermined.
Additional Information:
PO 00000
Frm 00187
Fmt 4701
Sfmt 4702
9477
Agency Contact: Ginger Tennant,
Environmental Protection Agency,
Office of Air and Radiation 109 T.W.
Alexander Drive, Mail Code C504–06,
Research Triangle Park, NC 27711,
Phone: 919 541–4072, Fax: 919 541–
0237, Email: tennant.ginger@epa.gov.
Karen Wesson, Environmental
Protection Agency, Office of Air and
Radiation, 109 T.W. Alexander Drive,
Mail Code C504–06, Research Triangle
Park, NC 27711, Phone: 919 541–3515,
Email: wesson.karen@epa.gov.
RIN: 2060–AS35
EPA–OAR
191. NSPS for GHG Emissions From
New, Modified, and Reconstructed
Fossil Fuel—Fired EGUS; Emission
Guidelines for GHG Emissions From
Existing Fossil Fuel—Fired EGUS; and
Repeal of the ACE RULE [2060–AV09]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7411 Clean
Air Act; 42 U.S.C. 7414 and 7601
CFR Citation: 40 CFR 60, subpart
TTTT; 40 CFR 60 subpart UUUUa.
Legal Deadline: None.
Abstract: Fossil fuel-fired electric
generating units (EGUs) are the nation’s
second largest source of greenhouse gas
(GHG) pollution. In May 2023, EPA
proposed to set limits for new gas-fired
combustion turbines, existing coal, oil
and gas-fired steam generating units,
and certain existing gas-fired
combustion turbines. Consistent with
EPA’s traditional approach to
establishing pollution standards for
power plants under section 111 of the
Clean Air Act, the proposed standards
are based on technologies such as
carbon capture and sequestration/
storage (CCS), low-GHG hydrogen cofiring, and natural gas co-firing, which
can be applied directly to power plants
that use fossil fuels to generate
electricity. As laid out in section 111 of
the Clean Air Act, the proposed new
source performance standards (NSPS)
and emission guidelines reflect the
application of the best system of
emission reduction (BSER) that, taking
into account costs, energy requirements,
and other statutory factors, is adequately
demonstrated for the purpose of
improving the emissions performance of
the covered electric generating units.
EPA anticipates promulgating final
rules by spring 2024.
Statement of Need: New EGUs are a
significant source of GHG emissions.
This action will evaluate options to
reduce those emissions.
Summary of Legal Basis: Clean Air
Act section 111(b) provides the legal
E:\FR\FM\09FEP2.SGM
09FEP2
9478
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
framework for establishing greenhouse
gas emission standards for new electric
generating units.
Alternatives: EPA evaluated several
options for reducing GHG emissions
from new EGUs including carbon
capture and sequestration/storage (CCS),
low-GHG hydrogen co-firing, natural gas
co-firing, efficient generation, and use of
clean fuels.
Anticipated Cost and Benefits:
Undetermined.
Risks: Undetermined.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Supplemental
NPRM.
Supplemental
Comment Period End.
Final Rule ............
FR Cite
05/23/23
07/24/23
88 FR 33240
11/20/23
88 FR 80682
12/20/23
04/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Energy Effects: Statement of Energy
Effects planned as required by Executive
Order 13211.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Additional Information:
Sectors Affected: 22111 Electric
Power Generation; 221112 Fossil Fuel
Electric Power Generation.
URL For More Information: https://
www.federalregister.gov/d/2023-10141.
Agency Contact: Lisa Thompson,
Environmental Protection Agency,
Office of Air and Radiation, 109 T.W.
Alexander Drive, Mail Code D243–01,
Research Triangle Park, NC 27711,
Phone: 919 541–9775, Email:
thompson.lisa@epa.gov.
Nick Hutson, Environmental
Protection Agency, Office of Air and
Radiation, 109 T.W. Alexander Drive,
Mail Code D243–01, Research Triangle
Park, NC 27711, Phone: 919 541–2968,
Fax: 919 541–4991, Email: hutson.nick@
epa.gov.
Related RIN: Related to 2060–AT56
RIN: 2060–AV09
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
EPA—OAR
192. Review of Final Rule
Reclassification of Major Sources as
Area Sources Under Section 112 of the
Clean Air Act [2060–AV20]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 7401 et seq.
CAA; 42 U.S.C. 7414; 42 U.S.C. 7601
CFR Citation: 40 CFR 63.1.
Legal Deadline: None.
Abstract: The final rule,
Reclassification of Major Sources as
Area Sources Under Section 112 of the
Clean Air Act (Major MACT to AreaMM2A final rule), was promulgated on
November 19, 2020. (See 85 FR 73854)
The MM2A final rule became effective
on January 19, 2021. On January 20,
2021, President Biden issued Executive
Order 13990 Protecting Public Health
and the Environment and Restoring
Science to Tackle the Climate Crisis.
The EPA has identified the MM2A final
rule as an action being considered
pursuant section (2)(a) of Executive
Order 13990. Under this review, EPA, as
appropriate and consistent with the
Clean Air Act section 112, published for
comment a notice of proposed
rulemaking reviewing the MM2A final
rule. As the Agency developed this
proposal, we sought to increase
participation and engagement of
members of the public affected by this
action. The agency held multiple preproposal outreach meetings with
environmental non-governmental
organizations representing communities
as well as associations of state/local
government agencies.
Statement of Need: The EPA issued a
notice of proposed rulemaking of EPA’s
review of the final rule Reclassification
of Major Sources as Area Sources Under
section 112 of the Clean Air Act (Major
MACT to Area- MM2A final rule)
pursuant Executive Order 13990.
Pursuant section (2)(a) of Executive
Order 13990 Protecting Public Health
and the Environment and Restoring
Science to Tackle the Climate Crisis, the
EPA is to review the MM2A final rule
and as appropriate and consistent with
the Clean Air Act section 112, to
publish for comment a notice of
proposed rulemaking either suspending,
revising, or rescinding the MM2A final
rule.
Summary of Legal Basis: The EPA
issued a final rulemaking on November
19, 2020. The final MM2A rule provides
that a major source can be reclassified
to area source status at any time upon
reducing its potential to emit (PTE)
hazardous air pollutants (HAP) to below
the major source thresholds (MST) of 10
tons per year (tpy) of any single HAP
and 25 tpy of any combination of HAP.
PO 00000
Frm 00188
Fmt 4701
Sfmt 4702
Pursuant section (2)(a) of Executive
Order 13990 Protecting Public Health
and the Environment and Restoring
Science to Tackle the Climate Crisis, the
EPA is to review the MM2A final rule
and as appropriate and consistent with
the Clean Air Act section 112, to
publish for comment a notice of
proposed rulemaking either suspending,
revising, or rescinding the MM2A final
rule.
Alternatives: The EPA will take
comments on the review of the final
MM2A and EPA’s proposed rulemaking
either suspending, revising, or
rescinding the MM2A final rule.
Anticipated Cost and Benefits: The
proposed action does not have
quantified costs or benefits.
Risks: The proposed action does not
address public health risks.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
09/27/23
11/13/23
I
FR Cite
88 FR 66336
05/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State, Tribal.
Additional Information:
Agency Contact: Nathan Topham,
Environmental Protection Agency,
Office of Air and Radiation, 109 T.W.
Alexander Drive, Mail Code D243–02,
Research Triangle Park, NC 27711,
Phone: 919 541–0483, Fax: 919 541–
4991, Email: topham.nathan@epa.gov.
Brian Shrager, Environmental
Protection Agency, Office of Air and
Radiation, E143–01, Research Triangle
Park, NC 27711, Phone: 919 541–7689,
Fax: 919 541–5450, Email:
shrager.brian@epa.gov.
Related RIN: Related to 2060–AM75
RIN: 2060–AV20
EPA–OAR
193. Phasedown of
Hydrofluorocarbons: Management of
Certain Hydrofluorocarbons and
Substitutes Under Subsection (H) of the
American Innovation and
Manufacturing Act of 2020 [2060–
AV84]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
Legal Authority: 42 U.S.C. 7675
CFR Citation: 40 CFR 84.
Legal Deadline: None.
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Abstract: This proposed rulemaking
would establish requirements for the
management of certain HFCs and their
substitutes under subsection (h) of the
AIM Act. Specifically, this proposal
considers provisions to control, where
appropriate, practices, processes, or
activities regarding the servicing, repair,
disposal, or installation of equipment,
for the purposes of maximizing the
reclamation and minimizing the release
of certain HFCs from equipment and
ensuring the safety of technicians and
consumers. Among other provisions,
EPA is proposing emissions reduction
requirements for certain equipment
containing HFCs and their substitutes as
well as requirements for the reclaiming
of HFCs.
Statement of Need: The EPA issued a
notice of proposed rulemaking to meet
the statutory provisions of subsection
(h) of the American Innovation and
Manufacturing (AIM) Act of 2020.
Summary of Legal Basis: The
American Innovation and
Manufacturing (AIM) Act, enacted on
December 27, 2020, provides EPA new
authorities to address
hydrofluorocarbons (HFCs) in three
main areas: phasing down the
production and consumption of listed
HFCs, maximizing reclamation and
minimizing releases of these HFCs and
their substitutes in equipment (e.g.,
refrigerators and air conditioners), and
facilitating the transition to nextgeneration technologies by restricting
the use of HFCs in particular sectors or
subsectors. Subsection (h) of the AIM
Act requires EPA to establish
regulations to control, where
appropriate, practices, processes, or
activities regarding the servicing, repair,
disposal, or installation of equipment,
for the purpose of maximizing the
reclamation and minimizing the release
of certain HFCs from equipment and
ensuring the safety of technicians and
consumers.
Alternatives: In the proposed rule,
EPA requested comments on alternative
approaches and compliance dates for
the various provisions. For example,
EPA requested comment on alternative
compliance dates for the proposed fire
suppression requirements.
Anticipated Cost and Benefits: The
Agency prepared a Regulatory Impact
Analysis (RIA) Addendum. Taking into
account both benefits and compliance
costs over the 2025–2050 time period, it
is estimated that the proposed rule
would result in present value net benefit
(benefits minus compliance costs), of
$6.1 billion (with compliance costs
discounted at three percent).
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Risks: EPA is still evaluating the
scope and risks associated with a
prospective rule.
Timetable:
Action
Date
Notice ..................
NPRM ..................
NPRM Comment
Period End.
10/17/22
10/19/23
12/18/23
Final Rule ............
FR Cite
87 FR 62843
88 FR 72216
To Be Determined
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact: Annie Kee,
Environmental Protection Agency,
Office of Air and Radiation, 1200
Pennsylvania Avenue NW, Washington,
DC 20460, Phone: 202 564–2056, Email:
kee.annie@epa.gov.
Christian Wisniewski, Environmental
Protection Agency, Office of Air and
Radiation, 1200 Pennsylvania Avenue
NW, Washington, DC 20460, Phone: 202
564–0417, Email: wisniewski.christian@
epa.gov.
RIN: 2060–AV84
EPA—OAR
194. Phasedown of
Hydrofluorocarbons: Review and
Renewal of Eligibility for Application–
Specific Allowances [2060–AV98]
Priority: Other Significant.
Legal Authority: American Innovation
and Manufacturing (AIM) Act of 2020
(42 U.S.C. 7675)
CFR Citation: 40 CFR 84.
Legal Deadline: None.
Abstract: The AIM Act identifies six
applications that are to receive ‘‘the full
quantity of [HFC] allowances necessary,
based on projected, current, and
historical trends,’’ under the allowance
allocation program through the end of
2025. The six applications are a
propellant in metered dose inhalers,
defense sprays, structural composite
preformed polyurethane foam for
marine use and trailer use, the etching
of semiconductor material or wafers and
the cleaning of chemical vapor
deposition chambers within the
semiconductor manufacturing sector,
mission-critical military end uses, and
onboard aerospace fire suppression.
EPA can renew this status for up to five
years at a time based on statutory
criteria outlined in the AIM Act. This
PO 00000
Frm 00189
Fmt 4701
Sfmt 4702
9479
proposed rule will review and consider
whether to renew eligibility for each of
the six applications, consistent with this
statutory process under AIM subsection
(e)(4)(B). Additionally, EPA intends to
establish how it will review eligibility if
petitioned for inclusion of additional
applications and to consider revisions to
existing regulatory requirements.
Statement of Need: This rule is
required to meet the statutory
provisions of subsection (e) of the AIM
Act.
Summary of Legal Basis: The
American Innovation and
Manufacturing (AIM) Act, enacted on
December 27, 2020, provides EPA
authority to address hydrofluorocarbons
(HFCs) in three main areas: phasing
down the production and consumption
of listed HFCs, maximizing reclamation
and minimizing releases of these HFCs
and their substitutes in equipment (e.g.,
refrigerators and air conditioners), and
facilitating the transition to nextgeneration technologies by restricting
the use of HFCs in particular sectors or
subsectors. Subsection (e)(iv)(B)
requires EPA to allocate the full
quantity of allowances necessary for 6
applications. Five years after enactment
of the AIM Act, the statute requires that
EPA review the 6 applications, and, if
the statutory criteria are met, authorize
the production or consumption, as
applicable, of any regulated substance
used in the application for renewable
periods of not more than 5 years for
exclusive use in the application.
Alternatives: The alternatives for
establishing a subsection (e)(4)(B) rule
are, for each application, to either
authorize the production or
consumption, as applicable, of any
regulated substance used in an
application for a renewable period of
not more than 5 years for exclusive use
in that application or to not extend the
provisions under (e)(4)(B)(iv).
Anticipated Cost and Benefits: EPA is
still evaluating the potential costs and
benefits of this prospective action, but
does not expect that this rule will have
a significant economic effect.
Risks: EPA is still evaluating the
scope and risks associated with a
prospective rule.
Timetable:
Action
NPRM ..................
Date
FR Cite
07/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Agency Contact: Nikita Naik,
Environmental Protection Agency,
Office of Air and Radiation,
E:\FR\FM\09FEP2.SGM
09FEP2
9480
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Washington, DC 20460, Phone: 202 564–
4957, Email: naik.nikita@epa.gov.
RIN: 2060–AV98
EAP—OFFICE OF CHEMICAL SAFETY
AND POLLUTION PREVENTION
(OCSPP)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Proposed Rule Stage
195. 1-Bromopropane (1-BP);
Regulation Under the Toxic Substances
Control Act (TSCA) [2070–AK73]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 15 U.S.C. 2605 Toxic
Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory,
August 12, 2021, TSCA section 6(c).
Final, Statutory, August 12, 2022,
TSCA section 6(c).
Abstract: This proposed rulemaking
will address the unreasonable risk of
injury to health presented by 1bromopropane (1–BP). Section 6(a) of
the Toxic Substances Control Act
(TSCA) requires EPA address by rule
any unreasonable risk identified in a
TSCA risk evaluation and apply
requirements to the extent necessary so
the chemical no longer presents
unreasonable risk. The Agency’s
development of this rule incorporates
significant stakeholder outreach and
public participation, including over 40
external meetings as well as required
Federalism, Tribal, and Environmental
Justice consultations and a Small
Businesses Advocacy Review Panel.
EPA’s risk evaluation for 1–BP,
describing the conditions of use, is in
docket EPA–HQ–OPPT–2019–0235,
with the 2022 unreasonable risk
determination and additional materials
in docket EPA–HQ–OPPT–2016–0741.
Statement of Need: This rulemaking is
needed to address the unreasonable risk
of 1-bromopropane that were identified
following a risk evaluation completed
under TSCA section 6(b). EPA reviewed
the exposures and hazards of 1bromopropane, the magnitude of risk,
exposed populations, severity of the
hazard, uncertainties, and other factors.
EPA sought input from the public and
peer reviewers as required by TSCA and
associated regulations.
Summary of Legal Basis: In
accordance with TSCA section 6(a), if
EPA determines in a final risk
evaluation completed under TSCA 6(b)
that the manufacture, processing,
distribution in commerce, use, or
disposal of a chemical substance or
mixture, or that any combination of
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
such activities, presents an
unreasonable risk of injury to health or
the environment, the Agency must issue
regulations requiring one or more of the
following actions to the extent necessary
so that the chemical substance no longer
presents an unreasonable risk: (1)
Prohibit or otherwise restrict
manufacture, processing, or distribution
in commerce of the substance, or limit
the amount of the substance which may
be manufactured, processed, or
distributed in commerce; (2) Prohibit or
otherwise restrict manufacture,
processing, or distribution in commerce
of the substance for a particular use or
for a particular use above a set
concentration, or limit the amount of
the substance which may be
manufactured, processed, or distributed
in commerce for a particular use or for
a particular use above a set
concentration; (3) Require minimum
warnings and instructions with respect
to use, distribution in commerce, or
disposal; (4) Require recordkeeping or
testing by manufacturers or processors;
(5) Prohibit or regulate any manner or
method of commercial use; (6) Prohibit
or regulate any manner or method of
disposal for commercial purposes; and/
or (7) Direct manufacturers or
processors to give notice of the
unreasonable risk to distributors, other
persons, and the public and replace or
repurchase the substance.
Alternatives: TSCA section 6(a)
requires EPA to address by rule
chemical substances that the Agency
determines present unreasonable risk
upon completion of a final risk
evaluation. As required under TSCA
section 6(c), EPA will consider one or
more primary alternative regulatory
actions as part of the development of a
proposed rule.
Anticipated Cost and Benefits: EPA
will prepare a regulatory impact
analysis as the Agency develops the
proposed rule.
Risks: The 2020 Risk Evaluation for
1–BP identified potential health effects
from short- and long-term exposure to
1–BP including non-cancer adverse
health effects such as liver toxicity,
kidney toxicity, reproductive toxicity,
developmental toxicity, and
neurotoxicity. Relative to cancer effects,
the risk evaluation identified cancers
hazards from carcinogenicity as well as
genotoxicity, particularly for skin,
intestinal, and lung tumors. For acute
inhalation and dermal exposure
scenarios, EPA identified non-cancer
developmental effects (i.e., decreased
live litter size, and increases in post
implantation loss) as the most sensitive
endpoints. In the final 2022
Unreasonable Risk Determination, EPA
PO 00000
Frm 00190
Fmt 4701
Sfmt 4702
determined that 1–BP presents an
unreasonable risk of injury to health.
The unreasonable risk determination,
based on developmental toxicity and
cancer, is driven by risks to workers and
occupational non-users (workers who
do not directly handle the chemical but
perform work in an area where the
chemical is present) due to occupational
exposures to 1–BP (i.e., during
manufacture, processing, industrial and
commercial uses, and disposal); and to
consumers and bystanders associated
with consumer uses of 1–BP due to
exposures from consumer use of 1–BP
and 1–BP-containing products. EPA
must issue risk management
requirements so that this chemical
substance no longer presents an
unreasonable risk. For more
information, visit: https://www.epa.gov/
assessing-and-managing-chemicalsunder-tsca/risk-management-existingchemicals-under-tsca.
Timetable:
Action
NPRM ..................
Final Rule ............
Date
FR Cite
01/00/24
05/00/25
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal,
State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Additional Information: EPA–HQ–
OPPT–2020–0471.
Sectors Affected: 325 Chemical
Manufacturing.
URL For More Information: https://
www.epa.gov/assessing-and-managingchemicals-under-tsca/risk-evaluation-1bromopropane-1-bp.
Agency Contact: Amy Shuman,
Environmental Protection Agency,
Office of Chemical Safety and Pollution
Prevention, 1200 Pennsylvania Avenue
NW, Mail Code 7404M, Washington, DC
20460, Phone: 202 564–2978, Email:
shuman.amy@epa.gov.
Joel Wolf, Environmental Protection
Agency, Office of Chemical Safety and
Pollution Prevention, 1200
Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone:
202 564–0432, Email: wolf.joel@epa.gov.
RIN: 2070–AK73
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
EPA—OCSPP
196. Trichloroethylene; Regulation
Under the Toxic Substances Control Act
(TSCA) [2070–AK83]
Priority: Other Significant.
Unfunded Mandates: Undetermined.
Legal Authority: 15 U.S.C. 2605 Toxic
Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory,
November 30, 2021, TSCA section 6(c).
Final, Statutory, November 30, 2022,
TSCA section 6(c).
Abstract: On October 31, 2023, the
Environmental Protection Agency (EPA)
proposed to address the unreasonable
risk of injury to human health presented
by trichloroethylene (TCE) under its
conditions of use as documented in
EPA’s November 2020 Risk Evaluation
for TCE and January 2023 revised
Unreasonable Risk Determination for
TCE pursuant to the Toxic Substances
Control Act (TSCA). TCE is widely used
as a solvent in a variety of industrial,
commercial and consumer applications
including for hydrofluorocarbon (HFC)
production, vapor and aerosol
degreasing, and in lubricants, greases,
adhesives, and sealants. TSCA requires
that when EPA determines a chemical
substance presents unreasonable risk
that EPA address by rule the
unreasonable risk of injury to health or
the environment and apply
requirements to the extent necessary so
the chemical no longer presents
unreasonable risk. EPA determined that
TCE presents an unreasonable risk of
injury to health due to the significant
adverse health effects associated with
exposure to TCE, including non-cancer
effects (liver toxicity, kidney toxicity,
neurotoxicity, immunotoxicity,
reproductive toxicity, and
developmental toxicity) as well as
cancer (liver, kidney, and non-Hodgkin
lymphoma) from chronic inhalation and
dermal exposures to TCE. TCE is a
neurotoxicant and is carcinogenic to
humans by all routes of exposure. The
most sensitive adverse effects of TCE
exposure are non-cancer effects
(developmental toxicity and
immunosuppression) for acute
exposures and developmental toxicity
and autoimmunity for chronic
exposures. To address the identified
unreasonable risk, EPA proposed to:
prohibit all manufacture (including
import), processing, and distribution in
commerce of TCE and industrial and
commercial use of TCE for all uses, with
longer compliance timeframes and
workplace controls for certain
processing and industrial and
commercial uses (including proposed
phaseouts and time-limited
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
exemptions); prohibit the disposal of
TCE to industrial pre-treatment,
industrial treatment, or publicly owned
treatment works, with a time-limited
exemption for cleanup projects; and
establish recordkeeping and
downstream notification requirements.
The Agency’s development of this rule
incorporates significant stakeholder
outreach and public participation,
including over 40 external meetings as
well as required Federalism, Tribal, and
Environmental Justice consultations and
a Small Businesses Advocacy Review
Panel. EPA’s risk evaluation for TCE,
describing TCE’s conditions of use is in
docket EPA–HQ–OPPT–2019–0500,
with the January 2023 unreasonable risk
determination and additional materials
in docket EPA–HQ–OPPT–2016–
0737.55
Statement of Need: This rulemaking is
needed to address the unreasonable risk
from TCE that was identified following
a risk evaluation completed under
TSCA section 6(b). EPA reviewed the
exposures and hazards of TCE, the
magnitude of risk, exposed populations,
severity of the hazard, uncertainties,
and other factors. EPA sought input
from the public and peer reviewers as
required by TSCA and associated
regulations.
Summary of Legal Basis: In
accordance with TSCA section 6(a), if
EPA determines in a final risk
evaluation completed under TSCA 6(b)
that the manufacture, processing,
distribution in commerce, use, or
disposal of a chemical substance or
mixture, or that any combination of
such activities, presents an
unreasonable risk of injury to health or
the environment, the Agency must issue
regulations requiring one or more of the
following actions to the extent necessary
so that the chemical substance no longer
presents an unreasonable risk: (1)
Prohibit or otherwise restrict
manufacture, processing, or distribution
in commerce of the substance, or limit
the amount of the substance which may
be manufactured, processed, or
distributed in commerce; (2) Prohibit or
otherwise restrict manufacture,
processing, or distribution in commerce
of the substance for a particular use or
for a particular use above a set
concentration, or limit the amount of
the substance which may be
manufactured, processed, or distributed
in commerce for a particular use or for
a particular use above a set
concentration; (3) Require minimum
warnings and instructions with respect
to use, distribution in commerce, or
disposal; (4) Require recordkeeping or
testing by manufacturers or processors;
(5) Prohibit or regulate any manner or
PO 00000
Frm 00191
Fmt 4701
Sfmt 4702
9481
method of commercial use; (6) Prohibit
or regulate any manner or method of
disposal for commercial purposes; and/
or (7) Direct manufacturers or
processors to give notice of the
unreasonable risk to distributors, other
persons, and the public and replace or
repurchase the substance if required.
Alternatives: TSCA section 6(a)
requires EPA to address by rule
chemical substances that the Agency
determines present unreasonable risk
upon completion of a final risk
evaluation. TSCA section 6(c) requires
that EPA consider one or more primary
alternative regulatory actions as part of
the development of a proposed rule
under TSCA section 6(a). The primary
alternative regulatory action would
prohibit the manufacture (including
import) and processing of TCE for all
uses; prohibit the distribution in
commerce and industrial and
commercial use of TCE, as well as
prohibitions on the disposal of TCE to
industrial pre-treatment, industrial
treatment, or publicly owned treatment
works. The primary alternative
regulatory action would involve longer
timeframes for the prohibition of some
industrial and commercial uses and for
the associated manufacturing (including
import) and processing. For all
manufacturing (including import),
processing, and industrial and
commercial use of TCE that would
continue more than one year after the
publication of the final rule, workplace
chemical protection program (WCPP)
requirements, which would include a
requirement to meet inhalation
exposure concentration limits and
exposure monitoring as well as
requirements to reduce dermal
exposures to TCE for certain continued
conditions of use of TCE would be in
effect until the respective prohibition
compliance dates or, if applicable,
expiration of the TSCA section 6(g)
exemptions. The inhalation exposure
concentration limits under the primary
alternative regulatory action would be
based on the immunotoxicity endpoint
instead of the developmental toxicity
endpoint as under the proposed
regulatory action. The primary
alternative regulatory action provides
certain time-limited exemptions from
requirements for uses of TCE that are
critical or essential.
Anticipated Cost and Benefits: The
monetized costs for this proposed rule
are estimated to range from $33.1
million annualized over 20 years at a
3% discount rate and $40.5 million
annualized over 20 years at a 7%
discount rate. The monetized benefits
are estimated to be $18.0 to $21.5
million annualized over 20 years at a
E:\FR\FM\09FEP2.SGM
09FEP2
9482
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
3% discount rate and $8.2 million to
$10.3 million annualized over 20 years
at a 7% discount rate. EPA believes that
the balance of costs and benefits of this
proposal cannot be fairly described
without considering the additional, nonmonetized benefits of mitigating the
non-cancer adverse effects. These effects
may include neurotoxicity, kidney
toxicity, liver toxicity, immunotoxicity
effects, reproductive effects, and
developmental effects.
Risks: The 2020 Risk Evaluation for
TCE identified significant adverse
health effects associated with short- and
long-term exposure to TCE, including
non-cancer effects (immunosuppression
and developmental toxicity) from acute
inhalation exposures and dermal
exposures, and non-cancer effects (liver
toxicity, kidney toxicity, neurotoxicity,
autoimmunity, reproductive toxicity,
and developmental toxicity) and cancer
(liver, kidney, and non-Hodgkin
lymphoma) from chronic inhalation
exposures to TCE. In the 2023 Final
Unreasonable Risk Determination, EPA
determined that TCE presents an
unreasonable risk of injury to health.
The unreasonable risk determination,
based on immunotoxicity and cancer, is
driven by risks to workers and ONUs
(workers who do not directly handle the
chemical but perform work in an area
where the chemical is present) due to
occupational exposures to TCE (i.e.,
during manufacture, processing,
industrial and commercial uses, and
disposal); and to consumers and
bystanders associated with consumer
uses of TCE due to exposures from
consumer use of TCE and TCEcontaining products. For more
information, visit: https://www.epa.gov/
assessing-and-managing-chemicalsunder-tsca/risk-management-existingchemicals-under-tsca.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
10/31/23
12/15/23
I
04/00/24
88 FR 74712
I
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal,
State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Additional Information: EPA–HQ–
OPPT–2020–0642.
Sectors Affected: 325 Chemical
Manufacturing.
URL For More Information: https://
www.epa.gov/assessing-and-managingchemicals-under-tsca/risk-managementtrichloroethylene-tce.
Agency Contact: Gabriela Rossner,
Environmental Protection Agency,
Office of Chemical Safety and Pollution
Prevention, 1200 Pennsylvania Avenue
NW, Mail Code 7404M, Washington, DC
20460, Phone: 202 564–2426, Email:
rossner.gabriela@epa.gov.
Joel Wolf, Environmental Protection
Agency, Office of Chemical Safety and
Pollution Prevention, 1200
Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone:
202 564–0432, Email: wolf.joel@epa.gov.
RIN: 2070–AK83
EPA—OCSPP
197. N-Methylpyrrolidone (NMP);
Regulation Under the Toxic Substances
Control Act (TSCA) [2070–AK85]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 15 U.S.C. 2605 Toxic
Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory,
December 23, 2021, TSCA sec. 6(c).
Final, Statutory, December 23, 2022,
TSCA sec. 6(c).
Abstract: This proposed rulemaking
will address the unreasonable risk of
injury to health presented by nmethylpyrrolidone (NMP). Section 6(a)
of the Toxic Substances Control Act
(TSCA) requires EPA to address by rule
any unreasonable risk identified in a
TSCA section 6(b) risk evaluation by
applying requirements to the extent
necessary so the chemical no longer
presents unreasonable risk. The
Agency’s development of this rule
incorporates significant stakeholder
outreach and public participation,
including over 40 external meetings as
well as required Federalism, Tribal, and
Environmental Justice consultations and
a Small Businesses Advocacy Review
Panel. EPA’s 2020 risk evaluation for
NMP, describing its conditions of use is
in docket EPA–HQ–OPPT–2019–0236,
with the 2022 revised unreasonable risk
determination and additional materials
in docket EPA–HQ–OPPT–2016–0743.6
Statement of Need: This rulemaking is
needed to address the unreasonable risk
from NMP that were identified
following a risk evaluation completed
PO 00000
Frm 00192
Fmt 4701
Sfmt 4702
under TSCA section 6(b). EPA reviewed
the exposures and hazards of NMP, the
magnitude of risk, exposed populations,
severity of the hazard, uncertainties,
and other factors. EPA sought input
from the public and peer reviewers as
required by TSCA and associated
regulations.
Summary of Legal Basis: In
accordance with TSCA section 6(a), if
EPA determines in a final risk
evaluation completed under TSCA 6(b)
that the manufacture, processing,
distribution in commerce, use, or
disposal of a chemical substance or
mixture, or that any combination of
such activities, presents an
unreasonable risk of injury to health or
the environment, the Agency must issue
regulations requiring one or more of the
following actions to the extent necessary
so that the chemical substance no longer
presents an unreasonable risk: (1)
Prohibit or otherwise restrict
manufacture, processing, or distribution
in commerce of the substance, or limit
the amount of the substance which may
be manufactured, processed, or
distributed in commerce; (2) Prohibit or
otherwise restrict manufacture,
processing, or distribution in commerce
of the substance for a particular use or
for a particular use above a set
concentration, or limit the amount of
the substance which may be
manufactured, processed, or distributed
in commerce for a particular use or for
a particular use above a set
concentration; (3) Require minimum
warnings and instructions with respect
to use, distribution in commerce, or
disposal; (4) Require recordkeeping or
testing by manufacturers or processors;
(5) Prohibit or regulate any manner or
method of commercial use; (6) Prohibit
or regulate any manner or method of
disposal for commercial purposes; and/
or (7) Direct manufacturers or
processors to give notice of the
unreasonable risk to distributors, other
persons, and the public and replace or
repurchase the substance if required.
Alternatives: TSCA section 6(a)
requires EPA to address by rule
chemical substances that the Agency
determines present unreasonable risk
upon completion of a final risk
evaluation. As required under TSCA
section 6(c), EPA will consider one or
more primary alternative regulatory
actions as part of the development of a
proposed rule.
Anticipated Cost and Benefits: EPA
will prepare an economic analysis as the
Agency develops the proposed rule.
Risks: The 2020 Risk Evaluation for
NMP identified potential health effects
for NMP including non-cancer adverse
health effects such as liver toxicity,
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
kidney toxicity, immunotoxicity,
reproductive toxicity, developmental
toxicity, neurotoxicity, and irritation
and sensitization. In the 2022 Final
Unreasonable Risk Determination, EPA
determined that NMP presents an
unreasonable risk of injury to health.
The unreasonable risk determination is
driven by risks to workers due to
occupational exposures to NMP (i.e.,
during manufacture, processing,
industrial and commercial uses, and
disposal); and to consumers due to
exposures from consumer use of NMP
and NMP-containing products. For more
information, visit: https://www.epa.gov/
assessing-and-managing-chemicalsunder-tsca/risk-management-existingchemicals-under-tsca.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
Final Rule ............
FR Cite
02/00/24
12/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal,
State, Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Additional Information: EPA–HQ–
OPPT–2020–0744.
Sectors Affected: 325 Chemical
Manufacturing.
URL For More Information: https://
www.epa.gov/assessing-and-managingchemicals-under-tsca/risk-managementn-methylpyrrolidone-nmp.
Agency Contact: Clara Hull,
Environmental Protection Agency,
Office of Chemical Safety and Pollution
Prevention, 1200 Pennsylvania Avenue
NW, Mail Code 7404M, Washington, DC
20460, Phone: 202 564–3954, Email:
hull.clara@epa.gov.
Joel Wolf, Environmental Protection
Agency, Office of Chemical Safety and
Pollution Prevention, 1200
Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone:
202 564–0432, Email: wolf.joel@epa.gov.
RIN: 2070–AK85
EPA—OCSPP
198. Procedures for Chemical Risk
Evaluation Under the Toxic Substances
Control Act (TSCA) [2070–AK90]
Priority: Other Significant.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Legal Authority: 15 U.S.C. 2605 Toxic
Substances Control Act
CFR Citation: 40 CFR 702.
Legal Deadline: None.
Abstract: As required under section
6(b)(4) of the Toxic Substances Control
Act (TSCA), EPA published a final rule
in 2017 that established a process for
conducting risk evaluations to
determine whether a chemical
substance presents an unreasonable risk
of injury to health or the environment,
without consideration of costs or other
non-risk factors, including an
unreasonable risk to a potentially
exposed or susceptible subpopulation,
under the conditions of use. This
process incorporates the science
requirements of the amended statute,
including best available science and
weight of the scientific evidence. The
final rule established the steps of a risk
evaluation process including: scope,
hazard assessment, exposure
assessment, risk characterization, and
risk determination. The Agency has
reconsidered the procedural framework
rule for conducting such risk
evaluations and determined that certain
aspects of that framework should be
revised to better align with applicable
court decisions and the statutory text, to
reflect the Agency’s experience
implementing the risk evaluation
program following enactment of the
2016 TSCA amendments, and to allow
for consideration of future scientific
advances in the risk evaluation process
without need to further amend the
Agency’s procedural rule.
Statement of Need: EPA’s 2017 final
rule that established a process for
conducting risk evaluations under
TSCA was challenged by several nongovernmental organizations. In
November 2019, the court in Safer
Chemicals, Healthy Families v. U.S.
EPA, 943 F.3d 397 (9th Cir. 2019)
remanded certain provisions of the rule
to EPA. Additionally, the 2017 rule was
identified for review in accordance with
Executive Order 13990, Protecting
Public Health and the Environment and
Restoring Science to Tackle the Climate
Crisis (86 FR 7037, January 25, 2021).
Consistent with the Court’s direction
and opinion in Safer Chemicals,
Healthy Families v. U.S. EPA, and
incorporating lessons learned in the
process carrying out the first ten TSCA
risk evaluations, the Agency is now
considering revisions to the procedural
framework and will solicit public
comment on those changes through a
notice of proposed rulemaking.
Summary of Legal Basis: TSCA
section 6(b)(4) directed EPA to establish
the process for conducting risk
evaluations on chemical substances
PO 00000
Frm 00193
Fmt 4701
Sfmt 4702
9483
under TSCA to identify any
unreasonable risk of injury to health or
the environment. Agencies have
inherent authority to reconsider past
decisions and to revise, replace, or
repeal a decision to the extent permitted
by law and supported by a reasoned
explanation. FCC v. Fox Television
Stations, Inc., 556 U.S. 502, 515 (2009).
EPA is now exercising its inherent
authority to reconsider past decisions
and as such is considering revisions to
that final rule based on the Court’s
opinion in Safer Chemicals, Healthy
Families v. U.S. EPA to ensure that
TSCA risk evaluations are supported by
the best available science, aligned with
the statutory requirements, and
consistent with Congress’ intent in the
2016 TSCA amendments.
Alternatives: Alternatives will not be
developed as part of the development of
a proposed rule.
Anticipated Cost and Benefits: EPA
will analyze the incremental impacts
associated with proposed amendments
to requirements for manufacturerrequested risk evaluations as part of the
development of a proposed rule.
Risks: This is a procedural rule related
to risk evaluations and is not intended
to directly address any particular risk.
However, the rule would establish
procedures by which EPA will evaluate
whether a chemical substance presents
an unreasonable risk of injury to health
or the environment, including
unreasonable risk to a potentially
exposed or susceptible subpopulation.
Rigorous procedures that support
accurate identification of unreasonable
risk are necessary to inform subsequent
risk management action.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
10/30/23
12/14/23
I
FR Cite
88 FR 74292
04/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Additional Information:
Sectors Affected: 325 Chemical
Manufacturing; 324110 Petroleum
Refineries.
URL For More Information: https://
www.epa.gov/assessing-and-managingchemicals-under-tsca.
Agency Contact: Susanna Blair,
Environmental Protection Agency,
Office of Chemical Safety and Pollution
Prevention, 1200 Pennsylvania Avenue
NW, Mail Code 7401M, Washington, DC
20460, Phone: 202 564–4371, Email:
blair.susanna@epa.gov.
E:\FR\FM\09FEP2.SGM
09FEP2
9484
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Ryan Schmit, Environmental
Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200
Pennsylvania Avenue NW, Mail Code
7101M, Washington, DC 20460, Phone:
202 564–0610, Fax: 202 566–0471,
Email: schmit.ryan@epa.gov.
RIN: 2070–AK90
EPA—OFFICE OF LAND AND
EMERGENCY MANAGEMENT (OLEM)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Proposed Rule Stage
199. Revisions to Standards for the
Open Burning/Open Detonation of
Waste Explosives [2050–AH24]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 40 CFR 131; 42
U.S.C. 6924
CFR Citation: 40 CFR 264 and 265.
Legal Deadline: None.
Abstract: This rulemaking will
consider revisions to the regulations
that allow for the open burning and
detonation (OB/OD) of waste explosives.
The allowance or ‘‘variance’’ to the
prohibition on the open burning of
hazardous waste was established at a
time when there were no alternatives to
the safe treatment of waste explosives.
However, recent findings from the
National Academies of Sciences,
Engineering, and Medicine and the EPA
have identified safe alternatives that are
potentially available to many energetic/
explosive waste streams. Because there
are potential safe alternatives in use
today that capture and treat emissions
prior to release, the EPA is considering
revising regulations to promote the
broader use of these alternatives, where
applicable. As part of the rule
development process, EPA has held two
rounds of engagement with states,
territories, tribes, environmental and
community groups, and owners/
operators of OB/OD units.
Statement of Need: Technological
advances have been made since the
1980 Interim Status regulations were
issued that banned the open burning of
hazardous wastes but created an
exception to allow open burning/open
detonation (OB/OD) of waste explosives
due to a lack of other safe modes of
treatment. In 2019, EPA and the
National Academies of Science,
Engineering, and Medicine published
reports documenting safe and available
alternative treatment technologies that
could potentially be used in lieu of OB/
OD.
Summary of Legal Basis: The
proposed rule would be established
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
under the authority of the Solid Waste
Disposal Act of 1970, as amended by the
Resource Conservation and Recovery
Act of 1976 (RCRA), as amended by the
Hazardous and Solid Waste
Amendments of 1984 (HWSA).
Alternatives: Based on recent
information regarding availability of
safe alternatives, we are revising the
existing regulation to explicitly state
how a demonstration of eligibility must
be made.
Anticipated Cost and Benefits: The
Agency will evaluate anticipated costs
and benefits as part of the rule
development process.
Risks: The Agency will evaluate risk
reductions and impacts as part of the
rule development process. It is currently
early in the process to make such
determinations.
Timetable:
Action
Date
NPRM ..................
Final Rule ............
FR Cite
11/00/23
09/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
Local, State.
Federalism: Undetermined.
Additional Information:
Sectors Affected: 325920 Explosives
Manufacturing; 562211 Hazardous
Waste Treatment and Disposal; 926150
Regulation, Licensing, and Inspection of
Miscellaneous Commercial Sectors;
56291 Remediation Services; 562910
Remediation Services; 56221 Waste
Treatment and Disposal.
Agency Contact: Paul Diss,
Environmental Protection Agency,
Office of Land and Emergency
Management, 1200 Pennsylvania
Avenue NW, Mail Code 5303T,
Washington, DC 20460, Phone: 202 566–
0321, Email: diss.paul@epa.gov.
Sasha Gerhard, Environmental
Protection Agency, Office of Land and
Emergency Management, 1200
Pennsylvania Avenue NW, Mail Code
5304T, Washington, DC 20460, Phone:
202 566–0346, Fax: 703 308–8686,
Email: gerhard.sasha@epa.gov.
RIN: 2050–AH24
EPA—OLEM
200. Listing of PFOA, PFOS, PFBS, and
GenX as Resource Conservation and
Recovery Act (RCRA) Hazardous
Constituents [2050–AH26]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 42 U.S.C. 6912 (a); 42
U.S.C. 6921; 42 U.S.C. 6924
PO 00000
Frm 00194
Fmt 4701
Sfmt 4702
CFR Citation: 40 CFR 261.
Legal Deadline: None.
Abstract: Based on public health and
environmental protection concerns and
in response to several petitions which
requested EPA to take regulatory action
on PFAS under RCRA, EPA is
evaluating the existing toxicity and
health effects data on four PFAS
constituents to determine if they should
be listed as RCRA Hazardous
Constituents. If the existing data for the
four PFAS constituents support listing
any or all of these constituents as RCRA
hazardous constituents, EPA will
propose to list the constituents in a
Federal Register notice for public
comment. The four PFAS chemicals
EPA will evaluate are: perfluorooctanoic
acid (PFOA), perfluorooctane sulfonic
acid (PFOS), perfluorobutane sulfonic
acid (PFBS), hexafluoropropylene oxide
dimer acid (HFPO–DA or GenX). EPA
has communicated with interested
stakeholders about this action and will
do conduct additional outreach with the
public, organizations, states, tribal
groups, and affected parties following
publication of a proposed rule
Statement of Need: EPA has received
three petitions recently requesting
regulatory action on PFAS under the
Resource Conservation and Recovery
Act (RCRA), including a petition from
the Governor of New Mexico on June 23,
2021. The New Mexico petition
incorporated by reference the two other
petitions received previously by EPA
from Public Employees for
Environmental Responsibility (PEER)
and the Environmental Law Clinic at the
University of California, Berkeley
School of Law (et al.). This proposed
rulemaking is in response to the three
petitions and, if finalized, will list
specific PFAS as RCRA hazardous
constituents subject to corrective action
requirements at hazardous waste
treatment, storage, and disposal
facilities (TSDFs).
Summary of Legal Basis: EPA has
received three petitions recently
requesting regulatory action on PFAS
under the Resource Conservation and
Recovery Act (RCRA), including a
petition from the Governor of New
Mexico on June 23, 2021. The New
Mexico petition incorporated by
reference the two other petitions
received previously by EPA from Public
Employees for Environmental
Responsibility (PEER) and the
Environmental Law Clinic at the
University of California, Berkeley
School of Law (et al.). This proposed
rulemaking is in response to the three
petitions and, if finalized, will list
specific PFAS as RCRA hazardous
constituents subject to corrective action
E:\FR\FM\09FEP2.SGM
09FEP2
9485
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
requirements at hazardous waste
treatment, storage, and disposal
facilities (TSDFs).
Alternatives: We have reviewed and
evaluated the toxicity and health effects
information for specific PFAS to
determine if they should be proposed to
be listed as RCRA hazardous
constituents on Appendix VIII, and
there are no other alternatives.
Anticipated Cost and Benefits: The
Agency will evaluate anticipated costs
and benefits as part of the rule
development process.
Risks: The Agency will evaluate risk
reductions and impacts as part of the
rule development process. It is currently
too early in the process to make such
determinations.
Timetable:
Action
Date
NPRM ..................
FR Cite
12/00/23
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: State,
Federal.
Agency Contact: Narendra Chaudhari,
Environmental Protection Agency,
Office of Land and Emergency
Management, 1200 Pennsylvania
Avenue NW, Mail Code 5304T,
Washington, DC 20460, Phone: 202 566–
0495, Email: chaudhari.narendra@
epa.gov.
Daniel Lowrey, Environmental
Protection Agency, Office of Land and
Emergency Management, 1200
Pennsylvania Avenue NW, Mail Code
5304T, Washington, DC 20460, Phone:
202 566–1015, Email: lowrey.daniel@
epa.gov.
RIN: 2050–AH26
ddrumheller on DSK120RN23PROD with PROPOSALS2
EPA—OLEM
201. Definition of Hazardous Waste
Applicable to Corrective Action for
Solid Waste Management Units [2050–
AH27]
Priority: Other Significant.
Unfunded Mandates: Undetermined.
Legal Authority: 42 U.S.C. 6921; 42
U.S.C. 6912 (a); 42 U.S.C. 6938; 42
U.S.C. 6934; 42 U.S.C. 6939g; 42 U.S.C.
6937; 42 U.S.C. 6939; 42 U.S.C. 6935; 42
U.S.C. 6974; 42 U.S.C. 6924; 42 U.S.C.
6925; 42 U.S.C. 6927
CFR Citation: 40 CFR 260; 40 CFR
261; 40 CFR 270.
Legal Deadline: None.
Abstract: EPA is considering a
proposed rule that would modify the
regulations at 40 CFR part 260, 261 and
270 to clarify that the definition of
hazardous waste found in RCRA section
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
1004(5) is applicable to corrective action
for releases from solid waste
management units. The proposed rule
would more clearly implement EPA’s
longstanding interpretation of its
authority under RCRA section 3004(u)
and (v).
Statement of Need: This regulatory
modification is necessary so that 40 CFR
264.101 appropriately reflects the scope
of corrective action cleanup
requirements for hazardous waste
treatment, storage, and disposal
facilities as required by RCRA section
3004(u) and (v). The revision is
expected to clarify that releases of
hazardous wastes that are not regulatory
hazardous wastes but meet the
definition of hazardous waste in RCRA
section 1004(5), must be addressed in
the same manner as regulatory
hazardous wastes under the corrective
action program. This rulemaking is
expected to impact the release of certain
PFAS substances and is included as part
of EPA’s broader PFAS Strategic
Roadmap.
Summary of Legal Basis: The
proposed rule would be established
under the authority of sections 3004(u)
and (v) of the Solid Waste Disposal Act
of 1965, as amended by subsequent
enactments including the Resource
Conservation and Recovery Act of 1976
(RCRA), as amended by the Hazardous
and Solid Waste Amendments of 1984
(HWSA).
Alternatives: We have reviewed the
applicable regulations and no
alternatives have been identified.
Anticipated Cost and Benefits: The
Agency will evaluate anticipated costs
and benefits as part of the rule
development process.
Risks: The Agency will evaluate risk
reductions and impacts as part of the
rule development process. It is currently
too early in the process to make such
determinations.
Timetable:
Action
Date
NPRM ..................
FR Cite
11/00/23
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
State.
Agency Contact: Barbara Foster,
Environmental Protection Agency,
Office of Land and Emergency
Management, 1200 Pennsylvania
Avenue NW, Washington, DC 20460,
Phone: 202 566–0382, Email:
foster.barbara@epa.gov.
RIN: 2050–AH27
PO 00000
Frm 00195
Fmt 4701
Sfmt 4702
EPA—OFFICE OF WATER (OW)
Proposed Rule Stage
202. National Primary Drinking Water
Regulations for Lead and Copper:
Improvements (LCRI) [2040–AG16]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect State, local or tribal governments
and the private sector.
Legal Authority: 42 U.S.C. 300f et seq.
Safe Drinking Water Act
CFR Citation: 40 CFR 141; 40 CFR
142.
Legal Deadline: None.
Abstract: The Environmental
Protection Agency (EPA) published the
final Lead and Copper Rule Revision
(LCRR) on January 15, 2021. EPA
reviewed the LCRR and decided to
initiate a new rulemaking process to
improve the rule. This new National
Primary Drinking Water Regulation is
called the Lead and Copper Rule
Improvements (LCRI). EPA is
developing LCRI to strengthen the
regulatory framework and address lead
in drinking water.
Statement of Need: The EPA
promulgated the final Lead and Copper
Rule Revision (LCRR) on January 15,
2021 (86 FR 4198). Consistent with the
directives of Executive Order 13990, the
EPA is currently considering revising
this rulemaking. The EPA will complete
its review of the rule in accordance with
those directives and conduct important
consultations with affected parties. The
EPA understands that the benefits of
clean water are not shared equally by all
communities and this review of the
LCRR will be consistent with the policy
aims set forth in Executive Order 13985,
‘‘Advancing Racial Equity and Support
for Underserved Communities through
the Federal Government.’’
Summary of Legal Basis: The Safe
Drinking Water Act, section 1412,
National Primary Drinking Water
Regulations, authorizes EPA to initiate
the development of a rulemaking if the
agency has determined that the action
maintains or improves the public
health.
Alternatives: To be determined.
Anticipated Cost and Benefits: To be
determined.
Risks: To be determined.
Timetable:
Action
NPRM ..................
Final Rule ............
Date
FR Cite
11/00/23
10/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
E:\FR\FM\09FEP2.SGM
09FEP2
9486
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Government Levels Affected: Federal,
Local, State, Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Additional Information:
Sectors Affected: 23711 Water and
Sewer Line and Related Structures
Construction; 2213 Water, Sewage and
Other Systems.
Agency Contact: Michael Goldberg,
Environmental Protection Agency,
Office of Water, 1200 Pennsylvania
Avenue NW, 4601M, Washington, DC
20460, Phone: 202 564–1137, Email:
goldberg.michael@epa.gov.
Related RIN: Related to 2040–AF15
RIN: 2040–AG16
EPA—OFFICE OF AIR AND RADIATION
(OAR)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Final Rule Stage
203. National Emission Standards for
Hazardous Air Pollutants: Ethylene
Oxide Commercial Sterilization and
Fumigation Operations [2060–AU37]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7607(d); 42
U.S.C. 7414, 7601
CFR Citation: 40 CFR 63, subpart O.
Legal Deadline: None.
Abstract: In December 1994, pursuant
to section 112(d) of the Clean Air Act,
EPA promulgated the National Emission
Standards for Hazardous Air Pollutants
(NESHAP) for Ethylene Oxide (EtO)
Commercial Sterilization and
Fumigation Operations (59 FR 62585).
The NESHAP established standards for
both major and area sources. EPA
completed a residual risk and
technology review for the NESHAP in
2006 and, at that time, concluded that
no revisions to the standards were
necessary. In this action, EPA will
conduct the second technology review
for the NESHAP, as required by law,
and consider potential updates to the
rule. To aid in this effort, EPA issued an
advance notice of proposed rulemaking
that solicited comment from
stakeholders, undertook a Small
Business Advocacy Review panel,
which is needed when there is the
potential for significant economic
impacts to small businesses from any
regulatory actions being considered, and
has conducted outreach meetings within
the communities affected by the highestrisk facilities as part of the development
of this action. These meetings involved
informing community members of the
risk from EtO emissions and explaining
how they can be involved in the rule
writing process. EPA also held a
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
national webinar on this proposal.
Accommodations were made for
Spanish-language speaking
communities, which are
disproportionately affected by these EtO
emissions. This proposal also reflects
feedback EPA has received from
representatives from local and state
governments. For more information,
please visit https://www.epa.gov/
stationary-sources-air-pollution/
ethylene-oxide-emissions-standardssterilization-facilities.
Statement of Need: The National Air
Toxics Assessment (NATA) released in
August 2018 identified ethylene oxide
(EtO) emissions as a potential concern
in several areas across the country. The
latest NATA estimates that EtO
significantly contributes to potential
elevated cancer risks in some census
tracts. These elevated risks are largely
driven by an EPA risk value that was
updated in December 2016. Further
investigation on NATA inputs and
results led to the EPA identifying
commercial sterilization using EtO as a
source category contributing to some of
these risks. Over the past two years, the
EPA has been gathering additional
information to help evaluate
opportunities to reduce EtO emissions
in this source category through potential
NESHAP revisions. In this rule, EPA
will address EtO emissions from
commercial sterilizers.
Summary of Legal Basis: CAA section
112, 42 U.S.C. 7412, provides the legal
framework and basis for regulatory
actions addressing emissions of
hazardous air pollutants from stationary
sources. CAA section 112(d)(6) requires
EPA to review, and revise as necessary,
emission standards promulgated under
CAA section 112(d) at least every 8
years, considering developments in
practices, processes, and control
technologies.
Alternatives: EPA is evaluating
various options for reducing EtO
emissions from commercial sterilizers
under the NESHAP, such as pollution
control equipment, reducing fugitive
emissions, or monitoring.
Anticipated Cost and Benefits: Based
on conversations with regulated entities
who have been working to reduce
emissions, the potential costs of
controlling some emissions sources
could be substantial.
Risks: As part of this rulemaking, EPA
has been updating information
regarding EtO emissions and the
specific emission points within the
source category. Preliminary analyses
suggest that fugitive emissions from
commercial sterilizers may substantially
contribute to health risks associated
with exposure to EtO.
PO 00000
Frm 00196
Fmt 4701
Sfmt 4702
Timetable:
Action
ANPRM ...............
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
12/12/19
04/13/23
06/12/23
FR Cite
84 FR 67889
88 FR 22790
03/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Additional Information: EPA–HQ–
OAR–2019–0178.
Sectors Affected: 311423 Dried and
Dehydrated Food Manufacturing; 33911
Medical Equipment and Supplies
Manufacturing; 561910 Packaging and
Labeling Services; 325412
Pharmaceutical Preparation
Manufacturing; 311942 Spice and
Extract Manufacturing.
Agency Contact: Jon Witt,
Environmental Protection Agency,
Office of Air and Radiation, 109 T.W.
Alexander Drive, Mail Code E143–05,
Research Triangle Park, NC 27709,
Phone: 919 541–5645, Email: witt.jon@
epa.gov.
Kusondra King, Environmental
Protection Agency, Office of Air and
Radiation, Research Triangle Park, NC
27711, Phone: 919 541–4373, Email:
king.kusondra@epa.gov.
RIN: 2060–AU37
EPA—OAR
204. New Source Performance
Standards and Emission Guidelines for
Crude Oil and Natural Gas Facilities:
Climate Review [2060–AV16]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7411
CFR Citation: 40 CFR 60; subpart
OOOO, OOOOa, OOOOb, OOOOc, KKK;
app. K.
Legal Deadline: None.
Abstract: On November 15, 2021, the
EPA published a proposed rule to
mitigate climate-destabilizing pollution
and protect human health by reducing
greenhouse gas and VOC emissions from
the Crude Oil and Natural Gas source
category (86 FR 63110). This action was
in response to the January 20, 2021,
Executive Order titled ‘‘Protecting
Public Health and the Environment and
Restoring Science to Tackle the Climate
Crisis.’’ In the November 2021 Proposal,
pursuant to CAA section 111 the EPA
proposed new standards of performance
for greenhouse gases (in the form of
methane limitations) and volatile
organic compounds emissions and
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Emission Guidelines for greenhouse gas
emissions (in the form of methane
limitations) from existing sources. The
EPA also proposed several related
actions stemming from the joint
resolution of Congress, adopted on June
30, 2021, under the Congressional
Review Act disapproving the EPA’s
final rule titled, Oil and Natural Gas
Sector: ‘‘Emission Standards for New,
Reconstructed, and Modified Sources
Review,’’ September 14, 2020 (2020
Policy Rule). Lastly, in the November
2021 Proposal the EPA proposed a
protocol under the general provisions
for OGI.
On December 6, 2022, the EPA
published a supplemental proposed rule
that was composed of two main actions
(87 FR 74702). First, the EPA updated,
strengthened, and expanded on the
NSPS proposed in November 2021
under CAA section 111(b) for
greenhouse gases (in the form of
methane limitations) and volatile
organic compounds emissions from
new, modified, and reconstructed
facilities. Second, the EPA updated,
strengthened, and expanded the
presumptive standards proposed for the
Emission Guidelines in the November
2021 Proposal as part of the CAA
section 111(d) EG for greenhouse gas
emissions (in the form of methane
limitations) from designated facilities.
For purposes of the Emission
Guidelines, the EPA also proposed the
implementation requirements for states
to limit greenhouse gas pollution (in the
form of methane limitations) from
designated facilities in the Crude Oil
and Natural Gas source category under
CAA section 111(d). The Agency
expects to issue a final rule later in
2023.
Statement of Need: The final actions
stem from the EPA’s authority and
obligation under CAA section 111 to
directly regulate categories of new
stationary sources that cause or
contribute to endangerment from air
pollution and promulgate EG for states
to follow in regulating existing sources
(designated facilities) in the source
category.
Summary of Legal Basis: Clean Air
Act section 111(b) provides the legal
framework for establishing greenhouse
gas emission standards (in the form of
limitations on methane) and volatile
organic compounds for new oil and
natural gas sources. Clean Air Act
section 111(d) provides the legal
framework for establishing greenhouse
gas emission standards (in the form of
limitations on methane) for existing oil
and natural gas sources.
Alternatives: The EPA has evaluated
several options for new and existing
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
sources and will propose and solicit
comment on those options.
Anticipated Cost and Benefits: The
EPA’s regulatory impact analyses for the
December 2022 supplemental notice of
proposed rulemaking can be found at
document number EPA–HQ–OAR–
2021–0317–1566 of the public docket
(https://www.regulations.gov/document/
EPA-HQ-OAR-2021-0317-1566).
Risks: The EPA’s regulatory impact
analyses for the December 2022
supplemental notice of proposed
rulemaking can be found at document
number EPA–HQ–OAR–2021–0317–
1566 of the public docket (https://
www.regulations.gov/document/EPAHQ-OAR-2021-0317-1566).
Timetable:
Action
Date
NPRM ..................
Supplemental
NPRM.
Final Rule ............
FR Cite
11/15/21
12/06/22
I
12/00/23
86 FR 63110
87 FR 74702
I
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal,
Local, State, Tribal.
Energy Effects: Statement of Energy
Effects planned as required by Executive
Order 13211.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Additional Information: EPA–HQ–
OAR–2021–0317. https://www.epa.gov/
controlling-air-pollution-oil-andnatural-gas-industry.
Sectors Affected: 213111 Drilling Oil
and Gas Wells; 2111 Oil and Gas
Extraction; 211 Oil and Gas Extraction;
237120 Oil and Gas Pipeline and
Related Structures Construction; 23712
Oil and Gas Pipeline and Related
Structures Construction; 213112
Support Activities for Oil and Gas
Operations.
Agency Contact: Amy Hambrick,
Environmental Protection Agency,
Office of Air and Radiation, 109 T.W.
Alexander Drive, Mail Code E143–05,
Research Triangle Park, NC 27711,
Phone: 919 541–0964, Fax: 919 541–
0516, Email: hambrick.amy@epa.gov.
RIN: 2060–AV16
EPA—OAR
205. Revisions to the Air Emission
Reporting Requirements (AERR) [2060–
AV41]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
PO 00000
Frm 00197
Fmt 4701
Sfmt 4702
9487
Legal Authority: 42 U.S.C. 7401 et seq.
Clean Air Act
CFR Citation: 40 CFR 51.
Legal Deadline: None.
Abstract: On August 8, 2023 (88 FR
54118), the EPA proposed new
requirements to improve the quality and
completeness of HAP emissions data
from stationary sources and all pollutant
emissions from prescribed fires.
Specifically, the EPA is proposing to
require certain sources report
information regarding emission of
hazardous air pollutants (HAP); certain
sources to report criteria air pollutants,
their precursors and HAP; and to
require State, local, and certain tribal air
agencies to report prescribed fire data.
Further, EPA is considering how best to
quantify emissions from intermittent
sources such as backup generators; how
to obtain data from permitted facilities
in Indian Country when a Tribe is not
required to report emissions data; and
how to address known data gaps,
streamline processes, and improve data
quality, documentation, and
transparency for nonpoint and mobile
sources. The proposed revisions also
include changes for reporting data on
airports, rail yards, commercial marine
vessels, locomotives, and nonpoint
sources. This proposed action would
allow for EPA to annually collect
(starting in 2027), hazardous air
pollutant (HAP) emissions data for point
sources in addition to continuing the
criteria air pollutant and precursor
(CAP) collection in place under the
existing AERR. The proposed
amendments would ensure that EPA has
sufficient information to identify and
solve air quality and exposure problems
and ensure that communities have the
data needed to understand significant
environmental risks that may be
impacting them.
Statement of Need: Since 2015, many
aspects of emissions data collection and
use have evolved. The EPA has
continued to review hazardous air
pollutant (HAP) emissions levels and
associated public health risk through
the Residual Risk and Technology (RTR)
program, which in many cases has
required Information Collection
Requests (ICRs) under Section 114 of the
Act. Such collection efforts have proven
very time consuming and limited EPA’s
ability to act quickly. Furthermore, as
the EPA gains insight into the risks
posed by certain chemicals, such as
Ethylene Oxide, we have found
ourselves limited by the data available
on emissions sources. New compounds
continue to be identified as public
health threats, such as per- and
polyfluoroalkyl substances (PFAS),
which may be listed as HAPs in the
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9488
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
future. Currently, States are required to
report the emissions from sources in
their state to EPA. In practice, that has
meant emissions are reported only for
facilities permitted at the state level.
Facilities permitted at the federal level
technically do not fall under the
reporting requirements, and
consequently, some never report
emissions to the EPA, which does not
allow for proper EPA and state program
implementation. Requiring HAPs for
point sources is essential to addressing
continued public health risks and
environmental justice issues.
Summary of Legal Basis: Section
114(a)(1) of the CAA authorizes the
Administrator to, among other things,
require certain persons (explained
below) on a one-time, periodic, or
continuous basis to keep records, make
reports, undertake monitoring, sample
emissions, or provide such other
information as the Administrator may
reasonably require. The EPA may
require this information of any person
who (i) owns or operates an emission
source, (ii) manufactures control or
process equipment, (iii) the
Administrator believes may have
information necessary for the purposes
set forth in CAA section 114, or (iv) is
subject to any requirement of the Act
(except for manufacturers subject to
certain Title II requirements). The
information may be required for the
purposes of developing an
implementation plan, an emission
standard under sections 111, 112, or
129, determining if any person is in
violation of any standard or requirement
of an implementation plan or emissions
standard, or ‘‘carrying out any
provision’ of the Act (except for a
provision of Title II with respect to
manufacturers of new motor vehicles or
new motor vehicle engines).
Alternatives: The EPA is also
proposing options and alternatives for
consideration that may allow the States
to report for owners/operators of
regulated facilities.
Anticipated Cost and Benefits: This
action has an associated Regulatory
Impact Analysis (RIA), which describes
the anticipated costs and benefits of this
proposed action. The RIA is
summarized in this action and provided
in the docket for this action. This
action’s total cost impact is estimated at
$117.4 million on average annually from
2024 to 2026, and then is estimated at
$477.9 million in 2027. All of these
costs are in 2021 dollars. The increase
in costs for owners and operators of
affected sources in 2027 reflects full
implementation of the proposed rule if
finalized for the entire population of
affected sources.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Risks: No risks are associated with
this action as these are proposed
reporting requirements.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period End.
Final Rule ............
08/09/23
09/14/23
FR Cite
88 FR 54118
88 FR 63046
10/18/23
07/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses,
Governmental Jurisdictions.
Government Levels Affected: Local,
State, Tribal.
Additional Information: EPA–HQ–
OAR–2004–0489.
Agency Contact: Marc Houyoux,
Environmental Protection Agency,
Office of Air and Radiation, C339–02,
Research Triangle Park, NC 27711,
Phone: 919 541–3649, Fax: 919 541–
0684, Email: houyoux.marc@epa.gov.
RIN: 2060–AV41
EPA—OAR
206. Multi-Pollutant Emissions
Standards for Model Years 2027 and
Later Light-Duty and Medium-Duty
Vehicles [2060–AV49]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7401 to
7671q
CFR Citation: 40 CFR 86; 40 CFR 600.
Legal Deadline: None.
Abstract: On April 12, 2023, EPA
announced a proposal for new
multipollutant emissions standards to
further reduce harmful air pollutant
emissions from light-duty passenger
cars and light trucks and Class 2b and
3 vehicles (‘‘medium-duty vehicles’’ or
MDVs) under its authority in section
202(a) of the Clean Air Act (CAA), 42
U.S.C. 7521(a), starting with model year
2027. The proposal builds upon EPA’s
final standards for federal greenhouse
gas emissions standards for passenger
cars and light trucks for model years
2023 through 2026. The proposed
standards would result in significant
reductions in emissions of criteria
pollutants, GHGs, and air toxics,
resulting in significant benefits for
public health and welfare. EPA also
estimates that the proposal would result
in reduced vehicle operating costs for
consumers. The proposed standards
would be phased in over model years
2027 through 2032. EPA conducted
PO 00000
Frm 00198
Fmt 4701
Sfmt 4702
outreach with a wide range of interested
stakeholders to gather input which was
considered in developing the proposal,
and will continue to engage with the
public and all interested stakeholders as
part of our regulatory development
process as we develop the final rule.
Statement of Need: This action is
consistent with President Biden’s
Executive Order, ‘‘Strengthening
American Leadership in Clean Cars and
Trucks.’’
Summary of Legal Basis: CAA section
202(a).
Alternatives: EPA requested comment
to address alternative options in the
proposed rule.
Anticipated Cost and Benefits: EPA
analyzed costs and benefits in the
proposed rule.
Risks: EPA evaluated the risks of this
rulemaking in the proposed rule.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
05/05/23
07/05/23
I
FR Cite
88 FR 29184
03/00/24
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Additional Information:
Sectors Affected: 811198 All Other
Automotive Repair and Maintenance;
336111 Automobile Manufacturing;
423110 Automobile and Other Motor
Vehicle Merchant Wholesalers; 811112
Automotive Exhaust System Repair;
81111 Automotive Mechanical and
Electrical Repair and Maintenance;
336112 Light Truck and Utility Vehicle
Manufacturing; 335312 Motor and
Generator Manufacturing.
Agency Contact: Elizabeth Miller,
Environmental Protection Agency,
Office of Air and Radiation, 2565
Plymouth Road, Ann Arbor, MI 48105,
Phone: 734 214–4703, Email:
miller.elizabeth@epa.gov.
Jessica Mroz, Environmental
Protection Agency, Office of Air and
Radiation, 1200 Pennsylvania Avenue
NW, Washington, DC 20460, Phone: 202
564–1094, Email: mroz.jessica@epa.gov.
RIN: 2060–AV49
EPA—OAR
207. Greenhouse Gas Emissions
Standards for Heavy-Duty Vehicles—
Phase 3 [2060–AV50]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 21 U.S.C. 346a; 33
U.S.C. 1318; 33 U.S.C. secs. 1311, 1314,
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
1316, 1317, 1318, 1361; 15 U.S.C. 2003;
33 U.S.C. 1326; 42 U.S.C. 300f; 42
U.S.C. 242b; 33 U.S.C. 1342; 33 U.S.C.
1345; 42 U.S.C. 1857; 42 U.S.C. 7542; 42
U.S.C. 6901; 42 U.S.C. 9601; 49 U.S.C.
32901 to 32919q, Pub. L. 109–58; 33
U.S.C. 1901; 42 U.S.C. 11023; 15 U.S.C.
2601
CFR Citation: 40 CFR 1037.1.
Legal Deadline: None.
Abstract: On April 12, 2023, EPA
announced a proposal for more stringent
standards to reduce greenhouse gas
emissions from HD vehicles beginning
in model year (MY) 2027. The new
standards would be applicable to HD
vocational vehicles (such as delivery
trucks, refuse haulers, public utility
trucks, transit, shuttle, school buses,
etc.) and tractors (such as day cabs and
sleeper cabs on tractor-trailer trucks).
Specifically, EPA proposed stronger CO2
standards for MY 2027 HD vehicles that
go beyond the current standards that
apply under the HD Phase 2 Greenhouse
Gas program. EPA also proposed an
additional set of CO2 standards for HD
vehicles that would begin to apply in
MY 2028, with progressively more
stringent standards each model year
through 2032. This proposed Phase 3’’
greenhouse gas program maintains the
flexible structure created in EPA’s Phase
2 greenhouse gas program, which is
designed to reflect the diverse nature of
the heavy-duty industry. EPA has
conducted outreach with a wide range
of interested stakeholders to gather
input which we have considered in
developing this proposal, and we will
continue to engage with the public and
all interested stakeholders as part of our
regulatory development process.
Statement of Need: This action is
consistent with President Biden’s
Executive Order, ‘‘Strengthening
American Leadership in Clean Cars and
Trucks.’’
Summary of Legal Basis: CAA section
202(a).
Alternatives: EPA requested comment
to address alternative options in the
proposed rule.
Anticipated Cost and Benefits: EPA
analyzed costs and benefits in the
proposed rule.
Risks: EPA evaluated the risks of this
rulemaking in the proposed rule.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
04/27/23
06/16/23
I
03/00/24
88 FR 25926
I
Regulatory Flexibility Analysis
Required: Undetermined.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Government Levels Affected: None.
Additional Information:
Sectors Affected: 811198 All Other
Automotive Repair and Maintenance;
336111 Automobile Manufacturing;
811112 Automotive Exhaust System
Repair; 336120 Heavy Duty Truck
Manufacturing; 336112 Light Truck and
Utility Vehicle Manufacturing; 333618
Other Engine Equipment
Manufacturing; 336212 Truck Trailer
Manufacturing.
Agency Contact: Alex Wang,
Environmental Protection Agency,
Office of Air and Radiation, 2000
Traverwood Dr., Ann Arbor, MI 48105,
Phone: 248 462–3947, Email:
wang.alex@epa.gov.
Tuana Phillips, Environmental
Protection Agency, Office of Air and
Radiation, 1200 Pennsylvania NW,
Washington, DC 20460, Phone: 202 565–
0074, Email: phillips.tuana@epa.gov.
RIN: 2060–AV50
EPA—OAR
208. Reconsideration of the National
Ambient Air Quality Standards for
Particulate Matter [2060–AV52]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7401 et seq.
Clean Air Act
CFR Citation: 40 CFR 50.
Legal Deadline: None.
Abstract: Under the Clean Air Act
Amendments of 1977, EPA is required
to review and if appropriate revise the
air quality criteria for the primary
(health-based) and secondary (welfarebased) national ambient air quality
standards (NAAQS) every 5 years. On
December 18, 2020, the EPA published
a final decision retaining the NAAQS
for particulate matter (PM), which was
the subject of several petitions for
reconsideration as well as petitions for
judicial review. As directed in
Executive Order 13990, ‘‘Protecting
Public Health and the Environment and
Restoring Science to Tackle the Climate
Crisis,’’ signed by President Biden on
January 20, 2021, EPA is undertaking a
reconsideration of the December 2020
decision to retain the PM NAAQS
because the available scientific evidence
and technical information indicate that
the current standards may not be
adequate to protect public health and
welfare, as required by the Clean Air
Act. As part of this reconsideration, EPA
developed a Supplement to the 2019 PM
Integrated Science Assessment (ISA)
and a Policy Assessment to take into
account the most up-to-date science on
public health impacts of PM and
PO 00000
Frm 00199
Fmt 4701
Sfmt 4702
9489
engaged with the chartered Clean Air
Scientific Advisory Committee (CASAC)
and a newly-constituted expert CASAC
PM panel. The notice of proposed
rulemaking was signed on January 5,
2023, and a final rule will be issued in
fall 2023. EPA proposed to revise the
level of the primary annual PM2.5
standard from its current level of 12 mg/
m3 to within the range of 9–10 mg/m3.
EPA proposed to retain all other PM
NAAQS, including the primary and
secondary 24-hour PM2.5 standards, the
primary and secondary 24-hour PM10
standards, and the secondary annual
PM2.5 standard. EPA also proposed
revisions to the Air Quality Index (AQI)
and monitoring network requirements.
Statement of Need: Under the Clean
Air Act Amendments of 1977, EPA is
required to review and if appropriate
revise the air quality criteria and
national ambient air quality standards
(NAAQS) every 5 years. On December
18, 2020, EPA published a final rule
retaining the NAAQS for particulate
matter, without revision. On June 10,
2021, EPA announced that it is
reconsidering the December 2020
decision on the air quality standards for
PM.
Summary of Legal Basis: Under the
Clean Air Act Amendments of 1977,
EPA is required to review and if
appropriate revise the air quality criteria
and the primary (health-based) and
secondary (welfare-based) national
ambient air quality standards (NAAQS)
every 5 years.
Alternatives: The main alternative for
the Administrator’s decision on the
review of the national ambient air
quality standards for particulate matter
is whether to retain or revise the
existing standards.
Anticipated Cost and Benefits: When
the Agency proposes revisions to the
standards, the Agency prepares a
Regulatory Impact Analysis (RIA) to
provide the public with illustrative
estimates of the potential costs and
health and welfare benefits of attaining
the revised standards. However, the
Clean Air Act makes clear that the
economic and technical feasibility of
attaining standards are not to be
considered in setting or revising the
NAAQS, although such factors may be
considered in the development of state
plans to implement the standards.
Risks: The reconsideration builds on
the review completed in 2020, which
included the preparation by EPA of an
Integrated Review Plan, an Integrated
Science Assessment, and a Policy
Assessment, which includes a risk/
exposure assessment, with
opportunities for review by the EPA’s
Clean Air Scientific Advisory
E:\FR\FM\09FEP2.SGM
09FEP2
9490
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Committee (CASAC) and the public.
These documents informed the
Administrator’s final decision to retain
the PM standards in 2020. As a part of
the reconsideration, EPA prepared a
Supplement to the 2019 PM Integrated
Science Assessment and a Policy
Assessment, which was reviewed at a
public meeting by the CASAC. These
documents informed the
Administrator’s proposed decisions on
whether to revise the PM NAAQS, and
the Administrator’s final decisions on
whether to revise the PM NAAQS will
take into consideration these
documents, CASAC advice, and public
comment on the proposed decision.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
01/27/23
03/28/23
I
12/00/23
88 FR 5558
I
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Additional Information: EPA–HQ–
OAR–2015–0072.
Agency Contact: Nicole Hagan,
Environmental Protection Agency,
Office of Air and Radiation, 109 T.W.
Alexander Drive, Mail Code C504–06,
Research Triangle Park, NC 27709,
Phone: 919 541–3153, Email:
hagan.nicole@epa.gov.
Karen Wesson, Environmental
Protection Agency, Office of Air and
Radiation, 109 T.W. Alexander Drive,
Mail Code C504–06, Research Triangle
Park, NC 27711, Phone: 919 541–3515,
Email: wesson.karen@epa.gov.
RIN: 2060–AV52
EPA—OAR
ddrumheller on DSK120RN23PROD with PROPOSALS2
209. NESHAP: Coal- and Oil-Fired
Electric Utility Steam Generating
Units—Review of the Residual Risk and
Technology Review [2060–AV53]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7401 to
7671q
CFR Citation: 40 CFR 63, subpart
UUUUU.
Legal Deadline: None.
Abstract: On February 16, 2012, EPA
promulgated National Emission
Standards for Hazardous Air Pollutants
for Coal- and Oil-fired Electric Utility
Steam Generating Units (77 FR 9304).
The rule (40 CFR part 63, subpart
UUUUU), commonly referred to as the
Mercury and Air Toxics Standards
(MATS), includes standards to control
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
hazardous air pollutant (HAP) emissions
from new and existing coal- and oilfired electric utility steam generating
units (EGUs) located at both major and
area sources of HAP emissions. There
have been several regulatory actions
regarding MATS since February 2012,
including a May 22, 2020, action that
completed a reconsideration of the
appropriate and necessary finding for
MATS and finalized the residual risk
and technology review (RTR) conducted
for the Coal- and Oil-Fired EGU source
category regulated under MATS (85 FR
31286). The Biden Administration’s
Executive Order 13990, Protecting
Public Health and the Environment and
Restoring Science To Tackle the Climate
Crisis, ‘‘directs all executive
departments and agencies (agencies) to
immediately review and, as appropriate
and consistent with applicable law, take
action to address the promulgation of
Federal regulations and other actions
during the last 4 years that conflict with
these important national objectives, and
to immediately commence work to
confront the climate crisis.’’ Section
2(a)(iv) of the Executive Order
specifically directs that the
Administrator consider publishing, as
appropriate and consistent with
applicable law, a proposed rule
suspending, revising, or rescinding the
‘‘National Emission Standards for
Hazardous Air Pollutants: Coal- and OilFired Electric Utility Steam Generating
Units—Reconsideration of
Supplemental Finding and Residual
Risk and Technology Review,’’ 85 FR
31286 (May 22, 2020). As directed by
Executive Order 13990, EPA reviewed
the RTR portion of the May 22, 2020
final action and, proposed to update and
strengthen the MATS on April 24, 2023
(88 FR 24854). EPA finalized the
Revocation of the 2020 Reconsideration
and Affirmation of the Appropriate and
Necessary Supplemental Finding on
February 15, 2023 (88 FR 13956).
Statement of Need: Executive Order
13990, ‘‘Protecting Public Health and
the Environment and Restoring Science
To Tackle the Climate Crisis,’’ directs
EPA to review the May 2020 RTR. EPA
will issue the results of the review in a
notice of proposed rulemaking and will
solicit comment on the review.
Summary of Legal Basis: CAA section
112, 42 U.S.C. 7412, provides the legal
framework and basis for regulatory
actions addressing emissions of
hazardous air pollutants from stationary
sources.
Alternatives: EPA has evaluated
several options for reviewing the RTR
and will take comment on the review.
Anticipated Cost and Benefits: EPA
projects the present value of net benefits
PO 00000
Frm 00200
Fmt 4701
Sfmt 4702
to be $2.4 billion to $3.0 billion. This
includes $1.2 billion to $1.9 billion in
health benefits, $1.4 billion in climate
benefits, and compliance costs of $230
million to $330 million. EPA projects
the estimated annualized value net
benefits to be $300 million to $350
million. This includes $170 million to
$220 million in health benefits, $170
million in climate benefits, and
compliance costs of $33 million to $38
million. EPA projects that the proposed
changes would result in the following
emission reductions in the year 2035:
• 82 pounds of mercury
• 800 tons of fine particulate matter
(PM2.5)
• 8,800 tons of sulfur dioxide
• 8,700 tons of nitrogen oxides
• 5 million tons of carbon dioxide
Risks: The results of the 2020 RTR
showed that emissions of HAP from
coal- and oil-fired power plants have
been reduced such that residual risk is
at in acceptable level. EPA reviewed the
2020 residual risk assessment and
determined the risk review was
conducted using approaches and
methodologies that are consistent with
prior risk analyses and reviews for other
industrial sectors. Although EPA is not
reopening the 2020 risk review, the
proposed standards under the
technology review would achieve
reductions in HAP emissions from
power plants and likely to reduce HAP
exposures to affected populations.
Timetable:
Action
NPRM ..................
Final Rule ............
Date
04/24/23
04/00/24
FR Cite
88 FR 24854
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State.
Additional Information: EPA–HQ–
OAR–2018–0794.
Sectors Affected: 221122 Electric
Power Distribution; 221112 Fossil Fuel
Electric Power Generation.
URL For More Information: https://
www.epa.gov/stationary-sources-airpollution/mercury-and-air-toxicsstandards.
Agency Contact: Sarah Benish,
Environmental Protection Agency,
Office of Air and Radiation, 109 T.W.
Alexander Drive, Triangle Park, NC
27711, Phone: 909 541–5620, Email:
benish.sarah@epa.gov.
Nick Hutson, Environmental
Protection Agency, Office of Air and
Radiation, 109 T.W. Alexander Drive,
Mail Code D243–01, Research Triangle
Park, NC 27711, Phone: 919 541–2968,
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Fax: 919 541–4991, Email: hutson.nick@
epa.gov.
RIN: 2060–AV53
EPA—OAR
ddrumheller on DSK120RN23PROD with PROPOSALS2
210. NSPS for the Synthetic Organic
Chemical Manufacturing Industry and
NESHAP for the Synthetic Organic
Chemical Manufacturing Industry and
Group I & II Polymers and Resins
Industry [2060–AV71]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7401 to
7671q; 42 U.S.C. 7401
CFR Citation: 40 CFR 63, subpart F;
40 CFR 63, subpart G; 40 CFR 63,
subpart H; 40 CFR 63, subpart I; 40 CFR
63, subpart U; 40 CFR 63, subpart W; 40
CFR 60, subpart VVa; 40 CFR 60,
subpart III; 40 CFR 60, subpart NNN; 40
CFR 60, subpart RRR.
Legal Deadline: NPRM, Judicial,
December 16, 2022, Texas
Environmental Justice Advocacy
Services et al. v. EPA, 1:20–cv–03733–
RJL consent Decree.
Final, Judicial, March 29, 2024, Texas
Environmental Justice Advocacy
Services et al. v. EPA, 1:20–cv–03733–
RJL consent Decree.
United States District Court for the
District of Columbia, Texas
Environmental Justice Advocacy
Services, California Communities
Against Toxics Environmental Integrity
Project, Louisiana Environmental
Action Network, Ohio Valley
Environmental Council, Rise St. James,
and Sierra Club Plaintiffs, v. United
States Environmental Protection
Agency, Defendant. Civil Action No.
1:20–cv–03733–RJL.
Abstract: This action will address the
agency’s technology review under Clean
Air Act (CAA) section 112(d)(6) of the
National Emission Standards for
Hazardous Air Pollutants (NESHAP) for
four subparts in 40 CFR part 63
(subparts F, G, H, and I) which are
commonly referred to together as the
Hazardous Organic NESHAP (HON) and
that apply to the Synthetic Organic
Chemical Manufacturing Industry
(SOCMI) and to equipment leaks from
certain non-SOCMI processes. This
action will also address the agency’s
technology review of the NESHAP for
two subparts in 40 CFR part 63
(subparts U and W) that apply to the
Group I and Group II Polymers and
Resins industries. The HON standards
were most recently updated when the
agency conducted a residual risk and
technology review (RTR) on December
21, 2006. Similarly, the Group I and II
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Polymers and Resins NESHAP were
most recently updated when the agency
conducted its RTR on December 16,
2008, and April 21, 2011. The HON and
Group I and II Polymers and Resins
NESHAP contain maximum achievable
control technology (MACT) standards
for controlling emissions of hazardous
air pollutants (HAP) from process vents,
storage vessels, transfer operations, heat
exchange systems, wastewater streams,
and equipment leaks. The HAP emitted
from these emission sources include,
but are not limited to, ethylene oxide,
benzene, 1,3-butadiene, vinyl chloride,
ethylene dichloride, methanol, hexane,
toluene, xylenes, and chloroprene. The
agency also plans to consider risks from
the SOCMI source category and from the
Neoprene Production source category in
the Group I Polymers and Resins
NESHAP during its technology review
and to ensure the standards continue to
provide an ample margin of safety to
protect public health. Lastly, this action
will also address the agency’s review,
under CAA section 111(b)(1)(B), of four
New Source Performance Standards
(NSPS) in 40 CFR part 60 (subparts III,
NNN, RRR, and VVa) for emissions of
Volatile Organic Compound (VOC) from
SOCMI air oxidation unit processes,
SOCMI distillation operations, SOCMI
reactor processes, and equipment leaks
located at SOCMI sources. These
subparts were originally promulgated
pursuant to section 111(b) of the CAA
on June 29,1990 (subparts III and NNN),
August 31, 1993 (subpart RRR), and
November 16, 2007 (subpart VVa). On
April 25, 2023, the EPA published a
proposed rulemaking in the Federal
Register (see 88 FR 25080) for this
action. In addition, the EPA has
conducted public outreach activities,
including hosting an informational
webinar on April 13, 2023, and holding
a public hearing on the proposed
rulemaking on May 16, 2023.
Statement of Need: The EPA has a
mandatory duty under CAA section 111
to at least every 8 years, review and, if
appropriate, revise its NSPS governed
by this section of the CAA. Similarly,
EPA has a mandatory duty under CAA
section 112 to at least every 8 years,
review, and revise as necessary (taking
into account developments in practices,
processes, and control technologies), its
NESHAP promulgated under this
section of the CAA. Thus, this action
will address EPA’s mandatory
obligations to conduct such reviews for
various NSPS (40 CFR part 60, subparts
III, NNN, RRR, and VVb) and NESHAP
(40 CFR part 63, subparts F, G, H, I, U
and W) that apply to the chemical
industry, for which EPA is under a
PO 00000
Frm 00201
Fmt 4701
Sfmt 4702
9491
consent decree deadline to finalize such
actions. The proposed rulemaking for
this action was previously published in
the Federal Register on April 25, 2023
(see 88 FR 25080).
Summary of Legal Basis: EPA has a
mandatory duty to conduct reviews of
its NSPS and NESHAP under CAA
sections 111 and 112, respectively, at
least every 8 years. Pursuant to a
consent deadline of March 29, 2024, the
Administrator of EPA must sign a final
rule containing any revisions of EPA’s
review of various chemical sector rules,
including various NSPS (40 CFR part
60, subpart III, NNN, RRR, and VVb)
and NESHAP (40 CFR part 63, subparts
F, G, H, I, U, and W) that apply to the
chemical industry.
Alternatives: None, as EPA has a
mandatory duty to conduct its review of
these rules and is under a consent
decree deadline to do so.
Anticipated Cost and Benefits: The
anticipated costs and benefits of the
final action are to be determined. For
the proposed action that published in
the Federal Register on April 25, 2023
(see 88 FR 25080), EPA estimated the
costs of implementing the proposed
rules at approximately $501 million in
total capital costs and approximately
$190 million a year in total annualized
costs. For benefits in the proposed
action, EPA also estimated the value of
the health benefits of reducing ozone as
result of reducing VOC emissions. EPA
estimates that the value of those benefits
would be $6.3 million in 2024 and
could be as much as $62 million (2021
dollars, 3 percent discount rate).
Risks: The EPA is conducting a
discretionary residual risk assessment in
this action under CAA section 112(f)(2)
to address unacceptable risks from
ethylene oxide and chloroprene
emissions coming from HON and
Neoprene Production sources covered
under the Group I Polymers and Resins
NESHAP, respectively.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
04/25/23
06/26/23
FR Cite
88 FR 25080
03/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Sectors Affected: 3251 Basic Chemical
Manufacturing; 325 Chemical
Manufacturing.
Agency Contact: Andrew Bouchard,
Environmental Protection Agency,
Office of Air and Radiation, 109 T.W.
E:\FR\FM\09FEP2.SGM
09FEP2
9492
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Alexander Drive, Mail Code E143–01,
Research Triangle Park, NC 27709,
Phone: 919 541–4036, Email:
bouchard.andrew@epa.gov.
Njeri Moeller, Environmental
Protection Agency, Office of Air and
Radiation, E143–01, 109 T.W.
Alexander Drive, Research Triangle
Park, NC 27711, Phone: 919 541–1380,
Email: moeller.njeri@epa.gov.
RIN: 2060–AV71
EPA—OFFICE OF CHEMICAL SAFETY
AND POLLUTION PREVENTION
(OCSPP)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Final Rule Stage
211. Methylene Chloride (MC);
Regulation Under the Toxic Substances
Control Act (TSCA) [2070–AK70]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
Legal Authority: 15 U.S.C. 2605 Toxic
Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory,
June 24, 2021, TSCA section 6(c). Final,
Statutory, June 24, 2022, TSCA section
6(c).
Abstract: On May 5, 2023, EPA
proposed a rule under the Toxic
Substances Control Act (TSCA) to
address the unreasonable risk of injury
to human health from methylene
chloride. TSCA requires that EPA
address by rule any unreasonable risk of
injury to health or the environment
identified in a TSCA risk evaluation and
apply requirements to the extent
necessary so that the chemical no longer
presents unreasonable risk. Methylene
chloride, also known as
dichloromethane, is acutely lethal, a
neurotoxicant, a likely human
carcinogen, and presents cancer and
non-cancer risks following chronic
exposures as well as acute risks. Central
nervous system depressant effects can
result in loss of consciousness and
respiratory depression, resulting in
irreversible coma, hypoxia, and
eventual death, including 85
documented fatalities from 1980 to
2018, a majority of which were
occupational fatalities. Nevertheless,
methylene chloride is still a widely
used solvent in a variety of consumer
and commercial applications including
adhesives and sealants, automotive
products, and paint and coating
removers. To address the identified
unreasonable risk, EPA proposed to:
prohibit the manufacture, processing,
and distribution in commerce of
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
methylene chloride for consumer use;
prohibit most industrial and commercial
uses of methylene chloride; require a
workplace chemical protection program
(WCPP), which would include a
requirement to meet inhalation
exposure concentration limits and
exposure monitoring for certain
continued conditions of use of
methylene chloride; require
recordkeeping and downstream
notification requirements for several
conditions of use of methylene chloride;
and provide certain time-limited
exemptions from requirements for uses
of methylene chloride that would
otherwise significantly disrupt national
security and critical infrastructure. The
Agency’s development of this rule
incorporated significant stakeholder
outreach and public participation,
including public webinars and over 40
external meetings as well as required
Federalism, Tribal, and Environmental
Justice consultations and a Small
Businesses Advocacy Review Panel.
EPA’s risk evaluation, describing the
conditions of use is in docket EPA–HQ–
OPPT–2019–0437, with the 2022
unreasonable risk determination and
additional materials in docket EPA–
HQ–OPPT–2016–0742.
Statement of Need: This rulemaking is
needed to address the unreasonable risk
from methylene chloride that was
identified in a risk evaluation
completed under TSCA section 6(b).
EPA reviewed the exposures and
hazards of methylene chloride, the
magnitude of risk, exposed populations,
severity of the hazard, uncertainties,
and other factors. EPA sought input
from the public and peer reviewers as
required by TSCA and associated
regulations.
Summary of Legal Basis: In
accordance with TSCA section 6(a), if
EPA determines in a final risk
evaluation completed under TSCA 6(b)
that the manufacture, processing,
distribution in commerce, use, or
disposal of a chemical substance or
mixture, or that any combination of
such activities, presents an
unreasonable risk of injury to health or
the environment, the Agency must issue
regulations requiring one or more of the
following actions to the extent necessary
so that the chemical substance no longer
presents an unreasonable risk: (1)
Prohibit or otherwise restrict
manufacture, processing, or distribution
in commerce of the substance, or limit
the amount of the substance which may
be manufactured, processed, or
distributed in commerce; (2) Prohibit or
otherwise restrict manufacture,
processing, or distribution in commerce
of the substance for a particular use or
PO 00000
Frm 00202
Fmt 4701
Sfmt 4702
for a particular use above a set
concentration, or limit the amount of
the substance which may be
manufactured, processed, or distributed
in commerce for a particular use or for
a particular use above a set
concentration; (3) Require minimum
warnings and instructions with respect
to use, distribution in commerce, or
disposal; (4) Require recordkeeping or
testing by manufacturers or processors;
(5) Prohibit or regulate any manner or
method of commercial use; (6) Prohibit
or regulate any manner or method of
disposal for commercial purposes; and/
or (7) Direct manufacturers or
processors to give notice of the
unreasonable risk to distributors, other
persons and the public and replace or
repurchase the substance.
Alternatives: TSCA section 6(a)
requires EPA to address by rule
chemical substances that the Agency
determines present unreasonable risk
upon completion of a final risk
evaluation. TSCA section 6(c) requires
EPA to consider one or more primary
alternative regulatory actions as part of
the development of a proposed rule
under TSCA section 6(a). The primary
alternative regulatory action for this
rulemaking would, like the proposed
action, prohibit the manufacture,
processing, and distribution in
commerce of methylene chloride for
consumer use; prohibit most industrial
and commercial uses of methylene
chloride; require a workplace chemical
protection program (WCPP), which
would include a requirement to meet
inhalation exposure concentration
limits and exposure monitoring for
certain continued conditions of use of
methylene chloride; require
recordkeeping and downstream
notification requirements for several
conditions of use of methylene chloride;
and provide certain time-limited
exemptions from requirements for uses
of methylene chloride that would
otherwise significantly disrupt national
security and critical infrastructure. This
primary alternative regulatory action
includes longer compliance timeframes
and additional uses under workplace
chemical protection program, in
comparison to the proposed action.
Anticipated Cost and Benefits: EPA’s
analysis of the incremental, nonclosure-related costs of this proposed
rule is estimated to be $13.2 million
annualized over 20 years at a 3%
discount rate and $14.5 million
annualized over 20 years at a 7%
discount rate. The proposed rule
involves health benefits for the
American public, some of which can be
monetized and others that, while
tangible and significant, cannot be
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
monetized. Although some benefits
cannot be quantified, they are not
necessarily less important than the
quantified benefits. The monetized
benefits of this rule are approximately
$17.7 to $18.5 million annualized over
20 years at a 3% discount rate and $13.4
to $13.9 million annualized over 20
years at a 7% discount rate.
Risks: EPA determined that
methylene chloride presents an
unreasonable risk to human health. EPA
must issue risk management
requirements so that this chemical
substance no longer presents an
unreasonable risk. For more
information, visit: https://www.epa.gov/
assessing-and-managing-chemicalsunder-tsca/risk-management-existingchemicals-under-tsca.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
05/03/23
07/03/23
FR Cite
88 FR 28284
03/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal,
State, Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Additional Information: EPA–HQ–
OPPT–2020–0465.
Sectors Affected: 325 Chemical
Manufacturing.
URL For More Information: https://
www.epa.gov/assessing-and-managingchemicals-under-tsca/risk-managementmethylene-chloride.
Agency Contact: Ingrid Feustel,
Environmental Protection Agency,
Office of Chemical Safety and Pollution
Prevention, Mail Code 7404M, 1200
Pennsylvania Avenue NW, Washington,
DC 20460, Phone: 202 564–3199, Email:
feustel.ingrid@epa.gov.
Joel Wolf, Environmental Protection
Agency, Office of Chemical Safety and
Pollution Prevention, 1200
Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone:
202 564–0432, Email: wolf.joel@epa.gov.
RIN: 2070–AK70
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
EPA—OCSPP
212. Carbon Tetrachloride (CTC);
Regulation Under the Toxic Substances
Control Act (TSCA) [2070–AK82]
Priority: Other Significant.
Legal Authority: 15 U.S.C. 2605 Toxic
Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory,
November 4, 2021, TSCA section 6(c).
Final, Statutory, November 4, 2022,
TSCA section 6(c).
Abstract: The Environmental
Protection Agency (EPA) proposed to
address the unreasonable risks of injury
to health presented by carbon
tetrachloride (CTC) under its conditions
of use as documented in EPA’s 2020
Risk Evaluation for Carbon
Tetrachloride and 2022 Revised
Unreasonable Risk Determination for
Carbon Tetrachloride pursuant to the
Toxic Substances Control Act (TSCA).
CTC is a volatile, organic compound
that is primarily used as a feedstock
(i.e., processed as a reactant) in the
making of products such as refrigerants,
aerosol propellants, and foam-blowing
agents. TSCA requires that EPA address
by rule any unreasonable risk of injury
to health or the environment identified
in a TSCA risk evaluation and apply
requirements to the extent necessary so
that the chemical no longer presents
unreasonable risk. EPA determined that
CTC presents an unreasonable risk of
injury to health due to cancer from
chronic inhalation and dermal
exposures and liver toxicity from
chronic inhalation, chronic dermal, and
acute dermal exposures in the
workplace. To address the identified
unreasonable risk under TSCA, EPA
proposed to establish workplace safety
requirements for most conditions of use,
including the condition of use related to
the making of low Global Warming
Potential (GWP) hydrofluoroolefins
(HFOs), prohibit the manufacture
(including import), processing,
distribution in commerce, and
industrial/commercial use of CTC for
conditions of use where information
indicates use of CTC has already been
phased out, and establish recordkeeping
and downstream notification
requirements. The use of CTC in low
GWP HFOs is particularly important in
the Agency’s efforts to support the
American Innovation and
Manufacturing Act of 2020 (AIM Act)
and the Kigali Amendment to the
Montreal Protocol on Substances that
Deplete the Ozone Layer, which was
ratified on October 26, 2022. The
Agency’s development of this rule
incorporates significant stakeholder
outreach and public participation. EPA
PO 00000
Frm 00203
Fmt 4701
Sfmt 4702
9493
engaged in discussions with industry,
non-governmental organizations, other
government agencies, technical experts
and users of CTC, and the general public
to hear from users, academics,
manufacturers, and members of the
public health community about
practices related to commercial uses of
CTC; public health impacts of CTC; the
importance of CTC in the various uses
subject to this proposed rule; frequentlyused substitute chemicals or alternative
methods or lack thereof; engineering
controls, administrative controls, and
personal protective equipment currently
in use or feasibly adoptable; and other
risk-reduction approaches that may
have already been adopted or
considered for industrial and
commercial uses. EPA conducted
Federalism, Tribal, and Environmental
Justice consultations and a Small
Businesses Advocacy Review Panel.
EPA’s risk evaluation for CTC,
describing CTC’s conditions of use, is in
docket EPA–HQ–OPPT–2019–0499,
with the December 2022 unreasonable
risk determination and additional
information in docket EPA–HQ–OPPT–
2016–0733.
Statement of Need: This rulemaking is
needed to address the unreasonable
risks of Carbon Tetrachloride (CTC) that
were identified in a risk evaluation
completed under TSCA section 6(b).
EPA reviewed the exposures and
hazards of Carbon Tetrachloride uses,
the magnitude of risk, exposed
populations, severity of the hazard,
uncertainties, and other factors. EPA
sought input from the public and peer
reviewers as required by TSCA and
associated regulations.
Summary of Legal Basis: In
accordance with TSCA section 6(a), if
EPA determines in a final risk
evaluation completed under TSCA 6(b)
that the manufacture, processing,
distribution in commerce, use, or
disposal of a chemical substance or
mixture, or that any combination of
such activities, presents an
unreasonable risk of injury to health or
the environment, the Agency must issue
regulations requiring one or more of the
following actions to the extent necessary
so that the chemical substance no longer
presents an unreasonable risk: (1)
Prohibit or otherwise restrict
manufacture, processing, or distribution
in commerce of the substance, or limit
the amount of the substance which may
be manufactured, processed, or
distributed in commerce; (2) Prohibit or
otherwise restrict manufacture,
processing, or distribution in commerce
for a particular use or for a particular
use above a set concentration, or limit
the amount of the substance which may
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9494
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
be manufactured, processed, or
distributed in commerce for a particular
use or for a particular use above a set
concentration; (3) Require minimum
warnings and instructions with respect
to use, distribution in commerce, or
disposal; (4) Require recordkeeping or
testing by manufacturers or processors;
(5) Prohibit or regulate any manner or
method of commercial use; (6) Prohibit
or regulate any manner or method of
disposal for commercial purposes; and/
or (7) Direct manufacturers or
processors to give notice of the
unreasonable risk to distributors, other
persons, and the public and replace or
repurchase the substance.
Alternatives: TSCA section 6(a)
requires EPA to address by rule
chemical substances that the Agency
determines present unreasonable risk
upon completion of a final risk
evaluation. TSCA section 6(c) requires
that EPA consider one or more primary
alternative regulatory actions as part of
the development of a proposed rule
under TSCA section 6(a). The proposed
primary alternative regulatory action
would implement workplace chemical
protection program (WCPP)
requirements, including requirements to
meet an existing chemical exposure
limit (ECEL) and Direct Dermal Contact
Controls (DDCC) to prevent direct
dermal contact in the workplace by
separating, distancing, physically
removing, or isolating all person(s) from
direct handling of CTC or from contact
with surfaces that may be contaminated
with CTC (i.e., equipment or materials
on which CTC may be present) under
routine conditions in the workplace, for
those conditions of use that would
otherwise be prohibited under the
proposed rule. The primary alternative
regulatory action would also require
compliance with prescriptive controls—
specifically requirements for respirators
and dermal PPE—for those conditions of
use where an ECEL and DDCC are the
proposed regulatory action and where
PPE may address the unreasonable risk.
This approach differs from the proposed
regulatory action because it would not
require the use of elimination,
substitution, engineering controls, and
administrative controls, in accordance
with the hierarchy of controls, to the
extent feasible as a means of controlling
inhalation and dermal exposures. The
primary alternative regulatory action
would apply the same recordkeeping
requirements, downstream notification
requirements, and compliance
timeframes as those specified in the
proposed rule.
Anticipated Cost and Benefits: EPA’s
estimate of the incremental costs of the
proposed rule is $18.8 million per year
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
annualized over 20-years at a 3%
discount rate and $18.5 million per year
at a 7% discount rate. The costs are
estimated as incremental to baseline
conditions, including current use of
personal protective equipment. The
costs represent a high-end cost estimate
because the high estimates for the
number of entities and workers affected
by the regulation were used. To the
extent that EPA’s approach
overestimates the number of entities
subject to the regulation, actual realized
costs of this action will be lower. The
monetized benefits of the proposed rule
are from avoided cases of adrenal and
liver cancers. The estimated monetized
benefit of the proposed regulatory action
ranges from approximately $0.09 to $0.1
million per year annualized over 20years at a 3% discount rate and from
$0.04 to $0.07 million per year at a 7%
discount rate. There are also nonmonetized benefits due to other
potential avoided adverse health effects
associated with CTC exposure,
including liver, reproductive, renal,
developmental, and central nervous
system (CNS) toxicity endpoints.
Risks: As EPA determined in the
TSCA section 6(b) risk evaluation,
Carbon Tetrachloride presents
unreasonable risks to human health.
EPA must issue risk management
requirements so that this chemical
substance no longer presents an
unreasonable risk. For more
information, visit: https://www.epa.gov/
assessing-and-managing-chemicalsunder-tsca/risk-management-existingchemicals-under-tsca.
Timetable:
Action
Date
NPRM ..................
Final Rule ............
07/28/23
08/00/24
FR Cite
88 FR 49180
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Additional Information: EPA–HQ–
OPPT–2020–0592.
Sectors Affected: 325199 All Other
Basic Organic Chemical Manufacturing;
325998 All Other Miscellaneous
Chemical Product and Preparation
Manufacturing; 327310 Cement
Manufacturing; 325 Chemical
Manufacturing; 325194 Cyclic Crude,
Intermediate, and Gum and Wood
PO 00000
Frm 00204
Fmt 4701
Sfmt 4702
Chemical Manufacturing; 327992
Ground or Treated Mineral and Earth
Manufacturing; 562211 Hazardous
Waste Treatment and Disposal; 325120
Industrial Gas Manufacturing; 331410
Nonferrous Metal (except Aluminum)
Smelting and Refining; 327 Nonmetallic
Mineral Product Manufacturing; 325180
Other Basic Inorganic Chemical
Manufacturing; 325320 Pesticide and
Other Agricultural Chemical
Manufacturing; 325110 Petrochemical
Manufacturing; 325211 Plastics Material
and Resin Manufacturing; 331 Primary
Metal Manufacturing; 562213 Solid
Waste Combustors and Incinerators; 562
Waste Management and Remediation
Services.
URL For More Information: https://
www.epa.gov/assessing-and-managingchemicals-under-tsca/risk-managementcarbon-tetrachloride.
Agency Contact: Claudia Menasche,
Environmental Protection Agency,
Office of Chemical Safety and Pollution
Prevention, 1200 Pennsylvania Avenue
NW, Mail Code 7405M, Washington, DC
20460, Phone: 202 564–3391, Email:
menasche.claudia@epa.gov.
Ana Corado, Environmental
Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200
Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone:
202 564–0140, Email: corado.ana@
epa.gov.
RIN: 2070–AK82
EPA—OCSPP
213. Perchloroethylene (PCE);
Regulation Under the Toxic Substances
Control Act (TSCA) [2070–AK84]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 15 U.S.C. 2605 Toxic
Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory,
December 28, 2021, TSCA sec. 6(c).
Final, Statutory, December 28, 2021,
TSCA sec. 6(c).
Abstract: On June 16, 2023, EPA
proposed a rule under the Toxic
Substances Control Act (TSCA) to
address the unreasonable risk of injury
to health from perchloroethylene (PCE).
TSCA requires that EPA address by rule
any unreasonable risk identified in a
TSCA risk evaluation and apply
requirements to the extent necessary so
the chemical no longer presents
unreasonable risk. PCE is a widely used
solvent in a variety of occupational and
consumer applications including
fluorinated compound production,
petroleum manufacturing, dry cleaning,
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
and aerosol degreasing. EPA determined
that PCE presents an unreasonable risk
of injury to health due to the significant
adverse health effects associated with
exposure to PCE, including
neurotoxicity effects from acute and
chronic inhalation exposures and
dermal exposures, and cancer from
chronic inhalation exposures to PCE.
TSCA requires that EPA address by rule
any unreasonable risk of injury to health
or the environment identified in a TSCA
risk evaluation and apply requirements
to the extent necessary so the chemical
no longer presents unreasonable risk.
PCE, also known as perc and
tetrachloroethylene, is a neurotoxicant
and a likely human carcinogen.
Neurotoxicity, in particular impaired
visual and cognitive function and
diminished color discrimination, are the
most sensitive adverse effects driving
the unreasonable risk of PCE, and other
adverse effects associated with exposure
include central nervous system
depression, kidney and liver effects,
immune system toxicity, developmental
toxicity, and cancer. To address the
identified unreasonable risk, EPA
proposed to prohibit most industrial
and commercial uses of PCE; the
manufacture (including import),
processing, and distribution in
commerce of PCE for the prohibited
industrial and commercial uses; the
manufacture (including import),
processing, and distribution in
commerce of PCE for all consumer use;
and, the manufacture (including
import), processing, distribution in
commerce, and use of PCE in dry
cleaning and related spot cleaning
through a 10-year phaseout. For certain
conditions of use that would not be
subject to a prohibition, EPA also
proposed to require a PCE workplace
chemical protection program that
includes requirements to meet an
inhalation exposure concentration limit
and prevent direct dermal contact. EPA
also proposed to require prescriptive
workplace controls for laboratory use,
and to establish recordkeeping and
downstream notification requirements.
Additionally, EPA proposed to provide
certain time-limited exemptions from
requirements for certain critical or
essential emergency uses of PCE for
which no technically and economically
feasible safer alternative is available.
The Agency’s development of this rule
incorporated significant stakeholder
outreach and public participation,
including public webinars and over 40
external meetings as well as required
Federalism, Tribal, and Environmental
Justice consultations and a Small
Businesses Advocacy Review Panel.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
EPA’s risk evaluation for PCE,
describing the conditions of use is in
docket EPA–HQ–OPPT–2019–0502,
with the 2022 unreasonable risk
determination and additional materials
in docket EPA–HQ–OPPT–2016–0732.
Statement of Need: This rulemaking is
needed to address the unreasonable risk
from PCE that was identified in a risk
evaluation completed under TSCA
section 6(b). EPA reviewed the
exposures and hazards of PCE, the
magnitude of risk, exposed populations,
severity of the hazard, uncertainties,
and other factors. EPA sought input
from the public and peer reviewers as
required by TSCA and associated
regulations.
Summary of Legal Basis: In
accordance with TSCA section 6(a), if
EPA determines in a final risk
evaluation completed under TSCA 6(b)
that the manufacture, processing,
distribution in commerce, use, or
disposal of a chemical substance or
mixture, or that any combination of
such activities, presents an
unreasonable risk of injury to health or
the environment, the Agency must issue
regulations requiring one or more of the
following actions to the extent necessary
so that the chemical substance no longer
presents an unreasonable risk: (1)
Prohibit or otherwise restrict
manufacture, processing, or distribution
in commerce of the substance, or limit
the amount of the substance which may
be manufactured, processed, or
distributed in commerce; (2) Prohibit or
otherwise restrict manufacture,
processing, or distribution in commerce
of the substance for a particular use or
for a particular use above a set
concentration, or limit the amount of
the substance which may be
manufactured, processed, or distributed
in commerce for a particular use or for
a particular use above a set
concentration; (3) Require minimum
warnings and instructions with respect
to use, distribution in commerce, or
disposal; (4) Require recordkeeping or
testing by manufacturers or processors;
(5) Prohibit or regulate any manner or
method of commercial use; (6) Prohibit
or regulate any manner or method of
disposal for commercial purposes; and/
or (7) Direct manufacturers or
processors to give notice of the
unreasonable risk to distributors, other
persons and the public and replace or
repurchase the substance.
Alternatives: TSCA section 6(a)
requires EPA to address by rule
chemical substances that the Agency
determines present unreasonable risk
upon completion of a final risk
evaluation. TSCA section 6(c) requires
EPA to consider one or more primary
PO 00000
Frm 00205
Fmt 4701
Sfmt 4702
9495
alternative regulatory actions as part of
the development of a proposed rule
under TSCA section 6(a). The primary
alternative regulatory action for this
rulemaking includes longer compliance
timeframes and prohibits fewer uses
than the proposed regulatory action.
This primary alternative regulatory
action would prohibit most industrial
and commercial uses of PCE; prohibit
the manufacture (including import),
processing, and distribution in
commerce of PCE for the prohibited
industrial and commercial uses;
prohibit the manufacture (including
import), processing, and distribution in
commerce of PCE for all consumer use;
prohibit the manufacture (including
import), processing, distribution in
commerce, and use of PCE in dry
cleaning and related spot cleaning
through a 15-year phaseout; require
prescriptive workplace controls for
certain conditions of use; and require a
workplace chemical protection program
for certain conditions of use. The
second alternative regulatory action for
this rulemaking includes shorter
compliance timeframes and prohibits
more uses than the proposed regulatory
action. This second alternative
regulatory action would prohibit most
industrial and commercial uses of PCE;
prohibit the manufacture (including
import), processing, and distribution in
commerce of PCE for the prohibited
industrial and commercial uses;
prohibit the manufacture (including
import), processing, and distribution in
commerce of PCE for all consumer use;
prohibit the manufacture (including
import), processing, distribution in
commerce, and use of PCE in dry
cleaning and related spot cleaning
through a 5-year phaseout; require a
workplace chemical protection program
that includes requirements to meet an
inhalation exposure concentration limit
and prevent direct dermal contact for
certain conditions of use; require
prescriptive workplace controls for
laboratory use; and provide certain
time-limited exemptions from
requirements for several conditions of
use of PCE that would otherwise
significantly disrupt national security or
critical infrastructure.
Anticipated Cost and Benefits: The
monetized costs for this proposed rule
are estimated to range from $14.0
million annualized over 20 years at a
3% discount rate and $14.3 million
annualized over 20 years at a 7%
discount rate. The monetized benefits
are estimated to be $10.2 to $46.3
million annualized over 20 years at a
3% discount rate and $4.72 million to
$29.4 million annualized over 20 years
E:\FR\FM\09FEP2.SGM
09FEP2
9496
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
at a 7% discount rate. EPA believes that
the balance of costs and benefits of this
proposal cannot be fairly described
without considering the additional, nonmonetized benefits of mitigating the
non-cancer adverse effects. These effects
may include neurotoxicity, kidney
toxicity, liver toxicity, immunological
and hematological effects, reproductive
effects, and developmental effects.
Risks: EPA determined that PCE
presents an unreasonable risk to human
health. EPA must issue risk
management requirements so that this
chemical substance no longer presents
an unreasonable risk. For more
information, visit: https://www.epa.gov/
assessing-and-managing-chemicalsunder-tsca/risk-management-existingchemicals-under-tsca.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
06/16/23
08/15/23
FR Cite
88 FR 39652
07/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal,
State.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Additional Information: EPA–HQ–
OPPT–2020–0720.
Sectors Affected: 325 Chemical
Manufacturing.
URL For More Information: https://
www.epa.gov/assessing-and-managingchemicals-under-tsca/risk-managementperchloroethylene.
Agency Contact: Kelly Summers,
Environmental Protection Agency,
Office of Chemical Safety and Pollution
Prevention, 1200 Pennsylvania Avenue
NW, Mail Code 7405M, Washington, DC
20460, Phone: 202 564–2201, Email:
summers.kelly@epa.gov.
Joel Wolf, Environmental Protection
Agency, Office of Chemical Safety and
Pollution Prevention, 1200
Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone:
202 564–0432, Email: wolf.joel@epa.gov.
RIN: 2070–AK84
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
EPA—OCSPP
214. Asbestos Part 1 (Chrysotile
Asbestos); Regulation of Certain
Conditions of Use Under the Toxic
Substances Control Act (TSCA) [2070–
AK86]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect the private sector under Public
Law 104–4.
Legal Authority: 15 U.S.C. 2605 Toxic
Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory,
December 28, 2021, TSCA sec. 6(c).
Final, Statutory, December 28, 2022,
TSCA sec. 6(c).
Abstract: This action will address the
unreasonable risk of injury to health
presented by conditions of use of
chrysotile asbestos. Section 6(a) of the
Toxic Substances Control Act (TSCA)
requires that EPA address by rule any
unreasonable risk identified in a TSCA
risk evaluation and apply requirements
to the extent necessary so that the
relevant chemical substance no longer
presents such risk. Therefore, to address
the unreasonable risk identified in the
TSCA Risk Evaluation for Asbestos, Part
1: Chrysotile Asbestos, EPA proposed
on April 12, 2022, to prohibit
manufacture (including import),
processing, distribution in commerce
and commercial use of chrysotile
asbestos for chrysotile asbestos
diaphragms for use in the chlor-alkali
industry, chrysotile asbestos-containing
sheet gaskets used in chemical
production, chrysotile asbestoscontaining brake blocks used in the oil
industry, aftermarket automotive
chrysotile asbestos-containing brakes/
linings, other chrysotile asbestoscontaining vehicle friction products,
and other chrysotile asbestos-containing
gaskets. EPA also proposed to prohibit
manufacture (including import),
processing, and distribution in
commerce of aftermarket automotive
chrysotile asbestos-containing brakes/
linings for consumer use, and other
chrysotile asbestos-containing gaskets
for consumer use. Finally, EPA also
proposed disposal and recordkeeping
requirements for these conditions of
use. EPA is reviewing the comments
received and intends to develop a final
rule.) EPA consulted with State, local
and Tribal governments, and conducted
extensive public outreach during the
development of this rulemaking. EPA
held discussions with industry, nongovernmental organizations, other
national governments, asbestos experts,
other government agencies, users of
chrysotile asbestos, and the general
PO 00000
Frm 00206
Fmt 4701
Sfmt 4702
public on how long industry would
need to implement a prohibition. These
meetings helped to inform the timeline
for implementation of a prohibition,
EPA’s understanding of how companies
currently protect workers and the extent
to which each industry uses asbestosfree technology. EPA also held a public
webinar to provide an overview of the
TSCA risk management process
including the findings in the Part 1 risk
evaluation. In addition, EPA published
a notice of data availability on March
17, 2023 to solicit public comments on
additional data received by EPA related
to the proposed rule. The additional
data pertain to chrysotile asbestos
diaphragms used in the chlor-alkali
industry and chrysotile asbestoscontaining sheet gaskets used in
chemical production and may be used
by EPA in the development of the final
rule, including EPA’s determination of
what constitutes as soon as practicable’’
with regard to the proposed chrysotile
asbestos prohibition compliance dates
for these uses. EPA is reviewing the
comments received and intends to
develop a final rule.
Statement of Need: This rulemaking is
needed to address the unreasonable risk
of chrysotile asbestos identified in the
Risk Evaluation for Asbestos Part I:
Chrysotile Asbestos completed under
TSCA section 6(b). EPA reviewed the
exposures and hazards of the chrysotile
asbestos uses evaluated in the risk
evaluation, the magnitude of risk,
exposed populations, severity of the
hazard, uncertainties, and other factors.
EPA sought input from the public and
peer reviewers as required by TSCA and
associated regulations.
Summary of Legal Basis: In
accordance with TSCA section 6(a), if
EPA determines in a final risk
evaluation completed under TSCA 6(b)
that the manufacture, processing,
distribution in commerce, use, or
disposal of a chemical substance or
mixture, or that any combination of
such activities, presents an
unreasonable risk of injury to health or
the environment, the Agency must issue
regulations requiring one or more of the
following actions to the extent necessary
so that the chemical substance no longer
presents an unreasonable risk: (1)
Prohibit or otherwise restrict
manufacture, processing, or distribution
in commerce; (2) Prohibit or otherwise
restrict for a particular use or above a set
concentration; (3) Require minimum
warnings and instructions with respect
to use, distribution in commerce, or
disposal; (4) Require recordkeeping or
testing; (5) Prohibit or regulate any
manner or method of commercial use;
(6) Prohibit or regulate any manner or
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
method of disposal; and/or (7) Direct
manufacturers or processors to give
notice of the unreasonable risk to
distributors and replace or repurchase
products if required.
Alternatives: TSCA section 6(a)
requires EPA to address by rule
chemical substances that the Agency
determines present unreasonable risk
upon completion of a final risk
evaluation. As required under TSCA
section 6(c), EPA considered one or
more primary alternative regulatory
actions as part of the development of the
proposed rule. The primary alternative
regulatory action considered by EPA in
the proposed rule is to: prohibit
manufacture (including import),
processing, distribution in commerce
and commercial use of chrysotile
asbestos in bulk form or as part of:
Chrysotile asbestos diaphragms in the
chlor-alkali industry and for chrysotile
asbestos-containing sheet gaskets in
chemical production (with prohibitions
taking effect five years after the effective
date of the final rule) and require, prior
to the prohibition taking effect,
compliance with an existing chemicals
exposure limit (ECEL) for the processing
and commercial use of chrysotile
asbestos for these uses; and to prohibit
manufacture (including import),
processing, distribution in commerce,
and commercial use of chrysotile
asbestos-containing brake blocks in the
oil industry; aftermarket automotive
chrysotile asbestos-containing brakes/
linings; and other vehicle friction
products (with prohibitions taking effect
two years after the effective date of the
final rule and with additional
requirements for disposal). The primary
alternative regulatory action considered
in the proposed rule also included
prohibitions on manufacture (including
import), processing, and distribution in
commerce of aftermarket automotive
chrysotile asbestos-containing brakes/
linings for consumer use and other
chrysotile asbestos-containing gaskets
for consumer use (with prohibitions
taking effect two years after the effective
date of the final rule). The primary
alternative regulatory action also would
require disposal of chrysotile asbestoscontaining materials in a manner
identical to the proposed option, with
additional provisions for downstream
notification and signage and labeling.
EPA did not consider additional
alternative regulatory actions in the
proposed rule.
Anticipated Cost and Benefits: As
estimated in the proposed rule,
converting the asbestos diaphragm cells
to membrane cells in response to the
proposed rule is predicted to require an
incremental investment of
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
approximately $1.8 billion across all
nine plants predicted to be using
asbestos diaphragms when the rule goes
into effect. Compared to this baseline
trend, the incremental net effect of the
proposed rule on the chlor-alkali
industry over a 20-year period using a
3 percent discount rate is estimated to
range from an annualized cost of about
$49 million per year to annualized
savings of approximately $35 million
per year, depending on whether the
higher grade of caustic soda produced
by membrane cells continues to
command a premium price. Using a 7
percent discount rate, the incremental
annualized net effect ranges from a cost
of $87 million per year to savings of
approximately $40,000 per year, again
depending on whether there are revenue
gains from the caustic soda production.
EPA also estimates that approximately
1,800 sets of automotive brakes or brake
linings containing asbestos may be
imported into the U.S. each year,
representing 0.002% of the total U.S.
market for aftermarket brakes. The cost
of a prohibition would be minimal due
to the ready availability of alternative
products that are only slightly more
expensive (an average cost increase of
$4 per brake). The proposed rule is
estimated to result in total annualized
costs for aftermarket automotive brakes
of approximately $25,000 per year using
a 3% discount rate and $18,000 per year
using a 7% discount rate. EPA did not
have information to estimate the costs of
prohibiting asbestos for the remaining
uses subject to the proposed rule (sheet
gaskets used in chemical production,
brake blocks in the oil industry, other
vehicle friction products, or other
gaskets), so there are additional
unquantified costs. EPA believes that
the use of these asbestos-containing
products has declined over time, and
that they are now used in at most small
segments of the industries. EPA’s
Economic Analysis for the proposed
rule quantified the benefits from
avoided cases of lung cancer,
mesothelioma, ovarian cancer, and
laryngeal cancer due to reduced
asbestos exposures to workers,
occupational non-users (ONUs), and
DIYers related to the rule’s requirements
for chlor-alkali diaphragms, sheet
gaskets for chemical production, and
aftermarket brakes. The combined
national quantified benefits of avoided
cancer cases associated with these
products are approximately $3,100 per
year using a 3% discount rate and
$1,200 per year using a 7% discount
rate, based on the cancer risk estimates
from the Part 1 risk evaluation. EPA did
not estimate the aggregate benefits of the
PO 00000
Frm 00207
Fmt 4701
Sfmt 4702
9497
requirements for oilfield brake blocks,
other vehicle friction products or other
gaskets because the Agency did not have
sufficient information on the number of
individuals likely to be affected by the
proposed rule. Thus, as proposed, the
rule may yield additional unquantified
benefits from reducing exposures
associated with these uses. There would
also be unquantified benefits due to
other avoided adverse health effects
associated with asbestos exposure
including respiratory effects (e.g.,
asbestosis, non-malignant respiratory
disease, deficits in pulmonary function,
diffuse pleural thickening and pleural
plaques) and immunological and
lymphoreticular effects. In addition to
the benefits of avoided adverse health
effects associated with chrysotile
asbestos exposure, the proposed rule is
expected to generate significant benefits
from reduced air pollution associated
with electricity generation. Based on a
sensitivity screening-level analysis that
EPA conducted, converting asbestos
diaphragm cells to membrane cells
could yield tens of millions of dollars
per year in environmental and health
benefits from reduced emissions of
particulate matter, sulfur dioxide,
nitrogen oxides, and carbon dioxide.
Risks: In the TSCA Risk Evaluation
for Asbestos, Part 1: Chrysotile
Asbestos, EPA determined there is
unreasonable risk of injury to health
from conditions of use of chrysotile
asbestos. The health endpoint driving
EPA’s determination of unreasonable
risk for chrysotile asbestos under the
conditions of use is cancer from
inhalation exposure. This unreasonable
risk includes the risk of mesothelioma,
lung cancer, and other cancers from
chronic inhalation.
Timetable:
Action
NPRM ..................
Notice of Data
Availability.
Final Rule ............
Date
04/12/22
03/17/23
I
FR Cite
87 FR 21706
88 FR 16389
01/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Additional Information: EPA–HQ–
OPPT–2021–0057.
Sectors Affected: 8111 Automotive
Repair and Maintenance; 325 Chemical
E:\FR\FM\09FEP2.SGM
09FEP2
9498
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Manufacturing; 332 Fabricated Metal
Product Manufacturing; 339991 Gasket,
Packing, and Sealing Device
Manufacturing; 4231 Motor Vehicle and
Motor Vehicle Parts and Supplies
Merchant Wholesalers; 441 Motor
Vehicle and Parts Dealers; 211 Oil and
Gas Extraction; 336 Transportation
Equipment Manufacturing.
URL For More Information: https://
www.epa.gov/assessing-and-managingchemicals-under-tsca/risk-managementasbestos-part-1-chrysotile-asbestos.
Agency Contact: Peter Gimlin,
Environmental Protection Agency,
Office of Chemical Safety and Pollution
Prevention, 1200 Pennsylvania Avenue
NW, Mail Code 7404M, Washington, DC
20460, Phone: 202 566–0515, Fax: 202
566–0473, Email: gimlin.peter@epa.gov.
Ana Corado, Environmental
Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200
Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone:
202 564–0140, Email: corado.ana@
epa.gov.
RIN: 2070–AK86
EPA—OCSPP
ddrumheller on DSK120RN23PROD with PROPOSALS2
215. Reconsideration of the Dust-Lead
Hazard Standards and Dust-Lead Post
Abatement Clearance Levels [2070–
AK91]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: This action may
affect State, local or tribal governments
and the private sector.
Legal Authority: 15 U.S.C. 2681; 15
U.S.C. 2682; 15 U.S.C. 2683; 15 U.S.C.
2684; 15 U.S.C. 2686; 42 U.S.C. 4851b;
42 U.S.C. 4852d
CFR Citation: 40 CFR 745.
Legal Deadline: None.
Abstract: Addressing childhood lead
exposure is a priority for the
Environmental Protection Agency
(EPA). This rule addresses health
concerns for all affected communities,
including children living in
communities with environmental justice
concerns, who have significantly higher
blood lead levels (BLLs) than other
children. As part of EPA’s efforts to
reduce childhood lead exposure, and in
accordance with a U.S. Court of Appeals
for the Ninth Circuit 2021 opinion, EPA
proposed to lower the dust-lead hazard
standards (DLHS) from 10 micrograms
per square foot (mg/ft2) and 100 mg/ft2
for floors and window sills to any
reportable level as analyzed by a
laboratory recognized by EPA’s National
Lead Laboratory Accreditation Program.
This is a non-numeric value that the
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Agency refers to as greater than zero mg/
ft2 and may vary based on laboratory or
test. While EPA’s DLHS do not compel
property owners or occupants to
evaluate their property for lead-based
paint (LBP) hazards nor take control
actions (40 CFR 745.61(c)), if an LBP
activity such as an abatement is
performed, then EPA’s regulations set
requirements for doing so (40 CFR
745.220(d)). EPA also proposed to
change the dust-lead clearance levels
(DLCL), which are the values used to
determine when abatement work can be
considered complete, from 10 mg/ft2,
100 mg/ft2 and 400 mg/ft2 for floors,
window sills, and window troughs to 3
mg/ft2, 20 mg/ft2, and 25 mg/ft2,
respectively. Under this proposal, the
DLHS for floors and window sills would
not be the same as the DLCL for floors
and window sills (i.e., the DLHS and
DLCL would be decoupled).
Accordingly, dust-lead hazards could
remain after an abatement due to the
different statutory direction that
Congress provided EPA with respect to
the DLCL. Additionally, EPA proposed
to change the definition of abatement so
that the recommendation for action
applies when dust-lead loadings are at
or above the DLCL, as well as several
other amendments, including revising
the definition of target housing to
conform with the statute. The Agency
consulted with State, local and Tribal
government officials during the
rulemaking, and held a public webinar
in summer of 2023.
Statement of Need: On July 9, 2019,
EPA promulgated a final rule to lower
the DLHS from 40 micrograms of lead
per square foot (mg/ft2) to 10 mg/ft2 for
floors, and from 250 mg/ft2 to 100 mg/ft2
for window sills. EPA’s dust-lead
clearance levels (DLCL) indicate the
amount of lead in dust on a surface
following the completion of an
abatement activity. On January 6, 2021,
EPA promulgated a final rule to lower
the DLCL from 40 mg/ft2 to 10 mg/ft2 for
floors, and from 250 mg/ft2 to 100 mg/ft2
for window sills. The Agency began a
reconsideration of the July 2019 and
January 2021 final rules in keeping with
Executive Order 13990 (addressing the
protection of public health and the
environment and restoring science to
tackle the climate crisis). In addition, on
May 14, 2021, the United States Court
of Appeals for the Ninth Circuit issued
an opinion to remand without vacatur
the 2019 DLHS final rule and directed
EPA to reconsider the 2019 DLHS rule
in conjunction with a reconsideration of
the DLCL. EPA proposed its
reconsideration rule on August 1, 2023.
Summary of Legal Basis: EPA
proposed this rule under the authority
PO 00000
Frm 00208
Fmt 4701
Sfmt 4702
of sections 401, 402, 403, 404, and 406
of the Toxic Substances Control Act
(TSCA), 15 U.S.C. 2601 et seq., as
amended by Title X of the Housing and
Community Development Act of 1992
(also known as the Residential LeadBased Paint Hazard Reduction Act of
1992 or ‘‘Title X’’) (Pub. L. 102–550),
and section 237(c) of Title II of Division
K of the Consolidated Appropriations
Act, 2017 (Pub. L. 115–31), as well as
sections 1004 and 1018 of Title X (42
U.S.C. 4851b, 4852d), as amended by
section 237(b) of Title II of Division K
of the Consolidated Appropriations Act,
2017.
Alternatives: EPA considered 2
alternative approaches for revising the
DLHS and 1 alternative approach for
revising the DLCL. One of the
alternative approaches for revising the
DLHS is a numeric standard based on
the probability of exceedance of one or
more IQ or BLL metrics as determined
by the Agency. The other alternative
approach for revising the DLHS would
use the background dust-lead levels of
housing built in 1978 and beyond as the
DLHS (known as ‘‘post-1977
background’’). For the numeric standard
approach, EPA evaluated several
numeric DLHS candidates that the
Agency believed to be appropriate given
the health and exposure metrics of
interest. The numeric DLHS candidates
were 1/10 mg/ft2 (i.e., 1 mg/ft2 for floors
and 10 mg/ft2 for sills), 2/20 mg/ft2, 3/
30 mg/ft2, and 5/40 mg/ft2 and those
values were compared to the specified
BLL and IQ metrics to estimate the
probability of exceeding the BLL or IQ
targets. The post-1977 background
approach would establish the DLHS for
target housing and COFs using post1977 background dust-lead levels, and
address disparities in the dust-lead
levels that children in target housing
may be exposed to and the
corresponding disparate health risks.
This approach would also align with the
focus of Title X on lead hazards in
housing constructed before 1978. Using
this approach, DLHS would be
established at 0.2 mg/ft2 for floors and
0.8 mg/ft2 for window sills as the dustlead levels that would result in adverse
human health effects. The alternative
approach EPA considered for revising
the DLCL would be to employ the
current enforceable levels established by
the New York City Department of Health
and Mental Hygiene of 5 mg/ft2 for
floors, 40 mg/ft2 for window sills and
100 mg/ft2 for window troughs.
Anticipated Cost and Benefits: EPA
analyzed the potential incremental
impacts associated with this
rulemaking. The analysis focused
specifically on the subset of target
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
housing and child-occupied facilities
affected by this rulemaking. Although
the DLHS and DLCL do not compel
specific actions under the LBP
Activities Rule to address identified
LBP hazards, the DLHS and DLCL are
directly incorporated by reference into
certain requirements mandated by HUD
in the housing subject to HUD’s Lead
Safe Housing Rule (LSHR). As such, the
analysis estimates incremental costs and
benefits for two categories of events: (1)
where dust-wipe testing occurs to
comply with the LSHR and (2) where
dust wipe testing occurs in response to
blood lead testing that detects a blood
lead level (BLL) above state or Federal
action levels. This rule would result in
reduced exposure to lead, yielding
benefits to residents of pre-1978 housing
from avoided adverse health effects. For
the subset of adverse health effects that
were quantified (i.e., the effect of
avoided IQ decreases on lifetime
earnings as an indicator of improved
cognitive function), the estimated
monetized and annualized benefits are
$1.069 billion to $4.684 billion per year
using a 3% discount rate, and $231
million to $1.013 billion per year using
a 7% discount rate. These benefits
calculations are sensitive to the
discount rate used and the range in the
estimated number of lead hazard
reduction events triggered by children
with tested BLLs above state or Federal
action levels. With respect to the latter,
the wide range is driven largely by
uncertainty about the BLLs at which
action might be taken, since in many
states the action level is currently higher
than the Federal blood lead reference
value. Additionally, there are
unquantified benefits. These additional
benefits include avoided adverse health
effects in children, including decreased
attention-related behavioral problems,
decreased cognitive performance,
reduced post-natal growth, delayed
puberty, and decreased kidney function.
These additional unquantified benefits
also include avoided adverse health
effects in adults, including
cardiovascular mortality and impacts on
reproductive function and outcomes.
This rule is estimated to result in
quantified costs of $536 million to $784
million per year using both a 3% and a
7% discount rate. These costs are
expected to accrue to landlords, owners
and operators of child-occupied
facilities, residential remodelers, and
abatement firms. Real estate agents and
brokers may incur negligible costs
related to the target housing definition
amendment. The cost calculations are
highly sensitive to the range in the
estimated number of lead hazard
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
reduction events triggered by children
with elevated BLLs. In the events
affected by this rule, incremental costs
can be incurred for specialized cleaning
used to reduce dust-lead loadings (i.e.,
quantity of lead per unit of surface area)
to below the clearance levels. In some
instances, floors will also be sealed,
overlaid, or replaced, or window sills
will be sealed or repainted. Additional
costs may result from the retesting of
lead dust levels. Because of the lower
laboratory reporting limits necessary for
testing lead dust levels under this rule,
incremental laboratory test costs are
likely to increase.
Risks: This rulemaking addresses the
risk of adverse health effects associated
with dust-lead exposures in children
living in pre-1978 housing and childoccupied facilities, as well as associated
potential health effects in this
subpopulation.
Timetable:
Action
Date
NPRM ..................
Final Rule ............
08/01/23
10/00/24
FR Cite
88 FR 50444
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State, Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Additional Information: Related to
RIN 2070–AK66.
Sectors Affected: 92511
Administration of Housing Programs;
541350 Building Inspection Services;
624410 Child Day Care Services; 236
Construction of Buildings; 611110
Elementary and Secondary Schools;
541330 Engineering Services; 531110
Lessors of Residential Buildings and
Dwellings; 92811 National Security;
611519 Other Technical and Trade
Schools; 531 Real Estate; 562910
Remediation Services; 531311
Residential Property Managers; 238
Specialty Trade Contractors; 541380
Testing Laboratories.
URL For More Information: https://
www.epa.gov/lead.
Agency Contact: Claire Brisse, Office
of Chemical Safety and Pollution
Prevention, Environmental Protection
Agency, 1200 Pennsylvania Avenue
NW, Mail Code 7404M, Washington, DC
20460–0001, Phone: 202 564–9004,
Email: brisse.claire@epa.gov.
Marc Edmonds, Environmental
Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200
Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone:
202 566–0758, Email: edmonds.marc@
epa.gov.
PO 00000
Frm 00209
Fmt 4701
Sfmt 4702
9499
RIN: 2070–AK91
EPA—OFFICE OF LAND AND
EMERGENCY MANAGEMENT (OLEM)
Final Rule Stage
216. Designating PFOA and PFOS as
CERCLA Hazardous Substances [2050–
AH09]
Priority: Section 3(f)(1) Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 42 U.S.C. 9602
CFR Citation: 40 CFR 302.
Legal Deadline: None.
Abstract: Under the Comprehensive
Environmental Response,
Compensation, and Liability Act of
1980, as amended (‘‘CERCLA’’ or
‘‘Superfund’’), the Environmental
Protection Agency (EPA or the Agency)
is moving to finalize the designation of
perfluorooctanoic acid (PFOA) and
perfluoro octane sulfonic acid (PFOS),
including their salts and structural
isomers, as hazardous substances.
CERCLA authorizes the Administrator
to promulgate regulations designating as
hazardous substances such elements,
compounds, mixtures, solutions, and
substances which, when released into
the environment, may present
substantial danger to the public health
or welfare or the environment. Such a
designation would ultimately facilitate
cleanup of contaminated sites and
reduce human exposure to these
‘‘forever’’ chemicals.
Statement of Need: Designating PFOA
and PFOS as CERCLA hazardous
substances will require reporting of
releases of PFOA and PFOS that meet or
exceed the reportable quantity assigned
to these substances. This will enable
Federal, State, Tribal and local
authorities to collect information
regarding the location and extent of
releases.
Summary of Legal Basis: No aspect of
this action is required by statute or court
order.
Alternatives: The Agency identified
through the 2019 PFAS Action Plan that
one of the goals was to designate PFOA
and PFOS as hazardous substances. EPA
determined that we have enough
information to propose this designation.
Anticipated Cost and Benefits: The
EPA is analyzing the potential costs and
benefits associated with this action with
respect to the reporting of any release of
the subject hazardous substances to the
Federal, State, and local authorities.
Currently EPA expects to estimate lower
and upper-bound reporting cost
scenarios.
E:\FR\FM\09FEP2.SGM
09FEP2
9500
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Risks: This is a reporting rule and will
enable Federal, State, Tribal and local
authorities to collect information
regarding the location and extent of
releases.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
09/06/22
11/07/22
I
03/00/24
87 FR 54415
I
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: Businesses,
Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal,
Local, State, Tribal.
Additional Information:
Sectors Affected: 325998 All Other
Miscellaneous Chemical Product and
Preparation Manufacturing; 811192 Car
Washes; 314110 Carpet and Rug Mills;
332813 Electroplating, Plating,
Polishing, Anodizing, and Coloring;
922160 Fire Protection; 488119 Other
Airport Operations; 325510 Paint and
Coating Manufacturing; 322121 Paper
(except Newsprint) Mills; 322130
Paperboard Mills; 424710 Petroleum
Bulk Stations and Terminals; 324110
Petroleum Refineries; 325992
Photographic Film, Paper, Plate, and
Chemical Manufacturing; 562212 Solid
Waste Landfill.
Agency Contact: Linda Strauss,
Environmental Protection Agency,
Office of Land and Emergency
Management, 1301 Constitution Ave.
NW, Washington, DC 20460, Phone: 202
564–0797, Email: strauss.linda@
epa.gov.
Sicy Jacob, Environmental Protection
Agency, Office of Land and Emergency
Management, 1200 Pennsylvania
Avenue NW, Mail Code 5104A,
Washington, DC 20460, Phone: 202 564–
8019, Fax: 202 564–2625, Email:
jacob.sicy@epa.gov.
RIN: 2050–AH09
ddrumheller on DSK120RN23PROD with PROPOSALS2
EPA—OLEM
217. Hazardous and Solid Waste
Management System: Disposal of Coal
Combustion Residuals From Electric
Utilities; Legacy Surface Impoundments
[2050–AH14]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 6907(a); 42
U.S.C. 6912(a); 42 U.S.C. 6944; 42
U.S.C. 6945(a)(d)
CFR Citation: 40 CFR 257.
Legal Deadline: None.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Abstract: On April 17, 2015, the
Environmental Protection Agency (EPA
or the Agency) promulgated national
minimum criteria for existing and new
coal combustion residuals (CCR)
landfills and existing and new CCR
surface impoundments. On August 21,
2018, the D.C. Circuit Court of Appeals
issued its opinion in the case of Utility
Solid Waste Activities Group, et al v.
EPA, which vacated and remanded the
provision that exempted inactive
impoundments at inactive facilities
from the CCR rule. In May 2023, EPA
proposed regulations to implement this
part of the court decision for inactive
CCR surface impoundments at inactive
utilities, or ‘‘legacy CCR surface
impoundments’’. This proposal
included adding a new definition for
legacy CCR surface impoundments. EPA
also proposed to require such legacy
CCR surface impoundments to follow
existing regulatory requirements for
fugitive dust, groundwater monitoring,
and closure, or other technical
requirements. Finally, EPA proposed
requirements for CCR management units
including a facility evaluation and to
follow existing regulatory requirements
for groundwater monitoring, corrective
action, and closure for all CCR
contamination (regardless of how or
when that CCR was placed) at a
regulated facility. After reviewing the
public comments on the proposed rule,
EPA will take final action.
Statement of Need: On April 17, 2015,
the EPA finalized national regulations to
regulate the disposal of Coal
Combustion Residuals (CCR) as solid
waste under subtitle D of the Resource
Conservation and Recovery Act (RCRA)
(2015 CCR final rule). In response to the
Utility Solid Waste Activities Group v.
EPA decision, this proposed
rulemaking, if finalized, would bring
inactive surface impoundments at
inactive facilities (legacy surface
impoundments) into the regulated
universe.
Summary of Legal Basis: No statutory
or judicial deadlines apply to this rule.
The EPA is taking this action in
response to an August 21, 2018, court
decision that vacated and remanded the
provision that exempted inactive
impoundments at inactive electric
utilities from the 2015 CCR final rule.
The proposed rule would be established
under the authority of the Solid Waste
Disposal Act of 1970, as amended by the
Resource Conservation and Recovery
Act of 1976 (RCRA), as amended by the
Hazardous and Solid Waste
Amendments of 1984 (HWSA) and the
Water Infrastructure Improvements for
the Nation Act of 2016.
PO 00000
Frm 00210
Fmt 4701
Sfmt 4702
Alternatives: The Agency issued an
advance notice of proposed rulemaking
(ANPRM) on October 14, 2020 (85 FR
65015), which included public notice
and opportunity for comment on this
effort. We have not identified at this
time any significant alternatives for
analysis.
Anticipated Cost and Benefits: The
Agency will determine anticipated costs
and benefits later as it is currently too
early in the process.
Risks: The Agency will estimate the
risk reductions and impacts later as it is
currently too early in the process.
Timetable:
Action
ANPRM ...............
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
10/14/20
05/18/23
07/17/23
FR Cite
85 FR 65015
88 FR 31982
04/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State.
Additional Information: EPA–HQ–
OLEM–2020–0107.
Sectors Affected: 221112 Fossil Fuel
Electric Power Generation.
URL For More Information: https://
www.epa.gov/coalash.
URL For Public Comments: https://
www.regulations.gov/docket/EPA-HQOLEM-2020-0107.
Agency Contact: Michelle Lloyd,
Environmental Protection Agency,
Office of Land and Emergency
Management, Mail Code 5304T, 1200
Pennsylvania Avenue NW, Washington,
DC 20460, Phone: 202 566–0560, Email:
lloyd.michelle@epa.gov.
Frank Behan, Environmental
Protection Agency, Office of Land and
Emergency Management, Mail Code
5304T, 1200 Pennsylvania Avenue NW,
Washington, DC 20460, Phone: 202 566–
1730, Email: behan.frank@epa.gov.
RIN: 2050–AH14
EPA—OLEM
218. Clean Water Act Hazardous
Substance Facility Response Plans
[2050–AH17]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 1321
CFR Citation: 40 CFR 142, subpart B.
Legal Deadline: NPRM, Judicial,
March 12, 2022, 19–cv–02516–VM. A
March 12, 2020, consent decree requires
EPA to sign a proposed rule within 24
months (by 3/12/2022) and sign a final
rule within 30 months of publication of
the proposed rule.
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Final, Judicial, September 30, 2024,
19–cv–02516–VM. Requires EPA to sign
a proposed rule within 24 months (by 3/
12/2022) and sign a final rule within 30
months of publication of the proposed
rule (estimating by 9/30/2024).
Abstract: The Clean Water Act (CWA)
provides that regulations shall be issued
‘‘which require an owner or operator of
a tank vessel or facility . . . to prepare
and submit . . . a plan for responding,
to the maximum extent practicable, to a
worst-case discharge, and to a
substantial threat of such a discharge, of
. . . a hazardous substance.’’ EPA was
sued for failure to fulfill this mandatory
duty imposed by Congress. This
regulatory action is being conducted
under the terms of a consent decree
entered into on March 12, 2020, which
requires that a proposed action is signed
within 24 months of the final agreement
and that a final action follow within 30
months of the publication of the
proposed rule. Subsequently, the
Environmental Protection Agency
proposed a regulatory action to require
planning for worst case discharges of
CWA hazardous substances under
section 311(j)(5)(A). EPA plans to
promulgate a final rule by Spring 2024
meet the terms of the Consent Decree.
Statement of Need: Worst case
discharges of CWA hazardous
substances could result in impacts to
drinking water; impacts to industrial
and agricultural water uses; commercial
and recreational waterway closures;
impacts to fish and other aquatic life;
impacts to ecosystems and the
environment; injuries, hospitalizations,
and fatalities; emergency response costs;
transaction costs; direct property
impacts; property value impacts; costs
from sheltering in place and
evacuations; impacts to sensitive or
vulnerable populations; and fiscal
revenue impacts. The purpose of this
regulation would be to plan for and
mitigate these damages.
Summary of Legal Basis: CWA
Section 311(j)(5) directs the president to
issue regulations to ‘‘require an owner
or operator of a tank vessel or facility
. . . to prepare and submit . . . a plan
for responding, to the maximum extent
practicable, to a worst case discharge,
and to a substantial threat of such a
discharge, of . . . a hazardous
substance.’’ The EPA was sued for not
promulgating the hazardous substance
worst case planning regulations and
entered into a consent decree with the
plaintiffs that requires the EPA to
publish a proposed rule by March 12,
2022 and take final action by September
12, 2024.
Alternatives: The EPA is considering
a regulatory program modeled on EPA’s
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Facility Response Plan program for
worst case discharges of oil.
Anticipated Cost and Benefits: The
Agency will determine anticipated costs
and benefits later as it is currently too
early in the process.
Risks: To help determine the risks to
be addressed by this rulemaking, EPA is
reviewing historical data on discharges
of CWA hazardous substances.
Timetable:
Action
Date
NPRM ..................
Final Rule ............
03/28/22
04/00/24
FR Cite
87 FR 17890
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Local,
Tribal.
Additional Information:
Agency Contact: Rebecca Broussard,
Environmental Protection Agency,
Office of Land and Emergency
Management, 1200 Pennsylvania
Avenue NW, Mail Code 5104A,
Washington, DC 20460, Phone: 202 564–
6706, Email: broussard.rebecca@
epa.gov.
RIN: 2050–AH17
EPA—OLEM
219. Accidental Release Prevention
Requirements: Risk Management
Program Under the Clean Air Act; Safer
Communities by Chemical Accident
Prevention [2050–AH22]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
Legal Authority: 42 U.S.C. 7412
CFR Citation: 40 CFR 68.
Legal Deadline: None.
Abstract: On August 31, 2022, the
Environmental Protection Agency (EPA)
published proposed amendments to its
Risk Management Program (RMP)
regulations as a result of Agency review.
The proposed revisions included several
changes and amplifications to the
accident prevention program
requirements, enhancements to the
emergency preparedness requirements,
increased public availability of chemical
hazard information, and several other
changes to certain regulatory definitions
or points of clarification. Such
amendments seek to improve chemical
process safety; assist in planning,
preparedness, and responding to RMPreportable accidents; and improve
public awareness of chemical hazards at
regulated sources. EPA plans to publish
the final rule in December 2023.
Statement of Need: On January 13,
2017, the EPA published a final RMP
PO 00000
Frm 00211
Fmt 4701
Sfmt 4702
9501
rule (2017 Amendments) to prevent and
mitigate the effect of accidental releases
of hazardous chemicals from facilities
that use, manufacture, and store them.
The 2017 Amendments were a result of
Executive Order 13650, Improving
Chemical Facility Safety and Security,
which directed EPA (and several other
Federal agencies) to, among other
things, modernize policies, regulations,
and standards to enhance safety and
security in chemical facilities. The 2017
Amendments rule contained various
new provisions applicable to RMPregulated facilities addressing
prevention program elements,
emergency coordination with local
responders, and information availability
to the public. EPA received three
petitions for reconsideration of the 2017
Amendments rule under CAA section
307(d)(7)(B). On December 19, 2019,
EPA promulgated a final RMP rule
(2019 Revisions) that acts on the
reconsideration. The 2019 Revisions
rule repealed several major provisions
of the 2017 Amendments and retained
other provisions with modifications. On
January 20, 2021, Executive Order
13990, Protecting Public Health and the
Environment and Restoring Science To
Tackle the Climate Crisis (E.O. 13990),
directed federal agencies to review
existing regulations and take action to
address priorities established by the
new administration including bolstering
resilience to the impact of climate
change and prioritizing environmental
justice. The EPA is considering
developing a regulatory action to revise
the current RMP regulations. The
proposed rule would address the
administration’s priorities and focus on
regulatory revisions completed since
2017. The proposed rule would also
expect to contain a number of proposed
modifications to the RMP regulations
based in part on stakeholder feedback
received from RMP public listening
sessions held on June 16 and July 8,
2021.
Summary of Legal Basis: The CAA
section 112(r)(7)(A) authorizes the EPA
Administrator to promulgate accidental
release prevention, detection, and
correction requirements, which may
include monitoring, record keeping,
reporting, training, vapor recovery,
secondary containment, and other
design, equipment, work practice, and
operational requirements. The CAA
section 112(r)(7)(B) authorizes the
Administrator to promulgate reasonable
regulations and appropriate guidance to
provide, to the greatest extent
practicable, for the prevention and
detection of accidental releases of
regulated substances and for response to
E:\FR\FM\09FEP2.SGM
09FEP2
9502
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
such releases by the owners or operators
of the sources of such releases.
Alternatives: The EPA currently plans
to prepare a notice of proposed
rulemaking that would provide the
public an opportunity to comment on
the proposal, and any regulatory
alternatives that may be identified
within the preamble to the proposed
rulemaking.
Anticipated Cost and Benefits: Costs
may include the burden on regulated
entities associated with implementing
new or revised requirements including
program implementation, training,
equipment purchases, and
recordkeeping, as applicable. Some
costs could also accrue to implementing
agencies and local governments, due to
new or revised provisions associated
with emergency response. Benefits will
result from avoiding the harmful
accident consequences to communities
and the environment, such as deaths,
injuries, and property damage,
environmental damage, and from
mitigating the effects of releases that
may occur. Similar benefits will accrue
to regulated entities and their
employees.
Risks: The proposed action would
address the risks associated with
accidental releases of listed regulated
toxic and flammable substances to the
air from stationary sources. Substances
regulated under the RMP program
include highly toxic and flammable
substances that can cause deaths,
injuries, property and environmental
damage, and other on- and off-site
consequences if accidentally released.
The proposed action would reduce
these risks by potentially making
accidental releases less likely, and by
mitigating the severity of releases that
may occur. The proposed action would
not address the risks of non-accidental
chemical releases, accidental releases of
non-regulated substances, chemicals
released to other media, and air releases
from mobile sources.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
08/31/22
10/31/22
I
12/00/23
87 FR 53556
I
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected:
Undetermined.
Sectors Affected: 325 Chemical
Manufacturing; 49313 Farm Product
Warehousing and Storage; 42491 Farm
Supplies Merchant Wholesalers; 311511
Fluid Milk Manufacturing; 311 Food
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Manufacturing; 221112 Fossil Fuel
Electric Power Generation; 311411
Frozen Fruit, Juice, and Vegetable
Manufacturing; 49311 General
Warehousing and Storage; 31152 Ice
Cream and Frozen Dessert
Manufacturing; 311612 Meat Processed
from Carcasses; 211112 Natural Gas
Liquid Extraction; 32519 Other Basic
Organic Chemical Manufacturing; 42469
Other Chemical and Allied Products
Merchant Wholesalers; 49319 Other
Warehousing and Storage; 322 Paper
Manufacturing; 42471 Petroleum Bulk
Stations and Terminals; 32411
Petroleum Refineries; 311615 Poultry
Processing; 49312 Refrigerated
Warehousing and Storage; 22132
Sewage Treatment Facilities; 11511
Support Activities for Crop Production;
22131 Water Supply and Irrigation
Systems.
Agency Contact: Deanne Grant,
Environmental Protection Agency,
Office of Land and Emergency
Management, 1200 Pennsylvania
Avenue NW, Washington, DC 20460,
Phone: 202 564–1096, Email:
grant.deanne@epa.gov.
RIN: 2050–AH22
EPA—OFFICE OF WATER (OW)
Final Rule Stage
220. Federal Baseline Water Quality
Standards for Indian Reservations
[2040–AF62]
Priority: Other Significant.
Legal Authority: 33 U.S.C.
1313(c)(4)(B)
CFR Citation: 40 CFR 131.
Legal Deadline: None.
Abstract: On April 27, 2023, the
Environmental Protection Agency (EPA)
Administrator signed a proposed rule to
establish water quality standards (WQS)
for waters on Indian reservations that do
not have WQS under the Clean Water
Act (CWA). This rule will help advance
President Biden’s commitment to
strengthening the nation-to-nation
relationships with Indian country. Fifty
years after enactment of the CWA, over
80% of Indian reservations do not have
this foundational CWA protection for
their waters. Addressing this lack of
CWA-effective WQS for the waters of
more than 250 Indian reservations is a
priority for EPA, given that WQS are
central to implementing the water
quality framework of the CWA.
Promulgating baseline WQS would
provide more scientific rigor and
regulatory certainty to National
Pollutant Discharge Elimination System
(NPDES) permits for discharges to these
waters. Consistent with EPA’s
PO 00000
Frm 00212
Fmt 4701
Sfmt 4702
regulations, the baseline WQS include
designated uses, water quality criteria to
protect those uses, and antidegradation
policies to protect high quality waters.
EPA consulted with tribes in the
summer of 2021 during the pre-proposal
phase and in the summer of 2023,
concurrent with the public comment
period associated with the proposal.
Statement of Need: The Federal
government has recognized 574 tribes.
More than 300 of these tribes have
reservation lands and are eligible to
apply for ‘‘treatment in a similar manner
as a state’’ (TAS) to administer a WQS
program. Only 84 tribes, out of over 300
tribes with reservations, currently have
such TAS authorization to administer a
WQS program. Of these 84 tribes, only
47 tribes to date have adopted WQS and
submitted them to EPA for review and
approval under the Clean Water Act
(CWA). As a result, 50 years after
enactment of the CWA, over 80% of
Indian reservations do not have this
foundational protection expected by
Congress as laid out in the CWA for
their waters. Addressing this lack of
CWA-effective WQS for the waters of
more than 250 Indian reservations is a
priority for EPA, given that WQS are
central to implementing the water
quality framework of the CWA.
Although it is EPA’s preference for
tribes to obtain TAS and develop WQS
tailored to the tribes’ individual
environmental goals and reservation
waters, EPA’s promulgation of baseline
WQS would serve to safeguard water
quality until tribes obtain TAS and
adopt and administer CWA WQS
themselves.
Summary of Legal Basis: While CWA
section 303 clearly contemplates WQS
for all waters of the United States, it
does not explicitly address WQS for
Indian country waters where tribes lack
CWA-effective WQS. Under CWA
section 303(a) states were required to
adopt WQS for all interstate and
intrastate waters. Where a state does not
establish such standards, Congress
directed EPA to do so under the CWA
section 303(b). These provisions are
consistent with Congress’ design of the
CWA as a general statute applying to all
waters of the United States, including
those within Indian country. Several
provisions of the CWA provide EPA
with the authority to propose this rule.
Section 501(a) of the CWA provides that
‘‘[t]he Administrator is authorized to
prescribe such regulations as are
necessary to carry out his functions
under this chapter.’’ Section 303(c)(4)(B)
of the CWA provides that ‘‘[t]he
Administrator shall promptly prepare
and publish proposed regulations
setting forth a revised or new water
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
quality standard for the navigable
waters involved . . . in any case where
the Administrator determines that a
revised or new standard is necessary to
meet the requirements of [the Act].’’ In
2001 the EPA Administrator made an
Administrator’s Determination that new
or revised WQS are necessary for certain
Indian country waters. Today’s action is
the first step toward fulfilling that
outstanding Determination.
Alternatives: No other alternatives
considered.
Anticipated Cost and Benefits: Total
cost estimates range from $15.51 million
in annualized costs over 20 years at a 3
percent discount rate (with $6.1 million
in one-time costs) to $30.54 in
annualized costs over 20 years at a 3
percent discount rate (with $1.23
million in one-time costs). Using a
discount rate of 7 percent over 20 years,
total annualized costs range from $18.94
million (also with $6.1 million in onetime costs) to $36.45 million (also with
$1.23 million in one-time costs). Total
one-time costs are larger in the low
estimate than in the high estimate
because one-time WQS variance costs
are often used in lieu of annualized
effluent treatment costs for facilityspecific low estimates for certain
pollutants.
Promulgating baseline WQS for
Indian reservation waters would
promote the implementation of
pollution control measures and best
practices to help improve water quality
and prevent future degradation of
Indian reservation waters, as well as
potentially providing positive water
quality benefits to waters in adjacent
jurisdictions. Improved water quality for
Indian reservation waters will benefit
Tribes as well as anyone who recreates
on Indian reservation waters or values
environmental quality regardless of
their current or anticipated uses of
Indian reservation waters. Although
implementation of baseline WQS is
likely to yield significant benefits,
estimating the dollar value of these
improvements to Tribes may not be
feasible. First, Tribes often express the
difficulty of placing a monetary value
on ecosystem services, given the belief
that these resources are sacred and
beyond any earthly value. Second,
estimating the value of water quality
improvements to visitors of Indian
reservations is challenging due to the
lack of data on site-specific visitation,
use (e.g., recreational fishing) and
valuation. Therefore, EPA provided a
qualitative description of benefits
categories that may stem from baseline
WQS. These benefits include those
related to human health, ceremonial and
subsistence harvests of fish and
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
shellfish, recreation, and other social
welfare improvements. EPA anticipates,
however, that the abovementioned
benefits will ultimately outweigh the
potential estimated incremental costs
associated with promulgation of this
rule and that this rule will help address
the environmental challenges Tribes are
currently facing.
Risks: EPA is continuing to evaluate
potential risks.
Timetable:
Action
Date
ANPRM ...............
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
09/29/16
05/05/23
08/03/23
FR Cite
81 FR 66900
88 FR 29496
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: State,
Tribal, Federal.
Additional Information:
URL For More Information: https://
www.epa.gov/wqs-tech/promulgationtribal-baseline-water-quality-standardsunder-clean-water-act.
Agency Contact: James Ray,
Environmental Protection Agency Office
of Water, Mail Code 4305T, 200
Pennsylvania Avenue NW Washington,
DC 20460, Phone: 202 566–1433, Email:
ray.james@epa.gov.
Danielle Anderson, Environmental
Protection Agency, Office of Water, Mail
Code 4305T, 1200 Pennsylvania Avenue
NW, Washington, DC 20460, Phone: 202
564–1631, Email: anderson.danielle@
epa.gov.
RIN: 2040–AF62
EPA—OW
221. Water Quality Standards
Regulatory Revisions to Protect Tribal
Reserved Rights [2040–AG17]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 1371
CFR Citation: 40 CFR 131.
Legal Deadline: None.
Abstract: Many tribes hold reserved
rights to resources on lands and waters
where states establish water quality
standards, through treaties, statutes, or
other sources of federal law. The U.S.
Constitution defines treaties as the
supreme law of the land. On November
28, 2022, the EPA Administrator signed
a proposed rule that would revise the
federal water quality standards
regulation to ensure that water quality
standards do not impair tribal reserved
rights by giving clear direction on how
to develop water quality standards
PO 00000
Frm 00213
Fmt 4701
Sfmt 4702
9503
where tribes hold reserved rights. This
proposed rule would help EPA ensure
protection of resources reserved to tribes
in treaties, statutes, or other sources of
federal law when establishing, revising,
and reviewing water quality standards.
The development of this rule helps
advance President Biden’s commitment
to strengthening nation-to-nation
relationships with tribes. EPA consulted
with tribes in the summer of 2021
during the pre-proposal phase and in
the winter of 2023, concurrent with the
public comment period for the proposed
rule. EPA is working to expeditiously
finalize the proposed rule, taking into
account public comments.
Statement of Need: This rule would
establish a durable and transparent
national framework outlining how tribal
reserved rights to aquatic-dependent
resources must be protected in water
quality standards (WQS) for waters in
which such rights apply. In 2016 EPA
took actions in Maine and Washington
to protect tribal reserved rights,
requiring that human health criteria for
waters in those states where tribes
reserved the rights to fish for
subsistence be set at more stringent
levels to protect tribal fish consumers.
In 2019 EPA disavowed the approach it
took to protecting tribal reserved rights
in the 2016 Maine and Washington
actions and concluded that states and
EPA can always protect tribal reserved
rights by simply applying EPA’s existing
regulations and guidance, with no
additional consideration of such rights.
EPA has now reconsidered its past
assertions that tribal reserved rights do
not impose any additional requirements
in the WQS context. The changes in
EPA’s position regarding consideration
of reserved rights in the water quality
standards context over the years have
resulted in confusion for tribes, states,
stakeholders and the public about how
tribal reserved rights must be
considered in establishment of WQS. In
addition, states and industry groups
criticized EPA for taking its actions in
2016 without first going through a
national notice and comment
rulemaking on its approach.
Summary of Legal Basis: In exercising
its CWA section 303(c) authority, EPA
has an obligation to ensure that its
actions are consistent with treaties,
statutes, executive orders, and other
sources of Federal law reflecting tribal
reserved rights. EPA’s implementing
regulation at 40 CFR part 131 specifies
requirements for states and authorized
tribes to develop WQS for EPA review
that are consistent with the Act. EPA is
exercising its discretion in
implementing CWA section 303(c) to
establish new regulatory requirements
E:\FR\FM\09FEP2.SGM
09FEP2
9504
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
to ensure that WQS give effect to rights
to aquatic and aquatic-dependent
resources reserved in Federal laws.
Alternatives: No other options
considered.
Anticipated Cost and Benefits: EPA
estimated the potential incremental
administrative burdens and costs that
may be associated with the proposed
rule, beyond the burden and costs
associated with implementation of the
current WQS regulation. EPA estimated
the total, one-time costs for the
proposed rule to range from $989,112 to
$4,945,562, with no recurring costs.
This rule would not establish any
requirements directly applicable to
regulated entities, such as industrial
dischargers or municipal wastewater
treatment facilities, but could ultimately
lead to additional compliance costs to
meet permit limits put in place to
comply with new WQS adopted by
states. However, because of the
uncertainty in the specific outcome of
application of this rule, both in terms of
location and pollutants involved, EPA is
unable to provide estimates of costs to
those regulated entities. EPA was
likewise unable to quantify the
estimated benefits of the proposed rule.
EPA anticipates that the rule would
enhance the ability of states and tribes
to protect their water resources by
clarifying and prescribing how to
protect waters with applicable tribal
reserved rights and improving
coordination between Federal, state, and
tribal governments.
Risks: EPA is continuing to evaluate
potential risks.
Timetable:
Action
Date
ddrumheller on DSK120RN23PROD with PROPOSALS2
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
12/05/22
03/06/23
I
03/00/24
87 FR 74361
I
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: Federal,
State, Tribal.
Additional Information: OW–2021–
0791.
URL For More Information: https://
www.epa.gov/wqs-tech/revising-federalwater-quality-standards-regulationsprotect-tribal-reserved-rights.
URL For Public Comments: https://
www.regulations.gov/docket/EPA-HQOW-2021-0791.
Agency Contact: Jennifer Brundage,
Environmental Protection Agency,
Office of Water, 4305T, 1200
Pennsylvania Avenue NW, Washington,
DC 20460, Phone: 202 566–1265, Email:
brundage.jennifer@epa.gov.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Erica Fleisig, Environmental
Protection Agency, Office of Water,
4305T, 1200 Pennsylvania Avenue NW,
Washington, DC 20460, Phone: 202 566–
1057, Email: fleisig.erica@epa.gov.
RIN: 2040–AG17
EPA—OW
222. PFAS National Primary Drinking
Water Regulation Rulemaking [2040–
AG18]
Priority: Section 3(f)(1) Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 42 U.S.C. 300f et seq.
Safe Drinking Water Act
CFR Citation: 40 CFR 141; 40 CFR
142.
Legal Deadline: NPRM, Statutory,
March 3, 2023, Safe Drinking Water Act.
Final, Statutory, September 3, 2024,
Safe Drinking Water Act.
Abstract: On March 3, 2021, the
Environmental Protection Agency (EPA)
published the Fourth Regulatory
Determinations in the Federal Register,
including a determination to regulate
perfluorooctanoic acid (PFOA) and
perfluorooctanesulfonic acid (PFOS) in
drinking water. Per the Safe Drinking
Water Act, following publication of the
Regulatory Determination, the
Administrator shall propose a maximum
contaminant level goal (MCLG) and a
national primary drinking water
regulation (NPDWR) not later than 24
months after determination and
promulgate a NPDWR within 18 months
after proposal (the statute authorizes a
9-month extension of this promulgation
date). EPA issued a proposed national
primary drinking water regulation for
PFOA and PFOS as well as other PFAS
on March 29, 2023 as part of this action.
This action provides a key commitment
in EPA’s ‘‘PFAS Strategic Roadmap:
EPA’s Commitments to Action 2021–
2024.’’
Statement of Need: EPA has
determined that PFOA and PFOS may
have adverse health effects; that PFOA
and PFOS occur in public water systems
with a frequency and at levels of public
health concern; and that, in the sole
judgment of the Administrator,
regulation of PFOA and PFOS presents
a meaningful opportunity for health risk
reduction for persons served by public
water systems.
Summary of Legal Basis: The EPA is
developing a PFAS NPDWR under the
authority of the Safe Drinking Water Act
(SDWA), including sections 1412, 1413,
1414, 1417, 1445, and 1450 of the
SDWA. Section 1412 (b)(1)(A) of the
PO 00000
Frm 00214
Fmt 4701
Sfmt 4702
SDWA requires that EPA shall publish
a maximum contaminant level goal and
promulgate a NPDWR if the
Administrator determines that (1) the
contaminant may have an adverse effect
on the health of persons, (2) is known
to occur or there is a substantial
likelihood that the contaminant will
occur in public water systems with a
frequency and at a level of public health
concern, and (3) in the sole judgment of
the Administrator there is a meaningful
opportunity for health risk reduction for
persons served by public water systems.
EPA published a final determination to
regulate PFOA and PFOS on March 3,
2021 after considering public comment
(86 FR 12272). Section 1412 (b)(1)(E) of
the SDWA requires that EPA publish a
proposed Maximum Contaminant Level
Goal and a NPDWR within 24 months
of a final regulatory determination and
that the Agency promulgate a NPDWR
within 18 months of proposal.
Alternatives: Undetermined.
Anticipated Cost and Benefits:
Undetermined.
Risks: Studies indicate that exposure
to PFOA and/or PFOS above certain
exposure levels may result in adverse
health effects, including developmental
effects to fetuses during pregnancy or to
breast-fed infants (e.g., low birth weight,
accelerated puberty, skeletal variations),
cancer (e.g., testicular, kidney), liver
effects (e.g., tissue damage), immune
effects (e.g., antibody production and
immunity), and other effects (e.g.,
cholesterol changes). Both PFOA and
PFOS are known to be transmitted to the
fetus via the placenta and to the
newborn, infant, and child via breast
milk. Both compounds were also
associated with tumors in long-term
animal studies.
Timetable:
Action
Notice ..................
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
02/09/22
03/29/23
05/30/23
FR Cite
87 FR 7412
88 FR 18638
01/00/24
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Governmental
Jurisdictions.
Government Levels Affected: Federal,
Local, State, Tribal.
Federalism: This action may have
federalism implications as defined in
E.O. 13132.
Additional Information:
Agency Contact: Alexis Lan,
Environmental Protection Agency,
Office of Water, 1200 Pennsylvania
Avenue NW, 4601M, Washington, DC
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
20460, Phone: 202 564–0841, Email:
lan.alexis@epa.gov.
RIN: 2040–AG18
EPA—OW
ddrumheller on DSK120RN23PROD with PROPOSALS2
223. Supplemental Effluent Limitations
Guidelines and Standards for the Steam
Electric Power Generating Point Source
Category [2040–AG23]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
Legal Authority: 33 U.S.C. 1361; 33
U.S.C. 1318; 33 U.S.C. 1317; 33 U.S.C.
1316; 33 U.S.C. 1311; 33 U.S.C. 1314
CFR Citation: 40 CFR 423.
Legal Deadline: None.
Abstract: On March 29, 2023, EPA
published a proposed rule to potentially
strengthen the Steam Electric Effluent
Limitations Guidelines and Standards
(ELGs) (40 CFR 423). EPA previously
revised the Steam Electric ELGs in 2015
and 2020. The proposed rule would
establish more stringent ELGs for two
waste streams addressed in the 2020
‘‘Steam Electric Reconsideration Rule’’
(flue gas desulfurization wastewater and
bottom ash transport water). In addition,
the proposal would establish more
stringent effluent limitations and
standards for an additional waste stream
(combustion residual leachate) and
takes comment on potential revisions to
limitations and standards for a fourth
waste stream (legacy wastewater). The
first two waste streams mentioned above
are the subject of current litigation
pending in the U.S. Court of Appeals for
the Fourth Circuit. Appalachian Voices,
et al. v. EPA, No. 20–2187 (4th Cir.). The
2015 limitations for combustion
residual leachate and legacy wastewater
discharged by existing sources were
vacated by the U.S. Court of Appeals for
the Fifth Circuit in Southwestern
Electric Power Co., et al. v. EPA, 920
F.3d 999 (5th Cir. 2019).
Statement of Need: Under Executive
Order 13990 on Protecting Public Health
and the Environment and Restoring
Science to Tackle the Climate Crisis
(January 20, 2021), EPA was directed to
review the 2020 Steam Electric
Reconsideration Rule.
Summary of Legal Basis: Sections 101;
301; 304(b), (c), (e), and (g); 306; 307;
308 and 501, Clean Water Act (Federal
Water Pollution Control Act
Amendments of 1972, as amended; 33
U.S.C. 1251; 1311; 1314(b), (c), (e), and
(g); 1316; 1317; 1318 and 1361).
Alternatives: EPA considered four
regulatory options at the proposed rule
stage. Three alternatives varied in the
stringency of limitations for flue gas
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
desulfurization wastewater and bottom
ash transport water while
subcategorizing early adopters while the
fourth option did not include this new
subcategory. All four regulatory options
removed the existing high flow and low
utilization subcategories included in the
2020 final rule. For further information,
visit: https://www.federalregister.gov/
documents/2023/03/29/2023-04984/
supplemental-effluent-limitationsguidelines-and-standards-for-the-steamelectric-power-generating.
Anticipated Cost and Benefits: At
proposal, EPA estimated that the
proposed rule will cost $200 million per
year in social costs and result in $1,557
million per year in monetized benefits
using a three percent discount rate and
will cost $216 million per year in social
costs and result in $1,290 million per
year in monetized benefits using a seven
percent discount rate.
Risks: At proposal, EPA estimated
that the rule would reduce risks to
human health and ecological receptors
via multiple pathways including via air
pollution, surface water contamination,
and disinfection byproduct formation in
drinking water systems.
Timetable:
Action
Date
Notice ..................
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
08/03/21
03/29/23
05/30/23
FR Cite
86 FR 41801
88 FR 18824
04/00/24
Regulatory Flexibility Analysis
Required: Undetermined.
Government Levels Affected: Federal,
Local, State.
Federalism: Undetermined.
Additional Information: EPA–HQ–
OW–2009–0819.
Sectors Affected: 221112 Fossil Fuel
Electric Power Generation.
Agency Contact: Jesse Pritts,
Environmental Protection Agency,
Office of Water, Mail Code 4303T, 1200
Pennsylvania Avenue NW, Washington,
DC 20460, Phone: 202 566–1038, Email:
pritts.jesse@epa.gov.
Related RIN: Split from 2040–AG28
RIN: 2040–AG23
BILLING CODE 6560–50–P
EQUAL EMPLOYMENT OPPORTUNITY
COMMISSION (EEOC)
Statement of Regulatory and
Deregulatory Priorities
The mission of the Equal Employment
Opportunity Commission (EEOC,
Commission, or Agency) is to ensure
equality of opportunity in employment
PO 00000
Frm 00215
Fmt 4701
Sfmt 4702
9505
by vigorously enforcing and educating
the public about the following Federal
statues: title VII of the Civil Rights Act
of 1964, as amended (prohibits
employment discrimination on the basis
of race, color, sex (including pregnancy,
sexual orientation, and gender identity),
religion, or national origin); the Equal
Pay Act of 1963, as amended (makes it
illegal to pay unequal wages to persons
of different sexes performing
substantially equal work under similar
working conditions at the same
establishment); the Age Discrimination
in Employment Act of 1967, as amended
(prohibits employment discrimination
based on age of 40 or older); titles I and
V of the Americans with Disabilities
Act, as amended, and sections 501 and
505 of the Rehabilitation Act, as
amended (prohibits employment
discrimination based on disability); title
II of the Genetic Information
Nondiscrimination Act (prohibits
employment discrimination based on
genetic information and limits
acquisition and disclosure of genetic
information); section 304 of the
Government Employee Rights Act of
1991 (protects certain previously
exempt state and local government
employees from employment
discrimination on the basis of race,
color, religion, sex, national origin, age,
or disability); and the Pregnant Workers
Fairness Act (requires covered entities
to provide reasonable accommodation to
qualified applicants’ and employees’
known limitations related to, affected
by, or arising out of pregnancy,
childbirth or related medical conditions,
unless doing so would cause an undue
hardship).
The EEOC has authority to issue
legislative regulations under the Age
Discrimination in Employment Act
(ADEA), title I of the Americans with
Disabilities Act (ADA), title II of the
Genetic Information Nondiscrimination
Act (GINA), and under the Pregnant
Workers Fairness Act (PWFA). Under
title VII of the Civil Rights Act, the
EEOC’s authority to issue legislative
regulations is limited to procedural,
record keeping, and reporting matters.
Nine pending items are identified in
the EEOC’s Fall 2023 Regulatory
Agenda, five at the proposed rule stage
and four at the final rule stage. One of
those items is singled out as a key
priority in this Regulatory Plan: the
recently published proposed rule
implementing the PWFA, for which a
final rule will be drafted after
consideration of public comments
received from the full range of EEOC
stakeholders.
The PWFA went into effect on June
27, 2023, and it requires employers with
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9506
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
15 or more employees to provide
reasonable accommodations to job
applicants and employees for known
limitations related to, affected by, or
arising out of pregnancy, childbirth or
related medical conditions, unless doing
so would cause an undue hardship for
the employer. While other laws
enforced by the EEOC, including title
VII and the ADA, provide some
protections and accommodations for
pregnant workers, the PWFA fills gaps
in these federal legal protections. Under
the ADA, unless the individual’s
pregnancy, childbirth, or related
medical condition rose to the level of a
disability as defined in that statute, an
employer would not be obligated to
provide a reasonable accommodation to
do the job. Under title VII, the pregnant
employee would need to show that the
employer provided the accommodation
to a similarly situated worker who was
not pregnant in order to get the
accommodation. The PWFA requires
covered entities to provide reasonable
accommodations to a qualified
employee’s or applicant’s known
limitation related to, affected by, or
arising out of pregnancy, childbirth, or
related medical conditions, unless the
accommodation will cause an undue
hardship on the operation of the
business of the covered entity. The
PWFA provides some examples of
potential reasonable accommodations
for pregnant employees, such as: a
change in the food or drink policies to
allow the pregnant worker to have a
water bottle or food; a reduction in
lifting requirements; the ability to sit;
additional breaks to use the bathroom,
eat, and rest; being excused from
activities that involve exposure to
compounds unsafe for pregnancy; and
providing appropriately sized uniforms
and safety apparel.
On August 11, 2023, the EEOC issued
proposed regulations soliciting public
input and comment before the PWFA
regulations become final. See Federal
Register: Regulations To Implement the
Pregnant Workers Fairness Act. The
EEOC announced a 60-day public
comment period, starting on August 11,
2023 and ending on October 10, 2023.
Additionally, through media exposure,
including press interviews, the
Commission continues to inform the
public of these new employee
protections. The EEOC also conducted
trainings so that employers and
employees better understand their rights
and responsibilities under the PWFA,
and it will continue to do so in the
months and years ahead.
Consistent with Executive Order
12866, as reaffirmed and amended in
Executive Order 13563, and
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
subsequently reaffirmed and
supplemented by Executive Order
14094, this statement was reviewed and
approved by the Chair of the Agency.
EEOC
Final Rule Stage
224. Regulations To Implement the
Pregnant Workers Fairness Act [3046–
AB30]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: Pub. L. 117–328, 136
Stat. 4459, division II
CFR Citation: 29 CFR 1636.
Legal Deadline: Final, Statutory,
December 29, 2023.
Abstract: The Equal Employment
Opportunity Commission (EEOC) will
issue a rule to implement the Pregnant
Workers Fairness Act, a new law that
requires covered entities to provide
reasonable accommodations to a
qualified worker’s known limitations
related to, affected by, or arising out of
pregnancy, childbirth, or related
medical conditions, unless the
accommodation will cause an undue
hardship.
Statement of Need: The Pregnant
Workers Fairness Act (PWFA) is a new
law. It requires a covered entity to
provide reasonable accommodations,
absent undue hardship, to a qualified
employee or applicant with a known
limitation related to, affected by, or
arising out of pregnancy, childbirth, or
related medical conditions. The PWFA
requires the EEOC to issue regulations
by December 29, 2023. 42 U.S.C.
2000gg–3(a).
Summary of Legal Basis: The PWFA
requires the EEOC to issue regulations
by December 29, 2023. 42 U.S.C.
2000gg–3(a).
Alternatives: The EEOC will consider
possible alternatives for its regulation.
However, the possible alternatives are
limited by certain provisions in the
statute that set out what employers are
covered, when the statute goes into
effect, the procedures for enforcement,
and require the EEOC to issue
regulations.
Anticipated Cost and Benefits: The
EEOC anticipates that the regulation
will have significant benefits for
workers, including benefits that are
difficult to quantify such as a reduction
in discrimination and improvements in
the economic security and health
outcomes for pregnant workers. The
costs of the regulation and statute will
be for employers that have to provide
reasonable accommodations and onetime administrative costs for covered
PO 00000
Frm 00216
Fmt 4701
Sfmt 4702
employers to come into compliance
with the statute and regulation. The
EEOC anticipates that both of these
costs will be low for individual
employers.
Risks: The rule imposes no new or
additional risks to employers. The rule
does not address risks to public safety
or the environment.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Action .........
Date
08/11/23
10/10/23
I
FR Cite
88 FR 54714
12/00/23
Regulatory Flexibility Analysis
Required: Undetermined.
Small Entities Affected: Businesses,
Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal,
Local, State.
Federalism: Undetermined.
Agency Contact:
Sharyn A. Tejani, Associate Legal
Counsel, Equal Employment
Opportunity Commission, 131 M Street
NE, Washington, DC 20507, Phone: 202
921–3240, Email: sharyn.tejani@
eeoc.gov.
RIN: 3046–AB30
BILLING CODE 6570–01–P
GENERAL SERVICES
ADMINISTRATION (GSA)
Regulatory Plan—October 2023
The U.S. General Services
Administration (GSA) delivers value
and savings in real estate, acquisition,
technology, and other mission-support
services across the Federal Government.
GSA’s acquisition solutions supply
Federal purchasers with cost-effective,
high-quality products and services from
commercial vendors. GSA provides
workplaces for Federal employees and
oversees the preservation of historic
Federal properties. GSA helps keep the
Nation safe and efficient by providing
tools, equipment, and non-tactical
vehicles to the U.S. military, and by
providing State and local governments
with law enforcement equipment,
firefighting and rescue equipment, and
disaster recovery products and services.
As GSA is developing its regulations,
it seeks to increase participation and
engagement of members of the public
affected by its regulations, including in
the development of its regulatory
priorities. In its Regulatory Plan, it
details engagement efforts that have
helped to inform its priorities to date, as
well as future engagement it has
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
planned. In support of Executive Order
14094, GSA is ensuring that it hears
from members of the public who have
not typically participated in the
regulatory process, including families
eligible for assistance, communities
affected by climate change, and rural
workers, among others.
GSA serves the public by delivering
products and services directly to its
Federal customers through the Federal
Acquisition Service (FAS), the Public
Buildings Service (PBS), and the Office
of Government-wide Policy (OGP). GSA
has a continuing commitment to its
Federal customers and the U.S.
taxpayers by providing those products
and services in the most cost-effective
manner possible.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Acquisition Service
FAS is the lead organization for
procurement of products and services
(other than real property) for the Federal
Government. The FAS organization
leverages the buying power of the
Government by consolidating Federal
agencies’ requirements for common
goods and services. FAS provides a
range of high-quality and flexible
acquisition services to increase overall
Government effectiveness and efficiency
by aligning resources around key
functions.
Public Buildings Service
PBS is the largest public real estate
organization in the United States. As the
landlord for the civilian Federal
Government, PBS acquires space on
behalf of the Federal Government
through new construction and leasing
and acts as a manager for Federal
properties across the country. PBS is
responsible for over 370 million
rentable square feet of workspace for
Federal employees; has jurisdiction,
custody, and control over more than
1,600 federally owned assets totaling
over 180 million rentable square feet;
and contracts for more than 7,000 leased
assets, totaling over 180 million rentable
square feet.
In fiscal year (FY) 2023, GSA expects
to update the existing internal guidance
and issue a new PBS Order following
the release of the Implementing
Instructions for Executive Order 14057
on Catalyzing Clean Energy Industries
and Jobs Through Federal Sustainability
that was issued on December 8, 2021.
Office of Government-Wide Policy
OGP sets Government-wide policy in
the areas of personal and real property,
mail, travel, motor vehicles, relocation,
transportation, information technology,
regulatory information, and the use of
Federal advisory committees. OGP also
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
helps direct how all Federal supplies
and services are acquired, as well as
GSA’s own acquisition programs.
Pursuant to Executive Order 12866,
‘‘Regulatory Planning and Review’’
(September 30, 1993), and Executive
Order 13563, ‘‘Improving Regulation
and Regulatory Review’’ (January 18,
2011), the Regulatory Plan and Unified
Agenda provides notice regarding OGP’s
regulatory and deregulatory actions
within the Executive Branch.
GSA prepared a list of actions in the
areas of Climate Risk Management,
Resilience, and Adaptation;
Environmental Justice; Greenhouse Gas
Reduction; Clean Energy; Energy
Reduction; Water Reduction;
Performance Contracting; Waste
Reduction; Sustainable Buildings; and
Electronics Stewardship and Data
Centers. Detailed information on actions
GSA is considering taking through
December 31, 2025, to implement the
Administration’s policy set by Executive
Orders 13990 and 14008 were provided
in GSA’s Executive Order 13990 90-day
response, the GSA Climate Change Risk
Management Plan, and the GSA 2021
Sustainability Plan. More specifics will
be known on the Sustainability Plan
when feedback is obtained from the
Council on Environmental Quality and
the Office of Management and Budget.
Office of Asset and Transportation
Management
The Office of Asset and
Transportation Management and Office
of Acquisition Policy are prioritizing
rulemaking focused on initiatives that:
• Promote the country’s economic
resilience and improve the buying
power of U.S. citizens;
• Support underserved communities,
promoting equity in the Federal
Government; and
• Support national security efforts,
especially safeguarding Federal
Government information and
information technology systems.
The Fall 2023 Unified Agenda
consists of 14 active Office of Asset and
Transportation Management (MA)
agenda items, of which 6 active actions
are included in the Federal Travel
Regulation (FTR) and 8 active actions
are included in the Federal Management
Regulation (FMR).
The FTR enumerates the travel and
relocation policy for all title 5 Executive
Agency civilian employees. The Code of
Federal Regulations (CFR) is available at
https://ecfr.federalregister.gov/. The
FTR is contained in chapters 300
through 304 of title 41 of the CFR,
which implements statutory
requirements and Executive branch
policies for travel by Federal civilian
PO 00000
Frm 00217
Fmt 4701
Sfmt 4702
9507
employees and others authorized to
travel at Government expense. The FMR
is contained in chapter 102 of title 41 of
the CFR, and establishes policy for
Federal aircraft management, mail
management, transportation, personal
property, real property, motor vehicles,
and committee management.
Past or Ongoing Public or Community
Engagement That Informed the
Development of GSA Rules
Although focused primarily on agency
management and personnel, most rules
issued by the Office of Asset and
Transportation Management are
preceded by proposed rules to
encourage public participation. In FY
2022, two Federal Management
Regulations (Real Estate Acquisition;
and Replacement of Personal Property
Pursuant to the Exchange/Sale
Authority) and two Federal Travel
Regulation proposed rules (Common
Carrier Transportation; and Constructive
Cost) were published. One final rule
(Federal Management Regulation;
Soliciting Union Memberships Among
Contractors in GSA-Controlled
Buildings), was issued as a final rule
with a 60-day comment period for
future rulemaking.
In FY 2023, two Federal Travel
Regulation proposed rules (Alternative
Fuel Vehicle Usage During Relocations;
and Relocation Allowance—Temporary
Quarters Subsistence Expenses (TQSE))
were published. One GSA proposed rule
(General Services Administration
Property Management Regulations
(GSPMR) Social Security Number Fraud
Prevention) and one joint agency
proposed rule (Use of Federal Real
Property To Assist the Homeless:
Revisions to Regulations) were
published. Collectively, the public
provided 11 comments on the FY 2023
proposed rules. This input was used in
the formulation of the final rules.
In FY 2024, the Office of Asset and
Transportation Management will
continue to issue proposed rules with a
60-day comment period to obtain public
feedback. Four proposed rules are
anticipated including: FMR Case 2018–
102–1, Safety and Environmental
Management; FMR 2022–01, Federal
Advisory Committee Management; FTR
Case 2022–04, Relocation Allowance—
Allowance for Miscellaneous Expenses;
FTR Case 2020–301–1 E-Gov Travel
Services updates; and Federal
Management Regulation; Interagency
Fleet Management Systems; FMR Case
2019–102–2.
E:\FR\FM\09FEP2.SGM
09FEP2
9508
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Rulemaking That Tackles Climate
Change
FTR Case 2022–03, Alternative Fuel
Vehicle Usage During Relocations,
allows greater agency flexibility for
authorizing shipment of a relocating
employee’s alternative fuel-based
privately owned vehicle (POV), as some
POVs, primarily electric vehicles,
cannot be driven more than a short
distance without being recharged.
Because of the topic area being of great
public interest in recent years, this rule
did attract a small number of comments
from the public. The comments
reflected both support of the proposal
and dislike of spending funds on
Federal employee relocation, and
caused GSA to think more about
whether the ideas presented were
workable and had merit. While
ultimately GSA decided some of the
ideas had merit, but were not within
GSA’s authority, it was helpful to see
the public’s perspective.
FMR Case 2023–102–1, Sustainable
Siting, promotes economy and
efficiency in the planning, acquisition,
utilization, and management of Federal
facilities. The rule will incorporate the
concepts of several Administration
priorities, including sustainability,
equity, and environmental justice. This
rule will help reduce emissions across
Federal workplaces by requiring that all
new construction, modernization
projects, and leases implement a
number of energy efficient, sustainable,
and climate-resilient building practices
for Federal facilities.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Rulemaking That Supports Equity and
Underserved Communities
FTR Case 2022–05, Updating the FTR
With Diversity, Equity, Inclusion, and
Accessibility Language, updates the
entirety of the FTR to ensure that its
language reflects inclusivity by
replacing gender-specific pronouns (e.g.,
he, she, his, her) with non-gendered
pronouns and other language that
reflects inclusivity and equity.
FMR Case 2022–01, Federal Advisory
Committee Management, the Federal
Advisory Committee Act (FACA) is a
transparency statute designed to provide
Congress, interested stakeholders, and
the public with information on, and
access to, the activities, membership,
meetings, and costs, of Federal advisory
committees established by the Executive
Branch. Under section 7 of FACA, GSA
is responsible for preparing regulations
for implementing FACA. The proposed
rule revisions will provide updates and
clarification to policies and processes,
and further incorporate diversity,
equity, inclusion, and accessibility
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
policies into the Federal advisory
committee program government-wide,
which is an Administration priority.
FMR Case 2021–01, Use of Federal
Real Property to Assist the Homeless,
will streamline the process by which
excess Federal real property is screened
for potential conveyance to homeless
interests.
Rulemaking That Supports National
Security
FMR Case 2021–102–1, ‘‘Real Estate
Acquisition,’’ will clarify the policies
for entering into leasing agreements for
high security space (i.e., space with a
Facility Security Level of III, IV, or V)
in accordance with the Secure Federal
LEASEs Act (Pub. L. 116–276).
Office of Acquisition Policy
The Fall 2023 Unified Agenda
consists of 17 active Office of
Acquisition Policy (MV) agenda items,
all of which are for the General Services
Administration Acquisition Regulation
(GSAR).
Office of Acquisition Policy—General
Services Administration Acquisition
Regulation
GSA’s rules and practices on how it
buys goods and services from its
business partners are covered by the
GSAR, which implements and
supplements the Federal Acquisition
Regulation (FAR). The GSAR establishes
agency acquisition regulations that
affect GSA’s business partners (e.g.,
prospective offerors and contractors)
and acquisition of leasehold interests in
real property. The latter are established
under the authority of 40 U.S.C. 121(c)
and 585. The GSAR implements
contract clauses, solicitation provisions,
and standard forms that control the
relationship between GSA and its
contractors and prospective contractors.
Significant Determinations in
Accordance With Executive Order
12866 Section (f)(1)
No GSAR rules in the previous
Regulatory Plan or this Regulatory Plan
are anticipated to have a monetary
annual effect of $200 million or more.
Past or Ongoing Public or Community
Engagement That Informed the
Development of GSAR Cases
• For rules that GSA expects to have
significant public interest, GSA’s Office
of Acquisition Policy (OAP) may issue
an Advanced Notice of Proposed
Rulemaking (ANPR) in order to involve
the public at the earliest stages. For
example, an ANPR was issued to assist
in GSA’s formulation of GSAR Case
PO 00000
Frm 00218
Fmt 4701
Sfmt 4702
2022–G517, Single-use Plastic
Packaging Reduction.
• When issuing proposed rules, OAP
regularly requests public comment to
help in the formulation of the final rule.
• OAP regularly meets with the
Council of Defense and Space Industry
Associations (CODSIA). CODSIA
represents member associations
representing numerous small, medium,
and large companies. Examples of these
member associations include the
Professional Services Council (PSC),
Information Technology Industry
Council (ITI), and the Associated
General Contractors (AGC) to name a
few. OAP anticipates continuing these
meetings into the foreseeable future.
• Future opportunities OAP intends
to pursue to increase public engagement
in the development of regulatory
acquisition rules includes partnering
with GSA’s Office of Small and
Disadvantaged Business Utilization
(OSDBU) in their industry outreach
events. GSA’s OSDBU services small
and disadvantaged businesses and
works with advocacy groups, chambers
of commerce, and small business
coalitions in order to bring small
businesses to the forefront of federal
procurement opportunities.
Rulemaking That Tackles the Climate
Change Emergency
GSAR Case 2022–G517, Single-use
Plastic Packaging Reduction, explores
regulation that will reduce single-use
plastic consumption by the agency.
Single-use plastic poses an
environmental risk that is documented
as having the potential to impact
biodiversity. The case focuses on
packaging materials with the overall
intent of addressing not only the items
that the Government intentionally
consumes, but those products that the
Government unintentionally consumes
(such as packaging) that then have to be
disposed of once the item is delivered.
Rulemaking That Advances Equity and
Supports Underserved, Vulnerable and
Marginalized Communities
GSAR Case 2020–G511, Updated
Guidance for Non-Federal Entities
Access to Federal Supply Schedules,
will clarify the requirements for use of
the FSS by eligible non-Federal entities,
such as State and local governments.
The regulatory changes are intended to
increase understanding of the existing
guidance and expand access to GSA
sources of supply by eligible nonFederal entities, as authorized by
historic statutes, including the Federal
Supply Schedules Usage Act of 2010.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Rulemaking That Reflects Actions That
Create and Sustain Good Jobs With a
Free and Fair Choice To Join a Union
and Promote Economic Resilience in
General
GSAR Case 2021–G530, Labor
Requirements for Lease Acquisitions,
will increase efficiency and cost savings
in the work performed for leases with
the Federal Government by increasing
the hourly minimum wage paid to those
contractors in accordance with
Executive Order 14026, ‘‘Increasing the
Minimum Wage for Federal
Contractors,’’ dated April 27, 2021, and
U.S. Department of Labor regulations at
29 CFR part 23.
GSAR Case 2020–G510, Federal
Supply Schedule Economic Price
Adjustment (EPA), will clarify, update,
and incorporate Federal Supply
Schedule (FSS) program policies and
procedures regarding economic price
adjustment, including updating related
prescriptions and clauses. Ultimately,
the case aims to streamline the EPA
process for FSS business partners and
GSA’s acquisition workforce.
GSAR Case 2021–G530, Extension of
Federal Minimum Wage to Lease
Acquisitions, will increase efficiency
and cost savings in the work performed
for leases with the Federal Government
by increasing the hourly minimum wage
paid to those contractors in accordance
with Executive Order 14026,
‘‘Increasing the Minimum Wage for
Federal Contractors,’’ dated April 27,
2021, and U.S. Department of Labor
regulations at 29 CFR part 23.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Rulemaking Reflecting Actions That
Improve Service Delivery, Customer
Experience, and Reduce Administrative
Burdens
GSAR Case 2022–G506, Standardizing
the Identification of Deviations in the
GSAR, standardizes the identification,
including number, title, date, and
deviation label, of any provision or
clause listed in the General Services
Administration Regulation (GSAR) that
has an authorized deviation.
Standardizing this information will add
clarity and uniformity, therefore
reducing burden, for both the GSA
acquisition workforce and GSA’s
industry partners.
Dated: August 15, 2023.
Krystal J. Brumfield,
Associate Administrator, Office of
Government-wide Policy.
BILLING CODE 6820–14
BILLING CODE 6820–34–P
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
NATIONAL AERONAUTICS AND
SPACE ADMINISTRATION (NASA)
Statement of Regulatory Priorities
The National Aeronautics and Space
Administration’s (NASA) aim is to
increase human understanding of the
solar system and the universe that
contains it and to improve American
aeronautics ability. NASA’s basic
organization consists of the
Headquarters, nine field Centers, the Jet
Propulsion Laboratory (a federally
funded research and development
center), and several component
installations which report to Center
Directors. Responsibility for overall
planning, coordination, and control of
NASA programs is vested in NASA
Headquarters, located in Washington,
DC.
NASA continues to implement
programs according to its 2022 Strategic
Plan. The Agency’s mission is to
‘‘explore the unknown in air and space,
innovate for the benefit of humanity,
and inspire the world through
discovery.’’ The 2022 Strategic Plan
(available at 2022 NASA Strategic Plan)
guides NASA’s program activities
through a framework of the following
four strategic goals:
• Strategic Goal 1: Expand human
knowledge through new scientific
discoveries.
• Strategic Goal 2: Extend human
presence deeper into space and to the
Moon for sustainable long-term
exploration and utilization.
• Strategic Goal 3: Catalyze economic
growth and drive innovations to address
national challenges.
• Strategic Goal 4: Enhance
capabilities and operations to catalyze
current and future mission success.
NASA’s Regulatory Philosophy and
Principles
The Agency’s rulemaking program
strives to be responsive, efficient, and
transparent. NASA adheres to the
general principles set forth in Executive
Order 12866, Regulatory Planning and
Review. NASA is a signatory to the
Federal Acquisition Regulatory (FAR)
Council. The FAR at 48 Code of Federal
Regulations (CFR), chapter 1, contains
procurement regulations that apply to
NASA and other Federal agencies.
Pursuant to 41 United States Code
(U.S.C.), section 1302, and FAR
1.103(b), the FAR is jointly prepared,
issued, and maintained by the Secretary
of Defense, the Administrator of General
Services, and the Administrator of
NASA, under several of their statutory
authorities.
NASA is also mindful of the
importance of international regulatory
PO 00000
Frm 00219
Fmt 4701
Sfmt 4702
9509
cooperation, consistent with domestic
law and the United States (U.S.) trade
policy, as noted in Executive Order
13609, Promoting International
Regulatory Cooperation. NASA, along
with the Departments of State,
Commerce, and Defense, engage with
other countries in the Wassenaar
Arrangement, Nuclear Suppliers Group,
Australia Group, and Missile
Technology Control Regime through
which the international community
develops a common list of items that
should be subject to export controls.
NASA also has been a key participant in
interagency efforts to overhaul and
streamline the U.S. Munitions List and
the Commerce Control List. These
efforts help facilitate transfers of goods
and technologies to allies and partners
while helping prevent transfers to
countries of national security and
proliferation concerns.
NASA Priority Regulatory Actions
NASA is highlighting the priorities
summarized below in this agenda.
Procedures for Implementing the
National Environmental Policy Act
(NEPA)
NASA is finalizing its regulations for
implementing the National
Environmental Policy Act of 1969 and
the Council on Environmental Quality
regulations. These amendments will
update 14 CFR subpart 1216.3,
Procedures for Implementing the NEPA,
to incorporate the Agency’s review of its
Categorical Exclusions and streamline
the NEPA process to better support
NASA’s evolving mission.
NASA Federal Acquisition Regulation
(FAR) Supplement (NFS)
NASA is finalizing its regulations in
the NFS at 48 CFR, chapter 18. These
amendments will remove the
Solicitation Provision and the
Determination of Compensation
Reasonableness to align with FAR
requirements and changes made in 10
U.S.C. pursuant to a section of the
William M. (Mac) Thornberry National
Defense Authorization Act (NDAA) for
Fiscal Year (FY) 2021 (Pub. L. 116–283).
The Agency will also issue a proposed
rule to amend chapter 18 to align with
changes made in the FAR that reflects
an updated ‘‘commercial item’’
definition pursuant to a section of the
John S. McCain NDAA for FY 2019
(Pub. L. 115–232).
Public Outreach and Engagement
As NASA develops regulations, we
seek to increase public participation and
community outreach to be better
informed of and address issues from
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9510
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
members of the public affected by our
regulations. For example, our Office of
Communications is currently beta
testing a revised website to enhance
NASA’s interactions with the public.
The revised site will include a ‘‘Doing
Business With NASA’’ page;
opportunities and advice on providing
public comment on NASA regulations,
and information on forming
partnerships with the Agency using
NASA’s Other Transactional
Authorities, such as Space Act
Agreements.
NASA uses Federal Register notices,
website postings, press releases, and
social media releases to notify the
public of the dates and times for input
on NASA programs. NASA offices also
work to support roundtables and similar
engagements so stakeholder
organizations can meet with NASA
leaders to discuss and share information
about NASA policies and programs.
Currently, the Agency sponsors 12
Federal advisory committee providing
NASA the opportunity to engage with
external subject matter experts on key
topics of Agency interest. All advisory
meetings are announced in the Federal
Register, allowing an opportunity for
the public to obtain information on
committee work before it leads to
recommendations for Agency
consideration.
NASA engages with the public on
procurement-related regulations in
several ways. In addition to publishing
abstracts and anticipated publication
dates for upcoming rules in the biannual
Unified Agenda, members of the public
can track the progress of any open and
pending NASA regulation upon
publication of NASA Federal
Acquisition Regulations (FAR)
Supplement (NFS) rules in the Federal
Register (FR).
NASA also meets with industry
associations on a quarterly basis both for
its own regulations and as a signatory to
the FAR. Industry associations that
regularly participate in these
discussions include members of Council
of Defense and Space Industry
Associations (CODSIA). CODSIA
current member associations include:
• Aerospace Industries Association
• American Council of Engineering
Companies
• Associated General Contractors
• Computing Technology Industry
Association Federal Procurement
Council
• Information Technology Industry
Council
• National Defense Industrial
Association
• Professional Services Council
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
During these meetings, NASA often
provides information on open FAR rules
which is publicly accessible in the FAR
Case Status Report at https://
www.acq.osd.mil/dpap/dars/far_case_
status.html, and may provide an update
on companion NFS acquisition rules.
Occasionally, while NFS or FAR rules
are out for public comment, NASA will
hold a public meeting to allow the
public to provide feedback in an open
forum. Information regarding a public
meeting is typically provided the rule
document upon publication for
comment.
NASA’s Acquisition also conveys
policy changes through publications the
following websites:
• Procurement Class Deviations at
https://www.hq.nasa.gov/office/
procurement/regs/pcd.pdf.
• Procurement Notices (https://
www.hq.nasa.gov/office/procurement/
regs/pn.pdf).
• Procurement Information Circulars
at https://www.hq.nasa.gov/office/
procurement/regs/pic.pdf.
NASA actively engages the public
through Federal Register publications.
For example, two Requests for
Information [86 FR 31735 and 88 FR
21725] were published to gather input
on the obstacles and difficulties
hindering involvement of individuals
from underserved communities (as
defined in Executive Order 13985,
Advancing Racial Equity and Support
for Underserved Communities Through
the Federal Government, and Executive
Order 14091 Further Advancing Racial
Equity and Support for Underserved
Communities Through the Federal
Government) in NASA’s procurement,
grants, and cooperative agreements.
Currently, public responses are being
reviewed by the Agency. In the interim,
NASA has taken action to increase its
outreach efforts aimed at reaching
underserved communities; specifically
providing additional virtual training
seminars and webinars to engage
members of underserved communities
on understanding NASA programs and
on how to do business with NASA.
In addition to these program-specific
efforts, NASA regularly seeks feedback
from customers in the form of
information collections under the
Paperwork Reduction Act (PRA). The
Agency maintains several generic PRA
clearances allowing the Agency to
rapidly engage the public.
2700–0153, Generic Clearance for the
Collection of Qualitative Feedback on
Agency Service Delivery
This collection of information allows
the Agency to engage members of the
public and stakeholders through quick
PO 00000
Frm 00220
Fmt 4701
Sfmt 4702
surveys, small discussion or focus
groups, and can highlight areas where
communication, training, or changes in
operations which could improve
delivery of products or services. For
example, the Artemis Student
Challenges (ASC) provides foundational
learning opportunities to prepare
students to learn and engage in Artemisfocused challenges that align with the
technological needs of the Artemis
missions and/or that will provide the
Artemis generation with new, authentic,
high- quality student challenge
experiences. ASC provides students
with the opportunity to design, build,
and test technologies.
2700–0159, Generic Clearance for the
NASA Office of Education Performance
Measurement and Evaluation (Testing)
This collection supports NASA’s
Office of STEM Engagement which
administers the Agency’s national
education activities in support of the
Space Act. This collection allows the
Agency to validate the forms and
instruments used by educators, students
and NASA interns for program
application forms, customer satisfaction
questionnaires, focus group protocols,
and project activity survey instruments.
2700–0181, Generic Clearance for
Improving Customer Experience (OMB
Circular A–11, Section 280
Implementation)
This information collection is used to
garner customer and stakeholder
feedback in accordance with the
Administration’s commitment to
improving customer service delivery as
discussed in Section 280 of OMB
Circular A–11. The Circular established
government-wide standards for mature
customer experience organizations in
government to identify their highestimpact customer journeys and select
touchpoints or transactions within those
journeys to collect feedback. These
results will be used to improve the
delivery of Federal services and
programs and will provide governmentwide data on customer experience that
can be displayed on performance.gov to
help build transparency and
accountability of Federal programs.
NASA’s SBIR/STTR team is currently
considering how to leverage this
collection to:
• Develop a user-friendly interface for
online applications to make it easier for
small businesses to navigate the
submission process.
• Simplify the application process to
reduces administrative burden.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
• Seek feedback from applicants and
stakeholders to identify areas for
improvement.
BILLING CODE 7510–13–P
NATIONAL ARCHIVES AND RECORDS
ADMINISTRATION (NARA)
ddrumheller on DSK120RN23PROD with PROPOSALS2
Statement of Regulatory Priorities
The National Archives and Records
Administration (NARA) primarily issues
regulations directed to other federal
agencies. These regulations include
records management, information
services, and information security. For
example, records management
regulations directed to federal agencies
concern the proper management and
disposition of federal records. Through
the Information Security Oversight
Office (ISOO), NARA also issues
Government-wide regulations
concerning information security
classification, controlled unclassified
information (CUI), and declassification
programs; through the Office of
Government Information Services,
NARA issues Government-wide
regulations concerning the Freedom of
Information Act (FOIA) dispute
resolution services and FOIA
ombudsman functions; and through the
Office of the Federal Register, NARA
issues regulations concerning
publishing federal documents in the
Federal Register, Code of Federal
Regulations, and other publications.
NARA regulations directed to the
public primarily address access to and
use of our historically valuable
holdings, including archives, donated
historical materials, Nixon Presidential
materials, and other Presidential
records. NARA also issues regulations
relating to the National Historical
Publications and Records Commission
(NHPRC) grant programs.
Proposed Changes to Rescheduling
Requirements
In the second quarter of FY 2024,
NARA will issue a draft rule with
changes to 36 CFR 1225.22 regarding
requirements for agencies to reschedule
their records. All rescheduling
requirements will be in section 1225.22.
NARA will remove and reserve sections
1225.24 and 1225.26 to eliminate the
media neutral notification requirement,
which is no longer relevant.
Enhancing Oversight Requirements for
Records Management
We also propose to amend 36 CFR
part 1239. We are removing subpart B—
Program Assistance, as it is out-of-date
and informational, and provides no
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
agency requirements. We are proposing
to update the remaining subparts to
provide clarity and specificity to our
agency oversight requirements. We
propose to move unauthorized
disposition requirements from 36 CFR
part 1230 to 36 CFR part 1239 and
strengthen them.
Streamlining Requirements for
Agencies Dealing With General Records
Schedules and GAO
We propose updating 36 CFR 1225.20
and removing 1225.12(h) to make it
easier for agencies applying the General
Records Schedules (GRS) by minimizing
the instances where the General
Accounting Office (GAO) must be
consulted. Now, agencies will only need
GAO approval for deviations from GRS
1.1, item 010, which relates to
accountable officer records. They won’t
need GAO approval for deviations from
other parts of the GRS. Also, they won’t
need GAO approval for program records
schedules that are less than three years
old.
New Digitization Standards for
Permanent Still Image Film Records
The next step for digitization
standards in NARA’s Regulations will
include technical standards for
digitizing various permanent still image
film records, such as transparencies,
negatives, radiographic, microfiche, and
microfilm. These standards will be
added to subpart E of 36 CFR part 1236.
Revising Provisions for Digital
Photographs
We propose revising the provisions
stated in 36 CFR 1237.28(d), which
addresses special concerns for digital
photographs. This revision is essential
because the recent publication of
subpart E of 36 CFR part 1236
introduces new and more detailed
requirements for digitizing photographic
prints.
Authorization for Disposing of Digitized
Temporary Records
In June 2023, NARA released GRS
Transmittal 34, introducing GRS 4.5
Digitizing Records. As a result, we
propose updating the regulations in 36
CFR 1236.36 to ensure appropriate
authorization for disposing of temporary
records after they have been digitized.
Furthermore, we propose aligning the
language used throughout 36 CFR
subpart D with the newly published
subpart E of 36 CFR part 1236.
Improving Regulations for Electronic
Message Preservation
On January 1, 2021, the Federal
Records Act was amended. The updated
PO 00000
Frm 00221
Fmt 4701
Sfmt 4702
9511
law now requires the Archivist of the
United States to create regulations for
federal agencies on preserving
electronic messages that are considered
records. In response to this, we are
proposing changes to our regulations by
revising section 1236.22, which covers
the additional requirements for
managing electronic mail records. The
aim is to clearly outline the records
management requirements for electronic
messages and systems.
These records management regulatory
priorities align with the goals and
initiatives of our Strategic Plan 2022–
2026.
BILLING CODE 7515–01–P
NATIONAL SCIENCE FOUNDATION
Overview
The National Science Foundation
(NSF) is an independent federal agency
created by Congress in 1950 ‘‘to promote
the progress of science; to advance the
national health, prosperity, and welfare;
to secure the national defense . . .’’
NSF is vital because we support basic
research and people to create knowledge
that transforms the future. This type of
support:
• Is a primary driver of the U.S.
economy
• Enhances the nation’s security
• Advances knowledge to sustain global
leadership
With an annual budget of $9.5 billion
(FY 2023), we are the funding source for
approximately 23% of the total federal
budget for basic research conducted at
U.S. colleges and universities. In many
fields such as mathematics, computer
science and the social sciences, NSF is
the major source of federal backing.
We fulfill our mission chiefly by
issuing limited-term grants—currently
about 11,200 new awards per year, with
an average duration of three years—to
fund specific research proposals that
have been judged the most promising by
a rigorous and objective merit-review
system. Most of these awards go to
individuals or small groups of
investigators. Others provide funding
for research centers, instruments and
facilities that allow scientists, engineers,
and students to work at the outermost
frontiers of knowledge.
NSF’s goals—discovery, learning,
research infrastructure and
stewardship—provide an integrated
strategy to advance the frontiers of
knowledge, cultivate a world-class,
broadly inclusive science and
engineering workforce and expand the
scientific literacy of all citizens, build
the nation’s research capability through
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9512
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
investments in advanced
instrumentation and facilities, and
support excellence in science and
engineering research and education
through a capable and responsive
organization. We like to say that NSF is
‘‘where discoveries begin.’’
NSF is committed to expanding the
opportunities in STEM to people of all
racial, ethnic, geographic, and
socioeconomic backgrounds, sexual
orientations, gender identities and to
persons with disabilities.
We value diversity and inclusion,
demonstrate integrity and excellence in
our devotion to public service and
prioritize innovation and collaboration
in our support of the work of the
scientific community and of each other.
While broadening participation in
STEM is included in NSF’s merit review
criteria, some programs go beyond the
standard review criteria. These
investments—which make up NSF’s
Broadening Participation in STEM
Portfolio—use different approaches to
build STEM education and research
capacity, catalyze new areas of STEM
research, and develop strategic
partnerships and alliances.
Many of the discoveries and
technological advances have been truly
revolutionary. In the past few decades,
NSF-funded researchers have won some
236 Nobel Prizes as well as other honors
too numerous to list. These pioneers
have included the scientists or teams
that discovered many of the
fundamental particles of matter,
analyzed the cosmic microwaves left
over from the earliest epoch of the
universe, developed carbon-14 dating of
ancient artifacts, decoded the genetics of
viruses, and created an entirely new
state of matter called a Bose-Einstein
condensate.
NSF also funds equipment that is
needed by scientists and engineers but
is often too expensive for any one group
or researcher to afford. Examples of
such major research equipment include
giant optical and radio telescopes,
Antarctic research sites, high-end
computer facilities and ultra-high-speed
connections, ships for ocean research,
sensitive detectors of very subtle
physical phenomena and gravitational
wave observatories.
Another essential element in NSF’s
mission is support for science and
engineering education, from pre-K
through graduate school and beyond.
The research we fund is thoroughly
integrated with education to help ensure
that there will always be plenty of
skilled people available to work in new
and emerging scientific, engineering,
and technological fields, and plenty of
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
capable teachers to educate the next
generation.
No single factor is more important to
the intellectual and economic progress
of society, and to the enhanced wellbeing of its citizens, than the continuous
acquisition of new knowledge. NSF is
proud to be a major part of that process.
Specifically, the Foundation’s organic
legislation authorizes us to engage in
the following activities:
A. Initiate and support, through grants
and contracts, scientific and engineering
research, and programs to strengthen
scientific and engineering research
potential, and education programs at all
levels, and appraise the impact of
research upon industrial development
and the general welfare.
B. Award graduate fellowships in the
sciences and in engineering.
C. Foster the interchange of scientific
information among scientists and
engineers in the United States and
foreign countries.
D. Foster and support the
development and use of computers and
other scientific methods and
technologies, primarily for research and
education in the sciences.
E. Evaluate the status and needs of the
various sciences and engineering and
take into consideration the results of
this evaluation in correlating our
research and educational programs with
other federal and non-federal programs.
F. Provide a central clearinghouse for
the collection, interpretation, and
analysis of data on scientific and
technical resources in the United States,
and provide a source of information for
policy formulation by other federal
agencies.
G. Determine the total amount of
federal money received by universities
and appropriate organizations for the
conduct of scientific and engineering
research, including both basic and
applied, and construction of facilities
where such research is conducted, but
excluding development, and report
annually thereon to the President and
the Congress.
H. Initiate and support specific
scientific and engineering activities in
connection with matters relating to
international cooperation, national
security, and the effects of scientific and
technological applications upon society.
I. Initiate and support scientific and
engineering research, including applied
research, at academic and other
nonprofit institutions and, at the
direction of the President, support
applied research at other organizations.
J. Recommend and encourage the
pursuit of national policies for the
promotion of basic research and
education in the sciences and
PO 00000
Frm 00222
Fmt 4701
Sfmt 4702
engineering. Strengthen research and
education innovation in the sciences
and engineering, including independent
research by individuals, throughout the
United States.
K. Support activities designed to
increase the participation of women and
minorities and others underrepresented
in science and technology. The Louis
Stokes Alliances for Minority
Participation (LSAMP) program is an
alliance-based program. The program’s
theory is based on the Tinto model for
student retention referenced in the 2005
LSAMP program evaluation (cleared
under 3145–0190 and now covered by
3145–0226). The overall goal of the
program is to assist universities and
colleges in diversifying the nation’s
science, technology, engineering, and
mathematics (STEM) workforce by
increasing the number of STEM
baccalaureate and graduate degrees
awarded to populations historically
underrepresented in these disciplines:
African Americans, Hispanic
Americans, American Indians, Alaska
Natives, Native Hawaiians, and Native
Pacific Islanders. LSAMP’s efforts to
increase diversity in STEM are aligned
with the goals of the Federal
Government’s five-year strategic plan for
STEM education, Charting a Course for
Success: America’s Strategy for STEM
Education.
With this fall regulatory agenda, NSF
highlights the Robert Noyce Teacher
Scholarship (Noyce) Program (RIN
3145–AA65). This program provides
funding to institutions of higher
education for scholarships to STEM
major undergraduates and professionals
to become effective certified K–12
STEM teachers and experienced,
exemplary K–12 teachers to become
master teacher leaders in high-need
school districts. Undergraduate and
post-baccalaureate STEM professionals
receiving funding must teach two years
in a high-need school district for each
year in which they have received
financial support. Post-baccalaureate
STEM professionals must teach for four
years in a high-need school district
during which time they receive annual
salary supplements from the grant
funds. Experienced, exemplary K–12
teachers of mathematics or science in
high-need school districts receiving
financial support may be supported for
one year in obtaining a master’s degree
and then receive a salary supplement
from grant funds for four years as they
continue to teach in a high-need school
district. Individuals who already
possess a master’s degree can be
supported for five years with salary
supplements from grant funds as they
continue to teach in a high-need school
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
district. NSF, in consultation with the
Secretary of Education, plans to l
propose regulations on the process of
treating scholarships as Federal
unsubsidized student loans for
repayment purposes when the
scholarship recipients fail to meet their
required service obligations under the
Noyce Program.
Consistent with the President’s
Executive Order on Modernizing
Regulatory Review (Apr. 6, 2023), NSF
intends to consider a variety of
methods, beyond publication of the
proposed regulation for public comment
in the Federal Register, to encourage the
participation and input of potentially
affected individuals and entities. These
additional efforts may include notices,
bulletins, emails, phone calls, meetings,
surveys, ‘‘office hours,’’ or other means
of communication, information
gathering, and dialogue with academic
institutions that receive or have
received Noyce scholarship funding, as
well as similar outreach, by NSF or
these institutions, to past and present
individual Noyce scholarship
recipients, to obtain their views.
In addition, NSF regularly seeks
feedback from customers in the form of
information collections under the
Paperwork Reduction Act (PRA). NSF
maintains three generic PRA clearances
allowing the Agency to rapidly engage
the public: two clearances allow NSF to
collect customer feedback on service
delivery for NSF programs such as
principal investigator workshops and
website redesigns (OMB Control
Number 3145–0215, Generic Clearance
for the Collection of Qualitative
Feedback on Agency Service Delivery
and OMB Control Number 3145–0254,
Generic Clearance for Improving
Customer Experience (OMB Circular A–
11, Section 280 Implementation)), and a
third to allow NSF to collect
information for evaluation, research,
and evidence building in order to
improve surveys conducted by the
National Center for Science, Engineering
and Statistics programs (OMB Control
Number 3145–0174, SRS-Generic
Clearance of Survey Improvement
Projects for the Division of Science
Resources Statistics). Additional
information regarding these
collections—including all background
materials—can be found at https://
www.reginfo.gov/public/do/PRAMain.
BILLING CODE 7555–01–P
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
U.S. OFFICE OF PERSONNEL
MANAGEMENT
Statement of Regulatory and
Deregulatory Priorities
Fall 2023 Unified Agenda
The Office of Personnel Management
(OPM) serves as the chief human
resources agency and personnel policy
manager for the Federal Government.
We are champions of talent for the
Federal Government, leading Federal
agencies in workforce policies,
programs, and benefits in service to the
American people. We seek to position
the Federal Government as a model
employer through innovation,
inclusivity, and leadership, as we build
a rewarding culture that empowers the
Federal workforce to tackle some of our
nation’s toughest challenges.
OPM’s regulatory agenda is aligned
with these core mission areas and
advances multiple Biden-Harris
Administration priorities. Indeed, each
of OPM’s regulations is focused on
improving the efficiency and
effectiveness of government—a key
Administration priority. In addition,
several of OPM’s regulations are:
• Actions that empower workers and
increase their wages;
• Actions that promote racial and
gender equity and LGBTQI+ equality
and address issues of disability,
religious discrimination, persistent
poverty, and immigration;
• Actions that address pandemic
preparedness and access to healthcare;
and
• Actions that improve access to and
delivery of public programs and services
by reducing administrative burden.
While OPM is committed to
promoting inclusiveness in the
regulatory process, most of our
regulations are focused on
organizational and personnel matters
and, therefore, agency engagement with
the general public is limited. In cases
where OPM regulations do have public
impact, OPM actively engages with
stakeholders who may be affected by
our regulations directly or indirectly
through the social groups they
represent. Public participation through
petitions, job fairs, webinars, meetings,
and the public comment process have
informed the development of a few of
our rulemakings at the initiation phase
of the process and are summarized in
this Statement, where applicable.
Generally, however, OPM’s engagement
in developing its regulatory program
focuses on engagement with agencies
(such as through the Chief Human
Capital Officers Council) and employee
representative groups (such as labor
unions).
PO 00000
Frm 00223
Fmt 4701
Sfmt 4702
9513
We will continue to encourage and
provide opportunities for meaningful
participation to inform regulatory
planning in the future.
I. Actions That Empower Workers and
Increase Their Wages
OPM is committed to recruiting,
retaining, and supporting a world-class
Federal workforce. This means
providing pathways to Federal service,
working to make every Federal job a
good job, and strengthening Federal
labor unions. OPM’s regulatory agenda
advances each of these goals and reflects
the inputs received from members of the
public during different phases of the
rulemaking process.
• Pathways Programs (3206–AO25)
OPM is finalizing modifications to the
Pathways Programs to align the three
constituent programs to better meet the
Federal government’s needs for
recruiting and hiring interns and recent
graduates. OPM proposes to update the
regulations for the Pathways Programs
to facilitate a better applicant
experience, to improve developmental
opportunities for Pathways Program
participants, and to streamline agencies’
ability to hire participants in the
Pathways Programs, especially those
who have successfully completed their
Pathways requirements and are eligible
for conversion to a term or permanent
position in the competitive service.
Robust Pathways Programs with
appropriate safeguards to promote its
use as a supplement to, and not a
substitute for, the competitive hiring
process is essential to boosting the
Federal government’s ability to recruit
and retain early career talent.
This rule was informed by feedback
from various stakeholders over the past
decade, including applicants,
educational institutions, Federal
employees, and agencies. Major sources
of this feedback include outreach events
like job fairs and presentations/webinars
on the Pathways Programs. Email
inquiries from applicants and
participants about how the Programs
work provided additional opportunities
to receive feedback. Based on these
inputs, OPM is modifying current
regulations to allow Recent Graduate
and Presidential Management Fellows
participants to be converted to term or
permanent positions in any agency,
when appropriate. After publishing the
proposed rule, OPM further engaged
stakeholders to ensure awareness and
encourage the submission of comments
that may inform the development of the
final rule.
E:\FR\FM\09FEP2.SGM
09FEP2
9514
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
• Time-Limited Promotions [3206–
A052]
The Office of Personnel Management
(OPM) is issuing a proposed rule to
clarify that bargaining- unit employees
who are detailed or temporarily
promoted to higher grade duties of a
higher- graded position should be paid
appropriately for performing these
duties, when ordered by an arbitrator,
administrative body, or court, under a
collective bargaining agreement and the
employees were assigned these duties
outside of competitive hiring
procedures. Similarly, the proposed rule
clarifies that non-bargaining unit
employees should also be paid
appropriately for performing these
duties if ordered by an administrative
body or court. At present, noncompetitive temporary promotions and
non-competitive details to duties of
higher-graded positions are limited to
no more than 120 days under OPM
regulations regardless of the bargainingunit status of the employee. Current
regulations prohibit employees from
being appropriately paid for highergraded duties performed in excess of
120 days and assigned without
competition. As a result, the principle of
equal pay for equal work is absent and
bargaining unit employees are unable to
have meaningful recourse through their
negotiated collective bargaining
agreement.
OPM’s decision to issue this proposed
rule was informed by engagement with
the National Treasury Employees Union
(NTEU) and the National Federation of
Federal Employees (NFFE). In 2022,
NTEU submitted a written petition to
OPM seeking the issuance of a rule
under 5 U.S.C. 553(e). This petition
outlined the problem to be addressed
with recommended changes. In
addition, NFFE raised similar
suggestions in meetings with OPM in
late 2022. When the proposed rule is
issued, OPM anticipates further
engagement with national unions and
other Federal employee groups.
ddrumheller on DSK120RN23PROD with PROPOSALS2
• Upholding Civil Service Protections
and Merit System Principles [3206–
A056]
OPM plans to finalize a rule to uphold
civil service protections and merit
system principles after consideration of
comments on OPM’s proposal. OPM
proposed to clarify that employees who
are moved involuntarily from the
competitive to the excepted service, or
from one excepted service schedule to
another, retain the status and adverse
action rights they had at the time of
movement. OPM’s proposal also
required Federal agencies to follow
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
specific procedures upon moving any
employees without their consent from
the competitive service to the excepted
service or, if already in the excepted
service, to a different excepted service
schedule. Finally, OPM proposed to
define positions of a ‘‘confidential,
policy-determining, policy-making, or
policy- advocating character,’’ in
accordance with legislative history and
Congressional intent, to mean political
appointments.
In late 2022, the National Treasury
Employees Union (NTEU) submitted a
written petition to OPM outlining their
views on regulatory changes that would
reinform civil service protections and
merit system principles. Subsequently
in early 2023, the Federal Workers
Alliance (FWA) sent a letter to OPM
expressing support for the NTEU
petition. OPM anticipates engagement
with national unions and other Federal
employee groups during the notice and
comment period as part of the standard
regulatory process.
II. Actions That Promote Racial and
Gender Equity and LGBTQI+ Equality
and Address Issues of Disability,
Religious Discrimination, Persistent
Poverty, and Immigration
In fact, many of the regulations noted
above—in particular, those focused on
providing pathways into the Federal
Government—emphasize equity.
Additional work in this area focuses on
promoting pay equity and OPM has
made efforts to encourage feedback on
the proposals from stakeholders.
• Advancing Pay Equity in
Governmentwide Pay Systems (3206–
AO39)
OPM is issuing a final rule to advance
pay equity in the General Schedule (GS)
pay system, Prevailing Rate Systems,
Administrative Appeals Judge (AAJ) pay
system, and Administrative Law Judge
(ALJ) pay system by revising the criteria
for making salary determinations based
on salary history. After the proposed
rule was published, OPM shared it with
more than 990 stakeholders to ensure
awareness and encourage the
submission of comments that may
inform the development of the final
rule.
III. Actions That Address Pandemic
Preparedness and Access to Healthcare
OPM has helped to lead the Federal
Government throughout the COVID–19
pandemic—serving as a co-chair of the
Safer Federal Workforce Task Force,
supporting agencies with
implementation of a maximum telework
posture, and providing meaningful
benefits to Federal employees. OPM will
PO 00000
Frm 00224
Fmt 4701
Sfmt 4702
continue this important work through
its regulatory agenda.
• Scheduling of Annual Leave for
Employees Responding to COVID–19
(3206–AO04)
OPM is finalizing regulations to assist
agencies and employees responding to
the National Emergency Concerning the
Novel Coronavirus Disease (COVID–19)
Outbreak and for future national
emergencies. The regulations provide
that employees who would forfeit
annual leave in excess of the maximum
annual leave allowable carryover
because of their work to support the
nation during a national emergency will
have their excess annual leave deemed
to have been scheduled in advance and
subject to leave restoration.
• Evacuation During a Public Health
Emergency (3206–AO34)
OPM is proposing a new subpart Q
within 5 CFR part 550, which would
amend, expand, and reorganize
regulations that currently provide
agencies with the authority to evacuate
employees during a pandemic health
crisis. The revised regulations will
provide agencies with the authority to
evacuate an employee or groups of
employees during either a public health
emergency declaration or a pandemic
health crisis. The current authority to
evacuate employees during a pandemic
health crisis is found at 5 CFR 550.409.
This revision and reorganization of the
regulations will enable OPM to
capitalize on lessons learned from the
COVID–19 pandemic.
• Postal Service Health Benefits
Program (3206–AO43)
OPM is finalizing an interim final rule
that implemented the Postal Service
Health Benefits (PSHB) Program within
the Federal Employees Health Benefits
(FEHB) Program pursuant to the Postal
Service Reform Act of 2022. This
regulation will ensure continuity of
health insurance coverage for Postal
Service employees, annuitants, and
their family members who will no
longer be eligible for FEHB in January
2025; enable enrollees access to more
prescription drug coverage options and
potential reduction in prescription drug
costs for Medicare Part D eligible
enrollees; reduce the Postal Service’s
premiums by approximately $5.7 billion
over 10 years (CBO Analysis) and
reduce its future liability for retiree
health benefits; and enable use of a
central enrollment portal that will
reduce administrative burden for
enrollment, which will ensure more
accurate payment of plans, allow more
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
frequent sharing of enrollment data with
plans, and limit human error.
IV. Actions That Improve Access to and
Delivery of Public Programs and
Services by Reducing Administrative
Burden
OPM’s work in this area focuses on
improving efficiency and providing
agencies additional flexibilities in the
hiring process.
• Hiring Authority for Post-Secondary
Students (3206–AN86)
OPM is finalizing regulations
establishing hiring authorities for postsecondary students to positions in the
competitive service to provide
additional flexibility in hiring eligible
and qualified individuals. These
revisions will implement section 1108
of Public Law 115–232, John S. McCain
National Defense Authorization Act
(NDAA) for Fiscal Year (FY) 2019.
• Hiring Authority for College
Graduates (3206–AN79)
OPM is finalizing regulations
establishing hiring authorities for
certain college graduates to positions in
the competitive service. This rule will
provide additional flexibility in hiring
eligible and qualified individuals by
implementing section 1108 of Public
Law 115–232, the NDAA for FY 2019.
ddrumheller on DSK120RN23PROD with PROPOSALS2
• Rule of Many (3206–AN80)
OPM is finalizing regulations to
implement changes—known as the
‘‘rule of many’’—authorized by the
NDAA for FY 2019 governing the
selection of candidates from competitive
lists of eligibles. The statute eliminates
the requirement that an agency select
only from the top three candidates at
any given juncture (the rule of three) in
numerical rating and ranking and
instead authorizes agencies to certify
and consider a sufficient number of
candidates, no fewer than three, using a
cut-off score or other mechanism
established through this rulemaking.
This change also affects how agencies
may make selections under 5 CFR part
302, titled ‘‘Employment in the
Excepted Service.’’ These changes will
provide expanded flexibility to agencies
in the selection of candidates.
• Noncompetitive Appointment of
Certain Military Spouses (3206–AO57)
OPM is issuing interim final
regulations to implement section 1111
of Public Law 117–263, the NDAA for
FY 2023. These revisions extend the
eligibility criteria for any spouse
married to an active-duty military
member through December 31, 2028,
and remove the agency reporting
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
requirements established under section
573(d) of Public Law 115–232. The
intended effect of the Authority is to
increase the hiring of military spouses
in the Federal Government.
• Recruitment and Relocation Incentive
Waivers (3206–AO36)
OPM is issuing a proposed rule to
expand the authority to approve waivers
of the normal payment limitations on
recruitment and relocation incentives,
so that agencies have access to higher
payment limitations based on a critical
need without requesting approval from
OPM. Currently, agencies have the
authority to approve a recruitment or
relocation incentive without OPM
approval for payments of up to 25
percent of an employee’s annual rate of
basic pay times the number of years in
a service agreement (not to exceed 4
years or 100 percent of annual basic
pay). Under a waiver, agencies could
approve a recruitment or relocation
incentive without OPM approval for
payments of up to 50 percent of an
employee’s annual rate of basic pay
times the number of years in a service
agreement (not to exceed 100 percent of
annual basic pay).
• Recruitment and Selection Through
Competitive Examination (3206–AO24)
OPM is finalizing revisions
implementing the Competitive Service
Act of 2015, Public Law 114–137, to
allow an appointing authority (i.e., the
head of a federal agency or department)
to share a competitive certificate of
eligibles with one or more appointing
authorities for the purpose of making
selections of qualified candidates.
• Selective Service Registration (3206–
AO37)
OPM is proposing regulations to
enable executive agencies to make
initial determinations as to whether
failure to register with the Selective
Service System was knowing and
willful.
BILLING CODE 3280–F5–P
PENSION BENEFIT GUARANTY
CORPORATION (PBGC)
Statement of Regulatory and
Deregulatory Priorities
The Pension Benefit Guaranty
Corporation (PBGC or Corporation) is a
federal corporation created under title
IV of the Employee Retirement Income
Security Act of 1974 (ERISA) to protect
the retirement security of over 33
million American workers, retirees, and
beneficiaries in both single-employer
PO 00000
Frm 00225
Fmt 4701
Sfmt 4702
9515
and multiemployer private-sector
pension plans. PBGC administers two
insurance programs—one for singleemployer defined benefit pension plans
and a second for multiemployer defined
benefit pension plans. In addition,
PBGC administers a special financial
assistance (SFA) program for eligible
financially troubled multiemployer
plans.
• Single-Employer Program. Under
the single-employer program, when a
plan terminates with insufficient assets
to cover all plan benefits (distress and
involuntary terminations), PBGC pays
plan benefits that are guaranteed under
title IV. PBGC also pays nonguaranteed
plan benefits to the extent funded by
plan assets or recoveries from
employers. In fiscal year (FY) 2022,
PBGC paid over $7.0 billion in benefits
to more than 960,000 participants.
Operations under the single-employer
program are financed by insurance
premiums, investment income, assets
from pension plans trusteed by PBGC,
and recoveries from the companies
formerly responsible for the trusteed
plans.
• Multiemployer Program. The
multiemployer program covers
collectively bargained plans involving
more than one unrelated employer.
PBGC provides traditional financial
assistance (technically in the form of a
loan, though almost never repaid) to the
plan if the plan is insolvent and thus
unable to pay benefits at the guaranteed
level. The guarantee is structured
differently from, and is generally
significantly lower than, the singleemployer guarantee. In FY2022, PBGC
provided $217 million in traditional
financial assistance to 115 insolvent
multiemployer plans covering 93,525
participants receiving guaranteed
benefits. Those plans also cover an
additional 46,480 participants entitled
to receive benefits in the future. PBGC
also provided a final payment of $9
million in financial assistance to
facilitate the merger of two
multiemployer plans. Operations under
the multiemployer program generally
are financed by insurance premiums
and investment income.
• Special Financial Assistance
Program. The American Rescue Plan
(ARP) Act of 2021 added section 4262
of ERISA, which requires PBGC to
provide SFA to certain financially
troubled multiemployer plans upon
application for assistance. PBGC’s SFA
Program requires plans to demonstrate
eligibility for SFA and to calculate the
amount of assistance pursuant to ARP
and PBGC’s regulations. This program is
funded by general tax revenues.
E:\FR\FM\09FEP2.SGM
09FEP2
9516
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
For the second year in a row, both
PBGC’s Multiemployer Program and
Single-Employer Program have a
positive net position at fiscal year-end.
The financial status of the singleemployer program improved from a
positive net financial position of $30.9
billion at the end of FY 2021 to $36.6
billion at the end of FY 2022. The net
financial position of the multiemployer
program improved from a positive net
position of $481 million at the end of
FY 2021 to $1.1 billion at the end of FY
2022.
ARP substantially improves the
financial condition and the outlook for
PBGC’s multiemployer program. By
forestalling the near-term insolvency of
the most troubled multiemployer plans,
the multiemployer program is no longer
expected to go insolvent in FY 2026 and
can accumulate a greater level of reserve
assets in its insurance fund in the nearterm.
To carry out its statutory functions,
PBGC issues regulations on such matters
as how to pay premiums, when reports
are due, what benefits are covered by
the insurance programs, how to
terminate a plan, the liability for
underfunding, and how withdrawal
liability works for multiemployer plans.
PBGC follows a regulatory approach that
seeks to encourage the continuation and
maintenance of securely-funded defined
benefit plans. In developing new
regulations and reviewing existing
regulations, PBGC seeks to reduce
burdens on plans, employers, and
participants, and to ease and simplify
employer compliance wherever
possible. PBGC particularly strives to
meet the needs of small businesses that
sponsor defined benefit plans. In all
such efforts, PBGC’s mission is to
protect the retirement incomes of plan
participants.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Regulatory/Deregulatory Objectives and
Priorities
PBGC’s regulatory/deregulatory
objectives and priorities are developed
in the context of the Corporation’s
statutory purposes, priorities, and
strategic goals.
Pension plans and the statutory
framework in which they are
maintained and terminated are complex.
Despite this complexity, PBGC is
committed to issuing simple,
understandable, flexible, and timely
regulations to help affected parties.
PBGC’s regulatory/deregulatory
objectives and priorities are:
• To enhance the retirement security
of workers and retirees;
• To implement regulatory actions
that ease compliance burdens and
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
achieve maximum net benefits while
protecting retirement security; and
• To simplify existing regulations and
reduce burden.
PBGC endeavors in all its regulatory
and deregulatory actions to promote
clarity and reduce burden on the public.
Small Businesses
PBGC considers very seriously the
impact of its regulations and policies on
small entities. PBGC attempts to
minimize administrative burdens on
plans and participants, improve
transparency, simplify filing, and assist
plans to comply with applicable
requirements. PBGC particularly strives
to meet the needs of small businesses
that sponsor defined benefit plans. In all
such efforts, PBGC’s mission is to
protect the retirement incomes of plan
participants.
Open Government and Public
Engagement
PBGC encourages public participation
in the regulatory process. For example,
PBGC’s ‘‘Federal Register Notices Open
for Comment’’ web page highlights
when there are opportunities to
comment on proposed rules,
information collections, and other
Federal Register notices. PBGC
encourages comments on an ongoing
basis as it continues to look for ways to
further improve the agency’s
regulations. PBGC staff also actively
participate in conferences focused on
employee retirement benefits and
engage with plan participant advocacy
groups to understand where there may
be concerns with PBGC regulations.
Efforts to reduce regulatory burden in
the projects discussed below are in
substantial part a response to public
comments and engagement.
American Rescue Plan
The American Rescue Plan (ARP) Act
of 2021 added a new section 4262 of
ERISA to create a program to provide
funding to severely underfunded
multiemployer pension plans to ensure
that millions of America’s workers,
retirees, and their families receive the
pension benefits they earned through
many years of hard work.
Under new section 4262 of ERISA,
PBGC was required within 120 days to
prescribe in regulations or other
guidance the requirements for SFA
applications. To implement the
program, on July 9, 2021, PBGC released
an interim final rule (RIN 1212–AB53)
adding a new part 4262 to its
regulations, ‘‘Special Financial
Assistance by PBGC,’’ which was
published in the Federal Register on
July 12, 2021. Part 4262 provides
PO 00000
Frm 00226
Fmt 4701
Sfmt 4702
guidance to multiemployer pension
plan sponsors on eligibility,
determining the amount of SFA, content
of an application for SFA, the process of
applying, PBGC’s review of
applications, and restrictions and
conditions on plans that receive SFA.
PBGC received over 100 public
comments on many provisions of the
interim rule including the methodology
plans must use to calculate the amount
of SFA, permissible investments of SFA
funds, and the conditions imposed on
plans that receive SFA. PBGC published
a final rule on July 8, 2022, that makes
various changes to part 4262 in response
to public comments. The provisions of
the final rule became effective on
August 8. PBGC included a 30-day
public comment period solely on the
change to the condition to require a
phased recognition of SFA assets for
purposes of computing employer
withdrawal liability. In response to
comments received, PBGC added an
exception process for the withdrawal
liability conditions that apply to a plan
that receives SFA, which was published
in a final rule that was effective on
January 26, 2023.
Multiemployer Plans
PBGC published a proposed rule on
October 14, 2022, that would prescribe
actuarial assumptions which may be
used by a multiemployer plan actuary in
determining an employer’s withdrawal
liability (RIN 1212–AB54). Section
4213(a) of ERISA permits PBGC to
prescribe by regulation such
assumptions.
Benefit levels in a multiemployer plan
are typically set by trustees representing
contributing employers and unions.
Withdrawal liability generally
represents an employer’s share of the
plan’s unfunded vested benefits (UVBs)
that the plan may have at the end of the
plan year immediately preceding the
plan year in which the employer
withdraws. Withdrawal liability is the
portion of the UVBs allocable to the
withdrawing employer and represents a
plan’s only opportunity to require a
withdrawing employer to pay its
allocated share of the unfunded
liabilities. When a plan does not collect
an adequate amount of withdrawal
liability from a withdrawing employer
or collects an amount that is less than
a withdrawing employer’s allocated
share of the plan’s UVBs, that burden is
shifted to the remaining contributing
employers in the plan. There is a higher
likelihood that the plan will not be able
to pay full accrued benefits, and
ultimately, there is an increased
likelihood that it would not have
resources to pay basic (PBGC-
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
guaranteed) benefits. In that case, a plan
may have to cut benefits to the PBGC
guarantee level and apply to PBGC for
financial assistance, which shifts costs
to plan participants and to others in the
multiemployer insurance system who
fund PBGC via annual premiums.
The rulemaking is needed to clarify
that a plan actuary’s use of 4044 rates
represents a valid approach to selecting
an interest rate assumption to determine
withdrawal liability. The rulemaking
would thereby reduce or eliminate the
cost-shifting effects of impediments to
actuaries’ use of 4044 rates. PBGC plans
to publish a final rule that responds to
the public comments received on the
proposed rule.
PBGC also plans to propose a
rulemaking that would add a new part
4022A to PBGC’s regulations to provide
guidance on determining the monthly
amount of multiemployer plan benefits
guaranteed by PBGC (‘‘Multiemployer
Plan Guaranteed Benefits,’’ RIN 1212–
AB37). For example, the proposed rule
would explain what multiemployer plan
benefits are eligible for PBGC’s
guarantee, how to determine credited
service, how to determine a benefit’s
accrual rate, and how to calculate the
guaranteed monthly benefit amount.
Rethinking Existing Regulations
Most of PBGC’s regulatory/
deregulatory actions are the result of its
ongoing retrospective review to identify
and correct unintended effects,
inconsistencies, inaccuracies, and
requirements made irrelevant over time.
For example, PBGC is proposing
miscellaneous updates, clarifications,
and improvements (RIN 1212–AB51) to
its regulations that are in part a response
to frequently asked questions and
comments received from stakeholders,
such as to annual financial and actuarial
information filings (part 4010) and
filings for termination of singleemployer plans (part 4041). This action
also addresses SECURE Act changes
affecting premium rates (part 4006),
benefits payable in terminated singleemployer plans (part 4022), and part
4044 (allocation of assets in singleemployer plans). PBGC’s regulatory
review also identified a need to improve
PBGC’s recoupment of benefit
overpayment rules (‘‘Improvements to
Rules on Recoupment of Benefit
Overpayments,’’ RIN 1212–AB47). Other
rulemakings would modernize PBGC’s
regulations and policies by adopting upto-date assumptions and methods that
are more consistent with best practices
within the pension community. For
example, PBGC is considering
modernizing the interest, mortality, and
expense load assumptions used to
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
determine the present value of benefits
under the asset allocation regulation (for
single-employer plans) and for
determining mass withdrawal liability
payments (for multiemployer plans)
(RIN 1212–AA55) among other
purposes.
PBGC
Final Rule Stage
225. Actuarial Assumptions for
Determining an Employer’s Withdrawal
Liability [1212–AB54]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 29 U.S.C. 1393; 29
U.S.C. 1302(b)(3)
CFR Citation: 29 CFR 4213.
Legal Deadline: None.
Abstract: This final rule responds to
public comments received on the
proposed rule. It would prescribe
actuarial assumptions which may be
used by a multiemployer plan actuary in
determining an employer’s withdrawal
liability.
Statement of Need: Benefit levels in a
multiemployer plan are typically set by
trustees representing contributing
employers and unions. Withdrawal
liability generally represents an
employer’s share of the plan’s unfunded
vested benefits (UVBs) that the plan
may have at the end of the plan year
immediately preceding the plan year in
which the employer withdraws.
Withdrawal liability is the portion of the
UVBs allocable to the withdrawing
employer and represents a plan’s only
opportunity to require a withdrawing
employer to pay its allocated share of
the unfunded liabilities. When a plan
does not collect an adequate amount of
withdrawal liability from a withdrawing
employer or collects an amount that is
less than a withdrawing employer’s
allocated share of the plan’s UVBs, that
burden is shifted to the remaining
contributing employers in the plan.
There is a higher likelihood that the
plan will not be able to pay full accrued
benefits, and ultimately, there is an
increased likelihood that it would not
have resources to pay basic (PBGCguaranteed) benefits. In that case, a plan
may have to cut benefits to the PBGC
guarantee level and apply to PBGC for
financial assistance, which shifts costs
to plan participants and to others in the
multiemployer insurance system who
fund PBGC via annual premiums.
This rulemaking is needed to clarify
that a plan actuary’s use of 4044 rates
represents a valid approach to selecting
an interest rate assumption to determine
withdrawal liability in all
PO 00000
Frm 00227
Fmt 4701
Sfmt 4702
9517
circumstances. The rulemaking would
thereby reduce or eliminate the costshifting effects of impediments to
actuaries’ use of 4044 rates.
Anticipated Cost and Benefits: PBGC
estimates that, in the 20 years following
the final rule’s effective date, there will
be a nominal increase in cumulative
withdrawal liability payments ranging
between $804 million and $2.98 billion.
While PBGC expects that the
rulemaking will deter employer
withdrawals, it will do so only at the
margin, and this impact is difficult to
estimate. Accordingly, this analysis
does not model any change to the rate
of employer withdrawals or decrease in
contributions due to improved plan
funding attributable to these changes
because doing so would be too
speculative.
The major expenses associated with a
withdrawal liability dispute are attorney
fees, arbitration fees (including fees to
initiate arbitration and fees charged by
an arbitrator), and fees charged by
expert witnesses. Though costs will vary
greatly from plan to plan based on the
plan’s benefit formula, size of the plan,
attorney and expert witness rates, and
other factors, PBGC estimates that a
withdrawal liability arbitration,
measuring from a request for plan
sponsor review of a withdrawal liability
determination through the end of
arbitration would range from $82,500 to
$222,000. For lengthy litigation, costs
can be over $1 million. Assuming some
arbitrations and litigation would be
avoided entirely, and others would be
less complex because they would not
include disputes over interest
assumptions, PBGC estimates that this
rulemaking would result in an annual
savings of $500,000 to $1 million, split
evenly between plans and employers.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
NPRM Comment
Period Extended.
NPRM Comment
Period End.
Final Rule ............
Date
FR Cite
10/14/22
11/14/22
87 FR 62316
11/10/22
87 FR 67853
12/13/22
11/00/23
Regulatory Flexibility Analysis
Required: No.
Government Levels Affected: None.
Agency Contact: Hilary Duke,
Assistant General Counsel for
Regulatory Affairs, Pension Benefit
E:\FR\FM\09FEP2.SGM
09FEP2
9518
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Guaranty Corporation, 445 12th Street
SW, Washington, DC 20024, Phone: 202
229–3839, Email: duke.hilary@pbgc.gov.
RIN: 1212–AB54
BILLING CODE 7709–02–P
U.S. SMALL BUSINESS
ADMINISTRATION
ddrumheller on DSK120RN23PROD with PROPOSALS2
Statement of Regulatory Priorities
Overview
The mission of the U.S. Small
Business Administration (SBA or
Agency) is to maintain and strengthen
the nation’s economy by helping
Americans start, grow, and build
resilient businesses and recover after
disasters. In accomplishing this mission,
SBA strives to improve the economic
environment for small businesses,
including those in rural areas, those in
areas that have significantly higher
unemployment and lower income levels
than the nation’s averages, and those in
traditionally underserved markets.
SBA has several financial,
procurement, and technical assistance
programs that provide a crucial
foundation for Americans starting or
growing a small business. For example,
the Agency serves as a guarantor of SBA
program loans to small businesses and
licenses Small Business Investment
Companies that make equity and debt
investments in qualifying small
businesses using a combination of
privately raised capital and SBA
guaranteed leverage. SBA also helps
small businesses, including those
owned by women, service-disabled
veterans, minorities, and other
historically underrepresented groups,
gain access to federal government
contracting opportunities. In addition,
the Agency funds various small
business training and mentoring
programs and provides management and
technical assistance to existing or
potential small business owners through
grants, cooperative agreements, and
contracts. Finally, as an essential part of
its purpose, SBA provides direct
financial assistance to homeowners,
renters, and businesses to repair or
replace their property in the aftermath
of a disaster. Beyond providing a crucial
foundation for business-owners, SBA’s
assistance to small businesses,
including access to capital, generates
new jobs to help create a strong,
innovative, and sustainable American
economy.
Reducing Burden on Small Businesses
SBA’s regulatory policy reflects a
commitment to developing regulations
that reduce or eliminate the burden on
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
the public, particularly the Agency’s
core constituents—small businesses.
SBA’s regulatory process generally
includes an assessment of the costs and
benefits of the regulations as required by
Executive Order No. 12866, 1993,
‘‘Regulatory Planning and Review’’;
Executive Order No. 13563, 2011,
‘‘Improving Regulation and Regulatory
Review’’; and the Regulatory Flexibility
Act. SBA’s program offices are
particularly invested in finding ways to
reduce the burden imposed on the
public by the Agency’s core activities in
its loan, grant, innovation, and
procurement programs.
Openness and Transparency
SBA promotes transparency,
collaboration, and public participation
in its rulemaking process. To that end,
SBA makes a conscious effort to engage
those members of the public eligible for
SBA programs or affected by SBA
regulations beyond the standard noticeand-comment process. SBA engages in
tribal consultations when proposing
changes to its government contracting
regulations and often receives input on
access and burdens associated with SBA
program regulations and policies. For
example, SBA conducted five tribal
consultations or listening sessions about
a proposal contained within the 8(a)
Ownership and Control Rule (RIN 3245–
AH70) mentioned below, leading to the
elimination of the proposal in the final
rule. For SBA’s Small Business
Innovation Research (SBIR) program,
the Agency coordinates a road tour
around the country, on which SBA and
other agencies engage small businesses
and provide them with information
about the application process and
upcoming SBIR topics for grant or
contract awards. The Historically
Underutilized Business Zones
(HUBZones) program office regularly
provides webinars about the program to
prospective and current program
participants, who are encouraged to
provide feedback, and holds ‘‘office
hours’’ twice a week, during which
firms are encouraged to inquire about
the certification process or provide
feedback. SBA’s Office of Government
Contracting & Business Development
(GCBD) and its attorneys routinely
attend trade association conferences
concerning its programs, including the
annual conferences hosted by the
National 8(a) Association and HUBZone
Council. SBA’s 8(a) Business
Development (BD) program office
periodically uses its monthly Straight
Talk call to obtain input from external
stakeholders. For example, in fall 2022,
the office invited stakeholders to
provide feedback on ways to improve
PO 00000
Frm 00228
Fmt 4701
Sfmt 4702
the 8(a) application. SBA has also in the
past entered interagency agreements
with the Department of the Interior to
conduct customer satisfaction surveys to
gain a broad understanding of customer
experience and customer satisfaction
with the availability of information
about SBA programs.
In addition to these program-specific
efforts, SBA regularly seeks feedback
from customers in the form of
information collections under the
Paperwork Reduction Act (PRA). SBA
maintains two generic PRA clearances
that allow the Agency to rapidly engage
the public: one clearance allows SBA to
collect customer feedback on service
delivery for SBA programs such as
GCBD and Boots to Business, and the
other allows SBA to collect information
for evaluation, research, and evidence
building in order to improve programs
like GCBD, Community Navigators, and
SBA’s capital programs.
Regulatory Framework
SBA’s Strategic Plan for fiscal years
2022 through 2026 provides a
framework for strengthening,
streamlining, and simplifying SBA
programs and leverages collaborative
relationships with other agencies and
the private sector to provide small
businesses with the tools they need to
drive innovation and strengthen the
economy through business revenue and
job growth. The Strategic Plan serves as
the foundation for the regulations that
the Agency will develop during the next
twelve to twenty-four months.
SBA developed the Strategic Plan in
consultation with multiple stakeholder
groups through its Strategic Plan
Working Group, which comprised
members at all levels of SBA and across
numerous Agency programs, allowing
the themes revealed during the
stakeholder engagement process to be
incorporated throughout the Agency.
SBA also partnered with the General
Services Administration (GSA) to solicit
input and feedback from federal
employees whose roles support the
implementation of SBA programs across
the government or who work with other
small business development programs.
In addition, the Agency conducted
community outreach across the country,
including by conducting listening
sessions with community development
organizations in eight cities, from
Portland, Maine, to Portland, Oregon,
which provided SBA with input from
entrepreneurs of all kinds and
highlighted place-based and sectorspecific issues. Finally, SBA solicited
feedback through the Federal Register,
SBA.gov posting, an SBA daily
newsletter, a social media campaign,
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
and outreach to key stakeholder
organizations.
Based on the input received during
this stakeholder engagement process,
SBA identified the following
imperatives and integrated them into its
Strategic Plan: increase collaboration
with resource partners and stakeholders
to amplify SBA’s reach and better
communicate the Agency’s products
and services, and improve SBA’s data
transparency so that researchers,
resource partners, community
organizations, and the public can better
understand how the SBA supports the
small business and entrepreneurial
ecosystem. The Strategic Plan, in turn,
sets out three strategic goals: (1) ensure
equitable and customer-centric design
and delivery of programs to support
small businesses and innovative
startups; (2) build resilient businesses
and a sustainable economy; and (3)
implement strong stewardship of
resources for greater impact.
The regulations reported in SBA’s
semi-annual Regulatory Agenda and
Plan are intended to facilitate
achievement of these goals while
meeting the needs of the members of the
public eligible for our programs or
affected by our regulations. Over the
past twelve months, SBA developed
rulemakings designed to support the
Administration’s Invest in America
initiative and advance the country’s
economic growth and resiliency.
SBA continues to take regulatory
action as necessary to adjust and adapt
requirements for its programs to better
support the country’s economy. In the
upcoming twelve to twenty-four
months, SBA will focus on
implementing recently finalized rules
that increase competition in the market
for small business credit, incentivize
patient investments in innovative
startups, and reduce barriers in access to
capital for underserved communities.
The Agency will also focus on
advancing proposed rules that further
remove barriers to credit across its loan
programs for justice-involved
entrepreneurs and make SBA’s
contracting and counseling programs
accessible and impactful for a wider
range of small businesses.
Administration’s Priorities
To the extent possible and consistent
with the Agency’s statutory purpose,
SBA will take action to support the
Administration’s priorities highlighted
in the Fall 2023 Data Call for the Unified
Agenda of Federal Regulatory and
Deregulatory Actions (07/19/2023),
namely: (1) tackling the climate change
emergency; (2) advancing equity and
supporting underserved, vulnerable,
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
and marginalized communities; (3)
creating and sustaining good jobs with
a free and fair choice to join a union,
and promoting economic resilience in
general; and (4) improving service
delivery and customer experience and
reducing administrative burdens. In
fact, many of the Agency’s rulemakings
cut across multiple priorities. For
example, SBA’s amendments to Small
Business Investment Company (SBIC)
program regulations (RIN 3245–AH90,
described below) not only support the
Administration’s priority to advance
equity and support underserved
communities, but also aim to improve
SBA response times and enable SBA to
focus on customer relationships and
monitoring funds, efforts that broadly
advance the Administration’s fourth
priority. Highlighted below are some of
SBA’s most important regulatory actions
arranged by Administration priority,
including actions SBA has completed
since the spring 2023 Unified Agenda
and actions that SBA plans to take in
the upcoming 12–24 months.
Priority (1)—Actions That Tackle the
Climate Change Emergency
Over the past year, SBA has
continued to make efforts toward its a
multi-year priority goal to help prepare
and rebuild resilient communities by
enhancing communication efforts for
disaster mitigation. Under the Small
Business Act, SBA is authorized to
make disaster loans for efforts to repair,
rehabilitate, or replace property
damaged or destroyed as a result of a
disaster. SBA’s regulations in 13 CFR
part 123 contain the legal framework for
the SBA Disaster Loan program, which
delivers SBA financing specifically
targeted for pre-disaster and postdisaster mitigation projects. SBA can
also tap into its other financing
programs for funding to put toward
disaster mitigation measures. No
regulations are necessary to implement
either of these options. In addition to its
regulatory actions, SBA will continue to
focus its efforts on educating the public
on the benefits of investing in mitigation
and resilience projects and on
increasing awareness of SBA loan
programs that small businesses can take
advantage of to purchase, renovate, or
retrofit buildings and equipment in
order to reduce greenhouse gas
emissions, improve energy efficiency,
and enable the development of
innovative solutions that support the
green economy.
PO 00000
Frm 00229
Fmt 4701
Sfmt 4702
9519
i. Disaster Assistance Loan Program
Changes to Maximum Loan Amounts
and Miscellaneous Updates (RIN 3245–
AH91)
SBA continues to develop regulatory
actions that enhance and modernize its
procurement and capital assistance
programs in order to combat the climate
crisis. A direct final rule for the Disaster
Loan program, effective July 31, 2023,
aimed to increase disaster survivors’
access to much needed funds to repair
or replace damaged property by, among
other things, increasing home loan
lending limits, extending the deferment
period, and expanding mitigation
options.
Specifically, the final rule increased
the lending limits on amounts for repair
and replacement of disaster damaged
real and personal property, for
refinancing, for mitigation, and for
contractor malfeasance. These were
necessary changes as current home loan
lending limits had not been adjusted
since 1994, but inflation, housing
prices, and construction and labor costs
have increased over time. From 2018
through 2022, approximately 8.5% of
borrowers were unable to fully restore
their real estate and replace their
personal property due to the current
home loan lending limits. In some cases,
the numbers were even higher; for
example, 64.2% of recipients of home
loans for damage caused by the 2021
Colorado Wildfires and 17.6% of such
borrowers from Hurricanes Fiona and
Ian were unable to fully restore their
real estate and replace personal
property. Before this rule, this shortfall
was expected only to continue to
increase and impact greater numbers of
disaster survivors in other regions as
disasters and disaster recovery becomes
more frequent, widespread, and
expensive. With respect to deferment
periods, the final rule increased the
initial deferment period from 5 months
to 12 months, reducing the immediate
financial burden for disaster survivors,
a crucial change as repair and
replacement timelines often extend
beyond the prior 5-month deferment
period. Additionally, the final rule
expanded the allowable use of disaster
loan funds used to protect damaged or
destroyed real property from possible
future ‘‘similar’’ disasters to simply all
possible future disasters. By eliminating
the word ‘‘similar,’’ SBA has provided
a disaster loan recipient the flexibility to
use loan funds allocated for mitigation
to protect against any type of disaster
and thus better protect their property
from future disasters. The amended
regulations also allow the Administrator
to increase the maximum loan amounts
E:\FR\FM\09FEP2.SGM
09FEP2
9520
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
to homeowners and renters under a
specific disaster declaration based on
appropriate economic indicators, such
as current building costs, regional
median home prices, and the Consumer
Price Index (CPI) and the Producer Price
Index (PPI) for the region(s).
As a direct final rule, the public was
invited to comment until July 17, 2023.
SBA did not receive significant adverse
comment, and the rule became effective
on July 31, 2023.
Priority (2)—Actions That Advance
Equity and Support Underserved,
Vulnerable and Marginalized
Communities
SBA continues to make efforts to
improve access of underserved
communities to capital, federal
government procurement and
contracting opportunities, disaster
assistance, and small business services
like counseling and training. In addition
to SBA’s actions to promote access to its
programs—namely addressing language,
cultural differences, and socio-economic
factors, expanding the lending network
to groups that work with underserved
communities, leveraging technology,
and addressing the digital/technological
divide—SBA continues to make efforts
to identify gaps and develop a more
targeted outreach by revising
information collection instruments and
commissioning federal statistical
agencies to gather demographic data on
programs participants and service
recipients.
SBA also continues to explore
regulatory actions that can supplement
its Equity Action Plan objectives and
support underserved, vulnerable, and
marginalized communities. For
example, SBA is prioritizing
development of a rulemaking to
standardize the regulatory requirements
that govern its certification programs:
the 8(a) BD program, HUBZone, the
Women-Owned Small Business (WOSB)
program, and the Veteran Small
Business Certification program
(VetCert). This is consistent with SBA’s
ongoing efforts to support businesses in
underserved markets and remove
barriers to entry in SBA’s small business
contracting programs. In addition, the
final rule for the SBIC program (RIN
3245–AH90, discussed below) intends
to implement Executive Order 13985,
Advancing Racial Equity and Support
for Underserved Communities Through
the Federal Government, by reducing
financial and administrative barriers to
participation in the SBIC program and
modernizing the program’s license
offerings to align with a more
diversified set of new funds investing in
underserved small businesses.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
i. Ownership and Control and
Contractual Assistance Requirements for
the 8(a) Business Development Program
(RIN 3245–AH70)
The 8(a) BD program helps firms
owned and controlled by socially and
economically disadvantaged individuals
strengthen their ability to compete
effectively in the economy by providing
training and various forms of technical,
financial, and procurement assistance.
This final rule, effective April 27, 2023,
made several changes to the program,
including, among other things,
recognizing a process for allowing a
change of ownership in a former
participant that is still performing one
or more 8(a) contracts. Program
regulations previously stated that a
program participant awarded one or
more 8(a) contracts could substitute one
disadvantaged individual for another
disadvantaged individual without
requiring the termination of those
contracts or a request for waiver. The
rule clarified the regulation’s language
to make clear that, just like current
program participants, former
participants performing 8(a) contract(s)
may change ownership, provided the
new ownership claims a socially and
economically disadvantaged status,
without the requirement for contract
termination or a waiver. As a result,
individual entrepreneurs and entities
(i.e., tribes, Alaska Native Corporations
(ANCs), Native Hawaiian Organizations
(NHOs), and Community Development
Corporations (CDCs)) can acquire an
existing platform of capabilities and
past performance, as well as an
established contract revenue stream
with fewer administrative burdens.
In addition, the rule clarified that an
applicant or participant firm that settles
its debts with the federal government is
not barred from participating in the
program. Specifically, where a firm or
its principals can demonstrate that any
financial obligations owed have been
settled and discharged by the federal
government, that firm will be eligible for
the 8(a) BD program. The rule also
clarified that a business concern can use
its successful performance of state,
local, or federal government contracts to
demonstrate its ‘‘potential for success,’’
a requirement for program eligibility,
and expanded the means by which
tribally-owned businesses can
demonstrate potential for success, by
allowing such applicants to submit
financial statements as evidence of their
potential in lieu of federal income tax
returns, which not all tribally-owned
small businesses file. The rule also
made several changes relating to 8(a)
contracts, including clarifying that a
PO 00000
Frm 00230
Fmt 4701
Sfmt 4702
contracting officer cannot limit an 8(a)
competition to participants having more
than one certification (e.g., 8(a) and
HUBZone), ensuring that 8(a)
competition remains available to all
eligible program participants. The rule
clarified not only the prohibition against
an agency requiring one or more other
certifications in addition to its 8(a)
certification, but also makes similar
clarifications to the regulations for the
SDVO, HUBZone, and WOSB programs.
The final rule reflects feedback SBA
received during five tribal consultations
and listening sessions about a proposal
to add certain reporting and Community
Benefits Plan requirements for entities
having one or more participants in the
8(a) BD program. Based on that
feedback, SBA eliminated the proposal
in the final rule. In addition, the rule
reflects extensive feedback in the form
of over 650 comments received from 125
commenters, with most comments
supporting the rule’s substantive
changes. SBA adopted suggested
changes, made clarifications to the
rule’s language as appropriate, or
explained its rationale for rejecting
suggestions. In addition to accepting
feedback on the rule in general, SBA
sought comments on specific issues,
including issues relating to 8(a) and
Timber Set-Aside program waivers,
sole-source 8(a) follow-on procurement,
and Community Benefits Plans. SBA
developed the sections of the final rule
that were focused on these issues based
on the feedback received.
ii. Criminal Justice Reviews for the SBA
Business Loan Programs and Surety
Bond Guaranty Program (RIN 3245–
AI03)
SBA is proposing to amend
regulations governing SBA’s business
loan programs (the 7(a) Loan program,
504 Loan program, Microloan program,
Intermediary Lending Pilot (ILP)
program, and Surety Bond Guarantee
(SBG) program) and the Disaster Loan
program (except for the COVID
Economic Injury Disaster Loan (EIDL)
program) to modify how SBA considers
applicants with criminal history. The
amendments are designed to improve
equitable access based on criminal
background review of applicants
seeking to participate in one or more of
these programs. After conducting a
comprehensive study of SBA capital
programs’ current policies on
individuals with criminal histories, SBA
believes the proposed changes honor
and incorporate the statutory mandates
of 15 U.S.C. 631 that emphasize both the
importance of small business
development in general and SBA’s
responsibility to increase opportunities
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
for certain groups that historically may
not have had equitable opportunities for
small business ownership. Aside from
these statutory mandates, the rule is
based on how state and local
governments and the private sector have
broadened access to business capital
and employment opportunities and is
supported by data and empirical
research demonstrating the public safety
and economic benefits of such
broadened access. Federal laws have
also evolved regarding recidivism and
second chances for formerly
incarcerated individuals. SBA has
determined that there is a need to
update regulations to reduce barriers to
participation in these programs for
equitable support for small business
entrepreneurs with criminal history
records.
streamlined certification regulations and
process will eliminate unnecessary
bureaucratic obstacles for eligible small
businesses seeking multiple
certifications, which will allow federal
contracting dollars to flow more easily
to eligible small businesses. The
proposed updates will also ensure
regulatory consistency among the
programs to the extent possible. In
streamlining the certification
regulations and process, SBA aims to
facilitate federal contracting of eligible
small businesses, and thereby assist the
federal government as a whole more
effectively diversify its supply chains
and strengthen its economic resilience.
In addition, SBA continues to identify
gaps in small business investment and
develop rules that aim to plug those
gaps.
Priority (3): Actions That Create and
Sustain Good Jobs With a Free and Fair
Choice To Join a Union and Promote
Economic Resilience in General
Small businesses form the foundation
of the U.S. economy. They create twothirds of net new jobs and drive
American innovation and
competitiveness. SBA continues to
focus on helping small businesses
develop economic resilience. SBA’s
Office of Capital Access has two goals:
to increase the capital available to start
and grow the small businesses that
would not otherwise be able to access
capital through conventional sources
and to provide disaster assistance in the
form of home and business loans for
disaster survivors. SBA’s loan guaranty
and microloan programs provide creditworthy small businesses with access to
capital they would otherwise not
receive because they cannot qualify for
a loan under conventional credit
standards. The Agency’s disaster
assistance programs help small
businesses prepare for disasters and
restore small businesses and their
communities struck by disaster.
SBA aims to develop economic
resilience not only in small businesses,
but broadly within the U.S. economy, by
helping ensure small businesses receive
their fair share of federal contracting
dollars. This is a crucial aspect of the
government-wide effort to strengthen
the federal supply chain. To that end,
SBA continues to look for regulatory
avenues to enhance its contracting
assistance programs, which help small
businesses win federal contracts. As
noted, SBA is prioritizing development
of a rulemaking that will standardize the
certification requirements and process
for SBA’s contracting assistance
programs—the 8(a) BD program,
HUBZone, WOSB, and VetCert. The
i. Small Business Investment Company
Investment Diversification and Growth
(RIN 3245–AH90)
A final rule for the SBIC program,
effective August 17, 2023, aims to
significantly reduce barriers to program
participation of new SBIC fund
managers and funds investing in (i)
underserved communities and
geographies, (ii) capital intensive
investments, and (iii) technologies
critical to national security and
economic development. SBA believes it
must reduce barriers to participation
and diversify its patient capital and
long-term loan program to ensure longterm program stability and mission
effectiveness.
The rule introduces new types of
SBICs, termed Accrual SBICs and
Reinvestor SBICs, through which SBA
will increase program investment
diversification and patient capital
financing for small businesses. It also
introduces a new Accrual Debenture for
issuance by these Accrual SBICs. This
new structure is intended to attract new
investors by reducing perceived
disadvantages of being an SBIC. The
Accrual Debenture aligns with cash
flows of equity-focused strategies by
offering an alternative to a semi-annual
interest payment Debenture structure for
all SBIC licensees either (1) not taking
a control-position in small businesses
and or (2) with over 75% of capital
earmarked for long-term equity
investment in small businesses to help
them grow and scale. This alternative
structure accommodates a longer
horizon for investments in small
businesses that might require more
patient capital. In introducing this new
structure, SBA aims to increase the
equity funding available to underserved
small business owners and unlock
equity as a source of funding for many
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
PO 00000
Frm 00231
Fmt 4701
Sfmt 4702
9521
small business owners. Importantly,
SBA believes it can offer this new
structure while maintaining a zerosubsidy cost in the program.
During the rulemaking process, SBA
received comments on both the rule and
the SBIC program generally. SBA
incorporated the recommendations of
many of the comments, even those that
were not directly within scope of the
rulemaking. For example, in response to
comments urging an expedited SBIC
licensing process, SBA elected to
introduce an expedited subsequent fund
licensing process for eligible applicants
and modify its standard operating
procedures to increase transparency in
the licensing process and decrease
potential tail-end delays. SBA is also
making efforts to implement
recommendations that the Agency
publish the names and dates of licensed
SBICs in the Federal Register, collect
certain data and financial metrics, and
modernize certain aspects of the
program, including the ‘‘reinvestment’’
restrictions which prohibit Section
301(c) Licensees from investing in a
fund-of-funds capacity in emerging
managers and licensing fees.
Among changes to the rule itself, after
consideration of all public comments,
SBA modified the final rule to make the
Accrual Debenture available only to
Accrual SBICs and Reinvestor SBICs, to
align with the types of long-duration
growth investing they primarily
perform, and to exclude Standard
SBICs, which may issue only Standard
Debentures and Discount Debentures.
This change limits the Accrual
Debenture to SBICs that focus on
stimulating small businesses. In
addition, based on public comment, the
final rule does not apply the new
modified distribution waterfall to
Standard Debenture Licensees, but
instead applies it exclusively to the
Accrual Debenture instrument. The final
rule thus separated distribution
requirements based on three categories
of SBICs: (1) Non-leveraged Licensees;
(2) Standard Debenture SBICs; and (3)
Accrual SBICs and Reinvestor SBICs.
SBA also decided against moving
forward with modifications to
Examination fees based on public
comment. In addition, SBA modified
the final rule to modify an exception to
the restriction prohibiting licensees
from making investments into relenders
or reinvestors to permit reinvestors
which are Accrual SBICs to make equity
investments in certain underserved
reinvestors.
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9522
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Priority (4): Actions That Improve
Service Delivery, Customer Experience,
and Reduce Administrative Burdens
SBA continues to make efforts to
improve service delivery and customer
experience and reduce administrative
burdens wherever possible. In fact,
many of the rules already mentioned
under other priorities aim to support
this priority. For example, SBA’s
amendments to the Disaster Loan
program (RIN 3245–AH91) removed a
business loan limit on amounts for
landscaping or recreational facilities.
Prior to the removal, SBA would make
exceptions to the limit based on
documented functional need on a caseby-case basis. The change provides
consistency with home loans, removes
the need for administrative exceptions,
and reduces administrative burden on
the disaster survivor and SBA in
securing resources to repair or replace
damaged property. SBA’s amendments
to the 8(a) BD program (RIN 3245–
AH70) advance this priority in several
ways, including by making SBA’s
approval of a participant’s business plan
part of that participant’s eligibility
determination in certain situations, by
streamlining the reapplication process
for small businesses whose application
was denied solely due to size that was
later found to be small in connection
with a formal size determination,
providing that such applicants shall be
immediately certified as eligible for the
program, and by making it easier to
meet the bona fide place of business
requirement for 8(a) construction
contracts (when imposed), which
commenters noted would reduce
overhead costs and provide needed
flexibility to meet client needs more
efficiently at a lower cost. And, as
previously mentioned, SBA’s
amendments to the SBIC program (RIN
3245–AH90) include streamlined
regulatory filing and reductions in
duplicative data collections and
bureaucratic processes to improve its
response times and enable a greater
focus on customer relationships and
fund monitoring. For example, the rule
allows approval to be granted at
licensing of an SBIC’s Total Intended
Leverage Commitment, creates safe
harbors for certain conflicts of interest
that eliminate the need for explicit SBA
approval, and allows automatic
approval of GAAP-compliant valuations
for non-leveraged licensees, changes
which SBA believes will decrease the
time and cost associated with applying
for an SBIC license. In addition, SBA is
prioritizing a rulemaking designed to
standardize the regulatory requirements
that govern its certification programs:
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
the 8(a) BD program, HUBZone, the
WOSB program, and VetCert.
Following revisions to the
requirements in SBA’s 8(a) BD program
and Service-Disabled Veteran-Owned
Small Business (SDVOSB) programs,
SBA is issuing conforming revisions to
its affiliation rules that govern all small
business procurement programs and to
the WOSB
program. These revisions will ensure
consistent requirements for ownership
and control across SBA’s procurement
programs.
i. Affiliation in Small Business
Procurement Program (RIN 3245–AH97)
SBA is proposing to amend its
regulations on affiliation to expand
access to credit and capital for small
businesses, particularly those involved
in government contracting. The
proposed rule will address an
inconsistency between SBA’s affiliation
rule and the rule on ownership and
control in the SDVOSB program. On
November 29, 2022, SBA published a
final rule on procedures for certifying
Veteran-Owned Small Business (VOSB)
concerns and SDVOSB concerns. 87 FR
73400 (Nov. 29, 2022). That rule
included changes to SBA’s ownership
and control rules for service-disabled
veteran-owned small business concerns.
In particular, SBA’s rules allow a nonveteran to participate in certain
extraordinary corporate decisions
without causing the business to lose its
veteran-owned status. SBA listed such
extraordinary circumstances as: (1) the
company’s addition of a new equity
stakeholder; (2) the dissolution of the
company; (3) the sale of the company or
all assets of the company; (4) the merger
of the company; and (5) the company’s
declaration of bankruptcy. See also 83
FR 48908 (Sept. 28, 2018). Under that
provision in the SDVOSB program, a
non-veteran could have authority to do
any of those five extraordinary actions,
but SBA’s affiliation rule still could
cause the non- veteran’s authority to be
deemed ineligible as a small business
concern under the negative control
provision in 13 CFR 121.103(a)(3).
Accordingly, this proposed rule makes
the negative- control rule in SBA’s
affiliation rule consistent with
ownership-and-control rules in the
SDVOSB program. The proposal also
would better define what stock holdings
and merger agreements lead to
affiliation.
ii. WOSB Program Updates and
Clarifications (RIN 3245–AI04)
The WOSB regulations were updated
in 2020 to implement a certification
program as mandated by Congress.
PO 00000
Frm 00232
Fmt 4701
Sfmt 4702
Certified WOSB program participants
are required to re-certify as to their
eligibility every three years, which
means the first group of firms will begin
the re- certification process in October
of 2023. In conjunction with this
anniversary, SBA is updating the
regulations for clarity and ease of use.
After three years of feedback from
applicants, program participants,
contracting officers, advocacy groups,
Congressional staffers, and the Small
Business Procurement Advisory
Council, among others, SBA looks
forward to refining the regulations to
provide clear, accessible guidance for all
stakeholders.
SBA also plans to align WOSB
regulations with SBA’s other
government contracting programs, such
as VetCert and 8(a), where appropriate.
Such changes are especially important
because the WOSB program has
certification reciprocity with both
programs. The 8(a) regulations were
significantly revised earlier this year,
and the VetCert regulations are also new
as of January, so the WOSB proposed
updates will ensure regulatory
consistency to the extent possible.
iii. Small Business Development Center
Program Revisions (RIN 3245–AE05)
SBA plans to issue a final rule to
update its regulations for the Small
Business Development Centers (SBDC)
program. The program links the
resources of federal, state and local
governments with the resources of the
educational community and the private
sector to provide assistance to the small
business community. In partnership
with SBA’s Office of Small Business
Development Centers (OSBDC) and
District Offices, SBDCs develop
business counseling and training
programs, informational tools, and other
services that enhance the economic
development goals and objectives of
SBA in their respective service areas
and local funding partners. Although
Congress has amended the statute
authorizing the SBDC program at least
17 times, SBDC regulations have not
been comprehensively updated since
1995. This final rule will incorporate
updates to the Uniform Guidance, i.e.,
the administrative requirements, cost
principles, and audit requirements for
federal awards. It will also align SBDC
regulations with current SBA policy and
guidance as well as modernize and
clarify the regulations to be more
efficient, effective, and transparent.
Among other changes, the rule clarifies
the role of the District Office regarding
oversight activities, defines and clarifies
the various roles, procedures,
documents, and categories of funding,
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
and codifies the current Lead Center
Director selection process used by
SBDCs.
The intent of the changes is to make
program operations less onerous for
recipient organizations. Current
program policies and requirements are
set forth in the annual notice of funding
opportunity and the SBDC cooperative
agreements, in addition to the agencyand government-wide guidance,
including the Uniform Guidance. The
above changes will simplify these
governing documents by moving select
policy language to the regulations. In
addition, by consolidating
programmatic guidance, the rule will
ensure consistency in program
administration and enhance program
oversight. The rule will also include
policy and procedural changes
identified by the Agency as necessary to
preserve the integrity and legislative
intent of the program.
Pursuant to the Small Business Act’s
requirement that SBA consult with the
recognized association of SBDCs in any
SBDC rulemaking action, SBA shared
the draft proposed rule and
subsequently met with America’s SBDC
in March 2022 to incorporate the
association’s feedback as appropriate
and briefed the nationwide network
during its Annual Conference and
Spring Leadership meeting. SBA also
participated in three tribal consultations
that addressed the SBDC program,
including the regulations. In addition,
SBA considered the more than 400
comments on the proposed rule it
received during the notice-andcomment process and is incorporating
many of the suggestions in its revisions
to the proposed rule. Nearly ten percent
of the comments related to the ability of
the networks to partner with local
organizations to deliver services to
small businesses. SBA intends to adopt
the comments and expand and allow the
SBDC Lead Center to partner not only
with the institutions of higher
education, but also with other
community organizations, such as
Chambers of Commerce.
Conclusion
Through these and other regulatory
actions, SBA aims to better help
Americans start, grow, and build
resilient businesses and recover after
disasters and thereby strengthen the
American economy. In developing its
rules, the Agency will continue to
advance the Administration’s priorities
to tackle the climate change emergency;
advance equity and support
underserved, vulnerable, and
marginalized communities; create and
sustain good jobs with a free and fair
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
choice to join a union and promote
economic resilience in general; and
improve service delivery and customer
experience while reducing
administrative burdens.
BILLING CODE 8026–03–P
SOCIAL SECURITY ADMINISTRATION
(SSA)
I. Statement of Regulatory Priorities
We administer the Retirement,
Survivors, and Disability Insurance
programs under title II of the Social
Security Act (Act), the Supplemental
Security Income (SSI) program under
title XVI of the Act, and the Special
Veterans Benefits program under title
VIII of the Act. As directed by Congress,
we also assist in administering portions
of the Medicare program under title
XVIII of the Act. Our regulations codify
the requirements for eligibility and
entitlement to benefits and our
procedures for administering these
programs. Generally, our regulations do
not impose burdens on the private
sector or on State or local governments,
except for the States’ Disability
Determination Services. However, our
regulations can impose burdens on the
private sector in the course of evaluating
a claimant’s initial or continued
eligibility. We fully fund the Disability
Determination Services in advance or
via reimbursement for necessary costs in
making disability determinations.
As we are developing our regulations,
we seek to increase participation and
engagement with members of the public
affected by our regulations, including in
the development of our regulatory
priorities. In this Regulatory Plan, we
note engagement efforts that have
helped to inform our priorities to date.
We seek to hear from members of the
public who have not typically
participated in the regulatory process.
The entries in our regulatory plan
represent issues of major importance to
the Agency. Through our regulatory
plan, we intend to:
A. Simplify a specific policy within
the SSI program by no longer
considering food in In-Kind Support
and Maintenance (ISM) calculations
(RIN 0960–AI60);
B. Expand the definition of a Public
Assistance (PA) Household to include
an additional means- tested assistance
program (RIN 0960–AI81);
C. Expand the rental subsidy
exception beyond the seven states to
which it already applies so that it
applies nationwide (RIN 0960–AI82);
and
PO 00000
Frm 00233
Fmt 4701
Sfmt 4702
9523
D. Revise the disability adjudication
process regarding how we consider past
work to reduce the application time
burden on claimants and expedite the
disability application and determination
process (RIN 0960–AI83).
II. Regulations in the Proposed Rule
Stage
We are not including any of our
regulations in the proposed rule stage in
this statement of regulatory priorities.
III. Regulations in the Final Rule Stage
Our final regulations would expand
the definition of a PA household for
purposes of our programs to include the
Supplemental Nutrition Assistance
Program (SNAP) as an additional
means-tested public income
maintenance (PIM) program, decreasing
the amount of income we would be
required to deem to SSI applicants. This
proposal reflects feedback we received
from advocacy groups representing
claimants and beneficiaries during
listening sessions conducted under the
authority of Executive Order (E.O.)
12866. These listening sessions took
place in Fall 2022, during the
development of the omitting food from
the ISM calculations proposed rule.
During the public comment period for
the omitting food ISM proposed rule,
several of these advocacy groups also
submitted comments relating to the
definition of PA household. Across both
the listening session and the public
comment submission, these groups
expressed that the expansion of the
definition of a PA household should
include additional means-tested
programs to help underserved families
more easily access benefits. Advocates
conveyed this was a top priority for
them. (RIN 0960–AI81).
Our final regulations would also
apply nationwide the ISM rental
subsidy exception that is currently in
place for SSI applicants and recipients
residing in seven States, by recognizing
that a ‘‘business arrangement’’ exists
when the amount of required monthly
rent equals or exceeds the presumed
maximum value. This proposal would
bring nationwide uniformity to our rules
and improve equality in the application
of the rental subsidy policy. This
proposed rule was also informed by the
Executive Order 12866 listening
sessions conducted during the
development of the omitting food from
the ISM calculations regulation. (RIN
0960–AI82).
Our final regulations revise the period
that we consider when determining
whether an individual’s past work is
relevant for purposes of making
disability determinations and decisions,
E:\FR\FM\09FEP2.SGM
09FEP2
9524
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
which would reduce the reporting
burden for individuals seeking
disability benefits and decrease the time
associated with the overall disability
application and decision process. The
development of this proposed rule was
informed by a listening session
conducted by our Office of
Communications with advocacy groups
representing claimants and
beneficiaries. (RIN 0960–AI83).
Lastly, our final regulations target
changes to the ISM policy in our SSI
program, including this regulation on
food provided by others. The changes
would simplify a specific policy within
the SSI program by no longer
considering food in the calculation of
ISM. In Fall 2022, we heard from
advocacy groups representing claimants
and beneficiaries during two Executive
Order 12866 listening sessions. We
incorporated our listening session notes
in the rulemaking record via
www.regulations.gov, under docket
SSA–2021–0014. (RIN 0960–AI60).
Retrospective Review of Existing
Regulations
Pursuant to section 6 of Executive
Order 13563, ‘‘Improving Regulation
and Regulatory Review’’ (January 18,
2011), SSA regularly engages in
retrospective review and analysis for
multiple existing regulatory initiatives.
These initiatives may be proposed or
completed actions, and they do not
necessarily appear in The Regulatory
Plan. You can find more information on
these completed rulemakings in past
publications of the Unified Agenda at
www.reginfo.gov in the ‘‘Completed
Actions’’ section for the Social Security
Administration.
SSA
Abstract: This final rule removes food
from the calculation of In-Kind Support
and Maintenance (ISM). Accordingly,
we would calculate ISM based only on
shelter expenses (i.e., costs associated
with room, rent, mortgage payments,
real property taxes, heating fuel, gas,
electricity, water, sewerage, and garbage
collection services). The changes
simplify our policy and promote equity
by not disadvantaging an already
vulnerable population when they
receive food assistance.
In the Fall of 2022, we heard from
advocacy groups representing claimants
and beneficiaries during two E.O. 12866
listening sessions. We incorporated our
notes in the rulemaking record via
www.regulations.gov, under docket
SSA–2021–0014.
Statement of Need: This change
would remove food costs when we
calculate ISM. By doing so, it
streamlines the ISM policy and resulting
SSI program complexity.
Summary of Legal Basis: We are
removing food from our ISM
calculations. This will streamline the
policy and reduce the program
complexity of ISM.
Alternatives: The current proposal
streamlines the SSI process.
Anticipated Cost and Benefits: We
estimate that implementation of this
proposed rule for all eligibility and
payment determinations effective April
1, 2023 and later will result in an
increase in Federal SSI payments of a
total of about $1.5 billion over the
period of fiscal years 2023 through
2032.
Risks: We do not anticipate risk to the
integrity of our program.
Timetable:
ddrumheller on DSK120RN23PROD with PROPOSALS2
Final Rule Stage
226. Omitting Food From In-Kind
Support and Maintenance Calculations
[0960–AI60]
Priority: Other Significant. Major
under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 902(a)(5);
42 U.S.C. 1381a; 42 U.S.C.1382; 42
U.S.C. 1382a; 42 U.S.C. 1382b; 42 U.S.C.
1382c(f); 42 U.S.C. 1382j; 42 U.S.C.
1383; 42 U.S.C. 1382 note; . . .
CFR Citation: 20 CFR 416.1102; 20
CFR 416.1130; 20 CFR 416.1131; 20 CFR
416.1103; 20 CFR 416.1104; 20 CFR
416.1121; 20 CFR 416.1124; 20 CFR
416.1132; 20 CFR 416.1133; 20 CFR
416.1140; 20 CFR 416.1147; 20 CFR
416.1148; 20 CFR 416.1149; 20 CFR
416.1157; . . .
Legal Deadline: None.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Action
Date
NPRM ..................
Final Action .........
02/15/23
03/00/24
FR Cite
88 FR 9779
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Scott Logan, Social
Insurance Specialist, Social Security
Administration, Office of Income
Security Programs, 6401 Security
Boulevard, Baltimore, MD 21235–6401,
Phone: 410 966–5927, Email:
scott.logan@ssa.gov.
RIN: 0960–AI60
PO 00000
Frm 00234
Fmt 4701
Sfmt 4702
SSA
227. Expand the Definition of a Public
Assistance (PA) Household [0960–AI81]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 405(a)
CFR Citation: 20 CFR 416.1142;
416.1161; 416.1163; 416.1165.
Legal Deadline: None.
Abstract: We propose expanding the
definition of a Public Assistance (PA)
Household to include additional meanstested assistance programs. This will
decrease the number of applicants and
recipients charged in-kind support and
maintenance, which will simplify living
arrangement development within the
Supplemental Security Income (SSI)
program.
This proposal reflects feedback we
received from advocacy groups
representing claimants and beneficiaries
during listening sessions conducted
under the authority of Executive Order
(E.O.) 12866. These listening sessions
took place during the development of
the omitting food from the ISM
calculations regulation in Fall 2022. We
also received public comments
submitted by these advocacy groups
during the public comment period
associated with the omitting food from
ISM calculations NPRM. The Agency
heard from these advocacy groups that
the expansion of the definition of a PA
household to include additional meanstested programs could help underserved
families more easily access benefits and
that this was a top priority.
Statement of Need: This change,
adding SNAP to our regulatory
definition of a public assistance
household, would decrease the number
of SSI applicants and recipients charged
with in-kind support and maintenance
(ISM). By doing so, it streamlines the
ISM policy and resulting SSI program
complexity, which supports the
economic security of households who
receive nutrition assistance.
Summary of Legal Basis: We are
adding SNAP as a means-tested public
income maintenance program to our
regulatory definition of a public
assistance household. This will
streamline the policy and reduce the
program complexity of ISM.
Alternatives: The current proposal
streamlines the SSI process.
Anticipated Cost and Benefits: We
estimate that implementation of this
proposed rule would result in a total
increase in Federal SSI payments of
$14.8 billion over fiscal years 2024
through 2033, assuming implementation
of this rule on May 15, 2024.
Risks: We do not anticipate risk to the
integrity of our program.
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
09/29/23
11/28/23
FR Cite
Risks: We do not anticipate risk to the
integrity of our program.
Timetable:
88 FR 67148
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Tamara Levingston,
Analyst, Social Security Administration,
6401 Security Boulevard, Baltimore, MD
21235, Phone: 410 966–7384, Email:
tamara.levingston@ssa.gov.
RIN: 0960–AI81
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Action .........
08/24/23
10/23/23
FR Cite
88 FR 57910
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Tamara Levingston,
Analyst, Social Security Administration,
6401 Security Boulevard, Baltimore, MD
21235, Phone: 410 966–7384, Email:
tamara.levingston@ssa.gov.
RIN: 0960–AI82
9525
and our current regulations. Taking
actions such as exploring revising the
definition of past relevant work would
reduce the burden on individuals and
improve customer service.
Anticipated Cost and Benefits: We
estimate that implementation of the
proposed rule would result in an
increase in scheduled SSDI benefits of
$22.9 billion, a net reduction in
scheduled old-age and survivors
insurance (OASI) benefits of $6.5
billion, and an increase in Federal SSI
payments of $3.9 billion in total over
fiscal years 2024 through 2033,
assuming implementation for all
decisions made on or after May 6, 2024.
Risks: Risks not yet identified.
Timetable:
Action
Date
FR Cite
SSA
ddrumheller on DSK120RN23PROD with PROPOSALS2
228. Nationwide Expansion of the
Rental Subsidy Policy for SSI
Recipients [0960–AI82]
SSA
Priority: Other Significant.
Legal Authority: 42 U.S.C. 405(a)
CFR Citation: 20 CFR 416.1130(b).
Legal Deadline: None.
Abstract: We propose expanding the
rental subsidy exception beyond the 7
states to which it already applies so that
it applies nationwide. Accordingly, our
nationwide policy would be that a
business arrangement exists when the
amount of monthly rent required to be
paid equals or exceeds the presumed
maximum value or the current market
value, whichever is less. We expect that
the proposed change would improve
service delivery by making our policy
uniform throughout the country and
reducing administrative burdens for
individuals seeking access to the
Supplemental Security Income (SSI)
program.
This was informed in part by the
Executive Order 12866 listening
sessions conducted during the
development of the omitting food from
the ISM calculations regulation.
Statement of Need: This proposal
streamlines the agency’s policy on InKind Support and Maintenance (ISM)
and reduces SSI program complexity.
Summary of Legal Basis: Social
Security Administration general
rulemaking authority 42 U.S.C. 405(a);
42 U.S.C. 1383(d)(1).
Alternatives: The current proposal
streamlines the SSI process.
Anticipated Cost and Benefits: We
estimate that implementation of this
proposed rule would result in a total
increase in Federal SSI payments of
$971 million over fiscal years 2024
through 2033, assuming implementation
of this rule on April 29, 2024.
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
229. Intermediate Improvement to the
Disability Adjudication Process,
Including How We Consider Past Work
[0960–AI83]
Priority: Section 3(f)(1) Significant.
Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 42 U.S.C. 405(a); 42
U.S.C. 1383(d)(1)
CFR Citation: 20 CFR 404 Subpart P;
20 CFR 416 Subpart I; 20 CFR
404.1560(b); 20 CFR 416.960(b).
Legal Deadline: None.
Abstract: We propose to develop
intermediate improvements to reduce
the burden in our current disability
adjudication process as a step towards
longer-term reforms to ensure our
disability program remains current and
supports equitable outcomes. Actions
could include decreasing the years of
past work we consider when making a
disability determination, as well as
other potential regulatory changes.
The development of this regulation
was informed by a listening session
conducted by our Office of
Communications with advocacy groups
representing claimants and
beneficiaries.
Statement of Need: Reducing the
reporting requirements for prior work to
a 5-year period instead of 15 years will
reduce the burden on individuals
seeking disability benefits while still
providing us with enough relevant
information to make accurate disability
determinations and decisions.
Summary of Legal Basis: Social
Security Administration general
rulemaking authority 42 U.S.C. 405(a);
42 U.S.C. 1383(d)(1).
Alternatives: We make disability
determinations consistent with statutes
PO 00000
Frm 00235
Fmt 4701
Sfmt 4702
NPRM ..................
NPRM Comment
Period End.
Final Action .........
09/29/23
11/28/23
I
88 FR 67135
04/00/24
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Mary Quatroche,
Director, Social Security
Administration, 6401 Security
Boulevard, Baltimore, MD 21235–6401,
Phone: 410 966–4794, Email:
mary.quatroche@ssa.gov.
RIN: 0960–AI83
BILLING CODE 4191–02–P
FEDERAL ACQUISITION REGULATION
(FAR)
The Secretary of Defense, the
Administrator of General Services, and
the Administrator of National
Aeronautics and Space are members of
the Federal Acquisition Regulatory
Council (FAR Council), and jointly issue
and maintain a single Government-wide
procurement regulation known as the
Federal Acquisition Regulation (FAR).
The FAR provides uniform policies and
procedures for the acquisition of
supplies and services by executive
agencies. The FAR Council, which is
chaired by the Administrator of Federal
Procurement Policy, assists in the
direction and coordination of
Government-wide procurement policies
to be implemented in the FAR.
Public Engagement
The FAR Council engages with the
public on rules that will affect the FAR
in several ways. First, in addition to
publishing abstracts of and anticipated
publication dates for upcoming
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9526
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
rulemakings in the Office of Information
and Regulatory Affairs biannual Unified
Agenda, members of the public can
track the progress of any open and
pending FAR rule via the ‘‘Open FAR
Cases’’ report, which is publicly
available at https://www.acq.osd.mil/
dpap/dars/far_case_status.html. The
report is updated on a weekly basis and
includes the following information: a
case number, title, FAR parts
anticipated to be impacted by the rule,
a summary of the basis for the rule, and
the rule status. Members of the public
who are interested in a particular FAR
case are encouraged to monitor the
Open FAR Cases Report to track where
a particular rule is in the rulemaking
process.
In addition to the Open FAR Cases
report, the Department of Defense
(DoD), General Services Administration
(GSA), and National Aeronautics and
Space Administration (NASA)
independently engage with several
industry associations on a quarterly
basis including, but not limited to, the
Aerospace Industries Association, the
National Defense Industrial Association,
and the Professional Services Council.
During these meetings, DoD, GSA, and
NASA often provide updates on open
FAR cases and association
representatives are able to provide
feedback from their various members or
member groups on upcoming
rulemakings.
While developing certain FAR rules,
DoD, GSA, and NASA may seek input
from the public by publishing in the
Federal Register an advance notice of
proposed rulemaking (ANPR) or a
general request for information (RFI).
Such notices normally include a
summary of the overarching policy
objectives of the rule and a list of
questions seeking input that will help
the Government develop a proposed
rule. Information on whether DoD, GSA,
and NASA plan on publishing an ANPR
or RFI is included in both the Open FAR
Cases Report and OIRA’s biannual
Unified Agenda.
Occasionally, while a proposed or
interim FAR rule is out for public
comment, DoD, GSA, and NASA may
hold a public meeting to provide an
overview of the rule and allow the
public to provide feedback to the
Government in an open forum.
Information about whether DoD, GSA,
and NASA plan on holding a public
meeting on a rule is normally included
in the proposed or interim rule when it
is published for public comment.
Presentations made during the public
meeting are included in the rule docket
and made publicly available.
Information provided during the public
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
meeting is also considered during
development of the final rule.
DoD, GSA, and NASA are also
rethinking the types of supporting
documentation that should be published
with proposed or interim rules to
facilitate public understanding of the
rule. For example, for FAR Case 2022–
006, Sustainable Procurement (RIN:
9000–AO43), DoD, GSA, and NASA
included, as a supporting document in
the rule docket at www.regulations.gov,
a slide show that illustrates the
overarching restructuring of existing
content in FAR part 23, a visual aid
intended to make clear the extensive
edits presented in the amendatory
language of the rule.
Finally, DoD, GSA, and NASA
independently conduct outreach to
industry regarding upcoming
rulemakings. For example, the GSA
Federal Acquisition Service (FAS) holds
webinars with its industry partners to
provide an update on the current policy
landscape, including summaries of
upcoming FAR rules expected to have a
significant impact on industry. As part
of these webinars, which are available to
the public at https://buy.gsa.gov/
interact/community/11/activity-feed,
GSA FAS includes information on the
rulemaking process, how to monitor
FAR and GSA FAR supplement rules,
and best practices for submitting public
comments.
Rulemaking Priorities
Pursuant to Executive Order 12866,
‘‘Regulatory Planning and Review’’
(September 30, 1993), as reaffirmed and
amended in Executive Order 13563,
‘‘Improving Regulation and Regulatory
Review’’ (January 18, 2011), and
Executive Order 14094, ‘‘Modernizing
Regulatory Review’’ (April 6, 2023), the
Regulatory Plan and Unified Agenda
provide public notice about the FAR
Council’s proposed regulatory and
deregulatory actions within the
Executive Branch. The Fall 2023
Unified Agenda consists of 56 active
agenda items.
The FAR Council is required to
amend the Federal Acquisition
Regulation to implement statutory and
policy initiatives. The FAR Council
prioritization is focused on initiatives
that:
• Tackle the climate change
emergency,
• Advance equity and support
underserved, vulnerable and
marginalized communities,
• Promote economic resilience,
• Improve service delivery, customer
experience, and reduce administrative
burdens, and
PO 00000
Frm 00236
Fmt 4701
Sfmt 4702
• Support national security efforts,
especially safeguarding Federal
Government information and
information technology systems.
Rulemaking That Tackles Climate
Change
FAR Case 2022–006, ‘‘Sustainable
Procurement,’’ will implement
requirements for the procurement of
sustainable products and services per
Executive Order 14057, Catalyzing
Clean Energy Industries and Jobs
Through Federal Sustainability, and
Office of Management and Budget
Memorandum M–22–06. The rule will
also reorganize FAR part 23 for
consistency and clarity.
FAR Case 2021–015, ‘‘Disclosure of
Greenhouse Gas Emissions and ClimateRelated Financial Risk,’’ will require
major Federal suppliers to publicly
disclose greenhouse gas emissions and
climate-related financial risk, and to set
science-based reductions targets per
section 5(b)(i) of Executive Order 14030,
‘‘Climate-Related Financial Risk.’’
FAR Case 2021–016, ‘‘Minimizing the
Risk of Climate Change in Federal
Acquisitions,’’ will ensure agencies
minimize the risk of climate change and
consider the social cost of greenhouse
gas emissions in major procurements
per section 5(b)(ii) of Executive Order
14030, ‘‘Climate-Related Financial
Risk.’’ An advance notice of proposed
rulemaking was published in October of
2021 seeking input from the public on
ways in which the Government could
consider greenhouse gas emissions and
climate risks in Federal procurement.
The feedback is being considered in the
development of the proposed rule.
Rulemaking That Advances Equity and
Supports Underserved Communities
FAR Case 2022–009, ‘‘Certification of
Service-Disabled Veteran-Owned Small
Businesses,’’ will clarify the
certification requirements for servicedisabled veteran-owned small
businesses (SDVOSB) concerns to be
eligible for the award of a sole source or
set-aside SDVOSB contract.
FAR Case 2021–011, ‘‘Past
Performance Ratings for Small Business
Joint Venture Members and Small
Business First-Tier Subcontractors,’’
will permit small business first-tier
subcontractors and joint venture
members, in certain situations, to
submit the past performance and
experience they gained under these
arrangements with their offers on
Federal contracts. Contracting officers
will be required to consider the
capabilities and past performance
provided by first-tier subcontractors and
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
joint venture members in certain
situations.
FAR Case 2023–011, ‘‘Small Business
Participation on Certain Multiple Award
Contract,’’ will update and clarify
market research, acquisition planning,
small business coordination, and the
use of set-asides during the placement
of orders against certain multiple award
contracts to increase small business
participation in certain multiple award
contracts.
Rulemaking That Promotes Economic
Resilience
FAR Case 2022–004, ‘‘Enhanced Price
Preference for Critical Items,’’ will add
a list of critical items, along with their
associated enhanced price preference,
that will apply to acquisitions subject to
the Buy American statute. This rule
completes the framework added to the
FAR as part of implementation of
section 8 of Executive Order 14005,
Ensuring the Future Is Made in All of
America by All of America’s Workers.
FAR Case 2020–009, ‘‘List of
Domestically Nonavailable Articles,’’
will amend the list of domestically
nonavailable articles under the Buy
American Act and the protocols to
update the list. An advance notice of
proposed rulemaking was published in
May of 2020 seeking input from the
public to assist in identifying domestic
capabilities and for evaluating whether
some articles on the list at FAR
25.104(a) should be removed because
they are now mined, produced, or
manufactured in the United States in
sufficient and reasonably available
commercial quantities and of a
satisfactory quality. The feedback is
being considered in the development of
the proposed rule.
FAR Case 2022–011,
‘‘Nondisplacement of Qualified Workers
Under Service Contracts,’’ will require
contractors and subcontractors to offer
qualified employees employed under
predecessor contracts a right of first
refusal of employment under successor
contracts in accordance with Executive
Order 14055, Nondisplacement of
Qualified Workers Under Service
Contracts and the associated
Department of Labor regulations at 29
CFR part 9.
FAR Case 2022–003, ‘‘Use of Project
Labor Agreement for Federal
Construction Projects,’’ will require the
use of project labor agreements for largescale construction projects with a total
estimated value of $35 million or more
in accordance with Executive Order
14063, Use of Project Labor Agreements
for Federal Construction Projects.
Project labor agreements are often
effective in preventing labor-related
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
disruptions on projects by using
dispute-resolution processes to resolve
worksite disputes and by prohibiting
work stoppages, including strikes and
lockouts.
Rulemakings That Improve Service
Delivery and Customer Experience
FAR Case 2019–015, ‘‘Improving
Consistency Between Procurement &
Non-Procurement Procedures on
Suspension and Debarment,’’ will bring
the procedures on suspension and
debarment in the FAR into closer
alignment with the Nonprocurement
Common Rule (NCR) procedures,
creating a more consistent experience
for industry.
FAR Case 2021–001, ‘‘Increased
Efficiencies with Regard to Certified
Mail, In-person Business, Mail,
Notarization, Original Documents,
Seals, and Signatures,’’ will streamline
certain essential contracting procedures
by increasing flexibilities and
efficiencies with regards to certified
mail, in-person business, mail,
notarization, original documents, seals,
and signatures using digital and virtual
technology. This rule makes permanent
policy flexibilities introduced during
the pandemic.
Rulemakings That Support National
Security
FAR Case 2021–017, ‘‘Cyber Threat
and Incident Reporting and Information
Sharing,’’ will increase the sharing of
information about cyber threats and
incident information and require certain
contractors to report cyber incidents to
the Federal Government to facilitate
effective cyber incident response and
remediation pursuant to sections 2(b),
(c), (g)(i) and 8(b) of Executive Order
14028, ‘‘Improving the Nation’s
Cybersecurity.’’
FAR Case 2021–019, ‘‘Standardizing
Cybersecurity Requirements for
Unclassified Information Systems,’’ will
standardize cybersecurity contractual
requirements across Federal agencies for
unclassified information systems
pursuant to sections 2(i) and 8(b) of
Executive Order 14028, Improving the
Nation’s Cybersecurity.
FAR Case 2023–002, ‘‘Supply Chain
Software Security,’’ will require
suppliers of software available for
purchase by Federal agencies to comply
with, and attest to complying with,
applicable secure software development
practices pursuant to section 4(n) and
4(k) of Executive Order 14028,
Improving the Nation’s Cybersecurity,
and Office of Management and Budget
Memorandum 22–18 and 23–16.
William F. Clark,
PO 00000
Frm 00237
Fmt 4701
Sfmt 4702
9527
Director, Office of Government-wide
Acquisition Policy, Office of Acquisition
Policy, Office of Government-wide Policy.
BILLING CODE 6820–EP–P
CONSUMER PRODUCT SAFETY
COMMISSION (CPSC)
Statement of Regulatory Priorities
The U.S. Consumer Product Safety
Commission is charged with protecting
the public from unreasonable risks of
death and injury associated with
consumer products. To achieve this
goal, CPSC, among other things:
• develops mandatory product safety
standards or bans to address safety
hazards, including where required by
statute;
• obtains repairs, replacements, or
refunds for defective products that
present a substantial product hazard;
• develops information and education
campaigns about the safety of consumer
products;
• participates in the development or
revision of voluntary product safety
standards; and
• follows other statutory mandates.
Unless otherwise directed by
congressional mandate, when deciding
which of these approaches to take in
any specific case, CPSC gathers and
analyzes data about the nature and
extent of the risk presented by the
product. The Commission’s rules at 16
CFR 1009.8 require the Commission to
consider the following criteria, among
other factors, when deciding the level of
priority for any particular project:
• the frequency and severity of
injuries;
• the causality of injuries;
• chronic illness and future injuries;
• costs and benefits of Commission
action;
• the unforeseen nature of the risk;
• the vulnerability of the population
at risk;
• the probability of exposure to the
hazard; and
• additional criteria that warrant
Commission attention.
Significant Regulatory Actions
Currently, the Commission is
considering acting in the next 12
months on three rules—Regulatory
Options for Table Saws (RIN 3041–
AC31); Portable Generators (RIN 3041–
AC36); and Gas Appliance Carbon
Monoxide Sensors (RIN 3041–AD70)—
which would constitute ‘‘significant
regulatory actions’’ under the definition
of that term in Executive Order 12866,
although the Commission’s rulemaking
is not subject to E.O. 12866 review.
E:\FR\FM\09FEP2.SGM
09FEP2
9528
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
These priority levels are included to
provide an analogous criterion through
which the Commission can provide this
information to the public.
CPSC
ddrumheller on DSK120RN23PROD with PROPOSALS2
Proposed Rule Stage
230. Regulatory Options for Table Saws
[3041–AC31]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 5 U.S.C. 553(e); 15
U.S.C. 2056; 15 U.S.C. 2058
CFR Citation: 16 CFR 1245.
Legal Deadline: None.
Abstract: In 2006, the Commission
granted a petition asking that the
Commission issue a rule to prescribe
performance standards for an active
injury mitigation (AIM) system to
reduce or prevent injuries from
contacting the blade of a table saw. The
Commission subsequently issued a
notice of proposed rulemaking (NPRM)
that would establish a performance
standard requiring table saws to limit
the depth of cut to 3.5 millimeters when
a test probe, acting as a surrogate for a
human body/finger, contacts the table
saw’s spinning blade. Staff has
conducted several studies to provide
information for the rulemaking. Staff is
assigned to submit a final rule briefing
package to the Commission in fiscal
year 2023.
Statement of Need: In the NPRM, the
Commission preliminarily determined
that there is an unreasonable risk
associated with blade-contact injuries
on table saws. Based on injury data
reviewed in 2015, there were an
estimated 33,400 table saw, emergency
department treated injuries. Of these,
staff estimated that 30,800 (92 percent)
are likely related to the victim making
contact with the saw blade. Of the
30,800 ED treated blade-contact injuries,
an estimated 28,900 injuries (93.8
percent) involved the finger, with 4,700
amputations (15.2 percent).
Summary of Legal Basis: Table saws
are consumer products that can be
regulated by the Commission under the
authority of the CPSA. See 15 U.S.C.
2052(a). Section 7 of the CPSA
authorizes the Commission to
promulgate a mandatory consumer
product safety standard that sets forth
performance requirements for a
consumer product or that sets forth
requirements that a product be marked
or accompanied by clear and adequate
warnings or instructions. 15 U.S.C.
20512084. Section 7(a) of the CPSA
authorizes the Commission to
promulgate a mandatory consumer
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
product safety standard that sets forth
performance or labeling requirements
for a consumer product if such
requirements are reasonably necessary
to prevent or reduce an unreasonable
risk of injury. 15 U.S.C. 2056(a). Section
9 of the CPSA specifies the procedure
that the Commission must follow to
issue a consumer product safety
standard under section 7 of the CPSA.
Alternatives: The Commission could
(1) pursue table saw voluntary standard
activities; (2) extend the effective dates
of a possible rule; (3) exempt certain
categories of table saws from the draft
proposed rule; (4) limit the applicability
of the performance requirements to
some, but not all, tables saws; or (5)
pursue an information and education
campaign to inform the public of the
hazards of blade contact and the
benefits of the AIM technology.
Anticipated Cost and Benefits: The
expected gross benefits range from about
$970 million to $2.45 billion over the
product life of 1 year of sales. The
expected costs of the draft proposed rule
will range from about $168 million to
about $345 million annually. Based on
staff’s benefit and cost estimates, net
benefits (i.e., benefits minus costs) for
the market were estimated to amount to
about $625 million to $2.3 billion over
the product life of 1 year of table saw
sales.
Risks: The CPSC has determined
preliminarily that there may be an
unreasonable risk of blade-contact
injuries associated with table saws. Each
year, approximately 30,000 table saw
blade contact injuries are treated in
emergency room departments. The most
common diagnoses in blade-contact
injuries were lacerations (60 percent),
fractures (20 percent), and amputations
(10 percent).
Timetable:
Action
Date
Commission Decision to Grant
Petition.
ANPRM ...............
Notice of Extension of Time for
Comments.
Comment Period
End.
Notice to Reopen
Comment Period.
Reopened Comment Period
End.
Staff Sent NPRM
Briefing Package to Commission.
Commission Decision.
PO 00000
Frm 00238
FR Cite
07/11/06
10/11/11
12/02/11
76 FR 62678
76 FR 75504
Action
NPRM ..................
NPRM Comment
Period End.
Public Hearing .....
Staff Sent 2016
NEISS Table
Saw Type
Study Status
Report to Commission.
Staff Sent 2017
NEISS Table
Saw Special
Study to Commission.
Notice of Availability of 2017
NEISS Table
Saw Special
Study.
Staff Sends a Status Briefing
Package on
Table Saws to
Commission.
Commission Decision.
Staff Sends
SNPRM Briefing Package to
Commission.
Commission Decision.
Date
FR Cite
05/12/17
07/26/17
82 FR 22190
08/09/17
08/15/17
82 FR 31035
11/13/18
12/04/18
83 FR 62561
08/28/19
09/10/19
09/21/23
11/00/23
Regulatory Flexibility Analysis
Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact: Caroleene Paul,
Project Manager, Directorate for
Engineering Sciences, Consumer
Product Safety Commission, National
Product Testing and Evaluation Center,
5 Research Place, Rockville, MD 20850,
Phone: 301 987–2225, Email: cpaul@
cpsc.gov.
RIN: 3041–AC31
CPSC
02/10/12
02/15/12
03/16/12
01/17/17
04/27/17
Fmt 4701
Sfmt 4702
77 FR 8751
231. Safety Standard for Residential
Gas Furnaces and Boilers [3041–AD70]
Priority: Other Significant. Major
status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 15 U.S.C. 2056; 15
U.S.C 2058
CFR Citation: None.
Legal Deadline: None.
Abstract: Over several years, staff has
conducted research and worked with
voluntary standards organizations
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
concerning the risk of injury and death
associated with carbon monoxide (CO)
production and leakage from residential
gas furnaces and boilers. This proposed
rule would establish a performance
requirement, under which gas furnaces
or boilers would be required to shut off
or modulate when CO levels reach a
specified level for a specified duration
of time. In 2019, the Commission issued
an advance notice of proposed
rulemaking (ANPRM) to initiate
rulemaking under the Consumer
Product Safety Act and requested
comments on the risk of injury and
alternative approaches to address the
risk. On September 24, 2021, the
Commission voted to change the fiscal
year 2022 deliverable from a notice of
proposed rulemaking (NPRM) to Data
Analysis and/or Technical Review (DA/
TR). On February 9, 2022, staff provided
a summary and status update in a public
briefing to the Commission. Staff
continues to investigate sensing
technology to automatically adjust or
shut off major gas appliances, such as
furnaces and boilers, in response to
dangerous operating levels of carbon
monoxide in their combustion products
and will share its findings with the
relevant voluntary standards
organizations. Staff is finalizing an
NPRM briefing package and will submit
it to the Commission in fiscal year 2023.
Statement of Need: From 2014
through 2018, there were 108 deaths
from CO poisoning from gas furnaces
and boilers, with 30,587 nonfatal
injuries in the same time period.
Summary of Legal Basis: This notice
of proposed rulemaking is authorized by
the CPSA. 15 U.S.C. 2051–2084. Section
7(a) of the CPSA authorizes the
Commission to promulgate a mandatory
consumer product safety standard that
sets forth performance or labeling
requirements for a consumer product if
such requirements are reasonably
necessary to prevent or reduce an
unreasonable risk of injury. 15 U.S.C.
2056(a). Section 9 of the CPSA specifies
the procedure that the Commission
must follow to issue a consumer
product safety standard under section 7
of the CPSA.
Alternatives: The Commission could:
(1) continue to work and advocate for
change through the voluntary standards
process; (2) rely on the use of residential
CO alarms; (3) continue to conduct
education and information campaigns;
and (4) take no action.
Anticipated Cost and Benefits: The
proposed rule is estimated to avert 576
deaths (19.20 deaths per year) and
126,387 injuries (roughly 5,357 injuries
per year) over 30 years. Overall, the
draft proposed rule has total annualized
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
benefits of $356.52 million, discounted
at 3 percent, and for every $1 in direct
cost to consumers and manufacturers,
the draft proposed rule generates $0.59
in benefits from mitigated deaths and
injuries.
Risks: For the 20-year period, 2000
through 2019, these products were
associated with a total of 539 CO deaths.
Timetable:
Action
Date
Staff Sent
ANPRM Briefing Package to
Commission.
Commission
Voted to Publish ANPRM.
ANPR Published
in FR.
ANPRM Comment
Period End.
Staff Sent FR Notice to Commission to Reopen
Comment Period.
Commission
Voted to Reopen Comment
Period.
Notice to Reopen
Comment Period Published
in FR.
ANPRM Comment
Period End.
Commission Vote
to Change Deliverable from
NPRM to DA/
TR.
Public Briefing to
Commission.
Staff Sends
NPRM Briefing
Package to
Commission.
Commission Decision.
FR Cite
07/31/19
08/07/19
08/19/19
84 FR 42847
10/18/19
10/23/19
11/01/19
11/07/19
84 FR 60010
01/06/20
09/24/21
02/09/22
09/25/23
11/00/23
Regulatory Flexibility Analysis
Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Ronald Jordan,
Project Manager, Directorate for
Engineering Sciences, Consumer
Product Safety Commission, National
Product Testing and Evaluation Center,
5 Research Place, Rockville, MD 20850,
Phone: 301 987–2219, Email: rjordan@
cpsc.gov.
RIN: 3041–AD70
PO 00000
Frm 00239
Fmt 4701
Sfmt 4702
9529
CPSC
Final Rule Stage
232. Portable Generators [3041–AC36]
Priority: Section 3(f)(1) Significant.
Major under 5 U.S.C. 801.
Legal Authority: 15 U.S.C. 2056; 15
U.S.C 2058
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: In 2006, the Commission
issued an advance notice of proposed
rulemaking (ANPRM) under the
Consumer Product Safety Act (CPSA)
concerning portable generators. The
ANPRM discussed regulatory options
that could reduce deaths and injuries
related to portable generators,
particularly those involving carbon
monoxide (CO) poisoning. In fiscal year
2006, staff awarded a contract to
develop a prototype generator engine
with reduced CO in the exhaust. Also,
in fiscal year 2006, staff entered into an
interagency agreement (IAG) with the
National Institute of Standards and
Technology (NIST) to conduct tests with
a generator, in both off-the-shelf and
prototype configurations, operating in
the garage attached to NIST’s test house.
In fiscal year 2009, staff entered into a
second IAG with NIST with the goal of
developing CO emission performance
requirements for a possible proposed
regulation that would be based on
health effects criteria. After additional
staff and contractor work, the
Commission issued a notice of proposed
rulemaking (NPRM) in 2016, proposing
a performance standard that would limit
the CO emission rates from operating
portable generators. In 2018, two
voluntary standards, UL 2201 and
PGMA G300, adopted different COmitigation requirements intended to
address the CO poisoning hazard
associated with portable generators.
Staff developed a simulation and
analysis plan to evaluate the
effectiveness of those voluntary
standards’ requirements. In 2019, the
Commission sought public comments
on staff’s plan. In August 2020, staff
submitted to the Commission a draft
notice of availability of the modified
plan, based on staff’s review and
consideration of the comments, for
evaluating the voluntary standards; the
Commission published the notice of
availability in August 2020. In February
2022, staff delivered a briefing package
to the Commission with the results of
the effectiveness analysis and
information on the availability of
compliant generators in the
marketplace. Staff concluded that the
CO hazard-mitigation requirements of
one standard are more effective than the
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9530
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
other, but conformance to either
standard is low. Staff provided a
supplemental NPRM (SNPRM) on
portable generators to the Commission
on March 8, 2023. The Commission
published the SNPRM on April 20,
2023. The comment period closed on
June 20, 2023. A final rule briefing
package is scheduled to be sent to the
Commission in fiscal year 2023.
Statement of Need: From 2004
through 2021, there were an annual
average of 74 consumer CO poisoning
deaths and an estimated 4,314
medically-attended consumer CO
poisoning injuries caused by generators
over this 18-year period. The
Commission expects that the proposed
rule would be highly effective in
avoiding generator-related CO incidents,
producing benefits that far exceed the
estimated costs. For every $1 in
estimated direct cost to consumers and
manufacturers, the proposed rule
generates more than $7 in benefits from
mitigated deaths and injuries.
Summary of Legal Basis: This
supplemental notice of proposed
rulemaking is authorized by the CPSA.
15 U.S.C. 2051–2084. Section 7(a) of the
CPSA authorizes the Commission to
promulgate a mandatory consumer
product safety standard that sets forth
performance or labeling requirements
for a consumer product if such
requirements are reasonably necessary
to prevent or reduce an unreasonable
risk of injury. 15 U.S.C. 2056(a). Section
9 of the CPSA specifies the procedure
that the Commission must follow to
issue a consumer product safety
standard under section 7 of the CPSA.
Alternatives: The Commission could
(1) implement the draft proposed rule
with the exception of the CO emission
requirements and CO concentrations for
shutoff included in voluntary standard
UL 2201; (2) rely on voluntary standard
stakeholders to adopt the requirements
included in the draft proposed rule into
either existing voluntary standard, UL
2201 or PGMA G300; (3) require
portable generators to comply with
either UL 2201 (2nd Edition; 2019) or
PGMA G300–2018; or (4) rely on
continued education and information
campaigns.
Anticipated Cost and Benefits: The
proposed rule is estimated to avert 2,148
deaths (nearly 72 deaths per year) and
126,387 injuries (roughly 4,213 injuries
per year) over 30 years. Overall, the
draft proposed rule has net benefits
(benefits over and above costs) of
$897.06 million on an annualized basis
at a 3 percent discount rate, and for
every $1 in direct cost to consumers and
manufacturers, the draft proposed rule
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
generates $7.02 in benefits from
mitigated deaths and injuries.
Risks: As of May 10, 2022, CPSC
databases contained reports of at least
770 generator-related consumer COpoisoning deaths resulting from 588
incidents that occurred from 2011
through 2021.
Timetable:
Action
Date
Staff Sent
ANPRM to
Commission.
Staff Sent Supplemental Material
to Commission.
Commission Decision.
Staff Sent Draft
ANPRM to
Commission.
ANPRM ...............
ANPRM Comment
Period End.
Staff Releases
Research Report for Comment.
NPRM ..................
NPRM Comment
Period Extended.
Public Hearing for
Oral Comments.
NPRM Comment
Period End.
Staff Sends Notice of Availability to the
Commission.
Commission Decision.
Notice of Availability.
Staff Sends Notice of Availability to Commission.
Commission Decision.
Notice of Availability.
Staff Report on
Effectiveness
Evaluation of
Voluntary
Standards.
Staff Sends
(S)NPRM Briefing Package to
Commission.
Commission Decision.
NPRM ..................
NPRM Comment
Period End.
Staffs Sends
Briefing Package to Commission.
FR Cite
07/06/06
10/12/06
10/26/06
11/21/06
BILLING CODE 6355–01–P
12/12/06
02/12/07
71 FR 74472
FEDERAL TRADE COMMISSION (FTC)
10/10/12
Statement of Regulatory Priorities
(2023)
11/21/16
12/13/16
81 FR 83556
81 FR 89888
03/08/17
82 FR 8907
04/24/17
06/26/19
07/02/19
07/09/19
84 FR 32729
08/12/20
08/19/20
08/24/20
85 FR 52096
02/16/22
03/08/23
04/05/23
04/20/23
06/20/23
88 FR 24346
11/00/23
Regulatory Flexibility Analysis
Required: Yes.
PO 00000
Frm 00240
Small Entities Affected: Businesses.
Government Levels Affected:
Undetermined.
Federalism: Undetermined.
International Impacts: This regulatory
action will be likely to have
international trade and investment
effects, or otherwise be of international
interest.
Agency Contact: Janet L. Buyer,
Project Manager, Directorate for
Engineering Sciences, Consumer
Product Safety Commission, National
Product Testing and Evaluation Center,
5 Research Place, Rockville, MD 20850,
Phone: 301 987–2293, Email: jbuyer@
cpsc.gov.
RIN: 3041–AC36
Fmt 4701
Sfmt 4702
The Federal Trade Commission is an
independent agency charged with
rooting out unfair methods of
competition and unfair or deceptive acts
or practices. Its mission is vital to the
national interest because, when markets
are fair and competitive, honest
businesses and the public all benefit.
The Commission also protects people
who cannot protect themselves—from
powerful corporate interests looking to
squeeze out, trick, erode the wealth of,
or otherwise undermine the economic
autonomy of consumers. The
Commission works to ensure wellfunctioning markets that protect
people’s economic freedom, choice, and
liberty. The agency’s vision is of ‘‘a
vibrant economy fueled by fair
competition and an empowered,
informed public.’’ 1
The Commission has a unique set of
tools to carry out its mission, such as its
market study tool, as well as traditions
like public workshops and open
comment dockets, to receive a wide
breadth of information about a topic on
which it is considering making policy.2
Another tool is its ability to issue rules.3
The Commission is committed to
deploying all its tools, including issuing
1 Fed. Trade Comm’n, Strategic Plan for Fiscal
Years 2022–2026, at 13 (Aug. 26, 2022), https://
www.ftc.gov/system/files/ftc_gov/pdf/fy-2022-2026ftc-strategic-plan.pdf.
2 See 5 U.S.C. 46(b); see also Fed. Trade Comm’n,
A Brief Overview of the Federal Trade
Commission’s Investigative, Law Enforcement, and
Rulemaking Authority (May 2021), https://
www.ftc.gov/about-ftc/mission/enforcementauthority.
3 See 5 U.S.C. 46(g).
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
new rules and updating old ones, to
achieve its mission.
I. The Commission Is Using All
Available Tools To Advance Its
Missions
ddrumheller on DSK120RN23PROD with PROPOSALS2
a. Rulemakings
The Administrative Procedure Act
rulemaking process creates significant
opportunity for public participation to
ensure that the agency is making wellconsidered policy decisions.4 The
rulemaking process for rules issued
under section 18 of the FTC Act creates
additional procedures to ensure
participation.5 Pursuant to these
statutes, the Commission has been
actively engaging members of the public
to solicit their input in the
Commission’s means of pursuing its
mission to ensure fair and competitive
markets. Accordingly, the Commission
and its staff continue to study the
problems that rules can address, publish
rulemaking documents, and engage with
stakeholders and the public.
As to newly proposed consumerprotection rulemakings or rulemaking
proceedings, in December 2021, the
Commission published an ANPR
(advance notice of proposed
rulemaking) focused on the
impersonation of government and
businesses.6 None of the public
comments submitted in response to the
ANPR opposed proceeding with the
rulemaking. The Commission
subsequently issued a proposed rule in
October 2022.7 This NPRM (notice of
proposed rulemaking) would make it
unlawful for persons to misrepresent
that they are or are affiliated with a
government or government officer or a
business or business officer.8 It also
would make it unlawful to provide the
means and instrumentalities for
violations set out in this proposed rule.9
This NPRM offered interested parties
the opportunity to request an informal
hearing, if they wished to present their
position orally.10 The opportunity to
make an oral statement at an informal
hearing is afforded by section 18 of the
Federal Trade Commission Act and
implemented in the Commission’s Rules
of Practice. The Commission received a
timely request for an informal hearing.
The hearing was held on May 4, 2023.11
4 Fed.
Trade Comm’n, Public Participation in the
Rulemaking Process, https://www.ftc.gov/
enforcement/rulemaking/public-participationrulemaking-process.
5 See id.
6 87 FR 72901 (Dec. 23, 2021).
7 87 FR 62741 (Oct. 17, 2022).
8 87 FR at 62746, 62747.
9 Id.
10 Id. at 62741.
11 88 FR 19024–25 (Mar. 30, 2023).
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
The Commission is reviewing comments
submitted as part of the informal
hearing along with those submitted in
response to the Commission’s NPRM.
On October 20, 2022, the Commission
extended the comment period on
another ANPR focused on issues
concerning commercial surveillance and
data security.12 This ANPR described
how Americans must routinely
surrender their personal information to
participate in basic aspects of modern
life.13 It canvassed the Commission’s
decades-long effort to protect
Americans’ privacy through case-bycase enforcement, policy work, and
implementation of sectoral privacy
laws, concluding that rulemaking could
be a useful addition to the effort to
protect individuals’ personal privacy.
The ANPR requested comment on 95
questions to ascertain whether unfair or
deceptive practices relating to
commercial surveillance and data
security are prevalent and whether
proceeding with one or more proposed
rules is worthwhile.
Updating existing rules to meet new
challenges is another important part of
the Commission’s rulemaking work. For
example, as part of its regular review
cycle, the Commission issued a NPRM
proposing to revise its Health Breach
Notification Rule to, among other
things, clarify its scope, including its
coverage of developers of many health
applications; revise certain definitions;
clarify what it means for a vendor of
personal health records to draw PHR
(personal health records) identifiable
health information from multiple
sources; modernize notice and expand
the content of the notice.14
As part of the Eyeglass Rule
regulatory review, the Commission
hosted a public workshop 15 to explore
information relating to the Rule changes
proposed in its NPRM.16 This workshop
covered several topics, such as the costs
and benefits related to the proposals set
out in the NPRM. Staff is reviewing the
47 comments it received in response to
this workshop.
The Commission also continues its
general consumer protection work. For
example, problematic negative option
practices continue to be a source of
consumer harm. These practices, among
other things, saddle shoppers with
recurring payments for products and
services they never intended to
purchase or did not want to continue
buying. To address these ongoing
12 87
FR 63738 (Oct. 20, 2022).
FR 51273 (Aug. 22, 2022).
14 88 FR 37819 (June 9, 2023).
15 88 FR 18266 (Mar. 28, 2023).
16 88 FR 248 (Jan. 3, 2023).
13 87
PO 00000
Frm 00241
Fmt 4701
Sfmt 4702
9531
problems, the Commission proposed
amending the current Negative Option
Rule with the objective of setting clear,
enforceable performance-based
requirements for all negative option
features in all media.17 These proposed
changes are designed to ensure
consumers understand what they are
purchasing, to allow them to cancel
their participation without undue
burden or complication, and to address
the most important issues related to
negative option marketing, including
misrepresentations, disclosures,
consent, and cancellation.
As for its competition mission, the
Commission continues to explore
whether new rules that specify ‘‘unfair
methods of competition’’ prohibited by
section 5 of the FTC Act would help
achieve the agency’s mission. In its most
recent strategic plan, the Commission
observed that ‘‘[r]ules . . . inform
businesses and their legal advisers about
antitrust risks and can deter
anticompetitive mergers and business
practices’’ and that promoting
competition can benefit all market
participants, including workers.18 In
January 2023, the Commission proposed
a rule addressing non-compete clauses
in the labor market.19 The Commission’s
proposal discusses the startling
prevalence of non-compete clauses in
states where they are unenforceable,
which can have a chilling effect on
competitive conditions—just as
enforceable clauses do. Clear rules that
are easily understood help to clear up
these misconceptions and achieve the
desired results—in this case, more
optimal job switching and matching.
During the comment period for this
NPRM, some commenters requested that
this comment period be extended to
give them additional time to respond;
other commenters opposed such an
extension and any potential delay. The
Commission reviewed the extension
requests and agreed to allow the public
additional time to prepare and file
comments. Thus, the comment period
was extended until April 19, 2023, to
provide commenters a total of 104 days
from the public release of the NPRM.20
To additionally ensure that all
viewpoints were heard during the
17 88
FR 24716, 24726 (Apr. 24, 2023).
Trade Comm’n, FTC Strategic Plan for
Fiscal Years 2022 to 2026, at 16 (Aug. 26, 2022),
https://www.ftc.gov/system/files/ftc_gov/pdf/fy2022-2026-ftc-strategic-plan.pdf. Other competition
problems could also be addressed by new rules. Cf.
Exec. Order No. 14036, section 5(h)(i)–(vii) (July 9,
2021), https://www.whitehouse.gov/briefing-room/
presidential-actions/2021/07/09/executive-orderon-promoting-competition-in-the-americaneconomy/.
19 88 FR 3482 (Jan. 19, 2023).
20 88 FR 20441 (Apr. 6, 2023).
18 Fed.
E:\FR\FM\09FEP2.SGM
09FEP2
9532
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
public comment period before
determining how to proceed, the
Commission also hosted a public forum
on February 16, 2023, which examined
this proposed rule and provided an
opportunity for interested parties to
directly share their experiences with
non-compete clauses. In the months
since proposing this rule, the
Commission received more than 21,000
public comments, including from
nurses, doctors, fast food workers, and
hairdressers. Staff is reviewing the
comments.
Also in furtherance of its competition
mission, the Commission has been
working for the past year with the
Department of Justice (DOJ) to examine
how the agencies can more readily
detect potentially problematic mergers
and acquisitions. Pursuant to the HartScott-Rodino (HSR) Antitrust
Improvements Act of 1976, the
Commission, with the concurrence of
the DOJ Assistant Attorney General,
issues rules to ensure that the agencies
receive the information needed to
identify anticompetitive mergers and
investigate them fully to determine
whether to seek to block any the effect
of which may be substantially to lessen
competition or to tend to create a
monopoly. After conducting a
comprehensive review of the
information that market participants
currently submit in premerger
notification filings, the Commission
initiated a rulemaking to propose the
collection of additional information that
the agencies need to more effectively
and efficiently identify transactions that
warrant deeper investigation.21 This
proposed rule would also implement
provisions of the Merger Filing Fee
Modernization Act of 2022, which
requires companies to disclose
information in their HSR filings about
subsidies received from certain foreign
governments and entities.
ddrumheller on DSK120RN23PROD with PROPOSALS2
b. Service Delivery
The Commission also takes actions
that improve service delivery and
customer experience and that reduce
administrative burdens for the public.
For example, the Commission plans to
issue a final rule by early 2024 to update
the filing system for Hart-Scott-Rodino
Form and Instructions to the new cloudbased e-filing system, which will
eliminate paper filings. As part of this
process, FTC staff engaged with internal
and external customers, including
usability testing of beta software
processes for submitting electronic HSR
filings.
21 88
FR 42178 (June 29, 2023).
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
In sum, the Commission continues
seeking public input and learning from
its law-enforcement, consumereducation, market-monitoring, and other
work to identify additional
opportunities for new or improved rules
to complement its other tools and the
vital work of partner agencies and the
states. Meaningful public engagement in
rulemakings or for improvements to
service delivery can deliver important
benefits to the public and honest
businesses, so the Commission will
continue to seek the views of all affected
communities.
II. Updates on Other Ongoing
Rulemakings
a. Periodic Regulatory Review Program
In 1992, the Commission
implemented a program to review its
rules and guides on a regular basis. The
Commission’s review program is
patterned after provisions in the
Regulatory Flexibility Act, 5 U.S.C. 601–
612, and complies with the Small
Business Regulatory Enforcement
Fairness Act of 1996. The Commission’s
review program is also consistent with
section 5(a) of Executive Order 12866,
which directs executive branch agencies
to reevaluate periodically all their
significant regulations.22 Under the
Commission’s program, rules and guides
are typically reviewed on a ten-year
schedule that results in more frequent
reviews than are generally required by
the Regulatory Flexibility Act. The
public can obtain information on rules
and guides under review and the
Commission’s regulatory review
program generally at https://
www.ftc.gov/enforcement/rules/
retrospective-review-ftc-rules-guides.
The program provides an ongoing,
systematic approach for obtaining
information about the costs and benefits
of rules and guides and whether there
are changes that could minimize any
adverse economic effects, not just a
‘‘significant economic impact upon a
substantial number of small entities.’’ 23
As part of each review, the Commission
requests public comment on, among
other things, the economic impact and
benefits of the rule; possible conflict
between the rule and state, local, or
other federal laws or regulations; and
the effect on the rule of any
technological, economic, or other
industry changes. Reviews may lead to
the revision or rescission of rules and
guides to ensure that the Commission’s
consumer protection and competition
goals are achieved efficiently. Pursuant
22 Exec. Order No. 12866, 58 FR 51735 (Sept. 30,
1993).
23 5 U.S.C. 610(a).
PO 00000
Frm 00242
Fmt 4701
Sfmt 4702
to this program, the Commission has
rescinded 40 rules and guides
promulgated under the FTC’s general
authority and updated dozens of other
rules and guides since the program’s
inception.
(1) Newly Initiated and Upcoming
Periodic Reviews of Rules and Guides
During Fall 2023, the Commission
plans to issue an updated ten-year
review schedule. The Commission has
initiated or announced plans to initiate
periodic reviews of the following rules
and guides:
Alternative Fuels Rule, 16 CFR part
309. On October 26, 2023, as part of the
systematic review of all Commission
rules, the Commission initiated a
periodic review of the Alternative Fuels
Rule (formally ‘‘Labeling Requirements
for Alternative Fuels and AlternativeFueled Vehicles’’) by publishing a
notice seeking public comments on the
effectiveness and impact of the Rule. 88
FR 73549 (Oct. 26, 2023). The public
comment period will close on December
26, 2023.
Cooling-Off Rule, 16 CFR part 429. By
the end of 2023, as part of the
systematic review of all Commission
rules, the Commission plans to initiate
a periodic review of the Cooling-Off
Rule (formally ‘‘Trade Regulation Rule
Concerning Cooling-Off Period for Sales
Made at Homes or at Certain Other
Locations’’) by publishing a notice
seeking public comments on the
effectiveness and impact of the Rule.
Most recently, on January 9, 2015, the
Commission amended the Cooling-Off
Rule by increasing the exclusionary
limit for all door-to-door sales at
locations other than a buyer’s residence
from $25 up to $130.24 Under that final
rule, the revised definition of door-todoor sale now distinguishes between
sales at a buyer’s residence and those at
other locations. The revised definition
retained coverage for sales made at a
buyer’s residence that have a purchase
price of $25 or more. The final rule
amendment was effective on March 13,
2015.
Rules. During 2024, the Commission
plans to initiate periodic review of
Rules and Regulations under the Wool
Products Labeling Act of 1939, 16 CFR
part 300, Rules and Regulations under
Fur Products Labeling Act, 16 CFR part
301, Rules and Regulations under the
Textile Fiber Products Identification
Act, 16 CFR part 303, the Mail, internet,
or Telephone Order Merchandise Rule,
16 CFR part 435, and Retail Food Store
Advertising and Marketing Practices
(Unavailability Rule), 16 CFR part 424.
24 80
E:\FR\FM\09FEP2.SGM
FR 1329 (Jan. 9, 2015).
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
ddrumheller on DSK120RN23PROD with PROPOSALS2
Guides. During 2024, the Commission
plans to initiate periodic review of the
Guides for the Rebuilt, Reconditioned,
and Other Used Automobile Parts
Industry, 16 CFR part 20, and the
Guides for Advertising Allowances and
Other Merchandising Payments and
Services (Fred Meyer Guides), 16 CFR
part 240.
(2) Ongoing Periodic Reviews of Rules
and Guides
The following proceedings for the
retrospective review of Commission
rules and guides described in the 2022
Regulatory Plan are ongoing:
Hart-Scott-Rodino Antitrust
Improvements Act Coverage,
Exemption, and Transmittal Rules, 16
CFR parts 801–803. On December 1,
2020, the Commission initiated the
periodic review of the Hart- ScottRodino Antitrust Improvements Act’s
Coverage, Exemption, and Transmittal
Rules (HSR Rules) as part of the
Commission’s systematic review of all
current Commission rules and guides.25
The comment period closed on February
1, 2021. The HSR Rules and the
Antitrust Improvements Act
Notification and Report Form (HSR
Form) was adopted pursuant to section
7A of the Clayton Act, which requires
firms of a certain size contemplating
mergers, acquisitions, or other
transactions of a specified size to file
notification with the FTC and the DOJ
and to wait a designated period of time
before consummating the transaction.
On June 29, 2023, the Commission
issued a notice of proposed rulemaking
on substantive HSR Form changes,
including implementing congressionally
mandated reporting requirements on
foreign subsidies.26 The extended
public comment period closed on
September 27, 2023.27 Staff is reviewing
the public comments. By February 2024,
staff anticipates that the Commission
will issue a final rule to transition the
HSR Form and Instructions to the new
cloud-based e-filing system.
Business Opportunity Rule, 16 CFR
part 437. On November 25, 2022, the
Commission initiated a periodic review
of the Business Opportunity Rule.28 The
Commission sought comments on,
among other things, the economic
impact, and benefits of this rule;
possible conflict between the rule and
State, local, or other Federal laws or
regulations; and the effect on the rule of
any technological, economic, or other
industry changes. The comment period
FR 77042 (Dec. 1, 2020).
FR 42178 (June 29, 2023).
27 88 FR 54256 (Aug. 10, 2023).
28 87 FR 72428 (Nov. 25, 2022).
as extended closed on January 31, 2023.
Staff is currently reviewing the public
comments. Effective in 2012, the Rule
requires business-opportunity sellers to
furnish prospective purchasers with a
disclosure document that provides
information regarding the seller, the
seller’s business, and the nature of the
proposed business opportunity, as well
as additional information to substantiate
any claims about actual or potential
sales, income, or profits for a
prospective business-opportunity
purchaser. The seller must also preserve
information that forms a reasonable
basis for such claims.
Children’s Online Privacy Protection
Rule, 16 CFR part 312. On July 25, 2019,
the Commission issued a request for
public comment on its Children’s
Online Privacy Protection Rule
(‘‘COPPA Rule’’).29 Although the
Commission’s last COPPA Rule review
ended in 2013, the Commission
initiated this review early in light of
changes in the marketplace. Following
an extension, the public comment
period closed on December 9, 2019.30
The FTC sought comment on all major
provisions of the COPPA Rule,
including its definitions, notice and
parental-consent requirements,
exceptions to verifiable parental
consent, and safe-harbor provision. The
FTC hosted a public workshop to
address issues raised during the review
of the COPPA Rule on October 7, 2019.
Staff is analyzing and reviewing public
comments.
Eyeglass Rule, 16 CFR part 456. As
part of the systematic review process,
the Commission sought public
comments about the Trade Regulation
Rule on Ophthalmic Practice Rules
(Eyeglass Rule) on September 3, 2015,31
and the comment period closed on
October 26, 2015. Commission staff
completed review of the 868 comments
received from consumers, eye care
professionals, industry members, trade
associations, and consumer advocates.
The Eyeglass Rule requires that an
optometrist or ophthalmologist give the
patient, at no extra cost, a copy of the
eyeglass prescription immediately after
the examination is completed. The Rule
also prohibits optometrists and
ophthalmologists from conditioning the
availability of an eye examination, as
defined by the Rule, on a requirement
that the patient agree to purchase
ophthalmic goods from the optometrist
or ophthalmologist. On January 3, 2023,
the Commission issued a notice of
proposed rulemaking that would require
25 85
26 88
VerDate Sep<11>2014
18:15 Feb 08, 2024
29 84
FR 35842 (July 25, 2019).
FR 56391 (Oct. 22, 2019).
31 80 FR 53274 (Sept. 3, 2015).
30 84
Jkt 262001
PO 00000
Frm 00243
Fmt 4701
Sfmt 4702
9533
ophthalmologists and optometrists to
provide patients with a copy of their
prescription immediately after the
completion of a refractive eye exam, get
a signed statement from the patient
confirming that they have received their
prescription, and keep a record of that
confirmation for at least three years.32
The comment period closed on March 6,
2023, and staff is reviewing the
comments. The Commission held a
public workshop on May 18, 2023, and
staff is reviewing the comments.33
Franchise Rule, 16 CFR part 436. On
March 15, 2019, the Commission
initiated a periodic review of the
Franchise Rule (formally ‘‘Disclosure
Requirements and Prohibitions
Concerning Franchising’’).34 The
comment period closed on April 21,
2019. The Commission then held a
public workshop on November 10, 2020.
The closing date for written comments
related to the issues discussed at the
workshop was December 17, 2020.35
Staff continues to evaluate the record
and review the public comments. The
Rule is intended to give prospective
purchasers of franchises the material
information they need to weigh the risks
and benefits of such an investment. The
Rule requires franchisors to provide all
potential franchisees with a disclosure
document containing 23 specific items
of information about the offered
franchise, its officers, and other
franchisees. Required disclosure topics
include, for example, the franchise’s
litigation history; past and current
franchisees and their contact
information; any exclusive territory that
comes with the franchise; assistance the
franchisor provides franchisees; and the
cost of purchasing and starting up a
franchise.
Health Breach Notification Rule, 16
CFR part 318. On May 22, 2020, the
Commission initiated a periodic review
of the Health Breach Notification Rule.36
The comment period closed on August
20, 2020. On June 9, 2023, the
Commission proposed to amend the
Rule in seven ways and requested
comment on the proposed changes.37
The comment period closed on August
8, 2023, and staff is reviewing the
comments. The Rule requires vendors of
personal health records (PHR) and PHRrelated entities to provide: (1) notice to
consumers whose unsecured personally
identifiable health information has been
breached; and (2) notice to the
32 88
FR 248 (Jan. 3, 2023).
FR 18266 (Mar. 28, 2023).
34 84 FR 9051 (Mar. 13, 2019).
35 85 FR 55850 (Sept. 10, 2020).
36 85 FR 31085 (May 22, 2020).
37 88 FR 37819 (June 9, 2023).
33 88
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9534
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
Commission. Under the Rule, vendors
must notify both the FTC and affected
consumers whose information has been
affected by a breach ‘‘without
unreasonable delay and in no case later
than 60 calendar days’’ after discovery
of a data breach. Among other
information, the notices must provide
consumers with steps they can take to
protect themselves from harm.
Identity Theft Rules, 16 CFR part 681.
In December 2018, the Commission
initiated a periodic review of the
Identity Theft Rules, which include the
Red Flags Rule and the Card Issuer
Rule.38 FTC staff is reviewing the
comments received. The Red Flags Rule
requires financial institutions and
creditors to develop and implement a
written identity theft prevention
program (a ‘‘Red Flags Program’’). By
identifying red flags for identity theft in
advance, businesses can be better
equipped to spot suspicious patterns
that may arise and take steps to prevent
potential problems from escalating into
a costly episode of identity theft. The
Card Issuer Rule requires credit and
debit card issuers to implement
reasonable policies and procedures to
assess the validity of a change of
address if they receive notification of a
change of address for a consumer’s debit
or credit card account and, within a
short period of time afterwards, also
receive a request for an additional or
replacement card for the same account.
Leather Guides, 16 CFR part 24. On
March 6, 2019, the Commission
initiated a periodic review of the
Leather Guides, formally known as the
Guides for Select Leather and Imitation
Leather Products.39 The comment
period closed on April 22, 2019. The
Leather Guides apply to the
manufacture, sale, distribution,
marketing, or advertising of leather or
simulated leather purses, luggage,
wallets, footwear, and other similar
products. The Guides address
misrepresentations regarding the
composition and characteristics of
specific leather and imitation leather
products.
Negative Option Rule, 16 CFR part
310. On October 2, 2019, the
Commission issued an advance notice of
proposed rulemaking seeking public
comment on the effectiveness and
impact of the Trade Regulation Rule on
Use of Prenotification Negative Option
Plans (Negative Option Rule).40 On
April 24, 2023, the Commission
published a notice of proposed
rulemaking to amend the existing Rule
38 83
FR 63604 (Dec. 11, 2018).
FR 8045 (Mar. 6, 2019).
40 84 FR 52393 (Oct. 2, 2019).
39 84
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
to implement new requirements to
provide important information to
consumers, obtain consumers’ express
informed consent, and ensure
consumers can easily cancel these
programs when they choose.41 The
comment period closed on June 23,
2023. Staff is currently reviewing the
public comments.
b. Proposed Rules
Since the publication of the 2022
Regulatory Plan, the Commission has
initiated or plans to take further steps as
described below in the following
rulemaking proceedings:
Energy Labeling Rule, 16 CFR part
305. The Energy Labeling Rule requires
energy labeling for major home
appliances and other consumer
products to help consumers compare
the energy usage and costs of competing
models. On October 25, 2022, the
Commission issued an advance notice of
proposed rulemaking that sought public
comment on potential amendments to
the Rule, including energy labels for
several new consumer product
categories, other possible amendments
to improve the Rule’s effectiveness, and
reducing unnecessary burdens.42 The
comment period as extended closed on
January 31, 2023.43 Staff is currently
reviewing the public comments.
Power Output Claims for Amplifiers
Utilized in Home Entertainment
Products, 16 CFR part 432. On
December 18, 2020, the Commission
initiated a periodic review of the
Amplifier Rule (formally ‘‘Power Output
Claims for Amplifiers Utilized in Home
Entertainment Products Rule’’).44 The
Commission sought comments on,
among other things, the economic
impact, and benefits of this Rule;
possible conflict between the Rule and
State, local, or other Federal laws or
regulations; and the effect on the Rule
of any technological, economic, or other
industry changes. The Amplifier Rule
establishes uniform test standards and
disclosures so that consumers can make
more meaningful comparisons of
amplifier-equipment performance
attributes. On July 27, 2022, the
Commission sought public comment on
a proposal to amend the Rule to require
sellers making power-related claims to
calculate power output using uniform
testing methods to allow consumers to
easily compare amplifier sound
quality.45 Additionally, for
multichannel home theater amplifiers
the Commission sought comment about
how to set test conditions to reflect
typical consumer use. The comment
period closed on September 26, 2022.
On August 21, 2023, the Commission
issued a supplemental notice of
proposed rulemaking.46 The comment
period closed on October 23, 2023.
Telemarketing Sales Rule, 16 CFR
part 310. On August 11, 2014, the
Commission initiated a periodic review
of the Telemarketing Sales Rule (TSR).47
The comment period as extended closed
on November 13, 2014.48 On June 3,
2022, the Commission issued a notice of
proposed rulemaking seeking public
comment on proposed amendments to
the TSR.49 The proposed amendments
would require telemarketers and sellers
to maintain additional records of their
telemarketing transactions, prohibit
material misrepresentations and false or
misleading statements in business-tobusiness telemarketing transactions, and
add a new definition for the term
‘‘previous donor.’’ The comment period
closed on August 2, 2022, and the
Commission has received 25 comments
to date. Also on June 3, 2022, the
Commission issued an advance notice of
proposed rulemaking seeking public
comment on whether the TSR should
continue to exempt telemarketing calls
to businesses, whether the TSR should
require a notice and cancellation
mechanism with negative option sales,
and whether to extend the TSR to apply
to telemarketing calls that consumers
initiate to a telemarketer (i.e., inbound
telemarketing calls) regarding computer
technical support services.50 The
comment period closed on August 2,
2022. Staff is reviewing the comments.
Non-Compete Clause Rule, proposed
to be codified at 16 CFR part 901. On
January 19, 2023, the Commission
proposed the Non-Compete Clause
Rule.51 The proposed rule would,
among other things, provide that it is an
unfair method of competition for an
employer to enter into or attempt to
enter into a non-compete clause with a
worker; to maintain with a worker a
non-compete clause; or, under certain
circumstances, to represent to a worker
that the worker is subject to a noncompete clause. On February 16, 2023,
the Commission hosted a public forum
that examined the FTC’s proposed rule
and provided an opportunity for
interested parties to directly share their
experiences with non-compete clauses.
46 88
41 88
FR 24716 (Apr. 24, 2023).
42 87 FR 64399 (Oct. 25, 2022).
43 88 FR 4796 (Jan. 25, 2023).
44 85 FR 82391 (Dec. 18, 2020).
45 87 FR 45047 (July 27, 2022).
PO 00000
Frm 00244
Fmt 4701
Sfmt 4702
FR 56780 (Aug. 21, 2023).
FR 46732 (Aug. 11, 2014).
48 79 FR 61267 (Oct. 10, 2014).
49 87 FR 33677 (June 3, 2022).
50 87 FR 33662 (June 3, 2022).
51 88 FR 3482 (Jan. 19, 2023).
47 79
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
The comment period as extended closed
on April 19, 2023. Staff is reviewing the
comments.
Motor Vehicle Dealers Trade
Regulation Rule, proposed to be codified
at 16 CFR part 463. On July 13, 2022,
the Commission issued a notice of
proposed rulemaking soliciting public
comment on a proposed Rule regarding
unfair or deceptive acts or practices
under its authority with respect to
motor vehicle dealers described in
section 1029(d) of the Dodd-Frank Wall
Street Reform and Consumer Protection
Act.52 The proposed rule would prohibit
motor vehicle dealers from making
certain misrepresentations in the course
of selling, leasing, or arranging
financing for motor vehicles; require
accurate pricing disclosures in dealers’
advertising and sales discussions;
require dealers to obtain consumers’
express, informed consent for charges;
prohibit the sale of any add-on product
or service that confers no benefit to the
consumer; and require dealers to keep
records of advertisements and customer
transactions. The public comment
period closed on September 12, 2022.
Staff is reviewing the public comments.
Trade Regulation Rule on
Impersonation of Government and
Businesses, proposed to be codified at
16 CFR part 461. On October 17, 2022,
the Commission issued a notice of
proposed rulemaking to address certain
deceptive or unfair acts or practices of
impersonation of government and
business officials.53 The public
comment period closed on December
16, 2022. An informal hearing was held
on May 4, 2023, at which oral
testimony 54 was provided and
additional written testimony was
accepted. Staff is reviewing the
comments.
Earnings Claims Trade Regulation
Rule, proposed to be codified at 16 CFR
part 462. On March 11, 2022, the
Commission issued an advance notice of
proposed rulemaking seeking public
comment about a potential rule to
address deceptive or unfair marketing
using earnings claims.55 The comment
period closed on May 10, 2022. Staff is
reviewing the comments.
Trade Regulation Rule on Commercial
Surveillance, 16 CFR part
undetermined. On August 22, 2022, the
Commission issued an advance notice of
52 87
FR 42012 (July 13, 2022).
FR 62741 (Oct. 17, 2022).
54 See Fed. Trade Comm’n, Transcript of Informal
Hearing Before the Administrative Law Judge on
Government and Business Impersonation Rule (May
4, 2023), https://www.ftc.gov/system/files/ftc_gov/
pdf/
impersonationruleinformalhearingtranscript.pdf.
55 87 FR 13951 (Mar. 11, 2022).
53 87
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
proposed rulemaking under section 18
of the FTC Act to limit privacy abuses,
curb lax security practices, and ensure
that algorithmic decision-making does
not result in unlawful discrimination.56
The Commission sought public
comment on whether new rules are
needed to protect people’s privacy and
information in the commercial
surveillance economy. On September 8,
2022, the Commission hosted a public
forum regarding its ANPR on
commercial surveillance and data
security practices that harm consumers
and competition. The public forum
included panel discussions and
members of the public provided
remarks. The ANPR’s extended public
comment period closed on November
21, 2022.57 Staff is reviewing the public
comments.
Funeral Rule, 16 CFR part 453. On
February 14, 2020, the Commission
initiated a periodic review of the
Funeral Industry Practices Rule (Funeral
Rule).58 The comment period as
extended closed on June 15, 2020.59 The
Funeral Rule, which became effective in
1984, requires sellers of funeral goods
and services to give price lists to
consumers who visit or call a funeral
home. On November 2, 2022, the
Commission issued an advance notice of
proposed rulemaking seeking comment
on potential updates to modernize the
Funeral Rule, including improvements
to the public accessibility of funeral
home price information.60 The comment
period closed on January 3, 2023. The
Commission also issued a staff report
that summarizes the results of staff’s
review of almost 200 funeral provider
websites.61 The Commission held a
public workshop on September 7,
2023.62 The workshop explored issues
relating to the Funeral Rule’s General
Price List requirements, including
whether and how funeral providers
should be required to provide price lists
electronically or online, and other
issues raised in the comments received
in response to the 2022 ANPR. The
comment period for any written
comments related to the issues
discussed at the workshop closed on
56 87
FR 51273 (Aug. 22, 2022).
63738 (Oct. 20, 2022).
58 85 FR 8490 (Feb. 14, 2020).
59 85 FR 20453(Apr. 13, 2020).
60 87 FR 66096 (Nov. 2, 2022).
61 See Fed. Trade Comm’n, FTC Seeks to Improve
the American Public’s Access to Funeral Service
Prices Online (Oct. 20, 2022), https://www.ftc.gov/
news-events/news/press-releases/2022/10/ftc-seeksimprove-american-publics-access-funeral-serviceprices-online.
62 88 FR 33011 (May 23, 2023).
57 FR
PO 00000
Frm 00245
Fmt 4701
Sfmt 4702
9535
October 10, 2023. Staff is reviewing the
public comments.
Unfair or Deceptive Fees Trade
Regulation Rule, proposed to be codified
at 16 CFR part 464. On November 8,
2022, the Commission issued an
advance notice of proposed rulemaking
to address certain deceptive or unfair
acts or practices related to fees.63 The
public comment period closed on
January 9, 2023. On October 11, 2023,
the Commission announced that it was
publishing a notice of proposed
rulemaking to promulgate a trade
regulation rule entitled ‘‘Rule on Unfair
or Deceptive Fees,’’ which would
prohibit unfair or deceptive practices
relating to fees for goods or services,
specifically, misrepresenting the total
costs of goods and services by omitting
mandatory fees from advertised prices
and misrepresenting the nature and
purpose of fees. The public comment
period will close 60 days after
publication in the Federal Register.
Trade Regulation Rule on the Use of
Reviews and Endorsements, proposed to
be codified at 16 CFR part 465. On
November 8, 2022, the Commission
issued an advance notice of proposed
rulemaking to address certain deceptive
or unfair acts or practices concerning
reviews and endorsements.64 The public
comment period closed on January 9,
2023. On July 31, 2023, the Commission
issued a notice of proposed rulemaking
seeking public comments concerning
the utility and scope of the proposed
trade regulation rule to prohibit the
specified unfair or deceptive acts or
practices.65 The comment period closed
on September 29, 2023, and staff is
reviewing the comments.
c. Final Actions
Since the publication of the 2022
Regulatory Plan, the Commission has
issued the following final agency
actions in rulemaking and guide
proceedings:
Endorsement Guides, 16 CFR part
255. On July 26, 2023, the Commission
adopted revised Endorsement Guides to
reflect the ways advertisers now reach
consumers to promote products and
services, including through social media
63 87 FR 67413 (Nov. 8, 2022); see also Fed. Trade
Comm’n, Federal Trade Commission Explores Rule
Cracking Down on Junk Fees (Oct. 20, 2022),
https://www.ftc.gov/news-events/news/pressreleases/2022/10/federal-trade-commissionexplores-rule-cracking-down-junk-fees.
64 87 FR 67424 (Nov. 8, 2022); see also Fed. Trade
Comm’n, Federal Trade Commission to Explore
Rulemaking to Combat Fake Reviews and Other
Deceptive Endorsements (Oct. 20, 2022), https://
www.ftc.gov/news-events/news/press-releases/2022/
10/ftc-explore-rulemaking-combat-fake-reviewsother-deceptive-endorsements.
65 88 FR 49364 (July 31, 2023).
E:\FR\FM\09FEP2.SGM
09FEP2
ddrumheller on DSK120RN23PROD with PROPOSALS2
9536
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
and reviews.66 The Guides provide
agency guidance to businesses and
others to ensure that advertising using
reviews or endorsements is truthful. The
final revised Guides took the public
comments received into consideration
and make a number of revisions
including: (1) articulating a new
principle regarding procuring,
suppressing, boosting, organizing,
publishing, upvoting, downvoting, or
editing consumer reviews so as to
distort what consumers think of a
product; (2) addressing incentivized
reviews, reviews by employees, and fake
negative reviews of a competitor; (3)
adding a definition of ‘‘clear and
conspicuous’’ and saying that a
platform’s built-in disclosure tool might
not be an adequate disclosure; (4)
changing the definition of
‘‘endorsements’’ to clarify the extent to
which it includes fake reviews, virtual
influencers, and tags in social media; (5)
better explaining the potential liability
of advertisers, endorsers, and
intermediaries; and (6) highlighting that
child-directed advertising is of special
concern. In many instances the
revisions responded to comments by
adding to or modifying the hypothetical
examples that illustrate the principles of
the Guides. For example, within section
255.2 concerning consumer
endorsements, staff modified Example 8
to clarify that a particular seller must
display reviews about its own customer
service but need not display reviews
about the customer service of a different
seller.
Safeguards Rule (Standards for
Safeguarding Customer Information), 16
CFR part 314. On December 9, 2021, the
Commission issued a supplemental
notice of proposed rulemaking that
proposes to amend the Safeguards Rule
to require financial institutions to report
to the Commission any security event
where the financial institutions have
determined misuse of customer
information has occurred or is
reasonably likely and that at least 1,000
consumers have been affected or
reasonably may be affected.67 The
comment period closed on February 7,
2022. On October 27, 2023, the
Commission announced a final rule
amendment that requires covered
financial institutions to notify the FTC
as soon as possible, and no later than 30
days after discovery, of a security breach
involving the information of at least 500
consumers. Such an event requires
notification if unencrypted customer
information has been acquired without
the authorization of the individual to
66 88
67 86
FR 48092 (July 26, 2023).
FR 70062 (Dec. 9, 2021).
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
which the information pertains. The
notice to the FTC must include certain
information about the event, such as the
number of consumers affected or
potentially affected. The breach
notification requirement becomes
effective 180 days after publication of
the rule in the Federal Register.
d. Significant Regulatory Actions
The Commission has three proposed
rules that would be a ‘‘significant
regulatory action’’ under the definition
in section 3(f) of Executive Order 12866:
the proposed Motor Vehicle Dealers
Trade Regulation Rule, to be codified at
16 CFR part 463, the proposed NonCompete Clause Rule to be codified at
16 CFR 910,and the proposed
substantive HSR form changes under the
Hart-Scott-Rodino Antitrust
Improvements Act Coverage,
Exemption, and Transmittal Rules, 16
CFR parts 801–803.
The Commission has no proposed
rule that would have significant
international impacts or any
international regulatory cooperation
activities that are reasonably anticipated
to lead to significant regulations, as
defined in Executive Order 13609.
Summary
The actions under consideration
advance the Commission’s mission by
informing and protecting consumers
while minimizing burdens on honest
businesses. The Commission continues
to identify and weigh the costs and
benefits of proposed regulatory actions
and possible alternative actions.
BILLING CODE 6750–01–P
U.S. NUCLEAR REGULATORY
COMMISSION
Statement of Regulatory Priorities for
Fiscal Year 2024
I. Introduction
Under the authority of the Atomic
Energy Act of 1954, as amended, and
the Energy Reorganization Act of 1974,
as amended, the U.S. Nuclear
Regulatory Commission (NRC) regulates
the possession and use of source,
byproduct, and special nuclear material.
Our regulatory mission is to license and
regulate the Nation’s civilian use of
byproduct, source, and special nuclear
materials to ensure the adequate
protection of public health and safety
and promote the common defense and
security. As part of our mission, we
regulate the operation of nuclear power
plants and fuel cycle facilities; the
safeguarding of nuclear materials from
theft and sabotage; the safe transport,
PO 00000
Frm 00246
Fmt 4701
Sfmt 4702
storage, and disposal of radioactive
materials and wastes; the
decommissioning and safe release for
other uses of licensed facilities that are
no longer in operation; and the medical,
industrial, and research applications of
nuclear material. In addition, we license
the import and export of radioactive
materials.
As part of our regulatory process, we
routinely conduct comprehensive
regulatory analyses that examine the
costs and benefits of contemplated
regulations. We have developed internal
procedures and programs to ensure that
we impose only necessary requirements
on our licensees and we review existing
regulations to determine whether the
requirements imposed are still
necessary.
Our regulatory priorities for fiscal
year (FY) 2024 reflect our safety and
security mission and will enable us to
achieve our three strategic goals
described in NUREG–1614, Volume 8,
‘‘Strategic Plan: Fiscal Years 2022–
2026,’’ issued April 2022 (https://
www.nrc.gov/reading-rm/doccollections/nuregs/staff/sr1614/v8/
index.html): (1) ensure the safe and
secure use of radioactive materials, (2)
continue to foster a healthy
organization, and (3) inspire stakeholder
confidence in the NRC.
II. Regulatory Priorities
This section contains information on
some of our most important and
significant regulatory actions that we are
considering issuing in proposed or final
form during FY 2024. This report does
not include the NRC’s high-priority
rulemakings titled ‘‘American Society of
Mechanical Engineers 2021–2022 Code
Editions’’ (RIN 3150–AK21; NRC–2018–
0289), ‘‘American Society of Mechanical
Engineers Code Cases and Update
Frequency’’ (RIN 3150–AK23; NRC–
2018–0291), ‘‘Risk-Informed,
Technology-Inclusive Regulatory
Framework for Advanced Reactors’’
(RIN 3150–AK31; NRC–2019–0062),
‘‘Advanced Nuclear Reactor Generic
Environmental Impact Statement’’ (RIN
3150–AK55; NRC 2020–0101), and
‘‘Reporting Nuclear Medicine Injection
Extravasations as Medical Events’’ (RIN
3150–AK91; NRC–2022–0218) as the
timeframe for reporting is only through
FY 2024; the agency expects to publish
the final rules during FY 2025. The
agency’s portion of the Unified Agenda
of Regulatory and Deregulatory Actions
contains additional information on NRC
rulemaking activities and a broader
spectrum of our upcoming regulatory
actions. We also provide additional
information on planned rulemakings
and petition for rulemaking activities,
E:\FR\FM\09FEP2.SGM
09FEP2
Federal Register / Vol. 89, No. 28 / Friday, February 9, 2024 / UA: Reg Flex Agenda
including priority and schedule, on our
website at https://www.nrc.gov/aboutnrc/regulatory/rulemaking/rulespetitions.html.
A. NRC Priority Rulemakings
Proposed Rules
Integrated Low-Level Radioactive
Waste Disposal (RIN 3150–AI92; NRC–
2011–0012): This rulemaking would
amend the NRC’s regulations in Title 10
of the Code of Federal Regulations Part
61, ‘‘Licensing Requirements for Land
Disposal of Radioactive Waste,’’ to
revise the licensing requirements for
low-level radioactive waste disposal and
address requirements for disposal of
greater-than-Class C and transuranic
waste.
ddrumheller on DSK120RN23PROD with PROPOSALS2
Final Rules
Alignment of Licensing Processes and
Lessons Learned from New Reactor
Licensing (RIN 3150–AI66; NRC–2009–
0196): This rulemaking would amend
the NRC’s regulations for the licensing
of new reactors. The rule would align
requirements between the two licensing
processes provided in the NRC’s
regulations to ensure that all new
reactor applications conform to the
NRC’s policies and requirements,
regardless of the selected licensing
approach. The rule would address
lessons learned from NRC reviews
conducted for combined licenses,
design certifications, early site permits,
and operating licenses.
Regulatory Improvements for
Production and Utilization Facilities
VerDate Sep<11>2014
18:15 Feb 08, 2024
Jkt 262001
Transitioning to Decommissioning (RIN
3150–AJ59; NRC–2015–0070): This
rulemaking would amend the NRC’s
regulations to provide an appropriate
regulatory framework for nuclear power
reactors transitioning from operations to
decommissioning.
Cyber Security for Fuel Facilities (RIN
3150–AJ64; NRC–2015–0179): This
rulemaking would amend the NRC’s
regulations to require certain fuel cycle
facilities to establish, implement, and
maintain a cyber security program that
is designed to protect public health and
safety and the common defense and
security.
Renewing Nuclear Power Plant
Operating Licenses—Environmental
Review (RIN 3150–AK32; NRC–2018–
0296): This rulemaking would amend
the NRC’s environmental protection
regulations by updating the
environmental effect findings of
renewing the operating license of a
nuclear power plant. These findings
would be based on a programmatic
analysis under the National
Environmental Policy Act. The rule will
affect operating power reactor licensees
that seek an initial or subsequent
renewed operating license.
Radioactive Source Security and
Accountability (RIN 3150–AK83; NRC–
2022–0103): The NRC is amending its
regulations to require safety and
security equipment to be in place before
the agency grants a license for
possession and use of radioactive
materials. This rule also would require
a licensee transferring category 3
PO 00000
Frm 00247
Fmt 4701
Sfmt 9990
9537
quantities of radioactive material to
verify that the recipient’s license
authorizes the receipt of the type, form,
and quantity of radioactive material to
be transferred, and that such verification
be conducted through the License
Verification System or by contacting the
license-issuing authority. Lastly, the
NRC would implement a more stringent
license verification method for licensees
relying upon an oral certification to
process an emergency shipment of
radioactive material and remove an
obsolete verification method for
obtaining sources of information. This
rulemaking would affect applicants for
a radioactive material license and
licensees that transfer category 3
quantities of radioactive material.
B. Significant Final Rules
The rulemaking activity below meets
the requirements of a significant
regulatory action in Executive Order
12866, ‘‘Regulatory Planning and
Review,’’ signed September 30, 1993,
because it is likely to have an annual
effect on the economy of $100 million
or more.
Revision of Fee Schedules: Fee
Recovery for FY 2024 (RIN 3150–AK74;
NRC–2022–0046): This rule amends the
NRC’s fee schedules for licensing,
inspection, and annual fees charged to
agency applicants and licensees.
BILLING CODE 7590–01–P
[FR Doc. 2024–00476 Filed 2–8–24; 8:45 am]
BILLING CODE 6820–27–P
E:\FR\FM\09FEP2.SGM
09FEP2
Agencies
[Federal Register Volume 89, Number 28 (Friday, February 9, 2024)]
[Unknown Section]
[Pages 9292-9537]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-00476]
[[Page 9291]]
Vol. 89
Friday,
No. 28
February 9, 2024
Part II
Regulatory Information Service Center
-----------------------------------------------------------------------
Introduction to the Unified Agenda of Federal Regulatory and
Deregulatory Actions--Fall 2023
Federal Register / Vol. 89 , No. 28 / Friday, February 9, 2024 / UA:
Reg Flex Agenda
[[Page 9292]]
-----------------------------------------------------------------------
REGULATORY INFORMATION SERVICE CENTER
Introduction to the Unified Agenda of Federal Regulatory and
Deregulatory Actions--Fall 2023
AGENCY: Regulatory Information Service Center.
ACTION: Introduction to the Unified Agenda of Federal Regulatory and
Deregulatory Actions.
-----------------------------------------------------------------------
SUMMARY: Publication of the Fall 2023 Unified Agenda of Federal
Regulatory and Deregulatory Actions represents a key component of the
regulatory planning mechanism prescribed in Executive Order (``E.O.'')
12866, ``Regulatory Planning and Review,'' (58 FR 51735, as amended)
and reaffirmed in E.O. 13563, ``Improving Regulation and Regulatory
Review,'' (76 FR 3821) and E.O. 14094, ``Modernizing Regulatory
Review,'' (88 FR 21879). The Regulatory Flexibility Act requires that
agencies publish semiannual regulatory agendas in the Federal Register
describing regulatory actions they are developing that may have a
significant economic impact on a substantial number of small entities
(5 U.S.C. 602). The Unified Agenda of Federal Regulatory and
Deregulatory Actions (Unified Agenda), published in the fall and
spring, helps agencies fulfill all of these requirements. All Federal
regulatory agencies have chosen to publish their regulatory agendas as
part of this publication. The complete publication of the Fall 2023
Unified Agenda contains the Regulatory Plans of 29 Federal agencies and
69 Federal agency regulatory agendas available to the public at
www.reginfo.gov.
The Fall 2023 Unified Agenda publication appearing in the Federal
Register includes the Regulatory Plan and agency Regulatory Flexibility
Agendas, in accordance with the publication requirements of the
Regulatory Flexibility Act. Agency Regulatory Flexibility Agendas
contain only those Agenda entries for rules that are likely to have a
significant economic impact on a substantial number of small entities
and entries that have been selected for periodic review under section
610 of the Regulatory Flexibility Act.
ADDRESSES: Regulatory Information Service Center (MV), General Services
Administration, 1800 F Street NW, Washington, DC 20405.
FOR FURTHER INFORMATION CONTACT: For further information about specific
regulatory actions, please refer to the agency contact listed for each
entry. To provide comment on or to obtain further information about
this publication, contact: Boris Arratia, Director, Regulatory
Information Service Center (MV), General Services Administration, 1800
F Street NW, Washington, DC 20405, 703-795-0816. You may also send
comments to us by email at: [email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents
Introduction to the Regulatory Plan and the Unified Agenda of Federal
Regulatory and Deregulatory Actions
I. What are the Regulatory Plan and the Unified Agenda?
II. Why are the Regulatory Plan and the Unified Agenda published?
III. How are the Regulatory Plan and the Unified Agenda organized?
IV. What information appears for each entry?
V. Abbreviations
VI. How can users get copies of the Plan and the Agenda?
Introduction to the Fall 2023 Regulatory Plan
Agency Regulatory Plans
Cabinet Departments
Department of Agriculture
Department of Commerce
Department of Defense
Department of Education
Department of Energy
Department of Health and Human Services
Department of Homeland Security
Department of Housing and Urban Development
Department of the Interior
Department of Justice
Department of Labor
Department of Transportation
Department of the Treasury
Department of Veterans Affairs
Other Executive Agencies
Corporation for National and Community Service
Environmental Protection Agency
Equal Employment Opportunity Commission
General Services Administration
National Archives and Records Administration
National Archives and Records Administration
National Science Foundation
Office of Personnel Management
Pension Benefit Guaranty Corporation
Small Business Administration
Social Security Administration
Joint Authority
Department of Defense/General Services Administration/National
Aeronautics and Space Administration (Federal Acquisition
Regulation)
Independent Regulatory Agencies
Consumer Product Safety Commission
Federal Trade Commission
Nuclear Regulatory Commission
Regulatory Flexibility Agendas
Cabinet Departments
Department of Agriculture
Department of Commerce
Department of Defense
Department of Education
Department of Energy
Department of Health and Human Services
Department of Homeland Security
Department of the Interior
Department of Justice
Department of Labor
Department of Transportation
Department of the Treasury
Other Executive Agencies
Architectural and Transportation Barriers Compliance Board
Environmental Protection Agency
General Services Administration
Small Business Administration
Joint Authority
Department of Defense/General Services Administration/National
Aeronautics and Space Administration (Federal Acquisition
Regulation)
Independent Regulatory Agencies
Consumer Financial Protection Bureau
Consumer Product Safety Commission
Federal Communications Commission
Federal Reserve System
National Labor Relations Board
Nuclear Regulatory Commission
Securities and Exchange Commission
Surface Transportation Board
Introduction to the Regulatory Plan and Unified Agenda of Federal
Regulatory and Deregulatory Actions
I. What are the Regulatory Plan and the Unified Agenda?
The Regulatory Plan serves as a defining statement of the
Administration's regulatory and deregulatory policies and priorities.
The Plan is part of the fall edition of the Unified Agenda. Each
participating agency's regulatory plan contains: (1) A narrative
statement of the agency's regulatory and deregulatory priorities, and,
for the most part; and (2) a description of the most important
significant regulatory and deregulatory actions that the agency
reasonably expects to issue in proposed or final form during the
upcoming fiscal year. This edition includes the regulatory plans of 29
agencies.
The Unified Agenda provides information about regulations that the
Government is considering or reviewing. The Unified Agenda has appeared
in the Federal Register twice each year since 1983 and has been
available online since 1995. The complete Unified Agenda is available
to the public at www.reginfo.gov. The online Unified Agenda offers
flexible search tools and access to the historic Unified Agenda
database dating back to
[[Page 9293]]
1995. The complete online edition of the Unified Agenda includes
regulatory agendas from 69 Federal agencies. Agencies of the United
States Congress are not included.
The Fall 2023 Unified Agenda publication appearing in the Federal
Register consists of the Regulatory Plan and Regulatory Flexibility
Agendas, in accordance with the publication requirements of the
Regulatory Flexibility Act. Agency Regulatory Flexibility Agendas
contain only those Agenda entries for rules that are likely to have a
significant economic impact on a substantial number of small entities
and entries that have been selected for periodic review under section
610 of the Regulatory Flexibility Act. Printed entries display only the
fields required by the Regulatory Flexibility Act. Complete Unified
Agenda information for those entries appears online in a uniform format
at www.reginfo.gov.
The following agencies have no entries identified for inclusion in
the printed Regulatory Flexibility Agenda. An asterisk (*) indicates
agencies that appear in The Regulatory Plan. The regulatory agendas of
these agencies are available to the public at www.reginfo.gov.
Cabinet Departments
Department of Housing and Urban Development*
Department of State
Department of Veterans Affairs*
Other Executive Agencies
Agency for International Development
Committee for Purchase From People Who Are Blind or Severely
Disabled
Corporation for National and Community Service*
Council on Environmental Quality
Court Services and Offender Supervision Agency for the District of
Columbia
Equal Employment Opportunity Commission*
Federal Mediation Conciliation Service
Institute of Museum and Library Services
Inter-American Foundation
National Aeronautics and Space Administration*
National Archives and Records Administration*
National Endowment for the Arts
National Endowment for the Humanities
National Mediation Board
National Science Foundation*
Office of Government Ethics
Office of Management and Budget
Office of the National Cyber Director
Office of Personnel Management*
Office of the United States Trade Representative
Peace Corps
Pension Benefit Guaranty Corporation*
Railroad Retirement Board
Selective Service System
Social Security Administration*
U.S. Agency for Global Media
Independent Agencies
Commodity Futures Trading Commission
Defense Nuclear Facilities Safety Board
Farm Credit Administration
Federal Deposit Insurance Corporation
Federal Energy Regulatory Commission
Federal Housing Finance Agency
Federal Maritime Commission
Federal Mine Safety and Health Review Commission
Federal Permitting Improvement Steering Council
Federal Trade Commission*
National Credit Union Administration
National Indian Gaming Commission
National Transportation Safety Board
Postal Regulatory Commission
U.S. Chemical Safety and Hazard Investigation Board
The Regulatory Information Service Center compiles the Unified
Agenda for the Office of Information and Regulatory Affairs (OIRA),
part of the Office of Management and Budget. OIRA is responsible for
overseeing the Federal Government's regulatory, paperwork, and
information resource management activities, including implementation of
Executive Order 12866, as amended (incorporated in Executive Order
13563). The Center also provides information about Federal regulatory
activity to the President and his Executive Office, the Congress,
agency officials, and the public.
The activities included in the Agenda are, in general, those that
will have a regulatory action within the next 12 months. Agencies may
choose to include activities that will have a longer timeframe than 12
months. Agency agendas also show actions or reviews completed or
withdrawn since the last Unified Agenda. Executive Order 12866, as
amended, does not require agencies to include regulations concerning
military or foreign affairs functions or regulations related to agency
organization, management, or personnel matters.
Agencies prepared entries for this publication to give the public
notice of their plans to review, propose, and issue regulations. They
have tried to predict their activities over the next 12 months as
accurately as possible, but dates and schedules are subject to change.
Agencies may withdraw some of the regulations now under development,
and they may issue or propose other regulations not included in their
agendas. Agency actions in the rulemaking process may occur before or
after the dates they have listed. The Unified Agenda does not create a
legal obligation on agencies to adhere to schedules in this publication
or to confine their regulatory activities to those regulations that
appear within it.
II. Why are the Regulatory Plan and the Unified Agenda published?
The Regulatory Plan and the Unified Agenda helps agencies comply
with their obligations under the Regulatory Flexibility Act and various
Executive orders and other statutes.
Regulatory Flexibility Act
The Regulatory Flexibility Act requires agencies to identify those
rules that may have a significant economic impact on a substantial
number of small entities (5 U.S.C. 602). Agencies meet that requirement
by including the information in their submissions for the Unified
Agenda. Agencies may also indicate those regulations that they are
reviewing as part of their periodic review of existing rules under the
Regulatory Flexibility Act (5 U.S.C. 610). Executive Order 13272,
``Proper Consideration of Small Entities in Agency Rulemaking,'' signed
August 13, 2002 (67 FR 53461), provides additional guidance on
compliance with the Act.
Executive Order 12866
Executive Order 12866, ``Regulatory Planning and Review,''
September 30, 1993 (58 FR 51735), as amended, requires covered agencies
to prepare an agenda of all regulations under development or review.
The Order also requires that certain agencies prepare annually a
regulatory plan of their ``most important significant regulatory
actions,'' which appears as part of the fall Unified Agenda. Executive
Order 13497, signed January 30, 2009 (74 FR 6113), revoked the
amendments to Executive Order 12866 that were contained in Executive
Order 13258 and Executive Order 13422.
Executive Order 14094
Executive Order (E.O.) 14094, ``Modernizing Regulatory Review,''
April 6, 2023 (88 FR 21879) sets forth specific actions for Federal
agencies and OIRA designed to modernize the regulatory process in order
to advance policies that promote the public interest and address
national priorities. E.O. 14094, among other things, amends Section
3(f)(1) of E.O. 12866 (Regulatory Planning and Review) to increase the
monetary threshold for significance under that provision, amends
Section 3(f)(4) to clarify what is significant under that provision,
and encourages greater public participation during all stages of the
regulatory process.
Executive Order 13563
Executive Order 13563, ``Improving Regulation and Regulatory
Review,'' January 18, 2011 (76 FR 3821) supplements and reaffirms the
[[Page 9294]]
principles, structures, and definitions governing contemporary
regulatory review that were established in Executive Order 12866, which
includes the general principles of regulation and public participation,
and orders integration and innovation in coordination across agencies;
flexible approaches where relevant, feasible, and consistent with
regulatory approaches; scientific integrity in any scientific or
technological information and processes used to support the agencies'
regulatory actions; and retrospective analysis of existing regulations.
Executive Order 13132
Executive Order 13132, ``Federalism,'' August 4, 1999 (64 FR
43255), directs agencies to have an accountable process to ensure
meaningful and timely input by State and local officials in the
development of regulatory policies that have ``federalism
implications'' as defined in the Order. Under the Order, an agency that
is proposing a regulation with federalism implications, which either
preempt State law or impose non-statutory unfunded substantial direct
compliance costs on State and local governments, must consult with
State and local officials early in the process of developing the
regulation. In addition, the agency must provide to the Director of the
Office of Management and Budget a federalism summary impact statement
for such a regulation, which consists of a description of the extent of
the agency's prior consultation with State and local officials, a
summary of their concerns and the agency's position supporting the need
to issue the regulation, and a statement of the extent to which those
concerns have been met. As part of this effort, agencies include in
their submissions for the Unified Agenda information on whether their
regulatory actions may have an effect on the various levels of
government and whether those actions have federalism implications.
Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4, title II)
requires agencies to prepare written assessments of the costs and
benefits of significant regulatory actions ``that may result in the
expenditure by State, local, and tribal governments, in the aggregate,
or by the private sector, of $100,000,000 or more in any 1 year.'' The
requirement does not apply to independent regulatory agencies, nor does
it apply to certain subject areas excluded by section 4 of the Act.
Affected agencies identify in the Unified Agenda those regulatory
actions they believe are subject to title II of the Act.
Executive Order 13211
Executive Order 13211, ``Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use,'' May 18,
2001 (66 FR 28355), directs agencies to provide, to the extent
possible, information regarding the adverse effects that agency actions
may have on the supply, distribution, and use of energy. Under the
Order, the agency must prepare and submit a Statement of Energy Effects
to the Administrator of the Office of Information and Regulatory
Affairs, Office of Management and Budget, for ``those matters
identified as significant energy actions.'' As part of this effort,
agencies may optionally include in their submissions for the Unified
Agenda information on whether they have prepared or plan to prepare a
Statement of Energy Effects for their regulatory actions.
Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (Pub. L.
104-121, title II) established a procedure for congressional review of
rules (5 U.S.C. 801 et seq.), which defers, unless exempted, the
effective date of a ``major'' rule for at least 60 days from the
publication of the final rule in the Federal Register. The Act
specifies that a rule is ``major'' if it has resulted, or is likely to
result, in an annual effect on the economy of $100 million or more or
meets other criteria specified in that Act. The Act provides that the
Administrator of OIRA will make the final determination as to whether a
rule is major.
III. How are the Regulatory Plan and the Unified Agenda organized?
The Regulatory Plan appears in part II in a daily edition of the
Federal Register. The Plan is a single document beginning with an
introduction, followed by a table of contents, followed by each
agency's section of the Plan. Following the Plan in the Federal
Register, as separate parts, are the Regulatory Flexibility Agendas for
each agency whose agenda includes entries for rules which are likely to
have a significant economic impact on a substantial number of small
entities or rules that have been selected for periodic review under
section 610 of the Regulatory Flexibility Act. Each printed agenda
appears as a separate part. The sections of the Plan and the parts of
the Unified Agenda are organized alphabetically in four groups: Cabinet
departments; other executive agencies; the Federal Acquisition
Regulation, a joint authority (Agenda only); and independent regulatory
agencies. Agencies may in turn be divided into subagencies. Each
printed agency agenda has a table of contents listing the agency's
printed entries that follow. Each agency's part of the Agenda contains
a preamble providing information specific to that agency. Each printed
agency agenda has a table of contents listing the agency's printed
entries that follow.
Each agency's section of the Plan contains a narrative statement of
regulatory priorities and, for most agencies, a description of the
agency's most important significant regulatory and deregulatory
actions. Each agency's part of the Agenda contains a preamble providing
information specific to that agency plus descriptions of the agency's
regulatory and deregulatory actions.
Agency regulatory flexibility agendas are printed in a single daily
edition of the Federal Register. A regulatory flexibility agenda is
printed for each agency whose agenda includes entries for rules which
are likely to have a significant economic impact on a substantial
number of small entities or rules that have been selected for periodic
review under section 610 of the Regulatory Flexibility Act. Each
printed agenda appears as a separate part. The parts are organized
alphabetically in four groups: Cabinet departments; other executive
agencies; the Federal Acquisition Regulation, a joint authority; and
independent regulatory agencies. Agencies may in turn be divided into
sub-agencies. Each agency's part of the Agenda contains a preamble
providing information specific to that agency. Each printed agency
agenda has a table of contents listing the agency's printed entries
that follow.
The online, complete Unified Agenda contains the preambles of all
participating agencies. Unlike the printed edition, the online Agenda
has no fixed ordering. In the online Agenda, users can select the
particular agencies' agendas they want to see. Users have broad
flexibility to specify the characteristics of the entries of interest
to them by choosing the desired responses to individual data fields. To
see a listing of all of an agency's entries, a user can select the
agency without specifying any particular characteristics of entries.
Each entry in the Agenda is associated with one of five rulemaking
stages. The rulemaking stages are:
1. Prerule Stage--actions agencies will undertake to determine
whether or how to initiate rulemaking. Such actions occur prior to a
Notice of Proposed Rulemaking (NPRM) and may include
[[Page 9295]]
Advance Notices of Proposed Rulemaking (ANPRMs) and reviews of existing
regulations.
2. Proposed Rule Stage--actions for which agencies plan to publish
a Notice of Proposed Rulemaking as the next step in their rulemaking
process or for which the closing date of the NPRM Comment Period is the
next step.
3. Final Rule Stage--actions for which agencies plan to publish a
final rule or an interim final rule or to take other final action as
the next step.
4. Long-Term Actions--items under development but for which the
agency does not expect to have a regulatory action within the 12 months
after publication of this edition of the Unified Agenda. Some of the
entries in this section may contain abbreviated information.
5. Completed Actions--actions or reviews the agency has completed
or withdrawn since publishing its last agenda. This section also
includes items the agency began and completed between issues of the
Agenda.
Long-Term Actions are rulemakings reported during the publication
cycle that are outside of the required 12-month reporting period for
which the Agenda was intended. Completed Actions in the publication
cycle are rulemakings that are ending their lifecycle either by
Withdrawal or completion of the rulemaking process. Therefore, the
Long-Term and Completed RINs do not represent the ongoing, forward-
looking nature intended for reporting developing rulemakings in the
Agenda pursuant to Executive Order 12866, section 4(b) and 4(c). To
further differentiate these two stages of rulemaking in the Unified
Agenda from active rulemakings, Long-Term and Completed Actions are
reported separately from active rulemakings, which can be any of the
first three stages of rulemaking listed above. A separate search
function is provided on www.reginfo.gov to search for Completed and
Long-Term Actions apart from each other and active RINs.
A bullet () preceding the title of an entry indicates that
the entry is appearing in the Unified Agenda for the first time.
In the printed edition, all entries are numbered sequentially from
the beginning to the end of the publication. The sequence number
preceding the title of each entry identifies the location of the entry
in this edition. The sequence number is used as the reference in the
printed table of contents. Sequence numbers are not used in the online
Unified Agenda because the unique Regulation Identifier Number (RIN) is
able to provide this cross-reference capability.
Editions of the Unified Agenda prior to fall 2007 contained several
indexes, which identified entries with various characteristics. These
included regulatory actions for which agencies believe that the
Regulatory Flexibility Act may require a Regulatory Flexibility
Analysis, actions selected for periodic review under section 610(c) of
the Regulatory Flexibility Act, and actions that may have federalism
implications as defined in Executive Order 13132 or other effects on
levels of government. These indexes are no longer compiled, because
users of the online Unified Agenda have the flexibility to search for
entries with any combination of desired characteristics. The online
edition retains the Unified Agenda's subject index based on the Federal
Register Thesaurus of Indexing Terms. In addition, online users have
the option of searching Agenda text fields for words or phrases.
IV. What information appears for each entry?
All entries in the online Unified Agenda contain uniform data
elements including, at a minimum, the following information:
Title of the Regulation--a brief description of the subject of the
regulation. In the printed edition, the notation ``Section 610 Review''
following the title indicates that the agency has selected the rule for
its periodic review of existing rules under the Regulatory Flexibility
Act (5 U.S.C. 610(c)). Some agencies have indicated completions of
section 610 reviews or rulemaking actions resulting from completed
section 610 reviews. In the online edition, these notations appear in a
separate field.
Priority--an indication of the significance of the regulation.
Agencies assign each entry to one of the following five categories of
significance.
(1) Economically Significant and Section 3(f)(1) Significant
On April 6, 2023, the President issued E.O. 14904 entitled
``Modernizing Regulatory Review.'' E.O. 14904 amends Section 3(f)(1) of
E.O. 12866 to increase the monetary threshold for significance under
this provision from $100 million to $200 million in annual effects and
directs that it be adjusted for GDP growth every three years. For
rulemaking actions that were in development prior to the issuance of
E.O. 14904, the Agenda largely uses the previous nomenclature of
``economically significant'' to indicate rulemaking actions expected to
have an annual effect on the economy of $100 million or more, the
threshold in E.O. 12866 prior to April 6, 2023. For rulemaking actions
which were submitted for OIRA review after the issuance of the E.O.
14904 on April 6, 2023 and are expected to have an annual effect on the
economy of $200 million or more, the term ``Section 3(f)(1)
Significant'' is used and will continue to be used in future Unified
Agendas. The amended definition of ``Section 3(f)(1) Significant''
under Executive Order 12866 is a rulemaking action that will ``have an
annual effect on the economy of $200 million or more (adjusted every 3
years by the Administrator of OIRA for changes in gross domestic
product); or will adversely affect in a material way the economy, a
sector of the economy, productivity, competition, jobs, the
environment, public health or safety, or State, local, or tribal
governments or communities.''
(2) Other Significant
A rulemaking that is not Economically Significant but is considered
Significant by the agency. This category includes rules that the agency
anticipates will be reviewed under Executive Order 12866, as amended,
or rules that are a priority of the agency head. These rules may or may
not be included in the agency's regulatory plan.
(3) Substantive, Nonsignificant
A rulemaking that has substantive impacts, but is neither
Significant, nor Routine and Frequent, nor Informational/
Administrative/Other.
(4) Routine and Frequent
A rulemaking that is a specific case of a multiple recurring
application of a regulatory program in the Code of Federal Regulations
and that does not alter the body of the regulation.
(5) Informational/Administrative/Other
A rulemaking that is primarily informational or pertains to agency
matters not central to accomplishing the agency's regulatory mandate
but that the agency places in the Unified Agenda to inform the public
of the activity.
Major--whether the rule is ``major'' under 5 U.S.C. 801 (Pub. L.
104-121) because it has resulted or is likely to result in an annual
effect on the economy of $100 million or more or meets other criteria
specified in that Act. The Act provides that the Administrator of the
Office of Information and Regulatory Affairs will make the final
determination as to whether a rule is major.
[[Page 9296]]
Unfunded Mandates--whether the rule is covered by section 202 of
the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4). The Act
requires that, before issuing an NPRM likely to result in a mandate
that may result in expenditures by State, local, and tribal
governments, in the aggregate, or by the private sector of more than
$100 million in 1 year, agencies, other than independent regulatory
agencies, shall prepare a written statement containing an assessment of
the anticipated costs and benefits of the Federal mandate.
Legal Authority--the section(s) of the United States Code (U.S.C.)
or Public Law (Pub. L.) or the Executive order (E.O.) that authorize(s)
the regulatory action. Agencies may provide popular name references to
laws in addition to these citations.
CFR Citation--the section(s) of the Code of Federal Regulations
that will be affected by the action.
Legal Deadline--whether the action is subject to a statutory or
judicial deadline, the date of that deadline, and whether the deadline
pertains to an NPRM, a Final Action, or some other action.
Abstract--a brief description of the problem the regulation will
address; the need for a Federal solution; to the extent available,
alternatives that the agency is considering to address the problem; and
potential costs and benefits of the action.
Timetable--the dates and citations (if available) for all past
steps and a projected date for at least the next step for the
regulatory action. A date displayed in the form 12/00/19 means the
agency is predicting the month and year the action will take place but
not the day it will occur. In some instances, agencies may indicate
what the next action will be, but the date of that action is ``To Be
Determined.'' ``Next Action Undetermined'' indicates the agency does
not know what action it will take next.
Regulatory Flexibility Analysis Required--whether an analysis is
required by the Regulatory Flexibility Act (5 U.S.C. 601 et seq.)
because the rulemaking action is likely to have a significant economic
impact on a substantial number of small entities as defined by the Act.
Small Entities Affected--the types of small entities (businesses,
governmental jurisdictions, or organizations) on which the rulemaking
action is likely to have an impact as defined by the Regulatory
Flexibility Act. Some agencies have chosen to indicate likely effects
on small entities even though they believe that a Regulatory
Flexibility Analysis will not be required.
Government Levels Affected--whether the action is expected to
affect levels of government and, if so, whether the governments are
State, local, tribal, or Federal.
International Impacts--whether the regulation is expected to have
international trade and investment effects, or otherwise may be of
interest to the Nation's international trading partners.
Federalism--whether the action has ``federalism implications'' as
defined in Executive Order 13132. This term refers to actions ``that
have substantial direct effects on the States, on the relationship
between the national government and the States, or on the distribution
of power and responsibilities among the various levels of government.''
Independent regulatory agencies are not required to supply this
information.
Included in the Regulatory Plan--whether the rulemaking was
included in the agency's current regulatory plan published in the fall
2022.
Agency Contact--the name and phone number of at least one person in
the agency who is knowledgeable about the rulemaking action. The agency
may also provide the title, address, fax number, email address, and TDD
for each agency contact.
Some agencies have provided the following optional information:
RIN Information URL--the internet address of a site that provides
more information about the entry.
Public Comment URL--the internet address of a site that will accept
public comments on the entry.
Alternatively, timely public comments may be submitted at the
Governmentwide e-rulemaking site, www.regulations.gov.
Additional Information--any information an agency wishes to include
that does not have a specific corresponding data element.
Compliance Cost to the Public--the estimated gross compliance cost
of the action.
Affected Sectors--the industrial sectors that the action may most
affect, either directly or indirectly. Affected sectors are identified
by North American Industry Classification System (NAICS) codes.
Energy Effects--an indication of whether the agency has prepared or
plans to prepare a Statement of Energy Effects for the action, as
required by Executive Order 13211 ``Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use,'' signed May
18, 2001 (66 FR 28355).
Related RINs--one or more past or current RIN(s) associated with
activity related to this action, such as merged RINs, split RINs, new
activity for previously completed RINs, or duplicate RINs.
Statement of Need--a description of the need for the regulatory
action.
Summary of the Legal Basis--a description of the legal basis for
the action, including whether any aspect of the action is required by
statute or court order.
Alternatives--a description of the alternatives the agency has
considered or will consider as required by section 4(c)(1)(B) of
Executive Order 12866.
Anticipated Costs and Benefits--a description of preliminary
estimates of the anticipated costs and benefits of the action.
Risks--a description of the magnitude of the risk the action
addresses, the amount by which the agency expects the action to reduce
this risk, and the relation of the risk and this risk reduction effort
to other risks and risk reduction efforts within the agency's
jurisdiction.
V. Abbreviations
The following abbreviations appear throughout this publication:
ANPRM--An Advance Notice of Proposed Rulemaking is a preliminary
notice, published in the Federal Register, announcing that an agency is
considering a regulatory action. An agency may issue an ANPRM before it
develops a detailed proposed rule. An ANPRM describes the general area
that may be subject to regulation and usually asks for public comment
on the issues and options being discussed. An ANPRM is issued only when
an agency believes it needs to gather more information before
proceeding to a notice of proposed rulemaking.
CFR--The Code of Federal Regulations is an annual codification of
the general and permanent regulations published in the Federal Register
by the agencies of the Federal Government. The Code is divided into 50
titles, each title covering a broad area subject to Federal regulation.
The CFR is keyed to and kept up to date by the daily issues of the
Federal Register.
E.O.--An Executive order is a directive from the President to
Executive agencies, issued under constitutional or statutory authority.
Executive orders are published in the Federal Register and in title 3
of the Code of Federal Regulations.
FR--The Federal Register is a daily Federal Government publication
that provides a uniform system for publishing Presidential documents,
all proposed and final regulations, notices
[[Page 9297]]
of meetings, and other official documents issued by Federal agencies.
FY--The Federal fiscal year runs from October 1 to September 30.
NPRM--A Notice of Proposed Rulemaking is the document an agency
issues and publishes in the Federal Register that describes and
solicits public comments on a proposed regulatory action. Under the
Administrative Procedure Act (5 U.S.C. 553), an NPRM must include, at a
minimum: A statement of the time, place, and nature of the public
rulemaking proceeding;
Legal Authority--A reference to the legal authority under which the
rule is proposed; and either the terms or substance of the proposed
rule or a description of the subjects and issues involved.
Public Law--A public law is a law passed by Congress and signed by
the President or enacted over his veto. It has general applicability,
unlike a private law that applies only to those persons or entities
specifically designated. Public laws are numbered in sequence
throughout the 2-year life of each Congress; for example, Public Law
112-4 is the fourth public law of the 112th Congress.
RFA--A Regulatory Flexibility Analysis is a description and
analysis of the impact of a rule on small entities, including small
businesses, small governmental jurisdictions, and certain small not-
for-profit organizations. The Regulatory Flexibility Act (5 U.S.C. 601
et seq.) requires each agency to prepare an initial RFA for public
comment when it is required to publish an NPRM and to make available a
final RFA when the final rule is published, unless the agency head
certifies that the rule would not have a significant economic impact on
a substantial number of small entities.
RIN--The Regulation Identifier Number is assigned by the Regulatory
Information Service Center to identify each regulatory action listed in
the Regulatory Plan and the Unified Agenda, as directed by Executive
Order 12866 (section 4(b)). Additionally, OMB has asked agencies to
include RINs in the headings of their Rule and Proposed Rule documents
when publishing them in the Federal Register, to make it easier for the
public and agency officials to track the publication history of
regulatory actions throughout their development.
Seq. No.--The sequence number identifies the location of an entry
in the printed edition of the Regulatory Plan and the Unified Agenda.
Note that a specific regulatory action will have the same RIN
throughout its development but will generally have different sequence
numbers if it appears in different printed editions of the Unified
Agenda. Sequence numbers are not used in the online Unified Agenda.
U.S.C.--The United States Code is a consolidation and codification
of all general and permanent laws of the United States. The U.S.C. is
divided into 50 titles, each title covering a broad area of Federal
law.
VI. How can users get copies of the Unified Agenda?
Copies of the Federal Register issue containing the printed edition
of the Unified Agenda (agency regulatory flexibility agendas) are
available from the Superintendent of Documents, U.S. Government
Publishing Office, P.O. Box 371954, Pittsburgh, PA 15250-7954.
Telephone: (202) 512-1800 or 1-866-512-1800 (toll-free). Copies of
individual agency materials may be available directly from the agency
or may be found on the agency's website. Please contact the particular
agency for further information. All editions of The Regulatory Plan and
the Unified Agenda of Federal Regulatory and Deregulatory Actions since
fall 1995 are available in electronic form at www.reginfo.gov, along
with flexible search tools. The Government Publishing Office's GPO
GovInfo website contains copies of the Agendas and Regulatory Plans
that have been printed in the Federal Register. These documents are
available at www.govinfo.gov.
Boris Arratia,
Director.
Department of Agriculture
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
1............................. Unfair Practices, Undue 0581-AE04 Proposed Rule Stage.
Preferences, and Harm to
Competition Under the
Packers and Stockyards
Act (AMS-FTPP-21-0046).
2............................. Inclusive Competition and 0581-AE05 Final Rule Stage.
Market Integrity Under
the Packers and
Stockyards Act (AMS-FTPP-
21-0045).
3............................. Special Supplemental 0584-AE82 Final Rule Stage.
Nutrition Program for
Women, Infants and
Children (WIC):
Revisions in the WIC
Food Packages.
4............................. Child Nutrition Programs: 0584-AE88 Final Rule Stage.
Revisions to Meal
Patterns Consistent With
the 2020 Dietary
Guidelines for Americans.
5............................. Special Supplemental 0584-AE94 Final Rule Stage.
Nutrition Program for
Women, Infants, and
Children (WIC):
Implementation of the
Access to Baby Formula
Act of 2022 and Related
Provisions.
6............................. Interim Final Rule-- 0584-AE96 Final Rule Stage.
Implementing Provisions
From the Consolidated
Appropriations Act,
2023: Establishing the
Summer EBT Program and
Non-Congregate Option in
the Summer Food Service
Program.
7............................. Labeling of Meat and 0583-AD89 Proposed Rule Stage.
Poultry Products Made
Using Animal Cell
Culture Technology.
8............................. Salmonella Framework..... 0583-AD96 Proposed Rule Stage.
9............................. Revision of the Nutrition 0583-AD56 Final Rule Stage.
Facts Labels for Meat
and Poultry Products and
Updating Certain
Reference Amounts
Customarily Consumed.
10............................ Voluntary Labeling of 0583-AD87 Final Rule Stage.
FSIS-Regulated Products
With U.S. Origin Claims.
11............................ Update and Clarification 0596-AD32 Proposed Rule Stage.
of the Locatable
Minerals Regulations.
12............................ Higher Blends 0570-AB11 Proposed Rule Stage.
Infrastructure Incentive
Program.
----------------------------------------------------------------------------------------------------------------
[[Page 9298]]
Department of Commerce
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
13............................ Illegal, Unreported, and 0648-BG11 Proposed Rule Stage.
Unregulated Fishing;
Fisheries Enforcement;
High Seas Driftnet
Fishing Moratorium
Protection Act.
14............................ Amendments to the North 0648-BI88 Final Rule Stage.
Atlantic Right Whale
Vessel Strike Reduction
Rule.
15............................ Endangered and Threatened 0648-BK47 Final Rule Stage.
Wildlife and Plants;
Regulations for Listing
Species and Designating
Critical Habitat.
16............................ Endangered and Threatened 0648-BK48 Final Rule Stage.
Wildlife and Plants;
Revision of Regulations
for Interagency
Cooperation.
17............................ Setting and Adjusting 0651-AD64 Proposed Rule Stage.
Patent Fees.
18............................ Setting and Adjusting 0651-AD65 Proposed Rule Stage.
Trademark Fees.
----------------------------------------------------------------------------------------------------------------
Department of Defense
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
19............................ Cybersecurity Maturity 0790-AL49 Proposed Rule Stage.
Model Certification
(CMMC) Program.
20............................ Department of Defense 0790-AK86 Final Rule Stage.
(DoD)-Defense Industrial
Base (DIB) Cybersecurity
(CS) Activities.
21............................ Definitions of Gold Star 0790-AL56 Final Rule Stage.
Family and Gold Star
Survivor.
22............................ Nondiscrimination on the 0790-AJ04 Long-Term Actions.
Basis of Disability in
Programs or Activities
Assisted or Conducted by
the DoD and in Equal
Access to Information
and Communication
Technology Used by DoD.
23............................ Assessing Contractor 0750-AK81 Proposed Rule Stage.
Implementation of
Cybersecurity
Requirements (DFARS Case
2019-D041).
24............................ Modification of Prize 0750-AL65 Proposed Rule Stage.
Authority For Advanced
Technology Achievements
(DFARS Case 2022-D014).
25............................ Past Performance of 0750-AK16 Final Rule Stage.
Subcontractors and Joint
Venture Partners (DFARS
Case 2018-D055).
26............................ Small Business Innovation 0750-AK84 Final Rule Stage.
Research Program Data
Rights (DFARS Case 2019-
D043).
27............................ DFARS Buy American Act 0750-AL74 Final Rule Stage.
Requirements (DFARS Case
2022-D019).
28............................ Policy and Procedures for 0710-AB22 Proposed Rule Stage.
Processing Requests to
Alter U.S. Army Corps of
Engineers Civil Works
Projects Pursuant to 33
U.S.C. 408.
29............................ Flood Control Cost- 0710-AB34 Proposed Rule Stage.
Sharing Requirements
Under the Ability to Pay
Provision.
30............................ USACE Implementing 0710-AB41 Proposed Rule Stage.
Procedures for
Principles,
Requirements, and
Guidelines Applicable to
Actions Involving
Investment in Water
Resources.
31............................ Appendix C Procedures for 0710-AB46 Proposed Rule Stage.
the Protection of
Historic Properties.
32............................ Natural Disaster 0710-AA78 Final Rule Stage.
Procedures:
Preparedness, Response,
and Recovery Activities
of the Corps of
Engineers.
33............................ Credit Assistance for 0710-AB31 Completed Actions.
Water Resources
Infrastructure Projects.
34............................ Revised Definition of 0710-AB55 Completed Actions.
``Waters of the United
States''; Conforming.
35............................ TRICARE Coverage of 0720-AB83 Final Rule Stage.
Clinical Trials and
Termination of Expanded
Access Treatments.
36............................ Expanding TRICARE Access 0720-AB85 Final Rule Stage.
to Care in Response to
the COVID-19 Pandemic.
37............................ Collection From Third 0720-AB87 Final Rule Stage.
Party Payers of
Reasonable Charges for
Healthcare Services;
Amendment.
----------------------------------------------------------------------------------------------------------------
Department of Education
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
38............................ Nondiscrimination on the 1870-AA16 Final Rule Stage.
Basis of Sex in
Education Programs or
Activities Receiving
Federal Financial
Assistance.
39............................ Nondiscrimination on the 1870-AA19 Final Rule Stage.
Basis of Sex in
Education Programs or
Activities Receiving
Federal Financial
Assistance: Sex-Related
Eligibility Criteria For
Male and Female Athletic
Teams.
40............................ EDGAR Revisions.......... 1875-AA14 Proposed Rule Stage.
41............................ Family Educational Rights 1875-AA15 Proposed Rule Stage.
and Privacy Act.
42............................ Student Loan Relief...... 1840-AD93 Proposed Rule Stage.
43............................ Gainful Employment....... 1840-AD57 Completed Actions.
44............................ Improving Income Driven 1840-AD81 Completed Actions.
Repayment.
----------------------------------------------------------------------------------------------------------------
[[Page 9299]]
Department of Energy
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
45............................ Clean Energy for New 1904-AB96 Final Rule Stage.
Federal Buildings and
Major Renovations of
Federal Buildings.
46............................ Energy Conservation 1904-AD91 Final Rule Stage.
Standards for Consumer
Water Heaters.
47............................ Coordination of Federal 1901-AB62 Final Rule Stage.
Authorizations for
Electric Transmission
Facilities.
----------------------------------------------------------------------------------------------------------------
Department of Health and Human Services
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
48............................ Rulemaking on 0945-AA15 Proposed Rule Stage.
Discrimination on the
Basis of Disability in
Health and Human
Services Programs or
Activities.
49............................ Proposed Modifications to 0945-AA22 Proposed Rule Stage.
the HIPAA Security Rule
to Strengthen the
Cybersecurity of
Electronic Protected
Health Information.
50............................ Confidentiality of 0945-AA16 Final Rule Stage.
Substance Use Disorder
Patient Records.
51............................ Nondiscrimination in 0945-AA17 Final Rule Stage.
Health Programs and
Activities.
52............................ Safeguarding the Rights 0945-AA18 Final Rule Stage.
of Conscience as
Protected by Federal
Statutes.
53............................ Health and Human Services 0945-AA19 Final Rule Stage.
Grants Regulation.
54............................ Proposed Modifications to 0945-AA20 Final Rule Stage.
the HIPAA Privacy Rule
to Support Reproductive
Health Care Privacy.
55............................ Establishment of 0955-AA05 Proposed Rule Stage.
Disincentives for Health
Care Providers Who Have
Committed Information
Blocking.
56............................ Control of Communicable 0920-AA75 Final Rule Stage.
Diseases; Foreign
Quarantine.
57............................ Tobacco Product Standard 0910-AI76 Proposed Rule Stage.
for Nicotine Level of
Certain Tobacco Products.
58............................ Front-of-Package 0910-AI80 Proposed Rule Stage.
Nutrition Labeling.
59............................ Medical Devices; 0910-AI85 Proposed Rule Stage.
Laboratory Developed
Tests.
60............................ Nonprescription Drug 0910-AH62 Final Rule Stage.
Product With an
Additional Condition for
Nonprescription Use.
61............................ Nutrient Content Claims, 0910-AI13 Final Rule Stage.
Definition of Term:
Healthy.
62............................ Tobacco Product Standard 0910-AI28 Final Rule Stage.
for Characterizing
Flavors in Cigars.
63............................ Standards for the 0910-AI49 Final Rule Stage.
Growing, Harvesting,
Packing, and Holding of
Produce for Human
Consumption Relating to
Agricultural Water.
64............................ Tobacco Product Standard 0910-AI60 Final Rule Stage.
for Menthol in
Cigarettes.
65............................ Countermeasures Injury 0906-AB31 Proposed Rule Stage.
Compensation Program:
COVID-19 Countermeasures
Injury Table.
66............................ 340B Drug Pricing 0906-AB28 Final Rule Stage.
Program; Administrative
Dispute Resolution.
67............................ Healthcare System 0938-AU91 Proposed Rule Stage.
Resiliency and
Modernization (CMS-3426).
68............................ Appeal Rights for Certain 0938-AV16 Proposed Rule Stage.
Changes in Patient
Status (CMS-4204).
69............................ Contract Year 2025 Policy 0938-AV24 Proposed Rule Stage.
and Technical Changes to
the Medicare Advantage,
Medicare Prescription
Drug Benefit, and
Medicare Cost Plan
Programs, and PACE (CMS-
4205).
70............................ Minimum Staffing 0938-AV25 Proposed Rule Stage.
Standards for Long-Term
Care Facilities and
Medicaid Institutional
Payment Transparency
Reporting (CMS-3442).
71............................ Streamlining the 0938-AU00 Final Rule Stage.
Medicaid, CHIP, and BHP
Application, Eligibility
Determination,
Enrollment, and Renewal
Processes (CMS-2421).
72............................ Short-Term, Limited- 0938-AU67 Final Rule Stage.
Duration Insurance;
Independent,
Noncoordinated Excepted
Benefits Coverage; Level-
Funded Plan
Arrangements; and Tax
Treatment of Certain
Accident and Health
Insurance (CMS-9904).
73............................ Ensuring Access to 0938-AU68 Final Rule Stage.
Medicaid Services (CMS-
2442).
74............................ Coverage of Certain 0938-AU94 Final Rule Stage.
Preventive Services
Under the Affordable
Care Act (CMS-9903).
75............................ Medicaid and Children's 0938-AU99 Final Rule Stage.
Health Insurance Program
(CHIP) Managed Care
Access, Finance, and
Quality (CMS-2439).
76............................ Disclosures of Ownership 0938-AU90 Long-Term Actions.
and Additional
Disclosable Parties
Information for Skilled
Nursing Facilities and
Nursing Facilities (CMS-
6084).
77............................ Hospital Outpatient 0938-AV18 Completed Actions.
Prospective Payment
System: Remedy for 340B-
Acquired Drugs Purchased
in Cost Years 2018-2022
(CMS-1793).
78............................ Strengthening Temporary 0970-AC97 Proposed Rule Stage.
Assistance for Needy
Families (TANF) as a
Safety Net Program.
79............................ Employment and Training 0970-AD00 Proposed Rule Stage.
Services for
Noncustodial Parents in
the Child Support
Services Program.
80............................ Supporting the Head Start 0970-AD01 Proposed Rule Stage.
Workforce and Other
Quality Improvements.
81............................ Safe and Appropriate 0970-AD03 Proposed Rule Stage.
Foster Care Placement
Requirements for Titles
IV-E and IV-B.
82............................ Improving Child Care 0970-AD02 Final Rule Stage.
Access, Affordability,
and Stability in the
Child Care and
Development Fund (CCDF).
83............................ Separate Licensing 0970-AC91 Completed Actions.
Standards for Relative
or Kinship Foster Family
Homes.
84............................ Adult Protective Services 0985-AA18 Proposed Rule Stage.
Functions and Grant
Programs.
----------------------------------------------------------------------------------------------------------------
[[Page 9300]]
Department of Homeland Security
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
85............................ Victims of Qualifying 1615-AA67 Proposed Rule Stage.
Criminal Activities;
Eligibility Requirements
for U Nonimmigrant
Status and Adjustment of
Status.
86............................ Improving the Regulations 1615-AC22 Proposed Rule Stage.
Governing the Adjustment
of Status to Lawful
Permanent Residence and
Related Immigration
Benefits.
87............................ Asylum Eligibility and 1615-AC57 Proposed Rule Stage.
Public Health.
88............................ Clarifying Definitions 1615-AC65 Proposed Rule Stage.
and Analyses for Fair
and Efficient Asylum and
Other Protection
Determinations.
89............................ Procedures for Asylum and 1615-AC69 Proposed Rule Stage.
Bars to Asylum
Eligibility.
90............................ Modernizing H-1B 1615-AC70 Proposed Rule Stage.
Requirements and
Oversight, Providing
Flexibility in the F-1
Program, and Program
Improvements Affecting
Other Nonimmigrant
Workers.
91............................ Modernizing H-2 Program 1615-AC76 Proposed Rule Stage.
Requirements, Oversight,
and Worker Protections.
92............................ Citizenship and 1615-AC80 Proposed Rule Stage.
Naturalization and Other
Related Flexibilities.
93............................ U.S. Citizenship and 1615-AC68 Final Rule Stage.
Immigration Services Fee
Schedule and Changes to
Certain Other
Immigration Benefit
Request Requirements.
94............................ Shipping Safety Fairways 1625-AC57 Proposed Rule Stage.
Along the Atlantic Coast.
95............................ Cybersecurity in the 1625-AC77 Proposed Rule Stage.
Marine Transportation
System.
96............................ MARPOL Annex VI; 1625-AC78 Proposed Rule Stage.
Prevention of Air
Pollution From Ships.
97............................ Advance Passenger 1651-AB43 Final Rule Stage.
Information System:
Electronic Validation of
Travel Documents.
98............................ Enhancing Surface Cyber 1652-AA74 Proposed Rule Stage.
Risk Management.
99............................ Flight Training Security 1652-AA35 Final Rule Stage.
Program.
100........................... Frequency of Renewal 1652-AA72 Final Rule Stage.
Cycle for Indirect Air
Carrier Security
Programs.
101........................... Minimum Standards for 1652-AA76 Final Rule Stage.
Driver's Licenses and
Identification Cards
Acceptable by Federal
Agencies for Official
Purposes; Waiver for
Mobile Driver's Licenses.
102........................... Clarifying and Revising 1653-AA92 Proposed Rule Stage.
Custody Determination
and Detention
Classification
Procedures.
103........................... National Flood Insurance 1660-AB06 Proposed Rule Stage.
Program: Standard Flood
Insurance Policy,
Homeowner Flood Form.
104........................... Update of FEMA's Public 1660-AB09 Proposed Rule Stage.
Assistance Regulations.
105........................... Updates to Floodplain 1660-AB12 Proposed Rule Stage.
Management and
Protection of Wetlands
Regulations to Implement
the Federal Flood Risk
Management Standard.
106........................... Individual Assistance 1660-AB07 Final Rule Stage.
Program Equity.
107........................... National Flood Insurance 1660-AB11 Long-Term Actions.
Program's Floodplain
Management Standards for
Land Management & Use, &
an Assessment of the
Program's Impact on
Threatened and
Endangered Species &
Their Habitats.
----------------------------------------------------------------------------------------------------------------
Department of the Interior
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
108........................... ONRR Designation Form for 1012-AA33 Proposed Rule Stage.
Payment Responsibility.
109........................... Oil-Spill Response 1014-AA44 Proposed Rule Stage.
Requirements for
Facilities Located
Seaward of the Coast
Line Proposed Rule.
110........................... Revisions to Subpart J-- 1014-AA45 Proposed Rule Stage.
Pipelines and Pipeline
Rights-of-Way Proposed
Rule.
111........................... Outer Continental Shelf 1014-AA49 Final Rule Stage.
Lands Act; Operating in
High-Pressure and/or
High-Temperature (HPHT)
Environments.
112........................... Carbon Sequestration..... 1082-AA04 Proposed Rule Stage.
113........................... Department of the 1090-AB25 Proposed Rule Stage.
Interior Acquisition
Regulation Governance
Titles.
114........................... Natural Resource Damages 1090-AB26 Proposed Rule Stage.
for Hazardous Substances.
115........................... Privacy Act Exemption for 1090-AB28 Proposed Rule Stage.
INTERIOR/DOI-10, DOI Law
Enforcement Records
Management System
(LERMS).
116........................... Privacy Act Exemption for 1090-AB27 Final Rule Stage.
INTERIOR/OIG-02
Investigative Records.
117........................... Office of Hearings and 1094-AA57 Proposed Rule Stage.
Appeals (OHA) Rule.
118........................... Wildlife and Fisheries; 1018-BF63 Proposed Rule Stage.
Compensatory Mitigation
Mechanisms.
119........................... Migratory Bird Permits; 1018-BF71 Proposed Rule Stage.
Authorizing the
Incidental Take of
Migratory Birds,
Proposed Rule.
120........................... Maintaining the 1018-BG78 Proposed Rule Stage.
Biological Integrity,
Diversity, and
Environmental Health of
the National Wildlife
Refuge System, Proposed
rule.
121........................... Permits for Incidental 1018-BE70 Final Rule Stage.
Take of Eagles and Eagle
Nests, Final Rule.
122........................... Regulations Pertaining to 1018-BF88 Final Rule Stage.
Endangered and
Threatened Wildlife and
Plants.
123........................... Regulations for Listing 1018-BF95 Final Rule Stage.
Endangered and
Threatened Species and
Designating Critical
Habitat, Final Rule.
124........................... Endangered and Threatened 1018-BF96 Final Rule Stage.
Wildlife and Plants;
Interagency Cooperation.
125........................... Endangered Species Act 1018-BF99 Final Rule Stage.
Section 10 Regulations;
Enhancement of Survival
and Incidental Take
Permits, Final rule.
126........................... Revision to the Section 1018-BG66 Final Rule Stage.
4(d) Rule for the
African Elephant, Final
rule.
127........................... Establishment of a 1018-BG79 Final Rule Stage.
Nonessential
Experimental Population
of the Gray Wolf in the
State of Colorado, Final
Rule.
[[Page 9301]]
128........................... National Wildlife Refuge 1018-BG71 Completed Actions.
System; Station-Specific
Hunting and Sport
Fishing Regulations,
2023-24, Final rule.
129........................... Native American Graves 1024-AE19 Final Rule Stage.
Protection and
Repatriation Act
Regulations.
130........................... Alaska; Hunting and 1024-AE70 Final Rule Stage.
Trapping in National
Preserves.
131........................... Agricultural Leasing of 1076-AF66 Proposed Rule Stage.
Indian Land.
132........................... Procedures for Federal 1076-AF67 Proposed Rule Stage.
Acknowledgment of Indian
Tribes.
133........................... Indian Arts and Crafts... 1076-AF69 Proposed Rule Stage.
134........................... Mining of the Osage 1076-AF59 Final Rule Stage.
Mineral Estate for Oil
and Gas.
135........................... Class III Tribal State 1076-AF68 Final Rule Stage.
Gaming Compact Process.
136........................... Land Acquisitions........ 1076-AF71 Final Rule Stage.
137........................... Fitness to Operate 1010-AE21 Proposed Rule Stage.
Standards for Oil and
Gas Operators and
Lessees on the Outer
Continental Shelf.
138........................... Renewable Energy 1010-AE04 Final Rule Stage.
Modernization Rule.
139........................... Protection of Marine 1010-AE11 Final Rule Stage.
Archaeological Resources.
140........................... Risk Management and 1010-AE14 Final Rule Stage.
Financial Assurance for
OCS Lease and Grant
Obligations.
141........................... Emergency Preparedness 1029-AC82 Proposed Rule Stage.
for Impoundments.
142........................... Ten-Day Notices.......... 1029-AC81 Final Rule Stage.
143........................... Public Conduct on Bureau 1006-AA58 Final Rule Stage.
of Reclamation
Facilities, Lands and
Waterbodies.
144........................... Closure and Restriction 1004-AE89 Proposed Rule Stage.
Orders.
145........................... Management and Protection 1004-AE95 Proposed Rule Stage.
of the National
Petroleum Reserve in
Alaska.
146........................... Update of the 1004-AE60 Final Rule Stage.
Communications Uses
Program, Right-of-Way
Cost Recovery Fee
Schedules and Section
512 of FLPMA for Rights-
of-Way.
147........................... Rights-of-Way, Leasing 1004-AE78 Final Rule Stage.
and Operations for
Renewable Energy.
148........................... Waste Prevention, 1004-AE79 Final Rule Stage.
Production Subject to
Royalties, and Resource
Conservation.
149........................... Fluid Mineral Leases and 1004-AE80 Final Rule Stage.
Leasing Process.
150........................... Conservation and 1004-AE92 Final Rule Stage.
Landscape Health.
----------------------------------------------------------------------------------------------------------------
Department of Justice
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
151........................... Implementation of the ADA 1190-AA73 Proposed Rule Stage.
Amendments Act of 2008:
Federally Conducted
(Section 504 of the
Rehabilitation Act of
1973).
152........................... Nondiscrimination on the 1190-AA77 Proposed Rule Stage.
Basis of Disability by
State and Local
Governments; Public
Right-of-Way.
153........................... Nondiscrimination on the 1190-AA78 Proposed Rule Stage.
Basis of Disability by
State and Local
Governments: Medical
Diagnostic Equipment.
154........................... Nondiscrimination on the 1190-AA79 Final Rule Stage.
Basis of Disability:
Accessibility of Web
Information and Services
of State and Local
Government Entities.
155........................... Telemedicine Prescribing 1117-AB40 Proposed Rule Stage.
of Controlled Substances
When the Practitioner
and the Patient Have not
had a Prior In-Person
Medical Evaluation.
156........................... Import/Export and 1117-AB80 Proposed Rule Stage.
Domestic Transactions of
Tableting and
Encapsulating Machines.
157........................... Clarifying Definitions 1125-AB13 Proposed Rule Stage.
and Analyses for Fair
and Efficient Asylum and
Other Protection
Determinations.
158........................... Appellate Procedures and 1125-AB18 Proposed Rule Stage.
Decisional Finality in
Immigration Proceedings;
Administrative Closure.
159........................... Hearing Requirements and 1125-AB22 Proposed Rule Stage.
Application Procedures
for Asylum and Related
Protection.
160........................... Clarifying and Revising 1125-AB27 Proposed Rule Stage.
Custody Determination
Procedures for
Noncitizens Subject to
Discretionary Detention
(INA 236(a)/8 U.S.C.
1226 detention).
----------------------------------------------------------------------------------------------------------------
Department of Labor
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
161........................... Defining and Delimiting 1235-AA39 Proposed Rule Stage.
the Exemptions for
Executive,
Administrative,
Professional, Outside
Sales, and Computer
Employees.
162........................... Nondisplacement of 1235-AA42 Final Rule Stage.
Qualified Workers Under
Service Contracts.
163........................... Employee or Independent 1235-AA43 Final Rule Stage.
Contractor
Classification Under the
Fair Labor Standards Act.
164........................... Improving Protections For 1205-AC12 Proposed Rule Stage.
Workers in Temporary
Agricultural Employment
in the United States.
165........................... National Apprenticeship 1205-AC13 Proposed Rule Stage.
System Enhancements.
166........................... Wagner-Peyser Act 1205-AC02 Final Rule Stage.
Staffing.
167........................... Retirement Security Rule: 1210-AC02 Proposed Rule Stage.
Definition of an
Investment Advice
Fiduciary.
[[Page 9302]]
168........................... Mental Health Parity and 1210-AC11 Proposed Rule Stage.
Addiction Equity Act and
the Consolidated
Appropriations Act, 2021.
169........................... Definition of 'Employer' 1210-AC16 Proposed Rule Stage.
Under Section 3(5) of
ERISA-Association Health
Plans.
170........................... Coverage of Certain 1210-AC13 Final Rule Stage.
Preventive Services
Under the Affordable
Care Act.
171........................... Respirable Crystalline 1219-AB36 Final Rule Stage.
Silica.
172........................... Safety Program for 1219-AB91 Final Rule Stage.
Surface Mobile Equipment.
173........................... Heat Illness Prevention 1218-AD39 Prerule Stage.
in Outdoor and Indoor
Work Settings.
174........................... Infectious Diseases...... 1218-AC46 Proposed Rule Stage.
175........................... Emergency Response....... 1218-AC91 Proposed Rule Stage.
----------------------------------------------------------------------------------------------------------------
Department of Transportation
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
176........................... Safety Management Systems 2120-AL60 Final Rule Stage.
----------------------------------------------------------------------------------------------------------------
Department of Veterans Affairs
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
177........................... Updating VA Adjudication 2900-AR10 Proposed Rule Stage.
Regulations for
Disability or Death
Benefit Claims Related
to Herbicide Exposure.
178........................... Expanding Veterans 2900-AR47 Proposed Rule Stage.
Cemetery Grant Program
(VCGP) Grants to Include
Training Costs.
179........................... Technical Revisions to 2900-AR73 Proposed Rule Stage.
Expand Health Care for
Certain Toxic Exposure
and Overseas Contingency
Service.
180........................... Updating VA Adjudication 2900-AR75 Proposed Rule Stage.
Regulations for
Disability or Death
Benefits Based on Toxic
Exposure.
181........................... Evidence Requirements for 2900-AR91 Proposed Rule Stage.
Direct Service
Connection of Covered
Mental Health Conditions
Based on In-Service
Personal Trauma.
182........................... Amendments to the 2900-AR96 Proposed Rule Stage.
Caregivers Program.
183........................... Revision of Veterans 2900-AS00 Proposed Rule Stage.
Community Care Program
(VCCP) Access Standards.
184........................... Modifying Copayments for 2900-AQ30 Final Rule Stage.
Veterans at High Risk
for Suicide.
185........................... Update and Clarify 2900-AQ95 Final Rule Stage.
Regulatory Bars to
Benefits Based on
Character of Discharge.
186........................... Veteran and Spouse 2900-AR68 Final Rule Stage.
Transitional Assistance
Grant Program.
187........................... Reevaluation of Claims 2900-AR76 Final Rule Stage.
for Dependency and
Indemnity Compensation
Based on Public Law 117-
168.
188........................... Presumptive Service 2900-AR25 Completed Actions.
Connection for
Respiratory Conditions
Due to Exposure to
Particulate Matter.
189........................... Presumptive Service 2900-AR44 Completed Actions.
Connection for Rare
Respiratory Cancers Due
to Exposure to Fine
Particulate Matter.
----------------------------------------------------------------------------------------------------------------
Environmental Protection Agency
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
190........................... Review of the Secondary 2060-AS35 Proposed Rule Stage.
National Ambient Air
Quality Standards for
Ecological Effects of
Oxides of Nitrogen,
Oxides of Sulfur and
Particulate Matter.
191........................... NSPS for GHG Emissions 2060-AV09 Proposed Rule Stage.
From New, Modified, and
Reconstructed Fossil
Fuel-Fired EGUs;
Emission Guidelines for
GHG Emissions From
Existing Fossil Fuel-
Fired EGUs; and Repeal
of the ACE Rule.
192........................... Review of Final Rule 2060-AV20 Proposed Rule Stage.
Reclassification of
Major Sources as Area
Sources Under Section
112 of the Clean Air Act.
193........................... Phasedown of 2060-AV84 Proposed Rule Stage.
Hydrofluorocarbons:
Management of Certain
Hydrofluorocarbons and
Substitutes Under
Subsection (h) of the
American Innovation and
Manufacturing Act of
2020.
194........................... Phasedown of 2060-AV98 Proposed Rule Stage.
Hydrofluorocarbons:
Review and Renewal of
Eligibility for
Application-specific
Allowances.
195........................... 1-Bromopropane (1-BP); 2070-AK73 Proposed Rule Stage.
Regulation Under the
Toxic Substances Control
Act (TSCA).
196........................... Trichloroethylene; 2070-AK83 Proposed Rule Stage.
Regulation Under the
Toxic Substances Control
Act (TSCA).
197........................... N-Methylpyrrolidone 2070-AK85 Proposed Rule Stage.
(NMP); Regulation Under
the Toxic Substances
Control Act (TSCA).
198........................... Procedures for Chemical 2070-AK90 Proposed Rule Stage.
Risk Evaluation Under
the Toxic Substances
Control Act (TSCA).
[[Page 9303]]
199........................... Revisions to Standards 2050-AH24 Proposed Rule Stage.
for the Open Burning/
Open Detonation of Waste
Explosives.
200........................... Listing of PFOA, PFOS, 2050-AH26 Proposed Rule Stage.
PFBS, and GenX as
Resource Conservation
and Recovery Act (RCRA)
Hazardous Constituents.
201........................... Definition of Hazardous 2050-AH27 Proposed Rule Stage.
Waste Applicable to
Corrective Action for
Solid Waste Management
Units.
202........................... National Primary Drinking 2040-AG16 Proposed Rule Stage.
Water Regulations for
Lead and Copper:
Improvements (LCRI).
203........................... National Emission 2060-AU37 Final Rule Stage.
Standards for Hazardous
Air Pollutants: Ethylene
Oxide Commercial
Sterilization and
Fumigation Operations.
204........................... New Source Performance 2060-AV16 Final Rule Stage.
Standards and Emission
Guidelines for Crude Oil
and Natural Gas
Facilities: Climate
Review.
205........................... Revisions to the Air 2060-AV41 Final Rule Stage.
Emission Reporting
Requirements (AERR).
206........................... Multi-Pollutant Emissions 2060-AV49 Final Rule Stage.
Standards for Model
Years 2027 and Later
Light-Duty and Medium-
Duty Vehicles.
207........................... Greenhouse Gas Emissions 2060-AV50 Final Rule Stage.
Standards for Heavy-Duty
Vehicles--Phase 3.
208........................... Reconsideration of the 2060-AV52 Final Rule Stage.
National Ambient Air
Quality Standards for
Particulate Matter.
209........................... NESHAP: Coal-and Oil- 2060-AV53 Final Rule Stage.
Fired Electric Utility
Steam Generating Units-
Review of the Residual
Risk and Technology
Review.
210........................... NSPS for the Synthetic 2060-AV71 Final Rule Stage.
Organic Chemical
Manufacturing Industry
and NESHAP for the
Synthetic Organic
Chemical Manufacturing
Industry and Group I &
II Polymers and Resins
Industry.
211........................... Methylene Chloride (MC); 2070-AK70 Final Rule Stage.
Regulation Under the
Toxic Substances Control
Act (TSCA).
212........................... Carbon Tetrachloride 2070-AK82 Final Rule Stage.
(CTC); Regulation Under
the Toxic Substances
Control Act (TSCA).
213........................... Perchloroethylene (PCE); 2070-AK84 Final Rule Stage.
Regulation Under the
Toxic Substances Control
Act (TSCA).
214........................... Asbestos Part 1 2070-AK86 Final Rule Stage.
(Chrysotile Asbestos);
Regulation of Certain
Conditions of Use Under
the Toxic Substances
Control Act (TSCA).
215........................... Reconsideration of the 2070-AK91 Final Rule Stage.
Dust-Lead Hazard
Standards and Dust-Lead
Post Abatement Clearance
Levels.
216........................... Designating PFOA and PFOS 2050-AH09 Final Rule Stage.
as CERCLA Hazardous
Substances.
217........................... Hazardous and Solid Waste 2050-AH14 Final Rule Stage.
Management System:
Disposal of Coal
Combustion Residuals
From Electric Utilities;
Legacy Surface
Impoundments.
218........................... Clean Water Act Hazardous 2050-AH17 Final Rule Stage.
Substance Facility
Response Plans.
219........................... Accidental Release 2050-AH22 Final Rule Stage.
Prevention Requirements:
Risk Management Program
Under the Clean Air Act;
Safer Communities by
Chemical Accident
Prevention.
220........................... Federal Baseline Water 2040-AF62 Final Rule Stage.
Quality Standards for
Indian Reservations.
221........................... Water Quality Standards 2040-AG17 Final Rule Stage.
Regulatory Revisions to
Protect Tribal Reserved
Rights.
222........................... PFAS National Primary 2040-AG18 Final Rule Stage.
Drinking Water
Regulation Rulemaking.
223........................... Supplemental Effluent 2040-AG23 Final Rule Stage.
Limitations Guidelines
and Standards for the
Steam Electric Power
Generating Point Source
Category.
----------------------------------------------------------------------------------------------------------------
Equal Employment Opportunity Commission
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
224........................... Regulations to Implement 3046-AB30 Final Rule Stage.
the Pregnant Workers
Fairness Act.
----------------------------------------------------------------------------------------------------------------
Pension Benefit Guaranty Corporation
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
225........................... Actuarial Assumptions for 1212-AB54 Final Rule Stage.
Determining an
Employer's Withdrawal
Liability.
----------------------------------------------------------------------------------------------------------------
Social Security Administration
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
226........................... Omitting Food From In- 0960-AI60 Final Rule Stage.
Kind Support and
Maintenance Calculations.
227........................... Expand the Definition of 0960-AI81 Final Rule Stage.
a Public Assistance (PA)
Household.
228........................... Nationwide Expansion of 0960-AI82 Final Rule Stage.
the Rental Subsidy
Policy for SSI
Recipients.
[[Page 9304]]
229........................... Intermediate Improvement 0960-AI83 Final Rule Stage.
to the Disability
Adjudication Process,
Including How we
Consider Past Work.
----------------------------------------------------------------------------------------------------------------
Consumer Product Safety Commission
----------------------------------------------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No. Rulemaking stage
----------------------------------------------------------------------------------------------------------------
230........................... Regulatory Options for 3041-AC31 Proposed Rule Stage.
Table Saws.
231........................... Safety Standard for 3041-AD70 Proposed Rule Stage.
Residential Gas Furnaces
and Boilers.
232........................... Portable Generators...... 3041-AC36 Final Rule Stage.
----------------------------------------------------------------------------------------------------------------
Introduction to the Fall 2023 Regulatory Plan
Executive Order 12866, issued in 1993, requires the annual
production of a Unified Regulatory Agenda and Regulatory Plan. It does
so in order to promote transparency--or in the words of the Executive
Order itself, ``to have an effective regulatory program, to provide for
coordination of regulations, to maximize consultation and the
resolution of potential conflicts at an early stage, to involve the
public and its State, local, and tribal officials in regulatory
planning, and to ensure that new or revised regulations promote the
President's priorities and the principles set forth in this Executive
order.'' Executive Order 13563, issued in 2011, and Executive Order
14094, issued in 2023, reaffirmed and amended the requirements of
Executive Order 12866.
We are now providing the Fall 2023 Regulatory Plan. The regulatory
plans and agendas submitted by agencies and included here offer a
window into how the Administration plans to continue delivering on the
President's agenda to advance economic prosperity and equity, tackle
the climate crisis, advance public health, and much more to improve the
lives of the American people. Agencies will be continuing their work to
implement landmark legislation passed during this Administration,
including the implementation of the PACT Act, (Pub. L. 117-168); the
Inflation Reduction Act, (Pub. L. 117-169); and the CHIPS and Science
Act, (Pub. L. 117-167); as well as ongoing efforts to implement the
Infrastructure Investment and Jobs Act (Bipartisan Infrastructure Law),
Public Law 117-58. Agencies have also highlighted in their plans and
agendas how they have engaged with the public in developing regulatory
priorities, as well as future opportunities for engagement.
DEPARTMENT OF AGRICULTURE
Statement of Regulatory Priorities
In 2024, the U.S. Department of Agriculture (USDA) plans to
prioritize initiatives that promote growth and new market opportunity
in Rural America for our farmers, ranchers, small businesses, and
communities, particularly among historically underserved communities,
while implementing an expected new 5 year Farm Bill reauthorization for
our major agricultural and food programs. USDA further anticipates a
Farm Bill reauthorization as an opportunity to strengthen and improve
our customer service and delivery combined with IT modernization that
fosters 21st century innovation. USDA will use available outreach and
communication tools to seek input and engagement from our traditional
stakeholders as well as those communities whom we may not have been
able to reach in the past but who, like our traditional stakeholders,
offer critical implementation input and feedback. In short, we want to
know what works, and what doesn't work, from everyone.
In 2024, USDA will seek and promote 21st century innovation
initiatives like carbon capture and storage, addressing the effects of
climate change such as drought and wildfire risks, and other climate-
smart agriculture initiatives. As in the past, USDA will continue to
tackle food and nutrition insecurity while maintaining a safe food
supply and responding to any disaster and emergency threats impacting
the American Farm economy, schools, individual households, and our
National Forests. Finally, all of USDA's programs, including the
priorities contained in this Regulatory Plan, will be structured to
advance the cause of equity by removing barriers and opening new
opportunities for our customers.
In 2023, the USDA:
Agricultural Marketing Service published the Strengthening Organic
Enforcement (SOE) final rule (January 19, 2023, 88 FR 3548) that became
effective on March 20, 2023. As required by the 2018 Farm Bill, SOE
protects organic integrity and bolsters farmer and consumer confidence
in the USDA organic seal by supporting strong organic control systems,
improving farm to market traceability, increasing import oversight
authority, and providing robust enforcement of the organic regulations.
Topics addressed in this rulemaking include: National Organic Program
Import Certificates; recordkeeping and product traceability; certifying
agent personnel qualifications and training; standardized certificates
of organic operation; unannounced on-site inspections of certified
operations; oversight of certification activities; foreign conformity
assessment systems; certification of producer group operations;
labeling of nonretail containers; and, calculating organic content of
multi-ingredient products.
Forest Service implemented a final rule on Special Areas; Roadless
Area Conservation; National Forest System Lands in Alaska (January 27,
2023, 88 FR 5252) that repealed a final rule promulgated in 2020
exempting the Tongass National Forest from the 2001 Roadless Area
Conservation Rule (2001 Roadless Rule). The 2001 Roadless Rule
prohibited timber harvest and road construction or reconstruction
within designated inventoried Roadless Areas, with limited exceptions.
The rule is consistent with President Biden's Executive Order 13990,
Protecting Public Health and the Environment and Restoring Science to
Tackle the Climate Crisis.
In late 2023, the Forest Service plans to publish a proposed rule
on Carbon Capture, Utilization, and Storage that would allow exclusive
or perpetual right of use or occupancy of National Forest System lands
that will allow for permanent carbon dioxide sequestration in order to
reduce the impacts of climate
[[Page 9305]]
change. Furthermore, the Forest Service plans to publish a Financial
Assurance for Locatable Minerals Interim Final rule that will allow
equities and private investment-rated securities within trust funds as
financial assurance for long-term post-closure obligations, which is
crucial for the stewardship and restoration of National Forest System
lands affected by mining. Finally, the Forest Service is making several
updates to its directives that will strengthen its ability to combat
climate change and improve access to, and delivery of, public programs
and services by reducing administrative burden--including equitable
access to recreation, mitigation of adverse impacts, climate
resilience, and its Tribal action plan.
In late 2023, Food and Nutrition Service (FNS) plans to publish an
interim final rule (December 2023) that codifies flexibility for rural
program operators to provide non-congregate meal service in the Summer
Food Service Program (SFSP) and establishes a permanent Summer
Electronic Benefits Transfer for Children Program (Summer EBT). To
gather information for this rulemaking, between April-August 2023, FNS
hosted more than 100 listening sessions and information meetings with
State agencies, advocacy groups, program operators, and industry
partners. For more information about this rule, see RIN 0584-AE96.
In December 2023, FNS also plans to publish a final rule codifying
the provisions of the Access to Baby Formula Act of 2022. Amongst other
things, the rule codifies requirements for State agencies to include
language in their Women, Infants and Children (WIC) infant formula
rebate contracts that describes remedies in the event of an infant
formula recall. This rule was informed by lessons learned and feedback
received from State and local agencies, advocacy organizations, and
Federal research on the response to recent disasters, the COVID-19
pandemic, and a major WIC product recall. For more information about
this rule, see RIN 0584-AE94.
Outlined below are some of USDA's most important upcoming
regulatory actions for 2024. These include efforts to restore and
expand economic opportunity; address the climate crisis; and support
agricultural markets that are free, open, and promote competition. This
Regulatory Plan also reflects USDA's continued commitments to ensuring
a safe and nutritious food supply and animal welfare protections. As
always, our Semiannual Regulatory Agenda contains information on a
broad-spectrum of USDA's initiatives and planned upcoming regulatory
actions.
Foster Sustainable Economic Growth by Promoting Innovation, Building
Resilience to Climate Change, and Expanding Renewable Energy
Higher Blends Infrastructure Incentive Program: Rural Business
Cooperative Service (RBCS) Higher Blends Infrastructure Incentive
Program (HBIIP): HBIIP is a program designed to increase the sales and
use of higher blends of ethanol and biodiesel by expanding the
infrastructure for renewable fuels derived from U.S. agricultural
products. The program is also intended to encourage a more
comprehensive approach to market higher blends by sharing the costs
related to building out biofuel-related infrastructure. The program
should increase availability of domestic biofuels and give Americans
additional cleaner fuel options at the pump. RBCS is proposing a rule
to codify the policies and procedures for the program in the Code of
Federal Regulations, as this program has a significant impact on
climate change which is an Administration priority. Public engagement
will occur in early fall of 2023. A virtual listening session will be
announced in the Federal Register. For more information about this
rule, see RIN 0570-AB11.
Foster an Equitable and Competitive Marketplace for All Agricultural
Producers
Inclusive Competition and Market Integrity Rules Under the Packers
and Stockyards Act: USDA plans to supplement a recent revision to
regulations under the Packers and Stockyards (P&S) Act to prohibit
certain prejudices and disadvantages and unjustly discriminatory
conduct against covered producers in the livestock, meat, and poultry
markets. The proposal (October 3, 2022, 87 FR 60010) set forth
prohibited discrimination on the bases of the producer's personal
characteristics and identified as prohibited certain retaliatory
practices that interfere with lawful communications, assertion of
rights, and participation in associations, among other protected
activities. The proposal also identified unlawfully deceptive practices
that violate the P&S Act with respect to contract formation, contract
performance, contract termination and contract refusal. The purpose of
the final rule is to promote inclusive competition and market integrity
in the livestock, meats, and poultry markets. For more information
about this rule, see RIN 0581-AE05.
Unfair Practices, Undue Preferences, and Harm to Competition under
the Packers and Stockyards Act: The proposal would revise regulations
under the Packers and Stockyards Act (Act), providing clarity regarding
conduct that may violate the Act, including addressing harm to
competition. This proposal reflects feedback received from public input
generated by previous proposed and interim final rules. On June 22,
2010, USDA published in the Federal Register (75 FR 35338-35354) a
proposed rule recommending several changes to the regulations issued
under the Packers and Stockyards Act, 1921, as amended (P&S Act). On
December 20, 2016, USDA published a new ``Scope'' paragraph in the
Federal Register as an Interim Final Rule ``IFR'' with a request for
comments (81 FR 92566-92594). On October 18, 2017, USDA withdrew the
IFR (82 FR 48594-01). Though neither of these proposed rules became a
final rule, USDA received, reviewed, and considered public comments.
For more information about this rule, see RIN 0581-AE04.
Provide All Americans Safe, Nutritious Food
USDA's Food Safety and Inspection Service (FSIS) continues to
ensure that meat, poultry, and egg products are safe, wholesome and
properly marked, labeled, and packaged, and prohibits the distribution
in-commerce of meat, poultry, and egg products that are adulterated or
misbranded.
Salmonella Framework: One of FSIS' top priorities is to develop a
more comprehensive and effective strategy to reduce Salmonella
illnesses associated with poultry products. The agency gathered data
and information and solicited stakeholder input on Salmonella in
poultry. FSIS proposed in 2023 to declare that not-ready-to- eat
breaded stuffed chicken products that contain Salmonella at levels of 1
colony forming unit per gram or higher in the chicken components are
adulterated within the meaning of the Poultry Products Inspection Act
(April 28, 2023, 82 FR 26249) and will finalize this determination in
2024. FSIS also plans to propose a new regulatory framework targeted at
reducing Salmonella illnesses associated with poultry products and
moving closer to the national target of a 25 percent reduction in
Salmonella illnesses. For more information about the proposed new
regulatory framework, see RIN 0583-AD96.
In addition, FSIS intends to publish several rules to improve
regulatory certainty, which assure consumers that
[[Page 9306]]
meat, poultry, and egg products are safe and truthfully labeled.
Voluntary Labeling of Meat Products With ``Product of USA'' and
Similar Statements: FSIS plans to publish a final rule to address
concerns that the voluntary ``Product of USA'' label claim may confuse
consumers about the origin of FSIS regulated products. FSIS received
3,364 comments on the proposed rule during a 60-day comment period that
FSIS extended to 90 days based on requests from stakeholders. In
response to the Agency's consumer research and comments received on the
proposed rule, FSIS will define voluntary U.S.-origin label claims so
that they are more meaningful to consumers. For more information about
this rule, see RIN 0583-AD87.
Labeling of Meat or Poultry Products Comprised of or Containing
Cultured Animal Cells; and Revision of the Nutrition Facts Panels for
Meat and Poultry Products and Updating Certain Reference Amounts
Customarily Consumed: FSIS will propose to establish new requirements
for the labeling of meat and poultry food products made using animal
cell culture technology (i.e., ``cell-cultured'' food products). In
advance of the proposed rule, FSIS and FDA held a joint public meeting
in October 2018 to discuss the potential hazards, oversight
considerations, and labeling of cell-cultured food products derived
from livestock and poultry tissue (September 13, 2018, 83 FR 46476). In
addition, FSIS published an advanced notice of proposed rulemaking in
the Federal Register, soliciting public input on the labeling of cell-
cultured seafood, meat, and poultry food products (September 3, 2021,
86 FR 49491). FSIS also plans to finalize a labeling rule to update
nutrition labeling for meat and poultry products. The two rules would
provide additional certainty about what is required for meat and
poultry labeling while ensuring that consumers have accurate
information about the food they buy. For more information about these
rules, see RINs 0583-AD56 and 0583-AD89.
FNS' Child Nutrition Programs: Revisions to Meal Patterns
Consistent with the 2020 Guidelines for Americans: The final rule would
revise meal patterns in the National School Lunch Program and School
Breakfast Program to make school meals healthier and more consistent
with the most recent Dietary Guidelines for Americans while reflecting
the nutrient needs of children at risk for food insecurity. Throughout
2022, USDA held over 50 listening sessions with State agencies, school
food authorities, advocacy organizations, Tribal dietitians and
schools, professional associations, food manufacturers, and other
Federal agencies to inform the proposed rule (February 7, 2023, 88 FR
8050). USDA also received extensive input through over 136,000 public
comments on the proposed rule during a 60-day comment period that USDA
extended to 90 days based on requests from stakeholders. Through this
stakeholder engagement, USDA gained valuable insights into the
successes and challenges that schools experience implementing the
school meal nutrition standards and will use this information to
develop a practical and durable final rule. For more information about
this rule, see RIN 0584-AE88.
FNS' Special Supplemental Nutrition Program for Women, Infants and
Children (WIC): Revisions in the WIC Food Packages: Consistent with
recommendations from the National Academies of Sciences, Engineering,
and Medicine and the latest Dietary Guidelines for Americans, the final
rule would provide participants with greater choices in variety and
food package sizes and align the WIC food packages with available
nutrition science. When developing the proposed rule (November 21,
2022, 87 FR 71090), FNS solicited feedback from WIC participants, state
and tribal partners, and other government agencies. FNSpublished the
proposed rule with a 90-day comment period and will consider comments
received in development of this final rule. For more information about
this rule, see RIN 0584-AE82.
National Organic Program; Organic Livestock and Poultry Standards:
The final rule would establish standards that support additional
practice standards for organic livestock and poultry production. This
final action would add provisions to the USDA organic regulations to
address and clarify livestock and poultry living conditions (for
example, outdoor access, housing environment and stocking densities),
health care practices (for example physical alterations, administering
medical treatment, euthanasia), and animal handling and transport to
and during slaughter. For more information about this rule, see RIN
0581-AE06.
Improve Access to, and Delivery of, Public Programs and Services by
Reducing Administrative Burden
Forest Service Amendment to Locatable Minerals: The locatable
minerals regulations have remained mostly unchanged since they were
first promulgated in 1974. Court cases, government audits, and
implementation experience have identified many shortcomings in the
current regulations that challenge the agency's ability to efficiently
and effectively administer locatable mineral activity on National
Forest System lands. The Forest Service is proposing to revise its
regulations for administering hard-rock mining activities on National
Forest System lands, providing permitting certainty; strong,
responsible mining standards; enhanced community and Tribal engagement;
and proactive environmental management. To gather public input into
this proposed rule, it was preceded by a Locatable Minerals advance
notice of proposed rulemaking (ANPR) (September 13, 2018, 83 FR 46451).
Following the completion of the comment period for the ANPR, the Forest
Service analyzed the comments received and used the information to
draft the proposed regulation. For more information about this rule,
see RIN: 0596-AD32.
USDA--AGRICULTURAL MARKETING SERVICE (AMS)
Proposed Rule Stage
1. Unfair Practices, Undue Preferences, and Harm to Competition Under
the Packers and Stockyards Act (AMS-FTPP-21-0046) [0581-AE04]
Priority: Other Significant.
Legal Authority: 7 U.S.C. 181 to 229c
CFR Citation: 9 CFR 201.
Legal Deadline: None.
Abstract: This action proposes to revise regulations issued under
the Packers and Stockyards Act (Act) (7 U.S.C. 181 229c), providing
clarity regarding conduct that may violate the Act. Revisions are
intended to support market growth, assure fair trade practices and
competition, and protect livestock and poultry growers and producers.
The action addresses long-standing issues related to competitiveness
and showings of harm or likely harm to competition.
Statement of Need: Revisions to regulations pertaining to the
Packers and Stockyards Act (Act) clarify the types of conduct by
packers, swine contractors, or live poultry dealers that the
Agricultural Marketing Service (AMS) considers unfair practices or
undue preferences and a violation of sections 202(a) or 202(b) of the
Act.
Sections 202(a) and 202(b) of the P&S Act are broadly written to
prohibit unjustly practices and undue preferences. Industry members
have complained that the regulations effectuating the Act are too vague
and do not provide adequate clarity about
[[Page 9307]]
the types of conduct or action that are likely to violate theAct. This
rule is needed to provide essential clarity about what would be
considered violations of the Act.
Revisions to regulations pertaining to the Packers and Stockyards
Act (Act) that would also clarify the scope of the Act are needed to
establish what conduct or action, depending on their nature and the
circumstances, violate the Act without a finding of harm or likely harm
to competition or as they may relate to harm or likely harm to
competition as such terms were contemplated under the Act. Such
revisions reflect the Department of Agriculture's (USDA) longstanding
position in this regard.
Summary of Legal Basis: The Packers and Stockyards Act (Act)
authorizes AMS to determine if conduct within the poultry and livestock
industries constitutes unfair practices or undue preferences and,
therefore a violation of the Act.
The Act provides USDA with the authority to assure fair competition
and trade practices and to safeguard farmers against receiving less
than the true market value of their livestock. Sections 202(c), (d),
and (e) of the Act limit the application of those sections to acts or
practices that have an adverse effect on competition, such as acts
restraining commerce, creating a monopoly, or producing another type of
antitrust injury. However, provisions in sections 202(a) and (b)
restrict practices that are deceptive, unfair, unjust, undue, and
unreasonable; terms that are understood to encompass more than
anticompetitive conduct. USDA's position is that Congress did not
intend application of sections 202(a) and (b) to be limited to
instances in which there is harm to competition.
Alternatives: USDA considered doing nothing. However, courts are
not unanimous in their findings. Further, several courts disagree with
USDA's position. Lack of clarity hinders the agency's ability to
consistently administer and enforce the Act.
Anticipated Cost and Benefits: USDA estimate annual costs related
to this rule of $9 million for the first five years, decreasing in
subsequent years, for total ten-year costs of $66 million. We believe
the primary benefit of the proposed regulation is the increased ability
to protect producers and growers through enforcement of the Act for
violations of section 202(a) and/or (b) that do not result in harm, or
a likelihood of harm, to competition.
Risks: Courts have recognized that the proper analysis of alleged
violations of these two sections depends on the facts of each case.
However, four courts of appeals have disagreed with USDA's
interpretation of the Act and have concluded that plaintiffs could not
prove their claims under those sections without proving harm to
competition or likely harm to competition. There is a risk if future
legal challenge of USDA interpretation of sections 202(c), (d), and (e)
of the Act.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Agency Contact: Michael V. Durando, Deputy Administrator, Fair
Trade Practices Program, Department of Agriculture, Agricultural
Marketing Service, 1400 Independence Avenue SW, Washington, DC 20250-
0237, Phone: 202 720-0219.
RIN: 0581-AE04
USDA--AMS
Final Rule Stage
2. Inclusive Competition and Market Integrity Under the Packers and
Stockyards Act (AMS-FTPP-21-0045) [0581-AE05]
Priority: Other Significant.
Legal Authority: 7 U.S.C. 181 to 229c
CFR Citation: 9 CFR 201.
Legal Deadline: None.
Abstract: This final rule would supplement a recent revision to
regulations issued under the Packers and Stockyards Act (Act) (7 U.S.C.
181 229c) that provided criteria for the Secretary to consider when
determining whether certain conduct or action by packers, swine
contractors, or live poultry dealers is unduly or unreasonably or
advantageous. Supplemental amendments clarify the conduct the
Department considers unfair, preferential, unjustly discriminatory, or
deceptive and a violation of sections 202(a) and (b) of the Act. The
rule would also clarify the criteria and types of conduct that would be
considered unduly or unreasonably preferential, advantageous,
prejudicial, or disadvantageous and violations of the Act, including
retaliatory practices that interfere with lawful communications,
assertion of rights, and associational participation.
Statement of Need: Revisions to regulations pertaining to the
Packers and Stockyards Act (Act) clarify the types of conduct by
packers, swine contractors, or live poultry dealers that the
Agricultural Marketing Service (AMS) considers unfair, unjustly
discriminatory, or deceptive and a violation of section 202(a) of the
Act, regardless of whether such action harms or is likely to harm
competition. The rule also clarifies the criteria and/or types of
conduct that would be considered unduly or unreasonably preferential,
advantageous, prejudicial, or disadvantageous and a violation of
section 202(b) of the Act.
Sections 202(a) and 202(b) of the P&S Act are broadly written to
prohibit unjustly discriminatory practices and undue preferences and
prejudices. Industry members have complained that the regulations
effectuating the Act are too vague and do not provide adequate clarity
about the types of conduct or action that are likely to violate the
Act. This rule is needed to provide essential clarity about what would
be considered violations of the Act, regardless of whether such
violations harm or are likely to harm competition.
Summary of Legal Basis: The Packers and Stockyards Act (Act)
authorizes AMS to determine if conduct within the poultry and livestock
industries are unfair, unjustly discriminatory, or deceptive and,
therefore a violation of the Act.
Alternatives: AMS considered taking no further action, allowing 100
years of case law to determine precedent in making determinations about
whether certain behaviors violate the Act. AMS also considered
revisiting the withdrawn 2016 rulemaking approach that would have
identified criteria with which to determine whether certain behaviors
violate the Act.
Anticipated Cost and Benefits: USDA estimates first-year costs
associated with this rule to be $517 thousand, with decreased costs
each year thereafter, resulting in a ten-year total cost of $2.88
million. AMS expects this rule to benefit all segments of the industry,
providing greater clarity about what would be considered violations of
the Act. AMS expects this rule, coupled with a concurrent rule on the
scope of the Act, to strengthen enforcement of the Act, resulting in
fairer and more competitive markets for producers and poultry growers.
Risks: Industry is divided about adding lists or examples of
specific prohibited conduct to the regulations. Some argue such lists
would inhibit freedom to forge contracts that fit individual
situations, while others contend greater specificity is required so
that affected parties can more readily identify violative behavior.
Industry is also split on the question of whether
[[Page 9308]]
identified prohibited behaviors must be found to harm or likely harm
competition to be considered violations of the Act. AMS expects to
resolve some of the controversy by being proactive and transparent with
the industry to allow for critical discussions and decisions on the
rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/03/22 87 FR 60010
NPRM Comment Period Extended........ 11/30/22 87 FR 73507
NPRM Comment Period End............. 12/02/22 .......................
NPRM Comment Period Extended End.... 01/17/23 .......................
Final Rule.......................... 12/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Michael V. Durando, Deputy Administrator, Fair
Trade Practices Program, Department of Agriculture, Agricultural
Marketing Service, 1400 Independence Avenue SW, Washington, DC 20250-
0237, Phone: 202 720-0219.
RIN: 0581-AE05
USDA--FOOD AND NUTRITION SERVICE (FNS)
Final Rule Stage
3. Special Supplemental Nutrition Program for Women, Infants and
Children (WIC): Revisions in the WIC Food Packages [0584-AE82]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 1786, sec. 17(f)(11)(C)
CFR Citation: 7 CFR 246.10.
Legal Deadline: None.
Abstract: This final rulemaking will amend regulations governing
the WIC food packages to: (1) incorporate recommendations of the
National Academies of Science, Engineering, and Medicine 2017
scientific report, Review of WIC Food Packages: Improving Balance and
Choice; (2) align with 2020 Dietary Guidelines for Americans; and (3)
make other administrative revisions or clarifications to food package
requirements. In the development of the proposed rule, FNS solicited
feedback from WIC participants, state and tribal partners, and other
government agencies. FNS published the proposed rule with a 90-day
comment period and will consider comments received in development of
this final rule.
Statement of Need: The National Academies of Sciences, Engineering,
and Medicine (NASEM) issued a 2017 report with recommendations to align
the WIC food packages with the available nutrition science and to
reflect the supplemental nature of the Program. In December 2020, the
USDA and the Department of Health and Human Services released the 2020-
2025 Dietary Guidelines for Americans (DGAs). USDA FNS will propose
rulemaking to incorporate NASEM recommendations and align the food
package with the latest DGAs.
Summary of Legal Basis: 42 U.S.C. 1786, sec. 17(f)(11)(C).
Alternatives: N/A.
Anticipated Cost and Benefits: This is discussed in the proposed
rulemaking's Regulatory Impact Analysis which was published on November
21, 2022 as an appendix to the rule, available at 87 FR 71090.
Risks: N/A.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/21/22 87 FR 71090
NPRM Comment Period End............. 02/21/23 .......................
Final Action........................ 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal, Local, State.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Michael DePiro, Specialist, Department of
Agriculture, Food and Nutrition Service, 1320 Braddock Place,
Alexandria, VA 22314, Phone: 703 305-2876, Email:
[email protected].
Maureen Lydon, Department of Agriculture, Food and Nutrition
Service, 1320 Braddock Place, Alexandria, VA 22314, Phone: 703 457-
7713, Email: [email protected].
RIN: 0584-AE82
USDA--FNS
4. Child Nutrition Programs: Revisions to Meal Patterns Consistent With
the 2020 Dietary Guidelines for Americans [0584-AE88]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 1758, sec. 9(f)(1)
CFR Citation: 7 CFR 210.10; 7 CFR 210.11; 7 CFR 215.7a; 7 CFR
220.8; 7 CFR 226.20; . . .
Legal Deadline: None.
Abstract: This rule would finalize long-term school nutrition
standards based on the Dietary Guidelines for Americans, 2020-2025, and
feedback that USDA received from child nutrition program stakeholders
through an extensive stakeholder engagement campaign. The revisions are
expected to make school meals more nutritious and more consistent with
the goals of the most recent Dietary Guidelines, as required by
statute. In addition, this rule would address the Buy American
provision, which requires school food authorities to purchase, to the
maximum extent practicable, domestic commodities or products for use in
the school meal programs. This rulemaking would impact schools that
participate in the school meal programs, and for certain rule
provisions, facilities and institutions that participate in the Child
and Adult Care Food Program and sponsors that participate in the Summer
Food Service Program. This rulemaking would also impact participants
who receive meals and snacks through the child nutrition programs. USDA
received stakeholder input on this rulemaking prior to publishing the
proposed rule. Throughout 2022, USDA held over 50 listening sessions
with State agencies, school food authorities, advocacy organizations,
Tribal stakeholders, professional associations, food manufacturers, and
other Federal agencies to inform the proposed rule. USDA also received
extensive input through public comments on the proposed rule. Through
this stakeholder engagement, USDA gained valuable insights into the
successes and challenges that schools experience implementing the
school meal nutrition standards and will use this information to
develop a practical and durable final rule.
Statement of Need: The revisions are needed to make school meals
more nutritious and more consistent with the goals of the most recent
Dietary Guidelines, as required by statute.
Summary of Legal Basis: 42 U.S.C. 1758, sec. 9(f)(1).
Alternatives: In the proposed rule, USDA considered two alternative
proposals for the milk requirements in school meals, one that would
maintain the current requirements and an alternative that would not
allow flavored milk for children in grades K-8. USDA also considered
two alternatives for the grain requirements in school meals, one that
would maintain the current requirements and an alternative that would
require all grains to be whole grain-rich, except that one day per
week, schools may offer enriched grains. In addition, USDA
[[Page 9309]]
considered proposing product-specific total sugars limits (to align
with existing CACFP requirements) rather than added sugars limits.
Anticipated Cost and Benefits: USDA estimated that the proposed
rule would cost schools between $0.03 and $0.04 per breakfast and lunch
served or between $220 and $274 million annually including both the
School Breakfast Program and National School Lunch Program starting in
School Year 2024-2025. The costs to schools would mainly be due to a
shift in purchasing patterns to products with reduced levels of added
sugars and sodium, administrative costs, and increased labor costs for
continued sodium reduction over time.
Risks: None known at this time.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/07/23 88 FR 8050
NPRM................................ 03/31/23 88 FR 19229
NPRM Comment Period End............. 04/10/23 .......................
NPRM Comment Period Extension....... 05/10/23 .......................
Final Rule.......................... 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Local, State.
Federalism: Undetermined.
Agency Contact: Michael DePiro, Specialist, Department of
Agriculture, Food and Nutrition Service, 1320 Braddock Place,
Alexandria, VA 22314, Phone: 703 305-2876, Email:
[email protected].
Maureen Lydon, Department of Agriculture, Food and Nutrition
Service, 1320 Braddock Place, Alexandria, VA 22314, Phone: 703 457-
7713, Email: [email protected].
Related RIN: Merged with 0584-AE91
RIN: 0584-AE88
USDA--FNS
5. Special Supplemental Nutrition Program for Women, Infants, and
Children (WIC): Implementation of the Access to Baby Formula Act of
2022 and Related Provisions [0584-AE94]
Priority: Other Significant.
Legal Authority: Pub. L. 117-129
CFR Citation: 7 CFR 246.
Legal Deadline: None.
Abstract: This rule would amend 7 CFR 246 to codify the provisions
of the Access to Baby Formula Act of 2022 (ABFA). ABFA amends section
17 of the Child Nutrition Act of 1966 to (1) add requirements to State
agency infant formula cost containment contracts; (2) establish waiver
authority to the Secretary of Agriculture to address certain
emergencies, disasters, and supply chain disruptions impacting WIC; and
(3) require WIC State agencies to develop a plan of alternate operating
procedures, commonly referred to as a disaster plan. FNS would make
other related technical corrections and updates as necessary to
modernize applicable WIC Program regulations. This rule was informed by
lessons learned and feedback received from State and local agencies,
advocacy organizations, and Federal research on the response to recent
disasters, the COVID-19 pandemic, and a major WIC product recall.
Statement of Need: This rule would codify requirements for State
agencies to include language in their WIC infant formula rebate
contracts that describes remedies in the event of an infant formula
recall, including how an infant formula manufacturer would protect
against disruption to program participants in the State (i.e., ensure
that WIC participants can purchase formula using WIC benefits). The
rule would also codify permanent expanded waiver authority to aid
participants in obtaining and redeeming WIC benefits during certain
emergencies, disasters, and supply chain disruptions impacting WIC. The
required plan of alternate operating procedures would ensure WIC State
agencies have plans in place to support the critical need for
continuity of operations in the event of a disruption of WIC services,
including but not limited to emergency periods, supplemental food
recalls, and other supply chain disruptions. Finally, the rule would
make other miscellaneous technical corrections and updates as necessary
to update WIC regulations.
Summary of Legal Basis: The Access to Baby Formula Act of 2022
(ABFA, Pub. L. 117-129) amends section 17 of the Child Nutrition Act of
1966 (Pub. L. 89-642).
Alternatives: No alternatives have been identified at this time.
Anticipated Cost and Benefits: The costs associated with
implementing the rule's regulatory requirements are not expected to
significantly add to current program costs at the State and local
levels.
Risks: No risks have been identified at this time.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Final Rule With Comment............. 12/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Local, State.
Agency Contact: Michael DePiro, Specialist, Department of
Agriculture, Food and Nutrition Service, 1320 Braddock Place,
Alexandria, VA 22314, Phone: 703 305-2876, Email:
[email protected].
Maureen Lydon, Department of Agriculture, Food and Nutrition
Service, 1320 Braddock Place, Alexandria, VA 22314, Phone: 703 457-
7713, Email: [email protected].
RIN: 0584-AE94
USDA--FNS
6. Interim Final Rule--Implementing Provisions From the Consolidated
Appropriations Act, 2023: Establishing the Summer EBT Program and Non-
Congregate Option in the Summer Food Service Program [0584-AE96]
Priority: Section 3(f)(1) Significant. Major status under 5 U.S.C.
801 is undetermined.
Legal Authority: Pub. L. 117-328
CFR Citation: 7 CFR 225.
Legal Deadline: Other, Statutory, December 29, 2023, Interim Final
Rule.
The Consolidated Appropriations Act, 2023 (Pub. L. 117-328)
requires FNS to promulgate regulations to carry out the provisions
under section 502 of the Act no later than 1 year after the date of
enactment. Public Law 117-328 was enacted on December 29, 2022;
therefore, FNS is required to publish an interim final rule by December
29, 2023. However, FNS is aiming for publication by December 15, 2023,
in order to ensure the statutory deadline is met.
Abstract: This interim final rule (IFR) will amend 7 CFR part 225
to codify the flexibility for rural program operators to provide non-
congregate meal service in the Summer Food Service program (SFSP). This
rule will also establish a new 7 CFR part and codify a new Summer
Electronic Benefits Transfer (EBT) for Children Program in this part.
The mandate for these changes is found in section 502 of the
Consolidated Appropriations Act, 2023 (Pub. L. 117-328), which added
new section 13a of the Richard B. Russell Nation School Lunch Act
(NSLA) to allow rural non-congregate meal service in the SFSP and NSLP
Seamless Summer Option (SSO) and created a new section 13a to
[[Page 9310]]
establish a permanent Summer EBT Program.
To gather information in support of this rulemaking, between April-
August 2023, FNS has hosted more than 100 listening sessions and
information meetings to date with State agencies, advocacy groups,
Program operators, and industry partners. These listening sessions
focused primarily, but not exclusively, on the rural non-congregate
meal service option. Additional listening sessions related to Summer
EBT are forthcoming. Since the enactment of The Consolidated
Appropriations Act, 2023, FNS published guidance that serves as the
instructions for state agencies and program operators on how to
implement SFSP and SSO rural non-congregate meal service during summer
2023, including guidance on oversight and monitoring pertaining to non-
congregate operations to assist program operators. In addition, FNS has
published early implementation guidance on Summer EBT for Indian Tribal
Organizations and State agencies.
Statement of Need: The Consolidated Appropriations Act, 2023 (Pub.
L. 117-328) established a permanent Summer EBT Program and authorized a
rural non-congregate meal service option in the Summer Food Service
Program (SFSP), to be promulgated through interim final regulations no
later than 1 year after the date of enactment. Accordingly, this
interim final rulemaking will amend the SFSP regulations in 7 CFR part
225 and create a new 7 CFR section to allow State agencies and program
operators to carry out the statutory provisions of Public Law 117-328.
Implementation of this legislation will expand the reach of FNS' summer
nutrition programs, providing greater access for communities and
families whom the traditional SFSP cannot reliably reach, which in turn
will have a lasting impact on how the nutritional needs of children are
met during the summer months.
Summary of Legal Basis: Richard B. Russell National School Lunch
Act (NSLA) at 42 U.S.C. 1761 and 1762a.
Alternatives: The Agency considered alternatives pertaining to the
non-congregate meal service provisions in the Summer Food Service
Program include the definition of rural, measures to ensure program
integrity, meal service models, and State discretion on implementation
approaches. For Summer EBT, in addition to the policies included in the
interim final rule, the Agency considered alternatives in the areas of
State administration, enrollment, EBT issuance and expungement, and
program operations for Indian Tribal Organizations.
Anticipated Cost and Benefits: Implementing the rule's regulatory
requirements is expected to add to current program costs at the
Federal, State, and local levels, with the majority of costs going
towards the establishment and implementation a permanent Summer EBT
program. The implementation of this legislation is anticipated to
benefit families with children by enabling more such families access to
critical nutrition assistance for their children. FNS anticipates that
29 million children currently receiving free or reduced price meals
will be eligible for Summer EBT annually. Participation in the SFSP
will increase over time by 4.4 million, lifting the number of meals
served to children in the summer by more than 380 million.
Risks: Summer EBT will be the first new FNS nutrition program in
decades and will reach millions of children each summer. Crafting
implementing regulations will be a complex process as FNS will need to
consider and make determinations with regards to a large number of
policy decisions. FNS will also need to engage a wide spectrum of
stakeholders early in this process to gather input on best practices
and effective approaches to implementation. Given the short timeframe
to promulgate this IFR, there is a risk that regulations will not
publish in time.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Interim Final Rule.................. 12/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Local, State.
Agency Contact: Michael DePiro, Specialist, Department of
Agriculture, Food and Nutrition Service, 1320 Braddock Place,
Alexandria, VA 22314, Phone: 703 305-2876, Email:
[email protected].
Maureen Lydon, Department of Agriculture, Food and Nutrition
Service, 1320 Braddock Place, Alexandria, VA 22314, Phone: 703 457-
7713, Email: [email protected].
RIN: 0584-AE96
USDA--FOOD SAFETY AND INSPECTION SERVICE (FSIS)
Proposed Rule Stage
7. Labeling of Meat and Poultry Products Made Using Animal Cell Culture
Technology [0583-AD89]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 451 et seq.
CFR Citation: 9 CFR ch. III.
Legal Deadline: None.
Abstract: The Food Safety and Inspection Service (FSIS) is
proposing to establish new requirements for the labeling of meat or
poultry products made using animal cell-culture technology.
Statement of Need: Many companies, both domestic and foreign, are
currently developing cultured products derived from the cells of food
animals amenable to the Federal Meat Inspection Act (FMIA; 21 U.S.C.
601 et seq.) (cattle, sheep, swine, goats, and fish of the order
Siluriformes, e.g., catfish) or the Poultry Products Inspection Act
(PPIA; 21 U.S.C. 451 et seq.) (chickens, turkeys, ducks, geese,
guineas, ratites, and squabs). Human food products derived from these
species fall under FSIS jurisdiction.
Based on FSIS' review of comments on the Advanced Notice of
Proposed Rulemaking, the available literature, and the Agency's ongoing
interactions with the U.S. Food and Drug Administration (FDA) and
industry, FSIS has determined that new regulatory requirements for
labeling are necessary to ensure that cell-cultured meat and poultry
products are truthfully and accurately labeled. Due to the novel method
of production utilized to produce these products, the biological,
chemical, nutritional, or organoleptic properties of some cell-cultured
products may substantively differ from conventionally produced meat and
poultry in a manner that is relevant to consumers. Moreover, these meat
and poultry products, unlike any others on the U.S. market, are not
derived from slaughter. It is imperative, therefore, that such products
display unique labeling terminology that enables consumers to
accurately identify the nature and source of such products.
Summary of Legal Basis: The Federal Meat Inspection Act (FMIA; 21
U.S.C. 601 et seq.) and the Poultry Products Inspection Act (PPIA; 21
U.S.C. 451 et seq.) require that meat and poultry products be
truthfully and accurately labeled and that their labels be pre-approved
by FSIS (21 U.S.C. 607(d) and 457(c), respectively), prior to movement
in commerce. FSIS issues labeling regulations and reviews and approves
[[Page 9311]]
meat and poultry product labels pursuant to these statutory labeling
requirements. Food products made using animal cell culture technology
and derived from the cells of livestock subject to the FMIA or the PPIA
are subject to the labeling (and other applicable) requirements of
these Acts and the regulations issued thereunder.
Alternatives: In addition to the option proposed, the Agency would
consider alternatives for the requirements for labeling of meat or
poultry products made using animal cell culture technology.
Anticipated Cost and Benefits: This proposed rule would benefit the
public by providing truthful and accurate labeling of meat and poultry
products produced using animal cell-culture technology. Consumers would
be able to clearly differentiate cell-cultured products from other meat
and poultry products to make better informed choices. The proposed rule
would benefit industry because all producers would have consistent
labels for their products made using animal cell-culture technology. It
would also allow producers to design their labels with more certainty
because producers would already be aware of FSIS labeling requirements
for these products, reducing potential label modification costs.
FSIS expects its costs to be minimal and that current FSIS staffing
would meet sketch approval needs.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 09/03/21 86 FR 49491
ANPRM Comment Period End............ 12/02/21 .......................
NPRM................................ 05/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Melissa Hammar, Director, Regulations Development
Staff, Department of Agriculture, Food Safety and Inspection Service,
1400 Independence Avenue SW, Washington, DC 20250-3700, Phone: 202 286-
2255, Email: [email protected].
RIN: 0583-AD89
USDA--FSIS
8. Salmonella Framework [0583-AD96]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 21 U.S.C. 451 et seq.
CFR Citation: 9 CFR 381.65.
Legal Deadline: None.
Abstract: FSIS is proposing a new regulatory framework targeted at
reducing Salmonella illnesses associated with poultry products. First,
FSIS is proposing final product standards that would define whether
certain raw poultry products contaminated with certain Salmonella
levels and serotypes are adulterated and thus prohibited from entering
commerce. FSIS is also proposing to revise the regulations that require
that all poultry slaughter establishments develop, implement, and
maintain written procedures to prevent contamination by enteric
pathogens throughout the entire slaughter and dressing operation, by
establishing new requirements pertaining to how establishments monitor
and document whether their processes for preventing microbial
contamination are in control. The proposal also focuses on a non-
regulatory approach for controlling Salmonella on incoming flocks.
Statement of Need: While the results of FSIS' Salmonella
verification sampling show that the Agency's current prevalence-based
performance standards approach has been effective in reducing the
proportion of poultry products contaminated with Salmonella, these
measures have not had an observable impact on human illness rates,
estimated to be over 1 million annual Salmonella illnesses from all
sources. Poultry is the leading source of Salmonella foodborne illness
acquired domestically in the United States. Therefore, in October 2021,
FSIS announced that it was mobilizing a stronger, and more
comprehensive effort to reduce Salmonella illnesses associated with
poultry products. As part of this effort, FSIS initiated several
activities designed to gather data and information to inform and
support future actions related to this new effort. FSIS also held a
public meeting in November 2022 to solicit stakeholder input on a draft
regulatory framework that the Agency was considering for a new strategy
to control Salmonella in poultry products and provided an opportunity
for stakeholders to submit written comments. After carefully evaluating
the written comments and other stakeholder input, along with studies
and information that have become available after FSIS made the
framework under consideration available to the public, FSIS is
proposing a new regulatory framework targeted at reducing Salmonella
illnesses associated with poultry products.
Summary of Legal Basis: FSIS regulates the production of poultry
prepared for distribution in interstate commerce under the authority of
the Poultry Products Inspection Act (PPIA) (21 U.S.C. 451 et seq.). 21
U.S.C. 455(b) provides that the Secretary shall cause to be made by
inspector's post-mortem inspection of the carcass of each bird
processed, and at any time reinspection as he deems necessary of
poultry and poultry products capable of use as human food. 21 U.S.C.
455(c) requires that all poultry carcasses and other poultry products
found to be adulterated be condemned. Under the PPIA, a poultry product
is adulterated, among other circumstances, if it bears or contains any
poisonous or deleterious substance that may render it injurious to
health; it is unhealthful, unwholesome, or otherwise unfit for human
consumption; or it was prepared, packaged, or held under unsanitary
conditions whereby it may have been rendered injurious to health (21
U.S.C. 453(g)(1), (3), and (4)). Finally, 21 U.S.C. 463(b) provides
that the Secretary shall promulgate such other rules and regulations as
are necessary to carry out the provisions of the PPIA.
Alternatives: In addition to the proposed option, FSIS considered
an alternative that would keep the current Salmonella performance
standards. The Agency also considered alternatives for various
Salmonella levels and serotypes for the proposed final product
standards.
Anticipated Cost and Benefits: FSIS estimates this proposal would
benefit society by preventing Salmonella illnesses associated with
poultry products. The proposal is also estimated to benefit industry by
reducing the risk of illness outbreak-related recalls. The main cost
associated with this proposal is the cost to industry associated with
maintaining control of products sampled by FSIS for adulterants pending
test results.
Risks: FSIS estimates this proposal would benefit society by
preventing Salmonella illnesses associated with poultry products. The
proposal is also estimated to benefit industry by reducing the risk of
out-break- related recalls. The main cost associated with this proposal
is the cost to industry associated with maintaining control of products
sampled by FSIS for adulterants pending test results.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/00/24 .......................
------------------------------------------------------------------------
[[Page 9312]]
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Agency Contact: Melissa Hammar, Director, Regulations Development
Staff, Department of Agriculture, Food Safety and Inspection Service,
1400 Independence Avenue SW, Washington, DC 20250-3700, Phone: 202 286-
2255, Email: [email protected].
RIN: 0583-AD96
USDA--FSIS
Final Rule Stage
9. Revision of the Nutrition Facts Labels for Meat and Poultry Products
and Updating Certain Reference Amounts Customarily Consumed [0583-AD56]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 601 et seq.; 21 U.S.C. 451 et seq.
CFR Citation: 9 CFR 317; 9 CFR 381; 9 CFR 413.
Legal Deadline: None.
Abstract: Consistent with the changes that the Food and Drug
Administration (FDA) finalized, the Food Safety and Inspection Service
(FSIS) is amending the Federal meat and poultry products inspection
regulations to update and revise the nutrition labeling requirements
for meat and poultry products to reflect recent scientific research and
dietary recommendations and to improve the presentation of nutrition
information to assist consumers in maintaining healthy dietary
practices.
Statement of Need: On May 27, 2016, the Food and Drug
Administration (FDA) published two final rules: (1) ``Food Labeling:
Revision of the Nutrition and Supplement Facts Labels'' (81 FR 33742);
and (2) ``Food Labeling: Serving Sizes of Foods that Can Reasonably be
Consumed at One Eating Occasion; Dual-Column Labeling; Updating,
Modifying, and Establishing Certain Reference Amounts Customarily
Consumed; Serving Size for Breath Mints; and Technical Amendments'' (81
FR 34000). FDA finalized these rules to update the Nutrition Facts
label to reflect new nutrition and public health research, to reflect
recent dietary recommendations from expert groups, and to improve the
presentation of nutrition information to help consumers make more
informed choices and maintain healthy dietary practices. FSIS has
reviewed FDA's analysis and, to ensure that nutrition information is
presented consistently across the food supply, FSIS is amending the
nutrition labeling regulations for meat and poultry products to
parallel, to the extent possible, FDA's regulations. This approach will
help increase clarity of information for consumers and will improve
efficiency in the marketplace.
Summary of Legal Basis: Under the Federal Meat Inspection Act
(FMIA) (21 U.S.C. 601-695, at 607), the Poultry Products Inspection Act
(PPIA) (21 U.S.C. 451-470, at 457), and the Egg Products Inspection Act
(21 U.S.C. 1031-1056, at 1036) (the Acts), the labels of meat, poultry,
and egg products must be approved by the Secretary of Agriculture, who
has delegated this authority to FSIS, before these products can enter
commerce. The Acts prohibit the sale or offer for sale by any person,
firm, or corporation of any article in commerce under any name or other
marking or labeling that is false or misleading or in any container of
a misleading form or size (21 U.S.C. 607(d); 21 U.S.C. 457(c)). The
Acts also prohibit the distribution in commerce of meat or poultry
products that are adulterated or misbranded. The FMIA and PPIA give
FSIS broad authority to promulgate such rules and regulations as are
necessary to carry out the provisions of the Acts (21 U.S.C. 621 and
463(b)).
To prevent meat and poultry products from being misbranded, the
meat and poultry product inspection regulations require that the labels
of meat and poultry products include specific information, such as
nutrition labels, and that such information be displayed as prescribed
in the regulations (9 CFR parts 317 and 381). The nutrition labeling
requirements for meat and meat food products are in 9 CFR 317.300-
317.400, and the nutrition labeling requirements for poultry products
are in 9 CFR 381.400-381.500.
Alternatives: FSIS considered three alternatives for the final
rule: (1) No action; (2) A 24-month compliance period for large
businesses and a 36-month compliance period for small businesses (as
proposed); or (3) A 12-month compliance period for large businesses and
a 24-month compliance period for small businesses for faster label
harmonization.
Anticipated Cost and Benefits: These regulations are expected to
benefit consumers by increasing and improving dietary information
available in the market. Firms will incur a one-time cost for
relabeling, recordkeeping costs, and costs associated with voluntary
reformulation. Many firms have voluntarily begun using the FDA format,
which will reduce costs.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/19/17 82 FR 6732
NPRM Comment Period End............. 04/19/17 .......................
Final Action........................ 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Melissa Hammar, Director, Regulations Development
Staff, Department of Agriculture, Food Safety and Inspection Service,
1400 Independence Avenue SW, Washington, DC 20250-3700, Phone: 202 286-
2255, Email: [email protected].
RIN: 0583-AD56
USDA--FSIS
10. Voluntary Labeling of FSIS-Regulated Products With U.S. Origin
Claims [0583-AD87]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 601 et seq.; 21 U.S.C. 451 et seq.; 21
U.S.C. 1031 et seq.; 7 U.S.C. 1622 and 1624
CFR Citation: 9 CFR 412.3.
Legal Deadline: None.
Abstract: The Food Safety and Inspection Service (FSIS) is amending
its regulations to define the conditions under which the labeling of
meat, poultry, and egg products, as well as voluntarily-inspected
products, can bear voluntary statements indicating that the product is
of United States (U.S.) origin.
Statement of Need: FSIS conducted a comprehensive review of the
Agency's current voluntary Product of USA labeling policy to help
determine what the Product of USA label claim means to consumers of
FSIS-regulated products in the U.S. marketplace. FSIS started this
review after receiving several petitions stating that the voluntary
label claim Product of USA is confusing to consumers. FSIS' review of
the policy included a consumer survey on Product of USA labeling on
beef and pork products. Based on the consumer survey results, reviews
of consumer research, and comments received on the petitions, FSIS is
revising its regulations to reduce consumer confusion surrounding
current voluntary U.S.-origin labeling policy.
Summary of Legal Basis: Under the Federal Meat Inspection Act
(FMIA) (21 U.S.C. 601-695, at 607), the Poultry Products Inspection Act
(PPIA) (21 U.S.C. 451-470, at 457), and the Egg Products Inspection Act
(21 U.S.C. 1031-1056, at 1036), the labels of meat, poultry, and egg
products must be approved by the Secretary of
[[Page 9313]]
Agriculture, who has delegated this authority to FSIS, before these
products can enter commerce. FSIS also provides voluntary reimbursable
inspection services, including label approval, under the Agricultural
Marketing Act (AMA) (7 U.S.C. 1622 and 1624) for eligible products not
requiring mandatory inspection under the FMIA, PPIA, and EPIA. Under
the mandates of the FMIA, PPIA, and EPIA, any meat, poultry, or egg
product is misbranded if its labeling is false or misleading in any
particular (21 U.S.C. 601(n)(1); 21 U.S.C. 453(h)(1); 21 U.S.C.
1036(b)). FSIS has similar authority under the AMA concerning labels of
products receiving voluntary inspection services (7 U.S.C. 1622(h)(1)).
Alternatives: In addition to the option proposed, the Agency
considered the following alternatives: (1) Keeping the current
regulatory requirements for U.S.-origin product labeling and taking no
proposed regulatory action; and (2) Taking the proposed regulatory
action but extending the compliance period for the regulatory changes
after publication of the final rule.
Anticipated Cost and Benefits: Establishments may incur costs
associated with voluntarily changing their labels as a result of any
revised regulatory requirements. The finale rule is expected to result
in quantified industry relabeling, recordkeeping, and market testing
costs, which combined are estimated to cost approximately $3 million,
annualized at a 7 percent discount rate over 10 years. The changes will
benefit consumers by matching the voluntary Product of USA and Made in
the USA label claims with the definition that consumers' likely
expected, i.e., as product being derived from animals born, raised,
slaughtered, and processed in the United States. The final rule will
reduce false or misleading U.S. origin labeling and will reduce the
market failures associated with incorrect and imperfect information.
Risks: N/A.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 03/13/23 88 FR 15290
NPRM Comment Period End............. 06/11/23 .......................
Final Action........................ 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Melissa Hammar, Director, Regulations Development
Staff, Department of Agriculture, Food Safety and Inspection Service,
1400 Independence Avenue SW, Washington, DC 20250-3700, Phone: 202 286-
2255, Email: [email protected].
RIN: 0583-AD87
USDA--FOREST SERVICE (FS)
Proposed Rule Stage
11. Update and Clarification of the Locatable Minerals Regulations
[0596-AD32]
Priority: Other Significant.
Legal Authority: 30 U.S.C. 612
CFR Citation: 36 CFR 228 (A).
Legal Deadline: None.
Abstract: The Forest Service proposes the revision of its locatable
mineral regulations to better reflect the needs of our national
defense, economic prosperity, and environmental stewardship. The agency
has identified many challenges in the current regulations, and revising
the regulations to address these would allow the Forest Service to
better implement its mining regulations. Specifically, the Forest
Service is considering in this proposed rule to (1) better meet the
purpose of the rule, which is to minimize, to the fullest extent
practicable, adverse impacts to surface resources which may result from
locatable mineral operations; (2) increase efficiency and transparency
in the review process for proposed mineral operations; and (3) increase
consistency with the Department of the Interior, Bureau of Land
Management (BLM) surface management regulations. This rule will meet
the Administration's goals of improving environmental stewardship while
also providing more timely response, especially to proposed critical
minerals operations.
Statement of Need: The Forest Service proposes the amendment of its
locatable mineral regulations to better reflect the needs of both the
Forest Service and mining industry. Despite major changes in the mining
industry and many lessons learned through administering minerals
activity on National Forest System (NFS) lands, the Forest Service
locatable mineral regulations at 36 CFR 228 subpart A (228A) have
remained largely unchanged since first published in 1974. Moreover,
specific recommendations to revise and update the 228A regulations have
been made in two prominent external reports: the 1999 National Research
Council publication Hard Rock Mining on Federal Lands and the 2016
Government Accountability Office report Hardrock Mining: BLM and Forest
Service Have Taken Some Actions to Expedite the Mine Plan Review
Process but Could Do More (GAO-16-165). By addressing recent issues and
remedying existing weakness in current regulations that have been
identified, the Forest Service would be consistent with the Biden-
Harris Administration Fundamental Principles for Domestic Mining Reform
by establishing strong responsible mining standards, increasing
efficiency in permitting times, and improving environmental, social,
and economic outcomes.
Summary of Legal Basis: The Mining Law of 1872, as amended, confers
a statutory right to enter upon certain National Forest System lands to
search for locatable minerals. The Organic Act of 1897 authorized the
Forest Service to make rules to regulate occupancy and use of the land
and preserve the forests from destruction. The Forest Service's
existing regulations for administering locatable minerals activity on
National Forest System (NFS) lands are found at 36 CFR part 228 subpart
A. These rules govern prospecting, exploration, development, mining,
and processing operations conducted on National Forest System lands.
Under these rules, the Forest Service requires operators proposing to
conduct locatable mineral activity which would likely cause significant
disturbance of surface resources to obtain prior approval file a plan
of operations.
Alternatives: Proposed Action: Publish a proposed rule and seek
public comment on updates to 228A that will significantly improve and
clarify requirements related to processing plans of operation,
reclamation, and operator financial assurance in the event of default.
These changes would support the following Administration priorities:
Provide Permitting Certainty: The proposed rule will
modernize Forest Service administration of surface use and occupancy of
NFS lands for locatable mining operations, provide additional clarity
for operators subject to these regulations, continue to minimize
adverse impacts to surface resources on NFS lands, and increase
alignment with BLM's mining law regulations which will facilitate
coordination for projects that span both agency jurisdictions.
Increased detail and clarity in agency regulations will reduce the need
for time consuming, back-and-forth information requests to obtain a
complete operating plan from proponents.
Climate: The proposed rule requires more detail in
operating plan submittals to put greater emphasis on up-front planning
and subsequent operational monitoring of mining activity to address
potential environmental and public safety impacts of more frequent
extreme weather events, and decrease the
[[Page 9314]]
likelihood of catastrophic events, such as tailings impoundment
failures.
Critical Minerals and American Supply Chains: The demand
for minerals produced from federal lands is expected to increase to
address green energy and carbon-neutral goals. Many critical minerals
are only economic to recover when combined with the recovery of a host
mineral. The proposed rule clarifies many aspects of administering
locatable mining activity on NFS land which is expected to increase
agency efficiency, reduce processing time, and facilitate sustainable
exploration and development of all locatable mineral deposits,
including those containing critical minerals.
Meaningful Consultation with Tribal Nations: The proposed
rule's detailed requirements for operating plan submittals will enhance
consultation with Tribal Nations through the availability of more
information earlier in the process to better assess potential impacts
to sacred sites and treaty rights.
Conserving Lands and Waters (30 by 30): The proposed rule
expands surface resource protection requirements, agency enforcement
options, and financial guarantee provisions to minimize the impact of
hardrock mining activity to NFS land and water and will reduce the risk
and consequences of legacy pollution.
Economy: Hardrock exploration and mining activity
generates jobs in many rural communities adjacent to NFS lands. Mining
companies pay income and many other taxes to federal and state
governments. For every job at a mine, there's another job in the
regional economy that exists because of the mining operation. The
locatable mining industry in 2018 supported more than 7,800 direct and
indirect jobs. Through more efficient administration of hardrock
activity, the Forest Service can better implement federal policy to
foster and encourage private enterprise in the sustainable development
of domestic resources which would benefit local economies as well as
decrease vulnerability to national supply chains.
No Action: A no action alternative would leave the regulations
unchanged, thus maintaining the status-quo.
Anticipated Cost and Benefits: Anticipated costs include increased
costs to industry in providing more detail in submitting plans of
operation. However, a substantial cost savings for the Forest Service
is expected from more modern and efficient agency review and approval
of plans of operations.
Anticipated benefits of the updates to 228A would stem from more
modern and efficient agency review and approval of plans of operations.
The benefits to industry derive from timelier development of, access
to, and use of locatable minerals on National Forest System lands.
Expedited access and development of locatable mineral resources is
expected to result in an increase in the time value of revenues
generated by locatable operations. A potential benefit to the public of
facilitating access to National Forest System lands is the increased
opportunity to develop domestic sources of strategic and critical
minerals which would decrease vulnerability to American supply chains.
Most importantly, benefits to the public from the proposed rule are the
continued protection, and in some cases, increased assurance about
protection of ecosystems and corresponding goods and services from the
potential damages of locatable mining activities.
Risks: Not applicable.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 09/13/18 83 FR 46451
ANPRM Comment Period End............ 10/15/18 .......................
NPRM................................ 08/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal.
Agency Contact: Nathan Morris, Department of Agriculture, Forest
Service, 1400 Independence Avenue SW, Washington, DC 20250, Phone: 202
205-0833, Email: [email protected].
RIN: 0596-AD32
USDA--RURAL BUSINESS--COOPERATIVE SERVICE (RBS)
Proposed Rule Stage
12. Higher Blends Infrastructure Incentive Program [0570-AB11]
Priority: Section 3(f)(1) Significant. Major status under 5 U.S.C.
801 is undetermined.
Legal Authority: 5 U.S.C. 301; 7 U.S.C. 1989
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: The Higher Blends Infrastructure Program (HBIIP) is a
program designed to increase the sales and use of higher blends of
ethanol and biodiesel by expanding the infrastructure for renewable
fuels derived from U.S. agricultural products. The program is also
intended to encourage a more comprehensive approach to market higher
blends by sharing the costs related to building out biofuel-related
infrastructure. The program should increase availability of domestic
biofuels and give Americans additional cleaner fuel options at the
pump.
RBCS is proposing a rule to codify the policies and procedures for
the program in the Code of Federal Regulations, as this program has a
significant impact on climate change which is an administration
priority. The proposed rule is intended to seek comment on codification
of existing authorities provided through statutory language on
eligibility requirements, types and terms of funding, program
requirements and processing procedures.
RBCS intends to conduct public engagement to hear from stakeholders
and potential applicants about what they would like to see in the
regulation as well as what has worked and what has not worked in the
past. This program has been implemented for multiple years, so the
public should have some input on what has worked and what has not in
the past. RBCS is looking for suggestions and input both from those who
have applied in the past and those that did not, why they opted not to
and if the program could do anything to encourage new applicants.
Targeted primary stakeholders include owners of fueling station
owners, convenience store, and fleets, including auto, truck, rail and
marine, and their industry associations. Secondary stakeholders include
equipment manufacturers, distributors, and installers; State Energy
Offices and State Departments of Agriculture; biofuel producers and
farmers/agricultural producers and their industry associations; EPA,
DOT, DOE, and other Federal agencies; and other stakeholders and groups
with related interests such as environmental and health.
Statement of Need: The purpose HBIIP is to increase significantly
the sales and use of higher blends of ethanol and bio diesel by
expanding the infrastructure for renewable fuels derived from U.S.
agricultural products. The program is also intended to encourage a more
comprehensive approach to market higher blends by sharing the costs
related to building out biofuel-related infrastructure. Currently, the
Rural Business-Cooperative Service (RBCS) implements the program
through a Notice of Funding Opportunity. This program was initially
implemented in fiscal year 2020 through a Notice of Funding Opportunity
and under the Commodity Credit Corporation (CCC) authority. In fiscal
[[Page 9315]]
year 2023 this was included in IRA and under RBCS authority and a
Notice of Funding Opportunity was yet again issued. RBCS is proposing a
rule to codify the policies and procedures for the program in the Code
of Federal Regulations as this program has a significant impact on
climate change which is an administration priority.
Summary of Legal Basis: This regulatory action is not required by
statute or court order; however, the underlying statutes authorizing
RBCS to create these regulations are 5 U.S.C. 301 and 7 U.S.C. 1989.
Alternatives: The alternative to rulemaking is to continue to
operate the program through issuance of a Notice of Funding Opportunity
to announce application windows and applicable requirements for the
program.
Anticipated Cost and Benefits: The Agency does not expect the new
regulation to result in additional costs to applicants or the
government.
Risks: At this time, the Agency has not completed risk analysis for
this action.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Proposed Rule....................... 06/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Agency Contact: Jeffrey Carpenter, HBIIP Program Manager,
Department of Agriculture, Rural Business-Cooperative Service, 1400
Independence Avenue SW, Washington, DC 20250, Phone: 402 437-5554,
Email: [email protected].
RIN: 0570-AB11
BILLING CODE 3410-90-P
DEPARTMENT OF COMMERCE
Statement of Regulatory Priorities
Established in 1903, the Department of Commerce (Commerce or
Department) is one of the oldest Cabinet-level agencies in the Federal
Government. Commerce's mission is to create the conditions for economic
growth and opportunity across all American communities by promoting
innovation, entrepreneurship, competitiveness, and environmental
stewardship. Commerce has 12 operating units, which manage a diverse
portfolio of programs and services ranging from trade promotion and
economic development assistance to improved broadband access and the
National Weather Service, and from standards development and
statistical data production, including the decennial census, to patents
and fisheries management. Across these varied activities, the
Department seeks to provide a foundation for a more equitable,
resilient, and globally competitive economy.
To fulfill its mission, Commerce works in partnership with
businesses, educational institutions, community organizations,
government agencies, and individuals to:
Innovate by supporting the creation of new ideas through
cutting-edge science and technology, from advances in nanotechnology to
ocean exploration to broadband deployment, and by protecting American
innovations through the patent and trademark system;
Support entrepreneurship and commercialization by enabling
community development and strengthening opportunities for minority and
other underserved businesses and small businesses;
Maintain U.S. economic competitiveness in the global
marketplace by promoting exports and foreign direct investment,
ensuring a level playing field for U.S. businesses, and ensuring that
technology transfer is consistent with our nation's economic and
security interests;
Provide effective management and stewardship of our
nation's resources and assets to ensure sustainable economic
opportunities; and
Make informed policy decisions and enable better
understanding of the economy and our communities by providing timely,
accessible, and accurate economic and demographic data.
Commerce's Regulatory Plan tracks the most important regulations
that the Department anticipates issuing to implement these policy and
program priorities and foster sustainable and equitable growth. Of
Commerce's 12 primary operating units, three bureaus--the National
Oceanic and Atmospheric Administration (NOAA), the United States Patent
and Trademark Office (USPTO), and the Bureau of Industry and Security
(BIS)--issue the vast majority of the Department's regulations, and
these three bureaus account for all the planned actions that are
considered the Department's highest priority pre-regulatory or
regulatory actions for FY 2024.
Consistent with Executive Order 14094, moreover, the Department and
its bureaus routinely seek to inform their rulemaking with meaningful
opportunities for public input. The efforts of NOAA, USPTO, and BIS to
promote public engagement are discussed in their respective sections,
below.
National Oceanic and Atmospheric Administration
NOAA's mission is built on three pillars: science, service, and
stewardship--to understand and predict changes in climate, weather,
oceans, and coasts; to share that knowledge and information with
others; and to conserve and manage coastal and marine ecosystems and
resources.
At its core, NOAA is a scientific agency. It observes, measures,
monitors, and collects data from the depths of the ocean to the surface
of the sun, and it does so following principles of scientific
integrity. These data are turned into weather and climate models and
forecasts that are then used for everything from local weather
forecasts to predicting the movement of wildfire smoke to identifying
the impacts of climate change on fisheries and living marine resources.
With respect to service, NOAA not only collects data but seeks to
make it operational. By providing Federal, State, local, Tribal
government partners, the private sector, and the public with actionable
environmental information, NOAA can facilitate decision-making in the
face of climate change. Such decisions can range from businesses
planning the location of offices; insurance companies trying to
incorporate climate risk into their insurance policies; and
municipalities looking to ensure that plans for construction of new
housing developments will be resilient to the effects of climate
change.
The final pillar of NOAA's mission is stewardship. NOAA seeks to
conserve our lands, waters, and natural resources, protecting people
and the environment now and for future generations. As part of
Commerce, moreover, NOAA recognizes that economic growth must go hand-
in-hand with environmental stewardship. For example, the nation's
fisheries enhance the nation's productivity and long-term economic
growth while ensuring sustainability. Similarly, national marine
sanctuaries both protect important natural resources and are
significant drivers of eco-tourism and local recreation.
Within NOAA, the National Marine Fisheries Services (NMFS) and the
National Ocean Service (NOS) are the components that most often
exercise regulatory authority to implement NOAA's mission. NMFS
oversees the management and conservation of the nation's marine
fisheries; protects marine mammals and Endangered
[[Page 9316]]
Species Act (ESA)-listed marine and anadromous species; and promotes
economic development of the U.S. fishing industry. NOS assists the
coastal states in their management of land and ocean resources in their
coastal zones, including estuarine research reserves; manages national
marine sanctuaries; monitors marine pollution; and directs the national
program for deep-seabed minerals and ocean thermal energy.
Many of NOAA's rulemakings are issued pursuant to the following key
statutes:
Magnuson-Stevens Fishery Conservation and Management Act
Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-
Stevens Act) rulemakings concern the conservation and management of
fishery resources in the U.S. Exclusive Economic Zone (generally 3-200
nautical miles from shore). As itemized in the Unified Agenda, NOAA
plans to take several hundred actions in FY 2024 under Magnuson-Stevens
Act authority. With certain exceptions, rulemakings under the Magnuson-
Stevens Act are usually initiated by the actions of eight regional
Fishery Management Councils (Councils). The Magnuson-Stevens Act
provides a robust public process for managing our nation's fisheries
through the work of the Councils. Throughout the Council process, there
is significant opportunity for public engagement, including
participating on advisory panels, providing testimony at public
hearings, and commenting on Council actions. These Councils are
comprised of representatives from the commercial and recreational
fishing sectors, environmental groups, academia, and Federal and State
government, and they are responsible for preparing fishery management
plans (FMPs) and FMP amendments, and for recommending implementing
regulations for each managed fishery. This unique management system
gives fishery managers the flexibility to use local level input to
develop management strategies appropriate for each region's unique
fisheries, challenges, and opportunities. FMPs address a variety of
issues, including maximizing fishing opportunities on healthy stocks,
rebuilding overfished stocks, and addressing gear conflicts. After
considering the Councils' recommendations in light of the standards and
requirements set forth in the Magnuson-Stevens Act and in other
applicable laws, NOAA may issue regulations to implement the proposed
FMPs and FMP amendments.
Marine Mammal Protection Act
The Marine Mammal Protection Act of 1972 (MMPA) provides authority
for the conservation and management of marine mammals under U.S.
jurisdiction. It expressly prohibits, with certain exceptions, the
intentional take of marine mammals. The MMPA allows, upon request and
subsequent authorization, the incidental take of marine mammals by U.S.
citizens who engage in a specified activity (e.g., oil and gas
development, pile driving) within a specified geographic region. NMFS
authorizes incidental take under the MMPA if it finds that the taking
would be of small numbers, have no more than a ``negligible impact'' on
those marine mammal species or stock, and would not have an
``unmitigable adverse impact'' on the availability of the species or
stock for ``subsistence'' uses. NMFS also initiates rulemakings under
the MMPA to establish a management regime to reduce marine mammal
mortalities and injuries as a result of interactions with fisheries. In
addition, the MMPA allows NMFS to permit the take or import of wild
animals for scientific research or public display or to enhance the
survival of a species or stock.
Endangered Species Act
The Endangered Species Act of 1973 (ESA) provides for the
conservation of species that are determined to be ``endangered'' or
``threatened,'' and the conservation of the ecosystems on which these
species depend. NMFS and the Department of Interior's Fish and Wildlife
Service (FWS) jointly administer the provisions of the ESA: NMFS
manages marine and several anadromous species, and FWS manages land and
freshwater species. Together, NMFS and FWS work to protect critically
imperiled species from extinction. NMFS rulemaking actions under the
ESA are focused on determining whether any species under its
responsibility is an endangered or threatened species and whether those
species must be added to the list of protected species. NMFS is also
responsible for designating, reviewing and revising critical habitat
for any listed species. In addition, as indicated in the list of
highlighted actions below, NMFS and FWS may also issue rules clarifying
how particular provisions of the ESA will be implemented.
The National Marine Sanctuaries Act
The National Marine Sanctuaries Act (NMSA) authorizes the Secretary
of Commerce to designate and protect as national marine sanctuaries
areas of the marine environment with special national significance due
to their conservation, recreational, ecological, historical,
scientific, cultural, archeological, educational, or aesthetic
qualities. The primary objective of the NMSA is to protect marine
resources, such as coral reefs, sunken historical vessels, or unique
habitats.
NOAA's Office of National Marine Sanctuaries (ONMS), within NOS,
has responsibility for management of national marine sanctuaries. ONMS
regulations, issued pursuant to NMSA, prohibit specific kinds of
activities, describe and define the boundaries of the designated
national marine sanctuaries, and set up a system of permits to allow
the conduct of certain types of activities that would otherwise not be
allowed.
These regulations can, among other things, regulate and restrict
activities that may injure natural resources, including all extractive
and destructive activities, consistent with community-specific needs
and NMSA's purpose to ``facilitate to the extent compatible with the
primary objective of resource protection, all public and private uses
of the resources of these marine areas.'' In FY 2024, NOAA is expected
to have at least three regulatory actions under NMSA.
Coastal Zone Management Act
The Coastal Zone Management Act (CZMA) was passed in 1972 to
preserve, protect, and develop and, where possible, to restore and
enhance the resources of the nation's coastal zone. The CZMA creates a
voluntary state-federal partnership, where coastal states (States in,
or bordering on, the Atlantic, Pacific or Arctic Ocean, the Gulf of
Mexico, Long Island Sound, or one or more of the Great Lakes), may
elect to develop comprehensive programs that meet federal approval
standards. Currently, 34 of the 35 eligible entities are implementing a
federally approved coastal management plan approved by the Secretary of
Commerce.
NOAA's Regulatory Plan Actions
Of the numerous regulatory actions that NOAA is planning for this
year, of which approximately 21 are expected to be determined to be
significant rulemaking under E.O. 12866, there are four, described
below, that the Department considers to be of particular importance.
1. Illegal, Unreported, and Unregulated Fishing; Fisheries
Enforcement; High Seas Driftnet Fishing Moratorium Protection Act
(0648-BG11): This proposed rule makes conforming amendments to
regulations
[[Page 9317]]
implementing various statutes amended by the Illegal, Unreported and
Unregulated Fishing Enforcement Act of 2015. The Act provides the
authority to implement two new international agreements under the
Antigua Convention and the United Nations Food and Agriculture
Organization Agreement on Port State Measures to Prevent, Deter, and
Eliminate Illegal, Unreported and Unregulated Fishing (Port State
Measures Agreement, or PMSA) The PMSA is aimed at combating illegal,
unreported and unregulated (IUU) fishing activities through increased
port inspection of foreign fishing vessels and thereby closing seafood
markets to IUU fish and fish products. This proposed rule would require
the collection of certain information from foreign fishing vessels
requesting permission to use U.S. ports. It will also include
procedures to designate and publicize the ports to which foreign
fishing vessels may seek entry and procedures for conducting
inspections of these foreign vessels accessing U.S. ports. In addition,
this proposed rule will identify and certify nations for IUU fishing
and other adverse fishing activities, bycatch of protected living
marine resources, and shark catch under the authority of the High Seas
Driftnet Fishing Moratorium Protection Act that need to be updated in
light of amendments made by the James M. Inhofe National Defense
Authorization Act for Fiscal Year 2023.
2. Amendments to the North Atlantic Right Whale Vessel Strike
Reduction Rule (0648-BI88): This final rule makes changes to existing
vessel speed regulations in an effort to further reduce the likelihood
of mortalities and serious injuries to endangered North Atlantic right
whales from vessel collisions and prevent the species' extinction.
Vessel collisions are a leading cause of the species' decline and
contributor to the ongoing Unusual Mortality Event (2017-present). The
North Atlantic right whale (Eubalaena glacialis) was severely depleted
by commercial whaling and, despite protection from commercial harvest
since 1935, has not recovered. Following two decades of growth between
1990 and 2010, the species has been in decline over the past decade
with a best population estimate of fewer than 350 individuals.
3. Endangered and Threatened Wildlife and Plants; Regulations for
Listing Species and Designating Critical Habitat (0648-BK47): The
Secretaries of Interior and Commerce share responsibility for
implementing most of the provisions of the Endangered Species Act
(ESA). Together, the Department of Interior's Fish and Wildlife Service
and the Department of Commerce's National Marine Fisheries Services
(collectively, the Services) have promulgated regulations that
implement aspects of the listing and critical habitat designation
provisions of section 4 of the ESA. Pursuant to the January 20, 2021
Executive Order on Protecting Public Health and the Environment and
Restoring Science to Tackle the Climate Crisis (E.O. 13990), the
Services initiated a review of a 2019 rule that revised the regulations
for adding and removing species from the Lists of Endangered and
Threatened Wildlife and Plants and clarified procedures for designating
critical habitat. Following the review, the Services issued a proposed
rule and now seek to finalize a rule that revises the regulations to
clarify, interpret, and implement portions of the Act concerning the
procedures and criteria used for listing, reclassifying, and delisting
species on the Lists of Endangered and Threatened Wildlife and Plants
and designating critical habitat.
4. Endangered and Threatened Wildlife and Plants; Revision of
Regulations for Interagency Cooperation (0648-BK48): Pursuant to E.O.
13990, the Services also initiated a review of a 2019 rule that
implemented the interagency consultation provisions in section 7 of the
ESA. Following the review, the Services issued a proposed rule and now
seek to finalize a rule that revises the regulations to further clarify
and improve the interagency consultation process, while continuing to
provide for the conservation of listed species.
The United States Patent and Trademark Office
The USPTO's mission is to foster innovation, competitiveness, and
economic growth, domestically and abroad, by delivering high quality
and timely examination of patent and trademark applications, guiding
domestic and international intellectual property policy, and delivering
intellectual property information and education worldwide.
Major Programs and Activities
The USPTO is responsible for granting U.S. patents and registering
trademarks. This system of secured property rights, which has its
foundation in Article I, Section 8, Clause 8, of the Constitution
(providing that Congress shall have the power to ``promote the Progress
of Science and useful Arts, by securing for limited Times to Authors
and Inventors the exclusive Right to their respective Writings and
Discoveries'') has enabled American industry to flourish. New products
have been invented, new uses for old ones discovered, and employment
opportunities created for millions of Americans. The continued demand
for patents and trademarks underscores the importance to the U.S.
economy of effective mechanisms to protect new ideas and investments in
innovation, as well as the ingenuity of American inventors and
entrepreneurs.
In addition to granting patents and trademarks, the USPTO advises
the President of the United States, the Secretary of Commerce, and U.S.
government agencies on intellectual property (IP) policy, protection,
and enforcement; and promotes strong and effective IP protection around
the world. The USPTO furthers effective IP protection for U.S.
innovators and entrepreneurs worldwide by working with other agencies
to secure strong IP provisions in free trade and other international
agreements. It also provides training, education, and capacity building
programs designed to foster respect for IP and encourage the
development of strong IP enforcement regimes by U.S. trading partners.
As part of its work, the USPTO administers regulations located at
title 37 of the Code of Federal Regulations concerning its patent and
trademark services and the other functions it performs. In the
development of its regulations, the USPTO seeks to increase
participation and engagement from members of the public affected by our
regulations, including in the development of our regulatory priorities.
During the past year, we have increased our engagement efforts to help
inform our priorities to date, as well as future priorities. We have
held public hearings, as well as published requests for comments, on
several of our regulatory actions not only to better understand our
stakeholders' needs, but to ensure robust and transparent engagement
throughout the rulemaking process. For example, public hearings were
held in two rulemakings where the USPTO will be setting and adjusting
patent and trademark fees. See ``Setting and Adjusting Patent Fees''
(0651-AD64) and ``Setting and Adjusting Trademark Fees'' (0651-AD65).
In addition, the USPTO published notices requesting comments on several
rulemakings to inform the agency as it develops its proposals. See
``Changes Under Consideration to Discretionary Institution Practices,
Petition Word-count Limits, and Settlement Practices for America
Invents Act Trial Proceedings Before the Patent Trial and Appeal
Board'' (0651-AD47); ``Motion to Amend Practice and Procedures in
[[Page 9318]]
Trial Proceedings Under the America Invents Act Before the Patent Trial
and Appeal Board'' (0651-AD50); ``Changes to the Representation of
Others in Design Patent Matters Before the United States Patent and
Trademark Office'' (0651-AD67), and ``Rules Governing Pre-Issuance
Internal Circulation and Review of Decisions Within the Patent Trial
and Appeal Board'' (0651-AD68). More information about the specific
public engagement activity conducted by the USPTO for each of these
rulemakings is found in their respective abstract. The USPTO is
currently considering all public feedback as it develops its
rulemakings. Throughout our engagement, the USPTO is ensuring that in
the regulatory process, we hear from a wide array of members of the
public to help the USPTO shape the provisions proposed in its proposed
rule or ultimately implemented in the final rule.
Outlined below are the USPTO's most important upcoming regulatory
actions for this year.
The USPTO's Regulatory Plan Actions
1. Setting and Adjusting Patent Fees (0651-AD64): This proposed
rule would set and adjust Patent fee amounts to provide USPTO with
sufficient aggregate revenue to recover its aggregate cost of
operations thereby maintaining a sustainable funding model. The new fee
amounts would provide USPTO with additional resources to decrease
patent pendency and ensure robust and reliable patents are granted
while continuing to promote access to the patent system for
underresourced individuals. The proposed fee amounts reflect feedback
received from members of the Patent Public Advisory Committee and the
public, including organizations, practitioners, and independent
inventors, during a public hearing held on May 18, 2023.
2. Setting and Adjusting Trademark Fees (0651-AD65): This proposed
rule would set and adjust Trademark fee amounts to provide USPTO with
sufficient aggregate revenue to recover its aggregate cost of
operations thereby maintaining a sustainable funding model. The new fee
amounts would provide USPTO with additional resources to ensure the
integrity of the Trademark register and promote efficiency of processes
while continuing to offer affordable options to stakeholders. The
proposed fee amounts reflect feedback received from members of the
Trademark Public Advisory Committee and the public, including
organizations, practitioners, and small business owners, during a
public hearing held on June 5, 2023.
Bureau of Industry and Security
BIS advances U.S. national security, foreign policy, and economic
objectives by maintaining and strengthening adaptable, efficient, and
effective export control and treaty compliance systems as well as by
administering programs to prioritize certain contracts to promote the
national defense and to protect and enhance the defense industrial
base.
BIS Public Engagement
BIS seeks to increase participation and engagement from members of
the public affected by our regulations, including in the development of
our regulatory priorities. Within the regulatory process itself, BIS
often requests public comments even when not legally required to do so.
BIS's acceptance of comments submitted anonymously or accompanied by
requests for protection of business confidential information helps
bolster public trust. For nearly all rules, even those that do not
include requests for public comment, BIS obtains input from its
Technical Advisory Committees (TACs), constituted under the Federal
Advisory Committee Act. The TACs are composed of industry experts from
a variety of fields. In addition to providing technical and compliance
advice on draft rules, the TACs provide technical guidance on
developing proposals to multilateral export control regimes, thereby
supporting control policy development even prior to rulemaking.
BIS also engages with the public outside of the rulemaking process.
BIS has an Office of Exporter Services (OExS), with a Division of
Outreach and Educational Services and a Regulatory Policy Division,
which support public compliance with and understanding of BIS
regulations, including by interacting personally in meetings or on
phone calls and responding to written inquiries. BIS itself puts on
multiple training seminars per year, many of them outside of the
Washington, DC area or online. In addition to these smaller seminars,
BIS has a large annual conference (called ``Update''), at which it
provides an overview of changes to policies and regulations over the
past year. The Update Conference involves review and discussion of
large, complex regulatory concepts pertaining to BIS, inviting follow-
on discussion and interaction from participants, which in turn informs
BIS's deliberations. Many BIS staffers also participate in seminars and
conferences hosted by other government agencies or private partners.
Public engagement is a vital part of BIS's operations.
Major Programs and Activities
BIS administers four sets of regulations:
The Export Administration Regulations (EAR) regulate
exports and reexports to protect national security, foreign policy, and
short supply interests. The EAR includes the Commerce Control List,
which describes commodities, software, and technology that are subject
to licensing requirements for specific reasons for control. The EAR
also regulates U.S. persons' participation in certain boycotts
administered by foreign governments.
The National Security Industrial Base Regulations provide
for prioritization of certain contracts and allocations of resources to
promote the national defense, require reporting of foreign government-
imposed offsets in defense sales, provide for surveys to assess the
capabilities of the industrial base to support the national defense,
and address the effect of imports on the defense industrial base.
The Chemical Weapons Convention Regulations implement
declaration, reporting, and on-site inspection requirements in the
private sector necessary to meet United States treaty obligations under
the Chemical Weapons Convention treaty.
The Additional Protocol Regulations implement similar
requirements for certain civil nuclear and nuclear-related items with
respect to an agreement between the United States and the International
Atomic Energy Agency.
BIS also has an enforcement component with nine offices covering
the United States, as well as BIS export control officers stationed at
several U.S. embassies and consulates abroad. BIS works with other U.S.
Government agencies to promote coordinated U.S. Government efforts in
export controls and other programs. BIS participates in U.S. Government
efforts to strengthen multilateral export control regimes and promote
effective export controls through cooperation with other governments.
In FY 2024, BIS plans to publish a number of proposed and final
rules amending the EAR. These rules will cover a range of issues,
including countering Russia's ongoing aggression against Ukraine and
China's military modernization; imposing controls on military,
intelligence, and security end uses and end users that are contrary to
the national security or foreign policy interests of the United States,
including
[[Page 9319]]
human rights values; and increasing the effectiveness of U.S. actions
by substantially aligning controls with ally and partner countries. BIS
also continues to identify and propose controls for emerging and
foundational technologies.
Outlined below are BIS's most important upcoming regulatory actions
for this year.
BIS's Regulatory Plan Actions
1. Implementation of Additional Export Controls: Certain Advanced
Computing and Semiconductor Manufacturing Items; Supercomputer and
Semiconductor End Use (0694-AI94): The interim final rule (IFR),
Implementation of Additional Export Controls: Certain Advanced
Computing and Semiconductor End Use; Entity List Modification, which
went into effect on October 7, 2022, amended the EAR to implement
controls on advanced computing integrated circuits (ICs), computer
commodities that contain such ICs, and certain semiconductor
manufacturing items. This interim final rule addresses comments
received and makes changes to the original October 7 IFR in response to
those comments related to advanced computing integrated circuits and
computer commodities that contain such ICs.
2. Section 1758 Technology Export Controls on Instruments for the
Automated Chemical Synthesis of Peptides (0694-AI84): Section 1758 of
the Export Control Reform Act of 2018 authorizes BIS to establish
appropriate controls on the export, reexport or transfer (in-country)
of emerging and foundational technologies essential to the national
security of the United States. Certain instruments for the automated
synthesis of peptides (automated peptide synthesizers) have been
identified by BIS for evaluation as a Section 1758 emerging and
foundational technology. This final rule implements controls for these
automated peptide synthesizers.
3. Authorization of Certain ``Items'' to Entities on the Entity
List in the Context of Specific Standards Activities (0694-AI06): This
final rule amends the EAR to authorize the release of specified items
subject to the EAR without a license when that release occurs in the
context of a ``standards-related activity.'' BIS published an interim
final rule in September 2022 that revised the terms used in the EAR to
describe the actions permissible under the authorization rather than
defining the organizations to which it applies. This final rule
responds to comments received in response to the interim final rule.
DOC--NATIONAL OCEANIC AND ATMOSTPHERIC ADMINISTRATION (NOAA)
Proposed Rule Stage
13. Illegal, Unreported, and Unregulated Fishing; Fisheries
Enforcement; High Seas Driftnet Fishing Moratorium Protection Act
[0648-BG11]
Priority: Other Significant.
Legal Authority: Pub. L. 114-81
CFR Citation: 50 CFR 300.
Legal Deadline: Final, Statutory, December 31, 2023, National
Defense Authorization Act, 2023 amended the Moratorium Protection Act
and requires that not later than 1 year after the date of enactment of
this Act all other updates be enacted.
Abstract: This proposed rule would make conforming amendments to
regulations implementing the various statutes amended by the Illegal,
Unreported and Unregulated Fishing Enforcement Act of 2015 (Pub. L.
114-81). The Act amends several regional fishery management
organization implementing statutes as well as the High Seas Driftnet
Fishing Moratorium Protection Act. It also provides authority to
implement two new international agreements under the Antigua
Convention, which amends the Convention for the establishment of an
Inter-American Tropical Tuna Commission, and the United Nations Food
and Agriculture Organization Agreement on Port State Measures to
Prevent, Deter, and Eliminate Illegal, Unreported and Unregulated
Fishing (Port State Measures Agreement), which restricts the entry into
U.S. ports by foreign fishing vessels that are known to be or are
suspected of engaging in illegal, unreported, and unregulated fishing.
This proposed rule would also implement the Port State Measures
Agreement. To that end, this proposed rule would require the collection
of certain information from foreign fishing vessels requesting
permission to use U.S. ports. It also includes procedures to designate
and publicize the ports to which foreign fishing vessels may seek entry
and procedures for conducting inspections of these foreign vessels
accessing U.S. ports. Further, the rule would establish procedures for
notification of: the denial of port entry or port services for a
foreign vessel, the withdrawal of the denial of port services if
applicable, the taking of enforcement action with respect to a foreign
vessel, or the results of any inspection of a foreign vessel to the
flag nation of the vessel and other competent authorities as
appropriate.
Statement of Need: The United States is a signatory to the Port
State Measures Agreement (PSMA). The agreement is aimed at combating
illegal, unreported and unregulated (IUU) fishing activities through
increased port inspection of foreign fishing vessels and thereby
closing seafood markets to IUU fish and fish products. In addition,
regulations to identify and certify nations for IUU fishing and other
adverse fishing activities, bycatch of protected living marine
resources, and shark catch under the authority of the High Seas
Driftnet Fishing Moratorium Protection Act must be updated in light of
amendments made by the James M. Inhofe National Defense Authorization
Act for Fiscal year 2023. NMFS proposes to streamline the Moratorium
Protection Act regulations by removing provisions that only repeat
statutory text, including those provisions regarding identification,
notification, and consultation with identified nations.
Summary of Legal Basis: This action is required under several
statutes: Illegal, Unreported, and Unregulated Fishing Enforcement Act
of 2015 (Pub. L. 114-81); Ensuring Access to Pacific Fisheries Act
(Pub. L. 114-327); High Seas Driftnet Fishing Moratorium Protection Act
(Pub. L. 104-43); and, the James M. Inhofe National Defense
Authorization Act for Fiscal Year 2023 (Pub. L. 117-263). The Secretary
of Commerce is authorized to issue regulations to implement the
statutory obligations to counter IUU fishing by foreign fishing vessels
and to prevent the importation of illegally harvested seafood.
Alternatives: Alternatives to taking action at the port would
include taking action at sea against IUU fishing vessels and in the
supply chain against detected IUU fish or fish products. At-sea
monitoring and inspection is part of an overall strategy to combat IUU
fishing, but it is extremely expensive, resources are limited, and the
United States has limited jurisdiction to board foreign flag vessels at
sea. Likewise, tracing and removing illegal products already released
into the U.S. seafood market would be difficult and resource intensive.
Preventing entry of IUU fishing vessels into ports or investigating
fishing vessels at the port is an efficient and effective approach to
combat illegal activity and to prevent illegal products from entering
the supply chain. There are no alternatives to the conforming
amendments to the High Seas Driftnet Fishing Moratorium Protection Act.
Without these changes, the implementing regulations would not be
consistent with the revised statute.
[[Page 9320]]
Anticipated Cost and Benefits: The anticipated costs will be
minimal in that foreign vessels requesting permission to visit U.S.
ports are already required to report. Under this rule, fishing vessel
masters will have to include more information about the vessel and its
fishing activities directly to the National Marine Fisheries Service
(NMFS) Office of Law Enforcement after they submit an electronic notice
of arrival to the U.S. Coast Guard. Based on the information submitted,
NMFS may deny port privileges for vessels known to have engaged in IUU
fishing or may meet the vessel in port to conduct an inspection. The
minimal additional data elements required of foreign fishing vessels
will be collected through an email to the NMFS Office of Law
Enforcement. The additional reporting costs are not anticipated to
affect shipping patterns, port usage, or international commerce. In
addition, vessel inspections will be coordinated and planned based on
the advance notice of arrival information submitted to the U.S. Coast
Guard prior to entry into port, thus delays for inspection will be
minimal and not result in significant costs to legitimate vessels.
Benefits of the rule will accrue when IUU fishing vessels are denied
entry, and illegal seafood products are precluded from the U.S. supply
chain, thereby maintaining higher prices and market share for
legitimate producers of fishery products. In addition, benefits will
accrue from reduced costs of inspection and monitoring at ports of
entry due to the advance notice provided and the ability of NMFS and
Coast Guard to take a risk- management approach to vessel inspection.
Should the United States impose trade restrictions on foreign nations
due to the amendments to the High Seas Driftnet Fishing Moratorium
Protection Act, some costs would be borne by U.S. importers who would
have to adjust their supply chains. However, many U.S. importers and
seafood dealers are already adjusting supply chains to respond to
consumer demand for lawfully-acquired, sustainable and environmentally
responsible seafood. The benefits of additional steps to counter IUU
fishing will accrue to law-abiding harvesters, processors and traders
as fish stocks are recovered and they no longer must compete with
illegitimate products in the supply chain.
Risks: If the port entry reporting and inspection provisions of
this rule were not implemented, there is an increased risk of IUU
fishing vessels entering U.S. ports and/or the products of IUU fishing
infiltrating the U.S. supply chain. In addition, the United States
would be out of compliance with its international obligations under the
PSMA. If the revisions to the High Seas Driftnet Fishing Moratorium
Protection Act are not implemented through conforming amendments to the
regulations, nations might not be identified under the statute,
therefore diminishing the likelihood of corrective actions to counter
IUU fishing and to address the bycatch of protected living marine
resources and the catch of sharks.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/08/22 87 FR 40763
NPRM Comment Period End............. 09/06/22 .......................
Supplemental NPRM................... 11/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Agency Contact: Alexa Cole, Director, Office of International
Affairs, Trade, and Commerce, Department of Commerce, National Oceanic
and Atmospheric Administration, 1315 East-West Highway, Silver Spring,
MD 20910, Phone: 301 427-8286, Email: [email protected].
RIN: 0648-BG11
DOC--NOAA
Final Rule Stage
14. Amendments to the North Atlantic Right Whale Vessel Strike
Reduction Rule [0648-BI88]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1361 et seq.; 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 224.
Legal Deadline: None.
Abstract: NMFS published a proposed rule to amend the North
Atlantic Right Whale Vessel Strike Reduction Rule (per 50 CFR 224.105;
87 FR 46921, August 1, 2022). NMFS proposed this action to further
reduce the likelihood of mortalities and serious injuries to endangered
right whales from vessel collisions, which are a leading cause of the
species' decline and a primary factor in an ongoing Unusual Mortality
Event. The proposed rule would (1) modify the spatial and temporal
boundaries of current speed restriction areas, currently referred to as
Seasonal Management Areas (SMAs), (2) include most vessels greater than
or equal to 35 ft (10.7 m) and less than 65 ft (19.8 m) in length in
the vessel size class subject to speed restriction, (3) create a
Dynamic Speed Zone framework to implement mandatory speed restrictions
when whales are known to be present outside active SMAs, and (4) update
the speed rule's safety deviation provision. The proposed amendments to
current speed regulations reduce vessel strike risk based on a coast
wide collision mortality risk assessment and updated information on
right whale distribution, vessel traffic patterns, and vessel strike
mortality and serious injury events. NMFS solicited public comment on
the proposed action and received over 90,000 public comments. The
agency plans to take final action on the proposed rule in 2023.
Statement of Need: This action is needed to further reduce the
likelihood of mortalities and serious injuries to endangered North
Atlantic right whales from vessel collisions, which are a leading cause
of the species' decline and contributing to the ongoing Unusual
Mortality Event (2017-present). Following two decades of growth, the
species has been in decline over the past decade with a best population
estimate of fewer than 350 individuals. Entanglement in fishing gear
and vessel strikes are the two primary causes of North Atlantic right
whale mortality and serious injury across their range, and human-caused
mortality to adult females, in particular, is limiting recovery of the
species.
Summary of Legal Basis: NMFS is implementing this rule pursuant to
its rulemaking authority under MMPA section 112(a) (16 U.S.C. 1382(a)),
and ESA section 11(f) (16 U.S.C. 1540(f)).
Alternatives: In January 2021, NMFS released, and solicited public
comment on, an assessment of the current right whale vessel speed rule
(50 CFR 224.105). The assessment highlighted the need to address
collision risk from vessels less than 65 ft in length and modify the
boundaries and timing of Seasonal Management Areas (SMAs) to better
reflect current whale and vessel traffic distribution, along with other
recommendations to improve vessel strike mitigation efforts. In 2022,
NMFS completed a coastwide right whale vessel strike risk model
(Garrison et al. 2022), which informed development of proposed
modifications to the existing speed rule. The proposed rule considered
number of alternatives in the draft Regulatory Impact Review and
[[Page 9321]]
draft Environmental Assessment. The Preferred Alternative would modify
the spatial and temporal boundaries of the existing SMAs to create
newly proposed Seasonal Speed Zones (SSZs), add smaller vessels down to
35 ft in length, and establish a mandatory Dynamic Speed Zone program.
Anticipated Cost and Benefits: Under the Preferred Alternative,
NMFS estimated modifications to the speed rule would cost just over $46
million per year. Estimated costs would be borne primarily by the
owners and operators of vessels currently transiting within newly
expanded portions of SSZs along the U.S. East Coast. Owners and
operators of vessels of applicable size classes that regularly transit
within active SSZs at speeds in excess of 10 knots would be most
affected. Vessels operating in the Northeast and Mid-Atlantic regions
are expected to bear the majority of costs (89 percent) if the proposed
modifications are finalized. Potential benefits stemming from this
action include a reduction in North Atlantic right whale mortalities
and serious injuries resulting from collisions with vessels, with
potential reduction in vessel strike risk for other large whale
species.
Risks: This action is essential to ensure long-term recovery of
North Atlantic right whales. The proposed modifications to the current
speed rule are designed to: (1) address a misalignment between existing
Seasonal Management Areas and places/times with elevated strike risk,
and (2) mitigate currently unregulated lethal strike risk from vessels
35-65 ft in length. Given the endangered status of the North Atlantic
right whale, the large geographic area, and the number of stakeholders
and potentially regulated entities, final modifications to the current
speed rule is of high interest.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 08/01/22 87 FR 46921
NPRM Comment Period End............. 09/30/22 .......................
NPRM Comment Period Extension....... 09/16/22 87 FR 56925
NPRM Comment Period Extension End... 10/31/22 .......................
Final Action........................ 12/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Kim Damon-Randall, Director, Office of Protected
Resources, Department of Commerce, National Oceanic and Atmospheric
Administration, 1315 East-West Highway, Silver Spring, MD 20910, Phone:
301 427-8400, Email: [email protected].
Related RIN: Related to 0648-AS36
RIN: 0648-BI88
DOC--NOAA
15. Endangered and Threatened Wildlife and Plants; Regulations for
Listing Species and Designating Critical Habitat [0648-BK47]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 424.
Legal Deadline: None.
Abstract: Per section 2 of the Executive Order on Protecting Public
Health and the Environment and Restoring Science to Tackle the Climate
Crisis (E.O. 13990), and subsequent Fact Sheet: List of Agency Actions
for Review, the Departments of Commerce and the Interior (the
Departments) initiated a review of the previous rulemaking action with
the title, ``Endangered and Threatened Wildlife and Plants; Regulations
for Listing Species and Designating Critical Habitat'' (84 FR 45020;
August 27, 2019) that revised the regulations for adding and removing
species from the Lists of Endangered and Threatened Wildlife and Plants
and clarified procedures for designating critical habitat. As a result
of that review, the Departments proposed to revise those regulations
(88 FR 40764, June 22, 2023), and after publication of that proposal,
delivered a series of informational sessions to stakeholders including:
Federal agencies, State agencies, Federally recognized tribes, Native
Hawaiian community leaders, Non-governmental organizations,
conservation partners, Industry groups, and Pacific Islander community
leaders. FAQs and a recording of the presentation can be viewed on the
website https://fws.gov/project/endangered-species-act-regulation-revisions.
Statement of Need: This action responds to the Executive Order on
Protecting Public Health and the Environment and Restoring Science to
Tackle the Climate Crisis (E.O. 13990) and the associated Fact Sheet
(List of Agency Actions for Review).
Summary of Legal Basis: This action is authorized under 16 U.S.C.
1531 et seq.
Alternatives: This is a joint rulemaking by the National Marine
Fisheries Service (NMFS) and the U.S. Fish and Wildlife Service (USFWS;
the Services) to revise joint regulations implementing the Endangered
Species Act (ESA). Pursuant to E.O. 13990, the Services reviewed the
2019 final rule with the title, ``Endangered and Threatened Wildlife
and Plants; Regulations for Listing Species and Designating Critical
Habitat'' (84 FR 45020; August 27, 2019), which revised the regulations
for adding and removing species from the Lists of Endangered and
Threatened Wildlife and Plants and clarified procedures for designating
critical habitat. Following a review of the 2019 rule, the Services
proposed to revise portions of the regulations that the 2019 rule
addressed (see 88 FR 40764, June 22, 2023). The Services have since
held a series of seven informational webinars for stakeholders and are
seeking public comment on the proposed rule as well as all aspects of
the 2019 final rule.
Anticipated Cost and Benefits: Potential costs directly stemming
from this rule would be borne by the Services and would be non-
significant. Potential benefits stemming from this rule would be
improved clarity and effectiveness of the implementing regulations that
guide the Services when classifying species and designating critical
habitat under the ESA.
Risks: This action addresses several different provisions in the
Services' joint ESA-implementing regulations. Overall, the proposed
changes will reduce the risk associated with making listing, delisting,
and reclassification decisions; however, those actions will continue to
have independent levels of risk that vary depending on the particular
species. The proposed changes will also reduce risk associated with
some but not necessarily all, critical habitat determinations and
designations, which will continue to have independent risk levels that
vary based on the particular species and habitats involved.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/22/23 88 FR 40764
NPRM Comment Period End............. 08/21/23 .......................
Final Action........................ 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Agency Contact: Kim Damon-Randall, Director, Office of Protected
Resources, Department of Commerce, National Oceanic and Atmospheric
Administration, 1315 East-West Highway, Silver Spring, MD 20910,
[[Page 9322]]
Phone: 301 427-8400, Email: [email protected].
Related RIN: Related to 0648-BH42, Related to 1018-BC88
RIN: 0648-BK47
DOC--NOAA
16. Endangered and Threatened Wildlife and Plants; Revision of
Regulations for Interagency Cooperation [0648-BK48]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 402.
Legal Deadline: None.
Abstract: Per section 2 of the Executive Order on Protecting Public
Health and the Environment and Restoring Science to Tackle the Climate
Crisis (E.O. 13990), and subsequent Fact Sheet: List of Agency Actions
for Review, the Departments of Commerce and the Interior (the
Departments) initiated a review of the previous rulemaking action with
the title, Endangered and Threatened Wildlife and Plants; Regulations
for Interagency Cooperation'' (84 FR 44976; August 27, 2019) that
revised portions of the regulations that implement section 7 of the
Endangered Species Act of 1973, as amended. As a result of that review,
the Departments proposed to revise those regulations (88 FR 40753; June
22, 2023), and after publication of that proposal, delivered a series
of informational sessions to stakeholders including: Federal agencies,
State agencies, Federally recognized tribes, Native Hawaiian community
leaders, Non-governmental organizations, conservation partners,
industry groups, and Pacific Islander community leaders. FAQs and a
recording of the presentation can be viewed on the website https://fws.gov/project/endangered-species-act-regulation-revisions.
Statement of Need: This action responds to the Executive Order on
Protecting Public Health and the Environment and Restoring Science to
Tackle the Climate Crisis (E.O. 13990) and the associated Fact Sheet
(List of Agency Actions for Review).
Summary of Legal Basis: This action is authorized under 16 U.S.C.
1531 et seq.
Alternatives: This is a joint rulemaking by the National Marine
Fisheries Service (NMFS) and the U.S. Fish and Wildlife Service (USFWS;
the Services) to revise joint regulations implementing the Endangered
Species Act (ESA). Pursuant to E.O. 13990, the Services reviewed the
2019 final rule with the title, Endangered and Threatened Wildlife and
Plants: Regulations for Interagency Cooperation (84 FR 44976; August
27, 2019), which revised portions of the regulations that implement
section 7 of the Endangered Species Act of 1973, as amended. Following
a review of the 2019 rule, the Services proposed to revise portions of
the regulations that the 2019 rule addressed (see 88 FR 40753; June 22,
2023). The Services have since held a series of seven informational
webinars for stakeholders and are seeking public comments on the
proposed rule as well as all aspects of the 2019 finale rule.
Anticipated Cost and Benefits: The rulemaking revises and clarifies
existing requirements for Federal agencies, including the Services,
under section 7 of the ESA. Federal agencies are the only entities
affected by this rule. We do not anticipate significant costs
associated with the rule. This rule is meant to provide clarity to the
standards with which we evaluate proposed Federal agency actions
pursuant to section 7 of the ESA, which will be a benefit to the
Services and Federal action agencies.
Risks: This action addresses the ESA Interagency Cooperation
provisions in the Services' joint ESA-implementing regulations.
Overall, the proposed changes will reduce the risk to ESA-listed
species and designated critical habitat associated with ensuring
Federal action agencies do not jeopardize the continued existence of
listed species or destroy or adversely modify designated critical
habitat by clarifying and improving the interagency consultation
process and continuing to provide for the conservation of ESA
resources.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/22/23 88 FR 40753
NPRM Comment Period End............. 08/21/23 .......................
Final Action........................ 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Agency Contact: Kim Damon-Randall, Director, Office of Protected
Resources, Department of Commerce, National Oceanic and Atmospheric
Administration, 1315 East-West Highway, Silver Spring, MD 20910, Phone:
301 427-8400, Email: [email protected].
Related RIN: Related to 0648-BH41, Related to 1018-BC87
RIN: 0648-BK48
DOC--PATENT AND TRADEMARK OFFICE (PTO)
Proposed Rule Stage
17. Setting and Adjusting Patent Fees [0651-AD64]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: Pub. L. 112-29
CFR Citation: 37 CFR 1; 37 CFR 41.
Legal Deadline: None.
Abstract: The United States Patent and Trademark Office (USPTO or
Office) takes this action to set and adjust Patent fee amounts to
provide the Office with a sufficient aggregate revenue to recover its
aggregate cost of operations thereby maintaining a sustainable funding
model. The new fee amounts will provide the Office with additional
resources to decrease patent pendency and ensure robust and reliable
patents are allowed while continuing to promote access to the patent
system for underresourced individuals. This proposal reflects feedback
we have received from members of the Patent Public Advisory Committee
and the public, including organizations, practitioners, and independent
inventors, during a public hearing held on May 18, 2023. As we develop
this regulation, we will be seeking additional public comment through
the rulemaking process.
Statement of Need: The purpose of this rule is to set and adjust
patent fee amounts to provide sufficient aggregate revenue to cover the
agency's aggregate cost of operations. To this end, this rule creates
new or changes existing fees for patent services, and does so without
imposing any new costs.
Summary of Legal Basis: The Leahy-Smith America Invents Act (AIA),
enacted in 2011, provided USPTO with the authority to set and adjust
its fees for patent and trademark services. Since then, USPTO has
conducted an internal biennial fee review, in which it undertook
internal consideration of the current fee structure, and considered
ways that the structure might be improved, including rulemaking
pursuant to the USPTO's fee setting authority. This fee review process
involves public outreach, including, as required by the Act, public
hearings held by the USPTO's Public Advisory Committees, as well as
public comment and other outreach to the user community and public in
general.
Alternatives: This rulemaking action is currently in development
and alternatives have not yet been determined.
Anticipated Cost and Benefits: This rulemaking action is currently
in
[[Page 9323]]
development and aggregate annual economic impacts have not yet been
determined. The user fees charged by the USPTO for its services are
considered transfer payments that do not affect the total resources
available to society, and therefore the changes to patent fees being
developed by this rulemaking are transfers, and are not costs of this
rulemaking. It is anticipated that the final rule would become
effective with the new fee schedule in 2024.
Risks: The USPTO will set and adjust Patent fee amounts to provide
the Office with a sufficient amount of aggregate revenue to recover its
aggregate cost of operations while helping the Office maintain a
sustainable funding model, reduce the current patent application
backlog, decrease patent pendency, and improve the reliability of
issued patents. Therefore, one risk of taking no action could be that
USPTO might not be able to recover its aggregate costs of operations in
the long run.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Notice of Public Hearing and Request 04/20/23 88 FR 24392
for Comments.
Comment Period End.................. 05/25/23 .......................
NPRM................................ 01/00/24 .......................
NPRM Comment Period End............. 04/00/24 .......................
Final Action........................ 10/00/24 .......................
Final Action Effective.............. 11/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses, Organizations.
Government Levels Affected: None.
Agency Contact: Brendan Hourigan, Director, Office of Planning and
Budget, Department of Commerce, Patent and Trademark Office, P.O. Box
1450, Alexandria, VA 22313-1450, Phone: 571 272-8966, Fax: 571 273-
8966, Email: [email protected].
RIN: 0651-AD64
DOC--PTO
18. Setting and Adjusting Trademark Fees [0651-AD65]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: Pub. L. 112-29
CFR Citation: 37 CFR 2.
Legal Deadline: None.
Abstract: The United States Patent and Trademark Office (USPTO or
Office) takes this action to set and adjust Trademark fee amounts to
provide the Office with a sufficient aggregate revenue to recover its
aggregate cost of operations thereby maintaining a sustainable funding
model. The new fee amounts will provide the Office with additional
resources to ensure the integrity of the Trademark register and promote
efficiency of processes while continuing to offer affordable options to
stakeholders. This proposal reflects feedback we have received from
members of the Trademark Public Advisory Committee and the public,
including organizations, practitioners, and small business owners,
during a public hearing held on June 5, 2023. As we develop this
regulation, we will be seeking additional public comment through the
rulemaking process.
Statement of Need: The purpose of this rule is to set and adjust
trademark fee amounts to provide sufficient aggregate revenue to cover
the agency's aggregate cost of operations. To this end, this rule
creates new or changes existing fees for trademark services.
Summary of Legal Basis: The Leahy-Smith America Invents Act (AIA),
enacted in 2011, provided USPTO with the authority to set and adjust
its fees for patent and trademark services. This authority was extended
by the Study of Underrepresented Classes Chasing Engineering and
Science Success (SUCCESS) Act of 2018. Since then, USPTO has conducted
an internal biennial fee review, in which it undertook internal
consideration of the current fee structure, and considered ways that
the structure might be improved, including rulemaking pursuant to the
USPTO's fee-setting authority. This fee review process involves public
outreach, including, as required by the Act, a public hearing held by
the USPTO's Trademark Public Advisory Committee, as well as public
comment and other outreach to the user community and public in general.
Alternatives: This rulemaking action is currently in development
and alternatives have not yet been determined.
Anticipated Cost and Benefits: This rulemaking action is currently
in development and aggregate annual economic impacts have not yet been
determined. The user fees charged by the USPTO for its services are
considered transfer payments that do not affect the total resources
available to society, and therefore the changes to trademark fees
proposed by this rulemaking are transfers, and are not costs of this
rulemaking.
Risks: The USPTO will set and adjust trademark fee amounts to
provide the Office with a sufficient amount of aggregate revenue to
recover its aggregate cost of operations while helping the Office
maintain a sustainable funding model, ensure the integrity of the
Trademark register, and promote efficiency of processes. Therefore, one
risk of taking no action could be that USPTO might not be able to
recover its aggregate costs of operations in the long run.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Notice of Public Hearing and Request 04/27/23 88 FR 25623
for Comments.
Comment Period End.................. 06/12/23 .......................
NPRM................................ 11/00/23 .......................
NPRM Comment Period End............. 01/00/24 .......................
Final Action........................ 07/00/24 .......................
Final Action Effective.............. 09/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses, Organizations.
Government Levels Affected: None.
Agency Contact: Brendan Hourigan, Director, Office of Planning and
Budget, Department of Commerce, Patent and Trademark Office, P.O. Box
1450, Alexandria, VA 22313-1450, Phone: 571 272-8966, Fax: 571 273-
8966, Email: [email protected].
RIN: 0651-AD65
BILLING CODE 3410-12-P
DEPARTMENT OF DEFENSE
Statement of Regulatory Priorities
Background
The Department of Defense (DoD) is the largest Federal department,
employing over 1.6 million military personnel and 750,000 civilians
with operations all over the world. DoD's enduring mission is to
provide combat-credible military forces needed to deter war and protect
the security of our nation. To guide this mission, the Secretary of
Defense has outlined three top priorities, which are to defend the
nation, take care of our people, and succeed through teamwork. In
addition, the National Defense Strategy sets out how DoD will
contribute to advancing and safeguarding vital U.S. national
interests--protecting the American people, expanding America's
prosperity, promoting global security, seizing new strategic
opportunities, and realizing and defending our democratic values.
[[Page 9324]]
Because of this expansive and diversified mission and reach, DoD
regulations can address a broad range of matters and have an impact on
varied members of the public, as well as other federal agencies.
Pursuant to Executive Order 12866, ``Regulatory Planning and
Review'' (September 30, 1993) and Executive Order 13563, ``Improving
Regulation and Regulatory Review'' (January 18, 2011), the DoD issues
this Regulatory Plan and Agenda to provide notice about the DoD's
regulatory and deregulatory actions.
Retrospective Review of Existing Regulations
Pursuant to section 6 of Executive Order 13563 ``Improving
Regulation and Regulatory Review'' (January 18, 2011), the Department
continues to review existing regulations with a goal to eliminate
outdated, unnecessary, or ineffective regulations; account for the
currency and legitimacy of each of the Department's regulations; and
ultimately reduce regulatory burden and costs.
Public Participation and Community Outreach
As the DoD develops our regulations, we seek to increase public
participation and community outreach to be better informed of and
address issues from members of the public affected by our regulations.
The following provides examples of our specific outreach and public
participation efforts.
The Office of the Assistant to the Secretary of Defense for Public
Affairs/Community Engagement Directorate, via its Opinion Leader
Engagement portfolio, provides public affairs support to leaders
throughout the Office of the Secretary of Defense (OSD) who are
responsible for regulatory activities. This support includes convening
roundtables and similar engagements for national stakeholder
organizations to meet with OSD leaders to discuss and share information
about DoD policies and programs that are governed by Federal
regulations. For example, regular engagements with leaders of national
military and veteran supporting organizations include topics such as
military benefits, housing, healthcare, compensation, and sexual
assault prevention and response, which are governed by law and Federal
regulation. These meetings allow the regulating authorities in OSD an
opportunity to dialogue with national organizations with a stakeholder
interest in the impact and effect of DoD regulations.
DoD engages with the public on procurement-related regulations that
will affect the Defense Federal Acquisition Regulation Supplement
(DFARS) in several ways. In addition to publishing abstracts of and
anticipated publication dates for upcoming rules in the biannual
Unified Agenda, members of the public can track the progress of any
open and pending DFARS regulation via the Open DFARS Cases Report,
which is publicly available at https://www.acq.osd.mil/dpap/dars/case_status.html. The report is updated on a weekly basis and includes
the following information: a case number, title, DFARS parts
anticipated to be impacted by the regulation, a summary of the basis
for the regulation, and the status of the regulation. Members of the
public who are interested in a particular DFARS case are encouraged to
monitor the Open DFARS Cases Report to track the progress of a
particular regulation through the rulemaking process.
DoD also meets with industry associations on a quarterly basis.
Industry associations that regularly participate in these quarterly
discussions include the Council of Defense and Space Industry
Associations, the Professional Services Council, the Aerospace
Industries Association, and the National Defense Industrial
Association. During these meetings, DoD often provides updates on open
DFARS cases.
While developing certain DFARS regulations, DoD may seek input from
the public by publishing in the Federal Register an early engagement
opportunity, an advance notice of proposed rulemaking (ANPR), or a
general request for information (RFI). Notices for early engagement
opportunities usually pertain to a recent law, such as the annual
National Defense Authorization Act, and request input on implementation
of the law in the DFARS. ANPRs and RFIs may include a summary of the
overarching policy objectives of the regulation and a list of questions
seeking input that will help DoD develop a proposed regulation.
Information on whether DoD plans to publish an ANPR or RFI is included
in both the Open DFARS Cases Report and the biannual Unified Agenda.
Occasionally, while an ANPR, proposed DFARS regulation, or interim
DFARS regulation is out for public comment, DoD may hold a public
meeting to allow the public to provide feedback to the Government in an
open forum. Information about whether DoD plans on holding a public
meeting for an ANPR or a regulation is normally included in the ANPR,
proposed regulation, or interim regulation when it is published for
public comment. Presentations made during the public meeting are made
publicly available.
The U.S. Army Corps of Engineers (USACE) often utilizes listening
sessions prior to proposing a rule to obtain public input that is then
used to inform the contents of the proposed rule. Additionally, Federal
Register notices, website postings, press releases, and social media
releases are used to notify the public of the dates and times for the
listening sessions. When a Federal Register notice is used to provide
notification of the listening sessions, the use of an open docket is
employed for the submission public comments in addition to receipt of
public comments during the listening sessions. Also, the USACE may
publish an advanced notice of proposed rulemaking to engage the public
on the development of a proposed rule. Federal Register notices,
website postings, press releases, and social media releases are used to
notify the public of the publication of the proposed rule and how they
can provide comments and engage in the rulemaking effort.
Finally, the USACE has meetings with industry associations, NGOs,
or similar stakeholders to provide updates on proposed policies or
actions to solicit informal feedback that is used to help inform the
path forward for the development of a proposed rule.
DOD Priority Regulatory Actions
The regulatory and deregulatory actions identified in this
Regulatory Plan embody the core of DoD's regulatory priorities for
Fiscal Year (FY) 2024 and help support President Biden's regulatory
priorities, the Secretary of Defense's top priorities, and those
priorities set out in the National Defense Strategy. The DoD regulatory
prioritization is focused on initiatives that:
Promote the country's economic resilience, including by
addressing COVID-related and other healthcare issues.
Support underserved communities and improve small business
opportunities.
Promote competition in the American economy.
Promote diversity, equity, inclusion, and accessibility in
the Federal workforce.
Support national security efforts, especially safeguarding
Federal Government information and information technology systems.
Tackle the climate crisis and protect the environment.
Address military family matters.
[[Page 9325]]
Rules That Promote the Country's Economic Resilience
Pandemic COVID-19 Rules
Pursuant to Executive Order 13987, ``Organizing and Mobilizing the
United States Government to Provide a Unified and Effective Response to
Combat COVID-19 and to Provide United States Leadership on Global
Health and Security,'' January 20, 2021; Executive Order 13995,
``Ensuring an Equitable Pandemic Response and Recovery,'' January 21,
2021; Executive Order 13997, ``Improving and Expanding Access to Care
and Treatments for COVID-19,'' January 21, 2021; and Executive Order
13999, ``Protecting Worker Health and Safety,'' January 21, 2021, the
Department temporarily modified its TRICARE regulation so TRICARE
beneficiaries have access to the most up-to-date care required for the
diagnosis and treatment of COVID-19. TRICARE continues to reimburse
like Medicare, to the extent practicable, as required by statute. The
Department is researching the impacts of making some of those
modifications permanent and may pursue such future action. These
modifications include:
TRICARE Coverage of National Institute of Allergy and Infectious
Disease--Coronavirus Disease 2019 Clinical Trials. RIN 0720-AB83
The Department of Defense is finalizing an interim final rule to
amend 32 CFR part 199 to include coverage that was temporarily added
for National Institute of Allergy and Infectious Disease-sponsored
clinical trials for the treatment or prevention of COVID-19. This rule
will also finalize the temporary addition of the treatment use of
investigation drugs under U.S. Food and Drug Administration-approved
expanded access programs for the treatment of coronavirus disease 2019
(COVID-19) from the interim final rule titled ``TRICARE Coverage of
Certain Medical Benefits in Response to the COVID-19 Pandemic'' (32 CFR
part 199, 0720-AB82), which published in the Federal Register on
September 3, 2020 (85 FR 54914-54924).
Expanding TRICARE Access to Care in Response to the COVID-19 Pandemic.
RIN 0720-AB85
This rule finalizes an interim final rule that amended 32 CFR part
199 by: (1) adding freestanding End Stage Renal Disease (ESRD)
facilities as a category of TRICARE-authorized institutional provider
and modifying the reimbursement for such facilities; and (2)
temporarily adopting Medicare's New COVID-19 Treatments Add-on Payment
(NCTAP). The ESRD provisions are permanent, and the temporary NCTAP
provisions expire at the end of the fiscal year in which the Secretary
of Health and Human Services' declared coronavirus disease 2019 (COVID-
19) public health emergency ends.
Medical Debt Relief
Medical Billing for Healthcare Services Provided by Department of
Defense Medical Treatment Facilities to Civilian Non-Beneficiaries. RIN
0720-AB87
This rule is aimed at preventing severe financial harm to civilians
who are not covered beneficiaries of the Military Health System, and
who receive healthcare services at military medical treatment
facilities. The rule implements the requirement to apply a sliding fee
and/or a catastrophic waiver to medical invoices of non-beneficiaries;
to accept payments from health insurers as full payment; to not balance
bill non-beneficiaries except for copays, coinsurance, deductibles,
nominal fees, and non-covered services; and grants the Director of
Defense Health Agency (DHA) discretionary authority to waive medical
debts of non-beneficiaries when the healthcare provided enhances the
knowledge, skills, and abilities of healthcare providers, as determined
by the Director of DHA.
Rules That Promote Diversity, Equity, Inclusion, and Accessibility in
the Federal Workforce
Nondiscrimination on the Basis of Disability in Program or Activities
Assisted or Conducted by the DoD and in Equal Access to Information and
Communication Technology Used by DoD, and Procedures for Resolving
Complaints. RIN: 0790-AJ04
Revisions to this regulation: (1) update and clarify the
obligations that Section 504 of the Rehabilitation Act of 1973 (section
504) imposes on recipients of Federal financial assistance and the
Military Departments and Components (DoD Components); (2) reflect the
most current Federal statutes and regulations, as well as developments
in Supreme Court jurisprudence, regarding unlawful discrimination on
the basis of disability and promotes consistency with comparable
provisions implementing title II of the Americans with Disabilities Act
(ADA); (3) implement section 508 of the Rehabilitation Act of 1973
(section 508), requiring DoD make its electronic and information
technology accessible to individuals with disabilities; (4) establish
and clarify obligations under the Architectural Barriers Act of 1968
(ABA), which requires that DoD make facilities accessible to
individuals with disabilities; and (5) Provide complaint resolution and
enforcement procedures pursuant to section 504 and the complaint
resolution and enforcement procedures pursuant to section 508. These
revisions incorporate the directive of Executive Order 14035,
``Diversity, Equity, Inclusion, and Accessibility in the Federal
Workforce'' by defining, clarifying, advancing accessibility throughout
DoD programs and activities.
Executive Order 13985, ``Advancing Racial Equity and Support for
Underserved Communities Through the Federal Government' January 20,
2021
USACE Implementing Procedures for Principles, Requirements, and
Guidelines Applicable to Actions Involving Investment in Water
Resources. RIN 0710-AB41
Section 2031 of the Water Resources Development Act of 2007 (Pub.
L. 110-114) called for revisions to the 1983 Principles and Guidelines
for Water and Land Related Resources Implementation Studies, resulting
in the issuance of the Principles and Requirements (P&R) guidance
document in March 2013 and the Interagency Guidelines in December 2014,
which together comprise the Principles, Requirements, and Guidelines
(PR&G). The PR&G are intended to provide a common framework and
comprehensive policy and guidance for analyzing a diverse range of
water resources projects, programs, activities, and related actions
involving Federal investment in water resources. The U.S. Army Corps of
Engineers (Corps) proposes a regulation to show how it would apply the
PR&G to the Corps' mission and authorities. In this proposed
regulation, the Corps intends to increase consistency and compatibility
in Federal water resources investment decision making to include
considerations such as analyzing a broader range of long-term costs and
benefits, enhancing collaboration, including a more thorough and
transparent risk and uncertainty analyses, and improving resilience for
dealing with emerging challenges, including climate change.
Flood Control Cost-Sharing Requirements Under the Ability To Pay
Provision. RIN: 0710-AB34
Section 103(m) of the Water Resources Development Act (WRDA) of
1986, as amended (33 U.S.C. 2213(m)), authorizes the USACE to reduce
the non-Federal share of the cost of a study
[[Page 9326]]
or project for certain communities that are not able financially to
afford the standard cost-share. Part 241 of title 33 in the Code of
Federal Regulations provides the criteria that the USACE uses in making
these determinations where the primary purpose of the study or project
is flood damage reduction. The proposed rule would update this
regulation, by broadening its applicability to include projects with
other purposes (instead of just flood damage reduction) and the
feasibility study of a project (instead of just design and
construction). The WRDA 2000 modified section 103(m) to include
projects with the following purposes: environmental protection and
restoration, flood control, navigation, storm damage protection,
shoreline erosion, hurricane protection, and recreation or an
agricultural water supply project which have not yet been added to the
regulation. It also included the opportunity to cost share all phases
of a USACE project to also include feasibility studies in addition to
the already covered design and construction. This rule would update the
framework for determining whether a project is eligible for
consideration for a reduction in the non-Federal cost share based on
ability to pay.
Rules That Support Underserved Communities and Improve Small Business
Opportunities Rules of Particular Interest to Small Business
Small Business Innovation Research Program Data Rights (DFARS Case
2019-D043). RIN 0750-AK84
This rule implements changes made by the Small Business
Administration (SBA) related to data rights in the Small Business
Innovation Research (SBIR) Program and Small Business Technology
Transfer (STTR) Program Policy Directive, published in the Federal
Register on April 2, 2019 (84 FR 12794). The SBIR and STTR programs
fund a diverse portfolio of startups and small businesses across
technology areas and markets to stimulate technological innovation,
meet Federal research and development (R&D) needs, and increase
commercialization to transition R&D into impact. The final SBA Policy
Directive includes several revisions to clarify data rights, which
require corresponding revisions to the Defense Federal Acquisition
Regulation Supplement (DFARS). These changes include harmonizing
definitions, lengthening the SBIR/STTR protection period from 5 years
to 20 years, and providing for the granting of Government-purpose
rights license in place of an unlimited rights license upon expiration
of the SBIR/STTR protection period. DoD hosted public meetings to
obtain the views of interested parties regarding the advance notice of
proposed rulemaking and the proposed rule published in the Federal
Register on August 31, 2020 (85 FR 53758) and December 19, 2022 (87 FR
77680), respectively.
Executive Order 14036, ``Promoting Competition in the American
Economy'' July 9, 2021 Rule That Promotes Competition in the American
Economy
Past Performance of Subcontractors and Joint Venture Partners (DFARS
Case 2018-D055). RIN 0750-AK16
This rule implements section 823 of the National Defense
Authorization Act for Fiscal Year 2019, which establishes a requirement
for use of the best available information regarding past performance of
subcontractors and joint venture partners when awarding DoD
construction and architect-engineer contracts. Section 823 requires
annual performance evaluations for first-tier subcontractors and
individual parties to joint ventures performing construction and
architect-engineer contracts valued at either $750,000 or more, or 20
percent of the value of the prime contract (whichever is higher), in
accordance with specified conditions. In addition, processes for
exceptions from the annual evaluation requirement will be established
for construction and architect-engineer contracts where submission of
annual evaluations would not provide the best representation of the
performance of a contractor, including subcontractors and joint venture
partners under specified conditions. This rule will make it easier for
subcontractors and individual parties to joint ventures to establish a
record of their past performance. These entities will be able to take
credit for the work they performed on contracts and subcontracts, which
will help them be more competitive when bidding on future DoD
contracts. This will help increase competition for DoD contracts.
Modification of Prize Authority for Advanced Technology Achievements
(DFARS Case 2022-D014). RIN 0750-AL65
This rule implements section 822 of the National Defense
Authorization Act for Fiscal Year 2022 (Pub. L. 117-81). Section 822
revises 10 U.S.C. 2374a, redesignated as 10 U.S.C. 4025, regarding the
award of prizes for advanced technology achievement to: (1) authorize
the award of procurement contracts and other agreements ``as another
type of prize'' (as in other than cash prizes); (2) permit the award of
prizes, including procurement contracts and other agreements, in excess
of $10,000,000 with the approval of the Under Secretary of Defense for
Research and Engineering; and (3) require DoD provide Congress with
notice of an award of a procurement contract or other agreement under
this program that exceeds $10 million. This rule will help to expand
the Defense Industrial Base, thereby increasing competition for future
DoD contracts.
DFARS Buy American Act Requirements (DFARS Case 2022-D019). RIN 0750-
AL74
This rule implements the requirements of Executive Order 14005,
Ensuring the Future Is Made in All of America by All of America's
Workers. Changes to the Federal Acquisition Regulation (FAR) were made
via RIN 9000-AO22 (FAR Case 2021-008, Amendments to the FAR Buy
American Act Requirements). This rule makes conforming changes to the
DFARS.
Rules That Support National Security Efforts
Assessing Contractor Implementation of Cybersecurity Requirements
(DFARS Case 2019-D041). RIN 0750-AK81
The purpose of this rule is to ensure that Defense Industrial Base
(DIB) contractors will adequately protect sensitive unclassified
information at a level commensurate with the risk, accounting for
information flow down to its subcontractors in a multi-tier supply
chain.
Cybersecurity Maturity Model Certification (CMMC) Program. RIN 0790-
AL49
This rule establishes a requirement for Defense Industrial Base
(DIB) contractors to be assessed against the Cybersecurity Maturity
Model Certification (CMMC) requirements at Level 1, 2 or 3 to be
eligible for award of designated future DoD contracts. The CMMC Program
is designed to provide increased assurance to the DoD that defense
contractors and subcontractors are compliant with information
protection requirements for Federal Contract Information (FCI) and
Controlled Unclassified Information (CUI) and are protecting such
information at a level commensurate with risk from cybersecurity
threats.
Department of Defense (DoD)-Defense Industrial Base (DIB) Cybersecurity
(CS) Activities. RIN: 0790-AK86
This rule will allow a broader community of defense contractors to
access to relevant cyber threat
[[Page 9327]]
information the Department believes is critical in defending
unclassified networks and information systems and protecting DoD
warfighting capabilities. These revisions seek to address the
increasing cyber threat targeting all defense contractors by expanding
eligibility to defense contractors that process, store, develop, or
transmit DoD Controlled Unclassified Information (CUI). This rule is
part of DoD's approach to collaborate with industry to counter cyber
threats through information sharing.
Rules That Tackle the Climate Crisis and Protect the Environment
Policy and Procedures for Processing Requests To Alter U.S. Army Corps
of Engineers Civil Works Projects Pursuant to 33 U.S.C. 408. RIN: 0710-
AB22
Where a party other than the USACE seeks to use or alter a Civil
Works project that USACE constructed, the proposed use or alteration is
subject to the prior approval of the USACE. Some examples of such
alterations include an improvement to the project; relocation of part
of the project; or installing utilities or other non-project features.
These alterations may be proposed by local or state governments, other
federal agencies, private corporations, or private citizens, for
example. This requirement was established in section 14 of the Rivers
and Harbors Act of 1899 and is codified at 33 U.S.C. 408 (section 408).
Section 408 provides that the USACE may grant permission for another
party to alter a Civil Works project, upon a determination that the
alteration proposed will not be injurious to the public interest and
will not impair the usefulness of the Civil Works project. The USACE is
proposing to convert its policy that governs the section 408 program to
a binding regulation. This policy, Engineer Circular 1165-2-220,
Policy, and Procedural Guidance for Processing Requests to Alter U.S.
Army Corps of Engineers Civil Works Projects Pursuant to 33 U.S.C. 408,
was issued in September 2018.
Natural Disaster Procedures: Preparedness, Response, and Recovery
Activities of the Corps of Engineers. RIN 0710-AA78
The U.S. Army Corps of Engineers (Corps) is proposing to update the
Federal regulation that covers the procedures that the Corps uses under
section 5 of the Flood Control Act of 1941, as amended (33 U.S.C.
701n), commonly referred to as Public Law 84-99. The Corps relies on
this program to prepare for, respond to, and help communities recover
from a flood, hurricane, or other natural disaster, including the
repair of damage to eligible flood risk reduction infrastructure. The
Corps initiated this rulemaking process through an advanced notice of
proposed rulemaking (ANPRM) on February 13, 2015. As a next step, the
Corps issued a notice of proposed rulemaking (NPRM) on November 11,
2022, which proposed to repeal the existing regulation and replace it
with a new regulation that addresses statutory changes under various
Water Resources Development Act provisions, reflects lessons learned
over the past 20 years, and incorporates agency policies now in
guidance relating to natural disaster procedures. Hurricane Katrina
(2005), Hurricane Sandy (2012), flooding on the Mississippi and
Missouri Rivers (2008, 2011, and 2013), and Hurricanes Harvey, Irma,
and Maria (2017) have provided a more detailed understanding of the
nature and severity of risk associated with flood control projects. In
addition, the maturation of risk-informed decision-making approaches
and technological advancements influenced the outlook on the
implementation of Public Law 84-99 activities, with a shift toward
better alignment with Corps Levee Safety and National Flood Risk
Management Programs, as well as the National Preparedness and Response
Frameworks. Through these programs, the Corps works with non-Federal
sponsors and stakeholders to assess, communicate, and manage the risks
to people, property, and the environment associated with levee systems
and flood risks.
Appendix C Procedures for the Protection of Historic Properties. RIN
0710-AB46
The U.S. Army Corps of Engineers (Corps) considers the effects of
its actions on historic properties pursuant to section 106 of the
National Historic Preservation Act (NHPA). The Corps' Regulatory
Program's regulations for complying with the NHPA are outlined at 33
CFR 325 Appendix C. Since these regulations were promulgated in 1990,
there have been amendments to the NHPA and revisions to the Advisory
Council on Historic Preservation's (ACHP) regulations at 36 CFR part
800. In response, the Corps issued interim guidance until rulemaking
could be completed in order to ensure full compliance with the NHPA and
ACHP's regulations. To demonstrate the greatest possible consistency
between the procedures used by the Corps Regulatory Program to comply
with NHPA when processing permit applications and the ACHP's NHPA
implementing regulations, the Corps is proposing to remove the
Regulatory Program's implementing regulations from its permitting
regulations. The Corps will instead follow the ACHP's NHPA implementing
regulations, relying on the flexibility in those regulations. The Corps
is also proposing to make conforming changes to its nationwide permit
program regulations.
Amendments to the Revised Definition of ``Waters of the United
States''. RIN: 0710-AB55
In April 2020, the EPA and the Department of the Army (``the
agencies'') published the Navigable Waters Protection Rule that revised
the previously codified definition of ``waters of the United States''
(85 FR 22250, April 21, 2020). The Navigable Waters Protection Rule was
vacated by courts. On January 18, 2023, the agencies issued a final
rule, ``Revised Definition of 'Waters of the United States''' (88 FR
3004) which became effective on March 20, 2023. On May 25, 2023, the
U.S. Supreme Court issued its decision in the case of Sackett v.
Environmental Protection Agency. In light of this decision, the
agencies are interpreting the phrase waters of the United States
consistent with the Supreme Court's decision in Sackett. The agencies
are developing a rule to amend the final ``Revised Definition of
'Waters of the United States''' rule, published in the Federal Register
on January 18, 2023, consistent with the U.S. Supreme Court's decision
in Sackett.
Rules That Address Military Family Matters
Definitions of Gold Star Family and Gold Star Survivor. RIN 0790-AL56
This rule implements section 626 of the FY 2022 NDAA to define the
terms ``gold star family'' and ``gold star survivor'' for consistent
use across all military departments. The Defense Department treats all
surviving family members equally and survivor benefits are the same
across the board unless their Service member is killed or dies from
causes under dishonorable conditions.
[[Page 9328]]
DOD--OFFICE OF THE SECRETARY (OS)
Proposed Rule Stage
19. Cybersecurity Maturity Model Certification (CMMC) Program [0790-
AL49]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 5 U.S.C. 301; Pub. L. 116-92, sec. 1648
CFR Citation: 32 CFR 170.
Legal Deadline: None.
Abstract: DoD is proposing to implement the Cybersecurity Maturity
Model Certification (CMMC) Framework, to help assess a Defense
Industrial Base (DIB) contractor's compliance with implementation of
cybersecurity requirements to safeguard Federal Contract Information
(FCI) and Controlled Unclassified Information (CUI) transiting non-
federal systems to help mitigate the treats posed by Advanced
Persistent Threats--adversaries with sophisticated levels of expertise
and significant resources.
Office of the DoD CIO/CMMC Program Management Office plans to host
a public meeting on the 32 CFR CMMC Program proposed rule after it is
published in the Federal Register for public review and comment.
Statement of Need: CMMC is designed to provide increased assurance
to the DoD that a DIB contractor can adequately protect sensitive
unclassified information (i.e., FCI and CUI) at a level commensurate
with the risk, and accounting for necessary information flow down to
its subcontractors in a multi-tier supply chain.
Summary of Legal Basis: 5 U.S.C. 301 authorizes the head of an
Executive department or military department to prescribe regulations
for the government of his or her department, the conduct of its
employees, the distribution and performance of its business, and the
custody, use, and preservation of its records, papers, and property.
41 U.S.C 1303; Public Law 116-92, sec. 1648 directs the Secretary
of Defense to develop a consistent, comprehensive framework to enhance
cybersecurity for the U.S. defense industrial base. Developing the CMMC
Program was as an important first step toward meeting these
requirements. *
Alternatives: DoD considered and adopted several alternatives
during the development of this rule that reduce the burden on the DIB
community and still meet the objectives of the rule. These alternatives
include: (1) maintaining status quo, leveraging only the current
requirements implemented in DFARS provision 252.204-7019 and DFARS
clause 252.204-7020 requiring DIB contractors and offerors to self-
assess utilizing the DoD Assessment Methodology and entering a Basic
Summary Score; (2) revising CMMC to reduce the burden for small
businesses and contractors who do not process, store or transmit
critical CUI by eliminating the requirement to hire a C3PAO and instead
allow self-assessment with affirmation to maintain compliance at CMMC
Level 1, and allowing triennial self-assessment with annual affirmation
to maintain compliance for some CMMC Level 2 programs; (3) exempting
contracts and orders exclusively for the acquisition of commercially
available off-the-shelf items; and, (4) implementing a phased
implementation for CMMC.
In addition, the Department took into consideration the timing of
the requirement to achieve a specified CMMC level: (1) at time of
proposal or offer submission, (2) after contract award, (3) at the time
of contract award, or (4) permitting government program managers to
seek approval to waive inclusion of a CMMC requirement in a
solicitation, subject to DoD internal policies, procedures, and waiver
approval requirements.
Anticipated Cost and Benefits: The theft of intellectual property
and sensitive information, including FCI and CUI, from all U.S.
industrial sectors due to malicious cyber activity threatens U.S.
economic and national security. The Council of Economic Advisors
estimates that malicious cyber activity cost the U.S. economy between
$57 billion and $109 billion in 2016. By incorporating heightened
cybersecurity standards into acquisition programs, the CMMC Program
provides the Department assurance that contractors and subcontractors
are meeting DoD's cybersecurity requirements and provides a key
mechanism to adapt to an evolving threat landscape.
Risks: The aggregate loss of intellectual property and certain
unclassified information from the DoD supply chain can undercut U.S.
technical advantages and innovation, as well as significantly increase
risk to national security.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
Agency Contact: Diane L. Knight, Senior Management and Program
Analyst, Department of Defense, Office of the Secretary, 4800 Mark
Center Drive, Suite 12E08, Alexandria, VA 22350, Phone: 202 770-9100,
Email: [email protected].
RIN: 0790-AL49
DOD--OS
Final Rule Stage
20. Department of Defense (DOD)-Defense Industrial Base (DIB)
Cybersecurity (CS) Activities [0790-AK86]
Priority: Other Significant.
Legal Authority: 10 U.S.C. 391; 10 U.S.C. 2224; 44 U.S.C. 3541; 10
U.S.C. 393
CFR Citation: 32 CFR 236.
Legal Deadline: None.
Abstract: The DIB CS Program currently provides cyber threat
information to cleared defense contractors. Proposed revisions would
allow all defense contractors who process, store, develop, or transit
DoD controlled unclassified information to be eligible for the program
and to receive cyber threat information. Expanding participation will
allow a broader community of defense contractors to participate in the
DIB CS Program and is in alignment with the National Defense Strategy.
Statement of Need: The unauthorized access and compromise of DoD
unclassified information and operations poses an imminent threat to
U.S. national security and economic security interests and contractors
are being targeted on a daily basis. Many of these contractors are
small and medium size contractors that can benefit from partnering with
DoD to enhance and supplement their cybersecurity capabilities.
Summary of Legal Basis: This revised regulation supports the
Administration's effort to promote public-private cyber collaboration
by expanding eligibility for the DIB CS voluntary cyber threat
information sharing program to all defense contractors contractors who
process, store, develop, or transmit DoD controlled unclassified
information. This regulation aligns with DoD's statutory
responsibilities for cybersecurity engagement with those contractors
supporting the Department.
Alternatives: (1) No action alternative: Maintain status quo with
the ongoing voluntary cybersecurity program for cleared contractors.
(2) Next best alternative: DoD posts generic cyber threat information
and cybersecurity best practices on a public accessible
[[Page 9329]]
website without directly engaging participating companies.
Anticipated Cost and Benefits: Participation in the voluntary DIB
CS Program enables DoD contractors to access Government Furnished
Information and collaborate with the DoD Cyber Crime Center (DC3) to
better respond to and mitigate cyber threats. In order to join the DIB
CS Program, there is an initial labor burden to apply to the program
and provide point of contact information which is estimated to take 20
minutes per company. In addition, there is a cost for defense
contractors to voluntarily share cyber indicator information. DoD
estimates that each response will take a respondent two hours to
complete. The costs are under review as part of 0704-0489 and 0704-
0490. For DIB participants, this program provides cyber threat
information and technical assistance through analyst-to-analyst
exchanges, mitigation and remediation strategies, and cybersecurity
best practices in a collaborative environment for participating
companies.
Risks: Threats to unclassified information systems represent a risk
of compromise of DoD information and mission. This threat is
particularly acute for small and medium size companies with less mature
cybersecurity capabilities. Through collaboration with DoD and the
sharing with other contractors in the DIB CS Program, defense
contractors will be better prepared to mitigate the cyber risk they
face today and in the future.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/03/23 88 FR 27832
NPRM Comment Period End............. 06/20/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal.
Agency Contact: Ms. Stacy Bostjanick, Director of CMMC, Department
of Defense, Office of the Secretary, 1550 Cystal Drive, Suite 1000-A,
Arlington, VA 22202, Phone: 703 604-3167, Email: [email protected].
RIN: 0790-AK86
DOD--08
21. Definitions of Gold Star Family and Gold Star Survivor [0790-AL56]
Priority: Other Significant.
Legal Authority: Pub. L. 117-81
CFR Citation: 32 CFR 46.
Legal Deadline: Final, Statutory, December 27, 2022, Sec. 626 of
the NDAA 2022 (Pub. L. 117-81). Section 626 of the NDAA 2022 (Pub, L.
117-81) requires publication of an interim final rule no later than one
year after the date of the enactment of this Act.
Abstract: This rule implements section 626 of the National Defense
Authorization Act for Fiscal Year 2022 (Pub. L. 117-81) to establish
standard definitions, for use across the military departments, of the
terms ``gold star family'' and ``gold star survivor.''
Statement of Need: The objective of the rule is to establish
standard definitions, for use across the military departments, of the
terms gold star family and gold star survivor.
Summary of Legal Basis: This rule is proposed under the authorities
of section 626(c) of Public Law 117-81, FY 2022 NDAA.
Alternatives: The alternative is to take no action.
Anticipated Cost and Benefits: The cost to publish this new rule
and update the Defense Department's policies is estimated at $900,000.
This includes the public's time to review the proposed rule and
resources needed to respond to any public comments, publish the interim
rule, revise policies, and possibly revamp the Navy and Coast Guard's
long-term case management programs.
Risks: This action does not reduce risks to public health, safety,
or the environment, or effect other risks within the jurisdiction of
the Defense Department.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Interim Final Rule.................. 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Lisiane Valentine, Department of Defense, Office of
the Secretary, 4000 Defense Pentagon, Room 1C546, Washington, DC 20301,
Phone: 571 372-5319, Email: [email protected]
RIN: 0790-AL56
DOD--OS
Long-Term Actions
22. Nondiscrimination on the Basis of Disability in Programs or
Activities Assisted or Conducted by the DOD and in Equal Access to
Information and Communication Technology Used by DOD [0790-AJ04]
Priority: Other Significant.
CFR Citation: 32 CFR 56.
Abstract: The Department of Defense (DoD) is finalizing revisions
to implement Section 504 of the Rehabilitation Act of 1973, which
prohibits discrimination on the basis of disability in programs or
activities receiving Federal financial assistance from DoD and those
programs or activities conducted by DoD. The regulation also implements
section 508 of the Rehabilitation Act, which requires DoD make its
electronic and information technology accessible to individuals with
disabilities. Additionally, the regulation implements the Architectural
Barriers Act of 1968, which requires that DoD make facilities
accessible to individuals with disabilities. Finally, the regulation
updates the complaint resolution and enforcement procedures pursuant to
section 504 and the complaint resolution and enforcement procedures
pursuant to section 508.
Statement of Need: Finalization of this Department-wide rule will
clarify the longstanding policy of the Department. It will modernize
the Department's practices in addressing issues of discrimination. This
rule amends the Department's prior regulation to include updated
accessibility standards for recipients of Federal financial assistance
to be more user-friendly and to support individuals with disabilities.
This update incorporates the directive of Executive Order 14035,
Diversity, Equity, Inclusion, and Accessibility in the Federal
Workforce by defining, clarifying, advancing accessibility throughout
DoD programs and activities.
Summary of Legal Basis: Title 28, Code of Federal Regulations, part
41, implementing Executive Order 12250, assigns the DOJ responsibility
to coordinate implementation of section 504 of the Rehabilitation Act.
This rule is being finalized under the authorities of title 29,
U.S.C., chapter 16, subchapter V, sections 794 through 794d, codifying
legislation prohibiting discrimination on the basis of disability under
any program or activity receiving Federal financial assistance or under
any program or activity conducted by any Federal agency, including
[[Page 9330]]
provisions establishing the United States Access Board and requiring
Federal agencies to ensure that information and communication
technology is accessible to and usable by individuals with
disabilities.
Alternatives: The Department considered taking no new action and
continuing to rely on the existing regulation. The Department
considered issuing sub-regulatory guidance to clarify existing
regulation. Both options were rejected because of the need to update
and clarify the Department's obligations pursuant to section 504 and
section 508 of the Rehabilitation Act of 1973, as amended.
Anticipated Cost and Benefits: TBD.
Risks: Without this final rule, the Department's current regulation
is inconsistent with current Federal statutes and regulations, as well
as developments in Supreme Court jurisprudence, regarding unlawful
discrimination on the basis of disability. Consistent with
congressional intent, the provisions in the final rule are consistent
with the nondiscrimination provisions in DOJ regulations implementing
title II of the ADA Amendments Act (applicable to state and local
government entities).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/16/20 85 FR 43168
NPRM Comment Period End............. 09/14/20
Final Action........................ 11/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Dr. Lisa Arfaa, Department of Defense, Office of
the Secretary, 9999 Joint Staff Pentagon, Washington, DC 20318, Phone:
703 692-6878, Email: [email protected].
RIN: 0790-AJ04
DOD--DEFENSE ACQUISITION REGULATIONS COUNCIL (DARC)
Proposed Rule Stage
23. Assessing Contractor Implementation of Cybersecurity Requirements
(DFARS Case 2019-D041) [0750-AK81]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 41 U.S.C. 1303; Pub. L. 116-92, sec. 1648
CFR Citation: 48 CFR 204; 48 CFR 212; 48 CFR 217; 48 CFR 252.
Legal Deadline: None.
Abstract: DoD is amending an interim rule to implement the CMMC
framework 2.0 in order to protect against the theft of intellectual
property and sensitive information from the Defense Industrial Base
(DIB) sector. The CMMC framework, as defined in Title 32 of the Code of
Federal Regulations (CFR), assesses compliance with applicable
information security requirements. This rule provides the Department
with assurances that a DIB contractor can adequately protect sensitive
unclassified information at a level commensurate with the risk,
accounting for information flow down to its subcontractors in a multi-
tier supply chain.
Statement of Need: The purpose of this DFARS rule is to ensure that
Defense Industrial Base (DIB) contractors will adequately protect
sensitive unclassified information at a level commensurate with the
risk, accounting for information flow down to its subcontractors in a
multi-tier supply chain.
Summary of Legal Basis: This rule is being implemented under the
authority of 41 U.S.C. 1303 and section 1648 of the National Defense
Authorization Act for Fiscal Year (FY) 2020 (Pub. L. 116-92). The USD
(A&S) has the authority and responsibility for promulgating DoD
procurement rules under the OFPP statute, codified at title 41 of the
U.S. Code. Section 1648 of the National Defense Authorization Act for
Fiscal Year 2020 (Pub. L. 116-92) directs the Secretary of Defense to
develop a risk-based cybersecurity framework for the DIB sector, such
as CMMC, as the basis for a mandatory DoD standard.
Alternatives: DoD considered and adopted several alternatives
during the development of the interim rule that reduced the burden on
small entities and still meet the objectives of the rule. DoD will
consider similar alternatives for the amendment rule. One alternative
considered includes exempting contracts and orders exclusively for the
acquisition of commercially available off-the-shelf items.
Anticipated Cost and Benefits: The annualized value of costs
beginning in fiscal year 2021 (calculated in perpetuity in 2016 dollars
at a 7 percent discount rate) associated with implementing the CMMC
Framework in the published interim rule is $4 billion. The cost
analysis for CMMC 2.0 is being handled in the Title 32 CFR rule (RIN
0790-AL49). The primary benefit of this rule is improving the
protection of the Department's sensitive information and reducing the
threat to DIB sector intellectual property by:
Enabling assessments at the entity-level of contractor
implementation of cyber security processes and practices that should
already be in place;
Requiring comprehensive implementation of cybersecurity
requirements rather than plans of action to accomplish implementation;
Verifying DIB sector contractor and subcontractor
cybersecurity postures; and
Reducing duplicative or repetitive assessments of our
industry partners through standardization.
Risks: The theft of intellectual property and sensitive information
from all U.S. industrial sectors due to malicious cyber activity
threatens economic security and national security. Malicious cyber
actors have and continue to target the DIB sector and the supply chain
of the Department of Defense. These attacks not only focus on the large
prime contractors, but also target subcontractors that make up the
lower tiers of the DoD supply chain. Many of these subcontractors are
small entities that provide critical support and innovation. The
aggregate loss of intellectual property and certain unclassified
information from the DoD supply chain can undercut U.S. technical
advantages and innovation, as well as significantly increase risk to
national security.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Interim Final Rule................... 09/29/20 85 FR 48513
Interim Final Rule Effective......... 11/30/20
NPRM................................. 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
Public Compliance Cost: Base Year for Dollar Estimates: $2,021.
Agency Contact: Jennifer D. Johnson, Office of the Under Secretary
of Defense for Acquisition and Sustainment, Department of Defense,
Defense Acquisition Regulations Council, Defense Pricing and
Contracting, Defense Acquisition Regulations System, Room 3B938, 3060
Pentagon, Washington, DC 20301-3060, Phone: 703 717-8226, Email:
[email protected].
Related RIN: Split from 0750-AL68, Related to 0790-AL49
RIN: 0750-AK81
[[Page 9331]]
DOD--DARC
24. Modification of Prize Authority for Advanced Technology
Achievements (DFARS Case 2022-D014) [0750-AL65]
Priority: Other Significant.
Legal Authority: 41 U.S.C. 1303; 10 U.S.C. 4025; Pub. L. 117-81,
sec. 822
CFR Citation: 48 CFR 235.
Legal Deadline: None.
Abstract: DoD is proposing to amend the Defense Federal Acquisition
Regulation Supplement to implement section 822 of the National Defense
Authorization Act for Fiscal Year 2022, which revises 10 U.S.C. 2374a,
redesignated as 10 U.S.C. 4025, regarding the award of prizes for
advanced technology achievement to: (1) authorize the award of
procurement contracts and other agreements ``as in other type of
prize'' (as in other than cash prizes); (2) permit the award of prizes,
including procurement contracts and other agreements, in excess of
$10,000,000 with the approval of the Under Secretary of Defense for
Research and Engineering; and (3) require DoD provide Congress with
notice of an award of a procurement contract or other agreement under
this program that exceeds $10 million.
Statement of Need: This rule is necessary to implement section 822
of the National Defense Authorization Act for Fiscal Year 2022 (Pub. L.
117-81). Section 822 revises 10 U.S.C. 2374a, redesignated as 10 U.S.C.
4025, regarding the award of prizes for advanced technology achievement
to: (1) authorize the award of procurement contracts and other
agreements as an other type of prize (as in other than cash prizes);
(2) permit the award of prizes, including procurement contracts and
other agreements, in excess of $10,000,000 with the approval of the
Under Secretary of Defense for Research and Engineering; and (3)
require DoD provide Congress with notice of an award of a procurement
contract or other agreement under this program that exceeds $10
million.
Summary of Legal Basis: The legal basis for this rule is 41 U.S.C.
1303 and section 822 of Public Law 117-81.
Alternatives: There are no alternatives that would meet the
requirements of section 822 of Public Law 117-81.
Anticipated Cost and Benefits: This rule will help to expand the
Defense Industrial Base, thereby increasing competition for future DoD
contracts.
Risks: The difficulty of accessing advanced technologies creates a
risk for DoD with regard to finding solutions and obtaining products
and services that meet the Department's needs.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal.
Agency Contact: Jennifer D. Johnson, Office of the Under Secretary
of Defense for Acquisition and Sustainment, Department of Defense,
Defense Acquisition Regulations Council, Defense Pricing and
Contracting, Defense Acquisition Regulations System, Room 3B938, 3060
Pentagon, Washington, DC 20301-3060, Phone: 703 717-8226, Email:
[email protected].
RIN: 0750-AL65
DOD--DARC
Final Rule Stage
25. Past Performance of Subcontractors and Joint Venture Partners
(DFARS Case 2018-D055) [0750-AK16]
Priority: Other Significant.
Legal Authority: 41 U.S.C. 1303; Pub. L. 115-232, sec. 823
CFR Citation: 48 CFR 215; 48 CFR 236; 48 CFR 242; 48 CFR 252.
Legal Deadline: Final, Statutory, February 9, 2019, 180 days after
enactment.
Abstract: DoD is issuing a final rule to amend the Defense Federal
Acquisition Regulation Supplement (DFARS) to implement section 823 of
the National Defense Authorization Act for Fiscal Year 2019, which
establishes a requirement for use of the best available information
regarding past performance of subcontractors and joint venture partners
when awarding DoD construction and architect-engineer (A&E) contracts.
Section 823 requires annual performance evaluations for first-tier
subcontractors and individual partners of joint venture construction
and A&E contracts valued at either $750,000 or more, or 20 percent of
the value of the prime contract (whichever is higher), in accordance
with specified conditions. In addition, processes for exceptions from
the annual evaluation requirement will be established for construction
and A&E contracts where submission of annual evaluations would not
provide the best representation of the performance of a contractor,
including subcontractors and joint venture partners under specified
conditions. This rule will amend DFARS part 242 to incorporate these
new requirements and processes.
Statement of Need: This rule is necessary to implement section 823
of the National Defense Authorization Act for Fiscal Year 2019 (Pub. L.
115-232), which establishes a requirement for use of the best available
information regarding past performance of subcontractors and joint
venture partners when awarding DoD construction and architect-engineer
contracts. Section 823 requires annual performance evaluations for
first-tier subcontractors and individual parties to joint ventures
performing construction and architect-engineer contracts valued at
either $750,000 or more, or 20 percent of the value of the prime
contract (whichever is higher), in accordance with specified
conditions. In addition, processes for exceptions from the annual
evaluation requirement will be established for construction and
architect-engineer contracts where submission of annual evaluations
would not provide the best representation of the performance of a
contractor, including subcontractors and joint venture partners under
specified conditions.
Summary of Legal Basis: The legal basis for this rule is 41 U.S.C.
1303 and section 823 of Public Law 115-232.
Alternatives: There are no alternatives that would meet the
requirements of section 823 of Public Law 115-232.
Anticipated Cost and Benefits: This rule will make it easier for
subcontractors and individual parties to joint ventures to establish a
record of their past performance. These entities will be able to take
credit for the work they performed on contracts and subcontracts, which
will help them be more competitive when bidding on future DoD
contracts. This will help increase competition for DoD contracts.
Risks: Due to the difficulty of establishing a record of past
performance on DoD contracts, there is a risk of reduced
competitiveness for subcontractors and individual parties to joint
ventures.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/20/21 86 FR 27358
NPRM Comment Period End............. 07/19/21
Final Action........................ 07/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
Agency Contact: Jennifer D. Johnson, Office of the Under Secretary
of Defense for Acquisition and Sustainment, Department of Defense,
Defense Acquisition Regulations Council, Defense Pricing and
Contracting,
[[Page 9332]]
Defense Acquisition Regulations System, Room 3B938, 3060 Pentagon,
Washington, DC 20301-3060, Phone: 703 717-8226, Email:
[email protected].
RIN: 0750-AK16
DOD--DARC
26. Small Business Innovation Research Program Data Rights (DFARS Case
2019-D043) [0750-AK84]
Priority: Other Significant.
Legal Authority: 41 U.S.C. 1303
CFR Citation: 48 CFR 227; 48 CFR 252.
Legal Deadline: None.
Abstract: DoD is issuing a final rule to amend the Defense Federal
Acquisition Regulation Supplement (DFARS) to implement changes related
to data rights in the Small Business Administration's Policy Directive
for the Small Business Innovation Research (SBIR) Program, published in
the Federal Register on April 2, 2019 (84 FR 12794). The final SBA
Policy Directive includes several revisions to clarify data rights,
which require corresponding revisions to the DFARS.
Statement of Need: This rule is necessary to implement the Small
Business Administration (SBA) policies related to data rights in the
Small Business Innovation Research (SBIR) Program and Small Business
Technology Transfer (STTR) Program Policy Directive, published in the
Federal Register on April 2, 2019 (84 FR 12794). The final SBA Policy
Directive includes several revisions to clarify data rights, which
require corresponding revisions to the DFARS.
Summary of Legal Basis: The legal basis for this rule is 15 U.S.C.
638, which provides the authorization, policy, and framework for SBIR/
STTR programs.
Alternatives: There are no alternatives that would meet the stated
objective of this rule.
Anticipated Cost and Benefits: While specific costs and savings
have not been quantified, this rule is expected to have significant
benefit for small businesses participating in the DoD SBIR and STTR
programs. SBIR and STTR enable small businesses to explore their
technological potential and provide the incentive to profit from its
commercialization. By including qualified small businesses in the
nation's research and development arena, high-tech innovation is
stimulated, and the United States gains entrepreneurial spirit as it
meets its specific research and development needs.
Risks: The continuous protection of a contractor's SBIR/STTR data
while actively pursuing or commercializing its technology with the
Federal Government, provides a significant incentive for innovative
small businesses to participate in these programs.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 08/31/20 85 FR 53758
Correction.......................... 09/21/20 85 FR 59258
ANPRM Comment Period End............ 10/30/20
Comment Period Extended............. 12/04/20 85 FR 78300
ANPRM Comment Period End............ 01/31/21
NPRM................................ 12/19/22 87 FR 77680
Correction.......................... 12/23/22 87 FR 78911
Comment Period Extended............. 02/14/23 88 FR 9420
NPRM Comment Period End............. 02/17/23
NPRM Comment Period End............. 03/20/23
Final Action........................ 02/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Agency Contact: Jennifer D. Johnson, Office of the Under Secretary
of Defense for Acquisition and Sustainment, Department of Defense,
Defense Acquisition Regulations Council, Defense Pricing and
Contracting, Defense Acquisition Regulations System, Room 3B938, 3060
Pentagon, Washington, DC 20301-3060, Phone: 703 717-8226, Email:
[email protected].
RIN: 0750-AK84
DOD--DARC
27. DFARS Buy American Act Requirements (DFARS Case 2022-D019) [0750-
AL74]
Priority: Other Significant.
Legal Authority: 41 U.S.C. 1303
CFR Citation: 48 CFR 225; 48 CFR 252.
Legal Deadline: None.
Abstract: DoD is issuing a final rule amending the Defense Federal
Acquisition Regulation Supplement (DFARS) to implement the requirements
of Executive Order 14005, Ensuring the Future Is Made in All of America
by All of America's Workers. Changes to the Federal Acquisition
Regulation (FAR) are being made via RIN 9000-AO22 (FAR Case 2021-008,
Amendments to the FAR Buy American Act Requirements). This rule makes
conforming changes to the DFARS.
Statement of Need: This rule is necessary to implement Executive
Order 14005, Ensuring the Future Is Made in All of America by All of
America's Workers, which increases the required percentage of domestic
content for end products and construction material. Changes to the
Federal Acquisition Regulation (FAR) are being made via RIN 9000-AO22
(FAR Case 2021-008, Amendments to the FAR Buy American Act
Requirements). This rule proposes conforming changes to the DFARS.
Summary of Legal Basis: The legal basis for this rule is 41 U.S.C.
1303 and Executive Order 14005, Ensuring the Future Is Made in All of
America by All of America's Workers.
Alternatives: There are no alternatives that would meet the
requirements of Executive Order 14005.
Anticipated Cost and Benefits: This rule increases the percentage
for use in the domestic content text applied to offers of end products
and construction materials to determine domestic or foreign origin. The
rule will strengthen domestic preferences under the Buy American
statute. It is expected that this rule will benefit large and small
U.S. manufacturers supplying domestic end products and materials.
Risks: There is a risk that U.S. manufacturers would experience a
competitive disadvantage without the increase in the required domestic
content.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/09/23 88 FR 37942
NPRM Comment Period End............. 08/08/23
Final Action........................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Agency Contact: Jennifer D. Johnson, Office of the Under Secretary
of Defense for Acquisition and Sustainment, Department of Defense,
Defense Acquisition Regulations Council, Defense Pricing and
Contracting, Defense Acquisition Regulations System, Room 3B938, 3060
Pentagon, Washington, DC 20301-3060, Phone: 703 717-8226, Email:
[email protected].
RIN: 0750-AL74
[[Page 9333]]
DOD--U.S. ARMY CORPS OF ENGINEERS (COE)
Proposed Rule Stage
28. Policy and Procedures for Processing Requests To Alter U.S. Army
Corps of Engineers Civil Works Projects Pursuant to 33 U.S.C. 408
[0710-AB22]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 408
CFR Citation: 33 CFR 350.
Legal Deadline: None.
Abstract: Where a party other than the U.S. Army Corps of Engineers
(Corps) seeks to use or alter a Civil Works project that the Corps
constructed, the proposed use or alteration is subject to the prior
approval of the Corps. Some examples of such alterations include an
improvement to the project; relocation of part of the project; or
installing utilities or other non-project features. This requirement
was established in section 14 of the Rivers and Harbors Act of 1899 and
is codified at 33 U.S.C. 408 (section 408). Section 408 provides that
the Corps may grant permission for another party to alter a Civil Works
project upon a determination that the alteration proposed will not be
injurious to the public interest and will not impair the usefulness of
the Civil Works project. The Corps is proposing to convert its policy
that governs the section 408 program to a binding regulation. This
policy, Engineer Circular 1165-2-220, Policy and Procedural Guidance
for Processing Requests to Alter U.S. Army Corps of Engineers Civil
Works Projects Pursuant to 33 U.S.C. 408, was issued in September 2018.
The Corps conducted six virtual listening sessions in the summer of
2022 to solicit feedback on the Section 408 program from Section 408
applicants and Non-federal partners. The feedback was helpful to
understanding the challenges, best practices, and future opportunities
with the Section 408 program and helped inform development of the
proposed rule. Additional sessions will be conducted once the draft
rule is published in the Federal Register. The Corps will widely
publicize the dates and times of the additional listening sessions to
Section 408 applicants, non-federal sponsors and partners by posting on
Corps websites (the Corps HQ website can be found here: https://www.usace.army.mil/Missions/Civil-Works/Section408/) and utilize
existing email distribution lists of interested parties.
Statement of Need: Through the Civil Works program, the U.S. Army
Corps of Engineers (Corps), in partnership with stakeholders, has
constructed many Civil Works projects across the Nation's landscape.
Given the widespread locations of these projects, others outside of the
Corps sometimes want to alter or occupy these projects or the
associated lands. Reasons for alterations could include activities such
as improvements to the project; relocation of part of the project; or
installing utilities or other non-project features. In order to ensure
that these projects continue to provide their intended benefits to the
public, Congress provided that any use or alteration of a Civil Works
project by another party is subject to the prior approval of the Corps.
This requirement was established in section 14 of the Rivers and
Harbors Act of 1899 and is codified at 33 U.S.C. 408 (section 408).
Specifically, section 408 provides that the Corps may grant permission
for another party to alter a Civil Works project upon a determination
that the alteration proposed will not be injurious to the public
interest and will not impair the usefulness of the Civil Works project.
The Corps is proposing to convert its policy that governs the section
408 program to a binding regulation. Engineer Circular 1165-2-220,
Policy and Procedural Guidance for Processing Requests to Alter U.S.
Army Corps of Engineers Civil Works Projects Pursuant to 33 U.S.C. 408
was issued in September 2018.
Summary of Legal Basis: The Corps operates the section 408 program
under 33 U.S.C. 408.
Alternatives: The preferred alternative is to conduct rulemaking to
issue the requirements governing the section 408 review process in the
form of a binding regulation. The current Corps policy appears in an
Engineer Circular that has expired. The next best alternative would
involve issuing these requirements in the form of an Engineer
Regulation. That alternative would not fulfill the intent of the law
because it would not be binding on the regulated public.
Anticipated Cost and Benefits: The proposed rule would reduce costs
to the regulated public by clarifying the applicable requirements and
providing consistent implementation of these requirements nationwide
across the Corps program. It is anticipated that a form would be
developed for submission of requests which could help to reduce the
cost to prepare a section 408 request.
Risks: The proposed action is not anticipated to affect the risk to
public health, safety, or the environment. It would outline the
procedures the Corps will follow when evaluating requests for section
408 permissions. The Corps will comply with all statutory requirements
when reviewing requests.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Virginia Rynk, Department of Defense, U.S. Army
Corps of Engineers, Attn: CECW-EC, 441 G Street NW, Washington, DC
20314, Phone: 202 761-4741.
RIN: 0710-AB22
DOD-COE
29. Flood Control Cost-Sharing Requirements Under the Ability To Pay
Provision [0710-AB34]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 33 U.S.C. 2213(m)
CFR Citation: 33 CFR 241.
Legal Deadline: None.
Abstract: Section 103(m) of the Water Resources Development Act
(WRDA) of 1986, as amended (33 U.S.C. 2213(m)), authorizes the U.S.
Army Corps of Engineers (Corps) to reduce the non-Federal share of the
cost of a study or project for certain communities that are not able
financially to afford the standard non-Federal cost-share. Part 241 of
Title 33 in the Code of Federal Regulations provides the criteria that
the Corps uses in making these determinations where the primary purpose
of the study or project is flood damage reduction. The proposed rule
would update this regulation, by broadening its applicability to
include projects with other purposes (instead of just flood damage
reduction) and the feasibility study of a project (instead of just
design and construction).
Statement of Need: The Corps will conduct rulemaking to propose
amendments to the Corps' regulations at 33 CFR part 241 for Corps
projects. The WRDA 2000 modified section 103(m) to include the projects
with the following purposes: environmental protection and restoration,
flood control, navigation, storm damage protection, shoreline erosion,
hurricane protection, and recreation or an agricultural water supply
project which have not yet been added to the regulation. It also
included the opportunity to cost share all phases of a USACE project to
also include feasibility studies in addition to the
[[Page 9334]]
already covered design and construction. This rule would update the
framework for determining whether a project is eligible for
consideration for a reduction in the non-Federal cost share based on
ability to pay.
Summary of Legal Basis: 33 U.S.C. 2213(m).
Alternatives: The preferred alternative is to conduct rulemaking to
amend 33 CFR 241 by broadening the project purposes for which the Corps
could reduce the non-Federal cost-share based on ability to pay and by
allowing such a reduction for feasibility studies. The next best
alternative would be to provide additional guidance instead of amending
the existing regulation. This alternative could lead to confusion for
the regulated public.
Anticipated Cost and Benefits: The proposed rule would add Corps
procedures on the ability to pay provision allowing for consistent
implementation across the Corps and clear understanding of the program
and its requirements by the regulated public.
Risks: The proposed action is not anticipated to affect risk to
public health, safety, or the environment. It would outline the
procedures the Corps will follow when evaluating the ability to pay
provision for cost-sharing with the non-Federal sponsor.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: None.
Agency Contact: Amy Frantz, Program Manager, Department of Defense,
U.S. Army Corps of Engineers, CECW-P, 441 G Street NW, Washington, DC
20314, Phone: 202 761-0106, Email: [email protected].
Related RIN: Previously reported as 0710-AA91
RIN: 0710-AB34
DOD--COE
30. USACE Implementing Procedures for Principles, Requirements, and
Guidelines Applicable to Actions Involving Investment in Water
Resources [0710-AB41]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: sec. 2031 of Pub. L. 110-114
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: Section 2031 of the Water Resources Development Act of
2007 (Pub. L. 110-114) called for revisions to the 1983 Principles and
Guidelines for Water and Land Related Resources Implementation Studies,
resulting in the issuance of the Principles and Requirements (P&R)
guidance document in March 2013 and the Interagency Guidelines in
December 2014, which together comprise the Principles, Requirements,
and Guidelines (PR&G). The PR&G are intended to provide a common
framework and policy guidance for analyzing a diverse range of water
resources projects, programs, activities, and related actions involving
Federal investment in water resources. The U.S. Army Corps of Engineers
(Corps) plans to propose a regulation to show how it would apply the
PR&G to the Corps' civil works program and authorities. In this
proposed regulation, the Corps intends to increase consistency and
compatibility in its Federal water resources investment decision making
to include considerations such as analyzing a broader range of long-
term costs and benefits, enhancing collaboration, including a more
thorough and transparent risk and uncertainty analyses, and improving
resilience for dealing with emerging challenges, including climate
change.
The Department of the Army completed an outreach strategy and
engagement effort through publication of a Federal Register notice in
June 2022 on the PR&G. This engagement effort included an open docket
for submission of comments, a series of virtual meetings with the
public, and a series of virtual meetings with Tribes to solicit early
input prior to embarking on a rulemaking action on agency specific
procedures outlining how the Corps can best meet the policy goals of
PR&G. The Corps will consider the input received during these
engagements to inform the development of the proposed rule.
Statement of Need: The Corps is developing implementing procedures
for the Principles, Requirements, and Guidelines (PR&G) under section
110 of the Water Resources Development Act of 2020.
Summary of Legal Basis: Section 110 of the Water Resources
Development Act of 2020 provided for the Secretary of the Army to issue
agency specific guidelines to implement the PR&G. Also see section 2031
of Public Law 110-114.
Alternatives: The Corps could implement PR&G with guidance rather
than through rulemaking; however, such procedures would not be binding.
As an alternative, the Corps could seek to rely solely on the PR&G
documents to implement PR&G in lieu of developing its own procedures.
This could result in confusion and a lack of consistency for the Corps
as to how and when it would apply the PR&G in the Civil Works program.
The Corps decided to conduct this rulemaking to ensure the PR&G
implementing procedures are clear for the Corps and the public as well
as binding.
Anticipated Cost and Benefits: As this rulemaking is developing
procedures for the Corps to implement to ensure compliance with the
PR&G, there may be some administrative costs incurred to the Corps for
implementation-related training. There also would be benefits that
accrue to the public in some cases in the form of improved outcomes in
Corps decisions related to proposed and ongoing water resource
development projects.
Risks: The proposed action is not anticipated to increase risk to
public health, safety, or the environment, but could potentially help
to reduce such risks in some cases.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Agency Contact: Stacey M. Jensen, Office of the Assistant Secretary
of the Army, Department of Defense, U.S. Army Corps of Engineers, 108
Army Pentagon, Washington, DC 22202, Phone: 703 695-6791, Email:
[email protected].
RIN: 0710-AB41
DOD--COE
31. Appendix C Procedures for the Protection of Historic Properties
[0710-AB46]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 33 U.S.C. 401; 33 U.S.C. 1344; 33 U.S.C. 1413
CFR Citation: 33 CFR 325.
Legal Deadline: None.
Abstract: The U.S. Army Corps of Engineers (Corps) considers the
effects of its actions on historic properties pursuant to section 106
of the National Historic Preservation Act (NHPA). The Corps' Regulatory
Program's regulations for complying with the NHPA are outlined at 33
CFR 325 appendix C. Since these regulations were promulgated in 1990,
there have been
[[Page 9335]]
amendments to the NHPA and revisions to the Advisory Council on
Historic Preservation's (ACHP) regulations at 36 CFR part 800. In
response, the Corps issued interim guidance until rulemaking could be
completed in order to ensure full compliance with the NHPA and ACHP's
regulations. The Corps proposes to revise its regulations to conform to
the ACHP regulations.
The Department of the Army completed an outreach strategy and
engagement effort through publication of a Federal Register notice in
June 2022 to solicit comment on the best approach to modernize Appendix
C. This engagement effort included an open docket for submission of
comments, a series of virtual meetings with the public, and a series of
virtual meetings with Tribes to solicit early input prior to embarking
on a rulemaking action on Appendix C. The input received from these
efforts will help inform this action.
Statement of Need: Appendix C provides the implementing procedures
for the Regulatory Program's compliance with section 106 of the
National Historic Preservation Act. Rulemaking is required to ensure
the Regulatory Program is compliant with the NHPA and ACHP's
implementing regulations at 36 CFR 800 for federal agency compliance
with Section 106. The NHPA and the ACHP regulations have been revised
since Appendix C was promulgated.
Summary of Legal Basis: Appendix C was promulgated through an APA
rulemaking process intended to provide compliance with section 106 of
the NHPA specific to the Regulatory Program.
Alternatives: The preferred alternative is to remove the Regulatory
Program's implementing regulations (i.e., appendix C) from its
permitting regulations and instead follow the ACHP's NHPA implementing
regulations. Other alternatives considered include retaining the
current appendix C, which does not reflect the current versions of the
NHPA or the ACHP implementing regulations for federal agencies or
current Federal policies regarding Tribal Nations. Another alternative
is to modify Appendix C by incorporating changes made since 1990 to the
NHPA and the ACHP implementing regulations.
Anticipated Cost and Benefits: As this rulemaking action is
implementing procedures for the Corps to ensure compliance with the
NHPA, there may be some administrative costs incurred to the Corps for
training. There would be benefits accrued to the public in the form of
reduced confusion and assurance of consideration of potential adverse
effects to historic properties and items and areas of cultural/
religious significance.
Risks: The proposed action is not anticipated to increase risk to
public health, safety, or the environment because it outlines the
procedures the Corps will follow for implementing a federal statutory
requirement. The Corps will comply with all statutory requirements when
reviewing permit applications.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: None.
Federalism: Undetermined.
Agency Contact: Margaret Gaffney-Smith, Regulatory Program Manager,
Department of Defense, U.S. Army Corps of Engineers, Attn: CECW-CO, 441
G Street NW, Washington, DC 20314, Phone: 202 761-4229.
RIN: 0710-AB46
DOD--COE
Final Rule Stage
32. Natural Disaster Procedures: Preparedness, Response, and Recovery
Activities of the Corps of Engineers [0710-AA78]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 701n
CFR Citation: 33 CFR 203.
Legal Deadline: None.
Abstract: The U.S. Army Corps of Engineers (Corps) is finalizing an
update to the Federal regulation that covers the procedures that the
Corps uses under section 5 of the Flood Control Act of 1941, as amended
(33 U.S.C. 701n), commonly referred to as Public Law 84-99. The Corps
relies on this program to prepare for, respond to, and help communities
recover from a flood, hurricane, or other natural disaster, including
the repair of damage to eligible flood risk reduction infrastructure.
The Corps initiated this rulemaking process through an advanced notice
of proposed rulemaking (ANPRM) on February 13, 2015. The Corps
published a notice of proposed rulemaking (NPRM) on November 15, 2022.
The NPRM included a summary of the comments to the ANPRM. The NPRM
proposed to repeal the existing regulation and replace it with a new
regulation that addresses statutory changes under various Water
Resources Development Act provisions, reflects lessons learned over the
past 20 years, and incorporates agency policies now in guidance
relating to natural disaster procedures.
In 2015, the Corps published an Advance Notice of Proposed Rule
Making (ANPR) in the Federal Register for a 60 day public comment
period on policy revision concepts being considered for 33 CFR part
203. The Corps then published proposed revisions to 33 CFR part 203 in
the Federal Register with a public comment period from November 15,
2022 to January 17, 2023. The Corps hosted nine regional workshops in
Kansas City, MO; Fort Worth, TX; Seattle, WA; Sacramento, CA; Chicago,
IL; Rock Island, IL; New Orleans, LA; and Wilmington, NC; Concord, MA;
and two webinars to solicit input from interested parties. The Corps
also met with two Tribal Nations for direct consultation and input. The
final rule will address the input received by the Corps through the
comment and public engagement process.
Statement of Need: Since the last revision in 2003, significant
disasters, including Hurricane Katrina (2005), Hurricane Sandy (2012),
flooding on the Mississippi and Missouri Rivers (2008, 2011, and 2013),
and Hurricanes Harvey, Irma, and Maria (2017) led to a great
understanding of the nature and severity of risk associated with flood
and storm damage reduction projects. In addition, the maturation of
risk-informed decision making approaches and technological advancements
have influenced the outlook on the implementation of Public Law 84-99
activities, with a shift toward better alignment with Corps Levee
Safety and National Flood Risk Management Programs, as well as the
National Preparedness and Response Frameworks. Through these programs,
the Corps works with non-Federal sponsors and stakeholders to assess,
communicate, and manage the risks to people, property, and the
environment associated with levee systems and flood risks. Revisions to
part 203 also would implement certain statutes that amended or
otherwise affected Public Law 84-99, as explained in the next section.
Summary of Legal Basis: Public Law 84-99 authorizes an emergency
fund to be expended at the discretion of the Chief of Engineers for
preparation for natural disasters, flood fighting, rescue operations,
repairing or restoring flood control works, emergency protection of
federally authorized hurricane or shore protection projects, and the
repair and restoration of federally authorized
[[Page 9336]]
hurricane and shore protection projects damaged or destroyed by wind,
wave, or water of other than ordinary nature.
1. Subsection 3029(a) of the Water Resources Reform and Development
Act of 2014 (WRRDA 2014) (Pub. L. 113-121) authorized the Chief of
Engineers, under certain circumstances, to make modifications to flood
control and hurricane or shore protections works damaged during flood
or coastal storms events, as well as the authority to implement
nonstructural alternatives in the repair and restoration of hurricane
or shore protection works.
2. Subsection 3029(b) of WRRDA 2014 authorized the Secretary of the
Army to undertake a review of implementation of Public Law 84-99 to
improve the safety of affected communities to future flooding and storm
events; the resiliency of water resources development projects to
future flooding and storm events; the long-term cost-effectiveness of
water resources development projects that provide flood control and
hurricane and storm damage reduction benefits; and achieve certain
other policy goals and objectives.
3. Section 3011 of WRRDA 2014 states that a levee system shall
remain eligible for rehabilitation assistance under Public Law 84-99,
as long as the system sponsor continues to make satisfactory progress,
as determined by the Secretary of the Army, on an approved system wide
improvement framework or letter of intent.
4. Section 1176 of the Water Resources Development Act of 2016
(WRDA 2016) (Pub. L. 114-322, title I) provided an express definition
of nonstructural alternatives, as that term is used in Public Law 84-
99, and authorized the Chief of Engineers, under certain circumstances,
to increase the level of protection of flood control or hurricane or
shore protection works or increase the capacity of a pumping station
when conducting repair or restoration activities to such works under
Public Law 84-99.
Alternatives:
1. No rule update: Continue to implement all changes through agency
guidance documents and agency discretion.
2. Modify: Incorporate in the rule only those changes related to
changes in the program that the Congress has mandated in law.
3. Repeal and replace (Selected Alternative): Incorporate and
integrate the current state of practice for flood risk management
principles and concepts through the provision of agency policy codified
in a federal rule. The intended benefit is to encourage broader
community flood risk management activities, as undertaken by non-
Federal project sponsors. The rule alternative also consolidates recent
Public Law 84-99 amendments into one comprehensive rule, ensuring the
public understands how the Corps would implement them.
Anticipated Cost and Benefits: Overall, the purpose of the proposed
changes to this regulation is to improve the effectiveness of Federal
and local investments to reduce flood risks in both riverine and
coastal settings. These proposed changes take advantage of our
increased understanding of flood and storm risks, moving from an
assessment of how the project is expected to perform to a focus on a
broader set of actions to reduce risk to life, including operations,
maintenance, planning, and execution actions to improve emergency
warning and evacuation and other activities to improve the ability of
communities and individuals to understand and manage project-related
risks. Informed by more detailed understanding of risk for levee
systems, the Federal Government and non-Federal sponsors should be able
to apply the available resources to the risk management activities that
most effectively reduce riverine flood risk and avoid expenditures that
have little risk reduction benefit.
Risks: The rule would repeal and replace the current 33 CFR 203 in
order to reflect the current state of practice for flood risk
management principles and concepts. It would also amend and clarify the
current role of the Corps in preparing for, and responding a natural
disaster, and in helping in the recovery effort. The rule may also
encourage broader community flood risk management activities, as
undertaken by non-Federal project sponsors.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 02/13/15 80 FR 8014
ANPRM Comment Period End............ 04/14/15
NPRM................................ 11/15/22 87 FR 68386
NPRM Comment Period End............. 02/16/23
Final Action........................ 02/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Willem Helms, Department of Defense, U.S. Army
Corps of Engineers, CECW-HS, 441 G Street NW, Washington, DC 20314,
Phone: 202 761-5909, Email: [email protected].
RIN: 0710-AA78
DOD--COE
Completed Actions
33. Credit Assistance for Water Resources Infrastructure Projects
[0710-AB31]
Priority: Other Significant.
Legal Authority: Pub. L. 114-94; Pub. L. 114-322; Pub. L. 115-270;
33 U.S.C. 3901
CFR Citation: 33 CFR 386.
Legal Deadline: None.
Abstract: The U.S. Army Corps of Engineers (Corps) issued a final
rule to implement a new credit assistance program for dam safety work
at non-Federal dams. The program is authorized under the Water
Infrastructure Finance and Innovation Act of 2014 (WIFIA) and Division
D, title 1 of the Consolidated Appropriations Act of 2020. WIFIA
authorizes the Corps to provide secured (direct) loans and loan
guarantees (Federal Credit instruments) to eligible water resources
infrastructure projects and to charge fees to recover all or a portion
of the Corps' cost of providing credit assistance and the costs of
conducting engineering reviews and retaining expert firms, including
financial and legal services, to assist in the underwriting and
servicing of Federal credit instruments. Projects will be evaluated and
selected by the Secretary of the Army (the Secretary) based on the
requirements and the criteria described in this rule.
Statement of Need: The Corps' WIFIA program is focused on providing
Federal loans, and potentially to also include loan guarantees, to
projects for maintaining, upgrading, and repairing dams identified in
the National Inventory of Dams owned by non-federal entities. These
loans will be repaid with non-Federal funding.
Summary of Legal Basis: The Corps WIFIA program was authorized
under subtitle C of title V of the Water Resources Reform and
Development Act of 2014 (WRRDA 2014), which authorizes the Corps to
provide secured (direct) loans, and potentially to also include loan
guarantees, to eligible water resources infrastructure projects (needed
further authorization was provided by Division D, title 1 of the
Consolidated Appropriations Act of 2020). The statute also authorizes
the Corps to charge fees to recover all or a portion of the Corps' cost
of providing credit assistance and the costs of conducting engineering
reviews and retaining expert firms, including financial and legal
services, to assist in the underwriting and servicing of Federal credit
instruments.
[[Page 9337]]
The Fiscal 2021 Consolidated Appropriations Act, provided the Corps
WIFIA appropriations of $2.2M admin, and $12M credit subsidy and a loan
volume limit of $950M. These appropriated funds are limited to fund
projects focused on maintaining, upgrading, and repairing dams
identified in the National Inventory of Dams owned by non-federal
entities, essentially dams where the primary owner is a state, local
government, public utility, or private owner.
Alternatives: The preferred alternative would be to conduct
proposed rulemaking to implement a new credit program for dam safety
work at non-Federal dams in the form of a binding regulation in
compliance with the Water Infrastructure Finance and Innovation Act of
2014 (WIFIA) and Division D, title 1 of the Consolidated Appropriations
Act of 2020. The next best alternative would involve issuing these
implementing procedures in the form of an Engineer Regulation. That
alternative would not fulfill the intent of the law because it would
not be binding on the regulated public. The no action alternative would
be to not conduct rulemaking which would not fulfill the authorization
provided by Congress.
Anticipated Cost and Benefits: The rule adds Corps procedures to
the CFR on the implementation of a new credit program for dam safety
work at non-Federal dams to allow for consistent implementation across
the Corps and clear understanding of the program and its requirements
by the regulated public. The USACE will incur costs to administer the
loan program while benefits are expected for the public in the form of
benefits from projects enabled by WIFIA loans. WIFIA compliance costs
will likely include costs associated with application and transaction
processing fees, which are waived or reduced for small and
disadvantaged communities, obtaining a credit rating letter, any
consultant fees (not required), completing applications, reporting
requirements, and record keeping. These costs are not anticipated to
represent a significant economic impact, especially given that
participation in the program is voluntary.
Risks: The action is not anticipated to increase risk to public
health, safety, or the environment because it outlines the procedures
the Corps will follow for implementing a federal loan program. The
Corps will comply with all statutory requirements when reviewing
requests.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/10/22 87 FR 35473
NPRM Comment Period End............. 08/09/22
Final Action........................ 05/22/23 88 FR 32661
Final Action Effective.............. 06/21/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Aaron Snyder, Department of Defense, U.S. Army
Corps of Engineers, 441 G Street NW, Washington, DC 20314, Phone: 651
290-5489, Email: [email protected].
Related RIN: Merged with 0710-AB32
RIN: 0710-AB31
DOD--COE
34. Revised Definition of ``Waters of the United States'';
Conforming [0710-AB55]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 1251 et seq.
CFR Citation: 40 CFR part 120; 33 CFR part 328.
Legal Deadline: None.
Abstract: On September 8, 2023, the Environmental Protection Agency
(EPA) and the Department of the Army (the agencies'') finalized a rule
to amend the Code of Federal Regulations (CFR) to conform the
definition of ``waters of the United States'' to a 2023 Supreme Court
decision. This conforming rule amends the provisions of the agencies'
definition of ``waters of the United States'' that are invalid under
the Supreme Court's interpretation of the Clean Water Act in the 2023
decision.
Statement of Need: In April 2020, the EPA and the Department of the
Army (``the agencies'') published the Navigable Waters Protection Rule
that revised the previously codified definition of ``waters of the
United States (85 FR 22250, April 21, 2020). The Navigable Waters
Protection Rule was vacated by courts. On January 18, 2023, the
agencies issued a final rule, ``Revised Definition of ``Waters of the
United States' '' (88 FR 3004) which became effective on March 20,
2023. On May 25, 2023, the U.S. Supreme Court issued its decision in
the case of Sackett v. Environmental Protection Agency. In light of
this decision, the agencies are interpreting the phrase waters of the
United States consistent with the Supreme Court's decision in Sackett.
The agencies are developing a rule to amend the final ``Revised
Definition of `Waters of the United States' '' rule, published in the
Federal Register on January 18, 2023, consistent with the U.S. Supreme
Court's decision in Sackett.
Summary of Legal Basis: The Clean Water Act (33 U.S.C. 1251 et
seq.).
Alternatives: Please see EPA's alternatives. EPA is the lead for
this rulemaking action.
Anticipated Cost and Benefits: Please see EPA's statement of
anticipated costs and benefits. EPA is the lead for this rulemaking
action.
Risks: Please see EPA's risks. EPA is the lead for this rulemaking
action.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Final Action........................ 09/08/23 88 FR 61964
Final Action Effective.............. 09/08/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Stacey M. Jensen, Office of the Assistant Secretary
of the Army, Department of Defense, U.S. Army Corps of Engineers, 108
Army Pentagon, Washington, DC 22202, Phone: 703 695-6791, Email:
[email protected].
Related RIN: Related to 2040-AG32
RIN: 0710-AB55
DOD--OFFICE OF ASSISTANT SECRETARY FOR HEALTH AFFAIRS (DODOASHA)
Final Rule Stage
35. TRICARE Coverage of Clinical Trials and Termination of Expanded
Access Treatments [0720-AB83]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 10 U.S.C. ch 55
CFR Citation: 32 CFR 199.
Legal Deadline: None.
Abstract: The Department of Defense is finalizing an interim final
rule to amend 32 CFR part 199 to include coverage that was temporarily
added for National Institute of Allergy and Infectious Disease-
sponsored clinical trials for the treatment or prevention of COVID-19.
This rule will also finalize the temporary addition of the treatment
use of investigation drugs under U.S. Food and Drug Administration-
approved expanded access programs for the treatment of coronavirus
disease 2019 (COVID-19) from the interim final rule titled ``TRICARE
Coverage of Certain Medical Benefits in Response to the COVID-19
Pandemic'' (32 CFR part
[[Page 9338]]
199, 0720-AB82), which published in the Federal Register on September
3, 2020 (85 FR 54914-54924).
Statement of Need: This final rule is required to finalize certain
temporary flexibilities enacted in interim final rules published in
2020 in response to the COVID-19 pandemic.
Pursuant to the President's national emergency declaration and as a
result of the worldwide COVID-19 pandemic, the Assistant Secretary of
Defense for Health Affairs hereby temporarily modified the regulation
at 32 CFR 199.4(e)(26) to permit TRICARE coverage for National
Institute of Allergy and Infectious Disease (NIAID)-sponsored COVID-19
phase I, II, III, and IV clinical trials for the treatment or
prevention of coronavirus disease 2019 (COVID-19). This provision
supports increased access to emerging therapies for TRICARE
beneficiaries.
Summary of Legal Basis: This rule is issued under 10 U.S.C.
1073(a)(2) giving authority and responsibility to the Secretary of
Defense to administer the TRICARE program.
Alternatives:
(1) No action.
(2) The second alternative the DoD considered was implementing a
more limited benefit change for COVID-19 patients by not covering phase
I clinical trials. Although this would have the benefit of reimbursing
only care that has more established evidence in its favor, this
alternative is not preferred because early access to treatments is
critical for TRICARE beneficiaries given the rapid progression of the
disease and the lack of available approved treatments.
Anticipated Cost and Benefits: Any cost to beneficiaries would be
consistent with existing costs under the TRICARE Program (such as cost-
shares and copayments). Finalizing TRICARE coverage of clinical trials
will benefit TRICARE beneficiaries by ensuring they continue to have
access to emerging therapies in the safest setting possible.
In the interim final rule, DoD estimated the total cost for TRICARE
participation in NIAID-sponsored COVID-19 clinical trials would be
$3.2M for the duration of the national emergency, with an additional
$4.0M for continued care for beneficiaries enrolled in clinical trials
prior to termination of the national emergency. There were several
assumptions we made in developing this estimate. The duration of the
COVID-19 national emergency is uncertain; however, for the purposes of
this estimate, we assumed the national emergency would expire on
September 30, 2021. As of the drafting of the IFR, there were 27 NIAID-
sponsored COVID-19 clinical trials begun since the start of the
national emergency. We assumed 6.2 new trials every 30 days, for a
total of 126 trials by September 2021. We assumed, based on average
trial enrollment and that TRICARE beneficiaries would participate in
trials at the same rate as the general population, that 4,549 TRICARE
beneficiaries would participate through September 2021. Each of the
assumptions in this estimate is highly uncertain, and our estimate
could be higher or lower depending on real world events (more or fewer
trials, a longer or shorter national emergency, and/or higher or lower
participation in clinical trials by TRICARE beneficiaries).
Benefits: These changes expand the therapies available to TRICARE
beneficiaries in settings that ensure informed consent of the
beneficiary, and where the benefits of treatment outweigh the potential
risks. Participation in clinical trials may provide beneficiaries with
benefits such as reduced hospitalizations and/or use of a mechanical
ventilator. Although we cannot estimate the value of avoiding these
outcomes quantitatively, the potential long-term consequences of
serious COVID-19 illness, including permanent cardiac or lung damage,
are not insignificant. Beneficiary access to emerging therapies that
reduce these long-term consequences or even death can be considered to
be high-value for those able to participate.
TRICARE providers will be positively affected by being able to
provide their patients with a broader range of treatment options. The
general public will benefit from an increased pool of available
participants for the development of treatments and vaccines for COVID-
19, as well as the evidence (favorable or otherwise) that results from
this participation.
Risks: None. This rule will not directly affect the efficient
functioning of the economy or private markets. However, increasing the
pool of available participants for clinical trials may help speed the
development of treatments or vaccines for COVID-19. Once effective
treatments or vaccines for COVID-19 exist, individuals are likely to be
more confident interacting in the public sphere, resulting in a
positive impact on the economy and private markets.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Interim Final Rule.................. 10/30/20 85 FR 68753
Interim Final Rule Effective........ 10/30/20
Interim Final Rule Comment Period 11/30/20
End.
Final Action........................ 02/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
Additional Information: The interim final rule was titled ``TRICARE
Coverage of National Institute of Allergy and Infectious Disease
Coronavirus Disease 2019 Clinical Trials.'' The final rule will be
titled ``TRICARE Coverage of Clinical Trials and Termination of
Expanded Access Treatments.''
Agency Contact: Jennifer Stankovic, Department of Defense, Office
of Assistant Secretary for Health Affairs, 16401 E Centretech Parkway,
Aurora, CO 80011-9066, Phone: 303 676-3742, Email:
[email protected].
Related RIN: Related to 0720-AB81, Related to 0720-AB82
RIN: 0720-AB83
DOD--DODOASHA
36. Expanding TRICARE Access to Care in Response to the COVID-19
Pandemic [0720-AB85]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 10 U.S.C. ch. 55
CFR Citation: 32 CFR 199.
Legal Deadline: None.
Abstract: This rule finalizes an interim final rule that amended 32
CFR part 199 by: (1) adding freestanding End Stage Renal Disease (ESRD)
facilities as a category of TRICARE-authorized institutional provider
and modifying the reimbursement for such facilities; and (2)
temporarily adopting Medicare's New COVID-19 Treatments Add-on Payment
(NCTAP). The ESRD provisions are permanent, and the temporary NCTAP
provisions expire at the end of the fiscal year in which the Secretary
of Health and Human Services' declared coronavirus disease 2019 (COVID-
19) public health emergency ends.
Statement of Need: Pursuant to the President's emergency
declaration and as a result of the COVID-19 pandemic, the Assistant
Secretary of Defense for Health Affairs is temporarily modifying the
following regulations (except for the modifications to paragraphs
199.6(b)(4)(xxi) and 199.14(a)(1)(iii)(E)(7), which will not expire),
but, in each case, only to the extent necessary to ensure that
[[Page 9339]]
TRICARE beneficiaries have access to the most up-to-date care required
for the prevention, diagnosis, and treatment of COVID-19, and that
TRICARE continues to reimburse like Medicare, to the extent
practicable, as required by statute.
The modifications to paragraphs 199.6(b)(4)(xxi) and
199.14(a)(1)(iii)(E)(7) establish freestanding End Stage Renal Disease
(ESRD) facilities as a category of TRICARE-authorized institutional
provider and modify TRICARE reimbursement of freestanding ESRD
facilities. These provisions will improve TRICARE beneficiary access to
medically necessary dialysis and other ESRD services and supplies.
These provisions also support the requirement that TRICARE reimburse
like Medicare, and will help to alleviate regional health care
shortages due to the COVID-19 pandemic by ensuring access to dialysis
care in freestanding ESRD facilities rather than hospital outpatient
departments.
The modification to paragraph 199.14(a)(iii)(E) adopts Medicare's
New COVID-19 Treatments Add-on Payment (NCTAP) for COVID-19 cases that
meet Medicare's criteria. This provision increases access to emerging
COVID-19 treatments and supports the requirement that TRICARE reimburse
like Medicare.
Summary of Legal Basis: This rule is issued under 10 U.S.C. 1073
(a)(2) giving authority and responsibility to the Secretary of Defense
to administer the TRICARE program.
Alternatives: (1) No action.
(2) The second alternative the Department of Defense considered was
to adopt Medicare's ESRD reimbursement methodology, the ESRD
Prospective Payment System (PPS), in total. While this would have been
completely consistent with the statutory provision to pay institutional
providers using the same reimbursement methodology as Medicare, this
alternative is not preferred because there is still a relatively low
volume of TRICARE beneficiaries who receive dialysis services from
freestanding ESRDs and who are not enrolled to Medicare. The cost of
implementing the full ESRD PPS system is estimated to be at least
$600,000.00 in start-up costs, plus ongoing administrative costs, to
ensure all adjustments were made for each claim, plus additional
special pricing software or algorithms. In contrast, we estimate that
the option provided in this IFR can be implemented relatively quickly
(within six months of publication), and for approximately $300,000.00
in start-up costs with lower ongoing administrative costs. Further, the
flat rate will provide the ESRD facilities with predictability with
regard to TRICARE payments and will reduce uncertainty and specialized
coding or case-mix documentation requirements that may be required by
the ESRD PPS, reducing the administrative burden on the provider.
To summarize, adopting the ESRD PPS was considered, but was deemed
impracticable and overly burdensome to both the Government and
providers due to the relative low volume of claims that will be priced
and paid by TRICARE as primary under this system.
Anticipated Cost and Benefits: $8.08 million. Only the ESRD
provisions are expected to result in recurring incremental health care
costs; the remaining two provisions are expected to result in one-time
cost increases.
This estimate includes approximately $0.9M in administrative costs
and $5.9M in direct health care costs. $1.8M of the total cost impact
is expected to be a one-time start-up cost for both the temporary and
permanent provisions, while the permanent ESRD provisions are expected
to result in $5M in incremental annual costs.
Risks: None. This rule will promote the efficient functioning of
the economy and markets by modifying the regulations to better
reimburse health care providers for care provided during the COVID-19
pandemic, particularly as strain on the health care economy is being
felt due to reductions in higher cost elective procedures.
Additionally, this rule will increase the access of TRICARE
beneficiaries to more providers administering COVID-19 vaccinations,
which promotes the efficient functioning of the U.S. economy by
quickening the pace at which the public receives COVID-19 vaccinations.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Interim Final Rule.................. 01/12/23 88 FR 1992
Interim Final Rule Effective........ 01/12/23
Interim Final Rule Comment Period 03/13/23
End.
Final Action........................ 06/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Elan Green, Department of Defense, Office of
Assistant Secretary for Health Affairs, 16401 East Centretech Parkway,
Aurora, CO 80011, Phone: 303 676-3907, Email:
[email protected].
RIN: 0720-AB85
DOD--DODOASHA
37. Collection From Third Party Payers of Reasonable Charges for
Healthcare Services; Amendment [0720-AB87]
Priority: Other Significant.
Legal Authority: NDAA 2021, sec. 716
CFR Citation: 32 CFR 220.
Legal Deadline: NPRM, Statutory, June 21, 2023.
Abstract: The Department of Defense, Defense Health Agency (DHA),
is proposing a rule to implement Section 716 of the Fiscal Year 2023
National Defense Authorization Act (Pub. L. 117-263). Section 716,
which provides new statutory language that supersedes language
previously enacted in Section 702 of the Fiscal Year 2021 National
Defense Authorization Act (Pub. L. 116-283), directs the Director of
the DHA to implement a modified payment plan for certain civilians (who
are not covered beneficiaries). This Section also provides the Director
with the authority to waive fees for medical care provided to such
civilians, when the provision of care enhances the knowledge, skills
and abilities of health care providers.
Statement of Need: Due to the high cost of healthcare in the United
States and the mandate to aggressively pursue collection of debts, some
civilian non-beneficiaries who were provided emergency or trauma
healthcare services in DoD MTFs have incurred financial harm after
receiving MTF medical invoices. Other than the requirements of FCCS,
the DoD did not have authority to provide FAPs like those offered by
for-profit and non-profit hospitals which include elements such as
sliding fees and catastrophic waivers. In consequence, Congress wholly
amended 10 U.S.C. 1079b via section 716 of the FY 2023 NDAA. Section
716 directs DoD to apply a sliding fee and/or a catastrophic waiver to
medical invoices of non-beneficiaries. For non-beneficiaries who have
health insurance, section 716 directs DoD to accept payments from
health insurers as full payment and to not balance bill non-
beneficiaries except for copays, coinsurance, deductibles, nominal
fees, and non-covered services. It also grants the Director of DHA
discretionary authority, to waive medical debts of non-beneficiaries
when the healthcare provided enhances the knowledge, skills, and
abilities of healthcare providers, as determined by the Director of
DHA.
Summary of Legal Basis: DoD's authority to compute reasonable
charges for inpatient and ambulatory (outpatient) care provided by
MTFs, including charges for pharmaceuticals, durable medical equipment,
supplies,
[[Page 9340]]
immunizations, injections or other medications, is found at 32 CFR part
220, last updated on August 20, 2020 (55 FR 21742-21750). Medical
billing is structured under three existing healthcare cost recovery
programs: Third Party Collections (10 U.S.C. 1095); Medical Services
Account (10 U.S.C. 1079b, 1085, and 1104); and Medical Affirmative
Claims (42 U.S.C. 26512653). The rates used for billing are modeled
after the rates published by the Centers for Medicare and Medicaid
Services. The rates are approved annually by the Assistant Secretary of
Defense for Health Affairs (ASD(HA)) and published on the DoD
Comptroller's website at https://comptroller.defense.gov/Financial-Management/Reports/rates2023/. Funds collected through the healthcare
cost recovery programs are used to enhance healthcare delivery at MTFs.
In carrying out the DoD's healthcare cost recovery programs, DoD
abides by the Federal Claims Collection Standards (FCCS), under 31 CFR
parts 900-904, which are published jointly by the Department of the
Treasury and the Department of Justice. The FCCS require that Federal
agencies aggressively collect all debts arising out of activities of
that agency. Collection activities must be undertaken promptly with
follow-up action taken as necessary. Accordingly, DoD MTFs generate
medical claims and invoices for care rendered within MTFs and execute
the FCCS requirements.
Other Applicable Authority: In accordance with 26 CFR 1.6050P-
1(b)(2)(G), if DoD waives fees under 10 U.S.C. 1079b(b), then it would
trigger information reporting requirements to the Internal Revenue
Service (IRS) and the furnishing of Form 1099-C, Cancellation of Debt,
to the patient since the discharge of indebtedness under 10 U.S.C.
1079b(b) qualifies as an identifiable event. Consequently, the waived
medical fees could result in the debt being attributed to the patient
as taxable income; and have the effect of causing severe financial
harm. Therefore, DHA will consider a waiver of fees under 10 U.S.C.
1079b(b), only after any discounts according to the sliding scale and
catastrophic cap have been applied. Any fees waived will be from the
discounted amount, which will mitigate some of the financial impact of
attributing the waived amount as income. Additionally, the DoD will
seek to use that authority judiciously, on a case-by-case basis, and
when other efforts such as application of a sliding and catastrophic
waiver fail to mitigate the risk of severe financial harm to the
civilian non-beneficiary.
Alternatives: The amended 10 U.S.C. 1079b mandates that DoD
implement the amended statute within 180 days of the amendment being
enacted. With this constrained timeline, the Department launched
research efforts to discern whether private sector hospitals offered
programs similar to what the statute mandates and which could
potentially serve as a model for the Department. This research was
necessary because prior to enactment of the amended 10 U.S.C. 1079b,
the DoD did not have the authority to apply sliding scale or
catastrophic waiver discounts to medical bills generated by MTFs, nor
did the Director of DHA have discretionary authority to waive medical
bills. Market research on charity care and FAPs offered by both for-
profit and non-profit hospitals throughout the United States and
eligibility requirements for those programs were reviewed. Of note,
while for-profit and non-profit hospitals derive a tax benefit from the
provision of charity care and FAPs, the DoD's hospitals do not.
Research conducted yielded that while there are generally accepted
accounting standards applicable to the financial reporting of charity
and FAPs, there is no single standard, statute, or regulation that
outlines the content and structure of those programs. Programs vary
widely. The market research also included a review of the rules
pertaining to eligibility for Federal and State FAPs such as Medicaid.
The research provided a few alternatives for consideration in
establishing the MHS FAP, including:
Alternative #1: Generally, for-profit and non-profit
hospitals determine a patient's eligibility for FAPs by measuring the
applicant's annual household income against the Federal Poverty
Guidelines (FPGs). The FPGs are published annually by the Department of
Health and Human Services pursuant to 42 U.S.C. 9902(2). There is one
set of FPGs for the contiguous 48 states and Washington DC, one set for
Alaska, and another for Hawaii. The Census Bureau annually publishes
FPG thresholds. The threshold is a statistical calculation used to
identify the number of people living in poverty. There is no geographic
variation; the same figures are used for all 50 states and Washington,
DC. The Office of Management and Budget (OMB) designates the Census
Bureau poverty thresholds as the Federal Government's official
statistical definition of poverty. The FPGs are also used by State and
Federal agencies for determining an individual's eligibility for
Federal programs such as Medicaid.
Alternative #2: Both for-profit and non-profit hospitals
typically offer a sliding fee discount based upon the patient's
household income when compared to the FPGs. Predominantly, discounts
are offered to individuals whose household income falls within the
range of 125% to 400% of the FPGs, with most hospitals offering
discounts to patients whose income is at or below 200% of the FPGs.
Alternative #3: Most private sector hospitals do not offer
a catastrophic waiver policy, but a few will limit a patient's bill to
a maximum percentage of the patient's household income (range of 10 to
20 percent of monthly income). In addition, we examined the Department
of the Treasury's Administrative Wage Garnishment policy to determine
the maximum percentage that the Treasury garnishes from an individual's
monthly income (15 percent).
The three alternatives uncovered through market research represent
fair and reasonable approaches that could readily be adopted for use in
the administration of the MHS FAP, with some modifications, and without
incurring significant costs to implement. Specifically:
Alternative #1: Adopted. Since 10 U.S.C. 1079b mandates the
application of a sliding scale and catastrophic waivers, the FPGs will
be used as the measure to determine a patient's eligibility for these
discounts.
Alternative #2: Adopted. The FPG range for eligibility for the
sliding scale discount will be set annually by policy issued by the
ASD(HA). The range will be published on the DoD Comptroller's
Reimbursement Rates website. Reserving the ability to set the range via
policy gives DoD maximum flexibility to mitigate financial harm.
Alternative #3: Adopted. The catastrophic waiver will be limited to
a percentage of a patient's monthly household income. The percentage
will be established by policy issued annually by the ASD(HA). The
percentage will be published on the DoD Comptroller's Reimbursement
Rates website. Reserving the ability to set the percentage via policy
gives DoD maximum flexibility to mitigate financial harm.
Anticipated Cost and Benefits:
Benefit Cost Analysis: The anticipated costs for the MHS Financial
Assistance and Waiver Program include only the time required for a
patient's application to be reviewed. This includes time required for a
civilian non-beneficiary patient to complete the associated DD Form
3857, Application for Military Health System Financial Assistance
[[Page 9341]]
Program/Waiver Program, declaring their income, DHA UBO and associated
agencies to receive and assess the application, followed by the
determination of the eligibility for a sliding scale discount,
catastrophic waiver, or debt cancellation waiver, and the response time
for the decision. The total estimated time is less than 90 days.
Risks: Currently, Federal debt collection legislation and policies
can lead to serious financial harm to some civilian non-beneficiary
patients who receive treatment at MTFs. Delays in implementation of
this rule could potentially exacerbate these problems.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Interim Final Rule.................. 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: DeLisa Prater, DHA Uniform Business Office Program
Manager, Department of Defense, Office of Assistant Secretary for
Health Affairs, 8111 Gatehouse Road, Suite #221, Falls Church, VA
22042-5101, Phone: 703 275-6380, Email: [email protected].
RIN: 0720-AB87
BILLING CODE 5001-06-P
DEPARTMENT OF EDUCATION
Statement of Regulatory Priorities
I. Introduction
The U.S. Department of Education (Department) supports States,
local communities, institutions of higher education, and families in
improving education and other services nationwide to ensure that all
Americans, including those with disabilities and who have been
underserved, receive a high-quality and safe education and are prepared
for employment that provides a livable wage. We provide leadership and
financial assistance pertaining to education and related services at
all levels to a wide range of stakeholders and individuals, including
State educational and other agencies, local school districts, providers
of early learning programs, elementary and secondary schools,
institutions of higher education, career and technical schools,
nonprofit organizations, students, members of the public, families, and
many others. These efforts are helping to advance equity, recover from
the COVID-19 pandemic, and ensure that all children and students from
pre-kindergarten through grade 12 will be ready for, and succeed in,
postsecondary education and employment, and that students attending
postsecondary institutions, or participating in other postsecondary
education options, are prepared for a profession or career.
We also vigorously monitor and enforce the implementation of
Federal civil rights laws in educational programs and activities that
receive Federal financial assistance from the Department, and support
innovative and promising programs, research and evaluation activities,
technical assistance, and the dissemination of data, research, and
evaluation findings to improve the quality of education.
In developing and implementing regulations, guidance, technical
assistance, evaluations, data gathering and reporting, and monitoring
related to our programs, we are committed to working closely with
affected persons and groups. Our core mission includes serving the most
vulnerable, and facilitating equal access for all, to ensure all
students receive a high-quality and safe education and complete it with
a well-considered and attainable path to a sustainable career. Toward
these ends, we work with a broad range of interested parties and the
general public, including families, students, and educators; State,
local, and Tribal governments; other Federal agencies; and neighborhood
groups, community-based early learning programs, elementary and
secondary schools, postsecondary institutions, rehabilitation service
providers, adult education providers, professional associations, civil
rights organizations, nonprofits, advocacy organizations, businesses,
and labor organizations.
If we determine that it is necessary to develop regulations, we can
seek public participation at the key stages in the rulemaking process.
We invite the public to submit comments on all proposed regulations
through the internet or by regular mail. We also continue to seek
greater public participation in our rulemaking activities through the
use of transparent and interactive rulemaking procedures and new
technologies. For example, on June 7-11, 2021, we sought public input
through a virtual public hearing on Title IX of the Education
Amendments of 1972. We hosted this hearing to provide a forum for all
of our stakeholders and other members of the public, including those
from underserved communities, to share their experiences, insights, and
expertise on Title IX. The information shared during this helped us
determine changes to propose to the regulations regarding Title IX.
Additionally, on January 11, 2023, we published a Request for
Information (RFI) on Regarding Public Transparency for Low-Financial-
Value Postsecondary Programs. For this RFI, we solicited public
comments from stakeholders and members of the public, including those
from underserved communities, on how to identify the best ways to
calculate the metrics that may be used to identify low-financial-value
programs and inform technical considerations. We also note that the
Higher Education Act of 1965 requires the Department to use the
negotiated rulemaking process for a majority of its higher education
rulemakings, which is a process that necessitates public participation
from a broad range of stakeholders. Additionally, at the end of each
day during the negotiated rulemaking sessions, the Department provides
an opportunity for members of the public who are not at the negotiating
table to speak and provide input. The Department has exclusively used
virtual negotiated rulemaking sessions for these higher education
regulations since 2021. Hosting virtual meetings instead of in-person
sessions has significantly expanded the ability to draw in robust
public comment from across the country, as the time commitment is more
manageable and does not require traveling in order to participate.
The Department has also taken steps to seek public input on the
development of guidance documents. On February 15, 2023, we announced
that we would conduct a review of existing guidance related to a
statutory provision about how institutions of higher education may
compensate recruiters. To engage public participation we held a virtual
public hearing on this topic on March 8 and 9, 2023. This gave dozens
of members of the public a chance to express their opinions before the
Department took any formal steps through guidance. We also sought
public comment on this topic, which yielded nearly 270 comments. This
approach allowed the Department to get thoughts from the public at the
pre-drafting stage and will assist in gauging what changes, if any, to
make to this guidance.
To facilitate the public's involvement, we participate in the
Federal Docket Management System (FDMS), an electronic single
Government-wide access point (www.regulations.gov) that enables the
public to submit comments on different types of Federal regulatory
documents and read and respond to comments submitted by other members
of the public during the public comment period. This system provides
the public
[[Page 9342]]
with the opportunity to submit comments electronically on any notice of
proposed rulemaking or interim final regulations open for comment as
well as read and print any supporting regulatory documents.
II. Regulatory Priorities
The following are the key rulemaking actions the Department is
planning for the coming year. These rulemaking actions advance the
Department's mission of ``promot[ing] student achievement and
preparation for global competitiveness by fostering educational
excellence and ensuring equal access.'' These rulemaking actions also
advance the President's priorities of ensuring that every American has
access to a high-quality education, regardless of background, and that
government should affirmatively work to expand educational
opportunities for underserved communities. During his time in office,
the President has repeatedly made clear the importance of advancing
equity and opportunity for those who have historically been
underserved, both as a general matter and with regard to the education
system in particular. See Executive Order 13985 (On Advancing Racial
Equity and Support for Underserved Communities Through the Federal
Government); Executive Order 14021 (Guaranteeing an Educational
Environment Free From Discrimination on the Basis of Sex, Including
Sexual Orientation or Gender Identity); Executive Order 14041 (White
House Initiative on Advancing Educational Equity, Excellence, and
Economic Opportunity Through Historically Black Colleges and
Universities); Executive Order 14045 (White House Initiative on
Advancing Educational Equity, Excellence, and Economic Opportunity for
Hispanics); Executive Order 14049 (White House Initiative on Advancing
Educational Equity, Excellence, and Economic Opportunity for Native
Americans and Strengthening Tribal Colleges and Universities); and
Executive Order 14050 (White House Initiative on Advancing Educational
Equity, Excellence, and Economic Opportunity for Black Americans). The
rulemaking actions on the Department's agenda seek to advance the
President's priorities, as set out in these executive orders and more
broadly. Our regulatory agenda covers a wide range of topics, and a
wide range of educational institutions--from those serving our youngest
children to colleges, universities, and adult education programs. In
each of these contexts, promoting equity and opportunity for students
who have been historically underserved is central to the Department's
regulatory plan.
Postsecondary Education/Federal Student Aid
The Department plans to propose regulations to provide debt relief
to student loan borrowers. Specifically, the Department is working on
regulations to better clarify the use of the Secretary's authority to
waive some or all of a borrower's outstanding balance on a Federal
student loan, pursuant to Section 432(a)(6) of the Higher Education Act
of 1965, as amended. Negotiation sessions are taking place during the
fall of 2023, with draft and final rules expected next year.
Civil Rights/Title IX
The Secretary proposed to amend its regulations implementing Title
IX of the Education Amendments of 1972, as amended, consistent with the
priorities of the Biden-Harris Administration. These priorities include
those set forth in Executive Order 13988 on Preventing and Combating
Discrimination on the Basis of Gender Identity or Sexual Orientation
and Executive Order 14021 on Guaranteeing an Educational Environment
Free from Discrimination on the Basis of Sex, Including Sexual
Orientation and Gender Identity.
Student Privacy
The Department is considering policy options to amend the Family
Educational Rights and Privacy Act (FERPA) regulations, to update,
clarify, and improve the current regulations. The proposed regulations
are also needed to implement statutory amendments to FERPA contained in
the Uninterrupted Scholars Act of 2013 and the Healthy, Hunger-Free
Kids Act of 2010, to reflect a change in the name of the office
designated to administer FERPA, and to make changes related to the
enforcement responsibilities of the office concerning FERPA.
Grants
The Department plans to propose revisions to the Education
Department General Administrative Regulations (EDGAR) to make a variety
of updates and revisions, including to update and clarify evidence-
related components, to clarify how the Department makes determinations
related to continuation awards under competitive grant programs, and to
expand flexibility for grantees by clarifying that, where not
prohibited by law or the terms and conditions of the grant award,
subgranting authority rests with States. These proposed changes would
ensure that the EDGAR regulations are consistent with current law and
would reduce or eliminate unnecessary burdens and restrictions.
Recently Completed Rulemakings
Additionally, the Department has recently concluded its Improving
Income Driven Repayment and Gainful Employment rulemakings. For
Improving Income Driven Repayment, the Department issued final
regulations governing income-contingent repayment plans by amending the
Revised Pay as You Earn repayment plan and restructuring and renaming
the repayment plan regulations under the William D. Ford Federal Direct
Loan Program, including combining the Income Contingent Repayment and
the Income-Based Repayment plans under the umbrella term of ``Income-
Driven Repayment'' plans, and providing conforming edits to the FFEL
Program. For Gainful Employment, the Department published final
regulations that determine whether postsecondary educational programs
prepare students for gainful employment in recognized occupations, and
the conditions under which programs remain eligible for student
financial assistance programs under Title IV of the HEA. The Department
also published final regulations on Financial Responsibility,
Administrative Capability, Certification, and Ability to Benefit.
III. Principles for Regulating
Over the next year, we may need to issue other regulations because
of new legislation or programmatic changes. In doing so, we will follow
the Principles for Regulating, which determine when and how we will
regulate. Through consistent application of those principles, we have
eliminated unnecessary regulations and identified situations in which
major programs could be implemented without regulations or with limited
regulatory action.
In deciding when to regulate, we consider the following:
Whether regulations are essential to promote quality and
equality of opportunity in education.
Whether a demonstrated problem cannot be resolved without
regulation.
Whether regulations are necessary to provide a legally
binding interpretation to resolve ambiguity.
Whether entities or situations subject to regulation are
similar enough that a uniform approach through regulation would be
meaningful and do more good than harm.
Whether regulations are needed to protect the Federal
interest, that is, to ensure that Federal funds are used for
[[Page 9343]]
their intended purpose and to eliminate fraud, waste, and abuse.
In deciding how to regulate, we are mindful of the following
principles:
Regulate no more than necessary.
Minimize burden to the extent possible and promote
multiple approaches to meeting statutory requirements if possible.
Encourage coordination of federally funded activities with
State and local reform activities.
Ensure that the benefits justify the costs of regulating.
To the extent possible, establish performance objectives
rather than specify the behavior or manner of compliance a regulated
entity must adopt.
Encourage flexibility, to the extent possible and as
needed to enable institutional forces to achieve desired results.
ED--OFFICE FOR CIVIL RIGHTS (OCR)
Final Rule Stage
38. Nondiscrimination on the Basis of Sex in Education Programs or
Activities Receiving Federal Financial Assistance [1870-AA16]
Priority: Other Significant.
Unfunded Mandates: Undetermined.
Legal Authority: 20 U.S.C. 1681 et seq.
CFR Citation: 34 CFR 106.
Legal Deadline: None.
Abstract: The Department plans to issue a final rule amending its
regulations implementing Title IX of the Education Amendments of 1972,
20 U.S.C. 1681 et seq., consistent with the priorities of the Biden-
Harris Administration. These priorities include those set forth in
Executive Order 13988 on Preventing and Combating Discrimination on the
Basis of Gender Identity or Sexual Orientation and Executive Order
14021 on Guaranteeing an Educational Environment Free from
Discrimination on the Basis of Sex, Including Sexual Orientation and
Gender Identity. The proposed amendments include, among others,
revisions to 34 CFR 106.2 (Definitions), 106.6 (Effect of other
requirements and preservation of rights), 106.8 (Designation of
coordinator, dissemination of policy, and adoption of grievance
procedures), 106.10 (Scope), 106.11 (Application), 106.30
(Definitions), 106.31 (Education programs or activities), 106.40
(Parental, family, or marital status; pregnancy or related conditions),
106.44 (Action by a recipient to operate its education program or
activity free from sex discrimination), 106.45 (Grievance procedures
for the prompt and equitable resolution of complaints of sex
discrimination), 106.46 (Grievance procedures for the prompt and
equitable resolution of complaints of sex-based harassment involving
student complainants or student respondents at postsecondary
institutions); 106.51 (Employment), 106.57 (Parental, family, or
marital status; pregnancy or related conditions), 106.60 (Pre-
employment inquiries), and 106.71 (Retaliation).
Statement of Need: This rulemaking is necessary to align the Title
IX regulations with the priorities of the Biden-Harris Administration,
including those set forth in the Executive Order on Preventing and
Combating Discrimination on the Basis of Gender Identity or Sexual
Orientation (E.O. 13988) and the Executive Order on Guaranteeing an
Educational Environment Free from Discrimination on the Basis of Sex,
Including Sexual Orientation and Gender Identity (E.O. 14021).
Summary of Legal Basis: We are conducting this rulemaking under 20
U.S.C. 1681 et seq.
Alternatives: This was discussed in the notice of proposed
rulemaking (NPRM) and will be discussed in the final regulations.
Anticipated Cost and Benefits: This was discussed in the notice of
proposed rulemaking (NPRM) and will be discussed in the final
regulations.
Risks: This was discussed in the notice of proposed rulemaking
(NPRM) and will be discussed in the final regulations.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/12/22 87 FR 41390
NPRM Comment Period End............. 09/12/22
Final Action........................ 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: State.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
URL For Public Comments: www.regulations.gov.
Agency Contact: Alejandro Reyes, Department of Education, Office
for Civil Rights, 400 Maryland Avenue SW, 5A-137, Washington, DC 20202,
Phone: 202 245-7705, Email: [email protected].
RIN: 1870-AA16
ED--OCR
39. Nondiscrimination on the Basis of Sex in Education Programs or
Activities Receiving Federal Financial Assistance: Sex-Related
Eligibility Criteria for Male and Female Athletic Teams [1870-AA19]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 20 U.S.C. 1681 et seq.
CFR Citation: 34 CFR 106.
Legal Deadline: None.
Abstract: The Department issued a proposed rule amending its
regulations implementing Title IX of the Education Amendments of 1972,
20 U.S.C. 1681 et seq., consistent with the priorities of the Biden-
Harris Administration. These priorities include those set forth in
Executive Order 13988 on Preventing and Combating Discrimination on the
Basis of Gender Identity or Sexual Orientation and Executive Order
14021 on Guaranteeing an Educational Environment Free from
Discrimination on the Basis of Sex, Including Sexual Orientation and
Gender Identity.
Statement of Need: This rulemaking is necessary to align the Title
IX regulations to fully implement the statute.
Summary of Legal Basis: We are conducting this rulemaking under 20
U.S.C. 1681 et seq.
Alternatives: We have limited information about the alternatives at
this time.
Anticipated Cost and Benefits: We have limited information about
the costs and benefits at this time.
Risks: We have limited information about the risks at this time.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/13/23 88 FR 22860
NPRM Comment Period End............. 05/15/23
Final Rule.......................... 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: State.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
URL For Public Comments: www.regulations.gov.
Agency Contact: Alejandro Reyes, Department of Education, Office
for Civil Rights, 400 Maryland Avenue SW, Room 5A-137, Washington, DC
20202, Phone: 202 245-7705, Email: [email protected].
RIN: 1870-AA19
[[Page 9344]]
ED--OFFICE OF PLANNING, EVALUATION AND POLICY DEVELOPMENT (OPEPD)
Proposed Rule Stage
40. EDGAR Revisions (Rulemaking Resulting From a Section 610 Review)
[1875-AA14]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 20 U.S.C. 1221e-3 and 3474, and 6511(a); E.O.
13559; 20 U.S.C. 1101 et seq.; 20 U.S.C. 1057 et seq.; 20 U.S.C. 1062;
20 U.S.C. 1063a; 20 U.S.C. 1065; 20 U.S.C. 1069c; 20 U.S.C. 1134 to
1134d
CFR Citation: 34 CFR 75; 34 CFR 76; 34 CFR 77; 34 CFR 299; and
other sections as applicable; 34 CFR 79; . . .
Legal Deadline: None.
Abstract: The Education Department General Administrative
Regulations (EDGAR) will be revised to make a variety of updates and
revisions, including to update and clarify evidence-related components,
to clarify how the Department makes determinations related to
continuation awards under competitive grant programs, and to expand
flexibility for grantees by clarifying that, where not prohibited by
law or the terms and conditions of the grant award, subgranting
authority rests with States. In addition, the Department plans to amend
these regulations where they are outdated in order to be consistent
with current law.
Statement of Need: It is necessary to review and revise these
regulations to ensure they are consistent with current law and to
reduce or eliminate unnecessary burdens and restrictions.
Summary of Legal Basis: We are conducting this rulemaking under the
following authorities: 20 U.S.C. 1221e-3 and 3474, and 6511(a); E.O.
13559; 20 U.S.C. 1101 et seq.; 20 U.S.C. 1057 et seq.; 20 U.S.C. 1062,
1063a, 1065, and 1069c; 20 U.S.C. 1134-1134d.
Alternatives: We have limited information about the alternatives at
this time.
Anticipated Cost and Benefits: We have limited information about
the potential cost and benefits and cannot estimate at this time.
Risks: We have limited information about the risks at this time.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Undetermined.
URL For Public Comments: www.regulations.gov.
Agency Contact: Kelly Terpak, Department of Education, Office of
Planning, Evaluation and Policy Development, 400 Maryland Avenue SW,
Washington, DC 20202, Phone: 202 205-5321, Email: [email protected].
RIN: 1875-AA14
ED--OPEPD
41. Family Educational Rights and Privacy Act [1875-AA15]
Priority: Other Significant.
Legal Authority: 20 U.S.C. 1232g; 20 U.S.C. 1221e-3; 20 U.S.C. 3474
CFR Citation: 34 CFR 99.
Legal Deadline: None.
Abstract: The Department plans to propose to amend the Family
Educational Rights and Privacy Act (FERPA) regulations, 34 CFR part 99,
to update, clarify, and improve the current regulations by addressing
outstanding policy issues, such as clarifying the definition of
``education records'' and clarifying provisions regarding disclosures
to comply with a judicial order or subpoena. The proposed regulations
are also needed to implement statutory amendments to FERPA contained in
the Uninterrupted Scholars Act of 2013 and the Healthy, Hunger-Free
Kids Act of 2010, to reflect a change in the name of the office
designated to administer FERPA, and to make changes related to the
enforcement responsibilities of the office concerning FERPA.
Statement of Need: These regulations are needed to implement
amendments to FERPA contained in the Healthy, Hunger-Free Kids Act of
2010 (Pub. L. 111296) and the Uninterrupted Scholars Act (USA) of 2013
(Pub. L. 112278); to provide needed clarity regarding the definitions
of terms and other key provisions of FERPA; and to make necessary
changes identified as a result of the Department's experience
administering FERPA and the current regulations. A number of the
proposed changes reflect the Department's existing guidance and
interpretations of FERPA.
Summary of Legal Basis: These regulations are being issued under
the authority provided in 20 U.S.C. 1221e-3, 20 U.S.C. 3474, and 20
U.S.C. 1232g.
Alternatives: These are discussed in the preamble to the proposed
regulations.
Anticipated Cost and Benefits: These are discussed in the preamble
to the proposed regulations.
Risks: These are discussed in the preamble to the proposed
regulations.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For Public Comments: www.regulations.gov.
Agency Contact: Dale King, Department of Education, Office of
Planning, Evaluation and Policy Development, 400 Maryland Avenue SW,
Room 6C100, Washington, DC 20202, Phone: 202 453-5943, Email:
[email protected].
RIN: 1875-AA15
ED--OFFICE OF POSTSECONDARY EDUCATION (OPE)
Proposed Rule Stage
42. Student Loan Relief [1840-AD93]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
Legal Authority: 20 U.S.C. 1082(a)
CFR Citation: 34 CFR 30.1(c)(6); 34 CFR 30; 34 CFR 682; 34 CFR 685.
Legal Deadline: None.
Abstract: The Department intends to amend regulations related to
the authorities granted to the Secretary under 20 U.S.C. 1082(a) of the
Higher Education Act of 1965, as amended, to provide relief to Federal
student loan borrowers.
Statement of Need: This rulemaking is necessary to provide debt
relief to the numerous working and middle class student loan borrowers.
Summary of Legal Basis: We are conducting this rulemaking under the
authority in 20 U.S.C. 1082(a).
Alternatives: We have limited information about the alternatives at
this time.
Anticipated Cost and Benefits: We have limited information about
the anticipated costs and benefits at this time.
Risks: We have limited information about the risks at this time.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Notice of Intent to Commence 08/31/23 88 FR 60163
Negotiated Rulemaking.
NPRM................................ 05/00/24
------------------------------------------------------------------------
[[Page 9345]]
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
Federalism: Undetermined.
URL For Public Comments: www.regulations.gov.
Agency Contact: Tamy Abernathy, Department of Education, Office of
Postsecondary Education, 400 Maryland Avenue SW, 2C-232, Washington, DC
20202, Phone: 202 987-0385, Email: [email protected].
RIN: 1840-AD93
ED--OPE
Completed Actions
43. Gainful Employment [1840-AD57]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect the private sector under
Public Law 104-4.
Legal Authority: 20 U.S.C. 1001; 20 U.S.C. 1002; 20 U.S.C. 1003; 20
U.S.C. 1088; 20 U.S.C. 1091; 20 U.S.C. 1094; 20 U.S.C. 1099(b); 20
U.S.C. 1099(c); 20 U.S.C. 1082; . . .
CFR Citation: 34 CFR 668; 34 CFR 600.
Legal Deadline: None.
Abstract: The Secretary proposed regulations related to GE to
address ongoing concerns about educational programs designed to prepare
students for gainful employment in a recognized occupation, but that
instead leave them with unaffordable amounts of student loan debt in
relation to their earnings. We further seek to provide additional
transparency by providing information about all academic programs at
postsecondary institutions that are eligible under title IV of the
Higher Education Act of 1965, as amended (HEA).
Statement of Need: This rulemaking is necessary to determine
whether postsecondary educational programs prepare students for gainful
employment and the conditions under which institutions and programs
remain eligible for student financial assistance programs under Title
IV of the HEA.
Summary of Legal Basis: We are conducting this rulemaking under the
following authorities: 20 U.S.C. 1001; 20 U.S.C. 1002; 20 U.S.C. 1003;
20 U.S.C. 1088; 20 U.S.C. 1091; 20 U.S.C. 1094; 20 U.S.C. 1099(b); 20
U.S.C. 1099(c); and 20 U.S.C. 1082.
Alternatives: We have limited information about the alternatives at
this time.
Anticipated Cost and Benefits: We have limited information about
the anticipated costs and benefits at this time.
Risks: We have limited information about the risks at this time.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Notice of Intent to Commence 05/26/21 86 FR 28299
Negotiated Rulemaking.
NPRM................................ 05/19/23 88 FR 32300
NPRM Comment Period End............. 06/20/23
Final Action........................ 10/10/23 88 FR 70004
Final Action Effective.............. 07/01/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Organizations.
Government Levels Affected: None.
URL For Public Comments: www.regulations.gov.
Agency Contact: Joe Massman, Program Manager, Department of
Education, Office of Postsecondary Education, 400 Maryland Avenue,
Washington, DC 20202, Phone: 202 453-7771, Email: [email protected].
Gregory Martin, Department of Education, Office of Postsecondary
Education, 400 Maryland Avenue SW, Room 2C136, Washington, DC 20202,
Phone: 202 453-7535, Email: [email protected].
RIN: 1840-AD57
ED--OPE
44. Improving Income Driven Repayment [1840-AD81]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 20 U.S.C. 1070g; 20 U.S.C. 1087a et seq.
CFR Citation: 34 CFR 685.
Legal Deadline: None.
Abstract: The Secretary plans to propose amendments to the
regulations governing income-contingent repayment plans by amending the
Revised Pay as You Earn (REPAYE) repayment plan, and to restructure and
rename the repayment plan regulations under the William D. Ford Federal
Direct Loan (Direct Loan) Program, including combining the Income
Contingent Repayment (ICR) and the Income-Based Repayment (IBR) plans
under the umbrella term of Income-Driven Repayment (IDR) plans.
Statement of Need: This rulemaking is necessary to make
improvements to the income-driven repayment plans created under the ICR
authority in the Higher Education Act of 1965 that allows the Secretary
to cap payments at a set share of a borrower's income.
Summary of Legal Basis: 20 U.S.C. 1070g, 1087a et seq., unless
otherwise noted.
Alternatives: We have limited information about the alternatives at
this time.
Anticipated Cost and Benefits: We have limited information about
the anticipated costs and benefits at this time.
Risks: We have limited information about the risks at this time.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Notice of Intent to Commence 05/26/21 86 FR 28299
Negotiated Rulemaking.
NPRM................................ 01/11/23 88 FR 1894
NPRM Comment Period End............. 02/10/23
Final Action........................ 07/10/23 88 FR 43820
Final Action Effective.............. 07/01/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
URL For Public Comments: www.regulations.gov.
Agency Contact: Tamy Abernathy, Department of Education, Office of
Postsecondary Education, 400 Maryland Avenue SW, 2C-232, Washington, DC
20202, Phone: 202 987-0385, Email: [email protected].
RIN: 1840-AD81
BILLING CODE 4000-01-P
DEPARTMENT OF ENERGY
Statement of Regulatory and Deregulatory Priorities
The Department of Energy (Department or DOE) makes vital
contributions to the Nation's welfare through its activities focused on
improving national security, energy supply, energy efficiency,
environmental remediation, and energy research. The Department's
mission is to:
Promote dependable, affordable and environmentally sound
production and distribution of energy;
Advance energy efficiency and conservation;
Provide responsible stewardship of the Nation's nuclear
weapons;
Provide a responsible resolution to the environmental
legacy of nuclear weapons production; and
Strengthen U.S. scientific discovery, economic
competitiveness,
[[Page 9346]]
and improve quality of life through innovations in science and
technology.
The Department's regulatory activities are essential to achieving
its critical mission and to implementing the President's clean energy
and climate initiatives. Among other things, the Regulatory Plan and
the Unified Agenda contain the rulemakings the Department will be
engaged in during the coming year to fulfill the Department's
commitment to meeting deadlines for issuance of energy conservation
standards and related test procedures. The Regulatory Plan and Unified
Agenda also reflect the Department's continuing commitment to cut
costs, reduce regulatory burden, and increase responsiveness to the
public. Additionally, DOE recognizes that public participation and
community engagement are a crucial aspect of the Department's
rulemaking process, as well as an important vehicle to assist the
Department in streamlining its regulatory priorities. DOE's existing ex
parte communication process provides an avenue for stakeholders and
members of the public to meet with the Department to discuss regulatory
practices, either during or not during a rulemaking. This process is
intended to encourage the public to provide the Department with all
information necessary to develop rules that advance public interest.
The process serves to increase public participation in the Department's
rulemaking activities and adds transparency to the development of any
regulatory action.
Energy Efficiency Program for Consumer Products and Commercial
Equipment
The Energy Policy and Conservation Act (EPCA) requires DOE to set
appliance efficiency standards at levels that achieve the maximum
improvement in energy efficiency that is technologically feasible and
economically justified. The Department continues to follow its schedule
for setting new appliance efficiency standards by both tackling its
backlog of rulemakings with missed statutory deadlines and advancing
rulemakings with upcoming statutory deadlines. In 2023, DOE published
40 actions relating to energy conservation standards, including 11
final actions; and 25 actions relating to test procedures, including 19
final rules. DOE tentatively plans to publish 20 additional actions
relating to energy conservation standards and test procedures by the
end of the year. These rulemakings are expected to save American
consumers billions of dollars in energy costs over a 30-year timeframe.
Additionally, EPCA directs DOE to provide interested persons an
opportunity to present oral and written comments on matters related to
any energy conservation standard or test procedure proposed rule. DOE
fulfills this obligation by organizing public meetings, held as
webinars, as part of the rulemaking process. The meetings take place
during the comment period, which provides the public time to review the
proposed action prior to attending. During the meeting, a DOE
representative presents an overview of the proposed action that may
include a general discussion of the rulemaking background, legal
authority for the action being taken, and a robust discussion of the
proposed action. Participants are offered an opportunity to ask the DOE
representative questions about the proposal in real time and may
present a prepared statement during the meeting if requested. After the
meeting, DOE releases a meeting transcript and considers any question
or information presented by the public during the meeting in the next
stage of the rulemaking along with the written comments submitted
during the comment period. Interested members of the public may
participate in these meetings by registering online.
The Department is highlighting one important energy conservation
standard rule titled ``Energy Conservation Standards for Consumer Water
Heaters.'' For consumer water heaters, DOE estimates that energy
savings for active mode operation (in terms of uniform energy factor)
will be 27 quads over 30 years and that the cumulative net present
value to total consumer benefits of the proposed standards for consumer
water heaters will be between $56 billion at a 7-percent discount rate
and $161 billion at a 3-percent discount rate. Additionally, the
Department notes that two public meeting were held to satisfy EPCA's
requirements that interested persons are provided an opportunity to
present oral and written comments on matters related to this
rulemaking. In April 2022, DOE held a public meeting to discuss a
preliminary technical support document and participants included
members from relevant trade organizations, representatives of investor-
owned electric companies, energy efficiency organizations, and
advocates for appliance standards. DOE held a second public meeting to
discuss the proposed rule in September 2023. During both meetings, DOE
provided an overview of the published rulemaking materials and took
questions from attendees in real time. As part of the rulemaking
process, DOE intends to address any comment raised during the September
meeting in a subsequent rulemaking material, along with all written
comments submitted for the proposal.
Federal Agency Leadership in Climate Change
Beyond the appliance program, DOE is supporting Federal agency
leadership in climate change in various ways, including in its ``Clean
Energy Rule for New Federal Buildings and Major Renovations'' (Clean
Energy Rule), which implements a provision of the Energy Independence
and Security Act of 2007 (EISA) that requires the Department to
establish revised-performance standards for the construction of all new
Federal buildings, including commercial buildings, multi-family high-
rise residential buildings, and low-rise residential buildings. As
directed by EISA, this rule would require reductions in Federal
agencies' on-site use of fossil fuels, and provides processes by which
agencies can petition DOE for the downward adjustment of these targets
for their buildings. For covered buildings for which design for
construction or whole building renovation begins in fiscal year 2030 or
beyond, the onsite fossil fuel-generated energy consumption of the
building must be zero for all building types and climate zones, based
on the calculation established in the regulations, and consistent with
the requirements of EISA. DOE initiated this rulemaking in 2010, and
published its current proposal through a supplemental notice of
proposed rulemaking (SNOPR) published in the Federal Register in
December of 2022. DOE hosted a public stakeholder meeting (January
2022) to present its updated proposal and accept feedback from
stakeholders. DOE also solicited formal public comments from
stakeholders through March (2023), receiving 49 comment submissions,
which will be addressed in DOE's Final Rule (anticipated March 2024).
Federal Authorizations for Interstate Electric Transmission Facilities
This rulemaking proposes to provide an updated process for the
timely coordination of Federal authorizations for proposed interstate
electric transmission facilities pursuant to section 216(h) of the
Federal Power Act (FPA) (16 U.S.C. 824p(h)). The U.S. Department of
Energy (DOE) is proposing to establish an integrated and comprehensive
Coordinated Interagency Transmission Authorizations and Permits Program
(CITAP Program), to ensure electric transmission projects are
[[Page 9347]]
developed expeditiously and consistent with the nation's environmental
laws, including laws that protect endangered and threatened species,
critical habitats, and historic properties. The CITAP Program improves
the Integrated Interagency Pre-Application (IIP) Process by ensuring
timely submission of materials necessary for Federal authorizations and
related environmental reviews. Under the program, project proponents
develop resource reports and public engagement plans for communities
that would be affected by a proposed qualifying project through an
iterative and collaborative process with Federal agencies, while
providing that those Federal agencies would remain responsible for
completion of environmental review. DOE will coordinate submission of
the materials necessary for federal authorizations and related
environmental reviews required under Federal law to site the qualified
electric transmission facilities.
Throughout the rulemaking process, DOE has taken steps to encourage
public participation in the rulemaking. On August 23, 2023, DOE held a
public meeting for the proposed rulemaking in which DOE provided a
briefing of the proposed regulatory text and gave participants the
opportunity to provide comments on the proposed rule. Throughout the
comment period, DOE has also provided briefings to various stakeholder
groups and encouraged the submission of comments through the processes
outlined in the notice of proposed rulemaking. Likewise, after the
comment period closes on October 2, 2023, DOE intends to continue
providing stakeholder briefings to groups wishing to learn more about
the proposed rule.
DOE--ENERGY EFFICIENCY AND RENEWABLE ENERGY (EE)
Final Rule Stage
45. Clean Energy for New Federal Buildings and Major Renovations of
Federal Buildings [1904-AB96]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 6834(a)(3)(D)
CFR Citation: 10 CFR 433; 10 CFR 435.
Legal Deadline: Other, Statutory, Subject to the requirements in 42
U.S.C. 6834(a)(3)(D).
Abstract: This rulemaking implements provisions of the Energy
Independence and Security Act of 2007 (EISA) that require the U.S.
Department of Energy (DOE) to establish revised-performance standards
for the construction of all new Federal buildings, including
commercial, multi-family high-rise residential and low- rise
residential buildings. This rulemaking will specifically address the
reduction of fossil fuel-generated energy consumption in new buildings
and buildings undergoing major renovations, as well as how agencies may
petition DOE for a downward adjustment of the requirements if they
believe meeting required energy reduction levels would be technically
impracticable. DOE has published a supplemental proposal with a new
focus that accounts for the needs of Federal agencies and the goals of
President Biden's Administration and responds to comments received on
prior rulemaking documents. This document proposes standards that would
require reductions in Federal agencies' on-site use of fossil fuels
(which include coal, petroleum, natural gas, oil shales, bitumens, tar
sands, and heavy oils) consistent with the targets of ECPA and EISA and
provides processes by which agencies can petition DOE for the downward
adjustment of said targets for buildings. DOE issued this effort was
previously reported as the Fossil Fuel-Generated Energy Consumption
Reduction for New Federal Buildings and Major Renovations of Federal
Buildings rulemaking.
Statement of Need: The Energy Independence and Security Act of 2007
(EISA 2007) requires certain new Federal buildings and Federal
buildings undergoing major renovations to meet fossil fuel-generated
consumption reduction targets based on fiscal year.
Summary of Legal Basis: Section 433(a) of EISA 2007 2007 (Pub. L.
110-140) amended section 305 of the Energy Conservation and Production
Act (ECPA) and directed the DOE to establish regulations that require
fossil fuel-generated energy consumption reductions for certain new
Federal buildings and Federal buildings undergoing major renovations.
(42 U.S.C. 6834(a)(3)(D)(i)) For these buildings, section 305 of ECPA,
as amended by EISA 2007, mandates that the buildings be designed so
that a building's fossil fuel-generated energy consumption is reduced
as compared with such energy consumption by a similar building in
fiscal year (FY) 2003 (as measured by Commercial Buildings Energy
Consumption Survey (CBECS) or Residential Energy Consumption Survey
(RECS) data from the DOE's Energy Information Administration (EIA)) by
55 percent beginning in FY2010, 65 percent beginning in FY2015, 80
percent beginning in FY2020, 90 percent beginning in FY2025, and 100
percent beginning in FY2030. (42 U.S.C. 6834(a)(3)(D)(i)(I))
Alternatives: The statute requires DOE to establish regulations
implementing the specific fossil fuel-generated energy consumption
targets for certain new Federal buildings and Federal buildings
undergoing major renovations. The targets may be adjusted with respect
to a specific building upon petition from an agency, with agreement
from the DOE Secretary. In implementing these regulations, DOE
considers the technologies available to achieve the statutory targets
and those relevant for petitions submitted by agencies.
Anticipated Cost and Benefits: The cumulative net present value
(NPV) of the proposed Clean Energy Rule compliant buildings ranges from
-$16.0 million (at a 7-percent discount rate) to -$85.3 million (at a
3-percent discount rate). DOE also analyzed an additional case where
the future grid emission factors were assumed to follow a 95% reduction
by 2035 (95 by 2035) profile as defined in the National Renewable
Energy Laboratory's (NREL) 2021 Standard Scenarios Report: A U.S.
Electricity Sector Outlook. This case represents a change in national
electricity generation which assumes national power sector
CO2 emissions reach 95% below 2005 levels by 2035 and are
eliminated on a net basis by 2050. The cumulative NPV of the proposed
Clean Energy Rule compliant buildings in the 95 by 2035 case ranges
from $104.6 million (at a 7-percent discount rate) to $83.4 million (at
a 3-percent discount rate).
Risks: Optional field--no response.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/15/10 75 FR 63404
NPRM Comment Period End............. 12/14/10 .......................
Supplemental NPRM................... 10/14/14 79 FR 61693
Supplemental NPRM Comment Period End 12/15/14 .......................
Supplemental NPRM................... 12/21/22 87 FR 78382
Public Meeting (webinar) held 12/21/22 87 FR 78382
January 5, 2023.
Supplemental NPRM Comment Period End 02/21/23 .......................
Supplemental NPRM Comment Period 02/27/23 88 FR 12267
Reopened.
[[Page 9348]]
Supplemental NPRM Comment Period 03/23/23 .......................
Reopened End.
Final Action........................ 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
URL For More Information: www.energy.gov/eere/femp/notices-and-rules.
URL For Public Comments: www.regulations.gov.
Agency Contact: Laura Zuber, Attorney, Department of Energy, 1000
Independence Avenue SW, Washington, DC 20585, Phone: 240 306-7651,
Email: [email protected].
RIN: 1904-AB96
DOE--EE
46. Energy Conservation Standards for Consumer Water Heaters [1904-
AD91]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect the private sector under
Public Law 104-4.
Legal Authority: 42 U.S.C. 6295(m)(1)
CFR Citation: 10 CFR 430.
Legal Deadline: Other, Statutory, Subject to 6-year-look-back in 42
U.S.C. 6295(m)(1).
Abstract: Consistent with the requirements under the Energy Policy
and Conservation Act (EPCA), as amended, the U.S. Department of Energy
(DOE) is examining whether to amend the current energy conservation
standards for consumer water heaters found at 10 CFR 430.32(d). Once
completed, this rulemaking will fulfill DOE's statutory obligation to
either propose amended standards for this product or determine that the
standards do not need to be amended. In this rulemaking, DOE has
tentatively concluded that the proposed standards represent the maximum
improvement in energy efficiency that is technologically feasible and
economically justified, and would result in the significant
conservation of energy. Specifically, with regards to technological
feasibility, products achieving these proposed standard levels are
already commercially available for all product classes covered by the
proposal. As for economic justification, DOE's analysis shows that the
benefits of the proposed standards exceed the burdens of the proposed
standards.
Statement of Need: The Energy Policy and Conservation Act requires
minimum energy efficiency standards for certain appliances and
commercial equipment, including consumer water heaters. (42 U.S.C.
6292(a)(4))
Summary of Legal Basis: Title III of the Energy Policy and
Conservation Act (EPCA), Public Law 94-163 (42 U.S.C. 6291-6309, as
codified), established the Energy Conservation Program for Consumer
Products Other Than Automobiles. Pursuant to EPCA, any new or amended
energy conservation standard that the U.S. Department of Energy (DOE)
prescribes for certain products, such as consumer water heaters, shall
be designed to achieve the maximum improvement in energy efficiency
that is technologically feasible and economically justified (42 U.S.C.
6295(o)(2)(A)) and to result in a significant conservation of energy
(42 U.S.C. 6295(o)(3)(B)). EPCA provides that not later the six years
after the issuance of any final rule establishing or amending a
standard, DOE must publish either a notice of determination that
standards for the product do not need to be amended, or a notice of
proposed rulemaking including new proposed energy conservation
standards (proceeding to a final rule, as appropriate). (42 U.S.C.
6295(m)(1))
Alternatives: The statute requires DOE to conduct rulemakings to
review standards and to revise standards to achieve the maximum
improvement in energy efficiency that the Secretary determines is
technologically feasible and economically justified. In making this
determination, DOE conducts a thorough analysis of alternative standard
levels, including the existing standard, based on the criteria
specified in the statute.
Anticipated Cost and Benefits: DOE finds that the benefits to the
Nation of the proposed energy conservation standards for Consumer Water
Heaters (such as energy savings, consumer average life-cycle cost
savings, an increase in national net present value, and emissions
reductions) outweigh the burdens (such as loss of industry net present
value). For consumer water heaters, DOE estimates that energy savings
(in terms of uniform energy factor (UEF)) will be 27 quads over 30
years and that the cumulative net present value (NPV) of total consumer
benefits of the proposed standards for consumer water heaters will be
between $56 billion at a 7-percent discount rate and $161 billion at a
3-percent discount rate.
Risks: Optional field--no response.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Request for Information (RFI)....... 05/21/20 85 FR 30853
RFI Comment Period End.............. 07/06/20 .......................
Notice of Webinar and Availability 03/01/22 87 FR 11327
of Preliminary Technical Support
Document.
Public Meeting...................... 04/12/22 .......................
Preliminary Technical Support 05/02/22 .......................
Document Comment Period End.
RFI Comment Period Reopened......... 05/04/22 87 FR 26303
RFI Comment Period Reopened End..... 05/16/22 .......................
NPRM................................ 07/28/23 88 FR 49058
Public Meeting...................... 09/13/23 .......................
NPRM Comment Period End............. 09/26/23 .......................
Final Action........................ 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Undetermined.
Agency Contact: Julia Hegarty, Department of Energy, 1000
Independence Avenue SW, Washington, DC 20585, Phone: 240 597-6737,
Email: [email protected].
RIN: 1904-AD91
DOE--DEPARTMENTAL AND OTHERS (ENDEP)
Final Rule Stage
47. Coordination of Federal Authorizations for Electric Transmission
Facilities [1901-AB62]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 824p(h)
CFR Citation: 10 CFR part 900.
Legal Deadline: None.
Abstract: This rulemaking proposes to provide an updated process
for the timely submission of information needed for Federal
authorizations for proposed electric transmission facilities pursuant
to section 216(h) of the Federal Power Act (FPA) (16 U.S.C. 824p(h)).
It seeks to ensure electric transmission projects are developed
consistent with the nation's environmental laws, including laws that
protect endangered and threatened species, critical habitats, and
historic properties. It provides a framework, called the Integrated
Interagency Pre-Application (IIP) Process, by which the U.S. Department
of Energy (DOE) will coordinate submission of materials necessary for
[[Page 9349]]
federal authorizations and related environmental reviews required under
Federal law to site qualified electric transmission facilities, and
integrates that IIP Process into the Federal Electric Transmission
Authorization Coordination Program.
Statement of Need: To address capacity constraints and congestion
on the nation's electric transmission grid, DOE is amending 10 CFR part
900 to establish a Coordinated Interagency Transmission Authorizations
and Permits Program (CITAP Program) to reduce the time required for
transmission project developers to receive decisions on Federal
authorizations for interstate transmission projects.
Summary of Legal Basis: The Energy Policy Act of 2005 (Pub. L. 109-
58) (EPAct) established a national policy to enhance coordination and
communication among Federal agencies with authority to site electric
transmission facilities. Section 1221(a) of EPAct added a new section
216 to part II of the Federal Power Act (16 U.S.C. 824p) (FPA), which
sets forth provisions relevant to the siting of interstate electric
transmission facilities. Section 216(h) of the FPA (16 U.S.C. 824p(h)),
Coordination of Federal Authorizations for Transmission Facilities,
requires the DOE to coordinate all Federal authorizations and related
environmental reviews needed for siting interstate electric
transmission projects, including National Environmental Policy Act of
1969 (Pub. L. 91-190, as amended, 42 U.S.C. 4321 et seq.) (NEPA)
reviews. In response to the investments made in clean energy by the
infrastructure Investment and Jobs Act (IIJA) (Pub. L. 117-58) and the
Inflation Reduction Act (IRA) (Pub. L. 117-169), DOE is proposing to
amend its section 216(h) implementing regulations, found in 10 CFR part
900, to implement this authority and better coordinate review of
Federal authorizations to expediently increase interstate electric
transmission infrastructure.
Alternatives: The U.S. Department of Agriculture, Department of
Commerce, Department of Defense, Department of Energy, the
Environmental Protection Agency, the Council on Environmental Quality,
the Federal Permitting Improvement Steering Council, Department of the
Interior, and the Office of Management and Budget Regarding
Facilitating Federal Authorizations for Electric Transmission
Facilities entered into a Memorandum of Understanding, executed May
2023, to expedite the siting, permitting, and construction of electric
transmission infrastructure in the United States under section 216(h)
of the Federal Power Act (FPA), 16 U.S.C. 824p(h), as enacted by
section 1221(a) of the Energy Policy Act of 2005, as such, alternatives
were not considered.
Anticipated Cost and Benefits: The societal costs of the action are
the direct costs incurred by project proponents during the IIP Process.
Most of the information required to be submitted during the IIP Process
would likely be required absent this proposal and therefore the
investment of time and resources required by this proposed process are
unlikely to be an additional burden on respondents. However, the full
costs are considered for transparency. These costs of $399,083 per year
are detailed in the Paperwork Reduction Act burden analysis. The 10-
year and 20-year net present value of those annual costs, assuming 2%
annual inflation, are $3.8 million and 7.2 million under a 3% discount
rate, and $3.1 million and 5.0 million under a 7% discount rate.
The benefits of the CITAP Program, designed to reduce the Federal
authorization timelines for interstate electric transmission facilities
and enable more rapid deployment of transmission infrastructure,
include direct benefits to the project proponents in decreased time and
expenditure on authorizations and a series of indirect social benefits.
Increasing the current pace of transmission infrastructure deployment
will generate benefits to the public in multiple ways that can be
categorized into grid operations, system planning, and non-market
benefits. Grid operation benefits include a reduction in the congestion
costs for generating and delivering energy; mitigation of weather and
variable generation uncertainty enhanced diversity of supply, which
increases market competition and reduces the need for regional backup
power options; and increased market liquidity and competition. From a
system planning standpoint, accelerated transmission investments will
allow the development of new, low-cost power plants in areas of high
congestion which might not otherwise see investment due to capacity
constraints, and additional grid hardening or resilience. Finally, non-
market benefits to the public include reduced costs for meeting public
policy goals related to emissions and equitable energy access, as well
as emissions reductions system wide.
Risks: Optional field--no response.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 08/16/23 88 FR 55826
Notice of Public Meeting............ 08/22/23 88 FR 57011
Public Meeting...................... 08/23/23 .......................
NPRM Comment Period End............. 10/02/23 .......................
Final Action........................ 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Undetermined.
Agency Contact: Gabriel Daly, Department of Energy, 1000
Independence Avenue SW, Washington, DC 20585, Phone: 240 597-6973,
Email: [email protected].
RIN: 1901-AB62
BILLING CODE 6450-01-P
DEPARTMENT OF HEALTH & HUMAN SERVICES
Statement of Regulatory Priorities for Fiscal Year 2024
As the Federal agency with principal responsibility for protecting
the health of all Americans and providing essential human services, the
Department of Health and Human Services (HHS or the Department)
implements programs that strengthen the health care system; advance
scientific knowledge and innovation; and improve the health, safety,
and wellbeing of the American people.
The Department's Regulatory Plan for Fiscal Year (FY) 2024 focuses
on lowering costs and expanding coverage, reducing disparities and
advancing equity, increasing public health preparedness, and supporting
the wellbeing of families and communities. Highlights from the FY2024
Regulatory Plan include:
Policies to expand access to affordable care and protect
health coverage following the end of the COVID-19 public health
emergency.
Policies to strengthen Federal early care and education
programs that enhance quality of services to children and families,
lower child care costs for working families, and provide needed support
to early educators.
Advancing health and safety across the health care
delivery system through policies and programs that promote health
equity.
Expanding access to the full continuum of mental health
and substance use prevention, treatment, and recovery.
Bolstering the Department's ability to identify and
prevent future public health threats.
[[Page 9350]]
Improving the Department's ability to identify foodborne
illnesses and advancing work to improve consumers' ability to access
nutritious food to prevent disease and protect public health.
Strengthening services for older Americans to allow them
to remain in their communities.
Ensuring that children and youth receive safe and
appropriate care and support in order to thrive.
In short, the Department's Regulatory Plan reflects the Biden-
Harris Administration's commitment to continue building a better,
healthier America, through rules designed to protect and enhance the
lives of every person touched by HHS programs.
I. Lowering Health Care Costs and Expanding Access to Coverage
The Biden-Harris Administration has worked to expand and strengthen
coverage for millions of Americans enrolled in Medicare, Medicaid, or
ACA Marketplace plans. In implementing key provisions of the Inflation
Reduction Act, HHS rules will help lower the cost of prescription drugs
in Medicare. HHS has prioritized efforts to protect health coverage
following the end of the COVID-19 public health emergency, working with
State partners to make it easier for beneficiaries and consumers to
stay covered.
a. Enhancing Coverage and Access in the ACA Marketplaces, Medicaid,
CHIP, and Medicare
Rulemaking related to Medicare, Medicaid, and the ACA Marketplaces
will strengthen coverage under these programs and help make it easier
for Americans to stay covered. In response to the President's Executive
Orders to strengthen Medicaid and the ACA, HHS rules will simplify the
enrollment process to help maintain continuous coverage for vulnerable
populations and reduce administrative burdens for States, while
improving access to care, quality, and health outcomes across delivery
systems. HHS rules will set a minimum access standard in Medicaid and
CHIP programs, advancing access to care for adult and pediatric
populations in primary care, behavioral health, home and community-
based services and maternal health.
In collaboration with the Departments of Labor and Treasury, HHS
has issued proposed rules to improve the comprehensiveness of coverage
and protect consumers from low-quality coverage. These rules will help
to expand access to mental health and substance use care and preventive
services as well as ensure that consumers protected from buying
coverage through Short-Term, Limited-Duration Insurance (STLDI) that
provide little to no coverage and can discriminate against those with
pre-existing conditions.
In addition, CMS will issue annual payment rules and notices over
the next year that affect federal health programs, including Medicare
and the ACA Marketplace. Though they are not included in the HHS
Regulatory Plan, these rules will include policies that further the
Secretary's priority of expanding access to affordable, high-quality
health care.
b. Expanding the Accessibility and Affordability of Drugs and Medical
Products
Under the Inflation Reduction Act (IRA), HHS policy will allow
Medicare to negotiate the cost of some drugs and provide coverage
without cost sharing for recommended vaccines in the Medicare program.
The IRA will require rebates if the cost of some Medicare Part B
physician-administered drugs rise faster than the rate of inflation--
reducing costs and increasing peace of mind for millions of older
Americans and those with disabilities.
Consistent with the President's drug pricing priorities, revisions
to the 340B Drug Pricing Program's (340B Program) Administrative
Dispute Resolution (ADR) rule would establish new requirements and
procedures for the Program's ADR process, making the process more
equitable and accessible for participation, while supporting the
Program's mission to expand access to health care for underserved
communities.
c. Streamlining the Secure Exchange of Health Information
The secure exchange of health information and interoperability
among health care providers and other entities improves patient care,
promotes competition, reduces costs, and provides more accurate public
health data. Upcoming HHS rulemaking will implement provisions of the
21st Century Cures Act to set out disincentives for health care
providers who engage in information blocking, ensuring effective health
information exchange and patient access to quality care. HHS will also
issue proposed modifications to the HIPAA Security Rule to improve
cybersecurity in the health care sector by strengthening requirements
for HIPAA regulated entities to safeguard individuals' electronic
protected health information to prevent, detect, contain, mitigate, and
recover from cybersecurity threats.
II. Reducing Disparities and Advancing Equity
Equity is the focus of over a dozen Executive Orders issued by
President Biden, and it remains a cornerstone of the Biden-Harris
Administration's agenda. The Department recognizes that people of
color; people with disabilities; lesbian, gay, bisexual, transgender,
queer, and intersex (LGBTQI+) people; and other underserved groups in
the U.S. have been systematically denied a full and fair opportunity to
participate in economic, social, and civic life. Among its other
manifestations, this history of inequality shows up as persistent
disparities in health and social outcomes and in access to care.
As the Federal agency responsible for ensuring the health and
wellbeing of Americans, the Department, under Secretary Becerra's
leadership, is committed to tackling these entrenched inequities and
their root causes throughout its programs and policies. The
Department's regulatory priority of reducing disparities and advancing
equity includes rules aimed at preventing and remedying discrimination,
strengthening health and safety standards for consumer products that
impact underserved communities, and promoting equity in federally
supported health care services.
In addition to the specific rulemakings identified in this section,
HHS is committed to advancing equity in all aspects of the Department's
work. Consistent with President Biden's Executive Order on Advancing
Racial Equity and Support for Underserved Communities Through the
Federal Government (E.O. 13985), the Department's efforts in this area
include an ongoing assessment of whether underserved communities face
barriers in accessing benefits and opportunities in HHS programs and
whether policy changes are necessary to advance equity. This process
continues to inform the Department's broader regulatory agenda.
Further, HHS continues to seek out meaningful and equitable
opportunities for public input by a range of interested or affected
individuals and communities, including underserved communities, to
inform our regulatory actions consistent with Executive Order 14094,
Modernizing Regulatory Review.
a. Preventing and Remedying Discrimination
The HHS Regulatory Plan includes actions to eliminate
discrimination as a barrier for historically marginalized communities
seeking access to HHS programs and activities. For instance,
[[Page 9351]]
the Department plans to finalize its rule on nondiscrimination in
health programs and activities, which would amend the existing
regulations implementing Section 1557 of the ACA, ensuring that the
regulations reflect the proper scope of the statute's protections.
Because discrimination in the U.S. health care system is a driver of
health disparities, the Section 1557 regulations present a key
opportunity for the Department to promote equity and ensure protection
of health care as a right.
Additionally, the Department has issued a proposed rule addressing
discrimination on the basis of disability in health and human services
programs or activities. This rule would revise regulations under
section 504 of the Rehabilitation Act of 1973 to address unlawful
discrimination on the basis of disability in HHS-funded health and
human services programs. The proposed rule includes new requirements
prohibiting discrimination in the areas of medical treatment; the use
of value assessments; web, mobile, and kiosk accessibility; and
requirements for accessible medical equipment, so that persons with
disabilities have an opportunity to participate in or benefit from
health care programs and activities that is equal to the opportunity
afforded others. It also adds a section on child welfare to expand on
and clarify the obligation to provide nondiscriminatory child welfare
services. The proposed rule would also update the definition of
disability and other provisions to ensure consistency with statutory
amendments to the Rehabilitation Act, enactment of the Americans with
Disabilities Act and the Americans with Disabilities Amendments Act of
2008, the Affordable Care Act, as well as Supreme Court and other
significant court cases. It also further clarifies the obligation to
provide services in the most integrated setting.
b. Strengthening Health and Safety Standards for Consumer Products,
Including Those That Disproportionately Impact Underserved Communities
To protect the public health and advance equity, the Department
continues to pursue regulatory action with respect to consumer products
that harm the health of underserved groups.
Further, the Department plans to finalize two rules that prohibit
menthol as a characterizing flavor in cigarettes and prohibit all
characterizing flavors (other than tobacco) in cigars. These and other
potential future regulatory actions would significantly reduce disease
and death from combusted tobacco product use, the leading cause of
preventable death in the United States.
The regulations are also expected to promote better health outcomes
across population groups. Evidence shows that menthol cigarettes are
disproportionately marketed to specific communities--such as
disproportionate storefront and outdoor marketing, as well as point-of-
sale marketing, in Black, Hispanic, and low-income communities. The
disparities in tobacco marketing and use shape disparities in tobacco-
related disease and death. These planned regulatory actions on tobacco
are expected not only to benefit the population as a whole, but in
doing so, also substantially decrease tobacco-related health
disparities.
c. Promoting Equity in Federally Supported Health Care Services
The Department continues to seek out opportunities to embed equity
throughout HHS programs and policies, including in federally supported
health care services, and through upcoming rulemaking aimed at
identifying appropriate culturally competent and person-centered care
requirements for Medicare and Medicaid participating providers. The
Department will continue to provide comprehensive, culturally
appropriate and quality personal and public health services to American
Indian and Alaskan Native people through the Indian Health Service
(IHS).
III. Increasing Public Health Preparedness
Protecting the nation's public health is a primary responsibility
of the Department. This responsibility includes ensuring that the right
protections and infrastructure are in place to help the nation to
respond to public health threats and outbreaks quickly and effectively.
It also includes ensuring healthy and safe food for every American
through protections against foodborne illness in the food supply chain.
In service of this regulatory priority, over the next year, the
Department is pursuing rules that would bolster the nation's resilience
to better manage the long-term effects of COVID-19 and future public
health threats and improve Americans' access to safe and nutritious
food.
a. Bolstering the Nation's Resilience To Manage COVID-19 and Future
Public Health Threats
In the context of COVID-19 and other disease outbreaks, it is
crucial for public health authorities to be able to identify and
evaluate persons who may have been exposed to a communicable disease.
Currently, the Centers for Disease Control and Prevention (CDC) is
authorized to require airlines to collect certain data regarding
passengers and crew arriving from foreign countries for the purposes of
health education, treatment, prophylaxis, or other appropriate public
health interventions, including contact tracing and travel
restrictions. The Department intends to finalize a rulemaking in FY
2024 that allows the Department to continue to receive data in a timely
manner and more effectively provide critical public health services in
response to COVID-19 and other communicable diseases that may put
Americans' health at risk.
HHS will also propose rulemaking that incorporates learnings from
the public health emergency into updates to national emergency
preparedness requirements for participating Medicare and Medicaid
providers, to assure adequate planning for natural and man-made
disasters, including climate-related disasters, and coordination with
official emergency preparedness systems.
b. Improving Access to Safe and Nutritious Food
To help ensure healthy and safe food for every American, the HHS
Regulatory Plan includes rules that improve the Department's ability to
identify foodborne illnesses, prevent them from reoccurring, and remove
unsafe products from the market. For example, the Department intends to
finalize a rule intended to improve the safety of produce by requiring
farms to conduct comprehensive assessments of pre- harvest agricultural
water that would help farms identify and mitigate hazards in water used
to grow produce.
The HHS Regulatory Plan also supports the goals of the White House
Conference and Strategy on Hunger, Nutrition, and Health, by advancing
work to improve consumers' ability to access nutritious food to prevent
disease and protect public health. The Department seeks to improve
dietary patterns in the United States to help reduce the burden of
diet-related chronic diseases. Another way HHS is working towards
creating a healthier food supply is by proposing a rule that would
permit use of salt substitutes, rather than salt, to help reduce the
amount of sodium in standardized foods. Moreover, proposed rulemaking
that would standardize food package labeling and finalization of a rule
updating the definition of the term ``healthy'' would help consumers
more easily identify nutritious foods and maintain healthy diets.
[[Page 9352]]
IV. Supporting the Wellbeing of Families and Communities
The Department strives to support the wellbeing of Americans by
funding and providing access to a range of critical social services.
Millions of people benefit from HHS programs that help older adults and
people with disabilities participate fully in their communities,
promote opportunity and economic security for families, help refugees
and other eligible newcomers integrate and thrive, and provide care for
unaccompanied children. The Secretary recognizes that these programs
and forms of assistance are more important than ever due to ongoing
consequences of the pandemic, which have had an outsized impact on
people of color and other underserved communities.
To sustain and strengthen these essential benefits and services,
the Department is prioritizing regulations that would improve their
quality and accessibility while reducing burdens and increasing the
efficiency of service delivery. The Secretary's regulatory priority in
this area includes rules aimed at strengthening high-quality services
for older adults, expanding opportunities for children and youth to
thrive, and providing pathways to economic success.
a. Strengthening High-Quality Services for Older Adults
The HHS Regulatory Plan includes rules aimed at enhancing the
ability of Administration for Community Living (ACL) programs to
protect the rights and wellbeing of older adults. For instance, the
Department plans to finalize regulations for Adult Protective Services
(APS) programs that will strengthen services for older adults and
adults with disabilities that may experience elder abuse.
Furthermore, consistent with the Biden-Harris Administration's
Nursing Home Reform Action Plan, the Department's Regulatory Plan
includes efforts to improve the safety and quality of care in the
nation's nursing homes. For example, the Department plans to finalize
rules that institute minimum staffing standards in nursing homes,
protect residents, and prevent fraud, waste, and abuse, and mandate
transparency of ownership, management, and other information regarding
Medicare skilled nursing facilities (SNFs) and Medicaid nursing
facilities. These efforts complement the Department's ongoing efforts
to also strengthen long term services and supports delivered to older
adults and people with disabilities in their homes and communities.
Notably, consistent with the Administration's commitment to
maximize transparency and public engagement, and to allow communities
greater opportunities to provide input in the regulatory process, HHS
sought the expertise of colleagues in the Office of Management and
Budget, the General Services Administration, and the Consumer Financial
Protection Bureau to inform an alternative approach to public comments
for the proposed nursing home minimum staffing rule. The Department
ultimately established and disseminated in public materials a direct
web link to allow a more accessible comment submission path to the
public, lowering the barriers to participation for the nursing home
residents, families, and facility staff who will be directly impacted
by this regulation.
b. Expanding Opportunities for Children and Youth To Thrive
The Department's mission to provide effective human services
includes a focus on protecting the wellbeing of children and youth.
This focus has special significance given the ongoing consequences of
the pandemic, which have deeply affected the lives of children and
youth--particularly Black, Latino, Indigenous, Native American, and
other underserved youth with disproportionate involvement in the child
welfare system. Several rules planned for FY 2024 are aimed at
enhancing programs and protections for youth and families experiencing
foster care, unaccompanied children in the Department's care, and
individuals entitled to child support.
As part of its focus on the foster care and the child welfare
system, the Department plans to clarify requirements for title IV-E/IV-
B agencies to effectively serve LGBTQI+ children and families by
ensuring safe and appropriate foster care placements and ensure a
process that is responsive to children's concerns. The Department
recently issued a final rule allowing licensing standards for relative
or kinship foster family homes that are different from non-relative or
non-kinship homes. These changes reduce barriers to licensing for
relatives and kin who can provide continuity and a safe and loving home
for children when they cannot be with their parents. Additionally, the
Department recently issued a proposed rule to facilitate the provision
of independent legal representation to a child who is a candidate for
foster care, or in foster care, and to a parent preparing for
participation in foster care legal proceedings. Improving access to
independent legal representation may help prevent the removal of a
child from the home or, for a child in foster care, achieve permanence
faster.
The Department will also finalize a rule to amend the Child Care
and Development Fund (CCDF) regulations with changes that will lower
child care costs for families, increase parent's child care options,
reduce barriers to receiving child care assistance, increase payments
to providers, support higher program quality, and improve child care
stability.
Moreover, the Department will propose a rule that aims to improve
the quality, stability, and continuity of comprehensive Head Start
services for thousands of children and their families by adding
provisions to the Head Start Program Performance standards to better
support the Head Start workforce.
The Department also plans to finalize a rule to strengthen services
and protections for unaccompanied children in its care.
c. Providing Pathways to Economic Success
In administering the Temporary Assistance for Needy Families (TANF)
program, the Department works with States, territories, and tribes to
help children and families achieve economic success. The COVID-19
pandemic highlighted the importance of using Federal investments and
existing program flexibilities strategically to reduce family poverty
and alleviate economic crises, especially for families of color and
underserved communities. In the next year, the Department plans to
finalize a rule to reform the TANF program to strengthen its role as a
safety net and for families and individuals with the lowest incomes.
The proposed rule would strengthen TANF's role in supporting family
well-being and work, as well as creating additional accountability for
States to ensure TANF funds serve their intended purpose, while
maintaining State flexibility. These changes are intended to improve
the overall wellbeing of families while addressing inequities in
program services and policies.
Additionally, the Department is proposing Federal support for
employment and training services for non-custodial parents as a
supplement to traditional enforcement tools, to make the child support
program more effective and help noncustodial parents find and sustain
work to be able to support their children.
[[Page 9353]]
HHS--OFFICE FOR CIVIL RIGHTS (OCR)
Proposed Rule Stage
48. Rulemaking on Discrimination on the Basis of Disability in Health
and Human Services Programs or Activities [0945-AA15]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: sec. 504 of the Rehabilitation Act of 1973; 29
U.S.C. 794
CFR Citation: 45 CFR 84.
Legal Deadline: None.
Abstract: This proposed rule would revise regulations under section
504 of the Rehabilitation Act of 1973 to address discrimination on the
basis of disability in HHS-funded programs and activities. Covered
topics include nondiscrimination in medical treatment; child welfare
programs and activities; value assessment methods; accessible medical
equipment; accessible web content, mobile apps, and kiosks; and other
relevant health and human services activities.
Statement of Need: To robustly enforce the prohibition of
discrimination on the basis of disability, OCR will update the section
504 of the Rehabilitation Act regulations to clarify obligations and
address issues that have emerged in our enforcement experience
(including complaints OCR has received), case law, and statutory
changes under the Americans with Disabilities Act and other relevant
laws, in the forty-plus years since the regulation was promulgated. OCR
has heard from complainants and many other stakeholders, as well as
Federal partners, including the National Council on Disability, on the
need for updated regulations in a number of important areas.
Summary of Legal Basis: The current regulations have not been
updated to be consistent with the Americans with Disabilities Act, the
Americans with Disabilities Amendments Act, or the 1992 Amendments to
the Rehabilitation Act, all of which made changes that should be
reflected in the HHS section 504 regulations. Under Executive Order
12250, the Department of Justice has provided a template for HHS to
update this regulation.
Alternatives: OCR considered issuing guidance, and/or investigating
individual complaints and compliance reviews. However, we concluded
that not taking regulatory action could result in continued
discrimination, inequitable treatment and even untimely deaths of
people with disabilities. OCR continues to receive complaints alleging
serious acts of disability discrimination each year. While we continue
to engage in enforcement, we believe that our enforcement and
recipients' overall compliance with the law will be better supported by
the presence of a clearly articulated regulatory framework than
continuing the status quo. Continuing to conduct case-by-case
investigations without a broader framework risks lack of clarity on the
part of providers and violations of section 504 that could have been
avoided and may go unaddressed. By issuing a proposed rule, we are
undertaking the most efficient and effective means of promoting
compliance with section 504.
Anticipated Cost and Benefits: The Department anticipates that this
rulemaking will result in significant benefits, namely by providing
clear guidance to the covered entity community regarding requirements
to administer their health programs and activities in a non-
discriminatory manner. In turn, the Department anticipates cost savings
as individuals with disabilities can access a range of health care
services. The Department expects that the rule, when finalized, will
generate some changes in action and behavior that may generate some
costs. The rule will address a wide range of issues, with varying
impacts and a comprehensive analysis is underway. Total anticipated
costs are approximately $1,843.2 million (7% discount) or $1,782
million (3% discount) and total anticipated benefits are approximately
$1,864.3 million (7% discount) or 1,927.7 million (3% discount). There
are additional but necessary costs to make web content and mobile
applications accessible and to purchase accessible medical diagnostic
equipment (MDE). DOJ has issued/will issue substantially similar
rulemaking under Title II of the ADA, those costs are widely understood
to be necessary to ensure people with disabilities have equal or
comparable access to health and human services.
Risks: To be determined.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/14/23 88 FR 63392
NPRM Comment Period End............. 11/13/23 .......................
Final Action........................ 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Local, State.
Agency Contact: Molly Burgdorf, Section Chief, Policy Division,
Department of Health and Human Services, Office for Civil Rights, 200
Independence Avenue SW, Washington, DC 20201, Phone: 800 368-1019, TDD
Phone: 800 537-7697, Email: [email protected].
RIN: 0945-AA15
HHS--OCR
49. Proposed Modifications to the HIPAA Security Rule To
Strengthen the Cybersecurity of Electronic Protected Health Information
[0945-AA22]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
Legal Authority: Health Insurance Portability and Accountability
Act of 1996 (HIPAA), sec. 262 (42 U.S.C. 1320d-2); Health Information
Technology for Economic and Clinical Health (HITECH) Act, sec. 13401
(42 U.S.C. 17931)
CFR Citation: 45 CFR 160; 45 CFR 164.
Legal Deadline: None.
Abstract: This rule will propose modifications to the Security
Standards for the Protection of Electronic Protected Health Information
(the Security Rule) under the Health Insurance Portability and
Accountability Act of 1996 (HIPAA) and the Health Information
Technology for Economic and Clinical Health Act of 2009 (HITECH Act).
These modifications will improve cybersecurity in the health care
sector by strengthening requirements for HIPAA regulated entities to
safeguard electronic protected health information to prevent, detect,
contain, mitigate, and recover from cybersecurity threats.
Statement of Need: In February 2003, the HIPAA Security Rule
established standards for the security of electronic protected health
information (ePHI) to be implemented by HIPAA covered entities and, by
amendment of the HITECH Act, their business associates (collectively,
``regulated entities''). Prior to the HIPAA Security Rule, standard
security measures did not exist in the health care industry to address
the security of ePHI while stored and exchanged between entities. Since
2003, the Department has received recommendations from the National
Committee on Vital and Health Statistics (NCVHS), an advisory committee
to the Secretary of HHS, and the public to update and strengthen
security standards to protect ePHI, especially in light of newer
threats not previously contemplated in 2003 such as ransomware.
Additionally, the
[[Page 9354]]
Department has reviewed media reports advocating the strengthening of
protections provided by the HIPAA Security Rule as well as a report
from a U.S. Senator advocating for modernizing HIPAA to increase
protections of ePHI in the face of current cyber threats.
Summary of Legal Basis: The current HIPAA Security Rule has not
been updated to address the recent dramatic increase in cyber-attacks
on the health care sector that are undermining the security of
individuals' ePHI. Section 1173(d) of the Social Security Act requires
the Secretary of HHS to adopt security standards that take into account
the technical capabilities of record systems used to maintain health
information, the costs of security measures, the need to train persons
who have access to health information, the value of audit trails in
computerized record systems, and the needs and capabilities of small
health care providers and rural health care providers. Since
publication of the HIPAA Security Rule in 2003, there has been an
evolution in technical capabilities of record systems used to maintain
health information and costs of security measures that support updating
the HIPAA Security Rule to help ensure that it can continue to provide
a baseline of security standards to meet current and emerging security
risks and threats to ePHI.
Alternatives: HHS considered whether these policy updates could be
implemented through guidance. However, the Department determined that
this would be insufficient to prevent and address cybersecurity threats
and vulnerabilities facing the U.S. health care system. Revisions to
the existing HIPAA Security Rule will help ensure the cybersecurity of
individuals' ePHI.
Anticipated Cost and Benefits: To be determined.
Risks: To be determined.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Small Entities Affected: Businesses, Governmental Jurisdictions,
Organizations.
Government Levels Affected: Undetermined.
Federalism: Undetermined.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Agency Contact: Marissa Gordon-Nguyen, Senior Advisor for Health
Information Privacy, Data, and Cybersecurity Policy, Department of
Health and Human Services, Office for Civil Rights, 200 Independence
Avenue SW, Washington, DC 20201, Phone: 800 368-1019, TDD Phone: 800
537-7697, Email: [email protected].
RIN: 0945-AA22
HHS--OCR
Final Rule Stage
50. Confidentiality of Substance Use Disorder Patient Records [0945-
AA16]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 290dd-2 amended by the Coronavirus Aid,
Relief, and Economic Security Act (the CARES Act), Pub. L. 116-136,
sec. 3221 (March 27, 2020); Health Information Technology for Economic
and Clinical Health (HITECH) Act, Pub. L. 111-5, sec. 13402 and 13405
(February 17, 2009); Health Insurance Portability and Accountability
Act of 1996 (HIPAA) Pub. L. 104-191, sec. 264 (August 21, 1996); Social
Security Act, Pub. L. 74-271 (August 14, 1935) (see secs. 1171 to 1179
of the Social Security Act, 42 U.S.C. 1320d to 1320d-8)
CFR Citation: 42 CFR 2; 45 CFR 160; 45 CFR 164.
Legal Deadline: NPRM, Statutory, March 27, 2021. The CARES Act
requires revisions to regulations with respect to uses and disclosures
of information occurring on or after the date that is 12 months after
the date of enactment of the Act (March 27, 2021); and not later than
one year after the date of enactment, an update to the Notice of
Privacy Practices (NPP) provisions of the HIPAA Privacy Rule at 45 CFR
164.520.
Abstract: This final rule, to be issued in coordination with the
Substance Abuse and Mental Health Services Administration (SAMHSA),
would implement provisions of section 3221 of the CARES Act. Section
3221 amended 42 U.S.C. 290dd-2 to better harmonize the 42 CFR part 2
(part 2) confidentiality requirements with certain permissions and
requirements of the HIPAA Rules and the HITECH Act.
Statement of Need: Rulemaking is needed to implement section 3221
of the CARES Act, which modified the statute that establishes
protections for the confidentiality of substance use disorder (SUD)
treatment records and authorizes the implementing regulations at 42 CFR
part 2 (part 2). As required by the CARES Act, this regulation will:
(1) Align certain provisions of part 2 with aspects of the HIPAA
Privacy, Breach Notification, and Enforcement Rules. (2) Strengthen
part 2 protections against uses and disclosures of patients' SUD
records for civil, criminal, administrative, and legislative
proceedings. (3) Require that a HIPAA Notice of Privacy Practices
address privacy practices with respect to part 2 records.
Summary of Legal Basis: Section 3221(i) of the CARES Act requires
rulemaking as may be necessary to implement and enforce section 3221.
Alternatives: HHS considered whether the CARES Act provisions could
be implemented through guidance. However, rulemaking is required
because the current part 2 regulations are inconsistent with the
authorizing statute, as amended by the CARES Act. HHS considered
whether to include the anti-discrimination provisions of section
3221(g) in this rulemaking. However, because implementation of the
anti-discrimination provisions implicates numerous civil rights
authorities, which require collaboration with the Department of
Justice, HHS will address the anti-discrimination provisions in a
separate rulemaking.
Anticipated Cost and Benefits: HHS estimates that the effects of
the requirements for regulated entities would result in new costs of
$64,299,891 within 12 months of implementing the final rule, followed
by $2,514,756 of recurring annual costs in years two through five. HHS
estimates these first-year costs would be partially offset by
$12,755,378 annual cost savings, resulting in overall net costs of
$10,582,027 over 5 years.
Risks: To be determined.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/02/22 87 FR 74216
NPRM Comment Period End............. 01/31/23 .......................
Final Action........................ 11/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses, Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal, Local, State, Tribal.
Agency Contact: Marissa Gordon-Nguyen, Senior Advisor for Health
Information Privacy, Data, and Cybersecurity Policy, Department of
Health and Human Services, Office for Civil Rights, 200 Independence
Avenue SW, Washington, DC 20201, Phone: 800
[[Page 9355]]
368-1019, TDD Phone: 800 537-7697, Email: [email protected].
RIN: 0945-AA16
HHS--OCR
51. Nondiscrimination in Health Programs and Activities [0945-AA17]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: sec. 1557 of the Patient Protection and Affordable
Care Act (42 U.S.C. 18116); 42 U.S.C. 1302; 42 U.S.C. 1395; 42 U.S.C.
1395eee(f); 42 U.S.C. 1396u-4(f); 42 U.S.C. 2000d-1; 20 U.S.C. 1405; 29
U.S.C. 794; 42 U.S.C. 290dd-2; 21 U.S.C. 1174; 42 U.S.C. 300gg to
300gg-63; 42 U.S.C. 300gg-91; 42 U.S.C. 300gg-92; 42 U.S.C. 300gg-111
to 300gg-139 as amended, sec. 3203; Pub. L. 116-136, 134 Stat. 281; 42
U.S.C. 18021 to 18024; 42 U.S.C. 18031 to 18033; 42 U.S.C. 18041 to
18042; 42 U.S.C. 18044; 42 U.S.C. 18051; 42 U.S.C. 18054; 42 U.S.C.
18061; 42 U.S.C. 18063; 42 U.S.C. 18071; 42 U.S.C. 18081 to 18083; 26
U.S.C. 36B
CFR Citation: 42 CFR 438; 42 CFR 440; 42 CFR 457; 42 CFR 460; 45
CFR 80; 45 CFR 84; 45 CFR 86; 45 CFR 91; 45 CFR 92; 45 CFR 147; 45 CFR
155; 45 CFR 156; . . .
Legal Deadline: None.
Abstract: This rule proposed to address changes to the 2020 Final
Rule implementing section 1557 of the Patient Protection and Affordable
Care Act (PPACA). Section 1557 of PPACA prohibits discrimination on the
basis of race, color, national origin, sex, age, or disability under
any health program or activity, any part of which is receiving Federal
financial assistance, including credits, subsidies, or contracts of
insurance, or under any program or activity that is administered by an
Executive Agency, or any entity established under title l of the PPACA.
Statement of Need: The Biden-Harris Administration has made
advancing health equity and nondiscrimination in health care a
cornerstone of its policy agenda. The current section 1557 implementing
regulation significantly curtails the scope of application of section
1557 protections and creates uncertainty and ambiguity as to what
constitutes prohibited discrimination in covered health programs and
activities. Issuance of a revised section 1557 implementing regulation
is important because it would provide clear and concise regulations
that are consistent with the statutory text and protect historically
marginalized communities as they seek access to health programs and
activities.
Summary of Legal Basis: The Secretary of the Department is
statutorily authorized to promulgate regulations to implement section
1557. 42 U.S.C. 18116(c). The current section 1557 Final Rule (issued
in 2020) is in litigation.
Alternatives: The Department has considered the alternative of
maintaining the section 1557 implementing regulation in its current
form; however, the Department believes it is appropriate to undertake
rulemaking given the Administration's commitment to advancing equity
and access to health care and in light of the issues raised in
litigation challenges to the current rule.
Anticipated Cost and Benefits: In enacting section 1557 of the ACA,
Congress recognized the benefits of equal access to health services and
health insurance that all individuals should have, regardless of their
race, color, national origin, sex, age, or disability. The Department
anticipates that this rulemaking will result in significant benefits
that are difficult to quantify, namely by providing clear guidance to
the covered entity community regarding requirements to administer their
health programs and activities in a non-discriminatory manner. In turn,
the Department anticipates cost savings as individuals are able to
access a range of health care services that will result in decreased
health disparities among historically marginalized groups and increased
health benefits. The Department estimates annualized costs over a 5-
year time horizon of about $551 million or $560 million; however, it is
important to recognize that this rule applies pre-existing
nondiscrimination requirements in Federal civil rights laws to various
entities, the great majority of which have been covered by these
requirements for years.
Risks: To be determined.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 08/04/22 87 FR 47751
NPRM Comment Period End............. 10/03/22 .......................
Final Action........................ 01/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, Local, State.
URL For More Information: https://www.hhs.gov/civil-rights/for-individuals/section-1557/.
URL For Public Comments: https://www.regulations.gov/document/HHS-OS-2022-0012-0001.
Agency Contact: Daniel Shieh, Associate Deputy Director, Policy
Division, Department of Health and Human Services, Office for Civil
Rights, 200 Independence Avenue SW, Washington, DC 20201, Phone: 800
368-1019, Email: [email protected].
Related RIN: Related to 0945-AA02, Related to 0945-AA11
RIN: 0945-AA17
HHS--OCR
52. Safeguarding the Rights of Conscience as Protected by Federal
Statutes [0945-AA18]
Priority: Section 3(f)(1) Significant. Major status under 5 U.S.C.
801 is undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 5 U.S.C. 301
CFR Citation: 44 CFR 88.
Legal Deadline: None.
Abstract: The Department proposed to partially rescind the May 21,
2019, final rule entitled, Protecting Statutory Conscience Rights in
Health Care; Delegations of Authority (2019 Final Rule), while leaving
in effect the framework created by the February 23, 2011, final rule,
entitled, Regulation for the Enforcement of Federal Health Care
Provider Conscience Protection Laws. The Department also proposed to
retain, with some modifications, certain provisions of the 2019 Final
Rule regarding federal conscience protections but eliminate others.
Statement of Need: The Biden-Harris Administration takes seriously
its obligations to comply with Federal conscience laws and the balance
that Congress struck through these statutes. This rule demonstrates the
Department's commitment to educating patients, providers, and other
covered entities about their rights and obligations under the
conscience statutes and to ensure compliance with those authorities.
Summary of Legal Basis: The Secretary of the Department of Health &
Human Services is statutorily authorized to promulgate regulations to
prescribe regulations for the government of his department, the conduct
of its employees, the distribution and performance of its business, and
the custody, use, and preservation of its records, papers, and
property. 5 U.S.C. 301. The current Conscience Final Rule (issued in
2019) is in pending litigation.
Alternatives: The Department has considered the alternative of
maintaining the current regulation in its current form; however, the
Department believes it is appropriate to undertake rulemaking in light
of the issues raised
[[Page 9356]]
in litigation challenges to the current rule.
Anticipated Cost and Benefits: The Department estimates that the
final rule would generate cost savings of $725.5 million using a 3-
percent discount rate and $586.4 million using a 7-percent discount
rate over the next five years.
Risks: To be determined.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/05/23 88 FR 820
NPRM Comment Period End............. 03/06/23 .......................
Final Action........................ 11/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Organizations.
Government Levels Affected: Federal, Local, State
Agency Contact: David Christensen, Section Chief, Policy Division,
Department of Health and Human Services, Office for Civil Rights, 200
Independence Avenue SW, Washington, DC 20201, Phone: 800 368-1019,
Email: [email protected].
Related RIN: Related to 0945-AA10
RIN: 0945-AA18
HHS--OCR
53. Health and Human Services Grants Regulation [0945-AA19]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301
CFR Citation: 45 CFR 75.
Legal Deadline: None.
Abstract: This final rule will repromulgate certain
nondiscrimination provisions of the Uniform Administrative
Requirements, 45 CFR part 75, under the Department's Housekeeping
Authority, 5 U.S.C. 301. The rule will clarify the Department's public
policy requirement that no person otherwise eligible will be
discriminated against in the administration of HHS grants, consistent
with applicable federal statute and applicable Supreme Court precedent.
It will also set forth a list of thirteen Federal statutes which
prohibit discrimination on the basis of sex to include on the basis of
sexual orientation and gender identity, consistent with the Supreme
Court's decision in Bostock v. Clayton County.
Statement of Need: This rule is needed to provide the Department
with uniform regulations governing HHS grants, put the Department in
the best position to defend HHS from ongoing litigation risk, and
provide certainty to participants in HHS grant programs.
Summary of Legal Basis: This rule is promulgated under 5 U.S.C. 301
and the December 26, 2013 OMB requirements, Uniform Administrative
Requirements, Cost Principles, and Audit Requirements for Federal
Awards, 79 FR 75867.
Alternatives: The Department published a final rule in 2021, 86 FR
2257. That rule was vacated by a federal district court because it had
not been promulgated in compliance with the Administrative Procedure
Act. Thus, HHS effectively reverts to the prior Final Rule (2016 Grants
Rule), 81 FR 89393, which is currently not being enforced due to a 2019
Notice of Nonenforcement, 84 FR 63809. Both the 2016 Grants Rule and
the 2019 Notice of Nonenforcement are subject to litigation risk. If
OCR did not promulgate this new Grants Rule, HHS could lift the 2019
Notice of Nonenforcement and defend the 2016 Grants Rule. However, we
believe that issuing the proposed rule is the most effective way to
provide the Department with uniform grants regulations in a manner that
avoids costly litigation.
Anticipated Cost and Benefits: The Department expects the benefits
of regulatory clarity will simplify compliance and ensure fair and
nondiscriminatory administration of covered programs under this rule.
Costs associated with implementing this administrative change include
costs for grantees to become familiar with the rule and for some
covered entities to seek an exemption from the rule.
Risks: To be determined.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/13/23 88 FR 44750
NPRM Comment Period End............. 09/11/23 .......................
Final Action........................ 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: David Hyams, Section Chief, Policy Division,
Department of Health and Human Services, Office for Civil Rights, 200
Independence Avenue SW, Washington, DC 20201, Phone: 800 368-1019,
Email: [email protected].
Related RIN: Related to 0991-AC06, Related to 0991-AC16
RIN: 0945-AA19
HHS--OCR
54. Proposed Modifications to the HIPAA Privacy Rule To Support
Reproductive Health Care Privacy [0945-AA20]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: Health Insurance Portability and Accountability
Act (PL 104-191); Executive Order 14076, Protecting Access to
Reproductive Healthcare Services
CFR Citation: 45 CFR 160; 45 CFR 164.
Legal Deadline: None.
Abstract: This final rule will modify the Standards for Privacy of
Individually Identifiable Health Information (Privacy Rule) under the
Health Insurance Portability and Accountability Act of 1996 (HIPAA) and
the Health Information Technology for Economic and Clinical Health Act
of 2009 (HITECH Act). These modifications will modify existing
standards permitting uses and disclosures of protected health
information (PHI) by limiting uses and disclosures of PHI for certain
purposes.
Statement of Need: HIPAA and the HIPAA Rules promote access to
health care by establishing standards for the privacy of PHI to protect
the confidentiality of individuals' health information. These
protections promote the development and maintenance of confidence and
trust between individuals and covered entities, and help to improve the
completeness and accuracy of individual medical records. The Privacy
Rule, as it has been amended over time, carefully balances the
interests of individuals and society in identifiable health information
by establishing when and how such information may be used and
disclosed, with and without the individual's permission. The Department
has received communications from members of Congress and the public and
reviewed media reports indicating concerns and confusion regarding the
role of the Privacy Rule in protecting the privacy of individual's
health information, given the evolution of state law in the area of
reproductive health care.
Summary of Legal Basis: The current HIPAA Privacy Rule has not been
updated to reflect the evolution in state law that undermines the
privacy of individuals' protected health information, particularly for
use in investigations into or legal proceedings against persons in
connection with reproductive health care. The final rule is consistent
with Executive Order 14076, which directed the Secretary of
[[Page 9357]]
Health and Human Services to consider actions to strengthen the
protection of sensitive information related to reproductive healthcare
services and bolster patient-provider confidentiality.
Alternatives: HHS considered whether these policy changes could be
implemented through guidance. However, the Department determined that
this would be insufficient to address the concerns that have arisen in
the wake of the recent evolution in state law pertaining to
reproductive health care that has jeopardize the privacy of
individuals' protected health information and affected individuals'
relationship with their health care providers and the U.S. health care
system. Revisions to the existing HIPAA Privacy Rule are necessary to
reestablish that trust and to ensure the privacy of individuals'
protected health information.
Anticipated Cost and Benefits: HHS estimates that the effects of
the requirements for regulated entities would result in new costs of
$611,831,396 within 12 months of implementing the final rule, followed
by approximately $67,831,396 of recurring annual costs in years two
through five. The Department anticipates that this rulemaking will
result in significant benefits that are difficult to quantify because
the area of health care the proposed rule addresses is among the most
sensitive for patients and providers if privacy is violated.
Additionally, the value of privacy, which cannot be recovered once
lost, and trust that privacy will be protected by others, is difficult
to quantify fully. The rule would prevent or reduce numerous harms,
resulting in non-quantifiable benefits to patient and providers.
Risks: To be determined.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/17/23 88 FR 23506
NPRM Comment Period End............. 06/16/23 .......................
Final Action........................ 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Small Entities Affected: Businesses, Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal, Local, State, Tribal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Marissa Gordon-Nguyen, Senior Advisor for Health
Information Privacy, Data, and Cybersecurity Policy, Department of
Health and Human Services, Office for Civil Rights, 200 Independence
Avenue SW, Washington, DC 20201, Phone: 800 368-1019, TDD Phone: 800
537-7697, Email: [email protected].
RIN: 0945-AA20
HHS--OFFICE OF THE NATIONAL COORDINATOR FOR HEALTH INFORMATION
TECHNOLOGY (ONC)
Proposed Rule Stage
55. Establishment of Disincentives for Health Care Providers Who Have
Committed Information Blocking [0955-AA05]
Priority: Substantive, Nonsignificant.
Legal Authority: 42 U.S.C. 300jj-52; 42 U.S.C. 1302; 42 U.S.C.
1306; 42 U.S.C. 1395hh; 42 U.S.C. 1395jjj; 42 U.S.C. 1395rr(1); 5
U.S.C. 552.2
CFR Citation: 45 CFR 171; 42 CFR 414; 42 CFR 425; 42 CFR 495.
Legal Deadline: None.
Abstract: The rulemaking implements certain provisions of the 21st
Century Cures Act (Cures Act) to establish appropriate disincentives
for health care providers determined by the HHS Inspector General to
have committed information blocking. Consistent with the Cures Act, the
rulemaking establishes a first set of disincentives using HHS
authorities under applicable Federal law, including authorities
delegated to the Centers for Medicare & Medicaid Services.
Statement of Need: The rulemaking would implement a provision of
the Cures Act which requires the HHS Office of the Inspector General
(OIG) to refer health care providers that OIG determines to have
committed information blocking to the appropriate agency to be subject
to appropriate disincentives using authorities under applicable Federal
law, as the Secretary sets forth through notice and comment rulemaking.
Release of the proposed rule is needed to implement this critical
component of the Cures Act and ensure effective enforcement of
information blocking rules.
Summary of Legal Basis: The provisions would be implemented under
the authority of the Public Health Service Act, as amended by the Cures
Act.
Alternatives: ONC will consider different available authorities
under which appropriate disincentives could be established deter
information blocking and still minimize regulatory burden for health
care providers.
Anticipated Cost and Benefits: The costs of this proposed rule
would be minimal. Investigated parties may incur some costs in response
to an OIG investigation or the application of a disincentive by an HHS
agency, however, this would depend on the frequency of prohibited
conduct. The expected benefits of the regulation are deterring
information and its negative impacts on many important aspects of
health care, including effective health information exchange, patient
access, duplicative testing and costs, and the availability and quality
of care.
Risks: We anticipate that health care providers will express
concern with the potential complexity of the approach (i.e., the
application of a range of disincentives based on available authorities)
as compared to a range of civil monetary penalties or fines. ONC will
continue to consider additional potential risks, identify them for
stakeholders, and seek comment from stakeholders during the comment
period for the proposed rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/01/23 88 FR 74947
NPRM Comment Period End............. 01/02/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Alex Baker, Federal Policy Branch Chief, Department
of Health and Human Services, Office of the National Coordinator for
Health Information Technology, 330 C Street SW, 7th Fl, Washington, DC
20201, Phone: 202 690-7151, Email: [email protected].
RIN: 0955-AA05
HHS--CENTERS FOR DISEASE CONTROL AND PREVENTION (CDC)
Final Rule Stage
56. Control of Communicable Diseases; Foreign Quarantine [0920-AA75]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 264; 42 U.S.C. 265
CFR Citation: 42 CFR 71.
Legal Deadline: None.
Abstract: This rulemaking amends current regulation to enable CDC
to require airlines to collect and provide to CDC certain data elements
regarding passengers and crew arriving from foreign countries under
certain circumstances.
Statement of Need: In order to control the introduction,
transmission, and
[[Page 9358]]
spread of communicable diseases such as COVID-19 into the United
States, the collection of traveler contact information helps ensure
that CDC and state and local health authorities are able to identify
and locate persons arriving in, or transiting through, the United
States from a foreign country who may have been exposed to a
communicable disease abroad.
Summary of Legal Basis: The Public Health Service Act (42 U.S.C.
264 and 268) authorizes the Secretary of the Department of Health and
Human Services to make and enforce regulations necessary to prevent the
introduction, transmission, or spread of communicable diseases from
foreign countries into the United States, or from one State or
possession into any other State or possession. Regulations that
implement federal quarantine authority are currently promulgated in 42
CFR parts 70 and 71. CDC's authority for collecting these data fields
is contained in 42 CFR 71.4.
Alternatives: The transmission of disease, as seen during the
COVID-19 pandemic, has the potential to lead to thousands or millions
of deaths in addition to the significant healthcare and economic costs.
Follow-up with passengers arriving from foreign countries who may be
infectious or exposed to a communicable disease is critical. The
alternative to collecting traveler contact information before their
flight is to collect the information from airlines following the
passenger's flight. When this was done in the past, some airlines took
several days to respond to a single request if the information was
available. In addition, there is significant time and labor required
for CDC to obtain additional information from federal databases and
process the received information into a format suitable for
distribution to state and local health authorities in the United
States. As a result, obtaining contact information after a flight,
assuming that information is available, can lead to a delay of several
days before health authorities can start contacting potentially exposed
travelers. This time delay allows for travelers to be lost to follow-up
or become symptomatic or infectious. The time required and costs
incurred under this alternative increase exponentially with multiple
post-flight manifest requests to airlines.
Anticipated Cost and Benefits: The annual, ongoing costs to collect
traveler contact information, in the form of airline and travel agency
staff time and passenger time, are estimated to be approximately $285
million. This does not include the initial costs for updating IT
systems and employee training, which have already been incurred. The
costs to the government are minimal, as the vast majority of passenger
information that is being collected is transmitted to the government
via established data systems that are already in use for other
purposes.
The benefits to this rulemaking include rapid follow-up by public
health authorities with passengers who may be infectious or exposed to
a communicable disease, resulting in less spread and transmission of
disease into and throughout the United States, helping to prevent
public health and economic costs. The availability of passenger contact
data may be used by public health authorities to slow the introduction
and transmission of novel infectious diseases, including new variants
of the SARS-CoV-2 virus, which causes COVID-19 disease.
Risks: The risk to not collecting this information is that CDC
would have to revert to previous ways of obtaining this information for
public health follow up. Some of those methods were time intensive and
resulted in delays in follow up.
The risk, although minimal, in collecting this information is that
airlines and international passengers often do not want to comply (or
may not want to comply) with the requirement. To date, however, CDC has
found instances of noncompliance have been very limited.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Interim Final Rule Effective........ 02/07/20 .......................
Interim Final Rule.................. 02/12/20 85 FR 7874
Interim Final Rule Comment Period 03/13/20 .......................
End.
Final Action........................ 10/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Agency Contact: Ashley C. Altenburger JD, Regulatory Analyst,
Department of Health and Human Services, Centers for Disease Control
and Prevention, 1600 Clifton Road NE, MS: H 16-4, Atlanta, GA 30307,
Phone: 800 232-4636, Email: [email protected].
RIN: 0920-AA75
HHS--FOOD AND DRUG ADMINISTRATION (FDA)
Proposed Rule Stage
57. Tobacco Product Standard for Nicotine Level of Certain Tobacco
Products [0910-AI76]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
Legal Authority: 21 U.S.C. 387g
CFR Citation: 21 CFR 1160.
Legal Deadline: None.
Abstract: The proposed rule is a tobacco product standard that
would establish a maximum nicotine level in cigarettes and certain
other finished tobacco products.
Statement of Need: Each year, 480,000 people die prematurely from a
smoking-attributed disease, making tobacco use the leading cause of
preventable disease and death in the United States. Nearly all these
adverse health effects are ultimately the result of addiction to the
nicotine in combusted tobacco products, leading to repeated exposure to
toxicants from those products. Nicotine is powerfully addictive. The
U.S. Surgeon General has reported that 87 percent of adult smokers
start smoking before age 18, and half of adult smokers become addicted
before age 18. This proposed rule is a tobacco product standard that
would establish a maximum nicotine level in cigarettes and certain
other finished tobacco products. Because tobacco-related harms
primarily result from addiction to products that repeatedly expose
users to toxins, FDA would take this action to reduce addictiveness of
certain tobacco products, thus giving addicted users a greater ability
to quit. This product standard would also help to prevent experimenters
(mainly youth) from initiating regular use, and, therefore, from
becoming regular smokers. The proposed product standard is anticipated
to benefit the population as a whole, while also advancing health
equity by addressing disparities associated with cigarette smoking,
dependence, and cessation.
Summary of Legal Basis: Section 907 of the FD&C Act authorizes the
adoption of tobacco product standards if the Secretary finds that a
tobacco product standard is appropriate for the protection of public
health, and includes authority related to provisions for nicotine
yields in tobacco product standards.
Alternatives: In addition to the costs and benefits of the product
standard as proposed, FDA plans to assess the costs and benefits of a
different effective date for the rule and the impact of including
[[Page 9359]]
additional tobacco products in the product standard.
Anticipated Cost and Benefits: The anticipated benefits of the
product standard include benefits from reduced death and disease
resulting from decreased tobacco use among adult consumers, reduced
death and disease from secondhand smoke, and reduced death and disease
among youth who are deterred from initiating under the product
standard. The qualitative benefits of the proposed rule include impacts
such as reduced illness and increased productivity for smokers and
nonsmokers, as well as reduced smoking-related fires, cigarette litter,
and other environmental impacts.
The proposed rule is expected to generate compliance costs on
affected entities, such as one-time costs to read and understand the
rule and alter manufacturing and importing practices; costs to some
consumers, such as search costs to research substitute products and
temporary withdrawal costs, and enforcement costs to the government.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal, Local, State, Tribal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Courtney Smith, Senior Regulatory Counsel,
Department of Health and Human Services, Food and Drug Administration,
Center for Tobacco Products, Document Control Center, Building 71, Room
G335, 10903 New Hampshire Avenue, Silver Spring, MD 20993 Phone: 877
287-1373, Fax: 877 287-1426, Email: [email protected].
RIN: 0910-AI76
HHS--FDA
58. Front-of-Package Nutrition Labeling [0910-AI80]
Priority: Section 3(f)(1) Significant. Major status under 5 U.S.C.
801 is undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: Not Yet Determined
CFR Citation: 21 CFR 101.6 (new).
Legal Deadline: None.
Abstract: This proposed rule would require the front of food labels
to display certain nutrition information to help consumers, especially
those with lower nutrition knowledge, make more informed dietary
choices. Front-of-package (FOP) nutrition labeling is intended to
complement the Nutrition Facts label on packaged foods by giving
consumers additional context to help them quickly and easily identify
foods that can help them build a healthy eating pattern. A variety of
FOP labeling systems have been adopted in countries world-wide and the
experience in these countries suggests that FOP labeling may aid the
ability to make healthier choices. FDA plays a key role within a
broader, whole-of-government approach to help reduce the burden of
chronic diseases and advance health equity by helping to improve
dietary patterns in the U.S. This proposed rule is part of FDA's
nutrition efforts to empower consumers with nutrition information to
help them more easily identify healthier choices and may result in
industry innovation to produce healthier foods. FDA will conduct public
outreach on this project. FDA has held, and will continue to hold,
listening sessions with a wide range of stakeholders, including
consumer groups, public health organizations, academia, health care
groups, and industry. Additionally, the Reagan-Udall Foundation will
host a public meeting in November in collaboration with FDA to hear
input from a broad array of stakeholders, and we are launching a series
of Tribal Listening Sessions to begin a conversation with federally
recognized tribes on, among other things, our FOP initiative.
Statement of Need: HHS implemented its first mandatory nutrition
labeling 32 years ago. The resulting Nutrition Facts label is iconic
and 87% of American consumers report using the label. However, many
consumers, particularly those with lower nutrition literacy, may find
additional information on food packaging helpful in identifying foods
that are part of constructing a healthy diet. This proposed rule, if
finalized, could empower consumers with information to help them
quickly identify foods that can help them build a healthy eating
pattern.
Summary of Legal Basis: In general, our legal authority rests on
the 1990 Nutrition Labeling and Education Act, which gave the Secretary
the authority to require that certain nutrition information be conveyed
to allow the public to readily observe and comprehend such information
and to understand its relative significance in the context of a total
daily diet. (Nutrition Labeling and Education Act of 1990. Public Law
101-535, 104 Stat 2353, Sec. 2(b)(1)(A)). Authority for certain aspects
may also be found in section 403(q), 403(a)(1), and 201(n) of the
Federal Food, Drug, and Cosmetic Act (FD&C Act). In addition, section
701(a) of the FD&C Act authorizes the promulgation of regulations for
the efficient enforcement of the FD&C Act.
Alternatives: FDA will consider different options so that we
maximize benefits to consumers.
Anticipated Cost and Benefits: The proposed rule, if finalized, is
expected to generate compliance costs on affected entities, such as the
cost to label packaged foods and the one-time costs to read and
understand the rule. Estimated benefits to consumers TBD.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Undetermined.
Federalism: Undetermined.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Agency Contact: Mark Kantor Nutritionist, Department of Health and
Human Services Food and Drug Administration, CPK1 RM 3D034, HFS-830,
5001 Campus Drive, College Park, MD 20740, Phone: 240 402-2082, Email:
[email protected].
RIN: 0910-AI80
HHS--FDA
59. Medical Devices; Laboratory Developed Tests [0910-AI85]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect the private sector under
Public Law 104-4.
Legal Authority: 21 U.S.C. 321; 21 U.S.C. 331; 21 U.S.C. 351; 21
U.S.C. 352; 21 U.S.C. 360c; . . .
CFR Citation: 21 CFR 809.
Legal Deadline: None.
Abstract: This rule would amend the Food and Drug Administration's
regulations to make explicit that laboratory developed tests (LDTs) are
devices under the Federal Food, Drug, and Cosmetic Act (FD&C Act).
Statement of Need: In 1976, the Medical Device Amendments of 1976
(the MDA) amended the FD&C Act to create a comprehensive system for the
[[Page 9360]]
regulation of devices intended for human use. In implementing the MDA,
FDA has generally exercised enforcement discretion such that it
generally has not enforced applicable requirements with respect to most
LDTs. However, the risks associated with LDTs are much greater today
than they were at the time of enactment of the MDA, and today's LDTs
are more similar to other in vitro diagnostic products (IVDs) that have
not been under FDA's general enforcement discretion approach. This
rulemaking would amend FDA's regulations to reflect that the device
definition in the FD&C Act does not differentiate between entities
manufacturing the device. In conjunction with this amendment, FDA is
advancing a policy under which FDA intends to phase out its general
enforcement discretion approach for LDTs, so that IVDs manufactured by
a laboratory would generally fall under the same enforcement approach
as other IVDs. This action is necessary to redress the imbalance in
oversight of LDTs and other IVDs and to protect the public health by
helping to assure the safety and effectiveness of LDTs.
Summary of Legal Basis: FDA is issuing this rule under the Agency's
general rulemaking authorities and statutory authorities relating to
devices in the FD&C Act, including the definition of a device under
section 201(h)(1) of the FD&C Act and FDA's authority to issue
regulations for the efficient enforcement of the FD&C Act under section
701(a) of the FD&C Act.
Alternatives: The Agency has considered various options to protect
the public health by helping to assure the safety and effectiveness of
LDTs while avoiding undue disruption to the testing market.
Anticipated Cost and Benefits: This rule would result in compliance
costs for laboratories that are ensuring their IVDs are compliant with
applicable statutory and regulatory requirements. We anticipate that
the benefits would include a reduction in healthcare costs associated
with unsafe or ineffective tests, including tests promoted with false
or misleading claims, and from therapeutic decisions based on the
results of those tests.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/03/23 88 FR 68006
NPRM Comment Period End............. 12/04/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Eitan Bernstein, Regulatory Counsel, Department of
Health and Human Services, Food and Drug Administration, 10903 New
Hampshire Avenue, WO 66, Silver Spring, MD 20993, Phone: 240 402-9812,
Email: [email protected].
RIN: 0910-AI85
HHS--FDA
Final Rule Stage
60. Nonprescription Drug Product With an Additional Condition for
Nonprescription Use [0910-AH62]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 321; 21 U.S.C. 352; 21 U.S.C. 355; 21
U.S.C. 371; 42 U.S.C. 262; 42 U.S.C. 264; . . .
CFR Citation: 21 CFR 201.67; 21 CFR 314.56; 21 CFR 314.81; 21 CFR
314.125; 21 CFR 314.127.
Legal Deadline: None.
Abstract: The final rule is intended to increase options for
applicants to develop and market safe and effective nonprescription
drug products, which could improve public health by broadening the
types of nonprescription drug products available to consumers. The
final rule would establish requirements for a drug product that could
be marketed as a nonprescription drug product with an additional
condition for nonprescription use (ACNU) that an applicant must
implement to ensure appropriate self-selection, appropriate actual use,
or both by consumers.
Statement of Need: Currently, nonprescription drug products are
limited to drugs that can be labeled with sufficient information for
consumers to appropriately self-select and use the drug product. For
certain drug products, limitations of labeling present challenges for
adequate communication of information needed for consumers to
appropriately self-select or use the drug product without the
supervision of a healthcare practitioner. FDA is finalizing regulations
that would establish the requirements for a drug product that could be
marketed as a nonprescription drug product with an ACNU that an
applicant must implement to ensure appropriate self-selection,
appropriate actual use or both by consumers.
Summary of Legal Basis: FDA's revisions to the regulations
regarding labeling and applications for nonprescription drug products
are authorized by the FD&C Act (21 U.S.C. 321 et seq.) and by the
Public Health Service Act (42 U.S.C. 262 and 264).
Alternatives: FDA evaluated various requirements for new drug
applications to assess flexibility of nonprescription drug product
design through drug labeling for appropriate self-selection and
appropriate use.
Anticipated Cost and Benefits: The benefits of the final rule would
include increased consumer access to drug products and reduced access
costs to these products as compared to their prescription alternatives.
Benefits to industry would arise from the flexibility in drug product
approval and the potential expansion of market revenue. Other benefits
would include a reduction in repetitive meetings with industry and the
Agency regarding this approval pathway. In addition, private and
government-sponsored drug coverage plans may experience cost savings.
Although applicants would incur the costs to develop and submit an
application for a nonprescription drug with an ACNU, they would likely
submit applications only when they expect that the profits from the
approval would exceed the costs of the application. Lastly, we
anticipate one-time costs of reading and understanding the rule that
potential applicants would incur.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/28/22 87 FR 38313
NPRM Comment Period End............. 10/26/22
NPRM Comment Period Extended........ 10/24/22 87 FR 64178
NPRM Comment Period Extended End.... 11/25/22
Final Rule.......................... 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Angela Mtungwa, Program Coordinator, Department of
Health and Human Services, Food and Drug Administration, 10903 New
Hampshire Avenue, Building 51, Room 4393, Silver Spring, MD 20993
Phone: 301 796-9329, Email: [email protected].
RIN: 0910-AH62
[[Page 9361]]
HHS--FDA
61. Nutrient Content Claims, Definition of Term: Healthy [0910-AI13]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect the private sector under
Public Law 104-4.
Legal Authority: 21 U.S.C. 321; 21 U.S.C. 331; 21 U.S.C. 343; 21
U.S.C. 371
CFR Citation: 10 CFR 101.65 (revision).
Legal Deadline: None.
Abstract: The rule would update the definition for the implied
nutrient content claim ``healthy'' to be consistent with current
nutrition science and federal dietary guidelines. The rule would revise
the requirements for when the claim ``healthy'' can be voluntarily used
in the labeling of human food products to indicate that a food, because
of its nutrient content, may be useful in achieving a total diet that
conforms to current dietary recommendations and helps consumers
maintain healthy dietary practices.
Statement of Need: This rule would update the ``healthy'' claim to
make it more consistent with advances in nutrition science and public
health recommendations, including those captured in recent changes to
the Nutrition Facts label. The existing definition of ``healthy'' is
based on nutrition recommendations regarding intake of fat, saturated
fat, and cholesterol, and specific nutrients Americans were not getting
enough of in the early 1990s. Nutrition recommendations have evolved
since that time and now emphasize healthy dietary patterns, which
include getting enough of certain foods from food groups such as
fruits, vegetables, low- fat dairy, and whole grains. Diet is a
contributing factor to chronic diseases, such as heart disease, cancer,
and stroke, which are the leading causes of death and disability in the
United States. Claims on food packages such as ``healthy'' can provide
quick signals to busy consumers about the healthfulness of a food or
beverage.
FDA is updating the existing definition of the ``healthy'' claim
based on the food groups recommended by the Dietary Guidelines for
Americans by requiring that food products bearing the claim contain a
certain amount of food from such food groups or subgroups. The rule
would also require a food product to be limited in saturated fat,
sodium, and added sugar. These updates would ensure that foods bearing
the claim are ones that are part of a healthy dietary pattern and are
recommended by current dietary guidelines. The rule is also part of
FDA's ongoing effort to empower consumers with information to help them
improve their nutrition and dietary patterns and reduce their risk of
diet-related chronic disease.
Summary of Legal Basis: FDA is issuing this rule under sections
201(n), 301(a), 403(a), 403(r), and 701(a) of the Federal Food, Drug,
and Cosmetic Act (FD&C Act) (21 U.S.C. 321(n), 331(a), 343(a), 343(r),
and 371(a)). These sections authorize the agency to adopt regulations
that prohibit labeling that bears claims that characterize the level of
a nutrient which is of a type required to be declared in nutrition
labeling unless the claim is made in accordance with a regulatory
definition established by FDA. Pursuant to this authority, FDA issued a
regulation defining the ``healthy'' implied nutrient content claim,
which is codified at 21 CFR 101.65. This rule would update the existing
definition to be consistent with current nutrition science and federal
dietary guidance.
Alternatives:
Alternative 1: Codify the alternative criteria in the current
enforcement discretion guidance.
In 2016, FDA published ``Use of the Term `Healthy' in the Labeling
of Human Food Products: Guidance for Industry.'' This guidance was
intended to advise food manufacturers of FDA's intent to exercise
enforcement discretion relative to foods that use the implied nutrient
content claim ``healthy'' on their labels which: (1) Are not low in
total fat, but have a fat profile makeup of predominantly mono and
polyunsaturated fats; or (2) contain at least 10 percent of the Daily
Value (DV) per reference amount customarily consumed (RACC) of
potassium or vitamin D.
One alternative is to codify the alternative criteria in this
guidance rather than the proposed update to the definition. Although
guidance is non-binding, we assume that most packaged food
manufacturers are aware of the guidance and, over the past 2 years,
have already made any adjustments to their products or product
packaging. Therefore, we assume that this alternative would have no
costs to industry and no benefits to consumers.
Alternative 2: Extend the compliance date by 1 year.
Extending the anticipated compliance date on the rule updating the
definition of healthy by 1 year would reduce costs to industry as they
would have more time to change products that may be affected by the
rule or potentially coordinate label changes with already scheduled
label changes. On the other hand, an extended compliance date runs the
risk of not being helpful to consumers because they may not know
whether a packaged food product labeled ``healthy'' follows the
existing definition or the updated one.
Anticipated Cost and Benefits: Food products bearing the
``healthy'' claim currently make up a small percentage (5%) of total
packaged foods. Quantified costs to manufacturers include labeling,
reformulating, and recordkeeping. Discounted at seven percent over 20
years, the mean present value of costs of the rule is $237 million,
with a lower bound of $110 million and an upper bound of $434 million.
Updating the definition of ``healthy'' to align with current
dietary recommendations can provide information to help consumers build
more healthful diets to help reduce their risk of diet-related chronic
diseases. Discounted at seven percent over 20 years, the mean present
value of benefits of the rule is $290 million, with a lower bound
estimate of $9 million and an upper bound estimate of $857 million.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/29/22 87 FR 59168
NPRM Comment Period End............. 12/28/22
NPRM Comment Period Extended........ 11/29/22 87 FR 73267
NPRM Comment Period Extended End.... 02/16/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Undetermined.
Agency Contact: Vincent De Jesus, Nutritionist, Department of
Health and Human Services, Food and Drug Administration, Center for
Food Safety and Applied Nutrition (HFS-830), Room 3D-031, 5100 Paint
Branch Parkway, College Park, MD 20740, Phone: 240 402-1774, Fax: 301
436-1191, Email: [email protected].
RIN: 0910-AI13
HHS--FDA
62. Tobacco Product Standard for Characterizing Flavors in Cigars
[0910-AI28]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
[[Page 9362]]
Unfunded Mandates: This action may affect State, local or tribal
governments and the private sector.
Legal Authority: 21 U.S.C. 331; 21 U.S.C. 333; 21 U.S.C. 371(a); 21
U.S.C. 387b and 387c; 21 U.S.C. 387f(d) and 387g; . . .
CFR Citation: 21 CFR 1166.
Legal Deadline: None.
Abstract: This rule is a tobacco product standard that would
prohibit characterizing flavors (other than tobacco) in all cigars. We
are taking this action with the intention of reducing the tobacco-
related death and disease associated with cigar use. Evidence shows
that flavored tobacco products appeal to youth and also shows that
youth may be more likely to initiate tobacco use with such products.
Characterizing flavors in cigars, such as strawberry, grape, orange,
and cocoa, enhance taste and make these products easier to use. Over a
half million youth in the United States use flavored cigars, placing
these youth at risk for cigar-related death and disease.
Statement of Need: The Federal Food, Drug, and Cosmetic Act (FD&C
Act), as amended by the Family Smoking Prevention and Tobacco Control
Act (Tobacco Control Act), authorizes FDA to adopt tobacco product
standards under section 907 if the Secretary finds that a tobacco
product standard is appropriate for the protection of the public
health. This product standard will prohibit characterizing flavors
(other than tobacco) in all cigars. Characterizing flavors in cigars,
such as strawberry, grape, cocoa, and fruit punch, increase appeal and
make the cigars easier to use, particularly among youth and young
adults. This product standard will reduce the appeal of cigars,
particularly to youth and young adults, and thereby decrease the
likelihood of experimentation, development of nicotine dependence, and
progression to regular use. This product standard will improve public
health by increasing the likelihood of cessation among existing cigar
smokers; this product standard will also improve health outcomes within
groups that experience disproportionate levels of tobacco use,
including certain vulnerable populations.
Summary of Legal Basis: Section 907 of the FD&C Act authorizes the
adoption of tobacco product standards if the Secretary finds that a
tobacco product standard is appropriate for the protection of public
health. Section 907 also authorizes FDA to include in a product
standard a provision that restricts the sale and distribution of a
tobacco product to the extent that it may be restricted by a regulation
under section 906(d) of the FD&C Act. Section 906(d) of the FD&C Act
authorizes the Secretary to issue regulations requiring restrictions on
the sale and distribution of a tobacco product, including restrictions
on the access to, and the advertising and promotion of, the tobacco
product, if the Secretary determines that such regulation would be
appropriate for the protection of the public health. Section 701(a) of
the FD&C Act authorizes the promulgation of regulations for the
efficient enforcement of the FD&C Act.
Alternatives: In addition to the costs and benefits of the product
standard, FDA will assess the costs and benefits of, among other
things, a different effective date for the rule, and including pipe
tobacco in the product standard.
Anticipated Cost and Benefits: The anticipated benefits of the
product standard include those coming from reduced death and disease
that are the result of cigar use among adult cigar smokers, reduced
death and disease from secondhand smoke, and reduced death and disease
among youth who are deterred from initiating under the product
standard. The anticipated costs of the product standard are those to
firms to comply with the rule, to consumers impacted by the rule, and
to the government.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 03/21/18 83 FR 12294
ANPRM Comment Period End............ 07/19/18
NPRM................................ 05/04/22 87 FR 26396
NPRM Comment Period Extended........ 06/21/22 87 FR 36786
NPRM Comment Period End............. 07/05/22
NPRM Comment Period Extended End.... 08/02/22
Final Rule.......................... 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal, Local, State, Tribal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Nathan Mease, Regulatory Counsel, Department of
Health and Human Services, Food and Drug Administration, 10903 New
Hampshire Avenue, Center for Tobacco Products, Document Control Center,
Building 71, Room G335, Silver Spring, MD 20993, Phone: 877 287-1373,
Email: [email protected].
RIN: 0910-AI28
HHS--FDA
63. Standards for the Growing, Harvesting, Packing, and Holding of
Produce for Human Consumption Relating to Agricultural Water [0910-
AI49]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 321; 21 U.S.C. 331; 21 U.S.C. 342; 21
U.S.C. 350h; 21 U.S.C. 371; 42 U.S.C. 243; 42 U.S.C. 264; 42 U.S.C.
271; . . .
CFR Citation: 21 CFR 112.
Legal Deadline: None.
Abstract: This rulemaking will revise certain requirements for
agricultural water for covered produce other than sprouts in the
Standards for the Growing, Harvesting, Packing, and Holding of Produce
for Human Consumption (produce safety) regulation for covered produce
other than sprouts.
Statement of Need: Agricultural water can be a major conduit of
pathogens that can contaminate produce. Recent produce outbreaks
potentially linked to agricultural water have emphasized the importance
of ensuring that FDA's agricultural water standards are workable across
the diversity of domestic and foreign farms and account for the variety
of factors that impact water sources and uses. FDA plans to amend its
produce safety regulation to address concerns about the practical
challenges of implementing certain agricultural water requirements for
covered produce other than sprouts, while protecting the public health.
Summary of Legal Basis: FDA's authority for issuing this rule is
provided by sections 402, 419, and 701(a) of the Federal Food, Drug,
and Cosmetic Act (FD&C Act) (21 U.S.C. 342, 350h, and 371(a)) and
sections 311, 361, and 368 of the Public Health Service Act (PHS Act)
(42 U.S.C. 243, 264, and 271).
Specifically, this rulemaking will amend certain agricultural water
requirements in the produce safety regulation, codified at 21 CFR part
112, and issued under the following authorities: Section 419(c)(1)(A)
of the FD&C Act (21 U.S.C. 350h(c)(1)(A)) authorizes FDA to establish
science-based minimum standards for the safe production and harvesting
of those types of fruits and vegetables that are raw agricultural
commodities for which such standards minimize the risk of serious
adverse health consequences or death. Section 419(c)(1)(B) of the FD&C
Act (21 U.S.C. 350h(c)(1)(B)) further
[[Page 9363]]
requires that these minimum standards provide sufficient flexibility to
be practicable for all sizes and types of businesses. Section 402(a)(3)
of the FD&C Act (21 U.S.C. 342(a)(3)) provides that a food is
adulterated if it consists in whole or in part of any filthy, putrid,
or decomposed substance, or if it is otherwise unfit for food. Section
402(a)(4) of the FD&C Act (21 U.S.C. 342(a)(4)) provides that a food is
adulterated if it has been prepared, packed, or held under insanitary
conditions whereby it may have become contaminated with filth, or
whereby it may have been rendered injurious to health. Additionally,
section 701(a) of the FD&C Act (21 U.S.C. 371(a)) grants the authority
to promulgate regulations for the efficient enforcement of the FD&C
Act. Sections 311, 361, and 368 of the PHS Act (21 U.S.C. 243, 264, and
271), provide authority for FDA to issue regulations to prevent the
spread of communicable diseases from one State to another.
Alternatives: None.
Anticipated Cost and Benefits: FDA anticipates costs associated
with complying with the water risk assessment provisions for non-sprout
covered produce.
This final rule will generate unquantified benefits stemming from
increasing flexibility and addressing practical implementation
challenges associated with certain agricultural water provisions for
covered produce other than sprouts in the produce safety regulation and
quantified benefits resulting from fewer illnesses caused by pre-
harvest agricultural water.
Risks: In a 2019 Report, the Interagency Food Safety Analytics
Collaboration (IFSAC) estimated that produce commodities cause 65
percent of foodborne E. coli O157 illnesses and over 40 percent of
foodborne Salmonella illnesses. Agricultural water can be a major
conduit for produce contamination. This rule is intended to address the
practical implementation challenges of certain agricultural water
requirements for covered produce other than sprouts, while protecting
public health by setting forth standards to minimize the risk of
serious adverse health consequences or death, including those
reasonably necessary to prevent the introduction of known or reasonably
foreseeable biological hazards into or onto produce, and provide
reasonable assurances that the produce is not adulterated on account of
those hazards.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/06/21 86 FR 69120
NPRM Comment Period End............. 04/05/22
Supplemental NPRM................... 07/19/22 87 FR 42973
Supplemental NPRM Comment Period End 09/19/22
Final Rule.......................... 02/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
Agency Contact: Samir Assar, Supervisory Consumer Safety Officer,
Department of Health and Human Services, Food and Drug Administration,
Center for Food Safety and Applied Nutrition, Office of Food Safety,
5001 Campus Drive, College Park, MD 20740, Phone: 240 402-1636, Email:
[email protected].
RIN: 0910-AI49
HHS--FDA
64. Tobacco Product Standard for Menthol in Cigarettes [0910-AI60]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect State, local or tribal
governments and the private sector.
Legal Authority: 21 U.S.C. 387g; 21 U.S.C. 371; 21 U.S.C. 387f
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This rule is a tobacco product standard to prohibit the
use of menthol as a characterizing flavor in cigarettes.
Statement of Need: The Federal Food, Drug, and Cosmetic Act (FD&C
Act), as amended by the Family Smoking Prevention and Tobacco Control
Act (Tobacco Control Act), authorizes FDA to adopt tobacco product
standards under section 907 if the Secretary finds that a tobacco
product standard is appropriate for the protection of the public
health. This product standard would prohibit menthol as a
characterizing flavor in cigarettes. The standard would reduce the
appeal of cigarettes, particularly to youth and young adults, and
thereby decrease the likelihood that nonusers who would otherwise
experiment with menthol cigarettes would progress to regular cigarette
smoking. In addition, the tobacco product standard would improve the
health and reduce the mortality risk of current menthol cigarette
smokers by decreasing cigarette consumption and increasing the
likelihood of cessation.
Summary of Legal Basis: Section 907 of the FD&C Act authorizes the
adoption of tobacco product standards if the Secretary finds that a
tobacco product standard is appropriate for the protection of public
health.
Alternatives: In addition to the costs and benefits of the rule,
FDA will assess the costs and benefits of extending the effective date
of the rule, creating a process by which some products may apply for an
exemption or variance from the product standard, and prohibiting
menthol as an intentional additive in cigarette products rather than
prohibiting menthol as a characterizing flavor.
Anticipated Cost and Benefits: The rule is expected to generate
compliance costs on affected entities, such as one-time costs to read
and understand the rule and alter manufacturing/importing practices.
The quantified benefits of the rule stem from improved health and
diminished exposure to tobacco smoke for users of cigarettes from
decreased experimentation, progression to regular use, and consumption
of menthol cigarettes. The qualitative benefits of the rule include
impacts such as reduced illness for smokers and non-smokers.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 07/24/13 78 FR 44484
ANPRM Comment Period End............ 09/23/13
NPRM................................ 05/04/22 87 FR 26454
NPRM Comment Period Extended........ 06/21/22 87 FR 36786
NPRM Comment Period End............. 07/05/22
NPRM Comment Period Extended End.... 08/02/22
Final Rule.......................... 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal, Local, State, Tribal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Beth Buckler, Senior Regulatory Counsel, Department
of Health and Human Services, Food and Drug Administration, Center for
Tobacco Products, 10903 New Hampshire Avenue, Document Control Center,
Building 71, Room G335, Silver Spring, MD 20993, Phone: 877 287-1373,
Email: [email protected].
RIN: 0910-AI60
[[Page 9364]]
HHS--HEALTH RESOURCES AND SERVICES ADMINISTRATION (HRSA)
Proposed Rule Stage
65. Countermeasures Injury Compensation Program: COVID-19
Countermeasures Injury Table [0906-AB31]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 247d-6e
CFR Citation: 42 CFR 110.
Legal Deadline: None.
Abstract: This proposed rule would establish the COVID-19
Countermeasures Injury Table for the Countermeasures Injury
Compensation Program (CICP). The Public Readiness and Emergency
Preparedness Act (PREP Act) authorized the Secretary of HHS to
establish the CICP to provide benefits to certain persons who sustain
serious physical injury or death as a direct result of the
administration or use of covered countermeasures identified by the
Secretary in declarations issued under the PREP Act. In addition, the
Secretary may provide death benefits to certain survivors of
individuals who died as a direct result of covered injuries or their
health complications. One way that an individual who was administered
or used a covered countermeasure can show that they sustained a covered
injury is by demonstrating that they sustained an injury listed on a
Countermeasures Injury Table (Table) within the time interval set forth
on the Table. The Table will list and explain injuries that, based on
compelling, reliable, valid, medical, and scientific evidence, are
presumed to be caused by covered COVID-19 countermeasures, and set
forth the time periods in which the onset of these injuries must occur
after the administration or use of these covered COVID-19
countermeasures.
Statement of Need: The PREP Act directs the Secretary to establish,
through regulations, a Table identifying serious physical injuries that
are presumed to be directly caused by the administration or use of a
covered countermeasure. The Secretary may only identify such injuries
if it is determined based on compelling, reliable, valid, medical and
scientific evidence'' that the administration or use of the covered
countermeasure directly causes such covered injuries. A Table creates a
rebuttable presumption of causation, for compensation purposes, for
eligible individuals whose injuries are listed on and meet the
requirements of the Table.
Summary of Legal Basis: Section 319F-4 of the Public Health Service
Act, as amended, directs the Secretary, following issuance of a
declaration under Section 319F-3(b), to establish procedures for the
CICP to provide medical and lost employment benefits to certain
individuals who sustained a covered injury as the direct result of the
administration or use of a covered countermeasure consistent with a
declaration issued pursuant to section 319F-3(b), or in good faith
belief that administration or use of the covered countermeasure was
consistent with a declaration. The CICP's regulations are set forth in
42 CFR part 110. 42 CFR 110.20(a) states that individuals must
establish that a covered injury occurred to be eligible for benefits
under the Program. A covered injury is death or a serious injury
determined by the Secretary to be: (1) An injury meeting the
requirements of a Table, which is presumed to be the direct result of
the administration or use of a covered countermeasure unless the
Secretary determines there is another more likely cause; or (2) an
injury (or its health complications) that is the direct result of the
administration or use of a covered countermeasure. Through this NPRM,
the Secretary proposes to add the COVID-19 Countermeasures Injury Table
to subpart K of 42 CFR part 110, which lists Injury Tables for covered
countermeasures, by adding sections (e) and (f).
Alternatives: An alternative is to continue to review each claim
and the associated medical records individually to ensure the requester
has demonstrated that the injury occurred as the direct result of the
administration or use of a covered countermeasure. This approach would
be more time- and resource-intensive than providing an evidence-based
presumption of causation by publishing a COVID-19 Countermeasures
Injury Table for the CICP.
Anticipated Cost and Benefits: This NPRM will allow requesters who
were administered or used a covered COVID-19 countermeasure and whose
alleged injuries are listed on the Table, but who missed the one-year
filing deadline, to be able to file their claim within one year from
the publication of the Table. Also, future requesters, and previous
requesters who were denied compensation, will be able to benefit from
the presumption of causation afforded by their injuries being included
on the Table, rather than needing to prove causation on a case- by-case
basis. This will likely increase the number of claims filed and
compensated. However, in rare instances that a COVID-19 countermeasure
injury has occurred, this will decrease the burden on requesters
allowing them to more easily receive compensation that may include
reasonable unreimbursed medical expenses, lost employment income, and
survivor death benefit.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: CDR George Grimes, Director, Division of Injury
Compensation Programs, Department of Health and Human Services, Health
Resources and Services Administration, 5600 Fishers Lane, Room 08N146B,
Rockville, MD 20857, Phone: 855 266-2427, Email: [email protected].
RIN: 0906-AB31
HHS--HRSA
Final Rule Stage
66. 340B Drug Pricing Program; Administrative Dispute Resolution [0906-
AB28]
Priority: Other Significant.
Legal Authority: Not Yet Determined
CFR Citation: 42 CFR 10.
Legal Deadline: None.
Abstract: This final rule will revise the Administrative Dispute
Resolution (ADR) final rule currently in effect and apply to all drug
manufacturers and covered entities that participate in the 340B Drug
Pricing Program (340B Program). It will establish new requirements and
procedures for the 340B Program's ADR process. This administrative
process will allow covered entities and manufacturers to file claims
for specific compliance areas outlined in the statute after good faith
efforts have been exhausted by the parties.
Statement of Need: This final rule will revise the December 2020
340B Administrative Dispute Resolution (ADR) final rule, which became
effective January 13, 2021. The final rule will implement new
requirements and procedures for the 340B Program's ADR process. The
final rule applies to drug manufacturers and covered entities
participating in the 340B Drug Pricing Program (340B Program) by
allowing these entities to file claims for specific compliance areas
outlined in the 340B statute after good faith efforts have been
exhausted by the parties. It aligns with the President's priorities on
drug pricing, better reflects the current state
[[Page 9365]]
of the 340B Program, and seeks to correct procedural deficiencies in
the current 340B ADR process.
Summary of Legal Basis: Section 340B(d)(3) of the Public Health
Service Act (PHS Act) requires the Secretary to promulgate regulations
establishing and implementing an ADR process for certain disputes
arising under the 340B Program. Under the 340B statute, the purpose of
the ADR process is to resolve (1) claims by covered entities that they
have been overcharged for covered outpatient drugs by manufacturers and
(2) claims by manufacturers, after a manufacturer has conducted an
audit as authorized by section 340B(a)(5)(C) of the PHS Act, that a
covered entity has violated the prohibition on diversion or duplicate
discounts.
Alternatives: The 2020 340B ADR final rule would remain in effect.
This final rule is designed to be more accessible to stakeholders and
will use fewer stakeholder and government resources to resolve disputes
as opposed to the 2020 340B ADR final rule.
Anticipated Cost and Benefits: The ADR process will not have a
significant financial impact on stakeholders nor result in significant
costs. The final rule will enable stakeholders to resolve disputes in a
fair, efficient, and expeditious manner in accordance with section
340B(d)(3) of the Public Health Service Act.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/30/22 87 FR 73516
NPRM Comment Period End............. 01/30/23
Final Action........................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Michelle Herzog, Deputy Director, Office of
Pharmacy Affairs, Department of Health and Human Services, Health
Resources and Services Administration, 5600 Fishers Lane, 08W12,
Rockville, MD 20857, Phone: 301 443-4353, Email: [email protected].
RIN: 0906-AB28
HHS--CENTERS FOR MEDICARE & MEDICAID SERVICES (CMS)
Proposed Rule Stage
67. Healthcare System Resiliency and Modernization (CMS-3426) [0938-
AU91]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect State, local or tribal
governments and the private sector.
Legal Authority: 42 U.S.C. 1395hh; 42 U.S.C 1302; 42 U.S.C. 1821;
42 U.S.C. 1832(a)(2)(F)(I); 42 U.S.C. 1861(dd)(1); 42 U.S.C. 1905(a)
CFR Citation: 42 CFR 403; 42 CFR 416; 42 CFR 418; 42 CFR 441; . . .
Legal Deadline: None.
Abstract: This rule proposes revisions to the regulations for all
Medicare- and Medicaid-participating providers and suppliers to ensure
continuous, ongoing access to safe and effective health care services.
Statement of Need: This proposed rule would revise and update
national emergency preparedness requirements for Medicare- and
Medicaid-participating providers and suppliers to plan adequately for
both natural and man-made disasters, including climate-related
disasters, and coordinate with federal, state, tribal, regional, and
local emergency preparedness systems based on lessons learned during
the COVID-19 public health emergency and other recent events. This rule
also proposes revisions that support health care system resiliency. The
need for this rule is based on feedback and public consultations with
healthcare providers, public health organizations and professionals,
and researchers, including multiple listening sessions. Participants
described how some organizations were unprepared for extended, wide-
spread, and concurrent emergencies. They expressed that improvements to
CMS requirements would support better care and outcomes for patients
during and after emergencies. In addition, this rule would advance
equity, increase access to culturally and linguistically appropriate
services, and address and improve outcomes and disparities in maternal
health care. Lastly, this rule would also advance equity and reduce
disparities across the continuum of care for patients by improving
transparency, patient education, and health literacy on the organ
donation and transplantation process. The proposals are in accordance
with Executive Orders 13985, 13988, 13995, and 14301 on Advancing
Racial Equity and Support for Underserved Communities through the
Federal Government, Preventing and Combating Discrimination on the
Basis of Gender Identity or Sexual Orientation, Ensuring an Equitable
Pandemic Response and Recovery, and on Advancing Equity, Justice, and
Opportunity for Asian Americans, Native Hawaiians, and Pacific
Islanders, respectively.
Summary of Legal Basis: There are various sections of the Social
Security Act (the Act) that define the types of providers and suppliers
that may participate in Medicare and Medicaid and list the requirements
that each provider and supplier must meet to be eligible for Medicare
and Medicaid participation. The Act also authorizes the Secretary to
establish other requirements as necessary to protect the health and
safety of patients, although the wording of such authority differs
slightly between provider and supplier types. Such requirements may
include the CoPs for providers, CfCs for suppliers, and requirements
for long term care facilities. The CoPs and CfCs are intended to
protect public health and safety and promote high quality care for all
persons. The Public Health Service (PHS) Act sets forth additional
regulatory requirements that certain Medicare providers and suppliers
are required to meet in order to participate. The statutory authority
to revise the health and safety standards for Medicare and Medicaid
participating providers and suppliers is contained within Section 1102
(42 U.S.C. 1302) of the Social Security Act. In addition, this rule
revises the health and safety regulations to advance health equity and
reduce disparities for all individuals in accordance with Executive
Orders 13985, 13988, 13995, and 14301 on Advancing Racial Equity and
Support for Underserved Communities through the Federal Government,
Preventing and Combating Discrimination on the Basis of Gender Identity
or Sexual Orientation, Ensuring an Equitable Pandemic Response and
Recovery, and on Advancing Equity, Justice, and Opportunity for Asian
Americans, Native Hawaiians, and Pacific Islanders, respectively.
Alternatives: In developing the policies contained in this rule, we
considered numerous alternatives, including maintaining existing
requirements. These alternatives will be described in the rule.
Anticipated Cost and Benefits: The provisions in this rule aim to
improve emergency preparedness, increase system resiliency, advance
health equity, improve maternal health care, increase access to care,
improve quality of care, and reduce health disparities for
[[Page 9366]]
all individuals. This regulation will ultimately remove barriers and
ensure continuous access to health care and improve quality of care for
all. As we move toward publication, estimates of the cost and benefits
of these provisions will be included in the rule.
Risks: This action furthers the goals of the Executive Orders on
Advancing Racial Equity and Support for Underserved Communities Through
the Federal Government (E.O. 13985), Executive Order on Preventing and
Combating Discrimination on the Basis of Gender Identity or Sexual
Orientation (E.O. 13988), Executive Order on Ensuring an Equitable
Pandemic Response and Recovery (E.O. 13995), and Executive Order on
Advancing Equity, Justice, and Opportunity for Asian Americans, Native
Hawaiians, and Pacific Islanders (E.O. 14301). While there may be some
risks associated with an increased burden on providers as a result of
these regulations, we believe benefits related to culturally and
linguistically appropriate services and improved maternal health care
would far outweigh any risks.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal, Local, State, Tribal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Lauren Oviatt, Acting Director, Division of Non-
Institutional Standards and Quality, Department of Health and Human
Services, Centers for Medicare & Medicaid Services, Center for Clinical
Standards and Quality, MS: C2-21-16, 7500 Security Boulevard,
Baltimore, MD 21244-1850, Phone: 410 786-4683, Email:
[email protected]
Related RIN: Merged with 0938-AV21
RIN: 0938-AU91
HHS--CMS
68. Appeal Rights for Certain Changes in Patient Status (CMS-4204)
[0938-AV16]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 1395ff
CFR Citation: 42 CFR 405; 42 CFR 476; 42 CFR 489.
Legal Deadline: None.
Abstract: Pursuant to a court order, this proposed rule would
establish new appeals processes for Medicare beneficiaries who have an
inpatient hospital admission changed to outpatient by a hospital, and
meet other conditions set forth in the order.
Statement of Need: This proposed rule sets forth new appeals
processes to implement a court order. In this order, the Department of
Health and Human Services (HHS) is directed to establish appeal process
for certain beneficiaries in Original Medicare who are initially
admitted to a hospital as an inpatient by a physician but whose status
during their stay is changed to outpatient receiving observation
services by the hospital, thereby effectively denying Part A coverage
for their hospital stay.
Summary of Legal Basis: This rule sets forth new appeals procedures
to implement the court order in Alexander v. Azar, 613 F. Supp. 3d 559
(D. Conn. 2020)), aff'd sub nom., Barrows v. Becerra, 24 F.4th 116 (2d
Cir. 2022). The authority for these changes is under various sections
of the Social Security Act (the Act).
Alternatives: None. This rule implements a court order.
Anticipated Cost and Benefits: This rule is not considered a
significant rule.
Risks: No risks are anticipated.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Agency Contact: David Danek, Health Insurance Specialist,
Department of Health and Human Services, Centers for Medicare &
Medicaid Services, Center for Medicare, MS: 2325, 7500 Security
Boulevard, Baltimore, MD 21244, Phone: 410 786-8249, Email:
[email protected].
RIN: 0938-AV16
HHS--CMS
69. Contract Year 2025 Policy and Technical Changes to the Medicare
Advantage, Medicare Prescription Drug Benefit, and Medicare Cost Plan
Programs, and Pace (CMS-4205) [0938-AV24]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: Pub. L. 115-271
CFR Citation: 42 CFR 422; 42 CFR 423; 42 CFR 460.
Legal Deadline: None.
Abstract: This proposed rule would make changes to strengthen and
improve the Medicare Advantage (Part C) and prescription drug benefit
(Part D) programs, and Programs of All-Inclusive Care for the Elderly
(PACE), and implement any legislative changes that are required by
January 1, 2025.
Statement of Need: This proposed rule is necessary to amend the
regulations for the Medicare Advantage (Part C) program, Medicare
Prescription Drug Benefit (Part D) program, Medicare cost plan program,
and Program of All- Inclusive Care for the Elderly (PACE) to implement
certain statutory requirements, to codify existing subregulatory
guidance, and based on our continued experience in the administration
of the programs.
Summary of Legal Basis: This rule addresses multiple sections of
the Social Security Act and proposes to codify existing Part C and Part
D subregulatory guidance. It would also implement certain sections of
the Bipartisan Budget Act of 2018 and the Consolidated Appropriations
Act (CAA), 2023.
Alternatives: This rule would implement provisions that require
public notice and comment and are necessary for the upcoming contract
year. We will continue to explore additional alternatives as we develop
the rule.
Anticipated Cost and Benefits: Preliminary estimates of the
anticipated costs and benefits of this proposed rule indicate minor
costs (under $50 million) associated with increased paperwork as well
as some savings to the Medicare Trust Fund. Numerical estimates are
pending and as we move toward publication, estimates of costs and
benefits will be included in the proposed rule.
Risks: Risks associated with the impact of this rule are under
development and will be included in the published rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/15/23 88 FR 78476
NPRM Comment Period End............. 01/05/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: None.
Agency Contact: Heather Barkes, Director, Division of Policy,
Analysis, and Planning, Department of Health and Human Services,
Centers for Medicare & Medicaid Services, Center for Medicare, MS: C4-
21-26, 7500 Security Boulevard, Baltimore, MD 21244, Phone: 410 786-
8615, Email: [email protected].
RIN: 0938-AV24
[[Page 9367]]
HHS--CMS
70. Minimum Staffing Standards for Long-Term Care Facilities and
Medicaid Institutional Payment Transparency Reporting (CMS-3442) [0938-
AV25]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect the private sector under
Public Law 104-4.
Legal Authority: 42 U.S.C. 181; 42 U.S.C. 1919; 42 U.S.C. 1902
CFR Citation: 42 CFR 483; 42 CFR 442; 42 CFR 438.
Legal Deadline: Final, Statutory, September 6, 2026, MMA sec. 902
requires Medicare final rules publish within 3 years of a proposed or
interim final rule.
Per the CMS notice published December 30, 2004 (69 FR 78442),
except for certain Medicare payment regulations and certain other
statutorily-mandated regulations, we schedule all Medicare final
regulations for publication within the 3-year standardized time limit
in the current Unified Agenda. We do not intend to delay publishing a
Medicare final regulation for 3 years if we are able to publish it
sooner.
Abstract: This rule establishes minimum staffing standards for
long-term care facilities, as part of the Biden-Harris Administration's
Nursing Home Reform initiative to ensure safe and quality care in long
term care facilities. In addition, this rule requires States to report
the percent of Medicaid payments for certain Medicaid-covered
institutional services that are spent on compensation for direct care
workers and support staff. Consistent with the Administration's
commitment to maximize transparency and public engagement, and to allow
communities greater opportunities to provide input in the regulatory
process, HHS sought the expertise of colleagues in the Office of
Management and Budget, the General Services Administration, and the
Consumer Financial Protection Bureau to inform an alternative approach
to public comments for the proposed nursing home minimum staffing rule.
The Department ultimately established and disseminated in public
materials a direct web link to allow a more accessible comment
submission path to the public, lowering the barriers to participation
for the nursing home residents, families, and facility staff who will
be directly impacted by this regulation.
Statement of Need: Ensuring that beneficiaries receive safe,
reliable, and quality nursing home care is a critical function of the
Medicare and Medicaid programs and a top priority of CMS. The COVID-19
Public Health Emergency (PHE) tragically caused unprecedented illness
and death among nursing home residents and workers. The PHE also
exacerbated staffing challenges experienced in many facilities and
further highlighted disparities in care and outcomes. Despite existing
requirements that facilities provide sufficient levels of staffing in
LTC facilities, chronic understaffing remains a significant concern.
This rule establishes minimum staffing standards for long-term care
facilities, as part of the Biden-Harris Administration's Nursing Home
Reform initiative to ensure safe and quality care in long-term care
facilities. In addition, this rule requires States to report the
percent of Medicaid payments for certain Medicaid-covered institutional
services that are spent on compensation for direct care workers and
support staff.
Summary of Legal Basis: Sections 1819 and 1919 of the Act authorize
the Secretary to issue requirements for participation in Medicare and
Medicaid, including such regulations as may be necessary to protect the
health and safety of residents (sections 1819(d)(4)(B) and
1919(d)(4)(B) of the Act).
Alternatives: In developing the policies contained in this rule, we
considered numerous alternatives. The proposed rule solicited comments
on alternative policy options that should be considered for
establishing minimum nurse staffing standards that would maintain
acceptable quality and safety within LTC facilities.
Anticipated Cost and Benefits: The proposed rule included an
estimated cost of $40.6 billion over 10 years for the 24/7 RN and the
0.55 RN and 2.45 NA hours per resident day (HPRD) requirements and $147
million for the Medicaid institutional payment transparency reporting
requirement. Quantified benefits include an estimated Medicare savings
of $2.5 billion over 10 years due to fewer hospitalizations and
emergency department visits, as well as increased resident discharges
to home or the community.
Risks: This action establishes minimum staffing standards that
nursing homes must meet in order to ensure that residents receive safe
and quality care in LTC facilities. The minimum staffing standards also
provide staff in LTC facilities with the support they need to safely
care for residents and reduce staff turnover and burnout, which can
lead to improved safety and quality for residents and staff. In
addition, the rule promotes public transparency related to the percent
of Medicaid payments for certain institutional services that are spent
on compensation to direct care workers and support staff. While there
may be additional costs to implement these requirements, the proposals
strike an appropriate balance between cost and benefit and are
necessary at this time to protect resident health and safety and ensure
their needs are met.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/06/23 88 FR 61352
NPRM Comment Period End............. 11/06/23
Final Action........................ 09/00/26
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: State.
Agency Contact: Ronisha Blackstone, Director, Division of
Institutional Quality Standards, Department of Health and Human
Services, Centers for Medicare & Medicaid Services, Center for Clinical
Standards and Quality, MS: S3-02-01, 7500 Security Boulevard,
Baltimore, MD 21244, Phone: 410 786-6882, Email:
[email protected].
RIN: 0938-AV25
HHS--CMS
Final Rule Stage
71. Streamlining the Medicaid, Chip, and BHP Application, Eligibility
Determination, Enrollment, and Renewal Processes (CMS-2421) [0938-AU00]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 1302
CFR Citation: 42 CFR 431; 42 CFR 435; 42 CFR 457; 42 CFR 600; . . .
Legal Deadline: None.
Abstract: This rule implements changes to simplify the processes
for eligible individuals to enroll and retain eligibility in Medicaid,
the Children's Health Insurance Program (CHIP), and the Basic Health
Program (BHP). The changes will be finalized in two rules. The first
final rule removes barriers and facilitates enrollment of new
applicants, particularly those dually eligible for Medicare and
Medicaid. The second final rule will follow in CY 2024 and implement
changes to align enrollment and renewal requirements for most
individuals in Medicaid; establish beneficiary protections related to
returned mail; create timeliness
[[Page 9368]]
requirements for redeterminations of eligibility in Medicaid and CHIP;
make transitions between programs easier; eliminate access barriers for
children enrolled in CHIP by prohibiting premium lock-out periods,
waiting periods, and benefit limitations; and modernize recordkeeping
requirements to ensure proper documentation of eligibility and
enrollment.
Statement of Need: Since the implementation of the Affordable Care
Act (ACA), CMS has made improvements in streamlining the Medicaid and
CHIP application, eligibility determination, enrollment, and renewal
processes. Simplifying enrollment in Medicaid and CHIP coverage is a
foundational step in efforts to address health disparities for low-
income individuals. However, gaps remain in States' ability to
seamlessly process beneficiaries' eligibility and enrollment in order
to maximize coverage. This rule will provide States with the tools they
need to reduce unnecessary barriers to enrollment in Medicaid and CHIP
and to keep eligible beneficiaries covered. CMS engaged in a series of
discussions with state Medicaid and CHIP agencies during development of
the proposed rule, to examine enrollment barriers and discuss potential
options for relief.
Summary of Legal Basis: This rule responds to the January 28, 2021,
Executive Order on Strengthening Medicaid and the Affordable Care Act.
It addresses components of title XIX and title XXI of the Social
Security Act and several sections of the Patient Protection and
Affordable Care Act (Pub. L. 111-148) and the Health Care and Education
Reconciliation Act of 2010 (Pub. L. 111-152), which amended and revised
several provisions of the Patient Protection and Affordable Care Act.
Alternatives: In developing the policies contained in this rule, we
considered numerous alternatives, including maintaining existing
requirements. These alternatives are described in the rule.
Anticipated Cost and Benefits: The provisions in this rule will
streamline Medicaid and CHIP enrollment processes and ensure that
eligible beneficiaries can maintain coverage. While states and the
Federal Government will incur initial costs to implement these changes,
this rule aims to reduce administrative barriers to enrollment, which
is expected to reduce administrative costs over time. The provisions in
this rule are designed to increase access to affordable health
coverage, and we believe that the benefits will justify the costs.
Additionally, through clear and consistent requirements for the timely
renewal of eligibility for all beneficiaries, this rule promotes
program integrity, thereby protecting taxpayer funds at both the state
and federal levels. As we move toward publication, estimates of the
cost and benefits of these provisions will be included in the rule.
Risks: We anticipate that the provisions of this rule will further
the administration's goal of strengthening Medicaid and making high-
quality health care accessible and affordable for every American. At
the same time, through clear and consistent requirements for conducting
regular renewals of eligibility, acting on changes reported by
beneficiaries and maintaining thorough recordkeeping on these
activities, this rule will reduce the risk of improper payments.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/07/22 87 FR 54760
NPRM Comment Period End............. 11/07/22
1st Final Action.................... 09/21/23 88 FR 65230
1st Final Action Effective.......... 11/17/23
2nd Final Action.................... 02/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, Local, State.
Agency Contact: Sarah Delone, Deputy Director, Children and Adults
Health Programs Group, Department of Health and Human Services, Centers
for Medicare & Medicaid Services, Center for Medicaid and CHIP
Services, MS: S2-01-16, 7500 Security Boulevard, Baltimore, MD 21244,
Phone: 410 786-5647, Email: [email protected].
RIN: 0938-AU00
HHS--CMS
72. Short-Term, Limited-Duration Insurance; Independent, Noncoordinated
Excepted Benefits Coverage; Level-Funded Plan Arrangements; and Tax
Treatment of Certain Accident and Health Insurance (CMS-9904) [0938-
AU67]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: Pub. L. 111-148, title I
CFR Citation: 45 CFR 144; 45 CFR 146; 45 CFR 148.
Legal Deadline: None.
Abstract: This final rule amends the definition of short-term,
limited duration insurance, which is excluded from the definition of
individual health insurance coverage under the Public Health Service
Act. This document also sets forth amendments to the requirements for
hospital indemnity or other fixed indemnity insurance to be considered
an excepted benefit in the group and individual health insurance
markets. This document further sets forth amendments to clarify the tax
treatment of certain benefit payments in fixed amounts received under
employer-provided accident and health plans.
Statement of Need: These changes support the goals of the
Affordable Care Act (ACA) by increasing access to affordable and
comprehensive coverage, strengthening health insurance markets, and
promoting consumer understanding of coverage options. Consistent with
E.O. 14094, and accompanying OIRA guidance on Broadening Public
Participation and Community Engagement in the Regulatory Process, and
E.O. 12866, the Departments met with interested parties representing
consumer advocacy and supplemental benefits industry representatives at
the request of those parties.
Summary of Legal Basis: The Department of Health and Human Services
regulations are adopted pursuant to the authority contained in sections
2701 through 2763, 2791, 2792, 2794, 2799A-1 through 2799B-9 of the PHS
Act (42 U.S.C. 300gg-300gg-63, 300gg-91, 300gg-92, 300gg-94, 300gg-
300gg139), as amended.
Alternatives: In developing the rule, the Departments considered
different approaches, including alternative amendments to the
definition of short-term, limited-duration insurance, alternative
amendments to the consumer notices for short-term, limited-duration
insurance and fixed indemnity excepted benefits coverage, and
alternative applicability timelines.
Anticipated Cost and Benefits: These changes are expected to
increase consumer understanding of short-term, limited-duration
insurance and fixed indemnity excepted benefits coverage as compared to
comprehensive health insurance coverage and to strengthen markets for
comprehensive health insurance coverage. These changes are also
expected to reduce harm caused to consumers who enroll in short-term,
limited- duration insurance or fixed indemnity excepted benefits
coverage as an alternative to or replacement for comprehensive health
insurance coverage. The changes to the definition of short-term,
limited-duration insurance are expected to increase enrollment in
comprehensive coverage, reduce gross premiums for individuals
[[Page 9369]]
enrolled in individual health insurance coverage purchased on an
Exchange, and decrease Federal expenditures on the premium tax credit.
These changes may increase premium costs for individuals who switch
from short-term, limited-duration insurance to comprehensive health
insurance coverage and are not eligible for government subsidies. They
may also increase the number of uninsured individuals if some
individuals with short-term, limited-duration insurance do not switch
to comprehensive health insurance coverage or purchase short-term,
limited-duration insurance from another issuer.
Risks: Due to a lack of data and information, areas of uncertainty
include the forecasting of enrollment changes and the potential impacts
to risk pools, premiums, Federal expenditures, and compensation for
agents and brokers selling these products.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/12/23 88 FR 44596
NPRM Comment Period End............. 09/11/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal, State.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Lindsey Murtagh, Director, Market-Wide Regulation
Division, Department of Health and Human Services, Centers for Medicare
& Medicaid Services, Center for Consumer Information and Insurance
Oversight, 7500 Security Boulevard, Baltimore, MD 21244, Phone: 301
492-4106, Email: [email protected].
RIN: 0938-AU67
HHS--CMS
73. Ensuring Access to Medicaid Services (CMS-2442) [0938-AU68]
Priority: Other Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 1302
CFR Citation: 42 CFR 431; 42 CFR 438; 42 CFR 441; 42 CFR 447.
Legal Deadline: None.
Abstract: This rule addresses elements related to assuring access
in Medicaid and/or the Children's Health Insurance Program (CHIP).
These elements include processes that support the implementation of a
comprehensive access strategy as well as payment processes, such as
those related to specific payment systems.
Statement of Need: In order to assure equitable access to health
care for all Medicaid and CHIP beneficiaries across all delivery
systems, access regulations need to be multi-factorial and focus beyond
payment rates. Barriers to accessing health care services can be as
heterogeneous as Medicaid and CHIP populations which can be measured
through provider availability and provider accessibility to realized or
perceived access barriers which can be measured through utilization and
satisfaction with services. The final rule takes a comprehensive
approach to improving access to care, quality and health outcomes, and
better addressing health equity issues in the Medicaid program across
fee-for-service (FFS), managed care delivery systems, and in home and
community-based services (HCBS) programs. These improvements seek to
increase transparency and accountability, standardize data and
monitoring, and create opportunities for States to promote active
beneficiary engagement in their Medicaid programs, with the goal of
improving access to care.
Summary of Legal Basis: Section 1902(a)(30)(A) of the Act requires
states to ``assure that payments are consistent with efficiency,
economy, and quality of care and are sufficient to enlist enough
providers so that care and services are available under the plan at
least to the extent that such care and services are available to the
general population in the geographic area.'' In addition, 2402(a) of
the Affordable Care Act directs the Secretary to promulgate regulations
ensuring that all states develop service systems that: (1) are
responsive to the needs of beneficiaries receiving HCBS and enable them
to maximize their independence; (2) provide necessary support and
coordination for beneficiaries in need of such services and their
caregivers; and (3) improve coordination and regulation of providers of
such services to oversee and monitor functions, including a complaint
system, and ensure that there are an adequate number of qualified
direct care workers to provide self-directed services. Further, Section
1902(a)(4) of the Act is a longstanding statutory provision that, as
implemented in part in regulations currently codified at 42 CFR 431.12,
requires States to have a Medical Care Advisory Committee (MCAC) in
place to advise the State Medicaid agency about health and medical care
services.
Alternatives: In developing the policies contained in this rule, we
considered numerous alternatives, including maintaining existing
requirements. These alternatives are described in the rule.
Anticipated Cost and Benefits: This rule is expected to result in
potential costs for states to come into and remain in compliance.
Estimates for associated costs are unknown at this time and may vary by
state. Information about anticipated costs will be included in the
rule.
Risks: Risks of this rule are still under development and will be
included in the final rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/03/23 88 FR 27960
NPRM Comment Period End............. 07/03/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: State.
Agency Contact: Karen Llanos, Director, Medicaid Innovation
Accelerator Program and Strategy Support, Department of Health and
Human Services, Centers for Medicare & Medicaid Services, Center for
Medicaid and CHIP Services, MS: S2-04-28, 7500 Security Boulevard,
Baltimore, MD 21244, Phone: 410 786-9071, Email:
[email protected].
RIN: 0938-AU68
HHS--CMS
74. Coverage of Certain Preventive Services Under the Affordable Care
Act (CMS-9903) [0938-AU94]
Priority: Other Significant.
Legal Authority: Pub. L. 111-148, sec. 1001
CFR Citation: 45 CFR 147; 45 CFR 156.
Legal Deadline: None.
Abstract: This rule amends the final rules regarding religious and
moral exemptions and accommodations regarding coverage of certain
preventive services under title I of the Patient Protection and
Affordable Care Act.
Statement of Need: Previous rules, regulations, and court decisions
have left many women without contraceptive coverage and access to
contraceptive services without cost sharing. This rule seeks to address
religious objections to providing contraceptive coverage by honoring
the entities' religious objections, while also ensuring that women
enrolled in a group health plan established or maintained, or in health
insurance coverage offered or arranged,
[[Page 9370]]
by an objecting entity described in 45 CFR 147.132(a), which does not
invoke the optional accommodation (if eligible), have the opportunity
to obtain contraceptive services at no cost. This rule would also
eliminate the exemption for entities and individuals that object to
contraceptive coverage based on non-religious moral beliefs, which
prevents access to contraceptive services without cost sharing.
Summary of Legal Basis: The Department of Health and Human Services
regulations are adopted pursuant to the authority contained in sections
2701 through 2763, 2791, 2792, 2794, 2799A-1 through 2799B-9 of the PHS
Act (42 U.S.C. 300gg-63, 300gg-91, 300gg-92, 300gg-94, 300gg-139), as
amended.
Alternatives: In developing this rule, the Departments considered
various alternative approaches. The Departments considered maintaining
the exemption (along with the existing accommodations and the proposed
individual contraceptive arrangement) with respect to group health
plans, health insurance issuers, and institutions of higher education
that have a non-religious, moral objection to contraceptive coverage.
With respect to individuals enrolled in coverage through entities that
have a religious objection to contraceptive coverage, the Departments
considered an approach under which contraceptive coverage would be
available through separate individual insurance policies that cover
only contraceptives and in which participants, beneficiaries, and
enrollees would have to separately enroll if they desired contraceptive
coverage. The Departments also considered an approach under which, if
an objecting entity designs or contracts for a health plan without
contraceptive coverage, the contraceptive coverage requirement would
apply directly to the issuer in the case of a fully insured plan, or
the third party administrator in the case of a self-insured plan. The
issuer or third party administrator would then be required to fulfill
its separate and independent obligation to provide contraceptive
coverage. With respect to the proposed changes to 45 CFR 156.50(d), in
addition to the proposed submission requirements on the part of the
participating issuer, HHS considered whether to condition a provider of
contraceptive services' participation in the individual contraceptive
arrangement on the submission to HHS of additional information. In
addition to an arrangement with a participating issuer on the
Federally-facilitated Exchange or a State-based Exchange on the Federal
Platform, HHS considered whether to allow a provider of contraceptive
services to arrange with a third party administrator to submit
documentation to HHS on their behalf under 45 CFR 156.50(d).
Anticipated Cost and Benefits: This rule is expected to increase
access to contraceptive services without cost sharing through the
individual contraceptive arrangement for eligible individuals and the
elimination of the exemption for entities and individuals that object
to contraceptive coverage based on non-religious moral beliefs. This
rule would increase health equity given the disproportionate burden of
out-of-pocket spending on contraceptive services currently faced by
low-income individuals (as those individuals with lower incomes must
spend a greater percentage of their incomes on contraceptive services).
This rule would also lead to better health outcomes for eligible
individuals by increasing access to contraceptive services and reducing
unintended pregnancies Participating providers of contraceptive
services (including clinicians, facilities, and pharmacies) and issuers
would incur costs associated with entering into signed agreements for
reimbursement of costs associated with the provision of contraceptive
services to eligible individuals, including costs of verifying consumer
eligibility and other associated administrative costs. Eligible
individuals would incur costs associated with participating in the
individual contraception arrangement, including confirming eligibility
to their provider of contraceptive services. HHS estimates the total
cost to providers of contraceptive services, issuers, and eligible
individuals to be approximately $30.2 million annually. The rule would
also lead to a reduction in health care costs for individuals, issuers,
group health plan sponsors, and states due to reductions in unintended
pregnancies.
Risks: The Departments do not have information on the number of
entities and individuals that have claimed a moral exemption to
providing contraceptive coverage and are therefore uncertain of the
amount of the potential transfer from plans and issuers to
participants, beneficiaries, and enrollees due to reduced out- of-
pocket spending on contraceptive services associated with the proposed
elimination of the exemption for entities and individuals that object
to contraceptive coverage based on nonreligious moral beliefs. The
Departments estimate that the provision of the individual contraceptive
arrangement could lead to a transfer from the Federal Government to
individuals (via issuers to providers of contraceptive services) of
approximately $49.9 million annually. This estimate is uncertain due to
the limited information available in the 2019 user fee adjustment data.
The Departments are uncertain as to how the number of participating
providers might vary (for example, across rural and urban areas) and
how this variation might affect access to services under the individual
contraceptive arrangement. Due to the lack of data, the Departments are
unable to develop a precise estimate of the number of eligible
individuals who might participate in the individual contraceptive
arrangement. This overall lack of data leads to uncertainty regarding
the magnitudes of the total cost savings to eligible individuals and
any resulting potential cost savings to states (associated with reduced
spending on State-funded programs that provide contraceptive services
or a potential reduction in the number of unintended pregnancies that
would otherwise impose costs to states).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/02/23 88 FR 7236
NPRM Comment Period End............. 04/03/23
Final Action........................ 08/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, Local, State.
Agency Contact: Lindsey Murtagh, Director, Market-Wide Regulation
Division, Department of Health and Human Services, Centers for Medicare
& Medicaid Services, Center for Consumer Information and Insurance
Oversight, 7500 Security Boulevard, Baltimore, MD 21244, Phone: 301
492-4106, Email: [email protected].
RIN: 0938-AU94
HHS--CMS
75. Medicaid and Children's Health Insurance Program (CHIP) Managed
Care Access, Finance, and Quality (CMS-2439) [0938-AU99]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 1302
CFR Citation: 42 CFR 430; 42 CFR 438; 42 CFR 457.
Legal Deadline: None.
Abstract: This rule implements additional parameters under managed
care delivery systems related to access to care requirements, States'
use of In Lieu of Services or Settings (ILOS), State directed payments,
quality rating systems, and other policy and reporting
[[Page 9371]]
changes to ensure the efficient operation of State managed care
programs.
Statement of Need: This rule advances CMS' efforts to improve
access to care, quality and health outcomes, and better address health
equity issues for Medicaid and CHIP managed care enrollees. The rule
specifically addresses standards for timely access to care and States'
monitoring and enforcement efforts, clarifies standards State directed
payments and certain quality reporting requirements, adds new standards
that would apply when States use ILOSs to promote effective utilization
and identify the scope and nature of ILOS, specifies medical loss ratio
(MLR) requirements, and establishes a quality rating system (QRS) for
Medicaid and CHIP managed care plans.
Summary of Legal Basis: States may implement a Medicaid managed
care delivery system using four Federal authorities: sections 1915(a),
1915(b), 1932(a), and 1115(a) of the Social Security Act (the Act), and
a CHIP managed care delivery system using two Federal authorities
sections 2101(a) and 2107(e)(2)(A) of the Act.
Alternatives: In developing the policies contained in this rule, we
considered numerous alternatives, including maintaining existing
requirements. These alternatives are described in the rule.
Anticipated Cost and Benefits: We anticipate that most of the
provisions in this rule will minimally or moderately increase
administrative burden and associated costs. Certain provisions
including State directed payments, MLR reporting standards, and ILOS
could potentially have a significant impact on the associated and
corresponding managed care payments. Information about anticipated
costs will be included in the final rule.
Risks: Risks of this rule are still under development and will be
included in the published rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/03/23 88 FR 28092
NPRM Comment Period End............. 07/03/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: State.
Agency Contact: John Giles, Director, Division of Managed Care
Policy, Department of Health and Human Services, Centers for Medicare &
Medicaid Services, Center for Medicaid and CHIP Services, MS: S2-01-16,
7500 Security Boulevard, Baltimore, MD 21244, Phone: 410 786-1255,
Email: [email protected].
RIN: 0938-AU99
HHS--CMS
Long-Term Actions
76. Disclosures of Ownership and Additional Disclosable Parties
Information for Skilled Nursing Facilities and Nursing Facilities (CMS-
6084) [0938-AU90]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 1302; 42 U.S.C. 1395hh
CFR Citation: 42 CFR 424; 42 CFR 455.
Legal Deadline: Final, Statutory, February 15, 2026, MMA sec. 902
requires Medicare final rules publish within 3 years of a proposed or
interim final rule.
Per the CMS notice published December 30, 2004 (69 FR 78442),
except for certain Medicare payment regulations and certain other
statutorily-mandated regulations, we schedule all Medicare final
regulations for publication within the 3-year standardized time limit
in the current Unified Agenda. We do not intend to delay publishing a
Medicare final regulation for 3 years if we are able to publish it
sooner.
Abstract: This rule implements portions of section 6101 of the
Patient Protection and Affordable Care Act (Affordable Care Act), which
requires the disclosure of certain ownership, managerial, and other
information regarding Medicare skilled nursing facilities (SNFs) and
Medicaid nursing facilities.
Statement of Need: This rule is necessary for CMS and states to
obtain important data about the owners and operators of nursing
facilities. This will better enable CMS and states to monitor the
ownership and management of these providers; this is an especially
critical consideration given documented quality issues and differences
in outcomes in nursing facilities with certain types of owners, such as
private equity firms. The rule would also serve as an important
component of this Administration's initiative to improve the safety,
quality, and accountability of nursing homes.
Summary of Legal Basis: Section 6101(a) of the Affordable Care Act
(Pub. L. 111-148) added a new section 1124(c) to the Social Security
Act (the Act). This provision established requirements for the
disclosure of information about the owners and operators of Medicare
SNFs and Medicaid nursing facilities.
Alternatives: None. This rule implements a statutory requirement.
Anticipated Cost and Benefits: We believe the data furnished under
this regulation will help CMS more closely monitor the ownership and
management of nursing facilities. This, in conjunction with the
Administration's other initiatives, could help improve beneficiary
care, although potential benefits cannot be monetarily quantified. As
discussed in the published proposed rule, the lone category of costs
associated with this rule involves nursing facilities' submission of
the required information. We do not anticipate any direct savings or
transfers principally because the rule merely involves the submission
of data for CMS or state review.
Risks: No risks are anticipated.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/15/23 88 FR 9820
NPRM Comment Period End............. 04/14/23
Final Action........................ 02/00/26
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, State.
Agency Contact: Frank Whelan, Health Insurance Specialist,
Department of Health and Human Services, Centers for Medicare &
Medicaid Services, Center for Program Integrity, MS: AR-18-50, 7500
Security Boulevard, Baltimore, MD 21244, Phone: 410 786-1302, Email:
[email protected].
RIN: 0938-AU90
HHS--CMS
Completed Actions
77. Hospital Outpatient Prospective Payment System: Remedy for 340B-
Acquired Drugs Purchased in Cost Years 2018-2022 (CMS-1793) (Section
610 Review) [0938-AV18]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
CFR Citation: 42 CFR 419.
Abstract: This final rule describes the agency's actions to comply
with the remand from the district court to craft a remedy in light of
the United States Supreme Court's decision in American Hospital
Association v. Becerra, 142 S. Ct. 1896 (2022), relating to the
adjustment of Medicare payment rates for drugs acquired under the 340B
[[Page 9372]]
Program from calendar year (CY) 2018 through September 27th of CY 2022.
Statement of Need: From CY 2018 through September 27th of CY 2022,
CMS paid a lower rate (generally ASP minus 22.5 percent) to certain
hospitals for drugs acquired through the 340B discount program. The
purpose of this policy was to pay these hospitals for 340B drugs at a
rate that more accurately reflected the actual costs they incurred to
acquire them. This 340B policy was the subject of several years of
litigation, which culminated in a decision of the Supreme Court of the
United States in American Hospital Association v. Becerra, 142 S. Ct.
1896 (2022), which held that if CMS has not conducted a survey of
hospitals' acquisition costs, it may not vary the payment rates for
outpatient prescription drugs by hospital group. The Supreme Court
subsequently remanded the case, and the district court ultimately
ordered CMS to implement a remedy to address the reduced payment
amounts to the plaintiff hospitals from CY 2018 through September 27th
of CY 2022.
Summary of Legal Basis: Under the Hospital Outpatient Prospective
Payment System (OPPS), we generally set payment rates for separately
payable drugs and biologicals (hereinafter referred to collectively as
drugs) under section 1833(t)(14)(A) of the Social Security Act (the
Act). Section 1833(t)(14)(A)(iii)(II) of the Act provides that, if
hospital acquisition cost data are not available, the payment amount is
the average price for the drug in a year established under section
1842(o), section 1847A, or section 1847B of the Act, as the case may
be. Payment rates for drugs are usually established under section 1847A
of the Act, which generally sets a default rate of the average sales
price (ASP) plus 6 percent. Section 1833(t)(14)(A)(iii)(II) of the Act
also provides that the average price for the drug in the year as
established under section 1847A of the Act is calculated and adjusted
by the Secretary of the Department of Health and Human Services
(Secretary) as necessary for purposes of paragraph (14).
Alternatives: We evaluated several options to determine which
remedy would best achieve the objectives of unwinding the unlawful 340B
payment policy while making certain OPPS providers as close to whole as
is administratively feasible. A discussion of these options, including
our reasons for not moving forward with them, will be included in the
final rule.
Anticipated Cost and Benefits: To comply with statutory budget
neutrality requirements, we plan to annually reduce OPPS payments for
non-drug items and services beginning in CY 2025 by decreasing the OPPS
conversion factor by 0.5 percent each year, until a total offset of an
estimated $7.8 billion is reached.
Risks: Any risks regarding potential impacts will be included in
the final rule.
Completed:
------------------------------------------------------------------------
Reason Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/11/23 88 FR 44078
Final Action........................ 11/08/23 88 FR 77150
Final Action Effective.............. 01/08/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses, Governmental Jurisdictions.
Government Levels Affected: Federal, Local, State.
Agency Contact: Elise Barringer, Health Insurance Specialist,
Department of Health and Human Services, Centers for Medicare &
Medicaid Services, Center for Medicare, MS: C4-03-06, 7500 Security
Boulevard, Baltimore, MD 21244, Phone: 410 786-9222, Email:
[email protected].
RIN: 0938-AV18
HHS--ADMINISTRATION FOR CHILDREN AND FAMILIES (ACF)
Proposed Rule Stage
78. Strengthening Temporary Assistance for Needy Families (TANF) as a
Safety Net Program [0970-AC97]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 609
CFR Citation: 45 CFR 260.
Legal Deadline: None.
Abstract: This rule would improve the effectiveness and integrity
of the Temporary Assistance for Needy Families (TANF) program as a
safety net program by clarifying allowable uses of TANF funds and
reducing administrative burden. The rule takes into account concerns
from Members of Congress from both parties who are focused on ensuring
TANF funds are serving their intended purpose, and advances the Biden-
Harris Administration's priority for economic growth through investment
in American families. The rule aims to ensure TANF funds are used in
accordance with the statute, focusing on services that support families
to meet their basic needs, get access to opportunities in the job
market, and remain together.
Statement of Need: In fiscal year (FY) 2020, combined federal TANF
and state maintenance-of-effort (MOE) expenditures and transfers
totaled $31.6 billion. Of that amount only 22 percent was spent on
basic assistance, compared to 71 percent in FY 1997. As a result, TANF
currently serves less than 25 percent of eligible families across the
country, as compared to 1997 when TANF served almost 70 percent of
eligible families. The rule aims to address these shortcomings and
would align with the Administration's efforts to increase opportunities
for economic mobility for low-income families. The NPRM may consider
changes around use of funds, eligible families, state MOE spending, and
work flexibilities.
Summary of Legal Basis: The proposed regulations will relate to
allowable spending, eligible work activities and penalties, and
administrative simplification. The NPRM would be issued under the
Secretary's authority to issue regulations where Congress has charged
the Department with enforcing penalties, 42 U.S.C. 609.
Alternatives: In the absence of these regulatory changes, states
will not experience any relief in their administrative burden to
operate the TANF program and these changes will improve program
integrity and access to services.
Anticipated Cost and Benefits: This NPRM imposes no costs on the
Federal government nor does it change overall funding amounts for
States, territories, and tribes, as TANF is a fixed block grant. We
anticipate a benefit in the transfer of funding toward critical
supports to families experiencing economic hardships.
Risks: While we expect more low-income families to receive TANF
benefits and receive more effective work-related services, this action
may result in states having to increase their own spending to fund
activities previously funded by federal TANF dollars or previously
counted as state MOE spending.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/02/23 88 FR 67697
NPRM Comment Period End............. 12/01/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Deborah List, Associate Deputy Director, Office of
Family Assistance, Department of Health and Human Services,
[[Page 9373]]
Administration for Children and Families, 330 C Street SW, Washington,
DC 20201, Phone: 202 401-5488, Email: [email protected].
RIN: 0970-AC97
HHS--ACF
79. Employment and Training Services for Noncustodial Parents in the
Child Support Services Program [0970-AD00]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 1302
CFR Citation: 45 CFR part 302; 45 CFR part 303; 45 CFR part 304.
Legal Deadline: None.
Abstract: In an effort to make the child support program more
effective and to increase regular child support payments, the Office of
Child Support Services will propose to allow child support agencies to
strengthen supportive services for noncustodial parents.
Statement of Need: Currently, IV-D agencies have many enforcement
tools to collect child support from noncustodial parents who are able
to pay their child support, but these enforcement tools are less
effective in collecting support from unemployed noncustodial parents.
Many of these parents face significant barriers to employment and could
benefit from employment and training services, but rarely receive them.
This Notice of Proposed Rulemaking (NPRM) would explore options for
providing nonduplicative employment and training services to unemployed
noncustodial parents, which will help them become employed and pay
their child support.
Summary of Legal Basis: This NPRM is published under the authority
granted to the Secretary of Health and Human Services by section 1102
of the Social Security Act (Act), 42 U.S.C. 1302.
Alternatives: There are no satisfactory alternatives to publishing
this NPRM that provide improved child support program effectiveness.
Anticipated Cost and Benefits: To Be Determined.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Chad Edinger, Program Specialist, Department of
Health and Human Services, Administration for Children and Families,
330 C Street SW, Washington, DC 20201. Phone: 303 844-1213, Email:
[email protected].
RIN: 0970-AD00
HHS--ACF
80. Supporting the Head Start Workforce and Other Quality Improvements
[0970-AD01]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 9801; 42 U.S.C. 9836a; 42 U.S.C. 9839
CFR Citation: 45 CFR parts 1302 and 1305.
Legal Deadline: None.
Abstract: This NPRM will propose changes to the Head Start Program
Performance Standards to better support the Head Start workforce and to
maintain the quality of comprehensive Head Start services.
Statement of Need: This notice of proposed rulemaking (NPRM)
proposes to add new provisions to the Head Start Program Performance
Standards to increase pay and support the Head Start workforce, make
improvements to the overall quality of Head Start program services, and
strengthen mental health supports. Head Start programs serve hundreds
of thousands of children ages birth to five, pregnant women, and their
families each year. This NPRM is critical to improving the quality,
stability, and continuity of Head Start services for children and
families.
Summary of Legal Basis: ACF publishes this NPRM under the authority
granted to the Secretary of Health and Human Services by sections 641A,
645, 645A, 648A, and 653 of the Act (42 U.S.C. 9836a, 9840, 9840a,
9843a, and 9848), as amended by the Improving Head Start for School
Readiness Act of 2007 (Pub. L. 110-134).
Alternatives: One alternative is to keep the status quo and not put
forward this proposed rule. This would likely result in the workforce
crisis continuing, which ultimately has a negative impact on the
quality of services for the children and families Head Start aims to
serve and enrollment levels may continue to decline as programs have
difficulty filling vacancies.
Another alternative is to allow this NPRM to be published and move
forward to a final rule. This would stabilize the Head Start workforce
and enable Head Start programs to provide consistent, high-quality
services to children and families.
Anticipated Cost and Benefits: The costs associated with this
proposed rule include the funding required for implementing
compensation requirements proposed in the rule. Another potential cost
is that burden on programs may temporarily increase as they work to
implement the proposed requirements.
The benefits associated with the proposed rule include a more
stable Head Start workforce and high-quality services consistently
provided to all children and families served by Head Start. ACF
strongly believes the anticipated benefits of this proposed rule far
outweigh the potential costs.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses, Organizations.
Government Levels Affected: None.
Agency Contact: Lindsey A. Hutchison, Senior Policy Analyst,
Department of Health and Human Services, Administration for Children
and Families, 330 C Street SW, #4305B, Washington, DC 20201, Phone: 904
860-7032, Email: [email protected].
RIN: 0970-AD01
HHS--ACF
81. Safe and Appropriate Foster Care Placement Requirements
for Titles IV-E and IV-B (Section 610 Review) [0970-AD03]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 671(a)(16); 42 U.S.C. 622(b)(8)(A)(ii);
42 U.S.C. 675(1)(B); 42 U.S.C. 675(5))
CFR Citation: CFR 1355.22; CFR 1355.34.
Legal Deadline: None.
Abstract: This rule will propose to clarify that title IV-E/IV-B
agencies are required to offer safe and appropriate foster care
placements, including processes to ensure children can request such
placements and agencies must respond to concerns about those
placements, for children in foster care who identify as lesbian, gay,
bisexual, transgender, queer or questioning, intersex (LGBTQI+). The
rule will not interfere with faith-based child welfare providers
continue to partner with title IV-E/IV-B agencies in a way that does
not interfere with those providers' sincerely held religious beliefs.
[[Page 9374]]
Statement of Need: To support States and tribes in complying with
Federal laws that require that all children in foster care receive safe
and proper care, the proposed rule would clarify the processes and
requirements to State child welfare agencies must follow to ensure
children in foster care who identity as LGBTQI+ are provided with
placements the agency designates as safe and appropriate for an LGBTQI+
child, and with services that are necessary to support their health and
wellbeing. These requirements clarify how title IV-E/IV-B agencies must
meet IV-E and IV-B statutory requirements, including for the case
review system and case plan, to appropriately serve children in foster
care who identify as LGBTQI+. While the general requirements for the
case review system are not new, ACF is proposing to prescribe how
agencies must implement the requirements to provide placements and
services to children in foster care who identity as LGBTQI+.
Summary of Legal Basis: Sections 471(a)(16), 422(b), and 475(1)(B)
of the Social Security Act.
Alternatives: As an alternative to this NPRM, ACF has already
provided sub-regulatory guidance requiring agencies to implement the
provisions of the NPRM for children who identify as LGBTQI+. However,
this guidance did not have the force of law and thus was not sufficient
to effectively ensure that LGBTQI+ children and youth in foster care
receive appropriate placements and services.
Anticipated Cost and Benefits: The benefits of this NPRM are that
placing children in foster care with providers the agencies designate
as safe and appropriate for LGBTQI+ children will reduce the negative
experiences of such children by allowing them to have access to needed
care and services and to be placed in nurturing placement settings with
caregivers who have received appropriate training. Ensuring such
placements may also reduce LGBTQI+ foster children's high rates of
homelessness, housing instability and food insecurity. ACF acknowledges
that there will be a cost to implement changes made by this proposed
rule as we anticipate that a majority of states would need to expand
their efforts to recruit and identify providers and foster families
that the state or tribe could designate as safe and appropriate
placements for a LGBTQI+ child. This cost would vary depending on an
agency's available resources to implement a final rule, though Federal
financial participation is available to agencies for eligible
administrative expenses, including expenses for recruiting and
identifying providers and foster families that could be designated as
safe and appropriate placements for an LGBTQI+ child.
Risks: TBD.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/28/23 88 FR 66752
NPRM Comment Period End............. 11/27/23 .......................
Final Action........................ 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, Local, State, Tribal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Kathleen McHugh, Director, Division of Policy,
Children's Bureau, ACYF/ACF/HHS, Department of Health and Human
Services, Administration for Children and Families, 330 C Street SW,
Room 3411, Washington, DC 20201, Phone: 202 401-5789, Fax: 202 205-
8221, Email: [email protected].
RIN: 0970-AD03
HHS--ACF
Final Rule Stage
82. Improving Child Care Access, Affordability, and Stability in the
Child Care and Development Fund (CCDF) [0970-AD02]
Priority: Section 3(f)(1) Significant. Major status under 5 U.S.C.
801 is undetermined.
Legal Authority: The Child Care and Development Block Grant (CCDBG)
Act of 1990, as amended (42 U.S.C. 9858 et seq.); sec.418 of the Social
Security Act (42 U.S.C. 618)
CFR Citation: 45 CFR part 98.
Legal Deadline: None.
Abstract: This final rule would update the Child Care and
Development Fund (CCDF) regulations to ease eligible families'
enrollment in the child care subsidy system and increase participating
families' access to a range of high-quality child care options for
which they may use child care subsidies. The changes would address: (1)
Family copayments; (2) provider payment rates and practices; (3) child
eligibility determination and re-determination; and (4) technical
changes.
Statement of Need: This final rule amends Child Care and
Development Fund (CCDF) regulations in four areas: (1) family co-
payments; (2) provider payment rates and practices; (3) child
enrollment and eligibility determination; and, (4) technical changes.
These changes will lower child care costs for families, increase
parent's child care options, reduce barriers to receiving child care
assistance, increase payments to providers, support higher program
quality, and improve child care stability.
The Child Care and Development Block Grant (CCDBG) Act, together
with Section 418 of the Social Security Act, authorize the CCDF, which
is the primary Federal funding source devoted to supporting families
with low incomes access child care and to increasing the quality of
child care for all children. Fiscal year (FY) 2023 funding was over $11
billion by formula to states, territories, and tribes. CCDF child care
subsidies support children's positive and healthy development and
family economic wellbeing, enabling parents to pursue employment,
education, and training opportunities. More than 900,000 families and
1.5 million children benefit from CCDF financial assistance each month.
Congress last authorized the CCDBG Act in 2014, and the Department
of Health and Human Services (HHS) published final regulations
clarifying the new provisions of the Act in September 2016. These
statutory and regulatory actions included significant changes to the
CCDF program. In the years since 2016 Final Rule, CCDF agencies have
taken significant steps to implement the requirements, but child care
remains a broken system in crisis due to chronic underinvestment.
Parents struggle to find affordable high-quality child care that meets
their needs, and the system relies on a poorly compensated workforce
and unaffordable parent fees.
This final rule builds on the 2016 final rule and to create a
stronger child care assistance program that will better meet the needs
of children, families, and child care providers. It provides additional
clarity around key policies that are needed to provide more help for
families so they can find child care that meets their families' needs
and for the continued stabilization of the child care sector.
Summary of Legal Basis: ACF publishes this final rule under the
authority granted to the Secretary of Health and Human Services (the
Secretary) by the Child Care and Development Block Grant (CCDBG) Act of
1990, as amended (42 U.S.C. 9857, et seq.) and section 418 of the
Social Security Act (42 U.S.C. 618).
Alternatives:
[[Page 9375]]
Alternative 1: One alternative is to publish this final rule, which
will lower family costs, increase parent's options for child care, help
families receive more timely assistance, increase payments to child
care providers, incentivize child care providers to accept CCDF
subsidies, help stabilize the child care sector, and improve child care
quality.
Alternative 2: Another alternative is to keep the status quo, which
will continue current fees and policies that limit a family's ability
to participate in the CCDF program and access child care, payment
practices that limit parent choices and undermine child care provider
stability, and eligibility processes that create barriers to the child
care subsidy.
Anticipated Cost and Benefits: Changes made by this final rule
would have the most direct benefit for the over 900,000 families and
1.5 million children who use CCDF assistance to help pay for child care
each month. Families who receive CCDF assistance will benefit from
lower parent co-payments, more parental options for child care
arrangements, expanded and easier access to child care which could
improve the ability of families to participate in the labor market, and
improved eligibility determination processes.
Providers will benefit from fairer payment practices that support
their financial stability, including payments that more accurately
reflect the cost of providing high quality care, which can lead to
higher wages for providers and their staff.
The cost of implementing these changes would vary based on a state,
territory, or Tribe's specific situation and implementation choices.
Some states may also need to invest in IT and systems changes.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/13/23 88 FR 45022
NPRM Comment Period End............. 08/28/23 .......................
Final Action........................ 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Local, State, Tribal.
Agency Contact: Megan Campbell, Child Care Policy Supervisor,
Department of Health and Human Services, Administration for Children
and Families, 330 C Street SW, Washington, DC 20201, Phone: 202 690-
6499, Fax: 202 690-5600, Email: [email protected].
RIN: 0970-AD02
HHS--ACF
Completed Actions
83. Separate Licensing Standards for Relative or Kinship Foster Family
Homes [0970-AC91]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
CFR Citation: 45 CFR 1355.20.
Abstract: This regulation allows title IV-E agencies to adopt
separate licensing standards for relative or kinship foster family
homes.
Statement of Need: Currently, the regulation provides that in order
to claim title IV-E, all foster family homes must meet the same
licensing standards, regardless of whether the foster family home is a
relative or non-relative placement. This Notice of Proposed Rulemaking
(NPRM) allows a title IV-E agency to adopt licensing or approval
standards for all relative foster family homes that are different from
the licensing standards used for non-related foster family homes.
Summary of Legal Basis: This NPRM is published under the authority
granted to the Secretary of Health and Human Services by section 1102
of the Social Security Act (Act), 42 U.S.C. 1302. Section 1102 of the
Act authorizes the Secretary to publish regulations, not inconsistent
with the Act, as may be necessary for the efficient administration of
the functions for which the Secretary is responsible pursuant to the
Act. Section 472 of the Act authorizes federal reimbursement for a FCMP
for an otherwise eligible child when the child is placed in a fully
licensed or approved foster family home.
Alternatives: There are no satisfactory alternatives to publishing
this NPRM. This change cannot be made in sub- regulatory guidance.
Anticipated Cost and Benefits: This NPRM impacts state and tribal
title IV-E agencies and does not impose a burden. The title IV-E agency
has discretion to develop separate licensing standards for relatives
and non-relatives and if they do so, they may claim title IV-E funding.
ACF estimates that the proposed regulatory change would cost the
Federal Government $3.085 billion in title IV-E foster care federal
financial participation over 10 years.
Risks: None.
Completed:
------------------------------------------------------------------------
Reason Date FR Cite
------------------------------------------------------------------------
Final Action........................ 09/28/23 88 FR 66700
Final Action Effective.............. 11/27/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Kathleen McHugh, Director, Division of Policy,
Children's Bureau, ACYF/ACF/HHS, Department of Health and Human
Services, Administration for Children and Families, 330 C Street SW,
Room 3411, Washington, DC 20201, Phone: 202 401-5789, Fax: 202 205-
8221, Email: [email protected].
RIN: 0970-AC91
HHS--ADMINISTRATION FOR COMMUNITY LIVING (ACL)
Proposed Rule Stage
84. Adult Protective Services Functions and Grant Programs [0985-AA18]
Priority: Other Significant.
Legal Authority: Elder Justice Act (SSA sec. 2042. [42 U.S.C.
1397m-1] (a) Secretarial Responsibilities)
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: The final rule would create federal regulations for Adult
Protective Services (APS) programs as authorized by the Elder Justice
Act. APS programs were originally recognized by federal law in 1975
under title XX of the Social Security Act via the Social Services Block
Grant (SSBG). States have wide discretion whether to allocate any
funding to APS via the SSBG program, and there are no regulations
pertaining to APS under SSBG. Since 1975, all 50 states, the District
of Columbia, and four territories have developed APS programs in
accordance with local needs, structures, and laws. Historic investments
through the Coronavirus Relief and Response Supplemental Appropriations
Act (CRRSA) and the American Rescue Plan Act (ARPA) provided the very
first funding for APS program formula funding to states as authorized
by the Elder Justice Act (EJA). These regulations would promote an
effective APS response across the country so that all older adults and
adults with disabilities, regardless of the state or jurisdiction in
which they live, have similar protections and service delivery from APS
systems. Following release of the NPRM, ACL held a stakeholder call
open to all of the public on September 18, 2023, that provided a
walkthrough of the proposed rule and background resources and
information
[[Page 9376]]
on how to comment. ACL also held a separate stakeholder call with
Tribal grantees and leadership regarding the same. ACL has created a
specific stakeholder web page at https://acl.gov/APSrule, which
includes a summary of the rule and how to comment.
Statement of Need: The proposed rule would create federal
regulations for Adult Protective Services (APS) programs as authorized
by the Elder Justice Act (EJA). These regulations are critical in
establish consistent national requirements and standards for EJA APS
program formula funding to states.
Summary of Legal Basis: Development, promulgation and
implementation of this regulation will be carried out consistently with
the statute; however, this regulatory action is not required by the
statute or a court order.
Alternatives: ACL considers sub-regulatory guidance, information
and education outreach, and voluntary approaches as alternatives to
regulatory action. Prior to the availability of appropriations for
formula funding for this program ACL utilized guidance and voluntary
approach for the establishment of a national data system and in
supporting the establishment and dissemination of program best
practices. However, now that federal funding is available to all states
and territories, none of these alternatives are the appropriate option
for promulgating and administering the provisions that will be included
in the regulations consistent with statute. Economic incentives and
instruments are not an option.
Anticipated Cost and Benefits: The proposed rule will require the
revision of State policies and procedures, require training on new
rules for APS staff, require the submission of new State plans, require
data sharing agreements between APS systems and other State entities,
require APS systems create a feedback loop to provide information to
mandatory reporters, require data reporting to ACL, inform potential
APS clients of their rights under State law, and require new or updated
record retention systems for certain States. The rule will result in
improved consistency in implementation of APS systems within and across
States, clarity of obligations associated with Federal funding for
administrators of APS systems and will result in better and more
effective service delivery within and across States with better quality
investigations in turn leading to more person-directed outcomes. The
rule is anticipated to cost a total of $3,532,916.99 to fully
implement. This cost will be offset by improved investigations and
better outcomes for the victims of adult maltreatment. This represents
significant value, particularly given the widespread and egregious
nature of adult maltreatment in the United States.
Risks: These regulations would establish first ever regulations for
APS programs consistent with the Elder Justice Act passed in 2010.
Promulgating this NPRM and obtaining public feedback in order to issue
a new final rule will result in decreased risk for administering
agencies at the federal, state and local level in ensuring the
administration of appropriations for APS programs consistent with the
statute, and in also supporting the statute's programmatic purpose of
detecting, preventing and reducing the abuse, neglect and exploitation
of adults, including older adults.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/12/23 88 FR 62503
NPRM Comment Period End............. 11/13/23 .......................
Final Action........................ 05/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: State.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Richard Nicholls, Chief of Staff and Executive
Secretary, Department of Health and Human Services, Administration for
Community Living, 330 C Street SW, Room 1004B, Washington, DC 20201,
Phone: 202 795-7415, Fax: 202 205-0399, Email:
[email protected]
RIN: 0985-AA18
BILLING CODE 4150-03-P
DEPARTMENT OF HOMELAND SECURITY (DHS)
Fall 2023 Statement of Regulatory Priorities
The Department of Homeland Security (DHS or Department) was
established in 2003 pursuant to the Homeland Security Act of 2002,
Public Law 107-296. The DHS mission statement provides the following:
``With honor and integrity, we will safeguard the American people, our
homeland, and our values.''
DHS was created in the aftermath of the horrific attacks of 9/11,
and its distinctive mission is defined by those words. The phrase
``homeland security'' refers to the security of the American people,
the homeland (understood in the broadest sense), and the nation's
defining values. A central part of the mission of protecting ``our
values'' includes fidelity to law and the rule of law, reflected above
all in the Constitution of the United States, and also in statutes
enacted by Congress, including the Administrative Procedure Act. That
commitment is also associated with a commitment to individual dignity.
Among other things, the attacks of 9/11 were attacks on that value as
well.
The regulatory priorities of DHS are founded on an insistence on
the rule of law--and also on a belief that individual dignity,
symbolized and made real by the opening words of the Constitution (``We
the People''), the separation of powers, and the Bill of Rights
(including the Due Process Clause), helps to define our mission.
Fulfilling that mission requires the dedication of more than
240,000 employees in jobs that range from aviation and border security
to emergency response, from cybersecurity analyst to chemical facility
inspector, from the economist seeking to identify the consequences of
our actions to the scientist and policy analyst seeking to make the
nation more resilient against flooding, drought, extreme heat, and
wildfires. Our duties are wide-ranging, but our goal is clear: keep
America safe.
There are six overarching homeland security missions that make up
DHS's strategic plan: (1) Counter terrorism and homeland security
threats; (2) secure U.S. borders and approaches; (3) secure cyberspace
and critical infrastructure; (4) preserve and uphold the Nation's
prosperity and economic security; (5) strengthen preparedness and
resilience (including resilience from risks actually or potentially
aggravated by climate change); and (6) champion the DHS workforce and
strengthen the Department. See also 6 U.S.C. 111(b)(1) (identifying the
primary mission of the Department).
In promoting these goals, we attempt to evaluate our practices by
reference to evidence and data, and to improve them in real time. We
also attempt to deliver our multiple services in a way that, at once,
protects the American people and does not impose excessive or
unjustified barriers and burdens on those who use them.
In achieving those goals, we are committed to public participation
and to listening carefully to the American people (and to noncitizens
as well). We are continually strengthening our partnerships with
communities, first responders, law enforcement, and Government
agencies--at the Federal,
[[Page 9377]]
State, local, tribal, and international levels. We are accelerating the
deployment of science, technology, and innovation in order to make
America more secure against risks old and new--and to perform our
services better. We are becoming leaner, smarter, and more efficient,
ensuring that every security resource is used as effectively as
possible. We are reducing administrative burdens and simplifying our
processes. For a further discussion of our mission, see the DHS website
at https://www.dhs.gov/mission.
The regulations we have summarized below in the Department's Fall
2023 regulatory plan and agenda support the Department's mission. We
are committed to continuing evaluation of our regulations, consistent
with Executive Order 13563, and Executive Order 13707, and in a way
that improves them over time. These regulations will improve the
Department's ability to accomplish its mission. Also, these regulations
address legislative initiatives such as the ones found in the
Implementing Recommendations of the 9/11 Commission Act of 2007 (9/11
Act) and the FAA Extension, Safety, and Security Act of 2016.
We emphasize here our commitments (1) To fidelity to law; (2) to
treating people with dignity and respect; (3) to increasing national
resilience against multiple risks and hazards, including those actually
or potentially associated with climate change; (4) to modernization of
existing requirements; and (5) to reducing unjustified barriers and
burdens, including administrative burdens.
DHS strives for organizational excellence and uses a centralized
and unified approach to managing its regulatory resources. The Office
of the General Counsel manages the Department's regulatory program,
including the agenda and regulatory plan. In addition, DHS senior
leadership reviews each significant regulatory project in order to
ensure that the project fosters and supports the Department's mission.
The Department is committed to ensuring that all of its regulatory
initiatives are aligned with its guiding principles to remain faithful
to law, protect civil rights and civil liberties, integrate our
actions, listen to those affected by our actions, build coalitions and
partnerships, develop human resources, innovate, and be accountable to
the American public.
DHS is strongly committed to the principles described in Executive
Orders 13563 and 12866 (as amended). Both Executive Orders direct
agencies to assess the costs and benefits of available regulatory
alternatives and, if regulation is necessary, to select regulatory
approaches that maximize net benefits. Executive Order 13563 emphasizes
the importance of quantifying both costs and benefits, of reducing
costs, of harmonizing rules, and of promoting flexibility. Executive
Order 13563 explicitly draws attention to human dignity and to equity.
Finally, the Department values public involvement in the
development of its regulatory plan, agenda, and regulations. It is
particularly concerned with the impact its regulations have on small
businesses and startups, consistent with its commitment to promoting
economic growth. DHS is also concerned to ensure that its regulations
are equitable, and that they do not have unintended or adverse effects
on (for example) women, disabled people, people of color, or the
elderly. Its general effort to modernize regulations, and to remove
unjustified barriers and burdens, is meant in part to avoid harmful
effects on small businesses, startups, and disadvantaged groups of
multiple sorts. DHS and its components continue to emphasize the use of
plain language in our regulatory documents to promote a better
understanding of regulations and to promote increased public
participation in the Department's regulations. We want our regulations
to be transparent and ``navigable,'' so that people are aware of how to
comply with them (and in a position to suggest improvements). DHS and
its components regularly seek public input on regulatory plans,
including through Requests for Information and Advanced Notices of
Proposed Rulemaking, listening sessions, Federal Advisory Committees,
and more.
The Fall 2023 regulatory plan for DHS includes regulations from
multiple DHS components, including the Federal Emergency Management
Agency (FEMA), U.S. Citizenship and Immigration Services (USCIS), the
U.S. Coast Guard (the Coast Guard), U.S. Customs and Border Protection
(CBP), Transportation Security Administration (TSA), U.S. Immigration
and Customs Enforcement (ICE), and the Cybersecurity and Infrastructure
Security Agency (CISA). We next describe the regulations that comprise
the DHS fall 2023 regulatory plan.
Federal Emergency Management Agency
The Federal Emergency Management Agency (FEMA) is the government
agency responsible for helping people before, during, and after
disasters. FEMA supports the people and communities of our Nation by
providing experience, perspective, and resources in emergency
management. FEMA is particularly focused on national resilience in the
face of the risks of flooding, drought, extreme heat, and wildfire; it
is acutely aware that these risks, and others, are actually or
potentially aggravated by climate change. FEMA seeks to ensure, to the
extent possible, that changing weather conditions do not mean a more
vulnerable nation. FEMA is also focused on individual equity, and it is
aware that administrative burdens and undue complexity might produce
inequitable results in practice.
Consistent with President Biden's Executive Order on Climate
Related Financial Risk (Executive Order 14030), FEMA will propose a
regulation titled National Flood Insurance Program: Standard Flood
Insurance Policy, Homeowner Flood Form. The National Flood Insurance
Program (NFIP), established pursuant to the National Flood Insurance
Act of 1968, is a voluntary program in which participating communities
adopt and enforce a set of minimum floodplain management requirements
to reduce future flood damages. Property owners in participating
communities are eligible to purchase NFIP flood insurance. This
proposed rule would revise the Standard Flood Insurance Policy by
adding a new Homeowner Flood Form and five accompanying endorsements.
The new Homeowner Flood Form would replace the Dwelling Form as a
source of coverage for homeowners of one-to-four family residences.
Together, the new Form and endorsements would more closely align with
property and casualty homeowners' insurance and provide increased
options and coverage in a more user-friendly and comprehensible format.
FEMA will also publish an Interim Final Rule (IFR) titled
Individual Assistance Program Equity to further align with Executive
Order 13985, Advancing Racial Equity and Support for Underserved
Communities Through the Federal Government and Executive Order 14091,
Further Advancing Racial Equity and Support for Underserved Communities
Through the Federal Government. FEMA will amend its Individual
Assistance (IA) program regulations to increase equity by simplifying
processes, removing barriers to entry, and increasing eligibility for
certain types of assistance under the program. Specifically, FEMA will
increase eligibility for home repair assistance by amending the
definitions
[[Page 9378]]
and application of the terms safe, sanitary, and functional, allowing
assistance for certain accessibility-related items, and amending its
approach to evaluating insurance proceeds; allow for the re-opening of
the applicant registration period when the President adds new counties
to the major disaster declaration; simplify the documentation
requirements for continued temporary housing assistance; simplify the
appeals process; simplify the process to request approval for a late
registration; remove the requirement to apply for a Small Business
Administration loan as a condition of eligibility for Other Needs
Assistance (ONA); and establish additional assistance under ONA for
serious needs, displacement, disaster-damaged computing devices, and
essential tools for self-employed individuals. FEMA also makes
revisions to reflect changes to statutory authority that have not yet
been implemented in regulation, to include provisions for utility and
security deposit payments, lease and repair of multi-family rental
housing, child care assistance, maximum assistance limits, and waiver
authority.
FEMA informed the development of this IFR by seeking input on
regulatory changes to the Individuals and Households Program (IHP)
through an Request for Information (RFI) published on April 22, 2021,
seeking public input on its programs, regulations, collections of
information, and policies to ensure they effectively achieve FEMA's
mission in a manner that furthers the goals of advancing equity for
all, including those in underserved communities; bolstering resilience
from the impacts of climate change, particularly for those
disproportionately impacted by climate change; and environmental
justice.\1\ FEMA held public meetings and extended the comment period
on the RFI to ensure all interested parties had sufficient opportunity
to provide comments.\2\ All relevant comments received in response to
the RFI, including those received during the public meetings, have been
posted to the public rulemaking docket on the Federal eRulemaking
portal at https://www.regulations.gov/document/FEMA-2021-0011-0001/comment. Commenters raised equitable concerns that FEMA will address in
this IFR, such as by removing the requirement to apply for the SBA for
a loan before receipt of ONA, amending FEMA's habitability standards,
increasing assistance for essential tools, simplifying its appeal
process, and removing documentation requirements for late
registrations. FEMA will seek public comment on this IFR and will
carefully consider each comment received to determine whether further
changes to FEMA's IHP regulations are needed.
---------------------------------------------------------------------------
\1\ 86 FR 21325, Apr. 22, 2021.
\2\ See ``Request for Information on FEMA Programs, Regulations,
and Policies; Public Meetings; Extension of Comment Period,'' 86 FR
30326, June 7, 2021.
---------------------------------------------------------------------------
In addition, FEMA will propose a regulation titled Update of FEMA's
Public Assistance Regulations. FEMA proposes to revise its Public
Assistance program regulations to reflect current statutory authorities
and implement program improvements. The proposed rule would incorporate
changes brought about by amendments to the Robert T. Stafford Disaster
Relief and Emergency Assistance Act. FEMA is also proposing
clarifications and corrections to improve the efficiency and
consistency of the Public Assistance program.
Additionally, FEMA will propose a regulation titled Updates to
Floodplain Management and Protection of Wetlands Regulations to
Implement the Federal Flood Risk Management Standard consistent with
Executive Order 14030. FEMA proposes to amend its existing regulations
to incorporate amendments that have been made to Executive Order 11988
and the Federal Flood Risk Management Standard (FFRMS). FEMA has
engaged the public extensively on these matters. On February 5, 2015,
FEMA, acting on behalf of the Mitigation Framework Leadership Group,
posted a Federal Register notice seeking comments on a draft of the
Revised Guidelines for Implementing Executive Order 11988, Floodplain
Management.\3\ The 60-day comment period was extended an additional 30
days.\4\ During the public comment period for the Revised Guidelines,
FEMA sent advisories to representatives from Governors' offices
nationwide inviting comments on the draft Revised Guidelines. Over 25
meetings were held across the country with State, local, and Tribal
officials and interested stakeholders to discuss the draft Revised
Guidelines as well as 9 public listening sessions across the country
attended by over 700 participants to facilitate feedback. All relevant
comments received in response to these efforts have been posted to the
public rulemaking docket on the Federal eRulemaking portal at https://www.regulations.gov/document/FEMA-2015-0006-0001/comment. Comments from
meetings and listening sessions can be found at https://www.regulations.gov/docket/FEMA-2015-0006/document.
---------------------------------------------------------------------------
\3\ 80 FR 6530, Feb. 5, 2015.
\4\ 80 FR 16018, Mar. 26, 2015.
---------------------------------------------------------------------------
Additionally, FEMA published a Notice of Proposed Rulemaking (NPRM)
in 2016 \5\ seeking public comment on FEMA's proposed implementation of
the Revised Guidelines. All relevant comments received in response to
the 2016 NPRM have been posted to the public rulemaking docket on the
Federal eRulemaking portal at https://www.regulations.gov/document/FEMA-2015-0006-0373/comment. The FFRMS is a flexible framework allowing
agencies to choose among three approaches to define the floodplain and
corresponding flood elevation requirements for federally funded
projects. Existing regulations describe FEMA's process for determining
whether the proposed location for an action falls within a floodplain
and how to complete the action in the floodplain in light of the risk
of flooding. The proposed rule would change how FEMA defines a
floodplain with respect to certain actions. Additionally, under the
proposed rule, FEMA would use natural systems, ecosystem process, and
nature-based approaches, where practicable, when developing
alternatives to locating the proposed action in the floodplain.
---------------------------------------------------------------------------
\5\ 81 FR 57401, Aug. 22, 2016.
---------------------------------------------------------------------------
Finally, FEMA continues to engage with the public related to its
NFIP minimum floodplain management standards. On October 12, 2021, FEMA
issued an RFI to receive the public's input on revising the NFIP's
floodplain management standards for land management and use regulations
to better align with the current understanding of flood risk and flood
risk reduction approaches. FEMA's authority under the National Flood
Insurance Act requires the agency to, from time to time, develop
comprehensive criteria designed to encourage the adoption of adequate
State and local measures. During the RFI comment period, FEMA held
three public meetings and extended the comment period on the RFI to
ensure all interested parties had sufficient opportunity to provide
comments.\6\ All relevant comments received in response to the RFI have
been posted to the public rulemaking docket on the Federal eRulemaking
portal at https://www.regulations.gov/docket/FEMA-2021-0024/comments
and transcripts from the public meetings have also been posted at
https://www.regulations.gov/docket/FEMA-2021-0024/document. In April
2023, FEMA requested recommendations from the Technical
[[Page 9379]]
Mapping Advisory Council (TMAC) on modifying the definition of the
Special Flood Hazard Area or modifying how it is calculated. In
addition, FEMA requested a recommendation from TMAC on how FEMA might
consider changing mapping procedures related to when land is filled.
These recommendations will assist FEMA in exploring the feasibility of
public comments received from the 2021 RFI.
---------------------------------------------------------------------------
\6\ 86 FR 59745, Oct. 28, 2021 and 86 FR 66329, Nov. 22, 2021.
---------------------------------------------------------------------------
The agency will propose regulations to better align the NFIP
minimum floodplain management standards with FEMA's current
understanding of flood risk, flood insurance premium rates, and risk
reduction approaches to make communities safer, stronger, and more
resilient to increased flooding. As part of the proposed regulations,
FEMA is considering revisions to the NFIP minimum floodplain management
standards to better protect people and property in a nuanced manner
that balances community needs with the national scope of the NFIP. FEMA
will also propose opportunities to make these minimum floodplain
management standards improve resilience in historically underserved
communities. The proposed revisions to the NFIP floodplain management
minimum standards will consider how to advance the conservation of
threatened and endangered species and their habitat. FEMA is also
reviewing ways to further promote enhanced resilience efforts through
the Community Rating System.
United States Citizenship and Immigration Services
U.S. Citizenship and Immigration Services (USCIS) is the government
agency that administers and oversees lawful immigration to the United
States. USCIS is firmly committed to creating and strengthening an
accessible and humane immigration system. The USCIS mission statement
is: ``USCIS upholds America's promise as a nation of welcome and
possibility with fairness, integrity, and respect for all we serve.''
The American people, through Congress, have entrusted USCIS to
faithfully administer the legal immigration programs that allow foreign
nationals to visit, work, study, live, and seek refuge in the United
States. Every day, USCIS delivers immigration decisions to individuals,
families, businesses, workers, and those seeking a place of safety and
shelter in our country, whether they filed applications, petitions,
requests, or appeals. The work of USCIS employees makes the possibility
of America a reality for immigrants, for the communities and economies
they join, and for the nation as a whole. In achieving this mission,
partnership with our stakeholders and strong public engagement is a
strategic priority of USCIS to ensure we are crafting policies and
regulations to reduce unnecessary burdens or barriers to legal
immigration, meet the economic needs of U.S. employers, and
reinvigorate the size and scope of humanitarian relief. Over the coming
year, USCIS will pursue several regulatory actions in support of
furthering a strong legal immigration system that operates with
integrity, and that promotes integration, inclusion, and citizenship.
USCIS will issue regulations that restore and strengthen the family and
employment-based immigration systems, that improve the lives of
survivors of domestic and sexual violence and other serious crimes, and
that are nimble enough to address urgent humanitarian needs effectively
and quickly. We will publish regulations that are clear and easy to
understand, and include opportunities for public engagement and input.
Employment Issues, Economic Needs, and Lawful Pathways. USCIS is
focused on promulgating policies that are responsive to the needs of
the U.S. economy and U.S. employers, while providing lawful pathways to
work in the United States and also protecting the rights of both U.S.
and noncitizen workers. USCIS has recently proposed a rule to modernize
and reform the H-2A and H-2B programs. The proposed rule incorporates
necessary program efficiencies, aims to meet the needs of U.S.
employers, and include provisions designated to protect against the
exploitation or other abuse of H-2A and H-2B workers (Modernization and
Reform of the H-2 Programs). USCIS will also propose a rule to update
and streamline the H-1B program, with a goal of improving program
efficiency, integrity, and flexibility including proposed changes to
the registration system to reduce the possibility of misuse and fraud.
Many of these proposals will be informed by the public comments we
received in response to a Request for Public Input that USCIS published
on April 19, 2021, to solicit feedback from our stakeholders and
customers on identifying and reducing barriers to immigration (86 FR
20398). (Modernizing H-1B Requirements and Oversight and Providing
Flexibility in the F-1 Program.)
Improvements to the Overall Immigration System. On January 4, 2023,
USCIS published a proposal to adjust certain immigration and
naturalization benefit request fees (after performing the required
biennial fee review) to ensure that fees charged recover full costs
borne by USCIS. Following publication of the notice of proposed
rulemaking and during the official comment period, on January 11, 2023,
USCIS held a virtual listening session, ``National Listening Session on
the Proposed Rule to Adjust Certain Immigration Fees'' (attended by
1,671 people), for members of the public to provide their feedback and
thoughts. USCIS will consider all comments and input received from the
public in developing the final rule and set fees in a manner that
adheres to the ideals of removing unjustified barriers and promoting
access to the immigration system (to promote, among other things,
economic needs and economic growth); improving and expanding
naturalization processing; and meeting the administration's
humanitarian priorities. (USCIS Fee Schedule and Changes to Certain
Other Immigration Benefit Request Requirements.) In addition, USCIS
plans to take steps to reform the regulations governing the adjustment
of status to lawful permanent residence to improve the efficiency and
administration of that program. USCIS will propose a rule that updates
outdated regulations, reduces the potential for visa retrogression, and
promotes the efficient use of immediately available immigrant visas.
Many of the proposed policy and operational changes contained in this
rulemaking were informed by public comments USCIS received on its April
19, 2021 Request for Public Input and are crafted to reduce barriers to
lawful immigration as identified by our stakeholders. (Improving the
Regulations Governing the Adjustment of Status to Lawful Permanent
Residence and Related Immigration Benefits.) Lastly, USCIS is also
planning a proposed rule to clarify and update eligibility requirements
governing citizenship and naturalization. This project is also informed
by information submitted by our public stakeholders in response to the
2021 Request for Public Input, as well as a CIS Ombudsman's Webinar
Series: Naturalization and Immigrant Integration on May 23, 2021
(attended by 635 people and 118 people provided written questions/
comments) and a Citizenship and Naturalization Engagement on March 15,
2022 (attended by 463 people and 6 people submitted written questions/
comments by email) in which the public provided comments on regulations
and policies. USCIS reviewed all comments provided through the Request
for Public Input and the engagements, and incorporated edits into the
proposed rule as applicable. (Citizenship and
[[Page 9380]]
Naturalization and Other Related Flexibilities.)
Humanitarian Relief. USCIS will propose reforms to the U
nonimmigrant visa classification. The U nonimmigrant status is for
noncitizen victims of certain qualifying criminal activities, and their
eligible family members, who have been, are, or are likely to be
helpful in the investigation or persecution of those crimes. To
streamline the procedures and enhance operational efficiency, USCIS
will propose a rule to update eligibility, procedural and filing
requirements governing U nonimmigrant status, and adjustment of status
for those nonimmigrants. (Victims of Qualifying Criminal Activities;
Eligibility Requirements for U Nonimmigrant Status and Adjustment of
Status).
Asylum Reforms. USCIS is focused on pursuing regulations to
strengthen, rebuild, and (where appropriate) streamline the asylum
system, consistent with law and mission imperatives. For example, USCIS
and DOJ will take steps to remove regulatory provisions that are
currently enjoined (Procedures for Asylum and Bars to Asylum
Eligibility), propose updates to clarify eligibility for asylum and
withholding of removal (Clarifying Definitions and Analyses for Fair
and Efficient Asylum and Other Protection Determinations), and propose
modifications or withdrawal of other asylum-related regulatory
provisions (Asylum Eligibility and Public Health).
United States Coast Guard
The Coast Guard is a military, multi-mission, maritime service of
the United States and the only military organization within DHS. It is
the principal Federal agency responsible for maritime safety, security,
and stewardship in U.S. ports and waterways.
Effective governance in the maritime domain hinges upon an
integrated approach to safety, security, and stewardship. The Coast
Guard's policies and capabilities are integrated and interdependent,
delivering results through a network of enduring partnerships with
maritime stakeholders. Consistent standards of universal application
and enforcement, which encourage safe, efficient, and responsible
maritime commerce, are vital to the success of the maritime industry.
The Coast Guard's ability to field versatile capabilities and highly
trained personnel is one of the U.S. Government's most significant and
important strengths in the maritime environment.
America is a maritime nation, and our security, resilience, and
economic prosperity are intrinsically linked to the oceans. Safety,
efficient waterways, and freedom of transit on the high seas are
essential to our well-being. The Coast Guard is leaning forward, poised
to meet the demands of the modern maritime environment. The Coast Guard
creates value for the public through solid prevention and response
efforts. Activities involving oversight and regulation, enforcement,
maritime presence, and public and private partnership foster increased
maritime safety, security, and stewardship.
The statutory responsibilities of the Coast Guard include ensuring
marine safety and security, preserving maritime mobility, protecting
the marine environment, enforcing U.S. laws and international treaties,
and performing search and rescue. The Coast Guard supports the
Department's overarching goals of mobilizing and organizing our Nation
to secure the homeland from terrorist attacks, natural disasters, and
other emergencies. These goals include protection against the risks
associated with climate change, and the Coast Guard seeks to obtain
scientific information to assist in that task, while also acting to
promote resilience and adaptation.
In 33 CFR 1.05-15, each year since 1995 the Coast Guard has
confirmed that it considers public participation essential to effective
rulemaking. We encourage you to participate. It is Coast Guard policy
to provide opportunities for you to participate early in potential
rulemaking projects. Also, in our notices of proposed rulemaking, in
addition to soliciting your written comments, we solicit requests for
public meetings to provide you an opportunity for oral comment. We also
seek recommendations from our ten Federal advisory committees and
publish notices of those committee meetings should you want to attend.
And our regulatory advisory group composed of senior Coast Guard
officials, the Marine Safety and Security Council, has published the
Proceedings magazine since the 1940s. Available online, the magazine
informs the public about the subject matter of Coast Guard regulations,
as well as the rulemaking process itself.
The Coast Guard highlights the following regulatory actions, which
are in the proposed rule stage:
Cybersecurity in the Marine Transportation System. The Coast Guard
is proposing to update its maritime security regulations by adding
cybersecurity requirements to existing regulations. This proposed
rulemaking is part of an ongoing effort to address emerging
cybersecurity risks and threats to maritime security by including
additional security requirements to safeguard the marine transportation
system.
Shipping Safety Fairways Along the Atlantic Coast. The Coast Guard
published an Advance Notice of Proposed Rulemaking (ANPRM) on June 19,
2020. We have considered comments on the ANPRM to develop a proposed
rule that would establish shipping safety fairways along the Atlantic
Coast of the United States. Fairways are marked routes for vessel
traffic. They facilitate the direct and unobstructed transit of ships.
The proposed fairways will be based on studies about vessel traffic
along the Atlantic Coast for which we requested public comments.
MARPOL Annex VI; Prevention of Air Pollution from Ships. The Coast
Guard is proposing regulations to carry out the provisions of Annex VI
of the MARPOL Protocol, which is focused on the prevention of air
pollution from ships. The Act to Prevent Pollution from Ships has
already given direct effect to most provisions of Annex VI, and the
Coast Guard and the Environmental Protection Agency have carried out
some Annex VI provisions through previous rulemakings. This proposed
rulemaking would fill gaps in the existing framework for carrying out
the provisions of Annex VI. Chapter 4 of Annex VI contains shipboard
energy efficiency measures that include short-term measures reducing
carbon emissions linked to climate change. This proposed rulemaking
would apply to U.S.-flagged ships. It would also apply to foreign-
flagged ships operating either in U.S. navigable waters or in the U.S.
Exclusive Economic Zone.
Regarding outreach in the development of this proposed rulemaking,
in June 2018, the Coast Guard held a public workshop regarding
Implementation of Regulation 14.1.3 of MARPOL Annex VI (Global 0.50%
Sulfur Cap). In October 2011, we held a public meeting on the
International Maritime Organization guidelines for exhaust gas cleaning
systems for marine engines with respect to Regulations 4 and 14 of
MARPOL Annex VI. And in December 2010, we requested comments regarding
a study on Ship Emission Reduction Technology for cargo and passenger
vessels, including what methods or equipment were then under
development that might meet the MARPOL Annex VI requirements.
[[Page 9381]]
United States Customs and Border Protection
Customs and Border Protection (CBP) is the Federal agency
principally responsible for the security of our Nation's borders, both
at and between the ports of entry into the United States. CBP must
accomplish its border security and enforcement mission without stifling
the flow of legitimate trade and travel. The primary mission of CBP is
its homeland security mission, that is, to prevent terrorists and
terrorist weapons from entering the United States. An important aspect
of this mission involves improving security at our borders and ports of
entry, but it also means extending our zone of security beyond our
physical borders.
CBP is also responsible for administering laws concerning the
importation of goods into the United States and enforcing the laws
concerning the entry of persons into the United States. This includes
regulating and facilitating international trade; collecting import
duties; enforcing U.S. trade, immigration and other laws of the United
States at our borders; inspecting imports; overseeing the activities of
persons and businesses engaged in importing; enforcing the laws
concerning smuggling and trafficking in contraband; apprehending
individuals attempting to enter the United States illegally; protecting
our agriculture and economic interests from harmful pests and diseases;
servicing all people, vehicles, and cargo entering the United States;
maintaining export controls; and protecting U.S. businesses from theft
of their intellectual property.
In carrying out its mission, CBP's goal is to facilitate the
processing of legitimate trade and people efficiently without
compromising security, and public input is an important tool in meeting
this goal. CBP regularly seeks input from Federal Advisory Committees,
issues formal Requests for Information, and holds listening sessions
and symposia, including those on forced labor, green trade, and the
21st Century Customs Framework. However, some of CBP's rules further
law enforcement purposes and are therefore not ripe for robust public
outreach prior to their issuance. CBP's public Newsroom, with details
on upcoming public engagements, is available at: https://www.cbp.gov/newsroom.
Consistent with its primary mission of homeland security, CBP
intends to issue several regulations that are intended to improve
security at our borders and ports of entry. During the upcoming year,
CBP will also work on various projects to streamline CBP processing,
reduce duplicative processes, reduce various burdens on the public, and
automate various paper forms. CBP highlights one of those projects
below.
Advance Passenger Information System: Electronic Validation of
Travel Documents. CBP intends to amend current Advance Passenger
Information System (APIS) regulations to incorporate additional carrier
requirements that would further enable CBP to determine whether each
passenger is traveling with valid, authentic travel documents prior to
the passenger boarding the aircraft. The proposed regulation would
require commercial air carriers to receive a second message from CBP
that would state whether CBP matched the travel documents of each
passenger to a valid, authentic travel document recorded in CBP's
databases. The proposed regulation would also require air carriers to
transmit additional data elements regarding contact information through
APIS for all commercial aircraft passengers arriving in the United
States to support border operations and national security. CBP expects
that the collection of these elements would enable CBP to further
support the Center for Disease Control and Prevention's mission in
monitoring and tracing the contacts for persons involved in health
incidents. This action will result in time savings to passengers and
cost savings to CBP, carriers, and the public.
In addition to the regulations that CBP issues to promote DHS's
mission, CBP issues regulations related to the mission of the
Department of the Treasury. Under section 403(1) of the Homeland
Security Act of 2002, the former-U.S. Customs Service, including
functions of the Secretary of the Treasury relating thereto,
transferred to the Secretary of Homeland Security. As part of the
initial organization of DHS, the Customs Service inspection and trade
functions were combined with the immigration and agricultural
inspection functions and the Border Patrol and transferred into CBP.
The Department of the Treasury retained certain regulatory authority of
the U.S. Customs Service relating to customs revenue function. In the
coming year, CBP expects to continue to issue regulatory documents that
will facilitate legitimate trade and implement trade benefit programs.
For a discussion of CBP regulations regarding the customs revenue
function, see the regulatory plan of the Department of the Treasury.
Transportation Security Administration
The Transportation Security Administration (TSA) protects the
Nation's transportation systems to ensure freedom of movement for
people and commerce. TSA applies an intelligence-driven, risk-based
approach to all aspects of its mission. This approach results in layers
of security to mitigate risks effectively and efficiently. In fiscal
year 2024, TSA is prioritizing the following actions. In general, TSA
has prioritized actions that are required to meet statutory mandates
and, that are necessary for national security, and that are consistent
with the goals of Executive Order 14058, Transforming Federal Customer
Experience and Service Delivery to Rebuild Trust in Government.
Consistent with Executive Order 14094, Modernizing Regulatory
Review, TSA endeavors, as practicable and appropriate, to proactively
engage parties that are interested in or affected by TSA rulemaking.
With respect to the actions described below, TSA has used a range of
measures to engage the public, including advance notices of proposed
rulemakings, public meetings, and advisory committees.
Enhancing Surface Cyber Risk Management. On January 28, 2021, the
President issued the National Security Memorandum on Improving
Cybersecurity for Critical Infrastructure Controls Systems. Consistent
with this priority of the Administration and in response to the ongoing
cybersecurity threat to pipeline systems, TSA used its authority under
49 U.S.C. 114 to issue security directives to owners and operators of
TSA-designated critical pipelines that transport hazardous liquids and
natural gas to implement a number of urgently needed protections
against cyber intrusions. The first directive, issued in May 2021,
requires critical pipeline owner/operators to (a) report confirmed and
potential cybersecurity incidents to DHS's Department of Cybersecurity
and Infrastructure Security Agency (CISA); (b) designate a
Cybersecurity Coordinator to be available 24 hours a day, seven days a
week; (3) review current cybersecurity practices; and (4) identify any
gaps and related remediation measures to address cyber- related risks
and report the results to TSA and CISA within 30 days of issuance of
the SD. A second security directive, first issued in July 2021,
requires these owners and operators to (1) implement specific
mitigation measures to protect against ransomware attacks and other
known threats to information technology and operational technology
systems; (2) develop and implement a cybersecurity contingency and
recovery plan; and (3) conduct a cybersecurity architecture design
[[Page 9382]]
review. TSA updated the second directive to require owners/operators to
achieve critical security outcomes through performance-based measures.
In December 2021 and October 2022, TSA imposed similar requirements on
certain rail operations to address emerging threats. TSA is committed
to enhancing and sustaining cybersecurity for all modes of
transportation and intends to issue a rulemaking that may codify these
and other requirements following an opportunity for notice and comment.
TSA published an advance notice of proposed rulemaking on this topic in
November 2022.
Flight Training Security Program. Through an interim final rule,
TSA created a new part 1552, Flight Schools, in title 49 of the Code of
Federal Regulations (CFR). The IFR requires flight schools to notify
TSA when noncitizens, and other individuals designated by TSA, apply
for flight training or recurrent training. TSA subsequently issued
exemptions and interpretations in response to comments on the IFR,
questions raised during operation of the program since 2004, and a
notice extending the comment period on May 18, 2018. Based on the
comments and questions received, TSA is finalizing the rule with
modifications that may include changing the frequency of security
threat assessments from a high-frequency event-based interval to a
time-based interval, clarify the definitions and other provisions of
the rule, and enable industry to use TSA-provided electronic
recordkeeping systems for all documents required to demonstrate
compliance with the rule. These and other changes will provide
significant cost-savings to the industry and individuals seeking flight
training while also enhancing security.
REAL ID Applicability to Mobile Driver's Licenses. TSA will issue a
final rule to amend the REAL ID regulation to address mobile driver's
licenses (mDL). The REAL ID Act of 2005 and DHS implementing regulation
set minimum requirements for state-issued driver's licenses and
identification cards accepted by Federal agencies for official
purposes, which include accessing Federal facilities, boarding
federally regulated commercial aircraft, entering nuclear power plants,
and any other purposes that the Secretary shall determine. The REAL ID
Modernization Act (December 2020) clarifies that the REAL ID Act
applies to mobile or digital driver's licenses that have been issued in
accordance with regulations prescribed by DHS. This final rule will
amend 6 CFR part 37 to set the minimum technical requirements and
security standards for mDLs to enable Federal agencies to accept mDLs
for official purposes. to establish a process that states must follow
to apply for a mDL waiver from the REAL ID regulations. This rulemaking
would also enable federal agencies to accept state mDLs for official
purposes from states who are issued such a waiver under this final
rule.
Frequency of Renewal Cycle for Indirect Air Carrier Security
Programs. TSA's regulations for Indirect Air Carriers (IACs) in 49 CFR
part 1548 currently require annual renewal of an IAC's security program
and prompt notification to TSA of any changes to operations-related to
information previously provided to TSA. Through this rulemaking, TSA
will modify the regulation to allow for a three-year renewal schedule,
rather than annual renewal. This change will align the security program
renewal requirement with those applicable to other regulated entities
within the air cargo industry.
United States Immigration and Customs Enforcement
U.S. Immigration and Customs Enforcement (ICE) is the principal
criminal investigative arm of DHS and one of the three Department
components charged with the criminal and civil enforcement of the
Nation's immigration laws. Its primary mission is to protect national
security, public safety, and the integrity of our borders through the
criminal and civil enforcement of Federal law governing border control,
customs, trade, and immigration. In carrying out this mission and
consistent with Executive Order 14058 on Transforming Federal Customer
Experience And Service Delivery To Rebuild Trust In Government ICE is
committed to providing opportunities for the public to engage in the
improvement of our programs, processes, and services. For example, on
October 26, 2021, DHS published a notice in the Federal Register titled
Remote Document Examination for Form I-9, Employment Eligibility
Verification: Request for Public Input, (https://www.govinfo.gov/content/pkg/FR-2021-10-26/pdf/2021-23260.pdf) seeking comments from the
public regarding document examination practices associated with Form I-
9. ICE carefully considered this input resulting in a final rule and
procedure that incorporates commenters suggestions. During the coming
fiscal year, ICE will focus rulemaking efforts on regulations
pertaining to processing improvements, including the rules mentioned
below.
Clarifying and Revising Custody Determination Procedures for
Noncitizens Subject to Discretionary Detention (INA 236(a)/8 U.S.C.
1226 detention). The Department of Homeland Security (DHS), U.S.
Immigration and Customs Enforcement (ICE) and the Department of Justice
(DOJ) Executive Office for Immigration Review (EOIR) (collectively, the
Departments) are planning to amend the regulations that govern
detention and release determinations for noncitizens subject to the
custody provisions in section 236 of the Immigration and Nationality
Act (Act), 8 U.S.C. 1226(a). The goal of the proposed regulation would
be to clarify the scope and applicability of section 236(a) of the Act,
8 U.S.C. 1226(a), and the procedures that apply under that section,
including the burden and standard of proof for continued detention at
initial custody determinations and any custody redetermination
hearings, and related issues. This rulemaking is consistent with
Executive Order 14058, which directs agencies to take actions that
improve service delivery and customer experience by decreasing
administrative burdens, enhancing transparency, and improving the
efficiency and effectiveness of government.
Cybersecurity and Infrastructure Security Agency
The Cybersecurity and Infrastructure Security Agency (CISA) is
responsible for leading the national effort to develop cybersecurity
and critical infrastructure security programs, operations, and
associated policy to enhance the security and resilience of physical
and cyber infrastructure.
Ammonium Nitrate Security Program. This rule implements a 2007
amendment to the Homeland Security Act. The amendment requires DHS to
``regulate the sale and transfer of ammonium nitrate facility . . . to
prevent the misappropriation or use of ammonium nitrate in an act of
terrorism.'' CISA published a Notice of Proposed Rulemaking in 2011.
CISA is planning to issue a Supplemental Notice of Proposed Rulemaking.
Chemical Facility Anti-Terrorism Standards (CFATS). This rule would
update CFATS' Risk Based Performance Standards to enhance cybersecurity
requirements, modify the counting rules associated with release-
flammable chemicals, remove release-explosive chemicals, and adjust the
Screening Threshold Quantities of Appendix A to account for the updated
risk analysis methodology. CISA previously invited public comment on an
Advance Notice of Proposed Rulemaking (ANPRM) during August 2014 for
potential revisions to the CFATS regulations. The
[[Page 9383]]
ANPRM provided an opportunity for the public to provide recommendations
for possible program changes. In June 2020, CISA published for public
comment a retrospective analysis of the CFATS program. And in January
2021, CISA invited additional public comment through an ANPRM
concerning the removal of certain explosive chemicals from CFATS. CISA
intends to address many of the subjects raised in both ANPRMs and the
retrospective analysis in this regulatory action, including potential
updates to CFATS cybersecurity requirements and Appendix A to the CFATS
regulations. CISA is planning to issue a notice of proposed rulemaking.
Cybersecurity Incident Reporting for Critical Infrastructure Act
Regulations. CISA will propose regulations to implement certain aspects
of the Cybersecurity Incident Reporting for Critical Infrastructure Act
of 2022 (CIRCIA). Specifically, CIRCIA directs CISA to develop and
implement regulations requiring covered entities to submit reports to
CISA regarding covered cyber incidents and ransom payments. CIRCIA
requires CISA to publish a Notice of Proposed Rulemaking (NPRM) within
24 months of the date of enactment of CIRCIA as part of the process for
developing these regulations. CISA previously issued a Request for
Information on September 12, 2022, and held a series of listening
sessions seeking public input on potential aspects of the proposed
regulation prior to publication of the NPRM. CISA is planning to issue
a Notice of Proposed Rulemaking.
A more detailed description of the priority regulations that
comprise the DHS regulatory plan follows.
DHS--U.S. CITIZENSHIP AND IMMIGRATION SERVICES (USCIS)
Proposed Rule Stage
85. Victims of Qualifying Criminal Activities; Eligibility Requirements
for U Nonimmigrant Status and Adjustment of Status [1615-AA67]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 552; 5 U.S.C. 552a; 8 U.S.C. 1101; 8
U.S.C. 1101 (note); 8 U.S.C. 1102; Pub. L. 113-4
CFR Citation: 8 CFR 214; 8 CFR 274a; 8 CFR 103; 8 CFR 299.
Legal Deadline: None.
Abstract: This proposed rule would clarify and update eligibility,
procedural, and filing requirements for U nonimmigrant status (commonly
known as the ``U'' visa) and adjustment of status for U nonimmigrants.
U nonimmigrant status is for noncitizen victims of certain qualifying
criminal activities who have been, are being, or are likely to be
helpful in the investigation or prosecution of those crimes and
eligible family members. There is a statutory limit of 10,000 U visas
per year for principal petitioners. DHS published an interim final rule
in 2007 (72 FR 53013) to establish the procedures to be followed in
order to petition for U nonimmigrant status and published an interim
final rule in 2008 (73 FR 75540) to establish the procedures for
applying for adjustment of status as a U nonimmigrant. This rule would
address relevant comments and feedback from stakeholders since
publication of those interim final rules, as well as update the
regulations for changes in legislation.
Statement of Need: This U classification allows noncitizen victims
of certain crimes to petition for U nonimmigrant status and to adjust
status to that of a lawful permanent resident. Noncitizen victims of
certain qualifying criminal activities who have been, are being, or are
likely to be helpful in the investigation or prosecution of those
crimes are eligible to petition for U nonimmigrant status. This rule
would address the eligibility requirements that must be met for
classification as a U nonimmigrant and implements statutory amendments
to these requirements, streamlines the procedures to petition for U
nonimmigrant status, provides evidentiary guidance to assist in the
petition process, and clarifies adjustment of status requirements.
Summary of Legal Basis: Section 101(a)(15) of the INA, 8 U.S.C.
1101(a)(15) establishes classifications for noncitizens who are coming
temporarily to the United States as nonimmigrants, including the U
nonimmigrant classification. Section 214(a)(1) of the INA, 8 U.S.C.
1184(a)(1), authorizes the Secretary to prescribe, by regulation, the
terms and conditions of the admission of nonimmigrants, including U
nonimmigrants. Section 214(p) of the INA, 8 U.S.C. 1184(p), sets forth
certain procedural and substantive requirements for the U nonimmigrant
classification, including employment authorization for U nonimmigrants
incident to status and discretionary employment authorization for those
with pending, bona fide U nonimmigrant visa petitions. Section 274A of
the INA, 8 U.S.C. 1324a, recognizes the Secretary's authority to extend
employment authorization to noncitizens in the United States.
Anticipated Cost and Benefits: DHS is currently considering the
specific impacts of the proposed provisions.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Interim Final Rule.................. 09/17/07 72 FR 53013
Interim Final Rule Effective........ 10/17/07
Interim Final Rule Comment Period 11/17/07
End.
NPRM................................ 02/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal, Local, State.
Additional Information: Transferred from RIN 1115-AG39.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Rena Cutlip-Mason, Chief, Division of Humanitarian
Affairs, OP&S, Department of Homeland Security, U.S. Citizenship and
Immigration Services, 5900 Capital Gateway Drive, Camp Springs, MD
20746, Phone: 240 721-3000.
RIN: 1615-AA67
DHS--USCIS
86. Improving the Regulations Governing the Adjustment of Status to
Lawful Permanent Residence and Related Immigration Benefits [1615-AC22]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 8 U.S.C. 1101; 8 U.S.C. 1103(a); 8 U.S.C. 1153 to
1155; 8 U.S.C. 1159 and 1160; 8 U.S.C. 1254a; 8 U.S.C. 1255; 8 U.S.C.
1257; 8 U.S.C. 1324a; 8 U.S.C. 1184; . . .
CFR Citation: 8 CFR 204.5; 8 CFR 204.12; 8 CFR 205.1; 8 CFR 209.1;
8 CFR 209.2; 8 CFR 244.15; 8 CFR 245.1; 8 CFR 245.2; 8 CFR 245.5; 8 CFR
245.11; 8 CFR 245.15; 8 CFR 245.18; 8 CFR 249.2; 8 CFR 264.2; 8 CFR
274a.12; . . .
Legal Deadline: None.
Abstract: The Department of Homeland Security (DHS) proposes to
amend its regulations governing adjustment of status to lawful
permanent residence in the United States. The proposed changes include
permitting concurrent filing of a visa petition and the application for
adjustment of status for the employment-based 4th preference (certain
special immigrants) category, including religious workers; permitting
the transfer of underlying basis of a
[[Page 9384]]
pending adjustment of status application; amending the definition
relating to ineligibilities under section 245(c) of the INA; clarifying
when a visa becomes available for purposes of the age calculation under
the Child Status Protection Act; and authorizing compelling
circumstances employment authorization for certain derivative
beneficiaries waiting for immigrant visa availability. DHS also
proposes to amend the regulations relating to temporary protected
status and travel authorization and clarify the impact on the
adjustment of status eligibility. The intent of these proposed changes
is to reduce processing times, improve the quality of inventory data
provided to partner agencies, reduce the potential for visa
retrogression, and promote the efficient use of immediately available
immigrant visas.
Statement of Need: This rulemaking is necessary to address outdated
regulations to improve efficiency and the administration of the
adjustment of status of immigrants to lawful permanent residence in the
United States, improve the quality of inventory data that DHS provides
to agencies, reduce the potential for visa retrogression, and promote
the efficient use of immediately available immigrant visas. This rule
also changes eligibility requirements for certain classifications for
what constitutes compelling circumstances for employment authorization.
Summary of Legal Basis: The DHS's authority for the regulatory
amendments proposed are found in various sections of the Immigration
and Nationality Act (INA), codified at title 8 of the United States
Code, and the Homeland Security Act of 2002 (HSA), Public Law 107-296,
116 Stat. 2135 (Nov. 25, 2002), codified at 6 U.S.C. 101 et seq.
Specifically, 6 U.S.C. 112, and 8 U.S.C. 1103, charge DHS with the
administration and enforcement of the immigration laws of the United
States, and 8 U.S.C. 1103(a) authorizes DHS to establish such
regulations, prescribe such forms of bond, reports, entries, and other
papers; issue instructions; and perform such other acts deemed
necessary for carrying out the Secretary's authority under the
provisions of the INA, including for the provisions related to
immigrant visa petitions (8 U.S.C. 1153 to 1155); Adjustment of status
of refugees (8 U.S.C. 1159); Special Agricultural Workers (8 U.S.C.
1160); Admission of nonimmigrants (8 U.S.C. 1184); Temporary Protected
Status (8 U.S.C. 1254a); Adjustment of status of nonimmigrant to that
of person admitted for permanent residence (8 U.S.C. 1255); Adjustment
of status of certain resident aliens to nonimmigrant status; exceptions
(8 U.S.C. 1157); Work Authorization (8 U.S.C. 1324a).
Anticipated Cost and Benefits: DHS is currently considering the
specific impacts of the proposed provisions.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
Federalism: Undetermined.
Agency Contact: Mark Phillips, Residence and Naturalization
Division Chief, Department of Homeland Security, U.S. Citizenship and
Immigration Services, Office of Policy and Strategy, 5900 Capital
Gateway Drive, Suite 4S190, Camp Springs, MD 20588-0009, Phone: 240
721-3000.
RIN: 1615-AC22
DHS--USCIS
87. Asylum Eligibility and Public Health [1615-AC57]
Priority: Other Significant.
Legal Authority: Illegal Immigration Reform and Immigrant
Responsibility Act of 1996 (``IIRIRA''), Pub. L. 104-208, 110 Stat.
3009, sec. 604(a) (codified at INA 208(b)(2)(C), 8 U.S.C.
1158(b)(2)(C)); INA 241(b)(3)(B), 8 U.S.C. 1231(b)(3)(B); Foreign
Affairs Reform and Restructuring Act (``FARRA''), Pub. L. 105-277, 112
Stat. 2681-822, sec. 2242 (1998); INA 235(b), 8 U.S.C. 1225(b)
CFR Citation: 8 CFR 208; 8 CFR 1208.
Legal Deadline: None.
Abstract: On December 23, 2020, DHS and the DOJ (collectively, the
Departments) published a final rule entitled Security Bars and
Processing to clarify that the danger to the security of the United
States statutory bar to eligibility for asylum and withholding of
removal encompasses certain emergency public health concerns and make
certain other changes. As of December 28, 2022, the rule's effective
date was delayed until December 31, 2024. The Departments plan to
propose modification or withdrawal of the December 23, 2020, rule.
Statement of Need: The Departments are reviewing and reconsidering
whether the Security Bars and Processing final rule is consistent with
the goals of ensuring the safe and orderly reception and processing of
asylum seekers consistent with public health and safety, with the
additional context of the complex relationship between the Procedures
for Asylum and Withholding of Removal; Credible Fear and Reasonable
Fear Review final rule (RINs 1125-AA94 and 1615-AC42) and the Security
Bars and Processing final rule. The Departments are reevaluating
whether the Security Bars and Processing rule provides the most
appropriate and effective framework for achieving its goals of
mitigating the spread of communicable diseases, including COVID-19,
among certain noncitizens in the credible fear screening process, as
well as DHS personnel and the public. Based on such reconsideration,
the Departments will propose to modify or withdraw the Security Bars
rule.
Anticipated Cost and Benefits: DHS is currently considering the
specific cost and benefit impacts of the proposed provisions.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/09/20 85 FR 41201
NPRM Comment Period End............. 08/10/20
Final Action........................ 12/23/20 85 FR 84160
Final Action Effective.............. 01/22/21
Final Rule; Delay of Effective Date. 01/25/21 86 FR 6847
Final Rule; Effective Date Delayed 03/22/21
Until.
Interim Final Rule; Delay of 03/22/21 86 FR 15069
Effective Date.
Interim Final Rule Comment Period 04/21/21
End.
Interim Final Rule Effective Date 12/31/21
Delayed Until.
Interim Final Rule; Delay of 12/28/21 86 FR 73615
Effective Date.
Interim Final Rule Comment Period 02/28/22
End.
Interim Final Rule Effective Date 12/31/22
Delayed Until.
Interim Final Rule; Delay of 12/28/22 87 FR 79789
Effective Date.
Interim Final Rule Comment Period 02/27/23
End.
Interim Final Rule Effective Date 12/31/24
Delayed Until.
NPRM................................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
URL For More Information: https://www.regulations.gov.
[[Page 9385]]
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Ren[aacute] Cutlip-Mason, Chief, Division of
Humanitarian Affairs, Department of Homeland Security, U.S. Citizenship
and Immigration Services, 5900 Capital Gateway Drive, Camp Springs, MD
20746, Phone: 240 721-3000.
Related RIN: Related to 1125-AB08, Related to 1615-AC69
RIN: 1615-AC57
DHS--USCIS
88. Clarifying Definitions and Analyses for Fair and Efficient Asylum
and Other Protection Determinations [1615-AC65]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 8 U.S.C. 1101(a)(42); 8 U.S.C. 1158; 8 U.S.C.
1225; 8 U.S.C. 1231 and 1231 (note); E.O. 14010; 86 FR 8267 (Feb. 2,
2021)
CFR Citation: 8 CFR 207; 8 CFR 208; 8 CFR 235; 8 CFR 244; 8 CFR
1003; 8 CFR 1208; 8 CFR 1212; 8 CFR 1235; 8 CFR 1244.
Legal Deadline: None.
Abstract: This rule proposes to amend Department of Homeland
Security (DHS) and Department of Justice (DOJ) (collectively, ``the
Departments'') regulations that govern eligibility for asylum and
withholding of removal. The amendments focus on portions of the
regulations that deal with the definitions of membership in a
particular social group and the interpretation of various other
elements of eligibility for asylum, including some that are often
determinative in particular social group claims, such as the
requirements for failure of State protection, and determinations about
whether persecution is on account of a protected ground. The rule will
also propose to republish, modify, or rescind portions of the
Procedures for Asylum and Withholding of Removal; Credible Fear and
Reasonable Fear Review final rule (RINs 1125-AA94 and 1615-AC42). This
rule is consistent with Executive Order 14010 of February 2, 2021,
which directs the Departments to promulgate joint regulations,
consistent with applicable law, addressing the circumstances in which a
person should be considered a member of a particular social group.
Statement of Need: The Departments propose this rule to clarify
standards governing numerous elements of eligibility for asylum,
withholding of removal under section 241(b)(3) of the Immigration and
Nationality Act, and protection from removal under the regulations that
implement U.S. obligations in immigration cases under Article 3 of the
Convention Against Torture and Other Cruel, Inhuman or Degrading
Treatment or Punishment.
Anticipated Cost and Benefits: DHS is currently considering the
specific cost and benefit impacts of the proposed provisions.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Undetermined.
Federalism: Undetermined.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Agency Contact: Rena Cutlip-Mason, Chief, Division of Humanitarian
Affairs, OP&S, Department of Homeland Security, U.S. Citizenship and
Immigration Services, 5900 Capital Gateway Drive, Camp Springs, MD
20746, Phone: 240 721-3000.
Related RIN: Related to 1615-AC42, Related to 1125-AB13, Related to
1125-AA94
RIN: 1615-AC65
DHS--USCIS
89. Procedures for Asylum and Bars to Asylum Eligibility [1615-AC69]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: Homeland Security Act of 2002, Pub. L. 107-296,
116 Stat. 2135, sec. 1102, as amended; 8 U.S.C. 1103(a)(1); 8 U.S.C.
1103(a)(3); 8 U.S.C. 1103(g); 8 U.S.C. 1225(b); 8 U.S.C. 1231(b)(3) and
1231 (note); 8 U.S.C. 1158
CFR Citation: 8 CFR 208; 8 CFR 235; 8 CFR 1003; 8 CFR 1208; 8 CFR
1235.
Legal Deadline: None.
Abstract: In 2020, the Department of Homeland Security and
Department of Justice (collectively, the Departments) published a final
rule amending their respective regulations governing bars to asylum
eligibility and procedures: Procedures for Asylum and Bars to Asylum
Eligibility (RINs 1125-AA87 and 1615-AC41), 85 FR 67202 (Oct. 21,
2020). The Departments will propose to modify or rescind the regulatory
changes promulgated in this final rule consistent with Executive Order
14010 (Feb. 2, 2021).
Statement of Need: The Departments are reviewing this regulation in
light of the issuance of Executive Order 14010 and Executive Order
14012. This rule is needed to restore and strengthen the asylum system
and to address inconsistencies with the goals and principles outlined
in Executive Order 14010 and Executive Order 14012.
Anticipated Cost and Benefits: The Departments are currently
considering the specific cost and benefit impacts of the proposed
provisions.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Agency Contact: Rena Cutlip-Mason, Chief, Division of Humanitarian
Affairs, OP&S, Department of Homeland Security, U.S. Citizenship and
Immigration Services, 5900 Capital Gateway Drive, Camp Springs, MD
20746, Phone: 240 721-3000.
Related RIN: Related to 1125-AA87, Split from 1615-AC41, Related to
1125-AB12
RIN: 1615-AC69
DHS--USCIS
90. Modernizing H-1B Requirements and Oversight, Providing Flexibility
in the F-1 Program, and Program Improvements Affecting Other
Nonimmigrant Workers [1615-AC70]
Priority: Other Significant. Major under 5 U.S.C. 801.
Legal Authority: 6 U.S.C. 101, 112 and 202; 8 U.S.C. 1101(a)(15)(F)
and (H)(i)(b),1103(a), 1184(a), 1184(c), 1184(i) and 1357(b); . . .
CFR Citation: 8 CFR 214.2.
Legal Deadline: None.
Abstract: The Department of Homeland Security (DHS) is proposing to
amend its regulations governing H-1B specialty occupation workers and
F-1 students who are the beneficiaries of timely filed H-1B cap-subject
petitions. Specifically, DHS proposes to revise the regulations
relating to ``specialty occupation'' and the ``employer-employee
relationship''; provide flexibility for start-up entrepreneurs;
implement new requirements and guidelines for H-1B site visits; provide
flexibility on the employment start date listed on the petition (in
limited circumstances); address ``cap-gap''
[[Page 9386]]
issues; bolster the H-1B registration process to reduce the possibility
of misuse and fraud in the H-1B registration system; modernize cap
exemptions; clarify the requirement that an amended or new petition be
filed where there are material changes; and codify USCIS' deference
policy and requirement of maintenance of status for all employment-
based nonimmigrant classifications that use Form I-129, among other
provisions.
Statement of Need: These proposed changes are needed to modernize
and streamline the requirements of the H-1B program, improve program
efficiency and integrity measures, and provide greater benefits and
flexibilities for petitioners and beneficiaries.
Summary of Legal Basis: The Secretary of Homeland Security's
authority for these proposed regulatory amendments is found in various
sections of the Immigration and Nationality Act (INA or the Act), 8
U.S.C. 1101 et seq., and the Homeland Security Act of 2002 (HSA),
Public Law 107-296, 116 Stat. 2135, 6 U.S.C. 101 et seq. General
authority for issuing this rule is found in section 103(a) of the INA,
8 U.S.C. 1103(a), which authorizes the Secretary to administer and
enforce the immigration and nationality laws, as well as section 112 of
the HSA, 6 U.S.C. 112, which vests all of the functions of DHS in the
Secretary and authorizes the Secretary to issue regulations. Section
101(a)(15) of the INA, 8 U.S.C. 1101(a)(15) establishes classifications
for noncitizens who are coming temporarily to the United States as
nonimmigrants. Section 214(a)(1) of the INA, 8 U.S.C. 1184(a)(1),
authorizes the Secretary to prescribe, by regulation, the terms and
conditions of the admission of nonimmigrants. Section 214(c) of the
INA, 8 U.S.C. 1184(c) authorizes the Secretary to prescribe how an
importing employer may petition for nonimmigrant workers, the
information that an importing employer must provide in the petition;
and certain fees that are required for certain nonimmigrant petitions.
Section 214(g) of the INA, 8 U.S.C. 1184(g), prescribes the H-1B
numerical limitations, various exceptions to those limitations, and the
period of authorized admission for H-1B nonimmigrants. Section 214(i)
of the INA, 8 U.S.C. 1184(i), sets forth the definition and
requirements of a specialty occupation. Section 248 of the INA, 8
U.S.C. 1258, authorizes a noncitizen to change from any nonimmigrant
classification (subject to certain exceptions) to any other
nonimmigrant classification if the noncitizen was lawfully admitted to
the United States as a nonimmigrant and is continuing to maintain that
status and is not otherwise subject to the 3- or 10-year bar applicable
to certain noncitizens who were unlawfully present in the United
States. Section 274A of the INA, 8 U.S.C. 1324a, recognizes the
Secretary's authority to extend employment authorization to noncitizens
in the United States. Finally, section 287(b) of the INA, 8 U.S.C.
1357(b), authorizes the taking and consideration of evidence concerning
any matter that is material or relevant to the enforcement of the INA.
Anticipated Cost and Benefits: DHS is currently considering the
specific impacts of the proposed provisions.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Charles Nimick, Chief, Business and Foreign Workers
Division, Office of Policy and Strategy, Department of Homeland
Security, U.S. Citizenship and Immigration Services, 5900 Capital
Gateway Drive, Suite 4S190, Camp Springs, MD 20588-0009, Phone: 240
721-3000.
RIN: 1615-AC70
DHS--USCIS
91. Modernizing H-2 Program Requirements, Oversight, and Worker
Protections [1615-AC76]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 8 U.S.C. 1103(a)(3); 8 U.S.C.
1001(a)(15)(H)(ii)(a) and (b); 8 U.S.C. 1184(a), (c) and (g); 8 U.S.C.
1324a
CFR Citation: 8 CFR 214; 8 CFR 274a.
Legal Deadline: None.
Abstract: On September 20, 2023, DHS published a notice of proposed
rulemaking (NPRM) in which proposed several changes to modernize and
reform the H-2A and H-2B nonimmigrant worker programs. Specifically,
the NPRM incorporates new policies that if finalized would produce
program efficiencies, address current aspects of the program that may
have unintentionally resulted in exploitation or other abuse of persons
seeking to come to this country as H-2A and H-2B workers, builds upon
existing protections against prohibited payments or other assessment of
fees and/or salary deductions by H-2A and H-2B employers in connection
with recruitment and/or H-2 employment, and otherwise adds protections
for workers. DHS has not proposed any changes that would revise the
temporary labor certification process or the regulations contained in
20 CFR part 655 or 29 CFR part 501 and 503. The public comment period
closes November 20, 2023, and DHS will review the comments received
during the comment period and in accordance with the instructions
contained in the NPRM before issuing any future final rule.
Statement of Need: This rulemaking is needed to enhance protections
for workers and better ensure the integrity of the H-2A and H-2B
programs. In addition, this proposed rule is necessary to improve H-2
program efficiencies and remove certain barriers to program access.
Summary of Legal Basis: The Immigration and Nationality Act (INA)
charges the Secretary of Homeland Security with the administration and
enforcement of the immigration laws and provides that the Secretary
shall establish such regulations and perform such other acts as he
deems necessary for carrying out his authority under the INA. See INA
section 103(a)(1),(3), 8 U.S.C. 1103(a)(1), (3). In addition, the
Homeland Security Act of 2002 charges the Secretary with establishing
and administering rules governing the granting of visas or other forms
of permission to enter the United States to individuals who are not a
citizen, or an alien lawfully admitted for permanent residence in the
United States. See Public Law 107-296, 116 Stat. 2135, 6 U.S.C. 202(4).
Congress established the H-2A and H-2B nonimmigrant classifications in
INA section 101(a)(15)(H)(ii)(a) and (b), 8 U.S.C.
1101(a)(15)(H)(ii)(a) and (b). With respect to nonimmigrants in
particular, the INA provides that the admission to the United States of
any alien as a nonimmigrant shall be for such time and under such
conditions as the Secretary may by regulations prescribe. See INA
section 214(a)(1), 8 U.S.C. 1184(a)(1). The INA also tasks DHS with
approving petitions filed by the importing employers of nonimmigrants,
including those in the H nonimmigrant visa classification, before a
nonimmigrant visa may be granted. See INA section 214(c)(1), 8 U.S.C.
1184(c)(1).
Anticipated Cost and Benefits: In the published proposed rule, DHS
estimates annualized costs of rule range from $1,998,572 to $2,668,028
at a 3-percent discount rate and $2,186,033 to $2,915,885 at a 7-
percent discount rate.
[[Page 9387]]
In addition, the total annualized transfers (from consumers to a
limited number of H-2A and H-2B workers) amount to $2,918,958 in
additional earnings at the 3-percent and 7-percent discount rate and
related total tax transfers of $337,122. Fees paid for Form I-129 and
premium processing as a result of the proposed rule's portability
provision constitute a transfer of $636,760 from petitioners to USCIS
(3 and 7-percent annualized equivalent).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/20/23 88 FR 65040
NPRM Comment Period End............. 11/20/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Charles Nimick, Chief, Business and Foreign Workers
Division, Office of Policy and Strategy, Department of Homeland
Security, U.S. Citizenship and Immigration Services, 5900 Capital
Gateway Drive, Suite 4S190, Camp Springs, MD 20588-0009, Phone: 240
721-3000.
RIN: 1615-AC76
DHS--USCIS
92. Citizenship and Naturalization and Other Related Flexibilities
[1615-AC80]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: sec. 102 of the Homeland Security Act of 2002; 6
U.S.C. 112(a)(3); 8 U.S.C. 1101; 8 U.S.C. 1103; 8 U.S.C. 1151; 8 U.S.C.
1153; 8 U.S.C. 1154; 8 U.S.C. 1159; 8 U.S.C. 1182; 8 U.S.C. 1255; 8
U.S.C. 1401; 8 U.S.C. 1409; 8 U.S.C. 1421; 8 U.S.C. 1423; 8 U.S.C.
1427; 8 U.S.C. 1429 to 1431; 8 U.S.C. 1433; 8 U.S.C. 1435; 8 U.S.C.
1438 to 1440; 8 U.S.C. 1443; 8 U.S.C. 1445 to 1449; 8 U.S.C. 1452; 8
U.S.C. 1454; 8 U.S.C. 1481
CFR Citation: 8 CFR 1.2; 8 CFR 103; 8 CFR 106; 8 CFR 204; 8 CFR
209; 8 CFR 245; 8 CFR 300; 8 CFR 306; 8 CFR 312; 8 CFR 316; 8 CFR 318;
8 CFR 319; 8 CFR 320; 8 CFR 322; 8 CFR 324; 8 CFR 329; 8 CFR 333; 8 CFR
334; 8 CFR 335; 8 CFR 336; 8 CFR 337; 8 CFR 338; 8 CFR 339; 8 CFR 341;
8 CFR 343a; 8 CFR 349; 8 CFR 212; . . .
Legal Deadline: None.
Abstract: The Department of Homeland Security (DHS) will propose to
amend its regulations governing citizenship and naturalization. This
includes clarifying the testing requirements, updating eligibility
requirements, and proposing amendments to clarify definitions. DHS will
also propose to amend other immigration benefit provisions, such as
certain provisions related to adjustment of status and waivers of
inadmissibility that can affect naturalization and acquisition of
citizenship. In addition, DHS will propose removing certain outdated
provisions and amending other provisions to align with current
statutory framework, such as updating the adoption-related regulatory
provisions consistent with the Intercountry Adoption Universal
Accreditation Act of 2012.
Statement of Need: These proposed changes, some of which were
requested by the public, are needed to improve the efficiency,
effectiveness, accessibility, uniformity, and consistency of
adjudications.
Summary of Legal Basis: DHS's authority is found in several
statutory provisions. Section 102 of the Homeland Security Act of 2002
(Pub. L. 107296, 116 Stat. 2135), 6 U.S.C. 112, and section 103(a) of
the Immigration and Nationality Act (INA or the Act), 8 U.S.C. 1103(a),
charge the Secretary with the administration and enforcement of the
immigration and naturalization laws of the United States. In addition
to establishing the Secretary's general authority for the
administration and enforcement of immigration laws, section 103(a) of
the Act, 8 U.S.C. 1103(a), enumerates various related authorities that
include the Secretary's authority to establish such regulations as the
Secretary deems necessary for carrying out the Secretary's authority
under the Act.
Anticipated Cost and Benefits: DHS is currently considering the
specific impacts of the proposed provisions.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
Agency Contact: Mark Phillips, Residence and Naturalization
Division Chief, Department of Homeland Security, U.S. Citizenship and
Immigration Services, Office of Policy and Strategy, 5900 Capital
Gateway Drive, Suite 4S190, Camp Springs, MD 20588-0009, Phone: 240
721-3000.
RIN: 1615-AC80
DHS--USCIS
Final Rule Stage
93. U.S. Citizenship and Immigration Services Fee Schedule and Changes
to Certain Other Immigration Benefit Request Requirements [1615-AC68]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 8 U.S.C. 1356(m), (n)
CFR Citation: 8 CFR 103; 8 CFR 106; 8 CFR 204; 8 CFR 212; 8 CFR
214; 8 CFR 240; 8 CFR 244; 8 CFR 245; 8 CFR 245a; 8 CFR 264; 8 CFR
274a.
Legal Deadline: None.
Abstract: On January 4, 2023, the Department of Homeland Security
(DHS) published a notice of proposed rulemaking (NPRM or proposed rule)
88 FR 402 that proposed to adjust the fees charged by U.S. Citizenship
and Immigration Services (USCIS) for immigration and naturalization
benefit requests. On August 3, 2020, DHS adjusted the fees USCIS
charges for immigration and naturalization benefit requests, imposed
new fees, revised certain fee waiver and exemption policies, and
changed certain application requirements via the rule ``USCIS Fee
Schedule & Changes to Certain Other Immigration Benefit Request
Requirements.'' DHS has been preliminarily enjoined from implementing
that rule by court order. This rule would rescind and replace the
changes made by the August 3, 2020, rule and establish new USCIS fees
to recover USCIS operating costs. DHS solicited public comment on the
NPRM, which DHS intends to consider and address in a final rule.
Statement of Need: USCIS projects that its costs of providing
immigration adjudication and naturalization services will exceed the
financial resources available to it under its existing fee structure.
DHS proposes to adjust the USCIS fee structure to ensure that USCIS
recovers the costs of meeting its operational requirements.
The CFO Act requires each agency's chief financial officer to
``review, on a biennial basis, the fees, royalties, rents, and other
charges imposed by the agency for services and things of value it
provides, and make recommendations on revising those charges to reflect
costs incurred by it in providing those services and things of value.''
Summary of Legal Basis: INA 286(m) and (n), 8 U.S.C. 1356(m) and
(n), authorize the Attorney General and
[[Page 9388]]
Secretary of Homeland Security to recover the full cost of providing
immigration adjudication and naturalization services by establishing
and collecting fees deposited into the Immigration Examinations Fee
Account.
Anticipated Cost and Benefits: In the published proposed rule, DHS
estimated the annualized net costs to the public would be $532,379,138
discounted at 3-and 7-percent. Fee increases and other changes in this
proposed rule would result in annualized transfer payments from
applicants/petitioners to USCIS of approximately $1,612,127,862
discounted at both 3-percent and 7-percent. Fee reductions and
exemptions in this proposed rule would result in annualized transfer
payments from USCIS to applicants/petitioners of approximately
$116,372,429 discounted at both 3-percent and 7-percent. The annualized
transfer payments from the Department of Defense (DoD) to USCIS would
be approximately $222,145 at both 3- and 7-percent discount rates. DHS
is currently considering the specific impacts of the final rule's
provisions.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/04/23 88 FR 402
NPRM Correction..................... 01/09/23 88 FR 1172
NPRM Comment Period End............. 03/06/23
NPRM Comment Period Extended........ 02/24/23 88 FR 11825
NPRM Comment Period Extended End.... 03/13/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses, Governmental Jurisdictions,
Organizations.
Government Levels Affected: None.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Kika Scott, Chief Financial Officer, Department of
Homeland Security, U.S. Citizenship and Immigration Services, 5900
Capital Gateway Drive, Suite 4S190, Camp Springs, MD 20588-0009, Phone:
240 721-3000.
RIN: 1615-AC68
DHS--U.S. COAST GUARD (USCG)
Proposed Rule Stage
94. Shipping Safety Fairways Along the Atlantic Coast [1625-AC57]
Priority: Other Significant.
Legal Authority: 46 U.S.C. 70001; 46 U.S.C. 70003; 46 U.S.C. 70034
CFR Citation: 33 CFR 166; 33 CFR 167.
Legal Deadline: None.
Abstract: The Coast Guard seeks comments regarding the possible
establishment of shipping safety fairways (fairways) along the Atlantic
Coast of the United States. Fairways are marked routes for vessel
traffic in which any fixed obstructions are prohibited. The proposed
fairways are based on studies about vessel traffic along the Atlantic
Coast. The Coast Guard is coordinating this action with the Bureau of
Offshore Energy Management (BOEM) to minimize the impact on potential
offshore energy leases.
Statement of Need: This rulemaking would establish shipping safety
fairways along the Atlantic coast of the United States to facilitate
the direct and unobstructed transits of ships and facilitate
development on the outer continental shelf. The establishment of
fairways would ensure that obstruction-free routes are preserved to and
from US ports and along the Atlantic coast.
Summary of Legal Basis: Section 70003 of title 46 United States
Code (46 U.S.C. 70003) directs the Secretary of the department in which
the Coast Guard resides to designate necessary fairways that provide
safe access routes for vessels proceeding to and from U.S. ports.
Alternatives: The ANPRM outlined the Coast Guard's plans for
fairways along the Atlantic Coast and requested information and data
associated with the regulatory concepts. The Coast Guard will use this
information and data to shape regulatory language and alternatives and
assess the associated impacts in the NPRM. The Coast Guard is also
considering comments received on port access route studies notices in
development of the proposed rule.
Anticipated Cost and Benefits: The fairways are designed to keep
traditional vessel navigation routes free from fixed structures that
could impact navigation safety and impede other shared offshore
activities. Fairways are not mandatory; however, the Coast Guard
recognizes that there is increasing interest in offshore commercial
development, including offshore renewable energy installations, and
believes this development is best served by the establishment of
consistent and well-defined fairways. The proposed fairways would help
ensure that offshore developments remain viable by allowing developers
to construct and maintain installations without risk of impeding vessel
traffic.
Risks: The Bureau of Ocean Energy Management (BOEM) is leasing
offshore areas that could affect customary shipping routes. Expeditious
pursuit of this rulemaking is intended to prevent conflict between
customary shipping routes and areas that may be leased by BOEM.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 06/19/20 85 FR 37034
ANPRM Comment Period End............ 08/18/20
NPRM................................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: None.
Additional Information: Docket number USCG-2019-0279.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Maureen Kallgren Program Manager, Department of
Homeland Security, U.S. Coast Guard, Office of Navigation Systems (CG-
NAV), 2703 Martin Luther King Jr. Avenue SE, STOP 7509, Washington, DC
20593-7509, Phone: 202 372-1561, Email: [email protected].
RIN: 1625-AC57
DHS--USCG
95. Cybersecurity in the Marine Transportation System [1625-AC77]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 46 U.S.C. 70101; 46 U.S.C. 70102; 46 U.S.C. 70104;
46 U.S.C. 70124
CFR Citation: 33 CFR 101.
Legal Deadline: None.
Abstract: The Coast Guard proposes to update its maritime security
regulations by adding cybersecurity requirements to existing Maritime
Security regulations in 33 CFR part 101 et seq. This proposed
rulemaking is part of an ongoing effort to address emerging
cybersecurity risks and threats to maritime security by including
additional security requirements to safeguard the marine transportation
system.
Statement of Need: The purpose of this rulemaking is to set minimum
cybersecurity requirements for vessels
[[Page 9389]]
and facilities to safeguard the Marine Transportation System (MTS) from
cybersecurity vulnerabilities.
Summary of Legal Basis: The Coast Guard exercises the Maritime
Transportation Security Act of 2002 (MTSA) authorities of Chapter 701
of Title 46 of the U.S. Code. This includes the authority to promulgate
Chapter 701 regulations under 46 U.S.C. 70124. This statute provides
that the Secretary of Homeland Security may issue regulations necessary
to implement Chapter 701 of Title 46.
Anticipated Cost and Benefits: The regulatory analysis for the
proposed rule is still being developed.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Undetermined.
Agency Contact: Frank Strom, Chief, Systems Engineering Division
(CG-ENG-3), Department of Homeland Security, U.S. Coast Guard, Office
of Design and Engineering Standards, 2703 Martin Luther King Jr. Avenue
SE, STOP 7509, Washington, DC 20593-7509, Phone: 202 372-1375, Email:
[email protected].
RIN: 1625-AC77
DHS--USCG
96. Marpol Annex VI; Prevention of Air Pollution From Ships [1625-AC78]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 1903
CFR Citation: 33 CFR 151.
Legal Deadline: None.
Abstract: The Coast Guard is proposing regulations to carry out the
provisions of Annex VI of the MARPOL Protocol, which is focused on the
prevention of air pollution from ships. The Act to Prevent Pollution
from Ships has already given direct effect to most provisions of Annex
VI, and the Coast Guard and the Environmental Protection Agency have
carried out some Annex VI provisions through previous rulemakings. This
proposed rule would fill gaps in the existing framework for carrying
out the provisions of Annex VI. Chapter 4 of Annex VI contains
shipboard energy efficiency measures that include short-term measures
reducing carbon emissions linked to climate change and supports
Administration goals outlined in Executive Order 14008 titled Tackling
the Climate Crisis at Home and Abroad. This proposed rule would apply
to U.S.-flagged ships. It would also apply to foreign-flagged ships
operating either in U.S. navigable waters or in the U.S. Exclusive
Economic Zone.
Statement of Need: The Coast Guard is proposing regulations to
carry out the provisions of Annex VI of the MARPOL Protocol, which is
focused on the prevention of air pollution from ships. The Act to
Prevent Pollution from Ships has already given direct effect to most
provisions of Annex VI, and the Coast Guard and the Environmental
Protection Agency have carried out some Annex VI provisions through
previous rulemakings. This proposed rule would fill gaps in the
existing framework for carrying out the provisions of Annex VI and
explain how the United States has chosen to carry out certain
discretionary aspects of Annex VI.
Summary of Legal Basis: Section 4 of the Act to Prevent Pollution
from Ships (Pub. L. 96-478, Oct. 21, 1980, 94 Stat. 2297), as reflected
in 33 U.S.C. 1903, directs the Secretary of Homeland Security to
prescribe any necessary or desired regulations to carry out the
provisions of the MARPOL Protocol. The ``MARPOL Protocol'' is defined
in 33 U.S.C. 1901 and includes Annex VI of the International Convention
for the Prevention of Pollution from Ships, 1973.
Anticipated Cost and Benefits: USCG anticipates the costs for the
proposed rule to come primarily from additional labor for 5
requirements including overseeing surveys; developing and maintaining a
fuel-switching procedure; recording various data during each fuel
switching; developing and managing a Volatile organic compounds (VOC)
management plan; crew member to calculate and report the attained
Energy Efficient Design Index (EEDI) of the vessel, and crew member to
develop and maintain the Ship Energy Efficiency Management Plan
(SEEMP). USCG expects the proposed rule to have benefits from avoided
engine emissions.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Federalism: Undetermined.
Agency Contact: Frank Strom, Chief, Systems Engineering Division
(CG-ENG-3), Department of Homeland Security, U.S. Coast Guard, Office
of Design and Engineering Standards, 2703 Martin Luther King Jr. Avenue
SE, STOP 7509, Washington, DC 20593-7509, Phone: 202 372-1375, Email:
[email protected].
RIN: 1625-AC78
DHS--U.S. CUSTOMS AND BORDER PROTECTION (USCBP)
Final Rule Stage
97. Advance Passenger Information System: Electronic Validation of
Travel Documents [1651-AB43]
Priority: Other Significant.
Legal Authority: 49 U.S.C. 44909; 8 U.S.C. 1221
CFR Citation: 19 CFR 122.
Legal Deadline: None.
Abstract: U.S. Customs and Border Protection (CBP) regulations
require commercial air carriers to electronically transmit passenger
information to CBP's Advance Passenger Information System (APIS) prior
to an aircraft's arrival in or departure from the United States. CBP
proposes to amend these regulations to incorporate additional carrier
requirements that will enable CBP to validate each passenger's travel
documents prior to the passenger boarding the aircraft. This proposed
rule would also require air carriers to transmit additional data
elements through APIS for all commercial aircraft passengers arriving
in the United States in order to support border operations and national
security. The collection of additional data elements will support the
efforts of the Centers for Disease Control, within the Department of
Health and Human Services, to monitor and contact-trace health
incidents. This rule is consistent with Executive Order 14058, which
directs agencies to take actions that improve service delivery and
customer experience by decreasing administrative burdens, enhancing
transparency, and improving the efficiency and effectiveness of
government.
Statement of Need: Current regulations require U.S. citizens and
foreign travelers entering and leaving the United States via air travel
to submit travel documents containing biographical information, such as
a passenger's name and date of birth. For security purposes, CBP
compares the information on passengers' documents to various databases
and the terrorist watch list through APIS. While in the case of
security threats CBP may require an air carrier to deny boarding to the
passenger. CBP recommends that air carriers deny boarding to those
likely to be deemed inadmissible upon arrival in the United States. To
further improve
[[Page 9390]]
CBP's vetting processes with respect to identifying and preventing
passengers with fraudulent or improper documents from traveling to or
leaving the United States, CBP proposes to require carriers to receive
from CBP a message that would state whether CBP matched the travel
documents of each passenger to a valid, authentic travel document prior
to departure to the United States from a foreign port or place or
departure from the United States. The proposed rule also would require
carriers to submit passenger contact information while in the United
States to CBP through APIS. Submission of such information would enable
CBP to identify and interdict individuals posing a risk to border,
national, and aviation safety and security more quickly. Collecting
these additional data elements would also enable CBP to further assist
CDC to monitor and trace the contacts of those involved in serious
public health incidents upon CDC request. Additionally, the proposed
rule would allow carriers to include the aircraft tail number in their
electronic messages to CBP and make technical changes to conform with
current practice.
Anticipated Cost and Benefits: The proposed rule would result in
costs to CBP, air carriers, and passengers for additional time spent
coordinating to resolve a passenger's status should there be a security
issue upon checking in for a flight. In addition, CBP will incur costs
for technological improvements to its systems. CBP, air carriers, and
passengers would benefit from reduced passenger processing times during
customs screening. Unquantified benefits would result from greater
efficiency in passenger processing pre-flight, improved national
security, and fewer penalties for air carriers following entry denial
of a passenger.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/02/23 88 FR 7016
NPRM Comment Period End............. 04/03/23
Final Action........................ 08/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Robert Neumann, Program Manager, Office of Field
Operations, Department of Homeland Security, U.S. Customs and Border
Protection, 1300 Pennsylvania Avenue NW, Washington, DC 20229, Phone:
202 412-2788, Email: [email protected].
RIN: 1651-AB43
DHS--TRANSPORTATION SECURITY ADMINISTRATION (TSA)
Proposed Rule Stage
98. Enhancing Surface Cyber Risk Management [1652-AA74]
Priority: Other Significant.
Legal Authority: 49 U.S.C. 114; Pub. L. 110-53, secs. 1405, 1512
and 1531
CFR Citation: 49 CFR 1520; 49 CFR 1570; 49 CFR 1580; 49 CFR 1582;
49 CFR 1584.
Legal Deadline: None.
Abstract: On July 28, 2021, the President issued the National
Security Memorandum on Improving Cybersecurity for Critical
Infrastructure Control Systems. In response to the ongoing threat to
pipeline systems, TSA used its authority under 49 U.S.C. 114 to issue
emergency security directives to owners and operators of TSA-designated
critical pipelines that transport hazardous liquids and natural gas to
implement a number of urgently needed protections against cyber
intrusions. TSA also issued security directives in the freight,
passenger, and transit-rail sectors under the same statutory authority.
TSA is committed to enhancing and sustaining industry's resilience to
cybersecurity attacks. TSA intends to issue a rulemaking that will
permanently codify critical cybersecurity requirements for pipeline and
rail modes. Through this rulemaking, TSA will also address certain
requirements in the Implementing Recommendations of the 9/11 Commission
Act of 2007 related to information and operational technology systems.
TSA is committed to enhancing and sustaining cybersecurity for all
modes of transportation and intends to issue a rulemaking that may
codify these and other requirements following an opportunity for notice
and comment. In addition to holding numerous technical roundtables with
the industry regarding cybersecurity requirements, TSA also solicited
public input in the development of this rulemaking through publication
of an advance notice of proposed rulemaking in November 2022.
Statement of Need: This rulemaking is necessary to address the
ongoing cybersecurity threat to U.S. transportation modes with
potential impacts on national security, including economic security.
Anticipated Cost and Benefits: TSA is in the process of determining
the costs and benefits of this rulemaking.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 11/30/22 87 FR 73527
ANPRM Comment Period End............ 01/17/23
ANPRM Comment Period Extended....... 12/23/22 87 FR 78911
ANPRM Comment Period Extended End... 02/01/23
NPRM................................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Victor Parker, Branch Manager, Policy Development
Branch, Surface Division, Department of Homeland Security,
Transportation Security Administration, Policy, Plans and Engagement,
6595 Springfield Center Drive, Springfield, VA 20598-6028, Phone: 571
227-3664, Email: [email protected].
James Ruger, Chief Economist, Economic Analysis Branch-Coordination
& Analysis Division, Department of Homeland Security, Transportation
Security Administration, Policy, Plans, and Engagement, 6595
Springfield Center Drive, Springfield, VA 20598-6028, Phone: 571 227-
5519, Email: [email protected].
David Kasminoff, Senior Counsel, Regulations and Security
Standards, Department of Homeland Security, Transportation Security
Administration, Chief Counsel's Office, 6595 Springfield Center Drive,
Springfield, VA 20598-6002, Phone: 571 227-3583, Email:
[email protected].
Related RIN: Related to 1652-AA56
RIN: 1652-AA74
DHS--TSA
Final Rule Stage
99. Flight Training Security Program [1652-AA35]
Priority: Other Significant.
Legal Authority: 6 U.S.C. 469(b); 49 U.S.C. 114; 49 U.S.C. 44939;
49 U.S.C. 46105
CFR Citation: 49 CFR part 1552.
Legal Deadline: Final, Statutory, February 10, 2004, interim final
rule required within 60 days of enactment of the Vision 100 Act.
[[Page 9391]]
Public Law 108-176, sec. 612(a) (Dec. 12, 2003) requires an interim
final rule to implement the requirements of 49 U.S.C. 44939, as further
amended by section 612(a), not later than 60 days after the date of
enactment of the act. Public Law 108-90, sec. 520 (Oct. 1, 2003),
codified at 6 U.S.C. 469(b), requires collection of fees authorized by
Public Law 108-176). Public Law 110-329, sec. 543 (Sept. 30, 2008)
further amends 6 U.S.C. 469 to include both initial and recurrent
training.
Abstract: As required by the Vision 100 Act, TSA issued an Interim
Final Rule (IFR) (effective September 20, 2004) that transferred
responsibility for the vetting of flight school candidates from the
Department of Justice to TSA, with certain modifications to the program
required by the act. TSA reopened the comment period for 30 days on May
18, 2018. This IFR applies to training providers and to individuals who
apply for or receive flight training. Flight schools are required to
notify TSA when non-U.S. citizens, non-U.S. nationals, and other
individuals designated by TSA, apply for flight training or recurrent
flight training. TSA issued exemptions and interpretations in response
to comments on the IFR and questions raised during operation of the
program since 2004, and a notice published in 2018 extending the
comment period on the IFR. Many of the changes made to the program
through this final rule are in direct responses to recommendations from
the Aviation Security Advisory Committee, a statutorily created
committee charged with providing input to TSA on regulatory
requirements. Based on the comments and questions received, TSA is
finalizing the rule and considering modifications that would change the
frequency of security threat assessments from a high-frequency, event-
based interval, to a time-based interval; clarify the definitions and
other provisions of the rule; and enable industry to use TSA-provided
electronic recordkeeping systems for all documents required to
demonstrate compliance with the rule. These and other changes will
provide significant cost-savings to the industry and individuals
seeking flight training while also enhancing security.
Statement of Need: In the years since TSA published the IFR,
members of the aviation industry, the public, and federal oversight
organizations have identified areas where the Flight Training Security
Program (formerly the Alien Flight Student Program) could be improved.
TSA's internal procedures and processes for vetting applicants also
have advanced through technology and other enhancements. Publishing a
final rule that addresses comments on the IFR and aligns with modern
TSA vetting practices would streamline and reduce burden for the Flight
Training Security Program application, vetting, and recordkeeping
process for all parties involved.
Anticipated Cost and Benefits: TSA is considering revising the
requirements of the Flight Training Security Program to reduce costs
and industry burden. One action TSA is considering is an electronic
recordkeeping platform where all flight training providers would upload
certain information to a TSA-managed website (https://fts.tsa.dhs.gov/
). Also at industry's request, TSA is considering changing the interval
for a Security Threat Assessment of each non-U.S. citizen and non-U.S.
national flight student, by eliminating the requirement for a Security
Threat Assessment for each separate training event. This change would
result in an annual savings, although there may be additional start-up
and record retention costs for the agency as a result of this revision.
The change in the interval of the Security Threat Assessment would
result in immediate cost savings to flight providers and students who
are neither U.S. citizens nor U.S. nationals without compromising the
security process.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Interim Final Rule; Request for 09/20/04 69 FR 56324
Comments.
Interim Final Rule Effective........ 09/20/04
Interim Final Rule; Comment Period 10/20/04
End.
Notice-Information Collection; 60- 11/26/04 69 FR 68952
Day Renewal.
Notice-Information Collection; 30- 03/30/05 70 FR 16298
Day Renewal.
Notice-Information Collection; 60- 06/06/08 73 FR 32346
Day Renewal.
Notice-Information Collection; 30- 08/13/08 73 FR 47203
Day Renewal.
Notice-Alien Flight Student Program 04/13/09 74 FR 16880
Recurrent Training Fees.
Notice-Information Collection; 60- 09/21/11 76 FR 58531
Day Renewal.
Notice-Information Collection; 30- 01/31/12 77 FR 4822
Day Renewal.
Notice-Information Collection; 60- 03/10/15 80 FR 12647
Day Renewal.
Notice-Information Collection; 30- 06/18/15 80 FR 34927
Day Renewal.
IFR; Comment Period Reopened........ 05/18/18 83 FR 23238
IFR; Comment Period Reopened End.... 06/18/18
Notice-Information Collection; 60- 07/06/18 83 FR 31561
Day Renewal.
Notice-Information Collection; 30- 10/31/18 83 FR 54761
Day Renewal.
Notice-Information Collection; 60- 08/27/21 86 FR 48239
Day Renewal.
Notice-Information Collection; 30- 01/19/22 87 FR 2889
Day Renewal.
Final Rule.......................... 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Stephanie Hamilton, Manager, Vetting Programs
Branch, Department of Homeland Security, Transportation Security
Administration, Enrollment Services & Vetting Programs, 6595
Springfield Center Drive, Springfield, VA 20598-6010, Phone: 571 227-
2851, Email: [email protected].
James Ruger, Chief Economist, Economic Analysis Branch-Coordination
& Analysis Division, Department of Homeland Security, Transportation
Security Administration, Policy, Plans, and Engagement, 6595
Springfield Center Drive, Springfield, VA 20598-6028, Phone: 571 227-
5519, Email: [email protected].
David Ross, Attorney-Advisor, Regulations and Security Standards,
Department of Homeland Security, Transportation Security
Administration, Chief Counsel's Office, 6595 Springfield Center Drive,
Springfield, VA 20598-6002, Phone: 571 227-2465, Email:
[email protected].
Related RIN: Related to 1652-AA61
RIN: 1652-AA35
DHS--TSA
100. Frequency of Renewal Cycle for Indirect Air Carrier Security
Programs [1652-AA72]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
[[Page 9392]]
Legal Authority: 49 U.S.C. 114; 49 U.S.C. 5103; 49 U.S.C. 40113; 49
U.S.C. 44901 to 44905; 49 U.S.C. 4491 to 44914; 49 U.S.C. 44916 to
44917; 49 U.S.C. 44932; 49 U.S.C. 449354 to 44936; 49 U.S.C. 46105
CFR Citation: 49 CFR 1548.
Legal Deadline: None.
Abstract: The Transportation Security Administration (TSA) is
reducing the frequency of renewal applications for indirect air
carriers (IACs). Currently, these entities must submit an application
to renew their security program each year. Following a review of TSA's
regulatory requirements seeking to reduce the cost of compliance, TSA
determined that the duration of the security program for these entities
can be increased from 1 year to 3 years without having a negative
impact on transportation security. This change will align the security
program renewal requirement with the renewal cycle for Certified Cargo
Screening Facilities under 49 CFR part 1549. This rulemaking is in
response to a request from the industry subject to these requirements.
Statement of Need: Consistent with Executive Order 12866 and
Executive Order 13563, TSA identified portions of air cargo regulations
that may be tailored to impose a lesser burden on society and that may
improve government processes. Under 49 CFR part 1548 indirect air
carriers are required to renew their security programs each year. TSA's
robust inspection and compliance requirements make the annual renewal
requirement unnecessary.
Anticipated Cost and Benefits: This rule would reduce the frequency
of IAC security program certifications from annually to once every
three years. This rule does not impose any incremental costs because
regulated entities are already performing all actions required to
obtain the certification in question. The expected outcome will have a
minimal cost impact with positive net benefit due to time saved with a
lower frequency in the renewal cycle.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Final Rule.......................... 09/16/09 74 FR 47705
Final Rule Effective................ 09/16/09
NPRM................................ 12/27/22 87 FR 79264
NPRM Comment Period End............. 02/27/23
Final Rule.......................... 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Angel Rodriguez, Acting Section Chief, Department
of Homeland Security, Transportation Security Administration, 6595
Springfield Center Drive, Springfield, VA 20598-6028, Phone: 571 227-
2108, Email: [email protected].
James Ruger, Chief Economist, Economic Analysis Branch-Coordination
& Analysis Division, Department of Homeland Security, Transportation
Security Administration, Policy, Plans, and Engagement, 6595
Springfield Center Drive, Springfield, VA 20598-6028, Phone: 571 227-
5519, Email: [email protected].
David Ross, Attorney-Advisor, Regulations and Security Standards,
Department of Homeland Security, Transportation Security
Administration, Chief Counsel's Office, 6595 Springfield Center Drive,
Springfield, VA 20598-6002, Phone: 571 227-2465, Email:
[email protected].
Related RIN: Related to 1652-AA23
RIN: 1652-AA72
DHS--TSA
101. Minimum Standards for Driver's Licenses and
Identification Cards Acceptable by Federal Agencies for Official
Purposes; Waiver for Mobile Driver's Licenses [1652-AA76]
Priority: Other Significant. Major under 5 U.S.C. 801.
Legal Authority: 49 U.S.C. 30301 note; 6 U.S.C. 111; 6 U.S.C. 112
CFR Citation: 6 CFR 37.
Legal Deadline: None.
Abstract: This proposal is the first rulemaking in a multi-phased
project to enable Federal agencies, at their discretion, to continue
accepting mobile driver's licenses and mobile identification cards
(collectively referred to as mDLs), while the Transportation Security
Administration (TSA) develops comprehensive regulatory requirements for
REAL ID-compliant mDLs. This rule is proposing to add new mDL
definitions to 6 CFR part 37 (REAL ID regulations), and to establish a
process that states must follow to apply for a mDL waiver from the REAL
ID regulations. This initial rulemaking would also enable federal
agencies to accept State mDLs for official purposes from States who are
issued such a waiver.
After multiple industry technical standards are finalized and
published, TSA would repeal the waiver provisions and issue regulations
setting the minimum technical requirements and security standards for
mDLs to enable Federal agencies to accept mDLs for official purposes.
The Department of Homeland Security (DHS) solicited public
participation in the development of requirements in this rulemaking
through a request for information published in April 2021, including
two extensions of the comment period. As part of this public
engagement, DHS also held a virtual public meeting on June 30, 2021, to
discuss the purposes of the rulemaking and provide an additional forum
of comments by stakeholders and other interested persons.
Effective May 22, 2023, authority to administer the REAL ID program
was delegated from the Secretary of Homeland Security to the
Administrator of TSA pursuant to DHS Delegation No. 7060.02.1.
Statement of Need: This rulemaking is necessary to implement
authority under the REAL ID Modernization Act, which clarified that
REAL ID requirements apply to mDLs issued in accordance with
regulations prescribed by the Secretary. The rule would enable
continued mDL acceptance when REAL ID enforcement begins in 2025.
Anticipated Cost and Benefits: TSA anticipates that States, TSA,
and some Federal agencies will incur costs associated with using mDLs.
States incur costs to submit waiver applications, TSA incurs costs to
administer the waiver program, and Federal agencies that choose to
accept mDLs for official purposes incur costs to implement mDL
acceptance. TSA anticipates benefits for all stakeholders, including
increased convenience, security, privacy, and health benefits from
contact-free identity verification.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 08/30/23 88 FR 60056
NPRM Comment Period End............. 10/16/23
Final Rule.......................... 05/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, State.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: George Petersen, Senior Program Manager, REAL ID
Program, Department of Homeland Security, Transportation Security
Administration, Enrollment Services &
[[Page 9393]]
Vetting Programs, 6595 Springfield Center Drive, Springfield, VA 20598-
6010, Phone: 571 227-2215, Email: [email protected].
Related RIN: Previously reported as 1601-AB06, Related to 1601-
AA37, Related to 1601-AB01, Related to 1601-AB03
RIN: 1652-AA76
DHS--U.S. IMMIGRATION AND CUSTOMS ENFORCEMENT (USICE)
Proposed Rule Stage
102. Clarifying and Revising Custody Determination and Detention
Classification Procedures [1653-AA92]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 8 U.S.C. 1103; 6 U.S.C. 251; 6 U.S.C. 111; 8
U.S.C. 1226
CFR Citation: 8 CFR 236.1.
Legal Deadline: None.
Abstract: The Department of Homeland Security (DHS), U.S.
Immigration and Customs Enforcement (ICE) and the Department of Justice
(DOJ) Executive Office for Immigration Review (EOIR) (collectively, the
Departments) are planning to amend the regulations that govern
detention and release determinations for noncitizens subject to the
custody provisions in section 236 of the Immigration and Nationality
Act (Act), 8 U.S.C. 1226(a). The goal of the proposed regulation would
be to clarify the scope and applicability of section 236(a) of the Act,
8 U.S.C. 1226(a), and the procedures that apply under that section,
including the burden and standard of proof for continued detention at
initial custody determinations and any custody redetermination
hearings, and related issues. This rulemaking is consistent with
Executive Order 14058, which directs agencies to take actions that
improve service delivery and customer experience by decreasing
administrative burdens, enhancing transparency, and improving the
efficiency and effectiveness of government.
Statement of Need: The proposed rule is needed to bring clarity and
uniformity to the procedures governing ICE initial custody decisions
and IJ bond hearings for noncitizens subject to discretionary detention
under INA 236(a). This rule will also revise the procedures for
determining whether a noncitizen is properly subject to INA 236(c)
detention. Additionally, this rule will clarify the detention authority
that applies during the petition for review process for certain
noncitizens seeking judicial review of their removal orders. Lastly,
the proposed rule will make organizational changes to the structure of
the EOIR regulations governing custody redetermination hearings and
address outdated provisions in the Departments' custody and bond
regulations. The Departments believe this rulemaking will help address
issues that frequently arise in litigation brought by noncitizens
challenging the Departments' existing custody and bond hearing
procedures and it may also help to resolve differing interpretations
among Federal circuit courts.
Anticipated Cost and Benefits: DOJ and DHS are currently
considering the specific cost and benefit impacts of the proposed
provisions.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
Federalism: Undetermined.
Agency Contact: Sharon Hageman, Deputy Assistant Director,
Department of Homeland Security, U.S. Immigration and Customs
Enforcement, 500 12th Street SW, Mail Stop 5006, Washington, DC 20536,
Phone: 202 732-6960, Email: [email protected].
Related RIN: Related to 1125-AB27
RIN: 1653-AA92
DHS--FEDERAL EMERGENCY MANAGEMENT AGENCY (FEMA)
Proposed Rule Stage
103. National Flood Insurance Program: Standard Flood Insurance Policy,
Homeowner Flood Form [1660-AB06]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 4001 et seq.
CFR Citation: 44 CFR 61.
Legal Deadline: None.
Abstract: The National Flood Insurance Program (NFIP), established
pursuant to the National Flood Insurance Act of 1968, is a voluntary
program in which participating communities adopt and enforce a set of
minimum floodplain management requirements to reduce future flood
damages. Property owners in participating communities are eligible to
purchase NFIP flood insurance. This proposed rule would revise the
Standard Flood Insurance Policy by adding a new Homeowner Flood Form
and five accompanying endorsements. The new Homeowner Flood Form would
replace the Dwelling Form as a source of coverage for homeowners of
one-to-four family residences. Together, the new Form and endorsements
would more closely align with property and casualty homeowners
insurance and provide increased options and coverage in a more user-
friendly and comprehensible format.
Statement of Need: The National Flood Insurance Act requires FEMA
to provide by regulation the general terms and conditions of
insurability applicable to properties eligible for flood insurance
coverage. 42 U.S.C. 4013(a). To comply with this requirement, FEMA
adopts the Standard Flood Insurance Policy (SFIP) in regulation, which
sets out the terms and conditions of insurance. See 44 CFR part 61,
Appendix A. FEMA must use the SFIP for all flood insurance policies
sold through the NFIP. See 44 CFR 61.13.
The SFIP is a single-peril (flood) policy that pays for direct
physical damage to insured property. There are currently three forms of
the SFIP: the Dwelling Form, the General Property Form, and the
Residential Condominium Building Association Policy (RCBAP) Form. The
Dwelling Form insures a one-to-four family residential building or a
single-family dwelling unit in a condominium building. See 44 CFR part
61, Appendix A(1). Policies under the Dwelling Form offer coverage for
building property, up to $250,000, and personal property up to
$100,000. The General Property Form ensures a five-or-more family
residential building or a non-residential building. See 44 CFR part 61,
Appendix A(2). The General Property Form offers coverage for building
and contents up to $500,000 each. The RCBAP Form insures residential
condominium association buildings and offers building coverage up to
$250,000 multiplied by the number of units and contents coverage up to
$100,000 per building. See 44 CFR part 61, appendix A(3). RCBAP
contents coverage insures property owned by the insured condominium
association. Individual unit owners must purchase their own Dwelling
Form policy in order to insure their own contents.
FEMA last substantively revised the SFIP in 2000. See 65 FR 60758
(Oct. 12, 2000). In 2020, FEMA published a final rule that made non-
substantive clarifying and plain language improvements to the SFIP. See
85 FR 43946 (July 20, 2020). However, many policyholders, agents, and
adjusters continue to find the SFIP difficult to
[[Page 9394]]
read and interpret compared to other, more modern, property and
casualty insurance products found in the private market. Accordingly,
FEMA proposes to adopt a new Homeowner Flood Form.
The new Homeowner Flood Form, which FEMA proposes to add to its
regulations at 44 CFR 61 appendix A(4), would protect property owners
in a one-to-four family residence. Upon adoption, the Homeowner Flood
Form would replace the Dwelling Form as a source of coverage for this
class of residential properties. FEMA would continue to use the
Dwelling Form to insure landlords, renters, and owners of mobile homes,
travel trailers, and condominium units. Compared to the current
Dwelling Form, the new Homeowner Flood Form would clarify coverage and
more clearly highlight conditions, limitations, and exclusions in
coverage as well as add and modify coverages and coverage options. FEMA
also proposes adding to its regulations five endorsements to accompany
the new Form: Increased Cost of Compliance Coverage, Actual Cash Value
Loss Settlement, Temporary Housing Expense, Basement Coverage, and
Builder's Risk. These endorsements, which FEMA proposes to codify at 44
CFR 61 appendices A(101)- (105), respectively, would give policyholders
the option of amending the Homeowner Flood Form to modify coverage with
a commensurate adjustment to premiums charged. Together, the Homeowner
Flood Form and accompanying endorsements would increase options and
coverage for owners of one-to-four family residences.
FEMA intends that this new Form will be more user-friendly and
comprehensible. As a result, the new Homeowner Flood Form and its
accompanying endorsements would provide a more personalized,
customizable product than the NFIP has offered during its 50 years. In
addition to aligning with property and casualty homeowners' insurance,
the result would increase consumer choice and simplify coverage.
Anticipated Cost and Benefits: FEMA estimates that this rulemaking
would result in an increase in transfer payments from policyholders to
FEMA and insurance providers in the form of flood insurance premiums,
and from FEMA to policyholders in the form of claims payments.
Additionally, this rulemaking would result in benefits to
policyholders, insurance providers, and FEMA, mostly through cost
savings due to increased clarity and fulfillment of customer
expectations through expanded coverage options. It would also help the
NFIP better signal risk through premiums, reduce the need for Federal
assistance, and increase resilience by enhancing mitigation efforts.
Lastly, FEMA, States, and insurance providers will incur costs for
implementation and familiarization of the rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Agency Contact: Christine Merk, Lead Management and Program
Analyst, Department of Homeland Security, Federal Emergency Management
Agency, Insurance Analytics and Policy Branch, 400 C Street SW,
Washington, DC 20472, Phone: 202 735-6324, Email:
[email protected].
RIN: 1660-AB06
DHS--FEMA
104. Update of FEMA'S Public Assistance Regulations [1660-AB09]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 5121 to 5207
CFR Citation: 44 CFR 206.
Legal Deadline: None.
Abstract: The Federal Emergency Management Agency (FEMA) proposes
to revise its Public Assistance (PA) program regulations to reflect
current statutory authorities and implement program improvements. The
proposed rule would incorporate changes brought about by amendments to
the Robert T. Stafford Disaster Relief and Emergency Assistance Act.
FEMA is also proposing clarifications and corrections to improve the
efficiency and consistency of the Public Assistance program.
Statement of Need: The Robert T. Stafford Disaster Relief and
Emergency Assistance Act (Stafford Act), Pub. L. 100-707, 102 Stat.
4689, authorizes the President to provide Federal assistance when the
severity and magnitude of an incident or threatened incident, exceeds
the affected State, local, Indian Tribal, and Territorial government's
(SLTT's) capabilities to effectively respond or recover. 42 U.S.C. 5170
and 5191. If the President declares an emergency or major disaster
authorizing the Public Assistance program, FEMA may award Public
Assistance grants to assist SLTTs and certain private nonprofit (PNP)
organizations so communities can quickly respond to and recover from
the major disaster or emergency.
FEMA proposes to amend its Public Assistance and Community Disaster
Loan program regulations to incorporate statutory changes that have
amended sections of the Stafford Act relating to Public Assistance and
Community Disaster Loans and to improve program administration. These
include the Post-Katrina Emergency Management Reform Act of 2006
(PKEMRA), Public Law 109-295, 120 Stat. 1394, the Security and
Accountability for Every Port Act of 2006 (SAFE Port Act), Public Law
109-347, 120 Stat. 1884, the Pets Evacuation and Transportation
Standards Act of 2006 (PETS Act), Public Law 109-308, 120 Stat. 1725,
the Sandy Recovery Improvement Act of 2013 (SRIA), Public Law 113-2,
127 Stat. 39, the Emergency Information Improvement Act of 2015, Public
Law 114-111, 129 Stat. 2240, the Bipartisan Budget Act of 2018, Public
Law 115-123, 132 Stat. 64, and the FAA Reauthorization Act of 2018,
Division D, Disaster Recovery Reform Act of 2018 (DRRA), Public Law
115-254, 132 Stat. 3438. FEMA also proposes to implement program
improvements and make clarifications and corrections to existing
regulations.
Anticipated Cost and Benefits: FEMA estimates that this rulemaking
would result in benefits to SLTTs and FEMA from improving clarity and
aligning FEMA regulations with statutory changes and current practices.
Such increased clarity and understanding would improve the efficiency
and the consistency of FEMA's PA programs. Additionally, proposed
improvements to State/Tribal administrative plans would better position
SLTTs to respond to and to recover from emergencies and disasters.
Lastly, FEMA estimates increases in costs for SLTTs due to additional
paperwork burden and familiarization of the rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, Local, State, Tribal.
Additional Information: Docket ID FEMA-2023-0005.
Agency Contact: Tod Wells, Deputy Director, Public Assistance
Division Recovery Directorate, Department of Homeland Security, Federal
Emergency Management Agency, 500 C Street SW, Washington, DC 20472-
3100, Phone: 202 646-3834, Email: [email protected].
RIN: 1660-AB09
[[Page 9395]]
DHS--FEMA
105. Updates to Floodplain Management and Protection of Wetlands
Regulations To Implement the Federal Flood Risk Management Standard
[1660-AB12]
Priority: Other Significant.
Legal Authority: 6 U.S.C. 101 et seq.; 42 U.S.C. 4001 et seq.; 42
U.S.C. 4321 et seq.; E.O. 11988 of May 24, 1977, 42 FR 26951, 3 CFR,
1977 Comp., p. 117; E.O. 11990 of May 24, 1977, 42 FR 26961, 3 CFR,
1977 Comp., p. 121; E.O. 13690, 80 FR 6425; E.O. 14030, 86 FR 27967
CFR Citation: 44 CFR 9.
Legal Deadline: None.
Abstract: Consistent with President Biden's Executive Order on
Climate Related Financial Risk (E.O. 14030), the Federal Emergency
Management Agency (FEMA) proposes to amend its regulations at 44 CFR
part 9, ``Floodplain Management and Protection of Wetlands,'' to
incorporate amendments to Executive Order 11988 and the Federal Flood
Risk Management Standard (FFRMS). The FFRMS is a flexible framework
allowing agencies to choose among three approaches to define the
floodplain and corresponding flood elevation requirements for federally
funded projects. 44 CFR part 9 describes FEMA's process under Executive
Order 11988 for determining whether the proposed location for an action
falls within a floodplain and how to complete the action in the
floodplain, in light of the risk of flooding. The proposed rule would
change how FEMA defines a floodplain with respect to certain actions.
Additionally, under the proposed rule, FEMA would use natural systems,
ecosystem process, and nature-based approaches, where practicable, when
developing alternatives to locating the proposed action in the
floodplain.
FEMA has engaged the public extensively on these matters. On
February 5, 2015, FEMA acting on behalf of the Mitigation Framework
Leadership Group, posted a Federal Register notice seeking comments on
a draft of the Revised Guidelines for Implementing Executive Order
11988, Floodplain Management. The 60-day comment period was extended an
additional 30 days. During the public comment period for the Revised
Guidelines, FEMA sent advisories to representatives from Governors'
offices nationwide inviting comments on the draft Revised Guidelines.
Over 25 meetings were held across the country with State, local, and
Tribal officials and interested stakeholders to discuss the draft
Revised Guidelines as well as 9 public listening sessions across the
country attended by over 700 participants to facilitate feedback. All
relevant comments received in response to these efforts have been
posted to the public rulemaking docket on the Federal eRulemaking
portal at https://www.regulations.gov/document/FEMA-2015-0006-0001/comment. Comments from meetings and listening sessions can be found at
https://www.regulations.gov/docket/FEMA-2015-0006/document.
Additionally, FEMA published a Notice of Proposed Rulemaking (NPRM) in
2016 seeking public comment on FEMA's proposed implementation of the
Revised Guidelines. All relevant comments received in response to the
2016 NPRM have been posted to the public rulemaking docket on the
Federal eRulemaking portal at https://www.regulations.gov/document/FEMA-2015-0006-0373/comment.
Statement of Need: The United States is experiencing increased
flooding and flood risk from changing conditions. FEMA has not made
significant updates to its regulations governing floodplain management
to reflect the challenges faced because of increased flooding and
changing conditions since initial publication in 1980. As a result,
FEMA is now proposing to amend 44 CFR part 9, ``Floodplain Management
and Protection of Wetlands,'' to implement the FFRMS and update the
agency's 8-step process. The FFRMS is a flood resilience standard that
is required for federally funded projects and provides a flexible
framework to increase resilience against flooding and help preserve the
natural values of floodplains and wetlands. A floodplain is any land
area that is subject to flooding and refers to geographic features with
undefined boundaries. 44 CFR part 9 describes the 8-step process FEMA
uses to determine whether a proposed action would be located within or
affect a floodplain, and if so, whether and how to continue with or
modify the proposed action. Executive Order 11988, as amended, and the
FFRMS changed the Executive Branch-wide guidance for defining the
floodplain with respect to federally funded projects (i.e., actions
involving the use of Federal funds for new construction, substantial
improvement, or to address substantial damage to a structure or
facility). This proposed rule would ensure that actions subject to the
FFRMS are designed to be resilient to both current and future flood
risks to minimize the impact of floods on human health, safety, and
welfare and to protect Federal investments by reducing the risk of
flood loss.
Anticipated Cost and Benefits: FEMA estimates that this rulemaking
would result in benefits to grant recipients (States, Local, Tribes,
Territories, and Individuals) and to FEMA, mostly through the reduction
in damage to properties and contents from future floods, potential
lives saved, public health and safety benefits, reduced recovery time
from floods, and increased community resilience to flooding. FEMA
estimates project cost increases for FEMA and grant recipients due to
increased elevation or floodproofing requirements of the proposed rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Proposed Policy: Request for 10/02/23 88 FR 67697
Comments.
Proposed Policy: Comment Period End. 12/01/23
NPRM................................ 10/02/23 88 FR 67869
NPRM Comment Period End............. 12/01/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Governmental Jurisdictions, Organizations.
Government Levels Affected: Federal, Local, State, Tribal.
Additional Information: Docket ID FEMA-2023-0026.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Portia Ross, Office of Environmental and Historic
Preservation, Department of Homeland Security, Federal Emergency
Management Agency, 400 C Street SW, Washington, DC 20472, Phone: 202
709-0677, Email: [email protected].
RIN: 1660-AB12
DHS--FEMA
Final Rule Stage
106. Individual Assistance Program Equity [1660-AB07]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 5155; 42 U.S.C. 5174; 42 U.S.C. 5189a
CFR Citation: 44 CFR 206.101; 44 CFR 206.110 to 206.115; 44 CFR
206.117 to 206.119; 44 CFR 206.191.
Legal Deadline: None.
Abstract: The Federal Emergency Management Agency (FEMA) will
publish an interim final rule (IFR) amending its regulations governing
the Individual Assistance program to
[[Page 9396]]
increase equity by simplifying processes, removing barriers to entry,
and increasing eligibility for certain types of assistance under the
program. Specifically, the IFR will: Increase eligibility for home
repair assistance by amending the definitions and application of the
terms safe, sanitary, and functional, allowing assistance for certain
accessibility-related items, and amending its approach to evaluating
insurance proceeds; allow for the re-opening of the applicant
registration period when the President adds new counties to the major
disaster declaration; simplify the documentation requirements for
continued temporary housing assistance; simplify the appeals process;
simplify the process to request approval for a late registration;
remove the requirement to apply for a Small Business Administration
loan as a condition of eligibility for Other Needs Assistance (ONA);
and establish additional assistance under ONA for serious needs,
displacement, disaster- damaged computing devices, and essential tools
for self-employed individuals. FEMA also makes revisions to reflect
changes to statutory authority that have not yet been implemented in
regulation, to include provisions for utility and security deposit
payments, lease and repair of multi-family rental housing, child care
assistance, maximum assistance limits, and waiver authority.
FEMA sought input on regulatory changes to the Individuals and
Households Program (IHP) through a Request for Information (RFI),
published on April 22, 2021, seeking public input on its programs,
regulations, collections of information, and policies to ensure they
effectively achieve FEMA's mission in a manner that furthers the goals
of advancing equity for all, including those in underserved
communities; bolstering resilience from the impacts of climate change,
particularly for those disproportionately impacted by climate change;
and environmental justice. 86 FR 21325, Apr. 22, 2021.
FEMA held public meetings and extended the comment period on the
RFI to ensure all interested parties had sufficient opportunity to
provide comments. See ``Request for Information on FEMA Programs,
Regulations, and Policies; Public Meetings; Extension of Comment
Period,'' 86 FR 30326, June 7, 2021. All relevant comments received in
response to the RFI, including those received during the public
meetings, have been posted to the public rulemaking docket on the
Federal eRulemaking portal at https://www.regulations.gov/document/FEMA-2021-0011-0001/comment. Commenters raised equitable concerns that
FEMA will address in this IFR, such as by removing the requirement to
apply for the SBA for a loan before receipt of ONA, amending FEMA's
habitability standards, increasing assistance for essential tools,
simplifying its appeal process, and removing documentation requirements
for late registrations. FEMA will seek public comment on this IFR and
will carefully consider each comment received to determine whether
further changes to FEMA's IHP regulations are needed.
Statement of Need: FEMA's IHP regulations have not had a major
review and update since section 206 of the Disaster Mitigation Act of
2000 replaced the Individual and Family Grant Assistance Program with
the current IHP. Some minor changes to Repair Assistance were completed
in 2013, but Congress has passed multiple other laws that have
superseded portions of the regulations and created other programs or
forms of assistance with no supporting regulations. This IFR will
update the IHP regulations now to bring them up to date and address
other lessons learned through the course of implementing the IHP in
disasters much larger than any previously addressed at the time the
regulations were first developed.
Anticipated Cost and Benefits: FEMA estimates that this rulemaking
would result in an increase in transfer payments from FEMA and States
in the form of disaster assistance to individuals and households. It
would also result in additional costs to States for familiarization of
the rule and to FEMA and applicants for paperwork burden. The rule
would ensure disaster assistance is more equitably distributed and
assist applicants to more quickly and fully recover from disasters by
expanding eligibility for, and access to, certain types of assistance.
Lastly, the rulemaking would improve clarity and align FEMA regulations
with statutory changes improving the efficiency and the consistency of
IHP assistance.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Interim Final Rule.................. 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, Local, State.
Additional Information: Docket ID FEMA-2023-0003.
Agency Contact: Kristina McAlister, Supervisory Emergency
Management Specialist (Recovery), Department of Homeland Security,
Federal Emergency Management Agency, Individual Assistance Division
Recovery Directorate, 500 C Street SW, Washington, DC 20472, Phone: 866
826-8751, Email: [email protected].
RIN: 1660-AB07
DHS--FEMA
Long-Term Actions
107. National Flood Insurance Program's Floodplain Management Standards
for Land Management & Use, & an Assessment of the Program's Impact on
Threatened and Endangered Species & Their Habitats [1660-AB11]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 4001 et seq.
CFR Citation: 44 CFR 59 to 60.
Legal Deadline: None.
Abstract: The Federal Emergency Management Agency (FEMA) issued a
Request for Information (RFI) to receive the public's input on
revisions to the National Flood Insurance Program's (NFIP) floodplain
management standards for land management and use regulations. FEMA's
authority under the National Flood Insurance Act requires the agency
to, from time to time, develop comprehensive criteria designed to
encourage the adoption of adequate State and local measures. The agency
will propose regulations to better align the NFIP minimum floodplain
management standards with our current understanding of flood risk,
flood insurance premium rates, and risk reduction approaches to make
communities safer, stronger, and more resilient to increased flooding.
As part of the proposed regulations, FEMA is considering revisions to
the NFIP minimum floodplain management standards to better protect
people and property in a nuanced manner that balances community needs
with the national scope of the NFIP. FEMA will also propose
opportunities to make these minimum floodplain management standards
improve resilience in communities that have been historically
underserved. The proposed revisions to the NFIP minimum floodplain
management standards will also consider how to advance the conservation
of threatened and endangered species and their habitat. The agency is
also reviewing ways to further promote enhanced resilience efforts
through the Community Rating System.
During the RFI comment period, FEMA held three public meetings and
extended the comment period on the RFI to ensure all interested parties
had
[[Page 9397]]
sufficient opportunity to provide comments. All relevant comments
received in response to the RFI have been posted to the public
rulemaking docket on the Federal eRulemaking portal at https://www.regulations.gov/docket/FEMA-2021-0024/comments and transcripts from
the public meetings have also been posted at https://www.regulations.gov/docket/FEMA-2021-0024/document. In April 2023, FEMA
requested recommendations from the Technical Mapping Advisory Council
(TMAC) on modifying the definition of the Special Flood Hazard Area or
modifying how it is calculated. In addition, FEMA requested a
recommendation from TMAC on how FEMA might consider changing mapping
procedures related to when land is filled. These recommendations will
assist FEMA in exploring the feasibility of public comments received
from the 2021 RFI.
Statement of Need: FEMA issued an RFI to seek information from the
public on the agency's current floodplain management standards to
ensure the agency receives public input to inform any action to revise
the NFIP minimum floodplain management standards.
FEMA is re-evaluating the implementation of the NFIP under the
Endangered Species Act at the national level. FEMA will propose
regulations based on the comments received on this RFI to better align
the NFIP minimum floodplain management standards with our current
understanding of flood risk, flood insurance premium rates, and risk
reduction approaches to make communities safer, stronger, and more
resilient to increased flooding.
Anticipated Cost and Benefits: FEMA is currently considering the
cost and benefit impacts of potential proposed actions.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Request for Information............. 10/12/21 86 FR 56713
Announcement of Public Meetings..... 10/28/21 86 FR 59745
Announcement of Additional Public 11/22/21 86 FR 66329
Meeting; Extension of Comment
Period.
Request for Information Comment 01/27/22
Period End.
-----------------------------------
NPRM................................ To Be Determined
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Additional Information: Docket ID FEMA-2021-0024.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Rachel Sears, Resilience, Department of Homeland
Security, Federal Emergency Management Agency, 400 C Street SW,
Washington, DC 20472, Phone: 202 646-2977, Email: [email protected].
RIN: 1660-AB11
BILLING CODE 9110-9B-P
DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Statement of Regulatory Priorities for Fiscal Year 2024
Introduction
The Regulatory Plan for the Department of Housing and Urban
Development (HUD) for Fiscal Year (FY) 2024 highlights two significant
regulations and policy initiatives that HUD seeks to complete during
the upcoming fiscal year. As the Federal agency that serves as the
nation's housing agency, HUD is committed to ensuring everyone has an
affordable, healthy place to live. As a result, HUD plays a significant
role in the lives of families and in communities throughout America.
HUD is currently working to meet the goals of its Strategic Plan
to: support underserved communities, ensure access to and increase the
production of affordable housing, promote homeownership, advance
sustainable communities, and strengthen HUD's internal capacity. Under
the leadership of Secretary Marcia L. Fudge, HUD is dedicated to
implementing the Administration's priorities by setting forth
initiatives related to increasing equity and improving customer
experience across all HUD programs.
The rules highlighted in HUD's regulatory plan for FY 2023 reflect
HUD's efforts to continue its work in building strong and sustainable
communities and addressing the housing needs of all Americans.
Additionally, HUD notes that the FY 2023 Semiannual Regulatory Agenda
includes additional rules that advance the Administration's priorities,
including rules to advance racial equity and civil rights and rules to
provide economic relief to homeowners and renters.
HOME Investment Partnerships Program: Program Updates and Streamlining
HUD's HOME Investment Partnerships Program (HOME) provides formula
grants to States and units of general local government to fund a wide
range of activities to produce and maintain affordable rental and
homeownership housing and provides tenant-based rental assistance for
low-income and very low-income households.
This rule proposes to revise the current HOME regulations at 24 CFR
part 92 to update, simplify, and streamline requirements, better align
the program with other Federal housing programs, and implement recent
amendments to the HOME statute. Specifically, the proposed changes to
the HOME program include significant revisions to the community housing
development organization requirements, a change in the approach to HOME
rents, simplified requirements for small-scale rental projects,
enhanced flexibility in tenant-based rental assistance (TBRA) programs,
and simplified provisions and new flexibilities for community land
trusts. The proposed rule would also strengthen and expand tenant
protections, and create incentives for meeting green building standards
in new construction, reconstruction, and rehabilitation of housing.
Aggregate Costs and Benefits
Executive Order 12866, as amended, requires the agency to provide
its best estimate of the combined aggregate costs and benefits of all
regulations included in the agency's Regulatory Plan that will be
pursued in fiscal year 2024. HUD expects that neither the total
economic costs nor the total efficiency gains will exceed $200 million
for this proposed rulemaking. In fact, the direct economic impact of
this rule would be almost entirely within the HOME program. In other
words, the proposed changes would affect what participating
jurisdictions do with the HOME funds they receive from HUD and how
projects that accept this funding source can operate. Many of the
policy adjustments proposed would only have a practical impact if
participating jurisdictions choose to participate in HOME-funded
activities that are affected by the updated policies.
Statement of Need
The HOME program is authorized by title II of the Cranston-Gonzalez
National Affordable Housing Act (``NAHA'') (42 U.S.C. 12721 et seq).
[[Page 9398]]
Title II of NAHA has not been significantly revised since the HOME
program was last reauthorized by Congress in 1992. The constraints of
the prescriptive statutory authority of title II of NAHA limit the
scope of changes that the Department can propose to the HOME program
regulations. Working within these limitations, the Department conducted
a comprehensive review of title II of NAHA and current HOME program
regulations to determine whether previously unrecognized opportunities
might exist to revise current regulatory provisions. In creating the
proposed rule, the Department focused on its commitment to equity and
wealth-building and considered input from stakeholders on the most
challenging aspects of administering and using HOME funds to provide
affordable housing. This proposed rule is necessary to reduce the
burden and increase flexibility for participating jurisdictions and
other program participants, while adhering to statutory intent and
requiring responsible management of State and local HOME programs.
This proposed rule also incorporates changes made by the Housing
Opportunity Through Modernization Act of 2016 (HOTMA) and recent
amendments to the HOME statute.
Alternatives: An alternative to promulgating this rule would be to
maintain HUD's existing regulations governing the HOME program.
However, doing so would mean failing to fully benefit from the
advantages of streamlining, updating, and simplifying our regulations.
It would also mean that HUD would fail to adjust its HOME regulations
to be fully consistent with HOTMA and recent amendments to the HOME
statute.
Risks: This proposed rule would impose tenant protections that may
not be currently applicable to other affordable housing funding sources
(e.g., the Low-Income Housing Tax Credit program). This could result in
some project owners and developers becoming hesitant to include HOME
funds in the capital funding stack of affordable housing projects.
Additionally, this proposed rule would make updates throughout the HOME
regulation, including significant updates to a number of sections
within the regulation. This could lead to a partially challenging
transitional period for participating jurisdictions and other
stakeholders as they learn and implement the new regulations into their
policies and procedures.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM............................... 12/00/2023
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Local, State.
Federalism Affected: No.
Energy Affected: No.
International Impacts: No.
Section 184 Indian Home Loan Guarantee Program
Section 184 of the Housing and Community Development Act of 1992
(Pub. L. 102-550, approved October 28, 1992) (12 U.S.C. 1715z-13a), as
amended, authorizes the Section 184 Indian Home Loan Guarantee Program
(Section 184 Program) to improve access to private financing for Native
American families, Tribes, and Tribally Designated Housing Entities
(TDHEs) by providing a loan guarantee to financial organizations who
lend to them.
This rule would modernize and enhance the regulations governing the
Section 184 Program. Through the Section 184 Program, HUD guarantees
home mortgage loans made to Native American borrowers in certain areas.
The Section 184 Program facilitates homeownership and improves access
to capital in Native American communities.
Since its inception in 1994, the number of loans guaranteed under
the Section 184 Program has increased significantly but its regulations
have never been substantially revised.
In 2015, the HUD Office of Inspector General (OIG), audited the
Section 184 Program and recommended that HUD develop and implement
policies and procedures for monitoring and evaluating the Section 184
Program, standardize monthly delinquency reports, deny payments to
lenders for claims on loans that have material underwriting
deficiencies, take enforcement actions against certain lenders, and
ensure that only underwriters that are approved by HUD are underwriting
Section 184 loans. This rule is part of the improvements to the Section
184 Program that HUD is pursuing to address the findings in the audit.
In developing this rule, HUD engaged in robust consultation with
Tribes consistent with HUD's Tribal Consultation policy. As early as
2018, prior to drafting the proposed rule, HUD held eleven in-person
Tribal consultation sessions to outline HUD's vision for the rule and
obtain feedback from the tribes. As HUD completed drafts of various
subparts of the regulation, HUD shared these drafts with Tribes and
held three additional in-person consultations to solicit Tribal
feedback on each subpart of the proposed rule. During this time, HUD
also held two in-person Tribal consultations and two national
teleconferences to review the draft proposed rule. In addition to the
Tribal consultation sessions held prior and during the drafting of the
proposed rule, HUD conducted ten additional consultations during the
proposed rule public comment period. HUD held six regional consultation
sessions and four national consultation sessions between December 2022
and March 2023. During these consultation sessions, HUD continued to
solicit input and answered questions participants had about the
proposed rule.
The regulations proposed in this rule, drafted in consideration of
the public comments and tribal consultations, would strengthen and
comprehensively modernize the operation of the Section 184 Program.
Specifically, this rule would make the Section 184 Program sustainable,
protect Borrowers, address weaknesses identified by OIG, provide
clarity for new and existing Direct Guarantee and Non-Direct Guarantee
Lenders, and reduce unreasonable claim payment requests from Servicers
Many of the procedures and policy proposed by the proposed rule adopt
industry standards and best practices and do not differ from existing
HUD guidance or current practice within the Section 184 Program, which
are often documented in HUD guidance such as ``PIH Notices'' and ``Dear
Lender Letters''.
Aggregate Costs and Benefits
Executive Order 12866, as amended, requires the agency to provide
its best estimate of the combined aggregate costs and benefits of all
regulations included in the agency's Regulatory Plan that will be
pursued in FY 2022. HUD expects that neither the total economic costs
nor the total efficiency gains will exceed $100 million. Expanding
oversight, improving loan origination quality, enhancing loss
mitigation and foreclosure prevention, and implementing new claims
procedures will all help to ensure the fiscal stability of the Section
184 Loan Guarantee Fund. While most of the requirements and policies in
the proposed regulations mirror existing practices within the Program,
some are expected to have a marginal economic impact on mortgagees,
Tribes, and borrowers. These impacts could impose slightly greater
administrative costs on
[[Page 9399]]
participating lenders and shift some risk from the Fund to
participating lenders.
Statement of Need
Since its inception, the number of loans guaranteed under the
Section 184 Program has significantly increased. At the same time, the
program regulations have never been substantially revised. This rule
helps to address housing challenges that Native American households
continue to face, particularly: overcrowding and a lack of affordable
housing in tribal areas; and access to mortgage credit outside of
tribal area.
In 2015, the OIG recommended that HUD develop and implement
policies and procedures for monitoring and evaluating the Section 184
Program, standardize monthly delinquency reports, deny payments to
lenders for claims on loans that have material underwriting
deficiencies, take enforcement actions against certain lenders, and
ensure that only underwriters that are approved by HUD are underwriting
Section 184 loans. This rule provides additional structure to the
Section 184 Program and is part of the OIG's corrective action plan.
Alternatives: An alternative to promulgating this rule would be to
maintain HUD's existing regulations and practices concerning the
Program. However, doing so would ignore the OIG's recommendations and
pose a greater risk to the Section 184 Loan Guarantee Fund and the
Program, as demand for the Program has significantly increased since
its inception.
Risks: This rule could slightly increase the administrative costs
for lenders that participate in the Program and dissuade some lenders
from participating in the Program. However, in the long-term, enhanced
loan origination and loss mitigation and foreclosure prevention options
will help to strengthen the vitality of the Program; thus, making the
Program more attractive for lenders.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM............................... 12/21/2022 87 FR 78324
NPRM Comment Period End............ 3/17/2023
Final Rule......................... 03/00/2024
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: No.
Federalism Affected: No.
Energy Affected: No.
International Impacts: No.
BILLING CODE 4210-67-P
UNITED STATES DEPARTMENT OF THE INTERIOR
Fall 2023 Regulatory Plan
Introduction
The U.S. Department of the Interior (Department) is the principal
steward of our Nation's public lands and resources, including many of
our cultural treasures. The Department serves as trustee to Native
Americans, Alaska Natives, and Federally Recognized Tribes and is
responsible for our ongoing relationships with the Island Territories
under U.S. jurisdiction and the freely associated States. Among the
Department's many responsibilities is managing more than 500 million
surface acres of Federal land, which constitutes approximately 20
percent of the Nation's land area, as well as approximately 700 million
subsurface acres of Federal mineral estate, and more than 2.5 billion
acres of submerged lands on the Outer Continental Shelf (OCS).
In addition, the Department protects and recovers endangered
species; protects natural, historic, and cultural resources; provides
scientific and other information about those resources; and manages
water projects that are an essential lifeline and economic engine for
many communities.
Hundreds of millions of people visit Department-managed lands each
year to take advantage of a wide range of recreational pursuits--
including camping, hiking, hunting, fishing, and various other forms of
outdoor recreation--and to learn about our Nation's history. Each of
these activities supports local communities and their economies. The
Department also provides access to Federal lands and offshore areas for
the development of energy, minerals, and other natural resources that
generate billions of dollars in revenue.
In short, the Department plays a central role in how the United
States stewards its public lands, ensures environmental protections,
pursues environmental justice, honors the nation-to-nation relationship
with Tribes and the special relationships with other Indigenous people
and the insular areas.
Regulatory and Deregulatory Priorities
To help advance the Secretary of the Interior's (Secretary)
commitment to honoring the Nation's trust responsibilities and to
conserve and manage the Nation's natural resources and cultural
heritage, the Department's regulatory and deregulatory priorities in
the coming year will focus on:
Tackling the Climate Crisis, Strengthening Climate
Resiliency, and Facilitating the Transition to Renewable Energy;
Upholding Trust Responsibilities to Federally Recognized
American Indian and Alaska Native Tribes, Restoring Tribal Lands, and
Protecting Natural and Cultural Resources, Advancing Equity and
Supporting Underserved Communities; and
Investing in Healthy Lands, Waters, and Local Economies
and Strengthening Conservation of the Nation's Lands, Waters, and
Wildlife.
Promoting Equitable and Meaningful Participation in the
Regulatory Process
Tackling the Climate Crisis, Strengthening Climate Resiliency, and
Facilitating the Transition to Renewable Energy
The Biden-Harris administration remains committed to combatting
climate change and reducing greenhouse gas emissions while improving
public health, protecting the environment, and ensuring access to clean
air and water. Under this administration, the Department has been a key
leader in tackling the climate crises. Pursuant to Executive Order
(E.O.) 13990 ``Protecting Public Health and the Environment and
Restoring Science to Tackle the Climate Crisis,'' (signed on Jan. 20,
2021) and E.O. 14008, ``Tackling the Climate Crisis at Home and
Abroad,'' (signed January 27, 2021), the Department has advanced
multiple policy and regulatory efforts to reduce climate pollution;
improve and increase adaptation and resilience to the impacts of
drought, wildfire, and extreme weather; address current and historic
environmental injustice; protect public health; and conserve
Department-managed lands and waters.
The historic Infrastructure Investment and Jobs Act of 2021 (BIL)
and the Inflation Reduction Act (IRA), which President Biden signed
respectively on November 15, 2021, and August 16, 2022, will enable
transformational outcomes on these clean energy and resilience
priorities while driving the creation of good-paying union jobs. In
referring to the BIL, Secretary Haaland said, ``The Interior Department
is hard at work to deliver these critical investments from the
President's Investing in America agenda into the hands of American
communities as quick as we can, and we're making tremendous progress.''
[[Page 9400]]
In accordance with E.O.s 13990 and 14008, as well as E.O. 14052,
``Implementation of the Infrastructure Investment and Jobs Act,''
(signed on Nov. 15, 2021), several bureaus within the Department are
pursuing regulatory actions to implement these administration
priorities, including steps toincrease renewable energy production by
improving siting and permitting processes on public lands and in
offshore waters.
The Department is committed to fully facilitating the development
of renewable energy on public lands and waters, as well as supporting
tribal and territorial efforts to develop renewable energy, including
deploying 30 gigawatts (GW) of offshore wind by 2030 and 25GW of
onshore renewable energy by 2025. The Department will meet these
ambitious goals while also ensuring appropriate protection of public
lands, waters, and biodiversity and creating good jobs. As Secretary
Haaland has stated, ``The Department of the Interior continues to make
significant progress in our efforts to spur a clean energy revolution,
strengthen and decarbonize the nation's economy, and help communities
transition to a clean energy future.''
As part of these ongoing efforts, the Bureau of Ocean Energy
Management's (BOEM) most important regulatory initiative is focused on
expanding offshore wind energy's role in strengthening U.S. energy
security and independence, creating jobs, providing benefits to local
communities, and further developing the U.S. economy. The BOEM's
renewable energy program has matured over the past 10 years, a time in
which BOEM has conducted numerous auctions, and issued and managed
multiple commercial leases. Based on this experience, BOEM has
identified multiple opportunities to update its regulations to better
facilitate the development of renewable energy resources and to promote
U.S. energy independence. On January 30, 2023 (88 FR 5968), BOEM
proposed a rule, the ``Renewable Energy Modernization Rule'' (1010-
AE04). As proposed, the rule facilitates development of offshore
renewable energy and promotes U.S. energy independence in a safe and
environmentally sound manner that provides a fair return to U.S.
taxpayers.
Similarly, the Bureau of Land Management (BLM) plans to update its
regulations for onshore rights-of- way, leasing, and operations related
to all activities associated with renewable energy. On June 16, 2023
(88 FR 39726), the BLM proposed the rule, ``Rights-of-way, Leasing, and
Operations for Renewable Energy'' (1004-AE78). This rule aims to
improve permitting activities and processes to facilitate increased
renewable energy production on public lands.
To advance the deployment of clean energy infrastructure while also
meeting obligations to conserve habitats and wildlife, the Department
will improve permitting frameworks for bird conservation. On September
30, 2022 (87 FR 59598), the U.S. Fish and Wildlife Service (FWS)
proposed the ``Eagle Permits; Incidental Take'' rule (1018-BE70) to
revise the regulations authorizing eagle incidental take and eagle nest
take permits to increase the efficiency and effectiveness of
permitting, facilitate and improve compliance, and increase the
conservation benefit for eagles. The FWS plans to finalize this rule in
December 2023.
The FWS will also propose the ``Migratory Bird Permits; Authorizing
the Incidental Take of Migratory Birds'' rule (1018-BF71), to clarify
the MBTA's prohibitions on taking and killing migratory birds and
consider establishing a straightforward process to secure
authorizations for otherwise prohibited take of migratory birds.
The BIL enables the Department to establish important regulations
governing carbon transportation and storage on the OCS. The orderly
implementation of negative emissions technologies, such as carbon
capture, utilization, and storage, is necessary to reduce hard-to-abate
emissions from the industrial sector, which emits nearly 25 percent of
all carbon dioxide released into the atmosphere in the United States.
In accordance with the BIL, the Bureau of Safety and Environmental
Enforcement (BSEE) and BOEM are drafting a joint proposed rule that
would address the transportation and geologic sequestration aspects of
carbon storage development on the OCS, including leasing, geological,
and geophysical exploration for appropriate storage reservoirs;
environmental plans and mitigations; facility and infrastructure design
and installation; injection operations; long-term site stewardship
(i.e., monitoring and response); financial assurance; and safety. BSEE
and BOEM plan to publish this proposed rule in December 2023.
The Department is also committed to modernizing its oversight of
oil and gas leasing and development to help address the climate and
biodiversity crises and to advance environmental justice. In November
2021, the Department released its report on Federal oil and gas leasing
and permitting practices, following a review of onshore and offshore
oil and gas programs called for in E.O. 14008. The report identified
significant reforms needed to ensure the programs provide a fair return
to taxpayers, discourage speculation, hold operators responsible for
remediation, and create a more inclusive and just approach to managing
public lands and waters. The Department's ``Report on the Federal Oil
and Gas Leasing Program'' makes a number of specific recommendations to
restore balance to these programs, including adjusting royalty rates,
pursuing adequate financial assurance for decommissioning liabilities,
and prioritizing leasing in areas with known resource potential while
avoiding conflicts with other uses.
This past year, the Department proposed regulations to implement
important reforms, including the report's recommendations and reforms
included in the IRA regarding oil and gas resources on public lands. On
Nov. 30, 2022 (87 FR 73588), the BLM published the proposed rule
``Waste Prevention, Production Subject to Royalties, and Resource
Conservation 43 CFR parts 3160 and 3170'' (1004-AE79), known as the
Waste Prevention Rule. On July 24, 2023 (88 FR 47562), the BLM
published the proposed rule ``Fluid Mineral Leases and Leasing
Process'' (1004-AE80), known as the Fluid Minerals Rule. The Waste
Prevention Rule would prevent waste of Federal resources with an
additional benefit of reducing methane emissions in the oil and gas
sector. The Fluid Minerals Rule would incorporate many urgent fiscal
and programmatic reforms included in the report and IRA, such as
updating BLM's process for leasing to ensure the protection and proper
stewardship of the public lands, including potential climate and other
impacts associated with oil and gas leasing activities. BLM will
finalize these rules to ensure the responsible development of oil and
gas on public lands. The BLM also plans to finalize a rule (1004-AE95)
to govern the management of surface resources and Special Areas in the
National Petroleum Reserve in Alaska. On September 8, 2023, the BLM
published the proposed rule ``Management and Protection of the National
Petroleum Reserve in Alaska'' (88 FR 62025), which would improve upon
the existing regulations' procedures to balance oil and gas activities
with the protection of surface resources in the NPR-A; assure maximum
protection of Special Areas; and protect longstanding subsistence
activities.
On June 29, 2023, the BOEM published the proposed rule (1010-AE14)
``Risk Management and Financial
[[Page 9401]]
Assurance for OCS Lease and Grant Obligations'' (88 FR 42136), which
would better protect the American taxpayers from shouldering liability
for the decommissioning of offshore oil and gas facilities.
BSEE is furthering its mission to promote safety, protect the
environment, and conserve resources offshore through vigorous
regulatory oversight and enforcement in several rulemaking efforts.
Among others, BSEE is working to update its regulations governing oil
spills (1014-AA44), offshore pipelines (1014-AA45), and decommissioning
requirements on the OCS (1014-AA53).
Upholding Trust Responsibilities to Federally Recognized American
Indian and Alaska Native Tribes Restoring Tribal Lands, and Protecting
Natural and Cultural Resources
Among the Department's most important responsibilities is its
commitment to honor the nation-to-nation relationship between the
Federal Government and Tribes. Secretary Haaland is strongly committed
to strengthening how the Department carries out its trust
responsibilities and to increasing economic development opportunities
for Tribes and other historically underserved communities.
To advance the Department's trust responsibilities, the Bureau of
Indian Affairs (BIA) has identified opportunities, following
consultation and in close collaboration with Tribal governments, to
promote Tribal economic growth and development, and provide clearer and
more efficient processes for Tribes that are applying to place land
into trust or enter into gaming compacts. For example, BIA is working
to remove barriers to the development of renewable energy and other
resources in Indian country.
Deb Haaland stated, ``Through President Biden's Investing in
America agenda, we're launching a new program to electrify Indian
Country to provide reliable, resilient energy that Tribes can rely on,
and advance our work to tackle the climate crisis and build a clean
energy future.''
In consultation with Tribes, BIA engaged in efforts to update and
improve its regulations governing how it manages land held in trust or
in restricted status for Tribes and individual Indians. These efforts
included improving the consultation process, identifying best
practices, and strengthening relationships with Tribal governments. The
BIA also launched a broader review to determine whether any regulatory
reforms are needed to facilitate restoration of Tribal lands and
safeguard natural and cultural resources. As a result of these
consultations and this review, BIA is preparing a proposed rule,
``Agricultural Leasing of Indian Land,'' which would revise the
regulations governing leases of Indian land for agricultural purposes
found at 25 CFR part 162 (1076-AF66). This proposed rule would
streamline how leases are obtained and increase the agricultural usage
of Indian land.
In December of 2022, BIA published two proposed rules, one
regarding the fee-to-trust process and one regarding Class III gaming
compacts (87 FR 74334, 87 FR 74916). The updated regulations will
provide clearer and more efficient processes for Tribes that are
applying to place land into trust or enter into gaming compacts. The
land acquisitions rule (1076-AF71) will lead to a more efficient, less
cumbersome, and less expensive fee-to-trust process by clarifying the
Secretary of the Interior's authority to take land in trust for Tribes,
reducing processing time, and establishing clear decision-making
criteria. The rule also places an express focus on taking land into
trust for conservation purposes. The Class III gaming rule (1076-AF68)
will provide clarity on the criteria the Department would consider when
deciding whether to approve these compacts by clarifying boundaries as
to allowable topics of negotiation, better defining key terms, and
clearly outlining when the Department must review a gaming compact. BIA
plans to finalize these rules in February 2024.
The Department is also committed to improving regulations meant to
protect sacred and cultural resources. To this end, the Assistant
Secretary for Indian Affairs and the Assistant Secretary for Fish and
Wildlife and Parks are working with the National Park Service (NPS) to
incorporate recommendations from consultation with Tribes on updates to
regulations implementing the Native American Graves and Repatriation
Act (NAGPRA), 43 CFR part 10 (1024-AE19). This proposed rule, the
``Native American Graves Protection and Repatriation Act Systematic
Process for Disposition and Repatriation of Native American Human
Remains, Funerary Objects, Sacred Objects, and Objects of Cultural
Patrimony,'' which published on October 18, 2022 (87 FR 63202), would
provide for the disposition and repatriation of Native American human
remains, funerary objects, sacred objects, and objects of cultural
patrimony. The updates are intended to simplify and improve the
regulatory process for repatriation, rectify provisions in the current
regulations that inhibit and effectively prevent respectful
repatriation, and remove the burden on Indian Tribes and Native
Hawaiian organizations to initiate the process and add a requirement
for museums and Federal agencies to complete the process. The
Department expects to publish a final rule titled ``Native American
Graves Protection and Repatriation Act Systematic Process for
Disposition and Repatriation of Native American Human Remains, Funerary
Objects, Sacred Objects, and Objects of Cultural Patrimony,'' by the
end of 2023.
Advancing Equity and Supporting Underserved Communities
The Biden-Harris administration and Secretary Haaland recognize and
support the goals of advancing equity and addressing the needs of
underserved communities. In January 2021, the President signed E.O.
13985, ``Advancing Racial Equity and Support for Underserved
Communities Through the Federal Government.'' Additionally, On February
17, 2022, Secretary Haaland issued S.O. 3406, ``Establishment of a
Diversity, Equity, Inclusion and Accessibility Council.'' In response
to E.O. 13985 and the S.O. 3406, the Department issued its Equity
Action Plan on April 14, 2022. The Equity Action Plan is a key part of
the Department's efforts to implement E.O. 13985, which calls on
Federal agencies to advance equity by identifying and addressing
barriers to equal opportunity that underserved communities may face as
a result of Government policies and programs.
On February 16, 2023, the President signed E.O. 14091, ``Further
Advancing Racial Equity and Support for Underserved Communities Through
the Federal Government.'' This order builds upon the previous equity-
related Executive orders by extending and strengthening equity-
advancing requirements for agencies, and it positions agencies to
deliver better outcomes for the American people.
On April 6, 2023, the President signed E.O. 14094, ``Modernizing
Regulatory Reform.'' Section 2 of this E.O. directs agencies to promote
equitable and meaningful opportunities for public participation in the
rulemaking process by a range of interested or affected parties,
including underserved communities.
In Fiscal Year (FY) 2024, the Department will undertake a number of
regulatory actions that will assist people who are members of
underserved communities by removing barriers, and strengthening equity-
advancing requirements.
[[Page 9402]]
The BLM (1004-AE60), FWS (1018-BD78), and NPS (1024-AE75) are
working on right-of-way (ROW) rules that would streamline and improve
efficiencies in the permitting process for electric transmission,
distribution facilities, and broadband facilities. The BLM published
their proposed rule ``Update of the Communications Uses Program, Cost
Recovery Fee Schedules, and Section 512 of FLPMA for Rights-of-Way,''
on November 7, 2022 (87 FR 67306). The FWS published their revised
proposed rule ``Streamlining U.S. Fish and Wildlife Service Permitting
of Rights-of-Way Across National Wildlife Refuges and Other U.S. Fish
and Wildlife Service-Administered Lands'' on July 24, 2023 (88 FR
47442). These rules should result in increased services such as
broadband connectivity with resulting benefits to underserved
communities and visitors to Departmental lands and promote good
governance. These proposed rules are expected to implement several
provisions of the BIL.
Investing in Healthy Lands, Waters, and Local Economies and
Strengthening Conservation of the Nation's Lands, Waters, and Wildlife
The Department's regulatory agenda will continue to advance the
goals of investing in healthy lands, waters, and local economies across
the country. These regulatory efforts, which are consistent with the
Biden-Harris administration's America the Beautiful initiative as well
as the BIL and IRA which provide the Department with historic
resilience and restoration investments, include expanding opportunities
for outdoor recreation, such as hunting and fishing, for all Americans;
enhancing conservation stewardship; and improving the management of
species and their habitat. In a priority effort to advance these goals,
the BLM published a proposed rule on April 3, 2023 (88 FR 19583),
``Conservation and Landscape Health (1004-AE92),'' to advance the
bureaus' mission to manage the public lands for multiple use and
sustained yield by prioritizing the health and resilience of ecosystems
across those lands. To ensure that health and resilience, the proposed
rule provides that the BLM will protect intact landscapes, restore
degraded habitat, and make informed management decisions based on
science and data.
Through this regulatory plan, the Department affirms the importance
of the ESA on the 50th anniversary of its passage in providing a broad
and flexible framework to facilitate conservation with a variety of
stakeholders. The Department, through FWS, is committed to working with
diverse Federal, Tribal, State, and industry partners not only to
protect and recover America's imperiled wildlife, but to ensure the ESA
is helping meet 21st century challenges.
In FY 2023, FWS published numerous proposed and final rules to
continue improving implementation of the ESA so that it is clearly and
consistently applied, helps recover listed species, and provides the
maximum degree of certainty possible to all parties.
Consistent with the steadfast commitment to allowing access to our
National Wildlife Refuges (NWRs) and continued efforts to provide
hunting and fishing opportunities, the FWS opened, for the first time,
two NWRs that had been closed to hunting and sport fishing. In
addition, FWS opened or expanded hunting or sport fishing at 16 NWRs
and added pertinent station-specific regulations for other NWRs that
pertain to migratory game bird hunting, upland game hunting, big game
hunting, or sport fishing for the 2022-2023 season. The FWS also
changed existing station-specific regulations to reduce regulatory
burden on the public and increase access for hunters and anglers on FWS
lands and waters. FWS published a proposed rule on June 23, 2023 (88 FR
41058), ``National Wildlife Refuge System; 2023-2024 Station-Specific
Hunting and Sport Fishing Regulations,'' that would expand hunting
opportunities on three NWRs.
Per section 2 of E.O. 13990 and the ``Fact Sheet: List of Agency
Actions for Review,'' the Departments of Commerce and the Interior
(Departments) initiated a review of the August 27, 2019, final rules,
``Endangered and Threatened Wildlife and Plants; Regulations for
Listing Endangered and Threatened Species and Designating Critical
Habitat,'' (1018-BF95) (84 FR 45020) that revised the regulations for
adding and removing species from the Lists of Endangered and Threatened
Wildlife and Plants and the procedures for designating critical habitat
as well as ``Endangered and Threatened Wildlife and Plants; Regulations
for Interagency Cooperation,'' (1018-BC87) (84 FR 44976) that revised
portions of the regulations that implement section 7 of the ESA, as
amended. In addition, the U.S. Fish and Wildlife Service initiated a
review of the August 27, 2019, final rule ``Endangered and Threatened
Wildlife and Plants; Regulations for Prohibition to Threatened Wildlife
and Plants,'' (1018-BC97) (84 FR 44753) that removed default
protections for threatened species under section 4 of the ESA. On July
5, 2022, the 2019 rules were vacated and remanded by the U.S. District
Court for the Northern District of California.
In response to the court order, the Departments proposed a new
rulemaking for FY 2023, ``Endangered and Threatened Wildlife and
Plants; Listing and Designating Critical Habitat,'' which published on
June 22, 2023 (88 FR, 40764); ``Endangered and Threatened Wildlife and
Plants; Revision of Regulations for Interagency Cooperation'' (1018-
BF96), which published on June 22, 2023 (88 FR 40753); and ``Endangered
and Threatened Wildlife and Plants; Regulations Pertaining to
Endangered and Threatened Wildlife and Plants'' (1018-BF88), which
published on June 22, 2023 (88 FR 40753). The Departments will work to
finalize these rules in 2024.
Under section 4(d) of the Endangered Species Act (ESA), FWS plans
to promulgate several species-specific rules to protect threatened
species. Of particular note, the FWS issued a proposed rule on November
17, 2022, (87 FR 68975) that would revise the rule for the African
elephant (Loxodonta africana) promulgated under section 4(d) of the ESA
(1018-BG66). The proposed rule intends to increase domestic protection
for African elephants in light of the recent rise in global trade of
live African elephants from range countries by establishing ESA permit
requirements and enhancement standards for trade in live African
elephants. This rulemaking action would also clarify the existing
enhancement requirement during our evaluation of the application for a
permit to import African elephant sport-hunted trophies and incorporate
a Party's designation under the Convention on International Trade in
Endangered Species of Wild Fauna and Flora (CITES) National Legislation
Project into the decision-making process for the import of live African
elephants, African elephant sport-hunted trophies, and African elephant
parts and products other than ivory. The Department expects to publish
a final rule titled ``Revision to the Section 4(d) Rule for the African
Elephant'' in January 2024.
The NPS is also pursuing several regulatory actions under the
Department's direction and in accordance with these goals. These
regulatory actions would authorize recreational activities, such as
off-road vehicle use, motorized vessels, and bicycling, within
appropriate, designated areas of certain National Park System units.
These regulations would promote appropriate visitor use while
supporting long-term preservation
[[Page 9403]]
of park resources and quality visitor experiences.
Promoting Equitable and Meaningful Participation in the Regulatory
Process
In accordance with E.O. 14094, ``Modernizing Regulatory Review,''
and the OMB Memorandum ``Broadening Public Participation and Community
Engagement in the Regulatory Process'' (July 19, 2023), the Department
is committed to informing their regulatory actions through meaningful
and equitable opportunities for public input by a range of interested
or affected parties, including underserved communities.
For example, to inform the development of and increase awareness of
the proposed rulemaking for Carbon Sequestration on the OCS (RIN 1082-
AA04), BOEM and BSEE coordinated an extensive outreach strategy to
facilitate discussions with representatives from the U.S. interagency,
foreign counterpart agencies, Tribal Nations, state agencies, industry,
academia, non-governmental organizations, environmental justice groups,
labor organizations, and international organizations.
The goals of the outreach strategy were to (1) Facilitate the
Bureaus' access to information and perspectives related to offshore
carbon sequestration in support of developing a robust and effective
rule in a timely manner, and (2) foster relationships with a range of
stakeholders that could provide value to the bureaus well beyond the
rulemaking effort. The bureaus began implementing the outreach strategy
in November 2021, that includes the identification of representatives
from each category listed above, introductory and follow-up written
exchanges, coordination of listening sessions and informational sharing
meetings, and initiation of government-to-government engagements with
Tribal Nations.
In another example, on June 22, 2023, the FWS and the National
Oceanic and Atmospheric Administration's National Marine Fisheries
Service (NMFS), together the ``Services,'' proposed two rules to
improve and strengthen implementation of the Endangered Species Act
(ESA) (RINs 1018-BF95 and 1018-BF96; 88 FR 40764 and 88 FR 40753), and
FWS published a separate but related action (RIN 1018-BF88; 88 FR
40742). In accordance with E.O. 13990 (Protecting Public Health and the
Environment and Restoring Science To Tackle the Climate Crisis), these
rules will ensure the ESA effectively addresses 21st century
conservation challenges, such as climate change.
The Services made a concerted effort to engage with the public to
inform these rules. With publication of the proposed rules, the
Services issued a news release with a link to a website with additional
information about the rules as well as a recording of an informational
webinar. Additionally, in coordination with Federal and State agency
association partners we reached out via direct email to hundreds of
stakeholders with specific registration instructions for virtual
information sessions. The Services subsequently delivered a series of
six live virtual informational sessions to Federal agencies, State
agencies, federally recognized Tribes, Native Hawaiian community
leaders, non-governmental organizations and conservation partners, and
industry groups. In total, more than 500 people attended the 6
information sessions. Frequently asked questions and a recording of the
presentation can be viewed on the website https://fws.gov/project/endangered-species-act-regulation-revisions.
The BLM published a proposed rule, ``Conservation and Landscape
Health,'' on April 3, 2023, (1004-AE92, 88 FR 19583) that provides
tools for the BLM to improve the resilience of public lands in the face
of a changing climate; conserve important wildlife habitat and intact
landscapes; plan for development; and better recognize unique cultural
and natural resources on public lands. The proposed rule directly
responds to the growing need to better manage public lands, waters, and
wildlife in the face of devastating wildfires, historic droughts, and
severe storms that communities are experiencing across the West, as
well as to deepen BLM's collaborative work with communities, States and
Tribes to support responsible development of critical minerals, energy
and other resources. The BLM held two virtual and three in-person
meetings to provide detailed information about the proposal. Members of
the public had an opportunity to ask questions that facilitate a deeper
understanding of the proposal. BLM also created a separate web page
detailing specific details on the rule: Public Lands Rule [verbar]
Bureau of Land Management (blm.gov).
Bureaus and Offices Within the Department of the Interior
The following is an overview of some of the major regulatory and
deregulatory priorities of the Department's Bureaus and Offices.
Bureau of Indian Affairs
The BIA enhances the quality of life, promotes economic
opportunity, and protects and improves the trust assets of
approximately 1.9 million American Indians, Indian Tribes, and Alaska
Natives. The BIA maintains a government-to-government relationship with
the 574 Federally Recognized Indian Tribes. The BIA also administers
and manages 55 million acres of surface land and 57 million acres of
subsurface minerals held in trust by the United States for American
Indians and Indian Tribes.
Regulatory and Deregulatory Actions
In the coming year, BIA will prioritize the following rulemakings:
Procedures for Federal Acknowledgment of Indian Tribes (1076-AF67)
This proposed rule would respond to recent Federal court decisions
holding that the Department did not adequately explain its regulations
prohibiting previously denied petitioners for Federal acknowledgment
from petitioning again. The Department sought Tribal government input
through communication under Executive Order 13175 criteria and the
Department's consultation policy on meaningful communication and
collaboration with tribal officials. The Department held Consultation
sessions with federally recognized Indian Tribes and a listening
session for present, former, and prospective petitioners.
Appeals From Administrative Actions (1076-AF64)
The proposed rule published on December 1, 2022 (87 FR 73688). This
final rule will clarify the processes for appeals of actions taken by
officials in the Office of the Assistant Secretary--Indian Affairs,
BIA, Bureau of Indian Education, and Office of the Special Trustee for
American Indians (collectively, Indian Affairs). The rule advances the
purposes of E.O. 14058 to effectively reduce administrative burdens,
simplify both public-facing and internal processes to improve
efficiency, and empower the Federal workforce to solve problems. The
rule streamlines the process for appeals of Tribal government
representative decisions, to ensure the continued government-to-
government relations with the appropriate Tribal leadership is not
unduly interrupted. The Department received Tribal government input
through two consultation sessions (February 17, 2022, and February 22,
2022) held under Executive Order 13175 criteria and the Department's
policy on meaningful communication and collaboration with Tribal
officials.
[[Page 9404]]
Mining of the Osage Mineral Estate for Oil and Gas (1076-AF59)
The proposed rule published on January 13, 2023 (88 FR 2430). This
final rule will revise the regulations in 25 CFR part 226 to strengthen
the BIA's management of the Osage Mineral Estate and improve accounting
and production measurement standards; offer consistency in production
valuation; address inadequate bonding; support the implementation of
electronic reporting systems; enhance accountability; clarify lessees'
obligations; prevent waste; promote safe and environmentally sound
operations; and protect resource values. The Department received Tribal
government input through consultation sessions held pursuant to
Executive Order 13175 criteria and the Department's policy on
meaningful communication and collaboration with Tribal officials.
Land Acquisitions (1076-AF71)
The proposed rule published on December 5, 2022 (87 FR 74334). This
final rule will advance the purposes of E.O. 13985 and address the
Department's jurisdiction to acquire land in trust for certain Tribes,
streamline acquisitions on existing reservations, clarify Tribal
jurisdiction, and promote Tribal conservation of lands. The Department
received Tribal government input through consultations and listening
sessions held under Executive Order 13175 criteria and the Department's
policy on meaningful communication and collaboration with Tribal
officials.
Class III Tribal State Gaming Compact Process (1076-AF68)
The proposed rule published on December 6, 2022 (87 FR 74916). This
final rule will provide States and Tribes with a better understanding
of how the Department reviews their compacts by codifying longstanding
Departmental policy and interpretations of existing case law. The
Department received Tribal government input through consultations and
listening sessions held under Executive Order 13175 criteria and the
Department's policy on meaningful communication and collaboration with
Tribal officials.
Agricultural Leasing of Indian Land (1076-AF66)
This proposed rule would update provisions addressing leasing of
trust or restricted land (Indian land) for agricultural purposes to
reflect updates that have been made to business and residential leasing
provisions and address outdated provisions. The Department received
Tribal government input through consultations and listening sessions
held under Executive Order 13175 criteria and the Department's policy
on meaningful communication and collaboration with Tribal officials.
Indian Arts and Crafts (1076-AF69)
This proposed rule would modernize the Indian Arts and Crafts Board
regulations to better meet the objectives of the Indian Arts and Crafts
Act to promote the economic welfare of the Indian Tribes and Indian
individuals through the development of Indian arts and crafts and the
expansion of the market for the products of Indian art and
craftsmanship. The Department is seeking Tribal government input
through communication under Executive Order 13175 criteria and the
Department's policy on meaningful collaboration with Tribal officials.
Bureau of Land Management
The BLM manages more than 245 million acres of public land, known
as the National System of Public Lands, primarily located in 12 Western
States, including Alaska. The BLM also administers 700 million acres of
sub-surface mineral estate throughout the Nation. The agency's mission
is to sustain the health, diversity, and productivity of America's
public lands for the use and enjoyment of present and future
generations.
Regulatory and Deregulatory Actions
In the coming year, the BLM will prioritize the following
rulemaking actions and highlight its efforts under E.O. 14094:
Update of the Communications Uses Program, Right-of-Way Cost Recovery
Fee Schedules and Section 512 of FLPMA for Rights-of-Way (1004-AE60)
The BLM published its proposed rule on November 7, 2022 (87 FR
67306). This final rule will streamline and improve efficiencies in the
communications uses program, update the cost recovery fee schedules for
ROW work activities, and include provisions governing the development
and approval of operating plans and agreements for ROWs for electric
transmission and distribution facilities. Communications uses, such as
broadband, are a subset of ROW activities authorized under FLPMA, as
amended. Cost recovery fees apply to most ROW activities authorized
under either FLPMA or the Mineral Leasing Act of 1920, as amended. This
proposed rule would also implement vegetation management requirements
included in the Consolidated Appropriations Act, 2018 (codified at 43
U.S.C. 1772) to address fire risk from and to powerline ROWs on public
lands and national forests. The regulatory amendments would also codify
statutory requirements regarding review and approval of utilities
maintenance plans, liability limitations, and definitions of hazard
trees and emergency conditions. The proposed rule was highlighted on
the BLM's website with links to comment options, FAQs, and direct links
to the rule. We plan to do the same for the final rule.
Rights-of-Way, Leasing and Operations for Renewable Energy (1004-AE78)
The BLM published this proposed rule on June 16, 2023 (88 FR
39726). This final rule will revise BLM's regulations for ROWs,
leasing, and operations related to all activities associated with
renewable energy. The Energy Act of 2020 and E.O. 14008 prioritize the
Department's need to improve permitting activities and processes to
facilitate increased renewable energy production on public lands. BLM
held three virtual informational meetings over the course of the
comment period. Additionally, the rule was highlighted on the BLM's
website with links to comment options, FAQs, and direct links to the
rule.
Waste Prevention, Production Subject to Royalties, and Resource
Conservation (1004-AE79)
This proposed rule published on November 30, 2022 (87 FR 73588).
The final rule will update BLM's regulations governing the waste of
natural gas through venting, flaring, and leaks on onshore Federal and
Indian oil and gas leases. The proposed rule would address the
priorities associated with E.O. 14008. The proposed rule was
highlighted on the BLM's website with links to comment options, FAQs,
and direct links to the rule. We plan to do the same for the final
rule.
Fluid Mineral Leases and Leasing Process (1004-AE80)
This proposed rule published on July 24, 2023 (88 FR 47562). This
final rule will revise BLM's oil and gas regulations to update the
fees, rents, royalties, and bonding requirements related to oil and gas
leasing, development, and production. The final rule will also update
BLM's process for leasing to ensure the protection and proper
stewardship of the public lands, including potential climate and other
impacts associated with oil and gas activities. This rule will
implement provisions of the IRA regarding oil and gas resources on
public lands. BLM will
[[Page 9405]]
hold five informational meetings (Two virtual, three in-person) over
the course of the comment period. Additionally, the rule was
highlighted on the BLM's website with links to comment options, FAQs,
and direct links to the rule. We plan to do the same for the final
rule.
Closure and Restriction Orders (1004-AE89)
This proposed rule would help BLM to better protect persons,
property, and public lands and resources by allowing the agency to
close or restrict the use of public lands in a timelier manner. The
rule would also make BLM's regulations more consistent with other
Federal land management agencies' closure and restriction authorities.
The proposed rule was highlighted on the BLM's website with links to
comment options, FAQs, and direct links to the rule. We plan to do the
same for the final rule.
Conservation and Landscape Health (1004-AE92)
On April 3, 2023, the BLM published a proposed rule (88 FR 19583)
to clarify and support the principles of multiple use and sustained
yield in the management of the public lands pursuant to FLPMA and other
relevant authorities. This final rule will provide an overarching
framework governing multiple resource areas to ensure land health and
sustained yield. This rule affirms the important role of restoration
and conservation actions in building and maintaining sustainable land
management practices to ensure healthy and productive ecosystems for
current and future generations. BLM held five informational meetings
(Two virtual, three in-person) over the course of the comment period.
Additionally, the rule was highlighted on the BLM's website with links
to comment options, FAQs, and direct links to the rule.
Management and Protection of the National Petroleum Reserve in Alaska
(1004-AE95)
This final rule will assure maximum protection of Special Areas in
the NPR-A pursuant to and consistent with the provisions of the Naval
Petroleum Reserves Production Act of 1976 (90 Stat. 303; 42 U.S.C. 6501
et seq.), Alaska National Interest Lands Conservation Act, and other
applicable authorities. On September 8, 2023, the BLM published the
proposed rule ``Management and Protection of the National Petroleum
Reserve in Alaska'' (88 FR 62025). The proposed rule was highlighted on
the BLM's website with links to comment options, FAQs, and direct links
to the rule. Additionally, a number of listening sessions will occur.
Bureau of Ocean Energy Management
The mission of BOEM is to manage development of U.S. OCS energy and
mineral resources in an environmentally and economically responsible
way. In accordance with its statutory mandate under Outer Continental
Shelf Lands Act (OCSLA), BOEM is committed to implementing its dual
mission of promoting the expeditious and orderly development of the
Nation's energy resources while simultaneously protecting the marine,
human, and coastal environment of the OCS State submerged lands and the
coastal communities. Consistent with the policy outlined by the Biden-
Harris administration in E.O. 14008, BOEM is reevaluating its programs
related to the offshore development of energy and mineral resources.
The BOEM is working with the Department to review options for expanding
renewable energy production while evaluating alternatives to better
protect the lands, waters, and biodiversity of species located within
the U.S. exclusive economic zone.
Regulatory and Deregulatory Actions
In the coming year, BOEM will prioritize the following rulemaking
actions:
Renewable Energy Modernization Rule (1010-AE04)
On January 30, 2023, the BOEM proposed the Renewable Energy
Modernization Rule (88 FR 5968). As proposed, the rule would facilitate
development of offshore renewable energy and promotes U.S. energy
independence in a safe and environmentally sound manner that provides a
fair return to U.S. taxpayers. This proposed rule contains reforms
identified by BOEM and recommended by industry, including proposals for
incremental funding of decommissioning accounts; more flexible
geophysical and geotechnical survey submission requirements;
streamlined approval of meteorological buoys; revised project
verification procedures; and greater clarity regarding safety
requirements.
Risk Management and Financial Assurance for OCS Lease and Grant
Obligations (1010-AE14)
The BOEM has reconsidered the financial assurance policies
expressed in the joint proposed rule (85 FR 65904) issued with BSEE
(1082-AA02) and has determined that it would be appropriate to issue a
new rule that will better protect the American taxpayers from
shouldering liability for the decommissioning of offshore oil and gas
facilities. On June 29, 2023, the BOEM published the Risk Management
and Financial Assurance for OCS Lease and Grant Obligations (88 FR
42136), which proposed provisions that would ensure that facilities no
longer needed for oil or gas exploration or development are shut down
in a safe and environmentally responsible manner. The rule will modify
the evaluation criteria for determining whether oil, gas and sulfur
lessees, right-of-use and easement grant holders, and pipeline ROW
grant holders may be required to provide bonds or other financial
assurance, above the regulatorily prescribed amounts for base bonds, to
ensure compliance with their OCS obligations.
Carbon Sequestration (1082-AA04)
In accordance with the BIL, BOEM and BSEE are working to jointly
propose regulations governing carbon transportation and geologic
sequestration aspects of a development, including leasing; siting of
storage reservoirs; environmental plans and mitigations; facility and
infrastructure design and installation; injection operations;
monitoring; incident response; financial assurance; and safety.
Protection of Marine Archaeological Resources (1010-AE11)
On February 15, 2023, BOEM published a proposed rule (88 FR 9797)
that would revise when lessees and operators would need to conduct
archaeological surveys. The proposal put forward provisions that
clarify when operators would submit an archaeological report with their
applications and clarify the source and extent of the data utilized.
Fitness To Operate Standards for Oil and Gas Operators and Lessees on
the Outer Continental Shelf (1010-AE21)
This proposed rule would enhance the Secretary's stewardship over
the OCS and offshore waters by providing regulations governing the
disqualification of operators that have poor environmental or safety
performance records. If not properly maintained and operated, oil and
gas operations can cause significant safety hazards and environmental
harm and prevent other beneficial uses of the OCS (such as fishing and
future resource development). Additionally, these safety and
environmental issues potentially place American taxpayers at risk to
cover future cleanup costs.
Bureau of Safety and Environmental Enforcement
The BSEE's mission is to promote safety, protect the environment,
and
[[Page 9406]]
conserve resources offshore through vigorous regulatory oversight and
enforcement. The BSEE is the lead Federal agency charged with improving
safety and ensuring environmental protection related to conventional
and renewable energy activities on the U.S. OCS.
Regulatory and Deregulatory Actions
In the coming year, BSEE will prioritize the following rulemaking
actions:
Oil-Spill Response Requirements for Facilities Located Seaward of the
Coast Line Proposed Rule (1014-AA44)
The oil spill response requirements regulations found in 30 CFR
part 254 were last updated over 20 years ago (62 FR 13996, Mar. 25,
1997). This proposed rule would update existing regulations to
incorporate the latest advancements in spill response and preparedness
policies and technologies, as well as lessons learned and
recommendations from reports related to the Deepwater Horizon explosion
and subsequent oil spill.
Revisions to Subpart J--Pipelines and Pipeline Rights-of-Way Proposed
Rule (1014-AA45)
This proposed rule would revise specific provisions of the current
pipelines and pipeline ROW regulations under 30 CFR 250 subpart J to
align with current technology and state-of-the-art safety equipment and
procedures, primarily through the incorporation of industry standards.
Outer Continental Shelf Lands Act; Operating in High-Pressure and/or
High-Temperature (HPHT) Environments (1014-AA49)
Currently, BSEE has no regulations specific to high pressure and/or
high temperature (HPHT) projects, requiring it to issue multiple
guidance documents clarifying the specific HPHT information prospective
operators should submit to BSEE to support the Bureau's programmatic
reviews and approvals of such projects. This final rule will formally
codify BSEE's existing process for reviewing and approving projects in
HPHT environments. BSEE published this proposed rule on May 16, 2022
(87 FR 29790).
Oil and Gas and Sulfur Operations in the Outer Continental Shelf-
Blowout Preventer Systems and Well Control Revisions (RIN 1014-AA52)
This final rule will revise BSEE regulations published in the 2019
final rule ``Oil and Gas and Sulfur Operations in the Outer Continental
Shelf Blowout Preventer Systems and Well Control Revisions,'' 84 FR
21908 (May 15, 2019), for drilling, workover, completion, and
decommissioning operations. BSEE published the proposed rule on
September 14, 2022 (87 FR 56354).
Revisions to Decommissioning Requirements on the OCS (1014-AA53)
This proposed rule would address issues relating to: (1) Idle iron
by adding a definition of this term to clarify that it applies to idle
wells and structures on active leases; (2) abandonment in place of
subsea infrastructure by adding regulations addressing when BSEE may
approve decommissioning-in-place instead of removal of certain subsea
equipment; and (3) other operational considerations.
Office of the Chief Information Officer
The Office of the Chief Information Officer (OCIO) provides
leadership to the Department and its Bureaus in all areas of
information management and technology (IT). To successfully serve the
Department's multiple missions, the OCIO applies modern IT tools,
approaches, systems, and products. Effective and innovative use of
technology and information resources enables transparency and
accessibility of information and services to the public.
In 2023, OCIO finalized the following rule:
Personnel Security Files System of Records (1090-AB16)
This final rule was published on February 21, 2023 (88 FR 10479)
and revised the Department's Privacy Act regulations at 43 CFR 2.254 to
claim exemptions for certain records in the INTERIOR/DOI-45, Personnel
Security Files, system of records from one or more provisions of the
Privacy Act of 1974 pursuant to 5 U.S.C. 552a(k), because of criminal,
civil, and administrative law enforcement requirements.
For the coming year, OCIO will prioritize the following rules:
Network Security System of Records (1090-AB14)
This proposed rule would revise the Department's Privacy Act
regulations at 43 CFR 2.254 to claim exemptions for certain records in
the INTERIOR DOI-49, Network Security, system of records from one or
more provisions of the Privacy Act of 1974 pursuant to 5 U.S.C 552a(j)
and (k), because of criminal, civil, and administrative law enforcement
requirements.
Investigative Records System of Records (1090-AB27)
A proposed rule was published on July 13, 2023 (88 FR 44748). The
final rule would revise the Department's Privacy Act regulations at 43
CFR 2.254 to claim exemptions for certain records in the INTERIOR/OIG-
02, Investigative Records, system of records from one or more
provisions of the Privacy Act of 1974 pursuant to 5 U.S.C. 552a(k),
because of criminal, civil or administrative law enforcement
requirements.
DOI Law Enforcement Records Management System (LERMS) System of Records
(1090-AB28)
This proposed rule would revise the Department's Privacy Act
regulations at 43 CFR 2.254 to claim exemptions for certain records in
the INTERIOR/DOI-10, DOI Law Enforcement Records Management System
(LERMS), system of records from one or more provisions of the Privacy
Act of 1974 pursuant to 5 U.S.C. 552a(k), because of criminal, civil or
administrative law enforcement requirements.
Office of Acquisition and Property Management
The Office of Acquisition and Property Management (PAM) coordinates
Department-wide implementation of Federal policy and regulations for
acquisition; and real, personal, and museum property. The PAM also
directs activities in other essential areas including motor vehicle
fleet management, space management, energy efficiency, water
conservation, renewable energy programs, and capital planning for real
and personal property assets.
For the coming year, PAM will prioritize the following rules:
Department of the Interior Acquisition Regulation, Governance Titles
(1090-AB25)
The PAM proposes changes to the Department of the Interior
Acquisition Regulation to update its nomenclature to align with recent
changes to agency procurement governance. The senior GS-1102
contracting subject matter expert in a Department Bureau or Office
would be designated as the Head of the Contracting Activity (formerly
designated as the Bureau Procurement Chief). The Senior Executive who
is accountable for the contracting activity would be designated as the
Bureau Procurement Executive (this position was formerly designated as
the Head of the Contracting Activity). These amendments would enable
acquisition programs to more efficiently meet the
[[Page 9407]]
Department's mission needs and comply with all applicable law and
regulations.
Office of Hearings and Appeals
The Office of Hearings and Appeals (OHA) exercises the delegated
authority of the Secretary to conduct hearings and decide appeals from
decisions made by the Bureaus and Offices of the Department. The OHA
provides an impartial forum for parties who are affected by the
decisions of the Department's Bureaus and Offices to obtain independent
review of those decisions. The OHA also handles the probating of Indian
trust estates, ensuring that individual Indian interests in allotted
lands, their proceeds, and other trust assets are conveyed to the
decedents' rightful heirs and beneficiaries.
For the coming year, OHA will prioritize the following rule:
Office of Hearings and Appeals (OHA) Rule (1094-AA57)
This proposed rule will update outdated provisions, make process
improvements, and provide a more modernized hearings and appeals
process for proceedings before OHA. This is a comprehensive proposal to
provide a more efficient process for OHA and the parties who appear
before it, including external stakeholders and Departmental bureaus.
The rule will build upon the Direct Final Rule to incorporate a new
electronic filing and docket management system into OHA's processes and
will update a number of other procedural rules. Included in this
proposed rule are comprehensive changes to special rules for the
Interior Board of Land Appeals, Departmental Cases Hearings Division,
and the Director's office. Other provisions address specific needs of
the Interior Board of Indian Appeals and the Probate Hearings Division.
OHA conducted informal outreach and plans to hold Tribal consultation
sessions.
In 2023, OHA finalized the following rules:
Practices Before the Department of Interior (1094-AA56)
On March 16, 2023, OHA's Final Rule became effective to amend
existing regulations to update office addresses for hearings and
appeals purposes, to allow the OHA Director to issue interim orders in
emergency circumstances, and to allow the OHA Director to issue
standing orders to improve OHA's service to the public and the parties
by modernizing its processes.
Technical Corrections to Updates to American Indian Probate Regulations
(1094-AA55)
On June 20, 2023 (88 FR 39768), OHA published correcting amendments
in a final rule to update the regulations governing probate of property
that the United States holds in trust or restricted status for American
Indians.
Office of Natural Resources Revenue
The Office of Natural Resources Revenue (ONRR) is responsible for
collecting, accounting for, and disbursing revenues from Federal and
Indian energy and mineral leases. The ONRR operates nationwide and is
primarily responsible for the timely and accurate collection,
distribution, and accounting of revenues associated with mineral and
energy production.
In 2023, ONRR completed the following rules:
Partial Repeal of Consolidated Federal Oil & Gas and Federal & Indian
Coal Reform Final Rule (1012-AA34)
On July 21, 2023, ONRR reissued certain regulations for the
valuation of Federal and Indian coal to implement a court order that
vacates the coal valuation portions of a 2016 rule. These republished
regulations implement the court's order by recodifying the regulations
that were in effect prior to the vacated 2016 rule.
In the coming year, ONRR will prioritize the following rulemaking
actions:
ONRR Designation Form for Payment Responsibility (1012-AA33)
This proposed rule would amend ONRR's regulations and revise its
form for designating a designee for a Federal oil and gas lease. This
action would open a 60-day comment period to allow interested parties
to comment on the proposed rule and its information collection
requirements.
Office of Restoration and Damage Assessment (ORDA)
ORDA oversees the Department's Natural Resource Damage Assessment
and Restoration (NRDAR) Program whose mission is to restore natural
resources injured as a result of oil spills or hazardous substance
releases into the environment. In partnership with affected state,
tribal and Federal trustee agencies, damage assessments are conducted
which are the first step toward resource restoration and used to
provide the basis for determining restoration needs that address the
public's loss and use of natural resources. Once the damages are
assessed, legal settlements are negotiated, or legal actions are taken
against the responsible parties for the spill or release. Funds from
these settlements are then used to restore the injured resources.
Natural Resource Damages for Hazardous Substances--RIN (1090-AB26)
In January 2023, ORDA issued an Advanced Notice of Proposed
Rulemaking (ANPRM) to revise part of the CERCLA NRDAR Regulations Type
A procedures. These procedures allow trustees to use a standardized and
simplified methodology for performing Injury Determination,
Quantification and Damage Determination that requires minimal field
observation. Current Type A procedures are limited to certain
environments when claims are less than $100,000 and are based on
outdated computer models and software with extremely limited current
utility. Revisions would account for modeling advances for different
environments and to provide methodologies that are not technology
specific and could be used into the future without additional
revisions. Public comments were received on this ANPRM in March 2023.
Based on the comments received, ORDA is proceeding to issue a Notice of
Proposed Rulemaking (NPRM) this fall.
In the upcoming year, ORDA will review the public comments received
on the NPRM and then utilizing those comments, will issue a final rule
revising the Type A procedures which are part of the CERCLA NRDAR
Regulations.
Office of Surface Mining Reclamation and Enforcement
The Office of Surface Mining Reclamation and Enforcement (OSMRE)
was created by the Surface Mining Control and Reclamation Act of 1977
(SMCRA). The OSMRE works with States and Tribes to ensure that citizens
and the environment are protected during coal mining and that the land
is restored to beneficial use when mining is finished. The OSMRE and
its partners are also responsible for reclaiming and restoring lands
and water degraded by mining operations before 1977. The OSMRE focuses
on overseeing the State programs and developing new tools to help the
States and Tribes get the job done.
The OSMRE also works with colleges and universities and other State
and Federal agencies to further the science of reclaiming mined lands
and protecting the environment, including initiatives to promote
planting more trees and restoring much-needed wildlife habitat.
[[Page 9408]]
Regulatory and Deregulatory Actions
For coming year, OSMRE will prioritize the following regulatory
actions:
Ten Day Notices (1029-AC81)
The proposed rule published on April 25, 2023 (88 FR 24944). The
rule will amend the existing regulations about when OSMRE sends ten-day
notices to State regulatory authorities regarding possible SMCRA
violations.
Emergency Preparedness for Impoundments (1029-AC82)
This rule would incorporate certain aspects of the Federal
Guidelines for Dam Safety (FGDS) into OSMRE's existing regulations.
These regulations relate to emergency preparedness for impoundments and
propose to incorporate the FGDS Emergency Action Plans (EAP) and After-
Action Reports (AAR). Also, OSMRE may add new provisions to the
regulations to align the classification of impoundments with industry
and other Government agency standards.
U.S. Fish and Wildlife Service
The mission of FWS is to work with others to conserve, protect, and
enhance fish, wildlife, and plants and their habitats for the
continuing benefit of the American people. FWS provides opportunities
for Americans to enjoy the outdoors and our shared natural heritage.
FWS also promotes and encourages the pursuit of recreational activities
such as hunting and fishing and wildlife observation.
FWS manages a network of 568 NWRs, with at least 1 refuge in each
U.S. State and Territory, and with more than 100 refuges close to major
urban centers. The Refuge System plays an essential role in providing
outdoor recreation opportunities to the American public with more than
67 million annual visits to refuges to hunt, fish, observe or
photograph wildlife, or participate in environmental education or
interpretation.
The FWS fulfills its responsibilities through a diverse array of
programs that:
Protect and recover endangered and threatened species;
Monitor and manage migratory birds;
Restore nationally significant fisheries;
Enforce Federal wildlife laws and regulate international
trade;
Conserve and restore wildlife habitat such as wetlands;
Manage and distribute over a billion dollars each year to
States, Territories, and Tribes for fish and wildlife conservation;
Help foreign governments conserve wildlife through
international conservation efforts; and
Fulfill our Federal Tribal trust responsibility.
Regulations Under the Endangered Species Act
FWS promulgated multiple regulatory actions under the ESA in FY
2023 to prevent the extinction of and facilitate the recovery of both
domestic and foreign animal and plant species. These rulemaking actions
added species to, removed species from, and reclassified species on the
Lists of Endangered and Threatened Wildlife and Plants and designated
critical habitat for certain listed species. FWS published these
rulemaking documents in accordance with the National Listing Workplan.
The Workplan enables FWS to prioritize workloads based on the needs of
species that are candidates for regulatory actions under the ESA or
those for which FWS has received a petition for rulemaking. The
Workplan represents the conservation priorities of FWS based on its
review of scientific information and provides greater clarity and
predictability about the timing of listing determinations to State
wildlife agencies, nonprofit organizations, and other stakeholders and
partners. The goal is to encourage proactive conservation so that
Federal protections are not needed in the first place.
In FY 2023, FWS published 23 proposed and 28 final rules to list
species, reclassify their status under the ESA, or designate critical
habitat; 3 proposed and 4 final rules to remove species from the Lists;
and 1 proposed and 1 final rule to establish nonessential experimental
populations of listed species under the ESA. FWS will publish many more
species-specific rulemaking actions under the ESA in FY2024, as
described in multiple entries in the Unified Agenda.
In addition, in FY 2023 FWS completed numerous other rulemaking
actions, including these:
Endangered and Threatened Wildlife and Plants; Designation of
Experimental Populations (1018-BF98)
On August 2, 2023, final rule (88 FR 42642, July 3, 2023) revised
the regulations concerning experimental populations of endangered
species and threatened species under the Endangered Species Act (ESA).
The rule removed language restricting the introduction of experimental
populations to only the species' ``historical range'' to allow for the
introduction of populations into habitat outside of their historical
range. To provide for the conservation of certain species, establishing
experimental populations outside of their historical range may be
increasingly necessary and appropriate if the habitat's ability to
support one or more life-history stages has been reduced due to threats
such as climate change or invasive species.
Regulations To Implement the Big Cat Public Safety Act (1018-BH23)
On June 12, 2023, FWS amended the implementing regulations for the
Captive Wildlife Safety Act by incorporating the requirements of the
Big Cat Public Safety Act (BCPSA; signed into law on December 20, 2022)
(88 FR 38358, June 12, 2023). To further the conservation of certain
wildlife species (lions, tigers, leopards, snow leopards, clouded
leopards, jaguars, cheetahs, and cougars, or any hybrids thereof), the
BCPSA made certain activities with these species unlawful. The BCPSA
also required certain entities or individuals to register each such
animal with the Service not later than June 18, 2023, to continue to
possess these animals.
Regulatory and Deregulatory Actions for FY 2024
In the coming year, FWS will prioritize the following rulemaking
actions:
Permits for Incidental Take of Eagles and Eagle Nests, Final Rule
(1018-BE70)
On September 30, 2022, FWS proposed revisions to regulations
authorizing the issuance of permits for eagle incidental take and eagle
nest take (87 FR 59598). The purpose of these revisions is to increase
the efficiency and effectiveness of permitting, facilitate and improve
compliance, and increase the conservation benefit for eagles. FWS
proposed continuing to authorize specific permits as well as creating
general permits for certain activities under prescribed conditions:
qualifying wind-energy generation projects, power line infrastructure,
activities that may disturb breeding bald eagles, and bald eagle nest
take.
During the public comment period, FWS held four information
sessions in webinar format: two for members of federally recognized
Native American Tribes and two for the general public. The purpose of
each of these sessions was to provide the public with a general
understanding of the background for this proposed rulemaking action,
activities it would cover, alternative proposals under consideration,
and the draft environmental documents for the proposed action.
[[Page 9409]]
Migratory Bird Permits; Authorizing the Incidental Take of Migratory
Birds, Proposed Rule (1018-BF71)
This proposed rulemaking action would amend FWS regulations by
providing definitions to terms used in the Migratory Bird Treaty Act,
as amended (MBTA). The proposed rule would clarify that the MBTA's
prohibitions on taking and killing migratory birds includes
foreseeable, direct taking and killing that is incidental to other
activities. The proposed rule would also establish authorizations for
otherwise prohibited take of migratory birds.
Regulations for Listing Endangered and Threatened Species and
Designating Critical Habitat, Final Rule (1018-BF95)
On June 22, 2023, FWS and the National Marine Fisheries Service
(NMFS) proposed to revise portions of our regulations that implement
section 4 of the ESA (88 FR 40764). The proposed revisions clarify,
interpret, and implement portions of the ESA concerning the procedures
and criteria used for listing, reclassifying, and delisting species on
the Lists of Endangered and Threatened Wildlife and Plants and
designating critical habitat.
After publication of this proposed rule and the two discussed next
(RINs 1018-BF96 and 1018-BF88), FWS delivered a series of informational
sessions to stakeholders including Federal agencies, State agencies,
federally recognized Tribes, Native Hawaiian community leaders, non-
governmental organizations, conservation partners, industry groups, and
Pacific Islander community leaders. Frequently asked questions and a
recording of the presentation can be viewed on the website https://fws.gov/project/endangered-species-act-regulation-revisions.
Endangered and Threatened Wildlife and Plants; Interagency Cooperation,
Final Rule (1018-BF96)
On June 22, 2023, FWS and NMFS proposed to amend portions of our
regulations that implement section 7 of the ESA (88 FR 40753). The
Services are proposing these changes to further clarify and improve the
interagency consultation processes, while continuing to provide for the
conservation of listed species. See description above under RIN 1018-
BF95 for public engagement efforts.
Regulations Pertaining to Endangered and Threatened Wildlife and
Plants, Final Rule (1018-BF88)
On June 22, 2023, FWS proposed to revise our regulations concerning
protections of endangered species and threatened species under the ESA
(88 FR 40742). We proposed to reinstate the general application of the
``blanket rule'' option for protecting newly listed threatened species
pursuant to section 4(d) of the Act, with the continued option to
promulgate species-specific rules. We also proposed to extend to
federally recognized Tribes certain regulatory exceptions currently
provided to the employees or agents of the Service and other Federal
and State agencies to aid, salvage, or dispose of threatened species.
We also requested comments on an additional provision that would extend
to federally recognized Tribes the exceptions to prohibitions for
threatened species that the regulations currently provide to employees
or agents of the Service, NMFS, and State agencies for take associated
with conservation-related activities. See description above under RIN
1018-BF95 for public engagement efforts.
Wildlife and Fisheries; Compensatory Mitigation Mechanisms, Proposed
Rule (1018-BF63)
FWS will propose to establish regulations covering objectives,
standards, and criteria for review and approval of compensatory
mitigation programs and projects intended to offset, or compensate for,
unavoidable impacts to federally listed, proposed, or at-risk species
and designated critical habitat pursuant to the ESA. The proposed rule
will advance the purposes of the ESA by promoting the effective,
consistent, transparent, and predictable delivery of compensatory
mitigation.
Endangered Species Act Section 10 Regulations; Enhancement of Survival
and Incidental Take Permits, Final Rule (1018-BF99)
On February 9, 2023, FWS proposed to revise the regulations
concerning the issuance of enhancement of survival and incidental take
permits under the ESA (88 FR 8380). The purposes were to clarify the
appropriate use of these permit types; clarify our authority to issue
these permits for non-listed species without also including a listed
species; simplify the requirements for enhancement of survival permits
by combining safe harbor agreements and candidate conservation
agreements with assurances into one agreement type; and include
portions of our policies for safe harbor agreements, candidate
conservation agreements with assurances, and habitat conservation plans
in the regulations to reduce uncertainty. The proposed regulatory
changes are intended to reduce costs and time associated with
developing the application materials. We anticipate that these
improvements will encourage more engagement in these voluntary
programs, thereby generating greater conservation results overall.
The final rule will incorporate and address public comments
received in response to the proposed rule and informational webinars
held with State agencies and Tribal nations.
Establishment of a Nonessential Experimental Population of Gray Wolf in
the State of Colorado, Final Rule (1018-BG79)
On February 17, 2023, FWS proposed to establish a nonessential
experimental population (NEP) of the gray wolf (Canis lupus) in
Colorado, under section 10(j) of the ESA (88 FR 10258). Establishment
of this NEP will facilitate the State of Colorado's reintroduction of
gray wolves and provide for allowable legal incidental taking of the
gray wolf within the NEP area. The best available data indicate that
reintroduction of the gray wolf into Colorado is biologically feasible
and will promote the conservation of the species.
FWS held four public information meetings during a 60-day public
comment period. The final determination will be based on consideration
of public comments and peer review received in response to the proposed
rule.
Revision to the Section 4(d) Rule for the African Elephant, Final Rule
(1018-BG66)
On November 17, 2022, FWS proposed to revise the current
regulations for the African elephant (Loxodonta africana) promulgated
under section 4(d) of the ESA (87 FR 68975). The purposes of this
rulemaking action are to: (1) Increase protection for African elephants
in response to the recent rise in international trade of live African
elephants from range countries by establishing ESA permit requirements
and enhancement standards for trade in live African elephants, (2)
clarify the existing enhancement requirement during our evaluation of
the application for a permit to import African elephant sport-hunted
trophies, and (3) incorporate a Party's designation under the
Convention on International Trade in Endangered Species of Wild Fauna
and
[[Page 9410]]
Flora (CITES) National Legislation Project into the decision-making
process for the import of live African elephants, African elephant
sport-hunted trophies, and African elephant parts and products.
FWS conducted a virtual public hearing on January 5, 2023. The
virtual public hearing was conducted in multiple languages, and several
foreign countries expressed comments. The comment period for the
proposed rule was extended due to comments expressed during the virtual
public hearing. In addition to the public hearing, the agency has
conducted several calls with foreign countries that have a stake in the
proposed rulemaking.
Maintaining the Biological Integrity, Diversity, and Environmental
Health of the National Wildlife Refuge System, Proposed Rule (1018-
BG78)
FWS will propose to promulgate regulations directing the management
of the National Wildlife Refuge System (NWRS) to promote the biological
integrity, diversity, and environmental health of all lands and waters
under the jurisdiction of the NWRS. These regulations would be based on
language in the National Wildlife Refuge System Administration Act of
1966, as amended by the National Wildlife Refuge System Improvement Act
of 1997, directing the Service to ensure that the biological integrity,
diversity, and environmental health of the System are maintained for
the benefit of present and future generations of Americans.
National Wildlife Refuge System; Station-Specific Hunting and Sport
Fishing Regulations, 2023-24, Final Rule (1018-BG71)
On June 23, 2023, FWS proposed to make additions and revisions to
station-specific regulations and expand hunting and sport fishing
opportunities for the 2023-24 hunting and sport fishing season (88 FR
41058). This action is part of an annual update for the national
wildlife refuge system and the national fish hatchery system that
ensures adequate public notice of openings and changes. These changes
and openings enhance conservation stewardship and outdoor recreation
and improve the management of game species and their habitat. FWS
operates hunting and sport fishing programs on refuges to implement
congressional directives to facilitate compatible priority wildlife-
dependent recreational opportunities. Although hatcheries are not part
of the national wildlife refuge system, by regulation, the
administrative provisions of refuge regulations are applied to national
fish hatchery areas.
FWS coordinated closely with the Association of Fish and Wildlife
Agencies when developing the proposed rule. FWS also engaged with
stakeholder groups through the Hunting and Wildlife Conservation
Council for input on hunting and fishing programs on FWS lands and
waters.
National Park Service
The NPS preserves the natural and cultural resources and values
within 425 units of the National Park System encompassing more than 85
million acres of lands and waters for the enjoyment, education, and
inspiration of this and future generations. The NPS also cooperates
with partners to extend the benefits of resource conservation and
outdoor recreation throughout the United States and the world.
Regulatory and Deregulatory Actions
In 2023, NPS completed the following rulemakings:
Mount Rainier National Park; Fishing (1024-AE66)
This final rule which published on January 20, 2023 (88 FR 3659),
removed from the Code of Federal Regulations special fishing
regulations for Mount Rainier National Park, including those that
restrict the take of nonnative species. Instead, the National Park
Service will publish closures and restrictions related to fishing in
the Superintendent's Compendium for the park. This action helps
implement a 2018 Fish Management Plan that aims to conserve native fish
populations and restore aquatic ecosystems by reducing or eliminating
nonnative fish.
In the coming year, NPS will prioritize the following rulemaking
actions:
Native American Graves Protection and Repatriation Act Systematic
Process for Disposition and Repatriation of Native American Human
Remains, Funerary Objects, Sacred Objects, and Objects of Cultural
Patrimony (1024-AE19)
This final rule will revise the NAGPRA implementing regulations. On
October 18, 2022, the NPS published the proposed rule ``Native American
Graves Protection and Repatriation Act Systematic Process for
Disposition and Repatriation of Native American Human Remains, Funerary
Objects, Sacred Objects, and Objects of Cultural Patrimony,'' (87 FR
63202). This rule eliminates ambiguities, corrects inaccuracies,
simplifies excessively burdensome and complicated requirements,
clarifies timelines, and removes offensive terminology in the existing
regulations that have inhibited the respectful repatriation of most
Native American human remains. This rule will simplify and improve the
regulatory process for repatriation and thereby advance the goals of
racial justice, equity, and inclusion. The Department received Tribal
government input through consultations and listening sessions held
under Executive Order 13175 criteria and the Department's policy on
meaningful communication and collaboration with Tribal officials.
Alaska; Hunting and Trapping in National Preserves (1024-AE70)
This rule would amend NPS regulations for sport hunting and
trapping in national preserves in Alaska. This rule would prohibit
certain harvest practices, including bear baiting; and prohibit
predator control or predator reduction on national preserves.
Bureau of Reclamation
The Bureau of Reclamation's (Reclamation) mission is to manage,
develop, and protect water and related resources in an environmentally
and economically sound manner in the interest of the American public.
To accomplish this mission, Reclamation employs management,
engineering, and science to achieve effective and environmentally
sensitive solutions.
Reclamation's projects provide irrigation water service; municipal
and industrial water supply; hydroelectric power generation; water
quality improvement; groundwater management; fish and wildlife
enhancement; outdoor recreation; flood control; navigation; river
regulation and control; system optimization; and related uses. In
addition, Reclamation continues to provide increased security at its
facilities.
Regulatory and Deregulatory Actions
In the coming year, Reclamation will prioritize the following
rulemaking action:
Public Conduct on Bureau of Reclamation Facilities, Lands and
Waterbodies (1006-AA58)
The proposed rule published on February 16, 2023 (88 FR 10070). The
final rule, targeted to publish on or before November 2023, will revise
existing definitions for the use of aircraft; the possession of
firearms, update regulations on camping, swimming, and winter
recreation for the wide range of circumstances found across
Reclamation; and would clarify the permitting of memorials and
[[Page 9411]]
reburials on Reclamation lands. During the proposed rule stage,
Reclamation held three tribal consultations in April and May 2022, with
invites to all 287 western state Tribes, and Tribal comments were
incorporated into this update.
DOI--OFFICE OF NATURAL RESOURCES REVENUE (ONRR)
Proposed Rule Stage
108. ONRR Designation Form for Payment Responsibility [1012-AA33]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301 et seq.; 30 U.S.C. 181 et seq.; 30
U.S.C. 351 et seq.; 30 U.S.C. 1001 et seq.; 30 U.S.C. 1701 et seq.; 31
U.S.C. 3335; 31 U.S.C. 3711; 31 U.S.C. 3716 to 3718; 31 U.S.C. 3720A;
31 U.S.C. 9701; 43 U.S.C. 1301 et seq.; 43 U.S.C. 1331 et seq.; 43
U.S.C. 1801 et seq.
CFR Citation: None.
Legal Deadline: None.
Abstract: ONRR proposes to amend its regulations and revise its
form for designating a designee for a Federal oil and gas lease. This
action opens a 60-day comment period to allow interested parties to
comment on the proposed rule and its information collection
requirements.
Statement of Need: ONRR proposes to amend its regulations and
revise its form for designating a designee for a Federal oil and gas
lease. This action opens a 60-day comment period to allow interested
parties to comment on the proposed rule and its information collection
requirements.
Summary of Legal Basis: 5 U.S.C. 301 et seq., 30 U.S.C. 181 et
seq., 30 U.S.C. 351 et seq., 30 U.S.C. 1001 et seq., 30 U.S.C. n1701 et
seq., 31 U.S.C. 3335, 31 U.S.C. 3711, 31 U.S.C. 3716 to 3718, 31 U.S.C.
3720A, 31 U.S.C. n9701, 43 U.S.C. 1301 et seq., 43 U.S.C. 1331 et seq.,
and 43 U.S.C. 1801 et seq.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
NPRM Comment Period End............. 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Luis Aguilar, Regulatory Specialist, Department of
the Interior, Office of Natural Resources Revenue, Denver Federal
Center West, 6th Avenue and Kipling Street, Building 85, MS 64400B,
Denver, CO 80225, Phone: 303 231-3418, Email: [email protected].
RIN: 1012-AA33
DOI--BUREAU OF SAFETY AND ENVIRONMENTAL ENFORCEMENT (BSEE)
Proposed Rule Stage
109. Oil-Spill Response Requirements for Facilities Located Seaward of
the Coast Line Proposed Rule [1014-AA44]
Priority: Other Significant.
Legal Authority: Federal Water Pollution Control Act, 33 U.S.C.
1321; Oil Pollution Act of 1990, 33 U.S.C. 2701 et seq.; Outer
Continental Shelf Lands Act, 42 U.S.C. 1331 et seq.
CFR Citation: 30 CFR 254 (proposed rewrite of 254).
Legal Deadline: None.
Abstract: This proposed rule would identify opportunities for
updating Oil Spill Response Requirements regulations, in 30 CFR part
254, last updated 22 years ago (62 FR 13996, Mar. 25, 1997). This
proposed rule would codify industry best practices, BSEE policy, and
regulatory guidance for oil spill response planning and operations.
This proposed rule would also streamline the oil spill response
planning requirements, clarify equipment and operational capabilities,
and address requirements from other applicable laws and technological
advancements to reflect oil spill response best practices and advance
safety and protection of the environment.
Statement of Need: This proposed rule would identify opportunities
for updating Oil Spill Response Requirements regulations, in 30 CFR
part 254, last updated 22 years ago (62 FR 13996, Mar. 25, 1997). This
proposed rule would codify industry best practices, BSEE policy, and
regulatory guidance for oil spill response planning and operations.
Summary of Legal Basis: Federal Water Pollution Control Act, 33
U.S.C. 1321, Oil Pollution Act of 1990, 33 U.S.C. 2701 et seq., Outer
Continental Shelf Lands Act, 42 U.S.C. 1331 et seq.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23
NPRM Comment Period End............. 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Kirk Malstrom, Chief, Regulations and Standards
Branch, Department of the Interior, Bureau of Safety and Environmental
Enforcement, 45600 Woodland Road, Sterling, VA 20166, Phone: 703 787-
1751, Fax: 703 787-1555, Email: [email protected].
RIN: 1014-AA44
DOI--BSEE
110. Revisions to Subpart J--Pipelines and Pipeline Rights-of-Way
Proposed Rule [1014-AA45]
Priority: Other Significant. Major under 5 U.S.C. 801.
Legal Authority: 43 U.S.C. 1331 to 1356a, Outer Continental Shelf
Lands Act
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This proposed rule would identify opportunities for
improving safety, environmental protections, and equipment reliability,
within the Pipelines and Pipeline Rights-of-Way regulations under 30
CFR 250 subpart J. This rule would incorporate several guidance
documents and conditions of approval and update industry standards
incorporated by reference into the regulations. This rulemaking rule
would result in an up-to-date set of pipeline regulations that reflect
current industry practices and BSEE policies that address topics such
as pipeline permitting, design, installation, maintenance, inspections,
and decommissioning.
Statement of Need: This proposed rule would identify opportunities
for improving safety, environmental protections, and equipment
reliability, within the Pipelines and Pipeline Rights-of-Way
regulations under 30 CFR 250 subpart J. This rule would incorporate
several guidance documents and conditions of approval and update
industry standards incorporated by reference into the regulations. This
rulemaking rule would result in an up-to-date set of pipeline
regulations that reflect current industry practices and BSEE policies
that address topics such as pipeline permitting, design, installation,
maintenance, inspections, and decommissioning.
Summary of Legal Basis: 43 U.S.C. 1331 to 1356a, Outer Continental
Shelf Lands Act.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/00/24
NPRM Comment Period End............. 03/00/24
------------------------------------------------------------------------
[[Page 9412]]
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Kirk Malstrom, Chief, Regulations and Standards
Branch, Department of the Interior, Bureau of Safety and Environmental
Enforcement, 45600 Woodland Road, Sterling, VA 20166, Phone: 703 787-
1751, Fax: 703 787-1555, Email: [email protected].
RIN: 1014-AA45
DOI--BSEE
Final Rule Stage
111. Outer Continental Shelf Lands Act; Operating in High-Pressure and/
or High-Temperature (HPHT) Environments [1014-AA49]
Priority: Other Significant.
Legal Authority: Outer Continental Shelf Lands Act (OCSLA), 43
U.S.C. 1331 to 1356a
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This rule will formally codify BSEE's existing process
for reviewing and approving projects in high pressure and/or high
temperature (HPHT) environments. Currently, BSEE reviews and approves
HPHT projects under its existing regulations. Based on these
regulations, BSEE issued multiple guidance documents clarifying the
specific HPHT information prospective operators should submit to BSEE
to support the bureau's programmatic reviews and approvals of such
projects.
Statement of Need: This rule will formally codify BSEE's existing
process for reviewing and approving projects in high pressure and/or
high temperature (HPHT) environments. Currently, BSEE reviews and
approves HPHT projects under its existing regulations. Based on these
regulations, BSEE issued multiple guidance documents clarifying the
specific HPHT information prospective operators should submit to BSEE
to support the bureau's programmatic reviews and approvals of such
projects.
Summary of Legal Basis: Outer Continental Shelf Lands Act (OCSLA),
43 U.S.C. 1331 to 1356a.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/16/22 87 FR 29790
NPRM Comment Period End............. 07/01/22
Final Action........................ 11/00/23
Final Action Effective.............. 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Kirk Malstrom, Chief, Regulations and Standards
Branch, Department of the Interior, Bureau of Safety and Environmental
Enforcement, 45600 Woodland Road, Sterling, VA 20166, Phone: 703 787-
1751, Fax: 703 787-1555, Email: [email protected].
RIN: 1014-AA49
DOI--ASSISTANT SECRETARY FOR LAND AND MINERALS MANAGEMENT (ASLM)
Proposed Rule Stage
112. Carbon Sequestration [1082-AA04]
Priority: Section 3(f)(1) Significant. Major status under 5 U.S.C.
801 is undetermined.
Legal Authority: Pub. L. 117-58
CFR Citation: Not Yet Determined.
Legal Deadline: Final, Statutory, November 15, 2022, Public Law
117-58.
The Infrastructure Investment and Jobs Act of 2021 (Pub. L. 117-58)
mandates that a new regulation be published within 12 months from
enactment of the legislation on November 15, 2021.
Abstract: The proposed rulemaking would address the transportation
and geologic sequestration aspects of a development, including leasing;
siting of storage reservoirs; environmental plans and mitigations;
facility and infrastructure design and installation; injection
operations; monitoring; incident response; financial assurance; and
safety. The Infrastructure Investment and Jobs Act of 2021 directed the
Department to establish regulations intended to initiate OCS activities
to accomplish carbon sequestration. This proposed joint rulemaking
between the Bureau of Ocean Energy management (BOEM) and the Bureau of
Safety and Environmental Enforcement (BSEE) would establish new
regulations to implement processes in support of safe and
environmentally responsible carbon sequestration activities on the OCS.
Statement of Need: The proposed rulemaking would address the
transportation and geologic sequestration aspects of a development,
including leasing; siting of storage reservoirs; environmental plans
and mitigations; facility and infrastructure design and installation;
injection operations; monitoring; incident response; financial
assurance; and safety. The Infrastructure Investment and Jobs Act of
2021 directed the Department to establish regulations intended to
initiate Outer Continental Shelf (OCS) activities to accomplish carbon
sequestration. This proposed joint rulemaking between the Bureau of
Ocean Energy management (BOEM) and the Bureau of Safety and
Environmental Enforcement (BSEE) would establish new regulations to
implement processes in support of safe and environmentally responsible
carbon sequestration activities on the OCS.
Summary of Legal Basis: Public Law 117-58.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Small Entities Affected: Businesses.
Government Levels Affected: Undetermined.
Federalism: Undetermined.
Agency Contact: Stacey Noem, Chief, Office of Offshore Regulatory
Programs, Department of the Interior, Assistant Secretary for Land and
Minerals Management, 456000 Woodland Road, Sterling, VA 20166, Phone:
703 787-1222, Email: [email protected].
Related RIN: Related to 1082-AA04
RIN: 1082-AA04
DOI--ASSISTANT SECRETARY FOR POLICY, MANAGEMENT AND BUDGET (ASPMB)
Proposed Rule Stage
113. Department of the Interior Acquisition Regulation Governance
Titles [1090-AB25]
Priority: Other Significant.
Legal Authority: 41 U.S.C. 1702
CFR Citation: 48 CFR 1.301; 48 CFR 1401.301.
Legal Deadline: None.
Abstract: The Office of Acquisition and Property Management would
propose changes to the Department of the Interior Acquisition
Regulation to update its nomenclature to align with recent changes to
agency procurement governance. This proposal would enable acquisition
programs to more efficiently meet the Department's mission needs and
comply with all applicable law and regulations.
Statement of Need: This proposed rule would change the Department
of the Interior Acquisition Regulations to update its nomenclature to
align with recent changes to agency procurement governance. This
proposal would enable
[[Page 9413]]
acquisition programs to more efficiently meet the Department's mission
needs and comply with all applicable law and regulations.
Summary of Legal Basis: 41 U.S.C. 1702.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
NPRM Comment Period End............. 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Antonia Giammo, Senior Procurement Analyst--Office
of Acquisition and Property Management, Department of the Interior,
Assistant Secretary for Policy, Management and Budget, 1849 C Street
NW, Washington, DC 20240, Phone: 202 208-5250, Email:
[email protected].
RIN: 1090-AB25
DOI--ASPMB
114. Natural Resource Damages for Hazardous Substances [1090-AB26]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 42 U.S.C. secs. 9601 et seq. 104, 107, 111 (i),
122
CFR Citation: 40 CFR 300.600; 43 CFR 11.
Legal Deadline: None.
Abstract: This proposal would update the existing Type A Rule of
the CERCLA Natural Resource Damage Assessment and Restoration (NRDAR)
regulations so it could be used in different environments and include
methodologies which are not technology specific. Adjustments would also
be made to the rebuttable presumption for Type A procedures which is
currently limited to damages of $100,000 or less.
Statement of Need: This proposed rule would update the existing
Type A Rule of the CERCLA Natural Resource Damage Assessment and
Restoration (NRDAR) regulations so it could be used in different
environments and include methodologies which are not technology
specific. Adjustments would also be made to the rebuttable presumption
for Type A procedures which is currently limited to damages of $100,000
or less.
Summary of Legal Basis: 42 U.S.C. secs. 9601 et seq., 42 U.S.C.
104, 42 U.S.C. 107, 42 U.S.C. 111 (i), and 42 U.S.C. 122.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 01/19/23 88 FR 3373
ANPRM Comment Period End............ 03/20/23
NPRM................................ 11/00/23
NPRM Comment Period End............. 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal, Local, State, Tribal.
Agency Contact: Emily Joseph, Director, Office of Restoration and
Damage Assessment, Department of the Interior, Assistant Secretary for
Policy, Management and Budget, 1849 C Street NW, Washington, DC 20240,
Phone: 202 208-4438, Email: [email protected].
Related RIN: Related to 1090-AB17
RIN: 1090-AB26
DOI--ASPMB
115. Privacy Act Exemption for Interior/DOI-10, DOI Law
Enforcement Records Management System (LERMS) [1090-AB28]
Priority: Other Significant.
Legal Authority: 5 U.S.C 552a(k)
CFR Citation: 43 CFR 2.254.
Legal Deadline: None.
Abstract: This proposed rule would revise the Department's Privacy
Act regulations at 43 CFR 2.254 to claim exemptions for certain records
in the INTERIOR/DOI-10, DOI Law Enforcement Records Management System
(LERMS), system of records from one or more provisions of the Privacy
Act of 1974 pursuant to 5 U.S.C. 552a(k), because of criminal, civil or
administrative law enforcement requirements.
Statement of Need: This proposed rule would revise the Department's
Privacy Act regulations at 43 CFR 2.254 to claim exemptions for certain
records in the INTERIOR/DOI-10, DOI Law Enforcement Records Management
System (LERMS), system of records from one or more provisions of the
Privacy Act of 1974 pursuant to 5 U.S.C. 552a(k), because of criminal,
civil or administrative law enforcement requirements.
Summary of Legal Basis: 5 U.S.C. 552a(k).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23
NPRM Comment Period End............. 02/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Teri Barnett, Departmental Privacy Officer,
Cybersecurity Division, Department of the Interior, 1849 C Street NW,
Office of the Chief Information Officer, Room 7112, Washington, DC
20240, Phone: 202 208-1943, Email: [email protected].
Related RIN: Related to 1090-AB02
RIN: 1090-AB28
DOI--ASPMB
Final Rule Stage
116. Privacy Act Exemption for Interior/OIG-02 Investigative Records
[1090-AB27]
Priority: Other Significant.
Legal Authority: 5 U.S.C.552a(k)
CFR Citation: 43 CFR 2.254.
Legal Deadline: None.
Abstract: This proposed rule would amend the DOI Privacy Act
regulations at 43 CFR 2.254 to exempt certain records in the INTERIOR/
OIG-02, Investigative Records, system of records from one or more
provisions of the Privacy Act to protect investigatory records pursuant
to 5 U.S.C. 552a(k). In order to claim the exemptions and meet the
requirements of the Privacy Act, DOI will publish a Notice of Proposed
Rulemaking and a Final Rule in the Federal Register.
Statement of Need: This proposed rule would amend the DOI Privacy
Act regulations at 43 CFR 2.254 to exempt certain records in the
INTERIOR/OIG-02, Investigative Records, system of records from one or
more provisions of the Privacy Act to protect investigatory records
pursuant to 5 U.S.C. 552a(k). In order to claim the exemptions and meet
the requirements of the Privacy Act, DOI will publish a Notice of
Proposed Rulemaking and a Final Rule in the Federal Register.
Summary of Legal Basis: 5 U.S.C.552a(k).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/13/23 88 FR 44748
NPRM Comment Period End............. 09/11/23
Final Action........................ 11/00/23
Final Action Effective.............. 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
[[Page 9414]]
Agency Contact: Teri Barnett, Departmental Privacy Officer,
Cybersecurity Division, Department of the Interior, 1849 C Street NW,
Office of the Chief Information Officer, Room 7112, Washington, DC
20240, Phone: 202 208-1943, Email: [email protected].
RIN: 1090-AB27
DOI--OFFICE OF HEARINGS AND APPEALS (OHA)
Proposed Rule Stage
117. Office of Hearings And Appeals (OHA) Rule [1094-AA57]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301 (2018); 43 U.S.C. 1457c (2018)
CFR Citation: 43 CFR 4.
Legal Deadline: None.
Abstract: The Office of Hearings and Appeals (OHA) proposes a
Notice and Comment Rulemaking to modernize and clarify its regulations
governing hearings and appeals before the Interior Board of Land
Appeals (IBLA), the Interior Board of Indian Appeals (IBIA), the
Departmental Cases Hearings Division (DCHD), and the OHA Director. OHA
is proposes this regulatory action to update outdated provisions, make
process improvements, and provide a more modernized and logical
hearings and appeals process.
Statement of Need: The Office of Hearings and Appeals (OHA)
proposes a Notice and Comment Rulemaking to modernize and clarify its
regulations governing hearings and appeals before the Interior Board of
Land Appeals (IBLA), the Interior Board of Indian Appeals (IBIA), the
Departmental Cases Hearings Division (DCHD), and the OHA Director. OHA
proposes this regulatory action to update outdated provisions, make
process improvements, and provide a more modernized and logical
hearings and appeals process.
Summary of Legal Basis: 5 U.S.C. 301 (2018) and 43 U.S.C. 1457c
(2018).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
NPRM Comment Period End............. 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal, Local, State.
Agency Contact: Rachel Lukens, Counsel to the Director, Department
of the Interior, Office of Hearings and Appeals, 801 N Quincy Street,
#300, Arlington, VA 22203, Phone: 703 223-9934, Email:
[email protected].
RIN: 1094-AA57
DOI--UNITED STATES FISH AND WILDLIFE SERVICE (FWS)
Proposed Rule Stage
118. Wildlife and Fisheries; Compensatory Mitigation Mechanisms [1018-
BF63]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.; Pub. L. 116-283
CFR Citation: 50 CFR 413.
Legal Deadline: None.
Abstract: This rulemaking action would address section 329 of the
National Defense Authorization Act for Fiscal Year 2021, Objectives,
Performance Standards, and Criteria for Use of Wildlife Conservation
Banking Programs (NDAA 2021), which states that, to the maximum extent
practicable, the regulatory standards and criteria shall maximize
available credits and opportunities for mitigation, provide flexibility
for characteristics of various species, and apply equivalent standards
and criteria to all mitigation banks.
Statement of Need: This rulemaking action will address section 329
of the National Defense Authorization Act for Fiscal Year 2021,
Objectives, Performance Standards, and Criteria for Use of Wildlife
Conservation Banking Programs (NDAA 2021), which states that, to the
maximum extent practicable, the regulatory standards and criteria shall
maximize available credits and opportunities for mitigation, provide
flexibility for characteristics of various species, and apply
equivalent standards and criteria to all mitigation banks.
Summary of Legal Basis: 16 U.S.C. 1531 et seq., Pub. L. 116-283.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 07/27/22 87 FR 45076
ANPRM Comment Period End............ 09/26/22
NPRM................................ 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Agency Contact: Craig Aubrey, Chief, Division of Environmental
Review, Ecological Services Program, Department of the Interior, United
States Fish and Wildlife Service, 5275 Leesburg Pike, MS: ES, Falls
Church, VA 22041, Phone: 703 358-2442, Fax: 703 358-1800, Email:
[email protected].
RIN: 1018-BF63
DOI--FWS
119. Migratory Bird Permits; Authorizing the Incidental Take of
Migratory Birds, Proposed Rule [1018-BF71]
Priority: Section 3(f)(1) Significant.
Legal Authority: 16 U.S.C. 703 et seq.
CFR Citation: 50 CFR 21.
Legal Deadline: None.
Abstract: This proposed rulemaking action would amend FWS
regulations by providing definitions to terms used in the Migratory
Bird Treaty Act, as amended (MBTA). The proposed rule would clarify
that the MBTA's prohibitions on taking and killing migratory birds
includes foreseeable, direct taking and killing that is incidental to
other activities. The proposed rule would also establish authorizations
for otherwise prohibited take of migratory birds.
Statement of Need: This proposed rulemaking action would amend FWS
regulations by providing definitions to terms used in the Migratory
Bird Treaty Act, as amended (MBTA). The proposed rule would clarify
that the MBTA's prohibitions on taking and killing migratory birds
includes foreseeable, direct taking and killing that is incidental to
other activities. The proposed rule would also establish authorizations
for otherwise prohibited take of migratory birds.
Summary of Legal Basis: 16 U.S.C. 703 et seq.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 10/04/21 86 FR 54667
ANPRM Comment Period End............ 12/03/21
NPRM................................ 11/00/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Agency Contact: Jerome Ford, Assistant Director--Migratory Bird
Program, Department of the Interior, United States Fish and Wildlife
Service, 5275 Leesburg Pike, MS-MB, Falls Church, VA 22041-3803, Phone:
703 358-1050, Email: [email protected].
RIN: 1018-BF71
[[Page 9415]]
DOI--FWS
120. Maintaining the Biological Integrity, Diversity, and Environmental
Health of the National Wildlife Refuge System, Proposed Rule [1018-
BG78]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 16 U.S.C. 460k; 16 U.S.C. 664; 16
U.S.C. 668dd-668ee; 16 U.S.C. 715i; Pub. L. 115-20
CFR Citation: 50 CFR 29.
Legal Deadline: None.
Abstract: FWS proposes to promulgate regulations directing the
management of the National Wildlife Refuge System (NWRS) to promote the
biological integrity, diversity, and environmental health of all lands
and waters under the jurisdiction of the NWRS. These regulations would
be based on language in the National Wildlife Refuge System
Administration Act of 1966, as amended by the National Wildlife Refuge
System Improvement Act of 1997, directing the Service to ensure that
the biological integrity, diversity, and environmental health of the
System are maintained for the benefit of present and future generations
of Americans. FWS has intentionally coordinated with State and Tribal
partners to develop the proposed regulations. FWS solicited comments
from States through the Association of Fish and Wildlife Agencies
(AFWA) and held three meetings with AFWA and State leadership to
discuss the proposed regulations. FWS also held two public webinars for
Tribal partners across the country to discuss the proposed regulations
and to gain their feedback.
Statement of Need: FWS proposes to promulgate regulations directing
the management of the National Wildlife Refuge System (NWRS) to promote
the biological integrity, diversity, and environmental health of all
lands and waters under the jurisdiction of the NWRS. These regulations
would be based on language in the National Wildlife Refuge System
Administration Act of 1966, as amended by the National Wildlife Refuge
System Improvement Act of 1997, directing the Service to ensure that
the biological integrity, diversity, and environmental health of the
System are maintained for the benefit of present and future generations
of Americans.
Summary of Legal Basis: 5 U.S.C. 301, 16 U.S.C. 460k, 16 U.S.C.
664, 16 U.S.C. 668dd-668ee, 16 U.S.C. 715i, and Public Law 115-20.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Agency Contact: Katherine Harrigan, Sportsmen's Access Coordinator,
Department of the Interior, United States Fish and Wildlife Service,
Branch of Conservation Policy and Planning, National Wildlife Refuge
System, 5275 Leesburg Pike, Falls Church, VA 22041-3803, Phone: 703
358-2440, Email: [email protected].
RIN: 1018-BG78
DOI--FWS
Final Rule Stage
121. Permits for Incidental Take of Eagles and Eagle Nests, Final Rule
[1018-BE70]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 668 to 668d
CFR Citation: 50 CFR 22.
Legal Deadline: Other, Judicial, September 15, 2021, For submission
of an advance notice of proposed rulemaking to OFR.
NPRM, Judicial, September 16, 2022.
Final, Judicial, January 31, 2024.
Abstract: FWS will finalize a proposed rule that set forth
potential approaches for expediting and simplifying the permit process
authorizing incidental take of eagles. The proposed rule would revise
the regulations authorizing eagle incidental take and eagle nest take
permits to increase the efficiency and effectiveness of permitting,
facilitate and improve compliance, and increase the conservation
benefit for eagles. The proposed rule would create general eagle
permits for certain activities under prescribed conditions in addition
to specific eagle permits authorized under current regulations.
Statement of Need: FWS will finalize a proposed rule that set forth
potential approaches for expediting and simplifying the permit process
authorizing incidental take of eagles. The rule will revise the
regulations authorizing eagle incidental take and eagle nest take
permits to increase the efficiency and effectiveness of permitting,
facilitate and improve compliance, and increase the conservation
benefit for eagles. The rule will create general eagle permits for
certain activities under prescribed conditions in addition to specific
eagle permits authorized under current regulations.
Summary of Legal Basis: 16 U.S.C. 668 to 668d.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 09/14/21 86 FR 51094
ANPRM Comment Period End............ 10/29/21
NPRM................................ 09/30/22 87 FR 59598
NPRM Comment Period Extended........ 11/28/22 87 FR 72957
NPRM Comment Period End............. 11/29/22
NPRM Comment Period Extended End.... 12/29/22
Final Action........................ 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Local, State, Tribal.
Agency Contact: Dr. Eric L. Kershner, Chief, Division of
Conservation, Permits, and Regulations, Department of the Interior,
United States Fish and Wildlife Service, 5275 Leesburg Pike, MS: MB,
Falls Church, VA 22041, Phone: 703 358-2376, Fax: 703 358-2217, Email:
[email protected].
RIN: 1018-BE70
DOI--FWS
122. Regulations Pertaining to Endangered and Threatened Wildlife and
Plants [1018-BF88]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 17.
Legal Deadline: None.
Abstract: Per section 2 of the Executive Order on Protecting Public
Health and the Environment and Restoring Science to Tackle the Climate
Crisis (E.O.13990), the Department of the Interior (the Department)
initiated a review of the previous rulemaking action with the title,
``Endangered and Threatened Wildlife and Plants; Regulations for
Prohibitions to Threatened Wildlife and Plants'' (84 FR 44753; August
27, 2019) that revised portions of the regulations that address
prohibition and protective regulations regarding the conservation of
endangered and threatened species of fish, wildlife, and plants. As a
result of that review, the Department proposed to revise those
regulations (88 FR 40742, June 22, 2023) and after publication of that
proposal, delivered a series of informational sessions to stakeholders
including: Federal agencies, State agencies, federally recognized
Tribes, Native Hawaiian community leaders, non-governmental
organizations, conservation partners, industry groups, and Pacific
Islander community leaders. FAQs and a recording of the presentation
can be viewed on the
[[Page 9416]]
website https://fws.gov/project/endangered-species-act-regulation-revisions.
Statement of Need: Per section 2 of the Executive Order on
Protecting Public Health and the Environment and Restoring Science to
Tackle the Climate Crisis (E.O.13990), the Department of the Interior
(the Department) initiated a review of the previous rulemaking action
with the title, ``Endangered and Threatened Wildlife and Plants;
Regulations for Prohibitions to Threatened Wildlife and Plants (84 FR
44753; August 27, 2019) that revised portions of the regulations that
address prohibition and protective regulations regarding the
conservation of endangered and threatened species of fish, wildlife,
and plants. As a result of that review, the Department proposed a new
rulemaking.
Summary of Legal Basis: 16 U.S.C. 1531 et seq.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/22/23 88 FR 40742
NPRM Comment Period End............. 08/21/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, State.
Agency Contact: Carey Galst, Chief, Branch of Listing Policy and
Support, Department of the Interior, United States Fish and Wildlife
Service, Ecological Services Program, 5275 Leesburg Pike, MS: ES, Falls
Church, VA 22041-3803, Phone: 703 358-1954, Fax: 703 358-1954, Email:
[email protected].
RIN: 1018-BF88
DDOI--FWS
123. Regulations for Listing Endangered and Threatened Species and
Designating Critical Habitat, Final Rule [1018-BF95]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 424.
Legal Deadline: None.
Abstract: Per section 2 of the Executive Order on Protecting Public
Health and the Environment and Restoring Science to Tackle the Climate
Crisis (E.O. 13990), and subsequent Fact Sheet: List of Agency Actions
for Review, the Departments of Commerce and the Interior (the
Departments) initiated a review of the previous rulemaking action with
the title, ``Endangered and Threatened Wildlife and Plants; Regulations
for Listing Species and Designating Critical Habitat'' (84 FR 45020;
August 27, 2019) that revised the regulations for adding and removing
species from the Lists of Endangered and Threatened Wildlife and Plants
and clarified procedures for designating critical habitat. As a result
of that review, the Departments proposed to revise those regulations
(88 FR 40764, June 22, 2023), and after publication of that proposal,
delivered a series of informational sessions to stakeholders including:
Federal agencies, State agencies, federally recognized Tribes, Native
Hawaiian community leaders, non-governmental organizations,
conservation partners, industry groups, and Pacific Islander community
leaders. FAQs and a recording of the presentation can be viewed on the
website https://fws.gov/project/endangered-species-act-regulation-revisions.
Statement of Need: Per section 2 of the Executive Order on
Protecting Public Health and the Environment and Restoring Science to
Tackle the Climate Crisis (E.O. 13990), and subsequent Fact Sheet: List
of Agency Actions for Review, the Departments of Commerce and the
Interior (the Departments) initiated a review of the previous
rulemaking action with the title, ``Endangered and Threatened Wildlife
and Plants; Regulations for Listing Species and Designating Critical
Habitat'' (84 FR 45020; August 27, 2019), that revised the regulations
for adding and removing species from the Lists of Endangered and
Threatened Wildlife and Plants and clarified procedures for designating
critical habitat. As a result of that review, the Departments proposed
a new rulemaking.
Summary of Legal Basis: 16 U.S.C. 1531 et seq.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/22/23 88 FR 40764
NPRM Comment Period End............. 08/21/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal, State.
Agency Contact: Carey Galst, Chief, Branch of Listing Policy and
Support, Department of the Interior, United States Fish and Wildlife
Service, Ecological Services Program, 5275 Leesburg Pike, MS: ES, Falls
Church, VA 22041-3803, Phone: 703 358-1954, Fax: 703 358-1954, Email:
[email protected].
Related RIN: Related to 0648-BK47
RIN: 1018-BF95
DOI--FWS
124. Endangered and Threatened Wildlife and Plants; Interagency
Cooperation [1018-BF96]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 402.
Legal Deadline: None.
Abstract: Per section 2 of the Executive Order on Protecting Public
Health and the Environment and Restoring Science to Tackle the Climate
Crisis (E.O. 13990), and subsequent Fact Sheet: List of Agency Actions
for Review, the Departments of Commerce and the Interior (the
Departments) initiated a review of the previous rulemaking action with
the title, Endangered and Threatened Wildlife and Plants; Regulations
for Interagency Cooperation'' (84 FR 44976; August 27, 2019) that
revised portions of the regulations that implement section 7 of the
Endangered Species Act of 1973, as amended. As a result of that review,
the Departments proposed to revise those regulations (88 FR 40753; June
22, 2023), and after publication of that proposal, delivered a series
of informational sessions to stakeholders including: Federal agencies,
State agencies, federally recognized Tribes, Native Hawaiian community
leaders, non-governmental organizations, conservation partners,
industry groups, and Pacific Islander community leaders. FAQs and a
recording of the presentation can be viewed on the website https://fws.gov/project/endangered-species-act-regulation-revisions.
Statement of Need: Per section 2 of the Executive Order on
Protecting Public Health and the Environment and Restoring Science to
Tackle the Climate Crisis (E.O. 13990), and subsequent Fact Sheet: List
of Agency Actions for Review, the Departments of Commerce and the
Interior (the Departments) initiated a review of the August 27, 2019,
final rule (84 FR 44976) that revised portions of the regulations that
implement section 7 of the Endangered Species Act of 1973, as amended.
As a result of that review, the Departments proposed a new rulemaking.
Summary of Legal Basis: 16 U.S.C. 1531 et seq.
[[Page 9417]]
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/22/23 88 FR 40753
NPRM Comment Period End............. 08/21/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Agency Contact: Craig Aubrey, Chief, Division of Environmental
Review, Ecological Services Program, Department of the Interior, United
States Fish and Wildlife Service, 5275 Leesburg Pike, MS: ES, Falls
Church, VA 22041, Phone: 703 358-2442, Fax: 703 358-1800, Email:
[email protected].
Related RIN: Related to 0648-BH41, Related to 1018-BC87
RIN: 1018-BF96
DOI--FWS
125. Endangered Species Act Section 10 Regulations; Enhancement of
Survival and Incidental Take Permits, Final Rule [1018-BF99]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 17.
Legal Deadline: None.
Abstract: Pursuant to the Endangered Species Act of 1973 (ESA),
this final rule will revise the regulations at 50 CFR part 17 that
implement section 10(a)(1)(A) and 10(a)(1)(B) of the ESA. This section
pertains to, among other things, permit issuance for take of endangered
and threatened wildlife species. This final rule incorporates and
addresses public comments received in response to our proposed rule and
informational webinars held with State agencies and Tribal nations.
Statement of Need: Pursuant to the Endangered Species Act of 1973
(ESA), this final rule will revise the regulations at 50 CFR part 17
that implement section 10 of the ESA. This section pertains to, among
other things, permit issuance for take of endangered and threatened
wildlife species.
Summary of Legal Basis: 16 U.S.C. 1531 et seq.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/09/23 88 FR 8380
NPRM Comment Period End............. 04/10/23
Final Action........................ 02/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Agency Contact: Elizabeth Maclin, Division of Restoration and
Recovery, Department of the Interior, United States Fish and Wildlife
Service, Ecological Services, 5275 Leesburg Pike, Falls Church, VA
22041-3803, Phone: 703 358-2646, Fax: 703 358-1735, Email:
[email protected].
RIN: 1018-BF99
DOI--FWS
126. Revision to the Section 4(d) Rule for the African Elephant, Final
Rule [1018-BG66]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1361 to 1407; 16 U.S.C. 1531 to 1544; 16
U.S.C. 4201 to 4245
CFR Citation: 50 CFR 17.40(e).
Legal Deadline: None.
Abstract: This rule will revise the current regulations for the
African elephant (Loxodonta africana) promulgated under section 4(d) of
the Endangered Species Act (ESA). The purposes are to: (1) Increase
protection for African elephants in response to the recent rise in
international trade of live African elephants from range countries by
establishing ESA permit requirements and enhancement standards for
trade in live African elephants, (2) clarify the existing enhancement
requirement during our evaluation of the application for a permit to
import African elephant sport-hunted trophies, and (3) incorporate a
Party's designation under the Convention on International Trade in
Endangered Species of Wild Fauna and Flora (CITES) National Legislation
Project into the decisionmaking process for the import of live African
elephants, African elephant sport-hunted trophies, and African elephant
parts and products. FWS conducted a virtual public hearing on January
5, 2023. The virtual public hearing was conducted in multiple
languages, and several foreign countries expressed comments. The
comment period for the proposed rule was extended due to comments
expressed during the virtual public hearing. In addition to the public
hearing, the agency has conducted several calls with foreign countries
that have a stake in the proposed rulemaking.
Statement of Need: This rule will revise the current regulations
for the African elephant (Loxodonta africana) promulgated under section
4(d) of the Endangered Species Act (ESA). The purpose is to: (1)
Increase protection for African elephants in response to the recent
rise in international trade of live African elephants from range
countries by establishing ESA permit requirements and enhancement
standards for trade in live African elephants, (2) clarify the existing
enhancement requirement during our evaluation of the application for a
permit to import African elephant sport-hunted trophies, and (3)
incorporate a Party's designation under the Convention on International
Trade in Endangered Species of Wild Fauna and Flora (CITES) National
Legislation Project into the decisionmaking process for the import of
live African elephants, African elephant sport-hunted trophies, and
African elephant parts and products other than ivory.
Summary of Legal Basis: 16 U.S.C. 1361 to 1407, 16 U.S.C. 1531 to
1544, and 16 U.S.C. 4201 to 4245.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/17/22 87 FR 68975
NPRM Comment Period End............. 01/23/23
NPRM Comment Period Extended........ 01/17/23 88 FR 2597
NPRM Comment Period Extended End.... 03/30/23
Final Action........................ 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Agency Contact: Naimah Aziz, Manager, Division of Management
Authority, Department of the Interior United States Fish and Wildlife
Service, International Affairs, 5275 Leesburg Pike MS: IA, Falls
Church, VA 22041-3808, Phone: 571 218-5019, Email: [email protected].
RIN: 1018-BG66
DOI--FWS
127. Establishment of a Nonessential Experimental Population of the
Gray Wolf in the State of Colorado, Final Rule [1018-BG79]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 1531 et seq.
CFR Citation: 50 CFR 17.
Legal Deadline: None.
Abstract: FWS will make a final determination on the proposal to
establish a nonessential experimental population (NEP) of the gray wolf
(Canis
[[Page 9418]]
lupus) in Colorado, under section 10(j) of the Endangered Species Act
of 1973, as amended (Act). Establishment of this NEP will facilitate
the State of Colorado's reintroduction of gray wolves and provide for
allowable legal incidental taking of the gray wolf within the NEP area.
The best available data indicate that reintroduction of the gray wolf
into Colorado is biologically feasible and will promote the
conservation of the species. We held four public information meetings
during a 60-day public comment period. This final determination is
based on consideration of public comments and peer review received in
response to our proposed rule.
Statement of Need: FWS will make a final determination on the
proposal to establish a nonessential experimental population (NEP) of
the gray wolf (Canis lupus) in Colorado, under section 10(j) of the
Endangered Species Act of 1973, as amended (Act). Establishment of this
NEP will facilitate the State of Colorado's reintroduction of gray
wolves and provide for allowable legal incidental taking of the gray
wolf within the NEP area. The best available data indicate that
reintroduction of the gray wolf into Colorado is biologically feasible
and will promote the conservation of the species.
Summary of Legal Basis: 16 U.S.C. 1531 et seq.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Notification of Intent to Prepare an 07/21/22 87 FR 43489
EIS.
Comment Period End.................. 08/22/22 .......................
NPRM................................ 02/17/23 88 FR 10258
NPRM Comment Period End............. 04/18/23 .......................
Notification of Availability of FEIS 09/19/23 88 FR 64399
and ROD.
Final Action........................ 11/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, State.
Agency Contact: Elizabeth Maclin, Division of Restoration and
Recovery, Department of the Interior, United States Fish and Wildlife
Service, Ecological Services, 5275 Leesburg Pike, Falls Church, VA
22041-3803, Phone: 703 358-2646, Fax: 703 358-1735, Email:
[email protected].
RIN: 1018-BG79
DOI--FWS
Completed Actions
128. National Wildlife Refuge System; Station-Specific Hunting and
Sport Fishing Regulations, 2023-24, Final Rule [1018-BG71]
Priority: Other Significant.
Legal Authority: 16 U.S.C. 460k to 460k-4; 16 U.S.C. 668dd to 668ee
CFR Citation: 50 CFR 32; 50 CFR 71.
Legal Deadline: None.
Abstract: This rule revises the FWS station-specific regulations
and expands hunting and sport fishing opportunities for the 2023-24
hunting and sport fishing season. This action is part of an annual
update for the national wildlife refuge system and the national fish
hatchery system that ensures adequate public notice of openings and
changes. These changes and openings enhance conservation stewardship
and outdoor recreation and improve the management of game species and
their habitat. The FWS operates hunting and sport fishing programs on
refuges to implement Congressional directives to facilitate compatible
priority wildlife-dependent recreational opportunities. Although
hatcheries are not part of the national wildlife refuge system, by
regulation, the administrative provisions of refuge regulations are
applied to national fish hatchery areas. The FWS coordinated closely
with the Association of Fish and Wildlife Agencies when developing the
rule. The FWS also engaged with stakeholder groups through the Hunting
and Wildlife Conservation Council for input on hunting and fishing
programs on FWS lands and waters.
Statement of Need: This proposed rule would make additions and
revisions to station-specific regulations and expand hunting and sport
fishing opportunities for the 2023-24 hunting and sport fishing season.
This action is part of an annual update for the national wildlife
refuge system and the national fish hatchery system that ensures
adequate public notice of openings and changes. These changes and
openings enhance conservation stewardship and outdoor recreation and
improve the management of game species and their habitat. The FWS
operates hunting and sport fishing programs on refuges to implement
congressional directives to facilitate compatible priority wildlife-
dependent recreational opportunities. Although hatcheries are not part
of the national wildlife refuge system, by regulation, the
administrative provisions of refuge regulations are applied to national
fish hatchery areas.
Summary of Legal Basis: 16 U.S.C. 460k to 460k-4 and 16 U.S.C.
668dd to 668ee.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/23/23 88 FR 41058
NPRM Comment Period End............. 08/22/23 .......................
Final Action Effective.............. 10/27/23 .......................
Final Action........................ 10/30/23 88 FR 74050
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, Local, State, Tribal.
Agency Contact: Katherine Harrigan, Sportsmen's Access Coordinator,
Department of the Interior, United States Fish and Wildlife Service,
Branch of Conservation Policy and Planning, National Wildlife Refuge
System, 5275 Leesburg Pike, Falls Church, VA 22041-3803, Phone: 703
358-2440, Email: [email protected].
RIN: 1018-BG71
DOI--NATIONAL PARK SERVICE (NPS)
Final Rule Stage
129. Native American Graves Protection and Repatriation Act Regulations
[1024-AE19]
Priority: Other Significant.
Legal Authority: 25 U.S.C. 3001 et seq.
CFR Citation: 43 CFR 10.
Legal Deadline: None.
Abstract: This final rule revises the Native American Graves
Protection and Repatriation Act (NAGPRA) implementing regulations. The
rule eliminates ambiguities, correct inaccuracies, simplifies
excessively burdensome and complicated requirements, clarifies
timelines, and removes offensive terminology in the existing
regulations that have inhibited the respectful repatriation of most
Native American human remains. This rule simplifies and improves the
regulatory process for repatriation and thereby advances the goals of
racial justice, equity, and inclusion. The Department sought Tribal
government input through communication under Executive Order 13175
criteria and the Department's consultation policy on meaningful
communication and collaboration with tribal officials. The Department
held Consultation sessions with federally recognized Indian Tribes and
a listening session for present, former, and prospective petitioners.
Statement of Need: This rule will revise the Native American Graves
[[Page 9419]]
Protection and Repatriation Act (NAGPRA) implementing regulations. The
rule will eliminate ambiguities, correct inaccuracies, simplify
excessively burdensome and complicated requirements, clarify timelines,
and remove offensive terminology in the existing regulations that have
inhibited the respectful repatriation of most Native American human
remains. This rule will simplify and improve the regulatory process for
repatriation and thereby advance the goals of racial justice, equity,
and inclusion.
Summary of Legal Basis: 25 U.S.C. 3001 et seq.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/18/22 87 FR 63202
NPRM Comment Period Extended........ 01/10/23 88 FR 1344
NPRM Comment Period Extended End.... 01/31/23 .......................
Final Rule.......................... 12/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Additional Information: Since the passage of NAGPRA in 1990, it has
been the policy of the United States that human remains of any ancestry
must always be treated with dignity and respect. Yet in the last 30
years, less than half of the Native American human remains in
collections have been repatriated to their traditional caretakers. The
revisions to the existing regulatory requirements will respect the
civil rights and sovereignty of Indian Tribes and Native Hawaiians to
repatriate their ancestors and cultural items. The rule responds to
regular and repeated requests for regulatory revisions and will reduce
the regulatory burden on all parties by streamlining requirements in
accessible language with clear timelines, removing ambiguity, and
improving efficiency. The rule will likely have a positive net benefit,
justifying any temporary cost increase.
URL For More Information: www.nps.gov/nagpra.
Agency Contact: Melanie O'Brien, National NAGPRA Program Manager,
Department of the Interior, National Park Service, National NAGPRA
Program, 1849 C Street NW, Washington, DC 20240, Phone: 202 354-2204,
Email: melanie_o'[email protected].
RIN: 1024-AE19
DOI--NPS
130. Alaska; Hunting and Trapping in National Preserves [1024-AE70]
Priority: Other Significant.
Legal Authority: 54 U.S.C. 100751
CFR Citation: 36 CFR 13.
Legal Deadline: None.
Abstract: This final rule will amend regulations for sport hunting
and trapping in national preserves in Alaska. This rule would prohibit
certain harvest practices, including bear baiting; and prohibit
predator control or predator reduction on national preserves.
Statement of Need: This final rule will amend regulations for sport
hunting and trapping in national preserves in Alaska. This rule would
prohibit certain harvest practices, including bear baiting; and
prohibit predator control or predator reduction on national preserves.
Summary of Legal Basis: 54 U.S.C. 100751.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/09/23 88 FR 1176
NPRM Comment Period End............. 03/10/23 .......................
NPRM Comment Period End Extended.... 03/10/23 88 FR 14963
NPRM Comment Period Extended End.... 03/27/23 .......................
Final Rule.......................... 05/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
Agency Contact: Sarah Creachbaum, Alaska Regional Director,
Department of the Interior, National Park Service, 240 W 5th Avenue,
Anchorage, AK 99501, Phone: 907 644-3510, Email:
[email protected].
RIN: 1024-AE70
DOI--BUREAU OF INDIAN AFFAIRS (BIA)
Proposed Rule Stage
131. Agricultural Leasing of Indian Land [1076-AF66]
Priority: Other Significant.
Legal Authority: 25 U.S.C. 380 to 635; 25 U.S.C. 2201 et seq.; 25
U.S.C. 3701 et seq.; 44 U.S.C. 3101 et seq.
CFR Citation: 25 CFR 162.
Legal Deadline: None.
Abstract: This rule would propose to update provisions addressing
leasing of trust or restricted land (Indian land) for agricultural
purposes to reflect updates that have been made to business and
residential leasing provisions and address outdated provisions.
Statement of Need: This rule would update provisions addressing
leasing of trust or restricted land (Indian land) for agricultural
purposes to reflect updates that have been made to business and
residential leasing provisions and address outdated provisions.
Summary of Legal Basis: 25 U.S.C. 380 to 635, 25 U.S.C. 2201 et
seq., 25 U.S.C. 3701 et seq., and 44 U.S.C. 3101 et seq.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Tribal.
Agency Contact: Oliver Whaley, Director, Office of Regulatory
Affairs and Collaborative Action--Indian Affairs, Department of the
Interior, Bureau of Indian Affairs, 1001 Indian School Road NW, Suite
229, Albuquerque, NM 87104, Phone: 202 738-6065, Email:
[email protected].
RIN: 1076-AF66
DOI--BIA
132. Procedures for Federal Acknowledgment of Indian Tribes [1076-AF67]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 25 U.S.C. 2, 9, 479A-1
CFR Citation: 25 CFR 83.
Legal Deadline: None.
Abstract: This proposed rule would respond to recent Federal court
decisions holding that the Department did not adequately explain its
regulations prohibiting previously denied petitioners for Federal
acknowledgment from petitioning again. The Department sought Tribal
government input through communication under Executive Order 13175
criteria and the Department's consultation policy on meaningful
communication and collaboration with tribal officials. The Department
held Consultation sessions with federally recognized Indian Tribes and
a listening session for present, former, and prospective petitioners.
Statement of Need: This final rule will update the regulations in
response to recent Federal court decisions to address whether
previously denied petitioners for Federal acknowledgment may petition
again.
[[Page 9420]]
Summary of Legal Basis: 5 U.S.C. 301, 25 U.S.C. 2, 25 U.S.C. 9, and
25 U.S.C. 479A-1.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/27/22 87 FR 24908
NPRM Comment Period End............. 07/06/22 .......................
Second NPRM......................... 02/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Agency Contact: Oliver Whaley, Director, Office of Regulatory
Affairs and Collaborative Action--Indian Affairs, Department of the
Interior, Bureau of Indian Affairs, 1001 Indian School Road, NW, Suite
229, Albuquerque, NM 87104, Phone: 202 738-6065, Email:
[email protected].
George Patton, Department of the Interior, Bureau of Indian
Affairs, Indian Affairs--RACA, 1001 Indian School Road NW, Suite 312,
Albuquerque, NM 87104, Phone: 505 563-3805, Email:
[email protected].
RIN: 1076-AF67
DOI--BIA
133. Indian Arts and Crafts [1076-AF69]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 25 U.S.C. 2; 25 U.S.C. 9; 25 U.S.C.
305 et seq.
CFR Citation: 25 CFR 301; 25 CFR 304; 25 CFR 307 to 310.
Legal Deadline: None.
Abstract: This proposed rule would modernize the Indian Arts and
Crafts Board regulations to better meet the objectives of the Indian
Arts and Crafts Act to promote the economic welfare of the Indian
Tribes and Indian individuals through the development of Indian arts
and crafts and the expansion of the market for the products of Indian
art and craftsmanship. The Department is seeking Tribal government
input through communication under Executive Order 13175 criteria and
the Department's policy on meaningful collaboration with Tribal
officials.
Statement of Need: This proposed rule would modernize the Indian
Arts and Crafts Board regulations to better meet the objectives of the
Indian Arts and Crafts Act to promote the economic welfare of the
Indian Tribes and Indian individuals through the development of Indian
arts and crafts and the expansion of the market for the products of
Indian art and craftsmanship.
Summary of Legal Basis: 5 U.S.C. 301, 25 U.S.C. 2, 25 U.S.C. 9, and
25 U.S.C. 305 et seq.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Tribal.
Agency Contact: Oliver Whaley, Director, Office of Regulatory
Affairs and Collaborative Action--Indian Affairs, Department of the
Interior, Bureau of Indian Affairs, 1001 Indian School Road NW, Suite
229, Albuquerque, NM 87104, Phone: 202 738-6065, Email:
[email protected].
RIN: 1076-AF69
DOI--BIA
Final Rule Stage
134. Mining of the Osage Mineral Estate for Oil and Gas [1076-AF59]
Priority: Other Significant.
Legal Authority: Pub. L. 59-321; Pub. L. 66-360; Pub. L. 70-919;
Pub. L. 75-711
CFR Citation: 25 CFR 226.
Legal Deadline: None.
Abstract: This final rule revises the regulations in 25 CFR part
226 to strengthen the BIA's management of the Osage Mineral Estate and
improve accounting and production measurement standards; offer
consistency in production valuation; address inadequate bonding;
support the implementation of electronic reporting systems; enhance
accountability; clarify lessees' obligations; prevent waste; promote
safe and environmentally sound operations; and protect resource values.
The Department received Tribal government input through consultation
sessions held pursuant to Executive Order 13175 criteria and the
Department's policy on meaningful communication and collaboration with
Tribal officials.
Statement of Need: This final rule will revise the regulations in
25 CFR part 226 to advance the purposes of E.O. 14058; and provide for
the implementation of electronic royalty and production reporting
systems, reducing administrative burdens on operators, purchasers, and
the government, and streamlining accounting and reconciliation
processes.
Summary of Legal Basis: Public Law 59-321, Public Law 66-360,
Public Law 70-919, and Public Law 75-711.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/13/23 88 FR 2430
NPRM Comment Period End............. 03/17/23 .......................
Final Action........................ 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, State, Tribal.
Agency Contact: Oliver Whaley, Director, Office of Regulatory
Affairs and Collaborative Action--Indian Affairs, Department of the
Interior, Bureau of Indian Affairs, 1001 Indian School Road NW, Suite
229, Albuquerque, NM 87104, Phone: 202 738-6065, Email:
[email protected].
RIN: 1076-AF59
DOI--BIA
135. Class III Tribal State Gaming Compact Process [1076-AF68]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 25 U.S.C. 2; 25 U.S.C. 9; 25 U.S.C.
479a-1
CFR Citation: 25 CFR 293.
Legal Deadline: None.
Abstract: This final rule will update procedures the Secretary of
the Interior (Secretary) uses for reviewing Class III Tribal State
Gaming compacts submitted for approval to clarify what law the
Secretary applies and make the process more transparent. The Department
received Tribal government input through consultations and listening
sessions held under Executive Order 13175 criteria and the Department's
policy on meaningful communication and collaboration with Tribal
officials.
Statement of Need: This final rule will improve the tranparency of
procedures taken by the Secretary of the Interior (Secretary) to review
Class III Tribal State Gaming compacts submitted for approval.
Summary of Legal Basis: 5 U.S.C. 301, 25 U.S.C. 2, 25 U.S.C. 9, and
25 U.S.C. 479a-1.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/06/22 87 FR 74916
NPRM Comment Period End............. 03/01/23 .......................
Final Action........................ 02/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: State, Tribal.
[[Page 9421]]
Agency Contact: Oliver Whaley, Director, Office of Regulatory
Affairs and Collaborative Action--Indian Affairs, Department of the
Interior, Bureau of Indian Affairs, 1001 Indian School Road NW, Suite
229, Albuquerque, NM 87104, Phone: 202 738-6065, Email:
[email protected].
George Patton, Department of the Interior, Bureau of Indian
Affairs, Indian Affairs--RACA, 1001 Indian School Road NW, Suite 312,
Albuquerque, NM 87104, Phone: 505 563-3805, Email:
[email protected].
RIN: 1076-AF68
DOI--BIA
136. Land Acquisitions [1076-AF71]
Priority: Other Significant.
Legal Authority: R.S. 161, 5 U.S.C. 301; 46 Stat. 1106, as amended;
46 Stat. 1471, as amended; . . .
CFR Citation: 25 CFR 151.
Legal Deadline: None.
Abstract: This rule will advance the purposes of E.O. 13985 and
address the Department's jurisdiction to acquire land in trust for
certain Tribes, streamline acquisitions on existing reservations,
clarify Tribal jurisdiction, and promote Tribal conservation of lands.
The Department received Tribal government input through consultations
and listening sessions held under Executive Order 13175 criteria and
the Department's policy on meaningful communication and collaboration
with Tribal officials.
Statement of Need: This rule will advance the purposes of E.O.
13985 and address the Department's jurisdiction to acquire land in
trust for certain Tribes, streamline acquisitions on existing
reservations, clarify Tribal jurisdiction, and promote Tribal
conservation of lands.
Summary of Legal Basis: R.S. 161, 5 U.S.C. 301, 46 Stat. 1106, as
amended, and 46 Stat. 1471, as amended.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/05/22 87 FR 74334
NPRM Comment Period End............. 03/01/23
Final Action........................ 02/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, Tribal.
Agency Contact: Oliver Whaley, Director, Office of Regulatory
Affairs and Collaborative Action--Indian Affairs, Department of the
Interior, Bureau of Indian Affairs, 1001 Indian School Road NW, Suite
229, Albuquerque, NM 87104, Phone: 202 738-6065, Email:
[email protected].
George Patton, Department of the Interior, Bureau of Indian
Affairs, Indian Affairs--RACA, 1001 Indian School Road NW, Suite 312,
Albuquerque, NM 87104, Phone: 505 563-3805, Email:
[email protected].
RIN: 1076-AF71
DOI--BUREAU OF OCEAN ENERGY MANAGEMENT (BOEM)
Proposed Rule Stage
137. Fitness To Operate Standards for Oil and Gas Operators
and Lessees on the Outer Continental Shelf [1010-AE21]
Priority: Other Significant.
Unfunded Mandates: Undetermined.
Legal Authority: 43 U.S.C. 1331, OCS Lands Act
CFR Citation: 30 CFR 550; 30 CFR 556.
Legal Deadline: None.
Abstract: In response to Executive Order 14008, Tackling the
Climate Crisis at Home and Abroad, the Department of the Interior
prepared Report on the Federal Oil and Gas Leasing Program. The report
stated that the Bureau of Ocean Energy Management, through a new
``Fitness to Operate'' standard, would establish safety, environmental,
and financial responsibilities for companies to meet in order to
operate on the U.S. Outer Continental Shelf.
This rule would establish safety, environmental, and financial
responsibilities for oil and gas companies to meet in order to operate
on the U.S. Outer Continental Shelf.
Statement of Need: In response to Executive Order 14008, Tackling
the Climate Crisis at Home and Abroad, the Department of the Interior
prepared a report on the Federal Oil and Gas Leasing Program. The
report stated that the Bureau of Ocean Energy Management, through a new
``Fitness to Operate'' standard, would establish safety, environmental,
and financial responsibilities for companies to meet in order to
operate on the U.S. Outer Continental Shelf.
This rule would establish safety, environmental, and financial
responsibilities for oil and gas companies to meet in order to operate
on the U.S. Outer Continental Shelf.
Summary of Legal Basis: 43 U.S.C. 1331, OCS Lands Act.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Small Entities Affected: Businesses.
Government Levels Affected: Tribal.
Federalism: Undetermined.
Agency Contact: Kelley Spence, Department of the Interior, Bureau
of Ocean Energy Management, 1849 C Street NW, Washington, DC 20240,
Phone: 984 298-7345, Email: [email protected].
RIN: 1010-AE21
DOI--BOEM
Final Rule Stage
138. Renewable Energy Modernization Rule [1010-AE04]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 43 U.S.C. 1337(p)
CFR Citation: 30 CFR 585.
Legal Deadline: None.
Abstract: This final rule will clarify BOEM's renewable energy
regulations facilitating offshore renewable energy development in a
manner that is safe, environmentally sound, and provides fair return to
U.S. taxpayers. This action also helps meet commitments of Executive
Order 14008, Tackling the Climate Crisis at Home and Abroad, by
supporting renewable energy production and in offshore waters.
BOEM received a range of comments on the NPRM during the public
comment period. In addition, BOEM held multiple staff-level and
Government-to-Government Tribal Consultations. This final rule will
address feedback received from public comment and Tribal Consultations.
Statement of Need: This final rule will clarify BOEM's renewable
energy regulations facilitating offshore renewable energy development
in a manner that is safe, environmentally sound, and provides fair
return to U.S. taxpayers. This action also helps meet commitments of
Executive Order 14008, Tackling the Climate Crisis at Home and Abroad
by supporting renewable energy production and in offshore waters.
Summary of Legal Basis: 43 U.S.C. 1337(p).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/30/23 88 FR 5968
NPRM Comment Period End............. 03/31/23
[[Page 9422]]
NPRM Comment Period Extension....... 04/03/23 88 FR 19578
NPRM Comment Period Extension End... 05/01/23
Final Rule.......................... 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Tribal.
Agency Contact: Karen Thundiyil, Chief, Office of Regulations,
Department of the Interior, Bureau of Ocean Energy Management, 1849 C
Street NW, Washington, DC 20240, Phone: 202 742-0970, Email:
[email protected].
Related RIN: Merged with 1010-AD89, Merged with 1010-AD91
RIN: 1010-AE04
DOI--BOEM
139. Protection of Marine Archaeological Resources [1010-AE11]
Priority: Other Significant. Major under 5 U.S.C. 801.
Legal Authority: NHPA-54 U.S.C. 300101 et seq.
CFR Citation: 30 CFR 550.
Legal Deadline: None.
Abstract: This final rule will revise when lessees and operators
would need to conduct archaeological surveys. It would clarify when
operators would submit an archaeological report with their applications
and clarify the source and extent of the data utilized.
Statement of Need: This final rule will revise when lessees and
operators would need to conduct archaeological surveys. It would
clarify when operators would submit an archaeological report with their
applications and clarify the source and extent of the data utilized.
Summary of Legal Basis: 30 CFR 550.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/15/23 88 FR 9797
NPRM Comment Period End............. 04/17/23
Final Rule.......................... 05/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Peter Meffert, Regulatory Analyst, Department of
the Interior, Bureau of Ocean Energy Management, 45600 Woodland Road,
Sterling, VA 20166, Phone: 703 787-1610, Email: [email protected].
RIN: 1010-AE11
DOI--BOEM
140. Risk Management and Financial Assurance for OCS Lease and Grant
Obligations [1010-AE14]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: OCSLA-43 U.S.C. 1331 et seq.
CFR Citation: 30 CFR 550; 30 CFR 556.
Legal Deadline: None.
Abstract: This final rule will modify the evaluation criteria for
determining whether oil, gas and sulfur lessees, right-of-use and
easement grant holders, and pipeline right-of-way grant holders may be
required to provide bonds or other financial assurance, above the
regulatorily prescribed amounts for base bonds, to ensure compliance
with their Outer Continental Shelf obligations.
We held a Government-to-Government consultation with the Indian
Tribal Nation during the development of the NPRM and expect to have
another consultation on the final rule. This final rule will address
feedback received from public comment period and Tribal consultations.
Statement of Need: This rule will modify the evaluation criteria
for determining whether oil, gas and sulfur lessees, right-of-use and
easement grant holders, and pipeline right-of-way grant holders may be
required to provide bonds or other financial assurance, above the
regulatorily prescribed amounts for base bonds, to ensure compliance
with their Outer Continental Shelf obligations.
Summary of Legal Basis: OCSLA--43 U.S.C. 1331 et seq.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/29/23 88 FR 42136
NPRM Comment Period Extension....... 08/25/23 88 FR 58173
NPRM Comment Period End............. 08/28/23
NPRM Comment Period Extension End... 09/07/23
Final Rule.......................... 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
Agency Contact: Kelley Spence, Program Analyst, Department of the
Interior, Bureau of Ocean Energy Management, 1849 C Street NW,
Washington, DC 20240, Phone: 948 298-7345, Email:
[email protected].
Related RIN: Split from 1082-AA02
RIN: 1010-AE14
DOI--OFFICE OF SURFACE MINING RECLAMATION AND ENFORCEMENT (OSMRE)
Proposed Rule Stage
141. Emergency Preparedness for Impoundments [1029-AC82]
Priority: Other Significant.
Legal Authority: 30 U.S.C. 1201
CFR Citation: 30 CFR 780; 30 CFR 784; 30 CFR 816; 30 CFR 817.
Legal Deadline: None.
Abstract: This proposed rule would incorporate certain aspects of
the Federal Guidelines for Dam Safety (Federal Guidelines) into OSMRE's
existing regulations. This proposed rule would relate to emergency
preparedness for impounding structures and propose to include
provisions for Emergency Action Plans (EAPs) and After-Action Reports
(AARs) that are consistent with the Federal Guidelines. Also, OSMRE may
add new provisions to the regulations explaining the EAP and AAR
requirements and aligning the classification of impoundments with
industry and other government agency standards.
Statement of Need: This proposed rule would incorporate certain
aspects of the Federal Guidelines for Dam Safety (Federal Guidelines)
into OSMRE's existing regulations. This proposed rule would relate to
emergency preparedness for impounding structures and propose to include
provisions for Emergency Action Plans (EAPs) and After-Action Reports
(AARs) that are consistent with the Federal Guidelines. Also, OSMRE may
add new provisions to the regulations explaining the EAP and AAR
requirements and aligning the classification of impoundments with
industry and other government agency standards.
Summary of Legal Basis: 30 U.S.C. 1201.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/00/24
NPRM Comment Period End............. 02/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
Federalism: Undetermined.
Agency Contact: Khalia Boyd, Regulatory Analyst, Department of the
Interior, Office of Surface Mining Reclamation and Enforcement, 1951
Constitution Avenue NW, Washington, DC 20240, Phone: 202 208-2823,
Email: [email protected].
RIN: 1029-AC82
[[Page 9423]]
DOI--OSMRE
Final Rule Stage
142. Ten-Day Notices [1029-AC81]
Priority: Other Significant.
Legal Authority: Pub. L. 95-87; 30 U.S.C. 1211(c)(2)
CFR Citation: 30 CFR 733; 30 CFR 842.
Legal Deadline: None.
Abstract: The final rule would amend OSMRE's regulations on ten-day
notices that went into effect on December 24, 2020. The final rule
would amend the existing rules about when OSMRE sends ten-day notices
to State regulatory authorities regarding possible SMCRA violations.
Statement of Need: The final rule would amend OSMRE's regulations
on ten-day notices that went into effect on December 24, 2020. The
final rule would amend the existing rules about when OSMRE sends ten-
day notices to State regulatory authorities regarding possible Surface
Mining Control and Reclamation Act violations.
Summary of Legal Basis: Public Law 95-87 and 30 U.S.C. 1211(c)(2).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/25/23 88 FR 24944
NPRM Comment Period End............. 06/26/23
Final Action........................ 02/00/24
Final Action Effective.............. 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: State.
Agency Contact: Khalia Boyd, Regulatory Analyst, Department of the
Interior, Office of Surface Mining Reclamation and Enforcement, 1951
Constitution Avenue NW, Washington, DC 20240, Phone: 202 208-2823,
Email: [email protected].
RIN: 1029-AC81
DOI--BUREAU OF RECLAMATION (RB)
Final Rule Stage
143. Public Conduct on Bureau of Reclamation Facilities, Lands and
Waterbodies [1006-AA58]
Priority: Other Significant.
Legal Authority: 43 U.S.C. 373
CFR Citation: 43 CFR 423.
Legal Deadline: None.
Abstract: The revisions to this rule clarify regulations that
maintain law and order and protect persons and property on Bureau of
Reclamation facilities, lands, and waterbodies. The rule revises
existing definitions for the use of aircraft and the possession of
firearms; updates regulations on camping, swimming, and winter
recreation for the wide range of circumstances found across Bureau of
Reclamation facilities, lands, and waterbodies; and clarifies the
permitting of memorials and reburials on Bureau of Reclamation lands.
Statement of Need: This rule will revise existing definitions for
the use of aircraft and the possession of firearms; update regulations
on camping, swimming, and winter recreation for the wide range of
circumstances found across Bureau of Reclamation facilities, lands, and
waterbodies; and will clarify the permitting of memorials and reburials
on Bureau of Reclamation lands.
Summary of Legal Basis: 43 U.S.C. 373.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/16/23 88 FR 10070
NPRM Comment Period End............. 04/17/23
Final Action........................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Jill Nagode, Regulatory Contact, Department of the
Interior, Bureau of Reclamation, Denver Federal Center, P.O. Box 25007,
Building 67, Denver, CO 80225, Phone: 303 445-2055, Email:
[email protected]. RIN: 1006-AA58
DOI--BUREAU OF LAND MANAGEMENT (BLM)
Proposed Rule Stage
144. Closure and Restriction Orders [1004-AE89]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 43 U.S.C. 1701 et seq.; 43 U.S.C. 315a; 16 U.S.C.
1281c; 16 U.S.C. 877 et seq.; 16 U.S.C. 4601-6a; 16 U.S.C. 1241 et
seq.; 16 U.S.C. 7913; 16 U.S.C. 1338; . . .
CFR Citation: None.
Legal Deadline: None.
Abstract: The proposed rule would revise the visitor services
regulations to enhance the BLM's ability to issue closure and
restriction orders. The proposed rule would also make BLM's regulations
more consistent with other Federal land management agencies' closure
and restriction authorities.
Statement of Need: This proposed rule would allow the Bureau of
Land Management (BLM) to better protect persons, property and public
lands and resources by allowing the agency to close or restrict the use
of public lands in a more timely manner. The rule would also make the
BLM's regulations more consistent with other Federal land management
agencies' closure and restriction authorities.
Summary of Legal Basis: 43 U.S.C. 1701 et seq., 43 U.S.C. 315a, 16
U.S.C. 1281c, 16 U.S.C. 877 et seq., 16 U.S.C. 4601-6a, 16 U.S.C. 1241
et seq., 16 U.S.C. 7913, and 16 U.S.C. 1338.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Tom Heinlein, Assistant Director, National
Landscape Conservation System, Department of the Interior, Bureau of
Land Management, 760 Horizon Drive, Grand Junction, CO 81506, Phone:
970 256-4954, Email: blm.gov">theinlein@blm.gov.
RIN: 1004-AE89
DOI--BLM
145. Management and Protection of the National Petroleum Reserve in
Alaska (Section 610 Review) [1004-AE95]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: Naval Petroleum Reserves Production Act of 1976
(42 U.S.C. 6501 to 6508)
CFR Citation: 43 CFR subpart 2361.
Legal Deadline: None.
Abstract: This proposed rule would assure maximum protection of
Special Areas in the NPR-A pursuant to and consistent with the
provisions of the Naval Petroleum Reserves Production Act of 1976 (90
Stat. 303; 42 U.S.C. 6501 et seq.), Alaska National Interest Lands
Conservation Act, and other applicable authorities.
Statement of Need: The final rule will assure maximum protection of
Special Areas in the NPR-A pursuant to and consistent with the
provisions of the Naval Petroleum Reserves Production Act of 1976 (90
Stat. 303; 42 U.S.C. 6501 et seq.), Alaska National Interest Lands
[[Page 9424]]
Conservation Act, and other applicable authorities.
Summary of Legal Basis: Naval Petroleum Reserves Production Act of
1976 (42 U.S.C. 6501 to 6508).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/08/23 88 FR 62025
NPRM Comment Period End............. 11/07/23
Final Action........................ 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Tribal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Kyle W. Moorman, Division Chief for Regulatory
Affairs and Directives, Department of the Interior, Bureau of Land
Management, 1849 C Street NW, Washington, DC 20240, Phone: 202 527-
2433, Email: blm.gov">kmoorman@blm.gov.
RIN: 1004-AE95
DOI--BLM
Final Rule Stage
146. Update of the Communications Uses Program, Right-of-Way Cost
Recovery Fee Schedules and Section 512 of FLPMA for Rights-of-Way
[1004-AE60]
Priority: Other Significant.
Legal Authority: 30 U.S.C. 185 and 189; 43 U.S.C. 1733; 43 U.S.C.
1740; 43 U.S.C. 1763
CFR Citation: 43 CFR 2800; 43 CFR 2860; 43 CFR 2880; 43 CFR 2920.
Legal Deadline: None.
Abstract: The BLM is proposing to amend its right-of-way
regulations to improve access to broadband communications and update
the cost recovery fee schedules for ROW work activities. Additionally,
this rule will implement vegetation management requirements to address
fire risk from and to power line ROWs on public lands and national
forests.
Statement of Need: This proposed rule would address issues relating
to (1) Idle iron by adding a definition of this term to clarify that it
applies to idle wells and structures on active leases; (2) abandonment
in place of subsea infrastructure by adding regulations addressing when
BSEE may approve decommissioning-in-place instead of removal of certain
subsea equipment; and (3) other operational considerations.
Summary of Legal Basis: 30 U.S.C. 185 and 189, 43 U.S.C. 1733, 43
U.S.C. 1740, and 43 U.S.C. 1763.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/07/22 87 FR 67306
NPRM Comment Period End............. 01/06/23
Final Action........................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal.
Agency Contact: Dominica VanKoten, Division Chief, Lands, HQ-35-
(Lands, Realty, and Cadastral), Department of the Interior, Bureau of
Land Management, 301 Dinosaur Trail, Santa Fe, NM 87508, Phone: 571
266-9585, Email: blm.gov">dvankote@blm.gov.
Related RIN: Merged with 1004-AE69
RIN: 1004-AE60
DOI--BLM
147. Rights-of-Way, Leasing and Operations for Renewable Energy [1004-
AE78]
Priority: Other Significant. Major under 5 U.S.C. 801.
Legal Authority: 30 U.S.C. ch. 23; 43 U.S.C. 1733; 43 U.S.C. 1740;
43 U.S.C. 1763; 30 U.S.C. 185 and 189; Pub. L. 109-58; Division Z, Pub.
L. 116-260; E.O. 14008; . . .
CFR Citation: None.
Legal Deadline: None.
Abstract: The proposed rule would revise the BLM's regulations for
rights-of-way, leasing, and operations related to activities associated
with solar and wind energy development. The Energy Act of 2020 and
section 207 of Executive Order 14008 prioritize the Department of the
Interior's need to improve permitting activities and processes to
facilitate increased renewable energy permitting and production on
public lands.
Statement of Need: The principal purpose of these amendments is to
facilitate responsible solar and wind energy development on public
lands managed by the BLM. The rule will adjust acreage rents and
capacity fees for solar and wind energy, provide the BLM with more
flexibility in how it processes applications for solar and wind energy
development inside designated leasing areas, and update agency criteria
on prioritizing solar and wind applications. The rule will also make
technical changes, corrections, and clarifications to the existing
right-of-way regulations.
Summary of Legal Basis: 30 U.S.C. ch. 23, 43 U.S.C. 1733, 43 U.S.C.
1740, 43 U.S.C. 1763, 30 U.S.C. 185 and 189, Public Law 109-58 Division
Z, Public Law 116-260, E.O. 14008.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/16/23 88 FR 39726
NPRM Comment Period End............. 08/15/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Undetermined.
Agency Contact: Ben Gruber, Deputy Assistant Director, Energy,
Minerals, and Realty Mgmt., Department of the Interior, Bureau of Land
Management, 1849 C Street NW, Washington, DC 20240, Phone: 951 269-
9548, Email: blm.gov">begruber@blm.gov.
RIN: 1004-AE78
DOI--BLM
148. Waste Prevention, Production Subject to Royalties, and Resource
Conservation [1004-AE79]
Priority: Other Significant. Major under 5 U.S.C. 801.
Legal Authority: 30 U.S.C. 181 et seq.; 30 U.S.C. 1701 et seq.; 43
U.S.C. 1701 et seq.; 25 U.S.C. 396a et seq.; 25 U.S.C. 2101 et seq.; 25
U.S.C. 396; E.O. 13990; E.O. 14008; . . .
CFR Citation: None.
Legal Deadline: None.
Abstract: This rule proposes updates to the BLM's existing rules
governing the venting and flaring of natural gas (methane) from onshore
Federal and Indian oil and gas leases. The rulemaking will address the
priorities associated with Executive Order 14008 to address tackling
the climate crisis. Per Executive Order 13990, the rule will address
reducing methane emissions in the oil and gas sector.
Statement of Need: The final rule will ensure that companies do not
waste valuable Federal mineral resources in their extraction processes
and would further address the priorities associated with Executive
Order 14008, ``Tackling the Climate Crisis at Home and Abroad.''
Summary of Legal Basis: 30 U.S.C. 181 et seq., 30 U.S.C. 1701 et
seq., 43 U.S.C. 1701 et seq., 25 U.S.C. 396a et seq., 25 U.S.C. 2101 et
seq., 25 U.S.C. 396, E.O. 13990, and E.O. 14008.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/30/22 87 FR 73588
NPRM Comment Period End............. 01/30/23
[[Page 9425]]
Final Action........................ 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Ben Gruber, Deputy Assistant Director, Energy,
Minerals, and Realty Mgmt., Department of the Interior, Bureau of Land
Management, 1849 C Street NW, Washington, DC 20240, Phone: 951 269-
9548, Email: blm.gov">begruber@blm.gov.
RIN: 1004-AE79
DOI--BLM
149. Fluid Mineral Leases and Leasing Process [1004-AE80]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 30 U.S.C. 181 et seq.; 30 U.S.C. 351 to 359 et
seq.; 43 U.S.C. 1701 et seq.; 30 U.S.C. 521 to 531 et seq.; 90 Stat.
1083 to 1092; 30 U.S.C. 1701 et seq.; 92 Stat. 2073 to 2075; Pub. L.
102-486; Pub. L. 109-58; 25 U.S.C. 396; 25 U.S.C. 396a-g; 25 U.S.C.
2101 to 2108; 30 U.S.C. 1201 et seq.; 42 U.S.C. 7101 et seq.; 42 U.S.C.
4321 et seq.; E.O. 14008; . . .
CFR Citation: None.
Legal Deadline: None.
Abstract: The proposed rule would revise the BLM's oil and gas
regulations to update fees, rents, royalties, and bonding requirements
related to oil and gas leasing, development, and production. The
proposed rule would also update the BLM's process for leasing to ensure
the protection and proper stewardship of the public lands, including
addressing impacts associated with fossil fuel activities and ensuring
a fair return to taxpayers.
Statement of Need: This rule will revise the BLM's oil and gas
regulations to update the fees, rents, royalties, and bonding
requirements related to oil and gas leasing, development, and
production pursuant to the Inflation Reduction Act (Pub. L. 117-169).
The rule will also update the BLM's process for leasing to ensure the
protection and proper stewardship of the public lands, including
addressing impacts associated with fossil fuel activities and ensuring
a fair return to taxpayers.
Summary of Legal Basis: 30 U.S.C. 181 et seq., 30 U.S.C. 351 to 359
et seq., 43 U.S.C. 1701 et seq., 30 U.S.C. 521 to 531 et seq., 90 Stat.
1083 to 1092, 30 U.S.C. 1701 et seq., 92 Stat. 2073 to 2075, Public Law
102-486, Public Law 109-58, 25 U.S.C. 396, 25 U.S.C. 396a-g, 25 U.S.C.
2101 to 2108, 30 U.S.C. 1201 et seq., 42 U.S.C. 7101 et seq., 42 U.S.C.
4321 et seq., and E.O. 14008.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/24/23 88 FR 47562
NPRM Comment Period End............. 09/22/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Agency Contact: Nick Douglas, Assistant Director, Energy, Minerals,
and Realty Management Department of the Interior, Bureau of Land
Management, 760 Horizon Drive, Grand Junction, CO 81506, Phone: 970
256-4918, Email: blm.gov">ndouglas@blm.gov.
Ben Gruber, Deputy Assistant Director, Energy, Minerals, and Realty
Mgmt., Department of the Interior Bureau of Land Management, 1849 C
Street NW, Washington, DC 20240, Phone: 951 269-9548, Email:
blm.gov">begruber@blm.gov.
RIN: 1004-AE80
DOI--BLM
150. Conservation and Landscape Health (Section 610 Review) [1004-AE92]
Priority: Other Significant.
Unfunded Mandates: Undetermined.
Legal Authority: 43 U.S.C. 1732(a)
CFR Citation: 43 CFR 6000; 43 CFR 1610.
Legal Deadline: None.
Abstract: The proposed rule would clarify and support the
principles of multiple use and sustained yield in the management of the
public lands, incorporating climate resiliency and restoration through
conservation and preservation in the management of the public lands
pursuant to the Federal Land Policy and Management Act and other
relevant authorities. The proposed rule is within 43 CFR 6000 and would
provide an overarching framework that would cover multiple resource
areas to ensure land health and sustained yield.
Statement of Need: The principles of multiple use and sustained
yield management govern the BLM's stewardship of America's public
lands. This proposed rule interprets and implements a vital component
of the BLM's multiple use and sustained yield mission: addressing
landscape resilience and using restoration and conservation as tools to
ensure sustainable and productive natural resources for future
generations. Identifying tools, standards, and procedures to
appropriately achieve sustained yield is particularly important to
ensure that the BLM can pursue is multiple use mission and maintain
sustained yield in the face of the challenges posed by climate change,
drought, fire, land use changes, and other factors impacting the health
of land, waters, and ecosystems. This proposed rule addresses those
concerns, defines conservation, and provides an operational definition
of sustained yield in the context of changing landscapes. This rule
also provides a framework for decision-making to appropriately
implement conservation, including by identifying best practices to
conserve and restore lands and waters to desired conditions based on
land health standards and best available science. These proposed
regulations will promote restoration opportunities with significant
public involvement, honor the Bureau's commitment to work closely with
Tribes and other governmental entities, and respond more effectively to
changing resource conditions and increasing demands on public lands and
waters. Further, this rule will expand Areas of Critical Environmental
Concern regulations to affirm statutory requirements.
Summary of Legal Basis: Federal Land Policy and Management Act
(FLPMA) provides BLM authority for the protection of ecological values
(section 102(8)), the preservation of certain lands in their natural
condition (section 102(8)), and the establishment of fish and wildlife
development and utilization as one of six principal or major uses of
public lands (section 103(l)). These mandates in FLPMA provide BLM with
general authority to conserve ecosystems across its 245 million acres
of public lands. FLPMA section 302(a), provides: The Secretary shall
manage the public lands under principles of multiple use and sustained
yield . . . except that where a tract of such public land has been
dedicated to specific uses according to any other provisions of law it
shall be managed in accordance with such law 43 U.S.C. 1732(a)
(emphasis added). The multiple use and sustained yield principles in
section 102(a)(8) authorizes the BLM to implement the policies set
forth in this rulemaking effort.
Alternatives: N/A.
Anticipated Cost and Benefits: TBD.
Risks: TBD.
[[Page 9426]]
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/03/23 88 FR 19583
NPRM Comment Period End............. 06/20/23
Final Action........................ 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: None.
Federalism: Undetermined.
Agency Contact: Brian St. George, Acting Assistant Director,
Directorate of Resources and Planning, Department of the Interior,
Bureau of Land Management, 1849 C Street NW, Washington, DC 20240,
Phone: 202 239-3741, Email: blm.gov">bstgeorge@blm.gov.
RIN: 1004-AE92
BILLING CODE 4334-63-P
DEPARTMENT OF JUSTICE (DOJ)--FALL 2023
Statement of Regulatory Priorities
The mission of the Department of Justice is to uphold the rule of
law, to keep our country safe, and to protect civil rights. In carrying
out this mission, the Department is guided by the core values of
integrity, fairness, and commitment to promoting the impartial
administration of justice--including for those in historically
underserved, vulnerable, or marginalized communities. Consistent with
its mission and values, the Department is prioritizing activities that
protect the public against foreign and domestic threats, strengthen
enforcement of civil rights laws, defend against domestic and
international terrorism, combat gun violence, prevent and control
crime, and reform criminal justice systems. Because the Department of
Justice is primarily a law enforcement agency, not a regulatory agency,
it carries out its principal investigative, prosecutorial, and other
enforcement activities through means other than the regulatory process.
Regulatory action is, however, a significant aspect of the law
enforcement mission of the Department. The regulatory priorities of the
Department include initiatives in the areas of criminal justice reform,
immigration, civil rights, and gun violence reduction, and are
effectuated through rulemaking by the various components of the
Department. These initiatives, as well as others important to
components' accomplishing key law enforcement priorities, are
summarized below.
In addition to the public participation and outreach efforts of the
Department described below in the Civil Rights Division section, the
Abstracts of various Justice rulemakings also include descriptions of
the Department's efforts in these areas including: 1105-AB69 ``OVW
Special Tribal Criminal Jurisdiction Reimbursement''; 1105-AB40
``Telemedicine Prescribing of Controlled Substances When the
Practitioner and the Patient Have not had a Prior In-Person Medical
Evaluation''; 1117-AB60 ``Providing Controlled Substances to Ocean
Vessels''; 1117-AB63 ``Termination of Registration Upon Discontinuation
of Business or Change of Ownership''; 1117-AB69 ``Operation of
Automated Dispensing Systems at Long Term Care Facilities by Hospital/
Clinic Pharmacies''; 1117-AB72 ``Changes to a Prescription''; 1120-AB05
``District of Columbia Educational Good Time Credit''; 1120-AB67 ``Use
of Chemical Agents or Other Less-Than-Lethal Force in Immediate Use of
Force Situations''; 1120-AB71 ``Inmate Discipline Program: Disciplinary
Segregation and Prohibited Act Code Changes''; and 1121-AA89 ``Updating
Office for Victims of Crime Programs Regulations.''
Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF)
ATF issues regulations to enforce and implement federal laws
relating to the manufacture, importation, sale, and other commerce in
firearms and explosives. Such regulations are designed to promote the
ATF mission to curb illegal traffic in, and criminal use of, firearms
and explosives, and to assist state, local, Tribal, territorial, and
other federal law enforcement agencies in reducing violent crime.
ATF will continue, as a priority during fiscal year 2024, to seek
modifications to its regulations governing commerce in firearms and
explosives in furtherance of these important goals.
The Department is undertaking a rulemaking to amend ATF's
regulations to conform with the changes made by Congress in the
Bipartisan Safer Communities Act (Pub. L. 117-159) and parts of the
Consolidated Appropriations Act of 2022 (Pub. L. 117-109), which
included the NICS Denial Notification Act of 2022 (RIN 1140-AA57). The
Department has also proposed to amend ATF's regulations to further
clarify what it means for a person to be ``engaged in the business'' of
dealing in firearms, and to have the intent to ``predominantly earn a
profit'' from the sale or disposition of firearms (RIN 1140-AA58). ATF
is undertaking an amendment to 27 CFR part 555 to require that persons
who store explosive materials annually notify the local authority that
has jurisdiction for fire safety in the locality in which the explosive
materials are being stored of the type, quantity, and location of each
site where the explosive materials are being stored (RIN 1140-AA51).
Bureau of Prisons (BOP)
BOP issues regulations to enforce the Federal laws relating to its
mission: to protect public safety by ensuring that federal offenders
serve their sentences of imprisonment in facilities that are safe,
humane, cost-efficient, and appropriately secure, and to provide
reentry programming to ensure their successful return to the community.
The First Step Act (FSA) of 2018, Public Law 115-391, 132 Stat.
5194 (2018) has brought a host of regulatory changes for BOP. To date,
BOP has successfully enacted FSA-related regulations (1) to enable
eligible inmates to earn Time Credits towards prerelease custody or
early transfer to supervised release, and (2) to modify the amount of
Good Time Credit to which eligible inmates are entitled. BOP's next
FSA-related regulatory measure involves publishing a Notice of Proposed
Rulemaking (NPRM) titled the Reservation of Funds for Reentry Under the
First Step Act. This rule proposes to implement a specific FSA
provision requiring BOP to reserve a portion of the compensation
inmates would otherwise receive for working to assist these inmates
with costs associated with release from prison. BOP anticipates the
NPRM's publication in the Federal Register by the end of 2023.
Another important BOP regulatory measure involving management of
inmate funds is the Inmate Financial Responsibility Program (IFRP). On
January 10, 2023, BOP published an NPRM titled Inmate Financial
Responsibility Program: Procedures, which proposes to withhold a
portion of inmate work pay and money received by outside sources in
order to pay restitution obligations toward victims and satisfy other
lawful obligations. Specifically, the rule proposes withholding 75% of
all community-source deposits in inmates' commissary account;
withholding 50% of pay for inmates in grades 1 through 4 of UNICOR;
withholding 25% of pay for inmates in grade 5 of UNICOR and inmates
receiving performance pay for institution work; removing two penalties
for failure to participate in the program; and adding one penalty for
an inmate's refusal to participate. BOP
[[Page 9427]]
continues to carefully review and thoughtfully consider the 1,300
public comments received in response to the NPRM.
In addition, BOP continues to actively pursue several proposed
rules to update the inmate discipline program; revise technical
sections of the regulation regarding filing of tort claims; clarify use
of force policy for less-than-lethal munitions; and modify clinical
guidelines related to infectious disease testing for affected inmates.
Finally, BOP continues to explore procedural avenues to finalize
interim final rules related to, for example, (1) exceptions to the
filing requirements for certain administrative remedies, and (2)
calculation of educational good time credit for eligible District of
Columbia inmates.
Civil Rights Division (CRT)
CRT works to uphold the civil and constitutional rights of all
persons in the United States, particularly some of the most vulnerable
members of our society. Consistent with this mission, CRT plans to
engage in five separate rulemakings on disability rights.
First, CRT plans to adopt technical standards for public entities'
websites under title II of the Americans with Disabilities Act (ADA) to
help public entities meet their existing ADA obligations to ensure
their websites are accessible to people with disabilities (RIN 1190-
AA79). The Department issued a Notice of Proposed Rulemaking on this
topic in August 2023. To promote public engagement with the rulemaking,
the Department also made available a fact sheet providing a plain
language summary of the proposed rule. The fact sheet is intended to
help the public get acquainted with the proposal so that the proposed
rule feels more navigable and so that providing public comments feels
more approachable. These resources were posted on the Department's
www.ada.gov website with information about how to submit comments. They
were also posted on a web page created by HHS's Administration for
Community Living to track rulemakings implementing non-discrimination
requirements protecting people with disabilities. CRT also held a
number of listening sessions to provide an overview of the proposal and
hear the perspectives of a variety of stakeholders including disability
groups, State and local government groups, and others. Second, CRT
plans to amend the current DOJ regulation under section 504 of the
Rehabilitation Act of 1973, which prohibits discrimination based on
disability in programs and activities conducted by an executive agency,
to bring it up to date (RIN 1190-AA73). Third, CRT will propose
standards that address the accessibility of medical diagnostic
equipment under title II of the ADA (RIN 1190-AA78). Fourth, CRT
intends to propose requirements for pedestrian facilities in the public
right-of-way, such as sidewalks and crosswalks, covered by part A of
title II of the ADA that are consistent with the Access Board's minimum
Accessibility Guidelines for Pedestrian Facilities in the Public Right-
of-Way to help public entities meet their existing ADA obligations to
make those facilities accessible (RIN 1190-AA77). Last, CRT plans to
publish an advance notice of proposed rulemaking seeking public input
on possible revisions to its ADA regulations to ensure the
accessibility of equipment and furniture in public entities and public
accommodations' programs and services (RIN 1190-AA76).
Drug Enforcement Administration (DEA)
DEA is the agency primarily responsible for coordinating the drug
law enforcement activities of the United States and also assisting in
the implementation of the President's National Drug Control Strategy.
DEA implements and enforces titles II and III of the Comprehensive Drug
Abuse Prevention and Control Act of 1970 and the Controlled Substances
Import and Export Act (21 U.S.C. 801-971), as amended, collectively
referred to as the Controlled Substances Act (CSA).
DEA's mission is to enforce the controlled substances laws and
regulations of the United States and bring to the criminal and civil
justice system those organizations and individuals involved in the
growing, manufacture, or distribution of controlled substances and
listed chemicals appearing in or destined for illicit traffic in the
United States. The CSA and its implementing regulations are designed to
prevent, detect, and eliminate the diversion of controlled substances
and listed chemicals into the illicit market while providing for the
legitimate medical, scientific, research, and industrial needs of the
United States.
Pursuant to its statutory authority, DEA intends to continue with
the following priority regulation that appeared on the Fall 2022
Unified Agenda:
DEA published a Notice of Purposed Rulemaking (NPRM) on
Telemedicine Prescribing of Controlled Substances when the Practitioner
and the Patient Have Not Had a Prior In-Person Medical Evaluation, in
March of 2023, and received a large volume of public comments. DEA then
published a Temporary Rule on May 10 to extend the pandemic-era
flexibilities through November 11, 2023. On October 10, 2023, DEA
published a second Temporary Rule to further extend the pandemic-era
flexibilities through December 31, 2024. DEA is considering a new NPRM
to promulgate effective regulations responsive to the general public
and industry concerns. DEA may propose a regulation that would
authorize the issuance of registrations for telemedicine, and to
prescribe the circumstances in which they may be obtained and used (RIN
1117-AB40).
DEA also intends to publish a proposed regulation to amend the
reporting requirements found at 21 CFR 1310.05(b)(2) mandating
notification to DEA of domestic transactions involving tableting and
encapsulating machines 15-days before the seller ships the machine. The
draft regulation also proposes to amend the definitions of a
``tableting machine'' and an ``encapsulating machine'' to include
``parts thereof.'' Finally, the draft regulation seeks to modernize
customer verification requirements for transactions and proposes
modifications to DEA Form 452 to improve tracking of transactions of
tableting and encapsulating machines (RIN 1117-AB80).
In support of its regulatory function, DEA regularly engages with
the registrant community, stakeholders, and the public at large. DEA
launched ``Operation Engage'' for its field offices to connect and
collaborate with the communities they serve through local partnerships
to implement strategies and activities regarding drug use prevention
and education as well as bridging public safety and public health
efforts to help lower drug overdose deaths. DEA also routinely
interacts and engages with registrants by developing programs and
presenting topics of interest in webinar sessions, industry meetings,
and conferences. These outreach events facilitate open dialogues with
stakeholders and allow DEA an opportunity to better understand new and
upcoming issues faced by the registrant community.
DEA also plans on improving and broadening community engagement and
advancing participation of underserved communities by partnering with
trusted members and leaders in the community, not-for-profit
organizations, and patient advocacy groups, and by developing in-
person and virtual listening sessions.
Based on the feedback, comments, and industry concerns received
from registrants, stakeholders, and the public
[[Page 9428]]
during presentations and routine engagement, DEA makes informed
decisions to evaluate the need to update existing regulations or
identify new ones that should be proposed. DEA will continue to broaden
its public engagement to support the development of future regulatory
actions.
Executive Office for Immigration Review (EOIR)
EOIR's primary mission is to adjudicate immigration cases by
fairly, expeditiously, and uniformly interpreting and administering the
nation's immigration laws. Under delegated authority from the Attorney
General, EOIR conducts immigration court proceedings and appellate
reviews. Immigration judges in EOIR's Office of the Chief Immigration
Judge adjudicate cases to determine whether noncitizens should be
removed from the United States or whether they are eligible for relief
from removal. The Board of Immigration Appeals (BIA) has nationwide
jurisdiction over appeals from decisions of immigration judges, as well
as other matters specified by regulation. In addition, EOIR also
conducts administrative hearings involving immigration-related
employment practices, discrimination claims, and document fraud cases.
Accordingly, the Department of Justice has a significant role in the
administration of the nation's immigration laws. The Attorney General
also is responsible for civil litigation and criminal prosecutions
relating to the immigration laws.
EOIR is working to revise and update the regulations to increase
administrative efficiency, while also safeguarding fairness interests.
Specifically, EOIR has issued a proposed rule that would restore
longstanding procedures in place before a prior rule (RIN 1125-AA96),
including administrative closure, and clarify and codify other
established practices. The rule will promote the efficient and
expeditious adjudication of cases, afford immigration judges and the
Board flexibility to efficiently allocate their limited resources, and
protect due process for parties before immigration judges and the
Board.
EOIR and the Department of Homeland Security (DHS) are also
drafting a joint proposed rule that would provide clarity and
uniformity to DHS custody procedures and EOIR bond hearing procedures
(RIN 1125-AB27). The Departments believe this rulemaking will help
address litigation issues and resolve varying judicial interpretations
of the existing custody and bond hearing procedures among Federal
circuit courts.
Additionally, EOIR is developing several regulations related to the
asylum system. For example, EOIR and DHS intend to propose joint rules
to withdraw prior rules that created obstacles to asylum, such as RIN
1125-AB08, which proposes to rescind a pandemic-era rule that
categorically barred asylum for individuals fleeing political,
religious, or other persecution solely based on their passage through a
country in which a communicable disease is prevalent, regardless of
whether an individual was exposed to the disease or was vaccinated, and
RIN 1125-AB22, which proposes to rescind or modify regulatory revisions
made by a prior rule to procedures for asylum and withholding of
removal.
Federal Bureau of Investigation (FBI)
The FBI is responsible for protecting and defending the United
States against terrorist and foreign intelligence threats, upholding
and enforcing the criminal laws of the United States, and providing
leadership and criminal justice services to federal, state, local,
tribal territorial, and international agencies and partners. Only in
limited contexts does the FBI rely on rulemaking.
For example, the FBI drafted a proposed rule to establish the
criteria for use by a designated entity in deciding fitness as
described under the Child Protection Improvements Act (CPIA), 34 U.S.C.
40102, Public Law 115-141, div. S. title I, section 101(a)(1), Mar. 23,
2018, 132 Stat. 1123.
The CPIA requires that the Attorney General, by rule, establish the
criteria for use by designated entities in making a determination of
fitness described in subsection (b)(4) of the Act concerning whether
the provider has been convicted of, or is under pending indictment for,
a crime that bears upon the provider's fitness to have responsibility
for the safety and wellbeing of children, the elderly, or individuals
with disabilities and shall convey that determination to the qualified
entity. Such criteria shall be based on the criteria established
pursuant to section 108(a)(3)(G)(i) of the Prosecutorial Remedies and
Other Tools to end the Exploitation of Children Today Act of 2003 (34
U.S.C. 40102 note) and section 658H of the Child Care and Development
Block Grant Act of 1990 (42 U.S.C. 9858f).
The FBI is also drafting rules to implement the Bipartisan Safer
Communities Act of 2022 (BSCA), 28 U.S.C. 534, 34 U.S.C. 40901, and 34
U.S.C., Subt. IV, ch. 411, Refs. & Annos., Public Law 117-159, div A,
title II, sections 12001(a) and 12004(h), June 25, 2022, 136 Stat. 1313
and the National Instant Criminal Background Check System (NICS) Denial
Notification Act (NDNA) of 2022, 18 U.S.C. 921, 18 U.S.C. 925B through
925D, Public Law 117-103, div. W, title XI, sections 1101 through 1103,
March 15, 2022, 136 Stat. 919.
In accordance with the BSCA, the FBI will propose regulatory
amendments to include, but not be limited to: authorizing and
establishing the process for federal firearm licensees (FFLs) to
receive access to records of stolen firearms maintained in the FBI's
National Crime Information Center to verify if a firearm offered for
sale to the FFL has been reported stolen; authorizing, and establishing
the process for, FFLs to use NICS for the purpose of voluntary
background checks of certain current and/or prospective employees of
the FFL; and establishing the process when NICS has been contacted for
the prospective transfer of a firearm to a person under the age of 21.
For NICS transactions involving persons under the age of 21, proposed
regulation amendments will address, but may not be limited to, the BSCA
provisions regarding: (A) the application of a delay, up to the tenth
business day, if cause exists to further investigate a possibly
disqualifying juvenile record; (B) the required collection (and any
purge/retention) of residential address information submitted by an FFL
so the FBI may comply with the expanded background checks of such
persons; and (C) the process for conducting the expanded background
checks to determine if certain entities where such persons reside (the
state criminal history repository or juvenile justice information
system, the state custodian of mental health adjudication records; and
local law enforcement) have records establishing ``cause'' that such
persons have possibly disqualifying juvenile records under 18 U.S.C.,
section 922(d).
The NDNA mandates that, when the FBI denies a firearm transfer
during a NICS transaction, the Attorney General is to report various
information about that denial to local law enforcement authorities in
the state or tribe where a firearm was sought for transfer and, if
different, the local law enforcement authorities of the state or tribe
where the person resides. ``Local law enforcement authority'' is
defined by the NDNA at 18 U.S.C., section 921(a).
Regulatory amendments will be drafted outlining the process for
submitting, and the contents of, such denial notifications, including
language similar to the BSCA, addressing the required collection (and
purge/
[[Page 9429]]
retention) of a prospective transferee's residential address so the FBI
may contact the proper local law enforcement authorities should the
transaction be denied. Regulatory proposals based on the NDNA will also
address denial notifications being sent to prosecution authorities in
the jurisdiction where the firearm was sought and circumstances where
authorities need to be updated that a person who was the subject of a
denial notification has subsequently been determined to not be
prohibited. Regulation proposals from the NDNA will also address the
Attorney General's new, annual report to Congress concerning denial
notifications, and related statistics, from the previous year.
DOJ--CIVIL RIGHTS DIVISION (CRT)
Proposed Rule Stage
151. Implementation of the ADA Amendments Act of 2008: Federally
Conducted (Section 504 of the Rehabilitation Act of 1973) [1190-AA73]
Priority: Other Significant.
Legal Authority: Pub. L. 110-325; 29 U.S.C. 794 (sec. 504 of the
Rehab. Act of 1973); E.O. 12250 (45 FR 72855)
CFR Citation: 28 CFR 39.
Legal Deadline: None.
Abstract: Section 504 of the Rehabilitation Act of 1973, as amended
(29 U.S.C. 794), prohibits discrimination on the basis of disability in
programs and activities conducted by an Executive agency. The
Department plans to revise its 504 Federally conducted regulation at 28
CFR part 39 to incorporate amendments to the statute, including the
changes in the meaning and interpretation of the applicable definition
of disability required by the ADA Amendments Act of 2008, Public Law
110-325, 122 Stat. 3553 (Sep. 25, 2008); incorporate requirements and
limitations stemming from judicial decisions; and make other non-
substantive clarifying edits, including updating outdated terminology
and references.
Statement of Need: This rule is necessary to bring the Department's
prior section 504 Federally conducted regulation, which has not been
updated in three decades, into compliance with judicial decisions
establishing rights and limitations under section 504, as well as
statutory amendments to the Rehabilitation Act, including the new
definition of disability provided by the ADA Amendments Act of 2008,
which became effective on January 1, 2009. Additionally, following the
passage of the Americans with Disabilities Act (ADA), amendments to the
Rehabilitation Act sought to ensure that the same precepts and values
embedded in the ADA were also reflected in the Rehabilitation Act. To
ensure the intended parity between the two laws, it is also necessary
to update the Federally conducted regulation to align it with the
relevant provisions of title II of the ADA. An updated Federally
conducted regulation would consolidate the existing section 504
requirements in one place for easy reference.
Summary of Legal Basis: The summary of the legal basis of authority
for this regulation is set forth above in the abstract.
Alternatives: There are no appropriate alternatives to issuing this
NPRM since it implements requirements and limitations arising from the
statute and judicial decisions.
Anticipated Cost and Benefits: Because the NPRM would incorporate
existing legal requirements and limitations in the Department's section
504 Federally conducted regulation, the Department does not anticipate
any costs from this rule.
Risks: Failure to update the Department's section 504 Federally
conducted regulation to conform to legal requirements and limitations
provided under the statute and judicial decisions will interfere with
the Department's ability to meet its non-discrimination requirements
under section 504.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/00/24
NPRM Comment Period End............. 01/00/25
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal.
Additional Information: Transferred from RIN 1190-AA60.
Agency Contact: Rebecca Bond, Chief, Disability Rights Section,
Department of Justice, Civil Rights Division, 4 Constitution Square,
150 M Street NE, Washington, DC 20002, Phone: 202 307-0663.
RIN: 1190-AA73
DOJ--CRT
152. Nondiscrimination on the Basis of Disability by State and Local
Governments; Public Right-of-Way [1190-AA77]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 42 U.S.C. 12134(a); 42 U.S.C. 12134(c)
CFR Citation: 28 CFR 35.
Legal Deadline: None.
Abstract: The Department of Justice anticipates issuing a Notice of
Proposed Rulemaking that would establish accessibility requirements to
help public entities meet their existing Americans with Disabilities
Act (ADA) obligations to ensure that sidewalks and other pedestrian
facilities in the public right-of-way are accessible to and usable by
individuals with disabilities. The Architectural and Transportation
Barriers Compliance Board (Access Board) has issued accessibility
guidelines for pedestrian facilities in the public right-of-way, and
the Department of Justice is required under the ADA to promulgate
regulations that include standards that are consistent with the Access
Board's minimum guidelines.
Statement of Need: This rule is necessary to help public entities
meet their existing ADA obligations to ensure that pedestrian
facilities in the public right-of-way are accessible to and usable by
individuals with disabilities. The Access Board intends to issue
minimum accessibility guidelines for pedestrian facilities in the
public right-of-way, and the ADA requires the Department of Justice to
include standards in its regulations implementing part A of title II of
the ADA that are consistent with the minimum ADA guidelines issued by
the Access Board. Accordingly, the Department of Justice intends to
propose requirements for pedestrian facilities covered by part A of
title II of the ADA that are consistent with the Access Board's minimum
Accessibility Guidelines for Pedestrian Facilities in the Public Right-
of-Way. These requirements would help ensure that people with
disabilities have access to sidewalks, curb ramps, pedestrian street
crossings, and other pedestrian facilities in the public right-of-way.
Summary of Legal Basis: The summary of the legal basis for this
regulation is set forth in the above abstract.
Alternatives: There are no appropriate alternatives to issuing this
NPRM because the ADA requires the Department of Justice to include
standards in its regulations implementing part A of title II of the
[[Page 9430]]
ADA that are consistent with the minimum ADA guidelines issued by the
Access Board. The Access Board's accessibility guidelines will only
become binding when the Department of Justice adopts them as legally
enforceable requirements through rulemaking.
Anticipated Cost and Benefits: The Department anticipates costs to
State and local governments given that this rule would require that
pedestrian facilities in the public right-of-way comply with the
Department's accessibility requirements under part A of title II of the
ADA. The Department also anticipates significant benefits to people
with disabilities, who would obtain greater access to sidewalks and
other pedestrian facilities in the public right-of-way.
Risks: Failure to adopt requirements for pedestrian facilities
covered by part A of title II of the ADA that are consistent with the
Access Board's minimum Accessibility Guidelines for Pedestrian
Facilities in the Public Right-of-Way would mean that such Access Board
guidelines would remain nonbinding and unenforceable. It would also
mean that the Department would not be complying with its obligation to
ensure that the standards in its regulations are consistent with the
minimum ADA guidelines issued by the Access Board.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Small Entities Affected: Governmental Jurisdictions.
Government Levels Affected: Local, State.
Federalism: Undetermined.
Agency Contact: Rebecca Bond, Chief, Disability Rights Section,
Department of Justice, Civil Rights Division, 4 Constitution Square,
150 M Street NE, Washington, DC 20002, Phone: 202 307-0663.
RIN: 1190-AA77
DOJ--CRT
153. Nondiscrimination on the Basis of Disability by State and Local
Governments: Medical Diagnostic Equipment [1190-AA78]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 42 U.S.C. 12101 et seq.
CFR Citation: 28 CFR 35.
Legal Deadline: None.
Abstract: Title II of the Americans with Disabilities Act (ADA)
requires State and local governments to provide services, programs, and
activities in a manner that is accessible to people with disabilities.
The Department will seek public comment on proposed changes to its
regulations to adopt the U.S. Architectural and Transportation Barriers
Compliance Board's (Access Board) Standards for Medical Diagnostic
Equipment (MDE) to ensure that MDE is accessible to persons with
disabilities in their participation in or benefit of services,
programs, and activities provided by public entities. The Department
previously announced that it intended to issue an ANPRM, titled
Nondiscrimination on the Basis of Disability by State and Local
Governments and Places of Public Accommodation; Equipment and Furniture
(RIN 1190-AA76) addressing possible revisions to its ADA regulations to
ensure the accessibility of equipment and furniture generally. However,
given the specialized nature of MDE, the Department has decided to
publish a separate NPRM that addresses the accessibility of MDE.
Statement of Need: MDE that is accessible to individuals with
disabilities is often critical to a public entity's ability to provide
an individual with a disability with equal access to its health care
services, programs, and activities. The Department's ADA regulations
contain the ADA Standards for Accessible Design (the ADA Standards),
which include accessibility standards for some types of fixed or built-
in equipment and furniture. However, there are no specific provisions
in the ADA Standards or the ADA regulations explicitly addressing the
accessibility of MDE. While manufacturers have begun to offer MDE that
is more accessible to and usable by people with disabilities and the
Department has sought to ensure people with disabilities have equal
access to medical care under the ADA's general regulatory provisions
through enforcement and the issuance of technical assistance, the
Department recognizes that more specific standards are necessary to
guarantee full and equal access to health care services, programs, and
activities. This rule is necessary to ensure that inaccessible MDE does
not prevent people with disabilities from accessing title II entities'
services, programs, and activities.
Summary of Legal Basis: The summary of the legal basis for this
regulation is set forth in the above abstract.
Alternatives: There are no appropriate alternatives to issuing this
NPRM. The Access Board has issued standards on MDE, but these standards
only become legally enforceable under the ADA when the Department
adopts them through a rulemaking. Alternatively, the Department could
create its own technical standards for MDE for which the Access Board
does not adopt guidelines and implement them through a rulemaking.
Anticipated Cost and Benefits: The Department anticipates costs to
covered entities (i.e., State and local governments). Entities may need
to acquire new MDE to meet technical standards that the Department
includes in its regulations. The Department also anticipates
significant benefits to people with disabilities, who may obtain
greater access to public entities' services, programs, and activities,
which may improve their health or potentially save their lives.
Risks: Failure to adopt technical standards to ensure that people
with disabilities have access to MDE in public entities' programs,
services, and activities will prevent people with disabilities from
having the full and equal access to which they are entitled. The health
of people with disabilities may suffer as a result of unequal access to
medical care.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
NPRM Comment Period End............. 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Small Entities Affected: Governmental Jurisdictions.
Government Levels Affected: Local, State.
Federalism: Undetermined.
Agency Contact: Rebecca Bond, Chief, Disability Rights Section,
Department of Justice, Civil Rights Division, 4 Constitution Square,
150 M Street NE, Washington, DC 20002, Phone: 202 307-0663.
Related RIN: Split from 1190-AA76
RIN: 1190-AA78
[[Page 9431]]
DOJ--CRT
Final Rule Stage
154. Nondiscrimination on the Basis of Disability: Accessibility of Web
Information and Services of State and Local Government Entities [1190-
AA79]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 12101 et seq.
CFR Citation: 28 CFR 35.
Legal Deadline: None.
Abstract: The Americans with Disabilities Act (ADA) states that
``no qualified individual with a disability shall, by reason of such
disability, be excluded from participation in or be denied the benefits
of services, programs, or activities of a public entity, or be
subjected to discrimination by any such entity.'' 42 U.S.C. 12132.
However, many public entities' (i.e., State and local governments')
websites and mobile apps fail to incorporate or activate features that
enable users with disabilities to access the public entity's services,
programs, and activities. The Department published a Notice of Proposed
Rulemaking (NPRM) proposing to amend its title II ADA regulation to
provide technical standards to assist public entities in complying with
their existing obligations to make their websites and mobile apps
accessible to individuals with disabilities. The Department is working
to issue a final regulation on this topic.
Statement of Need: Just as steps exclude people who use wheelchairs
from a building, inaccessible websites or mobile apps can exclude
people with a range of disabilities from accessing critical State and
local government services, programs, and activities. The Department is
proposing technical requirements to provide concrete standards to
public entities on how to fulfill their obligations under title II to
provide access to all of their services, programs, and activities that
are offered via the web or mobile apps. The Department believes the
requirements described in this rule are necessary to ensure the
equality of opportunity, full participation, independent living, and
economic self-sufficiency for individuals with disabilities as set
forth in the ADA. 42 U.S.C. 12101(a)(7). This is particularly necessary
now that public entities increasingly rely on the web and mobile apps
to provide their services, programs, and activities.
Summary of Legal Basis: The summary of the legal basis for this
regulation is set forth in the above abstract.
Alternatives: There are no appropriate alternatives to issuing this
rule. In the NPRM, the Department discussed various regulatory
proposals that would ensure full access to websites and mobile apps of
State and local governments and solicited public comments on these
proposals. The Department will continue to evaluate these proposals as
it works to issue a final regulation.
Anticipated Cost and Benefits: The Department anticipates that this
rule will be economically significant (that is, that the rule will have
an annual effect on the economy of $200 million or more, or adversely
affect in a material way the economy, a sector of the economy, the
environment, public health or safety, or State, local or tribal
governments or communities). However, the Department believes that
revising its title II rule to clarify the obligations of State and
local governments to provide accessible websites and mobile apps will
significantly increase equal access by providing citizens with
disabilities the opportunity to participate in, and benefit from, State
and local government services, programs, and activities. It will also
ensure that individuals with disabilities have access to important
services and information that are provided over the web or through
mobile apps, such as benefits applications and emergency information.
In drafting its NPRM, the Department attempted to minimize the
compliance costs to State and local governments while maximizing the
benefits of compliance to persons with disabilities and the Department
will consider public comments it received on this issue when
promulgating its final rule.
Risks: If the Department does not revise its ADA title II
regulations to address website and mobile app accessibility, persons
with disabilities in many communities will continue to be unable to
access their State and local governments' services, programs, and
activities in the same manner as citizens without disabilities, and in
some cases persons with disabilities will not be able to access those
services at all. Furthermore, State and local governments will not have
specific information about how to meet their ADA obligations with
respect to website and mobile app accessibility.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 08/04/23 88 FR 51948
NPRM Comment Period End............. 10/03/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Governmental Jurisdictions.
Government Levels Affected: Local, State.
Agency Contact: Rebecca Bond, Chief, Disability Rights Section,
Department of Justice, Civil Rights Division, 4 Constitution Square,
150 M Street NE, Washington, DC 20002, Phone: 202 307-0663.
RIN: 1190-AA79
DOJ--DRUG ENFORCEMENT ADMINISTRATION (DEA)
Proposed Rule Stage
155. Telemedicine Prescribing of Controlled Substances When the
Practitioner and the Patient Have Not Had a Prior In-Person Medical
Evaluation [1117-AB40]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 831(h); 21 U.S.C. 802(54); Pub. L. 115-
271, sec. 3232
CFR Citation: 21 CFR 1301.
Legal Deadline: Final, Statutory, October 24, 2019.
Abstract: The Ryan Haight Online Pharmacy Consumer Protection Act
of 2008 (the Act) (Pub. L. 110-425) was enacted on October 15, 2008,
and amended the Controlled Substances Act by adding various provisions
to prevent the illegal distribution and dispensing of controlled
substances by means of the internet. Among other things, the Act
required an in-person medical evaluation as a prerequisite to
prescribing or otherwise dispensing controlled substances by means of
the internet, except in the case of practitioners engaged in the
practice of telemedicine. The definition of the ``practice of
telemedicine'' includes seven distinct categories that involve
circumstances in which the prescribing practitioner might be unable to
satisfy the Act's in-person medical evaluation requirement yet
nonetheless has sufficient medical information to prescribe a
controlled substance for a legitimate medical purpose in the usual
course of professional practice. One specific category within the Act's
definition of the ``practice of telemedicine'' includes ``a
practitioner who has obtained from the [DEA Administrator] a special
registration
[[Page 9432]]
under [21 U.S.C. 831(h)].'' 21 U.S.C. 802(54)(E). The Act also
specifies certain criteria that the DEA must consider when evaluating
an application for such a registration. However, the Act contemplates
that the DEA must issue regulations to effectuate this special
registration provision.
After publishing an NPRM on March 1, 2023, and in response to the
large volume of comments received, DEA has since published a Notice of
Meeting to invite all interested persons, including medical
practitioners, patients, pharmacy professionals, industry members, law
enforcement, stakeholders, community leaders, and other third parties,
to participate in listening sessions held on September 12 and 13, 2023.
The additional feedback received will assist DEA in potential
rulemaking.
Statement of Need: In light of the information and feedback
received in public comments to the NPRM published on March 1, 2023, DEA
is considering a new NPRM on Telemedicine Prescribing of Controlled
Substances when the Practitioner and the Patient Have Not Had a Prior
In-Person Medical Evaluation in order to promulgate effective
regulations responsive to the general public and industry concerns.
Summary of Legal Basis: DEA implements and enforces the CSA and the
Controlled Substances Import and Export Act, (21 U.S.C. 801-971), as
amended. DEA publishes the implementing regulations for these statutes
in 21 CFR parts 1300 to end. These regulations are designed to ensure a
sufficient supply of controlled substances for medical, scientific, and
other legitimate purposes, and to deter the diversion of controlled
substances for illicit purposes.
As mandated by the CSA, DEA establishes and maintains a closed
system of control for manufacturing, distribution, and dispensing of
controlled substances, and requires any person who manufactures,
distributes, dispenses, imports, exports, or conducts research or
chemical analysis with controlled substances to register with DEA,
unless they meet an exemption, pursuant to 21 U.S.C. 822. The CSA
further authorizes the Administrator to promulgate regulations
necessary and appropriate to execute the functions of subchapter I
(Control and Enforcement) and subchapter II (Import and Export) of the
CSA. 21 U.S.C. 871(b), 958(f).
Alternatives: DEA is considering various alternatives, particularly
the proposed requirements outlined in the March 1, 2023 NPRM.
Anticipated Cost and Benefits: DEA anticipates this rule will not
be economically significant (that is, that the rule will not have an
annual effect on the economy of $200 million or more, or adversely
affect in a material way the economy, a sector of the economy,
productivity, competition, jobs, the environment, public health or
safety, or State, local, territorial, or tribal governments or
communities). DEA believes the rule will reduce the cost of providing
and receiving medical care, increasing access, particularly for those
patients where an in- person medical evaluation is difficult, such as
patients in rural areas and with disabilities.
Risks: Failing to issue a rule on telemedicine would interfere with
DEA's mission to prevent, detect, and investigate the diversion of
controlled pharmaceuticals and listed chemicals from legitimate sources
while ensuring an adequate and uninterrupted supply for legitimate
medical, commercial, and scientific needs.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 03/01/23 88 FR 12875
NPRM Comment Period End............. 03/31/23
Temporary Rule...................... 05/10/23 88 FR 30037
Temporary Rule Effective............ 05/11/23
Second Temporary Rule............... 10/10/23 88 FR 69879
Second Temporary Rule Effective..... 11/11/23
NPRM................................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Additional Information: DEA Docket number 407.
URL For More Information: [email protected].
URL For Public Comments: www.regulations.gov.
Agency Contact: Scott A. Brinks, Section Chief, Regulatory Drafting
and Support Section, Diversion Control Division, Department of Justice,
Drug Enforcement Administration, 8701 Morrissette Drive, Springfield,
VA 22152, Phone: 571 362-8209, Email: [email protected].
RIN: 1117-AB40
DOJ--DEA
156. Import/Export and Domestic Transactions of Tableting and
Encapsulating Machines [1117-AB80]
Priority: Other Significant.
Legal Authority: 21 U.S.C. 802; 21 U.S.C. 821; 21 U.S.C. 822; 21
U.S.C. 827; 21 U.S.C. 830; 21 U.S.C. 871; 21 U.S.C. 951
CFR Citation: 21 CFR 1300.02; 21 CFR 1310.05(b)(2); 21 CFR 1310.07.
Legal Deadline: None.
Abstract: This regulation would amend the reporting requirements
found at 21 CFR 1310.05(b)(2) mandating notification to DEA of domestic
transactions involving tableting and encapsulating machines 15-days
before the seller ships the machine. The draft regulation also would
amend the definitions of a tableting machine and an encapsulating
machine to include parts thereof. Finally, the draft regulation seeks
to modernize customer verification requirements for transactions and
proposes modifications to DEA Form 452 to improve tracking of
transactions of tableting and encapsulating machines.
Statement of Need: In order to combat the opioid epidemic currently
fueled by counterfeit pills, it is necessary for DEA to amend the
reporting requirements for all imports, exports and domestic
transactions involving tableting and encapsulating machines and their
parts. The proposed amendments to Form 452 are intended to capture more
details about all transactions to allow DEA to closely monitor these
machines and parts as they move throughout the United States.
Additionally, this amended rule proposes to modify the verification
methods for regulated persons transacting tableting and encapsulating
machines, to reflect modern technological methods (e.g., internet
search). The proposed rule amendments will minimize the diversion of
tableting and encapsulating machines which will reduce the illegal
manufacturing of illicit drugs.
Summary of Legal Basis: DEA implements and enforces the CSA and the
Controlled Substances Import and Export Act, (21 U.S.C. 801-971), as
amended. DEA publishes the implementing regulations for these statutes
in 21 CFR parts 1300 to end. These regulations are designed to ensure a
sufficient supply of controlled substances for medical, scientific, and
other legitimate purposes, and to deter the diversion of controlled
substances for illicit purposes.
As mandated by the CSA, DEA establishes and maintains a closed
system of control for manufacturing, distribution, and dispensing of
controlled substances, and requires any person who manufactures,
distributes, dispenses, imports, exports, or conducts research or
chemical analysis with controlled substances to register with
[[Page 9433]]
DEA, unless they meet an exemption, pursuant to 21 U.S.C. 822. The CSA
further authorizes the Administrator to promulgate regulations
necessary and appropriate to execute the functions of subchapter I
(Control and Enforcement) and subchapter II (Import and Export) of the
CSA. 21 U.S.C. 871(b), 958(f).
Alternatives: There are no appropriate alternatives to issuing this
NPRM. This NPRM is being issued in accordance with statutory
requirements.
Anticipated Cost and Benefits: DEA anticipates this rule will not
be economically significant (that is, that the rule will not have an
annual effect on the economy of $200 million or more, or adversely
affect in a material way the economy, a sector of the economy,
productivity, competition, jobs, the environment, public health or
safety, or State, local, territorial, or tribal governments or
communities). DEA believes the rule will reduce the time necessary to
properly complete and process the required forms for import and export
of tabulation and encapsulation machines, reducing delays, while
increasing the number of submissions. Any change to cost is expected to
be de minimis.
Risks: If this rule is not amended, tableting and encapsulating
machines that enter U.S. ports have a greater chance of being diverted
and used to illegally manufacture illicit drugs.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Additional Information: DEA Docket number 739.
URL For More Information: [email protected].
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Scott A. Brinks, Section Chief, Regulatory Drafting
and Support Section, Diversion Control Division, Department of Justice,
Drug Enforcement Administration, 8701 Morrissette Drive, Springfield,
VA 22152, Phone: 571 362-8209, Email: [email protected].
RIN: 1117-AB80
DOJ--EXECUTIVE OFFICE FOR IMMIGRATION REVIEW (EOIR)
Proposed Rule Stage
157. Clarifying Definitions and Analyses for Fair and Efficient Asylum
and Other Protection Determinations [1125-AB13]
Priority: Other Significant.
Legal Authority: 8 U.S.C. 1101(a)(42); 8 U.S.C. 1158; 8 U.S.C.
1225; 8 U.S.C. 1231 and 1231 note; Executive Order 14010, 86 FR 8267
(Feb. 2, 2021)
CFR Citation: 8 CFR 208; 8 CFR 235; 8 CFR 244; 8 CFR 1208; 8 CFR
1244.
Legal Deadline: None.
Abstract: This rule proposes to amend Department of Homeland
Security (DHS) and Department of Justice (DOJ) (collectively, ``the
Departments'') regulations that govern eligibility for asylum and
withholding of removal. The amendments focus on portions of the
regulations that address the definitions of membership in a particular
social group and the interpretation of several other elements of
eligibility for asylum that are often determinative in particular
social group claims, including the requirements of a failure of State
protection and determinations about whether persecution is on account
of a protected ground. The rule will also propose to republish, modify
or rescind portions of the Procedures for Asylum and Withholding of
Removal; Credible Fear and Reasonable Fear Review final rule (RINs
1125-AA94 and 1615-AC42).
This rule is consistent with Executive Order 14010 of February 2,
2021, which directs the Departments to promulgate joint regulations,
consistent with applicable law, addressing the circumstances in which a
person should be considered a member of a particular social group.
Statement of Need: This rule provides guidance on a number of key
interpretive issues of the refugee definition used by adjudicators
deciding asylum and withholding of removal (withholding) claims. The
interpretive issues include whether persecution is inflicted on account
of a protected ground, the requirements for establishing the failure of
State protection, and the parameters for defining membership in a
particular social group. This rule will aid in the adjudication of
claims made by applicants whose claims fall outside of the rubric of
the protected grounds of race, religion, nationality, or political
opinion. One example of such claims that often fall within the
particular social group ground concerns people who have suffered or
fear domestic violence. This rule is expected to consolidate issues
raised in a proposed rule in 2000 and to address issues that have
developed since the publication of the proposed rule. This rule should
provide greater stability and clarity in this important area of the
law. This rule will also provide guidance to the following
adjudicators: USCIS asylum officers, DOJ Executive Office for
Immigration Review (EOIR) immigration judges, and members of the EOIR
Board of Immigration Appeals.
Furthermore, on February 2, 2021, President Biden issued Executive
Order 14010 that directs DOJ and DHS [to] promulgate joint regulations,
consistent with applicable law, addressing the circumstances in which a
person should be considered a member of a ``particular social group,''
as that term is used in 8 U.S.C. 1101(a)(42)(A), as derived from the
1951 Convention relating to the Status of Refugees and its 1967
Protocol.
Summary of Legal Basis: The purpose of this rule is to provide
guidance on certain issues that have arisen in the context of asylum
and withholding adjudications. The 1951 Geneva Convention relating to
the Status of Refugees contains the internationally accepted definition
of a refugee. United States immigration law incorporates an almost
identical definition of a refugee as a person outside his or her
country of origin ``who is unable or unwilling to return to, and is
unable or unwilling to avail himself or herself of the protection of,
that country because of persecution or a well-founded fear of
persecution on account of race, religion, nationality, membership in a
particular social group, or political opinion.'' Section 101(a)(42) of
the Immigration and Nationality Act.
Alternatives: Because this rulemaking is mandated by executive
order, there are no feasible alternatives at this time.
Anticipated Cost and Benefits: DOJ and DHS are currently
considering the specific cost and benefit impacts of the proposed
provisions.
Risks: Without this rulemaking, the circumstances by which a person
is considered a member of a particular social group will continue to be
subject to judicial and agency interpretation, which may differ by
circuit.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Additional Information: RIN 1125-AB14 ``Procedures for Asylum and
[[Page 9434]]
Withholding of Removal, Credible Fear and Reasonable Fear Review'' has
been consolidated into this RIN.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Raechel Horowitz, Chief, Immigration Law Division,
Office of Policy, Department of Justice, Executive Office for
Immigration Review, 5107 Leesburg Pike, Suite 1800, Falls Church, VA
22041, Phone: 703 305-0289, Email: [email protected].
Related RIN: Related to 1125-AA94, Related to 1615-AC65, Related to
1615-AC42
RIN: 1125-AB13
DOJ--EOIR
158. Appellate Procedures and Decisional Finality in Immigration
Proceedings; Administrative Closure [1125-AB18]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 301; 6 U.S.C. 521; 8 U.S.C. 1101; 8
U.S.C. 1103; 8 U.S.C. 1154-1155; 8 U.S.C. 1158; 8 U.S.C. 1182; 8 U.S.C.
1226; 8 U.S.C. 1229; 8 U.S.C. 1229a; 8 U.S.C. 1229b; 8 U.S.C. 1229c; 8
U.S.C. 1231; 8 U.S.C. 1254a; 8 U.S.C. 1255; 8 U.S.C. 1324d; 8 U.S.C.
1330; 8 U.S.C. 1361-1362; 28 U.S.C. 509-510; 28 U.S.C. 1746; sec. 2
Reorg. Plan No. 2 of 1950, 3 CFR 1949-1953, Comp. p. 1002; sec. 203 of
Pub. L. 105-100, 111 Stat. 2196-200; secs. 1506 and 1510 of Pub. L.
106-386, 114 Stat. 1527-29, 1531-32; sec. 1505 of Pub. L. 106-554, 114
Stat. 2763A-326 to -328
CFR Citation: 8 CFR 1003; 8 CFR 1239; 8 CFR 1240; . . .
Legal Deadline: None.
Abstract: On December 16, 2020, by a rule titled Appellate
Procedures and Decisional Finality in Immigration Proceedings;
Administrative Closure (RIN 1125-AA96) the Department of Justice
(Department) amended its regulations regarding finality of case
disposition at both the immigration court and appellate levels. The
Department is planning to modify or rescind those regulations and to
clarify the authority of immigration judges and the Board of
Immigration Appeals (BIA) to administratively close, terminate,
dismiss, and sua sponte reopen and reconsider a case.
Statement of Need: On December 16, 2020, the Department amended the
regulations related to processing of appeals and EOIR adjudicator
authority to administratively close cases. Appellate Procedures and
Decisional Finality in Immigration Proceedings; Administrative Closure,
85 FR 81588 (RIN 1125-AA96). The Department has reconsidered its
position on those matters and proposed to revise the regulations
accordingly and make other related amendments. This proposed rule will
clarify immigration judge and the Board authority, including clarifying
general authority to administratively close, terminate, or dismiss a
case under certain circumstances and the authority to sua sponte reopen
and reconsider cases. The proposed rule also revises Board of
Immigration Appeals standards involving adjudication timelines,
briefing schedules, self-certification, remands, background checks,
administrative notice, and voluntary departure. Moreover, the proposed
rule rescinds the EOIR Director's authority to issue decisions in
certain cases, rescinds procedures for immigration judges to certify
cases for quality assurance, and revises procedures for background
checks, remand procedures for adjudication of voluntary departure, and
for the forwarding of the record on appeal, as well as other minor
revisions. The Department believes that this proposed rule is needed to
provide guidance to EOIR adjudicators about the necessary or
appropriate exercise of their general authorities to promote fairness
and efficiency in proceedings.
Summary of Legal Basis: The Attorney General has general authority
under 8 U.S.C. 1103(g) to establish regulations related to the
immigration and naturalization of noncitizens. Thus, this proposed rule
utilizes such authority to propose revisions to the regulations
regarding administrative determinations in immigration proceedings and
the authorities of EOIR adjudicators.
Alternatives: The December 2020 rule, 85 FR 81588 (Dec. 16, 2020),
was enjoined nationwide in March 2021. Nat'l Immigrant Just. Ctr. et
al., v. EOIR et al., 21-CV-0056 (D.D.C. Jan 14, 2021). Unless the
Department relies on litigation, there are no feasible alternatives to
revising the regulations. Relying on litigation could be extremely time
consuming and may introduce confusion as to whether the regulation is
in effect. Thus, the Department considers this alternative to be an
inadequate and inadvisable course of action.
Anticipated Cost and Benefits: The Department is largely
reinstating the briefing schedules and other appellate procedures that
the December 2020 rule revised. As stated in the December 2020 rule, 85
FR at 81650, the basic briefing procedures have remained across rules;
thus, the Department believes the costs to the public will be
negligible, if any, given that costs will revert back to those
established for decades prior to the December 2020 rule. The proposed
rule imposes no new additional costs, as much of the proposed rule
involves internal case processing. For those provisions that constitute
more than simple internal case processing measures, such as the
amendments to the EOIR adjudicator's administrative closure and
termination authority, they likewise would not impose significant costs
to the public. Indeed, such measures would generally reduce costs, as
they facilitate and reintroduce various mechanisms for fair, efficient
case processing.
Risks: Without this rulemaking, the regulations will remain
enjoined pending litigation (as described in the Alternatives section).
This is inadvisable, as litigation typically takes an inordinate time
to conclude. The Department strongly prefers proactively addressing the
regulations through this proposed rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/08/23 88 FR 62242
NPRM Comment Period End............. 11/07/23
Final Action........................ 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Additional Information: Related to EOIR Docket No. 19-0022.
URL For More Information: https://www.regulations.gov.
URL For Public Comments: https://www.regulations.gov.
Agency Contact: Raechel Horowitz, Chief, Immigration Law Division,
Office of Policy, Department of Justice, Executive Office for
Immigration Review, 5107 Leesburg Pike, Suite 1800, Falls Church, VA
22041, Phone: 703 305-0289, Email: [email protected].
Related RIN: Related to 1125-AA96
RIN: 1125-AB18
DOJ--EOIR
159. Hearing Requirements and Application Procedures for Asylum and
Related Protection [1125-AB22]
Priority: Other Significant.
Legal Authority: 8 U.S.C. 1103(g); 8 U.S.C. 1158; 8 U.S.C. 1229a
CFR Citation: 8 CFR 1208.13; 8 CFR 1208.14; 8 CFR 1240.11.
Legal Deadline: None.
Abstract: On December 16, 2020, by the rule titled Procedures for
Asylum and Withholding of Removal (RIN 1125-
[[Page 9435]]
AA93) the Department of Justice (Department) amended the regulations
governing the adjudication of applications for asylum and related
protection before EOIR, including requirements for filing a complete
application and consequences for filing an incomplete application,
filing and adjudication timelines for asylum and related protection in
certain proceedings before EOIR, and amendments related to the
information an immigration judge may consider when adjudicating
applications for asylum and related protection. To revise the
regulations related to EOIR adjudicatory procedures for asylum and
related protection, the Department initially considered two separate
rulemakings to generally require immigration judges to hold evidentiary
hearings for asylum and related protection before adjudicating such
applications (RIN 1125-AB22) and to reconsider the provisions that
focus on the filing and adjudication of such applications (RIN 1125-
AB15). After determining that these regulatory actions both relate to
the procedures for adjudicating applications for asylum and related
protection, the Department has decided to combine the two regulatory
actions into a single rulemaking under RIN 1125-AB22 to rescind or
modify the regulatory revisions made by Procedures for Asylum and
Withholding of Removal (RIN 1125-AA93) and clarify that immigration
judges must generally conduct an evidentiary hearing prior to
adjudicating an application for asylum or related protection,
consistent with Matter of E-F-H-L-, 26 I&N Dec. 319 (BIA 2014).
Statement of Need: This proposed rule will revise the regulations
related to adjudicatory procedures for asylum and withholding of
removal, including changes to asylum evidentiary hearings and
pretermission of such applications. On December 16, 2020, the
Department amended the regulations governing asylum and withholding of
removal, including changes to what must be included with an application
for it to be considered complete and the consequences of filing an
incomplete application, and changes related to the 180-day asylum
adjudications clock. Procedures for Asylum and Withholding of Removal,
85 FR 81698 (RIN 1125-AA93). In light of Executive Orders 14010 and
14012, 86 FR 8267 (Feb. 2, 2021) and 86 FR 8277 (Feb. 2, 2021), the
Department reconsidered its position on those matters and now issues
this proposed rule to revise the regulations accordingly.
Summary of Legal Basis: The Attorney General has general authority
under 8 U.S.C. 1103(g) to establish regulations related to the
immigration and naturalization of noncitizens. More specifically, under
8 U.S.C. 1158(d)(5)(B), the Attorney General has authority to provide
by regulation additional conditions and limitations consistent with the
INA for the consideration of asylum applications. Thus, this proposed
rule utilizes such authority to propose revisions to the regulations
related to EOIR adjudicatory procedures for asylum and withholding of
removal pursuant, in part, to 8 U.S.C. 1229a(c)(4)(B).
Alternatives: The December 2020 rule, 85 FR 81698 (Dec. 16, 2020),
was enjoined nationwide in January 2021. See Nat'l Immigrant Just. Ctr.
et al., v. EOIR et al., 21-CV-0056 (D.D.C. Jan 14, 2021). Unless the
Department relies on litigation, there are no feasible alternatives to
revising the regulations. Relying on litigation could be extremely time
consuming and may introduce confusion as to whether the regulation is
in effect. Additionally, without this proposed rule, the Department
would have to rely on an uncertain legal and procedural landscape
related to evidentiary hearings and pretermission. Thus, the Department
considers this alternative to be an inadequate and inadvisable course
of action.
Anticipated Cost and Benefits: The Department believes this
proposed rule will not be economically significant. This proposed rule
imposes no new additional costs to the Department or to respondents:
respondents have always been required to submit complete asylum
applications in order to have them adjudicated, and immigration judges
have always maintained the authority to set deadlines. In addition,
this proposed rule proposes no new fees. Additionally, evidentiary
hearings for asylum and related protection are generally standard
practice. Thus, the Department believes that the costs to the public
will be negligible. Any new minimal cost would be limited to the cost
of the public familiarizing itself with the proposed rule, although, as
previously stated, the proposed rule restores most of the regulatory
language to that which was in effect before the December 2020 rule.
Further, an immigration judge's ability to set filing deadlines is
already established by regulation, and filing deadlines for both
applications and supporting documents are already well-established
aspects of immigration court proceedings guided by regulations and the
Office of the Chief Immigration Judge Practice Manual. Thus, the
Department expects little in the proposed rule to require extensive
familiarization.
Risks: Without this rulemaking, the regulations will remain
enjoined pending litigation (as described in the Alternatives section).
This is inadvisable, as litigation is unpredictable and often takes a
long time to conclude. The Department strongly prefers proactively
addressing the regulations through this proposed rule. Additionally,
without this rulemaking, there will be a lack of clarity as to whether
asylum hearings on the merits are a general practice or whether asylum
applicants are generally entitled to such hearings.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Additional Information: Former RIN 1125-AB15 merged into this
rulemaking.
URL For More Information: https://regulations.gov.
URL For Public Comments: https://regulations.gov.
Agency Contact: Raechel Horowitz, Chief, Immigration Law Division,
Office of Policy, Department of Justice, Executive Office for
Immigration Review, 5107 Leesburg Pike, Suite 1800, Falls Church, VA
22041, Phone: 703 305-0289, Email: [email protected].
RIN: 1125-AB22
DOJ--EOIR
160. Clarifying and Revising Custody Determination Procedures for
Noncitizens Subject to Discretionary Detention (INA 236(a)/8 U.S.C.
1226 Detention) [1125-AB27]
Priority: Other Significant.
Legal Authority: 8 U.S.C. 1101; 8 U.S.C. 1103; 8 U.S.C. 1226; . . .
CFR Citation: 8 CFR 1003.19; 8 CFR 1236.1; 8 CFR 236.1; 8 CFR
236.7; 8 CFR 1236.7; 8 CFR 1240.10; 8 CFR 1003.8; . . .
Legal Deadline: None.
Abstract: The Department of Homeland Security (DHS), U.S.
Immigration and Customs Enforcement (ICE) and the Department of Justice
(DOJ) Executive Office for Immigration Review (EOIR) (collectively, the
Departments) are planning to amend the regulations that govern
detention and release determinations for noncitizens subject to the
custody provisions in section 236 of the Immigration and Nationality
Act (Act), 8 U.S.C. 1226(a). The goal of the proposed regulation
[[Page 9436]]
would be to clarify the scope and applicability of section 236(a) of
the Act, 8 U.S.C. 1226(a), and address the burden and standard of proof
for continued detention at initial custody determinations and any
custody redetermination hearings. This rulemaking is consistent with
Executive Order 14058, which directs agencies to take actions that
improve service delivery and customer experience by decreasing
administrative burdens, enhancing transparency, and improving the
efficiency and effectiveness of government.
Statement of Need: The proposed rule is needed to bring clarity and
uniformity to the procedures governing ICE initial custody decisions
and IJ bond hearings for noncitizens subject to discretionary detention
under INA 236(a). This rule will also revise the procedures for
determining whether a noncitizen is properly subject to INA 236(c)
detention. Additionally, this rule will clarify the detention authority
that applies during the petition for review process for certain
noncitizens seeking judicial review of their removal orders. Lastly,
the proposed rule will make organizational changes to the structure of
the EOIR regulations governing custody redetermination hearings and
address outdated provisions in the Departments' custody and bond
regulations. The Departments believe this rulemaking will help address
issues that frequently arise in litigation brought by noncitizens
challenging the Departments' existing custody and bond hearing
procedures and it may also help to resolve differing interpretations
among Federal circuit courts.
Summary of Legal Basis: The Attorney General has general authority
under 8 U.S.C. 1103(g) to establish regulations related to the
immigration and naturalization of noncitizens. More specifically, under
section 441 of the Homeland Security Act (HSA), the Attorney General
transferred the authority to oversee broad immigration enforcement
functions, including detention and removal, to DHS. Additionally,
pursuant to HSA 1101(a), the Attorney General retains and shares with
DHS the authority to detain or authorize bond for noncitizens under INA
236(a).
Alternatives: Unless the Departments rely on piecemeal litigation
to resolve the various issues that arise with respect to the existing
custody and bond hearing procedures, there are no feasible alternatives
to this rulemaking.
Anticipated Cost and Benefits: DOJ and DHS are currently
considering the specific cost and benefit impacts of the proposed
provisions.
Risks: Without this rulemaking, the procedures and standards
governing ICE custody procedures and IJ bond hearings will continue to
be subject to litigation and judicial interpretation which results in a
lack of nationwide uniformity. Moreover, the Departments are concerned
that the current regulatory framework risk allocating ICE's scarce
detention resources on noncitizens whose flight risk, if any, could be
managed effectively in the community, rather than on those whose
detention is necessary. The Departments strongly prefer proactively
addressing the regulations through this proposed rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Federal.
Agency Contact: Raechel Horowitz, Chief, Immigration Law Division,
Office of Policy, Department of Justice, Executive Office for
Immigration Review, 5107 Leesburg Pike, Suite 1800, Falls Church, VA
22041, Phone: 703 305-0289, Email: [email protected].
RIN: 1125-AB27
BILLING CODE 4410-BP-P
U.S. DEPARTMENT OF LABOR
Fall 2023 Statement of Regulatory Priorities
Introduction
The Department's Fall 2023 Regulatory Agenda represents Acting
Secretary Su's commitment to build a worker-centric economy and good
jobs that change lives. These rules will advance the Department's
mission to foster, promote, and develop the welfare of the wage
earners, job seekers, and retirees of the United States; improve
working conditions; advance opportunities for profitable employment;
and assure work-related benefits and rights. Under Acting Secretary
Su's leadership, the Department's rulemaking is focused on centering
workers and improving job quality, empowering and protecting workers
and their families, and promoting equity in opportunity and pathways to
good jobs for all workers.
Since the start of the Biden Administration, the Department of
Labor has pursued rulemaking to advance the Administration's
priorities. To create and sustain good jobs, the Department has focused
rulemaking on worker health and safety, fair wages, and supporting
unions and workers who are organizing unions. The Department is
advancing equity and supporting marginalized communities through
rulemaking that bolsters protections for workers from discrimination.
To tackle the climate crisis, the Department is pursuing a rulemaking
on heat illness prevention in the workplace. Under the Administration's
priority to improve service delivery, customer experience and reduce
administrative burdens, the Department continues to regulate employer-
provided retirement security and health care. These include the
following rulemakings:
We issued a Final Rule to update the regulations
implementing Davis-Bacon and Related Acts--the most comprehensive
review of the regulation in 40 years--to ensure employers on federally
funded or assisted construction projects pay locally prevailing wages
to construction workers. The Final Rule will speed up prevailing wage
updates, creating efficiencies in the current system and ensuring that
prevailing wages keep up with actual wages. Over time, this would mean
higher wages for workers, which is especially important given the
administration's investments under the Investing in America Agenda.
We finalized the rescission of certain provisions related
to the religious exemption for federal contractors and subcontractors.
The rescission returned OFCCP to its longstanding approach of ensuring
that the religious exemption contained in Executive Order 11246 is
applied consistently with nondiscrimination principles of Title VII of
the Civil Rights Act of 1964, as amended. The rescission reaffirmed
nondiscrimination protections for employees of federal contractors.
We finalized the rulemaking to modify the agency's
procedures for using resources strategically to remove barriers to
equal employment opportunity. The rule strengthened OFCCP's ability to
resolve potential employment discrimination at federal contractor
workplaces, which created hurdles to effective enforcement.
We issued a Final Rule that requires employers to check a
box disclosing whether they are federal contractors or subcontractors
on their ``LM-10'' forms, which are filed if they hire a consultant to
persuade their workers about labor relations activities or to
``surveil'' employees or unions involved in a labor dispute.
We issued a proposed rule to amend the existing standards
to better
[[Page 9437]]
protect miners against occupational exposure to respirable crystalline
silica, a carcinogenic hazard, and to improve respiratory protection
for all airborne hazards.
We issued a proposed rule to provide guidance that would
help employers and workers determine whether a worker is an employee or
an independent contractor under the Fair Labor Standards Act. The
proposed rule would combat employee misclassification that leads to
workers being denied their rights and protections under federal labor
standards.
Along with the Departments of Treasury and Health and
Human Services, we issued a Final Rule implementing the No Surprises
Act, which aims to protect consumers against surprise medical bills.
The Final Rule makes certain medical claims payment processes more
transparent for providers and clarifies the process for providers and
health insurance companies to resolve their disputes.
Also, with the Departments of Treasury of Health and Human
Services, we issued proposed rules to better ensure that people seeking
coverage for mental health and substance use disorder care can access
treatment as easily as people seeking coverage for medical treatments.
The proposed rules aim to fully protect the rights of people seeking
mental health and substance use disorder benefits, under the Mental
Health Parity and Addition Equity Act, and to provide clear guidance to
plans and issuers on how to comply with the law's requirements.
The 2023 Regulatory Plan highlights the Labor Department's most
noteworthy and significant rulemaking efforts, with each addressing the
top priorities of its regulatory agencies: Employee Benefits Security
Administration (EBSA), Employment and Training Administration (ETA),
Mine Safety and Health Administration (MSHA), Office of Federal
Contract Compliance Programs (OFCCP), Occupational Safety and Health
Administration (OSHA), Office of Workers' Compensation Programs (OWCP),
and Wage and Hour Division (WHD). These regulatory priorities exemplify
the Acting Secretary's vision to center workers in the economy; protect
workers' rights, wages and safety on the job; and promote equity, job
quality, and pathways to good jobs for all workers, especially those
who have historically been left behind.
The Department's regulatory priorities also reflect our robust
engagement process with stakeholders and our strong culture of
evidence-based decision making. Through regular stakeholder meetings,
public hearings, Small Business Advocacy Review Panels, and public
comments on proposed regulations, the Department engages with diverse
stakeholders to seek input on our regulatory agenda overall or feedback
on proposed rules. We intentionally seek input from members of the
public who have not typically participated in the regulatory process,
including workers with disabilities, union members, small businesses,
low-paid workers, and immigrant workers, both as a Department and in
cooperation with federal partners like the SBA Office of Advocacy.
Among the specific rules described below, we include further details on
previous stakeholder engagement and future opportunities for
stakeholder engagement.
Centering Workers and Improving Job Quality
The Department's regulatory priorities reflect the Acting
Secretary's focus on centering workers in the economy and improving job
quality. This means protecting workers right to organize and form a
union and ensuring the creation of good jobs by upholding strong labor
and equity standards across every aspect of hiring and employment.
WHD will finalize updates to the executive,
administrative, and professional exemption for the Fair Labor Standards
Act. Updating the salary threshold would ensure that middle class jobs
pay middle class wages, extending important overtime pay protections to
millions of workers and raising their pay. Prior to issuing the
proposed rule, the Department conducted 27 virtual listening sessions
around the country with more than 2,000 participants to gather
information and input about possible changes to the overtime
regulations. In addition to reaching out to national stakeholders, the
Wage and Hour Division conducted 10 regional listening sessions for
workers and worker advocates as well as employers and business leaders.
This was an important and valuable step in the regulatory development
process.
WHD will finalize regulations that offer certain employees
employed under the federal service contracts a right of first refusal
of employment when contracts change over, thereby promoting the
retention of skilled workers in the federal services workforce.
Empowering and Protecting Workers and Their Families
The Department's regulatory priorities reflect the Acting
Secretary's focus on protecting workers' rights, wages and safety on
the job and fighting discrimination in the workplace. This means
leveling the playing field for America's workers by ensuring all
workers get the wages they've earned, especially those in low-wage and
historically underserved communities.
WHD will finalize regulations that address and clarify the
distinction between employees and independent contractors under the
Fair Labor Standards Act. This proposed rule also benefited from
extensive stakeholder engagement prior to its issuance.
ETA is proposing regulations that will ensure that H-2
visa programs promote worker voice and worker protections.
Under this priority, the Department is also focusing on
safeguarding workers' hard-earned benefits and pensions and ensuring
access to health benefits, including mental health and substance use
disorder benefits.
EBSA will finalize joint rulemaking with the Departments
of Health and Human Services and Treasury, implementing the Mental
Health Parity and Addiction Equity Act (MHPAEA) will promote compliance
and address amendments to the Act from the Consolidated Appropriations
Act of 2021 to ensure parity of mental health and substance abuse
disorder benefits so workers can access mental health care as easily as
other types of care.
EBSA, along with the Departments of Human and Human
Services and Treasury, will finalize joint rulemaking regarding
coverage of certain preventive services under the Affordable Care Act,
which would establish a new pathway for individuals to obtain
contraceptive services at no cost.
EBSA is proposing regulations to reevaluate the criteria
for a group or association of employers to be able to sponsor a
multiple employer group health plan.
EBSA is proposing to update the definition of the term
``fiduciary'' for a retirement plan to ensure retirement savers get
sound investment advice free from conflicts of interest.
The Department's health and safety regulatory proposals are aimed
at eliminating preventable workplace injuries, illnesses, and
fatalities. Workplace safety also protects workers' economic security,
ensuring that illness and injury do not force families into poverty.
Our efforts will prevent workers from having to choose between their
lives and their livelihood.
OSHA will propose an Infectious Diseases rulemaking to
protect employees in healthcare and other high-risk environments from
exposure to and
[[Page 9438]]
transmission of persistent and new infectious diseases, ranging from
ancient scourges such as tuberculosis to newer threats such as Severe
Acute Respiratory Syndrome (SARS), the 2019 Novel Coronavirus (COVID-
19), and other diseases.
OSHA will complete small business consultations as its
next step in advancing rulemaking on heat illness prevention to protect
workers from heat hazards in the workplace. Increased temperatures are
posing a serious threat to workers laboring outdoors and in non-climate
controlled indoor settings. Exposure to excessive heat is not only a
hazard in itself, causing heat illness and even death; it is also an
indirect hazard linked to the loss of cognitive skills which can also
lead to workplace injuries and worker deaths. Protecting workers will
help to save lives while we confront the growing threat of climate
change.
OSHA will propose regulations that update standards for
emergency response and preparedness to reflect the full range of
hazards or concerns currently facing emergency responders and other
workers providing skilled support and the major changes in performance
specifications for protective clothing and equipment.
MSHA will finalize a new silica standard to effectively
address health hazards and prevent irreversible diseases with a goal of
ensuring that all miners are safe at their workplaces.
MSHA will finalize a rule establishing that mine operators
must develop and implement a written safety program for mobile and
power haulage equipment used at surface mines and surface areas of
underground mines, in order to reduce accidents and provide safer
workplaces for miners.
Promoting Equity in Opportunity and Pathways to Good Jobs for All
Workers
The Department's regulatory priorities reflect the Acting
Secretary's focus on promoting access to good jobs free from
discrimination and harassment, especially for those who have
historically been left behind, and growing the workforce that brings in
all of America, with a focus on expanding opportunities for women and
people of color.
ETA will ensure job-seekers can more easily get the
support they need by issuing final rules updating the Wagner-Peyser
Employment Service regulations.
ETA is focused on apprenticeship and is proposing
regulations for a National Apprenticeship System that is more
responsive to worker and employer needs. This proposed rule was
extensively informed by the deliberations of the Department's
reconstituted Advisory Committee on Apprenticeships.
DOL--WAGE AND HOUR DIVISION (WHD)
Proposed Rule Stage
161. Defining and Delimiting the Exemptions for Executive,
Administrative, Professional, Outside Sales, and Computer Employees
[1235-AA39]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect the private sector under
Public Law 104-4.
Legal Authority: 29 U.S.C. 201 et seq.; 29 U.S.C. 213
CFR Citation: 29 CFR 541.
Legal Deadline: None.
Abstract: The Department of Labor (Department) proposes updating
and revising the regulations issued under the Fair Labor Standards Act
implementing the exemptions from minimum wage and overtime pay
requirements for executive, administrative, professional, outside
sales, and computer employees. Significant proposed revisions include
increasing the standard salary level to the 35th percentile of weekly
earnings of full-time salaried workers in the lowest-wage Census Region
(currently the South) $1,059 per week ($55,068 annually for a full-year
worker) and increasing the highly compensated employee total annual
compensation threshold to the annualized weekly earnings of the 85th
percentile of full-time salaried workers nationally ($143,988). The
Department is also proposing to add to the regulations an automatic
updating mechanism that would allow for the timely and efficient
updating of all the earnings thresholds. For additional information,
please see the Department's fall regulatory plan narrative statement.
Statement of Need: One of the primary goals of this rulemaking is
to update the salary level requirement of the section 13(a)(1)
exemption. A salary level test has been part of the regulations since
1938 and it has been long recognized that the best single test of the
employer's good faith in attributing importance to the employee's
services is the amount they pay for those services. In prior
rulemakings, the Department explained its commitment to update the
standard salary level and Highly Compensated Employees (HCE) total
compensation levels more frequently. Regular updates promote greater
stability, avoid disruptive salary level increases that can result from
lengthy gaps between updates and provide appropriate wage protection.
Summary of Legal Basis: Section 13(a)(1) of the FLSA, codified at
29 U.S.C. 213(a)(1), exempts any employee employed in a bona fide
executive, administrative, or professional capacity or in the capacity
of outside salesman (as such terms are defined and delimited from time
to time by regulations of the Secretary, subject to the provisions of
the [Administrative Procedure Act.]) The FLSA does not define the terms
executive, administrative, professional, or outside salesman. However,
Congress explicitly delegated to the Secretary of Labor the power to
define and delimit the specific terms of the exemptions through
regulations. Accordingly, the Department issues regulations at 29 CFR
part 541 defining the scope of the section 13(a)(1) exemptions.
Alternatives: The Department considered a range of alternatives
before selecting its proposed methods for updating the standard salary
level and the HCE compensation level. The Department proposes to update
the standard salary level using earnings for the 35th percentile of
full-time salaried workers in the lowest range Census Region (the
South), equivalent to $1,059 per week based on current data.
Alternatives considered for the standard salary level are: (1) 20th
percentile of earnings of nonhourly full-time workers in the South
Census region and the retail industry nationally equivalent to $822 per
week; (2) 10th percentile of earnings of likely exempt workers,
equivalent to $925 per week; (3) 40th percentile of earnings of
nonhourly full-time workers in the South Census region, equivalent to
$1,145 per week; and (4) a methodology based on the historical short
test salary level, equivalent to $1,378 per week.
The Department proposes to update the HCE compensation level using
earnings from the 85th percentile of all full-time salaried workers
nationally, equivalent to $143,988 per year. The Department also
considered the following alternative methods to set the HCE
compensation levels: (1) 80th percentile of nonhourly full-time workers
nationally, equivalent to $125,268 annually; and (2) 90th percentile of
nonhourly full-time workers nationally, equivalent to $172,796
annually.
The public is invited to provide comments on the proposed revisions
and possible alternatives.
Anticipated Cost and Benefits: The Department quantified three
direct costs
[[Page 9439]]
to employers in this analysis: (1) regulatory familiarization costs;
(2) adjustment costs; and (3) managerial costs. The Department
estimated in Year 1, regulatory familiarization costs would be $427.2
million, adjustment costs would be $240.8 million, and managerial costs
would be $534.9 million. Total direct employer costs in Year 1 would be
$1.2 billion. The Department additionally estimated that the proposed
rule over its first 10 years, would transfer approximately $1.3 billion
per year from employers to employees in the form of increased wages.
Risks: This action does not affect public health, safety, or the
environment.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/08/23 88 FR 62152
NPRM Comment Period End............. 11/07/23
Final Rule.......................... 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses, Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal, Local, State, Tribal.
Agency Contact: Amy DeBisschop, Director of the Division of
Regulations, Legislation, and Interpretation, Department of Labor, Wage
and Hour Division, 200 Constitution Avenue NW, FP Building, Room S-
3502, Washington, DC 20210, Phone: 202 693-0406.
RIN: 1235-AA39
DOL--WHD
Final Rule Stage
162. Nondisplacement of Qualified Workers Under Service Contracts
[1235-AA42]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: E.O. 14055
CFR Citation: 29 CFR 9.
Legal Deadline: None.
Abstract: On November 18, 2021, President Biden signed Executive
Order 14055 requiring the Secretary of Labor to issue final regulations
on the nondisplacement of qualified workers under service contracts.
Implementation of this Executive Order will promote retention of
experienced and skilled employees working on federal service contracts.
Service work supporting federal government functions occurs all over
the country, from federal building maintenance to services provided on
military bases to skilled technicians operating and maintaining federal
equipment. Under this Executive Order, when a federal service contract
transitions from one contractor to another, the new contractor will be
required to offer jobs to qualified employees who worked for the
previous contractor and performed their jobs well. This prevents
disruptions in federal services, makes it easier for employers to find
workers who are already trained for the job, and saves taxpayer
dollars.
Statement of Need: Executive Order 14055 requires the Secretary of
Labor to issue regulations on the nondisplacement of qualified workers
under service contracts.
Summary of Legal Basis: President Biden issued Executive Order
14055 pursuant to his authority under ``the Constitution and the laws
of the United States,'' expressly including the Procurement Act. 86 FR
66397. The Procurement Act authorizes the President to ``prescribe
policies and directives that the President considers necessary to carry
out'' the statutory purposes of ensuring ``economical and efficient''
government procurement and administration of government property. 40
U.S.C. 101.121(a). Executive Order 14055 directs the Secretary to issue
regulations to ``implement the requirements of this order.'' 86 FR
66399.
Alternatives: The Department has discussed a few specific
provisions in which limited alternatives are possible.
First, in cases where a prime contract is above the simplified
acquisition threshold, but their subcontract falls below this
threshold, the Department could potentially have discretion to exclude
these subcontracts from the requirements of this proposed rule.
However, the Department stated in the NPRM that, consistent with the
language in the Executive Order, where a prime contract is covered by
the rule, all subcontracts for services, regardless of size, would also
be covered. Second, the Department has some discretion in defining the
specific analysis that must be completed by contracting agencies
regarding location continuity. The Department is considering whether to
require contracting officers to analyze additional factors when
determining whether to decline to require location continuity. Any
requirement of a more in-depth analysis could potentially increase
costs for contracting agencies.
Anticipated Cost and Benefits: The rule could result in costs for
covered contractors and contracting agencies in the form of rule
familiarization costs, implementation costs, and recordkeeping costs.
The rule would increase the use of a carryover workforce which would
reduce disruption in the delivery of services during the period of
transition between contractors, maintains physical and information
security, and provides the Federal Government with the benefits of an
experienced and well-trained workforce that is familiar with the
Federal Government's personnel, facilities, and requirements.
The Department estimated both familiarization costs, implementation
costs and familiarization costs. Costs in Year 1 consists of
$11,124,370 in rule familiarization costs, $35,471,685 in
implementation costs ($7,518,342 for contractors and $27,953,342 for
contracting agencies), and $6,014,674 in recordkeeping costs.
Therefore, total Year 1 costs are $52,610,728. Costs in the following
years consist only of implementation and recordkeeping costs and amount
to $41,486,358. Average annualized costs over 10 years are $43 million
using a 7 percent discount rate, and $52 million using a 3 percent
discount rate.
Risks: This action does not affect the public health, safety, or
the environment.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/15/22 87 FR 42552
NPRM Comment Period End............. 08/15/22
Final Rule.......................... 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Agency Contact: Amy DeBisschop, Director of the Division of
Regulations, Legislation, and Interpretation, Department of Labor, Wage
and Hour Division, 200 Constitution Avenue NW, FP Building, Room S-
3502, Washington, DC 20210, Phone: 202 693-0406.
RIN: 1235-AA42
DOL--WHD
163. Employee or Independent Contractor Classification Under the Fair
Labor Standards Act [1235-AA43]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect the private sector under
Public Law 104-4.
Legal Authority: 52 Stat. 1060, as amended; 29 U.S.C. 201-219
[[Page 9440]]
CFR Citation: 29 CFR 795; 29 CFR 780; 29 CFR 788.
Legal Deadline: None.
Abstract: On January 7, 2021, the Department of Labor (Department)
published a final rule on independent contractor status under the Fair
Labor Standards Act (FLSA). See 86 FR 1168 (2021 IC Rule). The
Department subsequently published final rules to delay and withdraw the
2021 IC Rule on March 4, 2021, and May 6, 2021, respectively. See 86 FR
12535 (Delay Rule); 86 FR 24303 (Withdrawal Rule). On March 14, 2022, a
district court in the Eastern District of Texas vacated the
Department's Delay and Withdrawal Rules, concluding that the 2021 IC
Rule became effective as of March 8, 2021. The Department has appealed
the district court's decision. The Department continues to believe that
the 2021 IC Rule does not fully comport with the FLSA's text and
purpose as interpreted by courts and has proposed to rescind the 2021
IC rule and set forth an analysis for determining employee or
independent contractor status under the Act that is more consistent
with existing judicial precedent and the Department's longstanding
guidance prior to the 2021 IC rule. The Department published an NPRM on
October 13, 2022. For additional information, please see the
Department's fall regulatory plan narrative statement.
Statement of Need: The Department believes it is appropriate to
consider rescinding the 2021 IC Rule and setting forth an analysis for
determining employee or independent contractor status under the Act
that is more consistent with existing judicial precedent and the
Department's longstanding guidance prior to the 2021 IC Rule.
Summary of Legal Basis: The Department's authority to interpret the
analysis for determining whether workers are employees or independent
contractors under the FLSA comes with its authority to administer and
enforce the Act. See 29 U.S.C. 201-219; see also Herman v. Fabri-
Centers of Am., Inc., 308 F.3rd 580, 592-93 & n.8 (6th Cir. 2002)
(noting that ``[t]he Wage and Hour Division of the Department of Labor
was created to administer the Act'' while agreeing with the
Department's interpretation of one of the Act's provisions); Dufrene v.
Browning-Ferris, Inc., 207 F.3rd 264, 267 (5th Cir. 2000) (``By
granting the Secretary of Labor the power to administer the FLSA,
Congress implicitly granted him the power to interpret.''); Condo v.
Sysco Corp., 1 F.3rd 599, 603 (7th Cir. 1993) (same).
Alternatives: The Department assessed four regulatory alternatives
in the proposed rule in addition to what it proposed. For the first
alternative, the Department considered codifying the common law control
test, which is used to distinguish between employees and independent
contractors under some other Federal laws, such as the Internal Revenue
Code. For the second alternative, the Department considered codifying
an ABC test to determine independent contractor status under the FLSA
similar to the ABC test recently adopted under California law. For the
third alternative, the Department considered a proposed rule that would
not fully rescind the 2021 IC Rule and instead retain some aspects of
that rule. For the fourth alternative, the Department considered
rescinding the 2021 IC Rule and providing guidance on employee or
independent contractor classification through subregulatory guidance
instead of through new regulations.
Anticipated Cost and Benefits: The total one-time regulatory
familiarization costs for establishments, governments, and independent
contractors are estimated to be $408 million. Regulatory
familiarization costs in future years were assumed to be de minimis.
Employers and independent contractors would continue to familiarize
themselves with the applicable legal framework in the absence of the
rule, so this rulemaking would not be expected to impose costs after
the first year. This would amount to a 10-year annualized cost of $56.4
million at a discount rate of 3 percent or $54.3 million at a discount
rate of 7 percent.
Benefits would include increased consistency with existing judicial
precedent and the Department's longstanding guidance, as well as
possibly reducing the occurrence of misclassification.
Risks: This action does not affect public health, safety, or the
environment.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/13/22 87 FR 62218
NPRM Comment Period Extended........ 10/26/22 87 FR 64749
NPRM Comment Period Extended End.... 12/13/22
Final Rule.......................... 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses, Governmental Jurisdictions,
Organizations.
Government Levels Affected: Undetermined.
Agency Contact: Amy DeBisschop, Director of the Division of
Regulations, Legislation, and Interpretation, Department of Labor, Wage
and Hour Division, 200 Constitution Avenue NW, FP Building, Room S-
3502, Washington, DC 20210, Phone: 202 693-0406.
RIN: 1235-AA43
DOL--EMPLOYMENT AND TRAINING ADMINISTRATION (ETA)
Proposed Rule Stage
164. Improving Protections for Workers in Temporary Agricultural
Employment in the United States [1205-AC12]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 8 U.S.C. 1188; 29 U.S.C. 49 et seq.
CFR Citation: 29 CFR 501; 20 CFR 651; 20 CFR 653; 20 CFR 654; 20
CFR 655; 20 CFR 658.
Legal Deadline: None.
Abstract: The Department of Labor's (DOL) Employment and Training
Administration and Wage and Hour Division propose to amend regulations
to improve working conditions and protections for workers engaged in
temporary agricultural employment in the United States; and strengthen
protections in the recruitment, job order clearance, and oversight
processes. The proposed regulatory changes involve the Employment
Service and the H-2A non-immigrant visa program at 29 CFR part 501 and
20 CFR parts 651, 653, 654, 655, and 658.
The Department has identified a need to strengthen and clarify
protections for all temporary agricultural workers, including U.S.
workers and workers employed through the H-2A temporary agricultural
program. The H-2A temporary agricultural program allows agricultural
employers to perform agricultural labor or services of a temporary or
seasonal nature so long as there are not sufficient able, willing, and
qualified U.S. workers to perform the work and the employment of H-2A
workers does not adversely affect the wages and working conditions of
similarly employed workers in the United States. The use of the H-2A
program has grown substantially in recent years and the Department is
committed to protecting agricultural workers in light of their
significant vulnerabilities.
Statement of Need: The Department will propose revisions to the H-
2A regulations and the Employment Service regulations that will
strengthen
[[Page 9441]]
protections for agricultural workers and enhance the Department's
enforcement capabilities against fraud and program violations. The
Department has determined the proposed revisions will help prevent
exploitation and abuse of agricultural workers and ensure that
employers do not gain from their violations or contribute to economic
and workforce instability by circumventing the law.
Summary of Legal Basis: The Department's proposals to strengthen
protections and improve compliance are aimed at ensuring that the
Department can better fulfill its statutory responsibility at 8 U.S.C.
1188(a)(1) to certify that: (1) there are not sufficient workers who
are able, willing, and qualified, and who will be available at the time
and place needed, to perform the labor or services involved in the
petition; and (2) the employment of H-2A workers will not adversely
affect the wages and working conditions of workers in the United States
similarly employed, and its responsibility under the Wagner-Peyser Act
at 29 U.S.C. 49b to effectively assist in coordinating the State public
employment service offices throughout the country.
Alternatives: The Department has considered alternatives but
believes that rulemaking to update the H-2A regulations and the
Employment Service regulations is a reasonable approach to better
ensure the necessary worker protections are available and enforceable.
Anticipated Cost and Benefits: The Department estimates that the
proposed rule would result in costs and transfer payments. As shown in
Exhibit 1, the proposed rule is expected to have an annualized cost of
$2.03 million and a total 10-year quantifiable cost of $14.24 million,
each at a discount rate of 7 percent. The proposed rule is estimated to
result in annual transfer payments from H-2A employers to H-2A
employees of $12.81 million and total 10-year transfer payments of
$89.95 million at a discount rate of 7 percent.
The benefits are described above and include preventing
exploitation of vulnerable workers and ensuring that employers do not
benefit from exploitation.
Risks: To be determined.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/15/23 88 FR 63750
NPRM Comment Period End............. 11/14/23
Final Rule.......................... 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses, Governmental Jurisdictions.
Government Levels Affected: Local, Tribal.
Agency Contact: Brian Pasternak, Administrator, Department of
Labor, Employment and Training Administration, 200 Constitution Avenue
NW, Office of Foreign Labor Certification, Room N-5311, FP Building,
Washington, DC 20210, Phone: 202 693-8200, Email:
[email protected].
RIN: 1205-AC12
DOL--ETA
165. National Apprenticeship System Enhancements [1205-AC13]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: The National Apprenticeship Act, as amended (50
Stat. 664) 29 U.S.C. 50
CFR Citation: 29 CFR 29; 29 CFR 30.
Legal Deadline: None.
Abstract: The regulations at 29 CFR part 29 addressing labor
standards of apprenticeship and the governance of the National
Apprenticeship System were last updated in October 2008 to increase
administrative flexibility, ensure program quality, and promote
registered apprenticeship opportunity. The Department plans to revise
these regulations to strengthen, expand, modernize, and diversify the
National Apprenticeship System by enhancing worker protections and
equity, improving the quality of registered apprenticeships, revising
the state governance provisions, and more clearly establishing critical
pipelines to registered apprenticeships such as pre-apprenticeships so
that the National Apprenticeship System is more responsive to current
worker and employer needs. The Department will also make technical and
conforming adjustments to the current text of 29 CFR part 30 (governing
equal employment opportunity in apprenticeships) as appropriate. For
additional information, please see the Department's regulatory plan
narrative statement.
Statement of Need: The regulations governing the minimum labor
standards for the registration of apprenticeship programs at Title 29
of the Code of Federal Regulations (CFR) part 29 have not been updated
since 2008. With this action, the Department seeks to ensure that the
regulatory framework for the Registered Apprenticeship System remains
current with a range of emerging apprenticeship practices and program
structures that have developed since that time. The proposed revisions
will enable the Registered Apprenticeship System to continue its vital
role in developing a skilled, competitive American workforce.
Summary of Legal Basis: The National Apprenticeship Act of 1937
(also known as the Fitzgerald Act), 29 U.S.C. 50, gives the Secretary
broad power to promote, create, and set standards for apprenticeship
programs. The Act authorizes and directs the Secretary to formulate and
promote the furtherance of labor standards necessary to safeguard the
welfare of apprentices, to extend the application of such standards by
encouraging the inclusion thereof in contracts of apprenticeship, to
bring together employers and labor for the formulation of programs of
apprenticeship, to cooperate with State agencies engaged in the
formulation and promotion of standards of apprenticeship, and to
cooperate with the Secretary of Education in accordance with section 17
of title 20.
Alternatives: Alternatives are described in the text of the NPRM,
and the public will be provided an opportunity to comment upon them.
Anticipated Cost and Benefits: Registered apprenticeships provide
individuals with valuable training and skill development, and provide
businesses with a structure for developing a diverse pool of skilled
workers. Although the Department is unable to quantify the anticipated
benefits due to data limitations, the proposed rule is expected to
result in annualized costs of $152 million during the first 10 years
(2025-2034) at a discount rate of 7 percent based on preliminary
estimates.
Risks: This action does not affect public health, safety, or the
environment.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses, Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal, State.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: John V. Ladd, Administrator, Office of
Apprenticeship, Department of Labor, Employment and Training
Administration, 200 Constitution
[[Page 9442]]
Avenue NW, FP Building, Room C-5311, Washington, DC 20210, Phone: 202
693-2796, Fax: 202 693-3799, Email: [email protected].
RIN: 1205-AC13
DOL--ETA
Final Rule Stage
166. Wagner-Peyser Act Staffing [1205-AC02]
Priority: Other Significant.
Legal Authority: Wagner-Peyser Act sec. 12 (29 U.S.C. 49k)
CFR Citation: 20 CFR 651; 20 CFR 652; 20 CFR 653; 20 CFR 658.
Legal Deadline: None.
Abstract: The Department proposed to revise the Wagner-Peyser Act
regulations regarding Employment Services (ES) staffing to require that
states use state merit staff to provide ES services, including Migrant
and Seasonal Farmworker (MSFW) services, and to improve service
delivery.
Statement of Need: The Department identified areas of the
regulation that changed to create a uniform standard of ES services
provision for States.
Summary of Legal Basis: The Department determined that it is vital
for the ES to be administered so that States deliver services
effectively and equitably to unemployment insurance beneficiaries and
other ES customers.
Alternatives: Two alternatives will be considered, and the public
had the opportunity to comment on these alternatives during the comment
period of the NPRM.
Anticipated Cost and Benefits: The proposed rule was estimated to
have one-time rule familiarization costs of $4,205 in 2020 dollars, as
well as unknown transition costs. The proposed rule also estimated the
rule to have annual transfer payments of $9.6 million for three of the
five States that currently have non-State merit staff providing some
labor exchange services; transfer payments are monetary payments from
one group to another, such as wages shifting from one employer to
another, that do not affect total resources available to society. The
transfer payments for this proposed rule were the estimated wage cost
increases to the States associated with employee wages and fringe
benefits. In the NPRM, the Department solicited comments from
stakeholders and the public on the unknown transition costs, plus
transfer payments that would be incurred by any States with some non-
State merit staff providing labor exchange services.
Risks: This action does not affect the public health, safety, or
the environment.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/20/22 87 FR 23700
NPRM Comment Period End............. 06/21/22
Final Rule.......................... 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: State.
Agency Contact: Kimberly Vitelli, Administrator, Office of
Workforce Investment, Department of Labor, Employment and Training
Administration, 200 Constitution Avenue NW, FP Building, Room C-4526,
Washington, DC 20210, Phone: 202 693-3980, Email:
[email protected].
RIN: 1205-AC02
DOL--EMPLOYEE BENEFITS SECURITY ADMINISTRATION (EBSA)
Proposed Rule Stage
167. Retirement Security Rule: Definition of an Investment Advice
Fiduciary [1210-AC02]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect the private sector under
Public Law 104-4.
Legal Authority: 29 U.S.C. 1002; 29 U.S.C. 1135; Reorganization
Plan No. 4 of 1978, 5 U.S.C. App. 252 (2020)
CFR Citation: 29 CFR 2510.3-21.
Legal Deadline: None.
Abstract: This rulemaking would amend the regulatory definition of
the term fiduciary set forth at 29 CFR 2510.3-21(c) to more
appropriately define when persons who render investment advice for a
fee to employee benefit plans and IRAs are fiduciaries within the
meaning of section 3(21) of ERISA and section 4975(e)(3) of the
Internal Revenue Code. The amendment would take into account practices
of investment advisers, and the expectations of plan officials and
participants, and IRA owners who receive investment advice, as well as
developments in the investment marketplace, including in the ways
advisers are compensated that can subject advisers to harmful conflicts
of interest. In conjunction with this rulemaking, EBSA also proposed
amendments to existing prohibited transaction exemptions to ensure
consistent protection of employee benefit plan and IRA investors.
Statement of Need: Many protections, duties, and liabilities in
ERISA hinge on fiduciary status; therefore, the determination of who is
a fiduciary is of central importance. The Department's existing
regulatory definition of an investment advice fiduciary, adopted in
1975, established a five-part test for status as a fiduciary. The 1975
regulation's five-part test is not founded in the statutory text of
ERISA, does not take into account the current nature and structure of
many individual account retirement plans and IRAs, is inconsistent with
the reasonable expectations of plan officials and participants, and IRA
owners who receive investment advice, and allows many investment advice
providers to avoid status as a fiduciary under federal pension laws.
Under ERISA, fiduciaries must avoid conflicts of interest or comply
with a prohibited transaction exemption with conditions designed to
protect retirement investors. A wide and compelling body of evidence
shows that conflicts of interest and forms of compensation that can
subject advisers to harmful conflicts of interest, if left unchecked,
too often result in biased investment advice and resulting harm to
retirement investors. In conjunction with this rulemaking, EBSA also
proposed amendments to existing prohibited transaction exemptions to
ensure consistent protection of employee benefit plan and IRA
investors.
Summary of Legal Basis: The Department is proposing the amendment
to its regulation defining a fiduciary pursuant to authority in ERISA
section 505 (29 U.S.C. 1135) and section 102 of Reorganization Plan No.
4 of 1978, 5 U.S.C. App. 252 (2020).
Alternatives: The Department considered as an alternative leaving
the 1975 regulation in place without change.
Anticipated Cost and Benefits: The proposed amendment to the 1975
regulation would extend the protections associated with fiduciary
status to more advice arrangements. The proposed regulation and
associated prohibited transaction exemptions are expected to require
providers of investment advice to adhere to a best interest standard,
charge no more than reasonable compensation, eliminate or mitigate
conflicts of interest, and make important disclosures to their
customers, among other things. These protections would deliver
substantial gains for retirement investors and economic benefits that
more than justify the costs. The costs of the regulation are largely
expected to stem from compliance with the associated prohibited
transaction
[[Page 9443]]
exemptions. Estimates of the cost of compliance are reflected in the
notice of proposed rulemaking.
Risks: The Department believes that the 1975 regulation must be
revised to align with retirement investors' reasonable expectations
regarding their relationships with investment advice providers and to
reflect developments in the investment advice marketplace since the
1975 regulation was adopted. Failure to appropriately define an
investment advice fiduciary under ERISA is likely to expose retirement
investors to conflicts of interest that will erode retirement savings.
The risks are especially great with respect to recommendations to roll
assets out of ERISA-covered plans to IRAs because of the central
importance of retirement plan savings to workers, the relative size of
rollover transactions, and the technical requirements of the current
fiduciary regulation, which have encouraged advisers to argue that
their advice falls outside the regulation's purview regardless of its
importance.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/03/23 88 FR 75890
NPRM Comment Period End............. 01/02/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Undetermined.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Karen E. Lloyd, Office of Regulations and
Interpretations, Department of Labor, Employee Benefits Security
Administration, 200 Constitution Avenue NW, FP Building, Room N-5655,
Washington, DC 20210, Phone: 202 693-8510.
RIN: 1210-AC02
DOL--EBSA
168. Mental Health Parity and Addiction Equity Act and the Consolidated
Appropriations Act, 2021 [1210-AC11]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect the private sector under
Public Law 104-4.
Legal Authority: Pub. L. 116-260, Division BB, Title II; Pub. L.
110-343, secs. 511-512
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This rule would finalize proposed amendments to the final
rules implementing the Mental Health Parity and Addiction Equity Act
(MHPAEA). The amendments clarify plans' and issuers' obligations under
the law, promote compliance with MHPAEA, and update requirements to
take into account experience with MHPAEA in the years since the rules
were finalized. The rule would also finalize new regulations
implementing amendments to MHPAEA recently enacted as part of the
Consolidated Appropriations Act, 2021 (CAA, 2021).
Statement of Need: There have been a number of legislative
enactments related to MHPAEA since issuance of the 2014 final rules,
including the 21st Century Cures Act, the Support Act, and the CAA,
2021. This rule would propose amendments to the final rules and
incorporate examples and modifications to account for this legislation
and previously issued guidance and to take into account experience with
MHPAEA in the years since the rules were finalized. This rule would
also include new regulations implementing the nonquantitative treatment
limitation (NQTL) comparative analyses requirements set forth under the
CAA, 2021.
Summary of Legal Basis: The Department of Labor regulations would
be adopted pursuant to the authority contained in 29 U.S.C. 1002, 1135,
1182, 1185d, 1191a, 1191b, and 1191c; Secretary of Labor's Order 1-
2011, 77 FR 1088 (Jan. 9, 2012).
Alternatives: The Departments considered various approaches related
to NQTLs as well as comparative analysis requirements. These
alternatives included not expressly incorporating the statutory
requirements that NQTLs be no more restrictive for MH/SUD than M/S and
requiring plans to include specific data elements in their comparative
analysis These alternatives will be included in the published final
rule.
Anticipated Cost and Benefits: The Departments anticipate that the
MHPAEA final rules would improve the quality of the comparative
analyses conducted by plans and issuers, as required by the CAA, 2021,
help plans and issuers better understand and fulfill their obligations
under MHPAEA, and promote greater transparency regarding discrepancies
between mental health and substance use disorder benefits and medical/
surgical benefits. The Departments believe that the amendments could
cause plans and issuers to revise their policies and remove limitations
on treatments for mental health and substance use disorders. This will
provide improved access for participants and beneficiaries seeking MH/
SUD treatments which will result in better health outcomes. These
expanded protections and clarifications will greatly benefit plans,
participants and beneficiaries and more than justify the costs. The
costs of the proposed rule include costs to the plans and issuers
associated with expanded coverage and utilization, collecting,
analyzing and documenting data under the revised NQTL comparative
analyses requirements.
Risks: Risks and areas of uncertainty regarding potential impacts
will be included in the final rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 08/03/23 88 FR 51552
NPRM Comment Period Extended........ 09/28/23 88 FR 66728
NPRM Comment Period Extended End.... 10/17/23
NPRM Analyze Comments............... 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal, State.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Amber Rivers, Director, Office of Health Plan
Standards and Compliance Assistance, Department of Labor, Employee
Benefits Security Administration, 200 Constitution Avenue NW,
Washington, DC 20210, Phone: 202 693-8335, Email: [email protected].
RIN: 1210-AC11
DOL--EBSA
169. Definition of `Employer' Under Section 3(5) of ERISA-Association
Health Plans [1210-AC16]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 29 U.S.C. 1002; 29 U.S.C. 1135
CFR Citation: 29 CFR 2510.3-3, -5.
Legal Deadline: None.
Abstract: In this rulemaking, the Department of Labor's Employee
Benefits Security Administration (EBSA) will explore whether to
withdraw, or withdraw and replace, its regulation at 29 CFR 2510.3-5,
published as a final rule in 2018, which
[[Page 9444]]
established an alternative set of criteria for determining when an
employer association may act indirectly in the interest of an employer
under section 3(5) of the Employee Retirement Income Security Act
(ERISA) for purposes of establishing a multiple employer group health
plan. The United States District Court for the District of Columbia
vacated portions of the final rule in a 2019 decision in New York v.
United States Department of Labor, 363 F. Supp. 3d 109 (D.D.C. 2019).
EBSA will reevaluate the criteria for a group or association of
employers to be able to sponsor a multiple employer group health plan.
Statement of Need: To be determined.
Summary of Legal Basis: To be determined.
Alternatives: To be determined.
Anticipated Cost and Benefits: To be determined.
Risks: To be determined.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
Final Rule.......................... 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
Federalism: Undetermined.
Agency Contact: Jeffrey J. Turner, Deputy Director, Office of
Regulations and Interpretations, Department of Labor, Employee Benefits
Security Administration, 200 Constitution Avenue NW, FP Building, Room
N-5655, Washington, DC 20210, Phone: 202 693-8500.
RIN: 1210-AC16
DOL--EBSA
Final Rule Stage
170. Coverage of Certain Preventive Services Under the Affordable Care
Act [1210-AC13]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: Pub. L. 111-148, sec. 1001
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: This rule would finalize proposed amendments to the final
rules regarding religious and moral exemptions and accommodations
regarding coverage of certain preventive services under Title I of the
Patient Protection and Affordable Care Act.
Statement of Need: Previous rules, regulations, and court decisions
have left many women without contraceptive coverage and access to
contraceptive services without cost sharing. These rules would seek to
resolve the long- running litigation with respect to religious
objections to providing contraceptive coverage by honoring the
objecting entities' religious objections while also ensuring that women
enrolled in a group health plan established or maintained, or in health
insurance covered offered or arranged, by an objecting entity have the
opportunity to obtain contraceptive services at no cost. These rules
would also eliminate the exemption for entities and individuals that
object to contraceptive coverage based on non-religious moral beliefs,
which prevents access to contraceptive services without cost sharing.
Summary of Legal Basis: The Department of Labor regulations would
be adopted pursuant to the authority contained in 29 U.S.C. 1002, 1135,
1182, 1185d, 1191a, 1191b, and 1191c; Secretary of Labor's Order 1-
2011, 77 FR 1088 (Jan. 9, 2012).
Alternatives: In developing this rule, the Departments considered
various alternative approaches. The Departments considered maintaining
the exemption (along with the existing accommodations and the proposed
individual contraceptive arrangement) with respect to group health
plans, health insurance issuers, and institutions of higher education
that have a non-religious, moral objection to contraceptive coverage.
With respect to individuals enrolled in coverage through entities that
have a religious objection to contraceptive coverage, the Departments
considered an approach under which contraceptive coverage would be
available through separate individual insurance policies that cover
only contraceptives and in which participants, beneficiaries, and
enrollees would have to separately enroll if they desired contraceptive
coverage. The Departments also considered an approach under which, if
an objecting entity contracts for a health plan without contraceptive
coverage, the contraceptive coverage requirement would apply directly
to the issuer in the case of a fully insured plan, or the third party
administrator in the case of a self-insured plan. The issuer or third
party administrator would then be required to fulfill its separate and
independent obligation to provide contraceptive coverage.
Anticipated Cost and Benefits: This rule is expected to increase
access to contraceptive services without cost sharing through the
individual contraceptive arrangement for eligible individuals and the
elimination of the exemption for entities and individuals that object
to contraceptive coverage based on non-religious moral beliefs. This
rule would increase health equity given the disproportionate burden of
out-of-pocket spending on contraceptive services currently faced by
low-income individuals (as those individuals with lower incomes must
spend a greater percentage of their incomes on contraceptive services).
This rule would also lead to better health outcomes for eligible
individuals by increasing access to contraceptive services and reducing
unintended pregnancies. Participating providers of contraceptive
services (including clinicians, facilities, and pharmacies) and issuers
would incur costs associated with entering into signed agreements for
reimbursement of costs associated with the provision of contraceptive
services to eligible individuals, including costs of verifying consumer
eligibility and other associated administrative costs. Eligible
individuals would incur costs associated with participating in the
individual contraception arrangement, including confirming eligibility
to their provider of contraceptive services. HHS estimates the total
cost to providers of contraceptive services, issuers, and eligible
individuals to be approximately $30.2 million annually. The rule would
also lead to a reduction in health care costs for individuals, issuers,
group health plan sponsors, and states due to reductions in unintended
pregnancies.
Risks: Departments do not have information on the number of
entities and individuals that have claimed a moral exemption to
providing contraceptive coverage and are therefore uncertain of the
amount of the potential transfer from plans and issuers to
participants, beneficiaries, and enrollees due to reduced out-of-pocket
spending on contraceptive services associated with the proposed
elimination of the exemption for entities and individuals that object
to contraceptive coverage based on nonreligious moral beliefs. The
Departments estimate that the provision of the individual contraceptive
arrangement could lead to a transfer from the Federal Government to
individuals (via issuers to providers of contraceptive services) of
approximately $49.9 million annually. This estimate is uncertain due to
the limited information available in the 2019 user fee adjustment data.
The Departments are uncertain as to how the number of participating
providers might vary (for example, across rural and urban areas) and
how this variation might affect access to services under the individual
[[Page 9445]]
contraceptive arrangement. Due to the lack of data, the Departments are
unable to develop a precise estimate of the number of eligible
individuals who might participate in the individual contraceptive
arrangement. This overall lack of data leads to uncertainty regarding
the magnitudes of the total cost savings to eligible individuals and
any resulting potential cost savings to states (associated with reduced
spending on State-funded programs that provide contraceptive services
or a potential reduction in the number of unintended pregnancies that
would otherwise impose costs to states).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/02/23 88 FR 7236
NPRM Comment Period End............. 04/03/23
Final Rule.......................... 08/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal, Local, State.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Agency Contact: Amber Rivers, Director, Office of Health Plan
Standards and Compliance Assistance, Department of Labor, Employee
Benefits Security Administration, 200 Constitution Avenue NW,
Washington, DC 20210, Phone: 202 693-8335, Email: [email protected].
RIN: 1210-AC13
DOL--MINE SAFETY AND HEALTH ADMINISTRATION (MSHA)
Final Rule Stage
171. Respirable Crystalline Silica [1219-AB36]
Priority: Section 3(f)(1) Significant. Major status under 5 U.S.C.
801 is undetermined.
Legal Authority: 30 U.S.C. 811; 30 U.S.C. 813(h); 30 U.S.C. 957
CFR Citation: 30 CFR 56; 30 CFR 57; 30 CFR 60; 30 CFR 70; 30 CFR
71; 30 CFR 72; 30 CFR 75; 30 CFR 90.
Legal Deadline: None.
Abstract: Many miners are exposed to respirable crystalline silica
(RCS) in respirable dust. These miners can develop lung diseases such
as chronic obstructive pulmonary disease, and various forms of
pneumoconiosis, such as silicosis, progressive massive fibrosis, and
rapidly progressive pneumoconiosis.
These diseases are irreversible and may ultimately be fatal. MSHA's
existing standards limit miners' exposures to RCS. MSHA will publish a
final rule to address the existing permissible exposure limit of RCS
for all miners and to update the existing respiratory protection
standards under 30 CFR 56, 57, and 72.
Statement of Need: Many miners are exposed to respirable
crystalline silica (RCS) in respirable dust, which can result in the
onset of diseases such as silicosis and rapidly progressive
pneumoconiosis. These lung diseases are irreversible and may ultimately
be fatal. MSHA is examining the existing limit on miners' exposures to
RCS to safeguard the health of America's miners. Based on MSHA's
experience with existing standards and regulations, as well as OSHA's
RCS standards and NIOSH research, MSHA will develop a rule applicable
to metal, nonmetal, and coal operations.
Summary of Legal Basis: Sections 101(a), 103(h), and 508 of the
Federal Mine Safety and Health Act of 1977 (Mine Act), as amended (30
U.S.C. 811(a), 813(h), and 957).
Alternatives: MSHA will examine one or two different levels of
miners' RCS exposure limit and assess the technological and economic
feasibility of such option(s).
Anticipated Cost and Benefits: To be determined.
Risks: Miners face impairment risk of health and functional
capacity due to RCS exposures. MSHA will examine the existing RCS
standard and determine ways to reduce the health risks associate with
RCS exposure.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Request for Information (RFI)....... 08/29/19 84 FR 45452
RFI Comment Period End.............. 10/28/19
NPRM................................ 07/13/23 88 FR 44852
NPRM Comment Period Extended........ 08/14/23 88 FR 54961
NPRM Comment Period Extended End.... 09/11/23
NPRM Notice of Public Hearings...... 07/26/23 88 FR 48146
NPRM Public Hearing in Arlington 08/03/23
Virginia.
NPRM Public Hearing in Beckley, West 08/10/23
Virginia.
NPRM Public Hearing in Denver, 08/21/23
Colorado.
Final Rule.......................... 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Small Entities Affected: Businesses, Governmental Jurisdictions.
Government Levels Affected: Local, State.
Agency Contact: S. Aromie Noe, Director, Office of Standards,
Regulations, and Variances, Department of Labor, Mine Safety and Health
Administration, 201 12th Street S, Suite 401, Arlington, VA 22202,
Phone: 202 693-9440, Fax: 202 693-9441.
RIN: 1219-AB36
DOL--MSHA
172. Safety Program for Surface Mobile Equipment [1219-AB91]
Priority: Other Significant.
Legal Authority: 30 U.S.C. 811; 30 U.S.C. 813(h); 30 U.S.C. 957
CFR Citation: 30 CFR 56; 30 CFR 57; 30 CFR 77.
Legal Deadline: None.
Abstract: MSHA would require mine operators to establish a written
safety program for mobile equipment and powered haulage equipment
(except belt conveyors) used at surface mines and surface areas of
underground mines. Under this proposal, mine operators would be
required to assess hazards and risks and identify actions to reduce
accidents related to surface mobile equipment. The operators would have
flexibility to develop and implement a safety program that would work
best for their mining conditions and operations. This proposed rule
would reduce fatal and nonfatal injuries involving surface mobile
equipment used at mines and improve miner safety and health.
Statement of Need: Although mine accidents are declining, accidents
involving mobile and powered haulage equipment are still a leading
cause of fatalities in mining. To reduce fatal and nonfatal injuries
involving surface mobile equipment used at mines, MSHA is proposing a
regulation that would require mine operators employing six or more
miners to develop a written safety program for mobile and powered
haulage equipment (excluding belt conveyors) at surface mines and
surface areas of underground mines. The written safety program would
include actions mine operators would take to identify hazards and risks
to reduce accidents, injuries, and fatalities related to surface mobile
equipment.
Summary of Legal Basis: Sections 101(a), 103(h), and 508 of the
Federal Mine Safety and Health Act of 1977 (Mine Act), as amended (30
U.S.C. 811(a), 813(h), and 957).
Alternatives: MSHA considered requiring all mines, regardless of
size, to
[[Page 9446]]
develop and implement a written safety program for surface mobile
equipment. Based on the Agency's experience, MSHA concluded that a mine
operator with five or fewer miners would generally have a limited
inventory of surface mobile equipment. These operators would also have
less complex mining operations, with fewer mobile equipment hazards
that would necessitate a written safety program. Thus, these mine
operators are not required to have a written safety program, although
MSHA would encourage operators with five or fewer miners to have safety
programs. MSHA will consider comments and suggestions received on
alternatives or best practices that all mines might use to develop
safety programs (whether written or not) for surface mobile equipment.
Anticipated Cost and Benefits: The proposed rule would not be
economically significant, and it would have some net benefits.
Risks: Miners operating mobile and powered haulage equipment or
working nearby face risks of workplace injuries, illnesses, or deaths.
The proposed rule would allow a flexible approach to reducing hazards
and risks specific to each mine so that mine operators would be able to
develop and implement safety programs that work for their operation,
mining conditions, and miners.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Request for Information (RFI)....... 06/26/18 83 FR 29716
Notice of Public Stakeholder 07/25/18 83 FR 35157
Meetings.
Stakeholder Meeting--Birmingham, AL. 08/07/18
Stakeholder Meeting--Dallas, TX..... 08/09/18
Stakeholder Meeting (Webinar)-- 08/16/18
Arlington, VA.
Stakeholder Meeting--Reno, NV....... 08/21/18
Stakeholder Meeting--Beckley, WV.... 09/11/18
Stakeholder Meeting--Albany, NY..... 09/20/18
Stakeholder Meeting--Arlington, VA.. 09/25/18
RFI Comment Period End.............. 12/24/18
NPRM................................ 09/09/21 86 FR 50496
NPRM Comment Period End............. 11/08/21
NPRM Reopening of the Rulemaking 12/20/21 86 FR 71860
Record for.
Public Comments.....................
Virtual Public Hearing.............. 01/11/22
NPRM Comment Period Reopened End.... 02/11/22
Final Rule.......................... 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: S. Aromie Noe, Director, Office of Standards,
Regulations, and Variances, Department of Labor, Mine Safety and Health
Administration, 201 12th Street S, Suite 401, Arlington, VA 22202,
Phone: 202 693-9440, Fax: 202 693-9441.
RIN: 1219-AB91
DOL--OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION (OSHA)
Prerule Stage
173. Heat Illness Prevention in Outdoor and Indoor Work Settings [1218-
AD39]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: Not Yet Determined
CFR Citation: None.
Legal Deadline: None.
Abstract: Heat is the leading weather-related killer. Excessive
heat can cause heat stroke and even death if not treated properly. It
also exacerbates existing health problems like asthma, kidney failure,
and heart disease. Workers in agriculture and construction are at
highest risk, but the problem affects all workers exposed to heat,
including indoor workers without climate-controlled environments.
Essential jobs where employees are exposed to high levels of heat are
disproportionately held by Black and Brown workers.
Heat stress killed 815 U.S. workers and seriously injured more than
70,000 workers from 1992 through 2017, according to the Bureau of Labor
Statistics. However, this is likely a vast underestimate, given that
injuries and illnesses are under reported in the U.S., especially in
the sectors employing vulnerable and often undocumented workers.
Further, heat is not always recognized as a cause of heat-induced
injuries or deaths and can easily be misclassified, because many of the
symptoms overlap with other more common diagnoses.
To date, California, Oregon, Washington, Minnesota, and the US
military have issued heat protections. OSHA currently relies on the
general duty clause (OSH Act section 5(a)(1)) to protect workers from
this hazard. Notably, from 2013 through 2017, California used its heat
standard to conduct 50 times more inspections resulting in a heat-
related violation than OSHA did nationwide under its general duty
clause. It is likely to become even more difficult to protect workers
from heat stress under the general duty clause in light of the 2019
Occupational Safety and Health Review Commission's decision in
Secretary of Labor v. A.H. Sturgill Roofing, Inc.
OSHA was petitioned by Public Citizen for a heat stress standard in
2011. The Agency denied this petition in 2012, but was once again
petitioned by Public Citizen, on behalf of approximately 130
organizations, for a heat stress standard in 2018 and 2019. In 2019 and
2021, some members of the Senate also urged OSHA to initiate rulemaking
to address heat stress.
Given the potentially broad scope of regulatory efforts to protect
workers from heat hazards, as well as a number of technical issues and
considerations with regulating this hazard (e.g., heat stress
thresholds, heat acclimatization planning, exposure monitoring, medical
monitoring), OSHA published an ANPRM on Heat Injury and Illness
Prevention in Outdoor and Indoor Work Settings (October 27, 2021) to
begin a dialogue and engage with stakeholders to explore the potential
for rulemaking on this topic. For additional information, please see
the Department's fall regulatory plan narrative statement.
Statement of Need: Heat stress killed more than 900 US workers, and
caused serious heat illness in almost 100 times as many, from 1992
through 2017, according to the Bureau of Labor Statistics. However,
this is likely a vast underestimate, given that injuries and illnesses
are underreported in the US, especially in the sectors employing
vulnerable and often undocumented workers. Further, heat is not always
recognized as a cause of heat-induced illnesses or deaths, which are
often misclassified, because many of the symptoms overlap with other
more common diagnoses.
Summary of Legal Basis: The Occupational Safety and Health Act of
1970 authorizes the Secretary of Labor to set mandatory occupational
safety and health standards to assure safe and healthful working
conditions for working men and women (29 U.S.C. 651).
[[Page 9447]]
Alternatives: One alternative to proposed rulemaking would be to
take no regulatory action and instead rely upon the General Duty Clause
(OSH Act Section 5(a)(1) for select enforcement activity). As OSHA
develops more information, it will also make decisions relating to the
scope of the standard and the requirements it may impose.
Anticipated Cost and Benefits: The estimates of costs and benefits
are still under development.
Risks: Analysis of risks is still under development.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 10/27/21 86 FR 59309
ANPRM Comment Period Extended....... 12/02/21 86 FR 68594
ANPRM Comment Period Extended End... 01/26/22
Initiate SBREFA..................... 06/02/23
Complete SBREFA..................... 11/00/23
Analyze SBREFA Report............... 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
Agency Contact: Andrew Levinson, Director, Directorate of Standards
and Guidance, Department of Labor, Occupational Safety and Health
Administration, 200 Constitution Avenue NW, FP Building, Room N-3718,
Washington, DC 20210, Phone: 202 693-1950, Email:
[email protected].
RIN: 1218-AD39
DOL--OSHA
Proposed Rule Stage
174. Infectious Diseases [1218-AC46]
Priority: Section 3(f)(1) Significant. Major status under 5 U.S.C.
801 is undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 5 U.S.C. 533; 29 U.S.C. 657 and 658; 29 U.S.C.
660; 29 U.S.C. 666; 29 U.S.C. 669; 29 U.S.C. 673
CFR Citation: 29 CFR 1910.
Legal Deadline: None.
Abstract: Employees in health care and other high-risk environments
face long-standing infectious disease hazards such as tuberculosis
(TB), varicella disease (chickenpox, shingles), and measles, as well as
new and emerging infectious disease threats, such as Severe Acute
Respiratory Syndrome (SARS), the 2019 Novel Coronavirus (COVID-19), and
pandemic influenza. Health care workers and workers in related
occupations, or who are exposed in other high-risk environments, are at
increased risk of contracting TB, SARS, Methicillin-Resistant
Staphylococcus Aureus (MRSA), COVID-19, and other infectious diseases
that can be transmitted through a variety of exposure routes. OSHA is
examining regulatory alternatives for control measures to protect
employees from infectious disease exposures to pathogens that can cause
significant disease. Workplaces where such control measures might be
necessary include: health care, emergency response, correctional
facilities, homeless shelters, drug treatment programs, and other
occupational settings where employees can be at increased risk of
exposure to potentially infectious people. A standard could also apply
to laboratories, which handle materials that may be a source of
pathogens, and to pathologists, coroners' offices, medical examiners,
and mortuaries.
Statement of Need: Employees in health care and other high-risk
environments face long-standing infectious disease hazards such as
tuberculosis (TB), varicella disease (chickenpox, shingles), and
measles, as well as new and emerging infectious disease threats, such
as Severe Acute Respiratory Syndrome (SARS), the 2019 Novel Coronavirus
(COVID-19), and pandemic influenza. Health care workers and workers in
related occupations, or who are exposed in other high-risk
environments, are at increased risk of contracting TB, SARS,
Methicillin-Resistant Staphylococcus Aureus (MRSA), COVID-19, and other
infectious diseases that can be transmitted through a variety of
exposure routes.
Summary of Legal Basis: The Occupational Safety and Health Act of
1970 authorizes the Secretary of Labor to set mandatory occupational
safety and health standards to assure safe and healthful working
conditions for working men and women (29 U.S.C. 651).
Alternatives: One alternative is to take no regulatory action. OSHA
is examining regulatory alternatives for control measures to protect
employees from infectious disease exposures to pathogens that can cause
significant disease. In addition to health care, workplaces where SERs
suggested such control measures might be necessary include: emergency
response, correctional facilities, homeless shelters, drug treatment
programs, and other occupational settings where employees can be at
increased risk of exposure to potentially infectious people.
A standard could also apply to laboratories, which handle materials
that may be a source of pathogens, and to pathologists, coroners'
offices, medical examiners, and mortuaries. OSHA offered several
alternatives to the SBREFA panel when presenting the proposed
Infectious Disease (ID) rule. OSHA considered a specification oriented
rule rather than a performance oriented rule, but has preliminarily
determined that this type of rule would provide less flexibility and
would likely fail to anticipate all of the potential hazards and
necessary controls for every type and every size of facility and would
under-protect workers. OSHA also considered changing the scope of the
rule by restricting the ID rule to workers who have occupational
exposure during the provision of direct patient care in institutional
settings but based on the evidence thus far analyzed, workers
performing other covered tasks in both institutional and non-
institutional settings also face a risk of infection because of their
occupational exposure.
Anticipated Cost and Benefits: The estimates of costs and benefits
are still under development.
Risks: Analysis of risks is still under development.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Request for Information (RFI)....... 05/06/10 75 FR 24835
RFI Comment Period End.............. 08/04/10
Analyze Comments.................... 12/30/10
Stakeholder Meetings................ 07/05/11 76 FR 39041
Initiate SBREFA..................... 06/04/14
Complete SBREFA..................... 12/22/14
NPRM................................ 06/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses, Governmental Jurisdictions.
Government Levels Affected: Local, State.
Federalism: Undetermined.
Agency Contact: Andrew Levinson, Director, Directorate of Standards
and Guidance, Department of Labor, Occupational Safety and Health
Administration, 200 Constitution Avenue NW, FP Building, Room N-3718,
Washington, DC 20210, Phone: 202 693-1950, Email:
[email protected].
RIN: 1218-AC46
[[Page 9448]]
DOL--OSHA
175. Emergency Response [1218-AC91]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
Legal Authority: 29 U.S.C. 655(b); 29 U.S.C. 657; 5 U.S.C. 609
CFR Citation: 29 CFR 1910.
Legal Deadline: None.
Abstract: OSHA currently regulates aspects of emergency response
and preparedness; some of these standards were promulgated decades ago,
and none were designed as comprehensive emergency response standards.
Consequently, they do not address the full range of hazards or concerns
currently facing emergency responders, and other workers providing
skilled support, nor do they reflect major changes in performance
specifications for protective clothing and equipment. The agency
acknowledges that current OSHA standards also do not reflect all the
major developments in safety and health practices that have already
been accepted by the emergency response community and incorporated into
industry consensus standards. OSHA is considering updating these
standards with information gathered through an RFI and public meetings.
Statement of Need: Emergency response is a dangerous activity with
more than 100 responders killed, and hundreds of thousands injured each
year. OSHA currently regulates aspects of emergency response and
preparedness; some of these standards were promulgated decades ago, and
none were designed as comprehensive emergency response standards.
Consequently, they do not address the full range of hazards or concerns
currently facing emergency responders, nor do they reflect major
changes in performance specifications for protective clothing and
equipment. The agency acknowledges that current OSHA standards also do
not reflect all the major developments in safety and health practices
that have already been accepted by the emergency response community and
incorporated into industry consensus standards. OSHA is developing a
proposed rule that updates, by replacing, the existing outdated fire
brigade standard to reflect current consensus standards and industry
best practices. The agency anticipates that compliance with the updated
rule would significantly reduce injuries and fatalities.
Summary of Legal Basis: The Occupational Safety and Health Act of
1970 authorizes the Secretary of Labor to set mandatory occupational
safety and health standards to assure safe and healthful working
conditions for working men and women (29 U.S.C. 651).
Alternatives: One alternative to proposed rulemaking would be to
take no regulatory action. As a program standard that is primarily
performance based, alternatives would depend on each employer's
individual situation. There are no alternatives proposed in the NPRM
under development. OSHA intends to seek stakeholder input for
alternatives that could reduce the burden on small entities, and on
entities with volunteer emergency responders who are treated as
employees in some states with OSHA approved state OSH programs and
would be impacted by a proposed rule.
Anticipated Cost and Benefits: The estimates of costs and benefits
are still under development.
Risks: Analysis of risks is still under development.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Stakeholder Meetings................ 07/30/14
Convene NACOSH Workgroup............ 09/09/15
NACOSH Review of Workgroup Report... 12/14/16
Initiate SBREFA..................... 08/02/21
Finalize SBREFA..................... 12/02/21
NPRM................................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Governmental Jurisdictions.
Government Levels Affected: Local, State.
Federalism: Undetermined.
Agency Contact: Andrew Levinson, Director, Directorate of Standards
and Guidance, Department of Labor, Occupational Safety and Health
Administration, 200 Constitution Avenue NW, FP Building, Room N-3718,
Washington, DC 20210, Phone: 202 693-1950, Email:
[email protected].
RIN: 1218-AC91
BILLING CODE 4510-HL-P
DEPARTMENT OF TRANSPORTATION (DOT)
Introduction: Departmental Mission
The U.S. Department of Transportation (Department or DOT) has a
mission to deliver the world's leading transportation system, serving
the American people and economy through the safe, efficient,
sustainable, and equitable movement of people and goods.
The Department's Regulatory Philosophy, Initiatives, and Priorities
DOT issues regulations to make America's transportation the safest
in the world for the benefit of all who use it, grow an inclusive and
sustainable economy, reduce inequities across our transportation
systems and the communities they affect, and help tackle the climate
crisis. To accomplish this goal, DOT regulates safety in the aviation,
motor carrier, railroad, motor vehicle, commercial space, transit, and
pipeline transportation areas. The Department also regulates aviation
consumer and economic issues and provides financial assistance and
writes the necessary implementing rules for programs involving
highways, airports, mass transit, the maritime industry, railroads,
motor transportation and vehicle safety. DOT also has responsibility
for developing policies that implement a wide range of regulations that
govern Departmental programs such as acquisition and grants management,
access for people with disabilities, environmental protection, energy
conservation, information technology, occupational safety and health,
property asset management, seismic safety, security, emergency
response, and the use of aircraft and vehicles. In addition, DOT writes
regulations to carry out a variety of statutes ranging from the Air
Carrier Access Act and the Americans with Disabilities Act to Title VI
of the Civil Rights Act.
Safety is our North Star. The DOT Regulatory Plan reflects our
commitment through a balanced regulatory approach grounded in reducing
transportation-related fatalities and injuries. Our goals are to manage
safety risks, reverse recent trends negatively affecting safety, and
build on the successes that have already been achieved to make our
transportation system safer than it has ever been. The regulatory plan
laid out below also reflects a careful balance that emphasizes the
Department's priorities in responding to the urgent challenges facing
our nation.
The safe and efficient movement of goods and passengers requires us
not just to maintain, but to improve our national transportation
infrastructure. Accordingly, our Regulatory Plan incorporates
regulatory actions that increase competition and consumer protection,
as well as enable the next generation of automation technology for
commercial motor vehicles.
[[Page 9449]]
Climate change is one of the most urgent challenges facing our
Nation. As discussed in the next section, the Department has engaged in
significant regulatory activities to address this challenge.
Ensuring that the transportation system equitably benefits
underserved communities is a top priority. This work is guided by the
Departmental and interagency work being done pursuant to Executive
Order 13985, Advancing Racial Equity and Support for Underserved
Communities Through the Federal Government. As discussed in the next
section, the Department is working on multiple regulatory changes to
ensure access to transportation for people with disabilities.
When developing regulations and establishing our regulatory
priorities, the Department fosters active participation and engagement
from members of the public and affected communities. In our Regulatory
Plan, we detail engagement efforts that have helped to inform our
priorities to date, as well as future engagement tools we plan to use.
The Department is ensuring that we hear from members of the public who
have not typically participated in the regulatory process. To that end,
in April 2022, the Department issued new ex parte guidance that
encourages DOT personnel to have meetings or other contacts with
outside parties during rulemaking and states that DOT personnel
``should ensure, through appropriate affirmative outreach where
necessary, that the opportunity to engage in ex parte communications is
equitable to all parties, including stakeholders who might otherwise be
less represented in that process.'' \1\
---------------------------------------------------------------------------
\1\ Guidance on Communication with Parties outside of the
Federal Executive Branch (Ex Parte Communications) at 5, available
at: https://www.transportation.gov/sites/dot.gov/files/2022-04/Guidance-on-Communication-with-Parties-outside-of-the-Federal-Executive-Branch-%28Ex-Parte-Communications%29.pdf. See also OIRA
Memorandum on Broadening Public Participation and Community
Engagement in the Regulatory Process, available at: https://www.whitehouse.gov/wp-content/uploads/2023/07/Broadening-Public-Participation-and-Community-Engagement-in-the-Regulatory-Process.pdf.
---------------------------------------------------------------------------
The Department carries out its responsibilities through the Office
of the Secretary (OST) and the following operating administrations
(OAs): Federal Aviation Administration (FAA); Federal Highway
Administration (FHWA); Federal Motor Carrier Safety Administration
(FMCSA); Federal Railroad Administration (FRA); Federal Transit
Administration (FTA); Maritime Administration (MARAD); National Highway
Traffic Safety Administration (NHTSA); Pipeline and Hazardous Materials
Safety Administration (PHMSA); and Great Lakes St. Lawrence Seaway
Development Corporation (GLS). Since each OA has its own area of focus,
we summarize the regulatory priorities of each below. More information
about each of the rules discussed below can be found in the DOT Unified
Agenda.
Office of the Secretary of Transportation
OST oversees the regulatory processes for the Department. OST
implements the Department's regulatory policies and procedures and is
responsible for ensuring the involvement of senior officials in
regulatory decision making. Through the Office of the General Counsel
(OGC), OST is also responsible for ensuring that the Department
complies with the Administrative Procedure Act, Executive Orders 12866,
13563 and 14094, DOT's Regulatory Policies and Procedures, and other
legal and policy requirements affecting the Department's rulemaking
activities. In addition, OST has the lead role in matters concerning
aviation consumer and economic rules, Title VI of the Civil Rights Act,
the Americans with Disabilities Act, and rules that affect multiple
elements of the Department.
OST provides guidance and training regarding compliance with
regulatory requirements and processes for personnel throughout the
Department. OST also plays an instrumental role in the Department's
efforts to improve our economic analyses; risk assessments; regulatory
flexibility analyses; other related analyses; retrospective reviews of
rules; and data quality, including peer reviews. OGC is the lead office
that works with the Office of Management and Budget's (OMB) Office of
Information and Regulatory Affairs (OIRA) to comply with Executive
Order 12866 for significant rules, coordinates the Department's
response to OMB's intergovernmental review of other agencies'
significant rulemaking documents, and other relevant Administration
rulemaking directives. OGC also works closely with representatives of
other agencies, the White House, and congressional staff to provide
information on how various proposals would affect the ability of the
Department to perform its safety, infrastructure, and other missions.
The Department has recently completed a rulemaking to ensure that
people with disabilities will be able to access lavatories on single-
aisle aircraft. This rule was heavily informed by feedback from persons
with disabilities, as it was developed as part of a negotiated
rulemaking. Stakeholders, including numerous disability advocacy
organizations, directly developed the features of the rule, which DOT
then implemented through a recently issued final rule. DOT also reached
out to the U.S. Access Board to develop new safety and accessibility
standards for on-board wheelchairs. The Department held a joint public
meeting with the Access Board to solicit further comment on the
provisions of the rule relating to on-board wheelchairs.
In addition, the Department is working on: (1) a rulemaking to
enhance the safety of air travel for individuals with disabilities who
use wheelchairs; and (2) a rulemaking to ensure that disabled persons
have equitable access to transit facilities. In the rulemaking to
enhance air travel safety for wheelchair users, the Department is
considering, among other things, options to ensure that assistance
provided to individuals with disabilities be provided in a safe manner
and that disabled individuals' assistive devices not be mishandled.
Executive Order 14036 directs the Department to take actions that
would promote competition and deliver benefits to America's consumers,
including initiating a rulemaking to ensure that air consumers have
ancillary fee information, including ``baggage fees,'' ``change fees,''
``cancellation fees,'' and fees for seating adjacent to young children
at the time of ticket purchase. Among a number of steps to further the
Administration's goals in this area, the Department has initiated a
rulemaking to enhance consumers' ability to determine the true cost of
travel, titled ``Enhancing Transparency of Airline Ancillary Service
Fees.'' This rulemaking is informed by feedback received at three
different public meetings: two meetings of the Aviation Consumer
Protection Advisory Committee on December 8, 2022, and January 12,
2023, and one public hearing on March 30, 2023. All meetings were open
to the public, and attendees had the option to provide live input at
the December 8 and March 30 meetings. The docket for this rule was also
open to public comment submission for approximately 120 days.
To further enhance consumer protection, the Department is also
working on a rulemaking that would clarify, under the Department's
rules requiring airlines to provide prompt refunds, when carriers and
ticket agents must provide prompt ticket refunds to passengers when a
carrier cancels or makes a significant change to a flight. This
rulemaking would also require airlines to refund checked baggage fees
when they fail to deliver the bags in a timely manner. This rulemaking
is
[[Page 9450]]
informed by feedback received at four public meetings: three meetings
of the Aviation Consumer Protection Advisory Committee on August 22,
2022, December 8, 2022, and January 12, 2023, and one public hearing on
March 21, 2023. The docket for this rule was also open to public
comment submission for approximately 130 days.
Federal Aviation Administration
FAA is charged with safely and efficiently operating and
maintaining the most complex aviation system in the world. To enhance
aviation safety, FAA is working on a rulemaking that would require a
safety management system for certain aircraft, engine, and propeller
manufacturers; certificate holders conducting common carriage
operations; and persons conducting certain, specific types of air tour
operations. This rulemaking is informed by feedback that FAA received
from an Aviation Rulemaking Committee comprised of members from across
the aviation industry. In addition, FAA will proceed with a rulemakings
to enable powered lift operations and to further advance the
integration of unmanned aircraft systems into the national airspace
system.
Federal Highway Administration
FHWA carries out the Federal highway program in partnership with
State and local agencies to meet the Nation's transportation needs.
FHWA's mission is to improve the quality and performance of our
Nation's highway system and its intermodal connectors.
Consistent with this mission, FHWA has finalized its National
Electric Vehicle Infrastructure (NEVI) Formula Program regulation as
required by the Bipartisan Infrastructure Law (enacted as the
Infrastructure Investment and Jobs Act) (Pub. L. 117-58) (Nov. 15,
2021). This regulation will enable States to implement federally-funded
charging station projects in a standardized fashion across a national
Electric Vehicle (EV) charging network that can be utilized by all EVs
regardless of vehicle brand. Such standards will provide consumers with
reliable expectations for travel in an EV across and throughout the
United States and support a national workforce skilled and trained in
EV supply equipment installation and maintenance. This rule was
informed by feedback provided through two webinars hosted by FHWA that
were advertised, in part, to communities interested in alternative
fuels and sustainable transportation. FHWA is also working on a
rulemaking that would establish a method for the measurement and
reporting of greenhouse gas emissions associated with transportation.
In addition, FHWA is working on a Buy America rulemaking to encourage
the use of American-manufactured products.
Federal Motor Carrier Safety Administration
The mission of FMCSA is to reduce crashes, injuries, and fatalities
involving commercial trucks and buses. FMCSA regulations establish
minimum safety standards for motor carriers, commercial drivers,
commercial motor vehicles, and State agencies receiving certain motor
carrier safety grants and issuing commercial drivers' licenses.
FMCSA will continue to coordinate efforts on the development of
autonomous vehicle technologies and is currently working on a
rulemaking to revise existing regulations to identify changes that
might be needed to ensure that DOT regulations ensure safety and keep
pace with innovations. This rulemaking is informed by feedback that
FMCSA received at two separate listening sessions held with
stakeholders and members of the public.
Additionally, in support of the NHTSA automatic emergency braking
(AEB) rulemaking for heavy trucks, FMCSA will seek information and
comment concerning the maintenance and operation of AEB by motor
carriers. FMCSA has also been engaged in activities to advance the
voluntary adoption of AEB for heavy vehicles, primarily through the
Tech-Celerate Now (TCN) program. This program focuses on accelerating
the adoption of Advanced Driver Assistance Systems (ADAS), such as AEB,
by the trucking industry to reduce fatalities and prevent injuries and
crashes, in addition to realizing substantial return-on-investment
through reducing costs associated with such crashes for the motor
carrier. Initiated in September 2019 and completed in February 2022,
the first phase of this program encompassed research into ADAS
technology adoption barriers; a national outreach, educational, and
awareness campaign; and data collection and analysis. Outreach
accomplishments included development of training materials for fleets,
drivers, and maintenance personnel related to AEB technology and
return-on-investment (ROI) guides; educational videos on ADAS braking,
steering, warning, and monitoring technologies; a web-based TCN ADAS-
specific ROI calculator; four articles on ADAS technologies; and a
program website to host the training materials. Planning is underway
for the second phase of the TCN program, which includes an expanded
national outreach and education campaign, additional research into the
barriers to ADAS adoption by motor carriers, and evaluation of the
outreach campaign. FMCSA is also working on a rulemaking that would set
a maximum speed for certain commercial motor vehicles.
National Highway Traffic Safety Administration
NHTSA pursues policies that enable safety; establish light-,
medium-, and heavy-duty vehicle fuel economy and fuel efficiency
standards; enhance equity; and improve mobility to save lives, prevent
injuries, and reduce economic and social costs due to roadway crashes.
The statutory responsibilities of NHTSA relating to motor vehicles
include reducing the number, and mitigating the effects, of motor
vehicle crashes and related fatalities and injuries; providing safety-
relevant information to aid prospective purchasers of vehicles, child
restraints, and tires; and improving fuel economy and fuel efficiency
standards requirements. NHTSA develops safety standards and other
regulations driven by data and research. NHTSA's regulatory priorities
focus on issues related to safety, climate, equity, and vulnerable road
users.
Relative to climate and equity, NHTSA plans to propose a rulemaking
to address the next phase of Fuel Efficiency and Greenhouse Gas
Standards for Medium- and Heavy-Duty Engines and Vehicles, pursuant to
Executive Order 14037. Also pursuant to Executive Order 14037, NHTSA
has proposed the next phase of NHTSA's corporate average fuel economy
(CAFE) standards for passenger cars and light trucks. To enhance the
safety of vulnerable road users and vehicle occupants, NHTSA has issued
a proposal to require automatic emergency braking (AEB) on light
vehicles, including Pedestrian AEB. For heavy trucks, NHTSA also
proposed a rulemaking, in coordination with FMCSA, to require AEB.
NHTSA's rulemakings are informed by the public outreach that it
regularly engaged in while a rule is in development, including with
Federal partners; State, local, and tribal governments; and a wide
range of interested stakeholders--some of whom represent underserved
communities.
Federal Railroad Administration
FRA exercises regulatory authority over all areas of railroad
safety and, where feasible, incorporates flexible performance
standards. The current FRA regulatory program continues to reflect a
number of pending proceedings
[[Page 9451]]
to satisfy mandates resulting from the Bipartisan Infrastructure Law
(2021). These actions support a safe, high-performing passenger rail
network, protect worker safety, and encourage innovation and the
adoption of new technology to improve rail safety.
To further enhance safety, FRA is working on a rulemaking that
would address the potential safety impact of one-person train
operations, including appropriate measures to mitigate an accident's
impact and severity. This rulemaking would address the issue of minimum
requirements for the size of train crews, depending on the type of
operations. To inform this rulemaking, FRA conducted outreach on its
proposed rule that resulted in about 99 percent of the written comments
submitted to the docket being from individual commenters who were not
filing their comment officially on behalf of an organization, group, or
business. FRA also held a public hearing that allowed more than 225
people to watch live testimony from labor organization leaders,
railroads, and rail associations, in addition to the approximately 60
speakers and other physically present attendees.
Federal Transit Administration
The mission of FTA is to improve public transportation for
America's communities. To further that end, FTA provides financial and
technical assistance to local public transit systems, including buses,
subways, light rail, commuter rail, trolleys, and ferries, oversees
safety measures, and helps develop next-generation technology research.
FTA's regulatory activities implement the laws that apply to
recipients' uses of Federal funding and the terms and conditions of FTA
grant awards.
Maritime Administration
MARAD administers Federal laws and programs to improve and
strengthen the maritime transportation system to meet the economic,
environmental, and security needs of the Nation. To that end, MARAD's
efforts are focused upon ensuring a strong American presence in the
domestic and international trades and to expanding maritime
opportunities for American businesses and workers.
MARAD's regulatory objectives and priorities reflect the Agency's
responsibility for ensuring the availability of water transportation
services for American shippers and consumers and, in times of war or
national emergency, for the U.S. armed forces. MARAD will continue its
work increasing the efficiency of program operations by updating and
clarifying implementing rules and program administrative procedures.
Pipeline and Hazardous Materials Safety Administration
PHMSA has responsibility for rulemaking focused on hazardous
materials transportation and pipeline safety. In addition, PHMSA
administers programs under the Federal Water Pollution Control Act, as
amended by the Oil Pollution Act of 1990.
PHMSA will continue working on the Gas Pipeline Leak Detection and
Repair rulemaking, which would amend the Pipeline Safety Regulations to
enhance requirements for detecting and repairing leaks on new and
existing natural gas distribution, gas transmission, and gas gathering
pipelines. PHMSA anticipates that the amendments proposed in this
rulemaking would reduce methane emissions arising from leaks and
incidents from natural gas pipelines and address environmental justice
concerns by improving the safety of natural gas pipelines near
environmental justice communities and mitigating the risks for those
communities arising from climate change. This rulemaking is informed by
feedback that PHMSA received at a virtual public meeting. PHMSA staff
also attended a Methane Detection Technology Workshop hosted by EPA in
August 2021. In addition, in November 2023, PHMSA intends to hold a Gas
Pipeline Advisory Committee meeting to discuss the leak detection
rulemaking, including the comments received on the NPRM.
DOT--FEDERAL AVIATION ADMINISTRATION (FAA)
Final Rule Stage
176. Safety Management Systems [2120-AL60]
Priority: Other Significant. Major under 5 U.S.C. 801.
Legal Authority: 49 U.S.C. 106(f); 49 U.S.C. 44701(a)(5)
CFR Citation: 14 CFR 135; 14 CFR 21; 14 CFR 91.
Legal Deadline: None.
Abstract: This rulemaking would apply the requirements of 14 CFR
part 5, with appropriate modifications. As a result, this rulemaking
would require persons engaged in the design and production of aircraft,
engines, or propellers; certificate holders that conduct common
carriage operations under part 135; and persons conducting certain,
specific types of air tour operations under part 91 to implement a
Safety Management System.
Statement of Need: Recent incidents and accidents have indicated
the need for action to improve safety in the National Airspace System
(NAS). In addition, recommendations from the National Transportation
Safety Board (NTSB), mandates in the Aircraft Certification Safety and
Accountability (ACSA) Act (Pub. L. 116-260, December 27, 2020),
agreements in International Civil Aviation Organization (ICAO) Annexes
and Standards and Recommended Practices (SARPs), and recommendations
from previous Aviation Rulemaking Committees (ARCs) indicate that
expanded application of SMS is needed. Further, the successful
implementation of Safety Management Systems (SMS) in part 121 suggests
the potential benefit to expansion of SMS into other sectors of the
aviation system. Therefore, the Federal Aviation Administration has
determined that expanding the application of part 5 is necessary.
Summary of Legal Basis: The FAA's authority to issue rules on
aviation safety is found in title 49 of the United States Code
(U.S.C.). Subtitle I, section 106 describes the authority of the FAA
Administrator. This rulemaking is promulgated under the authority
described in 49 U.S.C. 106(f), which establishes the authority of the
Administrator to promulgate regulations and rules. Subtitle VII,
Aviation Programs, describes in more detail the scope of the Agency's
authority. This rulemaking is also promulgated under 49 U.S.C.
44701(a)(5), 49 U.S.C. 44701(d)(1)(A), 49 U.S.C. 44701(a)(2), 49 U.S.C.
44707(2), 49 U.S.C. 44702 and 49 U.S.C 44704. In addition, the Airport
Certification, Safety, and Accountability Act, (the Act), Public Law
116-260, division V, title I, sec. 102 (December 27, 2020) requires the
FAA to initiate a rulemaking to require that manufacturers that hold
both a type certificate and a production certificate issued pursuant to
49 U.S.C. 44704 have a safety management system consistent with
standards and recommended practices established by ICAO. This
rulemaking is within the scope of the aforementioned authorities
because it requires certain entities to develop and maintain an SMS to
improve the safety of their operations. The development and
implementation of SMS ensures safety in air transportation,
manufacturing, and maintenance by helping certain entities proactively
identify and mitigate safety hazards, thereby reducing the possibility
or recurrence of accidents in air transportation.
Alternatives: The proposed expansion of the applicability of part 5
furthers the
[[Page 9452]]
Administrator's mission of promoting the safe flight of civil aircraft
in air commerce and reducing or eliminating the possibility or
recurrence of accidents in air transportation. The FAA is currently
exploring several alternatives to determine how the revised
applicability would extend SMS requirements to parts 21, 91, 135, and
145.
Summary of Legal Basis: The FAA is in the process of determining
the costs and benefits associated with the proposed rule.
Risks: An SMS is a formalized approach to managing safety by
developing an organization-wide safety policy, developing formal
methods of identifying hazards, analyzing and mitigating risk,
developing methods for ensuring continuous safety improvement, and
creating organization-wide safety promotion strategies. An SMS provides
an organization's management with a set of decision-making tools that
can be used to plan, organize, direct, and control its business
activities in a manner that enhances safety and ensures compliance with
regulatory standards. Adherence to standard operating procedures,
proactive identification and mitigation of hazards and risks, and
effective communications are crucial to continued operational safety.
The FAA envisions an SMS would provide those covered by the proposed
rule with an added layer of safety to help reduce the number of
incidents, and accidents.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/11/23 88 FR 1932
NPRM Comment Period Extended........ 01/30/23 88 FR 5812
NPRM Comment Period End............. 03/13/23
Second NPRM Comment Period End...... 04/11/23
Analyzing Comments.................. 06/30/23
Final Action........................ 07/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information: www.regulations.gov.
URL For Public Comments: www.regulations.gov.
Agency Contact: Scott VanBuren, Office of Accident Investigation
and Prevention, Department of Transportation, Federal Aviation
Administration, 800 Independence Avenue SW, Washington, DC 20591,
Phone: 202 494-8417, Email: [email protected].
RIN: 2120-AL60
BILLING CODE 4910-9X-P
DEPARTMENT OF THE TREASURY
Statement of Regulatory Priorities
The primary mission of the Department of the Treasury is to
maintain a strong economy and create economic and job opportunities by
promoting the conditions that enable economic growth and stability at
home and abroad, strengthen national security by combatting threats and
protecting the integrity of the financial system, and manage the U.S.
Government's finances and resources effectively.
Consistent with this mission, regulations of the Department and its
constituent bureaus are promulgated to interpret and implement the laws
as enacted by Congress and signed by the President. It is the policy of
the Department to comply with applicable requirements to issue a Notice
of Proposed Rulemaking and carefully consider public comments before
adopting a final rule. Also, the Department invites interested parties
to submit views on rulemaking projects while a proposed rule is being
developed.
To the extent permitted by law, it is the policy of the Department
to adhere to the regulatory philosophy and principles set forth in
Executive Orders 12866, 13563, and 13609 and to develop regulations
that maximize aggregate net benefits to society while minimizing the
economic and paperwork burdens imposed on persons and businesses
subject to those regulations.
Alcohol and Tobacco Tax and Trade Bureau
The Alcohol and Tobacco Tax and Trade Bureau (TTB) issues
regulations to implement and enforce Federal laws relating to alcohol,
tobacco, firearms, and ammunition excise taxes and certain non- tax
laws relating to alcohol. TTB's mission and regulations are designed
to:
(1) Collect the taxes on alcohol, tobacco products, firearms, and
ammunition;
(2) Protect the consumer by ensuring the integrity of alcohol
products;
(3) Ensure only qualified businesses enter the alcohol and tobacco
industries; and
(4) Prevent unfair and unlawful market activity for alcohol and
tobacco products.
In FY 2024, TTB will continue its multi-year Regulations
Modernization effort by prioritizing projects that reduce regulatory
burdens, streamline and simplify requirements, and improve service to
regulated businesses. These actions include rulemaking on streamlining
permit and qualification requirements for distilled spirits plants,
wineries, and breweries, and completing rulemaking to modernize the
regulations regarding wine labeling and to authorize additional wine
treating materials and processes.
In addition, TTB will also prioritize publishing rulemaking to
implement recommendations of the Department of the Treasury's February
2022 report on Competition in the Markets for Beer, Wine, and Spirits,
which was issued in response to Executive Order 14036, ``Promoting
Competition in the American Economy.'' These actions focus on
soliciting public comment on trade practice regulations that prevent
anticompetitive practices and maintain a ``level playing field'' across
the alcohol industry, and labeling and advertising regulations that
would require alcohol beverage labels to include specific, content-
related information on alcohol content, allergens, and other
ingredients. They also include finalizing rulemaking on proposed new
approved container sizes (``standards of fill'') for wine and distilled
spirits.
The specific projects TTB plans to prioritize in FY 2024 are
described below:
Streamlining and Modernizing the Permit Application
Process (RINs: 1513-AC46, 1513-AC47, and 1513-AC48, Modernization of
Permit and Registration Application Requirements for Distilled Spirits
Plants, Permit Applications for Wineries, and Qualification
Requirements for Brewers, respectively).
In FY 2022, TTB proposed regulatory changes to eliminate or
streamline application and qualification requirements for distilled
spirits plants and breweries. In FY 2024, TTB intends to publish a
similar proposal for wineries, and to publish final rules to implement
the changes for distilled spirits plants and breweries. These changes
are expected to reduce the amount of information industry members must
submit to TTB in connection with permit and similar applications to
engage in regulated businesses and reduce the types of operational
activities that require prior approval, and overall reduce the
regulatory burden on both new and existing businesses.
Modernizing the Alcohol Beverage Labeling and Advertising
Requirements (RIN: 1513-AC67, Modernization of
[[Page 9453]]
Wine Labeling and Advertising Regulations).
The Federal Alcohol Administration Act requires that alcohol
beverages introduced in interstate commerce have a label approved under
regulations prescribed by the Secretary of the Treasury. TTB conducted
an analysis of its alcohol beverage labeling regulations to identify
any that might be outmoded, ineffective, insufficient, or excessively
burdensome, and to modify, streamline, expand, or repeal them in
accordance with that analysis. These regulations were also reviewed to
assess their applicability to the modern alcohol beverage marketplace.
As a result of this review, in FY 2019, TTB proposed revisions to the
regulations concerning the labeling requirements for wine, distilled
spirits, and malt beverages. TTB anticipated that these regulatory
changes would assist industry in voluntary compliance, decrease
industry burden, and result in the regulated industries being able to
bring products to market without undue delay. TTB received over 1,100
comments in response to the notice, which included suggestions for
further revisions. In FY 2020, TTB published in the Federal Register
(85 FR 18704) a final rule amending its regulations to make permanent
certain of the proposed liberalizing and clarifying changes, and to
provide certainty with regard to certain other proposals that
commenters generally opposed and that TTB did not intend to adopt. In
FY 2022, TTB published in the Federal Register (87 FR 7526) a final
rule that addressed remaining issues related to the labeling of
distilled spirits and malt beverages and reorganized those regulations
to make them easier to read and understand, for which industry members
expressed support. In FY 2024, TTB intends to complete this
modernization initiative by publishing a final rule to similarly
reorganize the wine labeling regulations, address the remaining
labeling issues related to wine, and finalize the regulations related
to the advertising of wine, distilled spirits, and malt beverages.
Authorizing the Use of Additional Wine Treating Materials
and Soliciting Comments on Proposed Changes to the Limits on the Use of
Wine Treating Materials to Reflect ``Good Manufacturing Practice''
(1513-AC75).
TTB intends to propose to amend its regulations pertaining to the
production of wine to authorize additional treatments that may be
applied to wine and to juice from which wine is made. These proposed
amendments are in response to requests from wine industry members.
Although TTB may administratively approve such treatments without
amending the regulations, administrative approval does not guarantee
acceptance in foreign markets of any wine so treated. Under certain
international agreements, authorization of wine treatments through
public notice facilitates the acceptance of exported wine made using
those treatments in foreign markets. TTB also intends to propose for
public comment additional changes to the regulations in response to a
petition to allow more wine treating materials to be used within the
limitations of ``good manufacturing practice'' rather than within
specified numerical limits, thereby providing additional flexibility to
winemakers.
Consideration of Updates to Trade Practice Regulations
(RIN: 1513-AC92).
In FY 2023, TTB issued an advance notice of proposed rulemaking to
seek public comment on TTB's trade practice regulations related to the
Federal Alcohol Administration Act's exclusive outlet, tied house,
commercial bribery, and consignment sales prohibitions. Executive Order
14036 (``Promoting Competition in the American Economy''), the
Department of the Treasury's related February 2022 report
(``Competition in the Markets for Beer, Wine, and Spirits''), and
public comments related to that report have raised questions about
whether these regulations could be improved. In FY 2024, TTB intends to
review and consider the comments received in formulating potential
proposals to amend the regulations.
Labeling and Advertising of Alcohol Beverages with Alcohol
and Nutritional Content, Allergens, and Ingredients (RIN: 1513-AC93,
Labeling and Advertising of Distilled Spirits, Wines, and Malt
Beverages With Statements of Alcohol and Nutritional Content; RIN:
1513-AC94, Major Food Allergen Labeling for Wines, Distilled Spirits,
and Malt Beverages; and 1513-AC95, Ingredient Labeling of Distilled
Spirits, Wines, and Malt Beverages).
TTB intends to request public comment on possible changes to its
labeling and advertising regulations governing alcohol beverage
products related to statements of alcohol and nutritional content,
allergen labeling, and ingredient labeling. The February 2022 report
issued by the Department of the Treasury (``Competition in the Markets
for Beer, Wine, and Spirits'') discussed past and potential future
proposals related to the labeling of alcohol beverage products with
``serving facts'' information. The report stated that TTB should revive
or initiate rulemaking proposing mandatory information on alcohol
content, nutritional content, and appropriate serving sizes for alcohol
beverage products, as well as ingredient labeling. TTB intends to
publish two notices of proposed rulemaking (one on alcohol content and
nutrition facts, and another on allergens) and an advance notice of
proposed rulemaking on ingredient-labeling.
Standards of Fill for Wine and Distilled Spirits (RIN:
1513-AC86).
TTB plans to publish a final rule to address its proposal published
May 25, 2022 (87 FR 31787) to amend the regulations governing wine and
distilled spirits containers. TTB proposed to add 10 additional
authorized standards of fill for wine in response to requests it has
received for such standards, and to be consistent with a Side Letter
included as part of a U.S.-Japan Trade Agreement that addresses issues
related to market access and, specifically, to alcohol beverage
standards of fill. TTB also solicited comments on an alternative
proposal to eliminate all but a minimum standard of fill for wine
containers and all but a minimum and maximum for distilled spirits.
Office of the Comptroller of the Currency
The Office of the Comptroller of the Currency (OCC) charters,
regulates, and supervises all national banks and Federal savings
associations (FSAs). The agency also supervises the Federal branches
and agencies of foreign banks. The OCC's mission is to ensure that
national banks and FSAs operate in a safe and sound manner, provide
fair access to financial services, treat customers fairly, and comply
with applicable laws and regulations.
Regulatory priorities for fiscal year 2024 are described below.
Regulatory Capital Rule: Amendments Applicable to Large
Banking Organizations and to Banking Organizations with Significant
Trading Activity (12 CFR part 3).
The OCC, the Federal Reserve Board, and the FDIC issued a joint
notice of proposed rulemaking that would comprehensively revise the
agencies' risk-based capital rules, including revisions to the current
standardized and advanced approaches capital rules.
Capital Requirements for Market Risk; Fundamental Review
of the Trading Book (12 CFR part 3).
The OCC, the Federal Reserve Board, and the FDIC issued a joint
notice of proposed rulemaking to revise their respective capital
requirements for market risk, which are generally applied to banking
organizations with substantial trading activity. The OCC
[[Page 9454]]
expects the revisions to be generally consistent with the standards set
forth in the Fundamental Review of the Trading Book published by the
Basel Committee on Bank Supervision.
Long-term Debt Requirements for Large Bank Holding
Companies, Certain Intermediate Holding Companies of Foreign Banking
Organizations, and Large Insured Depository Institutions.
The OCC, the Federal Reserve Board, and the FDIC, plan to issue a
joint notice of proposed rulemaking that would require certain large
depository institution holding companies, U.S. intermediate holding
companies of foreign banking organizations, and certain insured
depository institutions, to issue and maintain outstanding a minimum
amount of long-term debt. The proposed rule would improve the
resolvability of these firms in case of failure, reduce costs to the
Depository Insurance Fund and mitigate financial stability and
contagion risks by reducing the risk of loss to uninsured depositors.
Customs Revenue Functions
The Homeland Security Act of 2002 (the Act) provides that, although
many functions of the former United States Customs Service were
transferred to the Department of Homeland Security, the Secretary of
the Treasury retains sole legal authority over customs revenue
functions. The Act also authorizes the Secretary of the Treasury to
delegate any of the retained authority over customs revenue functions
to the Secretary of Homeland Security. By Treasury Department Order No.
100-16, the Secretary of the Treasury delegated to the Secretary of
Homeland Security authority to prescribe regulations pertaining to the
customs revenue functions subject to certain exceptions, but further
provided that the Secretary of the Treasury retained the sole authority
to approve such regulations.
During fiscal year 2024, CBP and Treasury plan to give priority to
regulatory matters involving the customs revenue functions which
streamline CBP procedures, protect the public, or are required by
either statute or Executive Order. Examples of these efforts are
described below.
Investigation of Claims of Evasion of Antidumping and
Countervailing Duties.
Treasury and CBP plan to finalize interim regulations (81 FR 56477)
which amended CBP regulations implementing section 421 of the Trade
Facilitation and Trade Enforcement Act of 2015, which set forth
procedures to investigate claims of evasion of antidumping and
countervailing duty orders.
Enforcement of Copyrights and the Digital Millennium
Copyright Act.
Treasury and CBP plan to finalize proposed amendments to the CBP
regulations pertaining to importations of merchandise that violate or
are suspected of violating the copyright laws, including the Digital
Millennium Copyright Act (DMCA), in accordance with Title III of the
Trade Facilitation and Trade Enforcement Act of 2015 (TFTEA) and
Executive Order 13785, ``Establishing Enhanced Collection and
Enforcement of Anti-dumping and Countervailing Duties and Violations of
Trade and Customs Laws.''
The proposed amendments are intended to enhance CBP's enforcement
efforts against increasingly sophisticated piratical goods, clarify the
definition of piracy, simplify the detention process relative to goods
suspected of violating the copyright laws, and prescribe new
regulations enforcing the DMCA.
Merchandise Produced by Convict or Forced Labor or
Indentured Labor under Penal Sanctions.
Treasury and CBP plan to publish a proposed rule to update,
modernize, and streamline the process for enforcing the prohibition in
19 U.S.C. 1307 against the importation of merchandise that has been
mined, produced, or manufactured, wholly or in part, in any foreign
country by convict labor, forced labor, or indentured labor under penal
sanctions. The proposed rule would generally bring the forced labor
regulations and detention procedures into alignment with other
statutes, regulations, and procedures that apply to the enforcement of
restrictions against other types of prohibited merchandise.
Non-Preferential Origin Determinations for Merchandise
Imported From Canada or Mexico for Implementation of the Agreement
Between the United States of America, the United Mexican States, and
Canada (USMCA).
Treasury and CBP plan to finalize a proposed rule to harmonize non-
preferential origin determinations for merchandise imported from Canada
or Mexico. Such determinations would be made using certain tariff-based
rules of origin to determine when a good imported from Canada or Mexico
has been substantially transformed resulting in an article with a new
name, character, or use. Once finalized, the rule is intended to reduce
administrative burdens and inconsistency for non-preferential origin
determinations for merchandise imported from Canada or Mexico for
purposes of the implementation of the USMCA.
Automated Commercial Environment (ACE) Required for
Electronic Entry/Entry Summary (Cargo Release and Related Entry)
Filings.
Treasury and CBP plan to finalize interim regulations (80 FR 61278)
which amended CBP regulations to name the Automated Commercial
Environment (ACE) as a CBP-authorized electronic data interchange (EDI)
system for the processing of electronic entry and entry summary
filings.
Elimination of Paper-Based Bond Applications and the
Automated Processing of Bond Applications.
Treasury and CBP plan to publish a proposed rule to replace the
paper-based bond application and approval process with a streamlined
electronic process. The proposed rule would implement the successful
National Customs Automation Program (NCAP) test of the electronic bond
process.
Financial Crimes Enforcement Network
As administrator of the Bank Secrecy Act (BSA), the Financial
Crimes Enforcement Network (FinCEN) is responsible for developing and
implementing regulations that are the core of the Department's anti-
money laundering (AML) and countering the financing of terrorism (CFT)
efforts. FinCEN's responsibilities and objectives are linked to, and
flow from, that role. In fulfilling this role, FinCEN seeks to enhance
U.S. national security by making the financial system increasingly
resistant to abuse by money launderers, terrorists and their financial
supporters, and other perpetrators of crime.
The Secretary of the Treasury, through FinCEN, is authorized by the
BSA to issue regulations requiring financial institutions to file
reports and keep records that are highly useful in criminal, tax, or
regulatory investigations, risk assessments, or proceedings, or
intelligence or counter-intelligence activities, including analysis, to
protect against terrorism. The BSA also authorizes FinCEN to require
that designated financial institutions establish AML/CFT programs and
compliance procedures. Recent legislation has given FinCEN the added
authority and responsibility to develop a system for reporting the
beneficial owners of certain legal entities in the United States. To
implement and realize its mission, FinCEN has established regulatory
objectives and priorities to safeguard the financial system from the
abuses of financial crime, including terrorist financing, proliferation
financing, money laundering, and other illicit activity.
[[Page 9455]]
These objectives and priorities include: (1) issuing, interpreting,
and enforcing compliance with regulations implementing the BSA; (2)
supporting, working with, and as appropriate overseeing compliance
examination functions delegated by FinCEN to other Federal regulators;
(3) managing the collection, processing, storage, and dissemination of
data related to the BSA and beneficial ownership; (4) maintaining
government-wide access services to that same data for authorized users
with a range of interests; (5) conducting analysis in support of
policymakers, law enforcement, regulatory and intelligence agencies,
and (for compliance purposes) the financial sector; and (6)
coordinating with and collaborating on AML/CFT initiatives with
domestic law enforcement and intelligence agencies, as well as foreign
financial intelligence units.
FinCEN's regulatory priorities for fiscal year 2024 include:
Beneficial Ownership Information Reporting Deadline
Extension for Reporting Companies Created or Registered in 2024.
FinCEN intends to finalize an amendment, proposed on September 28,
2023, to the beneficial ownership information (BOI) reporting rule
(Reporting Rule) that FinCEN published on September 30, 2022. The
amendment will extend the BOI filing deadline for entities created or
registered on or after January 1, 2024, and before January 1, 2025,
from 30 days to 90 days. This reporting extension will provide those
entities with additional time to understand the new BOI reporting
obligation and collect the necessary information to complete their
filings. Entities created or registered on or after January 1, 2025,
will have 30 days to file their BOI reports with FinCEN, as required
under the original Reporting Rule.
Beneficial Ownership Information Access and Safeguards.
FinCEN intends to issue a final rule entitled ``Beneficial
Ownership Information Access and Safeguards.'' The final rule will
establish protocols to protect the security and confidentiality of the
beneficial ownership information (BOI) that will be reported to FinCEN
pursuant to the Bank Secrecy Act, as amended by Section 6403(a) of the
Corporate Transparency Act, and will establish the framework for
authorized recipients' access to the BOI reported.
Revisions to Customer Due Diligence Requirements for
Financial Institutions.
FinCEN intends to issue a notice of proposed rulemaking entitled
``Revisions to Customer Due Diligence Requirements for Financial
Institutions,'' relating to Section 6403(d) of the Corporate
Transparency Act (CTA). Section 6403(d) of the CTA requires FinCEN to
revise its customer due diligence requirements for financial
institutions to account for the changes created by the BOI reporting
and access requirements set out in the CTA.
Exempting a System of Records from Certain Provisions of
the Privacy Act of 1974.
FinCEN intends to issue a final rule amending 31 CFR 1.36 to exempt
a new system of records, entitled ``FinCEN .004--Beneficial Ownership
Information System,'' from certain provisions of the Privacy Act of
1974. The Beneficial Ownership Information (BOI) System is being
established to implement the BOI reporting and access requirements set
out in the Bank Secrecy Act (BSA), as amended by the Corporate
Transparency Act. The exemptions are intended to increase the value of
the system for law enforcement purposes and to comply with the BSA's
prohibitions against unauthorized disclosure of certain information.
Residential Real Estate Transaction Reports and Records.
FinCEN intends to issue a notice of proposed rulemaking to address
money laundering threats in the U.S. residential real estate sector.
Anti-Money Laundering Program and Suspicious Activity
Report Filing Requirement for Investment Advisers.
FinCEN intends to issue a notice of proposed rulemaking that would
prescribe minimum standards for anti-money laundering programs to be
established by certain investment advisers and to require such
investment advisers to report suspicious activity to FinCEN pursuant to
the Bank Secrecy Act.
Section 6101. Establishment of National Exam and
Supervision Priorities.
FinCEN intends to issue a notice of proposed rulemaking as part of
the establishment of national exam and supervision priorities. The
proposed rule implements Section 6101(b) of the Anti-Money Laundering
Act of 2020 that requires the Secretary of the Treasury to issue and
promulgate rules for financial institutions to carry out the
government-wide anti-money laundering and countering the financing of
terrorism priorities (AML/CFT Priorities). The proposed rule: (i)
incorporates a risk assessment requirement for financial institutions;
(ii) requires financial institutions to incorporate AML/CFT Priorities
into risk-based programs; and (iii) provides for certain technical
changes. Once finalized, this proposed rule will affect all financial
institutions subject to regulations under the Bank Secrecy Act that
have AML/CFT program obligations.
Section 6314. Updating Whistleblower Incentives and
Protection.
FinCEN intends to issue a notice of proposed rulemaking to
establish a whistleblower award program for eligible individuals that
provide information regarding certain violations of the Bank Secrecy
Act and U.S. economic sanctions. The proposed regulations would
implement section 6314 of the Anti- Money Laundering Act of 2020 and
the Anti-Money Laundering Whistleblower Improvement Act. Pursuant to
the proposed regulations, potential whistleblowers would voluntarily
provide information regarding relevant violations to FinCEN, the
Department of Justice, or a whistleblower's employer. The proposed
regulations would also govern the award phase of the whistleblower
program. Potential whistleblowers would apply for an award following
the successful enforcement of a covered judicial or administrative
action. FinCEN would adjudicate such award applications pursuant to the
proposed regulations and would pay awards to eligible whistleblowers
from the Financial Integrity Fund (Fund). As set forth in 31 U.S.C.
5323, the structure of the Fund is such that monetary sanctions
collected by the Secretary or Attorney General in any judicial or
administrative action under title 31, chapter 35 or section 4305 or
4312 of title 50, or the Foreign Narcotics Kingpin Designation Act will
be deposited into the Fund, (or an amount equal to those sanctions will
be credited to the Fund), unless the balance of the Fund at the time
the monetary sanction is collected exceeds $300,000,000.
Commercial Real Estate Transaction Reports and Records.
FinCEN intends to issue a notice of proposed rulemaking to address
money laundering threats in the U.S. commercial real estate sector.
Other Requirements.
FinCEN also will continue to issue proposed and final rules
pursuant to section 311 of the USA PATRIOT Act, as appropriate.
Finally, FinCEN expects that it may propose various technical and other
regulatory amendments in conjunction with ongoing efforts with respect
to a comprehensive review of existing regulations to enhance regulatory
efficiency required by Section 6216 of the Anti-Money Laundering Act of
2020.
[[Page 9456]]
Bureau of the Fiscal Service
The Bureau of the Fiscal Service (Fiscal Service) administers
regulations pertaining to the Government's financial activities,
including: (1) implementing Treasury's borrowing authority, including
regulating the sale and issue of Treasury securities; (2) administering
Government revenue and debt collection; (3) administering government-
wide accounting programs; (4) managing certain Federal investments; (5)
disbursing the majority of Government electronic and check payments;
(6) assisting Federal agencies in reducing the number of improper
payments; and (7) providing administrative and operational support to
Federal agencies through franchise shared services.
During fiscal year 2024, Fiscal Service will accord priority to the
following regulatory projects:
Revision of the Federal Claims Collection Standards
Fiscal Service is proposing to amend the Federal Claims Collections
Standards (FCCS), codified in 31 CFR parts 900-904, which is jointly
administered by Treasury and the Department of Justice. The FCCS set
standards for administrative collection, compromise, and suspension or
termination of collection activity for federal nontax debts. They also
set standards for referring federal nontax debts to DOJ for litigation.
The proposed amendments, which have been jointly prepared by Treasury
and DOJ, include revisions for equity and updates to conform to
developments since the last publication of the regulations in 2000.
Amendment of Electronic Payment Regulation
Fiscal Service will be publishing a final rule to amend 31 CFR part
208, Management of Federal Agency Disbursements--Fiscal Service's
regulation that implements a statutory mandate requiring the Federal
Government to deliver non-tax payments by electronic funds transfer
(EFT) unless a waiver is available. Among other things, the final rule
strengthens the EFT requirement by narrowing the scope of existing
waivers from the EFT mandate or requiring agencies to obtain Fiscal
Service's approval to invoke certain existing waivers. The use of
electronic payments has expanded significantly since the waivers from
the EFT mandate were first published in 1998 and the final rule
appropriately adjusts the waivers given the broad availability of safe
and secure electronic payment options currently available.
Internal Revenue Service
The Internal Revenue Service (IRS), working with Treasury's Office
of Tax Policy, promulgates regulations that interpret and implement the
Internal Revenue Code (Code), and other internal revenue laws of the
United States. The purpose of these regulations is to carry out the tax
policy determined by Congress in a fair, impartial, and reasonable
manner, taking into account the intent of Congress, the realities of
relevant transactions, the need for the Government to administer the
rules and monitor compliance, and the overall integrity of the Federal
tax system. The goal is to make the regulations practical and as clear
and simple as possible, which reduces the burdens on taxpayers and the
IRS.
During fiscal year 2024, the priority of the IRS and the Office of
Tax Policy is to provide guidance, including proposed and final rules
in certain cases, regarding implementation of key tax provisions of
several public laws, including Public Law 117-169, known as the
Inflation Reduction Act of 2022 (IRA), the CHIPS and Science Act of
2022, Public Law 117-167, the Infrastructure Investment and Jobs Act,
Public Law 117-58, the Setting Every Community Up for Retirement
Enhancement Act of 2019 (SECURE Act), enacted as Division O of the
Further Consolidated Appropriations Act, 2020, Public Law 116-94, and
the SECURE 2.0 Act of 2022 (SECURE 2.0 Act), enacted as Division T of
the Consolidated Appropriations Act, 2023, Public Law 117-328.
With regard to the following key provisions of the Code enacted by
the IRA, Treasury and the IRS intend to issue guidance, including
proposed and final rules in certain cases:
The credit for alternative fuel refueling property under
Sec. 30C of the Code.
The consumer vehicle credits under Sec. Sec. 25E and 30D
of the Code.
The credit for sustainable aviation fuel under Sec. 40B
of the Code.
The prevailing wage rate and apprenticeship requirements
in Sec. 45(b) as applicable for purposes of Sec. Sec. 30C, 45, 45L,
45Q, 45U, 45V, 45Y, 48, 48C, 48E, and 179D of the Code.
The domestic content enhancements for purposes of
Sec. Sec. 45, 45Y, 48, 48E.
The energy community enhancements for purposes of
Sec. Sec. 45, 45Y, 48, 48E.
The extension and modification of the credit for carbon
oxide sequestration under Sec. 45Q of the Code.
The zero-emission nuclear power PTC under Sec. 45U of the
Code.
The clean hydrogen PTC under Sec. 45V of the Code.
The credit for qualified commercial clean vehicles under
Sec. 45W of the Code.
The advanced manufacturing PTC under Sec. 45X of the
Code.
The clean electricity PTC under Sec. 45Y of the Code.
The clean fuels production credit under Sec. 45Z of the
Code.
The extension and modification of the investment tax
credit (ITC) for energy property under Sec. 48 of the Code.
The allocation of amounts of environmental justice solar
and wind capacity limitation to qualified solar and wind facilities
under Sec. 48(e) of the Code.
The qualifying advanced energy project credit under Sec.
48C of the Code.
The advanced manufacturing ITC under Sec. 48D of the Code
as enacted by the CHIPS Act of 2022.
The corporate alternative minimum tax under Sec. Sec. 53,
55, 56, and 56A of the Code.
The energy efficient commercial buildings deduction under
Sec. 179D of the Code.
The excise tax on the repurchase of corporate stock under
Sec. 4501 of the Code.
The elective payment and transfer of credits for energy
property & electricity produced from certain renewable resources under
Sec. Sec. 6417 and 6418 of the Code.
Consistent with the Administration's goals of equity and fairness
in tax administration, using new funding provided by the Inflation
Reduction Act, the IRS will continue to reduce burdens for taxpayers.
Underpayments by tax evaders shift burdens onto honest, hard-working
Americans who follow the law as well as onto future generations. The
funding is being used to help ensure that everyone pays their fair
share. Pursuant to the Inflation Reduction Act, billions of dollars
will go toward substantial service improvements for taxpayers as they
interact with the IRS. The IRS is improving customer service, answering
more calls, processing returns and refunds faster, updating computer
systems, and simplifying tax filing. The IRS is also expanding the
customer callback capability, which gives taxpayers an alternative to
waiting on hold. This reduces burden and frustration for taxpayers.
Although taxpayers can still choose to use paper-based processes to
file returns, the IRS is transitioning to digital platforms, with
better data tools to make more filings and processes available
electronically, reducing audits and retiring paper-based processes. IRS
employees still need to manually
[[Page 9457]]
transcribe millions of paper returns. However, the IRS is automating
the scanning of millions of individual paper returns into digital
copies. For taxpayers, this means faster processing and, ultimately,
faster refunds for paper filers.
The IRS is expanding the use of issue resolution tools so that
taxpayers can access their own online account and get the information
they need without the need of an IRS assistor. The new IRS Online
Account features make it easier to communicate with the IRS where most
issues can be resolved online.
Every year, Treasury and the IRS identify guidance projects that
are priorities for allocation of resources during the year in the
Priority Guidance Plan (PGP) (available on irs.gov and
regulations.gov). The plan represents projects that Treasury and the
IRS intend to actively work on during the plan year. See, for example,
the 2022-2023 Priority Guidance Plan (May 5, 2023). To facilitate and
encourage suggestions, Treasury and the IRS have developed an annual
process for soliciting public input for guidance projects. The annual
solicitation is done through the issuance of a notice inviting
recommendations from the public for items to be included on the PGP for
the upcoming plan year. See, for example, Notice 2023-36 (May 4, 2023).
We also invite the public to provide us with their comments and
suggestions for guidance projects throughout the year.
BILLING CODE 4810-AK-P
DEPARTMENT OF VETERANS AFFAIRS (VA)
Statement of Regulatory Priorities
The Department of Veterans Affairs (VA) administers services and
benefit programs that recognize the important federal obligations to
those who served this Nation. VA's regulatory responsibility is almost
solely confined to carrying out mandates of the laws enacted by
Congress relating to programs for veterans and their families. VA's
major regulatory objective is to implement these laws with fairness,
justice, and efficiency.
Most of the regulations issued by VA involve at least one of three
VA components: the Veterans Benefits Administration, the Veterans
Health Administration, and the National Cemetery Administration. The
primary mission of the Veterans Benefits Administration is to provide
high-quality and timely nonmedical benefits to eligible veterans and
their dependents. The primary mission of the Veterans Health
Administration is to provide high-quality health care on a timely basis
to eligible veterans through its system of medical centers, nursing
homes, domiciliaries, and outpatient medical and dental facilities. The
primary mission of the National Cemetery Administration is to
memorialize eligible veterans, members of the Reserve components, and
their dependents in VA National Cemeteries and to maintain those
cemeteries as national shrines in perpetuity as a final tribute of a
grateful Nation to commemorate their service and sacrifice to our
Nation.
VA's regulatory priorities also reflect our robust engagement
process with stakeholders and our strong culture of evidence-based
decision making. Through regular stakeholder meetings, public hearings,
Small Business Advocacy Review Panels, and public comments on proposed
regulations, the Department engages with diverse stakeholders to seek
input on our regulatory agenda overall or feedback on proposed rules.
When VA publishes a proposed rule, it is current practice to send a
Plain Language Summary Document (PLSD) to VSOs, Congress and
Intergovernmental Affairs offices notifying them that a proposed rule
is open for public comment. We also do this for Final rules and in some
instances, we send a Press Release document in lieu of the PLSD. A
Press Release and a PLSD is a summary of the published rule, its
impacts, why the rule is necessary and who the rule impacts. Among the
specific rules described below, we include further details on previous
stakeholder engagement and future opportunities for stakeholder
engagement. VA's regulatory priority plan consists of thirteen (13)
priority regulations. The regulations listed below are not in any
priority order.
BILLING CODE 8320-01-P
[[Page 9458]]
[GRAPHIC] [TIFF OMITTED] TP09FE24.000
[[Page 9459]]
[GRAPHIC] [TIFF OMITTED] TP09FE24.001
[[Page 9460]]
[GRAPHIC] [TIFF OMITTED] TP09FE24.002
[[Page 9461]]
[GRAPHIC] [TIFF OMITTED] TP09FE24.003
BILLING CODE 8320-01-C
[[Page 9462]]
VA
Proposed Rule Stage
177. Updating VA Adjudication Regulations for Disability or Death
Benefit Claims Related to Herbicide Exposure [2900-AR10]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 38 U.S.C. 1116; 38 U.S.C. 1116A; 38 U.S.C. 1116B;
38 U.S.C. 1821; 38 U.S.C. 1822
CFR Citation: 38 CFR 3.30; 38 CFR 3.309; 38 CFR 3.105; 38 CFR
3.114; 38 CFR 3.313; 38 CFR 3.81.
Legal Deadline: None.
Abstract: The Department of Veterans Affairs (VA) proposes to amend
its adjudication regulations relating to exposure to herbicides, such
as Agent Orange, in order to incorporate the provisions of the Blue
Water Navy Vietnam Veterans Act of 2019 (the BWN Act). This proposed
rule would extend the presumed area of exposure to the offshore waters
of the Republic of Vietnam and expand the date ranges for presumption
of exposure in the Republic of Vietnam and Korea. This rule would also
clarify the definition of a Nehmer class member and establish
entitlement to spina bifida benefits for children of certain veterans
who served in Thailand. On the basis of VA's general rulemaking
authority, VA also proposes to establish a presumption of herbicide
exposure for certain veterans who served in Thailand and also proposes
to codify longstanding procedures for searching for payees entitled to
Nehmer class action settlement payments. This proposed rule
incorporates the provisions contained in VA's RIN 2900-AR45, titled,
``Diseases Associated with Exposure to Certain Herbicide Agents
(Bladder Cancer, Parkinsonism, and Hypothyroidism)'' as a result of VA
withdrawing RIN 2900-AR45 from the Fall 2022 Unified Agenda. A future
Interim Final Rule will be published to align all of VA's adjudication
regulations with controlling statute. This future regulation will also
ensure that eligible Veterans are not denied the benefits they are
entitled to and will allow VA to correct previous improper denials of
service connection.
Statement of Need: The Department of Veterans Affairs (VA) is
proposing to amend its regulations for the following purposes: (1)
extend the presumption of herbicide exposure to the offshore waters of
the Republic of Vietnam and to define those boundaries; (2) expand the
dates for presumption of herbicide exposure for service in the Korean
Demilitarized Zone; (3) establish entitlement to spina bifida benefits
for children of certain Veterans who served in Thailand; (4) codify the
presumption of herbicide exposure for certain locations identified
where herbicide agents were used, tested, or stored outside of Vietnam;
(5) codify longstanding procedures for searching for payees entitled to
class-action settlements under Nehmer v. Department of Veterans
Affairs; (6) apply the definition of Republic of Vietnam offshore
waters to presumptive service connection claims for non-Hodgkin's
lymphoma; (7) add bladder cancer, hypothyroidism, and Parkinsonism as
presumptive herbicide diseases; and (8) recognize hypertension and
monoclonal gammopathy of undetermined significant as presumptive
herbicide diseases.
Summary of Legal Basis: Promulgation of these regulations is
necessitated by the Blue Water Navy Vietnam Veterans Act of 2019,
Public Law 116-123; Fiscal Year 2021 National Defense Authorization
Act; and the Sergeant First Class Heath Robinson Honoring our Promise
to Address Comprehensive Toxics Act of 2022 (PACT Act), Public Law 117-
168. VA's general rulemaking authority under 38 U.S.C. 501(a) is also
utilized in effectuating these regulations.
Alternatives: The comprehensive framework of the enacted laws
requires VA to issue regulations to ensure that claims processors
accurately and consistently adjudicate claims pursuant to the intent
and text of the legislation. The absence of regulations would cause
confusion amongst adjudicators leading to benefit decision errors, as
well as incurring significant litigation risk if the only instruction
concerning application of the aforementioned laws is sub-regulatory
guidance that did not go through notice-and-comment as required by the
Administrative Procedures Act.
Anticipated Cost and Benefits: VA has estimated that there are both
transfers and costs associated with the provisions of this rulemaking.
The total transfers are estimated to be $59.9 billion over 10 years.
Actual transfers and costs will be determined and reflected in this
section of ROCIS once the Reg is formally sent to OMB for a formal
Executive Order 12866 review.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information: www.regulations.gov.
Agency Contact: Robert Parks, Department of Veterans Affairs, 1800
G Street NW, Washington, DC 20006, Phone: 202 461-9700, Email:
[email protected].
RIN: 2900-AR10
VA
178. Expanding Veterans Cemetery Grant Program (VCGP) Grants To Include
Training Costs [2900-AR47]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 605(b); 2 U.S.C. 1532; 38 U.S.C. 101; 25
U.S.C. 450b(l)
CFR Citation: 38 CFR 39.34.
Legal Deadline: None.
Abstract: VA proposes to amend its regulations regarding aid for
the establishment, expansion, and improvement, or operation and
maintenance of Veterans cemeteries to implement new authorities
provided in section 2208 of The Veterans Health Care and Benefits
Improvement Act of 2020. The Act authorizes VA to expand the use of
Veterans Cemetery Grant Program (VCGP) funds to include training costs
for State and Tribal cemetery personnel to participate in training
provided by the National Cemetery Administration (NCA).
Statement of Need: This rulemaking is needed for the Department of
Veteran Affairs (VA) to amend its regulations, in accordance with 38
U.S.C. 501, to implement new authorities enacted in Section 2208 of
Public Law 116-315, The Veterans Health Care and Benefits Improvement
Act of 2020. That Public Law amended section 2408 of title 38, United
States Code (U.S.C.).
Summary of Legal Basis: VA proposes to amend its regulations
regarding aid for the establishment, expansion, and improvement, or
operation and maintenance of Veterans cemeteries to implement new
authorities provided in section 2208. The Act authorized VA to expand
the use of Veterans Cemetery Grant Program (VCGP) funds to include
training costs for State and Tribal cemetery personnel to participate
in training provided by the National Cemetery Administration (NCA).
Alternatives: Because VA must implement new grants authority in
regulation, there are no practical alternatives to rulemaking. Grantees
can choose to apply for training grant funds or expend their own
resources to send employees to attend NCA training.
[[Page 9463]]
However, as mentioned above, because many grantees lack sufficient
fiscal resources for their employees to attend NCA training, VA
anticipates increased participation from grantee-cemetery employees.
The proposed approach limits the number of employees the State or
Tribal Organizations can have attending training and those entities
will continue to have difficulty meeting the same national shrine
standards and measures as VA national cemeteries.
Anticipated Cost and Benefits: The primary benefit of this program
expansion will assist VA grant-funded State and Tribal Veterans'
cemeteries in meeting NCA operational standards and measures. This
includes the appearance in the key cemetery areas of cleanliness,
height and alignment of headstones and markers, leveling of gravesites,
and turf conditions. VA estimates transfers of $89,916 for Fiscal Year
(FY) 2023 and $458,661 for FY 2023-FY 2027.
Risks: TBD.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information: www.regulations.gov.
Agency Contact: George Eisenbach, Director, Veterans Cemetery
Grants Program, National Cemetery Administration, Department of
Veterans Affairs, 810 Vermont Avenue NW, Washington, DC 20420, Phone:
202 632-7369, Email: [email protected].
RIN: 2900-AR47
VA
179. Technical Revisions To Expand Health Care for Certain Toxic
Exposure and Overseas Contingency Service [2900-AR73]
Priority: Other Significant.
Legal Authority: 38 U.S.C. 1710; Pub. L. 117-168 sec. 103(a)
CFR Citation: 38 CFR 17.36; 38 CFR 17.108; 38 CFR 17.110; 38 CFR
17.111; 38 CFR 51.50.
Legal Deadline: None.
Abstract: The Department of Veterans Affairs (VA) proposes to amend
its medical regulations governing eligibility for VA health care and
copayment requirements to conform to recent statutory changes made by
section 103 of the Sergeant First Class Heath Robinson Honoring our
Promise to Address Comprehensive Toxics Act of 2022, Public Law 117-168
(PACT Act). VA is changing its medical benefits enrollment criteria to
include toxic-exposed veterans and veterans who supported certain
overseas contingency operations, to exempt such veterans from
copayments for certain care, and to provide per diem for nursing home
care for such veterans.
Statement of Need: This rulemaking is necessary to implement the
provisions of section 103(a) of the Honoring our Promise to Address
Comprehensive Toxics Act of 2022, Public Law 117-168 (PACT Act), which
expanded the provision of health care and nursing home care to new
groups of toxic-exposed veterans. This rule would also amend VA's
medical regulations to exempt such veterans from copayments for certain
care.
Summary of Legal Basis: Pursuant to 38 U.S.C. 1710, VA proposes to
amend its medical regulations and regulations on per diem for nursing
home care of veterans in State homes. This would conform with changes
made to 38 U.S.C. 1710 by section 103 of the PACT Act.
Alternatives: TBD.
Anticipated Cost and Benefits: TBD.
Risks: Delayed access to health care for these toxic-exposed
veterans that would be newly-eligible for VA health care. These
additional groups of toxic-exposed veterans who are already enrolled in
VA health care would continue to be charged copayments for care of
illness related to their toxic exposures until these changes are made.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 08/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information: www.regulations.gov.
Agency Contact: Ryan Heiman, Acting Deputy Director, VHA Member
Services, Department of Veterans Affairs, 3401 SW 21st Street, Building
9, Topeka, KS 66604, Phone: 785 817-2719, Email: [email protected].
RIN: 2900-AR73
VA
180. Updating VA Adjudication Regulations for Disability or Death
Benefits Based on Toxic Exposure [2900-AR75]
Priority: Other Significant.
Legal Authority: 38 U.S.C. 1117; 38 U.S.C. 1119; 38 U.S.C. 1120; 38
U.S.C. 501
CFR Citation: 38 CFR 3.159; 38 CFR 3.317; 38 CFR 3.320.
Legal Deadline: None.
Abstract: The Department of Veterans Affairs is proposing to amend
its adjudication regulations to implement provisions of the Sergeant
First Class Heath Robinson Honoring our Promise to Address
Comprehensive Toxics Act of 2022, Public Law 117-168 (PACT Act). The
statute amended procedures applicable to claims based on toxic exposure
and modified or established presumptions of service connection related
to toxic exposure. Pursuant to the Act, VA is proposing to remove the
manifestation period requirement and the minimum compensable evaluation
requirement from Gulf War claims based on undiagnosed illness and
medically unexplained chronic multi-symptom illnesses. VA is also
proposing to expand the definition of a Persian Gulf Veteran and update
the list of locations eligible for a presumption of exposure to toxic
substances, chemicals, or hazards based on Gulf War service. To
implement additional provisions of the Act, VA is also proposing to
codify the procedure for determining when examinations and medical
nexus opinions are required for claims based on toxic exposure.
Statement of Need: The Department of Veterans Affairs is proposing
to amend its adjudication regulations to implement provisions of the
Sergeant First Class Heath Robinson Honoring our Promise to Address
Comprehensive Toxics Act of 2022, Public Law 117-168 (PACT Act). The
statute amended procedures applicable to claims based on toxic exposure
and modifies or establishes presumptions of service connection related
to toxic exposure.
Summary of Legal Basis: The new provisions of regulation are
authorized by sections 302, 303, 405 and 406 of Public Law 117-168. VA
must publish regulations to carry out the laws administered by the
Department as required by 38 U.S.C. 501(a).
Alternatives: The comprehensive framework of the enacted law
requires VA to issue regulations to ensure that claims processors
accurately and consistently adjudicate claims pursuant to the intent
and text of the legislation. The absence of regulations would cause
confusion amongst adjudicators leading to benefit decision errors, as
well as incurring significant litigation risk if the only instruction
concerning application of the aforementioned law is sub-regulatory
guidance that did not go through notice-and-comment as
[[Page 9464]]
required by the Administrative Procedures Act.
Anticipated Cost and Benefits: Actual costs and transfers will be
determined and reflected in this section of ROCIS once the rule is
formally sent to OMB for a formal Executive Order 12866 review.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information: www.regulations.gov.
Agency Contact: Robert Parks, Department of Veterans Affairs, 1800
G Street NW, Washington, DC 20006, Phone: 202 461-9700, Email:
[email protected].
RIN: 2900-AR75
VA
181. Evidence Requirements for Direct Service Connection of Covered
Mental Health Conditions Based on In-Service Personal Trauma [2900-
AR91]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 38 U.S.C. 501
CFR Citation: 38 CFR 3.304.
Legal Deadline: None.
Abstract: VA is proposing to amend regulations concerning the type
of evidence that may be used to support a veteran's statement regarding
the occurrence of an in-service personal trauma. VA is also proposing
to define key terms relevant to such claims. These amendments will
provide greater specificity and clarity to the regulatory text and aid
claims processors who develop and decide claims based on in-service
personal trauma. The intent of this change is to ease the evidentiary
requirements for veterans claiming a mental health condition based on
in-service personal trauma.
Statement of Need: TBD--The statement of need is still pending but
will be determined and reflected in this section of ROCIS once the Reg
is formally sent to OMB for a formal Executive Order 12866 review.
Summary of Legal Basis: TBD--The legal basis for this Reg is still
pending but will be determined and reflected in this section of ROCIS
before the Reg is formally sent to OMB for a formal Executive Order
12866 review.
Alternatives: TBD--Alternatives are still pending but will be
determined and reflected in this section of ROCIS before the Reg is
formally sent to OMB for a formal Executive Order 12866 review.
Anticipated Cost and Benefits: TBD--Actual costs and transfers are
still pending but will be determined and reflected in this section of
ROCIS before the Reg is formally sent to OMB for a formal Executive
Order 12866 review.
Risks: TBD--Risks are still pending but will be determined and
reflected in this section of ROCIS before the Reg is formally sent to
OMB for a formal Executive Order 12866 review.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Robert Parks, Department of Veterans Affairs, 1800
G Street NW, Washington, DC 20006, Phone: 202 461-9700, Email:
[email protected].
RIN: 2900-AR91
VA
182. Amendments to the Caregivers Program [2900-AR96]
Priority: Section 3(f)(1) Significant. Major status under 5 U.S.C.
801 is undetermined.
Legal Authority: 38 U.S.C. 1720G
CFR Citation: Not Yet Determined.
Legal Deadline: None.
Abstract: The rule will propose amendments to the eligibility
criteria, definitions used, and consider other changes to evaluation
processes for the Program of Comprehensive Assistance for Family
Caregivers, which provides services and benefits, including a monthly
stipend, for eligible caregivers of veterans who sustained a serious
injury or illness in the line of duty.
Statement of Need: This rulemaking is necessary to implement
several changes to VA's Program of Comprehensive Assistance for Family
Caregivers (PCAFC) and Program of General Caregiver Support Services
(PGCSS) to improve program operations, update eligibility criteria, and
expand access to the programs for eligible veterans and servicemembers
and their caregivers and comply with Executive Order 14095, Increasing
Access to High-Quality Care and Supporting Caregivers, issued April 18,
2023, that required the Secretary of Veterans Affairs consider issuing
a notice of proposed rulemaking by the end of this fiscal year that
would make any appropriate modifications to eligibility criteria for
PCAFC. In accordance with Executive Order 14094, VA briefed the
Veterans Service Organizations (VSO) on June 30th, 2023, during the
rulemaking process.
Summary of Legal Basis: Pursuant to its authority in 38 U.S.C.
1720G, VA proposes to amend its regulations under 38 CFR part 71, which
governs PCAFC, a program that provides Family Caregivers of eligible
veterans benefits, such as training, respite care, counseling,
technical support, beneficiary travel, and for Primary Family
Caregivers, provides a monthly stipend payment, and access to health
care; and PGCSS, which is available to caregivers of covered veterans
of all eras of military service. Proposed amendments would comply with
the U.S. Court of Appeals for the Federal Circuit decision in Veteran
Warriors, Inc. v. Sec'y of Veterans Affairs, 29 F.4th 1320 (Fed. Cir.
2022), which set aside a portion of VA's regulations concerning PCAFC
eligibility criteria, specifically VA's definition of need for
supervision, protection, and instruction as that term is used
throughout 38 CFR part 71. VA proposes to remove conflicting language
from its regulations.
Alternatives: There are no acceptable policy alternatives to
issuing this regulation.
Anticipated Cost and Benefits: VA is still determining costs but
anticipates costs to be over $200 million in any given year of the 10-
year estimate; VA anticipates this rule would be a section 3(f)(1)
significant rule under Executive Order 12866.
This rulemaking would expand access to caregiver benefits for
eligible veterans based on proposed changes in eligibility criteria.
Actual costs will be determined and reflected in this section of ROCIS
once the Reg is formally sent to OMB for a formal Executive Order 12866
review.
Risks: Delayed access to PCAFC for eligible veterans and their
Family Caregivers.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information: www.regulations.gov.
Agency Contact: Colleen Richardson PsyD, Executive Director,
Caregiver
[[Page 9465]]
Support Program, Patient Care Services, Veterans Health Administration,
Department of Veterans Affairs, 810 Vermont Avenue NW, Washington, DC
20420, Phone: 202 461-7337, Email: [email protected].
RIN: 2900-AR96
VA
183. Revision of Veterans Community Care Program (VCCP) Access
Standards [2900-AS00]
Priority: Other Significant.
Legal Authority: 38 U.S.C. 1703; 38 U.S.C. 1703B
CFR Citation: 38 CFR 17.4040.
Legal Deadline: None.
Abstract: VA proposes to revise its designated access standards for
purposes of the Veterans Community Care Program to consider a veteran's
preference for telehealth when scheduling appointments. VA additionally
proposes to consider whether and how to address standards for when a VA
provider is not available within the existing average drive time
standards.
Statement of Need: This rulemaking is needed to implement certain
provisions of section 125 of Division U of the Consolidated
Appropriations Act, 2023, the Joseph Maxwell Cleland and Robert Joseph
Dole Memorial Veterans Benefits and Health Care Improvement Act of 2022
(hereinafter referred to as the Act).
Summary of Legal Basis: Pursuant to 38 U.S.C. 1703 and 1703B and
subject to regulations at 38 CFR 17.4000-17.4040, VA administers the
Veterans Community Care Program (VCCP) to furnish care in the community
to covered Veterans at their election and subject to the availability
of appropriations. Consistent with 38 U.S.C. 1703(d)(1)(D) and 1703B,
current 38 CFR 17.4010(a)(4) establishes eligibility for the VCCP if a
covered veteran has contacted VA to request required care or services,
but VA has determined it is not able to furnish such care or services
in a manner that complies with VA's designated access standards in
17.4040. Section 125 of the Act amended section 1703B(f) to require VA
to meet the access standards established under section 1703B(a) when
furnishing care through VCCP and ensure that meeting such access
standards is reflected in the contractual requirements of third-party
administrators (TPA).
Alternatives: VA does not interpret that there is an alternative to
implementing certain provisions of section 125 of the Act. VA does not
interpret that there is an alternative to a two-stage rulemaking
because current VCCP regulations do not apply VA access standards to
eligible entities and providers (non-VA providers) under TPA
agreements, and to do so requires notice and comment prior to being
implemented.
Anticipated Cost and Benefits: VA does not anticipate this
rulemaking would result in $200 million or more in costs or savings. VA
anticipates benefits for Veterans as eligible entities and providers
participating in VCCP would also be subject to measurable access
standards designed to improve Veteran's access to care. Actual costs
will be determined and reflected in this section of ROCIS once the Reg
is formally sent to OMB for a formal Executive Order 12866 review.
Risks: None identified.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information: www.regulations.gov.
Agency Contact: Joseph Duran, Director of Policy and Planning
(10D1A1) Department of Veterans Affairs, 3773 Cherry Creek North Drive,
Denver, CO 80209, Phone: 303 370-1637, Email: [email protected].
RIN: 2900-AS00
VA
Final Rule Stage
184. Modifying Copayments for Veterans at High Risk for Suicide [2900-
AQ30]
Priority: Other Significant.
Legal Authority: 38 U.S.C. 1710(g); 38 U.S.C. 1722A
CFR Citation: 38 CFR 17.108; 38 CFR 17.110.
Legal Deadline: None.
Abstract: The Department of Veterans Affairs (VA) is finalizing a
proposed rule to amend its medical regulations governing copayments for
VA outpatient medical care and medications (to include outpatient
medical care and medications provided by VA directly or community care
obtained by VA through contracts, provider agreements or sharing
agreements) by eliminating the copayment for outpatient care and
reducing the copayment for medications dispensed to veterans identified
by VA as being at high risk for suicide. These copayment changes will
be applied until VA determines that the veteran is no longer at high
risk for suicide.
Statement of Need: This rulemaking is needed because a change in
the current regulation is called for by the policy outlined in
Executive Order 13822, which provides that our Government must improve
mental healthcare and access to suicide prevention resources available
to veterans. Healthcare research has provided extensive evidence that
copayments can be barriers to healthcare for vulnerable patients, which
places the change in line with the goals of the Executive order.
Summary of Legal Basis: Executive Order 13822.
Alternatives: The express intent of the rulemaking is to reduce
barriers to mental health care for Veterans at high risk for suicide.
To defer implementation of the regulation would be to undermine its
purpose. However, alternative regulatory approaches were considered. It
was considered whether VHA national or local policy changes could
effectively meet the intent of the regulation. It was found that policy
change is not a viable alternative due to regulatory constraints that
prevent changes to copayment requirements. The timing of rulemaking was
considered. There were no potential cost savings or other net benefits
identified that would lead to a more beneficial option. A phase-in
period for the regulation was considered. There were no burdens, likely
failures, or negative comments identified that a phase-in period would
help mitigate. There were no potential cost savings or other net
benefits identified that would make phasing in the regulation a more
beneficial option.
Anticipated Cost and Benefits: Outpatient medical care and
medication copayments will be reduced for Veterans determined to be at
high risk for suicide. VA strongly believes, based on extensive
empirical evidence, that the provisions of this rulemaking will
decrease the likelihood of fatal or medically serious overdoses from VA
prescribed medications among Veterans who are at a high risk of
suicide. VA also strongly believes, based on the evidence, that the
provisions of this rulemaking will significantly increase the
engagement of Veterans who are at a high risk of suicide in outpatient
health care, which is known to decrease the risk of suicide and other
adverse outcomes. Actual costs and/or transfers will be determined and
reflected in this section of ROCIS once the Reg is
[[Page 9466]]
formally sent to OMB for a formal Executive Order 12866 review.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/05/22 87 FR 418
NPRM Comment Period End............. 03/07/22
Final Action........................ 09/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information: www.regulations.gov.
Agency Contact: Julie Wildman, Informatics Educator, Department of
Veterans Affairs, 795 Willow Road, Building 321, Room A124, Menlo Park,
CA 94304, Phone: 650 493-5000, Email: [email protected].
RIN: 2900-AQ30
VA
185. Update and Clarify Regulatory Bars to Benefits Based on Character
of Discharge [2900-AQ95]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 38 U.S.C. 501
CFR Citation: 38 CFR 3.12.
Legal Deadline: None.
Abstract: The Department of Veterans Affairs (VA) is amending its
regulations regarding character of discharge determinations. The
amendments will modify the regulatory framework for discharges
considered ``dishonorable'' for VA benefit eligibility purposes, such
as discharges due to ``willful and persistent misconduct,'' an
``offense involving moral turpitude,'' and ``homosexual acts involving
aggravating circumstances or other factors affecting the performance of
duty.'' The amendments will also extend a ``compelling circumstances''
exception to certain regulatory bars to benefits in order to ensure
fair character of discharge determinations in light of all pertinent
factors. VA's amendments will take into consideration the public
comments received on the published proposed rule (85 FR 41471),
comments that VA receives from a published Request for Information (86
FR 50513) and comments received during two scheduled listening
sessions, which are described in aforementioned Request for
Information.
Statement of Need: TBD. In accordance with Executive Order 14094,
VA published a Request for Information (RFI) on September 9, 2021, 86
FR 50513 (2021) after the NPRM published. Specifically, the RFI asked
questions about compelling circumstances, willful and persistent
misconduct, moral turpitude, benefit eligibility and removing the
regulatory bars. In addition to and subsequent of the RFI, VA held a
two-day listening session in October 2021 to receive oral comments on
the RFI questions.
Summary of Legal Basis: TBD.
Alternatives: TBD.
Anticipated Cost and Benefits: TBD.
Risks: TBD.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/10/20 85 FR 41471
NPRM Comment Period End............. 09/08/20
Request For Information (RFI)....... 09/09/21 86 FR 50513
RFI Comment Period End.............. 10/12/21
Final Action........................ 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information: www.regulations.gov.
Agency Contact: Olumayowa Famakinwa, Department of Veterans
Affairs, 810 Vermont Avenue NW, Washington, DC 20420, Phone: 202 461-
9700, Email: [email protected].
RIN: 2900-AQ95
VA
186. Veteran and Spouse Transitional Assistance Grant Program [2900-
AR68]
Priority: Other Significant.
Legal Authority: 5 U.S.C. 601 to 612; 31 U.S.C. 302
CFR Citation: 38 CFR 63.6309.
Legal Deadline: None.
Abstract: VA, as authorized under the Johnny Isakson and David P.
Roe, M.D. Veterans Health Care and Benefits Improvement Act of 2020,
amends its regulations to establish the Veteran Transitional Assistance
Grant Program (VTAGP). VA will establish grant application procedures
and evaluative criteria for determining whether to issue funding to
eligible organizations providing transition services to members of the
Armed Forces who are separated, retired, or discharged, as well as
their spouses.
Statement of Need: The Department of Veterans Affairs (VA) has
determined this rulemaking is necessary, in accordance with authority
established by Public Law (Pub. L.) 116-315 4304 and 38 U.S.C. 501, 512
to implement Public Law 116315 4304, the Johnny Isakson and David P.
Roe, M.D. Veterans Health Care and Benefits Improvement Act of 2020
(January 5, 2021). VA proposes to amend title 38 Pensions, Bonuses, and
Veterans' Relief by adding part 80 and new sections 80.1 through 80.17
to the Code of Federal Regulations (CFR) to implement this new grant
authority.
Summary of Legal Basis: VA proposes regulations to establish the
Veteran and Spouse Transitional Assistance Grant Program (VSTAGP). VA
will establish grant application procedures and evaluative criteria for
determining whether to issue funding to eligible organizations
providing transition services to members of the Armed Forces who are
separated, retired, or discharged, as well as their spouses.
Alternatives: VA discussed how to implement provisions of 4304 of
Public Law 116-315. A rulemaking is the preferred option as VA grant
programs have historically been established utilizing the rulemaking
process. If this regulation were not enacted, VA would struggle to
implement the mandates put forth in Public Law 116-315 with current
available resources and therefore, the agency would not be in
compliance with the law. Alternatively, participants would continue to
access existing transition services that may limit services to Veterans
as defined in 38 U.S.C. 101(2). VA also considered an alternative title
to this rulemaking, however after discussions with external partners it
was determined to include the term spouse in the title. VSTAGP intends
to provide transition services to members of the Armed Forces who are
separated, retired, or discharged from the Armed Forces, and spouses of
such members, by identifying employment barriers and developing
individualized employment plans to overcome barriers. The program will
also link participants to necessary support services. Also, a
rulemaking will notify the public and interested parties of VA's new
authority and allow for notice and comment. Public Law 116-315 requires
grant recipients to provide matching funding from non-Federal sources
that are at least equal to Federal grant funds awarded by VA.
Anticipated Cost and Benefits: Each year, approximately 200,000 men
and women leave the U.S. military service and return to their lives as
civilians, a process known as the military-to-civilian transition. This
rulemaking benefits former Service members who are discharged, retired,
or separated, and their spouses (referred to as
[[Page 9467]]
participants), by establishing a grants program focused on improving
transition services. Transition services would include resume
assistance, interview training, job recruitment training and related
services that would result in a successful transition as determined by
the Secretary. Related services would include, but are not limited to,
employment placement services, employment education and/or training and
employment referrals. VA has determined there are costs and transfers
associated with this rulemaking. The total regulatory budget impact
associated with this rulemaking is estimated to be $6.9 million in FY
2024 and $38.3 million over 5 years as reflected in Table 1 below.
Costs associated with this rulemaking are estimated at $1.9 million in
FY 2024 and $13.3 million over 5 years to include an information
technology (IT) solution to manage grants. The net transfers for the
creation of VSTAGP are $5 million for FY 2024 and $25 million over 5
years.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/05/23 88 FR 42891
NPRM Comment Period End............. 08/04/23
Final Action........................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information: www.regulations.gov.
Agency Contact: Kenneth Fenner, Program Analyst, Office of
Outreach, Transition and Economic Dev., Department of Veterans Affairs,
1800 G Street SW, Washington, DC 20420, Phone: 800 877-8339, Email:
[email protected].
RIN: 2900-AR68
VA
187. Reevaluation of Claims for Dependency and Indemnity Compensation
Based on Public Law 117-168 [2900-AR76]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 38 U.S.C. 501; 38 U.S.C. 1305
CFR Citation: 38 CFR 3.817.
Legal Deadline: None.
Abstract: The Department of Veterans Affairs (VA) amending its
adjudication regulations concerning certain awards of Dependency and
Indemnity Compensation (DIC). Relevant claimants will be eligible to
elect a reevaluation of certain previously denied DIC determinations
pursuant to changes that establish or modify a presumption of service-
connection. Any award following reevaluation may be made retroactive to
the date of a previously denied claim as if the establishment or
modification of the presumption of service- connection had been in
effect on the date of the submission of the original claim. With
respect to new or initial awards of DIC pending before VA on or after
August 10, 2022, VA will utilize the most advantageous effective date
amongst 38 CFR 3.114 and 3.400, to potentially grant an award earlier
than August 10, 2022, if applicable. Lastly, as the PACT Act is silent
with respect to changes in the accrued or substitution process as it
relates to the reevaluation of DIC claims, VA will be utilizing the
regular processes regarding accrued and substitution benefits contained
in 38 U.S.C. 5121 and 5121A. The amendments within this final
rulemaking incorporate legislative updates enacted by the Sergeant
First Class Heath Robinson Honoring our Promise to Address
Comprehensive Toxics Act of 2022, or the Honoring our PACT Act of 2022
(Pub. L. 117-168) (PACT Act) and will bring federal regulations into
conformance with the statutory changes. The amendments in this
regulation are in accordance with the President's priorities to address
toxic exposure. Also improve service delivery, customer experience, and
reduce administrative burdens for those accessing public benefits and
services.
Statement of Need: The Department of Veterans Affairs has
determined the need to amend its regulations, in accordance with 38
U.S.C. 501, to incorporate legislative updates enacted by Section 204
of the Sergeant First Class Heath Robinson Honoring our Promise to
Address Comprehensive Toxics Act of 2022 or the Honoring our PACT Act
of 2022 (Pub. L. 117-168).
Summary of Legal Basis: This amendment to the Dependency and
Indemnity Compensation benefit program is authorized by section 204 of
Public Law 117-168. VA must publish regulations for matters related to
benefits as required by 38 U.S.C. 501(d).
Alternatives: VBA has considered an alternative policy to this
final rule. VBA could choose not to act at this time and codify a new
regulation at a later date. However, this would have a negative effect
on VA's effectiveness in processing benefits claims as the current
regulations do not align with the updated statutes. This new
adjudication regulation is needed to appropriately determine
eligibility to certain VA benefits based on these statutory changes.
Therefore, the final rule of adding a new adjudication regulation which
will provide relevant claimants the ability to elect a reevaluation of
certain previously denied DIC determinations pursuant to changes that
establish or modify a presumption of service connection to conform with
the statutory changes within the PACT Act is VA's preferred policy
approach.
Anticipated Cost and Benefits: TBD.
Risks: None.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 03/22/23 88 FR 17166
NPRM Comment Period End............. 05/22/23
Final Action........................ 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
URL For More Information: www.regulations.gov.
Agency Contact: Eric Baltimore, Program Analyst, Pension and
Fiduciary Service, Veterans Benefits Administration, Department of
Veterans Affairs, 810 Vermont Avenue NW, Washington, DC 20420, Phone:
202 632-8863, Email: [email protected].
RIN: 2900-AR76
VA
Completed Actions
188. Presumptive Service Connection for Respiratory Conditions Due to
Exposure to Particulate Matter [2900-AR25]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
CFR Citation: 38 CFR 3.319 (new).
Abstract: This rulemaking adopts as final, with changes, an interim
final rule that amended the Department of Veterans Affairs (VA)
adjudication regulations governing presumptive service connection based
on presumed exposures to fine particulate matter. The amendment was
necessary to provide health care, services, and benefits to Gulf War
Veterans who were exposed to fine particulate matter associated with
deployment to the Southwest Asia theater of operations, as well as
Afghanistan, Syria, Djibouti, and Uzbekistan. The amendment eased the
evidentiary burden of Gulf War Veterans who file claims with VA for
asthma, rhinitis, and sinusitis, to include rhinosinusitis.
[[Page 9468]]
Statement of Need: The amendment is necessary, in accordance with
38 U.S.C. 501(a), to provide health care, services, and benefits to
Gulf War Veterans who were potentially exposed to fine particulate
matter associated with deployment to the Southwest Asia theater of
operations, as well as Afghanistan, Syria, Djibouti, and Uzbekistan.
Summary of Legal Basis: This rulemaking adopts as final, with
changes, an interim final rule that amended the Department of Veterans
Affairs (VA) adjudication regulations governing presumptive service
connection based on presumed exposures to fine particulate matter. The
amendment was necessary to provide health care, services, and benefits
to Gulf War Veterans who were exposed to fine particulate matter
associated with deployment to the Southwest Asia theater of operations,
as well as Afghanistan, Syria, Djibouti, and Uzbekistan. The amendment
eased the evidentiary burden of Gulf War Veterans who file claims with
VA for asthma, rhinitis, and sinusitis, to include rhinosinusitis.
Alternatives: None.
Anticipated Cost and Benefits: The intended effect of this
amendment is to address the needs and concerns of Gulf War Veterans and
service members who have served and continue to serve in these
locations as military operations in the Southwest Asia theater of
operations have been ongoing from August 1990 until the present time.
Neither Congress nor the President has established an end date for the
Gulf War. Therefore, to provide immediate health care, services, and
benefits to current and future Gulf War Veterans who may be affected by
particulate matter due to their military service, VA intends to provide
presumptive service connection for the chronic disabilities of asthma,
rhinitis, and sinusitis, to include rhinosinusitis, as well as a
presumption of exposure to fine, particulate matter. This will ease the
evidentiary burden of Gulf War Veterans who file claims with VA for
these three conditions, which are among the most commonly claimed
respiratory conditions. VA has determined that both transfers and costs
are associated with this final rulemaking. The total budgetary impact
is estimated to be $1.5 billion in FY 2023, $12.4 billion over five
years, and $30.4 billion over 10 years, as detailed in Table 1 below.
Transfers are estimated to be $1.3 billion in 2023, $11.2 billion over
five years, and $28.5 billion over 10 years.
Risks: TBD.
Completed:
------------------------------------------------------------------------
Reason Date FR Cite
------------------------------------------------------------------------
Final Action........................ 09/01/23 88 FR 60336
Final Action Effective.............. 10/31/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Jane Allen, Policy Analyst, Robert Parks, Chief,
Part 3 Regulations Staff (211), Department of Veterans Affairs,
Compensation Service (21C), 810 Vermont Avenue NW, Washington, DC
20420, Phone: 202 461-9700.
RIN: 2900-AR25
VA
189. Presumptive Service Connection for Rare Respiratory Cancers Due to
Exposure to Fine Particulate Matter [2900-AR44]
Priority: Other Significant.
CFR Citation: 38 CFR 3.317(e)(2); 38 CFR 3.
Abstract: This rulemaking adopts as final, without changes, an
interim final rule amending the Department of Veterans Affairs (VA)
adjudication regulations to establish presumptive service connection
for nine rare respiratory cancers in association with presumed exposure
to fine particulate matter. These presumptions apply to Veterans with a
qualifying period of service, i.e., who served on active military,
naval, or air service in the Southwest Asia theater of operations
during the Persian Gulf War (hereinafter Gulf War), from August 2,
1990, onward, as well as in Afghanistan, Syria, Djibouti, or
Uzbekistan, on or after September 19, 2001, during the Gulf War. This
rulemaking implements a decision by the Secretary of Veterans Affairs
that determined there is sufficient evidence to support these cancers
as presumptive based on exposure to fine particulate matter during
service in the Southwest Asia theater of operations, Afghanistan,
Syria, Djibouti, or Uzbekistan during certain periods and the
subsequent development of the following rare respiratory cancers:
squamous cell carcinoma (SCC) of the larynx, SCC of the trachea,
adenocarcinoma of the trachea, salivary gland-type tumors of the
trachea, adenosquamous carcinoma of the lung, large cell carcinoma of
the lung, salivary gland-type tumors of the lung, sarcomatoid carcinoma
of the lung, and typical and atypical carcinoid of the lung. The
intended effect of this rulemaking is to ease the evidentiary burden of
this population of Veterans who file claims with VA for these nine rare
respiratory cancers.
Statement of Need: The Department of Veterans Affairs (VA) is
issuing this final rule to amend its adjudication regulations to
establish presumptive service connection for nine rare respiratory
cancers in association with presumed exposures to fine particulate
matter. This amendment is necessary to implement a decision of the
Secretary of Veterans Affairs that there is a plausible relationship
between service in the Southwest theater of operations, Afghanistan,
Syria, Djibouti, or Uzbekistan during certain periods and the
subsequent development of the following rare respiratory cancers:
squamous cell carcinoma (SCC) of larynx, SCC of trachea, adenocarcinoma
of trachea, salivary gland-type tumors of trachea, adenosquamous
carcinoma of lung, large cell carcinoma of lung, salivary gland-type
tumors of lung, sarcomatoid carcinoma of lung, and typical and atypical
carcinoid of the lung. The intended effect of this amendment is to ease
the evidentiary burden of Gulf War Veterans who file claims with VA for
these nine rare respiratory cancers.
Summary of Legal Basis: VA amends its adjudication regulations to
establish presumptive service connection for nine rare respiratory
cancers in association with presumed exposures to PM2.5 for
certain Veterans. This amendment is necessary to implement a decision
of the Secretary of Veterans Affairs that there is a plausible
relationship between service in the Southwest Asia theater of
operations, Afghanistan, Syria, Djibouti, or Uzbekistan during certain
periods and the subsequent development of the following rare
respiratory cancers: squamous cell carcinoma (SCC) of the larynx, SCC
of the trachea, adenocarcinoma of the trachea, salivary gland-type
tumors of the trachea, adenosquamous carcinoma of the lung, large cell
carcinoma of the lung, salivary gland-type tumors of the lung,
sarcomatoid carcinoma of the lung, and typical and atypical carcinoid
of the lung. The intended effect of this rulemaking is to ease the
evidentiary burden of this population of Veterans who file claims with
VA for these nine rare respiratory cancers.
Alternatives: None.
Anticipated Cost and Benefits: This rulemaking allows VA to provide
access to immediate health care services and benefits such as
disability compensation and life insurance to current and future Gulf
War Veterans who may be affected by fine particulate matter due to
their military service, and to ease the
[[Page 9469]]
evidentiary burden of Gulf War Veterans who file claims with VA for
these nine rare respiratory cancers. This rulemaking will also provide
access to benefits such as health care, survivor compensation, and
burial benefits to eligible survivors.
VA has determined that both transfers and costs are associated with
this rulemaking. Transfers are estimated to be $54.2 million in 2023,
$301.1 million over five years, and $704.6 million over ten years.
Costs are estimated to be $3.9 million in 2023, $16.8 million over five
years, and $35.2 million over ten years. The total budgetary impact is
estimated to be $58.1 million in 2023, $317.9 million over five years,
and $739.9 million over ten years.
Risks: None.
Completed:
------------------------------------------------------------------------
Reason Date FR Cite
------------------------------------------------------------------------
Final Rule.......................... 11/03/23 88 FR 75498
Final Rule Effective................ 11/03/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Robert Parks, Department of Veterans Affairs, 1800
G Street NW, Washington, DC 20006, Phone: 202 461-9700, Email:
[email protected].
RIN: 2900-AR44
BILLING CODE 8320-01-P
CORPORATION FOR NATIONAL AND COMMUNITY SERVICE (AMERICORPS)
Fall 2023 Statement of Regulatory Priorities
Overview
The Corporation for National and Community Service, operating as
AmeriCorps, is the Federal agency for national service and
volunteerism. AmeriCorps provides opportunities for individuals to
address some the nation's most pressing challenges, improve lives and
communities, and strengthen civic engagement. AmeriCorps offers
individuals and organizations flexible ways to make a local and lasting
impact through its programs, such as AmeriCorps State and National,
AmeriCorps VISTA, AmeriCorps NCCC, the Volunteer Generation Fund, and
AmeriCorps Seniors RSVP, Foster Grandparents, Senior Companions and
Senior Demonstration programs. AmeriCorps also supports volunteerism
through the national 9/11 Day of Service and Martin Luther King, Jr.,
Day of Service. AmeriCorps' authorizing statutes and regulations
provide the necessary legal framework for its programs. AmeriCorps'
regulatory priorities are guided by its Strategic Plan (available at
americorps.gov/about/agency-overview/strategic-plan) and Administration
priorities.
Highlights of Americorps' Regulatory Plan
This Regulatory Plan provides highlights of AmeriCorps' upcoming
regulatory actions. Please refer to AmeriCorps' Semiannual Regulatory
Agenda for the full spectrum of AmeriCorps' upcoming regulatory
actions.
Among other objectives, AmeriCorps' Strategic Plan establishes a
goal of partnering with communities to alleviate poverty and advance
racial equity. This past year, AmeriCorps finalized updates to its
AmeriCorps VISTA regulations (3045-AA79) in support of this goal. The
AmeriCorps VISTA program promotes economic resilience and address
persistent poverty by encouraging and enabling persons from all walks
of life to perform volunteer service to assist in the solution of
poverty and poverty-related problems and secure and increase
opportunities for self-advancement by persons affected by such
problems. Recently finalized updates to VISTA's regulations add
programmatic and grantmaking flexibilities to better reach underserved
communities, reduce barriers to participation in national service, and
provide those communities with access to the benefits of service to
reduce poverty.
AmeriCorps is planning two proposed regulatory actions in further
support of partnering with communities to alleviate poverty and advance
racial equity:
First, AmeriCorps State and National Updates (3045-AA84) will
consider additional programmatic and grantmaking flexibilities,
including waivers and exceptions for individuals who may benefit from
additional education and training, such as those reentering society
after a period of incarceration, to participate in national service
while acquiring skills and knowledge to ease their transition into the
workplace.
And second, AmeriCorps Seniors Updates (3045-AA81) will consider
removing barriers to service for individuals, particularly for low-
income individuals, and increasing flexibility for sponsors to
determine the best mix of staffing and resources to accomplish project
goals.
BILLING CODE 6050-28-P
ENVIRONMENTAL PROTECTION AGENCY (EPA)
Statement of Priorities
Overview
EPA works to ensure that all Americans are protected from
significant risks to human health and the environment, including
climate change, and that overburdened and underserved communities and
vulnerable individuals--in particular, communities with environmental
justice concerns--are meaningfully engaged and benefit from focused
efforts to protect their communities from pollution. EPA acts to ensure
that all efforts to reduce environmental harms are based on the best
available scientific information, that federal laws protecting human
health and the environment are enforced equitably and effectively, and
that the United States plays a leadership role in working with other
nations to protect the global environment. EPA is committed to
environmental protection that builds and supports more diverse,
equitable, sustainable, resilient, and productive communities and
ecosystems.
By taking advantage of the latest science, the newest technologies
and the most cost-effective and sustainable solutions, EPA and its
federal, tribal, state, local, and community partners have made
important progress in addressing pollution where people live, work,
play, and learn. By cleaning up contaminated waste sites, reducing
greenhouse gases, lowering emissions of mercury and other air
pollutants, and investing in water and wastewater treatment, EPA's
efforts have resulted in tangible benefits to the American public.
Efforts to reduce air pollution alone have produced hundreds of
billions of dollars in benefits in the United States, and tremendous
progress has been made in cleaning up our nation's land and waterways.
But much more needs to be done to implement the nation's environmental
statutes and ensure that all individuals and communities benefit from
EPA's efforts to protect human health and the environment and to
address the climate crisis.
EPA will use its regulatory authorities, along with grant- and
incentive-based programs, technical and compliance assistance, and
research and educational initiatives, to address the following
priorities set forth in EPA's Strategic Plan:
Tackle the Climate Crisis
Take Decisive Action to Advance Environmental Justice and
Civil Rights
[[Page 9470]]
Enforce Environmental Laws and Ensure Compliance
Ensure Clean and Healthy Air for All Communities
Ensure Clean and Healthy Water for All Communities
Safeguard and Revitalize Communities
Ensure Safety of Chemicals for People and the Environment
As EPA develops regulations, we seek to increase participation and
engagement of members of the public affected by our regulations,
including in the development of our regulatory priorities. In our
Regulatory Plan we detail engagement efforts that have helped to inform
our priorities to date, as well as future engagement efforts we have
planned. Throughout our engagement, EPA would particularly like to hear
from members of the public who have not typically participated in the
regulatory process, including families and communities affected by
climate change, rural workers, and others.
All this work will be undertaken with a strong commitment to
scientific integrity, the rule of law and transparency, the health of
children and other vulnerable populations, and with special focus on
supporting and achieving environmental justice at federal, tribal,
state, and local levels.
Highlights of EPA's Regulatory Plan
This Regulatory Plan highlights our most important upcoming
regulatory actions. As always, our Semiannual Regulatory Agenda
contains information on a broader spectrum of EPA's upcoming regulatory
actions.
Tackle the Climate Crisis
EPA is taking appropriate regulatory action under existing
statutory authorities to reduce emissions from our nation's largest
sources of greenhouse gases (GHG) to respond to the severe and urgent
threat of climate change. The impacts of climate change are affecting
people in every region of the country, threatening lives and
livelihoods and damaging infrastructure, ecosystems, and social
systems. Overburdened and underserved communities and individuals are
particularly vulnerable to these impacts, including low-income
communities and communities of color, children, the elderly, tribes,
and indigenous people.
Exercising its authority under the Clean Air Act (CAA), EPA will
address major sources of GHGs that are driving these impacts by taking
regulatory action to minimize emissions of methane from new and
existing sources in the oil and natural gas sector; reduce GHGs from
new and existing fossil fuel-fired power plants; and limit GHGs from
new light-duty vehicles and heavy-duty trucks. EPA will also carry out
the mandates of the American Innovation and Manufacturing (AIM) Act to
implement, and where appropriate accelerate, a national phasedown in
the production and consumption of hydrofluorocarbons (HFCs), which are
highly potent GHGs. Further, these regulatory priorities complement the
commitment to holistically and aggressively combat damaging climate
pollution while supporting the creation of good jobs and lowering
energy costs for families together with implementation of relevant
climate provisions of the Inflation Reduction Act.
New Source Performance Standards and Emission Guidelines
for Crude Oil and Natural Gas Facilities: Climate Review.
On November 15, 2021, the EPA proposed new source performance
standards and emission guidelines for crude oil and natural gas
facilities that would secure major climate and health benefits for all
Americans by reducing emissions of methane and other harmful air
pollution from both new and existing sources in the oil and natural gas
industry. (86 FR 63110). This action was in response to the January 20,
2021, Executive Order titled `Protecting Public Health and the
Environment and Restoring Science to Tackle the Climate Crisis.' The
2021 action proposed to update and strengthen methane and VOC standards
on the books for new sources, add standards for currently unregulated
new sources, and establish the first nationwide Emission Guidelines for
states to regulate existing sources. On December 6, 2022, EPA issued a
supplemental proposal to update, strengthen and expand its November
2021 proposal (87 FR 74702). The supplemental proposal would achieve
more comprehensive emissions reductions from oil and natural gas
operations by improving standards in the 2021 proposal and adding
proposed requirements for sources not previously covered. Specific
proposed requirements include fugitive emissions monitoring and repair
at well sites, stronger requirements for flares, zero emissions
standards for pneumatic pumps, new standards for dry seal compressors,
and a program to allow approved third parties to identify super-
emitting events for prompt mitigation. The supplemental proposal also
promotes innovation in methane detection technology by allowing for the
use of advanced methane detection systems. The proposal included
details for implementing the Emissions Guidelines. EPA received more
than 515,000 public comments on the 2022 supplemental proposal, in
addition to 470,000 comments received on the 2021 proposal. EPA held
multi-day virtual public hearings on both proposals and has conducted
numerous trainings and webinars for communities, members of Tribal
Nations, tribal environmental professionals and small businesses. The
Agency expects to issue a final rule later this year.
NSPS for GHG Emissions from New, Modified, and
Reconstructed Fossil Fuel-Fired EGUs; Emission Guidelines for GHG
Emissions from Existing Fossil Fuel-Fired EGUs; and Repeal of the ACE
Rule.
Fossil fuel-fired electric generating units (EGUs) are the nation's
second largest source of greenhouse gas (GHG) pollution. In May 2023,
EPA proposed to set limits for new gas-fired combustion turbines,
existing coal, oil and gas-fired steam generating units, and certain
existing gas-fired combustion turbines. Consistent with EPA's
traditional approach to establishing pollution standards for power
plants under section 111 of the Clean Air Act, the proposed standards
are based on technologies such as carbon capture and sequestration/
storage (CCS), low-GHG hydrogen co-firing, and natural gas co-firing,
which can be applied directly to power plants that use fossil fuels to
generate electricity. As laid out in section 111 of the Clean Air Act,
the proposed new source performance standards (NSPS) and emission
guidelines reflect the application of the best system of emission
reduction (BSER) that, taking into account costs, energy requirements,
and other statutory factors, is adequately demonstrated for the purpose
of improving the emissions performance of the covered electric
generating units. The comment period for the proposed rule concluded on
August 8, 2023. EPA intends to issue a final rule in spring 2024.
Management of Certain Hydrofluorocarbons and Substitutes
under Subsection (h) of the American Innovation and Manufacturing Act
of 2020.
This proposed rulemaking would establish requirements for the
management of certain HFCs and their substitutes under subsection (h)
of the AIM Act. Specifically, this proposal considers provisions to
control, where appropriate, practices, processes, or activities
regarding the servicing, repair, disposal, or installation of
equipment, for the purposes of maximizing the reclamation and
minimizing the release
[[Page 9471]]
of certain HFCs from equipment and ensuring the safety of technicians
and consumers. Among other provisions, EPA is proposing emissions
reduction requirements for certain equipment containing HFCs and their
substitutes as well as requirements to increase the reclaiming of HFCs.
Application-Specific Review and Renewal Rule.
The AIM Act identifies six applications that are to receive ``the
full quantity of [HFC] allowances necessary, based on projected,
current, and historical trends,'' under the allowance allocation
program through the end of 2025. The six applications are a propellant
in metered dose inhalers, defense sprays, structural composite
preformed polyurethane foam for marine use and trailer use, the etching
of semiconductor material or wafers and the cleaning of chemical vapor
deposition chambers within the semiconductor manufacturing sector,
mission-critical military end uses, and onboard aerospace fire
suppression. EPA can renew this status for up to five years at a time
based on statutory criteria outlined in the AIM Act. This proposed rule
will review and consider whether to renew eligibility for each of the
six applications, consistent with this statutory process under AIM
subsection (e)(4)(B). Additionally, EPA intends to establish how it
will review eligibility if petitioned for inclusion of additional
applications and to consider revisions to existing regulatory
requirements.
Greenhouse Gas Emissions Standards for Heavy-Duty Engines
and Vehicles--Phase 3.
Transportation is the largest source of GHG emissions in
the United States and heavy-duty (HD) vehicles are the second-largest
contributor in the sector. GHG emissions have significant impacts on
public health and welfare as evidenced by the well-documented
scientific record and as set forth in EPA's Endangerment and Cause or
Contribute Findings under section 202(a) of the CAA. GHG reductions
would benefit all U.S. residents, including populations such as people
of color, low-income populations, indigenous peoples, and/or children
that may be especially vulnerable to various forms of damages
associated with climate change. On April 12, 2023, EPA announced a
proposal for more stringent standards to reduce greenhouse gas
emissions from HD vehicles beginning in model year (MY) 2027. The new
standards would be applicable to HD vocational vehicles (such as
delivery trucks, refuse haulers, public utility trucks, transit,
shuttle, school buses, etc.) and tractors (such as day cabs and sleeper
cabs on tractor-trailer trucks). Specifically, EPA proposed stronger
CO2 standards for MY 2027 HD vehicles that go beyond the current
standards that apply under the HD Phase 2 Greenhouse Gas program. EPA
also proposed an additional set of CO2 standards for HD vehicles that
would begin to apply in MY 2028, with progressively more stringent
standards each model year through 2032. This proposed ``Phase 3''
greenhouse gas program maintains the flexible structure created in
EPA's Phase 2 greenhouse gas program, which is designed to reflect the
diverse nature of the heavy-duty industry. EPA has conducted outreach
with a wide range of interested stakeholders to gather input which we
have considered in developing this proposal, and we will continue to
engage with the public and all interested stakeholders as part of our
regulatory development process.
Multi-Pollutant Emissions Standards for Model Years 2027
and Later Light-Duty and Medium-Duty Vehicles.
On April 12, 2023, EPA announced a proposal for new, more ambitious
multipollutant emissions standards to further reduce harmful air
pollutant emissions from light-duty passenger cars and light trucks and
Class 2b and 3 vehicles (``medium-duty vehicles'' or MDVs) under its
authority in section 202(a) of the Clean Air Act (CAA), 42 U.S.C.
7521(a), starting with model year 2027. The proposal builds upon EPA's
final standards for federal greenhouse gas emissions standards for
passenger cars and light trucks for model years 2023 through 2026 and
leverages advances in clean car technology which would result in
significant benefits to Americans ranging from reducing climate
pollution, to improving public health, to saving drivers money through
reduced fuel and maintenance costs. The proposed standards phased in
over model years 2027 through 2032. EPA conducted outreach with a wide
range of interested stakeholders to gather input which was considered
in developing the proposal and will continue to engage with the public
and all interested stakeholders as part of our regulatory development
process as we develop the final rule.
Ensure Clean and Healthy Air for All Communities
All people regardless of race, ethnicity, national origin,
or income deserve to breathe clean air. EPA has the responsibility to
protect the health of vulnerable and sensitive populations, such as
children, the elderly, and persons overburdened by pollution or
adversely affected by persistent poverty or inequality. Since enactment
of the CAA, EPA has made significant progress in reducing harmful air
pollution even as the U.S. population and economy have grown. Between
1970 and 2022, the combined emissions of six key pollutants dropped by
78%, while the U.S. economy remained strong as GDP grew 304% over that
time period. As required by the CAA, EPA will continue to build on this
progress and work to ensure clean air for all Americans, including
those in underserved and overburdened communities. Among other things,
EPA will take regulatory action to review and implement health-based
air quality standards for criteria pollutants such as particulate
matter (PM); limit emissions of harmful air pollution from both
stationary and mobile sources; address sources of hazardous air
pollution (HAP), such as ethylene oxide, that disproportionately affect
communities with environmental justice concerns; and protect downwind
communities from linked sources of air pollution that cross state
lines. Along with the full set of CAA actions listed in the regulatory
agenda, the following high priority actions will allow EPA to continue
its progress in reducing harmful air pollution.
National Ambient Air Quality Standards for Particulate
Matter Reconsideration (PM NAAQS Reconsideration).
Under the Clean Air Act Amendments of 1977, EPA is required to
review and if appropriate revise the air quality criteria for the
primary (health-based) and secondary (welfare-based) national ambient
air quality standards (NAAQS) every 5 years. On December 18, 2020, the
EPA published a final decision retaining the NAAQS for particulate
matter (PM), which was the subject of several petitions for
reconsideration as well as petitions for judicial review. As directed
in Executive Order 13990, ``Protecting Public Health and the
Environment and Restoring Science to Tackle the Climate Crisis,''
signed by President Biden on January 20, 2021, EPA is undertaking a
reconsideration of the December 2020 decision to retain the PM NAAQS
because the available scientific evidence and technical information
indicate that the current standards may not be adequate to protect
public health and welfare, as required by the Clean Air Act. As part of
this reconsideration, EPA developed a Supplement to the 2019 PM
Integrated Science Assessment (ISA) and a Policy Assessment to take
into account the most up-to-date science on public health impacts of PM
and engaged with the chartered Clean Air Scientific
[[Page 9472]]
Advisory Committee (CASAC) and a newly constituted expert CASAC PM
panel. The notice of proposed rulemaking was signed on January 5, 2023.
The EPA proposed to revise the primary annual PM2.5 standard
from its current level of 12.0 [micro]g/m\3\ to within the range of 9.0
to 10.0 [micro]g/m\3\, while proposing to retain the primary 24-hour
PM2.5 standard, the primary 24-hour PM10
standard, and the secondary PM standards. The EPA also proposed
revisions to the Air Quality Index (AQI) and to the PM2.5
monitoring network. The EPA held a public hearing in February 2023,
where more than 300 individuals provided oral testimony. The EPA also
received more than 700,000 written public comments from individuals,
environmental and public health organizations, industries, federal,
state, and local representatives, and tribes and tribal groups. The EPA
has also provided other opportunities for public engagement throughout
the reconsideration, including public meetings of the CASAC, and tribal
consultation offers and informational meetings. EPA intends to issue a
final rule in fall 2023.
Review of the Secondary National Ambient Air Quality
Standards for Ecological Effects of Oxides of Nitrogen, Oxides of
Sulfur and Particulate Matter (Ecological Effects of NOX, SOX and PM
Secondary NAAQS Review).
Under the Clean Air Act, the EPA is required to review and, if
appropriate, revise the air quality criteria and national ambient air
quality standards (NAAQS) every 5 years. On April 3, 2012, the EPA
published a final rule in which the Agency determined to retain the
current secondary standards (welfare-based) for nitrogen oxides
(NOX) and for sulfur oxides (SOX). On January 15,
2013, the EPA published a final rule in which the Agency retained the
secondary standards for particulate matter. The current review of the
air quality criteria and secondary standards for ecological effects of
SOX, NOX and particulate matter includes the
preparation of an Integrated Science Assessment and a Policy Assessment
by the EPA, with opportunities for review by the EPA's Clean Air
Scientific Advisory Committee (CASAC) and the public. These documents
will inform the Administrator's proposed decision as to whether to
retain or revise the standards. The proposed decision would be
published in the Federal Register with opportunity provided for public
comment. The Administrator's final decisions would take into
consideration these documents, CASAC advice, and public comment on the
proposed decision. Opportunities for public engagement and sharing of
information concerning this NAAQS review will include public hearings,
tribal consultation, informational meetings, and through the CASAC
public meetings.
NESHAP: Coal-and Oil-Fired Electric Utility Steam
Generating Units-Review of the Residual Risk and Technology Review.
On February 16, 2012, EPA promulgated National Emission
Standards for Hazardous Air Pollutants for Coal- and Oil-fired Electric
Utility Steam Generating Units (77 FR 9304). The rule (40 CFR part 63,
subpart UUUUU), commonly referred to as the Mercury and Air Toxics
Standards (MATS), includes standards to control hazardous air pollutant
(HAP) emissions from new and existing coal- and oil-fired electric
utility steam generating units (EGUs) located at both major and area
sources of HAP emissions. There have been several regulatory actions
regarding MATS since February 2012, including a May 22, 2020, action
that withdrew EPA's threshold finding that it is appropriate and
necessary to regulate hazardous air pollution from power plants under
section 112 of the CAA, and finalized the residual risk and technology
review (RTR) conducted for the Coal- and Oil-Fired EGU source category
regulated under MATS (85 FR 31286). As directed by Executive Order
13990, EPA has reviewed the May 2020 final action. After this review,
based on the best available science, EPA issued a final action on
February 15, 2023, that reinstated the Agency's appropriate and
necessary finding for MATS. Following a review of the RTR portion of
the May 2020 final action, EPA also proposed to update and strengthen
the MATS on April 24, 2023 (88 FR 24854). (88 FR 13956). The proposal
reflects feedback EPA received from representatives from local and
state governments, industry groups, and environmental organizations.
Additional public input will inform EPA as the final regulation is
developed. For example, the Agency held a virtual public hearing on May
9, 2023, where 93 speakers provided oral testimony. EPA also
participated in a National Tribal Air Association/EPA Air Policy Update
Call on May 25, 2023, to inform attendees about the rule and how to
submit comments to the docket. Written comments were accepted during
the 60-day comment period until June 23, 2023. EPA intends to issue a
final rule addressing the RTR in 2024.
National Emission Standards for Hazardous Air Pollutants:
Ethylene Oxide Commercial Sterilization and Fumigation Operations.
In this action, EPA is conducting the second residual risk and
technology review for the National Emission Standards for Hazardous Air
Pollutants for ethylene oxide commercial sterilizers and considering
potential updates to the rule. The proposed rule was published in April
2023 (88 FR 22790). If finalized as proposed, the rule would reduce
ethylene oxide emissions by 80% and would reduce lifetime cancer risk
in all impacted communities to acceptable levels, many of which have
environmental justice concerns. Prior to proposal, EPA issued an
advance notice of proposed rulemaking that solicited comment from
stakeholders, undertook a Small Business Advocacy Review panel, which
is needed when there is the potential for significant economic impacts
to small businesses from any regulatory actions being considered, and
conducted outreach meetings within the communities affected by the
highest-risk facilities as well as engagement with state and local
governments. The comment period for this proposal concluded on June 27,
2023, and EPA intends to issue a final rule by March 2024.
Review of Final Rule Reclassification of Major Sources as
Area Sources Under Section 112 of the Clean Air Act.
In 2019, EPA issued a proposed rule that would allow major sources
of hazardous air pollutants (HAP) subject to National Emissions
Standards for Hazardous Air Pollutants (NESHAP) to reclassify to area
source status by taking limits on their potential to emit such that
they are no longer subject to major source NESHAP. The final rule,
Reclassification of Major Sources as Area Sources Under section 112 of
the Clean Air Act (Major MACT to Area- MM2A final rule), was
promulgated on November 19, 2020. (See 85 FR 73854) The MM2A final rule
became effective on January 19, 2021. As directed by Executive Order
13990, ``Protecting Public Health and the Environment and Restoring
Science to Tackle the Climate Crisis,'' EPA has reviewed the MM2A
action and published for comment a notice of proposed rulemaking to
determine whether changes are necessary for sources seeking to
reclassify from major source status to area source status. This
proposal reflects engagement with state and local agencies,
representatives of communities, and other stakeholders.
Revisions to the Air Emission Reporting Requirements
(AERR).
On August 8, 2023 (88 FR 54118), the EPA proposed revisions to the
Air Emissions Reporting Requirements in 40
[[Page 9473]]
CFR part 51, subpart A. The existing AERR rule was last revised on
February 19, 2015 (80 FR 8787). EPA is proposing new requirements to
improve the quality and completeness of HAP emissions data from
stationary sources and all pollutant emissions from prescribed fires.
Specifically, the EPA is proposing to require certain sources report
information regarding emission of hazardous air pollutants (HAP);
certain sources to report criteria air pollutants, their precursors and
HAP; and to require State, local, and certain tribal air agencies to
report prescribed fire data. Further, EPA is considering how best to
quantify emissions from intermittent sources such as backup generators;
how to obtain data from permitted facilities in Indian Country when a
Tribe is not required to report emissions data; and how to address
known data gaps, streamline processes, and improve data quality,
documentation, and transparency for nonpoint and mobile sources. The
proposed revisions also include changes for reporting data on airports,
rail yards, commercial marine vessels, locomotives, and nonpoint
sources. This proposed action would allow for EPA to annually collect
(starting in 2027), hazardous air pollutant (HAP) emissions data for
point sources in addition to continuing the criteria air pollutant and
precursor (CAP) collection in place under the existing AERR. The
proposed amendments would ensure that EPA has sufficient information to
identify and solve air quality and exposure problems and ensure that
communities have the data needed to understand significant
environmental risks that may be impacting them.
NSPS for the Synthetic Organic Chemical Manufacturing
Industry and NESHAP for the Synthetic Organic Chemical Manufacturing
Industry and Group I & II Polymers and Resins Industry.
This action will address the agency's technology review under Clean
Air Act (CAA) section 112(d)(6) of the National Emission Standards for
Hazardous Air Pollutants (NESHAP) for four subparts in 40 CFR part 63
(subparts F, G, H, and I) which are commonly referred to together as
the Hazardous Organic NESHAP (HON) and that apply to the Synthetic
Organic Chemical Manufacturing Industry (SOCMI) and to equipment leaks
from certain non-SOCMI processes. This action will also address the
agency's technology review of the NESHAP for two subparts in 40 CFR
part 63 (subparts U and W) that apply to the Group I and Group II
Polymers and Resins industries. The HON standards were most recently
updated when the agency conducted a residual risk and technology review
(RTR) on December 21, 2006. Similarly, the Group I and II Polymers and
Resins NESHAP were most recently updated when the agency conducted its
RTR on December 16, 2008, and April 21, 2011. The HON and Group I and
II Polymers and Resins NESHAP contain maximum achievable control
technology (MACT) standards for controlling emissions of hazardous air
pollutants (HAP) from process vents, storage vessels, transfer
operations, heat exchange systems, wastewater streams, and equipment
leaks. The HAP emitted from these emission sources include, but are not
limited to, ethylene oxide, benzene, 1,3-butadiene, vinyl chloride,
ethylene dichloride, methanol, hexane, toluene, xylenes, and
chloroprene.
The agency also plans to consider risks from the SOCMI source
category and from the Neoprene Production source category in the Group
I Polymers and Resins NESHAP during its technology review and to ensure
the standards continue to provide an ample margin of safety to protect
public health. Lastly, this action will also address the agency's
review, under CAA section 111(b)(1)(B), of four New Source Performance
Standards (NSPS) in 40 CFR part 60 (subparts III, NNN, RRR, and VVa)
for emissions of Volatile Organic Compound (VOC) from SOCMI air
oxidation unit processes, SOCMI distillation operations, SOCMI reactor
processes, and equipment leaks located at SOCMI sources. These subparts
were originally promulgated pursuant to section 111(b) of the CAA on
June 29,1990 (subparts III and NNN), August 31, 1993 (subpart RRR), and
November 16, 2007 (subpart VVa). On April 25, 2023, the EPA published a
proposed rulemaking in the Federal Register (see 88 FR 25080) for this
action. In addition, the EPA has conducted public outreach activities,
including hosting an informational webinar on April 13, 2023, and
holding a public hearing on the proposed rulemaking on May 16, 2023.
EPA intends to publish the final action by March 2024.
Ensure Clean and Healthy Water for All Communities
The Nation's water resources are the lifeblood of our communities,
supporting our health, economy, and way of life. Clean and safe water
is a vital resource that is essential to the protection of human
health. EPA is committed to ensuring clean and safe water for all,
including low-income communities and communities of color, children,
the elderly, tribes, and indigenous people. Since the enactment of the
Clean Water Act (CWA) and the Safe Drinking Water Act (SDWA), EPA and
its state and tribal partners have made significant progress toward
improving the quality of our waters and ensuring a safe drinking water
supply. Along with the full set of water actions listed in the
regulatory agenda, the regulatory initiatives listed below will help
ensure that this important progress continues.
Effluent Limitations Guidelines and Standards for the
Steam Electric Power Generating Point Source Category.
On March 29, 2023, EPA published a proposed rule to
potentially strengthen the Steam Electric Effluent Limitations
Guidelines and Standards (ELGs) (40 CFR 423). EPA previously revised
the Steam Electric ELGs in 2015 and 2020. The proposed rule would
establish more stringent ELGs for two wastestreams addressed in the
2020 ``Steam Electric Reconsideration Rule'' (flue gas desulfurization
wastewater and bottom ash transport water). In addition, the proposal
would establish more stringent effluent limitations and standards for
an additional wastestream (combustion residual leachate) and takes
comment on potential revisions to limitations and standards for a
fourth wastestream (legacy wastewater). The first two wastestreams
mentioned above are the subject of current litigation pending in the
U.S. Court of Appeals for the Fourth Circuit. Appalachian Voices, et
al. v. EPA, No. 20-2187 (4th Cir.). The 2015 limitations for combustion
residual leachate and legacy wastewater discharged by existing sources
were vacated by the U.S. Court of Appeals for the Fifth Circuit in
Southwestern Electric Power Co., et al. v. EPA, 920 F.3d 999 (5th Cir.
2019). EPA has conducted outreach with Tribal governments, state
governments and governmental organizations, and potential communities
with environmental justice concerns on this rulemaking.
Per- and polyfluoroalkyl substances (PFAS):
Perfluorooctanoic acid (PFOA) and perfluorooctanesulfonic acid (PFOS)
National Primary Drinking Water Regulation Rulemaking.
On March 3, 2021, EPA published the Fourth Regulatory
Determinations (86 FR 12272), including a determination to regulate
perfluorooctanoic acid (PFOA) and perfluorooctanesulfonic acid (PFOS)
in drinking water. EPA is finalizing a National Primary Drinking Water
Regulation (NPDWR) for PFOA, PFOS, and other PFAS as part of this
action. EPA proposed the NPDWR for public comment in March 2023. The
Agency anticipates issuing a final regulation in
[[Page 9474]]
late 2023 after considering public comments on the proposal.
National Primary Drinking Water Regulations for Lead and
Copper: Regulatory Revisions.
EPA promulgated the final Lead and Copper Rule Revision (LCRR) on
January 15, 2021, (86 FR 4198) and subsequently reviewed those
revisions to further evaluate whether the LCRR fully protected families
and communities (86 FR 71574; December 17, 2021) particularly those
that have been disproportionately impacted by lead in drinking water.
Through this review, the Agency concluded that there are significant
opportunities to improve the LCRR. EPA is developing a new proposed
NPDWR, the Lead and Copper Rule Improvements (LCRI), to strengthen the
regulatory framework and address lead in drinking water. EPA expects to
issue the proposed LCRI in Fall 2023. The Agency anticipates issuing a
final regulation prior to October 16, 2024, after considering public
comments on the proposal.
Federal Baseline Water Quality Standards for Indian
Reservations.
On April 27, 2023, the EPA Administrator signed a proposed rule to
establish federal baseline water quality standards (WQS) for waters on
Indian reservations that do not have WQS under the CWA. This proposed
rule would help advance President Biden's commitment to strengthening
the nation-to-nation relationships with Indian country. Fifty years
after enactment of the CWA, over 80% of Indian reservations do not have
this foundational protection expected by Congress as laid out in the
CWA for their waters. Addressing this lack of CWA-effective WQS for the
waters of more than 250 Indian reservations is a priority for EPA,
given that WQS are central to implementing the water quality framework
of the CWA. Promulgating baseline WQS would provide more scientific
rigor and regulatory certainty to National Pollutant Discharge
Elimination System (NPDES) permits for discharges to these waters.
Consistent with EPA's regulations, the baseline WQS include designated
uses, water quality criteria to protect those uses, and antidegradation
policies to protect high quality waters. EPA consulted with tribes in
the summer of 2021 during the pre-proposal phase and in the summer of
2023, concurrent with the public comment period associated with the
proposal.
Water Quality Standards Regulatory Revisions to Protect
Tribal Reserved Rights.
Many tribes hold reserved rights to resources on lands and
waters where states establish WQS, through treaties, statutes, or other
sources of federal law. The U.S. Constitution defines treaties as the
supreme law of the land. On November 28, 2022, the EPA Administrator
signed a proposed rule that would, if finalized, revise the federal WQS
regulation to ensure that WQS do not impair tribal reserved rights by
giving clear direction on how to develop WQS where tribes hold reserved
rights. This proposed rule would help EPA ensure protection of
resources reserved to tribes in treaties, statutes, or other sources of
federal law when establishing, revising, and reviewing WQS. The
development of this rule helps advance President Biden's commitment to
strengthening the nation-to-nation relationships with tribes. EPA
consulted with tribes in the summer of 2021 during the pre-proposal
phase and in the winter of 2023, concurrent with the public comment
period for the proposed rule. EPA is working to expeditiously finalize
the proposed rule, taking into account public comments.
Safeguard and Revitalize Communities
EPA works to improve the health and livelihood of all Americans by
cleaning up and returning land to productive use, preventing
contamination, and responding to emergencies. EPA collaborates with
other federal agencies, industry, states, tribes, and local communities
to enhance the livability and economic vitality 15 of neighborhoods.
Challenging and complex environmental problems persist at many
contaminated properties, including contaminated soil, sediment, surface
water, and groundwater that can cause human health concerns. EPA acts
under several different statutory authorities, including the Resource
Conservation and Recovery Act (RCRA), and the Comprehensive
Environmental Response, Compensation, and Liability Act (CERCLA). EPA's
regulatory program works to incorporate new technologies and approaches
to cleaning up land to provide for an environmentally sustainable
future more efficiently and effectively, as well as to strengthen
climate resilience and to integrate environmental justice and equitable
development when returning sites to productive use. Along with the
other land and emergency management actions in the regulatory agenda,
EPA will take the following priority actions to address the
contamination of soil, sediment, surface water, and groundwater.
PFAS: RCRA Listing and CERCLA Designation.
Based on public health and environmental protection concerns and in
response to several petitions which requested EPA to take regulatory
action on PFAS under RCRA, EPA is evaluating the existing toxicity and
health effects data on four PFAS constituents to determine if they
should be listed as RCRA Hazardous Constituents. If the existing data
for the four PFAS constituents support listing any or all of these
constituents as RCRA hazardous constituents, EPA will propose to list
the constituents in a Federal Register notice for public comment. The
four PFAS chemicals EPA will evaluate are: perfluorooctanoic acid
(PFOA), perfluorooctane sulfonic acid (PFOS), perfluorobutane sulfonic
acid (PFBS), hexafluoropropylene oxide dimer acid (HFPO-DA or GenX).
EPA has communicated with interested stakeholders about this action and
will do conduct additional outreach with the public, organizations,
states, tribal groups, and affected parties following publication of a
proposed rule.
Under the Comprehensive Environmental Response, Compensation, and
Liability Act of 1980, as amended (``CERCLA'' or ``Superfund''), the
Environmental Protection Agency (EPA or the Agency) is moving to
finalize the designation of perfluorooctanoic acid (PFOA) and perfluoro
octane sulfonic acid (PFOS), including their salts and structural
isomers, as hazardous substances. CERCLA authorizes the Administrator
to promulgate regulations designating as hazardous substances such
elements, compounds, mixtures, solutions, and substances which, when
released into the environment, may present substantial danger to the
public health or welfare or the environment. Such a designation would
ultimately facilitate cleanup of contaminated sites and reduce human
exposure to these ``forever'' chemicals.
Hazardous and Solid Waste Management System: Addressing
Coal Combustion Residues from Electric Utilities.
On April 17, 2015, the Environmental Protection Agency (EPA or the
Agency) promulgated national minimum criteria for existing and new coal
combustion residuals (CCR) landfills and existing and new CCR surface
impoundments. On August 21, 2018, the D.C. Circuit Court of Appeals
issued its opinion in the case of Utility Solid Waste Activities Group,
et al. v. EPA, which vacated and remanded the provision that exempted
inactive impoundments at inactive facilities from the CCR rule. In May
2023, EPA proposed regulations to implement this part of the court
[[Page 9475]]
decision for inactive CCR surface impoundments at inactive utilities,
or ``legacy CCR surface impoundments''. This proposal included adding a
new definition for legacy CCR surface impoundments. EPA also proposed
to require such legacy CCR surface impoundments to follow existing
regulatory requirements for fugitive dust, groundwater monitoring, and
closure, or other technical requirements. Finally, EPA proposed
requirements for CCR management units including a facility evaluation
and to follow existing regulatory requirements for groundwater
monitoring, corrective action, and closure for all CCR contamination
(regardless of how or when that CCR was placed) at a regulated
facility. After reviewing the public comments on the proposed rule, EPA
will take final action.
Accidental Release Prevention Requirements: Risk
Management Programs Under Clean Air Act, as amended; Safer Communities
by Chemical Accident Prevention.
On August 31, 2022, the Environmental Protection Agency
(EPA) published proposed amendments to its Risk Management Program
(RMP) regulations as a result of Agency review. The proposed revisions
included several changes and amplifications to the accident prevention
program requirements, enhancements to the emergency preparedness
requirements, increased public availability of chemical hazard
information, and several other changes to certain regulatory
definitions or points of clarification. Such amendments seek to improve
chemical process safety; assist in planning, preparedness, and
responding to RMP-reportable accidents; and improve public awareness of
chemical hazards at regulated sources. EPA aims to release the final
rule by the end of 2023.
Revisions to Standards for the Open Burning/Open
Detonation of Waste Explosives.
This rulemaking proposes to revise regulations will
consider revisions to the regulations that allow for the open burning
and detonation (OB/OD) of waste explosives. This allowance or
``variance'' to the prohibition on the open burning of hazardous waste
was established at a time when there were no alternatives to the safe
treatment of waste explosives. However, recent findings from the
National Academies of Sciences, Engineering, and Medicine and the EPA
have determined identified that safe alternatives that are potentially
applicable to many energetic/explosive waste streams. Because there are
potentially safe alternatives in use today that capture and treat
emissions prior to release, the EPA is considering revising regulations
to promote the broader use of these alternatives, where applicable. As
part of the rule development process, EPA has held two rounds of
engagement with states, territories, tribes, environmental and
community groups, and owners/operators of OB/OD units.
Definition of Hazardous Waste Applicable to Corrective
Action for Solid Waste Management Units EPA is considering a proposed
rule that would modify the regulations at 40 CFR part 264 to clarify
that the definition of hazardous waste found in RCRA section 1004(5) is
applicable to corrective action for releases from solid waste
management units. The proposed rule would codify in regulation EPA's
interpretation of its authority under RCRA section 3004(u) and (v).
Hazardous Substance Response Worst Case Discharge
Planning.
The Clean Water Act (CWA) provides that regulations shall be issued
``which require an owner or operator of a tank vessel or facility . . .
to prepare and submit . . . a plan for responding, to the maximum
extent practicable, to a worst case discharge, and to a substantial
threat of such a discharge, of . . . a hazardous substance.'' EPA was
sued for failure to fulfill this mandatory duty imposed by Congress.
This regulatory action is being conducted under the terms of a consent
decree entered into on March 12, 2020, which requires that a proposed
action is signed within 24 months of the final agreement and that a
final action follow within 30 months of the publication of the proposed
rule. Subsequently, the Environmental Protection Agency proposed a
regulatory action to require planning for worst case discharges of CWA
hazardous substances under section 311(j)(5)(A). EPA plans to
promulgate a final rule by Spring 2024 meet the terms of the Consent
Decree.
Ensure Safety of Chemicals for People and the Environment
EPA is responsible for ensuring the safety of chemicals and
pesticides for all people at all life stages. Chemicals and pesticides
released into the environment as a result their manufacture,
processing, distribution, use, or disposal can threaten human health
and the environment. EPA gathers and assesses information about the
risks associated with chemicals and pesticides and acts to minimize
risks and prevent unreasonable risks to individuals, families, and the
environment. EPA acts under several different statutory authorities,
including the Federal Insecticide, Fungicide and Rodenticide Act
(FIFRA), the Federal Food, Drug and Cosmetic Act (FFDCA), the Toxic
Substances Control Act (TSCA), the Emergency Planning and Community
Right-to-Know-Act (EPCRA), and the Pollution Prevention Act (PPA).
Using best available science, the Agency will continue to satisfy its
overall directives under these authorities and highlights the following
rulemakings intended for release in FY2024:
Collecting Data to Better Understand the Environmental and
Human Health Impacts of Per- and Polyfluoroalkyl Substances (PFAS).
Building on EPA's completion of actions identified in the PFAS
Strategic Roadmap that the EPA Administrator announced on October 18,
2021, the Agency is considering whether to add PFAS chemicals to the
list of chemicals required to report to the Toxics Release Inventory
(TRI) Program under EPCRA section 313 in furtherance of section 7321(d)
of the National Defense Authorization Act for Fiscal Year 2020 (NDAA),
which directs EPA to add any PFAS that EPA determines meet the listing
criteria by December 2023.
Improving Procedures for Assessing the Risks of New and
Existing Chemical Substances under TSCA.
As amended in 2016, TSCA requires EPA to assess the risks of each
new chemical substance for which a notice was received under TSCA
section 5(a)(1) of the law and make an affirmative determination on
whether such a new chemical substance presents an unreasonable risk to
human health or the environment under known, intended or reasonably
foreseen conditions of use before the submitter may commence
manufacturing or processing of the chemical substance that is the
subject of the submitted notice, and to take action as required in
association with the determination. On May 26, 2023, EPA proposed to
amend the new chemicals procedural regulations in 40 CFR parts 720,
721, 723, and 725 for the purpose of aligning EPA's processes and
procedures with the 2016 TSCA amendments and to clarify and improve the
efficiency of the Agency's review process (RIN 2070-AK65). One of the
major objectives of the rulemaking is to reduce the need to redo all or
part of the risk assessment for a new chemical by increasing the
quality of information initially submitted in new chemicals notices,
ensuring that the Agency's processes result in the timely, effective
completion of new chemical risk assessments. Another key objective of
the rulemaking is to improve the review process for low volume
exemptions (LVEs) and low release and exposure exemptions (LoREXs),
which include
[[Page 9476]]
requiring EPA approval of an exemption notice prior to commencement of
manufacture, making per- and polyfluoroalkyl substances (PFAS)
categorically ineligible for these exemptions, and providing that
persistent, bioaccumulative, toxic (PBT) chemical substances are also
ineligible for these exemptions, consistent with EPA's 1999 PBT policy.
EPA expects to promulgate final revisions to the new chemicals
procedural regulations in November 2024.
In addition, the 2016 TSCA amendments require EPA to evaluate the
safety of existing chemicals via a three-stage process: prioritization,
risk evaluation, and risk management. EPA first prioritizes chemicals
as either high- or low-priority for risk evaluation. EPA then evaluates
high-priority chemicals for unreasonable risk. As a result of
litigation challenging the 2017 final rule that established EPA's
procedural framework for conducting existing chemical risk evaluations
under TSCA, and in consideration of Executive Order 13990, the Agency
proposed to amend that framework in order to better align the Agency's
processes with the statutory text and structure and Congress' intent in
the 2016 amendments to TSCA (RIN 2070-AK90). Key provisions of the
proposed rule include clarifications regarding the required scope of
risk evaluations, considerations related to peer review, the process
for revisiting a completed risk evaluation, requirements for
manufacturer-requested risk evaluations and related information-
gathering provisions, provisions addressing violations and penalties,
and other aspects based on lessons learned in the process of carrying
out the first 10 TSCA risk evaluations. EPA expects to promulgate final
revisions in April 2024.
Addressing the Unreasonable Risk of Existing Chemical
Substances under TSCA.
Upon determining that an existing chemical presents an
unreasonable risk of injury to health or the environment, the Agency
must immediately initiate an action to apply, by rule, requirements
under TSCA to eliminate the unreasonable risk. EPA may consider a range
of risk management options under TSCA in such a rule, including
labeling, recordkeeping or notice requirements, actions to reduce human
exposure or environmental release, or a ban of the chemical or of
certain uses. After determining that the chemical substances present
unreasonable risk under their conditions of use, the Agency intends to
propose risk management regulations for addressing the unreasonable
risks of 1-bromopropane (RIN 2070-AK73) and n- methylpyrrolidone (RIN
2070-AK85) and promulgate final rules addressing the unreasonable risks
of chrysotile asbestos (RIN 2070-AK86), methylene chloride (RIN 2070-
AK70), and trichloroethylene (RIN 2070-AK83) by Spring 2024, and to
issue final risk management regulations addressing the unreasonable
risks of carbon tetrachloride (RIN 2070-AK82) and perchloroethylene
(RIN 2070-AK84) in Summer 2024. The Agency has undertaken extensive
outreach and consultation efforts throughout the development of these
actions. In addition to stakeholder outreach conducted throughout the
risk evaluation and risk management rulemaking processes for these
chemical substances, EPA also consulted with State, local, and Tribal
government officials, and held public environmental justice
consultations to further opportunities for underserved and overburdened
communities to share information and input with the Agency prior to
proposal. When applicable, EPA also convened Small Business Advocacy
Review Panels and consulted with small entity representatives as
required under the Regulatory Flexibility Act (5 U.S.C. 601, et seq.)
to provide advice and recommendations to ensure that EPA carefully
considers small entity concerns. Further, the Agency has hosted public
webinars to brief stakeholders on proposed risk management regulations
that have published in the Federal Register and to receive additional
public input in addition to written public comments submitted to the
rulemaking dockets. EPA's chemical risk management efforts reflect the
feedback we have received from the various stakeholders and government
officials, and the Agency will continue these practices of sharing
information and seeking input. For more information about the Agency's
public involvement efforts, please visit https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-existing-chemicals-under-tsca#meetings and https://www.epa.gov/reg-flex/small-business-advocacy-review-sbar-panels.
Reevaluating Changes to the Dust-Lead Hazard Standards and
Dust-Lead Post-Abatement Clearance Levels under TSCA.
The Agency's dust-lead hazard standards (DLHS) provide the basis
for risk assessors to determine whether dust-lead hazards are present,
and apply to target housing (i.e., most pre-1978 housing) and child-
occupied facilities (pre-1978 non-residential properties where children
6 years of age or under spend a significant amount of time such as
daycare centers and kindergartens). EPA's dust-lead clearance levels
(DLCL) indicate the amount of lead in dust on a surface following the
completion of an abatement activity. On July 9, 2019, EPA promulgated a
final rule to lower the DLHS, and on January 6, 2021, EPA promulgated a
final rule to lower the DLCL. On May 14, 2021, the United States Court
of Appeals for the Ninth Circuit issued an opinion to remand without
vacatur the 2019 DLHS final rule and directed EPA to reconsider the
2019 DLHS rule in conjunction with a reconsideration of the DLCL.
Notably, the Court instructed EPA to consider only health factors when
setting the DLHS while affirming that the Agency is able to consider
reliability, effectiveness, and safety, including non-health factors
such as laboratory capabilities/capacity and achievability, when
setting the DLCL. As part of EPA's efforts to reduce childhood lead
exposure, and in accordance with the U.S. Court of Appeals for the
Ninth Circuit 2021 opinion, EPA proposed on August 1, 2023, to lower
the DLHS from 10 micrograms per square foot ([micro]g/ft\2\) and 100
[micro]g/ft\2\ for floors and window sills to any reportable level as
analyzed by a laboratory recognized by EPA's National Lead Laboratory
Accreditation Program. EPA also proposed to change the DLCL from 10
[micro]g/ft\2\, 100 [micro]g/ft\2\ and 400 [micro]g/ft\2\ for floors,
windowsills, and window troughs to 3 [micro]g/ft\2\, 20 [micro]g/ft\2\,
and 25 [micro]g/ft\2\, respectively. The Agency consulted with State,
local and Tribal government officials during the rulemaking. EPA
expects to promulgate final revisions to the DLHS and DLCL (RIN 2070-
AK91) in October 2024 and will continue its efforts to engage its
partners to ensure the successful implementation of the amended hazard
standards and clearance levels.
Rules Expected To Affect Small Entities
By better coordinating small business activities, EPA aims to
improve its technical assistance and outreach efforts, minimize burdens
to small businesses in its regulations, and simplify small businesses'
participation in its voluntary programs. Actions that may affect small
entities can be tracked on EPA's Regulatory Flexibility website
(https://www.epa.gov/reg-flex) at any time.
[[Page 9477]]
EPA--OFFICE OF AIR AND RADIATION (OAR)
Proposed Rule Stage
190. Review of the Secondary National Ambient Air Quality Standards for
Ecological Effects of Oxides of Nitrogen, Oxides of Sulfur and
Particulate Matter [2060-AS35]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 42 U.S.C. 7401 et seq. Clean Air Act
CFR Citation: 40 CFR 50.
Legal Deadline: None.
Abstract: Under the Clean Air Act, the EPA is required to review
and, if appropriate, revise the air quality criteria and national
ambient air quality standards (NAAQS) every 5 years. On April 3, 2012,
the EPA published a final rule in which the Agency determined to retain
the current secondary standards (welfare-based) for nitrogen oxides
(NOX) and for sulfur oxides (SOX). On January 15,
2013, the EPA published a final rule in which the Agency retained the
secondary standards for particulate matter. The current review of the
air quality criteria and secondary standards for ecological effects of
SOX, NOX and particulate matter includes the
preparation of an Integrated Science Assessment and a Policy Assessment
by the EPA, with opportunities for review by the EPA's Clean Air
Scientific Advisory Committee (CASAC) and the public. These documents
will inform the Administrator's proposed decision as to whether to
retain or revise the standards. The proposed decision would be
published in the Federal Register with opportunity provided for public
comment. The Administrator's final decisions would take into
consideration these documents, CASAC advice, and public comment on the
proposed decision. Opportunities for public engagement and sharing of
information concerning this NAAQS review will include public hearings,
tribal consultation, informational meetings, and through the CASAC
public meetings.
Statement of Need: Under the Clean Air Act Amendments of 1977, EPA
is required to review and if appropriate revise the air quality
criteria and national ambient air quality standards (NAAQS) every 5
years. On April 3, 2012, EPA published a final rule retaining the
Secondary NAAQS for NO2 and SO2, without
revision. On August 29, 2013, EPA announced that it is reviewing the
April 2012 decision on the secondary air quality standards for
NO2 and SO2. On December 3, 2014, EPA announced
it is reviewing the secondary air quality standards for particulate
matter.
Summary of Legal Basis: Under the Clean Air Act Amendments of 1977,
EPA is required to review and if appropriate revise the air quality
criteria and the primary (health-based) and secondary (welfare-based)
national ambient air quality standards (NAAQS) every 5 years.
Alternatives: The main alternatives for the Administrator's
decision on the review of the secondary national ambient air quality
standards for NOX, SOX and PM include retaining
or revising the existing standards.
Anticipated Cost and Benefits: When the Agency proposes revisions
to the standards, the Agency prepares a Regulatory Impact Analysis
(RIA) to provide the public with illustrative estimates of the
potential costs and health and welfare benefits of attaining the
revised standards. However, the Clean Air Act makes clear that the
economic and technical feasibility of attaining standards are not to be
considered in setting or revising the NAAQS, although such factors may
be considered in the development of state plans to implement the
standards.
Risks: The review builds on the review of the NOX and
SOX NAAQS, completed in 2012, and includes preparation by
EPA of an Integrated Review Plan, an Integrated Science Assessment, and
a Policy Assessment, which includes a risk/exposure assessment, with
opportunities for review by the EPA's Clean Air Scientific Advisory
Committee (CASAC) and the public. The final versions of these documents
will inform the Administrator's proposed decisions on whether to revise
or retain the Secondary NOX SOX and PM NAAQS. The
Administrator's final decisions on whether to revise or retain the
Secondary NOX SOX and PM NAAQS will take into
consideration the scientific evidence and quantitative analyses
presented in these documents, CASAC advice, and public comment on the
proposed decision.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Notice.............................. 08/22/18 83 FR 42497
Notice.............................. 05/31/23 88 FR 34852
NPRM................................ 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: Undetermined.
Additional Information:
Agency Contact: Ginger Tennant, Environmental Protection Agency,
Office of Air and Radiation 109 T.W. Alexander Drive, Mail Code C504-
06, Research Triangle Park, NC 27711, Phone: 919 541-4072, Fax: 919
541-0237, Email: [email protected].
Karen Wesson, Environmental Protection Agency, Office of Air and
Radiation, 109 T.W. Alexander Drive, Mail Code C504-06, Research
Triangle Park, NC 27711, Phone: 919 541-3515, Email:
[email protected].
RIN: 2060-AS35
EPA-OAR
191. NSPS for GHG Emissions From New, Modified, and Reconstructed
Fossil Fuel--Fired EGUS; Emission Guidelines for GHG Emissions From
Existing Fossil Fuel--Fired EGUS; and Repeal of the ACE RULE [2060-
AV09]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7411 Clean Air Act; 42 U.S.C. 7414 and
7601
CFR Citation: 40 CFR 60, subpart TTTT; 40 CFR 60 subpart UUUUa.
Legal Deadline: None.
Abstract: Fossil fuel-fired electric generating units (EGUs) are
the nation's second largest source of greenhouse gas (GHG) pollution.
In May 2023, EPA proposed to set limits for new gas-fired combustion
turbines, existing coal, oil and gas-fired steam generating units, and
certain existing gas-fired combustion turbines. Consistent with EPA's
traditional approach to establishing pollution standards for power
plants under section 111 of the Clean Air Act, the proposed standards
are based on technologies such as carbon capture and sequestration/
storage (CCS), low-GHG hydrogen co-firing, and natural gas co-firing,
which can be applied directly to power plants that use fossil fuels to
generate electricity. As laid out in section 111 of the Clean Air Act,
the proposed new source performance standards (NSPS) and emission
guidelines reflect the application of the best system of emission
reduction (BSER) that, taking into account costs, energy requirements,
and other statutory factors, is adequately demonstrated for the purpose
of improving the emissions performance of the covered electric
generating units.
EPA anticipates promulgating final rules by spring 2024.
Statement of Need: New EGUs are a significant source of GHG
emissions. This action will evaluate options to reduce those emissions.
Summary of Legal Basis: Clean Air Act section 111(b) provides the
legal
[[Page 9478]]
framework for establishing greenhouse gas emission standards for new
electric generating units.
Alternatives: EPA evaluated several options for reducing GHG
emissions from new EGUs including carbon capture and sequestration/
storage (CCS), low-GHG hydrogen co-firing, natural gas co-firing,
efficient generation, and use of clean fuels.
Anticipated Cost and Benefits: Undetermined.
Risks: Undetermined.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/23/23 88 FR 33240
NPRM Comment Period End............. 07/24/23 .......................
Supplemental NPRM................... 11/20/23 88 FR 80682
Supplemental Comment Period End..... 12/20/23 .......................
Final Rule.......................... 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal, State.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Energy Effects: Statement of Energy Effects planned as required by
Executive Order 13211.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Additional Information:
Sectors Affected: 22111 Electric Power Generation; 221112 Fossil
Fuel Electric Power Generation.
URL For More Information: https://www.federalregister.gov/d/2023-10141.
Agency Contact: Lisa Thompson, Environmental Protection Agency,
Office of Air and Radiation, 109 T.W. Alexander Drive, Mail Code D243-
01, Research Triangle Park, NC 27711, Phone: 919 541-9775, Email:
[email protected].
Nick Hutson, Environmental Protection Agency, Office of Air and
Radiation, 109 T.W. Alexander Drive, Mail Code D243-01, Research
Triangle Park, NC 27711, Phone: 919 541-2968, Fax: 919 541-4991, Email:
[email protected].
Related RIN: Related to 2060-AT56
RIN: 2060-AV09
EPA--OAR
192. Review of Final Rule Reclassification of Major Sources as Area
Sources Under Section 112 of the Clean Air Act [2060-AV20]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 7401 et seq. CAA; 42 U.S.C. 7414; 42
U.S.C. 7601
CFR Citation: 40 CFR 63.1.
Legal Deadline: None.
Abstract: The final rule, Reclassification of Major Sources as Area
Sources Under Section 112 of the Clean Air Act (Major MACT to Area-
MM2A final rule), was promulgated on November 19, 2020. (See 85 FR
73854) The MM2A final rule became effective on January 19, 2021. On
January 20, 2021, President Biden issued Executive Order 13990
Protecting Public Health and the Environment and Restoring Science to
Tackle the Climate Crisis. The EPA has identified the MM2A final rule
as an action being considered pursuant section (2)(a) of Executive
Order 13990. Under this review, EPA, as appropriate and consistent with
the Clean Air Act section 112, published for comment a notice of
proposed rulemaking reviewing the MM2A final rule. As the Agency
developed this proposal, we sought to increase participation and
engagement of members of the public affected by this action. The agency
held multiple pre-proposal outreach meetings with environmental non-
governmental organizations representing communities as well as
associations of state/local government agencies.
Statement of Need: The EPA issued a notice of proposed rulemaking
of EPA's review of the final rule Reclassification of Major Sources as
Area Sources Under section 112 of the Clean Air Act (Major MACT to
Area- MM2A final rule) pursuant Executive Order 13990. Pursuant section
(2)(a) of Executive Order 13990 Protecting Public Health and the
Environment and Restoring Science to Tackle the Climate Crisis, the EPA
is to review the MM2A final rule and as appropriate and consistent with
the Clean Air Act section 112, to publish for comment a notice of
proposed rulemaking either suspending, revising, or rescinding the MM2A
final rule.
Summary of Legal Basis: The EPA issued a final rulemaking on
November 19, 2020. The final MM2A rule provides that a major source can
be reclassified to area source status at any time upon reducing its
potential to emit (PTE) hazardous air pollutants (HAP) to below the
major source thresholds (MST) of 10 tons per year (tpy) of any single
HAP and 25 tpy of any combination of HAP. Pursuant section (2)(a) of
Executive Order 13990 Protecting Public Health and the Environment and
Restoring Science to Tackle the Climate Crisis, the EPA is to review
the MM2A final rule and as appropriate and consistent with the Clean
Air Act section 112, to publish for comment a notice of proposed
rulemaking either suspending, revising, or rescinding the MM2A final
rule.
Alternatives: The EPA will take comments on the review of the final
MM2A and EPA's proposed rulemaking either suspending, revising, or
rescinding the MM2A final rule.
Anticipated Cost and Benefits: The proposed action does not have
quantified costs or benefits.
Risks: The proposed action does not address public health risks.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/27/23 88 FR 66336
NPRM Comment Period End............. 11/13/23 .......................
Final Rule.......................... 05/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal, Local, State, Tribal.
Additional Information:
Agency Contact: Nathan Topham, Environmental Protection Agency,
Office of Air and Radiation, 109 T.W. Alexander Drive, Mail Code D243-
02, Research Triangle Park, NC 27711, Phone: 919 541-0483, Fax: 919
541-4991, Email: [email protected].
Brian Shrager, Environmental Protection Agency, Office of Air and
Radiation, E143-01, Research Triangle Park, NC 27711, Phone: 919 541-
7689, Fax: 919 541-5450, Email: [email protected].
Related RIN: Related to 2060-AM75
RIN: 2060-AV20
EPA-OAR
193. Phasedown of Hydrofluorocarbons: Management of Certain
Hydrofluorocarbons and Substitutes Under Subsection (H) of the American
Innovation and Manufacturing Act of 2020 [2060-AV84]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect the private sector under
Public Law 104-4.
Legal Authority: 42 U.S.C. 7675
CFR Citation: 40 CFR 84.
Legal Deadline: None.
[[Page 9479]]
Abstract: This proposed rulemaking would establish requirements for
the management of certain HFCs and their substitutes under subsection
(h) of the AIM Act. Specifically, this proposal considers provisions to
control, where appropriate, practices, processes, or activities
regarding the servicing, repair, disposal, or installation of
equipment, for the purposes of maximizing the reclamation and
minimizing the release of certain HFCs from equipment and ensuring the
safety of technicians and consumers. Among other provisions, EPA is
proposing emissions reduction requirements for certain equipment
containing HFCs and their substitutes as well as requirements for the
reclaiming of HFCs.
Statement of Need: The EPA issued a notice of proposed rulemaking
to meet the statutory provisions of subsection (h) of the American
Innovation and Manufacturing (AIM) Act of 2020.
Summary of Legal Basis: The American Innovation and Manufacturing
(AIM) Act, enacted on December 27, 2020, provides EPA new authorities
to address hydrofluorocarbons (HFCs) in three main areas: phasing down
the production and consumption of listed HFCs, maximizing reclamation
and minimizing releases of these HFCs and their substitutes in
equipment (e.g., refrigerators and air conditioners), and facilitating
the transition to next-generation technologies by restricting the use
of HFCs in particular sectors or subsectors. Subsection (h) of the AIM
Act requires EPA to establish regulations to control, where
appropriate, practices, processes, or activities regarding the
servicing, repair, disposal, or installation of equipment, for the
purpose of maximizing the reclamation and minimizing the release of
certain HFCs from equipment and ensuring the safety of technicians and
consumers.
Alternatives: In the proposed rule, EPA requested comments on
alternative approaches and compliance dates for the various provisions.
For example, EPA requested comment on alternative compliance dates for
the proposed fire suppression requirements.
Anticipated Cost and Benefits: The Agency prepared a Regulatory
Impact Analysis (RIA) Addendum. Taking into account both benefits and
compliance costs over the 2025-2050 time period, it is estimated that
the proposed rule would result in present value net benefit (benefits
minus compliance costs), of $6.1 billion (with compliance costs
discounted at three percent).
Risks: EPA is still evaluating the scope and risks associated with
a prospective rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Notice.............................. 10/17/22 87 FR 62843
NPRM................................ 10/19/23 88 FR 72216
NPRM Comment Period End............. 12/18/23 .......................
-----------------------------------
Final Rule.......................... To Be Determined
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Agency Contact: Annie Kee, Environmental Protection Agency, Office
of Air and Radiation, 1200 Pennsylvania Avenue NW, Washington, DC
20460, Phone: 202 564-2056, Email: [email protected].
Christian Wisniewski, Environmental Protection Agency, Office of
Air and Radiation, 1200 Pennsylvania Avenue NW, Washington, DC 20460,
Phone: 202 564-0417, Email: [email protected].
RIN: 2060-AV84
EPA--OAR
194. Phasedown of Hydrofluorocarbons: Review and Renewal of Eligibility
for Application-Specific Allowances [2060-AV98]
Priority: Other Significant.
Legal Authority: American Innovation and Manufacturing (AIM) Act of
2020 (42 U.S.C. 7675)
CFR Citation: 40 CFR 84.
Legal Deadline: None.
Abstract: The AIM Act identifies six applications that are to
receive ``the full quantity of [HFC] allowances necessary, based on
projected, current, and historical trends,'' under the allowance
allocation program through the end of 2025. The six applications are a
propellant in metered dose inhalers, defense sprays, structural
composite preformed polyurethane foam for marine use and trailer use,
the etching of semiconductor material or wafers and the cleaning of
chemical vapor deposition chambers within the semiconductor
manufacturing sector, mission-critical military end uses, and onboard
aerospace fire suppression. EPA can renew this status for up to five
years at a time based on statutory criteria outlined in the AIM Act.
This proposed rule will review and consider whether to renew
eligibility for each of the six applications, consistent with this
statutory process under AIM subsection (e)(4)(B). Additionally, EPA
intends to establish how it will review eligibility if petitioned for
inclusion of additional applications and to consider revisions to
existing regulatory requirements.
Statement of Need: This rule is required to meet the statutory
provisions of subsection (e) of the AIM Act.
Summary of Legal Basis: The American Innovation and Manufacturing
(AIM) Act, enacted on December 27, 2020, provides EPA authority to
address hydrofluorocarbons (HFCs) in three main areas: phasing down the
production and consumption of listed HFCs, maximizing reclamation and
minimizing releases of these HFCs and their substitutes in equipment
(e.g., refrigerators and air conditioners), and facilitating the
transition to next- generation technologies by restricting the use of
HFCs in particular sectors or subsectors. Subsection (e)(iv)(B)
requires EPA to allocate the full quantity of allowances necessary for
6 applications. Five years after enactment of the AIM Act, the statute
requires that EPA review the 6 applications, and, if the statutory
criteria are met, authorize the production or consumption, as
applicable, of any regulated substance used in the application for
renewable periods of not more than 5 years for exclusive use in the
application.
Alternatives: The alternatives for establishing a subsection
(e)(4)(B) rule are, for each application, to either authorize the
production or consumption, as applicable, of any regulated substance
used in an application for a renewable period of not more than 5 years
for exclusive use in that application or to not extend the provisions
under (e)(4)(B)(iv).
Anticipated Cost and Benefits: EPA is still evaluating the
potential costs and benefits of this prospective action, but does not
expect that this rule will have a significant economic effect.
Risks: EPA is still evaluating the scope and risks associated with
a prospective rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Agency Contact: Nikita Naik, Environmental Protection Agency,
Office of Air and Radiation,
[[Page 9480]]
Washington, DC 20460, Phone: 202 564-4957, Email: [email protected].
RIN: 2060-AV98
EAP--OFFICE OF CHEMICAL SAFETY AND POLLUTION PREVENTION (OCSPP)
Proposed Rule Stage
195. 1-Bromopropane (1-BP); Regulation Under the Toxic Substances
Control Act (TSCA) [2070-AK73]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 15 U.S.C. 2605 Toxic Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory, August 12, 2021, TSCA section
6(c).
Final, Statutory, August 12, 2022, TSCA section 6(c).
Abstract: This proposed rulemaking will address the unreasonable
risk of injury to health presented by 1- bromopropane (1-BP). Section
6(a) of the Toxic Substances Control Act (TSCA) requires EPA address by
rule any unreasonable risk identified in a TSCA risk evaluation and
apply requirements to the extent necessary so the chemical no longer
presents unreasonable risk. The Agency's development of this rule
incorporates significant stakeholder outreach and public participation,
including over 40 external meetings as well as required Federalism,
Tribal, and Environmental Justice consultations and a Small Businesses
Advocacy Review Panel. EPA's risk evaluation for 1-BP, describing the
conditions of use, is in docket EPA-HQ-OPPT-2019-0235, with the 2022
unreasonable risk determination and additional materials in docket EPA-
HQ-OPPT-2016-0741.
Statement of Need: This rulemaking is needed to address the
unreasonable risk of 1-bromopropane that were identified following a
risk evaluation completed under TSCA section 6(b). EPA reviewed the
exposures and hazards of 1-bromopropane, the magnitude of risk, exposed
populations, severity of the hazard, uncertainties, and other factors.
EPA sought input from the public and peer reviewers as required by TSCA
and associated regulations.
Summary of Legal Basis: In accordance with TSCA section 6(a), if
EPA determines in a final risk evaluation completed under TSCA 6(b)
that the manufacture, processing, distribution in commerce, use, or
disposal of a chemical substance or mixture, or that any combination of
such activities, presents an unreasonable risk of injury to health or
the environment, the Agency must issue regulations requiring one or
more of the following actions to the extent necessary so that the
chemical substance no longer presents an unreasonable risk: (1)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce of the substance, or limit the amount of the substance
which may be manufactured, processed, or distributed in commerce; (2)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce of the substance for a particular use or for a particular
use above a set concentration, or limit the amount of the substance
which may be manufactured, processed, or distributed in commerce for a
particular use or for a particular use above a set concentration; (3)
Require minimum warnings and instructions with respect to use,
distribution in commerce, or disposal; (4) Require recordkeeping or
testing by manufacturers or processors; (5) Prohibit or regulate any
manner or method of commercial use; (6) Prohibit or regulate any manner
or method of disposal for commercial purposes; and/or (7) Direct
manufacturers or processors to give notice of the unreasonable risk to
distributors, other persons, and the public and replace or repurchase
the substance.
Alternatives: TSCA section 6(a) requires EPA to address by rule
chemical substances that the Agency determines present unreasonable
risk upon completion of a final risk evaluation. As required under TSCA
section 6(c), EPA will consider one or more primary alternative
regulatory actions as part of the development of a proposed rule.
Anticipated Cost and Benefits: EPA will prepare a regulatory impact
analysis as the Agency develops the proposed rule.
Risks: The 2020 Risk Evaluation for 1-BP identified potential
health effects from short- and long-term exposure to 1-BP including
non-cancer adverse health effects such as liver toxicity, kidney
toxicity, reproductive toxicity, developmental toxicity, and
neurotoxicity. Relative to cancer effects, the risk evaluation
identified cancers hazards from carcinogenicity as well as
genotoxicity, particularly for skin, intestinal, and lung tumors. For
acute inhalation and dermal exposure scenarios, EPA identified non-
cancer developmental effects (i.e., decreased live litter size, and
increases in post implantation loss) as the most sensitive endpoints.
In the final 2022 Unreasonable Risk Determination, EPA determined that
1-BP presents an unreasonable risk of injury to health. The
unreasonable risk determination, based on developmental toxicity and
cancer, is driven by risks to workers and occupational non-users
(workers who do not directly handle the chemical but perform work in an
area where the chemical is present) due to occupational exposures to 1-
BP (i.e., during manufacture, processing, industrial and commercial
uses, and disposal); and to consumers and bystanders associated with
consumer uses of 1-BP due to exposures from consumer use of 1-BP and 1-
BP-containing products. EPA must issue risk management requirements so
that this chemical substance no longer presents an unreasonable risk.
For more information, visit: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-existing-chemicals-under-tsca.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/00/24
Final Rule.......................... 05/00/25
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal, State.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Additional Information: EPA-HQ-OPPT-2020-0471.
Sectors Affected: 325 Chemical Manufacturing.
URL For More Information: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-evaluation-1-bromopropane-1-bp.
Agency Contact: Amy Shuman, Environmental Protection Agency, Office
of Chemical Safety and Pollution Prevention, 1200 Pennsylvania Avenue
NW, Mail Code 7404M, Washington, DC 20460, Phone: 202 564-2978, Email:
[email protected].
Joel Wolf, Environmental Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200 Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone: 202 564-0432, Email:
[email protected].
RIN: 2070-AK73
[[Page 9481]]
EPA--OCSPP
196. Trichloroethylene; Regulation Under the Toxic Substances Control
Act (TSCA) [2070-AK83]
Priority: Other Significant.
Unfunded Mandates: Undetermined.
Legal Authority: 15 U.S.C. 2605 Toxic Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory, November 30, 2021, TSCA section
6(c). Final, Statutory, November 30, 2022, TSCA section 6(c).
Abstract: On October 31, 2023, the Environmental Protection Agency
(EPA) proposed to address the unreasonable risk of injury to human
health presented by trichloroethylene (TCE) under its conditions of use
as documented in EPA's November 2020 Risk Evaluation for TCE and
January 2023 revised Unreasonable Risk Determination for TCE pursuant
to the Toxic Substances Control Act (TSCA). TCE is widely used as a
solvent in a variety of industrial, commercial and consumer
applications including for hydrofluorocarbon (HFC) production, vapor
and aerosol degreasing, and in lubricants, greases, adhesives, and
sealants. TSCA requires that when EPA determines a chemical substance
presents unreasonable risk that EPA address by rule the unreasonable
risk of injury to health or the environment and apply requirements to
the extent necessary so the chemical no longer presents unreasonable
risk. EPA determined that TCE presents an unreasonable risk of injury
to health due to the significant adverse health effects associated with
exposure to TCE, including non-cancer effects (liver toxicity, kidney
toxicity, neurotoxicity, immunotoxicity, reproductive toxicity, and
developmental toxicity) as well as cancer (liver, kidney, and non-
Hodgkin lymphoma) from chronic inhalation and dermal exposures to TCE.
TCE is a neurotoxicant and is carcinogenic to humans by all routes of
exposure. The most sensitive adverse effects of TCE exposure are non-
cancer effects (developmental toxicity and immunosuppression) for acute
exposures and developmental toxicity and autoimmunity for chronic
exposures. To address the identified unreasonable risk, EPA proposed
to: prohibit all manufacture (including import), processing, and
distribution in commerce of TCE and industrial and commercial use of
TCE for all uses, with longer compliance timeframes and workplace
controls for certain processing and industrial and commercial uses
(including proposed phaseouts and time-limited exemptions); prohibit
the disposal of TCE to industrial pre-treatment, industrial treatment,
or publicly owned treatment works, with a time-limited exemption for
cleanup projects; and establish recordkeeping and downstream
notification requirements. The Agency's development of this rule
incorporates significant stakeholder outreach and public participation,
including over 40 external meetings as well as required Federalism,
Tribal, and Environmental Justice consultations and a Small Businesses
Advocacy Review Panel. EPA's risk evaluation for TCE, describing TCE's
conditions of use is in docket EPA-HQ-OPPT-2019-0500, with the January
2023 unreasonable risk determination and additional materials in docket
EPA-HQ-OPPT-2016-0737.55
Statement of Need: This rulemaking is needed to address the
unreasonable risk from TCE that was identified following a risk
evaluation completed under TSCA section 6(b). EPA reviewed the
exposures and hazards of TCE, the magnitude of risk, exposed
populations, severity of the hazard, uncertainties, and other factors.
EPA sought input from the public and peer reviewers as required by TSCA
and associated regulations.
Summary of Legal Basis: In accordance with TSCA section 6(a), if
EPA determines in a final risk evaluation completed under TSCA 6(b)
that the manufacture, processing, distribution in commerce, use, or
disposal of a chemical substance or mixture, or that any combination of
such activities, presents an unreasonable risk of injury to health or
the environment, the Agency must issue regulations requiring one or
more of the following actions to the extent necessary so that the
chemical substance no longer presents an unreasonable risk: (1)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce of the substance, or limit the amount of the substance
which may be manufactured, processed, or distributed in commerce; (2)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce of the substance for a particular use or for a particular
use above a set concentration, or limit the amount of the substance
which may be manufactured, processed, or distributed in commerce for a
particular use or for a particular use above a set concentration; (3)
Require minimum warnings and instructions with respect to use,
distribution in commerce, or disposal; (4) Require recordkeeping or
testing by manufacturers or processors; (5) Prohibit or regulate any
manner or method of commercial use; (6) Prohibit or regulate any manner
or method of disposal for commercial purposes; and/or (7) Direct
manufacturers or processors to give notice of the unreasonable risk to
distributors, other persons, and the public and replace or repurchase
the substance if required.
Alternatives: TSCA section 6(a) requires EPA to address by rule
chemical substances that the Agency determines present unreasonable
risk upon completion of a final risk evaluation. TSCA section 6(c)
requires that EPA consider one or more primary alternative regulatory
actions as part of the development of a proposed rule under TSCA
section 6(a). The primary alternative regulatory action would prohibit
the manufacture (including import) and processing of TCE for all uses;
prohibit the distribution in commerce and industrial and commercial use
of TCE, as well as prohibitions on the disposal of TCE to industrial
pre-treatment, industrial treatment, or publicly owned treatment works.
The primary alternative regulatory action would involve longer
timeframes for the prohibition of some industrial and commercial uses
and for the associated manufacturing (including import) and processing.
For all manufacturing (including import), processing, and industrial
and commercial use of TCE that would continue more than one year after
the publication of the final rule, workplace chemical protection
program (WCPP) requirements, which would include a requirement to meet
inhalation exposure concentration limits and exposure monitoring as
well as requirements to reduce dermal exposures to TCE for certain
continued conditions of use of TCE would be in effect until the
respective prohibition compliance dates or, if applicable, expiration
of the TSCA section 6(g) exemptions. The inhalation exposure
concentration limits under the primary alternative regulatory action
would be based on the immunotoxicity endpoint instead of the
developmental toxicity endpoint as under the proposed regulatory
action. The primary alternative regulatory action provides certain
time-limited exemptions from requirements for uses of TCE that are
critical or essential.
Anticipated Cost and Benefits: The monetized costs for this
proposed rule are estimated to range from $33.1 million annualized over
20 years at a 3% discount rate and $40.5 million annualized over 20
years at a 7% discount rate. The monetized benefits are estimated to be
$18.0 to $21.5 million annualized over 20 years at a
[[Page 9482]]
3% discount rate and $8.2 million to $10.3 million annualized over 20
years at a 7% discount rate. EPA believes that the balance of costs and
benefits of this proposal cannot be fairly described without
considering the additional, non-monetized benefits of mitigating the
non-cancer adverse effects. These effects may include neurotoxicity,
kidney toxicity, liver toxicity, immunotoxicity effects, reproductive
effects, and developmental effects.
Risks: The 2020 Risk Evaluation for TCE identified significant
adverse health effects associated with short- and long-term exposure to
TCE, including non-cancer effects (immunosuppression and developmental
toxicity) from acute inhalation exposures and dermal exposures, and
non-cancer effects (liver toxicity, kidney toxicity, neurotoxicity,
autoimmunity, reproductive toxicity, and developmental toxicity) and
cancer (liver, kidney, and non-Hodgkin lymphoma) from chronic
inhalation exposures to TCE. In the 2023 Final Unreasonable Risk
Determination, EPA determined that TCE presents an unreasonable risk of
injury to health. The unreasonable risk determination, based on
immunotoxicity and cancer, is driven by risks to workers and ONUs
(workers who do not directly handle the chemical but perform work in an
area where the chemical is present) due to occupational exposures to
TCE (i.e., during manufacture, processing, industrial and commercial
uses, and disposal); and to consumers and bystanders associated with
consumer uses of TCE due to exposures from consumer use of TCE and TCE-
containing products. For more information, visit: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-existing-chemicals-under-tsca.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/31/23 88 FR 74712
NPRM Comment Period End............. 12/15/23
Final Rule.......................... 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal, State.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Additional Information: EPA-HQ-OPPT-2020-0642.
Sectors Affected: 325 Chemical Manufacturing.
URL For More Information: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-trichloroethylene-tce.
Agency Contact: Gabriela Rossner, Environmental Protection Agency,
Office of Chemical Safety and Pollution Prevention, 1200 Pennsylvania
Avenue NW, Mail Code 7404M, Washington, DC 20460, Phone: 202 564-2426,
Email: [email protected].
Joel Wolf, Environmental Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200 Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone: 202 564-0432, Email:
[email protected].
RIN: 2070-AK83
EPA--OCSPP
197. N-Methylpyrrolidone (NMP); Regulation Under the Toxic Substances
Control Act (TSCA) [2070-AK85]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 15 U.S.C. 2605 Toxic Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory, December 23, 2021, TSCA sec. 6(c).
Final, Statutory, December 23, 2022, TSCA sec. 6(c).
Abstract: This proposed rulemaking will address the unreasonable
risk of injury to health presented by n- methylpyrrolidone (NMP).
Section 6(a) of the Toxic Substances Control Act (TSCA) requires EPA to
address by rule any unreasonable risk identified in a TSCA section 6(b)
risk evaluation by applying requirements to the extent necessary so the
chemical no longer presents unreasonable risk. The Agency's development
of this rule incorporates significant stakeholder outreach and public
participation, including over 40 external meetings as well as required
Federalism, Tribal, and Environmental Justice consultations and a Small
Businesses Advocacy Review Panel. EPA's 2020 risk evaluation for NMP,
describing its conditions of use is in docket EPA-HQ-OPPT-2019-0236,
with the 2022 revised unreasonable risk determination and additional
materials in docket EPA-HQ-OPPT-2016-0743.6
Statement of Need: This rulemaking is needed to address the
unreasonable risk from NMP that were identified following a risk
evaluation completed under TSCA section 6(b). EPA reviewed the
exposures and hazards of NMP, the magnitude of risk, exposed
populations, severity of the hazard, uncertainties, and other factors.
EPA sought input from the public and peer reviewers as required by TSCA
and associated regulations.
Summary of Legal Basis: In accordance with TSCA section 6(a), if
EPA determines in a final risk evaluation completed under TSCA 6(b)
that the manufacture, processing, distribution in commerce, use, or
disposal of a chemical substance or mixture, or that any combination of
such activities, presents an unreasonable risk of injury to health or
the environment, the Agency must issue regulations requiring one or
more of the following actions to the extent necessary so that the
chemical substance no longer presents an unreasonable risk: (1)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce of the substance, or limit the amount of the substance
which may be manufactured, processed, or distributed in commerce; (2)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce of the substance for a particular use or for a particular
use above a set concentration, or limit the amount of the substance
which may be manufactured, processed, or distributed in commerce for a
particular use or for a particular use above a set concentration; (3)
Require minimum warnings and instructions with respect to use,
distribution in commerce, or disposal; (4) Require recordkeeping or
testing by manufacturers or processors; (5) Prohibit or regulate any
manner or method of commercial use; (6) Prohibit or regulate any manner
or method of disposal for commercial purposes; and/or (7) Direct
manufacturers or processors to give notice of the unreasonable risk to
distributors, other persons, and the public and replace or repurchase
the substance if required.
Alternatives: TSCA section 6(a) requires EPA to address by rule
chemical substances that the Agency determines present unreasonable
risk upon completion of a final risk evaluation. As required under TSCA
section 6(c), EPA will consider one or more primary alternative
regulatory actions as part of the development of a proposed rule.
Anticipated Cost and Benefits: EPA will prepare an economic
analysis as the Agency develops the proposed rule.
Risks: The 2020 Risk Evaluation for NMP identified potential health
effects for NMP including non-cancer adverse health effects such as
liver toxicity,
[[Page 9483]]
kidney toxicity, immunotoxicity, reproductive toxicity, developmental
toxicity, neurotoxicity, and irritation and sensitization. In the 2022
Final Unreasonable Risk Determination, EPA determined that NMP presents
an unreasonable risk of injury to health. The unreasonable risk
determination is driven by risks to workers due to occupational
exposures to NMP (i.e., during manufacture, processing, industrial and
commercial uses, and disposal); and to consumers due to exposures from
consumer use of NMP and NMP-containing products. For more information,
visit: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-existing-chemicals-under-tsca.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/00/24
Final Rule.......................... 12/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal, State, Tribal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Additional Information: EPA-HQ-OPPT-2020-0744.
Sectors Affected: 325 Chemical Manufacturing.
URL For More Information: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-n-methylpyrrolidone-nmp.
Agency Contact: Clara Hull, Environmental Protection Agency, Office
of Chemical Safety and Pollution Prevention, 1200 Pennsylvania Avenue
NW, Mail Code 7404M, Washington, DC 20460, Phone: 202 564-3954, Email:
[email protected].
Joel Wolf, Environmental Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200 Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone: 202 564-0432, Email:
[email protected].
RIN: 2070-AK85
EPA--OCSPP
198. Procedures for Chemical Risk Evaluation Under the Toxic Substances
Control Act (TSCA) [2070-AK90]
Priority: Other Significant.
Legal Authority: 15 U.S.C. 2605 Toxic Substances Control Act
CFR Citation: 40 CFR 702.
Legal Deadline: None.
Abstract: As required under section 6(b)(4) of the Toxic Substances
Control Act (TSCA), EPA published a final rule in 2017 that established
a process for conducting risk evaluations to determine whether a
chemical substance presents an unreasonable risk of injury to health or
the environment, without consideration of costs or other non-risk
factors, including an unreasonable risk to a potentially exposed or
susceptible subpopulation, under the conditions of use. This process
incorporates the science requirements of the amended statute, including
best available science and weight of the scientific evidence. The final
rule established the steps of a risk evaluation process including:
scope, hazard assessment, exposure assessment, risk characterization,
and risk determination. The Agency has reconsidered the procedural
framework rule for conducting such risk evaluations and determined that
certain aspects of that framework should be revised to better align
with applicable court decisions and the statutory text, to reflect the
Agency's experience implementing the risk evaluation program following
enactment of the 2016 TSCA amendments, and to allow for consideration
of future scientific advances in the risk evaluation process without
need to further amend the Agency's procedural rule.
Statement of Need: EPA's 2017 final rule that established a process
for conducting risk evaluations under TSCA was challenged by several
non-governmental organizations. In November 2019, the court in Safer
Chemicals, Healthy Families v. U.S. EPA, 943 F.3d 397 (9th Cir. 2019)
remanded certain provisions of the rule to EPA. Additionally, the 2017
rule was identified for review in accordance with Executive Order
13990, Protecting Public Health and the Environment and Restoring
Science to Tackle the Climate Crisis (86 FR 7037, January 25, 2021).
Consistent with the Court's direction and opinion in Safer Chemicals,
Healthy Families v. U.S. EPA, and incorporating lessons learned in the
process carrying out the first ten TSCA risk evaluations, the Agency is
now considering revisions to the procedural framework and will solicit
public comment on those changes through a notice of proposed
rulemaking.
Summary of Legal Basis: TSCA section 6(b)(4) directed EPA to
establish the process for conducting risk evaluations on chemical
substances under TSCA to identify any unreasonable risk of injury to
health or the environment. Agencies have inherent authority to
reconsider past decisions and to revise, replace, or repeal a decision
to the extent permitted by law and supported by a reasoned explanation.
FCC v. Fox Television Stations, Inc., 556 U.S. 502, 515 (2009). EPA is
now exercising its inherent authority to reconsider past decisions and
as such is considering revisions to that final rule based on the
Court's opinion in Safer Chemicals, Healthy Families v. U.S. EPA to
ensure that TSCA risk evaluations are supported by the best available
science, aligned with the statutory requirements, and consistent with
Congress' intent in the 2016 TSCA amendments.
Alternatives: Alternatives will not be developed as part of the
development of a proposed rule.
Anticipated Cost and Benefits: EPA will analyze the incremental
impacts associated with proposed amendments to requirements for
manufacturer-requested risk evaluations as part of the development of a
proposed rule.
Risks: This is a procedural rule related to risk evaluations and is
not intended to directly address any particular risk. However, the rule
would establish procedures by which EPA will evaluate whether a
chemical substance presents an unreasonable risk of injury to health or
the environment, including unreasonable risk to a potentially exposed
or susceptible subpopulation. Rigorous procedures that support accurate
identification of unreasonable risk are necessary to inform subsequent
risk management action.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/30/23 88 FR 74292
NPRM Comment Period End............. 12/14/23
Final Rule.......................... 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Additional Information:
Sectors Affected: 325 Chemical Manufacturing; 324110 Petroleum
Refineries.
URL For More Information: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca.
Agency Contact: Susanna Blair, Environmental Protection Agency,
Office of Chemical Safety and Pollution Prevention, 1200 Pennsylvania
Avenue NW, Mail Code 7401M, Washington, DC 20460, Phone: 202 564-4371,
Email: [email protected].
[[Page 9484]]
Ryan Schmit, Environmental Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200 Pennsylvania Avenue NW, Mail Code
7101M, Washington, DC 20460, Phone: 202 564-0610, Fax: 202 566-0471,
Email: [email protected].
RIN: 2070-AK90
EPA--OFFICE OF LAND AND EMERGENCY MANAGEMENT (OLEM)
Proposed Rule Stage
199. Revisions to Standards for the Open Burning/Open Detonation of
Waste Explosives [2050-AH24]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 40 CFR 131; 42 U.S.C. 6924
CFR Citation: 40 CFR 264 and 265.
Legal Deadline: None.
Abstract: This rulemaking will consider revisions to the
regulations that allow for the open burning and detonation (OB/OD) of
waste explosives. The allowance or ``variance'' to the prohibition on
the open burning of hazardous waste was established at a time when
there were no alternatives to the safe treatment of waste explosives.
However, recent findings from the National Academies of Sciences,
Engineering, and Medicine and the EPA have identified safe alternatives
that are potentially available to many energetic/explosive waste
streams. Because there are potential safe alternatives in use today
that capture and treat emissions prior to release, the EPA is
considering revising regulations to promote the broader use of these
alternatives, where applicable. As part of the rule development
process, EPA has held two rounds of engagement with states,
territories, tribes, environmental and community groups, and owners/
operators of OB/OD units.
Statement of Need: Technological advances have been made since the
1980 Interim Status regulations were issued that banned the open
burning of hazardous wastes but created an exception to allow open
burning/open detonation (OB/OD) of waste explosives due to a lack of
other safe modes of treatment. In 2019, EPA and the National Academies
of Science, Engineering, and Medicine published reports documenting
safe and available alternative treatment technologies that could
potentially be used in lieu of OB/OD.
Summary of Legal Basis: The proposed rule would be established
under the authority of the Solid Waste Disposal Act of 1970, as amended
by the Resource Conservation and Recovery Act of 1976 (RCRA), as
amended by the Hazardous and Solid Waste Amendments of 1984 (HWSA).
Alternatives: Based on recent information regarding availability of
safe alternatives, we are revising the existing regulation to
explicitly state how a demonstration of eligibility must be made.
Anticipated Cost and Benefits: The Agency will evaluate anticipated
costs and benefits as part of the rule development process.
Risks: The Agency will evaluate risk reductions and impacts as part
of the rule development process. It is currently early in the process
to make such determinations.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23
Final Rule.......................... 09/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, Local, State.
Federalism: Undetermined.
Additional Information:
Sectors Affected: 325920 Explosives Manufacturing; 562211 Hazardous
Waste Treatment and Disposal; 926150 Regulation, Licensing, and
Inspection of Miscellaneous Commercial Sectors; 56291 Remediation
Services; 562910 Remediation Services; 56221 Waste Treatment and
Disposal.
Agency Contact: Paul Diss, Environmental Protection Agency, Office
of Land and Emergency Management, 1200 Pennsylvania Avenue NW, Mail
Code 5303T, Washington, DC 20460, Phone: 202 566-0321, Email:
[email protected].
Sasha Gerhard, Environmental Protection Agency, Office of Land and
Emergency Management, 1200 Pennsylvania Avenue NW, Mail Code 5304T,
Washington, DC 20460, Phone: 202 566-0346, Fax: 703 308-8686, Email:
[email protected].
RIN: 2050-AH24
EPA--OLEM
200. Listing of PFOA, PFOS, PFBS, and GenX as Resource Conservation and
Recovery Act (RCRA) Hazardous Constituents [2050-AH26]
Priority: Other Significant. Major status under 5 U.S.C. 801 is
undetermined.
Legal Authority: 42 U.S.C. 6912 (a); 42 U.S.C. 6921; 42 U.S.C. 6924
CFR Citation: 40 CFR 261.
Legal Deadline: None.
Abstract: Based on public health and environmental protection
concerns and in response to several petitions which requested EPA to
take regulatory action on PFAS under RCRA, EPA is evaluating the
existing toxicity and health effects data on four PFAS constituents to
determine if they should be listed as RCRA Hazardous Constituents. If
the existing data for the four PFAS constituents support listing any or
all of these constituents as RCRA hazardous constituents, EPA will
propose to list the constituents in a Federal Register notice for
public comment. The four PFAS chemicals EPA will evaluate are:
perfluorooctanoic acid (PFOA), perfluorooctane sulfonic acid (PFOS),
perfluorobutane sulfonic acid (PFBS), hexafluoropropylene oxide dimer
acid (HFPO-DA or GenX). EPA has communicated with interested
stakeholders about this action and will do conduct additional outreach
with the public, organizations, states, tribal groups, and affected
parties following publication of a proposed rule
Statement of Need: EPA has received three petitions recently
requesting regulatory action on PFAS under the Resource Conservation
and Recovery Act (RCRA), including a petition from the Governor of New
Mexico on June 23, 2021. The New Mexico petition incorporated by
reference the two other petitions received previously by EPA from
Public Employees for Environmental Responsibility (PEER) and the
Environmental Law Clinic at the University of California, Berkeley
School of Law (et al.). This proposed rulemaking is in response to the
three petitions and, if finalized, will list specific PFAS as RCRA
hazardous constituents subject to corrective action requirements at
hazardous waste treatment, storage, and disposal facilities (TSDFs).
Summary of Legal Basis: EPA has received three petitions recently
requesting regulatory action on PFAS under the Resource Conservation
and Recovery Act (RCRA), including a petition from the Governor of New
Mexico on June 23, 2021. The New Mexico petition incorporated by
reference the two other petitions received previously by EPA from
Public Employees for Environmental Responsibility (PEER) and the
Environmental Law Clinic at the University of California, Berkeley
School of Law (et al.). This proposed rulemaking is in response to the
three petitions and, if finalized, will list specific PFAS as RCRA
hazardous constituents subject to corrective action
[[Page 9485]]
requirements at hazardous waste treatment, storage, and disposal
facilities (TSDFs).
Alternatives: We have reviewed and evaluated the toxicity and
health effects information for specific PFAS to determine if they
should be proposed to be listed as RCRA hazardous constituents on
Appendix VIII, and there are no other alternatives.
Anticipated Cost and Benefits: The Agency will evaluate anticipated
costs and benefits as part of the rule development process.
Risks: The Agency will evaluate risk reductions and impacts as part
of the rule development process. It is currently too early in the
process to make such determinations.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: State, Federal.
Agency Contact: Narendra Chaudhari, Environmental Protection
Agency, Office of Land and Emergency Management, 1200 Pennsylvania
Avenue NW, Mail Code 5304T, Washington, DC 20460, Phone: 202 566-0495,
Email: [email protected].
Daniel Lowrey, Environmental Protection Agency, Office of Land and
Emergency Management, 1200 Pennsylvania Avenue NW, Mail Code 5304T,
Washington, DC 20460, Phone: 202 566-1015, Email:
[email protected].
RIN: 2050-AH26
EPA--OLEM
201. Definition of Hazardous Waste Applicable to Corrective Action for
Solid Waste Management Units [2050-AH27]
Priority: Other Significant.
Unfunded Mandates: Undetermined.
Legal Authority: 42 U.S.C. 6921; 42 U.S.C. 6912 (a); 42 U.S.C.
6938; 42 U.S.C. 6934; 42 U.S.C. 6939g; 42 U.S.C. 6937; 42 U.S.C. 6939;
42 U.S.C. 6935; 42 U.S.C. 6974; 42 U.S.C. 6924; 42 U.S.C. 6925; 42
U.S.C. 6927
CFR Citation: 40 CFR 260; 40 CFR 261; 40 CFR 270.
Legal Deadline: None.
Abstract: EPA is considering a proposed rule that would modify the
regulations at 40 CFR part 260, 261 and 270 to clarify that the
definition of hazardous waste found in RCRA section 1004(5) is
applicable to corrective action for releases from solid waste
management units. The proposed rule would more clearly implement EPA's
longstanding interpretation of its authority under RCRA section 3004(u)
and (v).
Statement of Need: This regulatory modification is necessary so
that 40 CFR 264.101 appropriately reflects the scope of corrective
action cleanup requirements for hazardous waste treatment, storage, and
disposal facilities as required by RCRA section 3004(u) and (v). The
revision is expected to clarify that releases of hazardous wastes that
are not regulatory hazardous wastes but meet the definition of
hazardous waste in RCRA section 1004(5), must be addressed in the same
manner as regulatory hazardous wastes under the corrective action
program. This rulemaking is expected to impact the release of certain
PFAS substances and is included as part of EPA's broader PFAS Strategic
Roadmap.
Summary of Legal Basis: The proposed rule would be established
under the authority of sections 3004(u) and (v) of the Solid Waste
Disposal Act of 1965, as amended by subsequent enactments including the
Resource Conservation and Recovery Act of 1976 (RCRA), as amended by
the Hazardous and Solid Waste Amendments of 1984 (HWSA).
Alternatives: We have reviewed the applicable regulations and no
alternatives have been identified.
Anticipated Cost and Benefits: The Agency will evaluate anticipated
costs and benefits as part of the rule development process.
Risks: The Agency will evaluate risk reductions and impacts as part
of the rule development process. It is currently too early in the
process to make such determinations.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal, State.
Agency Contact: Barbara Foster, Environmental Protection Agency,
Office of Land and Emergency Management, 1200 Pennsylvania Avenue NW,
Washington, DC 20460, Phone: 202 566-0382, Email:
[email protected].
RIN: 2050-AH27
EPA--OFFICE OF WATER (OW)
Proposed Rule Stage
202. National Primary Drinking Water Regulations for Lead and Copper:
Improvements (LCRI) [2040-AG16]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect State, local or tribal
governments and the private sector.
Legal Authority: 42 U.S.C. 300f et seq. Safe Drinking Water Act
CFR Citation: 40 CFR 141; 40 CFR 142.
Legal Deadline: None.
Abstract: The Environmental Protection Agency (EPA) published the
final Lead and Copper Rule Revision (LCRR) on January 15, 2021. EPA
reviewed the LCRR and decided to initiate a new rulemaking process to
improve the rule. This new National Primary Drinking Water Regulation
is called the Lead and Copper Rule Improvements (LCRI). EPA is
developing LCRI to strengthen the regulatory framework and address lead
in drinking water.
Statement of Need: The EPA promulgated the final Lead and Copper
Rule Revision (LCRR) on January 15, 2021 (86 FR 4198). Consistent with
the directives of Executive Order 13990, the EPA is currently
considering revising this rulemaking. The EPA will complete its review
of the rule in accordance with those directives and conduct important
consultations with affected parties. The EPA understands that the
benefits of clean water are not shared equally by all communities and
this review of the LCRR will be consistent with the policy aims set
forth in Executive Order 13985, ``Advancing Racial Equity and Support
for Underserved Communities through the Federal Government.''
Summary of Legal Basis: The Safe Drinking Water Act, section 1412,
National Primary Drinking Water Regulations, authorizes EPA to initiate
the development of a rulemaking if the agency has determined that the
action maintains or improves the public health.
Alternatives: To be determined.
Anticipated Cost and Benefits: To be determined.
Risks: To be determined.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/23 .......................
Final Rule.......................... 10/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
[[Page 9486]]
Government Levels Affected: Federal, Local, State, Tribal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Additional Information:
Sectors Affected: 23711 Water and Sewer Line and Related Structures
Construction; 2213 Water, Sewage and Other Systems.
Agency Contact: Michael Goldberg, Environmental Protection Agency,
Office of Water, 1200 Pennsylvania Avenue NW, 4601M, Washington, DC
20460, Phone: 202 564-1137, Email: [email protected].
Related RIN: Related to 2040-AF15
RIN: 2040-AG16
EPA--OFFICE OF AIR AND RADIATION (OAR)
Final Rule Stage
203. National Emission Standards for Hazardous Air Pollutants: Ethylene
Oxide Commercial Sterilization and Fumigation Operations [2060-AU37]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7607(d); 42 U.S.C. 7414, 7601
CFR Citation: 40 CFR 63, subpart O.
Legal Deadline: None.
Abstract: In December 1994, pursuant to section 112(d) of the Clean
Air Act, EPA promulgated the National Emission Standards for Hazardous
Air Pollutants (NESHAP) for Ethylene Oxide (EtO) Commercial
Sterilization and Fumigation Operations (59 FR 62585). The NESHAP
established standards for both major and area sources. EPA completed a
residual risk and technology review for the NESHAP in 2006 and, at that
time, concluded that no revisions to the standards were necessary. In
this action, EPA will conduct the second technology review for the
NESHAP, as required by law, and consider potential updates to the rule.
To aid in this effort, EPA issued an advance notice of proposed
rulemaking that solicited comment from stakeholders, undertook a Small
Business Advocacy Review panel, which is needed when there is the
potential for significant economic impacts to small businesses from any
regulatory actions being considered, and has conducted outreach
meetings within the communities affected by the highest-risk facilities
as part of the development of this action. These meetings involved
informing community members of the risk from EtO emissions and
explaining how they can be involved in the rule writing process. EPA
also held a national webinar on this proposal. Accommodations were made
for Spanish-language speaking communities, which are disproportionately
affected by these EtO emissions. This proposal also reflects feedback
EPA has received from representatives from local and state governments.
For more information, please visit https://www.epa.gov/stationary-sources-air-pollution/ethylene-oxide-emissions-standards-sterilization-facilities.
Statement of Need: The National Air Toxics Assessment (NATA)
released in August 2018 identified ethylene oxide (EtO) emissions as a
potential concern in several areas across the country. The latest NATA
estimates that EtO significantly contributes to potential elevated
cancer risks in some census tracts. These elevated risks are largely
driven by an EPA risk value that was updated in December 2016. Further
investigation on NATA inputs and results led to the EPA identifying
commercial sterilization using EtO as a source category contributing to
some of these risks. Over the past two years, the EPA has been
gathering additional information to help evaluate opportunities to
reduce EtO emissions in this source category through potential NESHAP
revisions. In this rule, EPA will address EtO emissions from commercial
sterilizers.
Summary of Legal Basis: CAA section 112, 42 U.S.C. 7412, provides
the legal framework and basis for regulatory actions addressing
emissions of hazardous air pollutants from stationary sources. CAA
section 112(d)(6) requires EPA to review, and revise as necessary,
emission standards promulgated under CAA section 112(d) at least every
8 years, considering developments in practices, processes, and control
technologies.
Alternatives: EPA is evaluating various options for reducing EtO
emissions from commercial sterilizers under the NESHAP, such as
pollution control equipment, reducing fugitive emissions, or
monitoring.
Anticipated Cost and Benefits: Based on conversations with
regulated entities who have been working to reduce emissions, the
potential costs of controlling some emissions sources could be
substantial.
Risks: As part of this rulemaking, EPA has been updating
information regarding EtO emissions and the specific emission points
within the source category. Preliminary analyses suggest that fugitive
emissions from commercial sterilizers may substantially contribute to
health risks associated with exposure to EtO.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 12/12/19 84 FR 67889
NPRM................................ 04/13/23 88 FR 22790
NPRM Comment Period End............. 06/12/23 .......................
Final Rule.......................... 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: None.
Additional Information: EPA-HQ-OAR-2019-0178.
Sectors Affected: 311423 Dried and Dehydrated Food Manufacturing;
33911 Medical Equipment and Supplies Manufacturing; 561910 Packaging
and Labeling Services; 325412 Pharmaceutical Preparation Manufacturing;
311942 Spice and Extract Manufacturing.
Agency Contact: Jon Witt, Environmental Protection Agency, Office
of Air and Radiation, 109 T.W. Alexander Drive, Mail Code E143-05,
Research Triangle Park, NC 27709, Phone: 919 541-5645, Email:
[email protected].
Kusondra King, Environmental Protection Agency, Office of Air and
Radiation, Research Triangle Park, NC 27711, Phone: 919 541-4373,
Email: [email protected].
RIN: 2060-AU37
EPA--OAR
204. New Source Performance Standards and Emission Guidelines for Crude
Oil and Natural Gas Facilities: Climate Review [2060-AV16]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7411
CFR Citation: 40 CFR 60; subpart OOOO, OOOOa, OOOOb, OOOOc, KKK;
app. K.
Legal Deadline: None.
Abstract: On November 15, 2021, the EPA published a proposed rule
to mitigate climate-destabilizing pollution and protect human health by
reducing greenhouse gas and VOC emissions from the Crude Oil and
Natural Gas source category (86 FR 63110). This action was in response
to the January 20, 2021, Executive Order titled ``Protecting Public
Health and the Environment and Restoring Science to Tackle the Climate
Crisis.'' In the November 2021 Proposal, pursuant to CAA section 111
the EPA proposed new standards of performance for greenhouse gases (in
the form of methane limitations) and volatile organic compounds
emissions and
[[Page 9487]]
Emission Guidelines for greenhouse gas emissions (in the form of
methane limitations) from existing sources. The EPA also proposed
several related actions stemming from the joint resolution of Congress,
adopted on June 30, 2021, under the Congressional Review Act
disapproving the EPA's final rule titled, Oil and Natural Gas Sector:
``Emission Standards for New, Reconstructed, and Modified Sources
Review,'' September 14, 2020 (2020 Policy Rule). Lastly, in the
November 2021 Proposal the EPA proposed a protocol under the general
provisions for OGI.
On December 6, 2022, the EPA published a supplemental proposed rule
that was composed of two main actions (87 FR 74702). First, the EPA
updated, strengthened, and expanded on the NSPS proposed in November
2021 under CAA section 111(b) for greenhouse gases (in the form of
methane limitations) and volatile organic compounds emissions from new,
modified, and reconstructed facilities. Second, the EPA updated,
strengthened, and expanded the presumptive standards proposed for the
Emission Guidelines in the November 2021 Proposal as part of the CAA
section 111(d) EG for greenhouse gas emissions (in the form of methane
limitations) from designated facilities. For purposes of the Emission
Guidelines, the EPA also proposed the implementation requirements for
states to limit greenhouse gas pollution (in the form of methane
limitations) from designated facilities in the Crude Oil and Natural
Gas source category under CAA section 111(d). The Agency expects to
issue a final rule later in 2023.
Statement of Need: The final actions stem from the EPA's authority
and obligation under CAA section 111 to directly regulate categories of
new stationary sources that cause or contribute to endangerment from
air pollution and promulgate EG for states to follow in regulating
existing sources (designated facilities) in the source category.
Summary of Legal Basis: Clean Air Act section 111(b) provides the
legal framework for establishing greenhouse gas emission standards (in
the form of limitations on methane) and volatile organic compounds for
new oil and natural gas sources. Clean Air Act section 111(d) provides
the legal framework for establishing greenhouse gas emission standards
(in the form of limitations on methane) for existing oil and natural
gas sources.
Alternatives: The EPA has evaluated several options for new and
existing sources and will propose and solicit comment on those options.
Anticipated Cost and Benefits: The EPA's regulatory impact analyses
for the December 2022 supplemental notice of proposed rulemaking can be
found at document number EPA-HQ-OAR-2021-0317-1566 of the public docket
(https://www.regulations.gov/document/EPA-HQ-OAR-2021-0317-1566).
Risks: The EPA's regulatory impact analyses for the December 2022
supplemental notice of proposed rulemaking can be found at document
number EPA-HQ-OAR-2021-0317-1566 of the public docket (https://www.regulations.gov/document/EPA-HQ-OAR-2021-0317-1566).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/15/21 86 FR 63110
Supplemental NPRM................... 12/06/22 87 FR 74702
Final Rule.......................... 12/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal, Local, State, Tribal.
Energy Effects: Statement of Energy Effects planned as required by
Executive Order 13211.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Additional Information: EPA-HQ-OAR-2021-0317. https://www.epa.gov/controlling-air-pollution-oil-and-natural-gas-industry.
Sectors Affected: 213111 Drilling Oil and Gas Wells; 2111 Oil and
Gas Extraction; 211 Oil and Gas Extraction; 237120 Oil and Gas Pipeline
and Related Structures Construction; 23712 Oil and Gas Pipeline and
Related Structures Construction; 213112 Support Activities for Oil and
Gas Operations.
Agency Contact: Amy Hambrick, Environmental Protection Agency,
Office of Air and Radiation, 109 T.W. Alexander Drive, Mail Code E143-
05, Research Triangle Park, NC 27711, Phone: 919 541-0964, Fax: 919
541-0516, Email: [email protected].
RIN: 2060-AV16
EPA--OAR
205. Revisions to the Air Emission Reporting Requirements (AERR) [2060-
AV41]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7401 et seq. Clean Air Act
CFR Citation: 40 CFR 51.
Legal Deadline: None.
Abstract: On August 8, 2023 (88 FR 54118), the EPA proposed new
requirements to improve the quality and completeness of HAP emissions
data from stationary sources and all pollutant emissions from
prescribed fires. Specifically, the EPA is proposing to require certain
sources report information regarding emission of hazardous air
pollutants (HAP); certain sources to report criteria air pollutants,
their precursors and HAP; and to require State, local, and certain
tribal air agencies to report prescribed fire data. Further, EPA is
considering how best to quantify emissions from intermittent sources
such as backup generators; how to obtain data from permitted facilities
in Indian Country when a Tribe is not required to report emissions
data; and how to address known data gaps, streamline processes, and
improve data quality, documentation, and transparency for nonpoint and
mobile sources. The proposed revisions also include changes for
reporting data on airports, rail yards, commercial marine vessels,
locomotives, and nonpoint sources. This proposed action would allow for
EPA to annually collect (starting in 2027), hazardous air pollutant
(HAP) emissions data for point sources in addition to continuing the
criteria air pollutant and precursor (CAP) collection in place under
the existing AERR. The proposed amendments would ensure that EPA has
sufficient information to identify and solve air quality and exposure
problems and ensure that communities have the data needed to understand
significant environmental risks that may be impacting them.
Statement of Need: Since 2015, many aspects of emissions data
collection and use have evolved. The EPA has continued to review
hazardous air pollutant (HAP) emissions levels and associated public
health risk through the Residual Risk and Technology (RTR) program,
which in many cases has required Information Collection Requests (ICRs)
under Section 114 of the Act. Such collection efforts have proven very
time consuming and limited EPA's ability to act quickly. Furthermore,
as the EPA gains insight into the risks posed by certain chemicals,
such as Ethylene Oxide, we have found ourselves limited by the data
available on emissions sources. New compounds continue to be identified
as public health threats, such as per- and polyfluoroalkyl substances
(PFAS), which may be listed as HAPs in the
[[Page 9488]]
future. Currently, States are required to report the emissions from
sources in their state to EPA. In practice, that has meant emissions
are reported only for facilities permitted at the state level.
Facilities permitted at the federal level technically do not fall under
the reporting requirements, and consequently, some never report
emissions to the EPA, which does not allow for proper EPA and state
program implementation. Requiring HAPs for point sources is essential
to addressing continued public health risks and environmental justice
issues.
Summary of Legal Basis: Section 114(a)(1) of the CAA authorizes the
Administrator to, among other things, require certain persons
(explained below) on a one-time, periodic, or continuous basis to keep
records, make reports, undertake monitoring, sample emissions, or
provide such other information as the Administrator may reasonably
require. The EPA may require this information of any person who (i)
owns or operates an emission source, (ii) manufactures control or
process equipment, (iii) the Administrator believes may have
information necessary for the purposes set forth in CAA section 114, or
(iv) is subject to any requirement of the Act (except for manufacturers
subject to certain Title II requirements). The information may be
required for the purposes of developing an implementation plan, an
emission standard under sections 111, 112, or 129, determining if any
person is in violation of any standard or requirement of an
implementation plan or emissions standard, or ``carrying out any
provision' of the Act (except for a provision of Title II with respect
to manufacturers of new motor vehicles or new motor vehicle engines).
Alternatives: The EPA is also proposing options and alternatives
for consideration that may allow the States to report for owners/
operators of regulated facilities.
Anticipated Cost and Benefits: This action has an associated
Regulatory Impact Analysis (RIA), which describes the anticipated costs
and benefits of this proposed action. The RIA is summarized in this
action and provided in the docket for this action. This action's total
cost impact is estimated at $117.4 million on average annually from
2024 to 2026, and then is estimated at $477.9 million in 2027. All of
these costs are in 2021 dollars. The increase in costs for owners and
operators of affected sources in 2027 reflects full implementation of
the proposed rule if finalized for the entire population of affected
sources.
Risks: No risks are associated with this action as these are
proposed reporting requirements.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 08/09/23 88 FR 54118
NPRM Comment Period Extended........ 09/14/23 88 FR 63046
NPRM Comment Period End............. 10/18/23 .......................
Final Rule.......................... 07/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses, Governmental Jurisdictions.
Government Levels Affected: Local, State, Tribal.
Additional Information: EPA-HQ-OAR-2004-0489.
Agency Contact: Marc Houyoux, Environmental Protection Agency,
Office of Air and Radiation, C339-02, Research Triangle Park, NC 27711,
Phone: 919 541-3649, Fax: 919 541-0684, Email: [email protected].
RIN: 2060-AV41
EPA--OAR
206. Multi-Pollutant Emissions Standards for Model Years 2027 and Later
Light-Duty and Medium-Duty Vehicles [2060-AV49]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7401 to 7671q
CFR Citation: 40 CFR 86; 40 CFR 600.
Legal Deadline: None.
Abstract: On April 12, 2023, EPA announced a proposal for new
multipollutant emissions standards to further reduce harmful air
pollutant emissions from light-duty passenger cars and light trucks and
Class 2b and 3 vehicles (``medium-duty vehicles'' or MDVs) under its
authority in section 202(a) of the Clean Air Act (CAA), 42 U.S.C.
7521(a), starting with model year 2027. The proposal builds upon EPA's
final standards for federal greenhouse gas emissions standards for
passenger cars and light trucks for model years 2023 through 2026. The
proposed standards would result in significant reductions in emissions
of criteria pollutants, GHGs, and air toxics, resulting in significant
benefits for public health and welfare. EPA also estimates that the
proposal would result in reduced vehicle operating costs for consumers.
The proposed standards would be phased in over model years 2027 through
2032. EPA conducted outreach with a wide range of interested
stakeholders to gather input which was considered in developing the
proposal, and will continue to engage with the public and all
interested stakeholders as part of our regulatory development process
as we develop the final rule.
Statement of Need: This action is consistent with President Biden's
Executive Order, ``Strengthening American Leadership in Clean Cars and
Trucks.''
Summary of Legal Basis: CAA section 202(a).
Alternatives: EPA requested comment to address alternative options
in the proposed rule.
Anticipated Cost and Benefits: EPA analyzed costs and benefits in
the proposed rule.
Risks: EPA evaluated the risks of this rulemaking in the proposed
rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/05/23 88 FR 29184
NPRM Comment Period End............. 07/05/23 .......................
Final Rule.......................... 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Additional Information:
Sectors Affected: 811198 All Other Automotive Repair and
Maintenance; 336111 Automobile Manufacturing; 423110 Automobile and
Other Motor Vehicle Merchant Wholesalers; 811112 Automotive Exhaust
System Repair; 81111 Automotive Mechanical and Electrical Repair and
Maintenance; 336112 Light Truck and Utility Vehicle Manufacturing;
335312 Motor and Generator Manufacturing.
Agency Contact: Elizabeth Miller, Environmental Protection Agency,
Office of Air and Radiation, 2565 Plymouth Road, Ann Arbor, MI 48105,
Phone: 734 214-4703, Email: [email protected].
Jessica Mroz, Environmental Protection Agency, Office of Air and
Radiation, 1200 Pennsylvania Avenue NW, Washington, DC 20460, Phone:
202 564-1094, Email: [email protected].
RIN: 2060-AV49
EPA--OAR
207. Greenhouse Gas Emissions Standards for Heavy-Duty Vehicles--Phase
3 [2060-AV50]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 21 U.S.C. 346a; 33 U.S.C. 1318; 33 U.S.C. secs.
1311, 1314,
[[Page 9489]]
1316, 1317, 1318, 1361; 15 U.S.C. 2003; 33 U.S.C. 1326; 42 U.S.C. 300f;
42 U.S.C. 242b; 33 U.S.C. 1342; 33 U.S.C. 1345; 42 U.S.C. 1857; 42
U.S.C. 7542; 42 U.S.C. 6901; 42 U.S.C. 9601; 49 U.S.C. 32901 to 32919q,
Pub. L. 109-58; 33 U.S.C. 1901; 42 U.S.C. 11023; 15 U.S.C. 2601
CFR Citation: 40 CFR 1037.1.
Legal Deadline: None.
Abstract: On April 12, 2023, EPA announced a proposal for more
stringent standards to reduce greenhouse gas emissions from HD vehicles
beginning in model year (MY) 2027. The new standards would be
applicable to HD vocational vehicles (such as delivery trucks, refuse
haulers, public utility trucks, transit, shuttle, school buses, etc.)
and tractors (such as day cabs and sleeper cabs on tractor-trailer
trucks). Specifically, EPA proposed stronger CO2 standards
for MY 2027 HD vehicles that go beyond the current standards that apply
under the HD Phase 2 Greenhouse Gas program. EPA also proposed an
additional set of CO2 standards for HD vehicles that would
begin to apply in MY 2028, with progressively more stringent standards
each model year through 2032. This proposed Phase 3'' greenhouse gas
program maintains the flexible structure created in EPA's Phase 2
greenhouse gas program, which is designed to reflect the diverse nature
of the heavy-duty industry. EPA has conducted outreach with a wide
range of interested stakeholders to gather input which we have
considered in developing this proposal, and we will continue to engage
with the public and all interested stakeholders as part of our
regulatory development process.
Statement of Need: This action is consistent with President Biden's
Executive Order, ``Strengthening American Leadership in Clean Cars and
Trucks.''
Summary of Legal Basis: CAA section 202(a).
Alternatives: EPA requested comment to address alternative options
in the proposed rule.
Anticipated Cost and Benefits: EPA analyzed costs and benefits in
the proposed rule.
Risks: EPA evaluated the risks of this rulemaking in the proposed
rule.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/27/23 88 FR 25926
NPRM Comment Period End............. 06/16/23
Final Rule.......................... 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: None.
Additional Information:
Sectors Affected: 811198 All Other Automotive Repair and
Maintenance; 336111 Automobile Manufacturing; 811112 Automotive Exhaust
System Repair; 336120 Heavy Duty Truck Manufacturing; 336112 Light
Truck and Utility Vehicle Manufacturing; 333618 Other Engine Equipment
Manufacturing; 336212 Truck Trailer Manufacturing.
Agency Contact: Alex Wang, Environmental Protection Agency, Office
of Air and Radiation, 2000 Traverwood Dr., Ann Arbor, MI 48105, Phone:
248 462-3947, Email: [email protected].
Tuana Phillips, Environmental Protection Agency, Office of Air and
Radiation, 1200 Pennsylvania NW, Washington, DC 20460, Phone: 202 565-
0074, Email: [email protected].
RIN: 2060-AV50
EPA--OAR
208. Reconsideration of the National Ambient Air Quality Standards for
Particulate Matter [2060-AV52]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7401 et seq. Clean Air Act
CFR Citation: 40 CFR 50.
Legal Deadline: None.
Abstract: Under the Clean Air Act Amendments of 1977, EPA is
required to review and if appropriate revise the air quality criteria
for the primary (health-based) and secondary (welfare-based) national
ambient air quality standards (NAAQS) every 5 years. On December 18,
2020, the EPA published a final decision retaining the NAAQS for
particulate matter (PM), which was the subject of several petitions for
reconsideration as well as petitions for judicial review. As directed
in Executive Order 13990, ``Protecting Public Health and the
Environment and Restoring Science to Tackle the Climate Crisis,''
signed by President Biden on January 20, 2021, EPA is undertaking a
reconsideration of the December 2020 decision to retain the PM NAAQS
because the available scientific evidence and technical information
indicate that the current standards may not be adequate to protect
public health and welfare, as required by the Clean Air Act. As part of
this reconsideration, EPA developed a Supplement to the 2019 PM
Integrated Science Assessment (ISA) and a Policy Assessment to take
into account the most up-to-date science on public health impacts of PM
and engaged with the chartered Clean Air Scientific Advisory Committee
(CASAC) and a newly-constituted expert CASAC PM panel. The notice of
proposed rulemaking was signed on January 5, 2023, and a final rule
will be issued in fall 2023. EPA proposed to revise the level of the
primary annual PM2.5 standard from its current level of 12
[mu]g/m3 to within the range of 9-10 [mu]g/m3. EPA proposed to retain
all other PM NAAQS, including the primary and secondary 24-hour
PM2.5 standards, the primary and secondary 24-hour
PM10 standards, and the secondary annual PM2.5
standard. EPA also proposed revisions to the Air Quality Index (AQI)
and monitoring network requirements.
Statement of Need: Under the Clean Air Act Amendments of 1977, EPA
is required to review and if appropriate revise the air quality
criteria and national ambient air quality standards (NAAQS) every 5
years. On December 18, 2020, EPA published a final rule retaining the
NAAQS for particulate matter, without revision. On June 10, 2021, EPA
announced that it is reconsidering the December 2020 decision on the
air quality standards for PM.
Summary of Legal Basis: Under the Clean Air Act Amendments of 1977,
EPA is required to review and if appropriate revise the air quality
criteria and the primary (health-based) and secondary (welfare-based)
national ambient air quality standards (NAAQS) every 5 years.
Alternatives: The main alternative for the Administrator's decision
on the review of the national ambient air quality standards for
particulate matter is whether to retain or revise the existing
standards.
Anticipated Cost and Benefits: When the Agency proposes revisions
to the standards, the Agency prepares a Regulatory Impact Analysis
(RIA) to provide the public with illustrative estimates of the
potential costs and health and welfare benefits of attaining the
revised standards. However, the Clean Air Act makes clear that the
economic and technical feasibility of attaining standards are not to be
considered in setting or revising the NAAQS, although such factors may
be considered in the development of state plans to implement the
standards.
Risks: The reconsideration builds on the review completed in 2020,
which included the preparation by EPA of an Integrated Review Plan, an
Integrated Science Assessment, and a Policy Assessment, which includes
a risk/exposure assessment, with opportunities for review by the EPA's
Clean Air Scientific Advisory
[[Page 9490]]
Committee (CASAC) and the public. These documents informed the
Administrator's final decision to retain the PM standards in 2020. As a
part of the reconsideration, EPA prepared a Supplement to the 2019 PM
Integrated Science Assessment and a Policy Assessment, which was
reviewed at a public meeting by the CASAC. These documents informed the
Administrator's proposed decisions on whether to revise the PM NAAQS,
and the Administrator's final decisions on whether to revise the PM
NAAQS will take into consideration these documents, CASAC advice, and
public comment on the proposed decision.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/27/23 88 FR 5558
NPRM Comment Period End............. 03/28/23 .......................
Final Rule.......................... 12/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Additional Information: EPA-HQ-OAR-2015-0072.
Agency Contact: Nicole Hagan, Environmental Protection Agency,
Office of Air and Radiation, 109 T.W. Alexander Drive, Mail Code C504-
06, Research Triangle Park, NC 27709, Phone: 919 541-3153, Email:
[email protected].
Karen Wesson, Environmental Protection Agency, Office of Air and
Radiation, 109 T.W. Alexander Drive, Mail Code C504-06, Research
Triangle Park, NC 27711, Phone: 919 541-3515, Email:
[email protected].
RIN: 2060-AV52
EPA--OAR
209. NESHAP: Coal- and Oil-Fired Electric Utility Steam Generating
Units--Review of the Residual Risk and Technology Review [2060-AV53]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7401 to 7671q
CFR Citation: 40 CFR 63, subpart UUUUU.
Legal Deadline: None.
Abstract: On February 16, 2012, EPA promulgated National Emission
Standards for Hazardous Air Pollutants for Coal- and Oil-fired Electric
Utility Steam Generating Units (77 FR 9304). The rule (40 CFR part 63,
subpart UUUUU), commonly referred to as the Mercury and Air Toxics
Standards (MATS), includes standards to control hazardous air pollutant
(HAP) emissions from new and existing coal- and oil-fired electric
utility steam generating units (EGUs) located at both major and area
sources of HAP emissions. There have been several regulatory actions
regarding MATS since February 2012, including a May 22, 2020, action
that completed a reconsideration of the appropriate and necessary
finding for MATS and finalized the residual risk and technology review
(RTR) conducted for the Coal- and Oil-Fired EGU source category
regulated under MATS (85 FR 31286). The Biden Administration's
Executive Order 13990, Protecting Public Health and the Environment and
Restoring Science To Tackle the Climate Crisis, ``directs all executive
departments and agencies (agencies) to immediately review and, as
appropriate and consistent with applicable law, take action to address
the promulgation of Federal regulations and other actions during the
last 4 years that conflict with these important national objectives,
and to immediately commence work to confront the climate crisis.''
Section 2(a)(iv) of the Executive Order specifically directs that the
Administrator consider publishing, as appropriate and consistent with
applicable law, a proposed rule suspending, revising, or rescinding the
``National Emission Standards for Hazardous Air Pollutants: Coal- and
Oil-Fired Electric Utility Steam Generating Units--Reconsideration of
Supplemental Finding and Residual Risk and Technology Review,'' 85 FR
31286 (May 22, 2020). As directed by Executive Order 13990, EPA
reviewed the RTR portion of the May 22, 2020 final action and, proposed
to update and strengthen the MATS on April 24, 2023 (88 FR 24854). EPA
finalized the Revocation of the 2020 Reconsideration and Affirmation of
the Appropriate and Necessary Supplemental Finding on February 15, 2023
(88 FR 13956).
Statement of Need: Executive Order 13990, ``Protecting Public
Health and the Environment and Restoring Science To Tackle the Climate
Crisis,'' directs EPA to review the May 2020 RTR. EPA will issue the
results of the review in a notice of proposed rulemaking and will
solicit comment on the review.
Summary of Legal Basis: CAA section 112, 42 U.S.C. 7412, provides
the legal framework and basis for regulatory actions addressing
emissions of hazardous air pollutants from stationary sources.
Alternatives: EPA has evaluated several options for reviewing the
RTR and will take comment on the review.
Anticipated Cost and Benefits: EPA projects the present value of
net benefits to be $2.4 billion to $3.0 billion. This includes $1.2
billion to $1.9 billion in health benefits, $1.4 billion in climate
benefits, and compliance costs of $230 million to $330 million. EPA
projects the estimated annualized value net benefits to be $300 million
to $350 million. This includes $170 million to $220 million in health
benefits, $170 million in climate benefits, and compliance costs of $33
million to $38 million. EPA projects that the proposed changes would
result in the following emission reductions in the year 2035:
82 pounds of mercury
800 tons of fine particulate matter (PM2.5)
8,800 tons of sulfur dioxide
8,700 tons of nitrogen oxides
5 million tons of carbon dioxide
Risks: The results of the 2020 RTR showed that emissions of HAP
from coal- and oil-fired power plants have been reduced such that
residual risk is at in acceptable level. EPA reviewed the 2020 residual
risk assessment and determined the risk review was conducted using
approaches and methodologies that are consistent with prior risk
analyses and reviews for other industrial sectors. Although EPA is not
reopening the 2020 risk review, the proposed standards under the
technology review would achieve reductions in HAP emissions from power
plants and likely to reduce HAP exposures to affected populations.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/24/23 88 FR 24854
Final Rule.......................... 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal, Local, State.
Additional Information: EPA-HQ-OAR-2018-0794.
Sectors Affected: 221122 Electric Power Distribution; 221112 Fossil
Fuel Electric Power Generation.
URL For More Information: https://www.epa.gov/stationary-sources-air-pollution/mercury-and-air-toxics-standards.
Agency Contact: Sarah Benish, Environmental Protection Agency,
Office of Air and Radiation, 109 T.W. Alexander Drive, Triangle Park,
NC 27711, Phone: 909 541-5620, Email: [email protected].
Nick Hutson, Environmental Protection Agency, Office of Air and
Radiation, 109 T.W. Alexander Drive, Mail Code D243-01, Research
Triangle Park, NC 27711, Phone: 919 541-2968,
[[Page 9491]]
Fax: 919 541-4991, Email: [email protected].
RIN: 2060-AV53
EPA--OAR
210. NSPS for the Synthetic Organic Chemical Manufacturing Industry and
NESHAP for the Synthetic Organic Chemical Manufacturing Industry and
Group I & II Polymers and Resins Industry [2060-AV71]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 7401 to 7671q; 42 U.S.C. 7401
CFR Citation: 40 CFR 63, subpart F; 40 CFR 63, subpart G; 40 CFR
63, subpart H; 40 CFR 63, subpart I; 40 CFR 63, subpart U; 40 CFR 63,
subpart W; 40 CFR 60, subpart VVa; 40 CFR 60, subpart III; 40 CFR 60,
subpart NNN; 40 CFR 60, subpart RRR.
Legal Deadline: NPRM, Judicial, December 16, 2022, Texas
Environmental Justice Advocacy Services et al. v. EPA, 1:20-cv-03733-
RJL consent Decree.
Final, Judicial, March 29, 2024, Texas Environmental Justice
Advocacy Services et al. v. EPA, 1:20-cv-03733-RJL consent Decree.
United States District Court for the District of Columbia, Texas
Environmental Justice Advocacy Services, California Communities Against
Toxics Environmental Integrity Project, Louisiana Environmental Action
Network, Ohio Valley Environmental Council, Rise St. James, and Sierra
Club Plaintiffs, v. United States Environmental Protection Agency,
Defendant. Civil Action No. 1:20-cv-03733-RJL.
Abstract: This action will address the agency's technology review
under Clean Air Act (CAA) section 112(d)(6) of the National Emission
Standards for Hazardous Air Pollutants (NESHAP) for four subparts in 40
CFR part 63 (subparts F, G, H, and I) which are commonly referred to
together as the Hazardous Organic NESHAP (HON) and that apply to the
Synthetic Organic Chemical Manufacturing Industry (SOCMI) and to
equipment leaks from certain non-SOCMI processes. This action will also
address the agency's technology review of the NESHAP for two subparts
in 40 CFR part 63 (subparts U and W) that apply to the Group I and
Group II Polymers and Resins industries. The HON standards were most
recently updated when the agency conducted a residual risk and
technology review (RTR) on December 21, 2006. Similarly, the Group I
and II Polymers and Resins NESHAP were most recently updated when the
agency conducted its RTR on December 16, 2008, and April 21, 2011. The
HON and Group I and II Polymers and Resins NESHAP contain maximum
achievable control technology (MACT) standards for controlling
emissions of hazardous air pollutants (HAP) from process vents, storage
vessels, transfer operations, heat exchange systems, wastewater
streams, and equipment leaks. The HAP emitted from these emission
sources include, but are not limited to, ethylene oxide, benzene, 1,3-
butadiene, vinyl chloride, ethylene dichloride, methanol, hexane,
toluene, xylenes, and chloroprene. The agency also plans to consider
risks from the SOCMI source category and from the Neoprene Production
source category in the Group I Polymers and Resins NESHAP during its
technology review and to ensure the standards continue to provide an
ample margin of safety to protect public health. Lastly, this action
will also address the agency's review, under CAA section 111(b)(1)(B),
of four New Source Performance Standards (NSPS) in 40 CFR part 60
(subparts III, NNN, RRR, and VVa) for emissions of Volatile Organic
Compound (VOC) from SOCMI air oxidation unit processes, SOCMI
distillation operations, SOCMI reactor processes, and equipment leaks
located at SOCMI sources. These subparts were originally promulgated
pursuant to section 111(b) of the CAA on June 29,1990 (subparts III and
NNN), August 31, 1993 (subpart RRR), and November 16, 2007 (subpart
VVa). On April 25, 2023, the EPA published a proposed rulemaking in the
Federal Register (see 88 FR 25080) for this action. In addition, the
EPA has conducted public outreach activities, including hosting an
informational webinar on April 13, 2023, and holding a public hearing
on the proposed rulemaking on May 16, 2023.
Statement of Need: The EPA has a mandatory duty under CAA section
111 to at least every 8 years, review and, if appropriate, revise its
NSPS governed by this section of the CAA. Similarly, EPA has a
mandatory duty under CAA section 112 to at least every 8 years, review,
and revise as necessary (taking into account developments in practices,
processes, and control technologies), its NESHAP promulgated under this
section of the CAA. Thus, this action will address EPA's mandatory
obligations to conduct such reviews for various NSPS (40 CFR part 60,
subparts III, NNN, RRR, and VVb) and NESHAP (40 CFR part 63, subparts
F, G, H, I, U and W) that apply to the chemical industry, for which EPA
is under a consent decree deadline to finalize such actions. The
proposed rulemaking for this action was previously published in the
Federal Register on April 25, 2023 (see 88 FR 25080).
Summary of Legal Basis: EPA has a mandatory duty to conduct reviews
of its NSPS and NESHAP under CAA sections 111 and 112, respectively, at
least every 8 years. Pursuant to a consent deadline of March 29, 2024,
the Administrator of EPA must sign a final rule containing any
revisions of EPA's review of various chemical sector rules, including
various NSPS (40 CFR part 60, subpart III, NNN, RRR, and VVb) and
NESHAP (40 CFR part 63, subparts F, G, H, I, U, and W) that apply to
the chemical industry.
Alternatives: None, as EPA has a mandatory duty to conduct its
review of these rules and is under a consent decree deadline to do so.
Anticipated Cost and Benefits: The anticipated costs and benefits
of the final action are to be determined. For the proposed action that
published in the Federal Register on April 25, 2023 (see 88 FR 25080),
EPA estimated the costs of implementing the proposed rules at
approximately $501 million in total capital costs and approximately
$190 million a year in total annualized costs. For benefits in the
proposed action, EPA also estimated the value of the health benefits of
reducing ozone as result of reducing VOC emissions. EPA estimates that
the value of those benefits would be $6.3 million in 2024 and could be
as much as $62 million (2021 dollars, 3 percent discount rate).
Risks: The EPA is conducting a discretionary residual risk
assessment in this action under CAA section 112(f)(2) to address
unacceptable risks from ethylene oxide and chloroprene emissions coming
from HON and Neoprene Production sources covered under the Group I
Polymers and Resins NESHAP, respectively.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/25/23 88 FR 25080
NPRM Comment Period End............. 06/26/23 .......................
Final Rule.......................... 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Sectors Affected: 3251 Basic Chemical Manufacturing; 325 Chemical
Manufacturing.
Agency Contact: Andrew Bouchard, Environmental Protection Agency,
Office of Air and Radiation, 109 T.W.
[[Page 9492]]
Alexander Drive, Mail Code E143-01, Research Triangle Park, NC 27709,
Phone: 919 541-4036, Email: [email protected].
Njeri Moeller, Environmental Protection Agency, Office of Air and
Radiation, E143-01, 109 T.W. Alexander Drive, Research Triangle Park,
NC 27711, Phone: 919 541-1380, Email: [email protected].
RIN: 2060-AV71
EPA--OFFICE OF CHEMICAL SAFETY AND POLLUTION PREVENTION (OCSPP)
Final Rule Stage
211. Methylene Chloride (MC); Regulation Under the Toxic Substances
Control Act (TSCA) [2070-AK70]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect the private sector under
Public Law 104-4.
Legal Authority: 15 U.S.C. 2605 Toxic Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory, June 24, 2021, TSCA section 6(c).
Final, Statutory, June 24, 2022, TSCA section 6(c).
Abstract: On May 5, 2023, EPA proposed a rule under the Toxic
Substances Control Act (TSCA) to address the unreasonable risk of
injury to human health from methylene chloride. TSCA requires that EPA
address by rule any unreasonable risk of injury to health or the
environment identified in a TSCA risk evaluation and apply requirements
to the extent necessary so that the chemical no longer presents
unreasonable risk. Methylene chloride, also known as dichloromethane,
is acutely lethal, a neurotoxicant, a likely human carcinogen, and
presents cancer and non-cancer risks following chronic exposures as
well as acute risks. Central nervous system depressant effects can
result in loss of consciousness and respiratory depression, resulting
in irreversible coma, hypoxia, and eventual death, including 85
documented fatalities from 1980 to 2018, a majority of which were
occupational fatalities. Nevertheless, methylene chloride is still a
widely used solvent in a variety of consumer and commercial
applications including adhesives and sealants, automotive products, and
paint and coating removers. To address the identified unreasonable
risk, EPA proposed to: prohibit the manufacture, processing, and
distribution in commerce of methylene chloride for consumer use;
prohibit most industrial and commercial uses of methylene chloride;
require a workplace chemical protection program (WCPP), which would
include a requirement to meet inhalation exposure concentration limits
and exposure monitoring for certain continued conditions of use of
methylene chloride; require recordkeeping and downstream notification
requirements for several conditions of use of methylene chloride; and
provide certain time-limited exemptions from requirements for uses of
methylene chloride that would otherwise significantly disrupt national
security and critical infrastructure. The Agency's development of this
rule incorporated significant stakeholder outreach and public
participation, including public webinars and over 40 external meetings
as well as required Federalism, Tribal, and Environmental Justice
consultations and a Small Businesses Advocacy Review Panel. EPA's risk
evaluation, describing the conditions of use is in docket EPA-HQ-OPPT-
2019-0437, with the 2022 unreasonable risk determination and additional
materials in docket EPA-HQ-OPPT-2016-0742.
Statement of Need: This rulemaking is needed to address the
unreasonable risk from methylene chloride that was identified in a risk
evaluation completed under TSCA section 6(b). EPA reviewed the
exposures and hazards of methylene chloride, the magnitude of risk,
exposed populations, severity of the hazard, uncertainties, and other
factors. EPA sought input from the public and peer reviewers as
required by TSCA and associated regulations.
Summary of Legal Basis: In accordance with TSCA section 6(a), if
EPA determines in a final risk evaluation completed under TSCA 6(b)
that the manufacture, processing, distribution in commerce, use, or
disposal of a chemical substance or mixture, or that any combination of
such activities, presents an unreasonable risk of injury to health or
the environment, the Agency must issue regulations requiring one or
more of the following actions to the extent necessary so that the
chemical substance no longer presents an unreasonable risk: (1)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce of the substance, or limit the amount of the substance
which may be manufactured, processed, or distributed in commerce; (2)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce of the substance for a particular use or for a particular
use above a set concentration, or limit the amount of the substance
which may be manufactured, processed, or distributed in commerce for a
particular use or for a particular use above a set concentration; (3)
Require minimum warnings and instructions with respect to use,
distribution in commerce, or disposal; (4) Require recordkeeping or
testing by manufacturers or processors; (5) Prohibit or regulate any
manner or method of commercial use; (6) Prohibit or regulate any manner
or method of disposal for commercial purposes; and/or (7) Direct
manufacturers or processors to give notice of the unreasonable risk to
distributors, other persons and the public and replace or repurchase
the substance.
Alternatives: TSCA section 6(a) requires EPA to address by rule
chemical substances that the Agency determines present unreasonable
risk upon completion of a final risk evaluation. TSCA section 6(c)
requires EPA to consider one or more primary alternative regulatory
actions as part of the development of a proposed rule under TSCA
section 6(a). The primary alternative regulatory action for this
rulemaking would, like the proposed action, prohibit the manufacture,
processing, and distribution in commerce of methylene chloride for
consumer use; prohibit most industrial and commercial uses of methylene
chloride; require a workplace chemical protection program (WCPP), which
would include a requirement to meet inhalation exposure concentration
limits and exposure monitoring for certain continued conditions of use
of methylene chloride; require recordkeeping and downstream
notification requirements for several conditions of use of methylene
chloride; and provide certain time-limited exemptions from requirements
for uses of methylene chloride that would otherwise significantly
disrupt national security and critical infrastructure. This primary
alternative regulatory action includes longer compliance timeframes and
additional uses under workplace chemical protection program, in
comparison to the proposed action.
Anticipated Cost and Benefits: EPA's analysis of the incremental,
non-closure-related costs of this proposed rule is estimated to be
$13.2 million annualized over 20 years at a 3% discount rate and $14.5
million annualized over 20 years at a 7% discount rate. The proposed
rule involves health benefits for the American public, some of which
can be monetized and others that, while tangible and significant,
cannot be
[[Page 9493]]
monetized. Although some benefits cannot be quantified, they are not
necessarily less important than the quantified benefits. The monetized
benefits of this rule are approximately $17.7 to $18.5 million
annualized over 20 years at a 3% discount rate and $13.4 to $13.9
million annualized over 20 years at a 7% discount rate.
Risks: EPA determined that methylene chloride presents an
unreasonable risk to human health. EPA must issue risk management
requirements so that this chemical substance no longer presents an
unreasonable risk. For more information, visit: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-existing-chemicals-under-tsca.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/03/23 88 FR 28284
NPRM Comment Period End............. 07/03/23 .......................
Final Rule.......................... 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal, State, Tribal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Additional Information: EPA-HQ-OPPT-2020-0465.
Sectors Affected: 325 Chemical Manufacturing.
URL For More Information: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-methylene-chloride.
Agency Contact: Ingrid Feustel, Environmental Protection Agency,
Office of Chemical Safety and Pollution Prevention, Mail Code 7404M,
1200 Pennsylvania Avenue NW, Washington, DC 20460, Phone: 202 564-3199,
Email: [email protected].
Joel Wolf, Environmental Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200 Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone: 202 564-0432, Email:
[email protected].
RIN: 2070-AK70
EPA--OCSPP
212. Carbon Tetrachloride (CTC); Regulation Under the Toxic Substances
Control Act (TSCA) [2070-AK82]
Priority: Other Significant.
Legal Authority: 15 U.S.C. 2605 Toxic Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory, November 4, 2021, TSCA section
6(c). Final, Statutory, November 4, 2022, TSCA section 6(c).
Abstract: The Environmental Protection Agency (EPA) proposed to
address the unreasonable risks of injury to health presented by carbon
tetrachloride (CTC) under its conditions of use as documented in EPA's
2020 Risk Evaluation for Carbon Tetrachloride and 2022 Revised
Unreasonable Risk Determination for Carbon Tetrachloride pursuant to
the Toxic Substances Control Act (TSCA). CTC is a volatile, organic
compound that is primarily used as a feedstock (i.e., processed as a
reactant) in the making of products such as refrigerants, aerosol
propellants, and foam-blowing agents. TSCA requires that EPA address by
rule any unreasonable risk of injury to health or the environment
identified in a TSCA risk evaluation and apply requirements to the
extent necessary so that the chemical no longer presents unreasonable
risk. EPA determined that CTC presents an unreasonable risk of injury
to health due to cancer from chronic inhalation and dermal exposures
and liver toxicity from chronic inhalation, chronic dermal, and acute
dermal exposures in the workplace. To address the identified
unreasonable risk under TSCA, EPA proposed to establish workplace
safety requirements for most conditions of use, including the condition
of use related to the making of low Global Warming Potential (GWP)
hydrofluoroolefins (HFOs), prohibit the manufacture (including import),
processing, distribution in commerce, and industrial/commercial use of
CTC for conditions of use where information indicates use of CTC has
already been phased out, and establish recordkeeping and downstream
notification requirements. The use of CTC in low GWP HFOs is
particularly important in the Agency's efforts to support the American
Innovation and Manufacturing Act of 2020 (AIM Act) and the Kigali
Amendment to the Montreal Protocol on Substances that Deplete the Ozone
Layer, which was ratified on October 26, 2022. The Agency's development
of this rule incorporates significant stakeholder outreach and public
participation. EPA engaged in discussions with industry, non-
governmental organizations, other government agencies, technical
experts and users of CTC, and the general public to hear from users,
academics, manufacturers, and members of the public health community
about practices related to commercial uses of CTC; public health
impacts of CTC; the importance of CTC in the various uses subject to
this proposed rule; frequently-used substitute chemicals or alternative
methods or lack thereof; engineering controls, administrative controls,
and personal protective equipment currently in use or feasibly
adoptable; and other risk-reduction approaches that may have already
been adopted or considered for industrial and commercial uses. EPA
conducted Federalism, Tribal, and Environmental Justice consultations
and a Small Businesses Advocacy Review Panel. EPA's risk evaluation for
CTC, describing CTC's conditions of use, is in docket EPA-HQ-OPPT-2019-
0499, with the December 2022 unreasonable risk determination and
additional information in docket EPA-HQ-OPPT-2016-0733.
Statement of Need: This rulemaking is needed to address the
unreasonable risks of Carbon Tetrachloride (CTC) that were identified
in a risk evaluation completed under TSCA section 6(b). EPA reviewed
the exposures and hazards of Carbon Tetrachloride uses, the magnitude
of risk, exposed populations, severity of the hazard, uncertainties,
and other factors. EPA sought input from the public and peer reviewers
as required by TSCA and associated regulations.
Summary of Legal Basis: In accordance with TSCA section 6(a), if
EPA determines in a final risk evaluation completed under TSCA 6(b)
that the manufacture, processing, distribution in commerce, use, or
disposal of a chemical substance or mixture, or that any combination of
such activities, presents an unreasonable risk of injury to health or
the environment, the Agency must issue regulations requiring one or
more of the following actions to the extent necessary so that the
chemical substance no longer presents an unreasonable risk: (1)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce of the substance, or limit the amount of the substance
which may be manufactured, processed, or distributed in commerce; (2)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce for a particular use or for a particular use above a set
concentration, or limit the amount of the substance which may
[[Page 9494]]
be manufactured, processed, or distributed in commerce for a particular
use or for a particular use above a set concentration; (3) Require
minimum warnings and instructions with respect to use, distribution in
commerce, or disposal; (4) Require recordkeeping or testing by
manufacturers or processors; (5) Prohibit or regulate any manner or
method of commercial use; (6) Prohibit or regulate any manner or method
of disposal for commercial purposes; and/or (7) Direct manufacturers or
processors to give notice of the unreasonable risk to distributors,
other persons, and the public and replace or repurchase the substance.
Alternatives: TSCA section 6(a) requires EPA to address by rule
chemical substances that the Agency determines present unreasonable
risk upon completion of a final risk evaluation. TSCA section 6(c)
requires that EPA consider one or more primary alternative regulatory
actions as part of the development of a proposed rule under TSCA
section 6(a). The proposed primary alternative regulatory action would
implement workplace chemical protection program (WCPP) requirements,
including requirements to meet an existing chemical exposure limit
(ECEL) and Direct Dermal Contact Controls (DDCC) to prevent direct
dermal contact in the workplace by separating, distancing, physically
removing, or isolating all person(s) from direct handling of CTC or
from contact with surfaces that may be contaminated with CTC (i.e.,
equipment or materials on which CTC may be present) under routine
conditions in the workplace, for those conditions of use that would
otherwise be prohibited under the proposed rule. The primary
alternative regulatory action would also require compliance with
prescriptive controls--specifically requirements for respirators and
dermal PPE--for those conditions of use where an ECEL and DDCC are the
proposed regulatory action and where PPE may address the unreasonable
risk. This approach differs from the proposed regulatory action because
it would not require the use of elimination, substitution, engineering
controls, and administrative controls, in accordance with the hierarchy
of controls, to the extent feasible as a means of controlling
inhalation and dermal exposures. The primary alternative regulatory
action would apply the same recordkeeping requirements, downstream
notification requirements, and compliance timeframes as those specified
in the proposed rule.
Anticipated Cost and Benefits: EPA's estimate of the incremental
costs of the proposed rule is $18.8 million per year annualized over
20-years at a 3% discount rate and $18.5 million per year at a 7%
discount rate. The costs are estimated as incremental to baseline
conditions, including current use of personal protective equipment. The
costs represent a high-end cost estimate because the high estimates for
the number of entities and workers affected by the regulation were
used. To the extent that EPA's approach overestimates the number of
entities subject to the regulation, actual realized costs of this
action will be lower. The monetized benefits of the proposed rule are
from avoided cases of adrenal and liver cancers. The estimated
monetized benefit of the proposed regulatory action ranges from
approximately $0.09 to $0.1 million per year annualized over 20-years
at a 3% discount rate and from $0.04 to $0.07 million per year at a 7%
discount rate. There are also non-monetized benefits due to other
potential avoided adverse health effects associated with CTC exposure,
including liver, reproductive, renal, developmental, and central
nervous system (CNS) toxicity endpoints.
Risks: As EPA determined in the TSCA section 6(b) risk evaluation,
Carbon Tetrachloride presents unreasonable risks to human health. EPA
must issue risk management requirements so that this chemical substance
no longer presents an unreasonable risk. For more information, visit:
https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-existing-chemicals-under-tsca.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/28/23 88 FR 49180
Final Rule.......................... 08/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Additional Information: EPA-HQ-OPPT-2020-0592.
Sectors Affected: 325199 All Other Basic Organic Chemical
Manufacturing; 325998 All Other Miscellaneous Chemical Product and
Preparation Manufacturing; 327310 Cement Manufacturing; 325 Chemical
Manufacturing; 325194 Cyclic Crude, Intermediate, and Gum and Wood
Chemical Manufacturing; 327992 Ground or Treated Mineral and Earth
Manufacturing; 562211 Hazardous Waste Treatment and Disposal; 325120
Industrial Gas Manufacturing; 331410 Nonferrous Metal (except Aluminum)
Smelting and Refining; 327 Nonmetallic Mineral Product Manufacturing;
325180 Other Basic Inorganic Chemical Manufacturing; 325320 Pesticide
and Other Agricultural Chemical Manufacturing; 325110 Petrochemical
Manufacturing; 325211 Plastics Material and Resin Manufacturing; 331
Primary Metal Manufacturing; 562213 Solid Waste Combustors and
Incinerators; 562 Waste Management and Remediation Services.
URL For More Information: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-carbon-tetrachloride.
Agency Contact: Claudia Menasche, Environmental Protection Agency,
Office of Chemical Safety and Pollution Prevention, 1200 Pennsylvania
Avenue NW, Mail Code 7405M, Washington, DC 20460, Phone: 202 564-3391,
Email: [email protected].
Ana Corado, Environmental Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200 Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone: 202 564-0140, Email:
[email protected].
RIN: 2070-AK82
EPA--OCSPP
213. Perchloroethylene (PCE); Regulation Under the Toxic Substances
Control Act (TSCA) [2070-AK84]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 15 U.S.C. 2605 Toxic Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory, December 28, 2021, TSCA sec. 6(c).
Final, Statutory, December 28, 2021, TSCA sec. 6(c).
Abstract: On June 16, 2023, EPA proposed a rule under the Toxic
Substances Control Act (TSCA) to address the unreasonable risk of
injury to health from perchloroethylene (PCE). TSCA requires that EPA
address by rule any unreasonable risk identified in a TSCA risk
evaluation and apply requirements to the extent necessary so the
chemical no longer presents unreasonable risk. PCE is a widely used
solvent in a variety of occupational and consumer applications
including fluorinated compound production, petroleum manufacturing, dry
cleaning,
[[Page 9495]]
and aerosol degreasing. EPA determined that PCE presents an
unreasonable risk of injury to health due to the significant adverse
health effects associated with exposure to PCE, including neurotoxicity
effects from acute and chronic inhalation exposures and dermal
exposures, and cancer from chronic inhalation exposures to PCE. TSCA
requires that EPA address by rule any unreasonable risk of injury to
health or the environment identified in a TSCA risk evaluation and
apply requirements to the extent necessary so the chemical no longer
presents unreasonable risk. PCE, also known as perc and
tetrachloroethylene, is a neurotoxicant and a likely human carcinogen.
Neurotoxicity, in particular impaired visual and cognitive function and
diminished color discrimination, are the most sensitive adverse effects
driving the unreasonable risk of PCE, and other adverse effects
associated with exposure include central nervous system depression,
kidney and liver effects, immune system toxicity, developmental
toxicity, and cancer. To address the identified unreasonable risk, EPA
proposed to prohibit most industrial and commercial uses of PCE; the
manufacture (including import), processing, and distribution in
commerce of PCE for the prohibited industrial and commercial uses; the
manufacture (including import), processing, and distribution in
commerce of PCE for all consumer use; and, the manufacture (including
import), processing, distribution in commerce, and use of PCE in dry
cleaning and related spot cleaning through a 10-year phaseout. For
certain conditions of use that would not be subject to a prohibition,
EPA also proposed to require a PCE workplace chemical protection
program that includes requirements to meet an inhalation exposure
concentration limit and prevent direct dermal contact. EPA also
proposed to require prescriptive workplace controls for laboratory use,
and to establish recordkeeping and downstream notification
requirements. Additionally, EPA proposed to provide certain time-
limited exemptions from requirements for certain critical or essential
emergency uses of PCE for which no technically and economically
feasible safer alternative is available. The Agency's development of
this rule incorporated significant stakeholder outreach and public
participation, including public webinars and over 40 external meetings
as well as required Federalism, Tribal, and Environmental Justice
consultations and a Small Businesses Advocacy Review Panel. EPA's risk
evaluation for PCE, describing the conditions of use is in docket EPA-
HQ-OPPT-2019-0502, with the 2022 unreasonable risk determination and
additional materials in docket EPA-HQ-OPPT-2016-0732.
Statement of Need: This rulemaking is needed to address the
unreasonable risk from PCE that was identified in a risk evaluation
completed under TSCA section 6(b). EPA reviewed the exposures and
hazards of PCE, the magnitude of risk, exposed populations, severity of
the hazard, uncertainties, and other factors. EPA sought input from the
public and peer reviewers as required by TSCA and associated
regulations.
Summary of Legal Basis: In accordance with TSCA section 6(a), if
EPA determines in a final risk evaluation completed under TSCA 6(b)
that the manufacture, processing, distribution in commerce, use, or
disposal of a chemical substance or mixture, or that any combination of
such activities, presents an unreasonable risk of injury to health or
the environment, the Agency must issue regulations requiring one or
more of the following actions to the extent necessary so that the
chemical substance no longer presents an unreasonable risk: (1)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce of the substance, or limit the amount of the substance
which may be manufactured, processed, or distributed in commerce; (2)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce of the substance for a particular use or for a particular
use above a set concentration, or limit the amount of the substance
which may be manufactured, processed, or distributed in commerce for a
particular use or for a particular use above a set concentration; (3)
Require minimum warnings and instructions with respect to use,
distribution in commerce, or disposal; (4) Require recordkeeping or
testing by manufacturers or processors; (5) Prohibit or regulate any
manner or method of commercial use; (6) Prohibit or regulate any manner
or method of disposal for commercial purposes; and/or (7) Direct
manufacturers or processors to give notice of the unreasonable risk to
distributors, other persons and the public and replace or repurchase
the substance.
Alternatives: TSCA section 6(a) requires EPA to address by rule
chemical substances that the Agency determines present unreasonable
risk upon completion of a final risk evaluation. TSCA section 6(c)
requires EPA to consider one or more primary alternative regulatory
actions as part of the development of a proposed rule under TSCA
section 6(a). The primary alternative regulatory action for this
rulemaking includes longer compliance timeframes and prohibits fewer
uses than the proposed regulatory action. This primary alternative
regulatory action would prohibit most industrial and commercial uses of
PCE; prohibit the manufacture (including import), processing, and
distribution in commerce of PCE for the prohibited industrial and
commercial uses; prohibit the manufacture (including import),
processing, and distribution in commerce of PCE for all consumer use;
prohibit the manufacture (including import), processing, distribution
in commerce, and use of PCE in dry cleaning and related spot cleaning
through a 15-year phaseout; require prescriptive workplace controls for
certain conditions of use; and require a workplace chemical protection
program for certain conditions of use. The second alternative
regulatory action for this rulemaking includes shorter compliance
timeframes and prohibits more uses than the proposed regulatory action.
This second alternative regulatory action would prohibit most
industrial and commercial uses of PCE; prohibit the manufacture
(including import), processing, and distribution in commerce of PCE for
the prohibited industrial and commercial uses; prohibit the manufacture
(including import), processing, and distribution in commerce of PCE for
all consumer use; prohibit the manufacture (including import),
processing, distribution in commerce, and use of PCE in dry cleaning
and related spot cleaning through a 5-year phaseout; require a
workplace chemical protection program that includes requirements to
meet an inhalation exposure concentration limit and prevent direct
dermal contact for certain conditions of use; require prescriptive
workplace controls for laboratory use; and provide certain time-limited
exemptions from requirements for several conditions of use of PCE that
would otherwise significantly disrupt national security or critical
infrastructure.
Anticipated Cost and Benefits: The monetized costs for this
proposed rule are estimated to range from $14.0 million annualized over
20 years at a 3% discount rate and $14.3 million annualized over 20
years at a 7% discount rate. The monetized benefits are estimated to be
$10.2 to $46.3 million annualized over 20 years at a 3% discount rate
and $4.72 million to $29.4 million annualized over 20 years
[[Page 9496]]
at a 7% discount rate. EPA believes that the balance of costs and
benefits of this proposal cannot be fairly described without
considering the additional, non-monetized benefits of mitigating the
non-cancer adverse effects. These effects may include neurotoxicity,
kidney toxicity, liver toxicity, immunological and hematological
effects, reproductive effects, and developmental effects.
Risks: EPA determined that PCE presents an unreasonable risk to
human health. EPA must issue risk management requirements so that this
chemical substance no longer presents an unreasonable risk. For more
information, visit: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-existing-chemicals-under-tsca.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 06/16/23 88 FR 39652
NPRM Comment Period End............. 08/15/23 .......................
Final Rule.......................... 07/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Businesses.
Government Levels Affected: Federal, State.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Additional Information: EPA-HQ-OPPT-2020-0720.
Sectors Affected: 325 Chemical Manufacturing.
URL For More Information: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-perchloroethylene.
Agency Contact: Kelly Summers, Environmental Protection Agency,
Office of Chemical Safety and Pollution Prevention, 1200 Pennsylvania
Avenue NW, Mail Code 7405M, Washington, DC 20460, Phone: 202 564-2201,
Email: [email protected].
Joel Wolf, Environmental Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200 Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone: 202 564-0432, Email:
[email protected].
RIN: 2070-AK84
EPA--OCSPP
214. Asbestos Part 1 (Chrysotile Asbestos); Regulation of Certain
Conditions of Use Under the Toxic Substances Control Act (TSCA) [2070-
AK86]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect the private sector under
Public Law 104-4.
Legal Authority: 15 U.S.C. 2605 Toxic Substances Control Act
CFR Citation: 40 CFR 751.
Legal Deadline: NPRM, Statutory, December 28, 2021, TSCA sec. 6(c).
Final, Statutory, December 28, 2022, TSCA sec. 6(c).
Abstract: This action will address the unreasonable risk of injury
to health presented by conditions of use of chrysotile asbestos.
Section 6(a) of the Toxic Substances Control Act (TSCA) requires that
EPA address by rule any unreasonable risk identified in a TSCA risk
evaluation and apply requirements to the extent necessary so that the
relevant chemical substance no longer presents such risk. Therefore, to
address the unreasonable risk identified in the TSCA Risk Evaluation
for Asbestos, Part 1: Chrysotile Asbestos, EPA proposed on April 12,
2022, to prohibit manufacture (including import), processing,
distribution in commerce and commercial use of chrysotile asbestos for
chrysotile asbestos diaphragms for use in the chlor-alkali industry,
chrysotile asbestos-containing sheet gaskets used in chemical
production, chrysotile asbestos-containing brake blocks used in the oil
industry, aftermarket automotive chrysotile asbestos-containing brakes/
linings, other chrysotile asbestos-containing vehicle friction
products, and other chrysotile asbestos-containing gaskets. EPA also
proposed to prohibit manufacture (including import), processing, and
distribution in commerce of aftermarket automotive chrysotile asbestos-
containing brakes/linings for consumer use, and other chrysotile
asbestos-containing gaskets for consumer use. Finally, EPA also
proposed disposal and recordkeeping requirements for these conditions
of use. EPA is reviewing the comments received and intends to develop a
final rule.) EPA consulted with State, local and Tribal governments,
and conducted extensive public outreach during the development of this
rulemaking. EPA held discussions with industry, non-governmental
organizations, other national governments, asbestos experts, other
government agencies, users of chrysotile asbestos, and the general
public on how long industry would need to implement a prohibition.
These meetings helped to inform the timeline for implementation of a
prohibition, EPA's understanding of how companies currently protect
workers and the extent to which each industry uses asbestos-free
technology. EPA also held a public webinar to provide an overview of
the TSCA risk management process including the findings in the Part 1
risk evaluation. In addition, EPA published a notice of data
availability on March 17, 2023 to solicit public comments on additional
data received by EPA related to the proposed rule. The additional data
pertain to chrysotile asbestos diaphragms used in the chlor-alkali
industry and chrysotile asbestos-containing sheet gaskets used in
chemical production and may be used by EPA in the development of the
final rule, including EPA's determination of what constitutes as soon
as practicable'' with regard to the proposed chrysotile asbestos
prohibition compliance dates for these uses. EPA is reviewing the
comments received and intends to develop a final rule.
Statement of Need: This rulemaking is needed to address the
unreasonable risk of chrysotile asbestos identified in the Risk
Evaluation for Asbestos Part I: Chrysotile Asbestos completed under
TSCA section 6(b). EPA reviewed the exposures and hazards of the
chrysotile asbestos uses evaluated in the risk evaluation, the
magnitude of risk, exposed populations, severity of the hazard,
uncertainties, and other factors. EPA sought input from the public and
peer reviewers as required by TSCA and associated regulations.
Summary of Legal Basis: In accordance with TSCA section 6(a), if
EPA determines in a final risk evaluation completed under TSCA 6(b)
that the manufacture, processing, distribution in commerce, use, or
disposal of a chemical substance or mixture, or that any combination of
such activities, presents an unreasonable risk of injury to health or
the environment, the Agency must issue regulations requiring one or
more of the following actions to the extent necessary so that the
chemical substance no longer presents an unreasonable risk: (1)
Prohibit or otherwise restrict manufacture, processing, or distribution
in commerce; (2) Prohibit or otherwise restrict for a particular use or
above a set concentration; (3) Require minimum warnings and
instructions with respect to use, distribution in commerce, or
disposal; (4) Require recordkeeping or testing; (5) Prohibit or
regulate any manner or method of commercial use; (6) Prohibit or
regulate any manner or
[[Page 9497]]
method of disposal; and/or (7) Direct manufacturers or processors to
give notice of the unreasonable risk to distributors and replace or
repurchase products if required.
Alternatives: TSCA section 6(a) requires EPA to address by rule
chemical substances that the Agency determines present unreasonable
risk upon completion of a final risk evaluation. As required under TSCA
section 6(c), EPA considered one or more primary alternative regulatory
actions as part of the development of the proposed rule. The primary
alternative regulatory action considered by EPA in the proposed rule is
to: prohibit manufacture (including import), processing, distribution
in commerce and commercial use of chrysotile asbestos in bulk form or
as part of: Chrysotile asbestos diaphragms in the chlor-alkali industry
and for chrysotile asbestos-containing sheet gaskets in chemical
production (with prohibitions taking effect five years after the
effective date of the final rule) and require, prior to the prohibition
taking effect, compliance with an existing chemicals exposure limit
(ECEL) for the processing and commercial use of chrysotile asbestos for
these uses; and to prohibit manufacture (including import), processing,
distribution in commerce, and commercial use of chrysotile asbestos-
containing brake blocks in the oil industry; aftermarket automotive
chrysotile asbestos-containing brakes/linings; and other vehicle
friction products (with prohibitions taking effect two years after the
effective date of the final rule and with additional requirements for
disposal). The primary alternative regulatory action considered in the
proposed rule also included prohibitions on manufacture (including
import), processing, and distribution in commerce of aftermarket
automotive chrysotile asbestos-containing brakes/linings for consumer
use and other chrysotile asbestos-containing gaskets for consumer use
(with prohibitions taking effect two years after the effective date of
the final rule). The primary alternative regulatory action also would
require disposal of chrysotile asbestos-containing materials in a
manner identical to the proposed option, with additional provisions for
downstream notification and signage and labeling. EPA did not consider
additional alternative regulatory actions in the proposed rule.
Anticipated Cost and Benefits: As estimated in the proposed rule,
converting the asbestos diaphragm cells to membrane cells in response
to the proposed rule is predicted to require an incremental investment
of approximately $1.8 billion across all nine plants predicted to be
using asbestos diaphragms when the rule goes into effect. Compared to
this baseline trend, the incremental net effect of the proposed rule on
the chlor-alkali industry over a 20-year period using a 3 percent
discount rate is estimated to range from an annualized cost of about
$49 million per year to annualized savings of approximately $35 million
per year, depending on whether the higher grade of caustic soda
produced by membrane cells continues to command a premium price. Using
a 7 percent discount rate, the incremental annualized net effect ranges
from a cost of $87 million per year to savings of approximately $40,000
per year, again depending on whether there are revenue gains from the
caustic soda production. EPA also estimates that approximately 1,800
sets of automotive brakes or brake linings containing asbestos may be
imported into the U.S. each year, representing 0.002% of the total U.S.
market for aftermarket brakes. The cost of a prohibition would be
minimal due to the ready availability of alternative products that are
only slightly more expensive (an average cost increase of $4 per
brake). The proposed rule is estimated to result in total annualized
costs for aftermarket automotive brakes of approximately $25,000 per
year using a 3% discount rate and $18,000 per year using a 7% discount
rate. EPA did not have information to estimate the costs of prohibiting
asbestos for the remaining uses subject to the proposed rule (sheet
gaskets used in chemical production, brake blocks in the oil industry,
other vehicle friction products, or other gaskets), so there are
additional unquantified costs. EPA believes that the use of these
asbestos-containing products has declined over time, and that they are
now used in at most small segments of the industries. EPA's Economic
Analysis for the proposed rule quantified the benefits from avoided
cases of lung cancer, mesothelioma, ovarian cancer, and laryngeal
cancer due to reduced asbestos exposures to workers, occupational non-
users (ONUs), and DIYers related to the rule's requirements for chlor-
alkali diaphragms, sheet gaskets for chemical production, and
aftermarket brakes. The combined national quantified benefits of
avoided cancer cases associated with these products are approximately
$3,100 per year using a 3% discount rate and $1,200 per year using a 7%
discount rate, based on the cancer risk estimates from the Part 1 risk
evaluation. EPA did not estimate the aggregate benefits of the
requirements for oilfield brake blocks, other vehicle friction products
or other gaskets because the Agency did not have sufficient information
on the number of individuals likely to be affected by the proposed
rule. Thus, as proposed, the rule may yield additional unquantified
benefits from reducing exposures associated with these uses. There
would also be unquantified benefits due to other avoided adverse health
effects associated with asbestos exposure including respiratory effects
(e.g., asbestosis, non-malignant respiratory disease, deficits in
pulmonary function, diffuse pleural thickening and pleural plaques) and
immunological and lymphoreticular effects. In addition to the benefits
of avoided adverse health effects associated with chrysotile asbestos
exposure, the proposed rule is expected to generate significant
benefits from reduced air pollution associated with electricity
generation. Based on a sensitivity screening-level analysis that EPA
conducted, converting asbestos diaphragm cells to membrane cells could
yield tens of millions of dollars per year in environmental and health
benefits from reduced emissions of particulate matter, sulfur dioxide,
nitrogen oxides, and carbon dioxide.
Risks: In the TSCA Risk Evaluation for Asbestos, Part 1: Chrysotile
Asbestos, EPA determined there is unreasonable risk of injury to health
from conditions of use of chrysotile asbestos. The health endpoint
driving EPA's determination of unreasonable risk for chrysotile
asbestos under the conditions of use is cancer from inhalation
exposure. This unreasonable risk includes the risk of mesothelioma,
lung cancer, and other cancers from chronic inhalation.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/12/22 87 FR 21706
Notice of Data Availability......... 03/17/23 88 FR 16389
Final Rule.......................... 01/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses.
Government Levels Affected: Federal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
International Impacts: This regulatory action will be likely to
have international trade and investment effects, or otherwise be of
international interest.
Additional Information: EPA-HQ-OPPT-2021-0057.
Sectors Affected: 8111 Automotive Repair and Maintenance; 325
Chemical
[[Page 9498]]
Manufacturing; 332 Fabricated Metal Product Manufacturing; 339991
Gasket, Packing, and Sealing Device Manufacturing; 4231 Motor Vehicle
and Motor Vehicle Parts and Supplies Merchant Wholesalers; 441 Motor
Vehicle and Parts Dealers; 211 Oil and Gas Extraction; 336
Transportation Equipment Manufacturing.
URL For More Information: https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/risk-management-asbestos-part-1-chrysotile-asbestos.
Agency Contact: Peter Gimlin, Environmental Protection Agency,
Office of Chemical Safety and Pollution Prevention, 1200 Pennsylvania
Avenue NW, Mail Code 7404M, Washington, DC 20460, Phone: 202 566-0515,
Fax: 202 566-0473, Email: [email protected].
Ana Corado, Environmental Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200 Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone: 202 564-0140, Email:
[email protected].
RIN: 2070-AK86
EPA--OCSPP
215. Reconsideration of the Dust-Lead Hazard Standards and Dust-Lead
Post Abatement Clearance Levels [2070-AK91]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: This action may affect State, local or tribal
governments and the private sector.
Legal Authority: 15 U.S.C. 2681; 15 U.S.C. 2682; 15 U.S.C. 2683; 15
U.S.C. 2684; 15 U.S.C. 2686; 42 U.S.C. 4851b; 42 U.S.C. 4852d
CFR Citation: 40 CFR 745.
Legal Deadline: None.
Abstract: Addressing childhood lead exposure is a priority for the
Environmental Protection Agency (EPA). This rule addresses health
concerns for all affected communities, including children living in
communities with environmental justice concerns, who have significantly
higher blood lead levels (BLLs) than other children. As part of EPA's
efforts to reduce childhood lead exposure, and in accordance with a
U.S. Court of Appeals for the Ninth Circuit 2021 opinion, EPA proposed
to lower the dust-lead hazard standards (DLHS) from 10 micrograms per
square foot ([mu]g/ft2) and 100 [mu]g/ft2 for floors and window sills
to any reportable level as analyzed by a laboratory recognized by EPA's
National Lead Laboratory Accreditation Program. This is a non-numeric
value that the Agency refers to as greater than zero [mu]g/ft2 and may
vary based on laboratory or test. While EPA's DLHS do not compel
property owners or occupants to evaluate their property for lead-based
paint (LBP) hazards nor take control actions (40 CFR 745.61(c)), if an
LBP activity such as an abatement is performed, then EPA's regulations
set requirements for doing so (40 CFR 745.220(d)). EPA also proposed to
change the dust-lead clearance levels (DLCL), which are the values used
to determine when abatement work can be considered complete, from 10
[mu]g/ft2, 100 [mu]g/ft2 and 400 [mu]g/ft2 for floors, window sills,
and window troughs to 3 [mu]g/ft2, 20 [mu]g/ft2, and 25 [mu]g/ft2,
respectively. Under this proposal, the DLHS for floors and window sills
would not be the same as the DLCL for floors and window sills (i.e.,
the DLHS and DLCL would be decoupled). Accordingly, dust-lead hazards
could remain after an abatement due to the different statutory
direction that Congress provided EPA with respect to the DLCL.
Additionally, EPA proposed to change the definition of abatement so
that the recommendation for action applies when dust-lead loadings are
at or above the DLCL, as well as several other amendments, including
revising the definition of target housing to conform with the statute.
The Agency consulted with State, local and Tribal government officials
during the rulemaking, and held a public webinar in summer of 2023.
Statement of Need: On July 9, 2019, EPA promulgated a final rule to
lower the DLHS from 40 micrograms of lead per square foot ([mu]g/ft2)
to 10 [mu]g/ft2 for floors, and from 250 [mu]g/ft2 to 100 [mu]g/ft2 for
window sills. EPA's dust-lead clearance levels (DLCL) indicate the
amount of lead in dust on a surface following the completion of an
abatement activity. On January 6, 2021, EPA promulgated a final rule to
lower the DLCL from 40 [mu]g/ft2 to 10 [mu]g/ft2 for floors, and from
250 [mu]g/ft2 to 100 [mu]g/ft2 for window sills. The Agency began a
reconsideration of the July 2019 and January 2021 final rules in
keeping with Executive Order 13990 (addressing the protection of public
health and the environment and restoring science to tackle the climate
crisis). In addition, on May 14, 2021, the United States Court of
Appeals for the Ninth Circuit issued an opinion to remand without
vacatur the 2019 DLHS final rule and directed EPA to reconsider the
2019 DLHS rule in conjunction with a reconsideration of the DLCL. EPA
proposed its reconsideration rule on August 1, 2023.
Summary of Legal Basis: EPA proposed this rule under the authority
of sections 401, 402, 403, 404, and 406 of the Toxic Substances Control
Act (TSCA), 15 U.S.C. 2601 et seq., as amended by Title X of the
Housing and Community Development Act of 1992 (also known as the
Residential Lead-Based Paint Hazard Reduction Act of 1992 or ``Title
X'') (Pub. L. 102-550), and section 237(c) of Title II of Division K of
the Consolidated Appropriations Act, 2017 (Pub. L. 115-31), as well as
sections 1004 and 1018 of Title X (42 U.S.C. 4851b, 4852d), as amended
by section 237(b) of Title II of Division K of the Consolidated
Appropriations Act, 2017.
Alternatives: EPA considered 2 alternative approaches for revising
the DLHS and 1 alternative approach for revising the DLCL. One of the
alternative approaches for revising the DLHS is a numeric standard
based on the probability of exceedance of one or more IQ or BLL metrics
as determined by the Agency. The other alternative approach for
revising the DLHS would use the background dust-lead levels of housing
built in 1978 and beyond as the DLHS (known as ``post-1977
background''). For the numeric standard approach, EPA evaluated several
numeric DLHS candidates that the Agency believed to be appropriate
given the health and exposure metrics of interest. The numeric DLHS
candidates were 1/10 [mu]g/ft2 (i.e., 1 [mu]g/ft2 for floors and 10
[mu]g/ft2 for sills), 2/20 [mu]g/ft2, 3/30 [mu]g/ft2, and 5/40 [mu]g/
ft2 and those values were compared to the specified BLL and IQ metrics
to estimate the probability of exceeding the BLL or IQ targets. The
post-1977 background approach would establish the DLHS for target
housing and COFs using post-1977 background dust-lead levels, and
address disparities in the dust-lead levels that children in target
housing may be exposed to and the corresponding disparate health risks.
This approach would also align with the focus of Title X on lead
hazards in housing constructed before 1978. Using this approach, DLHS
would be established at 0.2 [mu]g/ft2 for floors and 0.8 [mu]g/ft2 for
window sills as the dust-lead levels that would result in adverse human
health effects. The alternative approach EPA considered for revising
the DLCL would be to employ the current enforceable levels established
by the New York City Department of Health and Mental Hygiene of 5
[mu]g/ft2 for floors, 40 [mu]g/ft2 for window sills and 100 [mu]g/ft2
for window troughs.
Anticipated Cost and Benefits: EPA analyzed the potential
incremental impacts associated with this rulemaking. The analysis
focused specifically on the subset of target
[[Page 9499]]
housing and child-occupied facilities affected by this rulemaking.
Although the DLHS and DLCL do not compel specific actions under the LBP
Activities Rule to address identified LBP hazards, the DLHS and DLCL
are directly incorporated by reference into certain requirements
mandated by HUD in the housing subject to HUD's Lead Safe Housing Rule
(LSHR). As such, the analysis estimates incremental costs and benefits
for two categories of events: (1) where dust-wipe testing occurs to
comply with the LSHR and (2) where dust wipe testing occurs in response
to blood lead testing that detects a blood lead level (BLL) above state
or Federal action levels. This rule would result in reduced exposure to
lead, yielding benefits to residents of pre-1978 housing from avoided
adverse health effects. For the subset of adverse health effects that
were quantified (i.e., the effect of avoided IQ decreases on lifetime
earnings as an indicator of improved cognitive function), the estimated
monetized and annualized benefits are $1.069 billion to $4.684 billion
per year using a 3% discount rate, and $231 million to $1.013 billion
per year using a 7% discount rate. These benefits calculations are
sensitive to the discount rate used and the range in the estimated
number of lead hazard reduction events triggered by children with
tested BLLs above state or Federal action levels. With respect to the
latter, the wide range is driven largely by uncertainty about the BLLs
at which action might be taken, since in many states the action level
is currently higher than the Federal blood lead reference value.
Additionally, there are unquantified benefits. These additional
benefits include avoided adverse health effects in children, including
decreased attention-related behavioral problems, decreased cognitive
performance, reduced post-natal growth, delayed puberty, and decreased
kidney function. These additional unquantified benefits also include
avoided adverse health effects in adults, including cardiovascular
mortality and impacts on reproductive function and outcomes. This rule
is estimated to result in quantified costs of $536 million to $784
million per year using both a 3% and a 7% discount rate. These costs
are expected to accrue to landlords, owners and operators of child-
occupied facilities, residential remodelers, and abatement firms. Real
estate agents and brokers may incur negligible costs related to the
target housing definition amendment. The cost calculations are highly
sensitive to the range in the estimated number of lead hazard reduction
events triggered by children with elevated BLLs. In the events affected
by this rule, incremental costs can be incurred for specialized
cleaning used to reduce dust-lead loadings (i.e., quantity of lead per
unit of surface area) to below the clearance levels. In some instances,
floors will also be sealed, overlaid, or replaced, or window sills will
be sealed or repainted. Additional costs may result from the retesting
of lead dust levels. Because of the lower laboratory reporting limits
necessary for testing lead dust levels under this rule, incremental
laboratory test costs are likely to increase.
Risks: This rulemaking addresses the risk of adverse health effects
associated with dust-lead exposures in children living in pre-1978
housing and child-occupied facilities, as well as associated potential
health effects in this subpopulation.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 08/01/23 88 FR 50444
Final Rule.......................... 10/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal, Local, State, Tribal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Additional Information: Related to RIN 2070-AK66.
Sectors Affected: 92511 Administration of Housing Programs; 541350
Building Inspection Services; 624410 Child Day Care Services; 236
Construction of Buildings; 611110 Elementary and Secondary Schools;
541330 Engineering Services; 531110 Lessors of Residential Buildings
and Dwellings; 92811 National Security; 611519 Other Technical and
Trade Schools; 531 Real Estate; 562910 Remediation Services; 531311
Residential Property Managers; 238 Specialty Trade Contractors; 541380
Testing Laboratories.
URL For More Information: https://www.epa.gov/lead.
Agency Contact: Claire Brisse, Office of Chemical Safety and
Pollution Prevention, Environmental Protection Agency, 1200
Pennsylvania Avenue NW, Mail Code 7404M, Washington, DC 20460-0001,
Phone: 202 564-9004, Email: [email protected].
Marc Edmonds, Environmental Protection Agency, Office of Chemical
Safety and Pollution Prevention, 1200 Pennsylvania Avenue NW, Mail Code
7404M, Washington, DC 20460, Phone: 202 566-0758, Email:
[email protected].
RIN: 2070-AK91
EPA--OFFICE OF LAND AND EMERGENCY MANAGEMENT (OLEM)
Final Rule Stage
216. Designating PFOA and PFOS as CERCLA Hazardous Substances [2050-
AH09]
Priority: Section 3(f)(1) Significant. Major status under 5 U.S.C.
801 is undetermined.
Legal Authority: 42 U.S.C. 9602
CFR Citation: 40 CFR 302.
Legal Deadline: None.
Abstract: Under the Comprehensive Environmental Response,
Compensation, and Liability Act of 1980, as amended (``CERCLA'' or
``Superfund''), the Environmental Protection Agency (EPA or the Agency)
is moving to finalize the designation of perfluorooctanoic acid (PFOA)
and perfluoro octane sulfonic acid (PFOS), including their salts and
structural isomers, as hazardous substances. CERCLA authorizes the
Administrator to promulgate regulations designating as hazardous
substances such elements, compounds, mixtures, solutions, and
substances which, when released into the environment, may present
substantial danger to the public health or welfare or the environment.
Such a designation would ultimately facilitate cleanup of contaminated
sites and reduce human exposure to these ``forever'' chemicals.
Statement of Need: Designating PFOA and PFOS as CERCLA hazardous
substances will require reporting of releases of PFOA and PFOS that
meet or exceed the reportable quantity assigned to these substances.
This will enable Federal, State, Tribal and local authorities to
collect information regarding the location and extent of releases.
Summary of Legal Basis: No aspect of this action is required by
statute or court order.
Alternatives: The Agency identified through the 2019 PFAS Action
Plan that one of the goals was to designate PFOA and PFOS as hazardous
substances. EPA determined that we have enough information to propose
this designation.
Anticipated Cost and Benefits: The EPA is analyzing the potential
costs and benefits associated with this action with respect to the
reporting of any release of the subject hazardous substances to the
Federal, State, and local authorities. Currently EPA expects to
estimate lower and upper-bound reporting cost scenarios.
[[Page 9500]]
Risks: This is a reporting rule and will enable Federal, State,
Tribal and local authorities to collect information regarding the
location and extent of releases.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/06/22 87 FR 54415
NPRM Comment Period End............. 11/07/22 .......................
Final Rule.......................... 03/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: Businesses, Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal, Local, State, Tribal.
Additional Information:
Sectors Affected: 325998 All Other Miscellaneous Chemical Product
and Preparation Manufacturing; 811192 Car Washes; 314110 Carpet and Rug
Mills; 332813 Electroplating, Plating, Polishing, Anodizing, and
Coloring; 922160 Fire Protection; 488119 Other Airport Operations;
325510 Paint and Coating Manufacturing; 322121 Paper (except Newsprint)
Mills; 322130 Paperboard Mills; 424710 Petroleum Bulk Stations and
Terminals; 324110 Petroleum Refineries; 325992 Photographic Film,
Paper, Plate, and Chemical Manufacturing; 562212 Solid Waste Landfill.
Agency Contact: Linda Strauss, Environmental Protection Agency,
Office of Land and Emergency Management, 1301 Constitution Ave. NW,
Washington, DC 20460, Phone: 202 564-0797, Email:
[email protected].
Sicy Jacob, Environmental Protection Agency, Office of Land and
Emergency Management, 1200 Pennsylvania Avenue NW, Mail Code 5104A,
Washington, DC 20460, Phone: 202 564-8019, Fax: 202 564-2625, Email:
[email protected].
RIN: 2050-AH09
EPA--OLEM
217. Hazardous and Solid Waste Management System: Disposal of Coal
Combustion Residuals From Electric Utilities; Legacy Surface
Impoundments [2050-AH14]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 6907(a); 42 U.S.C. 6912(a); 42 U.S.C.
6944; 42 U.S.C. 6945(a)(d)
CFR Citation: 40 CFR 257.
Legal Deadline: None.
Abstract: On April 17, 2015, the Environmental Protection Agency
(EPA or the Agency) promulgated national minimum criteria for existing
and new coal combustion residuals (CCR) landfills and existing and new
CCR surface impoundments. On August 21, 2018, the D.C. Circuit Court of
Appeals issued its opinion in the case of Utility Solid Waste
Activities Group, et al v. EPA, which vacated and remanded the
provision that exempted inactive impoundments at inactive facilities
from the CCR rule. In May 2023, EPA proposed regulations to implement
this part of the court decision for inactive CCR surface impoundments
at inactive utilities, or ``legacy CCR surface impoundments''. This
proposal included adding a new definition for legacy CCR surface
impoundments. EPA also proposed to require such legacy CCR surface
impoundments to follow existing regulatory requirements for fugitive
dust, groundwater monitoring, and closure, or other technical
requirements. Finally, EPA proposed requirements for CCR management
units including a facility evaluation and to follow existing regulatory
requirements for groundwater monitoring, corrective action, and closure
for all CCR contamination (regardless of how or when that CCR was
placed) at a regulated facility. After reviewing the public comments on
the proposed rule, EPA will take final action.
Statement of Need: On April 17, 2015, the EPA finalized national
regulations to regulate the disposal of Coal Combustion Residuals (CCR)
as solid waste under subtitle D of the Resource Conservation and
Recovery Act (RCRA) (2015 CCR final rule). In response to the Utility
Solid Waste Activities Group v. EPA decision, this proposed rulemaking,
if finalized, would bring inactive surface impoundments at inactive
facilities (legacy surface impoundments) into the regulated universe.
Summary of Legal Basis: No statutory or judicial deadlines apply to
this rule. The EPA is taking this action in response to an August 21,
2018, court decision that vacated and remanded the provision that
exempted inactive impoundments at inactive electric utilities from the
2015 CCR final rule. The proposed rule would be established under the
authority of the Solid Waste Disposal Act of 1970, as amended by the
Resource Conservation and Recovery Act of 1976 (RCRA), as amended by
the Hazardous and Solid Waste Amendments of 1984 (HWSA) and the Water
Infrastructure Improvements for the Nation Act of 2016.
Alternatives: The Agency issued an advance notice of proposed
rulemaking (ANPRM) on October 14, 2020 (85 FR 65015), which included
public notice and opportunity for comment on this effort. We have not
identified at this time any significant alternatives for analysis.
Anticipated Cost and Benefits: The Agency will determine
anticipated costs and benefits later as it is currently too early in
the process.
Risks: The Agency will estimate the risk reductions and impacts
later as it is currently too early in the process.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 10/14/20 85 FR 65015
NPRM................................ 05/18/23 88 FR 31982
NPRM Comment Period End............. 07/17/23 .......................
Final Rule.......................... 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal, Local, State.
Additional Information: EPA-HQ-OLEM-2020-0107.
Sectors Affected: 221112 Fossil Fuel Electric Power Generation.
URL For More Information: https://www.epa.gov/coalash.
URL For Public Comments: https://www.regulations.gov/docket/EPA-HQ-OLEM-2020-0107.
Agency Contact: Michelle Lloyd, Environmental Protection Agency,
Office of Land and Emergency Management, Mail Code 5304T, 1200
Pennsylvania Avenue NW, Washington, DC 20460, Phone: 202 566-0560,
Email: [email protected].
Frank Behan, Environmental Protection Agency, Office of Land and
Emergency Management, Mail Code 5304T, 1200 Pennsylvania Avenue NW,
Washington, DC 20460, Phone: 202 566-1730, Email: [email protected].
RIN: 2050-AH14
EPA--OLEM
218. Clean Water Act Hazardous Substance Facility Response Plans [2050-
AH17]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 1321
CFR Citation: 40 CFR 142, subpart B.
Legal Deadline: NPRM, Judicial, March 12, 2022, 19-cv-02516-VM. A
March 12, 2020, consent decree requires EPA to sign a proposed rule
within 24 months (by 3/12/2022) and sign a final rule within 30 months
of publication of the proposed rule.
[[Page 9501]]
Final, Judicial, September 30, 2024, 19-cv-02516-VM. Requires EPA
to sign a proposed rule within 24 months (by 3/12/2022) and sign a
final rule within 30 months of publication of the proposed rule
(estimating by 9/30/2024).
Abstract: The Clean Water Act (CWA) provides that regulations shall
be issued ``which require an owner or operator of a tank vessel or
facility . . . to prepare and submit . . . a plan for responding, to
the maximum extent practicable, to a worst-case discharge, and to a
substantial threat of such a discharge, of . . . a hazardous
substance.'' EPA was sued for failure to fulfill this mandatory duty
imposed by Congress. This regulatory action is being conducted under
the terms of a consent decree entered into on March 12, 2020, which
requires that a proposed action is signed within 24 months of the final
agreement and that a final action follow within 30 months of the
publication of the proposed rule. Subsequently, the Environmental
Protection Agency proposed a regulatory action to require planning for
worst case discharges of CWA hazardous substances under section
311(j)(5)(A). EPA plans to promulgate a final rule by Spring 2024 meet
the terms of the Consent Decree.
Statement of Need: Worst case discharges of CWA hazardous
substances could result in impacts to drinking water; impacts to
industrial and agricultural water uses; commercial and recreational
waterway closures; impacts to fish and other aquatic life; impacts to
ecosystems and the environment; injuries, hospitalizations, and
fatalities; emergency response costs; transaction costs; direct
property impacts; property value impacts; costs from sheltering in
place and evacuations; impacts to sensitive or vulnerable populations;
and fiscal revenue impacts. The purpose of this regulation would be to
plan for and mitigate these damages.
Summary of Legal Basis: CWA Section 311(j)(5) directs the president
to issue regulations to ``require an owner or operator of a tank vessel
or facility . . . to prepare and submit . . . a plan for responding, to
the maximum extent practicable, to a worst case discharge, and to a
substantial threat of such a discharge, of . . . a hazardous
substance.'' The EPA was sued for not promulgating the hazardous
substance worst case planning regulations and entered into a consent
decree with the plaintiffs that requires the EPA to publish a proposed
rule by March 12, 2022 and take final action by September 12, 2024.
Alternatives: The EPA is considering a regulatory program modeled
on EPA's Facility Response Plan program for worst case discharges of
oil.
Anticipated Cost and Benefits: The Agency will determine
anticipated costs and benefits later as it is currently too early in
the process.
Risks: To help determine the risks to be addressed by this
rulemaking, EPA is reviewing historical data on discharges of CWA
hazardous substances.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 03/28/22 87 FR 17890
Final Rule.......................... 04/00/24 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Local, Tribal.
Additional Information:
Agency Contact: Rebecca Broussard, Environmental Protection Agency,
Office of Land and Emergency Management, 1200 Pennsylvania Avenue NW,
Mail Code 5104A, Washington, DC 20460, Phone: 202 564-6706, Email:
[email protected].
RIN: 2050-AH17
EPA--OLEM
219. Accidental Release Prevention Requirements: Risk Management
Program Under the Clean Air Act; Safer Communities by Chemical Accident
Prevention [2050-AH22]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
Legal Authority: 42 U.S.C. 7412
CFR Citation: 40 CFR 68.
Legal Deadline: None.
Abstract: On August 31, 2022, the Environmental Protection Agency
(EPA) published proposed amendments to its Risk Management Program
(RMP) regulations as a result of Agency review. The proposed revisions
included several changes and amplifications to the accident prevention
program requirements, enhancements to the emergency preparedness
requirements, increased public availability of chemical hazard
information, and several other changes to certain regulatory
definitions or points of clarification. Such amendments seek to improve
chemical process safety; assist in planning, preparedness, and
responding to RMP-reportable accidents; and improve public awareness of
chemical hazards at regulated sources. EPA plans to publish the final
rule in December 2023.
Statement of Need: On January 13, 2017, the EPA published a final
RMP rule (2017 Amendments) to prevent and mitigate the effect of
accidental releases of hazardous chemicals from facilities that use,
manufacture, and store them. The 2017 Amendments were a result of
Executive Order 13650, Improving Chemical Facility Safety and Security,
which directed EPA (and several other Federal agencies) to, among other
things, modernize policies, regulations, and standards to enhance
safety and security in chemical facilities. The 2017 Amendments rule
contained various new provisions applicable to RMP-regulated facilities
addressing prevention program elements, emergency coordination with
local responders, and information availability to the public. EPA
received three petitions for reconsideration of the 2017 Amendments
rule under CAA section 307(d)(7)(B). On December 19, 2019, EPA
promulgated a final RMP rule (2019 Revisions) that acts on the
reconsideration. The 2019 Revisions rule repealed several major
provisions of the 2017 Amendments and retained other provisions with
modifications. On January 20, 2021, Executive Order 13990, Protecting
Public Health and the Environment and Restoring Science To Tackle the
Climate Crisis (E.O. 13990), directed federal agencies to review
existing regulations and take action to address priorities established
by the new administration including bolstering resilience to the impact
of climate change and prioritizing environmental justice. The EPA is
considering developing a regulatory action to revise the current RMP
regulations. The proposed rule would address the administration's
priorities and focus on regulatory revisions completed since 2017. The
proposed rule would also expect to contain a number of proposed
modifications to the RMP regulations based in part on stakeholder
feedback received from RMP public listening sessions held on June 16
and July 8, 2021.
Summary of Legal Basis: The CAA section 112(r)(7)(A) authorizes the
EPA Administrator to promulgate accidental release prevention,
detection, and correction requirements, which may include monitoring,
record keeping, reporting, training, vapor recovery, secondary
containment, and other design, equipment, work practice, and
operational requirements. The CAA section 112(r)(7)(B) authorizes the
Administrator to promulgate reasonable regulations and appropriate
guidance to provide, to the greatest extent practicable, for the
prevention and detection of accidental releases of regulated substances
and for response to
[[Page 9502]]
such releases by the owners or operators of the sources of such
releases.
Alternatives: The EPA currently plans to prepare a notice of
proposed rulemaking that would provide the public an opportunity to
comment on the proposal, and any regulatory alternatives that may be
identified within the preamble to the proposed rulemaking.
Anticipated Cost and Benefits: Costs may include the burden on
regulated entities associated with implementing new or revised
requirements including program implementation, training, equipment
purchases, and recordkeeping, as applicable. Some costs could also
accrue to implementing agencies and local governments, due to new or
revised provisions associated with emergency response. Benefits will
result from avoiding the harmful accident consequences to communities
and the environment, such as deaths, injuries, and property damage,
environmental damage, and from mitigating the effects of releases that
may occur. Similar benefits will accrue to regulated entities and their
employees.
Risks: The proposed action would address the risks associated with
accidental releases of listed regulated toxic and flammable substances
to the air from stationary sources. Substances regulated under the RMP
program include highly toxic and flammable substances that can cause
deaths, injuries, property and environmental damage, and other on- and
off-site consequences if accidentally released. The proposed action
would reduce these risks by potentially making accidental releases less
likely, and by mitigating the severity of releases that may occur. The
proposed action would not address the risks of non-accidental chemical
releases, accidental releases of non-regulated substances, chemicals
released to other media, and air releases from mobile sources.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 08/31/22 87 FR 53556
NPRM Comment Period End............. 10/31/22 .......................
Final Rule.......................... 12/00/23 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Undetermined.
Sectors Affected: 325 Chemical Manufacturing; 49313 Farm Product
Warehousing and Storage; 42491 Farm Supplies Merchant Wholesalers;
311511 Fluid Milk Manufacturing; 311 Food Manufacturing; 221112 Fossil
Fuel Electric Power Generation; 311411 Frozen Fruit, Juice, and
Vegetable Manufacturing; 49311 General Warehousing and Storage; 31152
Ice Cream and Frozen Dessert Manufacturing; 311612 Meat Processed from
Carcasses; 211112 Natural Gas Liquid Extraction; 32519 Other Basic
Organic Chemical Manufacturing; 42469 Other Chemical and Allied
Products Merchant Wholesalers; 49319 Other Warehousing and Storage; 322
Paper Manufacturing; 42471 Petroleum Bulk Stations and Terminals; 32411
Petroleum Refineries; 311615 Poultry Processing; 49312 Refrigerated
Warehousing and Storage; 22132 Sewage Treatment Facilities; 11511
Support Activities for Crop Production; 22131 Water Supply and
Irrigation Systems.
Agency Contact: Deanne Grant, Environmental Protection Agency,
Office of Land and Emergency Management, 1200 Pennsylvania Avenue NW,
Washington, DC 20460, Phone: 202 564-1096, Email: [email protected].
RIN: 2050-AH22
EPA--OFFICE OF WATER (OW)
Final Rule Stage
220. Federal Baseline Water Quality Standards for Indian Reservations
[2040-AF62]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 1313(c)(4)(B)
CFR Citation: 40 CFR 131.
Legal Deadline: None.
Abstract: On April 27, 2023, the Environmental Protection Agency
(EPA) Administrator signed a proposed rule to establish water quality
standards (WQS) for waters on Indian reservations that do not have WQS
under the Clean Water Act (CWA). This rule will help advance President
Biden's commitment to strengthening the nation-to-nation relationships
with Indian country. Fifty years after enactment of the CWA, over 80%
of Indian reservations do not have this foundational CWA protection for
their waters. Addressing this lack of CWA-effective WQS for the waters
of more than 250 Indian reservations is a priority for EPA, given that
WQS are central to implementing the water quality framework of the CWA.
Promulgating baseline WQS would provide more scientific rigor and
regulatory certainty to National Pollutant Discharge Elimination System
(NPDES) permits for discharges to these waters. Consistent with EPA's
regulations, the baseline WQS include designated uses, water quality
criteria to protect those uses, and antidegradation policies to protect
high quality waters. EPA consulted with tribes in the summer of 2021
during the pre-proposal phase and in the summer of 2023, concurrent
with the public comment period associated with the proposal.
Statement of Need: The Federal government has recognized 574
tribes. More than 300 of these tribes have reservation lands and are
eligible to apply for ``treatment in a similar manner as a state''
(TAS) to administer a WQS program. Only 84 tribes, out of over 300
tribes with reservations, currently have such TAS authorization to
administer a WQS program. Of these 84 tribes, only 47 tribes to date
have adopted WQS and submitted them to EPA for review and approval
under the Clean Water Act (CWA). As a result, 50 years after enactment
of the CWA, over 80% of Indian reservations do not have this
foundational protection expected by Congress as laid out in the CWA for
their waters. Addressing this lack of CWA-effective WQS for the waters
of more than 250 Indian reservations is a priority for EPA, given that
WQS are central to implementing the water quality framework of the CWA.
Although it is EPA's preference for tribes to obtain TAS and develop
WQS tailored to the tribes' individual environmental goals and
reservation waters, EPA's promulgation of baseline WQS would serve to
safeguard water quality until tribes obtain TAS and adopt and
administer CWA WQS themselves.
Summary of Legal Basis: While CWA section 303 clearly contemplates
WQS for all waters of the United States, it does not explicitly address
WQS for Indian country waters where tribes lack CWA-effective WQS.
Under CWA section 303(a) states were required to adopt WQS for all
interstate and intrastate waters. Where a state does not establish such
standards, Congress directed EPA to do so under the CWA section 303(b).
These provisions are consistent with Congress' design of the CWA as a
general statute applying to all waters of the United States, including
those within Indian country. Several provisions of the CWA provide EPA
with the authority to propose this rule. Section 501(a) of the CWA
provides that ``[t]he Administrator is authorized to prescribe such
regulations as are necessary to carry out his functions under this
chapter.'' Section 303(c)(4)(B) of the CWA provides that ``[t]he
Administrator shall promptly prepare and publish proposed regulations
setting forth a revised or new water
[[Page 9503]]
quality standard for the navigable waters involved . . . in any case
where the Administrator determines that a revised or new standard is
necessary to meet the requirements of [the Act].'' In 2001 the EPA
Administrator made an Administrator's Determination that new or revised
WQS are necessary for certain Indian country waters. Today's action is
the first step toward fulfilling that outstanding Determination.
Alternatives: No other alternatives considered.
Anticipated Cost and Benefits: Total cost estimates range from
$15.51 million in annualized costs over 20 years at a 3 percent
discount rate (with $6.1 million in one-time costs) to $30.54 in
annualized costs over 20 years at a 3 percent discount rate (with $1.23
million in one-time costs). Using a discount rate of 7 percent over 20
years, total annualized costs range from $18.94 million (also with $6.1
million in one-time costs) to $36.45 million (also with $1.23 million
in one-time costs). Total one-time costs are larger in the low estimate
than in the high estimate because one-time WQS variance costs are often
used in lieu of annualized effluent treatment costs for facility-
specific low estimates for certain pollutants.
Promulgating baseline WQS for Indian reservation waters would
promote the implementation of pollution control measures and best
practices to help improve water quality and prevent future degradation
of Indian reservation waters, as well as potentially providing positive
water quality benefits to waters in adjacent jurisdictions. Improved
water quality for Indian reservation waters will benefit Tribes as well
as anyone who recreates on Indian reservation waters or values
environmental quality regardless of their current or anticipated uses
of Indian reservation waters. Although implementation of baseline WQS
is likely to yield significant benefits, estimating the dollar value of
these improvements to Tribes may not be feasible. First, Tribes often
express the difficulty of placing a monetary value on ecosystem
services, given the belief that these resources are sacred and beyond
any earthly value. Second, estimating the value of water quality
improvements to visitors of Indian reservations is challenging due to
the lack of data on site-specific visitation, use (e.g., recreational
fishing) and valuation. Therefore, EPA provided a qualitative
description of benefits categories that may stem from baseline WQS.
These benefits include those related to human health, ceremonial and
subsistence harvests of fish and shellfish, recreation, and other
social welfare improvements. EPA anticipates, however, that the
abovementioned benefits will ultimately outweigh the potential
estimated incremental costs associated with promulgation of this rule
and that this rule will help address the environmental challenges
Tribes are currently facing.
Risks: EPA is continuing to evaluate potential risks.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 09/29/16 81 FR 66900
NPRM................................ 05/05/23 88 FR 29496
NPRM Comment Period End............. 08/03/23
Final Rule.......................... 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: State, Tribal, Federal.
Additional Information:
URL For More Information: https://www.epa.gov/wqs-tech/promulgation-tribal-baseline-water-quality-standards-under-clean-water-act.
Agency Contact: James Ray, Environmental Protection Agency Office
of Water, Mail Code 4305T, 200 Pennsylvania Avenue NW Washington, DC
20460, Phone: 202 566-1433, Email: [email protected].
Danielle Anderson, Environmental Protection Agency, Office of
Water, Mail Code 4305T, 1200 Pennsylvania Avenue NW, Washington, DC
20460, Phone: 202 564-1631, Email: [email protected].
RIN: 2040-AF62
EPA--OW
221. Water Quality Standards Regulatory Revisions to Protect Tribal
Reserved Rights [2040-AG17]
Priority: Other Significant.
Legal Authority: 33 U.S.C. 1371
CFR Citation: 40 CFR 131.
Legal Deadline: None.
Abstract: Many tribes hold reserved rights to resources on lands
and waters where states establish water quality standards, through
treaties, statutes, or other sources of federal law. The U.S.
Constitution defines treaties as the supreme law of the land. On
November 28, 2022, the EPA Administrator signed a proposed rule that
would revise the federal water quality standards regulation to ensure
that water quality standards do not impair tribal reserved rights by
giving clear direction on how to develop water quality standards where
tribes hold reserved rights. This proposed rule would help EPA ensure
protection of resources reserved to tribes in treaties, statutes, or
other sources of federal law when establishing, revising, and reviewing
water quality standards. The development of this rule helps advance
President Biden's commitment to strengthening nation-to-nation
relationships with tribes. EPA consulted with tribes in the summer of
2021 during the pre-proposal phase and in the winter of 2023,
concurrent with the public comment period for the proposed rule. EPA is
working to expeditiously finalize the proposed rule, taking into
account public comments.
Statement of Need: This rule would establish a durable and
transparent national framework outlining how tribal reserved rights to
aquatic-dependent resources must be protected in water quality
standards (WQS) for waters in which such rights apply. In 2016 EPA took
actions in Maine and Washington to protect tribal reserved rights,
requiring that human health criteria for waters in those states where
tribes reserved the rights to fish for subsistence be set at more
stringent levels to protect tribal fish consumers. In 2019 EPA
disavowed the approach it took to protecting tribal reserved rights in
the 2016 Maine and Washington actions and concluded that states and EPA
can always protect tribal reserved rights by simply applying EPA's
existing regulations and guidance, with no additional consideration of
such rights. EPA has now reconsidered its past assertions that tribal
reserved rights do not impose any additional requirements in the WQS
context. The changes in EPA's position regarding consideration of
reserved rights in the water quality standards context over the years
have resulted in confusion for tribes, states, stakeholders and the
public about how tribal reserved rights must be considered in
establishment of WQS. In addition, states and industry groups
criticized EPA for taking its actions in 2016 without first going
through a national notice and comment rulemaking on its approach.
Summary of Legal Basis: In exercising its CWA section 303(c)
authority, EPA has an obligation to ensure that its actions are
consistent with treaties, statutes, executive orders, and other sources
of Federal law reflecting tribal reserved rights. EPA's implementing
regulation at 40 CFR part 131 specifies requirements for states and
authorized tribes to develop WQS for EPA review that are consistent
with the Act. EPA is exercising its discretion in implementing CWA
section 303(c) to establish new regulatory requirements
[[Page 9504]]
to ensure that WQS give effect to rights to aquatic and aquatic-
dependent resources reserved in Federal laws.
Alternatives: No other options considered.
Anticipated Cost and Benefits: EPA estimated the potential
incremental administrative burdens and costs that may be associated
with the proposed rule, beyond the burden and costs associated with
implementation of the current WQS regulation. EPA estimated the total,
one-time costs for the proposed rule to range from $989,112 to
$4,945,562, with no recurring costs. This rule would not establish any
requirements directly applicable to regulated entities, such as
industrial dischargers or municipal wastewater treatment facilities,
but could ultimately lead to additional compliance costs to meet permit
limits put in place to comply with new WQS adopted by states. However,
because of the uncertainty in the specific outcome of application of
this rule, both in terms of location and pollutants involved, EPA is
unable to provide estimates of costs to those regulated entities. EPA
was likewise unable to quantify the estimated benefits of the proposed
rule. EPA anticipates that the rule would enhance the ability of states
and tribes to protect their water resources by clarifying and
prescribing how to protect waters with applicable tribal reserved
rights and improving coordination between Federal, state, and tribal
governments.
Risks: EPA is continuing to evaluate potential risks.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/05/22 87 FR 74361
NPRM Comment Period End............. 03/06/23
Final Rule.......................... 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: Federal, State, Tribal.
Additional Information: OW-2021-0791.
URL For More Information: https://www.epa.gov/wqs-tech/revising-federal-water-quality-standards-regulations-protect-tribal-reserved-rights.
URL For Public Comments: https://www.regulations.gov/docket/EPA-HQ-OW-2021-0791.
Agency Contact: Jennifer Brundage, Environmental Protection Agency,
Office of Water, 4305T, 1200 Pennsylvania Avenue NW, Washington, DC
20460, Phone: 202 566-1265, Email: [email protected].
Erica Fleisig, Environmental Protection Agency, Office of Water,
4305T, 1200 Pennsylvania Avenue NW, Washington, DC 20460, Phone: 202
566-1057, Email: [email protected].
RIN: 2040-AG17
EPA--OW
222. PFAS National Primary Drinking Water Regulation Rulemaking [2040-
AG18]
Priority: Section 3(f)(1) Significant. Major status under 5 U.S.C.
801 is undetermined.
Unfunded Mandates: Undetermined.
Legal Authority: 42 U.S.C. 300f et seq. Safe Drinking Water Act
CFR Citation: 40 CFR 141; 40 CFR 142.
Legal Deadline: NPRM, Statutory, March 3, 2023, Safe Drinking Water
Act.
Final, Statutory, September 3, 2024, Safe Drinking Water Act.
Abstract: On March 3, 2021, the Environmental Protection Agency
(EPA) published the Fourth Regulatory Determinations in the Federal
Register, including a determination to regulate perfluorooctanoic acid
(PFOA) and perfluorooctanesulfonic acid (PFOS) in drinking water. Per
the Safe Drinking Water Act, following publication of the Regulatory
Determination, the Administrator shall propose a maximum contaminant
level goal (MCLG) and a national primary drinking water regulation
(NPDWR) not later than 24 months after determination and promulgate a
NPDWR within 18 months after proposal (the statute authorizes a 9-month
extension of this promulgation date). EPA issued a proposed national
primary drinking water regulation for PFOA and PFOS as well as other
PFAS on March 29, 2023 as part of this action. This action provides a
key commitment in EPA's ``PFAS Strategic Roadmap: EPA's Commitments to
Action 2021-2024.''
Statement of Need: EPA has determined that PFOA and PFOS may have
adverse health effects; that PFOA and PFOS occur in public water
systems with a frequency and at levels of public health concern; and
that, in the sole judgment of the Administrator, regulation of PFOA and
PFOS presents a meaningful opportunity for health risk reduction for
persons served by public water systems.
Summary of Legal Basis: The EPA is developing a PFAS NPDWR under
the authority of the Safe Drinking Water Act (SDWA), including sections
1412, 1413, 1414, 1417, 1445, and 1450 of the SDWA. Section 1412
(b)(1)(A) of the SDWA requires that EPA shall publish a maximum
contaminant level goal and promulgate a NPDWR if the Administrator
determines that (1) the contaminant may have an adverse effect on the
health of persons, (2) is known to occur or there is a substantial
likelihood that the contaminant will occur in public water systems with
a frequency and at a level of public health concern, and (3) in the
sole judgment of the Administrator there is a meaningful opportunity
for health risk reduction for persons served by public water systems.
EPA published a final determination to regulate PFOA and PFOS on March
3, 2021 after considering public comment (86 FR 12272). Section 1412
(b)(1)(E) of the SDWA requires that EPA publish a proposed Maximum
Contaminant Level Goal and a NPDWR within 24 months of a final
regulatory determination and that the Agency promulgate a NPDWR within
18 months of proposal.
Alternatives: Undetermined.
Anticipated Cost and Benefits: Undetermined.
Risks: Studies indicate that exposure to PFOA and/or PFOS above
certain exposure levels may result in adverse health effects, including
developmental effects to fetuses during pregnancy or to breast-fed
infants (e.g., low birth weight, accelerated puberty, skeletal
variations), cancer (e.g., testicular, kidney), liver effects (e.g.,
tissue damage), immune effects (e.g., antibody production and
immunity), and other effects (e.g., cholesterol changes). Both PFOA and
PFOS are known to be transmitted to the fetus via the placenta and to
the newborn, infant, and child via breast milk. Both compounds were
also associated with tumors in long-term animal studies.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Notice.............................. 02/09/22 87 FR 7412
NPRM................................ 03/29/23 88 FR 18638
NPRM Comment Period End............. 05/30/23
Final Rule.......................... 01/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Small Entities Affected: Governmental Jurisdictions.
Government Levels Affected: Federal, Local, State, Tribal.
Federalism: This action may have federalism implications as defined
in E.O. 13132.
Additional Information:
Agency Contact: Alexis Lan, Environmental Protection Agency, Office
of Water, 1200 Pennsylvania Avenue NW, 4601M, Washington, DC
[[Page 9505]]
20460, Phone: 202 564-0841, Email: [email protected].
RIN: 2040-AG18
EPA--OW
223. Supplemental Effluent Limitations Guidelines and Standards for the
Steam Electric Power Generating Point Source Category [2040-AG23]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Unfunded Mandates: Undetermined.
Legal Authority: 33 U.S.C. 1361; 33 U.S.C. 1318; 33 U.S.C. 1317; 33
U.S.C. 1316; 33 U.S.C. 1311; 33 U.S.C. 1314
CFR Citation: 40 CFR 423.
Legal Deadline: None.
Abstract: On March 29, 2023, EPA published a proposed rule to
potentially strengthen the Steam Electric Effluent Limitations
Guidelines and Standards (ELGs) (40 CFR 423). EPA previously revised
the Steam Electric ELGs in 2015 and 2020. The proposed rule would
establish more stringent ELGs for two waste streams addressed in the
2020 ``Steam Electric Reconsideration Rule'' (flue gas desulfurization
wastewater and bottom ash transport water). In addition, the proposal
would establish more stringent effluent limitations and standards for
an additional waste stream (combustion residual leachate) and takes
comment on potential revisions to limitations and standards for a
fourth waste stream (legacy wastewater). The first two waste streams
mentioned above are the subject of current litigation pending in the
U.S. Court of Appeals for the Fourth Circuit. Appalachian Voices, et
al. v. EPA, No. 20-2187 (4th Cir.). The 2015 limitations for combustion
residual leachate and legacy wastewater discharged by existing sources
were vacated by the U.S. Court of Appeals for the Fifth Circuit in
Southwestern Electric Power Co., et al. v. EPA, 920 F.3d 999 (5th Cir.
2019).
Statement of Need: Under Executive Order 13990 on Protecting Public
Health and the Environment and Restoring Science to Tackle the Climate
Crisis (January 20, 2021), EPA was directed to review the 2020 Steam
Electric Reconsideration Rule.
Summary of Legal Basis: Sections 101; 301; 304(b), (c), (e), and
(g); 306; 307; 308 and 501, Clean Water Act (Federal Water Pollution
Control Act Amendments of 1972, as amended; 33 U.S.C. 1251; 1311;
1314(b), (c), (e), and (g); 1316; 1317; 1318 and 1361).
Alternatives: EPA considered four regulatory options at the
proposed rule stage. Three alternatives varied in the stringency of
limitations for flue gas desulfurization wastewater and bottom ash
transport water while subcategorizing early adopters while the fourth
option did not include this new subcategory. All four regulatory
options removed the existing high flow and low utilization
subcategories included in the 2020 final rule. For further information,
visit: https://www.federalregister.gov/documents/2023/03/29/2023-04984/supplemental-effluent-limitations-guidelines-and-standards-for-the-steam-electric-power-generating.
Anticipated Cost and Benefits: At proposal, EPA estimated that the
proposed rule will cost $200 million per year in social costs and
result in $1,557 million per year in monetized benefits using a three
percent discount rate and will cost $216 million per year in social
costs and result in $1,290 million per year in monetized benefits using
a seven percent discount rate.
Risks: At proposal, EPA estimated that the rule would reduce risks
to human health and ecological receptors via multiple pathways
including via air pollution, surface water contamination, and
disinfection byproduct formation in drinking water systems.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Notice.............................. 08/03/21 86 FR 41801
NPRM................................ 03/29/23 88 FR 18824
NPRM Comment Period End............. 05/30/23
Final Rule.......................... 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Government Levels Affected: Federal, Local, State.
Federalism: Undetermined.
Additional Information: EPA-HQ-OW-2009-0819.
Sectors Affected: 221112 Fossil Fuel Electric Power Generation.
Agency Contact: Jesse Pritts, Environmental Protection Agency,
Office of Water, Mail Code 4303T, 1200 Pennsylvania Avenue NW,
Washington, DC 20460, Phone: 202 566-1038, Email: [email protected].
Related RIN: Split from 2040-AG28
RIN: 2040-AG23
BILLING CODE 6560-50-P
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION (EEOC)
Statement of Regulatory and Deregulatory Priorities
The mission of the Equal Employment Opportunity Commission (EEOC,
Commission, or Agency) is to ensure equality of opportunity in
employment by vigorously enforcing and educating the public about the
following Federal statues: title VII of the Civil Rights Act of 1964,
as amended (prohibits employment discrimination on the basis of race,
color, sex (including pregnancy, sexual orientation, and gender
identity), religion, or national origin); the Equal Pay Act of 1963, as
amended (makes it illegal to pay unequal wages to persons of different
sexes performing substantially equal work under similar working
conditions at the same establishment); the Age Discrimination in
Employment Act of 1967, as amended (prohibits employment discrimination
based on age of 40 or older); titles I and V of the Americans with
Disabilities Act, as amended, and sections 501 and 505 of the
Rehabilitation Act, as amended (prohibits employment discrimination
based on disability); title II of the Genetic Information
Nondiscrimination Act (prohibits employment discrimination based on
genetic information and limits acquisition and disclosure of genetic
information); section 304 of the Government Employee Rights Act of 1991
(protects certain previously exempt state and local government
employees from employment discrimination on the basis of race, color,
religion, sex, national origin, age, or disability); and the Pregnant
Workers Fairness Act (requires covered entities to provide reasonable
accommodation to qualified applicants' and employees' known limitations
related to, affected by, or arising out of pregnancy, childbirth or
related medical conditions, unless doing so would cause an undue
hardship).
The EEOC has authority to issue legislative regulations under the
Age Discrimination in Employment Act (ADEA), title I of the Americans
with Disabilities Act (ADA), title II of the Genetic Information
Nondiscrimination Act (GINA), and under the Pregnant Workers Fairness
Act (PWFA). Under title VII of the Civil Rights Act, the EEOC's
authority to issue legislative regulations is limited to procedural,
record keeping, and reporting matters.
Nine pending items are identified in the EEOC's Fall 2023
Regulatory Agenda, five at the proposed rule stage and four at the
final rule stage. One of those items is singled out as a key priority
in this Regulatory Plan: the recently published proposed rule
implementing the PWFA, for which a final rule will be drafted after
consideration of public comments received from the full range of EEOC
stakeholders.
The PWFA went into effect on June 27, 2023, and it requires
employers with
[[Page 9506]]
15 or more employees to provide reasonable accommodations to job
applicants and employees for known limitations related to, affected by,
or arising out of pregnancy, childbirth or related medical conditions,
unless doing so would cause an undue hardship for the employer. While
other laws enforced by the EEOC, including title VII and the ADA,
provide some protections and accommodations for pregnant workers, the
PWFA fills gaps in these federal legal protections. Under the ADA,
unless the individual's pregnancy, childbirth, or related medical
condition rose to the level of a disability as defined in that statute,
an employer would not be obligated to provide a reasonable
accommodation to do the job. Under title VII, the pregnant employee
would need to show that the employer provided the accommodation to a
similarly situated worker who was not pregnant in order to get the
accommodation. The PWFA requires covered entities to provide reasonable
accommodations to a qualified employee's or applicant's known
limitation related to, affected by, or arising out of pregnancy,
childbirth, or related medical conditions, unless the accommodation
will cause an undue hardship on the operation of the business of the
covered entity. The PWFA provides some examples of potential reasonable
accommodations for pregnant employees, such as: a change in the food or
drink policies to allow the pregnant worker to have a water bottle or
food; a reduction in lifting requirements; the ability to sit;
additional breaks to use the bathroom, eat, and rest; being excused
from activities that involve exposure to compounds unsafe for
pregnancy; and providing appropriately sized uniforms and safety
apparel.
On August 11, 2023, the EEOC issued proposed regulations soliciting
public input and comment before the PWFA regulations become final. See
Federal Register: Regulations To Implement the Pregnant Workers
Fairness Act. The EEOC announced a 60-day public comment period,
starting on August 11, 2023 and ending on October 10, 2023.
Additionally, through media exposure, including press interviews, the
Commission continues to inform the public of these new employee
protections. The EEOC also conducted trainings so that employers and
employees better understand their rights and responsibilities under the
PWFA, and it will continue to do so in the months and years ahead.
Consistent with Executive Order 12866, as reaffirmed and amended in
Executive Order 13563, and subsequently reaffirmed and supplemented by
Executive Order 14094, this statement was reviewed and approved by the
Chair of the Agency.
EEOC
Final Rule Stage
224. Regulations To Implement the Pregnant Workers Fairness Act [3046-
AB30]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: Pub. L. 117-328, 136 Stat. 4459, division II
CFR Citation: 29 CFR 1636.
Legal Deadline: Final, Statutory, December 29, 2023.
Abstract: The Equal Employment Opportunity Commission (EEOC) will
issue a rule to implement the Pregnant Workers Fairness Act, a new law
that requires covered entities to provide reasonable accommodations to
a qualified worker's known limitations related to, affected by, or
arising out of pregnancy, childbirth, or related medical conditions,
unless the accommodation will cause an undue hardship.
Statement of Need: The Pregnant Workers Fairness Act (PWFA) is a
new law. It requires a covered entity to provide reasonable
accommodations, absent undue hardship, to a qualified employee or
applicant with a known limitation related to, affected by, or arising
out of pregnancy, childbirth, or related medical conditions. The PWFA
requires the EEOC to issue regulations by December 29, 2023. 42 U.S.C.
2000gg-3(a).
Summary of Legal Basis: The PWFA requires the EEOC to issue
regulations by December 29, 2023. 42 U.S.C. 2000gg-3(a).
Alternatives: The EEOC will consider possible alternatives for its
regulation. However, the possible alternatives are limited by certain
provisions in the statute that set out what employers are covered, when
the statute goes into effect, the procedures for enforcement, and
require the EEOC to issue regulations.
Anticipated Cost and Benefits: The EEOC anticipates that the
regulation will have significant benefits for workers, including
benefits that are difficult to quantify such as a reduction in
discrimination and improvements in the economic security and health
outcomes for pregnant workers. The costs of the regulation and statute
will be for employers that have to provide reasonable accommodations
and one-time administrative costs for covered employers to come into
compliance with the statute and regulation. The EEOC anticipates that
both of these costs will be low for individual employers.
Risks: The rule imposes no new or additional risks to employers.
The rule does not address risks to public safety or the environment.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 08/11/23 88 FR 54714
NPRM Comment Period End............. 10/10/23
Final Action........................ 12/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Undetermined.
Small Entities Affected: Businesses, Governmental Jurisdictions,
Organizations.
Government Levels Affected: Federal, Local, State.
Federalism: Undetermined.
Agency Contact:
Sharyn A. Tejani, Associate Legal Counsel, Equal Employment
Opportunity Commission, 131 M Street NE, Washington, DC 20507, Phone:
202 921-3240, Email: [email protected].
RIN: 3046-AB30
BILLING CODE 6570-01-P
GENERAL SERVICES ADMINISTRATION (GSA)
Regulatory Plan--October 2023
The U.S. General Services Administration (GSA) delivers value and
savings in real estate, acquisition, technology, and other mission-
support services across the Federal Government. GSA's acquisition
solutions supply Federal purchasers with cost-effective, high-quality
products and services from commercial vendors. GSA provides workplaces
for Federal employees and oversees the preservation of historic Federal
properties. GSA helps keep the Nation safe and efficient by providing
tools, equipment, and non-tactical vehicles to the U.S. military, and
by providing State and local governments with law enforcement
equipment, firefighting and rescue equipment, and disaster recovery
products and services.
As GSA is developing its regulations, it seeks to increase
participation and engagement of members of the public affected by its
regulations, including in the development of its regulatory priorities.
In its Regulatory Plan, it details engagement efforts that have helped
to inform its priorities to date, as well as future engagement it has
[[Page 9507]]
planned. In support of Executive Order 14094, GSA is ensuring that it
hears from members of the public who have not typically participated in
the regulatory process, including families eligible for assistance,
communities affected by climate change, and rural workers, among
others.
GSA serves the public by delivering products and services directly
to its Federal customers through the Federal Acquisition Service (FAS),
the Public Buildings Service (PBS), and the Office of Government-wide
Policy (OGP). GSA has a continuing commitment to its Federal customers
and the U.S. taxpayers by providing those products and services in the
most cost-effective manner possible.
Federal Acquisition Service
FAS is the lead organization for procurement of products and
services (other than real property) for the Federal Government. The FAS
organization leverages the buying power of the Government by
consolidating Federal agencies' requirements for common goods and
services. FAS provides a range of high-quality and flexible acquisition
services to increase overall Government effectiveness and efficiency by
aligning resources around key functions.
Public Buildings Service
PBS is the largest public real estate organization in the United
States. As the landlord for the civilian Federal Government, PBS
acquires space on behalf of the Federal Government through new
construction and leasing and acts as a manager for Federal properties
across the country. PBS is responsible for over 370 million rentable
square feet of workspace for Federal employees; has jurisdiction,
custody, and control over more than 1,600 federally owned assets
totaling over 180 million rentable square feet; and contracts for more
than 7,000 leased assets, totaling over 180 million rentable square
feet.
In fiscal year (FY) 2023, GSA expects to update the existing
internal guidance and issue a new PBS Order following the release of
the Implementing Instructions for Executive Order 14057 on Catalyzing
Clean Energy Industries and Jobs Through Federal Sustainability that
was issued on December 8, 2021.
Office of Government-Wide Policy
OGP sets Government-wide policy in the areas of personal and real
property, mail, travel, motor vehicles, relocation, transportation,
information technology, regulatory information, and the use of Federal
advisory committees. OGP also helps direct how all Federal supplies and
services are acquired, as well as GSA's own acquisition programs.
Pursuant to Executive Order 12866, ``Regulatory Planning and Review''
(September 30, 1993), and Executive Order 13563, ``Improving Regulation
and Regulatory Review'' (January 18, 2011), the Regulatory Plan and
Unified Agenda provides notice regarding OGP's regulatory and
deregulatory actions within the Executive Branch.
GSA prepared a list of actions in the areas of Climate Risk
Management, Resilience, and Adaptation; Environmental Justice;
Greenhouse Gas Reduction; Clean Energy; Energy Reduction; Water
Reduction; Performance Contracting; Waste Reduction; Sustainable
Buildings; and Electronics Stewardship and Data Centers. Detailed
information on actions GSA is considering taking through December 31,
2025, to implement the Administration's policy set by Executive Orders
13990 and 14008 were provided in GSA's Executive Order 13990 90-day
response, the GSA Climate Change Risk Management Plan, and the GSA 2021
Sustainability Plan. More specifics will be known on the Sustainability
Plan when feedback is obtained from the Council on Environmental
Quality and the Office of Management and Budget.
Office of Asset and Transportation Management
The Office of Asset and Transportation Management and Office of
Acquisition Policy are prioritizing rulemaking focused on initiatives
that:
Promote the country's economic resilience and improve the
buying power of U.S. citizens;
Support underserved communities, promoting equity in the
Federal Government; and
Support national security efforts, especially safeguarding
Federal Government information and information technology systems.
The Fall 2023 Unified Agenda consists of 14 active Office of Asset
and Transportation Management (MA) agenda items, of which 6 active
actions are included in the Federal Travel Regulation (FTR) and 8
active actions are included in the Federal Management Regulation (FMR).
The FTR enumerates the travel and relocation policy for all title 5
Executive Agency civilian employees. The Code of Federal Regulations
(CFR) is available at https://ecfr.federalregister.gov/. The FTR is
contained in chapters 300 through 304 of title 41 of the CFR, which
implements statutory requirements and Executive branch policies for
travel by Federal civilian employees and others authorized to travel at
Government expense. The FMR is contained in chapter 102 of title 41 of
the CFR, and establishes policy for Federal aircraft management, mail
management, transportation, personal property, real property, motor
vehicles, and committee management.
Past or Ongoing Public or Community Engagement That Informed the
Development of GSA Rules
Although focused primarily on agency management and personnel, most
rules issued by the Office of Asset and Transportation Management are
preceded by proposed rules to encourage public participation. In FY
2022, two Federal Management Regulations (Real Estate Acquisition; and
Replacement of Personal Property Pursuant to the Exchange/Sale
Authority) and two Federal Travel Regulation proposed rules (Common
Carrier Transportation; and Constructive Cost) were published. One
final rule (Federal Management Regulation; Soliciting Union Memberships
Among Contractors in GSA-Controlled Buildings), was issued as a final
rule with a 60-day comment period for future rulemaking.
In FY 2023, two Federal Travel Regulation proposed rules
(Alternative Fuel Vehicle Usage During Relocations; and Relocation
Allowance--Temporary Quarters Subsistence Expenses (TQSE)) were
published. One GSA proposed rule (General Services Administration
Property Management Regulations (GSPMR) Social Security Number Fraud
Prevention) and one joint agency proposed rule (Use of Federal Real
Property To Assist the Homeless: Revisions to Regulations) were
published. Collectively, the public provided 11 comments on the FY 2023
proposed rules. This input was used in the formulation of the final
rules.
In FY 2024, the Office of Asset and Transportation Management will
continue to issue proposed rules with a 60-day comment period to obtain
public feedback. Four proposed rules are anticipated including: FMR
Case 2018-102-1, Safety and Environmental Management; FMR 2022-01,
Federal Advisory Committee Management; FTR Case 2022-04, Relocation
Allowance--Allowance for Miscellaneous Expenses; FTR Case 2020-301-1 E-
Gov Travel Services updates; and Federal Management Regulation;
Interagency Fleet Management Systems; FMR Case 2019-102-2.
[[Page 9508]]
Rulemaking That Tackles Climate Change
FTR Case 2022-03, Alternative Fuel Vehicle Usage During
Relocations, allows greater agency flexibility for authorizing shipment
of a relocating employee's alternative fuel-based privately owned
vehicle (POV), as some POVs, primarily electric vehicles, cannot be
driven more than a short distance without being recharged. Because of
the topic area being of great public interest in recent years, this
rule did attract a small number of comments from the public. The
comments reflected both support of the proposal and dislike of spending
funds on Federal employee relocation, and caused GSA to think more
about whether the ideas presented were workable and had merit. While
ultimately GSA decided some of the ideas had merit, but were not within
GSA's authority, it was helpful to see the public's perspective.
FMR Case 2023-102-1, Sustainable Siting, promotes economy and
efficiency in the planning, acquisition, utilization, and management of
Federal facilities. The rule will incorporate the concepts of several
Administration priorities, including sustainability, equity, and
environmental justice. This rule will help reduce emissions across
Federal workplaces by requiring that all new construction,
modernization projects, and leases implement a number of energy
efficient, sustainable, and climate-resilient building practices for
Federal facilities.
Rulemaking That Supports Equity and Underserved Communities
FTR Case 2022-05, Updating the FTR With Diversity, Equity,
Inclusion, and Accessibility Language, updates the entirety of the FTR
to ensure that its language reflects inclusivity by replacing gender-
specific pronouns (e.g., he, she, his, her) with non-gendered pronouns
and other language that reflects inclusivity and equity.
FMR Case 2022-01, Federal Advisory Committee Management, the
Federal Advisory Committee Act (FACA) is a transparency statute
designed to provide Congress, interested stakeholders, and the public
with information on, and access to, the activities, membership,
meetings, and costs, of Federal advisory committees established by the
Executive Branch. Under section 7 of FACA, GSA is responsible for
preparing regulations for implementing FACA. The proposed rule
revisions will provide updates and clarification to policies and
processes, and further incorporate diversity, equity, inclusion, and
accessibility policies into the Federal advisory committee program
government-wide, which is an Administration priority.
FMR Case 2021-01, Use of Federal Real Property to Assist the
Homeless, will streamline the process by which excess Federal real
property is screened for potential conveyance to homeless interests.
Rulemaking That Supports National Security
FMR Case 2021-102-1, ``Real Estate Acquisition,'' will clarify the
policies for entering into leasing agreements for high security space
(i.e., space with a Facility Security Level of III, IV, or V) in
accordance with the Secure Federal LEASEs Act (Pub. L. 116-276).
Office of Acquisition Policy
The Fall 2023 Unified Agenda consists of 17 active Office of
Acquisition Policy (MV) agenda items, all of which are for the General
Services Administration Acquisition Regulation (GSAR).
Office of Acquisition Policy--General Services Administration
Acquisition Regulation
GSA's rules and practices on how it buys goods and services from
its business partners are covered by the GSAR, which implements and
supplements the Federal Acquisition Regulation (FAR). The GSAR
establishes agency acquisition regulations that affect GSA's business
partners (e.g., prospective offerors and contractors) and acquisition
of leasehold interests in real property. The latter are established
under the authority of 40 U.S.C. 121(c) and 585. The GSAR implements
contract clauses, solicitation provisions, and standard forms that
control the relationship between GSA and its contractors and
prospective contractors.
Significant Determinations in Accordance With Executive Order 12866
Section (f)(1)
No GSAR rules in the previous Regulatory Plan or this Regulatory
Plan are anticipated to have a monetary annual effect of $200 million
or more.
Past or Ongoing Public or Community Engagement That Informed the
Development of GSAR Cases
For rules that GSA expects to have significant public
interest, GSA's Office of Acquisition Policy (OAP) may issue an
Advanced Notice of Proposed Rulemaking (ANPR) in order to involve the
public at the earliest stages. For example, an ANPR was issued to
assist in GSA's formulation of GSAR Case 2022-G517, Single-use Plastic
Packaging Reduction.
When issuing proposed rules, OAP regularly requests public
comment to help in the formulation of the final rule.
OAP regularly meets with the Council of Defense and Space
Industry Associations (CODSIA). CODSIA represents member associations
representing numerous small, medium, and large companies. Examples of
these member associations include the Professional Services Council
(PSC), Information Technology Industry Council (ITI), and the
Associated General Contractors (AGC) to name a few. OAP anticipates
continuing these meetings into the foreseeable future.
Future opportunities OAP intends to pursue to increase
public engagement in the development of regulatory acquisition rules
includes partnering with GSA's Office of Small and Disadvantaged
Business Utilization (OSDBU) in their industry outreach events. GSA's
OSDBU services small and disadvantaged businesses and works with
advocacy groups, chambers of commerce, and small business coalitions in
order to bring small businesses to the forefront of federal procurement
opportunities.
Rulemaking That Tackles the Climate Change Emergency
GSAR Case 2022-G517, Single-use Plastic Packaging Reduction,
explores regulation that will reduce single-use plastic consumption by
the agency. Single-use plastic poses an environmental risk that is
documented as having the potential to impact biodiversity. The case
focuses on packaging materials with the overall intent of addressing
not only the items that the Government intentionally consumes, but
those products that the Government unintentionally consumes (such as
packaging) that then have to be disposed of once the item is delivered.
Rulemaking That Advances Equity and Supports Underserved, Vulnerable
and Marginalized Communities
GSAR Case 2020-G511, Updated Guidance for Non-Federal Entities
Access to Federal Supply Schedules, will clarify the requirements for
use of the FSS by eligible non-Federal entities, such as State and
local governments. The regulatory changes are intended to increase
understanding of the existing guidance and expand access to GSA sources
of supply by eligible non-Federal entities, as authorized by historic
statutes, including the Federal Supply Schedules Usage Act of 2010.
[[Page 9509]]
Rulemaking That Reflects Actions That Create and Sustain Good Jobs With
a Free and Fair Choice To Join a Union and Promote Economic Resilience
in General
GSAR Case 2021-G530, Labor Requirements for Lease Acquisitions,
will increase efficiency and cost savings in the work performed for
leases with the Federal Government by increasing the hourly minimum
wage paid to those contractors in accordance with Executive Order
14026, ``Increasing the Minimum Wage for Federal Contractors,'' dated
April 27, 2021, and U.S. Department of Labor regulations at 29 CFR part
23.
GSAR Case 2020-G510, Federal Supply Schedule Economic Price
Adjustment (EPA), will clarify, update, and incorporate Federal Supply
Schedule (FSS) program policies and procedures regarding economic price
adjustment, including updating related prescriptions and clauses.
Ultimately, the case aims to streamline the EPA process for FSS
business partners and GSA's acquisition workforce.
GSAR Case 2021-G530, Extension of Federal Minimum Wage to Lease
Acquisitions, will increase efficiency and cost savings in the work
performed for leases with the Federal Government by increasing the
hourly minimum wage paid to those contractors in accordance with
Executive Order 14026, ``Increasing the Minimum Wage for Federal
Contractors,'' dated April 27, 2021, and U.S. Department of Labor
regulations at 29 CFR part 23.
Rulemaking Reflecting Actions That Improve Service Delivery, Customer
Experience, and Reduce Administrative Burdens
GSAR Case 2022-G506, Standardizing the Identification of Deviations
in the GSAR, standardizes the identification, including number, title,
date, and deviation label, of any provision or clause listed in the
General Services Administration Regulation (GSAR) that has an
authorized deviation. Standardizing this information will add clarity
and uniformity, therefore reducing burden, for both the GSA acquisition
workforce and GSA's industry partners.
Dated: August 15, 2023.
Krystal J. Brumfield,
Associate Administrator, Office of Government-wide Policy.
BILLING CODE 6820-14
BILLING CODE 6820-34-P
NATIONAL AERONAUTICS AND SPACE ADMINISTRATION (NASA)
Statement of Regulatory Priorities
The National Aeronautics and Space Administration's (NASA) aim is
to increase human understanding of the solar system and the universe
that contains it and to improve American aeronautics ability. NASA's
basic organization consists of the Headquarters, nine field Centers,
the Jet Propulsion Laboratory (a federally funded research and
development center), and several component installations which report
to Center Directors. Responsibility for overall planning, coordination,
and control of NASA programs is vested in NASA Headquarters, located in
Washington, DC.
NASA continues to implement programs according to its 2022
Strategic Plan. The Agency's mission is to ``explore the unknown in air
and space, innovate for the benefit of humanity, and inspire the world
through discovery.'' The 2022 Strategic Plan (available at 2022 NASA
Strategic Plan) guides NASA's program activities through a framework of
the following four strategic goals:
Strategic Goal 1: Expand human knowledge through new
scientific discoveries.
Strategic Goal 2: Extend human presence deeper into space
and to the Moon for sustainable long-term exploration and utilization.
Strategic Goal 3: Catalyze economic growth and drive
innovations to address national challenges.
Strategic Goal 4: Enhance capabilities and operations to
catalyze current and future mission success.
NASA's Regulatory Philosophy and Principles
The Agency's rulemaking program strives to be responsive,
efficient, and transparent. NASA adheres to the general principles set
forth in Executive Order 12866, Regulatory Planning and Review. NASA is
a signatory to the Federal Acquisition Regulatory (FAR) Council. The
FAR at 48 Code of Federal Regulations (CFR), chapter 1, contains
procurement regulations that apply to NASA and other Federal agencies.
Pursuant to 41 United States Code (U.S.C.), section 1302, and FAR
1.103(b), the FAR is jointly prepared, issued, and maintained by the
Secretary of Defense, the Administrator of General Services, and the
Administrator of NASA, under several of their statutory authorities.
NASA is also mindful of the importance of international regulatory
cooperation, consistent with domestic law and the United States (U.S.)
trade policy, as noted in Executive Order 13609, Promoting
International Regulatory Cooperation. NASA, along with the Departments
of State, Commerce, and Defense, engage with other countries in the
Wassenaar Arrangement, Nuclear Suppliers Group, Australia Group, and
Missile Technology Control Regime through which the international
community develops a common list of items that should be subject to
export controls. NASA also has been a key participant in interagency
efforts to overhaul and streamline the U.S. Munitions List and the
Commerce Control List. These efforts help facilitate transfers of goods
and technologies to allies and partners while helping prevent transfers
to countries of national security and proliferation concerns.
NASA Priority Regulatory Actions
NASA is highlighting the priorities summarized below in this
agenda.
Procedures for Implementing the National Environmental Policy Act
(NEPA)
NASA is finalizing its regulations for implementing the National
Environmental Policy Act of 1969 and the Council on Environmental
Quality regulations. These amendments will update 14 CFR subpart
1216.3, Procedures for Implementing the NEPA, to incorporate the
Agency's review of its Categorical Exclusions and streamline the NEPA
process to better support NASA's evolving mission.
NASA Federal Acquisition Regulation (FAR) Supplement (NFS)
NASA is finalizing its regulations in the NFS at 48 CFR, chapter
18. These amendments will remove the Solicitation Provision and the
Determination of Compensation Reasonableness to align with FAR
requirements and changes made in 10 U.S.C. pursuant to a section of the
William M. (Mac) Thornberry National Defense Authorization Act (NDAA)
for Fiscal Year (FY) 2021 (Pub. L. 116-283). The Agency will also issue
a proposed rule to amend chapter 18 to align with changes made in the
FAR that reflects an updated ``commercial item'' definition pursuant to
a section of the John S. McCain NDAA for FY 2019 (Pub. L. 115-232).
Public Outreach and Engagement
As NASA develops regulations, we seek to increase public
participation and community outreach to be better informed of and
address issues from
[[Page 9510]]
members of the public affected by our regulations. For example, our
Office of Communications is currently beta testing a revised website to
enhance NASA's interactions with the public. The revised site will
include a ``Doing Business With NASA'' page; opportunities and advice
on providing public comment on NASA regulations, and information on
forming partnerships with the Agency using NASA's Other Transactional
Authorities, such as Space Act Agreements.
NASA uses Federal Register notices, website postings, press
releases, and social media releases to notify the public of the dates
and times for input on NASA programs. NASA offices also work to support
roundtables and similar engagements so stakeholder organizations can
meet with NASA leaders to discuss and share information about NASA
policies and programs. Currently, the Agency sponsors 12 Federal
advisory committee providing NASA the opportunity to engage with
external subject matter experts on key topics of Agency interest. All
advisory meetings are announced in the Federal Register, allowing an
opportunity for the public to obtain information on committee work
before it leads to recommendations for Agency consideration.
NASA engages with the public on procurement-related regulations in
several ways. In addition to publishing abstracts and anticipated
publication dates for upcoming rules in the biannual Unified Agenda,
members of the public can track the progress of any open and pending
NASA regulation upon publication of NASA Federal Acquisition
Regulations (FAR) Supplement (NFS) rules in the Federal Register (FR).
NASA also meets with industry associations on a quarterly basis
both for its own regulations and as a signatory to the FAR. Industry
associations that regularly participate in these discussions include
members of Council of Defense and Space Industry Associations (CODSIA).
CODSIA current member associations include:
Aerospace Industries Association
American Council of Engineering Companies
Associated General Contractors
Computing Technology Industry Association Federal Procurement
Council
Information Technology Industry Council
National Defense Industrial Association
Professional Services Council
During these meetings, NASA often provides information on open FAR
rules which is publicly accessible in the FAR Case Status Report at
https://www.acq.osd.mil/dpap/dars/far_case_status.html, and may provide
an update on companion NFS acquisition rules. Occasionally, while NFS
or FAR rules are out for public comment, NASA will hold a public
meeting to allow the public to provide feedback in an open forum.
Information regarding a public meeting is typically provided the rule
document upon publication for comment.
NASA's Acquisition also conveys policy changes through publications
the following websites:
Procurement Class Deviations at https://www.hq.nasa.gov/office/procurement/regs/pcd.pdf.
Procurement Notices (https://www.hq.nasa.gov/office/procurement/regs/pn.pdf).
Procurement Information Circulars at https://www.hq.nasa.gov/office/procurement/regs/pic.pdf.
NASA actively engages the public through Federal Register
publications. For example, two Requests for Information [86 FR 31735
and 88 FR 21725] were published to gather input on the obstacles and
difficulties hindering involvement of individuals from underserved
communities (as defined in Executive Order 13985, Advancing Racial
Equity and Support for Underserved Communities Through the Federal
Government, and Executive Order 14091 Further Advancing Racial Equity
and Support for Underserved Communities Through the Federal Government)
in NASA's procurement, grants, and cooperative agreements. Currently,
public responses are being reviewed by the Agency. In the interim, NASA
has taken action to increase its outreach efforts aimed at reaching
underserved communities; specifically providing additional virtual
training seminars and webinars to engage members of underserved
communities on understanding NASA programs and on how to do business
with NASA.
In addition to these program-specific efforts, NASA regularly seeks
feedback from customers in the form of information collections under
the Paperwork Reduction Act (PRA). The Agency maintains several generic
PRA clearances allowing the Agency to rapidly engage the public.
2700-0153, Generic Clearance for the Collection of Qualitative Feedback
on Agency Service Delivery
This collection of information allows the Agency to engage members
of the public and stakeholders through quick surveys, small discussion
or focus groups, and can highlight areas where communication, training,
or changes in operations which could improve delivery of products or
services. For example, the Artemis Student Challenges (ASC) provides
foundational learning opportunities to prepare students to learn and
engage in Artemis-focused challenges that align with the technological
needs of the Artemis missions and/or that will provide the Artemis
generation with new, authentic, high- quality student challenge
experiences. ASC provides students with the opportunity to design,
build, and test technologies.
2700-0159, Generic Clearance for the NASA Office of Education
Performance Measurement and Evaluation (Testing)
This collection supports NASA's Office of STEM Engagement which
administers the Agency's national education activities in support of
the Space Act. This collection allows the Agency to validate the forms
and instruments used by educators, students and NASA interns for
program application forms, customer satisfaction questionnaires, focus
group protocols, and project activity survey instruments.
2700-0181, Generic Clearance for Improving Customer Experience (OMB
Circular A-11, Section 280 Implementation)
This information collection is used to garner customer and
stakeholder feedback in accordance with the Administration's commitment
to improving customer service delivery as discussed in Section 280 of
OMB Circular A-11. The Circular established government-wide standards
for mature customer experience organizations in government to identify
their highest-impact customer journeys and select touchpoints or
transactions within those journeys to collect feedback. These results
will be used to improve the delivery of Federal services and programs
and will provide government-wide data on customer experience that can
be displayed on performance.gov to help build transparency and
accountability of Federal programs.
NASA's SBIR/STTR team is currently considering how to leverage this
collection to:
Develop a user-friendly interface for online applications
to make it easier for small businesses to navigate the submission
process.
Simplify the application process to reduces administrative
burden.
[[Page 9511]]
Seek feedback from applicants and stakeholders to identify
areas for improvement.
BILLING CODE 7510-13-P
NATIONAL ARCHIVES AND RECORDS ADMINISTRATION (NARA)
Statement of Regulatory Priorities
The National Archives and Records Administration (NARA) primarily
issues regulations directed to other federal agencies. These
regulations include records management, information services, and
information security. For example, records management regulations
directed to federal agencies concern the proper management and
disposition of federal records. Through the Information Security
Oversight Office (ISOO), NARA also issues Government-wide regulations
concerning information security classification, controlled unclassified
information (CUI), and declassification programs; through the Office of
Government Information Services, NARA issues Government-wide
regulations concerning the Freedom of Information Act (FOIA) dispute
resolution services and FOIA ombudsman functions; and through the
Office of the Federal Register, NARA issues regulations concerning
publishing federal documents in the Federal Register, Code of Federal
Regulations, and other publications.
NARA regulations directed to the public primarily address access to
and use of our historically valuable holdings, including archives,
donated historical materials, Nixon Presidential materials, and other
Presidential records. NARA also issues regulations relating to the
National Historical Publications and Records Commission (NHPRC) grant
programs.
Proposed Changes to Rescheduling Requirements
In the second quarter of FY 2024, NARA will issue a draft rule with
changes to 36 CFR 1225.22 regarding requirements for agencies to
reschedule their records. All rescheduling requirements will be in
section 1225.22. NARA will remove and reserve sections 1225.24 and
1225.26 to eliminate the media neutral notification requirement, which
is no longer relevant.
Enhancing Oversight Requirements for Records Management
We also propose to amend 36 CFR part 1239. We are removing subpart
B--Program Assistance, as it is out-of-date and informational, and
provides no agency requirements. We are proposing to update the
remaining subparts to provide clarity and specificity to our agency
oversight requirements. We propose to move unauthorized disposition
requirements from 36 CFR part 1230 to 36 CFR part 1239 and strengthen
them.
Streamlining Requirements for Agencies Dealing With General Records
Schedules and GAO
We propose updating 36 CFR 1225.20 and removing 1225.12(h) to make
it easier for agencies applying the General Records Schedules (GRS) by
minimizing the instances where the General Accounting Office (GAO) must
be consulted. Now, agencies will only need GAO approval for deviations
from GRS 1.1, item 010, which relates to accountable officer records.
They won't need GAO approval for deviations from other parts of the
GRS. Also, they won't need GAO approval for program records schedules
that are less than three years old.
New Digitization Standards for Permanent Still Image Film Records
The next step for digitization standards in NARA's Regulations will
include technical standards for digitizing various permanent still
image film records, such as transparencies, negatives, radiographic,
microfiche, and microfilm. These standards will be added to subpart E
of 36 CFR part 1236.
Revising Provisions for Digital Photographs
We propose revising the provisions stated in 36 CFR 1237.28(d),
which addresses special concerns for digital photographs. This revision
is essential because the recent publication of subpart E of 36 CFR part
1236 introduces new and more detailed requirements for digitizing
photographic prints.
Authorization for Disposing of Digitized Temporary Records
In June 2023, NARA released GRS Transmittal 34, introducing GRS 4.5
Digitizing Records. As a result, we propose updating the regulations in
36 CFR 1236.36 to ensure appropriate authorization for disposing of
temporary records after they have been digitized. Furthermore, we
propose aligning the language used throughout 36 CFR subpart D with the
newly published subpart E of 36 CFR part 1236.
Improving Regulations for Electronic Message Preservation
On January 1, 2021, the Federal Records Act was amended. The
updated law now requires the Archivist of the United States to create
regulations for federal agencies on preserving electronic messages that
are considered records. In response to this, we are proposing changes
to our regulations by revising section 1236.22, which covers the
additional requirements for managing electronic mail records. The aim
is to clearly outline the records management requirements for
electronic messages and systems.
These records management regulatory priorities align with the goals
and initiatives of our Strategic Plan 2022-2026.
BILLING CODE 7515-01-P
NATIONAL SCIENCE FOUNDATION
Overview
The National Science Foundation (NSF) is an independent federal
agency created by Congress in 1950 ``to promote the progress of
science; to advance the national health, prosperity, and welfare; to
secure the national defense . . .'' NSF is vital because we support
basic research and people to create knowledge that transforms the
future. This type of support:
Is a primary driver of the U.S. economy
Enhances the nation's security
Advances knowledge to sustain global leadership
With an annual budget of $9.5 billion (FY 2023), we are the funding
source for approximately 23% of the total federal budget for basic
research conducted at U.S. colleges and universities. In many fields
such as mathematics, computer science and the social sciences, NSF is
the major source of federal backing.
We fulfill our mission chiefly by issuing limited-term grants--
currently about 11,200 new awards per year, with an average duration of
three years--to fund specific research proposals that have been judged
the most promising by a rigorous and objective merit-review system.
Most of these awards go to individuals or small groups of
investigators. Others provide funding for research centers, instruments
and facilities that allow scientists, engineers, and students to work
at the outermost frontiers of knowledge.
NSF's goals--discovery, learning, research infrastructure and
stewardship--provide an integrated strategy to advance the frontiers of
knowledge, cultivate a world-class, broadly inclusive science and
engineering workforce and expand the scientific literacy of all
citizens, build the nation's research capability through
[[Page 9512]]
investments in advanced instrumentation and facilities, and support
excellence in science and engineering research and education through a
capable and responsive organization. We like to say that NSF is ``where
discoveries begin.''
NSF is committed to expanding the opportunities in STEM to people
of all racial, ethnic, geographic, and socioeconomic backgrounds,
sexual orientations, gender identities and to persons with
disabilities.
We value diversity and inclusion, demonstrate integrity and
excellence in our devotion to public service and prioritize innovation
and collaboration in our support of the work of the scientific
community and of each other.
While broadening participation in STEM is included in NSF's merit
review criteria, some programs go beyond the standard review criteria.
These investments--which make up NSF's Broadening Participation in STEM
Portfolio--use different approaches to build STEM education and
research capacity, catalyze new areas of STEM research, and develop
strategic partnerships and alliances.
Many of the discoveries and technological advances have been truly
revolutionary. In the past few decades, NSF-funded researchers have won
some 236 Nobel Prizes as well as other honors too numerous to list.
These pioneers have included the scientists or teams that discovered
many of the fundamental particles of matter, analyzed the cosmic
microwaves left over from the earliest epoch of the universe, developed
carbon-14 dating of ancient artifacts, decoded the genetics of viruses,
and created an entirely new state of matter called a Bose-Einstein
condensate.
NSF also funds equipment that is needed by scientists and engineers
but is often too expensive for any one group or researcher to afford.
Examples of such major research equipment include giant optical and
radio telescopes, Antarctic research sites, high-end computer
facilities and ultra-high-speed connections, ships for ocean research,
sensitive detectors of very subtle physical phenomena and gravitational
wave observatories.
Another essential element in NSF's mission is support for science
and engineering education, from pre-K through graduate school and
beyond. The research we fund is thoroughly integrated with education to
help ensure that there will always be plenty of skilled people
available to work in new and emerging scientific, engineering, and
technological fields, and plenty of capable teachers to educate the
next generation.
No single factor is more important to the intellectual and economic
progress of society, and to the enhanced well-being of its citizens,
than the continuous acquisition of new knowledge. NSF is proud to be a
major part of that process.
Specifically, the Foundation's organic legislation authorizes us to
engage in the following activities:
A. Initiate and support, through grants and contracts, scientific
and engineering research, and programs to strengthen scientific and
engineering research potential, and education programs at all levels,
and appraise the impact of research upon industrial development and the
general welfare.
B. Award graduate fellowships in the sciences and in engineering.
C. Foster the interchange of scientific information among
scientists and engineers in the United States and foreign countries.
D. Foster and support the development and use of computers and
other scientific methods and technologies, primarily for research and
education in the sciences.
E. Evaluate the status and needs of the various sciences and
engineering and take into consideration the results of this evaluation
in correlating our research and educational programs with other federal
and non-federal programs.
F. Provide a central clearinghouse for the collection,
interpretation, and analysis of data on scientific and technical
resources in the United States, and provide a source of information for
policy formulation by other federal agencies.
G. Determine the total amount of federal money received by
universities and appropriate organizations for the conduct of
scientific and engineering research, including both basic and applied,
and construction of facilities where such research is conducted, but
excluding development, and report annually thereon to the President and
the Congress.
H. Initiate and support specific scientific and engineering
activities in connection with matters relating to international
cooperation, national security, and the effects of scientific and
technological applications upon society.
I. Initiate and support scientific and engineering research,
including applied research, at academic and other nonprofit
institutions and, at the direction of the President, support applied
research at other organizations.
J. Recommend and encourage the pursuit of national policies for the
promotion of basic research and education in the sciences and
engineering. Strengthen research and education innovation in the
sciences and engineering, including independent research by
individuals, throughout the United States.
K. Support activities designed to increase the participation of
women and minorities and others underrepresented in science and
technology. The Louis Stokes Alliances for Minority Participation
(LSAMP) program is an alliance-based program. The program's theory is
based on the Tinto model for student retention referenced in the 2005
LSAMP program evaluation (cleared under 3145-0190 and now covered by
3145-0226). The overall goal of the program is to assist universities
and colleges in diversifying the nation's science, technology,
engineering, and mathematics (STEM) workforce by increasing the number
of STEM baccalaureate and graduate degrees awarded to populations
historically underrepresented in these disciplines: African Americans,
Hispanic Americans, American Indians, Alaska Natives, Native Hawaiians,
and Native Pacific Islanders. LSAMP's efforts to increase diversity in
STEM are aligned with the goals of the Federal Government's five-year
strategic plan for STEM education, Charting a Course for Success:
America's Strategy for STEM Education.
With this fall regulatory agenda, NSF highlights the Robert Noyce
Teacher Scholarship (Noyce) Program (RIN 3145-AA65). This program
provides funding to institutions of higher education for scholarships
to STEM major undergraduates and professionals to become effective
certified K-12 STEM teachers and experienced, exemplary K-12 teachers
to become master teacher leaders in high-need school districts.
Undergraduate and post-baccalaureate STEM professionals receiving
funding must teach two years in a high-need school district for each
year in which they have received financial support. Post-baccalaureate
STEM professionals must teach for four years in a high-need school
district during which time they receive annual salary supplements from
the grant funds. Experienced, exemplary K-12 teachers of mathematics or
science in high-need school districts receiving financial support may
be supported for one year in obtaining a master's degree and then
receive a salary supplement from grant funds for four years as they
continue to teach in a high-need school district. Individuals who
already possess a master's degree can be supported for five years with
salary supplements from grant funds as they continue to teach in a
high-need school
[[Page 9513]]
district. NSF, in consultation with the Secretary of Education, plans
to l propose regulations on the process of treating scholarships as
Federal unsubsidized student loans for repayment purposes when the
scholarship recipients fail to meet their required service obligations
under the Noyce Program.
Consistent with the President's Executive Order on Modernizing
Regulatory Review (Apr. 6, 2023), NSF intends to consider a variety of
methods, beyond publication of the proposed regulation for public
comment in the Federal Register, to encourage the participation and
input of potentially affected individuals and entities. These
additional efforts may include notices, bulletins, emails, phone calls,
meetings, surveys, ``office hours,'' or other means of communication,
information gathering, and dialogue with academic institutions that
receive or have received Noyce scholarship funding, as well as similar
outreach, by NSF or these institutions, to past and present individual
Noyce scholarship recipients, to obtain their views.
In addition, NSF regularly seeks feedback from customers in the
form of information collections under the Paperwork Reduction Act
(PRA). NSF maintains three generic PRA clearances allowing the Agency
to rapidly engage the public: two clearances allow NSF to collect
customer feedback on service delivery for NSF programs such as
principal investigator workshops and website redesigns (OMB Control
Number 3145-0215, Generic Clearance for the Collection of Qualitative
Feedback on Agency Service Delivery and OMB Control Number 3145-0254,
Generic Clearance for Improving Customer Experience (OMB Circular A-11,
Section 280 Implementation)), and a third to allow NSF to collect
information for evaluation, research, and evidence building in order to
improve surveys conducted by the National Center for Science,
Engineering and Statistics programs (OMB Control Number 3145-0174, SRS-
Generic Clearance of Survey Improvement Projects for the Division of
Science Resources Statistics). Additional information regarding these
collections--including all background materials--can be found at
https://www.reginfo.gov/public/do/PRAMain.
BILLING CODE 7555-01-P
U.S. OFFICE OF PERSONNEL MANAGEMENT
Statement of Regulatory and Deregulatory Priorities
Fall 2023 Unified Agenda
The Office of Personnel Management (OPM) serves as the chief human
resources agency and personnel policy manager for the Federal
Government. We are champions of talent for the Federal Government,
leading Federal agencies in workforce policies, programs, and benefits
in service to the American people. We seek to position the Federal
Government as a model employer through innovation, inclusivity, and
leadership, as we build a rewarding culture that empowers the Federal
workforce to tackle some of our nation's toughest challenges.
OPM's regulatory agenda is aligned with these core mission areas
and advances multiple Biden-Harris Administration priorities. Indeed,
each of OPM's regulations is focused on improving the efficiency and
effectiveness of government--a key Administration priority. In
addition, several of OPM's regulations are:
Actions that empower workers and increase their wages;
Actions that promote racial and gender equity and LGBTQI+
equality and address issues of disability, religious discrimination,
persistent poverty, and immigration;
Actions that address pandemic preparedness and access to
healthcare; and
Actions that improve access to and delivery of public
programs and services by reducing administrative burden.
While OPM is committed to promoting inclusiveness in the regulatory
process, most of our regulations are focused on organizational and
personnel matters and, therefore, agency engagement with the general
public is limited. In cases where OPM regulations do have public
impact, OPM actively engages with stakeholders who may be affected by
our regulations directly or indirectly through the social groups they
represent. Public participation through petitions, job fairs, webinars,
meetings, and the public comment process have informed the development
of a few of our rulemakings at the initiation phase of the process and
are summarized in this Statement, where applicable. Generally, however,
OPM's engagement in developing its regulatory program focuses on
engagement with agencies (such as through the Chief Human Capital
Officers Council) and employee representative groups (such as labor
unions).
We will continue to encourage and provide opportunities for
meaningful participation to inform regulatory planning in the future.
I. Actions That Empower Workers and Increase Their Wages
OPM is committed to recruiting, retaining, and supporting a world-
class Federal workforce. This means providing pathways to Federal
service, working to make every Federal job a good job, and
strengthening Federal labor unions. OPM's regulatory agenda advances
each of these goals and reflects the inputs received from members of
the public during different phases of the rulemaking process.
Pathways Programs (3206-AO25)
OPM is finalizing modifications to the Pathways Programs to align
the three constituent programs to better meet the Federal government's
needs for recruiting and hiring interns and recent graduates. OPM
proposes to update the regulations for the Pathways Programs to
facilitate a better applicant experience, to improve developmental
opportunities for Pathways Program participants, and to streamline
agencies' ability to hire participants in the Pathways Programs,
especially those who have successfully completed their Pathways
requirements and are eligible for conversion to a term or permanent
position in the competitive service. Robust Pathways Programs with
appropriate safeguards to promote its use as a supplement to, and not a
substitute for, the competitive hiring process is essential to boosting
the Federal government's ability to recruit and retain early career
talent.
This rule was informed by feedback from various stakeholders over
the past decade, including applicants, educational institutions,
Federal employees, and agencies. Major sources of this feedback include
outreach events like job fairs and presentations/webinars on the
Pathways Programs. Email inquiries from applicants and participants
about how the Programs work provided additional opportunities to
receive feedback. Based on these inputs, OPM is modifying current
regulations to allow Recent Graduate and Presidential Management
Fellows participants to be converted to term or permanent positions in
any agency, when appropriate. After publishing the proposed rule, OPM
further engaged stakeholders to ensure awareness and encourage the
submission of comments that may inform the development of the final
rule.
[[Page 9514]]
Time-Limited Promotions [3206-A052]
The Office of Personnel Management (OPM) is issuing a proposed rule
to clarify that bargaining- unit employees who are detailed or
temporarily promoted to higher grade duties of a higher- graded
position should be paid appropriately for performing these duties, when
ordered by an arbitrator, administrative body, or court, under a
collective bargaining agreement and the employees were assigned these
duties outside of competitive hiring procedures. Similarly, the
proposed rule clarifies that non-bargaining unit employees should also
be paid appropriately for performing these duties if ordered by an
administrative body or court. At present, non-competitive temporary
promotions and non-competitive details to duties of higher-graded
positions are limited to no more than 120 days under OPM regulations
regardless of the bargaining-unit status of the employee. Current
regulations prohibit employees from being appropriately paid for
higher- graded duties performed in excess of 120 days and assigned
without competition. As a result, the principle of equal pay for equal
work is absent and bargaining unit employees are unable to have
meaningful recourse through their negotiated collective bargaining
agreement.
OPM's decision to issue this proposed rule was informed by
engagement with the National Treasury Employees Union (NTEU) and the
National Federation of Federal Employees (NFFE). In 2022, NTEU
submitted a written petition to OPM seeking the issuance of a rule
under 5 U.S.C. 553(e). This petition outlined the problem to be
addressed with recommended changes. In addition, NFFE raised similar
suggestions in meetings with OPM in late 2022. When the proposed rule
is issued, OPM anticipates further engagement with national unions and
other Federal employee groups.
Upholding Civil Service Protections and Merit System
Principles [3206-A056]
OPM plans to finalize a rule to uphold civil service protections
and merit system principles after consideration of comments on OPM's
proposal. OPM proposed to clarify that employees who are moved
involuntarily from the competitive to the excepted service, or from one
excepted service schedule to another, retain the status and adverse
action rights they had at the time of movement. OPM's proposal also
required Federal agencies to follow specific procedures upon moving any
employees without their consent from the competitive service to the
excepted service or, if already in the excepted service, to a different
excepted service schedule. Finally, OPM proposed to define positions of
a ``confidential, policy-determining, policy-making, or policy-
advocating character,'' in accordance with legislative history and
Congressional intent, to mean political appointments.
In late 2022, the National Treasury Employees Union (NTEU)
submitted a written petition to OPM outlining their views on regulatory
changes that would reinform civil service protections and merit system
principles. Subsequently in early 2023, the Federal Workers Alliance
(FWA) sent a letter to OPM expressing support for the NTEU petition.
OPM anticipates engagement with national unions and other Federal
employee groups during the notice and comment period as part of the
standard regulatory process.
II. Actions That Promote Racial and Gender Equity and LGBTQI+ Equality
and Address Issues of Disability, Religious Discrimination, Persistent
Poverty, and Immigration
In fact, many of the regulations noted above--in particular, those
focused on providing pathways into the Federal Government--emphasize
equity. Additional work in this area focuses on promoting pay equity
and OPM has made efforts to encourage feedback on the proposals from
stakeholders.
Advancing Pay Equity in Governmentwide Pay Systems (3206-AO39)
OPM is issuing a final rule to advance pay equity in the General
Schedule (GS) pay system, Prevailing Rate Systems, Administrative
Appeals Judge (AAJ) pay system, and Administrative Law Judge (ALJ) pay
system by revising the criteria for making salary determinations based
on salary history. After the proposed rule was published, OPM shared it
with more than 990 stakeholders to ensure awareness and encourage the
submission of comments that may inform the development of the final
rule.
III. Actions That Address Pandemic Preparedness and Access to
Healthcare
OPM has helped to lead the Federal Government throughout the COVID-
19 pandemic--serving as a co-chair of the Safer Federal Workforce Task
Force, supporting agencies with implementation of a maximum telework
posture, and providing meaningful benefits to Federal employees. OPM
will continue this important work through its regulatory agenda.
Scheduling of Annual Leave for Employees Responding to COVID-
19 (3206-AO04)
OPM is finalizing regulations to assist agencies and employees
responding to the National Emergency Concerning the Novel Coronavirus
Disease (COVID-19) Outbreak and for future national emergencies. The
regulations provide that employees who would forfeit annual leave in
excess of the maximum annual leave allowable carryover because of their
work to support the nation during a national emergency will have their
excess annual leave deemed to have been scheduled in advance and
subject to leave restoration.
Evacuation During a Public Health Emergency (3206-AO34)
OPM is proposing a new subpart Q within 5 CFR part 550, which would
amend, expand, and reorganize regulations that currently provide
agencies with the authority to evacuate employees during a pandemic
health crisis. The revised regulations will provide agencies with the
authority to evacuate an employee or groups of employees during either
a public health emergency declaration or a pandemic health crisis. The
current authority to evacuate employees during a pandemic health crisis
is found at 5 CFR 550.409. This revision and reorganization of the
regulations will enable OPM to capitalize on lessons learned from the
COVID-19 pandemic.
Postal Service Health Benefits Program (3206-AO43)
OPM is finalizing an interim final rule that implemented the Postal
Service Health Benefits (PSHB) Program within the Federal Employees
Health Benefits (FEHB) Program pursuant to the Postal Service Reform
Act of 2022. This regulation will ensure continuity of health insurance
coverage for Postal Service employees, annuitants, and their family
members who will no longer be eligible for FEHB in January 2025; enable
enrollees access to more prescription drug coverage options and
potential reduction in prescription drug costs for Medicare Part D
eligible enrollees; reduce the Postal Service's premiums by
approximately $5.7 billion over 10 years (CBO Analysis) and reduce its
future liability for retiree health benefits; and enable use of a
central enrollment portal that will reduce administrative burden for
enrollment, which will ensure more accurate payment of plans, allow
more
[[Page 9515]]
frequent sharing of enrollment data with plans, and limit human error.
IV. Actions That Improve Access to and Delivery of Public Programs and
Services by Reducing Administrative Burden
OPM's work in this area focuses on improving efficiency and
providing agencies additional flexibilities in the hiring process.
Hiring Authority for Post-Secondary Students (3206-AN86)
OPM is finalizing regulations establishing hiring authorities for
post-secondary students to positions in the competitive service to
provide additional flexibility in hiring eligible and qualified
individuals. These revisions will implement section 1108 of Public Law
115-232, John S. McCain National Defense Authorization Act (NDAA) for
Fiscal Year (FY) 2019.
Hiring Authority for College Graduates (3206-AN79)
OPM is finalizing regulations establishing hiring authorities for
certain college graduates to positions in the competitive service. This
rule will provide additional flexibility in hiring eligible and
qualified individuals by implementing section 1108 of Public Law 115-
232, the NDAA for FY 2019.
Rule of Many (3206-AN80)
OPM is finalizing regulations to implement changes--known as the
``rule of many''--authorized by the NDAA for FY 2019 governing the
selection of candidates from competitive lists of eligibles. The
statute eliminates the requirement that an agency select only from the
top three candidates at any given juncture (the rule of three) in
numerical rating and ranking and instead authorizes agencies to certify
and consider a sufficient number of candidates, no fewer than three,
using a cut-off score or other mechanism established through this
rulemaking. This change also affects how agencies may make selections
under 5 CFR part 302, titled ``Employment in the Excepted Service.''
These changes will provide expanded flexibility to agencies in the
selection of candidates.
Noncompetitive Appointment of Certain Military Spouses (3206-
AO57)
OPM is issuing interim final regulations to implement section 1111
of Public Law 117-263, the NDAA for FY 2023. These revisions extend the
eligibility criteria for any spouse married to an active-duty military
member through December 31, 2028, and remove the agency reporting
requirements established under section 573(d) of Public Law 115-232.
The intended effect of the Authority is to increase the hiring of
military spouses in the Federal Government.
Recruitment and Relocation Incentive Waivers (3206-AO36)
OPM is issuing a proposed rule to expand the authority to approve
waivers of the normal payment limitations on recruitment and relocation
incentives, so that agencies have access to higher payment limitations
based on a critical need without requesting approval from OPM.
Currently, agencies have the authority to approve a recruitment or
relocation incentive without OPM approval for payments of up to 25
percent of an employee's annual rate of basic pay times the number of
years in a service agreement (not to exceed 4 years or 100 percent of
annual basic pay). Under a waiver, agencies could approve a recruitment
or relocation incentive without OPM approval for payments of up to 50
percent of an employee's annual rate of basic pay times the number of
years in a service agreement (not to exceed 100 percent of annual basic
pay).
Recruitment and Selection Through Competitive Examination
(3206-AO24)
OPM is finalizing revisions implementing the Competitive Service
Act of 2015, Public Law 114-137, to allow an appointing authority
(i.e., the head of a federal agency or department) to share a
competitive certificate of eligibles with one or more appointing
authorities for the purpose of making selections of qualified
candidates.
Selective Service Registration (3206-AO37)
OPM is proposing regulations to enable executive agencies to make
initial determinations as to whether failure to register with the
Selective Service System was knowing and willful.
BILLING CODE 3280-F5-P
PENSION BENEFIT GUARANTY CORPORATION (PBGC)
Statement of Regulatory and Deregulatory Priorities
The Pension Benefit Guaranty Corporation (PBGC or Corporation) is a
federal corporation created under title IV of the Employee Retirement
Income Security Act of 1974 (ERISA) to protect the retirement security
of over 33 million American workers, retirees, and beneficiaries in
both single-employer and multiemployer private-sector pension plans.
PBGC administers two insurance programs--one for single-employer
defined benefit pension plans and a second for multiemployer defined
benefit pension plans. In addition, PBGC administers a special
financial assistance (SFA) program for eligible financially troubled
multiemployer plans.
Single-Employer Program. Under the single-employer
program, when a plan terminates with insufficient assets to cover all
plan benefits (distress and involuntary terminations), PBGC pays plan
benefits that are guaranteed under title IV. PBGC also pays
nonguaranteed plan benefits to the extent funded by plan assets or
recoveries from employers. In fiscal year (FY) 2022, PBGC paid over
$7.0 billion in benefits to more than 960,000 participants. Operations
under the single-employer program are financed by insurance premiums,
investment income, assets from pension plans trusteed by PBGC, and
recoveries from the companies formerly responsible for the trusteed
plans.
Multiemployer Program. The multiemployer program covers
collectively bargained plans involving more than one unrelated
employer. PBGC provides traditional financial assistance (technically
in the form of a loan, though almost never repaid) to the plan if the
plan is insolvent and thus unable to pay benefits at the guaranteed
level. The guarantee is structured differently from, and is generally
significantly lower than, the single-employer guarantee. In FY2022,
PBGC provided $217 million in traditional financial assistance to 115
insolvent multiemployer plans covering 93,525 participants receiving
guaranteed benefits. Those plans also cover an additional 46,480
participants entitled to receive benefits in the future. PBGC also
provided a final payment of $9 million in financial assistance to
facilitate the merger of two multiemployer plans. Operations under the
multiemployer program generally are financed by insurance premiums and
investment income.
Special Financial Assistance Program. The American Rescue
Plan (ARP) Act of 2021 added section 4262 of ERISA, which requires PBGC
to provide SFA to certain financially troubled multiemployer plans upon
application for assistance. PBGC's SFA Program requires plans to
demonstrate eligibility for SFA and to calculate the amount of
assistance pursuant to ARP and PBGC's regulations. This program is
funded by general tax revenues.
[[Page 9516]]
For the second year in a row, both PBGC's Multiemployer Program and
Single-Employer Program have a positive net position at fiscal year-
end. The financial status of the single-employer program improved from
a positive net financial position of $30.9 billion at the end of FY
2021 to $36.6 billion at the end of FY 2022. The net financial position
of the multiemployer program improved from a positive net position of
$481 million at the end of FY 2021 to $1.1 billion at the end of FY
2022.
ARP substantially improves the financial condition and the outlook
for PBGC's multiemployer program. By forestalling the near-term
insolvency of the most troubled multiemployer plans, the multiemployer
program is no longer expected to go insolvent in FY 2026 and can
accumulate a greater level of reserve assets in its insurance fund in
the near-term.
To carry out its statutory functions, PBGC issues regulations on
such matters as how to pay premiums, when reports are due, what
benefits are covered by the insurance programs, how to terminate a
plan, the liability for underfunding, and how withdrawal liability
works for multiemployer plans. PBGC follows a regulatory approach that
seeks to encourage the continuation and maintenance of securely-funded
defined benefit plans. In developing new regulations and reviewing
existing regulations, PBGC seeks to reduce burdens on plans, employers,
and participants, and to ease and simplify employer compliance wherever
possible. PBGC particularly strives to meet the needs of small
businesses that sponsor defined benefit plans. In all such efforts,
PBGC's mission is to protect the retirement incomes of plan
participants.
Regulatory/Deregulatory Objectives and Priorities
PBGC's regulatory/deregulatory objectives and priorities are
developed in the context of the Corporation's statutory purposes,
priorities, and strategic goals.
Pension plans and the statutory framework in which they are
maintained and terminated are complex. Despite this complexity, PBGC is
committed to issuing simple, understandable, flexible, and timely
regulations to help affected parties. PBGC's regulatory/deregulatory
objectives and priorities are:
To enhance the retirement security of workers and
retirees;
To implement regulatory actions that ease compliance
burdens and achieve maximum net benefits while protecting retirement
security; and
To simplify existing regulations and reduce burden.
PBGC endeavors in all its regulatory and deregulatory actions to
promote clarity and reduce burden on the public.
Small Businesses
PBGC considers very seriously the impact of its regulations and
policies on small entities. PBGC attempts to minimize administrative
burdens on plans and participants, improve transparency, simplify
filing, and assist plans to comply with applicable requirements. PBGC
particularly strives to meet the needs of small businesses that sponsor
defined benefit plans. In all such efforts, PBGC's mission is to
protect the retirement incomes of plan participants.
Open Government and Public Engagement
PBGC encourages public participation in the regulatory process. For
example, PBGC's ``Federal Register Notices Open for Comment'' web page
highlights when there are opportunities to comment on proposed rules,
information collections, and other Federal Register notices. PBGC
encourages comments on an ongoing basis as it continues to look for
ways to further improve the agency's regulations. PBGC staff also
actively participate in conferences focused on employee retirement
benefits and engage with plan participant advocacy groups to understand
where there may be concerns with PBGC regulations. Efforts to reduce
regulatory burden in the projects discussed below are in substantial
part a response to public comments and engagement.
American Rescue Plan
The American Rescue Plan (ARP) Act of 2021 added a new section 4262
of ERISA to create a program to provide funding to severely underfunded
multiemployer pension plans to ensure that millions of America's
workers, retirees, and their families receive the pension benefits they
earned through many years of hard work.
Under new section 4262 of ERISA, PBGC was required within 120 days
to prescribe in regulations or other guidance the requirements for SFA
applications. To implement the program, on July 9, 2021, PBGC released
an interim final rule (RIN 1212-AB53) adding a new part 4262 to its
regulations, ``Special Financial Assistance by PBGC,'' which was
published in the Federal Register on July 12, 2021. Part 4262 provides
guidance to multiemployer pension plan sponsors on eligibility,
determining the amount of SFA, content of an application for SFA, the
process of applying, PBGC's review of applications, and restrictions
and conditions on plans that receive SFA. PBGC received over 100 public
comments on many provisions of the interim rule including the
methodology plans must use to calculate the amount of SFA, permissible
investments of SFA funds, and the conditions imposed on plans that
receive SFA. PBGC published a final rule on July 8, 2022, that makes
various changes to part 4262 in response to public comments. The
provisions of the final rule became effective on August 8. PBGC
included a 30-day public comment period solely on the change to the
condition to require a phased recognition of SFA assets for purposes of
computing employer withdrawal liability. In response to comments
received, PBGC added an exception process for the withdrawal liability
conditions that apply to a plan that receives SFA, which was published
in a final rule that was effective on January 26, 2023.
Multiemployer Plans
PBGC published a proposed rule on October 14, 2022, that would
prescribe actuarial assumptions which may be used by a multiemployer
plan actuary in determining an employer's withdrawal liability (RIN
1212-AB54). Section 4213(a) of ERISA permits PBGC to prescribe by
regulation such assumptions.
Benefit levels in a multiemployer plan are typically set by
trustees representing contributing employers and unions. Withdrawal
liability generally represents an employer's share of the plan's
unfunded vested benefits (UVBs) that the plan may have at the end of
the plan year immediately preceding the plan year in which the employer
withdraws. Withdrawal liability is the portion of the UVBs allocable to
the withdrawing employer and represents a plan's only opportunity to
require a withdrawing employer to pay its allocated share of the
unfunded liabilities. When a plan does not collect an adequate amount
of withdrawal liability from a withdrawing employer or collects an
amount that is less than a withdrawing employer's allocated share of
the plan's UVBs, that burden is shifted to the remaining contributing
employers in the plan. There is a higher likelihood that the plan will
not be able to pay full accrued benefits, and ultimately, there is an
increased likelihood that it would not have resources to pay basic
(PBGC-
[[Page 9517]]
guaranteed) benefits. In that case, a plan may have to cut benefits to
the PBGC guarantee level and apply to PBGC for financial assistance,
which shifts costs to plan participants and to others in the
multiemployer insurance system who fund PBGC via annual premiums.
The rulemaking is needed to clarify that a plan actuary's use of
4044 rates represents a valid approach to selecting an interest rate
assumption to determine withdrawal liability. The rulemaking would
thereby reduce or eliminate the cost-shifting effects of impediments to
actuaries' use of 4044 rates. PBGC plans to publish a final rule that
responds to the public comments received on the proposed rule.
PBGC also plans to propose a rulemaking that would add a new part
4022A to PBGC's regulations to provide guidance on determining the
monthly amount of multiemployer plan benefits guaranteed by PBGC
(``Multiemployer Plan Guaranteed Benefits,'' RIN 1212-AB37). For
example, the proposed rule would explain what multiemployer plan
benefits are eligible for PBGC's guarantee, how to determine credited
service, how to determine a benefit's accrual rate, and how to
calculate the guaranteed monthly benefit amount.
Rethinking Existing Regulations
Most of PBGC's regulatory/deregulatory actions are the result of
its ongoing retrospective review to identify and correct unintended
effects, inconsistencies, inaccuracies, and requirements made
irrelevant over time. For example, PBGC is proposing miscellaneous
updates, clarifications, and improvements (RIN 1212-AB51) to its
regulations that are in part a response to frequently asked questions
and comments received from stakeholders, such as to annual financial
and actuarial information filings (part 4010) and filings for
termination of single-employer plans (part 4041). This action also
addresses SECURE Act changes affecting premium rates (part 4006),
benefits payable in terminated single-employer plans (part 4022), and
part 4044 (allocation of assets in single-employer plans). PBGC's
regulatory review also identified a need to improve PBGC's recoupment
of benefit overpayment rules (``Improvements to Rules on Recoupment of
Benefit Overpayments,'' RIN 1212-AB47). Other rulemakings would
modernize PBGC's regulations and policies by adopting up-to-date
assumptions and methods that are more consistent with best practices
within the pension community. For example, PBGC is considering
modernizing the interest, mortality, and expense load assumptions used
to determine the present value of benefits under the asset allocation
regulation (for single-employer plans) and for determining mass
withdrawal liability payments (for multiemployer plans) (RIN 1212-AA55)
among other purposes.
PBGC
Final Rule Stage
225. Actuarial Assumptions for Determining an Employer's Withdrawal
Liability [1212-AB54]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 29 U.S.C. 1393; 29 U.S.C. 1302(b)(3)
CFR Citation: 29 CFR 4213.
Legal Deadline: None.
Abstract: This final rule responds to public comments received on
the proposed rule. It would prescribe actuarial assumptions which may
be used by a multiemployer plan actuary in determining an employer's
withdrawal liability.
Statement of Need: Benefit levels in a multiemployer plan are
typically set by trustees representing contributing employers and
unions. Withdrawal liability generally represents an employer's share
of the plan's unfunded vested benefits (UVBs) that the plan may have at
the end of the plan year immediately preceding the plan year in which
the employer withdraws. Withdrawal liability is the portion of the UVBs
allocable to the withdrawing employer and represents a plan's only
opportunity to require a withdrawing employer to pay its allocated
share of the unfunded liabilities. When a plan does not collect an
adequate amount of withdrawal liability from a withdrawing employer or
collects an amount that is less than a withdrawing employer's allocated
share of the plan's UVBs, that burden is shifted to the remaining
contributing employers in the plan. There is a higher likelihood that
the plan will not be able to pay full accrued benefits, and ultimately,
there is an increased likelihood that it would not have resources to
pay basic (PBGC-guaranteed) benefits. In that case, a plan may have to
cut benefits to the PBGC guarantee level and apply to PBGC for
financial assistance, which shifts costs to plan participants and to
others in the multiemployer insurance system who fund PBGC via annual
premiums.
This rulemaking is needed to clarify that a plan actuary's use of
4044 rates represents a valid approach to selecting an interest rate
assumption to determine withdrawal liability in all circumstances. The
rulemaking would thereby reduce or eliminate the cost-shifting effects
of impediments to actuaries' use of 4044 rates.
Anticipated Cost and Benefits: PBGC estimates that, in the 20 years
following the final rule's effective date, there will be a nominal
increase in cumulative withdrawal liability payments ranging between
$804 million and $2.98 billion. While PBGC expects that the rulemaking
will deter employer withdrawals, it will do so only at the margin, and
this impact is difficult to estimate. Accordingly, this analysis does
not model any change to the rate of employer withdrawals or decrease in
contributions due to improved plan funding attributable to these
changes because doing so would be too speculative.
The major expenses associated with a withdrawal liability dispute
are attorney fees, arbitration fees (including fees to initiate
arbitration and fees charged by an arbitrator), and fees charged by
expert witnesses. Though costs will vary greatly from plan to plan
based on the plan's benefit formula, size of the plan, attorney and
expert witness rates, and other factors, PBGC estimates that a
withdrawal liability arbitration, measuring from a request for plan
sponsor review of a withdrawal liability determination through the end
of arbitration would range from $82,500 to $222,000. For lengthy
litigation, costs can be over $1 million. Assuming some arbitrations
and litigation would be avoided entirely, and others would be less
complex because they would not include disputes over interest
assumptions, PBGC estimates that this rulemaking would result in an
annual savings of $500,000 to $1 million, split evenly between plans
and employers.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/14/22 87 FR 62316
NPRM Comment Period End............. 11/14/22
NPRM Comment Period Extended........ 11/10/22 87 FR 67853
NPRM Comment Period End............. 12/13/22
Final Rule.......................... 11/00/23
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Government Levels Affected: None.
Agency Contact: Hilary Duke, Assistant General Counsel for
Regulatory Affairs, Pension Benefit
[[Page 9518]]
Guaranty Corporation, 445 12th Street SW, Washington, DC 20024, Phone:
202 229-3839, Email: [email protected].
RIN: 1212-AB54
BILLING CODE 7709-02-P
U.S. SMALL BUSINESS ADMINISTRATION
Statement of Regulatory Priorities
Overview
The mission of the U.S. Small Business Administration (SBA or
Agency) is to maintain and strengthen the nation's economy by helping
Americans start, grow, and build resilient businesses and recover after
disasters. In accomplishing this mission, SBA strives to improve the
economic environment for small businesses, including those in rural
areas, those in areas that have significantly higher unemployment and
lower income levels than the nation's averages, and those in
traditionally underserved markets.
SBA has several financial, procurement, and technical assistance
programs that provide a crucial foundation for Americans starting or
growing a small business. For example, the Agency serves as a guarantor
of SBA program loans to small businesses and licenses Small Business
Investment Companies that make equity and debt investments in
qualifying small businesses using a combination of privately raised
capital and SBA guaranteed leverage. SBA also helps small businesses,
including those owned by women, service-disabled veterans, minorities,
and other historically underrepresented groups, gain access to federal
government contracting opportunities. In addition, the Agency funds
various small business training and mentoring programs and provides
management and technical assistance to existing or potential small
business owners through grants, cooperative agreements, and contracts.
Finally, as an essential part of its purpose, SBA provides direct
financial assistance to homeowners, renters, and businesses to repair
or replace their property in the aftermath of a disaster. Beyond
providing a crucial foundation for business-owners, SBA's assistance to
small businesses, including access to capital, generates new jobs to
help create a strong, innovative, and sustainable American economy.
Reducing Burden on Small Businesses
SBA's regulatory policy reflects a commitment to developing
regulations that reduce or eliminate the burden on the public,
particularly the Agency's core constituents--small businesses. SBA's
regulatory process generally includes an assessment of the costs and
benefits of the regulations as required by Executive Order No. 12866,
1993, ``Regulatory Planning and Review''; Executive Order No. 13563,
2011, ``Improving Regulation and Regulatory Review''; and the
Regulatory Flexibility Act. SBA's program offices are particularly
invested in finding ways to reduce the burden imposed on the public by
the Agency's core activities in its loan, grant, innovation, and
procurement programs.
Openness and Transparency
SBA promotes transparency, collaboration, and public participation
in its rulemaking process. To that end, SBA makes a conscious effort to
engage those members of the public eligible for SBA programs or
affected by SBA regulations beyond the standard notice-and-comment
process. SBA engages in tribal consultations when proposing changes to
its government contracting regulations and often receives input on
access and burdens associated with SBA program regulations and
policies. For example, SBA conducted five tribal consultations or
listening sessions about a proposal contained within the 8(a) Ownership
and Control Rule (RIN 3245-AH70) mentioned below, leading to the
elimination of the proposal in the final rule. For SBA's Small Business
Innovation Research (SBIR) program, the Agency coordinates a road tour
around the country, on which SBA and other agencies engage small
businesses and provide them with information about the application
process and upcoming SBIR topics for grant or contract awards. The
Historically Underutilized Business Zones (HUBZones) program office
regularly provides webinars about the program to prospective and
current program participants, who are encouraged to provide feedback,
and holds ``office hours'' twice a week, during which firms are
encouraged to inquire about the certification process or provide
feedback. SBA's Office of Government Contracting & Business Development
(GCBD) and its attorneys routinely attend trade association conferences
concerning its programs, including the annual conferences hosted by the
National 8(a) Association and HUBZone Council. SBA's 8(a) Business
Development (BD) program office periodically uses its monthly Straight
Talk call to obtain input from external stakeholders. For example, in
fall 2022, the office invited stakeholders to provide feedback on ways
to improve the 8(a) application. SBA has also in the past entered
interagency agreements with the Department of the Interior to conduct
customer satisfaction surveys to gain a broad understanding of customer
experience and customer satisfaction with the availability of
information about SBA programs.
In addition to these program-specific efforts, SBA regularly seeks
feedback from customers in the form of information collections under
the Paperwork Reduction Act (PRA). SBA maintains two generic PRA
clearances that allow the Agency to rapidly engage the public: one
clearance allows SBA to collect customer feedback on service delivery
for SBA programs such as GCBD and Boots to Business, and the other
allows SBA to collect information for evaluation, research, and
evidence building in order to improve programs like GCBD, Community
Navigators, and SBA's capital programs.
Regulatory Framework
SBA's Strategic Plan for fiscal years 2022 through 2026 provides a
framework for strengthening, streamlining, and simplifying SBA programs
and leverages collaborative relationships with other agencies and the
private sector to provide small businesses with the tools they need to
drive innovation and strengthen the economy through business revenue
and job growth. The Strategic Plan serves as the foundation for the
regulations that the Agency will develop during the next twelve to
twenty-four months.
SBA developed the Strategic Plan in consultation with multiple
stakeholder groups through its Strategic Plan Working Group, which
comprised members at all levels of SBA and across numerous Agency
programs, allowing the themes revealed during the stakeholder
engagement process to be incorporated throughout the Agency. SBA also
partnered with the General Services Administration (GSA) to solicit
input and feedback from federal employees whose roles support the
implementation of SBA programs across the government or who work with
other small business development programs. In addition, the Agency
conducted community outreach across the country, including by
conducting listening sessions with community development organizations
in eight cities, from Portland, Maine, to Portland, Oregon, which
provided SBA with input from entrepreneurs of all kinds and highlighted
place-based and sector- specific issues. Finally, SBA solicited
feedback through the Federal Register, SBA.gov posting, an SBA daily
newsletter, a social media campaign,
[[Page 9519]]
and outreach to key stakeholder organizations.
Based on the input received during this stakeholder engagement
process, SBA identified the following imperatives and integrated them
into its Strategic Plan: increase collaboration with resource partners
and stakeholders to amplify SBA's reach and better communicate the
Agency's products and services, and improve SBA's data transparency so
that researchers, resource partners, community organizations, and the
public can better understand how the SBA supports the small business
and entrepreneurial ecosystem. The Strategic Plan, in turn, sets out
three strategic goals: (1) ensure equitable and customer-centric design
and delivery of programs to support small businesses and innovative
startups; (2) build resilient businesses and a sustainable economy; and
(3) implement strong stewardship of resources for greater impact.
The regulations reported in SBA's semi-annual Regulatory Agenda and
Plan are intended to facilitate achievement of these goals while
meeting the needs of the members of the public eligible for our
programs or affected by our regulations. Over the past twelve months,
SBA developed rulemakings designed to support the Administration's
Invest in America initiative and advance the country's economic growth
and resiliency.
SBA continues to take regulatory action as necessary to adjust and
adapt requirements for its programs to better support the country's
economy. In the upcoming twelve to twenty-four months, SBA will focus
on implementing recently finalized rules that increase competition in
the market for small business credit, incentivize patient investments
in innovative startups, and reduce barriers in access to capital for
underserved communities. The Agency will also focus on advancing
proposed rules that further remove barriers to credit across its loan
programs for justice-involved entrepreneurs and make SBA's contracting
and counseling programs accessible and impactful for a wider range of
small businesses.
Administration's Priorities
To the extent possible and consistent with the Agency's statutory
purpose, SBA will take action to support the Administration's
priorities highlighted in the Fall 2023 Data Call for the Unified
Agenda of Federal Regulatory and Deregulatory Actions (07/19/2023),
namely: (1) tackling the climate change emergency; (2) advancing equity
and supporting underserved, vulnerable, and marginalized communities;
(3) creating and sustaining good jobs with a free and fair choice to
join a union, and promoting economic resilience in general; and (4)
improving service delivery and customer experience and reducing
administrative burdens. In fact, many of the Agency's rulemakings cut
across multiple priorities. For example, SBA's amendments to Small
Business Investment Company (SBIC) program regulations (RIN 3245-AH90,
described below) not only support the Administration's priority to
advance equity and support underserved communities, but also aim to
improve SBA response times and enable SBA to focus on customer
relationships and monitoring funds, efforts that broadly advance the
Administration's fourth priority. Highlighted below are some of SBA's
most important regulatory actions arranged by Administration priority,
including actions SBA has completed since the spring 2023 Unified
Agenda and actions that SBA plans to take in the upcoming 12-24 months.
Priority (1)--Actions That Tackle the Climate Change Emergency
Over the past year, SBA has continued to make efforts toward its a
multi-year priority goal to help prepare and rebuild resilient
communities by enhancing communication efforts for disaster mitigation.
Under the Small Business Act, SBA is authorized to make disaster loans
for efforts to repair, rehabilitate, or replace property damaged or
destroyed as a result of a disaster. SBA's regulations in 13 CFR part
123 contain the legal framework for the SBA Disaster Loan program,
which delivers SBA financing specifically targeted for pre-disaster and
post-disaster mitigation projects. SBA can also tap into its other
financing programs for funding to put toward disaster mitigation
measures. No regulations are necessary to implement either of these
options. In addition to its regulatory actions, SBA will continue to
focus its efforts on educating the public on the benefits of investing
in mitigation and resilience projects and on increasing awareness of
SBA loan programs that small businesses can take advantage of to
purchase, renovate, or retrofit buildings and equipment in order to
reduce greenhouse gas emissions, improve energy efficiency, and enable
the development of innovative solutions that support the green economy.
i. Disaster Assistance Loan Program Changes to Maximum Loan Amounts and
Miscellaneous Updates (RIN 3245-AH91)
SBA continues to develop regulatory actions that enhance and
modernize its procurement and capital assistance programs in order to
combat the climate crisis. A direct final rule for the Disaster Loan
program, effective July 31, 2023, aimed to increase disaster survivors'
access to much needed funds to repair or replace damaged property by,
among other things, increasing home loan lending limits, extending the
deferment period, and expanding mitigation options.
Specifically, the final rule increased the lending limits on
amounts for repair and replacement of disaster damaged real and
personal property, for refinancing, for mitigation, and for contractor
malfeasance. These were necessary changes as current home loan lending
limits had not been adjusted since 1994, but inflation, housing prices,
and construction and labor costs have increased over time. From 2018
through 2022, approximately 8.5% of borrowers were unable to fully
restore their real estate and replace their personal property due to
the current home loan lending limits. In some cases, the numbers were
even higher; for example, 64.2% of recipients of home loans for damage
caused by the 2021 Colorado Wildfires and 17.6% of such borrowers from
Hurricanes Fiona and Ian were unable to fully restore their real estate
and replace personal property. Before this rule, this shortfall was
expected only to continue to increase and impact greater numbers of
disaster survivors in other regions as disasters and disaster recovery
becomes more frequent, widespread, and expensive. With respect to
deferment periods, the final rule increased the initial deferment
period from 5 months to 12 months, reducing the immediate financial
burden for disaster survivors, a crucial change as repair and
replacement timelines often extend beyond the prior 5-month deferment
period. Additionally, the final rule expanded the allowable use of
disaster loan funds used to protect damaged or destroyed real property
from possible future ``similar'' disasters to simply all possible
future disasters. By eliminating the word ``similar,'' SBA has provided
a disaster loan recipient the flexibility to use loan funds allocated
for mitigation to protect against any type of disaster and thus better
protect their property from future disasters. The amended regulations
also allow the Administrator to increase the maximum loan amounts
[[Page 9520]]
to homeowners and renters under a specific disaster declaration based
on appropriate economic indicators, such as current building costs,
regional median home prices, and the Consumer Price Index (CPI) and the
Producer Price Index (PPI) for the region(s).
As a direct final rule, the public was invited to comment until
July 17, 2023. SBA did not receive significant adverse comment, and the
rule became effective on July 31, 2023.
Priority (2)--Actions That Advance Equity and Support Underserved,
Vulnerable and Marginalized Communities
SBA continues to make efforts to improve access of underserved
communities to capital, federal government procurement and contracting
opportunities, disaster assistance, and small business services like
counseling and training. In addition to SBA's actions to promote access
to its programs--namely addressing language, cultural differences, and
socio-economic factors, expanding the lending network to groups that
work with underserved communities, leveraging technology, and
addressing the digital/technological divide--SBA continues to make
efforts to identify gaps and develop a more targeted outreach by
revising information collection instruments and commissioning federal
statistical agencies to gather demographic data on programs
participants and service recipients.
SBA also continues to explore regulatory actions that can
supplement its Equity Action Plan objectives and support underserved,
vulnerable, and marginalized communities. For example, SBA is
prioritizing development of a rulemaking to standardize the regulatory
requirements that govern its certification programs: the 8(a) BD
program, HUBZone, the Women-Owned Small Business (WOSB) program, and
the Veteran Small Business Certification program (VetCert). This is
consistent with SBA's ongoing efforts to support businesses in
underserved markets and remove barriers to entry in SBA's small
business contracting programs. In addition, the final rule for the SBIC
program (RIN 3245-AH90, discussed below) intends to implement Executive
Order 13985, Advancing Racial Equity and Support for Underserved
Communities Through the Federal Government, by reducing financial and
administrative barriers to participation in the SBIC program and
modernizing the program's license offerings to align with a more
diversified set of new funds investing in underserved small businesses.
i. Ownership and Control and Contractual Assistance Requirements for
the 8(a) Business Development Program (RIN 3245-AH70)
The 8(a) BD program helps firms owned and controlled by socially
and economically disadvantaged individuals strengthen their ability to
compete effectively in the economy by providing training and various
forms of technical, financial, and procurement assistance. This final
rule, effective April 27, 2023, made several changes to the program,
including, among other things, recognizing a process for allowing a
change of ownership in a former participant that is still performing
one or more 8(a) contracts. Program regulations previously stated that
a program participant awarded one or more 8(a) contracts could
substitute one disadvantaged individual for another disadvantaged
individual without requiring the termination of those contracts or a
request for waiver. The rule clarified the regulation's language to
make clear that, just like current program participants, former
participants performing 8(a) contract(s) may change ownership, provided
the new ownership claims a socially and economically disadvantaged
status, without the requirement for contract termination or a waiver.
As a result, individual entrepreneurs and entities (i.e., tribes,
Alaska Native Corporations (ANCs), Native Hawaiian Organizations
(NHOs), and Community Development Corporations (CDCs)) can acquire an
existing platform of capabilities and past performance, as well as an
established contract revenue stream with fewer administrative burdens.
In addition, the rule clarified that an applicant or participant
firm that settles its debts with the federal government is not barred
from participating in the program. Specifically, where a firm or its
principals can demonstrate that any financial obligations owed have
been settled and discharged by the federal government, that firm will
be eligible for the 8(a) BD program. The rule also clarified that a
business concern can use its successful performance of state, local, or
federal government contracts to demonstrate its ``potential for
success,'' a requirement for program eligibility, and expanded the
means by which tribally-owned businesses can demonstrate potential for
success, by allowing such applicants to submit financial statements as
evidence of their potential in lieu of federal income tax returns,
which not all tribally-owned small businesses file. The rule also made
several changes relating to 8(a) contracts, including clarifying that a
contracting officer cannot limit an 8(a) competition to participants
having more than one certification (e.g., 8(a) and HUBZone), ensuring
that 8(a) competition remains available to all eligible program
participants. The rule clarified not only the prohibition against an
agency requiring one or more other certifications in addition to its
8(a) certification, but also makes similar clarifications to the
regulations for the SDVO, HUBZone, and WOSB programs.
The final rule reflects feedback SBA received during five tribal
consultations and listening sessions about a proposal to add certain
reporting and Community Benefits Plan requirements for entities having
one or more participants in the 8(a) BD program. Based on that
feedback, SBA eliminated the proposal in the final rule. In addition,
the rule reflects extensive feedback in the form of over 650 comments
received from 125 commenters, with most comments supporting the rule's
substantive changes. SBA adopted suggested changes, made clarifications
to the rule's language as appropriate, or explained its rationale for
rejecting suggestions. In addition to accepting feedback on the rule in
general, SBA sought comments on specific issues, including issues
relating to 8(a) and Timber Set-Aside program waivers, sole-source 8(a)
follow-on procurement, and Community Benefits Plans. SBA developed the
sections of the final rule that were focused on these issues based on
the feedback received.
ii. Criminal Justice Reviews for the SBA Business Loan Programs and
Surety Bond Guaranty Program (RIN 3245-AI03)
SBA is proposing to amend regulations governing SBA's business loan
programs (the 7(a) Loan program, 504 Loan program, Microloan program,
Intermediary Lending Pilot (ILP) program, and Surety Bond Guarantee
(SBG) program) and the Disaster Loan program (except for the COVID
Economic Injury Disaster Loan (EIDL) program) to modify how SBA
considers applicants with criminal history. The amendments are designed
to improve equitable access based on criminal background review of
applicants seeking to participate in one or more of these programs.
After conducting a comprehensive study of SBA capital programs' current
policies on individuals with criminal histories, SBA believes the
proposed changes honor and incorporate the statutory mandates of 15
U.S.C. 631 that emphasize both the importance of small business
development in general and SBA's responsibility to increase
opportunities
[[Page 9521]]
for certain groups that historically may not have had equitable
opportunities for small business ownership. Aside from these statutory
mandates, the rule is based on how state and local governments and the
private sector have broadened access to business capital and employment
opportunities and is supported by data and empirical research
demonstrating the public safety and economic benefits of such broadened
access. Federal laws have also evolved regarding recidivism and second
chances for formerly incarcerated individuals. SBA has determined that
there is a need to update regulations to reduce barriers to
participation in these programs for equitable support for small
business entrepreneurs with criminal history records.
Priority (3): Actions That Create and Sustain Good Jobs With a Free and
Fair Choice To Join a Union and Promote Economic Resilience in General
Small businesses form the foundation of the U.S. economy. They
create two-thirds of net new jobs and drive American innovation and
competitiveness. SBA continues to focus on helping small businesses
develop economic resilience. SBA's Office of Capital Access has two
goals: to increase the capital available to start and grow the small
businesses that would not otherwise be able to access capital through
conventional sources and to provide disaster assistance in the form of
home and business loans for disaster survivors. SBA's loan guaranty and
microloan programs provide credit-worthy small businesses with access
to capital they would otherwise not receive because they cannot qualify
for a loan under conventional credit standards. The Agency's disaster
assistance programs help small businesses prepare for disasters and
restore small businesses and their communities struck by disaster.
SBA aims to develop economic resilience not only in small
businesses, but broadly within the U.S. economy, by helping ensure
small businesses receive their fair share of federal contracting
dollars. This is a crucial aspect of the government-wide effort to
strengthen the federal supply chain. To that end, SBA continues to look
for regulatory avenues to enhance its contracting assistance programs,
which help small businesses win federal contracts. As noted, SBA is
prioritizing development of a rulemaking that will standardize the
certification requirements and process for SBA's contracting assistance
programs--the 8(a) BD program, HUBZone, WOSB, and VetCert. The
streamlined certification regulations and process will eliminate
unnecessary bureaucratic obstacles for eligible small businesses
seeking multiple certifications, which will allow federal contracting
dollars to flow more easily to eligible small businesses. The proposed
updates will also ensure regulatory consistency among the programs to
the extent possible. In streamlining the certification regulations and
process, SBA aims to facilitate federal contracting of eligible small
businesses, and thereby assist the federal government as a whole more
effectively diversify its supply chains and strengthen its economic
resilience. In addition, SBA continues to identify gaps in small
business investment and develop rules that aim to plug those gaps.
i. Small Business Investment Company Investment Diversification and
Growth (RIN 3245-AH90)
A final rule for the SBIC program, effective August 17, 2023, aims
to significantly reduce barriers to program participation of new SBIC
fund managers and funds investing in (i) underserved communities and
geographies, (ii) capital intensive investments, and (iii) technologies
critical to national security and economic development. SBA believes it
must reduce barriers to participation and diversify its patient capital
and long-term loan program to ensure long-term program stability and
mission effectiveness.
The rule introduces new types of SBICs, termed Accrual SBICs and
Reinvestor SBICs, through which SBA will increase program investment
diversification and patient capital financing for small businesses. It
also introduces a new Accrual Debenture for issuance by these Accrual
SBICs. This new structure is intended to attract new investors by
reducing perceived disadvantages of being an SBIC. The Accrual
Debenture aligns with cash flows of equity-focused strategies by
offering an alternative to a semi-annual interest payment Debenture
structure for all SBIC licensees either (1) not taking a control-
position in small businesses and or (2) with over 75% of capital
earmarked for long-term equity investment in small businesses to help
them grow and scale. This alternative structure accommodates a longer
horizon for investments in small businesses that might require more
patient capital. In introducing this new structure, SBA aims to
increase the equity funding available to underserved small business
owners and unlock equity as a source of funding for many small business
owners. Importantly, SBA believes it can offer this new structure while
maintaining a zero-subsidy cost in the program.
During the rulemaking process, SBA received comments on both the
rule and the SBIC program generally. SBA incorporated the
recommendations of many of the comments, even those that were not
directly within scope of the rulemaking. For example, in response to
comments urging an expedited SBIC licensing process, SBA elected to
introduce an expedited subsequent fund licensing process for eligible
applicants and modify its standard operating procedures to increase
transparency in the licensing process and decrease potential tail-end
delays. SBA is also making efforts to implement recommendations that
the Agency publish the names and dates of licensed SBICs in the Federal
Register, collect certain data and financial metrics, and modernize
certain aspects of the program, including the ``reinvestment''
restrictions which prohibit Section 301(c) Licensees from investing in
a fund-of-funds capacity in emerging managers and licensing fees.
Among changes to the rule itself, after consideration of all public
comments, SBA modified the final rule to make the Accrual Debenture
available only to Accrual SBICs and Reinvestor SBICs, to align with the
types of long-duration growth investing they primarily perform, and to
exclude Standard SBICs, which may issue only Standard Debentures and
Discount Debentures. This change limits the Accrual Debenture to SBICs
that focus on stimulating small businesses. In addition, based on
public comment, the final rule does not apply the new modified
distribution waterfall to Standard Debenture Licensees, but instead
applies it exclusively to the Accrual Debenture instrument. The final
rule thus separated distribution requirements based on three categories
of SBICs: (1) Non-leveraged Licensees; (2) Standard Debenture SBICs;
and (3) Accrual SBICs and Reinvestor SBICs. SBA also decided against
moving forward with modifications to Examination fees based on public
comment. In addition, SBA modified the final rule to modify an
exception to the restriction prohibiting licensees from making
investments into relenders or reinvestors to permit reinvestors which
are Accrual SBICs to make equity investments in certain underserved
reinvestors.
[[Page 9522]]
Priority (4): Actions That Improve Service Delivery, Customer
Experience, and Reduce Administrative Burdens
SBA continues to make efforts to improve service delivery and
customer experience and reduce administrative burdens wherever
possible. In fact, many of the rules already mentioned under other
priorities aim to support this priority. For example, SBA's amendments
to the Disaster Loan program (RIN 3245-AH91) removed a business loan
limit on amounts for landscaping or recreational facilities. Prior to
the removal, SBA would make exceptions to the limit based on documented
functional need on a case-by-case basis. The change provides
consistency with home loans, removes the need for administrative
exceptions, and reduces administrative burden on the disaster survivor
and SBA in securing resources to repair or replace damaged property.
SBA's amendments to the 8(a) BD program (RIN 3245-AH70) advance this
priority in several ways, including by making SBA's approval of a
participant's business plan part of that participant's eligibility
determination in certain situations, by streamlining the reapplication
process for small businesses whose application was denied solely due to
size that was later found to be small in connection with a formal size
determination, providing that such applicants shall be immediately
certified as eligible for the program, and by making it easier to meet
the bona fide place of business requirement for 8(a) construction
contracts (when imposed), which commenters noted would reduce overhead
costs and provide needed flexibility to meet client needs more
efficiently at a lower cost. And, as previously mentioned, SBA's
amendments to the SBIC program (RIN 3245-AH90) include streamlined
regulatory filing and reductions in duplicative data collections and
bureaucratic processes to improve its response times and enable a
greater focus on customer relationships and fund monitoring. For
example, the rule allows approval to be granted at licensing of an
SBIC's Total Intended Leverage Commitment, creates safe harbors for
certain conflicts of interest that eliminate the need for explicit SBA
approval, and allows automatic approval of GAAP-compliant valuations
for non-leveraged licensees, changes which SBA believes will decrease
the time and cost associated with applying for an SBIC license. In
addition, SBA is prioritizing a rulemaking designed to standardize the
regulatory requirements that govern its certification programs: the
8(a) BD program, HUBZone, the WOSB program, and VetCert.
Following revisions to the requirements in SBA's 8(a) BD program
and Service-Disabled Veteran-Owned Small Business (SDVOSB) programs,
SBA is issuing conforming revisions to its affiliation rules that
govern all small business procurement programs and to the WOSB
program. These revisions will ensure consistent requirements for
ownership and control across SBA's procurement programs.
i. Affiliation in Small Business Procurement Program (RIN 3245-AH97)
SBA is proposing to amend its regulations on affiliation to expand
access to credit and capital for small businesses, particularly those
involved in government contracting. The proposed rule will address an
inconsistency between SBA's affiliation rule and the rule on ownership
and control in the SDVOSB program. On November 29, 2022, SBA published
a final rule on procedures for certifying Veteran-Owned Small Business
(VOSB) concerns and SDVOSB concerns. 87 FR 73400 (Nov. 29, 2022). That
rule included changes to SBA's ownership and control rules for service-
disabled veteran-owned small business concerns. In particular, SBA's
rules allow a non-veteran to participate in certain extraordinary
corporate decisions without causing the business to lose its veteran-
owned status. SBA listed such extraordinary circumstances as: (1) the
company's addition of a new equity stakeholder; (2) the dissolution of
the company; (3) the sale of the company or all assets of the company;
(4) the merger of the company; and (5) the company's declaration of
bankruptcy. See also 83 FR 48908 (Sept. 28, 2018). Under that provision
in the SDVOSB program, a non-veteran could have authority to do any of
those five extraordinary actions, but SBA's affiliation rule still
could cause the non- veteran's authority to be deemed ineligible as a
small business concern under the negative control provision in 13 CFR
121.103(a)(3). Accordingly, this proposed rule makes the negative-
control rule in SBA's affiliation rule consistent with ownership-and-
control rules in the SDVOSB program. The proposal also would better
define what stock holdings and merger agreements lead to affiliation.
ii. WOSB Program Updates and Clarifications (RIN 3245-AI04)
The WOSB regulations were updated in 2020 to implement a
certification program as mandated by Congress. Certified WOSB program
participants are required to re-certify as to their eligibility every
three years, which means the first group of firms will begin the re-
certification process in October of 2023. In conjunction with this
anniversary, SBA is updating the regulations for clarity and ease of
use. After three years of feedback from applicants, program
participants, contracting officers, advocacy groups, Congressional
staffers, and the Small Business Procurement Advisory Council, among
others, SBA looks forward to refining the regulations to provide clear,
accessible guidance for all stakeholders.
SBA also plans to align WOSB regulations with SBA's other
government contracting programs, such as VetCert and 8(a), where
appropriate. Such changes are especially important because the WOSB
program has certification reciprocity with both programs. The 8(a)
regulations were significantly revised earlier this year, and the
VetCert regulations are also new as of January, so the WOSB proposed
updates will ensure regulatory consistency to the extent possible.
iii. Small Business Development Center Program Revisions (RIN 3245-
AE05)
SBA plans to issue a final rule to update its regulations for the
Small Business Development Centers (SBDC) program. The program links
the resources of federal, state and local governments with the
resources of the educational community and the private sector to
provide assistance to the small business community. In partnership with
SBA's Office of Small Business Development Centers (OSBDC) and District
Offices, SBDCs develop business counseling and training programs,
informational tools, and other services that enhance the economic
development goals and objectives of SBA in their respective service
areas and local funding partners. Although Congress has amended the
statute authorizing the SBDC program at least 17 times, SBDC
regulations have not been comprehensively updated since 1995. This
final rule will incorporate updates to the Uniform Guidance, i.e., the
administrative requirements, cost principles, and audit requirements
for federal awards. It will also align SBDC regulations with current
SBA policy and guidance as well as modernize and clarify the
regulations to be more efficient, effective, and transparent. Among
other changes, the rule clarifies the role of the District Office
regarding oversight activities, defines and clarifies the various
roles, procedures, documents, and categories of funding,
[[Page 9523]]
and codifies the current Lead Center Director selection process used by
SBDCs.
The intent of the changes is to make program operations less
onerous for recipient organizations. Current program policies and
requirements are set forth in the annual notice of funding opportunity
and the SBDC cooperative agreements, in addition to the agency- and
government-wide guidance, including the Uniform Guidance. The above
changes will simplify these governing documents by moving select policy
language to the regulations. In addition, by consolidating programmatic
guidance, the rule will ensure consistency in program administration
and enhance program oversight. The rule will also include policy and
procedural changes identified by the Agency as necessary to preserve
the integrity and legislative intent of the program.
Pursuant to the Small Business Act's requirement that SBA consult
with the recognized association of SBDCs in any SBDC rulemaking action,
SBA shared the draft proposed rule and subsequently met with America's
SBDC in March 2022 to incorporate the association's feedback as
appropriate and briefed the nationwide network during its Annual
Conference and Spring Leadership meeting. SBA also participated in
three tribal consultations that addressed the SBDC program, including
the regulations. In addition, SBA considered the more than 400 comments
on the proposed rule it received during the notice-and-comment process
and is incorporating many of the suggestions in its revisions to the
proposed rule. Nearly ten percent of the comments related to the
ability of the networks to partner with local organizations to deliver
services to small businesses. SBA intends to adopt the comments and
expand and allow the SBDC Lead Center to partner not only with the
institutions of higher education, but also with other community
organizations, such as Chambers of Commerce.
Conclusion
Through these and other regulatory actions, SBA aims to better help
Americans start, grow, and build resilient businesses and recover after
disasters and thereby strengthen the American economy. In developing
its rules, the Agency will continue to advance the Administration's
priorities to tackle the climate change emergency; advance equity and
support underserved, vulnerable, and marginalized communities; create
and sustain good jobs with a free and fair choice to join a union and
promote economic resilience in general; and improve service delivery
and customer experience while reducing administrative burdens.
BILLING CODE 8026-03-P
SOCIAL SECURITY ADMINISTRATION (SSA)
I. Statement of Regulatory Priorities
We administer the Retirement, Survivors, and Disability Insurance
programs under title II of the Social Security Act (Act), the
Supplemental Security Income (SSI) program under title XVI of the Act,
and the Special Veterans Benefits program under title VIII of the Act.
As directed by Congress, we also assist in administering portions of
the Medicare program under title XVIII of the Act. Our regulations
codify the requirements for eligibility and entitlement to benefits and
our procedures for administering these programs. Generally, our
regulations do not impose burdens on the private sector or on State or
local governments, except for the States' Disability Determination
Services. However, our regulations can impose burdens on the private
sector in the course of evaluating a claimant's initial or continued
eligibility. We fully fund the Disability Determination Services in
advance or via reimbursement for necessary costs in making disability
determinations.
As we are developing our regulations, we seek to increase
participation and engagement with members of the public affected by our
regulations, including in the development of our regulatory priorities.
In this Regulatory Plan, we note engagement efforts that have helped to
inform our priorities to date. We seek to hear from members of the
public who have not typically participated in the regulatory process.
The entries in our regulatory plan represent issues of major
importance to the Agency. Through our regulatory plan, we intend to:
A. Simplify a specific policy within the SSI program by no longer
considering food in In-Kind Support and Maintenance (ISM) calculations
(RIN 0960-AI60);
B. Expand the definition of a Public Assistance (PA) Household to
include an additional means- tested assistance program (RIN 0960-AI81);
C. Expand the rental subsidy exception beyond the seven states to
which it already applies so that it applies nationwide (RIN 0960-AI82);
and
D. Revise the disability adjudication process regarding how we
consider past work to reduce the application time burden on claimants
and expedite the disability application and determination process (RIN
0960-AI83).
II. Regulations in the Proposed Rule Stage
We are not including any of our regulations in the proposed rule
stage in this statement of regulatory priorities.
III. Regulations in the Final Rule Stage
Our final regulations would expand the definition of a PA household
for purposes of our programs to include the Supplemental Nutrition
Assistance Program (SNAP) as an additional means-tested public income
maintenance (PIM) program, decreasing the amount of income we would be
required to deem to SSI applicants. This proposal reflects feedback we
received from advocacy groups representing claimants and beneficiaries
during listening sessions conducted under the authority of Executive
Order (E.O.) 12866. These listening sessions took place in Fall 2022,
during the development of the omitting food from the ISM calculations
proposed rule. During the public comment period for the omitting food
ISM proposed rule, several of these advocacy groups also submitted
comments relating to the definition of PA household. Across both the
listening session and the public comment submission, these groups
expressed that the expansion of the definition of a PA household should
include additional means-tested programs to help underserved families
more easily access benefits. Advocates conveyed this was a top priority
for them. (RIN 0960-AI81).
Our final regulations would also apply nationwide the ISM rental
subsidy exception that is currently in place for SSI applicants and
recipients residing in seven States, by recognizing that a ``business
arrangement'' exists when the amount of required monthly rent equals or
exceeds the presumed maximum value. This proposal would bring
nationwide uniformity to our rules and improve equality in the
application of the rental subsidy policy. This proposed rule was also
informed by the Executive Order 12866 listening sessions conducted
during the development of the omitting food from the ISM calculations
regulation. (RIN 0960-AI82).
Our final regulations revise the period that we consider when
determining whether an individual's past work is relevant for purposes
of making disability determinations and decisions,
[[Page 9524]]
which would reduce the reporting burden for individuals seeking
disability benefits and decrease the time associated with the overall
disability application and decision process. The development of this
proposed rule was informed by a listening session conducted by our
Office of Communications with advocacy groups representing claimants
and beneficiaries. (RIN 0960-AI83).
Lastly, our final regulations target changes to the ISM policy in
our SSI program, including this regulation on food provided by others.
The changes would simplify a specific policy within the SSI program by
no longer considering food in the calculation of ISM. In Fall 2022, we
heard from advocacy groups representing claimants and beneficiaries
during two Executive Order 12866 listening sessions. We incorporated
our listening session notes in the rulemaking record via
www.regulations.gov, under docket SSA-2021-0014. (RIN 0960-AI60).
Retrospective Review of Existing Regulations
Pursuant to section 6 of Executive Order 13563, ``Improving
Regulation and Regulatory Review'' (January 18, 2011), SSA regularly
engages in retrospective review and analysis for multiple existing
regulatory initiatives. These initiatives may be proposed or completed
actions, and they do not necessarily appear in The Regulatory Plan. You
can find more information on these completed rulemakings in past
publications of the Unified Agenda at www.reginfo.gov in the
``Completed Actions'' section for the Social Security Administration.
SSA
Final Rule Stage
226. Omitting Food From In-Kind Support and Maintenance Calculations
[0960-AI60]
Priority: Other Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 902(a)(5); 42 U.S.C. 1381a; 42
U.S.C.1382; 42 U.S.C. 1382a; 42 U.S.C. 1382b; 42 U.S.C. 1382c(f); 42
U.S.C. 1382j; 42 U.S.C. 1383; 42 U.S.C. 1382 note; . . .
CFR Citation: 20 CFR 416.1102; 20 CFR 416.1130; 20 CFR 416.1131; 20
CFR 416.1103; 20 CFR 416.1104; 20 CFR 416.1121; 20 CFR 416.1124; 20 CFR
416.1132; 20 CFR 416.1133; 20 CFR 416.1140; 20 CFR 416.1147; 20 CFR
416.1148; 20 CFR 416.1149; 20 CFR 416.1157; . . .
Legal Deadline: None.
Abstract: This final rule removes food from the calculation of In-
Kind Support and Maintenance (ISM). Accordingly, we would calculate ISM
based only on shelter expenses (i.e., costs associated with room, rent,
mortgage payments, real property taxes, heating fuel, gas, electricity,
water, sewerage, and garbage collection services). The changes simplify
our policy and promote equity by not disadvantaging an already
vulnerable population when they receive food assistance.
In the Fall of 2022, we heard from advocacy groups representing
claimants and beneficiaries during two E.O. 12866 listening sessions.
We incorporated our notes in the rulemaking record via
www.regulations.gov, under docket SSA-2021-0014.
Statement of Need: This change would remove food costs when we
calculate ISM. By doing so, it streamlines the ISM policy and resulting
SSI program complexity.
Summary of Legal Basis: We are removing food from our ISM
calculations. This will streamline the policy and reduce the program
complexity of ISM.
Alternatives: The current proposal streamlines the SSI process.
Anticipated Cost and Benefits: We estimate that implementation of
this proposed rule for all eligibility and payment determinations
effective April 1, 2023 and later will result in an increase in Federal
SSI payments of a total of about $1.5 billion over the period of fiscal
years 2023 through 2032.
Risks: We do not anticipate risk to the integrity of our program.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/15/23 88 FR 9779
Final Action........................ 03/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Scott Logan, Social Insurance Specialist, Social
Security Administration, Office of Income Security Programs, 6401
Security Boulevard, Baltimore, MD 21235-6401, Phone: 410 966-5927,
Email: [email protected].
RIN: 0960-AI60
SSA
227. Expand the Definition of a Public Assistance (PA) Household [0960-
AI81]
Priority: Section 3(f)(1) Significant. Major under 5 U.S.C. 801.
Legal Authority: 42 U.S.C. 405(a)
CFR Citation: 20 CFR 416.1142; 416.1161; 416.1163; 416.1165.
Legal Deadline: None.
Abstract: We propose expanding the definition of a Public
Assistance (PA) Household to include additional means- tested
assistance programs. This will decrease the number of applicants and
recipients charged in-kind support and maintenance, which will simplify
living arrangement development within the Supplemental Security Income
(SSI) program.
This proposal reflects feedback we received from advocacy groups
representing claimants and beneficiaries during listening sessions
conducted under the authority of Executive Order (E.O.) 12866. These
listening sessions took place during the development of the omitting
food from the ISM calculations regulation in Fall 2022. We also
received public comments submitted by these advocacy groups during the
public comment period associated with the omitting food from ISM
calculations NPRM. The Agency heard from these advocacy groups that the
expansion of the definition of a PA household to include additional
means-tested programs could help underserved families more easily
access benefits and that this was a top priority.
Statement of Need: This change, adding SNAP to our regulatory
definition of a public assistance household, would decrease the number
of SSI applicants and recipients charged with in-kind support and
maintenance (ISM). By doing so, it streamlines the ISM policy and
resulting SSI program complexity, which supports the economic security
of households who receive nutrition assistance.
Summary of Legal Basis: We are adding SNAP as a means-tested public
income maintenance program to our regulatory definition of a public
assistance household. This will streamline the policy and reduce the
program complexity of ISM.
Alternatives: The current proposal streamlines the SSI process.
Anticipated Cost and Benefits: We estimate that implementation of
this proposed rule would result in a total increase in Federal SSI
payments of $14.8 billion over fiscal years 2024 through 2033, assuming
implementation of this rule on May 15, 2024.
Risks: We do not anticipate risk to the integrity of our program.
[[Page 9525]]
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/29/23 88 FR 67148
NPRM Comment Period End............. 11/28/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Tamara Levingston, Analyst, Social Security
Administration, 6401 Security Boulevard, Baltimore, MD 21235, Phone:
410 966-7384, Email: [email protected].
RIN: 0960-AI81
SSA
228. Nationwide Expansion of the Rental Subsidy Policy for SSI
Recipients [0960-AI82]
Priority: Other Significant.
Legal Authority: 42 U.S.C. 405(a)
CFR Citation: 20 CFR 416.1130(b).
Legal Deadline: None.
Abstract: We propose expanding the rental subsidy exception beyond
the 7 states to which it already applies so that it applies nationwide.
Accordingly, our nationwide policy would be that a business arrangement
exists when the amount of monthly rent required to be paid equals or
exceeds the presumed maximum value or the current market value,
whichever is less. We expect that the proposed change would improve
service delivery by making our policy uniform throughout the country
and reducing administrative burdens for individuals seeking access to
the Supplemental Security Income (SSI) program.
This was informed in part by the Executive Order 12866 listening
sessions conducted during the development of the omitting food from the
ISM calculations regulation.
Statement of Need: This proposal streamlines the agency's policy on
In-Kind Support and Maintenance (ISM) and reduces SSI program
complexity.
Summary of Legal Basis: Social Security Administration general
rulemaking authority 42 U.S.C. 405(a); 42 U.S.C. 1383(d)(1).
Alternatives: The current proposal streamlines the SSI process.
Anticipated Cost and Benefits: We estimate that implementation of
this proposed rule would result in a total increase in Federal SSI
payments of $971 million over fiscal years 2024 through 2033, assuming
implementation of this rule on April 29, 2024.
Risks: We do not anticipate risk to the integrity of our program.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 08/24/23 88 FR 57910
NPRM Comment Period End............. 10/23/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Tamara Levingston, Analyst, Social Security
Administration, 6401 Security Boulevard, Baltimore, MD 21235, Phone:
410 966-7384, Email: [email protected].
RIN: 0960-AI82
SSA
229. Intermediate Improvement to the Disability Adjudication Process,
Including How We Consider Past Work [0960-AI83]
Priority: Section 3(f)(1) Significant. Major status under 5 U.S.C.
801 is undetermined.
Legal Authority: 42 U.S.C. 405(a); 42 U.S.C. 1383(d)(1)
CFR Citation: 20 CFR 404 Subpart P; 20 CFR 416 Subpart I; 20 CFR
404.1560(b); 20 CFR 416.960(b).
Legal Deadline: None.
Abstract: We propose to develop intermediate improvements to reduce
the burden in our current disability adjudication process as a step
towards longer-term reforms to ensure our disability program remains
current and supports equitable outcomes. Actions could include
decreasing the years of past work we consider when making a disability
determination, as well as other potential regulatory changes.
The development of this regulation was informed by a listening
session conducted by our Office of Communications with advocacy groups
representing claimants and beneficiaries.
Statement of Need: Reducing the reporting requirements for prior
work to a 5-year period instead of 15 years will reduce the burden on
individuals seeking disability benefits while still providing us with
enough relevant information to make accurate disability determinations
and decisions.
Summary of Legal Basis: Social Security Administration general
rulemaking authority 42 U.S.C. 405(a); 42 U.S.C. 1383(d)(1).
Alternatives: We make disability determinations consistent with
statutes and our current regulations. Taking actions such as exploring
revising the definition of past relevant work would reduce the burden
on individuals and improve customer service.
Anticipated Cost and Benefits: We estimate that implementation of
the proposed rule would result in an increase in scheduled SSDI
benefits of $22.9 billion, a net reduction in scheduled old-age and
survivors insurance (OASI) benefits of $6.5 billion, and an increase in
Federal SSI payments of $3.9 billion in total over fiscal years 2024
through 2033, assuming implementation for all decisions made on or
after May 6, 2024.
Risks: Risks not yet identified.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 09/29/23 88 FR 67135
NPRM Comment Period End............. 11/28/23
Final Action........................ 04/00/24
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Small Entities Affected: No.
Government Levels Affected: None.
Agency Contact: Mary Quatroche, Director, Social Security
Administration, 6401 Security Boulevard, Baltimore, MD 21235-6401,
Phone: 410 966-4794, Email: [email protected].
RIN: 0960-AI83
BILLING CODE 4191-02-P
FEDERAL ACQUISITION REGULATION (FAR)
The Secretary of Defense, the Administrator of General Services,
and the Administrator of National Aeronautics and Space are members of
the Federal Acquisition Regulatory Council (FAR Council), and jointly
issue and maintain a single Government-wide procurement regulation
known as the Federal Acquisition Regulation (FAR). The FAR provides
uniform policies and procedures for the acquisition of supplies and
services by executive agencies. The FAR Council, which is chaired by
the Administrator of Federal Procurement Policy, assists in the
direction and coordination of Government-wide procurement policies to
be implemented in the FAR.
Public Engagement
The FAR Council engages with the public on rules that will affect
the FAR in several ways. First, in addition to publishing abstracts of
and anticipated publication dates for upcoming
[[Page 9526]]
rulemakings in the Office of Information and Regulatory Affairs
biannual Unified Agenda, members of the public can track the progress
of any open and pending FAR rule via the ``Open FAR Cases'' report,
which is publicly available at https://www.acq.osd.mil/dpap/dars/far_case_status.html. The report is updated on a weekly basis and
includes the following information: a case number, title, FAR parts
anticipated to be impacted by the rule, a summary of the basis for the
rule, and the rule status. Members of the public who are interested in
a particular FAR case are encouraged to monitor the Open FAR Cases
Report to track where a particular rule is in the rulemaking process.
In addition to the Open FAR Cases report, the Department of Defense
(DoD), General Services Administration (GSA), and National Aeronautics
and Space Administration (NASA) independently engage with several
industry associations on a quarterly basis including, but not limited
to, the Aerospace Industries Association, the National Defense
Industrial Association, and the Professional Services Council. During
these meetings, DoD, GSA, and NASA often provide updates on open FAR
cases and association representatives are able to provide feedback from
their various members or member groups on upcoming rulemakings.
While developing certain FAR rules, DoD, GSA, and NASA may seek
input from the public by publishing in the Federal Register an advance
notice of proposed rulemaking (ANPR) or a general request for
information (RFI). Such notices normally include a summary of the
overarching policy objectives of the rule and a list of questions
seeking input that will help the Government develop a proposed rule.
Information on whether DoD, GSA, and NASA plan on publishing an ANPR or
RFI is included in both the Open FAR Cases Report and OIRA's biannual
Unified Agenda.
Occasionally, while a proposed or interim FAR rule is out for
public comment, DoD, GSA, and NASA may hold a public meeting to provide
an overview of the rule and allow the public to provide feedback to the
Government in an open forum. Information about whether DoD, GSA, and
NASA plan on holding a public meeting on a rule is normally included in
the proposed or interim rule when it is published for public comment.
Presentations made during the public meeting are included in the rule
docket and made publicly available. Information provided during the
public meeting is also considered during development of the final rule.
DoD, GSA, and NASA are also rethinking the types of supporting
documentation that should be published with proposed or interim rules
to facilitate public understanding of the rule. For example, for FAR
Case 2022-006, Sustainable Procurement (RIN: 9000-AO43), DoD, GSA, and
NASA included, as a supporting document in the rule docket at
www.regulations.gov, a slide show that illustrates the overarching
restructuring of existing content in FAR part 23, a visual aid intended
to make clear the extensive edits presented in the amendatory language
of the rule.
Finally, DoD, GSA, and NASA independently conduct outreach to
industry regarding upcoming rulemakings. For example, the GSA Federal
Acquisition Service (FAS) holds webinars with its industry partners to
provide an update on the current policy landscape, including summaries
of upcoming FAR rules expected to have a significant impact on
industry. As part of these webinars, which are available to the public
at https://buy.gsa.gov/interact/community/11/activity-feed, GSA FAS
includes information on the rulemaking process, how to monitor FAR and
GSA FAR supplement rules, and best practices for submitting public
comments.
Rulemaking Priorities
Pursuant to Executive Order 12866, ``Regulatory Planning and
Review'' (September 30, 1993), as reaffirmed and amended in Executive
Order 13563, ``Improving Regulation and Regulatory Review'' (January
18, 2011), and Executive Order 14094, ``Modernizing Regulatory Review''
(April 6, 2023), the Regulatory Plan and Unified Agenda provide public
notice about the FAR Council's proposed regulatory and deregulatory
actions within the Executive Branch. The Fall 2023 Unified Agenda
consists of 56 active agenda items.
The FAR Council is required to amend the Federal Acquisition
Regulation to implement statutory and policy initiatives. The FAR
Council prioritization is focused on initiatives that:
Tackle the climate change emergency,
Advance equity and support underserved, vulnerable and
marginalized communities,
Promote economic resilience,