Per- and Poly-Fluoroalkyl Chemical Substances Designated as Inactive on the TSCA Inventory; Significant New Use Rule, 1822-1831 [2024-00412]
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Federal Register / Vol. 89, No. 8 / Thursday, January 11, 2024 / Rules and Regulations
2023
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Name/description
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[FR Doc. 2024–00253 Filed 1–10–24; 8:45 am]
BILLING CODE 4510–HL–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 9 and 721
[EPA–HQ–OPPT–2022–0867; FRL 9655–02–
OCSPP]
RIN 2070–AL10
Per- and Poly-Fluoroalkyl Chemical
Substances Designated as Inactive on
the TSCA Inventory; Significant New
Use Rule
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
Under the Toxic Substances
Control Act (TSCA), EPA is finalizing a
significant new use rule (SNUR) for 329
per- and poly-fluoroalkyl substances
(PFAS) that are designated as inactive
on the TSCA Chemical Substance
Inventory. PFAS are a group of
chemicals that have been used in
industry and consumer products since
the 1940s because of their useful
properties, such as water and stain
resistance. Many PFAS break down very
slowly and can build up in people,
animals, and the environment over time.
Exposure at certain levels to specific
PFAS can adversely impact human
SUMMARY:
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health and other living things. Persons
subject to the final SNUR are required
to notify EPA at least 90 days before
commencing any manufacture
(including import) or processing of the
chemical substance for a significant new
use. Once EPA receives a notification,
EPA must review and make an
affirmative determination on the
notification, and take such action as is
required by any such determination
before the manufacture (including
import) or processing for the significant
new use can commence. Such a review
will assess whether the new use may
present unreasonable risk to health or
the environment and ensure that EPA
takes appropriate action as required to
protect health or the environment.
DATES: This final rule is effective March
11, 2024. For purposes of judicial
review, this rule shall be promulgated at
1 p.m. (EST) on January 25, 2024.
ADDRESSES: The docket for this action,
identified by docket identification (ID)
number EPA–HQ–OPPT–2022–0867, is
available online at https://
www.regulations.gov or in person at the
Office of Pollution Prevention and
Toxics Docket (OPPT Docket) in the
Environmental Protection Agency
Docket Center (EPA/DC) in Washington,
DC. Please review the visitor
instructions and additional information
about the docket available at https://
www.epa.gov/dockets.
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$14,608.
$1,780.
$3,558.
FOR FURTHER INFORMATION CONTACT:
For technical information contact:
Bethany Masten, Existing Chemicals
Risk Management Division (7404M),
Office of Pollution Prevention and
Toxics, Environmental Protection
Agency, 1200 Pennsylvania Ave. NW,
Washington, DC 20460–0001; telephone
number: (202) 564–8803; email address:
TSCA_PFAS@epa.gov.
For general information contact: The
TSCA-Hotline, ABVI-Goodwill, 422
South Clinton Ave., Rochester, NY
14620; telephone number: (202) 554–
1404; email address: TSCA-Hotline@
epa.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Does this action apply to me?
You may be potentially affected by
this action if you manufacture
(including import), process, or
distribute in commerce chemical
substances and mixtures. The following
list of North American Industrial
Classification System (NAICS) codes is
not intended to be exhaustive, but rather
provides a guide to help readers
determine whether this document
applies to them. Potentially affected
entities may include:
• NAICS 221210—Natural Gas
Distribution;
• NAICS 236220—Commercial and
Institutional Building Construction;
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Federal Register / Vol. 89, No. 8 / Thursday, January 11, 2024 / Rules and Regulations
• NAICS 324—Petroleum and Coal
Product Manufacturing;
• NAICS 324—Petroleum and Coal
Product Manufacturing;
• NAICS 32419—Petroleum
Lubricating Oil and Grease
Manufacturing;
• NAICS 325—Chemical
Manufacturing;
• NAICS 325120—Industrial Gas
Manufacturing;
• NAICS 325180—Other Basic
Inorganic Chemical Manufacturing;
• NAICS 325199—All Other Basic
Organic Chemical Manufacturing;
• NAICS 325211—Plastics Material
and Resin Manufacturing;
• NAICS 325212—Synthetic Rubber
Manufacturing;
• NAICS 325220—Artificial and
Synthetic Fibers and Filaments
Manufacturing;
• NAICS 325320—Pesticide and
Other Agricultural Chemical
Manufacturing;
• NAICS 325411—Medicinal and
Botanical Manufacturing;
• NAICS 325412—Pharmaceutical
Preparation Manufacturing;
• NAICS 325612—Polish and Other
Sanitation Good Manufacturing;
• NAICS 325613—Surface Active
Agent Manufacturing;
• NAICS 325998—All Other
Miscellaneous Chemical Product and
Preparation Manufacturing;
• NAICS 326113—Unlaminated
Plastics Film and Sheet (except
Packaging) Manufacturing;
• NAICS 327910—Abrasive Product
Manufacturing;
• NAICS 333999—All Other
Miscellaneous General Purpose
Machinery Manufacturing;
• NAICS 334511—Search, Detection,
Navigation, Guidance, Aeronautical,
and Nautical System and Instrument
Manufacturing;
• NAICS 336111—Automobile
Manufacturing;
• NAICS 423120—Motor Vehicle
Supplies and New Parts Merchant
Wholesalers;
• NAICS 423420—Office Equipment
Merchant Wholesalers;
• NAICS 423510—Metal Service
Centers and Other Metal Merchant
Wholesalers;
• NAICS 423740—Refrigeration
Equipment and Supplies Merchant
Wholesalers;
• NAICS 423990—Other
Miscellaneous Durable Goods Merchant
Wholesalers;
• NAICS 424690—Other Chemical
and Allied Products Merchant
Wholesalers;
• NAICS 424720—Petroleum and
Petroleum Products Merchant
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Wholesalers (except Bulk Stations and
Terminals);
• NAICS 424950—Paint, Varnish, and
Supplies Merchant Wholesalers;
• NAICS 441110—New Car Dealers;
• NAICS 447190—Other Gasoline
Stations;
• NAICS 551112—Offices of Other
Holding Companies; and
• NAICS 562—Waste Management
and Remediation Services.
This action may also affect certain
entities through pre-existing import,
including import certification, and
export notification rules under TSCA.
Chemical importers are subject to the
import provision of TSCA section 13 (15
U.S.C. 2612), which requires that the
Secretary of the Treasury ‘‘refuse entry
into the customs territory of the United
States’’ of any substance, mixture, or
article containing a chemical substance
or mixture that fails to comply with any
rule issued under TSCA or that ‘‘is
offered for entry in violation’’ of TSCA
or certain rules or orders issued under
TSCA, including rules issued under
TSCA section 5. Persons who import
any chemical substance in bulk form, as
part of a mixture, or as part of an article
(if required by rule) are also subject to
TSCA section 13 import certification
requirements and the corresponding
regulations promulgated at 19 CFR
12.118 through 12.127 (see also 19 CFR
127.28). Chemical importers of the
chemical substances in bulk form, as
part of a mixture, or as part of an article
(if required by rule) must certify that the
shipment of the chemical substance
complies with all applicable rules and
orders under TSCA, including
regulations issued under TSCA sections
5, 6, 7 and Title IV. The EPA policy in
support of import certification appears
at 40 CFR part 707, subpart B.
In addition, pursuant to 40 CFR
721.20, any persons who export or
intend to export a chemical substance
that is the subject of this final rule are
subject to the export notification
provisions of TSCA section 12(b) (15
U.S.C. 2611(b)) and must comply with
the export notification requirements in
40 CFR part 707, subpart D.
B. What is the Agency’s authority for
taking this action?
TSCA section 5(a)(2) (15 U.S.C.
2604(a)(2)) authorizes EPA to determine
that a use of a chemical substance is a
‘‘significant new use.’’ EPA must make
this determination by rule after
considering all relevant factors,
including those listed in TSCA section
5(a)(2). Once EPA determines that a use
of a chemical substance is a significant
new use, TSCA section 5(a)(1) requires
persons to submit a significant new use
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1823
notice (SNUN) to EPA at least 90 days
before they manufacture (including
import) or process the chemical
substance for that use (15 U.S.C.
2604(a)(1)(B)(i)). TSCA further provides
that such manufacturing (including
import) or processing may not
commence until EPA has conducted a
review of the notice, made an
appropriate determination on the notice,
and taken such actions as are required
in association with that determination
(15 U.S.C. 2604(a)(1)(B)(ii)). As
described in Unit V., the general SNUR
provisions are found at 40 CFR part 721,
subpart A.
TSCA section 26(c) (15 U.S.C.
2625(c)) authorizes EPA to take action
under other sections of TSCA with
respect to categories of chemical
substances.
C. What action is the Agency taking?
This final SNUR will require persons
to notify EPA at least 90 days before
commencing any manufacture
(including import) or processing of
those 329 PFAS described in Unit II.
that are designated as inactive on the
TSCA Chemical Substance Inventory
(TSCA Inventory) and that are not
subject to an existing SNUR, including
the existing SNURs cited at 40 CFR
721.9582 and 721.10536, for any use.
EPA is providing a list of the 299
inactive PFAS that do not mask ‘‘fluor’’
or ‘‘fluorine’’ in the generic name in the
public docket for this rule (Ref. 1). This
category of PFAS chemical substances
(‘‘inactive PFAS’’) is described further
in Unit II.
EPA is exempting from the notice
requirement PFAS present as
impurities, any byproducts which are
not used for commercial purposes, and
the importing or processing of inactive
PFAS-containing articles because
notification for the commercial activity
designation (as active or inactive) on the
TSCA Inventory is not required for such
substances (see 40 CFR 710.27(a)).
Similarly, EPA is exempting from the
notice requirement PFAS manufactured
or processed: in small quantities solely
for research and development, for test
marketing purposes, as a non-isolated
intermediate, or solely for export from
the United States as described in 40 CFR
720.30(e) or 721.3, except where the
Administrator has made a finding
described in TSCA section 12(a)(2).
The SNUR was proposed in the
Federal Register on January 26, 2023
(88 FR 4937 (FRL 9655–01–OCSPP)).
EPA received a total of 20 public
comment submissions in response to the
notice. EPA received one ongoing use
claim in Unit V. of the Response to
Comments document (Ref. 2). EPA
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reviewed the ongoing use claim,
requested additional information, and
has determined that the use is not
ongoing, as described in Unit XI.D.
D. Why is the Agency taking this action?
As noted in the January 26, 2023,
proposed rule (88 FR 4937 (FRL 9655–
01–OCSPP)), this action is part of the
comprehensive approach outlined in the
Agency’s ‘‘PFAS Strategic Roadmap:
EPA’s Commitments to Action 2021–
2024’’ to proactively prevent PFAS from
entering air, land, and water at levels
that can adversely impact human health
and the environment (Ref. 3). This
SNUR is necessary to ensure that EPA
receives timely advance notice of any
future manufacturing (including import)
or processing of inactive PFAS for new
uses that may produce changes in
human or environmental exposures.
The rationale and objectives for this
SNUR are further explained in Unit III.
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E. What are the estimated incremental
impacts of this action?
EPA has evaluated the potential costs
of establishing SNUR reporting
requirements for potential
manufacturers (including importers)
and processors of the chemical
substances included in this rule. This
analysis (Ref. 4), which is available in
the docket, is discussed in Unit IX., and
is briefly summarized here.
In the event that a SNUN is
submitted, costs are estimated to be
approximately $26,894 per SNUN
submission for large business submitters
and $11,204 for small business
submitters. In addition, for persons
exporting a substance that is the subject
of a SNUR, a one-time notice to EPA
must be provided for the first export or
intended export to a particular country,
which is estimated to be approximately
$43 per notification.
II. Chemical Substances Subject to This
Rule
As discussed in Units II. and III. of the
proposed rule (88 FR 4937, January 26,
2023 (FRL 9655–01–OCSPP)), this
SNUR applies to chemical substances
designated as inactive on the TSCA
Inventory that are also PFAS, except
that inactive PFAS already subject to a
significant new use rule, including but
not limited to the significant new use
rules cited at 40 CFR 721.9582 and
721.10536, are not subject to notice
requirements under this action to avoid
potential redundancies or conflicts
between the SNURs.
For the purposes of this SNUR, the
definition of ‘‘PFAS’’ includes
chemicals that contain at least one of
these three structures:
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• R-(CF2)-CF(R′)R″, where both the
CF2 and CF moieties are saturated
carbons;
• R-CF2OCF2-R′, where R and R′ can
either be F, O, or saturated carbons; or
• CF3C(CF3)R′R″, where R′ and R″
can either be F or saturated carbons.
As described in Unit II. of the January
26, 2023, proposed rule (88 FR 4937
(FRL–9655–01–OCSPP)), this definition
was developed to focus on substances
most likely to be persistent in the
environment and EPA notes that this
definition may not be identical to other
definitions of PFAS used within EPA or
by other domestic or international
organizations.
The chemical substances for which
EPA is finalizing a SNUR are the 329
PFAS that are both currently designated
as inactive on the TSCA Inventory and
that are not subject to an existing SNUR.
The specific chemical identities for 30
of these substances that have been
claimed as Confidential Business
Information (CBI) have generic names
(the nonconfidential substitute for the
specific chemical name) that do not
contain ‘‘fluor’’ or ‘‘fluorine.’’ EPA is
providing a list of the 299 inactive PFAS
that do not mask ‘‘fluor’’ or ‘‘fluorine’’
in the generic name in the public docket
for this rule (Ref. 1). Because EPA is
finalizing a structural definition of
PFAS for this SNUR, EPA need not take
additional steps to list the 30 inactive
PFAS that are not subject to an existing
SNUR and whose generic names do not
contain ‘‘fluor’’ or ‘‘fluorine’’.
On October 14, 2022, prior to the
publication of the proposed SNUR, EPA
received a Notice of Activity for CASRN
306–92–3. This substance was
erroneously included in the initial
count and list of the 300 inactive PFAS
that do not mask ‘‘fluor’’ or ‘‘fluorine’’
in the supplemental document, ‘‘List of
Select Chemicals Subject to the
Proposed Significant New Use Rule Perand Poly-fluoroalkyl Chemical
Substances Designated as Inactive on
the TSCA Inventory’’ (Ref. 5). The
designation of this substance was
‘‘active’’ at the time of the proposed rule
and, as such, it is not subject to this
final rule and the correct number of
chemical substances for which EPA is
finalizing a SNUR is 329.
EPA received one Notice of Activity
for CASRN 35101–47–7 on March 2,
2023, after the publication of the
proposed rule. As described in Unit IV
of the proposed rule, uses arising after
January 26, 2023, are significant new
uses, and persons who began
commercial manufacturing (including
importing) or processing for a
significant new use have to cease upon
the effective date of the final rule. To
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resume their activities, these persons
must first comply with all applicable
SNUR notification requirements and
wait until all TSCA prerequisites for the
commencement of manufacturing
(including importing) or processing
have been satisfied.
III. Rationale and Objectives
A. What is the rationale for this action?
As discussed in Units II. and III. of the
proposed rule (88 FR 4937, January 26,
2023 (FRL–9655–01–OCSPP)), PFAS
can adversely impact human health and
the environment. This final action is
part of a comprehensive approach to
proactively prevent PFAS from entering
air, land, and water at levels that can
adversely impact human health and the
environment.
In the absence of this final SNUR,
manufacturing (including importing) or
processing for the significant new uses
in this rule could begin at any time after
a manufacturer submits a Notice of
Activity under section 8 of TSCA and
the substance becomes ‘‘active’’ on the
TSCA Inventory; EPA would not be
provided prior notice under section 5 or
an opportunity to review and address
potential risks associated with the
proposed new use. The manufacture
(including import) or processing for any
use of inactive PFAS would increase the
magnitude and duration of exposure to
humans and the environment to these
chemicals. Given the concerns
described in Units II. and III. of the
proposed rule (88 FR 4937, January 26,
2023 (FRL–9655–01–OCSPP)), EPA has
determined that notification and EPA’s
required review are warranted for these
chemicals prior to their potential
reintroduction into commerce.
Consistent with EPA’s past practice
for issuing SNURs under TSCA section
5(a)(2), as described in Unit IV. of the
proposed rule (88 FR 4937, January 26,
2023 (FRL–9655–01–OCSPP)), EPA’s
decision to issue a SNUR for a particular
chemical use follows an analysis of the
relevant factors listed in section 5(a)(2)
and need not be based on an extensive
evaluation of the hazard, exposure, or
potential risk associated with that use.
If a person decides to begin
manufacturing (including importing) or
processing any of these chemicals for
the significant new use, the notice to
EPA allows the Agency to evaluate the
new use according to the specific
parameters and circumstances
surrounding the conditions of use at the
time it receives such a notification.
B. What are the objectives of this action?
Based on the considerations in Unit
III.A., EPA will achieve the following
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objectives with regard to the significant
new use(s) of inactive PFAS that are
designated in this rule:
• EPA will receive notice of any
person’s intent to manufacture
(including import) or process the
chemical substances for the described
significant new use before that activity
begins.
• EPA will have an opportunity to
review and evaluate information
submitted in a SNUN before the notice
submitter begins manufacturing
(including importing) or processing the
chemical substances for the described
significant new use.
• EPA must either determine that the
significant new use is not likely to
present an unreasonable risk of injury or
take such regulatory action as is
associated with an alternative
determination under TSCA section 5
before the manufacture or processing for
the significant new use could
commence.
IV. Significant New Use Determination
TSCA section 5(a)(2) states that EPA’s
determination that a use of a chemical
substance is a significant new use must
be made after consideration of all
relevant factors including:
• The projected volume of
manufacturing and processing of a
chemical substance.
• The extent to which a use changes
the type or form of exposure of human
beings or the environment to a chemical
substance.
• The extent to which a use increases
the magnitude and duration of exposure
of human beings or the environment to
a chemical substance.
• The reasonably anticipated manner
and methods of manufacturing
(including importing), processing,
distribution in commerce, and disposal
of a chemical substance.
In addition to these factors
enumerated in TSCA section 5(a)(2), the
statute authorizes EPA to consider any
other relevant factors.
To determine what constitutes a
significant new use of an inactive PFAS,
EPA considered relevant information
about the toxicity or expected toxicity of
these substances, likely human
exposures and environmental releases
associated with possible uses, and the
four factors listed in TSCA section
5(a)(2). Since the manufacture
(including import) and processing of
inactive PFAS has been discontinued in
the United States, exposure will
decrease over time. As such, EPA
expects their presence in humans and
the environment to decline over time. If
any new uses of inactive PFAS were to
resume after having been phased out,
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EPA believes that such uses could both
change the type and form and increase
the magnitude and duration of human
and environmental exposure to the
substances, constituting a significant
new use.
EPA acknowledges that the reporting
of commercial activity under the TSCA
Inventory Notification (Active-Inactive)
Requirements Rule (‘‘Active-Inactive
rule’’) was not required for several
activities, including, but not limited to,
importing or processing of inactive
PFAS-containing articles, and
manufacturing (including importing) or
processing of inactive PFAS as
impurities, byproducts not used for
commercial purposes, small quantities
solely for research and development, for
test marketing purposes, as a nonisolated intermediate, or solely for
export from the United States (Ref. 6).
Thus, EPA has determined that the
designation of these PFAS as inactive
does not provide a sufficient basis to
conclude that there are not ongoing uses
of inactive PFAS for these activities, and
because this SNUR is based on
information obtained from the ActiveInactive rule, EPA is not at this time
designating uses for these activities as
significant new uses. Based on
consideration of the statutory factors
discussed herein, EPA has determined
as significant new uses: manufacture
(including import) or processing of
inactive PFAS for any use except:
(1) Importing or processing of inactive
PFAS-containing articles; and/or
(2) Manufacture (including import) or
processing of inactive PFAS:
• As impurities,
• As byproducts not used for commercial
purposes,
• In small quantities solely for research
and development,
• For test marketing purposes,
• For use as a non-isolated intermediate, or
• Solely for export from the United States.
V. Applicability of General Provisions
General provisions for SNURs appear
under 40 CFR part 721, subpart A.
These provisions describe persons
subject to the rule, recordkeeping
requirements, exemptions to reporting
requirements, and applicability of the
rule to uses occurring before the
effective date of the final rule.
Provisions relating to user fees appear
at 40 CFR part 700. According to 40 CFR
721.1(c), persons subject to SNURs must
comply with the same notice
requirements and EPA regulatory
procedures as submitters of Premanufacture Notices (PMNs) under
TSCA section 5(a)(1)(A). In particular,
these requirements include the
information submission requirements of
TSCA sections 5(b) and 5(d)(1), the
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exemptions authorized by TSCA
sections 5(h)(1), (h)(2), (h)(3), and (h)(5),
and the regulations at 40 CFR part 720.
Once EPA receives a SNUN, EPA must
either determine that the significant
new use is not likely to present an
unreasonable risk of injury or take such
regulatory action as is associated with
an alternative determination under
TSCA section 5 before the
manufacturing (including importing) or
processing for the significant new use
could commence. If EPA determines
that the significant new use is not likely
to present an unreasonable risk, EPA is
required under TSCA section 5(g) to
make public, and submit for publication
in the Federal Register, a statement of
EPA’s finding.
Persons who export or intend to
export a chemical substance identified
in a proposed or final SNUR are subject
to the export notification provisions of
TSCA section 12(b). The regulations that
interpret TSCA section 12(b) appear at
40 CFR part 707, subpart D. Persons
who import a chemical substance
identified in a final SNUR are subject to
TSCA section 13, which requires that
the Secretary of the Treasury ‘‘refuse
entry into the customs territory of the
United States’’ of any substance,
mixture, or article containing a chemical
substance or mixture that fails to
comply with any rule issued under
TSCA or that ‘‘is offered for entry in
violation’’ of TSCA or certain rules or
orders issued under TSCA, including
SNURs issued under TSCA section 5.
Persons who import any chemical
substance in bulk form, as part of a
mixture, or as part of an article (if
required by rule) are also subject to
TSCA section 13 import certification
requirements, codified at 19 CFR 12.118
through 12.127; see also 19 CFR 127.28.
Those persons must certify that the
shipment of the chemical substance
complies with all applicable rules and
orders under TSCA, including any
SNUR requirements. The EPA policy in
support of import certification appears
at 40 CFR part 707, subpart B.
VI. Applicability of Rule to Uses
Occurring Before Effective Date of the
Final Rule
As discussed in the Federal Register
of April 24, 1990 (55 FR 17376 (FRL–
3658–5)), EPA has decided that the
intent of TSCA section 5(a)(1)(B) is best
served by designating a use as a
significant new use as of the date of
publication of the proposed rule, rather
than as of the effective date of the final
rule. This rule was proposed on January
26, 2023 (88 FR 4937 (FRL–9655–01–
OCSPP)). Uses arising after the
publication of the proposed rule are
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distinguished from uses that existed at
publication of the proposed rule. The
former would be new uses, the latter
ongoing uses, except that uses that are
ongoing as of the publication of the
proposed rule would not be considered
ongoing uses if they have ceased by the
date of issuance of a final rule. EPA
solicited public comment to identify
any ongoing manufacturing or
processing of inactive PFAS subject to
the proposed SNUR. EPA received one
ongoing use claim captured in the
Response to Comments in Unit V. (Ref.
2). EPA reviewed the ongoing use claim,
requested additional information, and
has determined that the use is not
ongoing, as described in Unit XI.D.
Persons who began commercial
manufacturing (including importing) or
processing of the chemical substances
for a significant new use identified as of
January 26, 2023, must cease any such
activity upon the effective date of this
final rule. To resume their activities,
these persons first have to comply with
all applicable SNUR notification
requirements and wait until all TSCA
prerequisites for the commencement of
manufacturing (including importing) or
processing have been satisfied. Consult
the Federal Register document of April
24, 1990 (55 FR 17376 (FRL–3658–5))
for a more detailed discussion of the
cutoff date for ongoing uses.
VII. Development and Submission of
Information
EPA recognizes that TSCA section 5
does not usually require developing
new information (e.g., generating test
data) before submission of a SNUN.
There is an exception: development of
information is required where the
chemical substance subject to the SNUR
is also subject to a rule, order, or
consent agreement under TSCA section
4 (see TSCA section 5(b)(1)).
In the absence of a TSCA section 4
test rule or order covering the chemical
substance, persons are required to
submit only information in their
possession or control and to describe
any other information known to or
reasonably ascertainable by them (15
U.S.C. 2604(d); 40 CFR 721.25 and
720.50). However, as a general matter,
EPA recommends that SNUN submitters
include information that would permit
a reasoned evaluation of risks posed by
the chemical substance during its
manufacture (including import),
processing, distribution in commerce,
use, or disposal. Potentially useful
information includes physical-chemical
property data and any information
related to persistence, bioaccumulation,
toxicity, and other characteristics that
may help predict the impact of a
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chemical substance on health or the
environment.
Submitting a SNUN that does not
include information sufficient to permit
a reasoned evaluation may increase the
likelihood that EPA will either respond
with a determination that the
information available to the Agency is
insufficient to permit a reasoned
evaluation of the health and
environmental effects of the significant
new use or, alternatively, that in the
absence of sufficient information, the
manufacture, processing, distribution in
commerce, use, or disposal of the
chemical substance may present an
unreasonable risk of injury.
SNUN submitters should be aware
that EPA will be better able to evaluate
SNUNs and define the terms of any
potentially necessary controls if the
submitter provides detailed information
on human exposure and environmental
releases that may result from the
significant new use of the chemical
substances.
VIII. SNUN Submissions
EPA recommends that submitters
consult with the Agency prior to
submitting a SNUN to discuss what
information may be useful in evaluating
a significant new use notice.
Discussions with the Agency prior to
submission can afford ample time to
conduct any tests that might be helpful
in evaluating risks posed by the
substance. According to 40 CFR
721.1(c), persons submitting a SNUN
must comply with the same notice
requirements and EPA regulatory
procedures as persons submitting a
PMN, including submission of test data
on health and environmental effects as
described in 40 CFR 720.50. SNUNs
must be submitted on EPA Form No.
7710–25, generated using e-PMN
software, and submitted to the Agency
in accordance with the procedures set
forth in 40 CFR 721.25 and 720.40. E–
PMN software is available electronically
at https://www.epa.gov/chemicalsunder-tsca.
IX. Economic Analysis
A. What is the analysis for SNUNs?
EPA has evaluated the potential costs
of establishing SNUR reporting
requirements for potential
manufacturers (including importers)
and processors of the chemical
substances included in this rule (Ref. 4).
In the event that a SNUN is submitted,
costs are estimated at approximately
$26,894 per SNUN submission for large
business submitters and $11,204 for
small business submitters. These
estimates include the cost to prepare
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and submit the SNUN, and the payment
of a user fee. Businesses that submit a
SNUN would be subject to either a
$19,020 user fee required by 40 CFR
700.45(b)(2)(iii), or, if they are a small
business as defined at 13 CFR 121.201,
a reduced user fee of $3,330 (40 CFR
700.45(b)(1)). Additionally, these
estimates reflect the costs and fees as
they are known at the time this rule is
promulgated. EPA’s complete economic
analysis is available in the public docket
for this rule (Ref. 4).
B. What is the analysis for export
notifications?
Under TSCA section 12(b) and the
implementing regulations at 40 CFR part
707, subpart D, exporters must notify
EPA if they export or intend to export
a chemical substance or mixture for
which, among other things, a rule has
been proposed or promulgated under
TSCA section 5. For persons exporting
a substance that is the subject of a
SNUR, a one-time notice to EPA must be
provided for the first export or intended
export to a particular country. The total
costs of export notification will vary by
chemical, depending on the number of
required notifications (i.e., the number
of countries to which the chemical is
exported). While EPA is unable to make
any estimate of the likely number of
export notifications for the chemicals
covered in this SNUR, as stated in the
accompanying economic analysis of this
SNUR, the estimated cost of the export
notification requirement on a per unit
basis is approximately $43.
X. Scientific Standards, Evidence, and
Available Information
EPA has used scientific information,
technical procedures, measures,
methods, protocols, methodologies, and
models consistent with the best
available science, as applicable. These
information sources supply information
relevant to whether a particular use
would be a significant new use, based
on relevant factors including those
listed under TSCA section 5(a)(2). As
noted in Unit III., EPA’s decision to
promulgate a SNUR for a particular
chemical use need not be based on an
extensive evaluation of the hazard,
exposure, or potential risk associated
with that use.
The clarity and completeness of the
data, assumptions, methods, quality
assurance, and analyses employed in
EPA’s decision are documented, as
applicable and to the extent necessary
for purposes of this SNUR, in Unit II. of
the January 26, 2023, proposed rule (88
FR 4937 (FRL–9655–01–OCSPP)), and
in the references cited throughout the
preamble of the proposed rule. EPA
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recognizes, based on the available
information, that there is variability and
uncertainty in whether any particular
significant new use would actually
present an unreasonable risk. For
precisely this reason, it is appropriate to
secure a future notice and review
process for these uses, at such time as
they are known more definitely. The
extent to which the various information,
procedures, measures, methods,
protocols, methodologies or models
used in EPA’s decision have been
subject to independent verification or
peer review is adequate to justify their
use, collectively, in the record for a
significant new use rule.
XI. Response to Public Comment
The Agency reviewed and considered
all comments received related to the
January 26, 2023, proposed rule (88 FR
4937 (FRL–9655–01–OCSPP)). Copies of
all comments are available in the docket
for this action (EPA–HQ–OPPT–2022–
0867), and EPA responses are in the
Response to Comments document (Ref.
2), which is also available in the docket.
Several primary comment topics
included: the Agency’s statutory
authority; the definition of PFAS;
significant new uses; ongoing
manufacturing and processing; chemical
identity claimed as CBI; byproducts,
impurities, and non-isolated
intermediates; and costs and fees of
SNUN submissions which are
summarized in this unit, along with
EPA responses.
1. Comment: Several commenters
stated that EPA is acting within its
authority under TSCA with the
proposed SNUR. Other commenters
commented that EPA is acting outside of
its statutory authority and one
commenter claimed that the inactive
status of a chemical or chemicals on the
TSCA Inventory should not be used as
the sole basis for a SNUR and that the
proposal appears to undercut the simple
notification procedure for changing the
status of a chemical substance from
inactive to active that Congress included
when TSCA was amended. One
commenter stated that Congress did not
include in the 2016 amendments a
provision that requires any form of
substantive review of substances prior
to change of status from inactive to
active. The same commenter stated that
EPA appears not to have undertaken a
chemical-by-chemical review for the
three hundred substances subject to this
SNUR, and findings on a chemicalspecific basis have not been provided.
Response: EPA disagrees that this
SNUR, issued pursuant to TSCA section
5(a) undercuts the notification
procedure established under TSCA
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section 8(b). TSCA section 8(b)(5)(B)(i)
requires that ‘‘[a]ny person that intends
to manufacture or process for a
nonexempt commercial purpose a
chemical substance that is designated as
an inactive substance shall notify the
Administrator before the date on which
the inactive substance is manufactured
or processed.’’ This Notice of Activity
reporting requirement applies to all
chemical substances designated as
inactive, including those subject to this
SNUR. EPA separately has authority
under TSCA section 5(a) to determine
that uses of a chemical substance (or
category of chemical substances) are
‘‘significant new uses’’ for which
notification to EPA is required before
manufacture (including import) or
processing for the significant new use
can commence. EPA has authority
under TSCA section 5(a) to promulgate
SNURs for ‘‘any chemical substance,’’
without regard to whether the chemical
substance is designated as active or
inactive. There is also no requirement
that EPA need undertake a chemical-bychemical review as the commenter
suggests. One common characteristic of
concern of PFAS is that many break
down very slowly and can build up in
people, animals, and the environment
over time (Ref. 7). As described in Unit
IV. of the January 26, 2023, proposed
rule (88 FR 4639 (FRL–9655–01–
OCSPP)), the baseline projected volume
for these 329 inactive PFAS is presumed
to be minimal based on their inactive
TSCA Inventory designation. As such,
any new manufacturing or processing of
any of these chemical substances would
significantly change the production
volume and produce changes in human
or environmental exposures to these
chemical substances. Thus, EPA has
determined it is necessary to review and
make an affirmative determination on
potential risks of the chemical
substances under section 5 before the
manufacture (including import) or
processing of the chemical substances
for the described significant new use
could begin.
2. Comment: Many commenters
discussed the proposed definition of
PFAS for this rule. Several commenters
suggested that EPA identify covered
PFAS by specific identification rather
than through a structural definition.
One commenter stated that structural
definitions are difficult to use as they
require an extensive understanding of
the often-complex chemistry of PFAS,
and structural definitions may also be
ambiguous and over-inclusive. Other
commenters stated that should EPA
move ahead with a broad definition and
stated that the definition should be
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1827
consistent with the definition of PFAS
the Agency uses in other regulations, or
that EPA should work with Federal
partners to ensure a consistent Federal
definition of PFAS. Two commenters
stated that EPA should adopt a
definition of PFAS that more closely
aligns with the Organization for
Economic Co-operation and
Development’s (OECD) broad definition
(Ref. 8).
Response: EPA believes it has been
chemically precise in the proposed
structural definition and appreciates
that there are differences between the
definition of PFAS used for this rule, for
other actions in the Agency, and by
other Federal agencies. The Agency
considered adopting various definitions,
including some of those suggested by
commenters, but ultimately determined
those definitions were not appropriate
for this rule because they were not
developed to focus on substances most
likely to be persistent in the
environment while excluding those
substances that are ‘‘lightly’’
fluorinated. In reaching this decision,
EPA considered that OECD also
stipulates that there may be different
definitions of ‘‘PFAS’’ for different
entities or for different purposes, and
that it may be appropriate for there to
be different definitions or
interpretations depending on the
specific scenario. The proposed
definition focused on substances with
greater potential for exposures to people
and/or the environment and by
extension more potential to present
risks. Adopting the OECD definition of
PFAS for this rule would have included
many substances whose only fluorine
molecule is in a terminal -CF3 and that
do not share a structure that is likely to
result in the substance’s persistence in
the environment, or which would
degrade to a substance that shares
toxicological or physiochemical
properties with perfluorooctanoic acid
(PFOA), perfluorooctanesulfonic acid
(PFOS), or GenX (Ref. 9).
EPA disagrees that the scope of
substances subject to notification
requirements should be a discrete list
and not a structural definition. EPA
points out that other regulations
promulgated pursuant to TSCA have
relied on a structural definition when
appropriate (e.g., the long-chain
perfluoroalkyl carboxylate (LCPFAC)
SNUR defines covered substances using
a structural definition (40 CFR
721.10536), and the polymer exemption
rule for new chemical PMNs defines
covered PFAS polymers using structural
definitions (40 CFR 723.250)).
Additionally, there are PFAS on the
TSCA Inventory whose generic names
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do not clearly state the substance is
fluorinated (i.e., no ‘‘fluor’’ included in
the generic name). The inclusion of
those chemicals on a discrete list for
reporting under this rule would disclose
structural information for these
substances that has been claimed as CBI.
EPA is finalizing the rule as proposed
and is providing the list of the 299
inactive PFAS that do not mask ‘‘fluor’’
or ‘‘fluorine’’ in the generic name in the
public docket for this rule. EPA believes
that providing a list of the 299 PFAS
should eliminate most ambiguity, and
notes that an entity with a valid
commercial need for EPA to verify if a
substance is on the inventory can
submit a Bona Fide Intent to
Manufacture or Import Notice (‘‘bona
fide notice’’). EPA will consider the
information submitted in a bona fide
notice and, if the Agency believes that
the submitter has demonstrated a
genuine intent to manufacture or
import, search the full TSCA Inventory
master file and provide a written
determination to the submitter on the
TSCA Inventory status (including SNUR
status) for the requested chemical
substance.
3. Comment: Several commenters
stated that SNURs are intended to
address truly new uses. The
commenters state that the dormant
status of a substance on the TSCA
Inventory does not mean that a previous
use should be considered new when
reintroduced into commerce. Two
commenters stated that under TSCA,
EPA is required to evaluate a substance
prior to promulgating a SNUR. One
commenter suggested that EPA
specifically exclude from the
notification requirements any uses that
were identified to EPA in previously
submitted PMNs. Another commenter
said that addressing the discontinued
use of an existing chemical with a
SNUR is only administratively efficient
where other requirements of TSCA
section 5 have been met and where (1)
stakeholder groups are broadly aware of
the proposal and (2) agree with EPA that
the use is permanently discontinued or
being phased out; the commenter stated
that these elements have not been met.
Response: EPA disagrees that the
previous use of a chemical substance
listed as inactive on the TSCA Inventory
should not be considered new when
such use is restarted. TSCA section 5
gives EPA the authority to designate
uses of a chemical as Significant New
Uses, including but not limited to uses
that were ongoing in the past but are not
longer in process. Part of EPA’s
rationale for promulgating this SNUR is
that the chemical substances subject to
this SNUR are considered to be PFAS.
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Certain PFAS are associated with risk to
human health and the environment, and
one common characteristic of concern of
PFAS is that many break down very
slowly and can build up in people,
animals, and the environment over time.
Therefore, EPA has determined that any
use of these PFAS would produce
changes in human or environmental
exposures and should trigger a SNUN
and accompanying EPA review and
action as necessary. EPA also disagrees
in part with the commenter who
suggested that EPA specifically exclude
from the SNUN requirements any uses
that were identified to EPA in
previously submitted PMNs. However,
uses of chemical substances for which a
PMN has been submitted (and for which
EPA has reasonably available
information that such uses are ongoing)
are considered ongoing uses for which
the SNUR does not apply. If production
of a chemical has ceased, the use of the
chemical substance is not considered to
be ongoing and such use is covered by
this SNUR.
EPA required reporting (with certain
exemptions from reporting at 40 CFR
710.27(a)) under the Active-Inactive
reporting rule of each chemical
substance manufactured (including
imported) or processed in the U.S. over
a 10-year period ending on June 21,
2016, and there was no manufacturing
(including import), or processing
reported for these inactive PFAS (Ref.
6). EPA believes the comment period for
the proposed SNUR allowed for
stakeholder groups to be broadly aware
of the proposal notice and provided an
additional opportunity for industry to
provide specific documentation of the
status of each chemical. EPA received
one ongoing use claim and has
determined that the use is not ongoing,
as described in Unit XI.D.
4. Comment: An anonymous
submitter notified EPA that it intends to
manufacture a PFAS covered by the
proposed SNUR. The commenter stated
that since EPA is not authorized under
TSCA to adopt a SNUR for an ongoing
use, it should exclude this substance
from the final SNUR.
Response: EPA investigated the
confidentially submitted information
and determined that the manufacture of
this substance is not ongoing. EPA is
therefore not excluding the manufacture
of this substance from the final SNUR.
5. Comment: Several commenters
provided feedback on the options
described in the proposed rule for
potential further agency action to list
out in the regulation either the specific
chemical identity or generic name of all
of the chemicals that fall within the
scope of the proposed SNUR. Some
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commenters stated that EPA must
identify all substances for which the
chemical identity has been claimed as
CBI, regardless as to whether ‘‘fluor’’ or
‘‘fluorine’’ appears in the name. Another
commenter stated that TSCA section
14(d)(3) allows information claimed as
CBI to be disclosed if the Agency
determines that disclosure is ‘‘necessary
to protect health or the environment
against an unreasonable risk of injury to
health or the environment.’’ Thus, the
commenter stated that EPA should
override CBI claims in the context of
this proposed SNUR and identify those
PFAS whose generic names do not
include ‘‘fluor’’ or ‘‘fluorine’’. The
commenter concluded that since these
PFAS are inactive, any business interest
in their confidentiality is minimal and
overridden by the need of states and the
public for the information. Another
commenter stated that although EPA
must maintain substantiated CBI claims
for these substances, EPA can include
the generic names and PMN and
accession numbers, which are not CBI,
which will minimize the potential for
confusion about whether certain
substances are subject to this proposal.
Another commenter stated that EPA
should use its authority under TSCA
section 14(f) to require re-substantiation
of and review the chemical identity CBI
claims for these PFAS. Additionally, the
commenter stated that EPA should
initiate review of the remaining specific
chemical identity CBI claims to ensure
they comply with TSCA section 14.
Another commenter relinquished its CBI
claims for the specific chemical
identities for twelve substances listed in
the confidential portion of the TSCA
Inventory that EPA has identified as
being subject to the proposed SNUR and
requested that EPA move them to the
public portion of the TSCA Inventory.
Response: EPA disagrees that all
substances for which the chemical
identity has been claimed as CBI must
be identified. Under section 14(c) of
TSCA, submitters may claim
information submitted to EPA under
TSCA as CBI. The listing of a chemical
substance as ‘‘inactive’’ on the TSCA
inventory does not itself impact CBI
claims relating to such chemical
substance, including CBI claims relating
to the structure or chemical identity of
a chemical substance. Further, as
explained previously, EPA is finalizing
a structural definition of the chemical
substances subject to this SNUR, and
EPA believes that persons will be able
to identify PFAS subject to this SNUR
based on that structural definition,
regardless of whether there is a
universally known unique identifier.
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For additional convenience, EPA is
providing a list of the inactive PFAS
that do not mask ‘‘fluor’’ or ‘‘fluorine’’
in the generic name in the public docket
for this rule.
EPA disagrees that its conclusions
pursuant to section 5 of TSCA
supporting the proposed SNUR for these
substances meet the very different
conclusions that would prompt
mandatory CBI review in accordance
with section 14(f). The fact that the
substances are currently designated as
inactive following reporting under
section 8(b) of TSCA does not mean that
the substance identities are no longer
treated as confidential by the original
CBI claimant or by subsequent or
prospective manufacturers, and
therefore EPA has not determined that
the status of a substance as inactive on
the TSCA inventory is a ‘‘reasonable
basis to believe’’ that chemical identity
information about such substance ‘‘does
not qualify’’ for CBI protection, as is
required by TSCA section 14(f)(2)(B).
Further, CBI claims asserted prior to the
enactment of the Lautenberg
amendments to TSCA in 2016 do not
automatically expire as do most postLautenberg CBI claims. However, if a
SNUN on any of these substances is
submitted, EPA would review any
renewed CBI claim for chemical identity
at that time, in accordance with the
requirements of TSCA section 14(g).
Submitters of such SNUNs that assert a
CBI claim for chemical identity should
expect that if the generic name
submitted with such a claim does not
identify the substance as a PFAS, EPA
expects to require revision of the generic
name to meet the generic name
requirements in TSCA section 14(c).
Finally, the request that EPA initiate
review of the remaining specific
chemical identity CBI claims to ensure
they comply with TSCA section 14 is
outside the scope of this rulemaking.
EPA acknowledges the commenter
who relinquished its CBI claims for the
specific chemical identities and plans to
move the twelve substances into the
public portion of the TSCA Inventory.
6. Comment: Many commenters stated
that requiring reporting on the
manufacture of any substances that were
exempt under the Active-Inactive Rule
would not be appropriate, including
substances manufactured and processed
solely for export or test marketing, nonisolated intermediates, and all other
exemptions from PMN requirements
listed at 40 CFR 720.30(h) (Ref. 6). Other
commenters expressed opposition to the
proposed exemptions. One commenter
stated that exposure to minuscule
amounts of PFAS is a threat to human
health and safety, and the
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reintroduction of inactive PFAS, in even
the smallest quantities, should therefore
be subject to the same intense health
and safety review as other quantities of
PFAS. One commenter urged EPA to
finalize the rule without regulatory
exemptions and extend the proposed
SNUR to byproducts because they are
significant sources of PFAS exposure
and environmental releases.
Response: EPA acknowledges that the
standard SNUR exemptions do not fully
align with the Active-Inactive reporting
exemptions. In the final rule, EPA is
adding an exemption for non-isolated
intermediates and expanding the
exemption for byproducts for
consistency with the PMN exemptions
at 40 CFR 720.30(g) and (h)(2) and
believes that these exemptions are now
consistent with the exemptions from
Active-Inactive reporting. As EPA
collects evidence of the use of PFAS,
potentially including inactive PFAS,
EPA may consider making certain
exemptions inapplicable in the future.
The Agency expects to receive
additional information about any
ongoing use of PFAS as part of the
separate TSCA section 8(a)(7) PFAS
reporting rule that was proposed on
June 28, 2021 (86 FR 33962 (FRL–7902–
01–OCSPP)) and finalized on October
11, 2023 (88 FR 70516 (FRL 7902–02–
OCSPP)).
7. Comment: One commenter stated
that the proposal incorrectly estimated
the costs related to the submission of a
SNUN. The commenter said that the
estimated cost of $26,737 is inconsistent
with the Agency’s latest proposal for
increasing TSCA fees. Another
commenter stated that while the user fee
may discourage a manufacturer from
using PFAS in a significant way, it is
likely that the user fee will deter users
from submitting a SNUN altogether.
Response: EPA disagrees that the
proposal incorrectly estimated the costs
related to the submission of a SNUN,
and notes that the latest proposal for
TSCA fees referenced by the commenter
has not been finalized. EPA disagrees
with the commenter that a user fee
would encourage a manufacturer to
circumvent the SNUR. EPA has
enforcement mechanisms in place to
ensure compliance with EPA
regulations.
XII. References
The following is a listing of the
documents that are specifically
referenced in this document. The docket
includes these documents and other
information considered by EPA,
including documents that are referenced
within the documents that are included
in the docket, even if the referenced
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document is not physically located in
the docket. For assistance in locating
these other documents, please consult
the technical person listed under FOR
FURTHER INFORMATION CONTACT.
1. U.S. EPA. ‘‘List of Select Chemicals
Subject to the Proposed Significant New
Use Rule Per- and Poly-fluoroalkyl
Chemical Substances Designated as
Inactive on the TSCA Inventory.’’
October 2022.
2. U.S. EPA. ‘‘Response to Comments on the
Final Per- and Poly-fluoroalkyl Chemical
Substances Designated as Inactive on the
TSCA Inventory Significant New Use
Rule (SNUR).’’ October 2023.
3. U.S. EPA. ‘‘PFAS Strategic Roadmap:
EPA’s Commitment to Action 2021–
2024.’’ EPA–100–K–21–002, October
2021.
4. U.S. EPA. ‘‘Economic Analysis of the Final
Significant New Use Rule Per- and Polyfluoroalkyl Chemical Substances
Designated as Inactive on the TSCA
Inventory.’’ October 2023.
5. U.S. EPA. ‘‘List of Select Chemicals
Subject to the Proposed Significant New
Use Rule Per- and Poly-fluoroalkyl
Chemical Substances Designated as
Inactive on the TSCA Inventory.’’
January 2022.
6. U.S. EPA. TSCA Inventory Notification
(Active-Inactive) Requirements; Final
Rule, 82 FR 37520 (FRL–9964–22),
August 11, 2017.
7. Evich, Marina G., Davis, Mary J.B.,
McCord, James P., Acrey, Brad,
Awkerman, Jill A., Knappe, Detlef R.U.,
Lindstrom, Andrew B., Speth, Thomas
F., Tebes-Stevens, Caroline, Strynar,
Mark J., Wang, Zhanyun, Weber, Eric J.,
Henderson, Matthew W., Washington,
John W. Per- and polyfluoroalkyl
substances in the environment. Science.
375: 6580, 1–14. February 4, 2022
8. Organisation for Economic Co-operation
and Development (OECD). ‘‘Reconciling
Terminology of the Universe of Per- and
Polyfluoroalkyl Substances:
Recommendations and Practical
Guidance.’’ July 9, 2021.
9. United Nations Environment Programme.
Sources, Fates, Toxicity, and Risks of
Trifluoroacetic Acid and Its Salts:
Relevance to Substances Regulated
Under the Montreal and Kyoto Protocols.
Report No. 2016–01. February 2016.
https://ozone.unep.org/sites/default/
files/2019-08/TFA2016.pdf.
XIII. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive orders can be
found at https://www.epa.gov/
regulations/and-executive-orders.
A. Executive Order 12866: Regulatory
Planning and Review and 14094:
Modernizing Regulatory Review
This action is not a significant
regulatory action under Executive Order
12866 (58 FR 51735, October 4, 1993),
as amended by Executive Order 14094
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Federal Register / Vol. 89, No. 8 / Thursday, January 11, 2024 / Rules and Regulations
(88 FR 21879, April 11, 2023), and was
therefore not subject to Executive Order
12866 review.
ddrumheller on DSK120RN23PROD with RULES1
B. Paperwork Reduction Act (PRA)
This action does not impose any new
information collection burden under the
PRA, 44 U.S.C. 3501 et seq. The Office
of Management and Budget (OMB) has
previously approved the information
collection activities contained in the
existing regulations and has assigned
OMB control numbers 2070–0038 (EPA
ICR No. 1188.13) and 2070–0030 (EPA
ICR No. 0795.16). If an entity were to
submit a SNUN to the Agency, the
annual burden is estimated to be less
than 100 hours per response, and the
estimated burden for export
notifications is less than 1.5 hours per
notification. In both cases, burden is
estimated to be reduced for submitters
who have already registered to use the
electronic submission system. This
burden estimate includes the time
needed to review instructions, search
existing data sources, gather and
maintain the data needed, and
complete, review and submit the
required SNUN.
EPA is amending the table in 40 CFR
part 9 to list the SNURs and OMB
approval number for the information
collection activities contained in this
action. This listing of the OMB control
numbers and their subsequent
codification in the CFR satisfies the
display requirements of PRA and OMB’s
implementing regulations at 5 CFR part
1320. The Information Collection
Request (ICR) covering the SNUR
activities was previously subject to
public notice and comment prior to
OMB approval, and given the technical
nature of the table, EPA finds that
further notice and comment to amend it
is unnecessary. As a result, EPA finds
that there is ‘‘good cause’’ under section
553(b)(3)(B) of the Administrative
Procedure Act (5 U.S.C. 553(b)(3)(B)) to
amend this table without further notice
and comment.
EPA always welcomes your feedback
on the burden estimate. Send any
comments about the accuracy of the
burden estimate, and any suggested
methods for minimizing respondent
burden, including through the use of
automated collection techniques, to the
Director, Regulatory Support Division,
Office of Mission Support (2822T),
Environmental Protection Agency, 1200
Pennsylvania Ave. NW, Washington, DC
20460–0001. Please remember to
include the OMB control number in any
correspondence, but do not submit any
completed forms to this address.
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16:45 Jan 10, 2024
Jkt 262001
C. Regulatory Flexibility Act (RFA)
I certify this action will not have a
significant economic impact on a
substantial number of small entities
under the RFA, 5 U.S.C. 601 et seq. The
small entities subject to the
requirements of this action are potential
future manufacturers (defined by statute
to include importers), processors, and
exporters of one or more subject
chemical substances for a significant
new use designated in the SNUR. The
requirement to submit a SNUN applies
to any person (including small or large
entities) who intends to engage in any
activity described in the final rule as a
‘‘significant new use.’’ Because these
uses are ‘‘new,’’ based on all
information currently available to EPA,
the Agency has determined that no
small or large entities presently engage
in such activities. A SNUR requires that
any person who intends to engage in
such activity in the future must first
notify EPA by submitting a SNUN.
EPA’s experience to date is that, in
response to the promulgation of SNURs
covering over 1,000 chemicals, the
Agency receives only a small number of
notices per year. For example, the
number of SNUNs received was 10 in
Federal fiscal year (FY) FY2016, 14 in
FY2017, 16 in FY2018, five in FY2019,
seven in FY2020, and 13 in FY2021, and
only a fraction of these were from small
businesses. In addition, the Agency
currently offers relief to qualifying small
businesses by reducing the SNUN
submission fee from $19,020 to $3,330.
This lower fee reduces the total
reporting and recordkeeping cost of
submitting a SNUN to about $11,204 for
qualifying small firms.
Therefore, the potential economic
impacts of complying with this SNUR
are not expected to be significant or
adversely impact a substantial number
of small entities. In a SNUR that
published in the Federal Register of
June 2, 1997 (62 FR 29684 (FRL–5597–
1)), the Agency presented its general
determination that final SNURs are not
expected to have a significant economic
impact on a substantial number of small
entities, which was provided to the
Chief Counsel for Advocacy of the Small
Business Administration.
D. Unfunded Mandates Reform Act
(UMRA)
This action does not contain any
unfunded mandates as described in
UMRA, 2 U.S.C. 1531–1538, and does
not significantly or uniquely affect small
governments. Based on EPA’s
experience with proposing and
finalizing SNURs, state, local, and tribal
governments have not been impacted by
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Fmt 4700
Sfmt 4700
these rulemakings, and EPA does not
have any reasons to believe that any
state, local, or tribal government will be
impacted by this action. As such, EPA
has determined that this final rule will
not impose any enforceable duty,
contain any unfunded mandate, or the
otherwise have any effect on small
governments subject to the requirements
of UMRA section 202, 203, 204, or 205
(2 U.S.C. 1501 et seq.).
E. Executive Order 13132: Federalism
This action does not have federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999) because it will not have
substantial direct effects on the states,
on the relationship between the
National Government and the states, or
on the distribution of power and
responsibilities among the various
levels of government.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000) because it will not have
substantial direct effects on tribal
governments, on the relationship
between the Federal Government and
the Indian tribes, or on the distribution
of power and responsibilities between
the Federal Government and Indian
tribes. Thus, Executive Order 13175
does not apply to this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
EPA interprets Executive Order 13045
as applying only to those regulatory
actions that concern environmental
health or safety risks that EPA has
reason to believe may
disproportionately affect children, per
the definition of ‘‘covered regulatory
action’’ in section 2–202 of the
Executive order. Therefore, this action is
not subject to Executive Order 13045
because it does not concern an
environmental health risk or safety risk.
Since this action does not concern
human health, EPA’s Policy on
Children’s Health also does not apply.
Although this action does not concern
an environmental health or safety risk,
the designation of certain uses of PFAS
as significant new uses ensures the
Agency has an opportunity to review
and address potential risks associated
with such uses before an entity begins
commencing any manufacture
(including import) or processing of
PFAS for that use. Once EPA receives a
notification, EPA must review and make
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Federal Register / Vol. 89, No. 8 / Thursday, January 11, 2024 / Rules and Regulations
an affirmative determination on the
notification, and take such action as is
required by any such determination
before the manufacture (including
import) or processing for the significant
new use can commence. Such a review
will assess whether the use identified in
the SNUN may present unreasonable
risk to health or the environment and
ensure that EPA can prevent future
unsafe environmental releases of PFAS
subject to the SNUR. As discussed
previously, EPA is concerned about the
potential for adverse health effects from
PFAS for children and will evaluate the
risk.
Authority: 15 U.S.C. 2604, 2607, and
2625(c).
List of Subjects
■
40 CFR Part 9
Environmental protection, Reporting
and recordkeeping requirements.
40 CFR Part 721
Environmental protection, Chemicals,
Hazardous substances, Reporting and
recordkeeping requirements.
Dated: January 8, 2024.
Michal Freedhoff,
Assistant Administrator, Office of Chemical
Safety and Pollution Prevention.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
Therefore, for the reasons set forth in
the preamble, 40 CFR chapter I is
amended as follows:
This action is not subject to Executive
Order 13211 (66 FR 28355, May 22,
2001), because it is not a ‘‘significant
regulatory action’’ under Executive
Order 12866.
PART 9—OMB APPROVALS UNDER
THE PAPERWORK REDUCTION ACT
I. National Technology Transfer and
Advancement Act (NTTAA)
This action does not involve any
technical standards under the NTTAA
section 12(d), 15 U.S.C. 272.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations and Executive
Order 14096: Revitalizing Our Nation’s
Commitment to Environmental Justice
for All
ddrumheller on DSK120RN23PROD with RULES1
a ‘‘major rule’’ as defined by 5 U.S.C.
804(2).
The EPA believes that it is not
practicable to assess whether the human
health or environmental conditions that
exist prior to this action result in
disproportionate and adverse effects on
communities with environmental justice
concerns.
The Agency believes that the inactive
PFAS included in this action are no
longer being manufactured (including
imported) or processed for any uses in
the United States. EPA believes that it
is not practicable to assess whether this
action is likely to result in new
disproportionate and adverse effects on
environmental justice communities
because the Agency is not able
anticipate which chemical substances
and uses, if any, will be submitted for
a significant new use notice under this
action.
1. The authority citation for part 9
continues to read as follows:
■
Authority: 7 U.S.C. 135 et seq., 136–136y;
15 U.S.C. 2001, 2003, 2005, 2006, 2601–2671;
21 U.S.C. 331j, 346a, 31 U.S.C. 9701; 33
U.S.C. 1251 et seq., 1311, 1313d, 1314, 1318,
1321, 1326, 1330, 1342, 1344, 1345 (d) and
(e), 1361; E.O. 11735, 38 FR 21243, 3 CFR,
1971–1975 Comp. p. 973; 42 U.S.C. 241,
242b, 243, 246, 300f, 300g, 300g–1, 300g–2,
300g–3, 300g–4, 300g–5, 300g–6, 300j–1,
300j–2, 300j–3, 300j–4, 300j–9, 1857 et seq.,
6901–6992k, 7401–7671q, 7542, 9601–9657,
11023, 11048.
2. Amend § 9.1 in the table by adding
an entry for § 721.11777 in numerical
order under the undesignated center
heading ‘‘Significant New Uses of
Chemical Substances’’ to read as
follows:
■
§ 9.1 OMB approvals under the Paperwork
Reduction Act.
*
*
*
*
*
OMB
control No.
40 CFR citation
*
*
*
*
*
Significant New Uses of Chemical
Substances
*
*
*
*
721.11777 .............................
*
*
4. Add § 721.11777 in numerical order
to subpart E to read as follows:
§ 721.11777 Per- and poly-fluoroalkyl
chemical substances designated as inactive
on the TSCA Inventory.
(a) Definitions. The definitions in
§ 721.3 apply to this section.
(b) Chemical substances and
significant new uses subject to reporting.
(1) The 329 chemical substances
identified in paragraphs (b)(1)(i) through
(iii) of this section, designated as
inactive on the TSCA Chemical
Substance Inventory as of January 26,
2023, are subject to reporting under this
section for the significant new uses
described in paragraph (b)(2) of this
section. The requirements of this section
do not apply to quantities of the
substance that are manufactured or
processed as nonisolated intermediates,
as defined at 40 CFR 720.3(w), or to
quantities of the substance that are
manufactured or processed as a
byproduct, as defined in 40 CFR
720.3(d), which are not used for
commercial purposes.
(i) R-(CF2)-CF(R′)″, where both the
CF2 and CF moieties are saturated
carbons;
(ii) R-CF2OCF2-R′, where R and R′
can either be F, O, or saturated carbons;
and
(iii) CF3C(CF3)R′R″, where R′ and R″
can either be F or saturated carbons.
(2) The significant new uses for the
chemical substances identified in
paragraph (b)(1) of this section are:
manufacture (including import) or
processing for any use.
(c) Chemical substances not subject to
reporting. The chemical substances
already subject to a rule under this part,
including § 721.9582, and § 721.10536,
are not subject to reporting under this
section.
(d) Specific requirements. The
provisions of subpart A of this part
apply to this section.
[FR Doc. 2024–00412 Filed 1–10–24; 8:45 am]
BILLING CODE 6560–50–P
*
This action is subject to the CRA, 5
U.S.C. 801 et seq., and EPA will submit
a rule report to each House of the
Congress and to the Comptroller General
of the United States. This action is not
PART 721—SIGNIFICANT NEW USES
OF CHEMICAL SUBSTANCES
Jkt 262001
*
*
*
16:45 Jan 10, 2024
*
2070–0038
K. Congressional Review Act (CRA)
VerDate Sep<11>2014
*
*
*
*
3. The authority citation for part 721
continues to read as follows:
■
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E:\FR\FM\11JAR1.SGM
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Agencies
[Federal Register Volume 89, Number 8 (Thursday, January 11, 2024)]
[Rules and Regulations]
[Pages 1822-1831]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-00412]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 9 and 721
[EPA-HQ-OPPT-2022-0867; FRL 9655-02-OCSPP]
RIN 2070-AL10
Per- and Poly-Fluoroalkyl Chemical Substances Designated as
Inactive on the TSCA Inventory; Significant New Use Rule
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: Under the Toxic Substances Control Act (TSCA), EPA is
finalizing a significant new use rule (SNUR) for 329 per- and poly-
fluoroalkyl substances (PFAS) that are designated as inactive on the
TSCA Chemical Substance Inventory. PFAS are a group of chemicals that
have been used in industry and consumer products since the 1940s
because of their useful properties, such as water and stain resistance.
Many PFAS break down very slowly and can build up in people, animals,
and the environment over time. Exposure at certain levels to specific
PFAS can adversely impact human health and other living things. Persons
subject to the final SNUR are required to notify EPA at least 90 days
before commencing any manufacture (including import) or processing of
the chemical substance for a significant new use. Once EPA receives a
notification, EPA must review and make an affirmative determination on
the notification, and take such action as is required by any such
determination before the manufacture (including import) or processing
for the significant new use can commence. Such a review will assess
whether the new use may present unreasonable risk to health or the
environment and ensure that EPA takes appropriate action as required to
protect health or the environment.
DATES: This final rule is effective March 11, 2024. For purposes of
judicial review, this rule shall be promulgated at 1 p.m. (EST) on
January 25, 2024.
ADDRESSES: The docket for this action, identified by docket
identification (ID) number EPA-HQ-OPPT-2022-0867, is available online
at https://www.regulations.gov or in person at the Office of Pollution
Prevention and Toxics Docket (OPPT Docket) in the Environmental
Protection Agency Docket Center (EPA/DC) in Washington, DC. Please
review the visitor instructions and additional information about the
docket available at https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT:
For technical information contact: Bethany Masten, Existing
Chemicals Risk Management Division (7404M), Office of Pollution
Prevention and Toxics, Environmental Protection Agency, 1200
Pennsylvania Ave. NW, Washington, DC 20460-0001; telephone number:
(202) 564-8803; email address: [email protected].
For general information contact: The TSCA-Hotline, ABVI-Goodwill,
422 South Clinton Ave., Rochester, NY 14620; telephone number: (202)
554-1404; email address: [email protected].
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Does this action apply to me?
You may be potentially affected by this action if you manufacture
(including import), process, or distribute in commerce chemical
substances and mixtures. The following list of North American
Industrial Classification System (NAICS) codes is not intended to be
exhaustive, but rather provides a guide to help readers determine
whether this document applies to them. Potentially affected entities
may include:
NAICS 221210--Natural Gas Distribution;
NAICS 236220--Commercial and Institutional Building
Construction;
[[Page 1823]]
NAICS 324--Petroleum and Coal Product Manufacturing;
NAICS 324--Petroleum and Coal Product Manufacturing;
NAICS 32419--Petroleum Lubricating Oil and Grease
Manufacturing;
NAICS 325--Chemical Manufacturing;
NAICS 325120--Industrial Gas Manufacturing;
NAICS 325180--Other Basic Inorganic Chemical
Manufacturing;
NAICS 325199--All Other Basic Organic Chemical
Manufacturing;
NAICS 325211--Plastics Material and Resin Manufacturing;
NAICS 325212--Synthetic Rubber Manufacturing;
NAICS 325220--Artificial and Synthetic Fibers and
Filaments Manufacturing;
NAICS 325320--Pesticide and Other Agricultural Chemical
Manufacturing;
NAICS 325411--Medicinal and Botanical Manufacturing;
NAICS 325412--Pharmaceutical Preparation Manufacturing;
NAICS 325612--Polish and Other Sanitation Good
Manufacturing;
NAICS 325613--Surface Active Agent Manufacturing;
NAICS 325998--All Other Miscellaneous Chemical Product and
Preparation Manufacturing;
NAICS 326113--Unlaminated Plastics Film and Sheet (except
Packaging) Manufacturing;
NAICS 327910--Abrasive Product Manufacturing;
NAICS 333999--All Other Miscellaneous General Purpose
Machinery Manufacturing;
NAICS 334511--Search, Detection, Navigation, Guidance,
Aeronautical, and Nautical System and Instrument Manufacturing;
NAICS 336111--Automobile Manufacturing;
NAICS 423120--Motor Vehicle Supplies and New Parts
Merchant Wholesalers;
NAICS 423420--Office Equipment Merchant Wholesalers;
NAICS 423510--Metal Service Centers and Other Metal
Merchant Wholesalers;
NAICS 423740--Refrigeration Equipment and Supplies
Merchant Wholesalers;
NAICS 423990--Other Miscellaneous Durable Goods Merchant
Wholesalers;
NAICS 424690--Other Chemical and Allied Products Merchant
Wholesalers;
NAICS 424720--Petroleum and Petroleum Products Merchant
Wholesalers (except Bulk Stations and Terminals);
NAICS 424950--Paint, Varnish, and Supplies Merchant
Wholesalers;
NAICS 441110--New Car Dealers;
NAICS 447190--Other Gasoline Stations;
NAICS 551112--Offices of Other Holding Companies; and
NAICS 562--Waste Management and Remediation Services.
This action may also affect certain entities through pre-existing
import, including import certification, and export notification rules
under TSCA. Chemical importers are subject to the import provision of
TSCA section 13 (15 U.S.C. 2612), which requires that the Secretary of
the Treasury ``refuse entry into the customs territory of the United
States'' of any substance, mixture, or article containing a chemical
substance or mixture that fails to comply with any rule issued under
TSCA or that ``is offered for entry in violation'' of TSCA or certain
rules or orders issued under TSCA, including rules issued under TSCA
section 5. Persons who import any chemical substance in bulk form, as
part of a mixture, or as part of an article (if required by rule) are
also subject to TSCA section 13 import certification requirements and
the corresponding regulations promulgated at 19 CFR 12.118 through
12.127 (see also 19 CFR 127.28). Chemical importers of the chemical
substances in bulk form, as part of a mixture, or as part of an article
(if required by rule) must certify that the shipment of the chemical
substance complies with all applicable rules and orders under TSCA,
including regulations issued under TSCA sections 5, 6, 7 and Title IV.
The EPA policy in support of import certification appears at 40 CFR
part 707, subpart B.
In addition, pursuant to 40 CFR 721.20, any persons who export or
intend to export a chemical substance that is the subject of this final
rule are subject to the export notification provisions of TSCA section
12(b) (15 U.S.C. 2611(b)) and must comply with the export notification
requirements in 40 CFR part 707, subpart D.
B. What is the Agency's authority for taking this action?
TSCA section 5(a)(2) (15 U.S.C. 2604(a)(2)) authorizes EPA to
determine that a use of a chemical substance is a ``significant new
use.'' EPA must make this determination by rule after considering all
relevant factors, including those listed in TSCA section 5(a)(2). Once
EPA determines that a use of a chemical substance is a significant new
use, TSCA section 5(a)(1) requires persons to submit a significant new
use notice (SNUN) to EPA at least 90 days before they manufacture
(including import) or process the chemical substance for that use (15
U.S.C. 2604(a)(1)(B)(i)). TSCA further provides that such manufacturing
(including import) or processing may not commence until EPA has
conducted a review of the notice, made an appropriate determination on
the notice, and taken such actions as are required in association with
that determination (15 U.S.C. 2604(a)(1)(B)(ii)). As described in Unit
V., the general SNUR provisions are found at 40 CFR part 721, subpart
A.
TSCA section 26(c) (15 U.S.C. 2625(c)) authorizes EPA to take
action under other sections of TSCA with respect to categories of
chemical substances.
C. What action is the Agency taking?
This final SNUR will require persons to notify EPA at least 90 days
before commencing any manufacture (including import) or processing of
those 329 PFAS described in Unit II. that are designated as inactive on
the TSCA Chemical Substance Inventory (TSCA Inventory) and that are not
subject to an existing SNUR, including the existing SNURs cited at 40
CFR 721.9582 and 721.10536, for any use. EPA is providing a list of the
299 inactive PFAS that do not mask ``fluor'' or ``fluorine'' in the
generic name in the public docket for this rule (Ref. 1). This category
of PFAS chemical substances (``inactive PFAS'') is described further in
Unit II.
EPA is exempting from the notice requirement PFAS present as
impurities, any byproducts which are not used for commercial purposes,
and the importing or processing of inactive PFAS-containing articles
because notification for the commercial activity designation (as active
or inactive) on the TSCA Inventory is not required for such substances
(see 40 CFR 710.27(a)). Similarly, EPA is exempting from the notice
requirement PFAS manufactured or processed: in small quantities solely
for research and development, for test marketing purposes, as a non-
isolated intermediate, or solely for export from the United States as
described in 40 CFR 720.30(e) or 721.3, except where the Administrator
has made a finding described in TSCA section 12(a)(2).
The SNUR was proposed in the Federal Register on January 26, 2023
(88 FR 4937 (FRL 9655-01-OCSPP)). EPA received a total of 20 public
comment submissions in response to the notice. EPA received one ongoing
use claim in Unit V. of the Response to Comments document (Ref. 2). EPA
[[Page 1824]]
reviewed the ongoing use claim, requested additional information, and
has determined that the use is not ongoing, as described in Unit XI.D.
D. Why is the Agency taking this action?
As noted in the January 26, 2023, proposed rule (88 FR 4937 (FRL
9655-01-OCSPP)), this action is part of the comprehensive approach
outlined in the Agency's ``PFAS Strategic Roadmap: EPA's Commitments to
Action 2021-2024'' to proactively prevent PFAS from entering air, land,
and water at levels that can adversely impact human health and the
environment (Ref. 3). This SNUR is necessary to ensure that EPA
receives timely advance notice of any future manufacturing (including
import) or processing of inactive PFAS for new uses that may produce
changes in human or environmental exposures.
The rationale and objectives for this SNUR are further explained in
Unit III.
E. What are the estimated incremental impacts of this action?
EPA has evaluated the potential costs of establishing SNUR
reporting requirements for potential manufacturers (including
importers) and processors of the chemical substances included in this
rule. This analysis (Ref. 4), which is available in the docket, is
discussed in Unit IX., and is briefly summarized here.
In the event that a SNUN is submitted, costs are estimated to be
approximately $26,894 per SNUN submission for large business submitters
and $11,204 for small business submitters. In addition, for persons
exporting a substance that is the subject of a SNUR, a one-time notice
to EPA must be provided for the first export or intended export to a
particular country, which is estimated to be approximately $43 per
notification.
II. Chemical Substances Subject to This Rule
As discussed in Units II. and III. of the proposed rule (88 FR
4937, January 26, 2023 (FRL 9655-01-OCSPP)), this SNUR applies to
chemical substances designated as inactive on the TSCA Inventory that
are also PFAS, except that inactive PFAS already subject to a
significant new use rule, including but not limited to the significant
new use rules cited at 40 CFR 721.9582 and 721.10536, are not subject
to notice requirements under this action to avoid potential
redundancies or conflicts between the SNURs.
For the purposes of this SNUR, the definition of ``PFAS'' includes
chemicals that contain at least one of these three structures:
R-(CF2)-CF(R')R'', where both the CF2 and CF moieties are
saturated carbons;
R-CF2OCF2-R', where R and R' can either be F, O, or
saturated carbons; or
CF3C(CF3)R'R'', where R' and R'' can either be F or
saturated carbons.
As described in Unit II. of the January 26, 2023, proposed rule (88
FR 4937 (FRL-9655-01-OCSPP)), this definition was developed to focus on
substances most likely to be persistent in the environment and EPA
notes that this definition may not be identical to other definitions of
PFAS used within EPA or by other domestic or international
organizations.
The chemical substances for which EPA is finalizing a SNUR are the
329 PFAS that are both currently designated as inactive on the TSCA
Inventory and that are not subject to an existing SNUR. The specific
chemical identities for 30 of these substances that have been claimed
as Confidential Business Information (CBI) have generic names (the
nonconfidential substitute for the specific chemical name) that do not
contain ``fluor'' or ``fluorine.'' EPA is providing a list of the 299
inactive PFAS that do not mask ``fluor'' or ``fluorine'' in the generic
name in the public docket for this rule (Ref. 1). Because EPA is
finalizing a structural definition of PFAS for this SNUR, EPA need not
take additional steps to list the 30 inactive PFAS that are not subject
to an existing SNUR and whose generic names do not contain ``fluor'' or
``fluorine''.
On October 14, 2022, prior to the publication of the proposed SNUR,
EPA received a Notice of Activity for CASRN 306-92-3. This substance
was erroneously included in the initial count and list of the 300
inactive PFAS that do not mask ``fluor'' or ``fluorine'' in the
supplemental document, ``List of Select Chemicals Subject to the
Proposed Significant New Use Rule Per- and Poly-fluoroalkyl Chemical
Substances Designated as Inactive on the TSCA Inventory'' (Ref. 5). The
designation of this substance was ``active'' at the time of the
proposed rule and, as such, it is not subject to this final rule and
the correct number of chemical substances for which EPA is finalizing a
SNUR is 329.
EPA received one Notice of Activity for CASRN 35101-47-7 on March
2, 2023, after the publication of the proposed rule. As described in
Unit IV of the proposed rule, uses arising after January 26, 2023, are
significant new uses, and persons who began commercial manufacturing
(including importing) or processing for a significant new use have to
cease upon the effective date of the final rule. To resume their
activities, these persons must first comply with all applicable SNUR
notification requirements and wait until all TSCA prerequisites for the
commencement of manufacturing (including importing) or processing have
been satisfied.
III. Rationale and Objectives
A. What is the rationale for this action?
As discussed in Units II. and III. of the proposed rule (88 FR
4937, January 26, 2023 (FRL-9655-01-OCSPP)), PFAS can adversely impact
human health and the environment. This final action is part of a
comprehensive approach to proactively prevent PFAS from entering air,
land, and water at levels that can adversely impact human health and
the environment.
In the absence of this final SNUR, manufacturing (including
importing) or processing for the significant new uses in this rule
could begin at any time after a manufacturer submits a Notice of
Activity under section 8 of TSCA and the substance becomes ``active''
on the TSCA Inventory; EPA would not be provided prior notice under
section 5 or an opportunity to review and address potential risks
associated with the proposed new use. The manufacture (including
import) or processing for any use of inactive PFAS would increase the
magnitude and duration of exposure to humans and the environment to
these chemicals. Given the concerns described in Units II. and III. of
the proposed rule (88 FR 4937, January 26, 2023 (FRL-9655-01-OCSPP)),
EPA has determined that notification and EPA's required review are
warranted for these chemicals prior to their potential reintroduction
into commerce.
Consistent with EPA's past practice for issuing SNURs under TSCA
section 5(a)(2), as described in Unit IV. of the proposed rule (88 FR
4937, January 26, 2023 (FRL-9655-01-OCSPP)), EPA's decision to issue a
SNUR for a particular chemical use follows an analysis of the relevant
factors listed in section 5(a)(2) and need not be based on an extensive
evaluation of the hazard, exposure, or potential risk associated with
that use. If a person decides to begin manufacturing (including
importing) or processing any of these chemicals for the significant new
use, the notice to EPA allows the Agency to evaluate the new use
according to the specific parameters and circumstances surrounding the
conditions of use at the time it receives such a notification.
B. What are the objectives of this action?
Based on the considerations in Unit III.A., EPA will achieve the
following
[[Page 1825]]
objectives with regard to the significant new use(s) of inactive PFAS
that are designated in this rule:
EPA will receive notice of any person's intent to
manufacture (including import) or process the chemical substances for
the described significant new use before that activity begins.
EPA will have an opportunity to review and evaluate
information submitted in a SNUN before the notice submitter begins
manufacturing (including importing) or processing the chemical
substances for the described significant new use.
EPA must either determine that the significant new use is
not likely to present an unreasonable risk of injury or take such
regulatory action as is associated with an alternative determination
under TSCA section 5 before the manufacture or processing for the
significant new use could commence.
IV. Significant New Use Determination
TSCA section 5(a)(2) states that EPA's determination that a use of
a chemical substance is a significant new use must be made after
consideration of all relevant factors including:
The projected volume of manufacturing and processing of a
chemical substance.
The extent to which a use changes the type or form of
exposure of human beings or the environment to a chemical substance.
The extent to which a use increases the magnitude and
duration of exposure of human beings or the environment to a chemical
substance.
The reasonably anticipated manner and methods of
manufacturing (including importing), processing, distribution in
commerce, and disposal of a chemical substance.
In addition to these factors enumerated in TSCA section 5(a)(2),
the statute authorizes EPA to consider any other relevant factors.
To determine what constitutes a significant new use of an inactive
PFAS, EPA considered relevant information about the toxicity or
expected toxicity of these substances, likely human exposures and
environmental releases associated with possible uses, and the four
factors listed in TSCA section 5(a)(2). Since the manufacture
(including import) and processing of inactive PFAS has been
discontinued in the United States, exposure will decrease over time. As
such, EPA expects their presence in humans and the environment to
decline over time. If any new uses of inactive PFAS were to resume
after having been phased out, EPA believes that such uses could both
change the type and form and increase the magnitude and duration of
human and environmental exposure to the substances, constituting a
significant new use.
EPA acknowledges that the reporting of commercial activity under
the TSCA Inventory Notification (Active-Inactive) Requirements Rule
(``Active-Inactive rule'') was not required for several activities,
including, but not limited to, importing or processing of inactive
PFAS-containing articles, and manufacturing (including importing) or
processing of inactive PFAS as impurities, byproducts not used for
commercial purposes, small quantities solely for research and
development, for test marketing purposes, as a non-isolated
intermediate, or solely for export from the United States (Ref. 6).
Thus, EPA has determined that the designation of these PFAS as inactive
does not provide a sufficient basis to conclude that there are not
ongoing uses of inactive PFAS for these activities, and because this
SNUR is based on information obtained from the Active-Inactive rule,
EPA is not at this time designating uses for these activities as
significant new uses. Based on consideration of the statutory factors
discussed herein, EPA has determined as significant new uses:
manufacture (including import) or processing of inactive PFAS for any
use except:
(1) Importing or processing of inactive PFAS-containing
articles; and/or
(2) Manufacture (including import) or processing of inactive
PFAS:
As impurities,
As byproducts not used for commercial purposes,
In small quantities solely for research and
development,
For test marketing purposes,
For use as a non-isolated intermediate, or
Solely for export from the United States.
V. Applicability of General Provisions
General provisions for SNURs appear under 40 CFR part 721, subpart
A. These provisions describe persons subject to the rule, recordkeeping
requirements, exemptions to reporting requirements, and applicability
of the rule to uses occurring before the effective date of the final
rule.
Provisions relating to user fees appear at 40 CFR part 700.
According to 40 CFR 721.1(c), persons subject to SNURs must comply with
the same notice requirements and EPA regulatory procedures as
submitters of Pre-manufacture Notices (PMNs) under TSCA section
5(a)(1)(A). In particular, these requirements include the information
submission requirements of TSCA sections 5(b) and 5(d)(1), the
exemptions authorized by TSCA sections 5(h)(1), (h)(2), (h)(3), and
(h)(5), and the regulations at 40 CFR part 720. Once EPA receives a
SNUN, EPA must either determine that the significant new use is not
likely to present an unreasonable risk of injury or take such
regulatory action as is associated with an alternative determination
under TSCA section 5 before the manufacturing (including importing) or
processing for the significant new use could commence. If EPA
determines that the significant new use is not likely to present an
unreasonable risk, EPA is required under TSCA section 5(g) to make
public, and submit for publication in the Federal Register, a statement
of EPA's finding.
Persons who export or intend to export a chemical substance
identified in a proposed or final SNUR are subject to the export
notification provisions of TSCA section 12(b). The regulations that
interpret TSCA section 12(b) appear at 40 CFR part 707, subpart D.
Persons who import a chemical substance identified in a final SNUR are
subject to TSCA section 13, which requires that the Secretary of the
Treasury ``refuse entry into the customs territory of the United
States'' of any substance, mixture, or article containing a chemical
substance or mixture that fails to comply with any rule issued under
TSCA or that ``is offered for entry in violation'' of TSCA or certain
rules or orders issued under TSCA, including SNURs issued under TSCA
section 5. Persons who import any chemical substance in bulk form, as
part of a mixture, or as part of an article (if required by rule) are
also subject to TSCA section 13 import certification requirements,
codified at 19 CFR 12.118 through 12.127; see also 19 CFR 127.28. Those
persons must certify that the shipment of the chemical substance
complies with all applicable rules and orders under TSCA, including any
SNUR requirements. The EPA policy in support of import certification
appears at 40 CFR part 707, subpart B.
VI. Applicability of Rule to Uses Occurring Before Effective Date of
the Final Rule
As discussed in the Federal Register of April 24, 1990 (55 FR 17376
(FRL-3658-5)), EPA has decided that the intent of TSCA section
5(a)(1)(B) is best served by designating a use as a significant new use
as of the date of publication of the proposed rule, rather than as of
the effective date of the final rule. This rule was proposed on January
26, 2023 (88 FR 4937 (FRL-9655-01-OCSPP)). Uses arising after the
publication of the proposed rule are
[[Page 1826]]
distinguished from uses that existed at publication of the proposed
rule. The former would be new uses, the latter ongoing uses, except
that uses that are ongoing as of the publication of the proposed rule
would not be considered ongoing uses if they have ceased by the date of
issuance of a final rule. EPA solicited public comment to identify any
ongoing manufacturing or processing of inactive PFAS subject to the
proposed SNUR. EPA received one ongoing use claim captured in the
Response to Comments in Unit V. (Ref. 2). EPA reviewed the ongoing use
claim, requested additional information, and has determined that the
use is not ongoing, as described in Unit XI.D.
Persons who began commercial manufacturing (including importing) or
processing of the chemical substances for a significant new use
identified as of January 26, 2023, must cease any such activity upon
the effective date of this final rule. To resume their activities,
these persons first have to comply with all applicable SNUR
notification requirements and wait until all TSCA prerequisites for the
commencement of manufacturing (including importing) or processing have
been satisfied. Consult the Federal Register document of April 24, 1990
(55 FR 17376 (FRL-3658-5)) for a more detailed discussion of the cutoff
date for ongoing uses.
VII. Development and Submission of Information
EPA recognizes that TSCA section 5 does not usually require
developing new information (e.g., generating test data) before
submission of a SNUN. There is an exception: development of information
is required where the chemical substance subject to the SNUR is also
subject to a rule, order, or consent agreement under TSCA section 4
(see TSCA section 5(b)(1)).
In the absence of a TSCA section 4 test rule or order covering the
chemical substance, persons are required to submit only information in
their possession or control and to describe any other information known
to or reasonably ascertainable by them (15 U.S.C. 2604(d); 40 CFR
721.25 and 720.50). However, as a general matter, EPA recommends that
SNUN submitters include information that would permit a reasoned
evaluation of risks posed by the chemical substance during its
manufacture (including import), processing, distribution in commerce,
use, or disposal. Potentially useful information includes physical-
chemical property data and any information related to persistence,
bioaccumulation, toxicity, and other characteristics that may help
predict the impact of a chemical substance on health or the
environment.
Submitting a SNUN that does not include information sufficient to
permit a reasoned evaluation may increase the likelihood that EPA will
either respond with a determination that the information available to
the Agency is insufficient to permit a reasoned evaluation of the
health and environmental effects of the significant new use or,
alternatively, that in the absence of sufficient information, the
manufacture, processing, distribution in commerce, use, or disposal of
the chemical substance may present an unreasonable risk of injury.
SNUN submitters should be aware that EPA will be better able to
evaluate SNUNs and define the terms of any potentially necessary
controls if the submitter provides detailed information on human
exposure and environmental releases that may result from the
significant new use of the chemical substances.
VIII. SNUN Submissions
EPA recommends that submitters consult with the Agency prior to
submitting a SNUN to discuss what information may be useful in
evaluating a significant new use notice. Discussions with the Agency
prior to submission can afford ample time to conduct any tests that
might be helpful in evaluating risks posed by the substance. According
to 40 CFR 721.1(c), persons submitting a SNUN must comply with the same
notice requirements and EPA regulatory procedures as persons submitting
a PMN, including submission of test data on health and environmental
effects as described in 40 CFR 720.50. SNUNs must be submitted on EPA
Form No. 7710-25, generated using e-PMN software, and submitted to the
Agency in accordance with the procedures set forth in 40 CFR 721.25 and
720.40. E-PMN software is available electronically at https://www.epa.gov/chemicals-under-tsca.
IX. Economic Analysis
A. What is the analysis for SNUNs?
EPA has evaluated the potential costs of establishing SNUR
reporting requirements for potential manufacturers (including
importers) and processors of the chemical substances included in this
rule (Ref. 4). In the event that a SNUN is submitted, costs are
estimated at approximately $26,894 per SNUN submission for large
business submitters and $11,204 for small business submitters. These
estimates include the cost to prepare and submit the SNUN, and the
payment of a user fee. Businesses that submit a SNUN would be subject
to either a $19,020 user fee required by 40 CFR 700.45(b)(2)(iii), or,
if they are a small business as defined at 13 CFR 121.201, a reduced
user fee of $3,330 (40 CFR 700.45(b)(1)). Additionally, these estimates
reflect the costs and fees as they are known at the time this rule is
promulgated. EPA's complete economic analysis is available in the
public docket for this rule (Ref. 4).
B. What is the analysis for export notifications?
Under TSCA section 12(b) and the implementing regulations at 40 CFR
part 707, subpart D, exporters must notify EPA if they export or intend
to export a chemical substance or mixture for which, among other
things, a rule has been proposed or promulgated under TSCA section 5.
For persons exporting a substance that is the subject of a SNUR, a one-
time notice to EPA must be provided for the first export or intended
export to a particular country. The total costs of export notification
will vary by chemical, depending on the number of required
notifications (i.e., the number of countries to which the chemical is
exported). While EPA is unable to make any estimate of the likely
number of export notifications for the chemicals covered in this SNUR,
as stated in the accompanying economic analysis of this SNUR, the
estimated cost of the export notification requirement on a per unit
basis is approximately $43.
X. Scientific Standards, Evidence, and Available Information
EPA has used scientific information, technical procedures,
measures, methods, protocols, methodologies, and models consistent with
the best available science, as applicable. These information sources
supply information relevant to whether a particular use would be a
significant new use, based on relevant factors including those listed
under TSCA section 5(a)(2). As noted in Unit III., EPA's decision to
promulgate a SNUR for a particular chemical use need not be based on an
extensive evaluation of the hazard, exposure, or potential risk
associated with that use.
The clarity and completeness of the data, assumptions, methods,
quality assurance, and analyses employed in EPA's decision are
documented, as applicable and to the extent necessary for purposes of
this SNUR, in Unit II. of the January 26, 2023, proposed rule (88 FR
4937 (FRL-9655-01-OCSPP)), and in the references cited throughout the
preamble of the proposed rule. EPA
[[Page 1827]]
recognizes, based on the available information, that there is
variability and uncertainty in whether any particular significant new
use would actually present an unreasonable risk. For precisely this
reason, it is appropriate to secure a future notice and review process
for these uses, at such time as they are known more definitely. The
extent to which the various information, procedures, measures, methods,
protocols, methodologies or models used in EPA's decision have been
subject to independent verification or peer review is adequate to
justify their use, collectively, in the record for a significant new
use rule.
XI. Response to Public Comment
The Agency reviewed and considered all comments received related to
the January 26, 2023, proposed rule (88 FR 4937 (FRL-9655-01-OCSPP)).
Copies of all comments are available in the docket for this action
(EPA-HQ-OPPT-2022-0867), and EPA responses are in the Response to
Comments document (Ref. 2), which is also available in the docket.
Several primary comment topics included: the Agency's statutory
authority; the definition of PFAS; significant new uses; ongoing
manufacturing and processing; chemical identity claimed as CBI;
byproducts, impurities, and non-isolated intermediates; and costs and
fees of SNUN submissions which are summarized in this unit, along with
EPA responses.
1. Comment: Several commenters stated that EPA is acting within its
authority under TSCA with the proposed SNUR. Other commenters commented
that EPA is acting outside of its statutory authority and one commenter
claimed that the inactive status of a chemical or chemicals on the TSCA
Inventory should not be used as the sole basis for a SNUR and that the
proposal appears to undercut the simple notification procedure for
changing the status of a chemical substance from inactive to active
that Congress included when TSCA was amended. One commenter stated that
Congress did not include in the 2016 amendments a provision that
requires any form of substantive review of substances prior to change
of status from inactive to active. The same commenter stated that EPA
appears not to have undertaken a chemical-by-chemical review for the
three hundred substances subject to this SNUR, and findings on a
chemical-specific basis have not been provided.
Response: EPA disagrees that this SNUR, issued pursuant to TSCA
section 5(a) undercuts the notification procedure established under
TSCA section 8(b). TSCA section 8(b)(5)(B)(i) requires that ``[a]ny
person that intends to manufacture or process for a nonexempt
commercial purpose a chemical substance that is designated as an
inactive substance shall notify the Administrator before the date on
which the inactive substance is manufactured or processed.'' This
Notice of Activity reporting requirement applies to all chemical
substances designated as inactive, including those subject to this
SNUR. EPA separately has authority under TSCA section 5(a) to determine
that uses of a chemical substance (or category of chemical substances)
are ``significant new uses'' for which notification to EPA is required
before manufacture (including import) or processing for the significant
new use can commence. EPA has authority under TSCA section 5(a) to
promulgate SNURs for ``any chemical substance,'' without regard to
whether the chemical substance is designated as active or inactive.
There is also no requirement that EPA need undertake a chemical-by-
chemical review as the commenter suggests. One common characteristic of
concern of PFAS is that many break down very slowly and can build up in
people, animals, and the environment over time (Ref. 7). As described
in Unit IV. of the January 26, 2023, proposed rule (88 FR 4639 (FRL-
9655-01-OCSPP)), the baseline projected volume for these 329 inactive
PFAS is presumed to be minimal based on their inactive TSCA Inventory
designation. As such, any new manufacturing or processing of any of
these chemical substances would significantly change the production
volume and produce changes in human or environmental exposures to these
chemical substances. Thus, EPA has determined it is necessary to review
and make an affirmative determination on potential risks of the
chemical substances under section 5 before the manufacture (including
import) or processing of the chemical substances for the described
significant new use could begin.
2. Comment: Many commenters discussed the proposed definition of
PFAS for this rule. Several commenters suggested that EPA identify
covered PFAS by specific identification rather than through a
structural definition. One commenter stated that structural definitions
are difficult to use as they require an extensive understanding of the
often-complex chemistry of PFAS, and structural definitions may also be
ambiguous and over-inclusive. Other commenters stated that should EPA
move ahead with a broad definition and stated that the definition
should be consistent with the definition of PFAS the Agency uses in
other regulations, or that EPA should work with Federal partners to
ensure a consistent Federal definition of PFAS. Two commenters stated
that EPA should adopt a definition of PFAS that more closely aligns
with the Organization for Economic Co-operation and Development's
(OECD) broad definition (Ref. 8).
Response: EPA believes it has been chemically precise in the
proposed structural definition and appreciates that there are
differences between the definition of PFAS used for this rule, for
other actions in the Agency, and by other Federal agencies. The Agency
considered adopting various definitions, including some of those
suggested by commenters, but ultimately determined those definitions
were not appropriate for this rule because they were not developed to
focus on substances most likely to be persistent in the environment
while excluding those substances that are ``lightly'' fluorinated. In
reaching this decision, EPA considered that OECD also stipulates that
there may be different definitions of ``PFAS'' for different entities
or for different purposes, and that it may be appropriate for there to
be different definitions or interpretations depending on the specific
scenario. The proposed definition focused on substances with greater
potential for exposures to people and/or the environment and by
extension more potential to present risks. Adopting the OECD definition
of PFAS for this rule would have included many substances whose only
fluorine molecule is in a terminal -CF3 and that do not share a
structure that is likely to result in the substance's persistence in
the environment, or which would degrade to a substance that shares
toxicological or physiochemical properties with perfluorooctanoic acid
(PFOA), perfluorooctanesulfonic acid (PFOS), or GenX (Ref. 9).
EPA disagrees that the scope of substances subject to notification
requirements should be a discrete list and not a structural definition.
EPA points out that other regulations promulgated pursuant to TSCA have
relied on a structural definition when appropriate (e.g., the long-
chain perfluoroalkyl carboxylate (LCPFAC) SNUR defines covered
substances using a structural definition (40 CFR 721.10536), and the
polymer exemption rule for new chemical PMNs defines covered PFAS
polymers using structural definitions (40 CFR 723.250)).
Additionally, there are PFAS on the TSCA Inventory whose generic
names
[[Page 1828]]
do not clearly state the substance is fluorinated (i.e., no ``fluor''
included in the generic name). The inclusion of those chemicals on a
discrete list for reporting under this rule would disclose structural
information for these substances that has been claimed as CBI. EPA is
finalizing the rule as proposed and is providing the list of the 299
inactive PFAS that do not mask ``fluor'' or ``fluorine'' in the generic
name in the public docket for this rule. EPA believes that providing a
list of the 299 PFAS should eliminate most ambiguity, and notes that an
entity with a valid commercial need for EPA to verify if a substance is
on the inventory can submit a Bona Fide Intent to Manufacture or Import
Notice (``bona fide notice''). EPA will consider the information
submitted in a bona fide notice and, if the Agency believes that the
submitter has demonstrated a genuine intent to manufacture or import,
search the full TSCA Inventory master file and provide a written
determination to the submitter on the TSCA Inventory status (including
SNUR status) for the requested chemical substance.
3. Comment: Several commenters stated that SNURs are intended to
address truly new uses. The commenters state that the dormant status of
a substance on the TSCA Inventory does not mean that a previous use
should be considered new when reintroduced into commerce. Two
commenters stated that under TSCA, EPA is required to evaluate a
substance prior to promulgating a SNUR. One commenter suggested that
EPA specifically exclude from the notification requirements any uses
that were identified to EPA in previously submitted PMNs. Another
commenter said that addressing the discontinued use of an existing
chemical with a SNUR is only administratively efficient where other
requirements of TSCA section 5 have been met and where (1) stakeholder
groups are broadly aware of the proposal and (2) agree with EPA that
the use is permanently discontinued or being phased out; the commenter
stated that these elements have not been met.
Response: EPA disagrees that the previous use of a chemical
substance listed as inactive on the TSCA Inventory should not be
considered new when such use is restarted. TSCA section 5 gives EPA the
authority to designate uses of a chemical as Significant New Uses,
including but not limited to uses that were ongoing in the past but are
not longer in process. Part of EPA's rationale for promulgating this
SNUR is that the chemical substances subject to this SNUR are
considered to be PFAS. Certain PFAS are associated with risk to human
health and the environment, and one common characteristic of concern of
PFAS is that many break down very slowly and can build up in people,
animals, and the environment over time. Therefore, EPA has determined
that any use of these PFAS would produce changes in human or
environmental exposures and should trigger a SNUN and accompanying EPA
review and action as necessary. EPA also disagrees in part with the
commenter who suggested that EPA specifically exclude from the SNUN
requirements any uses that were identified to EPA in previously
submitted PMNs. However, uses of chemical substances for which a PMN
has been submitted (and for which EPA has reasonably available
information that such uses are ongoing) are considered ongoing uses for
which the SNUR does not apply. If production of a chemical has ceased,
the use of the chemical substance is not considered to be ongoing and
such use is covered by this SNUR.
EPA required reporting (with certain exemptions from reporting at
40 CFR 710.27(a)) under the Active-Inactive reporting rule of each
chemical substance manufactured (including imported) or processed in
the U.S. over a 10-year period ending on June 21, 2016, and there was
no manufacturing (including import), or processing reported for these
inactive PFAS (Ref. 6). EPA believes the comment period for the
proposed SNUR allowed for stakeholder groups to be broadly aware of the
proposal notice and provided an additional opportunity for industry to
provide specific documentation of the status of each chemical. EPA
received one ongoing use claim and has determined that the use is not
ongoing, as described in Unit XI.D.
4. Comment: An anonymous submitter notified EPA that it intends to
manufacture a PFAS covered by the proposed SNUR. The commenter stated
that since EPA is not authorized under TSCA to adopt a SNUR for an
ongoing use, it should exclude this substance from the final SNUR.
Response: EPA investigated the confidentially submitted information
and determined that the manufacture of this substance is not ongoing.
EPA is therefore not excluding the manufacture of this substance from
the final SNUR.
5. Comment: Several commenters provided feedback on the options
described in the proposed rule for potential further agency action to
list out in the regulation either the specific chemical identity or
generic name of all of the chemicals that fall within the scope of the
proposed SNUR. Some commenters stated that EPA must identify all
substances for which the chemical identity has been claimed as CBI,
regardless as to whether ``fluor'' or ``fluorine'' appears in the name.
Another commenter stated that TSCA section 14(d)(3) allows information
claimed as CBI to be disclosed if the Agency determines that disclosure
is ``necessary to protect health or the environment against an
unreasonable risk of injury to health or the environment.'' Thus, the
commenter stated that EPA should override CBI claims in the context of
this proposed SNUR and identify those PFAS whose generic names do not
include ``fluor'' or ``fluorine''. The commenter concluded that since
these PFAS are inactive, any business interest in their confidentiality
is minimal and overridden by the need of states and the public for the
information. Another commenter stated that although EPA must maintain
substantiated CBI claims for these substances, EPA can include the
generic names and PMN and accession numbers, which are not CBI, which
will minimize the potential for confusion about whether certain
substances are subject to this proposal. Another commenter stated that
EPA should use its authority under TSCA section 14(f) to require re-
substantiation of and review the chemical identity CBI claims for these
PFAS. Additionally, the commenter stated that EPA should initiate
review of the remaining specific chemical identity CBI claims to ensure
they comply with TSCA section 14. Another commenter relinquished its
CBI claims for the specific chemical identities for twelve substances
listed in the confidential portion of the TSCA Inventory that EPA has
identified as being subject to the proposed SNUR and requested that EPA
move them to the public portion of the TSCA Inventory.
Response: EPA disagrees that all substances for which the chemical
identity has been claimed as CBI must be identified. Under section
14(c) of TSCA, submitters may claim information submitted to EPA under
TSCA as CBI. The listing of a chemical substance as ``inactive'' on the
TSCA inventory does not itself impact CBI claims relating to such
chemical substance, including CBI claims relating to the structure or
chemical identity of a chemical substance. Further, as explained
previously, EPA is finalizing a structural definition of the chemical
substances subject to this SNUR, and EPA believes that persons will be
able to identify PFAS subject to this SNUR based on that structural
definition, regardless of whether there is a universally known unique
identifier.
[[Page 1829]]
For additional convenience, EPA is providing a list of the inactive
PFAS that do not mask ``fluor'' or ``fluorine'' in the generic name in
the public docket for this rule.
EPA disagrees that its conclusions pursuant to section 5 of TSCA
supporting the proposed SNUR for these substances meet the very
different conclusions that would prompt mandatory CBI review in
accordance with section 14(f). The fact that the substances are
currently designated as inactive following reporting under section 8(b)
of TSCA does not mean that the substance identities are no longer
treated as confidential by the original CBI claimant or by subsequent
or prospective manufacturers, and therefore EPA has not determined that
the status of a substance as inactive on the TSCA inventory is a
``reasonable basis to believe'' that chemical identity information
about such substance ``does not qualify'' for CBI protection, as is
required by TSCA section 14(f)(2)(B). Further, CBI claims asserted
prior to the enactment of the Lautenberg amendments to TSCA in 2016 do
not automatically expire as do most post-Lautenberg CBI claims.
However, if a SNUN on any of these substances is submitted, EPA would
review any renewed CBI claim for chemical identity at that time, in
accordance with the requirements of TSCA section 14(g). Submitters of
such SNUNs that assert a CBI claim for chemical identity should expect
that if the generic name submitted with such a claim does not identify
the substance as a PFAS, EPA expects to require revision of the generic
name to meet the generic name requirements in TSCA section 14(c).
Finally, the request that EPA initiate review of the remaining specific
chemical identity CBI claims to ensure they comply with TSCA section 14
is outside the scope of this rulemaking.
EPA acknowledges the commenter who relinquished its CBI claims for
the specific chemical identities and plans to move the twelve
substances into the public portion of the TSCA Inventory.
6. Comment: Many commenters stated that requiring reporting on the
manufacture of any substances that were exempt under the Active-
Inactive Rule would not be appropriate, including substances
manufactured and processed solely for export or test marketing, non-
isolated intermediates, and all other exemptions from PMN requirements
listed at 40 CFR 720.30(h) (Ref. 6). Other commenters expressed
opposition to the proposed exemptions. One commenter stated that
exposure to minuscule amounts of PFAS is a threat to human health and
safety, and the reintroduction of inactive PFAS, in even the smallest
quantities, should therefore be subject to the same intense health and
safety review as other quantities of PFAS. One commenter urged EPA to
finalize the rule without regulatory exemptions and extend the proposed
SNUR to byproducts because they are significant sources of PFAS
exposure and environmental releases.
Response: EPA acknowledges that the standard SNUR exemptions do not
fully align with the Active-Inactive reporting exemptions. In the final
rule, EPA is adding an exemption for non-isolated intermediates and
expanding the exemption for byproducts for consistency with the PMN
exemptions at 40 CFR 720.30(g) and (h)(2) and believes that these
exemptions are now consistent with the exemptions from Active-Inactive
reporting. As EPA collects evidence of the use of PFAS, potentially
including inactive PFAS, EPA may consider making certain exemptions
inapplicable in the future. The Agency expects to receive additional
information about any ongoing use of PFAS as part of the separate TSCA
section 8(a)(7) PFAS reporting rule that was proposed on June 28, 2021
(86 FR 33962 (FRL-7902-01-OCSPP)) and finalized on October 11, 2023 (88
FR 70516 (FRL 7902-02-OCSPP)).
7. Comment: One commenter stated that the proposal incorrectly
estimated the costs related to the submission of a SNUN. The commenter
said that the estimated cost of $26,737 is inconsistent with the
Agency's latest proposal for increasing TSCA fees. Another commenter
stated that while the user fee may discourage a manufacturer from using
PFAS in a significant way, it is likely that the user fee will deter
users from submitting a SNUN altogether.
Response: EPA disagrees that the proposal incorrectly estimated the
costs related to the submission of a SNUN, and notes that the latest
proposal for TSCA fees referenced by the commenter has not been
finalized. EPA disagrees with the commenter that a user fee would
encourage a manufacturer to circumvent the SNUR. EPA has enforcement
mechanisms in place to ensure compliance with EPA regulations.
XII. References
The following is a listing of the documents that are specifically
referenced in this document. The docket includes these documents and
other information considered by EPA, including documents that are
referenced within the documents that are included in the docket, even
if the referenced document is not physically located in the docket. For
assistance in locating these other documents, please consult the
technical person listed under FOR FURTHER INFORMATION CONTACT.
1. U.S. EPA. ``List of Select Chemicals Subject to the Proposed
Significant New Use Rule Per- and Poly-fluoroalkyl Chemical
Substances Designated as Inactive on the TSCA Inventory.'' October
2022.
2. U.S. EPA. ``Response to Comments on the Final Per- and Poly-
fluoroalkyl Chemical Substances Designated as Inactive on the TSCA
Inventory Significant New Use Rule (SNUR).'' October 2023.
3. U.S. EPA. ``PFAS Strategic Roadmap: EPA's Commitment to Action
2021-2024.'' EPA-100-K-21-002, October 2021.
4. U.S. EPA. ``Economic Analysis of the Final Significant New Use
Rule Per- and Poly-fluoroalkyl Chemical Substances Designated as
Inactive on the TSCA Inventory.'' October 2023.
5. U.S. EPA. ``List of Select Chemicals Subject to the Proposed
Significant New Use Rule Per- and Poly-fluoroalkyl Chemical
Substances Designated as Inactive on the TSCA Inventory.'' January
2022.
6. U.S. EPA. TSCA Inventory Notification (Active-Inactive)
Requirements; Final Rule, 82 FR 37520 (FRL-9964-22), August 11,
2017.
7. Evich, Marina G., Davis, Mary J.B., McCord, James P., Acrey,
Brad, Awkerman, Jill A., Knappe, Detlef R.U., Lindstrom, Andrew B.,
Speth, Thomas F., Tebes-Stevens, Caroline, Strynar, Mark J., Wang,
Zhanyun, Weber, Eric J., Henderson, Matthew W., Washington, John W.
Per- and polyfluoroalkyl substances in the environment. Science.
375: 6580, 1-14. February 4, 2022
8. Organisation for Economic Co-operation and Development (OECD).
``Reconciling Terminology of the Universe of Per- and
Polyfluoroalkyl Substances: Recommendations and Practical
Guidance.'' July 9, 2021.
9. United Nations Environment Programme. Sources, Fates, Toxicity,
and Risks of Trifluoroacetic Acid and Its Salts: Relevance to
Substances Regulated Under the Montreal and Kyoto Protocols. Report
No. 2016-01. February 2016. https://ozone.unep.org/sites/default/files/2019-08/TFA2016.pdf.
XIII. Statutory and Executive Order Reviews
Additional information about these statutes and Executive orders
can be found at https://www.epa.gov/regulations/and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and 14094:
Modernizing Regulatory Review
This action is not a significant regulatory action under Executive
Order 12866 (58 FR 51735, October 4, 1993), as amended by Executive
Order 14094
[[Page 1830]]
(88 FR 21879, April 11, 2023), and was therefore not subject to
Executive Order 12866 review.
B. Paperwork Reduction Act (PRA)
This action does not impose any new information collection burden
under the PRA, 44 U.S.C. 3501 et seq. The Office of Management and
Budget (OMB) has previously approved the information collection
activities contained in the existing regulations and has assigned OMB
control numbers 2070-0038 (EPA ICR No. 1188.13) and 2070-0030 (EPA ICR
No. 0795.16). If an entity were to submit a SNUN to the Agency, the
annual burden is estimated to be less than 100 hours per response, and
the estimated burden for export notifications is less than 1.5 hours
per notification. In both cases, burden is estimated to be reduced for
submitters who have already registered to use the electronic submission
system. This burden estimate includes the time needed to review
instructions, search existing data sources, gather and maintain the
data needed, and complete, review and submit the required SNUN.
EPA is amending the table in 40 CFR part 9 to list the SNURs and
OMB approval number for the information collection activities contained
in this action. This listing of the OMB control numbers and their
subsequent codification in the CFR satisfies the display requirements
of PRA and OMB's implementing regulations at 5 CFR part 1320. The
Information Collection Request (ICR) covering the SNUR activities was
previously subject to public notice and comment prior to OMB approval,
and given the technical nature of the table, EPA finds that further
notice and comment to amend it is unnecessary. As a result, EPA finds
that there is ``good cause'' under section 553(b)(3)(B) of the
Administrative Procedure Act (5 U.S.C. 553(b)(3)(B)) to amend this
table without further notice and comment.
EPA always welcomes your feedback on the burden estimate. Send any
comments about the accuracy of the burden estimate, and any suggested
methods for minimizing respondent burden, including through the use of
automated collection techniques, to the Director, Regulatory Support
Division, Office of Mission Support (2822T), Environmental Protection
Agency, 1200 Pennsylvania Ave. NW, Washington, DC 20460-0001. Please
remember to include the OMB control number in any correspondence, but
do not submit any completed forms to this address.
C. Regulatory Flexibility Act (RFA)
I certify this action will not have a significant economic impact
on a substantial number of small entities under the RFA, 5 U.S.C. 601
et seq. The small entities subject to the requirements of this action
are potential future manufacturers (defined by statute to include
importers), processors, and exporters of one or more subject chemical
substances for a significant new use designated in the SNUR. The
requirement to submit a SNUN applies to any person (including small or
large entities) who intends to engage in any activity described in the
final rule as a ``significant new use.'' Because these uses are
``new,'' based on all information currently available to EPA, the
Agency has determined that no small or large entities presently engage
in such activities. A SNUR requires that any person who intends to
engage in such activity in the future must first notify EPA by
submitting a SNUN. EPA's experience to date is that, in response to the
promulgation of SNURs covering over 1,000 chemicals, the Agency
receives only a small number of notices per year. For example, the
number of SNUNs received was 10 in Federal fiscal year (FY) FY2016, 14
in FY2017, 16 in FY2018, five in FY2019, seven in FY2020, and 13 in
FY2021, and only a fraction of these were from small businesses. In
addition, the Agency currently offers relief to qualifying small
businesses by reducing the SNUN submission fee from $19,020 to $3,330.
This lower fee reduces the total reporting and recordkeeping cost of
submitting a SNUN to about $11,204 for qualifying small firms.
Therefore, the potential economic impacts of complying with this
SNUR are not expected to be significant or adversely impact a
substantial number of small entities. In a SNUR that published in the
Federal Register of June 2, 1997 (62 FR 29684 (FRL-5597-1)), the Agency
presented its general determination that final SNURs are not expected
to have a significant economic impact on a substantial number of small
entities, which was provided to the Chief Counsel for Advocacy of the
Small Business Administration.
D. Unfunded Mandates Reform Act (UMRA)
This action does not contain any unfunded mandates as described in
UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect
small governments. Based on EPA's experience with proposing and
finalizing SNURs, state, local, and tribal governments have not been
impacted by these rulemakings, and EPA does not have any reasons to
believe that any state, local, or tribal government will be impacted by
this action. As such, EPA has determined that this final rule will not
impose any enforceable duty, contain any unfunded mandate, or the
otherwise have any effect on small governments subject to the
requirements of UMRA section 202, 203, 204, or 205 (2 U.S.C. 1501 et
seq.).
E. Executive Order 13132: Federalism
This action does not have federalism implications as specified in
Executive Order 13132 (64 FR 43255, August 10, 1999) because it will
not have substantial direct effects on the states, on the relationship
between the National Government and the states, or on the distribution
of power and responsibilities among the various levels of government.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications as specified in
Executive Order 13175 (65 FR 67249, November 9, 2000) because it will
not have substantial direct effects on tribal governments, on the
relationship between the Federal Government and the Indian tribes, or
on the distribution of power and responsibilities between the Federal
Government and Indian tribes. Thus, Executive Order 13175 does not
apply to this action.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
EPA interprets Executive Order 13045 as applying only to those
regulatory actions that concern environmental health or safety risks
that EPA has reason to believe may disproportionately affect children,
per the definition of ``covered regulatory action'' in section 2-202 of
the Executive order. Therefore, this action is not subject to Executive
Order 13045 because it does not concern an environmental health risk or
safety risk. Since this action does not concern human health, EPA's
Policy on Children's Health also does not apply.
Although this action does not concern an environmental health or
safety risk, the designation of certain uses of PFAS as significant new
uses ensures the Agency has an opportunity to review and address
potential risks associated with such uses before an entity begins
commencing any manufacture (including import) or processing of PFAS for
that use. Once EPA receives a notification, EPA must review and make
[[Page 1831]]
an affirmative determination on the notification, and take such action
as is required by any such determination before the manufacture
(including import) or processing for the significant new use can
commence. Such a review will assess whether the use identified in the
SNUN may present unreasonable risk to health or the environment and
ensure that EPA can prevent future unsafe environmental releases of
PFAS subject to the SNUR. As discussed previously, EPA is concerned
about the potential for adverse health effects from PFAS for children
and will evaluate the risk.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not subject to Executive Order 13211 (66 FR 28355,
May 22, 2001), because it is not a ``significant regulatory action''
under Executive Order 12866.
I. National Technology Transfer and Advancement Act (NTTAA)
This action does not involve any technical standards under the
NTTAA section 12(d), 15 U.S.C. 272.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations and
Executive Order 14096: Revitalizing Our Nation's Commitment to
Environmental Justice for All
The EPA believes that it is not practicable to assess whether the
human health or environmental conditions that exist prior to this
action result in disproportionate and adverse effects on communities
with environmental justice concerns.
The Agency believes that the inactive PFAS included in this action
are no longer being manufactured (including imported) or processed for
any uses in the United States. EPA believes that it is not practicable
to assess whether this action is likely to result in new
disproportionate and adverse effects on environmental justice
communities because the Agency is not able anticipate which chemical
substances and uses, if any, will be submitted for a significant new
use notice under this action.
K. Congressional Review Act (CRA)
This action is subject to the CRA, 5 U.S.C. 801 et seq., and EPA
will submit a rule report to each House of the Congress and to the
Comptroller General of the United States. This action is not a ``major
rule'' as defined by 5 U.S.C. 804(2).
List of Subjects
40 CFR Part 9
Environmental protection, Reporting and recordkeeping requirements.
40 CFR Part 721
Environmental protection, Chemicals, Hazardous substances,
Reporting and recordkeeping requirements.
Dated: January 8, 2024.
Michal Freedhoff,
Assistant Administrator, Office of Chemical Safety and Pollution
Prevention.
Therefore, for the reasons set forth in the preamble, 40 CFR
chapter I is amended as follows:
PART 9--OMB APPROVALS UNDER THE PAPERWORK REDUCTION ACT
0
1. The authority citation for part 9 continues to read as follows:
Authority: 7 U.S.C. 135 et seq., 136-136y; 15 U.S.C. 2001,
2003, 2005, 2006, 2601-2671; 21 U.S.C. 331j, 346a, 31 U.S.C. 9701;
33 U.S.C. 1251 et seq., 1311, 1313d, 1314, 1318, 1321, 1326, 1330,
1342, 1344, 1345 (d) and (e), 1361; E.O. 11735, 38 FR 21243, 3 CFR,
1971-1975 Comp. p. 973; 42 U.S.C. 241, 242b, 243, 246, 300f, 300g,
300g-1, 300g-2, 300g-3, 300g-4, 300g-5, 300g-6, 300j-1, 300j-2,
300j-3, 300j-4, 300j-9, 1857 et seq., 6901-6992k, 7401-7671q, 7542,
9601-9657, 11023, 11048.
0
2. Amend Sec. 9.1 in the table by adding an entry for Sec. 721.11777
in numerical order under the undesignated center heading ``Significant
New Uses of Chemical Substances'' to read as follows:
Sec. 9.1 OMB approvals under the Paperwork Reduction Act.
* * * * *
------------------------------------------------------------------------
OMB control
40 CFR citation No.
------------------------------------------------------------------------
* * * * *
------------------------------------------------------------------------
Significant New Uses of Chemical Substances
------------------------------------------------------------------------
* * * * *
------------------------------------------------------------------------
721.11777............................................... 2070-0038
* * * * *
------------------------------------------------------------------------
* * * * *
PART 721--SIGNIFICANT NEW USES OF CHEMICAL SUBSTANCES
0
3. The authority citation for part 721 continues to read as follows:
Authority: 15 U.S.C. 2604, 2607, and 2625(c).
0
4. Add Sec. 721.11777 in numerical order to subpart E to read as
follows:
Sec. 721.11777 Per- and poly-fluoroalkyl chemical substances
designated as inactive on the TSCA Inventory.
(a) Definitions. The definitions in Sec. 721.3 apply to this
section.
(b) Chemical substances and significant new uses subject to
reporting. (1) The 329 chemical substances identified in paragraphs
(b)(1)(i) through (iii) of this section, designated as inactive on the
TSCA Chemical Substance Inventory as of January 26, 2023, are subject
to reporting under this section for the significant new uses described
in paragraph (b)(2) of this section. The requirements of this section
do not apply to quantities of the substance that are manufactured or
processed as nonisolated intermediates, as defined at 40 CFR 720.3(w),
or to quantities of the substance that are manufactured or processed as
a byproduct, as defined in 40 CFR 720.3(d), which are not used for
commercial purposes.
(i) R-(CF2)-CF(R')'', where both the CF2 and CF moieties are
saturated carbons;
(ii) R-CF2OCF2-R', where R and R' can either be F, O, or saturated
carbons; and
(iii) CF3C(CF3)R'R'', where R' and R'' can either be F or saturated
carbons.
(2) The significant new uses for the chemical substances identified
in paragraph (b)(1) of this section are: manufacture (including import)
or processing for any use.
(c) Chemical substances not subject to reporting. The chemical
substances already subject to a rule under this part, including Sec.
721.9582, and Sec. 721.10536, are not subject to reporting under this
section.
(d) Specific requirements. The provisions of subpart A of this part
apply to this section.
[FR Doc. 2024-00412 Filed 1-10-24; 8:45 am]
BILLING CODE 6560-50-P