Air Plan Disapproval; Kansas; Regional Haze, 178-193 [2023-28384]
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Federal Register / Vol. 89, No. 1 / Tuesday, January 2, 2024 / Proposed Rules
SUPPLEMENTARY INFORMATION:
Throughout this document ‘‘we,’’ ‘‘us,’’
and ‘‘our’’ refer to the EPA.
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
Table of Contents
[EPA–R07–OAR–2023–0582; FRL–11576–
01–R7]
Air Plan Disapproval; Kansas;
Regional Haze
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to
disapprove a revision to Kansas’s State
Implementation Plan (SIP) submitted on
July 28, 2021, to satisfy applicable
requirements under the Clean Air Act
(CAA) and EPA’s Regional Haze Rule
(RHR) for the program’s second
planning period. As required by section
169A of the Clean Air Act, the federal
Regional Haze Rule calls for state and
federal agencies to work together to
improve visibility, including Regional
Haze, in 156 national parks and
wilderness areas. The rule requires the
states, in coordination with the EPA, the
National Park Service (NPS), U.S. Fish
and Wildlife Service (FWS), the U.S.
Forest Service (FS), and other interested
parties, to develop and implement air
quality protection plans in which states
revise their long-term strategies (LTS)
for making reasonable progress towards
the national goal of preventing any
future, and remedying any existing,
anthropogenic impairment of visibility
in these mandatory Class I Federal
Areas. Disapproval does not start a
mandatory sanctions clock.
DATES: Comments must be received on
or before February 1, 2024.
ADDRESSES: You may send comments,
identified by Docket ID No. EPA–R07–
OAR–2023–0582 to https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Instructions: All submissions received
must include the Docket ID No. for this
rulemaking. Comments received will be
posted without change to https://
www.regulations.gov/, including any
personal information provided. For
detailed instructions on sending
comments and additional information
on the rulemaking process, see the
‘‘Written Comments’’ heading of the
SUPPLEMENTARY INFORMATION section of
this document.
FOR FURTHER INFORMATION CONTACT: Jed
D. Wolkins, Environmental Protection
Agency, Region 7 Office, Air Permitting
and Planning Branch, 11201 Renner
Boulevard, Lenexa, Kansas 66219;
telephone number: (913) 551–7588;
email address: wolkins.jed@epa.gov.
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SUMMARY:
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I. Written Comments
II. What is being addressed in this document?
III. Background and Requirements for
Regional Haze Plans
A. Regional Haze Background
B. Roles of Agencies in Addressing
Regional Haze
IV. Requirements for Regional Haze Plans for
the Second Implementation Period
A. Identification of Class I Areas
B. Calculations of Baseline, Current, and
Natural Visibility Conditions; Progress to
Date; and the Uniform Rate of Progress
C. Long-Term Strategy for Regional Haze
D. Reasonable Progress Goals
E. Monitoring Strategy and Other State
Implementation Plan Requirements
F. Requirements for Periodic Reports
Describing Progress Towards the
Reasonable Progress Goals
G. Requirements for State and Federal
Land Manager Coordination
V. The EPA’s Evaluation of Kansas’s Regional
Haze Submission for the Second
Implementation Period
A. Background on Kansas’s First
Implementation Period SIP Submission
B. Kansas’s Second Implementation Period
SIP Submission and the EPA’s
Evaluation
C. Identification of Class I Areas
D. Regional Haze Rule Provisions That Do
Not Apply to States With No Class I
Areas
E. Calculations of Baseline, Current, and
Natural Visibility Conditions; Progress to
Date; and the Uniform Rate of Progress
F. Long-Term Strategy for Regional Haze
a. Four-Factor Analysis
b. Additional Long-Term Strategy
Requirements
G. Reasonable Progress Goals
H. Monitoring Strategy and Other
Implementation Plan Requirements
I. Requirements for Periodic Reports
Describing Progress Towards the
Reasonable Progress Goals
J. Requirements for State and Federal Land
Manager Coordination
VI. What action is the EPA taking?
VII. Statutory and Executive Order Reviews
I. Written Comments
Submit your comments, identified by
Docket ID No. EPA–R07–OAR–2023–
0582, at https://www.regulations.gov.
Once submitted, comments cannot be
edited or removed from Regulations.gov.
The EPA may publish any comment
received to its public docket. Do not
submit electronically any information
you consider to be Confidential
Business Information (CBI) or other
information whose disclosure is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written comment.
The written comment is considered the
official comment and should include
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discussion of all points you wish to
make. The EPA will generally not
consider comments or comment
contents located outside of the primary
submission (i.e., on the web, cloud, or
other file sharing system). For
additional submission methods, the full
EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www.epa.gov/dockets/
commenting-epa-dockets.
II. What is being addressed in this
document?
The EPA is proposing to disapprove
Kansas’s Regional Haze plan for the
second planning period. As required by
section 169A of the CAA, the federal
RHR calls for state and federal agencies
to work together to improve visibility in
156 national parks and wilderness areas.
The rule requires the states, in
coordination with the EPA, the NPS,
FWS, the FS, and other interested
parties, to develop and implement air
quality protection plans to reduce the
pollution that causes visibility
impairment in mandatory Class I
Federal areas. Visibility impairing
pollutants include fine and coarse
particulate matter (PM) (e.g., sulfates,
nitrates, organic carbon, elemental
carbon, and soil dust) and their
precursors (e.g., sulfur dioxide (SO2),
oxides of nitrogen (NOX), and, in some
cases, volatile organic compounds
(VOC) and ammonia (NH3)). As
discussed in further detail below, the
EPA is proposing to find that Kansas has
submitted a Regional Haze plan that
does not meet the Regional Haze
requirements for the second planning
period. The State’s submission can be
found in the docket for this action.
III. Background and Requirements for
Regional Haze Plans
A. Regional Haze Background
In the 1977 CAA Amendments,
Congress created a program for
protecting visibility in the nation’s
mandatory Class I Federal areas, which
include certain national parks and
wilderness areas.1 CAA section 169A.
The CAA establishes as a national goal
the ‘‘prevention of any future, and the
remedying of any existing, impairment
of visibility in mandatory class I Federal
1 Areas statutorily designated as mandatory Class
I Federal Areas consist of national parks exceeding
6,000 acres, wilderness areas and national memorial
parks exceeding 5,000 acres, and all international
parks that were in existence on August 7, 1977.
CAA 162(a). There are 156 mandatory Class I Areas.
The list of areas to which the requirements of the
visibility protection program apply is in 40 CFR
part 81, subpart D.
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areas which impairment results from
manmade air pollution.’’ CAA section
169A(a)(1). The CAA further directs the
EPA to promulgate regulations to assure
reasonable progress toward meeting this
national goal. CAA section 169A(a)(4).
On December 2, 1980, the EPA
promulgated regulations to address
visibility impairment in mandatory
Class I Federal Areas (hereinafter
referred to as ‘‘Class I Areas’’) that is
‘‘reasonably attributable’’ to a single
source or small group of sources. (45 FR
80084, December 2, 1980). These
regulations, codified at 40 CFR 51.300
through 51.307, represented the first
phase of the EPA’s efforts to address
visibility impairment. In 1990, Congress
added section 169B to the CAA to
further address visibility impairment,
specifically, impairment from Regional
Haze. CAA 169B. The EPA promulgated
the RHR, codified at 40 CFR 51.308,2 on
July 1, 1999. (64 FR 35714, July 1, 1999).
These Regional Haze regulations are a
central component of the EPA’s
comprehensive visibility protection
program for Class I Areas.
Regional Haze is visibility impairment
that is produced by a multitude of
anthropogenic sources and activities
which are located across a broad
geographic area and that emit pollutants
that impair visibility. Visibility
impairing pollutants include fine and
coarse PM (e.g., sulfates, nitrates,
organic carbon, elemental carbon, and
soil dust) and their precursors (e.g., SO2,
NOX, and, in some cases, VOC and
NH3). Fine particle precursors react in
the atmosphere to form fine PM (PM2.5),
which impairs visibility by scattering
and absorbing light. Visibility
impairment reduces the perception of
clarity and color, as well as visible
distance.3
2 In addition to the generally applicable Regional
Haze provisions at 40 CFR 51.308, the EPA also
promulgated regulations specific to addressing
Regional Haze visibility impairment in Class I Areas
on the Colorado Plateau at 40 CFR 51.309. The
latter regulations are applicable only for specific
jurisdictions’ Regional Haze plans submitted no
later than December 17, 2007, and thus are not
relevant here.
3 There are several ways to measure the amount
of visibility impairment, i.e., haze. One such
measurement is the deciview, which is the
principal metric used by the RHR. Under many
circumstances, a change in one deciview will be
perceived by the human eye to be the same on both
clear and hazy days. The deciview is unitless. It is
proportional to the logarithm of the atmospheric
extinction of light, which is the perceived dimming
of light due to its being scattered and absorbed as
it passes through the atmosphere. Atmospheric light
extinction (bext) is a metric used to for expressing
visibility and is measured in inverse megameters
(Mm–1). The EPA’s Guidance on Regional Haze
State Implementation Plans for the Second
Implementation Period (‘‘2019 Guidance’’) offers
the flexibility for the use of light extinction in
certain cases. Light extinction can be simpler to use
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To address Regional Haze visibility
impairment, the 1999 RHR established
an iterative planning process that
requires both states in which Class I
Areas are located and states ‘‘the
emissions from which may reasonably
be anticipated to cause or contribute to
any impairment of visibility’’ in a Class
I Area to periodically submit SIP
revisions to address such impairment.
CAA section 169A(b)(2); 4 see also 40
CFR 51.308(b), (f) (establishing
submission dates for iterative Regional
Haze SIP revisions); (64 FR at 35768,
July 1, 1999). Under the CAA, each SIP
submission must contain ‘‘a long-term
(ten to fifteen years) strategy for making
reasonable progress toward meeting the
national goal,’’ CAA section
169A(b)(2)(B); the initial round of SIP
submissions also had to address the
statutory requirement that certain older,
larger sources of visibility impairing
pollutants install and operate the best
available retrofit technology (BART).
CAA section 169A(b)(2)(A); 40 CFR
51.308(d), (e). States’ first Regional Haze
SIPs were due by December 17, 2007, 40
CFR 51.308(b), with subsequent SIP
submissions containing updated LTS
originally due July 31, 2018, and every
ten years thereafter. (64 FR at 35768,
July 1, 1999). The EPA established in
the 1999 RHR that all states either have
Class I Areas within their borders or
‘‘contain sources whose emissions are
reasonably anticipated to contribute to
Regional Haze in a Class I Area’’;
therefore, all states must submit
Regional Haze SIPs.5 Id. at 35721.
Much of the focus in the first
implementation period of the Regional
Haze program, which ran from 2007
through 2018, was on satisfying states’
BART obligations. First implementation
period SIPs were additionally required
to contain LTS for making reasonable
progress toward the national visibility
goal, of which BART is one component.
The core required elements for the first
implementation period SIPs (other than
BART) are laid out in 40 CFR 51.308(d).
Those provisions required that states
containing Class I Areas establish
reasonable progress goals (RPGs) that
are measured in deciviews and reflect
the anticipated visibility conditions at
the end of the implementation period
including from implementation of
states’ LTS. The first planning period
RPGs were required to provide for an
improvement in visibility for the most
impaired days over the period of the
implementation plan and ensure no
degradation in visibility for the least
impaired days over the same period. In
establishing the RPGs for any Class I
Area in a state, the state was required to
consider four statutory factors: the costs
of compliance, the time necessary for
compliance, the energy and non-air
quality environmental impacts of
compliance, and the remaining useful
life of any potentially affected sources.
CAA section 169A(g)(1); 40 CFR
51.308(d)(1).
States were also required to calculate
baseline (using the five year period of
2000–2004) and natural visibility
conditions (i.e., visibility conditions
without anthropogenic visibility
impairment) for each Class I Area, and
to calculate the linear rate of progress
needed to attain natural visibility
conditions, assuming a starting point of
baseline visibility conditions in 2004
and ending with natural conditions in
2064. This linear interpolation is known
as the uniform rate of progress (URP)
and is used as a tracking metric to help
states assess the amount of progress they
are making towards the national
visibility goal over time in each Class I
Area.6 40 CFR 51.308(d)(1)(i)(B), (d)(2).
The 1999 RHR also provided that States’
LTS must include the ‘‘enforceable
emissions limitations, compliance,
schedules, and other measures as
necessary to achieve the reasonable
progress goals.’’ 40 CFR 51.308(d)(3). In
in calculations than deciviews, since it is not a
logarithmic function. See, e.g., 2019 Guidance at 16,
19, https://www.epa.gov/visibility/guidanceregional-haze-state-implementation-plans-secondimplementation-period. The EPA Office of Air
Quality Planning and Standards, Research Triangle
Park (August 20, 2019). The formula for the
deciview is 10 ln (bext)/10 Mm–1). 40 CFR 51.301.
4 The RHR expresses the statutory requirement for
states to submit plans addressing out-of-state Class
I Areas by providing that states must address
visibility impairment ‘‘in each mandatory Class I
Federal Area located outside the State that may be
affected by emissions from within the State.’’ 40
CFR 51.308(d), (f).
5 In addition to each of the fifty states, the EPA
also concluded that the Virgin Islands and District
of Columbia must also submit Regional Haze SIPs
because they either contain a Class I Area or contain
sources whose emissions are reasonably anticipated
to contribute Regional Haze in a Class I Area. See
40 CFR 51.300(b), (d)(3).
6 The EPA established the URP framework in the
1999 RHR to provide ‘‘an equitable analytical
approach’’ to assessing the rate of visibility
improvement at Class I Areas across the country.
The start point for the URP analysis is 2004 and the
endpoint was calculated based on the amount of
visibility improvement that was anticipated to
result from implementation of existing CAA
programs over the period from the mid-1990s to
approximately 2005. Assuming this rate of progress
would continue into the future, the EPA determined
that natural visibility conditions would be reached
in 60 years, or 2064 (60 years from the baseline
starting point of 2004). However, the EPA did not
establish 2064 as the year by which the national
goal must be reached. 64 FR at 35731–32. That is,
the URP and the 2064 date are not enforceable
targets, but are rather tools that ‘‘allow for analytical
comparisons between the rate of progress that
would be achieved by the state’s chosen set of
control measures and the URP.’’ (82 FR 3078, 3084,
January 10, 2017).
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establishing their LTS, states are
required to consult with other states that
also contribute to visibility impairment
in a given Class I Area and include all
measures necessary to obtain their
shares of the emission reductions
needed to meet the RPGs. 40 CFR
51.308(d)(3)(i), (ii). Section 51.308(d)
also contains seven additional factors
states must consider in formulating their
LTS, 40 CFR 51.308(d)(3)(v), as well as
provisions governing monitoring and
other implementation plan
requirements. 40 CFR 51.308(d)(4).
Finally, the 1999 RHR required states to
submit periodic progress reports—SIP
revisions due every five years that
contain information on states’
implementation of their Regional Haze
plans and an assessment of whether
anything additional is needed to make
reasonable progress, see 40 CFR
51.308(g), (h)—and to consult with the
Federal Land Manager(s) 7 (FLMs)
responsible for each Class I Area
according to the requirements in CAA
section 169A(d) and 40 CFR 51.308(i).
On January 10, 2017, the EPA
promulgated revisions to the RHR, (82
FR 3078, January 10, 2017), that apply
for the second and subsequent
implementation periods. The 2017
rulemaking made several changes to the
requirements for Regional Haze SIPs to
clarify States’ obligations and streamline
certain Regional Haze requirements. The
revisions to the Regional Haze program
for the second and subsequent
implementation periods focused on the
requirement that States’ SIPs contain
LTS for making reasonable progress
towards the national visibility goal. The
reasonable progress requirements as
revised in the 2017 rulemaking (referred
to here as the 2017 RHR Revisions) are
codified at 40 CFR 51.308(f). Among
other changes, the 2017 RHR Revisions
adjusted the deadline for States to
submit their second implementation
period SIPs from July 31, 2018, to July
31, 2021, clarified the order of analysis
and the relationship between RPGs and
the LTS, and focused on making
visibility improvements on the days
with the most anthropogenic visibility
impairment, as opposed to the days
with the most visibility impairment
overall. The EPA also revised
requirements of the visibility protection
program related to periodic progress
reports and FLM consultation. The
specific requirements applicable to
7 The EPA’s regulations define ‘‘Federal Land
Manager’’ as ‘‘the Secretary of the department with
authority over the Federal Class I Area (or the
Secretary’s designee) or, with respect to RooseveltCampobello International Park, the Chairman of the
Roosevelt-Campobello International Park
Commission.’’ 40 CFR 51.301.
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second implementation period Regional
Haze SIP submissions are addressed in
detail below.
The EPA provided guidance to the
states for their second implementation
period SIP submissions in the preamble
to the 2017 RHR Revisions as well as in
subsequent, stand-alone guidance
documents. In August 2019, the EPA
issued ‘‘Guidance on Regional Haze
State Implementation Plans for the
Second Implementation Period’’ (‘‘2019
Guidance’’).8 On July 8, 2021, the EPA
issued a memorandum containing
‘‘Clarifications Regarding Regional Haze
State Implementation Plans for the
Second Implementation Period’’ (‘‘2021
Clarifications Memo’’).9 Additionally,
the EPA further clarified the
recommended procedures for processing
ambient visibility data and optionally
adjusting the URP to account for
international anthropogenic and
prescribed fire impacts in two technical
guidance documents: the December
2018 ‘‘Technical Guidance on Tracking
Visibility Progress for the Second
Implementation Period of the Regional
Haze Program’’ (‘‘2018 Visibility
Tracking Guidance’’),10 and the June
2020 ‘‘Recommendation for the Use of
Patched and Substituted Data and
Clarification of Data Completeness for
Tracking Visibility Progress for the
Second Implementation Period of the
Regional Haze Program’’ and associated
Technical Addendum (‘‘2020 Data
Completeness Memo’’).11
As previously explained in the 2021
Clarifications Memo, the EPA intends
the second implementation period of
8 Guidance on Regional Haze State
Implementation Plans for the Second
Implementation Period. https://www.epa.gov/
visibility/guidance-regional-haze-stateimplementation-plans-second-implementationperiod The EPA Office of Air Quality Planning and
Standards, Research Triangle Park (August 20,
2019).
9 Clarifications Regarding Regional Haze State
Implementation Plans for the Second
Implementation Period. https://www.epa.gov/
system/files/documents/2021-07/clarificationsregarding-regional-haze-state-implementationplans-for-the-second-implementation-period.pdf.
The EPA Office of Air Quality Planning and
Standards, Research Triangle Park (July 8, 2021).
10 Technical Guidance on Tracking Visibility
Progress for the Second Implementation Period of
the Regional Haze Program. https://www.epa.gov/
visibility/technical-guidance-tracking-visibilityprogress-second-implementation-period-regional
The EPA Office of Air Quality Planning and
Standards, Research Triangle Park. (December 20,
2018).
11 Recommendation for the Use of Patched and
Substituted Data and Clarification of Data
Completeness for Tracking Visibility Progress for
the Second Implementation Period of the Regional
Haze Program. https://www.epa.gov/visibility/
memo-and-technical-addendum-ambient-datausage-and-completeness-regional-haze-program.
The EPA Office of Air Quality Planning and
Standards, Research Triangle Park (June 3, 2020).
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the Regional Haze program to secure
meaningful reductions in visibility
impairing pollutants that build on the
significant progress states have achieved
to date. The Agency also recognizes that
analyses regarding reasonable progress
are state-specific and that, based on
states’ and sources’ individual
circumstances, what constitutes
reasonable reductions in visibility
impairing pollutants will vary from
state-to-state. While there exist many
opportunities for states to leverage both
ongoing and upcoming emission
reductions under other CAA programs,
the Agency expects states to undertake
rigorous reasonable progress analyses
that identify further opportunities to
advance the national visibility goal
consistent with the statutory and
regulatory requirements. See generally
2021 Clarifications Memo. This is
consistent with Congress’s
determination that a visibility
protection program is needed in
addition to the CAA’s National Ambient
Air Quality Standards (NAAQS) and
Prevention of Significant Deterioration
(PSD) programs, as further emission
reductions may be necessary to
adequately protect visibility in Class I
Areas throughout the country.12
B. Roles of Agencies in Addressing
Regional Haze
Because the air pollutants and
pollution affecting visibility in Class I
Areas can be transported over long
distances, successful implementation of
the Regional Haze program requires
long-term, regional coordination among
multiple jurisdictions and agencies that
have responsibility for Class I Areas and
the emissions that impact visibility in
those Areas. In order to address
Regional Haze, states need to develop
strategies in coordination with one
another, considering the effect of
emissions from one jurisdiction on the
air quality in another. Five regional
planning organizations (RPOs),13 which
include representation from state and
tribal governments, the EPA, and FLMs,
were developed in the lead-up to the
first implementation period to address
Regional Haze. RPOs evaluate technical
information to better understand how
12 See, e.g., H.R. Rep No. 95–294 at 205 (‘‘In
determining how to best remedy the growing
visibility problem in these areas of great scenic
importance, the committee realizes that as a matter
of equity, the national ambient air quality standards
cannot be revised to adequately protect visibility in
all areas of the country.’’), (‘‘the mandatory Class I
increments of [the PSD program] do not adequately
protect visibility in Class I Areas’’).
13 RPOs are sometimes also referred to as ‘‘multijurisdictional organizations,’’ or MJOs. For the
purposes of this document, the terms RPO and MJO
are synonymous.
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IV. Requirements for Regional Haze
Plans for the Second Implementation
Period
Under the CAA and EPA’s
regulations, all 50 states, the District of
Columbia, and the U.S. Virgin Islands
are required to submit Regional Haze
SIPs satisfying the applicable
requirements for the second
implementation period of the Regional
Haze program by July 31, 2021. Each
state’s SIP must contain a LTS for
making reasonable progress toward
meeting the national goal of remedying
any existing and preventing any future
anthropogenic visibility impairment in
Class I Areas. CAA section
169A(b)(2)(B). To this end, § 51.308(f)
lays out the process by which states
determine what constitutes their LTS,
with the order of the requirements in
§ 51.308(f)(1) through (f)(3) generally
mirroring the order of the steps in the
reasonable progress analysis 14 and (f)(4)
through (f)(6) containing additional,
related requirements. Broadly speaking,
a state first must identify the Class I
Areas within the state and determine
the Class I Areas outside the state in
which visibility may be affected by
emissions from the state. These are the
Class I Areas that must be addressed in
the state’s LTS. See 40 CFR 51.308(f),
(f)(2). For each Class I Area within its
borders, a state must then calculate the
baseline, current, and natural visibility
conditions for that area, as well as the
visibility improvement made to date
and the URP. See 40 CFR 51.308(f)(1).
Each state having a Class I Area and/or
emissions that may affect visibility in a
Class I Area must then develop a LTS
that includes the enforceable emission
limitations, compliance schedules, and
other measures that are necessary to
make reasonable progress in such Areas.
A reasonable progress determination is
based on applying the four factors in
CAA section 169A(g)(1) to sources of
visibility-impairing pollutants that the
state has selected to assess for controls
for the second implementation period.
Additionally, as further explained
below, the RHR at 40 CFR
51.3108(f)(2)(iv) separately provides five
‘‘additional factors’’ 15 that states must
consider in developing their LTS. See
40 CFR 51.308(f)(2). A state evaluates
potential emission reduction measures
for those selected sources and
determines which are necessary to make
reasonable progress using the four
statutory factors. Those measures are
then incorporated into the state’s LTS.
After a state has developed its LTS, it
then establishes RPGs for each Class I
Area within its borders by modeling the
visibility impacts of all reasonable
progress controls at the end of the
second implementation period, i.e., in
2028, as well as the impacts of other
requirements of the CAA. The RPGs
include reasonable progress controls not
only for sources in the state in which
the Class I Area is located, but also for
sources in other states that contribute to
visibility impairment in that Area. The
RPGs are then compared to the baseline
visibility conditions and the URP to
ensure that progress is being made
towards the statutory goal of preventing
any future and remedying any existing
anthropogenic visibility impairment in
Class I Areas. 40 CFR 51.308(f)(2)–(3).
In addition to satisfying the
requirements at 40 CFR 51.308(f) related
to reasonable progress, the Regional
14 The EPA explained in the 2017 RHR Revisions
that we were adopting new regulatory language in
40 CFR 51.308(f) that, unlike the structure in
§ 51.308(d), ‘‘tracked the actual planning
sequence.’’ (82 FR 3091, January 10, 2017).
15 The five ‘‘additional factors’’ for consideration
in § 51.308(f)(2)(iv) are distinct from the four factors
listed in CAA section 169A(g)(1) and 40 CFR
51.308(f)(2)(i) that states must consider and apply
to sources in determining reasonable progress.
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emissions from State and Tribal land
impact Class I Areas across the country,
pursue the development of regional
strategies to reduce emissions of PM and
other pollutants leading to Regional
Haze, and help states meet the
consultation requirements of the RHR.
The Central Regional Air Planning
Association (CenRAP), one of the five
RPOs described above, that Kansas was
a member of during the first planning
period, was a collaborative effort of state
governments, tribal governments, and
Federal Agencies established to initiate
and coordinate activities associated
with the management of Regional Haze,
visibility, and other air quality issues in
parts of the Great Plains, Midwest,
Southwest, and South Regions of the
United States.
After the first planning period SIPs
were submitted, the planning was
shifted to the Central State Air
Resources Agencies (CenSARA).
CenSARA is a collaborative effort of
state governments established to initiate
and coordinate activities associated
with the management of Regional Haze
and other air quality issues in parts of
the Great Plains, Midwest, Southwest,
and South Regions of the United States.
Member states include: Arkansas, Iowa,
Kansas, Louisiana, Missouri, Nebraska,
Oklahoma, and Texas. Unlike CenRAP,
CenSARA has solely state members.
However, CenSARA does reach out to
Tribal and Federal partners. The Federal
partners of CenSARA are the EPA, the
NPS, the FWS, and FS.
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181
Haze SIP revisions for the second
implementation period must address the
requirements in § 51.308(g)(1) through
(5) pertaining to periodic reports
describing progress towards the RPGs,
40 CFR 51.308(f)(5), as well as
requirements for FLM consultation that
apply to all visibility protection SIPs
and SIP revisions. 40 CFR 51.308(i).
A state must submit its Regional Haze
SIP and subsequent SIP revisions to the
EPA according to the requirements
applicable to all SIP revisions under the
CAA and EPA’s regulations. See CAA
169(b)(2); CAA 110(a). Upon EPA
approval, a SIP is enforceable by the
Agency and the public under the CAA.
If the EPA finds that a state fails to make
a required SIP revision, or if the EPA
finds that a state’s SIP is incomplete or
if disapproves the SIP, the Agency must
promulgate a federal implementation
plan (FIP) that satisfies the applicable
requirements. CAA 110(c)(1).
A. Identification of Class I Areas
The first step in developing a
Regional Haze SIP is for a state to
determine which Class I Areas, in
addition to those within its borders,
‘‘may be affected’’ by emissions from
within the state. In the 1999 RHR, the
EPA determined that all states
contribute to visibility impairment in at
least one Class I Area, 64 FR at 35720–
22, and explained that the statute and
regulations lay out an ‘‘extremely low
triggering threshold’’ for determining
‘‘whether States should be required to
engage in air quality planning and
analysis as a prerequisite to determining
the need for control of emissions from
sources within their State.’’ Id. at 35721.
A state must determine which Class I
Areas must be addressed by its SIP by
evaluating the total emissions of
visibility impairing pollutants from all
sources within the state. While the RHR
does not require this evaluation to be
conducted in any particular manner,
EPA’s 2019 Guidance provides
recommendations for how such an
assessment might be accomplished,
including by, where appropriate, using
the determinations previously made for
the first implementation period. 2019
Guidance at 8–9. In addition, the
determination of which Class I Areas
may be affected by a state’s emissions is
subject to the requirement in 40 CFR
51.308(f)(2)(iii) to ‘‘document the
technical basis, including modeling,
monitoring, cost, engineering, and
emissions information, on which the
State is relying to determine the
emission reduction measures that are
necessary to make reasonable progress
in each mandatory Class I Federal Area
it affects.’’
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B. Calculations of Baseline, Current,
and Natural Visibility Conditions;
Progress to Date; and the Uniform Rate
of Progress
As part of assessing whether a SIP
submission for the second
implementation period is providing for
reasonable progress towards the
national visibility goal, the RHR
contains requirements in § 51.308(f)(1)
related to tracking visibility
improvement over time. The
requirements of this subsection apply
only to states having Class I Areas
within their borders; the required
calculations must be made for each such
Class I Area. EPA’s 2018 Visibility
Tracking Guidance 16 provides
recommendations to assist states in
satisfying their obligations under
§ 51.308(f)(1); specifically, in
developing information on baseline,
current, and natural visibility
conditions, and in making optional
adjustments to the URP to account for
the impacts of international
anthropogenic emissions and prescribed
fires. See 82 FR 3103–05.
The RHR requires tracking of
visibility conditions on two sets of days:
the clearest and the most impaired days.
Visibility conditions for both sets of
days are expressed as the average
deciview index for the relevant five-year
period (the period representing baseline
or current visibility conditions). The
RHR provides that the relevant sets of
days for visibility tracking purposes are
the 20% clearest (the 20% of monitored
days in a calendar year with the lowest
values of the deciview index) and 20%
most impaired days (the 20% of
monitored days in a calendar year with
the highest amounts of anthropogenic
visibility impairment).17 40 CFR 51.301.
A state must calculate visibility
conditions for both the 20% clearest and
20% most impaired days for the
baseline period of 2000–2004 and the
most recent five-year period for which
visibility monitoring data are available
(representing current visibility
conditions). 40 CFR 51.308(f)(1)(i), (iii).
States must also calculate natural
visibility conditions for the clearest and
most impaired days,18 by estimating the
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16 The
2018 Visibility Tracking Guidance
references and relies on parts of the 2003 Tracking
Guidance: ‘‘Guidance for Tracking Progress Under
the Regional Haze Rule,’’ which can be found at
https://www3.epa.gov/ttnamti1/files/ambient/
visible/tracking.pdf.
17 This document also refers to the 20% clearest
and 20% most anthropogenically impaired days as
the ‘‘clearest’’ and ‘‘most impaired’’ or ‘‘most
anthropogenically impaired’’ days, respectively.
18 The RHR at 40 CFR 51.308(f)(1)(ii) contains an
error related to the requirement for calculating two
sets of natural conditions values. The rule says
‘‘most impaired days or the clearest days’’ where it
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conditions that would exist on those
two sets of days absent anthropogenic
visibility impairment. 40 CFR
51.308(f)(1)(ii). Using all these data,
states must then calculate, for each
Class I Area, the amount of progress
made since the baseline period (2000–
2004) and how much improvement is
left to achieve in order to reach natural
visibility conditions.
Using the data for the set of most
impaired days only, states must plot a
line between visibility conditions in the
baseline period and natural visibility
conditions for each Class I Area to
determine the URP—the amount of
visibility improvement, measured in
deciviews, that would need to be
achieved during each implementation
period in order to achieve natural
visibility conditions by the end of 2064.
The URP is used in later steps of the
reasonable progress analysis for
informational purposes and to provide a
non-enforceable benchmark against
which to assess a Class I Area’s rate of
visibility improvement.19 Additionally,
in the 2017 RHR Revisions, the EPA
provided states the option of proposing
to adjust the endpoint of the URP to
account for impacts of anthropogenic
sources outside the United States and/
or impacts of certain types of wildland
prescribed fires. These adjustments,
which must be approved by the EPA,
are intended to avoid any perception
that states should compensate for
impacts from international
anthropogenic sources and to give states
the flexibility to determine that limiting
the use of wildland-prescribed fire is
not necessary for reasonable progress.
82 FR 3107 footnote 116.
EPA’s 2018 Visibility Tracking
Guidance can be used to help satisfy the
40 CFR 51.308(f)(1) requirements,
including in developing information on
baseline, current, and natural visibility
conditions, and in making optional
adjustments to the URP. In addition, the
2020 Data Completeness Memo provides
recommendations on the data
completeness language referenced in
§ 51.308(f)(1)(i) and provides updated
should say ‘‘most impaired days and clearest days.’’
This is an error that was intended to be corrected
in the 2017 RHR Revisions but did not get corrected
in the final rule language. This is supported by the
preamble text at 82 FR 3098: ‘‘In the final version
of 40 CFR 51.308(f)(1)(ii), an occurrence of ‘‘or’’ has
been corrected to ‘‘and’’ to indicate that natural
visibility conditions for both the most impaired
days and the clearest days must be based on
available monitoring information.’’
19 Being on or below the URP is not a ‘‘safe
harbor’’; i.e., achieving the URP does not mean that
a Class I Area is making ‘‘reasonable progress’’ and
does not relieve a state from using the four statutory
factors to determine what level of control is needed
to achieve such progress. See, e.g., 82 FR at 3093.
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natural conditions estimates for each
Class I Area.
C. Long-Term Strategy for Regional
Haze
The core component of a Regional
Haze SIP submission is a LTS that
addresses Regional Haze in each Class I
Area within a state’s borders and each
Class I Area that may be affected by
emissions from the state. The LTS
‘‘must include the enforceable
emissions limitations, compliance
schedules, and other measures that are
necessary to make reasonable progress,
as determined pursuant to (f)(2)(i)
through (iv).’’ 40 CFR 51.308(f)(2). The
amount of progress that is ‘‘reasonable
progress’’ is based on applying the four
statutory factors in CAA section
169A(g)(1) in an evaluation of potential
control options for sources of visibility
impairing pollutants, which is referred
to as a ‘‘four-factor’’ analysis. The
outcome of that analysis is the emission
reduction measures that a particular
source or group of sources needs to
implement in order to make reasonable
progress towards the national visibility
goal. See 40 CFR 51.308(f)(2)(i).
Emission reduction measures that are
necessary to make reasonable progress
may be either new, additional control
measures for a source, or they may be
the existing emission reduction
measures that a source is already
implementing. See 2019 Guidance at 43;
2021 Clarifications Memo at 8–10. Such
measures must be represented by
‘‘enforceable emissions limitations,
compliance schedules, and other
measures’’ (i.e., any additional
compliance tools) in a state’s LTS in its
SIP. 40 CFR 51.308(f)(2).
Section 51.308(f)(2)(i) provides the
requirements for the four-factor
analysis. The first step of this analysis
entails selecting the sources to be
evaluated for emission reduction
measures; to this end, the RHR requires
states to consider ‘‘major and minor
stationary sources or groups of sources,
mobile sources, and area sources’’ of
visibility impairing pollutants for
potential four-factor control analysis. 40
CFR 51.308(f)(2)(i). A threshold
question at this step is which visibility
impairing pollutants will be analyzed.
As the EPA previously explained,
consistent with the first implementation
period, the EPA generally expects that
each state will analyze at least SO2 and
NOX in selecting sources and
determining control measures. See 2019
Guidance at 12, 2021 Clarifications
Memo at 4. A state that chooses not to
consider at least these two pollutants
should demonstrate why such
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consideration would be unreasonable.
2021 Clarifications Memo at 4.
While states have the option to
analyze all sources, the 2019 Guidance
explains that ‘‘an analysis of control
measures is not required for every
source in each implementation period,’’
and that ‘‘[s]electing a set of sources for
analysis of control measures in each
implementation period is . . .
consistent with the Regional Haze Rule,
which sets up an iterative planning
process and anticipates that a state may
not need to analyze control measures for
all its sources in a given SIP revision.’’
2019 Guidance at 9. However, given that
source selection is the basis of all
subsequent control determinations, a
reasonable source selection process
‘‘should be designed and conducted to
ensure that source selection results in a
set of pollutants and sources the
evaluation of which has the potential to
meaningfully reduce their contributions
to visibility impairment.’’ 2021
Clarifications Memo at 3.
The EPA explained in the 2021
Clarifications Memo that each state has
an obligation to submit a LTS that
addresses the Regional Haze visibility
impairment that results from emissions
from within that state. Thus, source
selection should focus on the in-state
contribution to visibility impairment
and be designed to capture a meaningful
portion of the state’s total contribution
to visibility impairment in Class I Areas.
A state should not decline to select its
largest in-state sources on the basis that
there are even larger out-of-state
contributors. 2021 Clarifications Memo
at 4.20 Additionally, as stated in both
the 2019 Guidance and 2021
Clarifications memo, a state that brings
no sources forward for analysis of
control measures must explain how
doing so is consistent with the statutory
and regulatory requirements for SIPs to
contain the measures necessary to make
reasonable progress. 2019 Guidance at
10 and 2021 Clarifications Memo at 5–
6.
Thus, while states have discretion to
choose any source selection
methodology that is reasonable,
whatever choices they make should be
reasonably explained. To this end, 40
CFR 51.308(f)(2)(i) requires that a state’s
SIP submission include ‘‘a description
of the criteria it used to determine
20 Similarly, in responding to comments on the
2017 RHR Revisions the EPA explained that ‘‘[a]
state should not fail to address its many relatively
low-impact sources merely because it only has such
sources and another state has even more low-impact
sources and/or some high impact sources.’’
Responses to Comments on Protection of Visibility:
Amendments to Requirements for State Plans;
Proposed Rule (81 FR 26942, May 4, 2016) at 87–
88.
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which sources or groups of sources it
evaluated.’’ The technical basis for
source selection, which may include
methods for quantifying potential
visibility impacts such as emissions
divided by distance metrics, trajectory
analyses, residence time analyses, and/
or photochemical modeling, must also
be appropriately documented, as
required by 40 CFR 51.308(f)(2)(iii).
Once a state has selected the set of
sources, the next step is to determine
the emissions reduction measures for
those sources that are necessary to make
reasonable progress for the second
implementation period.21 This is
accomplished by considering the four
factors—‘‘the costs of compliance, the
time necessary for compliance, and the
energy and nonair quality
environmental impacts of compliance,
and the remaining useful life of any
existing source subject to such
requirements.’’ CAA section 169A(g)(1).
The EPA has explained that the fourfactor analysis is an assessment of
potential emission reduction measures
(i.e., control options) for sources; ‘‘use
of the terms ‘compliance’ and ‘subject to
such requirements’ in section 169A(g)(1)
strongly indicates that Congress
intended the relevant determination to
be the requirements with which sources
would have to comply in order to satisfy
the CAA’s reasonable progress
mandate.’’ 82 FR at 3091. Thus, for each
source it has selected for four-factor
analysis,22 a state must consider a
‘‘meaningful set’’ of technically feasible
control options for reducing emissions
of visibility impairing pollutants. Id. at
3088. The 2019 Guidance provides that
21 The CAA provides that, ‘‘[i]n determining
reasonable progress there shall be taken into
consideration’’ the four statutory factors. CAA
section 169A(g)(1). However, in addition to fourfactor analyses for selected sources, groups of
sources, or source categories, a state may also
consider additional emission reduction measures
for inclusion in its long-term strategy, e.g., from
other newly adopted, on-the-books, or on-the-way
rules and measures for sources not selected for fourfactor analysis for the second planning period.
22 ‘‘Each source’’ or ‘‘particular source’’ is used
here as shorthand. While a source-specific analysis
is one way of applying the four factors, neither the
statute nor the RHR requires states to evaluate
individual sources. Rather, states have ‘‘the
flexibility to conduct four-factor analyses for
specific sources, groups of sources or even entire
source categories, depending on state policy
preferences and the specific circumstances of each
state.’’ 82 FR at 3088. However, not all approaches
to grouping sources for four-factor analysis are
necessarily reasonable; the reasonableness of
grouping sources in any particular instance will
depend on the circumstances and the manner in
which grouping is conducted. If it is feasible to
establish and enforce different requirements for
sources or subgroups of sources, and if relevant
factors can be quantified for those sources or
subgroups, then states should make a separate
reasonable progress determination for each source
or subgroup. 2021 Clarifications Memo at 7–8.
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183
‘‘[a] state must reasonably pick and
justify the measures that it will
consider, recognizing that there is no
statutory or regulatory requirement to
consider all technically feasible
measures or any particular measures. A
range of technically feasible measures
available to reduce emissions would be
one way to justify a reasonable set.’’
2019 Guidance at 29.
EPA’s 2021 Clarifications Memo
provides further guidance on what
constitutes a reasonable set of control
options for consideration: ‘‘A reasonable
four-factor analysis will consider the
full range of potentially reasonable
options for reducing emissions.’’ 2021
Clarifications Memo at 7. In addition to
add-on controls and other retrofits (i.e.,
new emission reduction measures for
sources), the EPA explained that states
should generally analyze efficiency
improvements for sources’ existing
measures as control options in their
four-factor analyses, as in many cases
such improvements are reasonable given
that they typically involve only
additional operation and maintenance
costs. Additionally, the 2021
Clarifications Memo provides that states
that have assumed a higher emission
rate than a source has achieved or could
potentially achieve using its existing
measures should also consider lower
emission rates as potential control
options. That is, a state should consider
a source’s recent actual and projected
emission rates to determine if it could
reasonably attain lower emission rates
with its existing measures. If so, the
state should analyze the lower emission
rate as a control option for reducing
emissions. 2021 Clarifications Memo at
7. The EPA’s recommendations to
analyze potential efficiency
improvements and achievable lower
emission rates apply to both sources
that have been selected for four-factor
analysis and those that have forgone a
four-factor analysis on the basis of
existing ‘‘effective controls.’’ See 2021
Clarifications Memo at 5, 10.
After identifying a reasonable set of
potential control options for the sources
it has selected, a state then collects
information on the four factors with
regard to each option identified. The
EPA has also explained that, in addition
to the four statutory factors, states have
flexibility under the CAA and RHR to
reasonably consider visibility benefits as
an additional factor alongside the four
statutory factors.23 The 2019 Guidance
23 See, e.g., Responses to Comments on Protection
of Visibility: Amendments to Requirements for
State Plans; Proposed Rule (81 FR 26942, May 4,
2016), Docket Number EPA–HQ–OAR–2015–0531,
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provides recommendations for the types
of information that can be used to
characterize the four factors (with or
without visibility), as well as ways in
which states might reasonably consider
and balance that information to
determine which of the potential control
options is necessary to make reasonable
progress. See 2019 Guidance at 30–36.
The 2021 Clarifications Memo contains
further guidance on how states can
reasonably consider modeled visibility
impacts or benefits in the context of a
four-factor analysis. 2021 Clarifications
Memo at 12–13, 14–15. Specifically, the
EPA explained that while visibility can
reasonably be used when comparing
and choosing between multiple
reasonable control options, it should not
be used to summarily reject controls
that are reasonable given the four
statutory factors. 2021 Clarifications
Memo at 13. Ultimately, while states
have discretion to reasonably weigh the
factors and to determine what level of
control is needed, § 51.308(f)(2)(i)
provides that a state ‘‘must include in
its implementation plan a description of
. . . how the four factors were taken
into consideration in selecting the
measure for inclusion in its long-term
strategy.’’
As explained above, § 51.308(f)(2)(i)
requires states to determine the
emission reduction measures for sources
that are necessary to make reasonable
progress by considering the four factors.
Pursuant to § 51.308(f)(2), measures that
are necessary to make reasonable
progress towards the national visibility
goal must be included in a state’s LTS
and in its SIP.24 If the outcome of a fourfactor analysis is a new, additional
emission reduction measure for a
source, that new measure is necessary to
make reasonable progress towards
remedying existing anthropogenic
visibility impairment and must be
included in the SIP. If the outcome of
a four-factor analysis is that no new
measures are reasonable for a source,
continued implementation of the
source’s existing measures is generally
necessary to prevent future emission
increases and thus to make reasonable
U.S. Environmental Protection Agency at 186; 2019
Guidance at 36–37.
24 States may choose to, but are not required to,
include measures in their LTS beyond just the
emission reduction measures that are necessary for
reasonable progress. See 2021 Clarifications Memo
at 16. For example, states with smoke management
programs may choose to submit their smoke
management plans to the EPA for inclusion in their
SIPs but are not required to do so. See, e.g., 82 FR
at 3108–09 (requirement to consider smoke
management practices and smoke management
programs under 40 CFR 51.308(f)(2)(iv) does not
require states to adopt such practices or programs
into their SIPs, although they may elect to do so).
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progress towards the second part of the
national visibility goal: preventing
future anthropogenic visibility
impairment. See CAA section
169A(a)(1). That is, when the result of
a four-factor analysis is that no new
measures are necessary to make
reasonable progress, the source’s
existing measures are generally
necessary to make reasonable progress
and must be included in the SIP.
However, there may be circumstances in
which a state can demonstrate that a
source’s existing measures are not
necessary to make reasonable progress.
Specifically, if a state can demonstrate
that a source will continue to
implement its existing measures and
will not increase its emission rate, it
may not be necessary to have those
measures in the LTS in order to prevent
future emission increases and future
visibility impairment. EPA’s 2021
Clarifications Memo provides further
explanation and guidance on how states
may demonstrate that a source’s existing
measures are not necessary to make
reasonable progress. See 2021
Clarifications Memo at 8–10. If the state
can make such a demonstration, it need
not include a source’s existing measures
in the LTS or its SIP.
As with source selection, the
characterization of information on each
of the factors is also subject to the
documentation requirement in
§ 51.308(f)(2)(iii). The reasonable
progress analysis, including source
selection, information gathering,
characterization of the four statutory
factors (and potentially visibility),
balancing of the four factors, and
selection of the emission reduction
measures that represent reasonable
progress, is a technically complex
exercise, but also a flexible one that
provides states with bounded discretion
to design and implement approaches
appropriate to their circumstances.
Given this flexibility, § 51.308(f)(2)(iii)
plays an important function in requiring
a state to document the technical basis
for its decision making so that the
public and the EPA can comprehend
and evaluate the information and
analysis the state relied upon to
determine what emission reduction
measures must be in place to make
reasonable progress. The technical
documentation must include the
modeling, monitoring, cost, engineering,
and emissions information on which the
state relied to determine the measures
necessary to make reasonable progress.
This documentation requirement can be
met through the provision of and
reliance on technical analyses
developed through a regional planning
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process, so long as that process and its
output has been approved by all state
participants. In addition to the explicit
regulatory requirement to document the
technical basis of their reasonable
progress determinations, states are also
subject to the general principle that
those determinations must be
reasonably moored to the statute.25 That
is, a state’s decisions about the emission
reduction measures that are necessary to
make reasonable progress must be
consistent with the statutory goal of
remedying existing and preventing
future visibility impairment.
The four statutory factors (and
potentially visibility) are used to
determine what emission reduction
measures for selected sources must be
included in a state’s LTS for making
reasonable progress. Additionally, the
RHR at 40 CFR 51.3108(f)(2)(iv)
separately provides five ‘‘additional
factors’’ 26 that states must consider in
developing their LTS: (1) Emission
reductions due to ongoing air pollution
control programs, including measures to
address reasonably attributable visibility
impairment; (2) measures to reduce the
impacts of construction activities; (3)
source retirement and replacement
schedules; (4) basic smoke management
practices for prescribed fire used for
agricultural and wildland vegetation
management purposes and smoke
management programs; and (5) the
anticipated net effect on visibility due to
projected changes in point, area, and
mobile source emissions over the period
addressed by the LTS. The 2019
Guidance provides that a state may
satisfy this requirement by considering
these additional factors in the process of
selecting sources for four-factor
analysis, when performing that analysis,
or both, and that not every one of the
additional factors needs to be
considered at the same stage of the
process. See 2019 Guidance at 21. The
EPA provided further guidance on the
five additional factors in the 2021
Clarifications Memo, explaining that a
state should generally not reject costeffective and otherwise reasonable
controls merely because there have been
emission reductions since the first
25 See Arizona ex rel. Darwin v. U.S. EPA, 815
F.3d 519, 531 (9th Cir. 2016); Nebraska v. U.S. EPA,
812 F.3d 662, 668 (8th Cir. 2016); North Dakota v.
EPA, 730 F.3d 750, 761 (8th Cir. 2013); Oklahoma
v. EPA, 723 F.3d 1201, 1206, 1208–10 (10th Cir.
2013); cf. also Nat’l Parks Conservation Ass’n v.
EPA, 803 F.3d 151, 165 (3d Cir. 2015); Alaska Dep’t
of Envtl. Conservation v. EPA, 540 U.S. 461, 485,
490 (2004).
26 The five ‘‘additional factors’’ for consideration
in § 51.308(f)(2)(iv) are distinct from the four factors
listed in CAA section 169A(g)(1) and 40 CFR
51.308(f)(2)(i) that states must consider and apply
to sources in determining reasonable progress.
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planning period owing to other ongoing
air pollution control programs or merely
because visibility is otherwise projected
to improve at Class I Areas.
Additionally, states generally should
not rely on these additional factors to
summarily assert that the state has
already made sufficient progress and,
therefore, no sources need to be selected
or no new controls are needed
regardless of the outcome of four-factor
analyses. 2021 Clarifications Memo at
13.
Because the air pollution that causes
Regional Haze crosses state boundaries,
§ 51.308(f)(2)(ii) requires a state to
consult with other states that also have
emissions that are reasonably
anticipated to contribute to visibility
impairment in a given Class I Area.
Consultation allows for each state that
impacts visibility in an Area to share
whatever technical information,
analyses, and control determinations
may be necessary to develop
coordinated emission management
strategies. This coordination may be
managed through inter- and intra-RPO
consultation and the development of
regional emissions strategies; additional
consultations between states outside of
RPO processes may also occur. If a state,
pursuant to consultation, agrees that
certain measures (e.g., a certain
emission limitation) are necessary to
make reasonable progress at a Class I
Area, it must include those measures in
its SIP. 40 CFR 51.308(f)(2)(ii)(A).
Additionally, the RHR requires that
states that contribute to visibility
impairment at the same Class I Area
consider the emission reduction
measures the other contributing states
have identified as being necessary to
make reasonable progress for their own
sources. 40 CFR 51.308(f)(2)(ii)(B). If a
state has been asked to consider or
adopt certain emission reduction
measures, but ultimately determines
those measures are not necessary to
make reasonable progress, that state
must document in its SIP the actions
taken to resolve the disagreement. 40
CFR 51.308(f)(2)(ii)(C). The EPA will
consider the technical information and
explanations presented by the
submitting state and the state with
which it disagrees when considering
whether to approve the state’s SIP. See
id.; 2019 Guidance at 53. Under all
circumstances, a state must document in
its SIP submission all substantive
consultations with other contributing
states. 40 CFR 51.308(f)(2)(ii)(C).
D. Reasonable Progress Goals
Reasonable progress goals ‘‘measure
the progress that is projected to be
achieved by the control measures states
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have determined are necessary to make
reasonable progress based on a fourfactor analysis.’’ 82 FR at 3091. Their
primary purpose is to assist the public
and the EPA in assessing the
reasonableness of states’ LTS for making
reasonable progress towards the
national visibility goal. See 40 CFR
51.308(f)(3)(iii)–(iv). States in which
Class I Areas are located must establish
two RPGs, both in deciviews—one
representing visibility conditions on the
clearest days and one representing
visibility on the most anthropogenically
impaired days—for each Area within
their borders. 40 CFR 51.308(f)(3)(i). The
two RPGs are intended to reflect the
projected impacts, on the two sets of
days, of the emission reduction
measures the state with the Class I Area,
as well as all other contributing states,
have included in their LTS for the
second implementation period.27 The
RPGs also account for the projected
impacts of implementing other CAA
requirements, including non-SIP based
requirements. Because RPGs are the
modeled result of the measures in states’
LTS (as well as other measures required
under the CAA), they cannot be
determined before states have
conducted their four-factor analyses and
determined the control measures that
are necessary to make reasonable
progress. See 2021 Clarifications Memo
at 6.
For the second implementation
period, the RPGs are set for 2028. RPGs
are not enforceable targets, 40 CFR
51.308(f)(3)(iii); rather, they ‘‘provide a
way for the states to check the projected
outcome of the [long-term strategy]
against the goals for visibility
improvement.’’ 2019 Guidance at 46.
While states are not legally obligated to
achieve the visibility conditions
described in their RPGs, § 51.308(f)(3)(i)
requires that ‘‘[t]he long-term strategy
and the RPG must provide for an
improvement in visibility for the most
impaired days since the baseline period
and ensure no degradation in visibility
for the clearest days since the baseline
period.’’ Thus, states are required to
have emission reduction measures in
their LTS that are projected to achieve
27 RPGs are intended to reflect the projected
impacts of the measures all contributing states
include in their LTS. However, due to the timing
of analyses and of control determinations by other
states, other on-going emissions changes, a
particular state’s RPGs may not reflect all control
measures and emissions reductions that are
expected to occur by the end of the implementation
period. The 2019 Guidance provides
recommendations for addressing the timing of RPG
calculations when states are developing their LTS
on disparate schedules, as well as for adjusting
RPGs using a post-modeling approach. 2019
Guidance at 47–48.
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visibility conditions on the most
impaired days that are better than the
baseline period and shows no
degradation on the clearest days
compared to the clearest days from the
baseline period. The baseline period for
the purpose of this comparison is the
baseline visibility condition—the
annual average visibility condition for
the period 2000–2004. See 40 CFR
51.308(f)(1)(i), 82 FR at 3097–98.
So that RPGs may also serve as a
metric for assessing the amount of
progress a state is making towards the
national visibility goal, the RHR
requires states with Class I Areas to
compare the 2028 RPG for the most
impaired days to the corresponding
point on the URP line (representing
visibility conditions in 2028 if visibility
were to improve at a linear rate from
conditions in the baseline period of
2000–2004 to natural visibility
conditions in 2064). If the most
impaired days RPG in 2028 is above the
URP (i.e., if visibility conditions are
improving more slowly than the rate
described by the URP), each state that
contributes to visibility impairment in
the Class I Area must demonstrate,
based on the four-factor analysis
required under 40 CFR 51.308(f)(2)(i),
that no additional emission reduction
measures would be reasonable to
include in its LTS. 40 CFR
51.308(f)(3)(ii). To this end, 40 CFR
51.308(f)(3)(ii) requires that each state
contributing to visibility impairment in
a Class I Area that is projected to
improve more slowly than the URP
provide ‘‘a robust demonstration,
including documenting the criteria used
to determine which sources or groups
[of] sources were evaluated and how the
four factors required by paragraph
(f)(2)(i) were taken into consideration in
selecting the measures for inclusion in
its long-term strategy.’’ The 2019
Guidance provides suggestions about
how such a ‘‘robust demonstration’’
might be conducted. See 2019 Guidance
at 50–51.
The 2017 RHR, 2019 Guidance, and
2021 Clarifications Memo also explain
that projecting an RPG that is on or
below the URP based on only on-thebooks and/or on-the-way control
measures (i.e., control measures already
required or anticipated before the fourfactor analysis is conducted) is not a
‘‘safe harbor’’ from the CAA’s and RHR’s
requirement that all states must conduct
a four-factor analysis to determine what
emission reduction measures constitute
reasonable progress. The URP is a
planning metric used to gauge the
amount of progress made thus far and
the amount left before reaching natural
visibility conditions. However, the URP
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is not based on consideration of the four
statutory factors and therefore cannot
answer the question of whether the
amount of progress being made in any
particular implementation period is
‘‘reasonable progress.’’ See 82 FR at
3093, 3099–3100; 2019 Guidance at 22;
2021 Clarifications Memo at 15–16.
E. Monitoring Strategy and Other State
Implementation Plan Requirements
Section 51.308(f)(6) requires states to
have certain strategies and elements in
place for assessing and reporting on
visibility. Individual requirements
under this subsection apply either to
states with Class I Areas within their
borders, states with no Class I Areas but
that are reasonably anticipated to cause
or contribute to visibility impairment in
any Class I Area, or both. A state with
Class I Areas within its borders must
submit with its SIP revision a
monitoring strategy for measuring,
characterizing, and reporting Regional
Haze visibility impairment that is
representative of all Class I Areas within
the state. SIP revisions for such states
must also provide for the establishment
of any additional monitoring sites or
equipment needed to assess visibility
conditions in Class I Areas, as well as
reporting of all visibility monitoring
data to the EPA at least annually.
Compliance with the monitoring
strategy requirement may be met
through a state’s participation in the
Interagency Monitoring of Protected
Visual Environments (IMPROVE)
monitoring network, which is used to
measure visibility impairment caused
by air pollution at the 156 Class I Areas
covered by the visibility program. 40
CFR 51.308(f)(6), (f)(6)(i), (f)(6)(iv). The
IMPROVE monitoring data is used to
determine the 20% most
anthropogenically impaired and 20%
clearest sets of days every year at each
Class I Area and tracks visibility
impairment over time.
All states’ SIPs must provide for
procedures by which monitoring data
and other information are used to
determine the contribution of emissions
from within the state to Regional Haze
visibility impairment in affected Class I
Areas. 40 CFR 51.308(f)(6)(ii), (iii).
Section 51.308(f)(6)(v) further requires
that all states’ SIPs provide for a
statewide inventory of emissions of
pollutants that are reasonably
anticipated to cause or contribute to
visibility impairment in any Class I
Area; the inventory must include
emissions for the most recent year for
which data are available and estimates
of future projected emissions. States
must also include commitments to
update their inventories periodically.
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The inventories themselves do not need
to be included as elements in the SIP
and are not subject to the EPA review
as part of the Agency’s evaluation of a
SIP revision.28 All states’ SIPs must also
provide for any other elements,
including reporting, recordkeeping, and
other measures, that are necessary for
states to assess and report on visibility.
40 CFR 51.308(f)(6)(vi). Per the 2019
Guidance, a state may note in its
regional Haze SIP that its compliance
with the Air Emissions Reporting Rule
(AERR) in 40 CFR part 51, subpart A
satisfies the requirement to provide for
an emissions inventory for the most
recent year for which data are available.
To satisfy the requirement to provide
estimates of future projected emissions,
a state may explain in its SIP how
projected emissions were developed for
use in establishing RPGs for its own and
nearby Class I Areas.29
Separate from the requirements
related to monitoring for Regional Haze
purposes under 40 CFR 51.308(f)(6), the
RHR also contains a requirement at
§ 51.308(f)(4) related to any additional
monitoring that may be needed to
address visibility impairment in Class I
Areas from a single source or a small
group of sources. This is called
‘‘reasonably attributable visibility
impairment.’’ 30 Under this provision, if
the EPA or the FLM of an affected Class
I Area has advised a state that additional
monitoring is needed to assess
reasonably attributable visibility
impairment, the state must include in
its SIP revision for the second
implementation period an appropriate
strategy for evaluating such impairment.
F. Requirements for Periodic Reports
Describing Progress Towards the
Reasonable Progress Goals
Section 51.308(f)(5) requires a state’s
Regional Haze SIP revision to address
the requirements of paragraphs 40 CFR
51.308(g)(1) through (5) so that the plan
revision due in 2021 will serve also as
a progress report addressing the period
since submission of the progress report
for the first implementation period. The
Regional Haze progress report
requirement is designed to inform the
public and the EPA about a state’s
implementation of its existing LTS and
whether such implementation is in fact
resulting in the expected visibility
28 See ‘‘Step 8: Additional requirements for
regional haze SIPs’’ in 2019 Regional Haze
Guidance at 55.
29 Id.
30 The EPA’s visibility protection regulations
define ‘‘reasonably attributable visibility
impairment’’ as ‘‘visibility impairment that is
caused by the emission of air pollutants from one,
or a small number of sources.’’ 40 CFR 51.301.
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improvement. See 81 FR 26942, 26950
(May 4, 2016), (82 FR at 3119, January
10, 2017). To this end, every state’s SIP
revision for the second implementation
period is required to describe the status
of implementation of all measures
included in the state’s LTS, including
BART and reasonable progress emission
reduction measures from the first
implementation period, and the
resulting emissions reductions. 40 CFR
51.308(g)(1) and (2).
A core component of the progress
report requirements is an assessment of
changes in visibility conditions on the
clearest and most impaired days. For
second implementation period progress
reports, § 51.308(g)(3) requires states
with Class I Areas within their borders
to first determine current visibility
conditions for each Area on the most
impaired and clearest days, 40 CFR
51.308(g)(3)(i)(B), and then to calculate
the difference between those current
conditions and baseline (2000–2004)
visibility conditions in order to assess
progress made to date. See 40 CFR
51.308(g)(3)(ii)(B). States must also
assess the changes in visibility
impairment for the most impaired and
clearest days since they submitted their
first implementation period progress
reports. See 40 CFR 51.308(g)(3)(iii)(B),
(f)(5). Since different states submitted
their first implementation period
progress reports at different times, the
starting point for this assessment will
vary state by state.
Similarly, states must provide
analyses tracking the change in
emissions of pollutants contributing to
visibility impairment from all sources
and activities within the state over the
period since they submitted their first
implementation period progress reports.
See 40 CFR 51.308(g)(4), (f)(5). Changes
in emissions should be identified by the
type of source or activity. Section
51.308(g)(5) also addresses changes in
emissions since the period addressed by
the previous progress report and
requires states’ SIP revisions to include
an assessment of any significant changes
in anthropogenic emissions within or
outside the state. This assessment must
include an explanation of whether these
changes in emissions were anticipated
and whether they have limited or
impeded progress in reducing emissions
and improving visibility relative to what
the state projected based on its LTS for
the first implementation period.
G. Requirements for State and Federal
Land Manager Coordination
CAA section 169A(d) requires that
before a state holds a public hearing on
a proposed Regional Haze SIP revision,
it must consult with the appropriate
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FLM or FLMs; pursuant to that
consultation, the state must include a
summary of the FLMs’ conclusions and
recommendations in the notice to the
public. Consistent with this statutory
requirement, the RHR also requires that
states ‘‘provide the [FLM] with an
opportunity for consultation, in person
and at a point early enough in the
State’s policy analyses of its long-term
strategy emission reduction obligation
so that information and
recommendations provided by the
[FLM] can meaningfully inform the
State’s decisions on the long-term
strategy.’’ 40 CFR 51.308(i)(2).
Consultation that occurs 120 days prior
to any public hearing or public
comment opportunity will be deemed
‘‘early enough,’’ but the RHR provides
that in any event the opportunity for
consultation must be provided at least
60 days before a public hearing or
comment opportunity. This consultation
must include the opportunity for the
FLMs to discuss their assessment of
visibility impairment in any Class I Area
and their recommendations on the
development and implementation of
strategies to address such impairment.
40 CFR 51.308(i)(2). In order for the EPA
to evaluate whether FLM consultation
meeting the requirements of the RHR
has occurred, the SIP submission should
include documentation of the timing
and content of such consultation. The
SIP revision submitted to the EPA must
also describe how the state addressed
any comments provided by the FLMs.
40 CFR 51.308(i)(3). Finally, a SIP
revision must provide procedures for
continuing consultation between the
state and FLMs regarding the state’s
visibility protection program, including
development and review of SIP
revisions, five-year progress reports, and
the implementation of other programs
having the potential to contribute to
impairment of visibility in Class I Areas.
40 CFR 51.308(i)(4).
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V. The EPA’s Evaluation of Kansas’s
Regional Haze Submission for the
Second Implementation Period
A. Background on Kansas’s First
Implementation Period SIP Submission
Kansas submitted its Regional Haze
SIP for the first implementation period
to the EPA on October 26, 2009. The
EPA approved Kansas’s first
implementation period Regional Haze
SIP submission on December 27, 2011
(76 FR 80754, December 27, 2011). The
requirements for Regional Haze SIPs for
the first implementation period are
contained in 40 CFR 51.308(d) and (e).
Pursuant to 40 CFR 51.308(g), Kansas
was also responsible for submitting a
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five-year progress report as a SIP
revision for the first implementation
period, which it did on March 10, 2015.
The EPA approved the progress report
into Kansas’s SIP on September 14, 2015
(80 FR 55030, September 14, 2015).
B. Kansas’s Second Implementation
Period SIP Submission and the EPA’s
Evaluation
In accordance with CAA sections
169A and the RHR at 40 CFR
51.308(f),51.308(g), and 51.308(i), on
July 28, 2021, Kansas submitted a
revision to Kansas’s SIP to address its
Regional Haze obligations for the second
implementation period, which runs
through 2028. Kansas made its 2021
Regional Haze SIP submission available
for public comment on May 27, 2021.
Kansas received and responded to
public comments and included both the
comments and responses to those
comments in its submission.
The following sections describe
Kansas’s SIP submission. This
document also contains EPA’s
evaluation to determine if Kansas’s
submission meets all of the applicable
requirements of the CAA and RHR for
the second implementation period of
the Regional Haze program.
C. Identification of Class I Areas
Section 169A(b)(2) of the CAA
requires each state in which any Class
I Area is located or ‘‘the emissions from
which may reasonably be anticipated to
cause or contribute to any impairment
of visibility’’ in a Class I Area to have
a plan for making reasonable progress
toward the national visibility goal. The
RHR implements this statutory
requirement at 40 CFR 51.308(f), which
provides that each state’s plan ‘‘must
address Regional Haze in each
mandatory Class I Federal Area located
within the State and in each mandatory
Class I Federal Area located outside the
State that may be affected by emissions
from within the State,’’ and (f)(2), which
requires each state’s plan to include a
LTS that addresses Regional Haze in
such Class I Areas.
The EPA explained in the 1999 RHR
preamble that the CAA section
169A(b)(2) requirement that states
submit SIPs to address visibility
impairment establishes ‘‘an ‘extremely
low triggering threshold’ in determining
which States should submit SIPs for
regional haze.’’ 64 FR at 35721. In
concluding that each of the contiguous
48 states and the District of Columbia
meet this threshold,31 the EPA relied on
31 The EPA determined that ‘‘there is more than
sufficient evidence to support our conclusion that
emissions from each of the 48 contiguous states and
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‘‘a large body of evidence
demonstrat[ing] that long-range
transport of fine PM contributes to
regional haze,’’ id., including modeling
studies that ‘‘preliminarily
demonstrated that each State not having
a Class I Area had emissions
contributing to impairment in at least
one downwind Class I Area.’’ Id. at
35722. In addition to the technical
evidence supporting a conclusion that
each state contributes to existing
visibility impairment, the EPA also
explained that the second half of the
national visibility goal—preventing
future visibility impairment—requires
having a framework in place to address
future growth in visibility-impairing
emissions and makes it inappropriate to
‘‘establish criteria for excluding States
or geographic areas from consideration
as potential contributors to regional
haze visibility impairment.’’ Id. at
35721. Thus, the EPA concluded that
the agency’s ‘‘statutory authority and
the scientific evidence are sufficient to
require all States to develop regional
haze SIPs to ensure the prevention of
any future impairment of visibility, and
to conduct further analyses to determine
whether additional control measures are
needed to ensure reasonable progress in
remedying existing impairment in
downwind Class I Areas.’’ Id. at 35722.
EPA’s 2017 revisions to the RHR did not
disturb this conclusion. See 82 FR at
3094.
Kansas contains no Class I Areas.
However, in Kansas’s Regional Haze
plan, Kansas lists seven Class I Areas:
Upper Buffalo Wilderness Area,
Arkansas; Hercules-Glades Wilderness
Area, Missouri; Mingo Wilderness Area,
Missouri; Salt Creek Wilderness Area,
New Mexico; Wheeler Peak Wilderness
Area, New Mexico; White Mountain
Wilderness Area, New Mexico; and
Wichita Mountains Wilderness Area,
Oklahoma; as ‘‘Kansas-related Class I
Areas, 32 i.e., Class I Areas potentially
affected by Kansas emissions. To make
this determination, Kansas used the
results from the CenSARA 2018 area of
influence (AOI) analysis. The AOI
analysis is a back-trajectory technique
that identifies visibility impairment
contributions from individual major
point sources. The EPA agrees that the
CenSARA AOI information is a
the District of Columba may reasonably be
anticipated to cause or contribute to visibility
impairment in a Class I Area.’’ 64 FR at 35721.
Hawaii, Alaska, and the U.S. Virgin Islands must
also submit Regional Haze SIPs because they
contain Class I Areas.
32 ‘‘Related Class I Areas’’ is not a term used by
the EPA, nor is it in CAA, the RHR, or any EPA
guidance. Kansas coined the term in their
submission.
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technically sound method for
identifying Areas that are potentially
affected by Kansas emissions. The EPA
also agrees that the seven Class I Areas
identified by Kansas are potentially
affected by Kansas’s emissions.
In their second planning period
submission, Kansas also opted to
analyze the visibility impacts from
Kansas, and compare those to visibility
impacts from other states also impacting
the same seven Class I Areas. That
analysis showed seventeen states having
more visibility impact on the seven
Class I Areas compared to Kansas.
Kansas additionally states that its
emissions have an insignificant
visibility impact in the seven Class I
Areas it identified. The EPA notes that
while Kansas’s analysis shows it has
less of a visibility impact than other
states in the seven Class I Areas it
identified, Kansas also showed that its
sources do, in fact, impact visibility in
these seven Class I Areas. As stated
previously, the threshold for visibility
impact on Class I Areas is low.
Therefore, a small visibility impact on
any of the Class I Areas identified by
Kansas as being impacted by its
emissions is sufficient to trigger the
regional haze requirements to evaluate
sources for control measures
considering the four factors.
D. Regional Haze Rule Provisions That
Do Not Apply to States With No Class
I Areas
As noted above, Kansas emissions
potentially impact visibility in seven
out-of-state Class I Areas. However,
Kansas does not contain any Class I
Areas. Therefore, a number of RHR
provisions are not applicable to the
Kansas SIP submission and the EPA will
not evaluate the Kansas regional haze
SIP submission for compliance with
those provisions.
The following RHR provisions do not
apply to the Kansas SIP:
• § 51.308(f)(1)—Calculations of
baseline, current, and natural visibility
conditions; progress to date; and the
uniform rate of progress. The entirety of
the provisions in § 51.308(f)(1),
including 51.308(f)(i) to 51.308(f)(vi)
only contain regulatory requirements for
states with Class I Areas.
• § 51.308(f)(3)—Reasonable progress
goals. § 51.308(f)(3)(i),
51.308(f)(3)(ii)(A), 51.308(f)(3)(iii), and
51.308(f)(3)(iv) only contain regulatory
requirements for states with Class I
Areas.
• § 51.308(f)(4)—Additional
monitoring to assess reasonably
attributable visibility impairment
(RAVI). This provision could in theory
apply to all states. However, there are
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no RAVI monitoring requirements for
Kansas. Therefore, this provision is not
applicable to the Kansas SIP.
• § 51.308(f)(6)—Monitoring strategy
and other implementation plan
requirements. § 51.308(f)(6),
51.308(f)(6)(i), 51.308(f)(6)(ii), and
51.308(f)(6)(iv) only contain regulatory
requirements for states with Class I
Areas.
• § 51.308(g)—Requirements for
periodic reports describing progress
towards the reasonable progress goals.
The RHR at § 51.308(f)(5) requires
second planning period SIPs to address
certain progress report provisions
within § 51.308(g). However,
§ 51.308(g)(3) only contains regulatory
requirements for states with Class I
Areas.
E. Calculations of Baseline, Current, and
Natural Visibility Conditions; Progress
to Date; and the Uniform Rate of
Progress
Section 51.308(f)(1) requires states to
determine the following for ‘‘each
mandatory Class I Federal Area located
within the State’’: baseline visibility
conditions for the most impaired and
clearest days, natural visibility
conditions for the most impaired and
clearest days, progress to date for the
most impaired and clearest days, the
differences between current visibility
conditions and natural visibility
conditions, and the URP. This section
also provides the option for states to
propose adjustments to the URP line for
a Class I Area to account for visibility
impacts from anthropogenic sources
outside the United States and/or the
impacts from wildland prescribed fires
that were conducted for certain,
specified objectives. 40 CFR
51.308(f)(1)(vi)(B).
These requirements only apply to
states with Class I Areas. Because
Kansas does not have any Class I Areas,
these statutory requirements do not
apply to Kansas.
F. Long-Term Strategy for Regional Haze
a. Four-Factor Analysis
Each state having a Class I Area
within its borders or emissions that may
affect visibility in a Class I Area must
develop a LTS for making reasonable
progress towards the national visibility
goal. CAA section 169A(b)(2)(B). As
explained in the Background section of
this document, reasonable progress is
achieved when all states contributing to
visibility impairment in a Class I Area
are implementing the measures
determined—through application of the
four statutory factors to sources of
visibility impairing pollutants—to be
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necessary to make reasonable progress.
40 CFR 51.308(f)(2)(i). Each state’s LTS
must include the enforceable emission
limitations, compliance schedules, and
other measures that are necessary to
make reasonable progress. 40 CFR
51.308(f)(2). All new (i.e., additional)
measures that are the outcome of fourfactor analyses are necessary to make
reasonable progress and must be in the
LTS. If the outcome of a four-factor
analysis and other measures necessary
to make reasonable progress is that no
new measures are reasonable for a
source, that source’s existing measures
are necessary to make reasonable
progress, unless the state can
demonstrate that the source will
continue to implement those measures
and will not increase its emission rate.
Existing measures that are necessary to
make reasonable progress must also be
in the LTS. In developing its LTS, a
state must also consider the five
additional factors in § 51.308(f)(2)(iv).
As part of its reasonable progress
determinations, the state must describe
the criteria used to determine which
sources or group of sources were
evaluated (i.e., subjected to four-factor
analysis) for the second implementation
period and how the four factors were
taken into consideration in selecting the
emission reduction measures for
inclusion in the LTS. 40 CFR
51.308(f)(2)(iii).
In its SIP submission, Kansas
included information on the emissions
impacts of numerous sources in Kansas
on various Class I Areas, but did not
select any sources, did not conduct any
four-factor analysis, and did not analyze
possible efficiency improvements for
sources’ existing measures. However,
Kansas’s own submission lists one
hundred twenty-eight (128) sources in
Kansas with non-zero visibility impacts
on at least one Class I Area, and when
SO2 and NOX emissions were
considered together, impacts from
individual Kansas sources ranged from
0.01% to 0.84% of the total estimated
visibility impact.33 The highest
impacting sources based on the AOI
metric used by Kansas 34 are Sunflower
Electric-Holcomb, KCP&L–La Cygne,
Birla Carbon USA, Kansas City BPU–
Nearman.35
33 Based upon the CenSARA AOI work. See the
July 28th, 2021 Kansas submission, Appendix 6,
included in the docket for this action.
34 AOI is one of several methods to estimate the
visibility impact of sources. Different methods
could have different rankings. AOI is an acceptable
method.
35 The EPA is not determining that these four
sources would need to be selected. The EPA is
highlighting that visibility impacting sources exist
to be selected. Kansas could also have a reasonable
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In its SIP submission, Kansas
provides several reasons why it believes
it is reasonable to not select sources for
four-factor analyses, none of which are
based in statute or the Regional Haze
regulations. For example, Kansas
believes there is an ‘‘emission control
inequity’’ between Kansas and
surrounding states. Therefore, Kansas
suggests it is unfair to require the state
to select sources and conduct four-factor
analyses in order to determine if
existing limits and/or controls are
sufficient, or if additional controls are
needed for reasonable progress. Kansas
believes that surrounding states should
first match Kansas’s emission
reductions before Kansas is required to
consider further controls. However,
there is ample information presented by
the state to show that sources in Kansas
do impact nearby Class I Areas and the
state could have selected the visibility
impairing sources in Kansas for further
analysis. This fact remains true
regardless of whether a neighboring
state contributes more. Neither the
statute nor the RHR contemplate
‘‘emission control inequity’’ as a
justification for a state not to select
sources and evaluate existing and
potential control measures, considering
the four statutory factors.
As stated above, impacts from
individual Kansas’s sources ranged from
0.01% to 0.84% of the total estimated
impact.36 Moreover, the 2017 RHR
recognized the possibility that smaller
in-state sources may need to be selected
and evaluated for control measures as a
part of the reasonable progress analysis
in order to address the state’s visibility
impact to Class I Areas. This was further
clarified in the 2021 Clarifications
memo where the EPA stated a ‘‘state
should not fail to address its many
relatively low-impact sources merely
because it only has such sources and
another state has even more low-impact
sources and/or some high impact
sources.’’ 37 States should not use large
out-of-state sources to exclude
contributions from relatively smaller but
still important in-state sources.38 States
basis to select a different, smaller, or larger set of
sources.
36 Based upon the CenSARA AOI work. See the
July 28th, 2021 Kansas submission, Appendix 6,
included in the docket for this action. For Hercules
Glades Wilderness Area, Missouri: Arkansas and
Missouri each have greater than twenty-five percent
impact; Oklahoma, Illinois, Texas, and Kentucky
each have between ten and four percent impact; and
Iowa, Kansas, Tennesse, Louisiana, and Nebraska
each have between three and one percent impact.
37 Responses to Comments on Protection of
Visibility: Amendments to Requirements for States
Plans; Proposed Rule (81 FR 26942, May 4, 2016)
at 87–88, available at https://www.regulations.gov/
document/EPA-HQ-OAR-2015-0531-0635.
38 2021 Clarifications Memo at 4.
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with relatively small sources compared
to their neighbors should nonetheless
select their largest in-state sources.39
Therefore, despite the fact that
surrounding states contribute a larger
percentage of visibility impairment to a
specific Class I Area compared to
Kansas, that does not mean that
Kansas’s contributions to visibility
impairment are insignificant. On the
contrary, the fact that Kansas
contributes to visibility impacts to Class
I Areas, even at the levels that it does,
is evidence that sources in Kansas
should be evaluated, including
consideration of the four factors, to
determine whether cost effective
controls for those sources exist and to
determine measures that are necessary
to make reasonable progress.
Further, the national goal set by
Congress outlines both the remedying of
any existing visibility impairment, and
also preventing any future visibility
impairment. CAA section 169A(a). In
addition to not selecting sources for a
four-factor analysis, Kansas also did not
evaluate whether the continued
implementation of a source’s existing
measures is necessary for reasonable
progress. Kansas therefore did not
provide a reasonable rationale to
support its conclusion that for the
second planning period, no additional
measures are necessary for its LTS,
despite outlining seven Class I Areas
where its emissions impact visibility.
Kansas also argues that because of the
SO2 reductions it has achieved in the
first planning period compared to other
states, Kansas’s contribution to
impairment in Class I Areas is therefore
insignificant. The EPA acknowledges
that Kansas made significant reductions
in SO2 emissions in the first planning
period and that surrounding states have
a larger total of SO2 emissions, but
neither the Regional Haze Rule nor the
CAA allow a state to not select sources,
nor consider the four factors, in reliance
on their previous planning period
reductions or due to higher emissions in
other states. This was further clarified in
the 2021 Clarifications memo where the
EPA stated that a state should generally
not reject cost-effective and otherwise
reasonable controls merely because
there have been emission reductions
since the first planning period owing to
other ongoing air pollution control
programs or merely because visibility is
otherwise projected to improve at Class
I areas.40
A source’s visibility impact relative to
a state’s total contribution to visibility
impairment is relevant to ensuring that
39 Id.
40 2021
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189
a state is addressing its own
contribution regardless of what other
states are doing.41
Therefore, the EPA does not find it
reasonable for Kansas to not select
sources and evaluate potential control
measures, without consider the four
factors in the CAA and EPA’s
regulations to determine what costeffective measures, if any, are necessary
to make reasonable progress toward the
national goal, and thus need to be a part
of the state’s LTS.
Kansas failed to ‘‘evaluate and
determine the emission reduction
measures that are necessary to make
reasonable progress by considering the
costs of compliance, the time necessary
for compliance, the energy and non-air
quality environmental impacts of
compliance, and the remaining useful
life of any potentially affected
anthropogenic source of visibility
impairment,’’ as required by 40 CFR
51.308(f)(2)(i) and CAA section
169A(g)(1). The EPA outlined this fact
during the public comment period of
Kansas’s draft SIP submittal.42 In
Kansas’s response to our comments, it
declaratively states it cannot consider
the four factors without selecting
sources. Providing a long-term strategy
for making reasonable progress toward
the national goal, including
consideration of the four factors, is a
statutory requirement for every state,
one that does not go away by a state
simply deciding, without analyses, that
doing so would lead to insignificant
results.43 The EPA discusses a state not
selecting sources in both the 2019
Guidance and the 2021 Clarification
Memo. As the EPA stated in the 2019
Guidance, a state must explain how the
decision to bring forth no sources is
consistent with the CAA’s requirements
that SIPs make reasonable progress
toward the national goal of preventing
future and remedying existing
anthropogenic visibility impairment,
and that reasonable progress must be
determined by considering the four
statutory factors.44 EPA then provides
41 2021
Clarifications Memo at 15.
June 28, 2021 letter from Dana Skelley,
Director Air and Radiation Division, EPA Region 7
to Douglas Watson Air Monitoring and Planning
Section Chief, KDHE. The letter is titled ‘‘EPA
Comments on KS 2nd Round RH SIP
LETTERHEAD.pdf’’ in the docket for this action.
43 See CAA sections 169A(b)(2)(B), 169A(g)(1).
44 Guidance on Regional Haze State
Implementation Plans for the Second
Implementation Period, at 10. https://www.epa.gov/
visibility/guidance-regional-haze-stateimplementation-plans-second-implementationperiod. The EPA Office of Air Quality Planning and
Standards, Research Triangle Park (August 20,
2019).
42 See
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an example of how a state could make
such a demonstration.45
The EPA further explained in the
2021 Clarification Memo that a state that
brings no sources forward for analysis of
control measures must explain how
doing so is consistent with the statutory
and regulatory requirements for SIPs to
contain the measures necessary to make
reasonable progress. In this case, the
state is not merely asserting that its
sources need no further controls to
make reasonable progress, but that even
identifying sources to analyze is a futile
exercise because it is obvious that a
four-factor analysis would not result in
any new controls.46 Kansas has not
adequately supported this assertion. To
reach a determination that existing
measures are sufficient for Reasonable
Progress, the four factors must be
considered. Kansas has not provided a
reasoned explanation for how not
selecting sources and not considering
the four factors, is consistent with the
statute and the RHR. Further, Kansas
has not shown that further reductions of
visibility impairing pollutants are not
reasonable, and has not explained how
its approach, which fails to consider the
four factors, is consistent with the CAA
and RHR. The State is required to
consider the four factors to determine
what, if any, measures are necessary for
reasonable progress and must be
included in the state’s long-term
strategy and regulatory portion of the
SIP submission. For Kansas, given the
state has numerous sources emitting
visibility-impairing pollutants that may
impact Class I Areas, the State’s
approach is unsupportable.
Kansas failed to consider the four
statutory factors for any sources, thereby
not providing the required analysis to
support a conclusion that no additional
measures are necessary for reasonable
progress in its LTS. Therefore, Kansas
does not establish that its second
planning period SIP submission
contains the emission limits, schedules
of compliance, and other measures as
may be necessary to make reasonable
progress toward meeting the national
visibility goal.47 Therefore, the SIP
submission does not meet the regional
haze requirements, nor requirements of
the CAA. Specifically, as described in
detail above, the SIP submission does
not meet the statutory requirements in
CAA section 169A(b)(2)(B) to contain a
LTS for making reasonable progress; the
CAA section 169A(g)(1) requirement to
consider the four factors in determining
reasonable progress; and the CAA
section 169A(b)(2) requirement for the
SIP to contain the emissions limits,
schedules of compliance and other
measures as may be necessary to make
reasonable progress toward meeting the
national goal. In addition, the lack of
source selection, evaluation of
emissions measures considering the four
factors, and related inadequate
documentation of the analyses results in
not meeting the regulatory requirements
in § 51.308(f)(2), 51.308(f)(2)(i), and
51.308(f)(2)(iii). Therefore, the EPA is
proposing to disapprove Kansas’s
Regional Haze SIP submission.
b. Additional Long-Term Strategy
Requirements
The consultation requirements of
§ 51.308(f)(2)(ii) provides that states
must consult with other states that are
reasonably anticipated to contribute to
visibility impairment in a Class I Area
to develop coordinated emission
management strategies containing the
emission reductions measures that are
necessary to make reasonable progress.
Section 51.308(f)(2)(ii)(A) and (B)
require states to consider the emission
reduction measures identified by other
states as necessary for reasonable
progress and to include agreed upon
measures in their SIPs, respectively.
Section 51.308(f)(2)(ii)(C) speaks to
what happens if states cannot agree on
what measures are necessary to make
reasonable progress.
Kansas included documentation of its
CenSARA calls that occurred from
January 2020 to July 2020. Kansas
contacted the states of Colorado and
New Mexico in May 2020. Kansas’s
consultation documentation is free of
any state disagreeing with or providing
comment on Kansas’s approach on its
LTS. However, for the reasons outlined
throughout this document, the EPA
cannot approve Kansas’s consultation
requirements because the consultation
was based on a SIP that did not meet the
required statutory elements.
Section 51.308(f)(2)(iii) also requires
that the emissions information
considered to determine the measures
that are necessary to make reasonable
progress include information on
emissions for the most recent year for
which the state has submitted triennial
emissions data to the EPA (or a more
recent year), with a 12-month
exemption period for newly submitted
data.
Kansas included emissions
information from the most recent year in
its submittal.48 Kansas included
emission totals for NH3, PM2.5, PM10,
SO2, VOC, and NOX. Kansas grouped
the emissions by: Natural Sources, Wild
and Prescribed Fires, Residential Wood
Combustion, Agricultural Fires,
Agricultural NH3 Emissions, the Oil and
Gas Industry, Electric Generating Units
(EGUs), Industry other than Oil and Gas
and EGUs, Airports, Rail, Marine,
Onroad, and Nonroad. Kansas included
emissions 2011 through 2017. Kansas
used the National Emissions Inventory
for 2011, 2014, 2017; the EPA 2016
modeling inventory for 2016; and the
Kansas Emission Inventory for 2012,
2013, and 2017.49
TABLE 1—KANSAS ANTHROPOGENIC NOX EMISSIONS
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Section
Pollutant
Oil and Gas ....................................................
Other Industry ................................................
Onroad ...........................................................
Rail .................................................................
EGU ...............................................................
Nonroad .........................................................
Airports ...........................................................
Ag Fire ...........................................................
Residential Wood ...........................................
45 Id.
46 Clarifications
Regarding Regional Haze State
Implementation Plans for the Second
Implementation Period at 5 and 6. https://
www.epa.gov/system/files/documents/2021-07/
clarifications-regarding-regional-haze-stateimplementation-plans-for-the-second-
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NOX
NOX
NOX
NOX
NOX
NOX
NOX
NOX
NOX
.........
.........
.........
.........
.........
.........
.........
.........
.........
2014
2015
62,100
47,617
73,361
29,313
26,681
32,011
1,740
2,531
368
57,172
45,064
64,648
26,344
18,030
28,948
1,764
1,717
361
implementation-period.pdf. The EPA Office of Air
Quality Planning and Standards, Research Triangle
Park (July 8, 2021).
47 See 40 CFR 51.308(f)(2).
48 See the July 28th, 2021 Kansas submission,
Appendix 9, included in the docket for this action.
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2016
49,832
41,759
54,097
21,770
15,231
25,373
1,811
593
378
2017
52,141
41,460
50,897
23,617
13,378
23,846
1,764
709
297
2018
46,008
38,531
41,264
19,845
14,455
20,528
1,799
709
302
49 Kansas did not have emission inventories for
2015 and 2018 and instead estimated emissions
using a statistical method, the ‘‘least squares’’
method. Kansas does not explain in its submission
why it is missing data from 2015 and 2018.
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191
TABLE 1—KANSAS ANTHROPOGENIC NOX EMISSIONS—Continued
Section
Pollutant
Marine ............................................................
NOX .........
2014
2015
16
2016
8
0
2017
2018
........................
........................
2017
2018
From July 28th, 2021 Kansas submission, Appendix 9.
TABLE 2—KANSAS ANTHROPOGENIC SO2 EMISSIONS
Section
Pollutant
Other Industry ................................................
EGU ...............................................................
Airports ...........................................................
Onroad ...........................................................
Ag Fire ...........................................................
Residential Wood ...........................................
Oil and Gas ....................................................
Nonroad .........................................................
Rail .................................................................
SO2
SO2
SO2
SO2
SO2
SO2
SO2
SO2
SO2
..........
..........
..........
..........
..........
..........
..........
..........
..........
2014
2015
7,352
31,541
176
293
660
107
108
59
18
2016
6,904
13,858
182
290
433
102
89
50
16
6,381
7,137
192
294
123
107
63
37
14
6,157
5,558
186
271
145
68
67
38
16
5,671
5,450
194
271
145
68
44
27
14
From July 28th, 2021 Kansas submission, Appendix 9.
As summarized above, the state
provided emissions inventory
information by sector and for individual
sources for multiple years, including the
most recent year for which the state
submitted emissions data to the EPA in
compliance with the triennial reporting
requirements of the AERR. However,
because the State did not conduct the
proper analyses to determine what
measures are necessary for reasonable
progress, it is not clear how this
emissions data was used in the
submission to fulfill the regional haze
requirements, including documentation
of the technical basis for determining
the emissions measures that are
necessary for reasonable progress.
Therefore, as outlined throughout this
document, the EPA cannot approve the
regulatory requirements under
§ 51.308(f)(2)(iii) because Kansas’s SIP
did not meet the required statutory
elements.
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G. Reasonable Progress Goals
Section 51.308(f)(3) contains the
requirements pertaining to RPGs for
each Class I Area. As noted previously,
most of regulatory requirements in
§ 51.308(f)(3) do not apply to states
without Class I Areas. However,
§ 51.308(f)(3)(ii)(B) requires that if a
state contains sources that are
reasonably anticipated to contribute to
visibility impairment in a Class I Area
in another state, and the RPG for the
most impaired days in that Class I Area
is above the URP, the upwind state must
provide the same demonstration.
At the time Kansas submitted its SIP,
this provision did not apply because the
states with Class I Areas that are
affected by Kansas sources did not
submit any RPGs that are above the
respective URPs. Because we are
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disapproving the Kansas SIP, if Kansas
chooses to submit a revised SIP to the
EPA, it should re-evaluate whether 40
CFR 51.308(f)(3)(ii)(B) applies to
Kansas.
H. Monitoring Strategy and Other
Implementation Plan Requirements
Section 51.308(f)(6) specifies that
each comprehensive revision of a state’s
Regional Haze SIP must contain or
provide for certain elements, including
monitoring strategies, emissions
inventories, and any reporting,
recordkeeping and other measures
needed to assess and report on
visibility. A main requirement of this
subsection is for states with Class I
Areas to submit monitoring strategies
for measuring, characterizing, and
reporting on visibility impairment.
Section 51.308(f)(6)(ii) requires SIPs to
provide for procedures by which
monitoring data and other information
are used in determining the contribution
of emissions from within the state to
Regional Haze visibility impairment at
mandatory Class I Federal Areas both
within and outside the state. As noted
previously, most of regulatory
requirements in § 51.308(f)(6) do not
apply to states without Class I Areas.
However, § 51.308(f)(6)(iii) and
(f)(6)(v) apply to all states that have
emissions that contribute to a Class I
Area, including Kansas. Section
51.308(f)(6)(iii) requires SIPs to provide
procedures by which monitoring data
and other information are used in
determining the contribution of
emissions from within the State to
Regional Haze visibility impairment at
mandatory Class I Federal Areas in
other States.
Section 51.308(f)(6)(v) requires SIPs to
provide for a statewide inventory of
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emissions of pollutants that are
reasonably anticipated to cause or
contribute to visibility impairment,
including emissions for the most recent
year for which data are available and
estimates of future projected emissions.
It also requires a commitment to update
the inventory periodically. Section
51.308(f)(6)(v) also requires states to
include estimates of future projected
emissions and include a commitment to
update the inventory periodically.
Kansas generally included details on
the emissions and monitoring data they
used to estimate their visibility
contribution to out-of-state Class I
Areas, to address § 51.308(f)(6)(iii). To
address § 51.308(f)(6)(v), Kansas
included emissions information from
the most recent triennial inventory year
available (2017) 50. Kansas also included
future projections for 2023 and 2028
and committed to update the inventory
periodically.
However, as mentioned above,
because the State did not conduct the
proper analyses to determine what
measures are necessary for reasonable
progress, and did not satisfy the regional
haze statutory requirements, the EPA is
not approving these regulatory
requirements at this time. The EPA is
not approving these regulatory
requirements because they do not
contain measures that strengthen the
existing regional haze SIP, or the SIP
generally.
I. Requirements for Periodic Reports
Describing Progress Towards the
Reasonable Progress Goals
Section 51.308(f)(5) requires that
periodic comprehensive revisions of
states’ Regional Haze plans also address
50 See the July 28th, 2021 Kansas submission,
Appendix 9, included in the docket for this action.
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the progress report requirements of 40
CFR 51.308(g)(1) through (5). The
purpose of these requirements is to
evaluate progress towards the applicable
RPGs for each Class I Area within the
state and each Class I Area outside the
state that may be affected by emissions
from within that state. Sections
51.308(g)(1) and (2) apply to all states
and require a description of the status
of implementation of all measures
included in a state’s first
implementation period Regional Haze
plan and a summary of the emission
reductions achieved through
implementation of those measures.
Section 51.308(g)(3) applies only to
states with Class I Areas within their
borders and requires such states to
assess current visibility conditions,
changes in visibility relative to baseline
(2000–2004) visibility conditions, and
changes in visibility conditions relative
to the period addressed in the first
implementation period progress report.
Section 51.308(g)(4) applies to all
states and requires an analysis tracking
changes in emissions of pollutants
contributing to visibility impairment
from all sources and sectors since the
period addressed by the first
implementation period progress report.
This provision further specifies the year
or years through which the analysis
must extend depending on the type of
source and the platform through which
its emission information is reported.
Finally, § 51.308(g)(5), which also
applies to all states, requires an
assessment of any significant changes in
anthropogenic emissions within or
outside the state have occurred since the
period addressed by the first
implementation period progress report,
including whether such changes were
anticipated and whether they have
limited or impeded expected progress
towards reducing emissions and
improving visibility.
As noted previously, § 51.308(g)(3)
does not apply to states without Class I
Areas. With respect to the rest of the
§ 51.308(g) requirements, Kansas
included a description of the status of
the implementation of all measures
included in Kansas’s first
implementation period Regional Haze
Plan, a summary of the emissions
reductions achieved from these
measures, an analysis tracking changes
in emissions, and an assessment of
significant changes in emissions.
However, as outlined throughout this
document, because Kansas’s SIP
submission did not meet the required
statutory or regulatory requirements, the
EPA is not approving these regulatory
requirements at this time. The EPA is
not approving these regulatory
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requirements because they do not
contain measures that strengthen the
regional haze SIP, or the SIP generally.
J. Requirements for State and Federal
Land Manager Coordination
Section 169A(d) of the CAA requires
states to consult with FLMs before
holding the public hearing on a
proposed Regional Haze SIP, and to
include a summary of the FLMs’
conclusions and recommendations in
the notice to the public.’’
Section 51.308(i)(2)’s FLM
consultation provision requires a state
to provide FLMs with an opportunity
for consultation that is early enough in
the state’s policy analyses of its
emission reduction obligation so that
information and recommendations
provided by the FLMs’ can
meaningfully inform the state’s
decisions on its LTS. If the consultation
has taken place at least 120 days before
a public hearing or public comment
period, the opportunity for consultation
will be deemed early enough.
Regardless, the opportunity for
consultation must be provided at least
sixty days before a public hearing or
public comment period at the state
level. Section 51.308(i)(2) also provides
two substantive topics on which FLMs
must be provided an opportunity to
discuss with states: assessment of
visibility impairment in any Class I Area
and recommendations on the
development and implementation of
strategies to address visibility
impairment. Section 51.308(i)(3)
requires states, in developing their
implementation plans, to include a
description of how they addressed
FLMs’ comments.
Kansas included summaries of its
consultation with various FLMs. On
January 14, 2021, the NPS deferred
consultation to other FLMs. In February
and March of 2021, Kansas had a video
call and email exchanges with the FS.
Kansas included the comments from the
FS and its responses. On February 19,
2021, Kansas had a video call with the
FWS. Kansas included the comments
from FWS and its responses. While
Kansas did take administrative steps to
conduct consultation, if the EPA
finalizes the disapproval of the SIP, in
the process of correcting the
deficiencies outlined above with respect
to the RHR and statutory requirements,
the state (or the EPA in the case of an
eventual FIP) will be required to again
satisfy the FLM consultation
requirements under § 51.308(i)(2).
Therefore, the EPA cannot approve
Kansas’s consultation requirements
because Kansas’s consultation was
based on a SIP that did not meet the
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required statutory and regulatory
requirements.
VI. What action is the EPA taking?
The EPA is proposing to disapprove
the Kansas SIP submission relating to
Regional Haze for the second planning
period received on July 28, 2021,
because the state’s SIP submission fails
to meet both the regulatory
requirements of the Regional Haze Rule
and the statutory requirements of the
Clean Air Act. Specifically, because
Kansas failed to consider the four
statutory factors, thereby not including
a LTS that includes measures necessary
for reasonable progress in its second
planning period SIP submission,
Kansas’s SIP submission does not
contain the emission limits, schedules
of compliance, and other measures as
may be necessary to make reasonable
progress toward meeting the national
visibility goal. Therefore, the SIP
submission does not meet the regional
haze requirements, nor requirements of
the CAA. Specifically, as described in
detail above, the SIP submission does
not meet the statutory requirements in
CAA section 169A(b)(2)(B) to contain a
LTS for making reasonable progress; the
CAA section 169A(g)(1) requirement to
consider the four factors in determining
reasonable progress; and the CAA
section 169A(b)(2) requirement for the
SIP to contain the emissions limits,
schedules of compliance and other
measures as may be necessary to make
reasonable progress toward meeting the
national goal. In addition, the lack of
source selection, evaluation of
emissions measures considering the four
factors, and related inadequate
documentation results in the Kansas
submission not meeting the regulatory
requirements in § 51.308(f)(2),
51.308(f)(2)(i), and 51.308(f)(2)(iii).
The EPA is not proposing a FIP at this
time. If the EPA finalizes the
disapproval, that will start a two-year
clock for the EPA to propose and
finalize a FIP. We are processing this as
a proposed action because we are
soliciting comments on this proposed
action. Disapproval does not start a
mandatory sanctions clock for Kansas.
Final rulemaking will occur after
consideration of any comments.
VII. Statutory and Executive Order
Reviews
Under the CAA, the Administrator is
required to approve a SIP submission
that complies with the provisions of the
Act and applicable Federal regulations.
42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions, the
EPA’s role is to approve state choices,
provided that they meet the criteria of
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the CAA. This action proposes to
disapprove the state submittal as not
meeting Federal requirements and does
not impose additional requirements. For
that reason, this action:
• Is not a significant regulatory action
subject to review by the Office of
Management and Budget under
Executive Orders 12866 (58 FR 51735,
October 4, 1993) and 13563 (76 FR 3821,
January 21, 2011);
• Does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Does not have federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of the
National Technology Transfer and
VerDate Sep<11>2014
16:08 Dec 29, 2023
Jkt 262001
Advancement Act (NTTA) because this
rulemaking does not involve technical
standards; and
• Executive Order 12898 (Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations, 59 FR 7629,
Feb. 16, 1994) directs Federal agencies
to identify and address
‘‘disproportionately high and adverse
human health or environmental effects’’
of their actions on minority populations
and low-income populations to the
greatest extent practicable and
permitted by law. The EPA defines
environmental justice (EJ) as ‘‘the fair
treatment and meaningful involvement
of all people regardless of race, color,
national origin, or income with respect
to the development, implementation,
and enforcement of environmental laws,
regulations, and policies.’’ The EPA
further defines the term fair treatment to
mean that ‘‘no group of people should
bear a disproportionate burden of
environmental harms and risks,
including those resulting from the
negative environmental consequences of
industrial, governmental, and
commercial operations or programs and
policies.’’ The Kansas Department of
Health and the Environment did not
evaluate EJ considerations as part of its
SIP submittal; the CAA and applicable
implementing regulations neither
prohibit nor require such an evaluation.
The EPA did not perform an EJ analysis
PO 00000
Frm 00017
Fmt 4701
Sfmt 9990
193
and did not consider EJ in this action.
Due to the nature of the action being
taken here, this action is expected to
have a neutral impact on the air quality
of the affected area. Consideration of EJ
is not required as part of this action, and
there is no information in the record
inconsistent with the stated goal of E.O.
12898 of achieving environmental
justice for people of color, low-income
populations, and Indigenous peoples.
• This action does not have tribal
implications as specified in Executive
Order 13175. This action does not apply
on any Indian reservation land, any
other area where the EPA or an Indian
tribe has demonstrated that a tribe has
jurisdiction, or non-reservation areas of
Indian country. Thus, Executive Order
13175 does not apply to this action.
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Carbon monoxide,
Incorporation by reference,
Intergovernmental relations, Lead,
Nitrogen dioxide, Ozone, Particulate
matter, Reporting and recordkeeping
requirements, Sulfur oxides, Volatile
organic compounds.
Dated: December 19, 2023.
Meghan A. McCollister,
Regional Administrator, Region 7.
[FR Doc. 2023–28384 Filed 12–29–23; 8:45 am]
BILLING CODE 6560–50–P
E:\FR\FM\02JAP2.SGM
02JAP2
Agencies
[Federal Register Volume 89, Number 1 (Tuesday, January 2, 2024)]
[Proposed Rules]
[Pages 178-193]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-28384]
[[Page 177]]
Vol. 89
Tuesday,
No. 1
January 2, 2024
Part III
Environmental Protection Agency
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40 CFR Part 52
Air Plan Disapproval; Kansas; Regional Haze; Proposed Rule
Federal Register / Vol. 89 , No. 1 / Tuesday, January 2, 2024 /
Proposed Rules
[[Page 178]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R07-OAR-2023-0582; FRL-11576-01-R7]
Air Plan Disapproval; Kansas; Regional Haze
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
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SUMMARY: The Environmental Protection Agency (EPA) is proposing to
disapprove a revision to Kansas's State Implementation Plan (SIP)
submitted on July 28, 2021, to satisfy applicable requirements under
the Clean Air Act (CAA) and EPA's Regional Haze Rule (RHR) for the
program's second planning period. As required by section 169A of the
Clean Air Act, the federal Regional Haze Rule calls for state and
federal agencies to work together to improve visibility, including
Regional Haze, in 156 national parks and wilderness areas. The rule
requires the states, in coordination with the EPA, the National Park
Service (NPS), U.S. Fish and Wildlife Service (FWS), the U.S. Forest
Service (FS), and other interested parties, to develop and implement
air quality protection plans in which states revise their long-term
strategies (LTS) for making reasonable progress towards the national
goal of preventing any future, and remedying any existing,
anthropogenic impairment of visibility in these mandatory Class I
Federal Areas. Disapproval does not start a mandatory sanctions clock.
DATES: Comments must be received on or before February 1, 2024.
ADDRESSES: You may send comments, identified by Docket ID No. EPA-R07-
OAR-2023-0582 to https://www.regulations.gov. Follow the online
instructions for submitting comments.
Instructions: All submissions received must include the Docket ID
No. for this rulemaking. Comments received will be posted without
change to https://www.regulations.gov/, including any personal
information provided. For detailed instructions on sending comments and
additional information on the rulemaking process, see the ``Written
Comments'' heading of the SUPPLEMENTARY INFORMATION section of this
document.
FOR FURTHER INFORMATION CONTACT: Jed D. Wolkins, Environmental
Protection Agency, Region 7 Office, Air Permitting and Planning Branch,
11201 Renner Boulevard, Lenexa, Kansas 66219; telephone number: (913)
551-7588; email address: [email protected].
SUPPLEMENTARY INFORMATION: Throughout this document ``we,'' ``us,'' and
``our'' refer to the EPA.
Table of Contents
I. Written Comments
II. What is being addressed in this document?
III. Background and Requirements for Regional Haze Plans
A. Regional Haze Background
B. Roles of Agencies in Addressing Regional Haze
IV. Requirements for Regional Haze Plans for the Second
Implementation Period
A. Identification of Class I Areas
B. Calculations of Baseline, Current, and Natural Visibility
Conditions; Progress to Date; and the Uniform Rate of Progress
C. Long-Term Strategy for Regional Haze
D. Reasonable Progress Goals
E. Monitoring Strategy and Other State Implementation Plan
Requirements
F. Requirements for Periodic Reports Describing Progress Towards
the Reasonable Progress Goals
G. Requirements for State and Federal Land Manager Coordination
V. The EPA's Evaluation of Kansas's Regional Haze Submission for the
Second Implementation Period
A. Background on Kansas's First Implementation Period SIP
Submission
B. Kansas's Second Implementation Period SIP Submission and the
EPA's Evaluation
C. Identification of Class I Areas
D. Regional Haze Rule Provisions That Do Not Apply to States
With No Class I Areas
E. Calculations of Baseline, Current, and Natural Visibility
Conditions; Progress to Date; and the Uniform Rate of Progress
F. Long-Term Strategy for Regional Haze
a. Four-Factor Analysis
b. Additional Long-Term Strategy Requirements
G. Reasonable Progress Goals
H. Monitoring Strategy and Other Implementation Plan
Requirements
I. Requirements for Periodic Reports Describing Progress Towards
the Reasonable Progress Goals
J. Requirements for State and Federal Land Manager Coordination
VI. What action is the EPA taking?
VII. Statutory and Executive Order Reviews
I. Written Comments
Submit your comments, identified by Docket ID No. EPA-R07-OAR-2023-
0582, at https://www.regulations.gov. Once submitted, comments cannot
be edited or removed from Regulations.gov. The EPA may publish any
comment received to its public docket. Do not submit electronically any
information you consider to be Confidential Business Information (CBI)
or other information whose disclosure is restricted by statute.
Multimedia submissions (audio, video, etc.) must be accompanied by a
written comment. The written comment is considered the official comment
and should include discussion of all points you wish to make. The EPA
will generally not consider comments or comment contents located
outside of the primary submission (i.e., on the web, cloud, or other
file sharing system). For additional submission methods, the full EPA
public comment policy, information about CBI or multimedia submissions,
and general guidance on making effective comments, please visit https://www.epa.gov/dockets/commenting-epa-dockets.
II. What is being addressed in this document?
The EPA is proposing to disapprove Kansas's Regional Haze plan for
the second planning period. As required by section 169A of the CAA, the
federal RHR calls for state and federal agencies to work together to
improve visibility in 156 national parks and wilderness areas. The rule
requires the states, in coordination with the EPA, the NPS, FWS, the
FS, and other interested parties, to develop and implement air quality
protection plans to reduce the pollution that causes visibility
impairment in mandatory Class I Federal areas. Visibility impairing
pollutants include fine and coarse particulate matter (PM) (e.g.,
sulfates, nitrates, organic carbon, elemental carbon, and soil dust)
and their precursors (e.g., sulfur dioxide (SO2), oxides of
nitrogen (NOX), and, in some cases, volatile organic
compounds (VOC) and ammonia (NH3)). As discussed in further
detail below, the EPA is proposing to find that Kansas has submitted a
Regional Haze plan that does not meet the Regional Haze requirements
for the second planning period. The State's submission can be found in
the docket for this action.
III. Background and Requirements for Regional Haze Plans
A. Regional Haze Background
In the 1977 CAA Amendments, Congress created a program for
protecting visibility in the nation's mandatory Class I Federal areas,
which include certain national parks and wilderness areas.\1\ CAA
section 169A. The CAA establishes as a national goal the ``prevention
of any future, and the remedying of any existing, impairment of
visibility in mandatory class I Federal
[[Page 179]]
areas which impairment results from manmade air pollution.'' CAA
section 169A(a)(1). The CAA further directs the EPA to promulgate
regulations to assure reasonable progress toward meeting this national
goal. CAA section 169A(a)(4). On December 2, 1980, the EPA promulgated
regulations to address visibility impairment in mandatory Class I
Federal Areas (hereinafter referred to as ``Class I Areas'') that is
``reasonably attributable'' to a single source or small group of
sources. (45 FR 80084, December 2, 1980). These regulations, codified
at 40 CFR 51.300 through 51.307, represented the first phase of the
EPA's efforts to address visibility impairment. In 1990, Congress added
section 169B to the CAA to further address visibility impairment,
specifically, impairment from Regional Haze. CAA 169B. The EPA
promulgated the RHR, codified at 40 CFR 51.308,\2\ on July 1, 1999. (64
FR 35714, July 1, 1999). These Regional Haze regulations are a central
component of the EPA's comprehensive visibility protection program for
Class I Areas.
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\1\ Areas statutorily designated as mandatory Class I Federal
Areas consist of national parks exceeding 6,000 acres, wilderness
areas and national memorial parks exceeding 5,000 acres, and all
international parks that were in existence on August 7, 1977. CAA
162(a). There are 156 mandatory Class I Areas. The list of areas to
which the requirements of the visibility protection program apply is
in 40 CFR part 81, subpart D.
\2\ In addition to the generally applicable Regional Haze
provisions at 40 CFR 51.308, the EPA also promulgated regulations
specific to addressing Regional Haze visibility impairment in Class
I Areas on the Colorado Plateau at 40 CFR 51.309. The latter
regulations are applicable only for specific jurisdictions' Regional
Haze plans submitted no later than December 17, 2007, and thus are
not relevant here.
---------------------------------------------------------------------------
Regional Haze is visibility impairment that is produced by a
multitude of anthropogenic sources and activities which are located
across a broad geographic area and that emit pollutants that impair
visibility. Visibility impairing pollutants include fine and coarse PM
(e.g., sulfates, nitrates, organic carbon, elemental carbon, and soil
dust) and their precursors (e.g., SO2, NOX, and,
in some cases, VOC and NH3). Fine particle precursors react
in the atmosphere to form fine PM (PM2.5), which impairs
visibility by scattering and absorbing light. Visibility impairment
reduces the perception of clarity and color, as well as visible
distance.\3\
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\3\ There are several ways to measure the amount of visibility
impairment, i.e., haze. One such measurement is the deciview, which
is the principal metric used by the RHR. Under many circumstances, a
change in one deciview will be perceived by the human eye to be the
same on both clear and hazy days. The deciview is unitless. It is
proportional to the logarithm of the atmospheric extinction of
light, which is the perceived dimming of light due to its being
scattered and absorbed as it passes through the atmosphere.
Atmospheric light extinction (b\ext\) is a metric used to for
expressing visibility and is measured in inverse megameters (Mm-1).
The EPA's Guidance on Regional Haze State Implementation Plans for
the Second Implementation Period (``2019 Guidance'') offers the
flexibility for the use of light extinction in certain cases. Light
extinction can be simpler to use in calculations than deciviews,
since it is not a logarithmic function. See, e.g., 2019 Guidance at
16, 19, https://www.epa.gov/visibility/guidance-regional-haze-state-implementation-plans-second-implementation-period. The EPA Office of
Air Quality Planning and Standards, Research Triangle Park (August
20, 2019). The formula for the deciview is 10 ln (b\ext\)/10 Mm-1).
40 CFR 51.301.
---------------------------------------------------------------------------
To address Regional Haze visibility impairment, the 1999 RHR
established an iterative planning process that requires both states in
which Class I Areas are located and states ``the emissions from which
may reasonably be anticipated to cause or contribute to any impairment
of visibility'' in a Class I Area to periodically submit SIP revisions
to address such impairment. CAA section 169A(b)(2); \4\ see also 40 CFR
51.308(b), (f) (establishing submission dates for iterative Regional
Haze SIP revisions); (64 FR at 35768, July 1, 1999). Under the CAA,
each SIP submission must contain ``a long-term (ten to fifteen years)
strategy for making reasonable progress toward meeting the national
goal,'' CAA section 169A(b)(2)(B); the initial round of SIP submissions
also had to address the statutory requirement that certain older,
larger sources of visibility impairing pollutants install and operate
the best available retrofit technology (BART). CAA section
169A(b)(2)(A); 40 CFR 51.308(d), (e). States' first Regional Haze SIPs
were due by December 17, 2007, 40 CFR 51.308(b), with subsequent SIP
submissions containing updated LTS originally due July 31, 2018, and
every ten years thereafter. (64 FR at 35768, July 1, 1999). The EPA
established in the 1999 RHR that all states either have Class I Areas
within their borders or ``contain sources whose emissions are
reasonably anticipated to contribute to Regional Haze in a Class I
Area''; therefore, all states must submit Regional Haze SIPs.\5\ Id. at
35721.
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\4\ The RHR expresses the statutory requirement for states to
submit plans addressing out-of-state Class I Areas by providing that
states must address visibility impairment ``in each mandatory Class
I Federal Area located outside the State that may be affected by
emissions from within the State.'' 40 CFR 51.308(d), (f).
\5\ In addition to each of the fifty states, the EPA also
concluded that the Virgin Islands and District of Columbia must also
submit Regional Haze SIPs because they either contain a Class I Area
or contain sources whose emissions are reasonably anticipated to
contribute Regional Haze in a Class I Area. See 40 CFR 51.300(b),
(d)(3).
---------------------------------------------------------------------------
Much of the focus in the first implementation period of the
Regional Haze program, which ran from 2007 through 2018, was on
satisfying states' BART obligations. First implementation period SIPs
were additionally required to contain LTS for making reasonable
progress toward the national visibility goal, of which BART is one
component. The core required elements for the first implementation
period SIPs (other than BART) are laid out in 40 CFR 51.308(d). Those
provisions required that states containing Class I Areas establish
reasonable progress goals (RPGs) that are measured in deciviews and
reflect the anticipated visibility conditions at the end of the
implementation period including from implementation of states' LTS. The
first planning period RPGs were required to provide for an improvement
in visibility for the most impaired days over the period of the
implementation plan and ensure no degradation in visibility for the
least impaired days over the same period. In establishing the RPGs for
any Class I Area in a state, the state was required to consider four
statutory factors: the costs of compliance, the time necessary for
compliance, the energy and non-air quality environmental impacts of
compliance, and the remaining useful life of any potentially affected
sources. CAA section 169A(g)(1); 40 CFR 51.308(d)(1).
States were also required to calculate baseline (using the five
year period of 2000-2004) and natural visibility conditions (i.e.,
visibility conditions without anthropogenic visibility impairment) for
each Class I Area, and to calculate the linear rate of progress needed
to attain natural visibility conditions, assuming a starting point of
baseline visibility conditions in 2004 and ending with natural
conditions in 2064. This linear interpolation is known as the uniform
rate of progress (URP) and is used as a tracking metric to help states
assess the amount of progress they are making towards the national
visibility goal over time in each Class I Area.\6\ 40 CFR
51.308(d)(1)(i)(B), (d)(2). The 1999 RHR also provided that States' LTS
must include the ``enforceable emissions limitations, compliance,
schedules, and other measures as necessary to achieve the reasonable
progress goals.'' 40 CFR 51.308(d)(3). In
[[Page 180]]
establishing their LTS, states are required to consult with other
states that also contribute to visibility impairment in a given Class I
Area and include all measures necessary to obtain their shares of the
emission reductions needed to meet the RPGs. 40 CFR 51.308(d)(3)(i),
(ii). Section 51.308(d) also contains seven additional factors states
must consider in formulating their LTS, 40 CFR 51.308(d)(3)(v), as well
as provisions governing monitoring and other implementation plan
requirements. 40 CFR 51.308(d)(4). Finally, the 1999 RHR required
states to submit periodic progress reports--SIP revisions due every
five years that contain information on states' implementation of their
Regional Haze plans and an assessment of whether anything additional is
needed to make reasonable progress, see 40 CFR 51.308(g), (h)--and to
consult with the Federal Land Manager(s) \7\ (FLMs) responsible for
each Class I Area according to the requirements in CAA section 169A(d)
and 40 CFR 51.308(i).
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\6\ The EPA established the URP framework in the 1999 RHR to
provide ``an equitable analytical approach'' to assessing the rate
of visibility improvement at Class I Areas across the country. The
start point for the URP analysis is 2004 and the endpoint was
calculated based on the amount of visibility improvement that was
anticipated to result from implementation of existing CAA programs
over the period from the mid-1990s to approximately 2005. Assuming
this rate of progress would continue into the future, the EPA
determined that natural visibility conditions would be reached in 60
years, or 2064 (60 years from the baseline starting point of 2004).
However, the EPA did not establish 2064 as the year by which the
national goal must be reached. 64 FR at 35731-32. That is, the URP
and the 2064 date are not enforceable targets, but are rather tools
that ``allow for analytical comparisons between the rate of progress
that would be achieved by the state's chosen set of control measures
and the URP.'' (82 FR 3078, 3084, January 10, 2017).
\7\ The EPA's regulations define ``Federal Land Manager'' as
``the Secretary of the department with authority over the Federal
Class I Area (or the Secretary's designee) or, with respect to
Roosevelt-Campobello International Park, the Chairman of the
Roosevelt-Campobello International Park Commission.'' 40 CFR 51.301.
---------------------------------------------------------------------------
On January 10, 2017, the EPA promulgated revisions to the RHR, (82
FR 3078, January 10, 2017), that apply for the second and subsequent
implementation periods. The 2017 rulemaking made several changes to the
requirements for Regional Haze SIPs to clarify States' obligations and
streamline certain Regional Haze requirements. The revisions to the
Regional Haze program for the second and subsequent implementation
periods focused on the requirement that States' SIPs contain LTS for
making reasonable progress towards the national visibility goal. The
reasonable progress requirements as revised in the 2017 rulemaking
(referred to here as the 2017 RHR Revisions) are codified at 40 CFR
51.308(f). Among other changes, the 2017 RHR Revisions adjusted the
deadline for States to submit their second implementation period SIPs
from July 31, 2018, to July 31, 2021, clarified the order of analysis
and the relationship between RPGs and the LTS, and focused on making
visibility improvements on the days with the most anthropogenic
visibility impairment, as opposed to the days with the most visibility
impairment overall. The EPA also revised requirements of the visibility
protection program related to periodic progress reports and FLM
consultation. The specific requirements applicable to second
implementation period Regional Haze SIP submissions are addressed in
detail below.
The EPA provided guidance to the states for their second
implementation period SIP submissions in the preamble to the 2017 RHR
Revisions as well as in subsequent, stand-alone guidance documents. In
August 2019, the EPA issued ``Guidance on Regional Haze State
Implementation Plans for the Second Implementation Period'' (``2019
Guidance'').\8\ On July 8, 2021, the EPA issued a memorandum containing
``Clarifications Regarding Regional Haze State Implementation Plans for
the Second Implementation Period'' (``2021 Clarifications Memo'').\9\
Additionally, the EPA further clarified the recommended procedures for
processing ambient visibility data and optionally adjusting the URP to
account for international anthropogenic and prescribed fire impacts in
two technical guidance documents: the December 2018 ``Technical
Guidance on Tracking Visibility Progress for the Second Implementation
Period of the Regional Haze Program'' (``2018 Visibility Tracking
Guidance''),\10\ and the June 2020 ``Recommendation for the Use of
Patched and Substituted Data and Clarification of Data Completeness for
Tracking Visibility Progress for the Second Implementation Period of
the Regional Haze Program'' and associated Technical Addendum (``2020
Data Completeness Memo'').\11\
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\8\ Guidance on Regional Haze State Implementation Plans for the
Second Implementation Period. https://www.epa.gov/visibility/guidance-regional-haze-state-implementation-plans-second-implementation-period The EPA Office of Air Quality Planning and
Standards, Research Triangle Park (August 20, 2019).
\9\ Clarifications Regarding Regional Haze State Implementation
Plans for the Second Implementation Period. https://www.epa.gov/system/files/documents/2021-07/clarifications-regarding-regional-haze-state-implementation-plans-for-the-second-implementation-period.pdf. The EPA Office of Air Quality Planning and Standards,
Research Triangle Park (July 8, 2021).
\10\ Technical Guidance on Tracking Visibility Progress for the
Second Implementation Period of the Regional Haze Program. https://www.epa.gov/visibility/technical-guidance-tracking-visibility-progress-second-implementation-period-regional The EPA Office of Air
Quality Planning and Standards, Research Triangle Park. (December
20, 2018).
\11\ Recommendation for the Use of Patched and Substituted Data
and Clarification of Data Completeness for Tracking Visibility
Progress for the Second Implementation Period of the Regional Haze
Program. https://www.epa.gov/visibility/memo-and-technical-addendum-ambient-data-usage-and-completeness-regional-haze-program. The EPA
Office of Air Quality Planning and Standards, Research Triangle Park
(June 3, 2020).
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As previously explained in the 2021 Clarifications Memo, the EPA
intends the second implementation period of the Regional Haze program
to secure meaningful reductions in visibility impairing pollutants that
build on the significant progress states have achieved to date. The
Agency also recognizes that analyses regarding reasonable progress are
state-specific and that, based on states' and sources' individual
circumstances, what constitutes reasonable reductions in visibility
impairing pollutants will vary from state-to-state. While there exist
many opportunities for states to leverage both ongoing and upcoming
emission reductions under other CAA programs, the Agency expects states
to undertake rigorous reasonable progress analyses that identify
further opportunities to advance the national visibility goal
consistent with the statutory and regulatory requirements. See
generally 2021 Clarifications Memo. This is consistent with Congress's
determination that a visibility protection program is needed in
addition to the CAA's National Ambient Air Quality Standards (NAAQS)
and Prevention of Significant Deterioration (PSD) programs, as further
emission reductions may be necessary to adequately protect visibility
in Class I Areas throughout the country.\12\
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\12\ See, e.g., H.R. Rep No. 95-294 at 205 (``In determining how
to best remedy the growing visibility problem in these areas of
great scenic importance, the committee realizes that as a matter of
equity, the national ambient air quality standards cannot be revised
to adequately protect visibility in all areas of the country.''),
(``the mandatory Class I increments of [the PSD program] do not
adequately protect visibility in Class I Areas'').
---------------------------------------------------------------------------
B. Roles of Agencies in Addressing Regional Haze
Because the air pollutants and pollution affecting visibility in
Class I Areas can be transported over long distances, successful
implementation of the Regional Haze program requires long-term,
regional coordination among multiple jurisdictions and agencies that
have responsibility for Class I Areas and the emissions that impact
visibility in those Areas. In order to address Regional Haze, states
need to develop strategies in coordination with one another,
considering the effect of emissions from one jurisdiction on the air
quality in another. Five regional planning organizations (RPOs),\13\
which include representation from state and tribal governments, the
EPA, and FLMs, were developed in the lead-up to the first
implementation period to address Regional Haze. RPOs evaluate technical
information to better understand how
[[Page 181]]
emissions from State and Tribal land impact Class I Areas across the
country, pursue the development of regional strategies to reduce
emissions of PM and other pollutants leading to Regional Haze, and help
states meet the consultation requirements of the RHR.
---------------------------------------------------------------------------
\13\ RPOs are sometimes also referred to as ``multi-
jurisdictional organizations,'' or MJOs. For the purposes of this
document, the terms RPO and MJO are synonymous.
---------------------------------------------------------------------------
The Central Regional Air Planning Association (CenRAP), one of the
five RPOs described above, that Kansas was a member of during the first
planning period, was a collaborative effort of state governments,
tribal governments, and Federal Agencies established to initiate and
coordinate activities associated with the management of Regional Haze,
visibility, and other air quality issues in parts of the Great Plains,
Midwest, Southwest, and South Regions of the United States.
After the first planning period SIPs were submitted, the planning
was shifted to the Central State Air Resources Agencies (CenSARA).
CenSARA is a collaborative effort of state governments established to
initiate and coordinate activities associated with the management of
Regional Haze and other air quality issues in parts of the Great
Plains, Midwest, Southwest, and South Regions of the United States.
Member states include: Arkansas, Iowa, Kansas, Louisiana, Missouri,
Nebraska, Oklahoma, and Texas. Unlike CenRAP, CenSARA has solely state
members. However, CenSARA does reach out to Tribal and Federal
partners. The Federal partners of CenSARA are the EPA, the NPS, the
FWS, and FS.
IV. Requirements for Regional Haze Plans for the Second Implementation
Period
Under the CAA and EPA's regulations, all 50 states, the District of
Columbia, and the U.S. Virgin Islands are required to submit Regional
Haze SIPs satisfying the applicable requirements for the second
implementation period of the Regional Haze program by July 31, 2021.
Each state's SIP must contain a LTS for making reasonable progress
toward meeting the national goal of remedying any existing and
preventing any future anthropogenic visibility impairment in Class I
Areas. CAA section 169A(b)(2)(B). To this end, Sec. 51.308(f) lays out
the process by which states determine what constitutes their LTS, with
the order of the requirements in Sec. 51.308(f)(1) through (f)(3)
generally mirroring the order of the steps in the reasonable progress
analysis \14\ and (f)(4) through (f)(6) containing additional, related
requirements. Broadly speaking, a state first must identify the Class I
Areas within the state and determine the Class I Areas outside the
state in which visibility may be affected by emissions from the state.
These are the Class I Areas that must be addressed in the state's LTS.
See 40 CFR 51.308(f), (f)(2). For each Class I Area within its borders,
a state must then calculate the baseline, current, and natural
visibility conditions for that area, as well as the visibility
improvement made to date and the URP. See 40 CFR 51.308(f)(1). Each
state having a Class I Area and/or emissions that may affect visibility
in a Class I Area must then develop a LTS that includes the enforceable
emission limitations, compliance schedules, and other measures that are
necessary to make reasonable progress in such Areas. A reasonable
progress determination is based on applying the four factors in CAA
section 169A(g)(1) to sources of visibility-impairing pollutants that
the state has selected to assess for controls for the second
implementation period. Additionally, as further explained below, the
RHR at 40 CFR 51.3108(f)(2)(iv) separately provides five ``additional
factors'' \15\ that states must consider in developing their LTS. See
40 CFR 51.308(f)(2). A state evaluates potential emission reduction
measures for those selected sources and determines which are necessary
to make reasonable progress using the four statutory factors. Those
measures are then incorporated into the state's LTS. After a state has
developed its LTS, it then establishes RPGs for each Class I Area
within its borders by modeling the visibility impacts of all reasonable
progress controls at the end of the second implementation period, i.e.,
in 2028, as well as the impacts of other requirements of the CAA. The
RPGs include reasonable progress controls not only for sources in the
state in which the Class I Area is located, but also for sources in
other states that contribute to visibility impairment in that Area. The
RPGs are then compared to the baseline visibility conditions and the
URP to ensure that progress is being made towards the statutory goal of
preventing any future and remedying any existing anthropogenic
visibility impairment in Class I Areas. 40 CFR 51.308(f)(2)-(3).
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\14\ The EPA explained in the 2017 RHR Revisions that we were
adopting new regulatory language in 40 CFR 51.308(f) that, unlike
the structure in Sec. 51.308(d), ``tracked the actual planning
sequence.'' (82 FR 3091, January 10, 2017).
\15\ The five ``additional factors'' for consideration in Sec.
51.308(f)(2)(iv) are distinct from the four factors listed in CAA
section 169A(g)(1) and 40 CFR 51.308(f)(2)(i) that states must
consider and apply to sources in determining reasonable progress.
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In addition to satisfying the requirements at 40 CFR 51.308(f)
related to reasonable progress, the Regional Haze SIP revisions for the
second implementation period must address the requirements in Sec.
51.308(g)(1) through (5) pertaining to periodic reports describing
progress towards the RPGs, 40 CFR 51.308(f)(5), as well as requirements
for FLM consultation that apply to all visibility protection SIPs and
SIP revisions. 40 CFR 51.308(i).
A state must submit its Regional Haze SIP and subsequent SIP
revisions to the EPA according to the requirements applicable to all
SIP revisions under the CAA and EPA's regulations. See CAA 169(b)(2);
CAA 110(a). Upon EPA approval, a SIP is enforceable by the Agency and
the public under the CAA. If the EPA finds that a state fails to make a
required SIP revision, or if the EPA finds that a state's SIP is
incomplete or if disapproves the SIP, the Agency must promulgate a
federal implementation plan (FIP) that satisfies the applicable
requirements. CAA 110(c)(1).
A. Identification of Class I Areas
The first step in developing a Regional Haze SIP is for a state to
determine which Class I Areas, in addition to those within its borders,
``may be affected'' by emissions from within the state. In the 1999
RHR, the EPA determined that all states contribute to visibility
impairment in at least one Class I Area, 64 FR at 35720-22, and
explained that the statute and regulations lay out an ``extremely low
triggering threshold'' for determining ``whether States should be
required to engage in air quality planning and analysis as a
prerequisite to determining the need for control of emissions from
sources within their State.'' Id. at 35721.
A state must determine which Class I Areas must be addressed by its
SIP by evaluating the total emissions of visibility impairing
pollutants from all sources within the state. While the RHR does not
require this evaluation to be conducted in any particular manner, EPA's
2019 Guidance provides recommendations for how such an assessment might
be accomplished, including by, where appropriate, using the
determinations previously made for the first implementation period.
2019 Guidance at 8-9. In addition, the determination of which Class I
Areas may be affected by a state's emissions is subject to the
requirement in 40 CFR 51.308(f)(2)(iii) to ``document the technical
basis, including modeling, monitoring, cost, engineering, and emissions
information, on which the State is relying to determine the emission
reduction measures that are necessary to make reasonable progress in
each mandatory Class I Federal Area it affects.''
[[Page 182]]
B. Calculations of Baseline, Current, and Natural Visibility
Conditions; Progress to Date; and the Uniform Rate of Progress
As part of assessing whether a SIP submission for the second
implementation period is providing for reasonable progress towards the
national visibility goal, the RHR contains requirements in Sec.
51.308(f)(1) related to tracking visibility improvement over time. The
requirements of this subsection apply only to states having Class I
Areas within their borders; the required calculations must be made for
each such Class I Area. EPA's 2018 Visibility Tracking Guidance \16\
provides recommendations to assist states in satisfying their
obligations under Sec. 51.308(f)(1); specifically, in developing
information on baseline, current, and natural visibility conditions,
and in making optional adjustments to the URP to account for the
impacts of international anthropogenic emissions and prescribed fires.
See 82 FR 3103-05.
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\16\ The 2018 Visibility Tracking Guidance references and relies
on parts of the 2003 Tracking Guidance: ``Guidance for Tracking
Progress Under the Regional Haze Rule,'' which can be found at
https://www3.epa.gov/ttnamti1/files/ambient/visible/tracking.pdf.
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The RHR requires tracking of visibility conditions on two sets of
days: the clearest and the most impaired days. Visibility conditions
for both sets of days are expressed as the average deciview index for
the relevant five-year period (the period representing baseline or
current visibility conditions). The RHR provides that the relevant sets
of days for visibility tracking purposes are the 20% clearest (the 20%
of monitored days in a calendar year with the lowest values of the
deciview index) and 20% most impaired days (the 20% of monitored days
in a calendar year with the highest amounts of anthropogenic visibility
impairment).\17\ 40 CFR 51.301. A state must calculate visibility
conditions for both the 20% clearest and 20% most impaired days for the
baseline period of 2000-2004 and the most recent five-year period for
which visibility monitoring data are available (representing current
visibility conditions). 40 CFR 51.308(f)(1)(i), (iii). States must also
calculate natural visibility conditions for the clearest and most
impaired days,\18\ by estimating the conditions that would exist on
those two sets of days absent anthropogenic visibility impairment. 40
CFR 51.308(f)(1)(ii). Using all these data, states must then calculate,
for each Class I Area, the amount of progress made since the baseline
period (2000-2004) and how much improvement is left to achieve in order
to reach natural visibility conditions.
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\17\ This document also refers to the 20% clearest and 20% most
anthropogenically impaired days as the ``clearest'' and ``most
impaired'' or ``most anthropogenically impaired'' days,
respectively.
\18\ The RHR at 40 CFR 51.308(f)(1)(ii) contains an error
related to the requirement for calculating two sets of natural
conditions values. The rule says ``most impaired days or the
clearest days'' where it should say ``most impaired days and
clearest days.'' This is an error that was intended to be corrected
in the 2017 RHR Revisions but did not get corrected in the final
rule language. This is supported by the preamble text at 82 FR 3098:
``In the final version of 40 CFR 51.308(f)(1)(ii), an occurrence of
``or'' has been corrected to ``and'' to indicate that natural
visibility conditions for both the most impaired days and the
clearest days must be based on available monitoring information.''
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Using the data for the set of most impaired days only, states must
plot a line between visibility conditions in the baseline period and
natural visibility conditions for each Class I Area to determine the
URP--the amount of visibility improvement, measured in deciviews, that
would need to be achieved during each implementation period in order to
achieve natural visibility conditions by the end of 2064. The URP is
used in later steps of the reasonable progress analysis for
informational purposes and to provide a non-enforceable benchmark
against which to assess a Class I Area's rate of visibility
improvement.\19\ Additionally, in the 2017 RHR Revisions, the EPA
provided states the option of proposing to adjust the endpoint of the
URP to account for impacts of anthropogenic sources outside the United
States and/or impacts of certain types of wildland prescribed fires.
These adjustments, which must be approved by the EPA, are intended to
avoid any perception that states should compensate for impacts from
international anthropogenic sources and to give states the flexibility
to determine that limiting the use of wildland-prescribed fire is not
necessary for reasonable progress. 82 FR 3107 footnote 116.
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\19\ Being on or below the URP is not a ``safe harbor''; i.e.,
achieving the URP does not mean that a Class I Area is making
``reasonable progress'' and does not relieve a state from using the
four statutory factors to determine what level of control is needed
to achieve such progress. See, e.g., 82 FR at 3093.
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EPA's 2018 Visibility Tracking Guidance can be used to help satisfy
the 40 CFR 51.308(f)(1) requirements, including in developing
information on baseline, current, and natural visibility conditions,
and in making optional adjustments to the URP. In addition, the 2020
Data Completeness Memo provides recommendations on the data
completeness language referenced in Sec. 51.308(f)(1)(i) and provides
updated natural conditions estimates for each Class I Area.
C. Long-Term Strategy for Regional Haze
The core component of a Regional Haze SIP submission is a LTS that
addresses Regional Haze in each Class I Area within a state's borders
and each Class I Area that may be affected by emissions from the state.
The LTS ``must include the enforceable emissions limitations,
compliance schedules, and other measures that are necessary to make
reasonable progress, as determined pursuant to (f)(2)(i) through
(iv).'' 40 CFR 51.308(f)(2). The amount of progress that is
``reasonable progress'' is based on applying the four statutory factors
in CAA section 169A(g)(1) in an evaluation of potential control options
for sources of visibility impairing pollutants, which is referred to as
a ``four-factor'' analysis. The outcome of that analysis is the
emission reduction measures that a particular source or group of
sources needs to implement in order to make reasonable progress towards
the national visibility goal. See 40 CFR 51.308(f)(2)(i). Emission
reduction measures that are necessary to make reasonable progress may
be either new, additional control measures for a source, or they may be
the existing emission reduction measures that a source is already
implementing. See 2019 Guidance at 43; 2021 Clarifications Memo at 8-
10. Such measures must be represented by ``enforceable emissions
limitations, compliance schedules, and other measures'' (i.e., any
additional compliance tools) in a state's LTS in its SIP. 40 CFR
51.308(f)(2).
Section 51.308(f)(2)(i) provides the requirements for the four-
factor analysis. The first step of this analysis entails selecting the
sources to be evaluated for emission reduction measures; to this end,
the RHR requires states to consider ``major and minor stationary
sources or groups of sources, mobile sources, and area sources'' of
visibility impairing pollutants for potential four-factor control
analysis. 40 CFR 51.308(f)(2)(i). A threshold question at this step is
which visibility impairing pollutants will be analyzed. As the EPA
previously explained, consistent with the first implementation period,
the EPA generally expects that each state will analyze at least
SO2 and NOX in selecting sources and determining
control measures. See 2019 Guidance at 12, 2021 Clarifications Memo at
4. A state that chooses not to consider at least these two pollutants
should demonstrate why such
[[Page 183]]
consideration would be unreasonable. 2021 Clarifications Memo at 4.
While states have the option to analyze all sources, the 2019
Guidance explains that ``an analysis of control measures is not
required for every source in each implementation period,'' and that
``[s]electing a set of sources for analysis of control measures in each
implementation period is . . . consistent with the Regional Haze Rule,
which sets up an iterative planning process and anticipates that a
state may not need to analyze control measures for all its sources in a
given SIP revision.'' 2019 Guidance at 9. However, given that source
selection is the basis of all subsequent control determinations, a
reasonable source selection process ``should be designed and conducted
to ensure that source selection results in a set of pollutants and
sources the evaluation of which has the potential to meaningfully
reduce their contributions to visibility impairment.'' 2021
Clarifications Memo at 3.
The EPA explained in the 2021 Clarifications Memo that each state
has an obligation to submit a LTS that addresses the Regional Haze
visibility impairment that results from emissions from within that
state. Thus, source selection should focus on the in-state contribution
to visibility impairment and be designed to capture a meaningful
portion of the state's total contribution to visibility impairment in
Class I Areas. A state should not decline to select its largest in-
state sources on the basis that there are even larger out-of-state
contributors. 2021 Clarifications Memo at 4.\20\ Additionally, as
stated in both the 2019 Guidance and 2021 Clarifications memo, a state
that brings no sources forward for analysis of control measures must
explain how doing so is consistent with the statutory and regulatory
requirements for SIPs to contain the measures necessary to make
reasonable progress. 2019 Guidance at 10 and 2021 Clarifications Memo
at 5-6.
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\20\ Similarly, in responding to comments on the 2017 RHR
Revisions the EPA explained that ``[a] state should not fail to
address its many relatively low-impact sources merely because it
only has such sources and another state has even more low-impact
sources and/or some high impact sources.'' Responses to Comments on
Protection of Visibility: Amendments to Requirements for State
Plans; Proposed Rule (81 FR 26942, May 4, 2016) at 87-88.
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Thus, while states have discretion to choose any source selection
methodology that is reasonable, whatever choices they make should be
reasonably explained. To this end, 40 CFR 51.308(f)(2)(i) requires that
a state's SIP submission include ``a description of the criteria it
used to determine which sources or groups of sources it evaluated.''
The technical basis for source selection, which may include methods for
quantifying potential visibility impacts such as emissions divided by
distance metrics, trajectory analyses, residence time analyses, and/or
photochemical modeling, must also be appropriately documented, as
required by 40 CFR 51.308(f)(2)(iii).
Once a state has selected the set of sources, the next step is to
determine the emissions reduction measures for those sources that are
necessary to make reasonable progress for the second implementation
period.\21\ This is accomplished by considering the four factors--``the
costs of compliance, the time necessary for compliance, and the energy
and nonair quality environmental impacts of compliance, and the
remaining useful life of any existing source subject to such
requirements.'' CAA section 169A(g)(1). The EPA has explained that the
four-factor analysis is an assessment of potential emission reduction
measures (i.e., control options) for sources; ``use of the terms
`compliance' and `subject to such requirements' in section 169A(g)(1)
strongly indicates that Congress intended the relevant determination to
be the requirements with which sources would have to comply in order to
satisfy the CAA's reasonable progress mandate.'' 82 FR at 3091. Thus,
for each source it has selected for four-factor analysis,\22\ a state
must consider a ``meaningful set'' of technically feasible control
options for reducing emissions of visibility impairing pollutants. Id.
at 3088. The 2019 Guidance provides that ``[a] state must reasonably
pick and justify the measures that it will consider, recognizing that
there is no statutory or regulatory requirement to consider all
technically feasible measures or any particular measures. A range of
technically feasible measures available to reduce emissions would be
one way to justify a reasonable set.'' 2019 Guidance at 29.
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\21\ The CAA provides that, ``[i]n determining reasonable
progress there shall be taken into consideration'' the four
statutory factors. CAA section 169A(g)(1). However, in addition to
four-factor analyses for selected sources, groups of sources, or
source categories, a state may also consider additional emission
reduction measures for inclusion in its long-term strategy, e.g.,
from other newly adopted, on-the-books, or on-the-way rules and
measures for sources not selected for four-factor analysis for the
second planning period.
\22\ ``Each source'' or ``particular source'' is used here as
shorthand. While a source-specific analysis is one way of applying
the four factors, neither the statute nor the RHR requires states to
evaluate individual sources. Rather, states have ``the flexibility
to conduct four-factor analyses for specific sources, groups of
sources or even entire source categories, depending on state policy
preferences and the specific circumstances of each state.'' 82 FR at
3088. However, not all approaches to grouping sources for four-
factor analysis are necessarily reasonable; the reasonableness of
grouping sources in any particular instance will depend on the
circumstances and the manner in which grouping is conducted. If it
is feasible to establish and enforce different requirements for
sources or subgroups of sources, and if relevant factors can be
quantified for those sources or subgroups, then states should make a
separate reasonable progress determination for each source or
subgroup. 2021 Clarifications Memo at 7-8.
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EPA's 2021 Clarifications Memo provides further guidance on what
constitutes a reasonable set of control options for consideration: ``A
reasonable four-factor analysis will consider the full range of
potentially reasonable options for reducing emissions.'' 2021
Clarifications Memo at 7. In addition to add-on controls and other
retrofits (i.e., new emission reduction measures for sources), the EPA
explained that states should generally analyze efficiency improvements
for sources' existing measures as control options in their four-factor
analyses, as in many cases such improvements are reasonable given that
they typically involve only additional operation and maintenance costs.
Additionally, the 2021 Clarifications Memo provides that states that
have assumed a higher emission rate than a source has achieved or could
potentially achieve using its existing measures should also consider
lower emission rates as potential control options. That is, a state
should consider a source's recent actual and projected emission rates
to determine if it could reasonably attain lower emission rates with
its existing measures. If so, the state should analyze the lower
emission rate as a control option for reducing emissions. 2021
Clarifications Memo at 7. The EPA's recommendations to analyze
potential efficiency improvements and achievable lower emission rates
apply to both sources that have been selected for four-factor analysis
and those that have forgone a four-factor analysis on the basis of
existing ``effective controls.'' See 2021 Clarifications Memo at 5, 10.
After identifying a reasonable set of potential control options for
the sources it has selected, a state then collects information on the
four factors with regard to each option identified. The EPA has also
explained that, in addition to the four statutory factors, states have
flexibility under the CAA and RHR to reasonably consider visibility
benefits as an additional factor alongside the four statutory
factors.\23\ The 2019 Guidance
[[Page 184]]
provides recommendations for the types of information that can be used
to characterize the four factors (with or without visibility), as well
as ways in which states might reasonably consider and balance that
information to determine which of the potential control options is
necessary to make reasonable progress. See 2019 Guidance at 30-36. The
2021 Clarifications Memo contains further guidance on how states can
reasonably consider modeled visibility impacts or benefits in the
context of a four-factor analysis. 2021 Clarifications Memo at 12-13,
14-15. Specifically, the EPA explained that while visibility can
reasonably be used when comparing and choosing between multiple
reasonable control options, it should not be used to summarily reject
controls that are reasonable given the four statutory factors. 2021
Clarifications Memo at 13. Ultimately, while states have discretion to
reasonably weigh the factors and to determine what level of control is
needed, Sec. 51.308(f)(2)(i) provides that a state ``must include in
its implementation plan a description of . . . how the four factors
were taken into consideration in selecting the measure for inclusion in
its long-term strategy.''
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\23\ See, e.g., Responses to Comments on Protection of
Visibility: Amendments to Requirements for State Plans; Proposed
Rule (81 FR 26942, May 4, 2016), Docket Number EPA-HQ-OAR-2015-0531,
U.S. Environmental Protection Agency at 186; 2019 Guidance at 36-37.
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As explained above, Sec. 51.308(f)(2)(i) requires states to
determine the emission reduction measures for sources that are
necessary to make reasonable progress by considering the four factors.
Pursuant to Sec. 51.308(f)(2), measures that are necessary to make
reasonable progress towards the national visibility goal must be
included in a state's LTS and in its SIP.\24\ If the outcome of a four-
factor analysis is a new, additional emission reduction measure for a
source, that new measure is necessary to make reasonable progress
towards remedying existing anthropogenic visibility impairment and must
be included in the SIP. If the outcome of a four-factor analysis is
that no new measures are reasonable for a source, continued
implementation of the source's existing measures is generally necessary
to prevent future emission increases and thus to make reasonable
progress towards the second part of the national visibility goal:
preventing future anthropogenic visibility impairment. See CAA section
169A(a)(1). That is, when the result of a four-factor analysis is that
no new measures are necessary to make reasonable progress, the source's
existing measures are generally necessary to make reasonable progress
and must be included in the SIP. However, there may be circumstances in
which a state can demonstrate that a source's existing measures are not
necessary to make reasonable progress. Specifically, if a state can
demonstrate that a source will continue to implement its existing
measures and will not increase its emission rate, it may not be
necessary to have those measures in the LTS in order to prevent future
emission increases and future visibility impairment. EPA's 2021
Clarifications Memo provides further explanation and guidance on how
states may demonstrate that a source's existing measures are not
necessary to make reasonable progress. See 2021 Clarifications Memo at
8-10. If the state can make such a demonstration, it need not include a
source's existing measures in the LTS or its SIP.
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\24\ States may choose to, but are not required to, include
measures in their LTS beyond just the emission reduction measures
that are necessary for reasonable progress. See 2021 Clarifications
Memo at 16. For example, states with smoke management programs may
choose to submit their smoke management plans to the EPA for
inclusion in their SIPs but are not required to do so. See, e.g., 82
FR at 3108-09 (requirement to consider smoke management practices
and smoke management programs under 40 CFR 51.308(f)(2)(iv) does not
require states to adopt such practices or programs into their SIPs,
although they may elect to do so).
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As with source selection, the characterization of information on
each of the factors is also subject to the documentation requirement in
Sec. 51.308(f)(2)(iii). The reasonable progress analysis, including
source selection, information gathering, characterization of the four
statutory factors (and potentially visibility), balancing of the four
factors, and selection of the emission reduction measures that
represent reasonable progress, is a technically complex exercise, but
also a flexible one that provides states with bounded discretion to
design and implement approaches appropriate to their circumstances.
Given this flexibility, Sec. 51.308(f)(2)(iii) plays an important
function in requiring a state to document the technical basis for its
decision making so that the public and the EPA can comprehend and
evaluate the information and analysis the state relied upon to
determine what emission reduction measures must be in place to make
reasonable progress. The technical documentation must include the
modeling, monitoring, cost, engineering, and emissions information on
which the state relied to determine the measures necessary to make
reasonable progress. This documentation requirement can be met through
the provision of and reliance on technical analyses developed through a
regional planning process, so long as that process and its output has
been approved by all state participants. In addition to the explicit
regulatory requirement to document the technical basis of their
reasonable progress determinations, states are also subject to the
general principle that those determinations must be reasonably moored
to the statute.\25\ That is, a state's decisions about the emission
reduction measures that are necessary to make reasonable progress must
be consistent with the statutory goal of remedying existing and
preventing future visibility impairment.
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\25\ See Arizona ex rel. Darwin v. U.S. EPA, 815 F.3d 519, 531
(9th Cir. 2016); Nebraska v. U.S. EPA, 812 F.3d 662, 668 (8th Cir.
2016); North Dakota v. EPA, 730 F.3d 750, 761 (8th Cir. 2013);
Oklahoma v. EPA, 723 F.3d 1201, 1206, 1208-10 (10th Cir. 2013); cf.
also Nat'l Parks Conservation Ass'n v. EPA, 803 F.3d 151, 165 (3d
Cir. 2015); Alaska Dep't of Envtl. Conservation v. EPA, 540 U.S.
461, 485, 490 (2004).
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The four statutory factors (and potentially visibility) are used to
determine what emission reduction measures for selected sources must be
included in a state's LTS for making reasonable progress. Additionally,
the RHR at 40 CFR 51.3108(f)(2)(iv) separately provides five
``additional factors'' \26\ that states must consider in developing
their LTS: (1) Emission reductions due to ongoing air pollution control
programs, including measures to address reasonably attributable
visibility impairment; (2) measures to reduce the impacts of
construction activities; (3) source retirement and replacement
schedules; (4) basic smoke management practices for prescribed fire
used for agricultural and wildland vegetation management purposes and
smoke management programs; and (5) the anticipated net effect on
visibility due to projected changes in point, area, and mobile source
emissions over the period addressed by the LTS. The 2019 Guidance
provides that a state may satisfy this requirement by considering these
additional factors in the process of selecting sources for four-factor
analysis, when performing that analysis, or both, and that not every
one of the additional factors needs to be considered at the same stage
of the process. See 2019 Guidance at 21. The EPA provided further
guidance on the five additional factors in the 2021 Clarifications
Memo, explaining that a state should generally not reject cost-
effective and otherwise reasonable controls merely because there have
been emission reductions since the first
[[Page 185]]
planning period owing to other ongoing air pollution control programs
or merely because visibility is otherwise projected to improve at Class
I Areas. Additionally, states generally should not rely on these
additional factors to summarily assert that the state has already made
sufficient progress and, therefore, no sources need to be selected or
no new controls are needed regardless of the outcome of four-factor
analyses. 2021 Clarifications Memo at 13.
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\26\ The five ``additional factors'' for consideration in Sec.
51.308(f)(2)(iv) are distinct from the four factors listed in CAA
section 169A(g)(1) and 40 CFR 51.308(f)(2)(i) that states must
consider and apply to sources in determining reasonable progress.
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Because the air pollution that causes Regional Haze crosses state
boundaries, Sec. 51.308(f)(2)(ii) requires a state to consult with
other states that also have emissions that are reasonably anticipated
to contribute to visibility impairment in a given Class I Area.
Consultation allows for each state that impacts visibility in an Area
to share whatever technical information, analyses, and control
determinations may be necessary to develop coordinated emission
management strategies. This coordination may be managed through inter-
and intra-RPO consultation and the development of regional emissions
strategies; additional consultations between states outside of RPO
processes may also occur. If a state, pursuant to consultation, agrees
that certain measures (e.g., a certain emission limitation) are
necessary to make reasonable progress at a Class I Area, it must
include those measures in its SIP. 40 CFR 51.308(f)(2)(ii)(A).
Additionally, the RHR requires that states that contribute to
visibility impairment at the same Class I Area consider the emission
reduction measures the other contributing states have identified as
being necessary to make reasonable progress for their own sources. 40
CFR 51.308(f)(2)(ii)(B). If a state has been asked to consider or adopt
certain emission reduction measures, but ultimately determines those
measures are not necessary to make reasonable progress, that state must
document in its SIP the actions taken to resolve the disagreement. 40
CFR 51.308(f)(2)(ii)(C). The EPA will consider the technical
information and explanations presented by the submitting state and the
state with which it disagrees when considering whether to approve the
state's SIP. See id.; 2019 Guidance at 53. Under all circumstances, a
state must document in its SIP submission all substantive consultations
with other contributing states. 40 CFR 51.308(f)(2)(ii)(C).
D. Reasonable Progress Goals
Reasonable progress goals ``measure the progress that is projected
to be achieved by the control measures states have determined are
necessary to make reasonable progress based on a four-factor
analysis.'' 82 FR at 3091. Their primary purpose is to assist the
public and the EPA in assessing the reasonableness of states' LTS for
making reasonable progress towards the national visibility goal. See 40
CFR 51.308(f)(3)(iii)-(iv). States in which Class I Areas are located
must establish two RPGs, both in deciviews--one representing visibility
conditions on the clearest days and one representing visibility on the
most anthropogenically impaired days--for each Area within their
borders. 40 CFR 51.308(f)(3)(i). The two RPGs are intended to reflect
the projected impacts, on the two sets of days, of the emission
reduction measures the state with the Class I Area, as well as all
other contributing states, have included in their LTS for the second
implementation period.\27\ The RPGs also account for the projected
impacts of implementing other CAA requirements, including non-SIP based
requirements. Because RPGs are the modeled result of the measures in
states' LTS (as well as other measures required under the CAA), they
cannot be determined before states have conducted their four-factor
analyses and determined the control measures that are necessary to make
reasonable progress. See 2021 Clarifications Memo at 6.
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\27\ RPGs are intended to reflect the projected impacts of the
measures all contributing states include in their LTS. However, due
to the timing of analyses and of control determinations by other
states, other on-going emissions changes, a particular state's RPGs
may not reflect all control measures and emissions reductions that
are expected to occur by the end of the implementation period. The
2019 Guidance provides recommendations for addressing the timing of
RPG calculations when states are developing their LTS on disparate
schedules, as well as for adjusting RPGs using a post-modeling
approach. 2019 Guidance at 47-48.
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For the second implementation period, the RPGs are set for 2028.
RPGs are not enforceable targets, 40 CFR 51.308(f)(3)(iii); rather,
they ``provide a way for the states to check the projected outcome of
the [long-term strategy] against the goals for visibility
improvement.'' 2019 Guidance at 46. While states are not legally
obligated to achieve the visibility conditions described in their RPGs,
Sec. 51.308(f)(3)(i) requires that ``[t]he long-term strategy and the
RPG must provide for an improvement in visibility for the most impaired
days since the baseline period and ensure no degradation in visibility
for the clearest days since the baseline period.'' Thus, states are
required to have emission reduction measures in their LTS that are
projected to achieve visibility conditions on the most impaired days
that are better than the baseline period and shows no degradation on
the clearest days compared to the clearest days from the baseline
period. The baseline period for the purpose of this comparison is the
baseline visibility condition--the annual average visibility condition
for the period 2000-2004. See 40 CFR 51.308(f)(1)(i), 82 FR at 3097-98.
So that RPGs may also serve as a metric for assessing the amount of
progress a state is making towards the national visibility goal, the
RHR requires states with Class I Areas to compare the 2028 RPG for the
most impaired days to the corresponding point on the URP line
(representing visibility conditions in 2028 if visibility were to
improve at a linear rate from conditions in the baseline period of
2000-2004 to natural visibility conditions in 2064). If the most
impaired days RPG in 2028 is above the URP (i.e., if visibility
conditions are improving more slowly than the rate described by the
URP), each state that contributes to visibility impairment in the Class
I Area must demonstrate, based on the four-factor analysis required
under 40 CFR 51.308(f)(2)(i), that no additional emission reduction
measures would be reasonable to include in its LTS. 40 CFR
51.308(f)(3)(ii). To this end, 40 CFR 51.308(f)(3)(ii) requires that
each state contributing to visibility impairment in a Class I Area that
is projected to improve more slowly than the URP provide ``a robust
demonstration, including documenting the criteria used to determine
which sources or groups [of] sources were evaluated and how the four
factors required by paragraph (f)(2)(i) were taken into consideration
in selecting the measures for inclusion in its long-term strategy.''
The 2019 Guidance provides suggestions about how such a ``robust
demonstration'' might be conducted. See 2019 Guidance at 50-51.
The 2017 RHR, 2019 Guidance, and 2021 Clarifications Memo also
explain that projecting an RPG that is on or below the URP based on
only on-the-books and/or on-the-way control measures (i.e., control
measures already required or anticipated before the four-factor
analysis is conducted) is not a ``safe harbor'' from the CAA's and
RHR's requirement that all states must conduct a four-factor analysis
to determine what emission reduction measures constitute reasonable
progress. The URP is a planning metric used to gauge the amount of
progress made thus far and the amount left before reaching natural
visibility conditions. However, the URP
[[Page 186]]
is not based on consideration of the four statutory factors and
therefore cannot answer the question of whether the amount of progress
being made in any particular implementation period is ``reasonable
progress.'' See 82 FR at 3093, 3099-3100; 2019 Guidance at 22; 2021
Clarifications Memo at 15-16.
E. Monitoring Strategy and Other State Implementation Plan Requirements
Section 51.308(f)(6) requires states to have certain strategies and
elements in place for assessing and reporting on visibility. Individual
requirements under this subsection apply either to states with Class I
Areas within their borders, states with no Class I Areas but that are
reasonably anticipated to cause or contribute to visibility impairment
in any Class I Area, or both. A state with Class I Areas within its
borders must submit with its SIP revision a monitoring strategy for
measuring, characterizing, and reporting Regional Haze visibility
impairment that is representative of all Class I Areas within the
state. SIP revisions for such states must also provide for the
establishment of any additional monitoring sites or equipment needed to
assess visibility conditions in Class I Areas, as well as reporting of
all visibility monitoring data to the EPA at least annually. Compliance
with the monitoring strategy requirement may be met through a state's
participation in the Interagency Monitoring of Protected Visual
Environments (IMPROVE) monitoring network, which is used to measure
visibility impairment caused by air pollution at the 156 Class I Areas
covered by the visibility program. 40 CFR 51.308(f)(6), (f)(6)(i),
(f)(6)(iv). The IMPROVE monitoring data is used to determine the 20%
most anthropogenically impaired and 20% clearest sets of days every
year at each Class I Area and tracks visibility impairment over time.
All states' SIPs must provide for procedures by which monitoring
data and other information are used to determine the contribution of
emissions from within the state to Regional Haze visibility impairment
in affected Class I Areas. 40 CFR 51.308(f)(6)(ii), (iii). Section
51.308(f)(6)(v) further requires that all states' SIPs provide for a
statewide inventory of emissions of pollutants that are reasonably
anticipated to cause or contribute to visibility impairment in any
Class I Area; the inventory must include emissions for the most recent
year for which data are available and estimates of future projected
emissions. States must also include commitments to update their
inventories periodically. The inventories themselves do not need to be
included as elements in the SIP and are not subject to the EPA review
as part of the Agency's evaluation of a SIP revision.\28\ All states'
SIPs must also provide for any other elements, including reporting,
recordkeeping, and other measures, that are necessary for states to
assess and report on visibility. 40 CFR 51.308(f)(6)(vi). Per the 2019
Guidance, a state may note in its regional Haze SIP that its compliance
with the Air Emissions Reporting Rule (AERR) in 40 CFR part 51, subpart
A satisfies the requirement to provide for an emissions inventory for
the most recent year for which data are available. To satisfy the
requirement to provide estimates of future projected emissions, a state
may explain in its SIP how projected emissions were developed for use
in establishing RPGs for its own and nearby Class I Areas.\29\
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\28\ See ``Step 8: Additional requirements for regional haze
SIPs'' in 2019 Regional Haze Guidance at 55.
\29\ Id.
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Separate from the requirements related to monitoring for Regional
Haze purposes under 40 CFR 51.308(f)(6), the RHR also contains a
requirement at Sec. 51.308(f)(4) related to any additional monitoring
that may be needed to address visibility impairment in Class I Areas
from a single source or a small group of sources. This is called
``reasonably attributable visibility impairment.'' \30\ Under this
provision, if the EPA or the FLM of an affected Class I Area has
advised a state that additional monitoring is needed to assess
reasonably attributable visibility impairment, the state must include
in its SIP revision for the second implementation period an appropriate
strategy for evaluating such impairment.
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\30\ The EPA's visibility protection regulations define
``reasonably attributable visibility impairment'' as ``visibility
impairment that is caused by the emission of air pollutants from
one, or a small number of sources.'' 40 CFR 51.301.
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F. Requirements for Periodic Reports Describing Progress Towards the
Reasonable Progress Goals
Section 51.308(f)(5) requires a state's Regional Haze SIP revision
to address the requirements of paragraphs 40 CFR 51.308(g)(1) through
(5) so that the plan revision due in 2021 will serve also as a progress
report addressing the period since submission of the progress report
for the first implementation period. The Regional Haze progress report
requirement is designed to inform the public and the EPA about a
state's implementation of its existing LTS and whether such
implementation is in fact resulting in the expected visibility
improvement. See 81 FR 26942, 26950 (May 4, 2016), (82 FR at 3119,
January 10, 2017). To this end, every state's SIP revision for the
second implementation period is required to describe the status of
implementation of all measures included in the state's LTS, including
BART and reasonable progress emission reduction measures from the first
implementation period, and the resulting emissions reductions. 40 CFR
51.308(g)(1) and (2).
A core component of the progress report requirements is an
assessment of changes in visibility conditions on the clearest and most
impaired days. For second implementation period progress reports, Sec.
51.308(g)(3) requires states with Class I Areas within their borders to
first determine current visibility conditions for each Area on the most
impaired and clearest days, 40 CFR 51.308(g)(3)(i)(B), and then to
calculate the difference between those current conditions and baseline
(2000-2004) visibility conditions in order to assess progress made to
date. See 40 CFR 51.308(g)(3)(ii)(B). States must also assess the
changes in visibility impairment for the most impaired and clearest
days since they submitted their first implementation period progress
reports. See 40 CFR 51.308(g)(3)(iii)(B), (f)(5). Since different
states submitted their first implementation period progress reports at
different times, the starting point for this assessment will vary state
by state.
Similarly, states must provide analyses tracking the change in
emissions of pollutants contributing to visibility impairment from all
sources and activities within the state over the period since they
submitted their first implementation period progress reports. See 40
CFR 51.308(g)(4), (f)(5). Changes in emissions should be identified by
the type of source or activity. Section 51.308(g)(5) also addresses
changes in emissions since the period addressed by the previous
progress report and requires states' SIP revisions to include an
assessment of any significant changes in anthropogenic emissions within
or outside the state. This assessment must include an explanation of
whether these changes in emissions were anticipated and whether they
have limited or impeded progress in reducing emissions and improving
visibility relative to what the state projected based on its LTS for
the first implementation period.
G. Requirements for State and Federal Land Manager Coordination
CAA section 169A(d) requires that before a state holds a public
hearing on a proposed Regional Haze SIP revision, it must consult with
the appropriate
[[Page 187]]
FLM or FLMs; pursuant to that consultation, the state must include a
summary of the FLMs' conclusions and recommendations in the notice to
the public. Consistent with this statutory requirement, the RHR also
requires that states ``provide the [FLM] with an opportunity for
consultation, in person and at a point early enough in the State's
policy analyses of its long-term strategy emission reduction obligation
so that information and recommendations provided by the [FLM] can
meaningfully inform the State's decisions on the long-term strategy.''
40 CFR 51.308(i)(2). Consultation that occurs 120 days prior to any
public hearing or public comment opportunity will be deemed ``early
enough,'' but the RHR provides that in any event the opportunity for
consultation must be provided at least 60 days before a public hearing
or comment opportunity. This consultation must include the opportunity
for the FLMs to discuss their assessment of visibility impairment in
any Class I Area and their recommendations on the development and
implementation of strategies to address such impairment. 40 CFR
51.308(i)(2). In order for the EPA to evaluate whether FLM consultation
meeting the requirements of the RHR has occurred, the SIP submission
should include documentation of the timing and content of such
consultation. The SIP revision submitted to the EPA must also describe
how the state addressed any comments provided by the FLMs. 40 CFR
51.308(i)(3). Finally, a SIP revision must provide procedures for
continuing consultation between the state and FLMs regarding the
state's visibility protection program, including development and review
of SIP revisions, five-year progress reports, and the implementation of
other programs having the potential to contribute to impairment of
visibility in Class I Areas. 40 CFR 51.308(i)(4).
V. The EPA's Evaluation of Kansas's Regional Haze Submission for the
Second Implementation Period
A. Background on Kansas's First Implementation Period SIP Submission
Kansas submitted its Regional Haze SIP for the first implementation
period to the EPA on October 26, 2009. The EPA approved Kansas's first
implementation period Regional Haze SIP submission on December 27, 2011
(76 FR 80754, December 27, 2011). The requirements for Regional Haze
SIPs for the first implementation period are contained in 40 CFR
51.308(d) and (e). Pursuant to 40 CFR 51.308(g), Kansas was also
responsible for submitting a five-year progress report as a SIP
revision for the first implementation period, which it did on March 10,
2015. The EPA approved the progress report into Kansas's SIP on
September 14, 2015 (80 FR 55030, September 14, 2015).
B. Kansas's Second Implementation Period SIP Submission and the EPA's
Evaluation
In accordance with CAA sections 169A and the RHR at 40 CFR
51.308(f),51.308(g), and 51.308(i), on July 28, 2021, Kansas submitted
a revision to Kansas's SIP to address its Regional Haze obligations for
the second implementation period, which runs through 2028. Kansas made
its 2021 Regional Haze SIP submission available for public comment on
May 27, 2021. Kansas received and responded to public comments and
included both the comments and responses to those comments in its
submission.
The following sections describe Kansas's SIP submission. This
document also contains EPA's evaluation to determine if Kansas's
submission meets all of the applicable requirements of the CAA and RHR
for the second implementation period of the Regional Haze program.
C. Identification of Class I Areas
Section 169A(b)(2) of the CAA requires each state in which any
Class I Area is located or ``the emissions from which may reasonably be
anticipated to cause or contribute to any impairment of visibility'' in
a Class I Area to have a plan for making reasonable progress toward the
national visibility goal. The RHR implements this statutory requirement
at 40 CFR 51.308(f), which provides that each state's plan ``must
address Regional Haze in each mandatory Class I Federal Area located
within the State and in each mandatory Class I Federal Area located
outside the State that may be affected by emissions from within the
State,'' and (f)(2), which requires each state's plan to include a LTS
that addresses Regional Haze in such Class I Areas.
The EPA explained in the 1999 RHR preamble that the CAA section
169A(b)(2) requirement that states submit SIPs to address visibility
impairment establishes ``an `extremely low triggering threshold' in
determining which States should submit SIPs for regional haze.'' 64 FR
at 35721. In concluding that each of the contiguous 48 states and the
District of Columbia meet this threshold,\31\ the EPA relied on ``a
large body of evidence demonstrat[ing] that long-range transport of
fine PM contributes to regional haze,'' id., including modeling studies
that ``preliminarily demonstrated that each State not having a Class I
Area had emissions contributing to impairment in at least one downwind
Class I Area.'' Id. at 35722. In addition to the technical evidence
supporting a conclusion that each state contributes to existing
visibility impairment, the EPA also explained that the second half of
the national visibility goal--preventing future visibility impairment--
requires having a framework in place to address future growth in
visibility-impairing emissions and makes it inappropriate to
``establish criteria for excluding States or geographic areas from
consideration as potential contributors to regional haze visibility
impairment.'' Id. at 35721. Thus, the EPA concluded that the agency's
``statutory authority and the scientific evidence are sufficient to
require all States to develop regional haze SIPs to ensure the
prevention of any future impairment of visibility, and to conduct
further analyses to determine whether additional control measures are
needed to ensure reasonable progress in remedying existing impairment
in downwind Class I Areas.'' Id. at 35722. EPA's 2017 revisions to the
RHR did not disturb this conclusion. See 82 FR at 3094.
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\31\ The EPA determined that ``there is more than sufficient
evidence to support our conclusion that emissions from each of the
48 contiguous states and the District of Columba may reasonably be
anticipated to cause or contribute to visibility impairment in a
Class I Area.'' 64 FR at 35721. Hawaii, Alaska, and the U.S. Virgin
Islands must also submit Regional Haze SIPs because they contain
Class I Areas.
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Kansas contains no Class I Areas. However, in Kansas's Regional
Haze plan, Kansas lists seven Class I Areas: Upper Buffalo Wilderness
Area, Arkansas; Hercules-Glades Wilderness Area, Missouri; Mingo
Wilderness Area, Missouri; Salt Creek Wilderness Area, New Mexico;
Wheeler Peak Wilderness Area, New Mexico; White Mountain Wilderness
Area, New Mexico; and Wichita Mountains Wilderness Area, Oklahoma; as
``Kansas-related Class I Areas,\32\ i.e., Class I Areas potentially
affected by Kansas emissions. To make this determination, Kansas used
the results from the CenSARA 2018 area of influence (AOI) analysis. The
AOI analysis is a back-trajectory technique that identifies visibility
impairment contributions from individual major point sources. The EPA
agrees that the CenSARA AOI information is a
[[Page 188]]
technically sound method for identifying Areas that are potentially
affected by Kansas emissions. The EPA also agrees that the seven Class
I Areas identified by Kansas are potentially affected by Kansas's
emissions.
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\32\ ``Related Class I Areas'' is not a term used by the EPA,
nor is it in CAA, the RHR, or any EPA guidance. Kansas coined the
term in their submission.
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In their second planning period submission, Kansas also opted to
analyze the visibility impacts from Kansas, and compare those to
visibility impacts from other states also impacting the same seven
Class I Areas. That analysis showed seventeen states having more
visibility impact on the seven Class I Areas compared to Kansas. Kansas
additionally states that its emissions have an insignificant visibility
impact in the seven Class I Areas it identified. The EPA notes that
while Kansas's analysis shows it has less of a visibility impact than
other states in the seven Class I Areas it identified, Kansas also
showed that its sources do, in fact, impact visibility in these seven
Class I Areas. As stated previously, the threshold for visibility
impact on Class I Areas is low. Therefore, a small visibility impact on
any of the Class I Areas identified by Kansas as being impacted by its
emissions is sufficient to trigger the regional haze requirements to
evaluate sources for control measures considering the four factors.
D. Regional Haze Rule Provisions That Do Not Apply to States With No
Class I Areas
As noted above, Kansas emissions potentially impact visibility in
seven out-of-state Class I Areas. However, Kansas does not contain any
Class I Areas. Therefore, a number of RHR provisions are not applicable
to the Kansas SIP submission and the EPA will not evaluate the Kansas
regional haze SIP submission for compliance with those provisions.
The following RHR provisions do not apply to the Kansas SIP:
Sec. 51.308(f)(1)--Calculations of baseline, current, and
natural visibility conditions; progress to date; and the uniform rate
of progress. The entirety of the provisions in Sec. 51.308(f)(1),
including 51.308(f)(i) to 51.308(f)(vi) only contain regulatory
requirements for states with Class I Areas.
Sec. 51.308(f)(3)--Reasonable progress goals. Sec.
51.308(f)(3)(i), 51.308(f)(3)(ii)(A), 51.308(f)(3)(iii), and
51.308(f)(3)(iv) only contain regulatory requirements for states with
Class I Areas.
Sec. 51.308(f)(4)--Additional monitoring to assess
reasonably attributable visibility impairment (RAVI). This provision
could in theory apply to all states. However, there are no RAVI
monitoring requirements for Kansas. Therefore, this provision is not
applicable to the Kansas SIP.
Sec. 51.308(f)(6)--Monitoring strategy and other
implementation plan requirements. Sec. 51.308(f)(6), 51.308(f)(6)(i),
51.308(f)(6)(ii), and 51.308(f)(6)(iv) only contain regulatory
requirements for states with Class I Areas.
Sec. 51.308(g)--Requirements for periodic reports
describing progress towards the reasonable progress goals. The RHR at
Sec. 51.308(f)(5) requires second planning period SIPs to address
certain progress report provisions within Sec. 51.308(g). However,
Sec. 51.308(g)(3) only contains regulatory requirements for states
with Class I Areas.
E. Calculations of Baseline, Current, and Natural Visibility
Conditions; Progress to Date; and the Uniform Rate of Progress
Section 51.308(f)(1) requires states to determine the following for
``each mandatory Class I Federal Area located within the State'':
baseline visibility conditions for the most impaired and clearest days,
natural visibility conditions for the most impaired and clearest days,
progress to date for the most impaired and clearest days, the
differences between current visibility conditions and natural
visibility conditions, and the URP. This section also provides the
option for states to propose adjustments to the URP line for a Class I
Area to account for visibility impacts from anthropogenic sources
outside the United States and/or the impacts from wildland prescribed
fires that were conducted for certain, specified objectives. 40 CFR
51.308(f)(1)(vi)(B).
These requirements only apply to states with Class I Areas. Because
Kansas does not have any Class I Areas, these statutory requirements do
not apply to Kansas.
F. Long-Term Strategy for Regional Haze
a. Four-Factor Analysis
Each state having a Class I Area within its borders or emissions
that may affect visibility in a Class I Area must develop a LTS for
making reasonable progress towards the national visibility goal. CAA
section 169A(b)(2)(B). As explained in the Background section of this
document, reasonable progress is achieved when all states contributing
to visibility impairment in a Class I Area are implementing the
measures determined--through application of the four statutory factors
to sources of visibility impairing pollutants--to be necessary to make
reasonable progress. 40 CFR 51.308(f)(2)(i). Each state's LTS must
include the enforceable emission limitations, compliance schedules, and
other measures that are necessary to make reasonable progress. 40 CFR
51.308(f)(2). All new (i.e., additional) measures that are the outcome
of four-factor analyses are necessary to make reasonable progress and
must be in the LTS. If the outcome of a four-factor analysis and other
measures necessary to make reasonable progress is that no new measures
are reasonable for a source, that source's existing measures are
necessary to make reasonable progress, unless the state can demonstrate
that the source will continue to implement those measures and will not
increase its emission rate. Existing measures that are necessary to
make reasonable progress must also be in the LTS. In developing its
LTS, a state must also consider the five additional factors in Sec.
51.308(f)(2)(iv). As part of its reasonable progress determinations,
the state must describe the criteria used to determine which sources or
group of sources were evaluated (i.e., subjected to four-factor
analysis) for the second implementation period and how the four factors
were taken into consideration in selecting the emission reduction
measures for inclusion in the LTS. 40 CFR 51.308(f)(2)(iii).
In its SIP submission, Kansas included information on the emissions
impacts of numerous sources in Kansas on various Class I Areas, but did
not select any sources, did not conduct any four-factor analysis, and
did not analyze possible efficiency improvements for sources' existing
measures. However, Kansas's own submission lists one hundred twenty-
eight (128) sources in Kansas with non-zero visibility impacts on at
least one Class I Area, and when SO2 and NOX
emissions were considered together, impacts from individual Kansas
sources ranged from 0.01% to 0.84% of the total estimated visibility
impact.\33\ The highest impacting sources based on the AOI metric used
by Kansas \34\ are Sunflower Electric-Holcomb, KCP&L-La Cygne, Birla
Carbon USA, Kansas City BPU-Nearman.\35\
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\33\ Based upon the CenSARA AOI work. See the July 28th, 2021
Kansas submission, Appendix 6, included in the docket for this
action.
\34\ AOI is one of several methods to estimate the visibility
impact of sources. Different methods could have different rankings.
AOI is an acceptable method.
\35\ The EPA is not determining that these four sources would
need to be selected. The EPA is highlighting that visibility
impacting sources exist to be selected. Kansas could also have a
reasonable basis to select a different, smaller, or larger set of
sources.
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[[Page 189]]
In its SIP submission, Kansas provides several reasons why it
believes it is reasonable to not select sources for four-factor
analyses, none of which are based in statute or the Regional Haze
regulations. For example, Kansas believes there is an ``emission
control inequity'' between Kansas and surrounding states. Therefore,
Kansas suggests it is unfair to require the state to select sources and
conduct four-factor analyses in order to determine if existing limits
and/or controls are sufficient, or if additional controls are needed
for reasonable progress. Kansas believes that surrounding states should
first match Kansas's emission reductions before Kansas is required to
consider further controls. However, there is ample information
presented by the state to show that sources in Kansas do impact nearby
Class I Areas and the state could have selected the visibility
impairing sources in Kansas for further analysis. This fact remains
true regardless of whether a neighboring state contributes more.
Neither the statute nor the RHR contemplate ``emission control
inequity'' as a justification for a state not to select sources and
evaluate existing and potential control measures, considering the four
statutory factors.
As stated above, impacts from individual Kansas's sources ranged
from 0.01% to 0.84% of the total estimated impact.\36\ Moreover, the
2017 RHR recognized the possibility that smaller in-state sources may
need to be selected and evaluated for control measures as a part of the
reasonable progress analysis in order to address the state's visibility
impact to Class I Areas. This was further clarified in the 2021
Clarifications memo where the EPA stated a ``state should not fail to
address its many relatively low-impact sources merely because it only
has such sources and another state has even more low-impact sources
and/or some high impact sources.'' \37\ States should not use large
out-of-state sources to exclude contributions from relatively smaller
but still important in-state sources.\38\ States with relatively small
sources compared to their neighbors should nonetheless select their
largest in-state sources.\39\
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\36\ Based upon the CenSARA AOI work. See the July 28th, 2021
Kansas submission, Appendix 6, included in the docket for this
action. For Hercules Glades Wilderness Area, Missouri: Arkansas and
Missouri each have greater than twenty-five percent impact;
Oklahoma, Illinois, Texas, and Kentucky each have between ten and
four percent impact; and Iowa, Kansas, Tennesse, Louisiana, and
Nebraska each have between three and one percent impact.
\37\ Responses to Comments on Protection of Visibility:
Amendments to Requirements for States Plans; Proposed Rule (81 FR
26942, May 4, 2016) at 87-88, available at https://www.regulations.gov/document/EPA-HQ-OAR-2015-0531-0635.
\38\ 2021 Clarifications Memo at 4.
\39\ Id.
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Therefore, despite the fact that surrounding states contribute a
larger percentage of visibility impairment to a specific Class I Area
compared to Kansas, that does not mean that Kansas's contributions to
visibility impairment are insignificant. On the contrary, the fact that
Kansas contributes to visibility impacts to Class I Areas, even at the
levels that it does, is evidence that sources in Kansas should be
evaluated, including consideration of the four factors, to determine
whether cost effective controls for those sources exist and to
determine measures that are necessary to make reasonable progress.
Further, the national goal set by Congress outlines both the
remedying of any existing visibility impairment, and also preventing
any future visibility impairment. CAA section 169A(a). In addition to
not selecting sources for a four-factor analysis, Kansas also did not
evaluate whether the continued implementation of a source's existing
measures is necessary for reasonable progress. Kansas therefore did not
provide a reasonable rationale to support its conclusion that for the
second planning period, no additional measures are necessary for its
LTS, despite outlining seven Class I Areas where its emissions impact
visibility.
Kansas also argues that because of the SO2 reductions it
has achieved in the first planning period compared to other states,
Kansas's contribution to impairment in Class I Areas is therefore
insignificant. The EPA acknowledges that Kansas made significant
reductions in SO2 emissions in the first planning period and
that surrounding states have a larger total of SO2
emissions, but neither the Regional Haze Rule nor the CAA allow a state
to not select sources, nor consider the four factors, in reliance on
their previous planning period reductions or due to higher emissions in
other states. This was further clarified in the 2021 Clarifications
memo where the EPA stated that a state should generally not reject
cost-effective and otherwise reasonable controls merely because there
have been emission reductions since the first planning period owing to
other ongoing air pollution control programs or merely because
visibility is otherwise projected to improve at Class I areas.\40\
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\40\ 2021 Clarifications Memo at 13.
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A source's visibility impact relative to a state's total
contribution to visibility impairment is relevant to ensuring that a
state is addressing its own contribution regardless of what other
states are doing.\41\
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\41\ 2021 Clarifications Memo at 15.
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Therefore, the EPA does not find it reasonable for Kansas to not
select sources and evaluate potential control measures, without
consider the four factors in the CAA and EPA's regulations to determine
what cost-effective measures, if any, are necessary to make reasonable
progress toward the national goal, and thus need to be a part of the
state's LTS.
Kansas failed to ``evaluate and determine the emission reduction
measures that are necessary to make reasonable progress by considering
the costs of compliance, the time necessary for compliance, the energy
and non-air quality environmental impacts of compliance, and the
remaining useful life of any potentially affected anthropogenic source
of visibility impairment,'' as required by 40 CFR 51.308(f)(2)(i) and
CAA section 169A(g)(1). The EPA outlined this fact during the public
comment period of Kansas's draft SIP submittal.\42\ In Kansas's
response to our comments, it declaratively states it cannot consider
the four factors without selecting sources. Providing a long-term
strategy for making reasonable progress toward the national goal,
including consideration of the four factors, is a statutory requirement
for every state, one that does not go away by a state simply deciding,
without analyses, that doing so would lead to insignificant
results.\43\ The EPA discusses a state not selecting sources in both
the 2019 Guidance and the 2021 Clarification Memo. As the EPA stated in
the 2019 Guidance, a state must explain how the decision to bring forth
no sources is consistent with the CAA's requirements that SIPs make
reasonable progress toward the national goal of preventing future and
remedying existing anthropogenic visibility impairment, and that
reasonable progress must be determined by considering the four
statutory factors.\44\ EPA then provides
[[Page 190]]
an example of how a state could make such a demonstration.\45\
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\42\ See June 28, 2021 letter from Dana Skelley, Director Air
and Radiation Division, EPA Region 7 to Douglas Watson Air
Monitoring and Planning Section Chief, KDHE. The letter is titled
``EPA Comments on KS 2nd Round RH SIP LETTERHEAD.pdf'' in the docket
for this action.
\43\ See CAA sections 169A(b)(2)(B), 169A(g)(1).
\44\ Guidance on Regional Haze State Implementation Plans for
the Second Implementation Period, at 10. https://www.epa.gov/visibility/guidance-regional-haze-state-implementation-plans-second-implementation-period. The EPA Office of Air Quality Planning and
Standards, Research Triangle Park (August 20, 2019).
\45\ Id.
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The EPA further explained in the 2021 Clarification Memo that a
state that brings no sources forward for analysis of control measures
must explain how doing so is consistent with the statutory and
regulatory requirements for SIPs to contain the measures necessary to
make reasonable progress. In this case, the state is not merely
asserting that its sources need no further controls to make reasonable
progress, but that even identifying sources to analyze is a futile
exercise because it is obvious that a four-factor analysis would not
result in any new controls.\46\ Kansas has not adequately supported
this assertion. To reach a determination that existing measures are
sufficient for Reasonable Progress, the four factors must be
considered. Kansas has not provided a reasoned explanation for how not
selecting sources and not considering the four factors, is consistent
with the statute and the RHR. Further, Kansas has not shown that
further reductions of visibility impairing pollutants are not
reasonable, and has not explained how its approach, which fails to
consider the four factors, is consistent with the CAA and RHR. The
State is required to consider the four factors to determine what, if
any, measures are necessary for reasonable progress and must be
included in the state's long-term strategy and regulatory portion of
the SIP submission. For Kansas, given the state has numerous sources
emitting visibility-impairing pollutants that may impact Class I Areas,
the State's approach is unsupportable.
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\46\ Clarifications Regarding Regional Haze State Implementation
Plans for the Second Implementation Period at 5 and 6. https://www.epa.gov/system/files/documents/2021-07/clarifications-regarding-regional-haze-state-implementation-plans-for-the-second-implementation-period.pdf. The EPA Office of Air Quality Planning
and Standards, Research Triangle Park (July 8, 2021).
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Kansas failed to consider the four statutory factors for any
sources, thereby not providing the required analysis to support a
conclusion that no additional measures are necessary for reasonable
progress in its LTS. Therefore, Kansas does not establish that its
second planning period SIP submission contains the emission limits,
schedules of compliance, and other measures as may be necessary to make
reasonable progress toward meeting the national visibility goal.\47\
Therefore, the SIP submission does not meet the regional haze
requirements, nor requirements of the CAA. Specifically, as described
in detail above, the SIP submission does not meet the statutory
requirements in CAA section 169A(b)(2)(B) to contain a LTS for making
reasonable progress; the CAA section 169A(g)(1) requirement to consider
the four factors in determining reasonable progress; and the CAA
section 169A(b)(2) requirement for the SIP to contain the emissions
limits, schedules of compliance and other measures as may be necessary
to make reasonable progress toward meeting the national goal. In
addition, the lack of source selection, evaluation of emissions
measures considering the four factors, and related inadequate
documentation of the analyses results in not meeting the regulatory
requirements in Sec. 51.308(f)(2), 51.308(f)(2)(i), and
51.308(f)(2)(iii). Therefore, the EPA is proposing to disapprove
Kansas's Regional Haze SIP submission.
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\47\ See 40 CFR 51.308(f)(2).
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b. Additional Long-Term Strategy Requirements
The consultation requirements of Sec. 51.308(f)(2)(ii) provides
that states must consult with other states that are reasonably
anticipated to contribute to visibility impairment in a Class I Area to
develop coordinated emission management strategies containing the
emission reductions measures that are necessary to make reasonable
progress. Section 51.308(f)(2)(ii)(A) and (B) require states to
consider the emission reduction measures identified by other states as
necessary for reasonable progress and to include agreed upon measures
in their SIPs, respectively. Section 51.308(f)(2)(ii)(C) speaks to what
happens if states cannot agree on what measures are necessary to make
reasonable progress.
Kansas included documentation of its CenSARA calls that occurred
from January 2020 to July 2020. Kansas contacted the states of Colorado
and New Mexico in May 2020. Kansas's consultation documentation is free
of any state disagreeing with or providing comment on Kansas's approach
on its LTS. However, for the reasons outlined throughout this document,
the EPA cannot approve Kansas's consultation requirements because the
consultation was based on a SIP that did not meet the required
statutory elements.
Section 51.308(f)(2)(iii) also requires that the emissions
information considered to determine the measures that are necessary to
make reasonable progress include information on emissions for the most
recent year for which the state has submitted triennial emissions data
to the EPA (or a more recent year), with a 12-month exemption period
for newly submitted data.
Kansas included emissions information from the most recent year in
its submittal.\48\ Kansas included emission totals for NH3,
PM2.5, PM10, SO2, VOC, and
NOX. Kansas grouped the emissions by: Natural Sources, Wild
and Prescribed Fires, Residential Wood Combustion, Agricultural Fires,
Agricultural NH3 Emissions, the Oil and Gas Industry, Electric
Generating Units (EGUs), Industry other than Oil and Gas and EGUs,
Airports, Rail, Marine, Onroad, and Nonroad. Kansas included emissions
2011 through 2017. Kansas used the National Emissions Inventory for
2011, 2014, 2017; the EPA 2016 modeling inventory for 2016; and the
Kansas Emission Inventory for 2012, 2013, and 2017.\49\
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\48\ See the July 28th, 2021 Kansas submission, Appendix 9,
included in the docket for this action.
\49\ Kansas did not have emission inventories for 2015 and 2018
and instead estimated emissions using a statistical method, the
``least squares'' method. Kansas does not explain in its submission
why it is missing data from 2015 and 2018.
Table 1--Kansas Anthropogenic NOX Emissions
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Section Pollutant 2014 2015 2016 2017 2018
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Oil and Gas................................ NOX........................ 62,100 57,172 49,832 52,141 46,008
Other Industry............................. NOX........................ 47,617 45,064 41,759 41,460 38,531
Onroad..................................... NOX........................ 73,361 64,648 54,097 50,897 41,264
Rail....................................... NOX........................ 29,313 26,344 21,770 23,617 19,845
EGU........................................ NOX........................ 26,681 18,030 15,231 13,378 14,455
Nonroad.................................... NOX........................ 32,011 28,948 25,373 23,846 20,528
Airports................................... NOX........................ 1,740 1,764 1,811 1,764 1,799
Ag Fire.................................... NOX........................ 2,531 1,717 593 709 709
Residential Wood........................... NOX........................ 368 361 378 297 302
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Marine..................................... NOX........................ 16 8 0 .............. ..............
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From July 28th, 2021 Kansas submission, Appendix 9.
Table 2--Kansas Anthropogenic SO2 Emissions
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Section Pollutant 2014 2015 2016 2017 2018
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Other Industry............................. SO2........................ 7,352 6,904 6,381 6,157 5,671
EGU........................................ SO2........................ 31,541 13,858 7,137 5,558 5,450
Airports................................... SO2........................ 176 182 192 186 194
Onroad..................................... SO2........................ 293 290 294 271 271
Ag Fire.................................... SO2........................ 660 433 123 145 145
Residential Wood........................... SO2........................ 107 102 107 68 68
Oil and Gas................................ SO2........................ 108 89 63 67 44
Nonroad.................................... SO2........................ 59 50 37 38 27
Rail....................................... SO2........................ 18 16 14 16 14
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From July 28th, 2021 Kansas submission, Appendix 9.
As summarized above, the state provided emissions inventory
information by sector and for individual sources for multiple years,
including the most recent year for which the state submitted emissions
data to the EPA in compliance with the triennial reporting requirements
of the AERR. However, because the State did not conduct the proper
analyses to determine what measures are necessary for reasonable
progress, it is not clear how this emissions data was used in the
submission to fulfill the regional haze requirements, including
documentation of the technical basis for determining the emissions
measures that are necessary for reasonable progress. Therefore, as
outlined throughout this document, the EPA cannot approve the
regulatory requirements under Sec. 51.308(f)(2)(iii) because Kansas's
SIP did not meet the required statutory elements.
G. Reasonable Progress Goals
Section 51.308(f)(3) contains the requirements pertaining to RPGs
for each Class I Area. As noted previously, most of regulatory
requirements in Sec. 51.308(f)(3) do not apply to states without Class
I Areas. However, Sec. 51.308(f)(3)(ii)(B) requires that if a state
contains sources that are reasonably anticipated to contribute to
visibility impairment in a Class I Area in another state, and the RPG
for the most impaired days in that Class I Area is above the URP, the
upwind state must provide the same demonstration.
At the time Kansas submitted its SIP, this provision did not apply
because the states with Class I Areas that are affected by Kansas
sources did not submit any RPGs that are above the respective URPs.
Because we are disapproving the Kansas SIP, if Kansas chooses to submit
a revised SIP to the EPA, it should re-evaluate whether 40 CFR
51.308(f)(3)(ii)(B) applies to Kansas.
H. Monitoring Strategy and Other Implementation Plan Requirements
Section 51.308(f)(6) specifies that each comprehensive revision of
a state's Regional Haze SIP must contain or provide for certain
elements, including monitoring strategies, emissions inventories, and
any reporting, recordkeeping and other measures needed to assess and
report on visibility. A main requirement of this subsection is for
states with Class I Areas to submit monitoring strategies for
measuring, characterizing, and reporting on visibility impairment.
Section 51.308(f)(6)(ii) requires SIPs to provide for procedures by
which monitoring data and other information are used in determining the
contribution of emissions from within the state to Regional Haze
visibility impairment at mandatory Class I Federal Areas both within
and outside the state. As noted previously, most of regulatory
requirements in Sec. 51.308(f)(6) do not apply to states without Class
I Areas.
However, Sec. 51.308(f)(6)(iii) and (f)(6)(v) apply to all states
that have emissions that contribute to a Class I Area, including
Kansas. Section 51.308(f)(6)(iii) requires SIPs to provide procedures
by which monitoring data and other information are used in determining
the contribution of emissions from within the State to Regional Haze
visibility impairment at mandatory Class I Federal Areas in other
States.
Section 51.308(f)(6)(v) requires SIPs to provide for a statewide
inventory of emissions of pollutants that are reasonably anticipated to
cause or contribute to visibility impairment, including emissions for
the most recent year for which data are available and estimates of
future projected emissions. It also requires a commitment to update the
inventory periodically. Section 51.308(f)(6)(v) also requires states to
include estimates of future projected emissions and include a
commitment to update the inventory periodically.
Kansas generally included details on the emissions and monitoring
data they used to estimate their visibility contribution to out-of-
state Class I Areas, to address Sec. 51.308(f)(6)(iii). To address
Sec. 51.308(f)(6)(v), Kansas included emissions information from the
most recent triennial inventory year available (2017) \50\. Kansas also
included future projections for 2023 and 2028 and committed to update
the inventory periodically.
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\50\ See the July 28th, 2021 Kansas submission, Appendix 9,
included in the docket for this action.
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However, as mentioned above, because the State did not conduct the
proper analyses to determine what measures are necessary for reasonable
progress, and did not satisfy the regional haze statutory requirements,
the EPA is not approving these regulatory requirements at this time.
The EPA is not approving these regulatory requirements because they do
not contain measures that strengthen the existing regional haze SIP, or
the SIP generally.
I. Requirements for Periodic Reports Describing Progress Towards the
Reasonable Progress Goals
Section 51.308(f)(5) requires that periodic comprehensive revisions
of states' Regional Haze plans also address
[[Page 192]]
the progress report requirements of 40 CFR 51.308(g)(1) through (5).
The purpose of these requirements is to evaluate progress towards the
applicable RPGs for each Class I Area within the state and each Class I
Area outside the state that may be affected by emissions from within
that state. Sections 51.308(g)(1) and (2) apply to all states and
require a description of the status of implementation of all measures
included in a state's first implementation period Regional Haze plan
and a summary of the emission reductions achieved through
implementation of those measures. Section 51.308(g)(3) applies only to
states with Class I Areas within their borders and requires such states
to assess current visibility conditions, changes in visibility relative
to baseline (2000-2004) visibility conditions, and changes in
visibility conditions relative to the period addressed in the first
implementation period progress report.
Section 51.308(g)(4) applies to all states and requires an analysis
tracking changes in emissions of pollutants contributing to visibility
impairment from all sources and sectors since the period addressed by
the first implementation period progress report. This provision further
specifies the year or years through which the analysis must extend
depending on the type of source and the platform through which its
emission information is reported. Finally, Sec. 51.308(g)(5), which
also applies to all states, requires an assessment of any significant
changes in anthropogenic emissions within or outside the state have
occurred since the period addressed by the first implementation period
progress report, including whether such changes were anticipated and
whether they have limited or impeded expected progress towards reducing
emissions and improving visibility.
As noted previously, Sec. 51.308(g)(3) does not apply to states
without Class I Areas. With respect to the rest of the Sec. 51.308(g)
requirements, Kansas included a description of the status of the
implementation of all measures included in Kansas's first
implementation period Regional Haze Plan, a summary of the emissions
reductions achieved from these measures, an analysis tracking changes
in emissions, and an assessment of significant changes in emissions.
However, as outlined throughout this document, because Kansas's SIP
submission did not meet the required statutory or regulatory
requirements, the EPA is not approving these regulatory requirements at
this time. The EPA is not approving these regulatory requirements
because they do not contain measures that strengthen the regional haze
SIP, or the SIP generally.
J. Requirements for State and Federal Land Manager Coordination
Section 169A(d) of the CAA requires states to consult with FLMs
before holding the public hearing on a proposed Regional Haze SIP, and
to include a summary of the FLMs' conclusions and recommendations in
the notice to the public.''
Section 51.308(i)(2)'s FLM consultation provision requires a state
to provide FLMs with an opportunity for consultation that is early
enough in the state's policy analyses of its emission reduction
obligation so that information and recommendations provided by the
FLMs' can meaningfully inform the state's decisions on its LTS. If the
consultation has taken place at least 120 days before a public hearing
or public comment period, the opportunity for consultation will be
deemed early enough. Regardless, the opportunity for consultation must
be provided at least sixty days before a public hearing or public
comment period at the state level. Section 51.308(i)(2) also provides
two substantive topics on which FLMs must be provided an opportunity to
discuss with states: assessment of visibility impairment in any Class I
Area and recommendations on the development and implementation of
strategies to address visibility impairment. Section 51.308(i)(3)
requires states, in developing their implementation plans, to include a
description of how they addressed FLMs' comments.
Kansas included summaries of its consultation with various FLMs. On
January 14, 2021, the NPS deferred consultation to other FLMs. In
February and March of 2021, Kansas had a video call and email exchanges
with the FS. Kansas included the comments from the FS and its
responses. On February 19, 2021, Kansas had a video call with the FWS.
Kansas included the comments from FWS and its responses. While Kansas
did take administrative steps to conduct consultation, if the EPA
finalizes the disapproval of the SIP, in the process of correcting the
deficiencies outlined above with respect to the RHR and statutory
requirements, the state (or the EPA in the case of an eventual FIP)
will be required to again satisfy the FLM consultation requirements
under Sec. 51.308(i)(2). Therefore, the EPA cannot approve Kansas's
consultation requirements because Kansas's consultation was based on a
SIP that did not meet the required statutory and regulatory
requirements.
VI. What action is the EPA taking?
The EPA is proposing to disapprove the Kansas SIP submission
relating to Regional Haze for the second planning period received on
July 28, 2021, because the state's SIP submission fails to meet both
the regulatory requirements of the Regional Haze Rule and the statutory
requirements of the Clean Air Act. Specifically, because Kansas failed
to consider the four statutory factors, thereby not including a LTS
that includes measures necessary for reasonable progress in its second
planning period SIP submission, Kansas's SIP submission does not
contain the emission limits, schedules of compliance, and other
measures as may be necessary to make reasonable progress toward meeting
the national visibility goal. Therefore, the SIP submission does not
meet the regional haze requirements, nor requirements of the CAA.
Specifically, as described in detail above, the SIP submission does not
meet the statutory requirements in CAA section 169A(b)(2)(B) to contain
a LTS for making reasonable progress; the CAA section 169A(g)(1)
requirement to consider the four factors in determining reasonable
progress; and the CAA section 169A(b)(2) requirement for the SIP to
contain the emissions limits, schedules of compliance and other
measures as may be necessary to make reasonable progress toward meeting
the national goal. In addition, the lack of source selection,
evaluation of emissions measures considering the four factors, and
related inadequate documentation results in the Kansas submission not
meeting the regulatory requirements in Sec. 51.308(f)(2),
51.308(f)(2)(i), and 51.308(f)(2)(iii).
The EPA is not proposing a FIP at this time. If the EPA finalizes
the disapproval, that will start a two-year clock for the EPA to
propose and finalize a FIP. We are processing this as a proposed action
because we are soliciting comments on this proposed action. Disapproval
does not start a mandatory sanctions clock for Kansas. Final rulemaking
will occur after consideration of any comments.
VII. Statutory and Executive Order Reviews
Under the CAA, the Administrator is required to approve a SIP
submission that complies with the provisions of the Act and applicable
Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in
reviewing SIP submissions, the EPA's role is to approve state choices,
provided that they meet the criteria of
[[Page 193]]
the CAA. This action proposes to disapprove the state submittal as not
meeting Federal requirements and does not impose additional
requirements. For that reason, this action:
Is not a significant regulatory action subject to review
by the Office of Management and Budget under Executive Orders 12866 (58
FR 51735, October 4, 1993) and 13563 (76 FR 3821, January 21, 2011);
Does not impose an information collection burden under the
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
Is certified as not having a significant economic impact
on a substantial number of small entities under the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.);
Does not contain any unfunded mandate or significantly or
uniquely affect small governments, as described in the Unfunded
Mandates Reform Act of 1995 (Pub. L. 104-4);
Does not have federalism implications as specified in
Executive Order 13132 (64 FR 43255, August 10, 1999);
Is not an economically significant regulatory action based
on health or safety risks subject to Executive Order 13045 (62 FR
19885, April 23, 1997);
Is not a significant regulatory action subject to
Executive Order 13211 (66 FR 28355, May 22, 2001);
Is not subject to requirements of the National Technology
Transfer and Advancement Act (NTTA) because this rulemaking does not
involve technical standards; and
Executive Order 12898 (Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations, 59 FR 7629, Feb. 16, 1994) directs Federal agencies to
identify and address ``disproportionately high and adverse human health
or environmental effects'' of their actions on minority populations and
low-income populations to the greatest extent practicable and permitted
by law. The EPA defines environmental justice (EJ) as ``the fair
treatment and meaningful involvement of all people regardless of race,
color, national origin, or income with respect to the development,
implementation, and enforcement of environmental laws, regulations, and
policies.'' The EPA further defines the term fair treatment to mean
that ``no group of people should bear a disproportionate burden of
environmental harms and risks, including those resulting from the
negative environmental consequences of industrial, governmental, and
commercial operations or programs and policies.'' The Kansas Department
of Health and the Environment did not evaluate EJ considerations as
part of its SIP submittal; the CAA and applicable implementing
regulations neither prohibit nor require such an evaluation. The EPA
did not perform an EJ analysis and did not consider EJ in this action.
Due to the nature of the action being taken here, this action is
expected to have a neutral impact on the air quality of the affected
area. Consideration of EJ is not required as part of this action, and
there is no information in the record inconsistent with the stated goal
of E.O. 12898 of achieving environmental justice for people of color,
low-income populations, and Indigenous peoples.
This action does not have tribal implications as specified
in Executive Order 13175. This action does not apply on any Indian
reservation land, any other area where the EPA or an Indian tribe has
demonstrated that a tribe has jurisdiction, or non-reservation areas of
Indian country. Thus, Executive Order 13175 does not apply to this
action.
List of Subjects in 40 CFR Part 52
Environmental protection, Air pollution control, Carbon monoxide,
Incorporation by reference, Intergovernmental relations, Lead, Nitrogen
dioxide, Ozone, Particulate matter, Reporting and recordkeeping
requirements, Sulfur oxides, Volatile organic compounds.
Dated: December 19, 2023.
Meghan A. McCollister,
Regional Administrator, Region 7.
[FR Doc. 2023-28384 Filed 12-29-23; 8:45 am]
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