Air Quality Implementation Plans; California; San Diego County; 2008 and 2015 8-Hour Ozone Nonattainment Area Requirements, 87850-87888 [2023-27513]
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Federal Register / Vol. 88, No. 242 / Tuesday, December 19, 2023 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R09–OAR–2021–0135; FRL–9538–02–
R9]
Air Quality Implementation Plans;
California; San Diego County; 2008
and 2015 8-Hour Ozone Nonattainment
Area Requirements
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to approve
portions of two state implementation
plan (SIP) revisions submitted by the
State of California to meet Clean Air Act
requirements for the 2008 8-hour ozone
national ambient air quality standards
(NAAQS or ‘‘standards’’) and the 2015
8-hour ozone NAAQS in the San Diego
County ozone nonattainment area (‘‘San
Diego County area’’ or ‘‘area’’). The first
SIP revision, ‘‘2020 Plan for Attaining
the National Ambient Air Quality
Standards for Ozone in San Diego
County’’ (‘‘2020 San Diego County
Ozone SIP’’ or ‘‘2020 Plan’’), addresses
most of the SIP requirements for the
area. The second SIP revision, referred
to as the ‘‘Smog Check Certification,’’
supplements the motor vehicle
inspection and maintenance program
portion of the 2020 Plan. The EPA is
proposing to approve the 2020 Plan, and
the San Diego County portion of the
Smog Check Certification, as meeting all
the applicable ozone nonattainment area
requirements for the 2008 and 2015 8hour ozone NAAQS addressed by the
plan except for the emissions statement
requirement that the EPA previously
found to have been met and the
contingency measure requirements, for
which the EPA is deferring action.
DATES: Comments must be received on
or before January 18, 2024.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–R09–
OAR–2021–0135 at https://
www.regulations.gov. For comments
submitted at Regulations.gov, follow the
online instructions for submitting
comments. Once submitted, comments
cannot be edited or removed from
Regulations.gov. The EPA may publish
any comment received to its public
docket. Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written comment.
The written comment is considered the
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official comment and should include
discussion of all points you wish to
make. The EPA will generally not
consider comments or comment
contents located outside of the primary
submission (i.e., on the web, cloud, or
other file sharing system). For
additional submission methods, please
contact the person identified in the FOR
FURTHER INFORMATION CONTACT section.
For the full EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www.epa.gov/dockets/
commenting-epa-dockets. If you need
assistance in a language other than
English or if you are a person with
disabilities who needs a reasonable
accommodation at no cost to you, please
contact the person identified in the FOR
FURTHER INFORMATION CONTACT section.
John
J. Kelly, Air Planning Office (AIR–2–1),
EPA Region IX, 75 Hawthorne Street,
San Francisco, CA 94105. By phone at
(415) 947–4151, or by email at
kelly.johnj@epa.gov.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
Throughout this document, ‘‘we,’’ ‘‘us,’’
and ‘‘our’’ refer to the EPA.
Table of Contents
I. Regulatory Context
A. Ozone Standards, Area Designations,
and SIPs
B. The San Diego County Ozone
Nonattainment Area
C. Clean Air Act and Regulatory
Requirements for 2008 and 2015 Ozone
Nonattainment Area SIPs
II. Submission From the State of California
To Address Ozone Requirements in San
Diego County
A. Summary of State Submissions
B. Clean Air Act Procedural Requirements
for Adoption and Submission of SIP
Revisions
III. Evaluation of the 2020 San Diego County
Ozone SIP
A. Emissions Inventories
B. Reasonably Available Control Measures
Demonstration and Control Strategy
C. Attainment Demonstration
D. Rate of Progress Plan and Reasonable
Further Progress Demonstration
E. Transportation Control Strategies and
Measures To Offset Emissions Increases
From Vehicle Miles Traveled
F. Contingency Measures
G. Motor Vehicle Emissions Budgets for
Transportation Conformity
H. General Conformity Budgets
I. Other Clean Air Act Requirements
Applicable to Severe Ozone
Nonattainment Areas
IV. Environmental Justice Considerations
V. Proposed Action
VI. Statutory and Executive Order Reviews
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I. Regulatory Context
A. Ozone Standards, Area Designations,
and SIPs
Ground-level ozone pollution is
formed from the reaction of volatile
organic compounds (VOC) and oxides of
nitrogen (NOX) in the presence of
sunlight.1 These two pollutants, referred
to as ozone precursors, are emitted by
many types of sources, including onand off-road motor vehicles and
engines, power plants and industrial
facilities, and smaller area sources such
as lawn and garden equipment and
paints.
Scientific evidence indicates that
adverse public health effects occur
following exposure to ozone,
particularly in children and adults with
lung disease. Breathing air containing
ozone can reduce lung function and
inflame airways, which can increase
respiratory symptoms and aggravate
asthma or other lung diseases.2
Under section 109 of the Clean Air
Act (CAA or ‘‘the Act’’), the EPA
promulgates NAAQS for pervasive air
pollutants, such as ozone, to protect
public health and welfare. Under CAA
section 110, following promulgation of
a new or revised NAAQS, states are
required to adopt and submit plans that
provide for implementation,
maintenance, and enforcement of the
NAAQS (referred to as State
Implementation Plans or SIPs). Under
CAA section 107(d), the EPA is required
to designate areas throughout the nation
as either attaining or not attaining the
NAAQS, and states with designated
nonattainment areas are required to
submit SIP revisions to, among other
things, provide for attainment as
expeditiously as practicable but not
later than the applicable attainment
dates.
In 1979, the EPA established primary
and secondary NAAQS for ozone at 0.12
parts per million (ppm) averaged over a
1-hour period (‘‘1979 ozone NAAQS’’).3
In 1997, the EPA revised the primary
1 The State of California refers to reactive organic
gases (ROG) in some of its ozone-related SIP
submissions. As a practical matter, ROG and VOC
refer to the same set of chemical constituents, and
for the sake of simplicity, we refer to this set of
gases as VOC in this proposed rule.
2 ‘‘Fact Sheet—2008 Final Revisions to the
National Ambient Air Quality Standards for
Ozone,’’ dated March 2008.
3 44 FR 8202 (February 8, 1979). When the CAA
was amended in 1990, each area of the country that
was designated nonattainment for the 1979 ozone
NAAQS, including the San Diego area, was
classified by operation of law as nonattainment and
classified as Marginal, Moderate, Serious, Severe, or
Extreme depending on the severity of the area’s air
quality problem. The EPA redesignated the San
Diego County area from Serious nonattainment to
attainment for the 1979 ozone NAAQS, effective
July 28, 2003. 68 FR 37976 (June 26, 2003).
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and secondary standards for ozone in
the ambient air to 0.08 ppm averaged
over an 8-hour period (‘‘1997 ozone
NAAQS’’).4
In 2008, the EPA lowered the 8-hour
ozone NAAQS to 0.075 ppm (‘‘2008
ozone NAAQS’’).5 Then in 2015, the
EPA further lowered the 8-hour ozone
NAAQS to 0.070 ppm (‘‘2015 ozone
NAAQS’’).6 On December 31, 2020, the
EPA finalized its most recent periodic
review of the ozone NAAQS, retaining
the form and level of the standards.7
The EPA has revoked both the 1979
ozone NAAQS and the 1997 ozone
NAAQS but not the 2008 ozone
NAAQS.8
In 2012, the EPA designated San
Diego County as nonattainment for the
2008 ozone NAAQS and classified the
area as ‘‘Marginal.’’ 9 Areas classified as
Marginal must attain the NAAQS within
three years of the effective date of the
nonattainment designation.10 Following
this initial classification as Marginal,
the EPA found in 2016 that the area did
not attain the 2008 ozone standards by
the Marginal attainment deadline of July
20, 2015.11 As a result of our finding,
the area was reclassified by operation of
law to Moderate nonattainment.12
Moderate nonattainment areas have six
years to attain the standard. Following
the Moderate attainment deadline of
July 20, 2018, the EPA found that the
area did not attain the 2008 ozone
standards.13 As a result of our finding,
the area was reclassified by operation of
law to Serious nonattainment, with a
Serious attainment deadline of July 20,
2021, nine years after the effective date
4 62 FR 38856 (July 18, 1997). In 2004, the EPA
designated areas of the country with respect to the
1997 ozone NAAQS. See 69 FR 23858 (April 30,
2004). The EPA redesignated the San Diego County
area from Moderate nonattainment to attainment for
the 1997 ozone NAAQS, effective July 5, 2013. 78
FR 33230 (June 4, 2013).
5 73 FR 16436 (March 27, 2008).
6 80 FR 65292 (October 26, 2015).
7 85 FR 87256. The SIP revision that is the subject
of this proposed action relates to the requirements
for the 2008 and 2015 ozone standards.
8 40 CFR 50.9(b) and 40 CFR 50.10(c).
9 77 FR 30087 (May 21, 2012), effective July 20,
2012.
10 CAA section 181(a)(1); 40 CFR 51.1102 and
51.1103(a).
11 81 FR 26697 (May 4, 2016).
12 The State of California submitted the San Diego
County area’s 2016 Moderate ozone attainment plan
and the 2016 Moderate ozone RACT demonstration
to the EPA as a SIP revision on April 12, 2017. The
State withdrew the 2016 Moderate ozone
attainment plan by letter dated December 16, 2021,
following submittal of the 2020 plan and the EPA’s
grant of the State’s request to reclassify San Diego
County to Severe for the 2008 ozone NAAQS. The
EPA approved the 2016 Moderate ozone RACT
demonstration at 85 FR 77996 (December 3, 2020),
87 FR 38665 (June 29, 2022) and 88 FR 2538
(January 17, 2023).
13 84 FR 44238 (August 23, 2019).
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of designation as a nonattainment area
for the 2008 ozone NAAQS. In response
to a letter to the EPA dated January 8,
2021 from the California Air Resources
Board (CARB), the EPA reclassified the
area to Severe for the 2008 ozone
NAAQS.14 In the same letter, CARB
requested that the EPA also reclassify
the area as Severe for the 2015 ozone
NAAQS. The EPA’s initial designation
for the San Diego County area for the
2015 ozone NAAQS was nonattainment,
with a Moderate classification.15 The
San Diego County area is now classified
as Severe for both the 2008 and the 2015
ozone NAAQS.16
Designations of nonattainment for a
given NAAQS trigger requirements
under the CAA to prepare and submit
SIP revisions. The SIP revision that is
the subject of this proposed action
addresses the Severe nonattainment area
requirements that apply to the San
Diego County area for the 2008 and the
2015 ozone NAAQS.
Under California law, CARB is the
state agency that is responsible for the
adoption and submission to the EPA of
California SIPs and SIP revisions, and it
has broad authority to establish
emissions standards and other
requirements for mobile sources and
certain area sources, such as consumer
products. Local and regional air
pollution control districts in California
are responsible for the regulation of
stationary sources and are generally
responsible for the development of
regional air quality management plans
(‘‘plans’’). In the San Diego County area,
the San Diego County Air Pollution
Control District (SDCAPCD or
‘‘District’’) develops and adopts plans to
address CAA planning requirements
applicable to that area. Such plans are
then submitted to CARB for adoption
and submittal to the EPA as revisions to
the California SIP.
B. The San Diego County Ozone
Nonattainment Area
The San Diego County area is located
in the southwestern-most portion of the
State of California, and its boundaries
14 Letter dated January 8, 2021 from Richard
Corey, Executive Officer, California Air Resources
Board, to John Busterud, Regional Administrator,
U.S. EPA Region IX; 86 FR 29522 (June 2, 2021),
effective July 2, 2021.
15 83 FR 25776 (June 4, 2018). Severe areas must
attain the standard as expeditiously as practicable,
but not later than 15 years after the effective date
of designation. For the 2008 ozone NAAQS, the
Severe attainment deadline is July 20, 2027.
However, note that for attainment modeling
purposes we refer to the attainment year as 2026.
For the 2015 ozone NAAQS, the Severe attainment
deadline is August 3, 2033, with a 2032 attainment
year.
16 86 FR 29522 (June 2, 2021), effective July 2,
2021.
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generally align with those of San Diego
County. For a precise description of the
geographic boundaries of the San Diego
County area for both the 2008 and 2015
ozone NAAQS, see 40 CFR 81.305.
Prior plans and state control measures
developed by the District and CARB
have produced significant emissions
reductions over the years and improved
air quality in the area. For instance, the
8-hour ozone design value for the San
Diego County area decreased from 0.095
ppm to 0.079 ppm from 2002 to 2022,17
despite increases in population and
vehicular activity.
Under certain weather conditions, the
San Diego County area is downwind
from the Los Angeles-South Coast Air
Basin (‘‘South Coast’’) and, under
certain other weather conditions, from
Mexico, and is subject to transport of
ozone from those areas. The South Coast
is regulated by the South Coast Air
Quality Management District
(SCAQMD). The 2020 Plan describes
ozone transport from these areas as
follows:
. . . air pollution from both regions
significantly contribute to ozone levels in the
San Diego region under certain weather
conditions. This impact is acknowledged in
State documentation and regulation.
Importantly . . . SCAQMD has implemented
effective emissions control programs,
resulting in a trend of emission reductions
and air quality improvements in the South
Coast region. Though the region is designated
as an Extreme Nonattainment Area for the
2008 and 2015 ozone NAAQS, SCAQMD
predicts continued ozone reductions through
at least 2031 as shown in their SIP for the
2008 ozone NAAQS. In turn, air pollution
transported to San Diego County is expected
to decrease as a result of their actions.18
Because of the transport from the
South Coast into the San Diego County
area, continued progress in the South
Coast towards meeting the 2008 and
2015 ozone NAAQS is expected to help
the San Diego County area attain these
ozone NAAQS.
C. Clean Air Act and Regulatory
Requirements for 2008 and 2015 Ozone
Nonattainment Area SIPs
States must implement the 2008 and
2015 ozone NAAQS under title I, part D
17 Three design value reports (EPA, Air Quality
Design Value Report, July 12, 2011; San Diego 2008
Ozone Trends Report, U.S. EPA Air Quality System,
May 8, 2023; and San Diego 2015 Ozone Trends
Report, U.S. EPA Air Quality System, May 8, 2023),
are included in the docket for this action. For the
2008 and 2015 ozone NAAQS, the design value at
any given monitoring site is the 3-year average of
the annual fourth highest daily maximum 8-hour
average ambient air quality ozone concentration.
The maximum design value among the various
ozone monitoring sites is the design value for the
area.
18 2020 Plan, p. 13.
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of the CAA, including sections 171–
179B of subpart 1 (‘‘Nonattainment
Areas in General’’) and sections 181–
185 of subpart 2 (‘‘Additional Provisions
for Ozone Nonattainment Areas’’). To
assist states in developing effective
plans to address ozone nonattainment
problems, in 2015, the EPA issued a SIP
Requirements Rule (SRR) that addresses
implementation of various aspects of the
2008 ozone NAAQS (‘‘2008 Ozone
SRR’’), including attainment dates,
requirements for emissions inventories,
attainment demonstrations, and
reasonable further progress (RFP)
demonstrations, among other SIP
elements. The 2008 Ozone SRR also
addresses the transition from the 1997
ozone NAAQS to the 2008 ozone
NAAQS and associated anti-backsliding
requirements.19 In 2018, the EPA also
issued an SRR for the 2015 ozone
NAAQS (‘‘2015 Ozone SRR’’) that
addresses implementation of the 2015
standards.20 The regulatory
requirements of the 2008 Ozone SRR are
codified at 40 CFR part 51, subpart AA;
those for the 2015 Ozone SRR are
codified in 40 CFR part 51, subpart CC.
We discuss the CAA and regulatory
planning requirements for the elements
of 2008 and 2015 ozone plans relevant
to this proposed action in more detail in
Section III of this document.
II. Submission From the State of
California To Address Ozone
Requirements in San Diego County
A. Summary of State Submissions
1. SDCAPCD’s 2020 Attainment Plan
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On January 12, 2021, CARB submitted
the 2020 Plan to the EPA as a revision
to the California SIP.21 The 2020 Plan
addresses many of the nonattainment
area requirements for the San Diego
County area for both the 2008 and the
2015 8-hour ozone NAAQS. In this
document, we are proposing action on
the 2020 Plan that addresses both the
2008 and 2015 8-hour ozone NAAQS for
the San Diego County area.
The 2020 Plan SIP submittal includes
the various sections and attachments of
the plan, plus the District’s resolution of
approval for the plan (District
Resolution 20–166) and CARB’s
resolution of adoption of the plan as a
revision to the California SIP (CARB
19 80 FR 12264 (March 6, 2015). Anti-backsliding
requirements are the provisions applicable to
revoked NAAQS (including the 1979 1-hour ozone
NAAQS and the 1997 ozone NAAQS).
20 83 FR 62998 (December 6, 2018).
21 Letter (with enclosures) dated January 8, 2021,
from Richard Corey, Executive Officer, CARB, to
John Busterud, Regional Administrator, EPA Region
IX (submitted electronically January 12, 2021).
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Resolution 20–29).22 The 2020 Plan
includes a District commitment to
achieve additional emissions reductions
beyond those expected to occur from
already-implemented control measures
and relies on a similar commitment by
CARB. More specifically, the 2020 Plan
includes a commitment by the District
to achieve an additional 1.7 tons per day
(tpd) reduction in NOX by 2032 23 and
relies on CARB’s commitment to
achieve aggregate emissions reductions
in San Diego County of 4 tpd of NOX by
2032.24 Both commitments are part of
the 2020 Plan’s attainment
demonstration for the 2015 ozone
NAAQS. With respect to both the 2008
and the 2015 ozone NAAQS, the 2020
Plan addresses the CAA requirements
for emissions inventories, air quality
modeling demonstrating attainment,
reasonably available control measures
(RACM), RFP, transportation control
strategies and measures, new source
review (NSR), contingency measures for
failure to make RFP or to timely attain
the relevant standards, and motor
vehicle inspection and maintenance (I/
M) programs (also referred to as ‘‘smog
check’’ programs), among other
requirements. The 2020 Plan also
addresses the emissions statement
requirement, and in separate action, the
EPA approved the emissions statement
portion of the 2020 Plan as meeting the
applicable requirements for emissions
statements for the 2008 and 2015 ozone
NAAQS.25
The 2020 Plan is organized into an
executive summary, five sections, and
attachments lettered A through Q.
Section 1, ‘‘Introduction and
Overview,’’ introduces the 2020 Plan,
including its purpose, the two ozone
NAAQS it addresses, current air quality
in the area in comparison with those
NAAQS, historical air quality progress
in San Diego County, and the District’s
approach to air quality planning.
Section 2, ‘‘General Attainment Plan
Requirements,’’ addresses CAA
requirements that apply to the area as
nonattainment for both the 2008 and the
2015 ozone NAAQS. Section 3, ‘‘2008
Eight Hour Ozone NAAQS Attainment
Plan Requirements,’’ addresses CAA
requirements that apply to the area as
nonattainment specifically for the 2008
ozone NAAQS, including antibacksliding requirements for the
revoked 1979 and 1997 ozone standards.
22 SDCAPCD Board Resolution 20–166, October
14, 2020; CARB Board Resolution 20–29, Proposed
San Diego 8-Hour Ozone State Implementation Plan
Submittal, November 19, 2020 (‘‘CARB Board
Resolution 20–29’’).
23 2020 Plan, at 58, 81–82.
24 CARB Board Resolution 20–29, at 6.
25 87 FR 45657 (July 29, 2022).
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Section 4, ‘‘2015 Eight Hour Ozone
NAAQS Attainment Plan
Requirements,’’ addresses CAA
requirements that apply to the area as
nonattainment specifically for the 2015
ozone NAAQS, including antibacksliding requirements for revoked
standards. Section 5, ‘‘Conclusions,’’
presents the District’s conclusions
regarding whether the 2020 Plan meets
applicable Clean Air Act requirements.
The 2020 Plan also includes technical
attachments:
• Attachment A (‘‘Emissions
Inventories and Documentation for
Baseline, RFP, and Attainment Years’’)
presents tables, analysis, and
documentation for the emissions
inventories included in the plan.
• Attachment B (‘‘Planned Military
Projects Subject to General Conformity’’)
contains annual data compiled by the
United States Marine Corps (USMC) and
Department of the Navy (DoN) for
emissions changes resulting from USMC
and DoN projects out to year 2037, for
the purpose of demonstrating general
conformity for USMC and DoN facilities
in the area.
• Attachment C (‘‘Planned San Diego
International Airport Projects Subject to
General Conformity’’) is a report that
provides an emissions inventory for the
San Diego International Airport, for the
purpose of demonstrating general
conformity for the airport.
• Attachment D (‘‘CARB Control
Measures, 1985 to 2019’’) is a listing of
CARB control measures from 1985 to
2019.
• Attachment E (‘‘CARB Analyses of
Key Mobile Source Regulations and
Programs Providing Emission
Reductions’’) describes CARB’s mobile
source regulations and programs that
provide emissions reductions in the San
Diego County area.
• Attachment F (‘‘Pre-Baseline
Banked Emission Reduction Credits’’)
describes emission reduction credits
that were banked before the baseline
year.
• Attachment G (‘‘Analyses of
Potential Additional Stationary Source
Control Measures’’) provides the
District’s analysis of the feasibility of
additional stationary source control
measures that could be pursued in the
area.
• Attachment H (‘‘Implementation
Status of Transportation Control
Measures’’) provides the
implementation status of transportation
control measures by the San Diego
Association of Governments (SANDAG)
and other transportation agencies.
• Attachment I (‘‘CARB Analyses of
Potential Additional Mobile Source and
Consumer Products Control Measures’’)
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analyzes the potential for further mobile
source and consumer products controls
in the area.
• Attachment J (‘‘Calculation of
Cumulative Potential Emission
Reductions for Possible Reasonably
Available Control Measures (RACM)’’)
calculates the cumulative potential
emissions reductions in the area in
support of the plan’s RACM
demonstration.
• Attachment K (‘‘Modeling Protocol
& Attainment Demonstration for the
2020 San Diego Ozone SIP’’) provides
the modeling protocol and attainment
demonstration for the San Diego County
area as Severe nonattainment for both
the 2008 and the 2015 ozone NAAQS.
• Attachment L (‘‘Modeling Emission
Inventory for the Ozone State
Implementation Plan in San Diego
County’’) describes the modeled or
‘‘gridded’’ emissions inventories for the
area, in support of the area’s two
modeled attainment demonstrations.
• Attachment M (‘‘Weight of
Evidence Demonstration for San Diego
County’’) provides a weight-of-evidence
demonstration for the area, in support of
the area’s modeled attainment
demonstrations.
• Attachment N (‘‘VMT Offset
Demonstration for San Diego County’’)
provides the area’s VMT offset
demonstration.
• Attachment O (‘‘Contingency
Measures for San Diego County’’)
represents the District’s assessment of
compliance with the contingency
measure requirements for the area.
• Attachment P (‘‘Federal Clean Air
Act Requirements and References in
Attainment Plan’’) provides a summary
of CAA requirements that apply to the
area with specific citations to locations
in the plan that address those
requirements.
• Attachment Q (‘‘Endnotes’’)
contains the text of all endnotes found
in the plan.
Attainment of the 2008 and the 2015
ozone NAAQS in the San Diego County
area is dependent on emissions
reductions occurring in the adjacent
South Coast nonattainment area. The
2016 South Coast Ozone SIP documents
baseline emissions reductions from
already-adopted control measures and
provides for new emissions reductions
to be achieved through fulfillment of
SCAQMD and CARB commitments for
further reductions, and through new
technology measures.26 More
specifically, as discussed in Section
26 84 FR 28132 (June 17, 2019), at 28134–28134,
tables 10 and 11. The EPA finalized its approval of
the 2016 South Coast Ozone SIP at 84 FR 52005
(October 1, 2019).
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III.D, ‘‘Attainment Demonstration,’’ of
the EPA’s proposed approval of the
2016 South Coast Ozone SIP,27 the
ozone attainment demonstrations for
South Coast for the 1997 and 2008
ozone NAAQS include emissions
reduction commitments made by the
SCAQMD in the 2016 AQMP and by
CARB in the ‘‘Revised Proposed 2016
State Strategy for the State
Implementation Plan’’ (‘‘2016 State
Strategy’’).
The 2016 State Strategy focuses on
two areas: the South Coast and the San
Joaquin Valley. Although it did not
include specific emissions reduction
commitments for San Diego County,
CARB states that, ‘‘[s]hould additional
areas require emission reductions to
meet the current ozone and PM2.5
standards, ARB will quantify area and
year specific reductions as part of
individual attainment plans.’’ 28 The
2020 Plan for the 2015 ozone NAAQS
relies on CARB’s commitment to
achieve 4 tpd of NOX emissions
reductions in 2032 from mobile sources
to demonstrate attainment of this
standard in San Diego County.29
2. Smog Check Certification
On April 26, 2023, CARB submitted
the ‘‘California Smog Check
Performance Standard Modeling and
Program Certification for the 70 Parts
Per Billion (ppb) 8-Hour Ozone
Standard’’ (‘‘Smog Check Certification’’)
to supplement the motor vehicle I/M
portion of the 2020 Plan.30 The Smog
Check Certification includes CARB’s
evaluation of the California Smog Check
program for compliance with the
applicable I/M performance standard as
defined in EPA’s regulations for certain
nonattainment areas for the 2008 and
2015 ozone NAAQS, including San
Diego County.
CARB’s SIP submittal package for the
Smog Check Certification includes
CARB Resolution 23–9, through which
CARB adopted the Smog Check
Certification as part of the California
SIP,31 public notice of CARB’s hearing
on the proposed SIP revision, public
comments and responses, and
27 84
FR 28132, 28143–28157 (June 17, 2019),
State Strategy, 35.
29 CARB Review of the 2020 Plan for Attaining
the National Ambient Air Quality Standards for
Ozone in San Diego County, Release Date: October
16, 2020, at 11; CARB Board Resolution 20–29, at
6.
30 Letter (with enclosures) dated April 26, 2023,
from Steven S. Cliff, Ph.D., Executive Officer,
CARB, to Martha Guzman, Regional Administrator,
EPA Region IX (submitted electronically April 26,
2023).
31 CARB Board Resolution 23–9, March 23, 2023.
28 2016
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87853
MOVES 32 input and output data sheets.
In this document, we are proposing
action on the San Diego County portion
of the Smog Check Certification as a
supplement to the vehicle I/M portion
of the 2020 Plan.
B. Clean Air Act Procedural
Requirements for Adoption and
Submission of SIP Revisions
CAA sections 110(a) and 110(l)
require a state to provide reasonable
public notice and opportunity for public
hearing prior to the adoption and
submission of a SIP or SIP revision. To
meet this requirement, every SIP
submittal should include evidence that
adequate public notice was given and an
opportunity to submit written
comments and request a public hearing
was provided consistent with the EPA’s
implementing regulations in 40 CFR
51.102.
Both the District and CARB have
satisfied the applicable statutory and
regulatory requirements for reasonable
public notice and hearing prior to the
adoption and submittal of the 2020
Plan. The District held two public
webinars, one in July and another in
August, 2020, and held a hearing on
October 14, 2020, to discuss the plan
and solicit public input.33 On
September 14, 2020, the District
published a notice in a local newspaper
of the public hearing to be held on
October 14, 2020, to consider approval
of the 2020 Plan.34 On October 14, 2020,
the District held the public hearing, and
on that same date, through Resolution
20–166, the District board approved the
2020 Plan and directed the Air Pollution
Control Officer to forward its resolution
and the 2020 Plan to CARB for submittal
to the EPA for inclusion in the
California SIP.
Upon receipt of the 2020 Plan from
the District, CARB also provided public
notice and opportunity for public
comment on the plan. On October 16,
2020, CARB released for public review
its staff report for the 2020 Plan (‘‘CARB
Staff Report’’) 35 and published a notice
of public meeting to be held on
November 19, 2020, to consider
32 MOVES is the acronym for the EPA’s Motor
Vehicle Emission Simulator model.
33 Letter dated October 20, 2020,from Robert
Reider, Interim Director, SDCAPCD, to Richard
Corey, CARB Executive Officer. See the letter’s
response to comments document regarding the two
webinars and its ‘‘Minute Order’’ document
regarding the public hearing.
34 Id. See the October 20, 2020 letter’s proof of
publication document regarding public notice for
the October 14, 2020 public hearing.
35 CARB Review of the 2020 Plan for Attaining
the National Ambient Air Quality Standards for
Ozone in San Diego County, Release Date: October
16, 2020.
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adoption of the 2020 Plan as a revision
to the California SIP.36 On November
19, 2020, CARB held the hearing and
adopted the 2020 Plan as a revision to
the California SIP and directed the
Executive Officer to submit the 2020
Plan to the EPA for approval into the
California SIP.37 On January 12, 2021,
the Executive Officer of CARB
submitted the 2020 Plan to the EPA. Six
months after submittal, on July 12, 2021,
the 2020 Plan became complete by
operation of law.38
CARB has also satisfied the applicable
statutory and regulatory requirements
for reasonable public notice and hearing
prior to the adoption and submittal of
the Smog Check Certification. On
February 10, 2023, CARB released for
public review the draft Smog Check
Certification and published a notice of
public meeting to be held on March 23,
2023, to consider adoption of the Smog
Check Certification as a revision to the
California SIP.39 On March 23, 2023,
CARB held the hearing and adopted the
Smog Check Certification as a revision
to the California SIP and directed the
Executive Officer to submit the Smog
Check Certification to the EPA for
approval into the California SIP.40 On
April 26, 2023, the Executive Officer of
CARB submitted the Smog Check
Certification to the EPA.
Based on information provided in the
SIP revisions submitted on January 12,
2021 and April 26, 2023, and
summarized in Section II.A this
document, the EPA has determined that
all hearings were properly noticed and
that a reasonable opportunity to submit
written comments was provided.
Therefore, we find that the submittal of
the 2020 Plan and the Smog Check
Certification meets the procedural
requirements for public notice and
hearing in CAA sections 110(a) and
110(l) and 40 CFR 51.102.
III. Evaluation of the 2020 San Diego
County Ozone SIP
A. Emissions Inventories
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1. Statutory and Regulatory
Requirements
CAA sections 172(c)(3) and 182(a)(1)
require states to submit for each ozone
36 Notice of Public Meeting to Consider Approval
of the Proposed San Diego 8-Hour Ozone State
Implementation Plan Submittal, signed by Richard
Corey, Executive Officer, CARB, October 16, 2020.
37 CARB Resolution 20–29, 6.
38 CAA section 110(k)(1)(B).
39 Notice of Public Meeting to Consider the
Proposed California Smog Check Performance
Standard Modeling and Program Certification for
the 70 parts per billion 8-hour Ozone Standard,
signed by Steven S. Cliff, Ph.D., Executive Officer,
CARB, February 10, 2023.
40 CARB Resolution 23–9, 6.
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nonattainment area a ‘‘base year
inventory’’ that is a comprehensive,
accurate, current inventory of actual
emissions from all sources of the
relevant pollutant or pollutants in the
area. In addition, the 2008 Ozone SRR
and the 2015 Ozone SRR require that
the inventory year be selected consistent
with the baseline year for the RFP
demonstration, which is the most recent
calendar year for which a complete
triennial inventory is required to be
submitted to the EPA under the Air
Emissions Reporting Requirements
(AERR) at the time of designation for the
ozone NAAQS.41 For the 2008 ozone
NAAQS, the baseline year for the RFP
demonstration is 2011, and for the 2015
ozone NAAQS, the base year for the RFP
demonstration is 2017.
The EPA has issued guidance on the
development of base year and future
year emissions inventories for 8-hour
ozone and other pollutants.42 Emissions
inventories for ozone must include
emissions of VOC and NOX and
represent emissions for a typical ozone
season weekday.43 States should
include documentation explaining how
the emissions data were calculated. In
estimating mobile source emissions,
states should use the latest emissions
models and planning assumptions
available at the time the SIP is
developed.44
Future baseline emissions inventories
must reflect the most recent population,
employment, travel, and congestion
estimates for the area. In this context,
‘‘baseline’’ emissions inventories refer
to emissions estimates for a given year
and area that reflect rules and
regulations and other measures that are
already adopted. Future baseline
emissions inventories are necessary to
show the projected effectiveness of SIP
control measures. Both the base year
and future year inventories are
necessary for photochemical modeling
to demonstrate attainment.
41 2008 Ozone SRR at 40 CFR 51.1115(a) and 40
CFR 51.1110(b), 2015 Ozone SRR at 40 CFR
51.1315(a) and 40 CFR 51.1310(b), and the Air
Emissions Reporting Requirements at 40 CFR part
51, subpart A.
42 ‘‘Emissions Inventory Guidance for
Implementation of Ozone and Particulate Matter
National Ambient Air Quality Standards (NAAQS)
and Regional Haze Regulations,’’ EPA–454/B–17–
002, May 2017, available in the docket for this
action and at https://www.epa.gov/air-emissionsinventories/air-emissions-inventory-guidanceimplementation-ozone-and-particulate.
43 For 2008 ozone, 40 CFR 51.1115(a) and (c), and
40 CFR 51.1100(bb) and (cc). For 2015 ozone, 40
CFR 51.1315(a) and (c), and 40 CFR 51.1300(p) and
(q).
44 80 FR 12264, 12290 (March 6, 2015); 83 FR
62998, 63022 (December 6, 2018).
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2. Summary of State’s Submission
The 2020 Plan includes three sets of
base year and future year average
summer day baseline inventories for
NOX and VOC for the San Diego County
area, for both the 2008 and 2015 ozone
NAAQS.45 One set of base year and
future year baseline emissions
inventories reflects emissions within the
San Diego County area and includes
marine emissions out to 100 nautical
miles (NM) from the coast. A second set
of emissions inventories adds emissions
from the South Coast Air Basin to those
generated within the San Diego County
area (plus marine emissions out to 100
NM from the coast) to produce
combined inventories. A third set of
emissions inventories reflects San Diego
County area emissions including marine
emissions but only out to three NM from
the coast. All three sets of inventories
include the years 2011, 2017, 2020,
2023, 2026, 2029 and 2032.
Documentation for the inventories is
found in Sections 3 and 4 of the 2020
Plan, addressing the 2008 and 2015
ozone NAAQS, respectively, as well as
in the Plan’s Attachment A. Because
ozone levels in the area are typically
highest during the summer months, the
inventories provided in the 2020 Plan
represent average summer day
emissions from May through October.
The inventories in the 2020 Plan reflect
District rules adopted through the end
of calendar year 2019 and CARB rules
adopted through the end of calendar
year 2017. For estimating on-road motor
vehicle emissions, these inventories use
EMFAC2017, the EPA-approved version
of California’s mobile source emissions
model available at the time the 2020
Plan was developed.46
The VOC and NOX emissions
estimates are grouped into two general
categories, stationary sources and
mobile sources. Stationary sources are
further divided into ‘‘point’’ and ‘‘area’’
sources. Point sources typically refer to
stationary sources that are permitted
facilities and have one or more
identified and fixed pieces of equipment
and emissions points. Area sources
consist of widespread and numerous
smaller emissions sources, such as
consumer products, fireplaces and
agricultural burning.47 The mobile
45 2020
Plan, Attachment A.
is short for EMission FACtor. The EPA
announced the availability of the EMFAC2017
model for use in state implementation plan
development and transportation conformity in
California on August 15, 2019. 84 FR 41717. The
EPA’s approval of the EMFAC2017 emissions
model for SIP and conformity purposes was
effective on the date of publication of the notice in
the Federal Register.
47 2020 Plan, p. A–30.
46 EMFAC
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sources category is divided into two
major subcategories, ‘‘on-road’’ and ‘‘offroad’’ mobile sources. On-road mobile
sources include light-duty automobiles,
light-, medium-, and heavy-duty trucks,
and motorcycles. Off-road mobile
sources include aircraft, locomotives,
construction equipment, mobile
equipment, and recreational vehicles.
Point source (also referred to as
‘‘stationary source’’) emissions for the
2011 and 2017 base year emissions
inventories are calculated using
reported data from facilities using the
District’s annual emissions reporting
program, which applies under District
Rule 19.3 to stationary sources in the
San Diego County area that emit 25 tons
per year (tpy) or more of VOC or NOX.
Area sources include smaller emissions
sources distributed across the
nonattainment area. CARB and the
District estimate emissions for
numerous area source categories using
established inventory methods,
including publicly available emissions
factors and activity information.
Specific estimates are included in the
2020 Plan for area source categories:
consumer products, architectural
coatings and related process solvent use,
pesticides and fertilizers, asphalt paving
and roofing, residential fuel
combustion, farming operations, fires,
managed burning and disposal, and
cooking.
On-road emissions inventories in the
2020 Plan are calculated using CARB’s
EMFAC2017 model and the travel
activity data provided by SANDAG in
SANDAG’s 2018 adopted Regional
Transportation Improvement Program.48
CARB provided emissions inventories
for off-road equipment, including
construction and mining equipment,
industrial and commercial equipment,
lawn and garden equipment,
agricultural equipment, ocean-going
vessels, commercial harbor craft,
locomotives, cargo handling equipment,
pleasure craft, and recreational vehicles.
CARB used several models to estimate
emissions for off-road equipment
categories.49 Aircraft emissions
inventories are developed in
conjunction with the airports in the
region. In particular, an emissions
analysis was included in the 2020 Plan
for the San Diego International
Airport.50
The 2020 Plan distinguishes between
emissions sources within San Diego
County, which includes coastal
emissions (including marine vessel
emissions) within three NM of the
coastline, and emissions sources
operating outside the county but within
100 NM of the coastline. The base year
emissions inventory reflects only those
emissions sources that operate within
the nonattainment area (i.e., within
three NM of the coastline), but offshore
emissions sources affect ozone
concentrations in the nonattainment
area and thus are included in the
emissions inventories used for the
attainment demonstrations in the 2020
Plan.
The calendar year 2017 is the base
year in the 2020 Plan for both the 2008
and 2015 ozone NAAQS because 2017
the most recent calendar year for which
a complete triennial inventory was
required to be submitted to the EPA
under the provisions of 40 CFR part 51,
subpart A at the time of plan
development. The 2020 Plan includes
an emissions inventory for an earlier
year, i.e., calendar year 2011, because
that year is the RFP baseline year for the
2008 ozone NAAQS. The 2017 base year
inventory was used to forecast all future
years for area and mobile sources and to
‘‘backcast’’ such sources for 2011.51
To develop the 2011 inventory, CARB
relied on actual emissions reported from
industrial point sources for 2011 and
backcast emissions from 2017 for
smaller stationary and certain area
sources.52 Area source emissions from
pesticide were developed by CARB
based on actual emissions reported for
2011, while those from agricultural
burning were developed by CARB based
on actual emissions reported for 2008
that were ‘‘grown’’ (that is, projected
forward from 2008, based on estimated
changes in agricultural burning) to 2011.
CARB produced 2011 on-road emissions
estimates using EMFAC2017. Non-road
emissions were either backcast from
2017 (commercial aircraft and military
ocean-going vessels) or were estimated
using CARB’s OFFROAD2007 model.53
For the 2020 Plan, CARB used the
California Emission Projection Analysis
Model (CEPAM), 2019 SIP Baseline
Emission Projections, Version 1.00 to
develop future year emissions forecasts
(i.e., 2020, 2023, 2026, 2029 and
2032).54 In doing so, CARB reviewed the
growth and control factors for each
category and relevant year along with
the resulting emissions projections.55
51 Id.
at Q–2, footnote 29.
87855
CARB compared year-to-year trends to
similar and past datasets to ensure
general consistency, checked emissions
for specific categories to confirm they
reflect the anticipated effects of
applicable control measures, and
verified mobile source categories with
CARB mobile source staff for
consistency with the on-road and offroad emission models.56
In developing the 2020 Plan, the
District worked with the Department of
the Navy and the United States Marine
Corps to identify specific growth
increments from future anticipated
actions to include in the baseline
emissions forecasts for use by the
military to comply with the applicable
general conformity regulations. The
District then coordinated with CARB to
include the growth increments or
‘‘budgets’’ in the applicable source
categories in the CEPAM model used by
CARB to develop the future year
emissions inventories. More
specifically, the CEPAM model runs
used for the future year emissions
estimates in the 2020 Plan reflect a
military growth increment of 1.08 tpd of
VOC and 8.34 tpd of NOX for all future
years addressed in the plan.57 Similarly,
the District worked with the San Diego
County Regional Airport Authority to
identify a growth increment for future
anticipated actions at San Diego
International Airport (SDIA) for use in
connection with the general conformity
regulations. The growth increment for
SDIA for all future year emissions
estimates in the 2020 Plan is 0.141 tpd
of VOC and 1.756 tpd for NOX.58
Section III.H of this document provides
further information on the military and
SDIA growth increments reflected in the
2020 Plan.
The future year emissions estimates in
the 2020 Plan include two additional
specific adjustments—one to account for
pre-base year emissions reduction
credits (ERCs) and one to account for
the EPA’s rescission, in a final action
referred to as ‘‘SAFE 1,’’ of a waiver of
preemption of CARB’s light-duty
vehicle zero emission vehicle (ZEV)
sales mandate and greenhouse gas
(GHG) standards.59
Under the EPA’s SIP regulations for
nonattainment new source review (NSR)
programs, a state may allow new major
stationary sources or major
modifications to use as offsets ERCs that
were generated through shutdown or
52 Id.
48 Id. at A–35. SANDAG is the metropolitan
planning organization (MPO) for San Diego County.
49 Id. at A–36.
50 Id., Attachment C, ‘‘Planned San Diego
International Airport Projects Subject to General
Conformity.’’
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53 Email dated March 21, 2023, from Nick
Cormier, SDCAPCD to John J. Kelly, EPA, Subject:
‘‘FW: 2011 emission inventory in SD’s 2020 ozone
plan.’’
54 2020 Plan, Attachment A, Section A.8.
55 Id.
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56 Id.
57 2020
Plan, Section 2.1.3.1 and Attachment B.
Section 2.1.3.2 and Attachment C.
59 ‘‘The Safer Affordable Fuel-Efficient (SAFE)
Vehicles Rule Part One: One National Program’’
(SAFE 1), 84 FR 51310 (September 27, 2019).
58 Id.,
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curtailed emissions units occuring
before the base year of an attainment
plan. However, to use such ERCs, the
projected emissions inventories used to
develop the RFP and attainment
demonstration must explicitly include
the emissions from such previously
shutdown or curtailed emissions
units.60 The District has elected to
provide for use of pre-base year ERCs as
offsets by explicitly including such
ERCs in the future year emissions
estimates in the 2020 Plan. The ERC setaside in the 2020 Plan amounts to 0.71
tpd of VOC and 0.56 tpd of NOX.61
The ‘‘EMFAC2017 Adjustment
Factors’’ refers to adjustment factors that
CARB developed for EMFAC2017 to
account for the EPA’s SAFE 1 final
action that, among other things,
withdrew the EPA’s waiver of
preemption for CARB’s Advanced Clean
Car (ACC) regulation as it pertained to
CARB’s ZEV sales mandate and GHG
standards.62 EMFAC2017 reflected
emissions reductions that were
estimated to be achieved through
implementation of the ACC regulation,
including the ZEV sales mandate. In
response to the EPA’s SAFE 1 action,
CARB developed correction factors to be
used to account for the foregone
emissions reductions (EMFAC2017
Adjustment Factors).63 In 2020, the EPA
concurred on the use of CARB’s
EMFAC2017 Adjustment Factors for the
purposes of SIP development in
California,64 and the 2020 Plan takes
them into account as an adjustment to
the EMFAC2017-derived motor vehicle
emissions estimates included in the
future year emissions inventories. For
the 2020 Plan, the EMFAC2017
Adjustment Factor is generally 0.1 tpd
or less for VOC and NOX in all future
years expected to be affected by the
SAFE 1 action.
Table 1 of this document provides a
summary of the baseline emissions
inventories for the base year and future
years in tpd (average summer day) for
VOC and NOX for the 2008 ozone
NAAQS.65 The inventories summarized
in Table 1 distinguish between
emissions generated within the
nonattainment area and emissions that
are generated offshore between three
NM and 100 NM from the coastline of
San Diego County. Table 1 also shows
the adjustments made to account for
ERCs and the EMFAC2017 Adjustment
Factors. Table 2 of this document
provides the same type of summary
information as Table 1, but presents the
base year and future years that are
relevant for the 2015 ozone NAAQS.
Based on the emissions inventory for
2017, stationary, area, and mobile
sources (on-road and off-road)
contribute roughly equally to countywide VOC emissions, whereas mobile
sources (on-road and off-road) are the
predominant sources of NOX emissions.
The inventory for 2017 also shows the
magnitude of marine offshore (3 NM to
100 NM) emissions sources relative to
those within the nonattainment area. A
comparison of the base years with the
future years shows the significant
decrease that is expected to be achieved
through CARB’s regulations for new onroad and off-road mobile sources
together with vehicle turnover (i.e., the
rate of replacement of older, more
polluting models with new models
manufactured to meet tighter emissions
standards). For a more detailed
discussion of the methodologies used to
develop the inventories, see Attachment
A of the 2020 Plan.
TABLE 1—SAN DIEGO COUNTY BASE YEAR AND FUTURE YEAR BASELINE EMISSIONS INVENTORIES FOR THE 2008 OZONE
NAAQS
[Summer planning inventory, tpd]
2011
NOX
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Stationary Sources ...
Area Sources ...........
On-Road Mobile
Sources .................
Off-Road Mobile
Sources .................
Emission Reduction
Credits adjustment
EMFAC2017 Adjustment Factor ..........
2017
VOC
NOX
2020
VOC
NOX
2023
VOC
NOX
2026
VOC
NOX
VOC
4.4
1.9
27.4
36.8
4.1
1.7
27.6
33.6
4.0
1.5
26.9
34.3
3.9
1.4
26.3
34.8
4.0
1.2
26.3
35.2
71.2
34.4
37.7
20.5
28.5
16.5
19.7
13.8
17.5
12.3
33.2
38.0
33.5
31.1
32.6
28.5
31.2
26.7
30.3
25.2
................
................
................
................
0.6
0.7
0.6
0.7
0.6
0.7
................
................
................
................
................
................
<0.1
0.1
<0.1
<0.1
Total—San
Diego County
Nonattainment
Area ...............
110.7
136.6
77.0
112.9
67.1
107.0
56.8
102.4
53.6
99.7
Marine Emissions (3
NM–100 NM) ........
15.8
0.8
17.5
1.0
17.5
1.0
18.1
1.0
18.6
1.1
60 40
CFR part 51, Appendix S, section IV.C.5.
Plan, section 2.1.3.3 and Attachment F.
62 The EPA issued the ACC waiver on January 9,
2013 (78 FR 2112).
63 Letter and enclosures dated March 5, 2020 from
Steven S. Cliff, Ph.D., Deputy Executive Officer,
CARB, to Elizabeth Adams, Director, Air and
Radiation Division, EPA Region IX.
61 2020
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64 Letter dated March 12, 2020, from Elizabeth J.
Adams, Director, Air and Radiation Division, EPA
Region IX, to Steven S. Cliff, Ph.D., Deputy
Executive Officer, CARB.
65 Tables 1 and 2 summarize anthropogenic
emissions sources only, which is consistent with
the EPA’s ‘‘Emissions Inventory Guidance for
Implementation of Ozone and Particulate Matter
National Ambient Air Quality Standards (NAAQS)
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and Regional Haze Regulations’’ (May 2017).
Anthropogenic emissions sources are
distinguishable from natural sources, which include
biogenic, geogenic and wildfire emissions sources.
Both anthropogenic and natural sources of
emissions are, however, included in emissions
inventories used for attainment demonstration
modeling purposes.
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TABLE 1—SAN DIEGO COUNTY BASE YEAR AND FUTURE YEAR BASELINE EMISSIONS INVENTORIES FOR THE 2008 OZONE
NAAQS—Continued
[Summer planning inventory, tpd]
2011
VOC
NOX
Total—Nonattainment
Area plus Marine Emissions
(3 NM–100
NM) ................
2017
126.5
NOX
137.5
2020
VOC
94.5
113.8
NOX
2023
VOC
84.7
108.0
NOX
2026
VOC
74.8
103.4
NOX
VOC
72.2
100.8
Source: 2020 Plan, Attachment A, Tables A–1 and A–3. The sum of the emissions values may not equal the total due to rounding of the
numbers.
TABLE 2—SAN DIEGO COUNTY BASE YEAR AND FUTURE YEAR BASELINE EMISSIONS INVENTORIES FOR THE 2015 OZONE
NAAQS
[summer planning inventory, (tpd)]
2017
VOC
NOX
Stationary Sources ...
Area Sources ...........
On-Road Mobile
Sources .................
Off-Road Mobile
Sources .................
Emission Reduction
Credits adjustment
EMFAC2017 Adjustment Factor ..........
2023
NOX
2026
VOC
NOX
2029
VOC
NOX
2032
VOC
NOX
VOC
4.1
1.7
27.6
33.6
3.9
1.4
26.3
34.8
4.0
1.2
26.3
35.2
4.0
1.0
26.6
35.6
4.1
1.0
27.2
36.1
37.7
20.5
19.7
13.8
17.5
12.3
16.0
11.1
15.1
10.0
33.5
31.1
31.2
26.7
30.3
25.2
29.7
24.2
28.9
23.2
................
................
0.6
0.7
0.6
0.7
0.6
0.7
0.6
0.7
................
................
<0.1
0.1
<0.1
<0.1
<0.1
<0.1
<0.1
0.1
Total—San
Diego County
Nonattainment
Area ...............
77.0
112.9
56.8
102.4
53.6
99.7
51.3
98.2
49.7
97.2
Marine Emissions (3
NM–100 NM) ........
17.5
1.0
18.1
1.0
18.6
1.1
19.0
1.0
19.3
1.1
Total—Nonattainment
Area plus Marine Emissions
(3 NM–100
NM) ................
94.5
113.8
74.8
103.4
72.2
100.8
70.0
99.3
69.0
98.3
Source: 2020 Plan, Attachment A, Tables A–1 and A–3. The sum of the emissions values may not equal the total due to rounding of the
numbers.
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3. The EPA’s Review of the State’s
Submission
The 2020 Plan refers to year 2017 as
the base year inventory for both the
2008 and 2015 ozone NAAQS but also
includes an inventory of actual
emissions in calendar year 2011, which
we have reviewed for the purpose of
evaluating compliance with the base
year emissions inventory SIP
requirement for the 2008 ozone NAAQS.
Year 2017 is the appropriate base year
for the emissions inventory SIP
requirement for the 2015 ozone NAAQS.
We have reviewed the 2011 and 2017
base year emissions inventories in the
2020 Plan and the inventory
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methodologies used by the District and
CARB for consistency with CAA
requirements and EPA guidance. First,
we find that the 2011 and 2017
inventories include estimates for VOC
and NOX for a typical ozone season
weekday, and that CARB has provided
adequate documentation explaining
how the emissions are calculated.
Second, we find that the 2011 and 2017
base year emissions inventories in the
2020 Plan reflect appropriate emissions
models and methodologies, and,
therefore, represent comprehensive,
accurate, and current inventories of
actual emissions during those years in
the San Diego County area. Therefore,
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the EPA is proposing to approve the
2011 and 2017 emissions inventories in
the 2020 Plan as meeting the
requirements for base year inventories
for 2008 and 2015 ozone set forth in
CAA sections 172(c)(3) and 182(a)(1),
and 40 CFR 51.1115 and 40 CFR
51.1315. In addition, although the
requirement for a base year emissions
inventory applies to the nonattainment
area, we find that the District’s estimates
of marine emissions out to 100 NM (i.e.,
beyond the nonattainment area
boundary that extends three NM
offshore) are reasonable and appropriate
to include in the 2020 Plan given that
such emissions must be accounted for in
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the ozone attainment demonstrations for
this nonattainment area.
With respect to the future year
emissions baseline projections, we have
reviewed the growth and control factors
and find them acceptable and conclude
that the future baseline emissions
projections in the 2020 Plan reflect
appropriate calculation methods and the
latest planning assumptions. We have
also reviewed the documentation
concerning the growth increments for
the military and for SDIA and the
documentation for the ERCs and find
that they are appropriately accounted
for in the future year baseline emissions
inventories or, in the case of the ERCs,
as an off-model adjustment to the
inventories.66 With respect to the
EMFAC2017 Adjustment Factors, we
note that, since adoption of the 2020
Plan, the EPA has rescinded SAFE 1
(the withdrawal of the waiver of CARB’s
ZEV sales mandate and GHG
standards),67 which calls into question
the use of the EMFAC2017 Adjustment
Factor, as it may affect projections,
particularly over the long term.
However, as shown in Tables 1 and 2,
the EMFAC2017 Adjustment Factor
adjustment in the future year emissions
inventories is insignificant (0.1 tpd or
less for both VOC and NOX), and thus
the change in circumstances regarding
the status of CARB’s ZEV sales mandate
does not affect the emissions projections
used for the RFP and attainment
demonstrations in the 2020 Plan.
Also, as a general matter, the EPA will
approve a SIP revision that takes
emissions reduction credit for a control
measure only where the EPA has
approved the measure as part of the SIP.
Thus, to take credit for the emissions
reductions from District rules for
stationary sources and CARB rules for
mobile sources, the related rules must
be approved by the EPA into the SIP.68
The EPA performed a review of District
rules relied upon in developing the
future baseline emissions inventories for
the 2020 Plan.69 Based on our review,
we find that, with only one exception
that does not implicate the RFP or
attainment demonstrations of the 2020
Plan,70 District rules relied upon in
66 See Section III.H of this document for our full
evaluation, and proposed approval, of the growth
increments for the military and SDIA.
67 87 FR 14332 (March 14, 2022).
68 See generally Committee for a Better Arvin v.
EPA, 786 F.3d 1169, 1175–1177 (9th Cir. 2015).
69 The EPA’s review of District rules relied upon
in developing the future baseline emissions
inventories is presented in Memorandum to Docket
EPA–R09–OAR–2021–0135 from Jeff Wehling,
Office of Regional Counsel, EPA Region IX, August
25, 2023.
70 District Rule 61.4.1 should be submitted for
approval as part of the SIP; however, the related
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developing the future baseline
emissions inventories are approved as
part of the SIP. With respect to mobile
sources, the EPA has taken action in
recent years to approve CARB mobile
source regulations into the California
SIP.71 We therefore find that the future
year baseline projections in the 2020
Plan are properly supported by SIPapproved stationary and mobile source
measures.
B. Reasonably Available Control
Measures Demonstration and Control
Strategy
1. Statutory and Regulatory
Requirements
CAA section 172(c)(1) requires that
each attainment plan provide for the
implementation of all RACM as
expeditiously as practicable (including
such reductions in emissions from
existing sources in the area as may be
obtained through implementation of
reasonably available control technology
(RACT)), and to provide for attainment
of the NAAQS. The 2008 Ozone SRR
and the 2015 Ozone SRR require that,
for each nonattainment area required to
submit an attainment demonstration,
the state concurrently submit a SIP
revision demonstrating that it has
adopted all RACM necessary to
demonstrate attainment as expeditiously
as practicable and to meet any RFP
requirements.72
The EPA has previously provided
guidance interpreting the RACM
requirement, in the General Preamble
for the Implementation of the Clean Air
Act Amendments of 1990 (‘‘General
Preamble’’) and in a memorandum
entitled ‘‘Guidance on the Reasonably
Available Control Measure Requirement
and Attainment Demonstration
Submissions for Ozone Nonattainment
Areas.’’ 73 In short, to address the
requirement to adopt all RACM, states
should consider all potentially
reasonable measures for source
categories in the nonattainment area to
determine whether they are reasonably
emissions reductions are not of a magnitude as to
implicate the RFP or attainment demonstrations.
71 See 81 FR 39424 (June 16, 2016), 82 FR 14446
(March 21, 2017), and 83 FR 23232 (May 18, 2018).
72 40 CFR 51.1112(c); 40 CFR 51.1312(c). The
‘‘San Diego County area’’ is shorthand for two
nonattainment areas, one for each of two ozone
NAAQS: the 2008 and the 2015 ozone NAAQS. The
boundary is the same for both areas. Accordingly,
the District submitted two attainment
demonstrations in the 2020 Plan, one for each of the
two standards.
73 See General Preamble, 57 FR 13498, 13560
(April 16, 1992) and memorandum dated November
30, 1999, from John S. Seitz, Director, OAQPS, to
Regional Air Directors, Subject: ‘‘Guidance on the
Reasonably Available Control Measure Requirement
and Attainment Demonstration Submissions for
Ozone Nonattainment Areas.’’
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available for implementation in that
area and whether they would, if
implemented individually or
collectively, advance the area’s
attainment date by one year or more.74
Any measures that are necessary to meet
these requirements that are not already
either federally promulgated, or part of
the state’s SIP, must be submitted in
enforceable form as part of the state’s
attainment plan for the area.
For ozone nonattainment areas
classified as Moderate or above, CAA
section 182(b)(2) also requires
implementation of RACT for all major
sources of VOC and for each VOC
source category for which the EPA has
issued a control techniques guideline.
CAA section 182(f) requires that RACT
under section 182(b)(2) also apply to
major stationary sources of NOX. In
Severe areas, a major source is a
stationary source that emits or has the
potential to emit at least 25 tpy of VOC
or NOX (CAA sections 182(d) and (f)).
Under the 2008 Ozone SRR and the
2015 Ozone SRR, states were required to
submit SIP revisions meeting the RACT
requirements of CAA sections 182(b)(2)
and 182(f) no later than 24 months after
the effective date of designation for the
2008 ozone NAAQS and the 2015 ozone
NAAQS, respectively. Implementation
of the required RACT measures is
required as expeditiously as practicable
but no later than January 1 of the 5th
year after the effective date of
designation for the 2008 ozone NAAQS
(see 40 CFR 51.1112(a)) and for the 2015
ozone NAAQS (see 40 CFR
51.1312(a)).75
2. Summary of the State’s Submission
The 2020 Plan presents two RACM
demonstrations. The first is included in
Section 3.2.1 and addresses the 2008
ozone NAAQS. The second is presented
in Section 4.2.1 for the 2015 ozone
NAAQS. Within each Section, the 2020
Plan presents a RACM analysis
organized by several emissions source
groups. The District and CARB each
undertook a process to identify and
evaluate potential RACM that could
contribute to expeditious attainment of
the 2008 ozone NAAQS and the 2015
74 Id. See also 44 FR 20372 (April 4, 1979), and
memorandum dated December 14, 2000, from John
S. Seitz, Director, OAQPS, to Regional Air
Directors, Subject: ‘‘Additional Submission on
RACM From States with Severe One-Hour Ozone
Nonattainment Area SIPs.’’
75 California submitted the CAA section 182
RACT SIP for the San Diego County area for both
the 2008 and 2015 ozone NAAQS, as a Severe
nonattainment area with a 25 tpy major source
threshold, on December 29, 2020. To date, the EPA
has taken several actions on the San Diego County
RACT SIP. We are not taking action on the RACT
SIP in this rulemaking but will be completing
action on it in a separate rulemaking(s).
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ozone NAAQS in the San Diego County
area. In addition, the District presented
a ‘‘RACM Cumulative Analysis’’ for
each standard as an overarching
analysis of all source categories covered
by CARB, the District and SANDAG.76
The 2020 Plan’s RACM section for the
2008 ozone NAAQS begins by
determining the magnitude of emissions
reductions that would be needed to
advance the area’s attainment date by
one year. As noted in Section I.B of this
document, air pollutants transported
from the South Coast region contribute
to higher ozone levels in San Diego
County under certain weather
conditions. Accordingly, the RACM
analysis in the 2020 Plan for the 2008
ozone NAAQS accounts for projected
emissions from the San Diego CountySouth Coast transport couplet.77
Using emissions levels of the
District’s chosen 2026 attainment
demonstration year as a basis for
comparison, the District compared
emissions levels from 2026 to what the
levels are projected to be one year
earlier, that is, 2025. The lower levels in
87859
2026 were then subtracted from the
higher levels of emissions in 2025,
providing a difference in emissions
levels that could then be compared
against the 2020 Plan’s RACM, that is,
emissions reductions from reasonably
available control measures, to determine
if enough RACM reductions would be
available to advance the 2026
attainment year to 2025. These levels
are provided in Table 3 of this
document.
TABLE 3—EMISSIONS REDUCTIONS NEEDED TO ADVANCE ATTAINMENT BY ONE YEAR, 2008 OZONE NAAQS
Emissions
(tpd)
Emissions totals
2026 VOC Emissions Inventory ..........................................................................................................................................................
2025 VOC Emissions Inventory ..........................................................................................................................................................
VOC Emissions Reductions Needed in 2025 to Demonstrate Attainment .........................................................................................
2026 NOX Emissions Inventory ...........................................................................................................................................................
2025 NOX Emissions Inventory ...........................................................................................................................................................
NOX Emissions Reductions Needed in 2025 to Demonstrate Attainment ..........................................................................................
471.0
473.8
2.8
344.0
347.4
3.4
Source: 2020 Plan, Table 3–2 and Table A–2.
Because the District’s attainment
demonstration relies on specific levels
of emissions of both VOC and NOX, the
reductions of emissions to advance that
attainment date one year would require
reductions in both VOC and NOX at the
levels shown in Table 3, that is, 2.8 tpd
of VOC and 3.4 tpd of NOX (‘‘2008
ozone NAAQS RACM targets’’). These
amounts of reductions are then viewed
as targets to see if they can be met or
exceeded, and if so, then the attainment
year for the 2008 ozone NAAQS would
be moved up one year, to 2025. The
2020 Plan groups emissions sources into
several large categories and assesses
each one to identify potential RACM
and to determine their potential
collectively to provide emissions
reductions equal to or greater than these
targets.
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a. 2008 Ozone NAAQS, District’s RACM
Analysis
The District provides a
comprehensive evaluation of its 2008
ozone NAAQS RACM control strategy in
Section 3.2.1 (‘‘Reasonably Available
Control Measures (RACM)
Demonstration’’) and Attachments A, D,
G, H, I and J of the 2020 Plan. The
evaluation includes: source
descriptions; base year and projected
baseline year emissions for the source
category affected by the rule; discussion
of the current requirements of the rule;
76 2020
Plan, Sections 3.2.1 and 4.2.1.
Plan, p. 38. In this context, ‘‘transport
couplet’’ refers to a ‘‘transport couple,’’ a term that
refers to two air basins, one of which has an impact
77 2020
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and discussion of potential additional
control measures, including, in many
cases, a discussion of the technological
and economic feasibility of the
additional control measures. This
includes a comparison of each District
rule to analogous control measures
adopted by other agencies.
The District’s RACM demonstration
for the 2008 ozone NAAQS begins with
an analysis of stationary source controls,
described in Section 3.2.1.2
(‘‘Identifying Potential RACM for
Stationary Sources’’) of the 2020 Plan.
This section of the 2020 Plan identifies
potential control measures and analyzes
these measures for emissions reduction
opportunities, as well as economic and
technological feasibility. The District’s
comprehensive demonstration considers
potential control measures for stationary
sources located throughout the area
under its jurisdiction, that is, the
entirety of San Diego County.
As a first step in the RACM analysis,
the District prepared a detailed
inventory of emissions sources of VOC
and NOX to identify source categories
from which emissions reductions would
effectively contribute to attainment.
Details on the methodology and
development of the emissions inventory
are discussed in Section 3 and
Attachment A of the 2020 Plan. Because
the San Diego County area airshed is
coupled with the South Coast Air Basin,
which was used in the attainment
demonstration modeling in the 2020
Plan, the District prepared a ‘‘couplet’’
emissions inventory that includes the
two areas’ combined emissions. A total
of 75 source categories are included in
the couplet emissions inventory: 45 for
stationary and area sources and 30 for
mobile sources.78 Although the couplet
emissions inventory includes South
Coast and is therefore used in
calculating the 2008 ozone NAAQS
RACM targets (2.8 tpd VOC, 3.4 tpd
NOX), only sources of emissions within
San Diego County were evaluated for
their potential to either meet the 2008
ozone NAAQS RACM targets or to
contribute to a collective reduction to
meet those targets.
The District compared the 45 source
categories to its rules for stationary and
area sources. This analysis builds upon
a foundation of District rules developed
for earlier ozone plans and approved as
part of the SIP. These rules establish
emissions limits or other types of
emissions controls for a wide range of
sources, including VOC storage and
handling, use of solvents, gasoline
storage, gasoline transfer, dry cleaning
with petroleum-based solvent,
architectural coatings, surface coating
operations, marine, wood products and
aerospace coating operations, degreasing
operations, cutback and emulsified
asphalts, kelp processing and
on ambient air pollutant concentrations in the other
air basin due to transport of pollutants and
precursors by prevailing wind patterns. See
‘‘Assessment of the Impacts of Transported
Pollutants on Ozone Concentrations in California,’’
CARB, March 2001.
78 2020 Plan, Table A–2.
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biopolymer manufacturing operations,
pharmaceutical and cosmetic
manufacturing, and bakery ovens,
among others. These rules have already
provided significant reductions toward
attainment of the 2008 ozone NAAQS
by 2026.
The District excluded RACT rules
from their stationary source RACM
analysis because those rules are already
required by federal law to be included
in the SIP and are therefore not
‘‘potential’’ RACM control measures.
Likewise, the District excluded
stationary and area sources it regulates
under the State’s requirement to adopt
‘‘all feasible measures,’’ as these
measures are also already implemented
and incorporated into the area’s
attainment demonstration, and are
therefore also not potential RACM. In
addition, California state law requires
‘‘Best Available Retrofit Control
Technology’’ or BARCT.79 Because
BARCT is an ongoing requirement for
the District, BARCT rules are already
implemented, would provide no new
emissions reductions, and are therefore
not potential RACM.
To demonstrate that the SDCAPCD
considered all candidate measures that
are available and technologically and
economically feasible for stationary
sources, the District conducted several
steps in their analysis.
Step 1. Stakeholder Outreach
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As part of a previous planning effort
for the 2008 ozone NAAQS (the 2016
Moderate Plan),80 and again as part of
the SIP development effort for the
(Severe) 2020 Plan, the District held
multiple stakeholder outreach sessions.
These sessions were intended to solicit
stakeholder input on the full array of
control measures that might be available
for emissions sources in the area. Two
public workshops were held in July
2020, in addition to other individual
stakeholder meetings that were held for
feedback on the entire draft 2020 Plan
before and after each public workshop.
These meetings built upon similar
outreach the District conducted for prior
federal and state air quality plans,
including the 2016 Moderate Plan.
79 California Health & Safety Code sections 40918,
40919, 40920 and 40920.5.
80 The State of California submitted the San Diego
County area’s 2016 Moderate ozone attainment plan
to the EPA as a SIP revision on April 12, 2017. At
the time, the area was a Moderate nonattainment
area for the 2008 ozone NAAQS. The State
withdrew the 2016 Moderate ozone attainment plan
by letter dated December 16, 2021 following
submittal of the 2020 Plan and the EPA’s grant of
the State’s request to reclassify San Diego County
to Severe for the 2008 ozone NAAQS.
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Step 2. Reasonably Available Control
Technology Analysis
The District then considered
Reasonably Available Control
Technology (RACT) stationary source
categories and found 11 existing District
control measures that could be further
controlled when compared to existing
rules in other California air districts.81
These 11 control measures apply to
specific types of emissions sources:
Receiving and Storing Volatile Organic
Compounds at Bulk Plants and Bulk
Terminals, Transfer of Organic
Compounds into Mobile Transport
Tanks, Metal Parts and Product Coating
Operations, Paper, Film, and Fabric
Coatings, Aerospace Coating Operations,
Graphic Arts Operations, Marine
Coating Operations, Adhesive Materials
Application Operations, Industrial and
Commercial Boilers, Process Heaters
and Steam Generators, Natural GasFired Fan-Type Central Furnaces, and
Stationary Gas Turbine Engines. The
SDCAPCD compared its rules to the
analogous rules for the same stationary
source types in other California air
districts, as candidate potential
measures, and estimated the potential
emissions reductions associated with
each control measure if it were modified
to reflect the other district’s rule.
Step 3. EPA Technical Support
Documents (TSDs)
The District researched TSDs from
recent EPA rulemakings but did not find
any potential additional stationary
source controls beyond what its RACT
analysis found.82
Step 4. Control Measures in Other Areas
The District reviewed stationary
source control measures in other areas
(i.e., San Francisco Bay Area,
Sacramento, San Joaquin Valley, Santa
Barbara, South Coast, and Ventura
County) to evaluate whether control
technologies available and cost-effective
within other areas would be available
and cost-effective for use in the San
Diego County area.83 These include six
control measures: Vacuum Truck
Operations, Miscellaneous NOX
Sources, Equipment Leaks, Restaurant
Cooking Operations, Food Products
Manufacturing/Processing, and
Metalworking Fluids and Direct-Contact
Lubricants.
81 2020
Plan, Table G–1, items G.1 to G.11.
dated August 31, 2023, from Nick
Cormier, SDCAPCD, to John J. Kelly, EPA.
83 2020 Plan, Table G–1, items G.12 to G.17.
82 Email
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Step 5. EPA Menu of Control Measures
The Menu of Control Measures
(MCM) 84 compiled by the EPA’s Office
of Air Quality Planning and Standards
was created to provide information
useful in the development of emissions
reduction strategies and to identify and
evaluate potential control measures.
District staff reviewed the EPA’s MCM
for stationary source point and nonpoint
sources of NOX and VOC.
Based on its evaluation of all available
stationary source control measures, the
District concluded that its existing rules
are generally as stringent as analogous
rules in other districts, and where they
were not, quantified the difference. In
all, the District estimated that the total
possible emissions reductions from
further control of stationary sources
subject to existing District rules and
control of additional source categories
would be approximately 0.4 tpd for
VOC and 0.4 tpd for NOX.85
b. 2008 Ozone NAAQS, RACM Analysis
for Transportation Control Measures
Attachment H of the 2020 Plan
contains the District’s transportation
control measure (TCM) RACM
evaluation. The implemented TCMs in
Attachment H are applicable in San
Diego County. The District conducted
the TCM RACM analysis on behalf of
SANDAG and local jurisdictions in San
Diego County, based on SANDAG’s
regional transportation plan (RTP),
specifically, ‘‘San Diego Forward: The
2019 Federal Regional Transportation
Plan’’ (‘‘2019 RTP’’).86 The 2019 RTP
was developed in consultation with
federal, state and local transportation
and air quality planning agencies and
other stakeholders.
As described in Attachment H of the
2020 Plan, for the TCM RACM analysis,
the District listed all TCMs that are
included in CAA section 108(f) and
their implementation status in San
Diego County.87 Of the 16 TCMs listed
in CAA section 108(f), 13 are
implemented in San Diego County. Of
these implemented TCMs, five were
included in the area’s 1982 SIP.
Of the three TCMs that are not
implemented in San Diego County, one
(‘‘Trip Reduction Ordinances’’) was
adopted in 1994, but was then rescinded
in 1995 when federal and State laws
were amended eliminating the mandate
84 EPA,
MCM, April 12, 2012.
Plan, Attachment G, Table G–1.
86 The 2019 RTP was adopted by SANDAG’s
Board on October 25, 2019. The 2019 RTP was
approved by the Federal Highway Administration
on November 15, 2019.
87 2020 Plan, Attachment H, ‘‘Implementation
Status of Transportation Control Measures,’’ Table
H–1.
85 2020
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for such measures.88 Another
(‘‘Programs to limit or restrict vehicle
use in downtown areas or other areas of
emission concentration particularly
during periods of peak use’’ or ‘‘Peak
Use Restriction Programs’’) was found to
be infeasible due to San Diego’s lowdensity land use pattern and
accompanying longer transit travel
times. However, the District notes that
SANDAG’s Smart Growth Incentive
Program provides funding to cities in
San Diego County for infrastructure
projects that enhance alternatives to
driving in higher density areas.
Finally, one TCM, (‘‘Programs to
reduce motor vehicle emissions,
consistent with Title II, which are
caused by extreme cold start
conditions’’ or ‘‘Cold Weather Start
Programs’’) was found to be not
applicable to San Diego County due to
its mild climate.
Based on its review of TCM projects
implemented in San Diego County, the
District determined that 13 of the 16
TCMs listed in CAA section 108(f) are
being implemented in the county and
are therefore ineligible for consideration
as potential RACM. To determine if the
three unimplemented TCMs could be
required as RACM, the District
estimated the maximum emissions
reductions to be attributed to those
TCMs.
The 2020 Plan estimates the
maximum emissions reduction potential
of the three unimplemented TCMs,
citing a 1992 SANDAG study that
estimated maximum emissions
reductions for Trip Reduction
Ordinances alone at less than 2 percent
of on-road vehicle emissions.89 The
1992 SANDAG study also found that
potential reductions of all 15 of the
other TCMs combined do not equal the
Trip Reduction Ordinances TCM alone.
Therefore, the 2020 Plan estimates the
maximum potential emissions reduction
potential of the three unimplemented
TCMs as 2 percent of on-road vehicle
emissions in a given year. For the
modeled attainment year, 2026,
projected on-road motor vehicle
emissions in San Diego County are 12.2
tpd VOC and 17.5 tpd NOX. Two
88 As amended in 1990, CAA section 182(d)(1)(B)
required states with Severe ozone nonattainment
areas to adopt and submit SIP revisions requiring
employers in such areas to implement programs to
reduce work-related vehicle trips and miles traveled
by employees, commonly referred to as ‘‘trip
reduction ordinances.’’ Amendments to the CAA
promulgated in 1995 revised CAA section
182(d)(1)(B) such that trip reduction ordinances are
no longer required but may be adopted and
submitted as SIP revisions at the state’s discretion.
89 ‘‘Transportation Control Measures for the Air
Quality Plan,’’ SANDAG, 1992.
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percent of these projected emissions is
0.2 tpd VOC and 0.4 tpd NOX.
c. 2008 Ozone NAAQS, CARB’s RACM
Analysis
CARB’s RACM analysis is contained
in Attachment I (‘‘CARB Analyses of
Potential Additional Mobile Source and
Consumer Products Control Measures’’)
(‘‘CARB RACM assessment’’) of the 2020
Plan. The CARB RACM analysis
provides a general description of
CARB’s existing mobile source
programs. In its analysis, CARB
includes mobile source control
measures described in CARB’s ‘‘2016
State Strategy for the State
Implementation Plan’’ (2016 State
Strategy).90 A more detailed description
of CARB’s mobile source control
program, including a comprehensive
table listing on- and off-road mobile
source regulatory actions taken by
CARB from 1985 to 2019, is contained
in Attachment D of the 2020 Plan
(‘‘CARB Control Measures, 1985 to 2019
(March 2020)’’). CARB’s RACM analysis
and 2016 State Strategy collectively
contain CARB’s evaluation of mobile
source and other statewide control
measures that reduce emissions of NOX
and VOC in California, including San
Diego County.
Source categories for which CARB has
primary responsibility for reducing
emissions in California include most
new and existing on- and off-road
engines and vehicles, motor vehicle
fuels, and consumer products. CARB
developed its 2016 State Strategy
through a multi-step measure
development process, including
extensive public consultation, to
develop and evaluate potential
strategies for mobile source categories
under CARB’s regulatory authority that
could contribute to expeditious
attainment of the standard.91 Through
the process of developing the 2016 State
Strategy, CARB identified certain
defined measures as available to achieve
additional VOC and NOX emissions
reductions from sources under CARB
jurisdiction, including tighter
requirements for new light- and
medium-duty vehicles (referred to as the
‘‘Advanced Clean Cars 2’’ measure), a
low-NOX engine standard for vehicles
with new heavy-duty engines, tighter
emissions standards for small off-road
engines, and more stringent
requirements for consumer products,
among others.92 In adopting the 2016
90 CARB’s 2016 State Strategy is available in the
docket for this action and at https://ww3.arb.ca.gov/
planning/sip/2016sip/rev2016statesip.pdf.
91 2020 Plan, p. I–2.
92 2016 State Strategy, Chapter 4 (‘‘State SIP
Measures’’).
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State Strategy, CARB committed to
bringing the defined measures to the
CARB Board for action according to the
specific schedule included as part of the
strategy.93
Given the need for substantial
emissions reductions from mobile and
area sources to meet the NAAQS in
California nonattainment areas, CARB
established stringent control measures
for on-road and off-road mobile sources
and the fuels that power them.
California has unique authority under
CAA section 209 (subject to a waiver by
the EPA) to adopt and implement new
emission standards for many categories
of on-road vehicles and engines, and
new and in-use off-road vehicles and
engines.
CARB’s mobile source program
extends beyond regulations that are
subject to the waiver or authorization
process set forth in CAA section 209 to
include standards and other
requirements to control emissions from
in-use heavy-duty trucks and buses,
gasoline and diesel fuel specifications,
and many other types of mobile sources.
Generally, these regulations have been
submitted and approved as revisions to
the California SIP.94
In their RACM analysis, CARB
concludes that, in light of the extensive
public process culminating in the 2016
State Strategy, with the current mobile
source program and proposed measures
included in the 2016 State Strategy,
there are no additional mobile source
RACM that would advance attainment
of the 2008 ozone NAAQS in San Diego
County. As a result, CARB concludes
that California’s mobile source programs
fully meet the RACM requirement.95
Attachment I of the 2020 Plan
describes CARB’s current consumer
products program and commitments in
the 2016 State Strategy to achieve
additional VOC reductions from
consumer products.96 As described in
Attachment I, CARB’s current consumer
products program limits VOC emissions
from 129 consumer product categories,
including product categories such as
93 CARB Resolution 17–7 (dated March 23, 2017),
p. 7. CARB’s resolution is available in the docket
for this action and at https://ww3.arb.ca.gov/
planning/sip/2016sip/res17-7.pdf.
94 See, e.g., the EPA’s approval of standards and
other requirements to control emissions from in-use
heavy-duty diesel-powered trucks, at 77 FR 20308
(April 4, 2012), revisions to the California on-road
reformulated gasoline and diesel fuel regulations at
75 FR 26653 (May 12, 2010), and revisions to the
California motor vehicle inspection and
maintenance program at 75 FR 38023 (July 1, 2010).
95 2020 Plan, p. I–6.
96 Id., pp. I–6, I–7. CARB’s consumer product
measures are found in the California Code of
Regulations, Title 17 (‘‘Public Health’’), Division 3
(‘‘Air Resources’’), Chapter 1 (‘‘Air Resources
Board’’), Subchapter 8.5 (‘‘Consumer Products’’).
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there are not enough potential RACM
reductions to advance the attainment
date.
antiperspirants and deodorants and
aerosol coatings.97 The EPA has
approved these measures into the
California SIP as VOC emissions
controls for a wide array of consumer
products.98
e. 2015 Ozone NAAQS, RACM
d. 2008 Ozone NAAQS, the District’s
RACM Conclusion
In addition to evaluating a number of
stationary, area, and mobile sources, as
well as consumer products, in the
separate groups as described in Section
III.B.a. to Section III.B.c. in this
document, the District presents a
‘‘cumulative analysis’’ to assess whether
all potential RACM combined could
result in advancement of the modeled
2026 attainment year to 2025.99
Attachment J (‘‘Calculation of
Cumulative Potential Emission
Reductions for Possible Reasonably
Available Control Measures (RACM)’’)
of the 2020 Plan presents the
cumulative potential RACM.100 When
taken together, all potential RACM
reductions of VOC and NOX that the
District and CARB evaluated amount to
approximately 0.7 tpd VOC and 0.7 tpd
NOX. These amounts fall far short of the
2008 ozone RACM targets of 2.8 tpd
VOC and 3.4 tpd NOX.101 The District
therefore concludes that, collectively,
In addition to addressing RACM for
the 2008 ozone NAAQS, the 2020 Plan
addresses RACM for the 2015 NAAQS.
Section 4.2.1, ‘‘Reasonably Available
Control Measures (RACM)
Demonstration,’’ of the 2020 Plan
contains the plan’s RACM
demonstration for the 2015 ozone
NAAQS. The demonstration reflects
much of what the 2020 Plan presents for
demonstrating RACM for the 2008
ozone NAAQS and relies on the same
attachments described in Section
III.B.2.a.–d. of this document, that is,
Attachments A (‘‘Emissions Inventories
and Documentation for Baseline, RFP,
and Attainment Years’’), D (‘‘CARB
Control Measures, 1985 to 2019’’), G
(‘‘Analyses of Potential Additional
Stationary Source Control Measures’’),
H (‘‘Implementation Status of
Transportation Control Measures’’), I
(‘‘CARB Analyses of Potential
Additional Mobile Source and
Consumer Products Control Measures’’),
and J (‘‘Calculation of Cumulative
Potential Emission Reductions for
Possible Reasonably Available Control
Measures (RACM’’).
In the 2020 Plan, the District
compares 2032 projected emissions of
the ozone precursors VOC and NOX to
those of the year prior, 2031, to
determine the amount of emissions
reductions that would be necessary in
order to advance attainment by one
year, to 2031, providing a 2015 ozone
NAAQS RACM target. These levels are
provided in Table 4 of this document.
Unlike the emissions projections used to
determine the magnitude of emissions
reductions that would be necessary to
advance attainment by one year for the
RACM demonstration for the 2008
ozone NAAQS, the emissions
projections used to determine the
magnitude of emissions reductions
necessary to advance attainment by one
year for the RACM demonstration for
the 2015 ozone NAAQS reflect
emissions only for San Diego County
(i.e., including marine emissions 3 to
100 NM off the County coastline) rather
than those for the South Coast-San
Diego couplet. Using this more
conservative approach, the District
determined that VOC reductions of 0.1
tpd and NOX reductions of 5.9 tpd
would advance the attainment date for
the 2015 ozone NAAQS by one year.102
TABLE 4—EMISSIONS REDUCTIONS NEEDED TO ADVANCE ATTAINMENT BY ONE YEAR, 2015 OZONE NAAQS
Emissions
(tpd)
Emissions totals
2032 VOC Emissions Inventory ..........................................................................................................................................................
2031 VOC Emissions Inventory ..........................................................................................................................................................
VOC Emissions Reductions Needed in 2031 to Demonstrate Attainment .........................................................................................
2032 NOX Emissions Inventory ...........................................................................................................................................................
2031 NOX Emissions Inventory ...........................................................................................................................................................
NOX Emissions Reductions Needed in 2025 to Demonstrate Attainment ..........................................................................................
98.3
98.4
0.1
* 63.3
69.2
5.9
Source: 2020 Plan, Table 4–2, ‘‘Emissions Reductions Required to Advance Attainment By One Year, 2015 Ozone NAAQS (tons per day).’’
* Adjusted for RACM. The unadjusted 2032 NOX emissions inventory for San Diego County is 69.0 tpd. However, for attainment purposes,
CARB has committed to obtain additional emissions reductions, in the amount of 4 tpd NOX, as described in Section 4.3.5 of the 2020 Plan, and
1.7 tpd NOX, as described in Section 4.3.4 of the 2020 Plan and in Attachment L, Section L.3.9. These commitments add up to 5.7 tpd NOX,
leaving a total emissions inventory of NOX in 2032 of 63.3 tpd.
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Once the District identifies 2015
ozone NAAQS RACM targets (0.1 tpd
VOC, 5.9 tpd NOX) in the 2020 Plan, the
District assesses all potential RACM
reductions to determine if, collectively,
they could equal or exceed the targets.
The District analyzes these potential
RACM reductions in essentially the
same steps as those taken to assess
97 Id.,
p. D–34.
compilation of such measures that have
been approved into the California SIP, including
Federal Register citations, is available at: https://
www.epa.gov/sips-ca/epa-approved-regulationscalifornia-sip. EPA’s most recent approval of
amendments to California’s consumer products
regulations was in 2020. 85 FR 57703 (September
16, 2020).
98 The
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potential RACM for the 2008 ozone
NAAQS, starting with stationary
sources. As described in Section
III.B.2.a. of this document, for the
stationary source portion of the RACM
demonstration for the 2008 ozone
NAAQS, if all potential stationary
source RACM were adopted in the area,
stationary source emissions would be
reduced an additional 0.41 tpd for VOC
and 0.40 tpd for NOX.103 With respect
to TCMs, the District estimates that if all
unimplemented TCMs were to be
adopted, transportation-related
emissions sources in San Diego County
would be reduced by 2 percent of the
on-road motor vehicle emissions
inventory for year 2032, or
99 2020 Plan, Section 3.2.1.6, ‘‘RACM Cumulative
Analysis,’’ pp. 41–42.
100 Id., Table J–1.
101 Although the District based its RACM analysis
for the 2008 ozone NAAQS on emissions reductions
in the San Diego County-South Coast transport
couplet, the District also analyzed emissions
reductions from the District alone and also
concluded that the attainment year could not be
advanced one year with RACM emissions
reductions. See email dated August 9, 2023, from
Nick Cormier, SDCAPCD, to Jefferson Wehling,
EPA.
102 2020 Plan, Table 4–2, p. 58.
103 2020 Plan, Attachment G, Table G–1,
‘‘Stationary Source Categories for Which More
Stringent Control Requirements Have Been Adopted
by Another Air District,’’ p. G–1.
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approximately 0.2 tpd VOC and 0.3 tpd
NOX. For mobile sources and consumer
products, the District concludes in the
2020 Plan that there are no potential
RACM reductions available since all
reasonable rules regulating both are
currently being implemented.104 In the
2020 Plan, the District bases this
conclusion on analysis performed by
CARB in Attachment I, which we
describe in Section III.B.2.c. of this
document regarding 2008 ozone
NAAQS RACM.
The District included an additional
step in its RACM analysis for the 2015
ozone NAAQS, which was not
performed for the 2008 ozone NAAQS.
The purpose was to determine whether
further reductions would be possible,
given that the area’s 2032 modeled
attainment year was further in the future
for the 2015 ozone NAAQS than for the
2008 ozone NAAQS (2026). The District
assessed the top ten non-mobile source
categories of VOC and NOX in San Diego
County’s emissions inventory.105
For each of these categories, the
District estimates the percentage of the
county’s 2032 emissions of VOC and
NOX.106 In each of two tables in the
2020 Plan (Table 4–3 and Table 4–4),
the District provides, for each category:
the numerical ranking from 1 to 10, with
1 representing the category with the
highest emissions of all ten categories;
the source category name; the emission
inventory code or EIC; 107 2017 base
year and 2032 projected attainment year
emissions of VOC or NOX; the
percentage of the County’s projected
2032 total emissions of VOC or NOX; a
description of applicable regulations for
the category; and whether there are
potential RACM reductions, with an
accompanying justification. The
purpose of this last item, potential
RACM and justification, is to determine
first if there are RACM reductions
available. A ‘‘yes’’ in this column
indicates that the category has further
reductions that are not being
implemented. A ‘‘no’’ indicates that the
category has no potential RACM
reductions. Justifications for a ‘‘no’’ in
this column vary. For example, the
number 1 category of VOC non-mobile
emissions is Consumer Products. These
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104 Id.,
Section 4.2.1.5, ‘‘Identifying Potential
RACM for Mobile Sources and Consumer
Products,’’ 61, and Attachment I, ‘‘CARB Analyses
of Potential Additional Mobile Source and
Consumer Products Control Measures.’’
105 Id., Attachment A–1, Table A–1.
106 Id., Table 4–3, ‘‘Top Ten Categories of VOC
Emissions in 2032 (Non-Mobile),’’ and Table 4–4,
‘‘Top Ten Categories of NOX Emissions in 2032
(Non-Mobile).’’
107 Emissions inventory source categories are
represented by a 14-digit emission inventory code
(EIC) for area and mobile sources.
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were discussed in both the 2008 and
2015 ozone NAAQS RACM sections in
the 2020 Plan. In both instances, the
conclusions, based on the analyses
provided, are that there are no further
CARB Consumer Products regulations to
put in place.
In the 2020 Plan, text accompanying
each of these two tables (that is, Tables
4–3 and 4–4) provides further
assessment of each category. To
continue the example for Consumer
Products, the text explains that CARB
has been developing regulations for this
category for thirty years, developing
regulations for over 100 consumer
product categories. These regulations
have been amended frequently, with
increasing levels of stringency for VOC
limits and reactivity limits.
In each of these two tables, the
District demonstrates that the top ten
categories of VOC and NOX are
addressed in the 2020 Plan. Where a
potential for RACM exists, each category
is addressed in the 2020 Plan in
Sections 3.2.1.1 and 4.2.1.1 regarding
RACM for the 2008 and 2015 ozone
NAAQS, respectively, and in
Attachment G.
f. 2015 Ozone NAAQS, the District’s
RACM Conclusion
After evaluating the emissions
reduction potentials of stationary, area,
and mobile sources, as well as consumer
products, by themselves, the District
presents a ‘‘cumulative analysis’’ to
assess whether all potential RACM
combined could result in advancement
of the modeled 2032 attainment year to
2031.108 Attachment J (‘‘Calculation of
Cumulative Potential Emission
Reductions for Possible Reasonably
Available Control Measures (RACM)’’)
of the 2020 Plan presents the
cumulative potential RACM reductions
in Table J–1, ‘‘Calculation of Cumulative
Potential Emission Reductions for
Possible Reasonably Available Control
Measures (RACM).’’ When taken
together, all potential RACM reductions
of VOC and NOX that the District and
CARB evaluated amount to
approximately 0.6 tpd VOC and 0.7 tpd
NOX. The potential RACM for combined
VOC and NOX, 1.3 tpd potential RACM
reduction falls far short of the 2015
ozone RACM target (for combined VOC
and NOX), 6.0 tpd. The District therefore
concludes that collectively, there is not
enough potential RACM reductions to
advance the attainment date for the
2015 ozone NAAQS.
108 2020 Plan, Section 4.2.1.7, ‘‘RACM
Cumulative Analysis,’’ p. 74.
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3. The EPA’s Review of the State’s
Submission
As described in Section III.B.2.a. of
this document, the District already
implements many rules to reduce VOC
and NOX emissions from stationary and
area sources in the San Diego County
area. For the 2020 Plan, the District
evaluated a range of potentially
available measures. We find that the
process followed by the District in the
2020 Plan to identify additional
stationary and area source RACM is
generally consistent with the EPA’s
recommendations in the General
Preamble, that the District’s evaluation
of potential measures is appropriate,
and that the District has provided
reasoned justifications for rejection of
measures deemed not reasonably
available.
With respect to mobile sources,
CARB’s current program addresses the
full range of mobile sources in the San
Diego County area through regulatory
programs for both new and in-use
vehicles. With respect to TCMs, we find
that the District’s process for identifying
additional TCM RACM and its
conclusion that the TCMs being
implemented in the San Diego County
area (i.e., the TCMs listed in Attachment
H of the 2020 Plan) represents all TCM
RACM to be reasonably justified and
supported. Further, we find that the
District’s cumulative analyses
appropriately sum the various sources
of potential RACM, and we agree with
the District’s conclusion that, taken
together, all potential RACM would
advance neither the 2026 modeled
attainment year for the 2008 ozone
NAAQS, nor the 2032 modeled
attainment year for the 2015 ozone
NAAQS. Based on our review of these
RACM analyses and the District’s and
CARB’s adopted rules, we propose to
find that there are currently no
additional RACM that would advance
attainment of either the 2008 ozone
NAAQS or the 2015 ozone NAAQS in
the San Diego County area, and that the
2020 Plan provides for the
implementation of all RACM as required
by CAA section 172(c)(1), 40 CFR
51.1112(c) and 40 CFR 51.1312(c).
C. Attainment Demonstration
1. Statutory and Regulatory
Requirements
An attainment demonstration consists
of: (1) technical analyses, such as base
year and future year modeling, to locate
and identify sources of emissions that
are contributing to violations of the
ozone NAAQS within the
nonattainment area (i.e., analyses
related to the emissions inventory for
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the nonattainment area and the
emissions reductions necessary to attain
the standards); (2) a list of adopted
measures (including RACT controls)
with schedules for implementation and
other means and techniques necessary
and appropriate for demonstrating RFP
and attainment as expeditiously as
practicable but no later than the outside
attainment date for the area’s
classification; (3) a RACM analysis; and
(4) contingency measures required
under sections 172(c)(9) and 182(c)(9) of
the CAA that can be implemented
without further action by the state or the
EPA to cover emissions shortfalls in
RFP and failures to attain.109 In this
section, we address the first two
components of the attainment
demonstration—the technical analyses
and a list of adopted measures. We
address the RACM component of the
2020 Plan attainment demonstration in
Section III.B (Reasonably Available
Control Measures Demonstration and
Control Strategy) of this document and
the contingency measures component of
the attainment demonstration in Section
III.F (Contingency Measures) of this
document.
With respect to the technical analyses,
section 182(c)(2)(A) of the CAA requires
that a plan for an ozone nonattainment
area classified Serious or above include
a ‘‘demonstration that the plan . . . will
provide for attainment of the ozone
[NAAQS] by the applicable attainment
date. This attainment demonstration
must be based on photochemical grid
modeling or any other analytical
method determined . . . to be at least as
effective.’’ The attainment
demonstration predicts future ambient
concentrations for comparison to the
NAAQS, making use of available
information on measured
concentrations, meteorology, and
current and projected emissions
inventories of ozone precursors,
including the effect of control measures
in the plan.
Areas classified Severe for the 2008
and 2015 ozone NAAQS must
demonstrate attainment as expeditiously
as practicable, but no later than 15 years
after the effective date of designation to
nonattainment. San Diego County was
designated nonattainment for the 2008
ozone NAAQS effective July 20, 2012,
and for the 2015 ozone NAAQS, the area
was designated nonattainment effective
August 3, 2018.110 Accordingly the area
109 78 FR 34178, 34184 (June 6, 2013) (proposed
rule for implementing the 2008 ozone NAAQS),
codified at 40 CFR 51.1108. For the 2015 ozone
NAAQS, the EPA finalized modeling requirements
at 40 CFR 51.1308.
110 77 FR 30087 (May 21, 2012) and 83 FR 25776
(June 4, 2018), respectively.
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must demonstrate attainment of the
2008 ozone NAAQS by July 20, 2027;
for the 2015 ozone NAAQS, the area
must demonstrate attainment by August
3, 2033.111 An attainment
demonstration must show attainment of
the standards by the ozone season (for
San Diego County, the ozone season is
the entire calendar year) prior to the
attainment date, so in practice, Severe
nonattainment areas must demonstrate
attainment in 2026 for the 2008 ozone
NAAQS and in 2032 for the 2015 ozone
NAAQS.
The EPA’s recommended procedures
for modeling ozone as part of an
attainment demonstration are contained
in ‘‘Modeling Guidance for
Demonstrating Air Quality Goals for
Ozone, PM2.5, and Regional Haze’’
(‘‘Modeling Guidance’’).112 The
Modeling Guidance includes
recommendations for a modeling
protocol, model input preparation,
model performance evaluation, use of
model output for the numerical NAAQS
attainment test, and modeling
documentation. Air quality modeling is
performed using meteorology and
emissions from a base year, and the
predicted concentrations from this base
case modeling are compared to air
quality monitoring data from that year
to evaluate model performance.
Once the model performance is
determined to be acceptable, future year
emissions are simulated with the model.
The relative (or percent) change in
modeled concentration due to future
emissions reductions provides a relative
response factor (RRF). Each monitoring
site’s RRF is applied to its monitored
base year design value to provide the
future design value for comparison to
the NAAQS. The Modeling Guidance
also recommends supplemental air
quality analyses, which may be used as
part of a weight of evidence analysis. A
weight of evidence analysis corroborates
the attainment demonstration by
considering evidence other than the
main air quality modeling attainment
test, such as trends and additional
monitoring and modeling analyses.
Lastly, an unmonitored area analysis is
used to predict areas of high ozone
concentrations where air quality
monitoring data is not available. This
analysis utilizes interpolated ambient
111 80
FR 12264 and 83 FR 62998, respectively.
Guidance, EPA 454/R–18–009,
November 2018. Additional EPA modeling
guidance can be found in 40 CFR 51 Appendix W,
‘‘Guideline on Air Quality Models,’’ 82 FR 5182
(January 17, 2017). These documents are available
in the docket for this action and at https://
www.epa.gov/sites/default/files/2020-10/
documents/o3-pm-rh-modeling_guidance-2018.pdf
and https://www.epa.gov/scram/clean-air-actpermit-modeling-guidance, respectively.
112 Modeling
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data with modeled outputs to determine
gradient-adjusted spatial fields. Section
4.7 of the Modeling Guidance provides
guidelines for estimating design values
at unmonitored grid cells.
The Modeling Guidance does not
require a particular year to be used as
the base year for 8-hour ozone plans.113
The Modeling Guidance states that the
most recent year of the National
Emissions Inventory 114 may be
appropriate for use as the base year for
modeling, but that other years may be
more appropriate when considering
meteorology, transport patterns,
exceptional events, or other factors that
may vary from year to year.115
Therefore, the base year used for the
attainment demonstration need not be
the same year used to meet the
requirements for emissions inventories
and RFP.
With respect to the list of adopted
measures, CAA section 172(c)(6)
requires that nonattainment area plans
include enforceable emissions
limitations, and such other control
measures, means or techniques
(including economic incentives such as
fees, marketable permits, and auctions
of emission rights), as well as schedules
and timetables for compliance, as may
be necessary or appropriate to provide
for timely attainment of the NAAQS.116
Under the 2008 Ozone SRR and the
2015 Ozone SRR, all control measures
needed for attainment must be
implemented no later than the
beginning of the attainment year ozone
season.117 The attainment year ozone
season is defined as the ozone season
immediately preceding a nonattainment
area’s maximum attainment date.118
2. Summary of the State’s Submission
a. Photochemical Modeling
The 2020 San Diego County Ozone
SIP includes photochemical modeling
for the 2008 and 2015 ozone NAAQS.
CARB performed the air quality
modeling for the 2020 Plan. The
modeling relies on a 2017 base year and
demonstrates attainment of the 2008
ozone NAAQS in 2026 and attainment
of the 2015 ozone NAAQS in 2032.
113 Modeling
Guidance, Section 2.7.1, p. 35.
National Emissions Inventory (NEI) is an
electronic database of criteria pollutant and
precursor emissions data for the United States.
State, local and tribal agencies contribute to the NEI
every three years (2011, 2014, 2017, 2020, etc.). For
more information about the NEI, see: https://
www.epa.gov/air-emissions-inventories/nationalemissions-inventory-nei.
115 Modeling Guidance at Section 2.7.1, p 35.
116 See also CAA section 110(a)(2)(A).
117 40 CFR 51.1108(d) and 40 CFR 51.1308(d),
respectively.
118 40 CFR 51.1100(h) for the 2008 ozone NAAQS
and 40 CFR 51.1300(g), for the 2015 ozone NAAQS.
114 The
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As a general matter, the modeling for
the 2020 Plan represents the most up-todate photochemical modeling
performed for the area, accounting for
improved chemical gaseous and
particulate mechanisms, improved
computational resources and postprocessing utilities, enhanced spatial
and temporal allocations of the
emissions inventory, and CARB’s latest
attainment demonstration methodology.
Air quality modeling included in the
2020 Plan is described briefly in the
plan’s Sections 3.3 and 4.3 (for 2008 and
2015 ozone NAAQS, respectively) and
in detail in the plan’s Attachment K
(‘‘Attachment K’’ or ‘‘Modeling
Protocol’’).119 The 2020 Plan discusses
its modeling emissions inventory in
Attachment L, ‘‘Modeling Emissions
Inventory,’’ while Attachment M,
‘‘Weight of Evidence Demonstration for
San Diego County,’’ supplements the
plan’s modeling results with a weight of
evidence analysis.
Attachment K of the 2020 Plan
provides a description of model input
preparation procedures, various model
configuration options, and model
performance statistics. The Modeling
Protocol contains all the elements
recommended in the Modeling
Guidance, including: selection of model,
time period to model, modeling domain,
and model boundary conditions and
initialization procedures; a discussion
of emissions inventory development
and other model input preparation
procedures; model performance
evaluation procedures; selection of
days; and other details for calculating
Relative Response Factors (RRFs).
Attachment K also provides the
coordinates of the modeling domain.
Attachment L of the 2020 Plan
thoroughly describes the development
of the modeling emissions inventory,
including its chemical speciation, its
spatial and temporal allocation, its
temperature dependence, and quality
assurance procedures.
The CARB Staff Report for the 2020
Plan provides additional information
about CAA requirements that apply to
the San Diego County area, including an
attainment demonstration, emissions
reductions commitments by CARB and
the District and the source categories
from which those reductions are
expected to come.120
119 2020 Plan, Attachment K, ‘‘Modeling Protocol
& Attainment Demonstration for the 2020 San Diego
Ozone SIP’’ (March 2020).
120 Emissions reduction commitments are
described in the 2020 Plan (Sections 4.3.4 and 4.3.5;
Attachment L, Section 3.9; and Table 4–9), the
CARB Staff Report, and the District’s and CARB’s
Board resolutions.
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The modeling analysis uses version
5.2.1 of the Community Multiscale Air
Quality (CMAQ) photochemical model,
developed by the EPA. To prepare
meteorological input for CMAQ, the
Weather Research and Forecasting
model version 3.9.1.1 (WRF) from the
National Center for Atmospheric
Research was used. CMAQ and WRF are
both recognized in the Modeling
Guidance as technically sound, state-ofthe-art models. The areal extent and the
horizontal and vertical resolution used
in these models are adequate for
modeling San Diego County ozone.
The WRF meteorological model
results and performance statistics are
described in Section K.3.1
(‘‘Meteorological Model Evaluation’’) of
Attachment K. The District and CARB
evaluated the performance of the WRF
model through a series of simulations
and concluded that the daily WRF
simulation for 2017 performed
comparably to recent WRF modeling
studies of ozone formation in California.
The District’s conclusions are supported
by hourly time series, with performance
statistics provided in Table K–7 for
wind speed, temperature and relative
humidity.
Ozone model performance and related
statistics are described in the 2020 Plan
Attachment K, Section K.3.2 (‘‘Air
Quality Model Evaluation’’), which
includes tables of statistics
recommended in the Modeling
Guidance for ozone for San Diego
County. Model performance metrics
provided in the 2020 Plan include mean
bias, mean error, mean fractional bias,
mean fractional error, normalized mean
bias, normalized mean error, root mean
square error, and correlation coefficient.
In addition, plots were provided in
evaluating the modeling: time-series
plots comparing the predictions and
observations, scatter plots for comparing
the magnitude of the simulated and
observed mixing ratios, box plots to
summarize the time series data across
different regions and averaging times, as
well as frequency distributions.
After model performance for the 2017
base case was accepted, the model was
applied to develop RRFs for the
attainment demonstration.121 This
121 Modeling TSD, p. 26. Section 4.0 of the
Modeling Guidance focuses on establishing
guidelines for analyzing simulated emissions
reductions for a future year with the goal of meeting
the NAAQS. The Modeling Guidance recommends
examining relative changes in design values
through Relative Response Factors instead of
absolute values to reduce the effect of model biases.
In short, the RRF is a relative change in
concentration with respect to a change in emissions
between a base and future year, i.e., the ratio of
future year and base year modeled concentrations,
and is multiplied by the base design value obtained
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entailed running the model with the
same meteorological inputs as before,
but with adjusted emissions inventories
to reflect the expected changes between
2017 and the attainment years 2026 and
2032. The base year, or ‘‘reference year’’
as referred to by the District and CARB,
modeling inventory was the same as the
inventory for the modeling base case,
except for the exclusion of some
emissions events that are random or
cannot be projected to the future.122 The
2026 and 2032 inventories project the
base year into the future by including
the effect of economic growth and
emissions control measures. To develop
the RRFs for the 8-hour ozone NAAQS,
only the top 10 modeled days were
used, consistent with the Modeling
Guidance.123
The Modeling Guidance addresses
attainment demonstrations with ozone
NAAQS based on 8-hour averages, and
for the 2008 and 2015 ozone NAAQS,
the 2020 Plan carried out the attainment
test procedure consistent with the
Modeling Guidance. The RRFs were
calculated as the ratio of future to base
year concentrations. The resulting RRFs
were then applied to two sets of
reference design values. One set is for
the period 2016–2018. Another set of
design values was more current at the
time of the state and District’s analysis,
the period 2017–2019. However,
because that set of design values
included data for 2019 that was not
finalized at the time of the analysis, the
earlier 2016–2018 set was used as an
additional reference. The RRFs were
applied to five monitoring sites in the
San Diego County area to obtain future
year 2026 and 2032 design values,
summarized in Table K–13 and Table
K–14 of the 2020 Plan, respectively. The
modeled 2026 and 2032 ozone design
values at the Alpine monitoring site (the
highest of the county’s monitors) are
0.074 ppm and 0.070 ppm, respectively;
these values demonstrate attainment of
the 2008 and the 2015 ozone NAAQS.
The 2020 Plan modeling
demonstration includes a weight of
evidence demonstration.124 The weight
of evidence demonstration in
Attachment M of the 2020 Plan includes
ambient ozone data and trends,
precursor emissions trends and
from monitoring data at a particular site to obtain
a future year design value at that site.
122 The terms base year and reference year can be
used interchangeably. To use consistent EPA
terminology, the terms ‘‘base year’’ and ‘‘base case’’
are used in this document and correspond to the
District’s and CARB’s use of the terms ‘‘reference
year’’ and ‘‘base year,’’ respectively.
123 See Modeling Guidance at section 4.2.1.
124 2020 Plan, Attachment M, ‘‘Weight of
Evidence Demonstration for San Diego County.’’
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reductions, to complement the regional
photochemical modeling analyses. The
CARB Staff Report for the 2020 Plan
concludes that the weight of evidence
analysis supports the conclusions of the
photochemical modeling.125
b. Control Strategy for the 2008 Ozone
NAAQS and for the 2015 Ozone
NAAQS
Continued air quality improvement in
the San Diego County area is expected
during the 2017 through 2032 timeframe
because of the continued
implementation of adopted District and
CARB control measures and ongoing
fleet turnover that replaces older more
polluting mobile sources with newer,
cleaner models and the downward
emissions trends in the upwind South
Coast Air Basin.
The control strategy for the San Diego
County area for the 2008 ozone NAAQS
relies on emissions reductions from
baseline (already-implemented)
measures. The baseline control
measures include the District’s
stationary source rules and CARB’s
mobile source and consumer products
regulations adopted at the time of
development of the 2020 Plan.
The control strategy for the San Diego
County area for the 2015 ozone NAAQS
also relies on emissions reductions from
baseline (already-implemented)
measures. However, unlike the 2008
ozone NAAQS attainment
demonstration, the 2020 Plan concludes
that baseline measures will not by
themselves provide sufficient emissions
reductions by 2032 to demonstrate
attainment of the 2015 ozone NAAQS.
Thus, the control strategy for the
attainment demonstration for the 2015
ozone NAAQS includes commitments
by CARB and the District to adopt and
submit new control measures to achieve
additional emissions reductions that the
modeling indicates are necessary to
attain the 2015 ozone NAAQS in the
San Diego County area by the
attainment year (2032).
To provide for attainment of the 2015
ozone NAAQS by the attainment year
(2032), CARB and the District commit in
the 2020 Plan to reduce NOX emissions
by 4.0 tpd 126 and by 1.7 tpd,127
respectively. CARB expects to adopt and
submit certain mobile source control
measures developed pursuant to CARB’s
2016 State Strategy to fulfill the 4.0 tpd
NOX aggregate emissions reduction
commitment for San Diego County by
2032. The specific control measures that
CARB expects to adopt and submit are
listed in Table 5 of this document. The
District expects to adopt and submit
certain stationary source control
measures to fulfill the 1.7 tpd NOX
aggregate emissions reduction
commitment by 2032, as listed in Table
6 of this document.
TABLE 5—SAN DIEGO COUNTY EXPECTED NOX EMISSIONS REDUCTIONS FROM CARB 2016 STATE SIP STRATEGY
MEASURES
2032
(tpd)
2016 State strategy measure(s)
Control measure/regulation
On-Road Heavy-Duty Vehicles: Low-NOX Engine Standard—California Action and Lower In-Use Emission Performance Level.
On-Road Heavy-Duty Vehicles: Last Mile Delivery .........................................
On-Road Heavy-Duty Vehicles: Lower In-Use Emission Performance Level
Heavy-Duty Engine and Vehicle Omnibus Regulation
(‘‘Low NOX Omnibus Regulation’’).
Advanced Clean Trucks Regulation .................................
Heavy Duty Vehicle Inspection and Maintenance Regulation.
1.9
Total Aggregate CARB Commitment .......................................................
...........................................................................................
4.0
0.4
1.7
Sources: 2016 State Strategy, Chapters 3 and 4; 2020 Plan, Table 4–9.
TABLE 6—SAN DIEGO COUNTY EXPECTED NOX EMISSIONS REDUCTIONS FROM SDCAPCD CONTROL MEASURES
2032
(tpd)
Source type
Control measure/rule
Stationary Reciprocating Internal Combustion Engines ..................................
Small and Medium Boilers, Process Heaters, Steam Generators and Large
Water Heaters.
Amended District Rule 69.4.1 ...........................................
New or Amended District Rules 69.2.1 and 69.2.2 ..........
0.8
0.9
Total Aggregate SDCAPCD Commitment ................................................
...........................................................................................
1.7
Source: 2020 Plan, Section 4.3.4.
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c. Attainment Demonstration
Table 7 of this document summarizes
the attainment demonstration for the
2008 ozone NAAQS by listing the 2011
base year emissions level, the
attainment year (2026) baseline
emissions level, the modeled attainment
(2026) emissions level, and the
reductions that the District and CARB
estimate will be achieved through
implementation of baseline (i.e.,
125 CARB
Staff Report, 10.
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adopted) measures taking into account
area-wide growth, the growth
increments for the military and SDIA,
the District’s ERC set-aside and the
EMFAC2017 Adjustment Factors
adjustment. The District and CARB have
not made any emissions reductions
commitments as part of the control
strategy for attainment of the 2008
ozone NAAQS in San Diego County.
The control strategy relies only on
baseline measures. As shown in Table 7,
126 CARB Board Resolution 20–29, 6; 2020 Plan,
section 4.3.5.
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baseline measures are expected to
reduce base year (2011) emissions of
NOX by 43 percent and VOC emissions
by 27 percent by the 2026 attainment
year, notwithstanding area-wide growth,
the growth increments for the military
and SDIA, the District’s ERC set-aside
and the EMFAC2017 Adjustment
Factors adjustment, and to attain the
2008 ozone NAAQS in San Diego
County by that year.
127 2020
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TABLE 7—SUMMARY OF SAN DIEGO COUNTY 2008 OZONE NAAQS ATTAINMENT DEMONSTRATION
[Summer planning inventory, tpd]
Row
A
B
C
D
E
........
........
........
........
........
F ........
G .......
H ........
I .........
J ........
NOX
2011 Base Year Emissions Level a ..................................................................................................................
2026 Attainment Year Baseline Emissions Level b ..........................................................................................
2026 Modeled Attainment Emissions Level c ...................................................................................................
Total Reductions Needed from 2011 Levels to Demonstrate Attainment (A¥C) ...........................................
Reductions from Baseline (i.e., adopted) Measures, net of growth, growth increment for military and SDIA,
ERC set-aside and EMFAC2017 Adjustment Factors adjustment (A¥B).
Reductions from District’s Aggregate Emissions Reduction Commitment from 2020 Plan ............................
Reductions from CARB’s Aggregate Emissions Reduction Commitment from 2016 State Strategy .............
Total Reductions from District’s and CARB’s Commitments ...........................................................................
Total Reductions from Baseline Measures and the District’s and CARB’s Commitments (E + H) ................
2026 Emissions with Reductions from Control Strategy (A¥I) .......................................................................
Attainment demonstrated? ...............................................................................................................................
VOC
126.5
72.2
72.2
54.3
54.3
137.5
100.8
100.8
36.7
36.7
0
0
0
54.3
72.2
Yes
0
0
0
36.7
100.8
Yes
a See
Table 1 of this document. Includes emissions out to 100 NM from the coast.
Table 1 of this document. Includes emissions out to 100 NM from the coast. Year 2026 baseline emissions reflect area-wide growth, the
growth increments for the military and SDIA, the District’s ERC set-aside and the EMFAC2017 Adjustment Factors adjustment.
c 2020 Plan, Section 3.3.4.
b See
Table 8 of this document summarizes
the attainment demonstration for the
2015 ozone NAAQS by listing the 2017
base year emissions level, the
attainment year (2032) baseline
emissions level, the modeled attainment
(2032) emissions level, and the
reductions that the District and CARB
estimate will be achieved through
implementation of baseline (i.e.,
adopted) measures taking into account
area-wide growth, the growth
increments for the military and SDIA,
the District’s ERC set-aside and the
EMFAC2017 Adjustment Factors
adjustment. Table 8 also shows the
aggregate emissions reductions
commitments (for year 2032) made by
the District and CARB as part of the
control strategy for attainment of the
2015 ozone NAAQS in San Diego
County. As shown in Table 8, baseline
measures are expected to reduce base
year (2017) emissions of NOX by 27
percent and VOC emissions by 14
percent by the 2032 attainment year,
notwithstanding area-wide growth, the
growth increments for the military and
SDIA, the District’s ERC set-aside and
the EMFAC2017 Adjustment Factors
adjustment. The District’s and CARB’s
commitments would further reduce
emissions of NOX by 2032 by an
additional 5.7 tpd. Together, the
baseline emissions reductions and the
NOX emissions reduction commitments
would provide for attainment of the
2015 ozone NAAQS by the attainment
year (2032).
TABLE 8—SUMMARY OF SAN DIEGO COUNTY 2015 OZONE NAAQS ATTAINMENT DEMONSTRATION
[Summer planning inventory, tpd]
Row
A
B
C
D
E
........
........
........
........
........
F ........
G .......
H ........
I .........
J ........
NOX
2017 Base Year Emissions Level a ..................................................................................................................
2032 Attainment Year Baseline Emissions Level b ..........................................................................................
2032 Modeled Attainment Emissions Level c ...................................................................................................
Total Reductions Needed from 2017 Levels to Demonstrate Attainment (A¥C) ...........................................
Reductions from Baseline (i.e., adopted) Measures, net of growth, growth increment for military and SDIA,
ERC set-aside and EMFAC2017 Adjustment Factors adjustment (A¥B).
Reductions from District’s Aggregate Emissions Reduction Commitment from 2020 Plan ............................
Reductions from CARB’s Aggregate Emissions Reduction Commitment from 2016 State Strategy .............
Total Reductions from District’s and CARB’s Commitments ...........................................................................
Total Reductions from Baseline Measures and the District’s and CARB’s Commitments (E + H) ................
2032 Emissions with Reductions from Control Strategy (A¥I) .......................................................................
Attainment demonstrated? ...............................................................................................................................
VOC
94.5
69.0
63.3
31.0
25.5
113.8
98.3
98.3
15.5
15.5
1.7
4.0
5.7
31.2
63.3
Yes
0
0
0
15.5
98.3
Yes
a See
Table 1 of this document. Includes emissions out to 100 NM from the coast.
Table 1 of this document. Includes emissions out to 100 NM from the coast. Year 2032 baseline emissions reflect area-wide growth, the
growth increments for the military and SDIA, the District’s ERC set-aside and the EMFAC2017 Adjustment Factors adjustment.
c 2020 Plan, Section 4.3.4.
b See
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3. The EPA’s Review of the State’s
Submission
a. Photochemical Modeling
As discussed in Section III.A of this
document, we are proposing to approve
the base year emissions inventory and to
find that the future year emissions
projections in the 2020 San Diego
County Ozone SIP reflect appropriate
calculation methods and that the latest
planning assumptions are properly
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supported by SIP-approved stationary
and mobile source control measures.
Here, we address our findings for the
modeling submitted with the 2020 Plan.
Because of the importance of ozone
transport from the South Coast to
attainment in San Diego County, and the
close interactions of the modeling for
each area, we have considered the
influence of South Coast on the
modeling for San Diego County. Similar
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and additional discussion for the South
Coast can be found in our June 17, 2019
proposed action on the 2016 South
Coast Ozone SIP.128
Based on our review of Attachment
K 129 of the 2020 Plan, the EPA finds
that the photochemical modeling is
128 84
FR 28132.
K, ‘‘Modeling Protocol &
Attainment Demonstration for the 2020 San Diego
Ozone SIP,’’ 2020 Plan.
129 Attachment
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adequate for purposes of supporting the
attainment demonstration.130 First, we
note the extensive discussion of
modeling procedures, tests, and
performance analyses in the
Methodology section of Attachment K
and the good model performance.
Second, we find the WRF
meteorological model results and
performance statistics, including hourly
time series graphs of wind speed,
direction, and temperature for San
Diego County to be satisfactory and
consistent with our Modeling
Guidance.131 Performance for wind
speed, temperature, and relative
humidity was evaluated from May to
September 2017.132 Geographically,
winds are predicted most accurately
along the coast. Accurate wind
predictions in this region are important
in simulating chemical transport in the
San Diego Air Basin. Overall, the WRF
simulation provided reasonable
meteorological fields comparable to
other WRF modeling studies and is
sufficient for the attainment
demonstration.
The model performance statistics for
ozone are described in Attachment K
Section K.3.2 and are based on the
statistical evaluation recommended in
the Modeling Guidance. Model
performance was provided for 8-hour
daily maximum ozone for San Diego
County, separately for the Alpine site
and the coastal sites. A geographical and
temporal bias is shown in the time
series, which sufficiently captures the
variability in the maximum daily eighthour average ozone concentration at the
Alpine site, but overpredicts this
concentration from mid-June to midJuly at the coastal sites. Through a series
of sensitivity tests and consideration of
other meteorological phenomena, the
observed ozone concentrations during
the overprediction period are likely
attributed to numerous meteorological
factors affecting ozone transport (see,
‘‘Technical Support Document, Review
of Attainment Modeling in the 2020 San
Diego Ozone Plan (July 2022)’’
(‘‘Modeling TSD’’)).133
The 2020 Plan presents scatter plots
of monitored and modeled ozone
concentrations that also suggest that the
Alpine site has the best correspondence
between modeled and observed
concentrations. This correspondence
reflects the model’s capability of
reliably predicting the high
concentrations that result in
exceedances frequently observed at the
Alpine site, which are important for the
top ten days that form the basis for the
RRF calculation. However, the
overprediction of absolute ozone
concentrations does not mean that
future concentrations will be
overestimated. In addition, the weight of
evidence analysis presented in
Attachment M of the 2020 Plan provides
additional information with respect to
the sensitivity to emissions changes and
further supports the model performance.
We are proposing to find the air quality
modeling adequate to support the
attainment demonstrations for the 2008
and 2015 ozone NAAQS, based on
reasonable meteorological and ozone
modeling performance, and supported
by the weight of evidence analyses. For
additional information regarding the
EPA’s analysis, please see the Modeling
TSD for this action.
b. Control Strategy
As part of our evaluation of
attainment demonstrations, we must
find that the emissions reductions that
are relied on for attainment are
creditable and are sufficient to provide
for attainment. As shown in Table 7 of
this document, the 2020 Plan relies on
baseline measures to achieve all the
emissions reductions needed to attain
the 2008 ozone NAAQS by 2026. The
baseline measures are approved into the
SIP (with only minor exceptions) and,
as such, the emissions reductions are
fully creditable.
With respect to the attainment
demonstration for the 2015 ozone
NAAQS, we must also find that the
emissions reductions that are relied on
for attainment are creditable and are
sufficient to provide for attainment. As
shown in Table 8, the 2020 Plan relies
on baseline measures to achieve a
significant portion of the emissions
reductions needed to attain the 2015
ozone NAAQS by 2032. The balance of
the reductions needed for attainment is
in the form of enforceable commitments
to achieve aggregate tonnage reductions
of NOX through adoption and
implementation of more stringent
emissions limitations contained in
certain new or amended rules and
regulations.
Table 9 of this document provides a
summary of the status of the
commitments made by the District and
CARB in connection with the 2020 Plan.
As shown in Table 9, the District and
CARB have adopted all six of the rules
or regulations that the agencies are
relying on to meet their aggregate
emissions reduction commitments. Four
of the six rules or regulations have been
submitted to the EPA for action as
revisions to the California SIP. The rules
or regulations are at various phases of
implementation and at various stages of
the process from adoption to approval
by the EPA as part of the SIP. The
commitments will be fulfilled once the
EPA approves the rules or regulations as
part of the SIP, assuming that the rules
or regulations, as approved, provide
NOX emissions reductions equal to or
greater than the corresponding aggregate
emissions reduction commitments by
year 2032 in the San Diego County area.
TABLE 9—STATUS OF DISTRICT AND CARB AGGREGATE EMISSIONS REDUCTION COMMITMENTS FOR 2020 PLAN
Rule
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District Commitment
Amendments to Rule 69.2.1 (Small Boilers, Process
Heaters, and Steam Generators and Large Water
Heaters.
New Rule 69.2.2 (Medium Boilers, Process Heaters,
and Steam Generators).
Amendments to Rule 69.4.1 (Stationary Reciprocating
Internal Combustion Engines).
Adoption date and district
resolution of adoption
Submission date to the
EPA as SIP revision
July 8, 2020 (Resolution 20–
118).
September 21, 2020 .......
Proposed rule published at 88 FR 48150
(July 26, 2023).
September 9, 2021 (Resolution 21–005).
July 8, 2020 (Resolution 20–
120).
March 9, 2022 ................
Final rule published at 88 FR 57361 (August
23, 2023).
No EPA action to date.
Adoption date and
CARB resolution of
adoption
Regulations
September 21, 2020 .......
CAA Section 209
preemption waiver
status
Most recent EPA SIP action
Submission date to the
EPA as SIP revision
Most recent EPA SIP action
CARB Commitment:
130 The EPA’s review of the modeling and
attainment demonstration is discussed in greater
detail in the Modeling TSD for this action.
131 Modeling Guidance, 30.
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132 Temperature, water vapor mixing ratio, and
wind speed were evaluated in terms of normalized
gross bias and normalized gross error.
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133 These factors are discussed in greater detail in
Section 3.1.2 of the EPA’s Modeling TSD, included
in the docket to this action.
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Adoption date and
CARB resolution of
adoption
CAA Section 209
preemption waiver
status
Submission date to the
EPA as SIP revision
Low-NOX Omnibus Regulation a ...............
August 27, 2020 (Resolution 20–23).
Not yet submitted ...........
Advanced Clean Trucks Regulation .........
June 25, 2020 (Resolution 20–19).
Heavy-Duty Vehicle Inspection and Maintenance Regulation.
December 9, 2021
(Resolution 21–29).
Notice of Opportunity for
Public Hearing and
Comment published at
87 FR 35765 (June 13,
2022).
Notice of Decision published at 88 FR 20688
(April 6, 2023).
Not preempted ................
Regulations
87869
Most recent EPA SIP action
Not yet submitted ...........
December 7, 2022 ..........
No EPA action to date.
a In July 2023, CARB proposed amendments to the Low-NO Omnibus Regulation to provide additional flexibility for manufacturers of model year (MY) 2024–2026
X
heavy-duty engines.
lotter on DSK11XQN23PROD with PROPOSALS2
The commitments made by the
District and CARB through adoption of
the 2020 Plan and 2016 State Strategy
are similar to the enforceable
commitments that the EPA has
approved as part of attainment
demonstrations in previous California
air quality plans and that have
withstood legal challenge.134 The EPA
has previously accepted enforceable
commitments in lieu of adopted control
measures in attainment demonstrations
when the circumstances warrant them
and when the commitments meet
specific criteria. We believe that, with
respect to the 2015 ozone NAAQS,
circumstances warrant the consideration
of enforceable commitments as part of
the attainment demonstration for San
Diego County. First, as shown in Table
8, a substantial portion of the emissions
reductions needed to demonstrate
attainment of the 2015 ozone NAAQS in
the San Diego County area by 2032 will
come from measures adopted prior to
adoption and submittal of the 2020
Plan. As a result of these State and
District efforts, most emissions sources
in the San Diego County area are
currently subject to stringent emissions
limitations and other requirements,
leaving few opportunities to further
reduce emissions. In the 2020 Plan and
2016 State Strategy, the District and
CARB identified potential control
measures that could provide many of
the additional emissions reductions
needed for attainment. These are
described in Section III.C.2.b of this
document. However, the timeline
needed to develop, adopt, and
implement these measures went beyond
the required submittal date for the
134 See Committee for a Better Arvin v. EPA, 786
F.3d 1169 (9th Cir. 2015) (approval of state
commitments to propose and adopt emissions
control measures and to achieve aggregate
emissions reductions for San Joaquin Valley ozone
and particulate matter plans upheld); Physicians for
Social Responsibility—Los Angeles v. EPA, 9th Cir.,
memorandum opinion issued July 25, 2016
(approval of air district commitments to propose
and adopt measures and to achieve aggregate
emissions reductions for South Coast 1-hour ozone
plan upheld).
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attainment demonstration for the San
Diego County area for the 2015 ozone
NAAQS. These circumstances warrant
the District’s and CARB’s reliance on
enforceable commitments as part of the
attainment demonstrations for the 2015
ozone NAAQS.
Given the State’s demonstrated need
for reliance on enforceable
commitments, we now consider the
three factors the EPA uses to determine
whether the use of enforceable
commitments in lieu of adopted
measures to meet CAA planning
requirements is approvable: (i) does the
commitment address a limited portion
of the statutorily-required program?; (ii)
is the state capable of fulfilling its
commitment?; and (iii) is the
commitment for a reasonable and
appropriate period of time?
i. Commitments Are a Limited Portion
of Required Reductions
For the first factor, we look to see if
the commitment addresses a limited
portion of a statutory requirement and
review the magnitude of emissions
reductions needed to demonstrate
attainment in a nonattainment area.
Table 8 of this document shows
emissions reductions needed to
demonstrate attainment of the 2015
ozone NAAQS in San Diego County by
2032 and the aggregate emissions
reductions commitments by the District
and CARB. Historically, the EPA has
approved SIPs with enforceable
commitments in the vicinity of 10
percent of the total needed reductions
for attainment.135 Based on the values in
Table 8 of this document, we note that
the sum of the aggregate emission
reductions commitments (5.7 tpd NOX)
represents approximately 18 percent of
the total emissions reductions (31.0 tpd
NOX) needed for attainment (relative to
135 See our approval of these plans: San Joaquin
Valley (SJV) PM10 Plan at 69 FR 30006 (May 26,
2004); SJV 1-hour ozone plan at 75 FR 10420
(March 8, 2010); Houston-Galveston 1-hour ozone
plan at 66 FR 57160 (November 14, 2001); South
Coast 1997 8-hour ozone plan at 77 FR 12674
(March 1, 2012); and South Coast 1-hour ozone plan
at 79 FR 52526 (September 3, 2014).
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the 2017 base year). (The attainment
demonstration for the 2015 ozone
NAAQS for the San Diego County area
does not rely on any commitments with
respect to VOC emissions reductions.)
While the value of 18 percent is higher
than the EPA has generally found
acceptable in the past, we note that all
six of the rules or regulations that are
relied upon to meet the aggregate
emissions reduction commitments have
already been adopted, and four of the
six have been submitted to the EPA as
revisions to the SIP. Taking into account
the emissions reductions associated
with rules or regulations already
adopted and submitted (3.4 tpd NOX)
reduces the remaining percentage
associated with the commitments from
18 percent to approximately 7 percent,
which is well within historical norms
for EPA approvals of enforceable
commitments. Thus, we find that the
District’s and CARB commitments in the
2020 Plan for San Diego County for the
2015 ozone NAAQS address a limited
proportion of the required emissions
reductions.
ii. The State Is Capable of Fulfilling Its
Commitment
For the second factor, we consider
whether the District and CARB are
capable of fulfilling their commitments.
All six rules or regulations that the
District and CARB are relying on to
meet the aggregate emissions reduction
commitments have been adopted, and
four have been submitted to the EPA as
revisions to the California SIP. The
emissions reductions associated with
the four rules or regulations that have
been adopted and submitted amount to
approximately 3.4 tpd NOX, which
represents approximately 60 percent of
the overall aggregate commitment of 5.7
tpd NOX. As such, the State and District
are well on their way to meeting their
commitments. Thus, we believe that the
State and District are capable of meeting
their enforceable commitments to adopt
and submit control measures that will
reduce emissions to the levels needed
for the 2015 ozone NAAQS in the San
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Diego County area by the 2032
attainment year.
iii. The Commitment Is for a Reasonable
and Appropriate Timeframe
For the third and final factor, we
consider whether the commitment is for
a reasonable and appropriate period of
time. All six rules or regulations that the
District and State are relying on to meet
the commitments have been adopted,
and four have been submitted to the
EPA as revisions to the California SIP.
The District and CARB have committed
to take the necessary actions and to
achieve the remaining reductions by
2032. We believe that this period is
appropriate given the technological and
economic challenges associated with the
rules and regulations adopted to achieve
these reductions. In addition, these
reductions are not needed to meet RFP
targets for the 2015 ozone NAAQS.
Thus, the commitments are for a
reasonable and appropriate period of
time.
The reductions of NOX and VOC in
the area, detailed in the control strategy
in the 2020 Plan, allow for expeditious
attainment of both the 2008 and 2015
ozone NAAQS in the San Diego County
area. The attainment years chosen by
the District comport with those required
by the Act for a Severe ozone
nonattainment area for the 2008 and
2015 ozone NAAQS. For the reasons
described in this document and based
on CARB’s and the District’s
demonstration specific to the San Diego
County area described in the 2020 Plan,
we propose to find the District’s control
strategy acceptable for purposes of
attaining the 2008 ozone NAAQS and
the 2015 ozone NAAQS in the San
Diego County area. For additional
information, please see the Modeling
TSD for this action.
c. Attainment Demonstration
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Based on our proposed
determinations that the photochemical
modeling and control strategy are
acceptable, we propose to approve the
attainment demonstrations for the 2008
ozone NAAQS and for the 2015 ozone
NAAQS in the 2020 San Diego County
Ozone SIP as meeting the requirements
of CAA section 182(c)(2)(A), 40 CFR
51.1108 and 40 CFR 51.1308.
D. Rate of Progress Plan and Reasonable
Further Progress Demonstration
1. Statutory and Regulatory
Requirements
Requirements for RFP for ozone
nonattainment areas are specified in
CAA sections 172(c)(2), 182(b)(1), and
182(c)(2)(B). Under CAA section 171(1),
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RFP is defined as meaning such annual
incremental reductions in emissions of
the relevant air pollutant as are required
under part D (‘‘Plan Requirements for
Nonattainment Areas’’) of the CAA or as
may reasonably be required by the EPA
for the purpose of ensuring attainment
of the applicable NAAQS by the
applicable date. CAA section 182(b)(1)
specifically requires that ozone
nonattainment areas classified as
Moderate or above demonstrate a 15
percent reduction in VOC between the
years of 1990 and 1996. The EPA has
typically referred to section 182(b)(1) as
the rate of progress (ROP) requirement.
For ozone nonattainment areas
classified as Serious or higher, section
182(c)(2)(B) requires VOC reductions of
at least 3 percent of baseline emissions
per year, averaged over each
consecutive three-year period,
beginning six years after the baseline
year until the attainment date. Under
CAA section 182(c)(2)(C), a state may
substitute NOX emissions reductions for
VOC emissions reductions if such
reductions would result in a reduction
in ozone concentrations at least
equivalent to that which would result
from the amount of VOC emissions
reductions otherwise required.
Additionally, CAA section
182(c)(2)(B)(ii) allows an amount less
than 3 percent of such baseline
emissions each year if a state
demonstrates to the EPA that its plan
includes all measures that can feasibly
be implemented in the area in light of
technological achievability.
In the 2008 Ozone SRR, the EPA
provides that areas classified Moderate
or higher will have met the ROP
requirements of CAA section 182(b)(1) if
the area has a fully approved 15 percent
ROP plan for the 1-hour or 1997 ozone
NAAQS.136 For such areas, the EPA
interprets the RFP requirements of CAA
section 172(c)(2) to require areas
classified as Moderate to provide a 15
percent emissions reduction of ozone
precursors within six years of the
baseline year. Areas classified as
Serious or higher must meet the RFP
requirements of CAA section
182(c)(2)(B) by providing an 18 percent
reduction of ozone precursors in the
first 6-year period, and an average ozone
precursor emissions reduction of 3
percent per year for all remaining 3-year
periods thereafter.137 The 2008 Ozone
SRR allows substitution of NOX
reductions for VOC reductions to meet
136 80 FR 12264, 12271 (March 6, 2015); 40 CFR
51.1110(a)(2).
137 Id.
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the CAA section 172(c)(2) and
182(c)(2)(B) RFP requirements.138
In the 2015 Ozone SRR, as with the
2008 Ozone SRR, the EPA provides that
areas classified Moderate or higher will
have met the ROP requirements of CAA
section 182(b)(1) if the area has a prior,
fully approved 15 percent ROP plan.139
For such areas, the EPA interprets the
RFP requirements of CAA section
172(c)(2) to require areas classified as
Moderate to provide a 15 percent
emissions reduction of ozone precursors
within six years of the baseline year.
Areas classified as Serious or higher
must meet the RFP requirements of CAA
section 182(c)(2)(B) by providing an 18
percent reduction of ozone precursors in
the first 6-year period, and an average
ozone precursor emissions reduction of
3 percent per year for all remaining 3year periods thereafter.140 The 2015
Ozone SRR allows substitution of NOX
reductions for VOC reductions to meet
the CAA section 172(c)(2) and
182(c)(2)(B) RFP requirements.141
Except as specifically provided in
CAA section 182(b)(1)(C), emissions
reductions from all SIP-approved,
federally promulgated, or otherwise SIPcreditable measures that occur after the
baseline year are creditable for purposes
of demonstrating that the RFP targets are
met. Because the EPA has determined
that the passage of time has caused the
effect of certain exclusions to be de
minimis, the RFP demonstration is no
longer required to calculate and
specifically exclude reductions from
measures related to motor vehicle
exhaust or evaporative emissions
promulgated by January 1, 1990;
regulations concerning Reid vapor
pressure promulgated by November 15,
1990; measures to correct previous
RACT requirements; and measures
required to correct previous inspection
and maintenance (I/M) programs.142
The 2008 Ozone SRR requires the RFP
baseline year to be the most recent
calendar year for which a complete
triennial inventory was required to be
submitted to the EPA. For the purposes
of developing RFP demonstrations for
the 2008 ozone NAAQS, the applicable
triennial inventory year is 2011.143 The
2015 Ozone SRR similarly requires the
RFP baseline year to be the most recent
calendar year for which a complete
138 Id.; 40 CFR 51.1110(a)(2)(i)(C) and 40 CFR
51.1110(a)(2)(ii)(B).
139 83 FR 62998, 63004 (December 6, 2018);
51.1310(a)(2).
140 Id.
141 Id.; 40 CFR 51.1310(a)(2)(i)(B) and 40 CFR
51.1310(a)(2)(ii)(B).
142 40 CFR 51.1110(a)(7) and 40 CFR
51.1310(a)(7).
143 40 CFR 51.1110(b).
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triennial inventory was required to be
submitted to the EPA.144 For the
purpose of developing RFP
demonstrations for the 2015 ozone
NAAQS, the applicable triennial
inventory year is 2017.145
2. Summary of the State’s Submission
For both the 2008 and 2015 ozone
NAAQS, the 2020 Plan cites the EPA’s
1997 approval of the 15 percent VOConly ROP plan for the one-hour ozone
NAAQS as the basis for concluding that
the San Diego County area had met the
15 percent VOC-only ROP plan SIP
requirement.146
For the RFP demonstration for the
2008 ozone NAAQS, the 2020 Plan
includes updated inventories of ozone
precursor emissions (VOC and NOX) for
2017, the first RFP milestone year and
the year from which future-year
inventories are projected. As described
further in Section III.A (‘‘Emissions
Inventories’’) of this document, the RFP
baseline year of 2011 was, for the most
part, backcast from the 2017 emissions
inventories except for point sources,
which are based on actual reported
emissions from the individual facilities.
To develop the emissions inventories
for remaining RFP milestone years (2020
and 2023) and the attainment year
(2026), the District and CARB relied
upon the same growth and control
factors used in the attainment
demonstration, and included certain
growth increments for the military and
SDIA and certain adjustments (such as
ERCs and EMFAC2017 Adjustment
Factors impacts), as further described in
Section III.A (‘‘Emissions Inventories’’)
of this document.
The RFP demonstration for the San
Diego County area for the 2008 ozone
NAAQS is provided in Section 3.2.2.3 of
the 2020 Plan and is presented in Table
10 of this document. The RFP
demonstration calculates future year
VOC targets from the 2011 baseline,
consistent with CAA section
182(c)(2)(B)(i), which requires
reductions of ‘‘at least 3 percent of
baseline emissions each year,’’ and it
substitutes NOX reductions for VOC
reductions beginning in milestone year
2017 to meet VOC emissions targets.147
As shown in Table 10, the 2020 Plan
provides a demonstration of RFP for
each milestone year as well as the
attainment year for the 2008 ozone
NAAQS.
TABLE 10—RFP DEMONSTRATION FOR SAN DIEGO COUNTY FOR THE 2008 OZONE NAAQS
[Summer planning inventory, tpd or percent]
VOC
2011
Baseline VOC Emissions (tpd) ....................................................................................
Change in VOC since 2011 (tpd) ................................................................................
Change in VOC since 2011 (percent) .........................................................................
Required percentage change since 2011 ....................................................................
Shortfall (¥)/Surplus (+) in VOC (percent) .................................................................
136.6
................
................
................
................
2017
2020
112.9
23.7
17.4%
18%
¥0.6%
107.0
29.6
21.7%
27%
¥5.3%
2023
102.4
34.2
25.1%
36%
¥10.9%
2026
99.7
36.9
27.0%
45%
¥18.0%
NOX
2011
Baseline NOX Emissions (tpd) .....................................................................................
Change in NOX since 2011 (tpd) .................................................................................
Change in NOX since 2011 (percent) ..........................................................................
NOX reductions since 2011 used for VOC substitution in this milestone year (percent) .........................................................................................................................
NOX reductions since 2011 surplus after meeting VOC substitution needs in this
milestone year (percent) ..........................................................................................
RFP shortfall (if any) (percent) ....................................................................................
RFP met? .....................................................................................................................
2017
2020
2023
2026
110.7
................
................
77.0
33.7
30.5%
67.1
43.6
39.3%
56.8
53.9
48.7%
53.6
57.1
51.6%
................
0.6%
5.3%
10.9%
18.0%
................
................
................
29.8%
0%
Yes
34.0%
0%
Yes
37.8%
0%
Yes
33.6%
0%
Yes
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Source: 2020 Plan, Table 3–3.
For the RFP demonstration for the
2015 ozone NAAQS, the 2020 Plan
includes updated inventories of ozone
precursor emissions for 2017, which is
the baseline year and the year from
which future-year inventories are
projected. To develop the emissions
inventories for RFP milestone years
(2023, 2026 and 2029) and the
attainment year (2032), the District and
CARB relied upon the same growth and
control factors as used in the attainment
144 40
CFR 51.1310(b).
Ozone SRR, 63005.
146 2020 Pan, Sections 3.2.2.1 and 4.2.2.1.
145 2015
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demonstration, and included certain
growth increments for the military and
SDIA and certain adjustments (such as
ERCs and EMFAC2017 Adjustment
Factors impacts), as further described in
Section III.A (‘‘Emissions Inventories’’)
of this document.
The RFP demonstration for the San
Diego County area for the 2015 ozone
NAAQS is shown in Table 11 of this
document. The RFP demonstration
calculates future year VOC targets from
the 2017 baseline, consistent with CAA
section 182(c)(2)(B)(i), which requires
reductions of ‘‘at least 3 percent of
baseline emissions each year,’’ and it
substitutes NOX reductions for VOC
reductions beginning in milestone year
2023 to meet VOC emission targets.148
For the San Diego County area, CARB
concludes that the RFP demonstration
meets the applicable requirements for
each milestone year as well as the
attainment year for the 2015 ozone
NAAQS.
147 NO substitution is permitted under EPA
X
regulations for the 2008 ozone NAAQS. See 40 CFR
51.1110(a)(2)(i)(C) and 40 CFR 51.1110(a)(2)(ii)(B);
and 80 FR 12264, at 12271 (March 6, 2015).
148 NO substitution is permitted under EPA
X
regulations for the 2015 ozone NAAQS. See 40 CFR
51.1310(a)(2)(i)(B) and 40 CFR 51.1310(a)(2)(ii)(B);
and 83 FR 62998, at 63004 (December 6, 2018).
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TABLE 11—RFP DEMONSTRATION FOR SAN DIEGO COUNTY FOR THE 2015 OZONE NAAQS
[Summer planning inventory, tpd or percent]
VOC
2017
Baseline VOC Emissions (tpd) ....................................................................................
Change in VOC since 2017 (tpd) ................................................................................
Change in VOC since 2017 (percent) .........................................................................
Required percentage change since 2017 ....................................................................
Shortfall (¥)/Surplus (+) in VOC (percent) .................................................................
112.9
................
................
................
................
2023
2026
102.4
10.5
9.3%
18%
¥8.7%
99.7
13.2
11.7%
27%
¥15.3%
2029
98.2
14.6
13.0%
36%
¥23.0%
2032
97.2
15.7
13.9%
45%
¥31.1%
NOX
2017
Baseline NOX Emissions (tpd) .....................................................................................
Change in NOX since 2017 (tpd) .................................................................................
Change in NOX since 2017 (percent) ..........................................................................
NOX reductions since 2017 used for VOC substitution in this milestone year (percent) .........................................................................................................................
NOX reductions since 2017 surplus after meeting VOC substitution needs in this
milestone year (percent) ..........................................................................................
RFP shortfall (if any) (percent) ....................................................................................
RFP met? .....................................................................................................................
2023
2026
2029
2032
77.0
................
................
56.8
20.2
26.3%
53.6
23.4
30.4%
51.3
25.6
33.3%
49.7
27.3
35.5%
................
8.7%
15.3%
23.0%
31.1%
................
................
................
17.6%
0%
Yes
15.1%
0%
Yes
10.3%
0%
Yes
4.3%
0%
Yes
Source: 2020 Plan, Table 4–5.
3. The EPA’s Review of the State’s
Submission
In 1997, the EPA approved a 15
percent ROP plan for San Diego County
for the 1-hour ozone NAAQS.149 The
San Diego County nonattainment areas
for the 2008 and 2015 ozone NAAQS are
essentially the same geographic area as
the nonattainment area for the 1-hour
ozone NAAQS, and thus, we agree with
the conclusion in the 2020 Plan that the
ROP requirements of CAA section
182(b)(1) for the San Diego County area
have been met and that, as a result,
there is no need to demonstrate another
15 percent reduction in VOC for this
area.
The RFP demonstrations in the 2020
Plan derive from the same emissions
inventories as presented in Section III.A
(‘‘Emissions Inventories’’) of this
document. In Section III.A, we are
proposing to approve the 2011 and 2017
base year emissions inventories for the
2008 and 2015 ozone NAAQS,
respectively. With respect to the future
year emissions baseline projections, as
further explained in Section III.A of this
document, we have reviewed the growth
and control factors and find them
acceptable and conclude that the future
baseline emissions projections in the
2020 Plan reflect appropriate
calculation methods and the latest
planning assumptions and appropriately
account for the growth increments for
the military and SDIA as well as the
adjustments for ERCs and the
EMFAC2017 Adjustment Factors. In
addition, we have reviewed the
calculations in Table 3–3 and Table 4–
5 of the 2020 Plan and find that the
District and CARB have used an
appropriate calculation method to
demonstrate RFP.150
CARB provided support for
substituting NOX reductions for VOC
reductions in the San Diego County area
in Attachment K to the 2020 Plan and
supplemented that information in an
attachment to an email to the EPA dated
September 1, 2023.151 Combining the
information from Attachment K in the
2020 Plan with additional explanation
and analysis in the attachment, CARB
presents two approaches to
understanding the relationship between
the two ozone precursors, NOX and
VOC, in the area. First, CARB presents
a table comparing emissions of the
precursors over time and the modeled
ozone design value. This table is shown
here as Table 12 of this document
(replacing the term ROG for VOC).
TABLE 12—OZONE DESIGN VALUES IN SAN DIEGO COUNTY AND THE CORRESPONDING EMISSIONS OF NOX AND VOC IN
THE SAN DIEGO COUNTY AREA
Design value
(ppb)
Scenario
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Base Year (2017) ........................................................................................................................................
Attainment Year (2032) ...............................................................................................................................
Attainment Year (2032) with a 10 percent reduction in NOX ......................................................................
83.0
71.1
69.9
Emissions (tpd)
NOX
77.0
43.4
39.1
VOC
116.0
96.5
96.5
Sources: 2020 Plan, Attachment K, Section K.3.5 (‘‘NOX Sensitivity Analysis’’); Attachment to September 1, 2023 email from CARB to the
EPA.
149 62
FR 1150, 1183 (January 8, 1997).
note that the weight of evidence
demonstration provided in Attachment M to the
2020 Plan generally supports the substitution of
150 We
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NOX emissions reductions for VOC emissions
reductions for the RFP demonstrations for the 2008
and 2015 ozone NAAQS. See Modeling TSD, at 32
and 33.
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151 Email dated September 1, 2023, from Chenxia
Cai, CARB, with attachment, to John J. Kelly, EPA.
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Table 12 of this document presents
CARB’s summary data regarding NOX
sensitivity in the area, including the
emissions of NOX and VOC for the 2015
ozone NAAQS base year (2017) and the
future attainment year (2032), as well as
the measured 2017 ozone design value
(83.0 ppb) and the predicted 2032
design value (71.1 ppb) with emissions
reflecting business-as-usual, that is,
without further emissions reductions.
The fourth row of the table shows the
DV predicted for the 2032 attainment
year if there were an additional NOX
reduction of ten percent from the
business-as-usual scenario. When NOX
emissions in the area are modeled at
39.1 tpd, the modeled design value for
the area is 69.9 ppb, a design value that
meets the 2015 ozone NAAQS. DVs are
approximately linear with respect to the
corresponding NOX emissions in Table
12, indicating that the reduction of NOX
likely plays a dominant role in the
attainment demonstration in the 2020
Plan.
Second, CARB presents information
from a series of sensitivity tests for the
area, in order to provide additional
insight into the relative impact of
reducing NOX and VOC on the modeled
design value for the area. These
simulations use different data than the
2020 Plan, including a different model
year, domain, and a 2018 emissions
inventory base year. However, the
(2018) baseline emissions used for the
simulations are similar enough to the
baseline emissions (2017) used for the
2020 Plan that the results of the
simulations provide useful information
with which to evaluate the reliance on
NOX substitution in the 2020 Plan for
the RFP demonstrations for compliance
with CAA section 182(c)(2)(C).152
The simulations were run from values
of twenty percent to 100 percent of
baseline emissions to produce ‘‘design
value isopleths’’ at the Alpine
monitoring site, the long-standing
design value monitoring site in San
Diego County. Such isopleths can be
used to predict what the effect would be
on the design value if either NOX or
VOC emissions were held constant
while the other ozone precursor were
altered. Based on the isopleths
produced by the simulations, a
reduction of NOX of 40 percent (from
2018 baseline emissions) results in a
decrease in the design value (from 2018)
152 For example, the 2017 baseline emissions in
the 2020 Plan for the San Diego County
nonattainment area are 77 tpd for NOX and 113 tpd
for VOC (see Table 1 of this document—not
including emissions beyond three NM from the
coast), whereas the 2018 baseline emissions used
for the simulations are 75 tpd for NOX and 112 tpd
for VOC.
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at the Alpine monitoring site to the level
of the 2008 ozone NAAQS whereas the
same decrease in the design value
requires a 60 percent decrease in VOC
emissions (from 2018 baseline
emissions). The isopleths that were
produced by these simulations indicate
that the design value in this area is more
sensitive to decreases in NOX, and that
the effect is more pronounced at lower
NOX emissions. For example, if NOX
emissions were held constant at 20
percent of the 2018 baseline, a change
in VOC levels has almost no effect on
the design value modeled for the area
(in this case, around 60 ppb), whereas
at a design value of 70.9 ppb, the design
value is noticeably dependent on both
pollutants, but still more sensitive to
NOX. This isopleth indicates that NOX
control is more effective than VOC
control in the area on both a percentage
and a per ton basis. As such, we find
that the reliance on NOX substitution for
RFP demonstration purposes in the
2020 Plan to be consistent with the
requirements of CAA section
182(c)(2)(C).
For these reasons, we have
determined that the 2020 Plan
demonstrates RFP in each milestone
year, as well as in each attainment year
(2026 for the 2008 ozone NAAQS and
2032 for the 2015 ozone NAAQS),
consistent with applicable CAA
requirements and EPA guidance and
rulemakings. We therefore propose to
approve the RFP demonstrations for the
San Diego County area for the 2008
ozone NAAQS and for the 2015 ozone
NAAQS under sections 172(c)(2),
182(b)(1) and 182(c)(2)(B) of the CAA,
40 CFR 51.1110(a)(2), 40 CFR
51.1110(a)(2)(i) and (ii), 40 CFR
51.1310(a)(2) and 40 CFR
51.1310(a)(2)(ii).
E. Transportation Control Strategies and
Measures To Offset Emissions Increases
From Vehicle Miles Traveled
1. Statutory and Regulatory
Requirements
Section 182(d)(1)(A) of the Act
requires, in relevant part, a state to
submit, for each area classified as
Severe or above, a SIP revision that
‘‘identifies and adopts specific
enforceable transportation control
strategies and transportation control
measures to offset any growth in
emissions from growth in vehicle miles
traveled or number of vehicle trips in
such area.’’ 153 Herein, we use ‘‘VMT’’ to
153 CAA section 182(d)(1)(A) includes three
separate elements. In short, under section
182(d)(1)(A), states are required to adopt
transportation control strategies and measures to
offset growth in emissions from growth in VMT,
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refer to vehicle miles traveled and refer
to the related SIP requirement as the
‘‘VMT emissions offset requirement.’’ In
addition, we refer to the SIP revision
intended to demonstrate compliance
with the VMT emissions offset
requirement as the ‘‘VMT emissions
offset demonstration.’’ The 2008 and
2015 SRRs extend the VMT emissions
offset requirement to Severe and above
areas for the 2008 and 2015 ozone
NAAQS at 40 CFR 51.1102 and 40 CFR
51.1302, respectively.
In Association of Irritated Residents v.
EPA, the Ninth Circuit ruled that
additional transportation control
measures are required whenever vehicle
emissions are projected to be higher
than they would have been had VMT
not increased, even when aggregate
vehicle emissions are actually
decreasing.154 In response to the court’s
decision, in August 2012, the EPA
issued guidance titled ‘‘Implementing
Clean Air Act Section 182(d)(1)(A):
Transportation Control Measures and
Transportation Control Strategies to
Offset Growth in Emissions Due to
Growth in Vehicle Miles Travelled’’
(‘‘August 2012 Guidance’’).155
The August 2012 Guidance discusses
the meaning of ‘‘transportation control
strategies’’ (TCSs) and ‘‘transportation
control measures’’ (TCMs) and
recommends that both TCSs and TCMs
be included in the calculations made for
the purpose of determining the degree to
which any hypothetical growth in
emissions due to growth in VMT should
be offset. Generally, TCS is a broad term
that encompasses many types of
controls (including, for example, motor
vehicle emissions limitations, I/M
and, as necessary, in combination with other
emission reduction requirements, to demonstrate
RFP and attainment. For more information on the
EPA’s interpretation of the three elements of section
182(d)(1)(A), see 77 FR 58067 at 58068 (September
19, 2012) (proposed withdrawal of approval of
South Coast VMT emissions offset demonstrations).
In Section III.E of this document, we address the
first element of CAA section 182(d)(1)(A) (i.e., the
VMT emissions offset requirement). In Sections
III.C and III.D of this document, we propose to
approve the attainment demonstrations and RFP
demonstrations, respectively, for the 2008 ozone
NAAQS and for the 2015 ozone NAAQS in the San
Diego County area. Compliance with the second
and third elements of section 182(d)(1)(A) is
predicated on final approval of the attainment and
RFP demonstrations.
154 See Association of Irritated Residents v. EPA,
632 F.3d. 584, at 596–597 (9th Cir. 2011), reprinted
as amended on January 27, 2012, 686 F.3d 668,
further amended February 13, 2012 (‘‘Association of
Irritated Residents’’).
155 EPA, ‘‘Implementing Clean Air Act Section
182(d)(1)(A): Transportation Control Measures and
Transportation Control Strategies to Offset Growth
in Emissions Due to Growth in Vehicle Miles
Travelled,’’ EPA–420–B–12–053, August 2012,
https://nepis.epa.gov/Exe/ZyPDF.cgi/
P100EZ4X.PDF?Dockey=P100EZ4X.PDF.
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programs, alternative fuel programs,
other technology-based measures, and
TCMs) that would fit within the
regulatory definition of ‘‘control
strategy.’’ 156 A TCM is defined at 40
CFR 51.100(r) as ‘‘any measure that is
directed toward reducing emissions of
air pollutants from transportation
sources,’’ including, but not limited to,
those listed in section 108(f) of the
Clean Air Act. TCMs generally refer to
programs intended to reduce VMT,
number of vehicle trips, or traffic
congestion, such as programs for
improved public transit, designation of
certain lanes for passenger buses and
high-occupancy vehicles, and trip
reduction ordinances.
The August 2012 Guidance explains
how states may demonstrate that the
VMT emissions offset requirement is
satisfied in conformance with the
Court’s ruling in Association of Irritated
Residents. Under the August 2012
Guidance, states would develop one
emissions inventory for the base year
and three different emissions inventory
scenarios for the attainment year.157 The
base year on-road VOC emissions
should be calculated using VMT in that
year, and they should reflect all
enforceable TCSs and TCMs in place in
the base year. This would include
vehicle emissions standards, state and
local control programs, such as I/M
programs or fuel rules, and any
additional implemented TCSs and
TCMs that were already required by or
credited in the SIP as of that base year.
The first of the emissions calculations
for the attainment year would be based
on the projected VMT and trips for that
year and assume that no new TCSs or
TCMs beyond those already credited in
the base year inventory have been put
in place since the base year. This
calculation demonstrates how emissions
would hypothetically change if no new
TCSs or TCMs were implemented, and
VMT and trips were allowed to grow at
the projected rate from the base year.
This estimate would show the potential
for an increase in emissions due solely
to growth in VMT and trips. This
represents a ‘‘no action’’ scenario.
Emissions in the attainment year in this
scenario may be lower than those in the
base year due to the fleet that was on the
road in the base year gradually being
replaced through fleet turnover;
however, provided VMT and/or
numbers of vehicle trips in fact increase
by the attainment year, they would still
156 See,
e.g., 40 CFR 51.100(n).
the August 2012 Guidance for specific
details on how states might conduct the
calculations.
157 See
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likely be higher than they would have
been assuming VMT had held constant.
The second of the attainment year’s
emissions calculations would assume
that no new TCSs or TCMs beyond
those already credited have been put in
place since the base year, but it would
also assume that there was no growth in
VMT and trips between the base year
and attainment year. This estimate
reflects the hypothetical emissions level
that would have occurred if no further
TCMs or TCSs had been put in place
and if VMT and trip levels had held
constant since the base year. Like the
‘‘no action’’ attainment year estimate,
emissions in the attainment year may be
lower than those in the base year due to
the fleet that was on the road in the base
year gradually being replaced by cleaner
vehicles through fleet turnover, but in
this case they would not be influenced
by any growth in VMT or trips. This
emissions estimate would reflect a
ceiling on the attainment emissions that
should be allowed to occur under the
statute as interpreted by the Court in
Association of Irritated Residents
because it shows what would happen
under a scenario in which no offsetting
TCSs or TCMs have yet been put in
place and VMT and trips are held
constant during the period from the
area’s base year to its attainment year.
This represents a ‘‘VMT offset ceiling’’
scenario. These two hypothetical status
quo estimates are necessary steps in
identifying the target level of emissions
from which states would determine
whether further TCMs or TCSs, beyond
those that have been adopted and
implemented, would need to be adopted
and implemented in order to fully offset
any increase in emissions due solely to
VMT and trips identified in the ‘‘no
action’’ scenario.
Finally, the state would present the
emissions that are expected to occur in
the area’s attainment year after taking
into account reductions from all
enforceable TCSs and TCMs. This
estimate would be based on the VMT
and trip levels expected to occur in the
attainment year (i.e., the VMT and trip
levels from the first estimate) and all of
the TCSs and TCMs expected to be in
place and for which the SIP will take
credit in the area’s attainment year,
including any TCMs and TCSs put in
place since the base year. This
represents the ‘‘projected actual’’
attainment year scenario. If this
emissions estimate is less than or equal
to the emissions ceiling that was
established in the second of the
attainment year calculations, the TCSs
and TCMs implemented by the
attainment year would be sufficient to
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fully offset the identified hypothetical
growth in emissions.
If, instead, the estimated projected
actual attainment year emissions are
still greater than the ceiling that was
established in the second of the
attainment year emissions calculations,
even after accounting for post-baseline
year TCSs and TCMs, the state would
need to adopt and implement additional
TCSs or TCMs to further offset the
growth in emissions. The additional
TCSs or TCMs would need to bring the
actual emissions down to at least the
VMT offset ceiling estimated in the
second of the attainment year
calculations, in order to meet the VMT
offset requirement of section
182(d)(1)(A) as interpreted by the Court.
2. Summary of State’s Submission
CARB prepared the VMT emissions
offset demonstration for San Diego
County for the 2008 ozone NAAQS and
for the 2015 ozone NAAQS. The District
referenced the State’s demonstration in
Sections 3.1.3 and 4.1.3 of the 2020 Plan
and included the demonstration itself in
Attachment N (‘‘VMT Offset
Demonstration for San Diego
County’’).158 In addition to the VMT
emissions offset demonstration,
Attachment N of the 2020 Plan includes
two appendices—one listing the TCSs
adopted by CARB since 1990 and
another listing the TCMs adopted by
SANDAG (as of 2018) in San Diego
County.159 Based on the demonstration
included as Attachment N of the 2020
Plan, the District concludes that the
TCSs and TCMs identified in
Attachment N offset the growth in
emissions due to growth in VMT, thus
satisfying the VMT emissions offset
requirement for both the 2008 and 2015
ozone NAAQS.
In Attachment N of the 2020 Plan,
CARB presents the VMT offset
demonstration for the area. For this
demonstration, CARB used
EMFAC2017, the latest EPA-approved
motor vehicle emissions model for
California available at the time the 2020
Plan was developed.160 The
EMFAC2017 model estimates the onroad emissions from two combustion
processes (i.e., running exhaust and
start exhaust) and four evaporative
processes (i.e., hot soak, running losses,
diurnal losses, and resting losses). The
EMFAC2017 model combines trip-based
VMT and speed distribution data from
the regional transportation planning
158 2020
Plan, pp. 37, 57 and N–1.
Plan, Attachment N, Appendix A–1,
‘‘State of California Motor Vehicle Control Program
(1990–Present); Appendix A–2, ‘‘Adopted
Transportation Control Measures.’’
160 84 FR 41717 (August 15, 2019).
159 2020
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agency (i.e., SANDAG), starts data based
on household travel surveys, and
vehicle population data from the
California Department of Motor
Vehicles. These sets of data are
combined with corresponding emissions
rates to calculate emissions.
Emissions from running exhaust, start
exhaust, hot soak, and running losses
are a function of how much a vehicle is
driven. Emissions from these processes
are thus directly related to VMT and
vehicle trips, and CARB included these
emissions in the calculations that
provide the basis for the San Diego
County VMT emissions offset
demonstration. CARB did not include
emissions from resting loss and diurnal
loss processes in the analysis because
such emissions are related to vehicle
population, not to VMT or vehicle trips,
and thus are not part of ‘‘any growth in
emissions from growth in vehicle miles
traveled or numbers of vehicle trips in
such area’’ under CAA section
182(d)(1)(A).
The San Diego County VMT
emissions offset demonstration for the
2008 ozone NAAQS uses a 2011 base
year. The base year for VMT emissions
offset demonstration purposes should
generally be the same base year used for
nonattainment planning purposes. In
Section III.A of this document, the EPA
is proposing to approve the 2011 base
year inventory for San Diego County for
the purposes of the 2008 ozone NAAQS,
and thus, CARB’s selection of 2011 as
the base year for the area’s VMT
emissions offset demonstration for the
2008 ozone NAAQS is appropriate.
The San Diego County VMT
emissions offset demonstration for the
2008 ozone NAAQS also includes the
three different attainment year scenarios
(i.e., no action, VMT offset ceiling, and
projected actual) described in Section
III.E.1 of this document. The 2020 Plan
provides a demonstration of attainment
of the 2008 ozone NAAQS in San Diego
County by the applicable attainment
date, based on the controlled 2026
emissions inventory. As described in
Section III.C of this document, the EPA
is proposing to approve the attainment
demonstration for the 2008 ozone
NAAQS for San Diego County, and thus,
we find CARB’s selection of year 2026
as the attainment year for the VMT
emissions offset demonstration for the
2008 ozone NAAQS to be acceptable.
Table 13 of this document
summarizes the relevant distinguishing
parameters for each of the emissions
scenarios and shows CARB’s
corresponding VOC emissions estimates
for the demonstration for the 2008
ozone NAAQS.
TABLE 13—VMT EMISSIONS OFFSET INVENTORY SCENARIOS AND RESULTS FOR 2008 OZONE NAAQS
VMT
(1,000/day)
Scenario
Base Year (2011) ................................................................................................................
No Action (2026) ..................................................................................................................
VMT Offset Ceiling (2026) ...................................................................................................
Projected Actual (2026) .......................................................................................................
Starts (trips)
(1,000/day)
82,640
87,279
82,640
87,279
VOC emissions
(tpd)
11,596
12,278
11,625
12,008
33
12
11
10
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Sources: 2020 Plan, Tables N–1 and N–2; supplemental email dated April 27, 2023, from Nesamani Kalandiyur, CARB, with attachment to
John J. Kelly, EPA.
For the base year scenario, CARB ran
the EMFAC2017 model for the 2011
base year using VMT and starts data
corresponding to that year. As shown in
Table 13, CARB estimates San Diego
County VOC emissions at 33 tpd in
2011.
For the ‘‘no action’’ scenario, CARB
first identified the on-road motor
vehicle control programs (i.e., TCSs 161)
put in place since the base year and
incorporated into EMFAC2017, and
then ran EMFAC2017 with the VMT and
starts data corresponding to the 2026
attainment year without the emissions
reductions from the on-road motor
vehicle control programs put in place
after the base year. Thus, the no action
scenario reflects the hypothetical VOC
emissions in the attainment year if
CARB had not put in place any
additional TCSs after 2011. As shown in
Table 13, CARB estimates the ‘‘no
action’’ San Diego County VOC
emissions at 12 tpd in 2026.
For the ‘‘VMT offset ceiling’’ scenario,
CARB ran the EMFAC2017 model for
the attainment year but with VMT and
starts data corresponding to base year
values. Like the no action scenario, the
EMFAC2017 model was adjusted to
161 2020
Plan, Attachment N, table N–5.
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reflect the VOC emissions levels in the
attainment years without the benefits of
the post-base-year on-road motor
vehicle control programs. Thus, the
VMT offset ceiling scenario reflects
hypothetical VOC emissions in San
Diego County if CARB had not put in
place any TCSs after the base year and
if there had been no growth in VMT or
vehicle trips between the base year and
the attainment year.
The hypothetical growth in emissions
due to growth in VMT and trips can be
determined from the difference between
the VOC emissions estimates under the
‘‘no action’’ scenario and the
corresponding estimates under the
‘‘VMT offset ceiling’’ scenario. Based on
the values in Table 13, the hypothetical
growth in emissions due to growth in
VMT and trips in San Diego County
would have been 1 tpd (i.e., 12 tpd
minus 11 tpd). This hypothetical
difference establishes the level of VMT
growth-caused emissions that need to be
offset by the combination of postbaseline year TCSs and any necessary
additional TCSs.
For the ‘‘projected actual’’ scenario
calculation, CARB ran the EMFAC2017
model for the attainment year with VMT
and starts data at attainment year values
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and with the full benefits of the relevant
post-baseline year motor vehicle control
programs. For this scenario, CARB
included the emissions benefits from
TCSs put in place since the base year.
Between 2000 and 2019, annual VOC
emissions in San Diego County declined
48 percent, approximately 65 percent of
which was due to reductions from lightduty passenger vehicles.162 As shown in
Table 13 of this document, on-road VOC
emissions are projected to decline by
more than two-thirds (from 33 tpd to 10
tpd), from the 2011 base year to the
2026 attainment year. The most
significant measures reducing VOC
emissions during this timeframe are the
regulations included in the Advanced
Clean Cars regulatory package, such as
the Low Emission Vehicle (LEV) III
regulations that establish increasingly
stringent emission standards for both
criteria pollutants and greenhouse gases
for new passenger vehicles through the
2025 model year and the Zero-Emission
162 2020 Plan, Attachment M, ‘‘Weight of
Evidence Demonstration for San Diego County,’’
Table M–4.
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Vehicle (ZEV) sales mandate
regulations.163
As shown in Table 13, the projected
actual attainment-year VOC emissions
are 10 tpd. CARB compared this value
against the corresponding VMT offset
ceiling value to determine whether
additional TCSs or TCMs would need to
be adopted and implemented in order to
offset any increase in emissions due
solely to VMT and trips. Because the
projected actual emissions are less than
the corresponding VMT offset ceiling
emissions, CARB concluded that the
demonstration shows compliance with
the VMT emissions offset requirement
and that the adopted TCSs are sufficient
to offset the growth in emissions from
the growth in VMT and vehicle trips in
the San Diego County area for the 2008
ozone NAAQS.
The San Diego County VMT
emissions offset demonstration for the
2015 ozone NAAQS uses a 2017 base
year. The base year for VMT emissions
offset demonstration purposes should
generally be the same base year used for
nonattainment planning purposes. In
Section III.A of this document, the EPA
is proposing to approve the 2017 base
year inventory for the San Diego County
area for the purposes of the 2015 ozone
NAAQS, and thus, CARB’s selection of
2017 as the base year for the area’s VMT
emissions offset demonstration for the
2015 ozone NAAQS is appropriate.
The San Diego County area VMT
emissions offset demonstration for the
2015 ozone NAAQS also includes the
three different attainment year scenarios
(i.e., no action, VMT offset ceiling, and
projected actual) described in Section
III.E.1. The 2020 Plan provides a
demonstration of attainment of the 2015
ozone NAAQS in the San Diego County
area by the applicable attainment date,
based on the controlled 2032 emissions
inventory. As described in Section III.C
of this document, the EPA is proposing
to approve the attainment
demonstration for the 2015 ozone
NAAQS for the San Diego County area,
and thus, we find CARB’s selection of
year 2032 as the attainment year for the
VMT emissions offset demonstration for
the 2015 ozone NAAQS to be
acceptable.
Table 14 of this document
summarizes the relevant distinguishing
parameters for each of the emissions
scenarios and shows CARB’s
corresponding VOC emissions estimates
for the demonstration for the 2015
ozone NAAQS.
TABLE 14—VMT EMISSIONS OFFSET INVENTORY SCENARIOS AND RESULTS FOR 2015 OZONE NAAQS
VMT
(1,000/day)
Scenario
Base Year (2017) ................................................................................................................
No Action (2032) ..................................................................................................................
VMT Offset Ceiling (2032) ...................................................................................................
Projected Actual (2032) .......................................................................................................
Starts (trips)
(1,000/day)
83,217
91,751
83,217
91,751
10,783
13,411
12,164
13,130
VOC emissions
(tpd)
18
10
9
8
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Sources: 2020 Plan, Tables N–1 and N–2; supplemental email dated April 27, 2023, from Nesamani Kalandiyur, CARB, with attachment, to
John J. Kelly, EPA.
For the base year scenario, CARB ran
the EMFAC2017 model for the 2017
base year using VMT and starts data
corresponding to that year. As shown in
Table 14, CARB estimates San Diego
County VOC emissions at 18 tpd in
2017.
For the ‘‘no action’’ scenario, CARB
first identified the on-road motor
vehicle control programs (i.e., TCSs 164)
put in place since the base year and
incorporated into EMFAC2017, and
then ran EMFAC2017 with the VMT and
starts data corresponding to the 2032
attainment year without the emissions
reductions from the on-road motor
vehicle control programs put in place
after the base year. Thus, the no action
scenario reflects the hypothetical VOC
emissions in the attainment year if
CARB had not put in place any
additional TCSs after 2017. As shown in
Table 14 of this document, CARB
estimates the ‘‘no action’’ San Diego
County VOC emissions at 10 tpd in
2032.
For the ‘‘VMT offset ceiling’’ scenario,
CARB ran the EMFAC2017 model for
the attainment year but with VMT and
starts data corresponding to base year
values. Like the no action scenario, the
163 See
also 2020 Plan, Attachment N, Table N–
EMFAC2017 model was adjusted to
reflect the VOC emissions levels in the
attainment years without the benefits of
the post-base-year on-road motor
vehicle control programs. Thus, the
VMT offset ceiling scenario reflects
hypothetical VOC emissions in San
Diego County if CARB had not put in
place any TCSs after the base year and
if there had been no growth in VMT or
vehicle trips between the base year and
the attainment year.
The hypothetical growth in emissions
due to growth in VMT and trips can be
determined from the difference between
the VOC emissions estimates under the
‘‘no action’’ scenario and the
corresponding estimates under the
‘‘VMT offset ceiling’’ scenario. Based on
the values in Table 14 of this document,
the hypothetical growth in emissions
due to growth in VMT and trips in San
Diego County would have been 1 tpd
(i.e., 10 tpd minus 9 tpd). This
hypothetical difference establishes the
level of VMT growth-caused emissions
that need to be offset by the
combination of post-baseline year TCSs
and any necessary additional TCSs.
For the ‘‘projected actual’’ scenario
calculation, CARB ran the EMFAC2017
164 2020
Plan, Attachment N, Table N–5.
model for the attainment year with VMT
and starts data at attainment year values
and with the full benefits of the relevant
post-baseline year motor vehicle control
programs. For this scenario, CARB
included the emissions benefits from
TCSs put in place since the base year.
Between 2000 and 2019, annual VOC
emissions in San Diego County declined
48 percent, approximately 65 percent of
which was due to reductions from lightduty passenger vehicles.165 Table 14 of
this document shows that on-road VOC
emissions are projected to decline by
more than one half (from 18 tpd to 8
tpd), from the 2017 base year to the
2032 attainment year. Significant VOC
emissions reductions during the 2017–
2032 timeframe result from the ZEV
provisions of the Advanced Clean Cars
program.
As shown in Table 14 of this
document, the projected actual
attainment-year VOC emissions are 8
tpd. CARB compared this value against
the corresponding VMT offset ceiling
value to determine whether additional
TCSs or TCMs would need to be
adopted and implemented in order to
offset any increase in emissions due
solely to VMT and trips. Because the
165 2020
Plan, Table M–4.
5.
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projected actual emissions are less than
the corresponding VMT offset ceiling
emissions, CARB concluded that the
demonstration shows compliance with
the VMT emissions offset requirement
and that the adopted TCSs are sufficient
to offset the growth in emissions from
the growth in VMT and vehicle trips in
the San Diego County area for the 2015
ozone NAAQS.
3. The EPA’s Review of the State’s
Submission
Based on our review of the San Diego
County VMT emissions offset
demonstration in Attachment N of the
2020 Plan, we find CARB’s analysis to
be consistent with our August 2012
Guidance and consistent with the
emissions and vehicle activity estimates
provided by CARB in support of the
2020 Plan. We agree that CARB and
SANDAG have adopted sufficient TCSs
and TCMs to offset the growth in
emissions from growth in VMT and
vehicle trips in the San Diego County
area for the purposes of both the 2008
ozone NAAQS and the 2015 ozone
NAAQS. Therefore, we propose to
approve the San Diego County area
VMT emissions offset demonstration
element of the 2020 San Diego County
Ozone SIP as meeting the requirements
of CAA section 182(d)(1)(A), 40 CFR
51.1102 and 40 CFR 51.1302.
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F. Contingency Measures
1. Statutory and Regulatory
Requirements
Under the CAA, ozone nonattainment
areas classified under subpart 2 as
Serious or above must include in their
SIPs contingency measures consistent
with sections 172(c)(9) and 182(c)(9).
CAA section 172(c)(9) requires states
with nonattainment areas to provide for
the implementation of specific measures
to be undertaken if the area fails to make
RFP or to attain the NAAQS by the
applicable attainment date. Such
measures must be included in the SIP as
contingency measures to take effect in
any such case without further action by
the state or the EPA. CAA section
182(c)(9) requires states to provide
contingency measures in the event that
an ozone nonattainment area fails to
meet any applicable RFP milestone. The
SIP should contain trigger mechanisms
for the contingency measures, specify a
schedule for implementation, and
indicate that the measure will be
implemented without significant further
action by the state or the EPA.166
166 70 FR 71612 (November 29, 2005); 2008 Ozone
SRR, 80 FR 12264, 12285 (March 6, 2015); 2015
Ozone SRR, 83 FR 62998, 63026 (December 6,
2018).
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Contingency measures must be designed
so as to be implemented prospectively;
already-implemented control measures
may not serve as contingency measures
even if they provide emissions
reductions beyond those needed for any
other CAA purpose.167
The purpose of contingency measures
is to continue progress in reducing
emissions while a state revises its SIP to
meet the missed RFP requirement or to
correct ongoing nonattainment. Neither
the CAA nor the EPA’s implementing
regulations establish a specific level of
emissions reductions that
implementation of contingency
measures must achieve, but the EPA’s
2008 Ozone SRR and 2015 Ozone SRR
reiterate the EPA’s policy that
contingency measures should provide
for emissions reductions approximately
equivalent to one year’s worth of RFP,
amounting to reductions of 3 percent of
the baseline emissions inventory for the
nonattainment area.168 A state cannot
rely on already-implemented measures
to serve as contingency measures, and
in addition, a state cannot rely on
already-implemented measures to
justify the adoption of a contingency
measure or contingency measures that
would achieve less than one year’s
worth of RFP to meet the contingency
measures requirements of CAA sections
172(c)(9) and 182(c)(9) for the
nonattainment area.169 As part of the
contingency measures SIP revision for a
given area, the EPA expects states to
explain the amount of anticipated
emissions reductions that the
contingency measures will achieve. In
the event that a state is unable to
identify and adopt contingency
measures that will provide for
approximately one year’s worth of RFP,
then the EPA recommends that the state
provide a reasoned justification why the
smaller amount of emissions reductions
is appropriate.170
In March 2023, the EPA published
notice of availability announcing a new
draft guidance addressing the
contingency measures requirement of
section 172(c)(9), entitled: ‘‘DRAFT:
Guidance on the Preparation of State
Implementation Plan Provisions that
Address the Nonattainment Area
Contingency Measure Requirements for
Ozone and Particulate Matter (DRAFT—
3/17/23—Public Review Version)’’
167 See Bahr v. EPA, 836 F.3d 1218, 1235–1237
(9th Cir. 2016) (‘‘Bahr’’) and Sierra Club v. EPA, 21
F.4th 815, 827–828 (D.C. Cir. 2021).
168 2008 Ozone SRR, 80 FR 12264, 12285 (March
6, 2015); 2015 Ozone SRR, 83 FR 62998, 63026
(December 6, 2018).
169 See Association of Irritated Residents v. EPA,
10 F.4th 937 (9th Cir. 2021) (‘‘AIR’’).
170 81 FR 58010, 58067 (August 24, 2016).
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(herein referred to as the ‘‘Draft Revised
Contingency Measure Guidance’’) and
opportunity for public comment.171 The
principal differences between the draft
revised guidance and existing guidance
on contingency measures relate to the
EPA’s recommendations concerning the
specific amount of emissions reductions
that implementation of contingency
measures should achieve, and the
timing for when the emissions
reductions from the contingency
measures should occur.
Under the draft revised guidance, the
recommended level of emissions
reductions that contingency measures
should achieve would represent one
year’s worth of ‘‘progress’’ as opposed to
one year’s worth of RFP. One year’s
worth of ‘‘progress’’ is calculated by
determining the average annual
reductions between the base year
emissions inventory and the projected
attainment year emissions inventory,
determining what percentage of the base
year emissions inventory this amount
represents, then applying that
percentage to the projected attainment
year emissions inventory to determine
the amount of reductions needed to
ensure ongoing progress if contingency
measures are triggered.
With respect to the time period within
which reductions from contingency
measures should occur, the EPA
previously recommended that
contingency measures take effect within
60 days of being triggered, and that the
resulting emissions reductions generally
occur within one year of the triggering
event. Under the draft revised guidance,
in instances where there are insufficient
contingency measures available to
achieve the recommended amount of
emissions reductions within one year of
the triggering event, the EPA believes
that contingency measures that provide
reductions within up to two years of the
triggering event would be appropriate to
consider towards achieving the
recommended amount of emissions
reductions. The draft revised guidance
does not alter the 60-day
recommendation for the contingency
measures to take initial effect.
2. Summary of the State’s Submission
The 2020 Plan addresses the
contingency measures requirement in
Section 3.4 for the 2008 ozone NAAQS,
Section 4.4 for the 2015 ozone NAAQS
and Attachment O (‘‘Contingency
Measures for San Diego County’’) to the
plan. For both ozone NAAQS, the 2020
Plan anticipates the District’s adoption
of a revision to the District’s
architectural coatings rule (Rule 67.0.1)
171 88
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to include a specific contingency
provision that would narrow the small
container exemption in the rule in the
event that the area misses an RFP
milestone or fails to attain the ozone
NAAQS by the applicable attainment
date. The District estimates that the
anticipated contingency provision in the
architectural rule would achieve 0.72
tpd of VOC reductions, i.e., if triggered
by the EPA’s determination that the area
failed to meet an RFP milestone or
failed to attain the 2008 or 2015 ozone
NAAQS by the applicable attainment
date.172 The estimated emissions
reductions from the amended
architectural coatings rule (0.72 tpd of
VOC) represent approximately 18
percent of one year’s worth of RFP for
the 2008 ozone NAAQS and
approximately 21 percent of one year’s
worth of RFP for the 2015 ozone
NAAQS.173
For both ozone NAAQS, the 2020
Plan demonstrates compliance with the
contingency measures requirements in
CAA sections 172(c)(9) and 182(c)(9) by
coupling the anticipated emissions
reductions from the contingency
provision in the architectural coatings
rule with projected surplus VOC and
NOX emissions reductions that are
expected to occur due to ongoing State
mobile source control programs in San
Diego County, providing for
approximately one year’s worth of RFP
in the years following RFP milestone
and attainment years.174 In this context,
‘‘surplus’’ emissions reductions refers to
emissions reductions that are beyond
those required to provide for RFP and
attainment for the 2008 and 2015 ozone
NAAQS.
Since submission of the 2020 Plan,
the District has adopted the contingency
provision in the District’s architectural
coatings rule (District Rule 67.0.1), and
CARB has submitted the amended rule
to the EPA as a revision to the California
SIP. In late 2022, the EPA took final
action to approve amended Rule
67.0.1.175 In our final rule approving
amended Rule 67.0.1, we concluded
that the contingency provision in the
amended rule (paragraph (b)(6) of the
rule) meets the requirements for
individual contingency measures under
CAA sections 172(c)(9) and 182(c)(9).
However, we also indicated that, while
the amended rule meets the
requirements for a stand-alone
contingency measure, we were not
172 2020
Plan, Attachment O, p. O–1.
percentages are based on one year’s worth
of RFP, which is 3 percent of the 2011 VOC baseline
emissions.
174 2020 Plan, Attachment O, p. O–7.
175 87 FR 78544 (December 22, 2022).
173 The
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making any determination at that time
as to whether the individual
contingency measure is sufficient in
itself for San Diego County to fully
comply with the contingency measures
requirements under CAA sections
172(c)(9) and 182(c)(9).176
3. The EPA’s Review of the State’s
Submission
Sections 172(c)(9) and 182(c)(9)
require contingency measures to address
potential failure to achieve RFP
milestones or failure to attain the
NAAQS by the applicable attainment
date. The 2020 Plan was prepared and
submitted following the Bahr decision
and, thus, does not rely solely on
surplus emissions reductions from
already-implemented measures to
demonstrate compliance with the
contingency measures requirements, but
rather, anticipated the revision of a
District rule to include a specific
contingency provision that would be
designed to be both prospective and
conditional. Since the 2020 Plan was
submitted, the District has fulfilled the
commitment in the 2020 Plan that the
District amend the District’s
architectural coatings rule to include
contingency provisions, and the EPA
has approved the amended rule as a
stand-alone contingency measure.
The 2020 Plan was, however,
prepared and submitted prior to the AIR
decision and relies on the surplus
emissions reductions from alreadyimplemented measures, not as a
contingency measure per se, but as
justification for adopting a contingency
measure that would provide far less
than the EPA’s recommended amount of
emissions reductions to meet the
contingency measures requirements
(i.e., one year’s worth of RFP). In doing
so, the 2020 Plan takes an approach to
meeting the contingency measures
requirements that is essentially the same
as the approach that was rejected in the
AIR decision. Also, earlier this year, the
EPA has published new draft guidance
addressing the contingency measures
requirements. The principal differences
between the Draft Revised Contingency
Measure Guidance and existing
guidance on contingency measures
relate to the EPA’s recommendations
concerning the specific amount of
emission reductions that
implementation of contingency
measures should achieve, and the
timing for when the emissions
reductions from the contingency
measures should occur.
In light of the change in
circumstances arising from the AIR
176 Id.
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decision and the EPA’s Draft Revised
Contingency Measure Guidance, we are
deferring action on the contingency
measures portion of the 2020 Plan at the
present time to provide additional time
for CARB and the District to supplement
the contingency measures portion of the
2020 Plan with additional contingency
measures and a reasoned justification (if
the contingency measures do not
provide for the amount of reductions
recommended by the EPA), as needed,
to meet the contingency measure
requirements of CAA sections 172(c)(9)
and 182(c)(9).
G. Motor Vehicle Emissions Budgets for
Transportation Conformity
1. Statutory and Regulatory
Requirements
Section 176(c) of the CAA requires
federal actions in nonattainment and
maintenance areas to conform to the
SIP’s goals of eliminating or reducing
the severity and number of violations of
the NAAQS and achieving timely
attainment of the standards. Conformity
to the SIP’s goals means that such
actions will not: (1) cause or contribute
to violations of a NAAQS; (2) worsen
the severity of an existing violation; or
(3) delay timely attainment of any
NAAQS or any interim milestone.
Actions involving Federal Highway
Administration (FHWA) or Federal
Transit Administration (FTA) funding
or approval are subject to the EPA’s
transportation conformity rule, codified
at 40 CFR part 93, subpart A. Under this
rule, metropolitan planning
organizations in nonattainment and
maintenance areas coordinate with state
and local air quality and transportation
agencies, the EPA, the FHWA, and the
FTA to demonstrate that an area’s
regional transportation plans and
transportation improvement programs
conform to the applicable SIP. This
demonstration is typically done by
showing that estimated emissions from
existing and planned highway and
transit systems are less than or equal to
the motor vehicle emissions budgets
contained in all control strategy SIPs.
Motor vehicle emissions budgets are
generally established for specific years
and specific pollutants or precursors.
Ozone plans should identify motor
vehicle emissions budgets for on-road
emissions of ozone precursors (NOX and
VOC) in the area for each RFP milestone
year and, if the plan demonstrates
attainment, the attainment year.177
For motor vehicle emissions budgets
to be approvable, they must meet, at a
minimum, the EPA’s adequacy criteria
177 40
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at 40 CFR 93.118(e)(4). To meet these
requirements, the motor vehicle
emissions budgets must be consistent
with the attainment and RFP
requirements and reflect all motor
vehicle control measures contained in
the attainment and RFP
demonstrations.178
The EPA’s process for determining
adequacy of a transportation budget
consists of three basic steps: (1)
providing public notification of a SIP
submission; (2) providing the public the
opportunity to comment on the motor
vehicle emissions budgets during a
public comment period; and, (3) making
a finding of adequacy or inadequacy.179
2. Summary of the State’s Submission
The 2020 Plan includes motor vehicle
emissions budgets for both the 2008 and
the 2015 ozone NAAQS. For the 2008
ozone NAAQS, the 2020 Plan provides
for motor vehicle emissions budgets for
2020 and 2023 RFP milestone years, and
a 2026 attainment year. For the 2015
ozone NAAQS, the plan provides for
motor vehicle emissions budgets for
2023, 2026 and 2029 RFP milestone
years and the 2032 attainment year.
The motor vehicle emissions budgets
in the 2020 Plan were calculated for an
average summer day using EMFAC2017,
the version of CARB’s EMFAC model
approved by the EPA for estimating
emissions from on-road vehicles
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operating in California at the time the
2020 Plan was developed.180 The motor
vehicle emissions budgets in the 2020
Plan reflect the transportation activity
data provided by SANDAG including
updated VMT and speed distribution
data developed for the 2019 Federal
Regional Transportation Plan.181 The
motor vehicle emissions budgets also
reflect an upward adjustment to account
for the EPA’s SAFE 1 action 182 and are
rounded up to the nearest tenth of a ton
per day. The 2008 and 2015 ozone
NAAQS motor vehicle emissions
budgets for NOX and VOC in the 2020
Plan for the San Diego County area are
shown in Table 15 and Table 16 of this
document, respectively.
TABLE 15—MOTOR VEHICLE EMISSIONS BUDGETS FOR THE 2008 OZONE NAAQS IN THE SAN DIEGO COUNTY AREA
[Summer planning inventory, tpd]
Budget year
VOC
2020 .........................................................................................................................................................................
2023 .........................................................................................................................................................................
2026 .........................................................................................................................................................................
NOX
16.3
13.6
12.1
28.1
19.3
17.3
Source: 2020 Plan, Table 3–1.
TABLE 16—MOTOR VEHICLE EMISSIONS BUDGETS FOR THE 2015 OZONE NAAQS IN THE SAN DIEGO COUNTY AREA
[Summer planning inventory, tpd]
Budget year
2023
2026
2029
2032
VOC
.........................................................................................................................................................................
.........................................................................................................................................................................
.........................................................................................................................................................................
.........................................................................................................................................................................
NOX
13.6
12.1
11.0
10.0
19.3
17.3
15.9
15.1
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Source: 2020 Plan, Table 4–1.
3. The EPA’s Review of the State’s
Submission
The EPA previously found the motor
vehicle emissions budgets in the 2020
Plan to be adequate, using our adequacy
criteria in 40 CFR 93.118(e)(4) and
(5).183 On June 4, 2021, the EPA
announced the availability of the 2020
Plan and related motor vehicle
emissions budgets on the EPA’s
transportation conformity website,
requesting comments by July 6, 2021.
The EPA received no comments from
the public. By letter dated September
21, 2021, the EPA determined the 2020,
2023, 2026 motor vehicle emissions
budgets for the 2008 ozone NAAQS and
the 2023, 2026, 2029 and 2032 motor
vehicle emissions budgets for the 2015
ozone NAAQS were adequate for
transportation conformity purposes.184
On October 4, 2021, the notice of
adequacy was published in the Federal
Register.185 Since the effective date of
our adequacy finding, October 19, 2021,
the U.S. Department of Transportation
and the applicable metropolitan
transportation organization, SANDAG,
have been using the adequate motor
vehicle emissions budgets for
transportation conformity
determinations for the area. The EPA is
not required under its transportation
conformity rule to find motor vehicle
emissions budgets adequate prior to
proposing approval of them, but in this
instance, we have completed the
adequacy review of these motor vehicle
emissions budgets prior to our proposed
action on the 2020 Plan.
The EPA is proposing to approve the
motor vehicle emissions budgets the
2020 Plan for transportation conformity
purposes. The EPA has determined
through its review of the 2020 Plan that
the motor vehicle emissions budgets are
consistent with emissions control
measures in the SIP and the RFP and
attainment demonstrations for the 2008
ozone NAAQS and the 2015 ozone
NAAQS. We note that the on-road motor
vehicle emissions estimates used for the
RFP and attainment demonstrations in
the 2020 Plan are based on
178 40 CFR 93.118(e)(4)(iii), (iv) and (v). For more
information on the transportation conformity
requirements and applicable policies on motor
vehicle emissions budgets, please visit our
transportation conformity website at: https://
www.epa.gov/state-and-local-transportation.
179 40 CFR 93.118.
180 The EPA approved the use of EMFAC2017 for
use in SIP development and transportation
conformity at 84 FR 41717 (August 15, 2019).
181 2020 Plan, endnote 130. SANDAG, San Diego
Forward: The 2019 Federal Regional Transportation
Plan (October 2019).
182 84 FR 51310 (September 27, 2019).
183 The EPA Office of Transportation and Air
Quality (OTAQ) maintains a website that lists motor
vehicle emissions budgets we are reviewing or have
reviewed for adequacy. See our OTAQ adequacy
review web page: https://www.epa.gov/state-and-
local-transportation/adequacy-review-stateimplementation-plan-sip-submissions-conformity.
184 Letter from Elizabeth J. Adams, Air and
Radiation Division Director, EPA Region IX to
Richard Corey, Executive Officer, CARB, dated
September 21, 2021.
185 86 FR 54692, effective October 19, 2021.
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transportation activity data developed
for SANDAG’s 2018 Regional
Transportation Improvement Program
whereas the motor vehicle emissions
budgets are based on updated VMT and
speed distribution data from SANDAG’s
2019 Regional Transportation Plan, and
thus the on-road motor vehicle
estimates are not exactly the same as the
corresponding motor vehicle emissions
budgets. However, we have compared
the on-road motor vehicle emissions
used for the RFP and attainment
demonstrations with the motor vehicle
emissions budgets and find that the
latter are numerically the same or
slightly lower (by 0.1 to 0.4 tpd) for both
VOC and NOX than the corresponding
estimates used for the RFP and
attainment demonstrations. Thus, the
motor vehicle emissions budgets are
conservative in that they reflect slightly
less vehicle activity than the level of
such activity assumed for the RFP and
attainment demonstrations that we are
proposing to approve in this document.
For the reasons discussed in Sections
III.C and III.D of this document, we are
proposing to approve the RFP and
attainment demonstrations in the 2020
Plan for the 2008 and 2015 ozone
NAAQS. The motor vehicle emissions
budgets, as listed in Tables 15 and 16 of
this document, are consistent with the
RFP and attainment demonstrations, are
clearly identified and precisely
quantified, and meet all other applicable
statutory and regulatory requirements,
including the adequacy criteria in 40
CFR 93.118(e)(4). For these reasons, the
EPA proposes to approve the motor
vehicle emissions budgets in the 2020
Plan for years 2020, 2023, and 2026 for
the 2008 ozone NAAQS (and shown in
Table 15 of this document), as well as
the motor vehicle emissions budgets in
the 2020 Plan for years 2023, 2026, 2029
and 2032 (shown in Table 16 of this
document), for the 2015 ozone NAAQS.
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H. General Conformity Budgets
1. Statutory and Regulatory
Requirements
Section 176(c) of the CAA requires
federal actions in nonattainment and
maintenance areas to conform to the
SIP’s goals of eliminating or reducing
the severity and number of violations of
the NAAQS and achieving timely
attainment of the standards. Conformity
to the SIP’s goals means that such
actions will not: (1) cause or contribute
to violations of a NAAQS; (2) worsen
the severity of an existing violation; or
(3) delay timely attainment of any
NAAQS or any interim milestone.
Section 176(c)(4) of the CAA
establishes the framework for general
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conformity. The EPA first promulgated
general conformity regulations in
November 1993.186 In 2006, 2010, and
again in 2016, the EPA revised the
general conformity regulations.187 The
general conformity regulations ensure
that federal actions not covered by the
transportation conformity rule will not
interfere with the SIP and encourage
consultation between the federal agency
and the state or local air pollution
control agencies before or during the
environmental review process, as well
as public participation (e.g., notification
of and access to federal agency
conformity determinations and review
of individual federal actions). In San
Diego County, federal actions not
covered by the transportation
conformity rule are subject to the
general conformity requirements in
District Rule 1501 (‘‘Conformity of
General Federal Actions’’) 188 and in 40
CFR part 93, subpart B, to the extent the
requirements in 40 CFR part 93, subpart
B are not contained in District Rule
1501.189
The general conformity regulations in
40 CFR part 93, subpart B provide
criteria and procedures for federal
agencies to follow in determining
general conformity for federal actions.
The applicability analysis under 40 CFR
93.153 is used to find if a federal action
requires a conformity determination for
a specific pollutant. If a conformity
determination is needed, federal
agencies can use one of several methods
to show that the federal action conforms
to the SIP. In an area for which the EPA
has not approved a revision to the
relevant SIP since the area was
designated or reclassified, a federal
action may be shown to ‘‘conform’’ by
demonstrating there will be no net
increase in emissions in the
nonattainment or maintenance area
from the federal action. In an area with
an approved SIP revision, conformity to
the applicable SIP can be demonstrated
in one of several ways. For actions
where the direct and indirect emissions
exceed the rates in 40 CFR 93.153(b),
the federal action can include mitigation
measures to offset the emissions
increases from the federal action or can
show that the action will conform by
meeting any of the following
requirements:
186 40 CFR part 51, subpart W, and 40 CFR part
93, subpart B.
187 71 FR 40420 (July 17, 2006); 75 FR 17254
(April 5, 2010); and 81 FR 58010, 58162 (August 24,
2016).
188 SDCAPCD Rule 1501 (‘‘Conformity of General
Federal Actions’’), approved at 64 FR 19916 (April
23, 1999).
189 40 CFR 93.151.
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• showing that the net emissions
increases caused by an action are
included in the SIP;
• documenting that the state agrees to
include the emissions increases in the
SIP;
• offsetting the action’s emissions in
the same or nearby area of equal or
greater classification; or
• providing an air quality modeling
demonstration in some circumstances.
The general conformity regulations at
40 CFR 93.161 allow state and local air
quality agencies working with federal
agencies with large facilities (e.g.,
commercial airports, ports, and large
military bases) that are subject to the
general conformity regulations to
develop and adopt an emissions budget
for those facilities in order to facilitate
future conformity determinations. Such
a budget, referred to as a facility-wide
emissions budget, may be used by
federal agencies to demonstrate
conformity as long as the total facilitywide budget level identified in the SIP
is not exceeded.
A state or local agency responsible for
implementing and enforcing the SIP can
develop and adopt an emissions budget
to be used for demonstrating conformity
under 40 CFR 93.158(a)(1) so long as the
budget meets certain criteria listed in 40
CFR 93.161(a). The requirements
include: (1) the facility-wide budget
must be for a set time period; (2) the
budget must cover the pollutants or
precursors of the pollutants for which
the area is designated nonattainment or
maintenance; (3) the budgets must be
specific about what can be emitted on
an annual or seasonal basis; (4) the
emissions from the facility along with
all other emissions in the area must not
exceed the total SIP emissions budget
for the nonattainment or maintenance
area; (5) specific measures must be
included to ensure compliance with the
facility-wide budget, such as periodic
reporting requirements or compliance
demonstrations when the federal agency
is taking an action that would otherwise
require a conformity determination; (6)
the budget must be submitted to the
EPA as a SIP revision; and (7) the SIP
revision must be approved by the EPA.
Having or using a facility-wide
emissions budget does not preclude a
federal agency from demonstrating
conformity in any other manner allowed
by the conformity rule.
Once approved by the EPA, total
direct and indirect emissions from
federal actions in conjunction with all
other emissions subject to general
conformity from the facility that do not
exceed the facility-wide budget are
‘‘presumed to conform’’ to the SIP and
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do not require a conformity analysis.190
However, if the total direct and indirect
emissions from the federal actions in
conjunction with the other emissions
subject to general conformity from the
facility exceed the budget, the action
must be evaluated for conformity.191
2. Summary of the State’s Submission
General conformity requirements are
addressed in the 2020 Plan in Section
2.1.3, ‘‘Emissions Budgets.’’ The 2020
Plan includes facility-wide emissions
budgets (facility-wide budgets) that
allow for increments of growth for
military and airport facilities in the area.
Further information supporting the
military facility-wide budgets is
included in the 2020 Plan’s Attachment
B, ‘‘Planned Military Projects Subject to
General Conformity’’; further
information supporting airport facilitywide budgets is included in Attachment
C, ‘‘Planned San Diego International
Airport Projects Subject to General
Conformity.’’
The EPA has reviewed facility-wide
budgets for military facilities in San
Diego County in the past, prior to the
2010 revisions to the EPA’s general
conformity regulations that expressly
authorized such budgets. In 2003, the
EPA proposed to approve the San Diego
County redesignation request and
maintenance plan (RRMP) for the 1979
1-hour ozone NAAQS.192 We approved
the RRMP later that year, redesignating
the area to attainment for the 1-hour
ozone NAAQS and approving a ten-year
maintenance plan for the area.193
Although our final action did not
approve facility-wide budgets explicitly,
expected growth of military facility
emissions in the San Diego County area
were included in the area’s RRMP. In
our proposed approval of the RRMP, we
indicated that the ‘‘military growth
[general] conformity increment is 11.4
tpd NOX in 2005, 2010, and 2014,’’ that
is, over the ten-year period of the
maintenance plan.194 Likewise, the EPA
approved the San Diego County RRMP
for the 1997 ozone NAAQS, which
included a military growth increment
for years 2015, 2020 and 2025.195
In 2018, for the 2020 Plan, the
Department of the Navy (DoN) and
United States Marine Corps (USMC)
developed updated projections of future
annual emissions increases and
decreases from anticipated military
actions in San Diego County from 2018
through 2037.196 NOX was estimated to
increase by 8.34 tpd and VOC was
expected to increase by 0.86 tpd from
2018 through 2037.197 Previously, the
DoN and USMC had estimated
emissions would increase by 5.91 tpd
NOX and 1.08 tpd VOC between 2011
and 2035.198 For the 2020 Plan, the
District conservatively took the higher
of both pairs of numbers and, again,
conservatively assumed that the entire
anticipated increase through 2037
would occur in 2018. CARB
incorporated that growth increment into
the 2019 CARB CEPAM emissions
inventories (Version 1.00) that are used
to develop the RFP and attainment
demonstrations in the 2020 Plan.
Specifically, the District and CARB
incorporated a total growth projection of
8.34 tpd of NOX and 1.08 tpd of VOC
emissions into the 2020 Plan and related
RFP demonstrations and photochemical
modeling for the attainment
demonstrations. The modeling analysis
CARB performed for the 2020 Plan
indicates that the growth in military
facility-related emissions is not
expected to cause additional ozone
violations.199
In Section 2.1.3.2 of the 2020 Plan,
the District also accommodates facility-
87881
wide budgets (in the form of growth
increments) for SDIA in San Diego
County. The San Diego County Regional
Airport Authority (Airport Authority)
developed an emissions inventory for
SDIA that the District includes in the
2020 Plan as Attachment C. The SDIA
emissions inventory includes emissions
increases anticipated to occur at the
airport from 2012 through 2040. As with
the military growth increment, the
District conservatively assumed that all
emissions increases at SDIA would
occur in 2018 and CARB included those
emissions in their modeling.
3. The EPA’s Review of the State’s
Submission
The 2020 Plan’s facility-wide budgets
(i.e., increments of growth) are included
in Table 17 of this document for both
the military and for SDIA expected
emissions increases (hereafter, the
‘‘facilities’’). At these levels of growth,
CARB air quality modeling predicts that
there will not be an increase in ozone
exceedances.200 These budgets represent
emissions that are in addition to the
baseline emissions projections in the
2020 Plan and that are built into the
2020 Plan as separate line items in the
emissions inventories used for the RFP
and attainment demonstrations. The
purpose of the budgets is to
accommodate anticipated federal
actions by the military or by the federal
agencies that permit, fund or approve
actions at SDIA that would cause
emissions increases greater than de
minimis levels under the general
conformity regulations. The de minimis
level used to determine applicability of
the general conformity requirements to
federal actions in San Diego County is
25 tons per year of VOC or NOX based
on the area’s Severe classification for
the 2008 and 2015 ozone NAAQS.201
TABLE 17—FACILITY-WIDE GENERAL CONFORMITY BUDGETS (INCREMENTS OF GROWTH) FOR THE DEPARTMENT OF THE
NAVY AND UNITED STATES MARINE CORPS, AND FOR THE SAN DIEGO INTERNATIONAL AIRPORT IN SAN DIEGO COUNTY
[Summer planning inventory, tpd]
Facility
VOC
DoN and USMC .......................................................................................................................................................
SDIA .........................................................................................................................................................................
1.08
0.141
NOX
8.34
1.756
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Source: 2020 Plan, pp. 18 and 19.
190 40
CFR 93.161(c).
CFR 93.161(d).
192 68 FR 13653 (March 20, 2003).
193 68 FR 37976 (June 26, 2003), effective July 28,
2003.
194 68 FR 13653, 13654.
191 40
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195 78 FR 17902, at 17912 (March 25, 2013)
(proposed approval of San Diego County RRMP for
the 1997 ozone NAAQS); finalized at 78 FR 33230
(June 4, 2013).
196 DoN and USMC report to SDCAPCD,
‘‘Department of Navy 2017 Mobile Source Baseline
and Emissions Growth Increment Request for
Submittal to the San Diego Air Pollution Control
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District,’’ Naval Facilities Engineering Command
Southwest, San Diego, California, December 2018.
197 2020 Plan, Table B–2.
198 2020 Plan, Table B–1.
199 2020 Plan, p. 18.
200 2020 Plan, p. 19.
201 District Rule 1501, section 1551.853(b)(1).
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The EPA reviewed the facility-wide
budgets (i.e., increments of growth) for
the facilities using the seven criteria
listed for facility-wide budgets in 40
CFR 93.161(a). Criterion 1 is that the
facility-wide budgets must be for a set
time period. This criterion is satisfied
by the duration of the growth projected
by the military (out to 2037) and by the
Airport Authority (out to 2040).
Criterion 2 is that the facility-wide
budgets must cover the pollutants or
precursors of the pollutants for which
the area is designated nonattainment or
maintenance. This criterion is satisfied
because the area is designated
nonattainment for the 2008 and the
2015 ozone NAAQS and ozone’s
precursors are VOC and NOX. Both
precursors are addressed in the facilitywide budgets included in the 2020 Plan
for the facilities, presented in Table 17
of this document. Criterion 3 is likewise
satisfied in that it requires that facilitywide budgets include specific quantities
allowed to be emitted on an annual or
seasonal basis. Table 17 of this
document includes specific quantities
allowed to be emitted by the facilities.
Criterion 4 is that the emissions from
the facilities along with all other
emissions in the area will not exceed
the emission budget for the area. This
criterion will be satisfied if the EPA
finalizes the proposed approval of the
RFP and attainment demonstrations in
the 2020 Plan for the 2008 and 2015
ozone NAAQS because the 2020 Plan
includes the facility-wide budgets and
all other emissions in the area in the
future-year emissions projections used
for the RFP and attainment
demonstrations.202
Criterion 5 is that there must be
specific measures to ensure compliance
with the budget, such as periodic
reporting requirements or a compliance
demonstration when the federal agency
is taking an action that would otherwise
require a general conformity
determination. The District requested
that the military and San Diego Regional
Airport Authority each provide a
written letter of commitment to track
compliance with the facility-wide
budgets and to make periodic reports to
the District demonstrating compliance
when they are taking actions that would
otherwise require a general conformity
determination. The requested letters of
202 A detailed description of how the facilitybased budgets were included in the future-year
projections used for the RFP and attainment
demonstrations is contained in an email dated May
22, 2023, from Nick Cormier, SDCAPCD, to John J.
Kelly, EPA Region IX.
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commitment have been provided to the
District.203
Criterion 6 is that the facility-wide
budgets must be submitted to the EPA
as a SIP revision. The 2020 Plan
includes the facility-wide budgets
shown in Table 17 of this document.
The seventh and last criterion is that the
SIP revision must be approved by the
EPA. For the reasons stated in this
section of this document, we propose to
approve the general conformity budgets
included in the 2020 Plan. If the EPA
finalizes this action as proposed,
criterion 7 will be satisfied.
I. Other Clean Air Act Requirements
Applicable to Severe Ozone
Nonattainment Areas
In addition to the SIP requirements
discussed in Sections III.A—III.H, of
this document, the CAA includes
certain other SIP requirements
applicable to Severe ozone
nonattainment areas, such as the San
Diego County area. In Section III.I., we
identify these other requirements and
evaluate the compliance by the State
and District with respect to them for the
San Diego County area.
1. Enhanced Vehicle Inspection and
Maintenance Programs
Section 182(b)(4) of the CAA requires
states with ozone nonattainment areas
classified under subpart 2 as Moderate
to submit SIP revisions that provide for
the implementation of a ‘‘Basic’’ vehicle
inspection and maintenance (I/M)
program in those areas. Section
182(c)(3) of the CAA requires states with
ozone nonattainment areas classified
under subpart 2 as Serious or above to
submit SIP revisions that provide for the
implementation of an ‘‘Enhanced’’ I/M
program in certain urbanized portions of
those areas.204 As a Severe ozone
nonattainment area for the 2008 and
2015 ozone NAAQS, the State of
California must implement an Enhanced
I/M program in the urbanized portions
of the San Diego County area.
As a general matter, Basic and
Enhanced I/M programs both achieve
their objective by identifying vehicles
that have high emissions as a result of
one or more malfunctions and requiring
them to be repaired. An Enhanced I/M
203 Letter dated July 31, 2023, from Ted Anasis,
Manager, Airport Planning, SDIA, to Nick Cormier,
SDCAPCD, and letter dated August 16, 2023, from
J.C. Golumbfskie-Jones, Fleet Environmental
Director, Commander Navy Region Southwest, DoN,
to Paula Forbis, Air Pollution Control Officer,
SDCAPCD.
204 The CAA I/M SIP requirements apply to
Moderate and above nonattainment areas for the
2008 and 2015 ozone NAAQS pursuant to 40 CFR
51.1102 (for the 2008 ozone NAAQS) and 40 CFR
51.1302 (for the 2015 ozone NAAQS).
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program covers more of the vehicles in
operation, employs inspection methods
that are better at finding high emitting
vehicles, and has additional features to
better assure that all vehicles are tested
properly and effectively repaired. The
EPA has established specific
requirements for Basic and Enhanced I/
M programs in 40 CFR part 51, subpart
S (‘‘The EPA’s I/M regulation’’). The
EPA’s I/M regulation establishes
minimum performance standards for
Basic and Enhanced I/M programs as
well as requirements for certain
elements of the programs, including,
among other elements, test frequency,
vehicle coverage, test procedures and
standards, stations and inspectors, and
data collection, analysis and
reporting.205
Under 40 CFR 51.351(i), areas
required to implement an Enhanced I/M
program because of being designated
and classified under the 8-hour ozone
standard must meet or exceed the VOC
and NOX emissions reductions (i.e.,
performance standard) achieved by the
EPA’s model program for Enhanced I/M.
An I/M performance standard is a
collection of program design elements
that defines a benchmark program to
which a state’s proposed program is
compared in terms of its potential to
reduce emissions of the ozone
precursors, VOC and NOX. The
performance standard is expressed as
emission levels in area-wide average
grams per mile (grams/mile), achieved
from on-road motor vehicles as a result
of a specified model I/M program
design. The emissions levels achieved
by the state’s program design must be
calculated using the most current
version of the EPA mobile source
emissions factor model and must meet
or exceed the emissions reductions
achieved by the performance standard
program both in operation and for SIP
approval. The current version of the
EPA mobile source emissions factor
model at the time of CARB’s evaluation
of the California I/M program for
compliance with 40 CFR 51.351(i) was
the Motor Vehicle Emission Simulator
model, version 3 (MOVES3).206
For subject ozone nonattainment
areas, the performance standard must be
met for both VOC and NOX unless a
NOX waiver has been approved for the
area. Enhanced I/M program areas must
be shown to obtain the same or lower
emissions levels as the model program
described in section 51.351(i) to within
+/¥0.02 grams/mile and must
demonstrate through modeling the
ability to maintain this level of
205 40
206 86
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emissions reduction (or better) through
their attainment deadline for the
applicable NAAQS. See 40 CFR
51.351(i)(13).
The California Bureau of Automotive
Repair (BAR) implements the I/M
program in California. BAR was
required to implement an Enhanced I/M
program in the urbanized portions of
San Diego County due to the County’s
classification as a Serious
nonattainment area for the 1-hour ozone
NAAQS.207 In 1997, the EPA issued an
interim approval of the program as
meeting the Enhanced I/M requirements
for the 1-hour ozone NAAQS in
California.208 Currently, BAR
implements an Enhanced I/M program
in the urbanized areas of the County, a
Basic I/M program in certain parts of
central San Diego County, and a change
of ownership I/M program in the eastern
half of the County.209
The EPA’s most recent approval of
California’s I/M program occurred in
2010, and in that action, the EPA
approved the program as meeting the
applicable I/M requirements for the
various nonattainment areas in the
State.210 However, at that time, because
San Diego County had been
redesignated to attainment for the 1hour ozone NAAQS and had not yet
been classified for the 1997 ozone
NAAQS, San Diego County was no
longer subject to the Enhanced I/M
requirement, and the EPA did not
review the program as it applies to San
Diego County for compliance with
Enhanced I/M program requirements.211
The statutory and regulatory
foundation for the approved California
I/M program is set forth in California
Health & Safety Code (CH&SC), Division
26, Part 5, Chapter 5 (Motor Vehicle
Inspection Program), Articles 1 through
9 and in Title 16 of the California Code
of Regulations (16 CCR), Division 33,
Chapter 1, Article 5.5 (Motor Vehicle
207 In 1995, the EPA corrected the design value
for San Diego County used to establish San Diego
County’s original nonattainment classification for
the 1-hour ozone NAAQS and changed the
classification from Severe to Serious. 60 FR 3771
(January 19, 1995).
208 62 FR 1150 (January 8, 1997); see also 74 FR
41818, at 41820 (August 19, 2009).
209 California Bureau of Automotive Repair, Smog
Check Reference Guide, revised August 2012,
appendix A.
210 75 FR 38023 (July 1, 2010).
211 The EPA did not classify San Diego County for
the 1997 ozone NAAQS until 2012, and, in that
rulemaking, classified San Diego County as
‘‘Subpart 2/Moderate.’’ 77 FR 28424 (May 14, 2012).
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Inspection Program).212 Additional I/Mrelated statutory and regulatory
provisions in the California SIP include
CH&SC section 39032.5; California
Business and Professions Code sections
9886 and 9886.1–9886.4; California
Vehicle Code sections 4000.1, 4000.2,
4000.3 and 4000.6; and 16 CCR sections
3303.1, 3303.2, 3392.1–3392.6 and
3394.1–3394.6.213
For the 2020 San Diego County Ozone
SIP, the District reviewed the existing I/
M program as implemented in the San
Diego County area and concluded, in
light of the EPA’s approval of the
program with respect to the 1-hour and
1997 ozone NAAQS, that the area met
all applicable I/M requirements for the
2008 and 2015 ozone NAAQS.214 For
this proposed action, we reviewed the
existing I/M program and confirmed
that the State implements and enforces
an Enhanced I/M program in the
urbanized areas of San Diego County as
required in Severe ozone nonattainment
areas.215 We also note that, since the
EPA’s most recent approval of the
California I/M program in 2010, the
State has taken steps to improve the
effectiveness of the Smog Check
program by requiring the BAR to direct
older vehicles to high-performing auto
technicians and test stations for
inspection and certification.216 Further
changes to State law have required the
BAR to implement an updated protocol
for testing 2000 and newer model-year
vehicles that collects more complete
On-Board Diagnostic (OBD) information
than had been collected under the
212 75
FR 38023, 38025–38026 (July 1, 2010).
213 Id.
214 2020 Plan, Section 3.1, pp. 33–34 (2008 ozone
NAAQS) and Section 4.1, pp. 53–54 (2015 ozone
NAAQS).
215 CH&SC section 44003(a)(1) provides: ‘‘An
enhanced motor vehicle inspection and
maintenance program is established in each
urbanized area of the state, any part of which is
classified by the Environmental Protection Agency
as a serious, severe, or extreme nonattainment area
for ozone or a moderate or serious nonattainment
area for carbon monoxide with a design value
greater than 12.7 ppm, and in other areas of the
state as provided in this chapter.’’ In addition, we
used BAR’s Smog Check Program Area Lookup tool
and a list of zip codes for San Diego County to
confirm the implementation of the Enhanced I/M
program in the urbanized areas of San Diego
County.
216 CARB, Progress Report on Implementation of
PM2.5 State Implementation Plans (SIP) for the
South Coast and San Joaquin Valley Air Basins and
Proposed SIP Revisions (Release Date: March 29,
2011), Table 1.
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87883
existing protocol.217 The State publishes
an annual report summarizing the
performance of the California smog
check program.218 The State also
publishes periodic reports to the
Legislature on the resources allocated to
smog check program administration and
enforcement.219
Additionally, in April 2023, in
response to the EPA’s clarification of I/
M SIP requirements for areas designated
nonattainment for the eight-hour ozone
NAAQS,220 CARB supplemented the
motor vehicle I/M portion of the 2020
Plan with the submission of the Smog
Check Certification as a revision to the
California SIP. CARB’s Smog Check
Certification includes Enhanced I/M
performance standard evaluations for
the urbanized areas within certain
ozone nonattainment areas, including
the San Diego County area, for the 2008
and 2015 ozone NAAQS. For the Smog
Check Certification, CARB relied upon
the EPA’s MOVES3 emissions model
and the EPA’s most recent guidance for
I/M performance standard modeling 221
in preparing the Enhanced I/M
performance standard evaluations for
the various nonattainment areas
addressed in the Smog Check
Certification.
For the San Diego County area, the
Smog Check Certification presents a
comparison of July weekday emissions
rates (in grams/mile) for VOC and NOX
based on the existing California smog
check program and the Enhanced I/M
model program benchmark. The model
program benchmark ultimately includes
a 0.02 grams/mile buffer. The analysis
was performed for the years 2017, 2026
and 2032. Table 18 of this document
summarizes the results of the
performance standard modeling.222
217 CARB, Revised Proposed 2016 State Strategy
for the State Implementation Plan (March 7, 2017),
pp. 52–53.
218 The most recent performance report is BAR’s
Smog Check Performance Report 2023, July 1, 2023.
219 The most recent periodic report is BAR’s
Sunset Review Report 2022: presented to the Senate
Committee on Business, Professions and Economic
Development and the Assembly Committee on
Business and Professions.
220 See 87 FR 21842, at 21853 (April 13, 2022)
(proposed determinations and reclassifications for
Marginal areas for 2015 ozone NAAQS), finalized
at 87 FR 60897 (October 7, 2022).
221 EPA, Performance Standard Modeling for New
and Existing Vehicle Inspection and Maintenance
(I/M) Programs Using the MOVES Mobile Source
Emissions Model, EPA–420–B–22–034, October
2022.
222 Smog Check Certification, Table 8, p. 20.
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TABLE 18—SUMMARY OF JULY WEEKDAY EMISSION RATES FOR SAN DIEGO COUNTY
Scenario
NOX
VOC
Calendar Year 2017 July Weekday Emission Rates (grams/mile)
CA Existing Program ...............................................................................................................................................
Enhanced Performance Standard Benchmark ........................................................................................................
Enhanced Performance Standard Benchmark with 0.02 g/mile Buffer ..................................................................
0.2604
0.2831
0.3031
0.2292
0.2357
0.2557
0.0863
0.0902
0.1102
0.1284
0.1255
0.1455
0.0374
0.0367
0.0567
0.0960
0.0921
0.1121
Calendar Year 2026 July Weekday Emission Rates (grams/mile)
CA Existing Program ...............................................................................................................................................
Enhanced Performance Standard Benchmark ........................................................................................................
Enhanced Performance Standard Benchmark with 0.02 g/mile Buffer ..................................................................
Calendar Year 2032 July Weekday Emission Rates (grams/mile)
CA Existing Program ...............................................................................................................................................
Enhanced Performance Standard Benchmark ........................................................................................................
Enhanced Performance Standard Benchmark with 0.02 g/mile Buffer ..................................................................
Source: CARB, Smog Check Certification, Table 8.
For both VOC and NOX in all analysis
years, CARB’s MOVES3 modeling
results indicate that the California
Enhanced I/M program meets or exceeds
the federal Enhanced I/M performance
standard benchmark program with the
0.02 g/mile buffer in San Diego County.
We find that CARB used appropriate
methods and input data to perform the
I/M performance standard evaluations
for San Diego County, analyzed
appropriate years consistent with 40
CFR 351(i)(13), and included sufficient
documentation to support the results.
We also find that, based on our review
of the District’s and CARB’s certification
and the results presented in the Smog
Check Certification, the California smog
check program meets the Enhanced I/M
program SIP requirements under CAA
section 182(c)(3), 40 CFR 51.1102 and
40 CFR 51.1302 for the 2008 and 2015
ozone NAAQS in the San Diego County
area. Therefore, the EPA proposes to
approve the I/M portion of the 2020
Plan, as supplemented by the San Diego
County portion of the Smog Check
Certification, as revisions to the
California SIP.
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2. New Source Review Rules
Section 182(a)(2)(C) of the CAA
requires states to submit SIP revisions
containing permit programs for each of
their ozone nonattainment areas. The
SIP revisions are to include
requirements for permits in accordance
with CAA sections 172(c)(5) and 173 for
the construction and operation of each
new or modified major stationary source
for VOC or NOX anywhere in the
nonattainment area.223 The 2008 Ozone
SRR and 2015 Ozone SRR include
provisions and guidance for
223 See
also CAA section 182(d).
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nonattainment new source review (NSR)
programs.224
In the 2020 San Diego County Ozone
SIP, the District certifies compliance
with NSR requirements for the 2008 and
2015 ozone NAAQS through
amendments to the District’s NSR rules
(Rules 20.1–20.4) in June 2019.225 In
2020, the EPA issued a final limited
approval/limited disapproval of Rule
20.1 and a full approval of Rules 20.2,
20.3 and 20.4.226 In that rulemaking, we
found that the rules, with one exception
not directly related to the ozone
NAAQS, met the applicable NSR
requirements for San Diego County as a
Serious nonattainment area for the 2008
ozone NAAQS and as a Moderate
nonattainment area for the 2015 ozone
NAAQS.
Since our NSR rulemaking in 2020,
the San Diego County area has been
reclassified to Severe for the 2008 and
2015 ozone NAAQS. However, the
approved NSR rules already include
NOX and VOC applicability thresholds
and offset ratios applicable to Severe
ozone nonattainment areas that
automatically applied upon the July 2,
2021 effective date of the area’s
reclassification to Severe.227 In addition,
in 2022, the EPA issued a final full
approval of four amended District rules,
including Rule 20.1.228 In our 2022
rulemaking, we found that the
submitted NSR rules satisfy the
224 40 CFR 51.1114 and 80 FR 12264 (March 6,
2015) (2008 ozone NAAQS); and 40 CFR 51.1314
and 83 FR 62998 (December 6, 2018) (2015 ozone
NAAQS).
225 2020 Plan, section 2.3, pp. 25–26.
226 85 FR 57727 (September 16, 2020).
227 86 FR 29522 (June 2, 2021).
228 87 FR 58729 (September 28, 2022).
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applicable NSR requirements for both
the 2008 and 2015 ozone NAAQS.229
Given the recent approval of the NSR
program as meeting the applicable NSR
requirements for the two relevant ozone
NAAQS, including the applicability of
the Severe area applicability threshold
and offset ratio, we propose to approve
the NSR certification in the 2020 Plan
that the EPA-approved District NSR
rules comply with the applicable NSR
requirements under CAA sections
172(c)(5), 173 and 182(a)(2)(C), and 40
CFR 51.1114 and 51.1314 for the San
Diego County area for the 2008 and 2015
ozone NAAQS.
3. Clean Fuels Fleet Program
Sections 182(c)(4)(A) and 246 of the
CAA require states to submit SIP
revisions that establish a clean-fuel
vehicle program for fleets (referred to
herein as a Clean Fuels Fleets Program
(CFFP)) in certain of their ozone
nonattainment areas classified as
Serious and above. The federal CFFP is
specified in part C of title II of the CAA.
Section 182(c)(4)(B) of the CAA allows
states to opt out of the federal CFFP by
submitting a SIP revision consisting of
a program or programs that will result
in at least equivalent long-term
reductions in ozone precursors and
toxic air emissions. The CFFP SIP
requirement applies to the San Diego
County area as an ozone nonattainment
area with a 1980 population of 200,000
or more and classified as Severe for the
2008 and 2015 ozone NAAQS.230
229 87 FR 29105, at 29107 (May 12, 2022)
(proposed approval of amended District NSR rules);
finalized at 87 FR 58729 (September 28, 2022).
230 See the definition of ‘‘covered areas’’ in CAA
section 246(a)(2). The CFFP SIP requirement
applies to the 2008 and 2015 ozone NAAQS
pursuant to 40 CFR 51.1102 and 40 CFR 51.1302.
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In 1994, CARB submitted a SIP
revision to the EPA to opt out of the
federal CFFP. The submittal included a
demonstration that California’s lowemissions vehicle program (now
referred to as the low-emissions vehicle
(LEV I) regulation) achieved emissions
reductions at least as large as would be
achieved by the federal program. The
EPA approved the SIP revision to opt
out of the federal program on August 27,
1999.231 There have been no changes to
the federal CFFP since the EPA
approved the California SIP revision to
opt out of the federal program, and thus,
no corresponding changes to the SIP are
required. In addition, California
continues to implement its lowemissions vehicle program and has
tightened the low-emissions vehicle
emissions standards through adoption
of the LEV II and LEV III regulations.
The EPA approved the LEV II and LEV
III regulations as part of the California
SIP in 2016.232
In the 2020 San Diego County Ozone
SIP, the District certified that, in light of
the EPA’s approval of the SIP revision
to opt out of the federal program, the
San Diego County area continues to
meet the requirements of CAA sections
182(c)(4) and 246 for the 2008 and 2015
ozone NAAQS.233 We agree with the
District’s conclusion and find that the
California SIP revision to opt out of the
federal program, as approved in 1999,
continues to meet the requirements of
CAA sections 182(c)(4) and 246, and 40
CFR 51.1102 and 51.1302, for the San
Diego County area for the 2008 and 2015
ozone NAAQS. For that reason, we
propose to approve the certification in
the 2020 San Diego County Ozone SIP
that the San Diego County area
continues to meet the CFFP SIP
requirements for the 2008 and 2015
ozone NAAQS.
4. Gasoline Vapor Recovery
Section 182(b)(3) of the CAA requires
states to submit SIP revisions by
November 15, 1992, that require owners
or operators of gasoline dispensing
systems to install and operate gasoline
vehicle refueling vapor recovery (‘‘Stage
II’’) systems in ozone nonattainment
areas classified as Moderate and above.
California’s ozone nonattainment areas
implemented Stage II vapor recovery
well before the passage of the CAA
Amendments of 1990.234
231 64
FR 46849 (August 27, 1999).
FR 39424 (June 16, 2016).
233 2020 San Diego County Ozone SIP, Section
3.1, pp. 33–34 and endnote 78 (2008 ozone
NAAQS) and Section 4.1, pp. 53–54 and endnote
126 (2015 ozone NAAQS).
234 General Preamble, 57 FR 13498, 13514 (April
16, 1992).
232 81
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Section 202(a)(6) of the CAA requires
the EPA to promulgate standards
requiring motor vehicles to be equipped
with onboard refueling vapor recovery
(ORVR) systems. The EPA promulgated
the first set of ORVR system regulations
in 1994 for phased implementation by
vehicle manufacturers, and since the
end of 2006, essentially all new
gasoline-powered light and mediumduty vehicles are ORVR-equipped.235
Section 202(a)(6) also authorizes the
EPA to waive the SIP requirement under
CAA section 182(b)(3) for installation of
Stage II vapor recovery systems after
such time as the EPA determines that
ORVR systems are in widespread use
throughout the motor vehicle fleet.
Effective May 16, 2012, the EPA waived
the requirement of CAA section
182(b)(3) for Stage II vapor recovery
systems in ozone nonattainment areas
regardless of classification.236 Thus, a
SIP submittal meeting CAA section
182(b)(3) is not required for the 2008
ozone NAAQS or the 2015 ozone
NAAQS.
While a SIP submittal meeting CAA
section 182(b)(3) is not required for the
2008 or 2015 ozone NAAQS, under
California state law (i.e., Health and
Safety Code section 41954), CARB is
required to adopt procedures and
performance standards for controlling
gasoline emissions from gasoline
marketing operations, including transfer
and storage operations. State law also
authorizes CARB, in cooperation with
local air districts, to certify vapor
recovery systems, to identify defective
equipment and to develop test methods.
CARB has adopted numerous revisions
to its vapor recovery program
regulations and continues to rely on its
vapor recovery program to achieve
emissions reductions in ozone
nonattainment areas in California.
In the San Diego County area, the
installation and operation of CARBcertified vapor recovery equipment is
required and enforced by SDCAPCD
Rule 61.4 (‘‘Transfer of Volatile Organic
Compounds into Vehicle Fuel Tanks’’).
This rule was most recently approved
into the SIP on January 7, 2013.237
5. Enhanced Ambient Air Monitoring
Section 182(c)(1) of the CAA requires
states to submit SIP revisions for all
ozone nonattainment areas classified as
Serious or above that contain measures
to enhance and improve monitoring for
ambient concentrations of ozone, NOX,
and VOC, and to improve monitoring of
emissions of NOX and VOC in those
235 77
FR 28772, at 28774 (May 16, 2012).
CFR 51.126(b).
237 78 FR 897.
236 40
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areas. The enhanced monitoring
network for ozone is referred to as the
photochemical assessment monitoring
station (PAMS) network. The EPA
promulgated final PAMS regulations on
February 12, 1993.238 San Diego County
is subject to the CAA PAMS network
SIP requirement as a Severe
nonattainment area for the 2008 and
2015 ozone NAAQS pursuant to 40 CFR
51.1102 and 51.1302.
On November 10, 1993, CARB
submitted to the EPA a SIP revision
addressing the PAMS network for six
ozone nonattainment areas, including
San Diego County, to meet the enhanced
monitoring requirements of CAA section
182(c)(1) and the PAMS regulations for
the 1-hour ozone NAAQS. At the time,
San Diego County was classified as a
‘‘Severe-15’’ ozone nonattainment area
for the 1-hour ozone NAAQS but that
classification was later corrected to be
‘‘Serious.’’ The EPA determined that the
PAMS SIP revision met all applicable
requirements for enhanced monitoring
and approved the PAMS submittal into
the California SIP.239
Prior to 2006, the EPA’s ambient air
monitoring regulations in 40 CFR part
58 (‘‘Ambient Air Quality
Surveillance’’) set forth specific SIP
requirements (see former 40 CFR 52.20).
In 2006, the EPA significantly revised
and reorganized 40 CFR part 58.240
Under revised 40 CFR part 58, SIP
revisions are no longer required; rather,
compliance with EPA monitoring
regulations is established through
review of required annual monitoring
network plans.241 The 2008 Ozone SRR
and 2015 Ozone SRR made no changes
to these requirements.242
The most recent annual monitoring
plan for San Diego County that the EPA
has reviewed is the District’s ‘‘Annual
Air Quality Monitoring Network Report
2021’’ (2021 ANP).243 The District’s
2021 ANP describes the steps taken to
address the requirements of section
182(c)(1), includes descriptions of the
PAMS program and provides additional
details about the PAMS network.244 The
238 58
FR 8452 (February 12, 1993).
FR 45191 (September 28, 2017).
240 71 FR 61236 (October 17, 2006).
241 40 CFR 58.2(b) now provides that ‘‘[t]he
requirements pertaining to provisions for an air
quality surveillance system in the SIP are contained
in this part.’’
242 The 2008 and 2015 ozone SRRs address
PAMS-related requirements. For the 2008 ozone
NAAQS, see 80 FR 12264, at 12291 (March 6, 2015);
for the 2015 ozone NAAQS, see 83 FR 62998, at
63008 (December 6, 2018).
243 SDCAPCD, Annual Air Quality Monitoring
Report 2021, submitted for EPA review on June 29,
2022.
244 2021 ANP, chapter 11 (‘‘Photochemical
Assessment Monitoring Stations (PAMS)’’). Starting
239 82
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EPA approved the District’s current
PAMS network as part of our approval
of the District’s ANP.245
The 2020 Plan certifies compliance
with the CAA section 182(c)(1)
enhanced ambient monitoring
requirement for the 2008 ozone NAAQS
and 2015 ozone NAAQS by reference to
the area’s approved PAMS SIP revision
for the 1-hour ozone NAAQS.246 We
agree that the San Diego County area
meets the CAA section 182(c)(1)
enhanced ambient monitoring
requirement for the 2008 and 2015
ozone NAAQS based on the District’s
compliance with the EPA’s monitoring
regulations in 40 CFR part 58 for PAMS
networks. On that basis, we propose to
approve the 2020 Plan’s certification of
compliance with the enhanced
monitoring requirements for the 2008
and 2015 ozone NAAQS for the San
Diego County area under CAA section
182(c)(1) and 40 CFR 51.1102 and
51.1302.
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6. CAA Section 185 Fee Program
Sections 182(d)(3) and 185 of the CAA
require that the SIP for each Severe and
Extreme ozone nonattainment area
provide that, if the area fails to attain by
its applicable attainment date, each
major stationary source of VOC and
NOX located in the area shall pay a fee
to the state as a penalty for such failure
for each calendar year beginning after
the attainment date, until the area is
redesignated as an attainment area for
ozone. These requirements apply to the
San Diego County area as a Severe
nonattainment area for both the 2008
and the 2015 ozone NAAQS. States
were required to submit to the EPA by
July 20, 2022, a SIP revision that meets
the requirements of CAA section 185 for
the 2008 ozone NAAQS. The District
adopted Rule 45 to meet those
requirements and the state submitted it
to the EPA on July 20, 2022. The EPA
plans to take action on that submittal
separately from this action. States are
not yet required to submit a SIP revision
that meets the requirements of CAA
section 185 for the 2015 ozone
NAAQS.247
in 2007, the EPA’s monitoring rules at 71 FR 61236
(October 17, 2006) required the submittal and EPA
action on ANPs. SDCAPCD’s 2021 ANP can be
found in the docket for this action.
245 Letter dated October 31, 2022, from Gwen
Yoshimura, EPA Region IX to David Sodeman,
Chief, Monitoring and Technical Services,
SDCAPCD, approving the 2021 San Diego ANP with
certain exceptions unrelated to the PAMS
requirements.
246 2020 Plan, pp. 33–34 and endnote 80 (2008
ozone NAAQS) and pp. 53–54 and endnote 128
(2015 ozone NAAQS).
247 See 40 CFR 51.1117 (2008 ozone NAAQS) and
51.1317 (2015 ozone NAAQS). The deadline for
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7. Emissions Statement
Section 182(a)(3)(B)(i) of the Act
requires states to submit a SIP revision
requiring owners or operators of
stationary sources of VOC or NOX to
provide the state with statements of
actual emissions from such sources.
Statements must be submitted at least
every year and must contain a
certification that the information
contained in the statement is accurate to
the best knowledge of the individual
certifying the statement. Section
182(a)(3)(B)(ii) of the Act allows states
to waive the emissions statement
requirement for any class or category of
stationary sources that emit less than 25
tpy of VOC or NOX, if the state provides
an inventory of emissions from such
class or category of sources as part of the
base year or periodic inventories
required under CAA sections 182(a)(1)
and 182(a)(3)(A), based on the use of
emissions factors established by the
EPA or other methods acceptable to the
EPA.
The preamble of the 2008 Ozone SRR
states that if an area has a previously
approved emissions statement rule for
the 1997 ozone NAAQS or the 1-hour
ozone NAAQS that covers all portions
of the nonattainment area for the 2008
ozone NAAQS, such rule should be
sufficient for purposes of the emissions
statement requirement for the 2008
ozone NAAQS. The state should review
the existing rule to ensure it is adequate
and, if so, may rely on it to meet the
emissions statement requirement for the
2008 ozone NAAQS.248 The same
approach was included in the 2015
Ozone SRR.249 Where an existing
emissions statement requirement is still
adequate to meet the requirements of
these rules, states can provide the
rationale for that determination to the
EPA in a written statement in the SIP to
meet this requirement. States should
identify the various requirements and
how each is met by the existing
emissions statement program. Where an
emissions statement requirement is
modified for any reason, states must
provide the revision to the emissions
statement as part of its SIP.
The 2020 Plan addresses compliance
with the emissions statement
requirement in CAA section 182(a)(3)(B)
for the San Diego County area for the
2008 and 2015 ozone NAAQS in Section
2.2 (‘‘Emissions Statement Rule
Certification’’) of the plan.250 In Section
submittal to the EPA for the area’s CAA section 185
SIP revision for the 2015 ozone NAAQS is August
3, 2028.
248 See 80 FR 12264, at 12291 (March 6, 2015).
249 See 83 FR 62998, at 63023 (December 6, 2018).
250 2020 Plan, at 23–25.
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2.2 of the 2020 Plan, the District
evaluates compliance with CAA section
182(a)(3)(B) by reference to District Rule
19.3 that, among other things, requires
emissions reporting from stationary
sources of NOX and VOC greater than or
equal to 5 tpy, as deemed appropriate by
the District’s Air Pollution Control
Officer (APCO). In addition, the District
reports emissions of VOC and NOX from
sources that emit less than 25 tpy via
CARB’s California Emission Inventory
Development and Reporting System
(CEIDARS). All sources with emissions
of VOC or NOX greater than or equal to
25 tpy must provide an emissions
statement to the District. District Rule
19.3 applies throughout the San Diego
County area. On April 6, 1993, the
District adopted District Rule 19.3 to
meet the requirements in CAA section
182(a)(3)(B). The District amended
District Rule 19.3 on May 15, 1996, and
the EPA approved the rule into the
California SIP, effective May 8, 2000.251
In a separate action, the EPA
approved the ‘‘Emissions Statement
Rule Certification’’ portion of the 2020
Plan that certifies District Rule 19.3 as
meeting the emissions statement
requirement under CAA section
182(a)(3)(B) for the San Diego County
area for the 2008 and 2015 ozone
NAAQS.252
IV. Environmental Justice
Considerations
This document proposes to approve
certain SIP elements included in the
2020 Plan and the San Diego County
area portion of the Smog Check
Certification. Information on ozone and
its relationship to negative health
impacts can be found on the EPA’s
website.253 We expect that this
proposed action, once approved, will
generally be neutral or contribute to
reduced environmental and health
impacts on all populations in the San
Diego County area, including people of
color and low-income populations in
the area. At a minimum, the approved
action would not worsen any existing
air quality and is expected to ensure the
area is meeting requirements to attain
air quality standards. Further, there is
no information in the record indicating
that this action is expected to have
disproportionately high or adverse
human health or environmental effects
on a particular group of people. Lastly,
251 65
FR 12472 (March 9, 2000).
FR 45657 (July 29, 2022).
253 Ozone National Ambient Air Quality
Standards (NAAQS): https://www.epa.gov/groundlevel-ozone-pollution/ozone-national-ambient-airquality-standards-naaqs; Health Effects of Ozone
Pollution: https://www.epa.gov/ground-level-ozonepollution/health-effects-ozone-pollution.
252 87
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although the District did not perform an
environmental justice review
specifically for the 2020 Plan, the
District does implement the State’s
‘‘Community Air Protection Program’’ in
San Diego County.254 This program
identifies specific communities based
on environmental, health and
socioeconomic information in order to
reduce their pollution exposure.
V. Proposed Action
For the reasons discussed in this
document, under CAA section 110(k)(3),
the EPA is proposing to approve all of
the ‘‘2020 Plan for Attaining the
National Ambient Air Quality Standards
for Ozone in San Diego County,’’
submitted on January 12, 2021, with two
exceptions, and the San Diego County
area I/M SIP revision for the 2008 and
2015 ozone NAAQS, i.e., the San Diego
County portion of the ‘‘Smog Check
Performance Standing Modeling and
Certification,’’ submitted on April 26,
2023. The portions of the 2020 Plan on
that we are not proposing action are the
portion addressing the emissions
statement requirement, which we
already approved in a separate
rulemaking, and the portion addressing
the contingency measures requirement,
for which we are deferring action.255
More specifically, we are proposing
approval of the following portions of the
2020 Plan, as supplemented by the
Smog Check Certification, as meeting
the following requirements:
• Base year emissions inventory
element as meeting the requirements of
CAA sections 172(c)(3) and 182(a)(1) for
the 2008 and 2015 ozone NAAQS, 40
CFR 51.1115 for the 2008 ozone
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254 See
email dated March 2, 2023, from Nick
Cormier, SDCAPCD, to John J. Kelly, EPA, regarding
environmental justice information on San Diego
County communities. The State’s Community Air
Protection Program was created by passage of the
State’s Assembly Bill (AB) 617. At the time of the
email, the District had developed a plan to address
emissions of air pollutants in one community
(Portside) that was identified by the program and
another community (the ‘‘International Border
Community,’’ that is, the San Ysidro-Otay Mesa
area) had also been identified.
255 Regarding other applicable requirements for
the 2008 and 2015 ozone NAAQS in San Diego
County, the EPA has previously approved the
portion of the 2020 Plan that addresses the
emissions statement requirement and will be taking
action on the San Diego RACT submittal in separate
rulemakings. See 87 FR 45657 (July 29, 2022)
(approval of emissions statement certification); and
88 FR 57361(August 23, 2023) (final approval of
District Rule 69.2.2), and 88 FR 48150 (July 26,
2023) (proposed approval of District Rule 69.2.1). A
SIP revision for San Diego County addressing the
penalty fee requirements under CAA sections
182(d)(3) and 185 for the 2008 ozone NAAQS was
submitted by CARB to the EPA on July 20, 2022,
and EPA will take action on the July 20, 2022 SIP
revision in a separate rulemaking. The area’s
penalty fee SIP revision is not due for the 2015
ozone NAAQS until August 3, 2028.
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NAAQS, and 40 CFR 51.1315 for the
2015 ozone NAAQS;
• RACM demonstration element as
meeting the requirements of CAA
section 172(c)(1) for the 2008 and 2015
ozone NAAQS, 40 CFR 51.1112(c) for
the 2008 ozone NAAQS, and 40 CFR
51.1312(c) for the 2015 ozone NAAQS;
• Attainment demonstration element
for the 2008 ozone NAAQS as meeting
the requirements of CAA section
182(c)(2)(A) and 40 CFR 51.1108;
• Attainment demonstration element
for the 2015 ozone NAAQS as meeting
the requirements of CAA section
182(c)(2)(A) and 40 CFR 51.1308, and
the related commitments by CARB
(through CARB Resolution 20–29) to
achieve an aggregate emissions
reduction of 4 tpd of NOX by 2032 in
the San Diego County area and by the
District (through District Resolution 20–
166) to achieve emissions reductions of
1.7 tpd by 2032;
• ROP demonstration element as
meeting the requirements of CAA
section 182(b)(1) for the 2008 and 2015
ozone NAAQS, 40 CFR 51.1110(a)(2) for
the 2008 ozone NAAQS, and 40 CFR
51.1310(a)(2) for the 2015 ozone
NAAQS;
• RFP demonstration element as
meeting the requirements of CAA
sections 172(c)(2), 182(b)(1), and
182(c)(2)(B) for the 2008 and 2015 ozone
NAAQS, 40 CFR 51.1110(a)(2)(i) and (ii)
for the 2008 ozone NAAQS, and 40 CFR
51.1310(a)(2)(ii) for the 2015 ozone
NAAQS;
• VMT emissions offset
demonstration element as meeting the
requirements of CAA section
182(d)(1)(A) for the 2008 and 2015
ozone NAAQS, 40 CFR 51.1102 for the
2008 ozone NAAQS, and 40 CFR
51.1302 for the 2015 ozone NAAQS;
• Motor vehicle emissions budgets for
the 2020 and 2023 RFP milestone years
and the 2026 attainment year (see Table
15) because they are consistent with the
RFP and attainment demonstrations for
the 2008 ozone NAAQS proposed for
approval herein and meet the other
criteria in 40 CFR 93.118(e)(4);
• Motor vehicle emissions budgets for
the 2023, 2026 and 2029 RFP milestone
years and the 2032 attainment year (see
Table 16) because they are consistent
with the RFP and attainment
demonstrations for the 2015 ozone
NAAQS proposed for approval herein
and meet the other criteria in 40 CFR
93.118(e)(4);
• General conformity budgets (or
growth increments, in this case) for the
Department of the Navy and United
States Marine Corps, and for the San
Diego International Airport (see Table
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87887
17) as meeting the requirements of CAA
section 176(c) and 40 CFR 93.161;
• Enhanced vehicle inspection and
maintenance program element in the
2020 Plan, as supplemented by the San
Diego County area portion of the Smog
Check Certification, as meeting the
requirements of CAA section 182(c)(3)
for the 2008 and 2015 ozone NAAQS, 40
CFR 51.1102 for the 2008 ozone
NAAQS, and 40 CFR 51.1302 for the
2015 ozone NAAQS;
• Clean fuels fleet program element as
meeting the requirements of CAA
sections 182(c)(4)(A) and 246 for the
2008 and 2015 ozone NAAQS, 40 CFR
51.1102 for the 2008 ozone NAAQS, and
40 CFR 51.1302 for the 2015 ozone
NAAQS;
• New Source Review program
element as meeting the requirements of
CAA sections 172(c)(5), 173 and
182(a)(2)(C) for the 2008 and 2015 ozone
NAAQS, 40 CFR 51.1114 for the 2008
ozone NAAQS, and 40 CFR 51.1314 for
the 2015 ozone NAAQS; and
• Enhanced monitoring element as
meeting the requirements of CAA
section 182(c)(1) for the 2008 and 2015
ozone NAAQS, 40 CFR 51.1102 for the
2008 ozone NAAQS, and 40 CFR
51.1302 for the 2015 ozone NAAQS.
The EPA is soliciting public
comments on the issues discussed in
this document. We will accept
comments from the public on this
proposal for the next 30 days and will
consider comments before taking final
action.
VI. Statutory and Executive Order
Reviews
Under the Clean Air Act, the
Administrator is required to approve a
SIP submission that complies with the
provisions of the Act and applicable
federal regulations. 42 U.S.C. 7410(k);
40 CFR 52.02(a). Thus, in reviewing SIP
submissions, the EPA’s role is to
approve state choices, provided that
they meet the criteria of the Clean Air
Act. Accordingly, this proposed action
merely proposes to approve state law as
meeting federal requirements and does
not impose additional requirements
beyond those imposed by state law. For
that reason, this proposed action:
• Is not a ‘‘significant regulatory
action’’ subject to review by the Office
of Management and Budget under
Executive Orders 12866 (58 FR 51735,
October 4, 1993), 13563 (76 FR 3821,
January 21, 2011) and 14094 (88 FR
21879, April 11, 2023);
• Does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
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• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Does not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001); and
• Is not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the Clean Air Act.
In addition, the SIP is not approved
to apply on any Indian reservation land
or in any other area where the EPA or
an Indian tribe has demonstrated that a
tribe has jurisdiction. In those areas of
Indian country, the proposed action
does not have tribal implications and
will not impose substantial direct costs
on tribal governments or preempt tribal
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law as specified by Executive Order
13175 (65 FR 67249, November 9, 2000).
Furthermore, Executive Order 12898,
‘‘Federal Actions To Address
Environmental Justice in Minority
Populations and Low-Income
Populations,’’ (59 FR 7629, February 16,
1994), directs Federal agencies to
identify and address
‘‘disproportionately high and adverse
human health or environmental effects’’
of their actions on minority populations
and low-income populations to the
greatest extent practicable and
permitted by law. The EPA defines
environmental justice (EJ) as ‘‘the fair
treatment and meaningful involvement
of all people regardless of race, color,
national origin, or income with respect
to the development, implementation,
and enforcement of environmental laws,
regulations, and policies.’’ The EPA
further defines the term fair treatment to
mean that ‘‘no group of people should
bear a disproportionate burden of
environmental harms and risks,
including those resulting from the
negative environmental consequences of
industrial, governmental, and
commercial operations or programs and
policies.’’
The State did not evaluate
environmental justice considerations as
part of its SIP submittal; the CAA and
applicable implementing regulations
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neither prohibit nor require such an
evaluation. However, as described in
Section IV (Environmental Justice
Considerations) of this document, the
District does participate in the State’s
environmental justice program. The
EPA did not perform an EJ analysis and
did not consider EJ in this proposed
action. Due to the nature of this
proposed action, if finalized, this action
is expected to have a neutral to positive
impact on the air quality of San Diego
County. Consideration of EJ is not
required as part of this action, and there
is no information in the record
inconsistent with the stated goal of
Executive Order 12898, to achieve
environmental justice for people of
color, low-income populations, and
Indigenous peoples.
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Intergovernmental relations,
Nitrogen dioxide, Ozone, Reporting and
recordkeeping requirements, Volatile
organic compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: December 8, 2023.
Martha Guzman Aceves,
Regional Administrator, Region IX.
[FR Doc. 2023–27513 Filed 12–18–23; 8:45 am]
BILLING CODE 6560–50–P
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[Federal Register Volume 88, Number 242 (Tuesday, December 19, 2023)]
[Proposed Rules]
[Pages 87850-87888]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-27513]
[[Page 87849]]
Vol. 88
Tuesday,
No. 242
December 19, 2023
Part II
Environmental Protection Agency
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40 CFR Part 52
Air Quality Implementation Plans; California; San Diego County; 2008
and 2015 8-Hour Ozone Nonattainment Area Requirements; Proposed Rule
Federal Register / Vol. 88, No. 242 / Tuesday, December 19, 2023 /
Proposed Rules
[[Page 87850]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R09-OAR-2021-0135; FRL-9538-02-R9]
Air Quality Implementation Plans; California; San Diego County;
2008 and 2015 8-Hour Ozone Nonattainment Area Requirements
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is proposing to
approve portions of two state implementation plan (SIP) revisions
submitted by the State of California to meet Clean Air Act requirements
for the 2008 8-hour ozone national ambient air quality standards (NAAQS
or ``standards'') and the 2015 8-hour ozone NAAQS in the San Diego
County ozone nonattainment area (``San Diego County area'' or
``area''). The first SIP revision, ``2020 Plan for Attaining the
National Ambient Air Quality Standards for Ozone in San Diego County''
(``2020 San Diego County Ozone SIP'' or ``2020 Plan''), addresses most
of the SIP requirements for the area. The second SIP revision, referred
to as the ``Smog Check Certification,'' supplements the motor vehicle
inspection and maintenance program portion of the 2020 Plan. The EPA is
proposing to approve the 2020 Plan, and the San Diego County portion of
the Smog Check Certification, as meeting all the applicable ozone
nonattainment area requirements for the 2008 and 2015 8-hour ozone
NAAQS addressed by the plan except for the emissions statement
requirement that the EPA previously found to have been met and the
contingency measure requirements, for which the EPA is deferring
action.
DATES: Comments must be received on or before January 18, 2024.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-R09-
OAR-2021-0135 at https://www.regulations.gov. For comments submitted at
Regulations.gov, follow the online instructions for submitting
comments. Once submitted, comments cannot be edited or removed from
Regulations.gov. The EPA may publish any comment received to its public
docket. Do not submit electronically any information you consider to be
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Multimedia submissions (audio,
video, etc.) must be accompanied by a written comment. The written
comment is considered the official comment and should include
discussion of all points you wish to make. The EPA will generally not
consider comments or comment contents located outside of the primary
submission (i.e., on the web, cloud, or other file sharing system). For
additional submission methods, please contact the person identified in
the FOR FURTHER INFORMATION CONTACT section. For the full EPA public
comment policy, information about CBI or multimedia submissions, and
general guidance on making effective comments, please visit https://www.epa.gov/dockets/commenting-epa-dockets. If you need assistance in a
language other than English or if you are a person with disabilities
who needs a reasonable accommodation at no cost to you, please contact
the person identified in the FOR FURTHER INFORMATION CONTACT section.
FOR FURTHER INFORMATION CONTACT: John J. Kelly, Air Planning Office
(AIR-2-1), EPA Region IX, 75 Hawthorne Street, San Francisco, CA 94105.
By phone at (415) 947-4151, or by email at [email protected].
SUPPLEMENTARY INFORMATION: Throughout this document, ``we,'' ``us,''
and ``our'' refer to the EPA.
Table of Contents
I. Regulatory Context
A. Ozone Standards, Area Designations, and SIPs
B. The San Diego County Ozone Nonattainment Area
C. Clean Air Act and Regulatory Requirements for 2008 and 2015
Ozone Nonattainment Area SIPs
II. Submission From the State of California To Address Ozone
Requirements in San Diego County
A. Summary of State Submissions
B. Clean Air Act Procedural Requirements for Adoption and
Submission of SIP Revisions
III. Evaluation of the 2020 San Diego County Ozone SIP
A. Emissions Inventories
B. Reasonably Available Control Measures Demonstration and
Control Strategy
C. Attainment Demonstration
D. Rate of Progress Plan and Reasonable Further Progress
Demonstration
E. Transportation Control Strategies and Measures To Offset
Emissions Increases From Vehicle Miles Traveled
F. Contingency Measures
G. Motor Vehicle Emissions Budgets for Transportation Conformity
H. General Conformity Budgets
I. Other Clean Air Act Requirements Applicable to Severe Ozone
Nonattainment Areas
IV. Environmental Justice Considerations
V. Proposed Action
VI. Statutory and Executive Order Reviews
I. Regulatory Context
A. Ozone Standards, Area Designations, and SIPs
Ground-level ozone pollution is formed from the reaction of
volatile organic compounds (VOC) and oxides of nitrogen
(NOX) in the presence of sunlight.\1\ These two pollutants,
referred to as ozone precursors, are emitted by many types of sources,
including on- and off-road motor vehicles and engines, power plants and
industrial facilities, and smaller area sources such as lawn and garden
equipment and paints.
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\1\ The State of California refers to reactive organic gases
(ROG) in some of its ozone-related SIP submissions. As a practical
matter, ROG and VOC refer to the same set of chemical constituents,
and for the sake of simplicity, we refer to this set of gases as VOC
in this proposed rule.
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Scientific evidence indicates that adverse public health effects
occur following exposure to ozone, particularly in children and adults
with lung disease. Breathing air containing ozone can reduce lung
function and inflame airways, which can increase respiratory symptoms
and aggravate asthma or other lung diseases.\2\
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\2\ ``Fact Sheet--2008 Final Revisions to the National Ambient
Air Quality Standards for Ozone,'' dated March 2008.
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Under section 109 of the Clean Air Act (CAA or ``the Act''), the
EPA promulgates NAAQS for pervasive air pollutants, such as ozone, to
protect public health and welfare. Under CAA section 110, following
promulgation of a new or revised NAAQS, states are required to adopt
and submit plans that provide for implementation, maintenance, and
enforcement of the NAAQS (referred to as State Implementation Plans or
SIPs). Under CAA section 107(d), the EPA is required to designate areas
throughout the nation as either attaining or not attaining the NAAQS,
and states with designated nonattainment areas are required to submit
SIP revisions to, among other things, provide for attainment as
expeditiously as practicable but not later than the applicable
attainment dates.
In 1979, the EPA established primary and secondary NAAQS for ozone
at 0.12 parts per million (ppm) averaged over a 1-hour period (``1979
ozone NAAQS'').\3\ In 1997, the EPA revised the primary
[[Page 87851]]
and secondary standards for ozone in the ambient air to 0.08 ppm
averaged over an 8-hour period (``1997 ozone NAAQS'').\4\
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\3\ 44 FR 8202 (February 8, 1979). When the CAA was amended in
1990, each area of the country that was designated nonattainment for
the 1979 ozone NAAQS, including the San Diego area, was classified
by operation of law as nonattainment and classified as Marginal,
Moderate, Serious, Severe, or Extreme depending on the severity of
the area's air quality problem. The EPA redesignated the San Diego
County area from Serious nonattainment to attainment for the 1979
ozone NAAQS, effective July 28, 2003. 68 FR 37976 (June 26, 2003).
\4\ 62 FR 38856 (July 18, 1997). In 2004, the EPA designated
areas of the country with respect to the 1997 ozone NAAQS. See 69 FR
23858 (April 30, 2004). The EPA redesignated the San Diego County
area from Moderate nonattainment to attainment for the 1997 ozone
NAAQS, effective July 5, 2013. 78 FR 33230 (June 4, 2013).
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In 2008, the EPA lowered the 8-hour ozone NAAQS to 0.075 ppm
(``2008 ozone NAAQS'').\5\ Then in 2015, the EPA further lowered the 8-
hour ozone NAAQS to 0.070 ppm (``2015 ozone NAAQS'').\6\ On December
31, 2020, the EPA finalized its most recent periodic review of the
ozone NAAQS, retaining the form and level of the standards.\7\ The EPA
has revoked both the 1979 ozone NAAQS and the 1997 ozone NAAQS but not
the 2008 ozone NAAQS.\8\
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\5\ 73 FR 16436 (March 27, 2008).
\6\ 80 FR 65292 (October 26, 2015).
\7\ 85 FR 87256. The SIP revision that is the subject of this
proposed action relates to the requirements for the 2008 and 2015
ozone standards.
\8\ 40 CFR 50.9(b) and 40 CFR 50.10(c).
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In 2012, the EPA designated San Diego County as nonattainment for
the 2008 ozone NAAQS and classified the area as ``Marginal.'' \9\ Areas
classified as Marginal must attain the NAAQS within three years of the
effective date of the nonattainment designation.\10\ Following this
initial classification as Marginal, the EPA found in 2016 that the area
did not attain the 2008 ozone standards by the Marginal attainment
deadline of July 20, 2015.\11\ As a result of our finding, the area was
reclassified by operation of law to Moderate nonattainment.\12\
Moderate nonattainment areas have six years to attain the standard.
Following the Moderate attainment deadline of July 20, 2018, the EPA
found that the area did not attain the 2008 ozone standards.\13\ As a
result of our finding, the area was reclassified by operation of law to
Serious nonattainment, with a Serious attainment deadline of July 20,
2021, nine years after the effective date of designation as a
nonattainment area for the 2008 ozone NAAQS. In response to a letter to
the EPA dated January 8, 2021 from the California Air Resources Board
(CARB), the EPA reclassified the area to Severe for the 2008 ozone
NAAQS.\14\ In the same letter, CARB requested that the EPA also
reclassify the area as Severe for the 2015 ozone NAAQS. The EPA's
initial designation for the San Diego County area for the 2015 ozone
NAAQS was nonattainment, with a Moderate classification.\15\ The San
Diego County area is now classified as Severe for both the 2008 and the
2015 ozone NAAQS.\16\
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\9\ 77 FR 30087 (May 21, 2012), effective July 20, 2012.
\10\ CAA section 181(a)(1); 40 CFR 51.1102 and 51.1103(a).
\11\ 81 FR 26697 (May 4, 2016).
\12\ The State of California submitted the San Diego County
area's 2016 Moderate ozone attainment plan and the 2016 Moderate
ozone RACT demonstration to the EPA as a SIP revision on April 12,
2017. The State withdrew the 2016 Moderate ozone attainment plan by
letter dated December 16, 2021, following submittal of the 2020 plan
and the EPA's grant of the State's request to reclassify San Diego
County to Severe for the 2008 ozone NAAQS. The EPA approved the 2016
Moderate ozone RACT demonstration at 85 FR 77996 (December 3, 2020),
87 FR 38665 (June 29, 2022) and 88 FR 2538 (January 17, 2023).
\13\ 84 FR 44238 (August 23, 2019).
\14\ Letter dated January 8, 2021 from Richard Corey, Executive
Officer, California Air Resources Board, to John Busterud, Regional
Administrator, U.S. EPA Region IX; 86 FR 29522 (June 2, 2021),
effective July 2, 2021.
\15\ 83 FR 25776 (June 4, 2018). Severe areas must attain the
standard as expeditiously as practicable, but not later than 15
years after the effective date of designation. For the 2008 ozone
NAAQS, the Severe attainment deadline is July 20, 2027. However,
note that for attainment modeling purposes we refer to the
attainment year as 2026. For the 2015 ozone NAAQS, the Severe
attainment deadline is August 3, 2033, with a 2032 attainment year.
\16\ 86 FR 29522 (June 2, 2021), effective July 2, 2021.
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Designations of nonattainment for a given NAAQS trigger
requirements under the CAA to prepare and submit SIP revisions. The SIP
revision that is the subject of this proposed action addresses the
Severe nonattainment area requirements that apply to the San Diego
County area for the 2008 and the 2015 ozone NAAQS.
Under California law, CARB is the state agency that is responsible
for the adoption and submission to the EPA of California SIPs and SIP
revisions, and it has broad authority to establish emissions standards
and other requirements for mobile sources and certain area sources,
such as consumer products. Local and regional air pollution control
districts in California are responsible for the regulation of
stationary sources and are generally responsible for the development of
regional air quality management plans (``plans''). In the San Diego
County area, the San Diego County Air Pollution Control District
(SDCAPCD or ``District'') develops and adopts plans to address CAA
planning requirements applicable to that area. Such plans are then
submitted to CARB for adoption and submittal to the EPA as revisions to
the California SIP.
B. The San Diego County Ozone Nonattainment Area
The San Diego County area is located in the southwestern-most
portion of the State of California, and its boundaries generally align
with those of San Diego County. For a precise description of the
geographic boundaries of the San Diego County area for both the 2008
and 2015 ozone NAAQS, see 40 CFR 81.305.
Prior plans and state control measures developed by the District
and CARB have produced significant emissions reductions over the years
and improved air quality in the area. For instance, the 8-hour ozone
design value for the San Diego County area decreased from 0.095 ppm to
0.079 ppm from 2002 to 2022,\17\ despite increases in population and
vehicular activity.
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\17\ Three design value reports (EPA, Air Quality Design Value
Report, July 12, 2011; San Diego 2008 Ozone Trends Report, U.S. EPA
Air Quality System, May 8, 2023; and San Diego 2015 Ozone Trends
Report, U.S. EPA Air Quality System, May 8, 2023), are included in
the docket for this action. For the 2008 and 2015 ozone NAAQS, the
design value at any given monitoring site is the 3-year average of
the annual fourth highest daily maximum 8-hour average ambient air
quality ozone concentration. The maximum design value among the
various ozone monitoring sites is the design value for the area.
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Under certain weather conditions, the San Diego County area is
downwind from the Los Angeles-South Coast Air Basin (``South Coast'')
and, under certain other weather conditions, from Mexico, and is
subject to transport of ozone from those areas. The South Coast is
regulated by the South Coast Air Quality Management District (SCAQMD).
The 2020 Plan describes ozone transport from these areas as follows:
. . . air pollution from both regions significantly contribute to
ozone levels in the San Diego region under certain weather
conditions. This impact is acknowledged in State documentation and
regulation. Importantly . . . SCAQMD has implemented effective
emissions control programs, resulting in a trend of emission
reductions and air quality improvements in the South Coast region.
Though the region is designated as an Extreme Nonattainment Area for
the 2008 and 2015 ozone NAAQS, SCAQMD predicts continued ozone
reductions through at least 2031 as shown in their SIP for the 2008
ozone NAAQS. In turn, air pollution transported to San Diego County
is expected to decrease as a result of their actions.\18\
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\18\ 2020 Plan, p. 13.
Because of the transport from the South Coast into the San Diego
County area, continued progress in the South Coast towards meeting the
2008 and 2015 ozone NAAQS is expected to help the San Diego County area
attain these ozone NAAQS.
C. Clean Air Act and Regulatory Requirements for 2008 and 2015 Ozone
Nonattainment Area SIPs
States must implement the 2008 and 2015 ozone NAAQS under title I,
part D
[[Page 87852]]
of the CAA, including sections 171-179B of subpart 1 (``Nonattainment
Areas in General'') and sections 181-185 of subpart 2 (``Additional
Provisions for Ozone Nonattainment Areas''). To assist states in
developing effective plans to address ozone nonattainment problems, in
2015, the EPA issued a SIP Requirements Rule (SRR) that addresses
implementation of various aspects of the 2008 ozone NAAQS (``2008 Ozone
SRR''), including attainment dates, requirements for emissions
inventories, attainment demonstrations, and reasonable further progress
(RFP) demonstrations, among other SIP elements. The 2008 Ozone SRR also
addresses the transition from the 1997 ozone NAAQS to the 2008 ozone
NAAQS and associated anti-backsliding requirements.\19\ In 2018, the
EPA also issued an SRR for the 2015 ozone NAAQS (``2015 Ozone SRR'')
that addresses implementation of the 2015 standards.\20\ The regulatory
requirements of the 2008 Ozone SRR are codified at 40 CFR part 51,
subpart AA; those for the 2015 Ozone SRR are codified in 40 CFR part
51, subpart CC. We discuss the CAA and regulatory planning requirements
for the elements of 2008 and 2015 ozone plans relevant to this proposed
action in more detail in Section III of this document.
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\19\ 80 FR 12264 (March 6, 2015). Anti-backsliding requirements
are the provisions applicable to revoked NAAQS (including the 1979
1-hour ozone NAAQS and the 1997 ozone NAAQS).
\20\ 83 FR 62998 (December 6, 2018).
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II. Submission From the State of California To Address Ozone
Requirements in San Diego County
A. Summary of State Submissions
1. SDCAPCD's 2020 Attainment Plan
On January 12, 2021, CARB submitted the 2020 Plan to the EPA as a
revision to the California SIP.\21\ The 2020 Plan addresses many of the
nonattainment area requirements for the San Diego County area for both
the 2008 and the 2015 8-hour ozone NAAQS. In this document, we are
proposing action on the 2020 Plan that addresses both the 2008 and 2015
8-hour ozone NAAQS for the San Diego County area.
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\21\ Letter (with enclosures) dated January 8, 2021, from
Richard Corey, Executive Officer, CARB, to John Busterud, Regional
Administrator, EPA Region IX (submitted electronically January 12,
2021).
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The 2020 Plan SIP submittal includes the various sections and
attachments of the plan, plus the District's resolution of approval for
the plan (District Resolution 20-166) and CARB's resolution of adoption
of the plan as a revision to the California SIP (CARB Resolution 20-
29).\22\ The 2020 Plan includes a District commitment to achieve
additional emissions reductions beyond those expected to occur from
already-implemented control measures and relies on a similar commitment
by CARB. More specifically, the 2020 Plan includes a commitment by the
District to achieve an additional 1.7 tons per day (tpd) reduction in
NOX by 2032 \23\ and relies on CARB's commitment to achieve
aggregate emissions reductions in San Diego County of 4 tpd of
NOX by 2032.\24\ Both commitments are part of the 2020
Plan's attainment demonstration for the 2015 ozone NAAQS. With respect
to both the 2008 and the 2015 ozone NAAQS, the 2020 Plan addresses the
CAA requirements for emissions inventories, air quality modeling
demonstrating attainment, reasonably available control measures (RACM),
RFP, transportation control strategies and measures, new source review
(NSR), contingency measures for failure to make RFP or to timely attain
the relevant standards, and motor vehicle inspection and maintenance
(I/M) programs (also referred to as ``smog check'' programs), among
other requirements. The 2020 Plan also addresses the emissions
statement requirement, and in separate action, the EPA approved the
emissions statement portion of the 2020 Plan as meeting the applicable
requirements for emissions statements for the 2008 and 2015 ozone
NAAQS.\25\
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\22\ SDCAPCD Board Resolution 20-166, October 14, 2020; CARB
Board Resolution 20-29, Proposed San Diego 8-Hour Ozone State
Implementation Plan Submittal, November 19, 2020 (``CARB Board
Resolution 20-29'').
\23\ 2020 Plan, at 58, 81-82.
\24\ CARB Board Resolution 20-29, at 6.
\25\ 87 FR 45657 (July 29, 2022).
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The 2020 Plan is organized into an executive summary, five
sections, and attachments lettered A through Q. Section 1,
``Introduction and Overview,'' introduces the 2020 Plan, including its
purpose, the two ozone NAAQS it addresses, current air quality in the
area in comparison with those NAAQS, historical air quality progress in
San Diego County, and the District's approach to air quality planning.
Section 2, ``General Attainment Plan Requirements,'' addresses CAA
requirements that apply to the area as nonattainment for both the 2008
and the 2015 ozone NAAQS. Section 3, ``2008 Eight Hour Ozone NAAQS
Attainment Plan Requirements,'' addresses CAA requirements that apply
to the area as nonattainment specifically for the 2008 ozone NAAQS,
including anti-backsliding requirements for the revoked 1979 and 1997
ozone standards. Section 4, ``2015 Eight Hour Ozone NAAQS Attainment
Plan Requirements,'' addresses CAA requirements that apply to the area
as nonattainment specifically for the 2015 ozone NAAQS, including anti-
backsliding requirements for revoked standards. Section 5,
``Conclusions,'' presents the District's conclusions regarding whether
the 2020 Plan meets applicable Clean Air Act requirements.
The 2020 Plan also includes technical attachments:
Attachment A (``Emissions Inventories and Documentation
for Baseline, RFP, and Attainment Years'') presents tables, analysis,
and documentation for the emissions inventories included in the plan.
Attachment B (``Planned Military Projects Subject to
General Conformity'') contains annual data compiled by the United
States Marine Corps (USMC) and Department of the Navy (DoN) for
emissions changes resulting from USMC and DoN projects out to year
2037, for the purpose of demonstrating general conformity for USMC and
DoN facilities in the area.
Attachment C (``Planned San Diego International Airport
Projects Subject to General Conformity'') is a report that provides an
emissions inventory for the San Diego International Airport, for the
purpose of demonstrating general conformity for the airport.
Attachment D (``CARB Control Measures, 1985 to 2019'') is
a listing of CARB control measures from 1985 to 2019.
Attachment E (``CARB Analyses of Key Mobile Source
Regulations and Programs Providing Emission Reductions'') describes
CARB's mobile source regulations and programs that provide emissions
reductions in the San Diego County area.
Attachment F (``Pre-Baseline Banked Emission Reduction
Credits'') describes emission reduction credits that were banked before
the baseline year.
Attachment G (``Analyses of Potential Additional
Stationary Source Control Measures'') provides the District's analysis
of the feasibility of additional stationary source control measures
that could be pursued in the area.
Attachment H (``Implementation Status of Transportation
Control Measures'') provides the implementation status of
transportation control measures by the San Diego Association of
Governments (SANDAG) and other transportation agencies.
Attachment I (``CARB Analyses of Potential Additional
Mobile Source and Consumer Products Control Measures'')
[[Page 87853]]
analyzes the potential for further mobile source and consumer products
controls in the area.
Attachment J (``Calculation of Cumulative Potential
Emission Reductions for Possible Reasonably Available Control Measures
(RACM)'') calculates the cumulative potential emissions reductions in
the area in support of the plan's RACM demonstration.
Attachment K (``Modeling Protocol & Attainment
Demonstration for the 2020 San Diego Ozone SIP'') provides the modeling
protocol and attainment demonstration for the San Diego County area as
Severe nonattainment for both the 2008 and the 2015 ozone NAAQS.
Attachment L (``Modeling Emission Inventory for the Ozone
State Implementation Plan in San Diego County'') describes the modeled
or ``gridded'' emissions inventories for the area, in support of the
area's two modeled attainment demonstrations.
Attachment M (``Weight of Evidence Demonstration for San
Diego County'') provides a weight-of-evidence demonstration for the
area, in support of the area's modeled attainment demonstrations.
Attachment N (``VMT Offset Demonstration for San Diego
County'') provides the area's VMT offset demonstration.
Attachment O (``Contingency Measures for San Diego
County'') represents the District's assessment of compliance with the
contingency measure requirements for the area.
Attachment P (``Federal Clean Air Act Requirements and
References in Attainment Plan'') provides a summary of CAA requirements
that apply to the area with specific citations to locations in the plan
that address those requirements.
Attachment Q (``Endnotes'') contains the text of all
endnotes found in the plan.
Attainment of the 2008 and the 2015 ozone NAAQS in the San Diego
County area is dependent on emissions reductions occurring in the
adjacent South Coast nonattainment area. The 2016 South Coast Ozone SIP
documents baseline emissions reductions from already-adopted control
measures and provides for new emissions reductions to be achieved
through fulfillment of SCAQMD and CARB commitments for further
reductions, and through new technology measures.\26\ More specifically,
as discussed in Section III.D, ``Attainment Demonstration,'' of the
EPA's proposed approval of the 2016 South Coast Ozone SIP,\27\ the
ozone attainment demonstrations for South Coast for the 1997 and 2008
ozone NAAQS include emissions reduction commitments made by the SCAQMD
in the 2016 AQMP and by CARB in the ``Revised Proposed 2016 State
Strategy for the State Implementation Plan'' (``2016 State Strategy'').
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\26\ 84 FR 28132 (June 17, 2019), at 28134-28134, tables 10 and
11. The EPA finalized its approval of the 2016 South Coast Ozone SIP
at 84 FR 52005 (October 1, 2019).
\27\ 84 FR 28132, 28143-28157 (June 17, 2019),
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The 2016 State Strategy focuses on two areas: the South Coast and
the San Joaquin Valley. Although it did not include specific emissions
reduction commitments for San Diego County, CARB states that,
``[s]hould additional areas require emission reductions to meet the
current ozone and PM2.5 standards, ARB will quantify area
and year specific reductions as part of individual attainment plans.''
\28\ The 2020 Plan for the 2015 ozone NAAQS relies on CARB's commitment
to achieve 4 tpd of NOX emissions reductions in 2032 from
mobile sources to demonstrate attainment of this standard in San Diego
County.\29\
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\28\ 2016 State Strategy, 35.
\29\ CARB Review of the 2020 Plan for Attaining the National
Ambient Air Quality Standards for Ozone in San Diego County, Release
Date: October 16, 2020, at 11; CARB Board Resolution 20-29, at 6.
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2. Smog Check Certification
On April 26, 2023, CARB submitted the ``California Smog Check
Performance Standard Modeling and Program Certification for the 70
Parts Per Billion (ppb) 8-Hour Ozone Standard'' (``Smog Check
Certification'') to supplement the motor vehicle I/M portion of the
2020 Plan.\30\ The Smog Check Certification includes CARB's evaluation
of the California Smog Check program for compliance with the applicable
I/M performance standard as defined in EPA's regulations for certain
nonattainment areas for the 2008 and 2015 ozone NAAQS, including San
Diego County.
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\30\ Letter (with enclosures) dated April 26, 2023, from Steven
S. Cliff, Ph.D., Executive Officer, CARB, to Martha Guzman, Regional
Administrator, EPA Region IX (submitted electronically April 26,
2023).
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CARB's SIP submittal package for the Smog Check Certification
includes CARB Resolution 23-9, through which CARB adopted the Smog
Check Certification as part of the California SIP,\31\ public notice of
CARB's hearing on the proposed SIP revision, public comments and
responses, and MOVES \32\ input and output data sheets. In this
document, we are proposing action on the San Diego County portion of
the Smog Check Certification as a supplement to the vehicle I/M portion
of the 2020 Plan.
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\31\ CARB Board Resolution 23-9, March 23, 2023.
\32\ MOVES is the acronym for the EPA's Motor Vehicle Emission
Simulator model.
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B. Clean Air Act Procedural Requirements for Adoption and Submission of
SIP Revisions
CAA sections 110(a) and 110(l) require a state to provide
reasonable public notice and opportunity for public hearing prior to
the adoption and submission of a SIP or SIP revision. To meet this
requirement, every SIP submittal should include evidence that adequate
public notice was given and an opportunity to submit written comments
and request a public hearing was provided consistent with the EPA's
implementing regulations in 40 CFR 51.102.
Both the District and CARB have satisfied the applicable statutory
and regulatory requirements for reasonable public notice and hearing
prior to the adoption and submittal of the 2020 Plan. The District held
two public webinars, one in July and another in August, 2020, and held
a hearing on October 14, 2020, to discuss the plan and solicit public
input.\33\ On September 14, 2020, the District published a notice in a
local newspaper of the public hearing to be held on October 14, 2020,
to consider approval of the 2020 Plan.\34\ On October 14, 2020, the
District held the public hearing, and on that same date, through
Resolution 20-166, the District board approved the 2020 Plan and
directed the Air Pollution Control Officer to forward its resolution
and the 2020 Plan to CARB for submittal to the EPA for inclusion in the
California SIP.
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\33\ Letter dated October 20, 2020,from Robert Reider, Interim
Director, SDCAPCD, to Richard Corey, CARB Executive Officer. See the
letter's response to comments document regarding the two webinars
and its ``Minute Order'' document regarding the public hearing.
\34\ Id. See the October 20, 2020 letter's proof of publication
document regarding public notice for the October 14, 2020 public
hearing.
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Upon receipt of the 2020 Plan from the District, CARB also provided
public notice and opportunity for public comment on the plan. On
October 16, 2020, CARB released for public review its staff report for
the 2020 Plan (``CARB Staff Report'') \35\ and published a notice of
public meeting to be held on November 19, 2020, to consider
[[Page 87854]]
adoption of the 2020 Plan as a revision to the California SIP.\36\ On
November 19, 2020, CARB held the hearing and adopted the 2020 Plan as a
revision to the California SIP and directed the Executive Officer to
submit the 2020 Plan to the EPA for approval into the California
SIP.\37\ On January 12, 2021, the Executive Officer of CARB submitted
the 2020 Plan to the EPA. Six months after submittal, on July 12, 2021,
the 2020 Plan became complete by operation of law.\38\
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\35\ CARB Review of the 2020 Plan for Attaining the National
Ambient Air Quality Standards for Ozone in San Diego County, Release
Date: October 16, 2020.
\36\ Notice of Public Meeting to Consider Approval of the
Proposed San Diego 8-Hour Ozone State Implementation Plan Submittal,
signed by Richard Corey, Executive Officer, CARB, October 16, 2020.
\37\ CARB Resolution 20-29, 6.
\38\ CAA section 110(k)(1)(B).
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CARB has also satisfied the applicable statutory and regulatory
requirements for reasonable public notice and hearing prior to the
adoption and submittal of the Smog Check Certification. On February 10,
2023, CARB released for public review the draft Smog Check
Certification and published a notice of public meeting to be held on
March 23, 2023, to consider adoption of the Smog Check Certification as
a revision to the California SIP.\39\ On March 23, 2023, CARB held the
hearing and adopted the Smog Check Certification as a revision to the
California SIP and directed the Executive Officer to submit the Smog
Check Certification to the EPA for approval into the California
SIP.\40\ On April 26, 2023, the Executive Officer of CARB submitted the
Smog Check Certification to the EPA.
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\39\ Notice of Public Meeting to Consider the Proposed
California Smog Check Performance Standard Modeling and Program
Certification for the 70 parts per billion 8-hour Ozone Standard,
signed by Steven S. Cliff, Ph.D., Executive Officer, CARB, February
10, 2023.
\40\ CARB Resolution 23-9, 6.
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Based on information provided in the SIP revisions submitted on
January 12, 2021 and April 26, 2023, and summarized in Section II.A
this document, the EPA has determined that all hearings were properly
noticed and that a reasonable opportunity to submit written comments
was provided. Therefore, we find that the submittal of the 2020 Plan
and the Smog Check Certification meets the procedural requirements for
public notice and hearing in CAA sections 110(a) and 110(l) and 40 CFR
51.102.
III. Evaluation of the 2020 San Diego County Ozone SIP
A. Emissions Inventories
1. Statutory and Regulatory Requirements
CAA sections 172(c)(3) and 182(a)(1) require states to submit for
each ozone nonattainment area a ``base year inventory'' that is a
comprehensive, accurate, current inventory of actual emissions from all
sources of the relevant pollutant or pollutants in the area. In
addition, the 2008 Ozone SRR and the 2015 Ozone SRR require that the
inventory year be selected consistent with the baseline year for the
RFP demonstration, which is the most recent calendar year for which a
complete triennial inventory is required to be submitted to the EPA
under the Air Emissions Reporting Requirements (AERR) at the time of
designation for the ozone NAAQS.\41\ For the 2008 ozone NAAQS, the
baseline year for the RFP demonstration is 2011, and for the 2015 ozone
NAAQS, the base year for the RFP demonstration is 2017.
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\41\ 2008 Ozone SRR at 40 CFR 51.1115(a) and 40 CFR 51.1110(b),
2015 Ozone SRR at 40 CFR 51.1315(a) and 40 CFR 51.1310(b), and the
Air Emissions Reporting Requirements at 40 CFR part 51, subpart A.
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The EPA has issued guidance on the development of base year and
future year emissions inventories for 8-hour ozone and other
pollutants.\42\ Emissions inventories for ozone must include emissions
of VOC and NOX and represent emissions for a typical ozone
season weekday.\43\ States should include documentation explaining how
the emissions data were calculated. In estimating mobile source
emissions, states should use the latest emissions models and planning
assumptions available at the time the SIP is developed.\44\
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\42\ ``Emissions Inventory Guidance for Implementation of Ozone
and Particulate Matter National Ambient Air Quality Standards
(NAAQS) and Regional Haze Regulations,'' EPA-454/B-17-002, May 2017,
available in the docket for this action and at https://www.epa.gov/air-emissions-inventories/air-emissions-inventory-guidance-implementation-ozone-and-particulate.
\43\ For 2008 ozone, 40 CFR 51.1115(a) and (c), and 40 CFR
51.1100(bb) and (cc). For 2015 ozone, 40 CFR 51.1315(a) and (c), and
40 CFR 51.1300(p) and (q).
\44\ 80 FR 12264, 12290 (March 6, 2015); 83 FR 62998, 63022
(December 6, 2018).
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Future baseline emissions inventories must reflect the most recent
population, employment, travel, and congestion estimates for the area.
In this context, ``baseline'' emissions inventories refer to emissions
estimates for a given year and area that reflect rules and regulations
and other measures that are already adopted. Future baseline emissions
inventories are necessary to show the projected effectiveness of SIP
control measures. Both the base year and future year inventories are
necessary for photochemical modeling to demonstrate attainment.
2. Summary of State's Submission
The 2020 Plan includes three sets of base year and future year
average summer day baseline inventories for NOX and VOC for
the San Diego County area, for both the 2008 and 2015 ozone NAAQS.\45\
One set of base year and future year baseline emissions inventories
reflects emissions within the San Diego County area and includes marine
emissions out to 100 nautical miles (NM) from the coast. A second set
of emissions inventories adds emissions from the South Coast Air Basin
to those generated within the San Diego County area (plus marine
emissions out to 100 NM from the coast) to produce combined
inventories. A third set of emissions inventories reflects San Diego
County area emissions including marine emissions but only out to three
NM from the coast. All three sets of inventories include the years
2011, 2017, 2020, 2023, 2026, 2029 and 2032.
---------------------------------------------------------------------------
\45\ 2020 Plan, Attachment A.
---------------------------------------------------------------------------
Documentation for the inventories is found in Sections 3 and 4 of
the 2020 Plan, addressing the 2008 and 2015 ozone NAAQS, respectively,
as well as in the Plan's Attachment A. Because ozone levels in the area
are typically highest during the summer months, the inventories
provided in the 2020 Plan represent average summer day emissions from
May through October. The inventories in the 2020 Plan reflect District
rules adopted through the end of calendar year 2019 and CARB rules
adopted through the end of calendar year 2017. For estimating on-road
motor vehicle emissions, these inventories use EMFAC2017, the EPA-
approved version of California's mobile source emissions model
available at the time the 2020 Plan was developed.\46\
---------------------------------------------------------------------------
\46\ EMFAC is short for EMission FACtor. The EPA announced the
availability of the EMFAC2017 model for use in state implementation
plan development and transportation conformity in California on
August 15, 2019. 84 FR 41717. The EPA's approval of the EMFAC2017
emissions model for SIP and conformity purposes was effective on the
date of publication of the notice in the Federal Register.
---------------------------------------------------------------------------
The VOC and NOX emissions estimates are grouped into two
general categories, stationary sources and mobile sources. Stationary
sources are further divided into ``point'' and ``area'' sources. Point
sources typically refer to stationary sources that are permitted
facilities and have one or more identified and fixed pieces of
equipment and emissions points. Area sources consist of widespread and
numerous smaller emissions sources, such as consumer products,
fireplaces and agricultural burning.\47\ The mobile
[[Page 87855]]
sources category is divided into two major subcategories, ``on-road''
and ``off-road'' mobile sources. On-road mobile sources include light-
duty automobiles, light-, medium-, and heavy-duty trucks, and
motorcycles. Off-road mobile sources include aircraft, locomotives,
construction equipment, mobile equipment, and recreational vehicles.
---------------------------------------------------------------------------
\47\ 2020 Plan, p. A-30.
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Point source (also referred to as ``stationary source'') emissions
for the 2011 and 2017 base year emissions inventories are calculated
using reported data from facilities using the District's annual
emissions reporting program, which applies under District Rule 19.3 to
stationary sources in the San Diego County area that emit 25 tons per
year (tpy) or more of VOC or NOX. Area sources include
smaller emissions sources distributed across the nonattainment area.
CARB and the District estimate emissions for numerous area source
categories using established inventory methods, including publicly
available emissions factors and activity information. Specific
estimates are included in the 2020 Plan for area source categories:
consumer products, architectural coatings and related process solvent
use, pesticides and fertilizers, asphalt paving and roofing,
residential fuel combustion, farming operations, fires, managed burning
and disposal, and cooking.
On-road emissions inventories in the 2020 Plan are calculated using
CARB's EMFAC2017 model and the travel activity data provided by SANDAG
in SANDAG's 2018 adopted Regional Transportation Improvement
Program.\48\ CARB provided emissions inventories for off-road
equipment, including construction and mining equipment, industrial and
commercial equipment, lawn and garden equipment, agricultural
equipment, ocean-going vessels, commercial harbor craft, locomotives,
cargo handling equipment, pleasure craft, and recreational vehicles.
CARB used several models to estimate emissions for off-road equipment
categories.\49\ Aircraft emissions inventories are developed in
conjunction with the airports in the region. In particular, an
emissions analysis was included in the 2020 Plan for the San Diego
International Airport.\50\
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\48\ Id. at A-35. SANDAG is the metropolitan planning
organization (MPO) for San Diego County.
\49\ Id. at A-36.
\50\ Id., Attachment C, ``Planned San Diego International
Airport Projects Subject to General Conformity.''
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The 2020 Plan distinguishes between emissions sources within San
Diego County, which includes coastal emissions (including marine vessel
emissions) within three NM of the coastline, and emissions sources
operating outside the county but within 100 NM of the coastline. The
base year emissions inventory reflects only those emissions sources
that operate within the nonattainment area (i.e., within three NM of
the coastline), but offshore emissions sources affect ozone
concentrations in the nonattainment area and thus are included in the
emissions inventories used for the attainment demonstrations in the
2020 Plan.
The calendar year 2017 is the base year in the 2020 Plan for both
the 2008 and 2015 ozone NAAQS because 2017 the most recent calendar
year for which a complete triennial inventory was required to be
submitted to the EPA under the provisions of 40 CFR part 51, subpart A
at the time of plan development. The 2020 Plan includes an emissions
inventory for an earlier year, i.e., calendar year 2011, because that
year is the RFP baseline year for the 2008 ozone NAAQS. The 2017 base
year inventory was used to forecast all future years for area and
mobile sources and to ``backcast'' such sources for 2011.\51\
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\51\ Id. at Q-2, footnote 29.
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To develop the 2011 inventory, CARB relied on actual emissions
reported from industrial point sources for 2011 and backcast emissions
from 2017 for smaller stationary and certain area sources.\52\ Area
source emissions from pesticide were developed by CARB based on actual
emissions reported for 2011, while those from agricultural burning were
developed by CARB based on actual emissions reported for 2008 that were
``grown'' (that is, projected forward from 2008, based on estimated
changes in agricultural burning) to 2011. CARB produced 2011 on-road
emissions estimates using EMFAC2017. Non-road emissions were either
backcast from 2017 (commercial aircraft and military ocean-going
vessels) or were estimated using CARB's OFFROAD2007 model.\53\
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\52\ Id.
\53\ Email dated March 21, 2023, from Nick Cormier, SDCAPCD to
John J. Kelly, EPA, Subject: ``FW: 2011 emission inventory in SD's
2020 ozone plan.''
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For the 2020 Plan, CARB used the California Emission Projection
Analysis Model (CEPAM), 2019 SIP Baseline Emission Projections, Version
1.00 to develop future year emissions forecasts (i.e., 2020, 2023,
2026, 2029 and 2032).\54\ In doing so, CARB reviewed the growth and
control factors for each category and relevant year along with the
resulting emissions projections.\55\ CARB compared year-to-year trends
to similar and past datasets to ensure general consistency, checked
emissions for specific categories to confirm they reflect the
anticipated effects of applicable control measures, and verified mobile
source categories with CARB mobile source staff for consistency with
the on-road and off-road emission models.\56\
---------------------------------------------------------------------------
\54\ 2020 Plan, Attachment A, Section A.8.
\55\ Id.
\56\ Id.
---------------------------------------------------------------------------
In developing the 2020 Plan, the District worked with the
Department of the Navy and the United States Marine Corps to identify
specific growth increments from future anticipated actions to include
in the baseline emissions forecasts for use by the military to comply
with the applicable general conformity regulations. The District then
coordinated with CARB to include the growth increments or ``budgets''
in the applicable source categories in the CEPAM model used by CARB to
develop the future year emissions inventories. More specifically, the
CEPAM model runs used for the future year emissions estimates in the
2020 Plan reflect a military growth increment of 1.08 tpd of VOC and
8.34 tpd of NOX for all future years addressed in the
plan.\57\ Similarly, the District worked with the San Diego County
Regional Airport Authority to identify a growth increment for future
anticipated actions at San Diego International Airport (SDIA) for use
in connection with the general conformity regulations. The growth
increment for SDIA for all future year emissions estimates in the 2020
Plan is 0.141 tpd of VOC and 1.756 tpd for NOX.\58\ Section
III.H of this document provides further information on the military and
SDIA growth increments reflected in the 2020 Plan.
---------------------------------------------------------------------------
\57\ 2020 Plan, Section 2.1.3.1 and Attachment B.
\58\ Id., Section 2.1.3.2 and Attachment C.
---------------------------------------------------------------------------
The future year emissions estimates in the 2020 Plan include two
additional specific adjustments--one to account for pre-base year
emissions reduction credits (ERCs) and one to account for the EPA's
rescission, in a final action referred to as ``SAFE 1,'' of a waiver of
preemption of CARB's light-duty vehicle zero emission vehicle (ZEV)
sales mandate and greenhouse gas (GHG) standards.\59\
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\59\ ``The Safer Affordable Fuel-Efficient (SAFE) Vehicles Rule
Part One: One National Program'' (SAFE 1), 84 FR 51310 (September
27, 2019).
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Under the EPA's SIP regulations for nonattainment new source review
(NSR) programs, a state may allow new major stationary sources or major
modifications to use as offsets ERCs that were generated through
shutdown or
[[Page 87856]]
curtailed emissions units occuring before the base year of an
attainment plan. However, to use such ERCs, the projected emissions
inventories used to develop the RFP and attainment demonstration must
explicitly include the emissions from such previously shutdown or
curtailed emissions units.\60\ The District has elected to provide for
use of pre-base year ERCs as offsets by explicitly including such ERCs
in the future year emissions estimates in the 2020 Plan. The ERC set-
aside in the 2020 Plan amounts to 0.71 tpd of VOC and 0.56 tpd of
NOX.\61\
---------------------------------------------------------------------------
\60\ 40 CFR part 51, Appendix S, section IV.C.5.
\61\ 2020 Plan, section 2.1.3.3 and Attachment F.
---------------------------------------------------------------------------
The ``EMFAC2017 Adjustment Factors'' refers to adjustment factors
that CARB developed for EMFAC2017 to account for the EPA's SAFE 1 final
action that, among other things, withdrew the EPA's waiver of
preemption for CARB's Advanced Clean Car (ACC) regulation as it
pertained to CARB's ZEV sales mandate and GHG standards.\62\ EMFAC2017
reflected emissions reductions that were estimated to be achieved
through implementation of the ACC regulation, including the ZEV sales
mandate. In response to the EPA's SAFE 1 action, CARB developed
correction factors to be used to account for the foregone emissions
reductions (EMFAC2017 Adjustment Factors).\63\ In 2020, the EPA
concurred on the use of CARB's EMFAC2017 Adjustment Factors for the
purposes of SIP development in California,\64\ and the 2020 Plan takes
them into account as an adjustment to the EMFAC2017-derived motor
vehicle emissions estimates included in the future year emissions
inventories. For the 2020 Plan, the EMFAC2017 Adjustment Factor is
generally 0.1 tpd or less for VOC and NOX in all future
years expected to be affected by the SAFE 1 action.
---------------------------------------------------------------------------
\62\ The EPA issued the ACC waiver on January 9, 2013 (78 FR
2112).
\63\ Letter and enclosures dated March 5, 2020 from Steven S.
Cliff, Ph.D., Deputy Executive Officer, CARB, to Elizabeth Adams,
Director, Air and Radiation Division, EPA Region IX.
\64\ Letter dated March 12, 2020, from Elizabeth J. Adams,
Director, Air and Radiation Division, EPA Region IX, to Steven S.
Cliff, Ph.D., Deputy Executive Officer, CARB.
---------------------------------------------------------------------------
Table 1 of this document provides a summary of the baseline
emissions inventories for the base year and future years in tpd
(average summer day) for VOC and NOX for the 2008 ozone
NAAQS.\65\ The inventories summarized in Table 1 distinguish between
emissions generated within the nonattainment area and emissions that
are generated offshore between three NM and 100 NM from the coastline
of San Diego County. Table 1 also shows the adjustments made to account
for ERCs and the EMFAC2017 Adjustment Factors. Table 2 of this document
provides the same type of summary information as Table 1, but presents
the base year and future years that are relevant for the 2015 ozone
NAAQS.
---------------------------------------------------------------------------
\65\ Tables 1 and 2 summarize anthropogenic emissions sources
only, which is consistent with the EPA's ``Emissions Inventory
Guidance for Implementation of Ozone and Particulate Matter National
Ambient Air Quality Standards (NAAQS) and Regional Haze
Regulations'' (May 2017). Anthropogenic emissions sources are
distinguishable from natural sources, which include biogenic,
geogenic and wildfire emissions sources. Both anthropogenic and
natural sources of emissions are, however, included in emissions
inventories used for attainment demonstration modeling purposes.
---------------------------------------------------------------------------
Based on the emissions inventory for 2017, stationary, area, and
mobile sources (on-road and off-road) contribute roughly equally to
county-wide VOC emissions, whereas mobile sources (on-road and off-
road) are the predominant sources of NOX emissions. The
inventory for 2017 also shows the magnitude of marine offshore (3 NM to
100 NM) emissions sources relative to those within the nonattainment
area. A comparison of the base years with the future years shows the
significant decrease that is expected to be achieved through CARB's
regulations for new on-road and off-road mobile sources together with
vehicle turnover (i.e., the rate of replacement of older, more
polluting models with new models manufactured to meet tighter emissions
standards). For a more detailed discussion of the methodologies used to
develop the inventories, see Attachment A of the 2020 Plan.
Table 1--San Diego County Base Year and Future Year Baseline Emissions Inventories for the 2008 Ozone NAAQS
[Summer planning inventory, tpd]
--------------------------------------------------------------------------------------------------------------------------------------------------------
2011 2017 2020 2023 2026
-------------------------------------------------------------------------------------------------------------
NOX VOC NOX VOC NOX VOC NOX VOC NOX VOC
--------------------------------------------------------------------------------------------------------------------------------------------------------
Stationary Sources........................ 4.4 27.4 4.1 27.6 4.0 26.9 3.9 26.3 4.0 26.3
Area Sources.............................. 1.9 36.8 1.7 33.6 1.5 34.3 1.4 34.8 1.2 35.2
On-Road Mobile Sources.................... 71.2 34.4 37.7 20.5 28.5 16.5 19.7 13.8 17.5 12.3
Off-Road Mobile Sources................... 33.2 38.0 33.5 31.1 32.6 28.5 31.2 26.7 30.3 25.2
Emission Reduction Credits adjustment..... ......... ......... ......... ......... 0.6 0.7 0.6 0.7 0.6 0.7
EMFAC2017 Adjustment Factor............... ......... ......... ......... ......... ......... ......... <0.1 0.1 <0.1 <0.1
-------------------------------------------------------------------------------------------------------------
Total--San Diego County Nonattainment 110.7 136.6 77.0 112.9 67.1 107.0 56.8 102.4 53.6 99.7
Area.................................
--------------------------------------------------------------------------------------------------------------------------------------------------------
Marine Emissions (3 NM-100 NM)............ 15.8 0.8 17.5 1.0 17.5 1.0 18.1 1.0 18.6 1.1
-------------------------------------------------------------------------------------------------------------
[[Page 87857]]
Total--Nonattainment Area plus Marine 126.5 137.5 94.5 113.8 84.7 108.0 74.8 103.4 72.2 100.8
Emissions (3 NM-100 NM)..............
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source: 2020 Plan, Attachment A, Tables A-1 and A-3. The sum of the emissions values may not equal the total due to rounding of the numbers.
Table 2--San Diego County Base Year and Future Year Baseline Emissions Inventories for the 2015 Ozone NAAQS
[summer planning inventory, (tpd)]
--------------------------------------------------------------------------------------------------------------------------------------------------------
2017 2023 2026 2029 2032
-------------------------------------------------------------------------------------------------------------
NOX VOC NOX VOC NOX VOC NOX VOC NOX VOC
--------------------------------------------------------------------------------------------------------------------------------------------------------
Stationary Sources........................ 4.1 27.6 3.9 26.3 4.0 26.3 4.0 26.6 4.1 27.2
Area Sources.............................. 1.7 33.6 1.4 34.8 1.2 35.2 1.0 35.6 1.0 36.1
On-Road Mobile Sources.................... 37.7 20.5 19.7 13.8 17.5 12.3 16.0 11.1 15.1 10.0
Off-Road Mobile Sources................... 33.5 31.1 31.2 26.7 30.3 25.2 29.7 24.2 28.9 23.2
Emission Reduction Credits adjustment..... ......... ......... 0.6 0.7 0.6 0.7 0.6 0.7 0.6 0.7
EMFAC2017 Adjustment Factor............... ......... ......... <0.1 0.1 <0.1 <0.1 <0.1 <0.1 <0.1 0.1
-------------------------------------------------------------------------------------------------------------
Total--San Diego County Nonattainment 77.0 112.9 56.8 102.4 53.6 99.7 51.3 98.2 49.7 97.2
Area.................................
--------------------------------------------------------------------------------------------------------------------------------------------------------
Marine Emissions (3 NM-100 NM)............ 17.5 1.0 18.1 1.0 18.6 1.1 19.0 1.0 19.3 1.1
-------------------------------------------------------------------------------------------------------------
Total--Nonattainment Area plus Marine 94.5 113.8 74.8 103.4 72.2 100.8 70.0 99.3 69.0 98.3
Emissions (3 NM-100 NM)..............
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source: 2020 Plan, Attachment A, Tables A-1 and A-3. The sum of the emissions values may not equal the total due to rounding of the numbers.
3. The EPA's Review of the State's Submission
The 2020 Plan refers to year 2017 as the base year inventory for
both the 2008 and 2015 ozone NAAQS but also includes an inventory of
actual emissions in calendar year 2011, which we have reviewed for the
purpose of evaluating compliance with the base year emissions inventory
SIP requirement for the 2008 ozone NAAQS. Year 2017 is the appropriate
base year for the emissions inventory SIP requirement for the 2015
ozone NAAQS.
We have reviewed the 2011 and 2017 base year emissions inventories
in the 2020 Plan and the inventory methodologies used by the District
and CARB for consistency with CAA requirements and EPA guidance. First,
we find that the 2011 and 2017 inventories include estimates for VOC
and NOX for a typical ozone season weekday, and that CARB
has provided adequate documentation explaining how the emissions are
calculated. Second, we find that the 2011 and 2017 base year emissions
inventories in the 2020 Plan reflect appropriate emissions models and
methodologies, and, therefore, represent comprehensive, accurate, and
current inventories of actual emissions during those years in the San
Diego County area. Therefore, the EPA is proposing to approve the 2011
and 2017 emissions inventories in the 2020 Plan as meeting the
requirements for base year inventories for 2008 and 2015 ozone set
forth in CAA sections 172(c)(3) and 182(a)(1), and 40 CFR 51.1115 and
40 CFR 51.1315. In addition, although the requirement for a base year
emissions inventory applies to the nonattainment area, we find that the
District's estimates of marine emissions out to 100 NM (i.e., beyond
the nonattainment area boundary that extends three NM offshore) are
reasonable and appropriate to include in the 2020 Plan given that such
emissions must be accounted for in
[[Page 87858]]
the ozone attainment demonstrations for this nonattainment area.
With respect to the future year emissions baseline projections, we
have reviewed the growth and control factors and find them acceptable
and conclude that the future baseline emissions projections in the 2020
Plan reflect appropriate calculation methods and the latest planning
assumptions. We have also reviewed the documentation concerning the
growth increments for the military and for SDIA and the documentation
for the ERCs and find that they are appropriately accounted for in the
future year baseline emissions inventories or, in the case of the ERCs,
as an off-model adjustment to the inventories.\66\ With respect to the
EMFAC2017 Adjustment Factors, we note that, since adoption of the 2020
Plan, the EPA has rescinded SAFE 1 (the withdrawal of the waiver of
CARB's ZEV sales mandate and GHG standards),\67\ which calls into
question the use of the EMFAC2017 Adjustment Factor, as it may affect
projections, particularly over the long term. However, as shown in
Tables 1 and 2, the EMFAC2017 Adjustment Factor adjustment in the
future year emissions inventories is insignificant (0.1 tpd or less for
both VOC and NOX), and thus the change in circumstances
regarding the status of CARB's ZEV sales mandate does not affect the
emissions projections used for the RFP and attainment demonstrations in
the 2020 Plan.
---------------------------------------------------------------------------
\66\ See Section III.H of this document for our full evaluation,
and proposed approval, of the growth increments for the military and
SDIA.
\67\ 87 FR 14332 (March 14, 2022).
---------------------------------------------------------------------------
Also, as a general matter, the EPA will approve a SIP revision that
takes emissions reduction credit for a control measure only where the
EPA has approved the measure as part of the SIP. Thus, to take credit
for the emissions reductions from District rules for stationary sources
and CARB rules for mobile sources, the related rules must be approved
by the EPA into the SIP.\68\ The EPA performed a review of District
rules relied upon in developing the future baseline emissions
inventories for the 2020 Plan.\69\ Based on our review, we find that,
with only one exception that does not implicate the RFP or attainment
demonstrations of the 2020 Plan,\70\ District rules relied upon in
developing the future baseline emissions inventories are approved as
part of the SIP. With respect to mobile sources, the EPA has taken
action in recent years to approve CARB mobile source regulations into
the California SIP.\71\ We therefore find that the future year baseline
projections in the 2020 Plan are properly supported by SIP-approved
stationary and mobile source measures.
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\68\ See generally Committee for a Better Arvin v. EPA, 786 F.3d
1169, 1175-1177 (9th Cir. 2015).
\69\ The EPA's review of District rules relied upon in
developing the future baseline emissions inventories is presented in
Memorandum to Docket EPA-R09-OAR-2021-0135 from Jeff Wehling, Office
of Regional Counsel, EPA Region IX, August 25, 2023.
\70\ District Rule 61.4.1 should be submitted for approval as
part of the SIP; however, the related emissions reductions are not
of a magnitude as to implicate the RFP or attainment demonstrations.
\71\ See 81 FR 39424 (June 16, 2016), 82 FR 14446 (March 21,
2017), and 83 FR 23232 (May 18, 2018).
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B. Reasonably Available Control Measures Demonstration and Control
Strategy
1. Statutory and Regulatory Requirements
CAA section 172(c)(1) requires that each attainment plan provide
for the implementation of all RACM as expeditiously as practicable
(including such reductions in emissions from existing sources in the
area as may be obtained through implementation of reasonably available
control technology (RACT)), and to provide for attainment of the NAAQS.
The 2008 Ozone SRR and the 2015 Ozone SRR require that, for each
nonattainment area required to submit an attainment demonstration, the
state concurrently submit a SIP revision demonstrating that it has
adopted all RACM necessary to demonstrate attainment as expeditiously
as practicable and to meet any RFP requirements.\72\
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\72\ 40 CFR 51.1112(c); 40 CFR 51.1312(c). The ``San Diego
County area'' is shorthand for two nonattainment areas, one for each
of two ozone NAAQS: the 2008 and the 2015 ozone NAAQS. The boundary
is the same for both areas. Accordingly, the District submitted two
attainment demonstrations in the 2020 Plan, one for each of the two
standards.
---------------------------------------------------------------------------
The EPA has previously provided guidance interpreting the RACM
requirement, in the General Preamble for the Implementation of the
Clean Air Act Amendments of 1990 (``General Preamble'') and in a
memorandum entitled ``Guidance on the Reasonably Available Control
Measure Requirement and Attainment Demonstration Submissions for Ozone
Nonattainment Areas.'' \73\ In short, to address the requirement to
adopt all RACM, states should consider all potentially reasonable
measures for source categories in the nonattainment area to determine
whether they are reasonably available for implementation in that area
and whether they would, if implemented individually or collectively,
advance the area's attainment date by one year or more.\74\ Any
measures that are necessary to meet these requirements that are not
already either federally promulgated, or part of the state's SIP, must
be submitted in enforceable form as part of the state's attainment plan
for the area.
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\73\ See General Preamble, 57 FR 13498, 13560 (April 16, 1992)
and memorandum dated November 30, 1999, from John S. Seitz,
Director, OAQPS, to Regional Air Directors, Subject: ``Guidance on
the Reasonably Available Control Measure Requirement and Attainment
Demonstration Submissions for Ozone Nonattainment Areas.''
\74\ Id. See also 44 FR 20372 (April 4, 1979), and memorandum
dated December 14, 2000, from John S. Seitz, Director, OAQPS, to
Regional Air Directors, Subject: ``Additional Submission on RACM
From States with Severe One-Hour Ozone Nonattainment Area SIPs.''
---------------------------------------------------------------------------
For ozone nonattainment areas classified as Moderate or above, CAA
section 182(b)(2) also requires implementation of RACT for all major
sources of VOC and for each VOC source category for which the EPA has
issued a control techniques guideline. CAA section 182(f) requires that
RACT under section 182(b)(2) also apply to major stationary sources of
NOX. In Severe areas, a major source is a stationary source
that emits or has the potential to emit at least 25 tpy of VOC or
NOX (CAA sections 182(d) and (f)). Under the 2008 Ozone SRR
and the 2015 Ozone SRR, states were required to submit SIP revisions
meeting the RACT requirements of CAA sections 182(b)(2) and 182(f) no
later than 24 months after the effective date of designation for the
2008 ozone NAAQS and the 2015 ozone NAAQS, respectively. Implementation
of the required RACT measures is required as expeditiously as
practicable but no later than January 1 of the 5th year after the
effective date of designation for the 2008 ozone NAAQS (see 40 CFR
51.1112(a)) and for the 2015 ozone NAAQS (see 40 CFR 51.1312(a)).\75\
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\75\ California submitted the CAA section 182 RACT SIP for the
San Diego County area for both the 2008 and 2015 ozone NAAQS, as a
Severe nonattainment area with a 25 tpy major source threshold, on
December 29, 2020. To date, the EPA has taken several actions on the
San Diego County RACT SIP. We are not taking action on the RACT SIP
in this rulemaking but will be completing action on it in a separate
rulemaking(s).
---------------------------------------------------------------------------
2. Summary of the State's Submission
The 2020 Plan presents two RACM demonstrations. The first is
included in Section 3.2.1 and addresses the 2008 ozone NAAQS. The
second is presented in Section 4.2.1 for the 2015 ozone NAAQS. Within
each Section, the 2020 Plan presents a RACM analysis organized by
several emissions source groups. The District and CARB each undertook a
process to identify and evaluate potential RACM that could contribute
to expeditious attainment of the 2008 ozone NAAQS and the 2015
[[Page 87859]]
ozone NAAQS in the San Diego County area. In addition, the District
presented a ``RACM Cumulative Analysis'' for each standard as an
overarching analysis of all source categories covered by CARB, the
District and SANDAG.\76\
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\76\ 2020 Plan, Sections 3.2.1 and 4.2.1.
---------------------------------------------------------------------------
The 2020 Plan's RACM section for the 2008 ozone NAAQS begins by
determining the magnitude of emissions reductions that would be needed
to advance the area's attainment date by one year. As noted in Section
I.B of this document, air pollutants transported from the South Coast
region contribute to higher ozone levels in San Diego County under
certain weather conditions. Accordingly, the RACM analysis in the 2020
Plan for the 2008 ozone NAAQS accounts for projected emissions from the
San Diego County-South Coast transport couplet.\77\
---------------------------------------------------------------------------
\77\ 2020 Plan, p. 38. In this context, ``transport couplet''
refers to a ``transport couple,'' a term that refers to two air
basins, one of which has an impact on ambient air pollutant
concentrations in the other air basin due to transport of pollutants
and precursors by prevailing wind patterns. See ``Assessment of the
Impacts of Transported Pollutants on Ozone Concentrations in
California,'' CARB, March 2001.
---------------------------------------------------------------------------
Using emissions levels of the District's chosen 2026 attainment
demonstration year as a basis for comparison, the District compared
emissions levels from 2026 to what the levels are projected to be one
year earlier, that is, 2025. The lower levels in 2026 were then
subtracted from the higher levels of emissions in 2025, providing a
difference in emissions levels that could then be compared against the
2020 Plan's RACM, that is, emissions reductions from reasonably
available control measures, to determine if enough RACM reductions
would be available to advance the 2026 attainment year to 2025. These
levels are provided in Table 3 of this document.
Table 3--Emissions Reductions Needed To Advance Attainment by One Year,
2008 Ozone NAAQS
------------------------------------------------------------------------
Emissions
Emissions totals (tpd)
------------------------------------------------------------------------
2026 VOC Emissions Inventory............................ 471.0
2025 VOC Emissions Inventory............................ 473.8
VOC Emissions Reductions Needed in 2025 to Demonstrate 2.8
Attainment.............................................
2026 NOX Emissions Inventory............................ 344.0
2025 NOX Emissions Inventory............................ 347.4
NOX Emissions Reductions Needed in 2025 to Demonstrate 3.4
Attainment.............................................
------------------------------------------------------------------------
Source: 2020 Plan, Table 3-2 and Table A-2.
Because the District's attainment demonstration relies on specific
levels of emissions of both VOC and NOX, the reductions of
emissions to advance that attainment date one year would require
reductions in both VOC and NOX at the levels shown in Table
3, that is, 2.8 tpd of VOC and 3.4 tpd of NOX (``2008 ozone
NAAQS RACM targets''). These amounts of reductions are then viewed as
targets to see if they can be met or exceeded, and if so, then the
attainment year for the 2008 ozone NAAQS would be moved up one year, to
2025. The 2020 Plan groups emissions sources into several large
categories and assesses each one to identify potential RACM and to
determine their potential collectively to provide emissions reductions
equal to or greater than these targets.
a. 2008 Ozone NAAQS, District's RACM Analysis
The District provides a comprehensive evaluation of its 2008 ozone
NAAQS RACM control strategy in Section 3.2.1 (``Reasonably Available
Control Measures (RACM) Demonstration'') and Attachments A, D, G, H, I
and J of the 2020 Plan. The evaluation includes: source descriptions;
base year and projected baseline year emissions for the source category
affected by the rule; discussion of the current requirements of the
rule; and discussion of potential additional control measures,
including, in many cases, a discussion of the technological and
economic feasibility of the additional control measures. This includes
a comparison of each District rule to analogous control measures
adopted by other agencies.
The District's RACM demonstration for the 2008 ozone NAAQS begins
with an analysis of stationary source controls, described in Section
3.2.1.2 (``Identifying Potential RACM for Stationary Sources'') of the
2020 Plan. This section of the 2020 Plan identifies potential control
measures and analyzes these measures for emissions reduction
opportunities, as well as economic and technological feasibility. The
District's comprehensive demonstration considers potential control
measures for stationary sources located throughout the area under its
jurisdiction, that is, the entirety of San Diego County.
As a first step in the RACM analysis, the District prepared a
detailed inventory of emissions sources of VOC and NOX to
identify source categories from which emissions reductions would
effectively contribute to attainment. Details on the methodology and
development of the emissions inventory are discussed in Section 3 and
Attachment A of the 2020 Plan. Because the San Diego County area
airshed is coupled with the South Coast Air Basin, which was used in
the attainment demonstration modeling in the 2020 Plan, the District
prepared a ``couplet'' emissions inventory that includes the two areas'
combined emissions. A total of 75 source categories are included in the
couplet emissions inventory: 45 for stationary and area sources and 30
for mobile sources.\78\ Although the couplet emissions inventory
includes South Coast and is therefore used in calculating the 2008
ozone NAAQS RACM targets (2.8 tpd VOC, 3.4 tpd NOX), only
sources of emissions within San Diego County were evaluated for their
potential to either meet the 2008 ozone NAAQS RACM targets or to
contribute to a collective reduction to meet those targets.
---------------------------------------------------------------------------
\78\ 2020 Plan, Table A-2.
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The District compared the 45 source categories to its rules for
stationary and area sources. This analysis builds upon a foundation of
District rules developed for earlier ozone plans and approved as part
of the SIP. These rules establish emissions limits or other types of
emissions controls for a wide range of sources, including VOC storage
and handling, use of solvents, gasoline storage, gasoline transfer, dry
cleaning with petroleum-based solvent, architectural coatings, surface
coating operations, marine, wood products and aerospace coating
operations, degreasing operations, cutback and emulsified asphalts,
kelp processing and
[[Page 87860]]
biopolymer manufacturing operations, pharmaceutical and cosmetic
manufacturing, and bakery ovens, among others. These rules have already
provided significant reductions toward attainment of the 2008 ozone
NAAQS by 2026.
The District excluded RACT rules from their stationary source RACM
analysis because those rules are already required by federal law to be
included in the SIP and are therefore not ``potential'' RACM control
measures. Likewise, the District excluded stationary and area sources
it regulates under the State's requirement to adopt ``all feasible
measures,'' as these measures are also already implemented and
incorporated into the area's attainment demonstration, and are
therefore also not potential RACM. In addition, California state law
requires ``Best Available Retrofit Control Technology'' or BARCT.\79\
Because BARCT is an ongoing requirement for the District, BARCT rules
are already implemented, would provide no new emissions reductions, and
are therefore not potential RACM.
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\79\ California Health & Safety Code sections 40918, 40919,
40920 and 40920.5.
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To demonstrate that the SDCAPCD considered all candidate measures
that are available and technologically and economically feasible for
stationary sources, the District conducted several steps in their
analysis.
Step 1. Stakeholder Outreach
As part of a previous planning effort for the 2008 ozone NAAQS (the
2016 Moderate Plan),\80\ and again as part of the SIP development
effort for the (Severe) 2020 Plan, the District held multiple
stakeholder outreach sessions. These sessions were intended to solicit
stakeholder input on the full array of control measures that might be
available for emissions sources in the area. Two public workshops were
held in July 2020, in addition to other individual stakeholder meetings
that were held for feedback on the entire draft 2020 Plan before and
after each public workshop. These meetings built upon similar outreach
the District conducted for prior federal and state air quality plans,
including the 2016 Moderate Plan.
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\80\ The State of California submitted the San Diego County
area's 2016 Moderate ozone attainment plan to the EPA as a SIP
revision on April 12, 2017. At the time, the area was a Moderate
nonattainment area for the 2008 ozone NAAQS. The State withdrew the
2016 Moderate ozone attainment plan by letter dated December 16,
2021 following submittal of the 2020 Plan and the EPA's grant of the
State's request to reclassify San Diego County to Severe for the
2008 ozone NAAQS.
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Step 2. Reasonably Available Control Technology Analysis
The District then considered Reasonably Available Control
Technology (RACT) stationary source categories and found 11 existing
District control measures that could be further controlled when
compared to existing rules in other California air districts.\81\ These
11 control measures apply to specific types of emissions sources:
Receiving and Storing Volatile Organic Compounds at Bulk Plants and
Bulk Terminals, Transfer of Organic Compounds into Mobile Transport
Tanks, Metal Parts and Product Coating Operations, Paper, Film, and
Fabric Coatings, Aerospace Coating Operations, Graphic Arts Operations,
Marine Coating Operations, Adhesive Materials Application Operations,
Industrial and Commercial Boilers, Process Heaters and Steam
Generators, Natural Gas-Fired Fan-Type Central Furnaces, and Stationary
Gas Turbine Engines. The SDCAPCD compared its rules to the analogous
rules for the same stationary source types in other California air
districts, as candidate potential measures, and estimated the potential
emissions reductions associated with each control measure if it were
modified to reflect the other district's rule.
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\81\ 2020 Plan, Table G-1, items G.1 to G.11.
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Step 3. EPA Technical Support Documents (TSDs)
The District researched TSDs from recent EPA rulemakings but did
not find any potential additional stationary source controls beyond
what its RACT analysis found.\82\
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\82\ Email dated August 31, 2023, from Nick Cormier, SDCAPCD, to
John J. Kelly, EPA.
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Step 4. Control Measures in Other Areas
The District reviewed stationary source control measures in other
areas (i.e., San Francisco Bay Area, Sacramento, San Joaquin Valley,
Santa Barbara, South Coast, and Ventura County) to evaluate whether
control technologies available and cost-effective within other areas
would be available and cost-effective for use in the San Diego County
area.\83\ These include six control measures: Vacuum Truck Operations,
Miscellaneous NOX Sources, Equipment Leaks, Restaurant
Cooking Operations, Food Products Manufacturing/Processing, and
Metalworking Fluids and Direct-Contact Lubricants.
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\83\ 2020 Plan, Table G-1, items G.12 to G.17.
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Step 5. EPA Menu of Control Measures
The Menu of Control Measures (MCM) \84\ compiled by the EPA's
Office of Air Quality Planning and Standards was created to provide
information useful in the development of emissions reduction strategies
and to identify and evaluate potential control measures. District staff
reviewed the EPA's MCM for stationary source point and nonpoint sources
of NOX and VOC.
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\84\ EPA, MCM, April 12, 2012.
---------------------------------------------------------------------------
Based on its evaluation of all available stationary source control
measures, the District concluded that its existing rules are generally
as stringent as analogous rules in other districts, and where they were
not, quantified the difference. In all, the District estimated that the
total possible emissions reductions from further control of stationary
sources subject to existing District rules and control of additional
source categories would be approximately 0.4 tpd for VOC and 0.4 tpd
for NOX.\85\
---------------------------------------------------------------------------
\85\ 2020 Plan, Attachment G, Table G-1.
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b. 2008 Ozone NAAQS, RACM Analysis for Transportation Control Measures
Attachment H of the 2020 Plan contains the District's
transportation control measure (TCM) RACM evaluation. The implemented
TCMs in Attachment H are applicable in San Diego County. The District
conducted the TCM RACM analysis on behalf of SANDAG and local
jurisdictions in San Diego County, based on SANDAG's regional
transportation plan (RTP), specifically, ``San Diego Forward: The 2019
Federal Regional Transportation Plan'' (``2019 RTP'').\86\ The 2019 RTP
was developed in consultation with federal, state and local
transportation and air quality planning agencies and other
stakeholders.
---------------------------------------------------------------------------
\86\ The 2019 RTP was adopted by SANDAG's Board on October 25,
2019. The 2019 RTP was approved by the Federal Highway
Administration on November 15, 2019.
---------------------------------------------------------------------------
As described in Attachment H of the 2020 Plan, for the TCM RACM
analysis, the District listed all TCMs that are included in CAA section
108(f) and their implementation status in San Diego County.\87\ Of the
16 TCMs listed in CAA section 108(f), 13 are implemented in San Diego
County. Of these implemented TCMs, five were included in the area's
1982 SIP.
---------------------------------------------------------------------------
\87\ 2020 Plan, Attachment H, ``Implementation Status of
Transportation Control Measures,'' Table H-1.
---------------------------------------------------------------------------
Of the three TCMs that are not implemented in San Diego County, one
(``Trip Reduction Ordinances'') was adopted in 1994, but was then
rescinded in 1995 when federal and State laws were amended eliminating
the mandate
[[Page 87861]]
for such measures.\88\ Another (``Programs to limit or restrict vehicle
use in downtown areas or other areas of emission concentration
particularly during periods of peak use'' or ``Peak Use Restriction
Programs'') was found to be infeasible due to San Diego's low-density
land use pattern and accompanying longer transit travel times. However,
the District notes that SANDAG's Smart Growth Incentive Program
provides funding to cities in San Diego County for infrastructure
projects that enhance alternatives to driving in higher density areas.
---------------------------------------------------------------------------
\88\ As amended in 1990, CAA section 182(d)(1)(B) required
states with Severe ozone nonattainment areas to adopt and submit SIP
revisions requiring employers in such areas to implement programs to
reduce work-related vehicle trips and miles traveled by employees,
commonly referred to as ``trip reduction ordinances.'' Amendments to
the CAA promulgated in 1995 revised CAA section 182(d)(1)(B) such
that trip reduction ordinances are no longer required but may be
adopted and submitted as SIP revisions at the state's discretion.
---------------------------------------------------------------------------
Finally, one TCM, (``Programs to reduce motor vehicle emissions,
consistent with Title II, which are caused by extreme cold start
conditions'' or ``Cold Weather Start Programs'') was found to be not
applicable to San Diego County due to its mild climate.
Based on its review of TCM projects implemented in San Diego
County, the District determined that 13 of the 16 TCMs listed in CAA
section 108(f) are being implemented in the county and are therefore
ineligible for consideration as potential RACM. To determine if the
three unimplemented TCMs could be required as RACM, the District
estimated the maximum emissions reductions to be attributed to those
TCMs.
The 2020 Plan estimates the maximum emissions reduction potential
of the three unimplemented TCMs, citing a 1992 SANDAG study that
estimated maximum emissions reductions for Trip Reduction Ordinances
alone at less than 2 percent of on-road vehicle emissions.\89\ The 1992
SANDAG study also found that potential reductions of all 15 of the
other TCMs combined do not equal the Trip Reduction Ordinances TCM
alone. Therefore, the 2020 Plan estimates the maximum potential
emissions reduction potential of the three unimplemented TCMs as 2
percent of on-road vehicle emissions in a given year. For the modeled
attainment year, 2026, projected on-road motor vehicle emissions in San
Diego County are 12.2 tpd VOC and 17.5 tpd NOX. Two percent
of these projected emissions is 0.2 tpd VOC and 0.4 tpd NOX.
---------------------------------------------------------------------------
\89\ ``Transportation Control Measures for the Air Quality
Plan,'' SANDAG, 1992.
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c. 2008 Ozone NAAQS, CARB's RACM Analysis
CARB's RACM analysis is contained in Attachment I (``CARB Analyses
of Potential Additional Mobile Source and Consumer Products Control
Measures'') (``CARB RACM assessment'') of the 2020 Plan. The CARB RACM
analysis provides a general description of CARB's existing mobile
source programs. In its analysis, CARB includes mobile source control
measures described in CARB's ``2016 State Strategy for the State
Implementation Plan'' (2016 State Strategy).\90\ A more detailed
description of CARB's mobile source control program, including a
comprehensive table listing on- and off-road mobile source regulatory
actions taken by CARB from 1985 to 2019, is contained in Attachment D
of the 2020 Plan (``CARB Control Measures, 1985 to 2019 (March
2020)''). CARB's RACM analysis and 2016 State Strategy collectively
contain CARB's evaluation of mobile source and other statewide control
measures that reduce emissions of NOX and VOC in California,
including San Diego County.
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\90\ CARB's 2016 State Strategy is available in the docket for
this action and at https://ww3.arb.ca.gov/planning/sip/2016sip/rev2016statesip.pdf.
---------------------------------------------------------------------------
Source categories for which CARB has primary responsibility for
reducing emissions in California include most new and existing on- and
off-road engines and vehicles, motor vehicle fuels, and consumer
products. CARB developed its 2016 State Strategy through a multi-step
measure development process, including extensive public consultation,
to develop and evaluate potential strategies for mobile source
categories under CARB's regulatory authority that could contribute to
expeditious attainment of the standard.\91\ Through the process of
developing the 2016 State Strategy, CARB identified certain defined
measures as available to achieve additional VOC and NOX
emissions reductions from sources under CARB jurisdiction, including
tighter requirements for new light- and medium-duty vehicles (referred
to as the ``Advanced Clean Cars 2'' measure), a low-NOX
engine standard for vehicles with new heavy-duty engines, tighter
emissions standards for small off-road engines, and more stringent
requirements for consumer products, among others.\92\ In adopting the
2016 State Strategy, CARB committed to bringing the defined measures to
the CARB Board for action according to the specific schedule included
as part of the strategy.\93\
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\91\ 2020 Plan, p. I-2.
\92\ 2016 State Strategy, Chapter 4 (``State SIP Measures'').
\93\ CARB Resolution 17-7 (dated March 23, 2017), p. 7. CARB's
resolution is available in the docket for this action and at https://ww3.arb.ca.gov/planning/sip/2016sip/res17-7.pdf.
---------------------------------------------------------------------------
Given the need for substantial emissions reductions from mobile and
area sources to meet the NAAQS in California nonattainment areas, CARB
established stringent control measures for on-road and off-road mobile
sources and the fuels that power them. California has unique authority
under CAA section 209 (subject to a waiver by the EPA) to adopt and
implement new emission standards for many categories of on-road
vehicles and engines, and new and in-use off-road vehicles and engines.
CARB's mobile source program extends beyond regulations that are
subject to the waiver or authorization process set forth in CAA section
209 to include standards and other requirements to control emissions
from in-use heavy-duty trucks and buses, gasoline and diesel fuel
specifications, and many other types of mobile sources. Generally,
these regulations have been submitted and approved as revisions to the
California SIP.\94\
---------------------------------------------------------------------------
\94\ See, e.g., the EPA's approval of standards and other
requirements to control emissions from in-use heavy-duty diesel-
powered trucks, at 77 FR 20308 (April 4, 2012), revisions to the
California on-road reformulated gasoline and diesel fuel regulations
at 75 FR 26653 (May 12, 2010), and revisions to the California motor
vehicle inspection and maintenance program at 75 FR 38023 (July 1,
2010).
---------------------------------------------------------------------------
In their RACM analysis, CARB concludes that, in light of the
extensive public process culminating in the 2016 State Strategy, with
the current mobile source program and proposed measures included in the
2016 State Strategy, there are no additional mobile source RACM that
would advance attainment of the 2008 ozone NAAQS in San Diego County.
As a result, CARB concludes that California's mobile source programs
fully meet the RACM requirement.\95\
---------------------------------------------------------------------------
\95\ 2020 Plan, p. I-6.
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Attachment I of the 2020 Plan describes CARB's current consumer
products program and commitments in the 2016 State Strategy to achieve
additional VOC reductions from consumer products.\96\ As described in
Attachment I, CARB's current consumer products program limits VOC
emissions from 129 consumer product categories, including product
categories such as
[[Page 87862]]
antiperspirants and deodorants and aerosol coatings.\97\ The EPA has
approved these measures into the California SIP as VOC emissions
controls for a wide array of consumer products.\98\
---------------------------------------------------------------------------
\96\ Id., pp. I-6, I-7. CARB's consumer product measures are
found in the California Code of Regulations, Title 17 (``Public
Health''), Division 3 (``Air Resources''), Chapter 1 (``Air
Resources Board''), Subchapter 8.5 (``Consumer Products'').
\97\ Id., p. D-34.
\98\ The compilation of such measures that have been approved
into the California SIP, including Federal Register citations, is
available at: https://www.epa.gov/sips-ca/epa-approved-regulations-california-sip. EPA's most recent approval of amendments to
California's consumer products regulations was in 2020. 85 FR 57703
(September 16, 2020).
---------------------------------------------------------------------------
d. 2008 Ozone NAAQS, the District's RACM Conclusion
In addition to evaluating a number of stationary, area, and mobile
sources, as well as consumer products, in the separate groups as
described in Section III.B.a. to Section III.B.c. in this document, the
District presents a ``cumulative analysis'' to assess whether all
potential RACM combined could result in advancement of the modeled 2026
attainment year to 2025.\99\ Attachment J (``Calculation of Cumulative
Potential Emission Reductions for Possible Reasonably Available Control
Measures (RACM)'') of the 2020 Plan presents the cumulative potential
RACM.\100\ When taken together, all potential RACM reductions of VOC
and NOX that the District and CARB evaluated amount to
approximately 0.7 tpd VOC and 0.7 tpd NOX. These amounts
fall far short of the 2008 ozone RACM targets of 2.8 tpd VOC and 3.4
tpd NOX.\101\ The District therefore concludes that,
collectively, there are not enough potential RACM reductions to advance
the attainment date.
---------------------------------------------------------------------------
\99\ 2020 Plan, Section 3.2.1.6, ``RACM Cumulative Analysis,''
pp. 41-42.
\100\ Id., Table J-1.
\101\ Although the District based its RACM analysis for the 2008
ozone NAAQS on emissions reductions in the San Diego County-South
Coast transport couplet, the District also analyzed emissions
reductions from the District alone and also concluded that the
attainment year could not be advanced one year with RACM emissions
reductions. See email dated August 9, 2023, from Nick Cormier,
SDCAPCD, to Jefferson Wehling, EPA.
---------------------------------------------------------------------------
e. 2015 Ozone NAAQS, RACM
In addition to addressing RACM for the 2008 ozone NAAQS, the 2020
Plan addresses RACM for the 2015 NAAQS. Section 4.2.1, ``Reasonably
Available Control Measures (RACM) Demonstration,'' of the 2020 Plan
contains the plan's RACM demonstration for the 2015 ozone NAAQS. The
demonstration reflects much of what the 2020 Plan presents for
demonstrating RACM for the 2008 ozone NAAQS and relies on the same
attachments described in Section III.B.2.a.-d. of this document, that
is, Attachments A (``Emissions Inventories and Documentation for
Baseline, RFP, and Attainment Years''), D (``CARB Control Measures,
1985 to 2019''), G (``Analyses of Potential Additional Stationary
Source Control Measures''), H (``Implementation Status of
Transportation Control Measures''), I (``CARB Analyses of Potential
Additional Mobile Source and Consumer Products Control Measures''), and
J (``Calculation of Cumulative Potential Emission Reductions for
Possible Reasonably Available Control Measures (RACM'').
In the 2020 Plan, the District compares 2032 projected emissions of
the ozone precursors VOC and NOX to those of the year prior,
2031, to determine the amount of emissions reductions that would be
necessary in order to advance attainment by one year, to 2031,
providing a 2015 ozone NAAQS RACM target. These levels are provided in
Table 4 of this document. Unlike the emissions projections used to
determine the magnitude of emissions reductions that would be necessary
to advance attainment by one year for the RACM demonstration for the
2008 ozone NAAQS, the emissions projections used to determine the
magnitude of emissions reductions necessary to advance attainment by
one year for the RACM demonstration for the 2015 ozone NAAQS reflect
emissions only for San Diego County (i.e., including marine emissions 3
to 100 NM off the County coastline) rather than those for the South
Coast-San Diego couplet. Using this more conservative approach, the
District determined that VOC reductions of 0.1 tpd and NOX
reductions of 5.9 tpd would advance the attainment date for the 2015
ozone NAAQS by one year.\102\
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\102\ 2020 Plan, Table 4-2, p. 58.
Table 4--Emissions Reductions Needed To Advance Attainment by One Year,
2015 Ozone NAAQS
------------------------------------------------------------------------
Emissions
Emissions totals (tpd)
------------------------------------------------------------------------
2032 VOC Emissions Inventory............................ 98.3
2031 VOC Emissions Inventory............................ 98.4
VOC Emissions Reductions Needed in 2031 to Demonstrate 0.1
Attainment.............................................
2032 NOX Emissions Inventory............................ * 63.3
2031 NOX Emissions Inventory............................ 69.2
NOX Emissions Reductions Needed in 2025 to Demonstrate 5.9
Attainment.............................................
------------------------------------------------------------------------
Source: 2020 Plan, Table 4-2, ``Emissions Reductions Required to Advance
Attainment By One Year, 2015 Ozone NAAQS (tons per day).''
* Adjusted for RACM. The unadjusted 2032 NOX emissions inventory for San
Diego County is 69.0 tpd. However, for attainment purposes, CARB has
committed to obtain additional emissions reductions, in the amount of
4 tpd NOX, as described in Section 4.3.5 of the 2020 Plan, and 1.7 tpd
NOX, as described in Section 4.3.4 of the 2020 Plan and in Attachment
L, Section L.3.9. These commitments add up to 5.7 tpd NOX, leaving a
total emissions inventory of NOX in 2032 of 63.3 tpd.
Once the District identifies 2015 ozone NAAQS RACM targets (0.1 tpd
VOC, 5.9 tpd NOX) in the 2020 Plan, the District assesses
all potential RACM reductions to determine if, collectively, they could
equal or exceed the targets. The District analyzes these potential RACM
reductions in essentially the same steps as those taken to assess
potential RACM for the 2008 ozone NAAQS, starting with stationary
sources. As described in Section III.B.2.a. of this document, for the
stationary source portion of the RACM demonstration for the 2008 ozone
NAAQS, if all potential stationary source RACM were adopted in the
area, stationary source emissions would be reduced an additional 0.41
tpd for VOC and 0.40 tpd for NOX.\103\ With respect to TCMs,
the District estimates that if all unimplemented TCMs were to be
adopted, transportation-related emissions sources in San Diego County
would be reduced by 2 percent of the on-road motor vehicle emissions
inventory for year 2032, or
[[Page 87863]]
approximately 0.2 tpd VOC and 0.3 tpd NOX. For mobile
sources and consumer products, the District concludes in the 2020 Plan
that there are no potential RACM reductions available since all
reasonable rules regulating both are currently being implemented.\104\
In the 2020 Plan, the District bases this conclusion on analysis
performed by CARB in Attachment I, which we describe in Section
III.B.2.c. of this document regarding 2008 ozone NAAQS RACM.
---------------------------------------------------------------------------
\103\ 2020 Plan, Attachment G, Table G-1, ``Stationary Source
Categories for Which More Stringent Control Requirements Have Been
Adopted by Another Air District,'' p. G-1.
\104\ Id., Section 4.2.1.5, ``Identifying Potential RACM for
Mobile Sources and Consumer Products,'' 61, and Attachment I, ``CARB
Analyses of Potential Additional Mobile Source and Consumer Products
Control Measures.''
---------------------------------------------------------------------------
The District included an additional step in its RACM analysis for
the 2015 ozone NAAQS, which was not performed for the 2008 ozone NAAQS.
The purpose was to determine whether further reductions would be
possible, given that the area's 2032 modeled attainment year was
further in the future for the 2015 ozone NAAQS than for the 2008 ozone
NAAQS (2026). The District assessed the top ten non-mobile source
categories of VOC and NOX in San Diego County's emissions
inventory.\105\
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\105\ Id., Attachment A-1, Table A-1.
---------------------------------------------------------------------------
For each of these categories, the District estimates the percentage
of the county's 2032 emissions of VOC and NOX.\106\ In each
of two tables in the 2020 Plan (Table 4-3 and Table 4-4), the District
provides, for each category: the numerical ranking from 1 to 10, with 1
representing the category with the highest emissions of all ten
categories; the source category name; the emission inventory code or
EIC; \107\ 2017 base year and 2032 projected attainment year emissions
of VOC or NOX; the percentage of the County's projected 2032
total emissions of VOC or NOX; a description of applicable
regulations for the category; and whether there are potential RACM
reductions, with an accompanying justification. The purpose of this
last item, potential RACM and justification, is to determine first if
there are RACM reductions available. A ``yes'' in this column indicates
that the category has further reductions that are not being
implemented. A ``no'' indicates that the category has no potential RACM
reductions. Justifications for a ``no'' in this column vary. For
example, the number 1 category of VOC non-mobile emissions is Consumer
Products. These were discussed in both the 2008 and 2015 ozone NAAQS
RACM sections in the 2020 Plan. In both instances, the conclusions,
based on the analyses provided, are that there are no further CARB
Consumer Products regulations to put in place.
---------------------------------------------------------------------------
\106\ Id., Table 4-3, ``Top Ten Categories of VOC Emissions in
2032 (Non-Mobile),'' and Table 4-4, ``Top Ten Categories of
NOX Emissions in 2032 (Non-Mobile).''
\107\ Emissions inventory source categories are represented by a
14-digit emission inventory code (EIC) for area and mobile sources.
---------------------------------------------------------------------------
In the 2020 Plan, text accompanying each of these two tables (that
is, Tables 4-3 and 4-4) provides further assessment of each category.
To continue the example for Consumer Products, the text explains that
CARB has been developing regulations for this category for thirty
years, developing regulations for over 100 consumer product categories.
These regulations have been amended frequently, with increasing levels
of stringency for VOC limits and reactivity limits.
In each of these two tables, the District demonstrates that the top
ten categories of VOC and NOX are addressed in the 2020
Plan. Where a potential for RACM exists, each category is addressed in
the 2020 Plan in Sections 3.2.1.1 and 4.2.1.1 regarding RACM for the
2008 and 2015 ozone NAAQS, respectively, and in Attachment G.
f. 2015 Ozone NAAQS, the District's RACM Conclusion
After evaluating the emissions reduction potentials of stationary,
area, and mobile sources, as well as consumer products, by themselves,
the District presents a ``cumulative analysis'' to assess whether all
potential RACM combined could result in advancement of the modeled 2032
attainment year to 2031.\108\ Attachment J (``Calculation of Cumulative
Potential Emission Reductions for Possible Reasonably Available Control
Measures (RACM)'') of the 2020 Plan presents the cumulative potential
RACM reductions in Table J-1, ``Calculation of Cumulative Potential
Emission Reductions for Possible Reasonably Available Control Measures
(RACM).'' When taken together, all potential RACM reductions of VOC and
NOX that the District and CARB evaluated amount to
approximately 0.6 tpd VOC and 0.7 tpd NOX. The potential
RACM for combined VOC and NOX, 1.3 tpd potential RACM
reduction falls far short of the 2015 ozone RACM target (for combined
VOC and NOX), 6.0 tpd. The District therefore concludes that
collectively, there is not enough potential RACM reductions to advance
the attainment date for the 2015 ozone NAAQS.
---------------------------------------------------------------------------
\108\ 2020 Plan, Section 4.2.1.7, ``RACM Cumulative Analysis,''
p. 74.
---------------------------------------------------------------------------
3. The EPA's Review of the State's Submission
As described in Section III.B.2.a. of this document, the District
already implements many rules to reduce VOC and NOX
emissions from stationary and area sources in the San Diego County
area. For the 2020 Plan, the District evaluated a range of potentially
available measures. We find that the process followed by the District
in the 2020 Plan to identify additional stationary and area source RACM
is generally consistent with the EPA's recommendations in the General
Preamble, that the District's evaluation of potential measures is
appropriate, and that the District has provided reasoned justifications
for rejection of measures deemed not reasonably available.
With respect to mobile sources, CARB's current program addresses
the full range of mobile sources in the San Diego County area through
regulatory programs for both new and in-use vehicles. With respect to
TCMs, we find that the District's process for identifying additional
TCM RACM and its conclusion that the TCMs being implemented in the San
Diego County area (i.e., the TCMs listed in Attachment H of the 2020
Plan) represents all TCM RACM to be reasonably justified and supported.
Further, we find that the District's cumulative analyses appropriately
sum the various sources of potential RACM, and we agree with the
District's conclusion that, taken together, all potential RACM would
advance neither the 2026 modeled attainment year for the 2008 ozone
NAAQS, nor the 2032 modeled attainment year for the 2015 ozone NAAQS.
Based on our review of these RACM analyses and the District's and
CARB's adopted rules, we propose to find that there are currently no
additional RACM that would advance attainment of either the 2008 ozone
NAAQS or the 2015 ozone NAAQS in the San Diego County area, and that
the 2020 Plan provides for the implementation of all RACM as required
by CAA section 172(c)(1), 40 CFR 51.1112(c) and 40 CFR 51.1312(c).
C. Attainment Demonstration
1. Statutory and Regulatory Requirements
An attainment demonstration consists of: (1) technical analyses,
such as base year and future year modeling, to locate and identify
sources of emissions that are contributing to violations of the ozone
NAAQS within the nonattainment area (i.e., analyses related to the
emissions inventory for
[[Page 87864]]
the nonattainment area and the emissions reductions necessary to attain
the standards); (2) a list of adopted measures (including RACT
controls) with schedules for implementation and other means and
techniques necessary and appropriate for demonstrating RFP and
attainment as expeditiously as practicable but no later than the
outside attainment date for the area's classification; (3) a RACM
analysis; and (4) contingency measures required under sections
172(c)(9) and 182(c)(9) of the CAA that can be implemented without
further action by the state or the EPA to cover emissions shortfalls in
RFP and failures to attain.\109\ In this section, we address the first
two components of the attainment demonstration--the technical analyses
and a list of adopted measures. We address the RACM component of the
2020 Plan attainment demonstration in Section III.B (Reasonably
Available Control Measures Demonstration and Control Strategy) of this
document and the contingency measures component of the attainment
demonstration in Section III.F (Contingency Measures) of this document.
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\109\ 78 FR 34178, 34184 (June 6, 2013) (proposed rule for
implementing the 2008 ozone NAAQS), codified at 40 CFR 51.1108. For
the 2015 ozone NAAQS, the EPA finalized modeling requirements at 40
CFR 51.1308.
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With respect to the technical analyses, section 182(c)(2)(A) of the
CAA requires that a plan for an ozone nonattainment area classified
Serious or above include a ``demonstration that the plan . . . will
provide for attainment of the ozone [NAAQS] by the applicable
attainment date. This attainment demonstration must be based on
photochemical grid modeling or any other analytical method determined .
. . to be at least as effective.'' The attainment demonstration
predicts future ambient concentrations for comparison to the NAAQS,
making use of available information on measured concentrations,
meteorology, and current and projected emissions inventories of ozone
precursors, including the effect of control measures in the plan.
Areas classified Severe for the 2008 and 2015 ozone NAAQS must
demonstrate attainment as expeditiously as practicable, but no later
than 15 years after the effective date of designation to nonattainment.
San Diego County was designated nonattainment for the 2008 ozone NAAQS
effective July 20, 2012, and for the 2015 ozone NAAQS, the area was
designated nonattainment effective August 3, 2018.\110\ Accordingly the
area must demonstrate attainment of the 2008 ozone NAAQS by July 20,
2027; for the 2015 ozone NAAQS, the area must demonstrate attainment by
August 3, 2033.\111\ An attainment demonstration must show attainment
of the standards by the ozone season (for San Diego County, the ozone
season is the entire calendar year) prior to the attainment date, so in
practice, Severe nonattainment areas must demonstrate attainment in
2026 for the 2008 ozone NAAQS and in 2032 for the 2015 ozone NAAQS.
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\110\ 77 FR 30087 (May 21, 2012) and 83 FR 25776 (June 4, 2018),
respectively.
\111\ 80 FR 12264 and 83 FR 62998, respectively.
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The EPA's recommended procedures for modeling ozone as part of an
attainment demonstration are contained in ``Modeling Guidance for
Demonstrating Air Quality Goals for Ozone, PM2.5, and
Regional Haze'' (``Modeling Guidance'').\112\ The Modeling Guidance
includes recommendations for a modeling protocol, model input
preparation, model performance evaluation, use of model output for the
numerical NAAQS attainment test, and modeling documentation. Air
quality modeling is performed using meteorology and emissions from a
base year, and the predicted concentrations from this base case
modeling are compared to air quality monitoring data from that year to
evaluate model performance.
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\112\ Modeling Guidance, EPA 454/R-18-009, November 2018.
Additional EPA modeling guidance can be found in 40 CFR 51 Appendix
W, ``Guideline on Air Quality Models,'' 82 FR 5182 (January 17,
2017). These documents are available in the docket for this action
and at https://www.epa.gov/sites/default/files/2020-10/documents/o3-pm-rh-modeling_guidance-2018.pdf and https://www.epa.gov/scram/clean-air-act-permit-modeling-guidance, respectively.
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Once the model performance is determined to be acceptable, future
year emissions are simulated with the model. The relative (or percent)
change in modeled concentration due to future emissions reductions
provides a relative response factor (RRF). Each monitoring site's RRF
is applied to its monitored base year design value to provide the
future design value for comparison to the NAAQS. The Modeling Guidance
also recommends supplemental air quality analyses, which may be used as
part of a weight of evidence analysis. A weight of evidence analysis
corroborates the attainment demonstration by considering evidence other
than the main air quality modeling attainment test, such as trends and
additional monitoring and modeling analyses. Lastly, an unmonitored
area analysis is used to predict areas of high ozone concentrations
where air quality monitoring data is not available. This analysis
utilizes interpolated ambient data with modeled outputs to determine
gradient-adjusted spatial fields. Section 4.7 of the Modeling Guidance
provides guidelines for estimating design values at unmonitored grid
cells.
The Modeling Guidance does not require a particular year to be used
as the base year for 8-hour ozone plans.\113\ The Modeling Guidance
states that the most recent year of the National Emissions Inventory
\114\ may be appropriate for use as the base year for modeling, but
that other years may be more appropriate when considering meteorology,
transport patterns, exceptional events, or other factors that may vary
from year to year.\115\ Therefore, the base year used for the
attainment demonstration need not be the same year used to meet the
requirements for emissions inventories and RFP.
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\113\ Modeling Guidance, Section 2.7.1, p. 35.
\114\ The National Emissions Inventory (NEI) is an electronic
database of criteria pollutant and precursor emissions data for the
United States. State, local and tribal agencies contribute to the
NEI every three years (2011, 2014, 2017, 2020, etc.). For more
information about the NEI, see: https://www.epa.gov/air-emissions-inventories/national-emissions-inventory-nei.
\115\ Modeling Guidance at Section 2.7.1, p 35.
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With respect to the list of adopted measures, CAA section 172(c)(6)
requires that nonattainment area plans include enforceable emissions
limitations, and such other control measures, means or techniques
(including economic incentives such as fees, marketable permits, and
auctions of emission rights), as well as schedules and timetables for
compliance, as may be necessary or appropriate to provide for timely
attainment of the NAAQS.\116\ Under the 2008 Ozone SRR and the 2015
Ozone SRR, all control measures needed for attainment must be
implemented no later than the beginning of the attainment year ozone
season.\117\ The attainment year ozone season is defined as the ozone
season immediately preceding a nonattainment area's maximum attainment
date.\118\
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\116\ See also CAA section 110(a)(2)(A).
\117\ 40 CFR 51.1108(d) and 40 CFR 51.1308(d), respectively.
\118\ 40 CFR 51.1100(h) for the 2008 ozone NAAQS and 40 CFR
51.1300(g), for the 2015 ozone NAAQS.
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2. Summary of the State's Submission
a. Photochemical Modeling
The 2020 San Diego County Ozone SIP includes photochemical modeling
for the 2008 and 2015 ozone NAAQS. CARB performed the air quality
modeling for the 2020 Plan. The modeling relies on a 2017 base year and
demonstrates attainment of the 2008 ozone NAAQS in 2026 and attainment
of the 2015 ozone NAAQS in 2032.
[[Page 87865]]
As a general matter, the modeling for the 2020 Plan represents the
most up-to-date photochemical modeling performed for the area,
accounting for improved chemical gaseous and particulate mechanisms,
improved computational resources and post-processing utilities,
enhanced spatial and temporal allocations of the emissions inventory,
and CARB's latest attainment demonstration methodology. Air quality
modeling included in the 2020 Plan is described briefly in the plan's
Sections 3.3 and 4.3 (for 2008 and 2015 ozone NAAQS, respectively) and
in detail in the plan's Attachment K (``Attachment K'' or ``Modeling
Protocol'').\119\ The 2020 Plan discusses its modeling emissions
inventory in Attachment L, ``Modeling Emissions Inventory,'' while
Attachment M, ``Weight of Evidence Demonstration for San Diego
County,'' supplements the plan's modeling results with a weight of
evidence analysis.
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\119\ 2020 Plan, Attachment K, ``Modeling Protocol & Attainment
Demonstration for the 2020 San Diego Ozone SIP'' (March 2020).
---------------------------------------------------------------------------
Attachment K of the 2020 Plan provides a description of model input
preparation procedures, various model configuration options, and model
performance statistics. The Modeling Protocol contains all the elements
recommended in the Modeling Guidance, including: selection of model,
time period to model, modeling domain, and model boundary conditions
and initialization procedures; a discussion of emissions inventory
development and other model input preparation procedures; model
performance evaluation procedures; selection of days; and other details
for calculating Relative Response Factors (RRFs). Attachment K also
provides the coordinates of the modeling domain.
Attachment L of the 2020 Plan thoroughly describes the development
of the modeling emissions inventory, including its chemical speciation,
its spatial and temporal allocation, its temperature dependence, and
quality assurance procedures.
The CARB Staff Report for the 2020 Plan provides additional
information about CAA requirements that apply to the San Diego County
area, including an attainment demonstration, emissions reductions
commitments by CARB and the District and the source categories from
which those reductions are expected to come.\120\
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\120\ Emissions reduction commitments are described in the 2020
Plan (Sections 4.3.4 and 4.3.5; Attachment L, Section 3.9; and Table
4-9), the CARB Staff Report, and the District's and CARB's Board
resolutions.
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The modeling analysis uses version 5.2.1 of the Community
Multiscale Air Quality (CMAQ) photochemical model, developed by the
EPA. To prepare meteorological input for CMAQ, the Weather Research and
Forecasting model version 3.9.1.1 (WRF) from the National Center for
Atmospheric Research was used. CMAQ and WRF are both recognized in the
Modeling Guidance as technically sound, state-of-the-art models. The
areal extent and the horizontal and vertical resolution used in these
models are adequate for modeling San Diego County ozone.
The WRF meteorological model results and performance statistics are
described in Section K.3.1 (``Meteorological Model Evaluation'') of
Attachment K. The District and CARB evaluated the performance of the
WRF model through a series of simulations and concluded that the daily
WRF simulation for 2017 performed comparably to recent WRF modeling
studies of ozone formation in California. The District's conclusions
are supported by hourly time series, with performance statistics
provided in Table K-7 for wind speed, temperature and relative
humidity.
Ozone model performance and related statistics are described in the
2020 Plan Attachment K, Section K.3.2 (``Air Quality Model
Evaluation''), which includes tables of statistics recommended in the
Modeling Guidance for ozone for San Diego County. Model performance
metrics provided in the 2020 Plan include mean bias, mean error, mean
fractional bias, mean fractional error, normalized mean bias,
normalized mean error, root mean square error, and correlation
coefficient. In addition, plots were provided in evaluating the
modeling: time-series plots comparing the predictions and observations,
scatter plots for comparing the magnitude of the simulated and observed
mixing ratios, box plots to summarize the time series data across
different regions and averaging times, as well as frequency
distributions.
After model performance for the 2017 base case was accepted, the
model was applied to develop RRFs for the attainment
demonstration.\121\ This entailed running the model with the same
meteorological inputs as before, but with adjusted emissions
inventories to reflect the expected changes between 2017 and the
attainment years 2026 and 2032. The base year, or ``reference year'' as
referred to by the District and CARB, modeling inventory was the same
as the inventory for the modeling base case, except for the exclusion
of some emissions events that are random or cannot be projected to the
future.\122\ The 2026 and 2032 inventories project the base year into
the future by including the effect of economic growth and emissions
control measures. To develop the RRFs for the 8-hour ozone NAAQS, only
the top 10 modeled days were used, consistent with the Modeling
Guidance.\123\
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\121\ Modeling TSD, p. 26. Section 4.0 of the Modeling Guidance
focuses on establishing guidelines for analyzing simulated emissions
reductions for a future year with the goal of meeting the NAAQS. The
Modeling Guidance recommends examining relative changes in design
values through Relative Response Factors instead of absolute values
to reduce the effect of model biases. In short, the RRF is a
relative change in concentration with respect to a change in
emissions between a base and future year, i.e., the ratio of future
year and base year modeled concentrations, and is multiplied by the
base design value obtained from monitoring data at a particular site
to obtain a future year design value at that site.
\122\ The terms base year and reference year can be used
interchangeably. To use consistent EPA terminology, the terms ``base
year'' and ``base case'' are used in this document and correspond to
the District's and CARB's use of the terms ``reference year'' and
``base year,'' respectively.
\123\ See Modeling Guidance at section 4.2.1.
---------------------------------------------------------------------------
The Modeling Guidance addresses attainment demonstrations with
ozone NAAQS based on 8-hour averages, and for the 2008 and 2015 ozone
NAAQS, the 2020 Plan carried out the attainment test procedure
consistent with the Modeling Guidance. The RRFs were calculated as the
ratio of future to base year concentrations. The resulting RRFs were
then applied to two sets of reference design values. One set is for the
period 2016-2018. Another set of design values was more current at the
time of the state and District's analysis, the period 2017-2019.
However, because that set of design values included data for 2019 that
was not finalized at the time of the analysis, the earlier 2016-2018
set was used as an additional reference. The RRFs were applied to five
monitoring sites in the San Diego County area to obtain future year
2026 and 2032 design values, summarized in Table K-13 and Table K-14 of
the 2020 Plan, respectively. The modeled 2026 and 2032 ozone design
values at the Alpine monitoring site (the highest of the county's
monitors) are 0.074 ppm and 0.070 ppm, respectively; these values
demonstrate attainment of the 2008 and the 2015 ozone NAAQS.
The 2020 Plan modeling demonstration includes a weight of evidence
demonstration.\124\ The weight of evidence demonstration in Attachment
M of the 2020 Plan includes ambient ozone data and trends, precursor
emissions trends and
[[Page 87866]]
reductions, to complement the regional photochemical modeling analyses.
The CARB Staff Report for the 2020 Plan concludes that the weight of
evidence analysis supports the conclusions of the photochemical
modeling.\125\
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\124\ 2020 Plan, Attachment M, ``Weight of Evidence
Demonstration for San Diego County.''
\125\ CARB Staff Report, 10.
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b. Control Strategy for the 2008 Ozone NAAQS and for the 2015 Ozone
NAAQS
Continued air quality improvement in the San Diego County area is
expected during the 2017 through 2032 timeframe because of the
continued implementation of adopted District and CARB control measures
and ongoing fleet turnover that replaces older more polluting mobile
sources with newer, cleaner models and the downward emissions trends in
the upwind South Coast Air Basin.
The control strategy for the San Diego County area for the 2008
ozone NAAQS relies on emissions reductions from baseline (already-
implemented) measures. The baseline control measures include the
District's stationary source rules and CARB's mobile source and
consumer products regulations adopted at the time of development of the
2020 Plan.
The control strategy for the San Diego County area for the 2015
ozone NAAQS also relies on emissions reductions from baseline (already-
implemented) measures. However, unlike the 2008 ozone NAAQS attainment
demonstration, the 2020 Plan concludes that baseline measures will not
by themselves provide sufficient emissions reductions by 2032 to
demonstrate attainment of the 2015 ozone NAAQS. Thus, the control
strategy for the attainment demonstration for the 2015 ozone NAAQS
includes commitments by CARB and the District to adopt and submit new
control measures to achieve additional emissions reductions that the
modeling indicates are necessary to attain the 2015 ozone NAAQS in the
San Diego County area by the attainment year (2032).
To provide for attainment of the 2015 ozone NAAQS by the attainment
year (2032), CARB and the District commit in the 2020 Plan to reduce
NOX emissions by 4.0 tpd \126\ and by 1.7 tpd,\127\
respectively. CARB expects to adopt and submit certain mobile source
control measures developed pursuant to CARB's 2016 State Strategy to
fulfill the 4.0 tpd NOX aggregate emissions reduction
commitment for San Diego County by 2032. The specific control measures
that CARB expects to adopt and submit are listed in Table 5 of this
document. The District expects to adopt and submit certain stationary
source control measures to fulfill the 1.7 tpd NOX aggregate
emissions reduction commitment by 2032, as listed in Table 6 of this
document.
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\126\ CARB Board Resolution 20-29, 6; 2020 Plan, section 4.3.5.
\127\ 2020 Plan, section 4.3.4.
Table 5--San Diego County Expected NOX Emissions Reductions From CARB
2016 State SIP Strategy Measures
------------------------------------------------------------------------
Control measure/ 2032
2016 State strategy measure(s) regulation (tpd)
------------------------------------------------------------------------
On-Road Heavy-Duty Vehicles: Low-NOX Heavy-Duty Engine and 1.9
Engine Standard--California Action Vehicle Omnibus
and Lower In-Use Emission Regulation (``Low NOX
Performance Level. Omnibus Regulation'').
On-Road Heavy-Duty Vehicles: Last Advanced Clean Trucks 0.4
Mile Delivery. Regulation.
On-Road Heavy-Duty Vehicles: Lower In- Heavy Duty Vehicle 1.7
Use Emission Performance Level. Inspection and
Maintenance Regulation.
--------
Total Aggregate CARB Commitment.. ........................ 4.0
------------------------------------------------------------------------
Sources: 2016 State Strategy, Chapters 3 and 4; 2020 Plan, Table 4-9.
Table 6--San Diego County Expected NOX Emissions Reductions From SDCAPCD
Control Measures
------------------------------------------------------------------------
2032
Source type Control measure/rule (tpd)
------------------------------------------------------------------------
Stationary Reciprocating Internal Amended District Rule 0.8
Combustion Engines. 69.4.1.
Small and Medium Boilers, Process New or Amended District 0.9
Heaters, Steam Generators and Large Rules 69.2.1 and 69.2.2.
Water Heaters.
--------
Total Aggregate SDCAPCD ........................ 1.7
Commitment.
------------------------------------------------------------------------
Source: 2020 Plan, Section 4.3.4.
c. Attainment Demonstration
Table 7 of this document summarizes the attainment demonstration
for the 2008 ozone NAAQS by listing the 2011 base year emissions level,
the attainment year (2026) baseline emissions level, the modeled
attainment (2026) emissions level, and the reductions that the District
and CARB estimate will be achieved through implementation of baseline
(i.e., adopted) measures taking into account area-wide growth, the
growth increments for the military and SDIA, the District's ERC set-
aside and the EMFAC2017 Adjustment Factors adjustment. The District and
CARB have not made any emissions reductions commitments as part of the
control strategy for attainment of the 2008 ozone NAAQS in San Diego
County. The control strategy relies only on baseline measures. As shown
in Table 7, baseline measures are expected to reduce base year (2011)
emissions of NOX by 43 percent and VOC emissions by 27
percent by the 2026 attainment year, notwithstanding area-wide growth,
the growth increments for the military and SDIA, the District's ERC
set-aside and the EMFAC2017 Adjustment Factors adjustment, and to
attain the 2008 ozone NAAQS in San Diego County by that year.
[[Page 87867]]
Table 7--Summary of San Diego County 2008 Ozone NAAQS Attainment
Demonstration
[Summer planning inventory, tpd]
------------------------------------------------------------------------
Row NOX VOC
------------------------------------------------------------------------
A............... 2011 Base Year Emissions 126.5 137.5
Level \a\.
B............... 2026 Attainment Year 72.2 100.8
Baseline Emissions Level
\b\.
C............... 2026 Modeled Attainment 72.2 100.8
Emissions Level \c\.
D............... Total Reductions Needed from 54.3 36.7
2011 Levels to Demonstrate
Attainment (A-C).
E............... Reductions from Baseline 54.3 36.7
(i.e., adopted) Measures,
net of growth, growth
increment for military and
SDIA, ERC set-aside and
EMFAC2017 Adjustment
Factors adjustment (A-B).
F............... Reductions from District's 0 0
Aggregate Emissions
Reduction Commitment from
2020 Plan.
G............... Reductions from CARB's 0 0
Aggregate Emissions
Reduction Commitment from
2016 State Strategy.
H............... Total Reductions from 0 0
District's and CARB's
Commitments.
I............... Total Reductions from 54.3 36.7
Baseline Measures and the
District's and CARB's
Commitments (E + H).
J............... 2026 Emissions with 72.2 100.8
Reductions from Control
Strategy (A-I).
Attainment demonstrated?.... Yes Yes
------------------------------------------------------------------------
\a\ See Table 1 of this document. Includes emissions out to 100 NM from
the coast.
\b\ See Table 1 of this document. Includes emissions out to 100 NM from
the coast. Year 2026 baseline emissions reflect area-wide growth, the
growth increments for the military and SDIA, the District's ERC set-
aside and the EMFAC2017 Adjustment Factors adjustment.
\c\ 2020 Plan, Section 3.3.4.
Table 8 of this document summarizes the attainment demonstration
for the 2015 ozone NAAQS by listing the 2017 base year emissions level,
the attainment year (2032) baseline emissions level, the modeled
attainment (2032) emissions level, and the reductions that the District
and CARB estimate will be achieved through implementation of baseline
(i.e., adopted) measures taking into account area-wide growth, the
growth increments for the military and SDIA, the District's ERC set-
aside and the EMFAC2017 Adjustment Factors adjustment. Table 8 also
shows the aggregate emissions reductions commitments (for year 2032)
made by the District and CARB as part of the control strategy for
attainment of the 2015 ozone NAAQS in San Diego County. As shown in
Table 8, baseline measures are expected to reduce base year (2017)
emissions of NOX by 27 percent and VOC emissions by 14
percent by the 2032 attainment year, notwithstanding area-wide growth,
the growth increments for the military and SDIA, the District's ERC
set-aside and the EMFAC2017 Adjustment Factors adjustment. The
District's and CARB's commitments would further reduce emissions of
NOX by 2032 by an additional 5.7 tpd. Together, the baseline
emissions reductions and the NOX emissions reduction
commitments would provide for attainment of the 2015 ozone NAAQS by the
attainment year (2032).
Table 8--Summary of San Diego County 2015 Ozone NAAQS Attainment
Demonstration
[Summer planning inventory, tpd]
------------------------------------------------------------------------
Row NOX VOC
------------------------------------------------------------------------
A............... 2017 Base Year Emissions 94.5 113.8
Level \a\.
B............... 2032 Attainment Year 69.0 98.3
Baseline Emissions Level
\b\.
C............... 2032 Modeled Attainment 63.3 98.3
Emissions Level \c\.
D............... Total Reductions Needed from 31.0 15.5
2017 Levels to Demonstrate
Attainment (A-C).
E............... Reductions from Baseline 25.5 15.5
(i.e., adopted) Measures,
net of growth, growth
increment for military and
SDIA, ERC set-aside and
EMFAC2017 Adjustment
Factors adjustment (A-B).
F............... Reductions from District's 1.7 0
Aggregate Emissions
Reduction Commitment from
2020 Plan.
G............... Reductions from CARB's 4.0 0
Aggregate Emissions
Reduction Commitment from
2016 State Strategy.
H............... Total Reductions from 5.7 0
District's and CARB's
Commitments.
I............... Total Reductions from 31.2 15.5
Baseline Measures and the
District's and CARB's
Commitments (E + H).
J............... 2032 Emissions with 63.3 98.3
Reductions from Control
Strategy (A-I).
Attainment demonstrated?.... Yes Yes
------------------------------------------------------------------------
\a\ See Table 1 of this document. Includes emissions out to 100 NM from
the coast.
\b\ See Table 1 of this document. Includes emissions out to 100 NM from
the coast. Year 2032 baseline emissions reflect area-wide growth, the
growth increments for the military and SDIA, the District's ERC set-
aside and the EMFAC2017 Adjustment Factors adjustment.
\c\ 2020 Plan, Section 4.3.4.
3. The EPA's Review of the State's Submission
a. Photochemical Modeling
As discussed in Section III.A of this document, we are proposing to
approve the base year emissions inventory and to find that the future
year emissions projections in the 2020 San Diego County Ozone SIP
reflect appropriate calculation methods and that the latest planning
assumptions are properly supported by SIP-approved stationary and
mobile source control measures. Here, we address our findings for the
modeling submitted with the 2020 Plan. Because of the importance of
ozone transport from the South Coast to attainment in San Diego County,
and the close interactions of the modeling for each area, we have
considered the influence of South Coast on the modeling for San Diego
County. Similar and additional discussion for the South Coast can be
found in our June 17, 2019 proposed action on the 2016 South Coast
Ozone SIP.\128\
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\128\ 84 FR 28132.
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Based on our review of Attachment K \129\ of the 2020 Plan, the EPA
finds that the photochemical modeling is
[[Page 87868]]
adequate for purposes of supporting the attainment demonstration.\130\
First, we note the extensive discussion of modeling procedures, tests,
and performance analyses in the Methodology section of Attachment K and
the good model performance. Second, we find the WRF meteorological
model results and performance statistics, including hourly time series
graphs of wind speed, direction, and temperature for San Diego County
to be satisfactory and consistent with our Modeling Guidance.\131\
Performance for wind speed, temperature, and relative humidity was
evaluated from May to September 2017.\132\ Geographically, winds are
predicted most accurately along the coast. Accurate wind predictions in
this region are important in simulating chemical transport in the San
Diego Air Basin. Overall, the WRF simulation provided reasonable
meteorological fields comparable to other WRF modeling studies and is
sufficient for the attainment demonstration.
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\129\ Attachment K, ``Modeling Protocol & Attainment
Demonstration for the 2020 San Diego Ozone SIP,'' 2020 Plan.
\130\ The EPA's review of the modeling and attainment
demonstration is discussed in greater detail in the Modeling TSD for
this action.
\131\ Modeling Guidance, 30.
\132\ Temperature, water vapor mixing ratio, and wind speed were
evaluated in terms of normalized gross bias and normalized gross
error.
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The model performance statistics for ozone are described in
Attachment K Section K.3.2 and are based on the statistical evaluation
recommended in the Modeling Guidance. Model performance was provided
for 8-hour daily maximum ozone for San Diego County, separately for the
Alpine site and the coastal sites. A geographical and temporal bias is
shown in the time series, which sufficiently captures the variability
in the maximum daily eight-hour average ozone concentration at the
Alpine site, but overpredicts this concentration from mid-June to mid-
July at the coastal sites. Through a series of sensitivity tests and
consideration of other meteorological phenomena, the observed ozone
concentrations during the overprediction period are likely attributed
to numerous meteorological factors affecting ozone transport (see,
``Technical Support Document, Review of Attainment Modeling in the 2020
San Diego Ozone Plan (July 2022)'' (``Modeling TSD'')).\133\
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\133\ These factors are discussed in greater detail in Section
3.1.2 of the EPA's Modeling TSD, included in the docket to this
action.
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The 2020 Plan presents scatter plots of monitored and modeled ozone
concentrations that also suggest that the Alpine site has the best
correspondence between modeled and observed concentrations. This
correspondence reflects the model's capability of reliably predicting
the high concentrations that result in exceedances frequently observed
at the Alpine site, which are important for the top ten days that form
the basis for the RRF calculation. However, the overprediction of
absolute ozone concentrations does not mean that future concentrations
will be overestimated. In addition, the weight of evidence analysis
presented in Attachment M of the 2020 Plan provides additional
information with respect to the sensitivity to emissions changes and
further supports the model performance. We are proposing to find the
air quality modeling adequate to support the attainment demonstrations
for the 2008 and 2015 ozone NAAQS, based on reasonable meteorological
and ozone modeling performance, and supported by the weight of evidence
analyses. For additional information regarding the EPA's analysis,
please see the Modeling TSD for this action.
b. Control Strategy
As part of our evaluation of attainment demonstrations, we must
find that the emissions reductions that are relied on for attainment
are creditable and are sufficient to provide for attainment. As shown
in Table 7 of this document, the 2020 Plan relies on baseline measures
to achieve all the emissions reductions needed to attain the 2008 ozone
NAAQS by 2026. The baseline measures are approved into the SIP (with
only minor exceptions) and, as such, the emissions reductions are fully
creditable.
With respect to the attainment demonstration for the 2015 ozone
NAAQS, we must also find that the emissions reductions that are relied
on for attainment are creditable and are sufficient to provide for
attainment. As shown in Table 8, the 2020 Plan relies on baseline
measures to achieve a significant portion of the emissions reductions
needed to attain the 2015 ozone NAAQS by 2032. The balance of the
reductions needed for attainment is in the form of enforceable
commitments to achieve aggregate tonnage reductions of NOX
through adoption and implementation of more stringent emissions
limitations contained in certain new or amended rules and regulations.
Table 9 of this document provides a summary of the status of the
commitments made by the District and CARB in connection with the 2020
Plan. As shown in Table 9, the District and CARB have adopted all six
of the rules or regulations that the agencies are relying on to meet
their aggregate emissions reduction commitments. Four of the six rules
or regulations have been submitted to the EPA for action as revisions
to the California SIP. The rules or regulations are at various phases
of implementation and at various stages of the process from adoption to
approval by the EPA as part of the SIP. The commitments will be
fulfilled once the EPA approves the rules or regulations as part of the
SIP, assuming that the rules or regulations, as approved, provide
NOX emissions reductions equal to or greater than the
corresponding aggregate emissions reduction commitments by year 2032 in
the San Diego County area.
Table 9--Status of District and CARB Aggregate Emissions Reduction Commitments for 2020 Plan
----------------------------------------------------------------------------------------------------------------
Adoption date and
Rule district resolution Submission date to the EPA as Most recent EPA SIP
of adoption SIP revision action
----------------------------------------------------------------------------------------------------------------
District Commitment
Amendments to Rule 69.2.1 July 8, 2020 September 21, 2020............. Proposed rule
(Small Boilers, Process (Resolution 20-118). published at 88 FR
Heaters, and Steam Generators 48150 (July 26,
and Large Water Heaters. 2023).
New Rule 69.2.2 (Medium September 9, 2021 March 9, 2022.................. Final rule published
Boilers, Process Heaters, and (Resolution 21-005). at 88 FR 57361
Steam Generators). (August 23, 2023).
Amendments to Rule 69.4.1 July 8, 2020 September 21, 2020............. No EPA action to
(Stationary Reciprocating (Resolution 20-120). date.
Internal Combustion Engines).
----------------------------------------------------------------------------------------------------------------
Adoption date and CARB CAA Section 209 preemption waiver Submission date to the EPA as Most recent EPA SIP
Regulations resolution of adoption status SIP revision action
--------------------------------------------------------------------------------------------------------------------------------------------------------
CARB Commitment:
[[Page 87869]]
Low-NOX Omnibus Regulation \a\. August 27, 2020 Notice of Opportunity for Public Not yet submitted............... ......................
(Resolution 20-23). Hearing and Comment published at
87 FR 35765 (June 13, 2022).
Advanced Clean Trucks June 25, 2020 Notice of Decision published at Not yet submitted............... ......................
Regulation. (Resolution 20-19). 88 FR 20688 (April 6, 2023).
Heavy-Duty Vehicle Inspection December 9, 2021 Not preempted.................... December 7, 2022................ No EPA action to date.
and Maintenance Regulation. (Resolution 21-29).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ In July 2023, CARB proposed amendments to the Low-NOX Omnibus Regulation to provide additional flexibility for manufacturers of model year (MY) 2024-
2026 heavy-duty engines.
The commitments made by the District and CARB through adoption of
the 2020 Plan and 2016 State Strategy are similar to the enforceable
commitments that the EPA has approved as part of attainment
demonstrations in previous California air quality plans and that have
withstood legal challenge.\134\ The EPA has previously accepted
enforceable commitments in lieu of adopted control measures in
attainment demonstrations when the circumstances warrant them and when
the commitments meet specific criteria. We believe that, with respect
to the 2015 ozone NAAQS, circumstances warrant the consideration of
enforceable commitments as part of the attainment demonstration for San
Diego County. First, as shown in Table 8, a substantial portion of the
emissions reductions needed to demonstrate attainment of the 2015 ozone
NAAQS in the San Diego County area by 2032 will come from measures
adopted prior to adoption and submittal of the 2020 Plan. As a result
of these State and District efforts, most emissions sources in the San
Diego County area are currently subject to stringent emissions
limitations and other requirements, leaving few opportunities to
further reduce emissions. In the 2020 Plan and 2016 State Strategy, the
District and CARB identified potential control measures that could
provide many of the additional emissions reductions needed for
attainment. These are described in Section III.C.2.b of this document.
However, the timeline needed to develop, adopt, and implement these
measures went beyond the required submittal date for the attainment
demonstration for the San Diego County area for the 2015 ozone NAAQS.
These circumstances warrant the District's and CARB's reliance on
enforceable commitments as part of the attainment demonstrations for
the 2015 ozone NAAQS.
---------------------------------------------------------------------------
\134\ See Committee for a Better Arvin v. EPA, 786 F.3d 1169
(9th Cir. 2015) (approval of state commitments to propose and adopt
emissions control measures and to achieve aggregate emissions
reductions for San Joaquin Valley ozone and particulate matter plans
upheld); Physicians for Social Responsibility--Los Angeles v. EPA,
9th Cir., memorandum opinion issued July 25, 2016 (approval of air
district commitments to propose and adopt measures and to achieve
aggregate emissions reductions for South Coast 1-hour ozone plan
upheld).
---------------------------------------------------------------------------
Given the State's demonstrated need for reliance on enforceable
commitments, we now consider the three factors the EPA uses to
determine whether the use of enforceable commitments in lieu of adopted
measures to meet CAA planning requirements is approvable: (i) does the
commitment address a limited portion of the statutorily-required
program?; (ii) is the state capable of fulfilling its commitment?; and
(iii) is the commitment for a reasonable and appropriate period of
time?
i. Commitments Are a Limited Portion of Required Reductions
For the first factor, we look to see if the commitment addresses a
limited portion of a statutory requirement and review the magnitude of
emissions reductions needed to demonstrate attainment in a
nonattainment area. Table 8 of this document shows emissions reductions
needed to demonstrate attainment of the 2015 ozone NAAQS in San Diego
County by 2032 and the aggregate emissions reductions commitments by
the District and CARB. Historically, the EPA has approved SIPs with
enforceable commitments in the vicinity of 10 percent of the total
needed reductions for attainment.\135\ Based on the values in Table 8
of this document, we note that the sum of the aggregate emission
reductions commitments (5.7 tpd NOX) represents
approximately 18 percent of the total emissions reductions (31.0 tpd
NOX) needed for attainment (relative to the 2017 base year).
(The attainment demonstration for the 2015 ozone NAAQS for the San
Diego County area does not rely on any commitments with respect to VOC
emissions reductions.) While the value of 18 percent is higher than the
EPA has generally found acceptable in the past, we note that all six of
the rules or regulations that are relied upon to meet the aggregate
emissions reduction commitments have already been adopted, and four of
the six have been submitted to the EPA as revisions to the SIP. Taking
into account the emissions reductions associated with rules or
regulations already adopted and submitted (3.4 tpd NOX)
reduces the remaining percentage associated with the commitments from
18 percent to approximately 7 percent, which is well within historical
norms for EPA approvals of enforceable commitments. Thus, we find that
the District's and CARB commitments in the 2020 Plan for San Diego
County for the 2015 ozone NAAQS address a limited proportion of the
required emissions reductions.
---------------------------------------------------------------------------
\135\ See our approval of these plans: San Joaquin Valley (SJV)
PM10 Plan at 69 FR 30006 (May 26, 2004); SJV 1-hour ozone
plan at 75 FR 10420 (March 8, 2010); Houston-Galveston 1-hour ozone
plan at 66 FR 57160 (November 14, 2001); South Coast 1997 8-hour
ozone plan at 77 FR 12674 (March 1, 2012); and South Coast 1-hour
ozone plan at 79 FR 52526 (September 3, 2014).
---------------------------------------------------------------------------
ii. The State Is Capable of Fulfilling Its Commitment
For the second factor, we consider whether the District and CARB
are capable of fulfilling their commitments. All six rules or
regulations that the District and CARB are relying on to meet the
aggregate emissions reduction commitments have been adopted, and four
have been submitted to the EPA as revisions to the California SIP. The
emissions reductions associated with the four rules or regulations that
have been adopted and submitted amount to approximately 3.4 tpd
NOX, which represents approximately 60 percent of the
overall aggregate commitment of 5.7 tpd NOX. As such, the
State and District are well on their way to meeting their commitments.
Thus, we believe that the State and District are capable of meeting
their enforceable commitments to adopt and submit control measures that
will reduce emissions to the levels needed for the 2015 ozone NAAQS in
the San
[[Page 87870]]
Diego County area by the 2032 attainment year.
iii. The Commitment Is for a Reasonable and Appropriate Timeframe
For the third and final factor, we consider whether the commitment
is for a reasonable and appropriate period of time. All six rules or
regulations that the District and State are relying on to meet the
commitments have been adopted, and four have been submitted to the EPA
as revisions to the California SIP. The District and CARB have
committed to take the necessary actions and to achieve the remaining
reductions by 2032. We believe that this period is appropriate given
the technological and economic challenges associated with the rules and
regulations adopted to achieve these reductions. In addition, these
reductions are not needed to meet RFP targets for the 2015 ozone NAAQS.
Thus, the commitments are for a reasonable and appropriate period of
time.
The reductions of NOX and VOC in the area, detailed in
the control strategy in the 2020 Plan, allow for expeditious attainment
of both the 2008 and 2015 ozone NAAQS in the San Diego County area. The
attainment years chosen by the District comport with those required by
the Act for a Severe ozone nonattainment area for the 2008 and 2015
ozone NAAQS. For the reasons described in this document and based on
CARB's and the District's demonstration specific to the San Diego
County area described in the 2020 Plan, we propose to find the
District's control strategy acceptable for purposes of attaining the
2008 ozone NAAQS and the 2015 ozone NAAQS in the San Diego County area.
For additional information, please see the Modeling TSD for this
action.
c. Attainment Demonstration
Based on our proposed determinations that the photochemical
modeling and control strategy are acceptable, we propose to approve the
attainment demonstrations for the 2008 ozone NAAQS and for the 2015
ozone NAAQS in the 2020 San Diego County Ozone SIP as meeting the
requirements of CAA section 182(c)(2)(A), 40 CFR 51.1108 and 40 CFR
51.1308.
D. Rate of Progress Plan and Reasonable Further Progress Demonstration
1. Statutory and Regulatory Requirements
Requirements for RFP for ozone nonattainment areas are specified in
CAA sections 172(c)(2), 182(b)(1), and 182(c)(2)(B). Under CAA section
171(1), RFP is defined as meaning such annual incremental reductions in
emissions of the relevant air pollutant as are required under part D
(``Plan Requirements for Nonattainment Areas'') of the CAA or as may
reasonably be required by the EPA for the purpose of ensuring
attainment of the applicable NAAQS by the applicable date. CAA section
182(b)(1) specifically requires that ozone nonattainment areas
classified as Moderate or above demonstrate a 15 percent reduction in
VOC between the years of 1990 and 1996. The EPA has typically referred
to section 182(b)(1) as the rate of progress (ROP) requirement. For
ozone nonattainment areas classified as Serious or higher, section
182(c)(2)(B) requires VOC reductions of at least 3 percent of baseline
emissions per year, averaged over each consecutive three-year period,
beginning six years after the baseline year until the attainment date.
Under CAA section 182(c)(2)(C), a state may substitute NOX
emissions reductions for VOC emissions reductions if such reductions
would result in a reduction in ozone concentrations at least equivalent
to that which would result from the amount of VOC emissions reductions
otherwise required. Additionally, CAA section 182(c)(2)(B)(ii) allows
an amount less than 3 percent of such baseline emissions each year if a
state demonstrates to the EPA that its plan includes all measures that
can feasibly be implemented in the area in light of technological
achievability.
In the 2008 Ozone SRR, the EPA provides that areas classified
Moderate or higher will have met the ROP requirements of CAA section
182(b)(1) if the area has a fully approved 15 percent ROP plan for the
1-hour or 1997 ozone NAAQS.\136\ For such areas, the EPA interprets the
RFP requirements of CAA section 172(c)(2) to require areas classified
as Moderate to provide a 15 percent emissions reduction of ozone
precursors within six years of the baseline year. Areas classified as
Serious or higher must meet the RFP requirements of CAA section
182(c)(2)(B) by providing an 18 percent reduction of ozone precursors
in the first 6-year period, and an average ozone precursor emissions
reduction of 3 percent per year for all remaining 3-year periods
thereafter.\137\ The 2008 Ozone SRR allows substitution of
NOX reductions for VOC reductions to meet the CAA section
172(c)(2) and 182(c)(2)(B) RFP requirements.\138\
---------------------------------------------------------------------------
\136\ 80 FR 12264, 12271 (March 6, 2015); 40 CFR 51.1110(a)(2).
\137\ Id.
\138\ Id.; 40 CFR 51.1110(a)(2)(i)(C) and 40 CFR
51.1110(a)(2)(ii)(B).
---------------------------------------------------------------------------
In the 2015 Ozone SRR, as with the 2008 Ozone SRR, the EPA provides
that areas classified Moderate or higher will have met the ROP
requirements of CAA section 182(b)(1) if the area has a prior, fully
approved 15 percent ROP plan.\139\ For such areas, the EPA interprets
the RFP requirements of CAA section 172(c)(2) to require areas
classified as Moderate to provide a 15 percent emissions reduction of
ozone precursors within six years of the baseline year. Areas
classified as Serious or higher must meet the RFP requirements of CAA
section 182(c)(2)(B) by providing an 18 percent reduction of ozone
precursors in the first 6-year period, and an average ozone precursor
emissions reduction of 3 percent per year for all remaining 3-year
periods thereafter.\140\ The 2015 Ozone SRR allows substitution of
NOX reductions for VOC reductions to meet the CAA section
172(c)(2) and 182(c)(2)(B) RFP requirements.\141\
---------------------------------------------------------------------------
\139\ 83 FR 62998, 63004 (December 6, 2018); 51.1310(a)(2).
\140\ Id.
\141\ Id.; 40 CFR 51.1310(a)(2)(i)(B) and 40 CFR
51.1310(a)(2)(ii)(B).
---------------------------------------------------------------------------
Except as specifically provided in CAA section 182(b)(1)(C),
emissions reductions from all SIP-approved, federally promulgated, or
otherwise SIP-creditable measures that occur after the baseline year
are creditable for purposes of demonstrating that the RFP targets are
met. Because the EPA has determined that the passage of time has caused
the effect of certain exclusions to be de minimis, the RFP
demonstration is no longer required to calculate and specifically
exclude reductions from measures related to motor vehicle exhaust or
evaporative emissions promulgated by January 1, 1990; regulations
concerning Reid vapor pressure promulgated by November 15, 1990;
measures to correct previous RACT requirements; and measures required
to correct previous inspection and maintenance (I/M) programs.\142\
---------------------------------------------------------------------------
\142\ 40 CFR 51.1110(a)(7) and 40 CFR 51.1310(a)(7).
---------------------------------------------------------------------------
The 2008 Ozone SRR requires the RFP baseline year to be the most
recent calendar year for which a complete triennial inventory was
required to be submitted to the EPA. For the purposes of developing RFP
demonstrations for the 2008 ozone NAAQS, the applicable triennial
inventory year is 2011.\143\ The 2015 Ozone SRR similarly requires the
RFP baseline year to be the most recent calendar year for which a
complete
[[Page 87871]]
triennial inventory was required to be submitted to the EPA.\144\ For
the purpose of developing RFP demonstrations for the 2015 ozone NAAQS,
the applicable triennial inventory year is 2017.\145\
---------------------------------------------------------------------------
\143\ 40 CFR 51.1110(b).
\144\ 40 CFR 51.1310(b).
\145\ 2015 Ozone SRR, 63005.
---------------------------------------------------------------------------
2. Summary of the State's Submission
For both the 2008 and 2015 ozone NAAQS, the 2020 Plan cites the
EPA's 1997 approval of the 15 percent VOC-only ROP plan for the one-
hour ozone NAAQS as the basis for concluding that the San Diego County
area had met the 15 percent VOC-only ROP plan SIP requirement.\146\
---------------------------------------------------------------------------
\146\ 2020 Pan, Sections 3.2.2.1 and 4.2.2.1.
---------------------------------------------------------------------------
For the RFP demonstration for the 2008 ozone NAAQS, the 2020 Plan
includes updated inventories of ozone precursor emissions (VOC and
NOX) for 2017, the first RFP milestone year and the year
from which future-year inventories are projected. As described further
in Section III.A (``Emissions Inventories'') of this document, the RFP
baseline year of 2011 was, for the most part, backcast from the 2017
emissions inventories except for point sources, which are based on
actual reported emissions from the individual facilities.
To develop the emissions inventories for remaining RFP milestone
years (2020 and 2023) and the attainment year (2026), the District and
CARB relied upon the same growth and control factors used in the
attainment demonstration, and included certain growth increments for
the military and SDIA and certain adjustments (such as ERCs and
EMFAC2017 Adjustment Factors impacts), as further described in Section
III.A (``Emissions Inventories'') of this document.
The RFP demonstration for the San Diego County area for the 2008
ozone NAAQS is provided in Section 3.2.2.3 of the 2020 Plan and is
presented in Table 10 of this document. The RFP demonstration
calculates future year VOC targets from the 2011 baseline, consistent
with CAA section 182(c)(2)(B)(i), which requires reductions of ``at
least 3 percent of baseline emissions each year,'' and it substitutes
NOX reductions for VOC reductions beginning in milestone
year 2017 to meet VOC emissions targets.\147\ As shown in Table 10, the
2020 Plan provides a demonstration of RFP for each milestone year as
well as the attainment year for the 2008 ozone NAAQS.
---------------------------------------------------------------------------
\147\ NOX substitution is permitted under EPA
regulations for the 2008 ozone NAAQS. See 40 CFR 51.1110(a)(2)(i)(C)
and 40 CFR 51.1110(a)(2)(ii)(B); and 80 FR 12264, at 12271 (March 6,
2015).
Table 10--RFP Demonstration for San Diego County for the 2008 Ozone NAAQS
[Summer planning inventory, tpd or percent]
----------------------------------------------------------------------------------------------------------------
VOC
------------------------------------------------------
2011 2017 2020 2023 2026
----------------------------------------------------------------------------------------------------------------
Baseline VOC Emissions (tpd)............................. 136.6 112.9 107.0 102.4 99.7
Change in VOC since 2011 (tpd)........................... ......... 23.7 29.6 34.2 36.9
Change in VOC since 2011 (percent)....................... ......... 17.4% 21.7% 25.1% 27.0%
Required percentage change since 2011.................... ......... 18% 27% 36% 45%
Shortfall (-)/Surplus (+) in VOC (percent)............... ......... -0.6% -5.3% -10.9% -18.0%
----------------------------------------------------------------------------------------------------------------
NOX
------------------------------------------------------
2011 2017 2020 2023 2026
----------------------------------------------------------------------------------------------------------------
Baseline NOX Emissions (tpd)............................. 110.7 77.0 67.1 56.8 53.6
Change in NOX since 2011 (tpd)........................... ......... 33.7 43.6 53.9 57.1
Change in NOX since 2011 (percent)....................... ......... 30.5% 39.3% 48.7% 51.6%
NOX reductions since 2011 used for VOC substitution in ......... 0.6% 5.3% 10.9% 18.0%
this milestone year (percent)...........................
NOX reductions since 2011 surplus after meeting VOC ......... 29.8% 34.0% 37.8% 33.6%
substitution needs in this milestone year (percent).....
RFP shortfall (if any) (percent)......................... ......... 0% 0% 0% 0%
RFP met?................................................. ......... Yes Yes Yes Yes
----------------------------------------------------------------------------------------------------------------
Source: 2020 Plan, Table 3-3.
For the RFP demonstration for the 2015 ozone NAAQS, the 2020 Plan
includes updated inventories of ozone precursor emissions for 2017,
which is the baseline year and the year from which future-year
inventories are projected. To develop the emissions inventories for RFP
milestone years (2023, 2026 and 2029) and the attainment year (2032),
the District and CARB relied upon the same growth and control factors
as used in the attainment demonstration, and included certain growth
increments for the military and SDIA and certain adjustments (such as
ERCs and EMFAC2017 Adjustment Factors impacts), as further described in
Section III.A (``Emissions Inventories'') of this document.
The RFP demonstration for the San Diego County area for the 2015
ozone NAAQS is shown in Table 11 of this document. The RFP
demonstration calculates future year VOC targets from the 2017
baseline, consistent with CAA section 182(c)(2)(B)(i), which requires
reductions of ``at least 3 percent of baseline emissions each year,''
and it substitutes NOX reductions for VOC reductions
beginning in milestone year 2023 to meet VOC emission targets.\148\ For
the San Diego County area, CARB concludes that the RFP demonstration
meets the applicable requirements for each milestone year as well as
the attainment year for the 2015 ozone NAAQS.
---------------------------------------------------------------------------
\148\ NOX substitution is permitted under EPA
regulations for the 2015 ozone NAAQS. See 40 CFR 51.1310(a)(2)(i)(B)
and 40 CFR 51.1310(a)(2)(ii)(B); and 83 FR 62998, at 63004 (December
6, 2018).
[[Page 87872]]
Table 11--RFP Demonstration for San Diego County for the 2015 Ozone NAAQS
[Summer planning inventory, tpd or percent]
----------------------------------------------------------------------------------------------------------------
VOC
------------------------------------------------------
2017 2023 2026 2029 2032
----------------------------------------------------------------------------------------------------------------
Baseline VOC Emissions (tpd)............................. 112.9 102.4 99.7 98.2 97.2
Change in VOC since 2017 (tpd)........................... ......... 10.5 13.2 14.6 15.7
Change in VOC since 2017 (percent)....................... ......... 9.3% 11.7% 13.0% 13.9%
Required percentage change since 2017.................... ......... 18% 27% 36% 45%
Shortfall (-)/Surplus (+) in VOC (percent)............... ......... -8.7% -15.3% -23.0% -31.1%
----------------------------------------------------------------------------------------------------------------
NOX
------------------------------------------------------
2017 2023 2026 2029 2032
----------------------------------------------------------------------------------------------------------------
Baseline NOX Emissions (tpd)............................. 77.0 56.8 53.6 51.3 49.7
Change in NOX since 2017 (tpd)........................... ......... 20.2 23.4 25.6 27.3
Change in NOX since 2017 (percent)....................... ......... 26.3% 30.4% 33.3% 35.5%
NOX reductions since 2017 used for VOC substitution in ......... 8.7% 15.3% 23.0% 31.1%
this milestone year (percent)...........................
NOX reductions since 2017 surplus after meeting VOC ......... 17.6% 15.1% 10.3% 4.3%
substitution needs in this milestone year (percent).....
RFP shortfall (if any) (percent)......................... ......... 0% 0% 0% 0%
RFP met?................................................. ......... Yes Yes Yes Yes
----------------------------------------------------------------------------------------------------------------
Source: 2020 Plan, Table 4-5.
3. The EPA's Review of the State's Submission
In 1997, the EPA approved a 15 percent ROP plan for San Diego
County for the 1-hour ozone NAAQS.\149\ The San Diego County
nonattainment areas for the 2008 and 2015 ozone NAAQS are essentially
the same geographic area as the nonattainment area for the 1-hour ozone
NAAQS, and thus, we agree with the conclusion in the 2020 Plan that the
ROP requirements of CAA section 182(b)(1) for the San Diego County area
have been met and that, as a result, there is no need to demonstrate
another 15 percent reduction in VOC for this area.
---------------------------------------------------------------------------
\149\ 62 FR 1150, 1183 (January 8, 1997).
---------------------------------------------------------------------------
The RFP demonstrations in the 2020 Plan derive from the same
emissions inventories as presented in Section III.A (``Emissions
Inventories'') of this document. In Section III.A, we are proposing to
approve the 2011 and 2017 base year emissions inventories for the 2008
and 2015 ozone NAAQS, respectively. With respect to the future year
emissions baseline projections, as further explained in Section III.A
of this document, we have reviewed the growth and control factors and
find them acceptable and conclude that the future baseline emissions
projections in the 2020 Plan reflect appropriate calculation methods
and the latest planning assumptions and appropriately account for the
growth increments for the military and SDIA as well as the adjustments
for ERCs and the EMFAC2017 Adjustment Factors. In addition, we have
reviewed the calculations in Table 3-3 and Table 4-5 of the 2020 Plan
and find that the District and CARB have used an appropriate
calculation method to demonstrate RFP.\150\
---------------------------------------------------------------------------
\150\ We note that the weight of evidence demonstration provided
in Attachment M to the 2020 Plan generally supports the substitution
of NOX emissions reductions for VOC emissions reductions
for the RFP demonstrations for the 2008 and 2015 ozone NAAQS. See
Modeling TSD, at 32 and 33.
---------------------------------------------------------------------------
CARB provided support for substituting NOX reductions
for VOC reductions in the San Diego County area in Attachment K to the
2020 Plan and supplemented that information in an attachment to an
email to the EPA dated September 1, 2023.\151\ Combining the
information from Attachment K in the 2020 Plan with additional
explanation and analysis in the attachment, CARB presents two
approaches to understanding the relationship between the two ozone
precursors, NOX and VOC, in the area. First, CARB presents a
table comparing emissions of the precursors over time and the modeled
ozone design value. This table is shown here as Table 12 of this
document (replacing the term ROG for VOC).
---------------------------------------------------------------------------
\151\ Email dated September 1, 2023, from Chenxia Cai, CARB,
with attachment, to John J. Kelly, EPA.
Table 12--Ozone Design Values in San Diego County and the Corresponding
Emissions of NOX and VOC in the San Diego County Area
------------------------------------------------------------------------
Emissions (tpd)
Scenario Design value ---------------------
(ppb) NOX VOC
------------------------------------------------------------------------
Base Year (2017).................. 83.0 77.0 116.0
Attainment Year (2032)............ 71.1 43.4 96.5
Attainment Year (2032) with a 10 69.9 39.1 96.5
percent reduction in NOX.........
------------------------------------------------------------------------
Sources: 2020 Plan, Attachment K, Section K.3.5 (``NOX Sensitivity
Analysis''); Attachment to September 1, 2023 email from CARB to the
EPA.
[[Page 87873]]
Table 12 of this document presents CARB's summary data regarding
NOX sensitivity in the area, including the emissions of
NOX and VOC for the 2015 ozone NAAQS base year (2017) and
the future attainment year (2032), as well as the measured 2017 ozone
design value (83.0 ppb) and the predicted 2032 design value (71.1 ppb)
with emissions reflecting business-as-usual, that is, without further
emissions reductions. The fourth row of the table shows the DV
predicted for the 2032 attainment year if there were an additional
NOX reduction of ten percent from the business-as-usual
scenario. When NOX emissions in the area are modeled at 39.1
tpd, the modeled design value for the area is 69.9 ppb, a design value
that meets the 2015 ozone NAAQS. DVs are approximately linear with
respect to the corresponding NOX emissions in Table 12,
indicating that the reduction of NOX likely plays a dominant
role in the attainment demonstration in the 2020 Plan.
Second, CARB presents information from a series of sensitivity
tests for the area, in order to provide additional insight into the
relative impact of reducing NOX and VOC on the modeled
design value for the area. These simulations use different data than
the 2020 Plan, including a different model year, domain, and a 2018
emissions inventory base year. However, the (2018) baseline emissions
used for the simulations are similar enough to the baseline emissions
(2017) used for the 2020 Plan that the results of the simulations
provide useful information with which to evaluate the reliance on
NOX substitution in the 2020 Plan for the RFP demonstrations
for compliance with CAA section 182(c)(2)(C).\152\
---------------------------------------------------------------------------
\152\ For example, the 2017 baseline emissions in the 2020 Plan
for the San Diego County nonattainment area are 77 tpd for
NOX and 113 tpd for VOC (see Table 1 of this document--
not including emissions beyond three NM from the coast), whereas the
2018 baseline emissions used for the simulations are 75 tpd for
NOX and 112 tpd for VOC.
---------------------------------------------------------------------------
The simulations were run from values of twenty percent to 100
percent of baseline emissions to produce ``design value isopleths'' at
the Alpine monitoring site, the long-standing design value monitoring
site in San Diego County. Such isopleths can be used to predict what
the effect would be on the design value if either NOX or VOC
emissions were held constant while the other ozone precursor were
altered. Based on the isopleths produced by the simulations, a
reduction of NOX of 40 percent (from 2018 baseline
emissions) results in a decrease in the design value (from 2018) at the
Alpine monitoring site to the level of the 2008 ozone NAAQS whereas the
same decrease in the design value requires a 60 percent decrease in VOC
emissions (from 2018 baseline emissions). The isopleths that were
produced by these simulations indicate that the design value in this
area is more sensitive to decreases in NOX, and that the
effect is more pronounced at lower NOX emissions. For
example, if NOX emissions were held constant at 20 percent
of the 2018 baseline, a change in VOC levels has almost no effect on
the design value modeled for the area (in this case, around 60 ppb),
whereas at a design value of 70.9 ppb, the design value is noticeably
dependent on both pollutants, but still more sensitive to
NOX. This isopleth indicates that NOX control is
more effective than VOC control in the area on both a percentage and a
per ton basis. As such, we find that the reliance on NOX
substitution for RFP demonstration purposes in the 2020 Plan to be
consistent with the requirements of CAA section 182(c)(2)(C).
For these reasons, we have determined that the 2020 Plan
demonstrates RFP in each milestone year, as well as in each attainment
year (2026 for the 2008 ozone NAAQS and 2032 for the 2015 ozone NAAQS),
consistent with applicable CAA requirements and EPA guidance and
rulemakings. We therefore propose to approve the RFP demonstrations for
the San Diego County area for the 2008 ozone NAAQS and for the 2015
ozone NAAQS under sections 172(c)(2), 182(b)(1) and 182(c)(2)(B) of the
CAA, 40 CFR 51.1110(a)(2), 40 CFR 51.1110(a)(2)(i) and (ii), 40 CFR
51.1310(a)(2) and 40 CFR 51.1310(a)(2)(ii).
E. Transportation Control Strategies and Measures To Offset Emissions
Increases From Vehicle Miles Traveled
1. Statutory and Regulatory Requirements
Section 182(d)(1)(A) of the Act requires, in relevant part, a state
to submit, for each area classified as Severe or above, a SIP revision
that ``identifies and adopts specific enforceable transportation
control strategies and transportation control measures to offset any
growth in emissions from growth in vehicle miles traveled or number of
vehicle trips in such area.'' \153\ Herein, we use ``VMT'' to refer to
vehicle miles traveled and refer to the related SIP requirement as the
``VMT emissions offset requirement.'' In addition, we refer to the SIP
revision intended to demonstrate compliance with the VMT emissions
offset requirement as the ``VMT emissions offset demonstration.'' The
2008 and 2015 SRRs extend the VMT emissions offset requirement to
Severe and above areas for the 2008 and 2015 ozone NAAQS at 40 CFR
51.1102 and 40 CFR 51.1302, respectively.
---------------------------------------------------------------------------
\153\ CAA section 182(d)(1)(A) includes three separate elements.
In short, under section 182(d)(1)(A), states are required to adopt
transportation control strategies and measures to offset growth in
emissions from growth in VMT, and, as necessary, in combination with
other emission reduction requirements, to demonstrate RFP and
attainment. For more information on the EPA's interpretation of the
three elements of section 182(d)(1)(A), see 77 FR 58067 at 58068
(September 19, 2012) (proposed withdrawal of approval of South Coast
VMT emissions offset demonstrations). In Section III.E of this
document, we address the first element of CAA section 182(d)(1)(A)
(i.e., the VMT emissions offset requirement). In Sections III.C and
III.D of this document, we propose to approve the attainment
demonstrations and RFP demonstrations, respectively, for the 2008
ozone NAAQS and for the 2015 ozone NAAQS in the San Diego County
area. Compliance with the second and third elements of section
182(d)(1)(A) is predicated on final approval of the attainment and
RFP demonstrations.
---------------------------------------------------------------------------
In Association of Irritated Residents v. EPA, the Ninth Circuit
ruled that additional transportation control measures are required
whenever vehicle emissions are projected to be higher than they would
have been had VMT not increased, even when aggregate vehicle emissions
are actually decreasing.\154\ In response to the court's decision, in
August 2012, the EPA issued guidance titled ``Implementing Clean Air
Act Section 182(d)(1)(A): Transportation Control Measures and
Transportation Control Strategies to Offset Growth in Emissions Due to
Growth in Vehicle Miles Travelled'' (``August 2012 Guidance'').\155\
---------------------------------------------------------------------------
\154\ See Association of Irritated Residents v. EPA, 632 F.3d.
584, at 596-597 (9th Cir. 2011), reprinted as amended on January 27,
2012, 686 F.3d 668, further amended February 13, 2012 (``Association
of Irritated Residents'').
\155\ EPA, ``Implementing Clean Air Act Section 182(d)(1)(A):
Transportation Control Measures and Transportation Control
Strategies to Offset Growth in Emissions Due to Growth in Vehicle
Miles Travelled,'' EPA-420-B-12-053, August 2012, https://nepis.epa.gov/Exe/ZyPDF.cgi/P100EZ4X.PDF?Dockey=P100EZ4X.PDF.
---------------------------------------------------------------------------
The August 2012 Guidance discusses the meaning of ``transportation
control strategies'' (TCSs) and ``transportation control measures''
(TCMs) and recommends that both TCSs and TCMs be included in the
calculations made for the purpose of determining the degree to which
any hypothetical growth in emissions due to growth in VMT should be
offset. Generally, TCS is a broad term that encompasses many types of
controls (including, for example, motor vehicle emissions limitations,
I/M
[[Page 87874]]
programs, alternative fuel programs, other technology-based measures,
and TCMs) that would fit within the regulatory definition of ``control
strategy.'' \156\ A TCM is defined at 40 CFR 51.100(r) as ``any measure
that is directed toward reducing emissions of air pollutants from
transportation sources,'' including, but not limited to, those listed
in section 108(f) of the Clean Air Act. TCMs generally refer to
programs intended to reduce VMT, number of vehicle trips, or traffic
congestion, such as programs for improved public transit, designation
of certain lanes for passenger buses and high-occupancy vehicles, and
trip reduction ordinances.
---------------------------------------------------------------------------
\156\ See, e.g., 40 CFR 51.100(n).
---------------------------------------------------------------------------
The August 2012 Guidance explains how states may demonstrate that
the VMT emissions offset requirement is satisfied in conformance with
the Court's ruling in Association of Irritated Residents. Under the
August 2012 Guidance, states would develop one emissions inventory for
the base year and three different emissions inventory scenarios for the
attainment year.\157\ The base year on-road VOC emissions should be
calculated using VMT in that year, and they should reflect all
enforceable TCSs and TCMs in place in the base year. This would include
vehicle emissions standards, state and local control programs, such as
I/M programs or fuel rules, and any additional implemented TCSs and
TCMs that were already required by or credited in the SIP as of that
base year.
---------------------------------------------------------------------------
\157\ See the August 2012 Guidance for specific details on how
states might conduct the calculations.
---------------------------------------------------------------------------
The first of the emissions calculations for the attainment year
would be based on the projected VMT and trips for that year and assume
that no new TCSs or TCMs beyond those already credited in the base year
inventory have been put in place since the base year. This calculation
demonstrates how emissions would hypothetically change if no new TCSs
or TCMs were implemented, and VMT and trips were allowed to grow at the
projected rate from the base year. This estimate would show the
potential for an increase in emissions due solely to growth in VMT and
trips. This represents a ``no action'' scenario. Emissions in the
attainment year in this scenario may be lower than those in the base
year due to the fleet that was on the road in the base year gradually
being replaced through fleet turnover; however, provided VMT and/or
numbers of vehicle trips in fact increase by the attainment year, they
would still likely be higher than they would have been assuming VMT had
held constant.
The second of the attainment year's emissions calculations would
assume that no new TCSs or TCMs beyond those already credited have been
put in place since the base year, but it would also assume that there
was no growth in VMT and trips between the base year and attainment
year. This estimate reflects the hypothetical emissions level that
would have occurred if no further TCMs or TCSs had been put in place
and if VMT and trip levels had held constant since the base year. Like
the ``no action'' attainment year estimate, emissions in the attainment
year may be lower than those in the base year due to the fleet that was
on the road in the base year gradually being replaced by cleaner
vehicles through fleet turnover, but in this case they would not be
influenced by any growth in VMT or trips. This emissions estimate would
reflect a ceiling on the attainment emissions that should be allowed to
occur under the statute as interpreted by the Court in Association of
Irritated Residents because it shows what would happen under a scenario
in which no offsetting TCSs or TCMs have yet been put in place and VMT
and trips are held constant during the period from the area's base year
to its attainment year. This represents a ``VMT offset ceiling''
scenario. These two hypothetical status quo estimates are necessary
steps in identifying the target level of emissions from which states
would determine whether further TCMs or TCSs, beyond those that have
been adopted and implemented, would need to be adopted and implemented
in order to fully offset any increase in emissions due solely to VMT
and trips identified in the ``no action'' scenario.
Finally, the state would present the emissions that are expected to
occur in the area's attainment year after taking into account
reductions from all enforceable TCSs and TCMs. This estimate would be
based on the VMT and trip levels expected to occur in the attainment
year (i.e., the VMT and trip levels from the first estimate) and all of
the TCSs and TCMs expected to be in place and for which the SIP will
take credit in the area's attainment year, including any TCMs and TCSs
put in place since the base year. This represents the ``projected
actual'' attainment year scenario. If this emissions estimate is less
than or equal to the emissions ceiling that was established in the
second of the attainment year calculations, the TCSs and TCMs
implemented by the attainment year would be sufficient to fully offset
the identified hypothetical growth in emissions.
If, instead, the estimated projected actual attainment year
emissions are still greater than the ceiling that was established in
the second of the attainment year emissions calculations, even after
accounting for post-baseline year TCSs and TCMs, the state would need
to adopt and implement additional TCSs or TCMs to further offset the
growth in emissions. The additional TCSs or TCMs would need to bring
the actual emissions down to at least the VMT offset ceiling estimated
in the second of the attainment year calculations, in order to meet the
VMT offset requirement of section 182(d)(1)(A) as interpreted by the
Court.
2. Summary of State's Submission
CARB prepared the VMT emissions offset demonstration for San Diego
County for the 2008 ozone NAAQS and for the 2015 ozone NAAQS. The
District referenced the State's demonstration in Sections 3.1.3 and
4.1.3 of the 2020 Plan and included the demonstration itself in
Attachment N (``VMT Offset Demonstration for San Diego County'').\158\
In addition to the VMT emissions offset demonstration, Attachment N of
the 2020 Plan includes two appendices--one listing the TCSs adopted by
CARB since 1990 and another listing the TCMs adopted by SANDAG (as of
2018) in San Diego County.\159\ Based on the demonstration included as
Attachment N of the 2020 Plan, the District concludes that the TCSs and
TCMs identified in Attachment N offset the growth in emissions due to
growth in VMT, thus satisfying the VMT emissions offset requirement for
both the 2008 and 2015 ozone NAAQS.
---------------------------------------------------------------------------
\158\ 2020 Plan, pp. 37, 57 and N-1.
\159\ 2020 Plan, Attachment N, Appendix A-1, ``State of
California Motor Vehicle Control Program (1990-Present); Appendix A-
2, ``Adopted Transportation Control Measures.''
---------------------------------------------------------------------------
In Attachment N of the 2020 Plan, CARB presents the VMT offset
demonstration for the area. For this demonstration, CARB used
EMFAC2017, the latest EPA-approved motor vehicle emissions model for
California available at the time the 2020 Plan was developed.\160\ The
EMFAC2017 model estimates the on-road emissions from two combustion
processes (i.e., running exhaust and start exhaust) and four
evaporative processes (i.e., hot soak, running losses, diurnal losses,
and resting losses). The EMFAC2017 model combines trip-based VMT and
speed distribution data from the regional transportation planning
[[Page 87875]]
agency (i.e., SANDAG), starts data based on household travel surveys,
and vehicle population data from the California Department of Motor
Vehicles. These sets of data are combined with corresponding emissions
rates to calculate emissions.
---------------------------------------------------------------------------
\160\ 84 FR 41717 (August 15, 2019).
---------------------------------------------------------------------------
Emissions from running exhaust, start exhaust, hot soak, and
running losses are a function of how much a vehicle is driven.
Emissions from these processes are thus directly related to VMT and
vehicle trips, and CARB included these emissions in the calculations
that provide the basis for the San Diego County VMT emissions offset
demonstration. CARB did not include emissions from resting loss and
diurnal loss processes in the analysis because such emissions are
related to vehicle population, not to VMT or vehicle trips, and thus
are not part of ``any growth in emissions from growth in vehicle miles
traveled or numbers of vehicle trips in such area'' under CAA section
182(d)(1)(A).
The San Diego County VMT emissions offset demonstration for the
2008 ozone NAAQS uses a 2011 base year. The base year for VMT emissions
offset demonstration purposes should generally be the same base year
used for nonattainment planning purposes. In Section III.A of this
document, the EPA is proposing to approve the 2011 base year inventory
for San Diego County for the purposes of the 2008 ozone NAAQS, and
thus, CARB's selection of 2011 as the base year for the area's VMT
emissions offset demonstration for the 2008 ozone NAAQS is appropriate.
The San Diego County VMT emissions offset demonstration for the
2008 ozone NAAQS also includes the three different attainment year
scenarios (i.e., no action, VMT offset ceiling, and projected actual)
described in Section III.E.1 of this document. The 2020 Plan provides a
demonstration of attainment of the 2008 ozone NAAQS in San Diego County
by the applicable attainment date, based on the controlled 2026
emissions inventory. As described in Section III.C of this document,
the EPA is proposing to approve the attainment demonstration for the
2008 ozone NAAQS for San Diego County, and thus, we find CARB's
selection of year 2026 as the attainment year for the VMT emissions
offset demonstration for the 2008 ozone NAAQS to be acceptable.
Table 13 of this document summarizes the relevant distinguishing
parameters for each of the emissions scenarios and shows CARB's
corresponding VOC emissions estimates for the demonstration for the
2008 ozone NAAQS.
Table 13--VMT Emissions Offset Inventory Scenarios and Results for 2008 Ozone NAAQS
----------------------------------------------------------------------------------------------------------------
VMT (1,000/ Starts (trips) VOC emissions
Scenario day) (1,000/day) (tpd)
----------------------------------------------------------------------------------------------------------------
Base Year (2011)............................................ 82,640 11,596 33
No Action (2026)............................................ 87,279 12,278 12
VMT Offset Ceiling (2026)................................... 82,640 11,625 11
Projected Actual (2026)..................................... 87,279 12,008 10
----------------------------------------------------------------------------------------------------------------
Sources: 2020 Plan, Tables N-1 and N-2; supplemental email dated April 27, 2023, from Nesamani Kalandiyur, CARB,
with attachment to John J. Kelly, EPA.
For the base year scenario, CARB ran the EMFAC2017 model for the
2011 base year using VMT and starts data corresponding to that year. As
shown in Table 13, CARB estimates San Diego County VOC emissions at 33
tpd in 2011.
For the ``no action'' scenario, CARB first identified the on-road
motor vehicle control programs (i.e., TCSs \161\) put in place since
the base year and incorporated into EMFAC2017, and then ran EMFAC2017
with the VMT and starts data corresponding to the 2026 attainment year
without the emissions reductions from the on-road motor vehicle control
programs put in place after the base year. Thus, the no action scenario
reflects the hypothetical VOC emissions in the attainment year if CARB
had not put in place any additional TCSs after 2011. As shown in Table
13, CARB estimates the ``no action'' San Diego County VOC emissions at
12 tpd in 2026.
---------------------------------------------------------------------------
\161\ 2020 Plan, Attachment N, table N-5.
---------------------------------------------------------------------------
For the ``VMT offset ceiling'' scenario, CARB ran the EMFAC2017
model for the attainment year but with VMT and starts data
corresponding to base year values. Like the no action scenario, the
EMFAC2017 model was adjusted to reflect the VOC emissions levels in the
attainment years without the benefits of the post-base-year on-road
motor vehicle control programs. Thus, the VMT offset ceiling scenario
reflects hypothetical VOC emissions in San Diego County if CARB had not
put in place any TCSs after the base year and if there had been no
growth in VMT or vehicle trips between the base year and the attainment
year.
The hypothetical growth in emissions due to growth in VMT and trips
can be determined from the difference between the VOC emissions
estimates under the ``no action'' scenario and the corresponding
estimates under the ``VMT offset ceiling'' scenario. Based on the
values in Table 13, the hypothetical growth in emissions due to growth
in VMT and trips in San Diego County would have been 1 tpd (i.e., 12
tpd minus 11 tpd). This hypothetical difference establishes the level
of VMT growth-caused emissions that need to be offset by the
combination of post-baseline year TCSs and any necessary additional
TCSs.
For the ``projected actual'' scenario calculation, CARB ran the
EMFAC2017 model for the attainment year with VMT and starts data at
attainment year values and with the full benefits of the relevant post-
baseline year motor vehicle control programs. For this scenario, CARB
included the emissions benefits from TCSs put in place since the base
year. Between 2000 and 2019, annual VOC emissions in San Diego County
declined 48 percent, approximately 65 percent of which was due to
reductions from light-duty passenger vehicles.\162\ As shown in Table
13 of this document, on-road VOC emissions are projected to decline by
more than two-thirds (from 33 tpd to 10 tpd), from the 2011 base year
to the 2026 attainment year. The most significant measures reducing VOC
emissions during this timeframe are the regulations included in the
Advanced Clean Cars regulatory package, such as the Low Emission
Vehicle (LEV) III regulations that establish increasingly stringent
emission standards for both criteria pollutants and greenhouse gases
for new passenger vehicles through the 2025 model year and the Zero-
Emission
[[Page 87876]]
Vehicle (ZEV) sales mandate regulations.\163\
---------------------------------------------------------------------------
\162\ 2020 Plan, Attachment M, ``Weight of Evidence
Demonstration for San Diego County,'' Table M-4.
\163\ See also 2020 Plan, Attachment N, Table N-5.
---------------------------------------------------------------------------
As shown in Table 13, the projected actual attainment-year VOC
emissions are 10 tpd. CARB compared this value against the
corresponding VMT offset ceiling value to determine whether additional
TCSs or TCMs would need to be adopted and implemented in order to
offset any increase in emissions due solely to VMT and trips. Because
the projected actual emissions are less than the corresponding VMT
offset ceiling emissions, CARB concluded that the demonstration shows
compliance with the VMT emissions offset requirement and that the
adopted TCSs are sufficient to offset the growth in emissions from the
growth in VMT and vehicle trips in the San Diego County area for the
2008 ozone NAAQS.
The San Diego County VMT emissions offset demonstration for the
2015 ozone NAAQS uses a 2017 base year. The base year for VMT emissions
offset demonstration purposes should generally be the same base year
used for nonattainment planning purposes. In Section III.A of this
document, the EPA is proposing to approve the 2017 base year inventory
for the San Diego County area for the purposes of the 2015 ozone NAAQS,
and thus, CARB's selection of 2017 as the base year for the area's VMT
emissions offset demonstration for the 2015 ozone NAAQS is appropriate.
The San Diego County area VMT emissions offset demonstration for
the 2015 ozone NAAQS also includes the three different attainment year
scenarios (i.e., no action, VMT offset ceiling, and projected actual)
described in Section III.E.1. The 2020 Plan provides a demonstration of
attainment of the 2015 ozone NAAQS in the San Diego County area by the
applicable attainment date, based on the controlled 2032 emissions
inventory. As described in Section III.C of this document, the EPA is
proposing to approve the attainment demonstration for the 2015 ozone
NAAQS for the San Diego County area, and thus, we find CARB's selection
of year 2032 as the attainment year for the VMT emissions offset
demonstration for the 2015 ozone NAAQS to be acceptable.
Table 14 of this document summarizes the relevant distinguishing
parameters for each of the emissions scenarios and shows CARB's
corresponding VOC emissions estimates for the demonstration for the
2015 ozone NAAQS.
Table 14--VMT Emissions Offset Inventory Scenarios and Results for 2015 Ozone NAAQS
----------------------------------------------------------------------------------------------------------------
VMT (1,000/ Starts (trips) VOC emissions
Scenario day) (1,000/day) (tpd)
----------------------------------------------------------------------------------------------------------------
Base Year (2017)............................................ 83,217 10,783 18
No Action (2032)............................................ 91,751 13,411 10
VMT Offset Ceiling (2032)................................... 83,217 12,164 9
Projected Actual (2032)..................................... 91,751 13,130 8
----------------------------------------------------------------------------------------------------------------
Sources: 2020 Plan, Tables N-1 and N-2; supplemental email dated April 27, 2023, from Nesamani Kalandiyur, CARB,
with attachment, to John J. Kelly, EPA.
For the base year scenario, CARB ran the EMFAC2017 model for the
2017 base year using VMT and starts data corresponding to that year. As
shown in Table 14, CARB estimates San Diego County VOC emissions at 18
tpd in 2017.
For the ``no action'' scenario, CARB first identified the on-road
motor vehicle control programs (i.e., TCSs \164\) put in place since
the base year and incorporated into EMFAC2017, and then ran EMFAC2017
with the VMT and starts data corresponding to the 2032 attainment year
without the emissions reductions from the on-road motor vehicle control
programs put in place after the base year. Thus, the no action scenario
reflects the hypothetical VOC emissions in the attainment year if CARB
had not put in place any additional TCSs after 2017. As shown in Table
14 of this document, CARB estimates the ``no action'' San Diego County
VOC emissions at 10 tpd in 2032.
---------------------------------------------------------------------------
\164\ 2020 Plan, Attachment N, Table N-5.
---------------------------------------------------------------------------
For the ``VMT offset ceiling'' scenario, CARB ran the EMFAC2017
model for the attainment year but with VMT and starts data
corresponding to base year values. Like the no action scenario, the
EMFAC2017 model was adjusted to reflect the VOC emissions levels in the
attainment years without the benefits of the post-base-year on-road
motor vehicle control programs. Thus, the VMT offset ceiling scenario
reflects hypothetical VOC emissions in San Diego County if CARB had not
put in place any TCSs after the base year and if there had been no
growth in VMT or vehicle trips between the base year and the attainment
year.
The hypothetical growth in emissions due to growth in VMT and trips
can be determined from the difference between the VOC emissions
estimates under the ``no action'' scenario and the corresponding
estimates under the ``VMT offset ceiling'' scenario. Based on the
values in Table 14 of this document, the hypothetical growth in
emissions due to growth in VMT and trips in San Diego County would have
been 1 tpd (i.e., 10 tpd minus 9 tpd). This hypothetical difference
establishes the level of VMT growth-caused emissions that need to be
offset by the combination of post-baseline year TCSs and any necessary
additional TCSs.
For the ``projected actual'' scenario calculation, CARB ran the
EMFAC2017 model for the attainment year with VMT and starts data at
attainment year values and with the full benefits of the relevant post-
baseline year motor vehicle control programs. For this scenario, CARB
included the emissions benefits from TCSs put in place since the base
year. Between 2000 and 2019, annual VOC emissions in San Diego County
declined 48 percent, approximately 65 percent of which was due to
reductions from light-duty passenger vehicles.\165\ Table 14 of this
document shows that on-road VOC emissions are projected to decline by
more than one half (from 18 tpd to 8 tpd), from the 2017 base year to
the 2032 attainment year. Significant VOC emissions reductions during
the 2017-2032 timeframe result from the ZEV provisions of the Advanced
Clean Cars program.
---------------------------------------------------------------------------
\165\ 2020 Plan, Table M-4.
---------------------------------------------------------------------------
As shown in Table 14 of this document, the projected actual
attainment-year VOC emissions are 8 tpd. CARB compared this value
against the corresponding VMT offset ceiling value to determine whether
additional TCSs or TCMs would need to be adopted and implemented in
order to offset any increase in emissions due solely to VMT and trips.
Because the
[[Page 87877]]
projected actual emissions are less than the corresponding VMT offset
ceiling emissions, CARB concluded that the demonstration shows
compliance with the VMT emissions offset requirement and that the
adopted TCSs are sufficient to offset the growth in emissions from the
growth in VMT and vehicle trips in the San Diego County area for the
2015 ozone NAAQS.
3. The EPA's Review of the State's Submission
Based on our review of the San Diego County VMT emissions offset
demonstration in Attachment N of the 2020 Plan, we find CARB's analysis
to be consistent with our August 2012 Guidance and consistent with the
emissions and vehicle activity estimates provided by CARB in support of
the 2020 Plan. We agree that CARB and SANDAG have adopted sufficient
TCSs and TCMs to offset the growth in emissions from growth in VMT and
vehicle trips in the San Diego County area for the purposes of both the
2008 ozone NAAQS and the 2015 ozone NAAQS. Therefore, we propose to
approve the San Diego County area VMT emissions offset demonstration
element of the 2020 San Diego County Ozone SIP as meeting the
requirements of CAA section 182(d)(1)(A), 40 CFR 51.1102 and 40 CFR
51.1302.
F. Contingency Measures
1. Statutory and Regulatory Requirements
Under the CAA, ozone nonattainment areas classified under subpart 2
as Serious or above must include in their SIPs contingency measures
consistent with sections 172(c)(9) and 182(c)(9). CAA section 172(c)(9)
requires states with nonattainment areas to provide for the
implementation of specific measures to be undertaken if the area fails
to make RFP or to attain the NAAQS by the applicable attainment date.
Such measures must be included in the SIP as contingency measures to
take effect in any such case without further action by the state or the
EPA. CAA section 182(c)(9) requires states to provide contingency
measures in the event that an ozone nonattainment area fails to meet
any applicable RFP milestone. The SIP should contain trigger mechanisms
for the contingency measures, specify a schedule for implementation,
and indicate that the measure will be implemented without significant
further action by the state or the EPA.\166\ Contingency measures must
be designed so as to be implemented prospectively; already-implemented
control measures may not serve as contingency measures even if they
provide emissions reductions beyond those needed for any other CAA
purpose.\167\
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\166\ 70 FR 71612 (November 29, 2005); 2008 Ozone SRR, 80 FR
12264, 12285 (March 6, 2015); 2015 Ozone SRR, 83 FR 62998, 63026
(December 6, 2018).
\167\ See Bahr v. EPA, 836 F.3d 1218, 1235-1237 (9th Cir. 2016)
(``Bahr'') and Sierra Club v. EPA, 21 F.4th 815, 827-828 (D.C. Cir.
2021).
---------------------------------------------------------------------------
The purpose of contingency measures is to continue progress in
reducing emissions while a state revises its SIP to meet the missed RFP
requirement or to correct ongoing nonattainment. Neither the CAA nor
the EPA's implementing regulations establish a specific level of
emissions reductions that implementation of contingency measures must
achieve, but the EPA's 2008 Ozone SRR and 2015 Ozone SRR reiterate the
EPA's policy that contingency measures should provide for emissions
reductions approximately equivalent to one year's worth of RFP,
amounting to reductions of 3 percent of the baseline emissions
inventory for the nonattainment area.\168\ A state cannot rely on
already-implemented measures to serve as contingency measures, and in
addition, a state cannot rely on already-implemented measures to
justify the adoption of a contingency measure or contingency measures
that would achieve less than one year's worth of RFP to meet the
contingency measures requirements of CAA sections 172(c)(9) and
182(c)(9) for the nonattainment area.\169\ As part of the contingency
measures SIP revision for a given area, the EPA expects states to
explain the amount of anticipated emissions reductions that the
contingency measures will achieve. In the event that a state is unable
to identify and adopt contingency measures that will provide for
approximately one year's worth of RFP, then the EPA recommends that the
state provide a reasoned justification why the smaller amount of
emissions reductions is appropriate.\170\
---------------------------------------------------------------------------
\168\ 2008 Ozone SRR, 80 FR 12264, 12285 (March 6, 2015); 2015
Ozone SRR, 83 FR 62998, 63026 (December 6, 2018).
\169\ See Association of Irritated Residents v. EPA, 10 F.4th
937 (9th Cir. 2021) (``AIR'').
\170\ 81 FR 58010, 58067 (August 24, 2016).
---------------------------------------------------------------------------
In March 2023, the EPA published notice of availability announcing
a new draft guidance addressing the contingency measures requirement of
section 172(c)(9), entitled: ``DRAFT: Guidance on the Preparation of
State Implementation Plan Provisions that Address the Nonattainment
Area Contingency Measure Requirements for Ozone and Particulate Matter
(DRAFT--3/17/23--Public Review Version)'' (herein referred to as the
``Draft Revised Contingency Measure Guidance'') and opportunity for
public comment.\171\ The principal differences between the draft
revised guidance and existing guidance on contingency measures relate
to the EPA's recommendations concerning the specific amount of
emissions reductions that implementation of contingency measures should
achieve, and the timing for when the emissions reductions from the
contingency measures should occur.
---------------------------------------------------------------------------
\171\ 88 FR 17571 (March 23, 2023).
---------------------------------------------------------------------------
Under the draft revised guidance, the recommended level of
emissions reductions that contingency measures should achieve would
represent one year's worth of ``progress'' as opposed to one year's
worth of RFP. One year's worth of ``progress'' is calculated by
determining the average annual reductions between the base year
emissions inventory and the projected attainment year emissions
inventory, determining what percentage of the base year emissions
inventory this amount represents, then applying that percentage to the
projected attainment year emissions inventory to determine the amount
of reductions needed to ensure ongoing progress if contingency measures
are triggered.
With respect to the time period within which reductions from
contingency measures should occur, the EPA previously recommended that
contingency measures take effect within 60 days of being triggered, and
that the resulting emissions reductions generally occur within one year
of the triggering event. Under the draft revised guidance, in instances
where there are insufficient contingency measures available to achieve
the recommended amount of emissions reductions within one year of the
triggering event, the EPA believes that contingency measures that
provide reductions within up to two years of the triggering event would
be appropriate to consider towards achieving the recommended amount of
emissions reductions. The draft revised guidance does not alter the 60-
day recommendation for the contingency measures to take initial effect.
2. Summary of the State's Submission
The 2020 Plan addresses the contingency measures requirement in
Section 3.4 for the 2008 ozone NAAQS, Section 4.4 for the 2015 ozone
NAAQS and Attachment O (``Contingency Measures for San Diego County'')
to the plan. For both ozone NAAQS, the 2020 Plan anticipates the
District's adoption of a revision to the District's architectural
coatings rule (Rule 67.0.1)
[[Page 87878]]
to include a specific contingency provision that would narrow the small
container exemption in the rule in the event that the area misses an
RFP milestone or fails to attain the ozone NAAQS by the applicable
attainment date. The District estimates that the anticipated
contingency provision in the architectural rule would achieve 0.72 tpd
of VOC reductions, i.e., if triggered by the EPA's determination that
the area failed to meet an RFP milestone or failed to attain the 2008
or 2015 ozone NAAQS by the applicable attainment date.\172\ The
estimated emissions reductions from the amended architectural coatings
rule (0.72 tpd of VOC) represent approximately 18 percent of one year's
worth of RFP for the 2008 ozone NAAQS and approximately 21 percent of
one year's worth of RFP for the 2015 ozone NAAQS.\173\
---------------------------------------------------------------------------
\172\ 2020 Plan, Attachment O, p. O-1.
\173\ The percentages are based on one year's worth of RFP,
which is 3 percent of the 2011 VOC baseline emissions.
---------------------------------------------------------------------------
For both ozone NAAQS, the 2020 Plan demonstrates compliance with
the contingency measures requirements in CAA sections 172(c)(9) and
182(c)(9) by coupling the anticipated emissions reductions from the
contingency provision in the architectural coatings rule with projected
surplus VOC and NOX emissions reductions that are expected
to occur due to ongoing State mobile source control programs in San
Diego County, providing for approximately one year's worth of RFP in
the years following RFP milestone and attainment years.\174\ In this
context, ``surplus'' emissions reductions refers to emissions
reductions that are beyond those required to provide for RFP and
attainment for the 2008 and 2015 ozone NAAQS.
---------------------------------------------------------------------------
\174\ 2020 Plan, Attachment O, p. O-7.
---------------------------------------------------------------------------
Since submission of the 2020 Plan, the District has adopted the
contingency provision in the District's architectural coatings rule
(District Rule 67.0.1), and CARB has submitted the amended rule to the
EPA as a revision to the California SIP. In late 2022, the EPA took
final action to approve amended Rule 67.0.1.\175\ In our final rule
approving amended Rule 67.0.1, we concluded that the contingency
provision in the amended rule (paragraph (b)(6) of the rule) meets the
requirements for individual contingency measures under CAA sections
172(c)(9) and 182(c)(9). However, we also indicated that, while the
amended rule meets the requirements for a stand-alone contingency
measure, we were not making any determination at that time as to
whether the individual contingency measure is sufficient in itself for
San Diego County to fully comply with the contingency measures
requirements under CAA sections 172(c)(9) and 182(c)(9).\176\
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\175\ 87 FR 78544 (December 22, 2022).
\176\ Id.
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3. The EPA's Review of the State's Submission
Sections 172(c)(9) and 182(c)(9) require contingency measures to
address potential failure to achieve RFP milestones or failure to
attain the NAAQS by the applicable attainment date. The 2020 Plan was
prepared and submitted following the Bahr decision and, thus, does not
rely solely on surplus emissions reductions from already-implemented
measures to demonstrate compliance with the contingency measures
requirements, but rather, anticipated the revision of a District rule
to include a specific contingency provision that would be designed to
be both prospective and conditional. Since the 2020 Plan was submitted,
the District has fulfilled the commitment in the 2020 Plan that the
District amend the District's architectural coatings rule to include
contingency provisions, and the EPA has approved the amended rule as a
stand-alone contingency measure.
The 2020 Plan was, however, prepared and submitted prior to the AIR
decision and relies on the surplus emissions reductions from already-
implemented measures, not as a contingency measure per se, but as
justification for adopting a contingency measure that would provide far
less than the EPA's recommended amount of emissions reductions to meet
the contingency measures requirements (i.e., one year's worth of RFP).
In doing so, the 2020 Plan takes an approach to meeting the contingency
measures requirements that is essentially the same as the approach that
was rejected in the AIR decision. Also, earlier this year, the EPA has
published new draft guidance addressing the contingency measures
requirements. The principal differences between the Draft Revised
Contingency Measure Guidance and existing guidance on contingency
measures relate to the EPA's recommendations concerning the specific
amount of emission reductions that implementation of contingency
measures should achieve, and the timing for when the emissions
reductions from the contingency measures should occur.
In light of the change in circumstances arising from the AIR
decision and the EPA's Draft Revised Contingency Measure Guidance, we
are deferring action on the contingency measures portion of the 2020
Plan at the present time to provide additional time for CARB and the
District to supplement the contingency measures portion of the 2020
Plan with additional contingency measures and a reasoned justification
(if the contingency measures do not provide for the amount of
reductions recommended by the EPA), as needed, to meet the contingency
measure requirements of CAA sections 172(c)(9) and 182(c)(9).
G. Motor Vehicle Emissions Budgets for Transportation Conformity
1. Statutory and Regulatory Requirements
Section 176(c) of the CAA requires federal actions in nonattainment
and maintenance areas to conform to the SIP's goals of eliminating or
reducing the severity and number of violations of the NAAQS and
achieving timely attainment of the standards. Conformity to the SIP's
goals means that such actions will not: (1) cause or contribute to
violations of a NAAQS; (2) worsen the severity of an existing
violation; or (3) delay timely attainment of any NAAQS or any interim
milestone.
Actions involving Federal Highway Administration (FHWA) or Federal
Transit Administration (FTA) funding or approval are subject to the
EPA's transportation conformity rule, codified at 40 CFR part 93,
subpart A. Under this rule, metropolitan planning organizations in
nonattainment and maintenance areas coordinate with state and local air
quality and transportation agencies, the EPA, the FHWA, and the FTA to
demonstrate that an area's regional transportation plans and
transportation improvement programs conform to the applicable SIP. This
demonstration is typically done by showing that estimated emissions
from existing and planned highway and transit systems are less than or
equal to the motor vehicle emissions budgets contained in all control
strategy SIPs. Motor vehicle emissions budgets are generally
established for specific years and specific pollutants or precursors.
Ozone plans should identify motor vehicle emissions budgets for on-road
emissions of ozone precursors (NOX and VOC) in the area for
each RFP milestone year and, if the plan demonstrates attainment, the
attainment year.\177\
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\177\ 40 CFR 93.102(b)(2)(i).
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For motor vehicle emissions budgets to be approvable, they must
meet, at a minimum, the EPA's adequacy criteria
[[Page 87879]]
at 40 CFR 93.118(e)(4). To meet these requirements, the motor vehicle
emissions budgets must be consistent with the attainment and RFP
requirements and reflect all motor vehicle control measures contained
in the attainment and RFP demonstrations.\178\
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\178\ 40 CFR 93.118(e)(4)(iii), (iv) and (v). For more
information on the transportation conformity requirements and
applicable policies on motor vehicle emissions budgets, please visit
our transportation conformity website at: https://www.epa.gov/state-and-local-transportation.
---------------------------------------------------------------------------
The EPA's process for determining adequacy of a transportation
budget consists of three basic steps: (1) providing public notification
of a SIP submission; (2) providing the public the opportunity to
comment on the motor vehicle emissions budgets during a public comment
period; and, (3) making a finding of adequacy or inadequacy.\179\
---------------------------------------------------------------------------
\179\ 40 CFR 93.118.
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2. Summary of the State's Submission
The 2020 Plan includes motor vehicle emissions budgets for both the
2008 and the 2015 ozone NAAQS. For the 2008 ozone NAAQS, the 2020 Plan
provides for motor vehicle emissions budgets for 2020 and 2023 RFP
milestone years, and a 2026 attainment year. For the 2015 ozone NAAQS,
the plan provides for motor vehicle emissions budgets for 2023, 2026
and 2029 RFP milestone years and the 2032 attainment year.
The motor vehicle emissions budgets in the 2020 Plan were
calculated for an average summer day using EMFAC2017, the version of
CARB's EMFAC model approved by the EPA for estimating emissions from
on-road vehicles operating in California at the time the 2020 Plan was
developed.\180\ The motor vehicle emissions budgets in the 2020 Plan
reflect the transportation activity data provided by SANDAG including
updated VMT and speed distribution data developed for the 2019 Federal
Regional Transportation Plan.\181\ The motor vehicle emissions budgets
also reflect an upward adjustment to account for the EPA's SAFE 1
action \182\ and are rounded up to the nearest tenth of a ton per day.
The 2008 and 2015 ozone NAAQS motor vehicle emissions budgets for
NOX and VOC in the 2020 Plan for the San Diego County area
are shown in Table 15 and Table 16 of this document, respectively.
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\180\ The EPA approved the use of EMFAC2017 for use in SIP
development and transportation conformity at 84 FR 41717 (August 15,
2019).
\181\ 2020 Plan, endnote 130. SANDAG, San Diego Forward: The
2019 Federal Regional Transportation Plan (October 2019).
\182\ 84 FR 51310 (September 27, 2019).
Table 15--Motor Vehicle Emissions Budgets for the 2008 Ozone NAAQS in
the San Diego County Area
[Summer planning inventory, tpd]
------------------------------------------------------------------------
Budget year VOC NOX
------------------------------------------------------------------------
2020.................................... 16.3 28.1
2023.................................... 13.6 19.3
2026.................................... 12.1 17.3
------------------------------------------------------------------------
Source: 2020 Plan, Table 3-1.
Table 16--Motor Vehicle Emissions Budgets for the 2015 Ozone NAAQS in
the San Diego County Area
[Summer planning inventory, tpd]
------------------------------------------------------------------------
Budget year VOC NOX
------------------------------------------------------------------------
2023.................................... 13.6 19.3
2026.................................... 12.1 17.3
2029.................................... 11.0 15.9
2032.................................... 10.0 15.1
------------------------------------------------------------------------
Source: 2020 Plan, Table 4-1.
3. The EPA's Review of the State's Submission
The EPA previously found the motor vehicle emissions budgets in the
2020 Plan to be adequate, using our adequacy criteria in 40 CFR
93.118(e)(4) and (5).\183\ On June 4, 2021, the EPA announced the
availability of the 2020 Plan and related motor vehicle emissions
budgets on the EPA's transportation conformity website, requesting
comments by July 6, 2021. The EPA received no comments from the public.
By letter dated September 21, 2021, the EPA determined the 2020, 2023,
2026 motor vehicle emissions budgets for the 2008 ozone NAAQS and the
2023, 2026, 2029 and 2032 motor vehicle emissions budgets for the 2015
ozone NAAQS were adequate for transportation conformity purposes.\184\
On October 4, 2021, the notice of adequacy was published in the Federal
Register.\185\ Since the effective date of our adequacy finding,
October 19, 2021, the U.S. Department of Transportation and the
applicable metropolitan transportation organization, SANDAG, have been
using the adequate motor vehicle emissions budgets for transportation
conformity determinations for the area. The EPA is not required under
its transportation conformity rule to find motor vehicle emissions
budgets adequate prior to proposing approval of them, but in this
instance, we have completed the adequacy review of these motor vehicle
emissions budgets prior to our proposed action on the 2020 Plan.
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\183\ The EPA Office of Transportation and Air Quality (OTAQ)
maintains a website that lists motor vehicle emissions budgets we
are reviewing or have reviewed for adequacy. See our OTAQ adequacy
review web page: https://www.epa.gov/state-and-local-transportation/adequacy-review-state-implementation-plan-sip-submissions-conformity.
\184\ Letter from Elizabeth J. Adams, Air and Radiation Division
Director, EPA Region IX to Richard Corey, Executive Officer, CARB,
dated September 21, 2021.
\185\ 86 FR 54692, effective October 19, 2021.
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The EPA is proposing to approve the motor vehicle emissions budgets
the 2020 Plan for transportation conformity purposes. The EPA has
determined through its review of the 2020 Plan that the motor vehicle
emissions budgets are consistent with emissions control measures in the
SIP and the RFP and attainment demonstrations for the 2008 ozone NAAQS
and the 2015 ozone NAAQS. We note that the on-road motor vehicle
emissions estimates used for the RFP and attainment demonstrations in
the 2020 Plan are based on
[[Page 87880]]
transportation activity data developed for SANDAG's 2018 Regional
Transportation Improvement Program whereas the motor vehicle emissions
budgets are based on updated VMT and speed distribution data from
SANDAG's 2019 Regional Transportation Plan, and thus the on-road motor
vehicle estimates are not exactly the same as the corresponding motor
vehicle emissions budgets. However, we have compared the on-road motor
vehicle emissions used for the RFP and attainment demonstrations with
the motor vehicle emissions budgets and find that the latter are
numerically the same or slightly lower (by 0.1 to 0.4 tpd) for both VOC
and NOX than the corresponding estimates used for the RFP
and attainment demonstrations. Thus, the motor vehicle emissions
budgets are conservative in that they reflect slightly less vehicle
activity than the level of such activity assumed for the RFP and
attainment demonstrations that we are proposing to approve in this
document.
For the reasons discussed in Sections III.C and III.D of this
document, we are proposing to approve the RFP and attainment
demonstrations in the 2020 Plan for the 2008 and 2015 ozone NAAQS. The
motor vehicle emissions budgets, as listed in Tables 15 and 16 of this
document, are consistent with the RFP and attainment demonstrations,
are clearly identified and precisely quantified, and meet all other
applicable statutory and regulatory requirements, including the
adequacy criteria in 40 CFR 93.118(e)(4). For these reasons, the EPA
proposes to approve the motor vehicle emissions budgets in the 2020
Plan for years 2020, 2023, and 2026 for the 2008 ozone NAAQS (and shown
in Table 15 of this document), as well as the motor vehicle emissions
budgets in the 2020 Plan for years 2023, 2026, 2029 and 2032 (shown in
Table 16 of this document), for the 2015 ozone NAAQS.
H. General Conformity Budgets
1. Statutory and Regulatory Requirements
Section 176(c) of the CAA requires federal actions in nonattainment
and maintenance areas to conform to the SIP's goals of eliminating or
reducing the severity and number of violations of the NAAQS and
achieving timely attainment of the standards. Conformity to the SIP's
goals means that such actions will not: (1) cause or contribute to
violations of a NAAQS; (2) worsen the severity of an existing
violation; or (3) delay timely attainment of any NAAQS or any interim
milestone.
Section 176(c)(4) of the CAA establishes the framework for general
conformity. The EPA first promulgated general conformity regulations in
November 1993.\186\ In 2006, 2010, and again in 2016, the EPA revised
the general conformity regulations.\187\ The general conformity
regulations ensure that federal actions not covered by the
transportation conformity rule will not interfere with the SIP and
encourage consultation between the federal agency and the state or
local air pollution control agencies before or during the environmental
review process, as well as public participation (e.g., notification of
and access to federal agency conformity determinations and review of
individual federal actions). In San Diego County, federal actions not
covered by the transportation conformity rule are subject to the
general conformity requirements in District Rule 1501 (``Conformity of
General Federal Actions'') \188\ and in 40 CFR part 93, subpart B, to
the extent the requirements in 40 CFR part 93, subpart B are not
contained in District Rule 1501.\189\
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\186\ 40 CFR part 51, subpart W, and 40 CFR part 93, subpart B.
\187\ 71 FR 40420 (July 17, 2006); 75 FR 17254 (April 5, 2010);
and 81 FR 58010, 58162 (August 24, 2016).
\188\ SDCAPCD Rule 1501 (``Conformity of General Federal
Actions''), approved at 64 FR 19916 (April 23, 1999).
\189\ 40 CFR 93.151.
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The general conformity regulations in 40 CFR part 93, subpart B
provide criteria and procedures for federal agencies to follow in
determining general conformity for federal actions. The applicability
analysis under 40 CFR 93.153 is used to find if a federal action
requires a conformity determination for a specific pollutant. If a
conformity determination is needed, federal agencies can use one of
several methods to show that the federal action conforms to the SIP. In
an area for which the EPA has not approved a revision to the relevant
SIP since the area was designated or reclassified, a federal action may
be shown to ``conform'' by demonstrating there will be no net increase
in emissions in the nonattainment or maintenance area from the federal
action. In an area with an approved SIP revision, conformity to the
applicable SIP can be demonstrated in one of several ways. For actions
where the direct and indirect emissions exceed the rates in 40 CFR
93.153(b), the federal action can include mitigation measures to offset
the emissions increases from the federal action or can show that the
action will conform by meeting any of the following requirements:
showing that the net emissions increases caused by an
action are included in the SIP;
documenting that the state agrees to include the emissions
increases in the SIP;
offsetting the action's emissions in the same or nearby
area of equal or greater classification; or
providing an air quality modeling demonstration in some
circumstances.
The general conformity regulations at 40 CFR 93.161 allow state and
local air quality agencies working with federal agencies with large
facilities (e.g., commercial airports, ports, and large military bases)
that are subject to the general conformity regulations to develop and
adopt an emissions budget for those facilities in order to facilitate
future conformity determinations. Such a budget, referred to as a
facility-wide emissions budget, may be used by federal agencies to
demonstrate conformity as long as the total facility-wide budget level
identified in the SIP is not exceeded.
A state or local agency responsible for implementing and enforcing
the SIP can develop and adopt an emissions budget to be used for
demonstrating conformity under 40 CFR 93.158(a)(1) so long as the
budget meets certain criteria listed in 40 CFR 93.161(a). The
requirements include: (1) the facility-wide budget must be for a set
time period; (2) the budget must cover the pollutants or precursors of
the pollutants for which the area is designated nonattainment or
maintenance; (3) the budgets must be specific about what can be emitted
on an annual or seasonal basis; (4) the emissions from the facility
along with all other emissions in the area must not exceed the total
SIP emissions budget for the nonattainment or maintenance area; (5)
specific measures must be included to ensure compliance with the
facility-wide budget, such as periodic reporting requirements or
compliance demonstrations when the federal agency is taking an action
that would otherwise require a conformity determination; (6) the budget
must be submitted to the EPA as a SIP revision; and (7) the SIP
revision must be approved by the EPA. Having or using a facility-wide
emissions budget does not preclude a federal agency from demonstrating
conformity in any other manner allowed by the conformity rule.
Once approved by the EPA, total direct and indirect emissions from
federal actions in conjunction with all other emissions subject to
general conformity from the facility that do not exceed the facility-
wide budget are ``presumed to conform'' to the SIP and
[[Page 87881]]
do not require a conformity analysis.\190\ However, if the total direct
and indirect emissions from the federal actions in conjunction with the
other emissions subject to general conformity from the facility exceed
the budget, the action must be evaluated for conformity.\191\
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\190\ 40 CFR 93.161(c).
\191\ 40 CFR 93.161(d).
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2. Summary of the State's Submission
General conformity requirements are addressed in the 2020 Plan in
Section 2.1.3, ``Emissions Budgets.'' The 2020 Plan includes facility-
wide emissions budgets (facility-wide budgets) that allow for
increments of growth for military and airport facilities in the area.
Further information supporting the military facility-wide budgets is
included in the 2020 Plan's Attachment B, ``Planned Military Projects
Subject to General Conformity''; further information supporting airport
facility-wide budgets is included in Attachment C, ``Planned San Diego
International Airport Projects Subject to General Conformity.''
The EPA has reviewed facility-wide budgets for military facilities
in San Diego County in the past, prior to the 2010 revisions to the
EPA's general conformity regulations that expressly authorized such
budgets. In 2003, the EPA proposed to approve the San Diego County
redesignation request and maintenance plan (RRMP) for the 1979 1-hour
ozone NAAQS.\192\ We approved the RRMP later that year, redesignating
the area to attainment for the 1-hour ozone NAAQS and approving a ten-
year maintenance plan for the area.\193\ Although our final action did
not approve facility-wide budgets explicitly, expected growth of
military facility emissions in the San Diego County area were included
in the area's RRMP. In our proposed approval of the RRMP, we indicated
that the ``military growth [general] conformity increment is 11.4 tpd
NOX in 2005, 2010, and 2014,'' that is, over the ten-year
period of the maintenance plan.\194\ Likewise, the EPA approved the San
Diego County RRMP for the 1997 ozone NAAQS, which included a military
growth increment for years 2015, 2020 and 2025.\195\
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\192\ 68 FR 13653 (March 20, 2003).
\193\ 68 FR 37976 (June 26, 2003), effective July 28, 2003.
\194\ 68 FR 13653, 13654.
\195\ 78 FR 17902, at 17912 (March 25, 2013) (proposed approval
of San Diego County RRMP for the 1997 ozone NAAQS); finalized at 78
FR 33230 (June 4, 2013).
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In 2018, for the 2020 Plan, the Department of the Navy (DoN) and
United States Marine Corps (USMC) developed updated projections of
future annual emissions increases and decreases from anticipated
military actions in San Diego County from 2018 through 2037.\196\
NOX was estimated to increase by 8.34 tpd and VOC was
expected to increase by 0.86 tpd from 2018 through 2037.\197\
Previously, the DoN and USMC had estimated emissions would increase by
5.91 tpd NOX and 1.08 tpd VOC between 2011 and 2035.\198\
For the 2020 Plan, the District conservatively took the higher of both
pairs of numbers and, again, conservatively assumed that the entire
anticipated increase through 2037 would occur in 2018. CARB
incorporated that growth increment into the 2019 CARB CEPAM emissions
inventories (Version 1.00) that are used to develop the RFP and
attainment demonstrations in the 2020 Plan.
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\196\ DoN and USMC report to SDCAPCD, ``Department of Navy 2017
Mobile Source Baseline and Emissions Growth Increment Request for
Submittal to the San Diego Air Pollution Control District,'' Naval
Facilities Engineering Command Southwest, San Diego, California,
December 2018.
\197\ 2020 Plan, Table B-2.
\198\ 2020 Plan, Table B-1.
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Specifically, the District and CARB incorporated a total growth
projection of 8.34 tpd of NOX and 1.08 tpd of VOC emissions
into the 2020 Plan and related RFP demonstrations and photochemical
modeling for the attainment demonstrations. The modeling analysis CARB
performed for the 2020 Plan indicates that the growth in military
facility-related emissions is not expected to cause additional ozone
violations.\199\
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\199\ 2020 Plan, p. 18.
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In Section 2.1.3.2 of the 2020 Plan, the District also accommodates
facility-wide budgets (in the form of growth increments) for SDIA in
San Diego County. The San Diego County Regional Airport Authority
(Airport Authority) developed an emissions inventory for SDIA that the
District includes in the 2020 Plan as Attachment C. The SDIA emissions
inventory includes emissions increases anticipated to occur at the
airport from 2012 through 2040. As with the military growth increment,
the District conservatively assumed that all emissions increases at
SDIA would occur in 2018 and CARB included those emissions in their
modeling.
3. The EPA's Review of the State's Submission
The 2020 Plan's facility-wide budgets (i.e., increments of growth)
are included in Table 17 of this document for both the military and for
SDIA expected emissions increases (hereafter, the ``facilities''). At
these levels of growth, CARB air quality modeling predicts that there
will not be an increase in ozone exceedances.\200\ These budgets
represent emissions that are in addition to the baseline emissions
projections in the 2020 Plan and that are built into the 2020 Plan as
separate line items in the emissions inventories used for the RFP and
attainment demonstrations. The purpose of the budgets is to accommodate
anticipated federal actions by the military or by the federal agencies
that permit, fund or approve actions at SDIA that would cause emissions
increases greater than de minimis levels under the general conformity
regulations. The de minimis level used to determine applicability of
the general conformity requirements to federal actions in San Diego
County is 25 tons per year of VOC or NOX based on the area's
Severe classification for the 2008 and 2015 ozone NAAQS.\201\
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\200\ 2020 Plan, p. 19.
\201\ District Rule 1501, section 1551.853(b)(1).
Table 17--Facility-Wide General Conformity Budgets (Increments of
Growth) for the Department of the Navy and United States Marine Corps,
and for the San Diego International Airport in San Diego County
[Summer planning inventory, tpd]
------------------------------------------------------------------------
Facility VOC NOX
------------------------------------------------------------------------
DoN and USMC............................ 1.08 8.34
SDIA.................................... 0.141 1.756
------------------------------------------------------------------------
Source: 2020 Plan, pp. 18 and 19.
[[Page 87882]]
The EPA reviewed the facility-wide budgets (i.e., increments of
growth) for the facilities using the seven criteria listed for
facility-wide budgets in 40 CFR 93.161(a). Criterion 1 is that the
facility-wide budgets must be for a set time period. This criterion is
satisfied by the duration of the growth projected by the military (out
to 2037) and by the Airport Authority (out to 2040).
Criterion 2 is that the facility-wide budgets must cover the
pollutants or precursors of the pollutants for which the area is
designated nonattainment or maintenance. This criterion is satisfied
because the area is designated nonattainment for the 2008 and the 2015
ozone NAAQS and ozone's precursors are VOC and NOX. Both
precursors are addressed in the facility-wide budgets included in the
2020 Plan for the facilities, presented in Table 17 of this document.
Criterion 3 is likewise satisfied in that it requires that facility-
wide budgets include specific quantities allowed to be emitted on an
annual or seasonal basis. Table 17 of this document includes specific
quantities allowed to be emitted by the facilities. Criterion 4 is that
the emissions from the facilities along with all other emissions in the
area will not exceed the emission budget for the area. This criterion
will be satisfied if the EPA finalizes the proposed approval of the RFP
and attainment demonstrations in the 2020 Plan for the 2008 and 2015
ozone NAAQS because the 2020 Plan includes the facility-wide budgets
and all other emissions in the area in the future-year emissions
projections used for the RFP and attainment demonstrations.\202\
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\202\ A detailed description of how the facility-based budgets
were included in the future-year projections used for the RFP and
attainment demonstrations is contained in an email dated May 22,
2023, from Nick Cormier, SDCAPCD, to John J. Kelly, EPA Region IX.
---------------------------------------------------------------------------
Criterion 5 is that there must be specific measures to ensure
compliance with the budget, such as periodic reporting requirements or
a compliance demonstration when the federal agency is taking an action
that would otherwise require a general conformity determination. The
District requested that the military and San Diego Regional Airport
Authority each provide a written letter of commitment to track
compliance with the facility-wide budgets and to make periodic reports
to the District demonstrating compliance when they are taking actions
that would otherwise require a general conformity determination. The
requested letters of commitment have been provided to the
District.\203\
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\203\ Letter dated July 31, 2023, from Ted Anasis, Manager,
Airport Planning, SDIA, to Nick Cormier, SDCAPCD, and letter dated
August 16, 2023, from J.C. Golumbfskie-Jones, Fleet Environmental
Director, Commander Navy Region Southwest, DoN, to Paula Forbis, Air
Pollution Control Officer, SDCAPCD.
---------------------------------------------------------------------------
Criterion 6 is that the facility-wide budgets must be submitted to
the EPA as a SIP revision. The 2020 Plan includes the facility-wide
budgets shown in Table 17 of this document. The seventh and last
criterion is that the SIP revision must be approved by the EPA. For the
reasons stated in this section of this document, we propose to approve
the general conformity budgets included in the 2020 Plan. If the EPA
finalizes this action as proposed, criterion 7 will be satisfied.
I. Other Clean Air Act Requirements Applicable to Severe Ozone
Nonattainment Areas
In addition to the SIP requirements discussed in Sections III.A--
III.H, of this document, the CAA includes certain other SIP
requirements applicable to Severe ozone nonattainment areas, such as
the San Diego County area. In Section III.I., we identify these other
requirements and evaluate the compliance by the State and District with
respect to them for the San Diego County area.
1. Enhanced Vehicle Inspection and Maintenance Programs
Section 182(b)(4) of the CAA requires states with ozone
nonattainment areas classified under subpart 2 as Moderate to submit
SIP revisions that provide for the implementation of a ``Basic''
vehicle inspection and maintenance (I/M) program in those areas.
Section 182(c)(3) of the CAA requires states with ozone nonattainment
areas classified under subpart 2 as Serious or above to submit SIP
revisions that provide for the implementation of an ``Enhanced'' I/M
program in certain urbanized portions of those areas.\204\ As a Severe
ozone nonattainment area for the 2008 and 2015 ozone NAAQS, the State
of California must implement an Enhanced I/M program in the urbanized
portions of the San Diego County area.
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\204\ The CAA I/M SIP requirements apply to Moderate and above
nonattainment areas for the 2008 and 2015 ozone NAAQS pursuant to 40
CFR 51.1102 (for the 2008 ozone NAAQS) and 40 CFR 51.1302 (for the
2015 ozone NAAQS).
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As a general matter, Basic and Enhanced I/M programs both achieve
their objective by identifying vehicles that have high emissions as a
result of one or more malfunctions and requiring them to be repaired.
An Enhanced I/M program covers more of the vehicles in operation,
employs inspection methods that are better at finding high emitting
vehicles, and has additional features to better assure that all
vehicles are tested properly and effectively repaired. The EPA has
established specific requirements for Basic and Enhanced I/M programs
in 40 CFR part 51, subpart S (``The EPA's I/M regulation''). The EPA's
I/M regulation establishes minimum performance standards for Basic and
Enhanced I/M programs as well as requirements for certain elements of
the programs, including, among other elements, test frequency, vehicle
coverage, test procedures and standards, stations and inspectors, and
data collection, analysis and reporting.\205\
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\205\ 40 CFR part 51, subpart S, sections 350-373.
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Under 40 CFR 51.351(i), areas required to implement an Enhanced I/M
program because of being designated and classified under the 8-hour
ozone standard must meet or exceed the VOC and NOX emissions
reductions (i.e., performance standard) achieved by the EPA's model
program for Enhanced I/M. An I/M performance standard is a collection
of program design elements that defines a benchmark program to which a
state's proposed program is compared in terms of its potential to
reduce emissions of the ozone precursors, VOC and NOX. The
performance standard is expressed as emission levels in area-wide
average grams per mile (grams/mile), achieved from on-road motor
vehicles as a result of a specified model I/M program design. The
emissions levels achieved by the state's program design must be
calculated using the most current version of the EPA mobile source
emissions factor model and must meet or exceed the emissions reductions
achieved by the performance standard program both in operation and for
SIP approval. The current version of the EPA mobile source emissions
factor model at the time of CARB's evaluation of the California I/M
program for compliance with 40 CFR 51.351(i) was the Motor Vehicle
Emission Simulator model, version 3 (MOVES3).\206\
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\206\ 86 FR 1106 (January 7, 2021).
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For subject ozone nonattainment areas, the performance standard
must be met for both VOC and NOX unless a NOX
waiver has been approved for the area. Enhanced I/M program areas must
be shown to obtain the same or lower emissions levels as the model
program described in section 51.351(i) to within +/-0.02 grams/mile and
must demonstrate through modeling the ability to maintain this level of
[[Page 87883]]
emissions reduction (or better) through their attainment deadline for
the applicable NAAQS. See 40 CFR 51.351(i)(13).
The California Bureau of Automotive Repair (BAR) implements the I/M
program in California. BAR was required to implement an Enhanced I/M
program in the urbanized portions of San Diego County due to the
County's classification as a Serious nonattainment area for the 1-hour
ozone NAAQS.\207\ In 1997, the EPA issued an interim approval of the
program as meeting the Enhanced I/M requirements for the 1-hour ozone
NAAQS in California.\208\ Currently, BAR implements an Enhanced I/M
program in the urbanized areas of the County, a Basic I/M program in
certain parts of central San Diego County, and a change of ownership I/
M program in the eastern half of the County.\209\
---------------------------------------------------------------------------
\207\ In 1995, the EPA corrected the design value for San Diego
County used to establish San Diego County's original nonattainment
classification for the 1-hour ozone NAAQS and changed the
classification from Severe to Serious. 60 FR 3771 (January 19,
1995).
\208\ 62 FR 1150 (January 8, 1997); see also 74 FR 41818, at
41820 (August 19, 2009).
\209\ California Bureau of Automotive Repair, Smog Check
Reference Guide, revised August 2012, appendix A.
---------------------------------------------------------------------------
The EPA's most recent approval of California's I/M program occurred
in 2010, and in that action, the EPA approved the program as meeting
the applicable I/M requirements for the various nonattainment areas in
the State.\210\ However, at that time, because San Diego County had
been redesignated to attainment for the 1-hour ozone NAAQS and had not
yet been classified for the 1997 ozone NAAQS, San Diego County was no
longer subject to the Enhanced I/M requirement, and the EPA did not
review the program as it applies to San Diego County for compliance
with Enhanced I/M program requirements.\211\
---------------------------------------------------------------------------
\210\ 75 FR 38023 (July 1, 2010).
\211\ The EPA did not classify San Diego County for the 1997
ozone NAAQS until 2012, and, in that rulemaking, classified San
Diego County as ``Subpart 2/Moderate.'' 77 FR 28424 (May 14, 2012).
---------------------------------------------------------------------------
The statutory and regulatory foundation for the approved California
I/M program is set forth in California Health & Safety Code (CH&SC),
Division 26, Part 5, Chapter 5 (Motor Vehicle Inspection Program),
Articles 1 through 9 and in Title 16 of the California Code of
Regulations (16 CCR), Division 33, Chapter 1, Article 5.5 (Motor
Vehicle Inspection Program).\212\ Additional I/M-related statutory and
regulatory provisions in the California SIP include CH&SC section
39032.5; California Business and Professions Code sections 9886 and
9886.1-9886.4; California Vehicle Code sections 4000.1, 4000.2, 4000.3
and 4000.6; and 16 CCR sections 3303.1, 3303.2, 3392.1-3392.6 and
3394.1-3394.6.\213\
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\212\ 75 FR 38023, 38025-38026 (July 1, 2010).
\213\ Id.
---------------------------------------------------------------------------
For the 2020 San Diego County Ozone SIP, the District reviewed the
existing I/M program as implemented in the San Diego County area and
concluded, in light of the EPA's approval of the program with respect
to the 1-hour and 1997 ozone NAAQS, that the area met all applicable I/
M requirements for the 2008 and 2015 ozone NAAQS.\214\ For this
proposed action, we reviewed the existing I/M program and confirmed
that the State implements and enforces an Enhanced I/M program in the
urbanized areas of San Diego County as required in Severe ozone
nonattainment areas.\215\ We also note that, since the EPA's most
recent approval of the California I/M program in 2010, the State has
taken steps to improve the effectiveness of the Smog Check program by
requiring the BAR to direct older vehicles to high-performing auto
technicians and test stations for inspection and certification.\216\
Further changes to State law have required the BAR to implement an
updated protocol for testing 2000 and newer model-year vehicles that
collects more complete On-Board Diagnostic (OBD) information than had
been collected under the existing protocol.\217\ The State publishes an
annual report summarizing the performance of the California smog check
program.\218\ The State also publishes periodic reports to the
Legislature on the resources allocated to smog check program
administration and enforcement.\219\
---------------------------------------------------------------------------
\214\ 2020 Plan, Section 3.1, pp. 33-34 (2008 ozone NAAQS) and
Section 4.1, pp. 53-54 (2015 ozone NAAQS).
\215\ CH&SC section 44003(a)(1) provides: ``An enhanced motor
vehicle inspection and maintenance program is established in each
urbanized area of the state, any part of which is classified by the
Environmental Protection Agency as a serious, severe, or extreme
nonattainment area for ozone or a moderate or serious nonattainment
area for carbon monoxide with a design value greater than 12.7 ppm,
and in other areas of the state as provided in this chapter.'' In
addition, we used BAR's Smog Check Program Area Lookup tool and a
list of zip codes for San Diego County to confirm the implementation
of the Enhanced I/M program in the urbanized areas of San Diego
County.
\216\ CARB, Progress Report on Implementation of
PM2.5 State Implementation Plans (SIP) for the South
Coast and San Joaquin Valley Air Basins and Proposed SIP Revisions
(Release Date: March 29, 2011), Table 1.
\217\ CARB, Revised Proposed 2016 State Strategy for the State
Implementation Plan (March 7, 2017), pp. 52-53.
\218\ The most recent performance report is BAR's Smog Check
Performance Report 2023, July 1, 2023.
\219\ The most recent periodic report is BAR's Sunset Review
Report 2022: presented to the Senate Committee on Business,
Professions and Economic Development and the Assembly Committee on
Business and Professions.
---------------------------------------------------------------------------
Additionally, in April 2023, in response to the EPA's clarification
of I/M SIP requirements for areas designated nonattainment for the
eight-hour ozone NAAQS,\220\ CARB supplemented the motor vehicle I/M
portion of the 2020 Plan with the submission of the Smog Check
Certification as a revision to the California SIP. CARB's Smog Check
Certification includes Enhanced I/M performance standard evaluations
for the urbanized areas within certain ozone nonattainment areas,
including the San Diego County area, for the 2008 and 2015 ozone NAAQS.
For the Smog Check Certification, CARB relied upon the EPA's MOVES3
emissions model and the EPA's most recent guidance for I/M performance
standard modeling \221\ in preparing the Enhanced I/M performance
standard evaluations for the various nonattainment areas addressed in
the Smog Check Certification.
---------------------------------------------------------------------------
\220\ See 87 FR 21842, at 21853 (April 13, 2022) (proposed
determinations and reclassifications for Marginal areas for 2015
ozone NAAQS), finalized at 87 FR 60897 (October 7, 2022).
\221\ EPA, Performance Standard Modeling for New and Existing
Vehicle Inspection and Maintenance (I/M) Programs Using the MOVES
Mobile Source Emissions Model, EPA-420-B-22-034, October 2022.
---------------------------------------------------------------------------
For the San Diego County area, the Smog Check Certification
presents a comparison of July weekday emissions rates (in grams/mile)
for VOC and NOX based on the existing California smog check
program and the Enhanced I/M model program benchmark. The model program
benchmark ultimately includes a 0.02 grams/mile buffer. The analysis
was performed for the years 2017, 2026 and 2032. Table 18 of this
document summarizes the results of the performance standard
modeling.\222\
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\222\ Smog Check Certification, Table 8, p. 20.
[[Page 87884]]
Table 18--Summary of July Weekday Emission Rates for San Diego County
------------------------------------------------------------------------
Scenario NOX VOC
------------------------------------------------------------------------
Calendar Year 2017 July Weekday Emission Rates (grams/mile)
------------------------------------------------------------------------
CA Existing Program..................... 0.2604 0.2292
Enhanced Performance Standard Benchmark. 0.2831 0.2357
Enhanced Performance Standard Benchmark 0.3031 0.2557
with 0.02 g/mile Buffer................
------------------------------------------------------------------------
Calendar Year 2026 July Weekday Emission Rates (grams/mile)
------------------------------------------------------------------------
CA Existing Program..................... 0.0863 0.1284
Enhanced Performance Standard Benchmark. 0.0902 0.1255
Enhanced Performance Standard Benchmark 0.1102 0.1455
with 0.02 g/mile Buffer................
------------------------------------------------------------------------
Calendar Year 2032 July Weekday Emission Rates (grams/mile)
------------------------------------------------------------------------
CA Existing Program..................... 0.0374 0.0960
Enhanced Performance Standard Benchmark. 0.0367 0.0921
Enhanced Performance Standard Benchmark 0.0567 0.1121
with 0.02 g/mile Buffer................
------------------------------------------------------------------------
Source: CARB, Smog Check Certification, Table 8.
For both VOC and NOX in all analysis years, CARB's
MOVES3 modeling results indicate that the California Enhanced I/M
program meets or exceeds the federal Enhanced I/M performance standard
benchmark program with the 0.02 g/mile buffer in San Diego County.
We find that CARB used appropriate methods and input data to
perform the I/M performance standard evaluations for San Diego County,
analyzed appropriate years consistent with 40 CFR 351(i)(13), and
included sufficient documentation to support the results. We also find
that, based on our review of the District's and CARB's certification
and the results presented in the Smog Check Certification, the
California smog check program meets the Enhanced I/M program SIP
requirements under CAA section 182(c)(3), 40 CFR 51.1102 and 40 CFR
51.1302 for the 2008 and 2015 ozone NAAQS in the San Diego County area.
Therefore, the EPA proposes to approve the I/M portion of the 2020
Plan, as supplemented by the San Diego County portion of the Smog Check
Certification, as revisions to the California SIP.
2. New Source Review Rules
Section 182(a)(2)(C) of the CAA requires states to submit SIP
revisions containing permit programs for each of their ozone
nonattainment areas. The SIP revisions are to include requirements for
permits in accordance with CAA sections 172(c)(5) and 173 for the
construction and operation of each new or modified major stationary
source for VOC or NOX anywhere in the nonattainment
area.\223\ The 2008 Ozone SRR and 2015 Ozone SRR include provisions and
guidance for nonattainment new source review (NSR) programs.\224\
---------------------------------------------------------------------------
\223\ See also CAA section 182(d).
\224\ 40 CFR 51.1114 and 80 FR 12264 (March 6, 2015) (2008 ozone
NAAQS); and 40 CFR 51.1314 and 83 FR 62998 (December 6, 2018) (2015
ozone NAAQS).
---------------------------------------------------------------------------
In the 2020 San Diego County Ozone SIP, the District certifies
compliance with NSR requirements for the 2008 and 2015 ozone NAAQS
through amendments to the District's NSR rules (Rules 20.1-20.4) in
June 2019.\225\ In 2020, the EPA issued a final limited approval/
limited disapproval of Rule 20.1 and a full approval of Rules 20.2,
20.3 and 20.4.\226\ In that rulemaking, we found that the rules, with
one exception not directly related to the ozone NAAQS, met the
applicable NSR requirements for San Diego County as a Serious
nonattainment area for the 2008 ozone NAAQS and as a Moderate
nonattainment area for the 2015 ozone NAAQS.
---------------------------------------------------------------------------
\225\ 2020 Plan, section 2.3, pp. 25-26.
\226\ 85 FR 57727 (September 16, 2020).
---------------------------------------------------------------------------
Since our NSR rulemaking in 2020, the San Diego County area has
been reclassified to Severe for the 2008 and 2015 ozone NAAQS. However,
the approved NSR rules already include NOX and VOC
applicability thresholds and offset ratios applicable to Severe ozone
nonattainment areas that automatically applied upon the July 2, 2021
effective date of the area's reclassification to Severe.\227\ In
addition, in 2022, the EPA issued a final full approval of four amended
District rules, including Rule 20.1.\228\ In our 2022 rulemaking, we
found that the submitted NSR rules satisfy the applicable NSR
requirements for both the 2008 and 2015 ozone NAAQS.\229\
---------------------------------------------------------------------------
\227\ 86 FR 29522 (June 2, 2021).
\228\ 87 FR 58729 (September 28, 2022).
\229\ 87 FR 29105, at 29107 (May 12, 2022) (proposed approval of
amended District NSR rules); finalized at 87 FR 58729 (September 28,
2022).
---------------------------------------------------------------------------
Given the recent approval of the NSR program as meeting the
applicable NSR requirements for the two relevant ozone NAAQS, including
the applicability of the Severe area applicability threshold and offset
ratio, we propose to approve the NSR certification in the 2020 Plan
that the EPA-approved District NSR rules comply with the applicable NSR
requirements under CAA sections 172(c)(5), 173 and 182(a)(2)(C), and 40
CFR 51.1114 and 51.1314 for the San Diego County area for the 2008 and
2015 ozone NAAQS.
3. Clean Fuels Fleet Program
Sections 182(c)(4)(A) and 246 of the CAA require states to submit
SIP revisions that establish a clean-fuel vehicle program for fleets
(referred to herein as a Clean Fuels Fleets Program (CFFP)) in certain
of their ozone nonattainment areas classified as Serious and above. The
federal CFFP is specified in part C of title II of the CAA. Section
182(c)(4)(B) of the CAA allows states to opt out of the federal CFFP by
submitting a SIP revision consisting of a program or programs that will
result in at least equivalent long-term reductions in ozone precursors
and toxic air emissions. The CFFP SIP requirement applies to the San
Diego County area as an ozone nonattainment area with a 1980 population
of 200,000 or more and classified as Severe for the 2008 and 2015 ozone
NAAQS.\230\
---------------------------------------------------------------------------
\230\ See the definition of ``covered areas'' in CAA section
246(a)(2). The CFFP SIP requirement applies to the 2008 and 2015
ozone NAAQS pursuant to 40 CFR 51.1102 and 40 CFR 51.1302.
---------------------------------------------------------------------------
[[Page 87885]]
In 1994, CARB submitted a SIP revision to the EPA to opt out of the
federal CFFP. The submittal included a demonstration that California's
low-emissions vehicle program (now referred to as the low-emissions
vehicle (LEV I) regulation) achieved emissions reductions at least as
large as would be achieved by the federal program. The EPA approved the
SIP revision to opt out of the federal program on August 27, 1999.\231\
There have been no changes to the federal CFFP since the EPA approved
the California SIP revision to opt out of the federal program, and
thus, no corresponding changes to the SIP are required. In addition,
California continues to implement its low-emissions vehicle program and
has tightened the low-emissions vehicle emissions standards through
adoption of the LEV II and LEV III regulations. The EPA approved the
LEV II and LEV III regulations as part of the California SIP in
2016.\232\
---------------------------------------------------------------------------
\231\ 64 FR 46849 (August 27, 1999).
\232\ 81 FR 39424 (June 16, 2016).
---------------------------------------------------------------------------
In the 2020 San Diego County Ozone SIP, the District certified
that, in light of the EPA's approval of the SIP revision to opt out of
the federal program, the San Diego County area continues to meet the
requirements of CAA sections 182(c)(4) and 246 for the 2008 and 2015
ozone NAAQS.\233\ We agree with the District's conclusion and find that
the California SIP revision to opt out of the federal program, as
approved in 1999, continues to meet the requirements of CAA sections
182(c)(4) and 246, and 40 CFR 51.1102 and 51.1302, for the San Diego
County area for the 2008 and 2015 ozone NAAQS. For that reason, we
propose to approve the certification in the 2020 San Diego County Ozone
SIP that the San Diego County area continues to meet the CFFP SIP
requirements for the 2008 and 2015 ozone NAAQS.
---------------------------------------------------------------------------
\233\ 2020 San Diego County Ozone SIP, Section 3.1, pp. 33-34
and endnote 78 (2008 ozone NAAQS) and Section 4.1, pp. 53-54 and
endnote 126 (2015 ozone NAAQS).
---------------------------------------------------------------------------
4. Gasoline Vapor Recovery
Section 182(b)(3) of the CAA requires states to submit SIP
revisions by November 15, 1992, that require owners or operators of
gasoline dispensing systems to install and operate gasoline vehicle
refueling vapor recovery (``Stage II'') systems in ozone nonattainment
areas classified as Moderate and above. California's ozone
nonattainment areas implemented Stage II vapor recovery well before the
passage of the CAA Amendments of 1990.\234\
---------------------------------------------------------------------------
\234\ General Preamble, 57 FR 13498, 13514 (April 16, 1992).
---------------------------------------------------------------------------
Section 202(a)(6) of the CAA requires the EPA to promulgate
standards requiring motor vehicles to be equipped with onboard
refueling vapor recovery (ORVR) systems. The EPA promulgated the first
set of ORVR system regulations in 1994 for phased implementation by
vehicle manufacturers, and since the end of 2006, essentially all new
gasoline-powered light and medium-duty vehicles are ORVR-equipped.\235\
Section 202(a)(6) also authorizes the EPA to waive the SIP requirement
under CAA section 182(b)(3) for installation of Stage II vapor recovery
systems after such time as the EPA determines that ORVR systems are in
widespread use throughout the motor vehicle fleet. Effective May 16,
2012, the EPA waived the requirement of CAA section 182(b)(3) for Stage
II vapor recovery systems in ozone nonattainment areas regardless of
classification.\236\ Thus, a SIP submittal meeting CAA section
182(b)(3) is not required for the 2008 ozone NAAQS or the 2015 ozone
NAAQS.
---------------------------------------------------------------------------
\235\ 77 FR 28772, at 28774 (May 16, 2012).
\236\ 40 CFR 51.126(b).
---------------------------------------------------------------------------
While a SIP submittal meeting CAA section 182(b)(3) is not required
for the 2008 or 2015 ozone NAAQS, under California state law (i.e.,
Health and Safety Code section 41954), CARB is required to adopt
procedures and performance standards for controlling gasoline emissions
from gasoline marketing operations, including transfer and storage
operations. State law also authorizes CARB, in cooperation with local
air districts, to certify vapor recovery systems, to identify defective
equipment and to develop test methods. CARB has adopted numerous
revisions to its vapor recovery program regulations and continues to
rely on its vapor recovery program to achieve emissions reductions in
ozone nonattainment areas in California.
In the San Diego County area, the installation and operation of
CARB-certified vapor recovery equipment is required and enforced by
SDCAPCD Rule 61.4 (``Transfer of Volatile Organic Compounds into
Vehicle Fuel Tanks''). This rule was most recently approved into the
SIP on January 7, 2013.\237\
---------------------------------------------------------------------------
\237\ 78 FR 897.
---------------------------------------------------------------------------
5. Enhanced Ambient Air Monitoring
Section 182(c)(1) of the CAA requires states to submit SIP
revisions for all ozone nonattainment areas classified as Serious or
above that contain measures to enhance and improve monitoring for
ambient concentrations of ozone, NOX, and VOC, and to
improve monitoring of emissions of NOX and VOC in those
areas. The enhanced monitoring network for ozone is referred to as the
photochemical assessment monitoring station (PAMS) network. The EPA
promulgated final PAMS regulations on February 12, 1993.\238\ San Diego
County is subject to the CAA PAMS network SIP requirement as a Severe
nonattainment area for the 2008 and 2015 ozone NAAQS pursuant to 40 CFR
51.1102 and 51.1302.
---------------------------------------------------------------------------
\238\ 58 FR 8452 (February 12, 1993).
---------------------------------------------------------------------------
On November 10, 1993, CARB submitted to the EPA a SIP revision
addressing the PAMS network for six ozone nonattainment areas,
including San Diego County, to meet the enhanced monitoring
requirements of CAA section 182(c)(1) and the PAMS regulations for the
1-hour ozone NAAQS. At the time, San Diego County was classified as a
``Severe-15'' ozone nonattainment area for the 1-hour ozone NAAQS but
that classification was later corrected to be ``Serious.'' The EPA
determined that the PAMS SIP revision met all applicable requirements
for enhanced monitoring and approved the PAMS submittal into the
California SIP.\239\
---------------------------------------------------------------------------
\239\ 82 FR 45191 (September 28, 2017).
---------------------------------------------------------------------------
Prior to 2006, the EPA's ambient air monitoring regulations in 40
CFR part 58 (``Ambient Air Quality Surveillance'') set forth specific
SIP requirements (see former 40 CFR 52.20). In 2006, the EPA
significantly revised and reorganized 40 CFR part 58.\240\ Under
revised 40 CFR part 58, SIP revisions are no longer required; rather,
compliance with EPA monitoring regulations is established through
review of required annual monitoring network plans.\241\ The 2008 Ozone
SRR and 2015 Ozone SRR made no changes to these requirements.\242\
---------------------------------------------------------------------------
\240\ 71 FR 61236 (October 17, 2006).
\241\ 40 CFR 58.2(b) now provides that ``[t]he requirements
pertaining to provisions for an air quality surveillance system in
the SIP are contained in this part.''
\242\ The 2008 and 2015 ozone SRRs address PAMS-related
requirements. For the 2008 ozone NAAQS, see 80 FR 12264, at 12291
(March 6, 2015); for the 2015 ozone NAAQS, see 83 FR 62998, at 63008
(December 6, 2018).
---------------------------------------------------------------------------
The most recent annual monitoring plan for San Diego County that
the EPA has reviewed is the District's ``Annual Air Quality Monitoring
Network Report 2021'' (2021 ANP).\243\ The District's 2021 ANP
describes the steps taken to address the requirements of section
182(c)(1), includes descriptions of the PAMS program and provides
additional details about the PAMS network.\244\ The
[[Page 87886]]
EPA approved the District's current PAMS network as part of our
approval of the District's ANP.\245\
---------------------------------------------------------------------------
\243\ SDCAPCD, Annual Air Quality Monitoring Report 2021,
submitted for EPA review on June 29, 2022.
\244\ 2021 ANP, chapter 11 (``Photochemical Assessment
Monitoring Stations (PAMS)''). Starting in 2007, the EPA's
monitoring rules at 71 FR 61236 (October 17, 2006) required the
submittal and EPA action on ANPs. SDCAPCD's 2021 ANP can be found in
the docket for this action.
\245\ Letter dated October 31, 2022, from Gwen Yoshimura, EPA
Region IX to David Sodeman, Chief, Monitoring and Technical
Services, SDCAPCD, approving the 2021 San Diego ANP with certain
exceptions unrelated to the PAMS requirements.
---------------------------------------------------------------------------
The 2020 Plan certifies compliance with the CAA section 182(c)(1)
enhanced ambient monitoring requirement for the 2008 ozone NAAQS and
2015 ozone NAAQS by reference to the area's approved PAMS SIP revision
for the 1-hour ozone NAAQS.\246\ We agree that the San Diego County
area meets the CAA section 182(c)(1) enhanced ambient monitoring
requirement for the 2008 and 2015 ozone NAAQS based on the District's
compliance with the EPA's monitoring regulations in 40 CFR part 58 for
PAMS networks. On that basis, we propose to approve the 2020 Plan's
certification of compliance with the enhanced monitoring requirements
for the 2008 and 2015 ozone NAAQS for the San Diego County area under
CAA section 182(c)(1) and 40 CFR 51.1102 and 51.1302.
---------------------------------------------------------------------------
\246\ 2020 Plan, pp. 33-34 and endnote 80 (2008 ozone NAAQS) and
pp. 53-54 and endnote 128 (2015 ozone NAAQS).
---------------------------------------------------------------------------
6. CAA Section 185 Fee Program
Sections 182(d)(3) and 185 of the CAA require that the SIP for each
Severe and Extreme ozone nonattainment area provide that, if the area
fails to attain by its applicable attainment date, each major
stationary source of VOC and NOX located in the area shall
pay a fee to the state as a penalty for such failure for each calendar
year beginning after the attainment date, until the area is
redesignated as an attainment area for ozone. These requirements apply
to the San Diego County area as a Severe nonattainment area for both
the 2008 and the 2015 ozone NAAQS. States were required to submit to
the EPA by July 20, 2022, a SIP revision that meets the requirements of
CAA section 185 for the 2008 ozone NAAQS. The District adopted Rule 45
to meet those requirements and the state submitted it to the EPA on
July 20, 2022. The EPA plans to take action on that submittal
separately from this action. States are not yet required to submit a
SIP revision that meets the requirements of CAA section 185 for the
2015 ozone NAAQS.\247\
---------------------------------------------------------------------------
\247\ See 40 CFR 51.1117 (2008 ozone NAAQS) and 51.1317 (2015
ozone NAAQS). The deadline for submittal to the EPA for the area's
CAA section 185 SIP revision for the 2015 ozone NAAQS is August 3,
2028.
---------------------------------------------------------------------------
7. Emissions Statement
Section 182(a)(3)(B)(i) of the Act requires states to submit a SIP
revision requiring owners or operators of stationary sources of VOC or
NOX to provide the state with statements of actual emissions
from such sources. Statements must be submitted at least every year and
must contain a certification that the information contained in the
statement is accurate to the best knowledge of the individual
certifying the statement. Section 182(a)(3)(B)(ii) of the Act allows
states to waive the emissions statement requirement for any class or
category of stationary sources that emit less than 25 tpy of VOC or
NOX, if the state provides an inventory of emissions from
such class or category of sources as part of the base year or periodic
inventories required under CAA sections 182(a)(1) and 182(a)(3)(A),
based on the use of emissions factors established by the EPA or other
methods acceptable to the EPA.
The preamble of the 2008 Ozone SRR states that if an area has a
previously approved emissions statement rule for the 1997 ozone NAAQS
or the 1-hour ozone NAAQS that covers all portions of the nonattainment
area for the 2008 ozone NAAQS, such rule should be sufficient for
purposes of the emissions statement requirement for the 2008 ozone
NAAQS. The state should review the existing rule to ensure it is
adequate and, if so, may rely on it to meet the emissions statement
requirement for the 2008 ozone NAAQS.\248\ The same approach was
included in the 2015 Ozone SRR.\249\ Where an existing emissions
statement requirement is still adequate to meet the requirements of
these rules, states can provide the rationale for that determination to
the EPA in a written statement in the SIP to meet this requirement.
States should identify the various requirements and how each is met by
the existing emissions statement program. Where an emissions statement
requirement is modified for any reason, states must provide the
revision to the emissions statement as part of its SIP.
---------------------------------------------------------------------------
\248\ See 80 FR 12264, at 12291 (March 6, 2015).
\249\ See 83 FR 62998, at 63023 (December 6, 2018).
---------------------------------------------------------------------------
The 2020 Plan addresses compliance with the emissions statement
requirement in CAA section 182(a)(3)(B) for the San Diego County area
for the 2008 and 2015 ozone NAAQS in Section 2.2 (``Emissions Statement
Rule Certification'') of the plan.\250\ In Section 2.2 of the 2020
Plan, the District evaluates compliance with CAA section 182(a)(3)(B)
by reference to District Rule 19.3 that, among other things, requires
emissions reporting from stationary sources of NOX and VOC
greater than or equal to 5 tpy, as deemed appropriate by the District's
Air Pollution Control Officer (APCO). In addition, the District reports
emissions of VOC and NOX from sources that emit less than 25
tpy via CARB's California Emission Inventory Development and Reporting
System (CEIDARS). All sources with emissions of VOC or NOX
greater than or equal to 25 tpy must provide an emissions statement to
the District. District Rule 19.3 applies throughout the San Diego
County area. On April 6, 1993, the District adopted District Rule 19.3
to meet the requirements in CAA section 182(a)(3)(B). The District
amended District Rule 19.3 on May 15, 1996, and the EPA approved the
rule into the California SIP, effective May 8, 2000.\251\
---------------------------------------------------------------------------
\250\ 2020 Plan, at 23-25.
\251\ 65 FR 12472 (March 9, 2000).
---------------------------------------------------------------------------
In a separate action, the EPA approved the ``Emissions Statement
Rule Certification'' portion of the 2020 Plan that certifies District
Rule 19.3 as meeting the emissions statement requirement under CAA
section 182(a)(3)(B) for the San Diego County area for the 2008 and
2015 ozone NAAQS.\252\
---------------------------------------------------------------------------
\252\ 87 FR 45657 (July 29, 2022).
---------------------------------------------------------------------------
IV. Environmental Justice Considerations
This document proposes to approve certain SIP elements included in
the 2020 Plan and the San Diego County area portion of the Smog Check
Certification. Information on ozone and its relationship to negative
health impacts can be found on the EPA's website.\253\ We expect that
this proposed action, once approved, will generally be neutral or
contribute to reduced environmental and health impacts on all
populations in the San Diego County area, including people of color and
low-income populations in the area. At a minimum, the approved action
would not worsen any existing air quality and is expected to ensure the
area is meeting requirements to attain air quality standards. Further,
there is no information in the record indicating that this action is
expected to have disproportionately high or adverse human health or
environmental effects on a particular group of people. Lastly,
[[Page 87887]]
although the District did not perform an environmental justice review
specifically for the 2020 Plan, the District does implement the State's
``Community Air Protection Program'' in San Diego County.\254\ This
program identifies specific communities based on environmental, health
and socioeconomic information in order to reduce their pollution
exposure.
---------------------------------------------------------------------------
\253\ Ozone National Ambient Air Quality Standards (NAAQS):
https://www.epa.gov/ground-level-ozone-pollution/ozone-national-ambient-air-quality-standards-naaqs; Health Effects of Ozone
Pollution: https://www.epa.gov/ground-level-ozone-pollution/health-effects-ozone-pollution.
\254\ See email dated March 2, 2023, from Nick Cormier, SDCAPCD,
to John J. Kelly, EPA, regarding environmental justice information
on San Diego County communities. The State's Community Air
Protection Program was created by passage of the State's Assembly
Bill (AB) 617. At the time of the email, the District had developed
a plan to address emissions of air pollutants in one community
(Portside) that was identified by the program and another community
(the ``International Border Community,'' that is, the San Ysidro-
Otay Mesa area) had also been identified.
---------------------------------------------------------------------------
V. Proposed Action
For the reasons discussed in this document, under CAA section
110(k)(3), the EPA is proposing to approve all of the ``2020 Plan for
Attaining the National Ambient Air Quality Standards for Ozone in San
Diego County,'' submitted on January 12, 2021, with two exceptions, and
the San Diego County area I/M SIP revision for the 2008 and 2015 ozone
NAAQS, i.e., the San Diego County portion of the ``Smog Check
Performance Standing Modeling and Certification,'' submitted on April
26, 2023. The portions of the 2020 Plan on that we are not proposing
action are the portion addressing the emissions statement requirement,
which we already approved in a separate rulemaking, and the portion
addressing the contingency measures requirement, for which we are
deferring action.\255\
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\255\ Regarding other applicable requirements for the 2008 and
2015 ozone NAAQS in San Diego County, the EPA has previously
approved the portion of the 2020 Plan that addresses the emissions
statement requirement and will be taking action on the San Diego
RACT submittal in separate rulemakings. See 87 FR 45657 (July 29,
2022) (approval of emissions statement certification); and 88 FR
57361(August 23, 2023) (final approval of District Rule 69.2.2), and
88 FR 48150 (July 26, 2023) (proposed approval of District Rule
69.2.1). A SIP revision for San Diego County addressing the penalty
fee requirements under CAA sections 182(d)(3) and 185 for the 2008
ozone NAAQS was submitted by CARB to the EPA on July 20, 2022, and
EPA will take action on the July 20, 2022 SIP revision in a separate
rulemaking. The area's penalty fee SIP revision is not due for the
2015 ozone NAAQS until August 3, 2028.
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More specifically, we are proposing approval of the following
portions of the 2020 Plan, as supplemented by the Smog Check
Certification, as meeting the following requirements:
Base year emissions inventory element as meeting the
requirements of CAA sections 172(c)(3) and 182(a)(1) for the 2008 and
2015 ozone NAAQS, 40 CFR 51.1115 for the 2008 ozone NAAQS, and 40 CFR
51.1315 for the 2015 ozone NAAQS;
RACM demonstration element as meeting the requirements of
CAA section 172(c)(1) for the 2008 and 2015 ozone NAAQS, 40 CFR
51.1112(c) for the 2008 ozone NAAQS, and 40 CFR 51.1312(c) for the 2015
ozone NAAQS;
Attainment demonstration element for the 2008 ozone NAAQS
as meeting the requirements of CAA section 182(c)(2)(A) and 40 CFR
51.1108;
Attainment demonstration element for the 2015 ozone NAAQS
as meeting the requirements of CAA section 182(c)(2)(A) and 40 CFR
51.1308, and the related commitments by CARB (through CARB Resolution
20-29) to achieve an aggregate emissions reduction of 4 tpd of
NOX by 2032 in the San Diego County area and by the District
(through District Resolution 20-166) to achieve emissions reductions of
1.7 tpd by 2032;
ROP demonstration element as meeting the requirements of
CAA section 182(b)(1) for the 2008 and 2015 ozone NAAQS, 40 CFR
51.1110(a)(2) for the 2008 ozone NAAQS, and 40 CFR 51.1310(a)(2) for
the 2015 ozone NAAQS;
RFP demonstration element as meeting the requirements of
CAA sections 172(c)(2), 182(b)(1), and 182(c)(2)(B) for the 2008 and
2015 ozone NAAQS, 40 CFR 51.1110(a)(2)(i) and (ii) for the 2008 ozone
NAAQS, and 40 CFR 51.1310(a)(2)(ii) for the 2015 ozone NAAQS;
VMT emissions offset demonstration element as meeting the
requirements of CAA section 182(d)(1)(A) for the 2008 and 2015 ozone
NAAQS, 40 CFR 51.1102 for the 2008 ozone NAAQS, and 40 CFR 51.1302 for
the 2015 ozone NAAQS;
Motor vehicle emissions budgets for the 2020 and 2023 RFP
milestone years and the 2026 attainment year (see Table 15) because
they are consistent with the RFP and attainment demonstrations for the
2008 ozone NAAQS proposed for approval herein and meet the other
criteria in 40 CFR 93.118(e)(4);
Motor vehicle emissions budgets for the 2023, 2026 and
2029 RFP milestone years and the 2032 attainment year (see Table 16)
because they are consistent with the RFP and attainment demonstrations
for the 2015 ozone NAAQS proposed for approval herein and meet the
other criteria in 40 CFR 93.118(e)(4);
General conformity budgets (or growth increments, in this
case) for the Department of the Navy and United States Marine Corps,
and for the San Diego International Airport (see Table 17) as meeting
the requirements of CAA section 176(c) and 40 CFR 93.161;
Enhanced vehicle inspection and maintenance program
element in the 2020 Plan, as supplemented by the San Diego County area
portion of the Smog Check Certification, as meeting the requirements of
CAA section 182(c)(3) for the 2008 and 2015 ozone NAAQS, 40 CFR 51.1102
for the 2008 ozone NAAQS, and 40 CFR 51.1302 for the 2015 ozone NAAQS;
Clean fuels fleet program element as meeting the
requirements of CAA sections 182(c)(4)(A) and 246 for the 2008 and 2015
ozone NAAQS, 40 CFR 51.1102 for the 2008 ozone NAAQS, and 40 CFR
51.1302 for the 2015 ozone NAAQS;
New Source Review program element as meeting the
requirements of CAA sections 172(c)(5), 173 and 182(a)(2)(C) for the
2008 and 2015 ozone NAAQS, 40 CFR 51.1114 for the 2008 ozone NAAQS, and
40 CFR 51.1314 for the 2015 ozone NAAQS; and
Enhanced monitoring element as meeting the requirements of
CAA section 182(c)(1) for the 2008 and 2015 ozone NAAQS, 40 CFR 51.1102
for the 2008 ozone NAAQS, and 40 CFR 51.1302 for the 2015 ozone NAAQS.
The EPA is soliciting public comments on the issues discussed in
this document. We will accept comments from the public on this proposal
for the next 30 days and will consider comments before taking final
action.
VI. Statutory and Executive Order Reviews
Under the Clean Air Act, the Administrator is required to approve a
SIP submission that complies with the provisions of the Act and
applicable federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions, the EPA's role is to approve state
choices, provided that they meet the criteria of the Clean Air Act.
Accordingly, this proposed action merely proposes to approve state law
as meeting federal requirements and does not impose additional
requirements beyond those imposed by state law. For that reason, this
proposed action:
Is not a ``significant regulatory action'' subject to
review by the Office of Management and Budget under Executive Orders
12866 (58 FR 51735, October 4, 1993), 13563 (76 FR 3821, January 21,
2011) and 14094 (88 FR 21879, April 11, 2023);
Does not impose an information collection burden under the
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
[[Page 87888]]
Is certified as not having a significant economic impact
on a substantial number of small entities under the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.);
Does not contain any unfunded mandate or significantly or
uniquely affect small governments, as described in the Unfunded
Mandates Reform Act of 1995 (Pub. L. 104-4);
Does not have Federalism implications as specified in
Executive Order 13132 (64 FR 43255, August 10, 1999);
Is not an economically significant regulatory action based
on health or safety risks subject to Executive Order 13045 (62 FR
19885, April 23, 1997);
Is not a significant regulatory action subject to
Executive Order 13211 (66 FR 28355, May 22, 2001); and
Is not subject to requirements of Section 12(d) of the
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272
note) because application of those requirements would be inconsistent
with the Clean Air Act.
In addition, the SIP is not approved to apply on any Indian
reservation land or in any other area where the EPA or an Indian tribe
has demonstrated that a tribe has jurisdiction. In those areas of
Indian country, the proposed action does not have tribal implications
and will not impose substantial direct costs on tribal governments or
preempt tribal law as specified by Executive Order 13175 (65 FR 67249,
November 9, 2000).
Furthermore, Executive Order 12898, ``Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations,'' (59 FR 7629, February 16, 1994), directs Federal
agencies to identify and address ``disproportionately high and adverse
human health or environmental effects'' of their actions on minority
populations and low-income populations to the greatest extent
practicable and permitted by law. The EPA defines environmental justice
(EJ) as ``the fair treatment and meaningful involvement of all people
regardless of race, color, national origin, or income with respect to
the development, implementation, and enforcement of environmental laws,
regulations, and policies.'' The EPA further defines the term fair
treatment to mean that ``no group of people should bear a
disproportionate burden of environmental harms and risks, including
those resulting from the negative environmental consequences of
industrial, governmental, and commercial operations or programs and
policies.''
The State did not evaluate environmental justice considerations as
part of its SIP submittal; the CAA and applicable implementing
regulations neither prohibit nor require such an evaluation. However,
as described in Section IV (Environmental Justice Considerations) of
this document, the District does participate in the State's
environmental justice program. The EPA did not perform an EJ analysis
and did not consider EJ in this proposed action. Due to the nature of
this proposed action, if finalized, this action is expected to have a
neutral to positive impact on the air quality of San Diego County.
Consideration of EJ is not required as part of this action, and there
is no information in the record inconsistent with the stated goal of
Executive Order 12898, to achieve environmental justice for people of
color, low-income populations, and Indigenous peoples.
List of Subjects in 40 CFR Part 52
Environmental protection, Air pollution control, Incorporation by
reference, Intergovernmental relations, Nitrogen dioxide, Ozone,
Reporting and recordkeeping requirements, Volatile organic compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: December 8, 2023.
Martha Guzman Aceves,
Regional Administrator, Region IX.
[FR Doc. 2023-27513 Filed 12-18-23; 8:45 am]
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