National Standards for Traffic Control Devices; the Manual on Uniform Traffic Control Devices for Streets and Highways; Revision, 87672-87696 [2023-27178]
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Federal Register / Vol. 88, No. 242 / Tuesday, December 19, 2023 / Rules and Regulations
to Congress of international agreements.
For further background, see the final
rule at 88 FR 67643.
The Department provided 30 days for
public comment. No comments were
received.
Amendment to § 181.4
The Department is removing the
phrase ‘‘no single criterion or factor by
itself is determinative’’ from
§ 181.4(b)(3)(i). The words were
included in error, and this change is
intended to avoid the regulation being
interpreted to mean that a non-binding
instrument could only constitute a
qualifying non-binding instrument if
multiple factors among those listed in
(b)(3)(i)(A) through (G) weighed in favor
of its significance.
Regulatory Analysis
Administrative Procedures Act
As with the original rulemaking, the
Department is issuing this rule as a final
rule, asserting the ‘‘good cause’’
exemption to the Administrative
Procedure Act (5 U.S.C. 553(b)). We are
past the deadline provided by Congress
to implement this rule, also past the
effective date of the statute itself. See
the final rule for more information.
Regulatory Flexibility Act/Executive
Order 13272: Small Business
This rulemaking is hereby certified as
not expected to have a significant
impact on a substantial number of small
entities under the criteria of the
Regulatory Flexibility Act, 5 U.S.C. 601
et seq.
Congressional Review Act
This rulemaking does not constitute a
major rule, as defined by 5 U.S.C. 804,
for purposes of congressional review of
agency rulemaking.
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The Unfunded Mandates Reform Act of
1995
The Unfunded Mandates Reform Act
of 1995, 2 U.S.C. 1532, generally
requires agencies to prepare a statement
before proposing any rule that may
result in an annual expenditure of $100
million or more by State, local, or tribal
governments, or by the private sector.
This rule will not result in any such
expenditure nor would it significantly
or uniquely affect small governments.
Executive Orders 12372 and 13132:
Federalism and Executive Order 13175,
Impact on Tribes
This rule will not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
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responsibilities among the various
levels of national government. Nor will
the regulations have federalism
implications warranting the application
of Executive Orders 12372 and 13132.
This rule will not have tribal
implications, will not impose costs on
Indian tribal governments, and will not
pre-empt tribal law. Accordingly, the
requirements of Executive Order 13175
do not apply to this rulemaking.
Executive Orders 12866 and 14094;
13563: Regulatory Review
This rule has been drafted in
accordance with the principles of
Executive Order 12866, as amended by
Executive Order 14094, and 13563. The
rulemaking is mandated by a
Congressional statute; therefore,
Congress determined that the benefits of
this rulemaking outweigh the costs. This
rule has been determined to be a
significant rulemaking under Executive
Order 12866.
Executive Order 12988: Civil Justice
Reform
This rule has been reviewed in light
of sections 3(a) and 3(b)(2) of Executive
Order 12988 to eliminate ambiguity,
minimize litigation, establish clear legal
standards, and reduce burden.
The Paperwork Reduction Act of 1995
Under the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), Federal
agencies must obtain approval from
OMB for each collection of information
they conduct, sponsor, or require
through regulation. This rule contains
no new collection of information
requirements.
List of Subjects in 22 CFR Part 181
Treaties.
For the reasons set forth above, the
State Department amends 22 CFR part
181 as follows:
PART 181—COORDINATION,
REPORTING AND PUBLICATION OF
INTERNATIONAL AGREEMENTS
1. The authority section for part 181
continues to read as follows:
■
Authority: 1 U.S.C. 112a, 112b; and 22
U.S.C. 2651a.
2. In § 181.43, revise paragraph
(b)(3)(i) introductory text to read as
follows:
■
§ 181.4 Criteria with respect to qualifying
non-binding instruments.
*
*
*
*
*
(b) * * *
(3) * * *
(i) Consistent with 1 U.S.C.
112b(k)(5)(A)(ii)(I), and except for a
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non-binding instrument referred to in 1
U.S.C. 112b(k)(5)(B), a non-binding
instrument that could reasonably be
expected to have a significant impact on
the foreign policy of the United States,
and that meets the other elements set
out in 1 U.S.C. 112b(k)(5), is a
qualifying non-binding instrument
within the meaning of the Act. The
degree of significance of any particular
instrument requires an objective
wholistic assessment. In deciding
whether a particular instrument meets
the significance standard, the entire
context of the transaction, including the
factors set out below and the
expectations and intent of the
participants, must be taken into
account. Factors that may be relevant in
determining whether a non-binding
instrument could reasonably be
expected to have a significant impact on
the foreign policy of the United States
include whether, and to what extent, the
instrument:
*
*
*
*
*
Joshua L. Dorosin,
Deputy Legal Adviser, Department of State.
[FR Doc. 2023–27837 Filed 12–18–23; 8:45 am]
BILLING CODE 4710–08–P
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
23 CFR Parts 470, 635 and 655
[FHWA Docket No. FHWA–2020–0001]
RIN 2125–AF85
National Standards for Traffic Control
Devices; the Manual on Uniform Traffic
Control Devices for Streets and
Highways; Revision
Federal Highway
Administration (FHWA), U.S.
Department of Transportation (DOT).
ACTION: Final rule.
AGENCY:
The Manual on Uniform
Traffic Control Devices for Streets and
Highways (MUTCD) (also referred to as
‘‘the Manual’’) is incorporated by
reference within our regulations,
approved by FHWA, and recognized as
the national standard for traffic control
devices used on all public roads,
bikeways, or private roads open to
public travel. The purpose of this final
rule is to revise Standard, Guidance,
Option provisions, and supporting
information, relating to the traffic
control devices in all parts of the
MUTCD to improve safety for all road
users by promoting uniformity, and to
incorporate new provisions that reflect
SUMMARY:
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technological advances in traffic control
device application. The MUTCD, with
these changes incorporated, is being
designated as the 11th Edition of the
MUTCD.
Effective on January 18, 2024.
The incorporation by reference of the
publication listed in the rule is
approved by the Director of the Office
of the Federal Register as of January 18,
2024.
FOR FURTHER INFORMATION CONTACT: Mr.
Kevin Sylvester, Office of
Transportation Operations, (202) 366–
2161, Kevin.Sylvester@dot.gov, or Mr.
William Winne, Office of the Chief
Counsel, (202) 366–1397,
William.Winne@dot.gov, Federal
Highway Administration, 1200 New
Jersey Avenue SE, Washington, DC
20590.
DATES:
SUPPLEMENTARY INFORMATION:
The Department of Transportation is
committed to securing a future without
serious roadway injuries or fatalities.
Our approach is guided by our National
Roadway Safety Strategy (NRSS) 1
which was released in January 2022 and
adopts the Safe System Approach as the
guiding paradigm to address roadway
safety. One of the 5 objectives of the
Safe System Approach is Safer Roads.
There are many factors that go into
making a road safe, including the
surrounding land use, the geometric
design of the roadway, and the uniform
and consistent application of traffic
control devices. The MUTCD is a set of
technical criteria for the latter, and does
not preclude action that State, local, or
tribal decision makers might take on the
first two.
The MUTCD is part of an overall DOT
strategy that includes process and
I. Intended Use
The MUTCD is developed and
organized for the purpose of
establishing national standards for
traffic control devices on any roadway,
bikeway, or shared-use path that is open
to public travel. It is not intended to
inform State or local policy on the
design and character of communities or
the geometric design of roadways, to
prioritize a travel mode, or to influence
land use or access by any mode of
travel. Relevant local authorities and
roadway owners determine land use,
such as transit-oriented development,
and roadway design to safely and
conveniently prioritize walking,
bicycling, public transit, motor-vehicle
travel, or a combination of modes. The
DOT is committed to securing a future
without serious roadway injuries or
fatalities and released the NRSS which
adopts a Safe System Approach as the
guiding paradigm to address roadway
safety. As described in the NRSS,
roadway design strongly influences how
people use roadways. The environment
around the roadway system, including
land use and the intersections of
highways, roads, and streets with other
transportation modes such as rail and
transit, also shapes the safety risks
borne by the traveling public. The
FHWA has developed the PSCi which
identifies countermeasures and
strategies effective in reducing roadway
fatalities and serious injuries, and
strongly encourages transportation
agencies to consider implementing tools
to improve safety. Following local
determination of a roadway design, the
1 Information on the NRSS can be viewed at the
following Web address: https://
www.transportation.gov/NRSS.
2 Information on the PSCi can be viewed at the
following Web address: https://highways.dot.gov/
safety/proven-safety-countermeasures.
Electronic Access
This document, the notice of
proposed amendments (NPA), and all
comments received may be viewed
online through the Federal eRulemaking
portal at: www.regulations.gov.
Electronic submission and retrieval help
and guidelines are available under the
help section of the website. It is
available 24 hours each day, 365 days
each year. Please follow the
instructions. An electronic copy of this
document may also be downloaded
from the Office of the Federal Register’s
homepage at: www.federalregister.gov
and the Government Printing Office’s
web page at: www.GovInfo.gov.
Executive Summary
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outreach changes. This document will
be supplemented by a process
improvement to increase the frequency
of MUTCD updates to a 4-year cycle,
seek a wider range of stakeholders to
review and develop recommendations,
and include educational components
that help practitioners understand the
use and applicability of the document.
The FHWA has developed a Proven
Safety Countermeasures initiative 2
(PSCi) which identifies
countermeasures and strategies effective
in reducing roadway fatalities and
serious injuries, and strongly
encourages transportation agencies to
consider implementing tools to improve
safety.
This rulemaking satisfies a
Congressional requirement that was part
of the Infrastructure Investment and
Jobs Act, also known as the Bipartisan
Infrastructure Law.
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MUTCD governs how traffic control
devices communicate the design intent
to the road user to safely and efficiently
navigate the roadway system.
II. Purpose of the Regulatory Action
This final rule is intended to improve
safety, with a focus on vulnerable road
users, streamline processes, and reduce
burdens on State and local agencies by
including many of the successful
devices or applications that have
resulted from nearly 200 official
experiments that FHWA has approved,
including pedestrian safety
enhancements such as the rectangular
rapid-flashing beacon, proven
treatments that help bicyclists navigate
the street more easily such as bicycle
signal faces, congestion-reduction
strategies such as variable speed limits
for speed harmonization, and devices
for traffic management applications
such as dynamic lane control and
shoulder use. In addition, this final rule
adopts new signing to direct electric
vehicle users to charging stations and
the inclusion of numerous treatments
for bicycle and transit lanes.
The rule updates the technical
provisions to reflect advances in
technologies and safety and operational
practices, incorporate recent trends and
innovations, and set the stage for
automated driving systems as those
systems continue to take shape. This
final rule promotes uniformity and
incorporates technological advances in
traffic control device design and
application, and will ultimately
improve and promote the safety,
inclusion, and mobility of all road users
and efficient utilization of roads that are
open to public travel.
With this 11th Edition of the MUTCD,
FHWA addresses any existing
provisions that might have contributed
to situations that inhibit or contravene
the purpose of a nationwide standard
for traffic control devices. The
provisions of the MUTCD establish this
national standard by adopting only
those devices that, by clearly
communicating the roadway design and
operational intent to the road user,
promote the safety, inclusion, and
mobility of all road users and the
efficient utilization of the highways and
streets through an uninterrupted,
uniform system of signs, signals, and
markings as road users travel within and
between jurisdictions. Uniformity and
consistency in message, placement, and
operation of traffic control devices have
been shown to accommodate the
expectancy of the road user, resulting in
a more predictable response,
contributing to improved road user
safety overall. The system of uniform
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traffic control devices works in concert
with the natural tendencies of the road
user in the various high-judgment
situations that the road user will
encounter.
Safety
Uniform traffic control devices are
critical to ensuring safety across the
roadway network, and are part of the
Safe System Approach,3 adopted by
DOT. The Safe System Approach
addresses every aspect of reducing crash
risks, including safer road users, safer
speeds, safer roads, safer vehicles, and
safer post-crash care. Traffic control
devices influence three of these factors
by guiding roadway users toward
uniform and predictable behavior;
directing roadway users on safe
operating speeds; and, in conjunction
with roadway infrastructure, separating
users in time and space. This approach
can prevent crashes and reduce the
kinetic energy transfer that can result in
human injury or death.
In addition, a focus on the safe
mobility of vulnerable road users 4 is
prominent throughout this new edition
and is expected to be a focus in future
rulemaking, anticipated to be issued on
a quadrennial cycle. Consideration of
roadway context as an important factor
has informed many of the new
provisions wherever practicable. In
particular, those applications in which
differing roadway environments and
road user needs are critical to the
decisions on the types of traffic control
devices under consideration have been
emphasized or expanded upon.
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Scope and Applicability
Notwithstanding this focus, it is
important for users of the MUTCD to be
mindful that its scope is limited to
traffic control devices: the signs, signals,
and markings, and how they appear,
operate, and are used. While its
provisions are founded in safety, the
MUTCD is not a roadway design
manual, nor is it a comprehensive safety
manual. The geometric and other design
features of the roadway, such as curbs,
barriers, intersection corner radii, and
3 The Bipartisan Infrastructure Law (BIL), enacted
as the Infrastructure Investment and Jobs Act (IIJA),
defined the safe system approach as ‘‘a roadway
design that emphasizes minimizing the risk of
injury or fatality to road users; and that (i) takes into
consideration the possibility and likelihood of
human error; (ii) accommodates human injury
tolerance by taking into consideration likely
accident types, resulting impact forces, and the
ability of the human body to withstand impact
forces; and (iii) takes into consideration vulnerable
road users.’’
4 Title 23 of the United States Code (23 U.S.C.)
section 148(a), Highway Safety Improvement
Program, states a ‘‘vulnerable road user’’ means a
non-motorist.
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number and width of lanes, have a
significant influence on safety and, in
many cases, road user compliance with
the traffic control devices selected.
Likewise, it is not a policy or directive
on how jurisdictions are to use their
roadways to provide for efficient
mobility of people and goods through
their communities, or which travel
modes are to have priority in the overall
roadway network. Indeed, nothing in
the MUTCD restricts a community from
designing walkable, transit-oriented
roadways or high-speed highways as
that community determines appropriate
to serve its needs. Rather, the MUTCD
is about directly communicating with
the road user, in an effective manner,
about how the roadway is intended to
be used in the context and constraints
of its physical space, design features,
and surrounding environment.
With its human-centered foundation,
the MUTCD has always been about the
road user; establishing uniformity in
message to accommodate expectancy
and behavior, informed by the body of
knowledge based on decades of human
factors research, to provide for the safe
and efficient mobility. Reflecting our
changing environment, that research
basis continues to expand and evolve as
new trends and applications emerge.
While strictly a technical manual, the
primacy of the road user is at the heart
of the MUTCD’s many technical
provisions. The changes adopted in the
new edition seek to emphasize the
importance of the road users—each with
varying capabilities and limitations,
traveling by different modes—in the
design and application of traffic control
devices.
Finally, with this final rule, FHWA
fulfills certain statutory requirements of
the Bipartisan Infrastructure Law (BIL),
enacted as the Infrastructure Investment
and Jobs Act (IIJA), which explicitly
calls for a new edition of the MUTCD
to be issued in a timely manner and be
updated on a quadrennial cycle, as well
as a number of specific items related to
the MUTCD.
III. Summary of the Major Provisions of
the Regulatory Action in Question
Key items in this final rule include
the following:
Incorporation of provisional traffic
control devices currently under Interim
Approval, including pedestrian-actuated
rectangular rapid-flashing beacons at
uncontrolled marked crosswalks, greencolored pavement for bicycle lanes, redcolored pavement for transit lanes, and
a new traffic signal warrant based on
crash experience;
Improvements to safety and
accessibility for pedestrians, including
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the location of pushbuttons at signalized
crosswalks, crosswalk marking patterns,
and accommodations in work zones;
Expanded traffic control devices to
improve safety and operation for
bicyclists, including intersection bicycle
boxes, two-stage turn boxes, bicycle
traffic signal faces, and a new design for
the U.S. Bicycle Route sign;
Additional signing options for
direction to electric vehicle charging
services;
Considerations for agencies to prepare
roadways for automated vehicle
technologies and to support the safe
deployment of automated driving
systems;
Clarifications on patented and
proprietary traffic control devices to
foster and promote innovation; and
Safety and operational improvements,
including revised procedures for the
posting of speed limits, new criteria for
warning signs for horizontal alignment
changes, and new application of traffic
control devices for part-time travel on
shoulders to manage congestion.
In addition, this regulatory action
amends the following:
23 CFR part 470, subpart A, Appendix C;
23 CFR 635.309(o);
23 CFR 655.603(b)(3); and
23 CFR 655.603, Appendix to Subpart F
IV. Costs and Benefits
The FHWA has estimated the costs
and evaluated potential benefits of this
rulemaking and believes the rulemaking
is being proposed in a manner that
fulfills the requirements under 23 U.S.C.
109(d) and 23 CFR part 655, while also
providing flexibility for State and local
agencies. The estimated national costs
are documented in the economic
analysis report titled, ‘‘Assessment of
Economic Impacts of Amendment to the
Manual on Uniform Traffic Control
Devices (11th Edition); Final Rule
Economic Impact Assessment,’’ which
is available on the docket.
The final rule results in clarification
of language and organization of the
MUTCD, increased flexibility and
alternatives for agencies, relaxation of
certain Standard provisions to
Guidance, and the introduction of new
traffic devices. For the purposes of this
analysis, where revisions improve the
clarity of existing content, those
revisions have been considered nonsubstantive. All other revisions are
considered substantive as they
materially change the requirements of
the MUTCD.
The Economic Impact Analysis
provides estimates of general
administrative costs associated with
incorporating and executing the
MUTCD including training costs.
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Second, the incremental costs
associated with revisions to provisions
of the MUTCD are calculated.
This final rule provides quantitative
estimates of the expected compliance
costs associated with the proposed
substantive revisions. There are 138
substantive revisions with minimal or
no impact. These revisions materially
change the MUTCD requirements but
have no cost impacts or minimal cost
impacts.
The remaining nine substantive
revisions have quantifiable economic
impacts. The costs of the revision could
be estimated fully for only five of these,
and partially for one other. Across these
six substantive revisions for which costs
can be quantified, along with the
administrative costs, the total estimated
cost measured in 2020 dollars is $59.7
million when discounted to 2020 at 7
percent. These costs are estimated as the
sum of the effort required for adoption
and training of the MUTCD, the price of
the traffic control device and the
removal and installation costs of the
device, applied to the current and future
deployment rate of the traffic control
device, considering the compliance date
for the provision relating to the device.
The revisions differ in their compliance
dates, the date after which the traffic
control devices must comply with the
MUTCD revisions. The cost estimates
reflect whether the revision includes a
compliance date. For those changes for
which a compliance date is not
specified, the analysis assumes that
agencies would make traffic control
devices comply with the revisions at the
end of the service life of a device while,
for those with a compliance date, the
analysis assumes that agencies would
bring non-compliant traffic control
devices into compliance proportionally
each year until the compliance date.
The analysis cannot account for
agencies that might decide to set their
own compliance dates for those items
that do not have a compliance date in
the national MUTCD. The analysis
period is 10 years starting with an
implementation date of 2023 and
extending through 2032. The costs of
four substantive revisions could not be
estimated due to lack of information,
but all are expected to have net benefits
based on per-unit or per-mile costs and
benefits of the proposed revision. Costs
for each substantive revision with
appreciable impacts are estimated based
on the cost of the traffic control device,
the removal and installation costs of the
device, the current and future
deployment of the traffic control device,
and the compliance date if applicable.
The benefits of the revisions include
operational and safety benefits.
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Operational benefits include the
capacity of the traffic control device to
convey necessary information to road
users, accessibility benefits for
pedestrians with vision disabilities, and
mobility impacts from efficient
operation. In some cases, the safety
benefits are measured by the revision’s
impact on crash surrogate measures
because of the limitations of analyzing
the direct impact of traffic control
devices on crash rates. However, in
most cases the impact on crash
surrogate measures does not provide an
expressed crash reduction capability of
the traffic control. Therefore, the
benefits of these revisions could not be
quantified.
For each substantive revision with
measurable costs, FHWA expects that
the benefits will exceed costs. Based on
the qualitative and quantitative
information presented, FHWA expects
that, in general, the potential benefits of
the rulemaking will exceed its costs.
Background
On December 14, 2020, at 85 FR
80898, FHWA published a Notice of
Proposed Amendments (NPA)
proposing revisions to the MUTCD.
Those changes were proposed to be
designated as the next edition of the
MUTCD. Interested persons were
invited to submit comments to FHWA
Docket No. FHWA–2020–0001.
After the close of the public comment
period, the President signed into law the
BIL, enacted as the IIJA, (Pub. L. 117–
58, Nov. 15, 2021). Section 11129 of BIL
amended 23 U.S.C. 109(d) to require
that a new edition of the MUTCD be
issued not later than 18 months after the
enactment of BIL, and every 4 years
thereafter; and to articulate more
explicitly the role of traffic control
devices, which is to ‘‘promote the
safety, inclusion, and mobility of all
users and efficient utilization of the
highways.’’
Section 11135 of BIL required that the
MUTCD be updated, to the greatest
extent practicable, to provide for the
protection of vulnerable road users; the
safe testing of automated vehicle
technology and safe integration of
automated vehicles onto public streets;
appropriate use of changeable message
signs (CMS) to enhance safety; the
minimum retroreflectivity of traffic
control devices, including pavement
markings; and any additional
recommendations made by the National
Committee on Uniform Traffic Control
Devices (NCUTCD).
In this final rule, FHWA takes steps
to fulfill certain requirements of BIL.
For example, the adoption of
rectangular rapid-flashing beacons and
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87675
bicycle signal faces will improve the
safety of vulnerable road users; a
completely new part of the Manual is
dedicated to traffic control devices to
accommodate driving automation
systems; the provisions on CMS are
greatly expanded to address traffic
safety messages with more clarification
and detail; and FHWA published a final
rule 5 on August 5, 2022, at 87 FR
47921, establishing minimum
retroreflectivity levels for pavement
markings.
Based on the comments received and
its own experience, FHWA is issuing a
final rule and is designating the
MUTCD, with these changes
incorporated, as the 11th Edition of the
MUTCD.
The text of the 11th Edition of the
MUTCD, with these final rule changes
incorporated, and documents showing
the adopted changes from the 2009
Edition, are available for inspection and
copying, as prescribed in 49 CFR part 7,
at the FHWA Office of Transportation
Operations (HOTO–1), 1200 New Jersey
Avenue SE, Washington, DC 20590.
Furthermore, the text of the 11th Edition
of the MUTCD, with these final rule
changes incorporated, and documents
showing the adopted changes from the
2009 Edition, are available on the
FHWA’s MUTCD internet site https://
mutcd.fhwa.dot.gov. The previous
edition of the MUTCD, the 2009
MUTCD with Revisions 1, 2, and 3
incorporated, is also available on this
internet site for reference. The 11th
Edition supersedes all previous editions
and revisions of the MUTCD.
Summary of Comments
The FHWA received more than 17,000
submissions to the docket, containing
over 100,000 individual comments on
the MUTCD in general or on one or
more parts, chapters, sections, or
paragraphs contained in the MUTCD.
The State departments of transportation
(State DOT), city and county
government agencies, Federal
Government agencies, NCUTCD,
consulting firms, private industry,
associations, other organizations, and
individual private citizens submitted
comments. The FHWA has reviewed
and analyzed all comments received.
The significant items and summaries of
the associated public comments, and
FHWA’s analyses and determinations,
are discussed below. In addition to the
following discussion, Preamble Tables
that show the proposed items in the
NPA and the dispositions in the final
rule for each are available on the
5 Designated as Revision 3 of the 2009 Edition of
the MUTCD.
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MUTCD website and in the docket for
this rulemaking.
Discussion of Amendments to the
MUTCD
The following represents a summary
of significant topics of interest
identified based on comments received
from State DOTs, local agencies,
associations, and citizens regarding the
NPA. These items are summarized by
corresponding parts of the MUTCD.
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Part 1. General
Compliance Dates
Compliance dates for four provisions
are adopted in this final rule. The
compliance dates are summarized in
Table 1B–1 of the MUTCD and are
described in detail herein. In addition,
one compliance date from a previous
rulemaking 6 remains in effect.
In Section 2B.64, Paragraph 14
requires that an additional Weight Limit
sign, with an advisory distance or
directional legend, shall be located in
advance of the applicable section of
highway or structure so that prohibited
vehicles can detour or turn around prior
to the limit zone. The NPA proposed
changes to give operators of vehicles
affected by weight limit restrictions
adequate information about the distance
to the restricted area so that they can
properly change their route and to
minimize potential damage to highway
infrastructure as a result of an
overweight vehicle; however, there was
no compliance date proposed for these
changes. Based on comments and to
provide further clarity in this final rule,
the two separate paragraphs from the
2009 edition are retained but the
proposed elevation of the Guidance to a
Standard is adopted with added text to
clarify that the first Standard relates to
posting at the applicable section of
highway and structure, rather than in
advance. The FHWA adds a compliance
date of 5 years for the Standard in
Paragraph 14 requiring the posting of
the additional Weight Limit sign with
the advisory distance or directional
legend. The FHWA believes a 5-year
compliance date is appropriate based on
the critical nature of the infrastructure
in that it allows agencies up to 2 years
to adopt the MUTCD and 3 additional
years for agencies to program, fund, and
install any devices necessary
In Section 2C.25, based on comments
from the NTSB, the Standard which
redesignated the W12–2 sign as an
advance sign is adopted with revised
language to warn road users of vertical
clearances less than 14 feet 6 inches, or
vertical clearances less than 12 inches
6 87
7 https://www.ntsb.gov/investigations/
AccidentReports/Reports/HAR1401.pdf.
FR 47921.
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above the statutory maximum vehicle
height, whichever is greater. All States
have statutory maximum vehicle heights
of 13 feet 6 inches or greater, thus
making the 12 inches above the
statutory maximum vehicle height the
prevailing criterion. However, in the
interest of clarity and safety, the specific
language for clearances less than 14 feet
6 inches is added to make it abundantly
clear that signing for lesser vertical
clearances is required. Further, the use
of the existing W12–2a and new W12–
2b signs is adopted as an Option to
supplement, rather than be used in lieu
of, the advance warning sign. The
FHWA also adopts the Guidance as
proposed in Paragraph 8 which
recommends that for an arch or other
structure under which the clearance
varies greatly, two or more Low
Clearance Overhead (W12–2a or 12–2b)
signs should be installed on the
structure itself to indicate the portions
of the roadway over which the low
clearance applies. This change was
based on recommendations from NTSB
H–14–11 7 to provide signing indicating
the proper lane of travel for overheight
vehicles traveling under an arched
structure. The FHWA received
comments relating to the proposed
compliance dates for a guidance
statement and confusion about the
applicability based on the structure
type. In this final rule FHWA clarifies
their applicability to arch or similar
type varying height structures and the
application of a compliance date when
a sign is not required, in the case of the
recommendation for posting in
Paragraph 8. Based on the critical nature
of the infrastructure, FHWA adopts a
compliance date of 5 years for both
Paragraph 1 (required posting of the low
clearance in advance of the structure)
and Paragraph 8 (recommended posting
of variable low clearances on the
structure, unless determined based on
engineering considerations that the
recommended posting is not needed at
that location).
In a previous and separate
rulemaking, a standard for the minimum
level of retroreflectivity that must be
maintained for pavement markings was
established along with a compliance
date which became Revision 3 to the
2009 edition of the MUTCD. As a result,
FHWA incorporates the provisions from
that completed rulemaking into Section
3A.05. The compliance provision is
only for implementation and continued
use of a method that is designed to
maintain retroreflectivity of longitudinal
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pavement markings, and the compliance
date is September 6, 2026.
The NPA included a compliance date
of 5 years for the new Guidance in
Section 8B.16 recommending the
installation of Low Ground Clearance
and/or Vehicle Exclusion and detour
signs for vehicles with low ground
clearances that might become
immobilized or hung up on high-profile
grade crossings due to their
undercarriages being too low to clear the
roadway profile at the track crossing.
The proposed compliance date applied
only to those locations with known
histories of vehicle hang-ups occurring,
because sufficient geometric criteria do
not currently exist for agencies to
evaluate crossings to determine the
specific types of vehicles that could
experience hang-up situations.
Comments on this section
acknowledged the value of detour
signing for low clearance vehicles in
certain cases but suggested there are too
many variables in terms of geometric
conditions and the types of vehicles and
vehicle combinations to adequately
identify the risk of these vehicles
hanging up at a grade crossing. There
were also comments that suggested
signing for all vehicles that could
potentially hang up at crossings would
result in excessive signing and driver
confusion. There were also comments
about the proposed compliance date,
suggesting instead that devices should
be brought into compliance through
routine maintenance operations. Despite
the challenges, FHWA acknowledges
the need, as recommended in the
National Transportation Safety Board
(NTSB) recommendation H–18–024, to
provide guidance to agencies to help
identify and address high-profile
crossings, especially those that are
known from past experience to be
subject to specific vehicle type hangups. The text provides Guidance and
Support to assist agencies in addressing
these situations through signing. The
compliance date applies to known
potential vehicle hang-up locations that
are currently identified by agencies
through their grade crossing inventory.
The FHWA adopts the Guidance and
Support statements as proposed,
including compliance dates.
The NPA included a compliance date
of 10 years for evaluation and
installation of appropriate treatments),
including preemption, movement
prohibition, pre-signals, or queue cutter
signals, for highway traffic signals
located at or near grade crossings.
Commenters indicated that the costs to
evaluate and implement these
treatments at highway traffic signals can
be significant and may not align with
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the agency’s other priorities.
Commenters also pointed out that the
number of impacted locations varies
greatly by State creating a significant
challenge for some States to meet the
proposed compliance date. Comments
suggested that devices should be
brought into compliance through the
systematic replacement and upgrade of
traffic control devices and not subject to
a compliance date. This final rule
adopts the compliance date for Sections
8D.09 through 8D.12 with revisions to
require only an assessment and
determination of appropriate treatment
to reach compliance at specific
locations. Agencies will be granted
flexibility to determine the schedule for
installation of improvements based on
availability of funding and other safety
priorities through the systematic
replacement and upgrade of traffic
control devices as currently prescribed
in the MUTCD for other traffic control
devices.
Experimentation
The FHWA recognizes the importance
of innovation in traffic control devices
for the improvement of traffic safety and
operations, particularly for vulnerable
road users and automated vehicles. The
FHWA, in this final rule, greatly
expands this section in a number of
areas to better help practitioners in
preparing experimentation plans. In the
NPA, FHWA proposed to create a new
section specifically related to
experimentation, now Section 1B.06
(formerly part of Section 1A.10 in the
2009 MUTCD), with Standard, Support,
and Guidance paragraphs describing the
experimentation process, which
provides for evaluation of new traffic
control devices or applications under
controlled conditions. As part of those
changes, FHWA clarified the existing
paragraph regarding the elements to be
provided in an agency’s request for
experimentation from a Guidance to a
Standard, and expanded the
requirements, including specification of
the timing of submitting semi-annual
progress reports documenting the
approved experiments.
Many commenters supported the need
for experimentation and thoughtful
process associated with it to provide
uniformity and safety for road users;
however, many commenters stated that
they believe the experimentation
process is getting more complicated.
Commenters suggested that the existing
process hinders innovation to the point
of it becoming impossible to pursue due
to the steps and time required. As a
result, some agencies stated that
resource restrictions prevent them from
engaging in experimentation and
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therefore only a handful of States/
agencies can afford to experiment.
Several organizations and State and
local departments of transportation
suggested FHWA retain the
experimentation process as Guidance, as
opposed to Standards, and simplify it.
Several commenters also suggested that
the requirement for devices to be free
from protection by patents, trademarks,
etc. is overly burdensome and stifles
innovation. They suggested that FHWA
allow targeted patented and proprietary
products to be used in the
experimentation process without patent
holders having to forfeit their
proprietary protections and allow
FHWA to consider these products based
on their safety impacts, rather than
having them precluded from the
experimentation process before their
benefits are known. Other comments
ranged from allowing agencies to use
engineering judgement to determine the
appropriate course of action without
making a request for experimentation to
allowing the default assumption that
experimentations may stay in place
beyond the end of the experimentation
period unless FHWA determines that
the experimentation has created an
unacceptable safety or operational issue.
There were also several comments about
the experimentations themselves,
including the requirement for control
sites, and the desire to coordinate
research resources to support local
agencies with data collection efforts and
research partnerships.
In consideration of the comments,
FHWA adopts a new Option to
streamline the process for requesting
official experimentation. This new
Option allows a requesting agency to
submit an abstract of the experimental
concept for preliminary review of its
viability and potential alignment with
other ongoing or previous research on
the concept. The FHWA frequently
engages with agencies prior to
submission of an official request, and
the new Option should reduce burdens
on agencies by deferring or eliminating
the need to develop a full research plan
in the event that FHWA identifies a
solution that complies with the
MUTCD.
An agency will sometimes submit a
request for experimentation with a new
device or application to address a need
that, instead, could be addressed with
devices that comply with the MUTCD.
If an existing compliant solution is
identified, the need for experimentation
to develop and consider a new device or
application is eliminated. To further
assist agencies in preparing requests for
experimentation, clarifying language is
added stating that if one of the required
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items is not applicable for the specific
device or application, those items are
required to be addressed in the request
with a brief explanation as to their nonapplicability. The FHWA adopts this
change to confirm that each of the
required items has been addressed, even
if some of the items do not apply to the
particular type of experimental device
or application or based on the
evaluation methodology.
The FHWA retains the Standard
requiring official approval to
experiment with a traffic control device
that does not comply with the
provisions of the MUTCD on any street,
highway, bikeway, or site roadway open
to public travel. This Standard is a
clarifying statement of the existing
process that is necessary to limit use of
non-compliant devices or applications
and minimize any safety risk from
experimental features, help ensure that
experiments contain adequate
provisions to determine effectiveness,
and provide national documentation of
results. The experimentation process
ensures that efforts to solve safety or
operational problems with new traffic
control devices employ objective, datadriven approaches rather than
subjective, anecdotal, or stochastic
approaches that could result in
unintended adverse effects. The FHWA
understands that the experimentation
process is of concern due to the level of
analysis required, which can take time
and financial resources. However, the
MUTCD is the national standard for
traffic control devices; therefore,
deviation requires specific permission
through experimentation approval. It is
important to understand that nothing
about the experimentation process
prevents States or local communities
from making decisions regarding the
geometric design or land use pattern of
a community for any reason, including
to improve safety for vulnerable road
users. The parameters regarding
experimentation are intended to help
ensure the experimental application
does not introduce unintended risk or
confusion into the transportation
network due to noncompliant traffic
control devices or applications. The
type and level of analysis associated
with experimentation helps ensure
experimentation provides useful
information for later decisionmaking on
additional research, potential revisions
to the MUTCD, or advancement of a
concept through Interim Approval
pending rulemaking. Therefore, the
required basic elements for all
experiments do not change though the
specifics of how they are applied vary
by the device being evaluated and the
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context of its use. In many cases, simple
experimentation provisions can fully
address the necessary basic
requirements and often in ways that are
not prohibitively expensive. For
example, field evaluation of a new
device intended to improve motorist
yielding at crosswalks might require
only simple vehicle yielding counts by
a trained observer at various intervals
over a period of time to compare
conditions before and after
implementation. The cost of
experimentation is completely
dependent on the type of analysis
needed to adequately evaluate the
device or application.
The FHWA retains the existing
MUTCD prohibition on patented or
proprietary traffic control devices,
including under experimental
consideration, and adds language to
clarify that this provision is actually a
limitation that applies to traffic control
devices, but not necessarily to certain
aspects of those devices, such as their
component parts. The FHWA has
sufficient rationale for precluding
patented devices in the MUTCD,
including a long-standing history of
uniformity issues when patented
devices were used on roadways. Given
that the purpose of experimentation is
to test devices or applications for
national applicability and potential or
eventual inclusion in the MUTCD,
allowing patented devices into the
experimentation process would serve no
purpose because eventual inclusion of a
device into the MUTCD would still
require relinquishing those rights.
Further clarification on the extent to
which the MUTCD limits and allows
patented items is provided in Section
1D.06.
The FHWA also retains the existing
provision subjecting experimental traffic
control devices to removal following the
conclusion of the experiment. Requiring
the removal of experimental devices
after an experiment has ended when
those devices are not being considered
for adoption in the MUTCD is necessary
for consistency with the MUTCD being
the national standard for traffic control
devices, with non-compliant devices
only being allowed during
experimentation. Experimental devices
that are shown to be sufficiently
effective based on appropriate levels of
experimentation are sometimes issued
an Interim Approval official ruling and
then become available for use by all
agencies requesting their use.
Experimental devices that lead to
Interim Approvals are generally allowed
to remain in place after the
experimentation period during the
Interim Approval issuance process.
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Control sites, which are sites with
similar characteristics to the
experimentation site but without the
experimental treatment itself, are
typically considered essential for
scientifically sound research on traffic
control devices, as they allow for
comparison of data to minimize the
effects of variables that are not part of
the study. However, FHWA agrees that
for certain types of device evaluations or
applications control sites may not be
necessary to ensure sound research
results. The FHWA therefore revises
that requirement to allow for other
equivalent evaluation methodologies to
be used. In addition, a clarifying
support statement is added allowing a
single experimentation request from
multiple jurisdictions wanting to
experiment with the same device.
Similarly, jurisdictions can potentially
be added to an approved existing
experiment underway by a different
jurisdiction, thereby reducing the time
and expense in experimenting with a
device. This approach differs greatly
from Interim Approval, as the sites in
the added jurisdictions are required to
be evaluated under the same
experimentation plan.
Lastly, FHWA is developing
experimentation guidelines separate
from the MUTCD that will provide
helpful direction in planning,
submitting, and evaluating an MUTCD
experiment with traffic control devices.
The experimentation guidelines will
include background information on
research, how to find assistance, and
practical examples of device
experimentation across different levels
of complexity. In response to noted
concerns, the guidelines will seek to
streamline understanding of
experimentation with traffic control
devices, as well as reduce financial or
institutional barriers that local agencies,
in particular, might experience in this
area. This document is currently in
development and will be published after
the completion of this rulemaking.
Engineering Study and Engineering
Judgment
In proposed Section 1D.05 (now
Section 1D.03), FHWA proposed to
provide new Standard, Guidance, and
Support paragraphs to supplement
existing Guidance and Support. The
new text is based on FHWA Official
Ruling No. 1(09)–1 (I) 8 and clarifies the
application of engineering study and
engineering judgment to the selection
8 FHWA’s Official Ruling No. 1(09)–1 (I) can be
viewed at the following Web address: https://
mutcd.fhwa.dot.gov/resources/interpretations/pdf/
1_09_1.pdf.
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and specification of traffic control
devices for implementation. Among the
areas covered are the extent to which
the specialized training and experience
of an engineer are involved in traffic
control device decisions and activities,
and the authority of a jurisdiction or
agency to make and implement those
decisions, for the purpose of ensuring
that facilities open to public travel meet
a high level of safety that the public
expects.
The changes clarify the role of trained
engineers as important advisors whose
engineering studies are valuable inputs
in the overall decisionmaking process.
Several commenters expressed concern
over the definitions of engineering
judgment and engineering study,
indicating that others besides engineers
or those under the supervision of an
engineer should be allowed to make
decisions about traffic control device
application and activities.
The primary concern expressed was
that small public agencies may not have
staff that meets these requirements and
therefore should be allowed to make
those types of decisions regardless of
engineering oversight. In response to
these concerns, FHWA adopts the
proposed language with minor edits
noting that the text does not require
every traffic control device decision to
be made by an engineer or be made
under the supervision of an engineer.
However, decisions requiring
engineering judgment and engineering
study do require the specialized training
and experience of an engineer, or
someone acting under the supervision
or direction of an engineer, to ensure the
public facilities meet a high level of
safety expected by the public for clarity,
comprehension and legibility of
message, as well as uniformity of
application of traffic control devices in
similar situations. The selection, design,
and application of traffic control devices
are inherently engineering functions.
Traffic control device activities, such as
installing and maintaining traffic
control devices, are engineering
functions conducted in accordance with
plans, specifications, or other functions
developed by and under the supervision
or direction of an engineer. Engineers
have a specific level of responsibility
and accountability under professional
licensure and are subject to a
professional board and code of ethics.
When necessary, there are many ways in
which local communities are able to
obtain engineering guidance including,
but not limited to, the use of consultants
and local transportation assistance type
programs (Local Technical Assistance
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Program,9 or similar). Other resources,
such as handbooks and field installation
manuals, are available for select traffic
control activities for which the direct
supervision of an engineer might not be
necessary. Such resources are developed
by an engineering organization and
adopted by the State or county
transportation agency for use on
roadways within their boundaries,
including for local roadways.
To further clarify the intent of the
provisions, FHWA adopts additional
language to explain that the MUTCD
does not mandate, and is not intending
to imply, that an engineer must make
the final decision whether to implement
or execute the determination or advice
of an engineer by installing or
constructing the traffic control device to
the engineer’s specification in the field.
Rather, the engineer, individual under
supervision or direction of an engineer,
or other individual as duly authorized
by State law to engage in the practice of
engineering, develops an engineeringbased solution that includes the
specifications for selection and
placement of traffic control devices. The
responsibility for a final decision to
implement traffic control solutions rests
with the agency (or owner) having
jurisdiction over the roadway, after
consultation with and based on advice
from the engineer, to ensure that the
design and operational intent of the
facility are safely and effectively
conveyed to road users. In many cases,
it might be an engineer to whom the
agency has delegated that authority. In
other cases, such as with smaller
agencies or owners of private roads
open to public travel, it is the roadway
owner that makes the decision on
implementation, similarly following
consultation with an engineer on the
selection, design, and application of the
specific traffic control device at the
specific location to communicate safely
and effectively with the road user.
In the final rule, the section is
renumbered to Section 1D.03.
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Part 2. Signs
Speed Limit Setting
Speed control and management are
important elements in reducing
fatalities and serious injuries,
particularly on roadways where vehicles
and vulnerable road users mix. States
and local jurisdictions should set
appropriate speed limits to reduce the
significant risks drivers impose on
others, vulnerable road users, and on
themselves. In the NPA, FHWA
9 Information about LTAP can be found at
FHWA’s Local Aid Support site at the following
Web address: https://www.fhwa.dot.gov/clas/ltap/.
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proposed to reorganize and revise
material in Section 2B.21 (formerly
2B.13 of the 2009 MUTCD) Speed Limit
Sign (R2–1) based on the
recommendation of the NTSB 10 to
review how speed limits are
determined. The NPA proposed to
clarify the factors that should be
considered when establishing or
reevaluating non-statutory speed limits
within speed zones, and to reinforce
that other factors, in addition to the
85th-percentile speed,11 have a role in
setting speed limits.
Speeding is one of the largest and
most persistent contributing factors in
fatal traffic crashes, resulting in nearly
100,000 fatalities over the past decade.12
The DOT’s NRSS adopts a Safe System
Approach which includes a focus on
Safer Speeds as a core tenet and
recognizes that achieving safe speeds
requires a multi-faceted approach that
leverages road design and other
infrastructure interventions, speed limit
setting, education, and enforcement.
Over the past several editions, FHWA
has sought opportunities to reduce the
amount of superfluous or duplicative
content for purposes of streamlining the
MUTCD and improving its usability,
especially when that content is outside
the scope of the MUTCD, which is the
appearance, operation, and other
aspects of traffic control devices—signs,
signals, and markings. A number of
commenters suggested that the MUTCD
should not contain procedures on how
to set speed limits, and that it is beyond
its scope. The FHWA will assess the
viability of removing the speed limit
setting provisions from the MUTCD in
a future rulemaking. This topic is
discussed in more detail later in this
section.
A large number of comments on the
setting of speed limits were received
from organizations, public jurisdictions,
and individuals. Many comments were
based on a presumption that speed
limits are required to be set at the 85thpercentile speed. However, this
presumption is inaccurate. There is no
existing or new requirement that a
speed limit must be set at the 85thpercentile speed. The MUTCD allows
10 NTSB report ‘‘Reducing Speeding-Related
Crashes Involving Passenger Vehicles,’’ can be
viewed at the following Web address:
www.ntsb.gov/safety/safety-studies/Documents/
SS1701.pdf.
11 85th-Percentile Speed is the speed at or below
which 85 percent of the motor vehicles travel,
which is sometimes used to provide an indication
of the free-flow operating speed the roadway for
determining traffic control device applications.
12 National Highway Traffic Safety
Administration, Speeding Traffic Safety Facts 2021
Data, report DOT HA 813 473, July 2023: https://
crashstats.nhtsa.dot.gov/#!/PublicationList/82.
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for roadway owners and engineers to
consider a wide variety of other factors
in the engineering study including road
characteristics, roadside development
and environment, pedestrian activity,
parking, and crash experience. All these
factors (including speed distribution)
are analyzed as part of the required
engineering study and it is through that
comprehensive analysis that the
appropriate speed limit is determined.
Further, the MUTCD addresses only
non-statutory speed limits. The MUTCD
does not preclude States or localities
from passing laws to set statutory speed
limits. Comments varied broadly in
scope and with recommendations that
were sometimes conflicting in nature.
For example, some commenters
recommended completely removing the
85th-percentile speed as a factor to
consider in an engineering study and
instead requiring the Safe System
approach. Others recommended
retaining the 85th-percentile speed as a
factor because it is a relevant data point
that can be important as an indicator
that other modifications or speed
management strategies might be needed
to achieve compliance or some level of
a self-enforcing road or street design.
Still other commenters suggested
removing all material relating to speed
limit setting from the MUTCD.
The FHWA is in general agreement
with removing provisions from the
MUTCD that fall outside its scope,
particularly when that information can
be found in another source. As
mentioned earlier, FHWA has sought
opportunities to reduce certain content
for purposes of streamlining the
MUTCD and improving its usability.
The NPA did not propose complete
removal of all speed limit setting
material as, at this time, there is not an
authoritative alternative document on
this topic to which practitioners could
be directed. Removal of this information
under the current rulemaking would
leave practitioners without a
comprehensive, updated, data-driven
reference from an authoritative source
outside the MUTCD, as well as potential
gaps in available information.
(Development of such a comprehensive
guide for speed limit setting is in
progress and is discussed later in this
section.) Therefore, in this final rule
FHWA retains provisions on setting
non-statutory speed limits in Section
2B.21 but with updates and revisions to
state the entire range of factors,
recommended for consideration in the
engineering study to set a speed limit.
In addition, the revised provisions
clarify the role of speed distribution in
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the engineering study in differing
roadway contexts and environments.
The NPA solicited comments on two
specific recommendations of the NTSB
report: (1) the removal of the 85thpercentile speed as a consideration in
setting non-statutory speed limits and
(2) a requirement to use an expert
system to validate a speed limit that has
been determined through engineering
study. Commenters were also requested
to address likely outcomes if one or
more of the other recommendations in
the report, such as increased automated
enforcement, were not implemented in
conjunction with the speed-setting
recommendations outlined in the report.
Very few commenters addressed these
questions directly, but many
commenters incorporated their views on
the first question especially into their
overall comments on the NPA language
in Section 2B.21, as described earlier.
The FHWA reviewed and considered all
comments on Section 2B.21 in making
the determinations for this final rule
that are described herein.
Safety is the DOT’s priority. In
furtherance of improving safety, in
consideration of the comments received,
and to further FHWA’s statutory
obligation under Section 11135 of BIL to
provide for the protection of vulnerable
road users, FHWA adopts the proposed
NPA change to remove speed
distribution from the existing Standard
and instead include it in the Guidance
provision among the recommended
factors for the engineering study. The
FHWA also adopts in this Standard a
requirement that roadway context be
considered in setting speed limits. The
updated Guidance provision provides
details on six factors to consider in
engineering studies on setting speed
limits, including roadway environment,
roadway characteristics, geographic
context, crash experience, speed
distribution, and analysis of speed
trends. This change clarifies that the
engineering study is not just limited to
the speed distribution and that the
context of the roadway is part of the
study. The Guidance also clarifies that
on urban and suburban arterials and
rural main streets, the 85th-percentile
speed should not be used as the sole
consideration in setting speed limits.
The FHWA emphasizes that there is
no existing or new requirement that a
speed limit must be set at the 85thpercentile speed. Rather, the 85thpercentile speed is included as one of
the factors, as referenced in the
preceding paragraph, recommended for
consideration as a meaningful data
point within the engineering study and
is a potential indicator that other
modifications or speed management
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strategies might be needed to achieve
compliance or some level of a selfenforcing design. This aspect of the
engineering study is critical because,
just as speed limits need to reflect the
road design, the road design similarly
needs to reflect the desired operating
speed. The FHWA also emphasizes that
the relative weight given to each of the
recommended factors in the engineering
study will depend on the context of the
location under study and that the
MUTCD does not prioritize any one
factor over another.
The FHWA revises the Guidance
provision to provide additional
flexibility in applying the factors that
should be considered in the required
engineering study. Also, FHWA adds
the 50th-percentile (median) speed as
recommended for consideration along
with the 85th-percentile speed, because
speed limits set below the 50thpercentile speed tend to encourage
excessive violations and an analysis of
both data points is appropriate as part
of an engineering study. The FHWA
adds Guidance for agencies to consider
measures other than traffic control
devices to help achieve desired vehicle
operating speeds, when the 85thpercentile speed is appreciably greater
than the posted speed limit or where
past speed studies have indicated
consistent increases in operating speeds.
These measures include changes to
geometric features and other speedreduction countermeasures.
The FHWA retains the proposed
Guidance provision recommending, but
not requiring, that the speed limit be set
within 5 mph of the 85th-percentile
speed only on freeways and
expressways, and on rural highways
outside urban areas or urbanized
conditions, as these are the types of
facilities where the other factors (such
as vulnerable road users) generally do
not exist such that this Guidance is
appropriate. As Guidance, this
provision provides sufficient flexibility
to apply unique engineering
considerations that might exist;
however, FHWA provides additional
context by describing this applicability
when all factors described in Paragraph
7 have been considered and determined
to be non-mitigating or are not present
and the factors described in the new
Guidance Paragraph 8 have been
considered. In addition, FHWA clarifies
that factors other than speed
distribution should be considered
during an engineering study when
setting a non-statutory or posted speed
limit, depending on the site conditions
of the specific location.
The FHWA introduces new Support
information at the beginning of the
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section that discusses applying the
provisions to set appropriate speed
limits on non-limited access facilities
where vehicle operators are more likely
to encounter other road users, such as
pedestrians and bicyclists, as well as
clarify the application of expert systems
and the Safe System approach.13 The
new Support provision clarifies that a
range of factors can influence the speed
limit determined in the engineering
study. These factors include land-use
context, pedestrian and bicyclist
activity, crash history, intersection
spacing, driveway density, roadway
geometry, roadside conditions, roadway
functional classification, traffic volume,
and observed speeds. The engineering
study will determine which of the
recommended factors will prevail in
setting the appropriate speed limit and
the new provisions are intended to
ensure that practitioners consider all
road users when setting a speed limit.
The FHWA believes that the changes
adopted as described herein will result
in improved safety through the setting
of speed limits that more appropriately
reflect their environment and the mix of
road users.
To support and better emphasize the
importance of roadway context in speed
limit setting, FHWA is coordinating as
a separate effort the development of a
new, comprehensive Speed Limit
Setting document to assist practitioners
with information on the available tools
and how factors for consideration can be
used as part of the engineering study in
setting a non-statutory speed limit. In
conjunction with this effort, FHWA will
assess the viability of removing the
speed limit setting provisions from the
MUTCD and will consider such a
revision for a future rulemaking.
Electric Vehicles and Alternative Fuels
In the NPA, FHWA proposed several
revisions related to signing for electric
vehicle (EV) charging and alternative
fuels using General and Specific Service
signs. General Service signs display
words or symbols to eligible motorist
services available along a freeway,
expressway, or conventional road.
Eligible services include food, gas, EV
charging, lodging, camping, public
telephone, hospital, or tourist
information. Specific Service signs are
display specific business identification
logos of eligible of commercial motorist
services available along a freeway or
expressway. Business identification
logos are grouped by eligible service
category; eligible service categories for
Specific Service signs are gas, EV
charging, food, lodging, camping, and
13 https://highways.dot.gov/safety/zero-deaths.
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attractions. Both General Service and
Specific Service signs used on freeways
and expressways require trailblazing
signs providing directional information
from an exit ramp all the way to the
service site when the service is not
visible from the exit ramp intersection
with the crossroad.
Alternative Fuels Corridor signs
inform road users of the highway
segments that have been designated by
FHWA as ‘‘Corridor Ready,’’ and use
either General Service or Specific
Service signs in advance of each
interchange or intersection for the fuel
service along that corridor. Eligible fuel
services for Alternative Fuels Corridors
are electric vehicle charging,
compressed natural gas, liquefied
natural gas, liquid propane gas, and
hydrogen. The FHWA proposed to
incorporate information related to EV
charging and parking signing based on
FHWA’s Memorandum on Regulatory
Signs for Electric Vehicle Charging and
Parking Facilities.14 The FHWA also
proposed to incorporate technical
provisions based on FHWA’s Policy
Memorandum, ‘‘MUTCD-Signing for
Designated Alternative Fuels
Corridors,’’ issued December 21, 2016.15
The market for alternative fuel vehicles
and specifically EVs has evolved
significantly in recent years, as has the
demand for such vehicles and their
corresponding fueling/charging
infrastructure. Comments on the NPA
reflected this shift and focused on
signing for EV charging services and
Alternative Fuels Corridors by
requesting additional flexibilities to
include EV charging services on
Specific Service Signs and EV charging
supplemental messages on business
identification (logo) sign panels for
other types of services.
The FHWA agrees with these
comments and is adding several
provisions to the MUTCD to ensure
adequate flexibility is available to sign
for EV charging services and Alternative
Fuels Corridors. For Alternative Fuels
Corridors, FHWA adds technical
provisions from FHWA’s Policy
14 FHWA’s Memorandum, ‘‘Regulatory Signs for
Electric Vehicle Charging and Parking Facilities,’’
issued June 17, 2013, can be viewed at the
following Web address: https://mutcd.fhwa.dot.gov/
resources/policy/rsevcpfmemo/.
15 FHWA Policy Memorandum, ‘‘MUTCD-Signing
for Designated Alternative Fuels Corridors,’’ issued
December 21, 2016, can be viewed at the following
Web address: https://mutcd.fhwa.dot.gov/resources/
policy/alt_fuel_corridors/index.htm. Since the
publication of the NPA this memorandum has been
superseded by FHWA’s February 16, 2023,
Memorandum on the same topic: https://mutcd.
fhwa.dot.gov/resources/policy/signing_alt_fuel_
corridors/index.htm. The substantive provisions
relating to the signing of EV charging services
remained unchanged in the 2023 memo.
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Memorandum, ‘‘MUTCD-Signing for
Designated Alternative Fuels
Corridors,’’ to the MUTCD in Chapter
2H, Section 2H.14. The provisions
establish the Alternative Fuels Corridor
signs in the MUTCD and clarify use of
General Service Signs and directional
assemblies to guide motorists to EV
charging services. The final rule also
includes new figures in MUTCD Section
2H.14 showing typical sign layouts
along an Alternative Fuels Corridor and
the use of EV charging General Service
signs. As part of these changes, FHWA
adds clarity in the final rule that
directional trailblazing signing all the
way to the charging service site is
required when General Service signs are
used.
The FHWA also adds a new Specific
Service sign category in Chapter 2J for
EV charging. The existing general
provisions for Specific Service signs
apply equally to EV charging Specific
Service signs. The eligibility to have an
EV charging business identification sign
panel on a sign generally reflects
eligibility criteria for National Electric
Vehicle Infrastructure funding and other
types of fueling services. To reflect
public comments, the final rule also
allows EV charging supplemental
messages be added to the bottom of a
business identification sign panel used
on other categories of Specific Service
signs (food, lodging, etc.) if the EV
charging service at that business meets
the same eligibility criteria for the EV
charging General Service signs. As with
all Specific Service signs, directional
signing from the freeway to the EV
charging service is required if the
direction to the site is unclear or
additional guidance is needed such as
when subsequent turns onto other roads
are required.
AMBER Alerts on CMS
In Section 2L.02, the NPA proposed a
new Guidance statement recommending
that America’s Missing: Broadcast
Emergency Response (AMBER) alerts
should not preempt messages related to
traffic or travel conditions, should be as
brief as possible, and should not include
other information, such as detailed
descriptions of persons, vehicles, or
license plate numbers.
Several State DOTs and the NCUTCD
suggested that information regarding the
vehicle, including the license plate, are
essential pieces of information and are
currently used for AMBER alert
messaging. One State DOT shared its
experience with using only a general
vehicle description that resulted in
generating an overwhelming number of
911 calls. Commenters indicated that
more detailed information, such as the
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license plate number is necessary for
AMBER alerts to be effective.
In response to comments, FHWA
removes the Guidance specifically
discouraging the use of descriptions of
persons, vehicles, or license plate
numbers as part of AMBER alert
messages on CMS in the final rule.
Guidance is retained that AMBER alert
messages should be kept as brief as
possible to address the potential of
overloading road users with detailed
information and, when possible, use
other sources to convey that detailed
information associated with the alert.
Also, FHWA retains the proposed
Guidance that AMBER alerts should not
preempt messages related to traffic or
travel conditions to ensure road user
have real-time changing traffic and
travel conditions requiring immediate
motorist response. The FHWA believes
the final rule is responsive to
commenters and promotes the
appropriate use of CMS to enhance
public safety, consistent with Section
11135 of BIL.
Safety Messages on Changeable Message
Signs
In Chapter 2L, FHWA proposed
several provisions in the NPA related to
safety messages on CMS. The NPA
included new Guidance and Standard
paragraphs in Section 2L.02 regarding
the appropriate and allowable use of
traffic safety campaign messages on
CMS displays. The FHWA proposed this
new language to clarify that safety and
transportation-related messages—which
had been and would continue to be
allowed—should be clear and direct,
and meaningful to the road user on the
roadway that the message is displayed.
The FHWA recommended that messages
with obscure meaning, references to
popular culture, that are intended to be
humorous, or otherwise use
nonstandard syntax for a traffic control
device, not be displayed because they
can be misunderstood or understood
only by a limited segment of road users
and, therefore, degrade the overall
effectiveness of the sign as an official
traffic control device. The FHWA
proposed a Standard that only traffic
safety campaign messages that are part
of an active, coordinated safety
campaign that uses other media forms as
its primary means of outreach be
displayed on CMS, such that the CMS
message would be a supplement to the
overall campaign that employs other
media and/or tools to promote the
message.
While a number of commenters
expressed support for the proposed
provisions on traffic safety messages on
CMS, others expressed opposition and
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Based on comments to the NPA, a
review of the relevant research, and the
potential beneficial impacts of the
recent final rule 17 related to
maintaining pavement marking
retroreflectivity that will increase
pavement marking visibility, changing
the width of normal and wide
longitudinal lines is not adopted in the
final rule and the existing provisions on
longitudinal pavement marking width
from the 2009 Edition are retained.
In Section 3A.04 Functions, Widths,
and Patterns of Longitudinal Pavement
Markings, in the Standard describing
the widths and patterns of longitudinal
lines, FHWA proposed in the NPA to
revise the width of normal lines to
indicate that 6-inch-wide lines are to be
used for freeways, expressways, and
ramps as well as for all other roadways
with speed limits greater than 40 mph
and that 4- to 6-inch-wide lines are to
be used for all other roadways. The
FHWA proposed this change to improve
visibility and consistency on ‘‘highspeed’’ facilities and based on research
showing improved machine vision
detectability.
The FHWA also proposed to change
the definition of a wide line to at least
8 inches in width if 4-inch or 5-inch
normal lines are used, and at least 10
inches in width if 6-inch normal lines
are used. This change was proposed to
clarify the definition based on varying
practices for ‘‘normal’’ width lines and
to reduce the impact on agencies that
use 6-inch lines as their ‘‘normal’’
width.
In addition, FHWA proposed to add a
new Guidance statement regarding the
width of the discernible space
separating the parallel lines of a double
line so that they can be recognized as a
double line rather than two, separate
disassociated single lines.
The FHWA received several
comments opposed to the new
requirement for 6-inch-wide normal
lines due to the additional cost.
Commenters suggested that the financial
impact was underrepresented since the
change is not a one-time cost but also
increased life-cycle costs related to
ongoing maintenance with pavement
resurfacing and marking ‘‘refreshing.’’
Some commenters also suggested that
the extent of the proposed 6-inch
requirement was not supported by
research. A number of agencies stated
they may decide not to install markings
at all on roadways that do not meet the
warrants for centerlines and edge lines
in Sections 3B.02 and 3B.10 based on
the increased cost of 6-inch markings,
which may result in increased crashes.
16 FHWA’s Official Ruling No. 2(09)-174 (I), ‘‘Uses
of and Nonstandard Syntax on Changeable Message
Signs,’’ can be viewed at the following Web
address: https://mutcd.fhwa.dot.gov/resources/
interpretations/2_09_174.htm.
17 National Standards for Traffic Control Devices;
the Manual on Uniform Traffic Control Devices for
Streets and Highways; Maintaining Pavement
Marking Retroreflectivity Final Rule, 87 FR 47921,
August 5, 2022.
suggested that the provisions should be
less restrictive. Several commenters
suggested moving all information
related to traffic safety messages to a
single section. Many commenters
expressed concern that messages
outside of the National Highway Traffic
Safety Administration (NHTSA)developed enforcement campaign
slogans would not be allowed under the
proposed revision. While some
commenters did request more flexibility
in safety messaging and CMS use in
general, many commenters supported
the proposed provisions to help stem
what they viewed as overuse or
inappropriate uses of CMS. Some
commenters believed that the NPA
should explicitly restrict specific types
of messages and even develop a
standardized library of acceptable
messages.
In response to comments, FHWA
places all information related to traffic
safety campaign messages in Section
2L.07. In addition, as it was not the
intent to restrict safety campaign
messages only to those on the NHTSA
Communications Calendar, FHWA
revises the applicable Guidance
provision so as not to imply that an
agency is precluded from developing
and displaying messages of its own
traffic safety campaigns separate from
the NHTSA campaigns.
The provisions on message
construction and content, as proposed,
are largely consistent with past and
current human factors research in the
areas of driver information overload,
comprehension, the general principles
for effective traffic control devices, and,
specifically, messaging on CMS. These
considerations were also the basis for
FHWA’s 2021 policy memorandum on
CMS 16 use that was developed in
collaboration with NHTSA. The
Guidance provisions, as adopted, can be
deviated from based on engineering
judgement. However, FHWA believes
these are important considerations as
not to diminish respect for the sign
when used in other traffic-related
scenarios for regulatory, warning, and
guidance under prevailing conditions.
Part 3. Markings
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Several studies have shown that the
presence of longitudinal pavement
markings decreases crashes, including
on roadways where the MUTCD
provisions do not require or recommend
the markings.18 19 Some commenters
also stated additional research is needed
for human road users, as well as driving
automation systems, to determine the
actual discernable limits for
distinguishing between a normal and
wide line and the discernable space
between double lines.
Additional Support statements are
added to inform practitioners that based
on research documented in FHWA’s
Wider Edge Lines Proven Safety
Countermeasure,20 6-inch edge lines can
provide a safety benefit over the
minimum 4-inch edge lines on all
facility types (e.g., freeways, multilane
divided and undivided highways, twolane highways) in both urban and rural
areas. A reference to Section 5B.02 is
also included to inform practitioners of
the longitudinal pavement marking
considerations relevant to driving
automation systems. These changes will
provide agencies information and the
flexibility to determine where to use
wider longitudinal lines based on data
specific to their roadways, consistent
with FHWA’s Proven Safety
Countermeasures for Roadway
Departure.21 Further, the proposed
Guidance statement regarding the width
of the discernible space separating the
parallel lines of a double line is adopted
with revision to specify the space
should not exceed two times the line
width of a single line.
Retroreflectivity
When FHWA released the NPA for the
11th Edition, a separate rulemaking
remained in progress to revise the
MUTCD to include a Standard for the
minimum level of retroreflectivity that
must be maintained for pavement
markings. Therefore, FHWA designated
18 Sun, X., and S. Das. A Comprehensive Study
on Pavement Edge Line Implementation. FHWA/
LA.13/508, April 2014 can be viewed at the
following Web address: https://www.ltrc.lsu.edu/
pdf/2014/FR_508.pdf.
19 Tsyganov, A., R. Machemehl, and N.
Warrenchuk. Safety Impact of Edge Lines on Rural
Two-Lane Highways in Texas. FHWA/TX–05/0–
5009–1, September 2005 can be viewed at the
following Web address: https://ctr.utexas.edu/wpcontent/uploads/pubs/0_5090_1.pdf.
20 FHWA Office of Safety Proven Safety
Countermeasure on Wider Edge Lines (FHWA–SA–
21–055) can be accessed at the following Web
address: https://highways.dot.gov/sites/
fhwa.dot.gov/files/2022-08/PSC_New_
Wider%20Edge%20Lines_508.pdf.
21 FHWA Office of Safety Proven Safety
Countermeasures on Roadway Departure can be
accessed at the following Web address: https://
highways.dot.gov/safety/proven-safetycountermeasures.
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Section 3A.05 Maintaining Minimum
Pavement Marking Retroreflectivity as
reserved for the future provisions from
the separate FHWA rulemaking, without
any proposed text. Several commenters
endorsed the inclusion of language in
this final rule based on current research
to facilitate both human vision and
automotive cameras. It was noted that
driving automation systems use
pavement markings for guidance, and
minimum retroreflectivity levels would
enhance system reliability. A comment
was made to exclude minimum
retroreflectivity requirements for roads
closed to the public at night as the
installation could otherwise be cost
prohibitive where they are not currently
installed, namely on park roadways.
The FHWA published the final rule
on pavement marking minimum
retroreflectivity on August 5, 2022 (87
FR 47921), which became Revision 3 to
the 2009 edition of the MUTCD. As a
result, FHWA incorporates the
provisions from that completed
rulemaking which include Support,
Options, Guidance, and Standards
regarding minimum maintained
retroreflectivity levels for longitudinal
pavement markings on all roadways
open to public travel with speed limits
of 35 mph and greater. Option
statements define markings that may be
excluded from the provisions of
maintaining minimum retroreflectivity
based on conditions such as ambient
light levels, daily volume, and type of
marking (e.g., dotted extension lines,
curb markings, parking space markings,
and shared-use path markings). The
compliance date established by the final
rule on pavement marking minimum
retroreflectivity remains in effect and is
added to Table 1B–1 in this final rule.
Marked Crosswalks
In the NPA, FHWA proposed to add
a new Section 3C.02 Applications of
Crosswalk Markings, containing several
paragraphs from existing Section 3B.18.
As part of this, FHWA proposed several
revisions to clarify placement of
crosswalks. A new Standard paragraph
proposed in Section 3C.01 is adopted
with revisions and located in Section
3C.02 in the final rule, since it includes
requirements specific to the application
of crosswalk markings. The Standard
requires, after the agency or official
having authority makes the
determination to legally establish a
crosswalk at a non-intersection location,
that crosswalk markings shall be
provided. The FHWA believes this is
appropriate as it will improve safety, by
clearly identifying the requirements of
crosswalk markings at non-intersection
locations which will help alert road
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users of a designated pedestrian
crossing point and provide guidance for
pedestrians by defining and delineating
paths across roadways, particularly
vulnerable road users, in conformance
with Section 11135 of the BIL.
In the NPA, FHWA retained some text
unchanged from the 2009 MUTCD
Section 3B.18, including the existing
Guidance Paragraph 7 recommending
crosswalk markings be installed where
engineering judgment indicates they are
needed to direct pedestrians to the
proper crossing path(s) at locations
controlled by traffic control signals or
on approaches controlled by STOP or
YIELD signs.
Many commenters indicated that
crosswalk markings should be required
(rather than recommended) at all
crosswalks regardless of location, and
particularly at signalized intersections.
In response to comments, FHWA revises
propose Paragraph 5 (now Paragraph 1),
to indicate crosswalk markings should
be installed at locations controlled by
traffic control signals and adds an
Option (Paragraph 2) to allow the
crosswalk to remain unmarked if
engineering judgement indicates they
are not needed to direct pedestrians to
the proper crossing path(s).
The FHWA believes that requiring all
crosswalks to be marked in all locations
would be a substantial change that
would benefit from a review of relevant
research to include stop lines,
consideration of the impacts to
signalized intersections in rural areas
with no pedestrian facilities,
consideration of the impacts to agencies
with a significant number of
intersections controlled by a STOP or
YIELD sign, and additional public
comment before being considered for
adoption in the MUTCD as a Standard.
Changes to existing Guidance
Paragraph 8 are adopted in Section
3C.02 Paragraph 4, with revisions in
response to comments, with the intent
to remove language which may have
been previously misinterpreted as
simply discouraging or avoiding the
installation of crosswalks. Although not
new Guidance, due to the importance of
vulnerable road user safety, it is vital to
reiterate the existing recommendation to
conduct an engineering study in order
to determine whether providing a
marked crosswalk alone is safe for
locations not controlled by a traffic
signal or STOP or YIELD sign, or if
additional traffic control devices and
other measures should be considered to
reduce traffic speeds, shorten crossing
distances, enhance the conspicuity of
the crossing, or provide active warning
of pedestrian presence, as further
discussed in the revised existing
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Guidance Paragraph 9 (now Section
3C.03 Paragraph 6). The agency (or
owner) having jurisdiction over the
roadway is ultimately responsible for
the decisions on what, and where, to
build and the engineering study
recommended aims to guide the
recommended traffic control devices at
the determined location.
In the final rule, FHWA revises the
criteria to be considered in the
recommended engineering study. In
addition to the distance from adjacent
signalized intersections, the distance to
other controlled crossings should be
considered. The existing pedestrian
volume and delay criteria were
expanded to include bicyclists,
projected volumes, paths of travel, the
ages and abilities of road users, and the
location or frequency of public transit
stops to guide practitioners on
additional factors to consider in
determining where to mark crosswalks
away from controlled locations. An
important factor is roadway context; on
roadways where adjacent land use
suggests that trips could be served by
varied modes, it is important to provide
safe crossings. Including projected
volumes in the recommended
engineering study can address concerns
that pedestrian and bicycle demand may
not be captured by a traffic count, as
locations without an established
crosswalk might be avoided by some
pedestrians and bicyclists. Once the
appropriate traffic control devices are
installed, consistent with the adopted
Paragraph 6 discussed below, to
establish a safe crosswalk, the volume of
pedestrians and bicyclists may increase
due to the new or improved crossing.
The existing criterion of the geometry of
the location was expanded to specify
the horizontal and vertical geometry of
the crossing location to highlight the
importance of stopping sight distance
and visibility of road users utilizing a
crosswalk and the potential effect on
vulnerable road user safety. Analysis of
available gaps was also raised as a
potential criterion for consideration in
the recommended engineering study
and FHWA believes this is included in
pedestrian and bicyclist delays. The
FHWA also received comments
suggesting additional changes such as
crash history and using pedestrian
walking speeds in lieu of ages and
abilities, specific warrants for
crosswalks, or minimum spacing of
crosswalks be included in the criteria of
an engineering study. The FHWA
believes crash history could be
considered an ‘‘other appropriate
factor’’ (item N) to be considered in the
engineering study, but the other
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suggested changes from commenters
would require further research before
being considered in a future rulemaking
effort.
Changes to existing Guidance
Paragraph 9 are adopted as Paragraph 6
in Section 3C.02, with editorial
revisions in response to comments. In
order to protect vulnerable road users,
FHWA provides recommendations of
specific conditions where the
installation of additional traffic control
devices, and other measures, instead of
simply marking a new crosswalk with
signs alone, should be considered,
consistent with FHWA’s Guide for
Improving Safety at Uncontrolled
Crossing Locations.22 The
recommendation is intended to improve
pedestrian safety at uncontrolled
crossing locations with posted speed
limits 40 mph or greater and at locations
where there is a crash threat due to
multiple lane crossings or limited sight
distance by encouraging the installation
of additional traffic control devices or
other measures, as appropriate, beyond
the basic marked crosswalks and
warning signs. Some of these additional
measures include other traffic control
devices and applications designed to
reduce traffic speeds, shorten crossing
distances, enhance driver awareness of
the crossing, and/or provide active
warning of pedestrian presence.
Aesthetic Surface Treatments in
Crosswalks, Islands, Medians,
Shoulders, and Sidewalk Extensions
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General Discussion
In the NPA, FHWA proposed changes
to address applications of colored
pavements, making a distinction
between the use of color in a traffic
control device application (e.g., redcolored pavement for public transit
systems, and green-colored pavement
for bike lanes) versus as an aesthetic
surface treatment that is not intended to
serve a traffic control purpose.
Commenters addressed a number of
issues surrounding aesthetic surface
treatments, often with disparate views.
Along with those views expressed,
commenters also generally
acknowledged that there is a lack of
research or safety data, positive or
negative, to support the proposed
provisions on aesthetic surface
treatments; how individuals with vision
disabilities are impacted by different
surface treatments with varying colors
22 FHWA’s Guide for Improving Safety at
Uncontrolled Crossing Locations (FHWA–SA–17–
072) can be accessed at the following Web address:
https://highways.dot.gov/sites/fhwa.dot.gov/files/
2022-07/STEP_Guide_for_Improving_Ped_Safety_
at_Unsig_Loc_3-2018_07_17-508compliant.pdf.
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or patterns; and concerns with machine
vision and driving automation systems’
ability to detect and process nonuniform
aesthetic treatments. In this final rule,
FHWA maintains the distinction
between colored pavements that serve a
traffic control purpose, and aesthetic
surface treatments, whether colored or
not, that are applied for aesthetic
purposes only and are not intended to
serve a traffic control purpose.
The FHWA emphasizes that agencies
that wish to employ surface treatments
for aesthetic purposes in various
scenarios have the flexibility to do so,
as applicable Federal, State, and local
laws and policies allow. However, the
MUTCD does not prohibit the use of
aesthetic surface treatments (including
visually complex treatments, the
designs of which might be characterized
more as ‘‘artistic’’ in their composition),
except in limited situations as described
in more detail throughout this section.
This includes the use of aesthetic
surface treatments between the
transverse lines within a crosswalk, in
islands, in medians, in shoulders,
within sidewalk extensions designated
by pavement markings, or in other areas
outside of the traveled way provided
that the aesthetic surface treatment does
not mimic, obscure, or otherwise
adversely impact the effectiveness of
other traffic control devices, such as
other pavement markings in that
location.
Determination as to whether a surface
treatment obscures or otherwise
adversely impacts the traffic control
devices is made by the State or local
agency that owns and operates the
roadway, taking into consideration any
other Federal, State, or local laws,
regulations, and policies governing the
use of highway right-of-way unrelated to
the MUTCD. The FHWA emphasizes
that safety should be the top priority in
making such determinations and, in
many situations, the use of one of the
high-visibility crosswalk patterns or the
addition of other traffic control devices
might instead be the appropriate
measure to improve safety. New
provisions are included in the final rule
with the intent to provide agencies with
information on reducing the likelihood
of any aesthetic surface treatments
compromising the effectiveness of traffic
control devices by maintaining
separation and contrast. The FHWA also
adopts several provisions to help ensure
that vulnerable road user safety is
maintained, recognizing that agencies
have the flexibility to make decisions
taking into consideration a number of
factors.
Although aesthetic surface treatments
most often involve the use of single or
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multiple colors, the MUTCD employs
the term ‘‘colored pavement’’ to refer
exclusively to traffic control devices as
contrasted with aesthetic surface
treatments that might incorporate color.
Colored pavement for traffic control
purposes is optional and supplements
other standard markings. Specific color
applications for traffic control purposes
include green-colored bicycle lanes,
purple-colored electronic toll lanes, redcolored transit lanes, white for
channelizing, and yellow for median
islands and channelizing. The
provisions for aesthetic surface
treatments are included within the
Colored Pavements Chapter of the
MUTCD to distinguish them from
colored pavements that are traffic
control devices, and to clarify how an
aesthetic surface treatment might
interact with a traffic control device so
as not to adversely impact the
effectiveness of the traffic control
device.
The new edition of the MUTCD only
addresses those colored pavements that
are traffic control devices, or those
aesthetic surface treatments that interact
with traffic control devices, as the scope
of the MUTCD is limited to traffic
control devices. Colored pavements
used for traffic control purposes
communicate regulations, guidance, and
warnings to road users; supplement
other standard markings with standard,
solid color applications to pavement;
and meet retroreflectivity criteria where
applicable in accordance with the
MUTCD.
In contrast, surface treatments that are
purely aesthetic do not include
retroreflective elements; do not
communicate regulations, guidance,
warnings, or other information to road
users; and do not interfere with or
mimic traffic control devices. These
aesthetic surface treatments are
sometimes referred to as ‘‘street murals’’
or ‘‘asphalt art,’’ and might be a single
solid color, or their designs might
include multiple colors. Because these
treatments are generally outside the
scope of the MUTCD, the MUTCD does
not prohibit them within the roadway
right-of-way. Rather, as may be allowed
by other Federal, State, or local statute,
regulation, or policy, the determination
of the acceptability of aesthetic surface
treatments on street or highway right-ofway is determined by local or State
authorities that have jurisdiction over
the roadway. Therefore, the
determination as to whether a particular
aesthetic surface treatment is acceptable
for use in the highway right-of-way falls
outside the scope and provisions of the
MUTCD except to the extent that the
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Continuing Research
Due to the interest in aesthetic surface
treatments on travel pavements for over
a decade, and the heightened interest in
the more complex or artistic types of
aesthetic surface applications in more
recent years, in the NPA, FHWA
requested comment on how more
intricate designs and bright colors
around standardized crosswalk
markings improve the safety or
operations at and around the crosswalk,
while maintaining the recognition of the
crosswalk. Jurisdictions often cite safety
as the rationale for these types of
installations. The FHWA requested that
commenters support their position by
providing quantifiable and objective
data that they had collected or were
aware of, such as from human factors
evaluations or other studies.
Specifically, FHWA sought information
pertaining to the safety and navigation
of road users, and any effects of nonstandard designs on pedestrians with
low visual acuity or other vision
impairments. The FHWA also sought
data on the ability of machine vision of
driving automation systems to detect
accurately and react appropriately to the
markings as a crosswalk.
Some commenters stated that, to their
knowledge, aesthetically treated
crosswalks do not contribute to a
degradation of road user safety;
however, substantive quantifiable and
objective data to support this position
were not provided. Some commenters
suggested that additional research be
conducted to formulate appropriate
regulations consisting of appropriate
applications, designs, and materials
before moving forward.
As mentioned earlier, FHWA has been
aware that this area is of interest for
communities and, in response to
longstanding concerns, is conducting
research on the safety implications of
various types of surface treatments in
crosswalks. The FHWA will use the
results to inform potential changes to
the MUTCD and/or the need for
additional research into vulnerable road
user safety at crosswalks.
The FHWA is also aware of a study
conducted on the potential safety effects
of ‘‘asphalt art’’ 23 which was published
after the NPA docket closed. The study
report concludes that there is a
correlation between asphalt art and
improved safety, though it could not
establish or infer causation, in part due
to the confounding of a number of
variables including other improvements
made concurrently, and the inability to
determine whether the art itself,
additional traffic control, roadway, or
roadside improvements resulted in the
improvement. For example, it is
generally accepted that a narrowing of
the street or traveled way, such as with
pavement markings to create sidewalk
extensions or channelization, can
reduce vehicle operating speeds. The
extent to which the addition of aesthetic
treatments within the reclaimed
pavement at many of the study sites
either contributed to, or inhibited, an
improvement in safety could not be
determined or was not reported. For this
reason and, as stated in the study, to
determine whether surface treatments
individually contribute to vulnerable
road user safety, FHWA is conducting
research.
In addition, in response to comments,
FHWA will continue to gather more
data on the use of colored pavements
that are part of traffic control markings
to learn more about their overall safety
impacts, with a particular focus on
people with disabilities, including those
with low visual acuity or cognitive
impairments. The FHWA is in the
process of completing closed-course
research on the impacts of a subset of
surface treatments in crosswalks
consisting of brick patterns, multiple
color arrangements, or more complex
geometric designs using multiple colors
in combination with different
underlying standard crosswalk patterns.
This research specifically includes
pedestrians with low vision as research
participants, in addition to pedestrians
and drivers. The FHWA is pursuing
additional open-course research to
support the closed-course research.
Upon statistically significant research
results or measures of effectiveness from
additional open-course studies
suggesting there is a direct impact on
vulnerable road user safety, further
updates to the regulations surrounding
surface treatments, beyond those
updates included in this rule, might be
considered in a future rulemaking effort.
Similarly, this issue may be revisited
based on the Architectural and
Transportation Barriers Compliance
Board’s (U.S. Access Board)
Accessibility Guidelines for Pedestrian
Facilities in the Public Right-of-Way
(‘‘PROWAG’’) rulemaking 24 and other
23 Asphalt Art Safety Study prepared by Sam
Schwartz, a TYLin Company, for Bloomberg
Philanthropies, April 2022, can be viewed at the
following Web address: https://
www.samschwartz.com/asphalt-art-safety-study.
24 Architectural and Transportation Barriers
Compliance Board’s Accessibility Guidelines for
Pedestrian Facilities in the Public Right-of-Way
(RIN 3014–AA26) can be accessed at the following
Web address: https://www.reginfo.gov/public/do/
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treatment might interfere with or mimic
a traffic control device.
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research into tactile wayfinding in
transportation environments,25
particularly when considering
crosswalks and sidewalk extensions
designated by pavement markings.
Colored Pavement as a Traffic Control
Device
In Section 3H.01 (existing Section
3G.01), retitled, ‘‘Standardization of
Application,’’ FHWA adopts a new
Standard paragraph limiting the use of
colored pavement as a traffic control
device only to where it supplements
other markings. The FHWA adopts this
change to improve upon the established
widespread system of uniformity in the
application of colored pavement used as
a traffic control device. This
requirement does not apply to colored
pavements used as a purely aesthetic
surface treatment. The proposed
Standard regarding the colors to be used
for colored pavement is not adopted, as
an existing Standard paragraph in this
Section already contains these
requirements as they apply to colored
pavements used as a traffic control
device.
The FHWA adopts a new section
numbered and titled, ‘‘Section 3H.02
Materials,’’ to provide agencies with
information to assist in the selection of
appropriate colored pavement materials
to improve road user safety. This section
is adopted with revisions in response to
comments; however, the proposed
Support paragraph regarding wear of
colored pavement is not adopted in the
final rule, since it is not related to the
use of a traffic control device, and the
maintenance of traffic control devices is
covered in other sections. Some
commenters requested additional
specific information on appropriate skid
resistance values considering all road
users. Historically, standard
specifications for construction,
including colored pavement or
pavement marking material
specifications containing specific skid
resistance values or coefficients of
friction, are developed by the individual
State and local agencies based on their
specific needs. As a minimum skid
resistance value may have an impact on
vulnerable road user safety, FHWA will
review available research and
information to inform potential future
eAgendaViewRule?pubId=202210&RIN=3014AA26.
25 NCHRP 17–94 Tactile Walking Surface
Indicators To Aid Wayfinding For Visually
Impaired Travelers In Multimodal Travel which is
managed under TCRP B–46 Tactile Wayfinding in
Transportation Settings for Travelers Who Are
Blind or Visually Impaired and can be accessed at
the following Web address: https://apps.trb.org/
cmsfeed/TRBNetProjectDisplay.asp?
ProjectID=4513.
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changes to the MUTCD or to another
resource as appropriate.
Aesthetic Surface Treatments—
Interaction With Traffic Control Devices
The FHWA proposed to add a new
section numbered and titled, ‘‘Section
3H.03 Aesthetic Treatments in
Crosswalks,’’ with two paragraphs from
existing Section 3G.01 and new
Standard, Guidance, Option, and
Support to reflect FHWA’s Official
Ruling No. 3(09)–24 (I) which was
issued in response to a trend by some
agencies toward installing treatments on
roadway pavement that go beyond the
basic aesthetics of the paving materials
and instead include bright colors,
visually complex graphics, images, or
words. Some commenters supported the
proposed changes noting the specific
needs of people with low visual acuity
or other vision impairments, along with
the limited abilities of machine vision,
to discern variations in surface
treatments from standard markings.
Other commenters stated that there is no
evidence that suggests adverse impacts
from these treatments on roadways with
a posted speed limit above 30 mph.
Many comments also indicated a lack of
research that suggests surface treatments
in general create safety concerns, and
the proposed Standards are unfounded.
Other commenters suggested that any
regulation of aesthetic surface
treatments is inappropriate in the
MUTCD as they are not traffic control
devices.
While FHWA agrees that aesthetic
surface treatments are not traffic control
devices, FHWA believes that this
proposed section is appropriate because
of the interaction with official traffic
control devices that such treatments
frequently pose. As stated earlier, it is
important that these treatments not
resemble or interfere with the uniform
appearance of traffic control devices, as
that could confuse and distract road
users. In response to comments, FHWA
limits the Standards, Guidance, and
Support included in the MUTCD
regarding aesthetic surface treatments to
those provisions that are necessary to
help ensure pedestrian safety and the
accessibility of individuals with
disabilities, and to minimize any
adverse impacts to the effectiveness of
traffic control devices. As described
earlier, the MUTCD does not prohibit
the application of aesthetic surface
treatments within the roadway.
However, the MUTCD does limit their
use or character to the extent that they
interact with or relate to traffic control
devices. In addition, the use of these
treatments could be subject to other
Federal, State, or local regulations and
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policies unrelated to the MUTCD. Those
other regulations or policies might
prohibit or otherwise limit the use of
aesthetic surface treatments in some
situations. In other words, aesthetic
surface treatments are not of themselves
prohibited by the MUTCD, but the
MUTCD limits how the treatments
might overshadow the nature of traffic
control devices such as marked
crosswalks. Transportation agencies
implement aesthetic treatments at their
own risk as permissible by local, State,
and other Federal laws, regulations, and
policies; as long as the treatments do not
interfere with, confuse, or obstruct
traffic control devices for any users,
especially people with disabilities,
including those with low visual acuity;
and, ultimately, subject to an overall
assessment of road user safety.
Aesthetic Surface Treatments—
Maintaining Separation and Contrast
The FHWA adopts the newly
proposed Section with a revised title,
‘‘3H.03 Aesthetic Surface Treatments’’
in response to comments that
questioned the perceived restrictions by
lack of specific language on aesthetic
surface treatments at other locations
such as islands, medians, shoulders,
sidewalk extensions designated by
pavement markings, or other areas
outside the traveled way. New
provisions are included in the final rule
with the intent to provide agencies
information on how to prevent aesthetic
surface treatments from compromising
the effectiveness of traffic control
devices by maintaining separation and
contrast. Existing Support Paragraph 2
from existing Section 3G.01, is relocated
to Section 3H.01 with edits, and
additional revisions are made to the
final rule in Sections 3H.01, 3J.03 and
3J.07 to clarify the difference between
colored pavements used as traffic
control devices and aesthetic surface
treatments, and the considerations in
the use of aesthetic surface treatments.
In the NPA, FHWA also proposed to
add a new section numbered and titled,
‘‘Section 3J.07 Curb Extensions
Designated by Pavement Markings’’ to
include Support, Standard, Guidance,
and Option paragraphs to improve
consistency and uniformity when the
application of pavement markings is to
be used to create an extension of the
sidewalk in the roadway pavement. The
term ‘‘curb extension’’ was used in the
NPA to refer to roadway pavement that
is reclaimed and designated for nonvehicular use. However, the term
‘‘sidewalk extension’’ is adopted in the
final rule because it more accurately
describes the purpose of the concept
and emphasizes the redesignation of
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that portion of the roadway exclusively
for pedestrian use. The term is also in
established use in several design
resources and, therefore, will enhance
consistency. In some cases, after
evaluating the site-specific context, it
may be determined that redesignation of
the area as a sidewalk extension, which
reduces roadway crossing distances but
places pedestrians closer to vehicular
traffic, is not appropriate. A new
Support statement is also adopted
referencing the applicable sections for
channelizing lines, edge lines, and
diagonal markings, which can be used
to modify the street or highway design
(e.g., horizontal alignment, traveled-way
width, sight distance, or similar) for
speed management and channelizing,
but the marked area is retained as part
of the roadway rather than be
redesignated as a pedestrian space.
Several additional Guidance, Option,
and Support paragraphs in Section 3J.07
that were proposed in the NPA are
adopted with significant edits and
clarifications in the final rule to provide
context and considerations to improve
vulnerable road user safety and provide
accessibility, particularly for
individuals with low visual acuity or
other vision disabilities. While FHWA
agrees that accessibility concerns should
be considered for these areas, defining
the conditions under which
accessibility infrastructure is or is not
required is beyond the scope of the
MUTCD and would be covered either
explicitly or implicitly under other
regulations, such as accessibility
standards that may be adopted by DOT
or DOJ under the Americans with
Disabilities Act or Section 504 of the
Rehabilitation Act of 1973. In response
to comments, and consistent with
definitions contained within the
MUTCD, an additional Standard is
adopted in the final rule prohibiting the
extension of crosswalk markings
through sidewalk extensions designated
by pavement markings, which would
represent that the area is still part of the
roadway, rather than an extension of the
sidewalk. Extending the crosswalk
markings through this area would be
confusing to individuals with low visual
acuity who rely on the crosswalk
markings as one of the cues to confirm
that they have left the sidewalk and
entered the street where vehicular traffic
is present. However, the proposed
Guidance recommending that adequate
provisions be made for pedestrians with
disabilities through the sidewalk
extension, between the physical curb
ramp and the start of the crosswalk at
the new edge of the traveled way as
designated by the pavement marking, is
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not adopted as this is outside the scope
of the MUTCD. In addition, the
recommendation to use colored
pavements in sidewalk extensions
where pedestrian travel is expected is
not adopted as this area is outside of the
traveled way, and the details of the type
of surface treatment used, if any, would
not be subject to the provisions of the
MUTCD except where it meets the
pavement marking that defines the
limits of the pavement open to vehicular
travel. Accordingly, FHWA adopts a
requirement that if aesthetic surface
treatments are used in sidewalk
extensions, they shall not be
retroreflective as they are not traffic
control devices.
Comments were received that
question the stipulation that the rightof-way is dedicated exclusively to
highway-related functions, which
undermines ‘‘placemaking’’ efforts. The
proposed language was a reference to
existing regulations that codify
requirements related to the use of
highway right-of-way.26
Notwithstanding, in response to
comments, FHWA does not adopt the
NPA proposed Guidance recommending
that a policy for using aesthetic surface
treatments in crosswalks should be
considered if an agency determines that
the use or design is appropriate for the
right-of-way, since these treatments are
adequately addressed in other
provisions. Similarly, the Guidance
recommending a speed limit threshold
for which aesthetic crosswalk
treatments should only be considered is
not adopted. To ensure that the safety of
road users remain the primary
consideration, two additional Standards
are adopted requiring that aesthetic
surface treatments not interfere with
traffic control devices, and that the
colors used for aesthetic surface
treatments not be standard traffic
control device colors. The proposed
Standard requiring aesthetic surface
treatments not be of a surface that can
confuse vision-impaired pedestrians
that rely on tactile treatments or cues for
navigation is adopted with editorial
revision. Additional Guidance is also
adopted in the final rule with
recommendations to provide a gap
between standard markings delineating
areas and aesthetic surface treatments
such that contrast is provided and the
treatments do not interfere with traffic
control devices. The proposed Standard
prohibiting the use of advertising,
pictographs, symbols, multiple color
arrangements, and retroreflectivity in
patterns that constitute a purely
aesthetic surface treatment is revised
26 23
16:24 Dec 18, 2023
Part 4. Highway Traffic Signals
Accessibility
In an effort to improve accessibility to
provide for the protection of vulnerable
road users while not getting ahead of the
then-pending PROWAG rulemaking,
FHWA proposed numerous changes to
improve accessibility in Parts 4 and 6.
In Part 4, the proposed changes were to
recommend, rather than provide an
option, to use accessible pedestrian
27 September 15, 2010. 28 CFR 35 and 36,
Americans with Disabilities Act of 1990.
CFR 1.23(b).
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with a prohibition on advertising and
retroreflectivity retained in the
Standard. Guidance is adopted to
recommend against the use of
pictographs and symbols with an
additional recommendation not to use
illusions. The proposed Support
statements relating to materials for
aesthetic surface treatments within the
limits of crosswalks are also adopted
with revision; specifically, paving
materials such as setts or cobbles are
removed, and Support is added relating
to the surface of the crosswalk, the
needs of pedestrians, and the
requirements of the U.S. Department of
Justice 2010 ADA Standards for
Accessible Design.27
Comments questioned the need for
the Standard statement requiring
aesthetic treatments to be designed such
that they do not encourage road users to
loiter or linger in the crosswalk, engage
in the pattern, or otherwise not vacate
the street in an expedient manner. The
FHWA disagrees that the Standards and
Guidance placing limitations on
aesthetic treatments are unfounded as
road user safety is the primary concern
and visual distractions to vehicle
operators in general are known to be a
potential safety risk, especially to
vulnerable road users. Many of the
surface treatments that have been used
are designed to draw the attention of
road users to the treatment and,
therefore, away from navigating the
roadway environment. Thus, without
adequate research data to determine the
actual safety risk of different types of
treatments, FHWA believes it is
necessary to limit the use of surface
treatments to ensure vulnerable road
user safety. Where such treatments were
being considered as a measure to
improve pedestrian safety, FHWA
believes the appropriate measure,
instead, is to use one of the highvisibility crosswalk patterns, which are
supported by research for visibility and
conspicuity, strengthening the
provisions for the protection of
vulnerable users, consistent with
section 11135 of BIL.
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signals (APS) at all pedestrian signals,
including pretimed traffic control
signals or non-actuated approaches as
well as at pedestrian hybrid beacons
(PHB). Further, FHWA proposed to
recommend the use of an audible
information device (AID) at rectangular
rapid flashing beacons, pedestrianactuated warning beacon, and inroadway warning lights at crosswalks.
In Part 6, FHWA proposed to add a
new requirement in accordance with 28
CFR 35.160(a)(1) to take appropriate
steps to ensure that communications
with applicants, participants, members
of the public, and companions with
disabilities are as effective as
communications with others. In
addition, FHWA proposed to revise
several Standards to remove text related
to ‘‘where pedestrians with disabilities
normally use’’ or ‘‘where it is
determined that the accommodations of
pedestrians with disabilities is
necessary’’ to strengthen requirements
for accessible features and remove
ambiguity on when they should be
implemented. The proposed changes in
Part 6 were slightly broader than
proposed changes in Part 4 because
changes for temporary traffic control
devices are easier for agencies to adopt
since the devices are temporary and are
purchased and installed as part of an
active construction or maintenance
project.
The FHWA received a large number of
comments related to the proposed
changes encouraging the incorporation
of PROWAG and to strengthen
accessibility requirements. The
comments stated that FHWA should
adopt positions of greatly increased
accessibility requirements similar to
what was anticipated in the final rule
for PROWAG. Other commenters,
including many State DOTs and local
agencies opposed significant
accessibility changes based on their
concerns with the cost impact and the
significant level of effort to implement
widescale increased accessibility
measures, especially if there was not a
demonstrated need for such
accommodations at a specific location.
The FHWA notes that at the time of
publication of the NPA, the U.S. Access
Board had not concluded its rulemaking
and the provisions of a potential final
rule were unknown. The U.S. Access
Board has since finalized its rulemaking
process for PROWAG (88 FR 53604,
August 8, 2023; effective date
September 7, 20203). Therefore, FHWA
did not have the opportunity to seek
public comment on adopting the
provisions of the PROWAG final rule
during the course of this rulemaking. As
such, FHWA only adopts the proposed
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NPA revisions that strengthen the
provisions for the protection of
vulnerable users, consistent with
section 11135 of BIL. The FHWA
anticipates the MUTCD undergoing
further rulemaking to address sections
affected by the final PROWAG. In the
meantime, DOT has initiated a
rulemaking to incorporate the PROWAG
into the ADA regulations of the Office
of the Secretary of Transportation.28
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Traffic Control Signal Needs Study
(Reexamine Signal Warrants and
Changing Signal Warrants From
Standard to Guidance)
In the NPA, FHWA proposed to
change all paragraphs describing the
application of the traffic signal warrant
criterion to be considered in an
engineering study for installing a new
traffic control signal from Standard to
Guidance. The FHWA proposed this
change to provide agencies flexibility in
performing signal warrant analyses.
There were many comments for and
against the change from Standard to
Guidance. Commenters who supported
the change agreed agencies would have
more flexibility to consider ‘‘other
factors’’ rather than the perceived heavy
reliance placed on the numerical
analysis. In their opinion, this leads to
many agencies refusing to consider a
traffic control signal in cases where a
signal may be deemed beneficial, but
the volume warrants are not met.
Commenters who opposed the change
were concerned with the cost impact
associated with receiving pressure to
install new signals where signals may
not be appropriate. While not proposed
in the NPA, FHWA received several
comments stating that there is a need to
rethink all traffic signal warrants
believing them to be outdated and based
on consensus rather than research. The
FHWA notes that additional research is
in progress through a National
Cooperative Highway Research Program
(NCHRP) study 29 examining updates to
the vehicular and pedestrian volume
thresholds for traffic control signals,
pedestrian hybrid beacons, and other
pedestrian-actuated warning devices. In
addition to pedestrian and vehicular
volumes, the research is also examining
latent pedestrian demand, land-use, and
context to develop additional tools to
assist in determining the appropriate
28 See U.S. Department of Transportation, Office
of the Secretary of Transportation: Transportation
for Individuals With Disabilities; Adoption of
Accessibility Standards for Pedestrian Facilities in
the Public Right-of-Way (RIN 2105–AF05).
29 NCHRP 03–143, Framework and Toolkit for
Selecting Pedestrian Crossing Treatments, can be
viewed at the following Web address: https://
apps.trb.org/cmsfeed/TRBNetProjectDisplay.
asp?ProjectID=5125.
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traffic control device to improve safety
for pedestrians. Following the issuance
of this final rule, FHWA will explore
opportunities for new research to
reexamine the remaining signal
warrants for potential updates and will
consider research-based updates to a
future revision to the MUTCD or
through Interim Approval, as
appropriate.
The FHWA adopts the NPA proposed
signal warrant language change from
Standard to Guidance to reinforce that
other factors, beyond the warrants, be
considered as part of the engineering
study to justify installation of traffic
control signals. With this revision,
agencies will have more flexibility to
consider other relevant factors in
addition to reliance on the numerical
warrants analysis alone. While there is
concern from some commenters who
opposed the change that there could be
increased costs associated with
installing more traffic control signals
and increased pressure to install new
signals where they might not be
appropriate, the adopted text provides
agencies the necessary flexibility to
consider all relevant factors in
determining the need for a traffic
control signal. The safe and efficient
movement of all road users is the
primary consideration in the
engineering study to determine whether
a traffic control signal should be
installed rather than some other type of
control or roadway configuration.
Control by a traffic signal does not
necessarily result in improved safety in
every case. In some cases, a traffic signal
at an inappropriate location could
adversely impact safety for one or more
road users. The purpose of the
engineering study is to evaluate all
relevant factors based on the specific
location. The warrants are elements of
the engineering study along with any
other relevant factors. These additional
considerations form the basis for
conducting an engineering study and
the results of the warrants analysis
portion of the study is not intended to
be the only or the overriding
consideration. Agencies can, in fact,
install a traffic control signal if a
warrant is not met, but they are required
to conduct the engineering study that
demonstrates that the installation of a
signal will improve the overall safety
and/or operation of the intersection,
which includes documentation of the
rationale (i.e., the warrants analysis and
consideration of other factors).
Signal Warrants—Crash Warrant
In Section 4C.08 Warrant 7, Crash
Experience, FHWA proposed to revise
Item B in Paragraph 2 to include
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updated signal warrant criteria for 1year and 3-year periods, crash type, and
severity, as well as major street speed
and intersection location (urban vs.
rural context).
In conjunction with this change,
FHWA proposed to add additional
Support language regarding the critical
minor-street volume, and a new Option
paragraph that accompanies new tables
related to criteria for considering traffic
control signals in rural areas. The
FHWA proposed these changes based on
Interim Approval 19 and findings
contained in NCHRP Project 07–18,
‘‘Crash Experience Warrant for Traffic
Signals.’’ The research resulted in
updated criteria, which is based on
either 1 year or 3 years of recent crash
experience, for the number of crashes
portion of Warrant 7.
Comments included a mixture of
support and concern. Some commenters
suggested that this approach is not
consistent with Vision Zero and Safe
System approaches in that it is reactive
instead of proactive. For rural
intersections, there also was concern the
threshold for the number of crashes
increased over the existing threshold in
the 2009 MUTCD. Other commenters
(primarily State DOTs) expressed
concerns the lower thresholds for urban
settings may result in the overuse of
signals and disregard for using other
safety alternatives at intersections. The
commenters who supported the change
appreciated that the values were
updated based on research and noted
that the various thresholds and tables
provided engineers more flexibility to
perform the signal warrant study.
The FHWA adopts the revisions to
Warrant 7 in the final rule. Based on
comments received, FHWA adds an
Option in the final rule allowing
agencies to calibrate Highway Safety
Manual safety performance functions
(SPFs) to their own crash data or
develop their own SPFs to produce
agency specific average crash frequency
values. When documented as part of the
engineering study, these agency specific
crash frequency values may be used
instead of the values shown in Tables
4C–2 through 4C–5 when applying the
Crash Experience signal warrant.
Pedestrian Signals at Signalized
Intersections
In Section 4D.02, Provisions for
Pedestrians, FHWA proposed in the
NPA to add a new Guidance statement
recommending pedestrian signal heads
at each marked crosswalk controlled by
a traffic control signal. The installation
of pedestrian signal heads at
intersections controlled by a traffic
control signal is currently at the
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discretion of the agency. Agencies may
exercise engineering judgement to
determine if pedestrian signal heads are
needed, or if a vehicular signal face for
a concurrent vehicle movement, and
visible to pedestrians, is sufficient.
The FHWA received numerous
comments (including from multiple
State DOTs and cities) suggesting
strengthening the proposed Guidance to
a Standard to require, rather than
recommend, pedestrian signal heads if
marked crosswalks are present at
signalized intersections. A smaller
number of commenters supported the
addition of the new Guidance as
proposed.
The FHWA adopts the NPA proposed
Guidance that recommends the
installation of pedestrian signal heads
for each marked crosswalk controlled by
a traffic control signal and also adopts
the NPA proposed Option that allows
agencies to apply engineering judgment
to use pedestrian signal heads under
other conditions. Based on the
comments suggesting pedestrian signal
heads be required at all signalized
intersections, FHWA will consider for a
future rulemaking after further
evaluation of the potential implications
and benefits. This issue may also be
revisited based on the PROWAG
rulemaking by the U.S. Access Board.
These changes are being adopted to
improve the protection of vulnerable
users consistent with Section 11135 of
BIL.
Accessible Pedestrian Signals
Engineering Study Requirement
In Section 4I.01 (existing Section
4E.01) Pedestrian Signal Heads, FHWA
proposed in the NPA to modify
Paragraph 2 to better align with the
recommendation for an engineering
study with specific factors for
consideration as outlined in Section
4K.01.
The intent of the proposed NPA text
was misinterpreted by many reviewers.
There were many comments pointing
out that an engineering study should not
be required before installing APS. Many
commenters suggested APS should be
installed at all traffic control signals and
PHBs where pedestrian signal heads are
used, and that agencies should not have
to justify the need for APS by
conducting an engineering study based
on the factors listed in Section 4K.01.
Upon consideration of all comments
received, FHWA is removing all text
from the MUTCD discussing when APS
‘‘should’’ be considered or provided.
The decision of when to use APS is
subject to requirements of the
Americans with Disabilities Act and
Section 504 of the Rehabilitation Act of
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1973. Notably, since the 2009 edition of
the MUTCD, multiple courts have
recognized that the ADA and
Rehabilitation Act require jurisdictions
to make their pedestrian signals
accessible. See Am. Council of Blind of
Metro. Chicago v. City of Chicago, No.
19 C 6322, __F. Supp. 3d __, 2023 WL
2744596, at **6–8 (N.D. Ill. Mar. 31,
2023); Am. Council of Blind of New
York, Inc. v. City of New York, 495 F.
Supp. 3d 211, 232–38, 241–42 (S.D.N.Y.
2020); Scharff v. Cnty. of Nassau, No. 10
CV 4208 DRH AKT, 2014 WL 2454639,
at *12 (E.D.N.Y. June 2, 2014). As with
other sections of the MUTCD that
address certain accessibility issues,
FHWA refers users to the applicable
ADA and Rehabilitation Act
requirements and limits discussion of
APS to technical specifications. The
MUTCD does, however, include
language in Support statements with
information about the importance of
APS in general and, in particular, at
certain kinds of crossings.
Warrants for Pedestrian Hybrid Beacons
In Section 4J.01 (Section 4F.01 of the
2009 MUTCD) Application of PHB,
FHWA proposed to add a new Option
to allow the reduction of the signal
warrant criteria for pedestrian volume
crossing the major street by as much as
50 percent if the 15th-percentile
crossing speed of pedestrians is less
than 3.5 feet per second. The FHWA
proposed this change for consistency
with traffic control signal Warrant 4,
Pedestrian Volume.
The FHWA also proposed to add an
Option to allow the separate application
of the major-street traffic volumes
criteria in each direction when there is
a divided street having a median of
sufficient width for pedestrians to wait
in accordance with Official Ruling No.
4(09)–25 (I) 30 and for consistency with
the proposed change in Section 4C.05.
While the NCUTCD and engineering
organizations agreed with the proposed
changes in the NPA for Section 4J.01,
the majority of the comments were
related to the current MUTCD text
regarding the volume thresholds, where
no revisions were proposed. General
themes of the comments included: (1)
Suggestions to add other warrants or
factors such as distance to adjacent
pedestrian crosswalks, crash experience,
using FHWA’s Guide for Improving
Safety at Uncontrolled Crossing
30 FHWA’s Official Ruling No. 4(09)–25 (I),
‘‘Application of the Pedestrian Volume Warrant on
Divided Roadways,’’ can be viewed at the following
Web address: https://mutcd.fhwa.dot.gov/resources/
interpretations/4_09_25.htm.
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Locations 31 surrounding land use and
density, and using FHWA’s Safe
Transportation for Every Pedestrian
(STEP) guidance,32 (2) Changes to the
minimum thresholds in Figures 4J–1
and 4J–2, and (3) Adding Guidance that
aims to make major streets safe to cross
at regular intervals by establishing
Guidance on the distance people can be
expected to walk to get to a crosswalk.
The FHWA retains the NPA language,
including the existing vehicular and
pedestrian volume threshold figures,
based on the following considerations.
The PHBs are addressed in the FHWA
Proven Safety Countermeasure Initiative
(FHWA–SA–21–045) 33 as a safety
strategy to address pedestrian crash risk.
The PHB is an intermediate option
between a flashing beacon and a full
pedestrian signal because it assigns
right-of-way and provides positive stop
control. It also allows motorists to
proceed once pedestrians have cleared
their side of the travel lane(s), reducing
vehicle delay and congestion, often in
urban conditions where congestion can
impact the quality of life of surrounding
residents and business owners.
In response to comments suggesting
changes that were not proposed in the
NPA, the existing vehicular and
pedestrian thresholds were determined
based on research and are substantially
lower than the pedestrian volume
warrants for a traffic control signal,
primarily due to the trade-off in
efficiency since vehicular traffic can
move during the flashing red interval
(concurrent with flashing Don’t Walk) if
the crosswalk is clear. Further, the NPA
added new Options to provide more
flexibility in justifying the installation
of PHBs with a significant reduction in
the threshold volumes based on lower
walking speeds and the consideration of
other factors that may support the
installation of PHBs at locations where
the thresholds are not met. These
proposed Options are adopted in this
Final Rule.
An NCHRP study 34 is underway that
will review the existing volume
thresholds and make recommendations
on pedestrian warrants based on many
scenarios for PHBs as well as traffic
control signals and pedestrian actuated
warning devices. This information will
31 https://www.fhwa.dot.gov/innovation/
everydaycounts/edc_5/docs/STEP-guide-improvingped-safety.pdf.
32 https://highways.dot.gov/safety/pedestrianbicyclist/step.
33 https://highways.dot.gov/safety/proven-safetycountermeasures/pedestrian-hybrid-beacons.
34 NCHRP 03–143, Framework and Toolkit for
Selecting Pedestrian Crossing Treatments, can be
viewed at the following Web address: https://
apps.trb.org/cmsfeed/TRBNetProjectDisplay.asp?
ProjectID=5125.
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be used to consider revisions to
vehicular and pedestrian volume
thresholds in a future edition of the
MUTCD.
The FHWA believes the provisions, as
adopted, further FHWA’s statutory
obligation under Section 11135 of BIL to
provide for the protection of vulnerable
road users by providing more flexibility
for engineers to justify installation of
PHBs.
Emergency Vehicle Preemption
In new ‘‘Section 4F.19 Preemption
Control of Traffic Control Signals’’
consisting of paragraphs from Section
4D.27 of the 2009 MUTCD, FHWA
proposed to revise the Standard
regarding preemption control transitions
to remove the current provision that
allows the pedestrian change interval to
be truncated during emergency vehicle
preemption. The current provision
potentially exposes vulnerable road
users to great risk if they are crossing
the street and their pedestrian
indication is terminated mid-crossing to
permit the signal to change to green on
that approach in preparation for an
approaching emergency response
vehicle. The FHWA proposed this
change to enhance the protection of
vulnerable road users during emergency
preemption operations at traffic control
signals. Truncating the pedestrian
change interval would still be allowed
only when the traffic control signal is
being preempted because a boat is
approaching a movable bridge or
because rail traffic is approaching a
grade crossing, as emergency vehicles
and buses generally have the ability to
slow, stop, or alter their course if
necessary to avoid a collision, which is
not the case of boats and rail traffic.
The FHWA received many comments
on different sides of the issue. Some
commenters supported the change since
the existing method could potentially
compromise pedestrian safety if
pedestrians had not cleared the
crosswalk during the transition into
preemption control. Other comments
opposed the change saying the
effectiveness of the emergency vehicle
preemption will be greatly diminished
or made completely ineffective due to
increased delay, especially in congested
conditions. Some comments suggested
the requirement did not go far enough
in that it continued to allow pedestrian
change interval to be preempted for
signals associated with boat and rail
traffic. The FHWA believes there is
insufficient data on the magnitude of
these potential issues and therefore does
not adopt the proposed Standard that
would prohibit the truncation of the
pedestrian change interval during the
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transition into preemption control. Also,
FHWA revises the existing Standard and
adds an Option to further clarify what
is allowed and what is prohibited by the
existing provisions.
Bicycle Signal Faces at Pedestrian
Hybrid Beacons
The FHWA proposed a prohibition of
bicycle signal faces at pedestrian hybrid
beacons in a new Chapter 4H, consistent
with Interim Approval 16 (IA–16),
which states, ‘‘bicycle signal faces shall
not be used in any manner with respect
to the design and operation of a
pedestrian hybrid beacon.’’ 35 Though
comments varied on this change, a
number of commenters expressed
concern that such a change would leave
no solution to improve safety for
bicyclists. However, the change is
actually intended to address the fact
that bicyclists are vulnerable road users
and that they benefit from applying a
safe system approach, which is to
separate them in time and space from
conflicting traffic movements. Where
the crossing is a shared-use path or
bicycle traffic is otherwise expected, the
use of the PHB could contravene this
approach. This specific issue is
discussed in detail in this section.
Some of the commenters supported
the proposed text to prohibit bicycle
signal faces at PHBs, including some
city and State transportation agencies.
However, a number of the public
comments opposed the prohibition of
bicycle signal faces at PHBs, noting that
some agencies currently have these in
operation (Portland, Oregon; and
Phoenix and Tucson, Arizona.) without
any known safety issues. Some
commenters suggested that the
prohibition of bicycle signal faces with
a PHB would not allow for bicycle
movements (since bicyclists are not
pedestrians) when PHBs are used at
neighborhood bikeway or trail crossings.
Other commenters noted the known
problem with bicycles entering
crosswalks controlled by PHBs during
the flashing red and flashing Don’t Walk
interval, suggesting that this conflict can
be addressed by allowing bicycle signal
faces.
The FHWA retains the NPA language
that prohibits bicycle signal faces at
PHBs based on the following
considerations. Intersections of streets
and shared-use paths are a vehiclevehicle intersection because bicycles
operate as vehicles in this situation. The
PHB was developed as a pedestrianspecific device based on representative
35 Interim Approval 16 can be accessed at the
following Web address: https://mutcd.fhwa.dot.gov/
resources/interim_approval/ia16.
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pedestrian behavior and characteristics.
A pedestrian-type traffic control would
not be appropriate for bicycle traffic
operating as vehicles with much higher
relative speeds than pedestrians and
therefore violates road user expectancy
and introduces a safety risk for
bicyclists due to the manner in which
the clearance interval operates. The
clearance interval for a PHB allows
roadway traffic to proceed after stopping
during the flashing red interval as
pedestrians clear the crosswalk during
the flashing Don’t Walk interval. The
slower speed of pedestrians provides for
visibility of pedestrians and adequate
detection time by the vehicle operator,
in contrast with the relatively higher
speed of bicycle traffic that might enter
the crossing more suddenly.
The FHWA notes that the suggestion
that bicycle traffic would not be allowed
at a crossing with a PHB absent a
bicycle signal face tends to disregard the
fact that other treatments could be
considered to accommodate the safe
mobility of bicyclists. Further, each
traffic control device is developed for
specific purposes. Therefore, it is not
correct to assume generally that any
traffic control device can be applied in
any condition or be adapted to
conditions for which it was not
intended without evaluation of its
efficacy under those conditions that
differ, including for differences in the
types of road users and their distinct
behaviors and needs. The PHB is an
intermediate solution between a
flashing beacon and a full signal
because it assigns right-of-way and
provides positive stop control, but then
allows roadway traffic to proceed once
pedestrians have cleared their side of
the travel lane(s), reducing vehicle delay
and congestion, often in urban
conditions where congestion can impact
the quality of life of surrounding
residents and business owners. In the
absence of a similar intermediate option
for bicycles operating as vehicles,
operation of a fully signalized crossing
is a potential solution, with little
difference in the infrastructure
compared with a PHB. The FHWA
believes that an agency would decide to
prioritize safety considerations for
bicyclists as vulnerable road users over
congestion or delay concerns for
roadway traffic in such a case. These
considerations are part of the process for
determining the potential effects on the
surrounding community environment,
including residents and business
owners.
In practice, some of the agencies that
have installed bicycle signals with
PHBs, as referenced by commenters,
have done so in a manner that violates
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the provisions of the MUTCD for the
operation of the PHB, shortening the
flashing red interval to a mere few
seconds while extending the steady red,
allowing the pedestrian clearance
(flashing Don’t Walk) interval during the
steady red facing roadway traffic (along
with the green and yellow bicycle signal
intervals). In effect, these agencies are
operating the PHBs as full signals, but
have modified their phasing in a
noncompliant manner in order to
circumvent the warrants for a traffic
control signal. As described earlier, an
agency may decide that a full signal is
the appropriate solution at a sharedused path crossing if there is
appreciable bicycle demand. Further,
the noncompliant operation of the PHB
presents expectancy violations to both
the pedestrian and roadway vehicle
operator, potentially putting vulnerable
road users at risk. The FHWA believes
the provisions, as adopted, meet
FHWA’s statutory obligation under
Section 11135 of BIL to provide for the
protection of vulnerable road users to
the extent practicable based on available
research on the operation of PHBs as a
pedestrian safety treatment.
Following the issuance of this final
rule, FHWA will seek opportunities to
explore and evaluate data on variations
in PHBs that might safely accommodate
bicycle signal face use at crossings and,
potentially, new research on this topic
as might be determined necessary to
evaluate such factors as the appropriate
clearance interval, adequate separation
of pedestrians and bicyclists at the
signal, actuation of the bicycle signal,
and representative bicyclist and driver
behavior at various types of signal
indications or combinations thereof.
Finally, as emphasized previously,
roadway owners have the authority to
consider other treatments to
accommodate the safe mobility of
bicyclists, whether traffic control
devices whose applications comply
with the MUTCD, or other strategies,
such as geometric or roadway
configuration changes.
Part 5. Automated Vehicles
Part 5 in the NPA was retitled for
Automated Vehicles (AV) and included
all new content. (In the NPA, the
provisions for Low-Volume Roads in
Part 5 of the 2009 MUTCD were
proposed for integration into the other
parts of the MUTCD.) The purpose of
this new part is to provide agencies with
general considerations for vehicle
automation as they assess their
infrastructure needs, prepare their
roadways for AV technologies, and to
support the safe integration of AVs. The
NPA proposed two chapters for Part 5,
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with a third chapter reserved for future
considerations. The first chapter,
Chapter 5A, covered the purpose and
scope, the definition of terms and other
general information on design and use
considerations for roadways intended to
accommodate AVs operations. Chapter
5B ‘‘Provisions for Traffic Control
Devices’’ contains six sections providing
provisions beneficial to AV operations
on signs, markings, traffic signals, and
temporary traffic control, as well as
traffic control at railroad and light rail
transit grade crossings, and on bicycle
facilities.
The overarching comments on this
Part ranged from general support to
concerns it will create a cost burden on
transportation agencies and suggesting
the removal of the Part. Other comments
proposed moving the elements of Part 5
directly into the applicable chapters of
the MUTCD (Parts 2, 3, 4, 6, 8, and 9).
Comments in opposition to Part 5 as a
whole or recommending the provisions
in Part 5 simply be moved into the other
chapters of the MUTCD, indicate
confusion by commenters on the
intended purpose of adding Part 5 to the
MUTCD. The intended purpose of Part
5 is to identify traffic control device
considerations for AVs operations on
roadways specifically being designed to
accommodate these vehicles.
There were also comments on the
technical basis of some provisions.
Some commenters questioned the need
for a prescribed light-emitting diode
(LED) refresh rate for electronic message
signs and traffic signals, as well as
graphical markings on signs intended to
be recognizable by vision-based driving
automation systems to enhance sign
recognition by these systems. Also,
there were comments received on the
proposed Standard and Guidance
statements in Section 5B.04 that
described the use and removal of
pavement markings in work zones.
Commenters noted that the provisions
in this section were redundant or in
conflict with similar provisions in
Chapter 6J of the Manual.
The FHWA adopts the new Part 5
with modified Support language
emphasizing that Part 5 contains
provisions that are exclusively for those
agencies seeking to better accommodate
driving automation systems to support
AVs, and therefore are not specifically
for consideration on other roadways.
This change is done to address the
confusion suggesting the provision in
this Part will necessarily increase
agency costs. In alignment with this
change, the title is changed to ‘‘Traffic
Control Device Considerations for
Automated Vehicles’’ to more accurately
reflect the contents of this new Part.
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To address a safety concern of a
technology brought up by commenters
that could negatively impact recognition
and legibility of signs by human drivers,
FHWA adds a Standard stating that
when scanning graphics of any type are
used on a sign for support of driving
automation systems, the scanning
graphics shall not be visible to the
human eye and the sign shall have no
apparent loss of resolution or
recognition to road users. Also, in
response to comments, the final rule
deletes specifications regarding refresh
rates and instead indicates that agencies
should consider the refresh rate of LEDs
on CMS. This language will allow
agencies to use the refresh rate that is
most appropriate for the prevailing
driving automation systems
technologies as this technology
advances.
Also, in response to comments,
sections within Chapter 5B are
restructured to more clearly state the
specific traffic control device
provisions. Further, in response to
comments, the proposed Standards in
Section 5B.04 regarding the use and
removal of pavement markings in work
zones are removed in this final rule, as
they are redundant to similar provisions
in Chapter 6J. Two new Support
statements are added that reference the
appropriate provisions in Sections 6J.01
and 6J.02 regarding the use and removal
of pavement markings in work zones.
The proposed Standard requiring the
removing or obliterating pavement
markings that are no longer applicable
as soon as practicable is changed to
Guidance to be consistent with similar
provisions in Section 6J.01. Also, an
additional Support statement is added
that emphasizes the potential for
misinterpretation by driving automation
systems of pavement markings not fully
removed or removed in a manner that
causes pavement scarring, which can
facilitate erroneous vehicle positioning
in work zones. The new Part 5 addresses
the requirement in BIL to update the
MUTCD for the safe integration of AVs
onto public streets.
Part 8. Traffic Control for Railroad and
Light Rail Transit Grade Crossings
Diagnostic Team
In the NPA, FHWA proposed
Standards, Guidance, and Options in
Part 8 that define the Diagnostic Team
and its role in determining the
appropriate traffic control devices at
grade crossings. The language in the
NPA was proposed to be consistent with
49 CFR part 222 (a Federal Railroad
Administration regulation) and because
there are many variables to be
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considered and multiple entities that
need to be engaged to evaluate and
implement traffic control devices at
grade crossings. Depending on the
crossing location, these entities include
agencies representing the highway,
railroad, transit, and a regulatory agency
with statutory authority (when
applicable).
Comments on the NPA noted that in
some States, the State or the regulatory
agency holds statutory authority for
approval of traffic control devices at
grade crossings and therefore the
Diagnostic Team could evaluate but
would not approve the grade crossing
traffic control devices. Commentors also
expressed confusion over the types of
changes that necessitate convening a
Diagnostic Team and concern with the
challenges of assembling a Diagnostic
Team. Some comments also suggested
that all references to the Diagnostic
Team be removed from Part 8. Other
commenters, including organizations
representing large numbers of members
supported the text proposed in the NPA.
The FHWA incorporates editorial
revisions in the final rule to clarify the
role of the Diagnostic Team, which is to
evaluate and recommend traffic control
devices. These revisions are made to
avoid conflicts with State statutes that
give approval authority to the State or
to the regulatory agency with statutory
authority. The revisions also provide a
more complete list of the types of
changes that require the Diagnostic
Team to conduct an engineering study.
The Option statement proposed in the
NPA clarifies that general maintenance
activities and minor operational changes
may be made without review by a
Diagnostic Team. In the final rule,
FHWA also moves the reference to quiet
zones to an Option statement because 49
CFR part 222 does not require a
Diagnostic Team review to establish a
quiet zone, but they may conduct an
engineering study and recommend that
a quiet zone be considered by the
responsible public authority.
Part 9. Traffic Control for Bicycle
Facilities
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Bicycles as Vehicles
State and local laws and ordinances
define where it is legal to ride a bicycle.
Roadway owners and local communities
may choose land use or facility design
to promote bicyclist safety. The
MUTCD, however, governs the traffic
control devices and markings used on
those facilities to improve bicyclist
safety and mobility wherever State and
local authorities have deemed it legal to
ride on a bicycle.
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In the NPA, FHWA proposed to add
Support to Section 9A.01 stating that
with few exceptions, such as when
allowed to ride on a sidewalk or where
some bicycle-specific traffic control
devices are installed, bicycles are either
legally defined as vehicles or a bicyclist
is legally assigned the same rights and
duties of an operator of a motor vehicle
as governed by State and local law. The
FHWA received several comments
stating that the proposed Support
language was overly broad and cited
examples of where various State laws
did not reflect what the proposed
Support language was asserting.
The FHWA agrees with the
commenters and revises the Support
language to focus exclusively on
bicyclist operation on roadways, rather
than where it might be allowed on
sidewalks or other facilities. The FHWA
believes these provisions will help
strengthen the protection of vulnerable
users consistent with Section 11135 of
BIL.
Two-Stage Bicycle Turn Box
The FHWA proposed to add a new
Section in Chapter 9B on regulatory
signing for Two-Stage Bicycle Turn
Boxes that includes Support, Standard,
and Options. The Standards defined
conditions for which a two-stage turn
box shall be provided and
corresponding regulatory signs
necessary to convey that information.
The Option allowed for an appropriately
sized Street Name sign to be installed
with the All Turns From Bike Lane sign
to identify the cross street where the
turn box will be available.
Commenters suggested the proposed
Standard defining specific conditions
when a two-stage bicycle turn box is
required be changed to Option and
those conditions be modified to provide
further clarity. Commenters also
requested that the Standards requiring
specific regulatory signs be used when
bicyclists are being legally required to
use a two-stage bicycle turn box be
changed to Guidance. Similarly,
commenters recommended the
Standards requiring the mounting
location of these regulatory signs also be
changed to Guidance. Based on these
comments and further review, FHWA
changes the Standard that defined
specific conditions when a two-stage
bicycle turn box would be required to a
Support statement that simply describes
certain situations where a two-stage
bicycle turn box can be used to facilitate
bicycle turning movements. In
alignment with this change, FHWA
provides clarifying modifications to the
description of those situations.
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The FHWA retains the Standards
requiring specific regulatory signs be
used when bicyclists are required to use
a two-stage bicycle turn box and the
Standards requiring the appropriate
mounting location of these signs. The
FHWA retains these Standards to ensure
bicyclists have this necessary regulatory
information on the jurisdictional
prescribed use of the bicycle turn box.
These Standards will help ensure the
safety of bicyclists and reduce conflicts
between bicyclists and other traffic.
Also, to address a vehicle movement
conflict that could compromise the
safety of bicyclists, FHWA adds new
Guidance that two-stage bicycle turn
boxes should be located outside of the
path of right-turning vehicle traffic, and
where a turn box is located within the
path of right-turning vehicle traffic, a
NO TURN ON RED (R10–11) sign
should be used.
The FHWA believes these provisions
will help strengthen the protection of
vulnerable users consistent with Section
11135 of BIL.
Bend-Outs at Intersections
In the NPA, FHWA proposed to add
Support, Option, and Guidance
statements in Section 9E.02 related to
the shifting of buffer-separated or
separated bicycle lanes. The Option
allows for bicycle lanes to be shifted
closer to or further away from the
adjacent general-purpose lane. The
Guidance indicates the bicycle lanes
should not be shifted away from the
general-purpose lane unless there is
sufficient space for a vehicle to queue
between the general-purpose lane and
extension of the bicycle lane.
Many commenters opposed the
Guidance statement that a bufferseparated or separated bicycle lane
should not be shifted away from the
adjacent general-purpose lane at an
intersection unless there is sufficient
space for a vehicle to queue between the
general-purpose lane and the extension
of the bicycle lane. Commenters stated
that it went counter to best practices
and there was sufficient experience to
show it to be safe practice. In
consideration of the comments received
and further review, FHWA is not
adopting this proposed Guidance
statement. Rather, FHWA is adding a
Support statement that shifting a bicycle
lane away from a general-purpose lane
at an intersection can create space for
vehicles to queue and has safety
benefits. This change provides more
flexibility and FHWA believes these
provisions will help strengthen the
protection of vulnerable users consistent
with section 11135 of BIL.
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Federal Register / Vol. 88, No. 242 / Tuesday, December 19, 2023 / Rules and Regulations
Counter-Flow Bike Lanes
In the proposed new Section 9E.08
Counter-Flow Bicycle Lanes, FHWA
proposed a Standard prohibiting
locating a counter-flow bicycle lane
between the general-purpose lane and
on-street parallel parking lane for motor
vehicles. This prohibition was added
due to safety concerns for bicyclists as
a motorist may not have line of sight of
oncoming bicyclists when maneuvering
their parked vehicle to reenter the
general-purpose travel way, which
would require crossing the counter-flow
bicycle lane with potentially very
limited visibility.
Commenters suggested that the
proposed Standard which would
prohibit locating a counter-flow bike
lane between a general-purpose lane
and an on-street parallel parking lane
would preclude situations when it is
impractical to locate the lane elsewhere,
such as between the curb and the
parking lane. Commenters further
suggested that locating the counter-flow
bicycle lane between a general-purpose
lane and an on-street parking lane has
Termination of Interim Approvals
In addition to the changes adopted in
the 11th Edition of the MUTCD, FHWA
terminates the Interim Approvals for
those provisional devices or
applications that have been
incorporated into this final rule, either
in whole or part. Agencies that had
received Interim Approval for those
items listed are released from the
requirement to maintain and update a
list of locations at which the provisional
devices or applications have been
implemented. Any future installations
of the device or application previously
subject to Interim Approval must
comply with the provisions as stated in
the 11th Edition of the MUTCD, and any
provisions in the Interim Approval that
conflict with the provisions adopted in
the 11th Edition of the MUTCD are no
longer valid. Existing installations that
do not comply with the provisions
adopted in the 11th Edition of the
MUTCD must be brought into
compliance by the compliance date
established in this final rule, if
applicable, or through systematic
replacement and upgrade of traffic
control devices if a compliance date is
not specified. The following Interim
Approvals are terminated with this final
rule:
Interim
approval
Title
IA–5 ...............................
IA–12 .............................
IA–13 .............................
IA–14 .............................
IA–15 .............................
IA–16 .............................
IA–17 .............................
IA–18 .............................
IA–19 .............................
IA–20 .............................
IA–21 .............................
IA–22 .............................
Clearview Font for Positive-Contrast Legends on Guide Signs (Reinstated) ...................................
Traffic Signal Photo Enforced Signs .................................................................................................
Alternative Electric Vehicle Charging General Service Symbol Sign ...............................................
Green-Colored Pavement for Bike Lanes .........................................................................................
Alternative Design for the U.S. Bicycle Route (M1–9) Sign .............................................................
Bicycle Signal Faces .........................................................................................................................
Three-Section Flashing Yellow Arrow Signal Faces .........................................................................
Intersection Bicycle Boxes .................................................................................................................
Alternative Signal Warrant 7—Crash Experience .............................................................................
Two-Stage Bicycle Turn Boxes .........................................................................................................
Pedestrian-Actuated Rectangular Rapid-Flashing Beacons at Uncontrolled Marked Crosswalks ...
Red-Colored Pavement for Transit Lanes .........................................................................................
Discussion Under 1 CFR Part 51
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been done in a number of municipalities
without documented safety issues.
The FHWA agrees that there may be
situations where it would be impractical
to locate a counter-flow elsewhere as
local agencies may have limited options
for creating and maintaining connected
bicycle networks. However, placing
bicycle lanes between the curb and an
on-street parallel parking lane provides
bicyclists a buffer from motor vehicle
traffic to improve safety. Considering
this, FHWA changes this Standard to
Guidance, which will allow for
engineering judgment or study to
determine when it might be necessary to
locate a counter-flow bike lane adjacent
to the general-purpose lane. The FHWA
believes this provides sufficient
flexibility to agencies in designing their
bicycle facilities while meeting FHWA’s
statutory obligation under Section
11135 of BIL to provide for the
protection of vulnerable road users.
The FHWA is incorporating by
reference the more current versions of
the manuals listed herein.
The FHWA’s 2009 ‘‘Manual on
Uniform Traffic Control Devices for
Streets and Highways,’’ including
Revisions No. 1 and No. 2, dated May
2012, and No. 3 dated August 2022, are
replaced with a new edition of the
MUTCD (Manual on Uniform Traffic
Control Devices for Streets and
Highways (MUTCD), 11th Edition,
FHWA, December 2023). This document
was developed by FHWA to define the
standards used by road managers
nationwide to install and maintain
traffic control devices on all public
streets, highways, bikeways, and private
roads open to public travel.
The document that FHWA is
incorporating by reference is reasonably
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Date
Issued
available to interested parties, primarily
State DOTs, local agencies, and Tribal
governments carrying out Federal-aid
highway projects. The text, figures, and
tables of the new edition of the MUTCD
incorporating the proposed changes
from the current edition are available for
inspection and copying, as prescribed in
49 CFR part 7, at FHWA Office of
Transportation Operations, 1200 New
Jersey Avenue SE, Washington, DC
20590. Further, the text, figures, and
tables of the new edition of the MUTCD
incorporating changes from the current
edition are available on the MUTCD
website https://mutcd.fhwa.dot.gov and
on the docket for this rulemaking. The
specific details are discussed in greater
detail elsewhere in this preamble.
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3/28/2018
11/12/2010
4/1/2011
4/15/2011
6/1/2012
12/24/2013
8/12/2014
10/12/2016
2/24/2017
7/23/2017
3/20/2018
12/4/2019
Rulemaking Analysis and Notices
Executive Order 12866 (Regulatory
Planning and Review), Executive Order
13563 (Improving Regulation and
Regulatory Review), and DOT
Regulatory Policies and Procedures
The FHWA has determined that this
action is a significant regulatory action
within the meaning of Executive Order
(E.O.) 12866, as amended by the E.O.
14094. Most of the changes in this final
rule provide additional guidance,
clarification, and optional applications
for traffic control devices. The FHWA
believes that the uniform application of
traffic control devices will greatly
improve the traffic operations efficiency
and roadway safety. The Standards,
Guidance, and Support are also used to
create uniformity and to enhance safety
and mobility at little additional expense
to public agencies or the motoring
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Federal Register / Vol. 88, No. 242 / Tuesday, December 19, 2023 / Rules and Regulations
public. The rule will not have an annual
effect on the economy of $200 million
or more. For the substantive revisions
for which costs can be quantified, along
with the administrative costs, the total
estimated cost measured in 2020 dollars
is $59.7 million when discounted to
2020 at 7 percent. A copy of the
Economic Impact Assessment is
available on the docket for this
rulemaking. This rule will not adversely
affect in a material way the economy,
any sector of the economy, productivity,
competition, jobs, the environment,
public health or safety, or State, local,
territorial, or Tribal governments or
communities. These changes do not
create a serious inconsistency with any
other agency’s action or materially alter
the budgetary impact of any
entitlements, grants, user fees, or loan
programs.
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Regulatory Flexibility Act
In compliance with the Regulatory
Flexibility Act (Pub. L. 96–354, 5 U.S.C.
601–612), FHWA has evaluated the
effects of these changes on small entities
and has determined that it is not
anticipated to not have a significant
economic impact on a substantial
number of small entities. This final rule
adds some alternative traffic control
devices and only a very limited number
of new or changed requirements. Most
of the changes are expanded guidance
and clarification information. This rule
will primarily affect State and local
governments and toll road authorities.
The revisions directed by this action can
be phased in by the States over specified
time periods in order to minimize
hardship. The changes made to traffic
control devices that would require an
expenditure of funds all have future
effective dates sufficiently long to allow
normal maintenance funds to replace
the devices at the end of the material
life-cycle. To the extent the revisions
require expenditures by the State and
local governments on Federal-aid
projects, they are reimbursable. The
FHWA hereby certifies that this action
will not have a significant economic
impact on a substantial number of small
entities.
Unfunded Mandates Reform Act of
1995
This rule does not impose unfunded
mandates as defined by the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4, 109 Stat. 48, March 22, 1995).
The Unfunded Mandates Reform Act of
1995 (section 202(a)) requires agencies
to prepare a written statement, which
includes estimates of anticipated
impacts, before proposing ‘‘any rule that
includes any Federal mandate that may
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Jkt 262001
result in the expenditure by State, local,
and tribal governments, in the aggregate,
or by the private sector, of $100,000,000
or more (adjusted annually for inflation)
in any one year.’’ The current threshold
after adjustment for inflation is $177
million, using the most current (2022)
Implicit Price Deflator for the Gross
Domestic Product. The revisions
directed by this action can be phased in
by the States over specified time periods
in order to minimize hardship. The
changes made to traffic control devices
that would require an expenditure of
funds all have future effective dates
sufficiently long to allow normal
maintenance funds to replace the
devices at the end of the material lifecycle. To the extent the revisions
require expenditures by the State and
local governments on Federal-aid
projects, they are reimbursable. This
does not impose a Federal mandate
resulting in the expenditure by State,
local, and Tribal governments, in the
aggregate, or by the private sector, of
$177 million or more in any one year (2
U.S.C. 1532).
Executive Order 13132 (Federalism
Assessment)
E.O. 13132 requires agencies to ensure
meaningful and timely input by State
and local officials in the development of
regulatory policies that may have a
substantial, direct effect on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. The FHWA
analyzed this action in accordance with
the principles and criteria contained in
E.O. 13132 and determined that this
action would not have sufficient
federalism implications to warrant the
preparation of a federalism assessment.
The FHWA has also determined that
this final rule would not preempt any
State law or State regulation or affect the
States’ ability to discharge traditional
State governmental functions.
Executive Order 13175 (Tribal
Consultation)
The FHWA has analyzed this action
under E.O. 13175 and determined that
it will not have substantial direct effects
on one or more Indian Tribes; will not
impose substantial direct compliance
costs on Indian Tribal governments; and
will not preempt Tribal law. Therefore,
a Tribal summary impact statement is
not required.
Executive Order 12898 (Environmental
Justice)
E.O. 12898 requires that each Federal
agency make achieving environmental
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justice part of its mission by identifying
and addressing, as appropriate,
disproportionately high and adverse
human health or environmental effects
of its programs, policies, and activities
on minorities and low-income
populations. FHWA has determined that
this rule does not raise any
environmental justice issues.
Executive Order 12372
(Intergovernmental Review)
The regulations implementing E.O.
12372 regarding intergovernmental
consultation on Federal programs and
activities apply to this program. Local
entities should refer to the Catalog of
Federal Domestic Assistance Program
Number 20.205, Highway Planning and
Construction, for further information.
Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995 (PRA) (44 U.S.C. 3501, et seq.),
Federal agencies must obtain approval
from the Office of Management and
Budget for each collection of
information they conduct, sponsor, or
require through regulations. The FHWA
has determined that this action does not
contain collection information
requirements for purposes of the PRA.
National Environmental Policy Act
The FHWA has analyzed this action
for the purpose of the National
Environmental Policy Act (NEPA) of
1969 (42 U.S.C. 4321 et seq.) and has
determined that it will not have any
significant effect on the quality of the
environment and is categorically
excluded under 23 CFR 771.117(c)(20),
which applies to the promulgation of
rules, regulations, and directives.
Categorically excluded actions meet the
criteria for categorical exclusions under
the Council on Environmental Quality
regulations and under 23 CFR
771.117(a) and normally do not require
any further NEPA approvals by FHWA.
The FHWA does not anticipate any
adverse environmental impacts from
this rule; no unusual circumstances are
present under 23 CFR 771.117(b).
Regulation Identification Number
A regulation identification number
(RIN) is assigned to each regulatory
action listed in the Unified Agenda of
Federal Regulations. The Regulatory
Information Service Center publishes
the Unified Agenda in April and
October of each year. The RIN contained
in the heading of this document can be
used to cross reference this action with
the Unified Agenda.
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List of Subjects
PART 635—CONSTRUCTION AND
MAINTENANCE
23 CFR part 470
3. The authority citation for part 635
continues to read as follows:
Grant programs—Transportation,
Highways and roads.
■
23 CFR part 635
Authority: Sections 1525 and 1303 of Pub.
L. 112–141, Sec. 1503 of Pub. L. 109–59, 119
Stat. 1144; 23 U.S.C. 101 (note), 109, 112,
113, 114, 116, 119, 128, and 315; 31 U.S.C.
6505; 42 U.S.C. 3334, 4601 et seq.; Sec.
1041(a), Pub. L. 102–240, 105 Stat. 1914; 23
CFR 1.32; 49 CFR 1.85(a)(1).
Grant programs—Transportation,
Highways and roads, Reporting and
recordkeeping requirements.
23 CFR part 655
4. Amend § 635.309 by revising
paragraph (o) to read as follows:
Design standards, Grant programs—
Transportation, Highways and roads,
Incorporation by reference, Signs,
Reporting and recordkeeping
requirements, Traffic regulations.
■
§ 635.309
1. Revise the authority citation for Part
470 to read as follows:
*
*
*
*
(o) The FHWA has determined that,
where applicable, provisions are
included in the PS&E that require the
erection of funding source signs that
comply with the Manual on Uniform
Traffic Control Devices for Streets and
Highways, for the life of the
construction project, in accordance with
section 154 of the Surface
Transportation and Uniform Relocation
Assistance and Real Property
Acquisition Policies Act of 1970, as
amended (Pub. L. 91–646, 84 Stat. 1894;
primarily codified in 42 U.S.C. 4601 et
seq.;) (Uniform Act).
*
*
*
*
*
Authority: 23 U.S.C. 103(b)(2), 103(c), 134,
135, and 315; and 49 CFR 1.85.
PART 655—TRAFFIC OPERATIONS
Issued on under authority designated in 49
CFR 1.81.
Shailen P. Bhatt,
Administrator, Federal Highway
Administration.
In consideration of the foregoing,
FHWA revises title 23, Code of Federal
Regulations, parts 470, 635, and 655, as
set forth below:
TITLE 23—HIGHWAYS
PART 470—HIGHWAY SYSTEMS
■
5. Revise the authority citation for part
655 to read as follows:
■
Subpart A—Federal-Aid Highway
Systems
2. Amend Appendix C to Subpart A of
Part 470 by
■ a. Revising the section ‘‘Policy’’;
■ b. Under ‘‘Conditions’’, revising
paragraph 5; and
■ c. Removing the section ‘‘Sign
Details’’.
The revisions read as follows:
■
Appendix C to Subpart A of Part 470—
Policy for the Signing and Numbering
of Future Interstate Corridors
Designated by Section 332 of the NHS
Designation Act of 1995 or Designated
Under 23 U.S.C. 103(c)(4)(B)
Policy
State transportation agencies are permitted
to erect informational signs along a federally
designated future Interstate corridor only
after the specific route location has been
established for the route to be constructed to
Interstate design standards.
Conditions
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Authorization.
*
*
*
*
*
*
5. Signing and other identification of a
future Interstate route segment must comply
with the provisions of the Manual on
Uniform Traffic Control Devices for Streets
and Highways.
*
*
*
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*
16:24 Dec 18, 2023
Jkt 262001
Authority: 23 U.S.C. 101(a), 104, 109(d),
114(a), 217, 315, and 402(a); 23 CFR 1.32;
and, 49 CFR 1.85.
6. Amend § 655.601 by revising
paragraph (d)(2)(i) to read as follows:
■
§ 655.601
Purpose
*
*
*
*
*
(d) * * *
(2) * * *
(i) Manual on Uniform Traffic Control
Devices for Streets and Highways
(MUTCD), 11th Edition, FHWA,
December 2023.
*
*
*
*
*
■ 7. Amend § 655.603 by revising
paragraph (b)(1) to read as follows:
§ 655.603
Standards
*
*
*
*
*
(b) * * *
(1) Where State or other Federal
agency MUTCDs or Supplements are
required, they shall be in substantial
conformance with the national MUTCD.
Substantial conformance means that the
State MUTCD or Supplement shall
conform as a minimum to the Standard
statements included in the national
MUTCD. The FHWA Division
Administrators and Associate
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Administrator for the Federal Lands
Highway Program may grant exceptions
in cases where a State MUTCD or
Supplement cannot conform to
Standard statements in the national
MUTCD because of the requirements of
a specific State law that was in effect
prior to January 16, 2007, provided that
the Division Administrator or Associate
Administrator determines based on
information available and
documentation received from the State
that the non-conformance does not
create a safety concern. The Guidance
statements contained in the national
MUTCD shall also be in the State
MUTCD or Supplement unless the
reason for not including it is
satisfactorily explained based on
engineering judgment, specific
conflicting State law, or a documented
engineering study. A State MUTCD or
Supplement shall not contain Standard,
Guidance, or Option statements that
contravene or negate Standard or
Guidance statements in the national
MUTCD. In addition to a State MUTCD
or Supplement, supplemental
documents that a State issues, including
but not limited to policies, directives,
standard drawings or details, and
specifications, shall not contravene or
negate Standard or Guidance statements
in the national MUTCD. The FHWA
Division Administrators shall approve
the State MUTCDs and Supplements
that are in substantial conformance as
defined heretofore with the national
MUTCD. The FHWA Associate
Administrator of the Federal Lands
Highway Program shall approve other
Federal land management agencies’
MUTCDs and Supplements that are in
substantial conformance as defined
heretofore with the national MUTCD.
The FHWA Division Administrators and
the FHWA Associate Administrators for
the Federal Lands Highway Program
have the flexibility to determine on a
case-by-case basis the degree of
variation allowed in a State MUTCD or
Supplement to accommodate existing
State laws as described heretofore, for
the express purpose of amending such
laws over time.
■ 8. Amend Appendix to Subpart F of
Part 655 by:
■ a. In paragraph 6 removing the word
‘‘nine’’ and adding in its place the word
‘‘ten’’; and
■ b. Adding Table 7.
The addition reads as follows:
Appendix to Subpart F of Part 655—
Alternate Method of Determining the
Color of Retroreflective Sign Materials
and Pavement Marking Materials
*
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TABLE 7 TO APPENDIX TO PART 655, SUBPART F—DAYTIME COLOR SPECIFICATION LIMITS FOR NON-RETROREFLECTIVE
MATERIALS USED FOR COLORED PAVEMENTS
Chromaticity coordinates
Color
1
2
x
Green ...............................
Red ...................................
y
0.230
0.420
0.714
0.330
BILLING CODE 4910–22–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Parts 1 and 301
[TD 9984]
RIN 1545–BN59
De Minimis Error Safe Harbor
Exceptions to Penalties for Failure To
File Correct Information Returns or
Furnish Correct Payee Statements
Internal Revenue Service (IRS),
Treasury.
ACTION: Final regulations.
AGENCY:
This document contains final
regulations implementing statutory safe
harbor rules that protect persons
required to file information returns or to
furnish payee statements from penalties
under the Internal Revenue Code (Code)
for failure to file correct information
returns or furnish correct payee
statements. The statutory safe harbor
rules treat information returns and
payee statements with erroneous dollar
amounts as correct returns or statements
for certain penalty purposes if the errors
are de minimis in dollar amount. The
final regulations also prescribe the time
and manner in which a payee may elect
not to have the statutory safe harbor
rules apply. In addition, these final
regulations update dollar amounts,
definitions, and references in existing
regulations relating to information
return and payee statement penalties to
reflect various statutory amendments to
the Code that are not accounted for in
the existing regulations. Finally, the
final regulations provide rules relating
to the reporting of basis of securities by
brokers as this reporting relates to the de
minimis error safe harbor rules. The
final regulations affect persons required
to either file information returns or to
furnish payee statements (filers) and the
recipients of payee statements (payees).
DATES:
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VerDate Sep<11>2014
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Jkt 262001
y
0.266
0.450
x
0.460
0.380
0.367
0.560
Background
This document contains final
regulations to amend the Income Tax
Regulations (26 CFR part 1) under
section 6045(g) of the Code and the
Procedure and Administration
Regulations (26 CFR part 301) under
sections 6721, 6722, and 6724 of the
Code. In particular, the final regulations
implement two statutory safe harbors
that except certain de minimis errors in
reporting correct dollar amounts on
information returns and payee
statements from the penalty for failure
to file correct information returns
imposed by section 6721 and the
penalty for failure to furnish correct
payee statements imposed by section
6722 (de minimis error safe harbor
exceptions). The de minimis error safe
harbor exceptions are found in sections
6721(c)(3) and 6722(c)(3), which were
added to the Code by section 202 of the
Protecting Americans from Tax Hikes
Act of 2015 (PATH Act), enacted as
division Q of the Consolidated
Appropriations Act, 2016, Public Law
114–113, 129 Stat. 2242, 3076–78
(2015). Under sections 6721(c)(3) and
6722(c)(3), an error in a reported dollar
amount generally is ‘‘de minimis’’ if the
difference between any single amount
reported in error and the correct amount
required to be reported does not exceed
$100. If such a difference is with respect
to reporting an amount of tax withheld,
the difference may not be more than
$25.
On October 17, 2018, the Department
of the Treasury (Treasury Department)
and the IRS published a notice of
proposed rulemaking (REG–118826–16)
in the Federal Register (83 FR 52726)
containing proposed regulations to
implement the de minimis error safe
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4
y
Effective date: These regulations are
effective on December 19, 2023.
Applicability dates: For dates of
applicability, see §§ 1.6045–1(d)(6)(ix)
and (q), 301.6721–1(j), 301.6722–1(g),
and 301.6724–1(o).
FOR FURTHER INFORMATION CONTACT:
Alexander Wu at (202) 317–6845 (not a
toll-free number).
SUPPLEMENTARY INFORMATION:
[FR Doc. 2023–27178 Filed 12–18–23; 8:45 am]
SUMMARY:
x
3
x
0.480
0.370
y
0.367
0.540
0.584
0.320
harbor exceptions, as well as to update
dollar amounts, definitions, and
references reflecting various statutory
amendments to the Code that are not
accounted for in provisions of existing
regulations relating to information
return and payee statement penalties
(proposed regulations). The proposed
regulations were issued following a
notice announcing and describing
regulations intended to be issued under
sections 6721, 6722, and 6724. See
Notice 2017–09, 2017–4 I.R.B. 542
(January 23, 2017).
The Treasury Department and the IRS
received six written comments in
response to the notice of proposed
rulemaking. All of the written
comments responding to the notice of
proposed rulemaking are available at
https://www.regulations.gov or upon
request. Some comments merely
expressed appreciation for the proposed
regulations. No public hearing was
requested or held. After consideration of
the written comments, the proposed
regulations are adopted as modified by
this Treasury Decision.
Summary of Comments and
Explanation of Revisions
This Summary of Comments and
Explanation of Revisions section
addresses the substantive comments in
response to the notice of proposed
rulemaking that disagreed with or
requested clarification of the proposed
regulations. See the Explanation of
Provisions section of REG–118826–16
for a detailed explanation of the
proposed regulations.
I. Effect of the Regulations on Tax
Compliance
One comment stated that the
proposed regulations ‘‘will increase the
amount of regulation we have when it
comes to ‘failure to file cases’ in the
US.’’ The comment did not describe
how the proposed regulations would
increase the amount of regulation
applicable to ‘‘failure to file cases.’’ The
Treasury Department and the IRS note
that the regulations implement statutory
provisions providing certain protections
to filers and payees, and the amount of
E:\FR\FM\19DER1.SGM
19DER1
Agencies
[Federal Register Volume 88, Number 242 (Tuesday, December 19, 2023)]
[Rules and Regulations]
[Pages 87672-87696]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-27178]
=======================================================================
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DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
23 CFR Parts 470, 635 and 655
[FHWA Docket No. FHWA-2020-0001]
RIN 2125-AF85
National Standards for Traffic Control Devices; the Manual on
Uniform Traffic Control Devices for Streets and Highways; Revision
AGENCY: Federal Highway Administration (FHWA), U.S. Department of
Transportation (DOT).
ACTION: Final rule.
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SUMMARY: The Manual on Uniform Traffic Control Devices for Streets and
Highways (MUTCD) (also referred to as ``the Manual'') is incorporated
by reference within our regulations, approved by FHWA, and recognized
as the national standard for traffic control devices used on all public
roads, bikeways, or private roads open to public travel. The purpose of
this final rule is to revise Standard, Guidance, Option provisions, and
supporting information, relating to the traffic control devices in all
parts of the MUTCD to improve safety for all road users by promoting
uniformity, and to incorporate new provisions that reflect
[[Page 87673]]
technological advances in traffic control device application. The
MUTCD, with these changes incorporated, is being designated as the 11th
Edition of the MUTCD.
DATES: Effective on January 18, 2024. The incorporation by reference of
the publication listed in the rule is approved by the Director of the
Office of the Federal Register as of January 18, 2024.
FOR FURTHER INFORMATION CONTACT: Mr. Kevin Sylvester, Office of
Transportation Operations, (202) 366-2161, [email protected], or
Mr. William Winne, Office of the Chief Counsel, (202) 366-1397,
[email protected], Federal Highway Administration, 1200 New Jersey
Avenue SE, Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
Electronic Access
This document, the notice of proposed amendments (NPA), and all
comments received may be viewed online through the Federal eRulemaking
portal at: www.regulations.gov. Electronic submission and retrieval
help and guidelines are available under the help section of the
website. It is available 24 hours each day, 365 days each year. Please
follow the instructions. An electronic copy of this document may also
be downloaded from the Office of the Federal Register's homepage at:
www.federalregister.gov and the Government Printing Office's web page
at: www.GovInfo.gov.
Executive Summary
The Department of Transportation is committed to securing a future
without serious roadway injuries or fatalities. Our approach is guided
by our National Roadway Safety Strategy (NRSS) \1\ which was released
in January 2022 and adopts the Safe System Approach as the guiding
paradigm to address roadway safety. One of the 5 objectives of the Safe
System Approach is Safer Roads. There are many factors that go into
making a road safe, including the surrounding land use, the geometric
design of the roadway, and the uniform and consistent application of
traffic control devices. The MUTCD is a set of technical criteria for
the latter, and does not preclude action that State, local, or tribal
decision makers might take on the first two.
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\1\ Information on the NRSS can be viewed at the following Web
address: https://www.transportation.gov/NRSS.
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The MUTCD is part of an overall DOT strategy that includes process
and outreach changes. This document will be supplemented by a process
improvement to increase the frequency of MUTCD updates to a 4-year
cycle, seek a wider range of stakeholders to review and develop
recommendations, and include educational components that help
practitioners understand the use and applicability of the document.
The FHWA has developed a Proven Safety Countermeasures initiative
\2\ (PSCi) which identifies countermeasures and strategies effective in
reducing roadway fatalities and serious injuries, and strongly
encourages transportation agencies to consider implementing tools to
improve safety.
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\2\ Information on the PSCi can be viewed at the following Web
address: https://highways.dot.gov/safety/proven-safety-countermeasures.
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This rulemaking satisfies a Congressional requirement that was part
of the Infrastructure Investment and Jobs Act, also known as the
Bipartisan Infrastructure Law.
I. Intended Use
The MUTCD is developed and organized for the purpose of
establishing national standards for traffic control devices on any
roadway, bikeway, or shared-use path that is open to public travel. It
is not intended to inform State or local policy on the design and
character of communities or the geometric design of roadways, to
prioritize a travel mode, or to influence land use or access by any
mode of travel. Relevant local authorities and roadway owners determine
land use, such as transit-oriented development, and roadway design to
safely and conveniently prioritize walking, bicycling, public transit,
motor-vehicle travel, or a combination of modes. The DOT is committed
to securing a future without serious roadway injuries or fatalities and
released the NRSS which adopts a Safe System Approach as the guiding
paradigm to address roadway safety. As described in the NRSS, roadway
design strongly influences how people use roadways. The environment
around the roadway system, including land use and the intersections of
highways, roads, and streets with other transportation modes such as
rail and transit, also shapes the safety risks borne by the traveling
public. The FHWA has developed the PSCi which identifies
countermeasures and strategies effective in reducing roadway fatalities
and serious injuries, and strongly encourages transportation agencies
to consider implementing tools to improve safety. Following local
determination of a roadway design, the MUTCD governs how traffic
control devices communicate the design intent to the road user to
safely and efficiently navigate the roadway system.
II. Purpose of the Regulatory Action
This final rule is intended to improve safety, with a focus on
vulnerable road users, streamline processes, and reduce burdens on
State and local agencies by including many of the successful devices or
applications that have resulted from nearly 200 official experiments
that FHWA has approved, including pedestrian safety enhancements such
as the rectangular rapid-flashing beacon, proven treatments that help
bicyclists navigate the street more easily such as bicycle signal
faces, congestion-reduction strategies such as variable speed limits
for speed harmonization, and devices for traffic management
applications such as dynamic lane control and shoulder use. In
addition, this final rule adopts new signing to direct electric vehicle
users to charging stations and the inclusion of numerous treatments for
bicycle and transit lanes.
The rule updates the technical provisions to reflect advances in
technologies and safety and operational practices, incorporate recent
trends and innovations, and set the stage for automated driving systems
as those systems continue to take shape. This final rule promotes
uniformity and incorporates technological advances in traffic control
device design and application, and will ultimately improve and promote
the safety, inclusion, and mobility of all road users and efficient
utilization of roads that are open to public travel.
With this 11th Edition of the MUTCD, FHWA addresses any existing
provisions that might have contributed to situations that inhibit or
contravene the purpose of a nationwide standard for traffic control
devices. The provisions of the MUTCD establish this national standard
by adopting only those devices that, by clearly communicating the
roadway design and operational intent to the road user, promote the
safety, inclusion, and mobility of all road users and the efficient
utilization of the highways and streets through an uninterrupted,
uniform system of signs, signals, and markings as road users travel
within and between jurisdictions. Uniformity and consistency in
message, placement, and operation of traffic control devices have been
shown to accommodate the expectancy of the road user, resulting in a
more predictable response, contributing to improved road user safety
overall. The system of uniform
[[Page 87674]]
traffic control devices works in concert with the natural tendencies of
the road user in the various high-judgment situations that the road
user will encounter.
Safety
Uniform traffic control devices are critical to ensuring safety
across the roadway network, and are part of the Safe System
Approach,\3\ adopted by DOT. The Safe System Approach addresses every
aspect of reducing crash risks, including safer road users, safer
speeds, safer roads, safer vehicles, and safer post-crash care. Traffic
control devices influence three of these factors by guiding roadway
users toward uniform and predictable behavior; directing roadway users
on safe operating speeds; and, in conjunction with roadway
infrastructure, separating users in time and space. This approach can
prevent crashes and reduce the kinetic energy transfer that can result
in human injury or death.
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\3\ The Bipartisan Infrastructure Law (BIL), enacted as the
Infrastructure Investment and Jobs Act (IIJA), defined the safe
system approach as ``a roadway design that emphasizes minimizing the
risk of injury or fatality to road users; and that (i) takes into
consideration the possibility and likelihood of human error; (ii)
accommodates human injury tolerance by taking into consideration
likely accident types, resulting impact forces, and the ability of
the human body to withstand impact forces; and (iii) takes into
consideration vulnerable road users.''
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In addition, a focus on the safe mobility of vulnerable road users
\4\ is prominent throughout this new edition and is expected to be a
focus in future rulemaking, anticipated to be issued on a quadrennial
cycle. Consideration of roadway context as an important factor has
informed many of the new provisions wherever practicable. In
particular, those applications in which differing roadway environments
and road user needs are critical to the decisions on the types of
traffic control devices under consideration have been emphasized or
expanded upon.
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\4\ Title 23 of the United States Code (23 U.S.C.) section
148(a), Highway Safety Improvement Program, states a ``vulnerable
road user'' means a non-motorist.
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Scope and Applicability
Notwithstanding this focus, it is important for users of the MUTCD
to be mindful that its scope is limited to traffic control devices: the
signs, signals, and markings, and how they appear, operate, and are
used. While its provisions are founded in safety, the MUTCD is not a
roadway design manual, nor is it a comprehensive safety manual. The
geometric and other design features of the roadway, such as curbs,
barriers, intersection corner radii, and number and width of lanes,
have a significant influence on safety and, in many cases, road user
compliance with the traffic control devices selected. Likewise, it is
not a policy or directive on how jurisdictions are to use their
roadways to provide for efficient mobility of people and goods through
their communities, or which travel modes are to have priority in the
overall roadway network. Indeed, nothing in the MUTCD restricts a
community from designing walkable, transit-oriented roadways or high-
speed highways as that community determines appropriate to serve its
needs. Rather, the MUTCD is about directly communicating with the road
user, in an effective manner, about how the roadway is intended to be
used in the context and constraints of its physical space, design
features, and surrounding environment.
With its human-centered foundation, the MUTCD has always been about
the road user; establishing uniformity in message to accommodate
expectancy and behavior, informed by the body of knowledge based on
decades of human factors research, to provide for the safe and
efficient mobility. Reflecting our changing environment, that research
basis continues to expand and evolve as new trends and applications
emerge. While strictly a technical manual, the primacy of the road user
is at the heart of the MUTCD's many technical provisions. The changes
adopted in the new edition seek to emphasize the importance of the road
users--each with varying capabilities and limitations, traveling by
different modes--in the design and application of traffic control
devices.
Finally, with this final rule, FHWA fulfills certain statutory
requirements of the Bipartisan Infrastructure Law (BIL), enacted as the
Infrastructure Investment and Jobs Act (IIJA), which explicitly calls
for a new edition of the MUTCD to be issued in a timely manner and be
updated on a quadrennial cycle, as well as a number of specific items
related to the MUTCD.
III. Summary of the Major Provisions of the Regulatory Action in
Question
Key items in this final rule include the following:
Incorporation of provisional traffic control devices currently
under Interim Approval, including pedestrian-actuated rectangular
rapid-flashing beacons at uncontrolled marked crosswalks, green-colored
pavement for bicycle lanes, red-colored pavement for transit lanes, and
a new traffic signal warrant based on crash experience;
Improvements to safety and accessibility for pedestrians, including
the location of pushbuttons at signalized crosswalks, crosswalk marking
patterns, and accommodations in work zones;
Expanded traffic control devices to improve safety and operation
for bicyclists, including intersection bicycle boxes, two-stage turn
boxes, bicycle traffic signal faces, and a new design for the U.S.
Bicycle Route sign;
Additional signing options for direction to electric vehicle
charging services;
Considerations for agencies to prepare roadways for automated
vehicle technologies and to support the safe deployment of automated
driving systems;
Clarifications on patented and proprietary traffic control devices
to foster and promote innovation; and
Safety and operational improvements, including revised procedures
for the posting of speed limits, new criteria for warning signs for
horizontal alignment changes, and new application of traffic control
devices for part-time travel on shoulders to manage congestion.
In addition, this regulatory action amends the following:
23 CFR part 470, subpart A, Appendix C;
23 CFR 635.309(o);
23 CFR 655.603(b)(3); and
23 CFR 655.603, Appendix to Subpart F
IV. Costs and Benefits
The FHWA has estimated the costs and evaluated potential benefits
of this rulemaking and believes the rulemaking is being proposed in a
manner that fulfills the requirements under 23 U.S.C. 109(d) and 23 CFR
part 655, while also providing flexibility for State and local
agencies. The estimated national costs are documented in the economic
analysis report titled, ``Assessment of Economic Impacts of Amendment
to the Manual on Uniform Traffic Control Devices (11th Edition); Final
Rule Economic Impact Assessment,'' which is available on the docket.
The final rule results in clarification of language and
organization of the MUTCD, increased flexibility and alternatives for
agencies, relaxation of certain Standard provisions to Guidance, and
the introduction of new traffic devices. For the purposes of this
analysis, where revisions improve the clarity of existing content,
those revisions have been considered non-substantive. All other
revisions are considered substantive as they materially change the
requirements of the MUTCD.
The Economic Impact Analysis provides estimates of general
administrative costs associated with incorporating and executing the
MUTCD including training costs.
[[Page 87675]]
Second, the incremental costs associated with revisions to provisions
of the MUTCD are calculated.
This final rule provides quantitative estimates of the expected
compliance costs associated with the proposed substantive revisions.
There are 138 substantive revisions with minimal or no impact. These
revisions materially change the MUTCD requirements but have no cost
impacts or minimal cost impacts.
The remaining nine substantive revisions have quantifiable economic
impacts. The costs of the revision could be estimated fully for only
five of these, and partially for one other. Across these six
substantive revisions for which costs can be quantified, along with the
administrative costs, the total estimated cost measured in 2020 dollars
is $59.7 million when discounted to 2020 at 7 percent. These costs are
estimated as the sum of the effort required for adoption and training
of the MUTCD, the price of the traffic control device and the removal
and installation costs of the device, applied to the current and future
deployment rate of the traffic control device, considering the
compliance date for the provision relating to the device. The revisions
differ in their compliance dates, the date after which the traffic
control devices must comply with the MUTCD revisions. The cost
estimates reflect whether the revision includes a compliance date. For
those changes for which a compliance date is not specified, the
analysis assumes that agencies would make traffic control devices
comply with the revisions at the end of the service life of a device
while, for those with a compliance date, the analysis assumes that
agencies would bring non-compliant traffic control devices into
compliance proportionally each year until the compliance date. The
analysis cannot account for agencies that might decide to set their own
compliance dates for those items that do not have a compliance date in
the national MUTCD. The analysis period is 10 years starting with an
implementation date of 2023 and extending through 2032. The costs of
four substantive revisions could not be estimated due to lack of
information, but all are expected to have net benefits based on per-
unit or per-mile costs and benefits of the proposed revision. Costs for
each substantive revision with appreciable impacts are estimated based
on the cost of the traffic control device, the removal and installation
costs of the device, the current and future deployment of the traffic
control device, and the compliance date if applicable.
The benefits of the revisions include operational and safety
benefits. Operational benefits include the capacity of the traffic
control device to convey necessary information to road users,
accessibility benefits for pedestrians with vision disabilities, and
mobility impacts from efficient operation. In some cases, the safety
benefits are measured by the revision's impact on crash surrogate
measures because of the limitations of analyzing the direct impact of
traffic control devices on crash rates. However, in most cases the
impact on crash surrogate measures does not provide an expressed crash
reduction capability of the traffic control. Therefore, the benefits of
these revisions could not be quantified.
For each substantive revision with measurable costs, FHWA expects
that the benefits will exceed costs. Based on the qualitative and
quantitative information presented, FHWA expects that, in general, the
potential benefits of the rulemaking will exceed its costs.
Background
On December 14, 2020, at 85 FR 80898, FHWA published a Notice of
Proposed Amendments (NPA) proposing revisions to the MUTCD. Those
changes were proposed to be designated as the next edition of the
MUTCD. Interested persons were invited to submit comments to FHWA
Docket No. FHWA-2020-0001.
After the close of the public comment period, the President signed
into law the BIL, enacted as the IIJA, (Pub. L. 117-58, Nov. 15, 2021).
Section 11129 of BIL amended 23 U.S.C. 109(d) to require that a new
edition of the MUTCD be issued not later than 18 months after the
enactment of BIL, and every 4 years thereafter; and to articulate more
explicitly the role of traffic control devices, which is to ``promote
the safety, inclusion, and mobility of all users and efficient
utilization of the highways.''
Section 11135 of BIL required that the MUTCD be updated, to the
greatest extent practicable, to provide for the protection of
vulnerable road users; the safe testing of automated vehicle technology
and safe integration of automated vehicles onto public streets;
appropriate use of changeable message signs (CMS) to enhance safety;
the minimum retroreflectivity of traffic control devices, including
pavement markings; and any additional recommendations made by the
National Committee on Uniform Traffic Control Devices (NCUTCD).
In this final rule, FHWA takes steps to fulfill certain
requirements of BIL. For example, the adoption of rectangular rapid-
flashing beacons and bicycle signal faces will improve the safety of
vulnerable road users; a completely new part of the Manual is dedicated
to traffic control devices to accommodate driving automation systems;
the provisions on CMS are greatly expanded to address traffic safety
messages with more clarification and detail; and FHWA published a final
rule \5\ on August 5, 2022, at 87 FR 47921, establishing minimum
retroreflectivity levels for pavement markings.
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\5\ Designated as Revision 3 of the 2009 Edition of the MUTCD.
---------------------------------------------------------------------------
Based on the comments received and its own experience, FHWA is
issuing a final rule and is designating the MUTCD, with these changes
incorporated, as the 11th Edition of the MUTCD.
The text of the 11th Edition of the MUTCD, with these final rule
changes incorporated, and documents showing the adopted changes from
the 2009 Edition, are available for inspection and copying, as
prescribed in 49 CFR part 7, at the FHWA Office of Transportation
Operations (HOTO-1), 1200 New Jersey Avenue SE, Washington, DC 20590.
Furthermore, the text of the 11th Edition of the MUTCD, with these
final rule changes incorporated, and documents showing the adopted
changes from the 2009 Edition, are available on the FHWA's MUTCD
internet site https://mutcd.fhwa.dot.gov. The previous edition of the
MUTCD, the 2009 MUTCD with Revisions 1, 2, and 3 incorporated, is also
available on this internet site for reference. The 11th Edition
supersedes all previous editions and revisions of the MUTCD.
Summary of Comments
The FHWA received more than 17,000 submissions to the docket,
containing over 100,000 individual comments on the MUTCD in general or
on one or more parts, chapters, sections, or paragraphs contained in
the MUTCD. The State departments of transportation (State DOT), city
and county government agencies, Federal Government agencies, NCUTCD,
consulting firms, private industry, associations, other organizations,
and individual private citizens submitted comments. The FHWA has
reviewed and analyzed all comments received. The significant items and
summaries of the associated public comments, and FHWA's analyses and
determinations, are discussed below. In addition to the following
discussion, Preamble Tables that show the proposed items in the NPA and
the dispositions in the final rule for each are available on the
[[Page 87676]]
MUTCD website and in the docket for this rulemaking.
Discussion of Amendments to the MUTCD
The following represents a summary of significant topics of
interest identified based on comments received from State DOTs, local
agencies, associations, and citizens regarding the NPA. These items are
summarized by corresponding parts of the MUTCD.
Part 1. General
Compliance Dates
Compliance dates for four provisions are adopted in this final
rule. The compliance dates are summarized in Table 1B-1 of the MUTCD
and are described in detail herein. In addition, one compliance date
from a previous rulemaking \6\ remains in effect.
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\6\ 87 FR 47921.
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In Section 2B.64, Paragraph 14 requires that an additional Weight
Limit sign, with an advisory distance or directional legend, shall be
located in advance of the applicable section of highway or structure so
that prohibited vehicles can detour or turn around prior to the limit
zone. The NPA proposed changes to give operators of vehicles affected
by weight limit restrictions adequate information about the distance to
the restricted area so that they can properly change their route and to
minimize potential damage to highway infrastructure as a result of an
overweight vehicle; however, there was no compliance date proposed for
these changes. Based on comments and to provide further clarity in this
final rule, the two separate paragraphs from the 2009 edition are
retained but the proposed elevation of the Guidance to a Standard is
adopted with added text to clarify that the first Standard relates to
posting at the applicable section of highway and structure, rather than
in advance. The FHWA adds a compliance date of 5 years for the Standard
in Paragraph 14 requiring the posting of the additional Weight Limit
sign with the advisory distance or directional legend. The FHWA
believes a 5-year compliance date is appropriate based on the critical
nature of the infrastructure in that it allows agencies up to 2 years
to adopt the MUTCD and 3 additional years for agencies to program,
fund, and install any devices necessary
In Section 2C.25, based on comments from the NTSB, the Standard
which redesignated the W12-2 sign as an advance sign is adopted with
revised language to warn road users of vertical clearances less than 14
feet 6 inches, or vertical clearances less than 12 inches above the
statutory maximum vehicle height, whichever is greater. All States have
statutory maximum vehicle heights of 13 feet 6 inches or greater, thus
making the 12 inches above the statutory maximum vehicle height the
prevailing criterion. However, in the interest of clarity and safety,
the specific language for clearances less than 14 feet 6 inches is
added to make it abundantly clear that signing for lesser vertical
clearances is required. Further, the use of the existing W12-2a and new
W12-2b signs is adopted as an Option to supplement, rather than be used
in lieu of, the advance warning sign. The FHWA also adopts the Guidance
as proposed in Paragraph 8 which recommends that for an arch or other
structure under which the clearance varies greatly, two or more Low
Clearance Overhead (W12-2a or 12-2b) signs should be installed on the
structure itself to indicate the portions of the roadway over which the
low clearance applies. This change was based on recommendations from
NTSB H-14-11 \7\ to provide signing indicating the proper lane of
travel for overheight vehicles traveling under an arched structure. The
FHWA received comments relating to the proposed compliance dates for a
guidance statement and confusion about the applicability based on the
structure type. In this final rule FHWA clarifies their applicability
to arch or similar type varying height structures and the application
of a compliance date when a sign is not required, in the case of the
recommendation for posting in Paragraph 8. Based on the critical nature
of the infrastructure, FHWA adopts a compliance date of 5 years for
both Paragraph 1 (required posting of the low clearance in advance of
the structure) and Paragraph 8 (recommended posting of variable low
clearances on the structure, unless determined based on engineering
considerations that the recommended posting is not needed at that
location).
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\7\ https://www.ntsb.gov/investigations/AccidentReports/Reports/HAR1401.pdf.
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In a previous and separate rulemaking, a standard for the minimum
level of retroreflectivity that must be maintained for pavement
markings was established along with a compliance date which became
Revision 3 to the 2009 edition of the MUTCD. As a result, FHWA
incorporates the provisions from that completed rulemaking into Section
3A.05. The compliance provision is only for implementation and
continued use of a method that is designed to maintain
retroreflectivity of longitudinal pavement markings, and the compliance
date is September 6, 2026.
The NPA included a compliance date of 5 years for the new Guidance
in Section 8B.16 recommending the installation of Low Ground Clearance
and/or Vehicle Exclusion and detour signs for vehicles with low ground
clearances that might become immobilized or hung up on high-profile
grade crossings due to their undercarriages being too low to clear the
roadway profile at the track crossing. The proposed compliance date
applied only to those locations with known histories of vehicle hang-
ups occurring, because sufficient geometric criteria do not currently
exist for agencies to evaluate crossings to determine the specific
types of vehicles that could experience hang-up situations. Comments on
this section acknowledged the value of detour signing for low clearance
vehicles in certain cases but suggested there are too many variables in
terms of geometric conditions and the types of vehicles and vehicle
combinations to adequately identify the risk of these vehicles hanging
up at a grade crossing. There were also comments that suggested signing
for all vehicles that could potentially hang up at crossings would
result in excessive signing and driver confusion. There were also
comments about the proposed compliance date, suggesting instead that
devices should be brought into compliance through routine maintenance
operations. Despite the challenges, FHWA acknowledges the need, as
recommended in the National Transportation Safety Board (NTSB)
recommendation H-18-024, to provide guidance to agencies to help
identify and address high-profile crossings, especially those that are
known from past experience to be subject to specific vehicle type hang-
ups. The text provides Guidance and Support to assist agencies in
addressing these situations through signing. The compliance date
applies to known potential vehicle hang-up locations that are currently
identified by agencies through their grade crossing inventory. The FHWA
adopts the Guidance and Support statements as proposed, including
compliance dates.
The NPA included a compliance date of 10 years for evaluation and
installation of appropriate treatments), including preemption, movement
prohibition, pre-signals, or queue cutter signals, for highway traffic
signals located at or near grade crossings. Commenters indicated that
the costs to evaluate and implement these treatments at highway traffic
signals can be significant and may not align with
[[Page 87677]]
the agency's other priorities. Commenters also pointed out that the
number of impacted locations varies greatly by State creating a
significant challenge for some States to meet the proposed compliance
date. Comments suggested that devices should be brought into compliance
through the systematic replacement and upgrade of traffic control
devices and not subject to a compliance date. This final rule adopts
the compliance date for Sections 8D.09 through 8D.12 with revisions to
require only an assessment and determination of appropriate treatment
to reach compliance at specific locations. Agencies will be granted
flexibility to determine the schedule for installation of improvements
based on availability of funding and other safety priorities through
the systematic replacement and upgrade of traffic control devices as
currently prescribed in the MUTCD for other traffic control devices.
Experimentation
The FHWA recognizes the importance of innovation in traffic control
devices for the improvement of traffic safety and operations,
particularly for vulnerable road users and automated vehicles. The
FHWA, in this final rule, greatly expands this section in a number of
areas to better help practitioners in preparing experimentation plans.
In the NPA, FHWA proposed to create a new section specifically related
to experimentation, now Section 1B.06 (formerly part of Section 1A.10
in the 2009 MUTCD), with Standard, Support, and Guidance paragraphs
describing the experimentation process, which provides for evaluation
of new traffic control devices or applications under controlled
conditions. As part of those changes, FHWA clarified the existing
paragraph regarding the elements to be provided in an agency's request
for experimentation from a Guidance to a Standard, and expanded the
requirements, including specification of the timing of submitting semi-
annual progress reports documenting the approved experiments.
Many commenters supported the need for experimentation and
thoughtful process associated with it to provide uniformity and safety
for road users; however, many commenters stated that they believe the
experimentation process is getting more complicated. Commenters
suggested that the existing process hinders innovation to the point of
it becoming impossible to pursue due to the steps and time required. As
a result, some agencies stated that resource restrictions prevent them
from engaging in experimentation and therefore only a handful of
States/agencies can afford to experiment. Several organizations and
State and local departments of transportation suggested FHWA retain the
experimentation process as Guidance, as opposed to Standards, and
simplify it. Several commenters also suggested that the requirement for
devices to be free from protection by patents, trademarks, etc. is
overly burdensome and stifles innovation. They suggested that FHWA
allow targeted patented and proprietary products to be used in the
experimentation process without patent holders having to forfeit their
proprietary protections and allow FHWA to consider these products based
on their safety impacts, rather than having them precluded from the
experimentation process before their benefits are known. Other comments
ranged from allowing agencies to use engineering judgement to determine
the appropriate course of action without making a request for
experimentation to allowing the default assumption that
experimentations may stay in place beyond the end of the
experimentation period unless FHWA determines that the experimentation
has created an unacceptable safety or operational issue. There were
also several comments about the experimentations themselves, including
the requirement for control sites, and the desire to coordinate
research resources to support local agencies with data collection
efforts and research partnerships.
In consideration of the comments, FHWA adopts a new Option to
streamline the process for requesting official experimentation. This
new Option allows a requesting agency to submit an abstract of the
experimental concept for preliminary review of its viability and
potential alignment with other ongoing or previous research on the
concept. The FHWA frequently engages with agencies prior to submission
of an official request, and the new Option should reduce burdens on
agencies by deferring or eliminating the need to develop a full
research plan in the event that FHWA identifies a solution that
complies with the MUTCD.
An agency will sometimes submit a request for experimentation with
a new device or application to address a need that, instead, could be
addressed with devices that comply with the MUTCD. If an existing
compliant solution is identified, the need for experimentation to
develop and consider a new device or application is eliminated. To
further assist agencies in preparing requests for experimentation,
clarifying language is added stating that if one of the required items
is not applicable for the specific device or application, those items
are required to be addressed in the request with a brief explanation as
to their non-applicability. The FHWA adopts this change to confirm that
each of the required items has been addressed, even if some of the
items do not apply to the particular type of experimental device or
application or based on the evaluation methodology.
The FHWA retains the Standard requiring official approval to
experiment with a traffic control device that does not comply with the
provisions of the MUTCD on any street, highway, bikeway, or site
roadway open to public travel. This Standard is a clarifying statement
of the existing process that is necessary to limit use of non-compliant
devices or applications and minimize any safety risk from experimental
features, help ensure that experiments contain adequate provisions to
determine effectiveness, and provide national documentation of results.
The experimentation process ensures that efforts to solve safety or
operational problems with new traffic control devices employ objective,
data-driven approaches rather than subjective, anecdotal, or stochastic
approaches that could result in unintended adverse effects. The FHWA
understands that the experimentation process is of concern due to the
level of analysis required, which can take time and financial
resources. However, the MUTCD is the national standard for traffic
control devices; therefore, deviation requires specific permission
through experimentation approval. It is important to understand that
nothing about the experimentation process prevents States or local
communities from making decisions regarding the geometric design or
land use pattern of a community for any reason, including to improve
safety for vulnerable road users. The parameters regarding
experimentation are intended to help ensure the experimental
application does not introduce unintended risk or confusion into the
transportation network due to noncompliant traffic control devices or
applications. The type and level of analysis associated with
experimentation helps ensure experimentation provides useful
information for later decisionmaking on additional research, potential
revisions to the MUTCD, or advancement of a concept through Interim
Approval pending rulemaking. Therefore, the required basic elements for
all experiments do not change though the specifics of how they are
applied vary by the device being evaluated and the
[[Page 87678]]
context of its use. In many cases, simple experimentation provisions
can fully address the necessary basic requirements and often in ways
that are not prohibitively expensive. For example, field evaluation of
a new device intended to improve motorist yielding at crosswalks might
require only simple vehicle yielding counts by a trained observer at
various intervals over a period of time to compare conditions before
and after implementation. The cost of experimentation is completely
dependent on the type of analysis needed to adequately evaluate the
device or application.
The FHWA retains the existing MUTCD prohibition on patented or
proprietary traffic control devices, including under experimental
consideration, and adds language to clarify that this provision is
actually a limitation that applies to traffic control devices, but not
necessarily to certain aspects of those devices, such as their
component parts. The FHWA has sufficient rationale for precluding
patented devices in the MUTCD, including a long-standing history of
uniformity issues when patented devices were used on roadways. Given
that the purpose of experimentation is to test devices or applications
for national applicability and potential or eventual inclusion in the
MUTCD, allowing patented devices into the experimentation process would
serve no purpose because eventual inclusion of a device into the MUTCD
would still require relinquishing those rights. Further clarification
on the extent to which the MUTCD limits and allows patented items is
provided in Section 1D.06.
The FHWA also retains the existing provision subjecting
experimental traffic control devices to removal following the
conclusion of the experiment. Requiring the removal of experimental
devices after an experiment has ended when those devices are not being
considered for adoption in the MUTCD is necessary for consistency with
the MUTCD being the national standard for traffic control devices, with
non-compliant devices only being allowed during experimentation.
Experimental devices that are shown to be sufficiently effective based
on appropriate levels of experimentation are sometimes issued an
Interim Approval official ruling and then become available for use by
all agencies requesting their use. Experimental devices that lead to
Interim Approvals are generally allowed to remain in place after the
experimentation period during the Interim Approval issuance process.
Control sites, which are sites with similar characteristics to the
experimentation site but without the experimental treatment itself, are
typically considered essential for scientifically sound research on
traffic control devices, as they allow for comparison of data to
minimize the effects of variables that are not part of the study.
However, FHWA agrees that for certain types of device evaluations or
applications control sites may not be necessary to ensure sound
research results. The FHWA therefore revises that requirement to allow
for other equivalent evaluation methodologies to be used. In addition,
a clarifying support statement is added allowing a single
experimentation request from multiple jurisdictions wanting to
experiment with the same device. Similarly, jurisdictions can
potentially be added to an approved existing experiment underway by a
different jurisdiction, thereby reducing the time and expense in
experimenting with a device. This approach differs greatly from Interim
Approval, as the sites in the added jurisdictions are required to be
evaluated under the same experimentation plan.
Lastly, FHWA is developing experimentation guidelines separate from
the MUTCD that will provide helpful direction in planning, submitting,
and evaluating an MUTCD experiment with traffic control devices. The
experimentation guidelines will include background information on
research, how to find assistance, and practical examples of device
experimentation across different levels of complexity. In response to
noted concerns, the guidelines will seek to streamline understanding of
experimentation with traffic control devices, as well as reduce
financial or institutional barriers that local agencies, in particular,
might experience in this area. This document is currently in
development and will be published after the completion of this
rulemaking.
Engineering Study and Engineering Judgment
In proposed Section 1D.05 (now Section 1D.03), FHWA proposed to
provide new Standard, Guidance, and Support paragraphs to supplement
existing Guidance and Support. The new text is based on FHWA Official
Ruling No. 1(09)-1 (I) \8\ and clarifies the application of engineering
study and engineering judgment to the selection and specification of
traffic control devices for implementation. Among the areas covered are
the extent to which the specialized training and experience of an
engineer are involved in traffic control device decisions and
activities, and the authority of a jurisdiction or agency to make and
implement those decisions, for the purpose of ensuring that facilities
open to public travel meet a high level of safety that the public
expects.
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\8\ FHWA's Official Ruling No. 1(09)-1 (I) can be viewed at the
following Web address: https://mutcd.fhwa.dot.gov/resources/interpretations/pdf/1_09_1.pdf.
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The changes clarify the role of trained engineers as important
advisors whose engineering studies are valuable inputs in the overall
decisionmaking process. Several commenters expressed concern over the
definitions of engineering judgment and engineering study, indicating
that others besides engineers or those under the supervision of an
engineer should be allowed to make decisions about traffic control
device application and activities.
The primary concern expressed was that small public agencies may
not have staff that meets these requirements and therefore should be
allowed to make those types of decisions regardless of engineering
oversight. In response to these concerns, FHWA adopts the proposed
language with minor edits noting that the text does not require every
traffic control device decision to be made by an engineer or be made
under the supervision of an engineer. However, decisions requiring
engineering judgment and engineering study do require the specialized
training and experience of an engineer, or someone acting under the
supervision or direction of an engineer, to ensure the public
facilities meet a high level of safety expected by the public for
clarity, comprehension and legibility of message, as well as uniformity
of application of traffic control devices in similar situations. The
selection, design, and application of traffic control devices are
inherently engineering functions. Traffic control device activities,
such as installing and maintaining traffic control devices, are
engineering functions conducted in accordance with plans,
specifications, or other functions developed by and under the
supervision or direction of an engineer. Engineers have a specific
level of responsibility and accountability under professional licensure
and are subject to a professional board and code of ethics. When
necessary, there are many ways in which local communities are able to
obtain engineering guidance including, but not limited to, the use of
consultants and local transportation assistance type programs (Local
Technical Assistance
[[Page 87679]]
Program,\9\ or similar). Other resources, such as handbooks and field
installation manuals, are available for select traffic control
activities for which the direct supervision of an engineer might not be
necessary. Such resources are developed by an engineering organization
and adopted by the State or county transportation agency for use on
roadways within their boundaries, including for local roadways.
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\9\ Information about LTAP can be found at FHWA's Local Aid
Support site at the following Web address: https://www.fhwa.dot.gov/clas/ltap/.
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To further clarify the intent of the provisions, FHWA adopts
additional language to explain that the MUTCD does not mandate, and is
not intending to imply, that an engineer must make the final decision
whether to implement or execute the determination or advice of an
engineer by installing or constructing the traffic control device to
the engineer's specification in the field. Rather, the engineer,
individual under supervision or direction of an engineer, or other
individual as duly authorized by State law to engage in the practice of
engineering, develops an engineering-based solution that includes the
specifications for selection and placement of traffic control devices.
The responsibility for a final decision to implement traffic control
solutions rests with the agency (or owner) having jurisdiction over the
roadway, after consultation with and based on advice from the engineer,
to ensure that the design and operational intent of the facility are
safely and effectively conveyed to road users. In many cases, it might
be an engineer to whom the agency has delegated that authority. In
other cases, such as with smaller agencies or owners of private roads
open to public travel, it is the roadway owner that makes the decision
on implementation, similarly following consultation with an engineer on
the selection, design, and application of the specific traffic control
device at the specific location to communicate safely and effectively
with the road user.
In the final rule, the section is renumbered to Section 1D.03.
Part 2. Signs
Speed Limit Setting
Speed control and management are important elements in reducing
fatalities and serious injuries, particularly on roadways where
vehicles and vulnerable road users mix. States and local jurisdictions
should set appropriate speed limits to reduce the significant risks
drivers impose on others, vulnerable road users, and on themselves. In
the NPA, FHWA proposed to reorganize and revise material in Section
2B.21 (formerly 2B.13 of the 2009 MUTCD) Speed Limit Sign (R2-1) based
on the recommendation of the NTSB \10\ to review how speed limits are
determined. The NPA proposed to clarify the factors that should be
considered when establishing or reevaluating non-statutory speed limits
within speed zones, and to reinforce that other factors, in addition to
the 85th-percentile speed,\11\ have a role in setting speed limits.
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\10\ NTSB report ``Reducing Speeding-Related Crashes Involving
Passenger Vehicles,'' can be viewed at the following Web address:
www.ntsb.gov/safety/safety-studies/Documents/SS1701.pdf.
\11\ 85th-Percentile Speed is the speed at or below which 85
percent of the motor vehicles travel, which is sometimes used to
provide an indication of the free-flow operating speed the roadway
for determining traffic control device applications.
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Speeding is one of the largest and most persistent contributing
factors in fatal traffic crashes, resulting in nearly 100,000
fatalities over the past decade.\12\ The DOT's NRSS adopts a Safe
System Approach which includes a focus on Safer Speeds as a core tenet
and recognizes that achieving safe speeds requires a multi-faceted
approach that leverages road design and other infrastructure
interventions, speed limit setting, education, and enforcement.
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\12\ National Highway Traffic Safety Administration, Speeding
Traffic Safety Facts 2021 Data, report DOT HA 813 473, July 2023:
https://crashstats.nhtsa.dot.gov/#!/PublicationList/82.
---------------------------------------------------------------------------
Over the past several editions, FHWA has sought opportunities to
reduce the amount of superfluous or duplicative content for purposes of
streamlining the MUTCD and improving its usability, especially when
that content is outside the scope of the MUTCD, which is the
appearance, operation, and other aspects of traffic control devices--
signs, signals, and markings. A number of commenters suggested that the
MUTCD should not contain procedures on how to set speed limits, and
that it is beyond its scope. The FHWA will assess the viability of
removing the speed limit setting provisions from the MUTCD in a future
rulemaking. This topic is discussed in more detail later in this
section.
A large number of comments on the setting of speed limits were
received from organizations, public jurisdictions, and individuals.
Many comments were based on a presumption that speed limits are
required to be set at the 85th-percentile speed. However, this
presumption is inaccurate. There is no existing or new requirement that
a speed limit must be set at the 85th-percentile speed. The MUTCD
allows for roadway owners and engineers to consider a wide variety of
other factors in the engineering study including road characteristics,
roadside development and environment, pedestrian activity, parking, and
crash experience. All these factors (including speed distribution) are
analyzed as part of the required engineering study and it is through
that comprehensive analysis that the appropriate speed limit is
determined. Further, the MUTCD addresses only non-statutory speed
limits. The MUTCD does not preclude States or localities from passing
laws to set statutory speed limits. Comments varied broadly in scope
and with recommendations that were sometimes conflicting in nature. For
example, some commenters recommended completely removing the 85th-
percentile speed as a factor to consider in an engineering study and
instead requiring the Safe System approach. Others recommended
retaining the 85th-percentile speed as a factor because it is a
relevant data point that can be important as an indicator that other
modifications or speed management strategies might be needed to achieve
compliance or some level of a self-enforcing road or street design.
Still other commenters suggested removing all material relating to
speed limit setting from the MUTCD.
The FHWA is in general agreement with removing provisions from the
MUTCD that fall outside its scope, particularly when that information
can be found in another source. As mentioned earlier, FHWA has sought
opportunities to reduce certain content for purposes of streamlining
the MUTCD and improving its usability. The NPA did not propose complete
removal of all speed limit setting material as, at this time, there is
not an authoritative alternative document on this topic to which
practitioners could be directed. Removal of this information under the
current rulemaking would leave practitioners without a comprehensive,
updated, data-driven reference from an authoritative source outside the
MUTCD, as well as potential gaps in available information. (Development
of such a comprehensive guide for speed limit setting is in progress
and is discussed later in this section.) Therefore, in this final rule
FHWA retains provisions on setting non-statutory speed limits in
Section 2B.21 but with updates and revisions to state the entire range
of factors, recommended for consideration in the engineering study to
set a speed limit. In addition, the revised provisions clarify the role
of speed distribution in
[[Page 87680]]
the engineering study in differing roadway contexts and environments.
The NPA solicited comments on two specific recommendations of the
NTSB report: (1) the removal of the 85th-percentile speed as a
consideration in setting non-statutory speed limits and (2) a
requirement to use an expert system to validate a speed limit that has
been determined through engineering study. Commenters were also
requested to address likely outcomes if one or more of the other
recommendations in the report, such as increased automated enforcement,
were not implemented in conjunction with the speed-setting
recommendations outlined in the report. Very few commenters addressed
these questions directly, but many commenters incorporated their views
on the first question especially into their overall comments on the NPA
language in Section 2B.21, as described earlier. The FHWA reviewed and
considered all comments on Section 2B.21 in making the determinations
for this final rule that are described herein.
Safety is the DOT's priority. In furtherance of improving safety,
in consideration of the comments received, and to further FHWA's
statutory obligation under Section 11135 of BIL to provide for the
protection of vulnerable road users, FHWA adopts the proposed NPA
change to remove speed distribution from the existing Standard and
instead include it in the Guidance provision among the recommended
factors for the engineering study. The FHWA also adopts in this
Standard a requirement that roadway context be considered in setting
speed limits. The updated Guidance provision provides details on six
factors to consider in engineering studies on setting speed limits,
including roadway environment, roadway characteristics, geographic
context, crash experience, speed distribution, and analysis of speed
trends. This change clarifies that the engineering study is not just
limited to the speed distribution and that the context of the roadway
is part of the study. The Guidance also clarifies that on urban and
suburban arterials and rural main streets, the 85th-percentile speed
should not be used as the sole consideration in setting speed limits.
The FHWA emphasizes that there is no existing or new requirement
that a speed limit must be set at the 85th-percentile speed. Rather,
the 85th-percentile speed is included as one of the factors, as
referenced in the preceding paragraph, recommended for consideration as
a meaningful data point within the engineering study and is a potential
indicator that other modifications or speed management strategies might
be needed to achieve compliance or some level of a self-enforcing
design. This aspect of the engineering study is critical because, just
as speed limits need to reflect the road design, the road design
similarly needs to reflect the desired operating speed. The FHWA also
emphasizes that the relative weight given to each of the recommended
factors in the engineering study will depend on the context of the
location under study and that the MUTCD does not prioritize any one
factor over another.
The FHWA revises the Guidance provision to provide additional
flexibility in applying the factors that should be considered in the
required engineering study. Also, FHWA adds the 50th-percentile
(median) speed as recommended for consideration along with the 85th-
percentile speed, because speed limits set below the 50th-percentile
speed tend to encourage excessive violations and an analysis of both
data points is appropriate as part of an engineering study. The FHWA
adds Guidance for agencies to consider measures other than traffic
control devices to help achieve desired vehicle operating speeds, when
the 85th-percentile speed is appreciably greater than the posted speed
limit or where past speed studies have indicated consistent increases
in operating speeds. These measures include changes to geometric
features and other speed-reduction countermeasures.
The FHWA retains the proposed Guidance provision recommending, but
not requiring, that the speed limit be set within 5 mph of the 85th-
percentile speed only on freeways and expressways, and on rural
highways outside urban areas or urbanized conditions, as these are the
types of facilities where the other factors (such as vulnerable road
users) generally do not exist such that this Guidance is appropriate.
As Guidance, this provision provides sufficient flexibility to apply
unique engineering considerations that might exist; however, FHWA
provides additional context by describing this applicability when all
factors described in Paragraph 7 have been considered and determined to
be non-mitigating or are not present and the factors described in the
new Guidance Paragraph 8 have been considered. In addition, FHWA
clarifies that factors other than speed distribution should be
considered during an engineering study when setting a non-statutory or
posted speed limit, depending on the site conditions of the specific
location.
The FHWA introduces new Support information at the beginning of the
section that discusses applying the provisions to set appropriate speed
limits on non-limited access facilities where vehicle operators are
more likely to encounter other road users, such as pedestrians and
bicyclists, as well as clarify the application of expert systems and
the Safe System approach.\13\ The new Support provision clarifies that
a range of factors can influence the speed limit determined in the
engineering study. These factors include land-use context, pedestrian
and bicyclist activity, crash history, intersection spacing, driveway
density, roadway geometry, roadside conditions, roadway functional
classification, traffic volume, and observed speeds. The engineering
study will determine which of the recommended factors will prevail in
setting the appropriate speed limit and the new provisions are intended
to ensure that practitioners consider all road users when setting a
speed limit. The FHWA believes that the changes adopted as described
herein will result in improved safety through the setting of speed
limits that more appropriately reflect their environment and the mix of
road users.
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\13\ https://highways.dot.gov/safety/zero-deaths.
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To support and better emphasize the importance of roadway context
in speed limit setting, FHWA is coordinating as a separate effort the
development of a new, comprehensive Speed Limit Setting document to
assist practitioners with information on the available tools and how
factors for consideration can be used as part of the engineering study
in setting a non-statutory speed limit. In conjunction with this
effort, FHWA will assess the viability of removing the speed limit
setting provisions from the MUTCD and will consider such a revision for
a future rulemaking.
Electric Vehicles and Alternative Fuels
In the NPA, FHWA proposed several revisions related to signing for
electric vehicle (EV) charging and alternative fuels using General and
Specific Service signs. General Service signs display words or symbols
to eligible motorist services available along a freeway, expressway, or
conventional road. Eligible services include food, gas, EV charging,
lodging, camping, public telephone, hospital, or tourist information.
Specific Service signs are display specific business identification
logos of eligible of commercial motorist services available along a
freeway or expressway. Business identification logos are grouped by
eligible service category; eligible service categories for Specific
Service signs are gas, EV charging, food, lodging, camping, and
[[Page 87681]]
attractions. Both General Service and Specific Service signs used on
freeways and expressways require trailblazing signs providing
directional information from an exit ramp all the way to the service
site when the service is not visible from the exit ramp intersection
with the crossroad.
Alternative Fuels Corridor signs inform road users of the highway
segments that have been designated by FHWA as ``Corridor Ready,'' and
use either General Service or Specific Service signs in advance of each
interchange or intersection for the fuel service along that corridor.
Eligible fuel services for Alternative Fuels Corridors are electric
vehicle charging, compressed natural gas, liquefied natural gas, liquid
propane gas, and hydrogen. The FHWA proposed to incorporate information
related to EV charging and parking signing based on FHWA's Memorandum
on Regulatory Signs for Electric Vehicle Charging and Parking
Facilities.\14\ The FHWA also proposed to incorporate technical
provisions based on FHWA's Policy Memorandum, ``MUTCD-Signing for
Designated Alternative Fuels Corridors,'' issued December 21, 2016.\15\
The market for alternative fuel vehicles and specifically EVs has
evolved significantly in recent years, as has the demand for such
vehicles and their corresponding fueling/charging infrastructure.
Comments on the NPA reflected this shift and focused on signing for EV
charging services and Alternative Fuels Corridors by requesting
additional flexibilities to include EV charging services on Specific
Service Signs and EV charging supplemental messages on business
identification (logo) sign panels for other types of services.
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\14\ FHWA's Memorandum, ``Regulatory Signs for Electric Vehicle
Charging and Parking Facilities,'' issued June 17, 2013, can be
viewed at the following Web address: https://mutcd.fhwa.dot.gov/resources/policy/rsevcpfmemo/.
\15\ FHWA Policy Memorandum, ``MUTCD-Signing for Designated
Alternative Fuels Corridors,'' issued December 21, 2016, can be
viewed at the following Web address: https://mutcd.fhwa.dot.gov/resources/policy/alt_fuel_corridors/index.htm. Since the publication
of the NPA this memorandum has been superseded by FHWA's February
16, 2023, Memorandum on the same topic: https://mutcd.fhwa.dot.gov/resources/policy/signing_alt_fuel_corridors/index.htm. The
substantive provisions relating to the signing of EV charging
services remained unchanged in the 2023 memo.
---------------------------------------------------------------------------
The FHWA agrees with these comments and is adding several
provisions to the MUTCD to ensure adequate flexibility is available to
sign for EV charging services and Alternative Fuels Corridors. For
Alternative Fuels Corridors, FHWA adds technical provisions from FHWA's
Policy Memorandum, ``MUTCD-Signing for Designated Alternative Fuels
Corridors,'' to the MUTCD in Chapter 2H, Section 2H.14. The provisions
establish the Alternative Fuels Corridor signs in the MUTCD and clarify
use of General Service Signs and directional assemblies to guide
motorists to EV charging services. The final rule also includes new
figures in MUTCD Section 2H.14 showing typical sign layouts along an
Alternative Fuels Corridor and the use of EV charging General Service
signs. As part of these changes, FHWA adds clarity in the final rule
that directional trailblazing signing all the way to the charging
service site is required when General Service signs are used.
The FHWA also adds a new Specific Service sign category in Chapter
2J for EV charging. The existing general provisions for Specific
Service signs apply equally to EV charging Specific Service signs. The
eligibility to have an EV charging business identification sign panel
on a sign generally reflects eligibility criteria for National Electric
Vehicle Infrastructure funding and other types of fueling services. To
reflect public comments, the final rule also allows EV charging
supplemental messages be added to the bottom of a business
identification sign panel used on other categories of Specific Service
signs (food, lodging, etc.) if the EV charging service at that business
meets the same eligibility criteria for the EV charging General Service
signs. As with all Specific Service signs, directional signing from the
freeway to the EV charging service is required if the direction to the
site is unclear or additional guidance is needed such as when
subsequent turns onto other roads are required.
AMBER Alerts on CMS
In Section 2L.02, the NPA proposed a new Guidance statement
recommending that America's Missing: Broadcast Emergency Response
(AMBER) alerts should not preempt messages related to traffic or travel
conditions, should be as brief as possible, and should not include
other information, such as detailed descriptions of persons, vehicles,
or license plate numbers.
Several State DOTs and the NCUTCD suggested that information
regarding the vehicle, including the license plate, are essential
pieces of information and are currently used for AMBER alert messaging.
One State DOT shared its experience with using only a general vehicle
description that resulted in generating an overwhelming number of 911
calls. Commenters indicated that more detailed information, such as the
license plate number is necessary for AMBER alerts to be effective.
In response to comments, FHWA removes the Guidance specifically
discouraging the use of descriptions of persons, vehicles, or license
plate numbers as part of AMBER alert messages on CMS in the final rule.
Guidance is retained that AMBER alert messages should be kept as brief
as possible to address the potential of overloading road users with
detailed information and, when possible, use other sources to convey
that detailed information associated with the alert. Also, FHWA retains
the proposed Guidance that AMBER alerts should not preempt messages
related to traffic or travel conditions to ensure road user have real-
time changing traffic and travel conditions requiring immediate
motorist response. The FHWA believes the final rule is responsive to
commenters and promotes the appropriate use of CMS to enhance public
safety, consistent with Section 11135 of BIL.
Safety Messages on Changeable Message Signs
In Chapter 2L, FHWA proposed several provisions in the NPA related
to safety messages on CMS. The NPA included new Guidance and Standard
paragraphs in Section 2L.02 regarding the appropriate and allowable use
of traffic safety campaign messages on CMS displays. The FHWA proposed
this new language to clarify that safety and transportation-related
messages--which had been and would continue to be allowed--should be
clear and direct, and meaningful to the road user on the roadway that
the message is displayed. The FHWA recommended that messages with
obscure meaning, references to popular culture, that are intended to be
humorous, or otherwise use nonstandard syntax for a traffic control
device, not be displayed because they can be misunderstood or
understood only by a limited segment of road users and, therefore,
degrade the overall effectiveness of the sign as an official traffic
control device. The FHWA proposed a Standard that only traffic safety
campaign messages that are part of an active, coordinated safety
campaign that uses other media forms as its primary means of outreach
be displayed on CMS, such that the CMS message would be a supplement to
the overall campaign that employs other media and/or tools to promote
the message.
While a number of commenters expressed support for the proposed
provisions on traffic safety messages on CMS, others expressed
opposition and
[[Page 87682]]
suggested that the provisions should be less restrictive. Several
commenters suggested moving all information related to traffic safety
messages to a single section. Many commenters expressed concern that
messages outside of the National Highway Traffic Safety Administration
(NHTSA)-developed enforcement campaign slogans would not be allowed
under the proposed revision. While some commenters did request more
flexibility in safety messaging and CMS use in general, many commenters
supported the proposed provisions to help stem what they viewed as
overuse or inappropriate uses of CMS. Some commenters believed that the
NPA should explicitly restrict specific types of messages and even
develop a standardized library of acceptable messages.
In response to comments, FHWA places all information related to
traffic safety campaign messages in Section 2L.07. In addition, as it
was not the intent to restrict safety campaign messages only to those
on the NHTSA Communications Calendar, FHWA revises the applicable
Guidance provision so as not to imply that an agency is precluded from
developing and displaying messages of its own traffic safety campaigns
separate from the NHTSA campaigns.
The provisions on message construction and content, as proposed,
are largely consistent with past and current human factors research in
the areas of driver information overload, comprehension, the general
principles for effective traffic control devices, and, specifically,
messaging on CMS. These considerations were also the basis for FHWA's
2021 policy memorandum on CMS \16\ use that was developed in
collaboration with NHTSA. The Guidance provisions, as adopted, can be
deviated from based on engineering judgement. However, FHWA believes
these are important considerations as not to diminish respect for the
sign when used in other traffic-related scenarios for regulatory,
warning, and guidance under prevailing conditions.
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\16\ FHWA's Official Ruling No. 2(09)-174 (I), ``Uses of and
Nonstandard Syntax on Changeable Message Signs,'' can be viewed at
the following Web address: https://mutcd.fhwa.dot.gov/resources/interpretations/2_09_174.htm.
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Part 3. Markings
Normal Line Width (4-Inch to 6-Inch Width)
Based on comments to the NPA, a review of the relevant research,
and the potential beneficial impacts of the recent final rule \17\
related to maintaining pavement marking retroreflectivity that will
increase pavement marking visibility, changing the width of normal and
wide longitudinal lines is not adopted in the final rule and the
existing provisions on longitudinal pavement marking width from the
2009 Edition are retained.
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\17\ National Standards for Traffic Control Devices; the Manual
on Uniform Traffic Control Devices for Streets and Highways;
Maintaining Pavement Marking Retroreflectivity Final Rule, 87 FR
47921, August 5, 2022.
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In Section 3A.04 Functions, Widths, and Patterns of Longitudinal
Pavement Markings, in the Standard describing the widths and patterns
of longitudinal lines, FHWA proposed in the NPA to revise the width of
normal lines to indicate that 6-inch-wide lines are to be used for
freeways, expressways, and ramps as well as for all other roadways with
speed limits greater than 40 mph and that 4- to 6-inch-wide lines are
to be used for all other roadways. The FHWA proposed this change to
improve visibility and consistency on ``high-speed'' facilities and
based on research showing improved machine vision detectability.
The FHWA also proposed to change the definition of a wide line to
at least 8 inches in width if 4-inch or 5-inch normal lines are used,
and at least 10 inches in width if 6-inch normal lines are used. This
change was proposed to clarify the definition based on varying
practices for ``normal'' width lines and to reduce the impact on
agencies that use 6-inch lines as their ``normal'' width.
In addition, FHWA proposed to add a new Guidance statement
regarding the width of the discernible space separating the parallel
lines of a double line so that they can be recognized as a double line
rather than two, separate disassociated single lines.
The FHWA received several comments opposed to the new requirement
for 6-inch-wide normal lines due to the additional cost. Commenters
suggested that the financial impact was underrepresented since the
change is not a one-time cost but also increased life-cycle costs
related to ongoing maintenance with pavement resurfacing and marking
``refreshing.'' Some commenters also suggested that the extent of the
proposed 6-inch requirement was not supported by research. A number of
agencies stated they may decide not to install markings at all on
roadways that do not meet the warrants for centerlines and edge lines
in Sections 3B.02 and 3B.10 based on the increased cost of 6-inch
markings, which may result in increased crashes. Several studies have
shown that the presence of longitudinal pavement markings decreases
crashes, including on roadways where the MUTCD provisions do not
require or recommend the markings.18 19 Some commenters also
stated additional research is needed for human road users, as well as
driving automation systems, to determine the actual discernable limits
for distinguishing between a normal and wide line and the discernable
space between double lines.
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\18\ Sun, X., and S. Das. A Comprehensive Study on Pavement Edge
Line Implementation. FHWA/LA.13/508, April 2014 can be viewed at the
following Web address: https://www.ltrc.lsu.edu/pdf/2014/FR_508.pdf.
\19\ Tsyganov, A., R. Machemehl, and N. Warrenchuk. Safety
Impact of Edge Lines on Rural Two-Lane Highways in Texas. FHWA/TX-
05/0-5009-1, September 2005 can be viewed at the following Web
address: https://ctr.utexas.edu/wp-content/uploads/pubs/0_5090_1.pdf.
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Additional Support statements are added to inform practitioners
that based on research documented in FHWA's Wider Edge Lines Proven
Safety Countermeasure,\20\ 6-inch edge lines can provide a safety
benefit over the minimum 4-inch edge lines on all facility types (e.g.,
freeways, multilane divided and undivided highways, two-lane highways)
in both urban and rural areas. A reference to Section 5B.02 is also
included to inform practitioners of the longitudinal pavement marking
considerations relevant to driving automation systems. These changes
will provide agencies information and the flexibility to determine
where to use wider longitudinal lines based on data specific to their
roadways, consistent with FHWA's Proven Safety Countermeasures for
Roadway Departure.\21\ Further, the proposed Guidance statement
regarding the width of the discernible space separating the parallel
lines of a double line is adopted with revision to specify the space
should not exceed two times the line width of a single line.
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\20\ FHWA Office of Safety Proven Safety Countermeasure on Wider
Edge Lines (FHWA-SA-21-055) can be accessed at the following Web
address: https://highways.dot.gov/sites/fhwa.dot.gov/files/2022-08/PSC_New_Wider%20Edge%20Lines_508.pdf.
\21\ FHWA Office of Safety Proven Safety Countermeasures on
Roadway Departure can be accessed at the following Web address:
https://highways.dot.gov/safety/proven-safety-countermeasures.
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Retroreflectivity
When FHWA released the NPA for the 11th Edition, a separate
rulemaking remained in progress to revise the MUTCD to include a
Standard for the minimum level of retroreflectivity that must be
maintained for pavement markings. Therefore, FHWA designated
[[Page 87683]]
Section 3A.05 Maintaining Minimum Pavement Marking Retroreflectivity as
reserved for the future provisions from the separate FHWA rulemaking,
without any proposed text. Several commenters endorsed the inclusion of
language in this final rule based on current research to facilitate
both human vision and automotive cameras. It was noted that driving
automation systems use pavement markings for guidance, and minimum
retroreflectivity levels would enhance system reliability. A comment
was made to exclude minimum retroreflectivity requirements for roads
closed to the public at night as the installation could otherwise be
cost prohibitive where they are not currently installed, namely on park
roadways.
The FHWA published the final rule on pavement marking minimum
retroreflectivity on August 5, 2022 (87 FR 47921), which became
Revision 3 to the 2009 edition of the MUTCD. As a result, FHWA
incorporates the provisions from that completed rulemaking which
include Support, Options, Guidance, and Standards regarding minimum
maintained retroreflectivity levels for longitudinal pavement markings
on all roadways open to public travel with speed limits of 35 mph and
greater. Option statements define markings that may be excluded from
the provisions of maintaining minimum retroreflectivity based on
conditions such as ambient light levels, daily volume, and type of
marking (e.g., dotted extension lines, curb markings, parking space
markings, and shared-use path markings). The compliance date
established by the final rule on pavement marking minimum
retroreflectivity remains in effect and is added to Table 1B-1 in this
final rule.
Marked Crosswalks
In the NPA, FHWA proposed to add a new Section 3C.02 Applications
of Crosswalk Markings, containing several paragraphs from existing
Section 3B.18. As part of this, FHWA proposed several revisions to
clarify placement of crosswalks. A new Standard paragraph proposed in
Section 3C.01 is adopted with revisions and located in Section 3C.02 in
the final rule, since it includes requirements specific to the
application of crosswalk markings. The Standard requires, after the
agency or official having authority makes the determination to legally
establish a crosswalk at a non-intersection location, that crosswalk
markings shall be provided. The FHWA believes this is appropriate as it
will improve safety, by clearly identifying the requirements of
crosswalk markings at non-intersection locations which will help alert
road users of a designated pedestrian crossing point and provide
guidance for pedestrians by defining and delineating paths across
roadways, particularly vulnerable road users, in conformance with
Section 11135 of the BIL.
In the NPA, FHWA retained some text unchanged from the 2009 MUTCD
Section 3B.18, including the existing Guidance Paragraph 7 recommending
crosswalk markings be installed where engineering judgment indicates
they are needed to direct pedestrians to the proper crossing path(s) at
locations controlled by traffic control signals or on approaches
controlled by STOP or YIELD signs.
Many commenters indicated that crosswalk markings should be
required (rather than recommended) at all crosswalks regardless of
location, and particularly at signalized intersections. In response to
comments, FHWA revises propose Paragraph 5 (now Paragraph 1), to
indicate crosswalk markings should be installed at locations controlled
by traffic control signals and adds an Option (Paragraph 2) to allow
the crosswalk to remain unmarked if engineering judgement indicates
they are not needed to direct pedestrians to the proper crossing
path(s).
The FHWA believes that requiring all crosswalks to be marked in all
locations would be a substantial change that would benefit from a
review of relevant research to include stop lines, consideration of the
impacts to signalized intersections in rural areas with no pedestrian
facilities, consideration of the impacts to agencies with a significant
number of intersections controlled by a STOP or YIELD sign, and
additional public comment before being considered for adoption in the
MUTCD as a Standard.
Changes to existing Guidance Paragraph 8 are adopted in Section
3C.02 Paragraph 4, with revisions in response to comments, with the
intent to remove language which may have been previously misinterpreted
as simply discouraging or avoiding the installation of crosswalks.
Although not new Guidance, due to the importance of vulnerable road
user safety, it is vital to reiterate the existing recommendation to
conduct an engineering study in order to determine whether providing a
marked crosswalk alone is safe for locations not controlled by a
traffic signal or STOP or YIELD sign, or if additional traffic control
devices and other measures should be considered to reduce traffic
speeds, shorten crossing distances, enhance the conspicuity of the
crossing, or provide active warning of pedestrian presence, as further
discussed in the revised existing Guidance Paragraph 9 (now Section
3C.03 Paragraph 6). The agency (or owner) having jurisdiction over the
roadway is ultimately responsible for the decisions on what, and where,
to build and the engineering study recommended aims to guide the
recommended traffic control devices at the determined location.
In the final rule, FHWA revises the criteria to be considered in
the recommended engineering study. In addition to the distance from
adjacent signalized intersections, the distance to other controlled
crossings should be considered. The existing pedestrian volume and
delay criteria were expanded to include bicyclists, projected volumes,
paths of travel, the ages and abilities of road users, and the location
or frequency of public transit stops to guide practitioners on
additional factors to consider in determining where to mark crosswalks
away from controlled locations. An important factor is roadway context;
on roadways where adjacent land use suggests that trips could be served
by varied modes, it is important to provide safe crossings. Including
projected volumes in the recommended engineering study can address
concerns that pedestrian and bicycle demand may not be captured by a
traffic count, as locations without an established crosswalk might be
avoided by some pedestrians and bicyclists. Once the appropriate
traffic control devices are installed, consistent with the adopted
Paragraph 6 discussed below, to establish a safe crosswalk, the volume
of pedestrians and bicyclists may increase due to the new or improved
crossing. The existing criterion of the geometry of the location was
expanded to specify the horizontal and vertical geometry of the
crossing location to highlight the importance of stopping sight
distance and visibility of road users utilizing a crosswalk and the
potential effect on vulnerable road user safety. Analysis of available
gaps was also raised as a potential criterion for consideration in the
recommended engineering study and FHWA believes this is included in
pedestrian and bicyclist delays. The FHWA also received comments
suggesting additional changes such as crash history and using
pedestrian walking speeds in lieu of ages and abilities, specific
warrants for crosswalks, or minimum spacing of crosswalks be included
in the criteria of an engineering study. The FHWA believes crash
history could be considered an ``other appropriate factor'' (item N) to
be considered in the engineering study, but the other
[[Page 87684]]
suggested changes from commenters would require further research before
being considered in a future rulemaking effort.
Changes to existing Guidance Paragraph 9 are adopted as Paragraph 6
in Section 3C.02, with editorial revisions in response to comments. In
order to protect vulnerable road users, FHWA provides recommendations
of specific conditions where the installation of additional traffic
control devices, and other measures, instead of simply marking a new
crosswalk with signs alone, should be considered, consistent with
FHWA's Guide for Improving Safety at Uncontrolled Crossing
Locations.\22\ The recommendation is intended to improve pedestrian
safety at uncontrolled crossing locations with posted speed limits 40
mph or greater and at locations where there is a crash threat due to
multiple lane crossings or limited sight distance by encouraging the
installation of additional traffic control devices or other measures,
as appropriate, beyond the basic marked crosswalks and warning signs.
Some of these additional measures include other traffic control devices
and applications designed to reduce traffic speeds, shorten crossing
distances, enhance driver awareness of the crossing, and/or provide
active warning of pedestrian presence.
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\22\ FHWA's Guide for Improving Safety at Uncontrolled Crossing
Locations (FHWA-SA-17-072) can be accessed at the following Web
address: https://highways.dot.gov/sites/fhwa.dot.gov/files/2022-07/STEP_Guide_for_Improving_Ped_Safety_at_Unsig_Loc_3-2018_07_17-508compliant.pdf.
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Aesthetic Surface Treatments in Crosswalks, Islands, Medians,
Shoulders, and Sidewalk Extensions
General Discussion
In the NPA, FHWA proposed changes to address applications of
colored pavements, making a distinction between the use of color in a
traffic control device application (e.g., red-colored pavement for
public transit systems, and green-colored pavement for bike lanes)
versus as an aesthetic surface treatment that is not intended to serve
a traffic control purpose. Commenters addressed a number of issues
surrounding aesthetic surface treatments, often with disparate views.
Along with those views expressed, commenters also generally
acknowledged that there is a lack of research or safety data, positive
or negative, to support the proposed provisions on aesthetic surface
treatments; how individuals with vision disabilities are impacted by
different surface treatments with varying colors or patterns; and
concerns with machine vision and driving automation systems' ability to
detect and process nonuniform aesthetic treatments. In this final rule,
FHWA maintains the distinction between colored pavements that serve a
traffic control purpose, and aesthetic surface treatments, whether
colored or not, that are applied for aesthetic purposes only and are
not intended to serve a traffic control purpose.
The FHWA emphasizes that agencies that wish to employ surface
treatments for aesthetic purposes in various scenarios have the
flexibility to do so, as applicable Federal, State, and local laws and
policies allow. However, the MUTCD does not prohibit the use of
aesthetic surface treatments (including visually complex treatments,
the designs of which might be characterized more as ``artistic'' in
their composition), except in limited situations as described in more
detail throughout this section. This includes the use of aesthetic
surface treatments between the transverse lines within a crosswalk, in
islands, in medians, in shoulders, within sidewalk extensions
designated by pavement markings, or in other areas outside of the
traveled way provided that the aesthetic surface treatment does not
mimic, obscure, or otherwise adversely impact the effectiveness of
other traffic control devices, such as other pavement markings in that
location.
Determination as to whether a surface treatment obscures or
otherwise adversely impacts the traffic control devices is made by the
State or local agency that owns and operates the roadway, taking into
consideration any other Federal, State, or local laws, regulations, and
policies governing the use of highway right-of-way unrelated to the
MUTCD. The FHWA emphasizes that safety should be the top priority in
making such determinations and, in many situations, the use of one of
the high-visibility crosswalk patterns or the addition of other traffic
control devices might instead be the appropriate measure to improve
safety. New provisions are included in the final rule with the intent
to provide agencies with information on reducing the likelihood of any
aesthetic surface treatments compromising the effectiveness of traffic
control devices by maintaining separation and contrast. The FHWA also
adopts several provisions to help ensure that vulnerable road user
safety is maintained, recognizing that agencies have the flexibility to
make decisions taking into consideration a number of factors.
Although aesthetic surface treatments most often involve the use of
single or multiple colors, the MUTCD employs the term ``colored
pavement'' to refer exclusively to traffic control devices as
contrasted with aesthetic surface treatments that might incorporate
color. Colored pavement for traffic control purposes is optional and
supplements other standard markings. Specific color applications for
traffic control purposes include green-colored bicycle lanes, purple-
colored electronic toll lanes, red-colored transit lanes, white for
channelizing, and yellow for median islands and channelizing. The
provisions for aesthetic surface treatments are included within the
Colored Pavements Chapter of the MUTCD to distinguish them from colored
pavements that are traffic control devices, and to clarify how an
aesthetic surface treatment might interact with a traffic control
device so as not to adversely impact the effectiveness of the traffic
control device.
The new edition of the MUTCD only addresses those colored pavements
that are traffic control devices, or those aesthetic surface treatments
that interact with traffic control devices, as the scope of the MUTCD
is limited to traffic control devices. Colored pavements used for
traffic control purposes communicate regulations, guidance, and
warnings to road users; supplement other standard markings with
standard, solid color applications to pavement; and meet
retroreflectivity criteria where applicable in accordance with the
MUTCD.
In contrast, surface treatments that are purely aesthetic do not
include retroreflective elements; do not communicate regulations,
guidance, warnings, or other information to road users; and do not
interfere with or mimic traffic control devices. These aesthetic
surface treatments are sometimes referred to as ``street murals'' or
``asphalt art,'' and might be a single solid color, or their designs
might include multiple colors. Because these treatments are generally
outside the scope of the MUTCD, the MUTCD does not prohibit them within
the roadway right-of-way. Rather, as may be allowed by other Federal,
State, or local statute, regulation, or policy, the determination of
the acceptability of aesthetic surface treatments on street or highway
right-of-way is determined by local or State authorities that have
jurisdiction over the roadway. Therefore, the determination as to
whether a particular aesthetic surface treatment is acceptable for use
in the highway right-of-way falls outside the scope and provisions of
the MUTCD except to the extent that the
[[Page 87685]]
treatment might interfere with or mimic a traffic control device.
Continuing Research
Due to the interest in aesthetic surface treatments on travel
pavements for over a decade, and the heightened interest in the more
complex or artistic types of aesthetic surface applications in more
recent years, in the NPA, FHWA requested comment on how more intricate
designs and bright colors around standardized crosswalk markings
improve the safety or operations at and around the crosswalk, while
maintaining the recognition of the crosswalk. Jurisdictions often cite
safety as the rationale for these types of installations. The FHWA
requested that commenters support their position by providing
quantifiable and objective data that they had collected or were aware
of, such as from human factors evaluations or other studies.
Specifically, FHWA sought information pertaining to the safety and
navigation of road users, and any effects of non-standard designs on
pedestrians with low visual acuity or other vision impairments. The
FHWA also sought data on the ability of machine vision of driving
automation systems to detect accurately and react appropriately to the
markings as a crosswalk.
Some commenters stated that, to their knowledge, aesthetically
treated crosswalks do not contribute to a degradation of road user
safety; however, substantive quantifiable and objective data to support
this position were not provided. Some commenters suggested that
additional research be conducted to formulate appropriate regulations
consisting of appropriate applications, designs, and materials before
moving forward.
As mentioned earlier, FHWA has been aware that this area is of
interest for communities and, in response to longstanding concerns, is
conducting research on the safety implications of various types of
surface treatments in crosswalks. The FHWA will use the results to
inform potential changes to the MUTCD and/or the need for additional
research into vulnerable road user safety at crosswalks.
The FHWA is also aware of a study conducted on the potential safety
effects of ``asphalt art'' \23\ which was published after the NPA
docket closed. The study report concludes that there is a correlation
between asphalt art and improved safety, though it could not establish
or infer causation, in part due to the confounding of a number of
variables including other improvements made concurrently, and the
inability to determine whether the art itself, additional traffic
control, roadway, or roadside improvements resulted in the improvement.
For example, it is generally accepted that a narrowing of the street or
traveled way, such as with pavement markings to create sidewalk
extensions or channelization, can reduce vehicle operating speeds. The
extent to which the addition of aesthetic treatments within the
reclaimed pavement at many of the study sites either contributed to, or
inhibited, an improvement in safety could not be determined or was not
reported. For this reason and, as stated in the study, to determine
whether surface treatments individually contribute to vulnerable road
user safety, FHWA is conducting research.
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\23\ Asphalt Art Safety Study prepared by Sam Schwartz, a TYLin
Company, for Bloomberg Philanthropies, April 2022, can be viewed at
the following Web address: https://www.samschwartz.com/asphalt-art-safety-study.
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In addition, in response to comments, FHWA will continue to gather
more data on the use of colored pavements that are part of traffic
control markings to learn more about their overall safety impacts, with
a particular focus on people with disabilities, including those with
low visual acuity or cognitive impairments. The FHWA is in the process
of completing closed-course research on the impacts of a subset of
surface treatments in crosswalks consisting of brick patterns, multiple
color arrangements, or more complex geometric designs using multiple
colors in combination with different underlying standard crosswalk
patterns. This research specifically includes pedestrians with low
vision as research participants, in addition to pedestrians and
drivers. The FHWA is pursuing additional open-course research to
support the closed-course research. Upon statistically significant
research results or measures of effectiveness from additional open-
course studies suggesting there is a direct impact on vulnerable road
user safety, further updates to the regulations surrounding surface
treatments, beyond those updates included in this rule, might be
considered in a future rulemaking effort. Similarly, this issue may be
revisited based on the Architectural and Transportation Barriers
Compliance Board's (U.S. Access Board) Accessibility Guidelines for
Pedestrian Facilities in the Public Right-of-Way (``PROWAG'')
rulemaking \24\ and other research into tactile wayfinding in
transportation environments,\25\ particularly when considering
crosswalks and sidewalk extensions designated by pavement markings.
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\24\ Architectural and Transportation Barriers Compliance
Board's Accessibility Guidelines for Pedestrian Facilities in the
Public Right-of-Way (RIN 3014-AA26) can be accessed at the following
Web address: https://www.reginfo.gov/public/do/eAgendaViewRule?pubId=202210&RIN=3014-AA26.
\25\ NCHRP 17-94 Tactile Walking Surface Indicators To Aid
Wayfinding For Visually Impaired Travelers In Multimodal Travel
which is managed under TCRP B-46 Tactile Wayfinding in
Transportation Settings for Travelers Who Are Blind or Visually
Impaired and can be accessed at the following Web address: https://apps.trb.org/cmsfeed/TRBNetProjectDisplay.asp?ProjectID=4513.
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Colored Pavement as a Traffic Control Device
In Section 3H.01 (existing Section 3G.01), retitled,
``Standardization of Application,'' FHWA adopts a new Standard
paragraph limiting the use of colored pavement as a traffic control
device only to where it supplements other markings. The FHWA adopts
this change to improve upon the established widespread system of
uniformity in the application of colored pavement used as a traffic
control device. This requirement does not apply to colored pavements
used as a purely aesthetic surface treatment. The proposed Standard
regarding the colors to be used for colored pavement is not adopted, as
an existing Standard paragraph in this Section already contains these
requirements as they apply to colored pavements used as a traffic
control device.
The FHWA adopts a new section numbered and titled, ``Section 3H.02
Materials,'' to provide agencies with information to assist in the
selection of appropriate colored pavement materials to improve road
user safety. This section is adopted with revisions in response to
comments; however, the proposed Support paragraph regarding wear of
colored pavement is not adopted in the final rule, since it is not
related to the use of a traffic control device, and the maintenance of
traffic control devices is covered in other sections. Some commenters
requested additional specific information on appropriate skid
resistance values considering all road users. Historically, standard
specifications for construction, including colored pavement or pavement
marking material specifications containing specific skid resistance
values or coefficients of friction, are developed by the individual
State and local agencies based on their specific needs. As a minimum
skid resistance value may have an impact on vulnerable road user
safety, FHWA will review available research and information to inform
potential future
[[Page 87686]]
changes to the MUTCD or to another resource as appropriate.
Aesthetic Surface Treatments--Interaction With Traffic Control Devices
The FHWA proposed to add a new section numbered and titled,
``Section 3H.03 Aesthetic Treatments in Crosswalks,'' with two
paragraphs from existing Section 3G.01 and new Standard, Guidance,
Option, and Support to reflect FHWA's Official Ruling No. 3(09)-24 (I)
which was issued in response to a trend by some agencies toward
installing treatments on roadway pavement that go beyond the basic
aesthetics of the paving materials and instead include bright colors,
visually complex graphics, images, or words. Some commenters supported
the proposed changes noting the specific needs of people with low
visual acuity or other vision impairments, along with the limited
abilities of machine vision, to discern variations in surface
treatments from standard markings. Other commenters stated that there
is no evidence that suggests adverse impacts from these treatments on
roadways with a posted speed limit above 30 mph. Many comments also
indicated a lack of research that suggests surface treatments in
general create safety concerns, and the proposed Standards are
unfounded. Other commenters suggested that any regulation of aesthetic
surface treatments is inappropriate in the MUTCD as they are not
traffic control devices.
While FHWA agrees that aesthetic surface treatments are not traffic
control devices, FHWA believes that this proposed section is
appropriate because of the interaction with official traffic control
devices that such treatments frequently pose. As stated earlier, it is
important that these treatments not resemble or interfere with the
uniform appearance of traffic control devices, as that could confuse
and distract road users. In response to comments, FHWA limits the
Standards, Guidance, and Support included in the MUTCD regarding
aesthetic surface treatments to those provisions that are necessary to
help ensure pedestrian safety and the accessibility of individuals with
disabilities, and to minimize any adverse impacts to the effectiveness
of traffic control devices. As described earlier, the MUTCD does not
prohibit the application of aesthetic surface treatments within the
roadway. However, the MUTCD does limit their use or character to the
extent that they interact with or relate to traffic control devices. In
addition, the use of these treatments could be subject to other
Federal, State, or local regulations and policies unrelated to the
MUTCD. Those other regulations or policies might prohibit or otherwise
limit the use of aesthetic surface treatments in some situations. In
other words, aesthetic surface treatments are not of themselves
prohibited by the MUTCD, but the MUTCD limits how the treatments might
overshadow the nature of traffic control devices such as marked
crosswalks. Transportation agencies implement aesthetic treatments at
their own risk as permissible by local, State, and other Federal laws,
regulations, and policies; as long as the treatments do not interfere
with, confuse, or obstruct traffic control devices for any users,
especially people with disabilities, including those with low visual
acuity; and, ultimately, subject to an overall assessment of road user
safety.
Aesthetic Surface Treatments--Maintaining Separation and Contrast
The FHWA adopts the newly proposed Section with a revised title,
``3H.03 Aesthetic Surface Treatments'' in response to comments that
questioned the perceived restrictions by lack of specific language on
aesthetic surface treatments at other locations such as islands,
medians, shoulders, sidewalk extensions designated by pavement
markings, or other areas outside the traveled way. New provisions are
included in the final rule with the intent to provide agencies
information on how to prevent aesthetic surface treatments from
compromising the effectiveness of traffic control devices by
maintaining separation and contrast. Existing Support Paragraph 2 from
existing Section 3G.01, is relocated to Section 3H.01 with edits, and
additional revisions are made to the final rule in Sections 3H.01,
3J.03 and 3J.07 to clarify the difference between colored pavements
used as traffic control devices and aesthetic surface treatments, and
the considerations in the use of aesthetic surface treatments.
In the NPA, FHWA also proposed to add a new section numbered and
titled, ``Section 3J.07 Curb Extensions Designated by Pavement
Markings'' to include Support, Standard, Guidance, and Option
paragraphs to improve consistency and uniformity when the application
of pavement markings is to be used to create an extension of the
sidewalk in the roadway pavement. The term ``curb extension'' was used
in the NPA to refer to roadway pavement that is reclaimed and
designated for non-vehicular use. However, the term ``sidewalk
extension'' is adopted in the final rule because it more accurately
describes the purpose of the concept and emphasizes the redesignation
of that portion of the roadway exclusively for pedestrian use. The term
is also in established use in several design resources and, therefore,
will enhance consistency. In some cases, after evaluating the site-
specific context, it may be determined that redesignation of the area
as a sidewalk extension, which reduces roadway crossing distances but
places pedestrians closer to vehicular traffic, is not appropriate. A
new Support statement is also adopted referencing the applicable
sections for channelizing lines, edge lines, and diagonal markings,
which can be used to modify the street or highway design (e.g.,
horizontal alignment, traveled-way width, sight distance, or similar)
for speed management and channelizing, but the marked area is retained
as part of the roadway rather than be redesignated as a pedestrian
space.
Several additional Guidance, Option, and Support paragraphs in
Section 3J.07 that were proposed in the NPA are adopted with
significant edits and clarifications in the final rule to provide
context and considerations to improve vulnerable road user safety and
provide accessibility, particularly for individuals with low visual
acuity or other vision disabilities. While FHWA agrees that
accessibility concerns should be considered for these areas, defining
the conditions under which accessibility infrastructure is or is not
required is beyond the scope of the MUTCD and would be covered either
explicitly or implicitly under other regulations, such as accessibility
standards that may be adopted by DOT or DOJ under the Americans with
Disabilities Act or Section 504 of the Rehabilitation Act of 1973. In
response to comments, and consistent with definitions contained within
the MUTCD, an additional Standard is adopted in the final rule
prohibiting the extension of crosswalk markings through sidewalk
extensions designated by pavement markings, which would represent that
the area is still part of the roadway, rather than an extension of the
sidewalk. Extending the crosswalk markings through this area would be
confusing to individuals with low visual acuity who rely on the
crosswalk markings as one of the cues to confirm that they have left
the sidewalk and entered the street where vehicular traffic is present.
However, the proposed Guidance recommending that adequate provisions be
made for pedestrians with disabilities through the sidewalk extension,
between the physical curb ramp and the start of the crosswalk at the
new edge of the traveled way as designated by the pavement marking, is
[[Page 87687]]
not adopted as this is outside the scope of the MUTCD. In addition, the
recommendation to use colored pavements in sidewalk extensions where
pedestrian travel is expected is not adopted as this area is outside of
the traveled way, and the details of the type of surface treatment
used, if any, would not be subject to the provisions of the MUTCD
except where it meets the pavement marking that defines the limits of
the pavement open to vehicular travel. Accordingly, FHWA adopts a
requirement that if aesthetic surface treatments are used in sidewalk
extensions, they shall not be retroreflective as they are not traffic
control devices.
Comments were received that question the stipulation that the
right-of-way is dedicated exclusively to highway-related functions,
which undermines ``placemaking'' efforts. The proposed language was a
reference to existing regulations that codify requirements related to
the use of highway right-of-way.\26\ Notwithstanding, in response to
comments, FHWA does not adopt the NPA proposed Guidance recommending
that a policy for using aesthetic surface treatments in crosswalks
should be considered if an agency determines that the use or design is
appropriate for the right-of-way, since these treatments are adequately
addressed in other provisions. Similarly, the Guidance recommending a
speed limit threshold for which aesthetic crosswalk treatments should
only be considered is not adopted. To ensure that the safety of road
users remain the primary consideration, two additional Standards are
adopted requiring that aesthetic surface treatments not interfere with
traffic control devices, and that the colors used for aesthetic surface
treatments not be standard traffic control device colors. The proposed
Standard requiring aesthetic surface treatments not be of a surface
that can confuse vision-impaired pedestrians that rely on tactile
treatments or cues for navigation is adopted with editorial revision.
Additional Guidance is also adopted in the final rule with
recommendations to provide a gap between standard markings delineating
areas and aesthetic surface treatments such that contrast is provided
and the treatments do not interfere with traffic control devices. The
proposed Standard prohibiting the use of advertising, pictographs,
symbols, multiple color arrangements, and retroreflectivity in patterns
that constitute a purely aesthetic surface treatment is revised with a
prohibition on advertising and retroreflectivity retained in the
Standard. Guidance is adopted to recommend against the use of
pictographs and symbols with an additional recommendation not to use
illusions. The proposed Support statements relating to materials for
aesthetic surface treatments within the limits of crosswalks are also
adopted with revision; specifically, paving materials such as setts or
cobbles are removed, and Support is added relating to the surface of
the crosswalk, the needs of pedestrians, and the requirements of the
U.S. Department of Justice 2010 ADA Standards for Accessible
Design.\27\
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\26\ 23 CFR 1.23(b).
\27\ September 15, 2010. 28 CFR 35 and 36, Americans with
Disabilities Act of 1990.
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Comments questioned the need for the Standard statement requiring
aesthetic treatments to be designed such that they do not encourage
road users to loiter or linger in the crosswalk, engage in the pattern,
or otherwise not vacate the street in an expedient manner. The FHWA
disagrees that the Standards and Guidance placing limitations on
aesthetic treatments are unfounded as road user safety is the primary
concern and visual distractions to vehicle operators in general are
known to be a potential safety risk, especially to vulnerable road
users. Many of the surface treatments that have been used are designed
to draw the attention of road users to the treatment and, therefore,
away from navigating the roadway environment. Thus, without adequate
research data to determine the actual safety risk of different types of
treatments, FHWA believes it is necessary to limit the use of surface
treatments to ensure vulnerable road user safety. Where such treatments
were being considered as a measure to improve pedestrian safety, FHWA
believes the appropriate measure, instead, is to use one of the high-
visibility crosswalk patterns, which are supported by research for
visibility and conspicuity, strengthening the provisions for the
protection of vulnerable users, consistent with section 11135 of BIL.
Part 4. Highway Traffic Signals
Accessibility
In an effort to improve accessibility to provide for the protection
of vulnerable road users while not getting ahead of the then-pending
PROWAG rulemaking, FHWA proposed numerous changes to improve
accessibility in Parts 4 and 6. In Part 4, the proposed changes were to
recommend, rather than provide an option, to use accessible pedestrian
signals (APS) at all pedestrian signals, including pretimed traffic
control signals or non-actuated approaches as well as at pedestrian
hybrid beacons (PHB). Further, FHWA proposed to recommend the use of an
audible information device (AID) at rectangular rapid flashing beacons,
pedestrian-actuated warning beacon, and in-roadway warning lights at
crosswalks.
In Part 6, FHWA proposed to add a new requirement in accordance
with 28 CFR 35.160(a)(1) to take appropriate steps to ensure that
communications with applicants, participants, members of the public,
and companions with disabilities are as effective as communications
with others. In addition, FHWA proposed to revise several Standards to
remove text related to ``where pedestrians with disabilities normally
use'' or ``where it is determined that the accommodations of
pedestrians with disabilities is necessary'' to strengthen requirements
for accessible features and remove ambiguity on when they should be
implemented. The proposed changes in Part 6 were slightly broader than
proposed changes in Part 4 because changes for temporary traffic
control devices are easier for agencies to adopt since the devices are
temporary and are purchased and installed as part of an active
construction or maintenance project.
The FHWA received a large number of comments related to the
proposed changes encouraging the incorporation of PROWAG and to
strengthen accessibility requirements. The comments stated that FHWA
should adopt positions of greatly increased accessibility requirements
similar to what was anticipated in the final rule for PROWAG. Other
commenters, including many State DOTs and local agencies opposed
significant accessibility changes based on their concerns with the cost
impact and the significant level of effort to implement widescale
increased accessibility measures, especially if there was not a
demonstrated need for such accommodations at a specific location. The
FHWA notes that at the time of publication of the NPA, the U.S. Access
Board had not concluded its rulemaking and the provisions of a
potential final rule were unknown. The U.S. Access Board has since
finalized its rulemaking process for PROWAG (88 FR 53604, August 8,
2023; effective date September 7, 20203). Therefore, FHWA did not have
the opportunity to seek public comment on adopting the provisions of
the PROWAG final rule during the course of this rulemaking. As such,
FHWA only adopts the proposed
[[Page 87688]]
NPA revisions that strengthen the provisions for the protection of
vulnerable users, consistent with section 11135 of BIL. The FHWA
anticipates the MUTCD undergoing further rulemaking to address sections
affected by the final PROWAG. In the meantime, DOT has initiated a
rulemaking to incorporate the PROWAG into the ADA regulations of the
Office of the Secretary of Transportation.\28\
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\28\ See U.S. Department of Transportation, Office of the
Secretary of Transportation: Transportation for Individuals With
Disabilities; Adoption of Accessibility Standards for Pedestrian
Facilities in the Public Right-of-Way (RIN 2105-AF05).
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Traffic Control Signal Needs Study (Reexamine Signal Warrants and
Changing Signal Warrants From Standard to Guidance)
In the NPA, FHWA proposed to change all paragraphs describing the
application of the traffic signal warrant criterion to be considered in
an engineering study for installing a new traffic control signal from
Standard to Guidance. The FHWA proposed this change to provide agencies
flexibility in performing signal warrant analyses.
There were many comments for and against the change from Standard
to Guidance. Commenters who supported the change agreed agencies would
have more flexibility to consider ``other factors'' rather than the
perceived heavy reliance placed on the numerical analysis. In their
opinion, this leads to many agencies refusing to consider a traffic
control signal in cases where a signal may be deemed beneficial, but
the volume warrants are not met. Commenters who opposed the change were
concerned with the cost impact associated with receiving pressure to
install new signals where signals may not be appropriate. While not
proposed in the NPA, FHWA received several comments stating that there
is a need to rethink all traffic signal warrants believing them to be
outdated and based on consensus rather than research. The FHWA notes
that additional research is in progress through a National Cooperative
Highway Research Program (NCHRP) study \29\ examining updates to the
vehicular and pedestrian volume thresholds for traffic control signals,
pedestrian hybrid beacons, and other pedestrian-actuated warning
devices. In addition to pedestrian and vehicular volumes, the research
is also examining latent pedestrian demand, land-use, and context to
develop additional tools to assist in determining the appropriate
traffic control device to improve safety for pedestrians. Following the
issuance of this final rule, FHWA will explore opportunities for new
research to reexamine the remaining signal warrants for potential
updates and will consider research-based updates to a future revision
to the MUTCD or through Interim Approval, as appropriate.
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\29\ NCHRP 03-143, Framework and Toolkit for Selecting
Pedestrian Crossing Treatments, can be viewed at the following Web
address: https://apps.trb.org/cmsfeed/TRBNetProjectDisplay.asp?ProjectID=5125.
---------------------------------------------------------------------------
The FHWA adopts the NPA proposed signal warrant language change
from Standard to Guidance to reinforce that other factors, beyond the
warrants, be considered as part of the engineering study to justify
installation of traffic control signals. With this revision, agencies
will have more flexibility to consider other relevant factors in
addition to reliance on the numerical warrants analysis alone. While
there is concern from some commenters who opposed the change that there
could be increased costs associated with installing more traffic
control signals and increased pressure to install new signals where
they might not be appropriate, the adopted text provides agencies the
necessary flexibility to consider all relevant factors in determining
the need for a traffic control signal. The safe and efficient movement
of all road users is the primary consideration in the engineering study
to determine whether a traffic control signal should be installed
rather than some other type of control or roadway configuration.
Control by a traffic signal does not necessarily result in improved
safety in every case. In some cases, a traffic signal at an
inappropriate location could adversely impact safety for one or more
road users. The purpose of the engineering study is to evaluate all
relevant factors based on the specific location. The warrants are
elements of the engineering study along with any other relevant
factors. These additional considerations form the basis for conducting
an engineering study and the results of the warrants analysis portion
of the study is not intended to be the only or the overriding
consideration. Agencies can, in fact, install a traffic control signal
if a warrant is not met, but they are required to conduct the
engineering study that demonstrates that the installation of a signal
will improve the overall safety and/or operation of the intersection,
which includes documentation of the rationale (i.e., the warrants
analysis and consideration of other factors).
Signal Warrants--Crash Warrant
In Section 4C.08 Warrant 7, Crash Experience, FHWA proposed to
revise Item B in Paragraph 2 to include updated signal warrant criteria
for 1-year and 3-year periods, crash type, and severity, as well as
major street speed and intersection location (urban vs. rural context).
In conjunction with this change, FHWA proposed to add additional
Support language regarding the critical minor-street volume, and a new
Option paragraph that accompanies new tables related to criteria for
considering traffic control signals in rural areas. The FHWA proposed
these changes based on Interim Approval 19 and findings contained in
NCHRP Project 07-18, ``Crash Experience Warrant for Traffic Signals.''
The research resulted in updated criteria, which is based on either 1
year or 3 years of recent crash experience, for the number of crashes
portion of Warrant 7.
Comments included a mixture of support and concern. Some commenters
suggested that this approach is not consistent with Vision Zero and
Safe System approaches in that it is reactive instead of proactive. For
rural intersections, there also was concern the threshold for the
number of crashes increased over the existing threshold in the 2009
MUTCD. Other commenters (primarily State DOTs) expressed concerns the
lower thresholds for urban settings may result in the overuse of
signals and disregard for using other safety alternatives at
intersections. The commenters who supported the change appreciated that
the values were updated based on research and noted that the various
thresholds and tables provided engineers more flexibility to perform
the signal warrant study.
The FHWA adopts the revisions to Warrant 7 in the final rule. Based
on comments received, FHWA adds an Option in the final rule allowing
agencies to calibrate Highway Safety Manual safety performance
functions (SPFs) to their own crash data or develop their own SPFs to
produce agency specific average crash frequency values. When documented
as part of the engineering study, these agency specific crash frequency
values may be used instead of the values shown in Tables 4C-2 through
4C-5 when applying the Crash Experience signal warrant.
Pedestrian Signals at Signalized Intersections
In Section 4D.02, Provisions for Pedestrians, FHWA proposed in the
NPA to add a new Guidance statement recommending pedestrian signal
heads at each marked crosswalk controlled by a traffic control signal.
The installation of pedestrian signal heads at intersections controlled
by a traffic control signal is currently at the
[[Page 87689]]
discretion of the agency. Agencies may exercise engineering judgement
to determine if pedestrian signal heads are needed, or if a vehicular
signal face for a concurrent vehicle movement, and visible to
pedestrians, is sufficient.
The FHWA received numerous comments (including from multiple State
DOTs and cities) suggesting strengthening the proposed Guidance to a
Standard to require, rather than recommend, pedestrian signal heads if
marked crosswalks are present at signalized intersections. A smaller
number of commenters supported the addition of the new Guidance as
proposed.
The FHWA adopts the NPA proposed Guidance that recommends the
installation of pedestrian signal heads for each marked crosswalk
controlled by a traffic control signal and also adopts the NPA proposed
Option that allows agencies to apply engineering judgment to use
pedestrian signal heads under other conditions. Based on the comments
suggesting pedestrian signal heads be required at all signalized
intersections, FHWA will consider for a future rulemaking after further
evaluation of the potential implications and benefits. This issue may
also be revisited based on the PROWAG rulemaking by the U.S. Access
Board. These changes are being adopted to improve the protection of
vulnerable users consistent with Section 11135 of BIL.
Accessible Pedestrian Signals Engineering Study Requirement
In Section 4I.01 (existing Section 4E.01) Pedestrian Signal Heads,
FHWA proposed in the NPA to modify Paragraph 2 to better align with the
recommendation for an engineering study with specific factors for
consideration as outlined in Section 4K.01.
The intent of the proposed NPA text was misinterpreted by many
reviewers. There were many comments pointing out that an engineering
study should not be required before installing APS. Many commenters
suggested APS should be installed at all traffic control signals and
PHBs where pedestrian signal heads are used, and that agencies should
not have to justify the need for APS by conducting an engineering study
based on the factors listed in Section 4K.01.
Upon consideration of all comments received, FHWA is removing all
text from the MUTCD discussing when APS ``should'' be considered or
provided. The decision of when to use APS is subject to requirements of
the Americans with Disabilities Act and Section 504 of the
Rehabilitation Act of 1973. Notably, since the 2009 edition of the
MUTCD, multiple courts have recognized that the ADA and Rehabilitation
Act require jurisdictions to make their pedestrian signals accessible.
See Am. Council of Blind of Metro. Chicago v. City of Chicago, No. 19 C
6322, __F. Supp. 3d __, 2023 WL 2744596, at **6-8 (N.D. Ill. Mar. 31,
2023); Am. Council of Blind of New York, Inc. v. City of New York, 495
F. Supp. 3d 211, 232-38, 241-42 (S.D.N.Y. 2020); Scharff v. Cnty. of
Nassau, No. 10 CV 4208 DRH AKT, 2014 WL 2454639, at *12 (E.D.N.Y. June
2, 2014). As with other sections of the MUTCD that address certain
accessibility issues, FHWA refers users to the applicable ADA and
Rehabilitation Act requirements and limits discussion of APS to
technical specifications. The MUTCD does, however, include language in
Support statements with information about the importance of APS in
general and, in particular, at certain kinds of crossings.
Warrants for Pedestrian Hybrid Beacons
In Section 4J.01 (Section 4F.01 of the 2009 MUTCD) Application of
PHB, FHWA proposed to add a new Option to allow the reduction of the
signal warrant criteria for pedestrian volume crossing the major street
by as much as 50 percent if the 15th-percentile crossing speed of
pedestrians is less than 3.5 feet per second. The FHWA proposed this
change for consistency with traffic control signal Warrant 4,
Pedestrian Volume.
The FHWA also proposed to add an Option to allow the separate
application of the major-street traffic volumes criteria in each
direction when there is a divided street having a median of sufficient
width for pedestrians to wait in accordance with Official Ruling No.
4(09)-25 (I) \30\ and for consistency with the proposed change in
Section 4C.05.
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\30\ FHWA's Official Ruling No. 4(09)-25 (I), ``Application of
the Pedestrian Volume Warrant on Divided Roadways,'' can be viewed
at the following Web address: https://mutcd.fhwa.dot.gov/resources/interpretations/4_09_25.htm.
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While the NCUTCD and engineering organizations agreed with the
proposed changes in the NPA for Section 4J.01, the majority of the
comments were related to the current MUTCD text regarding the volume
thresholds, where no revisions were proposed. General themes of the
comments included: (1) Suggestions to add other warrants or factors
such as distance to adjacent pedestrian crosswalks, crash experience,
using FHWA's Guide for Improving Safety at Uncontrolled Crossing
Locations \31\ surrounding land use and density, and using FHWA's Safe
Transportation for Every Pedestrian (STEP) guidance,\32\ (2) Changes to
the minimum thresholds in Figures 4J-1 and 4J-2, and (3) Adding
Guidance that aims to make major streets safe to cross at regular
intervals by establishing Guidance on the distance people can be
expected to walk to get to a crosswalk.
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\31\ https://www.fhwa.dot.gov/innovation/everydaycounts/edc_5/docs/STEP-guide-improving-ped-safety.pdf.
\32\ https://highways.dot.gov/safety/pedestrian-bicyclist/step.
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The FHWA retains the NPA language, including the existing vehicular
and pedestrian volume threshold figures, based on the following
considerations. The PHBs are addressed in the FHWA Proven Safety
Countermeasure Initiative (FHWA-SA-21-045) \33\ as a safety strategy to
address pedestrian crash risk. The PHB is an intermediate option
between a flashing beacon and a full pedestrian signal because it
assigns right-of-way and provides positive stop control. It also allows
motorists to proceed once pedestrians have cleared their side of the
travel lane(s), reducing vehicle delay and congestion, often in urban
conditions where congestion can impact the quality of life of
surrounding residents and business owners.
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\33\ https://highways.dot.gov/safety/proven-safety-countermeasures/pedestrian-hybrid-beacons.
---------------------------------------------------------------------------
In response to comments suggesting changes that were not proposed
in the NPA, the existing vehicular and pedestrian thresholds were
determined based on research and are substantially lower than the
pedestrian volume warrants for a traffic control signal, primarily due
to the trade-off in efficiency since vehicular traffic can move during
the flashing red interval (concurrent with flashing Don't Walk) if the
crosswalk is clear. Further, the NPA added new Options to provide more
flexibility in justifying the installation of PHBs with a significant
reduction in the threshold volumes based on lower walking speeds and
the consideration of other factors that may support the installation of
PHBs at locations where the thresholds are not met. These proposed
Options are adopted in this Final Rule.
An NCHRP study \34\ is underway that will review the existing
volume thresholds and make recommendations on pedestrian warrants based
on many scenarios for PHBs as well as traffic control signals and
pedestrian actuated warning devices. This information will
[[Page 87690]]
be used to consider revisions to vehicular and pedestrian volume
thresholds in a future edition of the MUTCD.
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\34\ NCHRP 03-143, Framework and Toolkit for Selecting
Pedestrian Crossing Treatments, can be viewed at the following Web
address: https://apps.trb.org/cmsfeed/TRBNetProjectDisplay.asp?ProjectID=5125.
---------------------------------------------------------------------------
The FHWA believes the provisions, as adopted, further FHWA's
statutory obligation under Section 11135 of BIL to provide for the
protection of vulnerable road users by providing more flexibility for
engineers to justify installation of PHBs.
Emergency Vehicle Preemption
In new ``Section 4F.19 Preemption Control of Traffic Control
Signals'' consisting of paragraphs from Section 4D.27 of the 2009
MUTCD, FHWA proposed to revise the Standard regarding preemption
control transitions to remove the current provision that allows the
pedestrian change interval to be truncated during emergency vehicle
preemption. The current provision potentially exposes vulnerable road
users to great risk if they are crossing the street and their
pedestrian indication is terminated mid-crossing to permit the signal
to change to green on that approach in preparation for an approaching
emergency response vehicle. The FHWA proposed this change to enhance
the protection of vulnerable road users during emergency preemption
operations at traffic control signals. Truncating the pedestrian change
interval would still be allowed only when the traffic control signal is
being preempted because a boat is approaching a movable bridge or
because rail traffic is approaching a grade crossing, as emergency
vehicles and buses generally have the ability to slow, stop, or alter
their course if necessary to avoid a collision, which is not the case
of boats and rail traffic.
The FHWA received many comments on different sides of the issue.
Some commenters supported the change since the existing method could
potentially compromise pedestrian safety if pedestrians had not cleared
the crosswalk during the transition into preemption control. Other
comments opposed the change saying the effectiveness of the emergency
vehicle preemption will be greatly diminished or made completely
ineffective due to increased delay, especially in congested conditions.
Some comments suggested the requirement did not go far enough in that
it continued to allow pedestrian change interval to be preempted for
signals associated with boat and rail traffic. The FHWA believes there
is insufficient data on the magnitude of these potential issues and
therefore does not adopt the proposed Standard that would prohibit the
truncation of the pedestrian change interval during the transition into
preemption control. Also, FHWA revises the existing Standard and adds
an Option to further clarify what is allowed and what is prohibited by
the existing provisions.
Bicycle Signal Faces at Pedestrian Hybrid Beacons
The FHWA proposed a prohibition of bicycle signal faces at
pedestrian hybrid beacons in a new Chapter 4H, consistent with Interim
Approval 16 (IA-16), which states, ``bicycle signal faces shall not be
used in any manner with respect to the design and operation of a
pedestrian hybrid beacon.'' \35\ Though comments varied on this change,
a number of commenters expressed concern that such a change would leave
no solution to improve safety for bicyclists. However, the change is
actually intended to address the fact that bicyclists are vulnerable
road users and that they benefit from applying a safe system approach,
which is to separate them in time and space from conflicting traffic
movements. Where the crossing is a shared-use path or bicycle traffic
is otherwise expected, the use of the PHB could contravene this
approach. This specific issue is discussed in detail in this section.
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\35\ Interim Approval 16 can be accessed at the following Web
address: https://mutcd.fhwa.dot.gov/resources/interim_approval/ia16.
---------------------------------------------------------------------------
Some of the commenters supported the proposed text to prohibit
bicycle signal faces at PHBs, including some city and State
transportation agencies. However, a number of the public comments
opposed the prohibition of bicycle signal faces at PHBs, noting that
some agencies currently have these in operation (Portland, Oregon; and
Phoenix and Tucson, Arizona.) without any known safety issues. Some
commenters suggested that the prohibition of bicycle signal faces with
a PHB would not allow for bicycle movements (since bicyclists are not
pedestrians) when PHBs are used at neighborhood bikeway or trail
crossings. Other commenters noted the known problem with bicycles
entering crosswalks controlled by PHBs during the flashing red and
flashing Don't Walk interval, suggesting that this conflict can be
addressed by allowing bicycle signal faces.
The FHWA retains the NPA language that prohibits bicycle signal
faces at PHBs based on the following considerations. Intersections of
streets and shared-use paths are a vehicle-vehicle intersection because
bicycles operate as vehicles in this situation. The PHB was developed
as a pedestrian-specific device based on representative pedestrian
behavior and characteristics. A pedestrian-type traffic control would
not be appropriate for bicycle traffic operating as vehicles with much
higher relative speeds than pedestrians and therefore violates road
user expectancy and introduces a safety risk for bicyclists due to the
manner in which the clearance interval operates. The clearance interval
for a PHB allows roadway traffic to proceed after stopping during the
flashing red interval as pedestrians clear the crosswalk during the
flashing Don't Walk interval. The slower speed of pedestrians provides
for visibility of pedestrians and adequate detection time by the
vehicle operator, in contrast with the relatively higher speed of
bicycle traffic that might enter the crossing more suddenly.
The FHWA notes that the suggestion that bicycle traffic would not
be allowed at a crossing with a PHB absent a bicycle signal face tends
to disregard the fact that other treatments could be considered to
accommodate the safe mobility of bicyclists. Further, each traffic
control device is developed for specific purposes. Therefore, it is not
correct to assume generally that any traffic control device can be
applied in any condition or be adapted to conditions for which it was
not intended without evaluation of its efficacy under those conditions
that differ, including for differences in the types of road users and
their distinct behaviors and needs. The PHB is an intermediate solution
between a flashing beacon and a full signal because it assigns right-
of-way and provides positive stop control, but then allows roadway
traffic to proceed once pedestrians have cleared their side of the
travel lane(s), reducing vehicle delay and congestion, often in urban
conditions where congestion can impact the quality of life of
surrounding residents and business owners. In the absence of a similar
intermediate option for bicycles operating as vehicles, operation of a
fully signalized crossing is a potential solution, with little
difference in the infrastructure compared with a PHB. The FHWA believes
that an agency would decide to prioritize safety considerations for
bicyclists as vulnerable road users over congestion or delay concerns
for roadway traffic in such a case. These considerations are part of
the process for determining the potential effects on the surrounding
community environment, including residents and business owners.
In practice, some of the agencies that have installed bicycle
signals with PHBs, as referenced by commenters, have done so in a
manner that violates
[[Page 87691]]
the provisions of the MUTCD for the operation of the PHB, shortening
the flashing red interval to a mere few seconds while extending the
steady red, allowing the pedestrian clearance (flashing Don't Walk)
interval during the steady red facing roadway traffic (along with the
green and yellow bicycle signal intervals). In effect, these agencies
are operating the PHBs as full signals, but have modified their phasing
in a noncompliant manner in order to circumvent the warrants for a
traffic control signal. As described earlier, an agency may decide that
a full signal is the appropriate solution at a shared-used path
crossing if there is appreciable bicycle demand. Further, the
noncompliant operation of the PHB presents expectancy violations to
both the pedestrian and roadway vehicle operator, potentially putting
vulnerable road users at risk. The FHWA believes the provisions, as
adopted, meet FHWA's statutory obligation under Section 11135 of BIL to
provide for the protection of vulnerable road users to the extent
practicable based on available research on the operation of PHBs as a
pedestrian safety treatment.
Following the issuance of this final rule, FHWA will seek
opportunities to explore and evaluate data on variations in PHBs that
might safely accommodate bicycle signal face use at crossings and,
potentially, new research on this topic as might be determined
necessary to evaluate such factors as the appropriate clearance
interval, adequate separation of pedestrians and bicyclists at the
signal, actuation of the bicycle signal, and representative bicyclist
and driver behavior at various types of signal indications or
combinations thereof.
Finally, as emphasized previously, roadway owners have the
authority to consider other treatments to accommodate the safe mobility
of bicyclists, whether traffic control devices whose applications
comply with the MUTCD, or other strategies, such as geometric or
roadway configuration changes.
Part 5. Automated Vehicles
Part 5 in the NPA was retitled for Automated Vehicles (AV) and
included all new content. (In the NPA, the provisions for Low-Volume
Roads in Part 5 of the 2009 MUTCD were proposed for integration into
the other parts of the MUTCD.) The purpose of this new part is to
provide agencies with general considerations for vehicle automation as
they assess their infrastructure needs, prepare their roadways for AV
technologies, and to support the safe integration of AVs. The NPA
proposed two chapters for Part 5, with a third chapter reserved for
future considerations. The first chapter, Chapter 5A, covered the
purpose and scope, the definition of terms and other general
information on design and use considerations for roadways intended to
accommodate AVs operations. Chapter 5B ``Provisions for Traffic Control
Devices'' contains six sections providing provisions beneficial to AV
operations on signs, markings, traffic signals, and temporary traffic
control, as well as traffic control at railroad and light rail transit
grade crossings, and on bicycle facilities.
The overarching comments on this Part ranged from general support
to concerns it will create a cost burden on transportation agencies and
suggesting the removal of the Part. Other comments proposed moving the
elements of Part 5 directly into the applicable chapters of the MUTCD
(Parts 2, 3, 4, 6, 8, and 9). Comments in opposition to Part 5 as a
whole or recommending the provisions in Part 5 simply be moved into the
other chapters of the MUTCD, indicate confusion by commenters on the
intended purpose of adding Part 5 to the MUTCD. The intended purpose of
Part 5 is to identify traffic control device considerations for AVs
operations on roadways specifically being designed to accommodate these
vehicles.
There were also comments on the technical basis of some provisions.
Some commenters questioned the need for a prescribed light-emitting
diode (LED) refresh rate for electronic message signs and traffic
signals, as well as graphical markings on signs intended to be
recognizable by vision-based driving automation systems to enhance sign
recognition by these systems. Also, there were comments received on the
proposed Standard and Guidance statements in Section 5B.04 that
described the use and removal of pavement markings in work zones.
Commenters noted that the provisions in this section were redundant or
in conflict with similar provisions in Chapter 6J of the Manual.
The FHWA adopts the new Part 5 with modified Support language
emphasizing that Part 5 contains provisions that are exclusively for
those agencies seeking to better accommodate driving automation systems
to support AVs, and therefore are not specifically for consideration on
other roadways. This change is done to address the confusion suggesting
the provision in this Part will necessarily increase agency costs. In
alignment with this change, the title is changed to ``Traffic Control
Device Considerations for Automated Vehicles'' to more accurately
reflect the contents of this new Part.
To address a safety concern of a technology brought up by
commenters that could negatively impact recognition and legibility of
signs by human drivers, FHWA adds a Standard stating that when scanning
graphics of any type are used on a sign for support of driving
automation systems, the scanning graphics shall not be visible to the
human eye and the sign shall have no apparent loss of resolution or
recognition to road users. Also, in response to comments, the final
rule deletes specifications regarding refresh rates and instead
indicates that agencies should consider the refresh rate of LEDs on
CMS. This language will allow agencies to use the refresh rate that is
most appropriate for the prevailing driving automation systems
technologies as this technology advances.
Also, in response to comments, sections within Chapter 5B are
restructured to more clearly state the specific traffic control device
provisions. Further, in response to comments, the proposed Standards in
Section 5B.04 regarding the use and removal of pavement markings in
work zones are removed in this final rule, as they are redundant to
similar provisions in Chapter 6J. Two new Support statements are added
that reference the appropriate provisions in Sections 6J.01 and 6J.02
regarding the use and removal of pavement markings in work zones. The
proposed Standard requiring the removing or obliterating pavement
markings that are no longer applicable as soon as practicable is
changed to Guidance to be consistent with similar provisions in Section
6J.01. Also, an additional Support statement is added that emphasizes
the potential for misinterpretation by driving automation systems of
pavement markings not fully removed or removed in a manner that causes
pavement scarring, which can facilitate erroneous vehicle positioning
in work zones. The new Part 5 addresses the requirement in BIL to
update the MUTCD for the safe integration of AVs onto public streets.
Part 8. Traffic Control for Railroad and Light Rail Transit Grade
Crossings
Diagnostic Team
In the NPA, FHWA proposed Standards, Guidance, and Options in Part
8 that define the Diagnostic Team and its role in determining the
appropriate traffic control devices at grade crossings. The language in
the NPA was proposed to be consistent with 49 CFR part 222 (a Federal
Railroad Administration regulation) and because there are many
variables to be
[[Page 87692]]
considered and multiple entities that need to be engaged to evaluate
and implement traffic control devices at grade crossings. Depending on
the crossing location, these entities include agencies representing the
highway, railroad, transit, and a regulatory agency with statutory
authority (when applicable).
Comments on the NPA noted that in some States, the State or the
regulatory agency holds statutory authority for approval of traffic
control devices at grade crossings and therefore the Diagnostic Team
could evaluate but would not approve the grade crossing traffic control
devices. Commentors also expressed confusion over the types of changes
that necessitate convening a Diagnostic Team and concern with the
challenges of assembling a Diagnostic Team. Some comments also
suggested that all references to the Diagnostic Team be removed from
Part 8. Other commenters, including organizations representing large
numbers of members supported the text proposed in the NPA.
The FHWA incorporates editorial revisions in the final rule to
clarify the role of the Diagnostic Team, which is to evaluate and
recommend traffic control devices. These revisions are made to avoid
conflicts with State statutes that give approval authority to the State
or to the regulatory agency with statutory authority. The revisions
also provide a more complete list of the types of changes that require
the Diagnostic Team to conduct an engineering study. The Option
statement proposed in the NPA clarifies that general maintenance
activities and minor operational changes may be made without review by
a Diagnostic Team. In the final rule, FHWA also moves the reference to
quiet zones to an Option statement because 49 CFR part 222 does not
require a Diagnostic Team review to establish a quiet zone, but they
may conduct an engineering study and recommend that a quiet zone be
considered by the responsible public authority.
Part 9. Traffic Control for Bicycle Facilities
Bicycles as Vehicles
State and local laws and ordinances define where it is legal to
ride a bicycle. Roadway owners and local communities may choose land
use or facility design to promote bicyclist safety. The MUTCD, however,
governs the traffic control devices and markings used on those
facilities to improve bicyclist safety and mobility wherever State and
local authorities have deemed it legal to ride on a bicycle.
In the NPA, FHWA proposed to add Support to Section 9A.01 stating
that with few exceptions, such as when allowed to ride on a sidewalk or
where some bicycle-specific traffic control devices are installed,
bicycles are either legally defined as vehicles or a bicyclist is
legally assigned the same rights and duties of an operator of a motor
vehicle as governed by State and local law. The FHWA received several
comments stating that the proposed Support language was overly broad
and cited examples of where various State laws did not reflect what the
proposed Support language was asserting.
The FHWA agrees with the commenters and revises the Support
language to focus exclusively on bicyclist operation on roadways,
rather than where it might be allowed on sidewalks or other facilities.
The FHWA believes these provisions will help strengthen the protection
of vulnerable users consistent with Section 11135 of BIL.
Two-Stage Bicycle Turn Box
The FHWA proposed to add a new Section in Chapter 9B on regulatory
signing for Two-Stage Bicycle Turn Boxes that includes Support,
Standard, and Options. The Standards defined conditions for which a
two-stage turn box shall be provided and corresponding regulatory signs
necessary to convey that information. The Option allowed for an
appropriately sized Street Name sign to be installed with the All Turns
From Bike Lane sign to identify the cross street where the turn box
will be available.
Commenters suggested the proposed Standard defining specific
conditions when a two-stage bicycle turn box is required be changed to
Option and those conditions be modified to provide further clarity.
Commenters also requested that the Standards requiring specific
regulatory signs be used when bicyclists are being legally required to
use a two-stage bicycle turn box be changed to Guidance. Similarly,
commenters recommended the Standards requiring the mounting location of
these regulatory signs also be changed to Guidance. Based on these
comments and further review, FHWA changes the Standard that defined
specific conditions when a two-stage bicycle turn box would be required
to a Support statement that simply describes certain situations where a
two-stage bicycle turn box can be used to facilitate bicycle turning
movements. In alignment with this change, FHWA provides clarifying
modifications to the description of those situations.
The FHWA retains the Standards requiring specific regulatory signs
be used when bicyclists are required to use a two-stage bicycle turn
box and the Standards requiring the appropriate mounting location of
these signs. The FHWA retains these Standards to ensure bicyclists have
this necessary regulatory information on the jurisdictional prescribed
use of the bicycle turn box. These Standards will help ensure the
safety of bicyclists and reduce conflicts between bicyclists and other
traffic.
Also, to address a vehicle movement conflict that could compromise
the safety of bicyclists, FHWA adds new Guidance that two-stage bicycle
turn boxes should be located outside of the path of right-turning
vehicle traffic, and where a turn box is located within the path of
right-turning vehicle traffic, a NO TURN ON RED (R10-11) sign should be
used.
The FHWA believes these provisions will help strengthen the
protection of vulnerable users consistent with Section 11135 of BIL.
Bend-Outs at Intersections
In the NPA, FHWA proposed to add Support, Option, and Guidance
statements in Section 9E.02 related to the shifting of buffer-separated
or separated bicycle lanes. The Option allows for bicycle lanes to be
shifted closer to or further away from the adjacent general-purpose
lane. The Guidance indicates the bicycle lanes should not be shifted
away from the general-purpose lane unless there is sufficient space for
a vehicle to queue between the general-purpose lane and extension of
the bicycle lane.
Many commenters opposed the Guidance statement that a buffer-
separated or separated bicycle lane should not be shifted away from the
adjacent general-purpose lane at an intersection unless there is
sufficient space for a vehicle to queue between the general-purpose
lane and the extension of the bicycle lane. Commenters stated that it
went counter to best practices and there was sufficient experience to
show it to be safe practice. In consideration of the comments received
and further review, FHWA is not adopting this proposed Guidance
statement. Rather, FHWA is adding a Support statement that shifting a
bicycle lane away from a general-purpose lane at an intersection can
create space for vehicles to queue and has safety benefits. This change
provides more flexibility and FHWA believes these provisions will help
strengthen the protection of vulnerable users consistent with section
11135 of BIL.
[[Page 87693]]
Counter-Flow Bike Lanes
In the proposed new Section 9E.08 Counter-Flow Bicycle Lanes, FHWA
proposed a Standard prohibiting locating a counter-flow bicycle lane
between the general-purpose lane and on-street parallel parking lane
for motor vehicles. This prohibition was added due to safety concerns
for bicyclists as a motorist may not have line of sight of oncoming
bicyclists when maneuvering their parked vehicle to reenter the
general-purpose travel way, which would require crossing the counter-
flow bicycle lane with potentially very limited visibility.
Commenters suggested that the proposed Standard which would
prohibit locating a counter-flow bike lane between a general-purpose
lane and an on-street parallel parking lane would preclude situations
when it is impractical to locate the lane elsewhere, such as between
the curb and the parking lane. Commenters further suggested that
locating the counter-flow bicycle lane between a general-purpose lane
and an on-street parking lane has been done in a number of
municipalities without documented safety issues.
The FHWA agrees that there may be situations where it would be
impractical to locate a counter-flow elsewhere as local agencies may
have limited options for creating and maintaining connected bicycle
networks. However, placing bicycle lanes between the curb and an on-
street parallel parking lane provides bicyclists a buffer from motor
vehicle traffic to improve safety. Considering this, FHWA changes this
Standard to Guidance, which will allow for engineering judgment or
study to determine when it might be necessary to locate a counter-flow
bike lane adjacent to the general-purpose lane. The FHWA believes this
provides sufficient flexibility to agencies in designing their bicycle
facilities while meeting FHWA's statutory obligation under Section
11135 of BIL to provide for the protection of vulnerable road users.
Termination of Interim Approvals
In addition to the changes adopted in the 11th Edition of the
MUTCD, FHWA terminates the Interim Approvals for those provisional
devices or applications that have been incorporated into this final
rule, either in whole or part. Agencies that had received Interim
Approval for those items listed are released from the requirement to
maintain and update a list of locations at which the provisional
devices or applications have been implemented. Any future installations
of the device or application previously subject to Interim Approval
must comply with the provisions as stated in the 11th Edition of the
MUTCD, and any provisions in the Interim Approval that conflict with
the provisions adopted in the 11th Edition of the MUTCD are no longer
valid. Existing installations that do not comply with the provisions
adopted in the 11th Edition of the MUTCD must be brought into
compliance by the compliance date established in this final rule, if
applicable, or through systematic replacement and upgrade of traffic
control devices if a compliance date is not specified. The following
Interim Approvals are terminated with this final rule:
------------------------------------------------------------------------
Interim approval Title Date Issued
------------------------------------------------------------------------
IA-5.......................... Clearview Font for 3/28/2018
Positive-Contrast
Legends on Guide
Signs (Reinstated).
IA-12......................... Traffic Signal Photo 11/12/2010
Enforced Signs.
IA-13......................... Alternative Electric 4/1/2011
Vehicle Charging
General Service
Symbol Sign.
IA-14......................... Green-Colored 4/15/2011
Pavement for Bike
Lanes.
IA-15......................... Alternative Design 6/1/2012
for the U.S. Bicycle
Route (M1-9) Sign.
IA-16......................... Bicycle Signal Faces. 12/24/2013
IA-17......................... Three-Section 8/12/2014
Flashing Yellow
Arrow Signal Faces.
IA-18......................... Intersection Bicycle 10/12/2016
Boxes.
IA-19......................... Alternative Signal 2/24/2017
Warrant 7--Crash
Experience.
IA-20......................... Two-Stage Bicycle 7/23/2017
Turn Boxes.
IA-21......................... Pedestrian-Actuated 3/20/2018
Rectangular Rapid-
Flashing Beacons at
Uncontrolled Marked
Crosswalks.
IA-22......................... Red-Colored Pavement 12/4/2019
for Transit Lanes.
------------------------------------------------------------------------
Discussion Under 1 CFR Part 51
The FHWA is incorporating by reference the more current versions of
the manuals listed herein.
The FHWA's 2009 ``Manual on Uniform Traffic Control Devices for
Streets and Highways,'' including Revisions No. 1 and No. 2, dated May
2012, and No. 3 dated August 2022, are replaced with a new edition of
the MUTCD (Manual on Uniform Traffic Control Devices for Streets and
Highways (MUTCD), 11th Edition, FHWA, December 2023). This document was
developed by FHWA to define the standards used by road managers
nationwide to install and maintain traffic control devices on all
public streets, highways, bikeways, and private roads open to public
travel.
The document that FHWA is incorporating by reference is reasonably
available to interested parties, primarily State DOTs, local agencies,
and Tribal governments carrying out Federal-aid highway projects. The
text, figures, and tables of the new edition of the MUTCD incorporating
the proposed changes from the current edition are available for
inspection and copying, as prescribed in 49 CFR part 7, at FHWA Office
of Transportation Operations, 1200 New Jersey Avenue SE, Washington, DC
20590. Further, the text, figures, and tables of the new edition of the
MUTCD incorporating changes from the current edition are available on
the MUTCD website https://mutcd.fhwa.dot.gov and on the docket for this
rulemaking. The specific details are discussed in greater detail
elsewhere in this preamble.
Rulemaking Analysis and Notices
Executive Order 12866 (Regulatory Planning and Review), Executive Order
13563 (Improving Regulation and Regulatory Review), and DOT Regulatory
Policies and Procedures
The FHWA has determined that this action is a significant
regulatory action within the meaning of Executive Order (E.O.) 12866,
as amended by the E.O. 14094. Most of the changes in this final rule
provide additional guidance, clarification, and optional applications
for traffic control devices. The FHWA believes that the uniform
application of traffic control devices will greatly improve the traffic
operations efficiency and roadway safety. The Standards, Guidance, and
Support are also used to create uniformity and to enhance safety and
mobility at little additional expense to public agencies or the
motoring
[[Page 87694]]
public. The rule will not have an annual effect on the economy of $200
million or more. For the substantive revisions for which costs can be
quantified, along with the administrative costs, the total estimated
cost measured in 2020 dollars is $59.7 million when discounted to 2020
at 7 percent. A copy of the Economic Impact Assessment is available on
the docket for this rulemaking. This rule will not adversely affect in
a material way the economy, any sector of the economy, productivity,
competition, jobs, the environment, public health or safety, or State,
local, territorial, or Tribal governments or communities. These changes
do not create a serious inconsistency with any other agency's action or
materially alter the budgetary impact of any entitlements, grants, user
fees, or loan programs.
Regulatory Flexibility Act
In compliance with the Regulatory Flexibility Act (Pub. L. 96-354,
5 U.S.C. 601-612), FHWA has evaluated the effects of these changes on
small entities and has determined that it is not anticipated to not
have a significant economic impact on a substantial number of small
entities. This final rule adds some alternative traffic control devices
and only a very limited number of new or changed requirements. Most of
the changes are expanded guidance and clarification information. This
rule will primarily affect State and local governments and toll road
authorities. The revisions directed by this action can be phased in by
the States over specified time periods in order to minimize hardship.
The changes made to traffic control devices that would require an
expenditure of funds all have future effective dates sufficiently long
to allow normal maintenance funds to replace the devices at the end of
the material life-cycle. To the extent the revisions require
expenditures by the State and local governments on Federal-aid
projects, they are reimbursable. The FHWA hereby certifies that this
action will not have a significant economic impact on a substantial
number of small entities.
Unfunded Mandates Reform Act of 1995
This rule does not impose unfunded mandates as defined by the
Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4, 109 Stat. 48,
March 22, 1995). The Unfunded Mandates Reform Act of 1995 (section
202(a)) requires agencies to prepare a written statement, which
includes estimates of anticipated impacts, before proposing ``any rule
that includes any Federal mandate that may result in the expenditure by
State, local, and tribal governments, in the aggregate, or by the
private sector, of $100,000,000 or more (adjusted annually for
inflation) in any one year.'' The current threshold after adjustment
for inflation is $177 million, using the most current (2022) Implicit
Price Deflator for the Gross Domestic Product. The revisions directed
by this action can be phased in by the States over specified time
periods in order to minimize hardship. The changes made to traffic
control devices that would require an expenditure of funds all have
future effective dates sufficiently long to allow normal maintenance
funds to replace the devices at the end of the material life-cycle. To
the extent the revisions require expenditures by the State and local
governments on Federal-aid projects, they are reimbursable. This does
not impose a Federal mandate resulting in the expenditure by State,
local, and Tribal governments, in the aggregate, or by the private
sector, of $177 million or more in any one year (2 U.S.C. 1532).
Executive Order 13132 (Federalism Assessment)
E.O. 13132 requires agencies to ensure meaningful and timely input
by State and local officials in the development of regulatory policies
that may have a substantial, direct effect on the States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government. The FHWA analyzed this action in accordance with the
principles and criteria contained in E.O. 13132 and determined that
this action would not have sufficient federalism implications to
warrant the preparation of a federalism assessment. The FHWA has also
determined that this final rule would not preempt any State law or
State regulation or affect the States' ability to discharge traditional
State governmental functions.
Executive Order 13175 (Tribal Consultation)
The FHWA has analyzed this action under E.O. 13175 and determined
that it will not have substantial direct effects on one or more Indian
Tribes; will not impose substantial direct compliance costs on Indian
Tribal governments; and will not preempt Tribal law. Therefore, a
Tribal summary impact statement is not required.
Executive Order 12898 (Environmental Justice)
E.O. 12898 requires that each Federal agency make achieving
environmental justice part of its mission by identifying and
addressing, as appropriate, disproportionately high and adverse human
health or environmental effects of its programs, policies, and
activities on minorities and low-income populations. FHWA has
determined that this rule does not raise any environmental justice
issues.
Executive Order 12372 (Intergovernmental Review)
The regulations implementing E.O. 12372 regarding intergovernmental
consultation on Federal programs and activities apply to this program.
Local entities should refer to the Catalog of Federal Domestic
Assistance Program Number 20.205, Highway Planning and Construction,
for further information.
Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501, et
seq.), Federal agencies must obtain approval from the Office of
Management and Budget for each collection of information they conduct,
sponsor, or require through regulations. The FHWA has determined that
this action does not contain collection information requirements for
purposes of the PRA.
National Environmental Policy Act
The FHWA has analyzed this action for the purpose of the National
Environmental Policy Act (NEPA) of 1969 (42 U.S.C. 4321 et seq.) and
has determined that it will not have any significant effect on the
quality of the environment and is categorically excluded under 23 CFR
771.117(c)(20), which applies to the promulgation of rules,
regulations, and directives. Categorically excluded actions meet the
criteria for categorical exclusions under the Council on Environmental
Quality regulations and under 23 CFR 771.117(a) and normally do not
require any further NEPA approvals by FHWA. The FHWA does not
anticipate any adverse environmental impacts from this rule; no unusual
circumstances are present under 23 CFR 771.117(b).
Regulation Identification Number
A regulation identification number (RIN) is assigned to each
regulatory action listed in the Unified Agenda of Federal Regulations.
The Regulatory Information Service Center publishes the Unified Agenda
in April and October of each year. The RIN contained in the heading of
this document can be used to cross reference this action with the
Unified Agenda.
[[Page 87695]]
List of Subjects
23 CFR part 470
Grant programs--Transportation, Highways and roads.
23 CFR part 635
Grant programs--Transportation, Highways and roads, Reporting and
recordkeeping requirements.
23 CFR part 655
Design standards, Grant programs--Transportation, Highways and
roads, Incorporation by reference, Signs, Reporting and recordkeeping
requirements, Traffic regulations.
Issued on under authority designated in 49 CFR 1.81.
Shailen P. Bhatt,
Administrator, Federal Highway Administration.
In consideration of the foregoing, FHWA revises title 23, Code of
Federal Regulations, parts 470, 635, and 655, as set forth below:
TITLE 23--HIGHWAYS
PART 470--HIGHWAY SYSTEMS
0
1. Revise the authority citation for Part 470 to read as follows:
Authority: 23 U.S.C. 103(b)(2), 103(c), 134, 135, and 315; and
49 CFR 1.85.
Subpart A--Federal-Aid Highway Systems
0
2. Amend Appendix C to Subpart A of Part 470 by
0
a. Revising the section ``Policy'';
0
b. Under ``Conditions'', revising paragraph 5; and
0
c. Removing the section ``Sign Details''.
The revisions read as follows:
Appendix C to Subpart A of Part 470--Policy for the Signing and
Numbering of Future Interstate Corridors Designated by Section 332 of
the NHS Designation Act of 1995 or Designated Under 23 U.S.C.
103(c)(4)(B)
Policy
State transportation agencies are permitted to erect
informational signs along a federally designated future Interstate
corridor only after the specific route location has been established
for the route to be constructed to Interstate design standards.
Conditions
* * * * *
5. Signing and other identification of a future Interstate route
segment must comply with the provisions of the Manual on Uniform
Traffic Control Devices for Streets and Highways.
* * * * *
PART 635--CONSTRUCTION AND MAINTENANCE
0
3. The authority citation for part 635 continues to read as follows:
Authority: Sections 1525 and 1303 of Pub. L. 112-141, Sec. 1503
of Pub. L. 109-59, 119 Stat. 1144; 23 U.S.C. 101 (note), 109, 112,
113, 114, 116, 119, 128, and 315; 31 U.S.C. 6505; 42 U.S.C. 3334,
4601 et seq.; Sec. 1041(a), Pub. L. 102-240, 105 Stat. 1914; 23 CFR
1.32; 49 CFR 1.85(a)(1).
0
4. Amend Sec. 635.309 by revising paragraph (o) to read as follows:
Sec. 635.309 Authorization.
* * * * *
(o) The FHWA has determined that, where applicable, provisions are
included in the PS&E that require the erection of funding source signs
that comply with the Manual on Uniform Traffic Control Devices for
Streets and Highways, for the life of the construction project, in
accordance with section 154 of the Surface Transportation and Uniform
Relocation Assistance and Real Property Acquisition Policies Act of
1970, as amended (Pub. L. 91-646, 84 Stat. 1894; primarily codified in
42 U.S.C. 4601 et seq.;) (Uniform Act).
* * * * *
PART 655--TRAFFIC OPERATIONS
0
5. Revise the authority citation for part 655 to read as follows:
Authority: 23 U.S.C. 101(a), 104, 109(d), 114(a), 217, 315, and
402(a); 23 CFR 1.32; and, 49 CFR 1.85.
0
6. Amend Sec. 655.601 by revising paragraph (d)(2)(i) to read as
follows:
Sec. 655.601 Purpose
* * * * *
(d) * * *
(2) * * *
(i) Manual on Uniform Traffic Control Devices for Streets and
Highways (MUTCD), 11th Edition, FHWA, December 2023.
* * * * *
0
7. Amend Sec. 655.603 by revising paragraph (b)(1) to read as follows:
Sec. 655.603 Standards
* * * * *
(b) * * *
(1) Where State or other Federal agency MUTCDs or Supplements are
required, they shall be in substantial conformance with the national
MUTCD. Substantial conformance means that the State MUTCD or Supplement
shall conform as a minimum to the Standard statements included in the
national MUTCD. The FHWA Division Administrators and Associate
Administrator for the Federal Lands Highway Program may grant
exceptions in cases where a State MUTCD or Supplement cannot conform to
Standard statements in the national MUTCD because of the requirements
of a specific State law that was in effect prior to January 16, 2007,
provided that the Division Administrator or Associate Administrator
determines based on information available and documentation received
from the State that the non-conformance does not create a safety
concern. The Guidance statements contained in the national MUTCD shall
also be in the State MUTCD or Supplement unless the reason for not
including it is satisfactorily explained based on engineering judgment,
specific conflicting State law, or a documented engineering study. A
State MUTCD or Supplement shall not contain Standard, Guidance, or
Option statements that contravene or negate Standard or Guidance
statements in the national MUTCD. In addition to a State MUTCD or
Supplement, supplemental documents that a State issues, including but
not limited to policies, directives, standard drawings or details, and
specifications, shall not contravene or negate Standard or Guidance
statements in the national MUTCD. The FHWA Division Administrators
shall approve the State MUTCDs and Supplements that are in substantial
conformance as defined heretofore with the national MUTCD. The FHWA
Associate Administrator of the Federal Lands Highway Program shall
approve other Federal land management agencies' MUTCDs and Supplements
that are in substantial conformance as defined heretofore with the
national MUTCD. The FHWA Division Administrators and the FHWA Associate
Administrators for the Federal Lands Highway Program have the
flexibility to determine on a case-by-case basis the degree of
variation allowed in a State MUTCD or Supplement to accommodate
existing State laws as described heretofore, for the express purpose of
amending such laws over time.
0
8. Amend Appendix to Subpart F of Part 655 by:
0
a. In paragraph 6 removing the word ``nine'' and adding in its place
the word ``ten''; and
0
b. Adding Table 7.
The addition reads as follows:
Appendix to Subpart F of Part 655--Alternate Method of Determining the
Color of Retroreflective Sign Materials and Pavement Marking Materials
* * * * *
[[Page 87696]]
Table 7 to Appendix to Part 655, Subpart F--Daytime Color Specification Limits for Non-Retroreflective Materials Used for Colored Pavements
--------------------------------------------------------------------------------------------------------------------------------------------------------
Chromaticity coordinates
-------------------------------------------------------------------------------------------------------
Color 1 2 3 4
-------------------------------------------------------------------------------------------------------
x y x y x y x y
--------------------------------------------------------------------------------------------------------------------------------------------------------
Green........................................... 0.230 0.714 0.266 0.460 0.367 0.480 0.367 0.584
Red............................................. 0.420 0.330 0.450 0.380 0.560 0.370 0.540 0.320
--------------------------------------------------------------------------------------------------------------------------------------------------------
[FR Doc. 2023-27178 Filed 12-18-23; 8:45 am]
BILLING CODE 4910-22-P