Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental To U.S. Navy 2024 Ice Exercise Activities in the Arctic Ocean, 85244-85265 [2023-26913]
Download as PDF
85244
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
Paperwork Reduction Act of 1995
(PRA), invites the general public and
other Federal agencies to comment on
proposed, and continuing information
collections, which helps us assess the
impact of our information collection
requirements and minimize the public’s
reporting burden. The purpose of this
notice is to allow for 60 days of public
comment preceding submission of the
collection to OMB.
DATES: To ensure consideration,
comments regarding this proposed
information collection must be received
on or before February 5, 2024.
ADDRESSES: Interested persons are
invited to submit written comments by
mail to Elizabeth Reinhart, Management
Analyst, NIST, 100 Bureau Drive,
Gaithersburg, MD 20899, or by email to
PRAcomments@doc.gov. Do not submit
Confidential Business Information or
otherwise sensitive or protected
information.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
specific questions related to collection
activities should be directed to Bethany
Loftin, Interagency and iEdison
Specialist, National Institute of
Standards and Technology, 100 Bureau
Drive, Gaithersburg, MD 20899, 202–
941–7750, bethany.loftin@nist.gov.
SUPPLEMENTARY INFORMATION:
ddrumheller on DSK120RN23PROD with NOTICES1
I. Abstract
The Bayh-Dole Act (35 U.S.C. 18) and
its implementing regulations (37 CFR
401) allow for recipients of federal
research funding (Contractors) to retain
ownership of inventions developed
under federal funding agreements
(Subject Inventions). In exchange, the
government retains certain rights to the
Subject Invention, including a worldwide right to use by or on behalf of the
U.S. government, and the Contractor
also has certain responsibilities and
obligations. Among these obligations is
a requirement that in certain
circumstances products embodying the
Subject Invention or produced through
the use of the Subject Invention be
manufactured substantially in the
United States. The statute also allows
the Contractor to request a waiver of this
obligation if reasonable but
unsuccessful efforts were made to grant
licenses on similar terms to potential
licensees that would be likely to
manufacture substantially in the United
States or if under the circumstances
domestic manufacture is not
commercially feasible. This information
collection will be utilized as a common
form, which will allow other Federal
agencies to request use.
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
II. Method of Collection
The form will be provided in PDF
format. It may be submitted to funding
agencies via email, via an attachment to
a Domestic Manufacturing Waiver
Request in the iEdison online reporting
system if the agency participates in the
iEdison online reporting system, or via
other electronic transmission if the
agency does not participate in the
iEdison reporting system.
III. Data
OMB Control Number: 0693–XXXX.
Form Number(s): None.
Type of Review: Regular submission
of a new Common Form.
Affected Public: Business or other forprofit organizations; not-for-profit
institutions; State, local, or Tribal
government.
Estimated Number of Respondents:
10.
Estimated Time per Response: 13
hours.
Estimated Total Annual Burden
Hours: 130 hours.
Estimated Total Annual Cost to
Public: $6355.00
Respondent’s Obligation: Mandatory
to obtain benefits.
Legal Authority: 35 U.S.C. 204.
IV. Request for Comments
We are soliciting public comments to
permit the Department/Bureau to: (a)
Evaluate whether the proposed
information collection is necessary for
the proper functions of the Department,
including whether the information will
have practical utility; (b) Evaluate the
accuracy of our estimate of the time and
cost burden for this proposed collection,
including the validity of the
methodology and assumptions used; (c)
Evaluate ways to enhance the quality,
utility, and clarity of the information to
be collected; and (d) Minimize the
reporting burden on those who are to
respond, including the use of automated
collection techniques or other forms of
information technology.
Comments that you submit in
response to this notice are a matter of
public record. We will include or
summarize each comment in our request
to OMB to approve this ICR. Before
including your address, phone number,
email address, or other personal
identifying information in your
comment, you should be aware that
your entire comment—including your
personal identifying information—may
be made publicly available at any time.
While you may ask us in your comment
to withhold your personal identifying
information from public review, we
PO 00000
Frm 00041
Fmt 4703
Sfmt 4703
cannot guarantee that we will be able to
do so.
Sheleen Dumas,
Department PRA Clearance Officer, Office of
the Under Secretary for Economic Affairs,
Commerce Department.
[FR Doc. 2023–26910 Filed 12–6–23; 8:45 am]
BILLING CODE 3510–13–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XD253]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental To U.S. Navy 2024
Ice Exercise Activities in the Arctic
Ocean
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments on proposed authorization
and possible renewal.
AGENCY:
NMFS has received a request
from the U.S. Navy (Navy) for
authorization to take marine mammals
incidental to 2024 Ice Exercise
Activities in the Arctic Ocean. Pursuant
to the Marine Mammal Protection Act
(MMPA), NMFS is requesting comments
on its proposal to issue an incidental
harassment authorization (IHA) to
incidentally take marine mammals
during the specified activities. NMFS is
also requesting comments on a possible
one-time, 1-year renewal that could be
issued under certain circumstances and
if all requirements are met, as described
in Request for Public Comments at the
end of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorization and
agency responses will be summarized in
the final notice of our decision. The
Navy’s activities are considered military
readiness activities pursuant to the
MMPA, as amended by the National
Defense Authorization Act for Fiscal
Year 2004 (2004 NDAA).
DATES: Comments and information must
be received no later than January 8,
2024.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources (OPR),
NMFS and should be submitted via
email to ITP.Davis@noaa.gov. Electronic
copies of the application and supporting
SUMMARY:
E:\FR\FM\07DEN1.SGM
07DEN1
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
ddrumheller on DSK120RN23PROD with NOTICES1
documents, as well as a list of the
references cited in this document, may
be obtained online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-military-readinessactivities. In case of problems accessing
these documents, please call the contact
listed above.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments, including all
attachments, must not exceed a 25megabyte file size. All comments
received are a part of the public record
and will generally be posted online at
https://www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act without
change. All personal identifying
information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT:
Leah Davis, OPR, NMFS, (301) 427–
8401.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
proposed or, if the taking is limited to
harassment, a notice of a proposed IHA
is provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
The 2004 NDAA (Pub. L. 108–136)
removed the ‘‘small numbers’’ and
‘‘specified geographical region’’
limitations indicated above and
amended the definition of ‘‘harassment’’
as applied to a ‘‘military readiness
activity.’’ The activity for which
incidental take of marine mammals is
being requested addressed here qualifies
as a military readiness activity.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
IHA) with respect to potential impacts
on the human environment.
Accordingly, NMFS plans to adopt the
Navy’s Environmental Assessment (EA),
provided our independent evaluation of
the document finds that it includes
adequate information analyzing the
effects on the human environment of
issuing the IHA. The Navy’s EA was
made available for public comment at
https://www.nepa.navy.mil/icex/ from
September 29, 2023 to October 13, 2023.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
request.
Summary of Request
On May 24, 2023, NMFS received a
request from the Navy for an IHA to take
marine mammals incidental to
submarine training and testing activities
including establishment of a tracking
range on an ice floe in the Arctic Ocean,
north of Prudhoe Bay, Alaska.
Following NMFS’ review of the
application, the Navy submitted a
revised application on October 13, 2023
that removed the request for take of
bearded seal and included an updated
take estimate for ringed seals. The
application was deemed adequate and
complete on October 19, 2023. The
Navy’s request is for take of ringed seal
by Level B harassment. Neither the
Navy nor NMFS expect serious injury or
mortality to result from this activity
and, therefore, an IHA is appropriate.
NMFS previously issued IHAs to the
Navy for similar activities (83 FR 6522;
February 14, 2018, 85 FR 6518; February
5, 2020, 87 FR 7803; February 10, 2022).
PO 00000
Frm 00042
Fmt 4703
Sfmt 4703
85245
The Navy complied with all the
requirements (e.g., mitigation,
monitoring, and reporting) of the
previous IHAs, and information
regarding their monitoring results may
be found in the Estimated Take section.
Description of Proposed Activity
Overview
The Navy proposes to conduct
submarine training and testing
activities, which includes the
establishment of a tracking range and
temporary ice camp, and research in the
Arctic Ocean for 6 weeks beginning in
February 2024. Active acoustic
transmissions may result in occurrence
of Level B harassment, including
temporary hearing impairment
(temporary threshold shift (TTS)) and
behavioral harassment, of ringed seals.
Dates and Duration
The specified activities would occur
over approximately a six-week period
between February and April 2024,
including deployment and
demobilization of the ice camp. The
submarine training and testing activities
would occur over approximately 4
weeks during the 6-week period. The
proposed IHA would be effective from
February 1, 2024 through April 30,
2024.
Geographic Region
The ice camp would be established
approximately 100–200 nautical miles
(nmi) north of Prudhoe Bay, Alaska. The
exact location of the camp cannot be
identified ahead of time as required
conditions (e.g., ice cover) cannot be
forecasted until exercises are expected
to commence. Prior to the establishment
of the ice camp, reconnaissance flights
would be conducted to locate suitable
ice conditions. The reconnaissance
flights would cover an area of
approximately 70,374 square kilometers
(km2; 27,172 square miles (mi2)). The
actual ice camp would be no more than
1.6 kilometers (km; 1 mi) in diameter
(approximately 2 km2 (0.8 mi2) in area).
The vast majority of submarine training
and testing would occur near the ice
camp, however some submarine training
and testing may occur throughout the
deep Arctic Ocean basin near the North
Pole within the larger Navy Activity
Study Area. Figure 1 shows the
locations of the Navy Activity Study
Area and Ice Camp Study Area,
collectively referred to in this document
as the ‘‘ICEX24 Study Area’’.
BILLING CODE 3510–22–P
E:\FR\FM\07DEN1.SGM
07DEN1
85246
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
ICEX study Area
~
Fflhht
and -uarn:n,
- - - 1 6 ,..,,.,w1,,4.,...
Nortb Pole ~~-ii
'¥'~
-.n1-.n
•-
1:tt.000.cxio
~ - - :.
..
+
Navy Activity Study Area.
•c:J Ice camp StudyArea.
0 100100300400
Dalt: t4May201t ~SJ$1tffl:v«iS 1984 NoitiM lAEAAlltb Dliilll~: ESRI, HOM USNavv
BILLING CODE 3510–22–C
Detailed Description of the Specified
Activity
The Navy proposes to conduct
submarine training and testing
activities, which includes the
establishment of a tracking range and
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
temporary ice camp, and research in the
Arctic Ocean for six weeks beginning in
February 2024. The activity proposed
for 2024 and that is being evaluated for
this proposed IHA—ICEX24—is part of
a regular cycle of recurring training and
testing activities that the Navy proposes
PO 00000
Frm 00043
Fmt 4703
Sfmt 4703
to conduct in the Arctic, under which
submarine and tracking range activities
would be conducted biennially. Some of
the submarine training and testing may
occur throughout the deep Arctic Ocean
basin near the North Pole, within the
Navy Activity Study Area (Figure 1).
E:\FR\FM\07DEN1.SGM
07DEN1
EN07DE23.002
ddrumheller on DSK120RN23PROD with NOTICES1
Figure 1-- ICEX24 Study Area in the Arctic Ocean
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
Additional information about the Navy’s
proposed training and testing activities
in the Arctic is available in the Navy’s
2023 Draft Supplemental Environmental
Assessment/Overseas Environmental
Assessment for the Ice Exercise
Program, available at https://
www.nepa.navy.mil/icex/. Only
activities which may occur during
ICEX24 are discussed in this section.
ddrumheller on DSK120RN23PROD with NOTICES1
Ice Camp
ICEX24 includes the deployment of a
temporary camp situated on an ice floe.
Reconnaissance flights to search for
suitable ice conditions for the ice camp
would depart from the public airport in
Deadhorse, Alaska. The camp generally
would consist of a command hut, dining
hut, sleeping quarters, a powerhouse,
runway, and helipad. The number of
structures and tents would range from
15–20, and each tent is typically 2
meters (m) by 6 m (6.6 ft by 19.7 ft) in
size. The completed ice camp, including
runway, would be approximately 1.6 km
(1 mi) in diameter. Support equipment
for the ice camp would include
snowmobiles, gas-powered augers and
saws (for boring holes through ice), and
diesel generators. All ice camp
materials, fuel, and food would be
transported from Prudhoe Bay, Alaska,
and delivered by air-drop from military
transport aircraft (e.g., C–17 and C–130),
or by landing at the ice camp runway
(e.g., small twin-engine aircraft and
military and commercial helicopters).
A portable tracking range for
submarine training and testing would be
installed in the vicinity of the ice camp.
Hydrophones, located on the ice and
extending to 30 m (90.4 ft) below the
ice, would be deployed by drilling or
melting holes in the ice and lowering
the cable down into the water column.
Hydrophones would be linked remotely
to the command hut. Additionally,
tracking pingers would be configured
aboard each submarine to continuously
monitor the location of the submarines.
Acoustic communications with the
submarines would be used to coordinate
the training and research schedule with
the submarines. An underwater
telephone would be used as a backup to
the acoustic communications. The Navy
plans to recover the hydrophones;
however, if emergency demobilization is
required, or the hydrophones are frozen
in place and are unrecoverable, they
would be left in place.
Additional information about the
ICEX24 ice camp is located in the 2023
Draft Supplemental Environmental
Assessment/Overseas Environmental
Assessment for the Ice Exercise
Program. We have carefully reviewed
this information and determined that
activities associated with the ICEX24 ice
camp, including de minimis acoustic
communications, would not result in
incidental take of marine mammals.
Submarine Activities
Submarine activities associated with
ICEX24 generally would entail safety
maneuvers and active sonar use. The
safety maneuvers and sonar use are
similar to submarine activities
conducted in other undersea
environments and are being conducted
in the Arctic to test their performance in
a cold environment. Submarine training
and testing involves active acoustic
transmissions, which have the potential
to harass marine mammals. The Navy
categorizes acoustic sources into ‘‘bins’’
based on frequency, source level, and
mode of usage (U.S. Department of the
Navy, 2013). The acoustic transmissions
associated with submarine training fall
within bins HF1 (hull-mounted
submarine sonars that produce highfrequency (greater than 10 kHz but less
than 200 kHz) signals) and M3 (midfrequency (1–10 kHz) acoustic modems
greater than 190 dB re 1 mPa) as defined
in the Navy’s Phase III at-sea
environmental documentation (see
Section 3.0.3.3.1, Acoustic Stressors, of
the 2018 AFTT Final Environmental
Impact Statement/Overseas
Environmental Impact Statement,
available at https://www.nepa.navy.mil/
AFTT-Phase-III/). The specifics of
ICEX24 submarine acoustic sources are
classified, including the parameters
associated with the designated bins.
Details of source use for submarine
training are also classified. Any ICEXspecific acoustic sources not captured
under one of the at-sea bins were
modeled using source-specific
parameters.
Aspects of submarine training and
testing activities other than active
acoustic transmissions are fully
analyzed within the 2023 Draft
Supplemental Environmental
85247
Assessment/Overseas Environmental
Assessment for the Ice Exercise
Program. We have carefully reviewed
and discussed with the Navy these other
aspects, such as vessel use, and
determined that aspects of submarine
training and testing other than active
acoustic transmissions would not result
in take of marine mammals. These other
aspects are therefore not discussed
further, with the exception of potential
vessel strike, which is discussed in the
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
section.
Research Activities
Personnel and equipment proficiency
testing and multiple research and
development activities would be
conducted as part of ICEX24.
Unmanned underwater vehicle testing
and various acoustic/communication
sources (i.e., echosounders, and
transducers) involve active acoustic
transmissions, which have the potential
to harass marine mammals. Most
acoustic transmissions that would be
used in research activities for ICEX24
are considered de minimis. The Navy
has defined de minimis sources as
having the following parameters: low
source levels, narrow beams, downward
directed transmission, short pulse
lengths, frequencies above (outside)
known marine mammal hearing ranges,
or some combination of these factors
(U.S. Department of the Navy, 2013).
NMFS reviewed the Navy’s analysis and
conclusions on de minimis sources and
finds them complete and supportable.
Parameters for scientific devices with
active acoustics, including de minimis
sources, are included in table 1.
Additional information about ICEX24
research activities is located in table 1–
1 of the Navy’s IHA application as well
as table 2–2 of the 2023 Draft
Supplemental Environmental
Assessment/Overseas Environmental
Assessment for the Ice Exercise
Program, and elsewhere in that
document. The possibility of vessel
strikes caused by use of unmanned
underwater vehicles during ICEX24 is
discussed in the Potential Effects of
Vessel Strike subsection within the
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
section.
TABLE 1—PARAMETERS FOR SCIENTIFIC DEVICES WITH ACTIVE ACOUSTICS
Source name
Frequency range
(kHz)
Source level
(dB)
Pulse length
Woods Hole Oceanic Institute
LRAUV+ ........................
10 and 25 ......................
185 or less ....................
14 and 3000 ms ............
Naval Postgraduate School .....
Echosounder .................
38 to 200 .......................
221 ................................
0.5 ms ...........................
Research institution
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
PO 00000
Frm 00044
Fmt 4703
Sfmt 4703
E:\FR\FM\07DEN1.SGM
07DEN1
Source type
Unmanned Underwater
Vehicle.
Sonar.
85248
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
TABLE 1—PARAMETERS FOR SCIENTIFIC DEVICES WITH ACTIVE ACOUSTICS—Continued
Research institution
Source name
Frequency range
(kHz)
Source level
(dB)
Pulse length
Massachusetts Institute of
Technology Lincoln Lab.
Naval Postgraduate School .....
Echosounder .................
115 and 200 ..................
227 or less ....................
1 ms ..............................
Sonar.
Geospectrum M72,
Geospectrum M71,
ITC 1007.
0.13, 0.8, and 5 ............
190 or less ....................
maximum length sequence of 20 min on
and 40 min off.
Transducer.
Source type
Note: dB = decibels; kHz = kilohertz; LRAUV = Long Range Autonomous Underwater Vehicle; min = minutes; ms = millisecond(s).
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
Proposed Mitigation and Proposed
Monitoring and Reporting).
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history of the potentially
affected species. NMFS fully considered
all of this information, and we refer the
reader to these descriptions, instead of
reprinting the information. Additional
information regarding population trends
and threats may be found in NMFS’
Stock Assessment Reports (SARs;
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-stock-assessments)
and more general information about
these species (e.g., physical and
behavioral descriptions) may be found
on NMFS’ website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for
which take is expected and proposed to
be authorized for this activity, and
summarizes information related to the
population or stock, including
regulatory status under the MMPA and
Endangered Species Act (ESA) and
potential biological removal (PBR),
where known. PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’ SARs). While no
serious injury or mortality is anticipated
or proposed to be authorized here, PBR
and annual serious injury and mortality
from anthropogenic sources are
included here as gross indicators of the
status of the species or stocks and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. Alaska SARs (Young et al.
2023). All values presented in table 2
are the most recent available at the time
of publication and are available online
at: https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-stock-assessments.
TABLE 2—SPECIES LIKELY IMPACTED BY THE SPECIFIED ACTIVITIES 1
Common name
Scientific name
Stock
ESA/MMP a
status; strategic (Y/N) 2
Stock abundance
(CV, Nmin, most recent
abundance survey) 3
Ringed Seal ...........................
Pusa hispida .........................
Arctic ....................................
T, D, Y
UND 5 (UND, UND, 2013) ....
PBR
UND
Annual
M/SI 4
6,459
1 Information
ddrumheller on DSK120RN23PROD with NOTICES1
on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy’s Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
2 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). Under the MMPA, a strategic stock is one for which the level
of direct human-caused mortality exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species
or stock listed under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
3 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessmentreports-region. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance.
4 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
mortality due to commercial fisheries is presented in some cases.
5 A reliable population estimate for the entire stock is not available. Using a sub-sample of data collected from the U.S portion of the Bering Sea, an abundance estimate of 171,418 ringed seals has been calculated, but this estimate does not account for availability bias due to seals in the water or in the shorefast ice zone at the
time of the survey. The actual number of ringed seals in the U.S. portion of the Bering Sea is likely much higher. Using the Nmin based upon this negatively biased
population estimate, the PBR is calculated to be 4,755 seals, although this is also a negatively biased estimate.
As indicated in table 2, ringed seals
(with one managed stock) temporally
and spatially co-occur with the activity
to the degree that take is reasonably
likely to occur. While beluga whales
(Delphinapterus leucas), gray whales
(Eschrichtius robustus), bowhead
whales (Balaena mysticetus), and
spotted seals (Phoca largha) may occur
in the ICEX24 Study Area, the temporal
and/or spatial occurrence of these
species is such that take is not expected
to occur, and they are not discussed
further beyond the explanation
VerDate Sep<11>2014
21:09 Dec 06, 2023
Jkt 262001
provided here. Bowhead whales are
unlikely to occur in the ICEX24 Study
Area between February and April, as
they spend winter (December to April)
in the northern Bering Sea and southern
Chukchi Sea, and migrate north through
the Chukchi Sea and Beaufort Sea
during April and May (Young et al.
2023). On their spring migration, the
earliest that bowhead whales reach
Point Hope in the Chukchi Sea, well
south of Point Barrow, is late March to
mid-April (Braham et al. 1980).
Although the ice camp location is not
PO 00000
Frm 00045
Fmt 4703
Sfmt 4703
known with certainty, the distance
between Point Barrow and the closest
edge of the Ice Camp Study Area is over
200 km (124.3 mi). The distance
between Point Barrow and the closest
edge of the Navy Activity Study Area is
over 50 km (31 mi), and the distance
between Point Barrow and Point Hope
is an additional 525 km (326.2 mi;
straight line distance); accordingly,
bowhead whales are unlikely to occur in
the ICEX24 Study Area before ICEX24
activities conclude. Beluga whales
follow a migration pattern similar to
E:\FR\FM\07DEN1.SGM
07DEN1
ddrumheller on DSK120RN23PROD with NOTICES1
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
bowhead whales. They typically
overwinter in the Bering Sea and
migrate north during the spring to the
eastern Beaufort Sea where they spend
the summer and early fall months
(Young et al. 2023). Though the beluga
whale migratory path crosses through
the ICEX24 Study Area, they are
unlikely to occur in the ICEX24 Study
Area between February and April. (Of
note, the ICEX24 Study Area does
overlap the northernmost portion of the
North Bering Strait, East Chukchi, West
Beaufort Sea beluga whale migratory
BIA (April and May), though the data
support for this BIA is low, the
boundary certainty is low, and the
importance score is moderate. Given the
spring migratory direction, the
northernmost portion of the BIA is
likely more important later in the April
and May period, and overlap with this
BIA does not imply that belugas are
likely to be in the ICEX24 Study Area
during the Navy’s activities.) Gray
whales feed primarily in the Beaufort
Sea, Chukchi Sea, and Northwestern
Bering Sea during the summer and fall,
but migrate south to winter in Baja
California lagoons (Young et al. 2023).
Typically, northward migrating gray
whales do not reach the Bering Sea
before May or June (Frost and Karpovich
2008), after the ICEX24 activities would
occur, and several hundred kilometers
south of the ICEX24 Study Area.
Further, gray whales are primarily
bottom feeders (Swartz et al. 2006) in
water less than 60 m (196.9 ft) deep
(Pike 1962). Therefore, on the rare
occasion that a gray whale does
overwinter in the Beaufort Sea (Stafford
et al. 2007), we would expect an
overwintering individual to remain in
shallow water over the continental shelf
where it could feed. Therefore, gray
whales are not expected to occur in the
ICEX24 Study Area during the ICEX24
activity period. Spotted seals may also
occur in the ICEX24 Study Area during
summer and fall, but they are not
expected to occur in the ICEX24 Study
Area during the ICEX24 timeframe
(Muto et al. 2020).
Further, while the Navy initially
requested take of bearded seals
(Erignathus barbatus), which do occur
in the ICEX24 Study Area during the
project timeframe, NMFS does not
expect that bearded seals would occur
in the areas near the ice camp or where
submarine activities involving active
acoustics would occur, and therefore
incidental take is not anticipated to
occur and has not been proposed for
authorization. Bearded seals are not
discussed further beyond the
explanation provided here. The Navy
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
anticipates that the ice camp would be
established 100–200 nmi (185–370 km)
north of Prudhoe Bay in water depths of
800 m (2,625 ft) or more, and also that
submarine training and testing activities
would occur in water depths of 800 m
(2,625 ft) or more. Although acoustic
data indicate that some bearded seals
remain in the Beaufort Sea year round
(MacIntyre et al. 2013, 2015; Jones et al.
2014), satellite tagging data (Boveng and
Cameron 2013; ADF&G 2017) show that
large numbers of bearded seals move
south in fall/winter with the advancing
ice edge to spend the winter in the
Bering Sea, confirming previous visual
observations (Burns and Frost 1979;
Frost et al. 2008; Cameron and Boveng
2009). The southward movement of
bearded seals in the fall means that very
few individuals are expected to occur
along the Beaufort Sea continental shelf
in February through April, the
timeframe for ICEX24 activities. The
northward spring migration through the
Bering Strait, begins in mid-April
(Burns and Frost 1979).
In the event some bearded seals were
to remain in the Beaufort Sea during the
season when ICEX24 activities will
occur, the most probable area in which
bearded seals might occur during winter
months is along the continental shelf.
Bearded seals feed extensively on
benthic invertebrates (e.g., clams,
gastropods, crabs, shrimp, bottomdwelling fish; Quakenbush et al. 2011;
Cameron et al. 2010) and are typically
found in water depths of 200 m (656 ft)
or less (Burns 1970). The Bureau of
Ocean Energy Management (BOEM)
conducted an aerial survey from June
through October that covered the
shallow Beaufort and Chukchi Sea shelf
waters and observed bearded seals from
Point Barrow to the border of Canada
(Clarke et al. 2015). The farthest from
shore that bearded seals were observed
was the waters of the continental slope
(though this study was conducted
outside of the ICEX24 time frame). The
Navy anticipates that the ice camp will
be established 185–370 km (100–200
nmi) north of Prudhoe Bay in water
depths of 800 m (2,625 ft) or more. The
continental shelf near Prudhoe Bay is
approximately 55 nmi (100 km) wide.
Therefore, even if the ice camp were
established at the closest estimated
distance (100 nmi from Prudhoe Bay), it
would still be approximately 45 nmi (83
km) distant from habitat potentially
occupied by bearded seals. Empirical
evidence has not shown responses to
sonar that would constitute take beyond
a few km from an acoustic source, and
therefore, NMFS and the Navy
conservatively set a distance cutoff of 10
PO 00000
Frm 00046
Fmt 4703
Sfmt 4703
85249
km (6.2 mi). Regardless of the source
level at that distance, take is not
estimated to occur beyond 10 km (6.2
mi) from the source. Although bearded
seals occur 20 to 100 nmi (37 to 185 km)
offshore during spring (Simpkins et al.
2003, Bengtson et al. 2005), they feed
heavily on benthic organisms (Hamilton
et al. 2018; Hjelset et al. 1999; Fedoseev
1965), and during winter bearded seals
are expected to select habitats where
food is abundant and easily accessible
to minimize the energy required to
forage and maximize energy reserves in
preparation for whelping, lactation,
mating, and molting. Bearded seals are
not known to dive as deep as 800 m
(2,625 ft) to forage (Boveng and
Cameron, 2013; Cameron and Boveng
2009; Cameron et al. 2010; Gjertz et al.
2000; Kovacs 2002), and it is highly
unlikely that they would occur near the
ice camp or where the submarine
activities would be conducted. This
conclusion is supported by the fact that
the Navy did not visually observe or
acoustically detect bearded seals during
the 2020 or 2022 ice exercises.
In addition, the polar bear (Ursus
maritimus) may be found in the ICEX24
Study Area. However, polar bears are
managed by the U.S. Fish and Wildlife
Service and are not considered further
in this document.
Ringed Seal
Ringed seals are the most common
pinniped in the ICEX24 Study Area and
have wide distribution in seasonally
and permanently ice-covered waters of
the Northern Hemisphere (North
Atlantic Marine Mammal Commission
2004), though the status of the Arctic
stock of ringed seals is unknown (Young
et al. 2023). Throughout their range,
ringed seals have an affinity for icecovered waters and are well adapted to
occupying both shore-fast and pack ice
(Kelly 1988c). Ringed seals can be found
further offshore than other pinnipeds
since they can maintain breathing holes
in ice thickness greater than 2 m (6.6 ft;
Smith and Stirling 1975). Breathing
holes are maintained by ringed seals’
sharp teeth and claws on their fore
flippers. They remain in contact with
ice most of the year and use it as a
platform for molting in late spring to
early summer, for pupping and nursing
in late winter to early spring, and for
resting at other times of the year (Young
et al. 2023).
Ringed seals have at least two distinct
types of subnivean lairs: haul-out lairs
and birthing lairs (Smith and Stirling
1975). Haul-out lairs are typically
single-chambered and offer protection
from predators and cold weather.
Birthing lairs are larger, multi-
E:\FR\FM\07DEN1.SGM
07DEN1
ddrumheller on DSK120RN23PROD with NOTICES1
85250
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
chambered areas that are used for
pupping in addition to protection from
predators. Ringed seals pup on both
land-fast ice as well as stable pack ice.
Lentfer (1972) found that ringed seals
north of Barrow, Alaska (which would
be west of the ice camp), build their
subnivean lairs on the pack ice near
pressure ridges. They are also assumed
to occur within the sea ice in the
proposed ice camp area. Ringed seals
excavate subnivean lairs in drifts over
their breathing holes in the ice, in
which they rest, give birth, and nurse
their pups for 5–9 weeks during late
winter and spring (Chapskii 1940;
McLaren 1958; Smith and Stirling
1975). Snow depths of at least 50–65
centimeters (cm; 19.7–25.6 in) are
required for functional birth lairs (Kelly
1988b; Lydersen 1998; Lydersen and
Gjertz 1986; Smith and Stirling 1975),
and such depths typically occur only
where 20–30 cm (7.9–11.8 in) or more
of snow has accumulated on flat ice and
then drifted along pressure ridges or ice
hummocks (Hammill 2008; Lydersen et
al. 1990; Lydersen and Ryg 1991; Smith
and Lydersen 1991). Ringed seal
birthing season typically begins in
March, but the majority of births occur
in early April. About a month after
parturition, mating begins in late April
and early May.
In Alaskan waters, during winter and
early spring when sea ice is at its
maximal extent, ringed seals are
abundant in the northern Bering Sea,
Norton and Kotzebue Sounds, and
throughout the Chukchi and Beaufort
Seas (Frost 1985; Kelly 1988c),
including in the ICEX24 Study Area.
Passive acoustic monitoring (PAM) of
ringed seals from a high-frequency
recording package deployed at a depth
of 240 m (787 ft) in the Chukchi Sea,
120 km (74.6 mi) north-northwest of
Barrow, Alaska, detected ringed seals in
the area between mid- December and
late May over a four year study (Jones
et al. 2014). With the onset of the fall
freeze, ringed seal movements become
increasingly restricted and seals will
either move west and south with the
advancing ice pack, with many seals
dispersing throughout the Chukchi and
Bering Seas, or remain in the Beaufort
Sea (Crawford et al. 2012; Frost and
Lowry 1984; Harwood et al. 2012). Kelly
et al. (2010a) tracked home ranges for
ringed seals in the subnivean period
(using shorefast ice); the size of the
home ranges varied from less than 1
km2 (0.4 mi2) up to 27.9 km2 (10.8 mi2;
median of 0.62 km2 (0.2 mi2) for adult
males and 0.65 km2 (0.3 mi2) for adult
females). Most (94 percent) of the home
ranges were less than 3 km2 (1.2 mi2)
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
during the subnivean period (Kelly et al.
2010a). Near large polynyas, ringed
seals maintain ranges up to 7,000 km2
(2.702.7 mi2) during winter and 2,100
km2 (810 mi2) during spring (Born et al.
2004). Some adult ringed seals return to
the same small home ranges they
occupied during the previous winter
(Kelly et al. 2010a). The size of winter
home ranges can vary by up to a factor
of 10 depending on the amount of fast
ice; seal movements were more
restricted during winters with extensive
fast ice, and were much less restricted
where fast ice did not form at high
levels (Harwood et al. 2015). Ringed
seals may occur within the ICEX24
Study Area throughout the year and
during the proposed specified activities.
Since June 1, 2018, elevated ice seal
strandings (bearded, ringed and spotted
seals) have occurred in the Bering and
Chukchi seas in Alaska. This event was
declared an Unusual Mortality Event
(UME), but is currently considered nonactive and is pending closure. Given
that the UME is non-active, it is not
discussed further in this document.
Critical Habitat
Critical habitat for the ringed seal was
designated in May 2022 and includes
marine waters within one specific area
in the Bering, Chukchi, and Beaufort
Seas (87 FR 19232; April 1, 2022).
Essential features established by NMFS
for conservation of the ringed seal are
(1) snow-covered sea ice habitat suitable
for the formation and maintenance of
subnivean birth lairs used for sheltering
pups during whelping and nursing,
which is defined as waters 3 m (9.8 ft)
or more in depth (relative to Mean
Lower Low Water (MLLW)) containing
areas of seasonal landfast (shorefast) ice
or dense, stable pack ice, which have
undergone deformation and contain
snowdrifts of sufficient depth to form
and maintain birth lairs (typically at
least 54 cm (21.3 in) deep); (2) sea ice
habitat suitable as a platform for basking
and molting, which is defined as areas
containing sea ice of 15 percent or more
concentration in waters 3 m (9.8 ft) or
more in depth (relative to MLLW); and
(3) primary prey resources to support
Arctic ringed seals, which are defined to
be small, often schooling, fishes, in
particular, Arctic cod (Boreogadus
saida), saffron cod (Eleginus gracilis),
and rainbow smelt (Osmerus dentex),
and small crustaceans, in particular,
shrimps and amphipods.
The proposed ice camp study area
was excluded from the ringed seal
critical habitat because the benefits of
exclusion due to national security
impacts outweighed the benefits of
inclusion of this area (87 FR 19232;
PO 00000
Frm 00047
Fmt 4703
Sfmt 4703
April 1, 2022). However, as stated in
NMFS’ final rule for the Designation of
Critical Habitat for the Arctic
Subspecies of the Ringed Seal (87 FR
19232; April 1, 2022), the area proposed
for exclusion contains one or more of
the essential features of the Arctic
ringed seal’s critical habitat, although
data are limited to inform NMFS’
assessment of the relative value of this
area to the conservation of the species.
As noted above, a portion of the ringed
seal critical habitat overlaps the larger
proposed ICEX24 Study Area. However,
as described later and in more detail in
the Potential Effects of Specified
Activities on Marine Mammals and
Their Habitat section, we do not
anticipate physical impacts to any
marine mammal habitat as a result of
the Navy’s ICEX activities, including
impacts to ringed seal sea ice habitat
suitable as a platform for basking and
molting and impacts on prey
availability. Further, this proposed IHA
includes mitigation measures, as
described in the Proposed Mitigation
section, which would minimize or
prevent impacts to sea ice habitat
suitable for the formation and
maintenance of subnivean birth lairs.
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Not all marine mammal
species have equal hearing capabilities
(e.g., Richardson et al., 1995; Wartzok
and Ketten, 1999; Au and Hastings,
2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine
mammals be divided into hearing
groups based on directly measured
(behavioral or auditory evoked potential
techniques) or estimated hearing ranges
(behavioral response data, anatomical
modeling, etc.). Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibels
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
E:\FR\FM\07DEN1.SGM
07DEN1
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
85251
associated hearing ranges are provided
in table 3.
TABLE 3—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Generalized hearing
range *
Hearing group
Low-frequency (LF) cetaceans (baleen whales) ..................................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ........................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, Cephalorhynchid, Lagenorhynchus cruciger & L.
australis).
Phocid pinnipeds (PW) (underwater) (true seals) ................................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ............................................................................................
7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemila¨ et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018) for a review of
available information.
ddrumheller on DSK120RN23PROD with NOTICES1
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section provides a discussion of
the ways in which components of the
specified activity may impact marine
mammals and their habitat. The
Estimated Take of Marine Mammals
section later in this document includes
a quantitative analysis of the number of
individuals that are expected to be taken
by this activity. The Negligible Impact
Analysis and Determination section
considers the content of this section, the
Estimated Take of Marine Mammals
section, and the Proposed Mitigation
section, to draw conclusions regarding
the likely impacts of these activities on
the reproductive success or survivorship
of individuals and whether those
impacts are reasonably expected to, or
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.
Description of Sound Sources
Here, we first provide background
information on marine mammal hearing
before discussing the potential effects of
the use of active acoustic sources on
marine mammals.
Sound travels in waves, the basic
components of which are frequency,
wavelength, velocity, and amplitude.
Frequency is the number of pressure
waves that pass by a reference point per
unit of time and is measured in Hz or
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
cycles per second. Wavelength is the
distance between two peaks of a sound
wave; lower frequency sounds have
longer wavelengths than higher
frequency sounds and attenuate
(decrease) more rapidly in shallower
water. Amplitude is the height of the
sound pressure wave or the ‘loudness’
of a sound and is typically measured
using the dB scale. A dB is the ratio
between a measured pressure (with
sound) and a reference pressure (sound
at a constant pressure, established by
scientific standards). It is a logarithmic
unit that accounts for large variations in
amplitude; therefore, relatively small
changes in dB ratings correspond to
large changes in sound pressure. When
referring to sound pressure levels (SPLs;
the sound force per unit area), sound is
referenced in the context of underwater
sound pressure to 1 microPascal (mPa).
One pascal is the pressure resulting
from a force of one newton exerted over
an area of 1 square meter. The source
level (SL) represents the sound level at
a distance of 1 m from the source
(referenced to 1 mPa). The received level
is the sound level at the listener’s
position. Note that all underwater sound
levels in this document are referenced
to a pressure of 1 mPa.
Root mean square (RMS) is the
quadratic mean sound pressure over the
duration of an impulse. RMS is
calculated by squaring all of the sound
amplitudes, averaging the squares, and
then taking the square root of the
average (Urick 1983). RMS accounts for
both positive and negative values;
squaring the pressures makes all values
positive so that they may be accounted
for in the summation of pressure levels
(Hastings and Popper 2005). This
measurement is often used in the
context of discussing behavioral effects,
in part because behavioral effects,
which often result from auditory cues,
may be better expressed through
averaged units than by peak pressures.
PO 00000
Frm 00048
Fmt 4703
Sfmt 4703
When underwater objects vibrate or
activity occurs, sound-pressure waves
are created. These waves alternately
compress and decompress the water as
the sound wave travels. Underwater
sound waves radiate in all directions
away from the source (similar to ripples
on the surface of a pond), except in
cases where the source is directional.
The compressions and decompressions
associated with sound waves are
detected as changes in pressure by
aquatic life and man-made sound
receptors such as hydrophones.
Even in the absence of sound from the
specified activity, the underwater
environment is typically loud due to
ambient sound. Ambient sound is
defined as environmental background
sound levels lacking a single source or
point (Richardson et al. 1995), and the
sound level of a region is defined by the
total acoustical energy being generated
by known and unknown sources. These
sources may include physical (e.g.,
waves, earthquakes, ice, atmospheric
sound), biological (e.g., sounds
produced by marine mammals, fish, and
invertebrates), and anthropogenic sound
(e.g., vessels, dredging, aircraft,
construction). A number of sources
contribute to ambient sound, including
the following (Richardson et al. 1995):
• Wind and waves: The complex
interactions between wind and water
surface, including processes such as
breaking waves and wave-induced
bubble oscillations and cavitation, are a
main source of naturally occurring
ambient noise for frequencies between
200 Hz and 50 kHz (Mitson, 1995).
Under sea ice, noise generated by ice
deformation and ice fracturing may be
caused by thermal, wind, drift, and
current stresses (Roth et al. 2012);
• Precipitation: Sound from rain and
hail impacting the water surface can
become an important component of total
noise at frequencies above 500 Hz, and
possibly down to 100 Hz during quiet
E:\FR\FM\07DEN1.SGM
07DEN1
ddrumheller on DSK120RN23PROD with NOTICES1
85252
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
times. In the ice-covered ICEX24 Study
Area, precipitation is unlikely to impact
ambient sound;
• Biological: Marine mammals can
contribute significantly to ambient noise
levels, as can some fish and shrimp. The
frequency band for biological
contributions is from approximately 12
Hz to over 100 kHz; and
• Anthropogenic: Sources of ambient
noise related to human activity include
transportation (surface vessels and
aircraft), dredging and construction, oil
and gas drilling and production, seismic
surveys, sonar, explosions, and ocean
acoustic studies. Shipping noise
typically dominates the total ambient
noise for frequencies between 20 and
300 Hz. In general, the frequencies of
anthropogenic sounds are below 1 kHz
and, if higher frequency sound levels
are created, they attenuate rapidly
(Richardson et al. 1995). Sound from
identifiable anthropogenic sources other
than the activity of interest (e.g., a
passing vessel) is sometimes termed
background sound, as opposed to
ambient sound. Anthropogenic sources
are unlikely to significantly contribute
to ambient underwater noise during the
late winter and early spring in the
ICEX24 Study Area as most
anthropogenic activities would not be
active due to ice cover (e.g. seismic
surveys, shipping; Roth et al. 2012).
The sum of the various natural and
anthropogenic sound sources at any
given location and time—which
comprise ‘‘ambient’’ or ‘‘background’’
sound—depends not only on the source
levels (as determined by current
weather conditions and levels of
biological and shipping activity) but
also on the ability of sound to propagate
through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor, and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
given frequency and location can vary
by 10–20 dB from day to day
(Richardson et al. 1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activity may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
Underwater sounds fall into one of
two general sound types: impulsive and
non-impulsive (defined in the following
paragraphs). The distinction between
these two sound types is important
because they have differing potential to
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
cause physical effects, particularly with
regard to hearing (e.g., Ward, 1997 in
Southall et al. 2007). Please see Southall
et al. (2007) for an in-depth discussion
of these concepts.
Impulsive sound sources (e.g.,
explosions, gunshots, sonic booms,
impact pile driving) produce signals
that are brief (typically considered to be
less than one second), broadband, atonal
transients (ANSI 1986; Harris 1998;
NIOSH 1998; ISO 2016; ANSI 2005) and
occur either as isolated events or
repeated in some succession. Impulsive
sounds are all characterized by a
relatively rapid rise from ambient
pressure to a maximal pressure value
followed by a rapid decay period that
may include a period of diminishing,
oscillating maximal and minimal
pressures, and generally have an
increased capacity to induce physical
injury as compared with sounds that
lack these features. There are no pulsed
sound sources associated with any
planned ICEX24 activities.
Non-impulsive sounds can be tonal,
narrowband, or broadband, brief or
prolonged, and may be either
continuous or non-continuous (ANSI
1995; NIOSH 1998). Some of these nonimpulsive sounds can be transient
signals of short duration but without the
essential properties of pulses (e.g., rapid
rise time). Examples of non-impulsive
sounds include those produced by
vessels, aircraft, machinery operations
such as drilling or dredging, vibratory
pile driving, and active sonar sources
(such as those planned for use by the
Navy as part of the proposed ICEX24
activities) that intentionally direct a
sound signal at a target that is reflected
back in order to discern physical details
about the target.
Modern sonar technology includes a
variety of sonar sensor and processing
systems. In concept, the simplest active
sonar emits sound waves, or ‘‘pings,’’
sent out in multiple directions, and the
sound waves then reflect off of the target
object in multiple directions. The sonar
source calculates the time it takes for
the reflected sound waves to return; this
calculation determines the distance to
the target object. More sophisticated
active sonar systems emit a ping and
then rapidly scan or listen to the sound
waves in a specific area. This provides
both distance to the target and
directional information. Even more
advanced sonar systems use multiple
receivers to listen to echoes from several
directions simultaneously and provide
efficient detection of both direction and
distance. In general, when sonar is in
use, the sonar ‘pings’ occur at intervals,
referred to as a duty cycle, and the
signals themselves are very short in
PO 00000
Frm 00049
Fmt 4703
Sfmt 4703
duration. For example, sonar that emits
a 1-second ping every 10 seconds has a
10 percent duty cycle. The Navy’s most
powerful hull-mounted mid-frequency
sonar source used in ICEX activities
typically emits a 1-second ping every 50
seconds representing a 2 percent duty
cycle. The Navy utilizes sonar systems
and other acoustic sensors in support of
a variety of mission requirements.
Acoustic Impacts
Please refer to the information
provided previously regarding sound,
characteristics of sound types, and
metrics used in this document.
Anthropogenic sounds cover a broad
range of frequencies and sound levels
and can have a range of highly variable
impacts on marine life, from none or
minor to potentially severe responses,
depending on received levels, duration
of exposure, behavioral context, and
various other factors. The potential
effects of underwater sound from active
acoustic sources can include one or
more of the following: temporary or
permanent hearing impairment, nonauditory physical or physiological
effects, behavioral disturbance, stress,
and masking (Richardson et al. 1995;
Gordon et al. 2004; Nowacek et al. 2007;
Southall et al. 2007; Gotz et al. 2009).
The degree of effect is intrinsically
related to the signal characteristics,
received level, distance from the source,
and duration of the sound exposure. In
general, sudden, high level sounds can
cause hearing loss, as can longer
exposures to lower level sounds.
Temporary or permanent loss of hearing
will occur almost exclusively for noise
within an animal’s hearing range. In this
section, we first describe specific
manifestations of acoustic effects before
providing discussion specific to the
proposed activities in the next section.
Permanent Threshold Shift—Marine
mammals exposed to high-intensity
sound, or to lower-intensity sound for
prolonged periods, can experience
hearing threshold shift (TS), which is
the loss of hearing sensitivity at certain
frequency ranges (Finneran 2015). TS
can be permanent (PTS), in which case
the loss of hearing sensitivity is not
fully recoverable, or temporary (TTS), in
which case the animal’s hearing
threshold would recover over time
(Southall et al. 2007). Repeated sound
exposure that leads to TTS could cause
PTS. In severe cases of PTS, there can
be total or partial deafness, while in
most cases the animal has an impaired
ability to hear sounds in specific
frequency ranges (Kryter 1985).
When PTS occurs, there is physical
damage to the sound receptors in the ear
(i.e., tissue damage), whereas TTS
E:\FR\FM\07DEN1.SGM
07DEN1
ddrumheller on DSK120RN23PROD with NOTICES1
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
represents primarily tissue fatigue and
is reversible (Southall et al. 2007). In
addition, other investigators have
suggested that TTS is within the normal
bounds of physiological variability and
tolerance and does not represent
physical injury (e.g., Ward 1997).
Therefore, NMFS does not consider TTS
to constitute auditory injury.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals—PTS data exists only
for a single harbor seal (Phoca vitulina;
Kastak et al. 2008)—but are assumed to
be similar to those in humans and other
terrestrial mammals. PTS typically
occurs at exposure levels at least several
dB above (a 40-dB threshold shift
approximates PTS onset; e.g., Kryter et
al. 1966; Miller, 1974) those inducing
mild TTS (a 6-dB threshold shift
approximates TTS onset; e.g., Southall
et al. 2007). Based on data from
terrestrial mammals, a precautionary
assumption is that the PTS thresholds
for impulse sounds (such as impact pile
driving pulses as received close to the
source) are at least six dB higher than
the TTS threshold on a peak-pressure
basis and PTS cumulative sound
exposure level (SEL) thresholds are 15
to 20 dB higher than TTS cumulative
SEL thresholds (Southall et al. 2007).
Temporary Threshold Shift—TTS is
the mildest form of hearing impairment
that can occur during exposure to sound
(Kryter, 1985). While experiencing TTS,
the hearing threshold rises, and a sound
must be at a higher level in order to be
heard. In terrestrial and marine
mammals, TTS can last from minutes or
hours to days (in cases of strong TTS).
In many cases, hearing sensitivity
recovers rapidly after exposure to the
sound ends.
Marine mammal hearing plays a
critical role in communication with
conspecifics, and interpretation of
environmental cues for purposes such
as predator avoidance and prey capture.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious. For example, a marine mammal
may be able to readily compensate for
a brief, relatively small amount of TTS
in a non-critical frequency range that
occurs during a time where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts.
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
Currently, TTS data only exist for four
species of cetaceans (bottlenose dolphin
(Tursiops truncatus), beluga whale,
harbor porpoise (Phocoena phocoena),
and Yangtze finless porpoise
(Neophocoena asiaeorientalis)) and
three species of pinnipeds (northern
elephant seal (Mirounga angustirostris),
harbor seal, and California sea lion
(Zalophus californianus)) exposed to a
limited number of sound sources (i.e.,
mostly tones and octave-band noise) in
laboratory settings (Finneran 2015). TTS
was not observed in trained spotted and
ringed seals exposed to impulsive noise
at levels matching previous predictions
of TTS onset (Reichmuth et al. 2016). In
general, harbor seals and harbor
porpoises have a lower TTS onset than
other measured pinniped or cetacean
species. Additionally, the existing
marine mammal TTS data come from a
limited number of individuals within
these species. There are no data
available on noise-induced hearing loss
for mysticetes. For summaries of data on
TTS in marine mammals or for further
discussion of TTS onset thresholds,
please see Southall et al. (2007),
Finneran and Jenkins (2012), and
Finneran (2015).
Behavioral effects—Behavioral
disturbance may include a variety of
effects, including subtle changes in
behavior (e.g., minor or brief avoidance
of an area or changes in vocalizations),
more conspicuous changes in similar
behavioral activities, and more
sustained and/or potentially severe
reactions, such as displacement from or
abandonment of high-quality habitat.
Behavioral responses to sound are
highly variable and context-specific and
any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al. 1995; Wartzok et
al. 2003; Southall et al. 2007; Weilgart,
2007; Archer et al. 2010). Behavioral
reactions can vary not only among
individuals but also within an
individual, depending on previous
experience with a sound source,
context, and numerous other factors
(Ellison et al. 2012), and can vary
depending on characteristics associated
with the sound source (e.g., whether it
is moving or stationary, number of
sources, distance from the source).
Please see Appendices B–C of Southall
et al. (2007) for a review of studies
involving marine mammal behavioral
responses to sound.
Habituation can occur when an
animal’s response to a stimulus wanes
with repeated exposure, usually in the
PO 00000
Frm 00050
Fmt 4703
Sfmt 4703
85253
absence of unpleasant associated events
(Wartzok et al. 2003). Animals are most
likely to habituate to sounds that are
predictable and unvarying. It is
important to note that habituation is
appropriately considered as a
‘‘progressive reduction in response to
stimuli that are perceived as neither
aversive nor beneficial,’’ rather than as,
more generally, moderation in response
to human disturbance (Bejder et al.
2009). The opposite process is
sensitization, when an unpleasant
experience leads to subsequent
responses, often in the form of
avoidance, at a lower level of exposure.
As noted, behavioral state may affect the
type of response. For example, animals
that are resting may show greater
behavioral change in response to
disturbing sound levels than animals
that are highly motivated to remain in
an area for feeding (Richardson et al.
1995; NRC 2003; Wartzok et al. 2003).
Controlled experiments with captive
marine mammals have shown
pronounced behavioral reactions,
including avoidance of loud sound
sources (Ridgway et al. 1997; Finneran
et al. 2003). Observed responses of wild
marine mammals to loud impulsive
sound sources (typically seismic airguns
or acoustic harassment devices) have
been varied but often consist of
avoidance behavior or other behavioral
changes suggesting discomfort (Morton
and Symonds 2002; see also Richardson
et al. 1995; Nowacek et al. 2007).
Available studies show wide variation
in response to underwater sound;
therefore, it is difficult to predict
specifically how any given sound in a
particular instance might affect marine
mammals perceiving the signal. If a
marine mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, let alone
the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant (e.g., Lusseau and
Bejder 2007; Weilgart 2007; NRC 2003).
However, there are broad categories of
potential response, which we describe
in greater detail here, that include
alteration of dive behavior, alteration of
foraging behavior, effects to breathing,
interference with or alteration of
vocalization, avoidance, and flight.
Changes in dive behavior can vary
widely, and may consist of increased or
decreased dive times and surface
intervals as well as changes in the rates
of ascent and descent during a dive (e.g.,
Frankel and Clark 2000; Costa et al.
E:\FR\FM\07DEN1.SGM
07DEN1
ddrumheller on DSK120RN23PROD with NOTICES1
85254
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
2003; Ng and Leung, 2003; Nowacek et
al. 2004; Goldbogen et al. 2013).
Variations in dive behavior may reflect
interruptions in biologically significant
activities (e.g., foraging) or they may be
of little biological significance. The
impact of an alteration to dive behavior
resulting from an acoustic exposure
depends on what the animal is doing at
the time of the exposure and the type
and magnitude of the response.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al. 2001; Nowacek et al.
2004; Madsen et al. 2006; Yazvenko et
al. 2007). A determination of whether
foraging disruptions incur fitness
consequences would require
information on or estimates of the
energetic requirements of the affected
individuals and the relationship
between prey availability, foraging effort
and success, and the life history stage of
the animal.
Variations in respiration naturally
vary with different behaviors and
alterations to breathing rate as a
function of acoustic exposure can be
expected to co-occur with other
behavioral reactions, such as a flight
response or an alteration in diving.
However, respiration rates in and of
themselves may be representative of
annoyance or an acute stress response.
Various studies have shown that
respiration rates may either be
unaffected or could increase, depending
on the species and signal characteristics,
again highlighting the importance in
understanding species differences in the
tolerance of underwater noise when
determining the potential for impacts
resulting from anthropogenic sound
exposure (e.g., Kastelein et al. 2001,
2005b, 2006; Gailey et al. 2007).
Marine mammals vocalize for
different purposes and across multiple
modes, such as whistling, echolocation
click production, calling, and singing.
Changes in vocalization behavior in
response to anthropogenic noise can
occur for any of these modes and may
result from a need to compete with an
increase in background noise or may
reflect increased vigilance or a startle
response. For example, in the presence
of potentially masking signals,
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
humpback whales and killer whales
have been observed to increase the
length of their songs (Miller et al. 2000;
Fristrup et al. 2003; Foote et al. 2004),
while right whales have been observed
to shift the frequency content of their
calls upward while reducing the rate of
calling in areas of increased
anthropogenic noise (Parks et al. 2007).
In some cases, animals may cease sound
production during production of
aversive signals (Bowles et al. 1994).
Avoidance is the displacement of an
individual from an area or migration
path as a result of the presence of a
sound or other stressors, and is one of
the most obvious manifestations of
disturbance in marine mammals
(Richardson et al. 1995). For example,
gray whales are known to change
direction—deflecting from customary
migratory paths—in order to avoid noise
from seismic surveys (Malme et al.
1984). Avoidance may be short-term,
with animals returning to the area once
the noise has ceased (e.g., Bowles et al.
1994; Goold, 1996; Morton and
Symonds, 2002; Gailey et al. 2007).
Longer-term displacement is possible,
however, which may lead to changes in
abundance or distribution patterns of
the affected species in the affected
region if habituation to the presence of
the sound does not occur (e.g.,
Blackwell et al. 2004; Bejder et al.
2006).
A flight response is a dramatic change
in normal movement to a directed and
rapid movement away from the
perceived location of a sound source.
The flight response differs from other
avoidance responses in the intensity of
the response (e.g., directed movement,
rate of travel). Relatively little
information on flight responses of
marine mammals to anthropogenic
signals exist, although observations of
flight responses to the presence of
predators have occurred (Connor and
Heithaus 1996). The result of a flight
response could range from brief,
temporary exertion and displacement
from the area where the signal provokes
flight to, in extreme cases, marine
mammal strandings (Evans and England
2001). However, it should be noted that
response to a perceived predator does
not necessarily invoke flight (Ford and
Reeves 2008), and whether individuals
are solitary or in groups may influence
the response.
Behavioral disturbance can also
impact marine mammals in more subtle
ways. Increased vigilance may result in
costs related to diversion of focus and
attention (i.e., when a response consists
of increased vigilance, it may come at
the cost of decreased attention to other
critical behaviors such as foraging or
PO 00000
Frm 00051
Fmt 4703
Sfmt 4703
resting). These effects have generally not
been demonstrated for marine
mammals, but studies involving fish
and terrestrial animals have shown that
increased vigilance may substantially
reduce feeding rates (e.g., Beauchamp
and Livoreil, 1997; Fritz et al. 2002;
Purser and Radford 2011). In addition,
chronic disturbance can cause
population declines through reduction
of fitness (e.g., decline in body
condition) and subsequent reduction in
reproductive success, survival, or both
(e.g., Harrington and Veitch 1992; Daan
et al. 1996; Bradshaw et al. 1998).
However, Ridgway et al. (2006) reported
that increased vigilance in bottlenose
dolphins exposed to sound over a fiveday period did not cause any sleep
deprivation or stress effects.
Many animals perform vital functions,
such as feeding, resting, traveling, and
socializing, on a diel cycle (24-hour
cycle). Disruption of such functions
resulting from reactions to stressors
such as sound exposure are more likely
to be significant if they last more than
one diel cycle or recur on subsequent
days (Southall et al. 2007).
Consequently, a behavioral response
lasting less than one day and not
recurring on subsequent days is not
considered particularly severe unless it
could directly affect reproduction or
survival (Southall et al. 2007). Note that
there is a difference between multi-day
substantive behavioral reactions and
multi-day anthropogenic activities. For
example, just because an activity lasts
for multiple days does not necessarily
mean that individual animals are either
exposed to activity-related stressors for
multiple days or, further, exposed in a
manner resulting in sustained multi-day
substantive behavioral responses.
For non-impulsive sounds (i.e.,
similar to the sources used during the
proposed specified activities), data
suggest that exposures of pinnipeds to
received levels between 90 and 140 dB
re 1 mPa do not elicit strong behavioral
responses; no data were available for
exposures at higher received levels for
Southall et al. (2007) to include in the
severity scale analysis. Reactions of
harbor seals were the only available data
for which the responses could be ranked
on the severity scale. For reactions that
were recorded, the majority (17 of 18
individuals/groups) were ranked on the
severity scale as a 4 (defined as
moderate change in movement, brief
shift in group distribution, or moderate
change in vocal behavior) or lower; the
remaining response was ranked as a 6
(defined as minor or moderate
avoidance of the sound source).
Additional data on hooded seals
(Cystophora cristata) indicate avoidance
E:\FR\FM\07DEN1.SGM
07DEN1
ddrumheller on DSK120RN23PROD with NOTICES1
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
responses to signals above 160–170 dB
re 1 mPa (Kvadsheim et al. 2010), and
data on gray seals (Halichoerus grypus)
and harbor seals indicate avoidance
response at received levels of 135–144
dB re 1 mPa (Go¨tz et al. 2010). In each
instance where food was available,
which provided the seals motivation to
remain near the source, habituation to
the signals occurred rapidly. In the same
study, it was noted that habituation was
not apparent in wild seals where no
food source was available (Go¨tz et al.
2010). This implies that the motivation
of the animal is necessary to consider in
determining the potential for a reaction.
In one study that aimed to investigate
the under-ice movements and sensory
cues associated with under-ice
navigation of ice seals, acoustic
transmitters (60–69 kHz at 159 dB re 1
mPa at 1 m) were attached to ringed seals
(Wartzok et al. 1992a; Wartzok et al.
1992b). An acoustic tracking system
then was installed in the ice to receive
the acoustic signals and provide realtime tracking of ice seal movements.
Although the frequencies used in this
study are at the upper limit of ringed
seal hearing, the ringed seals appeared
unaffected by the acoustic
transmissions, as they were able to
maintain normal behaviors (e.g., finding
breathing holes).
Seals exposed to non-impulsive
sources with a received sound pressure
level within the range of calculated
exposures for ICEX activities (142–193
dB re 1 mPa), have been shown to
change their behavior by modifying
diving activity and avoidance of the
sound source (Go¨tz et al. 2010;
Kvadsheim et al. 2010). Although a
minor change to a behavior may occur
as a result of exposure to the sources in
the proposed specified activities, these
changes would be within the normal
range of behaviors for the animal (e.g.,
the use of a breathing hole further from
the source, rather than one closer to the
source, would be within the normal
range of behavior; Kelly et al. 1988).
Adult ringed seals spend up to 20
percent of the time in subnivean lairs
during the winter season (Kelly et al.
2010a). Ringed seal pups spend about
50 percent of their time in the lair
during the nursing period (Lydersen and
Hammill 1993). During the warm season
ringed seals haul out on the ice. In a
study of ringed seal haulout activity by
Born et al. (2002), ringed seals spent 25–
57 percent of their time hauled out in
June, which is during their molting
season. Ringed seal lairs are typically
used by individual seals (haulout lairs)
or by a mother with a pup (birthing
lairs); large lairs used by many seals for
hauling out are rare (Smith and Stirling
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
1975). If the non-impulsive acoustic
transmissions are heard and are
perceived as a threat, ringed seals
within subnivean lairs could react to the
sound in a similar fashion to their
reaction to other threats, such as polar
bears (their primary predators).
Responses of ringed seals to a variety of
human-induced sounds (e.g., helicopter
noise, snowmobiles, dogs, people, and
seismic activity) have been variable;
some seals entered the water and some
seals remained in the lair. However,
according to Kelly et al. (1988), in all
instances in which observed seals
departed lairs in response to noise
disturbance, they subsequently
reoccupied the lair.
Ringed seal mothers have a strong
bond with their pups and may
physically move their pups from the
birth lair to an alternate lair to avoid
predation, sometimes risking their lives
to defend their pups from potential
predators (Smith 1987). If a ringed seal
mother perceives the proposed acoustic
sources as a threat, the network of
multiple birth and haulout lairs allows
the mother and pup to move to a new
lair (Smith and Hammill 1981; Smith
and Stirling 1975). The acoustic sources
from these proposed specified activities
are not likely to impede a ringed seal
from finding a breathing hole or lair, as
captive seals have been found to
primarily use vision to locate breathing
holes and no effect to ringed seal vision
would occur from the acoustic
disturbance (Elsner et al. 1989; Wartzok
et al. 1992a). It is anticipated that a
ringed seal would be able to relocate to
a different breathing hole relatively
easily without impacting their normal
behavior patterns.
Stress responses—An animal’s
perception of a threat may be sufficient
to trigger stress responses consisting of
some combination of behavioral
responses, autonomic nervous system
responses, neuroendocrine responses, or
immune responses (e.g., Seyle 1950;
Moberg 2000). In many cases, an
animal’s first and sometimes most
economical (in terms of energetic costs)
response is behavioral avoidance of the
potential stressor. Autonomic nervous
system responses to stress typically
involve changes in heart rate, blood
pressure, and gastrointestinal activity.
These responses have a relatively short
duration and may or may not have a
significant long-term effect on an
animal’s fitness.
Neuroendocrine stress responses often
involve the hypothalamus-pituitaryadrenal system. Virtually all
neuroendocrine functions that are
affected by stress—including immune
competence, reproduction, metabolism,
PO 00000
Frm 00052
Fmt 4703
Sfmt 4703
85255
and behavior—are regulated by pituitary
hormones. Stress-induced changes in
the secretion of pituitary hormones have
been implicated in failed reproduction,
altered metabolism, reduced immune
competence, and behavioral disturbance
(e.g., Moberg, 1987; Blecha, 2000).
Increases in the circulation of
glucocorticoids are also equated with
stress (Romano et al. 2004).
The primary distinction between
stress (which is adaptive and does not
normally place an animal at risk) and
‘‘distress’’ is the cost of the response.
During a stress response, an animal uses
glycogen stores that can be quickly
replenished once the stress is alleviated.
In such circumstances, the cost of the
stress response would not pose serious
fitness consequences. However, when
an animal does not have sufficient
energy reserves to satisfy the energetic
costs of a stress response, energy
resources must be diverted from other
functions. This state of distress will last
until the animal replenishes its
energetic reserves sufficient to restore
normal function.
Relationships between these
physiological mechanisms, animal
behavior, and the costs of stress
responses are well-studied through
controlled experiments and for both
laboratory and free-ranging animals
(e.g., Holberton et al. 1996; Hood et al.
1998; Jessop et al. 2003; Krausman et al.
2004; Lankford et al. 2005). Stress
responses due to exposure to
anthropogenic sounds or other stressors
and their effects on marine mammals
have also been reviewed (Fair and
Becker, 2000; Romano et al. 2002b) and,
more rarely, studied in wild populations
(e.g., Romano et al. 2002a). These and
other studies lead to a reasonable
expectation that some marine mammals
will experience physiological stress
responses upon exposure to acoustic
stressors and that it is possible that
some of these would be classified as
‘‘distress.’’ In addition, any animal
experiencing TTS would likely also
experience stress responses (NRC,
2003).
Auditory masking—Sound can
disrupt behavior through masking, or
interfering with, an animal’s ability to
detect, recognize, or discriminate
between acoustic signals of interest (e.g.,
those used for intraspecific
communication and social interactions,
prey detection, predator avoidance,
navigation) (Richardson et al. 1995).
Masking occurs when the receipt of a
sound is interfered with by another
coincident sound at similar frequencies
and at similar or higher intensity, and
may occur whether the sound is natural
(e.g., snapping shrimp, wind, waves,
E:\FR\FM\07DEN1.SGM
07DEN1
ddrumheller on DSK120RN23PROD with NOTICES1
85256
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
precipitation) or anthropogenic (e.g.,
shipping, sonar, seismic exploration) in
origin. The ability of a noise source to
mask biologically important sounds
depends on the characteristics of both
the noise source and the signal of
interest (e.g., signal-to-noise ratio,
temporal variability, direction), in
relation to each other and to an animal’s
hearing abilities (e.g., sensitivity,
frequency range, critical ratios,
frequency discrimination, directional
discrimination, age or TTS hearing loss),
and existing ambient noise and
propagation conditions.
Under certain circumstances, marine
mammals experiencing significant
masking could also be impaired from
maximizing their performance fitness in
survival and reproduction. Therefore,
when the coincident (masking) sound is
anthropogenic, it may be considered
harassment when disrupting or altering
critical behaviors. It is important to
distinguish TTS and PTS, which persist
after the sound exposure, from masking,
which occurs during the sound
exposure. Because masking (without
resulting in TS) is not associated with
abnormal physiological function, it is
not considered a physiological effect,
but rather a potential behavioral effect.
The frequency range of the potentially
masking sound is important in
determining any potential behavioral
impacts. For example, low-frequency
signals may have less effect on highfrequency echolocation sounds
produced by odontocetes but are more
likely to affect detection of mysticete
communication calls and other
potentially important natural sounds
such as those produced by surf and
some prey species. The masking of
communication signals by
anthropogenic noise may be considered
as a reduction in the communication
space of animals (e.g., Clark et al. 2009)
and may result in energetic or other
costs as animals change their
vocalization behavior (e.g., Miller et al.
2000; Foote et al. 2004; Parks et al.
2007b; Di Iorio and Clark, 2009; Holt et
al. 2009). Masking can be reduced in
situations where the signal and noise
come from different directions
(Richardson et al. 1995), through
amplitude modulation of the signal, or
through other compensatory behaviors
(Houser and Moore, 2014). Masking can
be tested directly in captive species
(e.g., Erbe 2008), but in wild
populations it must be either modeled
or inferred from evidence of masking
compensation. There are few studies
addressing real-world masking sounds
likely to be experienced by marine
mammals in the wild (e.g., Branstetter et
al. 2013).
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
Masking affects both senders and
receivers of acoustic signals and can
potentially have long-term chronic
effects on marine mammals at the
population level as well as at the
individual level. Low-frequency
ambient sound levels have increased by
as much as 20 dB (more than three times
in terms of SPL) in the world’s ocean
from pre-industrial periods, with most
of the increase from distant commercial
shipping (Hildebrand 2009). All
anthropogenic sound sources, but
especially chronic and lower-frequency
signals (e.g., from vessel traffic),
contribute to elevated ambient sound
levels, thus intensifying masking.
Potential Effects of Sonar on Prey—
Ringed seals feed on marine
invertebrates and fish. Marine
invertebrates occur in the world’s
oceans, from warm shallow waters to
cold deep waters, and are the dominant
animals in all habitats of the ICEX24
Study Area. Although most species are
found within the benthic zone, marine
invertebrates can be found in all zones
(sympagic (within the sea ice), pelagic
(open ocean), or benthic (bottom
dwelling)) of the Beaufort Sea (Josefson
et al. 2013). The diverse range of species
include oysters, crabs, worms, ghost
shrimp, snails, sponges, sea fans,
isopods, and stony corals (Chess and
Hobson 1997; Dugan et al. 2000; Proctor
et al. 1980).
Hearing capabilities of invertebrates
are largely unknown (Lovell et al. 2005;
Popper and Schilt 2008). Outside of
studies conducted to test the sensitivity
of invertebrates to vibrations, very little
is known on the effects of anthropogenic
underwater noise on invertebrates
(Edmonds et al. 2016). While data are
limited, research suggests that some of
the major cephalopods and decapods
may have limited hearing capabilities
(Hanlon 1987; Offutt 1970), and may
hear only low-frequency (less than 1
kHz) sources (Offutt 1970), which is
most likely within the frequency band
of biological signals (Hill 2009). In a
review of crustacean sensitivity of high
amplitude underwater noise by
Edmonds et al. (2016), crustaceans may
be able to hear the frequencies at which
they produce sound, but it remains
unclear which noises are incidentally
produced and if there are any negative
effects from masking them. Acoustic
signals produced by crustaceans range
from low frequency rumbles (20–60 Hz)
to high frequency signals (20–55 kHz)
(Henninger and Watson 2005; Patek and
Caldwell 2006; Staaterman et al. 2016).
Aquatic invertebrates that can sense
local water movements with ciliated
cells include cnidarians, flatworms,
segmented worms, urochordates
PO 00000
Frm 00053
Fmt 4703
Sfmt 4703
(tunicates), mollusks, and arthropods
(Budelmann 1992a, 1992b; Popper et al.
2001). Some aquatic invertebrates have
specialized organs called statocysts for
determination of equilibrium and, in
some cases, linear or angular
acceleration. Statocysts allow an animal
to sense movement and may enable
some species, such as cephalopods and
crustaceans, to be sensitive to water
particle movements associated with
sound (Goodall et al. 1990; Hu et al.
2009; Kaifu et al. 2008; Montgomery et
al. 2006; Popper et al. 2001; Roberts and
Breithaupt 2016; Salmon 1971). Because
any acoustic sensory capabilities, if
present at all, are limited to detecting
water motion, and water particle motion
near a sound source falls off rapidly
with distance, aquatic invertebrates are
probably limited to detecting nearby
sound sources rather than sound caused
by pressure waves from distant sources.
Studies of sound energy effects on
invertebrates are few, and identify only
behavioral responses. Non-auditory
injury, PTS, TTS, and masking studies
have not been conducted for
invertebrates. Both behavioral and
auditory brainstem response studies
suggest that crustaceans may sense
frequencies up to 3 kHz, but best
sensitivity is likely below 200 Hz
(Goodall et al. 1990; Lovell et al. 2005;
Lovell et al. 2006). Most cephalopods
likely sense low-frequency sound below
1 kHz, with best sensitivities at lower
frequencies (Budelmann 2010; Mooney
et al. 2010; Offutt 1970). A few
cephalopods may sense higher
frequencies up to 1,500 Hz (Hu et al.
2009).
It is expected that most marine
invertebrates would not sense the
frequencies of the sonar associated with
the proposed specified activities. Most
marine invertebrates would not be close
enough to active sonar systems to
potentially experience impacts to
sensory structures. Any marine
invertebrate capable of sensing sound
may alter its behavior if exposed to
sonar. Although acoustic transmissions
produced during the proposed specified
activities may briefly impact
individuals, intermittent exposures to
sonar are not expected to impact
survival, growth, recruitment, or
reproduction of widespread marine
invertebrate populations.
The fish species located in the ICEX24
Study Area include those that are
closely associated with the deep ocean
habitat of the Beaufort Sea. Nearly 250
marine fish species have been described
in the Arctic, excluding the larger parts
of the sub-Arctic Bering, Barents, and
Norwegian Seas (Mecklenburg et al.
2011). However, only about 30 are
E:\FR\FM\07DEN1.SGM
07DEN1
ddrumheller on DSK120RN23PROD with NOTICES1
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
known to occur in the Arctic waters of
the Beaufort Sea (Christiansen and Reist
2013). Largely because of the difficulty
of sampling in remote, ice-covered seas,
many high-Arctic fish species are
known only from rare or geographically
patchy records (Mecklenburg et al.
2011). Aquatic systems of the Arctic
undergo extended seasonal periods of
ice cover and other harsh environmental
conditions. Fish inhabiting such
systems must be biologically and
ecologically adapted to surviving such
conditions. Important environmental
factors that Arctic fish must contend
with include reduced light, seasonal
darkness, ice cover, low biodiversity,
and low seasonal productivity.
All fish have two sensory systems to
detect sound in the water: the inner ear,
which functions very much like the
inner ear in other vertebrates, and the
lateral line, which consists of a series of
receptors along the fish’s body (Popper
and Fay 2010; Popper et al. 2014). The
inner ear generally detects relatively
higher-frequency sounds, while the
lateral line detects water motion at low
frequencies (below a few hundred Hz)
(Hastings and Popper 2005). Lateral line
receptors respond to the relative motion
between the body surface and
surrounding water; this relative motion,
however, only takes place very close to
sound sources and most fish are unable
to detect this motion at more than one
to two body lengths distance away
(Popper et al. 2014). Although hearing
capability data only exist for fewer than
100 of the approximately 32,000 fish
species known to exist, current data
suggest that most species of fish detect
sounds from 50 to 1,000 Hz, with few
fish hearing sounds above 4 kHz
(Popper 2008). It is believed that most
fish have their best hearing sensitivity
from 100 to 400 Hz (Popper 2003).
Permanent hearing loss has not been
documented in fish. A study by
Halvorsen et al. (2012) found that for
temporary hearing loss or similar
negative impacts to occur, the noise
needed to be within the fish’s
individual hearing frequency range;
external factors, such as developmental
history of the fish or environmental
factors, may result in differing impacts
to sound exposure in fish of the same
species. The sensory hair cells of the
inner ear in fish can regenerate after
they are damaged, unlike in mammals
where sensory hair cells loss is
permanent (Lombarte et al. 1993; Smith
et al. 2006). As a consequence, any
hearing loss in fish may be as temporary
as the timeframe required to repair or
replace the sensory cells that were
damaged or destroyed (Smith et al.
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
2006), and no permanent loss of hearing
in fish would result from exposure to
sound.
Fish species in the ICEX24 Study
Area are expected to hear the lowfrequency sources associated with the
proposed specified activities, but most
are not expected to detect the higherfrequency sounds. Only a few fish
species are able to detect mid-frequency
sonar above 1 kHz and could have
behavioral reactions or experience
auditory masking during these
activities. These effects are expected to
be transient, and long-term
consequences for the population are not
expected. Fish with hearing
specializations capable of detecting
high-frequency sounds are not expected
to be within the ICEX24 Study Area. If
hearing specialists were present, they
would have to be in close vicinity to the
source to experience effects from the
acoustic transmission. Human-generated
sound could alter the behavior of a fish
in a manner that would affect its way of
living, such as where it tries to locate
food or how well it can locate a
potential mate; behavioral responses to
loud noise could include a startle
response, such as the fish swimming
away from the source, the fish
‘‘freezing’’ and staying in place, or
scattering (Popper 2003). Auditory
masking could also interfere with a
fish’s ability to hear biologically
relevant sounds, inhibiting the ability to
detect both predators and prey, and
impacting schooling, mating, and
navigating (Popper 2003). If an
individual fish comes into contact with
low-frequency acoustic transmissions
and is able to perceive the
transmissions, they are expected to
exhibit short-term behavioral reactions,
when initially exposed to acoustic
transmissions, which would not
significantly alter breeding, foraging, or
populations. Overall effects to fish from
ICEX24 active sonar sources would be
localized, temporary, and infrequent.
Effects of Acoustics on Physical and
Foraging Habitat—Unless the sound
source is stationary and/or continuous
over a long duration in one area, neither
of which applies to ICEX24 activities,
the effects of the introduction of sound
into the environment are generally
considered to have a less severe impact
on marine mammal habitat compared to
any physical alteration of the habitat.
Acoustic exposures are not expected to
result in long-term physical alteration of
the water column or bottom topography
as the occurrences are of limited
duration and would occur
intermittently. Acoustic transmissions
also would have no structural impact to
subnivean lairs in the ice. Furthermore,
PO 00000
Frm 00054
Fmt 4703
Sfmt 4703
85257
since ice dampens acoustic
transmissions (Richardson et al. 1995)
the level of sound energy that reaches
the interior of a subnivean lair would be
less than that ensonifying water under
surrounding ice. For these reasons, it is
unlikely that the Navy’s acoustic
activities in the ICEX24 Study Area
would have any effect on marine
mammal habitat.
Potential Effects of Vessel Strike
Because ICEX24 would occur only
when there is ice coverage and
conditions are appropriate to establish
an ice camp on an ice floe, no ships or
smaller boats would be involved in the
activity. Vessel use would be limited to
submarines and unmanned underwater
vehicles (hereafter referred to together
as ‘‘vessels’’ unless noted separately).
The potential for vessel strike during
ICEX24 would therefore only arise from
the use of submarines during training
and testing activities, and the use of
unmanned underwater vehicles during
research activities. Depths at which
vessels would operate during ICEX24
would overlap with known dive depths
of ringed seals, which have been
recorded to 300 m (984.3 ft) in depth
(Gjertz et al. 2000; Lydersen 1991). Few
authors have specifically described the
responses of pinnipeds to vessels, and
most of the available information on
reactions to boats concerns pinnipeds
hauled out on land or ice. No
information is available on potential
responses to submarines or unmanned
underwater vehicles. Brueggeman et al.
(1992) stated ringed seals hauled out on
the ice showed short-term escape
reactions when they were within 0.25–
0.5 km (0.2–0.3 mi) from a vessel; ringed
seals would likely show similar
reactions to submarines and unmanned
underwater vehicles, decreasing the
likelihood of vessel strike during
ICEX24 activities.
The Navy has kept strike records for
over 20 years and has no records of
individual pinnipeds being struck by a
vessel as a result of Navy activities and,
further, the smaller size and
maneuverability of pinnipeds make a
vessel strike unlikely. Also, NMFS has
never received any reports indicating
that pinnipeds have been struck by
vessels of any type. Review of
additional sources of information in the
form of worldwide ship strike records
shows little evidence of strikes of
pinnipeds from the shipping sector.
Further, a review of seal stranding data
from Alaska found that during 2020, 9
ringed seal strandings were recorded by
the Alaska Marine Mammal Stranding
Network. Within the Arctic region of
Alaska, 7 ringed seal strandings were
E:\FR\FM\07DEN1.SGM
07DEN1
85258
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
recorded. Of the 9 strandings reported
in Alaska (all regions included), none
were found to be caused by vessel
collisions (Savage 2021).
Vessel speed, size, and mass are all
important factors in determining both
the potential likelihood and impacts of
a vessel strike to marine mammals
(Conn and Silber, 2013; Gende et al.
2011; Silber et al. 2010; Vanderlaan and
Taggart, 2007; Wiley et al. 2016). When
submerged, submarines are generally
slow moving (to avoid detection) and
therefore marine mammals at depth
with a submarine are likely able to
avoid collision with the submarine. For
most of the research and training and
testing activities during the specified
activity, submarine and unmanned
underwater vehicle speeds would not
typically exceed 10 knots during the
time spent within the ICEX24 Study
Area, which would lessen the already
extremely unlikely chance of collisions
with marine mammals, specifically
ringed seals.
Based on consideration of all this
information, NMFS does not anticipate
incidental take of marine mammals by
vessel strike from submarines or
unmanned underwater vehicles.
Other Non-Acoustic Impacts
Deployment of the ice camp could
potentially affect ringed seal habitat by
physically damaging or crushing
subnivean lairs, which could potentially
result in ringed seal injury or mortality.
March 1 is generally expected to be the
onset of ice seal lairing season, and
ringed seals typically construct lairs
near pressure ridges. As described in the
Proposed Mitigation section, the ice
camp and runway would be established
on a combination of first-year ice and
multi-year ice without pressure ridges,
which would minimize the possibility
of physical impacts to subnivean lairs
and habitat suitable for lairs. Ice camp
deployment would begin mid-February,
and be gradual, with activity increasing
over the first five days. So in addition,
this schedule would discourage seals
from establishing birthing lairs in or
near the ice camp, and would allow
ringed seals to relocate outside of the ice
camp area as needed, though both
scenarios are unlikely as described
below in this section. Personnel on onice vehicles would observe for marine
mammals, and would follow established
routes when available, to avoid
potential disturbance of lairs and habitat
suitable for lairs. Personnel on foot and
operating on-ice vehicles would avoid
deep snow drifts near pressure ridges,
also to avoid potential lairs and habitat
suitable for lairs. Implementation of
these measures are expected to prevent
ringed seal lairs from being crushed or
damaged during ICEX24 activities, and
are expected to minimize any other
potential impacts to sea ice habitat
suitable for the formation of lairs. Given
the proposed mitigation requirements,
we also do not anticipate ringed seal
injury or mortality as a result of damage
to subnivean lairs.
ICEX24 personnel would be actively
conducting testing and training
operations on the sea ice and would
travel around the camp area, including
the runway, on snowmobiles. Although
the Navy does not anticipate observing
any seals on the ice given the lack of
observations during previous ice
exercises (U.S. Navy, 2020), as a general
matter, on-ice activities could cause a
seal that would have otherwise built a
lair in the area of an activity to be
displaced and therefore, construct a lair
in a different area outside of an activity
area, or a seal could choose to relocate
to a different existing lair outside of an
activity area. However, in the case of the
ice camp associated with ICEX24,
displacement of seal lair construction or
relocation to existing lairs outside of the
ice camp area is unlikely, given the low
average density of structures (the
average ringed seal ice structure density
in the vicinity of Prudhoe Bay, Alaska
is 1.58 structures per km2 (table 4)), the
relative footprint of the Navy’s planned
ice camp (2 km2; 0.8 mi2), the lack of
previous ringed seal observations on the
ice during ICEX activities, and proposed
mitigation requirements that would
require the Navy to construct the ice
camp and runway on first-year or
multiyear ice without pressure ridges
and would require personnel to avoid
areas of deep snow drift or pressure
ridges (see the Proposed Mitigation
section for additional information about
the proposed mitigation requirements).
This measure, in combination with the
other mitigation measures required for
operation of the ice camp are expected
to avoid impacts to the construction and
use of ringed seal subnivean lairs,
particularly given the already low
average density of lairs, as described
above.
TABLE 4—RINGED SEAL ICE STRUCTURE DENSITY IN THE VICINITY OF THE PRUDHOE BAY, ALASKA
Ice structure density
(structures per km2)
Year
ddrumheller on DSK120RN23PROD with NOTICES1
1982 ........................................................................................................................................
1983 ........................................................................................................................................
1999 ........................................................................................................................................
2000 ........................................................................................................................................
Average Density ......................................................................................................................
Given the required mitigation
measures and the low density of ringed
seals anticipated in the Ice Camp Study
Area during ICEX24, we do not
anticipate behavioral disturbance of
ringed seals due to human presence.
The Navy’s activities would occur
prior to the late spring to early summer
‘‘basking period,’’ which occurs
between abandonment of the subnivean
lairs and melting of the seasonal sea ice,
and is when the seals undergo their
annual molt (Kelly et al. 2010b). Given
that the ice camp would be demobilized
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
prior to the basking period, and the
remainder of the Navy’s activities occur
below the sea ice, impacts to sea ice
habitat suitable as a platform for basking
and molting are not anticipated to result
from the Navy’s ICEX24 activities.
Our preliminary determination of
potential effects to the physical
environment includes minimal possible
impacts to marine mammals and their
habitat from camp operation or
deployment activities, given the
proposed mitigation and the timing of
the Navy’s proposed activities. In
PO 00000
Frm 00055
Fmt 4703
Sfmt 4703
3.6
0.81
0.71
1.2
1.58
Source
Frost and Burns 1989.
Kelly et al. 1986.
Williams et al. 2001.
Williams et al. 2001.
addition, given the relatively short
duration of submarine testing and
training activities, the relatively small
area that would be affected, and the lack
of impacts to physical or foraging
habitat, the proposed specified activities
are not likely to have an adverse effect
on prey species or marine mammal
habitat, other than potential localized,
temporary, and infrequent effects to fish
as discussed above. Therefore, any
impacts to ringed seals and their habitat,
as discussed above in this section, are
not expected to cause significant or
E:\FR\FM\07DEN1.SGM
07DEN1
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
ddrumheller on DSK120RN23PROD with NOTICES1
long-term consequences for individual
ringed seals or the population. Please
see the Negligible Impact Analysis and
Determination section for additional
discussion regarding the likely impacts
of the Navy’s activities on ringed seals,
including the reproductive success or
survivorship of individual ringed seals,
and how those impacts on individuals
are likely to impact the species or stock.
Estimated Take of Marine Mammals
This section provides an estimate of
the number of incidental takes proposed
for authorization through this IHA,
which will inform NMFS’ consideration
of the negligible impact determinations
and impacts on subsistence uses.
Harassment is the only type of take
expected to result from these activities.
For this military readiness activity, the
MMPA defines ‘‘harassment’’ as (i) Any
act that injures or has the significant
potential to injure a marine mammal or
marine mammal stock in the wild (Level
A harassment); or (ii) Any act that
disturbs or is likely to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of natural
behavioral patterns, including, but not
limited to, migration, surfacing, nursing,
breeding, feeding, or sheltering, to a
point where the behavioral patterns are
abandoned or significantly altered
(Level B harassment).
Authorized takes would be by Level B
harassment only, in the form of
behavioral reactions and/or TTS for
individual marine mammals resulting
from exposure to acoustic
transmissions. Based on the nature of
the activity, Level A harassment is
neither anticipated nor proposed to be
authorized. As described previously, no
serious injury or mortality is anticipated
or proposed to be authorized for this
activity. Below we describe how the
proposed take numbers are estimated.
For acoustic impacts, generally
speaking, we estimate take by
considering: (1) acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) the number of days of activities.
We note that while these factors can
contribute to a basic calculation to
provide an initial prediction of potential
takes, additional information that can
qualitatively inform take estimates is
also sometimes available (e.g., previous
monitoring results or average group
size). Below, we describe the factors
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
considered here in more detail and
present the take estimates.
Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
would be reasonably expected to be
behaviorally harassed (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—In coordination
with NMFS, the Navy developed
behavioral thresholds to support
environmental analyses for the Navy’s
testing and training military readiness
activities utilizing active sonar sources;
these behavioral harassment thresholds
are used here to evaluate the potential
effects of the active sonar components of
the proposed specified activities.
Though significantly driven by received
level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source or exposure context (e.g.,
frequency, predictability, duty cycle,
duration of the exposure, signal-to-noise
ratio, distance to the source), the
environment (e.g., bathymetry, other
noises in the area, predators in the area),
and the receiving animals (hearing,
motivation, experience, demography,
life stage, depth) and can be difficult to
predict (e.g., Southall et al., 2007, 2021,
Ellison et al., 2012).
The Navy’s Phase III proposed
pinniped behavioral threshold was
updated based on controlled exposure
experiments on the following captive
animals: Hooded seal, gray seal, and
California sea lion (Go¨tz et al. 2010;
Houser et al. 2013a; Kvadsheim et al.
2010). Overall exposure levels were
110–170 dB re 1 mPa for hooded seals,
140–180 dB re 1 mPa for gray seals, and
125–185 dB re 1 mPa for California sea
lions; responses occurred at received
levels ranging from 125 to 185 dB re 1
mPa. However, the means of the
response data were between 159 and
170 dB re 1 mPa. Hooded seals were
exposed to increasing levels of sonar
until an avoidance response was
observed, while the grey seals were
exposed first to a single received level
multiple times, then an increasing
received level. Each individual
California sea lion was exposed to the
same received level ten times. These
exposure sessions were combined into a
single response value, with an overall
response assumed if an animal
responded in any single session.
Because these data represent a doseresponse type relationship between
received level and a response, and
PO 00000
Frm 00056
Fmt 4703
Sfmt 4703
85259
because the means were all tightly
clustered, the Bayesian biphasic
Behavioral Response Function for
pinnipeds most closely resembles a
traditional sigmoidal dose-response
function at the upper received levels
and has a 50 percent probability of
response at 166 dB re 1 mPa.
Additionally, to account for proximity
to the source discussed above and based
on the best scientific information, a
conservative distance of 10 km is used
beyond which exposures would not
constitute a take under the military
readiness definition of Level B
harassment.
Level A harassment—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). The Navy’s activities
include the use of non-impulsive (active
sonar) sources.
These thresholds are provided in the
table below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS’ 2018 Technical
Guidance, which may be accessed at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-acoustic-technicalguidance.
For previous ICEXs, the Navy’s PTS/
TTS analysis began with mathematical
modeling to predict the sound
transmission patterns from Navy
sources, including sonar. These data
were then coupled with marine species
distribution and abundance data to
determine the sound levels likely to be
received by various marine species.
These criteria and thresholds were
applied to estimate specific effects that
animals exposed to Navy-generated
sound may experience. For weighting
function derivation, the most critical
data required were TTS onset exposure
levels as a function of exposure
frequency. These values can be
estimated from published literature by
examining TTS as a function of sound
exposure level (SEL) for various
frequencies.
Table 5 below provides the weighted
criteria and thresholds used in previous
ICEX analyses for estimating
quantitative acoustic exposures of
marine mammals from the specified
activities.
E:\FR\FM\07DEN1.SGM
07DEN1
85260
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
TABLE 5—ACOUSTIC THRESHOLDS IDENTIFYING THE ONSET OF BEHAVIORAL DISTURBANCE, TTS, AND PTS FOR NONIMPULSIVE SOUND SOURCES 1
Physiological criteria
Functional hearing group
Species
Behavioral criteria
TTS threshold SEL
(weighted)
Phocid Pinnipeds (Underwater) ...................
Ringed seal .......
Pinniped Dose Response Function 2 ..........
181 dB SEL cumulative ...
PTS threshold SEL
(weighted)
201 dB SEL cumulative.
1 The
threshold values provided are assumed for when the source is within the animal’s best hearing sensitivity. The exact threshold varies based on the overlap of
the source and the frequency weighting.
2 See Figure 6–1 in the Navy’s IHA application.
Note: SEL thresholds in dB re: 1 μPa2 s.
Marine Mammal Occurrence and Take
Calculation and Estimation
In previous ICEX analyses, the Navy
has performed a quantitative analysis to
estimate the number of ringed seals that
could be harassed by the underwater
acoustic transmissions during the
proposed specified activities using
marine mammal density estimates
(Kaschner et al. 2006 and Kaschner
2004), marine mammal depth
occurrence distributions (U.S
Department of the Navy, 2017),
oceanographic and environmental data,
marine mammal hearing data, and
criteria and thresholds for levels of
potential effects. Given the lack of
recent density estimates for the ICEX
Study Area and the lack of ringed seal
observations and acoustic detections
during ICEXs in the recent past
(described in further detail below),
NMFS expects that the ringed seal
density relied upon in previous ICEX
analyses was an overestimate to a large
degree, and that the resulting take
estimates were likely overestimates as
well. Please see the notice of the final
IHA for ICEX 22 for additional
information on that analysis (87 FR
7803; January 10, 2022).
For ICEX24, rather than relying on a
density estimate, the Navy estimated
take of ringed seals based on an
occurrence estimate of ringed seals
within the ICEX Study Area. Ringed seal
presence in the ICEX Study Area was
obtained using sighting data from the
Ocean Biodiversity Information SystemSpatial Ecological Analysis of
Megavertebrate Populations (OBIS–
SEAMAP; Halpin et al. 2009). The ICEX
Study Area was overlaid on the OBIS–
SEAMAP ringed seal sightings map that
included sightings for years 2000 to
2007 and 2013. Sighting data were only
available for the mid-to-late summer
and fall months. Due to the paucity of
winter and spring data, the average
number of individual ringed seals per
year was assumed to be present in the
ICEX Study Area during ICEX24;
therefore, it is assumed that three ringed
seals would be present in the ICEX
Study Area.
Table 6 provides range to effects for
active acoustic sources proposed for
ICEX24 to phocid pinniped-specific
criteria. Phocids within these ranges
would be predicted to receive the
associated effect. Range to effects can be
important information for predicting
acoustic impacts, but also in
determining adequate mitigation ranges
to avoid higher level effects, especially
physiological effects, to marine
mammals.
TABLE 6—RANGE TO BEHAVIORAL DISTURBANCE, TTS, AND PTS IN THE ICEX24 STUDY AREA
Range to effects (m)
Source/exercise
Submarine Exercise .....................................................................................................................
Behavioral
disturbance
TTS
PTS
10,000 a
5,050
130 b
a Empirical evidence has not shown responses to sonar that would constitute take beyond a few km from an acoustic source, which is why
NMFS and the Navy conservatively set a distance cutoff of 10 km. Regardless of the source level at that distance, take is not estimated to occur
beyond 10 km from the source.
b The distance represents the range to effects for all ICEX24 activities.
ddrumheller on DSK120RN23PROD with NOTICES1
Though likely conservative given the
size of the ICEX Study Area in
comparison to the size of the anticipated
Level B harassment zone (10,000 m),
Navy estimated that three ringed seals
may be taken by Level B harassment per
day of activity within the ICEX Study
Area. Navy anticipates conducting
active acoustic transmissions on 42
days, and therefore requested 126 takes
by Level B harassment of ringed seals (3
seals per day × 42 days = 126 takes by
Level B harassment; Table 7). NMFS
concurs and proposes to authorize 126
takes by Level B harassment. Modeling
for the three previous ICEXs (2018,
2020, and 2022), which employed
similar acoustic sources, did not result
in any estimated takes by PTS;
therefore, particularly in consideration
of the fact that total takes were likely
overestimated for those ICEX activities
given the density information used in
the analyses (NMFS anticipates that the
density of ringed seals is actually much
lower) and the relatively small range to
effects for PTS (130 m), the Navy did
not request, and NMFS is not proposing
to authorize, take by Level A harassment
of ringed seal.
TABLE 7—QUANTITATIVE MODELING RESULTS OF POTENTIAL EXPOSURES FOR ICEX ACTIVITIES
Species
Level B
harassment
Level A
harassment
Total
Ringed seal ..................................................................................................................................
126
0
126
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
PO 00000
Frm 00057
Fmt 4703
Sfmt 4703
E:\FR\FM\07DEN1.SGM
07DEN1
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
ddrumheller on DSK120RN23PROD with NOTICES1
During monitoring for the 2018 IHA
covering similar military readiness
activities in the ICEX22 Study Area, the
Navy did not visually observe or
acoustically detect any marine
mammals (U.S. Navy, 2018). During
monitoring for the 2020 IHA covering
similar military readiness activities in
the ICEX22 Study Area, the Navy also
did not visually observe any marine
mammals (U.S. Navy, 2020). Acoustic
monitoring associated with the 2020
IHA did not detect any discernible
marine mammal vocalizations
(Henderson et al. 2021). The monitoring
report states that ‘‘there were a few very
faint sounds that could have been
(ringed seal) barks or yelps.’’ However,
these were likely not from ringed seals,
given that ringed seal vocalizations are
generally produced in series (Jones et al.
2014). Henderson et al. (2021) expect
that these sounds were likely iceassociated or perhaps anthropogenic.
While the distance at which ringed seals
could be acoustically detected is not
definitive, Henderson et al. (2021) states
that Expendable Mobile ASW Training
Targets (EMATTs) ‘‘traveled a distance
of 10 nmi (18.5 km) away and were
detected the duration of the recordings;
although ringed seal vocalization source
levels are likely far lower than the
sounds emitted by the EMATTs, this
gives some idea of the potential
detection radius for the cryophone. The
periods when the surface anthropogenic
activity is occurring in close proximity
to the cryophone are dominated by
those broadband noises due to the
shallow hydrophone placement in ice
(only 10 cm down), and any ringed seal
vocalizations that were underwater
could have been masked.’’ During
monitoring for the 2022 IHA covering
similar military readiness activities in
the ICEX24 Study Area, the Navy also
did not visually observe any marine
mammals (U.S. Navy, 2022). With the
exception of PAM conducted during
activities for mitigation purposes (no
detections), PAM did not occur in 2022
because the ice camp ice flow broke up,
and therefore, Navy had to relocate
camp. Given the lost time, multiple
research projects were canceled,
including the under-ice PAM that the
Naval Postgraduate School was
planning to conduct.
Proposed Mitigation
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to the activity, and
other means of effecting the least
practicable impact on the species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
and areas of similar significance, and on
the availability of the species or stock
for taking for certain subsistence uses.
NMFS regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks, and their habitat (50 CFR
216.104(a)(11)). The 2004 NDAA
amended the MMPA as it relates to
military readiness activities and the
incidental take authorization process
such that ‘‘least practicable impact’’
shall include consideration of personnel
safety, practicality of implementation,
and impact on the effectiveness of the
military readiness activity.
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, NMFS considers two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat, as well as
subsistence uses. This considers the
nature of the potential adverse impact
being mitigated (likelihood, scope,
range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned);
and
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
The proposed IHA requires that
appropriate personnel (including
civilian personnel) involved in
mitigation and training or testing
activity reporting under the specified
activities must complete Arctic
Environmental and Safety Awareness
Training. Modules include: Arctic
Species Awareness and Mitigations,
Environmental Considerations,
Hazardous Materials Management, and
General Safety.
Further, the following general
mitigation measures are required to
prevent incidental take of ringed seals
PO 00000
Frm 00058
Fmt 4703
Sfmt 4703
85261
on the ice floe associated with the ice
camp (further explanation of certain
mitigation measures is provided in
parentheses following the measure):
• The ice camp and runway must be
established on first-year and multi-year
ice without pressure ridges. (This will
minimize physical impacts to subnivean
lairs and impacts to sea ice habitat
suitable for lairs);
• Ice camp deployment must begin no
later than mid-February 2024, and be
gradual, with activity increasing over
the first 5 days. Camp deployment must
be completed by March 15, 2024. (Given
that mitigation measures require that the
ice camp and runway be established on
first-year or multi-year ice without
pressure ridges, as well as the average
ringed seal lair density in the area, and
the relative footprint of the Navy’s
planned ice camp (2 km2 0.8 mi2), it is
extremely unlikely that a ringed seal
would build a lair in the vicinity of the
ice camp. Additionally, based on the
best available science, Arctic ringed seal
whelping is not expected to occur prior
to mid-March, and therefore,
construction of the ice camp will be
completed prior to whelping in the area
of ICEX24. Further, as noted above,
ringed seal lairs are not expected to
occur in the ice camp study area, and
therefore, NMFS does not expect ringed
seals to relocate pups due to human
disturbance from ice camp activities,
including construction);
• Personnel on all on-ice vehicles
must observe for marine and terrestrial
animals;
• Snowmobiles must follow
established routes, when available. Onice vehicles must not be used to follow
any animal, with the exception of
actively deterring polar bears if the
situation requires;
• Personnel on foot and operating onice vehicles must avoid areas of deep
snowdrifts near pressure ridges. (These
areas are preferred areas for subnivean
lair development);
• Personnel must maintain a 100 m
(328 ft) avoidance distance from all
observed marine mammals; and
• All material (e.g., tents, unused
food, excess fuel) and wastes (e.g., solid
waste, hazardous waste) must be
removed from the ice floe upon
completion of ICEX24 activities.
The following mitigation measures are
required for activities involving acoustic
transmissions (further explanation of
certain mitigation measures is provided
in parentheses following the measure):
• Personnel must begin passive
acoustic monitoring (PAM) for
vocalizing marine mammals 15 minutes
prior to the start of activities involving
active acoustic transmissions from
E:\FR\FM\07DEN1.SGM
07DEN1
ddrumheller on DSK120RN23PROD with NOTICES1
85262
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
submarines. (This PAM would be
conducted for the area around the
submarine in real time by technicians
on board the submarine.);
• Personnel must delay active
acoustic transmissions if a marine
mammal is detected during pre-activity
PAM and must shutdown active
acoustic transmissions if a marine
mammal is detected during acoustic
transmissions; and
• Personnel must not restart acoustic
transmissions until 15 minutes have
passed with no marine mammal
detections.
Ramp up procedures for acoustic
transmissions are not required as the
Navy determined, and NMFS concurs,
that they would result in impacts on
military readiness and on the realism of
training that would be impracticable.
The following mitigation measures are
required for aircraft activities to prevent
incidental take of marine mammals due
to the presence of aircraft and associated
noise.
• Fixed wing aircraft must operate at
the highest altitudes practicable taking
into account safety of personnel,
meteorological conditions, and need to
support safe operations of a drifting ice
camp. Aircraft must not reduce altitude
if a seal is observed on the ice. In
general, cruising elevation must be 305
m (1,000 ft) or higher;
• Unmanned Aircraft Systems (UAS)
must maintain a minimum altitude of at
least 15.2 m (50 ft) above the ice. They
must not be used to track or follow
marine mammals;
• Helicopter flights must use
prescribed transit corridors when
traveling to or from Prudhoe Bay and
the ice camp. Helicopters must not
hover or circle above marine mammals
or within 457 m (1,500 ft) of marine
mammals;
• Aircraft must maintain a minimum
separation distance of 1.6 km (1 mi)
from groups of 5 or more seals; and
• Aircraft must not land on ice within
800 m (0.5 mi) of hauled-out seals.
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered by NMFS,
NMFS has preliminarily determined
that the proposed mitigation measures
provide the means of effecting the least
practicable impact on the affected
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present while conducting the activities.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
activity; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
The Navy has coordinated with NMFS
to develop an overarching program, the
Integrated Comprehensive Monitoring
Program (ICMP), intended to coordinate
marine species monitoring efforts across
all regions and to allocate the most
appropriate level and type of effort for
each range complex based on a set of
standardized objectives, and in
acknowledgement of regional expertise
and resource availability. The ICMP was
created in direct response to Navy
requirements established in various
MMPA regulations and ESA
PO 00000
Frm 00059
Fmt 4703
Sfmt 4703
consultations. As a framework
document, the ICMP applies by
regulation to those activities on ranges
and operating areas for which the Navy
is seeking or has sought incidental take
authorizations.
The ICMP is focused on Navy training
and testing ranges where the majority of
Navy activities occur regularly, as those
areas have the greatest potential for
being impacted by the Navy’s activities.
In comparison, ICEX is a short duration
exercise that occurs approximately
every other year. Due to the location and
expeditionary nature of the ice camp,
the number of personnel on site is
extremely limited and is constrained by
the requirement to be able to evacuate
all personnel in a single day with small
planes. As such, the Navy asserts that a
dedicated ICMP monitoring project is
not feasible as it would require
additional personnel and equipment,
and NMFS concurs. However, the Navy
is exploring the potential of
implementing an environmental DNA
(eDNA) study on ice seals.
Nonetheless, the Navy must conduct
the following monitoring and reporting
under the IHA. Ice camp personnel must
generally monitor for marine mammals
in the vicinity of the ice camp and
record all observations of marine
mammals, regardless of distance from
the ice camp, as well as the additional
data indicated below. Additionally,
Navy personnel must conduct PAM
during all active sonar use. Ice camp
personnel must also maintain an
awareness of the surrounding
environment and document any
observed marine mammals.
In addition, the Navy is required to
provide NMFS with a draft exercise
monitoring report within 90 days of the
conclusion of the specified activity. A
final report must be prepared and
submitted within 30 calendar days
following receipt of any NMFS
comments on the draft report. If no
comments are received from NMFS
within 30 calendar days of receipt of the
draft report, the report shall be
considered final. The report, at
minimum, must include:
• Marine mammal monitoring effort
(dedicated hours);
• Ice camp activities occurring during
each monitoring period (e.g.,
construction, demobilization, safety
watch, field parties);
• Number of marine mammals
detected;
• Upon observation of a marine
mammal, record the following
information:
Æ Environmental conditions when
animal was observed, including relevant
weather conditions such as cloud cover,
E:\FR\FM\07DEN1.SGM
07DEN1
ddrumheller on DSK120RN23PROD with NOTICES1
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
snow, sun glare, and overall visibility,
and estimated observable distance;
Æ Lookout location and ice camp
activity at time of sighting (or location
and activity of personnel who made
observation, if observed outside of
designated monitoring periods);
Æ Time and approximate location of
sighting;
Æ Identification of the animal(s) (e.g.,
seal, or unidentified), also noting any
identifying features;
Æ Distance and location of each
observed marine mammal relative to the
ice camp location for each sighting;
Æ Estimated number of animals (min/
max/best estimate); and
Æ Description of any marine mammal
behavioral observations (e.g., observed
behaviors such as traveling), including
an assessment of behavioral responses
thought to have resulted from the
activity (e.g., no response or changes in
behavioral state such as ceasing feeding,
changing direction, flushing).
Also, all sonar usage will be collected
via the Navy’s Sonar Positional
Reporting System database. The Navy is
required to provide data regarding sonar
use and the number of shutdowns
during ICEX24 activities in the Atlantic
Fleet Training and Testing (AFTT)
Letter of Authorization 2024 annual
classified report. The Navy is also
required to analyze any declassified
underwater recordings collected during
ICEX24 for marine mammal
vocalizations and report that
information to NMFS, including the
types and nature of sounds heard (e.g.,
clicks, whistles, creaks, burst pulses,
continuous, sporadic, strength of signal)
and the species or taxonomic group (if
determinable). This information will
also be submitted to NMFS with the
2024 annual AFTT declassified
monitoring report.
Finally, in the event that personnel
discover an injured or dead marine
mammal, personnel must report the
incident to OPR, NMFS and to the
Alaska regional stranding network as
soon as feasible. The report must
include the following information:
• Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
• Species identification (if known) or
description of the animal(s) involved;
• Condition of the animal(s)
(including carcass condition if the
animal is dead);
• Observed behaviors of the
animal(s), if alive;
• If available, photographs or video
footage of the animal(s); and
• General circumstances under which
the animal(s) was discovered (e.g.,
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
during submarine activities, observed
on ice floe, or by transiting aircraft).
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any impacts or responses (e.g.,
intensity, duration), the context of any
impacts or responses (e.g., critical
reproductive time or location, foraging
impacts affecting energetics), as well as
effects on habitat, and the likely
effectiveness of the mitigation. We also
assess the number, intensity, and
context of estimated takes by evaluating
this information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the baseline (e.g., as
reflected in the regulatory status of the
species, population size and growth rate
where known, ongoing sources of
human-caused mortality, or ambient
noise levels).
Underwater acoustic transmissions
associated with ICEX24, as outlined
previously, have the potential to result
in Level B harassment of ringed seals in
the form of TTS and behavioral
disturbance. No take by Level A
harassment, serious injury, or mortality
are anticipated to result from this
activity. Further, at close ranges and
high sound levels approaching those
that could cause PTS, seals would likely
avoid the area immediately around the
sound source.
NMFS anticipates that take of ringed
seals by TTS could occur from the
submarine activities. TTS is a temporary
impairment of hearing and can last from
minutes or hours to days (in cases of
strong TTS). In many cases, however,
hearing sensitivity recovers rapidly after
exposure to the sound ends. This
activity has the potential to result in
only minor levels of TTS, and hearing
PO 00000
Frm 00060
Fmt 4703
Sfmt 4703
85263
sensitivity of affected animals would be
expected to recover quickly. Though
TTS may occur as indicated, the overall
fitness of the impacted individuals is
unlikely to be affected given the
temporary nature of TTS and the minor
levels of TTS expected from these
activities. Negative impacts on the
reproduction or survival of affected ring
seals as well as impacts on the stock are
not anticipated.
Effects on individuals that are taken
by Level B harassment by behavioral
disturbance could include alteration of
dive behavior, alteration of foraging
behavior, effects to breathing,
interference with or alteration of
vocalization, avoidance, and flight.
More severe behavioral responses are
not anticipated due to the localized,
intermittent use of active acoustic
sources and mitigation using PAM,
which would limit exposure to active
acoustic sources. Most likely,
individuals would be temporarily
displaced by moving away from the
sound source. As described previously
in the Acoustic Impacts section, seals
exposed to non-impulsive sources with
a received sound pressure level within
the range of calculated exposures, (142–
193 dB re 1 mPa), have been shown to
change their behavior by modifying
diving activity and avoidance of the
sound source (Go¨tz et al. 2010;
Kvadsheim et al. 2010). Although a
minor change to a behavior may occur
as a result of exposure to the sound
sources associated with the proposed
specified activity, these changes would
be within the normal range of behaviors
for the animal (e.g., the use of a
breathing hole further from the source,
rather than one closer to the source).
Further, given the limited number of
total instances of takes and the
unlikelihood that any single individuals
would be taken repeatedly, multiple
times over sequential days, these takes
are unlikely to impact the reproduction
or survival of any individuals.
The Navy’s proposed activities are
localized and of relatively short
duration. While the total ICEX24 Study
Area is large, the Navy expects that most
activities would occur within the Ice
Camp Study Area in relatively close
proximity to the ice camp. The larger
Navy Activity Study Area depicts the
range where submarines may maneuver
during the exercise. The ice camp
would be in existence for up to 6 weeks
with acoustic transmission occurring
intermittently over approximately 4
weeks.
The project is not expected to have
significant adverse effects on marine
mammal habitat. The project activities
are limited in time and would not
E:\FR\FM\07DEN1.SGM
07DEN1
ddrumheller on DSK120RN23PROD with NOTICES1
85264
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
modify physical marine mammal
habitat. While the activities may cause
some fish to leave a specific area
ensonified by acoustic transmissions,
temporarily impacting marine
mammals’ foraging opportunities, these
fish would likely return to the affected
area. As such, the impacts to marine
mammal habitat are not expected to
cause significant or long-term negative
consequences.
For on-ice activity, Level A
harassment, Level B harassment, serious
injury, and mortality are not
anticipated, given the nature of the
activities, the lack of previous ringed
seal observations, and the mitigation
measures NMFS has proposed to
include in the IHA. The ringed seal
pupping season on the ice lasts for 5 to
9 weeks during late winter and spring.
As stated in the Potential Effects of
Specified Activities on Marine
Mammals and Their Habitat section,
March 1 is generally expected to be the
onset of ice seal lairing season. The ice
camp and runway would be established
on first-year ice or multi-year ice
without pressure ridges, as ringed seals
tend to build their lairs near pressure
ridges. Ice camp deployment will begin
no later than mid-February, and be
gradual, with activity increasing over
the first 5 days. Ice camp deployment
will be completed by March 15, before
the pupping season. Displacement of
seal lair construction or relocation to
existing lairs outside of the ice camp
area is unlikely, given the low average
density of lairs (the average ringed seal
lair density in the vicinity of Prudhoe
Bay, Alaska is 1.58 lairs per km2 (Table
4) the relative footprint of the Navy’s
planned ice camp (2 km2; 0.77 mi2), the
lack of previous ringed seal observations
on the ice during ICEX activities, and
mitigation requirements that require the
Navy to construct the ice camp and
runway on first-year or multi-year ice
without pressure ridges and require
personnel to avoid areas of deep snow
drift or pressure ridges.
Given that mitigation measures
require that the ice camp and runway be
established on first-year or multi-year
ice without pressure ridges, where
ringed seals tend to build their lairs, it
is extremely unlikely that a ringed seal
would build a lair in the vicinity of the
ice camp. This measure, together with
the other mitigation measures required
for operation of the ice camp, are
expected to avoid impacts to the
construction and use of ringed seal
subnivean lairs, particularly given the
already low average density of lairs, as
described above. Given that ringed seal
lairs are not expected to occur in the ice
camp study area, NMFS would not
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
expect ringed seals to relocate pups due
to human disturbance from ice camp
activities.
Additional mitigation measures
would also prevent damage to and
disturbance of ringed seals and their
lairs that could otherwise result from
on-ice activities. Personnel on on-ice
vehicles would observe for marine
mammals, and would follow established
routes when available, to avoid
potential damage to or disturbance of
lairs. Personnel on foot and operating
on-ice vehicles would avoid deep snow
drifts near pressure ridges, also to avoid
potential damage to or disturbance of
lairs. Further, personnel would
maintain a 100 m (328 ft) distance from
all observed marine mammals to avoid
disturbing the animals due to the
personnel’s presence. Implementation of
these measures would prevent ringed
seal lairs from being crushed or
damaged during ICEX24 activities.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect any of
the species or stocks through effects on
annual rates of recruitment or survival:
• No Level A harassment (injury),
serious injury, or mortality is
anticipated or proposed for
authorization;
• Impacts would be limited to Level
B harassment, primarily in the form of
behavioral disturbance that results in
minor changes in behavior;
• TTS is expected to affect only a
limited number of animals and is
expected to be minor and short term;
• The number of takes proposed to be
authorized are low relative to the
estimated abundances of the affected
stock, even given the extent to which
abundance is significantly
underestimated;
• Submarine training and testing
activities would occur over only 4
weeks of the total 6-week activity
period;
• There would be no loss or
modification of ringed seal habitat and
minimal, temporary impacts on prey;
• Physical impacts to ringed seal
subnivean lairs would be avoided; and
• Mitigation requirements for ice
camp activities would prevent impacts
to ringed seals during the pupping
season.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
PO 00000
Frm 00061
Fmt 4703
Sfmt 4703
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
In order to issue an IHA, NMFS must
find that the specified activity will not
have an ‘‘unmitigable adverse impact’’
on the subsistence uses of the affected
marine mammal species or stocks by
Alaskan Natives. NMFS has defined
‘‘unmitigable adverse impact’’ in 50 CFR
216.103 as an impact resulting from the
specified activity: (1) That is likely to
reduce the availability of the species to
a level insufficient for a harvest to meet
subsistence needs by: (i) Causing the
marine mammals to abandon or avoid
hunting areas; (ii) Directly displacing
subsistence users; or (iii) Placing
physical barriers between the marine
mammals and the subsistence hunters;
and (2) That cannot be sufficiently
mitigated by other measures to increase
the availability of marine mammals to
allow subsistence needs to be met.
Impacts to marine mammals from the
specified activity would mostly include
limited, temporary behavioral
disturbances of ringed seals; however,
some TTS is also anticipated. No Level
A harassment (injury), serious injury, or
mortality of marine mammals is
expected or proposed for authorization,
and the activities are not expected to
have any impacts on reproductive or
survival rates of any marine mammal
species.
The specified activity and associated
harassment of ringed seals would not be
expected to impact marine mammals in
numbers or locations sufficient to
reduce their availability for subsistence
harvest given the short-term, temporary
nature of the activities, and the distance
offshore from known subsistence
hunting areas. The specified activity
would occur for a brief period of time
outside of the primary subsistence
hunting season, and though seals are
harvested for subsistence uses off the
North Slope of Alaska, the ICEX24
Study Area is seaward of known
subsistence hunting areas. (The Study
Area boundary is approximately 50 km
from shore at the closest point, though
exercises will occur farther offshore.)
The Navy proposes to provide
advance public notice to local residents
and other users of the Prudhoe Bay
region of Navy activities and measures
used to reduce impacts on resources.
This includes notification to local
Alaska Natives who hunt marine
mammals for subsistence. If any Alaska
Natives express concerns regarding
project impacts to subsistence hunting
of marine mammals, the Navy would
E:\FR\FM\07DEN1.SGM
07DEN1
Federal Register / Vol. 88, No. 234 / Thursday, December 7, 2023 / Notices
further communicate with the
concerned individuals or community.
The Navy would provide project
information and clarification of the
mitigation measures that will reduce
impacts to marine mammals.
Based on the description of the
specified activity, the measures
described to minimize adverse effects
on the availability of marine mammals
for subsistence purposes, and the
proposed mitigation and monitoring
measures, NMFS has preliminarily
determined that there will not be an
unmitigable adverse impact on
subsistence uses from the Navy’s
proposed activities.
ddrumheller on DSK120RN23PROD with NOTICES1
Endangered Species Act
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA; 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species, in
this case with NMFS’ Alaska Regional
Office (AKRO).
NMFS OPR is proposing to authorize
take of ringed seals, which are listed
under the ESA. OPR has requested a
section 7 consultation with the AKRO
for the issuance of this IHA. The Navy
has also requested a section 7
consultation with AKRO for ICEX Study
Area activities. OPR will conclude the
ESA consultation prior to reaching a
determination regarding the proposed
issuance of the authorization.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to the Navy for conducting
submarine training and testing activities
in the Arctic Ocean beginning in
February 2024, provided the previously
mentioned mitigation, monitoring, and
reporting requirements are incorporated.
A draft of the proposed IHA can be
found at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-military-readinessactivities.
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this notice of proposed
IHA for the proposed ICEX24 activities.
We also request comment on the
VerDate Sep<11>2014
20:23 Dec 06, 2023
Jkt 262001
potential renewal of this proposed IHA
as described in the paragraph below.
Please include with your comments any
supporting data or literature citations to
help inform decisions on the request for
this IHA or a subsequent renewal IHA.
On a case-by-case basis, NMFS may
issue a 1-time, 1-year renewal IHA
following notice to the public providing
an additional 15 days for public
comments when (1) up to another year
of identical or nearly identical activities
as described in the Description of
Proposed Activity section of this notice
is planned or (2) the activities as
described in the Description of
Proposed Activity section of this notice
would not be completed by the time the
IHA expires and a renewal would allow
for completion of the activities beyond
that described in the Dates and Duration
section of this notice, provided all of the
following conditions are met:
• A request for renewal is received no
later than 60 days prior to the needed
renewal IHA effective date (recognizing
that the renewal IHA expiration date
cannot extend beyond 1 year from
expiration of the initial IHA); and
• The request for renewal must
include the following:
(1) An explanation that the activities
to be conducted under the requested
renewal IHA are identical to the
activities analyzed under the initial
IHA, are a subset of the activities, or
include changes so minor (e.g.,
reduction in pile size) that the changes
do not affect the previous analyses,
mitigation and monitoring
requirements, or take estimates (with
the exception of reducing the type or
amount of take); and
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
• Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
proposed renewal timeframe does not
significantly alter the agency’s initial
impact findings, the mitigation and
monitoring measures will remain the
same and appropriate, and the findings
in the initial IHA remain valid.
Dated: December 4, 2023.
Catherine Marzin,
Acting Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2023–26913 Filed 12–6–23; 8:45 am]
BILLING CODE 3510–22–P
PO 00000
Frm 00062
Fmt 4703
Sfmt 4703
85265
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
Evaluation of Sapelo Island National
Estuarine Research Reserve; Notice of
Public Meeting; Request for Comments
Office for Coastal Management,
National Ocean Service, National
Oceanic and Atmospheric
Administration, Department of
Commerce.
ACTION: Notice of public meeting and
opportunity to comment.
AGENCY:
The National Oceanic and
Atmospheric Administration (NOAA),
Office for Coastal Management, will
hold an in-person public meeting to
solicit input on the performance
evaluation of the Sapelo Island National
Estuarine Research Reserve. NOAA also
invites the public to submit written
comments.
SUMMARY:
NOAA will hold an in-person
public meeting on Wednesday, February
7, 2024, at 6:30 p.m. eastern. NOAA will
consider all relevant written comments
received by Friday, February 16, 2024.
ADDRESSES: Comments may be
submitted by one of the following
methods:
• In-Person Public Meeting: Provide
oral comments during the in-person
public meeting on Wednesday, February
7, 2024, at 6:30 p.m. eastern at the
Sapelo Island Visitor Center, 1766
Landing Road Southeast, Darien, GA
31305.
• Email: Send written comments to
Ralph Cantral, Evaluator, NOAA Office
for Coastal Management, at
Ralph.Cantral@noaa.gov. Include
‘‘Comments on Performance Evaluation
of Sapelo Island National Estuarine
Research Reserve’’ in the subject line of
the message.
NOAA will accept anonymous
comments; however, the written
comments NOAA receives are
considered part of the public record,
and the entirety of the comment,
including the name of the commenter,
email address, attachments, and other
supporting materials, will be publicly
accessible. Sensitive personally
identifiable information, such as
account numbers and Social Security
numbers, should not be included with
the comments. Comments that are not
related to the performance evaluation of
the Sapelo Island National Estuarine
Research Reserve or that contain
profanity, vulgarity, threats, or other
inappropriate language will not be
considered.
DATES:
E:\FR\FM\07DEN1.SGM
07DEN1
Agencies
[Federal Register Volume 88, Number 234 (Thursday, December 7, 2023)]
[Notices]
[Pages 85244-85265]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-26913]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XD253]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental To U.S. Navy 2024 Ice Exercise
Activities in the Arctic Ocean
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments on proposed authorization and possible renewal.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the U.S. Navy (Navy) for
authorization to take marine mammals incidental to 2024 Ice Exercise
Activities in the Arctic Ocean. Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is requesting comments on its proposal to
issue an incidental harassment authorization (IHA) to incidentally take
marine mammals during the specified activities. NMFS is also requesting
comments on a possible one-time, 1-year renewal that could be issued
under certain circumstances and if all requirements are met, as
described in Request for Public Comments at the end of this notice.
NMFS will consider public comments prior to making any final decision
on the issuance of the requested MMPA authorization and agency
responses will be summarized in the final notice of our decision. The
Navy's activities are considered military readiness activities pursuant
to the MMPA, as amended by the National Defense Authorization Act for
Fiscal Year 2004 (2004 NDAA).
DATES: Comments and information must be received no later than January
8, 2024.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources (OPR),
NMFS and should be submitted via email to [email protected].
Electronic copies of the application and supporting
[[Page 85245]]
documents, as well as a list of the references cited in this document,
may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities. In case of problems accessing these documents,
please call the contact listed above.
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments, including all attachments, must
not exceed a 25-megabyte file size. All comments received are a part of
the public record and will generally be posted online at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act without change. All personal identifying
information (e.g., name, address) voluntarily submitted by the
commenter may be publicly accessible. Do not submit confidential
business information or otherwise sensitive or protected information.
FOR FURTHER INFORMATION CONTACT: Leah Davis, OPR, NMFS, (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are proposed or, if the taking is limited to harassment, a notice of a
proposed IHA is provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of the species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of the takings are set forth. The definitions
of all applicable MMPA statutory terms cited above are included in the
relevant sections below.
The 2004 NDAA (Pub. L. 108-136) removed the ``small numbers'' and
``specified geographical region'' limitations indicated above and
amended the definition of ``harassment'' as applied to a ``military
readiness activity.'' The activity for which incidental take of marine
mammals is being requested addressed here qualifies as a military
readiness activity.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an IHA)
with respect to potential impacts on the human environment.
Accordingly, NMFS plans to adopt the Navy's Environmental Assessment
(EA), provided our independent evaluation of the document finds that it
includes adequate information analyzing the effects on the human
environment of issuing the IHA. The Navy's EA was made available for
public comment at https://www.nepa.navy.mil/icex/ from September 29,
2023 to October 13, 2023.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA request.
Summary of Request
On May 24, 2023, NMFS received a request from the Navy for an IHA
to take marine mammals incidental to submarine training and testing
activities including establishment of a tracking range on an ice floe
in the Arctic Ocean, north of Prudhoe Bay, Alaska. Following NMFS'
review of the application, the Navy submitted a revised application on
October 13, 2023 that removed the request for take of bearded seal and
included an updated take estimate for ringed seals. The application was
deemed adequate and complete on October 19, 2023. The Navy's request is
for take of ringed seal by Level B harassment. Neither the Navy nor
NMFS expect serious injury or mortality to result from this activity
and, therefore, an IHA is appropriate.
NMFS previously issued IHAs to the Navy for similar activities (83
FR 6522; February 14, 2018, 85 FR 6518; February 5, 2020, 87 FR 7803;
February 10, 2022). The Navy complied with all the requirements (e.g.,
mitigation, monitoring, and reporting) of the previous IHAs, and
information regarding their monitoring results may be found in the
Estimated Take section.
Description of Proposed Activity
Overview
The Navy proposes to conduct submarine training and testing
activities, which includes the establishment of a tracking range and
temporary ice camp, and research in the Arctic Ocean for 6 weeks
beginning in February 2024. Active acoustic transmissions may result in
occurrence of Level B harassment, including temporary hearing
impairment (temporary threshold shift (TTS)) and behavioral harassment,
of ringed seals.
Dates and Duration
The specified activities would occur over approximately a six-week
period between February and April 2024, including deployment and
demobilization of the ice camp. The submarine training and testing
activities would occur over approximately 4 weeks during the 6-week
period. The proposed IHA would be effective from February 1, 2024
through April 30, 2024.
Geographic Region
The ice camp would be established approximately 100-200 nautical
miles (nmi) north of Prudhoe Bay, Alaska. The exact location of the
camp cannot be identified ahead of time as required conditions (e.g.,
ice cover) cannot be forecasted until exercises are expected to
commence. Prior to the establishment of the ice camp, reconnaissance
flights would be conducted to locate suitable ice conditions. The
reconnaissance flights would cover an area of approximately 70,374
square kilometers (km\2\; 27,172 square miles (mi\2\)). The actual ice
camp would be no more than 1.6 kilometers (km; 1 mi) in diameter
(approximately 2 km\2\ (0.8 mi\2\) in area). The vast majority of
submarine training and testing would occur near the ice camp, however
some submarine training and testing may occur throughout the deep
Arctic Ocean basin near the North Pole within the larger Navy Activity
Study Area. Figure 1 shows the locations of the Navy Activity Study
Area and Ice Camp Study Area, collectively referred to in this document
as the ``ICEX24 Study Area''.
BILLING CODE 3510-22-P
[[Page 85246]]
[GRAPHIC] [TIFF OMITTED] TN07DE23.002
BILLING CODE 3510-22-C
Detailed Description of the Specified Activity
The Navy proposes to conduct submarine training and testing
activities, which includes the establishment of a tracking range and
temporary ice camp, and research in the Arctic Ocean for six weeks
beginning in February 2024. The activity proposed for 2024 and that is
being evaluated for this proposed IHA--ICEX24--is part of a regular
cycle of recurring training and testing activities that the Navy
proposes to conduct in the Arctic, under which submarine and tracking
range activities would be conducted biennially. Some of the submarine
training and testing may occur throughout the deep Arctic Ocean basin
near the North Pole, within the Navy Activity Study Area (Figure 1).
[[Page 85247]]
Additional information about the Navy's proposed training and testing
activities in the Arctic is available in the Navy's 2023 Draft
Supplemental Environmental Assessment/Overseas Environmental Assessment
for the Ice Exercise Program, available at https://www.nepa.navy.mil/icex/. Only activities which may occur during ICEX24 are discussed in
this section.
Ice Camp
ICEX24 includes the deployment of a temporary camp situated on an
ice floe. Reconnaissance flights to search for suitable ice conditions
for the ice camp would depart from the public airport in Deadhorse,
Alaska. The camp generally would consist of a command hut, dining hut,
sleeping quarters, a powerhouse, runway, and helipad. The number of
structures and tents would range from 15-20, and each tent is typically
2 meters (m) by 6 m (6.6 ft by 19.7 ft) in size. The completed ice
camp, including runway, would be approximately 1.6 km (1 mi) in
diameter. Support equipment for the ice camp would include snowmobiles,
gas-powered augers and saws (for boring holes through ice), and diesel
generators. All ice camp materials, fuel, and food would be transported
from Prudhoe Bay, Alaska, and delivered by air-drop from military
transport aircraft (e.g., C-17 and C-130), or by landing at the ice
camp runway (e.g., small twin-engine aircraft and military and
commercial helicopters).
A portable tracking range for submarine training and testing would
be installed in the vicinity of the ice camp. Hydrophones, located on
the ice and extending to 30 m (90.4 ft) below the ice, would be
deployed by drilling or melting holes in the ice and lowering the cable
down into the water column. Hydrophones would be linked remotely to the
command hut. Additionally, tracking pingers would be configured aboard
each submarine to continuously monitor the location of the submarines.
Acoustic communications with the submarines would be used to coordinate
the training and research schedule with the submarines. An underwater
telephone would be used as a backup to the acoustic communications. The
Navy plans to recover the hydrophones; however, if emergency
demobilization is required, or the hydrophones are frozen in place and
are unrecoverable, they would be left in place.
Additional information about the ICEX24 ice camp is located in the
2023 Draft Supplemental Environmental Assessment/Overseas Environmental
Assessment for the Ice Exercise Program. We have carefully reviewed
this information and determined that activities associated with the
ICEX24 ice camp, including de minimis acoustic communications, would
not result in incidental take of marine mammals.
Submarine Activities
Submarine activities associated with ICEX24 generally would entail
safety maneuvers and active sonar use. The safety maneuvers and sonar
use are similar to submarine activities conducted in other undersea
environments and are being conducted in the Arctic to test their
performance in a cold environment. Submarine training and testing
involves active acoustic transmissions, which have the potential to
harass marine mammals. The Navy categorizes acoustic sources into
``bins'' based on frequency, source level, and mode of usage (U.S.
Department of the Navy, 2013). The acoustic transmissions associated
with submarine training fall within bins HF1 (hull-mounted submarine
sonars that produce high-frequency (greater than 10 kHz but less than
200 kHz) signals) and M3 (mid-frequency (1-10 kHz) acoustic modems
greater than 190 dB re 1 [micro]Pa) as defined in the Navy's Phase III
at-sea environmental documentation (see Section 3.0.3.3.1, Acoustic
Stressors, of the 2018 AFTT Final Environmental Impact Statement/
Overseas Environmental Impact Statement, available at https://www.nepa.navy.mil/AFTT-Phase-III/). The specifics of ICEX24 submarine
acoustic sources are classified, including the parameters associated
with the designated bins. Details of source use for submarine training
are also classified. Any ICEX-specific acoustic sources not captured
under one of the at-sea bins were modeled using source-specific
parameters.
Aspects of submarine training and testing activities other than
active acoustic transmissions are fully analyzed within the 2023 Draft
Supplemental Environmental Assessment/Overseas Environmental Assessment
for the Ice Exercise Program. We have carefully reviewed and discussed
with the Navy these other aspects, such as vessel use, and determined
that aspects of submarine training and testing other than active
acoustic transmissions would not result in take of marine mammals.
These other aspects are therefore not discussed further, with the
exception of potential vessel strike, which is discussed in the
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat section.
Research Activities
Personnel and equipment proficiency testing and multiple research
and development activities would be conducted as part of ICEX24.
Unmanned underwater vehicle testing and various acoustic/communication
sources (i.e., echosounders, and transducers) involve active acoustic
transmissions, which have the potential to harass marine mammals. Most
acoustic transmissions that would be used in research activities for
ICEX24 are considered de minimis. The Navy has defined de minimis
sources as having the following parameters: low source levels, narrow
beams, downward directed transmission, short pulse lengths, frequencies
above (outside) known marine mammal hearing ranges, or some combination
of these factors (U.S. Department of the Navy, 2013). NMFS reviewed the
Navy's analysis and conclusions on de minimis sources and finds them
complete and supportable. Parameters for scientific devices with active
acoustics, including de minimis sources, are included in table 1.
Additional information about ICEX24 research activities is located in
table 1-1 of the Navy's IHA application as well as table 2-2 of the
2023 Draft Supplemental Environmental Assessment/Overseas Environmental
Assessment for the Ice Exercise Program, and elsewhere in that
document. The possibility of vessel strikes caused by use of unmanned
underwater vehicles during ICEX24 is discussed in the Potential Effects
of Vessel Strike subsection within the Potential Effects of Specified
Activities on Marine Mammals and Their Habitat section.
Table 1--Parameters for Scientific Devices With Active Acoustics
--------------------------------------------------------------------------------------------------------------------------------------------------------
Research institution Source name Frequency range (kHz) Source level (dB) Pulse length Source type
--------------------------------------------------------------------------------------------------------------------------------------------------------
Woods Hole Oceanic Institute....... LRAUV+................ 10 and 25............. 185 or less.......... 14 and 3000 ms....... Unmanned Underwater
Vehicle.
Naval Postgraduate School.......... Echosounder........... 38 to 200............. 221.................. 0.5 ms............... Sonar.
[[Page 85248]]
Massachusetts Institute of Echosounder........... 115 and 200........... 227 or less.......... 1 ms................. Sonar.
Technology Lincoln Lab.
Naval Postgraduate School.......... Geospectrum M72, 0.13, 0.8, and 5...... 190 or less.......... maximum length Transducer.
Geospectrum M71, ITC sequence of 20 min
1007. on and 40 min off.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: dB = decibels; kHz = kilohertz; LRAUV = Long Range Autonomous Underwater Vehicle; min = minutes; ms = millisecond(s).
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history of the potentially affected species. NMFS
fully considered all of this information, and we refer the reader to
these descriptions, instead of reprinting the information. Additional
information regarding population trends and threats may be found in
NMFS' Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and
more general information about these species (e.g., physical and
behavioral descriptions) may be found on NMFS' website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for which take is expected and
proposed to be authorized for this activity, and summarizes information
related to the population or stock, including regulatory status under
the MMPA and Endangered Species Act (ESA) and potential biological
removal (PBR), where known. PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS'
SARs). While no serious injury or mortality is anticipated or proposed
to be authorized here, PBR and annual serious injury and mortality from
anthropogenic sources are included here as gross indicators of the
status of the species or stocks and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Alaska SARs (Young et al. 2023). All values presented in
table 2 are the most recent available at the time of publication and
are available online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments.
Table 2--Species Likely Impacted by the Specified Activities \1\
----------------------------------------------------------------------------------------------------------------
Stock abundance
ESA/MMP a (CV, Nmin,
Common name Scientific name Stock status; most recent PBR Annual M/
strategic abundance SI \4\
(Y/N) \2\ survey) \3\
----------------------------------------------------------------------------------------------------------------
Ringed Seal................. Pusa hispida... Arctic......... T, D, Y UND \5\ (UND, UND 6,459
UND, 2013).
----------------------------------------------------------------------------------------------------------------
\1\ Information on the classification of marine mammal species can be found on the web page for The Society for
Marine Mammalogy's Committee on Taxonomy (https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
\2\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). Under the
MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or which is
determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or
stock listed under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\3\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region. CV is coefficient of variation; Nmin is the minimum
estimate of stock abundance.
\4\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury
from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined
precisely and is in some cases presented as a minimum value or range. A CV associated with estimated mortality
due to commercial fisheries is presented in some cases.
\5\ A reliable population estimate for the entire stock is not available. Using a sub-sample of data collected
from the U.S portion of the Bering Sea, an abundance estimate of 171,418 ringed seals has been calculated, but
this estimate does not account for availability bias due to seals in the water or in the shorefast ice zone at
the time of the survey. The actual number of ringed seals in the U.S. portion of the Bering Sea is likely much
higher. Using the Nmin based upon this negatively biased population estimate, the PBR is calculated to be
4,755 seals, although this is also a negatively biased estimate.
As indicated in table 2, ringed seals (with one managed stock)
temporally and spatially co-occur with the activity to the degree that
take is reasonably likely to occur. While beluga whales (Delphinapterus
leucas), gray whales (Eschrichtius robustus), bowhead whales (Balaena
mysticetus), and spotted seals (Phoca largha) may occur in the ICEX24
Study Area, the temporal and/or spatial occurrence of these species is
such that take is not expected to occur, and they are not discussed
further beyond the explanation provided here. Bowhead whales are
unlikely to occur in the ICEX24 Study Area between February and April,
as they spend winter (December to April) in the northern Bering Sea and
southern Chukchi Sea, and migrate north through the Chukchi Sea and
Beaufort Sea during April and May (Young et al. 2023). On their spring
migration, the earliest that bowhead whales reach Point Hope in the
Chukchi Sea, well south of Point Barrow, is late March to mid-April
(Braham et al. 1980). Although the ice camp location is not known with
certainty, the distance between Point Barrow and the closest edge of
the Ice Camp Study Area is over 200 km (124.3 mi). The distance between
Point Barrow and the closest edge of the Navy Activity Study Area is
over 50 km (31 mi), and the distance between Point Barrow and Point
Hope is an additional 525 km (326.2 mi; straight line distance);
accordingly, bowhead whales are unlikely to occur in the ICEX24 Study
Area before ICEX24 activities conclude. Beluga whales follow a
migration pattern similar to
[[Page 85249]]
bowhead whales. They typically overwinter in the Bering Sea and migrate
north during the spring to the eastern Beaufort Sea where they spend
the summer and early fall months (Young et al. 2023). Though the beluga
whale migratory path crosses through the ICEX24 Study Area, they are
unlikely to occur in the ICEX24 Study Area between February and April.
(Of note, the ICEX24 Study Area does overlap the northernmost portion
of the North Bering Strait, East Chukchi, West Beaufort Sea beluga
whale migratory BIA (April and May), though the data support for this
BIA is low, the boundary certainty is low, and the importance score is
moderate. Given the spring migratory direction, the northernmost
portion of the BIA is likely more important later in the April and May
period, and overlap with this BIA does not imply that belugas are
likely to be in the ICEX24 Study Area during the Navy's activities.)
Gray whales feed primarily in the Beaufort Sea, Chukchi Sea, and
Northwestern Bering Sea during the summer and fall, but migrate south
to winter in Baja California lagoons (Young et al. 2023). Typically,
northward migrating gray whales do not reach the Bering Sea before May
or June (Frost and Karpovich 2008), after the ICEX24 activities would
occur, and several hundred kilometers south of the ICEX24 Study Area.
Further, gray whales are primarily bottom feeders (Swartz et al. 2006)
in water less than 60 m (196.9 ft) deep (Pike 1962). Therefore, on the
rare occasion that a gray whale does overwinter in the Beaufort Sea
(Stafford et al. 2007), we would expect an overwintering individual to
remain in shallow water over the continental shelf where it could feed.
Therefore, gray whales are not expected to occur in the ICEX24 Study
Area during the ICEX24 activity period. Spotted seals may also occur in
the ICEX24 Study Area during summer and fall, but they are not expected
to occur in the ICEX24 Study Area during the ICEX24 timeframe (Muto et
al. 2020).
Further, while the Navy initially requested take of bearded seals
(Erignathus barbatus), which do occur in the ICEX24 Study Area during
the project timeframe, NMFS does not expect that bearded seals would
occur in the areas near the ice camp or where submarine activities
involving active acoustics would occur, and therefore incidental take
is not anticipated to occur and has not been proposed for
authorization. Bearded seals are not discussed further beyond the
explanation provided here. The Navy anticipates that the ice camp would
be established 100-200 nmi (185-370 km) north of Prudhoe Bay in water
depths of 800 m (2,625 ft) or more, and also that submarine training
and testing activities would occur in water depths of 800 m (2,625 ft)
or more. Although acoustic data indicate that some bearded seals remain
in the Beaufort Sea year round (MacIntyre et al. 2013, 2015; Jones et
al. 2014), satellite tagging data (Boveng and Cameron 2013; ADF&G 2017)
show that large numbers of bearded seals move south in fall/winter with
the advancing ice edge to spend the winter in the Bering Sea,
confirming previous visual observations (Burns and Frost 1979; Frost et
al. 2008; Cameron and Boveng 2009). The southward movement of bearded
seals in the fall means that very few individuals are expected to occur
along the Beaufort Sea continental shelf in February through April, the
timeframe for ICEX24 activities. The northward spring migration through
the Bering Strait, begins in mid-April (Burns and Frost 1979).
In the event some bearded seals were to remain in the Beaufort Sea
during the season when ICEX24 activities will occur, the most probable
area in which bearded seals might occur during winter months is along
the continental shelf. Bearded seals feed extensively on benthic
invertebrates (e.g., clams, gastropods, crabs, shrimp, bottom-dwelling
fish; Quakenbush et al. 2011; Cameron et al. 2010) and are typically
found in water depths of 200 m (656 ft) or less (Burns 1970). The
Bureau of Ocean Energy Management (BOEM) conducted an aerial survey
from June through October that covered the shallow Beaufort and Chukchi
Sea shelf waters and observed bearded seals from Point Barrow to the
border of Canada (Clarke et al. 2015). The farthest from shore that
bearded seals were observed was the waters of the continental slope
(though this study was conducted outside of the ICEX24 time frame). The
Navy anticipates that the ice camp will be established 185-370 km (100-
200 nmi) north of Prudhoe Bay in water depths of 800 m (2,625 ft) or
more. The continental shelf near Prudhoe Bay is approximately 55 nmi
(100 km) wide. Therefore, even if the ice camp were established at the
closest estimated distance (100 nmi from Prudhoe Bay), it would still
be approximately 45 nmi (83 km) distant from habitat potentially
occupied by bearded seals. Empirical evidence has not shown responses
to sonar that would constitute take beyond a few km from an acoustic
source, and therefore, NMFS and the Navy conservatively set a distance
cutoff of 10 km (6.2 mi). Regardless of the source level at that
distance, take is not estimated to occur beyond 10 km (6.2 mi) from the
source. Although bearded seals occur 20 to 100 nmi (37 to 185 km)
offshore during spring (Simpkins et al. 2003, Bengtson et al. 2005),
they feed heavily on benthic organisms (Hamilton et al. 2018; Hjelset
et al. 1999; Fedoseev 1965), and during winter bearded seals are
expected to select habitats where food is abundant and easily
accessible to minimize the energy required to forage and maximize
energy reserves in preparation for whelping, lactation, mating, and
molting. Bearded seals are not known to dive as deep as 800 m (2,625
ft) to forage (Boveng and Cameron, 2013; Cameron and Boveng 2009;
Cameron et al. 2010; Gjertz et al. 2000; Kovacs 2002), and it is highly
unlikely that they would occur near the ice camp or where the submarine
activities would be conducted. This conclusion is supported by the fact
that the Navy did not visually observe or acoustically detect bearded
seals during the 2020 or 2022 ice exercises.
In addition, the polar bear (Ursus maritimus) may be found in the
ICEX24 Study Area. However, polar bears are managed by the U.S. Fish
and Wildlife Service and are not considered further in this document.
Ringed Seal
Ringed seals are the most common pinniped in the ICEX24 Study Area
and have wide distribution in seasonally and permanently ice-covered
waters of the Northern Hemisphere (North Atlantic Marine Mammal
Commission 2004), though the status of the Arctic stock of ringed seals
is unknown (Young et al. 2023). Throughout their range, ringed seals
have an affinity for ice-covered waters and are well adapted to
occupying both shore-fast and pack ice (Kelly 1988c). Ringed seals can
be found further offshore than other pinnipeds since they can maintain
breathing holes in ice thickness greater than 2 m (6.6 ft; Smith and
Stirling 1975). Breathing holes are maintained by ringed seals' sharp
teeth and claws on their fore flippers. They remain in contact with ice
most of the year and use it as a platform for molting in late spring to
early summer, for pupping and nursing in late winter to early spring,
and for resting at other times of the year (Young et al. 2023).
Ringed seals have at least two distinct types of subnivean lairs:
haul-out lairs and birthing lairs (Smith and Stirling 1975). Haul-out
lairs are typically single-chambered and offer protection from
predators and cold weather. Birthing lairs are larger, multi-
[[Page 85250]]
chambered areas that are used for pupping in addition to protection
from predators. Ringed seals pup on both land-fast ice as well as
stable pack ice. Lentfer (1972) found that ringed seals north of
Barrow, Alaska (which would be west of the ice camp), build their
subnivean lairs on the pack ice near pressure ridges. They are also
assumed to occur within the sea ice in the proposed ice camp area.
Ringed seals excavate subnivean lairs in drifts over their breathing
holes in the ice, in which they rest, give birth, and nurse their pups
for 5-9 weeks during late winter and spring (Chapskii 1940; McLaren
1958; Smith and Stirling 1975). Snow depths of at least 50-65
centimeters (cm; 19.7-25.6 in) are required for functional birth lairs
(Kelly 1988b; Lydersen 1998; Lydersen and Gjertz 1986; Smith and
Stirling 1975), and such depths typically occur only where 20-30 cm
(7.9-11.8 in) or more of snow has accumulated on flat ice and then
drifted along pressure ridges or ice hummocks (Hammill 2008; Lydersen
et al. 1990; Lydersen and Ryg 1991; Smith and Lydersen 1991). Ringed
seal birthing season typically begins in March, but the majority of
births occur in early April. About a month after parturition, mating
begins in late April and early May.
In Alaskan waters, during winter and early spring when sea ice is
at its maximal extent, ringed seals are abundant in the northern Bering
Sea, Norton and Kotzebue Sounds, and throughout the Chukchi and
Beaufort Seas (Frost 1985; Kelly 1988c), including in the ICEX24 Study
Area. Passive acoustic monitoring (PAM) of ringed seals from a high-
frequency recording package deployed at a depth of 240 m (787 ft) in
the Chukchi Sea, 120 km (74.6 mi) north-northwest of Barrow, Alaska,
detected ringed seals in the area between mid- December and late May
over a four year study (Jones et al. 2014). With the onset of the fall
freeze, ringed seal movements become increasingly restricted and seals
will either move west and south with the advancing ice pack, with many
seals dispersing throughout the Chukchi and Bering Seas, or remain in
the Beaufort Sea (Crawford et al. 2012; Frost and Lowry 1984; Harwood
et al. 2012). Kelly et al. (2010a) tracked home ranges for ringed seals
in the subnivean period (using shorefast ice); the size of the home
ranges varied from less than 1 km\2\ (0.4 mi\2\) up to 27.9 km\2\ (10.8
mi\2\; median of 0.62 km\2\ (0.2 mi\2\) for adult males and 0.65 km\2\
(0.3 mi\2\) for adult females). Most (94 percent) of the home ranges
were less than 3 km\2\ (1.2 mi\2\) during the subnivean period (Kelly
et al. 2010a). Near large polynyas, ringed seals maintain ranges up to
7,000 km\2\ (2.702.7 mi\2\) during winter and 2,100 km\2\ (810 mi\2\)
during spring (Born et al. 2004). Some adult ringed seals return to the
same small home ranges they occupied during the previous winter (Kelly
et al. 2010a). The size of winter home ranges can vary by up to a
factor of 10 depending on the amount of fast ice; seal movements were
more restricted during winters with extensive fast ice, and were much
less restricted where fast ice did not form at high levels (Harwood et
al. 2015). Ringed seals may occur within the ICEX24 Study Area
throughout the year and during the proposed specified activities.
Since June 1, 2018, elevated ice seal strandings (bearded, ringed
and spotted seals) have occurred in the Bering and Chukchi seas in
Alaska. This event was declared an Unusual Mortality Event (UME), but
is currently considered non-active and is pending closure. Given that
the UME is non-active, it is not discussed further in this document.
Critical Habitat
Critical habitat for the ringed seal was designated in May 2022 and
includes marine waters within one specific area in the Bering, Chukchi,
and Beaufort Seas (87 FR 19232; April 1, 2022). Essential features
established by NMFS for conservation of the ringed seal are (1) snow-
covered sea ice habitat suitable for the formation and maintenance of
subnivean birth lairs used for sheltering pups during whelping and
nursing, which is defined as waters 3 m (9.8 ft) or more in depth
(relative to Mean Lower Low Water (MLLW)) containing areas of seasonal
landfast (shorefast) ice or dense, stable pack ice, which have
undergone deformation and contain snowdrifts of sufficient depth to
form and maintain birth lairs (typically at least 54 cm (21.3 in)
deep); (2) sea ice habitat suitable as a platform for basking and
molting, which is defined as areas containing sea ice of 15 percent or
more concentration in waters 3 m (9.8 ft) or more in depth (relative to
MLLW); and (3) primary prey resources to support Arctic ringed seals,
which are defined to be small, often schooling, fishes, in particular,
Arctic cod (Boreogadus saida), saffron cod (Eleginus gracilis), and
rainbow smelt (Osmerus dentex), and small crustaceans, in particular,
shrimps and amphipods.
The proposed ice camp study area was excluded from the ringed seal
critical habitat because the benefits of exclusion due to national
security impacts outweighed the benefits of inclusion of this area (87
FR 19232; April 1, 2022). However, as stated in NMFS' final rule for
the Designation of Critical Habitat for the Arctic Subspecies of the
Ringed Seal (87 FR 19232; April 1, 2022), the area proposed for
exclusion contains one or more of the essential features of the Arctic
ringed seal's critical habitat, although data are limited to inform
NMFS' assessment of the relative value of this area to the conservation
of the species. As noted above, a portion of the ringed seal critical
habitat overlaps the larger proposed ICEX24 Study Area. However, as
described later and in more detail in the Potential Effects of
Specified Activities on Marine Mammals and Their Habitat section, we do
not anticipate physical impacts to any marine mammal habitat as a
result of the Navy's ICEX activities, including impacts to ringed seal
sea ice habitat suitable as a platform for basking and molting and
impacts on prey availability. Further, this proposed IHA includes
mitigation measures, as described in the Proposed Mitigation section,
which would minimize or prevent impacts to sea ice habitat suitable for
the formation and maintenance of subnivean birth lairs.
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Not all marine mammal species have equal
hearing capabilities (e.g., Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine mammals be divided into hearing
groups based on directly measured (behavioral or auditory evoked
potential techniques) or estimated hearing ranges (behavioral response
data, anatomical modeling, etc.). Note that no direct measurements of
hearing ability have been successfully completed for mysticetes (i.e.,
low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65
decibels (dB) threshold from the normalized composite audiograms, with
the exception for lower limits for low-frequency cetaceans where the
lower bound was deemed to be biologically implausible and the lower
bound from Southall et al. (2007) retained. Marine mammal hearing
groups and their
[[Page 85251]]
associated hearing ranges are provided in table 3.
Table 3--Marine Mammal Hearing Groups
[NMFS, 2018]
------------------------------------------------------------------------
Hearing group Generalized hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans 7 Hz to 35 kHz.
(baleen whales).
Mid-frequency (MF) cetaceans 150 Hz to 160 kHz.
(dolphins, toothed whales, beaked
whales, bottlenose whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz.
porpoises, Kogia, river dolphins,
Cephalorhynchid, Lagenorhynchus
cruciger & L. australis).
Phocid pinnipeds (PW) (underwater) 50 Hz to 86 kHz.
(true seals).
Otariid pinnipeds (OW) (underwater) 60 Hz to 39 kHz.
(sea lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section provides a discussion of the ways in which components
of the specified activity may impact marine mammals and their habitat.
The Estimated Take of Marine Mammals section later in this document
includes a quantitative analysis of the number of individuals that are
expected to be taken by this activity. The Negligible Impact Analysis
and Determination section considers the content of this section, the
Estimated Take of Marine Mammals section, and the Proposed Mitigation
section, to draw conclusions regarding the likely impacts of these
activities on the reproductive success or survivorship of individuals
and whether those impacts are reasonably expected to, or reasonably
likely to, adversely affect the species or stock through effects on
annual rates of recruitment or survival.
Description of Sound Sources
Here, we first provide background information on marine mammal
hearing before discussing the potential effects of the use of active
acoustic sources on marine mammals.
Sound travels in waves, the basic components of which are
frequency, wavelength, velocity, and amplitude. Frequency is the number
of pressure waves that pass by a reference point per unit of time and
is measured in Hz or cycles per second. Wavelength is the distance
between two peaks of a sound wave; lower frequency sounds have longer
wavelengths than higher frequency sounds and attenuate (decrease) more
rapidly in shallower water. Amplitude is the height of the sound
pressure wave or the `loudness' of a sound and is typically measured
using the dB scale. A dB is the ratio between a measured pressure (with
sound) and a reference pressure (sound at a constant pressure,
established by scientific standards). It is a logarithmic unit that
accounts for large variations in amplitude; therefore, relatively small
changes in dB ratings correspond to large changes in sound pressure.
When referring to sound pressure levels (SPLs; the sound force per unit
area), sound is referenced in the context of underwater sound pressure
to 1 microPascal ([mu]Pa). One pascal is the pressure resulting from a
force of one newton exerted over an area of 1 square meter. The source
level (SL) represents the sound level at a distance of 1 m from the
source (referenced to 1 [mu]Pa). The received level is the sound level
at the listener's position. Note that all underwater sound levels in
this document are referenced to a pressure of 1 [micro]Pa.
Root mean square (RMS) is the quadratic mean sound pressure over
the duration of an impulse. RMS is calculated by squaring all of the
sound amplitudes, averaging the squares, and then taking the square
root of the average (Urick 1983). RMS accounts for both positive and
negative values; squaring the pressures makes all values positive so
that they may be accounted for in the summation of pressure levels
(Hastings and Popper 2005). This measurement is often used in the
context of discussing behavioral effects, in part because behavioral
effects, which often result from auditory cues, may be better expressed
through averaged units than by peak pressures.
When underwater objects vibrate or activity occurs, sound-pressure
waves are created. These waves alternately compress and decompress the
water as the sound wave travels. Underwater sound waves radiate in all
directions away from the source (similar to ripples on the surface of a
pond), except in cases where the source is directional. The
compressions and decompressions associated with sound waves are
detected as changes in pressure by aquatic life and man-made sound
receptors such as hydrophones.
Even in the absence of sound from the specified activity, the
underwater environment is typically loud due to ambient sound. Ambient
sound is defined as environmental background sound levels lacking a
single source or point (Richardson et al. 1995), and the sound level of
a region is defined by the total acoustical energy being generated by
known and unknown sources. These sources may include physical (e.g.,
waves, earthquakes, ice, atmospheric sound), biological (e.g., sounds
produced by marine mammals, fish, and invertebrates), and anthropogenic
sound (e.g., vessels, dredging, aircraft, construction). A number of
sources contribute to ambient sound, including the following
(Richardson et al. 1995):
Wind and waves: The complex interactions between wind and
water surface, including processes such as breaking waves and wave-
induced bubble oscillations and cavitation, are a main source of
naturally occurring ambient noise for frequencies between 200 Hz and 50
kHz (Mitson, 1995). Under sea ice, noise generated by ice deformation
and ice fracturing may be caused by thermal, wind, drift, and current
stresses (Roth et al. 2012);
Precipitation: Sound from rain and hail impacting the
water surface can become an important component of total noise at
frequencies above 500 Hz, and possibly down to 100 Hz during quiet
[[Page 85252]]
times. In the ice-covered ICEX24 Study Area, precipitation is unlikely
to impact ambient sound;
Biological: Marine mammals can contribute significantly to
ambient noise levels, as can some fish and shrimp. The frequency band
for biological contributions is from approximately 12 Hz to over 100
kHz; and
Anthropogenic: Sources of ambient noise related to human
activity include transportation (surface vessels and aircraft),
dredging and construction, oil and gas drilling and production, seismic
surveys, sonar, explosions, and ocean acoustic studies. Shipping noise
typically dominates the total ambient noise for frequencies between 20
and 300 Hz. In general, the frequencies of anthropogenic sounds are
below 1 kHz and, if higher frequency sound levels are created, they
attenuate rapidly (Richardson et al. 1995). Sound from identifiable
anthropogenic sources other than the activity of interest (e.g., a
passing vessel) is sometimes termed background sound, as opposed to
ambient sound. Anthropogenic sources are unlikely to significantly
contribute to ambient underwater noise during the late winter and early
spring in the ICEX24 Study Area as most anthropogenic activities would
not be active due to ice cover (e.g. seismic surveys, shipping; Roth et
al. 2012).
The sum of the various natural and anthropogenic sound sources at
any given location and time--which comprise ``ambient'' or
``background'' sound--depends not only on the source levels (as
determined by current weather conditions and levels of biological and
shipping activity) but also on the ability of sound to propagate
through the environment. In turn, sound propagation is dependent on the
spatially and temporally varying properties of the water column and sea
floor, and is frequency-dependent. As a result of the dependence on a
large number of varying factors, ambient sound levels can be expected
to vary widely over both coarse and fine spatial and temporal scales.
Sound levels at a given frequency and location can vary by 10-20 dB
from day to day (Richardson et al. 1995). The result is that, depending
on the source type and its intensity, sound from the specified activity
may be a negligible addition to the local environment or could form a
distinctive signal that may affect marine mammals.
Underwater sounds fall into one of two general sound types:
impulsive and non-impulsive (defined in the following paragraphs). The
distinction between these two sound types is important because they
have differing potential to cause physical effects, particularly with
regard to hearing (e.g., Ward, 1997 in Southall et al. 2007). Please
see Southall et al. (2007) for an in-depth discussion of these
concepts.
Impulsive sound sources (e.g., explosions, gunshots, sonic booms,
impact pile driving) produce signals that are brief (typically
considered to be less than one second), broadband, atonal transients
(ANSI 1986; Harris 1998; NIOSH 1998; ISO 2016; ANSI 2005) and occur
either as isolated events or repeated in some succession. Impulsive
sounds are all characterized by a relatively rapid rise from ambient
pressure to a maximal pressure value followed by a rapid decay period
that may include a period of diminishing, oscillating maximal and
minimal pressures, and generally have an increased capacity to induce
physical injury as compared with sounds that lack these features. There
are no pulsed sound sources associated with any planned ICEX24
activities.
Non-impulsive sounds can be tonal, narrowband, or broadband, brief
or prolonged, and may be either continuous or non-continuous (ANSI
1995; NIOSH 1998). Some of these non-impulsive sounds can be transient
signals of short duration but without the essential properties of
pulses (e.g., rapid rise time). Examples of non-impulsive sounds
include those produced by vessels, aircraft, machinery operations such
as drilling or dredging, vibratory pile driving, and active sonar
sources (such as those planned for use by the Navy as part of the
proposed ICEX24 activities) that intentionally direct a sound signal at
a target that is reflected back in order to discern physical details
about the target.
Modern sonar technology includes a variety of sonar sensor and
processing systems. In concept, the simplest active sonar emits sound
waves, or ``pings,'' sent out in multiple directions, and the sound
waves then reflect off of the target object in multiple directions. The
sonar source calculates the time it takes for the reflected sound waves
to return; this calculation determines the distance to the target
object. More sophisticated active sonar systems emit a ping and then
rapidly scan or listen to the sound waves in a specific area. This
provides both distance to the target and directional information. Even
more advanced sonar systems use multiple receivers to listen to echoes
from several directions simultaneously and provide efficient detection
of both direction and distance. In general, when sonar is in use, the
sonar `pings' occur at intervals, referred to as a duty cycle, and the
signals themselves are very short in duration. For example, sonar that
emits a 1-second ping every 10 seconds has a 10 percent duty cycle. The
Navy's most powerful hull-mounted mid-frequency sonar source used in
ICEX activities typically emits a 1-second ping every 50 seconds
representing a 2 percent duty cycle. The Navy utilizes sonar systems
and other acoustic sensors in support of a variety of mission
requirements.
Acoustic Impacts
Please refer to the information provided previously regarding
sound, characteristics of sound types, and metrics used in this
document. Anthropogenic sounds cover a broad range of frequencies and
sound levels and can have a range of highly variable impacts on marine
life, from none or minor to potentially severe responses, depending on
received levels, duration of exposure, behavioral context, and various
other factors. The potential effects of underwater sound from active
acoustic sources can include one or more of the following: temporary or
permanent hearing impairment, non-auditory physical or physiological
effects, behavioral disturbance, stress, and masking (Richardson et al.
1995; Gordon et al. 2004; Nowacek et al. 2007; Southall et al. 2007;
Gotz et al. 2009). The degree of effect is intrinsically related to the
signal characteristics, received level, distance from the source, and
duration of the sound exposure. In general, sudden, high level sounds
can cause hearing loss, as can longer exposures to lower level sounds.
Temporary or permanent loss of hearing will occur almost exclusively
for noise within an animal's hearing range. In this section, we first
describe specific manifestations of acoustic effects before providing
discussion specific to the proposed activities in the next section.
Permanent Threshold Shift--Marine mammals exposed to high-intensity
sound, or to lower-intensity sound for prolonged periods, can
experience hearing threshold shift (TS), which is the loss of hearing
sensitivity at certain frequency ranges (Finneran 2015). TS can be
permanent (PTS), in which case the loss of hearing sensitivity is not
fully recoverable, or temporary (TTS), in which case the animal's
hearing threshold would recover over time (Southall et al. 2007).
Repeated sound exposure that leads to TTS could cause PTS. In severe
cases of PTS, there can be total or partial deafness, while in most
cases the animal has an impaired ability to hear sounds in specific
frequency ranges (Kryter 1985).
When PTS occurs, there is physical damage to the sound receptors in
the ear (i.e., tissue damage), whereas TTS
[[Page 85253]]
represents primarily tissue fatigue and is reversible (Southall et al.
2007). In addition, other investigators have suggested that TTS is
within the normal bounds of physiological variability and tolerance and
does not represent physical injury (e.g., Ward 1997). Therefore, NMFS
does not consider TTS to constitute auditory injury.
Relationships between TTS and PTS thresholds have not been studied
in marine mammals--PTS data exists only for a single harbor seal (Phoca
vitulina; Kastak et al. 2008)--but are assumed to be similar to those
in humans and other terrestrial mammals. PTS typically occurs at
exposure levels at least several dB above (a 40-dB threshold shift
approximates PTS onset; e.g., Kryter et al. 1966; Miller, 1974) those
inducing mild TTS (a 6-dB threshold shift approximates TTS onset; e.g.,
Southall et al. 2007). Based on data from terrestrial mammals, a
precautionary assumption is that the PTS thresholds for impulse sounds
(such as impact pile driving pulses as received close to the source)
are at least six dB higher than the TTS threshold on a peak-pressure
basis and PTS cumulative sound exposure level (SEL) thresholds are 15
to 20 dB higher than TTS cumulative SEL thresholds (Southall et al.
2007).
Temporary Threshold Shift--TTS is the mildest form of hearing
impairment that can occur during exposure to sound (Kryter, 1985).
While experiencing TTS, the hearing threshold rises, and a sound must
be at a higher level in order to be heard. In terrestrial and marine
mammals, TTS can last from minutes or hours to days (in cases of strong
TTS). In many cases, hearing sensitivity recovers rapidly after
exposure to the sound ends.
Marine mammal hearing plays a critical role in communication with
conspecifics, and interpretation of environmental cues for purposes
such as predator avoidance and prey capture. Depending on the degree
(elevation of threshold in dB), duration (i.e., recovery time), and
frequency range of TTS, and the context in which it is experienced, TTS
can have effects on marine mammals ranging from discountable to
serious. For example, a marine mammal may be able to readily compensate
for a brief, relatively small amount of TTS in a non-critical frequency
range that occurs during a time where ambient noise is lower and there
are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during time when
communication is critical for successful mother/calf interactions could
have more serious impacts.
Currently, TTS data only exist for four species of cetaceans
(bottlenose dolphin (Tursiops truncatus), beluga whale, harbor porpoise
(Phocoena phocoena), and Yangtze finless porpoise (Neophocoena
asiaeorientalis)) and three species of pinnipeds (northern elephant
seal (Mirounga angustirostris), harbor seal, and California sea lion
(Zalophus californianus)) exposed to a limited number of sound sources
(i.e., mostly tones and octave-band noise) in laboratory settings
(Finneran 2015). TTS was not observed in trained spotted and ringed
seals exposed to impulsive noise at levels matching previous
predictions of TTS onset (Reichmuth et al. 2016). In general, harbor
seals and harbor porpoises have a lower TTS onset than other measured
pinniped or cetacean species. Additionally, the existing marine mammal
TTS data come from a limited number of individuals within these
species. There are no data available on noise-induced hearing loss for
mysticetes. For summaries of data on TTS in marine mammals or for
further discussion of TTS onset thresholds, please see Southall et al.
(2007), Finneran and Jenkins (2012), and Finneran (2015).
Behavioral effects--Behavioral disturbance may include a variety of
effects, including subtle changes in behavior (e.g., minor or brief
avoidance of an area or changes in vocalizations), more conspicuous
changes in similar behavioral activities, and more sustained and/or
potentially severe reactions, such as displacement from or abandonment
of high-quality habitat. Behavioral responses to sound are highly
variable and context-specific and any reactions depend on numerous
intrinsic and extrinsic factors (e.g., species, state of maturity,
experience, current activity, reproductive state, auditory sensitivity,
time of day), as well as the interplay between factors (e.g.,
Richardson et al. 1995; Wartzok et al. 2003; Southall et al. 2007;
Weilgart, 2007; Archer et al. 2010). Behavioral reactions can vary not
only among individuals but also within an individual, depending on
previous experience with a sound source, context, and numerous other
factors (Ellison et al. 2012), and can vary depending on
characteristics associated with the sound source (e.g., whether it is
moving or stationary, number of sources, distance from the source).
Please see Appendices B-C of Southall et al. (2007) for a review of
studies involving marine mammal behavioral responses to sound.
Habituation can occur when an animal's response to a stimulus wanes
with repeated exposure, usually in the absence of unpleasant associated
events (Wartzok et al. 2003). Animals are most likely to habituate to
sounds that are predictable and unvarying. It is important to note that
habituation is appropriately considered as a ``progressive reduction in
response to stimuli that are perceived as neither aversive nor
beneficial,'' rather than as, more generally, moderation in response to
human disturbance (Bejder et al. 2009). The opposite process is
sensitization, when an unpleasant experience leads to subsequent
responses, often in the form of avoidance, at a lower level of
exposure. As noted, behavioral state may affect the type of response.
For example, animals that are resting may show greater behavioral
change in response to disturbing sound levels than animals that are
highly motivated to remain in an area for feeding (Richardson et al.
1995; NRC 2003; Wartzok et al. 2003). Controlled experiments with
captive marine mammals have shown pronounced behavioral reactions,
including avoidance of loud sound sources (Ridgway et al. 1997;
Finneran et al. 2003). Observed responses of wild marine mammals to
loud impulsive sound sources (typically seismic airguns or acoustic
harassment devices) have been varied but often consist of avoidance
behavior or other behavioral changes suggesting discomfort (Morton and
Symonds 2002; see also Richardson et al. 1995; Nowacek et al. 2007).
Available studies show wide variation in response to underwater
sound; therefore, it is difficult to predict specifically how any given
sound in a particular instance might affect marine mammals perceiving
the signal. If a marine mammal does react briefly to an underwater
sound by changing its behavior or moving a small distance, the impacts
of the change are unlikely to be significant to the individual, let
alone the stock or population. However, if a sound source displaces
marine mammals from an important feeding or breeding area for a
prolonged period, impacts on individuals and populations could be
significant (e.g., Lusseau and Bejder 2007; Weilgart 2007; NRC 2003).
However, there are broad categories of potential response, which we
describe in greater detail here, that include alteration of dive
behavior, alteration of foraging behavior, effects to breathing,
interference with or alteration of vocalization, avoidance, and flight.
Changes in dive behavior can vary widely, and may consist of
increased or decreased dive times and surface intervals as well as
changes in the rates of ascent and descent during a dive (e.g., Frankel
and Clark 2000; Costa et al.
[[Page 85254]]
2003; Ng and Leung, 2003; Nowacek et al. 2004; Goldbogen et al. 2013).
Variations in dive behavior may reflect interruptions in biologically
significant activities (e.g., foraging) or they may be of little
biological significance. The impact of an alteration to dive behavior
resulting from an acoustic exposure depends on what the animal is doing
at the time of the exposure and the type and magnitude of the response.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the appearance of secondary
indicators (e.g., bubble nets or sediment plumes), or changes in dive
behavior. As for other types of behavioral response, the frequency,
duration, and temporal pattern of signal presentation, as well as
differences in species sensitivity, are likely contributing factors to
differences in response in any given circumstance (e.g., Croll et al.
2001; Nowacek et al. 2004; Madsen et al. 2006; Yazvenko et al. 2007). A
determination of whether foraging disruptions incur fitness
consequences would require information on or estimates of the energetic
requirements of the affected individuals and the relationship between
prey availability, foraging effort and success, and the life history
stage of the animal.
Variations in respiration naturally vary with different behaviors
and alterations to breathing rate as a function of acoustic exposure
can be expected to co-occur with other behavioral reactions, such as a
flight response or an alteration in diving. However, respiration rates
in and of themselves may be representative of annoyance or an acute
stress response. Various studies have shown that respiration rates may
either be unaffected or could increase, depending on the species and
signal characteristics, again highlighting the importance in
understanding species differences in the tolerance of underwater noise
when determining the potential for impacts resulting from anthropogenic
sound exposure (e.g., Kastelein et al. 2001, 2005b, 2006; Gailey et al.
2007).
Marine mammals vocalize for different purposes and across multiple
modes, such as whistling, echolocation click production, calling, and
singing. Changes in vocalization behavior in response to anthropogenic
noise can occur for any of these modes and may result from a need to
compete with an increase in background noise or may reflect increased
vigilance or a startle response. For example, in the presence of
potentially masking signals, humpback whales and killer whales have
been observed to increase the length of their songs (Miller et al.
2000; Fristrup et al. 2003; Foote et al. 2004), while right whales have
been observed to shift the frequency content of their calls upward
while reducing the rate of calling in areas of increased anthropogenic
noise (Parks et al. 2007). In some cases, animals may cease sound
production during production of aversive signals (Bowles et al. 1994).
Avoidance is the displacement of an individual from an area or
migration path as a result of the presence of a sound or other
stressors, and is one of the most obvious manifestations of disturbance
in marine mammals (Richardson et al. 1995). For example, gray whales
are known to change direction--deflecting from customary migratory
paths--in order to avoid noise from seismic surveys (Malme et al.
1984). Avoidance may be short-term, with animals returning to the area
once the noise has ceased (e.g., Bowles et al. 1994; Goold, 1996;
Morton and Symonds, 2002; Gailey et al. 2007). Longer-term displacement
is possible, however, which may lead to changes in abundance or
distribution patterns of the affected species in the affected region if
habituation to the presence of the sound does not occur (e.g.,
Blackwell et al. 2004; Bejder et al. 2006).
A flight response is a dramatic change in normal movement to a
directed and rapid movement away from the perceived location of a sound
source. The flight response differs from other avoidance responses in
the intensity of the response (e.g., directed movement, rate of
travel). Relatively little information on flight responses of marine
mammals to anthropogenic signals exist, although observations of flight
responses to the presence of predators have occurred (Connor and
Heithaus 1996). The result of a flight response could range from brief,
temporary exertion and displacement from the area where the signal
provokes flight to, in extreme cases, marine mammal strandings (Evans
and England 2001). However, it should be noted that response to a
perceived predator does not necessarily invoke flight (Ford and Reeves
2008), and whether individuals are solitary or in groups may influence
the response.
Behavioral disturbance can also impact marine mammals in more
subtle ways. Increased vigilance may result in costs related to
diversion of focus and attention (i.e., when a response consists of
increased vigilance, it may come at the cost of decreased attention to
other critical behaviors such as foraging or resting). These effects
have generally not been demonstrated for marine mammals, but studies
involving fish and terrestrial animals have shown that increased
vigilance may substantially reduce feeding rates (e.g., Beauchamp and
Livoreil, 1997; Fritz et al. 2002; Purser and Radford 2011). In
addition, chronic disturbance can cause population declines through
reduction of fitness (e.g., decline in body condition) and subsequent
reduction in reproductive success, survival, or both (e.g., Harrington
and Veitch 1992; Daan et al. 1996; Bradshaw et al. 1998). However,
Ridgway et al. (2006) reported that increased vigilance in bottlenose
dolphins exposed to sound over a five-day period did not cause any
sleep deprivation or stress effects.
Many animals perform vital functions, such as feeding, resting,
traveling, and socializing, on a diel cycle (24-hour cycle). Disruption
of such functions resulting from reactions to stressors such as sound
exposure are more likely to be significant if they last more than one
diel cycle or recur on subsequent days (Southall et al. 2007).
Consequently, a behavioral response lasting less than one day and not
recurring on subsequent days is not considered particularly severe
unless it could directly affect reproduction or survival (Southall et
al. 2007). Note that there is a difference between multi-day
substantive behavioral reactions and multi-day anthropogenic
activities. For example, just because an activity lasts for multiple
days does not necessarily mean that individual animals are either
exposed to activity-related stressors for multiple days or, further,
exposed in a manner resulting in sustained multi-day substantive
behavioral responses.
For non-impulsive sounds (i.e., similar to the sources used during
the proposed specified activities), data suggest that exposures of
pinnipeds to received levels between 90 and 140 dB re 1 [mu]Pa do not
elicit strong behavioral responses; no data were available for
exposures at higher received levels for Southall et al. (2007) to
include in the severity scale analysis. Reactions of harbor seals were
the only available data for which the responses could be ranked on the
severity scale. For reactions that were recorded, the majority (17 of
18 individuals/groups) were ranked on the severity scale as a 4
(defined as moderate change in movement, brief shift in group
distribution, or moderate change in vocal behavior) or lower; the
remaining response was ranked as a 6 (defined as minor or moderate
avoidance of the sound source). Additional data on hooded seals
(Cystophora cristata) indicate avoidance
[[Page 85255]]
responses to signals above 160-170 dB re 1 [mu]Pa (Kvadsheim et al.
2010), and data on gray seals (Halichoerus grypus) and harbor seals
indicate avoidance response at received levels of 135-144 dB re 1
[mu]Pa (G[ouml]tz et al. 2010). In each instance where food was
available, which provided the seals motivation to remain near the
source, habituation to the signals occurred rapidly. In the same study,
it was noted that habituation was not apparent in wild seals where no
food source was available (G[ouml]tz et al. 2010). This implies that
the motivation of the animal is necessary to consider in determining
the potential for a reaction. In one study that aimed to investigate
the under-ice movements and sensory cues associated with under-ice
navigation of ice seals, acoustic transmitters (60-69 kHz at 159 dB re
1 [mu]Pa at 1 m) were attached to ringed seals (Wartzok et al. 1992a;
Wartzok et al. 1992b). An acoustic tracking system then was installed
in the ice to receive the acoustic signals and provide real-time
tracking of ice seal movements. Although the frequencies used in this
study are at the upper limit of ringed seal hearing, the ringed seals
appeared unaffected by the acoustic transmissions, as they were able to
maintain normal behaviors (e.g., finding breathing holes).
Seals exposed to non-impulsive sources with a received sound
pressure level within the range of calculated exposures for ICEX
activities (142-193 dB re 1 [mu]Pa), have been shown to change their
behavior by modifying diving activity and avoidance of the sound source
(G[ouml]tz et al. 2010; Kvadsheim et al. 2010). Although a minor change
to a behavior may occur as a result of exposure to the sources in the
proposed specified activities, these changes would be within the normal
range of behaviors for the animal (e.g., the use of a breathing hole
further from the source, rather than one closer to the source, would be
within the normal range of behavior; Kelly et al. 1988).
Adult ringed seals spend up to 20 percent of the time in subnivean
lairs during the winter season (Kelly et al. 2010a). Ringed seal pups
spend about 50 percent of their time in the lair during the nursing
period (Lydersen and Hammill 1993). During the warm season ringed seals
haul out on the ice. In a study of ringed seal haulout activity by Born
et al. (2002), ringed seals spent 25-57 percent of their time hauled
out in June, which is during their molting season. Ringed seal lairs
are typically used by individual seals (haulout lairs) or by a mother
with a pup (birthing lairs); large lairs used by many seals for hauling
out are rare (Smith and Stirling 1975). If the non-impulsive acoustic
transmissions are heard and are perceived as a threat, ringed seals
within subnivean lairs could react to the sound in a similar fashion to
their reaction to other threats, such as polar bears (their primary
predators). Responses of ringed seals to a variety of human-induced
sounds (e.g., helicopter noise, snowmobiles, dogs, people, and seismic
activity) have been variable; some seals entered the water and some
seals remained in the lair. However, according to Kelly et al. (1988),
in all instances in which observed seals departed lairs in response to
noise disturbance, they subsequently reoccupied the lair.
Ringed seal mothers have a strong bond with their pups and may
physically move their pups from the birth lair to an alternate lair to
avoid predation, sometimes risking their lives to defend their pups
from potential predators (Smith 1987). If a ringed seal mother
perceives the proposed acoustic sources as a threat, the network of
multiple birth and haulout lairs allows the mother and pup to move to a
new lair (Smith and Hammill 1981; Smith and Stirling 1975). The
acoustic sources from these proposed specified activities are not
likely to impede a ringed seal from finding a breathing hole or lair,
as captive seals have been found to primarily use vision to locate
breathing holes and no effect to ringed seal vision would occur from
the acoustic disturbance (Elsner et al. 1989; Wartzok et al. 1992a). It
is anticipated that a ringed seal would be able to relocate to a
different breathing hole relatively easily without impacting their
normal behavior patterns.
Stress responses--An animal's perception of a threat may be
sufficient to trigger stress responses consisting of some combination
of behavioral responses, autonomic nervous system responses,
neuroendocrine responses, or immune responses (e.g., Seyle 1950; Moberg
2000). In many cases, an animal's first and sometimes most economical
(in terms of energetic costs) response is behavioral avoidance of the
potential stressor. Autonomic nervous system responses to stress
typically involve changes in heart rate, blood pressure, and
gastrointestinal activity. These responses have a relatively short
duration and may or may not have a significant long-term effect on an
animal's fitness.
Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that
are affected by stress--including immune competence, reproduction,
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been
implicated in failed reproduction, altered metabolism, reduced immune
competence, and behavioral disturbance (e.g., Moberg, 1987; Blecha,
2000). Increases in the circulation of glucocorticoids are also equated
with stress (Romano et al. 2004).
The primary distinction between stress (which is adaptive and does
not normally place an animal at risk) and ``distress'' is the cost of
the response. During a stress response, an animal uses glycogen stores
that can be quickly replenished once the stress is alleviated. In such
circumstances, the cost of the stress response would not pose serious
fitness consequences. However, when an animal does not have sufficient
energy reserves to satisfy the energetic costs of a stress response,
energy resources must be diverted from other functions. This state of
distress will last until the animal replenishes its energetic reserves
sufficient to restore normal function.
Relationships between these physiological mechanisms, animal
behavior, and the costs of stress responses are well-studied through
controlled experiments and for both laboratory and free-ranging animals
(e.g., Holberton et al. 1996; Hood et al. 1998; Jessop et al. 2003;
Krausman et al. 2004; Lankford et al. 2005). Stress responses due to
exposure to anthropogenic sounds or other stressors and their effects
on marine mammals have also been reviewed (Fair and Becker, 2000;
Romano et al. 2002b) and, more rarely, studied in wild populations
(e.g., Romano et al. 2002a). These and other studies lead to a
reasonable expectation that some marine mammals will experience
physiological stress responses upon exposure to acoustic stressors and
that it is possible that some of these would be classified as
``distress.'' In addition, any animal experiencing TTS would likely
also experience stress responses (NRC, 2003).
Auditory masking--Sound can disrupt behavior through masking, or
interfering with, an animal's ability to detect, recognize, or
discriminate between acoustic signals of interest (e.g., those used for
intraspecific communication and social interactions, prey detection,
predator avoidance, navigation) (Richardson et al. 1995). Masking
occurs when the receipt of a sound is interfered with by another
coincident sound at similar frequencies and at similar or higher
intensity, and may occur whether the sound is natural (e.g., snapping
shrimp, wind, waves,
[[Page 85256]]
precipitation) or anthropogenic (e.g., shipping, sonar, seismic
exploration) in origin. The ability of a noise source to mask
biologically important sounds depends on the characteristics of both
the noise source and the signal of interest (e.g., signal-to-noise
ratio, temporal variability, direction), in relation to each other and
to an animal's hearing abilities (e.g., sensitivity, frequency range,
critical ratios, frequency discrimination, directional discrimination,
age or TTS hearing loss), and existing ambient noise and propagation
conditions.
Under certain circumstances, marine mammals experiencing
significant masking could also be impaired from maximizing their
performance fitness in survival and reproduction. Therefore, when the
coincident (masking) sound is anthropogenic, it may be considered
harassment when disrupting or altering critical behaviors. It is
important to distinguish TTS and PTS, which persist after the sound
exposure, from masking, which occurs during the sound exposure. Because
masking (without resulting in TS) is not associated with abnormal
physiological function, it is not considered a physiological effect,
but rather a potential behavioral effect.
The frequency range of the potentially masking sound is important
in determining any potential behavioral impacts. For example, low-
frequency signals may have less effect on high-frequency echolocation
sounds produced by odontocetes but are more likely to affect detection
of mysticete communication calls and other potentially important
natural sounds such as those produced by surf and some prey species.
The masking of communication signals by anthropogenic noise may be
considered as a reduction in the communication space of animals (e.g.,
Clark et al. 2009) and may result in energetic or other costs as
animals change their vocalization behavior (e.g., Miller et al. 2000;
Foote et al. 2004; Parks et al. 2007b; Di Iorio and Clark, 2009; Holt
et al. 2009). Masking can be reduced in situations where the signal and
noise come from different directions (Richardson et al. 1995), through
amplitude modulation of the signal, or through other compensatory
behaviors (Houser and Moore, 2014). Masking can be tested directly in
captive species (e.g., Erbe 2008), but in wild populations it must be
either modeled or inferred from evidence of masking compensation. There
are few studies addressing real-world masking sounds likely to be
experienced by marine mammals in the wild (e.g., Branstetter et al.
2013).
Masking affects both senders and receivers of acoustic signals and
can potentially have long-term chronic effects on marine mammals at the
population level as well as at the individual level. Low-frequency
ambient sound levels have increased by as much as 20 dB (more than
three times in terms of SPL) in the world's ocean from pre-industrial
periods, with most of the increase from distant commercial shipping
(Hildebrand 2009). All anthropogenic sound sources, but especially
chronic and lower-frequency signals (e.g., from vessel traffic),
contribute to elevated ambient sound levels, thus intensifying masking.
Potential Effects of Sonar on Prey--Ringed seals feed on marine
invertebrates and fish. Marine invertebrates occur in the world's
oceans, from warm shallow waters to cold deep waters, and are the
dominant animals in all habitats of the ICEX24 Study Area. Although
most species are found within the benthic zone, marine invertebrates
can be found in all zones (sympagic (within the sea ice), pelagic (open
ocean), or benthic (bottom dwelling)) of the Beaufort Sea (Josefson et
al. 2013). The diverse range of species include oysters, crabs, worms,
ghost shrimp, snails, sponges, sea fans, isopods, and stony corals
(Chess and Hobson 1997; Dugan et al. 2000; Proctor et al. 1980).
Hearing capabilities of invertebrates are largely unknown (Lovell
et al. 2005; Popper and Schilt 2008). Outside of studies conducted to
test the sensitivity of invertebrates to vibrations, very little is
known on the effects of anthropogenic underwater noise on invertebrates
(Edmonds et al. 2016). While data are limited, research suggests that
some of the major cephalopods and decapods may have limited hearing
capabilities (Hanlon 1987; Offutt 1970), and may hear only low-
frequency (less than 1 kHz) sources (Offutt 1970), which is most likely
within the frequency band of biological signals (Hill 2009). In a
review of crustacean sensitivity of high amplitude underwater noise by
Edmonds et al. (2016), crustaceans may be able to hear the frequencies
at which they produce sound, but it remains unclear which noises are
incidentally produced and if there are any negative effects from
masking them. Acoustic signals produced by crustaceans range from low
frequency rumbles (20-60 Hz) to high frequency signals (20-55 kHz)
(Henninger and Watson 2005; Patek and Caldwell 2006; Staaterman et al.
2016). Aquatic invertebrates that can sense local water movements with
ciliated cells include cnidarians, flatworms, segmented worms,
urochordates (tunicates), mollusks, and arthropods (Budelmann 1992a,
1992b; Popper et al. 2001). Some aquatic invertebrates have specialized
organs called statocysts for determination of equilibrium and, in some
cases, linear or angular acceleration. Statocysts allow an animal to
sense movement and may enable some species, such as cephalopods and
crustaceans, to be sensitive to water particle movements associated
with sound (Goodall et al. 1990; Hu et al. 2009; Kaifu et al. 2008;
Montgomery et al. 2006; Popper et al. 2001; Roberts and Breithaupt
2016; Salmon 1971). Because any acoustic sensory capabilities, if
present at all, are limited to detecting water motion, and water
particle motion near a sound source falls off rapidly with distance,
aquatic invertebrates are probably limited to detecting nearby sound
sources rather than sound caused by pressure waves from distant
sources.
Studies of sound energy effects on invertebrates are few, and
identify only behavioral responses. Non-auditory injury, PTS, TTS, and
masking studies have not been conducted for invertebrates. Both
behavioral and auditory brainstem response studies suggest that
crustaceans may sense frequencies up to 3 kHz, but best sensitivity is
likely below 200 Hz (Goodall et al. 1990; Lovell et al. 2005; Lovell et
al. 2006). Most cephalopods likely sense low-frequency sound below 1
kHz, with best sensitivities at lower frequencies (Budelmann 2010;
Mooney et al. 2010; Offutt 1970). A few cephalopods may sense higher
frequencies up to 1,500 Hz (Hu et al. 2009).
It is expected that most marine invertebrates would not sense the
frequencies of the sonar associated with the proposed specified
activities. Most marine invertebrates would not be close enough to
active sonar systems to potentially experience impacts to sensory
structures. Any marine invertebrate capable of sensing sound may alter
its behavior if exposed to sonar. Although acoustic transmissions
produced during the proposed specified activities may briefly impact
individuals, intermittent exposures to sonar are not expected to impact
survival, growth, recruitment, or reproduction of widespread marine
invertebrate populations.
The fish species located in the ICEX24 Study Area include those
that are closely associated with the deep ocean habitat of the Beaufort
Sea. Nearly 250 marine fish species have been described in the Arctic,
excluding the larger parts of the sub-Arctic Bering, Barents, and
Norwegian Seas (Mecklenburg et al. 2011). However, only about 30 are
[[Page 85257]]
known to occur in the Arctic waters of the Beaufort Sea (Christiansen
and Reist 2013). Largely because of the difficulty of sampling in
remote, ice-covered seas, many high-Arctic fish species are known only
from rare or geographically patchy records (Mecklenburg et al. 2011).
Aquatic systems of the Arctic undergo extended seasonal periods of ice
cover and other harsh environmental conditions. Fish inhabiting such
systems must be biologically and ecologically adapted to surviving such
conditions. Important environmental factors that Arctic fish must
contend with include reduced light, seasonal darkness, ice cover, low
biodiversity, and low seasonal productivity.
All fish have two sensory systems to detect sound in the water: the
inner ear, which functions very much like the inner ear in other
vertebrates, and the lateral line, which consists of a series of
receptors along the fish's body (Popper and Fay 2010; Popper et al.
2014). The inner ear generally detects relatively higher-frequency
sounds, while the lateral line detects water motion at low frequencies
(below a few hundred Hz) (Hastings and Popper 2005). Lateral line
receptors respond to the relative motion between the body surface and
surrounding water; this relative motion, however, only takes place very
close to sound sources and most fish are unable to detect this motion
at more than one to two body lengths distance away (Popper et al.
2014). Although hearing capability data only exist for fewer than 100
of the approximately 32,000 fish species known to exist, current data
suggest that most species of fish detect sounds from 50 to 1,000 Hz,
with few fish hearing sounds above 4 kHz (Popper 2008). It is believed
that most fish have their best hearing sensitivity from 100 to 400 Hz
(Popper 2003). Permanent hearing loss has not been documented in fish.
A study by Halvorsen et al. (2012) found that for temporary hearing
loss or similar negative impacts to occur, the noise needed to be
within the fish's individual hearing frequency range; external factors,
such as developmental history of the fish or environmental factors, may
result in differing impacts to sound exposure in fish of the same
species. The sensory hair cells of the inner ear in fish can regenerate
after they are damaged, unlike in mammals where sensory hair cells loss
is permanent (Lombarte et al. 1993; Smith et al. 2006). As a
consequence, any hearing loss in fish may be as temporary as the
timeframe required to repair or replace the sensory cells that were
damaged or destroyed (Smith et al. 2006), and no permanent loss of
hearing in fish would result from exposure to sound.
Fish species in the ICEX24 Study Area are expected to hear the low-
frequency sources associated with the proposed specified activities,
but most are not expected to detect the higher-frequency sounds. Only a
few fish species are able to detect mid-frequency sonar above 1 kHz and
could have behavioral reactions or experience auditory masking during
these activities. These effects are expected to be transient, and long-
term consequences for the population are not expected. Fish with
hearing specializations capable of detecting high-frequency sounds are
not expected to be within the ICEX24 Study Area. If hearing specialists
were present, they would have to be in close vicinity to the source to
experience effects from the acoustic transmission. Human-generated
sound could alter the behavior of a fish in a manner that would affect
its way of living, such as where it tries to locate food or how well it
can locate a potential mate; behavioral responses to loud noise could
include a startle response, such as the fish swimming away from the
source, the fish ``freezing'' and staying in place, or scattering
(Popper 2003). Auditory masking could also interfere with a fish's
ability to hear biologically relevant sounds, inhibiting the ability to
detect both predators and prey, and impacting schooling, mating, and
navigating (Popper 2003). If an individual fish comes into contact with
low-frequency acoustic transmissions and is able to perceive the
transmissions, they are expected to exhibit short-term behavioral
reactions, when initially exposed to acoustic transmissions, which
would not significantly alter breeding, foraging, or populations.
Overall effects to fish from ICEX24 active sonar sources would be
localized, temporary, and infrequent.
Effects of Acoustics on Physical and Foraging Habitat--Unless the
sound source is stationary and/or continuous over a long duration in
one area, neither of which applies to ICEX24 activities, the effects of
the introduction of sound into the environment are generally considered
to have a less severe impact on marine mammal habitat compared to any
physical alteration of the habitat. Acoustic exposures are not expected
to result in long-term physical alteration of the water column or
bottom topography as the occurrences are of limited duration and would
occur intermittently. Acoustic transmissions also would have no
structural impact to subnivean lairs in the ice. Furthermore, since ice
dampens acoustic transmissions (Richardson et al. 1995) the level of
sound energy that reaches the interior of a subnivean lair would be
less than that ensonifying water under surrounding ice. For these
reasons, it is unlikely that the Navy's acoustic activities in the
ICEX24 Study Area would have any effect on marine mammal habitat.
Potential Effects of Vessel Strike
Because ICEX24 would occur only when there is ice coverage and
conditions are appropriate to establish an ice camp on an ice floe, no
ships or smaller boats would be involved in the activity. Vessel use
would be limited to submarines and unmanned underwater vehicles
(hereafter referred to together as ``vessels'' unless noted
separately). The potential for vessel strike during ICEX24 would
therefore only arise from the use of submarines during training and
testing activities, and the use of unmanned underwater vehicles during
research activities. Depths at which vessels would operate during
ICEX24 would overlap with known dive depths of ringed seals, which have
been recorded to 300 m (984.3 ft) in depth (Gjertz et al. 2000;
Lydersen 1991). Few authors have specifically described the responses
of pinnipeds to vessels, and most of the available information on
reactions to boats concerns pinnipeds hauled out on land or ice. No
information is available on potential responses to submarines or
unmanned underwater vehicles. Brueggeman et al. (1992) stated ringed
seals hauled out on the ice showed short-term escape reactions when
they were within 0.25-0.5 km (0.2-0.3 mi) from a vessel; ringed seals
would likely show similar reactions to submarines and unmanned
underwater vehicles, decreasing the likelihood of vessel strike during
ICEX24 activities.
The Navy has kept strike records for over 20 years and has no
records of individual pinnipeds being struck by a vessel as a result of
Navy activities and, further, the smaller size and maneuverability of
pinnipeds make a vessel strike unlikely. Also, NMFS has never received
any reports indicating that pinnipeds have been struck by vessels of
any type. Review of additional sources of information in the form of
worldwide ship strike records shows little evidence of strikes of
pinnipeds from the shipping sector. Further, a review of seal stranding
data from Alaska found that during 2020, 9 ringed seal strandings were
recorded by the Alaska Marine Mammal Stranding Network. Within the
Arctic region of Alaska, 7 ringed seal strandings were
[[Page 85258]]
recorded. Of the 9 strandings reported in Alaska (all regions
included), none were found to be caused by vessel collisions (Savage
2021).
Vessel speed, size, and mass are all important factors in
determining both the potential likelihood and impacts of a vessel
strike to marine mammals (Conn and Silber, 2013; Gende et al. 2011;
Silber et al. 2010; Vanderlaan and Taggart, 2007; Wiley et al. 2016).
When submerged, submarines are generally slow moving (to avoid
detection) and therefore marine mammals at depth with a submarine are
likely able to avoid collision with the submarine. For most of the
research and training and testing activities during the specified
activity, submarine and unmanned underwater vehicle speeds would not
typically exceed 10 knots during the time spent within the ICEX24 Study
Area, which would lessen the already extremely unlikely chance of
collisions with marine mammals, specifically ringed seals.
Based on consideration of all this information, NMFS does not
anticipate incidental take of marine mammals by vessel strike from
submarines or unmanned underwater vehicles.
Other Non-Acoustic Impacts
Deployment of the ice camp could potentially affect ringed seal
habitat by physically damaging or crushing subnivean lairs, which could
potentially result in ringed seal injury or mortality. March 1 is
generally expected to be the onset of ice seal lairing season, and
ringed seals typically construct lairs near pressure ridges. As
described in the Proposed Mitigation section, the ice camp and runway
would be established on a combination of first-year ice and multi-year
ice without pressure ridges, which would minimize the possibility of
physical impacts to subnivean lairs and habitat suitable for lairs. Ice
camp deployment would begin mid-February, and be gradual, with activity
increasing over the first five days. So in addition, this schedule
would discourage seals from establishing birthing lairs in or near the
ice camp, and would allow ringed seals to relocate outside of the ice
camp area as needed, though both scenarios are unlikely as described
below in this section. Personnel on on-ice vehicles would observe for
marine mammals, and would follow established routes when available, to
avoid potential disturbance of lairs and habitat suitable for lairs.
Personnel on foot and operating on-ice vehicles would avoid deep snow
drifts near pressure ridges, also to avoid potential lairs and habitat
suitable for lairs. Implementation of these measures are expected to
prevent ringed seal lairs from being crushed or damaged during ICEX24
activities, and are expected to minimize any other potential impacts to
sea ice habitat suitable for the formation of lairs. Given the proposed
mitigation requirements, we also do not anticipate ringed seal injury
or mortality as a result of damage to subnivean lairs.
ICEX24 personnel would be actively conducting testing and training
operations on the sea ice and would travel around the camp area,
including the runway, on snowmobiles. Although the Navy does not
anticipate observing any seals on the ice given the lack of
observations during previous ice exercises (U.S. Navy, 2020), as a
general matter, on-ice activities could cause a seal that would have
otherwise built a lair in the area of an activity to be displaced and
therefore, construct a lair in a different area outside of an activity
area, or a seal could choose to relocate to a different existing lair
outside of an activity area. However, in the case of the ice camp
associated with ICEX24, displacement of seal lair construction or
relocation to existing lairs outside of the ice camp area is unlikely,
given the low average density of structures (the average ringed seal
ice structure density in the vicinity of Prudhoe Bay, Alaska is 1.58
structures per km\2\ (table 4)), the relative footprint of the Navy's
planned ice camp (2 km\2\; 0.8 mi\2\), the lack of previous ringed seal
observations on the ice during ICEX activities, and proposed mitigation
requirements that would require the Navy to construct the ice camp and
runway on first-year or multiyear ice without pressure ridges and would
require personnel to avoid areas of deep snow drift or pressure ridges
(see the Proposed Mitigation section for additional information about
the proposed mitigation requirements). This measure, in combination
with the other mitigation measures required for operation of the ice
camp are expected to avoid impacts to the construction and use of
ringed seal subnivean lairs, particularly given the already low average
density of lairs, as described above.
Table 4--Ringed Seal Ice Structure Density in the Vicinity of the Prudhoe Bay, Alaska
----------------------------------------------------------------------------------------------------------------
Ice structure density
Year (structures per km\2\) Source
----------------------------------------------------------------------------------------------------------------
1982...................................... 3.6 Frost and Burns 1989.
1983...................................... 0.81 Kelly et al. 1986.
1999...................................... 0.71 Williams et al. 2001.
2000...................................... 1.2 Williams et al. 2001.
Average Density........................... 1.58 ...........................................
----------------------------------------------------------------------------------------------------------------
Given the required mitigation measures and the low density of
ringed seals anticipated in the Ice Camp Study Area during ICEX24, we
do not anticipate behavioral disturbance of ringed seals due to human
presence.
The Navy's activities would occur prior to the late spring to early
summer ``basking period,'' which occurs between abandonment of the
subnivean lairs and melting of the seasonal sea ice, and is when the
seals undergo their annual molt (Kelly et al. 2010b). Given that the
ice camp would be demobilized prior to the basking period, and the
remainder of the Navy's activities occur below the sea ice, impacts to
sea ice habitat suitable as a platform for basking and molting are not
anticipated to result from the Navy's ICEX24 activities.
Our preliminary determination of potential effects to the physical
environment includes minimal possible impacts to marine mammals and
their habitat from camp operation or deployment activities, given the
proposed mitigation and the timing of the Navy's proposed activities.
In addition, given the relatively short duration of submarine testing
and training activities, the relatively small area that would be
affected, and the lack of impacts to physical or foraging habitat, the
proposed specified activities are not likely to have an adverse effect
on prey species or marine mammal habitat, other than potential
localized, temporary, and infrequent effects to fish as discussed
above. Therefore, any impacts to ringed seals and their habitat, as
discussed above in this section, are not expected to cause significant
or
[[Page 85259]]
long-term consequences for individual ringed seals or the population.
Please see the Negligible Impact Analysis and Determination section for
additional discussion regarding the likely impacts of the Navy's
activities on ringed seals, including the reproductive success or
survivorship of individual ringed seals, and how those impacts on
individuals are likely to impact the species or stock.
Estimated Take of Marine Mammals
This section provides an estimate of the number of incidental takes
proposed for authorization through this IHA, which will inform NMFS'
consideration of the negligible impact determinations and impacts on
subsistence uses.
Harassment is the only type of take expected to result from these
activities. For this military readiness activity, the MMPA defines
``harassment'' as (i) Any act that injures or has the significant
potential to injure a marine mammal or marine mammal stock in the wild
(Level A harassment); or (ii) Any act that disturbs or is likely to
disturb a marine mammal or marine mammal stock in the wild by causing
disruption of natural behavioral patterns, including, but not limited
to, migration, surfacing, nursing, breeding, feeding, or sheltering, to
a point where the behavioral patterns are abandoned or significantly
altered (Level B harassment).
Authorized takes would be by Level B harassment only, in the form
of behavioral reactions and/or TTS for individual marine mammals
resulting from exposure to acoustic transmissions. Based on the nature
of the activity, Level A harassment is neither anticipated nor proposed
to be authorized. As described previously, no serious injury or
mortality is anticipated or proposed to be authorized for this
activity. Below we describe how the proposed take numbers are
estimated.
For acoustic impacts, generally speaking, we estimate take by
considering: (1) acoustic thresholds above which NMFS believes the best
available science indicates marine mammals will be behaviorally
harassed or incur some degree of permanent hearing impairment; (2) the
area or volume of water that will be ensonified above these levels in a
day; (3) the density or occurrence of marine mammals within these
ensonified areas; and, (4) the number of days of activities. We note
that while these factors can contribute to a basic calculation to
provide an initial prediction of potential takes, additional
information that can qualitatively inform take estimates is also
sometimes available (e.g., previous monitoring results or average group
size). Below, we describe the factors considered here in more detail
and present the take estimates.
Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
would be reasonably expected to be behaviorally harassed (equated to
Level B harassment) or to incur PTS of some degree (equated to Level A
harassment).
Level B Harassment--In coordination with NMFS, the Navy developed
behavioral thresholds to support environmental analyses for the Navy's
testing and training military readiness activities utilizing active
sonar sources; these behavioral harassment thresholds are used here to
evaluate the potential effects of the active sonar components of the
proposed specified activities. Though significantly driven by received
level, the onset of behavioral disturbance from anthropogenic noise
exposure is also informed to varying degrees by other factors related
to the source or exposure context (e.g., frequency, predictability,
duty cycle, duration of the exposure, signal-to-noise ratio, distance
to the source), the environment (e.g., bathymetry, other noises in the
area, predators in the area), and the receiving animals (hearing,
motivation, experience, demography, life stage, depth) and can be
difficult to predict (e.g., Southall et al., 2007, 2021, Ellison et
al., 2012).
The Navy's Phase III proposed pinniped behavioral threshold was
updated based on controlled exposure experiments on the following
captive animals: Hooded seal, gray seal, and California sea lion
(G[ouml]tz et al. 2010; Houser et al. 2013a; Kvadsheim et al. 2010).
Overall exposure levels were 110-170 dB re 1 [mu]Pa for hooded seals,
140-180 dB re 1 [mu]Pa for gray seals, and 125-185 dB re 1 [mu]Pa for
California sea lions; responses occurred at received levels ranging
from 125 to 185 dB re 1 [mu]Pa. However, the means of the response data
were between 159 and 170 dB re 1 [mu]Pa. Hooded seals were exposed to
increasing levels of sonar until an avoidance response was observed,
while the grey seals were exposed first to a single received level
multiple times, then an increasing received level. Each individual
California sea lion was exposed to the same received level ten times.
These exposure sessions were combined into a single response value,
with an overall response assumed if an animal responded in any single
session. Because these data represent a dose-response type relationship
between received level and a response, and because the means were all
tightly clustered, the Bayesian biphasic Behavioral Response Function
for pinnipeds most closely resembles a traditional sigmoidal dose-
response function at the upper received levels and has a 50 percent
probability of response at 166 dB re 1 [mu]Pa. Additionally, to account
for proximity to the source discussed above and based on the best
scientific information, a conservative distance of 10 km is used beyond
which exposures would not constitute a take under the military
readiness definition of Level B harassment.
Level A harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise from
two different types of sources (impulsive or non-impulsive). The Navy's
activities include the use of non-impulsive (active sonar) sources.
These thresholds are provided in the table below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS' 2018 Technical Guidance, which may be accessed at:
https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
For previous ICEXs, the Navy's PTS/TTS analysis began with
mathematical modeling to predict the sound transmission patterns from
Navy sources, including sonar. These data were then coupled with marine
species distribution and abundance data to determine the sound levels
likely to be received by various marine species. These criteria and
thresholds were applied to estimate specific effects that animals
exposed to Navy-generated sound may experience. For weighting function
derivation, the most critical data required were TTS onset exposure
levels as a function of exposure frequency. These values can be
estimated from published literature by examining TTS as a function of
sound exposure level (SEL) for various frequencies.
Table 5 below provides the weighted criteria and thresholds used in
previous ICEX analyses for estimating quantitative acoustic exposures
of marine mammals from the specified activities.
[[Page 85260]]
Table 5--Acoustic Thresholds Identifying the Onset of Behavioral Disturbance, TTS, and PTS for Non-Impulsive
Sound Sources \1\
----------------------------------------------------------------------------------------------------------------
Physiological criteria
Behavioral -------------------------------------
Functional hearing group Species criteria TTS threshold SEL PTS threshold SEL
(weighted) (weighted)
----------------------------------------------------------------------------------------------------------------
Phocid Pinnipeds (Underwater).. Ringed seal.......... Pinniped Dose 181 dB SEL 201 dB SEL
Response Function cumulative. cumulative.
\2\.
----------------------------------------------------------------------------------------------------------------
\1\ The threshold values provided are assumed for when the source is within the animal's best hearing
sensitivity. The exact threshold varies based on the overlap of the source and the frequency weighting.
\2\ See Figure 6-1 in the Navy's IHA application.
Note: SEL thresholds in dB re: 1 [mu]Pa\2\ s.
Marine Mammal Occurrence and Take Calculation and Estimation
In previous ICEX analyses, the Navy has performed a quantitative
analysis to estimate the number of ringed seals that could be harassed
by the underwater acoustic transmissions during the proposed specified
activities using marine mammal density estimates (Kaschner et al. 2006
and Kaschner 2004), marine mammal depth occurrence distributions (U.S
Department of the Navy, 2017), oceanographic and environmental data,
marine mammal hearing data, and criteria and thresholds for levels of
potential effects. Given the lack of recent density estimates for the
ICEX Study Area and the lack of ringed seal observations and acoustic
detections during ICEXs in the recent past (described in further detail
below), NMFS expects that the ringed seal density relied upon in
previous ICEX analyses was an overestimate to a large degree, and that
the resulting take estimates were likely overestimates as well. Please
see the notice of the final IHA for ICEX 22 for additional information
on that analysis (87 FR 7803; January 10, 2022).
For ICEX24, rather than relying on a density estimate, the Navy
estimated take of ringed seals based on an occurrence estimate of
ringed seals within the ICEX Study Area. Ringed seal presence in the
ICEX Study Area was obtained using sighting data from the Ocean
Biodiversity Information System-Spatial Ecological Analysis of
Megavertebrate Populations (OBIS-SEAMAP; Halpin et al. 2009). The ICEX
Study Area was overlaid on the OBIS-SEAMAP ringed seal sightings map
that included sightings for years 2000 to 2007 and 2013. Sighting data
were only available for the mid-to-late summer and fall months. Due to
the paucity of winter and spring data, the average number of individual
ringed seals per year was assumed to be present in the ICEX Study Area
during ICEX24; therefore, it is assumed that three ringed seals would
be present in the ICEX Study Area.
Table 6 provides range to effects for active acoustic sources
proposed for ICEX24 to phocid pinniped-specific criteria. Phocids
within these ranges would be predicted to receive the associated
effect. Range to effects can be important information for predicting
acoustic impacts, but also in determining adequate mitigation ranges to
avoid higher level effects, especially physiological effects, to marine
mammals.
Table 6--Range to Behavioral Disturbance, TTS, and PTS in the ICEX24 Study Area
----------------------------------------------------------------------------------------------------------------
Range to effects (m)
--------------------------------------------------
Source/exercise Behavioral
disturbance TTS PTS
----------------------------------------------------------------------------------------------------------------
Submarine Exercise........................................... 10,000 \a\ 5,050 130 \b\
----------------------------------------------------------------------------------------------------------------
\a\ Empirical evidence has not shown responses to sonar that would constitute take beyond a few km from an
acoustic source, which is why NMFS and the Navy conservatively set a distance cutoff of 10 km. Regardless of
the source level at that distance, take is not estimated to occur beyond 10 km from the source.
\b\ The distance represents the range to effects for all ICEX24 activities.
Though likely conservative given the size of the ICEX Study Area in
comparison to the size of the anticipated Level B harassment zone
(10,000 m), Navy estimated that three ringed seals may be taken by
Level B harassment per day of activity within the ICEX Study Area. Navy
anticipates conducting active acoustic transmissions on 42 days, and
therefore requested 126 takes by Level B harassment of ringed seals (3
seals per day x 42 days = 126 takes by Level B harassment; Table 7).
NMFS concurs and proposes to authorize 126 takes by Level B harassment.
Modeling for the three previous ICEXs (2018, 2020, and 2022), which
employed similar acoustic sources, did not result in any estimated
takes by PTS; therefore, particularly in consideration of the fact that
total takes were likely overestimated for those ICEX activities given
the density information used in the analyses (NMFS anticipates that the
density of ringed seals is actually much lower) and the relatively
small range to effects for PTS (130 m), the Navy did not request, and
NMFS is not proposing to authorize, take by Level A harassment of
ringed seal.
Table 7--Quantitative Modeling Results of Potential Exposures for ICEX Activities
----------------------------------------------------------------------------------------------------------------
Level B Level A
Species harassment harassment Total
----------------------------------------------------------------------------------------------------------------
Ringed seal.................................................. 126 0 126
----------------------------------------------------------------------------------------------------------------
[[Page 85261]]
During monitoring for the 2018 IHA covering similar military
readiness activities in the ICEX22 Study Area, the Navy did not
visually observe or acoustically detect any marine mammals (U.S. Navy,
2018). During monitoring for the 2020 IHA covering similar military
readiness activities in the ICEX22 Study Area, the Navy also did not
visually observe any marine mammals (U.S. Navy, 2020). Acoustic
monitoring associated with the 2020 IHA did not detect any discernible
marine mammal vocalizations (Henderson et al. 2021). The monitoring
report states that ``there were a few very faint sounds that could have
been (ringed seal) barks or yelps.'' However, these were likely not
from ringed seals, given that ringed seal vocalizations are generally
produced in series (Jones et al. 2014). Henderson et al. (2021) expect
that these sounds were likely ice-associated or perhaps anthropogenic.
While the distance at which ringed seals could be acoustically detected
is not definitive, Henderson et al. (2021) states that Expendable
Mobile ASW Training Targets (EMATTs) ``traveled a distance of 10 nmi
(18.5 km) away and were detected the duration of the recordings;
although ringed seal vocalization source levels are likely far lower
than the sounds emitted by the EMATTs, this gives some idea of the
potential detection radius for the cryophone. The periods when the
surface anthropogenic activity is occurring in close proximity to the
cryophone are dominated by those broadband noises due to the shallow
hydrophone placement in ice (only 10 cm down), and any ringed seal
vocalizations that were underwater could have been masked.'' During
monitoring for the 2022 IHA covering similar military readiness
activities in the ICEX24 Study Area, the Navy also did not visually
observe any marine mammals (U.S. Navy, 2022). With the exception of PAM
conducted during activities for mitigation purposes (no detections),
PAM did not occur in 2022 because the ice camp ice flow broke up, and
therefore, Navy had to relocate camp. Given the lost time, multiple
research projects were canceled, including the under-ice PAM that the
Naval Postgraduate School was planning to conduct.
Proposed Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses. NMFS regulations require applicants for incidental
take authorizations to include information about the availability and
feasibility (economic and technological) of equipment, methods, and
manner of conducting the activity or other means of effecting the least
practicable adverse impact upon the affected species or stocks, and
their habitat (50 CFR 216.104(a)(11)). The 2004 NDAA amended the MMPA
as it relates to military readiness activities and the incidental take
authorization process such that ``least practicable impact'' shall
include consideration of personnel safety, practicality of
implementation, and impact on the effectiveness of the military
readiness activity.
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, NMFS
considers two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat, as
well as subsistence uses. This considers the nature of the potential
adverse impact being mitigated (likelihood, scope, range). It further
considers the likelihood that the measure will be effective if
implemented (probability of accomplishing the mitigating result if
implemented as planned), the likelihood of effective implementation
(probability implemented as planned); and
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
The proposed IHA requires that appropriate personnel (including
civilian personnel) involved in mitigation and training or testing
activity reporting under the specified activities must complete Arctic
Environmental and Safety Awareness Training. Modules include: Arctic
Species Awareness and Mitigations, Environmental Considerations,
Hazardous Materials Management, and General Safety.
Further, the following general mitigation measures are required to
prevent incidental take of ringed seals on the ice floe associated with
the ice camp (further explanation of certain mitigation measures is
provided in parentheses following the measure):
The ice camp and runway must be established on first-year
and multi-year ice without pressure ridges. (This will minimize
physical impacts to subnivean lairs and impacts to sea ice habitat
suitable for lairs);
Ice camp deployment must begin no later than mid-February
2024, and be gradual, with activity increasing over the first 5 days.
Camp deployment must be completed by March 15, 2024. (Given that
mitigation measures require that the ice camp and runway be established
on first-year or multi-year ice without pressure ridges, as well as the
average ringed seal lair density in the area, and the relative
footprint of the Navy's planned ice camp (2 km\2\ 0.8 mi\2\), it is
extremely unlikely that a ringed seal would build a lair in the
vicinity of the ice camp. Additionally, based on the best available
science, Arctic ringed seal whelping is not expected to occur prior to
mid-March, and therefore, construction of the ice camp will be
completed prior to whelping in the area of ICEX24. Further, as noted
above, ringed seal lairs are not expected to occur in the ice camp
study area, and therefore, NMFS does not expect ringed seals to
relocate pups due to human disturbance from ice camp activities,
including construction);
Personnel on all on-ice vehicles must observe for marine
and terrestrial animals;
Snowmobiles must follow established routes, when
available. On-ice vehicles must not be used to follow any animal, with
the exception of actively deterring polar bears if the situation
requires;
Personnel on foot and operating on-ice vehicles must avoid
areas of deep snowdrifts near pressure ridges. (These areas are
preferred areas for subnivean lair development);
Personnel must maintain a 100 m (328 ft) avoidance
distance from all observed marine mammals; and
All material (e.g., tents, unused food, excess fuel) and
wastes (e.g., solid waste, hazardous waste) must be removed from the
ice floe upon completion of ICEX24 activities.
The following mitigation measures are required for activities
involving acoustic transmissions (further explanation of certain
mitigation measures is provided in parentheses following the measure):
Personnel must begin passive acoustic monitoring (PAM) for
vocalizing marine mammals 15 minutes prior to the start of activities
involving active acoustic transmissions from
[[Page 85262]]
submarines. (This PAM would be conducted for the area around the
submarine in real time by technicians on board the submarine.);
Personnel must delay active acoustic transmissions if a
marine mammal is detected during pre-activity PAM and must shutdown
active acoustic transmissions if a marine mammal is detected during
acoustic transmissions; and
Personnel must not restart acoustic transmissions until 15
minutes have passed with no marine mammal detections.
Ramp up procedures for acoustic transmissions are not required as
the Navy determined, and NMFS concurs, that they would result in
impacts on military readiness and on the realism of training that would
be impracticable.
The following mitigation measures are required for aircraft
activities to prevent incidental take of marine mammals due to the
presence of aircraft and associated noise.
Fixed wing aircraft must operate at the highest altitudes
practicable taking into account safety of personnel, meteorological
conditions, and need to support safe operations of a drifting ice camp.
Aircraft must not reduce altitude if a seal is observed on the ice. In
general, cruising elevation must be 305 m (1,000 ft) or higher;
Unmanned Aircraft Systems (UAS) must maintain a minimum
altitude of at least 15.2 m (50 ft) above the ice. They must not be
used to track or follow marine mammals;
Helicopter flights must use prescribed transit corridors
when traveling to or from Prudhoe Bay and the ice camp. Helicopters
must not hover or circle above marine mammals or within 457 m (1,500
ft) of marine mammals;
Aircraft must maintain a minimum separation distance of
1.6 km (1 mi) from groups of 5 or more seals; and
Aircraft must not land on ice within 800 m (0.5 mi) of
hauled-out seals.
Based on our evaluation of the applicant's proposed measures, as
well as other measures considered by NMFS, NMFS has preliminarily
determined that the proposed mitigation measures provide the means of
effecting the least practicable impact on the affected species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present while
conducting the activities. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the activity; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
The Navy has coordinated with NMFS to develop an overarching
program, the Integrated Comprehensive Monitoring Program (ICMP),
intended to coordinate marine species monitoring efforts across all
regions and to allocate the most appropriate level and type of effort
for each range complex based on a set of standardized objectives, and
in acknowledgement of regional expertise and resource availability. The
ICMP was created in direct response to Navy requirements established in
various MMPA regulations and ESA consultations. As a framework
document, the ICMP applies by regulation to those activities on ranges
and operating areas for which the Navy is seeking or has sought
incidental take authorizations.
The ICMP is focused on Navy training and testing ranges where the
majority of Navy activities occur regularly, as those areas have the
greatest potential for being impacted by the Navy's activities. In
comparison, ICEX is a short duration exercise that occurs approximately
every other year. Due to the location and expeditionary nature of the
ice camp, the number of personnel on site is extremely limited and is
constrained by the requirement to be able to evacuate all personnel in
a single day with small planes. As such, the Navy asserts that a
dedicated ICMP monitoring project is not feasible as it would require
additional personnel and equipment, and NMFS concurs. However, the Navy
is exploring the potential of implementing an environmental DNA (eDNA)
study on ice seals.
Nonetheless, the Navy must conduct the following monitoring and
reporting under the IHA. Ice camp personnel must generally monitor for
marine mammals in the vicinity of the ice camp and record all
observations of marine mammals, regardless of distance from the ice
camp, as well as the additional data indicated below. Additionally,
Navy personnel must conduct PAM during all active sonar use. Ice camp
personnel must also maintain an awareness of the surrounding
environment and document any observed marine mammals.
In addition, the Navy is required to provide NMFS with a draft
exercise monitoring report within 90 days of the conclusion of the
specified activity. A final report must be prepared and submitted
within 30 calendar days following receipt of any NMFS comments on the
draft report. If no comments are received from NMFS within 30 calendar
days of receipt of the draft report, the report shall be considered
final. The report, at minimum, must include:
Marine mammal monitoring effort (dedicated hours);
Ice camp activities occurring during each monitoring
period (e.g., construction, demobilization, safety watch, field
parties);
Number of marine mammals detected;
Upon observation of a marine mammal, record the following
information:
[cir] Environmental conditions when animal was observed, including
relevant weather conditions such as cloud cover,
[[Page 85263]]
snow, sun glare, and overall visibility, and estimated observable
distance;
[cir] Lookout location and ice camp activity at time of sighting
(or location and activity of personnel who made observation, if
observed outside of designated monitoring periods);
[cir] Time and approximate location of sighting;
[cir] Identification of the animal(s) (e.g., seal, or
unidentified), also noting any identifying features;
[cir] Distance and location of each observed marine mammal relative
to the ice camp location for each sighting;
[cir] Estimated number of animals (min/max/best estimate); and
[cir] Description of any marine mammal behavioral observations
(e.g., observed behaviors such as traveling), including an assessment
of behavioral responses thought to have resulted from the activity
(e.g., no response or changes in behavioral state such as ceasing
feeding, changing direction, flushing).
Also, all sonar usage will be collected via the Navy's Sonar
Positional Reporting System database. The Navy is required to provide
data regarding sonar use and the number of shutdowns during ICEX24
activities in the Atlantic Fleet Training and Testing (AFTT) Letter of
Authorization 2024 annual classified report. The Navy is also required
to analyze any declassified underwater recordings collected during
ICEX24 for marine mammal vocalizations and report that information to
NMFS, including the types and nature of sounds heard (e.g., clicks,
whistles, creaks, burst pulses, continuous, sporadic, strength of
signal) and the species or taxonomic group (if determinable). This
information will also be submitted to NMFS with the 2024 annual AFTT
declassified monitoring report.
Finally, in the event that personnel discover an injured or dead
marine mammal, personnel must report the incident to OPR, NMFS and to
the Alaska regional stranding network as soon as feasible. The report
must include the following information:
Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
Species identification (if known) or description of the
animal(s) involved;
Condition of the animal(s) (including carcass condition if
the animal is dead);
Observed behaviors of the animal(s), if alive;
If available, photographs or video footage of the
animal(s); and
General circumstances under which the animal(s) was
discovered (e.g., during submarine activities, observed on ice floe, or
by transiting aircraft).
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any impacts or responses (e.g., intensity, duration),
the context of any impacts or responses (e.g., critical reproductive
time or location, foraging impacts affecting energetics), as well as
effects on habitat, and the likely effectiveness of the mitigation. We
also assess the number, intensity, and context of estimated takes by
evaluating this information relative to population status. Consistent
with the 1989 preamble for NMFS' implementing regulations (54 FR 40338;
September 29, 1989), the impacts from other past and ongoing
anthropogenic activities are incorporated into this analysis via their
impacts on the baseline (e.g., as reflected in the regulatory status of
the species, population size and growth rate where known, ongoing
sources of human-caused mortality, or ambient noise levels).
Underwater acoustic transmissions associated with ICEX24, as
outlined previously, have the potential to result in Level B harassment
of ringed seals in the form of TTS and behavioral disturbance. No take
by Level A harassment, serious injury, or mortality are anticipated to
result from this activity. Further, at close ranges and high sound
levels approaching those that could cause PTS, seals would likely avoid
the area immediately around the sound source.
NMFS anticipates that take of ringed seals by TTS could occur from
the submarine activities. TTS is a temporary impairment of hearing and
can last from minutes or hours to days (in cases of strong TTS). In
many cases, however, hearing sensitivity recovers rapidly after
exposure to the sound ends. This activity has the potential to result
in only minor levels of TTS, and hearing sensitivity of affected
animals would be expected to recover quickly. Though TTS may occur as
indicated, the overall fitness of the impacted individuals is unlikely
to be affected given the temporary nature of TTS and the minor levels
of TTS expected from these activities. Negative impacts on the
reproduction or survival of affected ring seals as well as impacts on
the stock are not anticipated.
Effects on individuals that are taken by Level B harassment by
behavioral disturbance could include alteration of dive behavior,
alteration of foraging behavior, effects to breathing, interference
with or alteration of vocalization, avoidance, and flight. More severe
behavioral responses are not anticipated due to the localized,
intermittent use of active acoustic sources and mitigation using PAM,
which would limit exposure to active acoustic sources. Most likely,
individuals would be temporarily displaced by moving away from the
sound source. As described previously in the Acoustic Impacts section,
seals exposed to non-impulsive sources with a received sound pressure
level within the range of calculated exposures, (142-193 dB re 1
[mu]Pa), have been shown to change their behavior by modifying diving
activity and avoidance of the sound source (G[ouml]tz et al. 2010;
Kvadsheim et al. 2010). Although a minor change to a behavior may occur
as a result of exposure to the sound sources associated with the
proposed specified activity, these changes would be within the normal
range of behaviors for the animal (e.g., the use of a breathing hole
further from the source, rather than one closer to the source).
Further, given the limited number of total instances of takes and the
unlikelihood that any single individuals would be taken repeatedly,
multiple times over sequential days, these takes are unlikely to impact
the reproduction or survival of any individuals.
The Navy's proposed activities are localized and of relatively
short duration. While the total ICEX24 Study Area is large, the Navy
expects that most activities would occur within the Ice Camp Study Area
in relatively close proximity to the ice camp. The larger Navy Activity
Study Area depicts the range where submarines may maneuver during the
exercise. The ice camp would be in existence for up to 6 weeks with
acoustic transmission occurring intermittently over approximately 4
weeks.
The project is not expected to have significant adverse effects on
marine mammal habitat. The project activities are limited in time and
would not
[[Page 85264]]
modify physical marine mammal habitat. While the activities may cause
some fish to leave a specific area ensonified by acoustic
transmissions, temporarily impacting marine mammals' foraging
opportunities, these fish would likely return to the affected area. As
such, the impacts to marine mammal habitat are not expected to cause
significant or long-term negative consequences.
For on-ice activity, Level A harassment, Level B harassment,
serious injury, and mortality are not anticipated, given the nature of
the activities, the lack of previous ringed seal observations, and the
mitigation measures NMFS has proposed to include in the IHA. The ringed
seal pupping season on the ice lasts for 5 to 9 weeks during late
winter and spring. As stated in the Potential Effects of Specified
Activities on Marine Mammals and Their Habitat section, March 1 is
generally expected to be the onset of ice seal lairing season. The ice
camp and runway would be established on first-year ice or multi-year
ice without pressure ridges, as ringed seals tend to build their lairs
near pressure ridges. Ice camp deployment will begin no later than mid-
February, and be gradual, with activity increasing over the first 5
days. Ice camp deployment will be completed by March 15, before the
pupping season. Displacement of seal lair construction or relocation to
existing lairs outside of the ice camp area is unlikely, given the low
average density of lairs (the average ringed seal lair density in the
vicinity of Prudhoe Bay, Alaska is 1.58 lairs per km\2\ (Table 4) the
relative footprint of the Navy's planned ice camp (2 km\2\; 0.77
mi\2\), the lack of previous ringed seal observations on the ice during
ICEX activities, and mitigation requirements that require the Navy to
construct the ice camp and runway on first-year or multi-year ice
without pressure ridges and require personnel to avoid areas of deep
snow drift or pressure ridges.
Given that mitigation measures require that the ice camp and runway
be established on first-year or multi-year ice without pressure ridges,
where ringed seals tend to build their lairs, it is extremely unlikely
that a ringed seal would build a lair in the vicinity of the ice camp.
This measure, together with the other mitigation measures required for
operation of the ice camp, are expected to avoid impacts to the
construction and use of ringed seal subnivean lairs, particularly given
the already low average density of lairs, as described above. Given
that ringed seal lairs are not expected to occur in the ice camp study
area, NMFS would not expect ringed seals to relocate pups due to human
disturbance from ice camp activities.
Additional mitigation measures would also prevent damage to and
disturbance of ringed seals and their lairs that could otherwise result
from on-ice activities. Personnel on on-ice vehicles would observe for
marine mammals, and would follow established routes when available, to
avoid potential damage to or disturbance of lairs. Personnel on foot
and operating on-ice vehicles would avoid deep snow drifts near
pressure ridges, also to avoid potential damage to or disturbance of
lairs. Further, personnel would maintain a 100 m (328 ft) distance from
all observed marine mammals to avoid disturbing the animals due to the
personnel's presence. Implementation of these measures would prevent
ringed seal lairs from being crushed or damaged during ICEX24
activities.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect any of the species
or stocks through effects on annual rates of recruitment or survival:
No Level A harassment (injury), serious injury, or
mortality is anticipated or proposed for authorization;
Impacts would be limited to Level B harassment, primarily
in the form of behavioral disturbance that results in minor changes in
behavior;
TTS is expected to affect only a limited number of animals
and is expected to be minor and short term;
The number of takes proposed to be authorized are low
relative to the estimated abundances of the affected stock, even given
the extent to which abundance is significantly underestimated;
Submarine training and testing activities would occur over
only 4 weeks of the total 6-week activity period;
There would be no loss or modification of ringed seal
habitat and minimal, temporary impacts on prey;
Physical impacts to ringed seal subnivean lairs would be
avoided; and
Mitigation requirements for ice camp activities would
prevent impacts to ringed seals during the pupping season.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Unmitigable Adverse Impact Analysis and Determination
In order to issue an IHA, NMFS must find that the specified
activity will not have an ``unmitigable adverse impact'' on the
subsistence uses of the affected marine mammal species or stocks by
Alaskan Natives. NMFS has defined ``unmitigable adverse impact'' in 50
CFR 216.103 as an impact resulting from the specified activity: (1)
That is likely to reduce the availability of the species to a level
insufficient for a harvest to meet subsistence needs by: (i) Causing
the marine mammals to abandon or avoid hunting areas; (ii) Directly
displacing subsistence users; or (iii) Placing physical barriers
between the marine mammals and the subsistence hunters; and (2) That
cannot be sufficiently mitigated by other measures to increase the
availability of marine mammals to allow subsistence needs to be met.
Impacts to marine mammals from the specified activity would mostly
include limited, temporary behavioral disturbances of ringed seals;
however, some TTS is also anticipated. No Level A harassment (injury),
serious injury, or mortality of marine mammals is expected or proposed
for authorization, and the activities are not expected to have any
impacts on reproductive or survival rates of any marine mammal species.
The specified activity and associated harassment of ringed seals
would not be expected to impact marine mammals in numbers or locations
sufficient to reduce their availability for subsistence harvest given
the short-term, temporary nature of the activities, and the distance
offshore from known subsistence hunting areas. The specified activity
would occur for a brief period of time outside of the primary
subsistence hunting season, and though seals are harvested for
subsistence uses off the North Slope of Alaska, the ICEX24 Study Area
is seaward of known subsistence hunting areas. (The Study Area boundary
is approximately 50 km from shore at the closest point, though
exercises will occur farther offshore.)
The Navy proposes to provide advance public notice to local
residents and other users of the Prudhoe Bay region of Navy activities
and measures used to reduce impacts on resources. This includes
notification to local Alaska Natives who hunt marine mammals for
subsistence. If any Alaska Natives express concerns regarding project
impacts to subsistence hunting of marine mammals, the Navy would
[[Page 85265]]
further communicate with the concerned individuals or community. The
Navy would provide project information and clarification of the
mitigation measures that will reduce impacts to marine mammals.
Based on the description of the specified activity, the measures
described to minimize adverse effects on the availability of marine
mammals for subsistence purposes, and the proposed mitigation and
monitoring measures, NMFS has preliminarily determined that there will
not be an unmitigable adverse impact on subsistence uses from the
Navy's proposed activities.
Endangered Species Act
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA; 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally whenever we propose to authorize take for
endangered or threatened species, in this case with NMFS' Alaska
Regional Office (AKRO).
NMFS OPR is proposing to authorize take of ringed seals, which are
listed under the ESA. OPR has requested a section 7 consultation with
the AKRO for the issuance of this IHA. The Navy has also requested a
section 7 consultation with AKRO for ICEX Study Area activities. OPR
will conclude the ESA consultation prior to reaching a determination
regarding the proposed issuance of the authorization.
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to the Navy for conducting submarine training and testing
activities in the Arctic Ocean beginning in February 2024, provided the
previously mentioned mitigation, monitoring, and reporting requirements
are incorporated. A draft of the proposed IHA can be found at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this notice of proposed IHA for the proposed ICEX24
activities. We also request comment on the potential renewal of this
proposed IHA as described in the paragraph below. Please include with
your comments any supporting data or literature citations to help
inform decisions on the request for this IHA or a subsequent renewal
IHA.
On a case-by-case basis, NMFS may issue a 1-time, 1-year renewal
IHA following notice to the public providing an additional 15 days for
public comments when (1) up to another year of identical or nearly
identical activities as described in the Description of Proposed
Activity section of this notice is planned or (2) the activities as
described in the Description of Proposed Activity section of this
notice would not be completed by the time the IHA expires and a renewal
would allow for completion of the activities beyond that described in
the Dates and Duration section of this notice, provided all of the
following conditions are met:
A request for renewal is received no later than 60 days
prior to the needed renewal IHA effective date (recognizing that the
renewal IHA expiration date cannot extend beyond 1 year from expiration
of the initial IHA); and
The request for renewal must include the following:
(1) An explanation that the activities to be conducted under the
requested renewal IHA are identical to the activities analyzed under
the initial IHA, are a subset of the activities, or include changes so
minor (e.g., reduction in pile size) that the changes do not affect the
previous analyses, mitigation and monitoring requirements, or take
estimates (with the exception of reducing the type or amount of take);
and
(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized.
Upon review of the request for renewal, the status of the
affected species or stocks, and any other pertinent information, NMFS
determines that there are no more than minor changes in the activities,
the proposed renewal timeframe does not significantly alter the
agency's initial impact findings, the mitigation and monitoring
measures will remain the same and appropriate, and the findings in the
initial IHA remain valid.
Dated: December 4, 2023.
Catherine Marzin,
Acting Director, Office of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2023-26913 Filed 12-6-23; 8:45 am]
BILLING CODE 3510-22-P