Privacy, 84067-84071 [2023-26516]

Download as PDF 84067 Rules and Regulations Federal Register Vol. 88, No. 231 Monday, December 4, 2023 This section of the FEDERAL REGISTER contains regulatory documents having general applicability and legal effect, most of which are keyed to and codified in the Code of Federal Regulations, which is published under 50 titles pursuant to 44 U.S.C. 1510. The Code of Federal Regulations is sold by the Superintendent of Documents. FEDERAL LABOR RELATIONS AUTHORITY 5 CFR Part 2412 Privacy Federal Labor Relations Authority. ACTION: Final rule. AGENCY: This final rule adopts, with one change, the proposed rule published in the Federal Register on October 11, 2023. The rule updates procedures under the Privacy Act for requesting information from the Federal Labor Relations Authority (FLRA) and procedures that the FLRA follows in responding to requests from the public, in order to reflect changes in the law and the FLRA’s organization since the regulations were last updated. DATES: This final rule is effective January 3, 2024. FOR FURTHER INFORMATION CONTACT: Thomas Tso, Solicitor, Senior Agency Official for Privacy, at (771) 444–5779. SUPPLEMENTARY INFORMATION: On October 11, 2023, the FLRA published a proposed rule in the Federal Register at 88 FR 70374, amending its regulations under the Privacy Act to update procedures for requesting information from the FLRA and procedures that the FLRA follows in responding to requests from the public, in order to reflect changes in the law and the FLRA’s organization since the regulations were last updated. These revised regulations account for issues that have arisen since the regulations were last updated. The FLRA solicited written comments; and requested that any such comments be submitted by November 13, 2023. The FLRA received one comment on the proposed rule from the American Association of Nurse Practitioners, which suggested changing ‘‘physician’’ to ‘‘licensed health care professional’’ in § 2412.6(d). The FLRA agrees with this change as a requester’s provider of ddrumheller on DSK120RN23PROD with RULES1 SUMMARY: VerDate Sep<11>2014 15:43 Dec 01, 2023 Jkt 262001 choice may not be a physician, but another licensed health care professional, such as a nurse practitioner. Other agencies have also utilized the broader term in similar situations. See, e.g., 5 CFR 1830.4, 45 CFR 164.502(g)(3)(ii)(C). Based on the rationale set forth in the proposed rule and this document, the FLRA is thus adopting the proposed rule as the final rule with this one change. Regulatory Flexibility Act Certification Pursuant to section 605(b) of the Regulatory Flexibility Act, 5 U.S.C. 605(b), the FLRA has determined that this regulation, as amended, will not have a significant impact on a substantial number of small entities. The Privacy Act primarily affects individuals and not entities and the final rule would impose no duties or obligations on small entities. Unfunded Mandates Reform Act of 1995 This rule will not result in the expenditure by state, local, and tribal governments, in the aggregate, or by the private sector, of $100,000,000 or more in any one year, and it will not significantly or uniquely affect small governments. Therefore, no actions were deemed necessary under the provisions of the Unfunded Mandates Reform Act of 1995. Small Business Regulatory Enforcement Fairness Act of 1996 This action is not a major rule as defined by section 804 of the Small Business Regulatory Enforcement Fairness Act of 1996, 5 U.S.C. 804. This rule will not result in an annual effect on the economy of $100,000,000 or more; a major increase in costs or prices; or significant adverse effects on competition, employment, investment, productivity, innovation, or on the ability of United States-based companies to compete with foreignbased companies in domestic and export markets. Paperwork Reduction Act of 1995 The regulations contain no additional information collection or record-keeping requirements under the Paperwork Reduction Act of 1995, 44 U.S.C. 3501, et seq. List of Subjects in 5 CFR Part 2412 Privacy Act. PO 00000 Frm 00001 Fmt 4700 Sfmt 4700 For the reasons stated in the preamble, the FLRA revises 5 CFR part 2412 to read as follows: ■ PART 2412—PRIVACY Sec. 2412.1 Purpose and scope. 2412.2 Definitions. 2412.3 Notice and publication. 2412.4 Existence-of-records requests. 2412.5 Individual access requests. 2412.6 Records about other individuals, medical records, and limitations on disclosures. 2412.7 Initial decision on access requests. 2412.8 Accountings of disclosures and requests for accountings. 2412.9 Requests for amendment or correction of records. 2412.10 Initial decision on amendment or correction. 2412.11 Amendment or correction of previously disclosed records. 2412.12 Agency review of refusal to inform, to provide access to, or to amend or correct records. 2412.13 Fees. 2412.14 Penalties. 2412.15 Exemptions. Authority: 5 U.S.C. 552a. § 2412.1 Purpose and scope. This part contains the regulations that the Federal Labor Relations Authority (FLRA), including the Authority component (Authority), the General Counsel of the FLRA (General Counsel), the Inspector General (IG), and the Federal Service Impasses Panel (Panel), follow under the Privacy Act of 1974, as amended, 5 U.S.C. 552a. These regulations should be read together with the Privacy Act, which provides additional information about records maintained on individuals. The regulations apply to all records maintained by the Authority, the General Counsel, the IG, and the Panel that are contained in a system of records, as defined at § 2412.2(d), and that are retrieved by an individual’s name or personal identifier. They describe the procedures by which individuals may request access to records about themselves, request amendment or correction of those records, and request an accounting of disclosures of those records. In addition, the regulations limit the access of other persons to those records. The Authority, the General Counsel, the IG, and the Panel also process all Privacy Act requests for access to records under the Freedom of Information Act, 5 U.S.C. E:\FR\FM\04DER1.SGM 04DER1 84068 Federal Register / Vol. 88, No. 231 / Monday, December 4, 2023 / Rules and Regulations 552, giving requesters the benefit of both statutes. These regulations do not relate to those personnel records of Federal Government employees, which are under the Office of Personnel Management’s (OPM) jurisdiction, to the extent such records are subject to OPM regulations. § 2412.2 Definitions. For the purposes of this part— Individual means a citizen of the United States or an alien lawfully admitted for permanent residence. Maintain includes maintain, collect, use, or disseminate. Record means any item, collection, or grouping of information about an individual that is maintained by the Authority, the General Counsel, the IG, or the Panel including, but not limited to, information regarding the individual’s education, financial transactions, medical history, and criminal or employment history, that contains the individual’s name, or the identifying number, symbol, or other identifying particular assigned to the individual, such as a finger or voice print or a photograph. Request for access to a record means a request made under the Privacy Act, 5 U.S.C. 552a(d)(1). Request for amendment or correction of a record means a request made under the Privacy Act, 5 U.S.C. 552a(d)(2). Request for an accounting means a request made under the Privacy Act, 5 U.S.C. 552a(c)(3). Requester means an individual who makes an existence-of-records request, a request for access, a request for amendment or correction, or a request for an accounting under the Privacy Act. Routine use means, with respect to the disclosure of a record, the use of such record for a purpose which is compatible with the purpose for which it was collected. System of records means a group of any records under the control of the Authority, the General Counsel, the IG, or the Panel from which information is retrieved by the name of the individual or by some identifying particular assigned to the individual. ddrumheller on DSK120RN23PROD with RULES1 § 2412.3 Notice and publication. The Authority, the General Counsel, the IG, and the Panel will publish in the Federal Register such notices describing systems of records as are required by law. § 2412.4 Existence-of-records requests. (a) If you want to know whether a system of records maintained by the Authority, the General Counsel, the IG, or the Panel contains a record pertaining VerDate Sep<11>2014 15:43 Dec 01, 2023 Jkt 262001 to you, you may submit a written existence-of-records request by mail to the FLRA’s Solicitor or IG, as appropriate, at the Authority’s offices in Washington, DC, or by email to privacy@flra.gov. (b) You should clearly and prominently identify your request as a Privacy Act request. If you submit the request by mail, it should bear the mark ‘‘Privacy Act Request’’ on the envelope or other cover, as well as your return address. If you submit the request by email, the subject line of the email should include the phrase ‘‘Privacy Act Request.’’ If you do not comply with the provisions of this paragraph, your request will not be deemed received until the time it is actually received by the FLRA’s Solicitor or IG. (c) An existence-of-records request must include your name and address and must reasonably describe the system of records in question. Whenever possible, the request should also describe the time periods in which you believe the records were compiled and the name or identifying number of each system of records in which you believe the records are kept. The Authority, the General Counsel, the IG, and the Panel have published descriptions of the systems of records they maintain in the Federal Register. (d) When you make an existence-ofrecords request regarding records about yourself, you must verify your identity. You must state your full name, current address, and date and place of birth. You must sign your request and your signature must either be notarized or submitted by you under 28 U.S.C. 1746, a law that permits statements to be made under penalty of perjury as a substitute for notarization. In order to help the identification and location of requested records, you may also, at your option, include your social security number. (e) When making an existence-ofrecords request as the parent or guardian of a minor or as the guardian of someone determined by a court to be incompetent, you must establish: (1) The identity of the individual who is the subject of the record, by stating the name, current address, date and place of birth, and, at your option, the social security number of the individual; (2) Your own identity, following the requirements of paragraph (d) of this section; (3) That you are the parent or guardian of that individual, which you may prove by providing a copy of the individual’s birth certificate showing your parentage or by providing a court PO 00000 Frm 00002 Fmt 4700 Sfmt 4700 order establishing your guardianship; and (4) That you are acting on behalf of that individual in making the request. (f) The Solicitor or IG, as appropriate, will advise you in writing within ten (10) working days from receipt of your request whether the system of records you identified contains a record pertaining to you or to the individual for whom you are a parent or guardian and, if so, the office in which that record is located. If the Solicitor or IG is prohibited from, or there is otherwise an exemption that prevents, disclosing whether a system of records contains a record pertaining to you or to the individual for whom you are a parent or guardian, you will be notified in writing of the reasons of that determination, and of your right to appeal that determination under the provisions § 2412.12. § 2412.5 Individual access requests. (a) You may make a request for access to a record about yourself that is contained in a system of records maintained by the Authority, the General Counsel, the IG, or the Panel by submitting a written request reasonably identifying the records sought to be inspected or copied by mail to the FLRA’s Solicitor or the IG at the Authority’s offices in Washington, DC, or by email to privacy@flra.gov. You must describe the records that you want in enough detail to enable Authority, General Counsel, IG, or Panel personnel to locate the system of records containing them with a reasonable amount of effort. Whenever possible, your request should describe the time periods in which you believe the records were compiled and the name or identifying number of each system of records in which you believe the records are kept. The Authority, the General Counsel, the IG, and the Panel have published descriptions of the systems of records they maintain in the Federal Register. (b) Your written request should be clearly and prominently identified as a Privacy Act request. If you submit the request by mail, it should bear the mark ‘‘Privacy Act Request’’ on the envelope or other cover, as well as your return address. If you submit the request by email, the subject line of the email should include the phrase ‘‘Privacy Act Request.’’ If your request does not comply with the provisions of this paragraph, it will not be deemed received until the time it is actually received by the FLRA’s Solicitor or IG. (c) If you desire, you may be accompanied by another person during your review of the records. If you desire E:\FR\FM\04DER1.SGM 04DER1 Federal Register / Vol. 88, No. 231 / Monday, December 4, 2023 / Rules and Regulations to be accompanied by another person during the inspection, you must notify the Solicitor or IG at least twenty-four hours in advance of the agreed-upon inspection date. Additionally, you must sign a statement and provide it to the representative of the Authority, the General Counsel, the IG, or the Panel, as appropriate, at the time of the inspection, authorizing that person to accompany you. The agency may require a written statement from you authorizing discussion of your record in the accompanying person’s presence. (d) When you make a request for access to records about yourself, you must verify your identity. You must state your full name, current address, and date and place of birth. You must sign your request and your signature must either be notarized or submitted by you under 28 U.S.C. 1746, a law that permits statements to be made under penalty of perjury as a substitute for notarization. In order to help the identification and location of requested records, you may also, at your option, include your social security number. (e) When making a request as the parent or guardian of a minor or as the guardian of someone determined by a court to be incompetent, for access to records about that individual, you must establish: (1) The identity of the individual who is the subject of the record, by stating the name, current address, date and place of birth, and, at your option, the social security number of the individual; (2) Your own identity, following the requirements of paragraph (d) of this section; (3) That you are the parent or guardian of that individual, which you may prove by providing a copy of the individual’s birth certificate showing your parentage or by providing a court order establishing your guardianship; and (4) That you are acting on behalf of that individual in making the request. ddrumheller on DSK120RN23PROD with RULES1 § 2412.6 Records about other individuals, medical records, and limitations on disclosures. (a) Requests for records about an individual made by person other than that individual shall also be directed to the FLRA’s Solicitor or IG, as appropriate, at the Authority’s offices in Washington, DC, or by email to privacy@flra.gov. You must describe the records that you want in enough detail to enable Authority, General Counsel, IG, or Panel personnel to locate the system of records containing them with a reasonable amount of effort. Whenever possible, your request should describe VerDate Sep<11>2014 15:43 Dec 01, 2023 Jkt 262001 the time periods in which you believe the records were compiled and the name or identifying number of each system of records in which you believe the records are kept. The Authority, the General Counsel, the IG, and the Panel have published descriptions of the systems of records they maintain in the Federal Register. (b) Such records shall only be made available to persons other than that individual in the following circumstances: (1) To any person with the prior written consent of the individual about whom the records are maintained; (2) To officers and employees of the Authority, the General Counsel, the IG, and the Panel who have a need for the records in the performance of their official duties; (3) For a routine use compatible with the purpose for which it was collected, as defined in 5 U.S.C. 552a(a)(7) and as described under 5 U.S.C. 552a(e)(4)(D); (4) To any person to whom disclosure is required by the Freedom of Information Act, as amended, 5 U.S.C. 552; (5) To the Bureau of the Census for purposes of planning or carrying out a census or survey or related activity pursuant to title 13 of the United States Code; (6) In a form not individually identifiable to a recipient who has provided the Solicitor or IG with advance adequate written assurance that the record will be used solely as a statistical research or reporting record; (7) To the National Archives and Records Administration or other appropriate entity as a record which has sufficient historical or other value warranting its preservation, or for evaluation by the Archivist of the United States or the designee of such official to determine whether the record has such value; (8) To another agency or to an instrumentality of any governmental jurisdiction within or under control of the United States for a civil or criminal law enforcement activity that is authorized by law if the head of the agency or instrumentality has made a written request for the record to the Solicitor or IG, in accordance with part 2417 of this chapter, specifying the particular portion desired and the law enforcement activity for which the record is sought; (9) To a person pursuant to a showing of compelling circumstances affecting the health or safety of an individual, provided that notification of such a disclosure shall be immediately mailed to the last known address of the individual; PO 00000 Frm 00003 Fmt 4700 Sfmt 4700 84069 (10) To either House of Congress or to any committee thereof with appropriate jurisdiction; (11) To the Comptroller General, or any of Comptroller General’s authorized representatives, in the performance of the official duties of the General Accountability Office; (12) Pursuant to the order of a court of competent jurisdiction; or (13) To a consumer reporting agency in accordance with 31 U.S.C. 3711(e). (c) The request shall be in writing and should be clearly and prominently identified as a Privacy Act request and, if submitted by mail or otherwise submitted in an envelope or other cover, should bear the mark ‘‘Privacy Act Request’’ on the envelope or other cover. If a request does not comply with the provisions of this paragraph, it shall not be deemed received until the time it is actually received by the Solicitor or the IG. (d) If medical records are requested for inspection which, in the opinion of the Solicitor or the IG, as appropriate, may be harmful to the requester if personally inspected by such person, such records will be furnished only to a licensed health care professional designated to receive such records by the requester. Prior to such disclosure, the requester must furnish a signed written authorization to make such disclosure and the licensed health care professional must furnish a written request for the licensed health care professional’s receipt of such records to the Solicitor or the IG, as appropriate. (1) If such authorization is not executed within the presence of an Authority, General Counsel, or Panel representative, the authorization must be accompanied by a notarized statement verifying the identification of the requester. (2) [Reserved] § 2412.7 Initial decision on access requests. (a) Within ten (10) working days of the receipt of a request pursuant to § 2412.5, the FLRA’s Solicitor or IG will make an initial decision regarding whether the requested records exist and whether they will be made available to the requester. The Solicitor or IG will promptly communicate that initial decision to you in writing or other appropriate form. (b) When the initial decision is to provide access to the requested records, the writing or other appropriate communication notifying you of the decision will: (1) Briefly describe the records to be made available; E:\FR\FM\04DER1.SGM 04DER1 84070 Federal Register / Vol. 88, No. 231 / Monday, December 4, 2023 / Rules and Regulations (2) State whether any records maintained about you in the system of records in question are not being made available; (3) State whether any further verification of your identity is necessary; and (4) Notify you of any fee charged under § 2412.13. (5) The Solicitor or IG will promptly disclose the requested records to you upon payment of any applicable fee under § 2412.13. (c) When the initial decision is not to provide access to requested records and accountings, the Solicitor or IG will, by writing or other appropriate communication, explain the reason for that decision. The Solicitor or IG will only refuse to provide you access when: (1) Your verification of identity is inadequate under § 2412.5(d); (2) No such records are maintained or an exemption applies; (3) Your information is contained in, and inseparable from, another individual’s record; (4) The requested records have been compiled in reasonable anticipation of civil or criminal action or other proceedings. ddrumheller on DSK120RN23PROD with RULES1 § 2412.8 Accountings of disclosures and requests for accountings. (a) The FLRA’s Solicitor or IG, as appropriate, will maintain a record (‘‘accounting’’) of every instance in which records about an individual are made available, pursuant to this part, to any person other than: (1) Officers or employees of the Authority, the General Counsel, the IG, or the Panel in the performance of their duties; or (2) Any person pursuant to the Freedom of Information Act, as amended, 5 U.S.C. 552. (b) The accounting which shall be retained for at least five (5) years or the life of the record, whichever is longer, shall contain the following information: (1) A brief description of records disclosed; (2) The date, nature and, where known, the purpose of the disclosure; and (3) The name and address of the person or agency to whom the disclosure is made. (c) Except when accountings of disclosures are not required to be kept (as stated in paragraph (a) of this section) or are withheld accounting of disclosures that were made pursuant to 5 U.S.C. 552a(b)(7), you may make a request for an accounting of any disclosure that has been made by the Solicitor or IG, to another person, organization, or agency of any record VerDate Sep<11>2014 15:43 Dec 01, 2023 Jkt 262001 about you. This accounting contains the date, nature, and purpose of each disclosure, as well as the name and address of the person, organization, or agency to which the disclosure was made. Your request for an accounting should identify each particular record in question and should be made by writing to the FLRA’s Solicitor or IG, as appropriate, following the procedures in § 2412.5. (d) The FLRA’s Solicitor or IG, as appropriate, will respond to your request for access to an accounting following the procedures in § 2412.7. You may appeal the Solicitor or IG’s decision on your request under the procedures in § 2412.12. § 2412.9 Requests for amendment or correction of records. (a) Unless the record is not subject to amendment or correction as stated in paragraph (b) of this section, you may make a request for amendment or correction of an Authority, General Counsel, IG, or Panel record about yourself or about an individual for whom you are a parent or guardian by submitting a written request to the FLRA’s Solicitor or IG, as appropriate, following the procedures in § 2412.5. Your request should identify each particular record in question, state the amendment or correction that you want, and state why you believe that the record is not accurate, relevant, timely, or complete. Please note that a requester bears the burden of proving by the preponderance of the evidence that information is not accurate, relevant, timely, or complete. You may submit any documentation that you think would be helpful. If you believe that the same record is in more than one system of records, your request should state that. (b) The following records are not subject to amendment or correction: (1) Transcripts of testimony given under oath or written statements made under oath; (2) Transcripts of grand jury proceedings, judicial proceedings, or quasi-judicial proceedings, which are the official record of those proceedings; (3) Records in systems of records that have been exempted from amendment and correction under the Privacy Act, 5 U.S.C. 552a(j) or (k), by notice published in the Federal Register; and (4) Records compiled in reasonable anticipation of a civil action or proceeding. § 2412.10 Initial decision on amendment or correction. (a) Within ten (10) working days after receiving your request for amendment PO 00000 Frm 00004 Fmt 4700 Sfmt 4700 or correction, the FLRA’s Solicitor or IG, as appropriate, will acknowledge receipt of the request and, under normal circumstances, the Solicitor or IG will notify you, by mail or other appropriate means, of the decision regarding the request not later than thirty (30) working days after receiving of the request. (b) The notice of decision will include: (1) A statement of whether the Solicitor or IG has granted or denied your request, in whole or in part; (2) A quotation or description of any amendment or correction made to any records; and (3) When a request is denied in whole or in part, an explanation of the reason for that denial and of your right to appeal the decision to the Chairman of the Authority, pursuant to § 2412.12. § 2412.11 Amendment or correction of previously disclosed records. When a record is amended or corrected pursuant to § 2412.10, or a written statement of disagreement filed, pursuant to § 2412.12, the FLRA’s Solicitor or IG, as appropriate, will give notice of that correction, amendment, or written statement of disagreement to all persons to whom such records or copies have been disclosed, as recorded in the accounting kept pursuant to § 2412.8. § 2412.12 Agency review of refusal to inform, to provide access to, or to amend or correct records. (a) If your request for information regarding whether a system of records contains information about you or an individual for whom you are a parent or guardian, or your request for access to, or amendment or correction of, records of the Authority, the General Counsel, the IG, or the Panel, or an accounting of disclosure from such records, has been denied in whole or in part by an initial decision, you may, within thirty (30) working days after your receipt of notice of the initial decision, appeal that decision by filing a written request by mail to the Chairman of the Authority at the Authority’s offices in Washington, DC, or by email to privacy@flra.gov. (b) The appeal must describe: (1) The request you initially made for information regarding, access to, or the amendment or correction of, records; (2) The initial decision of the FLRA’s Solicitor or IG on the request; and (3) The reasons why that initial decision should be modified by the Chairman of the Authority. (c) Not later than thirty (30) working days after receipt of a request for review (unless such period is extended by the Chairman of the Authority or the E:\FR\FM\04DER1.SGM 04DER1 Federal Register / Vol. 88, No. 231 / Monday, December 4, 2023 / Rules and Regulations Chairman’s designee for good cause shown), the Chairman of the Authority or the Chairman’s designee will notify you of their decision on your request. If the Chairman of the Authority or the Chairman’s designee upholds the initial decision not to inform the individual of whether requested records exist, or not to provide access to requested records or accountings, or not to amend or correct the records as requested, then the Chairman of the Authority or the Chairman’s designee will notify you of your right: (1) To judicial review of the Chairman of the Authority or the Chairman’s designee’s decision pursuant to 5 U.S.C. 552a(g)(1); and (2) To file with the FLRA’s Solicitor or IG, as appropriate, a concise written statement of disagreement with the determination. That written statement of disagreement will be made a part of the record and will accompany that record in any use or disclosure of the record. § 2412.13 Penalties. Any person who knowingly and willfully requests or obtains any record concerning an individual from the Authority, the General Counsel, the IG, or the Panel under false pretenses will be subject to criminal prosecution under 5 U.S.C. 552a(i)(3), which provides that such person shall be guilty of a misdemeanor and fined not more than $5,000. ddrumheller on DSK120RN23PROD with RULES1 § 2412.15 Exemptions. (a) Files of FLRA’s Office of Inspector General (OIG) compiled for the purpose of a criminal investigation and for related purposes. Pursuant to 5 U.S.C. 552a(j)(2), the FLRA hereby exempts the system of records entitled ‘‘FLRA/OIG– 1, Office of Inspector General Investigative Files,’’ insofar as it consists of information compiled for the VerDate Sep<11>2014 15:43 Dec 01, 2023 Dated: November 28, 2023. Thomas Tso, Solicitor and Federal Register Liaison. [FR Doc. 2023–26516 Filed 12–1–23; 8:45 am] BILLING CODE 7627–01–P DEPARTMENT OF TRANSPORTATION Fees. (a) Your Privacy Act request for access to records will be considered an agreement to pay all applicable fees charged under paragraph (b) of this section, up to $25.00. When making a request, you may specify a willingness to pay a greater or lesser amount. (b) There will be a charge of twentyfive cents per page for paper-copy duplication of records disclosed under this part. For copies of records produced on tapes, disks, or other media, the Solicitor or IG will charge the actual cost of production, including operator time. (c) The FLRA’s Solicitor or IG may waive or reduce any charges under this section whenever it is in the public interest to do so. § 2412.14 purposes of a criminal investigation or for other purposes within the scope of 5 U.S.C. 552a(j)(2), from the application of 5 U.S.C. 552a, except for 5 U.S.C. 552a(b), (c)(1) and (2), (e)(4)(A) through (F), (e)(6), (7), (9), (10), (11) and (i). (b) OIG files compiled for other law enforcement purposes. Pursuant to 5 U.S.C. 552a(k)(2), the FLRA hereby exempts the system of records entitled ‘‘FLRA/OIG–1, Office of Inspector General Investigative Files,’’ insofar as it consists of information compiled for law enforcement purposes other than material within the scope of 5 U.S.C. 552a(j)(2), from the application of 5 U.S.C. 552a, (c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f). Jkt 262001 Federal Aviation Administration 14 CFR Part 71 [Docket No. FAA–2023–1899; Airspace Docket No. 23–ASO–37] RIN 2120–AA66 Amendment of Class D and Class E Airspace, and Establishment of Class E Airspace; Winston Salem, NC Federal Aviation Administration (FAA), DOT. ACTION: Final rule. AGENCY: This action amends Class D and Class E airspace extending upward from 700 feet above the surface for Smith Reynolds Airport, Winston Salem, NC. This action also establishes Class E airspace designated as an extension to a Class D surface area and amends verbiage in the description. DATES: Effective 0901 UTC, March 21, 2024. The Director of the Federal Register approves this incorporation by reference action under 1 CFR part 51, subject to the annual revision of FAA Order JO 7400.11 and publication of conforming amendments. ADDRESSES: A copy of the Notice of Proposed Rulemaking (NPRM), all comments received, this final rule, and all background material may be viewed online at www.regulations.gov using the FAA Docket number. Electronic retrieval help and guidelines are available on the website. It is available 24 hours a day, 365 days a year. FAA Order JO 7400.11H Airspace Designations and Reporting Points and SUMMARY: PO 00000 Frm 00005 Fmt 4700 Sfmt 4700 84071 subsequent amendments can be viewed online at www.faa.gov/air_traffic/ publications/. You may also contact the Rules and Regulations Group, Office of Policy, Federal Aviation Administration, 800 Independence Avenue SW, Washington, DC 20591; telephone: (202) 267–8783. FOR FURTHER INFORMATION CONTACT: John Fornito, Operations Support Group, Eastern Service Center, Federal Aviation Administration, 1701 Columbia Avenue, College Park, GA 30337; Telephone: (404) 305–6364. SUPPLEMENTARY INFORMATION: Authority for This Rulemaking The FAA’s authority to issue rules regarding aviation safety is found in Title 49 of the United States Code. Subtitle I, Section 106 describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency’s authority. This rulemaking is promulgated under the authority described in Subtitle VII, Part A, Subpart I, Section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority, as it amends Class D and Class E airspace in Winston Salem, NC. An airspace evaluation determined that this update is necessary to support IFR operations in the area. History The FAA published a notice of proposed rulemaking for Docket No. FAA 2023–1899 in the Federal Register (88 FR 67126; September 29, 2023), proposing to amend Class D and Class E airspace extending upward from 700 feet above the surface for Smith Reynolds Airport, Winston Salem, NC. Interested parties were invited to participate in this rulemaking effort by submitting written comments on the proposal to the FAA. One anonymous comment supporting this action was received. The commenter also showed concerns about how this airspace action might affect the environment. The FAA discusses potential environmental impacts in the Environmental Review section. Incorporation by Reference Class D and Class E airspace designations are published in Paragraphs 5000, 6004, and 6005 of FAA Order JO 7400.11, Airspace Designations and Reporting Points, which is incorporated by reference in 14 CFR 71.1 annually. This document amends the current version of that E:\FR\FM\04DER1.SGM 04DER1

Agencies

[Federal Register Volume 88, Number 231 (Monday, December 4, 2023)]
[Rules and Regulations]
[Pages 84067-84071]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-26516]



========================================================================
Rules and Regulations
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains regulatory documents 
having general applicability and legal effect, most of which are keyed 
to and codified in the Code of Federal Regulations, which is published 
under 50 titles pursuant to 44 U.S.C. 1510.

The Code of Federal Regulations is sold by the Superintendent of Documents. 

========================================================================


Federal Register / Vol. 88 , No. 231 / Monday, December 4, 2023 / 
Rules and Regulations

[[Page 84067]]



FEDERAL LABOR RELATIONS AUTHORITY

5 CFR Part 2412


Privacy

AGENCY: Federal Labor Relations Authority.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: This final rule adopts, with one change, the proposed rule 
published in the Federal Register on October 11, 2023. The rule updates 
procedures under the Privacy Act for requesting information from the 
Federal Labor Relations Authority (FLRA) and procedures that the FLRA 
follows in responding to requests from the public, in order to reflect 
changes in the law and the FLRA's organization since the regulations 
were last updated.

DATES: This final rule is effective January 3, 2024.

FOR FURTHER INFORMATION CONTACT: Thomas Tso, Solicitor, Senior Agency 
Official for Privacy, at (771) 444-5779.

SUPPLEMENTARY INFORMATION: On October 11, 2023, the FLRA published a 
proposed rule in the Federal Register at 88 FR 70374, amending its 
regulations under the Privacy Act to update procedures for requesting 
information from the FLRA and procedures that the FLRA follows in 
responding to requests from the public, in order to reflect changes in 
the law and the FLRA's organization since the regulations were last 
updated. These revised regulations account for issues that have arisen 
since the regulations were last updated. The FLRA solicited written 
comments; and requested that any such comments be submitted by November 
13, 2023.
    The FLRA received one comment on the proposed rule from the 
American Association of Nurse Practitioners, which suggested changing 
``physician'' to ``licensed health care professional'' in Sec.  
2412.6(d). The FLRA agrees with this change as a requester's provider 
of choice may not be a physician, but another licensed health care 
professional, such as a nurse practitioner. Other agencies have also 
utilized the broader term in similar situations. See, e.g., 5 CFR 
1830.4, 45 CFR 164.502(g)(3)(ii)(C). Based on the rationale set forth 
in the proposed rule and this document, the FLRA is thus adopting the 
proposed rule as the final rule with this one change.

Regulatory Flexibility Act Certification

    Pursuant to section 605(b) of the Regulatory Flexibility Act, 5 
U.S.C. 605(b), the FLRA has determined that this regulation, as 
amended, will not have a significant impact on a substantial number of 
small entities. The Privacy Act primarily affects individuals and not 
entities and the final rule would impose no duties or obligations on 
small entities.

Unfunded Mandates Reform Act of 1995

    This rule will not result in the expenditure by state, local, and 
tribal governments, in the aggregate, or by the private sector, of 
$100,000,000 or more in any one year, and it will not significantly or 
uniquely affect small governments. Therefore, no actions were deemed 
necessary under the provisions of the Unfunded Mandates Reform Act of 
1995.

Small Business Regulatory Enforcement Fairness Act of 1996

    This action is not a major rule as defined by section 804 of the 
Small Business Regulatory Enforcement Fairness Act of 1996, 5 U.S.C. 
804. This rule will not result in an annual effect on the economy of 
$100,000,000 or more; a major increase in costs or prices; or 
significant adverse effects on competition, employment, investment, 
productivity, innovation, or on the ability of United States-based 
companies to compete with foreign-based companies in domestic and 
export markets.

Paperwork Reduction Act of 1995

    The regulations contain no additional information collection or 
record-keeping requirements under the Paperwork Reduction Act of 1995, 
44 U.S.C. 3501, et seq.

List of Subjects in 5 CFR Part 2412

    Privacy Act.

0
For the reasons stated in the preamble, the FLRA revises 5 CFR part 
2412 to read as follows:

PART 2412--PRIVACY

Sec.
2412.1 Purpose and scope.
2412.2 Definitions.
2412.3 Notice and publication.
2412.4 Existence-of-records requests.
2412.5 Individual access requests.
2412.6 Records about other individuals, medical records, and 
limitations on disclosures.
2412.7 Initial decision on access requests.
2412.8 Accountings of disclosures and requests for accountings.
2412.9 Requests for amendment or correction of records.
2412.10 Initial decision on amendment or correction.
2412.11 Amendment or correction of previously disclosed records.
2412.12 Agency review of refusal to inform, to provide access to, or 
to amend or correct records.
2412.13 Fees.
2412.14 Penalties.
2412.15 Exemptions.

    Authority:  5 U.S.C. 552a.


Sec.  2412.1  Purpose and scope.

    This part contains the regulations that the Federal Labor Relations 
Authority (FLRA), including the Authority component (Authority), the 
General Counsel of the FLRA (General Counsel), the Inspector General 
(IG), and the Federal Service Impasses Panel (Panel), follow under the 
Privacy Act of 1974, as amended, 5 U.S.C. 552a. These regulations 
should be read together with the Privacy Act, which provides additional 
information about records maintained on individuals. The regulations 
apply to all records maintained by the Authority, the General Counsel, 
the IG, and the Panel that are contained in a system of records, as 
defined at Sec.  2412.2(d), and that are retrieved by an individual's 
name or personal identifier. They describe the procedures by which 
individuals may request access to records about themselves, request 
amendment or correction of those records, and request an accounting of 
disclosures of those records. In addition, the regulations limit the 
access of other persons to those records. The Authority, the General 
Counsel, the IG, and the Panel also process all Privacy Act requests 
for access to records under the Freedom of Information Act, 5 U.S.C.

[[Page 84068]]

552, giving requesters the benefit of both statutes. These regulations 
do not relate to those personnel records of Federal Government 
employees, which are under the Office of Personnel Management's (OPM) 
jurisdiction, to the extent such records are subject to OPM 
regulations.


Sec.  2412.2  Definitions.

    For the purposes of this part--
    Individual means a citizen of the United States or an alien 
lawfully admitted for permanent residence.
    Maintain includes maintain, collect, use, or disseminate.
    Record means any item, collection, or grouping of information about 
an individual that is maintained by the Authority, the General Counsel, 
the IG, or the Panel including, but not limited to, information 
regarding the individual's education, financial transactions, medical 
history, and criminal or employment history, that contains the 
individual's name, or the identifying number, symbol, or other 
identifying particular assigned to the individual, such as a finger or 
voice print or a photograph.
    Request for access to a record means a request made under the 
Privacy Act, 5 U.S.C. 552a(d)(1).
    Request for amendment or correction of a record means a request 
made under the Privacy Act, 5 U.S.C. 552a(d)(2).
    Request for an accounting means a request made under the Privacy 
Act, 5 U.S.C. 552a(c)(3).
    Requester means an individual who makes an existence-of-records 
request, a request for access, a request for amendment or correction, 
or a request for an accounting under the Privacy Act.
    Routine use means, with respect to the disclosure of a record, the 
use of such record for a purpose which is compatible with the purpose 
for which it was collected.
    System of records means a group of any records under the control of 
the Authority, the General Counsel, the IG, or the Panel from which 
information is retrieved by the name of the individual or by some 
identifying particular assigned to the individual.


Sec.  2412.3  Notice and publication.

    The Authority, the General Counsel, the IG, and the Panel will 
publish in the Federal Register such notices describing systems of 
records as are required by law.


Sec.  2412.4  Existence-of-records requests.

    (a) If you want to know whether a system of records maintained by 
the Authority, the General Counsel, the IG, or the Panel contains a 
record pertaining to you, you may submit a written existence-of-records 
request by mail to the FLRA's Solicitor or IG, as appropriate, at the 
Authority's offices in Washington, DC, or by email to [email protected].
    (b) You should clearly and prominently identify your request as a 
Privacy Act request. If you submit the request by mail, it should bear 
the mark ``Privacy Act Request'' on the envelope or other cover, as 
well as your return address. If you submit the request by email, the 
subject line of the email should include the phrase ``Privacy Act 
Request.'' If you do not comply with the provisions of this paragraph, 
your request will not be deemed received until the time it is actually 
received by the FLRA's Solicitor or IG.
    (c) An existence-of-records request must include your name and 
address and must reasonably describe the system of records in question. 
Whenever possible, the request should also describe the time periods in 
which you believe the records were compiled and the name or identifying 
number of each system of records in which you believe the records are 
kept. The Authority, the General Counsel, the IG, and the Panel have 
published descriptions of the systems of records they maintain in the 
Federal Register.
    (d) When you make an existence-of-records request regarding records 
about yourself, you must verify your identity. You must state your full 
name, current address, and date and place of birth. You must sign your 
request and your signature must either be notarized or submitted by you 
under 28 U.S.C. 1746, a law that permits statements to be made under 
penalty of perjury as a substitute for notarization. In order to help 
the identification and location of requested records, you may also, at 
your option, include your social security number.
    (e) When making an existence-of-records request as the parent or 
guardian of a minor or as the guardian of someone determined by a court 
to be incompetent, you must establish:
    (1) The identity of the individual who is the subject of the 
record, by stating the name, current address, date and place of birth, 
and, at your option, the social security number of the individual;
    (2) Your own identity, following the requirements of paragraph (d) 
of this section;
    (3) That you are the parent or guardian of that individual, which 
you may prove by providing a copy of the individual's birth certificate 
showing your parentage or by providing a court order establishing your 
guardianship; and
    (4) That you are acting on behalf of that individual in making the 
request.
    (f) The Solicitor or IG, as appropriate, will advise you in writing 
within ten (10) working days from receipt of your request whether the 
system of records you identified contains a record pertaining to you or 
to the individual for whom you are a parent or guardian and, if so, the 
office in which that record is located. If the Solicitor or IG is 
prohibited from, or there is otherwise an exemption that prevents, 
disclosing whether a system of records contains a record pertaining to 
you or to the individual for whom you are a parent or guardian, you 
will be notified in writing of the reasons of that determination, and 
of your right to appeal that determination under the provisions Sec.  
2412.12.


Sec.  2412.5  Individual access requests.

    (a) You may make a request for access to a record about yourself 
that is contained in a system of records maintained by the Authority, 
the General Counsel, the IG, or the Panel by submitting a written 
request reasonably identifying the records sought to be inspected or 
copied by mail to the FLRA's Solicitor or the IG at the Authority's 
offices in Washington, DC, or by email to [email protected]. You must 
describe the records that you want in enough detail to enable 
Authority, General Counsel, IG, or Panel personnel to locate the system 
of records containing them with a reasonable amount of effort. Whenever 
possible, your request should describe the time periods in which you 
believe the records were compiled and the name or identifying number of 
each system of records in which you believe the records are kept. The 
Authority, the General Counsel, the IG, and the Panel have published 
descriptions of the systems of records they maintain in the Federal 
Register.
    (b) Your written request should be clearly and prominently 
identified as a Privacy Act request. If you submit the request by mail, 
it should bear the mark ``Privacy Act Request'' on the envelope or 
other cover, as well as your return address. If you submit the request 
by email, the subject line of the email should include the phrase 
``Privacy Act Request.'' If your request does not comply with the 
provisions of this paragraph, it will not be deemed received until the 
time it is actually received by the FLRA's Solicitor or IG.
    (c) If you desire, you may be accompanied by another person during 
your review of the records. If you desire

[[Page 84069]]

to be accompanied by another person during the inspection, you must 
notify the Solicitor or IG at least twenty-four hours in advance of the 
agreed-upon inspection date. Additionally, you must sign a statement 
and provide it to the representative of the Authority, the General 
Counsel, the IG, or the Panel, as appropriate, at the time of the 
inspection, authorizing that person to accompany you. The agency may 
require a written statement from you authorizing discussion of your 
record in the accompanying person's presence.
    (d) When you make a request for access to records about yourself, 
you must verify your identity. You must state your full name, current 
address, and date and place of birth. You must sign your request and 
your signature must either be notarized or submitted by you under 28 
U.S.C. 1746, a law that permits statements to be made under penalty of 
perjury as a substitute for notarization. In order to help the 
identification and location of requested records, you may also, at your 
option, include your social security number.
    (e) When making a request as the parent or guardian of a minor or 
as the guardian of someone determined by a court to be incompetent, for 
access to records about that individual, you must establish:
    (1) The identity of the individual who is the subject of the 
record, by stating the name, current address, date and place of birth, 
and, at your option, the social security number of the individual;
    (2) Your own identity, following the requirements of paragraph (d) 
of this section;
    (3) That you are the parent or guardian of that individual, which 
you may prove by providing a copy of the individual's birth certificate 
showing your parentage or by providing a court order establishing your 
guardianship; and
    (4) That you are acting on behalf of that individual in making the 
request.


Sec.  2412.6  Records about other individuals, medical records, and 
limitations on disclosures.

    (a) Requests for records about an individual made by person other 
than that individual shall also be directed to the FLRA's Solicitor or 
IG, as appropriate, at the Authority's offices in Washington, DC, or by 
email to [email protected]. You must describe the records that you want 
in enough detail to enable Authority, General Counsel, IG, or Panel 
personnel to locate the system of records containing them with a 
reasonable amount of effort. Whenever possible, your request should 
describe the time periods in which you believe the records were 
compiled and the name or identifying number of each system of records 
in which you believe the records are kept. The Authority, the General 
Counsel, the IG, and the Panel have published descriptions of the 
systems of records they maintain in the Federal Register.
    (b) Such records shall only be made available to persons other than 
that individual in the following circumstances:
    (1) To any person with the prior written consent of the individual 
about whom the records are maintained;
    (2) To officers and employees of the Authority, the General 
Counsel, the IG, and the Panel who have a need for the records in the 
performance of their official duties;
    (3) For a routine use compatible with the purpose for which it was 
collected, as defined in 5 U.S.C. 552a(a)(7) and as described under 5 
U.S.C. 552a(e)(4)(D);
    (4) To any person to whom disclosure is required by the Freedom of 
Information Act, as amended, 5 U.S.C. 552;
    (5) To the Bureau of the Census for purposes of planning or 
carrying out a census or survey or related activity pursuant to title 
13 of the United States Code;
    (6) In a form not individually identifiable to a recipient who has 
provided the Solicitor or IG with advance adequate written assurance 
that the record will be used solely as a statistical research or 
reporting record;
    (7) To the National Archives and Records Administration or other 
appropriate entity as a record which has sufficient historical or other 
value warranting its preservation, or for evaluation by the Archivist 
of the United States or the designee of such official to determine 
whether the record has such value;
    (8) To another agency or to an instrumentality of any governmental 
jurisdiction within or under control of the United States for a civil 
or criminal law enforcement activity that is authorized by law if the 
head of the agency or instrumentality has made a written request for 
the record to the Solicitor or IG, in accordance with part 2417 of this 
chapter, specifying the particular portion desired and the law 
enforcement activity for which the record is sought;
    (9) To a person pursuant to a showing of compelling circumstances 
affecting the health or safety of an individual, provided that 
notification of such a disclosure shall be immediately mailed to the 
last known address of the individual;
    (10) To either House of Congress or to any committee thereof with 
appropriate jurisdiction;
    (11) To the Comptroller General, or any of Comptroller General's 
authorized representatives, in the performance of the official duties 
of the General Accountability Office;
    (12) Pursuant to the order of a court of competent jurisdiction; or
    (13) To a consumer reporting agency in accordance with 31 U.S.C. 
3711(e).
    (c) The request shall be in writing and should be clearly and 
prominently identified as a Privacy Act request and, if submitted by 
mail or otherwise submitted in an envelope or other cover, should bear 
the mark ``Privacy Act Request'' on the envelope or other cover. If a 
request does not comply with the provisions of this paragraph, it shall 
not be deemed received until the time it is actually received by the 
Solicitor or the IG.
    (d) If medical records are requested for inspection which, in the 
opinion of the Solicitor or the IG, as appropriate, may be harmful to 
the requester if personally inspected by such person, such records will 
be furnished only to a licensed health care professional designated to 
receive such records by the requester. Prior to such disclosure, the 
requester must furnish a signed written authorization to make such 
disclosure and the licensed health care professional must furnish a 
written request for the licensed health care professional's receipt of 
such records to the Solicitor or the IG, as appropriate.
    (1) If such authorization is not executed within the presence of an 
Authority, General Counsel, or Panel representative, the authorization 
must be accompanied by a notarized statement verifying the 
identification of the requester.
    (2) [Reserved]


Sec.  2412.7  Initial decision on access requests.

    (a) Within ten (10) working days of the receipt of a request 
pursuant to Sec.  2412.5, the FLRA's Solicitor or IG will make an 
initial decision regarding whether the requested records exist and 
whether they will be made available to the requester. The Solicitor or 
IG will promptly communicate that initial decision to you in writing or 
other appropriate form.
    (b) When the initial decision is to provide access to the requested 
records, the writing or other appropriate communication notifying you 
of the decision will:
    (1) Briefly describe the records to be made available;

[[Page 84070]]

    (2) State whether any records maintained about you in the system of 
records in question are not being made available;
    (3) State whether any further verification of your identity is 
necessary; and
    (4) Notify you of any fee charged under Sec.  2412.13.
    (5) The Solicitor or IG will promptly disclose the requested 
records to you upon payment of any applicable fee under Sec.  2412.13.
    (c) When the initial decision is not to provide access to requested 
records and accountings, the Solicitor or IG will, by writing or other 
appropriate communication, explain the reason for that decision. The 
Solicitor or IG will only refuse to provide you access when:
    (1) Your verification of identity is inadequate under Sec.  
2412.5(d);
    (2) No such records are maintained or an exemption applies;
    (3) Your information is contained in, and inseparable from, another 
individual's record;
    (4) The requested records have been compiled in reasonable 
anticipation of civil or criminal action or other proceedings.


Sec.  2412.8  Accountings of disclosures and requests for accountings.

    (a) The FLRA's Solicitor or IG, as appropriate, will maintain a 
record (``accounting'') of every instance in which records about an 
individual are made available, pursuant to this part, to any person 
other than:
    (1) Officers or employees of the Authority, the General Counsel, 
the IG, or the Panel in the performance of their duties; or
    (2) Any person pursuant to the Freedom of Information Act, as 
amended, 5 U.S.C. 552.
    (b) The accounting which shall be retained for at least five (5) 
years or the life of the record, whichever is longer, shall contain the 
following information:
    (1) A brief description of records disclosed;
    (2) The date, nature and, where known, the purpose of the 
disclosure; and
    (3) The name and address of the person or agency to whom the 
disclosure is made.
    (c) Except when accountings of disclosures are not required to be 
kept (as stated in paragraph (a) of this section) or are withheld 
accounting of disclosures that were made pursuant to 5 U.S.C. 
552a(b)(7), you may make a request for an accounting of any disclosure 
that has been made by the Solicitor or IG, to another person, 
organization, or agency of any record about you. This accounting 
contains the date, nature, and purpose of each disclosure, as well as 
the name and address of the person, organization, or agency to which 
the disclosure was made. Your request for an accounting should identify 
each particular record in question and should be made by writing to the 
FLRA's Solicitor or IG, as appropriate, following the procedures in 
Sec.  2412.5.
    (d) The FLRA's Solicitor or IG, as appropriate, will respond to 
your request for access to an accounting following the procedures in 
Sec.  2412.7. You may appeal the Solicitor or IG's decision on your 
request under the procedures in Sec.  2412.12.


Sec.  2412.9  Requests for amendment or correction of records.

    (a) Unless the record is not subject to amendment or correction as 
stated in paragraph (b) of this section, you may make a request for 
amendment or correction of an Authority, General Counsel, IG, or Panel 
record about yourself or about an individual for whom you are a parent 
or guardian by submitting a written request to the FLRA's Solicitor or 
IG, as appropriate, following the procedures in Sec.  2412.5. Your 
request should identify each particular record in question, state the 
amendment or correction that you want, and state why you believe that 
the record is not accurate, relevant, timely, or complete. Please note 
that a requester bears the burden of proving by the preponderance of 
the evidence that information is not accurate, relevant, timely, or 
complete. You may submit any documentation that you think would be 
helpful. If you believe that the same record is in more than one system 
of records, your request should state that.
    (b) The following records are not subject to amendment or 
correction:
    (1) Transcripts of testimony given under oath or written statements 
made under oath;
    (2) Transcripts of grand jury proceedings, judicial proceedings, or 
quasi-judicial proceedings, which are the official record of those 
proceedings;
    (3) Records in systems of records that have been exempted from 
amendment and correction under the Privacy Act, 5 U.S.C. 552a(j) or 
(k), by notice published in the Federal Register; and
    (4) Records compiled in reasonable anticipation of a civil action 
or proceeding.


Sec.  2412.10  Initial decision on amendment or correction.

    (a) Within ten (10) working days after receiving your request for 
amendment or correction, the FLRA's Solicitor or IG, as appropriate, 
will acknowledge receipt of the request and, under normal 
circumstances, the Solicitor or IG will notify you, by mail or other 
appropriate means, of the decision regarding the request not later than 
thirty (30) working days after receiving of the request.
    (b) The notice of decision will include:
    (1) A statement of whether the Solicitor or IG has granted or 
denied your request, in whole or in part;
    (2) A quotation or description of any amendment or correction made 
to any records; and
    (3) When a request is denied in whole or in part, an explanation of 
the reason for that denial and of your right to appeal the decision to 
the Chairman of the Authority, pursuant to Sec.  2412.12.


Sec.  2412.11  Amendment or correction of previously disclosed records.

    When a record is amended or corrected pursuant to Sec.  2412.10, or 
a written statement of disagreement filed, pursuant to Sec.  2412.12, 
the FLRA's Solicitor or IG, as appropriate, will give notice of that 
correction, amendment, or written statement of disagreement to all 
persons to whom such records or copies have been disclosed, as recorded 
in the accounting kept pursuant to Sec.  2412.8.


Sec.  2412.12  Agency review of refusal to inform, to provide access 
to, or to amend or correct records.

    (a) If your request for information regarding whether a system of 
records contains information about you or an individual for whom you 
are a parent or guardian, or your request for access to, or amendment 
or correction of, records of the Authority, the General Counsel, the 
IG, or the Panel, or an accounting of disclosure from such records, has 
been denied in whole or in part by an initial decision, you may, within 
thirty (30) working days after your receipt of notice of the initial 
decision, appeal that decision by filing a written request by mail to 
the Chairman of the Authority at the Authority's offices in Washington, 
DC, or by email to [email protected].
    (b) The appeal must describe:
    (1) The request you initially made for information regarding, 
access to, or the amendment or correction of, records;
    (2) The initial decision of the FLRA's Solicitor or IG on the 
request; and
    (3) The reasons why that initial decision should be modified by the 
Chairman of the Authority.
    (c) Not later than thirty (30) working days after receipt of a 
request for review (unless such period is extended by the Chairman of 
the Authority or the

[[Page 84071]]

Chairman's designee for good cause shown), the Chairman of the 
Authority or the Chairman's designee will notify you of their decision 
on your request. If the Chairman of the Authority or the Chairman's 
designee upholds the initial decision not to inform the individual of 
whether requested records exist, or not to provide access to requested 
records or accountings, or not to amend or correct the records as 
requested, then the Chairman of the Authority or the Chairman's 
designee will notify you of your right:
    (1) To judicial review of the Chairman of the Authority or the 
Chairman's designee's decision pursuant to 5 U.S.C. 552a(g)(1); and
    (2) To file with the FLRA's Solicitor or IG, as appropriate, a 
concise written statement of disagreement with the determination. That 
written statement of disagreement will be made a part of the record and 
will accompany that record in any use or disclosure of the record.


Sec.  2412.13  Fees.

    (a) Your Privacy Act request for access to records will be 
considered an agreement to pay all applicable fees charged under 
paragraph (b) of this section, up to $25.00. When making a request, you 
may specify a willingness to pay a greater or lesser amount.
    (b) There will be a charge of twenty-five cents per page for paper-
copy duplication of records disclosed under this part. For copies of 
records produced on tapes, disks, or other media, the Solicitor or IG 
will charge the actual cost of production, including operator time.
    (c) The FLRA's Solicitor or IG may waive or reduce any charges 
under this section whenever it is in the public interest to do so.


Sec.  2412.14  Penalties.

    Any person who knowingly and willfully requests or obtains any 
record concerning an individual from the Authority, the General 
Counsel, the IG, or the Panel under false pretenses will be subject to 
criminal prosecution under 5 U.S.C. 552a(i)(3), which provides that 
such person shall be guilty of a misdemeanor and fined not more than 
$5,000.


Sec.  2412.15  Exemptions.

    (a) Files of FLRA's Office of Inspector General (OIG) compiled for 
the purpose of a criminal investigation and for related purposes. 
Pursuant to 5 U.S.C. 552a(j)(2), the FLRA hereby exempts the system of 
records entitled ``FLRA/OIG-1, Office of Inspector General 
Investigative Files,'' insofar as it consists of information compiled 
for the purposes of a criminal investigation or for other purposes 
within the scope of 5 U.S.C. 552a(j)(2), from the application of 5 
U.S.C. 552a, except for 5 U.S.C. 552a(b), (c)(1) and (2), (e)(4)(A) 
through (F), (e)(6), (7), (9), (10), (11) and (i).
    (b) OIG files compiled for other law enforcement purposes. Pursuant 
to 5 U.S.C. 552a(k)(2), the FLRA hereby exempts the system of records 
entitled ``FLRA/OIG-1, Office of Inspector General Investigative 
Files,'' insofar as it consists of information compiled for law 
enforcement purposes other than material within the scope of 5 U.S.C. 
552a(j)(2), from the application of 5 U.S.C. 552a, (c)(3), (d), (e)(1), 
(e)(4)(G), (H), and (I), and (f).

    Dated: November 28, 2023.
Thomas Tso,
Solicitor and Federal Register Liaison.
[FR Doc. 2023-26516 Filed 12-1-23; 8:45 am]
BILLING CODE 7627-01-P


This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.