Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Pacific Gas & Electric Sediment Remediation Project, San Francisco Bay, 82836-82856 [2023-26012]
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82836
Federal Register / Vol. 88, No. 226 / Monday, November 27, 2023 / Notices
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David Holst,
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National Oceanic and Atmospheric
Administration.
[FR Doc. 2023–26076 Filed 11–24–23; 8:45 am]
BILLING CODE 3510–KD–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XD458]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Pacific Gas &
Electric Sediment Remediation Project,
San Francisco Bay
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments on proposed authorization
and possible renewal.
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AGENCY:
SUMMARY: NMFS has received a request
from Pacific Gas & Electric Company
(PG&E) for authorization to take marine
mammals incidental to construction
associated with a sediment remediation
project in San Francisco Bay, California.
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Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is
requesting comments on its proposal to
issue an incidental harassment
authorization (IHA) to incidentally take
marine mammals during the specified
activities. NMFS is also requesting
comments on a possible one-time, oneyear renewal that could be issued under
certain circumstances and if all
requirements are met, as described in
Request for Public Comments at the end
of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorization and
agency responses will be summarized in
the final notice of our decision.
DATES: Comments and information must
be received no later than December 27,
2023.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service and should be
submitted via email to ITP.jacobus@
noaa.gov. Electronic copies of the
application and supporting documents,
as well as a list of the references cited
in this document, may be obtained
online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities. In case of problems accessing
these documents, please call the contact
listed above.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments, including all
attachments, must not exceed a 25megabyte file size. All comments
received are a part of the public record
and will generally be posted online at
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizationsconstruction-activities without change.
All personal identifying information
(e.g., name, address) voluntarily
submitted by the commenter may be
publicly accessible. Do not submit
confidential business information or
otherwise sensitive or protected
information.
Electronic copies of the application
and supporting documents, as well as a
list of the references cited in this
document, may be obtained online at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizationsconstruction-activities. In case of
problems accessing these documents,
please call the contact listed below.
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FOR FURTHER INFORMATION CONTACT:
Kristy Jacobus, Office of Protected
Resources, NMFS, (301) 427–8401.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
proposed or, if the taking is limited to
harassment, a notice of a proposed IHA
is provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
IHA) with respect to potential impacts
on the human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (IHAs with no
anticipated serious injury or mortality)
of the Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
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preliminarily determined that the
issuance of the proposed IHA qualifies
to be categorically excluded from
further NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
request.
Summary of Request
On May 4, 2023, NMFS received a
request from PG&E for an IHA to take
marine mammals incidental to a
Sediment Remediation Project in
Remedial Response Areas A and B, Piers
39 to 431⁄2, San Francisco Bay.
Following NMFS’ review of the
application, PG&E submitted additional
information on July 25, 2023 and
September 26, 2023 and subsequently
submitted a revised application on
November 16, 2023, which was deemed
adequate and complete. PG&E’s request
is for take of seven species (eight stocks)
of marine mammals by Level B
harassment only. Neither PG&E nor
NMFS expect serious injury or mortality
to result from this activity and,
therefore, an IHA is appropriate.
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This proposed IHA would cover 1
year of a larger project for which PG&E
intends to request take authorization for
subsequent facets of the project if
necessary. The larger 5–7 year project
involves construction to remediate
contaminated sediment.
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Description of Proposed Activity
Overview
PG&E is proposing to remediate
sediments impacted with polycyclic
aromatic hydrocarbons (PAHs) in San
Francisco Bay around the area offshore
of Pier 431⁄2 to the east of Pier 45 and
offshore area of Pier 43. As part of the
proposed project, PG&E is proposing to
use primarily vibratory pile driving to
install steel piles for a turbidity curtain
and temporary relocation of the Red and
White Fleet (RWF) and wood or
composite piles for slope stabilization.
Impact pile driving would only be used
as needed to seat these piles. In
addition, PG&E plans to use impact pile
driving to install composite plastic piles
as part of a hydroacoustic data
collection. Vibratory and impact pile
driving would introduce underwater
sounds that may result in take, by Level
B harassment, of marine mammals. This
proposed IHA would authorize take for
Year 1 of the project, which is
scheduled to begin in spring of 2024.
PG&E’s proposed activity includes
impact and vibratory pile driving and
vibratory pile removal, which may
result in the incidental take of marine
mammals, by harassment only. No Level
A harassment is anticipated to occur,
and none is proposed for authorization.
Dates and Duration
The proposed IHA would be effective
from May 1, 2024 to April 30, 2025. Up
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to 50 days of pile driving are expected,
which includes a 10% buffer for
possible delays (See table 1). Work is
expected to occur 6 days a week over an
11 hour workday. Pile driving would be
completed only during the daylight
hours. The majority of pile driving will
be through vibratory methods. Any
impact pile driving is restricted to occur
from June 1 to November 30 to protect
sensitive life stages of listed fish species
in the area.
Specific Geographic Region
The Project Area is situated in the San
Francisco Bay, about 3.7 miles (mi) (6
km) from the entrance. The Project Area
encompasses Pier 39, both the Pier 39
East and West Basins, defined by
existing breakwaters, and the intertidal
and subtidal areas between Pier 39 and
45 along the margin of San Francisco
Bay. The Project Area is divided into
five remedial response areas. This IHA
is for work being done in Remedial
Response Areas A and B. Remedial
Response Area A is Pier 431⁄2 offshore
area and western limit of the remedial
response areas to the east of Pier 45, and
Remedial Response Area B is Pier 43
offshore area which includes two
subareas (B1 and B2) (See Figure 1). All
of the pile driving during the timeframe
of this IHA will be in Remedial
Response Area A except for the
installation of eight turbidity curtain
piles in Remedial Response Area B.
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Figure 1—Project Location
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Detailed Description of the Specified
Activity
PG&E proposes to remediate
sediments impacted with PAHs in order
to protect human health and the
environment. As noted above, this
proposed IHA would authorize take
associated with Year 1 of the Project
only. This Project is expected to occur
over a period of 5–7 years, and the
phases will occur from west to east in
the Project Area.
PG&E expects that Year 1 of the
Project will include installation of
hydroacoustic data collection piles;
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installation of piles to attach a turbidity
curtain; dredging of impacted sediment;
installation of sediment pins to promote
slope stability; capping of impacted
sediment to be left in place; placement
of armoring as needed; and relocation of
the RWF, which will require the
installation and removal of piles.
PG&E expects, and NMFS concurs,
that only pile driving activities will
result in harassment of marine
mammals. Underwater noises generated
by dredging and capping is similar and
within range of other background noise
in San Francisco Bay and not
anticipated to result in take of marine
mammals.
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Activities that are expected to result
in take are described below and in table
2:
• Hydroacoustic Data Collection—In
order to collect hydroacoustic data, up
to 10 18-inch composite plastic piles
may be driven with an impact hammer
during the approved anadromous fish
work window between June 1 and
November 30. The piles will be removed
using vibratory methods.
• Turbidity Curtain—During active
dredging and capping operations, a
turbidity curtain would be deployed
across the full depth of the water
column to minimize the potential for
material loss outside the remedial
response area. The turbidity curtain
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would be attached to 20 temporary
piles. These piles would consist of
either H-piles or steel shell piles less
than or equal to 24 inches (61 cm) in
diameter and would be installed using
vibratory pile driving. These piles
would be removed using vibratory
methods.
• RWF Temporary Relocation—
Relocation of the RWF would require
removal of piles and overwater
attenuation (e.g., bubble curtain) would
be used. Work would be restricted to
June 1 to November 30 for impact pile
driving.
• Slope stabilization—Approximately
120, 14 to 16-inch diameter tapered
wood or composite sediment pins
would be permanently installed using
primarily vibratory methods with
impact installation as needed to seat the
piles.
structures at the current location.
Facilities would be reconstructed to the
east side of Pier 45, which would
require placement of eight 36-inch
diameter guide piles and eight 24-inch
diameter fender piles. All piles will be
installed primarily using vibratory
methods. If an impact hammer is
required to seat piles, it would be
restricted to only piles less than or equal
to 24 inches (61 cm) in diameter, and
TABLE 1—SCHEDULE OF IN-WATER CONSTRUCTION
Number of piles
installed/
removed per day
Days of pile
driving or removal
Type of pile
Total number of pile installation/removal
Turbidity Curtain (Steel H-Piles or Steel Shell Pile
≤24 inches).
RWF Temporary Relocation (Steel Shell Pile ≤24
inches and 36 in Steel Shell Piles).
Sediment Pin Installation (14 to 16-inch timber or
plastic).
Hydroacoustic Data Collection Piles (18-inch composite).
40 (20 installed, 20 removed) ................................
4
10
32 (16 installed, 16 removed) ................................
4
8
120 (installation only) .............................................
7
* 17
20 (10 installed, 10 removed) ................................
2
10
Total .................................................................
180 .........................................................................
..............................
45
Total (+10% buffer) ..................................
.................................................................................
* 50
* Rounded to maximum number of full days.
TABLE 2—PILE INSTALLATION INFORMATION
Pile type
Method
Number piles
Max piles/day
Duration per
pile
(minutes)
Strikes per pile
Hydroacoustic Data Collection
18-inch composite/plastic ......
18-inch composite/plastic ......
Impact Installation .................
Vibratory removal .................
10 ..........................................
10 ..........................................
10
10
N/A
5
400
N/A
20 installed and removed .....
4
10
N/A
20 installed and removed .....
4
10
N/A
16 (8 installed, 8 removed) ..
4
10
N/A
8 ............................................
16 (8 installed, 8 removed) ..
4
4
N/A
20
400
N/A
Turbidity Curtain 1
Steel H-Pile ...........................
Steel Shell Pile ≤24 inches ...
Vibratory installation and removal.
Vibratory installation and removal.
RWF Temporary Relocation Piles
Steel Shell Pile ≤24 inches ...
Steel Shell Pile ≤24 inches ...
Steel Shell Pile 36 inches .....
Vibratory installation and removal.
Impact installation if needed
Vibratory installation and removal.
Sediment Pins 2
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14 to 16-inch Timber .............
14 to 16-inch Composite/
Plastic.
14 to 16-inch Timber or 14 to
16-inch Composite/Plastic.
Vibratory installation .............
Vibratory installation .............
120 ........................................
120 ........................................
20
10
20
20
N/A
N/A
Impact install if needed ........
120 ........................................
10
N/A
400
1 Turbidity
2 The
curtain piles will either be H piles or steel shell piles less than or equal to 24 inches in diameter.
sediment pins will either be timber or composite/plastic.
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
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Proposed Mitigation and Proposed
Monitoring and Reporting).
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Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
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regarding status and trends, distribution
and habitat preferences, and behavior
and life history of the potentially
affected species. NMFS fully considered
all of this information, and we refer the
reader to these descriptions, instead of
reprinting the information. Additional
information regarding population trends
and threats may be found in NMFS’
Stock Assessment Reports (SARs;
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-stock-assessments)
and more general information about
these species (e.g., physical and
behavioral descriptions) may be found
on NMFS’ website (https://
www.fisheries.noaa.gov/find-species).
Table 3 lists all species or stocks for
which take is expected and proposed to
be authorized for this activity, and
summarizes information related to the
population or stock, including
regulatory status under the MMPA and
Endangered Species Act (ESA) and
potential biological removal (PBR),
where known. PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’ SARs). While no
serious injury or mortality is anticipated
or proposed to be authorized here, PBR
and annual serious injury and mortality
from anthropogenic sources are
included here as gross indicators of the
status of the species or stocks and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. Pacific and Alaska SARs.
All values presented in table 3 are the
most recent available at the time of
publication and are available online at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-stock-assessments.
TABLE 3—MARINE MAMMAL SPECIES LIKELY IMPACTED BY THE SPECIFIED ACTIVITIES 1
Common name
Family Delphinidae:
Bottlenose dolphin ..............
Family Phocoenidae (porpoises):
Harbor porpoise .........................
ESA/
MMPA
status;
strategic
(Y/N) 2
Stock abundance
(CV, Nmin, most recent
abundance survey) 3
Annual
M/SI 4
PBR
Scientific name
Stock
Tursiops truncatus ....................
Coastal California .....................
-,-,N
453 (0.06, 346, 2011) .....
2.7
≥2.0
Phocoena phocoena .................
San Francisco-Russian River ...
-,-,N
7,777 (0.62, 4811, 2017)
73
≥0.4
257,606 (N/A, 233,515,
2014).
14,050 (0.03, 7,524,
2013).
626,618 (0.2, 530,376,
2021).
43,201 (N/A, 43,201,
2017).
14,011
≥321
451
1.8
11,403
373
2,592
112
30,968 (N/A, 27,348,
2014).
187,386 (N/A, 85,369,
2013).
1,641
43
5,122
13.7
Order Carnivora—Pinnipedia
Family Otariidae (eared seals
and sea lions):
California Sea Lion .............
Zalophus californianus ..............
United States ............................
-,-,N
Northern Fur Seal ...............
Callorhinus ursinus ...................
California ...................................
-,-,N
Northern Fur Seal ...............
Callorhinus ursinus ...................
Eastern North Pacific ................
-, D, Y
Steller Sea Lion ..................
Eumetopias jubatus ..................
Eastern North Pacific ................
-,-,N
Family Phocidae (earless seals):
Harbor Seal ........................
Phoca vitulina ...........................
California ...................................
-,-,N
Northern Elephant Seal ......
Mirounga angustirostris ............
California Breeding ...................
-,-,N
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1 Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy’s Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
2 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
3 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessmentreports. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance.
4 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, vessel strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range.
As indicated above, all seven species
(with eight managed stocks) in table 3
temporally and spatially co-occur with
the activity to the degree that take is
reasonably likely to occur. Gray whales
and humpback whales rarely enter the
Bay but may occasionally pass offshore
of the Project Area. However, if either of
these species are to approach the Level
B zone construction will be shutdown.
Therefore, no take is expected of these
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species, and these species will not be
discussed further.
Harbor Seal
Pacific harbor seals are distributed
from Baja California north to the
Aleutian Islands of Alaska. Harbor seals
do not make extensive pelagic
migrations, but may travel hundreds of
kilometers to find food or suitable
breeding areas (Herder, 1986; Harvey
and Goley, 2011; Carretta et al., 2023).
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Harbor seals are the most common
marine mammal species observed in the
Bay and occur year-round. Within the
Bay they primarily use haulouts on
exposed rocky ledges and on sloughs in
the southern Bay. Harbor seals are
central-place foragers (Orians and
Pearson 1979) and tend to exhibit strong
site fidelity within season and across
years, generally forage close to haulout
sites, and repeatedly visit specific
foraging areas (Grigg et al., 2012; Suryan
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and Harvey, 1998; Thompson et al.,
1998). Harbor seals in the Bay forage
mainly within 7 mi (11.3 kilometers
(km)) of their primary haulout site
(Grigg et al. 2012), and often within just
1–3 mi (1–5 km; Torok 1994). Harbor
seals tend to forage at night and return
to the haulout during the day with the
peak in the afternoon between 1 p.m.
and 4 p.m. (London et al, 2001; Stewart
and Yochem, 1994; Yochem et al, 1987).
The closest harbor seal haulout to the
Project Area is Yerba Buena Island
(YBI), approximately 4 km to the east of
the Project Area. Although the YBI
haulout is not expected to be within the
area of ensonification, it is likely that
foraging seals from this location would
be present in the water during
construction.
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Northern Elephant Seal
Northern elephant seals range from
southern California north to the Bering
Sea, and west to the Okhotsk Sea and
Honshu Island, Japan in the west
(Carretta et al., 2023). They are common
on California coastal mainland and
island sites, where they pup, breed, rest,
and molt. Northern elephant seals haul
out to give birth and breed from
December through March. Near the Bay,
elephant seals breed, molt, and use the
An˜o Nuevo Island haulout site, the
Farallon Islands, and Point Reyes
National Seashore. Northern elephant
seals do not have any established
haulout sites in the Bay. Generally, only
juvenile elephant seals enter the Bay
seasonally and do not remain long if
they are healthy. Their diet is composed
of small schooling fish such as walleye
Pollock, herring, hake, anchovy, and
squid. Diet and population trends vary
with environmental conditions, such as
El Nin˜o (Carretta et al., 2023).
California Sea Lion
California sea lions are found from
Vancouver Island, British Columbia, to
the southern tip of Baja California. Sea
lions breed on the offshore islands of
southern and central California from
May through July (Heath and Perrin,
2008). During the non-breeding season,
adult and subadult males and juveniles
migrate northward along the coast to
central and northern California, Oregon,
Washington, and Vancouver Island
(Jefferson, et al. 1993). Females and
some juveniles tend to remain closer to
rookeries (Atonelis et al., 1990; Melin et
al., 2008).
California sea lions have occupied KDock at Pier 39 in the Bay, adjacent to
Area D of the Project Area, since 1987.
No pupping has been observed here or
at any other site in the Bay. Pier 39 is
the only regularly used haulout site in
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the Project vicinity, but sea lions
occasionally use human-made
structures such as bridge piers, jetties,
or navigation buoys (Riedman, 1990) as
a haulout location.
California sea lions feed seasonally on
schooling fish and cephalopods,
including salmon, herring, sardines,
anchovy, mackerel, whiting, rockfish
and squid (Lowry et al., 1990, 1991,
2022; Weise 2000; Carretta et al., 2023)
and can be seen foraging throughout the
Bay. In central California sea lion
populations, short term seasonal
variations in diet are related to prey
movement and life history patterns
while long-term annual changes
correlate to large-scale ocean climate
shifts and foraging competition with
commercial fisheries (Weise and
Harvey, 2008; McClatchie et al. 2016).
Conservation concerns for California sea
lions include prey species availability
due to climate change, vessel strikes,
non-commercial fishery human caused
mortality, hookworms, and competition
for forage with commercial fisheries
(Carretta et al., 2018; Carretta et al.
2023).
Northern Fur Seal
Two northern fur seal stocks may
occur near the Bay: the California and
Eastern North Pacific stocks. The
California stock breeds and pups on the
offshore islands of California, and
forages off the California coast. The
Eastern Pacific stock breeds and pups
on islands in the North Pacific Ocean
and Bering Sea, but females and
juveniles move south to California
waters to forage in the fall and winter
months (Gelatt and Gentry, 2018). Both
the California and Eastern North Pacific
stocks forage in the offshore waters of
California, but usually only sick or
emaciated juvenile fur seals seasonally
enter the Bay in the fall and winter. Fur
seals occasionally strand on YBI and
Treasure Island, approximately 3.2 km
from the Project Area.
Steller Sea Lion
Steller sea lions range along the North
Pacific Rim from northern Japan to
California. The eastern stock of Steller
sea lions has historically bred on
rookeries located in Southeast Alaska,
British Columbia, Oregon, and
California. Within the last several years
a new rookery has become established
on the outer Washington coast (Muto et
al., 2020). The Steller sea lion is not
common in the Bay, but occasionally
Steller sea lions can be seen hauled out
on Pier 39. Most recently, an adult male
Steller sea lion was seen on the K-dock
haulout in May 2023 (Segura, 2023).
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Bottlenose Dolphin
Bottlenose dolphins are distributed
world-wide in tropical and warmtemperate waters. The California coastal
stock of common bottlenose dolphin is
found within 0.6 mi (1 km) of shore
(Defran and Weller, 1999) and occurs
from northern Baja California, Mexico to
Bodega Bay, CA. Their range has
extended north over the last several
decades with El Nin˜o events and
increased ocean temperatures (Hansen
and Defran, 1990) and spans as far north
as Sonoma County (Keener et al., 2023).
As the range of bottlenose dolphins
extended north, dolphins began entering
the Bay in 2010 (Szczepaniak, 2013).
Bottlenose dolphins have been regularly
observed in the western Central and
South Bay, and between one and five
dolphins are thought to be year-round
residents of the Bay (Pacific Gas &
Electric, 2023). An offshore common
bottlenose dolphin stock exists, but
genetic studies show that no mixing
occurs between the two stocks
(Lowther-Thieleking et al., 2015).
Bottlenose dolphins are opportunistic
foragers, and time of day, tidal state, and
oceanographic habitat influence where
they pursue prey (Hanson and Defran,
1993).
Harbor Porpoise
In the Pacific, harbor porpoise are
found in coastal and inland waters from
Point Conception, California to Alaska
and across to Kamchatka and Japan
(Gaskin, 1984). Harbor porpoise appear
to have more restricted movements
along the western coast of the
continental U.S. than along the eastern
coast. The non-migratory San FranciscoRussian River stock ranges from
Pescadero to Point Arena, California,
utilizes relatively shallow nearshore
waters (<100 meters), and feeds on
small schooling fishes such as northern
anchovy and Pacific herring which enter
the Bay (Carretta et al., 2023; Stern et
al., 2017). Harbor porpoises tend to
occur in small groups and are
considered to be relatively cryptic
animals.
Harbor porpoises are seen frequently
outside the Bay and re-entered the Bay
beginning in 2008 (Stern et al., 2017).
They are now commonly seen yearround within the Bay in groups of two
to five individuals, primarily on the
west and northwest side of the Central
Bay near the Golden Gate Bridge, near
Marin County, and near the City of San
Francisco (Duffy, 2015; Keener et al.,
2012; Stern et al., 2017) in the vicinity
of the Project Area. Harbor porpoises are
generally shallow, short-duration divers
and must forage nearly continuously to
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meet their high metabolic needs
(Wisniewska et al. 2016). Harbor
porpoise movements into the Bay are
likely influenced by prey availability
(Duffy 2015; Stern et al., 2017).
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Not all marine mammal
species have equal hearing capabilities
(e.g., Richardson et al., 1995; Wartzok
and Ketten, 1999; Au and Hastings,
2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine
mammals be divided into hearing
groups based on directly measured
(behavioral or auditory evoked potential
techniques) or estimated hearing ranges
(behavioral response data, anatomical
modeling, etc.). Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in table 4.
TABLE 4—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Hearing group
Generalized hearing
range *
Low-frequency (LF) cetaceans (baleen whales) .........................................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ..............................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, Cephalorhynchid, Lagenorhynchus cruciger & L.
australis).
Phocid pinnipeds (PW) (underwater) (true seals) .......................................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ..................................................................................................
7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al. 2007) and PW pinniped (approximation).
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The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemila¨ et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018) for a review of
available information.
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section provides a discussion of
the ways in which components of the
specified activity may impact marine
mammals and their habitat. The
Estimated Take of Marine Mammals
section later in this document includes
a quantitative analysis of the number of
individuals that are expected to be taken
by this activity. The Negligible Impact
Analysis and Determination section
considers the content of this section, the
Estimated Take of Marine Mammals
section, and the Proposed Mitigation
section, to draw conclusions regarding
the likely impacts of these activities on
the reproductive success or survivorship
of individuals and whether those
impacts are reasonably expected to, or
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.
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Acoustic effects on marine mammals
during the specified activities can occur
from impact pile driving and vibratory
pile driving and removal. The effects of
underwater noise from PG&E’s proposed
activities have the potential to result in
Level B harassment of marine mammals
in the project area.
Description of Sound Sources
The marine soundscape is comprised
of both ambient and anthropogenic
sounds. Ambient sound is defined as
the all-encompassing sound in a given
place and is usually a composite of
sound from many sources both near and
far (American National Standards
Institute (ANSI), 1995). The sound level
of an area is defined by the total
acoustical energy being generated by
known and unknown sources. These
sources may include physical (e.g.,
waves, wind, precipitation, earthquakes,
ice, atmospheric sound), biological (e.g.,
sounds produced by marine mammals,
fish, and invertebrates), and
anthropogenic sound (e.g., vessels,
dredging, aircraft, construction).
The sum of the various natural and
anthropogenic sound sources at any
given location and time—which
comprise ‘‘ambient’’ or ‘‘background’’
sound—depends not only on the source
levels (as determined by current
weather conditions and levels of
biological and shipping activity) but
also on the ability of sound to propagate
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through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor, and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
given frequency and location can vary
by 10–20 dB from day to day
(Richardson et al., 1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activities may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
In-water construction activities
associated with the project would
include impact and vibratory pile
driving and removal. The sounds
produced by these activities fall into
one of two general sound types:
impulsive and non-impulsive.
Impulsive sounds (e.g., explosions,
sonic booms, impact pile driving) are
typically transient, brief (less than 1
second), broadband, and consist of high
peak sound pressure with rapid rise
time and rapid decay (ANSI, 1986;
NIOSH, 1998; NMFS, 2018). Nonimpulsive sounds (e.g., machinery
operations such as drilling or dredging,
vibratory pile driving, underwater
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chainsaws, and active sonar systems)
can be broadband, narrowband or tonal,
brief or prolonged (continuous or
intermittent), and typically do not have
the high peak sound pressure with raid
rise/decay time that impulsive sounds
do (ANSI, 1995; NIOSH, 1998; NMFS,
2018). The distinction between these
two sound types is important because
they have differing potential to cause
physical effects, particularly with regard
to hearing (e.g., Ward, 1997).
Two types of hammers would be used
on this project, impact and vibratory.
Impact hammers operate by repeatedly
dropping and/or pushing a heavy piston
onto a pile to drive the pile into the
substrate. Sound generated by impact
hammers is considered impulsive.
Vibratory hammers install piles by
vibrating them and allowing the weight
of the hammer to push them into the
sediment. Vibratory hammers produce
non-impulsive, continuous sounds.
Vibratory hammering generally
produces sound pressure levels (SPLs)
10 to 20 dB lower than impact pile
driving of the same-sized pile (Oestman
et al., 2009). Rise time is slower,
reducing the probability and severity of
injury, and sound energy is distributed
over a greater amount of time (Nedwell
and Edwards, 2002; Carlson et al.,
2005).
The likely or possible impacts of
PG&E’s proposed activities on marine
mammals could be generated from both
non-acoustic and acoustic stressors.
Potential non-acoustic stressors include
the physical presence of the equipment
and personnel; however, we expect that
any animals that approach the project
site close enough to be harassed due to
the presence of equipment or personnel
would be within the Level B harassment
zones from pile driving and would
already be subject to harassment from
the in-water activities. Therefore, any
impacts to marine mammals are
expected to primarily be acoustic in
nature. Acoustic stressors are generated
by heavy equipment operation during
pile driving activities (i.e., impact and
vibratory pile driving and removal).
Acoustic Impacts
The introduction of anthropogenic
noise into the aquatic environment from
pile driving equipment is the primary
means by which marine mammals may
be harassed from PG&E’s specified
activities. In general, animals exposed to
natural or anthropogenic sound may
experience physical and psychological
effects, ranging in magnitude from none
to severe (Southall et al., 2007).
Generally, exposure to pile driving and
removal and other construction noise
has the potential to result in auditory
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threshold shifts and behavioral
reactions (e.g., avoidance, temporary
cessation of foraging and vocalizing,
changes in dive behavior). Exposure to
anthropogenic noise can also lead to
non-observable physiological responses,
such as an increase in stress hormones.
Additional noise in a marine mammal’s
habitat can mask acoustic cues used by
marine mammals to carry out daily
functions, such as communication and
predator and prey detection. The effects
of pile driving and demolition noise on
marine mammals are dependent on
several factors, including, but not
limited to, sound type (e.g., impulsive
vs. non-impulsive), the species, age and
sex class (e.g., adult male vs. mother
with calf), duration of exposure, the
distance between the pile and the
animal, received levels, behavior at time
of exposure, and previous history with
exposure (Wartzok et al., 2004; Southall
et al., 2007). Here we discuss physical
auditory effects (threshold shifts)
followed by behavioral effects and
potential impacts on habitat.
NMFS defines a noise-induced
threshold shift (TS) as a change, usually
an increase, in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2018). The amount of
threshold shift is customarily expressed
in dB. A TS can be permanent or
temporary. As described in NMFS
(2018), there are numerous factors to
consider when examining the
consequence of TS, including, but not
limited to, the signal temporal pattern
(e.g., impulsive or non-impulsive),
likelihood an individual would be
exposed for a long enough duration or
to a high enough level to induce a TS,
the magnitude of the TS, time to
recovery (seconds to minutes or hours to
days), the frequency range of the
exposure (i.e., spectral content), the
hearing and vocalization frequency
range of the exposed species relative to
the signal’s frequency spectrum (i.e.,
how animal uses sound within the
frequency band of the signal; e.g.,
Kastelein et al., 2014), and the overlap
between the animal and the source (e.g.,
spatial, temporal, and spectral).
Permanent Threshold Shift (PTS)
NMFS defines PTS as a permanent,
irreversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2018). Available data from
humans and other terrestrial mammals
indicate that a 40 dB threshold shift
approximates PTS onset (see Ward et
al., 1958, 1959; Ward, 1960; Kryter et
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al., 1966; Miller, 1974; Ahroon et al.,
1996; Henderson et al., 2008). PTS
levels for marine mammals are
estimates, because there are limited
empirical data measuring PTS in marine
mammals (e.g., Kastak et al., 2008),
largely due to the fact that, for various
ethical reasons, experiments involving
anthropogenic noise exposure at levels
inducing PTS are not typically pursued
or authorized (NMFS, 2018).
Temporary Threshold Shift (TTS)
TTS is a temporary, reversible
increase in the threshold of audibility at
a specified frequency or portion of an
individual’s hearing range above a
previously established reference level
(NMFS, 2018). Based on data from
cetacean TTS measurements (see
Southall et al., 2007), a TTS of 6 dB is
considered the minimum threshold shift
clearly larger than any day-to-day or
session-to-session variation in a
subject’s normal hearing ability
(Schlundt et al., 2000; Finneran et al.,
2000, 2002). As described in Finneran
(2016), marine mammal studies have
shown the amount of TTS increases
with cumulative sound exposure level
(SELcum) in an accelerating fashion: At
low exposures with lower SELcum, the
amount of TTS is typically small and
the growth curves have shallow slopes.
At exposures with higher SELcum, the
growth curves become steeper and
approach linear relationships with the
noise SEL.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that takes place during
a time when the animal is traveling
through the open ocean, where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts. We
note that reduced hearing sensitivity as
a simple function of aging has been
observed in marine mammals, as well as
humans and other taxa (Southall et al.,
2007), so we can infer that strategies
exist for coping with this condition to
some degree, though likely not without
cost.
Currently, TTS data only exist for four
species of cetaceans (bottlenose
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dolphin, beluga whale (Delphinapterus
leucas), harbor porpoise, and Yangtze
finless porpoise (Neophocoena
asiaeorientalis), and five species of
pinnipeds exposed to a limited number
of sound sources (i.e., mostly tones and
octave-band noise) in laboratory settings
(Finneran, 2015). TTS was not observed
in trained spotted (Phoca largha) and
ringed (Pusa hispida) seals exposed to
impulsive noise at levels matching
previous predictions of TTS onset
(Reichmuth et al., 2016). In general,
harbor seals and harbor porpoises have
a lower TTS onset than other measured
pinniped or cetacean species (Finneran,
2015). At low frequencies, onset-TTS
exposure levels are higher compared to
those in the region of best sensitivity
(i.e., a low frequency noise would need
to be louder to cause TTS onset when
TTS exposure level is higher), as shown
for harbor porpoises and harbor seals
(Kastelein et al., 2019a, 2019b, 2020a,
2020b). In addition, TTS can
accumulate across multiple exposures,
but the resulting TTS will be less than
the TTS from a single, continuous
exposure with the same SEL (Finneran
et al., 2010; Kastelein et al., 2014;
Kastelein et al., 2015; Mooney et al.,
2009). This means that TTS predictions
based on the total, cumulative SEL will
overestimate the amount of TTS from
intermittent exposures such as sonars
and impulsive sources.
The potential for TTS from impact
pile driving exists. After exposure to
playbacks of impact pile driving sounds
(rate 2,760 strikes/hour) in captivity,
mean TTS increased from 0 dB after 15
minute exposure to 5 dB after 360
minute exposure; recovery occurred
within 60 minutes (Kastelein et al.,
2016). Additionally, the existing marine
mammal TTS data come from a limited
number of individuals within these
species. No data are available on noiseinduced hearing loss for mysticetes.
Nonetheless, what we considered is the
best available science. For summaries of
data on TTS in marine mammals or for
further discussion of TTS onset
thresholds, please see Southall et al.
(2007, 2019), Finneran and Jenkins
(2012), Finneran (2015), and table 5 in
NMFS (2018).
Activities for this project include
impact and vibratory pile driving, and
vibratory pile removal. There would
likely be pauses in activities producing
the sound during each day. Given these
pauses and the fact that many marine
mammals are likely moving through the
project areas and not remaining for
extended periods of time, the potential
for TS declines.
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Behavioral Harassment
Exposure to noise from pile driving
and removal also has the potential to
behaviorally disturb marine mammals.
Available studies show wide variation
in response to underwater sound;
therefore, it is difficult to predict
specifically how any given sound in a
particular instance might affect marine
mammals perceiving the signal. If a
marine mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, let alone
the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant (e.g., Lusseau and
Bejder, 2007; Weilgart, 2007; NRC,
2005).
Disturbance may result in changing
durations of surfacing and dives,
number of blows per surfacing, or
moving direction and/or speed;
reduced/increased vocal activities;
changing/cessation of certain behavioral
activities (such as socializing or
feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping); or avoidance
of areas where sound sources are
located. Pinnipeds may increase their
haul-out time, possibly to avoid inwater disturbance (Thorson and Reyff,
2006). Behavioral responses to sound
are highly variable and context-specific
and any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et
al., 2004; Southall et al., 2007, 2021;
Weilgart, 2007; Archer et al., 2010).
Behavioral reactions can vary not only
among individuals but also within an
individual, depending on previous
experience with a sound source,
context, and numerous other factors
(Ellison et al., 2012), and can vary
depending on characteristics associated
with the sound source (e.g., whether it
is moving or stationary, number of
sources, distance from the source). In
general, pinnipeds seem more tolerant
of, or at least habituate more quickly to,
potentially disturbing underwater sound
than do cetaceans, and generally seem
to be less responsive to exposure to
industrial sound than most cetaceans.
Please see Appendices B and C of
Southall et al. (2007) as well as
Nowacek et al. (2007); Ellison et al.
(2012), and Gomez et al. (2016) for a
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review of studies involving marine
mammal behavioral responses to sound.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al., 2001; Nowacek et al.,
2004; Madsen et al., 2006; Yazvenko et
al., 2007; Melco´n et al., 2012). In
addition, behavioral state of the animal
plays a role in the type and severity of
a behavioral response, such as
disruption to foraging (e.g., Sivle et al.,
2016; Wensveen et al., 2017). A
determination of whether foraging
disruptions incur fitness consequences
would require information on or
estimates of the energetic requirements
of the affected individuals and the
relationship between prey availability,
foraging effort and success, and the life
history stage of the animal (Goldbogen
et al., 2013).
Stress Responses
An animal’s perception of a threat
may be sufficient to trigger stress
responses consisting of some
combination of behavioral responses,
autonomic nervous system responses,
neuroendocrine responses, or immune
responses (e.g., Selye, 1950; Moberg,
2000). In many cases, an animal’s first
and sometimes most economical (in
terms of energetic costs) response is
behavioral avoidance of the potential
stressor. Autonomic nervous system
responses to stress typically involve
changes in heart rate, blood pressure,
and gastrointestinal activity. These
responses have a relatively short
duration and may or may not have a
significant long-term effect on an
animal’s fitness.
Neuroendocrine stress responses often
involve the hypothalamus-pituitaryadrenal system. Virtually all
neuroendocrine functions that are
affected by stress—including immune
competence, reproduction, metabolism,
and behavior—are regulated by pituitary
hormones. Stress-induced changes in
the secretion of pituitary hormones have
been implicated in failed reproduction,
altered metabolism, reduced immune
competence, and behavioral disturbance
(e.g., Moberg, 1987; Blecha, 2000).
Increases in the circulation of
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glucocorticoids are also equated with
stress (Romano et al., 2004).
The primary distinction between
stress (which is adaptive and does not
normally place an animal at risk) and
‘‘distress’’ is the cost of the response.
During a stress response, an animal uses
glycogen stores that can be quickly
replenished once the stress is alleviated.
In such circumstances, the cost of the
stress response would not pose serious
fitness consequences. However, when
an animal does not have sufficient
energy reserves to satisfy the energetic
costs of a stress response, energy
resources must be diverted from other
functions. This state of distress will last
until the animal replenishes its
energetic reserves sufficient to restore
normal function.
Relationships between these
physiological mechanisms, animal
behavior, and the costs of stress
responses are well-studied through
controlled experiments for both
laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al.,
1998; Jessop et al., 2003; Krausman et
al., 2004; Lankford et al., 2005). Stress
responses due to exposure to
anthropogenic sounds or other stressors
and their effects on marine mammals
have also been reviewed (Fair and
Becker 2000; Romano et al., 2002b) and,
more rarely, studied in wild populations
(e.g., Romano et al., 2002a). For
example, Rolland et al. (2012) found
that noise reduction from reduced ship
traffic in the Bay of Fundy was
associated with decreased stress in
North Atlantic right whales. These and
other studies lead to a reasonable
expectation that some marine mammals
will experience physiological stress
responses upon exposure to acoustic
stressors and that it is possible that
some of these would be classified as
‘‘distress.’’ In addition, any animal
experiencing TTS would likely also
experience stress responses (NRC,
2003), however distress is an unlikely
result of these projects based on
observations of marine mammals during
previous, similar projects in the area.
Masking
Sound can disrupt behavior through
masking, or interfering with, an animal’s
ability to detect, recognize, or
discriminate between acoustic signals of
interest (e.g., those used for intraspecific
communication and social interactions,
prey detection, predator avoidance,
navigation) (Richardson et al., 1995).
Masking occurs when the receipt of a
sound is interfered with by another
coincident sound at similar frequencies
and at similar or higher intensity, and
may occur whether the sound is natural
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(e.g., snapping shrimp, wind, waves,
precipitation) or anthropogenic (e.g.,
pile driving, shipping, sonar, seismic
exploration) in origin. The ability of a
noise source to mask biologically
important sounds depends on the
characteristics of both the noise source
and the signal of interest (e.g., signal-tonoise ratio, temporal variability,
direction), in relation to each other and
to an animal’s hearing abilities (e.g.,
sensitivity, frequency range, critical
ratios, frequency discrimination,
directional discrimination, age or TTS
hearing loss), and existing ambient
noise and propagation conditions.
Masking of natural sounds can result
when human activities produce high
levels of background sound at
frequencies important to marine
mammals. Conversely, if the
background level of underwater sound
is high (e.g., on a day with strong wind
and high waves), an anthropogenic
sound source would not be detectable as
far away as would be possible under
quieter conditions and would itself be
masked. The masking of communication
signals by anthropogenic noise may be
considered as a reduction in the
communication space of animals (e.g.,
Clark et al., 2009) and may result in
energetic or other costs as animals
change their vocalization behavior (e.g.,
Miller et al., 2000; Foote et al., 2004;
Parks et al., 2007; Di Iorio and Clark,
2010; Holt et al., 2009). The Bay is
heavily used by commercial,
recreational, and military vessels, and
background sound levels in the area are
already elevated. Due to the transient
nature of marine mammals to move and
avoid disturbance, masking is not likely
to have long-term impacts on marine
mammal species within the proposed
project area.
Airborne Acoustic Effects
Pinnipeds that occur near the project
site could be exposed to airborne
sounds associated with pile driving and
removal that have the potential to cause
behavioral harassment, depending on
their distance from pile driving
activities. Cetaceans are not expected to
be exposed to airborne sounds that
would result in harassment as defined
under the MMPA.
Airborne noise would primarily be an
issue for pinnipeds that are swimming
or hauled out near the project site
within the range of noise levels elevated
above the acoustic criteria. We
recognize that pinnipeds in the water
could be exposed to airborne sound that
may result in behavioral harassment
when looking with their heads above
water. Most likely, airborne sound
would cause behavioral responses
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similar to those discussed above in
relation to underwater sound. For
instance, anthropogenic sound could
cause hauled-out pinnipeds to exhibit
changes in their normal behavior, such
as reduction in vocalizations, or cause
them to temporarily abandon the area
and move further from the source.
However, these animals would likely
previously have been ‘‘taken’’ because
of exposure to underwater sound above
the behavioral harassment thresholds,
which are generally larger than those
associated with airborne sound. Thus,
the behavioral harassment of these
animals is already accounted for in
these estimates of potential take.
Therefore, we do not believe that
authorization of incidental take
resulting from airborne sound for
pinnipeds is warranted, and airborne
sound is not discussed further here.
Marine Mammal Habitat Effects
PG&E’s proposed construction
activities could have localized,
temporary impacts on marine mammal
habitat, including prey, by increasing
in-water sound pressure levels and
slightly decreasing water quality.
Increased noise levels may affect
acoustic habitat (see masking discussion
above) and adversely affect marine
mammal prey in the vicinity of the
project areas (see discussion below).
During impact and vibratory pile
driving or removal, elevated levels of
underwater noise would ensonify the
project area where both fishes and
mammals occur, and could affect
foraging success. Additionally, marine
mammals may avoid the area during
construction, however, displacement
due to noise is expected to be temporary
and is not expected to result in longterm effects to the individuals or
populations. Construction activities are
expected to be of short duration and
would likely have temporary impacts on
marine mammal habitat through
increases in underwater and airborne
sound.
A temporary and localized increase in
turbidity near the seafloor would occur
in the immediate area surrounding the
area where piles are installed or
removed. In general, turbidity
associated with pile driving is localized
to about a 25 feet (ft) (7.6-m) radius
around the pile (Everitt et al., 1980).
Cetaceans are not expected to be close
enough to the pile driving areas to
experience effects of turbidity, and any
pinnipeds could avoid localized areas of
turbidity. Local currents are anticipated
to disburse any additional suspended
sediments produced by project activities
at moderate to rapid rates depending on
tidal stage. Therefore, we expect the
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impact from increased turbidity levels
to be discountable to marine mammals
and do not discuss it further.
khammond on DSKJM1Z7X2PROD with NOTICES
In-Water Construction Effects on
Potential Foraging Habitat
The area likely impacted by the
proposed action is relatively small
compared to the total available habitat
in the Bay. The proposed project area is
highly influenced by anthropogenic
activities and provides limited foraging
habitat for marine mammals.
Furthermore, pile driving and removal
at the proposed project site would not
obstruct long-term movements or
migration of marine mammals.
Avoidance by potential prey (i.e., fish)
of the immediate area due to the
temporary loss of this foraging habitat is
also possible. The duration of fish and
marine mammal avoidance of this area
after pile driving stops is unknown, but
a rapid return to normal recruitment,
distribution, and behavior is
anticipated. Any behavioral avoidance
by prey of the disturbed area would still
leave significantly large areas of
potential foraging habitat in the nearby
vicinity.
In-Water Construction Effects on
Potential Prey
Sound may affect marine mammals
through impacts on the abundance,
behavior, or distribution of prey species
(e.g., crustaceans, cephalopods, fish,
zooplankton, other marine mammals).
Marine mammal prey varies by species,
season, and location. Here, we describe
studies regarding the effects of noise on
known marine mammal prey. Fish
utilize the soundscape and components
of sound in their environment to
perform important functions such as
foraging, predator avoidance, mating,
and spawning (e.g., Zelick and Mann,
1999; Fay, 2009). Depending on their
hearing anatomy and peripheral sensory
structures, which vary among species,
fishes hear sounds using pressure and
particle motion sensitivity capabilities
and detect the motion of surrounding
water (Fay et al., 2008). The potential
effects of noise on fishes depends on the
overlapping frequency range, distance
from the sound source, water depth of
exposure, and species-specific hearing
sensitivity, anatomy, and physiology.
Key impacts to fishes may include
behavioral responses, hearing damage,
barotrauma (pressure-related injuries),
and mortality.
Fish react to sounds which are
especially strong and/or intermittent
low-frequency sounds, and behavioral
responses such as flight or avoidance
are the most likely effects. Short
duration, sharp sounds can cause overt
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or subtle changes in fish behavior and
local distribution. The reaction of fish to
noise depends on the physiological state
of the fish, past exposures, motivation
(e.g., feeding, spawning, migration), and
other environmental factors. Hastings
and Popper (2005) identified several
studies that suggest fish may relocate to
avoid certain areas of sound energy.
Additional studies have documented
effects of pile driving on fish; several are
based on studies in support of large,
multiyear bridge construction projects
(e.g., Scholik and Yan, 2001, 2002;
Popper and Hastings, 2009). Many
studies have demonstrated that impulse
sounds might affect the distribution and
behavior of some fishes, potentially
impacting foraging opportunities or
increasing energetic costs (e.g., Fewtrell
and McCauley, 2012; Pearson et al.,
1992; Skalski et al., 1992; Santulli et al.,
1999; Paxton et al., 2017). In response
to pile driving, Pacific sardines and
northern anchovies may exhibit an
immediate startle response to individual
strikes, but return to ‘‘normal’’ pre-strike
behavior following the conclusion of
pile driving with no evidence of injury
as a result (appendix C in NAVFAC SW,
2014). However, some studies have
shown no or slight reaction to impulse
sounds (e.g., Pena et al., 2013; Wardle
et al., 2001; Jorgenson and Gyselman,
2009; Popper et al., 2005).
SPLs of sufficient strength have been
known to cause injury to fish and fish
mortality. However, in most fish
species, hair cells in the ear
continuously regenerate and loss of
auditory function likely is restored
when damaged cells are replaced with
new cells. Halvorsen et al. (2012a)
showed that a TTS of 4–6 dB was
recoverable within 24 hours for one
species. Impacts would be most severe
when the individual fish is close to the
source and when the duration of
exposure is long. Injury caused by
barotrauma can range from slight to
severe and can cause death, and is most
likely for fish with swim bladders.
Barotrauma injuries have been
documented during controlled exposure
to impact pile driving (Halvorsen et al.,
2012b; Casper et al., 2013).
The most likely impact to fishes from
pile driving and removal and
construction activities at the project area
would be temporary behavioral
avoidance of the area. The duration of
fish avoidance of this area after pile
driving stops is unknown, but a rapid
return to normal recruitment,
distribution, and behavior is
anticipated. In general, impacts to
marine mammal prey species are
expected to be minor and temporary.
Further, it is anticipated that
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preparation activities for pile driving or
removal (i.e., positioning of the
hammer, clipper or wire saw) and upon
initial startup of devices would cause
fish to move away from the affected area
outside areas where injuries may occur.
Therefore, relatively small portions of
the proposed project area would be
affected for short periods of time, and
the potential for effects on fish to occur
would be temporary and limited to the
duration of sound-generating activities.
In summary, given the short daily
duration of sound associated with
individual pile driving events and the
relatively small areas being affected,
pile driving activities associated with
the proposed actions are not likely to
have a permanent, adverse effect on any
fish habitat, or populations of fish
species. Any behavioral avoidance by
fish of the disturbed area would still
leave significantly large potential areas
fish and marine mammal foraging
habitat in the nearby vicinity. Thus, we
conclude that impacts of the specified
activities are not likely to have more
than short-term adverse effects on any
prey habitat or populations of prey
species. Further, any impacts to marine
mammal habitat are not expected to
result in significant or long-term
consequences for individual marine
mammals, or to contribute to adverse
impacts on their populations.
Estimated Take of Marine Mammals
This section provides an estimate of
the number of incidental takes proposed
for authorization through the IHA,
which will inform both NMFS’
consideration of ‘‘small numbers,’’ and
the negligible impact determinations.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would be by Level B
harassment only, in the form of
disruption of behavioral patterns and/or
TTS for individual marine mammals
resulting from exposure to vibratory and
impact pile driving. Based on the nature
of the activity and the anticipated
effectiveness of the mitigation measures
(i.e., shutdown) discussed in detail
below in the Proposed Mitigation
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section, Level A harassment is neither
anticipated nor proposed to be
authorized.
As described previously, no serious
injury or mortality is anticipated or
proposed to be authorized for this
activity. Below we describe how the
proposed take numbers are estimated.
For acoustic impacts, generally
speaking, we estimate take by
considering: (1) acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) the number of days of activities.
We note that while these factors can
contribute to a basic calculation to
provide an initial prediction of potential
takes, additional information that can
qualitatively inform take estimates is
also sometimes available (e.g., previous
monitoring results or average group
size). Below, we describe the factors
considered here in more detail and
present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
would be reasonably expected to be
behaviorally harassed (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source or exposure
context (e.g., frequency, predictability,
duty cycle, duration of the exposure,
signal-to-noise ratio, distance to the
source), the environment (e.g.,
bathymetry, other noises in the area,
predators in the area), and the receiving
animals (hearing, motivation,
experience, demography, life stage,
depth) and can be difficult to predict
(e.g., Southall et al., 2007, 2021; Ellison
et al., 2012). Based on what the
available science indicates and the
practical need to use a threshold based
on a metric that is both predictable and
measurable for most activities, NMFS
typically uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS generally predicts
that marine mammals are likely to be
behaviorally harassed in a manner
considered to be Level B harassment
when exposed to underwater
anthropogenic noise above root-meansquared pressure received levels (RMS
SPL) of 120 dB (referenced to 1
micropascal (re 1 mPa)) for continuous
(e.g., vibratory pile driving, drilling) and
above RMS SPL 160 dB re 1 mPa for nonexplosive impulsive (e.g., seismic
airguns) or intermittent (e.g., scientific
sonar) sources. Generally speaking,
Level B harassment take estimates based
on these behavioral harassment
thresholds are expected to include any
likely takes by TTS as, in most cases,
the likelihood of TTS occurs at
distances from the source less than
those at which behavioral harassment is
likely. TTS of a sufficient degree can
manifest as behavioral harassment, as
reduced hearing sensitivity and the
potential reduced opportunities to
detect important signals (conspecific
communication, predators, prey) may
result in changes in behavior patterns
that would not otherwise occur.
PG&E’s proposed activity includes the
use of continuous (vibratory pile
driving) and impulsive (impact pile
driving) sources, and therefore the RMS
SPL thresholds of 120 and 160 dB re 1
mPa are applicable.
Level A harassment—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). PG&E’s proposed activity
includes the use of impulsive (impact
pile driving) and non-impulsive
(vibratory pile driving) sources.
These thresholds are provided in the
table below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS’ 2018 Technical
Guidance, which may be accessed at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-acoustic-technicalguidance.
TABLE 5—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset acoustic thresholds *
(received level)
Hearing group
Impulsive
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Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW) ....................................................
(Underwater) ....................................................................
Otariid Pinnipeds (OW) ....................................................
(Underwater) ....................................................................
Cell
Cell
Cell
Cell
1:
3:
5:
7:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB .........................
LE,MF,24h: 185 dB ........................
LE,HF,24h: 155 dB ........................
LE,PW,24h: 185 dB .......................
Cell 9: Lpk,flat: 232 dB; LE,OW,24h: 203 dB .......................
Cell
Cell
Cell
Cell
2:
4:
6:
8:
LE,LF,24h: 199 dB.
LE,MF,24h: 198 dB.
LE,HF,24h: 173 dB.
LE,PW,24h: 201 dB.
Cell 10: LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
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Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that are used in estimating the area
ensonified above the acoustic
thresholds, including source levels and
transmission loss coefficient.
The sound field in the project area is
the existing background noise plus
additional construction noise from the
proposed project. Marine mammals are
expected to be affected via sound
generated by the primary components of
the project (i.e., pile driving and
removal).
The project includes vibratory pile
installation and removal and impact
pile driving. Source levels for these
activities are based on reviews of
measurements of the same or similar
types and dimensions of piles available
in the literature. Source levels for each
pile size and activity are presented in
table 6. Source levels for vibratory
installation and removal of piles of the
same diameter are conservatively
assumed to be the same.
The majority of source levels were
selected from a single source, as shown
in table 6 below. For the vibratory
installation of 36-inch steel shell piles
and vibratory installation of timber
piles, NMFS determined it appropriate
to use an average of source levels.
NMFS reviewed all available monitoring
reports of vibratory driving of 36-inch
steel piles in San Francisco Bay (Gast
&Associated Environmental
Consultants, 2021, 2023; Illingworth &
Rodkin, 2018, 2020). Averaging of
sound levels was performed by first
converting from dB to linear units of
pressure (Pascals [Pa]), averaging, and
converting back to dB. The mean RMS
level at 10m for San Francisco Bay was
approximately 168 dB re 1 Pa RMS.
Therefore, NMFS has selected this
average value as the most appropriate
value for vibratory driving of 36-inch
steel pipe piles during the proposed
project. With regard to vibratory
installation of timber piles, there are
limited data available, and none from
San Francisco Bay. Therefore, NMFS
evaluated all available timber pile data
(three projects from Puget Sound, WA,
and one project from Norfolk, VA)
(Greenbusch Group, 2018; Illingworth
and Rodkin, 2017; Laughlin, 2011; U.S.
Navy, 2016) and calculated the mean
and maximum RMS values for each
project and for all projects together. The
overall mean RMS value was
approximately 158 dB re 1 Pa RMS.
NMFS therefore selected this as an
appropriate proxy value for vibratory
driving of timber piles during the
proposed project.
TABLE 6—SOUND SOURCE LEVELS FOR PILE DRIVING ACTIVITIES 1
Pile type
Peak sound
pressure
(dB re 1 μPa)
Method
RMS
(dB re 1 μPa)
SEL
(dB re 1 μPa2
sec)
Source
Hydroacoustic Data Collection
18-inch composite/plastic ......
Impact Install ........................
185
160
150
Caltrans, 2020; extrapolated
from 13-inch composite.
WSDOT, 2012; 13-inch composite used as proxy.
18 inch composite/plastic ......
Vibratory Removal ................
N/A
152
N/A
N/A
143
N/A
Caltrans, 2020.
N/A
153
N/A
Caltrans, 2020; 24-inch pipe
pile used as proxy.
N/A
153
N/A
Caltrans, 2020.
208
193
178
N/A
168
N/A
Illingworth & Rodkin, Inc.
2014.
Gast & Associated Environmental Consultants, 2021,
2023; Illingworth and
Rodkin, 2018, 2020. See
explanation above.
Turbidity Curtain
Steel H-Pile ...........................
Steel Shell Pile ≤24 inches ...
Vibratory Install and Removal.
Vibratory Install and Removal.
RWF Relocation
24 inch steel shell .................
24 inch steel shell .................
36 inch steel shell .................
Vibratory Installation and Removal.
Impact Installation 2 ..............
Vibratory Installation and Removal.
khammond on DSKJM1Z7X2PROD with NOTICES
Slope Stabilization
14–16 inch Timber ................
Vibratory ...............................
N/A
158
N/A
14–16 inch Timber ................
14–16 in Composite ..............
Impact ...................................
Vibratory ...............................
184
N/A
157
152
145
N/A
14–16 inch Composite ...........
Impact ...................................
177
153
145
1 All
Greenbusch Group, 2018;
Illingworth and Rodkin,
2017; Laughlin, 2011; U.S.
Navy 2016. See explanation above.
Caltrans, 2020.
WSDOT, 2012. 13-inch composite used as proxy.
Caltrans, 2020.
values are at 10 m from the source.
would use a bubble curtain attenuation system for impact pile driving of the RWF 24-inch steel shell piles, and we conservatively assumes a 5 dB reduction in source level from those presented here due to use of the attenuation system.
2 PG&E
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distance for use in conjunction with
marine mammal density or occurrence
to help predict potential takes. We note
that because of some of the assumptions
included in the methods underlying this
optional tool, we anticipate that the
resulting isopleth estimates are typically
going to be overestimates of some
degree, which may result in an
overestimate of potential take by Level
A harassment. However, this optional
tool offers the best way to estimate
isopleth distances when more
sophisticated modeling methods are not
available or practical. For stationary
sources such as pile driving, the
optional User Spreadsheet tool predicts
the distance at which, if a marine
mammal remained at that distance for
the duration of the activity, it would be
expected to incur PTS. Source levels are
provided above in table 6. Inputs used
in the optional User Spreadsheet tool
are provided below in table 7. Resulting
estimated Level A and B harassment
isopleths are provided in table 8.
spreading (4.5 dB reduction in sound
level for each doubling of distance) for
all impact and vibratory installation and
removal of piles with the exception of
vibratory installation and removal of the
36-inch steel pipe piles in the RWF
Relocation. Illingworth & Rodkin
conducted hydro-acoustic monitoring
for the 2017 WETA Downtown San
Francisco Ferry Terminal Expansion
Project and calculated a TL coefficient
of 18.7 for vibratory installation of 36inch steel shell piles (Illingworth &
Rodkin, 2018). Given the proximity to
the project area, PG&E determined that
18.7 was an appropriate transmission
coefficient to use for the vibratory
installation of the 36-inch steel shell
pile, and NMFS concurs.
The ensonified area associated with
Level A harassment is more technically
challenging to predict due to the need
to account for a duration component.
Therefore, NMFS developed an optional
User Spreadsheet tool to accompany the
Technical Guidance that can be used to
relatively simply predict an isopleth
Level B Harassment Zones—
Transmission loss (TL) is the decrease
in acoustic intensity as an acoustic
pressure wave propagates out from a
source. TL parameters vary with
frequency, temperature, sea conditions,
current, source and receiver depth,
water depth, water chemistry, and
bottom composition topography. The
general formula for underwater TL is:
TL = B * Log10 (R1/R2),
Where:
TL = transmission loss in dB;
B = transmission loss coefficient;
R1 = the distance of the modeled SPL from
the driven pile; and
R2 = the distance from the driven pile of the
initial measurement.
The recommended TL coefficient for
most nearshore environments is the
practical spreading value of 15. This
value results in an expected propagation
environment that would lie between
spherical and cylindrical spreading loss
conditions, known as practical
spreading. As is common practice in
coastal waters, here we assume practical
TABLE 7—USER SPREADSHEET INPUTS
[Source levels provided in Table 6]
Pile type
Method
Duration
Piles/day
Hydroacoustic Data Collection
18-inch composite/plastic .......................
18 inch composite/plastic .......................
Impact Install .........................................
Vibratory Removal .................................
400 strikes/pile ......................................
20 minutes .............................................
10
10
10 minutes .............................................
10 minutes .............................................
4
4
10 minutes .............................................
400 strikes/pile ......................................
20 minutes .............................................
4
4
4
Turbidity Curtain
Steel H-Pile ............................................
Steel Shell Pile ≤24 inches ....................
Vibratory ................................................
Vibratory ................................................
RWF Relocation
24 inch steel shell ..................................
24 inch steel shell ..................................
36 inch steel shell ..................................
Vibratory ................................................
Impact ....................................................
Vibratory ................................................
Sediment Pin Installation
Timber ....................................................
Timber ....................................................
14–16 inch Composite ...........................
14–16 inch Composite ...........................
Vibratory ................................................
Impact ....................................................
Vibratory ................................................
Impact ....................................................
20 minutes .............................................
400 strikes/pile ......................................
20 minutes .............................................
400 strikes/pile ......................................
20
20
10
10
TABLE 8—LEVEL A HARASSMENT AND LEVEL B HARASSMENT ISOPLETHS FROM VIBRATORY AND IMPACT PILE DRIVING
Level A/PTS isopleth
(m)
Cetaceans
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Level B
isopleth
(m)
Hearing groups
Pile type & method
LF
Pinnipeds
MF
HF
Phocids
Level B area
of
ensonification
(km2)
Otariids
Hydroacoustic Data Collection Piles
18-inch composite (Impact) ...........................
18-inch Composite (Vibratory) ......................
16
4
<1
<1
19
6
9
3
<1
<1
10
1,360
<0.01
3.58
<1
<1
<1
341
0.29
Turbidity Curtain
Steel H-Pile (Vibratory) .................................
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<1
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TABLE 8—LEVEL A HARASSMENT AND LEVEL B HARASSMENT ISOPLETHS FROM VIBRATORY AND IMPACT PILE DRIVING—
Continued
Level A/PTS isopleth
(m)
Level B
isopleth
(m)
Hearing groups
Pile type & method
Cetaceans
LF
Pinnipeds
MF
Steel Shell Pile ≤ 24 inches (Vibratory) ........
2
HF
Phocids
<1
4
Level B area
of
ensonification
(km2)
Otariids
2
<1
1,585
4.61
RWF Temporary Relocation Piles
24-inch Steel Shell Pile (Vibratory) ...............
24-inch Steel Shell Pile (Impact, Attenuated)* .........................................................
36-inch Steel Shell Pile (Vibratory) ...............
2
<1
4
2
<1
1,585
4.54
294
20
11
3
351
28
158
14
12
2
736
3,688
1.06
23.46
23
14
6
9
10
6
3
4
1
<1
<1
<1
3,415
6
1,360
3.4
19.17
<0.01
3.2
<0.01
Sediment Pins
14
14
14
14
to
to
to
to
16-inch Timber Pile (Vibratory) ............
16-inch Timber Pile (Impact) ...............
16-inch Composite Pile (Vibratory) ......
16-Inch Composite Pile (Impact) .........
16
12
4
7
2
<1
<1
<1
* 5 dB reduction in sound due to use of bubble curtain assumed.
khammond on DSKJM1Z7X2PROD with NOTICES
Marine Mammal Occurrence
In this section we provide information
about the occurrence of marine
mammals, including density or other
relevant information which will inform
the take calculations.
Because reliable marine mammal
density information is not available for
the San Francisco Bay, several datasets
were used to attain estimates of the
abundance of marine mammals in the
Bay. Datasets used included 5 years of
sighting and stranding data from The
Marine Mammal Center (TMMC)
(NMFS, 2021a); 5 years of sighting and
stranding data from the California
Academy of Sciences (CAS) (NMFS,
2021b); citizen-reported live sightings
from iNaturalist.org; 5 days of sighting
data during sediment investigation in
2020 during the initial phase of the
project (Haase, 2021); and counts from
haulouts. Data from all sources, when
available, were considered. Depending
on the distribution of sightings and
granularity of data, different sources
have been used to estimate the number
of individuals of each species with the
potential to occur in vicinity of the
project. The largest ensonified area is
during vibratory installation of 36-inch
steel shell piles, which results in a 3,688
m isopleth and 23.46 km2 area of
ensonification.
Harbor Seal
Harbor seals in the Bay forage mainly
within 7.0 mi (11.3 km) of their primary
haulout site (Grigg et al. 2012), and
often within just 1–3 miles (1–5 km)
(Torok, 1994). The only harbor seal
haulout within 7 miles (11.3 km) of the
project site is YBI, which is 3.1 mi (5
km) to the east of the Project Area. Noise
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from the project is not expected to reach
the haulout, however, harbor seals that
use this haulout are likely to forage
within ensonified areas from the project.
Harbor seal take estimates were based
on observations conducted by Marine
Mammal Observers (MMOs) over a 5
day period in 2020, during sediment
investigation in the initial phase of the
project, within remedial response areas
A, B, and C (See Haase, 2021). A
maximum of 20 harbor seals were
observed per day. PG&E therefore
estimates 20 harbor seals per day within
the project area per day. NMFS concurs
with this assumption.
Northern Elephant Seal
TMMC recorded 903 elephant seals in
the Bay from 2016 to 2021 (NMFS,
2021a). The CAS reported an additional
6 for a total of 909 over 5 years in the
Bay from 2016 to 2021 (NMFS, 2021b),
yielding an average of 0.5 elephant seals
per day. To ensure sufficient
authorization of take of northern
elephant seals, PG&E assumed 0.5
elephant seals will occur in the area per
day (i.e., one elephant seal every 2
days). NMFS concurs with this
assumption.
California Sea Lion
The Pier 39 K-Dock haulout is the
only regularly used California Sea Lion
haulout in the vicinity of the Project
Area, adjacent to Area C. The Sea Lion
Center at Pier 39 regularly counted the
sea lions at K-Dock from 1991 through
2018. From 2016 through 2018, the
yearly average ranged from 89 to 229
animals per day. The average per day
over all 3 years was 191 sea lions
(Pacific Gas & Electric, 2023). Although
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there are times of the year when the Kdock is unoccupied or there are few
individuals present, it is difficult to
predict abundance based on time of
year. In order to ensure sufficient
authorization of sea lions, PG&E is
assuming a local abundance estimate of
191 sea lions per day within the
estimated harassment area, and NMFS
concurs.
Northern Fur Seal
TMMC recorded 44 northern fur seals
in the Bay from 2016 to 2021 (NMFS,
2021a). CAS recorded an additional 3
for a total of 47 over 5 years (NMFS,
2021b), yielding 0.03 per day, or
approximately 10 per year. In the fall
and winter, northern fur seals
occasionally strand on YBI and Treasure
Island (Pacific Gas & Electric, 2023),
approximately 2.0 mi (3.2 km) from the
project area. Using PG&E’s assumption
of approximately 0.03 fur seals per day
over the course of 50 days of pile
driving plus known fur seal strandings
near the project area, NMFS has
determined it appropriate to assume five
fur seals in the project area during the
project time period.
Steller Sea Lion
Steller sea lions are rare in San
Francisco Bay. TMMC recorded four
Steller sea lions in the Bay from 2016 to
2021 (NMFS, 2021a), while CAS
reported no Steller sea lions during this
time (NMFS, 2021b). In 2020 and 2021,
INaturalist.org recorded four Steller sea
lions in the Bay. On rare occasions,
Steller sea lions are seen on the Pier 39
K-dock haulout. An adult male was
spotted there in May 2023 (Segura,
2023) and in previous years a single
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male Steller sea lion had been observed
using the Pier 39 K-dock haulout
intermittently during July and August
and occasionally September (Pacific Gas
& Electric, 2023). Given these known
occasional occurrences of the Steller sea
lion at Pier 39, PG&E feels it is
appropriate to assume five Steller sea
lions in the project area during the time
period of the project, and NMFS
concurs.
Bottlenose Dolphins
Historically, observations of
bottlenose dolphins have occurred west
of Treasure Island and were
concentrated in the Project vicinity
along the nearshore area of San
Francisco south to Redwood City. Since
2016, one individual has been regularly
seen near the former Alameda Air
Station and five animals were regularly
seen in the summer and fall of 2018 in
the same location (Pacific Gas &
Electric, 2023). A recent study reports
that dolphins have been sighted in the
vicinity of the Golden Gate Bridge,
around Yerba Buena and Angel Islands,
and in the central Bay (Keener et al.,
2023). PG&E is assuming that one group
of bottlenose dolphins will enter into
the project isopleth per month of pile
driving, and NMFS concurs. A group
size is estimated to be five animals
based on sightings of bottlenose
dolphins in the Bay (Pacific Gas &
Electric, 2023).
Harbor Porpoise
Harbor porpoises are primarily seen
near the Golden Gate Bridge, Marin
County, and the city of San Francisco on
the northwest side of the Bay (Keener et
al., 2012; Stern et al., 2017), in the
vicinity of the project area. Limited data
exists on the abundance of harbor
porpoises in the Bay, and therefore data
from MMOs in 2020 was used (see
Haase 2021). An individual harbor
porpoise was seen in the project zone on
2 of the 5 days, and a group of two
individuals was reported on a separate
day of the 5 day observation period
(Haase, 2021). To ensure sufficient
authorization of take of harbor porpoise,
it is estimated that two harbor porpoises
will occur within the estimated
harassment area per day.
Take Estimation
Here we describe how the information
provided above is synthesized to
produce a quantitative estimate of the
take that is reasonably likely to occur
and proposed for authorization.
Take estimate calculations vary by
species. To calculate take by Level B
82851
harassment for harbor seals, California
sea lions, northern elephant seals, and
harbor porpoises, NMFS multiplied the
daily occurrence estimates described in
the Marine Mammal Occurrence section
by the number of project days (table 9).
For northern fur seals, PG&E is
assuming a total of five animals in the
area of the project during the duration
of the project, based on sightings in the
Bay and known strandings on YBI (see
Marine Mammal Occurrence above),
and is therefore requesting, and NMFS
is proposing to authorize, take of five
northern fur seals by Level B
harassment (table 9).
Although Steller sea lions are rare in
San Francisco Bay, based on sighting
data and known occurrence of Steller
sea lions on the Pier 39 K-dock haulout
(PG&E, 2023; Segura, 2023), PG&E is
conservatively requesting five takes by
Level B harassment of Steller sea lions
during the time period of the project,
and NMFS concurs (table 9).
For bottlenose dolphins, PG&E
estimates that one group of five
bottlenose dolphins may be taken by
Level B harassment per month of pile
driving. Based on 5 months of pile
driving, NMFS proposes to authorize 25
takes by Level B harassment of
bottlenose dolphins.
TABLE9—ESTIMATED TAKE BY LEVEL B HARASSMENT PROPOSED FOR AUTHORIZATION AND ESTIMATED TAKE AS A
PERCENTAGE OF THE POPULATION
Species
Stock
Expected occurrence
Pacific Harbor Seal .........
Northern Elephant Seal ...
California Sea Lion ..........
Northern Fur Seal ...........
Steller sea lion ................
California .........................
California Breeding .........
United States ..................
California; Eastern North
Pacific.
Eastern United States ....
Bottlenose dolphin ...........
Coastal California ...........
Harbor Porpoise ..............
San Francisco-Russian
River.
20 seals per day .............
0.5 seals per day ............
191 sea lions per day .....
5 seals over project duration.
5 sea lions over project
duration.
5 dolphins per month of
project.
2 porpoises per day ........
Estimated
Level B take
Stock abundance
*
Percent of stock
1000
25
9,550
5
30,968
187,386
257,606
14,050; 626,618
3.2
0.01
3.7
0.04; 0.001
5
43,201
0.01
25
453
5.5
100
7,777
1.3
* NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports.
khammond on DSKJM1Z7X2PROD with NOTICES
Proposed Mitigation
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to the activity, and
other means of effecting the least
practicable impact on the species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance, and on
the availability of the species or stock
for taking for certain subsistence uses
(latter not applicable for this action).
NMFS regulations require applicants for
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incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
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applicable, NMFS considers two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
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Federal Register / Vol. 88, No. 226 / Monday, November 27, 2023 / Notices
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned),
and;
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost and
impact on operations.
PG&E must follow mitigation
measures as specified below.
PG&E must ensure that construction
supervisors and crews, the monitoring
team, and relevant PG&E staff are
trained prior to the start of all pile
driving activities, so that
responsibilities, communication
procedures, monitoring protocols, and
operational procedures are clearly
understood. New personnel joining
during the project must be trained prior
to commencing work.
Shutdown Zones
PG&E must establish shutdown zones
and Level B monitoring zones for all
pile driving activities. The purpose of a
shutdown zone is generally to define an
area within which shutdown of the
activity would occur upon sighting of a
marine animal (or in anticipation of an
animal entering the defined area).
Shutdown zones are based on the largest
Level A harassment zone for each pile
size/type and driving method, and
behavioral monitoring zones are meant
to encompass Level B harassment zones
for each pile size/type and driving
method, as shown in table 8. A
minimum shutdown zone of 10 m
would be required for all in-water
construction activities to avoid physical
interaction with marine mammals, and
the radii of the shutdown zones are
rounded to the next largest 10 m
interval in comparison to the Level zone
for each activity type. Marine mammal
monitoring will be conducted during all
pile driving activities to ensure that
marine mammals do not enter Level A
shutdown zones, that marine mammal
presence in the isopleth does not exceed
authorized take, and to prevent take of
the humpback and gray whale. Proposed
shutdown zones for each activity type
are shown in table 10.
Prior to pile driving, shutdown zones
and monitoring zones will be
established based on zones represented
in table 10. Observers will survey the
shutdown zones for at least 30 minutes
before pile driving activities start. If
marine mammals are found within the
shutdown zone, pile driving will be
delayed until the animal has moved out
of the shutdown zone, either verified by
an observer or by waiting until 15
minutes has elapsed without a sighting.
If a marine mammal approaches or
enters the shutdown zone during pile
driving, the activity will be halted. Pile
driving may resume after the animal has
moved out of and is moving away from
the shutdown zone or after at least 15
minutes has passed since the last
observation of the animal.
All marine mammals would be
monitored in the Level B harassment
zones and throughout the area as far as
visual monitoring can take place. If a
marine mammal enters the Level B
harassment zone, in-water activities
would continue and PSOs would
document the animal’s presence within
the estimated harassment zone.
If a species for which authorization
has not been granted (i.e., gray whale or
humpback whale), or a species which
has been granted but the authorized
takes are met, is observed approaching
or within the Level B monitoring zone,
pile driving activities will be shutdown
immediately. Activities will not resume
until the animal has been confirmed to
have left the area or 15 minutes has
elapsed with no sighting of the animal.
TABLE 10—SHUTDOWN ZONES AND LEVEL B MONITORING ZONES BY ACTIVITY
Shutdown zone
for all species
(m)
Pile type and method
Hydroacoustic Data Collection Piles:
18-inch Composite/Plastic (impact) ......................................................................................................
18-Inch Composite/Plastic (vibratory removal) ....................................................................................
Turbidity Curtain:
Steel H-Pile (Vibratory Install and Removal) .......................................................................................
24-inch steel shell pile (Vibratory install and removal) ........................................................................
RWF Relocation Piles:
24-inch steel shell pile (Vibratory install and removal) ........................................................................
24-inch steel shell pile (impact-attenuated) .........................................................................................
36-inch steel shell pile (vibratory) ........................................................................................................
Sediment Pins:
14–16 inch timber (Vibratory) ...............................................................................................................
14–16 inch timber (impact) ...................................................................................................................
14–16 inch composite (impact) ............................................................................................................
14–16 inch composite (vibratory install) ...............................................................................................
khammond on DSKJM1Z7X2PROD with NOTICES
Protected Species Observers
The placement of PSOs during all pile
driving activities (described in the
Proposed Monitoring and Reporting
section) would ensure that the entire
shutdown zone is visible. Should
environmental conditions deteriorate
such that the entire shutdown zone
would not be visible (e.g., fog, heavy
rain), pile driving would be delayed
until the PSO is confident marine
mammals within the shutdown zone
could be detected.
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PSOs would monitor the full
shutdown zones and as much of the
Level B harassment zones as possible.
Monitoring zones provide utility for
observing by establishing monitoring
protocols for areas adjacent to the
shutdown zones. Monitoring zones
enable observers to be aware of and
communicate the presence of marine
mammals in the project areas outside
the shutdown zones and thus prepare
for a potential cessation of activity
should the animal enter the shutdown
zone.
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Monitoring zone
(m)
20
10
10
1,360
10
10
341
1,585
10
360
30
1,585
736
3,688
30
20
10
20
3,415
10
10
1,360
Pre- and Post-Activity Monitoring
Monitoring must take place from 30
minutes prior to initiation of pile
driving activities (i.e., pre-clearance
monitoring) through 30 minutes postcompletion of pile driving. Prior to the
start of daily in-water construction
activity, or whenever a break in pile
driving of 30 minutes or longer occurs,
PSOs would observe the shutdown and
monitoring zones for a period of 30
minutes. The shutdown zone would be
considered cleared when a marine
mammal has not been observed within
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the zone for a 30-minute period. If a
marine mammal is observed within the
shutdown zones, pile driving activity
would be delayed or halted. If work
ceases for more than 30 minutes, the
pre-activity monitoring of the shutdown
zones would commence. A
determination that the shutdown zone is
clear must be made during a period of
good visibility (i.e., the entire shutdown
zone and surrounding waters must be
visible to the naked eye).
khammond on DSKJM1Z7X2PROD with NOTICES
Soft-Start Procedures
Soft-start procedures are used to
provide additional protection to marine
mammals by providing warning and/or
giving marine mammals a chance to
leave the area prior to the hammer
operating at full capacity. For impact
pile driving, contractors would be
required to provide an initial set of three
strikes from the hammer at reduced
energy, followed by a 30-second waiting
period, then two subsequent reducedenergy strike sets. Soft start would be
implemented at the start of each day’s
impact pile driving and at any time
following cessation of impact pile
driving for a period of 30 minutes or
longer.
Bubble Curtain
A bubble curtain must be employed
during all impact pile installation of
steel piles less than 24 inches in
diameter to interrupt the acoustic
pressure and reduce impact on marine
mammals. Impact pile driving will not
be allowed for 36-inch steel shell piles.
The bubble curtain must distribute air
bubbles around 100 percent of the piling
circumference for the full depth of the
water column. The lowest bubble ring
must be in contact with the mudline for
the full circumference of the ring. The
weights attached to the bottom ring
must ensure 100 percent substrate
contact. No parts of the ring or other
objects may prevent full substrate
contact. Air flow to the bubblers must
be balanced around the circumference
of the pile.
Based on our evaluation of the
applicant’s proposed measures, NMFS
has preliminarily determined that the
proposed mitigation measures provide
the means of effecting the least
practicable impact on the affected
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
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17:43 Nov 24, 2023
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monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present while conducting the activities.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
activity; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and,
• Mitigation and monitoring
effectiveness.
Visual Monitoring
Marine mammal monitoring must be
conducted in accordance with the
conditions in this section and the IHA.
Marine mammal monitoring during pile
driving activities would be conducted
by PSO’s meeting NMFS’ standards and
in a manner consistent with the
following:
• PSOs must be independent of the
activity contractor (for example,
employed by a subcontractor) and have
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82853
no other assigned tasks during
monitoring periods;
• At least one PSO would have prior
experience performing the duties of a
PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization.
• Other PSOs may substitute
education (degree in biological science
or related field) or training for
experience.
• Where a team of three or more PSOs
is required, a lead observer or
monitoring coordinator would be
designated. The lead observer would be
required to have prior experience
working as a marine mammal observer
during construction.
• PSOs will submit PSO resumes for
approval by NMFS 30 days prior to the
onset of pile driving.
• PSOs must be approved by NMFS
prior to beginning any activity subject to
the IHA.
PSOs should have the following
additional qualifications:
• Ability to conduct field
observations and collect data according
to assigned protocols;
• Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was not
implemented when required); and
marine mammal behavior; and
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
PG&E would have between one and
three PSOs on site at all times during
pile driving activities. One PSO would
be designated as the Lead PSO and
would receive updates from other PSOs.
The Lead PSO would be stationed at the
active pile driving rig or at the best
vantage point practicable to monitor the
shutdown zones and implement
shutdown and delay procedures. The
other PSOs would be stationed at the
best vantage points practicable to
observe the monitoring zones. Exact
locations would be determined in the
field based on the pile driving site, field
conditions, and in coordination with
contractors, but may include docks,
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barges, and tower structures. PSOs
would be equipped with high quality
binoculars or spotting scopes for
monitoring and radios and cell phones
for maintaining contact with other
observers and work crew. Monitoring
would be conducted 30 minutes before,
during, and 30 minutes after all in-water
construction activities. PSOs would
record all incidents of marine mammal
occurrence, regardless of distance from
activity, and would document any
behavioral reactions in concert with
distance from piles being driven or
removed. Pile driving activities include
the time to install or remove a single
pile or series of piles, as long as the time
elapsed between uses of the pile driving
equipment is no more than 30 minutes.
khammond on DSKJM1Z7X2PROD with NOTICES
Data Collection
PSOs would use approved data forms
to record the following information:
• Dates and times (beginning and
end) of all marine mammal monitoring.
• PSO locations during marine
mammal monitoring.
• Construction activities occurring
during each daily observation period,
including how many and what type of
piles were driven or removed and by
what method (i.e., impact or vibratory).
• Weather parameters and water
conditions.
• The number of marine mammals
observed, by species, relative to the pile
location and if pile driving or removal
was occurring at time of sighting.
• Distance and bearings of each
marine mammal observed to the pile
being driven or removed.
• Description of marine mammal
behavior patterns, including direction of
travel.
• Age and sex class, if possible, of all
marine mammals observed.
• Detailed information about
implementation of any mitigation
triggered (such as shutdowns and
delays), a description of specific actions
that ensued, and resulting behavior of
the animal if any.
Reporting
PG&E must submit a draft marine
mammal monitoring report to NMFS
within 90 days after the completion of
pile driving activities, or 60 days prior
to the requested issuance of any future
IHAs for the project, or other projects at
the same location, whichever comes
first. A final report must be prepared
and submitted within 30 calendar days
following receipt of any NMFS
comments on the draft report. If no
comments are received from NMFS
within 30 calendar days of receipt of the
draft report, the report shall be
considered final. The marine mammal
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report would include an overall
description of work completed, a
narrative regarding marine mammal
sightings, and associated PSO data
sheets and/or raw sighting data.
Specifically, the report would include:
• Dates and times (beginning and
end) of all marine mammal monitoring;
• Construction activities occurring
during each daily observation period
including: (a) the number and types of
piles driven and the method; and (b)
total duration of driving time for each
pile (vibratory driving) and number of
strikes for each pile (impact driving).
• PSO locations during marine
mammal monitoring;
• Environmental conditions during
monitoring periods (at beginning and
end of PSO shift and whenever
conditions change significantly),
including Beaufort sea state and any
other relevant weather conditions
including cloud cover, fog, sun glare,
and overall visibility to the horizon, and
estimated observable distance;
• For each observation of a marine
mammal the following must be
recorded: (a) Name of PSO who sighted
the animal(s) and PSO location and
activity at time of sighting; (b) time of
sighting; (c) identification of the
animal(s) (e.g., genus/species, lowest
possible taxonomic level, or
unidentified), PSO confidence in
identification, and the composition of
the group if there is a mix of species; (d)
distance and location of each observed
marine mammal relative to pile being
driven or removed for each sighting; (e)
estimated number of animals (min/max/
best estimate); (f) estimated number of
animals by cohort (adults, juveniles,
neonates, group composition, etc.); (g)
animal’s closest point of approach and
estimated time spent within the
harassment zone; (h) description of any
marine mammal behavioral observations
(e.g., observed behaviors such as feeding
or traveling), including an assessment of
behavioral responses thought to have
resulted from the activity (e.g., no
response or changes in behavioral state
such as ceasing feeding, changing
direction, flushing, or breaching);
• Number of marine mammals
detected within the harassment zones,
by species; and
• Detailed information about
implementation of any mitigation (e.g.,
shutdowns and delays), a description of
specific actions that ensued, and
resulting changes in behavior of the
animal(s), if any.
Reporting Injured or Dead Marine
Mammals
In the event that personnel involved
in the construction activities discover
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Fmt 4703
Sfmt 4703
an injured or dead marine mammal,
PG&E would report the incident to the
Office of Protected Resources (OPR)
(PR.ITP.MonitoringReports@noaa.gov),
NMFS and to the West Coast regional
stranding network (866–767–6114) as
soon as feasible. If the death or injury
was clearly caused by the specified
activity, PG&E would immediately cease
the specified activities until NMFS is
able to review the circumstances of the
incident and determine what, if any,
additional measures are appropriate to
ensure compliance with the terms of the
IHAs. PG&E would not resume their
activities until notified by NMFS. The
report would include the following:
• Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
• Species identification (if known) or
description of the animal(s) involved;
• Condition of the animal(s)
(including carcass condition if the
animal is dead);
• Observed behaviors of the
animal(s), if alive;
• If available, photographs or video
footage of the animal(s); and
• General circumstances under which
the animal was discovered.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any impacts or responses (e.g.,
intensity, duration), the context of any
impacts or responses (e.g., critical
reproductive time or location, foraging
impacts affecting energetics), as well as
effects on habitat, and the likely
effectiveness of the mitigation. We also
assess the number, intensity, and
context of estimated takes by evaluating
this information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
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incorporated into this analysis via their
impacts on the baseline (e.g., as
reflected in the regulatory status of the
species, population size and growth rate
where known, ongoing sources of
human-caused mortality, or ambient
noise levels).
To avoid repetition, the discussion of
our analysis applies to all the species
listed in table 3, given that the
anticipated effects of this activity on
these different marine mammal stocks
are expected to be similar. There is little
information about the nature or severity
of the impacts, or the size, status, or
structure of any of these species or
stocks that would lead to a different
analysis for this activity.
Level A harassment is extremely
unlikely given the small size of the
Level A harassment isopleths and the
required mitigation measures designed
to minimize the possibility of injury to
marine mammals. No serious injury or
mortality is anticipated given the nature
of the activity.
Pile driving activities have the
potential to disturb or displace marine
mammals. Specifically, the project
activities may result in take, in the form
of Level B harassment from underwater
sounds generated from impact and
vibratory pile driving activities.
Potential takes could occur if
individuals move into the ensonified
zones when these activities are
underway.
The takes by Level B harassment
would be due to potential behavioral
disturbances. The potential for
harassment is minimized through
construction methods and the
implementation of planned mitigation
strategies (see Proposed Mitigation
section).
Behavioral responses of marine
mammals to pile driving at the project
site, if any, are expected to be mild and
temporary. Marine mammals within the
Level B harassment zone may not show
any visual cues they are disturbed by
activities or could become alert, avoid
the area, leave the area, or display other
mild responses that are not observable
such as changes in vocalization
patterns. Given the short duration of
noise-generating activities per day and
that pile driving and removal would
occur over approximately 50 days
during a span of 5 months, any
harassment would be temporary. There
are no other areas or times of known
biological importance for any of the
affected species.
Take would occur within a limited,
confined area of each stock’s range.
Further, the amount of take authorized
is extremely small when compared to
stock abundance.
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17:43 Nov 24, 2023
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No marine mammal stocks for which
incidental take authorization are listed
as threatened or endangered under the
ESA. Only one stock, the Eastern North
Pacific Stock of the northern fur seal, is
listed as depleted under the MMPA.
However, we do not expect the
proposed authorizations in this action to
affect the stock. No injury or mortality
is proposed for authorization, take by
Level B harassment is limited (five takes
over the duration of the project), and the
proposed action should have no effect
on the reproduction of this species. In
addition, the five authorized takes for
the northern fur seal include both the
depleted Eastern North Pacific Stock
and the California stock, which is not
depleted.
The relatively low marine mammal
occurrences in the area, shutdown
zones, and planned monitoring make
injury takes of marine mammals
unlikely. The shutdown zones would be
thoroughly monitored before the pile
driving activities begin, and activities
would be postponed if a marine
mammal is sighted within the shutdown
zone. There is a high likelihood that
marine mammals would be detected by
trained observers under environmental
conditions described for the project.
Limiting construction activities to
daylight hours would also increase
detectability of marine mammals in the
area. Therefore, the mitigation and
monitoring measures are expected to
eliminate the potential for injury and
Level A harassment as well as reduce
the amount and intensity of Level B
behavioral harassment. Furthermore, the
pile driving activities analyzed here are
similar to, or less impactful than,
numerous construction activities
conducted in other similar locations
which have occurred with no reported
injuries or mortality to marine
mammals, and no known long-term
adverse consequences from behavioral
harassment.
The project is not expected to have
significant adverse effects on marine
mammal habitat. There are no known
Biologically Important Areas (BIAs) or
ESA-designated critical habitat within
the project area, and the activities
would not permanently modify existing
marine mammal habitat.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect any of
the species or stocks through effects on
annual rates of recruitment or survival:
• No serious injury, mortality, or
Level A harassment is anticipated or
proposed for authorization.
PO 00000
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Fmt 4703
Sfmt 4703
82855
• The specified activities and
associated ensonified areas are very
small relative to the overall habitat
ranges of all species;
• The project area does not overlap
known BIAs or ESA-designated critical
habitat;
• The lack of anticipated significant
or long-term effects or marine mammal
habitat; and
• The presumed efficacy of the
mitigation measures in reducing the
effects of the specified activity.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted previously, only take of
small numbers of marine mammals may
be authorized under sections
101(a)(5)(A) and (D) of the MMPA for
specified activities other than military
readiness activities. The MMPA does
not define small numbers and so, in
practice, where estimated numbers are
available, NMFS compares the number
of individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals. When the
predicted number of individuals to be
taken is fewer than one-third of the
species or stock abundance, the take is
considered to be of small numbers.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
The amount of take NMFS has
authorized is below one-third of the
estimated stock abundances for stocks
(See table 9). These are all likely
conservative estimates because they
assume all takes are of different
individual animals which is likely not
the case. Some individuals may return
multiple times in a day, but PSOs would
count them as separate takes if they
cannot be individually identified.
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals would be
taken relative to the population size of
the affected species or stocks.
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Federal Register / Vol. 88, No. 226 / Monday, November 27, 2023 / Notices
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA; 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species.
No incidental take of ESA-listed
species is proposed for authorization or
expected to result from this activity.
Therefore, NMFS has determined that
formal consultation under section 7 of
the ESA is not required for this action.
khammond on DSKJM1Z7X2PROD with NOTICES
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to Pacific Gas & Electric for
conducting pile driving activities in San
Francisco Bay from April 1, 2024 to
March 31, 2025, provided the
previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated. A draft of the
proposed IHA can be found at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities.
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this notice of proposed
IHA for the proposed construction
project. We also request comment on the
potential renewal of this proposed IHA
as described in the paragraph below.
Please include with your comments any
supporting data or literature citations to
help inform decisions on the request for
this IHA or a subsequent renewal IHA.
On a case-by-case basis, NMFS may
issue a one-time, 1-year renewal IHA
following notice to the public providing
an additional 15 days for public
comments when (1) up to another year
of identical or nearly identical activities
as described in the Description of
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17:43 Nov 24, 2023
Jkt 262001
Proposed Activity section of this notice
is planned or (2) the activities as
described in the Description of
Proposed Activity section of this notice
would not be completed by the time the
IHA expires and a renewal would allow
for completion of the activities beyond
that described in the Dates and Duration
section of this notice, provided all of the
following conditions are met:
• A request for renewal is received no
later than 60 days prior to the needed
renewal IHA effective date (recognizing
that the renewal IHA expiration date
cannot extend beyond 1 year from
expiration of the initial IHA).
• The request for renewal must
include the following:
(1) An explanation that the activities
to be conducted under the requested
renewal IHA are identical to the
activities analyzed under the initial
IHA, are a subset of the activities, or
include changes so minor (e.g.,
reduction in pile size) that the changes
do not affect the previous analyses,
mitigation and monitoring
requirements, or take estimates (with
the exception of reducing the type or
amount of take).
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
Dated: November 20, 2023.
Catherine Marzin,
Acting Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2023–26012 Filed 11–24–23; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF DEFENSE
Department of the Army
Performance Review Board
Membership
Department of the Army, DoD.
Notice.
AGENCY:
ACTION:
SUMMARY: Notice is given of the names
of members of a Performance Review
Board for the Department of the Army.
DATES: Applicable November 13, 2023.
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FOR FURTHER INFORMATION CONTACT:
Barbara Smith, Civilian Senior Leader
Management Office, 111 Army
Pentagon, Washington, DC 20310–0111,
email: Barbara.M.Smith.civ@army.mil
or phone: (703) 693–1126.
SUPPLEMENTARY INFORMATION: Section
4314(c)(1) through (5) of title 5, U.S.C.,
requires each agency to establish, in
accordance with regulations, one or
more Senior Executive Service
performance review boards. The boards
shall review and evaluate the initial
appraisal of senior executives’
performance by supervisors and make
recommendations to the appointing
authority or rating official relative to the
performance of these executives.
The Department of the Army
Performance Review Board will be
composed of a subset of the following
individuals:
1. Ms. Elizabeth J Ahlersmeyer O’Kane,
Senior Security Advisor, Office of
the Deputy Chief of Staff, G–2
2. Dr. Christine T Altendorf, Director of
Military Programs, Military
Programs, U.S. Army Corps of
Engineers
3. Mr. Stephen D Austin, Assistant Chief
of the Army Reserve, Office of the
Chief of the Army Reserve
4. Mr. Mark F Averill, Administrative
Assistant to the Secretary of the
Army, Office of the Administrative
Assistant to the Secretary of the
Army
5. Mr. Young J Bang, Principal Deputy
Assistant Secretary of the Army
(Acquisitions, Logistics and
Technology), Office of the Assistant
Secretary of the Army (Acquisition,
Logistics, and Technology)
6. LTG Maria B Barrett, Commanding
General, U.S. Army Cyber
Command
7. Mr. Stephen G Barth, Deputy Chief of
Staff, G–8, U.S. Army Training and
Doctrine Command
8. Mr. Peter Bechtel, Deputy G–3/5/7,
Deputy Chief of Staff, G–3/5/7
9. BG Christine A Beeler, Commanding
General, U.S. Army Contracting
Command, U.S. Army Materiel
Command
10. Ms. Pamela I Blechinger, Director,
The Research and Analysis Center,
The Research and Analysis Center,
U.S. Army Futures Command
11. Ms. Yvette K W Bourcicot, Principal
Deputy Assistant Secretary of the
Army (Manpower and Reserve
Affairs), Office of the Assistant
Secretary of the Army (Manpower
and Reserve Affairs)
12. Mr. John M Bradsher, Director,
Operations and Integration, Office
of the Deputy Chief of Staff, G–2
E:\FR\FM\27NON1.SGM
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Agencies
[Federal Register Volume 88, Number 226 (Monday, November 27, 2023)]
[Notices]
[Pages 82836-82856]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-26012]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XD458]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Pacific Gas & Electric Sediment
Remediation Project, San Francisco Bay
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments on proposed authorization and possible renewal.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from Pacific Gas & Electric
Company (PG&E) for authorization to take marine mammals incidental to
construction associated with a sediment remediation project in San
Francisco Bay, California. Pursuant to the Marine Mammal Protection Act
(MMPA), NMFS is requesting comments on its proposal to issue an
incidental harassment authorization (IHA) to incidentally take marine
mammals during the specified activities. NMFS is also requesting
comments on a possible one-time, one-year renewal that could be issued
under certain circumstances and if all requirements are met, as
described in Request for Public Comments at the end of this notice.
NMFS will consider public comments prior to making any final decision
on the issuance of the requested MMPA authorization and agency
responses will be summarized in the final notice of our decision.
DATES: Comments and information must be received no later than December
27, 2023.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service and should be submitted via email to
[email protected]. Electronic copies of the application and
supporting documents, as well as a list of the references cited in this
document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In case of problems accessing these documents,
please call the contact listed above.
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments, including all attachments, must
not exceed a 25-megabyte file size. All comments received are a part of
the public record and will generally be posted online at https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities without change. All
personal identifying information (e.g., name, address) voluntarily
submitted by the commenter may be publicly accessible. Do not submit
confidential business information or otherwise sensitive or protected
information.
Electronic copies of the application and supporting documents, as
well as a list of the references cited in this document, may be
obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In case of problems accessing these documents, please call
the contact listed below.
FOR FURTHER INFORMATION CONTACT: Kristy Jacobus, Office of Protected
Resources, NMFS, (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are proposed or, if the taking is limited to harassment, a notice of a
proposed IHA is provided to the public for review. Authorization for
incidental takings shall be granted if NMFS finds that the taking will
have a negligible impact on the species or stock(s) and will not have
an unmitigable adverse impact on the availability of the species or
stock(s) for taking for subsistence uses (where relevant). Further,
NMFS must prescribe the permissible methods of taking and other ``means
of effecting the least practicable adverse impact'' on the affected
species or stocks and their habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stocks for taking for certain
subsistence uses (referred to in shorthand as ``mitigation''); and
requirements pertaining to the mitigation, monitoring and reporting of
the takings are set forth. The definitions of all applicable MMPA
statutory terms cited above are included in the relevant sections
below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an IHA)
with respect to potential impacts on the human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (IHAs with no anticipated serious injury or
mortality) of the Companion Manual for NOAA Administrative Order 216-
6A, which do not individually or cumulatively have the potential for
significant impacts on the quality of the human environment and for
which we have not identified any extraordinary circumstances that would
preclude this categorical exclusion. Accordingly, NMFS has
[[Page 82837]]
preliminarily determined that the issuance of the proposed IHA
qualifies to be categorically excluded from further NEPA review.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA request.
Summary of Request
On May 4, 2023, NMFS received a request from PG&E for an IHA to
take marine mammals incidental to a Sediment Remediation Project in
Remedial Response Areas A and B, Piers 39 to 43\1/2\, San Francisco
Bay. Following NMFS' review of the application, PG&E submitted
additional information on July 25, 2023 and September 26, 2023 and
subsequently submitted a revised application on November 16, 2023,
which was deemed adequate and complete. PG&E's request is for take of
seven species (eight stocks) of marine mammals by Level B harassment
only. Neither PG&E nor NMFS expect serious injury or mortality to
result from this activity and, therefore, an IHA is appropriate.
This proposed IHA would cover 1 year of a larger project for which
PG&E intends to request take authorization for subsequent facets of the
project if necessary. The larger 5-7 year project involves construction
to remediate contaminated sediment.
Description of Proposed Activity
Overview
PG&E is proposing to remediate sediments impacted with polycyclic
aromatic hydrocarbons (PAHs) in San Francisco Bay around the area
offshore of Pier 43\1/2\ to the east of Pier 45 and offshore area of
Pier 43. As part of the proposed project, PG&E is proposing to use
primarily vibratory pile driving to install steel piles for a turbidity
curtain and temporary relocation of the Red and White Fleet (RWF) and
wood or composite piles for slope stabilization. Impact pile driving
would only be used as needed to seat these piles. In addition, PG&E
plans to use impact pile driving to install composite plastic piles as
part of a hydroacoustic data collection. Vibratory and impact pile
driving would introduce underwater sounds that may result in take, by
Level B harassment, of marine mammals. This proposed IHA would
authorize take for Year 1 of the project, which is scheduled to begin
in spring of 2024.
PG&E's proposed activity includes impact and vibratory pile driving
and vibratory pile removal, which may result in the incidental take of
marine mammals, by harassment only. No Level A harassment is
anticipated to occur, and none is proposed for authorization.
Dates and Duration
The proposed IHA would be effective from May 1, 2024 to April 30,
2025. Up to 50 days of pile driving are expected, which includes a 10%
buffer for possible delays (See table 1). Work is expected to occur 6
days a week over an 11 hour workday. Pile driving would be completed
only during the daylight hours. The majority of pile driving will be
through vibratory methods. Any impact pile driving is restricted to
occur from June 1 to November 30 to protect sensitive life stages of
listed fish species in the area.
Specific Geographic Region
The Project Area is situated in the San Francisco Bay, about 3.7
miles (mi) (6 km) from the entrance. The Project Area encompasses Pier
39, both the Pier 39 East and West Basins, defined by existing
breakwaters, and the intertidal and subtidal areas between Pier 39 and
45 along the margin of San Francisco Bay. The Project Area is divided
into five remedial response areas. This IHA is for work being done in
Remedial Response Areas A and B. Remedial Response Area A is Pier 43\1/
2\ offshore area and western limit of the remedial response areas to
the east of Pier 45, and Remedial Response Area B is Pier 43 offshore
area which includes two subareas (B1 and B2) (See Figure 1). All of the
pile driving during the timeframe of this IHA will be in Remedial
Response Area A except for the installation of eight turbidity curtain
piles in Remedial Response Area B.
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[GRAPHIC] [TIFF OMITTED] TN27NO23.002
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Figure 1--Project Location
Detailed Description of the Specified Activity
PG&E proposes to remediate sediments impacted with PAHs in order to
protect human health and the environment. As noted above, this proposed
IHA would authorize take associated with Year 1 of the Project only.
This Project is expected to occur over a period of 5-7 years, and the
phases will occur from west to east in the Project Area.
PG&E expects that Year 1 of the Project will include installation
of hydroacoustic data collection piles; installation of piles to attach
a turbidity curtain; dredging of impacted sediment; installation of
sediment pins to promote slope stability; capping of impacted sediment
to be left in place; placement of armoring as needed; and relocation of
the RWF, which will require the installation and removal of piles.
PG&E expects, and NMFS concurs, that only pile driving activities
will result in harassment of marine mammals. Underwater noises
generated by dredging and capping is similar and within range of other
background noise in San Francisco Bay and not anticipated to result in
take of marine mammals.
Activities that are expected to result in take are described below
and in table 2:
Hydroacoustic Data Collection--In order to collect
hydroacoustic data, up to 10 18-inch composite plastic piles may be
driven with an impact hammer during the approved anadromous fish work
window between June 1 and November 30. The piles will be removed using
vibratory methods.
Turbidity Curtain--During active dredging and capping
operations, a turbidity curtain would be deployed across the full depth
of the water column to minimize the potential for material loss outside
the remedial response area. The turbidity curtain
[[Page 82839]]
would be attached to 20 temporary piles. These piles would consist of
either H-piles or steel shell piles less than or equal to 24 inches (61
cm) in diameter and would be installed using vibratory pile driving.
These piles would be removed using vibratory methods.
RWF Temporary Relocation--Relocation of the RWF would
require removal of piles and overwater structures at the current
location. Facilities would be reconstructed to the east side of Pier
45, which would require placement of eight 36-inch diameter guide piles
and eight 24-inch diameter fender piles. All piles will be installed
primarily using vibratory methods. If an impact hammer is required to
seat piles, it would be restricted to only piles less than or equal to
24 inches (61 cm) in diameter, and attenuation (e.g., bubble curtain)
would be used. Work would be restricted to June 1 to November 30 for
impact pile driving.
Slope stabilization--Approximately 120, 14 to 16-inch
diameter tapered wood or composite sediment pins would be permanently
installed using primarily vibratory methods with impact installation as
needed to seat the piles.
Table 1--Schedule of In-Water Construction
----------------------------------------------------------------------------------------------------------------
Number of piles Days of pile
Type of pile Total number of pile installed/ driving or
installation/removal removed per day removal
----------------------------------------------------------------------------------------------------------------
Turbidity Curtain (Steel H-Piles or Steel 40 (20 installed, 20 removed) 4 10
Shell Pile <=24 inches).
RWF Temporary Relocation (Steel Shell Pile 32 (16 installed, 16 removed) 4 8
<=24 inches and 36 in Steel Shell Piles).
Sediment Pin Installation (14 to 16-inch 120 (installation only)...... 7 * 17
timber or plastic).
Hydroacoustic Data Collection Piles (18- 20 (10 installed, 10 removed) 2 10
inch composite).
--------------------------------------------------------------------
Total.................................. 180.......................... ................. 45
-------------------------------------
Total (+10% buffer)................ ............................. * 50
----------------------------------------------------------------------------------------------------------------
* Rounded to maximum number of full days.
Table 2--Pile Installation Information
----------------------------------------------------------------------------------------------------------------
Duration per
Pile type Method Number piles Max piles/day pile Strikes per
(minutes) pile
----------------------------------------------------------------------------------------------------------------
Hydroacoustic Data Collection
----------------------------------------------------------------------------------------------------------------
18-inch composite/plastic.... Impact 10............. 10 N/A 400
Installation.
18-inch composite/plastic.... Vibratory 10............. 10 5 N/A
removal.
----------------------------------------------------------------------------------------------------------------
Turbidity Curtain \1\
----------------------------------------------------------------------------------------------------------------
Steel H-Pile................. Vibratory 20 installed 4 10 N/A
installation and removed.
and removal.
Steel Shell Pile <=24 inches. Vibratory 20 installed 4 10 N/A
installation and removed.
and removal.
----------------------------------------------------------------------------------------------------------------
RWF Temporary Relocation Piles
----------------------------------------------------------------------------------------------------------------
Steel Shell Pile <=24 inches. Vibratory 16 (8 4 10 N/A
installation installed, 8
and removal. removed).
Steel Shell Pile <=24 inches. Impact 8.............. 4 N/A 400
installation if
needed.
Steel Shell Pile 36 inches... Vibratory 16 (8 4 20 N/A
installation installed, 8
and removal. removed).
----------------------------------------------------------------------------------------------------------------
Sediment Pins \2\
----------------------------------------------------------------------------------------------------------------
14 to 16-inch Timber......... Vibratory 120............ 20 20 N/A
installation.
14 to 16-inch Composite/ Vibratory 120............ 10 20 N/A
Plastic. installation.
14 to 16-inch Timber or 14 to Impact install 120............ 10 N/A 400
16-inch Composite/Plastic. if needed.
----------------------------------------------------------------------------------------------------------------
\1\ Turbidity curtain piles will either be H piles or steel shell piles less than or equal to 24 inches in
diameter.
\2\ The sediment pins will either be timber or composite/plastic.
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
[[Page 82840]]
regarding status and trends, distribution and habitat preferences, and
behavior and life history of the potentially affected species. NMFS
fully considered all of this information, and we refer the reader to
these descriptions, instead of reprinting the information. Additional
information regarding population trends and threats may be found in
NMFS' Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and
more general information about these species (e.g., physical and
behavioral descriptions) may be found on NMFS' website (https://www.fisheries.noaa.gov/find-species).
Table 3 lists all species or stocks for which take is expected and
proposed to be authorized for this activity, and summarizes information
related to the population or stock, including regulatory status under
the MMPA and Endangered Species Act (ESA) and potential biological
removal (PBR), where known. PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS'
SARs). While no serious injury or mortality is anticipated or proposed
to be authorized here, PBR and annual serious injury and mortality from
anthropogenic sources are included here as gross indicators of the
status of the species or stocks and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Pacific and Alaska SARs. All values presented in table 3 are
the most recent available at the time of publication and are available
online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments.
Table 3--Marine Mammal Species Likely Impacted by the Specified Activities \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/ MMPA status; Stock abundance (CV,
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/
\2\ abundance survey) \3\ SI \4\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
Bottlenose dolphin.............. Tursiops truncatus..... Coastal California..... -,-,N 453 (0.06, 346, 2011). 2.7 >=2.0
Family Phocoenidae (porpoises):
Harbor porpoise..................... Phocoena phocoena...... San Francisco-Russian -,-,N 7,777 (0.62, 4811, 73 >=0.4
River. 2017).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
California Sea Lion............. Zalophus californianus. United States.......... -,-,N 257,606 (N/A, 233,515, 14,011 >=321
2014).
Northern Fur Seal............... Callorhinus ursinus.... California............. -,-,N 14,050 (0.03, 7,524, 451 1.8
2013).
Northern Fur Seal............... Callorhinus ursinus.... Eastern North Pacific.. -, D, Y 626,618 (0.2, 530,376, 11,403 373
2021).
Steller Sea Lion................ Eumetopias jubatus..... Eastern North Pacific.. -,-,N 43,201 (N/A, 43,201, 2,592 112
2017).
Family Phocidae (earless seals):
Harbor Seal..................... Phoca vitulina......... California............. -,-,N 30,968 (N/A, 27,348, 1,641 43
2014).
Northern Elephant Seal.......... Mirounga angustirostris California Breeding.... -,-,N 187,386 (N/A, 85,369, 5,122 13.7
2013).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy's Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
\2\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\3\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance.
\4\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, vessel strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range.
As indicated above, all seven species (with eight managed stocks)
in table 3 temporally and spatially co-occur with the activity to the
degree that take is reasonably likely to occur. Gray whales and
humpback whales rarely enter the Bay but may occasionally pass offshore
of the Project Area. However, if either of these species are to
approach the Level B zone construction will be shutdown. Therefore, no
take is expected of these species, and these species will not be
discussed further.
Harbor Seal
Pacific harbor seals are distributed from Baja California north to
the Aleutian Islands of Alaska. Harbor seals do not make extensive
pelagic migrations, but may travel hundreds of kilometers to find food
or suitable breeding areas (Herder, 1986; Harvey and Goley, 2011;
Carretta et al., 2023).
Harbor seals are the most common marine mammal species observed in
the Bay and occur year-round. Within the Bay they primarily use
haulouts on exposed rocky ledges and on sloughs in the southern Bay.
Harbor seals are central-place foragers (Orians and Pearson 1979) and
tend to exhibit strong site fidelity within season and across years,
generally forage close to haulout sites, and repeatedly visit specific
foraging areas (Grigg et al., 2012; Suryan
[[Page 82841]]
and Harvey, 1998; Thompson et al., 1998). Harbor seals in the Bay
forage mainly within 7 mi (11.3 kilometers (km)) of their primary
haulout site (Grigg et al. 2012), and often within just 1-3 mi (1-5 km;
Torok 1994). Harbor seals tend to forage at night and return to the
haulout during the day with the peak in the afternoon between 1 p.m.
and 4 p.m. (London et al, 2001; Stewart and Yochem, 1994; Yochem et al,
1987).
The closest harbor seal haulout to the Project Area is Yerba Buena
Island (YBI), approximately 4 km to the east of the Project Area.
Although the YBI haulout is not expected to be within the area of
ensonification, it is likely that foraging seals from this location
would be present in the water during construction.
Northern Elephant Seal
Northern elephant seals range from southern California north to the
Bering Sea, and west to the Okhotsk Sea and Honshu Island, Japan in the
west (Carretta et al., 2023). They are common on California coastal
mainland and island sites, where they pup, breed, rest, and molt.
Northern elephant seals haul out to give birth and breed from December
through March. Near the Bay, elephant seals breed, molt, and use the
A[ntilde]o Nuevo Island haulout site, the Farallon Islands, and Point
Reyes National Seashore. Northern elephant seals do not have any
established haulout sites in the Bay. Generally, only juvenile elephant
seals enter the Bay seasonally and do not remain long if they are
healthy. Their diet is composed of small schooling fish such as walleye
Pollock, herring, hake, anchovy, and squid. Diet and population trends
vary with environmental conditions, such as El Ni[ntilde]o (Carretta et
al., 2023).
California Sea Lion
California sea lions are found from Vancouver Island, British
Columbia, to the southern tip of Baja California. Sea lions breed on
the offshore islands of southern and central California from May
through July (Heath and Perrin, 2008). During the non-breeding season,
adult and subadult males and juveniles migrate northward along the
coast to central and northern California, Oregon, Washington, and
Vancouver Island (Jefferson, et al. 1993). Females and some juveniles
tend to remain closer to rookeries (Atonelis et al., 1990; Melin et
al., 2008).
California sea lions have occupied K-Dock at Pier 39 in the Bay,
adjacent to Area D of the Project Area, since 1987. No pupping has been
observed here or at any other site in the Bay. Pier 39 is the only
regularly used haulout site in the Project vicinity, but sea lions
occasionally use human-made structures such as bridge piers, jetties,
or navigation buoys (Riedman, 1990) as a haulout location.
California sea lions feed seasonally on schooling fish and
cephalopods, including salmon, herring, sardines, anchovy, mackerel,
whiting, rockfish and squid (Lowry et al., 1990, 1991, 2022; Weise
2000; Carretta et al., 2023) and can be seen foraging throughout the
Bay. In central California sea lion populations, short term seasonal
variations in diet are related to prey movement and life history
patterns while long-term annual changes correlate to large-scale ocean
climate shifts and foraging competition with commercial fisheries
(Weise and Harvey, 2008; McClatchie et al. 2016). Conservation concerns
for California sea lions include prey species availability due to
climate change, vessel strikes, non-commercial fishery human caused
mortality, hookworms, and competition for forage with commercial
fisheries (Carretta et al., 2018; Carretta et al. 2023).
Northern Fur Seal
Two northern fur seal stocks may occur near the Bay: the California
and Eastern North Pacific stocks. The California stock breeds and pups
on the offshore islands of California, and forages off the California
coast. The Eastern Pacific stock breeds and pups on islands in the
North Pacific Ocean and Bering Sea, but females and juveniles move
south to California waters to forage in the fall and winter months
(Gelatt and Gentry, 2018). Both the California and Eastern North
Pacific stocks forage in the offshore waters of California, but usually
only sick or emaciated juvenile fur seals seasonally enter the Bay in
the fall and winter. Fur seals occasionally strand on YBI and Treasure
Island, approximately 3.2 km from the Project Area.
Steller Sea Lion
Steller sea lions range along the North Pacific Rim from northern
Japan to California. The eastern stock of Steller sea lions has
historically bred on rookeries located in Southeast Alaska, British
Columbia, Oregon, and California. Within the last several years a new
rookery has become established on the outer Washington coast (Muto et
al., 2020). The Steller sea lion is not common in the Bay, but
occasionally Steller sea lions can be seen hauled out on Pier 39. Most
recently, an adult male Steller sea lion was seen on the K-dock haulout
in May 2023 (Segura, 2023).
Bottlenose Dolphin
Bottlenose dolphins are distributed world-wide in tropical and
warm-temperate waters. The California coastal stock of common
bottlenose dolphin is found within 0.6 mi (1 km) of shore (Defran and
Weller, 1999) and occurs from northern Baja California, Mexico to
Bodega Bay, CA. Their range has extended north over the last several
decades with El Ni[ntilde]o events and increased ocean temperatures
(Hansen and Defran, 1990) and spans as far north as Sonoma County
(Keener et al., 2023). As the range of bottlenose dolphins extended
north, dolphins began entering the Bay in 2010 (Szczepaniak, 2013).
Bottlenose dolphins have been regularly observed in the western Central
and South Bay, and between one and five dolphins are thought to be
year-round residents of the Bay (Pacific Gas & Electric, 2023). An
offshore common bottlenose dolphin stock exists, but genetic studies
show that no mixing occurs between the two stocks (Lowther-Thieleking
et al., 2015). Bottlenose dolphins are opportunistic foragers, and time
of day, tidal state, and oceanographic habitat influence where they
pursue prey (Hanson and Defran, 1993).
Harbor Porpoise
In the Pacific, harbor porpoise are found in coastal and inland
waters from Point Conception, California to Alaska and across to
Kamchatka and Japan (Gaskin, 1984). Harbor porpoise appear to have more
restricted movements along the western coast of the continental U.S.
than along the eastern coast. The non-migratory San Francisco-Russian
River stock ranges from Pescadero to Point Arena, California, utilizes
relatively shallow nearshore waters (<100 meters), and feeds on small
schooling fishes such as northern anchovy and Pacific herring which
enter the Bay (Carretta et al., 2023; Stern et al., 2017). Harbor
porpoises tend to occur in small groups and are considered to be
relatively cryptic animals.
Harbor porpoises are seen frequently outside the Bay and re-entered
the Bay beginning in 2008 (Stern et al., 2017). They are now commonly
seen year-round within the Bay in groups of two to five individuals,
primarily on the west and northwest side of the Central Bay near the
Golden Gate Bridge, near Marin County, and near the City of San
Francisco (Duffy, 2015; Keener et al., 2012; Stern et al., 2017) in the
vicinity of the Project Area. Harbor porpoises are generally shallow,
short-duration divers and must forage nearly continuously to
[[Page 82842]]
meet their high metabolic needs (Wisniewska et al. 2016). Harbor
porpoise movements into the Bay are likely influenced by prey
availability (Duffy 2015; Stern et al., 2017).
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Not all marine mammal species have equal
hearing capabilities (e.g., Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine mammals be divided into hearing
groups based on directly measured (behavioral or auditory evoked
potential techniques) or estimated hearing ranges (behavioral response
data, anatomical modeling, etc.). Note that no direct measurements of
hearing ability have been successfully completed for mysticetes (i.e.,
low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65
decibel (dB) threshold from the normalized composite audiograms, with
the exception for lower limits for low-frequency cetaceans where the
lower bound was deemed to be biologically implausible and the lower
bound from Southall et al. (2007) retained. Marine mammal hearing
groups and their associated hearing ranges are provided in table 4.
Table 4--Marine Mammal Hearing Groups
[NMFS, 2018]
------------------------------------------------------------------------
Hearing group Generalized hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen 7 Hz to 35 kHz.
whales).
Mid-frequency (MF) cetaceans 150 Hz to 160 kHz.
(dolphins, toothed whales, beaked
whales, bottlenose whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz.
porpoises, Kogia, river dolphins,
Cephalorhynchid, Lagenorhynchus
cruciger & L. australis).
Phocid pinnipeds (PW) (underwater) 50 Hz to 86 kHz.
(true seals).
Otariid pinnipeds (OW) (underwater) 60 Hz to 39 kHz.
(sea lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section provides a discussion of the ways in which components
of the specified activity may impact marine mammals and their habitat.
The Estimated Take of Marine Mammals section later in this document
includes a quantitative analysis of the number of individuals that are
expected to be taken by this activity. The Negligible Impact Analysis
and Determination section considers the content of this section, the
Estimated Take of Marine Mammals section, and the Proposed Mitigation
section, to draw conclusions regarding the likely impacts of these
activities on the reproductive success or survivorship of individuals
and whether those impacts are reasonably expected to, or reasonably
likely to, adversely affect the species or stock through effects on
annual rates of recruitment or survival.
Acoustic effects on marine mammals during the specified activities
can occur from impact pile driving and vibratory pile driving and
removal. The effects of underwater noise from PG&E's proposed
activities have the potential to result in Level B harassment of marine
mammals in the project area.
Description of Sound Sources
The marine soundscape is comprised of both ambient and
anthropogenic sounds. Ambient sound is defined as the all-encompassing
sound in a given place and is usually a composite of sound from many
sources both near and far (American National Standards Institute
(ANSI), 1995). The sound level of an area is defined by the total
acoustical energy being generated by known and unknown sources. These
sources may include physical (e.g., waves, wind, precipitation,
earthquakes, ice, atmospheric sound), biological (e.g., sounds produced
by marine mammals, fish, and invertebrates), and anthropogenic sound
(e.g., vessels, dredging, aircraft, construction).
The sum of the various natural and anthropogenic sound sources at
any given location and time--which comprise ``ambient'' or
``background'' sound--depends not only on the source levels (as
determined by current weather conditions and levels of biological and
shipping activity) but also on the ability of sound to propagate
through the environment. In turn, sound propagation is dependent on the
spatially and temporally varying properties of the water column and sea
floor, and is frequency-dependent. As a result of the dependence on a
large number of varying factors, ambient sound levels can be expected
to vary widely over both coarse and fine spatial and temporal scales.
Sound levels at a given frequency and location can vary by 10-20 dB
from day to day (Richardson et al., 1995). The result is that,
depending on the source type and its intensity, sound from the
specified activities may be a negligible addition to the local
environment or could form a distinctive signal that may affect marine
mammals.
In-water construction activities associated with the project would
include impact and vibratory pile driving and removal. The sounds
produced by these activities fall into one of two general sound types:
impulsive and non-impulsive. Impulsive sounds (e.g., explosions, sonic
booms, impact pile driving) are typically transient, brief (less than 1
second), broadband, and consist of high peak sound pressure with rapid
rise time and rapid decay (ANSI, 1986; NIOSH, 1998; NMFS, 2018). Non-
impulsive sounds (e.g., machinery operations such as drilling or
dredging, vibratory pile driving, underwater
[[Page 82843]]
chainsaws, and active sonar systems) can be broadband, narrowband or
tonal, brief or prolonged (continuous or intermittent), and typically
do not have the high peak sound pressure with raid rise/decay time that
impulsive sounds do (ANSI, 1995; NIOSH, 1998; NMFS, 2018). The
distinction between these two sound types is important because they
have differing potential to cause physical effects, particularly with
regard to hearing (e.g., Ward, 1997).
Two types of hammers would be used on this project, impact and
vibratory. Impact hammers operate by repeatedly dropping and/or pushing
a heavy piston onto a pile to drive the pile into the substrate. Sound
generated by impact hammers is considered impulsive. Vibratory hammers
install piles by vibrating them and allowing the weight of the hammer
to push them into the sediment. Vibratory hammers produce non-
impulsive, continuous sounds. Vibratory hammering generally produces
sound pressure levels (SPLs) 10 to 20 dB lower than impact pile driving
of the same-sized pile (Oestman et al., 2009). Rise time is slower,
reducing the probability and severity of injury, and sound energy is
distributed over a greater amount of time (Nedwell and Edwards, 2002;
Carlson et al., 2005).
The likely or possible impacts of PG&E's proposed activities on
marine mammals could be generated from both non-acoustic and acoustic
stressors. Potential non-acoustic stressors include the physical
presence of the equipment and personnel; however, we expect that any
animals that approach the project site close enough to be harassed due
to the presence of equipment or personnel would be within the Level B
harassment zones from pile driving and would already be subject to
harassment from the in-water activities. Therefore, any impacts to
marine mammals are expected to primarily be acoustic in nature.
Acoustic stressors are generated by heavy equipment operation during
pile driving activities (i.e., impact and vibratory pile driving and
removal).
Acoustic Impacts
The introduction of anthropogenic noise into the aquatic
environment from pile driving equipment is the primary means by which
marine mammals may be harassed from PG&E's specified activities. In
general, animals exposed to natural or anthropogenic sound may
experience physical and psychological effects, ranging in magnitude
from none to severe (Southall et al., 2007). Generally, exposure to
pile driving and removal and other construction noise has the potential
to result in auditory threshold shifts and behavioral reactions (e.g.,
avoidance, temporary cessation of foraging and vocalizing, changes in
dive behavior). Exposure to anthropogenic noise can also lead to non-
observable physiological responses, such as an increase in stress
hormones. Additional noise in a marine mammal's habitat can mask
acoustic cues used by marine mammals to carry out daily functions, such
as communication and predator and prey detection. The effects of pile
driving and demolition noise on marine mammals are dependent on several
factors, including, but not limited to, sound type (e.g., impulsive vs.
non-impulsive), the species, age and sex class (e.g., adult male vs.
mother with calf), duration of exposure, the distance between the pile
and the animal, received levels, behavior at time of exposure, and
previous history with exposure (Wartzok et al., 2004; Southall et al.,
2007). Here we discuss physical auditory effects (threshold shifts)
followed by behavioral effects and potential impacts on habitat.
NMFS defines a noise-induced threshold shift (TS) as a change,
usually an increase, in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS, 2018). The amount of
threshold shift is customarily expressed in dB. A TS can be permanent
or temporary. As described in NMFS (2018), there are numerous factors
to consider when examining the consequence of TS, including, but not
limited to, the signal temporal pattern (e.g., impulsive or non-
impulsive), likelihood an individual would be exposed for a long enough
duration or to a high enough level to induce a TS, the magnitude of the
TS, time to recovery (seconds to minutes or hours to days), the
frequency range of the exposure (i.e., spectral content), the hearing
and vocalization frequency range of the exposed species relative to the
signal's frequency spectrum (i.e., how animal uses sound within the
frequency band of the signal; e.g., Kastelein et al., 2014), and the
overlap between the animal and the source (e.g., spatial, temporal, and
spectral).
Permanent Threshold Shift (PTS)
NMFS defines PTS as a permanent, irreversible increase in the
threshold of audibility at a specified frequency or portion of an
individual's hearing range above a previously established reference
level (NMFS, 2018). Available data from humans and other terrestrial
mammals indicate that a 40 dB threshold shift approximates PTS onset
(see Ward et al., 1958, 1959; Ward, 1960; Kryter et al., 1966; Miller,
1974; Ahroon et al., 1996; Henderson et al., 2008). PTS levels for
marine mammals are estimates, because there are limited empirical data
measuring PTS in marine mammals (e.g., Kastak et al., 2008), largely
due to the fact that, for various ethical reasons, experiments
involving anthropogenic noise exposure at levels inducing PTS are not
typically pursued or authorized (NMFS, 2018).
Temporary Threshold Shift (TTS)
TTS is a temporary, reversible increase in the threshold of
audibility at a specified frequency or portion of an individual's
hearing range above a previously established reference level (NMFS,
2018). Based on data from cetacean TTS measurements (see Southall et
al., 2007), a TTS of 6 dB is considered the minimum threshold shift
clearly larger than any day-to-day or session-to-session variation in a
subject's normal hearing ability (Schlundt et al., 2000; Finneran et
al., 2000, 2002). As described in Finneran (2016), marine mammal
studies have shown the amount of TTS increases with cumulative sound
exposure level (SELcum) in an accelerating fashion: At low
exposures with lower SELcum, the amount of TTS is typically
small and the growth curves have shallow slopes. At exposures with
higher SELcum, the growth curves become steeper and approach
linear relationships with the noise SEL.
Depending on the degree (elevation of threshold in dB), duration
(i.e., recovery time), and frequency range of TTS, and the context in
which it is experienced, TTS can have effects on marine mammals ranging
from discountable to serious (similar to those discussed in auditory
masking, below). For example, a marine mammal may be able to readily
compensate for a brief, relatively small amount of TTS in a non-
critical frequency range that takes place during a time when the animal
is traveling through the open ocean, where ambient noise is lower and
there are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during time when
communication is critical for successful mother/calf interactions could
have more serious impacts. We note that reduced hearing sensitivity as
a simple function of aging has been observed in marine mammals, as well
as humans and other taxa (Southall et al., 2007), so we can infer that
strategies exist for coping with this condition to some degree, though
likely not without cost.
Currently, TTS data only exist for four species of cetaceans
(bottlenose
[[Page 82844]]
dolphin, beluga whale (Delphinapterus leucas), harbor porpoise, and
Yangtze finless porpoise (Neophocoena asiaeorientalis), and five
species of pinnipeds exposed to a limited number of sound sources
(i.e., mostly tones and octave-band noise) in laboratory settings
(Finneran, 2015). TTS was not observed in trained spotted (Phoca
largha) and ringed (Pusa hispida) seals exposed to impulsive noise at
levels matching previous predictions of TTS onset (Reichmuth et al.,
2016). In general, harbor seals and harbor porpoises have a lower TTS
onset than other measured pinniped or cetacean species (Finneran,
2015). At low frequencies, onset-TTS exposure levels are higher
compared to those in the region of best sensitivity (i.e., a low
frequency noise would need to be louder to cause TTS onset when TTS
exposure level is higher), as shown for harbor porpoises and harbor
seals (Kastelein et al., 2019a, 2019b, 2020a, 2020b). In addition, TTS
can accumulate across multiple exposures, but the resulting TTS will be
less than the TTS from a single, continuous exposure with the same SEL
(Finneran et al., 2010; Kastelein et al., 2014; Kastelein et al., 2015;
Mooney et al., 2009). This means that TTS predictions based on the
total, cumulative SEL will overestimate the amount of TTS from
intermittent exposures such as sonars and impulsive sources.
The potential for TTS from impact pile driving exists. After
exposure to playbacks of impact pile driving sounds (rate 2,760
strikes/hour) in captivity, mean TTS increased from 0 dB after 15
minute exposure to 5 dB after 360 minute exposure; recovery occurred
within 60 minutes (Kastelein et al., 2016). Additionally, the existing
marine mammal TTS data come from a limited number of individuals within
these species. No data are available on noise-induced hearing loss for
mysticetes. Nonetheless, what we considered is the best available
science. For summaries of data on TTS in marine mammals or for further
discussion of TTS onset thresholds, please see Southall et al. (2007,
2019), Finneran and Jenkins (2012), Finneran (2015), and table 5 in
NMFS (2018).
Activities for this project include impact and vibratory pile
driving, and vibratory pile removal. There would likely be pauses in
activities producing the sound during each day. Given these pauses and
the fact that many marine mammals are likely moving through the project
areas and not remaining for extended periods of time, the potential for
TS declines.
Behavioral Harassment
Exposure to noise from pile driving and removal also has the
potential to behaviorally disturb marine mammals. Available studies
show wide variation in response to underwater sound; therefore, it is
difficult to predict specifically how any given sound in a particular
instance might affect marine mammals perceiving the signal. If a marine
mammal does react briefly to an underwater sound by changing its
behavior or moving a small distance, the impacts of the change are
unlikely to be significant to the individual, let alone the stock or
population. However, if a sound source displaces marine mammals from an
important feeding or breeding area for a prolonged period, impacts on
individuals and populations could be significant (e.g., Lusseau and
Bejder, 2007; Weilgart, 2007; NRC, 2005).
Disturbance may result in changing durations of surfacing and
dives, number of blows per surfacing, or moving direction and/or speed;
reduced/increased vocal activities; changing/cessation of certain
behavioral activities (such as socializing or feeding); visible startle
response or aggressive behavior (such as tail/fluke slapping or jaw
clapping); or avoidance of areas where sound sources are located.
Pinnipeds may increase their haul-out time, possibly to avoid in-water
disturbance (Thorson and Reyff, 2006). Behavioral responses to sound
are highly variable and context-specific and any reactions depend on
numerous intrinsic and extrinsic factors (e.g., species, state of
maturity, experience, current activity, reproductive state, auditory
sensitivity, time of day), as well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et al., 2004; Southall et al.,
2007, 2021; Weilgart, 2007; Archer et al., 2010). Behavioral reactions
can vary not only among individuals but also within an individual,
depending on previous experience with a sound source, context, and
numerous other factors (Ellison et al., 2012), and can vary depending
on characteristics associated with the sound source (e.g., whether it
is moving or stationary, number of sources, distance from the source).
In general, pinnipeds seem more tolerant of, or at least habituate more
quickly to, potentially disturbing underwater sound than do cetaceans,
and generally seem to be less responsive to exposure to industrial
sound than most cetaceans. Please see Appendices B and C of Southall et
al. (2007) as well as Nowacek et al. (2007); Ellison et al. (2012), and
Gomez et al. (2016) for a review of studies involving marine mammal
behavioral responses to sound.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the appearance of secondary
indicators (e.g., bubble nets or sediment plumes), or changes in dive
behavior. As for other types of behavioral response, the frequency,
duration, and temporal pattern of signal presentation, as well as
differences in species sensitivity, are likely contributing factors to
differences in response in any given circumstance (e.g., Croll et al.,
2001; Nowacek et al., 2004; Madsen et al., 2006; Yazvenko et al., 2007;
Melc[oacute]n et al., 2012). In addition, behavioral state of the
animal plays a role in the type and severity of a behavioral response,
such as disruption to foraging (e.g., Sivle et al., 2016; Wensveen et
al., 2017). A determination of whether foraging disruptions incur
fitness consequences would require information on or estimates of the
energetic requirements of the affected individuals and the relationship
between prey availability, foraging effort and success, and the life
history stage of the animal (Goldbogen et al., 2013).
Stress Responses
An animal's perception of a threat may be sufficient to trigger
stress responses consisting of some combination of behavioral
responses, autonomic nervous system responses, neuroendocrine
responses, or immune responses (e.g., Selye, 1950; Moberg, 2000). In
many cases, an animal's first and sometimes most economical (in terms
of energetic costs) response is behavioral avoidance of the potential
stressor. Autonomic nervous system responses to stress typically
involve changes in heart rate, blood pressure, and gastrointestinal
activity. These responses have a relatively short duration and may or
may not have a significant long-term effect on an animal's fitness.
Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that
are affected by stress--including immune competence, reproduction,
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been
implicated in failed reproduction, altered metabolism, reduced immune
competence, and behavioral disturbance (e.g., Moberg, 1987; Blecha,
2000). Increases in the circulation of
[[Page 82845]]
glucocorticoids are also equated with stress (Romano et al., 2004).
The primary distinction between stress (which is adaptive and does
not normally place an animal at risk) and ``distress'' is the cost of
the response. During a stress response, an animal uses glycogen stores
that can be quickly replenished once the stress is alleviated. In such
circumstances, the cost of the stress response would not pose serious
fitness consequences. However, when an animal does not have sufficient
energy reserves to satisfy the energetic costs of a stress response,
energy resources must be diverted from other functions. This state of
distress will last until the animal replenishes its energetic reserves
sufficient to restore normal function.
Relationships between these physiological mechanisms, animal
behavior, and the costs of stress responses are well-studied through
controlled experiments for both laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003;
Krausman et al., 2004; Lankford et al., 2005). Stress responses due to
exposure to anthropogenic sounds or other stressors and their effects
on marine mammals have also been reviewed (Fair and Becker 2000; Romano
et al., 2002b) and, more rarely, studied in wild populations (e.g.,
Romano et al., 2002a). For example, Rolland et al. (2012) found that
noise reduction from reduced ship traffic in the Bay of Fundy was
associated with decreased stress in North Atlantic right whales. These
and other studies lead to a reasonable expectation that some marine
mammals will experience physiological stress responses upon exposure to
acoustic stressors and that it is possible that some of these would be
classified as ``distress.'' In addition, any animal experiencing TTS
would likely also experience stress responses (NRC, 2003), however
distress is an unlikely result of these projects based on observations
of marine mammals during previous, similar projects in the area.
Masking
Sound can disrupt behavior through masking, or interfering with, an
animal's ability to detect, recognize, or discriminate between acoustic
signals of interest (e.g., those used for intraspecific communication
and social interactions, prey detection, predator avoidance,
navigation) (Richardson et al., 1995). Masking occurs when the receipt
of a sound is interfered with by another coincident sound at similar
frequencies and at similar or higher intensity, and may occur whether
the sound is natural (e.g., snapping shrimp, wind, waves,
precipitation) or anthropogenic (e.g., pile driving, shipping, sonar,
seismic exploration) in origin. The ability of a noise source to mask
biologically important sounds depends on the characteristics of both
the noise source and the signal of interest (e.g., signal-to-noise
ratio, temporal variability, direction), in relation to each other and
to an animal's hearing abilities (e.g., sensitivity, frequency range,
critical ratios, frequency discrimination, directional discrimination,
age or TTS hearing loss), and existing ambient noise and propagation
conditions. Masking of natural sounds can result when human activities
produce high levels of background sound at frequencies important to
marine mammals. Conversely, if the background level of underwater sound
is high (e.g., on a day with strong wind and high waves), an
anthropogenic sound source would not be detectable as far away as would
be possible under quieter conditions and would itself be masked. The
masking of communication signals by anthropogenic noise may be
considered as a reduction in the communication space of animals (e.g.,
Clark et al., 2009) and may result in energetic or other costs as
animals change their vocalization behavior (e.g., Miller et al., 2000;
Foote et al., 2004; Parks et al., 2007; Di Iorio and Clark, 2010; Holt
et al., 2009). The Bay is heavily used by commercial, recreational, and
military vessels, and background sound levels in the area are already
elevated. Due to the transient nature of marine mammals to move and
avoid disturbance, masking is not likely to have long-term impacts on
marine mammal species within the proposed project area.
Airborne Acoustic Effects
Pinnipeds that occur near the project site could be exposed to
airborne sounds associated with pile driving and removal that have the
potential to cause behavioral harassment, depending on their distance
from pile driving activities. Cetaceans are not expected to be exposed
to airborne sounds that would result in harassment as defined under the
MMPA.
Airborne noise would primarily be an issue for pinnipeds that are
swimming or hauled out near the project site within the range of noise
levels elevated above the acoustic criteria. We recognize that
pinnipeds in the water could be exposed to airborne sound that may
result in behavioral harassment when looking with their heads above
water. Most likely, airborne sound would cause behavioral responses
similar to those discussed above in relation to underwater sound. For
instance, anthropogenic sound could cause hauled-out pinnipeds to
exhibit changes in their normal behavior, such as reduction in
vocalizations, or cause them to temporarily abandon the area and move
further from the source. However, these animals would likely previously
have been ``taken'' because of exposure to underwater sound above the
behavioral harassment thresholds, which are generally larger than those
associated with airborne sound. Thus, the behavioral harassment of
these animals is already accounted for in these estimates of potential
take. Therefore, we do not believe that authorization of incidental
take resulting from airborne sound for pinnipeds is warranted, and
airborne sound is not discussed further here.
Marine Mammal Habitat Effects
PG&E's proposed construction activities could have localized,
temporary impacts on marine mammal habitat, including prey, by
increasing in-water sound pressure levels and slightly decreasing water
quality. Increased noise levels may affect acoustic habitat (see
masking discussion above) and adversely affect marine mammal prey in
the vicinity of the project areas (see discussion below). During impact
and vibratory pile driving or removal, elevated levels of underwater
noise would ensonify the project area where both fishes and mammals
occur, and could affect foraging success. Additionally, marine mammals
may avoid the area during construction, however, displacement due to
noise is expected to be temporary and is not expected to result in
long-term effects to the individuals or populations. Construction
activities are expected to be of short duration and would likely have
temporary impacts on marine mammal habitat through increases in
underwater and airborne sound.
A temporary and localized increase in turbidity near the seafloor
would occur in the immediate area surrounding the area where piles are
installed or removed. In general, turbidity associated with pile
driving is localized to about a 25 feet (ft) (7.6-m) radius around the
pile (Everitt et al., 1980). Cetaceans are not expected to be close
enough to the pile driving areas to experience effects of turbidity,
and any pinnipeds could avoid localized areas of turbidity. Local
currents are anticipated to disburse any additional suspended sediments
produced by project activities at moderate to rapid rates depending on
tidal stage. Therefore, we expect the
[[Page 82846]]
impact from increased turbidity levels to be discountable to marine
mammals and do not discuss it further.
In-Water Construction Effects on Potential Foraging Habitat
The area likely impacted by the proposed action is relatively small
compared to the total available habitat in the Bay. The proposed
project area is highly influenced by anthropogenic activities and
provides limited foraging habitat for marine mammals. Furthermore, pile
driving and removal at the proposed project site would not obstruct
long-term movements or migration of marine mammals.
Avoidance by potential prey (i.e., fish) of the immediate area due
to the temporary loss of this foraging habitat is also possible. The
duration of fish and marine mammal avoidance of this area after pile
driving stops is unknown, but a rapid return to normal recruitment,
distribution, and behavior is anticipated. Any behavioral avoidance by
prey of the disturbed area would still leave significantly large areas
of potential foraging habitat in the nearby vicinity.
In-Water Construction Effects on Potential Prey
Sound may affect marine mammals through impacts on the abundance,
behavior, or distribution of prey species (e.g., crustaceans,
cephalopods, fish, zooplankton, other marine mammals). Marine mammal
prey varies by species, season, and location. Here, we describe studies
regarding the effects of noise on known marine mammal prey. Fish
utilize the soundscape and components of sound in their environment to
perform important functions such as foraging, predator avoidance,
mating, and spawning (e.g., Zelick and Mann, 1999; Fay, 2009).
Depending on their hearing anatomy and peripheral sensory structures,
which vary among species, fishes hear sounds using pressure and
particle motion sensitivity capabilities and detect the motion of
surrounding water (Fay et al., 2008). The potential effects of noise on
fishes depends on the overlapping frequency range, distance from the
sound source, water depth of exposure, and species-specific hearing
sensitivity, anatomy, and physiology. Key impacts to fishes may include
behavioral responses, hearing damage, barotrauma (pressure-related
injuries), and mortality.
Fish react to sounds which are especially strong and/or
intermittent low-frequency sounds, and behavioral responses such as
flight or avoidance are the most likely effects. Short duration, sharp
sounds can cause overt or subtle changes in fish behavior and local
distribution. The reaction of fish to noise depends on the
physiological state of the fish, past exposures, motivation (e.g.,
feeding, spawning, migration), and other environmental factors.
Hastings and Popper (2005) identified several studies that suggest fish
may relocate to avoid certain areas of sound energy. Additional studies
have documented effects of pile driving on fish; several are based on
studies in support of large, multiyear bridge construction projects
(e.g., Scholik and Yan, 2001, 2002; Popper and Hastings, 2009). Many
studies have demonstrated that impulse sounds might affect the
distribution and behavior of some fishes, potentially impacting
foraging opportunities or increasing energetic costs (e.g., Fewtrell
and McCauley, 2012; Pearson et al., 1992; Skalski et al., 1992;
Santulli et al., 1999; Paxton et al., 2017). In response to pile
driving, Pacific sardines and northern anchovies may exhibit an
immediate startle response to individual strikes, but return to
``normal'' pre-strike behavior following the conclusion of pile driving
with no evidence of injury as a result (appendix C in NAVFAC SW, 2014).
However, some studies have shown no or slight reaction to impulse
sounds (e.g., Pena et al., 2013; Wardle et al., 2001; Jorgenson and
Gyselman, 2009; Popper et al., 2005).
SPLs of sufficient strength have been known to cause injury to fish
and fish mortality. However, in most fish species, hair cells in the
ear continuously regenerate and loss of auditory function likely is
restored when damaged cells are replaced with new cells. Halvorsen et
al. (2012a) showed that a TTS of 4-6 dB was recoverable within 24 hours
for one species. Impacts would be most severe when the individual fish
is close to the source and when the duration of exposure is long.
Injury caused by barotrauma can range from slight to severe and can
cause death, and is most likely for fish with swim bladders. Barotrauma
injuries have been documented during controlled exposure to impact pile
driving (Halvorsen et al., 2012b; Casper et al., 2013).
The most likely impact to fishes from pile driving and removal and
construction activities at the project area would be temporary
behavioral avoidance of the area. The duration of fish avoidance of
this area after pile driving stops is unknown, but a rapid return to
normal recruitment, distribution, and behavior is anticipated. In
general, impacts to marine mammal prey species are expected to be minor
and temporary. Further, it is anticipated that preparation activities
for pile driving or removal (i.e., positioning of the hammer, clipper
or wire saw) and upon initial startup of devices would cause fish to
move away from the affected area outside areas where injuries may
occur. Therefore, relatively small portions of the proposed project
area would be affected for short periods of time, and the potential for
effects on fish to occur would be temporary and limited to the duration
of sound-generating activities.
In summary, given the short daily duration of sound associated with
individual pile driving events and the relatively small areas being
affected, pile driving activities associated with the proposed actions
are not likely to have a permanent, adverse effect on any fish habitat,
or populations of fish species. Any behavioral avoidance by fish of the
disturbed area would still leave significantly large potential areas
fish and marine mammal foraging habitat in the nearby vicinity. Thus,
we conclude that impacts of the specified activities are not likely to
have more than short-term adverse effects on any prey habitat or
populations of prey species. Further, any impacts to marine mammal
habitat are not expected to result in significant or long-term
consequences for individual marine mammals, or to contribute to adverse
impacts on their populations.
Estimated Take of Marine Mammals
This section provides an estimate of the number of incidental takes
proposed for authorization through the IHA, which will inform both
NMFS' consideration of ``small numbers,'' and the negligible impact
determinations.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would be by Level B harassment only, in the form
of disruption of behavioral patterns and/or TTS for individual marine
mammals resulting from exposure to vibratory and impact pile driving.
Based on the nature of the activity and the anticipated effectiveness
of the mitigation measures (i.e., shutdown) discussed in detail below
in the Proposed Mitigation
[[Page 82847]]
section, Level A harassment is neither anticipated nor proposed to be
authorized.
As described previously, no serious injury or mortality is
anticipated or proposed to be authorized for this activity. Below we
describe how the proposed take numbers are estimated.
For acoustic impacts, generally speaking, we estimate take by
considering: (1) acoustic thresholds above which NMFS believes the best
available science indicates marine mammals will be behaviorally
harassed or incur some degree of permanent hearing impairment; (2) the
area or volume of water that will be ensonified above these levels in a
day; (3) the density or occurrence of marine mammals within these
ensonified areas; and, (4) the number of days of activities. We note
that while these factors can contribute to a basic calculation to
provide an initial prediction of potential takes, additional
information that can qualitatively inform take estimates is also
sometimes available (e.g., previous monitoring results or average group
size). Below, we describe the factors considered here in more detail
and present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
would be reasonably expected to be behaviorally harassed (equated to
Level B harassment) or to incur PTS of some degree (equated to Level A
harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source or exposure context (e.g., frequency, predictability, duty
cycle, duration of the exposure, signal-to-noise ratio, distance to the
source), the environment (e.g., bathymetry, other noises in the area,
predators in the area), and the receiving animals (hearing, motivation,
experience, demography, life stage, depth) and can be difficult to
predict (e.g., Southall et al., 2007, 2021; Ellison et al., 2012).
Based on what the available science indicates and the practical need to
use a threshold based on a metric that is both predictable and
measurable for most activities, NMFS typically uses a generalized
acoustic threshold based on received level to estimate the onset of
behavioral harassment. NMFS generally predicts that marine mammals are
likely to be behaviorally harassed in a manner considered to be Level B
harassment when exposed to underwater anthropogenic noise above root-
mean-squared pressure received levels (RMS SPL) of 120 dB (referenced
to 1 micropascal (re 1 [mu]Pa)) for continuous (e.g., vibratory pile
driving, drilling) and above RMS SPL 160 dB re 1 [mu]Pa for non-
explosive impulsive (e.g., seismic airguns) or intermittent (e.g.,
scientific sonar) sources. Generally speaking, Level B harassment take
estimates based on these behavioral harassment thresholds are expected
to include any likely takes by TTS as, in most cases, the likelihood of
TTS occurs at distances from the source less than those at which
behavioral harassment is likely. TTS of a sufficient degree can
manifest as behavioral harassment, as reduced hearing sensitivity and
the potential reduced opportunities to detect important signals
(conspecific communication, predators, prey) may result in changes in
behavior patterns that would not otherwise occur.
PG&E's proposed activity includes the use of continuous (vibratory
pile driving) and impulsive (impact pile driving) sources, and
therefore the RMS SPL thresholds of 120 and 160 dB re 1 [mu]Pa are
applicable.
Level A harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise from
two different types of sources (impulsive or non-impulsive). PG&E's
proposed activity includes the use of impulsive (impact pile driving)
and non-impulsive (vibratory pile driving) sources.
These thresholds are provided in the table below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS' 2018 Technical Guidance, which may be accessed at:
https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
Table 5--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds \*\ (received level)
----------------------------------------------------------------------------------------------------------------
Hearing group Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW).................. Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
(Underwater)........................... LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW)................. Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
(Underwater)........................... LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [mu]Pa, and cumulative sound exposure level (LE) has
a reference value of 1[mu]Pa\2\s. In this Table, thresholds are abbreviated to reflect American National
Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as incorporating
frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ``flat'' is
being included to indicate peak sound pressure should be flat weighted or unweighted within the generalized
hearing range. The subscript associated with cumulative sound exposure level thresholds indicates the
designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and
that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could be
exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it
is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
[[Page 82848]]
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that are used in estimating the area ensonified above the
acoustic thresholds, including source levels and transmission loss
coefficient.
The sound field in the project area is the existing background
noise plus additional construction noise from the proposed project.
Marine mammals are expected to be affected via sound generated by the
primary components of the project (i.e., pile driving and removal).
The project includes vibratory pile installation and removal and
impact pile driving. Source levels for these activities are based on
reviews of measurements of the same or similar types and dimensions of
piles available in the literature. Source levels for each pile size and
activity are presented in table 6. Source levels for vibratory
installation and removal of piles of the same diameter are
conservatively assumed to be the same.
The majority of source levels were selected from a single source,
as shown in table 6 below. For the vibratory installation of 36-inch
steel shell piles and vibratory installation of timber piles, NMFS
determined it appropriate to use an average of source levels. NMFS
reviewed all available monitoring reports of vibratory driving of 36-
inch steel piles in San Francisco Bay (Gast &Associated Environmental
Consultants, 2021, 2023; Illingworth & Rodkin, 2018, 2020). Averaging
of sound levels was performed by first converting from dB to linear
units of pressure (Pascals [Pa]), averaging, and converting back to dB.
The mean RMS level at 10m for San Francisco Bay was approximately 168
dB re 1 Pa RMS. Therefore, NMFS has selected this average value as the
most appropriate value for vibratory driving of 36-inch steel pipe
piles during the proposed project. With regard to vibratory
installation of timber piles, there are limited data available, and
none from San Francisco Bay. Therefore, NMFS evaluated all available
timber pile data (three projects from Puget Sound, WA, and one project
from Norfolk, VA) (Greenbusch Group, 2018; Illingworth and Rodkin,
2017; Laughlin, 2011; U.S. Navy, 2016) and calculated the mean and
maximum RMS values for each project and for all projects together. The
overall mean RMS value was approximately 158 dB re 1 Pa RMS. NMFS
therefore selected this as an appropriate proxy value for vibratory
driving of timber piles during the proposed project.
Table 6--Sound Source Levels for Pile Driving Activities \1\
----------------------------------------------------------------------------------------------------------------
Peak sound
Pile type Method pressure (dB RMS (dB re 1 SEL (dB re 1 Source
re 1 [mu]Pa) [mu]Pa) [mu]Pa2 sec)
----------------------------------------------------------------------------------------------------------------
Hydroacoustic Data Collection
----------------------------------------------------------------------------------------------------------------
18-inch composite/plastic.... Impact Install.. 185 160 150 Caltrans, 2020;
extrapolated
from 13-inch
composite.
18 inch composite/plastic.... Vibratory N/A 152 N/A WSDOT, 2012; 13-
Removal. inch composite
used as proxy.
----------------------------------------------------------------------------------------------------------------
Turbidity Curtain
----------------------------------------------------------------------------------------------------------------
Steel H-Pile................. Vibratory N/A 143 N/A Caltrans, 2020.
Install and
Removal.
Steel Shell Pile <=24 inches. Vibratory N/A 153 N/A Caltrans, 2020;
Install and 24-inch pipe
Removal. pile used as
proxy.
----------------------------------------------------------------------------------------------------------------
RWF Relocation
----------------------------------------------------------------------------------------------------------------
24 inch steel shell.......... Vibratory N/A 153 N/A Caltrans, 2020.
Installation
and Removal.
24 inch steel shell.......... Impact 208 193 178 Illingworth &
Installation Rodkin, Inc.
\2\. 2014.
36 inch steel shell.......... Vibratory N/A 168 N/A Gast &
Installation Associated
and Removal. Environmental
Consultants,
2021, 2023;
Illingworth
and Rodkin,
2018, 2020.
See
explanation
above.
----------------------------------------------------------------------------------------------------------------
Slope Stabilization
----------------------------------------------------------------------------------------------------------------
14-16 inch Timber............ Vibratory....... N/A 158 N/A Greenbusch
Group, 2018;
Illingworth
and Rodkin,
2017;
Laughlin,
2011; U.S.
Navy 2016. See
explanation
above.
14-16 inch Timber............ Impact.......... 184 157 145 Caltrans, 2020.
14-16 in Composite........... Vibratory....... N/A 152 N/A WSDOT, 2012. 13-
inch composite
used as proxy.
14-16 inch Composite......... Impact.......... 177 153 145 Caltrans, 2020.
----------------------------------------------------------------------------------------------------------------
\1\ All values are at 10 m from the source.
\2\ PG&E would use a bubble curtain attenuation system for impact pile driving of the RWF 24-inch steel shell
piles, and we conservatively assumes a 5 dB reduction in source level from those presented here due to use of
the attenuation system.
[[Page 82849]]
Level B Harassment Zones--Transmission loss (TL) is the decrease in
acoustic intensity as an acoustic pressure wave propagates out from a
source. TL parameters vary with frequency, temperature, sea conditions,
current, source and receiver depth, water depth, water chemistry, and
bottom composition topography. The general formula for underwater TL
is:
TL = B * Log10 (R1/R2),
Where:
TL = transmission loss in dB;
B = transmission loss coefficient;
R1 = the distance of the modeled SPL from the driven
pile; and
R2 = the distance from the driven pile of the initial
measurement.
The recommended TL coefficient for most nearshore environments is
the practical spreading value of 15. This value results in an expected
propagation environment that would lie between spherical and
cylindrical spreading loss conditions, known as practical spreading. As
is common practice in coastal waters, here we assume practical
spreading (4.5 dB reduction in sound level for each doubling of
distance) for all impact and vibratory installation and removal of
piles with the exception of vibratory installation and removal of the
36-inch steel pipe piles in the RWF Relocation. Illingworth & Rodkin
conducted hydro-acoustic monitoring for the 2017 WETA Downtown San
Francisco Ferry Terminal Expansion Project and calculated a TL
coefficient of 18.7 for vibratory installation of 36-inch steel shell
piles (Illingworth & Rodkin, 2018). Given the proximity to the project
area, PG&E determined that 18.7 was an appropriate transmission
coefficient to use for the vibratory installation of the 36-inch steel
shell pile, and NMFS concurs.
The ensonified area associated with Level A harassment is more
technically challenging to predict due to the need to account for a
duration component. Therefore, NMFS developed an optional User
Spreadsheet tool to accompany the Technical Guidance that can be used
to relatively simply predict an isopleth distance for use in
conjunction with marine mammal density or occurrence to help predict
potential takes. We note that because of some of the assumptions
included in the methods underlying this optional tool, we anticipate
that the resulting isopleth estimates are typically going to be
overestimates of some degree, which may result in an overestimate of
potential take by Level A harassment. However, this optional tool
offers the best way to estimate isopleth distances when more
sophisticated modeling methods are not available or practical. For
stationary sources such as pile driving, the optional User Spreadsheet
tool predicts the distance at which, if a marine mammal remained at
that distance for the duration of the activity, it would be expected to
incur PTS. Source levels are provided above in table 6. Inputs used in
the optional User Spreadsheet tool are provided below in table 7.
Resulting estimated Level A and B harassment isopleths are provided in
table 8.
Table 7--User Spreadsheet Inputs
[Source levels provided in Table 6]
----------------------------------------------------------------------------------------------------------------
Pile type Method Duration Piles/day
----------------------------------------------------------------------------------------------------------------
Hydroacoustic Data Collection
----------------------------------------------------------------------------------------------------------------
18-inch composite/plastic.............. Impact Install........... 400 strikes/pile......... 10
18 inch composite/plastic.............. Vibratory Removal........ 20 minutes............... 10
----------------------------------------------------------------------------------------------------------------
Turbidity Curtain
----------------------------------------------------------------------------------------------------------------
Steel H-Pile........................... Vibratory................ 10 minutes............... 4
Steel Shell Pile <=24 inches........... Vibratory................ 10 minutes............... 4
----------------------------------------------------------------------------------------------------------------
RWF Relocation
----------------------------------------------------------------------------------------------------------------
24 inch steel shell.................... Vibratory................ 10 minutes............... 4
24 inch steel shell.................... Impact................... 400 strikes/pile......... 4
36 inch steel shell.................... Vibratory................ 20 minutes............... 4
----------------------------------------------------------------------------------------------------------------
Sediment Pin Installation
----------------------------------------------------------------------------------------------------------------
Timber................................. Vibratory................ 20 minutes............... 20
Timber................................. Impact................... 400 strikes/pile......... 20
14-16 inch Composite................... Vibratory................ 20 minutes............... 10
14-16 inch Composite................... Impact................... 400 strikes/pile......... 10
----------------------------------------------------------------------------------------------------------------
Table 8--Level A Harassment and Level B Harassment Isopleths From Vibratory and Impact Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A/PTS isopleth (m)
--------------------------------------------------------------------------------
Hearing groups Level B area
Pile type & method -------------------------------------------------------------------------------- Level B of
Cetaceans Pinnipeds isopleth (m) ensonification
-------------------------------------------------------------------------------- (km\2\)
LF MF HF Phocids Otariids
--------------------------------------------------------------------------------------------------------------------------------------------------------
Hydroacoustic Data Collection Piles
--------------------------------------------------------------------------------------------------------------------------------------------------------
18-inch composite (Impact).............. 16 <1 19 9 <1 10 <0.01
18-inch Composite (Vibratory)........... 4 <1 6 3 <1 1,360 3.58
--------------------------------------------------------------------------------------------------------------------------------------------------------
Turbidity Curtain
--------------------------------------------------------------------------------------------------------------------------------------------------------
Steel H-Pile (Vibratory)................ <1 0 <1 <1 <1 341 0.29
[[Page 82850]]
Steel Shell Pile <= 24 inches 2 <1 4 2 <1 1,585 4.61
(Vibratory)............................
--------------------------------------------------------------------------------------------------------------------------------------------------------
RWF Temporary Relocation Piles
--------------------------------------------------------------------------------------------------------------------------------------------------------
24-inch Steel Shell Pile (Vibratory).... 2 <1 4 2 <1 1,585 4.54
24-inch Steel Shell Pile (Impact, 294 11 351 158 12 736 1.06
Attenuated)*...........................
36-inch Steel Shell Pile (Vibratory).... 20 3 28 14 2 3,688 23.46
--------------------------------------------------------------------------------------------------------------------------------------------------------
Sediment Pins
--------------------------------------------------------------------------------------------------------------------------------------------------------
14 to 16-inch Timber Pile (Vibratory)... 16 2 23 10 1 3,415 19.17
14 to 16-inch Timber Pile (Impact)...... 12 <1 14 6 <1 6 <0.01
14 to 16-inch Composite Pile (Vibratory) 4 <1 6 3 <1 1,360 3.2
14 to 16-Inch Composite Pile (Impact)... 7 <1 9 4 <1 3.4 <0.01
--------------------------------------------------------------------------------------------------------------------------------------------------------
* 5 dB reduction in sound due to use of bubble curtain assumed.
Marine Mammal Occurrence
In this section we provide information about the occurrence of
marine mammals, including density or other relevant information which
will inform the take calculations.
Because reliable marine mammal density information is not available
for the San Francisco Bay, several datasets were used to attain
estimates of the abundance of marine mammals in the Bay. Datasets used
included 5 years of sighting and stranding data from The Marine Mammal
Center (TMMC) (NMFS, 2021a); 5 years of sighting and stranding data
from the California Academy of Sciences (CAS) (NMFS, 2021b); citizen-
reported live sightings from iNaturalist.org; 5 days of sighting data
during sediment investigation in 2020 during the initial phase of the
project (Haase, 2021); and counts from haulouts. Data from all sources,
when available, were considered. Depending on the distribution of
sightings and granularity of data, different sources have been used to
estimate the number of individuals of each species with the potential
to occur in vicinity of the project. The largest ensonified area is
during vibratory installation of 36-inch steel shell piles, which
results in a 3,688 m isopleth and 23.46 km\2\ area of ensonification.
Harbor Seal
Harbor seals in the Bay forage mainly within 7.0 mi (11.3 km) of
their primary haulout site (Grigg et al. 2012), and often within just
1-3 miles (1-5 km) (Torok, 1994). The only harbor seal haulout within 7
miles (11.3 km) of the project site is YBI, which is 3.1 mi (5 km) to
the east of the Project Area. Noise from the project is not expected to
reach the haulout, however, harbor seals that use this haulout are
likely to forage within ensonified areas from the project. Harbor seal
take estimates were based on observations conducted by Marine Mammal
Observers (MMOs) over a 5 day period in 2020, during sediment
investigation in the initial phase of the project, within remedial
response areas A, B, and C (See Haase, 2021). A maximum of 20 harbor
seals were observed per day. PG&E therefore estimates 20 harbor seals
per day within the project area per day. NMFS concurs with this
assumption.
Northern Elephant Seal
TMMC recorded 903 elephant seals in the Bay from 2016 to 2021
(NMFS, 2021a). The CAS reported an additional 6 for a total of 909 over
5 years in the Bay from 2016 to 2021 (NMFS, 2021b), yielding an average
of 0.5 elephant seals per day. To ensure sufficient authorization of
take of northern elephant seals, PG&E assumed 0.5 elephant seals will
occur in the area per day (i.e., one elephant seal every 2 days). NMFS
concurs with this assumption.
California Sea Lion
The Pier 39 K-Dock haulout is the only regularly used California
Sea Lion haulout in the vicinity of the Project Area, adjacent to Area
C. The Sea Lion Center at Pier 39 regularly counted the sea lions at K-
Dock from 1991 through 2018. From 2016 through 2018, the yearly average
ranged from 89 to 229 animals per day. The average per day over all 3
years was 191 sea lions (Pacific Gas & Electric, 2023). Although there
are times of the year when the K-dock is unoccupied or there are few
individuals present, it is difficult to predict abundance based on time
of year. In order to ensure sufficient authorization of sea lions, PG&E
is assuming a local abundance estimate of 191 sea lions per day within
the estimated harassment area, and NMFS concurs.
Northern Fur Seal
TMMC recorded 44 northern fur seals in the Bay from 2016 to 2021
(NMFS, 2021a). CAS recorded an additional 3 for a total of 47 over 5
years (NMFS, 2021b), yielding 0.03 per day, or approximately 10 per
year. In the fall and winter, northern fur seals occasionally strand on
YBI and Treasure Island (Pacific Gas & Electric, 2023), approximately
2.0 mi (3.2 km) from the project area. Using PG&E's assumption of
approximately 0.03 fur seals per day over the course of 50 days of pile
driving plus known fur seal strandings near the project area, NMFS has
determined it appropriate to assume five fur seals in the project area
during the project time period.
Steller Sea Lion
Steller sea lions are rare in San Francisco Bay. TMMC recorded four
Steller sea lions in the Bay from 2016 to 2021 (NMFS, 2021a), while CAS
reported no Steller sea lions during this time (NMFS, 2021b). In 2020
and 2021, INaturalist.org recorded four Steller sea lions in the Bay.
On rare occasions, Steller sea lions are seen on the Pier 39 K-dock
haulout. An adult male was spotted there in May 2023 (Segura, 2023) and
in previous years a single
[[Page 82851]]
male Steller sea lion had been observed using the Pier 39 K-dock
haulout intermittently during July and August and occasionally
September (Pacific Gas & Electric, 2023). Given these known occasional
occurrences of the Steller sea lion at Pier 39, PG&E feels it is
appropriate to assume five Steller sea lions in the project area during
the time period of the project, and NMFS concurs.
Bottlenose Dolphins
Historically, observations of bottlenose dolphins have occurred
west of Treasure Island and were concentrated in the Project vicinity
along the nearshore area of San Francisco south to Redwood City. Since
2016, one individual has been regularly seen near the former Alameda
Air Station and five animals were regularly seen in the summer and fall
of 2018 in the same location (Pacific Gas & Electric, 2023). A recent
study reports that dolphins have been sighted in the vicinity of the
Golden Gate Bridge, around Yerba Buena and Angel Islands, and in the
central Bay (Keener et al., 2023). PG&E is assuming that one group of
bottlenose dolphins will enter into the project isopleth per month of
pile driving, and NMFS concurs. A group size is estimated to be five
animals based on sightings of bottlenose dolphins in the Bay (Pacific
Gas & Electric, 2023).
Harbor Porpoise
Harbor porpoises are primarily seen near the Golden Gate Bridge,
Marin County, and the city of San Francisco on the northwest side of
the Bay (Keener et al., 2012; Stern et al., 2017), in the vicinity of
the project area. Limited data exists on the abundance of harbor
porpoises in the Bay, and therefore data from MMOs in 2020 was used
(see Haase 2021). An individual harbor porpoise was seen in the project
zone on 2 of the 5 days, and a group of two individuals was reported on
a separate day of the 5 day observation period (Haase, 2021). To ensure
sufficient authorization of take of harbor porpoise, it is estimated
that two harbor porpoises will occur within the estimated harassment
area per day.
Take Estimation
Here we describe how the information provided above is synthesized
to produce a quantitative estimate of the take that is reasonably
likely to occur and proposed for authorization.
Take estimate calculations vary by species. To calculate take by
Level B harassment for harbor seals, California sea lions, northern
elephant seals, and harbor porpoises, NMFS multiplied the daily
occurrence estimates described in the Marine Mammal Occurrence section
by the number of project days (table 9).
For northern fur seals, PG&E is assuming a total of five animals in
the area of the project during the duration of the project, based on
sightings in the Bay and known strandings on YBI (see Marine Mammal
Occurrence above), and is therefore requesting, and NMFS is proposing
to authorize, take of five northern fur seals by Level B harassment
(table 9).
Although Steller sea lions are rare in San Francisco Bay, based on
sighting data and known occurrence of Steller sea lions on the Pier 39
K-dock haulout (PG&E, 2023; Segura, 2023), PG&E is conservatively
requesting five takes by Level B harassment of Steller sea lions during
the time period of the project, and NMFS concurs (table 9).
For bottlenose dolphins, PG&E estimates that one group of five
bottlenose dolphins may be taken by Level B harassment per month of
pile driving. Based on 5 months of pile driving, NMFS proposes to
authorize 25 takes by Level B harassment of bottlenose dolphins.
Table9--Estimated Take by Level B Harassment Proposed for Authorization and Estimated Take as a Percentage of the Population
--------------------------------------------------------------------------------------------------------------------------------------------------------
Estimated Level B
Species Stock Expected occurrence take Stock abundance * Percent of stock
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pacific Harbor Seal.................... California................ 20 seals per day.......... 1000 30,968 3.2
Northern Elephant Seal................. California Breeding....... 0.5 seals per day......... 25 187,386 0.01
California Sea Lion.................... United States............. 191 sea lions per day..... 9,550 257,606 3.7
Northern Fur Seal...................... California; Eastern North 5 seals over project 5 14,050; 626,618 0.04; 0.001
Pacific. duration.
Steller sea lion....................... Eastern United States..... 5 sea lions over project 5 43,201 0.01
duration.
Bottlenose dolphin..................... Coastal California........ 5 dolphins per month of 25 453 5.5
project.
Harbor Porpoise........................ San Francisco-Russian 2 porpoises per day....... 100 7,777 1.3
River.
--------------------------------------------------------------------------------------------------------------------------------------------------------
* NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports reports.
Proposed Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting the
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, NMFS
considers two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if
[[Page 82852]]
implemented as planned), the likelihood of effective implementation
(probability implemented as planned), and;
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost and impact on
operations.
PG&E must follow mitigation measures as specified below.
PG&E must ensure that construction supervisors and crews, the
monitoring team, and relevant PG&E staff are trained prior to the start
of all pile driving activities, so that responsibilities, communication
procedures, monitoring protocols, and operational procedures are
clearly understood. New personnel joining during the project must be
trained prior to commencing work.
Shutdown Zones
PG&E must establish shutdown zones and Level B monitoring zones for
all pile driving activities. The purpose of a shutdown zone is
generally to define an area within which shutdown of the activity would
occur upon sighting of a marine animal (or in anticipation of an animal
entering the defined area). Shutdown zones are based on the largest
Level A harassment zone for each pile size/type and driving method, and
behavioral monitoring zones are meant to encompass Level B harassment
zones for each pile size/type and driving method, as shown in table 8.
A minimum shutdown zone of 10 m would be required for all in-water
construction activities to avoid physical interaction with marine
mammals, and the radii of the shutdown zones are rounded to the next
largest 10 m interval in comparison to the Level zone for each activity
type. Marine mammal monitoring will be conducted during all pile
driving activities to ensure that marine mammals do not enter Level A
shutdown zones, that marine mammal presence in the isopleth does not
exceed authorized take, and to prevent take of the humpback and gray
whale. Proposed shutdown zones for each activity type are shown in
table 10.
Prior to pile driving, shutdown zones and monitoring zones will be
established based on zones represented in table 10. Observers will
survey the shutdown zones for at least 30 minutes before pile driving
activities start. If marine mammals are found within the shutdown zone,
pile driving will be delayed until the animal has moved out of the
shutdown zone, either verified by an observer or by waiting until 15
minutes has elapsed without a sighting. If a marine mammal approaches
or enters the shutdown zone during pile driving, the activity will be
halted. Pile driving may resume after the animal has moved out of and
is moving away from the shutdown zone or after at least 15 minutes has
passed since the last observation of the animal.
All marine mammals would be monitored in the Level B harassment
zones and throughout the area as far as visual monitoring can take
place. If a marine mammal enters the Level B harassment zone, in-water
activities would continue and PSOs would document the animal's presence
within the estimated harassment zone.
If a species for which authorization has not been granted (i.e.,
gray whale or humpback whale), or a species which has been granted but
the authorized takes are met, is observed approaching or within the
Level B monitoring zone, pile driving activities will be shutdown
immediately. Activities will not resume until the animal has been
confirmed to have left the area or 15 minutes has elapsed with no
sighting of the animal.
Table 10--Shutdown Zones and Level B Monitoring Zones by Activity
------------------------------------------------------------------------
Shutdown zone for Monitoring zone
Pile type and method all species (m) (m)
------------------------------------------------------------------------
Hydroacoustic Data Collection
Piles:
18-inch Composite/Plastic 20 10
(impact).....................
18-Inch Composite/Plastic 10 1,360
(vibratory removal)..........
Turbidity Curtain:
Steel H-Pile (Vibratory 10 341
Install and Removal).........
24-inch steel shell pile 10 1,585
(Vibratory install and
removal).....................
RWF Relocation Piles:
24-inch steel shell pile 10 1,585
(Vibratory install and
removal).....................
24-inch steel shell pile 360 736
(impact-attenuated)..........
36-inch steel shell pile 30 3,688
(vibratory)..................
Sediment Pins:
14-16 inch timber (Vibratory). 30 3,415
14-16 inch timber (impact).... 20 10
14-16 inch composite (impact). 10 10
14-16 inch composite 20 1,360
(vibratory install)..........
------------------------------------------------------------------------
Protected Species Observers
The placement of PSOs during all pile driving activities (described
in the Proposed Monitoring and Reporting section) would ensure that the
entire shutdown zone is visible. Should environmental conditions
deteriorate such that the entire shutdown zone would not be visible
(e.g., fog, heavy rain), pile driving would be delayed until the PSO is
confident marine mammals within the shutdown zone could be detected.
PSOs would monitor the full shutdown zones and as much of the Level
B harassment zones as possible. Monitoring zones provide utility for
observing by establishing monitoring protocols for areas adjacent to
the shutdown zones. Monitoring zones enable observers to be aware of
and communicate the presence of marine mammals in the project areas
outside the shutdown zones and thus prepare for a potential cessation
of activity should the animal enter the shutdown zone.
Pre- and Post-Activity Monitoring
Monitoring must take place from 30 minutes prior to initiation of
pile driving activities (i.e., pre-clearance monitoring) through 30
minutes post-completion of pile driving. Prior to the start of daily
in-water construction activity, or whenever a break in pile driving of
30 minutes or longer occurs, PSOs would observe the shutdown and
monitoring zones for a period of 30 minutes. The shutdown zone would be
considered cleared when a marine mammal has not been observed within
[[Page 82853]]
the zone for a 30-minute period. If a marine mammal is observed within
the shutdown zones, pile driving activity would be delayed or halted.
If work ceases for more than 30 minutes, the pre-activity monitoring of
the shutdown zones would commence. A determination that the shutdown
zone is clear must be made during a period of good visibility (i.e.,
the entire shutdown zone and surrounding waters must be visible to the
naked eye).
Soft-Start Procedures
Soft-start procedures are used to provide additional protection to
marine mammals by providing warning and/or giving marine mammals a
chance to leave the area prior to the hammer operating at full
capacity. For impact pile driving, contractors would be required to
provide an initial set of three strikes from the hammer at reduced
energy, followed by a 30-second waiting period, then two subsequent
reduced-energy strike sets. Soft start would be implemented at the
start of each day's impact pile driving and at any time following
cessation of impact pile driving for a period of 30 minutes or longer.
Bubble Curtain
A bubble curtain must be employed during all impact pile
installation of steel piles less than 24 inches in diameter to
interrupt the acoustic pressure and reduce impact on marine mammals.
Impact pile driving will not be allowed for 36-inch steel shell piles.
The bubble curtain must distribute air bubbles around 100 percent of
the piling circumference for the full depth of the water column. The
lowest bubble ring must be in contact with the mudline for the full
circumference of the ring. The weights attached to the bottom ring must
ensure 100 percent substrate contact. No parts of the ring or other
objects may prevent full substrate contact. Air flow to the bubblers
must be balanced around the circumference of the pile.
Based on our evaluation of the applicant's proposed measures, NMFS
has preliminarily determined that the proposed mitigation measures
provide the means of effecting the least practicable impact on the
affected species or stocks and their habitat, paying particular
attention to rookeries, mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present while
conducting the activities. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the activity; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and,
Mitigation and monitoring effectiveness.
Visual Monitoring
Marine mammal monitoring must be conducted in accordance with the
conditions in this section and the IHA. Marine mammal monitoring during
pile driving activities would be conducted by PSO's meeting NMFS'
standards and in a manner consistent with the following:
PSOs must be independent of the activity contractor (for
example, employed by a subcontractor) and have no other assigned tasks
during monitoring periods;
At least one PSO would have prior experience performing
the duties of a PSO during construction activity pursuant to a NMFS-
issued incidental take authorization.
Other PSOs may substitute education (degree in biological
science or related field) or training for experience.
Where a team of three or more PSOs is required, a lead
observer or monitoring coordinator would be designated. The lead
observer would be required to have prior experience working as a marine
mammal observer during construction.
PSOs will submit PSO resumes for approval by NMFS 30 days
prior to the onset of pile driving.
PSOs must be approved by NMFS prior to beginning any
activity subject to the IHA.
PSOs should have the following additional qualifications:
Ability to conduct field observations and collect data
according to assigned protocols;
Experience or training in the field identification of
marine mammals, including the identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates, times, and reason for implementation
of mitigation (or why mitigation was not implemented when required);
and marine mammal behavior; and
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
PG&E would have between one and three PSOs on site at all times
during pile driving activities. One PSO would be designated as the Lead
PSO and would receive updates from other PSOs. The Lead PSO would be
stationed at the active pile driving rig or at the best vantage point
practicable to monitor the shutdown zones and implement shutdown and
delay procedures. The other PSOs would be stationed at the best vantage
points practicable to observe the monitoring zones. Exact locations
would be determined in the field based on the pile driving site, field
conditions, and in coordination with contractors, but may include
docks,
[[Page 82854]]
barges, and tower structures. PSOs would be equipped with high quality
binoculars or spotting scopes for monitoring and radios and cell phones
for maintaining contact with other observers and work crew. Monitoring
would be conducted 30 minutes before, during, and 30 minutes after all
in-water construction activities. PSOs would record all incidents of
marine mammal occurrence, regardless of distance from activity, and
would document any behavioral reactions in concert with distance from
piles being driven or removed. Pile driving activities include the time
to install or remove a single pile or series of piles, as long as the
time elapsed between uses of the pile driving equipment is no more than
30 minutes.
Data Collection
PSOs would use approved data forms to record the following
information:
Dates and times (beginning and end) of all marine mammal
monitoring.
PSO locations during marine mammal monitoring.
Construction activities occurring during each daily
observation period, including how many and what type of piles were
driven or removed and by what method (i.e., impact or vibratory).
Weather parameters and water conditions.
The number of marine mammals observed, by species,
relative to the pile location and if pile driving or removal was
occurring at time of sighting.
Distance and bearings of each marine mammal observed to
the pile being driven or removed.
Description of marine mammal behavior patterns, including
direction of travel.
Age and sex class, if possible, of all marine mammals
observed.
Detailed information about implementation of any
mitigation triggered (such as shutdowns and delays), a description of
specific actions that ensued, and resulting behavior of the animal if
any.
Reporting
PG&E must submit a draft marine mammal monitoring report to NMFS
within 90 days after the completion of pile driving activities, or 60
days prior to the requested issuance of any future IHAs for the
project, or other projects at the same location, whichever comes first.
A final report must be prepared and submitted within 30 calendar days
following receipt of any NMFS comments on the draft report. If no
comments are received from NMFS within 30 calendar days of receipt of
the draft report, the report shall be considered final. The marine
mammal report would include an overall description of work completed, a
narrative regarding marine mammal sightings, and associated PSO data
sheets and/or raw sighting data. Specifically, the report would
include:
Dates and times (beginning and end) of all marine mammal
monitoring;
Construction activities occurring during each daily
observation period including: (a) the number and types of piles driven
and the method; and (b) total duration of driving time for each pile
(vibratory driving) and number of strikes for each pile (impact
driving).
PSO locations during marine mammal monitoring;
Environmental conditions during monitoring periods (at
beginning and end of PSO shift and whenever conditions change
significantly), including Beaufort sea state and any other relevant
weather conditions including cloud cover, fog, sun glare, and overall
visibility to the horizon, and estimated observable distance;
For each observation of a marine mammal the following must
be recorded: (a) Name of PSO who sighted the animal(s) and PSO location
and activity at time of sighting; (b) time of sighting; (c)
identification of the animal(s) (e.g., genus/species, lowest possible
taxonomic level, or unidentified), PSO confidence in identification,
and the composition of the group if there is a mix of species; (d)
distance and location of each observed marine mammal relative to pile
being driven or removed for each sighting; (e) estimated number of
animals (min/max/best estimate); (f) estimated number of animals by
cohort (adults, juveniles, neonates, group composition, etc.); (g)
animal's closest point of approach and estimated time spent within the
harassment zone; (h) description of any marine mammal behavioral
observations (e.g., observed behaviors such as feeding or traveling),
including an assessment of behavioral responses thought to have
resulted from the activity (e.g., no response or changes in behavioral
state such as ceasing feeding, changing direction, flushing, or
breaching);
Number of marine mammals detected within the harassment
zones, by species; and
Detailed information about implementation of any
mitigation (e.g., shutdowns and delays), a description of specific
actions that ensued, and resulting changes in behavior of the
animal(s), if any.
Reporting Injured or Dead Marine Mammals
In the event that personnel involved in the construction activities
discover an injured or dead marine mammal, PG&E would report the
incident to the Office of Protected Resources (OPR)
([email protected]), NMFS and to the West Coast
regional stranding network (866-767-6114) as soon as feasible. If the
death or injury was clearly caused by the specified activity, PG&E
would immediately cease the specified activities until NMFS is able to
review the circumstances of the incident and determine what, if any,
additional measures are appropriate to ensure compliance with the terms
of the IHAs. PG&E would not resume their activities until notified by
NMFS. The report would include the following:
Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
Species identification (if known) or description of the
animal(s) involved;
Condition of the animal(s) (including carcass condition if
the animal is dead);
Observed behaviors of the animal(s), if alive;
If available, photographs or video footage of the
animal(s); and
General circumstances under which the animal was
discovered.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any impacts or responses (e.g., intensity, duration),
the context of any impacts or responses (e.g., critical reproductive
time or location, foraging impacts affecting energetics), as well as
effects on habitat, and the likely effectiveness of the mitigation. We
also assess the number, intensity, and context of estimated takes by
evaluating this information relative to population status. Consistent
with the 1989 preamble for NMFS' implementing regulations (54 FR 40338;
September 29, 1989), the impacts from other past and ongoing
anthropogenic activities are
[[Page 82855]]
incorporated into this analysis via their impacts on the baseline
(e.g., as reflected in the regulatory status of the species, population
size and growth rate where known, ongoing sources of human-caused
mortality, or ambient noise levels).
To avoid repetition, the discussion of our analysis applies to all
the species listed in table 3, given that the anticipated effects of
this activity on these different marine mammal stocks are expected to
be similar. There is little information about the nature or severity of
the impacts, or the size, status, or structure of any of these species
or stocks that would lead to a different analysis for this activity.
Level A harassment is extremely unlikely given the small size of
the Level A harassment isopleths and the required mitigation measures
designed to minimize the possibility of injury to marine mammals. No
serious injury or mortality is anticipated given the nature of the
activity.
Pile driving activities have the potential to disturb or displace
marine mammals. Specifically, the project activities may result in
take, in the form of Level B harassment from underwater sounds
generated from impact and vibratory pile driving activities. Potential
takes could occur if individuals move into the ensonified zones when
these activities are underway.
The takes by Level B harassment would be due to potential
behavioral disturbances. The potential for harassment is minimized
through construction methods and the implementation of planned
mitigation strategies (see Proposed Mitigation section).
Behavioral responses of marine mammals to pile driving at the
project site, if any, are expected to be mild and temporary. Marine
mammals within the Level B harassment zone may not show any visual cues
they are disturbed by activities or could become alert, avoid the area,
leave the area, or display other mild responses that are not observable
such as changes in vocalization patterns. Given the short duration of
noise-generating activities per day and that pile driving and removal
would occur over approximately 50 days during a span of 5 months, any
harassment would be temporary. There are no other areas or times of
known biological importance for any of the affected species.
Take would occur within a limited, confined area of each stock's
range. Further, the amount of take authorized is extremely small when
compared to stock abundance.
No marine mammal stocks for which incidental take authorization are
listed as threatened or endangered under the ESA. Only one stock, the
Eastern North Pacific Stock of the northern fur seal, is listed as
depleted under the MMPA. However, we do not expect the proposed
authorizations in this action to affect the stock. No injury or
mortality is proposed for authorization, take by Level B harassment is
limited (five takes over the duration of the project), and the proposed
action should have no effect on the reproduction of this species. In
addition, the five authorized takes for the northern fur seal include
both the depleted Eastern North Pacific Stock and the California stock,
which is not depleted.
The relatively low marine mammal occurrences in the area, shutdown
zones, and planned monitoring make injury takes of marine mammals
unlikely. The shutdown zones would be thoroughly monitored before the
pile driving activities begin, and activities would be postponed if a
marine mammal is sighted within the shutdown zone. There is a high
likelihood that marine mammals would be detected by trained observers
under environmental conditions described for the project. Limiting
construction activities to daylight hours would also increase
detectability of marine mammals in the area. Therefore, the mitigation
and monitoring measures are expected to eliminate the potential for
injury and Level A harassment as well as reduce the amount and
intensity of Level B behavioral harassment. Furthermore, the pile
driving activities analyzed here are similar to, or less impactful
than, numerous construction activities conducted in other similar
locations which have occurred with no reported injuries or mortality to
marine mammals, and no known long-term adverse consequences from
behavioral harassment.
The project is not expected to have significant adverse effects on
marine mammal habitat. There are no known Biologically Important Areas
(BIAs) or ESA-designated critical habitat within the project area, and
the activities would not permanently modify existing marine mammal
habitat.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect any of the species
or stocks through effects on annual rates of recruitment or survival:
No serious injury, mortality, or Level A harassment is
anticipated or proposed for authorization.
The specified activities and associated ensonified areas
are very small relative to the overall habitat ranges of all species;
The project area does not overlap known BIAs or ESA-
designated critical habitat;
The lack of anticipated significant or long-term effects
or marine mammal habitat; and
The presumed efficacy of the mitigation measures in
reducing the effects of the specified activity.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted previously, only take of small numbers of marine mammals
may be authorized under sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. When the predicted number of
individuals to be taken is fewer than one-third of the species or stock
abundance, the take is considered to be of small numbers. Additionally,
other qualitative factors may be considered in the analysis, such as
the temporal or spatial scale of the activities.
The amount of take NMFS has authorized is below one-third of the
estimated stock abundances for stocks (See table 9). These are all
likely conservative estimates because they assume all takes are of
different individual animals which is likely not the case. Some
individuals may return multiple times in a day, but PSOs would count
them as separate takes if they cannot be individually identified.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals would be taken relative to the population
size of the affected species or stocks.
[[Page 82856]]
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA; 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally whenever we propose to authorize take for
endangered or threatened species.
No incidental take of ESA-listed species is proposed for
authorization or expected to result from this activity. Therefore, NMFS
has determined that formal consultation under section 7 of the ESA is
not required for this action.
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to Pacific Gas & Electric for conducting pile driving
activities in San Francisco Bay from April 1, 2024 to March 31, 2025,
provided the previously mentioned mitigation, monitoring, and reporting
requirements are incorporated. A draft of the proposed IHA can be found
at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this notice of proposed IHA for the proposed
construction project. We also request comment on the potential renewal
of this proposed IHA as described in the paragraph below. Please
include with your comments any supporting data or literature citations
to help inform decisions on the request for this IHA or a subsequent
renewal IHA.
On a case-by-case basis, NMFS may issue a one-time, 1-year renewal
IHA following notice to the public providing an additional 15 days for
public comments when (1) up to another year of identical or nearly
identical activities as described in the Description of Proposed
Activity section of this notice is planned or (2) the activities as
described in the Description of Proposed Activity section of this
notice would not be completed by the time the IHA expires and a renewal
would allow for completion of the activities beyond that described in
the Dates and Duration section of this notice, provided all of the
following conditions are met:
A request for renewal is received no later than 60 days
prior to the needed renewal IHA effective date (recognizing that the
renewal IHA expiration date cannot extend beyond 1 year from expiration
of the initial IHA).
The request for renewal must include the following:
(1) An explanation that the activities to be conducted under the
requested renewal IHA are identical to the activities analyzed under
the initial IHA, are a subset of the activities, or include changes so
minor (e.g., reduction in pile size) that the changes do not affect the
previous analyses, mitigation and monitoring requirements, or take
estimates (with the exception of reducing the type or amount of take).
(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized.
Upon review of the request for renewal, the status of the affected
species or stocks, and any other pertinent information, NMFS determines
that there are no more than minor changes in the activities, the
mitigation and monitoring measures will remain the same and
appropriate, and the findings in the initial IHA remain valid.
Dated: November 20, 2023.
Catherine Marzin,
Acting Director, Office of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2023-26012 Filed 11-24-23; 8:45 am]
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