Privacy Act of 1974; System of Records, 78467-78472 [2023-24940]
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Federal Register / Vol. 88, No. 219 / Wednesday, November 15, 2023 / Notices
Administration, U.S. Department of
Transportation, Washington, DC 20590.
Comments should refer to the
application number and be submitted in
triplicate. If confirmation of receipt of
comments is desired, include a selfaddressed stamped postcard showing
the special permit number.
FOR FURTHER INFORMATION CONTACT:
Donald Burger, Chief, Office of
Hazardous Materials Safety General
Approvals and Permits Branch, Pipeline
and Hazardous Materials Safety
Administration, U.S. Department of
Transportation, East Building, PHH–13,
1200 New Jersey Avenue Southeast,
Washington, DC 20590–0001, (202) 366–
4535.
SUPPLEMENTARY INFORMATION: Each
mode of transportation for which a
particular special permit is requested is
indicated by a number in the ‘‘Nature of
Application’’ portion of the table below
as follows: 1—Motor vehicle, 2—Rail
freight, 3—Cargo vessel, 4—Cargo
aircraft only, 5—Passenger-carrying
aircraft.
Copies of the applications are
available for inspection in the Records
Center, East Building, PHH–13, 1200
78467
New Jersey Avenue Southeast,
Washington, DC.
This notice of receipt of applications
for special permit is published in
accordance with part 107 of the Federal
hazardous materials transportation law
(49 U.S.C. 5117(b); 49 CFR 1.53(b)).
Issued in Washington, DC, on November 3,
2023.
Donald P. Burger,
Chief, General Approvals and Permits
Branch.
SPECIAL PERMITS DATA
Application
number
Applicant
Nature of the special permits thereof
To authorize the requalification of 3A, 3AA, 3AX, 3AAx and
3T cylinders by proof pressure testing in accordance with
CGA Pamphlet C–1 in lieu of hydrostatic or direct expansion testing. (modes 1, 3).
To authorize the one-time, one-way transportation in commerce of unapproved explosives for the purpose of disposal. (mode 1).
To authorize the transportation in commerce of certain hazardous materials by 14 CFR Part 133 cargo-only aircraft
(rotorcraft external load operations) transporting hazardous
materials attached to or suspended from the aircraft, and
Part 135, as applicable, in remote areas of the US only,
without being subject to certain hazard communication requirements, quantity limitations and certain loading and
stowage requirements. (mode 4).
To authorize the transportation in commerce of certain nonDOT specification containers containing anhydrous ammonia for use in specialty cooling applications in the DoD and
Aerospace industry. (mode 1).
To authorize the transportation in commerce of propane cylinders where the visual inspection record is created in an
alternative manner.
To authorize the transportation in commerce of non-DOT
specification cylinders intended for use in spacecraft.
(mode 1).
To authorize the transportation in commerce of nitric acid in
combination packaging where the inner packagings are not
further individually overpacked in tightly closed metal packagings. (modes 1, 2, 3).
To authorize the manufacture, mark, sale, and use of UN
50D large packagings with a volumetric capacity exceeding
3000 L.
To authorize the transportation in commerce of certain oxidizing liquids in alternative packaging. (mode 1).
To authorize the manufacture, mark, sale, and use of nonDOT specification fiber reinforced composite cylinders with
non-load sharing plastic liners in compliance with UN/
ISO11515: 2013, Type 4. (modes 1, 2, 3).
21656–N .......
Rawhide Leasing Company
LLC.
173.302a(b) .............................
21658–N .......
Veolia ES Technical Solutions
LLC.
173.21(b), 173.51, 173.54(a),
173.56(b).
21659–N .......
Siller Helicopters, Inc ..............
172.400, 172.101, 172.200,
172.204(c)(3), 172.204(c)(3),
172.300, 173.27(b)(2),
175.30(a)(1).
21661–N .......
Thermavant Technologies,
LLC.
173.301(f), 173.302a(a)(1),
173.304a(a)(2).
21662–N .......
Tank Traders Missouri ............
180.215 ...................................
21663–N .......
Orbion Space Technology, Inc.
173.301(f)(1), 173.302a ..........
21664–N .......
Champion Container Corporation.
173.158(f)(3) ............................
21665–N .......
Weilert Enterprises, Inc ...........
178.935(c)(1) ...........................
21666–N .......
CMC Materials, Inc .................
173.22(a)(2), 173.24(c)(1)(i) ....
21667–N .......
Hanwha Cimarron LLC ...........
173.302(a) ...............................
[FR Doc. 2023–25168 Filed 11–14–23; 8:45 am]
BILLING CODE P
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Regulation(s)
affected
DEPARTMENT OF TRANSPORTATION
ACTION:
Notice of a new system of
records.
Office of the Secretary
In accordance with the
Privacy Act of 1974, the United States
Department of Transportation (DOT),
Federal Aviation Administration (FAA),
proposes a new system of records titled,
‘‘DOT/FAA 858 Adjudication Docket
Records in Aviation Litigation
Proceedings under 14 Code of Federal
SUMMARY:
[Docket No. DOT–OST–2023–0108]
Privacy Act of 1974; System of
Records
Office of the Departmental
Chief Information Officer, Office of the
Secretary of Transportation, DOT.
AGENCY:
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Regulations (CFR) part 13, subparts D
and G and Acquisition Dispute
Proceedings under 14 CFR part 17’’.
This system of records allows DOT to
collect and maintain case records for inhouse administrative adjudications and
mediations (‘‘adjudicative records’’) in
accordance with FAA procedures and
regulations that support its mission of
aviation safety.
DATES: Submit comments on or before
December 15, 2023. The Department
may publish an amended Systems of
Records Notice considering any
comments received. This new system
will be effective immediately upon
publication. The routine uses will be
effective December 15, 2023.
ADDRESSES: You may submit comments
identified by docket number DOT–OST–
2023–0108 by any of the following
methods:
• Federal e-Rulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments.
• Mail: Docket Management Facility,
U.S. Department of Transportation, 1200
New Jersey Ave. SE, West Building
Ground Floor, Room W12–140,
Washington, DC 20590–0001.
• Hand Delivery or Courier: West
Building Ground Floor, Room W12–140,
1200 New Jersey Ave. SE, between 9
a.m. and 5 p.m. ET, Monday through
Friday, except Federal Holidays.
• Fax: (202) 493–2251.
Instructions: You must include the
agency name and docket number DOT–
OST–2023–0108. All comments
received will be posted without change
to https://www.regulations.gov,
including any personal information
provided.
Privacy Act: Anyone is able to search
the electronic form of all comments
received in any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.).
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov or to the street
address listed above. Follow the online
instructions for accessing the docket.
FOR FURTHER INFORMATION CONTACT: For
questions, please contact: Karyn
Gorman, Departmental Chief Privacy
Officer, Privacy Office, Department of
Transportation, Washington, DC 20590;
privacy@dot.gov; or 202–366–3140.
SUPPLEMENTARY INFORMATION: The
adjudicative records consist of two
categories of records, namely:
adjudications resulting from actions in
which individuals request a hearing
under 14 CFR part 13, subparts D or G;
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and acquisition adjudications, such as
bid protests, contract disputes and predisputes filed under 14 CFR part 17.
The adjudicative records in both
categories include any associated
applications for attorney fees under 14
CFR part 14. The information
maintained in this system of records
depends on the nature of the case and
includes but is not limited to: a party’s
name; date of birth; tax identification
number (TIN) and/or social security
number (SSN); certificate number,
business and personal contact
information (e.g., address and phone
number); medical information; drug test
results; penalty history; docket number
or order number; financial (e.g., tax
returns, pay stubs or bank statements)
and employment-related information; as
well as other personally identifiable
information (PII) in exhibits and other
artifacts, which vary depending on the
nature of the case.
Background
In accordance with the Privacy Act of
1974, the United States DOT/FAA is
proposing a new system of records
notice titled, ‘‘DOT/FAA 858
Adjudication Docket Records in
Aviation Litigation Proceedings under
14 CFR part 13, subparts D and G and
Acquisition Dispute Proceedings under
14 CFR part 17.’’ The records covered by
this Notice were previously covered by
two separate Notices: SORN DOT/FAA
847, Aviation Records on Individuals,
and SORN DOT/ALL 14, Federal Docket
Management System (FDMS). To ensure
consistent handling of records
maintained by FAA’s Office of
Adjudication, DOT is proposing to
consolidate adjudication docket records
maintained by the Office of
Adjudication into a single SORN.
This system of records covers all
facets of in-house administrative
adjudications and mediations
(‘‘adjudicative records’’). The
adjudicative records consist of two
categories of records, namely:
adjudications resulting from certain
actions in which individuals request a
hearing under 14 CFR part 13, subparts
D or G (‘‘subparts D or G records’’), and
acquisition adjudications (‘‘acquisition
adjudication records’’), such as bid
protests, contract disputes and predisputes filed by individuals under 14
CFR part 17. Both of these categories
include any related applications for
attorney fees under 14 CFR part 14.
Subparts D or G Records
Subparts D or G records are records
that are generated in connection with a
request for hearing and proceedings
related to such a request under 14 CFR
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part 13, subparts D and G. FAA actions
that result in the creation of records
following a request for a hearing under
subpart D are referenced in 14 CFR
13.20 and include orders of compliance,
cease and desist orders, and orders of
denial. FAA actions that result in the
creation of records following a request
for a hearing under subpart G are
referenced in that subpart. Requests for
hearings under subparts D and G are
filed with the Office of Adjudication.
This Notice does not cover the
underlying enforcement investigative
records maintained in FAA’s
investigative files for actions described
in 14 CFR 13.16 and 13.20; those files
are maintained in accordance with
System of Records Notice DOT/FAA
847, Aviation Records on Individuals, to
the extent they pertain to investigations
pertaining to an individual.
The individual’s request for a hearing
initiates in-house administrative
adjudication by the FAA. During the
adjudication process, the individual and
the FAA make arguments and submit
into the case record information in
connection with the litigation and their
positions. This case record information
often contains PII that includes but is
not limited to: the individual’s name;
date of birth; TIN and/or SSN; certificate
number, business and personal contact
information (e.g., address and phone
number); medical information; drug test
results; penalty history; docket number
or order number; financial (e.g., tax
returns, pay stubs or bank statements)
and employment-related information; as
well as other PII in exhibits and other
artifacts, which vary depending on the
nature of the case. These records are
generated under the provisions of 14
CFR part 13, subparts D and G.
Associated records pertaining to
requests for attorney fees are generated
as a result of the requirements under 14
CFR part 14.
Subparts D or G records that are the
subject of this notice are those created
under 14 CFR part 13, subparts D and
G, following an individual’s request for
a hearing under those subparts. These
individuals consist of any members of
the public who are subject to FAA
statutes and regulations those who fall
within the ambit of §§ 13.16 and 13.20,
who request a hearing under those
sections, and who are the subject of
documents generated through litigation
under those sections.
Acquisition Adjudication Records
Acquisition adjudication records
pertain to acquisition actions filed by a
party who does, or seeks to do, business
with the FAA; this Notice applies to
those actions filed by parties who
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conduct, or seek to conduct business
with the FAA in their personal capacity.
It does not apply to actions filed by
businesses or other non-person entities.
An acquisition matter could involve a
contract dispute between a party and
the FAA over rental payments. A bid
protest filed by a party against an
adverse evaluation by the FAA of their
financial capability to perform a
contract is another possible acquisition
matter. These parties submit records to
support their contract dispute or bid
protest, that includes but is not limited
to: a party’s name, date of birth, TIN
and/or SSN; business and personal
contact information (address and phone
number); docket number or order
number; financial (e.g., tax returns, pay
stubs or bank statements) and
employment-related information; as
well as other PII in exhibits and other
artifacts, which vary depending on the
nature of the case.
Acquisition adjudication records
cover: parties who file, and are the
subjects of, bid protests, contract
disputes, pre-disputes and any
associated application for attorney fees,
pursuant to 14 CFR parts 17 and 14
(respectively), with the Office of
Adjudication’s Office of Dispute
Resolution for Acquisition (ODRA).
These parties can include:
Individuals who are contractors,
lessors, offerors, and members of the
public who do, or seek to do business
with the FAA in their personal capacity.
Privacy Act
The Privacy Act (5 U.S.C. 552a)
governs the means by which the Federal
Government collects, maintains, and
uses personally identifiable information
(PII) in a System of Records. A ‘‘System
of Records’’ is a group of any records
under the control of a Federal agency
from which information about
individuals is retrieved by name or
other personal identifier. The Privacy
Act requires each agency to publish in
the Federal Register a System of
Records Notice (SORN) identifying and
describing each System of Records the
agency maintains, including the
purposes for which the agency uses PII
in the system, the routine uses for
which the agency discloses such
information outside the agency, and
how individuals to whom a Privacy Act
record pertains can exercise their rights
under the Privacy Act (e.g., to determine
if the system contains information about
them and to contest inaccurate
information). In accordance with 5
U.S.C. 552a(r), DOT has provided a
report of this system of records to the
Office of Management and Budget and
to Congress.
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SYSTEM NAME AND NUMBER:
Department of Transportation, Federal
Aviation Administration, DOT/FAA 858
Adjudication Docket Records in
Aviation Litigation Proceedings under
14 CFR part 13, subparts D and G and
Acquisition Dispute Proceedings under
14 CFR part 17.
SECURITY CLASSIFICATION:
Unclassified
SYSTEM LOCATION:
System records are maintained at
FAA headquarters in the Office of
Adjudication. Address: 800
Independence Avenue SW, Washington,
DC 20591.
SYSTEM MANAGER(S):
For adjudication records in pending
cases: Director, Office of Adjudication,
AGC–70, 800 Independence Ave. SW,
Washington, DC 20591. 9-AGC-FAAHearingDocket@faa.gov [for Subparts D
or G adjudication records] or 9-AGCODRA@faa.gov [for acquisition
adjudication records].
For finalized adjudication records in
closed cases stored in the Case and
Document Management System (CDMS):
Director, Administrative Division, AGC–
10, 800 Independence Ave. SW,
Washington, DC 20591.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
49 U.S.C. 106, 44701, 40113–40114,
and 46101–46110; 14 CFR part 13,
subparts D and G; 14 CFR parts 14 and
17.
PURPOSE(S) OF THE SYSTEM:
The purpose of the system is to allow
DOT to collect and maintain case
records for in-house administrative
adjudications and mediations
(‘‘adjudicative records’’) in accordance
with FAA procedures and regulations
that support its mission of aviation
safety. The adjudicative records consist
of two categories of records, namely:
legal proceedings resulting from
adjudications resulting from certain
actions in which individuals request a
hearing under 14 CFR part 13, subparts
D or G; and acquisition adjudications,
such as bid protests, contract disputes
and pre-disputes filed under 14 CFR
part 17. The adjudicative records in
both categories include any associated
applications for attorney fees under 14
CFR part 14.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
This system of records contains
information on individual members of
the public who are parties in aviation
litigation adjudication proceedings
under 14 CFR part 13, subparts D and
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G or acquisition adjudication
proceedings under 14 CFR part 17.
Subparts D or G Records: Individuals
who request a hearing under 14 CFR
part 13, subparts D and G, resulting
from an FAA-initiated action described
in 14 CFR 13.16 and 13.20: These
individuals consist of those who fall
within the ambit of §§ 13.16 and 13.20,
who request a hearing under those
sections, and who are the subject of
documents generated through litigation
under those sections.
Acquisition Adjudication Records:
Parties who file, and are the subjects of,
bid protests, contract claims, predisputes and associated applications for
attorney fees, pursuant to 14 CFR parts
17 and 14 (respectively), with the ODRA
relative to contracts competed or
awarded under the FAA’s acquisition
policies and procedures. These parties
can include:
Individuals who are contractors,
lessors, offerors, and members of the
public who do, or seek to do business
with the FAA in their personal capacity.
CATEGORIES OF RECORDS IN THE SYSTEM:
The types of PII contained within the
categories of records in this system of
records depend on the nature of the
case, and include but are not limited to:
Subparts D or G Records: Subparts D
or G records are records that are
generated as a result of a request for a
hearing under 14 CFR part 13, subparts
D and G, resulting from an FAAinitiated legal enforcement action
described in 14 CFR 13.16 and 13.20.
Such records may include a party’s
name, date of birth; TIN and/or SSN;
certificate number, business and
personal contact information (e.g.,
address and phone number); medical
information; drug test results; penalty
history; docket number or order
number; financial (e.g., tax returns, pay
stubs or bank statements) and
employment-related information; as
well as other PII in exhibits and other
artifacts, which vary depending on the
nature of the case. These records are
generated as a result of the provisions of
14 CFR part 13, subparts D and G.
Acquisition Adjudication Records: A
party’s name, date of birth, TIN and/or
SSN; business and personal contact
information (address and phone
number); docket number or order
number; financial (e.g., tax returns, pay
stubs or bank statements) and
employment-related information; as
well as other PII in exhibits and other
artifacts, which vary depending on the
nature of the case.
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RECORD SOURCE CATEGORIES:
Subparts D or G Records: Subparts D
or G records that are the subject of this
notice are those created under 14 CFR
part 13, subparts D and G, following an
individual’s request for a hearing under
those subparts. These individuals
consist of: those individuals who fall
within the ambit of §§ 13.16 and 13.20,
who request a hearing under those
sections, and who are the subject of
documents generated through litigation
under those sections.
Acquisition Adjudication Records:
Parties who file, and are the subjects of,
bid protests, contract claims, predisputes and associated applications for
attorney fees, pursuant to 14 CR parts 17
and 14 (respectively), with the ODRA
relative to contracts competed or
awarded under the FAA’s acquisition
policies and procedures.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to other disclosures
generally permitted under 5 U.S.C.
552a(b) of the Privacy Act, all or a
portion of the records or information
contained in this system may be
disclosed outside DOT as a routine use
pursuant to 5 U.S.C. 552a(b)(3) as
follows:
System Specific Routine Use
1. The FAA may provide public
versions of decisions and orders, which
have been sanitized to remove any
sensitive PII, proprietary, sourceselection or other confidential
information, as a routine use, to
commercial publishers of legal materials
for inclusion in print editions and
online services for the same reasons.
Public versions of decisions and orders
published on the FAA website or by
commercial publishers such as Westlaw
or LexisNexis may contain the names of
parties, attorneys, legal representatives,
witnesses, and other individuals
involved in the case.
Departmental Routine Uses
2. In the event that a system of records
maintained by DOT to carry out its
functions indicates a violation or
potential violation of law, whether civil,
criminal, or regulatory in nature, and
whether arising by general statute or
particular program pursuant thereto, the
relevant records in the system of records
may be referred, as a routine use, to the
appropriate agency, whether Federal,
State, local, or foreign, charged with the
responsibility of investigating or
prosecuting such violation or charged
with enforcing or implementing the
statute, or rule, regulation, or order
issued pursuant thereto.
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3. A record from this system of
records may be disclosed, as a routine
use, to a Federal, State, or local agency
maintaining civil, criminal, or other
relevant enforcement information or
other pertinent information, such as
current licenses, if necessary to obtain
information relevant to a DOT decision
concerning the hiring or retention of an
employee, the issuance of a security
clearance, the letting of a contract, or
the issuance of a license, grant or other
benefit.
4. A record from this system of
records may be disclosed, as a routine
use, to a Federal agency, in response to
its request, in connection with the
hiring or retention of an employee, the
issuance of a security clearance, the
reporting of an investigation of an
employee, the letting of a contract, or
the issuance of a license, grant, or other
benefit by the requesting agency, to the
extent that the information is relevant
and necessary to the requesting agency’s
decision on the matter.
5a. Routine Use for Disclosure for Use
in Litigation. It shall be a routine use of
the records in this system of records to
disclose them to the Department of
Justice, or other Federal agencies
conducting litigation when (a) DOT, or
any agency thereof, or (b) Any employee
of DOT or any agency thereof in their
official capacity, or (c) Any employee of
DOT or any agency thereof, in their
individual capacity, where the
Department of Justice has agreed to
represent the employee, or (d) The
United States or any agency thereof,
where DOT determines that litigation
likely to affect the United States, is a
party to litigation or has an interest in
such litigation, and the use of such
records by the Department of Justice or
other Federal agency conducting the
litigation is deemed by DOT to be
relevant and necessary in the litigation,
provided, however, that in each case,
DOT determines that disclosure of the
records in the litigation is a use of the
information contained in the records
that is compatible with the purpose for
which the records were collected.
5b. Routine Use for Agency Disclosure
in Other Proceedings. It shall be a
routine use of records in this system to
disclose them in proceedings before any
court or adjudicative or administrative
body before which DOT or any agency
thereof appears when (a) DOT, or any
agency thereof, or (b) Any employee of
DOT or any agency thereof in their
official capacity, or (c) Any employee of
DOT or any agency thereof in their
individual capacity where DOT has
agreed to represent the employee, or (d)
The United States or any agency thereof,
where DOT determines that the
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proceeding is likely to affect the United
States, is a party to the proceeding, or
has an interest in such proceeding, and
DOT determines that use of such
records is relevant and necessary in the
proceeding, provided, however, that in
each case, DOT determines that
disclosure of the records in the
proceeding is a use of the information
contained in the records that is
compatible with the purpose for which
the records were collected.
6. The information contained in this
system of records will be disclosed to
the Office of Management and Budget,
OMB in connection with the review of
private relief legislation as set forth in
OMB Circular No. A–19 at any stage of
the legislative coordination and
clearance process as set forth in that
Circular.
7. Disclosure may be made to a
Congressional office from the record of
an individual in response to an inquiry
from the Congressional office made at
the request of that individual. In such
cases, however, the congressional office
does not have greater rights to records
than the individual. Thus, the
disclosure may be withheld from
delivery to the individual where the file
contains investigative or actual
information or other materials which are
being used, or are expected to be used,
to support prosecution or fines against
the individual for violations of a statute,
or of regulations of the Department
based on statutory authority. No such
limitations apply to records requested
for Congressional oversight or legislative
purposes; release is authorized under 49
CFR 10.35(9).
8. One or more records from a system
of records may be disclosed routinely to
the National Archives and Records
Administration (NARA) in records
management inspections being
conducted under the authority of 44
U.S.C. 2904 and 2906.
9. Routine Use for disclosure to the
Coast Guard and to Transportation
Security Administration. A record from
this system of records may be disclosed
as a routine use to the Coast Guard and
to the Transportation Security
Administration if information from this
system was shared with either agency
when that agency was a component of
the Department of Transportation before
its transfer to the Department of
Homeland Security and such disclosure
is necessary to accomplish a DOT, TSA
or Coast Guard function related to this
system of records.
10. DOT may make available to
another agency or instrumentality of any
government jurisdiction, including State
and local governments, listings of names
from any system of records in DOT for
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use in law enforcement activities, either
civil or criminal, or to expose fraudulent
claims, regardless of the stated purpose
for the collection of the information in
the system of records. These
enforcement activities are generally
referred to as matching programs
because two lists of names are checked
for match using automated assistance.
This routine use is advisory in nature
and does not offer unrestricted access to
systems of records for such law
enforcement and related antifraud
activities. Each request will be
considered on the basis of its purpose,
merits, cost effectiveness and
alternatives using Instructions on
reporting computer matching programs
to the Office of Management and
Budget, OMB, Congress, and the public,
published by the Director, OMB, dated
September 20, 1989.
11. It shall be a routine use of the
information in any DOT system of
records to provide to the Attorney
General of the United States, or his/her
designee, information indicating that a
person meets any of the
disqualifications for receipt, possession,
shipment, or transport of a firearm
under the Brady Handgun Violence
Prevention Act. In case of a dispute
concerning the validity of the
information provided by DOT to the
Attorney General, or his/her designee, it
shall be a routine use of the information
in any DOT system of records to make
any disclosures of such information to
the National Background Information
Check System, established by the Brady
Handgun Violence Prevention Act, as
may be necessary to resolve such
dispute.
12a. DOT may disclose records from
this system, as a routine use, to
appropriate agencies, entities, and
persons when: (1) DOT suspects or has
confirmed that there has been a breach
of the system of records; (2) DOT has
determined that as a result of the
suspected or confirmed breach there is
a risk of harm to individuals, DOT
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with DOT’s efforts to
respond to the suspected or confirmed
breach or to prevent, minimize or
remedy such harm.
12b. To another Federal agency or
Federal entity, when DOT determines
that information from this system of
records is reasonably necessary to assist
the recipient agency or entity in (1)
responding to a suspected or confirmed
breach or (2) preventing, minimizing, or
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17:49 Nov 14, 2023
Jkt 262001
remedying the risk of harm to
individuals, the recipient agency or
entity (including its information
systems, programs, and operations), the
Federal Government, or national
security, resulting from a suspected or
confirmed breach.
13. DOT may disclose records from
this system, as a routine use, to the
Office of Government Information
Services for the purpose of (a) resolving
disputes between FOIA requesters and
Federal agencies and (b) reviewing
agencies policies, procedures and
compliance in order to recommend
policy changes to Congress and the
President.
14. DOT may disclose records from
this system, as a routine use, to
contractors and their agents, experts,
consultants, and other performing or
working on a contract, service,
cooperative agreement, or other
assignment for DOT, when necessary to
accomplish an agency function related
to this system of records.
15. DOT may disclose records from
this system, as a routine use, to an
agency, organization or individual for
the purpose of performing audit or
oversight operations related to this
system of records, but only such records
as are necessary and relevant to the
audit or oversight activity. This routine
use does not apply to intra-agency
sharing authorized under Section (b)(1)
of the Privacy Act.
16. DOT may disclose from this
system, as a routine use, records
consisting of, or relating to, terrorism
information (6 U.S.C. 485(a)(5)),
homeland security information (6 U.S.C.
482(f)(1)), or Law enforcement
information (Guideline 2 Report
attached to White House Memorandum,
‘‘Information Sharing Environment,’’
November 22, 2006) to a Federal, State,
local, Tribal, Territorial, foreign
government and/or multinational
agency, either in response to its request
or upon the initiative of the component
for purposes of sharing such
information as is necessary and relevant
for the agencies to detect, prevent,
disrupt, preempt, and mitigate the
effects of terrorist activities against the
territory, people and interests of the
United States of America, as
contemplated by the Intelligence Reform
and Terrorism Prevention Act of 2004
(Pub. L. 108–458) and Executive Order
13388 (October 25, 2005).
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records are initially stored
electronically on a shared drive and
then are migrated to CDMS, once the
case is finalized.
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Frm 00189
Fmt 4703
Sfmt 4703
78471
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
All records are primarily retrieved by
personal identifiers, such as party name,
docket number, or order number.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
The FAA is drafting a retention and
disposition schedule for adjudicative
records; currently all records retention
schedules are pending. Unscheduled
records are retained indefinitely
pending the agency’s submission, and
(National Archives and Records
Administration) NARA’s approval, of a
disposition schedule. FAA anticipates
proposing to NARA the following
retention periods:
1. In-house administrative
adjudication final orders and decisions
are precedential, permanently retained,
and transferred to NARA 15 years after
the case closes.
2. In-house adjudicative records,
excluding final orders and decisions, in
adjudications not appealed to and
litigated in federal court are destroyed 5
years after the case closes.
3. In-house adjudicative records in
adjudications appealed to and litigated
in federal court are permanently
retained, and transferred to NARA 15
years after the case closes.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Records in this system are
safeguarded in accordance with
applicable rules and policies, including
all applicable DOT FAA automated
systems security and access policies.
Strict controls have been imposed to
minimize the risk of compromising the
information that is being stored. Access
to the computer system containing the
records in this system is limited to
individuals who have a need to know
the information for the performance of
their official duties and who have
appropriate clearances or permissions.
RECORD ACCESS PROCEDURES:
Individuals seeking notification of
whether this system of records contains
information about them may contact the
System Manager at the address provided
in the section ‘‘System Manager’’. When
seeking records about yourself from this
system of records or any other
Departmental system of records your
request must conform to the Privacy Act
regulations set forth in 49 CFR part 10.
You must sign your request and your
signature must either be notarized or
submitted under 28 U.S.C. 1746, a law
that permits statements to be made
under penalty of perjury as a substitute
for notarization. If your request is
E:\FR\FM\15NON1.SGM
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78472
Federal Register / Vol. 88, No. 219 / Wednesday, November 15, 2023 / Notices
seeking records pertaining to another
living individual, you must include a
statement from that individual
certifying his/her agreement for you to
access his/her records.
CONTESTING RECORD PROCEDURES:
See ‘‘Record Access Procedures’’
above.
NOTIFICATION PROCEDURES:
See ‘‘Record Access Procedures’’
above.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
None.
Issued in Washington, DC.
Karyn Gorman,
Departmental Chief Privacy Officer.
[FR Doc. 2023–24940 Filed 11–14–23; 8:45 am]
BILLING CODE 4910–9X–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
Proposed Collection; Comment
Request for Form 1041–N
Internal Revenue Service (IRS),
Treasury.
ACTION: Notice and request for
comments.
AGENCY:
The Internal Revenue Service
(IRS), as part of its continuing effort to
reduce paperwork and respondent
burden, invites the general public and
other Federal agencies to take this
opportunity to comment on information
collections, as required by the
Paperwork Reduction Act of 1995. The
IRS is soliciting comments concerning
U.S. Income Tax Return for Electing
Alaska Native Settlement Trusts.
DATES: Written comments should be
received on or before January 16, 2024
to be assured of consideration.
ADDRESSES: Direct all written comments
to Andres Garcia, Internal Revenue
Service, Room 6526, 1111 Constitution
Avenue NW, Washington, DC 20224, or
by email to pra.comments@irs.gov.
Include ‘‘OMB Number 1545–1776—
U.S. Income Tax Return for Electing
Alaska Native Settlement Trusts’’ in the
subject line of the message.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
copies of this collection should be
directed to Martha R. Brinson, at
(202)317–5753, or at Internal Revenue
Service, Room 6526, 1111 Constitution
Avenue NW, Washington, DC 20224, or
through the internet at
Martha.R.Brinson@irs.gov.
ddrumheller on DSK120RN23PROD with NOTICES1
SUMMARY:
VerDate Sep<11>2014
17:49 Nov 14, 2023
Jkt 262001
SUPPLEMENTARY INFORMATION:
Title: U.S. Income Tax Return for
Electing Alaska Native Settlement
Trusts.
OMB Number: 1545–1776.
Form Number: 1041–N.
Abstract: An Alaska Native
Settlement Trust (ANST) may elect
under section 646 to have the special
income tax treatment of that section
apply to the trust and its beneficiaries.
This one-time election is made by filing
Form 1041–N which is used by the
ANST to report its income, etc., and to
compute and pay any income tax. Form
1041–N is also used for the special
information reporting requirements that
apply to ANSTs.
Current Actions: IRS is revising Form
1041–N, Part II, to allow the elective
payment election amount to be entered
from Form 3800.
Type of Review: Revision of a
currently approved collection.
Affected Public: Business or other forprofit organizations.
Estimated Number of Respondents:
20.
Estimated Time per Response: 39
minutes.
Estimated Total Annual Burden
Hours: 788.
The following paragraph applies to all
of the collections of information covered
by this notice:
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless the collection of information
displays a valid OMB control number.
Books or records relating to a collection
of information must be retained as long
as their contents may become material
in the administration of any internal
revenue law. Generally, tax returns and
tax return information are confidential,
as required by 26 U.S.C. 6103.
Request for Comments: Comments
submitted in response to this notice will
be summarized and/or included in the
request for OMB approval. Comments
will be of public record. Comments are
invited on: (a) whether the collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information has practical utility; (b) the
accuracy of the agency’s estimate of the
burden of the collection of information;
(c) ways to enhance the quality, utility,
and clarity of the information to be
collected; (d) ways to minimize the
burden of the collection of information
on or other forms of information
technology; and (e) estimates of capital
or start-up costs and costs of operation,
maintenance, and purchase of services
to provide information.
PO 00000
Frm 00190
Fmt 4703
Sfmt 4703
Approved: November 7, 2023.
Martha R. Brinson,
Tax Analyst.
[FR Doc. 2023–25149 Filed 11–14–23; 8:45 am]
BILLING CODE 4830–01–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
Proposed Collection; Comment
Request for Form 8881
Internal Revenue Service (IRS),
Treasury.
ACTION: Notice and request for
comments.
AGENCY:
The Internal Revenue Service
(IRS), as part of its continuing effort to
reduce paperwork and respondent
burden, invites the general public and
other Federal agencies to take this
opportunity to comment on information
collections, as required by the
Paperwork Reduction Act of 1995. The
IRS is soliciting comments concerning
the Form 8881—Credit for Small
Employer Pension Plan Startup Costs,
Auto-Enrollment, and Military Spouse
Retirement Plan, as amended to include
changes by the SECURE 2.0 Act.
DATES: Written comments should be
received on or before January 16, 2024
to be assured of consideration.
ADDRESSES: Direct all written comments
to Andres Garcia, Internal Revenue
Service, Room 6526, 1111 Constitution
Avenue NW, Washington, DC 20224, or
by email to pra.comments@irs.gov.
Include ‘‘OMB Number 1545–1810—
Form 8881—Credit for Small Employer
Pension Plan Startup Costs, AutoEnrollment, and Military Spouse
Retirement Plan’’ in the subject line of
the message.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
copies of this collection should be
directed to Martha R. Brinson, at
(202)317–5753, or at Internal Revenue
Service, Room 6526, 1111 Constitution
Avenue NW, Washington, DC 20224, or
through the internet at
Martha.R.Brinson@irs.gov.
SUPPLEMENTARY INFORMATION:
Title: Credit for Small Employer
Pension Plan Startup Costs, AutoEnrollment, and Military Spouse
Retirement Plan.
OMB Number: 1545–1810.
Form Number: 8881.
Abstract: Qualified small employers
use Form 8881 to claim a credit for startup costs and auto-enrollment
arrangements related to eligible
retirement plans. Form 8881
implements section 45E of the Internal
SUMMARY:
E:\FR\FM\15NON1.SGM
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Agencies
[Federal Register Volume 88, Number 219 (Wednesday, November 15, 2023)]
[Notices]
[Pages 78467-78472]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-24940]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
[Docket No. DOT-OST-2023-0108]
Privacy Act of 1974; System of Records
AGENCY: Office of the Departmental Chief Information Officer, Office of
the Secretary of Transportation, DOT.
ACTION: Notice of a new system of records.
-----------------------------------------------------------------------
SUMMARY: In accordance with the Privacy Act of 1974, the United States
Department of Transportation (DOT), Federal Aviation Administration
(FAA), proposes a new system of records titled, ``DOT/FAA 858
Adjudication Docket Records in Aviation Litigation Proceedings under 14
Code of Federal
[[Page 78468]]
Regulations (CFR) part 13, subparts D and G and Acquisition Dispute
Proceedings under 14 CFR part 17''. This system of records allows DOT
to collect and maintain case records for in-house administrative
adjudications and mediations (``adjudicative records'') in accordance
with FAA procedures and regulations that support its mission of
aviation safety.
DATES: Submit comments on or before December 15, 2023. The Department
may publish an amended Systems of Records Notice considering any
comments received. This new system will be effective immediately upon
publication. The routine uses will be effective December 15, 2023.
ADDRESSES: You may submit comments identified by docket number DOT-OST-
2023-0108 by any of the following methods:
Federal e-Rulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Mail: Docket Management Facility, U.S. Department of
Transportation, 1200 New Jersey Ave. SE, West Building Ground Floor,
Room W12-140, Washington, DC 20590-0001.
Hand Delivery or Courier: West Building Ground Floor, Room
W12-140, 1200 New Jersey Ave. SE, between 9 a.m. and 5 p.m. ET, Monday
through Friday, except Federal Holidays.
Fax: (202) 493-2251.
Instructions: You must include the agency name and docket number
DOT-OST-2023-0108. All comments received will be posted without change
to https://www.regulations.gov, including any personal information
provided.
Privacy Act: Anyone is able to search the electronic form of all
comments received in any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.).
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov or to the street
address listed above. Follow the online instructions for accessing the
docket.
FOR FURTHER INFORMATION CONTACT: For questions, please contact: Karyn
Gorman, Departmental Chief Privacy Officer, Privacy Office, Department
of Transportation, Washington, DC 20590; [email protected]; or 202-366-
3140.
SUPPLEMENTARY INFORMATION: The adjudicative records consist of two
categories of records, namely: adjudications resulting from actions in
which individuals request a hearing under 14 CFR part 13, subparts D or
G; and acquisition adjudications, such as bid protests, contract
disputes and pre-disputes filed under 14 CFR part 17. The adjudicative
records in both categories include any associated applications for
attorney fees under 14 CFR part 14. The information maintained in this
system of records depends on the nature of the case and includes but is
not limited to: a party's name; date of birth; tax identification
number (TIN) and/or social security number (SSN); certificate number,
business and personal contact information (e.g., address and phone
number); medical information; drug test results; penalty history;
docket number or order number; financial (e.g., tax returns, pay stubs
or bank statements) and employment-related information; as well as
other personally identifiable information (PII) in exhibits and other
artifacts, which vary depending on the nature of the case.
Background
In accordance with the Privacy Act of 1974, the United States DOT/
FAA is proposing a new system of records notice titled, ``DOT/FAA 858
Adjudication Docket Records in Aviation Litigation Proceedings under 14
CFR part 13, subparts D and G and Acquisition Dispute Proceedings under
14 CFR part 17.'' The records covered by this Notice were previously
covered by two separate Notices: SORN DOT/FAA 847, Aviation Records on
Individuals, and SORN DOT/ALL 14, Federal Docket Management System
(FDMS). To ensure consistent handling of records maintained by FAA's
Office of Adjudication, DOT is proposing to consolidate adjudication
docket records maintained by the Office of Adjudication into a single
SORN.
This system of records covers all facets of in-house administrative
adjudications and mediations (``adjudicative records''). The
adjudicative records consist of two categories of records, namely:
adjudications resulting from certain actions in which individuals
request a hearing under 14 CFR part 13, subparts D or G (``subparts D
or G records''), and acquisition adjudications (``acquisition
adjudication records''), such as bid protests, contract disputes and
pre-disputes filed by individuals under 14 CFR part 17. Both of these
categories include any related applications for attorney fees under 14
CFR part 14.
Subparts D or G Records
Subparts D or G records are records that are generated in
connection with a request for hearing and proceedings related to such a
request under 14 CFR part 13, subparts D and G. FAA actions that result
in the creation of records following a request for a hearing under
subpart D are referenced in 14 CFR 13.20 and include orders of
compliance, cease and desist orders, and orders of denial. FAA actions
that result in the creation of records following a request for a
hearing under subpart G are referenced in that subpart. Requests for
hearings under subparts D and G are filed with the Office of
Adjudication. This Notice does not cover the underlying enforcement
investigative records maintained in FAA's investigative files for
actions described in 14 CFR 13.16 and 13.20; those files are maintained
in accordance with System of Records Notice DOT/FAA 847, Aviation
Records on Individuals, to the extent they pertain to investigations
pertaining to an individual.
The individual's request for a hearing initiates in-house
administrative adjudication by the FAA. During the adjudication
process, the individual and the FAA make arguments and submit into the
case record information in connection with the litigation and their
positions. This case record information often contains PII that
includes but is not limited to: the individual's name; date of birth;
TIN and/or SSN; certificate number, business and personal contact
information (e.g., address and phone number); medical information; drug
test results; penalty history; docket number or order number; financial
(e.g., tax returns, pay stubs or bank statements) and employment-
related information; as well as other PII in exhibits and other
artifacts, which vary depending on the nature of the case. These
records are generated under the provisions of 14 CFR part 13, subparts
D and G. Associated records pertaining to requests for attorney fees
are generated as a result of the requirements under 14 CFR part 14.
Subparts D or G records that are the subject of this notice are
those created under 14 CFR part 13, subparts D and G, following an
individual's request for a hearing under those subparts. These
individuals consist of any members of the public who are subject to FAA
statutes and regulations those who fall within the ambit of Sec. Sec.
13.16 and 13.20, who request a hearing under those sections, and who
are the subject of documents generated through litigation under those
sections.
Acquisition Adjudication Records
Acquisition adjudication records pertain to acquisition actions
filed by a party who does, or seeks to do, business with the FAA; this
Notice applies to those actions filed by parties who
[[Page 78469]]
conduct, or seek to conduct business with the FAA in their personal
capacity. It does not apply to actions filed by businesses or other
non-person entities. An acquisition matter could involve a contract
dispute between a party and the FAA over rental payments. A bid protest
filed by a party against an adverse evaluation by the FAA of their
financial capability to perform a contract is another possible
acquisition matter. These parties submit records to support their
contract dispute or bid protest, that includes but is not limited to: a
party's name, date of birth, TIN and/or SSN; business and personal
contact information (address and phone number); docket number or order
number; financial (e.g., tax returns, pay stubs or bank statements) and
employment-related information; as well as other PII in exhibits and
other artifacts, which vary depending on the nature of the case.
Acquisition adjudication records cover: parties who file, and are
the subjects of, bid protests, contract disputes, pre-disputes and any
associated application for attorney fees, pursuant to 14 CFR parts 17
and 14 (respectively), with the Office of Adjudication's Office of
Dispute Resolution for Acquisition (ODRA). These parties can include:
Individuals who are contractors, lessors, offerors, and members of
the public who do, or seek to do business with the FAA in their
personal capacity.
Privacy Act
The Privacy Act (5 U.S.C. 552a) governs the means by which the
Federal Government collects, maintains, and uses personally
identifiable information (PII) in a System of Records. A ``System of
Records'' is a group of any records under the control of a Federal
agency from which information about individuals is retrieved by name or
other personal identifier. The Privacy Act requires each agency to
publish in the Federal Register a System of Records Notice (SORN)
identifying and describing each System of Records the agency maintains,
including the purposes for which the agency uses PII in the system, the
routine uses for which the agency discloses such information outside
the agency, and how individuals to whom a Privacy Act record pertains
can exercise their rights under the Privacy Act (e.g., to determine if
the system contains information about them and to contest inaccurate
information). In accordance with 5 U.S.C. 552a(r), DOT has provided a
report of this system of records to the Office of Management and Budget
and to Congress.
SYSTEM NAME AND NUMBER:
Department of Transportation, Federal Aviation Administration, DOT/
FAA 858 Adjudication Docket Records in Aviation Litigation Proceedings
under 14 CFR part 13, subparts D and G and Acquisition Dispute
Proceedings under 14 CFR part 17.
SECURITY CLASSIFICATION:
Unclassified
SYSTEM LOCATION:
System records are maintained at FAA headquarters in the Office of
Adjudication. Address: 800 Independence Avenue SW, Washington, DC
20591.
SYSTEM MANAGER(S):
For adjudication records in pending cases: Director, Office of
Adjudication, AGC-70, 800 Independence Ave. SW, Washington, DC 20591.
[email protected] [for Subparts D or G adjudication
records] or [email protected] [for acquisition adjudication records].
For finalized adjudication records in closed cases stored in the
Case and Document Management System (CDMS): Director, Administrative
Division, AGC-10, 800 Independence Ave. SW, Washington, DC 20591.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
49 U.S.C. 106, 44701, 40113-40114, and 46101-46110; 14 CFR part 13,
subparts D and G; 14 CFR parts 14 and 17.
PURPOSE(S) OF THE SYSTEM:
The purpose of the system is to allow DOT to collect and maintain
case records for in-house administrative adjudications and mediations
(``adjudicative records'') in accordance with FAA procedures and
regulations that support its mission of aviation safety. The
adjudicative records consist of two categories of records, namely:
legal proceedings resulting from adjudications resulting from certain
actions in which individuals request a hearing under 14 CFR part 13,
subparts D or G; and acquisition adjudications, such as bid protests,
contract disputes and pre-disputes filed under 14 CFR part 17. The
adjudicative records in both categories include any associated
applications for attorney fees under 14 CFR part 14.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
This system of records contains information on individual members
of the public who are parties in aviation litigation adjudication
proceedings under 14 CFR part 13, subparts D and G or acquisition
adjudication proceedings under 14 CFR part 17.
Subparts D or G Records: Individuals who request a hearing under 14
CFR part 13, subparts D and G, resulting from an FAA-initiated action
described in 14 CFR 13.16 and 13.20: These individuals consist of those
who fall within the ambit of Sec. Sec. 13.16 and 13.20, who request a
hearing under those sections, and who are the subject of documents
generated through litigation under those sections.
Acquisition Adjudication Records: Parties who file, and are the
subjects of, bid protests, contract claims, pre-disputes and associated
applications for attorney fees, pursuant to 14 CFR parts 17 and 14
(respectively), with the ODRA relative to contracts competed or awarded
under the FAA's acquisition policies and procedures. These parties can
include:
Individuals who are contractors, lessors, offerors, and members of
the public who do, or seek to do business with the FAA in their
personal capacity.
CATEGORIES OF RECORDS IN THE SYSTEM:
The types of PII contained within the categories of records in this
system of records depend on the nature of the case, and include but are
not limited to:
Subparts D or G Records: Subparts D or G records are records that
are generated as a result of a request for a hearing under 14 CFR part
13, subparts D and G, resulting from an FAA-initiated legal enforcement
action described in 14 CFR 13.16 and 13.20. Such records may include a
party's name, date of birth; TIN and/or SSN; certificate number,
business and personal contact information (e.g., address and phone
number); medical information; drug test results; penalty history;
docket number or order number; financial (e.g., tax returns, pay stubs
or bank statements) and employment-related information; as well as
other PII in exhibits and other artifacts, which vary depending on the
nature of the case. These records are generated as a result of the
provisions of 14 CFR part 13, subparts D and G.
Acquisition Adjudication Records: A party's name, date of birth,
TIN and/or SSN; business and personal contact information (address and
phone number); docket number or order number; financial (e.g., tax
returns, pay stubs or bank statements) and employment-related
information; as well as other PII in exhibits and other artifacts,
which vary depending on the nature of the case.
[[Page 78470]]
RECORD SOURCE CATEGORIES:
Subparts D or G Records: Subparts D or G records that are the
subject of this notice are those created under 14 CFR part 13, subparts
D and G, following an individual's request for a hearing under those
subparts. These individuals consist of: those individuals who fall
within the ambit of Sec. Sec. 13.16 and 13.20, who request a hearing
under those sections, and who are the subject of documents generated
through litigation under those sections.
Acquisition Adjudication Records: Parties who file, and are the
subjects of, bid protests, contract claims, pre-disputes and associated
applications for attorney fees, pursuant to 14 CR parts 17 and 14
(respectively), with the ODRA relative to contracts competed or awarded
under the FAA's acquisition policies and procedures.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to other disclosures generally permitted under 5 U.S.C.
552a(b) of the Privacy Act, all or a portion of the records or
information contained in this system may be disclosed outside DOT as a
routine use pursuant to 5 U.S.C. 552a(b)(3) as follows:
System Specific Routine Use
1. The FAA may provide public versions of decisions and orders,
which have been sanitized to remove any sensitive PII, proprietary,
source-selection or other confidential information, as a routine use,
to commercial publishers of legal materials for inclusion in print
editions and online services for the same reasons. Public versions of
decisions and orders published on the FAA website or by commercial
publishers such as Westlaw or LexisNexis may contain the names of
parties, attorneys, legal representatives, witnesses, and other
individuals involved in the case.
Departmental Routine Uses
2. In the event that a system of records maintained by DOT to carry
out its functions indicates a violation or potential violation of law,
whether civil, criminal, or regulatory in nature, and whether arising
by general statute or particular program pursuant thereto, the relevant
records in the system of records may be referred, as a routine use, to
the appropriate agency, whether Federal, State, local, or foreign,
charged with the responsibility of investigating or prosecuting such
violation or charged with enforcing or implementing the statute, or
rule, regulation, or order issued pursuant thereto.
3. A record from this system of records may be disclosed, as a
routine use, to a Federal, State, or local agency maintaining civil,
criminal, or other relevant enforcement information or other pertinent
information, such as current licenses, if necessary to obtain
information relevant to a DOT decision concerning the hiring or
retention of an employee, the issuance of a security clearance, the
letting of a contract, or the issuance of a license, grant or other
benefit.
4. A record from this system of records may be disclosed, as a
routine use, to a Federal agency, in response to its request, in
connection with the hiring or retention of an employee, the issuance of
a security clearance, the reporting of an investigation of an employee,
the letting of a contract, or the issuance of a license, grant, or
other benefit by the requesting agency, to the extent that the
information is relevant and necessary to the requesting agency's
decision on the matter.
5a. Routine Use for Disclosure for Use in Litigation. It shall be a
routine use of the records in this system of records to disclose them
to the Department of Justice, or other Federal agencies conducting
litigation when (a) DOT, or any agency thereof, or (b) Any employee of
DOT or any agency thereof in their official capacity, or (c) Any
employee of DOT or any agency thereof, in their individual capacity,
where the Department of Justice has agreed to represent the employee,
or (d) The United States or any agency thereof, where DOT determines
that litigation likely to affect the United States, is a party to
litigation or has an interest in such litigation, and the use of such
records by the Department of Justice or other Federal agency conducting
the litigation is deemed by DOT to be relevant and necessary in the
litigation, provided, however, that in each case, DOT determines that
disclosure of the records in the litigation is a use of the information
contained in the records that is compatible with the purpose for which
the records were collected.
5b. Routine Use for Agency Disclosure in Other Proceedings. It
shall be a routine use of records in this system to disclose them in
proceedings before any court or adjudicative or administrative body
before which DOT or any agency thereof appears when (a) DOT, or any
agency thereof, or (b) Any employee of DOT or any agency thereof in
their official capacity, or (c) Any employee of DOT or any agency
thereof in their individual capacity where DOT has agreed to represent
the employee, or (d) The United States or any agency thereof, where DOT
determines that the proceeding is likely to affect the United States,
is a party to the proceeding, or has an interest in such proceeding,
and DOT determines that use of such records is relevant and necessary
in the proceeding, provided, however, that in each case, DOT determines
that disclosure of the records in the proceeding is a use of the
information contained in the records that is compatible with the
purpose for which the records were collected.
6. The information contained in this system of records will be
disclosed to the Office of Management and Budget, OMB in connection
with the review of private relief legislation as set forth in OMB
Circular No. A-19 at any stage of the legislative coordination and
clearance process as set forth in that Circular.
7. Disclosure may be made to a Congressional office from the record
of an individual in response to an inquiry from the Congressional
office made at the request of that individual. In such cases, however,
the congressional office does not have greater rights to records than
the individual. Thus, the disclosure may be withheld from delivery to
the individual where the file contains investigative or actual
information or other materials which are being used, or are expected to
be used, to support prosecution or fines against the individual for
violations of a statute, or of regulations of the Department based on
statutory authority. No such limitations apply to records requested for
Congressional oversight or legislative purposes; release is authorized
under 49 CFR 10.35(9).
8. One or more records from a system of records may be disclosed
routinely to the National Archives and Records Administration (NARA) in
records management inspections being conducted under the authority of
44 U.S.C. 2904 and 2906.
9. Routine Use for disclosure to the Coast Guard and to
Transportation Security Administration. A record from this system of
records may be disclosed as a routine use to the Coast Guard and to the
Transportation Security Administration if information from this system
was shared with either agency when that agency was a component of the
Department of Transportation before its transfer to the Department of
Homeland Security and such disclosure is necessary to accomplish a DOT,
TSA or Coast Guard function related to this system of records.
10. DOT may make available to another agency or instrumentality of
any government jurisdiction, including State and local governments,
listings of names from any system of records in DOT for
[[Page 78471]]
use in law enforcement activities, either civil or criminal, or to
expose fraudulent claims, regardless of the stated purpose for the
collection of the information in the system of records. These
enforcement activities are generally referred to as matching programs
because two lists of names are checked for match using automated
assistance. This routine use is advisory in nature and does not offer
unrestricted access to systems of records for such law enforcement and
related antifraud activities. Each request will be considered on the
basis of its purpose, merits, cost effectiveness and alternatives using
Instructions on reporting computer matching programs to the Office of
Management and Budget, OMB, Congress, and the public, published by the
Director, OMB, dated September 20, 1989.
11. It shall be a routine use of the information in any DOT system
of records to provide to the Attorney General of the United States, or
his/her designee, information indicating that a person meets any of the
disqualifications for receipt, possession, shipment, or transport of a
firearm under the Brady Handgun Violence Prevention Act. In case of a
dispute concerning the validity of the information provided by DOT to
the Attorney General, or his/her designee, it shall be a routine use of
the information in any DOT system of records to make any disclosures of
such information to the National Background Information Check System,
established by the Brady Handgun Violence Prevention Act, as may be
necessary to resolve such dispute.
12a. DOT may disclose records from this system, as a routine use,
to appropriate agencies, entities, and persons when: (1) DOT suspects
or has confirmed that there has been a breach of the system of records;
(2) DOT has determined that as a result of the suspected or confirmed
breach there is a risk of harm to individuals, DOT (including its
information systems, programs, and operations), the Federal Government,
or national security; and (3) the disclosure made to such agencies,
entities, and persons is reasonably necessary to assist in connection
with DOT's efforts to respond to the suspected or confirmed breach or
to prevent, minimize or remedy such harm.
12b. To another Federal agency or Federal entity, when DOT
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
13. DOT may disclose records from this system, as a routine use, to
the Office of Government Information Services for the purpose of (a)
resolving disputes between FOIA requesters and Federal agencies and (b)
reviewing agencies policies, procedures and compliance in order to
recommend policy changes to Congress and the President.
14. DOT may disclose records from this system, as a routine use, to
contractors and their agents, experts, consultants, and other
performing or working on a contract, service, cooperative agreement, or
other assignment for DOT, when necessary to accomplish an agency
function related to this system of records.
15. DOT may disclose records from this system, as a routine use, to
an agency, organization or individual for the purpose of performing
audit or oversight operations related to this system of records, but
only such records as are necessary and relevant to the audit or
oversight activity. This routine use does not apply to intra-agency
sharing authorized under Section (b)(1) of the Privacy Act.
16. DOT may disclose from this system, as a routine use, records
consisting of, or relating to, terrorism information (6 U.S.C.
485(a)(5)), homeland security information (6 U.S.C. 482(f)(1)), or Law
enforcement information (Guideline 2 Report attached to White House
Memorandum, ``Information Sharing Environment,'' November 22, 2006) to
a Federal, State, local, Tribal, Territorial, foreign government and/or
multinational agency, either in response to its request or upon the
initiative of the component for purposes of sharing such information as
is necessary and relevant for the agencies to detect, prevent, disrupt,
preempt, and mitigate the effects of terrorist activities against the
territory, people and interests of the United States of America, as
contemplated by the Intelligence Reform and Terrorism Prevention Act of
2004 (Pub. L. 108-458) and Executive Order 13388 (October 25, 2005).
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are initially stored electronically on a shared drive and
then are migrated to CDMS, once the case is finalized.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
All records are primarily retrieved by personal identifiers, such
as party name, docket number, or order number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
The FAA is drafting a retention and disposition schedule for
adjudicative records; currently all records retention schedules are
pending. Unscheduled records are retained indefinitely pending the
agency's submission, and (National Archives and Records Administration)
NARA's approval, of a disposition schedule. FAA anticipates proposing
to NARA the following retention periods:
1. In-house administrative adjudication final orders and decisions
are precedential, permanently retained, and transferred to NARA 15
years after the case closes.
2. In-house adjudicative records, excluding final orders and
decisions, in adjudications not appealed to and litigated in federal
court are destroyed 5 years after the case closes.
3. In-house adjudicative records in adjudications appealed to and
litigated in federal court are permanently retained, and transferred to
NARA 15 years after the case closes.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Records in this system are safeguarded in accordance with
applicable rules and policies, including all applicable DOT FAA
automated systems security and access policies. Strict controls have
been imposed to minimize the risk of compromising the information that
is being stored. Access to the computer system containing the records
in this system is limited to individuals who have a need to know the
information for the performance of their official duties and who have
appropriate clearances or permissions.
RECORD ACCESS PROCEDURES:
Individuals seeking notification of whether this system of records
contains information about them may contact the System Manager at the
address provided in the section ``System Manager''. When seeking
records about yourself from this system of records or any other
Departmental system of records your request must conform to the Privacy
Act regulations set forth in 49 CFR part 10. You must sign your request
and your signature must either be notarized or submitted under 28
U.S.C. 1746, a law that permits statements to be made under penalty of
perjury as a substitute for notarization. If your request is
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seeking records pertaining to another living individual, you must
include a statement from that individual certifying his/her agreement
for you to access his/her records.
CONTESTING RECORD PROCEDURES:
See ``Record Access Procedures'' above.
NOTIFICATION PROCEDURES:
See ``Record Access Procedures'' above.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
None.
Issued in Washington, DC.
Karyn Gorman,
Departmental Chief Privacy Officer.
[FR Doc. 2023-24940 Filed 11-14-23; 8:45 am]
BILLING CODE 4910-9X-P