Austin Area Terminal Railroad, Inc-Discontinuance of Service Exemption-In Bastrop, Burnet, Lee, Llano, Travis, and Williamson Counties, Texas, 77136-77139 [2023-24672]
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77136
Federal Register / Vol. 88, No. 215 / Wednesday, November 8, 2023 / Notices
You must include the DS form
number (if applicable), information
collection title, and the OMB control
number in any correspondence.
SUPPLEMENTARY INFORMATION:
• Title of Information Collection:
Shrimp Exporter’s/Importer’s
Declaration.
• OMB Control Number: 1405–0095.
• Type of Request: Revision of a
Currently Approved Collection.
• Originating Office: Bureau of
Oceans and International Environmental
and Scientific Affairs, Office of Marine
Conservation (OES/OMC).
• Form Number: DS–2031.
• Respondents: Business or other forprofit organizations.
• Estimated Number of Respondents:
3,000.
• Estimated Number of Responses:
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• Average Time per Response: 10
minutes.
• Total Estimated Burden Time: 1,666
hours.
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• Evaluate whether the proposed
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Abstract of Proposed Collection
The DS–2031 form is necessary to
document imports of shrimp and
products from shrimp pursuant to the
State Department’s implementation of
Section 609 of Public Law 101–162,
which prohibits the entry into the
United States of shrimp harvested in
ways which are harmful to sea turtles.
Respondents are exporters of shrimp
and products from shrimp and
government officials in countries that
export shrimp and products from
shrimp to the United States. The
importer is required to present the DS–
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2031 form at the port of entry into the
United States, to retain the DS–2031
form for a period of three years
subsequent to entry, and during that
time to make the DS–2031 form
available to U.S. Customs and Border
Protection or the Department of State
upon request.
SURFACE TRANSPORTATION BOARD
Methodology
On December 30, 2022, the Board, by
decision of the Director of the Office of
Proceedings (Director), rejected the
verified notice of exemption filed by
Austin Area Terminal Railroad, Inc.
(AATR) to discontinue service over an
approximately 162-mile line in Texas
because the required certification
concerning the absence of local traffic
on the line was deficient. AATR
appealed that decision. For the reasons
discussed below, the Board will deny
the appeal. Nevertheless, the Board will
grant on its own motion an exemption
under 49 U.S.C. 10502 from the prior
approval requirements of 49 U.S.C.
10903 permitting AATR to discontinue
common carrier rail service over the
line.
The DS–2031 form is completed by
the exporter, the importer, and under
certain conditions a government official
of the harvesting country. The DS–2031
form accompanies shipments of shrimp
and shrimp product to the United States
and is to be made available to U.S.
Customs and Border Protection at the
time of entry and for three years after
entry.
Mahlet N. Mesfin,
Deputy Assistant Secretary for Oceans,
Fisheries, and Polar Affairs, Department of
State.
[FR Doc. 2023–24688 Filed 11–7–23; 8:45 am]
BILLING CODE 4710–09–P
STATE JUSTICE INSTITUTE
SJI Board of Directors Meeting, Notice
AGENCY:
ACTION:
State Justice Institute.
Notice of meeting.
The purpose of this meeting
is to consider grant applications for the
1st quarter of FY 2024, and other
business.
SUMMARY:
The SJI Board of Directors will
be meeting on Monday, December 4,
2023 at 1 p.m. ET.
DATES:
SJI Headquarters, 12700
Fair Lakes Circle, Suite 340, Fairfax,
Virginia.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Jonathan Mattiello, Executive Director,
State Justice Institute, 12700 Fair Lakes
Circle, Suite 340, Fairfax, VA 22033,
703–660–4979, contact@sji.gov.
(Authority: 42 U.S.C. 10702(f).)
Jonathan D. Mattiello,
Executive Director.
[FR Doc. 2023–24695 Filed 11–7–23; 8:45 am]
BILLING CODE 6820–SC–P
PO 00000
[Docket No. AB 578X]
Austin Area Terminal Railroad, Inc—
Discontinuance of Service
Exemption—In Bastrop, Burnet, Lee,
Llano, Travis, and Williamson
Counties, Texas
Background
On November 30, 2022, AATR filed a
verified notice of exemption under 49
CFR 1152.50 to discontinue common
carrier rail service over approximately
162 miles of rail line owned by Capital
Metropolitan Transportation Authority,
located between milepost AUNW–MP
0.0 (SPT–MP 57.00), west of Giddings,
and milepost AUNW–MP 154.07 (SPT–
MP 99.04), at Llano, including the
Marble Falls Branch (6.43 miles), the
Scobee Spur (3.3 miles), and the Burnet
Spur (0.93 miles) in Bastrop, Burnet,
Lee, Llano, Travis, and Williamson
Counties, Tex. (the Lines).
According to AATR, it received Board
authority to provide common carrier
service over the Lines in 2002, replacing
its parent company, Trans-Global
Solutions Inc., as operator. See Austin
Area Terminal R.R.—Change in
Operators Exemption—Trans-Glob.
Sols., Inc., FD 33972 (STB served Dec.
20, 2000); see also Trans-Glob. Sols.,
Inc.—Operation Exemption—Cap.
Metro. Transp. Auth., FD 33860 (STB
served Apr. 4, 2000). AATR’s verified
notice states, however, that it has not
operated over the Lines in many years
and that the Lines are presently
operated by Austin Western Railroad,
L.L.C. (AWRR), a rail carrier unaffiliated
with AATR. (Verified Notice 1–2.) 1
On December 30, 2022, the Director
rejected the notice, noting that, under 49
1 See Austin W. R.R.—Operation Exemption—
Cap. Metro. Transp. Auth., FD 35072 (STB served
Sept. 14, 2007).
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Federal Register / Vol. 88, No. 215 / Wednesday, November 8, 2023 / Notices
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CFR 1152.50(b), ‘‘[a]n abandonment or
discontinuance of service or trackage
rights is exempt if the carrier certifies
that no local traffic has moved over the
line for at least 2 years . . . .’’ The
Director observed that, although AATR
certified that it had not provided service
over the Lines for at least two years,
AATR also noted that the Lines were
‘‘presently operated’’ by AWRR. Austin
Area Terminal R.R.—Discontinuance of
Service Exemption—in Bastrop, Burnet,
Lee, Llano, Travis, & Williamson Cntys.,
Tex., AB 578X, slip op. at 1 (STB served
Dec. 30, 2022). Thus, because AATR
had not certified that there had been no
local traffic on the Lines during the
preceding two years, the Director found
that the verified notice did not meet the
requirements of the two-year out-ofservice provision at 49 CFR 1152.50.
On appeal, AATR argues, among other
things, that granting its appeal would be
consistent with certain agency
precedent accepting carrier-specific,
two-year-out-of-service certifications—
allowing invocation of the
discontinuance class exemption when a
carrier has certified that it has handled
no traffic (local or otherwise) for at least
two years, regardless of whether the line
in question has hosted common carrier
operations by other railroads in the past
two years. (AATR Appeal 6.) AATR
further asserts that not allowing carrierspecific certifications would
unnecessarily increase regulatory
barriers to industry exit and, in turn,
would discourage honest and efficient
management of railroads, contrary to the
objectives of 49 U.S.C. 10101(7) and
(9).2 (AATR Appeal 10.)
Discussion and Conclusions
Under 49 CFR 1011.7(a)(2)(x), the
Board has delegated to the Director the
authority to determine whether to issue
notices of exemption. The Board,
however, has reserved for itself the
consideration and disposition of all
appeals of initial decisions issued by the
Director. See 49 CFR 1011.2(a)(7). In
this proceeding, AATR argues that the
Director erred in rejecting its verified
notice of exemption. On appeal, the
Board considers whether the notice was
properly rejected under the
circumstances presented. See, e.g., Ill.
Cent. R.R.—Aban. Exemption—in
Champaign Cnty., Ill., AB 43 (Sub-No.
189X), slip op. at 3 (STB served July 2,
2015).
The Board finds that the verified
notice was properly rejected. First, the
2 AWRR and its parent company, Watco Holdings,
Inc., filed a joint pleading on January 20, 2023,
confirming AWRR’s role providing common carrier
service on the Lines and noting their general
support for AATR’s discontinuance efforts.
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Director’s application of 49 CFR
1152.50(b) is consistent with the literal
language of the regulation, which states
that ‘‘[a]n abandonment or
discontinuance of service or trackage
rights is exempt if the carrier certifies
that no local traffic has moved over the
line for at least 2 years . . . .’’
(emphasis added). Indeed, the final rule
adopting the discontinuance class
exemption noted that the meaning of
‘‘out of service’’ for the purpose of that
exemption is the same as in the
rulemaking establishing the class
exemption for abandonments.
Exemption of Out of Serv. Rail Lines
(Discontinuance of Serv. & Trackage
Rts.), 1 I.C.C.2d 55, 56 (1984). The
abandonment rulemaking defined ‘‘out
of service’’ rail lines as those lines
where there had been ‘‘no traffic
originating or terminating on the line for
at least 2 years.’’ Exemption of Out of
Serv. Rail Lines, 366 I.C.C. 885, 887
(1983) (emphasis added). Further, the
final rule adopting the discontinuance
class exemption noted that such
discontinuances were limited in scope,
having ‘‘little or no competitive or
operational impact,’’ because they
‘‘w[ould] usually pertain to short-line
segments with no shippers,’’ and that
regulation was ‘‘not needed to protect
shippers from the abuse of market
power, because the lines would not have
been used by shippers for at least 2
years.’’ Exemption of Out of Serv. Rail
Lines (Discontinuance of Serv. &
Trackage Rights), 1 I.C.C.2d at 57
(emphasis added).
The Director’s ruling was also
consistent with the discussion in CSX
Transportation in Jefferson & Indiana
Counties, Pa., AB 55 (Sub-No. 453X)
(ICC served Nov. 27, 1992), cited by the
Director in the challenged order. There,
the agency explained that the ‘‘test
[under the regulation] is not whether
[the discontinuing carrier] has provided
any local service over the line in the
past 2 years but whether there has been
any local service on the line during that
period.’’ CSX Transp., AB 55 (Sub-No.
453X), slip op. at 2.3 Although AATR
characterizes CSX Transportation as
‘‘obscure,’’ (AATR Appeal 6), in none of
the cases AATR cites did the agency
squarely address the issue here: whether
the regulation requires the
3 The ICC later acknowledged the findings in CSX
Transportation in a subsequent decision by the
entire Commission. See Buffalo & Pittsburgh R.R.—
Discontinuance & Aban. Exemption—Between DC
Tower & Homer City, in Jefferson & Ind. Cntys., Pa.,
AB 369 (Sub-No. 2X) et al., slip op. at 2 n.3 (ICC
served Nov. 17, 1993) (explaining that the notice in
CSX Transportation was ‘‘rejected because CSXT
had failed to certify that there was no local traffic
on the Line’’).
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discontinuing carrier to certify that no
local traffic at all—as opposed to just its
own—has moved over the line for at
least two years. Nor did any party in the
decisions cited by AATR challenge the
adequacy of a carrier-specific
certification versus one covering all
local traffic on the line.4
The Board acknowledges that carrierspecific certifications in two-year-outof-service discontinuance proceedings
have been more recently accepted
without challenge or controversy. See,
e.g., Minn. Com. Ry.—Discontinuance of
Trackage Rts. Exemption—in Anoka,
Hennepin, Ramsey, & Wash. Cntys.,
Minn., AB 882 (Sub-No. 4X) (STB
served May 20, 2020); Wheeling & Lake
Erie Ry.—Discontinuance of Serv.
Exemption—in Erie Cnty., Ohio, AB 227
(Sub-No. 13X) (STB served Mar. 22,
2019); All. Terminal R.R.—
Discontinuance of Serv. &
Discontinuance of Trackage Rts.
Exemption—in Denton & Tarrant
Cntys., Tex., AB 1262X (STB served
Apr. 23, 2018). Moreover, as the Board
has explained previously,
discontinuance of trackage rights that
have not been operated for at least two
years is unlikely to negatively impact
shippers, ‘‘especially . . . because a
discontinuance of trackage rights still
leaves [at least the] line owner in place
to conduct service.’’ See Norfolk S.
Ry.—Acquis. & Operation—Certain Rail
Lines of the Del. & Hudson Ry., FD
35873, slip op. at 20 (STB served May
15, 2015).
Nevertheless, to resolve the
inconsistency, the Board clarifies that
the regulation should be applied as
written and as intended at the time of
its adoption. Carriers using the twoyear-out-of-service notice must certify
that no local traffic has moved over the
line for two years, not just their own
traffic. The Board further notes that
carriers may petition for individual
exemptions under 49 U.S.C. 10502(a).
While the individual exemption process
4 AATR notes that in Delaware & Hudson
Railway—Discontinuance of Trackage Rights
Exemption—in Broome County, N.Y., AB 156 (SubNo. 27X) (STB served Oct. 18, 2016), the Board
rejected several challenges to the notice of
exemption, ‘‘including one focused on the accuracy
of [the carrier’s] certification.’’ (AATR Appeal 9.)
Questions were raised in that proceeding about
whether the discontinuing carrier had in fact
conducted local traffic on the relevant lines in the
last two years. See, e.g., Reply to D&H Reply to Pet.
to Revoke at 7, May 12, 2015, Del. & Hudson, AB
156 (Sub-No. 27X) (arguing that if any of the traffic
that ‘‘D&H carries’’ on the trackage rights lines is
local traffic, then the ‘‘Exemption Notice fails’’). But
no party in Delaware & Hudson argued that carrierspecific certifications, in general, do not qualify for
the class exemption, and the Board accepted the
certification there—as it did in all the decisions
cited by AATR—without discussing the issue raised
in the Director’s order or in CSX Transportation.
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Federal Register / Vol. 88, No. 215 / Wednesday, November 8, 2023 / Notices
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is less streamlined than the class
exemption procedures, it still provides
an avenue for obtaining ‘‘expedite[d]
decisions’’ with ‘‘minimize[d]
regulatory burdens’’ in uncontested or
noncontroversial proceedings involving
rail line abandonments and
discontinuances. See, e.g., Minn. N.
R.R.—Aban. Exemption—Between
Redland Junction & Fertile, in Polk
Cnty., Minn., AB 497 (Sub-No. 2X), slip
op. at 11 n.17 (STB served Nov. 14,
1997) (‘‘Detailed revenue and cost
analysis is generally reserved for the
application process . . . .’’) Indeed, the
Board has readily granted petitions for
exemption to discontinue unused
trackage rights in appropriate
circumstances where there would be no
impact on service. See, e.g., Idaho N. &
Pac. R.R.—Discontinuance of Trackage
Rts. Exemption—in Canyon, Payette, &
Wash. Cntys., AB 433 (Sub-No. 4X) (STB
served Jan. 3, 2013) (granting
discontinuance authority for one set of
overhead trackage rights that had not
been used for 17 years, and another that
had not been used for three years);
BNSF Ry.—Discontinuance of Trackage
Rts.—in Peoria & Tazewell Cntys., Ill.,
AB 6 (Sub-No. 470X) (STB served June
4, 2010) (granting discontinuance
authority for overhead trackage rights
that had not been used in 28 years).
Therefore, based upon the foregoing,
AATR’s appeal of the Director’s
decision rejecting the notice of
exemption will be denied. However, as
discussed below, the Board will grant
on its own motion the discontinuance of
rail service by AATR over the lines at
issue.
The Sua Sponte Exemption
In rejecting a verified notice of
exemption, the Board often requires or
suggests that a party file an application
or petition for exemption to obtain the
necessary authority it seeks. Under the
circumstances here, however, and given
the sufficiency of the current record, the
Board will minimize the burden on
AATR by granting an exemption for
discontinuance authority over the Lines
sua sponte.
Under 49 U.S.C. 10903, a rail carrier
may not discontinue operations without
the Board’s prior approval. Pursuant to
49 U.S.C. 10502(a), however, the Board
shall, to the maximum extent possible,
exempt a transaction or service from
regulation upon finding that (1)
regulation is not necessary to carry out
the rail transportation policy (RTP) of 49
U.S.C. 10101, and (2) either (a) the
transaction or service is of limited
scope, or (b) regulation is not needed to
protect shippers from the abuse of
market power.
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Here, detailed scrutiny under 49
U.S.C. 10903 of discontinuance by
AATR is not necessary to carry out the
rail transportation policy. By
minimizing the administrative expense
of the application or petition process, an
exemption would reduce regulatory
barriers to exit. See 49 U.S.C. 10101(2),
(7), (15). An exemption would also
encourage efficient management by
relieving AATR of the responsibility of
operating over rail lines it has not used
in more than 15 years. See 49 U.S.C.
10101(9). Further, other aspects of the
RTP would not be adversely affected.
Regulation of the proposed
discontinuance is also not needed to
protect shippers from the abuse of
market power.5 AATR has not operated
over the Lines in many years, and
shippers may request service from
AWRR, which offers common carrier
service over the Lines.
Employee Protection. Under 49 U.S.C.
10502(g), the Board may not use its
exemption authority to relieve a carrier
of its statutory obligation to protect the
interests of its employees. Accordingly,
as a condition to granting this
exemption, the Board will impose the
employee protective conditions set forth
in Oregon Short Line Railroad—
Abandonment Portion Goshen Branch
Between Firth & Ammon, in Bingham &
Bonneville Counties, Idaho, 360 I.C.C.
91 (1979).
Offers of Financial Assistance,
Interim Trail Use/Rail Banking, Public
Use, and Environmental Review.
Typically, in individual exemption
proceedings, formal expressions of
intent to file an offer of financial
assistance (OFA) to subsidize continued
rail service are due within 10 days of
the Federal Register publication giving
notice of the petition for exemption. See
49 CFR 1152.27(c)(1)(i). These filings
must indicate the intent to file an OFA
for subsidy and demonstrate that the
filers are preliminarily financially
responsible. See 49 CFR 1152.27(c)(2)(i).
In this case, given the Board’s sua
sponte grant of an exemption, formal
expressions of intent must be filed by
November 13, 2023.
Provided no formal expression of
intent to file an OFA to subsidize
continued rail service has been
received, this exemption will be
effective on December 3, 2023, unless
stayed pending reconsideration. And,
because this is a discontinuance and not
an abandonment, the Board need not
consider OFAs to acquire the Lines,
interim trail use/rail banking requests
5 Given the Board’s finding regarding market
power, it need not be determined whether the
proposed discontinuance is limited in scope.
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under 16 U.S.C. 1247(d), or requests to
negotiate for public use of the Lines
under 49 U.S.C. 10905. Lastly, because
there will be an environmental review if
abandonment is sought in the future,
environmental review is unnecessary
here.
In sum, the Board permits the
discontinuance of rail service by AATR
over the above-described rail lines, and
notice of AATR’s exemption will be
published in the Federal Register.
It is ordered:
1. AATR’s appeal of the Director’s
decision is denied.
2. Under 49 U.S.C. 10502, the Board
exempts from the prior approval
requirements of 49 U.S.C. 10903 the
discontinuance of service by AATR on
the above-described lines, subject to the
employee protective conditions in
Oregon Short Line Railroad—
Abandonment Portion Goshen Branch
Between Firth & Ammon, in Bingham &
Bonneville Counties, Idaho, 360 I.C.C.
91 (1979).
3. Notice of the exemption will be
published in the Federal Register.
4. This exemption will be effective
December 3, 2023.
5. Formal expressions of intent to file
an offer of financial assistance (OFA) to
subsidize continued rail service are due
November 13, 2023.
6. Petitions to reopen and petitions to
stay the effectiveness of the exemption
must be filed by November 20, 2023.
7. This decision is effective on its
service date.
Decided: November 2, 2023.
By the Board, Board Members Fuchs,
Hedlund, Oberman, Primus, and
Schultz. Board Member Fuchs
concurred with a separate expression.
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BOARD MEMBER FUCHS, concurring:
I agree with today’s decision
(Decision) that the Director’s
interpretation of ‘‘no local traffic’’—
requiring a line-specific certification—is
consistent with the plain meaning of the
regulation, Decision 3, and supported by
the relevant legal history.1 I write
1 The Decision accurately traces the relationship
of the discontinuance rulemaking to the
abandonment rulemaking, and it faithfully quotes
multiple statements in the discontinuance
rulemaking preamble that treat phrases such as ‘‘out
of service’’ and ‘‘no local traffic’’ as applying to all
carriers on the line, not just the filing carrier.
Decision 3. Yet I am troubled that the Federal
Register notices accompanying the proposed and
final rules in the discontinuance proceeding state
the exemption can apply when ‘‘no traffic has been
handled locally on the line by the carrier seeking
the discontinuance for at least 2 years.’’ Exemption
of Out of Service Lines (Discontinuance of Service
and Trackage Rights), 48 FR 27584 (June 16, 1983)
(emphasis added). Ultimately, I find Federal
Register notices contain a drafting error because the
phrase ‘‘by the carrier seeking the discontinuance’’
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Federal Register / Vol. 88, No. 215 / Wednesday, November 8, 2023 / Notices
separately to suggest that the Board
ought to consider changing this
regulation. AATR’s appeal
understandably cites an extensive list of
cases in which the agency has allowed
carrier-specific ‘‘no local traffic’’
certifications via the notice process,
(AATR Appeal 8–9), and—in
considering this overwhelming
precedent—I find that the Board, to
carry out the rail transportation policy
(RTP) at 49 U.S.C. 10101, need not
routinely subject carriers to the
different, more burdensome petition
process in similar future cases. Over
more than 30 years, the Board has
rightly saved taxpayers and many
entities, including small businesses,
substantial resources by cutting up to 90
days out of the exemption process and
eliminating a significant number of
unneeded filings and decisions. See 49
CFR part 1121 (procedures for petitions
for exemption), 49 CFR 1152.60 (special
rules for abandonment and
discontinuance petitions for
exemptions); 49 CFR 1152.50 (exempt
abandonments and discontinuances);
see also 49 U.S.C. 10101(2) (minimizing
the need for regulatory control over the
rail transportation system), section
10101(7) (reducing regulatory barriers to
entry and exit), section 10101(15)
(providing for expeditious handling of
proceedings). Though not the highest
agency priority, the Board should
consider, at the appropriate time,
amending its discontinuance exemption
regulations to allow carrier-specific
certifications and once again achieve
these savings.2
Jeffrey Herzig,
Clearance Clerk.
[FR Doc. 2023–24672 Filed 11–7–23; 8:45 am]
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BILLING CODE 4915–01–P
does not appear in the related regulation or
preamble. I also note that, after the agency issued
the final rule and associated Federal Register
notice, the D.C. Circuit—in upholding a remand
decision that embraced both the abandonment and
discontinuance exemption proceedings—stated that
the ‘‘originally proposed definition of ‘out of
service,’ which encompassed only rail lines
carrying no traffic at all for at least two years, had
been expanded in the final rule to include lines
carrying overhead traffic, i.e., traffic that neither
originates nor terminates on a line and can be
rerouted over other lines.’’ Ill. Com. Comm’n v. ICC,
848 F.2d 1246, 1249 (D.C. Cir. 1988) (emphasis
added).
2 As part of the rulemaking process, the Board
should consider any necessary protections for when
a carrier-specific certification would raise problems
relevant to carrying out the RTP, particularly with
respect to competition. But precedent shows such
problems are far from the norm. The suggested
future rulemaking could also address any problems
or inconsistencies with the agency’s treatment of
atypical cases. See e.g., Consol. R. Corp.—
Exemption—Aban. of the Weirton Secondary Track
in Harrison & Tuscarawas, Cntys., Ohio, AB 176
(ICC decided June 7, 1989) (revoking a class
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Docket No. 2023–1340]
Agency Information Collection
Activities: Requests for Comments;
Clearance of Renewed Approval of
Information Collection: Pilots
Convicted of Alcohol or Drug-Related
Motor Vehicle Offenses or Subject to
State Motor Vehicle Administrative
Procedure
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice and request for
comments.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995, FAA
invites public comments about our
intention to request the Office of
Management and Budget (OMB)
approval to renew an information
collection. The Federal Register Notice
with a 60-day comment period soliciting
comments on the following collection of
information was published on June 8,
2023. The collection involves receiving
and maintaining correspondence
required to be sent to the FAA from
pilots who have been involved in a
drug- or alcohol-related motor vehicle
action. The information to be collected
will be used to and/or is necessary
because the FAA must identify airmen
with multiple drug- or alcohol-related
motor vehicle actions and verify traffic
conviction information in order to
support the FAA’s Aviation Safety,
Office of Aerospace Medicine,
Aerospace Medical Certification
Division, for their requirements to
evaluate the qualifications of that
airman to hold a medical certificate.
DATES: Written comments should be
submitted by December 8, 2023.
ADDRESSES: Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to www.reginfo.gov/public/do/
PRAMain. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function.
FOR FURTHER INFORMATION CONTACT:
Christopher Marks by email at:
Christopher.Marks@faa.gov; phone:
405–954–2789.
SUPPLEMENTARY INFORMATION:
SUMMARY:
exemption as applied to the proposed abandonment
at issue and finding that a more thorough review
of the transaction was necessary to carry out the
national rail transportation policy).
PO 00000
Frm 00068
Fmt 4703
Sfmt 4703
77139
Public Comments Invited: You are
asked to comment on any aspect of this
information collection, including (a)
Whether the proposed collection of
information is necessary for FAA’s
performance; (b) the accuracy of the
estimated burden; (c) ways for FAA to
enhance the quality, utility and clarity
of the information collection; and (d)
ways that the burden could be
minimized without reducing the quality
of the collected information.
OMB Control Number: 2120–0543.
Title: Pilots Convicted of Alcohol or
Drug-Related Motor Vehicle Offenses or
Subject to State Motor Vehicle
Administrative Procedure.
Form Numbers: FAA Form 1600–85
has been created since the 60 day FRN
has been published.
Type of Review: Renewal of an
information collection.
Background: The Federal Register
Notice with a 60-day comment period
soliciting comments on the following
collection of information was published
on June 8, 2023 (88 FR 37596). After a
study and audit conducted from the late
1970’s through the 1980’s by the
Department of Transportation, Office of
the Inspector General, (DOT/OIG), the
DOT/OIG recommended the FAA find a
way to track alcohol abusers and those
dependent on the substance that may
pose a threat to the National Airspace
(NAS). Through a Congressional act
issued in November of 1990, the FAA
established a Driving Under the
Influence (DUI) and Driving While
Intoxicated (DWI) Investigations Branch.
The final rule for this program is found
in Title 14 Code of Federal Regulations
(CFR)—Part 61 § 61.15.
This regulation calls for pilots
certificated by the FAA to send
information regarding Driving Under the
Influence (or similar charges) of alcohol
and/or drugs to the FAA within 60 days
from either an administrative action
against their driver’s license and/or
criminal conviction. Part of the
regulation also calls for the FAA to seek
certificate action should an airman be
involved in multiple, separate drug/
alcohol related motor vehicle incidents
within a three-year period. Information
sent by the airmen is used to confirm or
refute any violations of these
regulations, as well as by the Civil
Aerospace Medical Institute (CAMI) for
medical qualification purposes.
Collection by CAMI is covered under a
separate OMB control number 2120–
0034.
An airman is required to provide a
written report, with the following
information: name, address, date of
birth, airman certificate number, the
type of violation which resulted in the
E:\FR\FM\08NON1.SGM
08NON1
Agencies
[Federal Register Volume 88, Number 215 (Wednesday, November 8, 2023)]
[Notices]
[Pages 77136-77139]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-24672]
=======================================================================
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SURFACE TRANSPORTATION BOARD
[Docket No. AB 578X]
Austin Area Terminal Railroad, Inc--Discontinuance of Service
Exemption--In Bastrop, Burnet, Lee, Llano, Travis, and Williamson
Counties, Texas
On December 30, 2022, the Board, by decision of the Director of the
Office of Proceedings (Director), rejected the verified notice of
exemption filed by Austin Area Terminal Railroad, Inc. (AATR) to
discontinue service over an approximately 162-mile line in Texas
because the required certification concerning the absence of local
traffic on the line was deficient. AATR appealed that decision. For the
reasons discussed below, the Board will deny the appeal. Nevertheless,
the Board will grant on its own motion an exemption under 49 U.S.C.
10502 from the prior approval requirements of 49 U.S.C. 10903
permitting AATR to discontinue common carrier rail service over the
line.
Background
On November 30, 2022, AATR filed a verified notice of exemption
under 49 CFR 1152.50 to discontinue common carrier rail service over
approximately 162 miles of rail line owned by Capital Metropolitan
Transportation Authority, located between milepost AUNW-MP 0.0 (SPT-MP
57.00), west of Giddings, and milepost AUNW-MP 154.07 (SPT-MP 99.04),
at Llano, including the Marble Falls Branch (6.43 miles), the Scobee
Spur (3.3 miles), and the Burnet Spur (0.93 miles) in Bastrop, Burnet,
Lee, Llano, Travis, and Williamson Counties, Tex. (the Lines).
According to AATR, it received Board authority to provide common
carrier service over the Lines in 2002, replacing its parent company,
Trans-Global Solutions Inc., as operator. See Austin Area Terminal
R.R.--Change in Operators Exemption--Trans-Glob. Sols., Inc., FD 33972
(STB served Dec. 20, 2000); see also Trans-Glob. Sols., Inc.--Operation
Exemption--Cap. Metro. Transp. Auth., FD 33860 (STB served Apr. 4,
2000). AATR's verified notice states, however, that it has not operated
over the Lines in many years and that the Lines are presently operated
by Austin Western Railroad, L.L.C. (AWRR), a rail carrier unaffiliated
with AATR. (Verified Notice 1-2.) \1\
---------------------------------------------------------------------------
\1\ See Austin W. R.R.--Operation Exemption--Cap. Metro. Transp.
Auth., FD 35072 (STB served Sept. 14, 2007).
---------------------------------------------------------------------------
On December 30, 2022, the Director rejected the notice, noting
that, under 49
[[Page 77137]]
CFR 1152.50(b), ``[a]n abandonment or discontinuance of service or
trackage rights is exempt if the carrier certifies that no local
traffic has moved over the line for at least 2 years . . . .'' The
Director observed that, although AATR certified that it had not
provided service over the Lines for at least two years, AATR also noted
that the Lines were ``presently operated'' by AWRR. Austin Area
Terminal R.R.--Discontinuance of Service Exemption--in Bastrop, Burnet,
Lee, Llano, Travis, & Williamson Cntys., Tex., AB 578X, slip op. at 1
(STB served Dec. 30, 2022). Thus, because AATR had not certified that
there had been no local traffic on the Lines during the preceding two
years, the Director found that the verified notice did not meet the
requirements of the two-year out-of-service provision at 49 CFR
1152.50.
On appeal, AATR argues, among other things, that granting its
appeal would be consistent with certain agency precedent accepting
carrier-specific, two-year-out-of-service certifications--allowing
invocation of the discontinuance class exemption when a carrier has
certified that it has handled no traffic (local or otherwise) for at
least two years, regardless of whether the line in question has hosted
common carrier operations by other railroads in the past two years.
(AATR Appeal 6.) AATR further asserts that not allowing carrier-
specific certifications would unnecessarily increase regulatory
barriers to industry exit and, in turn, would discourage honest and
efficient management of railroads, contrary to the objectives of 49
U.S.C. 10101(7) and (9).\2\ (AATR Appeal 10.)
---------------------------------------------------------------------------
\2\ AWRR and its parent company, Watco Holdings, Inc., filed a
joint pleading on January 20, 2023, confirming AWRR's role providing
common carrier service on the Lines and noting their general support
for AATR's discontinuance efforts.
---------------------------------------------------------------------------
Discussion and Conclusions
Under 49 CFR 1011.7(a)(2)(x), the Board has delegated to the
Director the authority to determine whether to issue notices of
exemption. The Board, however, has reserved for itself the
consideration and disposition of all appeals of initial decisions
issued by the Director. See 49 CFR 1011.2(a)(7). In this proceeding,
AATR argues that the Director erred in rejecting its verified notice of
exemption. On appeal, the Board considers whether the notice was
properly rejected under the circumstances presented. See, e.g., Ill.
Cent. R.R.--Aban. Exemption--in Champaign Cnty., Ill., AB 43 (Sub-No.
189X), slip op. at 3 (STB served July 2, 2015).
The Board finds that the verified notice was properly rejected.
First, the Director's application of 49 CFR 1152.50(b) is consistent
with the literal language of the regulation, which states that ``[a]n
abandonment or discontinuance of service or trackage rights is exempt
if the carrier certifies that no local traffic has moved over the line
for at least 2 years . . . .'' (emphasis added). Indeed, the final rule
adopting the discontinuance class exemption noted that the meaning of
``out of service'' for the purpose of that exemption is the same as in
the rulemaking establishing the class exemption for abandonments.
Exemption of Out of Serv. Rail Lines (Discontinuance of Serv. &
Trackage Rts.), 1 I.C.C.2d 55, 56 (1984). The abandonment rulemaking
defined ``out of service'' rail lines as those lines where there had
been ``no traffic originating or terminating on the line for at least 2
years.'' Exemption of Out of Serv. Rail Lines, 366 I.C.C. 885, 887
(1983) (emphasis added). Further, the final rule adopting the
discontinuance class exemption noted that such discontinuances were
limited in scope, having ``little or no competitive or operational
impact,'' because they ``w[ould] usually pertain to short-line segments
with no shippers,'' and that regulation was ``not needed to protect
shippers from the abuse of market power, because the lines would not
have been used by shippers for at least 2 years.'' Exemption of Out of
Serv. Rail Lines (Discontinuance of Serv. & Trackage Rights), 1
I.C.C.2d at 57 (emphasis added).
The Director's ruling was also consistent with the discussion in
CSX Transportation in Jefferson & Indiana Counties, Pa., AB 55 (Sub-No.
453X) (ICC served Nov. 27, 1992), cited by the Director in the
challenged order. There, the agency explained that the ``test [under
the regulation] is not whether [the discontinuing carrier] has provided
any local service over the line in the past 2 years but whether there
has been any local service on the line during that period.'' CSX
Transp., AB 55 (Sub-No. 453X), slip op. at 2.\3\ Although AATR
characterizes CSX Transportation as ``obscure,'' (AATR Appeal 6), in
none of the cases AATR cites did the agency squarely address the issue
here: whether the regulation requires the discontinuing carrier to
certify that no local traffic at all--as opposed to just its own--has
moved over the line for at least two years. Nor did any party in the
decisions cited by AATR challenge the adequacy of a carrier-specific
certification versus one covering all local traffic on the line.\4\
---------------------------------------------------------------------------
\3\ The ICC later acknowledged the findings in CSX
Transportation in a subsequent decision by the entire Commission.
See Buffalo & Pittsburgh R.R.--Discontinuance & Aban. Exemption--
Between DC Tower & Homer City, in Jefferson & Ind. Cntys., Pa., AB
369 (Sub-No. 2X) et al., slip op. at 2 n.3 (ICC served Nov. 17,
1993) (explaining that the notice in CSX Transportation was
``rejected because CSXT had failed to certify that there was no
local traffic on the Line'').
\4\ AATR notes that in Delaware & Hudson Railway--Discontinuance
of Trackage Rights Exemption--in Broome County, N.Y., AB 156 (Sub-
No. 27X) (STB served Oct. 18, 2016), the Board rejected several
challenges to the notice of exemption, ``including one focused on
the accuracy of [the carrier's] certification.'' (AATR Appeal 9.)
Questions were raised in that proceeding about whether the
discontinuing carrier had in fact conducted local traffic on the
relevant lines in the last two years. See, e.g., Reply to D&H Reply
to Pet. to Revoke at 7, May 12, 2015, Del. & Hudson, AB 156 (Sub-No.
27X) (arguing that if any of the traffic that ``D&H carries'' on the
trackage rights lines is local traffic, then the ``Exemption Notice
fails''). But no party in Delaware & Hudson argued that carrier-
specific certifications, in general, do not qualify for the class
exemption, and the Board accepted the certification there--as it did
in all the decisions cited by AATR--without discussing the issue
raised in the Director's order or in CSX Transportation.
---------------------------------------------------------------------------
The Board acknowledges that carrier-specific certifications in two-
year-out-of-service discontinuance proceedings have been more recently
accepted without challenge or controversy. See, e.g., Minn. Com. Ry.--
Discontinuance of Trackage Rts. Exemption--in Anoka, Hennepin, Ramsey,
& Wash. Cntys., Minn., AB 882 (Sub-No. 4X) (STB served May 20, 2020);
Wheeling & Lake Erie Ry.--Discontinuance of Serv. Exemption--in Erie
Cnty., Ohio, AB 227 (Sub-No. 13X) (STB served Mar. 22, 2019); All.
Terminal R.R.--Discontinuance of Serv. & Discontinuance of Trackage
Rts. Exemption--in Denton & Tarrant Cntys., Tex., AB 1262X (STB served
Apr. 23, 2018). Moreover, as the Board has explained previously,
discontinuance of trackage rights that have not been operated for at
least two years is unlikely to negatively impact shippers, ``especially
. . . because a discontinuance of trackage rights still leaves [at
least the] line owner in place to conduct service.'' See Norfolk S.
Ry.--Acquis. & Operation--Certain Rail Lines of the Del. & Hudson Ry.,
FD 35873, slip op. at 20 (STB served May 15, 2015).
Nevertheless, to resolve the inconsistency, the Board clarifies
that the regulation should be applied as written and as intended at the
time of its adoption. Carriers using the two-year-out-of-service notice
must certify that no local traffic has moved over the line for two
years, not just their own traffic. The Board further notes that
carriers may petition for individual exemptions under 49 U.S.C.
10502(a). While the individual exemption process
[[Page 77138]]
is less streamlined than the class exemption procedures, it still
provides an avenue for obtaining ``expedite[d] decisions'' with
``minimize[d] regulatory burdens'' in uncontested or noncontroversial
proceedings involving rail line abandonments and discontinuances. See,
e.g., Minn. N. R.R.--Aban. Exemption--Between Redland Junction &
Fertile, in Polk Cnty., Minn., AB 497 (Sub-No. 2X), slip op. at 11 n.17
(STB served Nov. 14, 1997) (``Detailed revenue and cost analysis is
generally reserved for the application process . . . .'') Indeed, the
Board has readily granted petitions for exemption to discontinue unused
trackage rights in appropriate circumstances where there would be no
impact on service. See, e.g., Idaho N. & Pac. R.R.--Discontinuance of
Trackage Rts. Exemption--in Canyon, Payette, & Wash. Cntys., AB 433
(Sub-No. 4X) (STB served Jan. 3, 2013) (granting discontinuance
authority for one set of overhead trackage rights that had not been
used for 17 years, and another that had not been used for three years);
BNSF Ry.--Discontinuance of Trackage Rts.--in Peoria & Tazewell Cntys.,
Ill., AB 6 (Sub-No. 470X) (STB served June 4, 2010) (granting
discontinuance authority for overhead trackage rights that had not been
used in 28 years).
Therefore, based upon the foregoing, AATR's appeal of the
Director's decision rejecting the notice of exemption will be denied.
However, as discussed below, the Board will grant on its own motion the
discontinuance of rail service by AATR over the lines at issue.
The Sua Sponte Exemption
In rejecting a verified notice of exemption, the Board often
requires or suggests that a party file an application or petition for
exemption to obtain the necessary authority it seeks. Under the
circumstances here, however, and given the sufficiency of the current
record, the Board will minimize the burden on AATR by granting an
exemption for discontinuance authority over the Lines sua sponte.
Under 49 U.S.C. 10903, a rail carrier may not discontinue
operations without the Board's prior approval. Pursuant to 49 U.S.C.
10502(a), however, the Board shall, to the maximum extent possible,
exempt a transaction or service from regulation upon finding that (1)
regulation is not necessary to carry out the rail transportation policy
(RTP) of 49 U.S.C. 10101, and (2) either (a) the transaction or service
is of limited scope, or (b) regulation is not needed to protect
shippers from the abuse of market power.
Here, detailed scrutiny under 49 U.S.C. 10903 of discontinuance by
AATR is not necessary to carry out the rail transportation policy. By
minimizing the administrative expense of the application or petition
process, an exemption would reduce regulatory barriers to exit. See 49
U.S.C. 10101(2), (7), (15). An exemption would also encourage efficient
management by relieving AATR of the responsibility of operating over
rail lines it has not used in more than 15 years. See 49 U.S.C.
10101(9). Further, other aspects of the RTP would not be adversely
affected.
Regulation of the proposed discontinuance is also not needed to
protect shippers from the abuse of market power.\5\ AATR has not
operated over the Lines in many years, and shippers may request service
from AWRR, which offers common carrier service over the Lines.
---------------------------------------------------------------------------
\5\ Given the Board's finding regarding market power, it need
not be determined whether the proposed discontinuance is limited in
scope.
---------------------------------------------------------------------------
Employee Protection. Under 49 U.S.C. 10502(g), the Board may not
use its exemption authority to relieve a carrier of its statutory
obligation to protect the interests of its employees. Accordingly, as a
condition to granting this exemption, the Board will impose the
employee protective conditions set forth in Oregon Short Line
Railroad--Abandonment Portion Goshen Branch Between Firth & Ammon, in
Bingham & Bonneville Counties, Idaho, 360 I.C.C. 91 (1979).
Offers of Financial Assistance, Interim Trail Use/Rail Banking,
Public Use, and Environmental Review. Typically, in individual
exemption proceedings, formal expressions of intent to file an offer of
financial assistance (OFA) to subsidize continued rail service are due
within 10 days of the Federal Register publication giving notice of the
petition for exemption. See 49 CFR 1152.27(c)(1)(i). These filings must
indicate the intent to file an OFA for subsidy and demonstrate that the
filers are preliminarily financially responsible. See 49 CFR
1152.27(c)(2)(i). In this case, given the Board's sua sponte grant of
an exemption, formal expressions of intent must be filed by November
13, 2023.
Provided no formal expression of intent to file an OFA to subsidize
continued rail service has been received, this exemption will be
effective on December 3, 2023, unless stayed pending reconsideration.
And, because this is a discontinuance and not an abandonment, the Board
need not consider OFAs to acquire the Lines, interim trail use/rail
banking requests under 16 U.S.C. 1247(d), or requests to negotiate for
public use of the Lines under 49 U.S.C. 10905. Lastly, because there
will be an environmental review if abandonment is sought in the future,
environmental review is unnecessary here.
In sum, the Board permits the discontinuance of rail service by
AATR over the above-described rail lines, and notice of AATR's
exemption will be published in the Federal Register.
It is ordered:
1. AATR's appeal of the Director's decision is denied.
2. Under 49 U.S.C. 10502, the Board exempts from the prior approval
requirements of 49 U.S.C. 10903 the discontinuance of service by AATR
on the above-described lines, subject to the employee protective
conditions in Oregon Short Line Railroad--Abandonment Portion Goshen
Branch Between Firth & Ammon, in Bingham & Bonneville Counties, Idaho,
360 I.C.C. 91 (1979).
3. Notice of the exemption will be published in the Federal
Register.
4. This exemption will be effective December 3, 2023.
5. Formal expressions of intent to file an offer of financial
assistance (OFA) to subsidize continued rail service are due November
13, 2023.
6. Petitions to reopen and petitions to stay the effectiveness of
the exemption must be filed by November 20, 2023.
7. This decision is effective on its service date.
Decided: November 2, 2023.
By the Board, Board Members Fuchs, Hedlund, Oberman, Primus, and
Schultz. Board Member Fuchs concurred with a separate expression.
-----------------------------------------------------------------------
BOARD MEMBER FUCHS, concurring:
I agree with today's decision (Decision) that the Director's
interpretation of ``no local traffic''--requiring a line-specific
certification--is consistent with the plain meaning of the regulation,
Decision 3, and supported by the relevant legal history.\1\ I write
[[Page 77139]]
separately to suggest that the Board ought to consider changing this
regulation. AATR's appeal understandably cites an extensive list of
cases in which the agency has allowed carrier-specific ``no local
traffic'' certifications via the notice process, (AATR Appeal 8-9),
and--in considering this overwhelming precedent--I find that the Board,
to carry out the rail transportation policy (RTP) at 49 U.S.C. 10101,
need not routinely subject carriers to the different, more burdensome
petition process in similar future cases. Over more than 30 years, the
Board has rightly saved taxpayers and many entities, including small
businesses, substantial resources by cutting up to 90 days out of the
exemption process and eliminating a significant number of unneeded
filings and decisions. See 49 CFR part 1121 (procedures for petitions
for exemption), 49 CFR 1152.60 (special rules for abandonment and
discontinuance petitions for exemptions); 49 CFR 1152.50 (exempt
abandonments and discontinuances); see also 49 U.S.C. 10101(2)
(minimizing the need for regulatory control over the rail
transportation system), section 10101(7) (reducing regulatory barriers
to entry and exit), section 10101(15) (providing for expeditious
handling of proceedings). Though not the highest agency priority, the
Board should consider, at the appropriate time, amending its
discontinuance exemption regulations to allow carrier-specific
certifications and once again achieve these savings.\2\
---------------------------------------------------------------------------
\1\ The Decision accurately traces the relationship of the
discontinuance rulemaking to the abandonment rulemaking, and it
faithfully quotes multiple statements in the discontinuance
rulemaking preamble that treat phrases such as ``out of service''
and ``no local traffic'' as applying to all carriers on the line,
not just the filing carrier. Decision 3. Yet I am troubled that the
Federal Register notices accompanying the proposed and final rules
in the discontinuance proceeding state the exemption can apply when
``no traffic has been handled locally on the line by the carrier
seeking the discontinuance for at least 2 years.'' Exemption of Out
of Service Lines (Discontinuance of Service and Trackage Rights), 48
FR 27584 (June 16, 1983) (emphasis added). Ultimately, I find
Federal Register notices contain a drafting error because the phrase
``by the carrier seeking the discontinuance'' does not appear in the
related regulation or preamble. I also note that, after the agency
issued the final rule and associated Federal Register notice, the
D.C. Circuit--in upholding a remand decision that embraced both the
abandonment and discontinuance exemption proceedings--stated that
the ``originally proposed definition of `out of service,' which
encompassed only rail lines carrying no traffic at all for at least
two years, had been expanded in the final rule to include lines
carrying overhead traffic, i.e., traffic that neither originates nor
terminates on a line and can be rerouted over other lines.'' Ill.
Com. Comm'n v. ICC, 848 F.2d 1246, 1249 (D.C. Cir. 1988) (emphasis
added).
\2\ As part of the rulemaking process, the Board should consider
any necessary protections for when a carrier-specific certification
would raise problems relevant to carrying out the RTP, particularly
with respect to competition. But precedent shows such problems are
far from the norm. The suggested future rulemaking could also
address any problems or inconsistencies with the agency's treatment
of atypical cases. See e.g., Consol. R. Corp.--Exemption--Aban. of
the Weirton Secondary Track in Harrison & Tuscarawas, Cntys., Ohio,
AB 176 (ICC decided June 7, 1989) (revoking a class exemption as
applied to the proposed abandonment at issue and finding that a more
thorough review of the transaction was necessary to carry out the
national rail transportation policy).
Jeffrey Herzig,
Clearance Clerk.
[FR Doc. 2023-24672 Filed 11-7-23; 8:45 am]
BILLING CODE 4915-01-P