Medical Devices; Exemptions From Premarket Notification: Class II Devices; Clinical Electronic Thermometers; Request for Comments, 75602-75604 [2023-24290]
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75602
Federal Register / Vol. 88, No. 212 / Friday, November 3, 2023 / Notices
Topic
807, subpart E ............................................................................
‘‘Requests for Feedback and Meetings for Medical Device
Submissions: The Q-Submission Program’’.
800, 801, 809, and 830 ..............................................................
Premarket notification .................................................................
Q-Submissions and Early Payor Feedback Request Programs
for Medical Devices.
Medical Device Labeling Requirements; Unique Device Identification.
Medical Devices; Reports of Corrections and Removals ..........
Medical Device Registration and Listing ....................................
Current Good Manufacturing Practice, Quality Systems ...........
806 ..............................................................................................
807, subparts A through D .........................................................
820 ..............................................................................................
Dated: October 31, 2023.
Lauren K. Roth,
Associate Commissioner for Policy.
[FR Doc. 2023–24291 Filed 11–2–23; 8:45 am]
BILLING CODE 4164–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA–2023–N–4372]
Medical Devices; Exemptions From
Premarket Notification: Class II
Devices; Clinical Electronic
Thermometers; Request for Comments
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice; request for comments.
The Food and Drug
Administration (FDA or the Agency) has
identified certain class II clinical
electronic thermometers that, when
finalized, will be exempt from
premarket notification requirements,
subject to certain limitations. FDA is
publishing this notice of that
determination and requesting public
comment in accordance with the
procedures established by the 21st
Century Cures Act. FDA will review any
comments submitted within the 60-day
comment period and will consider
whether any modifications should be
made to the exemption for certain
clinical electronic thermometers prior to
publication of its final determination in
the Federal Register.
DATES: Either electronic or written
comments on the notice must be
submitted by January 2, 2024.
ADDRESSES: You may submit comments
as follows. Please note that late,
untimely filed comments will not be
considered. The https://
www.regulations.gov electronic filing
system will accept comments until
11:59 p.m. Eastern Time at the end of
January 2, 2024. Comments received by
mail/hand delivery/courier (for written/
paper submissions) will be considered
timely if they are received on or before
that date.
SUMMARY:
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OMB control
No.
21 CFR part; guidance; or FDA form
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Electronic Submissions
Submit electronic comments in the
following way:
• Federal eRulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments.
Comments submitted electronically,
including attachments, to https://
www.regulations.gov will be posted to
the docket unchanged. Because your
comment will be made public, you are
solely responsible for ensuring that your
comment does not include any
confidential information that you or a
third party may not wish to be posted,
such as medical information, your or
anyone else’s Social Security number, or
confidential business information, such
as a manufacturing process. Please note
that if you include your name, contact
information, or other information that
identifies you in the body of your
comments, that information will be
posted on https://www.regulations.gov.
• If you want to submit a comment
with confidential information that you
do not wish to be made available to the
public, submit the comment as a
written/paper submission and in the
manner detailed (see ‘‘Written/Paper
Submissions’’ and ‘‘Instructions’’).
Written/Paper Submissions
Submit written/paper submissions as
follows:
• Mail/Hand Delivery/Courier (for
written/paper submissions): Dockets
Management Staff (HFA–305), Food and
Drug Administration, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
• For written/paper comments
submitted to the Dockets Management
Staff, FDA will post your comment, as
well as any attachments, except for
information submitted, marked and
identified, as confidential, if submitted
as detailed in ‘‘Instructions.’’
Instructions: All submissions received
must include the Docket No. FDA–
2023–N–4372 for ‘‘Medical Devices;
Exemptions from Premarket
Notification: Class II Devices; Clinical
Electronic Thermometers; Request for
Comments.’’ Received comments, those
filed in a timely manner (see
ADDRESSES), will be placed in the docket
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0910–0120
0910–0756
0910–0485
0910–0359
0910–0625
0910–0073
and, except for those submitted as
‘‘Confidential Submissions,’’ publicly
viewable at https://www.regulations.gov
or at the Dockets Management Staff
between 9 a.m. and 4 p.m., Monday
through Friday, 240–402–7500.
• Confidential Submissions—To
submit a comment with confidential
information that you do not wish to be
made publicly available, submit your
comments only as a written/paper
submission. You should submit two
copies total. One copy will include the
information you claim to be confidential
with a heading or cover note that states
‘‘THIS DOCUMENT CONTAINS
CONFIDENTIAL INFORMATION.’’ The
Agency will review this copy, including
the claimed confidential information, in
its consideration of comments. The
second copy, which will have the
claimed confidential information
redacted/blacked out, will be available
for public viewing and posted on
https://www.regulations.gov. Submit
both copies to the Dockets Management
Staff. If you do not wish your name and
contact information to be made publicly
available, you can provide this
information on the cover sheet and not
in the body of your comments and you
must identify this information as
‘‘confidential.’’ Any information marked
as ‘‘confidential’’ will not be disclosed
except in accordance with 21 CFR 10.20
and other applicable disclosure law. For
more information about FDA’s posting
of comments to public dockets, see 80
FR 56469, September 18, 2015, or access
the information at: https://
www.govinfo.gov/content/pkg/FR-201509-18/pdf/2015-23389.pdf.
Docket: For access to the docket to
read background documents or the
electronic and written/paper comments
received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Dockets Management
Staff, 5630 Fishers Lane, Rm. 1061,
Rockville, MD 20852, 240–402–7500.
FOR FURTHER INFORMATION CONTACT:
Madhusoodana Nambiar, Center for
Devices and Radiological Health, Food
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Federal Register / Vol. 88, No. 212 / Friday, November 3, 2023 / Notices
and Drug Administration, 10903 New
Hampshire Ave., Bldg. 66, Rm. 5519,
Silver Spring, MD 20993, 301–796–
5837, Madhusoodana.Nambiar@
fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
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I. Background
Under section 513 of the Federal
Food, Drug, and Cosmetic Act (FD&C
Act) (21 U.S.C. 360c), FDA must classify
devices into one of three regulatory
classes: class I, class II, or class III. FDA
classification of a device is determined
by the amount of regulation necessary to
provide a reasonable assurance of safety
and effectiveness. Under the Medical
Device Amendments of 1976 (1976
amendments) (Pub. L. 94–295), and the
amendments of the Safe Medical
Devices Act of 1990 (Pub. L. 101–629),
devices are to be classified into class I
(general controls) if there is information
showing that the general controls of the
FD&C Act are sufficient to assure safety
and effectiveness; into class II (special
controls), if general controls, by
themselves, are insufficient to provide
reasonable assurance of safety and
effectiveness, but there is sufficient
information to establish special controls
to provide such assurance; and into
class III (premarket approval), if there is
insufficient information to support
classifying a device into class I or class
II and the device is a life sustaining or
life supporting device or is for a use
which is of substantial importance in
preventing impairment of human health
or presents a potential unreasonable risk
of illness or injury.
Most generic types of devices that
were on the market before the date of
the 1976 amendments (May 28, 1976)
(generally referred to as preamendments
devices) have been classified by FDA
under the procedures set forth in section
513(c) and (d) of the FD&C Act through
the issuance of classification regulations
into one of these three regulatory
classes. Devices introduced into
interstate commerce for the first time on
or after May 28, 1976 (generally referred
to as postamendments devices) are
classified through the premarket
notification process under section
510(k) of the FD&C Act (21 U.S.C.
360(k)). Section 510(k) of the FD&C Act
and the implementing regulations, part
807 of Title 21 of the Code of Federal
Regulations (CFR), require persons who
intend to market a new device to submit
a premarket notification (510(k))
containing information that allows FDA
to determine whether the new device is
‘‘substantially equivalent’’ within the
meaning of section 513(i) of the FD&C
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Act to a legally marketed device that
does not require premarket approval.
The 21st Century Cures Act (Cures
Act) (Pub. L. 114–255) was signed into
law on December 13, 2016. Section 3054
of the Cures Act amended section
510(m) of the FD&C Act. As amended,
section 510(m)(1)(A) of the FD&C Act
requires FDA to publish in the Federal
Register a notice containing a list of
each type of class II device that FDA
determines no longer requires a report
under section 510(k) of the FD&C Act to
provide reasonable assurance of safety
and effectiveness. FDA is required to
publish this notice within 90 days of the
date of enactment of the Cures Act and
at least once every 5 years thereafter, as
FDA determines appropriate.
Additionally, FDA must provide at least
a 60-day comment period for any such
notice published under section
510(m)(1)(A) of the FD&C Act.
FDA published the initial notice
within the 90-day time frame in the
Federal Register of March 14, 2017 (82
FR 13609) and issued its final
determination of exemption of the
devices in such notice in accordance
with section 510(m)(1)(B) of the FD&C
Act in the Federal Register of July 11,
2017 (82 FR 31976). FDA is publishing
this notice and requesting public
comment in accordance with section
510(m)(1)(A) of the FD&C Act. In a
future final action, and after considering
comments, FDA intends to amend the
codified language in the clinical
electronic thermometer regulation to
reflect the final determination with
respect to exemption.
II. Factors FDA May Consider for
Exemption
There are a number of factors FDA
may consider to determine whether a
510(k) is necessary to provide
reasonable assurance of the safety and
effectiveness of a class II device. These
factors are discussed in the January 21,
1998, Federal Register notice (63 FR
3142) and subsequently in the guidance
the Agency issued on February 19, 1998,
entitled ‘‘Procedures for Class II Device
Exemptions from Premarket
Notification, Guidance for Industry and
CDRH Staff’’ (‘‘Class II 510(k)
Exemption Guidance’’) (Ref. 1).
Accordingly, FDA generally considers
the following factors to determine
whether premarket notification is
necessary for class II devices: (1) the
device does not have a significant
history of false or misleading claims or
of risks associated with inherent
characteristics of the device; (2)
characteristics of the device necessary
for its safe and effective performance are
well established; (3) changes in the
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device that could affect safety and
effectiveness will either (a) be readily
detectable by users by visual
examination or other means such as
routine testing, before causing harm, or
(b) not materially increase the risk of
injury, incorrect diagnosis, or ineffective
treatment; and (4) any changes to the
device would not be likely to result in
a change in the device’s classification.
FDA may also consider that, even when
exempting devices, these devices would
still be subject to the limitations on
exemptions.
III. Limitations on Exemptions
FDA has determined that premarket
notification is not necessary to provide
a reasonable assurance of safety and
effectiveness for certain class II clinical
electronic thermometers subject to the
limitations outlined in table 1. This
determination is based, in part, on the
Agency’s knowledge of the device,
including past experience and relevant
reports or studies on device
performance (as appropriate), the
applicability of general and special
controls, and the Agency’s ability to
limit an exemption.
A. General Limitations of Exemptions
FDA’s proposal to grant an exemption
from premarket notification applies only
to those devices that have existing or
reasonably foreseeable characteristics of
commercially distributed devices within
that generic type. After comment and
issuance of a notice announcing FDA’s
final determination, a manufacturer of a
clinical electronic thermometer would
still be required to submit a premarket
notification to FDA before introducing a
device or delivering it for introduction
into commercial distribution when the
device meets any of the conditions
described in § 880.9 (21 CFR 880.9).
B. Partial Limitations of Exemptions
In addition to the general limitations,
FDA may also partially limit an
exemption from premarket notification
requirements to specific devices within
a listed device type when the initial
Agency assessment determines that the
factors laid out in the Class II 510(k)
Exemption Guidance (Ref. 1) do not
weigh in favor of exemption for all
devices within a generic type of device.
In such situations where a partial
limitation of the exemption has been
identified, FDA has determined that
premarket notification is necessary to
provide a reasonable assurance of safety
and effectiveness for devices that fall
outside of the limitations. In table 1, for
example, FDA is listing the proposed
exemption of clinical electronic
thermometers but limits the exemption
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Federal Register / Vol. 88, No. 212 / Friday, November 3, 2023 / Notices
to devices that are appropriately tested
in accordance with specific FDArecognized standards (as outlined in the
limitations) and excludes clinical
electronic thermometers with
telethermographic and continuous
temperature measurement functions.
Most contact and non-contact clinical
electronic thermometers that are
appropriately tested in accordance with
specific FDA-recognized standards are
well-understood devices; however, FDA
considers premarket notification
requirements for clinical thermometers
with telethermographic and continuous
temperature measurement functions to
be necessary to provide a reasonable
assurance of safety and effectiveness
because such thermometers include
newer technology that may require
additional testing beyond that specified
in FDA-recognized standards and have
additional biocompatibility,
interoperability, electromagnetic
compatibility, electrical safety, and
sterility considerations compared to
clinical electronic thermometers
without these types of functions.
IV. Class II Device
FDA is identifying the following class
II device that, if finalized, would no
longer require premarket notification
under section 510(k) of the FD&C Act,
subject to the general limitations to the
exemptions found in § 880.9:
TABLE 1—CLASS II DEVICES
21 CFR
section
Device description
Product
code
Partial exemption limitation
880.2910 ......
Clinical electronic thermometer ..........
FLL .........
Exemption is limited to the following:
1. Device is not a clinical thermometer with telethermography functions;
2. Device is not a clinical thermometer with continuous temperature measurement functions; and
3. Appropriate analysis and testing (such as outlined in the currently FDArecognized editions of ISO 80601–2–56 Medical electrical equipment—
Part 2–56: Particular requirements for basic safety and essential performance of clinical thermometers for body temperature measurement, or
ASTM E1965 Standard Specification for Infrared Thermometers for Intermittent Determination of Patient Temperature, or ASTM E1112 Standard
Specification for Electronic Thermometer for Intermittent Determination of
Patient Temperature, or ASTM E1104 Standard Specification for Clinical
Thermometer Probe Covers and Sheaths) must validate specifications
and performance of the device.
FDA will assign new product codes to
clinical electronic thermometers with
telethermography functions and those
with continuous temperature
measurement functions in order to
ensure that these devices can be
identified distinctly from devices that
will be exempt subject to the partial
limitations under the existing product
code (i.e., exempt and non-exempt
devices within a device type will have
different product codes).
V. Reference
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The following reference is on display
in the Dockets Management Staff (see
ADDRESSES) and is available for viewing
by interested persons between 9 a.m.
and 4 p.m., Monday through Friday; it
is also available electronically at https://
www.regulations.gov. FDA has verified
the website address, as of the date this
document publishes in the Federal
Register, but websites are subject to
change over time.
1. FDA Guidance, ‘‘Procedures for Class II
Device Exemptions from Premarket
Notification, Guidance for Industry and
CDRH Staff,’’ February 19, 1998, available at
https://www.fda.gov/media/72685/download.
Dated: October 31, 2023.
Lauren K. Roth,
Associate Commissioner for Policy.
[FR Doc. 2023–24290 Filed 11–2–23; 8:45 am]
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DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Health Resources and Services
Administration
Agency Information Collection
Activities: Submission to OMB for
Review and Approval; Public Comment
Request; Standardized Work Plan
Form for Use With Applications to the
Bureau of Health Workforce Research
and Training Grants and Cooperative
Agreements OMB No. 0906–0049—
Extension
Health Resources and Services
Administration (HRSA), Department of
Health and Human Services.
AGENCY:
ACTION:
Notice.
In compliance with the
Paperwork Reduction Act of 1995,
HRSA submitted an Information
Collection Request (ICR) to the Office of
Management and Budget (OMB) for
review and approval. Comments
submitted during the first public review
of this ICR will be provided to OMB.
OMB will accept further comments from
the public during the review and
approval period. OMB may act on
HRSA’s ICR only after the 30-day
comment period for this notice has
closed.
SUMMARY:
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Comments on this ICR should be
received no later than December 4,
2023.
DATES:
Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to www.reginfo.gov/public/do/
PRAMain. Find this particular
information collection by selecting
‘‘Currently under Review—Open for
Public Comments’’ or by using the
search function.
FOR FURTHER INFORMATION CONTACT: To
request a copy of the clearance requests
submitted to OMB for review, email
Joella Roland, the HRSA Information
Collection Clearance Officer, at
paperwork@hrsa.gov or call (301) 443–
3983.
SUPPLEMENTARY INFORMATION: When
submitting comments or requesting
information, please include the ICR title
for reference.
Information Collection Request Title:
Standardized Work Plan (SWP) Form for
Use with Applications to the Bureau of
Health Workforce (BHW) Research and
Training Grants and Cooperative
Agreements OMB No. 0906–0049—
Extension
Abstract: HRSA’s BHW requires
applicants for training and research
grants and cooperative agreements to
submit work plans via the SWP form.
ADDRESSES:
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Agencies
[Federal Register Volume 88, Number 212 (Friday, November 3, 2023)]
[Notices]
[Pages 75602-75604]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-24290]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA-2023-N-4372]
Medical Devices; Exemptions From Premarket Notification: Class II
Devices; Clinical Electronic Thermometers; Request for Comments
AGENCY: Food and Drug Administration, HHS.
ACTION: Notice; request for comments.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA or the Agency) has
identified certain class II clinical electronic thermometers that, when
finalized, will be exempt from premarket notification requirements,
subject to certain limitations. FDA is publishing this notice of that
determination and requesting public comment in accordance with the
procedures established by the 21st Century Cures Act. FDA will review
any comments submitted within the 60-day comment period and will
consider whether any modifications should be made to the exemption for
certain clinical electronic thermometers prior to publication of its
final determination in the Federal Register.
DATES: Either electronic or written comments on the notice must be
submitted by January 2, 2024.
ADDRESSES: You may submit comments as follows. Please note that late,
untimely filed comments will not be considered. The https://www.regulations.gov electronic filing system will accept comments until
11:59 p.m. Eastern Time at the end of January 2, 2024. Comments
received by mail/hand delivery/courier (for written/paper submissions)
will be considered timely if they are received on or before that date.
Electronic Submissions
Submit electronic comments in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments. Comments submitted
electronically, including attachments, to https://www.regulations.gov
will be posted to the docket unchanged. Because your comment will be
made public, you are solely responsible for ensuring that your comment
does not include any confidential information that you or a third party
may not wish to be posted, such as medical information, your or anyone
else's Social Security number, or confidential business information,
such as a manufacturing process. Please note that if you include your
name, contact information, or other information that identifies you in
the body of your comments, that information will be posted on https://www.regulations.gov.
If you want to submit a comment with confidential
information that you do not wish to be made available to the public,
submit the comment as a written/paper submission and in the manner
detailed (see ``Written/Paper Submissions'' and ``Instructions'').
Written/Paper Submissions
Submit written/paper submissions as follows:
Mail/Hand Delivery/Courier (for written/paper
submissions): Dockets Management Staff (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
For written/paper comments submitted to the Dockets
Management Staff, FDA will post your comment, as well as any
attachments, except for information submitted, marked and identified,
as confidential, if submitted as detailed in ``Instructions.''
Instructions: All submissions received must include the Docket No.
FDA-2023-N-4372 for ``Medical Devices; Exemptions from Premarket
Notification: Class II Devices; Clinical Electronic Thermometers;
Request for Comments.'' Received comments, those filed in a timely
manner (see ADDRESSES), will be placed in the docket and, except for
those submitted as ``Confidential Submissions,'' publicly viewable at
https://www.regulations.gov or at the Dockets Management Staff between
9 a.m. and 4 p.m., Monday through Friday, 240-402-7500.
Confidential Submissions--To submit a comment with
confidential information that you do not wish to be made publicly
available, submit your comments only as a written/paper submission. You
should submit two copies total. One copy will include the information
you claim to be confidential with a heading or cover note that states
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will
review this copy, including the claimed confidential information, in
its consideration of comments. The second copy, which will have the
claimed confidential information redacted/blacked out, will be
available for public viewing and posted on https://www.regulations.gov.
Submit both copies to the Dockets Management Staff. If you do not wish
your name and contact information to be made publicly available, you
can provide this information on the cover sheet and not in the body of
your comments and you must identify this information as
``confidential.'' Any information marked as ``confidential'' will not
be disclosed except in accordance with 21 CFR 10.20 and other
applicable disclosure law. For more information about FDA's posting of
comments to public dockets, see 80 FR 56469, September 18, 2015, or
access the information at: https://www.govinfo.gov/content/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
Docket: For access to the docket to read background documents or
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in
the heading of this document, into the ``Search'' box and follow the
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane,
Rm. 1061, Rockville, MD 20852, 240-402-7500.
FOR FURTHER INFORMATION CONTACT: Madhusoodana Nambiar, Center for
Devices and Radiological Health, Food
[[Page 75603]]
and Drug Administration, 10903 New Hampshire Ave., Bldg. 66, Rm. 5519,
Silver Spring, MD 20993, 301-796-5837,
[email protected].
SUPPLEMENTARY INFORMATION:
I. Background
Under section 513 of the Federal Food, Drug, and Cosmetic Act (FD&C
Act) (21 U.S.C. 360c), FDA must classify devices into one of three
regulatory classes: class I, class II, or class III. FDA classification
of a device is determined by the amount of regulation necessary to
provide a reasonable assurance of safety and effectiveness. Under the
Medical Device Amendments of 1976 (1976 amendments) (Pub. L. 94-295),
and the amendments of the Safe Medical Devices Act of 1990 (Pub. L.
101-629), devices are to be classified into class I (general controls)
if there is information showing that the general controls of the FD&C
Act are sufficient to assure safety and effectiveness; into class II
(special controls), if general controls, by themselves, are
insufficient to provide reasonable assurance of safety and
effectiveness, but there is sufficient information to establish special
controls to provide such assurance; and into class III (premarket
approval), if there is insufficient information to support classifying
a device into class I or class II and the device is a life sustaining
or life supporting device or is for a use which is of substantial
importance in preventing impairment of human health or presents a
potential unreasonable risk of illness or injury.
Most generic types of devices that were on the market before the
date of the 1976 amendments (May 28, 1976) (generally referred to as
preamendments devices) have been classified by FDA under the procedures
set forth in section 513(c) and (d) of the FD&C Act through the
issuance of classification regulations into one of these three
regulatory classes. Devices introduced into interstate commerce for the
first time on or after May 28, 1976 (generally referred to as
postamendments devices) are classified through the premarket
notification process under section 510(k) of the FD&C Act (21 U.S.C.
360(k)). Section 510(k) of the FD&C Act and the implementing
regulations, part 807 of Title 21 of the Code of Federal Regulations
(CFR), require persons who intend to market a new device to submit a
premarket notification (510(k)) containing information that allows FDA
to determine whether the new device is ``substantially equivalent''
within the meaning of section 513(i) of the FD&C Act to a legally
marketed device that does not require premarket approval.
The 21st Century Cures Act (Cures Act) (Pub. L. 114-255) was signed
into law on December 13, 2016. Section 3054 of the Cures Act amended
section 510(m) of the FD&C Act. As amended, section 510(m)(1)(A) of the
FD&C Act requires FDA to publish in the Federal Register a notice
containing a list of each type of class II device that FDA determines
no longer requires a report under section 510(k) of the FD&C Act to
provide reasonable assurance of safety and effectiveness. FDA is
required to publish this notice within 90 days of the date of enactment
of the Cures Act and at least once every 5 years thereafter, as FDA
determines appropriate. Additionally, FDA must provide at least a 60-
day comment period for any such notice published under section
510(m)(1)(A) of the FD&C Act.
FDA published the initial notice within the 90-day time frame in
the Federal Register of March 14, 2017 (82 FR 13609) and issued its
final determination of exemption of the devices in such notice in
accordance with section 510(m)(1)(B) of the FD&C Act in the Federal
Register of July 11, 2017 (82 FR 31976). FDA is publishing this notice
and requesting public comment in accordance with section 510(m)(1)(A)
of the FD&C Act. In a future final action, and after considering
comments, FDA intends to amend the codified language in the clinical
electronic thermometer regulation to reflect the final determination
with respect to exemption.
II. Factors FDA May Consider for Exemption
There are a number of factors FDA may consider to determine whether
a 510(k) is necessary to provide reasonable assurance of the safety and
effectiveness of a class II device. These factors are discussed in the
January 21, 1998, Federal Register notice (63 FR 3142) and subsequently
in the guidance the Agency issued on February 19, 1998, entitled
``Procedures for Class II Device Exemptions from Premarket
Notification, Guidance for Industry and CDRH Staff'' (``Class II 510(k)
Exemption Guidance'') (Ref. 1). Accordingly, FDA generally considers
the following factors to determine whether premarket notification is
necessary for class II devices: (1) the device does not have a
significant history of false or misleading claims or of risks
associated with inherent characteristics of the device; (2)
characteristics of the device necessary for its safe and effective
performance are well established; (3) changes in the device that could
affect safety and effectiveness will either (a) be readily detectable
by users by visual examination or other means such as routine testing,
before causing harm, or (b) not materially increase the risk of injury,
incorrect diagnosis, or ineffective treatment; and (4) any changes to
the device would not be likely to result in a change in the device's
classification. FDA may also consider that, even when exempting
devices, these devices would still be subject to the limitations on
exemptions.
III. Limitations on Exemptions
FDA has determined that premarket notification is not necessary to
provide a reasonable assurance of safety and effectiveness for certain
class II clinical electronic thermometers subject to the limitations
outlined in table 1. This determination is based, in part, on the
Agency's knowledge of the device, including past experience and
relevant reports or studies on device performance (as appropriate), the
applicability of general and special controls, and the Agency's ability
to limit an exemption.
A. General Limitations of Exemptions
FDA's proposal to grant an exemption from premarket notification
applies only to those devices that have existing or reasonably
foreseeable characteristics of commercially distributed devices within
that generic type. After comment and issuance of a notice announcing
FDA's final determination, a manufacturer of a clinical electronic
thermometer would still be required to submit a premarket notification
to FDA before introducing a device or delivering it for introduction
into commercial distribution when the device meets any of the
conditions described in Sec. 880.9 (21 CFR 880.9).
B. Partial Limitations of Exemptions
In addition to the general limitations, FDA may also partially
limit an exemption from premarket notification requirements to specific
devices within a listed device type when the initial Agency assessment
determines that the factors laid out in the Class II 510(k) Exemption
Guidance (Ref. 1) do not weigh in favor of exemption for all devices
within a generic type of device. In such situations where a partial
limitation of the exemption has been identified, FDA has determined
that premarket notification is necessary to provide a reasonable
assurance of safety and effectiveness for devices that fall outside of
the limitations. In table 1, for example, FDA is listing the proposed
exemption of clinical electronic thermometers but limits the exemption
[[Page 75604]]
to devices that are appropriately tested in accordance with specific
FDA-recognized standards (as outlined in the limitations) and excludes
clinical electronic thermometers with telethermographic and continuous
temperature measurement functions.
Most contact and non-contact clinical electronic thermometers that
are appropriately tested in accordance with specific FDA-recognized
standards are well-understood devices; however, FDA considers premarket
notification requirements for clinical thermometers with
telethermographic and continuous temperature measurement functions to
be necessary to provide a reasonable assurance of safety and
effectiveness because such thermometers include newer technology that
may require additional testing beyond that specified in FDA-recognized
standards and have additional biocompatibility, interoperability,
electromagnetic compatibility, electrical safety, and sterility
considerations compared to clinical electronic thermometers without
these types of functions.
IV. Class II Device
FDA is identifying the following class II device that, if
finalized, would no longer require premarket notification under section
510(k) of the FD&C Act, subject to the general limitations to the
exemptions found in Sec. 880.9:
Table 1--Class II Devices
----------------------------------------------------------------------------------------------------------------
21 CFR section Device description Product code Partial exemption limitation
----------------------------------------------------------------------------------------------------------------
880.2910.......................... Clinical electronic FLL.............. Exemption is limited to the
thermometer. following:
1. Device is not a clinical
thermometer with telethermography
functions;
2. Device is not a clinical
thermometer with continuous
temperature measurement functions;
and
3. Appropriate analysis and testing
(such as outlined in the currently
FDA-recognized editions of ISO
80601-2-56 Medical electrical
equipment--Part 2-56: Particular
requirements for basic safety and
essential performance of clinical
thermometers for body temperature
measurement, or ASTM E1965
Standard Specification for
Infrared Thermometers for
Intermittent Determination of
Patient Temperature, or ASTM E1112
Standard Specification for
Electronic Thermometer for
Intermittent Determination of
Patient Temperature, or ASTM E1104
Standard Specification for
Clinical Thermometer Probe Covers
and Sheaths) must validate
specifications and performance of
the device.
----------------------------------------------------------------------------------------------------------------
FDA will assign new product codes to clinical electronic
thermometers with telethermography functions and those with continuous
temperature measurement functions in order to ensure that these devices
can be identified distinctly from devices that will be exempt subject
to the partial limitations under the existing product code (i.e.,
exempt and non-exempt devices within a device type will have different
product codes).
V. Reference
The following reference is on display in the Dockets Management
Staff (see ADDRESSES) and is available for viewing by interested
persons between 9 a.m. and 4 p.m., Monday through Friday; it is also
available electronically at https://www.regulations.gov. FDA has
verified the website address, as of the date this document publishes in
the Federal Register, but websites are subject to change over time.
1. FDA Guidance, ``Procedures for Class II Device Exemptions
from Premarket Notification, Guidance for Industry and CDRH Staff,''
February 19, 1998, available at https://www.fda.gov/media/72685/download.
Dated: October 31, 2023.
Lauren K. Roth,
Associate Commissioner for Policy.
[FR Doc. 2023-24290 Filed 11-2-23; 8:45 am]
BILLING CODE 4164-01-P