Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Eareckson Air Station Fuel Pier Repair in Alcan Harbor on Shemya Island, Alaska, 74451-74478 [2023-23970]
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Federal Register / Vol. 88, No. 209 / Tuesday, October 31, 2023 / Notices
small numbers of five marine mammal
species incidental to the Pier
Maintenance and Bank Stabilization
project in Port Angeles, Washington,
that includes the previously explained
mitigation, monitoring and reporting
requirements. The IHA can be found at:
https://www.fisheries.noaa.gov/action/
incidental-take-authorization-us-coastguard-air-station-port-angeles-piermaintenance-and.
Dated: October 25, 2023.
Catherin Marzin,
Acting Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2023–23948 Filed 10–30–23; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XD325]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Eareckson Air
Station Fuel Pier Repair in Alcan
Harbor on Shemya Island, Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments on proposed authorization
and possible renewal.
AGENCY:
NMFS has received a request
from the U.S Army Corps of Engineers
(USACE) on behalf of the Pacific Air
Forces Regional Support Center (USAF)
for authorization to take marine
mammals incidental to the Eareckson
Air Station (EAS) Fuel Pier Repair in
Alcan Harbor, Shemya Island, Alaska.
Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is
requesting comments on its proposal to
issue an incidental harassment
authorization (IHA) to incidentally take
marine mammals during the specified
activities. NMFS is also requesting
comments on a possible one-time, 1year renewal that could be issued under
certain circumstances and if all
requirements are met, as described in
the Request for Public Comments
section at the end of this notice. NMFS
will consider public comments prior to
making any final decision on the
issuance of the requested MMPA
authorization and agency responses will
be summarized in the final notice of our
decision.
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SUMMARY:
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Comments and information must
be received no later than November 30,
2023.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service and should be
submitted via email to ITP.Fleming@
noaa.gov. Electronic copies of the
application and supporting documents,
as well as a list of the references cited
in this document, may be obtained
online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities. In case of problems accessing
these documents, please call the contact
listed below.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments, including all
attachments, must not exceed a 25megabyte file size. All comments
received are a part of the public record
and will generally be posted online at
https://www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act without
change. All personal identifying
information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT: Kate
Fleming, Office of Protected Resources,
NMFS, (301) 427–8401.
SUPPLEMENTARY INFORMATION:
DATES:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
proposed or, if the taking is limited to
harassment, a notice of a proposed IHA
is provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
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74451
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
IHA) with respect to potential impacts
on the human environment. This action
is consistent with categories of activities
identified in Categorical Exclusion B4
(IHAs with no anticipated serious injury
or mortality) of the Companion Manual
for NAO 216–6A, which do not
individually or cumulatively have the
potential for significant impacts on the
quality of the human environment and
for which we have not identified any
extraordinary circumstances that would
preclude this categorical exclusion.
Accordingly, NMFS has preliminarily
determined that the issuance of the
proposed IHA qualifies to be
categorically excluded from further
NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
request.
Summary of Request
On May 15, 2023, NMFS received a
request from the USACE on behalf of
USAF for an IHA to take marine
mammals incidental to construction
associated with the EAS Fuel Pier
Repair in Alcan Harbor on Shemya
Island, Alaska. Following NMFS’ review
of the application, and discussions
between NMFS and USAF, the
application was deemed adequate and
complete on September 19, 2023. The
USAF’s request is for take of 12 species
of marine mammals, by Level B
harassment and, for a subset of these
species, Level A harassment. Neither
USAF nor NMFS expect serious injury
or mortality to result from this activity
and, therefore, an IHA is appropriate.
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This proposed IHA would cover 1
year of a larger 3-year project that
involves construction activities that will
not result in the take of marine
mammals (i.e., movement, mobilization,
and staging of equipment; replacing the
pier deck; and installing an engineered
revetment along the western shoreline).
Description of Proposed Activity
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Overview
The USAF is proposing to conduct
long-term repairs on the only existing
fuel pier at EAS on Shemya Island,
Alaska. The fuel delivered to the pier is
used by the island generator systems to
aid in the operation of homeland
defense early warning radar surveillance
and communication systems. EAS also
functions as an emergency divert
airfield supporting commercial and air
traffic destined for Japan, China, and
other destinations in Asia and the
Pacific. In February 2020, a destructive
storm left the fuel pier in critical
condition. In 2021, emergency repairs
were completed to restore minimal
function to the fuel pier. Long-term
repairs are planned in order to prevent
future degradation and catastrophic loss
to the fuel pier, to maintain access to the
pier, and to protect the shoreline
facilities from further erosion. The
activities that have the potential to take
marine mammals, by Level A
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harassment and Level B harassment,
include down-the-hole (DTH) drilling,
vibratory and impact installation of
temporary and permanent steel pipe
piles, and vibratory removal of
temporary steel pipe piles, and would
introduce underwater sounds that may
result in take, by Level A harassment
and Level B harassment, of marine
mammals. The marine construction
associated with the proposed activities
is planned to occur over 160 days over
1 year, accounting for weather delays
and mechanical issues.
Dates and Duration
The proposed IHA would be effective
from April 1, 2024 to March 31, 2025.
The project would occur between April
and October 2024 and would require
approximately 160 days of pile driving.
In-water construction activities would
only occur during daylight hours, and
typically over a 12-hour work day, up to
7 days per week.
Specific Geographic Region
The proposed activities would occur
on the EAS Fuel Pier on Shemya Island,
located in Section 16, Township 86
South, Range 257 West, of the Seward
Meridian, Alaska. Shemya Island is a
remote island in the western Aleutians.
The fuel pier is located in Alcan Harbor,
which opens to Shemya Pass to the west
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and the Bering Sea to its north and east.
Alcan harbor is exposed to strong north
winds. The dimensions of the new Pier
footprint would be approximately 30 by
104 meters (m), or 100 by 340 feet (ft).
Depths at the project site range from 5
to 10 m (16 to 33 ft). However, the area
of impact would extend 40 kilometers
(km), or 25 miles (mi), into the
southwest portion of the Bering Sea,
reaching depths of approximately 3,900
m (2.4 mi).
Shemya Island and its waters are
within the Alaska Maritime National
Wildlife Refuge, which if not for it being
a military base, would typically be
under the jurisdiction of U.S. Fish and
Wildlife Service (USFWS, 2021). The
fuel pier is the only pier on Shemya
Island; there are no neighboring piers or
docks. The next nearest developed
location that is inhabited is Nikol’skoe,
which is approximately 370 mi (595 km)
west on Bering Island, Russia. Adak,
Alaska, is approximately 400 mi (644
km) to the east in the Central Aleutians.
The United States Coast Guard
previously maintained a long-range
navigation station on Attu Island,
Alaska, 28 mi (45 km) to the west, but
that site has been abandoned for several
years. All former Alaska Native village
sites in the region have been abandoned
since World War II.
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74453
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Detailed Description of the Specified
Activity
The USAF is proposing to repair the
fuel pier at EAS on Shemya Island,
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Alaska. As noted above, this proposed
IHA would authorize take associated
with Year 1 of a larger 3-year project.
Please refer to USAF’s application for
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Figure 2 -- Detailed view of the Fuel Pier location on Shemya Island, Alaska
EN31OC23.000
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Figure 1 -- Project Location on Shemya Island, Alaska
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additional information about project
components planned for the period
beyond Year 1.
The USAF estimates that Year 1
activities would include vessel
movement and mobilization; pile
installation for the fuel pier, screening
and clearance for Munitions and
Explosives of Concern (MEC) (see
explanation below), remote equipment
operations, removal of existing precast
dolosse from the western shoreline, and
crushing/recycling concrete.
The replacement fuel pier is within a
Military Munitions Response Program
(MMRP) site and although prior surveys
and clearance of the Alcan Harbor
Ordnance MMRP site have been
completed, there is potential for
munitions and explosives of concern to
migrate within the site. As such,
magnetometer-based surveys for MEC
will be conducted prior to ground
disturbing activities within the
boundaries of the MMRP site to detect
anomalies and inform follow-on actions
to the extent practicable. Excavated
material from in-water work will be
further screened and cleared to remove
any potential MEC. The material would
be excavated with a clamshell bucket
and placed in a hopper that deposits the
material onto a conveyor leading to a 6inch remote controlled grizzly rock
screener. Subsequently, material six
inches or larger would be inspected by
UXO technicians for MEC prior to
transfer by armored equipment to a
screening plant with a specialized
magnet belt to remove all potential
metals and munitions. Cleared material
would be transferred to an upland, lowgrade staging area while MEC would be
transferred from the construction site to
the MEC storage and disposal site.
Additionally, USAF anticipates
approximately five vessels (i.e., tugboats
towing barges) per season would be
used for project activities, transiting
between Seattle, WA and Shemya
Island, AK, with some trips making a
stop in Seward, Kodiak, or Anchorage,
AK. With the exception of pile driving,
these activities are not anticipated to
result in take.
The proposed fuel pier replacement
project would include the installation of
an interlocking steel pipe combi-wall
system, which will require the
installation and removal of 60 30-inch
(in) temporary steel pipe piles and the
installation of 208 42-inch round steel
interlocking pipe piles using vibratory,
impact, and/or DTH methods (table 1).
USAF does not plan to operate multiple
hammers concurrently.
The interlocking steel pipe combiwall system would be installed 15 ft (4.6
m) off the existing fuel pier to
encapsulate most of the existing
structure. The steel combi-wall system
would extend approximately 560 ft (171
m) from the northern bulkhead corner,
along the entire Pier berthing face, and
around the northern perimeter.
Template frames for the pile wall
would be installed to construct the new
pier exterior structure and subsequently
removed; template frames would be
constructed to cantilever off the existing
fuel pier structure (i.e., not be placed in
the water). However, up to 60 30-inch
(76-cm) template piles may be installed
in the water to provide additional
support. A remotely operated vibratory
pile driving hammer would be used to
drive the piles through the bottom
sediment to specified depths. It is
anticipated that a diesel or hydraulic
impact hammer would be utilized to
achieve the specified embedment depth
of 44 temporary piles. Up to six
temporary piles in the southeast corner,
where there is very little overburden,
would likely need to be rock socketed
into bedrock via a DTH.
The main component of the combiwall system would require the
installation of 208 42-inch (107-cm)
interlocking permanent steel pipe piles
that would be installed using vibratory
and impact pile driving to specified
embedment depths. The pile interlocks
would be designed to transfer soil and
water pressure to the interlocking steel
pipe piles, which would carry most of
the load. In addition to vibratory and
impact pile driving, it is expected that
most, if not all permanent piling will
require a rock socket into the bedrock,
at a minimum of 30 ft (9 m) below the
mudline, using a DTH hammer and bit.
The bit will be slightly larger than the
outside diameter of the permanent pipe
pile.
Construction of the proposed dock
would follow this sequence:
1. Set one or two cantilevered
templates utilizing existing fuel pier as
support. These cantilevered templates
would not be installed in the water.
However, template piles may be
installed in some areas to offer
additional support (table 1).
2. Within the frame, loft and stab 6–
12 each 42-inch permanent pile.
3. Within the frame, vibrate, impact,
and DTH drill 42-inch diameter pipe
pile. Only one pile would be driven at
a time, even if two pile templates are
used.
4. Remove the frame and any
temporary piles and move to the next
permanent pile location.
5. Repeat this process for placement
of all the permanent piles.
TABLE 1—SUMMARY OF PILES TO BE INSTALLED AND REMOVED
Number of
piles
Installation or removal
I
Impact
strikers
per pile
I
Vibratory
duration
per pile,
minutes
DTH pile
installation,
duration
per pile,
minutes
Maximum
piles per
day—
impact
pile driving
Maximum
piles per
day—
vibratory
pile driving
Maximum
piles per
day—DTH
pile
installation
Days of
installation
and/or
removal a
180
4
4
3
122
150
4
..................
4
4
3
..................
17
..................
I
42-inch Interlocking Steel Pipe Piles—Permanent
Installation .............................................................................
208
1,800
30
30-inch Steel Pipe Piles—Template
Installation .............................................................................
Removal ................................................................................
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a USAF
60
900
15
estimates a total of 160 construction days to account for weather delays and mechanical issues.
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
Proposed Mitigation and Proposed
Monitoring and Reporting sections).
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Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
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and life history of the potentially
affected species. NMFS fully considered
all of this information, and we refer the
reader to these descriptions, instead of
reprinting the information. Additional
information regarding population trends
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and threats may be found in NMFS’
Stock Assessment Reports (SARs;
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-stock-assessments)
and more general information about
these species (e.g., physical and
behavioral descriptions) may be found
on NMFS’ website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for
which take is expected and proposed to
be authorized for this activity, and
summarizes information related to the
population or stock, including
regulatory status under the MMPA and
Endangered Species Act (ESA) and
potential biological removal (PBR),
where known. PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’ SARs). While no
serious injury or mortality is anticipated
or proposed to be authorized here, PBR
and annual serious injury and mortality
from anthropogenic sources are
included here as gross indicators of the
status of the species or stocks and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. Alaska 2022 SARs (Young
et al., 2023). All values presented in
table 2 are the most recent available at
the time of publication and are available
online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments.
TABLE 2—SPECIES LIKELY IMPACTED BY THE SPECIFIED ACTIVITIES
Common name
Scientific name
ESA/MMPA
status; strategic
(Y/N) 1
Stock
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
Annual
M/SI 3
PBR
Order Artiodactyla—Infraorder Cetacea—Mysticeti (baleen whales)
Family Balaenopteridae
Fin Whale ......................
Humpback Whale ..........
Minke Whale ..................
Balaenoptera physalus ........
Megaptera novaeangliae .....
Balaenoptera acutorostrata
Northeast Pacific .................
Western North Pacific ..........
Mexico—North Pacific .........
Hawai1i .................................
Alaska ..................................
I
E, D, Y
E, D, Y
T, D, Y
-, -, N
-, -, -
UND (UND, UND, 2013) 4 ...
1,084, (0.088, 1,007, 2006)
N/A (N/A, N/A, 2006) 5 .........
11,278 (0.56, 7,265, 2020) ..
N/A (N/A, N/A, N/A) 6 ...........
I
UND
3
UND
127
UND
I
0.6
2.8
0.56
19.6
0
Odontoceti (toothed whales, dolphins, and porpoises)
Family Physeteridae
Sperm whale ..................
Family Ziphiidae (beaked
whales)
Baird’s beaked whale ....
Stejneger’s Beaked
Whale.
Family Delphinidae
Killer Whale ...................
Family Phocoenidae (porpoises)
Dall’s Porpoise ...............
Harbor Porpoise ....................
Physeter macrocephalus .....
North Pacific ........................
E, D, Y
UND (UND, UND, 2015) 7 ...
UND
3.5
Berardius bairdii ...................
Mesoplodon stejnegeri ........
Alaska ..................................
Alaska ..................................
-, -, N
-, -, N
N/A (N/A, N/A, N/A) 8 ...........
N/A (N/A, N/A, N/A) 8 ...........
N/A
N/A
0
0
Orcinus orca ........................
ENP Alaska Resident Stock
ENP Gulf of Alaska, Aleutian Islands, and Bering
Sea.
-, -, N
-, -, N
1,920 (N/A, 1,920, 2019) .....
587 (N/A, 587, 2012) ...........
19
5.9
1.3
0.8
Phocoenoides dalli ..............
Phocoena phocoena ............
Alaska ..................................
Bering Sea ...........................
-, -, N
-, -, Y
UND (UND, UND, 2015) 9 ...
UNK (UNK, N/A, 2008) 10 ....
UND
UND
37
0.4
11,403
373
318
254
97
90
Order Carnivora—Pinnipedia
Family Otariidae (eared seals
and sea lions)
Northern Fur Seal ..........
Steller Sea Lion .............
Family Phocidae (earless
seals)
Harbor Seal ...................
Callorhinus ursinus ..............
Eastern Pacific .....................
-, D, Y
Eumetopias jubatus .............
Western, U.S .......................
E, D, Y
626,618 (0.2, 530,376,
2019).
52,932 (N/A, 52,932, 2019)
Phoca vitulina ......................
Aleutian Islands ...................
-, -, N
5,588 (N/A, 5,366, 2018) .....
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1 Endangered
Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: https://www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
min is the minimum estimate of
stock abundance. In some cases, CV is not applicable (explain if this is the case).
3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, vessel strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.
4 The best available abundance estimate for this stock is not considered representative of the entire stock as surveys were limited to a small portion of the stock’s
range. Based upon this estimate and the Nmin, the PBR value is likely negatively biased for the entire stock.
5 Abundance estimates are based upon data collected more than 8 years ago and therefore current estimates are considered unknown.
6 Reliable population estimates are not available for this stock. Please see Friday et al. (2013) and Zerbini et al. (2006) for additional information on numbers of
minke whales in Alaska.
7 The most recent abundance estimate is likely unreliable as it covered a small area that may not have included females and juveniles, and did not account for animals missed on the trackline. The calculated PBR is not a reliable index for the stock as it is based upon negatively biased minimum abundance estimate.
8 Reliable abundance estimates for this stock are currently unavailable.
9 The best available abundance estimate is likely an underestimate for the entire stock because it is based upon a survey that covered only a small portion of the
stock’s range.
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10 The best available abundance estimate and Nmin are likely an underestimate for the entire stock because it is based upon a survey that covered only a small
portion of the stock’s range. PBR for this stock is undetermined due to this estimate being older than 8 years.
As indicated above, all 12 species
(with 15 managed stocks) in table 2
temporally and spatially co-occur with
the activity to the degree that take is
reasonably likely to occur. All species
that could potentially occur in the
proposed project area are included in
table 3–1 of the IHA application. While
blue whale, gray whale, North Pacific
right whale, Pacific white-sided
dolphin, and ribbon seal could occur in
the area, the temporal and/or spatial
occurrence of these species is such that
take is not expected to occur, and they
are not discussed further beyond the
explanation provided here. These
species all have extremely low
abundance and most are observed in
areas outside of the project area.
In addition, northern sea otter may be
found the western Aleutians. However,
this species is managed by the U.S. Fish
and Wildlife Service and is not
considered further in this document.
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Fin Whale
Fin whales are found in polar,
temperate, and subtropical waters
worldwide, where they inhabit deep,
offshore waters and often travel in open
seas away from coasts. Fin whales in the
northeast Pacific are typically
distributed off the coast of the Gulf of
Alaska and the Bering and Chukchi
Seas. In general, the spring and early
summer are spent in cold, high latitude
feeding waters as far north as Chukchi
Sea, the Gulf of Alaska, Prince William
Sound, along the Aleutian Islands, and
west of Kodiak Island. In the fall, fin
whales return to low latitudes for the
winter breeding season, though they
may remain in residence in their high
latitude ranges if food resources remain
plentiful.
Although typically observed in groups
of 6 to 10 individuals, fin whales are
also sighted in pairs, alone, or in feeding
aggregations up to 100 individuals. In
the central eastern Bering Sea, most
sightings have occurred along the
continental shelf break in a zone of high
prey abundance (Clark, 2008a). Across
119 days of three distinct marine
mammal surveys completed from
Shemya Island between 2016 and 2021,
no fin whales were observed in the
project area (see application). Note that
Alcan harbor was included in islandwide monitoring of two of these
surveys, and the third survey effort was
conducted exclusively at the project site
during an emergency repair of the fuel
pier.
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Humpback Whale
On September 8, 2016, NMFS divided
the once single population into 14
distinct population segments (DPS)
under the ESA, removed the specieslevel listing as endangered, and, in its
place, listed four DPSs as endangered
and one DPS as threatened (81 FR
62259, September 8, 2016). The
remaining nine DPSs were not listed.
There are four DPSs in the North
Pacific, including the Western North
Pacific and Central America, which are
listed as endangered, Mexico, which is
listed as threatened, and Hawai1i, which
is not listed.
The 2022 Alaska and Pacific SARs
described a revised stock structure for
humpback whales which modifies the
previous stocks designated under the
MMPA to align more closely with the
ESA-designated DPSs (Caretta et al.,
2023; Young et al., 2023). Specifically,
the three previous North Pacific
humpback whale stocks (Central and
Western North Pacific stocks and a CA/
OR/WA stock) were replaced by five
stocks, largely corresponding with the
ESA-designated DPSs. These include
the Western North Pacific and Hawai1i
stocks and a Central America/Southern
Mexico—CA/OR/WA stock (which
corresponds with the Central America
DPS). The remaining two stocks,
corresponding with the Mexico DPS, are
the Mainland Mexico—CA/OR/WA and
Mexico—North Pacific stocks (Caretta et
al., 2023; Young et al., 2023). The
former stock is expected to occur along
the west coast from California to
southern British Columbia, while the
latter stock may occur across the Pacific,
from northern British Columbia through
the Gulf of Alaska and Aleutian Islands/
Bering Sea region to Russia.
The Hawai1i stock consists of one
demographically independent
population (DIP)—Hawai1i—Southeast
Alaska/Northern British Columbia DIP
and one unit—Hawai1i—North Pacific
unit, which may or may not be
composed of multiple DIPs (Wade et al.,
2021). The DIP and unit are managed as
a single stock at this time, due to the
lack of data available to separately
assess them and lack of compelling
conservation benefit to managing them
separately (NMFS, 2023; NMFS, 2019;
NMFS, 2022b). The DIP is delineated
based on two strong lines of evidence:
genetics and movement data (Wade et
al., 2021). Whales in the Hawai1i—
Southeast Alaska/Northern British
Columbia DIP winter off Hawai1i and
largely summer in Southeast Alaska and
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Northern British Columbia (Wade et al.,
2021). The group of whales that migrate
from Russia, western Alaska (Bering Sea
and Aleutian Islands), and central
Alaska (Gulf of Alaska excluding
Southeast Alaska) to Hawai1i have been
delineated as the Hawai1i—North Pacific
unit (Wade et al., 2021). There are a
small number of whales that migrate
between Hawai1i and southern British
Columbia/Washington, but current data
and analyses do not provide a clear
understanding of which unit these
whales belong to (Wade et al., 2021;
Caretta et al., 2023; Young et al., 2023).
The Mexico—North Pacific unit is
likely composed of multiple DIPs, based
on movement data (Martien et al., 2021;
Wade, 2021; Wade et al., 2021).
However, because currently available
data and analyses are not sufficient to
delineate or assess DIPs within the unit,
it was designated as a single stock
(NMFS, 2023a; NMFS, 2019; NMFS,
2022c). Whales in this stock winter off
Mexico and the Revillagigedo
Archipelago and summer primarily in
Alaska waters (Martien et al., 2021;
Carretta et al., 2023; Young et al., 2023).
The Western North Pacific stock
consists of two units—the Philippines/
Okinawa—North Pacific unit and the
Marianas/Ogasawara—North Pacific
unit. The units are managed as a single
stock at this time, due to a lack of data.
Recognition of these units is based on
movements and genetic data (Oleson et
al., 2022). Whales in the Philippines/
Okinawa—North Pacific unit winter
near the Philippines and in the Ryukyu
Archipelago and migrate to summer
feeding areas primarily off the Russian
mainland (Oleson et al., 2022). Whales
that winter off the Mariana Archipelago,
Ogasawara, and other areas not yet
identified and then migrate to summer
feeding areas off the Commander
Islands, and to the Bering Sea and
Aleutian Islands comprise the Marianas/
Ogasawara—North Pacific unit.
Humpback whales that occur in the
project area are predominantly members
of the Hawai’i stock, which corresponds
to the Hawai1i DPS (91 percent
probability in the Aleutian Islands), and
is not listed under the ESA. However,
members of the Mexico North Pacific
stock, which include the Mexico DPS
and is listed as threatened, have a small
potential to occur in the project location
(7 percent probability in the Aleutians),
and the Western North Pacific Stock,
which corresponds to the Western North
Pacific DPS and is listed as endangered,
have an even smaller potential to occur
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in the project location (2 percent, Wade,
2021).
Humpback whales migrate to the
North Pacific, including the Aleutian
Islands, to feed after months of fasting
in equatorial breeding grounds.
Humpback whales generally travel alone
or in small groups that persist only a
few hours. Groups may stay together for
longer in the summer in order to feed
cooperatively. During the 2016 and 2021
Shemya Island marine mammal surveys,
seven humpback whales were observed
in the project area (see application).
Minke Whale
Minke whales occur in polar,
temperate, and tropical waters
worldwide in a range extending from
the ice edge in the Arctic during the
summer to near the equator during
winter. However, they are known to
prefer temperate to boreal waters due to
the abundance of prey (Guerrero,
2008b). When comparing distribution
and abundance in the years 2002, 2008,
and 2010, it was found that that minke
whales were scattered throughout all
oceanographic domains: coastal, middle
shelf, and outer shelf/slope (Muto et al.,
2021). The minke whale mostly migrates
seasonally and can travel long distances;
although, some minke whale
individuals and stocks have resident
home ranges and are not highly
migratory (Guerrero, 2008b). The Alaska
Stock of minke whales are migratory
and are common in the waters of the
Bering Sea, Gulf of Alaska, and
Southeast Alaska in the spring and
summer (NMFS, 2023c).
The distribution of minke whales vary
according to age, sex, and reproductive
status. Older mature males are
commonly found in small social groups
around the ice edge of polar regions
during the summer feeding season.
Comparatively, adult females will
migrate farther into the higher latitudes
but generally remain in coastal waters.
Immature minke whales tend to be
solitary and stay in lower latitudes
during the summer (Guerrero, 2008b).
Although the minke whale tends to be
solitary or in groups of two to three
individuals, they can congregate in
larger groups containing up to 400
individuals at the higher latitude
foraging areas (NOAA, 2021). During
surveys in Alaska, minke whales are
predominately observed alone (Wade et
al., 2003; Waite, 2003). Breeding season
typically occurs from December to
March, but in some regions minke
whales breed year-round. When
migrating north in spring and summer,
they will travel along in coastal waters,
whereas in fall and winter, they move
farther offshore (NMFS, 2023c). In 2003,
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a minke whale was observed in July
when a sea otter survey was being
conducted at Attu Island (Doroff et al.,
2004), 28 mi to the west of Shemya
Island. During the 2016 and 2021
Shemya Island marine mammal surveys,
no minke whales were observed in the
project area (see application).
Sperm Whale
Sperm whales are the most sighted
and recorded cetacean in marine
mammal surveys in high latitude
regions of the North Pacific, including
the Bering Sea and the Aleutian Islands
(Young et al., 2023). However, sperm
whales exhibit sex-specific latitudinal
segregation, where females and their
young form social groups and are
usually found in temperate and tropical
latitudes, while males forage at higher
latitudes and tends to only return to
tropical and subtropical regions to breed
(Whitehead, 2009). As such, males are
more frequently encountered in the
Aleutians than females; social groups
typically occur in this area only during
the winter when males are less likely to
be present (Posdalijian, 2023).
Sperm whales tend to occur offshore
in submarine canyons at the edge of the
continental shelf in water 1,000 m
(3,300 ft) deep (Jaquet and Whitehead,
1996). They hunt for food during deep
dives that routinely reach depths of
2,000 feet and can last for 45 minutes.
Because sperm whales spend most of
their time in deep waters, their diet
consists of species such as squid,
sharks, skates, and fish that also occupy
deep ocean waters.
The Aleutian Islands are considered a
biologically important area (BIA) for
feeding for sperm whale (Brower, 2022).
This BIA overlaps with the project area
and is active April through September.
The BIA scored a three for importance
and intensity, and a two for data
support and boundary certainty,
indicating that it is of high importance,
has moderately certain boundaries, and
moderate data to support the
identification of the BIA (see Harrison et
al. (2023) for additional information
about the scoring process used to
identify BIAs). The BIA was identified
as having dynamic spatiotemporal
variability.
During the 2016 and 2021 marine
mammal surveys completed on Shemya
Island, four sperm whales were
observed on a single day (see
application).
Baird’s Beaked Whale
Baird’s beaked whale occurs in the
North Pacific and Bering Sea along the
Aleutian Islands as well as the adjacent
waters of the Gulf of Alaska, Sea of
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74457
Okhotsk, and the Sea of Japan (Guerrero,
2008a). Within the North Pacific Ocean,
Baird’s beaked whales have been
sighted north of 30° N in deep, cold
waters over the continental shelf (Muto
et al., 2021), particularly in regions with
1,000 m (3,300 ft) or deeper contours,
submarine canyons, and seamounts.
However, they can be occasionally
found in nearshore environments along
narrow continental shelves. Baird’s
beaked whales migrate seasonally based
on the temperature of surface water
(NMFS, 2023a). They occur in waters of
the continental slope during summer
and fall months when surface water
temperatures are the highest (Muto et
al., 2021). They have also been observed
in the nearshore waters of the Bering
Sea and Okhotsk Sea in May to October
(NMFS, 2023a). Baird’s beaked whales
are usually found in tight social groups
(schools or pods) averaging between five
and 20 individuals, but they have
occasionally been observed in larger
groups of up to 50 animals.
During the 2016 and 2021 Shemya
Island marine mammal surveys, no
Baird’s beaked whales were observed in
the project area (see application).
Stejneger’s Beaked Whale
Stejneger’s beaked whale prefer cold,
temperate, and subarctic waters of the
North Pacific Ocean and are generally
found in deep, offshore waters on or
beyond the continental slope between
2,500 and 5,000 ft. Most records are
from Alaskan waters, and the Aleutian
Islands appear to be its center of
distribution (Mead, 1989; Wade et al.,
2003).They are usually found in small,
tight social groups averaging between 5
and 15 individuals. This whale is rarely
sighted at sea, but they have been
detected acoustically in the Aleutian
waters in summer, fall, and spring
(Baumann-Pickering et al., 2014; Muto,
2021). Most data on Stejneger’s beaked
whale have been collected and inferred
from stranded individuals. Though most
strandings in the Aleutians occur in the
central portion of the island chain, there
was a stranding of an adult male
Stejneger’s beaked whale on the
southeast coast of Shemya Island on
September 1, 2005 (Savage et al., 2021).
During the 2016 and 2021 marine
mammal surveys completed on Shemya
Island, no Stejneger’s beaked whale
were observed.
Killer Whale
Killer whales occur in every ocean in
the world and are the most widely
distributed of all cetaceans. Along the
west coast of North America, killer
whales occur along the entire Alaska
coast (Braham and Dahlheim, 1982).
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This proposed IHA considers only the
Eastern North Pacific Alaska Resident
stock (Alaska Resident stock), and the
Eastern North Pacific Gulf of Alaska,
Aleutian Islands and Bering Sea
Transient stocks because all other killer
whale stocks occur outside the
geographic area under consideration
(Muto et al., 2021).
There are three distinct ecotypes, or
forms, of killer whales recognized:
Resident, Transient, and Offshore. The
three ecotypes differ morphologically,
ecologically, behaviorally, and
genetically. Spatial distribution has
been shown to vary among the different
ecotypes, with resident and, to a lesser
extent, transient killer whales more
commonly observed along the
continental shelf, and offshore killer
whales more commonly observed in
pelagic waters (Rice et al., 2021).
When comparing movement,
residents tend to have more predictable
movements and the smallest home
ranges and they return annually,
whereas transients are less predictable
due to their larger home ranges and
quick transits through local areas.
Offshore ecotypes have the largest home
ranges that are generally farther offshore
compared to the other two ecotypes.
(Zimmerman and Small, 2008). Resident
killer whales live in large, stable groups
ranging normally from 5 to 50
individuals and up to 100 or more. They
feed only on fish, especially Pacific
salmon. Transient killer whales, on the
other hand, hunt marine mammals, like
pinnipeds and porpoises, in smaller
groups of 10 individuals or less (Forney
and Wade, 2006).
During the 2016 and 2021 marine
mammal surveys at Shemya Island,
Killer whales were frequently
documented within the project area and
around the island during these surveys.
Within the project area alone, the
average daily observation rate was 0.6
killer whales (see application).
Dall’s Porpoise
Dall’s porpoises are widely
distributed across the North Pacific
Ocean, ranging from Japan to southern
California and up to Alaska and the
Bering Sea in coastal and pelagic waters
between 28° N and 65° N (Wells, 2008;
Muto et al., 2021). They inhabit all
strata on the continental shelf, slope,
and pelagic waters with the greatest
densities occurring in deeper inshore
and slope habitats (Rone et al., 2017).
Throughout most of the eastern North
Pacific they are present during all
months of the year, although there may
winter movements out of areas of ice
like Prince William Sound and the
Bering Sea or onshore-offshore
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movements along the west coast of the
continental U.S. (Muto et al., 2021).
Depending on morphology/type,
geography, and seasonality, they have
inshore-offshore and north-south
migration patterns (NMFS, 2023b).
They generally travel in groups of 10
to 20 individuals but can occur in
groups with over hundreds of
individuals (Wells, 2008). These groups
appear to be fluid as they form and
break-up during play and feeding.
During the 2016 and 2021 Shemya
Island marine mammal surveys, no
Dall’s porpoise were observed in the
project area (see application)
Harbor Porpoise
The Bering Sea stock of harbor
porpoise occurs within the project area,
ranging from throughout the Aleutian
Islands and into all waters north of
Unimak Pass. The harbor porpoise
frequents nearshore waters and coastal
embayments throughout their range,
including bays, harbors, estuaries, and
fjords less than 650 ft (198 m) deep
(NMFS, 2023d). They are most often
observed in groups of two or three.
During the 2016 and 2021 marine
mammal surveys completed on Shemya
Island, one group of two to three harbor
porpoise were observed (see
application).
Northern Fur Seal
Northern fur seals occur from
southern California north to the Bering
Sea and west to the Sea of Okhotsk and
Honshu Island, Japan. They are highly
pelagic, spending most of their time
each year alone at sea. During the
summer breeding season, most of the
worldwide population is found on the
Pribilof Islands in the southern Bering
Sea, with the remaining animals on
rookeries in Russia, on Bogoslof Island
in the southern Bering Sea, on San
Miguel Island off southern California
(Lander and Kajimura, 1982; NMFS,
1993), and on the Farallon Islands off
central California. Non-breeding
northern fur seals may occasionally haul
out on land at other sites in Alaska,
British Columbia, and on islets along
the west coast of the United States
(Fiscus, 1983).
During the reproductive season, adult
males usually are on shore during the 4month period from May to August,
although some may be present until
November. Adult females are ashore
during a 6-month period (June–
November). Following their respective
times ashore, Alaska northern fur seals
of both genders the move south and
remain at sea until the next breeding
season (Roppel, 1984). Adult females
and pups from the Pribilof Islands move
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through the Aleutian Islands into the
North Pacific Ocean, often to the waters
offshore of Oregon and California (Ream
et al., 2005). Adult males generally
move only as far south as the Gulf of
Alaska in the eastern North Pacific
(Kajimura, 1984) and the Kuril Islands
in the western North Pacific (Loughlin
et al., 1999). In Alaska, pups are born
during the summer months and leave
the rookeries in the fall, on average
around mid-November. They generally
remain at sea for 22 months before
returning to land (Kenyon and Wilke,
1953).
During the 2016 and 2021 marine
mammal surveys completed on Shemya
Island, no northern fur seals were
observed (see application).
Steller Sea Lion
Steller sea lions in the project area are
anticipated to be from the Western
stock, which includes all Steller sea
lions originating from rookeries west of
Cape Suckling (144° W longitude). The
centers of abundance and distribution
for western DPS Steller sea lions are
located in the Gulf of Alaska and
Aleutian Islands. At sea, Steller sea
lions commonly occur near the 656-ft
(200-m) depth contour but have been
found from nearshore to well beyond
the continental shelf (Kajimura and
Loughlin, 1988). Sea lions move
offshore to pelagic waters for feeding
excursions.
Steller sea lions are frequently
observed around Shemya Island outside
of the ensonified area, though only
occasionally observed in low numbers
in Alcan Harbor and Shemya Pass (see
application). The ensonified area would
intersect with the aquatic zone of Steller
sea lion haulouts designated as critical
habitat. The Shemya Island Major
Haulout is 2.75 nmi to the east of the
project site, Alaid Island Major Haulout
is 5 nmi northwest of the project site,
and Attu/Chirikof Point Major Haulout
is 24 nmi to the northwest of the project
site. However, no Steller sea lions have
been observed on the Shemya Island
Major Haulout during surveys
completed between 2015 and 2017, and
only one Steller sea lion was observed
at Attu/Chirkock Point during surveys
conducted during the same time frame.
An average of 68 non-pups and 7 pups
were observed annually during this time
at Alaid Island Major Haulout (see
application).
Harbor Seal
Harbor seals inhabit coastal and
estuarine waters off Alaska. They haul
out on rocks, reefs, beaches, and drifting
glacial ice. They are generally nonmigratory, with local movements
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associated with such factors as tides,
weather, season, food availability, and
reproduction (Muto et al., 2021). They
are opportunistic feeders and often
adjust their distribution to take
advantage of locally and seasonally
abundant prey (Womble et al., 2010;
Allen and Angliss, 2015). Although they
tend to be solitary when in the water,
they can form groups of about 30 or less
individuals of both sexes and all ages
when hauling out. Harbor seals haul out
to rest periodically, give birth or nurse.
Harbor seals in the project area are
recognized as part of the Aleutian Island
stock, occurring along the entire
Aleutian island chain from Attu Island
to Ugamak Island. Pupping season in
the Aleutian Islands is occurs between
mid-June to mid-July. (Sease, 1992).
Harbor seals haul out on beaches all
around Shemya Island, with largest
numbers observed on the east side of the
island, away from the ensonified area.
However, harbor seals are occasionally
observed occurring inside the
ensonified area. During the 2016 and
2021 marine mammal surveys
completed on Shemya Island, an
average of 0.45 harbor seals were
observed each day.
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Not all marine mammal
species have equal hearing capabilities
(e.g., Richardson et al., 1995; Wartzok
and Ketten, 1999; Au and Hastings,
2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine
mammals be divided into hearing
74459
groups based on directly measured
(behavioral or auditory evoked potential
techniques) or estimated hearing ranges
(behavioral response data, anatomical
modeling, etc.). Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65-decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in table 3.
TABLE 3—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Generalized Hearing
Range *
Hearing Group
Low-frequency (LF) cetaceans (baleen whales) .....................................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ...........................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, Cephalorhynchid, Lagenorhynchus cruciger & L.
australis).
Phocid pinnipeds (PW) (underwater) (true seals) ...................................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ..............................................................................................
7 Hz to 35 kHz
150 Hz to 160 kHz
275 Hz to 160 kHz
50 Hz to 86 kHz
60 Hz to 39 kHz
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65-dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al., 2007) and PW pinniped (approximation).
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The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemila¨ et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018) for a review of
available information.
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section provides a discussion of
the ways in which components of the
specified activity may impact marine
mammals and their habitat. The
Estimated Take of Marine Mammals
section later in this document includes
a quantitative analysis of the number of
individuals that are expected to be taken
by this activity. The Negligible Impact
Analysis and Determination section
considers the content of this section, the
Estimated Take of Marine Mammals
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section, and the Proposed Mitigation
section, to draw conclusions regarding
the likely impacts of these activities on
the reproductive success or survivorship
of individuals and whether those
impacts are reasonably expected to, or
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.
Acoustic effects on marine mammals
during the specified activity can occur
from impact and vibratory pile driving
and removal and DTH. The effects of
underwater noise from USAF’s
proposed activities have the potential to
result in Level A harassment and Level
B harassment of marine mammals.
Description of Sound Sources
The marine soundscape is comprised
of both ambient and anthropogenic
sounds. Ambient sound is defined as
the all-encompassing sound in a given
place and is usually a composite of
sound from many sources both near and
far (American National Standards
Institute 1995). The sound level of an
area is defined by the total acoustical
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energy being generated by known and
unknown sources. These sources may
include physical (e.g., waves, wind,
precipitation, earthquakes, ice,
atmospheric sound), biological (e.g.,
sounds produced by marine mammals,
fish, and invertebrates), and
anthropogenic sound (e.g., vessels,
dredging, aircraft, construction).
The sum of the various natural and
anthropogenic sound sources at any
given location and time—which
comprise ‘‘ambient’’ or ‘‘background’’
sound—depends not only on the source
levels (as determined by current
weather conditions and levels of
biological and shipping activity) but
also on the ability of sound to propagate
through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor, and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
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given frequency and location can vary
by 10 to 20 dB from day to day
(Richardson et al., 1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activity may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
In-water construction activities
associated with the project would
include impact pile driving, vibratory
pile driving and removal, and use of
DTH equipment. The sounds produced
by these activities fall into one of two
general sound types: Impulsive and
non-impulsive. Impulsive sounds (e.g.,
explosions, gunshots, sonic booms,
impact pile driving) are typically
transient, brief (less than 1 second),
broadband, and consist of high peak
sound pressure with rapid rise time and
rapid decay (American National
Standards Institute (ANSI), 1986;
National Institute of Occupational
Safety and Health (NIOSH), 1998;
NMFS, 2018). Non-impulsive sounds
(e.g., aircraft, machinery operations
such as drilling or dredging, vibratory
pile driving, and active sonar systems)
can be broadband, narrowband or tonal,
brief or prolonged (continuous or
intermittent), and typically do not have
the high peak sound pressure with rapid
rise/decay time that impulsive sounds
do (ANSI, 1995; NIOSH, 1998; NMFS,
2018). The distinction between these
two sound types is important because
they have differing potential to cause
physical effects, particularly with regard
to hearing (e.g., Ward 1997 in Southall
et al., 2007).
Three types of hammers would be
used on this project: impact, vibratory,
and DTH. Impact hammers operate by
repeatedly dropping and/or pushing a
heavy piston onto a pile to drive the pile
into the substrate. Sound generated by
impact hammers is characterized by
rapid rise times and high peak levels, a
potentially injurious combination
(Hastings and Popper, 2005). Vibratory
hammers install piles by vibrating them
and allowing the weight of the hammer
to push them into the sediment.
Vibratory hammers produce
significantly less sound than impact
hammers. Peak Sound Pressure Levels
(SPLs) may be 180 dB or greater, but are
generally 10 to 20 dB lower than SPLs
generated during impact pile driving of
the same-sized pile (Oestman et al.,
2009). Rise time is slower, reducing the
probability and severity of injury, and
sound energy is distributed over a
greater amount of time (Nedwell and
Edwards, 2002; Carlson et al., 2005).
A DTH hammer is essentially a drill
bit that drills through the bedrock using
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a rotating function like a normal drill,
in concert with a hammering
mechanism operated by a pneumatic (or
sometimes hydraulic) component
integrated into to the DTH hammer to
increase speed of progress through the
substrate (i.e., it is similar to a ‘‘hammer
drill’’ hand tool). The sounds produced
by the DTH method contain both a
continuous, non-impulsive component
from the drilling action and an
impulsive component from the
hammering effect. Therefore, we treat
DTH systems as both impulsive and
continuous, non-impulsive sound
source types simultaneously.
The likely or possible impacts of
USAF’s proposed activities on marine
mammals could be generated from both
non-acoustic and acoustic stressors.
Potential non-acoustic stressors include
the physical presence of the equipment,
vessels, and personnel; however, any
impacts to marine mammals are
expected to primarily be acoustic in
nature. Acoustic stressors include
effects of heavy equipment operation
during pile installation and removal and
DTH.
Acoustic Impacts
The introduction of anthropogenic
noise into the aquatic environment from
pile driving and removal and DTH
equipment is the primary means by
which marine mammals may be
harassed from USAF’s specified
activities. In general, animals exposed to
natural or anthropogenic sound may
experience behavioral, physiological,
and/or physical effects, ranging in
magnitude from none to severe
(Southall et al., 2007). Generally,
exposure to pile driving and removal
and DTH noise has the potential to
result in behavioral reactions (e.g.,
avoidance, temporary cessation of
foraging and vocalizing, changes in dive
behavior) and, in limited cases, auditory
threshold shifts. Exposure to
anthropogenic noise can also lead to
non-observable physiological responses
such as an increase in stress hormones.
Additional noise in a marine mammal’s
habitat can mask acoustic cues used by
marine mammals to carry out daily
functions such as communication and
predator and prey detection. The effects
of pile driving and removal and DTH
noise on marine mammals are
dependent on several factors, including,
but not limited to, sound type (e.g.,
impulsive vs. non-impulsive), the
species, age and sex class (e.g., adult
male vs. mother with calf), duration of
exposure, the distance between the pile
and the animal, received levels,
behavior at time of exposure, and
previous history with exposure
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(Wartzok et al., 2003; Southall et al.,
2007). Here we discuss physical
auditory effects (threshold shifts)
followed by behavioral effects and
potential impacts on habitat.
NMFS defines a noise-induced
threshold shift (TS) as a change, usually
an increase, in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2018). The amount of
threshold shift is customarily expressed
in dB. A TS can be permanent or
temporary. As described in NMFS
(2018), there are numerous factors to
consider when examining the
consequence of TS, including, but not
limited to, the signal temporal pattern
(e.g., impulsive or non-impulsive),
likelihood an individual would be
exposed for a long enough duration or
to a high enough level to induce a TS,
the magnitude of the TS, time to
recovery (seconds to minutes or hours to
days), the frequency range of the
exposure (i.e., spectral content), the
hearing and vocalization frequency
range of the exposed species relative to
the signal’s frequency spectrum (i.e.,
how animal uses sound within the
frequency band of the signal; e.g.,
Kastelein et al., 2014), and the overlap
between the animal and the source (e.g.,
spatial, temporal, and spectral).
Permanent Threshold Shift (PTS)—
NMFS defines PTS as a permanent,
irreversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2018). Available data from
humans and other terrestrial mammals
indicate that a 40-dB threshold shift
approximates PTS onset (Ward et al.,
1958; Ward et al., 1959; Ward, 1960;
Kryter et al., 1966; Miller, 1974;
Henderson et al., 2008). PTS levels for
marine mammals are estimates, because
there are limited empirical data
measuring PTS in marine mammals
(e.g., Kastak et al., 2008), largely due to
the fact that, for various ethical reasons,
experiments involving anthropogenic
noise exposure at levels inducing PTS
are not typically pursued or authorized
(NMFS, 2018).
Temporary Threshold Shift (TTS)—A
temporary, reversible increase in the
threshold of audibility at a specified
frequency or portion of an individual’s
hearing range above a previously
established reference level (NMFS,
2018). Based on data from cetacean TTS
measurements (Southall et al., 2007), a
TTS of 6 dB is considered the minimum
threshold shift clearly larger than any
day-to-day or session-to-session
variation in a subject’s normal hearing
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ability (Schlundt et al., 2000; Finneran
et al., 2000; Finneran et al., 2002). As
described in Finneran (2016), marine
mammal studies have shown the
amount of TTS increases with
cumulative sound exposure level
(SELcum) in an accelerating fashion: At
low exposures with lower SELcum, the
amount of TTS is typically small and
the growth curves have shallow slopes.
At exposures with higher SELcum, the
growth curves become steeper and
approach linear relationships with the
noise SEL.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
Masking, below). For example, a marine
mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that takes place during
a time when the animal is traveling
through the open ocean, where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts. We
note that reduced hearing sensitivity as
a simple function of aging has been
observed in marine mammals, as well as
humans and other taxa (Southall et al.,
2007), so we can infer that strategies
exist for coping with this condition to
some degree, though likely not without
cost.
Currently, TTS data only exist for four
species of cetaceans (bottlenose dolphin
(Tursiops truncatus), beluga whale
(Delphinapterus leucas), harbor
porpoise, and Yangtze finless porpoise
(Neophocoena asiaeorientalis) and five
species of pinnipeds exposed to a
limited number of sound sources (i.e.,
mostly tones and octave-band noise) in
laboratory settings (Finneran, 2015).
TTS was not observed in trained spotted
(Phoca largha) and ringed (Pusa
hispida) seals exposed to impulsive
noise at levels matching previous
predictions of TTS onset (Reichmuth et
al., 2016). In general, harbor seals and
harbor porpoises have a lower TTS
onset than other measured pinniped or
cetacean species (Finneran, 2015).
Additionally, the existing marine
mammal TTS data come from a limited
number of individuals within these
species. No data are available on noiseinduced hearing loss for mysticetes. For
summaries of data on TTS in marine
mammals or for further discussion of
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TTS onset thresholds, please see
Southall et al. (2007), Finneran and
Jenkins (2012), Finneran (2015), and
table 5 in NMFS (2018).
Activities for this project include
impact and vibratory pile driving,
vibratory pile removal, and DTH
activities. There would likely be pauses
in activities producing the sound during
each day. Given these pauses and the
fact that many marine mammals are
likely moving through the project areas
and not remaining for extended periods
of time, the potential for threshold shift
declines.
Behavioral harassment—Exposure to
noise from pile driving and removal and
DTH also has the potential to
behaviorally disturb marine mammals.
Available studies show wide variation
in response to underwater sound;
therefore, it is difficult to predict
specifically how any given sound in a
particular instance might affect marine
mammals perceiving the signal. If a
marine mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, let alone
the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant [e.g., Lusseau and
Bejder, 2007; Weilgart, 2007; National
Research Council (NRC), 2005].
The following subsections provide
examples of behavioral responses that
provide an idea of the variability in
behavioral responses that would be
expected given the differential
sensitivities of marine mammal species
to sound and the wide range of potential
acoustic sources to which a marine
mammal may be exposed. Behavioral
responses that could occur for a given
sound exposure should be determined
from the literature that is available for
each species, or extrapolated from
closely related species when no
information exists, along with
contextual factors. Available studies
show wide variation in response to
underwater sound; therefore, it is
difficult to predict specifically how any
given sound in a particular instance
might affect marine mammals
perceiving the signal. There are broad
categories of potential response, which
we describe in greater detail here, that
include alteration of dive behavior,
alteration of foraging behavior, effects to
respiration, interference with or
alteration of vocalization, avoidance,
and flight.
Pinnipeds may increase their haul out
time, possibly to avoid in-water
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disturbance (Thorson and Reyff, 2006).
Behavioral reactions can vary not only
among individuals but also within an
individual, depending on previous
experience with a sound source,
context, and numerous other factors
(Ellison et al., 2012), and can vary
depending on characteristics associated
with the sound source (e.g., whether it
is moving or stationary, number of
sources, distance from the source). In
general, pinnipeds seem more tolerant
of, or at least habituate more quickly to,
potentially disturbing underwater sound
than do cetaceans, and generally seem
to be less responsive to exposure to
industrial sound than most cetaceans.
Alteration of Dive Behavior—Changes
in dive behavior can vary widely, and
may consist of increased or decreased
dive times and surface intervals as well
as changes in the rates of ascent and
descent during a dive (e.g., Frankel and
Clark, 2000; Costa et al., 2003; Ng and
Leung, 2003; Nowacek et al., 2004;
Goldbogen et al., 2013). Seals exposed
to non-impulsive sources with a
received sound pressure level within
the range of calculated exposures (142–
193 dB re 1 mPa), have been shown to
change their behavior by modifying
diving activity and avoidance of the
sound source (Go¨tz and Janik, 2010;
Kvadsheim et al., 2010). Variations in
dive behavior may reflect interruptions
in biologically significant activities (e.g.,
foraging) or they may be of little
biological significance. The impact of an
alteration to dive behavior resulting
from an acoustic exposure depends on
what the animal is doing at the time of
the exposure and the type and
magnitude of the response.
Alteration of Feeding Behavior—
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al., 2001; Nowacek et al.,
2004; Madsen et al., 2006; Yazvenko et
al., 2007; Melco´n et al., 2012). In
addition, behavioral state of the animal
plays a role in the type and severity of
a behavioral response, such as
disruption to foraging (e.g., Silve et al.,
2016; Wensveen et al., 2017). An
evaluation of whether foraging
disruptions would be likely to incur
fitness consequences considers temporal
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and spatial scale of the activity in the
context of the available foraging habitat
and, in more severe cases may
necessitate consideration of information
on or estimates of the energetic
requirements of the affected individuals
and the relationship between prey
availability, foraging effort and success,
and the life history stage of the animal.
Goldbogen et al. (2013) indicate that
disruption of feeding and displacement
could impact individual fitness and
health. However, for this to be true, we
would have to assume that an
individual could not compensate for
this lost feeding opportunity by either
immediately feeding at another location,
by feeding shortly after cessation of
acoustic exposure, or by feeding at a
later time. There is no indication this is
the case here, particularly since prey
would likely still be available in the
environment in most cases following the
cessation of acoustic exposure.
Respiration—Respiration naturally
varies with different behaviors, and
variations in respiration rate as a
function of acoustic exposure can be
expected to co-occur with other
behavioral reactions, such as a flight
response or an alteration in diving.
However, respiration rates in and of
themselves may be representative of
annoyance or an acute stress response.
Studies with captive harbor porpoises
showed increased respiration rates upon
introduction of acoustic alarms
(Kastelein et al., 2001; Kastelein et al.,
2006a) and emissions for underwater
data transmission (Kastelein et al.,
2005). Various studies also have shown
that species and signal characteristics
are important factors in whether
respiration rates are unaffected or
change, again highlighting the
importance in understanding species
differences in the tolerance of
underwater noise when determining the
potential for impacts resulting from
anthropogenic sound exposure (e.g.,
Kastelein et al., 2005; Kastelein et al.,
2006; Kastelein et al., 2018; Gailey et al.,
2007; Isojunno et al., 2018).
Vocalization—Marine mammals
vocalize for different purposes and
across multiple modes, such as
whistling, echolocation click
production, calling, and singing.
Changes in vocalization behavior in
response to anthropogenic noise can
occur for any of these modes and may
result from a need to compete with an
increase in background noise or may
reflect increased vigilance or a startle
response. For example, in the presence
of potentially masking signals,
humpback whales and killer whales
(Orcinus orca) have been observed to
increase the length of their songs (Miller
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et al., 2000; Fristrup et al., 2003; Foote
et al., 2004), while right whales have
been observed to shift the frequency
content of their calls upward while
reducing the rate of calling in areas of
increased anthropogenic noise (Parks et
al., 2007; Rolland et al., 2012). Killer
whales off the northwestern coast of the
United States have been observed to
increase the duration of primary calls
once a threshold in observing vessel
density (e.g., whale watching) was
reached, which has been suggested as a
response to increased masking noise
produced by the vessels (Foote et al.,
2004; NOAA, 2014). In some cases,
however, animals may cease or alter
sound production in response to
underwater sound (e.g., Bowles et al.,
1994; Castellote et al., 2012; Cerchio et
al., 2014). Studies also demonstrate that
even low levels of noise received far
from the noise source can induce
changes in vocalization and/or
behavioral responses (Blackwell et al.,
2013; Blackwell et al., 2015).
Avoidance—Avoidance is the
displacement of an individual from an
area or migration path as a result of the
presence of a sound or other stressors,
and is one of the most obvious
manifestations of disturbance in marine
mammals (Richardson et al., 1995).
Avoidance is qualitatively different
from the flight response, but also differs
in the magnitude of the response (i.e.,
directed movement, rate of travel, etc.).
Often avoidance is temporary, and
animals return to the area once the noise
has ceased. Acute avoidance responses
have been observed in captive porpoises
and pinnipeds exposed to a number of
different sound sources (Kastelein et al.,
2001; Finneran et al., 2003; Kastelein et
al., 2006a; Kastelein et al., 2006b;
Kastelein et al., 2015b; Kastelein et al.,
2015c; Kastelein et al., 2018). Shortterm avoidance of seismic surveys, low
frequency emissions, and acoustic
deterrents have also been noted in wild
populations of odontocetes (Bowles et
al., 1994; Goold, 1996; Goold and Fish,
1998; Morton and Symonds, 2002; Hiley
et al., 2021) and to some extent in
mysticetes (Malme et al., 1984;
McCauley et al., 2000; Gailey et al.,
2007). Longer-term displacement is
possible, however, which may lead to
changes in abundance or distribution
patterns of the affected species in the
affected region if habituation to the
presence of the sound does not occur
(e.g., Blackwell et al., 2004; Bejder et al.,
2006; Teilmann et al., 2006).
Forney et al. (2017) described the
potential effects of noise on marine
mammal populations with high site
fidelity, including displacement and
auditory masking. In cases of western
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gray whales (Eschrichtius robustus) and
beaked whales (Ziphius cavirostris),
anthropogenic effects in areas where
they are resident or exhibit site fidelity
could cause severe biological
consequences, in part because
displacement may adversely affect
foraging rates, reproduction, or health,
while an overriding instinct to remain
in the area could lead to more severe
acute effects. Avoidance of overlap
between disturbing noise and areas and/
or times of particular importance for
sensitive species may be critical to
avoiding population-level impacts
because (particularly for animals with
high site fidelity) there may be a strong
motivation to remain in the area despite
negative impacts.
Flight Response—A flight response is
a dramatic change in normal movement
to a directed and rapid movement away
from the perceived location of a sound
source. The flight response differs from
other avoidance responses in the
intensity of the response (e.g., directed
movement, rate of travel). Relatively
little information on flight responses of
marine mammals to anthropogenic
signals exist, although observations of
flight responses to the presence of
predators have occurred (Connor and
Heithaus, 1996). The result of a flight
response could range from brief,
temporary exertion and displacement
from the area where the signal provokes
flight to, in extreme cases, marine
mammal strandings (Evans and
England, 2001). There are limited data
on flight response for marine mammals
in water; however, there are examples of
this response in species on land. For
instance, the probability of flight
responses in Dall’s sheep Ovis dalli dalli
(Frid, 2003), hauled out ringed seals
(Phoca hispida) (Born et al., 1999),
Pacific brant (Branta bernicla nigricans),
and Canada geese (B. canadensis)
increased as a helicopter or fixed-wing
aircraft more directly approached
groups of these animals (Ward et al.,
1999). However, it should be noted that
response to a perceived predator does
not necessarily invoke flight (Ford and
Reeves, 2008), and whether individuals
are solitary or in groups may influence
the response.
Behavioral disturbance can also
impact marine mammals in more subtle
ways. Increased vigilance may result in
costs related to diversion of focus and
attention (i.e., when a response consists
of increased vigilance, it may come at
the cost of decreased attention to other
critical behaviors such as foraging or
resting). These effects have generally not
been observed in marine mammals, but
studies involving fish and terrestrial
animals have shown that increased
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vigilance may substantially reduce
feeding rates and efficiency (e.g.,
Beauchamp and Livoreil, 1997; Fritz et
al., 2002; Purser and Radford, 2011). In
addition, chronic disturbance can cause
population declines through reduction
of fitness (e.g., decline in body
condition) and subsequent reduction in
reproductive success, survival, or both
(e.g., Harrington and Veitch, 1992; Daan
et al., 1996; Bradshaw et al., 1998).
Many animals perform vital functions,
such as feeding, resting, traveling, and
socializing, on a diel cycle (24-hour
cycle). Disruption of such functions
resulting from reactions to stressors
such as sound exposure are more likely
to be significant if they last more than
one diel cycle or recur on subsequent
days (Southall et al., 2007).
Consequently, a behavioral response
lasting less than 1 day and not recurring
on subsequent days is not considered
particularly severe unless it could
directly affect reproduction or survival
(Southall et al., 2007). Note that there is
a difference between multi-day
substantive behavioral reactions and
multi-day anthropogenic activities. For
example, just because an activity lasts
for multiple days does not necessarily
mean that individual animals are either
exposed to activity-related stressors for
multiple days or, further, exposed in a
manner resulting in sustained multi-day
substantive behavioral responses.
To assess the strength of behavioral
changes and responses to external
sounds and SPLs associated with
changes in behavior, Southall et al.
(2007) developed and utilized a severity
scale, which is a 10-point scale ranging
from no effect (labeled 0), effects not
likely to influence vital rates (low;
labeled from one to three), effects that
could affect vital rates (moderate;
labeled from four to six), to effects that
were thought likely to influence vital
rates (high; labeled from seven to nine).
Southall et al. (2021) updated the
severity scale by integrating behavioral
context (i.e., survival, reproduction, and
foraging) into severity assessment. For
non-impulsive sounds (i.e., similar to
the sources used during the proposed
action), data suggest that exposures of
pinnipeds to sources between 90 and
140 dB re 1 mPa do not elicit strong
behavioral responses; no data were
available for exposures at higher
received levels for Southall et al. (2007)
to include in the severity scale analysis.
Reactions of harbor seals were the only
available data for which the responses
could be ranked on the severity scale.
For reactions that were recorded, the
majority (17 of 18 individuals/groups)
were ranked on the severity scale as a
4 (defined as moderate change in
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movement, brief shift in group
distribution, or moderate change in
vocal behavior) or lower. The remaining
response was ranked as a 6 (defined as
minor or moderate avoidance of the
sound source).
Habituation—Habituation can occur
when an animal’s response to a stimulus
wanes with repeated exposure, usually
in the absence of unpleasant associated
events (Wartzok et al., 2003). Animals
are most likely to habituate to sounds
that are predictable and unvarying. It is
important to note that habituation is
appropriately considered as a
‘‘progressive reduction in response to
stimuli that are perceived as neither
aversive nor beneficial,’’ rather than as,
more generally, moderation in response
to human disturbance (Bejder et al.,
2009). The opposite process is
sensitization, when an unpleasant
experience leads to subsequent
responses, often in the form of
avoidance, at a lower level of exposure.
As noted, behavioral state may affect the
type of response. For example, animals
that are resting may show greater
behavioral change in response to
disturbing sound levels than animals
that are highly motivated to remain in
an area for feeding (Richardson et al.,
1995; NRC, 2003; Wartzok et al., 2003).
Controlled experiments with captive
marine mammals have showed
pronounced behavioral reactions,
including avoidance of loud sound
sources (Ridgway et al., 1997; Finneran
et al., 2003). Observed responses of wild
marine mammals to loud impulsive
sound sources (typically seismic airguns
or acoustic harassment devices) have
been varied but often consist of
avoidance behavior or other behavioral
changes suggesting discomfort (Morton
and Symonds, 2002; Richardson et al.,
1995; Nowacek et al., 2007).
Stress responses—An animal’s
perception of a threat may be sufficient
to trigger stress responses consisting of
some combination of behavioral
responses, autonomic nervous system
responses, neuroendocrine responses, or
immune responses (e.g., Seyle, 1950;
Moberg, 2000). In many cases, an
animal’s first and sometimes most
economical (in terms of energetic costs)
response is behavioral avoidance of the
potential stressor. Autonomic nervous
system responses to stress typically
involve changes in heart rate, blood
pressure, and gastrointestinal activity.
These responses have a relatively short
duration and may or may not have a
significant long-term effect on an
animal’s fitness. Neuroendocrine stress
responses often involve the
hypothalamus-pituitary-adrenal system.
Virtually all neuroendocrine functions
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that are affected by stress—including
immune competence, reproduction,
metabolism, and behavior—are
regulated by pituitary hormones. Stressinduced changes in the secretion of
pituitary hormones have been
implicated in failed reproduction,
altered metabolism, reduced immune
competence, and behavioral disturbance
(e.g., Moberg, 1987; Blecha, 2000).
Increases in the circulation of
glucocorticoids are also equated with
stress (Romano et al., 2004).
The primary distinction between
stress (which is adaptive and does not
normally place an animal at risk) and
‘‘distress’’ is the cost of the response.
During a stress response, an animal uses
glycogen stores that can be quickly
replenished once the stress is alleviated.
In such circumstances, the cost of the
stress response would not pose serious
fitness consequences. However, when
an animal does not have sufficient
energy reserves to satisfy the energetic
costs of a stress response, energy
resources must be diverted from other
functions. This state of distress will last
until the animal replenishes its
energetic reserves sufficient to restore
normal function.
Relationships between these
physiological mechanisms, animal
behavior, and the costs of stress
responses are well-studied through
controlled experiments and for both
laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al.,
1998; Jessop et al., 2003; Krausman et
al., 2004; Lankford et al., 2005). Stress
responses due to exposure to
anthropogenic sounds or other stressors
and their effects on marine mammals
have also been reviewed (Fair and
Becker, 2000; Romano et al., 2002b)
and, more rarely, studied in wild
populations (e.g., Romano et al., 2002a).
For example, Rolland et al. (2012) found
that noise reduction from reduced ship
traffic in the Bay of Fundy was
associated with decreased stress in
North Atlantic right whales. These and
other studies lead to a reasonable
expectation that some marine mammals
will experience physiological stress
responses upon exposure to acoustic
stressors and that it is possible that
some of these would be classified as
‘‘distress.’’ In addition, any animal
experiencing TTS would likely also
experience stress responses (NRC,
2003), however distress is an unlikely
result of these projects based on
observations of marine mammals during
previous, similar projects.
Auditory Masking—Sound can
disrupt behavior through masking, or
interfering with, an animal’s ability to
detect, recognize, or discriminate
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between acoustic signals of interest (e.g.,
those used for intraspecific
communication and social interactions,
prey detection, predator avoidance,
navigation) (Richardson et al., 1995).
Masking occurs when the receipt of a
sound is interfered with by another
coincident sound at similar frequencies
and at similar or higher intensity, and
may occur whether the sound is natural
(e.g., snapping shrimp, wind, waves,
precipitation) or anthropogenic (e.g.,
pile driving, shipping, sonar, seismic
exploration) in origin. The ability of a
noise source to mask biologically
important sounds depends on the
characteristics of both the noise source
and the signal of interest (e.g., signal-tonoise ratio, temporal variability,
direction), in relation to each other and
to an animal’s hearing abilities (e.g.,
sensitivity, frequency range, critical
ratios, frequency discrimination,
directional discrimination, age or TTS
hearing loss), and existing ambient
noise and propagation conditions.
Masking of natural sounds can result
when human activities produce high
levels of background sound at
frequencies important to marine
mammals. Conversely, if the
background level of underwater sound
is high (e.g., on a day with strong wind
and high waves), an anthropogenic
sound source would not be detectable as
far away as would be possible under
quieter conditions and would itself be
masked.
Airborne Acoustic Effects—Pinnipeds
that occur near the project site could be
exposed to airborne sounds associated
with pile driving and removal that have
the potential to cause behavioral
harassment, depending on their distance
from pile driving activities. Cetaceans
are not expected to be exposed to
airborne sounds that would result in
harassment as defined under the
MMPA. Airborne noise would primarily
be an issue for pinnipeds that are
swimming or hauled out near the
project site within the range of noise
levels elevated above the acoustic
criteria. We recognize that pinnipeds in
the water could be exposed to airborne
sound that may result in behavioral
harassment when looking with their
heads above water. Most likely, airborne
sound would cause behavioral
responses similar to those discussed
above in relation to underwater sound.
For instance, anthropogenic sound
could cause hauled out pinnipeds to
exhibit changes in their normal
behavior, such as reduction in
vocalizations, or cause them to
temporarily abandon the area and move
further from the source. However, these
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animals would likely previously have
been ‘taken’ because of exposure to
underwater sound above the behavioral
harassment thresholds, which are
generally larger than those associated
with airborne sound. Thus, the
behavioral harassment of these animals
is already accounted for in these
estimates of potential take. Therefore,
we do not believe that authorization of
additional incidental take resulting from
airborne sound for pinnipeds is
warranted, and airborne sound is not
discussed further.
Marine Mammal Habitat Effects
USAF’s proposed construction
activities could have localized,
temporary impacts on marine mammal
habitat, including prey, by increasing
in-water sound pressure levels and
slightly decreasing water quality.
Increased noise levels may affect
acoustic habitat (see Masking discussion
above) and adversely affect marine
mammal prey in the vicinity of the
project areas (see discussion below).
Elevated levels of underwater noise
would ensonify the project areas where
both fishes and mammals occur and
could affect foraging success.
Additionally, marine mammals may
avoid the area during construction;
however, displacement due to noise is
expected to be temporary and is not
expected to result in long-term effects to
the individuals or populations.
In-water Construction Effects on
Potential Prey—Construction activities
would produce continuous (i.e.,
vibratory pile driving and DTH) and
intermittent (i.e., impact driving and
DTH) sounds. Sound may affect marine
mammals through impacts on the
abundance, behavior, or distribution of
prey species (e.g., crustaceans,
cephalopods, fish, zooplankton). Marine
mammal prey varies by species, season,
and location. Here, we describe studies
regarding the effects of noise on known
marine mammal prey.
Fish utilize the soundscape and
components of sound in their
environment to perform important
functions such as foraging, predator
avoidance, mating, and spawning (e.g.,
Zelick and Mann, 1999; Fay, 2009).
Depending on their hearing anatomy
and peripheral sensory structures,
which vary among species, fishes hear
sounds using pressure and particle
motion sensitivity capabilities and
detect the motion of surrounding water
(Fay et al., 2008). The potential effects
of noise on fishes depends on the
overlapping frequency range, distance
from the sound source, water depth of
exposure, and species-specific hearing
sensitivity, anatomy, and physiology.
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Key impacts to fishes may include
behavioral responses, hearing damage,
barotrauma (pressure-related injuries),
and mortality.
Fish react to sounds that are
especially strong and/or intermittent
low-frequency sounds, and behavioral
responses such as flight or avoidance
are the most likely effects. Short
duration, sharp sounds can cause overt
or subtle changes in fish behavior and
local distribution. The reaction of fish to
noise depends on the physiological state
of the fish, past exposures, motivation
(e.g., feeding, spawning, migration), and
other environmental factors. Hastings
and Popper (2005) identified several
studies that suggest fish may relocate to
avoid certain areas of sound energy.
Additional studies have documented
effects of pile driving on fish; several are
based on studies in support of large,
multiyear bridge construction projects
(e.g., Scholik and Yan, 2001; Scholik
and Yan, 2002; Popper and Hastings,
2009). Several studies have
demonstrated that impulse sounds
might affect the distribution and
behavior of some fishes, potentially
impacting foraging opportunities or
increasing energetic costs (e.g., Fewtrell
and McCauley, 2012; Pearson et al.,
1992; Skalski et al., 1992; Santulli et al.,
1999; Paxton et al., 2017). However,
some studies have shown no or slight
reaction to impulse sounds (e.g., Pena et
al., 2013; Wardle et al., 2001; Jorgenson
and Gyselman, 2009).
SPLs of sufficient strength have been
known to cause injury to fish and fish
mortality. However, in most fish
species, hair cells in the ear
continuously regenerate and loss of
auditory function likely is restored
when damaged cells are replaced with
new cells. Halvorsen et al. (2012a)
showed that a TTS of 4 to 6 dB was
recoverable within 24 hours for one
species. Impacts would be most severe
when the individual fish is close to the
source and when the duration of
exposure is long. Injury caused by
barotrauma can range from slight to
severe and can cause death, and is most
likely for fish with swim bladders.
Barotrauma injuries have been
documented during controlled exposure
to impact pile driving (Halvorsen et al.,
2012b; Casper et al., 2013).
The most likely impact to fishes from
pile driving activities at the project area
would be temporary behavioral
avoidance of the area. The duration of
fish avoidance of this area after pile
driving stops is unknown, but a rapid
return to normal recruitment,
distribution, and behavior is
anticipated.
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Construction activities have the
potential to have adverse impacts on
forage fish in the project area in the
form of increased turbidity. Forage fish
form a significant prey base for many
marine mammal species that occur in
the project area. Turbidity within the
water column has the potential to
reduce the level of oxygen in the water
and irritate the gills of prey fish in the
proposed project area. However, fish in
the proposed project area would be able
to move away from and avoid the areas
where increase turbidity may occur.
Given the limited area affected and
ability of fish to move to other areas,
any effects on forage fish are expected
to be minor or negligible.
In summary, given the short daily
duration of sound associated with
individual pile driving and removal
events and the relatively small areas
being affected, pile driving and removal
activities associated with the proposed
actions are not likely to have a
permanent, adverse effect on any fish
habitat, or populations of fish species.
Any behavioral avoidance by fish of the
disturbed area would still leave
significantly large areas of fish and
marine mammal foraging habitat in the
nearby vicinity. Thus, we conclude that
impacts of the specified activities are
not likely to have more than short-term
adverse effects on any prey habitat or
populations of prey species. Further,
any impacts to marine mammal habitat
are not expected to result in significant
or long-term consequences for
individual marine mammals, or to
contribute to adverse impacts on their
populations.
Estimated Take of Marine Mammals
This section provides an estimate of
the number of incidental takes proposed
for authorization through this IHA,
which will inform both NMFS’
consideration of ‘‘small numbers,’’ and
the negligible impact determinations.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which: (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would primarily be
by Level B harassment, as use of the
acoustic sources (i.e., impact and
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vibratory pile driving and removal and
DTH) has the potential to result in
disruption of behavioral patterns for
individual marine mammals. There is
also some potential for auditory injury
(Level A harassment) to result, primarily
for mysticetes and/or high frequency
species and/or phocids because
predicted auditory injury zones are
larger than for mid-frequency species
and/or otariids. Auditory injury is
unlikely to occur for other groups. The
proposed mitigation and monitoring
measures are expected to minimize the
severity of the taking to the extent
practicable.
As described previously, no serious
injury or mortality is anticipated or
proposed to be authorized for this
activity. Below we describe how the
proposed take numbers are estimated.
For acoustic impacts, generally
speaking, we estimate take by
considering: (1) acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) the number of days of activities.
We note that while these factors can
contribute to a basic calculation to
provide an initial prediction of potential
takes, additional information that can
qualitatively inform take estimates is
also sometimes available (e.g., previous
monitoring results or average group
size). Below, we describe the factors
considered here in more detail and
present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
would be reasonably expected to be
behaviorally harassed (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source or exposure
context (e.g., frequency, predictability,
duty cycle, duration of the exposure,
signal-to-noise ratio, distance to the
source), the environment (e.g.,
bathymetry, other noises in the area,
predators in the area), and the receiving
animals (hearing, motivation,
experience, demography, life stage,
depth) and can be difficult to predict
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(e.g., Southall et al., 2007; Southall et
al., 2021; Ellison et al., 2012). Based on
what the available science indicates and
the practical need to use a threshold
based on a metric that is both
predictable and measurable for most
activities, NMFS typically uses a
generalized acoustic threshold based on
received level to estimate the onset of
behavioral harassment. NMFS generally
predicts that marine mammals are likely
to be behaviorally harassed in a manner
considered to be Level B harassment
when exposed to underwater
anthropogenic noise above root-meansquared pressure received levels (RMS
SPL) of 120 dB (referenced to 1
micropascal (re 1 mPa)) for continuous
(e.g., vibratory pile driving, drilling) and
above RMS SPL 160 dB re 1 mPa for nonexplosive impulsive (e.g., seismic
airguns) or intermittent (e.g., scientific
sonar) sources. Generally speaking,
Level B harassment take estimates based
on these behavioral harassment
thresholds are expected to include any
likely takes by TTS as, in most cases,
the likelihood of TTS occurs at
distances from the source less than
those at which behavioral harassment is
likely. TTS of a sufficient degree can
manifest as behavioral harassment, as
reduced hearing sensitivity and the
potential reduced opportunities to
detect important signals (conspecific
communication, predators, prey) may
result in changes in behavior patterns
that would not otherwise occur. USAF’s
proposed activity includes the use of
continuous (vibratory pile driving and
removal and DTH) and impulsive
(impact pile driving and DTH) sources,
and therefore the RMS SPL thresholds
of 120 and 160 dB re 1 mPa is/are
applicable.
Level A harassment—NMFS’
‘‘Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing’’ (Version 2.0,
Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). USAF’s proposed activity
includes the use of impulsive (impact
pile driving and DTH) and nonimpulsive (vibratory pile driving and
removal and DTH) sources.
These thresholds are provided in the
table below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS’ 2018 Technical
Guidance, which may be accessed at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
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marine-mammal-acoustic-technicalguidance.
TABLE 4—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset acoustic thresholds *
(received level)
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW) (Underwater) .............................
Otariid Pinnipeds (OW) (Underwater) .............................
Cell
Cell
Cell
Cell
Cell
1:
3:
5:
7:
9:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB .........................
LE,MF,24h: 185 dB ........................
LE,HF,24h: 155 dB ........................
LE,PW,24h: 185 dB .......................
LE,OW,24h: 203 dB .......................
Cell
Cell
Cell
Cell
Cell
2: LE,LF,24h: 199 dB.
4: LE,MF,24h: 198 dB.
6: LE,HF,24h: 173 dB.
8: LE,PW,24h: 201 dB.
10: LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that are used in estimating the area
ensonified above the acoustic
thresholds, including source levels and
transmission loss coefficient.
The sound field in the project area is
the existing background noise plus
additional construction noise from the
proposed project. Marine mammals are
expected to be affected via sound
generated by the primary components of
the project (i.e., pile driving and
removal and DTH). The maximum
(underwater) area ensonified above the
thresholds for behavioral harassment
referenced above is 1286 km2 (496 mi2),
and the calculated distance to the
farthest behavioral harassment isopleth
is approximately 39,811 m (24,737.4
mi).
The project includes vibratory pile
installation and removal, impact pile
driving, and DTH. Source levels for
these activities are based on reviews of
measurements of the same or similar
types and dimensions of piles available
in the literature. Source levels for each
pile size and activity are presented in
table 5. Source levels for vibratory
installation and removal of piles of the
same diameter are assumed to be the
same.
NMFS recommends treating DTH
systems as both impulsive and
continuous, non-impulsive sound
source types simultaneously. Thus,
impulsive thresholds are used to
evaluate Level A harassment, and
continuous thresholds are used to
evaluate Level B harassment. With
regards to DTH mono-hammers, NMFS
recommends proxy levels for Level A
harassment based on available data
regarding DTH systems of similar sized
piles and holes (Denes et al., 2019; Reyff
and Heyvaert, 2019; Reyff, 2020;
Heyvaert and Reyff, 2021) (table 1
includes number of piles and duration;
table 5 includes sound pressure and
sound exposure levels for each pile
type).
TABLE 5—ESTIMATES OF MEAN UNDERWATER SOUND LEVELS GENERATED DURING VIBRATORY AND IMPACT PILE
INSTALLATION, DTH, AND VIBRATORY PILE REMOVAL
SSL at 10 m
dB rms
Continuous sound sources
Literature source
Vibratory Hammer
42-inch steel piles ...........................
30-inch steel piles ...........................
168.2
166
Port of Anchorage Test Pile Program (Table 16 in Austin et al., 2016).
* NMFS Analysis (C. Hotchkin, April 24, 2023).
DTH
42-inch steel piles ...........................
30-inch steel piles ...........................
Impulsive sound sources
174
174
dB rms
Reyff & Heyvaert, 2019; Reyff, 2020.
Reyff & Heyvaert, 2019; Reyff, 2020.
dB SEL
dB peak
Literature source
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Impact Hammer
42-inch steel piles ...........
192
179
213
Caltrans, 2020.
30-inch steel piles ...........
191
177
212
Caltrans, 2020.
DTH
42-inch steel piles ...........
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Impulsive sound sources
dB rms
30-inch steel piles ...........
dB SEL
N/A
dB peak
164
Literature source
194
Reyff & Heyvaert, 2019; Reyff, 2020; Denes et al., 2019.
Note: dB peak = peak sound level; DTH = down-the-hole drilling; rms = root mean square; SEL = sound exposure level.
* NMFS generated this source level by completing a completed a comprehensive review of source levels relevant to Southeast Alaska; NMFS
compiled all available data from Puget Sound and Southeast Alaska and adjusted the data to standardize distance from the measured pile to 10
m. NMFS then calculated average source levels for each project and for each pile type. NMFS weighted impact pile driving project averages by
the number of strikes per pile following the methodology in Navy (2015).
Transmission loss (TL) is the decrease
in acoustic intensity as an acoustic
pressure wave propagates out from a
source. TL parameters vary with
frequency, temperature, sea conditions,
current, source and receiver depth,
water depth, water chemistry, and
bottom composition and topography.
The general formula for underwater TL
is:
TL = B * Log10 (R1/R2),
where
TL = transmission loss in dB
B = transmission loss coefficient
R1 = the distance of the modeled SPL from
the driven pile, and
R2 = the distance from the driven pile of the
initial measurement
Absent site-specific acoustical
monitoring with differing measured
transmission loss, a practical spreading
value of 15 is used as the transmission
loss coefficient in the above formula.
Site-specific transmission loss data for
the Shemya Island are not available;
therefore, the default coefficient of 15 is
used to determine the distances to the
Level A harassment and Level B
harassment thresholds.
The ensonified area associated with
Level A harassment is more technically
challenging to predict due to the need
to account for a duration component.
Therefore, NMFS developed an optional
User Spreadsheet tool to accompany the
Technical Guidance that can be used to
relatively simply predict an isopleth
distance for use in conjunction with
marine mammal density or occurrence
to help predict potential takes. We note
that because of some of the assumptions
included in the methods underlying this
optional tool, we anticipate that the
resulting isopleth estimates are typically
going to be overestimates of some
degree, which may result in an
overestimate of potential take by Level
A harassment. However, this optional
tool offers the best way to estimate
isopleth distances when more
sophisticated modeling methods are not
available or practical. For stationary
sources such as pile driving, the
optional User Spreadsheet tool predicts
the distance at which, if a marine
mammal remained at that distance for
the duration of the activity, it would be
expected to incur PTS. Inputs used in
the optional User Spreadsheet tool, and
the resulting estimated isopleths, are
reported below.
TABLE 6—USER SPREADSHEET INPUTS
Vibratory
Impact
DTH
30-inch
steel piles
42-inch
steel piles
30-inch
steel piles
42-inch
steel piles
30-inch
steel piles
42-inch
steel piles
Installation or
removal
Installation
Installation
Installation
Installation
Installation
Spreadsheet Tab Used
A.1) Vibratory
Pile Driving
A.1) Vibratory
Pile Driving
E.1) Impact
Pile Driving
E.1) Impact
Pile Driving
E.2) DTH
Pile Driving
E.2) DTH
Pile Driving
Source Level (SPL)
166 RMS
168.2 RMS
177 SEL
179 SEL
174 RMS,
164 SEL
174 RMS,
164 SEL
Transmission Loss Coefficient ..................................................................
Weighting Factor Adjustment (kHz) ..........................................................
Activity Duration per day (minutes) ...........................................................
Strike Rate per second .............................................................................
Number of strikes per pile .........................................................................
Number of piles per day ...........................................................................
Distance of sound pressure level measurement ......................................
15
2.5
60
........................
........................
4
10
15
2.5
120
........................
........................
4
10
15
2
120
....................
900
4
10
15
2
180
....................
1,800
4
10
15
2
150
10
....................
3
10
15
2
180
10
....................
3
10
TABLE 7—LEVEL A HARASSMENT AND LEVEL B HARASSMENT ISOPLETHS FROM VIBRATORY AND IMPACT PILE DRIVING
AND DTH
Level A harassment isopleths (m)
Level B
harassment
isopleth
(m)
Pile type
LF
I
MF
I
HF
I
PW
I
OW
Vibratory
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42-inch steel pipe piles .....................................................................................
30-inch Steel pipe piles .....................................................................................
32.7
14.7
2.9
1.3
48.4
21.8
19.9
8.9
1.4
0.6
16,343
11,659
2,549.4
2,257.6
90.7
80.3
3,036.7
2,689.2
1,364.3
1,208.2
99.3
88.0
39,811
39,811
71.7
33.2
2,400.3
1,112.3
1,078.4
499.7
78.5
36.4
1,359
1,166
DTH
42-inch Steel pipe piles .....................................................................................
30-inch Steel pipe piles .....................................................................................
Impact
42-inch steel pipe piles .....................................................................................
30-inch Steel pipe piles .....................................................................................
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Marine Mammal Occurrence and Take
Estimation
In this section we provide information
about the occurrence of marine
mammals, including density or other
relevant information which will inform
the take calculations. We describe how
the information provided is synthesized
to produce a quantitative estimate of the
take that is reasonably likely to occur
and proposed for authorization.
As described above, for some species
(humpback whale, killer whale, Steller
sea lion and harbor seal) observations
within the project area from the prior
monitoring were available to directly
inform the take estimates, while for
other species (fin whale, minke whale,
sperm whale, Baird’s beaked whale,
Stejneger’s beaked whale, Dall’s
porpoise, harbor porpoise and northern
fur seal) they were not. Prior surveys
include Protected Species Observer
(PSO) monitoring completed at the
project site on 60 days between June
and August 2021 during the emergency
fuel pier repair, island-wide faunal
surveys completed by the USACE
Engineer Research Development Center
(ERDC) across 33 days between 2016
and 2019 (primarily in the spring and
fall), and island-wide marine mammal
surveys completed by the USACE Civil
Works Environmental Resource Section
on 26 days between May and October
2021. From all three surveys, data that
were collected within the project area
are primarily the basis for the take
estimates because those data best
represents what might be encountered
there. Average group sizes used to
inform Level B take estimates (which
also underlie the estimates for Level A
harassment) for all species with prior
observations in the project area are
primarily based on those data. Alternate
methods utilizing average group sizes
informed primarily by Alaska’s Wildlife
Notebook Series are used for species
without prior observations.
Also of note, while the results are not
significantly different, in some cases we
recommended modified methods for
estimating take from those presented by
the applicant and have described them
below. A summary of proposed take,
including as a percentage of population
for each of the species, is shown in table
8.
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Fin Whale
No fin whale were reported during
monitoring conducted for the EAS fuel
pier emergency repair completed in
2021, nor during other surveys
completed from Shemya Island (see
application). Accordingly, average
group size, estimated group size based
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on information shared in the Alaska
Wildlife Notebook Series (Clark 2008a),
is used as the basis for the take
estimates.
USAF requested 17 takes of fin
whales by Level B harassment, using a
calculation based on of 0.002 groups of
eight fin whales per hour of
construction activity. NMFS concurs
with USAF’s predicted group size of fin
whale (8 individuals), but since there
are no observations of this species from
Shemya Island, NMFS finds it more
appropriate to estimate take by Level B
harassment using a less granular
occurrence estimate (monthly) rather
than USAF’s hourly occurrence
estimate. Specifically, 1 group of 8 fin
whales is predicted every 2 construction
months, based on the applicant’s
prediction that this species would be
rare in the project area. The duration of
the construction is 160 days (2.65 × the
basic 60 day period) and 8 * 2.65 = 21
takes by Level B harassment).
Although the shutdown zone is larger
than the Level A harassment zone for
low frequency cetaceans, USAF
indicates that at ≥2,000 m, it becomes
more challenging to reliably detect low
frequency cetaceans in some
environmental conditions, and therefore
it is possible that a fin whale could
enter the Level A harassment zone
during DTH activities and stay long
enough to incur PTS before USAF
detects the animal and shuts down. As
such, USAF requested and NMFS
proposed to authorize a small amount of
take by Level A harassment of fin
whales. NMFS calculated takes by Level
A harassment by first determining the
proportion of the area of largest Level A
harassment zone (42-inch DTH, 2,549
m) that occurs beyond the readily
observable 2,000 m from the pile driving
location (i.e., 7.5 km2¥5 km2/7.5 km2 =
0.33). This ratio was multiplied by the
estimated fin whale exposures, which is
generally one group of eight fin whale
that would occur every 2 construction
months (or 60 days, adjusted by 1.2 to
account for the 70 days that DTH
activities are planned). Multiplying
these factors (8 * 1.2 * 0.33) results in
= 3 takes by Level A harassment).
Any individuals exposed to the higher
levels associated with the potential for
PTS closer to the source might also be
behaviorally disturbed, however, for the
purposes of quantifying take we do not
count those exposures of one individual
as both a Level A harassment take and
a Level B harassment take, and therefore
takes by Level B harassment calculated
as described above are further modified
to deduct the proposed amount of take
by Level A harassment (i.e., 21¥3 = 18).
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Therefore, NMFS proposes to
authorize 3 takes by Level A harassment
and 18 takes by Level B harassment for
fin whales, for a total of 21 takes.
Humpback Whale
Across 119 days of marine mammal
surveys completed from Shemya Island
between 2016 and 2021, seven
humpback whales were observed in the
project area. The average group size for
humpback whales detected in the
project area was 2 humpback whales per
group detected.
For estimating take by Level B
harassment where monitoring data
confirmed the presence of the marine
mammal species, NMFS concurred with
USAF’s proposed approach. USAF
requested take by Level B harassment by
predicting that 0.07 groups of humpback
whales would be sighted every hour,
which was based on the applicant
predicting this species would
commonly occur within the project area.
This was then multiplied by the average
group size for humpback whales (2
individuals), to achieve an hourly
humpback rate. Finally, these numbers
are multiplied by the hours of
construction activity. (0.07 * 2 * 1,101
= 154 takes by Level B harassment).
Although the shutdown zone is larger
than the Level A harassment zone for
low frequency cetaceans, USAF
indicates that at ≥2,000 m, it becomes
more challenging to reliably detect low
frequency cetaceans in some
environmental conditions, and therefore
it is possible that humpback whales
could enter the Level A harassment
zone during DTH activities and stay
long enough to incur PTS before USAF
detects the animal and shuts down. As
such, USAF requested and NMFS
proposed to authorize a small amount of
take by Level A harassment of
humpback whales. NMFS calculated
takes by Level A harassment by
determining the proportion of the area
of largest Level A harassment zone (42inch DTH, 2,549 m) that occurs beyond
2,000 m from the pile driving location
(i.e., 7.5 km2¥5 km2/7.5 km2 = 0.33)
and multiplying this ratio by the
estimated humpback whale exposures
(0.07 groups of 2 humpback whale) that
would occur every construction hour
that DTH activities are planned (624
hours) (0.07 * 2 * 624 * 0.33 = 29 takes
by Level A harassment).
For the reasons described above, takes
by Level B harassment were modified to
deduct the proposed amount of take by
Level A harassment (i.e., 154¥29 =
125).
Therefore, NMFS proposes to
authorize 29 takes by Level A
harassment and 125 takes by Level B
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harassment for humpback whales, for a
total of 154 takes.
Minke Whale
No minke whales were reported
during monitoring conducted for the
EAS fuel pier emergency repair
completed in 2021, nor during other
surveys completed from Shemya Island
(e.g., see application). Accordingly,
average group size, estimated based on
group size information shared in the
Alaska Wildlife Notebook Series (Clark
2008a), is used as the basis for the take
estimates (Guerrero 2008b).
USAF requested 7 takes of minke
whales by Level B harassment, using a
calculation of of 0.002 groups of three
minke whales per hour of construction
activity. NMFS concurs with USAF’s
predicted group size of minke whale
(three individuals), but since there are
no observations of this species from
Shemya Island, NMFS finds it more
appropriate to estimate take by Level B
harassment using a less granular
occurrence estimate (monthly) rather
than USAF’s hourly occurrence
estimate. Specifically, one group of
three minke whales is predicted every 2
construction months, based on the
applicant’s prediction that this species
would be rare in the project area. The
duration of construction is 160 days
(2.65 * the basic 60 day period, which
corresponds to two months) and 3 *
2.65 = 8 takes by Level B harassment.
Although the shutdown zone is larger
than the Level A harassment zone for
low frequency cetaceans, USAF
indicates that at ≥2,000 m, it becomes
more challenging to reliably detect low
frequency cetaceans in some
environmental conditions, and therefore
it is possible that a minke whale could
enter the Level A harassment zone
during DTH activities and stay long
enough to incur PTS before USAF
detects the animal and shuts down. As
such, USAF requested and NMFS
proposed to authorize a small amount of
take by Level A harassment of minke
whales. NMFS calculated takes by Level
A harassment by determining the
proportion of the area of largest Level A
harassment zone (42-inch DTH, 2,549
m) that occurs beyond the readily
observable 2,000 m from the pile driving
location (i.e., 7.5 km2¥5 km2/7.5 km2 =
0.33). This ratio was multiplied by the
estimated minke whale exposures,
which is generally one group of three
minke whales every 2 construction
months (or 60 days), adjusted by 1.2 to
account for the 70 days that DTH
activities are planned. Multiplying these
factors 1.2 * 0.33 results in 1 take by
Level A harassment. Since the predicted
average group size of minke whale is
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three, NMFS proposes to authorize three
takes by Level A harassment of minke
whale.
For reasons described above, takes by
Level B harassment were modified to
deduct the proposed amount of take by
Level A harassment (i.e., 8¥3 = 5).
Therefore, NMFS proposes to
authorize three takes by Level A
harassment and five takes by Level B
harassment for minke whales, for a total
of eight takes.
Sperm Whale
Across 119 monitoring days between
2016 and 2021, four sperm whales were
observed on a single day from Shemya
Island, though outside of the project
area (see application).
USAF requested 27 takes of sperm
whale by Level B harassment, using a
calculation based on of 0.006 groups of
four sperm whales per hour of
construction activity. NMFS concurs
with USAF’s predicted group size of
sperm whale (4 individuals, which
corresponds to the number of sperm
whales detected on a single day during
Shemya Island marine mammal
surveys), but since there are few
observations of this species from
Shemya Island, NMFS finds it more
appropriate to estimate take by Level B
harassment using a less granular
occurrence estimate (monthly) rather
than USAF’s hourly occurrence
estimate. Specifically, two groups of
four sperm whales is predicted every 1
construction month based on sperm
whales being one of the most frequently
sighted marine mammals in the high
latitude regions of the North Pacific,
including the Bering Sea and the
Aleutian Islands. The duration of the
construction is 5 months and 2 * 4 * 5
= 40 takes by Level B harassment.
Due to the small Level A harassment
zones (table 9), which do not reach deep
water where sperm whales are expected
to be encountered, coupled with the
implementation of shutdown zones,
which will be larger than Level A
harassment zones for mid-frequency
cetaceans (described in the Proposed
Mitigation section), NMFS concurs with
USAF’s assessment that take by Level A
harassment is not anticipated for sperm
whale. Therefore, NMFS proposed to
authorize all 40 estimated exposures as
takes by Level B harassment. Takes by
Level A harassment for sperm whales
are not requested nor are they proposed
for authorization.
Baird’s Beaked Whale
Baird’s beaked whales are usually
found in tight social groups (schools or
pods) averaging between 5 and 20
individuals, but they have occasionally
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74469
been observed in larger groups of up to
50 animals. Across 119 days of marine
mammal surveys completed from
Shemya Island between 2016 and 2021,
no observations of Baird’s beaked whale
were recorded (see application).
Accordingly, average group size,
estimated based on group size
information shared in the Alaska
Wildlife Notebook Series (Guerrero
2008a), is used as the basis for take
estimates.
USAF requested 11 takes by Level B
harassment, using a calculation based
on 0.001 groups of ten Baird’s beaked
whales per hour of construction activity.
NMFS concurs with USAF’s predicted
group size of Baird’s beaked whale (10
individuals), but since there are no
observations of this species from
Shemya Island, NMFS finds it more
appropriate to estimate take by Level B
harassment using a less granular
occurrence estimate (monthly) rather
than USAF’s hourly occurrence
estimate. Specifically, 1 group of 10
Baird’s beaked whales is predicted
across the project, which is based on
this species being shy and preferring
deep waters and as such the applicant
predicted they would be very rare in the
project area. Therefore, NMFS proposes
to authorize 10 takes of Baird’s beaked
whale by Level B harassment.
Due to the small Level A harassment
zones (table 9), which do not reach deep
water where Baird’s beaked whales are
expected to be encountered, coupled
with the implementation of shutdown
zones, which will be larger than Level
A harassment zones for mid-frequency
cetaceans (described in the Proposed
Mitigation section), NMFS concurs with
USAF’s assessment that take by Level A
harassment is not anticipated for Baird’s
beaked whale. Therefore, NMFS
proposed to authorize all 10 estimated
exposures as takes by Level B
harassment. Takes by Level A
harassment for Baird’s beaked whales
are not requested nor are they proposed
for authorization.
Stejneger’s Beaked Whale
Across 119 days of marine mammal
surveys completed from Shemya Island
between 2016 and 2021, no observations
of Stejneger’s beaked whale were
recorded (see application). Accordingly,
average group size, estimated based on
group size information shared in the
Alaska Wildlife Notebook Series
(Guerrero 2008a), is used as the basis for
take estimates.
USAF requested 9 takes of Stejneger’s
beaked whale by Level B harassment,
using a calculation based on of 0.001
groups of eight Stejneger’s beaked
whales per hour of construction activity.
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NMFS concurs with USAF’s predicted
group size of Stejneger’s beaked whale
(eight individuals), but since there are
no observations of this species from
Shemya Island, NMFS finds it more
appropriate to estimate take by Level B
harassment using a less granular
occurrence estimate (monthly) rather
than USAF’s hourly occurrence
estimate. Specifically, one group of
eight Stejneger’s beaked whales is
predicted across the entirety of the
project, based on this species being shy
and preferring deep waters and as such
the applicant predicted they would only
be very rarely encountered in the project
area. Therefore NMFS proposes to
authorize 8 Stejneger’s beaked whale by
level B harassment.
Due to the small Level A harassment
zones (table 9), which do not reach deep
water where Stejneger’s beaked whales
are expected to be encountered, coupled
with the implementation of shutdown
zones, which will be larger than Level
A harassment zones for mid-frequency
cetaceans (described in the Proposed
Mitigation section), NMFS concurs with
USAF’s assessment that take by Level A
harassment is not anticipated for
Stejneger’s beaked whale. Therefore,
NMFS proposed to authorize all eight
estimated exposures as takes by Level B
harassment. Takes by Level A
harassment for Stejneger’s beaked
whales are not requested nor are they
proposed for authorization.
Killer Whale
Across 119 days of marine mammal
surveys completed from Shemya Island
between 2016 and 2021, 69 killer
whales were observed in the project
area. The average group size for killer
whales detected in the project area was
8 killer whales per group detected.
For estimating take by Level B
harassment where monitoring data
confirmed the presence of the marine
mammal species, NMFS concurred with
USAF’s proposed approach. USAF
requested take by Level B harassment by
predicting that 0.02 groups of killer
whales would be sighted every hour,
which was based on the applicant’s
prediction that this species would
commonly be encountered in the project
area. This was then multiplied by the
average group size for humpback whales
(8 individuals), to achieve an hourly
killer whale rate. Finally, these numbers
are multiplied by the hours of
construction activity. (0.02 * 8 * 1,101
= 176 takes by Level B harassment).
Due to the small Level A harassment
zones (table 9), coupled with the
implementation of shutdown zones,
which will be larger than Level A
harassment zones for mid-frequency
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cetaceans (described in the Proposed
Mitigation section), NMFS concurs with
USAF’s assessment that take by Level A
harassment is not anticipated for killer
whale. Therefore, NMFS proposed to
authorize all 176 estimated exposures as
takes by Level B harassment. Takes by
Level A harassment for killer whale are
not requested nor are they proposed for
authorization.
Dall’s Porpoise
No Dall’s porpoise were reported
during monitoring conducted for the
EAS fuel pier emergency repair
completed in 2021, nor during other
surveys completed from Shemya Island
(see application). Dall’s porpoise
generally travel in groups of 10 to 20
individuals but can occur in groups
with over hundreds of individuals
(Wells, 2008). Accordingly, average
group size, estimated based group size
information shared in the Alaska
Wildlife Notebook Series (Wells 2008),
is used as the basis for the take
estimates, is used as the basis for take
estimates.
USAF requested 33 takes of Dall’s
porpoise by Level B harassment, using
a calculation based on of 0.002 groups
of 15 Dall’s porpoise per hour of
construction activity. NMFS concurs
with USAF’s predicted group size of
Dall’s porpoise (15 individuals), but
since there are no observations of this
species from Shemya Island, NMFS
finds it more appropriate to estimate
take by Level B harassment using a less
granular occurrence estimate (monthly)
rather than USAF’s hourly occurrence
estimate. Specifically, 1 group of 15
Dall’s porpoise is predicted every 2
construction months, based on the
applicant’s prediction that this species
would be rarely encountered in the
project area. The duration of the
construction is 160 days (2.65 * the
basic 60 day period that corresponds to
two construction months) and 15 * 2.65
= 40 takes by Level B harassment.
For most activities, NMFS calculated
takes by Level A harassment by
determining the ratio of the largest Level
A harassment area for 42-inch DTH
activities (i.e., 10.2 km2 for a Level A
harassment distance of 3,037 m) minus
the area of the proposed shutdown zone
for Dall’s porpoise (i.e., 0.5 km2 for a
shutdown zone distance of 500 m) to the
area of the Level B harassment isopleth
(1,285.9 km2) for a Level B harassment
distance of 39,811 m (i.e., (10.2
km2¥0.5 km2)/1,285.9 km2 = 0.008). We
then multiplied this ratio by the number
of estimated Dall’s porpoise exposures
calculated as described above for Level
B harassment to determine take by Level
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A harassment (i.e., 0.008 * 40 exposures
= 0.32 takes by Level A harassment).
For Level A harassment during impact
pile driving of 42-inch piles, for which
the Level A harassment zone is larger
than the Level B harassment zone,
NMFS estimates take based on 1 group
of 15 Dall’s porpoise every 2 months, or
60 days, in consideration of the 52 days
(0.87 of 60) of impact driving of 42-in
piles (15 Dall’s porpoise * 0.87 months
= 13.05) for a total of 13.37 takes by
Level A harassment (0.32 + 13.05 = 13).
For reasons described above, takes by
Level B harassment were modified to
deduct the proposed amount of take by
Level A harassment (i.e., 40¥13 = 27).
Therefore, NMFS proposes to
authorize 13 takes by Level A
harassment and 27 takes by Level B
harassment for Dall’s porpoise, for a
total of 40 takes.
Harbor Porpoise
Across 119 monitoring days between
2016 and 2021, one group of two to
three harbor porpoise were observed
from Shemya Island (see application),
though outside of the project area.
Average group size, estimated based on
the Alaska Wildlife Notebook Series
(Schmale 2008), is used as the basis for
take estimates.
USAF requested 11 takes of harbor
porpoise by Level B harassment, using
a calculation based on of 0.01 groups of
one harbor porpoise per hour of
construction activity. NMFS concurs
with USAF’s predicted group size of
harbor porpoise (1 individual), but since
there are few observations of this
species from Shemya Island, NMFS
finds it more appropriate to estimate
take by Level B harassment using a less
granular occurrence estimate (monthly)
rather than USAF’s hourly occurrence
estimate. Specifically, 3 groups of 1
harbor porpoise is predicted every 1
construction month. The duration of
construction is 5 months and 3 * 5 = 15
takes by Level B harassment.
For most activities, NMFS calculated
takes by Level A harassment by
determining the ratio of the largest Level
A harassment area for 42-inch DTH
activities (i.e., 10.2 km2 for a Level A
harassment distance of 3,037 m) minus
the area of the proposed shutdown zone
for harbor porpoise (i.e., 0.5 km2 for a
shutdown zone distance of 500 m) to the
area of the Level B harassment isopleth
(1,285.9 km2) for a Level B harassment
distance of 39,811 m (i.e., (10.2
km2¥0.5 km2)/1,285.9 km2 = 0.008). We
then multiplied this ratio by the number
of estimated harbor porpoise exposures
calculated as described above for Level
B harassment to determine take by Level
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A harassment (i.e., 0.008 * 15 exposures
= 0.12 takes by Level A harassment).
For Level A harassment during impact
pile driving of 42-inch piles, for which
the Level A harassment zone is larger
than the Level B harassment zone,
NMFS estimates take based on 3 groups
of 1 harbor porpoise could be taken by
Level A harassment every 1 month, or
30 days in consideration of the 52 days
(1.7 * 30) of impact pile driving of 42inch piles (3 groups of1 harbor porpoise
* 1.7 = 5.1) for a total of five takes by
Level A harassment (0.12 + 5.1 = 5).
For reasons described above, takes by
Level B harassment were modified to
deduct the proposed amount of take by
Level A harassment (i.e., 15¥5 = 10).
Therefore, NMFS proposes to
authorize 5 takes by Level A harassment
and 10 takes by Level B harassment for
harbor porpoise, for a total of 15 takes.
Northern Fur Seal
USAF requested 33 takes of northern
fur seal by Level B harassment using a
calculation based on 0.003 groups of
eight northern fur seals per hour of
construction activity. NMFS disagrees
with USAF’s predicted group size of
northern fur seal, as these animals are
typically solitary when at sea.
Additionally, because there are no
records of northern fur seal in the area,
NMFS finds it more appropriate to
estimate take by Level B harassment
according to a less granular occurrence
estimate (monthly) rather than USAF’s
hourly occurrence estimate.
Specifically, one group of one northern
fur seal every 1 construction month is
predicted and 1 * 5 = 5 takes by Level
B harassment.
Due to the small Level A harassment
zones (table 9), coupled with the
implementation of shutdown zones,
which will be larger than Level A
harassment zones for otariids (described
in the Proposed Mitigation section),
NMFS concurs with USAF’s assessment
that take by Level A harassment is not
anticipated for northern fur seal.
Therefore, NMFS proposed to authorize
all five estimated exposures as takes by
Level B harassment. Takes by Level A
harassment for northern fur seals are not
requested nor are they proposed for
authorization.
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Steller Sea Lion
Steller sea lions are frequently
observed around Shemya Island outside
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of the ensonified area, but only
occasionally observed in Alcan Harbor
and Shemya Pass (see application).
Across 119 monitoring days between
2016 and 2021, 16 Steller sea lions were
observed within the project area. The
average group size for Steller sea lion
detected in the project area as well as
around Shemya Island was 1 Steller sea
lion per detection.
For estimating take by Level B
harassment where monitoring data
confirmed the presence of the marine
mammal species, NMFS concurred with
USAF’s proposed approach. USAF
requested take by Level B harassment by
predicting that 0.09 groups of Steller sea
lion would be sighted every hour, which
was based on the applicant’s prediction
that this species would be more
commonly encountered in the project
area. This was then multiplied by the
average group size for Steller sea lion (1
individual), to achieve an hourly steller
sea lion rate. Finally, these numbers are
multiplied by the hours of construction
activity. (0.09 * 1 * 1,101 = 99 takes by
Level B harassment).
Due to the small Level A harassment
zones (table 9), coupled with the
implementation of shutdown zones,
which will be larger than Level A
harassment zones for otariids (described
in the Proposed Mitigation section),
NMFS concurs with USAF’s assessment
that take by Level A harassment is not
anticipated for Steller sea lion.
Therefore, NMFS proposed to authorize
all 99 estimated exposures as takes by
Level B harassment. Takes by Level A
harassment for Steller sea lion are not
requested nor are they proposed for
authorization.
Harbor Seal
Across 119 monitoring days between
2016 and 2021, 54 harbor seals were
observed within the project area. The
average group size for harbor seals
detected in the project area was 1 harbor
seals per group.
For estimating take by Level B
harassment where monitoring data
confirmed the presence of the marine
mammal species, NMFS concurred with
USAF’s proposed approach. USAF
requested take by Level B harassment by
predicting that 0.14 groups of harbor
seals would be sighted every hour,
which was based on the fact that this
species is expected to more commonly
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74471
occur within the project area. This was
then multiplied by the average group
size for harbor seal (1 individual), to
achieve an hourly harbor seal rate.
Finally, these numbers are multiplied
by the hours of construction activity.
(0.14 * 1 * 1,101 = 154 takes by Level
B harassment).
NMFS initially calculated takes by
Level A harassment by determining the
ratio of the largest Level A harassment
area for 42-inch DTH activities (i.e., 2.6
km2 for a Level A harassment distance
of 1364 m) minus the area of the
proposed shutdown zone for harbor seal
(i.e., 0.37 km2 for a shutdown zone
distance of 400 m) to the area of the
Level B harassment isopleth (1,285.9
km2) for a Level B harassment distance
of 39,811 m (i.e., (2.6 km2¥0.37 km2)/
1,285.9 km2 = 0.002). We then
multiplied this ratio by the number of
estimated harbor seal exposures
calculated as described above for Level
B harassment to determine take by Level
A harassment (i.e., 0.002 * 154
exposures = 0.3 takes by Level A
harassment).
Because harbor seals typically inhabit
areas closer to shore rather than
distances represented by the largest
level B zone (39,811 m), NMFS
determined that the method above could
underestimate potential take by Level A
harassment. NMFS accordingly
estimated additional takes by Level A
harassment by determining the ratio of
harbor seals that were observed beyond
the proposed shutdown zone isopleth
compared to the harbor seals that were
observed closer to construction
activities during the EAS fuel pier
emergency repair that was completed in
2021 (i.e., 11/38 = 0.29 harbor seals). We
then multiplied this ratio by the total
number of estimated harbor seal
exposures to determine take by Level A
harassment (i.e., 0.29 * 154 exposures =
45) for a total of 45 takes by Level A
harassment (0.3 + 45 = 45.3).
For reasons described above, takes by
Level B harassment were modified to
deduct the proposed amount of take by
Level A harassment (i.e., 154¥45 =
109).
Therefore, NMFS proposes to
authorize 45 takes by Level A
harassment and 109 takes by Level B
harassment for harbor seal, for a total of
154 takes.
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TABLE 8—PROPOSED TAKE BY STOCK AND HARASSMENT TYPE AND AS A PERCENTAGE OF STOCK ABUNDANCE
Proposed authorized take
Species
Stock
Fin Whale ........................................................
Humpback Whale ............................................
Northeast Pacific ............................................
Western North Pacific ....................................
Mexico—North Pacific ....................................
113 .................................................................
Alaska .............................................................
North Pacific ...................................................
Alaska .............................................................
Alaska .............................................................
ENP Alaska Resident Stock ..........................
ENP Gulf of Alaska, Aleutian Islands, and
Bering Seal.
Alaska .............................................................
Bering Seal .....................................................
Eastern Pacific ...............................................
Western, U.S. .................................................
Aleutian Islands ..............................................
Hawai1i .............................................................
Minke Whale ...................................................
Sperm Whale ..................................................
Baird’s beaked whale ......................................
Stejneger’s beaked whale ...............................
Killer whale ......................................................
Dall’s Porpoise ................................................
Harbor Porpoise ..............................................
Northern Fur Seal ...........................................
Steller Sea Lion ..............................................
Harbor Seal .....................................................
Level B
harassment
Level A
harassment
18
3
9
26
5
40
10
8
176
3
1
2
1.2
3
0
0
0
0
26
10
5
99
109
13
5
0
0
45
Proposed take
as a
percentage
of stock
abundance
>1
>1
1.2
>1
16.4
-*
-*
9.2
30
<1
<1
<1
<1
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* Reliable abundance estimates for these stock are currently unavailable.
Proposed Mitigation
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to the activity, and
other means of effecting the least
practicable impact on the species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance, and on
the availability of the species or stock
for taking for certain subsistence uses
(latter not applicable for this action).
NMFS regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, NMFS considers two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat, as well as
subsistence uses. This considers the
nature of the potential adverse impact
being mitigated (likelihood, scope,
range). It further considers the
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likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned),
and;
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost, and
impact on operations.
USAF must ensure that construction
supervisors and crews, the monitoring
team and relevant USAF staff are
trained prior to the start of all pile
driving and DTH activity, so that
responsibilities, communication
procedures, monitoring protocols, and
operational procedures are clearly
understood. New personnel joining
during the project must be trained prior
to commencing work.
Mitigation for Marine Mammals and
Their Habitat
Shutdown Zones—For all pile
driving/removal and DTH activities,
USAF would implement shutdowns
within designated zones. The purpose of
a shutdown zone is generally to define
an area within which shutdown of the
activity would occur upon sighting of a
marine mammal (or in anticipation of an
animal entering the defined area).
Shutdown zones vary based on the
activity type and marine mammal
hearing group (table 9). In most cases,
the shutdown zones are based on the
estimated Level A harassment isopleth
distances for each hearing group, as
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requested by USAF. However, in cases
where it would be challenging to detect
marine mammals at the Level A
isopleth, (e.g., for high frequency
cetaceans and phocids during DTH
activities and impact pile driving),
smaller shutdown zones have been
proposed (table 9). Additionally, USAF
has agreed to implement a minimum
shutdown zone of 25 m during all pile
driving and removal activities and DTH.
Finally, construction supervisors and
crews, PSOs, and relevant USAF staff
must avoid direct physical interaction
with marine mammals during
construction activity. If a marine
mammal comes within 10 m of such
activity, operations must cease and
vessels must reduce speed to the
minimum level required to maintain
steerage and safe working conditions, as
necessary to avoid direct physical
interaction. If an activity is delayed or
halted due to the presence of a marine
mammal, the activity may not
commence or resume until either the
animal has voluntarily exited and been
visually confirmed beyond the
shutdown zone indicated in table 9 or
15 minutes have passed for delphinids
or pinnipeds or 30 minutes for all other
species without re-detection of the
animal.
Construction activities must be halted
upon observation of a species for which
incidental take is not authorized or a
species for which incidental take has
been authorized but the authorized
number of takes has been met entering
or within the harassment zone.
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TABLE 9—PROPOSED SHUTDOWN ZONES
Shutdown zones (m)
Activity
Pile diameter
LF
Vibratory Installation or Removal ..........................................................................
42-in ......................
30-in ......................
DTH .......................................................................................................................
42-in
30-in
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Impact Pile .............................................................................................................
Protected Species Observers—The
number and placement of PSOs during
all construction activities (described in
the Proposed Monitoring and Reporting
section) would ensure that the entire
shutdown zone is visible. USAF would
employ at least two PSOs for all pile
driving and DTH activities.
Monitoring for Level B Harassment—
PSOs would monitor the shutdown
zones and beyond to the extent that
PSOs can see. Monitoring beyond the
shutdown zones enables observers to be
aware of and communicate the presence
of marine mammals in the project areas
outside the shutdown zones and thus
prepare for a potential cessation of
activity should the animal enter the
shutdown zone. If a marine mammal
enters the Level B harassment zone,
PSOs will document the marine
mammal’s presence and behavior.
Pre and Post-Activity Monitoring—
Prior to the start of daily in-water
construction activity, or whenever a
break in pile driving of 30 minutes or
longer occurs, PSOs will observe the
shutdown, Level A harassment, and
Level B harassment for a period of 30
minutes. Pre-start clearance monitoring
must be conducted during periods of
visibility sufficient for the lead PSO to
determine that the shutdown zones are
clear of marine mammals. If the
shutdown zone is obscured by fog or
poor lighting conditions, in-water
construction activity will not be
initiated until the entire shutdown zone
is visible. Pile driving may commence
following 30 minutes of observation
when the determination is made that the
shutdown zones are clear of marine
mammals. If a marine mammal is
observed entering or within shutdown
zones, pile driving activity must be
delayed or halted. If pile driving is
delayed or halted due to the presence of
a marine mammal, the activity may not
commence or resume until either the
animal has voluntarily exited and been
visually confirmed beyond the
shutdown zone or 15 minutes have
passed for delphinids or pinnipeds or
30 minutes have passed for all other
species without re-detection of the
animal. If a marine mammal for which
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......................
......................
......................
......................
Level B harassment take is authorized is
present in the Level B harassment zone,
activities would begin and Level B
harassment take would be recorded.
Soft Start—The use of soft-start
procedures are believed to provide
additional protection to marine
mammals by providing warning and/or
giving marine mammals a chance to
leave the area prior to the hammer
operating at full capacity. For impact
pile driving, contractors would be
required to provide an initial set of three
strikes from the hammer at reduced
energy, with each strike followed by a
30-second waiting period. This
procedure would be conducted a total of
three times before impact pile driving
begins. Soft start would be implemented
at the start of each day’s impact pile
driving and at any time following
cessation of impact pile driving for a
period of 30 minutes or longer. Soft start
is not required during vibratory pile
driving and removal activities.
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered by NMFS,
NMFS has preliminarily determined
that the proposed mitigation measures
provide the means of effecting the least
practicable impact on the affected
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present while conducting the activities.
Effective reporting is critical both to
compliance as well as ensuring that the
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HF
PW
OW
50
25
2,600
2,300
2,100
1,000
100
80
50
500
400
100
90
80
50
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
activity; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and,
• Mitigation and monitoring
effectiveness.
Visual Monitoring—Marine mammal
monitoring must be conducted in
accordance with the Marine Mammal
Monitoring and Mitigation Plan. Marine
mammal monitoring during pile driving
and removal and DTH activities must be
conducted by NMFS-approved PSOs in
a manner consistent with the following:
• PSOs must be independent of the
activity contractor (for example,
employed by a subcontractor), and have
no other assigned tasks during
monitoring periods;
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• At least one PSO must have prior
experience performing the duties of a
PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization;
• Other PSOs may substitute other
relevant experience, education (degree
in biological science or related field) or
training for experience performing the
duties of a PSO during construction
activities pursuant to a NMFS-issued
incidental take authorization.
• Where a team of three or more PSOs
is required, a lead observer or
monitoring coordinator will be
designated. The lead observer will be
required to have prior experience
working as a marine mammal observer
during construction activity pursuant to
a NMFS-issued incidental take
authorization; and,
• PSOs must be approved by NMFS
prior to beginning any activity subject to
this IHA.
PSOs must also have the following
additional qualifications:
• Ability to conduct field
observations and collect data according
to assigned protocols;
• Experience or training in the field
identification of marine mammals,
including identification of behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to prepare a
report of observations including, but not
limited to, the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was note
implemented when required); and
marine mammal behavior; and
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
Visual monitoring will be conducted
by a minimum of two trained PSOs
positioned at suitable vantage points.
One PSO will have an unobstructed
view of all water within the shutdown
zone and will be stationed at or near the
pier. Remaining PSOs will be placed at
one or more of the observer monitoring
locations identified on Figure 3–3 of the
marine mammal monitoring and
mitigation plan, in order to observe as
much as the Level A and Level B
harassment zone as possible. All PSOs
will have access to 20 by 60 spotting
scope on a window mount or tripod.
Monitoring will be conducted 30
minutes before, during, and 30 minutes
after all in water construction activities.
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In addition, PSOs will record all
incidents of marine mammal
occurrence, regardless of distance from
activity, and will document any
behavioral reactions in concert with
distance from piles being driven or
removed. Pile driving activities include
the time to install or remove a single
pile or series of piles, as long as the time
elapsed between uses of the pile driving
equipment is no more than 30 minutes.
Reporting
USAF will submit a draft marine
mammal monitoring report to NMFS
within 90 days after the completion of
pile driving activities, or 60 days prior
to a requested date of issuance of any
future IHAs for the project, or other
projects at the same location, whichever
comes first. The marine mammal
monitoring report will include an
overall description of work completed,
a narrative regarding marine mammal
sightings, and associated PSO data
sheets. Specifically, the report will
include:
• Dates and times (begin and end) of
all marine mammal monitoring;
• Construction activities occurring
during each daily observation period,
including: (1) The number and type of
piles that were driven and the method
(e.g., impact, vibratory, DTH); (2) Total
duration of driving time for each pile
(vibratory driving) and number of
strikes for each pile (impact driving);
and (3) For DTH drilling, duration of
operation for both impulsive and nonpulse components;
• PSO locations during marine
mammal monitoring;
• Environmental conditions during
monitoring periods (at beginning and
end of PSO shift and whenever
conditions change significantly),
including Beaufort sea state and any
other relevant weather conditions
including cloud cover, fog, sun glare,
and overall visibility to the horizon, and
estimated observable distance;
• Upon observation of a marine
mammal, the following information: (1)
Name of PSO who sighted the animal(s)
and PSO location and activity at time of
sighting; (2) Time of sighting; (3)
Identification of the animal(s) (e.g.,
genus/species, lowest possible
taxonomic level, or unidentified), PSO
confidence in identification, and the
composition of the group if there is a
mix of species; (4) Distance and location
of each observed marine mammal
relative to the pile being driven for each
sighting; (5) Estimated number of
animals (min/max/best estimate); (6)
Estimated number of animals by cohort
(adults, juveniles, neonates, group
composition, etc.); (7) Animal’s closest
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point of approach and estimated time
spent within the harassment zone; (8)
Description of any marine mammal
behavioral observations (e.g., observed
behaviors such as feeding or traveling),
including an assessment of behavioral
responses thought to have resulted from
the activity (e.g., no response or changes
in behavioral state such as ceasing
feeding, changing direction, flushing, or
breaching);
• Number of marine mammals
detected within the harassment zones,
by species; and,
• Detailed information about
implementation of any mitigation (e.g.,
shutdowns and delays), a description of
specific actions that ensued, and
resulting changes in behavior of the
animal(s), if any.
A final report must be prepared and
submitted within 30 calendar days
following receipt of any NMFS
comments on the draft report. If no
comments are received from NMFS
within 30 calendar days of receipt of the
draft report, the report shall be
considered final. All PSO datasheets
and/or raw sighting data would be
submitted with the draft marine
mammal report.
In the event that personnel involved
in the construction activities discover
an injured or dead marine mammal, the
Holder must report the incident to the
Office of Protected Resources (OPR),
NMFS (PR.ITP.MonitoringReports@
noaa.gov and itp.fleming@noaa.gov) and
to the Alaska regional stranding network
(877–925–7773) as soon as feasible. If
the death or injury was clearly caused
by the specified activity, the Holder
must immediately cease the activities
until NMFS OPR is able to review the
circumstances of the incident and
determine what, if any, additional
measures are appropriate to ensure
compliance with the terms of this IHA.
The Holder must not resume their
activities until notified by NMFS. The
report must include the following
information:
• Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
• Species identification (if known) or
description of the animal(s) involved;
• Condition of the animal(s)
(including carcass condition if the
animal is dead);
• Observed behaviors of the
animal(s), if alive;
• If available, photographs or video
footage of the animal(s); and
• General circumstances under which
the animal was discovered.
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Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any impacts or responses (e.g.,
intensity, duration), the context of any
impacts or responses (e.g., critical
reproductive time or location, foraging
impacts affecting energetics), as well as
effects on habitat, and the likely
effectiveness of the mitigation. We also
assess the number, intensity, and
context of estimated takes by evaluating
this information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338, September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the baseline (e.g., as
reflected in the regulatory status of the
species, population size and growth rate
where known, ongoing sources of
human-caused mortality, or ambient
noise levels).
To avoid repetition, the majority of
our analysis applies to all the species
listed in table 2, given that many of the
anticipated effects of this project on
different marine mammal stocks are
expected to be relatively similar in
nature. Where there are meaningful
differences between species or stocks, or
groups of species, in anticipated
individual responses to activities,
impact of expected take on the
population due to differences in
population status, or impacts on habitat,
they are described independently in the
analysis below.
Pile driving and DTH activities
associated with the EAS fuel pier repair
project, as outlined previously, have the
potential to disturb or displace marine
mammals. Specifically, the specified
activities may result in take, in the form
of Level B harassment and, for some
species Level A harassment, from
underwater sounds generated by pile
driving and DTH. Potential takes could
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occur if marine mammals are present in
zones ensonified above the thresholds
for Level B harassment or Level A
harassment, identified above, while
activities are underway.
No serious injury or mortality would
be expected, even in the absence of
required mitigation measures, given the
nature of the activities. Further, no take
by Level A harassment is anticipated for
otariids and mid-frequency cetaceans,
due to the application of proposed
mitigation measures, such as shutdown
zones that encompass Level A
harassment zones for these species. The
potential for harassment would be
minimized through the implementation
of planned mitigation measures (see
Proposed Mitigation section).
Take by Level A harassment is
proposed for six species (harbor
porpoise, Dall’s porpoise, harbor seal,
fin whale, humpback whale, and minke
whale) as the Level A harassment zone
exceeds the size of the shutdown zones
(high frequency cetaceans and phocids),
or, in the case of low frequency
cetaceans, the shutdown zone is so large
that it is possible that a minke whale,
fin whale, or humpback whale could
enter the Level A harassment zone and
remain within the zone for a duration
long enough to incur PTS before being
detected.
Any take by Level A harassment is
expected to arise from, at most, a small
degree of PTS (i.e., minor degradation of
hearing capabilities within regions of
hearing that align most completely with
the energy produced by impact pile
driving such as the low-frequency
region below 2 kHz), not severe hearing
impairment or impairment within the
ranges of greatest hearing sensitivity.
Animals would need to be exposed to
higher levels and/or longer duration
than are expected to occur here in order
to incur any more than a small degree
of PTS.
Given the small degree anticipated,
any PTS potential incurred would not
be expected to affect the reproductive
success or survival of any individuals,
much less result in adverse impacts on
the species or stock.
Additionally, some subset of the
individuals that are behaviorally
harassed could also simultaneously
incur some small degree of TTS for a
short duration of time. However, since
the hearing sensitivity of individuals
that incur TTS is expected to recover
completely within minutes to hours, it
is unlikely that the brief hearing
impairment would affect the
individual’s long-term ability to forage
and communicate with conspecifics,
and would therefore not likely impact
reproduction or survival of any
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individual marine mammal, let alone
adversely affect rates of recruitment or
survival of the species or stock.
As described above, NMFS expects
that marine mammals would likely
move away from an aversive stimulus,
especially at levels that would be
expected to result in PTS, given
sufficient notice through use of soft
start. USAF would also shut down pile
driving activities if marine mammals
enter the shutdown zones (table 9)
further minimizing the likelihood and
degree of PTS that would be incurred.
Effects on individuals that are taken
by Level B harassment in the form of
behavioral disruption, on the basis of
reports in the literature as well as
monitoring from other similar activities,
would likely be limited to reactions
such as avoidance, increased swimming
speeds, increased surfacing time, or
decreased foraging (if such activity were
occurring) (e.g., Thorson and Reyff,
2006). Most likely, individuals would
simply move away from the sound
source and temporarily avoid the area
where pile driving is occurring. If sound
produced by project activities is
sufficiently disturbing, animals are
likely to simply avoid the area while the
activities are occurring. We expect that
any avoidance of the project areas by
marine mammals would be temporary
in nature and that any marine mammals
that avoid the project areas during
construction would not be permanently
displaced. Short-term avoidance of the
project areas and energetic impacts of
interrupted foraging or other important
behaviors is unlikely to affect the
reproduction or survival of individual
marine mammals, and the effects of
behavioral disturbance on individuals is
not likely to accrue in a manner that
would affect the rates of recruitment or
survival of any affected stock.
The project area does overlap a BIA
identified as important for feeding by
sperm whale (Brower et al., 2022). The
BIA that overlaps the project area is
active April through September, which
overlaps USAF’s proposed work period
(April to October). White the BIA is
considered to be of higher importance,
the area of the BIA is very large,
spanning the island chain, and the
project area is very small in comparison.
Further sperm whales utilize deeper
waters to feed, and while the Level B
harassment zone does extend into
deeper waters, the sound levels at the
distances that overlay deeper water
where sperm whales might be foraging
would be of comparatively lower levels.
Given the extensive options for high
quality foraging area near and outside of
the project area, any impacts to feeding
sperm whales would not be expected to
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impact the survival or reproductive
success of any individuals.
The ensonfied area also overlaps ESAdesignated critical habitat for western
DPS Steller sea lion. Specifically, the
Level B ensonified area overlaps with
the aquatic zones of three designated
major haulouts to the east and
northwest of the project site: Shemya
Island Major Haulout, Alaid Island
Major Haulout, Attu/Chirikof Point
Major Haulout. The ensonified area
Level B harassment zone related to
implementation of the proposed project,
described in the Estimated Take of
Marine Mammals section, overlaps with
the designated aquatic zone of all three
designated major haulouts. No
terrestrial or in-air critical habitat of any
major haulout overlaps with the project
area. No Steller sea lions have been
observed on Shemya Island Major
Haulout during the most recent surveys
(between 2015 and 2017) and only one
Steller sea lion was observed at Attu/
Chirikof Point Major Haulout. An
average of 68 non-pups and 7 pups were
observed annually during this time at
Alaid Island Major Haulout, which is 5
nmi northwest of the project site. The
construction site itself does not overlap
with critical habitat.
The project is also not expected to
have significant adverse effects on
affected marine mammals’ habitats. The
project activities would not modify
existing marine mammal habitat for a
significant amount of time. The
activities may cause some fish to leave
the area of disturbance, thus temporarily
impacting marine mammals’ foraging
opportunities in a limited portion of the
foraging range. We do not expect pile
driving activities to have significant
consequences to marine invertebrate
populations. Given the short duration of
the activities and the relatively small
area of the habitat that may be affected,
the impacts to marine mammal habitat,
including fish and invertebrates, are not
expected to cause significant or longterm negative consequences.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect any of
the species or stocks through effects on
annual rates of recruitment or survival:
• No serious injury or mortality is
anticipated or authorized;
• No Level A harassment of six
species is proposed;
• Level A harassment takes of six
species proposed for authorization are
expected to be of a small degree;
• While impacts would occur within
areas that are important for feeding for
sperm whale, because of the small
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footprint of the activity relative to the
area of these important use areas, we do
not expect impacts to the reproduction
and survival of any individuals;
• Effects on species that serve as prey
for marine mammals from the activities
are expected to be short-term and,
therefore, any associated impacts on
marine mammal feeding are not
expected to result in significant or longterm consequences for individuals, or to
accrue to adverse impacts on their
populations;
• The lack of anticipated significant
or long-term negative effects to marine
mammal habitat; and
• The efficacy of the mitigation
measures in reducing the effects of the
specified activities on all species and
stocks.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted previously, only take of
small numbers of marine mammals may
be authorized under sections
101(a)(5)(A) and (D) of the MMPA for
specified activities other than military
readiness activities. The MMPA does
not define small numbers and so, in
practice, where estimated numbers are
available, NMFS compares the number
of individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals. When the
predicted number of individuals to be
taken is fewer than one-third of the
species or stock abundance, the take is
considered to be of small numbers.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
The instances of take NMFS proposes
to authorize are below one-third of the
estimated stock abundance for all stocks
(table 8). The number of animals that we
expect to authorize to be taken from
these stocks would be considered small
relative to the relevant stocks’
abundances even if each estimated
taking occurred to a new individual,
which is an unlikely scenario.
The best available abundance estimate
for fin whale is not considered
representative of the entire stock as
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Sfmt 4703
surveys were limited to a small portion
of the stock’s range, but there are known
to be over 2,500 fin whales in the
northeast Pacific stock (Muto et al.,
2021). As such, the 18 takes by Level B
harassment and 3 takes by Level A
harassment proposed for authorization,
compared to the abundance estimate,
shows that less than 1 percent of the
stock would be expected to be impacted.
The most recent abundance estimate
for the Mexico-North Pacific stock of
humpback whale is likely unreliable as
it is more than 8 years old. The most
relevant estimate of this stock’s
abundance in the Bering Sea and
Aleutian Islands is 918 humpback
whales (Wade, 2021), so the 9 proposed
takes by Level B harassment and 2
proposed takes by Level A harassment,
is small relative to the estimated
abundance (1.2 percent), even if each
proposed take occurred to a new
individual.
A lack of an accepted stock
abundance value for the Alaska stock of
minke whale did not allow for the
calculation of an expected percentage of
the population that would be affected.
The most relevant estimate of partial
stock abundance is 1,233 minke whales
in coastal waters of the Alaska
Peninsula and Aleutian Islands (Zerbini
et al., 2006), so the 5 proposed takes by
Level B harassment, and 3 proposed
takes by Level A harassment, compared
to the abundance estimate, shows that
less than 1 percent of the stock would
be expected to be impacted.
The most recent abundance estimate
for sperm whale in the North Pacific is
likely unreliable as it is more than 8
years old and was derived from data
collected in a small area that may not
have included females and juveniles,
and did not account for animals missed
on the trackline. The minimum
population estimate for this stock is 244
sperm whales, so the 40 proposed takes
by Level B harassment is small relative
to the estimated survey abundance, even
if each proposed take occurred to a new
individual.
There is no abundance information
available for any Alaskan stock of
beaked whale. However, the take
numbers are sufficiently small (8 and 10
takes by Level B harassment for
Stejneger’s beaked whale and Baird’s
beaked whale, respectively) that we can
safely assume that they are small
relative to any reasonable assumption of
likely population abundance for these
stocks. For reference, current abundance
estimates for other beaked whale stocks
in the Pacific include 1,363 Baird’s
beaked whales (California, Oregon/
Washington stock), 3,044 Mesoplodont
beaked whales (CA/OR/WA stock),
E:\FR\FM\31OCN1.SGM
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Federal Register / Vol. 88, No. 209 / Tuesday, October 31, 2023 / Notices
5,454 Cuvier’s beaked whales (CA/OR/
WA stock), 564 Blainville’s beaked
whales (Hawai’i Pelagic stock), 2,550
Longman’s beaked whales (Hawai1i
stock), and 3,180 Cuvier’s beaked
whales (Hawai’i Pelagic stock).
The Alaska stock of Dall’s porpoise
has no official NMFS abundance
estimate for this area, as the most recent
estimate is greater than 8 years old. The
most recent estimate was 13,110
animals for just a portion of the stock’s
range. Therefore, the 26 takes by Level
B harassment and 13 takes by Level A
harassment of this stock proposed for
authorization, compared to the
abundance estimate, shows that less
than 1 percent of the stock would be
expected to be impacted.
For the Bering Sea stock of harbor
porpoise, the most reliable abundance
estimate is 5,713, a corrected estimate
from a 2008 survey. However, this
survey covered only a small portion of
the stock’s range, and therefore, is
considered to be an underestimate for
the entire stock (Muto et al., 2022).
Given the proposed 10 takes by Level B
harassment for the stock, and 5 takes by
Level A harassment for the stock,
compared to the abundance estimate,
which is only a portion of the Bering
Sea Stock, shows that, at most, less than
1 percent of the stock would be
expected to be impacted.
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals would be
taken relative to the population size of
the affected species or stocks.
lotter on DSK11XQN23PROD with NOTICES1
Unmitigable Adverse Impact Analysis
and Determination
In order to issue an IHA, NMFS must
find that the specified activity will not
have an ‘‘unmitigable adverse impact’’
on the subsistence uses of the affected
marine mammal species or stocks by
Alaskan Natives. NMFS has defined
‘‘unmitigable adverse impact’’ in 50 CFR
216.103 as an impact resulting from the
specified activity: (1) that is likely to
reduce the availability of the species to
a level insufficient for a harvest to meet
subsistence needs by, (i) causing the
marine mammals to abandon or avoid
hunting areas, (ii) directly displacing
subsistence users, or (iii) placing
physical barriers between the marine
mammals and the subsistence hunters;
and (2) that cannot be sufficiently
mitigated by other measures to increase
the availability of marine mammals to
allow subsistence needs to be met.
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No subsistence hunting occurs on
Shemya Island, which is a USAF Air
Station; Access to the island is only
provided by military aircraft and USAFcontracted charter planes for crews and
workers. The nearest community that
engages in subsistence hunting is
located on Adak, Alaska which is 640
km (399 mi) to the east. Historically, an
Alaska Native community on Attu, 60
km (37 mi) to the west, hunted for
subsistence, but that community was
destroyed during WWII and the
residents that survived internment did
not return to the island.
Based on the description of the
specified activity, NMFS has
preliminarily determined that there will
not be an unmitigable adverse impact on
subsistence uses from USAF’s proposed
activities.
Endangered Species Act
Section 7(a)(2) of the ESA (16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species, in
this case with the Alaska Regional
Office.
NMFS is proposing to authorize take
of western DPS Steller sea lion, fin
whale (northeast Pacific), and
humpback whale (Mexico—North
Pacific and western North Pacific), and
sperm whale (North Pacific) which are
listed under the ESA. The Permits and
Conservation Division has requested
initiation of section 7 consultation with
the Alaska Regional Office for the
issuance of this IHA. NMFS will
conclude the ESA consultation prior to
reaching a determination regarding the
proposed issuance of the authorization.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to USAF for conducting the EAS
Fuel Pier Replacement project in Alcan
Harbor on Shemya Island, Alaska during
April through October 2024, provided
the previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated. A draft of the
proposed IHA can be found at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act.
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74477
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this notice of proposed
IHA for the proposed construction
project. We also request comment on the
potential renewal of this proposed IHA
as described in the paragraph below.
Please include with your comments any
supporting data or literature citations to
help inform decisions on the request for
this IHA or a subsequent renewal IHA.
On a case-by-case basis, NMFS may
issue a one-time, 1-year renewal IHA
following notice to the public providing
an additional 15 days for public
comments when (1) up to another year
of identical or nearly identical activities
as described in the Description of
Proposed Activity section of this notice
is planned or (2) the activities as
described in the Description of
Proposed Activity section of this notice
would not be completed by the time the
IHA expires and a renewal would allow
for completion of the activities beyond
that described in the Dates and Duration
section of this notice, provided all of the
following conditions are met:
• A request for renewal is received no
later than 60 days prior to the needed
renewal IHA effective date (recognizing
that the renewal IHA expiration date
cannot extend beyond 1 year from
expiration of the initial IHA).
• The request for renewal must
include the following:
(1) An explanation that the activities
to be conducted under the requested
renewal IHA are identical to the
activities analyzed under the initial
IHA, are a subset of the activities, or
include changes so minor (e.g.,
reduction in pile size) that the changes
do not affect the previous analyses,
mitigation and monitoring
requirements, or take estimates (with
the exception of reducing the type or
amount of take); and,
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
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74478
Federal Register / Vol. 88, No. 209 / Tuesday, October 31, 2023 / Notices
Dated: October 25, 2023.
Catherine Marzin,
Acting Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2023–23970 Filed 10–30–23; 8:45 am]
BILLING CODE 3510–22–P
CONSUMER FINANCIAL PROTECTION
BUREAU
Credit Union Advisory Council Meeting
Consumer Financial Protection
Bureau.
ACTION: Notice of public meeting.
AGENCY:
Under the Federal Advisory
Committee Act (FACA), this notice sets
forth the announcement of a public
meeting of the Credit Union Advisory
Council (CUAC or Council) of the
Consumer Financial Protection Bureau
(CFPB or Bureau). The notice also
describes the functions of the Council.
DATES: The meeting date is Thursday,
November 16, 2023, from approximately
1 p.m. to 3 p.m., eastern daylight time.
This meeting will be held virtually and
is open to the general public. Members
of the public will receive the agenda
and dial-in information when they
RSVP.
SUMMARY:
Kim
George, Outreach and Engagement
Associate, Advisory Board and
Councils, External Affairs Division, at
202–450–8617, or email: CFPB_
CABandCouncilsEvents@cfpb.gov. If
you require this document in an
alternative electronic format, please
contact CFPB_Accessibility@cfpb.gov.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
lotter on DSK11XQN23PROD with NOTICES1
I. Background
Section 2 of the CUAC charter
provides that pursuant to the executive
and administrative powers conferred on
the CFPB by section 1012 of the DoddFrank Wall Street Reform and Consumer
Protection Act (Dodd-Frank Act), the
Director of the CFPB renews the
discretionary Credit Union Advisory
Council under agency authority in
accordance with the provisions of the
Federal Advisory Committee Act
(FACA), as amended, 5 U.S.C. 10.
Section 3 of the CUAC charter states
that the purpose of the CUAC is to
advise the CFPB in the exercise of its
functions under the Federal consumer
financial laws as they pertain to credit
unions with total assets of $10 billion or
less.
II. Agenda
The CUAC will discuss broad policy
matters related to the Bureau’s Unified
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Regulatory Agenda and general scope of
authority.
If you require any additional
reasonable accommodation(s) in order
to attend this event, please contact the
Reasonable Accommodations team at
CFPB_ReasonableAccommodations@
cfpb.gov, 48 business hours prior to the
start of this event.
Written comments will be accepted
from interested members of the public
and should be sent to CFPB_
CABandCouncilsEvents@cfpb.gov, a
minimum of seven (7) days in advance
of the meeting. The comments will be
provided to the CUAC members for
consideration. Individuals who wish to
join this meeting must RSVP via this
link https://surveys.consumerfinance.
gov/jfe/form/SV_b9H4zHzWtrtXxZQ.
III. Availability
The Council’s agenda will be made
available to the public on Tuesday,
October 31, 2023, via
consumerfinance.gov.
A recording and summary of this
combined meeting will be available after
the meeting on the Bureau’s website
consumerfinance.gov.
Jocelyn Sutton,
Deputy Chief of Staff, Consumer Financial
Protection Bureau.
[FR Doc. 2023–23897 Filed 10–30–23; 8:45 am]
BILLING CODE 4810–AM–P
CONSUMER FINANCIAL PROTECTION
BUREAU
Consumer Advisory Board Meeting
Consumer Financial Protection
Bureau.
ACTION: Notice of public meeting.
AGENCY:
Under the Federal Advisory
Committee Act (FACA), this notice sets
forth the announcement of a public
meeting of the Consumer Advisory
Board (CAB or Board) of the Consumer
Financial Protection Bureau (CFPB or
Bureau). The notice also describes the
functions of the Board.
DATES: The meeting date is Tuesday,
November 14, 2023, from approximately
1 p.m. to 3:30 p.m., eastern daylight
time. This meeting will be held virtually
and is open to the general public.
Members of the public will receive the
agenda and dial-in information when
they RSVP.
FOR FURTHER INFORMATION CONTACT: Kim
George, Outreach and Engagement
Associate, Advisory Board and
Councils, External Affairs Division, at
202–450–8617, or email: CFPB_
CABandCouncilsEvents@cfpb.gov. If
you require this document in an
SUMMARY:
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Fmt 4703
Sfmt 9990
alternative electronic format, please
contact CFPB_Accessibility@cfpb.gov.
SUPPLEMENTARY INFORMATION:
I. Background
Section 3 of the charter of the Board
states that: The purpose of the CAB is
outlined in section 1014(a) of the DoddFrank Act, which states that the CAB
shall ‘‘advise and consult with the
Bureau in the exercise of its functions
under the Federal consumer financial
laws’’ and ‘‘provide information on
emerging practices in the consumer
financial products or services industry,
including regional trends, concerns, and
other relevant information.’’
To carry out the CAB’s purpose, the
scope of its activities shall include
providing information, analysis, and
recommendations to the CFPB. The CAB
will generally serve as a vehicle for
trends and themes in the consumer
finance marketplace for the CFPB. Its
objectives will include identifying and
assessing the impact on consumers and
other market participants of new,
emerging, and changing products,
practices, or services.
II. Agenda
The CAB will discuss broad policy
matters related to the Bureau’s Unified
Regulatory Agenda and general scope of
authority.
If you require any additional
reasonable accommodation(s) in order
to attend this event, please contact the
Reasonable Accommodations team at
CFPB_ReasonableAccommodations@
cfpb.gov 48 hours prior to the start of
this event.
Written comments will be accepted
from interested members of the public
and should be sent to CFPB_
CABandCouncilsEvents@cfpb.gov, a
minimum of seven (7) days in advance
of the meeting. The comments will be
provided to the CAB members for
consideration. Individuals who wish to
join this meeting must RSVP via this
link https://surveys.consumerfinance.
gov/jfe/form/SV_aVSwdg1vAHHzgKW.
III. Availability
The Board’s agenda will be made
available to the public on Tuesday,
October 31, 2023, via
consumerfinance.gov.
A recording and summary of this
meeting will be available after the
meeting on the Bureau’s website
consumerfinance.gov.
Jocelyn Sutton,
Deputy Chief of Staff, Consumer Financial
Protection Bureau.
[FR Doc. 2023–23895 Filed 10–30–23; 8:45 am]
BILLING CODE 4810–AM–P
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Agencies
[Federal Register Volume 88, Number 209 (Tuesday, October 31, 2023)]
[Notices]
[Pages 74451-74478]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-23970]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XD325]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Eareckson Air Station Fuel Pier
Repair in Alcan Harbor on Shemya Island, Alaska
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments on proposed authorization and possible renewal.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the U.S Army Corps of
Engineers (USACE) on behalf of the Pacific Air Forces Regional Support
Center (USAF) for authorization to take marine mammals incidental to
the Eareckson Air Station (EAS) Fuel Pier Repair in Alcan Harbor,
Shemya Island, Alaska. Pursuant to the Marine Mammal Protection Act
(MMPA), NMFS is requesting comments on its proposal to issue an
incidental harassment authorization (IHA) to incidentally take marine
mammals during the specified activities. NMFS is also requesting
comments on a possible one-time, 1-year renewal that could be issued
under certain circumstances and if all requirements are met, as
described in the Request for Public Comments section at the end of this
notice. NMFS will consider public comments prior to making any final
decision on the issuance of the requested MMPA authorization and agency
responses will be summarized in the final notice of our decision.
DATES: Comments and information must be received no later than November
30, 2023.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service and should be submitted via email to
[email protected]. Electronic copies of the application and
supporting documents, as well as a list of the references cited in this
document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In case of problems accessing these documents,
please call the contact listed below.
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments, including all attachments, must
not exceed a 25-megabyte file size. All comments received are a part of
the public record and will generally be posted online at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act without change. All personal identifying
information (e.g., name, address) voluntarily submitted by the
commenter may be publicly accessible. Do not submit confidential
business information or otherwise sensitive or protected information.
FOR FURTHER INFORMATION CONTACT: Kate Fleming, Office of Protected
Resources, NMFS, (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are proposed or, if the taking is limited to harassment, a notice of a
proposed IHA is provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of the species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of the takings are set forth. The definitions
of all applicable MMPA statutory terms cited above are included in the
relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an IHA)
with respect to potential impacts on the human environment. This action
is consistent with categories of activities identified in Categorical
Exclusion B4 (IHAs with no anticipated serious injury or mortality) of
the Companion Manual for NAO 216-6A, which do not individually or
cumulatively have the potential for significant impacts on the quality
of the human environment and for which we have not identified any
extraordinary circumstances that would preclude this categorical
exclusion. Accordingly, NMFS has preliminarily determined that the
issuance of the proposed IHA qualifies to be categorically excluded
from further NEPA review.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA request.
Summary of Request
On May 15, 2023, NMFS received a request from the USACE on behalf
of USAF for an IHA to take marine mammals incidental to construction
associated with the EAS Fuel Pier Repair in Alcan Harbor on Shemya
Island, Alaska. Following NMFS' review of the application, and
discussions between NMFS and USAF, the application was deemed adequate
and complete on September 19, 2023. The USAF's request is for take of
12 species of marine mammals, by Level B harassment and, for a subset
of these species, Level A harassment. Neither USAF nor NMFS expect
serious injury or mortality to result from this activity and,
therefore, an IHA is appropriate.
[[Page 74452]]
This proposed IHA would cover 1 year of a larger 3-year project
that involves construction activities that will not result in the take
of marine mammals (i.e., movement, mobilization, and staging of
equipment; replacing the pier deck; and installing an engineered
revetment along the western shoreline).
Description of Proposed Activity
Overview
The USAF is proposing to conduct long-term repairs on the only
existing fuel pier at EAS on Shemya Island, Alaska. The fuel delivered
to the pier is used by the island generator systems to aid in the
operation of homeland defense early warning radar surveillance and
communication systems. EAS also functions as an emergency divert
airfield supporting commercial and air traffic destined for Japan,
China, and other destinations in Asia and the Pacific. In February
2020, a destructive storm left the fuel pier in critical condition. In
2021, emergency repairs were completed to restore minimal function to
the fuel pier. Long-term repairs are planned in order to prevent future
degradation and catastrophic loss to the fuel pier, to maintain access
to the pier, and to protect the shoreline facilities from further
erosion. The activities that have the potential to take marine mammals,
by Level A harassment and Level B harassment, include down-the-hole
(DTH) drilling, vibratory and impact installation of temporary and
permanent steel pipe piles, and vibratory removal of temporary steel
pipe piles, and would introduce underwater sounds that may result in
take, by Level A harassment and Level B harassment, of marine mammals.
The marine construction associated with the proposed activities is
planned to occur over 160 days over 1 year, accounting for weather
delays and mechanical issues.
Dates and Duration
The proposed IHA would be effective from April 1, 2024 to March 31,
2025. The project would occur between April and October 2024 and would
require approximately 160 days of pile driving. In-water construction
activities would only occur during daylight hours, and typically over a
12-hour work day, up to 7 days per week.
Specific Geographic Region
The proposed activities would occur on the EAS Fuel Pier on Shemya
Island, located in Section 16, Township 86 South, Range 257 West, of
the Seward Meridian, Alaska. Shemya Island is a remote island in the
western Aleutians. The fuel pier is located in Alcan Harbor, which
opens to Shemya Pass to the west and the Bering Sea to its north and
east. Alcan harbor is exposed to strong north winds. The dimensions of
the new Pier footprint would be approximately 30 by 104 meters (m), or
100 by 340 feet (ft). Depths at the project site range from 5 to 10 m
(16 to 33 ft). However, the area of impact would extend 40 kilometers
(km), or 25 miles (mi), into the southwest portion of the Bering Sea,
reaching depths of approximately 3,900 m (2.4 mi).
Shemya Island and its waters are within the Alaska Maritime
National Wildlife Refuge, which if not for it being a military base,
would typically be under the jurisdiction of U.S. Fish and Wildlife
Service (USFWS, 2021). The fuel pier is the only pier on Shemya Island;
there are no neighboring piers or docks. The next nearest developed
location that is inhabited is Nikol'skoe, which is approximately 370 mi
(595 km) west on Bering Island, Russia. Adak, Alaska, is approximately
400 mi (644 km) to the east in the Central Aleutians. The United States
Coast Guard previously maintained a long-range navigation station on
Attu Island, Alaska, 28 mi (45 km) to the west, but that site has been
abandoned for several years. All former Alaska Native village sites in
the region have been abandoned since World War II.
BILLING CODE 3510-22-P
[[Page 74453]]
[GRAPHIC] [TIFF OMITTED] TN31OC23.000
[GRAPHIC] [TIFF OMITTED] TN31OC23.001
BILLING CODE 3510-22-C
Detailed Description of the Specified Activity
The USAF is proposing to repair the fuel pier at EAS on Shemya
Island, Alaska. As noted above, this proposed IHA would authorize take
associated with Year 1 of a larger 3-year project. Please refer to
USAF's application for
[[Page 74454]]
additional information about project components planned for the period
beyond Year 1.
The USAF estimates that Year 1 activities would include vessel
movement and mobilization; pile installation for the fuel pier,
screening and clearance for Munitions and Explosives of Concern (MEC)
(see explanation below), remote equipment operations, removal of
existing precast dolosse from the western shoreline, and crushing/
recycling concrete.
The replacement fuel pier is within a Military Munitions Response
Program (MMRP) site and although prior surveys and clearance of the
Alcan Harbor Ordnance MMRP site have been completed, there is potential
for munitions and explosives of concern to migrate within the site. As
such, magnetometer-based surveys for MEC will be conducted prior to
ground disturbing activities within the boundaries of the MMRP site to
detect anomalies and inform follow-on actions to the extent
practicable. Excavated material from in-water work will be further
screened and cleared to remove any potential MEC. The material would be
excavated with a clamshell bucket and placed in a hopper that deposits
the material onto a conveyor leading to a 6-inch remote controlled
grizzly rock screener. Subsequently, material six inches or larger
would be inspected by UXO technicians for MEC prior to transfer by
armored equipment to a screening plant with a specialized magnet belt
to remove all potential metals and munitions. Cleared material would be
transferred to an upland, low-grade staging area while MEC would be
transferred from the construction site to the MEC storage and disposal
site.
Additionally, USAF anticipates approximately five vessels (i.e.,
tugboats towing barges) per season would be used for project
activities, transiting between Seattle, WA and Shemya Island, AK, with
some trips making a stop in Seward, Kodiak, or Anchorage, AK. With the
exception of pile driving, these activities are not anticipated to
result in take.
The proposed fuel pier replacement project would include the
installation of an interlocking steel pipe combi-wall system, which
will require the installation and removal of 60 30-inch (in) temporary
steel pipe piles and the installation of 208 42-inch round steel
interlocking pipe piles using vibratory, impact, and/or DTH methods
(table 1). USAF does not plan to operate multiple hammers concurrently.
The interlocking steel pipe combi-wall system would be installed 15
ft (4.6 m) off the existing fuel pier to encapsulate most of the
existing structure. The steel combi-wall system would extend
approximately 560 ft (171 m) from the northern bulkhead corner, along
the entire Pier berthing face, and around the northern perimeter.
Template frames for the pile wall would be installed to construct
the new pier exterior structure and subsequently removed; template
frames would be constructed to cantilever off the existing fuel pier
structure (i.e., not be placed in the water). However, up to 60 30-inch
(76-cm) template piles may be installed in the water to provide
additional support. A remotely operated vibratory pile driving hammer
would be used to drive the piles through the bottom sediment to
specified depths. It is anticipated that a diesel or hydraulic impact
hammer would be utilized to achieve the specified embedment depth of 44
temporary piles. Up to six temporary piles in the southeast corner,
where there is very little overburden, would likely need to be rock
socketed into bedrock via a DTH.
The main component of the combi-wall system would require the
installation of 208 42-inch (107-cm) interlocking permanent steel pipe
piles that would be installed using vibratory and impact pile driving
to specified embedment depths. The pile interlocks would be designed to
transfer soil and water pressure to the interlocking steel pipe piles,
which would carry most of the load. In addition to vibratory and impact
pile driving, it is expected that most, if not all permanent piling
will require a rock socket into the bedrock, at a minimum of 30 ft (9
m) below the mudline, using a DTH hammer and bit. The bit will be
slightly larger than the outside diameter of the permanent pipe pile.
Construction of the proposed dock would follow this sequence:
1. Set one or two cantilevered templates utilizing existing fuel
pier as support. These cantilevered templates would not be installed in
the water. However, template piles may be installed in some areas to
offer additional support (table 1).
2. Within the frame, loft and stab 6-12 each 42-inch permanent
pile.
3. Within the frame, vibrate, impact, and DTH drill 42-inch
diameter pipe pile. Only one pile would be driven at a time, even if
two pile templates are used.
4. Remove the frame and any temporary piles and move to the next
permanent pile location.
5. Repeat this process for placement of all the permanent piles.
Table 1--Summary of Piles To Be Installed and Removed
--------------------------------------------------------------------------------------------------------------------------------------------------------
Maximum Maximum
Vibratory DTH pile piles per piles per Maximum Days of
Number of Impact duration installation, day-- day-- piles per installation
Installation or removal piles strikers per pile, duration per impact vibratory day--DTH and/or
per pile minutes pile, minutes pile pile pile removal \a\
driving driving installation
--------------------------------------------------------------------------------------------------------------------------------------------------------
42-inch Interlocking Steel Pipe Piles--Permanent
--------------------------------------------------------------------------------------------------------------------------------------------------------
Installation....................................... 208 1,800 30 180 4 4 3 122
--------------------------------------------------------------------------------------------------------------------------------------------------------
30-inch Steel Pipe Piles--Template
--------------------------------------------------------------------------------------------------------------------------------------------------------
Installation....................................... 60 900 15 150 4 4 3 17
Removal............................................ .......... 4 ............ ............
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ USAF estimates a total of 160 construction days to account for weather delays and mechanical issues.
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting sections).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history of the potentially affected species. NMFS
fully considered all of this information, and we refer the reader to
these descriptions, instead of reprinting the information. Additional
information regarding population trends
[[Page 74455]]
and threats may be found in NMFS' Stock Assessment Reports (SARs;
https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about
these species (e.g., physical and behavioral descriptions) may be found
on NMFS' website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for which take is expected and
proposed to be authorized for this activity, and summarizes information
related to the population or stock, including regulatory status under
the MMPA and Endangered Species Act (ESA) and potential biological
removal (PBR), where known. PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS'
SARs). While no serious injury or mortality is anticipated or proposed
to be authorized here, PBR and annual serious injury and mortality from
anthropogenic sources are included here as gross indicators of the
status of the species or stocks and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Alaska 2022 SARs (Young et al., 2023). All values presented
in table 2 are the most recent available at the time of publication and
are available online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments.
Table 2--Species Likely Impacted by the Specified Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Stock abundance (CV,
Common name Scientific name Stock ESA/MMPA status; Nmin, most recent PBR Annual M/
strategic (Y/N) \1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Artiodactyla--Infraorder Cetacea--Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenopteridae
Fin Whale...................... Balaenoptera physalus. Northeast Pacific..... E, D, Y UND (UND, UND, 2013) UND 0.6
\4\.
Humpback Whale................. Megaptera novaeangliae Western North Pacific. E, D, Y 1,084, (0.088, 1,007, 3 2.8
2006).
Mexico--North Pacific. T, D, Y N/A (N/A, N/A, 2006) UND 0.56
\5\.
Hawai[revaps]i........ -, -, N 11,278 (0.56, 7,265, 127 19.6
2020).
Minke Whale.................... Balaenoptera Alaska................ -, -, - N/A (N/A, N/A, N/A) UND 0
acutorostrata. \6\.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Physeteridae
Sperm whale.................... Physeter macrocephalus North Pacific......... E, D, Y UND (UND, UND, 2015) UND 3.5
\7\.
Family Ziphiidae (beaked whales)
Baird's beaked whale........... Berardius bairdii..... Alaska................ -, -, N N/A (N/A, N/A, N/A) N/A 0
\8\.
Stejneger's Beaked Whale....... Mesoplodon stejnegeri. Alaska................ -, -, N N/A (N/A, N/A, N/A) N/A 0
\8\.
Family Delphinidae
Killer Whale................... Orcinus orca.......... ENP Alaska Resident -, -, N 1,920 (N/A, 1,920, 19 1.3
Stock. 2019).
ENP Gulf of Alaska, -, -, N 587 (N/A, 587, 2012). 5.9 0.8
Aleutian Islands, and
Bering Sea.
Family Phocoenidae (porpoises)
Dall's Porpoise................ Phocoenoides dalli.... Alaska................ -, -, N UND (UND, UND, 2015) UND 37
\9\.
Harbor Porpoise.................... Phocoena phocoena..... Bering Sea............ -, -, Y UNK (UNK, N/A, 2008) UND 0.4
\10\.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions)
Northern Fur Seal.............. Callorhinus ursinus... Eastern Pacific....... -, D, Y 626,618 (0.2, 11,403 373
530,376, 2019).
Steller Sea Lion............... Eumetopias jubatus.... Western, U.S.......... E, D, Y 52,932 (N/A, 52,932, 318 254
2019).
Family Phocidae (earless seals)
Harbor Seal.................... Phoca vitulina........ Aleutian Islands...... -, -, N 5,588 (N/A, 5,366, 97 90
2018).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: https://www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum
estimate of stock abundance. In some cases, CV is not applicable (explain if this is the case).
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, vessel strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A
CV associated with estimated mortality due to commercial fisheries is presented in some cases.
\4\ The best available abundance estimate for this stock is not considered representative of the entire stock as surveys were limited to a small portion
of the stock's range. Based upon this estimate and the Nmin, the PBR value is likely negatively biased for the entire stock.
\5\ Abundance estimates are based upon data collected more than 8 years ago and therefore current estimates are considered unknown.
\6\ Reliable population estimates are not available for this stock. Please see Friday et al. (2013) and Zerbini et al. (2006) for additional information
on numbers of minke whales in Alaska.
\7\ The most recent abundance estimate is likely unreliable as it covered a small area that may not have included females and juveniles, and did not
account for animals missed on the trackline. The calculated PBR is not a reliable index for the stock as it is based upon negatively biased minimum
abundance estimate.
\8\ Reliable abundance estimates for this stock are currently unavailable.
\9\ The best available abundance estimate is likely an underestimate for the entire stock because it is based upon a survey that covered only a small
portion of the stock's range.
[[Page 74456]]
\10\ The best available abundance estimate and Nmin are likely an underestimate for the entire stock because it is based upon a survey that covered only
a small portion of the stock's range. PBR for this stock is undetermined due to this estimate being older than 8 years.
As indicated above, all 12 species (with 15 managed stocks) in
table 2 temporally and spatially co-occur with the activity to the
degree that take is reasonably likely to occur. All species that could
potentially occur in the proposed project area are included in table 3-
1 of the IHA application. While blue whale, gray whale, North Pacific
right whale, Pacific white-sided dolphin, and ribbon seal could occur
in the area, the temporal and/or spatial occurrence of these species is
such that take is not expected to occur, and they are not discussed
further beyond the explanation provided here. These species all have
extremely low abundance and most are observed in areas outside of the
project area.
In addition, northern sea otter may be found the western Aleutians.
However, this species is managed by the U.S. Fish and Wildlife Service
and is not considered further in this document.
Fin Whale
Fin whales are found in polar, temperate, and subtropical waters
worldwide, where they inhabit deep, offshore waters and often travel in
open seas away from coasts. Fin whales in the northeast Pacific are
typically distributed off the coast of the Gulf of Alaska and the
Bering and Chukchi Seas. In general, the spring and early summer are
spent in cold, high latitude feeding waters as far north as Chukchi
Sea, the Gulf of Alaska, Prince William Sound, along the Aleutian
Islands, and west of Kodiak Island. In the fall, fin whales return to
low latitudes for the winter breeding season, though they may remain in
residence in their high latitude ranges if food resources remain
plentiful.
Although typically observed in groups of 6 to 10 individuals, fin
whales are also sighted in pairs, alone, or in feeding aggregations up
to 100 individuals. In the central eastern Bering Sea, most sightings
have occurred along the continental shelf break in a zone of high prey
abundance (Clark, 2008a). Across 119 days of three distinct marine
mammal surveys completed from Shemya Island between 2016 and 2021, no
fin whales were observed in the project area (see application). Note
that Alcan harbor was included in island-wide monitoring of two of
these surveys, and the third survey effort was conducted exclusively at
the project site during an emergency repair of the fuel pier.
Humpback Whale
On September 8, 2016, NMFS divided the once single population into
14 distinct population segments (DPS) under the ESA, removed the
species-level listing as endangered, and, in its place, listed four
DPSs as endangered and one DPS as threatened (81 FR 62259, September 8,
2016). The remaining nine DPSs were not listed. There are four DPSs in
the North Pacific, including the Western North Pacific and Central
America, which are listed as endangered, Mexico, which is listed as
threatened, and Hawai[revaps]i, which is not listed.
The 2022 Alaska and Pacific SARs described a revised stock
structure for humpback whales which modifies the previous stocks
designated under the MMPA to align more closely with the ESA-designated
DPSs (Caretta et al., 2023; Young et al., 2023). Specifically, the
three previous North Pacific humpback whale stocks (Central and Western
North Pacific stocks and a CA/OR/WA stock) were replaced by five
stocks, largely corresponding with the ESA-designated DPSs. These
include the Western North Pacific and Hawai[revaps]i stocks and a
Central America/Southern Mexico--CA/OR/WA stock (which corresponds with
the Central America DPS). The remaining two stocks, corresponding with
the Mexico DPS, are the Mainland Mexico--CA/OR/WA and Mexico--North
Pacific stocks (Caretta et al., 2023; Young et al., 2023). The former
stock is expected to occur along the west coast from California to
southern British Columbia, while the latter stock may occur across the
Pacific, from northern British Columbia through the Gulf of Alaska and
Aleutian Islands/Bering Sea region to Russia.
The Hawai[revaps]i stock consists of one demographically
independent population (DIP)--Hawai[revaps]i--Southeast Alaska/Northern
British Columbia DIP and one unit--Hawai[revaps]i--North Pacific unit,
which may or may not be composed of multiple DIPs (Wade et al., 2021).
The DIP and unit are managed as a single stock at this time, due to the
lack of data available to separately assess them and lack of compelling
conservation benefit to managing them separately (NMFS, 2023; NMFS,
2019; NMFS, 2022b). The DIP is delineated based on two strong lines of
evidence: genetics and movement data (Wade et al., 2021). Whales in the
Hawai[revaps]i--Southeast Alaska/Northern British Columbia DIP winter
off Hawai[revaps]i and largely summer in Southeast Alaska and Northern
British Columbia (Wade et al., 2021). The group of whales that migrate
from Russia, western Alaska (Bering Sea and Aleutian Islands), and
central Alaska (Gulf of Alaska excluding Southeast Alaska) to
Hawai[revaps]i have been delineated as the Hawai[revaps]i--North
Pacific unit (Wade et al., 2021). There are a small number of whales
that migrate between Hawai[revaps]i and southern British Columbia/
Washington, but current data and analyses do not provide a clear
understanding of which unit these whales belong to (Wade et al., 2021;
Caretta et al., 2023; Young et al., 2023).
The Mexico--North Pacific unit is likely composed of multiple DIPs,
based on movement data (Martien et al., 2021; Wade, 2021; Wade et al.,
2021). However, because currently available data and analyses are not
sufficient to delineate or assess DIPs within the unit, it was
designated as a single stock (NMFS, 2023a; NMFS, 2019; NMFS, 2022c).
Whales in this stock winter off Mexico and the Revillagigedo
Archipelago and summer primarily in Alaska waters (Martien et al.,
2021; Carretta et al., 2023; Young et al., 2023).
The Western North Pacific stock consists of two units--the
Philippines/Okinawa--North Pacific unit and the Marianas/Ogasawara--
North Pacific unit. The units are managed as a single stock at this
time, due to a lack of data. Recognition of these units is based on
movements and genetic data (Oleson et al., 2022). Whales in the
Philippines/Okinawa--North Pacific unit winter near the Philippines and
in the Ryukyu Archipelago and migrate to summer feeding areas primarily
off the Russian mainland (Oleson et al., 2022). Whales that winter off
the Mariana Archipelago, Ogasawara, and other areas not yet identified
and then migrate to summer feeding areas off the Commander Islands, and
to the Bering Sea and Aleutian Islands comprise the Marianas/
Ogasawara--North Pacific unit.
Humpback whales that occur in the project area are predominantly
members of the Hawai'i stock, which corresponds to the Hawai[revaps]i
DPS (91 percent probability in the Aleutian Islands), and is not listed
under the ESA. However, members of the Mexico North Pacific stock,
which include the Mexico DPS and is listed as threatened, have a small
potential to occur in the project location (7 percent probability in
the Aleutians), and the Western North Pacific Stock, which corresponds
to the Western North Pacific DPS and is listed as endangered, have an
even smaller potential to occur
[[Page 74457]]
in the project location (2 percent, Wade, 2021).
Humpback whales migrate to the North Pacific, including the
Aleutian Islands, to feed after months of fasting in equatorial
breeding grounds. Humpback whales generally travel alone or in small
groups that persist only a few hours. Groups may stay together for
longer in the summer in order to feed cooperatively. During the 2016
and 2021 Shemya Island marine mammal surveys, seven humpback whales
were observed in the project area (see application).
Minke Whale
Minke whales occur in polar, temperate, and tropical waters
worldwide in a range extending from the ice edge in the Arctic during
the summer to near the equator during winter. However, they are known
to prefer temperate to boreal waters due to the abundance of prey
(Guerrero, 2008b). When comparing distribution and abundance in the
years 2002, 2008, and 2010, it was found that that minke whales were
scattered throughout all oceanographic domains: coastal, middle shelf,
and outer shelf/slope (Muto et al., 2021). The minke whale mostly
migrates seasonally and can travel long distances; although, some minke
whale individuals and stocks have resident home ranges and are not
highly migratory (Guerrero, 2008b). The Alaska Stock of minke whales
are migratory and are common in the waters of the Bering Sea, Gulf of
Alaska, and Southeast Alaska in the spring and summer (NMFS, 2023c).
The distribution of minke whales vary according to age, sex, and
reproductive status. Older mature males are commonly found in small
social groups around the ice edge of polar regions during the summer
feeding season. Comparatively, adult females will migrate farther into
the higher latitudes but generally remain in coastal waters. Immature
minke whales tend to be solitary and stay in lower latitudes during the
summer (Guerrero, 2008b). Although the minke whale tends to be solitary
or in groups of two to three individuals, they can congregate in larger
groups containing up to 400 individuals at the higher latitude foraging
areas (NOAA, 2021). During surveys in Alaska, minke whales are
predominately observed alone (Wade et al., 2003; Waite, 2003). Breeding
season typically occurs from December to March, but in some regions
minke whales breed year-round. When migrating north in spring and
summer, they will travel along in coastal waters, whereas in fall and
winter, they move farther offshore (NMFS, 2023c). In 2003, a minke
whale was observed in July when a sea otter survey was being conducted
at Attu Island (Doroff et al., 2004), 28 mi to the west of Shemya
Island. During the 2016 and 2021 Shemya Island marine mammal surveys,
no minke whales were observed in the project area (see application).
Sperm Whale
Sperm whales are the most sighted and recorded cetacean in marine
mammal surveys in high latitude regions of the North Pacific, including
the Bering Sea and the Aleutian Islands (Young et al., 2023). However,
sperm whales exhibit sex-specific latitudinal segregation, where
females and their young form social groups and are usually found in
temperate and tropical latitudes, while males forage at higher
latitudes and tends to only return to tropical and subtropical regions
to breed (Whitehead, 2009). As such, males are more frequently
encountered in the Aleutians than females; social groups typically
occur in this area only during the winter when males are less likely to
be present (Posdalijian, 2023).
Sperm whales tend to occur offshore in submarine canyons at the
edge of the continental shelf in water 1,000 m (3,300 ft) deep (Jaquet
and Whitehead, 1996). They hunt for food during deep dives that
routinely reach depths of 2,000 feet and can last for 45 minutes.
Because sperm whales spend most of their time in deep waters, their
diet consists of species such as squid, sharks, skates, and fish that
also occupy deep ocean waters.
The Aleutian Islands are considered a biologically important area
(BIA) for feeding for sperm whale (Brower, 2022). This BIA overlaps
with the project area and is active April through September. The BIA
scored a three for importance and intensity, and a two for data support
and boundary certainty, indicating that it is of high importance, has
moderately certain boundaries, and moderate data to support the
identification of the BIA (see Harrison et al. (2023) for additional
information about the scoring process used to identify BIAs). The BIA
was identified as having dynamic spatiotemporal variability.
During the 2016 and 2021 marine mammal surveys completed on Shemya
Island, four sperm whales were observed on a single day (see
application).
Baird's Beaked Whale
Baird's beaked whale occurs in the North Pacific and Bering Sea
along the Aleutian Islands as well as the adjacent waters of the Gulf
of Alaska, Sea of Okhotsk, and the Sea of Japan (Guerrero, 2008a).
Within the North Pacific Ocean, Baird's beaked whales have been sighted
north of 30[deg] N in deep, cold waters over the continental shelf
(Muto et al., 2021), particularly in regions with 1,000 m (3,300 ft) or
deeper contours, submarine canyons, and seamounts. However, they can be
occasionally found in nearshore environments along narrow continental
shelves. Baird's beaked whales migrate seasonally based on the
temperature of surface water (NMFS, 2023a). They occur in waters of the
continental slope during summer and fall months when surface water
temperatures are the highest (Muto et al., 2021). They have also been
observed in the nearshore waters of the Bering Sea and Okhotsk Sea in
May to October (NMFS, 2023a). Baird's beaked whales are usually found
in tight social groups (schools or pods) averaging between five and 20
individuals, but they have occasionally been observed in larger groups
of up to 50 animals.
During the 2016 and 2021 Shemya Island marine mammal surveys, no
Baird's beaked whales were observed in the project area (see
application).
Stejneger's Beaked Whale
Stejneger's beaked whale prefer cold, temperate, and subarctic
waters of the North Pacific Ocean and are generally found in deep,
offshore waters on or beyond the continental slope between 2,500 and
5,000 ft. Most records are from Alaskan waters, and the Aleutian
Islands appear to be its center of distribution (Mead, 1989; Wade et
al., 2003).They are usually found in small, tight social groups
averaging between 5 and 15 individuals. This whale is rarely sighted at
sea, but they have been detected acoustically in the Aleutian waters in
summer, fall, and spring (Baumann-Pickering et al., 2014; Muto, 2021).
Most data on Stejneger's beaked whale have been collected and inferred
from stranded individuals. Though most strandings in the Aleutians
occur in the central portion of the island chain, there was a stranding
of an adult male Stejneger's beaked whale on the southeast coast of
Shemya Island on September 1, 2005 (Savage et al., 2021). During the
2016 and 2021 marine mammal surveys completed on Shemya Island, no
Stejneger's beaked whale were observed.
Killer Whale
Killer whales occur in every ocean in the world and are the most
widely distributed of all cetaceans. Along the west coast of North
America, killer whales occur along the entire Alaska coast (Braham and
Dahlheim, 1982).
[[Page 74458]]
This proposed IHA considers only the Eastern North Pacific Alaska
Resident stock (Alaska Resident stock), and the Eastern North Pacific
Gulf of Alaska, Aleutian Islands and Bering Sea Transient stocks
because all other killer whale stocks occur outside the geographic area
under consideration (Muto et al., 2021).
There are three distinct ecotypes, or forms, of killer whales
recognized: Resident, Transient, and Offshore. The three ecotypes
differ morphologically, ecologically, behaviorally, and genetically.
Spatial distribution has been shown to vary among the different
ecotypes, with resident and, to a lesser extent, transient killer
whales more commonly observed along the continental shelf, and offshore
killer whales more commonly observed in pelagic waters (Rice et al.,
2021).
When comparing movement, residents tend to have more predictable
movements and the smallest home ranges and they return annually,
whereas transients are less predictable due to their larger home ranges
and quick transits through local areas. Offshore ecotypes have the
largest home ranges that are generally farther offshore compared to the
other two ecotypes. (Zimmerman and Small, 2008). Resident killer whales
live in large, stable groups ranging normally from 5 to 50 individuals
and up to 100 or more. They feed only on fish, especially Pacific
salmon. Transient killer whales, on the other hand, hunt marine
mammals, like pinnipeds and porpoises, in smaller groups of 10
individuals or less (Forney and Wade, 2006).
During the 2016 and 2021 marine mammal surveys at Shemya Island,
Killer whales were frequently documented within the project area and
around the island during these surveys. Within the project area alone,
the average daily observation rate was 0.6 killer whales (see
application).
Dall's Porpoise
Dall's porpoises are widely distributed across the North Pacific
Ocean, ranging from Japan to southern California and up to Alaska and
the Bering Sea in coastal and pelagic waters between 28[deg] N and
65[deg] N (Wells, 2008; Muto et al., 2021). They inhabit all strata on
the continental shelf, slope, and pelagic waters with the greatest
densities occurring in deeper inshore and slope habitats (Rone et al.,
2017). Throughout most of the eastern North Pacific they are present
during all months of the year, although there may winter movements out
of areas of ice like Prince William Sound and the Bering Sea or
onshore-offshore movements along the west coast of the continental U.S.
(Muto et al., 2021). Depending on morphology/type, geography, and
seasonality, they have inshore-offshore and north-south migration
patterns (NMFS, 2023b).
They generally travel in groups of 10 to 20 individuals but can
occur in groups with over hundreds of individuals (Wells, 2008). These
groups appear to be fluid as they form and break-up during play and
feeding.
During the 2016 and 2021 Shemya Island marine mammal surveys, no
Dall's porpoise were observed in the project area (see application)
Harbor Porpoise
The Bering Sea stock of harbor porpoise occurs within the project
area, ranging from throughout the Aleutian Islands and into all waters
north of Unimak Pass. The harbor porpoise frequents nearshore waters
and coastal embayments throughout their range, including bays, harbors,
estuaries, and fjords less than 650 ft (198 m) deep (NMFS, 2023d). They
are most often observed in groups of two or three. During the 2016 and
2021 marine mammal surveys completed on Shemya Island, one group of two
to three harbor porpoise were observed (see application).
Northern Fur Seal
Northern fur seals occur from southern California north to the
Bering Sea and west to the Sea of Okhotsk and Honshu Island, Japan.
They are highly pelagic, spending most of their time each year alone at
sea. During the summer breeding season, most of the worldwide
population is found on the Pribilof Islands in the southern Bering Sea,
with the remaining animals on rookeries in Russia, on Bogoslof Island
in the southern Bering Sea, on San Miguel Island off southern
California (Lander and Kajimura, 1982; NMFS, 1993), and on the Farallon
Islands off central California. Non-breeding northern fur seals may
occasionally haul out on land at other sites in Alaska, British
Columbia, and on islets along the west coast of the United States
(Fiscus, 1983).
During the reproductive season, adult males usually are on shore
during the 4-month period from May to August, although some may be
present until November. Adult females are ashore during a 6-month
period (June-November). Following their respective times ashore, Alaska
northern fur seals of both genders the move south and remain at sea
until the next breeding season (Roppel, 1984). Adult females and pups
from the Pribilof Islands move through the Aleutian Islands into the
North Pacific Ocean, often to the waters offshore of Oregon and
California (Ream et al., 2005). Adult males generally move only as far
south as the Gulf of Alaska in the eastern North Pacific (Kajimura,
1984) and the Kuril Islands in the western North Pacific (Loughlin et
al., 1999). In Alaska, pups are born during the summer months and leave
the rookeries in the fall, on average around mid-November. They
generally remain at sea for 22 months before returning to land (Kenyon
and Wilke, 1953).
During the 2016 and 2021 marine mammal surveys completed on Shemya
Island, no northern fur seals were observed (see application).
Steller Sea Lion
Steller sea lions in the project area are anticipated to be from
the Western stock, which includes all Steller sea lions originating
from rookeries west of Cape Suckling (144[deg] W longitude). The
centers of abundance and distribution for western DPS Steller sea lions
are located in the Gulf of Alaska and Aleutian Islands. At sea, Steller
sea lions commonly occur near the 656-ft (200-m) depth contour but have
been found from nearshore to well beyond the continental shelf
(Kajimura and Loughlin, 1988). Sea lions move offshore to pelagic
waters for feeding excursions.
Steller sea lions are frequently observed around Shemya Island
outside of the ensonified area, though only occasionally observed in
low numbers in Alcan Harbor and Shemya Pass (see application). The
ensonified area would intersect with the aquatic zone of Steller sea
lion haulouts designated as critical habitat. The Shemya Island Major
Haulout is 2.75 nmi to the east of the project site, Alaid Island Major
Haulout is 5 nmi northwest of the project site, and Attu/Chirikof Point
Major Haulout is 24 nmi to the northwest of the project site. However,
no Steller sea lions have been observed on the Shemya Island Major
Haulout during surveys completed between 2015 and 2017, and only one
Steller sea lion was observed at Attu/Chirkock Point during surveys
conducted during the same time frame. An average of 68 non-pups and 7
pups were observed annually during this time at Alaid Island Major
Haulout (see application).
Harbor Seal
Harbor seals inhabit coastal and estuarine waters off Alaska. They
haul out on rocks, reefs, beaches, and drifting glacial ice. They are
generally non-migratory, with local movements
[[Page 74459]]
associated with such factors as tides, weather, season, food
availability, and reproduction (Muto et al., 2021). They are
opportunistic feeders and often adjust their distribution to take
advantage of locally and seasonally abundant prey (Womble et al., 2010;
Allen and Angliss, 2015). Although they tend to be solitary when in the
water, they can form groups of about 30 or less individuals of both
sexes and all ages when hauling out. Harbor seals haul out to rest
periodically, give birth or nurse.
Harbor seals in the project area are recognized as part of the
Aleutian Island stock, occurring along the entire Aleutian island chain
from Attu Island to Ugamak Island. Pupping season in the Aleutian
Islands is occurs between mid-June to mid-July. (Sease, 1992). Harbor
seals haul out on beaches all around Shemya Island, with largest
numbers observed on the east side of the island, away from the
ensonified area. However, harbor seals are occasionally observed
occurring inside the ensonified area. During the 2016 and 2021 marine
mammal surveys completed on Shemya Island, an average of 0.45 harbor
seals were observed each day.
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Not all marine mammal species have equal
hearing capabilities (e.g., Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine mammals be divided into hearing
groups based on directly measured (behavioral or auditory evoked
potential techniques) or estimated hearing ranges (behavioral response
data, anatomical modeling, etc.). Note that no direct measurements of
hearing ability have been successfully completed for mysticetes (i.e.,
low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65-
decibel (dB) threshold from the normalized composite audiograms, with
the exception for lower limits for low-frequency cetaceans where the
lower bound was deemed to be biologically implausible and the lower
bound from Southall et al. (2007) retained. Marine mammal hearing
groups and their associated hearing ranges are provided in table 3.
Table 3--Marine Mammal Hearing Groups
[NMFS, 2018]
------------------------------------------------------------------------
Hearing Group Generalized Hearing Range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen 7 Hz to 35 kHz
whales).
Mid-frequency (MF) cetaceans 150 Hz to 160 kHz
(dolphins, toothed whales, beaked
whales, bottlenose whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz
porpoises, Kogia, river dolphins,
Cephalorhynchid, Lagenorhynchus
cruciger & L. australis).
Phocid pinnipeds (PW) (underwater) 50 Hz to 86 kHz
(true seals).
Otariid pinnipeds (OW) (underwater) 60 Hz to 39 kHz
(sea lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65-dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al., 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section provides a discussion of the ways in which components
of the specified activity may impact marine mammals and their habitat.
The Estimated Take of Marine Mammals section later in this document
includes a quantitative analysis of the number of individuals that are
expected to be taken by this activity. The Negligible Impact Analysis
and Determination section considers the content of this section, the
Estimated Take of Marine Mammals section, and the Proposed Mitigation
section, to draw conclusions regarding the likely impacts of these
activities on the reproductive success or survivorship of individuals
and whether those impacts are reasonably expected to, or reasonably
likely to, adversely affect the species or stock through effects on
annual rates of recruitment or survival.
Acoustic effects on marine mammals during the specified activity
can occur from impact and vibratory pile driving and removal and DTH.
The effects of underwater noise from USAF's proposed activities have
the potential to result in Level A harassment and Level B harassment of
marine mammals.
Description of Sound Sources
The marine soundscape is comprised of both ambient and
anthropogenic sounds. Ambient sound is defined as the all-encompassing
sound in a given place and is usually a composite of sound from many
sources both near and far (American National Standards Institute 1995).
The sound level of an area is defined by the total acoustical energy
being generated by known and unknown sources. These sources may include
physical (e.g., waves, wind, precipitation, earthquakes, ice,
atmospheric sound), biological (e.g., sounds produced by marine
mammals, fish, and invertebrates), and anthropogenic sound (e.g.,
vessels, dredging, aircraft, construction).
The sum of the various natural and anthropogenic sound sources at
any given location and time--which comprise ``ambient'' or
``background'' sound--depends not only on the source levels (as
determined by current weather conditions and levels of biological and
shipping activity) but also on the ability of sound to propagate
through the environment. In turn, sound propagation is dependent on the
spatially and temporally varying properties of the water column and sea
floor, and is frequency-dependent. As a result of the dependence on a
large number of varying factors, ambient sound levels can be expected
to vary widely over both coarse and fine spatial and temporal scales.
Sound levels at a
[[Page 74460]]
given frequency and location can vary by 10 to 20 dB from day to day
(Richardson et al., 1995). The result is that, depending on the source
type and its intensity, sound from the specified activity may be a
negligible addition to the local environment or could form a
distinctive signal that may affect marine mammals.
In-water construction activities associated with the project would
include impact pile driving, vibratory pile driving and removal, and
use of DTH equipment. The sounds produced by these activities fall into
one of two general sound types: Impulsive and non-impulsive. Impulsive
sounds (e.g., explosions, gunshots, sonic booms, impact pile driving)
are typically transient, brief (less than 1 second), broadband, and
consist of high peak sound pressure with rapid rise time and rapid
decay (American National Standards Institute (ANSI), 1986; National
Institute of Occupational Safety and Health (NIOSH), 1998; NMFS, 2018).
Non-impulsive sounds (e.g., aircraft, machinery operations such as
drilling or dredging, vibratory pile driving, and active sonar systems)
can be broadband, narrowband or tonal, brief or prolonged (continuous
or intermittent), and typically do not have the high peak sound
pressure with rapid rise/decay time that impulsive sounds do (ANSI,
1995; NIOSH, 1998; NMFS, 2018). The distinction between these two sound
types is important because they have differing potential to cause
physical effects, particularly with regard to hearing (e.g., Ward 1997
in Southall et al., 2007).
Three types of hammers would be used on this project: impact,
vibratory, and DTH. Impact hammers operate by repeatedly dropping and/
or pushing a heavy piston onto a pile to drive the pile into the
substrate. Sound generated by impact hammers is characterized by rapid
rise times and high peak levels, a potentially injurious combination
(Hastings and Popper, 2005). Vibratory hammers install piles by
vibrating them and allowing the weight of the hammer to push them into
the sediment. Vibratory hammers produce significantly less sound than
impact hammers. Peak Sound Pressure Levels (SPLs) may be 180 dB or
greater, but are generally 10 to 20 dB lower than SPLs generated during
impact pile driving of the same-sized pile (Oestman et al., 2009). Rise
time is slower, reducing the probability and severity of injury, and
sound energy is distributed over a greater amount of time (Nedwell and
Edwards, 2002; Carlson et al., 2005).
A DTH hammer is essentially a drill bit that drills through the
bedrock using a rotating function like a normal drill, in concert with
a hammering mechanism operated by a pneumatic (or sometimes hydraulic)
component integrated into to the DTH hammer to increase speed of
progress through the substrate (i.e., it is similar to a ``hammer
drill'' hand tool). The sounds produced by the DTH method contain both
a continuous, non-impulsive component from the drilling action and an
impulsive component from the hammering effect. Therefore, we treat DTH
systems as both impulsive and continuous, non-impulsive sound source
types simultaneously.
The likely or possible impacts of USAF's proposed activities on
marine mammals could be generated from both non-acoustic and acoustic
stressors. Potential non-acoustic stressors include the physical
presence of the equipment, vessels, and personnel; however, any impacts
to marine mammals are expected to primarily be acoustic in nature.
Acoustic stressors include effects of heavy equipment operation during
pile installation and removal and DTH.
Acoustic Impacts
The introduction of anthropogenic noise into the aquatic
environment from pile driving and removal and DTH equipment is the
primary means by which marine mammals may be harassed from USAF's
specified activities. In general, animals exposed to natural or
anthropogenic sound may experience behavioral, physiological, and/or
physical effects, ranging in magnitude from none to severe (Southall et
al., 2007). Generally, exposure to pile driving and removal and DTH
noise has the potential to result in behavioral reactions (e.g.,
avoidance, temporary cessation of foraging and vocalizing, changes in
dive behavior) and, in limited cases, auditory threshold shifts.
Exposure to anthropogenic noise can also lead to non-observable
physiological responses such as an increase in stress hormones.
Additional noise in a marine mammal's habitat can mask acoustic cues
used by marine mammals to carry out daily functions such as
communication and predator and prey detection. The effects of pile
driving and removal and DTH noise on marine mammals are dependent on
several factors, including, but not limited to, sound type (e.g.,
impulsive vs. non-impulsive), the species, age and sex class (e.g.,
adult male vs. mother with calf), duration of exposure, the distance
between the pile and the animal, received levels, behavior at time of
exposure, and previous history with exposure (Wartzok et al., 2003;
Southall et al., 2007). Here we discuss physical auditory effects
(threshold shifts) followed by behavioral effects and potential impacts
on habitat.
NMFS defines a noise-induced threshold shift (TS) as a change,
usually an increase, in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS, 2018). The amount of
threshold shift is customarily expressed in dB. A TS can be permanent
or temporary. As described in NMFS (2018), there are numerous factors
to consider when examining the consequence of TS, including, but not
limited to, the signal temporal pattern (e.g., impulsive or non-
impulsive), likelihood an individual would be exposed for a long enough
duration or to a high enough level to induce a TS, the magnitude of the
TS, time to recovery (seconds to minutes or hours to days), the
frequency range of the exposure (i.e., spectral content), the hearing
and vocalization frequency range of the exposed species relative to the
signal's frequency spectrum (i.e., how animal uses sound within the
frequency band of the signal; e.g., Kastelein et al., 2014), and the
overlap between the animal and the source (e.g., spatial, temporal, and
spectral).
Permanent Threshold Shift (PTS)--NMFS defines PTS as a permanent,
irreversible increase in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS, 2018). Available data
from humans and other terrestrial mammals indicate that a 40-dB
threshold shift approximates PTS onset (Ward et al., 1958; Ward et al.,
1959; Ward, 1960; Kryter et al., 1966; Miller, 1974; Henderson et al.,
2008). PTS levels for marine mammals are estimates, because there are
limited empirical data measuring PTS in marine mammals (e.g., Kastak et
al., 2008), largely due to the fact that, for various ethical reasons,
experiments involving anthropogenic noise exposure at levels inducing
PTS are not typically pursued or authorized (NMFS, 2018).
Temporary Threshold Shift (TTS)--A temporary, reversible increase
in the threshold of audibility at a specified frequency or portion of
an individual's hearing range above a previously established reference
level (NMFS, 2018). Based on data from cetacean TTS measurements
(Southall et al., 2007), a TTS of 6 dB is considered the minimum
threshold shift clearly larger than any day-to-day or session-to-
session variation in a subject's normal hearing
[[Page 74461]]
ability (Schlundt et al., 2000; Finneran et al., 2000; Finneran et al.,
2002). As described in Finneran (2016), marine mammal studies have
shown the amount of TTS increases with cumulative sound exposure level
(SELcum) in an accelerating fashion: At low exposures with
lower SELcum, the amount of TTS is typically small and the
growth curves have shallow slopes. At exposures with higher
SELcum, the growth curves become steeper and approach linear
relationships with the noise SEL.
Depending on the degree (elevation of threshold in dB), duration
(i.e., recovery time), and frequency range of TTS, and the context in
which it is experienced, TTS can have effects on marine mammals ranging
from discountable to serious (similar to those discussed in Masking,
below). For example, a marine mammal may be able to readily compensate
for a brief, relatively small amount of TTS in a non-critical frequency
range that takes place during a time when the animal is traveling
through the open ocean, where ambient noise is lower and there are not
as many competing sounds present. Alternatively, a larger amount and
longer duration of TTS sustained during time when communication is
critical for successful mother/calf interactions could have more
serious impacts. We note that reduced hearing sensitivity as a simple
function of aging has been observed in marine mammals, as well as
humans and other taxa (Southall et al., 2007), so we can infer that
strategies exist for coping with this condition to some degree, though
likely not without cost.
Currently, TTS data only exist for four species of cetaceans
(bottlenose dolphin (Tursiops truncatus), beluga whale (Delphinapterus
leucas), harbor porpoise, and Yangtze finless porpoise (Neophocoena
asiaeorientalis) and five species of pinnipeds exposed to a limited
number of sound sources (i.e., mostly tones and octave-band noise) in
laboratory settings (Finneran, 2015). TTS was not observed in trained
spotted (Phoca largha) and ringed (Pusa hispida) seals exposed to
impulsive noise at levels matching previous predictions of TTS onset
(Reichmuth et al., 2016). In general, harbor seals and harbor porpoises
have a lower TTS onset than other measured pinniped or cetacean species
(Finneran, 2015). Additionally, the existing marine mammal TTS data
come from a limited number of individuals within these species. No data
are available on noise-induced hearing loss for mysticetes. For
summaries of data on TTS in marine mammals or for further discussion of
TTS onset thresholds, please see Southall et al. (2007), Finneran and
Jenkins (2012), Finneran (2015), and table 5 in NMFS (2018).
Activities for this project include impact and vibratory pile
driving, vibratory pile removal, and DTH activities. There would likely
be pauses in activities producing the sound during each day. Given
these pauses and the fact that many marine mammals are likely moving
through the project areas and not remaining for extended periods of
time, the potential for threshold shift declines.
Behavioral harassment--Exposure to noise from pile driving and
removal and DTH also has the potential to behaviorally disturb marine
mammals. Available studies show wide variation in response to
underwater sound; therefore, it is difficult to predict specifically
how any given sound in a particular instance might affect marine
mammals perceiving the signal. If a marine mammal does react briefly to
an underwater sound by changing its behavior or moving a small
distance, the impacts of the change are unlikely to be significant to
the individual, let alone the stock or population. However, if a sound
source displaces marine mammals from an important feeding or breeding
area for a prolonged period, impacts on individuals and populations
could be significant [e.g., Lusseau and Bejder, 2007; Weilgart, 2007;
National Research Council (NRC), 2005].
The following subsections provide examples of behavioral responses
that provide an idea of the variability in behavioral responses that
would be expected given the differential sensitivities of marine mammal
species to sound and the wide range of potential acoustic sources to
which a marine mammal may be exposed. Behavioral responses that could
occur for a given sound exposure should be determined from the
literature that is available for each species, or extrapolated from
closely related species when no information exists, along with
contextual factors. Available studies show wide variation in response
to underwater sound; therefore, it is difficult to predict specifically
how any given sound in a particular instance might affect marine
mammals perceiving the signal. There are broad categories of potential
response, which we describe in greater detail here, that include
alteration of dive behavior, alteration of foraging behavior, effects
to respiration, interference with or alteration of vocalization,
avoidance, and flight.
Pinnipeds may increase their haul out time, possibly to avoid in-
water disturbance (Thorson and Reyff, 2006). Behavioral reactions can
vary not only among individuals but also within an individual,
depending on previous experience with a sound source, context, and
numerous other factors (Ellison et al., 2012), and can vary depending
on characteristics associated with the sound source (e.g., whether it
is moving or stationary, number of sources, distance from the source).
In general, pinnipeds seem more tolerant of, or at least habituate more
quickly to, potentially disturbing underwater sound than do cetaceans,
and generally seem to be less responsive to exposure to industrial
sound than most cetaceans.
Alteration of Dive Behavior--Changes in dive behavior can vary
widely, and may consist of increased or decreased dive times and
surface intervals as well as changes in the rates of ascent and descent
during a dive (e.g., Frankel and Clark, 2000; Costa et al., 2003; Ng
and Leung, 2003; Nowacek et al., 2004; Goldbogen et al., 2013). Seals
exposed to non-impulsive sources with a received sound pressure level
within the range of calculated exposures (142-193 dB re 1 [mu]Pa), have
been shown to change their behavior by modifying diving activity and
avoidance of the sound source (G[ouml]tz and Janik, 2010; Kvadsheim et
al., 2010). Variations in dive behavior may reflect interruptions in
biologically significant activities (e.g., foraging) or they may be of
little biological significance. The impact of an alteration to dive
behavior resulting from an acoustic exposure depends on what the animal
is doing at the time of the exposure and the type and magnitude of the
response.
Alteration of Feeding Behavior--Disruption of feeding behavior can
be difficult to correlate with anthropogenic sound exposure, so it is
usually inferred by observed displacement from known foraging areas,
the appearance of secondary indicators (e.g., bubble nets or sediment
plumes), or changes in dive behavior. As for other types of behavioral
response, the frequency, duration, and temporal pattern of signal
presentation, as well as differences in species sensitivity, are likely
contributing factors to differences in response in any given
circumstance (e.g., Croll et al., 2001; Nowacek et al., 2004; Madsen et
al., 2006; Yazvenko et al., 2007; Melc[oacute]n et al., 2012). In
addition, behavioral state of the animal plays a role in the type and
severity of a behavioral response, such as disruption to foraging
(e.g., Silve et al., 2016; Wensveen et al., 2017). An evaluation of
whether foraging disruptions would be likely to incur fitness
consequences considers temporal
[[Page 74462]]
and spatial scale of the activity in the context of the available
foraging habitat and, in more severe cases may necessitate
consideration of information on or estimates of the energetic
requirements of the affected individuals and the relationship between
prey availability, foraging effort and success, and the life history
stage of the animal. Goldbogen et al. (2013) indicate that disruption
of feeding and displacement could impact individual fitness and health.
However, for this to be true, we would have to assume that an
individual could not compensate for this lost feeding opportunity by
either immediately feeding at another location, by feeding shortly
after cessation of acoustic exposure, or by feeding at a later time.
There is no indication this is the case here, particularly since prey
would likely still be available in the environment in most cases
following the cessation of acoustic exposure.
Respiration--Respiration naturally varies with different behaviors,
and variations in respiration rate as a function of acoustic exposure
can be expected to co-occur with other behavioral reactions, such as a
flight response or an alteration in diving. However, respiration rates
in and of themselves may be representative of annoyance or an acute
stress response. Studies with captive harbor porpoises showed increased
respiration rates upon introduction of acoustic alarms (Kastelein et
al., 2001; Kastelein et al., 2006a) and emissions for underwater data
transmission (Kastelein et al., 2005). Various studies also have shown
that species and signal characteristics are important factors in
whether respiration rates are unaffected or change, again highlighting
the importance in understanding species differences in the tolerance of
underwater noise when determining the potential for impacts resulting
from anthropogenic sound exposure (e.g., Kastelein et al., 2005;
Kastelein et al., 2006; Kastelein et al., 2018; Gailey et al., 2007;
Isojunno et al., 2018).
Vocalization--Marine mammals vocalize for different purposes and
across multiple modes, such as whistling, echolocation click
production, calling, and singing. Changes in vocalization behavior in
response to anthropogenic noise can occur for any of these modes and
may result from a need to compete with an increase in background noise
or may reflect increased vigilance or a startle response. For example,
in the presence of potentially masking signals, humpback whales and
killer whales (Orcinus orca) have been observed to increase the length
of their songs (Miller et al., 2000; Fristrup et al., 2003; Foote et
al., 2004), while right whales have been observed to shift the
frequency content of their calls upward while reducing the rate of
calling in areas of increased anthropogenic noise (Parks et al., 2007;
Rolland et al., 2012). Killer whales off the northwestern coast of the
United States have been observed to increase the duration of primary
calls once a threshold in observing vessel density (e.g., whale
watching) was reached, which has been suggested as a response to
increased masking noise produced by the vessels (Foote et al., 2004;
NOAA, 2014). In some cases, however, animals may cease or alter sound
production in response to underwater sound (e.g., Bowles et al., 1994;
Castellote et al., 2012; Cerchio et al., 2014). Studies also
demonstrate that even low levels of noise received far from the noise
source can induce changes in vocalization and/or behavioral responses
(Blackwell et al., 2013; Blackwell et al., 2015).
Avoidance--Avoidance is the displacement of an individual from an
area or migration path as a result of the presence of a sound or other
stressors, and is one of the most obvious manifestations of disturbance
in marine mammals (Richardson et al., 1995). Avoidance is qualitatively
different from the flight response, but also differs in the magnitude
of the response (i.e., directed movement, rate of travel, etc.). Often
avoidance is temporary, and animals return to the area once the noise
has ceased. Acute avoidance responses have been observed in captive
porpoises and pinnipeds exposed to a number of different sound sources
(Kastelein et al., 2001; Finneran et al., 2003; Kastelein et al.,
2006a; Kastelein et al., 2006b; Kastelein et al., 2015b; Kastelein et
al., 2015c; Kastelein et al., 2018). Short-term avoidance of seismic
surveys, low frequency emissions, and acoustic deterrents have also
been noted in wild populations of odontocetes (Bowles et al., 1994;
Goold, 1996; Goold and Fish, 1998; Morton and Symonds, 2002; Hiley et
al., 2021) and to some extent in mysticetes (Malme et al., 1984;
McCauley et al., 2000; Gailey et al., 2007). Longer-term displacement
is possible, however, which may lead to changes in abundance or
distribution patterns of the affected species in the affected region if
habituation to the presence of the sound does not occur (e.g.,
Blackwell et al., 2004; Bejder et al., 2006; Teilmann et al., 2006).
Forney et al. (2017) described the potential effects of noise on
marine mammal populations with high site fidelity, including
displacement and auditory masking. In cases of western gray whales
(Eschrichtius robustus) and beaked whales (Ziphius cavirostris),
anthropogenic effects in areas where they are resident or exhibit site
fidelity could cause severe biological consequences, in part because
displacement may adversely affect foraging rates, reproduction, or
health, while an overriding instinct to remain in the area could lead
to more severe acute effects. Avoidance of overlap between disturbing
noise and areas and/or times of particular importance for sensitive
species may be critical to avoiding population-level impacts because
(particularly for animals with high site fidelity) there may be a
strong motivation to remain in the area despite negative impacts.
Flight Response--A flight response is a dramatic change in normal
movement to a directed and rapid movement away from the perceived
location of a sound source. The flight response differs from other
avoidance responses in the intensity of the response (e.g., directed
movement, rate of travel). Relatively little information on flight
responses of marine mammals to anthropogenic signals exist, although
observations of flight responses to the presence of predators have
occurred (Connor and Heithaus, 1996). The result of a flight response
could range from brief, temporary exertion and displacement from the
area where the signal provokes flight to, in extreme cases, marine
mammal strandings (Evans and England, 2001). There are limited data on
flight response for marine mammals in water; however, there are
examples of this response in species on land. For instance, the
probability of flight responses in Dall's sheep Ovis dalli dalli (Frid,
2003), hauled out ringed seals (Phoca hispida) (Born et al., 1999),
Pacific brant (Branta bernicla nigricans), and Canada geese (B.
canadensis) increased as a helicopter or fixed-wing aircraft more
directly approached groups of these animals (Ward et al., 1999).
However, it should be noted that response to a perceived predator does
not necessarily invoke flight (Ford and Reeves, 2008), and whether
individuals are solitary or in groups may influence the response.
Behavioral disturbance can also impact marine mammals in more
subtle ways. Increased vigilance may result in costs related to
diversion of focus and attention (i.e., when a response consists of
increased vigilance, it may come at the cost of decreased attention to
other critical behaviors such as foraging or resting). These effects
have generally not been observed in marine mammals, but studies
involving fish and terrestrial animals have shown that increased
[[Page 74463]]
vigilance may substantially reduce feeding rates and efficiency (e.g.,
Beauchamp and Livoreil, 1997; Fritz et al., 2002; Purser and Radford,
2011). In addition, chronic disturbance can cause population declines
through reduction of fitness (e.g., decline in body condition) and
subsequent reduction in reproductive success, survival, or both (e.g.,
Harrington and Veitch, 1992; Daan et al., 1996; Bradshaw et al., 1998).
Many animals perform vital functions, such as feeding, resting,
traveling, and socializing, on a diel cycle (24-hour cycle). Disruption
of such functions resulting from reactions to stressors such as sound
exposure are more likely to be significant if they last more than one
diel cycle or recur on subsequent days (Southall et al., 2007).
Consequently, a behavioral response lasting less than 1 day and not
recurring on subsequent days is not considered particularly severe
unless it could directly affect reproduction or survival (Southall et
al., 2007). Note that there is a difference between multi-day
substantive behavioral reactions and multi-day anthropogenic
activities. For example, just because an activity lasts for multiple
days does not necessarily mean that individual animals are either
exposed to activity-related stressors for multiple days or, further,
exposed in a manner resulting in sustained multi-day substantive
behavioral responses.
To assess the strength of behavioral changes and responses to
external sounds and SPLs associated with changes in behavior, Southall
et al. (2007) developed and utilized a severity scale, which is a 10-
point scale ranging from no effect (labeled 0), effects not likely to
influence vital rates (low; labeled from one to three), effects that
could affect vital rates (moderate; labeled from four to six), to
effects that were thought likely to influence vital rates (high;
labeled from seven to nine). Southall et al. (2021) updated the
severity scale by integrating behavioral context (i.e., survival,
reproduction, and foraging) into severity assessment. For non-impulsive
sounds (i.e., similar to the sources used during the proposed action),
data suggest that exposures of pinnipeds to sources between 90 and 140
dB re 1 [mu]Pa do not elicit strong behavioral responses; no data were
available for exposures at higher received levels for Southall et al.
(2007) to include in the severity scale analysis. Reactions of harbor
seals were the only available data for which the responses could be
ranked on the severity scale. For reactions that were recorded, the
majority (17 of 18 individuals/groups) were ranked on the severity
scale as a 4 (defined as moderate change in movement, brief shift in
group distribution, or moderate change in vocal behavior) or lower. The
remaining response was ranked as a 6 (defined as minor or moderate
avoidance of the sound source).
Habituation--Habituation can occur when an animal's response to a
stimulus wanes with repeated exposure, usually in the absence of
unpleasant associated events (Wartzok et al., 2003). Animals are most
likely to habituate to sounds that are predictable and unvarying. It is
important to note that habituation is appropriately considered as a
``progressive reduction in response to stimuli that are perceived as
neither aversive nor beneficial,'' rather than as, more generally,
moderation in response to human disturbance (Bejder et al., 2009). The
opposite process is sensitization, when an unpleasant experience leads
to subsequent responses, often in the form of avoidance, at a lower
level of exposure. As noted, behavioral state may affect the type of
response. For example, animals that are resting may show greater
behavioral change in response to disturbing sound levels than animals
that are highly motivated to remain in an area for feeding (Richardson
et al., 1995; NRC, 2003; Wartzok et al., 2003). Controlled experiments
with captive marine mammals have showed pronounced behavioral
reactions, including avoidance of loud sound sources (Ridgway et al.,
1997; Finneran et al., 2003). Observed responses of wild marine mammals
to loud impulsive sound sources (typically seismic airguns or acoustic
harassment devices) have been varied but often consist of avoidance
behavior or other behavioral changes suggesting discomfort (Morton and
Symonds, 2002; Richardson et al., 1995; Nowacek et al., 2007).
Stress responses--An animal's perception of a threat may be
sufficient to trigger stress responses consisting of some combination
of behavioral responses, autonomic nervous system responses,
neuroendocrine responses, or immune responses (e.g., Seyle, 1950;
Moberg, 2000). In many cases, an animal's first and sometimes most
economical (in terms of energetic costs) response is behavioral
avoidance of the potential stressor. Autonomic nervous system responses
to stress typically involve changes in heart rate, blood pressure, and
gastrointestinal activity. These responses have a relatively short
duration and may or may not have a significant long-term effect on an
animal's fitness. Neuroendocrine stress responses often involve the
hypothalamus-pituitary-adrenal system. Virtually all neuroendocrine
functions that are affected by stress--including immune competence,
reproduction, metabolism, and behavior--are regulated by pituitary
hormones. Stress-induced changes in the secretion of pituitary hormones
have been implicated in failed reproduction, altered metabolism,
reduced immune competence, and behavioral disturbance (e.g., Moberg,
1987; Blecha, 2000). Increases in the circulation of glucocorticoids
are also equated with stress (Romano et al., 2004).
The primary distinction between stress (which is adaptive and does
not normally place an animal at risk) and ``distress'' is the cost of
the response. During a stress response, an animal uses glycogen stores
that can be quickly replenished once the stress is alleviated. In such
circumstances, the cost of the stress response would not pose serious
fitness consequences. However, when an animal does not have sufficient
energy reserves to satisfy the energetic costs of a stress response,
energy resources must be diverted from other functions. This state of
distress will last until the animal replenishes its energetic reserves
sufficient to restore normal function.
Relationships between these physiological mechanisms, animal
behavior, and the costs of stress responses are well-studied through
controlled experiments and for both laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003;
Krausman et al., 2004; Lankford et al., 2005). Stress responses due to
exposure to anthropogenic sounds or other stressors and their effects
on marine mammals have also been reviewed (Fair and Becker, 2000;
Romano et al., 2002b) and, more rarely, studied in wild populations
(e.g., Romano et al., 2002a). For example, Rolland et al. (2012) found
that noise reduction from reduced ship traffic in the Bay of Fundy was
associated with decreased stress in North Atlantic right whales. These
and other studies lead to a reasonable expectation that some marine
mammals will experience physiological stress responses upon exposure to
acoustic stressors and that it is possible that some of these would be
classified as ``distress.'' In addition, any animal experiencing TTS
would likely also experience stress responses (NRC, 2003), however
distress is an unlikely result of these projects based on observations
of marine mammals during previous, similar projects.
Auditory Masking--Sound can disrupt behavior through masking, or
interfering with, an animal's ability to detect, recognize, or
discriminate
[[Page 74464]]
between acoustic signals of interest (e.g., those used for
intraspecific communication and social interactions, prey detection,
predator avoidance, navigation) (Richardson et al., 1995). Masking
occurs when the receipt of a sound is interfered with by another
coincident sound at similar frequencies and at similar or higher
intensity, and may occur whether the sound is natural (e.g., snapping
shrimp, wind, waves, precipitation) or anthropogenic (e.g., pile
driving, shipping, sonar, seismic exploration) in origin. The ability
of a noise source to mask biologically important sounds depends on the
characteristics of both the noise source and the signal of interest
(e.g., signal-to-noise ratio, temporal variability, direction), in
relation to each other and to an animal's hearing abilities (e.g.,
sensitivity, frequency range, critical ratios, frequency
discrimination, directional discrimination, age or TTS hearing loss),
and existing ambient noise and propagation conditions. Masking of
natural sounds can result when human activities produce high levels of
background sound at frequencies important to marine mammals.
Conversely, if the background level of underwater sound is high (e.g.,
on a day with strong wind and high waves), an anthropogenic sound
source would not be detectable as far away as would be possible under
quieter conditions and would itself be masked.
Airborne Acoustic Effects--Pinnipeds that occur near the project
site could be exposed to airborne sounds associated with pile driving
and removal that have the potential to cause behavioral harassment,
depending on their distance from pile driving activities. Cetaceans are
not expected to be exposed to airborne sounds that would result in
harassment as defined under the MMPA. Airborne noise would primarily be
an issue for pinnipeds that are swimming or hauled out near the project
site within the range of noise levels elevated above the acoustic
criteria. We recognize that pinnipeds in the water could be exposed to
airborne sound that may result in behavioral harassment when looking
with their heads above water. Most likely, airborne sound would cause
behavioral responses similar to those discussed above in relation to
underwater sound. For instance, anthropogenic sound could cause hauled
out pinnipeds to exhibit changes in their normal behavior, such as
reduction in vocalizations, or cause them to temporarily abandon the
area and move further from the source. However, these animals would
likely previously have been `taken' because of exposure to underwater
sound above the behavioral harassment thresholds, which are generally
larger than those associated with airborne sound. Thus, the behavioral
harassment of these animals is already accounted for in these estimates
of potential take. Therefore, we do not believe that authorization of
additional incidental take resulting from airborne sound for pinnipeds
is warranted, and airborne sound is not discussed further.
Marine Mammal Habitat Effects
USAF's proposed construction activities could have localized,
temporary impacts on marine mammal habitat, including prey, by
increasing in-water sound pressure levels and slightly decreasing water
quality. Increased noise levels may affect acoustic habitat (see
Masking discussion above) and adversely affect marine mammal prey in
the vicinity of the project areas (see discussion below). Elevated
levels of underwater noise would ensonify the project areas where both
fishes and mammals occur and could affect foraging success.
Additionally, marine mammals may avoid the area during construction;
however, displacement due to noise is expected to be temporary and is
not expected to result in long-term effects to the individuals or
populations.
In-water Construction Effects on Potential Prey--Construction
activities would produce continuous (i.e., vibratory pile driving and
DTH) and intermittent (i.e., impact driving and DTH) sounds. Sound may
affect marine mammals through impacts on the abundance, behavior, or
distribution of prey species (e.g., crustaceans, cephalopods, fish,
zooplankton). Marine mammal prey varies by species, season, and
location. Here, we describe studies regarding the effects of noise on
known marine mammal prey.
Fish utilize the soundscape and components of sound in their
environment to perform important functions such as foraging, predator
avoidance, mating, and spawning (e.g., Zelick and Mann, 1999; Fay,
2009). Depending on their hearing anatomy and peripheral sensory
structures, which vary among species, fishes hear sounds using pressure
and particle motion sensitivity capabilities and detect the motion of
surrounding water (Fay et al., 2008). The potential effects of noise on
fishes depends on the overlapping frequency range, distance from the
sound source, water depth of exposure, and species-specific hearing
sensitivity, anatomy, and physiology. Key impacts to fishes may include
behavioral responses, hearing damage, barotrauma (pressure-related
injuries), and mortality.
Fish react to sounds that are especially strong and/or intermittent
low-frequency sounds, and behavioral responses such as flight or
avoidance are the most likely effects. Short duration, sharp sounds can
cause overt or subtle changes in fish behavior and local distribution.
The reaction of fish to noise depends on the physiological state of the
fish, past exposures, motivation (e.g., feeding, spawning, migration),
and other environmental factors. Hastings and Popper (2005) identified
several studies that suggest fish may relocate to avoid certain areas
of sound energy. Additional studies have documented effects of pile
driving on fish; several are based on studies in support of large,
multiyear bridge construction projects (e.g., Scholik and Yan, 2001;
Scholik and Yan, 2002; Popper and Hastings, 2009). Several studies have
demonstrated that impulse sounds might affect the distribution and
behavior of some fishes, potentially impacting foraging opportunities
or increasing energetic costs (e.g., Fewtrell and McCauley, 2012;
Pearson et al., 1992; Skalski et al., 1992; Santulli et al., 1999;
Paxton et al., 2017). However, some studies have shown no or slight
reaction to impulse sounds (e.g., Pena et al., 2013; Wardle et al.,
2001; Jorgenson and Gyselman, 2009).
SPLs of sufficient strength have been known to cause injury to fish
and fish mortality. However, in most fish species, hair cells in the
ear continuously regenerate and loss of auditory function likely is
restored when damaged cells are replaced with new cells. Halvorsen et
al. (2012a) showed that a TTS of 4 to 6 dB was recoverable within 24
hours for one species. Impacts would be most severe when the individual
fish is close to the source and when the duration of exposure is long.
Injury caused by barotrauma can range from slight to severe and can
cause death, and is most likely for fish with swim bladders. Barotrauma
injuries have been documented during controlled exposure to impact pile
driving (Halvorsen et al., 2012b; Casper et al., 2013).
The most likely impact to fishes from pile driving activities at
the project area would be temporary behavioral avoidance of the area.
The duration of fish avoidance of this area after pile driving stops is
unknown, but a rapid return to normal recruitment, distribution, and
behavior is anticipated.
[[Page 74465]]
Construction activities have the potential to have adverse impacts
on forage fish in the project area in the form of increased turbidity.
Forage fish form a significant prey base for many marine mammal species
that occur in the project area. Turbidity within the water column has
the potential to reduce the level of oxygen in the water and irritate
the gills of prey fish in the proposed project area. However, fish in
the proposed project area would be able to move away from and avoid the
areas where increase turbidity may occur. Given the limited area
affected and ability of fish to move to other areas, any effects on
forage fish are expected to be minor or negligible.
In summary, given the short daily duration of sound associated with
individual pile driving and removal events and the relatively small
areas being affected, pile driving and removal activities associated
with the proposed actions are not likely to have a permanent, adverse
effect on any fish habitat, or populations of fish species. Any
behavioral avoidance by fish of the disturbed area would still leave
significantly large areas of fish and marine mammal foraging habitat in
the nearby vicinity. Thus, we conclude that impacts of the specified
activities are not likely to have more than short-term adverse effects
on any prey habitat or populations of prey species. Further, any
impacts to marine mammal habitat are not expected to result in
significant or long-term consequences for individual marine mammals, or
to contribute to adverse impacts on their populations.
Estimated Take of Marine Mammals
This section provides an estimate of the number of incidental takes
proposed for authorization through this IHA, which will inform both
NMFS' consideration of ``small numbers,'' and the negligible impact
determinations.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which: (i) has the potential to injure
a marine mammal or marine mammal stock in the wild (Level A
harassment); or (ii) has the potential to disturb a marine mammal or
marine mammal stock in the wild by causing disruption of behavioral
patterns, including, but not limited to, migration, breathing, nursing,
breeding, feeding, or sheltering (Level B harassment).
Authorized takes would primarily be by Level B harassment, as use
of the acoustic sources (i.e., impact and vibratory pile driving and
removal and DTH) has the potential to result in disruption of
behavioral patterns for individual marine mammals. There is also some
potential for auditory injury (Level A harassment) to result, primarily
for mysticetes and/or high frequency species and/or phocids because
predicted auditory injury zones are larger than for mid-frequency
species and/or otariids. Auditory injury is unlikely to occur for other
groups. The proposed mitigation and monitoring measures are expected to
minimize the severity of the taking to the extent practicable.
As described previously, no serious injury or mortality is
anticipated or proposed to be authorized for this activity. Below we
describe how the proposed take numbers are estimated.
For acoustic impacts, generally speaking, we estimate take by
considering: (1) acoustic thresholds above which NMFS believes the best
available science indicates marine mammals will be behaviorally
harassed or incur some degree of permanent hearing impairment; (2) the
area or volume of water that will be ensonified above these levels in a
day; (3) the density or occurrence of marine mammals within these
ensonified areas; and, (4) the number of days of activities. We note
that while these factors can contribute to a basic calculation to
provide an initial prediction of potential takes, additional
information that can qualitatively inform take estimates is also
sometimes available (e.g., previous monitoring results or average group
size). Below, we describe the factors considered here in more detail
and present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
would be reasonably expected to be behaviorally harassed (equated to
Level B harassment) or to incur PTS of some degree (equated to Level A
harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source or exposure context (e.g., frequency, predictability, duty
cycle, duration of the exposure, signal-to-noise ratio, distance to the
source), the environment (e.g., bathymetry, other noises in the area,
predators in the area), and the receiving animals (hearing, motivation,
experience, demography, life stage, depth) and can be difficult to
predict (e.g., Southall et al., 2007; Southall et al., 2021; Ellison et
al., 2012). Based on what the available science indicates and the
practical need to use a threshold based on a metric that is both
predictable and measurable for most activities, NMFS typically uses a
generalized acoustic threshold based on received level to estimate the
onset of behavioral harassment. NMFS generally predicts that marine
mammals are likely to be behaviorally harassed in a manner considered
to be Level B harassment when exposed to underwater anthropogenic noise
above root-mean-squared pressure received levels (RMS SPL) of 120 dB
(referenced to 1 micropascal (re 1 [mu]Pa)) for continuous (e.g.,
vibratory pile driving, drilling) and above RMS SPL 160 dB re 1 [mu]Pa
for non-explosive impulsive (e.g., seismic airguns) or intermittent
(e.g., scientific sonar) sources. Generally speaking, Level B
harassment take estimates based on these behavioral harassment
thresholds are expected to include any likely takes by TTS as, in most
cases, the likelihood of TTS occurs at distances from the source less
than those at which behavioral harassment is likely. TTS of a
sufficient degree can manifest as behavioral harassment, as reduced
hearing sensitivity and the potential reduced opportunities to detect
important signals (conspecific communication, predators, prey) may
result in changes in behavior patterns that would not otherwise occur.
USAF's proposed activity includes the use of continuous (vibratory pile
driving and removal and DTH) and impulsive (impact pile driving and
DTH) sources, and therefore the RMS SPL thresholds of 120 and 160 dB re
1 [mu]Pa is/are applicable.
Level A harassment--NMFS' ``Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing'' (Version 2.0,
Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise from
two different types of sources (impulsive or non-impulsive). USAF's
proposed activity includes the use of impulsive (impact pile driving
and DTH) and non-impulsive (vibratory pile driving and removal and DTH)
sources.
These thresholds are provided in the table below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS' 2018 Technical Guidance, which may be accessed at:
https://www.fisheries.noaa.gov/national/marine-mammal-protection/
[[Page 74466]]
marine-mammal-acoustic-technical-guidance.
Table 4--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds * (received level)
Hearing group ------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)..... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater).... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [mu]Pa, and cumulative sound exposure level (LE) has
a reference value of 1[mu]Pa\2\s. In this Table, thresholds are abbreviated to reflect American National
Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as incorporating
frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ``flat'' is
being included to indicate peak sound pressure should be flat weighted or unweighted within the generalized
hearing range. The subscript associated with cumulative sound exposure level thresholds indicates the
designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and
that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could be
exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it
is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that are used in estimating the area ensonified above the
acoustic thresholds, including source levels and transmission loss
coefficient.
The sound field in the project area is the existing background
noise plus additional construction noise from the proposed project.
Marine mammals are expected to be affected via sound generated by the
primary components of the project (i.e., pile driving and removal and
DTH). The maximum (underwater) area ensonified above the thresholds for
behavioral harassment referenced above is 1286 km\2\ (496 mi\2\), and
the calculated distance to the farthest behavioral harassment isopleth
is approximately 39,811 m (24,737.4 mi).
The project includes vibratory pile installation and removal,
impact pile driving, and DTH. Source levels for these activities are
based on reviews of measurements of the same or similar types and
dimensions of piles available in the literature. Source levels for each
pile size and activity are presented in table 5. Source levels for
vibratory installation and removal of piles of the same diameter are
assumed to be the same.
NMFS recommends treating DTH systems as both impulsive and
continuous, non-impulsive sound source types simultaneously. Thus,
impulsive thresholds are used to evaluate Level A harassment, and
continuous thresholds are used to evaluate Level B harassment. With
regards to DTH mono-hammers, NMFS recommends proxy levels for Level A
harassment based on available data regarding DTH systems of similar
sized piles and holes (Denes et al., 2019; Reyff and Heyvaert, 2019;
Reyff, 2020; Heyvaert and Reyff, 2021) (table 1 includes number of
piles and duration; table 5 includes sound pressure and sound exposure
levels for each pile type).
Table 5--Estimates of Mean Underwater Sound Levels Generated During
Vibratory and Impact Pile Installation, DTH, and Vibratory Pile Removal
------------------------------------------------------------------------
SSL at 10 m dB
Continuous sound sources rms Literature source
------------------------------------------------------------------------
Vibratory Hammer
------------------------------------------------------------------------
42-inch steel piles......... 168.2 Port of Anchorage Test
Pile Program (Table 16
in Austin et al., 2016).
30-inch steel piles......... 166 * NMFS Analysis (C.
Hotchkin, April 24,
2023).
------------------------------------------------------------------------
DTH
------------------------------------------------------------------------
42-inch steel piles......... 174 Reyff & Heyvaert, 2019;
Reyff, 2020.
30-inch steel piles......... 174 Reyff & Heyvaert, 2019;
Reyff, 2020.
------------------------------------------------------------------------
Impulsive sound sources dB rms dB SEL dB peak Literature source
----------------------------------------------------------------------------------------------------------------
Impact Hammer
----------------------------------------------------------------------------------------------------------------
42-inch steel piles.............. 192 179 213 Caltrans, 2020.
----------------------------------------------------------------------------------------------------------------
30-inch steel piles.............. 191 177 212 Caltrans, 2020.
----------------------------------------------------------------------------------------------------------------
DTH
----------------------------------------------------------------------------------------------------------------
42-inch steel piles.............. N/A 164 194 Reyff & Heyvaert, 2019;
Reyff, 2020; Denes et al.,
2019.
[[Page 74467]]
30-inch steel piles.............. N/A 164 194 Reyff & Heyvaert, 2019;
Reyff, 2020; Denes et al.,
2019.
----------------------------------------------------------------------------------------------------------------
Note: dB peak = peak sound level; DTH = down-the-hole drilling; rms = root mean square; SEL = sound exposure
level.
* NMFS generated this source level by completing a completed a comprehensive review of source levels relevant to
Southeast Alaska; NMFS compiled all available data from Puget Sound and Southeast Alaska and adjusted the data
to standardize distance from the measured pile to 10 m. NMFS then calculated average source levels for each
project and for each pile type. NMFS weighted impact pile driving project averages by the number of strikes
per pile following the methodology in Navy (2015).
Transmission loss (TL) is the decrease in acoustic intensity as an
acoustic pressure wave propagates out from a source. TL parameters vary
with frequency, temperature, sea conditions, current, source and
receiver depth, water depth, water chemistry, and bottom composition
and topography. The general formula for underwater TL is:
TL = B * Log10 (R1/R2),
where
TL = transmission loss in dB
B = transmission loss coefficient
R1 = the distance of the modeled SPL from the driven pile, and
R2 = the distance from the driven pile of the initial measurement
Absent site-specific acoustical monitoring with differing measured
transmission loss, a practical spreading value of 15 is used as the
transmission loss coefficient in the above formula. Site-specific
transmission loss data for the Shemya Island are not available;
therefore, the default coefficient of 15 is used to determine the
distances to the Level A harassment and Level B harassment thresholds.
The ensonified area associated with Level A harassment is more
technically challenging to predict due to the need to account for a
duration component. Therefore, NMFS developed an optional User
Spreadsheet tool to accompany the Technical Guidance that can be used
to relatively simply predict an isopleth distance for use in
conjunction with marine mammal density or occurrence to help predict
potential takes. We note that because of some of the assumptions
included in the methods underlying this optional tool, we anticipate
that the resulting isopleth estimates are typically going to be
overestimates of some degree, which may result in an overestimate of
potential take by Level A harassment. However, this optional tool
offers the best way to estimate isopleth distances when more
sophisticated modeling methods are not available or practical. For
stationary sources such as pile driving, the optional User Spreadsheet
tool predicts the distance at which, if a marine mammal remained at
that distance for the duration of the activity, it would be expected to
incur PTS. Inputs used in the optional User Spreadsheet tool, and the
resulting estimated isopleths, are reported below.
Table 6--User Spreadsheet Inputs
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory Impact DTH
---------------------------------------------------------------------------------------
30-inch steel 42-inch steel 30-inch 42-inch 30-inch 42-inch
piles piles steel piles steel piles steel piles steel piles
---------------------------------------------------------------------------------------
Installation
or removal Installation Installation Installation Installation Installation
--------------------------------------------------------------------------------------------------------------------------------------------------------
Spreadsheet Tab Used A.1) Vibratory A.1) Vibratory E.1) Impact E.1) Impact E.2) DTH E.2) DTH
Pile Driving Pile Driving Pile Driving Pile Driving Pile Driving Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source Level (SPL) 166 RMS 168.2 RMS 177 SEL 179 SEL 174 RMS, 164 174 RMS, 164
SEL SEL
--------------------------------------------------------------------------------------------------------------------------------------------------------
Transmission Loss Coefficient................................... 15 15 15 15 15 15
Weighting Factor Adjustment (kHz)............................... 2.5 2.5 2 2 2 2
Activity Duration per day (minutes)............................. 60 120 120 180 150 180
Strike Rate per second.......................................... .............. .............. ............ ............ 10 10
Number of strikes per pile...................................... .............. .............. 900 1,800 ............ ............
Number of piles per day......................................... 4 4 4 4 3 3
Distance of sound pressure level measurement.................... 10 10 10 10 10 10
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table 7--Level A Harassment and Level B Harassment Isopleths From Vibratory and Impact Pile Driving and DTH
----------------------------------------------------------------------------------------------------------------
Level A harassment isopleths (m) Level B
----------------------------------------------------------------- harassment
Pile type isopleth
LF MF HF PW OW (m)
----------------------------------------------------------------------------------------------------------------
Vibratory
----------------------------------------------------------------------------------------------------------------
42-inch steel pipe piles.......... 32.7 2.9 48.4 19.9 1.4 16,343
30-inch Steel pipe piles.......... 14.7 1.3 21.8 8.9 0.6 11,659
----------------------------------------------------------------------------------------------------------------
DTH
----------------------------------------------------------------------------------------------------------------
42-inch Steel pipe piles.......... 2,549.4 90.7 3,036.7 1,364.3 99.3 39,811
30-inch Steel pipe piles.......... 2,257.6 80.3 2,689.2 1,208.2 88.0 39,811
----------------------------------------------------------------------------------------------------------------
Impact
----------------------------------------------------------------------------------------------------------------
42-inch steel pipe piles.......... 2,015.1 71.7 2,400.3 1,078.4 78.5 1,359
30-inch Steel pipe piles.......... 933.8 33.2 1,112.3 499.7 36.4 1,166
----------------------------------------------------------------------------------------------------------------
[[Page 74468]]
Marine Mammal Occurrence and Take Estimation
In this section we provide information about the occurrence of
marine mammals, including density or other relevant information which
will inform the take calculations. We describe how the information
provided is synthesized to produce a quantitative estimate of the take
that is reasonably likely to occur and proposed for authorization.
As described above, for some species (humpback whale, killer whale,
Steller sea lion and harbor seal) observations within the project area
from the prior monitoring were available to directly inform the take
estimates, while for other species (fin whale, minke whale, sperm
whale, Baird's beaked whale, Stejneger's beaked whale, Dall's porpoise,
harbor porpoise and northern fur seal) they were not. Prior surveys
include Protected Species Observer (PSO) monitoring completed at the
project site on 60 days between June and August 2021 during the
emergency fuel pier repair, island-wide faunal surveys completed by the
USACE Engineer Research Development Center (ERDC) across 33 days
between 2016 and 2019 (primarily in the spring and fall), and island-
wide marine mammal surveys completed by the USACE Civil Works
Environmental Resource Section on 26 days between May and October 2021.
From all three surveys, data that were collected within the project
area are primarily the basis for the take estimates because those data
best represents what might be encountered there. Average group sizes
used to inform Level B take estimates (which also underlie the
estimates for Level A harassment) for all species with prior
observations in the project area are primarily based on those data.
Alternate methods utilizing average group sizes informed primarily by
Alaska's Wildlife Notebook Series are used for species without prior
observations.
Also of note, while the results are not significantly different, in
some cases we recommended modified methods for estimating take from
those presented by the applicant and have described them below. A
summary of proposed take, including as a percentage of population for
each of the species, is shown in table 8.
Fin Whale
No fin whale were reported during monitoring conducted for the EAS
fuel pier emergency repair completed in 2021, nor during other surveys
completed from Shemya Island (see application). Accordingly, average
group size, estimated group size based on information shared in the
Alaska Wildlife Notebook Series (Clark 2008a), is used as the basis for
the take estimates.
USAF requested 17 takes of fin whales by Level B harassment, using
a calculation based on of 0.002 groups of eight fin whales per hour of
construction activity. NMFS concurs with USAF's predicted group size of
fin whale (8 individuals), but since there are no observations of this
species from Shemya Island, NMFS finds it more appropriate to estimate
take by Level B harassment using a less granular occurrence estimate
(monthly) rather than USAF's hourly occurrence estimate. Specifically,
1 group of 8 fin whales is predicted every 2 construction months, based
on the applicant's prediction that this species would be rare in the
project area. The duration of the construction is 160 days (2.65 x the
basic 60 day period) and 8 * 2.65 = 21 takes by Level B harassment).
Although the shutdown zone is larger than the Level A harassment
zone for low frequency cetaceans, USAF indicates that at >=2,000 m, it
becomes more challenging to reliably detect low frequency cetaceans in
some environmental conditions, and therefore it is possible that a fin
whale could enter the Level A harassment zone during DTH activities and
stay long enough to incur PTS before USAF detects the animal and shuts
down. As such, USAF requested and NMFS proposed to authorize a small
amount of take by Level A harassment of fin whales. NMFS calculated
takes by Level A harassment by first determining the proportion of the
area of largest Level A harassment zone (42-inch DTH, 2,549 m) that
occurs beyond the readily observable 2,000 m from the pile driving
location (i.e., 7.5 km\2\-5 km\2\/7.5 km\2\ = 0.33). This ratio was
multiplied by the estimated fin whale exposures, which is generally one
group of eight fin whale that would occur every 2 construction months
(or 60 days, adjusted by 1.2 to account for the 70 days that DTH
activities are planned). Multiplying these factors (8 * 1.2 * 0.33)
results in = 3 takes by Level A harassment).
Any individuals exposed to the higher levels associated with the
potential for PTS closer to the source might also be behaviorally
disturbed, however, for the purposes of quantifying take we do not
count those exposures of one individual as both a Level A harassment
take and a Level B harassment take, and therefore takes by Level B
harassment calculated as described above are further modified to deduct
the proposed amount of take by Level A harassment (i.e., 21-3 = 18).
Therefore, NMFS proposes to authorize 3 takes by Level A harassment
and 18 takes by Level B harassment for fin whales, for a total of 21
takes.
Humpback Whale
Across 119 days of marine mammal surveys completed from Shemya
Island between 2016 and 2021, seven humpback whales were observed in
the project area. The average group size for humpback whales detected
in the project area was 2 humpback whales per group detected.
For estimating take by Level B harassment where monitoring data
confirmed the presence of the marine mammal species, NMFS concurred
with USAF's proposed approach. USAF requested take by Level B
harassment by predicting that 0.07 groups of humpback whales would be
sighted every hour, which was based on the applicant predicting this
species would commonly occur within the project area. This was then
multiplied by the average group size for humpback whales (2
individuals), to achieve an hourly humpback rate. Finally, these
numbers are multiplied by the hours of construction activity. (0.07 * 2
* 1,101 = 154 takes by Level B harassment).
Although the shutdown zone is larger than the Level A harassment
zone for low frequency cetaceans, USAF indicates that at >=2,000 m, it
becomes more challenging to reliably detect low frequency cetaceans in
some environmental conditions, and therefore it is possible that
humpback whales could enter the Level A harassment zone during DTH
activities and stay long enough to incur PTS before USAF detects the
animal and shuts down. As such, USAF requested and NMFS proposed to
authorize a small amount of take by Level A harassment of humpback
whales. NMFS calculated takes by Level A harassment by determining the
proportion of the area of largest Level A harassment zone (42-inch DTH,
2,549 m) that occurs beyond 2,000 m from the pile driving location
(i.e., 7.5 km\2\-5 km\2\/7.5 km\2\ = 0.33) and multiplying this ratio
by the estimated humpback whale exposures (0.07 groups of 2 humpback
whale) that would occur every construction hour that DTH activities are
planned (624 hours) (0.07 * 2 * 624 * 0.33 = 29 takes by Level A
harassment).
For the reasons described above, takes by Level B harassment were
modified to deduct the proposed amount of take by Level A harassment
(i.e., 154-29 = 125).
Therefore, NMFS proposes to authorize 29 takes by Level A
harassment and 125 takes by Level B
[[Page 74469]]
harassment for humpback whales, for a total of 154 takes.
Minke Whale
No minke whales were reported during monitoring conducted for the
EAS fuel pier emergency repair completed in 2021, nor during other
surveys completed from Shemya Island (e.g., see application).
Accordingly, average group size, estimated based on group size
information shared in the Alaska Wildlife Notebook Series (Clark
2008a), is used as the basis for the take estimates (Guerrero 2008b).
USAF requested 7 takes of minke whales by Level B harassment, using
a calculation of of 0.002 groups of three minke whales per hour of
construction activity. NMFS concurs with USAF's predicted group size of
minke whale (three individuals), but since there are no observations of
this species from Shemya Island, NMFS finds it more appropriate to
estimate take by Level B harassment using a less granular occurrence
estimate (monthly) rather than USAF's hourly occurrence estimate.
Specifically, one group of three minke whales is predicted every 2
construction months, based on the applicant's prediction that this
species would be rare in the project area. The duration of construction
is 160 days (2.65 * the basic 60 day period, which corresponds to two
months) and 3 * 2.65 = 8 takes by Level B harassment.
Although the shutdown zone is larger than the Level A harassment
zone for low frequency cetaceans, USAF indicates that at >=2,000 m, it
becomes more challenging to reliably detect low frequency cetaceans in
some environmental conditions, and therefore it is possible that a
minke whale could enter the Level A harassment zone during DTH
activities and stay long enough to incur PTS before USAF detects the
animal and shuts down. As such, USAF requested and NMFS proposed to
authorize a small amount of take by Level A harassment of minke whales.
NMFS calculated takes by Level A harassment by determining the
proportion of the area of largest Level A harassment zone (42-inch DTH,
2,549 m) that occurs beyond the readily observable 2,000 m from the
pile driving location (i.e., 7.5 km\2\-5 km\2\/7.5 km\2\ = 0.33). This
ratio was multiplied by the estimated minke whale exposures, which is
generally one group of three minke whales every 2 construction months
(or 60 days), adjusted by 1.2 to account for the 70 days that DTH
activities are planned. Multiplying these factors 1.2 * 0.33 results in
1 take by Level A harassment. Since the predicted average group size of
minke whale is three, NMFS proposes to authorize three takes by Level A
harassment of minke whale.
For reasons described above, takes by Level B harassment were
modified to deduct the proposed amount of take by Level A harassment
(i.e., 8-3 = 5).
Therefore, NMFS proposes to authorize three takes by Level A
harassment and five takes by Level B harassment for minke whales, for a
total of eight takes.
Sperm Whale
Across 119 monitoring days between 2016 and 2021, four sperm whales
were observed on a single day from Shemya Island, though outside of the
project area (see application).
USAF requested 27 takes of sperm whale by Level B harassment, using
a calculation based on of 0.006 groups of four sperm whales per hour of
construction activity. NMFS concurs with USAF's predicted group size of
sperm whale (4 individuals, which corresponds to the number of sperm
whales detected on a single day during Shemya Island marine mammal
surveys), but since there are few observations of this species from
Shemya Island, NMFS finds it more appropriate to estimate take by Level
B harassment using a less granular occurrence estimate (monthly) rather
than USAF's hourly occurrence estimate. Specifically, two groups of
four sperm whales is predicted every 1 construction month based on
sperm whales being one of the most frequently sighted marine mammals in
the high latitude regions of the North Pacific, including the Bering
Sea and the Aleutian Islands. The duration of the construction is 5
months and 2 * 4 * 5 = 40 takes by Level B harassment.
Due to the small Level A harassment zones (table 9), which do not
reach deep water where sperm whales are expected to be encountered,
coupled with the implementation of shutdown zones, which will be larger
than Level A harassment zones for mid-frequency cetaceans (described in
the Proposed Mitigation section), NMFS concurs with USAF's assessment
that take by Level A harassment is not anticipated for sperm whale.
Therefore, NMFS proposed to authorize all 40 estimated exposures as
takes by Level B harassment. Takes by Level A harassment for sperm
whales are not requested nor are they proposed for authorization.
Baird's Beaked Whale
Baird's beaked whales are usually found in tight social groups
(schools or pods) averaging between 5 and 20 individuals, but they have
occasionally been observed in larger groups of up to 50 animals. Across
119 days of marine mammal surveys completed from Shemya Island between
2016 and 2021, no observations of Baird's beaked whale were recorded
(see application). Accordingly, average group size, estimated based on
group size information shared in the Alaska Wildlife Notebook Series
(Guerrero 2008a), is used as the basis for take estimates.
USAF requested 11 takes by Level B harassment, using a calculation
based on 0.001 groups of ten Baird's beaked whales per hour of
construction activity. NMFS concurs with USAF's predicted group size of
Baird's beaked whale (10 individuals), but since there are no
observations of this species from Shemya Island, NMFS finds it more
appropriate to estimate take by Level B harassment using a less
granular occurrence estimate (monthly) rather than USAF's hourly
occurrence estimate. Specifically, 1 group of 10 Baird's beaked whales
is predicted across the project, which is based on this species being
shy and preferring deep waters and as such the applicant predicted they
would be very rare in the project area. Therefore, NMFS proposes to
authorize 10 takes of Baird's beaked whale by Level B harassment.
Due to the small Level A harassment zones (table 9), which do not
reach deep water where Baird's beaked whales are expected to be
encountered, coupled with the implementation of shutdown zones, which
will be larger than Level A harassment zones for mid-frequency
cetaceans (described in the Proposed Mitigation section), NMFS concurs
with USAF's assessment that take by Level A harassment is not
anticipated for Baird's beaked whale. Therefore, NMFS proposed to
authorize all 10 estimated exposures as takes by Level B harassment.
Takes by Level A harassment for Baird's beaked whales are not requested
nor are they proposed for authorization.
Stejneger's Beaked Whale
Across 119 days of marine mammal surveys completed from Shemya
Island between 2016 and 2021, no observations of Stejneger's beaked
whale were recorded (see application). Accordingly, average group size,
estimated based on group size information shared in the Alaska Wildlife
Notebook Series (Guerrero 2008a), is used as the basis for take
estimates.
USAF requested 9 takes of Stejneger's beaked whale by Level B
harassment, using a calculation based on of 0.001 groups of eight
Stejneger's beaked whales per hour of construction activity.
[[Page 74470]]
NMFS concurs with USAF's predicted group size of Stejneger's beaked
whale (eight individuals), but since there are no observations of this
species from Shemya Island, NMFS finds it more appropriate to estimate
take by Level B harassment using a less granular occurrence estimate
(monthly) rather than USAF's hourly occurrence estimate. Specifically,
one group of eight Stejneger's beaked whales is predicted across the
entirety of the project, based on this species being shy and preferring
deep waters and as such the applicant predicted they would only be very
rarely encountered in the project area. Therefore NMFS proposes to
authorize 8 Stejneger's beaked whale by level B harassment.
Due to the small Level A harassment zones (table 9), which do not
reach deep water where Stejneger's beaked whales are expected to be
encountered, coupled with the implementation of shutdown zones, which
will be larger than Level A harassment zones for mid-frequency
cetaceans (described in the Proposed Mitigation section), NMFS concurs
with USAF's assessment that take by Level A harassment is not
anticipated for Stejneger's beaked whale. Therefore, NMFS proposed to
authorize all eight estimated exposures as takes by Level B harassment.
Takes by Level A harassment for Stejneger's beaked whales are not
requested nor are they proposed for authorization.
Killer Whale
Across 119 days of marine mammal surveys completed from Shemya
Island between 2016 and 2021, 69 killer whales were observed in the
project area. The average group size for killer whales detected in the
project area was 8 killer whales per group detected.
For estimating take by Level B harassment where monitoring data
confirmed the presence of the marine mammal species, NMFS concurred
with USAF's proposed approach. USAF requested take by Level B
harassment by predicting that 0.02 groups of killer whales would be
sighted every hour, which was based on the applicant's prediction that
this species would commonly be encountered in the project area. This
was then multiplied by the average group size for humpback whales (8
individuals), to achieve an hourly killer whale rate. Finally, these
numbers are multiplied by the hours of construction activity. (0.02 * 8
* 1,101 = 176 takes by Level B harassment).
Due to the small Level A harassment zones (table 9), coupled with
the implementation of shutdown zones, which will be larger than Level A
harassment zones for mid-frequency cetaceans (described in the Proposed
Mitigation section), NMFS concurs with USAF's assessment that take by
Level A harassment is not anticipated for killer whale. Therefore, NMFS
proposed to authorize all 176 estimated exposures as takes by Level B
harassment. Takes by Level A harassment for killer whale are not
requested nor are they proposed for authorization.
Dall's Porpoise
No Dall's porpoise were reported during monitoring conducted for
the EAS fuel pier emergency repair completed in 2021, nor during other
surveys completed from Shemya Island (see application). Dall's porpoise
generally travel in groups of 10 to 20 individuals but can occur in
groups with over hundreds of individuals (Wells, 2008). Accordingly,
average group size, estimated based group size information shared in
the Alaska Wildlife Notebook Series (Wells 2008), is used as the basis
for the take estimates, is used as the basis for take estimates.
USAF requested 33 takes of Dall's porpoise by Level B harassment,
using a calculation based on of 0.002 groups of 15 Dall's porpoise per
hour of construction activity. NMFS concurs with USAF's predicted group
size of Dall's porpoise (15 individuals), but since there are no
observations of this species from Shemya Island, NMFS finds it more
appropriate to estimate take by Level B harassment using a less
granular occurrence estimate (monthly) rather than USAF's hourly
occurrence estimate. Specifically, 1 group of 15 Dall's porpoise is
predicted every 2 construction months, based on the applicant's
prediction that this species would be rarely encountered in the project
area. The duration of the construction is 160 days (2.65 * the basic 60
day period that corresponds to two construction months) and 15 * 2.65 =
40 takes by Level B harassment.
For most activities, NMFS calculated takes by Level A harassment by
determining the ratio of the largest Level A harassment area for 42-
inch DTH activities (i.e., 10.2 km\2\ for a Level A harassment distance
of 3,037 m) minus the area of the proposed shutdown zone for Dall's
porpoise (i.e., 0.5 km\2\ for a shutdown zone distance of 500 m) to the
area of the Level B harassment isopleth (1,285.9 km\2\) for a Level B
harassment distance of 39,811 m (i.e., (10.2 km\2\-0.5 km\2\)/1,285.9
km\2\ = 0.008). We then multiplied this ratio by the number of
estimated Dall's porpoise exposures calculated as described above for
Level B harassment to determine take by Level A harassment (i.e., 0.008
* 40 exposures = 0.32 takes by Level A harassment).
For Level A harassment during impact pile driving of 42-inch piles,
for which the Level A harassment zone is larger than the Level B
harassment zone, NMFS estimates take based on 1 group of 15 Dall's
porpoise every 2 months, or 60 days, in consideration of the 52 days
(0.87 of 60) of impact driving of 42-in piles (15 Dall's porpoise *
0.87 months = 13.05) for a total of 13.37 takes by Level A harassment
(0.32 + 13.05 = 13).
For reasons described above, takes by Level B harassment were
modified to deduct the proposed amount of take by Level A harassment
(i.e., 40-13 = 27).
Therefore, NMFS proposes to authorize 13 takes by Level A
harassment and 27 takes by Level B harassment for Dall's porpoise, for
a total of 40 takes.
Harbor Porpoise
Across 119 monitoring days between 2016 and 2021, one group of two
to three harbor porpoise were observed from Shemya Island (see
application), though outside of the project area. Average group size,
estimated based on the Alaska Wildlife Notebook Series (Schmale 2008),
is used as the basis for take estimates.
USAF requested 11 takes of harbor porpoise by Level B harassment,
using a calculation based on of 0.01 groups of one harbor porpoise per
hour of construction activity. NMFS concurs with USAF's predicted group
size of harbor porpoise (1 individual), but since there are few
observations of this species from Shemya Island, NMFS finds it more
appropriate to estimate take by Level B harassment using a less
granular occurrence estimate (monthly) rather than USAF's hourly
occurrence estimate. Specifically, 3 groups of 1 harbor porpoise is
predicted every 1 construction month. The duration of construction is 5
months and 3 * 5 = 15 takes by Level B harassment.
For most activities, NMFS calculated takes by Level A harassment by
determining the ratio of the largest Level A harassment area for 42-
inch DTH activities (i.e., 10.2 km\2\ for a Level A harassment distance
of 3,037 m) minus the area of the proposed shutdown zone for harbor
porpoise (i.e., 0.5 km\2\ for a shutdown zone distance of 500 m) to the
area of the Level B harassment isopleth (1,285.9 km\2\) for a Level B
harassment distance of 39,811 m (i.e., (10.2 km\2\-0.5 km\2\)/1,285.9
km\2\ = 0.008). We then multiplied this ratio by the number of
estimated harbor porpoise exposures calculated as described above for
Level B harassment to determine take by Level
[[Page 74471]]
A harassment (i.e., 0.008 * 15 exposures = 0.12 takes by Level A
harassment).
For Level A harassment during impact pile driving of 42-inch piles,
for which the Level A harassment zone is larger than the Level B
harassment zone, NMFS estimates take based on 3 groups of 1 harbor
porpoise could be taken by Level A harassment every 1 month, or 30 days
in consideration of the 52 days (1.7 * 30) of impact pile driving of
42-inch piles (3 groups of1 harbor porpoise * 1.7 = 5.1) for a total of
five takes by Level A harassment (0.12 + 5.1 = 5).
For reasons described above, takes by Level B harassment were
modified to deduct the proposed amount of take by Level A harassment
(i.e., 15-5 = 10).
Therefore, NMFS proposes to authorize 5 takes by Level A harassment
and 10 takes by Level B harassment for harbor porpoise, for a total of
15 takes.
Northern Fur Seal
USAF requested 33 takes of northern fur seal by Level B harassment
using a calculation based on 0.003 groups of eight northern fur seals
per hour of construction activity. NMFS disagrees with USAF's predicted
group size of northern fur seal, as these animals are typically
solitary when at sea. Additionally, because there are no records of
northern fur seal in the area, NMFS finds it more appropriate to
estimate take by Level B harassment according to a less granular
occurrence estimate (monthly) rather than USAF's hourly occurrence
estimate. Specifically, one group of one northern fur seal every 1
construction month is predicted and 1 * 5 = 5 takes by Level B
harassment.
Due to the small Level A harassment zones (table 9), coupled with
the implementation of shutdown zones, which will be larger than Level A
harassment zones for otariids (described in the Proposed Mitigation
section), NMFS concurs with USAF's assessment that take by Level A
harassment is not anticipated for northern fur seal. Therefore, NMFS
proposed to authorize all five estimated exposures as takes by Level B
harassment. Takes by Level A harassment for northern fur seals are not
requested nor are they proposed for authorization.
Steller Sea Lion
Steller sea lions are frequently observed around Shemya Island
outside of the ensonified area, but only occasionally observed in Alcan
Harbor and Shemya Pass (see application). Across 119 monitoring days
between 2016 and 2021, 16 Steller sea lions were observed within the
project area. The average group size for Steller sea lion detected in
the project area as well as around Shemya Island was 1 Steller sea lion
per detection.
For estimating take by Level B harassment where monitoring data
confirmed the presence of the marine mammal species, NMFS concurred
with USAF's proposed approach. USAF requested take by Level B
harassment by predicting that 0.09 groups of Steller sea lion would be
sighted every hour, which was based on the applicant's prediction that
this species would be more commonly encountered in the project area.
This was then multiplied by the average group size for Steller sea lion
(1 individual), to achieve an hourly steller sea lion rate. Finally,
these numbers are multiplied by the hours of construction activity.
(0.09 * 1 * 1,101 = 99 takes by Level B harassment).
Due to the small Level A harassment zones (table 9), coupled with
the implementation of shutdown zones, which will be larger than Level A
harassment zones for otariids (described in the Proposed Mitigation
section), NMFS concurs with USAF's assessment that take by Level A
harassment is not anticipated for Steller sea lion. Therefore, NMFS
proposed to authorize all 99 estimated exposures as takes by Level B
harassment. Takes by Level A harassment for Steller sea lion are not
requested nor are they proposed for authorization.
Harbor Seal
Across 119 monitoring days between 2016 and 2021, 54 harbor seals
were observed within the project area. The average group size for
harbor seals detected in the project area was 1 harbor seals per group.
For estimating take by Level B harassment where monitoring data
confirmed the presence of the marine mammal species, NMFS concurred
with USAF's proposed approach. USAF requested take by Level B
harassment by predicting that 0.14 groups of harbor seals would be
sighted every hour, which was based on the fact that this species is
expected to more commonly occur within the project area. This was then
multiplied by the average group size for harbor seal (1 individual), to
achieve an hourly harbor seal rate. Finally, these numbers are
multiplied by the hours of construction activity. (0.14 * 1 * 1,101 =
154 takes by Level B harassment).
NMFS initially calculated takes by Level A harassment by
determining the ratio of the largest Level A harassment area for 42-
inch DTH activities (i.e., 2.6 km\2\ for a Level A harassment distance
of 1364 m) minus the area of the proposed shutdown zone for harbor seal
(i.e., 0.37 km\2\ for a shutdown zone distance of 400 m) to the area of
the Level B harassment isopleth (1,285.9 km\2\) for a Level B
harassment distance of 39,811 m (i.e., (2.6 km\2\-0.37 km\2\)/1,285.9
km\2\ = 0.002). We then multiplied this ratio by the number of
estimated harbor seal exposures calculated as described above for Level
B harassment to determine take by Level A harassment (i.e., 0.002 * 154
exposures = 0.3 takes by Level A harassment).
Because harbor seals typically inhabit areas closer to shore rather
than distances represented by the largest level B zone (39,811 m), NMFS
determined that the method above could underestimate potential take by
Level A harassment. NMFS accordingly estimated additional takes by
Level A harassment by determining the ratio of harbor seals that were
observed beyond the proposed shutdown zone isopleth compared to the
harbor seals that were observed closer to construction activities
during the EAS fuel pier emergency repair that was completed in 2021
(i.e., 11/38 = 0.29 harbor seals). We then multiplied this ratio by the
total number of estimated harbor seal exposures to determine take by
Level A harassment (i.e., 0.29 * 154 exposures = 45) for a total of 45
takes by Level A harassment (0.3 + 45 = 45.3).
For reasons described above, takes by Level B harassment were
modified to deduct the proposed amount of take by Level A harassment
(i.e., 154-45 = 109).
Therefore, NMFS proposes to authorize 45 takes by Level A
harassment and 109 takes by Level B harassment for harbor seal, for a
total of 154 takes.
[[Page 74472]]
Table 8--Proposed Take by Stock and Harassment Type and as a Percentage of Stock Abundance
----------------------------------------------------------------------------------------------------------------
Proposed authorized take Proposed take
-------------------------------- as a
Species Stock percentage of
Level B Level A stock
harassment harassment abundance
----------------------------------------------------------------------------------------------------------------
Fin Whale............................. Northeast Pacific....... 18 3 >1
Humpback Whale........................ Western North Pacific... 3 1 >1
Mexico--North Pacific... 9 2 1.2
Hawai[revaps]i........................ 113..................... 26 1.2
Minke Whale........................... Alaska.................. 5 3 >1
Sperm Whale........................... North Pacific........... 40 0 16.4
Baird's beaked whale.................. Alaska.................. 10 0 -*
Stejneger's beaked whale.............. Alaska.................. 8 0 -*
Killer whale.......................... ENP Alaska Resident 176 0 9.2
Stock.
ENP Gulf of Alaska, 30
Aleutian Islands, and
Bering Seal.
Dall's Porpoise....................... Alaska.................. 26 13 <1
Harbor Porpoise....................... Bering Seal............. 10 5 <1
Northern Fur Seal..................... Eastern Pacific......... 5 0 <1
Steller Sea Lion...................... Western, U.S............ 99 0 <1
Harbor Seal........................... Aleutian Islands........ 109 45 2.8
----------------------------------------------------------------------------------------------------------------
* Reliable abundance estimates for these stock are currently unavailable.
Proposed Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting the
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, NMFS
considers two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat, as
well as subsistence uses. This considers the nature of the potential
adverse impact being mitigated (likelihood, scope, range). It further
considers the likelihood that the measure will be effective if
implemented (probability of accomplishing the mitigating result if
implemented as planned), the likelihood of effective implementation
(probability implemented as planned), and;
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, and impact on
operations.
USAF must ensure that construction supervisors and crews, the
monitoring team and relevant USAF staff are trained prior to the start
of all pile driving and DTH activity, so that responsibilities,
communication procedures, monitoring protocols, and operational
procedures are clearly understood. New personnel joining during the
project must be trained prior to commencing work.
Mitigation for Marine Mammals and Their Habitat
Shutdown Zones--For all pile driving/removal and DTH activities,
USAF would implement shutdowns within designated zones. The purpose of
a shutdown zone is generally to define an area within which shutdown of
the activity would occur upon sighting of a marine mammal (or in
anticipation of an animal entering the defined area). Shutdown zones
vary based on the activity type and marine mammal hearing group (table
9). In most cases, the shutdown zones are based on the estimated Level
A harassment isopleth distances for each hearing group, as requested by
USAF. However, in cases where it would be challenging to detect marine
mammals at the Level A isopleth, (e.g., for high frequency cetaceans
and phocids during DTH activities and impact pile driving), smaller
shutdown zones have been proposed (table 9). Additionally, USAF has
agreed to implement a minimum shutdown zone of 25 m during all pile
driving and removal activities and DTH.
Finally, construction supervisors and crews, PSOs, and relevant
USAF staff must avoid direct physical interaction with marine mammals
during construction activity. If a marine mammal comes within 10 m of
such activity, operations must cease and vessels must reduce speed to
the minimum level required to maintain steerage and safe working
conditions, as necessary to avoid direct physical interaction. If an
activity is delayed or halted due to the presence of a marine mammal,
the activity may not commence or resume until either the animal has
voluntarily exited and been visually confirmed beyond the shutdown zone
indicated in table 9 or 15 minutes have passed for delphinids or
pinnipeds or 30 minutes for all other species without re-detection of
the animal.
Construction activities must be halted upon observation of a
species for which incidental take is not authorized or a species for
which incidental take has been authorized but the authorized number of
takes has been met entering or within the harassment zone.
[[Page 74473]]
Table 9--Proposed Shutdown Zones
----------------------------------------------------------------------------------------------------------------
Shutdown zones (m)
Activity Pile diameter --------------------------------------------------------
LF MF HF PW OW
----------------------------------------------------------------------------------------------------------------
Vibratory Installation or Removal 42-in............... 50
30-in............... 25
--------------------------------------------------------
DTH.............................. 42-in............... 2,600 100 500 400 100
30-in............... 2,300 80 90
Impact Pile...................... 42-in............... 2,100 80
30-in............... 1,000 50 50
----------------------------------------------------------------------------------------------------------------
Protected Species Observers--The number and placement of PSOs
during all construction activities (described in the Proposed
Monitoring and Reporting section) would ensure that the entire shutdown
zone is visible. USAF would employ at least two PSOs for all pile
driving and DTH activities.
Monitoring for Level B Harassment--PSOs would monitor the shutdown
zones and beyond to the extent that PSOs can see. Monitoring beyond the
shutdown zones enables observers to be aware of and communicate the
presence of marine mammals in the project areas outside the shutdown
zones and thus prepare for a potential cessation of activity should the
animal enter the shutdown zone. If a marine mammal enters the Level B
harassment zone, PSOs will document the marine mammal's presence and
behavior.
Pre and Post-Activity Monitoring--Prior to the start of daily in-
water construction activity, or whenever a break in pile driving of 30
minutes or longer occurs, PSOs will observe the shutdown, Level A
harassment, and Level B harassment for a period of 30 minutes. Pre-
start clearance monitoring must be conducted during periods of
visibility sufficient for the lead PSO to determine that the shutdown
zones are clear of marine mammals. If the shutdown zone is obscured by
fog or poor lighting conditions, in-water construction activity will
not be initiated until the entire shutdown zone is visible. Pile
driving may commence following 30 minutes of observation when the
determination is made that the shutdown zones are clear of marine
mammals. If a marine mammal is observed entering or within shutdown
zones, pile driving activity must be delayed or halted. If pile driving
is delayed or halted due to the presence of a marine mammal, the
activity may not commence or resume until either the animal has
voluntarily exited and been visually confirmed beyond the shutdown zone
or 15 minutes have passed for delphinids or pinnipeds or 30 minutes
have passed for all other species without re-detection of the animal.
If a marine mammal for which Level B harassment take is authorized is
present in the Level B harassment zone, activities would begin and
Level B harassment take would be recorded.
Soft Start--The use of soft-start procedures are believed to
provide additional protection to marine mammals by providing warning
and/or giving marine mammals a chance to leave the area prior to the
hammer operating at full capacity. For impact pile driving, contractors
would be required to provide an initial set of three strikes from the
hammer at reduced energy, with each strike followed by a 30-second
waiting period. This procedure would be conducted a total of three
times before impact pile driving begins. Soft start would be
implemented at the start of each day's impact pile driving and at any
time following cessation of impact pile driving for a period of 30
minutes or longer. Soft start is not required during vibratory pile
driving and removal activities.
Based on our evaluation of the applicant's proposed measures, as
well as other measures considered by NMFS, NMFS has preliminarily
determined that the proposed mitigation measures provide the means of
effecting the least practicable impact on the affected species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present while
conducting the activities. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the activity; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and,
Mitigation and monitoring effectiveness.
Visual Monitoring--Marine mammal monitoring must be conducted in
accordance with the Marine Mammal Monitoring and Mitigation Plan.
Marine mammal monitoring during pile driving and removal and DTH
activities must be conducted by NMFS-approved PSOs in a manner
consistent with the following:
PSOs must be independent of the activity contractor (for
example, employed by a subcontractor), and have no other assigned tasks
during monitoring periods;
[[Page 74474]]
At least one PSO must have prior experience performing the
duties of a PSO during construction activity pursuant to a NMFS-issued
incidental take authorization;
Other PSOs may substitute other relevant experience,
education (degree in biological science or related field) or training
for experience performing the duties of a PSO during construction
activities pursuant to a NMFS-issued incidental take authorization.
Where a team of three or more PSOs is required, a lead
observer or monitoring coordinator will be designated. The lead
observer will be required to have prior experience working as a marine
mammal observer during construction activity pursuant to a NMFS-issued
incidental take authorization; and,
PSOs must be approved by NMFS prior to beginning any
activity subject to this IHA.
PSOs must also have the following additional qualifications:
Ability to conduct field observations and collect data
according to assigned protocols;
Experience or training in the field identification of
marine mammals, including identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to prepare a report of
observations including, but not limited to, the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates, times, and reason for implementation
of mitigation (or why mitigation was note implemented when required);
and marine mammal behavior; and
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
Visual monitoring will be conducted by a minimum of two trained
PSOs positioned at suitable vantage points. One PSO will have an
unobstructed view of all water within the shutdown zone and will be
stationed at or near the pier. Remaining PSOs will be placed at one or
more of the observer monitoring locations identified on Figure 3-3 of
the marine mammal monitoring and mitigation plan, in order to observe
as much as the Level A and Level B harassment zone as possible. All
PSOs will have access to 20 by 60 spotting scope on a window mount or
tripod.
Monitoring will be conducted 30 minutes before, during, and 30
minutes after all in water construction activities. In addition, PSOs
will record all incidents of marine mammal occurrence, regardless of
distance from activity, and will document any behavioral reactions in
concert with distance from piles being driven or removed. Pile driving
activities include the time to install or remove a single pile or
series of piles, as long as the time elapsed between uses of the pile
driving equipment is no more than 30 minutes.
Reporting
USAF will submit a draft marine mammal monitoring report to NMFS
within 90 days after the completion of pile driving activities, or 60
days prior to a requested date of issuance of any future IHAs for the
project, or other projects at the same location, whichever comes first.
The marine mammal monitoring report will include an overall description
of work completed, a narrative regarding marine mammal sightings, and
associated PSO data sheets. Specifically, the report will include:
Dates and times (begin and end) of all marine mammal
monitoring;
Construction activities occurring during each daily
observation period, including: (1) The number and type of piles that
were driven and the method (e.g., impact, vibratory, DTH); (2) Total
duration of driving time for each pile (vibratory driving) and number
of strikes for each pile (impact driving); and (3) For DTH drilling,
duration of operation for both impulsive and non-pulse components;
PSO locations during marine mammal monitoring;
Environmental conditions during monitoring periods (at
beginning and end of PSO shift and whenever conditions change
significantly), including Beaufort sea state and any other relevant
weather conditions including cloud cover, fog, sun glare, and overall
visibility to the horizon, and estimated observable distance;
Upon observation of a marine mammal, the following
information: (1) Name of PSO who sighted the animal(s) and PSO location
and activity at time of sighting; (2) Time of sighting; (3)
Identification of the animal(s) (e.g., genus/species, lowest possible
taxonomic level, or unidentified), PSO confidence in identification,
and the composition of the group if there is a mix of species; (4)
Distance and location of each observed marine mammal relative to the
pile being driven for each sighting; (5) Estimated number of animals
(min/max/best estimate); (6) Estimated number of animals by cohort
(adults, juveniles, neonates, group composition, etc.); (7) Animal's
closest point of approach and estimated time spent within the
harassment zone; (8) Description of any marine mammal behavioral
observations (e.g., observed behaviors such as feeding or traveling),
including an assessment of behavioral responses thought to have
resulted from the activity (e.g., no response or changes in behavioral
state such as ceasing feeding, changing direction, flushing, or
breaching);
Number of marine mammals detected within the harassment
zones, by species; and,
Detailed information about implementation of any
mitigation (e.g., shutdowns and delays), a description of specific
actions that ensued, and resulting changes in behavior of the
animal(s), if any.
A final report must be prepared and submitted within 30 calendar
days following receipt of any NMFS comments on the draft report. If no
comments are received from NMFS within 30 calendar days of receipt of
the draft report, the report shall be considered final. All PSO
datasheets and/or raw sighting data would be submitted with the draft
marine mammal report.
In the event that personnel involved in the construction activities
discover an injured or dead marine mammal, the Holder must report the
incident to the Office of Protected Resources (OPR), NMFS
([email protected] and [email protected]) and to the
Alaska regional stranding network (877-925-7773) as soon as feasible.
If the death or injury was clearly caused by the specified activity,
the Holder must immediately cease the activities until NMFS OPR is able
to review the circumstances of the incident and determine what, if any,
additional measures are appropriate to ensure compliance with the terms
of this IHA. The Holder must not resume their activities until notified
by NMFS. The report must include the following information:
Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
Species identification (if known) or description of the
animal(s) involved;
Condition of the animal(s) (including carcass condition if
the animal is dead);
Observed behaviors of the animal(s), if alive;
If available, photographs or video footage of the
animal(s); and
General circumstances under which the animal was
discovered.
[[Page 74475]]
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any impacts or responses (e.g., intensity, duration),
the context of any impacts or responses (e.g., critical reproductive
time or location, foraging impacts affecting energetics), as well as
effects on habitat, and the likely effectiveness of the mitigation. We
also assess the number, intensity, and context of estimated takes by
evaluating this information relative to population status. Consistent
with the 1989 preamble for NMFS' implementing regulations (54 FR 40338,
September 29, 1989), the impacts from other past and ongoing
anthropogenic activities are incorporated into this analysis via their
impacts on the baseline (e.g., as reflected in the regulatory status of
the species, population size and growth rate where known, ongoing
sources of human-caused mortality, or ambient noise levels).
To avoid repetition, the majority of our analysis applies to all
the species listed in table 2, given that many of the anticipated
effects of this project on different marine mammal stocks are expected
to be relatively similar in nature. Where there are meaningful
differences between species or stocks, or groups of species, in
anticipated individual responses to activities, impact of expected take
on the population due to differences in population status, or impacts
on habitat, they are described independently in the analysis below.
Pile driving and DTH activities associated with the EAS fuel pier
repair project, as outlined previously, have the potential to disturb
or displace marine mammals. Specifically, the specified activities may
result in take, in the form of Level B harassment and, for some species
Level A harassment, from underwater sounds generated by pile driving
and DTH. Potential takes could occur if marine mammals are present in
zones ensonified above the thresholds for Level B harassment or Level A
harassment, identified above, while activities are underway.
No serious injury or mortality would be expected, even in the
absence of required mitigation measures, given the nature of the
activities. Further, no take by Level A harassment is anticipated for
otariids and mid-frequency cetaceans, due to the application of
proposed mitigation measures, such as shutdown zones that encompass
Level A harassment zones for these species. The potential for
harassment would be minimized through the implementation of planned
mitigation measures (see Proposed Mitigation section).
Take by Level A harassment is proposed for six species (harbor
porpoise, Dall's porpoise, harbor seal, fin whale, humpback whale, and
minke whale) as the Level A harassment zone exceeds the size of the
shutdown zones (high frequency cetaceans and phocids), or, in the case
of low frequency cetaceans, the shutdown zone is so large that it is
possible that a minke whale, fin whale, or humpback whale could enter
the Level A harassment zone and remain within the zone for a duration
long enough to incur PTS before being detected.
Any take by Level A harassment is expected to arise from, at most,
a small degree of PTS (i.e., minor degradation of hearing capabilities
within regions of hearing that align most completely with the energy
produced by impact pile driving such as the low-frequency region below
2 kHz), not severe hearing impairment or impairment within the ranges
of greatest hearing sensitivity. Animals would need to be exposed to
higher levels and/or longer duration than are expected to occur here in
order to incur any more than a small degree of PTS.
Given the small degree anticipated, any PTS potential incurred
would not be expected to affect the reproductive success or survival of
any individuals, much less result in adverse impacts on the species or
stock.
Additionally, some subset of the individuals that are behaviorally
harassed could also simultaneously incur some small degree of TTS for a
short duration of time. However, since the hearing sensitivity of
individuals that incur TTS is expected to recover completely within
minutes to hours, it is unlikely that the brief hearing impairment
would affect the individual's long-term ability to forage and
communicate with conspecifics, and would therefore not likely impact
reproduction or survival of any individual marine mammal, let alone
adversely affect rates of recruitment or survival of the species or
stock.
As described above, NMFS expects that marine mammals would likely
move away from an aversive stimulus, especially at levels that would be
expected to result in PTS, given sufficient notice through use of soft
start. USAF would also shut down pile driving activities if marine
mammals enter the shutdown zones (table 9) further minimizing the
likelihood and degree of PTS that would be incurred.
Effects on individuals that are taken by Level B harassment in the
form of behavioral disruption, on the basis of reports in the
literature as well as monitoring from other similar activities, would
likely be limited to reactions such as avoidance, increased swimming
speeds, increased surfacing time, or decreased foraging (if such
activity were occurring) (e.g., Thorson and Reyff, 2006). Most likely,
individuals would simply move away from the sound source and
temporarily avoid the area where pile driving is occurring. If sound
produced by project activities is sufficiently disturbing, animals are
likely to simply avoid the area while the activities are occurring. We
expect that any avoidance of the project areas by marine mammals would
be temporary in nature and that any marine mammals that avoid the
project areas during construction would not be permanently displaced.
Short-term avoidance of the project areas and energetic impacts of
interrupted foraging or other important behaviors is unlikely to affect
the reproduction or survival of individual marine mammals, and the
effects of behavioral disturbance on individuals is not likely to
accrue in a manner that would affect the rates of recruitment or
survival of any affected stock.
The project area does overlap a BIA identified as important for
feeding by sperm whale (Brower et al., 2022). The BIA that overlaps the
project area is active April through September, which overlaps USAF's
proposed work period (April to October). White the BIA is considered to
be of higher importance, the area of the BIA is very large, spanning
the island chain, and the project area is very small in comparison.
Further sperm whales utilize deeper waters to feed, and while the Level
B harassment zone does extend into deeper waters, the sound levels at
the distances that overlay deeper water where sperm whales might be
foraging would be of comparatively lower levels. Given the extensive
options for high quality foraging area near and outside of the project
area, any impacts to feeding sperm whales would not be expected to
[[Page 74476]]
impact the survival or reproductive success of any individuals.
The ensonfied area also overlaps ESA-designated critical habitat
for western DPS Steller sea lion. Specifically, the Level B ensonified
area overlaps with the aquatic zones of three designated major haulouts
to the east and northwest of the project site: Shemya Island Major
Haulout, Alaid Island Major Haulout, Attu/Chirikof Point Major Haulout.
The ensonified area Level B harassment zone related to implementation
of the proposed project, described in the Estimated Take of Marine
Mammals section, overlaps with the designated aquatic zone of all three
designated major haulouts. No terrestrial or in-air critical habitat of
any major haulout overlaps with the project area. No Steller sea lions
have been observed on Shemya Island Major Haulout during the most
recent surveys (between 2015 and 2017) and only one Steller sea lion
was observed at Attu/Chirikof Point Major Haulout. An average of 68
non-pups and 7 pups were observed annually during this time at Alaid
Island Major Haulout, which is 5 nmi northwest of the project site. The
construction site itself does not overlap with critical habitat.
The project is also not expected to have significant adverse
effects on affected marine mammals' habitats. The project activities
would not modify existing marine mammal habitat for a significant
amount of time. The activities may cause some fish to leave the area of
disturbance, thus temporarily impacting marine mammals' foraging
opportunities in a limited portion of the foraging range. We do not
expect pile driving activities to have significant consequences to
marine invertebrate populations. Given the short duration of the
activities and the relatively small area of the habitat that may be
affected, the impacts to marine mammal habitat, including fish and
invertebrates, are not expected to cause significant or long-term
negative consequences.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect any of the species
or stocks through effects on annual rates of recruitment or survival:
No serious injury or mortality is anticipated or
authorized;
No Level A harassment of six species is proposed;
Level A harassment takes of six species proposed for
authorization are expected to be of a small degree;
While impacts would occur within areas that are important
for feeding for sperm whale, because of the small footprint of the
activity relative to the area of these important use areas, we do not
expect impacts to the reproduction and survival of any individuals;
Effects on species that serve as prey for marine mammals
from the activities are expected to be short-term and, therefore, any
associated impacts on marine mammal feeding are not expected to result
in significant or long-term consequences for individuals, or to accrue
to adverse impacts on their populations;
The lack of anticipated significant or long-term negative
effects to marine mammal habitat; and
The efficacy of the mitigation measures in reducing the
effects of the specified activities on all species and stocks.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted previously, only take of small numbers of marine mammals
may be authorized under sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. When the predicted number of
individuals to be taken is fewer than one-third of the species or stock
abundance, the take is considered to be of small numbers. Additionally,
other qualitative factors may be considered in the analysis, such as
the temporal or spatial scale of the activities.
The instances of take NMFS proposes to authorize are below one-
third of the estimated stock abundance for all stocks (table 8). The
number of animals that we expect to authorize to be taken from these
stocks would be considered small relative to the relevant stocks'
abundances even if each estimated taking occurred to a new individual,
which is an unlikely scenario.
The best available abundance estimate for fin whale is not
considered representative of the entire stock as surveys were limited
to a small portion of the stock's range, but there are known to be over
2,500 fin whales in the northeast Pacific stock (Muto et al., 2021). As
such, the 18 takes by Level B harassment and 3 takes by Level A
harassment proposed for authorization, compared to the abundance
estimate, shows that less than 1 percent of the stock would be expected
to be impacted.
The most recent abundance estimate for the Mexico-North Pacific
stock of humpback whale is likely unreliable as it is more than 8 years
old. The most relevant estimate of this stock's abundance in the Bering
Sea and Aleutian Islands is 918 humpback whales (Wade, 2021), so the 9
proposed takes by Level B harassment and 2 proposed takes by Level A
harassment, is small relative to the estimated abundance (1.2 percent),
even if each proposed take occurred to a new individual.
A lack of an accepted stock abundance value for the Alaska stock of
minke whale did not allow for the calculation of an expected percentage
of the population that would be affected. The most relevant estimate of
partial stock abundance is 1,233 minke whales in coastal waters of the
Alaska Peninsula and Aleutian Islands (Zerbini et al., 2006), so the 5
proposed takes by Level B harassment, and 3 proposed takes by Level A
harassment, compared to the abundance estimate, shows that less than 1
percent of the stock would be expected to be impacted.
The most recent abundance estimate for sperm whale in the North
Pacific is likely unreliable as it is more than 8 years old and was
derived from data collected in a small area that may not have included
females and juveniles, and did not account for animals missed on the
trackline. The minimum population estimate for this stock is 244 sperm
whales, so the 40 proposed takes by Level B harassment is small
relative to the estimated survey abundance, even if each proposed take
occurred to a new individual.
There is no abundance information available for any Alaskan stock
of beaked whale. However, the take numbers are sufficiently small (8
and 10 takes by Level B harassment for Stejneger's beaked whale and
Baird's beaked whale, respectively) that we can safely assume that they
are small relative to any reasonable assumption of likely population
abundance for these stocks. For reference, current abundance estimates
for other beaked whale stocks in the Pacific include 1,363 Baird's
beaked whales (California, Oregon/Washington stock), 3,044 Mesoplodont
beaked whales (CA/OR/WA stock),
[[Page 74477]]
5,454 Cuvier's beaked whales (CA/OR/WA stock), 564 Blainville's beaked
whales (Hawai'i Pelagic stock), 2,550 Longman's beaked whales
(Hawai[revaps]i stock), and 3,180 Cuvier's beaked whales (Hawai'i
Pelagic stock).
The Alaska stock of Dall's porpoise has no official NMFS abundance
estimate for this area, as the most recent estimate is greater than 8
years old. The most recent estimate was 13,110 animals for just a
portion of the stock's range. Therefore, the 26 takes by Level B
harassment and 13 takes by Level A harassment of this stock proposed
for authorization, compared to the abundance estimate, shows that less
than 1 percent of the stock would be expected to be impacted.
For the Bering Sea stock of harbor porpoise, the most reliable
abundance estimate is 5,713, a corrected estimate from a 2008 survey.
However, this survey covered only a small portion of the stock's range,
and therefore, is considered to be an underestimate for the entire
stock (Muto et al., 2022). Given the proposed 10 takes by Level B
harassment for the stock, and 5 takes by Level A harassment for the
stock, compared to the abundance estimate, which is only a portion of
the Bering Sea Stock, shows that, at most, less than 1 percent of the
stock would be expected to be impacted.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals would be taken relative to the population
size of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
In order to issue an IHA, NMFS must find that the specified
activity will not have an ``unmitigable adverse impact'' on the
subsistence uses of the affected marine mammal species or stocks by
Alaskan Natives. NMFS has defined ``unmitigable adverse impact'' in 50
CFR 216.103 as an impact resulting from the specified activity: (1)
that is likely to reduce the availability of the species to a level
insufficient for a harvest to meet subsistence needs by, (i) causing
the marine mammals to abandon or avoid hunting areas, (ii) directly
displacing subsistence users, or (iii) placing physical barriers
between the marine mammals and the subsistence hunters; and (2) that
cannot be sufficiently mitigated by other measures to increase the
availability of marine mammals to allow subsistence needs to be met.
No subsistence hunting occurs on Shemya Island, which is a USAF Air
Station; Access to the island is only provided by military aircraft and
USAF-contracted charter planes for crews and workers. The nearest
community that engages in subsistence hunting is located on Adak,
Alaska which is 640 km (399 mi) to the east. Historically, an Alaska
Native community on Attu, 60 km (37 mi) to the west, hunted for
subsistence, but that community was destroyed during WWII and the
residents that survived internment did not return to the island.
Based on the description of the specified activity, NMFS has
preliminarily determined that there will not be an unmitigable adverse
impact on subsistence uses from USAF's proposed activities.
Endangered Species Act
Section 7(a)(2) of the ESA (16 U.S.C. 1531 et seq.) requires that
each Federal agency insure that any action it authorizes, funds, or
carries out is not likely to jeopardize the continued existence of any
endangered or threatened species or result in the destruction or
adverse modification of designated critical habitat. To ensure ESA
compliance for the issuance of IHAs, NMFS consults internally whenever
we propose to authorize take for endangered or threatened species, in
this case with the Alaska Regional Office.
NMFS is proposing to authorize take of western DPS Steller sea
lion, fin whale (northeast Pacific), and humpback whale (Mexico--North
Pacific and western North Pacific), and sperm whale (North Pacific)
which are listed under the ESA. The Permits and Conservation Division
has requested initiation of section 7 consultation with the Alaska
Regional Office for the issuance of this IHA. NMFS will conclude the
ESA consultation prior to reaching a determination regarding the
proposed issuance of the authorization.
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to USAF for conducting the EAS Fuel Pier Replacement
project in Alcan Harbor on Shemya Island, Alaska during April through
October 2024, provided the previously mentioned mitigation, monitoring,
and reporting requirements are incorporated. A draft of the proposed
IHA can be found at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this notice of proposed IHA for the proposed
construction project. We also request comment on the potential renewal
of this proposed IHA as described in the paragraph below. Please
include with your comments any supporting data or literature citations
to help inform decisions on the request for this IHA or a subsequent
renewal IHA.
On a case-by-case basis, NMFS may issue a one-time, 1-year renewal
IHA following notice to the public providing an additional 15 days for
public comments when (1) up to another year of identical or nearly
identical activities as described in the Description of Proposed
Activity section of this notice is planned or (2) the activities as
described in the Description of Proposed Activity section of this
notice would not be completed by the time the IHA expires and a renewal
would allow for completion of the activities beyond that described in
the Dates and Duration section of this notice, provided all of the
following conditions are met:
A request for renewal is received no later than 60 days
prior to the needed renewal IHA effective date (recognizing that the
renewal IHA expiration date cannot extend beyond 1 year from expiration
of the initial IHA).
The request for renewal must include the following:
(1) An explanation that the activities to be conducted under the
requested renewal IHA are identical to the activities analyzed under
the initial IHA, are a subset of the activities, or include changes so
minor (e.g., reduction in pile size) that the changes do not affect the
previous analyses, mitigation and monitoring requirements, or take
estimates (with the exception of reducing the type or amount of take);
and,
(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized.
Upon review of the request for renewal, the status of the affected
species or stocks, and any other pertinent information, NMFS determines
that there are no more than minor changes in the activities, the
mitigation and monitoring measures will remain the same and
appropriate, and the findings in the initial IHA remain valid.
[[Page 74478]]
Dated: October 25, 2023.
Catherine Marzin,
Acting Director, Office of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2023-23970 Filed 10-30-23; 8:45 am]
BILLING CODE 3510-22-P