Snapper-Grouper Fishery of the South Atlantic Region; Golden Crab Fishery of the South Atlantic Region; Dolphin and Wahoo Fishery of the Atlantic; Acceptable Biological Catch Control Rules, 67721-67726 [2023-21738]
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Federal Register / Vol. 88, No. 189 / Monday, October 2, 2023 / Proposed Rules
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 622
[Docket No. 230919–0226]
RIN 0648–BL98
Snapper-Grouper Fishery of the South
Atlantic Region; Golden Crab Fishery
of the South Atlantic Region; Dolphin
and Wahoo Fishery of the Atlantic;
Acceptable Biological Catch Control
Rules
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
NMFS proposes regulations to
implement amendments to the Fishery
Management Plans (FMPs) for the
Snapper-Grouper Fishery of the South
Atlantic Region (Snapper-Grouper
FMP), the Golden Crab Fishery of the
South Atlantic Region (Golden Crab
FMP), and the Dolphin and Wahoo
Fishery of the Atlantic (Dolphin and
Wahoo FMP), referenced here as the
Acceptable Biological Catch (ABC)
Control Rule Amendments. If
implemented, this proposed rule would
modify the ABC control rules, allow the
phase-in of ABC changes, allow some
carry-over of an unharvested portion of
the annual catch limit (ACL) to the
following fishing year, and modify the
FMP framework procedures to
implement carry-overs of ACLs when
appropriate. The purpose of this
proposed rule is to ensure catch level
recommendations are based on the best
scientific information available, prevent
overfishing while achieving optimum
yield (OY), and increase flexibility in
setting catch limits. NMFS also
proposes an administrative clarification
to existing regulations for the SnapperGrouper FMP framework procedure.
DATES: Written comments must be
received no later than November 1,
2023.
ADDRESSES: You may submit comments
on the proposed rule, identified by
‘‘NOAA–NMFS–2023–0067,’’ by either
of the following methods:
• Electronic Submission: Submit all
electronic public comments via the
Federal e-Rulemaking Portal. Go to
https://www.regulations.gov and enter
‘‘NOAA–NMFS–2023–0067’’ in the
Search box. Click the ‘‘Comment’’ icon,
complete the required fields, and enter
or attach your comments.
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SUMMARY:
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• Mail: Submit all written comments
to Nikhil Mehta, NMFS Southeast
Regional Office, 263 13th Avenue
South, St. Petersburg, FL 33701.
Instructions: Comments sent by any
other method, to any other address or
individual, or received after the end of
the comment period may not be
considered by NMFS. All comments
received are a part of the public record
and will generally be posted for public
viewing on www.regulations.gov
without change. All personal identifying
information (for example, name and
address), confidential business
information, or otherwise sensitive
information submitted voluntarily by
the sender will be publicly accessible.
NMFS will accept anonymous
comments—enter ‘‘N/A’’ in the required
fields if you wish to remain anonymous.
An electronic copy of the ABC
Control Rule Amendments, which
includes an environmental assessment,
a fishery impact statement, and a
regulatory impact review, may be
obtained from the NMFS Southeast
Regional Office website at https://
www.fisheries.noaa.gov/action/
comprehensive-acceptable-biologicalcatch-abc-control-rule-amendmentrevisions-abc-control.
FOR FURTHER INFORMATION CONTACT:
Nikhil Mehta, telephone: 727–824–
5305, or email: nikhil.mehta@noaa.gov.
SUPPLEMENTARY INFORMATION: The South
Atlantic snapper-grouper and golden
crab fisheries are managed under the
Snapper-Grouper FMP and Golden Crab
FMP, respectively. The dolphin and
wahoo fishery of the Atlantic is
managed under the Dolphin and Wahoo
FMP. These three FMPs were prepared
by the South Atlantic Fishery
Management Council (Council) and are
implemented by NMFS through
regulations at 50 CFR part 622 under the
authority of the Magnuson-Stevens
Fishery Conservation and Management
Act (Magnuson-Stevens Act). The
Council has developed, and submitted
to NMFS for review and approval, the
Comprehensive Acceptable Biological
Catch Control Rule Amendment:
Revisions to the Acceptable Biological
Catch Control Rules and Specifications
for Carry-Overs and Phase-Ins. The
Council document is composed of
Amendment 45 to the Snapper-Grouper
FMP, Amendment 11 to the Golden
Crab FMP, and Amendment 11 to the
Dolphin and Wahoo FMP.
Background
The Council and NMFS manage
snapper-grouper species and golden
crab in Federal waters from North
Carolina south to the Florida Keys. The
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dolphin and wahoo fishery is managed
in Federal waters from Maine south to
the Florida Keys.
The Council’s Scientific and
Statistical Committee (SSC) developed
an ABC control rule in 2008, using
uncertainty and risk traits to determine
the acceptable risk of overfishing. The
ABC control rule is the method by
which the ABC for a stock is set, ideally
based on an overfishing limit (OFL)
from a stock assessment but at times
established using more data-limited
methodologies. The acceptable risk of
overfishing is denoted as P-Star (P*) and
is applied through assessment
projections to develop the SSC’s ABC
recommendation. During development
of the Comprehensive ACL Amendment
by the Council, the SSC recommended
adding additional levels of specificity to
the ABC control rules to better address
unassessed and data-limited stocks. The
Comprehensive ACL Amendment
included the ABC control rules for the
Snapper-Grouper, Golden Crab, and
Dolphin and Wahoo FMPs in 2012 (77
FR 15916, March 16, 2012). In 2015, the
ABC control rule for the SnapperGrouper FMP was revised by adding the
Only Reliable Catch Stocks (ORCS)
approach for applicable snappergrouper stocks in Amendment 29 to the
Snapper-Grouper FMP (80 FR 30947,
June 1, 2015). The ORCS approach was
recommended by the Council’s SSC for
calculating ABC values for unassessed
stocks when only reliable catch
information is available, and was
determined to be based on the best
scientific information available.
In October 2016, NMFS published a
final rule to revise the guidelines for
National Standard 1 (NS1) of the
Magnuson-Stevens Act (81 FR 71858,
October 18, 2016). NS1 states that
fishery conservation and management
measures shall prevent overfishing
while achieving, on a continuing basis,
the optimum yield from each fishery for
the United States fishing industry. One
of the objectives of the 2016 NS1
revisions was to provide additional
flexibility within current statutory
limits to address fishery management
issues. For example, the revised NS1
guidelines allow for changes in catch
limits to be phased in over time and is
also described as ‘‘phase-in’’ in the ABC
Control Rule Amendments and this
proposed rule. The revised guidelines
also allow for some of the unused
portion of an ACL to be carried over
from 1 fishing year to the next, which
is also described as ‘‘carry-over’’ in this
proposed rule. Fishery management
councils, NMFS regions, and
stakeholders have expressed
considerable interest in using the phase-
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in and carry-over provisions in ABC
control rules. In 2020, recommendations
and best practices for how to develop
and apply these provisions were
provided in a NOAA Technical
Memorandum (NMFS–F/SPO–203, July
2020). The goals of the technical memo
were to: (1) provide examples of how
carry-over and phase-in provisions have
been implemented in fisheries so that
we can learn from past experiences; (2)
describe some possible approaches to
design and implement carry-over and
phase-in provisions; and (3) identify
characteristics of fish stocks, fisheries,
and management approaches that may
impact the benefits and risks of
applying carry-over and phase-in
provisions. If implemented by NMFS,
this proposed rule would incorporate
carry-over and phase-in provisions by
modifying the existing ABC control
rules for the Snapper-Grouper, Golden
Crab, and Dolphin and Wahoo FMPs by
clarifying the incorporation of scientific
uncertainty and management risk,
modifying the approach used to
determine the acceptable risk of
overfishing, and prioritizing the use of
stock rebuilding plans for overfished
stocks.
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Management Measure Contained in
This Proposed Rule
Modify Framework Procedures
The ABC Control Rule Amendments
and this proposed rule would modify
the framework procedures in the
Snapper-Grouper, Golden Crab, and
Dolphin and Wahoo FMPs to allow for
the future transfer, if pre-qualifying
criteria are met, of an unharvested
portion of a stock, total, or sectorspecific ACL to the following fishing
year (details are described in the Allow
Carry-Over of Unharvested Portion of
ACLs section of this proposed rule).
The current framework procedure for
the Snapper-Grouper FMP in the
regulations at 50 CFR 622.194 was
implemented by Amendment 29 to the
FMP in 2015. The current framework
procedure allows for changes via
rulemaking to: biomass levels, agestructured analyses, target dates for
rebuilding overfished species,
maximum sustainable yield (MSY) (or
proxy), OY, ABC, total allowable catch
(TAC), quotas (including a quota of
zero), ACLs, annual catch targets
(ACTs), accountability measures (AMs),
maximum fishing mortality threshold
(MFMT), minimum stock size threshold
(MSST), trip limits, bag limits, size
limits, gear restrictions (ranging from
regulation to complete prohibition),
seasonal or area closures, fishing year,
rebuilding plans, definitions of essential
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fish habitat (EFH), EFH, EFH habitat
areas of particular concern (HAPCs), or
coral HAPCs, restrictions on gear and
fishing activities applicable in EFH and
EFH HAPCs, and establish or modify
spawning special management zones
(SMZs).
The current framework procedure for
the Golden Crab FMP in the regulations
at 50 CFR 622.252 was implemented by
the final rule for the original Golden
Crab FMP in 1996 (61 FR 43952, August
27, 1996). The current framework
procedure allows for changes via
rulemaking to: biomass levels, agestructured analyses, MSY, ABC, TAC,
quotas (including quotas equal to zero),
trip limits, minimum sizes, gear
regulations and restrictions, permit
requirements, seasonal or area closures,
sub-zones and their management
measures, time frame for recovery of
golden crab if overfished, fishing year
(adjustment not to exceed 2 months),
observer requirements, authority for the
NMFS Regional Administrator (RA) to
close the fishery when a quota is
reached or is projected to be reached,
definitions of EFH, EFH HAPCs, or
Coral HAPCs.
The current framework procedure for
the Dolphin and Wahoo FMP in the
regulations at 50 CFR 622.194 was
implemented by Amendment 5 to the
Dolphin and Wahoo FMP in 2014 (79
FR 32878, June 9, 2014). The current
framework procedure allows for changes
via rulemaking to: biomass levels, agestructured analyses, target dates for
rebuilding overfished species, MSY (or
proxy), OY, ABC, TAC, quotas
(including a quota of zero), ACLs, ACTs,
AMs, MFMT, MSST, trip limits, bag
limits, size limits, gear restrictions
(ranging from regulation to complete
prohibition), seasonal or area closures,
fishing year, rebuilding plans,
definitions of EFH, EFH HAPCs, or
Coral HAPCs, restrictions on gear and
fishing activities applicable in EFH and
EFH HAPCs, and establish or modify
spawning SMZs.
The existing framework procedures
for the three FMPs in this proposed rule
already enable the Council to ask the
SSC to consider recommending a
temporary, higher ABC. However, the
existing approach is not efficient for
changes to catch levels and would likely
not allow the Council and NMFS to
develop and implement changes to
catch levels, given the timing of Council
and SSC meetings, the time required to
develop a framework action, and the
time needed for NMFS to implement
changes to catch levels within a fishing
year based on landings from the
previous year.
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If NMFS implements this proposed
rule, the potential for carry-over of an
ACL would not be immediate. Before
NMFS could implement an ACL carryover, NMFS would have to implement
this proposed rule. Then, other
preceding steps by the Council, SSC,
and NMFS must occur.
A future stock assessment must
determine if carry-over is possible for
that species and specify the appropriate
catch level. Then, the SSC would
determine and recommend an ABC to
the Council and the Council would
develop an FMP amendment or
framework action for the species with
the option of ACL carry-over. If the
required rulemaking for a catch level
change that would follow was
implemented by NMFS, then that
species would be eligible for future
carry-over through a subsequent
abbreviated framework action under the
abbreviated framework procedures
described in this proposed rule. To
support potential carry-over
justification, a Term of Reference,
would be added to each future stock
assessment to project the maximum
amount of landings beyond the ABC
that could be carried over in 1 year
while not resulting in overfishing, or in
the stock becoming overfished, within
the projection period.
When the Council develops a
subsequent fishery management action
in response to a stock assessment to
specify or revise an ABC and ACL for
a stock or sector, the Council would
determine whether carry-over would be
authorized if annual conditions cause a
stock ACL or sector ACL to qualify for
carry-over. In doing so, the Council
would consider the potential need for,
and benefits of, carry-over for a stock
that could become eligible according to
criteria specified in the ABC control
rule. The Council would also consider
the duration of time when the specified
ABC and ACL are effective. An FMP
amendment or framework action that
specifies carry-over for a stock or sector
would include analysis of the relevant
biological, economic, and social
information necessary to meet the
criteria and guidance of the ABC control
rule.
Following the conclusion of each
fishing year, Council staff would notify
the Council if any stocks and sectors for
which carry-over is approved qualify
based on the previous year’s landings,
and may necessitate using preliminary
landings estimates from the previous
year if those landings data are not yet
finalized. If a stock or sector qualifies
for carry-over according to
specifications of the ABC and annual
landings meet criteria specified in the
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ABC control rule, NMFS would
implement carry-over of eligible
landings from the previous year via a
temporary rule published in the Federal
Register through the existing FMP
framework procedure and rulemaking
process.
The proposed carry-over procedure
for eligible fish stocks or fishery sectors
generally would not require additional
advisory panel (AP) input or SSC
recommendation, because input
relevant to an ABC being approved with
potential for carry-over would be part of
the prior development process for the
FMP amendment or framework in
which the ABC and ACL for a stock or
sector are already specified. Application
of the carry-over procedure is expected
to be routine and formulaic.
The NMFS RA would review any
Council recommendations for carry-over
and supporting information. If the RA
concurs that the Council’s
recommendations are consistent with
the objectives of the applicable FMP, the
Magnuson-Stevens Act, and all other
applicable law, the RA would be
authorized to implement the Council’s
proposed action through publication of
appropriate notification in the Federal
Register.
If the Council chooses to deviate from
the criteria and guidance of the
proposed ABC control rules, this
abbreviated process would not apply.
Further details of the proposed
process can be found in section 2.4.1
and Appendix J of the ABC Control Rule
Amendments. An example of the carryover can be found in Appendix H of the
ABC Control Rule Amendments.
The proposed process would allow
carry-overs to occur in a more timely
manner than that of an FMP amendment
or framework action. A faster process is
necessary due to the year-to-year nature
of carry-overs. Under-harvest of an ACL
may only be carried over in the
immediate next year. Therefore,
defining a stock’s eligibility and the
amount of ACL being carried over must
occur quickly enough such that the
fishery has time to harvest the carried
over amount within the fishing year
following a year of under-harvest. The
proposed process also provides the
Council discretion in determining
whether carry-over should be applied to
a potentially eligible stock when setting
the ABC and ACL.
It is important to note that this
proposed rule would not change current
ABCs or ACLs for any species managed
under the FMPs affected by the ABC
Control Rule Amendments.
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Management Measures in the ABC
Control Rule Amendments Not Codified
by This Proposed Rule
In addition to the measures within
this proposed rule, the ABC Control
Rule Amendments would modify the
ABC control rules, allow the phasing in
of ABC changes, and allow carry-over of
unharvested portion of the ACL, for
Snapper-Grouper, Golden Crab, and
Dolphin and Wahoo FMPs.
Modify the ABC Control Rules
As discussed above, the current ABC
control rule for the Snapper-Grouper
FMP was revised by Amendment 29,
and the Comprehensive ACL
Amendment implemented the ABC
control rules for the Golden Crab, and
Dolphin and Wahoo FMPs in 2012. For
assessed species, the current ABC
control rules classify assessments
according to level 1. Level 1 has tier
classifications that determine the P* by
reducing from an initial value of 50
percent according to uncertainty of
assessment results and stock
vulnerability (risk tolerance). ABC is
determined through projections of
assessment information using the
accepted probability of overfishing. For
unassessed species, ABC is determined
by levels 2 through 5, applying one of
the following data-limited methods, as
data allow (listed from highest to lowest
priority): Depletion-Based Stock
Reduction Analysis, DepletionCorrected Average Catch, Only Reliable
Catch Stocks (only included in the
Snapper-Grouper FMP as level 5), and a
decision tree based on species catch
history. Determination of ABC for
overfished stocks undergoing rebuilding
is not specified. Details on the control
rule levels, tiers, and classifications are
described in Table 2.1.1.1 of the ABC
Control Rule Amendments. In summary,
level 1 is assigned to assessed stocks
and levels 1 through 4 are assigned to
unassessed stocks for the Golden Crab,
and Dolphin and Wahoo FMPs. Level 5
is assigned to the applicable unassessed
stocks in the Snapper-Grouper FMP.
Level 1 has tiers that further
quantitative classification and
methodology to calculate the ABC based
on life-history, catch history, scientific
uncertainty, stock status, and
productivity and susceptibility analysis
(PSA).
The proposed rule would modify the
ABC control rules for the SnapperGrouper, Golden Crab, and Dolphin and
Wahoo FMPs by categorizing stocks
based on the available information,
scientific uncertainty evaluation, and
incorporation of the Council’s risk
tolerance policy through an accepted
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P*. The Council would specify the P*
based on relative stock biomass and a
stock risk rating. When possible, the
SSC would determine the OFL and
characterize its uncertainty based
primarily on the stock assessment and
secondarily on the SSC’s expert
opinion. The OFL and its uncertainty
would then be used to derive and
recommend the ABC, based on the risk
tolerance specified by the Council. The
detailed step-by-step procedure
detailing how the ABC is derived for
assessed stocks can be found in section
2.1.1 of the ABC Control Rule
Amendments. ABC for unassessed
stocks would be recommended by the
SSC based on applicable data-limited
methods. Unassessed stocks would be
assigned the moderate biomass level
unless there is a recommendation from
the SSC that justifies assignment of a
different level. For overfished stocks,
the Council would specify a stock
rebuilding plan, considering
recommendations from the SSC, and the
AP of the respective FMP. The ABC
enacted while the rebuilding plan is in
effect would be based on
recommendations from the Council’s
SSC. The probability of success for
rebuilding plans (1 minus P*) would be
at least 50 percent. Control rule
categories for assessments are described
in detail in Table 2.1.1.2 of the ABC
Control Rule Amendments.
In summary, four categories would
facilitate an ABC determination based
on scientific uncertainty and SSC
guidance. The Council, with advice
from the SSC and AP, would evaluate
management risk for each stock through
a stock risk rating. Stock risk ratings
include information currently used in
the PSA, but also incorporate socioeconomic (for example, potential for
discard losses, annual commercial
value, recreational desirability, etc.) and
environmental attributes (for example,
climate change) (see Appendix E of the
ABC Control Rule Amendments for
more details). These recommendations
would be revisited when new
information becomes available (for
example, a new stock assessment). The
Council would then specify the risk
rating as low, medium, or high risk of
overfishing. A higher risk of overfishing
would indicate that risk tolerance (i.e.,
the accepted probability of overfishing)
should be lower. These stock risk
ratings, along with relative biomass
levels, would be used to determine the
Council’s default risk tolerance for each
stock. Default P* values based on
relative biomass and stock risk rating
are shown in Table 2.1.1.3 of the ABC
Control Rule Amendments. As an
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example, a stock with high biomass and
medium stock risk rating would have a
P* of 45 percent. This would be lower
than the OFL, in accordance with
Magnuson-Stevens Act. The SSC can
recommend the Council reconsider the
stock risk rating. This could happen, for
example, with the emergence of new
scientific studies or new information
discovered through a stock assessment.
The modified ABC control rules
would also allow the Council to deviate,
to a greater or lesser amount, from the
default accepted probability of
overfishing by up to 10 percent for an
individual stock, based on its expert
judgment, new information, or
recommendations by the SSC or other
expert advisors. Accepted probability of
overfishing may not exceed 50 percent.
Using a 50 percent probability of
overfishing implies negligible scientific
uncertainty and sets OFL equal to ABC.
At P* equals 0.50, removals above ABC
caused by deviations in biological
parameters (for example, natural
mortality (M), recruitment) could cause
an overfishing determination and delay
rebuilding plans. Therefore, adjusting
P* above the value recommended by the
SSC would be infrequent and well
justified based on new scientific
understanding and the Council’s risk
tolerance. Additionally, when requested
by the Council, the SSC would
recommend the ABC for up to 5 years
as both a constant value across years
and as individual annual values for the
same period of years. These options
provide more flexibility to both the
Council and SSC in the ABC
determination.
The proposed rule would not change
the current ABC levels for any species
managed under the Snapper-Grouper,
Golden Crab, and Dolphin and Wahoo
FMPs. Modifying the ABC control rules
as proposed would give the SSC the
ability to recommend adjusting or
deriving uncertainty of future
assessment results (ultimately impacting
projections of future catch) if they
determine uncertainty is not adequately
estimated through information used in
the assessment. Evaluation of risk
tolerance would also be improved by
considering factors beyond the current
PSA and expanding the range of
reference points used to describe and
incorporate relative biomass. For
unassessed stocks, the proposed
modifications would expand the
number of methods that could be
considered for estimating OFL and ABC.
The addition of economic factors in the
ABC control rules would allow the
Council to better consider the long-term
economic implications when examining
management risk which could lead to
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better economic outcomes and increase
net economic benefits in a fishery for a
given species. The inclusion of social
factors in the ABC control rules would
allow the Council to directly consider
the importance of a given species to
fishing communities and businesses
when determining risk tolerance and
would have long-term social benefits in
the form of a more appropriate ABC.
Allow the Phase-In of ABC Changes
Currently, the phase-in of ABC
changes is not allowed in the SnapperGrouper, Golden Crab, and Dolphin and
Wahoo FMPs. The proposed rule would
establish criteria specifying when the
phase-in of ABC changes would be
allowed and specify the approach for
the phase-in of ABC changes.
The proposed rule would allow the
phase-in of increases to ABC as
specified by the Council, with advice
from the SSC and AP. Increases to ABC
(assuming the presence of comparable
data between assessments) are generally
indicative of an increase in relative
biomass and improving stock condition.
This allows greater consideration of
ecological, social, and economic effects
of an increased ABC, and increased
flexibility in how that change can be
implemented. Because ABCs during an
increasing phase-in would be less than
those initially recommended by the
SSC, the phase-in period is not limited
(i.e., it can exceed the maximum
timeframe specified for the phase-in
decreases). The Council may specify
ABC to be less than the SSC’s
recommended ABC, but it may not
exceed the SSC’s recommendation.
Phasing in an ABC increase would set
ABC below the SSC’s recommendation.
If the phase-in is included in projections
used to develop the SSC’s ABC
recommendation, there also may be an
increase to the recommended long-term
ABC (i.e., the ABC that persists after the
phase-in is complete). Thus, phasing in
increases to ABC over a longer time
period could result in a greater increase
to long-term ABC, and phasing in
increases over a shorter period could
result in a smaller increase to long-term
ABC.
The proposed rule would allow the
phase-in of decreases to ABC when a
new ABC is less than 80 percent of the
existing ABC, and over a period not to
exceed 3 years, which is the maximum
phase-in period allowed by the NS1
guidelines. The criterion requiring a
minimum threshold of difference
between the current and new ABCs to
be 20 percent defines a significant
enough change to merit phasing in the
change and is more flexible than other
minimum threshold levels considered
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in the ABC Control Rule Amendments.
Phase-ins may be used regardless of the
stock relative biomass. The Council
would consider whether to apply a
phase-in on a case-by-case basis when
specifying a stock ABC through an
amendment after a new ABC has been
recommended by the SSC. A longer
phase-in period provides more
flexibility and allows a more gradual
change from the existing ABC to the
new ABC.
The phase-in of the ABC is an option
the Council can consider to address the
social and economic effects from
management changes. Adopting this
flexibility does not require the Council
to phase in all ABC changes, nor does
adopting one approach prevent the
Council from choosing a more
restrictive schedule of ABC phase-ins
(less than 3 years). When considering
whether to phase in an ABC change, the
Council would compare the risk to the
stock against the expected social and
economic benefits of the alternative
ABC. Management strategy evaluations
may be used to quantify such trade-offs.
The Council would be able to consult
with its scientific and fishery advisors
to help develop a rationale and
implementation plan for phase-ins. The
proposed phase-in of ABC changes is
consistent with the NMFS 2020
guidance and incorporates flexibility as
per the revised NS1 guidelines into the
FMPs for Snapper-Grouper, Golden
Crab, and Dolphin and Wahoo.
Allow Carry-Over of Unharvested
Portion of ACLs
Currently, carry-over of unharvested
portion of ACLs is not allowed in the
Snapper-Grouper, Golden Crab, and
Dolphin and Wahoo FMPs. The
proposed rule would establish criteria
specifying circumstances when an
unharvested portion of the originally
specified sector ACL can be carried over
from 1 year to increase the available
harvest in the immediate next year.
Carry-overs may not be delayed, and
only amounts from the originally
specified sector ACL may be carried
over. Carry-over of the unharvested
portion of a sector ACL would be
allowed if:
(1) The stock status is known;
(2) The stock is neither overfished nor
experiencing overfishing;
(3) An overfishing limit for the stock
is defined;
(4) ABC decreases are not being
phased-in;
(5) There are measures that restrict
annual landings to the ACL; and
(6) The post-season AM that reduces
the ACL in the following year according
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to any landings overages is in place for
that stock and sector.
The proposed rule would also specify
limits on how much of the unharvested
portion of a sector ACL may be carried
over from 1 year to increase the sector
ACL in the next year. The ABC and the
total ACL may be temporarily increased
to allow this carry-over. The temporary
ABC may not exceed the OFL. The
revised total ACL may not exceed the
temporary ABC or the total ACL plus
the carried over amount, whichever is
less. If a stock experiences overfishing,
either as the result of a stock assessment
or as determined by NMFS’ annual
evaluation of landings, that stock would
no longer qualify for carry-over.
Additional conditions to annually
qualify for carry-over can be added on
a stock-by-stock basis. For example, to
prevent overharvest of other species
commonly caught with the target
species (referred to as co-caught species)
during years with a carried-over ACL, a
future FMP amendment specifying an
ABC and ACL with carry-over could
additionally require that the previous
year’s harvest for co-caught species also
be less than or equal to the ACL for
carry-over to occur. When applicable,
the Council would specify whether
fisheries that have split seasons or subsector allocations (such as gear
allocations) should be eligible for interannual carry-over on a case-by-case
basis.
Carry-overs would also be sectorspecific. The Snapper-Grouper and
Dolphin and Wahoo FMPs have both
commercial and recreational sectors
whereas the Golden Crab FMP includes
only a commercial sector. Thus, if only
one sector is carrying over unused ACL,
the carried-over amount would be
allocated only to that sector, subject to
limitations defined above. If more than
one sector is carrying over unused ACL
in the same year, each sector carry-over
amount would be completely allocated
to the sector from which it was derived,
unless the sum of all carry-over amounts
plus the specified total ACL is greater
than the OFL. In this case, the difference
between the temporary revised ABC and
the specified total ACL would be
allocated using sector allocation
percentages specified by the FMP. A
revised sector ACL and revised ABC
would remain in place for a single
fishing year. Following a year that
included carry-over, evaluations of
carry-over amounts for future years
would be based on the ABC and sector
ACLs specified by the FMP rather than
on the temporarily revised values.
The proposed carry-over criteria and
conditions are consistent with the
NMFS 2020 guidance. The proposed
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carry-over criteria and conditions would
also make carry-over applicable to only
a few stocks managed by the Council
under the Snapper-Grouper FMP at the
time this action was developed.
However, allowing carry-over does
fulfill Federal guidance on carry-overs
that requires allowance of this
management tool to be included in an
FMP, and provide additional
management flexibility to better enable
harvest of optimum yield of a healthy
stock.
Proposed Changes to Codified Text Not
in the ABC Control Rule Amendments
NMFS proposes to clarify existing
regulations in 50 CFR 622.194(a) about
the scope of allowable management
changes using the framework procedure
in the Snapper-Grouper FMP.
Specifically, NMFS proposes to clarify
allowable changes via framework to
EFH, EFH HAPCs, and coral HAPCs.
In 2000, NMFS implemented two
final rules that updated the SnapperGrouper FMP framework procedures to
include EFH, EFH HAPCs, and coral
HAPCs that enabled more timely
implementation of subsequent
management measures than is possible
via an FMP amendment (65 FR 37292,
June 14, 2000; 65 FR 51248, August 23,
2000). Since NMFS implemented those
final rules, no other subsequent
rulemaking affected the framework
procedure for EFH, EFH HAPCs, and
coral HAPCs. Specifically, and along
with other actions, the referenced final
rules implemented Council
recommendations to allow for the
establishment of or modifications to
EFH habitat areas of particular concern
(HAPCs) or coral HAPCs via framework
procedure. However, existing
regulations appear more generally.
Further, regulations state both
‘‘definitions of EFH’’ and ‘‘EFH,’’ and
these could be interpreted as
duplicative.
NMFS has determined the allowable
changes via framework action in the
regulations could more clearly describe
the existing parameters for EFH, EFH
HAPCs, and coral HAPCs. Accordingly,
NMFS proposes to revise § 622.194(a)
without changing the Council’s original
management recommendations.
Classification
Pursuant to section 304(b)(1)(A) of the
Magnuson-Stevens Act, the NMFS
Assistant Administrator has determined
that this proposed rule is consistent
with the amendment, the SnapperGrouper, Golden Crab, and Dolphin and
Wahoo FMPs, other provisions of the
Magnuson-Stevens Act, and other
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Fmt 4702
Sfmt 4702
67725
applicable law, subject to further
consideration after public comment.
This proposed rule has been
determined to be not significant for
purposes of Executive Order 12866.
The Magnuson-Stevens Act provides
the legal basis for this proposed rule. No
duplicative, overlapping, or conflicting
Federal rules have been identified. A
description of this proposed rule, why
it is being considered, and the purposes
of this proposed rule are contained in
the SUMMARY and SUPPLEMENTARY
INFORMATION sections of the preamble.
The objectives of this proposed rule are
to ensure catch level recommendations
are based on the best scientific
information available, prevent
overfishing while achieving OY, and
include flexibility in setting catch limits
as allowed by the Magnuson-Stevens
Act and in accordance with NMFS’
guidance on carry-over and phase-in
provisions.
The Chief Counsel for Regulation of
the Department of Commerce has
certified to the Chief Counsel for
Advocacy of the Small Business
Administration that this proposed rule,
if adopted, will not have a significant
economic impact on a substantial
number of small entities. A description
of the factual basis for this
determination follows.
This proposed rule, if implemented,
would revise the ABC control rules and
framework procedures in the SnapperGrouper FMP, Golden Crab FMP, and
Dolphin and Wahoo FMP. Specifically,
this proposed rule would revise the
ABC control rules to better distinguish
the roles of the Council and its SSC in
determining risk and uncertainty
components, include provisions for
phasing in ABC changes, include
provisions for carrying over unharvested
portions of ACLs, and revise framework
procedures to include a procedure for
implementing carry-overs when
allowance of carry-over is specified in
the FMP and the sector meets annual
eligibility requirements. Even though
this proposed rule would alter the
existing regulations to allow for the
possibility for transfer of an unharvested
total or sector-specific ACL to the
following fishing year, it would not
implement any new management
measures. As such, this proposed rule
would not regulate any small entities.
Because this proposed rule, if
implemented, is not expected to directly
regulate any small entities, it is not
expected to affect a substantial number
of small entities. Further, because no
entities are expected to be directly
affected by this proposed rule, the
profits of small entities are also not
expected to change and thus no
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Federal Register / Vol. 88, No. 189 / Monday, October 2, 2023 / Proposed Rules
economic impacts on small entities are
expected.
Because this proposed rule, if
implemented, would not have a
significant economic impact on a
substantial number of small entities, an
initial regulatory flexibility analysis is
not required and none has been
prepared.
This proposed rule contains no
information collection requirements
under the Paperwork Reduction Act of
1995.
List of Subjects in 50 CFR Part 622
Atlantic, Fisheries, Fishing, South
Atlantic.
Dated: September 26, 2023.
Samuel D. Rauch, III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, NMFS proposes to amend 50
CFR part 622 as follows:
PART 622—FISHERIES OF THE
CARIBBEAN, GULF OF MEXICO, AND
SOUTH ATLANTIC
1. The authority citation for part 622
continues to read as follows:
■
Authority: 16 U.S.C. 1801 et seq.
2. In § 622.194, revise paragraph (a) to
read as follows:
■
§ 622.194 Adjustment of management
measures.
*
*
*
*
(a) Biomass levels, age-structured
analyses, target dates for rebuilding
overfished species, maximum
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*
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sustainable yield (or its proxy),
optimum yield, acceptable biological
catch, total allowable catch, quotas
(including a quota of zero), annual catch
limits, annual catch targets,
accountability measures, maximum
fishing mortality threshold, minimum
stock size threshold, trip limits, bag
limits, size limits, gear restrictions
(ranging from regulation to complete
prohibition), seasonal or area closures,
fishing year, rebuilding plans,
definitions of essential fish habitat
(EFH), establishment of or modifications
to EFH habitat areas of particular
concern (HAPCs) or coral HAPCs,
restrictions on gear and fishing activities
applicable in EFH and EFH HAPCs,
establish or modify spawning SMZs,
and allow transfer of the unharvested
total or sector ACL to the following
fishing year.
*
*
*
*
*
■ 3. In § 622.252, revise paragraph (a) to
read as follows:
§ 622.252 Adjustment of management
measures.
*
*
*
*
*
(a) Biomass levels, age-structured
analyses, maximum sustainable yield,
acceptable biological catch, total
allowable catch, quotas (including
quotas equal to zero), trip limits,
minimum sizes, gear regulations and
restrictions, permit requirements,
seasonal or area closures, sub-zones and
their management measures, time frame
for recovery of golden crab if overfished,
fishing year (adjustment not to exceed 2
months), observer requirements,
authority for the Regional Administrator
to close the fishery when a quota is
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Fmt 4702
Sfmt 9990
reached or is projected to be reached,
definitions of essential fish habitat
(EFH), EFH habitat areas of particular
concern (HAPCs), or coral HAPCs, and
allow transfer of the unharvested ACL to
the following fishing year.
*
*
*
*
*
■ 4. In § 622.281, revise paragraph (a) to
read as follows:
§ 622.281 Adjustment of management
measures.
*
*
*
*
*
(a) Biomass levels, age-structured
analyses, maximum sustainable yield,
optimum yield, overfishing limit, total
allowable catch, acceptable biological
catch (ABC), ABC control rule, annual
catch limits, annual catch targets,
accountability measures, trip limits,
minimum sizes, gear regulations and
restrictions, permit requirements,
seasonal or area closures, sub-zones and
their management measures, overfishing
definitions and other status
determination criteria, time frame for
recovery of Atlantic dolphin or wahoo
if overfished, fishing year (adjustment
not to exceed 2 months), authority for
the Regional Administrator to close a
fishery when a quota is reached or is
projected to be reached or reopen a
fishery when additional quota becomes
available, definitions of essential fish
habitat (EFH), EFH habitat areas of
particular concern (HAPCs), or coral
HAPCs, and allow transfer of the
unharvested total or sector ACL to the
following fishing year.
*
*
*
*
*
[FR Doc. 2023–21738 Filed 9–29–23; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 88, Number 189 (Monday, October 2, 2023)]
[Proposed Rules]
[Pages 67721-67726]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-21738]
[[Page 67721]]
=======================================================================
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 622
[Docket No. 230919-0226]
RIN 0648-BL98
Snapper-Grouper Fishery of the South Atlantic Region; Golden Crab
Fishery of the South Atlantic Region; Dolphin and Wahoo Fishery of the
Atlantic; Acceptable Biological Catch Control Rules
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS proposes regulations to implement amendments to the
Fishery Management Plans (FMPs) for the Snapper-Grouper Fishery of the
South Atlantic Region (Snapper-Grouper FMP), the Golden Crab Fishery of
the South Atlantic Region (Golden Crab FMP), and the Dolphin and Wahoo
Fishery of the Atlantic (Dolphin and Wahoo FMP), referenced here as the
Acceptable Biological Catch (ABC) Control Rule Amendments. If
implemented, this proposed rule would modify the ABC control rules,
allow the phase-in of ABC changes, allow some carry-over of an
unharvested portion of the annual catch limit (ACL) to the following
fishing year, and modify the FMP framework procedures to implement
carry-overs of ACLs when appropriate. The purpose of this proposed rule
is to ensure catch level recommendations are based on the best
scientific information available, prevent overfishing while achieving
optimum yield (OY), and increase flexibility in setting catch limits.
NMFS also proposes an administrative clarification to existing
regulations for the Snapper-Grouper FMP framework procedure.
DATES: Written comments must be received no later than November 1,
2023.
ADDRESSES: You may submit comments on the proposed rule, identified by
``NOAA-NMFS-2023-0067,'' by either of the following methods:
Electronic Submission: Submit all electronic public
comments via the Federal e-Rulemaking Portal. Go to https://www.regulations.gov and enter ``NOAA-NMFS-2023-0067'' in the Search
box. Click the ``Comment'' icon, complete the required fields, and
enter or attach your comments.
Mail: Submit all written comments to Nikhil Mehta, NMFS
Southeast Regional Office, 263 13th Avenue South, St. Petersburg, FL
33701.
Instructions: Comments sent by any other method, to any other
address or individual, or received after the end of the comment period
may not be considered by NMFS. All comments received are a part of the
public record and will generally be posted for public viewing on
www.regulations.gov without change. All personal identifying
information (for example, name and address), confidential business
information, or otherwise sensitive information submitted voluntarily
by the sender will be publicly accessible. NMFS will accept anonymous
comments--enter ``N/A'' in the required fields if you wish to remain
anonymous.
An electronic copy of the ABC Control Rule Amendments, which
includes an environmental assessment, a fishery impact statement, and a
regulatory impact review, may be obtained from the NMFS Southeast
Regional Office website at https://www.fisheries.noaa.gov/action/comprehensive-acceptable-biological-catch-abc-control-rule-amendment-revisions-abc-control.
FOR FURTHER INFORMATION CONTACT: Nikhil Mehta, telephone: 727-824-5305,
or email: [email protected].
SUPPLEMENTARY INFORMATION: The South Atlantic snapper-grouper and
golden crab fisheries are managed under the Snapper-Grouper FMP and
Golden Crab FMP, respectively. The dolphin and wahoo fishery of the
Atlantic is managed under the Dolphin and Wahoo FMP. These three FMPs
were prepared by the South Atlantic Fishery Management Council
(Council) and are implemented by NMFS through regulations at 50 CFR
part 622 under the authority of the Magnuson-Stevens Fishery
Conservation and Management Act (Magnuson-Stevens Act). The Council has
developed, and submitted to NMFS for review and approval, the
Comprehensive Acceptable Biological Catch Control Rule Amendment:
Revisions to the Acceptable Biological Catch Control Rules and
Specifications for Carry-Overs and Phase-Ins. The Council document is
composed of Amendment 45 to the Snapper-Grouper FMP, Amendment 11 to
the Golden Crab FMP, and Amendment 11 to the Dolphin and Wahoo FMP.
Background
The Council and NMFS manage snapper-grouper species and golden crab
in Federal waters from North Carolina south to the Florida Keys. The
dolphin and wahoo fishery is managed in Federal waters from Maine south
to the Florida Keys.
The Council's Scientific and Statistical Committee (SSC) developed
an ABC control rule in 2008, using uncertainty and risk traits to
determine the acceptable risk of overfishing. The ABC control rule is
the method by which the ABC for a stock is set, ideally based on an
overfishing limit (OFL) from a stock assessment but at times
established using more data-limited methodologies. The acceptable risk
of overfishing is denoted as P-Star (P*) and is applied through
assessment projections to develop the SSC's ABC recommendation. During
development of the Comprehensive ACL Amendment by the Council, the SSC
recommended adding additional levels of specificity to the ABC control
rules to better address unassessed and data-limited stocks. The
Comprehensive ACL Amendment included the ABC control rules for the
Snapper-Grouper, Golden Crab, and Dolphin and Wahoo FMPs in 2012 (77 FR
15916, March 16, 2012). In 2015, the ABC control rule for the Snapper-
Grouper FMP was revised by adding the Only Reliable Catch Stocks (ORCS)
approach for applicable snapper-grouper stocks in Amendment 29 to the
Snapper-Grouper FMP (80 FR 30947, June 1, 2015). The ORCS approach was
recommended by the Council's SSC for calculating ABC values for
unassessed stocks when only reliable catch information is available,
and was determined to be based on the best scientific information
available.
In October 2016, NMFS published a final rule to revise the
guidelines for National Standard 1 (NS1) of the Magnuson-Stevens Act
(81 FR 71858, October 18, 2016). NS1 states that fishery conservation
and management measures shall prevent overfishing while achieving, on a
continuing basis, the optimum yield from each fishery for the United
States fishing industry. One of the objectives of the 2016 NS1
revisions was to provide additional flexibility within current
statutory limits to address fishery management issues. For example, the
revised NS1 guidelines allow for changes in catch limits to be phased
in over time and is also described as ``phase-in'' in the ABC Control
Rule Amendments and this proposed rule. The revised guidelines also
allow for some of the unused portion of an ACL to be carried over from
1 fishing year to the next, which is also described as ``carry-over''
in this proposed rule. Fishery management councils, NMFS regions, and
stakeholders have expressed considerable interest in using the phase-
[[Page 67722]]
in and carry-over provisions in ABC control rules. In 2020,
recommendations and best practices for how to develop and apply these
provisions were provided in a NOAA Technical Memorandum (NMFS-F/SPO-
203, July 2020). The goals of the technical memo were to: (1) provide
examples of how carry-over and phase-in provisions have been
implemented in fisheries so that we can learn from past experiences;
(2) describe some possible approaches to design and implement carry-
over and phase-in provisions; and (3) identify characteristics of fish
stocks, fisheries, and management approaches that may impact the
benefits and risks of applying carry-over and phase-in provisions. If
implemented by NMFS, this proposed rule would incorporate carry-over
and phase-in provisions by modifying the existing ABC control rules for
the Snapper-Grouper, Golden Crab, and Dolphin and Wahoo FMPs by
clarifying the incorporation of scientific uncertainty and management
risk, modifying the approach used to determine the acceptable risk of
overfishing, and prioritizing the use of stock rebuilding plans for
overfished stocks.
Management Measure Contained in This Proposed Rule
Modify Framework Procedures
The ABC Control Rule Amendments and this proposed rule would modify
the framework procedures in the Snapper-Grouper, Golden Crab, and
Dolphin and Wahoo FMPs to allow for the future transfer, if pre-
qualifying criteria are met, of an unharvested portion of a stock,
total, or sector-specific ACL to the following fishing year (details
are described in the Allow Carry-Over of Unharvested Portion of ACLs
section of this proposed rule).
The current framework procedure for the Snapper-Grouper FMP in the
regulations at 50 CFR 622.194 was implemented by Amendment 29 to the
FMP in 2015. The current framework procedure allows for changes via
rulemaking to: biomass levels, age-structured analyses, target dates
for rebuilding overfished species, maximum sustainable yield (MSY) (or
proxy), OY, ABC, total allowable catch (TAC), quotas (including a quota
of zero), ACLs, annual catch targets (ACTs), accountability measures
(AMs), maximum fishing mortality threshold (MFMT), minimum stock size
threshold (MSST), trip limits, bag limits, size limits, gear
restrictions (ranging from regulation to complete prohibition),
seasonal or area closures, fishing year, rebuilding plans, definitions
of essential fish habitat (EFH), EFH, EFH habitat areas of particular
concern (HAPCs), or coral HAPCs, restrictions on gear and fishing
activities applicable in EFH and EFH HAPCs, and establish or modify
spawning special management zones (SMZs).
The current framework procedure for the Golden Crab FMP in the
regulations at 50 CFR 622.252 was implemented by the final rule for the
original Golden Crab FMP in 1996 (61 FR 43952, August 27, 1996). The
current framework procedure allows for changes via rulemaking to:
biomass levels, age-structured analyses, MSY, ABC, TAC, quotas
(including quotas equal to zero), trip limits, minimum sizes, gear
regulations and restrictions, permit requirements, seasonal or area
closures, sub-zones and their management measures, time frame for
recovery of golden crab if overfished, fishing year (adjustment not to
exceed 2 months), observer requirements, authority for the NMFS
Regional Administrator (RA) to close the fishery when a quota is
reached or is projected to be reached, definitions of EFH, EFH HAPCs,
or Coral HAPCs.
The current framework procedure for the Dolphin and Wahoo FMP in
the regulations at 50 CFR 622.194 was implemented by Amendment 5 to the
Dolphin and Wahoo FMP in 2014 (79 FR 32878, June 9, 2014). The current
framework procedure allows for changes via rulemaking to: biomass
levels, age-structured analyses, target dates for rebuilding overfished
species, MSY (or proxy), OY, ABC, TAC, quotas (including a quota of
zero), ACLs, ACTs, AMs, MFMT, MSST, trip limits, bag limits, size
limits, gear restrictions (ranging from regulation to complete
prohibition), seasonal or area closures, fishing year, rebuilding
plans, definitions of EFH, EFH HAPCs, or Coral HAPCs, restrictions on
gear and fishing activities applicable in EFH and EFH HAPCs, and
establish or modify spawning SMZs.
The existing framework procedures for the three FMPs in this
proposed rule already enable the Council to ask the SSC to consider
recommending a temporary, higher ABC. However, the existing approach is
not efficient for changes to catch levels and would likely not allow
the Council and NMFS to develop and implement changes to catch levels,
given the timing of Council and SSC meetings, the time required to
develop a framework action, and the time needed for NMFS to implement
changes to catch levels within a fishing year based on landings from
the previous year.
If NMFS implements this proposed rule, the potential for carry-over
of an ACL would not be immediate. Before NMFS could implement an ACL
carry-over, NMFS would have to implement this proposed rule. Then,
other preceding steps by the Council, SSC, and NMFS must occur.
A future stock assessment must determine if carry-over is possible
for that species and specify the appropriate catch level. Then, the SSC
would determine and recommend an ABC to the Council and the Council
would develop an FMP amendment or framework action for the species with
the option of ACL carry-over. If the required rulemaking for a catch
level change that would follow was implemented by NMFS, then that
species would be eligible for future carry-over through a subsequent
abbreviated framework action under the abbreviated framework procedures
described in this proposed rule. To support potential carry-over
justification, a Term of Reference, would be added to each future stock
assessment to project the maximum amount of landings beyond the ABC
that could be carried over in 1 year while not resulting in
overfishing, or in the stock becoming overfished, within the projection
period.
When the Council develops a subsequent fishery management action in
response to a stock assessment to specify or revise an ABC and ACL for
a stock or sector, the Council would determine whether carry-over would
be authorized if annual conditions cause a stock ACL or sector ACL to
qualify for carry-over. In doing so, the Council would consider the
potential need for, and benefits of, carry-over for a stock that could
become eligible according to criteria specified in the ABC control
rule. The Council would also consider the duration of time when the
specified ABC and ACL are effective. An FMP amendment or framework
action that specifies carry-over for a stock or sector would include
analysis of the relevant biological, economic, and social information
necessary to meet the criteria and guidance of the ABC control rule.
Following the conclusion of each fishing year, Council staff would
notify the Council if any stocks and sectors for which carry-over is
approved qualify based on the previous year's landings, and may
necessitate using preliminary landings estimates from the previous year
if those landings data are not yet finalized. If a stock or sector
qualifies for carry-over according to specifications of the ABC and
annual landings meet criteria specified in the
[[Page 67723]]
ABC control rule, NMFS would implement carry-over of eligible landings
from the previous year via a temporary rule published in the Federal
Register through the existing FMP framework procedure and rulemaking
process.
The proposed carry-over procedure for eligible fish stocks or
fishery sectors generally would not require additional advisory panel
(AP) input or SSC recommendation, because input relevant to an ABC
being approved with potential for carry-over would be part of the prior
development process for the FMP amendment or framework in which the ABC
and ACL for a stock or sector are already specified. Application of the
carry-over procedure is expected to be routine and formulaic.
The NMFS RA would review any Council recommendations for carry-over
and supporting information. If the RA concurs that the Council's
recommendations are consistent with the objectives of the applicable
FMP, the Magnuson-Stevens Act, and all other applicable law, the RA
would be authorized to implement the Council's proposed action through
publication of appropriate notification in the Federal Register.
If the Council chooses to deviate from the criteria and guidance of
the proposed ABC control rules, this abbreviated process would not
apply.
Further details of the proposed process can be found in section
2.4.1 and Appendix J of the ABC Control Rule Amendments. An example of
the carry-over can be found in Appendix H of the ABC Control Rule
Amendments.
The proposed process would allow carry-overs to occur in a more
timely manner than that of an FMP amendment or framework action. A
faster process is necessary due to the year-to-year nature of carry-
overs. Under-harvest of an ACL may only be carried over in the
immediate next year. Therefore, defining a stock's eligibility and the
amount of ACL being carried over must occur quickly enough such that
the fishery has time to harvest the carried over amount within the
fishing year following a year of under-harvest. The proposed process
also provides the Council discretion in determining whether carry-over
should be applied to a potentially eligible stock when setting the ABC
and ACL.
It is important to note that this proposed rule would not change
current ABCs or ACLs for any species managed under the FMPs affected by
the ABC Control Rule Amendments.
Management Measures in the ABC Control Rule Amendments Not Codified by
This Proposed Rule
In addition to the measures within this proposed rule, the ABC
Control Rule Amendments would modify the ABC control rules, allow the
phasing in of ABC changes, and allow carry-over of unharvested portion
of the ACL, for Snapper-Grouper, Golden Crab, and Dolphin and Wahoo
FMPs.
Modify the ABC Control Rules
As discussed above, the current ABC control rule for the Snapper-
Grouper FMP was revised by Amendment 29, and the Comprehensive ACL
Amendment implemented the ABC control rules for the Golden Crab, and
Dolphin and Wahoo FMPs in 2012. For assessed species, the current ABC
control rules classify assessments according to level 1. Level 1 has
tier classifications that determine the P* by reducing from an initial
value of 50 percent according to uncertainty of assessment results and
stock vulnerability (risk tolerance). ABC is determined through
projections of assessment information using the accepted probability of
overfishing. For unassessed species, ABC is determined by levels 2
through 5, applying one of the following data-limited methods, as data
allow (listed from highest to lowest priority): Depletion-Based Stock
Reduction Analysis, Depletion-Corrected Average Catch, Only Reliable
Catch Stocks (only included in the Snapper-Grouper FMP as level 5), and
a decision tree based on species catch history. Determination of ABC
for overfished stocks undergoing rebuilding is not specified. Details
on the control rule levels, tiers, and classifications are described in
Table 2.1.1.1 of the ABC Control Rule Amendments. In summary, level 1
is assigned to assessed stocks and levels 1 through 4 are assigned to
unassessed stocks for the Golden Crab, and Dolphin and Wahoo FMPs.
Level 5 is assigned to the applicable unassessed stocks in the Snapper-
Grouper FMP. Level 1 has tiers that further quantitative classification
and methodology to calculate the ABC based on life-history, catch
history, scientific uncertainty, stock status, and productivity and
susceptibility analysis (PSA).
The proposed rule would modify the ABC control rules for the
Snapper-Grouper, Golden Crab, and Dolphin and Wahoo FMPs by
categorizing stocks based on the available information, scientific
uncertainty evaluation, and incorporation of the Council's risk
tolerance policy through an accepted P*. The Council would specify the
P* based on relative stock biomass and a stock risk rating. When
possible, the SSC would determine the OFL and characterize its
uncertainty based primarily on the stock assessment and secondarily on
the SSC's expert opinion. The OFL and its uncertainty would then be
used to derive and recommend the ABC, based on the risk tolerance
specified by the Council. The detailed step-by-step procedure detailing
how the ABC is derived for assessed stocks can be found in section
2.1.1 of the ABC Control Rule Amendments. ABC for unassessed stocks
would be recommended by the SSC based on applicable data-limited
methods. Unassessed stocks would be assigned the moderate biomass level
unless there is a recommendation from the SSC that justifies assignment
of a different level. For overfished stocks, the Council would specify
a stock rebuilding plan, considering recommendations from the SSC, and
the AP of the respective FMP. The ABC enacted while the rebuilding plan
is in effect would be based on recommendations from the Council's SSC.
The probability of success for rebuilding plans (1 minus P*) would be
at least 50 percent. Control rule categories for assessments are
described in detail in Table 2.1.1.2 of the ABC Control Rule
Amendments.
In summary, four categories would facilitate an ABC determination
based on scientific uncertainty and SSC guidance. The Council, with
advice from the SSC and AP, would evaluate management risk for each
stock through a stock risk rating. Stock risk ratings include
information currently used in the PSA, but also incorporate socio-
economic (for example, potential for discard losses, annual commercial
value, recreational desirability, etc.) and environmental attributes
(for example, climate change) (see Appendix E of the ABC Control Rule
Amendments for more details). These recommendations would be revisited
when new information becomes available (for example, a new stock
assessment). The Council would then specify the risk rating as low,
medium, or high risk of overfishing. A higher risk of overfishing would
indicate that risk tolerance (i.e., the accepted probability of
overfishing) should be lower. These stock risk ratings, along with
relative biomass levels, would be used to determine the Council's
default risk tolerance for each stock. Default P* values based on
relative biomass and stock risk rating are shown in Table 2.1.1.3 of
the ABC Control Rule Amendments. As an
[[Page 67724]]
example, a stock with high biomass and medium stock risk rating would
have a P* of 45 percent. This would be lower than the OFL, in
accordance with Magnuson-Stevens Act. The SSC can recommend the Council
reconsider the stock risk rating. This could happen, for example, with
the emergence of new scientific studies or new information discovered
through a stock assessment.
The modified ABC control rules would also allow the Council to
deviate, to a greater or lesser amount, from the default accepted
probability of overfishing by up to 10 percent for an individual stock,
based on its expert judgment, new information, or recommendations by
the SSC or other expert advisors. Accepted probability of overfishing
may not exceed 50 percent. Using a 50 percent probability of
overfishing implies negligible scientific uncertainty and sets OFL
equal to ABC. At P* equals 0.50, removals above ABC caused by
deviations in biological parameters (for example, natural mortality
(M), recruitment) could cause an overfishing determination and delay
rebuilding plans. Therefore, adjusting P* above the value recommended
by the SSC would be infrequent and well justified based on new
scientific understanding and the Council's risk tolerance.
Additionally, when requested by the Council, the SSC would recommend
the ABC for up to 5 years as both a constant value across years and as
individual annual values for the same period of years. These options
provide more flexibility to both the Council and SSC in the ABC
determination.
The proposed rule would not change the current ABC levels for any
species managed under the Snapper-Grouper, Golden Crab, and Dolphin and
Wahoo FMPs. Modifying the ABC control rules as proposed would give the
SSC the ability to recommend adjusting or deriving uncertainty of
future assessment results (ultimately impacting projections of future
catch) if they determine uncertainty is not adequately estimated
through information used in the assessment. Evaluation of risk
tolerance would also be improved by considering factors beyond the
current PSA and expanding the range of reference points used to
describe and incorporate relative biomass. For unassessed stocks, the
proposed modifications would expand the number of methods that could be
considered for estimating OFL and ABC. The addition of economic factors
in the ABC control rules would allow the Council to better consider the
long-term economic implications when examining management risk which
could lead to better economic outcomes and increase net economic
benefits in a fishery for a given species. The inclusion of social
factors in the ABC control rules would allow the Council to directly
consider the importance of a given species to fishing communities and
businesses when determining risk tolerance and would have long-term
social benefits in the form of a more appropriate ABC.
Allow the Phase-In of ABC Changes
Currently, the phase-in of ABC changes is not allowed in the
Snapper-Grouper, Golden Crab, and Dolphin and Wahoo FMPs. The proposed
rule would establish criteria specifying when the phase-in of ABC
changes would be allowed and specify the approach for the phase-in of
ABC changes.
The proposed rule would allow the phase-in of increases to ABC as
specified by the Council, with advice from the SSC and AP. Increases to
ABC (assuming the presence of comparable data between assessments) are
generally indicative of an increase in relative biomass and improving
stock condition. This allows greater consideration of ecological,
social, and economic effects of an increased ABC, and increased
flexibility in how that change can be implemented. Because ABCs during
an increasing phase-in would be less than those initially recommended
by the SSC, the phase-in period is not limited (i.e., it can exceed the
maximum timeframe specified for the phase-in decreases). The Council
may specify ABC to be less than the SSC's recommended ABC, but it may
not exceed the SSC's recommendation. Phasing in an ABC increase would
set ABC below the SSC's recommendation. If the phase-in is included in
projections used to develop the SSC's ABC recommendation, there also
may be an increase to the recommended long-term ABC (i.e., the ABC that
persists after the phase-in is complete). Thus, phasing in increases to
ABC over a longer time period could result in a greater increase to
long-term ABC, and phasing in increases over a shorter period could
result in a smaller increase to long-term ABC.
The proposed rule would allow the phase-in of decreases to ABC when
a new ABC is less than 80 percent of the existing ABC, and over a
period not to exceed 3 years, which is the maximum phase-in period
allowed by the NS1 guidelines. The criterion requiring a minimum
threshold of difference between the current and new ABCs to be 20
percent defines a significant enough change to merit phasing in the
change and is more flexible than other minimum threshold levels
considered in the ABC Control Rule Amendments. Phase-ins may be used
regardless of the stock relative biomass. The Council would consider
whether to apply a phase-in on a case-by-case basis when specifying a
stock ABC through an amendment after a new ABC has been recommended by
the SSC. A longer phase-in period provides more flexibility and allows
a more gradual change from the existing ABC to the new ABC.
The phase-in of the ABC is an option the Council can consider to
address the social and economic effects from management changes.
Adopting this flexibility does not require the Council to phase in all
ABC changes, nor does adopting one approach prevent the Council from
choosing a more restrictive schedule of ABC phase-ins (less than 3
years). When considering whether to phase in an ABC change, the Council
would compare the risk to the stock against the expected social and
economic benefits of the alternative ABC. Management strategy
evaluations may be used to quantify such trade-offs. The Council would
be able to consult with its scientific and fishery advisors to help
develop a rationale and implementation plan for phase-ins. The proposed
phase-in of ABC changes is consistent with the NMFS 2020 guidance and
incorporates flexibility as per the revised NS1 guidelines into the
FMPs for Snapper-Grouper, Golden Crab, and Dolphin and Wahoo.
Allow Carry-Over of Unharvested Portion of ACLs
Currently, carry-over of unharvested portion of ACLs is not allowed
in the Snapper-Grouper, Golden Crab, and Dolphin and Wahoo FMPs. The
proposed rule would establish criteria specifying circumstances when an
unharvested portion of the originally specified sector ACL can be
carried over from 1 year to increase the available harvest in the
immediate next year. Carry-overs may not be delayed, and only amounts
from the originally specified sector ACL may be carried over. Carry-
over of the unharvested portion of a sector ACL would be allowed if:
(1) The stock status is known;
(2) The stock is neither overfished nor experiencing overfishing;
(3) An overfishing limit for the stock is defined;
(4) ABC decreases are not being phased-in;
(5) There are measures that restrict annual landings to the ACL;
and
(6) The post-season AM that reduces the ACL in the following year
according
[[Page 67725]]
to any landings overages is in place for that stock and sector.
The proposed rule would also specify limits on how much of the
unharvested portion of a sector ACL may be carried over from 1 year to
increase the sector ACL in the next year. The ABC and the total ACL may
be temporarily increased to allow this carry-over. The temporary ABC
may not exceed the OFL. The revised total ACL may not exceed the
temporary ABC or the total ACL plus the carried over amount, whichever
is less. If a stock experiences overfishing, either as the result of a
stock assessment or as determined by NMFS' annual evaluation of
landings, that stock would no longer qualify for carry-over. Additional
conditions to annually qualify for carry-over can be added on a stock-
by-stock basis. For example, to prevent overharvest of other species
commonly caught with the target species (referred to as co-caught
species) during years with a carried-over ACL, a future FMP amendment
specifying an ABC and ACL with carry-over could additionally require
that the previous year's harvest for co-caught species also be less
than or equal to the ACL for carry-over to occur. When applicable, the
Council would specify whether fisheries that have split seasons or sub-
sector allocations (such as gear allocations) should be eligible for
inter-annual carry-over on a case-by-case basis.
Carry-overs would also be sector-specific. The Snapper-Grouper and
Dolphin and Wahoo FMPs have both commercial and recreational sectors
whereas the Golden Crab FMP includes only a commercial sector. Thus, if
only one sector is carrying over unused ACL, the carried-over amount
would be allocated only to that sector, subject to limitations defined
above. If more than one sector is carrying over unused ACL in the same
year, each sector carry-over amount would be completely allocated to
the sector from which it was derived, unless the sum of all carry-over
amounts plus the specified total ACL is greater than the OFL. In this
case, the difference between the temporary revised ABC and the
specified total ACL would be allocated using sector allocation
percentages specified by the FMP. A revised sector ACL and revised ABC
would remain in place for a single fishing year. Following a year that
included carry-over, evaluations of carry-over amounts for future years
would be based on the ABC and sector ACLs specified by the FMP rather
than on the temporarily revised values.
The proposed carry-over criteria and conditions are consistent with
the NMFS 2020 guidance. The proposed carry-over criteria and conditions
would also make carry-over applicable to only a few stocks managed by
the Council under the Snapper-Grouper FMP at the time this action was
developed. However, allowing carry-over does fulfill Federal guidance
on carry-overs that requires allowance of this management tool to be
included in an FMP, and provide additional management flexibility to
better enable harvest of optimum yield of a healthy stock.
Proposed Changes to Codified Text Not in the ABC Control Rule
Amendments
NMFS proposes to clarify existing regulations in 50 CFR 622.194(a)
about the scope of allowable management changes using the framework
procedure in the Snapper-Grouper FMP. Specifically, NMFS proposes to
clarify allowable changes via framework to EFH, EFH HAPCs, and coral
HAPCs.
In 2000, NMFS implemented two final rules that updated the Snapper-
Grouper FMP framework procedures to include EFH, EFH HAPCs, and coral
HAPCs that enabled more timely implementation of subsequent management
measures than is possible via an FMP amendment (65 FR 37292, June 14,
2000; 65 FR 51248, August 23, 2000). Since NMFS implemented those final
rules, no other subsequent rulemaking affected the framework procedure
for EFH, EFH HAPCs, and coral HAPCs. Specifically, and along with other
actions, the referenced final rules implemented Council recommendations
to allow for the establishment of or modifications to EFH habitat areas
of particular concern (HAPCs) or coral HAPCs via framework procedure.
However, existing regulations appear more generally. Further,
regulations state both ``definitions of EFH'' and ``EFH,'' and these
could be interpreted as duplicative.
NMFS has determined the allowable changes via framework action in
the regulations could more clearly describe the existing parameters for
EFH, EFH HAPCs, and coral HAPCs. Accordingly, NMFS proposes to revise
Sec. 622.194(a) without changing the Council's original management
recommendations.
Classification
Pursuant to section 304(b)(1)(A) of the Magnuson-Stevens Act, the
NMFS Assistant Administrator has determined that this proposed rule is
consistent with the amendment, the Snapper-Grouper, Golden Crab, and
Dolphin and Wahoo FMPs, other provisions of the Magnuson-Stevens Act,
and other applicable law, subject to further consideration after public
comment.
This proposed rule has been determined to be not significant for
purposes of Executive Order 12866.
The Magnuson-Stevens Act provides the legal basis for this proposed
rule. No duplicative, overlapping, or conflicting Federal rules have
been identified. A description of this proposed rule, why it is being
considered, and the purposes of this proposed rule are contained in the
SUMMARY and SUPPLEMENTARY INFORMATION sections of the preamble. The
objectives of this proposed rule are to ensure catch level
recommendations are based on the best scientific information available,
prevent overfishing while achieving OY, and include flexibility in
setting catch limits as allowed by the Magnuson-Stevens Act and in
accordance with NMFS' guidance on carry-over and phase-in provisions.
The Chief Counsel for Regulation of the Department of Commerce has
certified to the Chief Counsel for Advocacy of the Small Business
Administration that this proposed rule, if adopted, will not have a
significant economic impact on a substantial number of small entities.
A description of the factual basis for this determination follows.
This proposed rule, if implemented, would revise the ABC control
rules and framework procedures in the Snapper-Grouper FMP, Golden Crab
FMP, and Dolphin and Wahoo FMP. Specifically, this proposed rule would
revise the ABC control rules to better distinguish the roles of the
Council and its SSC in determining risk and uncertainty components,
include provisions for phasing in ABC changes, include provisions for
carrying over unharvested portions of ACLs, and revise framework
procedures to include a procedure for implementing carry-overs when
allowance of carry-over is specified in the FMP and the sector meets
annual eligibility requirements. Even though this proposed rule would
alter the existing regulations to allow for the possibility for
transfer of an unharvested total or sector-specific ACL to the
following fishing year, it would not implement any new management
measures. As such, this proposed rule would not regulate any small
entities.
Because this proposed rule, if implemented, is not expected to
directly regulate any small entities, it is not expected to affect a
substantial number of small entities. Further, because no entities are
expected to be directly affected by this proposed rule, the profits of
small entities are also not expected to change and thus no
[[Page 67726]]
economic impacts on small entities are expected.
Because this proposed rule, if implemented, would not have a
significant economic impact on a substantial number of small entities,
an initial regulatory flexibility analysis is not required and none has
been prepared.
This proposed rule contains no information collection requirements
under the Paperwork Reduction Act of 1995.
List of Subjects in 50 CFR Part 622
Atlantic, Fisheries, Fishing, South Atlantic.
Dated: September 26, 2023.
Samuel D. Rauch, III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, NMFS proposes to amend 50
CFR part 622 as follows:
PART 622--FISHERIES OF THE CARIBBEAN, GULF OF MEXICO, AND SOUTH
ATLANTIC
0
1. The authority citation for part 622 continues to read as follows:
Authority: 16 U.S.C. 1801 et seq.
0
2. In Sec. 622.194, revise paragraph (a) to read as follows:
Sec. 622.194 Adjustment of management measures.
* * * * *
(a) Biomass levels, age-structured analyses, target dates for
rebuilding overfished species, maximum sustainable yield (or its
proxy), optimum yield, acceptable biological catch, total allowable
catch, quotas (including a quota of zero), annual catch limits, annual
catch targets, accountability measures, maximum fishing mortality
threshold, minimum stock size threshold, trip limits, bag limits, size
limits, gear restrictions (ranging from regulation to complete
prohibition), seasonal or area closures, fishing year, rebuilding
plans, definitions of essential fish habitat (EFH), establishment of or
modifications to EFH habitat areas of particular concern (HAPCs) or
coral HAPCs, restrictions on gear and fishing activities applicable in
EFH and EFH HAPCs, establish or modify spawning SMZs, and allow
transfer of the unharvested total or sector ACL to the following
fishing year.
* * * * *
0
3. In Sec. 622.252, revise paragraph (a) to read as follows:
Sec. 622.252 Adjustment of management measures.
* * * * *
(a) Biomass levels, age-structured analyses, maximum sustainable
yield, acceptable biological catch, total allowable catch, quotas
(including quotas equal to zero), trip limits, minimum sizes, gear
regulations and restrictions, permit requirements, seasonal or area
closures, sub-zones and their management measures, time frame for
recovery of golden crab if overfished, fishing year (adjustment not to
exceed 2 months), observer requirements, authority for the Regional
Administrator to close the fishery when a quota is reached or is
projected to be reached, definitions of essential fish habitat (EFH),
EFH habitat areas of particular concern (HAPCs), or coral HAPCs, and
allow transfer of the unharvested ACL to the following fishing year.
* * * * *
0
4. In Sec. 622.281, revise paragraph (a) to read as follows:
Sec. 622.281 Adjustment of management measures.
* * * * *
(a) Biomass levels, age-structured analyses, maximum sustainable
yield, optimum yield, overfishing limit, total allowable catch,
acceptable biological catch (ABC), ABC control rule, annual catch
limits, annual catch targets, accountability measures, trip limits,
minimum sizes, gear regulations and restrictions, permit requirements,
seasonal or area closures, sub-zones and their management measures,
overfishing definitions and other status determination criteria, time
frame for recovery of Atlantic dolphin or wahoo if overfished, fishing
year (adjustment not to exceed 2 months), authority for the Regional
Administrator to close a fishery when a quota is reached or is
projected to be reached or reopen a fishery when additional quota
becomes available, definitions of essential fish habitat (EFH), EFH
habitat areas of particular concern (HAPCs), or coral HAPCs, and allow
transfer of the unharvested total or sector ACL to the following
fishing year.
* * * * *
[FR Doc. 2023-21738 Filed 9-29-23; 8:45 am]
BILLING CODE 3510-22-P