Disclosure of Interests in Commission Proceedings, 67127-67135 [2023-20184]
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Federal Register / Vol. 88, No. 188 / Friday, September 29, 2023 / Proposed Rules
document. FAA Order JO 7400.11H lists
Class A, B, C, D, and E airspace areas,
air traffic service routes, and reporting
points.
Lists of Subjects in 14 CFR Part 71
The Proposal
The Proposed Amendment
The FAA proposes an amendment to
14 CFR part 71 to amend Class D
airspace for Smith Reynolds Airport,
Winston Salem, NC, by adding an
extension from the 4.2-mile radius of
the airport to 5.8 miles northwest of the
airport. The Class E airspace extending
from 700 feet above the surface radius
would increase to 9-miles (previously
6.6-miles), and all extensions removed.
Moreover, the action would remove
REENO NDB from the airspace
description as it has been
decommissioned. This action would
also establish Class E airspace
designated as an extension to a Class D
surface area from the 4.2-mile radius to
6.5 miles southeast of the airport. In
addition, this action would also remove
the city name from the airport
description header as per the 7400.2, as
well as replacing the terms Notice to
Airmen with Notice to Air Missions and
Airport/Facility Directory with Chart
Supplement in the Class D airspace
description. Controlled airspace is
necessary for the safety and
management of instrument flight rules
(IFR) operations in the area.
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend 14 CFR part 71 as
follows:
Regulatory Notices and Analyses
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The FAA has determined that this
proposed regulation only involves an
established body of technical
regulations for which frequent and
routine amendments are necessary to
keep them operationally current. It,
therefore, (1) is not a ‘‘significant
regulatory action’’ under Executive
Order 12866; (2) is not a ‘‘significant
rule’’ under Department of
Transportation (DOT) Regulatory
Policies and Procedures (44 FR 11034;
February 26, 1979); and (3) does not
warrant preparation of a regulatory
evaluation as the anticipated impact is
so minimal. Since this is a routine
matter that will only affect air traffic
procedures and air navigation, it is
certified that this proposed rule, when
promulgated, will not have a significant
economic impact on a substantial
number of small entities under the
criteria of the Regulatory Flexibility Act.
Environmental Review
This proposal will be subject to an
environmental analysis in accordance
with FAA Order 1050.1F,
‘‘Environmental Impacts: Policies and
Procedures,’’ prior to any FAA final
regulatory action.
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Airspace, Incorporation by reference,
Navigation (air).
PART 71—DESIGNATION OF CLASS A,
B, C, D, AND E AIRSPACE AREAS; AIR
TRAFFIC SERVICE ROUTES; AND
REPORTING POINTS
1. The authority citation for part 71
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g); 40103,
40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR,
1959–1963 Comp., p. 389.
§ 71.1
[Amended]
2. The incorporation by reference in
14 CFR 71.1 of FAA Order JO 7400.11H,
Airspace Designations and Reporting
Points, dated August 19, 2023, and
effective September 15, 2023, is
amended as follows:
■
Paragraph 5000
Class D Airspace.
*
*
*
ASO NC D
*
*
Winston Salem, NC [Amended]
Smith Reynolds Airport, NC
(Lat 36°08′01″ N, long 80°13′19″ W)
That airspace extending upward from the
surface to and including 3,500 feet MSL
within a 4.2-mile radius of the Smith
Reynolds Airport and 1 mile on each side of
the 325° bearing of the airport, extending
from the 4.2-mile radius to 5.8 miles
northwest of the airport. This Class D
airspace area is effective during the specific
dates and times established in advance by a
Notice to Air Missions. The effective date
and time will thereafter be continuously
published in the Chart Supplement.
*
*
*
*
*
Paragraph 6004 Class E Airspace
Designated as an Extension to Class D or E
Surface Area.
*
*
*
*
*
ASO NC E4 Winston Salem, NC
[Established]
Smith Reynolds Airport, NC
(Lat 36°08′01″ N, long 80°13′19″ W)
That airspace extends upward from the
surface within 1 mile on each side of the 145°
bearing from Smith Reynolds Airport,
extending from the 4.2-mile radius of the
airport to 6.5 miles southeast. This Class E
airspace area is effective during the specific
dates and times established in advance by a
Notice to Air Missions. The effective date
and time will thereafter be continuously
published in the Chart Supplement.
*
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*
*
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67127
Paragraph 6005 Class E Airspace Areas
Extending Upward From 700 Feet or More
Above the Surface of the Earth.
*
*
*
*
*
ASO NC E5 Winston Salem, NC [Amended]
Smith Reynolds Airport, NC
(Lat 36°08′01″ N, long 80°13′19″ W)
That airspace extending upward from 700
feet above the surface within a 9-mile radius
of Smith Reynolds Airport.
Issued in College Park, Georgia, on
September 21, 2023.
Andreese C. Davis,
Manager, Airspace & Procedures Team South,
Eastern Service Center, Air Traffic
Organization.
[FR Doc. 2023–21180 Filed 9–28–23; 8:45 am]
BILLING CODE 4910–13–P
CONSUMER PRODUCT SAFETY
COMMISSION
16 CFR Parts 1000, 1025, 1051, 1052
and 1502
[CPSC Docket No. CPSC–2023–0038]
Disclosure of Interests in Commission
Proceedings
Consumer Product Safety
Commission.
ACTION: Notice of proposed rulemaking.
AGENCY:
The United States Consumer
Product Safety Commission
(‘‘Commission’’ or ‘‘CPSC’’) is issuing
this notice of proposed rulemaking
(‘‘NPR’’) to establish disclosure
requirements for persons seeking to
make certain appearances before the
Commission. Specifically, the proposed
requirements provide for disclosure of
whether: any person other than the
submitter authored, in whole or in part,
an oral presentation, adjudicative
testimony, or petition for rulemaking
submitted to the Commission; any
person other than the submitter made or
has agreed to make a monetary
contribution to fund the oral
presentation, adjudicative testimony, or
petition for rulemaking; and the
submitter of a request to provide oral
testimony before the Commission has an
existing business relationship by which
the submitter expects to receive direct
or indirect financial benefit in
connection with the oral presentation or
the Commission activity that is the
subject of the oral presentation. The
Commission similarly proposes to
require that any person seeking to
participate as an intervenor or other
participant in any adjudicative
proceeding before the Commission shall
disclose whether a party in the
proceeding or a party’s counsel
SUMMARY:
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Federal Register / Vol. 88, No. 188 / Friday, September 29, 2023 / Proposed Rules
authored the petition to intervene or
request to participate, as well as the
identity of each person who has made
or has agreed to make a monetary
contribution to fund the request to
participate or proposed participation.
Additionally, the Commission proposes
disclosure of certain corporate
affiliations in these contexts. Finally,
the Commission proposes technical
revisions to its regulations establishing
procedures for filing petitions for
rulemaking and requests for oral
presentation.
DATES: Submit comments by November
28, 2023.
ADDRESSES: You may submit comments,
identified by Docket No. CPSC–2023–
0038, by any of the following methods:
Electronic Submissions: Submit
electronic comments to the Federal
eRulemaking Portal at:
www.regulations.gov. Follow the
instructions for submitting comments.
Do not submit through this website:
confidential business information, trade
secret information, or other sensitive or
protected information that you do not
want to be available to the public. CPSC
typically does not accept comments
submitted by electronic mail (email),
except as described below.
Mail/hand delivery/courier/
confidential Written Submissions: CPSC
encourages you to submit electronic
comments using the Federal
eRulemaking Portal. You may, however,
submit comments by mail, hand
delivery, or courier to: Office of the
Secretary, Consumer Product Safety
Commission, 4330 East West Highway,
Bethesda, MD 20814; telephone (301)
504–7479.
Instructions: All submissions must
include the agency name and docket
number. CPSC may post all comments
without change, including any personal
identifiers, contact information, or other
personal information provided, to:
www.regulations.gov. If you wish to
submit confidential business
information, trade secret information, or
other sensitive or protected information
that you do not want to be available to
the public, you may submit such
comments by mail, hand delivery, or
courier, or you may email them to: cpscos@cpsc.gov.
Docket: For access to the docket to
read background documents or
comments received, go to:
www.regulations.gov, and insert the
docket number, CPSC–2023–0038, into
the ‘‘Search’’ box, and follow the
prompts.
FOR FURTHER INFORMATION CONTACT:
Hilda M. Garcia Concepcion, Attorney,
Division of Federal Court Litigation,
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Office of the General Counsel,
Consumer Product Safety Commission,
4330 East West Highway, Bethesda, MD
20814; telephone: 301–504–7548; email:
hgarciaconcepcion@cpsc.gov.
SUPPLEMENTARY INFORMATION: The
Commission proposes in this NPR to
amend its regulations to require
disclosures of interests and sources of
funding by those seeking to present oral
testimony, request rulemaking before
the Commission, or participate in an
adjudicative proceeding. These
proposed amendments are modeled
after Supreme Court Rule 37.6 and Rule
29(a)(4)(e) of the Federal Rules of
Appellate Procedure (FRAP). Both of
those judicial rules provide that amici
curiae (i.e., those filing briefs as ‘‘friends
of the court’’) must state: whether a
party’s counsel authored the brief in
whole or in part; whether a party or a
party’s counsel contributed money that
was intended to fund preparing or
submitting the brief; and whether any
person other than the amicus curiae, its
members, or its counsel, funded
preparing or submitting the brief, and if
so, identifies those persons.
The proposed amendment also
includes a requirement for disclosure of
certain corporate affiliations that is
modeled after FRAP 26.1(a), which
provides that any non-governmental
corporation that is a party to a
proceeding must file a statement
identifying any parent corporation and
any publicly held corporation that owns
10% or more of its stock or stating that
there is no such corporation.
I. Statutory Authority and Background
The Commission seeks to encourage
interested stakeholders, including
consumers and consumer organizations,
among others, to participate actively in
the agency’s decision-making processes.
This includes participation in public
hearings before the Commission,
adjudicative proceedings, and
petitioning for rulemaking, among other
opportunities. To that end, 16 CFR part
1025 establishes the Commission’s
Rules of Practice for Adjudicative
Proceedings (‘‘Rules of Practice’’), 16
CFR part 1051 establishes the
Procedures for Petitioning for Rule
Making, and 16 CFR part 1052
establishes the Procedural Regulations
for Informal Oral Presentations in
Proceedings before the Commission.
A. Adjudicative Proceedings and
Evidentiary Public Hearings
The Consumer Product Safety Act (15
U.S.C. 2064(c), (d), (f) & 2076(b))
(CPSA), Federal Hazardous Substances
Act (15 U.S.C. 1274) (FHSA),
Flammable Fabrics Act (15 U.S.C. 1192,
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1194, 1197(b)) (FFA), and Poison
Prevention Packaging Act (15 U.S.C.
1473(c)) (PPPA) all authorize the
Commission to conduct adjudicative
proceedings for mandatory recalls of
covered products, or other action to
protect the public. Final Decisions and
Orders in adjudicative proceedings are
decided based on an administrative
record after opportunity for a hearing.
The Commission’s Rules of Practice at
16 CFR 1025.17, titled ‘‘Intervention,’’
allow persons who are not parties to an
adjudication to apply for participation
as either an intervening party or a nonparty. In making a discretionary
determination to grant or deny
participation, the presiding officer is
required to consider, among other
things, the extent to which the
petitioner’s intervention may reasonably
be expected to assist in developing a
sound record; the extent to which the
petitioner’s interest will be represented
by existing parties; the extent to which
the petitioner’s intervention may
broaden the issues or delay the
proceedings; and the extent to which
the person’s participation can be
expected to assist the presiding officer
and the Commission in rendering a fair
and equitable resolution of all matters in
controversy. If the presiding officer
determines that there is a duplication of
interest among those seeking to
participate, the presiding officer may
limit the participation by designating a
single representative. 16 CFR 1025.17(f).
In addition to these adjudications, the
Commission may hold formal
evidentiary public hearings under
certain sections of the FHSA and PPA.
Part 1502 of the Commission’s rules
establishes procedures for these formal
evidentiary public hearings, including
the processes for requesting hearings
and filing notices of participation. 16
CFR 1502.5–1502.17.
B. Petitions for Rulemaking
In accordance with the
Administrative Procedure Act (5 U.S.C.
553(e)), any person may petition the
Commission to issue, amend, or revoke
Commission regulations under the Acts
the Commission administers. At 16 CFR
part 1051, the Commission has
established procedures for the
submission and disposition of petitions
for the issuance, amendment, or
revocation of rules under the CPSA or
other statutes administered by the
Commission.
Section 1051.5(a) establishes the
requirements for petitioning for
rulemaking, which include that the
petition shall be written in English,
contain the name and address of the
petitioner, indicate the product
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regulated under the CPSA or other
statute administered by the Commission
for which rulemaking is sought, set forth
facts establishing that the rulemaking is
necessary, make an explicit request to
the Commission to initiate rulemaking,
and set forth a brief description of the
substance of the proposed rule,
amendment, or revocation. The
Commission may grant or deny the
petition. 16 CFR 1051.10, 1051.11.
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C. Informal Oral Presentations in
Proceedings Before the Commission
The CPSA (15 U.S.C. 2058(d)(2) and
2064(c)), FHSA (id. 1274), FFA (id.
1193(d)), and PPPA (id. 1473(c)) all
require the Commission to give
interested persons an opportunity to
make oral presentations of data, views,
or arguments, or provide for an
opportunity for a hearing regarding
rulemaking. The CPSA also authorizes
informal hearings or other inquiries,
which can be conducted by the
Commission or by one or more of its
members, or by designated agents in
non-rulemaking situations. 15 U.S.C.
2076(a). The CPSA further provides that
the Commission shall conduct a public
hearing on the annual agenda and
priorities for Commission action. 15
U.S.C. 2053(j). Section 1000.8 of the
Commission’s rules provides that the
Commission may conduct hearings as
necessary or appropriate to its functions
and will afford reasonable opportunity
for interested persons to present
relevant testimony at such hearings.
Part 1052 of the Commission’s rules
sets forth the rules of procedure for oral
presentation of data, views or arguments
in informal rulemakings or investigatory
situations. The Chairman of the
Commission, or another presiding
officer appointed by the Chairman with
the concurrence of the Commission,
shall have the powers necessary to
secure the efficient conduct of the oral
proceedings, including the right to
require a single representative to present
the views of others with similar
interests. 16 CFR 1052.4.
II. Reasons for Proposed Revisions
The proposed rule changes are based
on the Supreme Court Rules and the
FRAP, which establish requirements for
amicus curiae briefs written by nonparties to assist the court by providing
relevant information not otherwise
submitted, and on the FRAP’s
provisions for disclosure of certain
corporate affiliations.
In 1997 the Supreme Court amended
its rules to require disclosure of a
party’s involvement in the drafting or
funding of non-governmental amicus
briefs. Supreme Court Rule 37.6
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provides that ‘‘a brief filed under this
Rule shall indicate whether counsel for
a party authored the brief in whole or
in part and whether such counsel or a
party made a monetary contribution
intended to fund the preparation or
submission of the brief, and shall
identify every person or entity, other
than the amicus curiae, its members, or
its counsel, who made such a monetary
contribution.’’
Similarly, FRAP 29(a)(4)(E), adopted
in 2010 and modeled after Supreme
Court Rule 37.6, provides that an
amicus filer that is not a Federal or state
government entity must include a
statement in the amicus brief addressing
whether ‘‘a party’s counsel authored the
brief in whole or in part;’’ whether ‘‘a
party or party’s counsel contributed
money that was intended to fund
preparing or submitting the brief,’’ and
whether ‘‘a person—other than the
amicus curiae, its member, or its
counsel—contributed money that was
intended to fund preparing or
submitting the brief and, if so, identifies
each such person.’’
The Supreme Court is understood to
have adopted its disclosure rule ‘‘in an
effort to stop parties in a case from
surreptitiously ‘buying’ what amounts
to a second or supplemental merits
brief, disguised as an amicus brief, to get
around word limits.’’ Supreme Court
Rule Crimps Crowd-Funded Amicus
Briefs, LAW.COM (Dec. 10, 2018, 2:53
p.m.), available at https://
www.yahoo.com/entertainment/
supreme-court-rule-puts-crimp075351473.html?guce_
referrer=aHR0cHM6Ly93d3cuZ29
vZ2xlLmNvbS8&guce_referrer_
sig=AQAAADJ2YF4CP_uQ2RVhjKDq
6IXyiSRacfhjKhuXKIh9VbTxca5H7uVdDtnYSHb-TcniJrVwTS9pjWaoOjsHmckiI0QQi
OpbBnFmxvQjHlFKr0
OiPoouGbezukzy88VPBIP6I2
Ghg8OUcDL-2TW0ZZ2Uy
S4LklU3RQhFqaXmAs4Xuw, Supreme
Court Rule Crimps Crowd-Funded
Amicus Briefs | National Law Journal. In
2018, the Supreme Court’s Public
Information Office further explained
that ‘‘Rule 37.6 [serves] to preclude an
amicus from filing a brief if contributors
are anonymous.’’ LAW.COM, supra. The
parallel Federal Rule of Appellate
Procedure serves efficiency and
transparency goals by ‘‘deter[ring]
counsel from using an amicus brief to
circumvent page limits’’ that the FRAP
places on parties’ briefs. FRAP 29(c)(5)
advisory committee’s note to 2010
amendment.
Like these rules of the U.S. Supreme
Court and Federal Court of Appeals, the
proposed rules would deter
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67129
circumvention of Commission
procedural requirements, avoid
redundant presentations, and improve
transparency regarding the motivations
of those with an interest in proceedings
before the Commission. The disclosure
requirement for any contributing party
improves the fairness and accuracy of
decision-making by providing the
Commission relevant information it
otherwise lacks. Knowing if a proposed
participant is funded or financed by
another or has a business relationship
by which the proposed participant
expects to receive financial benefit in
connection with the oral presentation or
the Commission activity subject of the
oral presentation, assists the
Commission in appropriately evaluating
the intent of the proposed participation,
identifying bias or special interest, and
eliminating duplicative presentations.
Just as the Federal courts’ disclosure
requirements provide the
decisionmakers, the litigants, and the
general public insight into the parties
that are framing the appellate
proceeding, see S. Whitehouse, A Flood
of Judicial Lobbying: Amicus Influence
and Funding Transparency, 131 Yale
L.J. F. 141 (Oct. 24, 2021), the proposed
rule changes will allow the
Commission, the parties to a matter, and
the public to know who is seeking to
influence the Commission’s decisions
on consumer product safety issues. With
the proposed disclosure requirements,
the Commission can better identify
those seeking to influence its decisions
and better maintain the efficiency and
integrity of the proceedings. Indeed,
particularly in the context of the
Commission’s adjudicative proceedings,
the function of the proposed rule’s
requirements is precisely the same as
the role of the parallel Supreme Court
and appellate rules.
In adjudicative proceedings when
considering a petition to intervene or
request to participate, the presiding
officer will consider, among other
things, the extent to which the
participation will assist the Commission
in rendering a fair and equitable
resolution of the matters in controversy,
the extent to which a petitioner’s
interest will be represented by an
existing party, and the extent to which
the participation might delay the
proceedings. 16 CFR 1025.17(d) and (e).
The presiding officer also has the power
to designate a single representative
where the petitioner or requester shares
‘‘identity of interest’’ with any other
intervenor or participant. 16 CFR
1025.17(f). Similarly, when making
determinations regarding objections or
requests for a public hearing under 16
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CFR part 1502, the Commission may
broadly investigate whether a hearing
has been justified. See 16 CFR 1502.8.
When considering petitions for
rulemaking, the Commission considers,
among other factors, whether failure to
initiate the requested proceeding would
unreasonably expose the petitioner or
other consumers to a risk of injury. To
allocate its limited resources, the
Commission treats as an important
component of each petition the relative
priority of the risk of injury associated
with the product. 16 CFR 1051.9. When
rulemaking petitions are filed by
parties—such as consultants—who do
not disclose the identity of their paying
clients or others whose interests they
represent, the Commission is less able to
assess accurately the actual priority of
the asserted risk of injury. Therefore, the
information afforded by the proposed
disclosure requirements better positions
the Commission to prioritize the
requests it receives.
The Procedural Regulations for Oral
Presentations in Proceedings Before the
Consumer Product Safety Commission
already give the officer presiding over a
hearing authority to: (1) apportion the
time for presentations; (2) terminate or
shorten a presentation that is repetitive
or not relevant; and (3) identify groups
or persons with the same or similar
interests in the proceedings and require
a single representative to present the
views of participants who have the same
or similar interests. To do this, the
presiding officer may question those
making an oral presentation as to their
testimony and any other relevant matter.
16 CFR 1052.4(c).
The pre-hearing disclosure
requirements proposed in this NPR
likewise serves the public interest by
avoiding repetitive, inefficient, and/or
misleading testimony that can come as
a result of multiple presentations that in
fact represent a single interest. It
complements the Commission’s practice
of requiring those seeking to make an
oral presentation to provide, as part of
their request, the written text of the
proposed oral presentation.1
Importantly, this NPR’s proposals do
not limit participation in Commission
proceedings, but only provide the
Commission and the public additional
information about potential
participants. We agree on this point
with the United States Chamber of
Commerce, which explained, in
discussing FRAP 29(a)(4)(e), that its
approach ‘‘strikes an appropriate and
1 See, e.g., Commission Agenda and Priorities,
Notice of Hearing, 87 FR 15,209 (Mar. 17, 2022);
Safety Standard for Clothing Storage Units; Notice
of Opportunity for Oral Presentation and
Comments, 87 FR 11,366 (Mar. 1, 2022).
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18:59 Sep 28, 2023
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time-tested balance between the interest
in protecting the integrity of the amicus
process and the protection of
associational rights.’’ Letter from Daryl
Joseffer, Exec. Vice President & Chief
Couns., U.S. Chamber of Commerce
Litigation Center., to Honorable Jay S.
Bybee (Oct. 6, 2021) (discussing
potential amendments to the amicus
disclosure requirements of FRAP 29),
available at https://www.uscourts.gov/
sites/default/files/21-ap-h_suggestion_
from_sen._whitehouse_and_rep._
johnson_-_rule_29_0.pdf.
Similarly, the proposed requirements
to disclose business interests that may
shape an oral presentation do not
implicate or burden associational rights.
The proposed rules require disclosure of
direct or indirect financial benefits that
are expected to stem from the
Commission’s relevant activity, or
participation in it. For example, the
requester might receive payment
specifically for appearing before the
Commission or, might expect an
indirect financial benefit if a client
(such as a client in an ongoing contract
for consulting services) will be directly
affected by the Commission’s activity.
The disclosure of these pertinent
financial interests does not require the
identification of specific business
partners, but rather disclosure of the
existence of a business relationship by
which the requester expects to receive a
direct or indirect financial benefit.
These disclosure requirements provide
information that is useful for the
Commission to assess proposed
testimony and, if participation is
granted, to place it in context.
Other Federal and state agencies have
similar disclosure requirements, either
in their rules or as part of the
information that must be provided when
making submissions. As an example, the
Federal Communications Commission
requires that a person seeking to submit
a filing in its proceedings must identify
the person or entities ‘‘whose views the
filing represents.’’ Federal
Communications Commission, Submit
Standard Filing, available at https://
www.fcc.gov./ecfs/filings/standard.
Similarly, Rule 1.4(b)(1) of the Rules of
Practice and Procedure of the California
Public Utilities Commission requires a
person seeking to become a party to a
proceeding before that agency to ‘‘fully
disclose the persons or entities in whose
behalf the filing [of the motion to
become a party], appearance or motion
is made, and the interest of such
persons or entities in the proceeding.’’
The proposed disclosure of interest
requirements would not only improve
transparency and efficiency as a general
matter, but also allow the Commission
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and its staff, including presiding officers
in adjudications, to better identify
potential conflicts of interest or other
ethical concerns that could arise from
the identities or interests of participants
in those proceedings.
Relatedly, and similar to the FRAP,
the proposed rules require disclosure of
certain corporate affiliations. The
purpose of the corporate disclosure
statement required by the FRAP 26.1 is
to assist judges in making a
determination of whether they have
interests in any of a party’s related
corporate entities that would disqualify
the judge from participating in a judicial
appeal. See Fed R. App. P. 26.1(a)
advisory committee’s note to 1998
amendment; Fed R. App. P. 26.1(a)
advisory committee’s note on Rules1989. In the same way, the proposed
requirements for disclosure of certain
corporate affiliations will better enable
CPSC Commissioners and staff to
identify a potential conflict of interest
that might merit recusal from a
proceeding. See 18 U.S.C. 208(a)
(generally barring Federal employees
from participating personally and
substantially in any particular matter in
which they know they, or any person
whose interest is imputed to them, have
a financial interest directly and
predictably affected by the matter); 16
CFR 1025.42(e) (disqualification of
presiding officers in adjudicative
proceedings). Disclosure of underlying
corporate interests also may serve
efficiency interests by allowing the
Commission and its presiding officers to
better organize proceedings to reflect
commonalities of interest among the
participants.
As with the disclosure interest
requirements discussed above, corporate
disclosure requirements are required by
other administrative agencies. For
example, the Occupational Safety and
Health Review Commission (OSHRC)
requires that: ‘‘All answers, petitions for
modification of abatement period, or
other initial pleadings filed under these
rules by a corporation shall be
accompanied by a separate declaration
listing all parents, subsidiaries, and
affiliates of that corporation or stating
that the corporation has no parents,
subsidiaries, or affiliates, whichever is
applicable.’’ 29 CFR 2200.35.
There may be material interests that
would not be revealed even under this
NPR’s proposals. In section IX below,
we seek comment whether other
amendments to the Commission’s rules
should be adopted to promote the
purposes of this NPR in circumstances
that are not covered by the specific rules
proposed here.
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III. Description of the Proposed
Revisions
This section describes the changes
proposed in this NPR in the order in
which they will appear in the
Commission’s rules.
A. Table of Contents
The NPR proposes conforming
changes to the Tables of Contents for 16
CFR parts 1025 and 1052.
B. Part 1000—Commission Organization
and Functions
1. Proposed Changes to § 1000.5
(Petitions)
In conjunction with the proposed
changes regarding requirements for
testimony and participation in
Commission proceedings, the NPR
proposes a technical change that directs
petitioners to follow the procedure for
submitting petitions found in 16 CFR
part 1051.
2. Proposed Changes to § 1000.8
(Meetings and Hearings; Public Notice)
To conform to the proposed changes
implementing disclosure of interest
requirements for testimony and
participation in Commission
proceedings, the NPR proposes to add a
new paragraph (e) stating: ‘‘Any person
requesting the opportunity to present
oral testimony before the Commission
shall satisfy the requirements in
§ 1052.3.’’
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C. Part 1025—Subpart B—Pleadings,
Form, Execution, Service of Documents
The NPR proposes to adopt disclosure
of interest requirements for any person
seeking to provide testimony or
participate in an adjudicative
proceeding before the Commission. The
proposed changes would align CPSC’s
Rules of Procedure with the amicus
funding disclosure requirements in
Supreme Court Rule 37.6 and FRAP
29(a)(4)(e). The disclosure of interest
requirements will improve transparency
and lessen the likelihood of delay or
repetition in adjudicative proceedings
by giving the presiding officer
information necessary to determine the
identity of interest of those seeking to
participate. For Part 1025–Subpart B,
the NPR proposes to replace the heading
of § 1025.17 ‘‘Intervention’’ with
‘‘Participation.’’ This is a nonsubstantive change to better align the
heading of the section with its content.
The NPR also proposes to add a new
paragraph (3) to § 1025.17(a),
‘‘Participation as an intervenor,’’ adding
a new requirement for a petition to
intervene in an adjudicative proceeding.
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The proposed paragraph (a)(3) reads as
follows:
(3) Unless a petition to intervene is
made by the United States or a State,
local or foreign government, or by an
agency thereof, or an Indian Tribe, city,
county, town or similar entity when
submitted by its law officer, the petition
shall include a statement that indicates
whether:
(i) a party or a party’s counsel
authored the petition to intervene in
whole or in part, and, if so, identifies
such party;
(ii) a party or a party’s counsel has
made or has agreed to make a monetary
contribution to the petitioner intended
to fund the petition or proposed
participation and, if so, identifies such
party; and
(iii) a person other than the petitioner,
its members, or its counsel has made or
has agreed to make a monetary
contribution intended to fund the
petition or proposed participation and,
if so, identifies each such person;
(iv) if no such authorship or
contributions were or will be provided,
the statement should affirmatively
indicate that no assistance that is
reportable under this Rule has been
provided or promised.
New paragraph 1025.17(a)(4) would
require a corporate disclosure statement
for corporations that seek to participate
as intervenors.
Current paragraph (3) of § 1025.17(a)
would be redesignated as paragraph (5),
with no other changes.
The NPR also proposes to add similar
disclosure of interest requirements and
corporate disclosure requirements for
persons who request to participate in an
adjudicative proceeding without gaining
the party status of an intervenor.
D. Part 1051—Procedure for Petitioning
for Rulemaking
1. Proposed Changes to § 1051.1 (Scope)
Section 1051.1(b) states the
requirements and recommendations to
be followed by those seeking to file a
petition for rulemaking. The NPR
proposes to clarify this provision by
replacing ‘‘Persons filing petitions for
rulemaking shall follow as closely as
possible the requirements and are
encouraged to follow as closely as
possible the recommendations for filing
petitions under § 1051.5’’ with ‘‘Persons
filing petitions for rulemaking shall
satisfy the requirements in § 1051.5(a)
and are encouraged to follow as closely
as possible the recommendations for
filing petitions under § 1051.5(b).’’
To conform with these changes, the
NPR also proposes a change to
§ 1051.1(c). The NPR proposes to
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replace the last sentence of § 1051.1(c),
which currently reads ‘‘In addition,
however, persons filing such petitions
shall follow the requirements and are
encouraged to follow the
recommendations for filing petitions as
set forth in § 1051.5,’’ with ‘‘In addition,
persons filing such petitions shall
satisfy the requirements in § 1051.5(a)
and are encouraged to follow the
recommendations for filing petitions in
§ 1051.5(b).’’
2. Proposed Changes to § 1051.3 (Place
of Filing)
To improve efficiency and reflect
current technologies, the NPR proposes
to provide that petitions for rulemaking
may be filed by electronic submission,
in addition to mail or hand delivery.
3. Proposed Changes to § 1051.4 (Time
of Filing)
To conform to the change proposed in
§ 1051.3 to include electronic
submission as a permitted method of
filing petitions for rulemaking, the NPR
proposes clarification to the time of
filing. The proposed revised section
reads as follows:
A petition shall be considered filed by
electronic submission (i.e., emailed)
when it is received in the Office of the
Secretary. If the electronic submission is
received outside of business hours, or
on a weekend or holiday, the date of
receipt shall be the next business day.
A petition shall be considered filed by
mail or in person when time-date
stamped as received in the Office of the
Secretary.
4. Proposed Changes to § 1051.5
(Requirement and Recommendations for
Petitions)
The NPR proposes to add the
disclosure of interest and corporate
disclosure requirements as new
paragraphs ‘‘(3)’’ and ‘‘(4)’’ of
§ 1051.5(a), which read as follows:
(3) Unless the petition is made by the
United States or a State, local or foreign
government or by an agency thereof, or
an Indian Tribe, city, county, town or
similar entity when submitted by its law
officer, the petition shall include a
statement that indicates whether:
(i) a person, other than the petitioner,
its members, or its counsel authored the
petition in whole or in part and, if so,
identifies each such person; and
(ii) a person other than the petitioner,
its members, or its counsel has made or
has agreed to make a monetary
contribution intended to fund the
petition and, if so, identifies each such
person;
(iii) if no such authorship or
contributions were or will be provided,
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the statement should affirmatively
indicate that no assistance that is
reportable under this Rule has been
provided or promised.
(4) In the case of a corporation,
contain a statement that identifies any
parent corporation and any publicly
held corporation that owns 10% or more
of its stock, or state that there is no such
corporation.
To conform with these proposed
additions, former requirements ‘‘(3), (4)
and (5)’’ would become, respectively,
requirements ‘‘(5), (6) and (7).’’
E. Part 1052—Procedural Regulations
for Informal Oral Presentations in
Proceedings Before the Consumer
Product Safety Commission
1. Proposed Changes to § 1052.1 (Scope
and Purpose)
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Section 1052.1 states the Scope and
Purpose for informal oral presentations
in proceedings before the Commission.
For clarity and uniformity, and in order
to ensure the disclosure of interest
requirements apply generally
throughout CPSC’s proceedings, the
NPR proposes to reference in § 1052.1(a)
the following statutory provisions:
Section 15(c) and (d) of the Consumer
Product Safety Act, 15 U.S.C. 2064(c)
and (d), section 15 of the Federal
Hazardous Substances Act, 15 U.S.C.
1274, section 4(j) of the Consumer
Product Safety Act, 15 U.S.C. 2053(j),
and 16 CFR 1000.8, all of which provide
that the Commission shall give
interested persons an opportunity for
oral presentations or an opportunity for
a hearing before the Commission.
Reflecting this new specificity and to
avoid confusion, the NPR also proposes
to eliminate from this paragraph (a) the
following, less specific language:
‘‘Several rulemaking provisions of the
statutes administered by the
Commission are subject only to the
rulemaking procedures of the
Administrative Procedure Act. Section
4(c) of the Administrative Procedure Act
provides that the opportunity for oral
presentations may or may not be granted
in rulemaking under that section.’’
The NPR further proposes minor
changes to § 1052.2(b) with the same
purpose of achieving clarity and
uniformity throughout its regulations
and statutes.
2. Proposed Changes to § 1052.3
(Conduct of Oral Presentation)
The NPR proposes to add a new
§ 1052.3 for informal oral presentations
in proceedings before the Commission,
to be titled ‘‘Requesting Opportunity for
Oral Presentations.’’ The proposed
section reads:
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§ 1052.3 Requesting opportunity for oral
presentations.
(a) Unless otherwise stated in the
Federal Register notice referenced in
§ 1052.2, any person who seeks to make
an oral presentation shall make an
electronic submission of the request to
the Office of the Secretary, Consumer
Product Safety Commission at cpsc-os@
cpsc.gov, not later than five business
days before the scheduled opportunity.
(b) Unless otherwise stated in the
Federal Register notice referenced in
§ 1052.2, the request to make an oral
presentation shall:
(1) Be written in the English language;
(2) Contain the name and address of
the requester, and its counsel, if any;
(3) Contain the name and address of
any person on whose behalf the
requested oral presentation is to be
made;
(4) Unless the request to make an oral
presentation is made by the United
States or a State, local or foreign
government, or by an agency thereof, or
an Indian Tribe, city, county, town or
similar entity when submitted by its law
officer, the request shall include a
statement that indicates whether:
(i) a person other than the requester,
its members, or its counsel authored the
request in whole or in part and, if so,
identifies such person;
(ii) a person other than the requester,
its members, or its counsel has made or
has agreed to make a monetary
contribution intended to fund the oral
presentation and, if so, identifies each
such person;
(iii) the requester has an existing
business relationship by which the
requester expects to receive direct or
indirect financial benefit in connection
with the oral presentation or the
Commission activity that is the subject
of the oral presentation and, if so,
describes the nature of that business
relationship;
(iv) if no such authorship or
contributions were or will be provided,
and no such business relationship
exists, the statement should
affirmatively indicate that no assistance
that is reportable under this Rule has
been provided or promised and no
business relationship that is reportable
under this Rule exists.
(5) If the requester is a corporation,
contain a statement that identifies any
parent corporation and any publicly
held corporation that owns 10% or more
of its stock, or state that there is no such
corporation.
(6) Contain the written text of the
proposed oral presentation.
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3. Proposed Changes to New § 1052.4
(Conduct of Oral Presentation)
Given the addition of new 16 CFR
1052.3 ‘‘Requesting Opportunity for oral
presentations,’’ the NPR proposes to
renumber former § 1052.3 ‘‘Conduct of
oral presentation’’ as § 1052.4. For
clarity, the NPR also proposes to make
a technical change and to eliminate
‘‘legislative type’’ from paragraph (b).
The proposed § 1052.4(b) would read:
‘‘(b) The oral presentation, which shall
be taped or transcribed, shall be an
informal, non-adversarial proceeding at
which there will be no formal pleadings
or adverse parties.’’
4. Proposed Changes to New § 1052.5
Also, as a conforming change, the
NPR proposes to renumber § 1052.4
‘‘Presiding Officer; appointment, duties
and powers’’ as § 1052.5, with no other
changes.
F. Part 1502—Procedures for Formal
Evidentiary Public Hearing
1. Proposed Changes to Subpart B—
Initiation of Proceedings—§ 1502.5
(Initiation of a Hearing Involving the
Issuance, Amendment, or Revocation of
a Regulation)
Consistent with the other proposed
changes requiring disclosure of interests
and corporate affiliations for testimony
and participation in Commission
proceedings, the NPR proposes to add a
new paragraph (c) to § 1502.5, stating:
‘‘Any person requesting the opportunity
for a public hearing under this part shall
satisfy the disclosure requirements of
§ 1025.17(b)(3) and (4), in addition to all
requirements in this part.’’
2. Proposed Changes to Subpart C—
Notice of Participation—§ 1502.16
(Notice of Participation)
In conjunction with the changes
proposed above, the NPR proposes to
require disclosure of interests and
corporate disclosure within the notice of
participation to be filed under 16 CFR
1502.16(a).
IV. Environmental Considerations
The Commission’s regulations address
whether the agency must prepare an
environmental assessment or an
environmental impact statement. Under
these regulations, certain categories of
CPSC actions that have ‘‘little or no
potential for affecting the human
environment’’ do not require an
environmental assessment or an
environmental impact statement. 16
CFR 1021.5(c). The proposed changes to
the rules fall within the categorical
exclusion and therefore, no
environmental assessment or
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VIII. Proposed Effective Date
environmental impact statement is
required.
V. Regulatory Flexibility Analysis
Under section 603 of the Regulatory
Flexibility Act (RFA), when the
Administrative Procedure Act (APA)
requires an agency to publish a general
notice of proposed rulemaking, the
agency must prepare an initial
regulatory flexibility analysis (IRFA),
assessing the economic impact of the
proposed rule on small entities. 5 U.S.C.
603(a). Although the Commission has
chosen to propose this disclosure rule
through notice and comment
procedures, the APA does not require a
proposed rule when an agency issues
rules of agency procedure and practice.
5 U.S.C. 553(b). Therefore, the CPSC is
not required to prepare an IRFA under
the RFA. See 79 FR 10721 (discussing
IRFA requirement). Moreover, the NPR
does not propose to establish mandatory
requirements for, and would not impose
any significant obligations on, small
entities (or any other entity or party).
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VI. Paperwork Reduction Act
The Paperwork Reduction Act (PRA)
establishes certain requirements when
an agency conducts or sponsors a
‘‘collection of information.’’ 44 U.S.C.
3501–3520. The NPR would amend the
Commission’s rules for testimony and
participation in proceedings before the
Commission. The existing rules and the
proposed revisions do not require or
request information from the public, but
rather, establish procedures for
voluntary testimony and other
participation in proceedings before the
Commission. Further, the PRA does not
apply to collections of information
during the conduct of an administrative
action or investigation involving an
agency against specific individual or
entities (44 U.S.C. 3518; see 5 CFR
1320.4(a)(2)), or to facts or opinions
submitted in response to general
solicitations of comments from the
public (5 CFR 1320.3(h)(4)) or obtained
or solicited at or in connection with
public hearings or meetings (id.
1320.3(h)(4)). For these reasons, the
proposed rule does not implicate the
PRA.
VII. Executive Order 12988
(Preemption)
According to Executive Order 12988
(Feb. 5, 1996), agencies must state in
clear language the preemptive effect, if
any, of new regulations. This NPR
proposes procedural provisions that are
uniquely applicable to the Commission,
and not enforced by state or local
governments. Preemption therefore is
not relevant.
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Consistent with the APA’s general
requirement that the effective date of a
rule be at least 30 days after publication
of the final rule, the Commission
proposes that the effective date of the
rule will be 30 days after the date of the
publication in the Federal Register. See
5 U.S.C. 553(d).
IX. Request for Comments
The Commission requests comments
on all aspects of the NPR. The
Commission also invites public
comment on whether the same goals of
transparency, fairness, efficiency, and
improved decision-making should be
advanced through disclosure provisions
beyond those included in the NPR, for
instance additional rule revisions that
more fully enable the Commission to
identify alignments of financial interest
between different persons or entities
requesting participation in the same
CPSC hearing or public meeting.
Comments must be submitted in
accordance with the instructions in the
ADDRESSES section of the preamble.
Comments must be received no later
than November 28, 2023.
List of Subjects in 16 CFR Parts 1000,
1025, 1051, 1052, and 1502
Administrative practice and
procedure; Consumer protection;
Requirement; Statement; Participation;
Oral testimony; Petition.
For the reasons set forth in the
Preamble, the Commission proposes to
amend 16 CFR parts 1000, 1025, 1051,
1052 and 1502 as follows:
PART 1000—COMMISSION
ORGANIZATION AND FUNCTIONS
1. The authority citation for part 1000
continues to read as follows:
■
Authority: 5 U.S.C. 552(a).
■
2. Revise § 1000.5 to read as follows:
§ 1000.5
Petitions.
Any interested person may petition
the Commission to issue, amend, or
revoke a rule or regulation by
submitting a written request to the
Office of the Secretary, Consumer
Product Safety Commission. Petitions
must comply with the Commission’s
procedure for petitioning for rulemaking
at 16 CFR part 1051.
■ 3. Amend § 1000.8 by adding
paragraph (e) to read as follows:
§ 1000.8
notice.
Meetings and hearings; public
*
*
*
*
*
(e) Any person requesting the
opportunity to present oral testimony
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67133
before the Commission shall satisfy the
requirements in § 1052.3.
PART 1025—RULES OF PRACTICE
FOR ADJUDICATIVE PROCEEDINGS
4. The authority citation for part 1025
continues to read as follows:
■
Authority: Consumer Product Safety Act
(secs. 15, 20, 27 (15 U.S.C. 2064, 2069, 2076),
the Flammable Fabrics Act (sec. 5, 15 U.S.C.
1194), the Federal Trade Commission Act (15
U.S.C. 45)), unless otherwise noted.
5. Amend § 1025.17 by:
a. Revising the subject heading.
■ b. Redesignating paragraph (a)(3) as
paragraph (a)(5).
■ c. Adding new paragraphs (a)(3) and
(4).
The revisions and additions read as
follows:
■
■
§ 1025.17
Participation.
*
*
*
*
*
(a)(3) Unless a petition to intervene is
made by the United States or a State,
local or foreign government, or by an
agency thereof, or an Indian Tribe, city,
county, town or similar entity when
submitted by its law officer, the petition
shall include a statement that indicates
whether:
(i) a party or a party’s counsel
authored the petition to intervene in
whole or in part, and, if so, identifies
such party;
(ii) a party or a party’s counsel has
made or has agreed to make a monetary
contribution to the petitioner intended
to fund the petition or proposed
participation and, if so, identifies such
party; and
(iii) a person other than the petitioner,
its members, or its counsel has made or
has agreed to make a monetary
contribution intended to fund the
petition or proposed participation and,
if so, identifies each such person;
(iv) if no such authorship or
contributions were or will be provided,
the statement should affirmatively
indicate that no assistance that is
reportable under this Rule has been
provided or promised.
(a)(4) If the petitioner is a corporation
the petition shall include a statement
that identifies any parent corporation
and any publicly held corporation that
owns 10% or more of its stock or state
that there is no such corporation.
*
*
*
*
*
PART 1051—PROCEDURE FOR
PETITIONING FOR RULEMAKING
6. The authority citation for part 1051
continues to read as follows:
■
Authority: 5 U.S.C. 553(e), 5 U.S.C. 555(e).
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7. Amend § 1051.1 by revising
paragraph (b), and the last sentence in
paragraph (c) to read as follows:
■
§ 1051.1
Scope.
*
*
*
*
*
(b) Persons filing petitions for
rulemaking shall satisfy the
requirements in § 1051.5(a) and are
encouraged to follow as closely as
possible the recommendations for filing
petitions under § 1051.5(b).
(c) * * * In addition, persons filing
such petitions shall satisfy the
requirements in § 1051.5(a) and are
encouraged to follow the
recommendations for filing petitions in
§ 1051.5(b).
■ 8. Revise § 1051.3 to read as follows:
§ 1051.3
Place of filing.
A petition shall be filed in any of the
following ways:
(1) By electronic submission. A
petition shall be emailed to: Office of
the Secretary, Consumer Product Safety
Commission at cpsc-os@cpsc.gov; or
(2) Mail/hand delivery/courier. A
petition shall be mailed or hand
delivered to the Office of the Secretary,
Consumer Product Safety Commission,
at 4330 East West Highway, Bethesda,
MD 20814.
■ 9. Revise § 1051.4 to read as follows:
§ 1051.4
Time of filing.
A petition shall be considered filed by
electronic submission when it is
received in the Office of the Secretary.
If the electronic submission is received
outside of business hours, or on a
weekend or holiday, the date of receipt
shall be the next business day. A
petition shall be considered filed by
mail or in person when time-date
stamped as received in the Office of the
Secretary.
■ 10. Amend § 1051.5 by:
■ a. Redesignating paragraphs (a)(3),
(a)(4), and (a)(5) as paragraphs (a)(5),
(a)(6), and (a)(7).
■ b. Adding new paragraphs (a)(3) and
(4).
The revisions and additions read as
follows:
§ 1051.5 Requirements and
recommendations for petitions.
*
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(ii) a person other than the petitioner,
its members, or its counsel has made or
has agreed to make a monetary
contribution intended to fund the
petition and, if so, identifies each such
person;
(iii) if no such authorship or
contributions were or will be provided,
the statement should affirmatively
indicate that no assistance that is
reportable under this Rule has been
provided or promised.
(a)(4) If the petitioner is a corporation,
include a statement that identifies any
parent corporation and any publicly
held corporation that owns 10% or more
of its stock or state that there is no such
corporation.
*
*
*
*
*
*
*
*
*
(a)(3) Unless the petition is made by
the United States or a State, local or
foreign government or by an agency
thereof, or Indian Tribe, city, county,
town or similar entity when submitted
by its law officer, include a statement
that indicates whether:
(i) a person, other than the petitioner,
its members, or its counsel authored the
petition in whole or in part and, if so,
identifies each such person; and
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PART 1052—PROCEDURAL
REGULATIONS FOR INFORMAL ORAL
PRESENTATIONS IN PROCEEDINGS
BEFORE THE CONSUMER PRODUCT
SAFETY COMMISSION
11. The authority citation for part
1052 continues to read as follows:
■
Authority: 15 U.S.C. 1193(d), 15 U.S.C.
2058(d)(2), 15 U.S.C. 2076(a), and 5 U.S.C.
553(c).
12. Amend § 1052.1 by revising the
last two sentences of paragraph (a), and
the first sentence in paragraph (b) to
read as follows:
■
§ 1052.1
Scope and purpose.
(a) * * * Section 15(c) and (d) of the
Consumer Product Safety Act, 15 U.S.C.
2064(c) and (d), and section 15 of the
Federal Hazardous Substances Act, 15
U.S.C. 1274, provide that the
Commission will afford interested
persons, including consumers and
consumer organizations, an opportunity
for a hearing. In addition, section 27(a)
of the Consumer Product Safety Act, 15
U.S.C. 2076(a), authorizes informal
proceedings that can be conducted in
non-rulemaking investigatory situations;
section 4(j) of the Consumer Product
Safety Act, 15 U.S.C. 2053(j), provides
that the Commission shall conduct a
public hearing on the annual agenda
and priorities for Commission action;
and as set forth in § 1000.8 of the
Commission’s rules, the Commission
may conduct any hearings necessary to
its functions and afford reasonable
opportunity for interested persons to
present relevant testimony.
(b) This part sets forth rules of
procedure for the oral presentation of
data, views or arguments in the informal
rulemaking or investigatory situations or
hearings described in paragraph (a) of
this section or under any other laws
administered by the Commission. * * *
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§§ 1052.3 and 1052.4 [Redesignated as
§§ 1052.4 and 1052.5]
13. Redesignate § 1052.3 and § 1052.4
as § 1052.4 and § 1052.5, and add a new
§ 1052.3 to read as follows:
■
§ 1052.3 Requesting opportunity for oral
presentations.
(a) Unless otherwise stated in the
Federal Register notice referenced in
§ 1052.2, any person who seeks to make
an oral presentation shall make an
electronic submission of the request to
the Office of the Secretary, Consumer
Product Safety Commission at cpsc-os@
cpsc.gov, not later than five business
days before the scheduled opportunity.
(b) Unless otherwise stated in the
Federal Register notice referenced in
§ 1052.2, the request to make an oral
presentation shall:
(1) Be written in the English language;
(2) Contain the name and address of
the requester, and its counsel, if any;
(3) Contain the name and address of
any person on whose behalf the
requested oral presentation is to be
made;
(4) Unless the request to make an oral
presentation is made by the United
States or a State, local or foreign
government, or by an agency thereof, or
an Indian Tribe, city, county, town or
similar entity when submitted by its law
officer, the request shall include a
statement that indicates whether:
(i) a person other than the requester,
its members, or its counsel authored the
request in whole or in part and, if so,
identifies such person;
(ii) a person other than the requester,
its members, or its counsel has made or
has agreed to make a monetary
contribution intended to fund the oral
presentation and, if so, identifies each
such person;
(iii) the requester has an existing
business relationship by which the
requester expects to receive direct or
indirect financial benefit in connection
with the oral presentation or the
Commission activity that is the subject
of the oral presentation and, if so,
describes the nature of that business
relationship;
(iv) if no such authorship or
contributions were or will be provided,
and no such business relationship
exists, the statement should
affirmatively indicate that no assistance
that is reportable under this Rule has
been provided or promised and no
business relationship that is reportable
under this Rule exists.
(5) If the requester is a corporation,
contain a statement that identifies any
parent corporation and any publicly
held corporation that owns 10% or more
of its stock, or state that there is no such
corporation.
E:\FR\FM\29SEP1.SGM
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(6) Contain the written text of the
proposed oral presentation.
■ 14. In newly redesignated § 1052.4,
revise paragraph (b) to read as follows:
§ 1052.4
Conduct of oral presentation.
*
*
*
*
*
(b) The oral presentation, which shall
be taped or transcribed, shall be an
informal, non-adversarial proceeding at
which there will be no formal pleadings
or adverse parties.
*
*
*
*
*
PART 1502—PROCEDURES FOR
FORMAL EVIDENTIARY PUBLIC
HEARING
15. The authority citation for part
1502 continues to read as follows:
■
Authority: 15 U.S.C. 1261(q)(1)(B),
1262(a), 1262(e), 1269(a); 15 U.S.C. 1474(a);
21 U.S.C. 371(e)–(g).
16. Amend § 1502.5 by adding a new
paragraph (c) to read as follows:
■
§ 1502.5 Initiation of a hearing involving
the issuance, amendment, or revocation of
a regulation.
*
*
*
*
*
(c) Any person requesting the
opportunity for a public hearing under
this part shall satisfy the disclosure
requirements of § 1025.17(b)(3) and (4),
in addition to all requirements in this
part.
■ 17. Amend § 1502.16 by revising
paragraph (a) to read as follows:
lotter on DSK11XQN23PROD with PROPOSALS1
§ 1502.16
Notice of participation.
(a) Within 30 days after publication of
the notice of hearing under § 1502.13, a
person desiring to participate in a
hearing is to file with the Office of the
Secretary a notice of participation
containing the following information:
(i) Date of submission;
(ii) Title of submission: Notice of
Participation;
(iii) To whom the notice is being
directed: Office of the Secretary,
Consumer Product Safety Commission,
4330 East West Highway, Bethesda, MD.
Mailing address: Office of the Secretary,
Consumer Product Safety Commission,
Washington, DC 20207; CPSC-OS@
cpsc.gov.
(iv) Title of Regulation and CPSC
Docket Number;
(v) Name and contact information of
person or entity seeking to participate,
including Street Address, City, State,
and Zip Code, Telephone number, and
email address;
(vi) Service on the above will be
accepted by: Name, Street Address, City,
State, and Zip Code, Telephone number,
and email address;
VerDate Sep<11>2014
18:59 Sep 28, 2023
Jkt 259001
(vii) The following statements are
made as part of this notice of
participation:
(A) Specific interests. Provide a
statement of the specific interest of the
person in the proceeding, including the
specific issues of fact concerning which
the person desires to be heard. This part
need not be completed by a party to the
proceeding;
(B) Commitment to participate.
Provide a statement that the person will
present documentary evidence or
testimony at the hearing and will
comply with the requirements of
§ 1502.25 of these procedures;
(C) Disclosure of interest. Unless the
notice of participation is made by the
United States or a State, local or foreign
government, or by an agency thereof, or
Indian Tribe, city, county, town or
similar entity when submitted by its law
officer, provide a statement that
indicates whether:
(1) A party or a party’s counsel
authored the notice of participation in
whole or in part, and, if so, identifies
such party;
(2) A party or a party’s counsel has
made or has agreed to make a monetary
contribution intended to fund the
proposed participation and, if so,
identifies such party; and
(3) A person other than the one filing
the notice of participation, its members,
or its counsel has made or has agreed to
make a monetary contribution intended
to fund the proposed participation and,
if so, identifies each such person;
(4) If no such authorship or
contributions were or will be provided,
the statement should affirmatively
indicate that no assistance that is
reportable under this Rule has been
provided or promised;
(D) Corporate disclosure. If the
proposed participant is a corporation
the notice shall include a statement that
identifies any parent corporation and
any publicly held corporation that owns
10% or more of its stock or state that
there is no such corporation; and
(viii) Signature.
*
*
*
*
*
Alberta E. Mills,
Secretary, Consumer Product Safety
Commission.
[FR Doc. 2023–20184 Filed 9–28–23; 8:45 am]
BILLING CODE 6355–01–P
PO 00000
Frm 00019
Fmt 4702
Sfmt 4702
67135
SOCIAL SECURITY ADMINISTRATION
20 CFR Parts 404 and 416
[Docket No. SSA–2023–0024]
RIN 0960–AI83
Intermediate Improvement to the
Disability Adjudication Process:
Including How We Consider Past Work
Social Security Administration.
Notice of proposed rulemaking
(NPRM).
AGENCY:
ACTION:
We propose to revise the time
period that we consider when
determining whether an individual’s
past work is relevant for purposes of
making disability determinations and
decisions. Specifically, we would revise
the definition of past relevant work
(PRW) by reducing the relevant work
period from 15 to 5 years. This change
would allow individuals to focus on the
most current and relevant information
about their past work, better reflect the
current evidence base on changes over
time in worker skill decay and job
responsibilities, reduce processing time
and improve customer service, and
reduce burden on individuals.
DATES: To ensure that your comments
are considered, we must receive them
by no later than November 28, 2023.
ADDRESSES: You may submit comments
by any one of three methods—internet,
fax, or mail. Do not submit the same
comments multiple times or by more
than one method. Regardless of which
method you choose, please state that
your comments refer to Docket No.
SSA–2023–0024 so that we may
associate your comment(s) with the
correct regulation.
Caution: You should be careful to
include in your comments(s) only
information that you wish to make
publicly available. We strongly urge you
not to include in your comment(s) any
personal information, such as Social
Security numbers or medical
information.
1. Internet: We strongly recommend
that you submit your comments(s) via
the internet. Please visit the Federal
eRulemaking portal at https://
www.regulations.gov. Use the Search
function to find docket number SSA–
2023–0024. The system will issue a
tracking number to confirm your
submission. You will not be able to
view your comment immediately
because we must post each comment
manually. It may take up to one week
for your comment to be viewable.
2. Fax: Fax comments to 1–833–410–
1631.
SUMMARY:
E:\FR\FM\29SEP1.SGM
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Agencies
[Federal Register Volume 88, Number 188 (Friday, September 29, 2023)]
[Proposed Rules]
[Pages 67127-67135]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-20184]
=======================================================================
-----------------------------------------------------------------------
CONSUMER PRODUCT SAFETY COMMISSION
16 CFR Parts 1000, 1025, 1051, 1052 and 1502
[CPSC Docket No. CPSC-2023-0038]
Disclosure of Interests in Commission Proceedings
AGENCY: Consumer Product Safety Commission.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The United States Consumer Product Safety Commission
(``Commission'' or ``CPSC'') is issuing this notice of proposed
rulemaking (``NPR'') to establish disclosure requirements for persons
seeking to make certain appearances before the Commission.
Specifically, the proposed requirements provide for disclosure of
whether: any person other than the submitter authored, in whole or in
part, an oral presentation, adjudicative testimony, or petition for
rulemaking submitted to the Commission; any person other than the
submitter made or has agreed to make a monetary contribution to fund
the oral presentation, adjudicative testimony, or petition for
rulemaking; and the submitter of a request to provide oral testimony
before the Commission has an existing business relationship by which
the submitter expects to receive direct or indirect financial benefit
in connection with the oral presentation or the Commission activity
that is the subject of the oral presentation. The Commission similarly
proposes to require that any person seeking to participate as an
intervenor or other participant in any adjudicative proceeding before
the Commission shall disclose whether a party in the proceeding or a
party's counsel
[[Page 67128]]
authored the petition to intervene or request to participate, as well
as the identity of each person who has made or has agreed to make a
monetary contribution to fund the request to participate or proposed
participation. Additionally, the Commission proposes disclosure of
certain corporate affiliations in these contexts. Finally, the
Commission proposes technical revisions to its regulations establishing
procedures for filing petitions for rulemaking and requests for oral
presentation.
DATES: Submit comments by November 28, 2023.
ADDRESSES: You may submit comments, identified by Docket No. CPSC-2023-
0038, by any of the following methods:
Electronic Submissions: Submit electronic comments to the Federal
eRulemaking Portal at: www.regulations.gov. Follow the instructions for
submitting comments. Do not submit through this website: confidential
business information, trade secret information, or other sensitive or
protected information that you do not want to be available to the
public. CPSC typically does not accept comments submitted by electronic
mail (email), except as described below.
Mail/hand delivery/courier/confidential Written Submissions: CPSC
encourages you to submit electronic comments using the Federal
eRulemaking Portal. You may, however, submit comments by mail, hand
delivery, or courier to: Office of the Secretary, Consumer Product
Safety Commission, 4330 East West Highway, Bethesda, MD 20814;
telephone (301) 504-7479.
Instructions: All submissions must include the agency name and
docket number. CPSC may post all comments without change, including any
personal identifiers, contact information, or other personal
information provided, to: www.regulations.gov. If you wish to submit
confidential business information, trade secret information, or other
sensitive or protected information that you do not want to be available
to the public, you may submit such comments by mail, hand delivery, or
courier, or you may email them to: [email protected].
Docket: For access to the docket to read background documents or
comments received, go to: www.regulations.gov, and insert the docket
number, CPSC-2023-0038, into the ``Search'' box, and follow the
prompts.
FOR FURTHER INFORMATION CONTACT: Hilda M. Garcia Concepcion, Attorney,
Division of Federal Court Litigation, Office of the General Counsel,
Consumer Product Safety Commission, 4330 East West Highway, Bethesda,
MD 20814; telephone: 301-504-7548; email: [email protected].
SUPPLEMENTARY INFORMATION: The Commission proposes in this NPR to amend
its regulations to require disclosures of interests and sources of
funding by those seeking to present oral testimony, request rulemaking
before the Commission, or participate in an adjudicative proceeding.
These proposed amendments are modeled after Supreme Court Rule 37.6 and
Rule 29(a)(4)(e) of the Federal Rules of Appellate Procedure (FRAP).
Both of those judicial rules provide that amici curiae (i.e., those
filing briefs as ``friends of the court'') must state: whether a
party's counsel authored the brief in whole or in part; whether a party
or a party's counsel contributed money that was intended to fund
preparing or submitting the brief; and whether any person other than
the amicus curiae, its members, or its counsel, funded preparing or
submitting the brief, and if so, identifies those persons.
The proposed amendment also includes a requirement for disclosure
of certain corporate affiliations that is modeled after FRAP 26.1(a),
which provides that any non-governmental corporation that is a party to
a proceeding must file a statement identifying any parent corporation
and any publicly held corporation that owns 10% or more of its stock or
stating that there is no such corporation.
I. Statutory Authority and Background
The Commission seeks to encourage interested stakeholders,
including consumers and consumer organizations, among others, to
participate actively in the agency's decision-making processes. This
includes participation in public hearings before the Commission,
adjudicative proceedings, and petitioning for rulemaking, among other
opportunities. To that end, 16 CFR part 1025 establishes the
Commission's Rules of Practice for Adjudicative Proceedings (``Rules of
Practice''), 16 CFR part 1051 establishes the Procedures for
Petitioning for Rule Making, and 16 CFR part 1052 establishes the
Procedural Regulations for Informal Oral Presentations in Proceedings
before the Commission.
A. Adjudicative Proceedings and Evidentiary Public Hearings
The Consumer Product Safety Act (15 U.S.C. 2064(c), (d), (f) &
2076(b)) (CPSA), Federal Hazardous Substances Act (15 U.S.C. 1274)
(FHSA), Flammable Fabrics Act (15 U.S.C. 1192, 1194, 1197(b)) (FFA),
and Poison Prevention Packaging Act (15 U.S.C. 1473(c)) (PPPA) all
authorize the Commission to conduct adjudicative proceedings for
mandatory recalls of covered products, or other action to protect the
public. Final Decisions and Orders in adjudicative proceedings are
decided based on an administrative record after opportunity for a
hearing.
The Commission's Rules of Practice at 16 CFR 1025.17, titled
``Intervention,'' allow persons who are not parties to an adjudication
to apply for participation as either an intervening party or a non-
party. In making a discretionary determination to grant or deny
participation, the presiding officer is required to consider, among
other things, the extent to which the petitioner's intervention may
reasonably be expected to assist in developing a sound record; the
extent to which the petitioner's interest will be represented by
existing parties; the extent to which the petitioner's intervention may
broaden the issues or delay the proceedings; and the extent to which
the person's participation can be expected to assist the presiding
officer and the Commission in rendering a fair and equitable resolution
of all matters in controversy. If the presiding officer determines that
there is a duplication of interest among those seeking to participate,
the presiding officer may limit the participation by designating a
single representative. 16 CFR 1025.17(f).
In addition to these adjudications, the Commission may hold formal
evidentiary public hearings under certain sections of the FHSA and PPA.
Part 1502 of the Commission's rules establishes procedures for these
formal evidentiary public hearings, including the processes for
requesting hearings and filing notices of participation. 16 CFR 1502.5-
1502.17.
B. Petitions for Rulemaking
In accordance with the Administrative Procedure Act (5 U.S.C.
553(e)), any person may petition the Commission to issue, amend, or
revoke Commission regulations under the Acts the Commission
administers. At 16 CFR part 1051, the Commission has established
procedures for the submission and disposition of petitions for the
issuance, amendment, or revocation of rules under the CPSA or other
statutes administered by the Commission.
Section 1051.5(a) establishes the requirements for petitioning for
rulemaking, which include that the petition shall be written in
English, contain the name and address of the petitioner, indicate the
product
[[Page 67129]]
regulated under the CPSA or other statute administered by the
Commission for which rulemaking is sought, set forth facts establishing
that the rulemaking is necessary, make an explicit request to the
Commission to initiate rulemaking, and set forth a brief description of
the substance of the proposed rule, amendment, or revocation. The
Commission may grant or deny the petition. 16 CFR 1051.10, 1051.11.
C. Informal Oral Presentations in Proceedings Before the Commission
The CPSA (15 U.S.C. 2058(d)(2) and 2064(c)), FHSA (id. 1274), FFA
(id. 1193(d)), and PPPA (id. 1473(c)) all require the Commission to
give interested persons an opportunity to make oral presentations of
data, views, or arguments, or provide for an opportunity for a hearing
regarding rulemaking. The CPSA also authorizes informal hearings or
other inquiries, which can be conducted by the Commission or by one or
more of its members, or by designated agents in non-rulemaking
situations. 15 U.S.C. 2076(a). The CPSA further provides that the
Commission shall conduct a public hearing on the annual agenda and
priorities for Commission action. 15 U.S.C. 2053(j). Section 1000.8 of
the Commission's rules provides that the Commission may conduct
hearings as necessary or appropriate to its functions and will afford
reasonable opportunity for interested persons to present relevant
testimony at such hearings.
Part 1052 of the Commission's rules sets forth the rules of
procedure for oral presentation of data, views or arguments in informal
rulemakings or investigatory situations. The Chairman of the
Commission, or another presiding officer appointed by the Chairman with
the concurrence of the Commission, shall have the powers necessary to
secure the efficient conduct of the oral proceedings, including the
right to require a single representative to present the views of others
with similar interests. 16 CFR 1052.4.
II. Reasons for Proposed Revisions
The proposed rule changes are based on the Supreme Court Rules and
the FRAP, which establish requirements for amicus curiae briefs written
by non-parties to assist the court by providing relevant information
not otherwise submitted, and on the FRAP's provisions for disclosure of
certain corporate affiliations.
In 1997 the Supreme Court amended its rules to require disclosure
of a party's involvement in the drafting or funding of non-governmental
amicus briefs. Supreme Court Rule 37.6 provides that ``a brief filed
under this Rule shall indicate whether counsel for a party authored the
brief in whole or in part and whether such counsel or a party made a
monetary contribution intended to fund the preparation or submission of
the brief, and shall identify every person or entity, other than the
amicus curiae, its members, or its counsel, who made such a monetary
contribution.''
Similarly, FRAP 29(a)(4)(E), adopted in 2010 and modeled after
Supreme Court Rule 37.6, provides that an amicus filer that is not a
Federal or state government entity must include a statement in the
amicus brief addressing whether ``a party's counsel authored the brief
in whole or in part;'' whether ``a party or party's counsel contributed
money that was intended to fund preparing or submitting the brief,''
and whether ``a person--other than the amicus curiae, its member, or
its counsel--contributed money that was intended to fund preparing or
submitting the brief and, if so, identifies each such person.''
The Supreme Court is understood to have adopted its disclosure rule
``in an effort to stop parties in a case from surreptitiously `buying'
what amounts to a second or supplemental merits brief, disguised as an
amicus brief, to get around word limits.'' Supreme Court Rule Crimps
Crowd-Funded Amicus Briefs, LAW.COM (Dec. 10, 2018, 2:53 p.m.),
available at https://www.yahoo.com/entertainment/supreme-court-rule-puts-crimp-075351473.html?guce_referrer=aHR0cHM6Ly93d3cuZ29vZ2xlLmNvbS8&guce_referrer_sig=AQAAADJ2YF4CP_uQ2RVhjKDq6IXyiSRacfhjKhuXKIh9V-bTxca5H7uVdDtnYSHb-TcniJrVwTS9p-jWaoOjsHmckiI0QQiOpbBnFmxvQjHlFKr0OiPoouGbezukzy88VPBIP6I2Ghg8OUcDL-2TW0ZZ2UyS4LklU3RQhFqaXmAs4Xuw, Supreme Court Rule Crimps Crowd-Funded
Amicus Briefs [verbar] National Law Journal. In 2018, the Supreme
Court's Public Information Office further explained that ``Rule 37.6
[serves] to preclude an amicus from filing a brief if contributors are
anonymous.'' LAW.COM, supra. The parallel Federal Rule of Appellate
Procedure serves efficiency and transparency goals by ``deter[ring]
counsel from using an amicus brief to circumvent page limits'' that the
FRAP places on parties' briefs. FRAP 29(c)(5) advisory committee's note
to 2010 amendment.
Like these rules of the U.S. Supreme Court and Federal Court of
Appeals, the proposed rules would deter circumvention of Commission
procedural requirements, avoid redundant presentations, and improve
transparency regarding the motivations of those with an interest in
proceedings before the Commission. The disclosure requirement for any
contributing party improves the fairness and accuracy of decision-
making by providing the Commission relevant information it otherwise
lacks. Knowing if a proposed participant is funded or financed by
another or has a business relationship by which the proposed
participant expects to receive financial benefit in connection with the
oral presentation or the Commission activity subject of the oral
presentation, assists the Commission in appropriately evaluating the
intent of the proposed participation, identifying bias or special
interest, and eliminating duplicative presentations. Just as the
Federal courts' disclosure requirements provide the decisionmakers, the
litigants, and the general public insight into the parties that are
framing the appellate proceeding, see S. Whitehouse, A Flood of
Judicial Lobbying: Amicus Influence and Funding Transparency, 131 Yale
L.J. F. 141 (Oct. 24, 2021), the proposed rule changes will allow the
Commission, the parties to a matter, and the public to know who is
seeking to influence the Commission's decisions on consumer product
safety issues. With the proposed disclosure requirements, the
Commission can better identify those seeking to influence its decisions
and better maintain the efficiency and integrity of the proceedings.
Indeed, particularly in the context of the Commission's adjudicative
proceedings, the function of the proposed rule's requirements is
precisely the same as the role of the parallel Supreme Court and
appellate rules.
In adjudicative proceedings when considering a petition to
intervene or request to participate, the presiding officer will
consider, among other things, the extent to which the participation
will assist the Commission in rendering a fair and equitable resolution
of the matters in controversy, the extent to which a petitioner's
interest will be represented by an existing party, and the extent to
which the participation might delay the proceedings. 16 CFR 1025.17(d)
and (e). The presiding officer also has the power to designate a single
representative where the petitioner or requester shares ``identity of
interest'' with any other intervenor or participant. 16 CFR 1025.17(f).
Similarly, when making determinations regarding objections or requests
for a public hearing under 16
[[Page 67130]]
CFR part 1502, the Commission may broadly investigate whether a hearing
has been justified. See 16 CFR 1502.8.
When considering petitions for rulemaking, the Commission
considers, among other factors, whether failure to initiate the
requested proceeding would unreasonably expose the petitioner or other
consumers to a risk of injury. To allocate its limited resources, the
Commission treats as an important component of each petition the
relative priority of the risk of injury associated with the product. 16
CFR 1051.9. When rulemaking petitions are filed by parties--such as
consultants--who do not disclose the identity of their paying clients
or others whose interests they represent, the Commission is less able
to assess accurately the actual priority of the asserted risk of
injury. Therefore, the information afforded by the proposed disclosure
requirements better positions the Commission to prioritize the requests
it receives.
The Procedural Regulations for Oral Presentations in Proceedings
Before the Consumer Product Safety Commission already give the officer
presiding over a hearing authority to: (1) apportion the time for
presentations; (2) terminate or shorten a presentation that is
repetitive or not relevant; and (3) identify groups or persons with the
same or similar interests in the proceedings and require a single
representative to present the views of participants who have the same
or similar interests. To do this, the presiding officer may question
those making an oral presentation as to their testimony and any other
relevant matter. 16 CFR 1052.4(c).
The pre-hearing disclosure requirements proposed in this NPR
likewise serves the public interest by avoiding repetitive,
inefficient, and/or misleading testimony that can come as a result of
multiple presentations that in fact represent a single interest. It
complements the Commission's practice of requiring those seeking to
make an oral presentation to provide, as part of their request, the
written text of the proposed oral presentation.\1\
---------------------------------------------------------------------------
\1\ See, e.g., Commission Agenda and Priorities, Notice of
Hearing, 87 FR 15,209 (Mar. 17, 2022); Safety Standard for Clothing
Storage Units; Notice of Opportunity for Oral Presentation and
Comments, 87 FR 11,366 (Mar. 1, 2022).
---------------------------------------------------------------------------
Importantly, this NPR's proposals do not limit participation in
Commission proceedings, but only provide the Commission and the public
additional information about potential participants. We agree on this
point with the United States Chamber of Commerce, which explained, in
discussing FRAP 29(a)(4)(e), that its approach ``strikes an appropriate
and time-tested balance between the interest in protecting the
integrity of the amicus process and the protection of associational
rights.'' Letter from Daryl Joseffer, Exec. Vice President & Chief
Couns., U.S. Chamber of Commerce Litigation Center., to Honorable Jay
S. Bybee (Oct. 6, 2021) (discussing potential amendments to the amicus
disclosure requirements of FRAP 29), available at https://www.uscourts.gov/sites/default/files/21-ap-h_suggestion_from_sen._whitehouse_and_rep._johnson_-_rule_29_0.pdf.
Similarly, the proposed requirements to disclose business interests
that may shape an oral presentation do not implicate or burden
associational rights. The proposed rules require disclosure of direct
or indirect financial benefits that are expected to stem from the
Commission's relevant activity, or participation in it. For example,
the requester might receive payment specifically for appearing before
the Commission or, might expect an indirect financial benefit if a
client (such as a client in an ongoing contract for consulting
services) will be directly affected by the Commission's activity. The
disclosure of these pertinent financial interests does not require the
identification of specific business partners, but rather disclosure of
the existence of a business relationship by which the requester expects
to receive a direct or indirect financial benefit. These disclosure
requirements provide information that is useful for the Commission to
assess proposed testimony and, if participation is granted, to place it
in context.
Other Federal and state agencies have similar disclosure
requirements, either in their rules or as part of the information that
must be provided when making submissions. As an example, the Federal
Communications Commission requires that a person seeking to submit a
filing in its proceedings must identify the person or entities ``whose
views the filing represents.'' Federal Communications Commission,
Submit Standard Filing, available at https://www.fcc.gov./ecfs/filings/
standard. Similarly, Rule 1.4(b)(1) of the Rules of Practice and
Procedure of the California Public Utilities Commission requires a
person seeking to become a party to a proceeding before that agency to
``fully disclose the persons or entities in whose behalf the filing [of
the motion to become a party], appearance or motion is made, and the
interest of such persons or entities in the proceeding.''
The proposed disclosure of interest requirements would not only
improve transparency and efficiency as a general matter, but also allow
the Commission and its staff, including presiding officers in
adjudications, to better identify potential conflicts of interest or
other ethical concerns that could arise from the identities or
interests of participants in those proceedings.
Relatedly, and similar to the FRAP, the proposed rules require
disclosure of certain corporate affiliations. The purpose of the
corporate disclosure statement required by the FRAP 26.1 is to assist
judges in making a determination of whether they have interests in any
of a party's related corporate entities that would disqualify the judge
from participating in a judicial appeal. See Fed R. App. P. 26.1(a)
advisory committee's note to 1998 amendment; Fed R. App. P. 26.1(a)
advisory committee's note on Rules-1989. In the same way, the proposed
requirements for disclosure of certain corporate affiliations will
better enable CPSC Commissioners and staff to identify a potential
conflict of interest that might merit recusal from a proceeding. See 18
U.S.C. 208(a) (generally barring Federal employees from participating
personally and substantially in any particular matter in which they
know they, or any person whose interest is imputed to them, have a
financial interest directly and predictably affected by the matter); 16
CFR 1025.42(e) (disqualification of presiding officers in adjudicative
proceedings). Disclosure of underlying corporate interests also may
serve efficiency interests by allowing the Commission and its presiding
officers to better organize proceedings to reflect commonalities of
interest among the participants.
As with the disclosure interest requirements discussed above,
corporate disclosure requirements are required by other administrative
agencies. For example, the Occupational Safety and Health Review
Commission (OSHRC) requires that: ``All answers, petitions for
modification of abatement period, or other initial pleadings filed
under these rules by a corporation shall be accompanied by a separate
declaration listing all parents, subsidiaries, and affiliates of that
corporation or stating that the corporation has no parents,
subsidiaries, or affiliates, whichever is applicable.'' 29 CFR 2200.35.
There may be material interests that would not be revealed even
under this NPR's proposals. In section IX below, we seek comment
whether other amendments to the Commission's rules should be adopted to
promote the purposes of this NPR in circumstances that are not covered
by the specific rules proposed here.
[[Page 67131]]
III. Description of the Proposed Revisions
This section describes the changes proposed in this NPR in the
order in which they will appear in the Commission's rules.
A. Table of Contents
The NPR proposes conforming changes to the Tables of Contents for
16 CFR parts 1025 and 1052.
B. Part 1000--Commission Organization and Functions
1. Proposed Changes to Sec. 1000.5 (Petitions)
In conjunction with the proposed changes regarding requirements for
testimony and participation in Commission proceedings, the NPR proposes
a technical change that directs petitioners to follow the procedure for
submitting petitions found in 16 CFR part 1051.
2. Proposed Changes to Sec. 1000.8 (Meetings and Hearings; Public
Notice)
To conform to the proposed changes implementing disclosure of
interest requirements for testimony and participation in Commission
proceedings, the NPR proposes to add a new paragraph (e) stating: ``Any
person requesting the opportunity to present oral testimony before the
Commission shall satisfy the requirements in Sec. 1052.3.''
C. Part 1025--Subpart B--Pleadings, Form, Execution, Service of
Documents
The NPR proposes to adopt disclosure of interest requirements for
any person seeking to provide testimony or participate in an
adjudicative proceeding before the Commission. The proposed changes
would align CPSC's Rules of Procedure with the amicus funding
disclosure requirements in Supreme Court Rule 37.6 and FRAP
29(a)(4)(e). The disclosure of interest requirements will improve
transparency and lessen the likelihood of delay or repetition in
adjudicative proceedings by giving the presiding officer information
necessary to determine the identity of interest of those seeking to
participate. For Part 1025-Subpart B, the NPR proposes to replace the
heading of Sec. 1025.17 ``Intervention'' with ``Participation.'' This
is a non-substantive change to better align the heading of the section
with its content.
The NPR also proposes to add a new paragraph (3) to Sec.
1025.17(a), ``Participation as an intervenor,'' adding a new
requirement for a petition to intervene in an adjudicative proceeding.
The proposed paragraph (a)(3) reads as follows:
(3) Unless a petition to intervene is made by the United States or
a State, local or foreign government, or by an agency thereof, or an
Indian Tribe, city, county, town or similar entity when submitted by
its law officer, the petition shall include a statement that indicates
whether:
(i) a party or a party's counsel authored the petition to intervene
in whole or in part, and, if so, identifies such party;
(ii) a party or a party's counsel has made or has agreed to make a
monetary contribution to the petitioner intended to fund the petition
or proposed participation and, if so, identifies such party; and
(iii) a person other than the petitioner, its members, or its
counsel has made or has agreed to make a monetary contribution intended
to fund the petition or proposed participation and, if so, identifies
each such person;
(iv) if no such authorship or contributions were or will be
provided, the statement should affirmatively indicate that no
assistance that is reportable under this Rule has been provided or
promised.
New paragraph 1025.17(a)(4) would require a corporate disclosure
statement for corporations that seek to participate as intervenors.
Current paragraph (3) of Sec. 1025.17(a) would be redesignated as
paragraph (5), with no other changes.
The NPR also proposes to add similar disclosure of interest
requirements and corporate disclosure requirements for persons who
request to participate in an adjudicative proceeding without gaining
the party status of an intervenor.
D. Part 1051--Procedure for Petitioning for Rulemaking
1. Proposed Changes to Sec. 1051.1 (Scope)
Section 1051.1(b) states the requirements and recommendations to be
followed by those seeking to file a petition for rulemaking. The NPR
proposes to clarify this provision by replacing ``Persons filing
petitions for rulemaking shall follow as closely as possible the
requirements and are encouraged to follow as closely as possible the
recommendations for filing petitions under Sec. 1051.5'' with
``Persons filing petitions for rulemaking shall satisfy the
requirements in Sec. 1051.5(a) and are encouraged to follow as closely
as possible the recommendations for filing petitions under Sec.
1051.5(b).''
To conform with these changes, the NPR also proposes a change to
Sec. 1051.1(c). The NPR proposes to replace the last sentence of Sec.
1051.1(c), which currently reads ``In addition, however, persons filing
such petitions shall follow the requirements and are encouraged to
follow the recommendations for filing petitions as set forth in Sec.
1051.5,'' with ``In addition, persons filing such petitions shall
satisfy the requirements in Sec. 1051.5(a) and are encouraged to
follow the recommendations for filing petitions in Sec. 1051.5(b).''
2. Proposed Changes to Sec. 1051.3 (Place of Filing)
To improve efficiency and reflect current technologies, the NPR
proposes to provide that petitions for rulemaking may be filed by
electronic submission, in addition to mail or hand delivery.
3. Proposed Changes to Sec. 1051.4 (Time of Filing)
To conform to the change proposed in Sec. 1051.3 to include
electronic submission as a permitted method of filing petitions for
rulemaking, the NPR proposes clarification to the time of filing. The
proposed revised section reads as follows:
A petition shall be considered filed by electronic submission
(i.e., emailed) when it is received in the Office of the Secretary. If
the electronic submission is received outside of business hours, or on
a weekend or holiday, the date of receipt shall be the next business
day. A petition shall be considered filed by mail or in person when
time-date stamped as received in the Office of the Secretary.
4. Proposed Changes to Sec. 1051.5 (Requirement and Recommendations
for Petitions)
The NPR proposes to add the disclosure of interest and corporate
disclosure requirements as new paragraphs ``(3)'' and ``(4)'' of Sec.
1051.5(a), which read as follows:
(3) Unless the petition is made by the United States or a State,
local or foreign government or by an agency thereof, or an Indian
Tribe, city, county, town or similar entity when submitted by its law
officer, the petition shall include a statement that indicates whether:
(i) a person, other than the petitioner, its members, or its
counsel authored the petition in whole or in part and, if so,
identifies each such person; and
(ii) a person other than the petitioner, its members, or its
counsel has made or has agreed to make a monetary contribution intended
to fund the petition and, if so, identifies each such person;
(iii) if no such authorship or contributions were or will be
provided,
[[Page 67132]]
the statement should affirmatively indicate that no assistance that is
reportable under this Rule has been provided or promised.
(4) In the case of a corporation, contain a statement that
identifies any parent corporation and any publicly held corporation
that owns 10% or more of its stock, or state that there is no such
corporation.
To conform with these proposed additions, former requirements
``(3), (4) and (5)'' would become, respectively, requirements ``(5),
(6) and (7).''
E. Part 1052--Procedural Regulations for Informal Oral Presentations in
Proceedings Before the Consumer Product Safety Commission
1. Proposed Changes to Sec. 1052.1 (Scope and Purpose)
Section 1052.1 states the Scope and Purpose for informal oral
presentations in proceedings before the Commission. For clarity and
uniformity, and in order to ensure the disclosure of interest
requirements apply generally throughout CPSC's proceedings, the NPR
proposes to reference in Sec. 1052.1(a) the following statutory
provisions: Section 15(c) and (d) of the Consumer Product Safety Act,
15 U.S.C. 2064(c) and (d), section 15 of the Federal Hazardous
Substances Act, 15 U.S.C. 1274, section 4(j) of the Consumer Product
Safety Act, 15 U.S.C. 2053(j), and 16 CFR 1000.8, all of which provide
that the Commission shall give interested persons an opportunity for
oral presentations or an opportunity for a hearing before the
Commission. Reflecting this new specificity and to avoid confusion, the
NPR also proposes to eliminate from this paragraph (a) the following,
less specific language: ``Several rulemaking provisions of the statutes
administered by the Commission are subject only to the rulemaking
procedures of the Administrative Procedure Act. Section 4(c) of the
Administrative Procedure Act provides that the opportunity for oral
presentations may or may not be granted in rulemaking under that
section.''
The NPR further proposes minor changes to Sec. 1052.2(b) with the
same purpose of achieving clarity and uniformity throughout its
regulations and statutes.
2. Proposed Changes to Sec. 1052.3 (Conduct of Oral Presentation)
The NPR proposes to add a new Sec. 1052.3 for informal oral
presentations in proceedings before the Commission, to be titled
``Requesting Opportunity for Oral Presentations.'' The proposed section
reads:
Sec. 1052.3 Requesting opportunity for oral presentations.
(a) Unless otherwise stated in the Federal Register notice
referenced in Sec. 1052.2, any person who seeks to make an oral
presentation shall make an electronic submission of the request to the
Office of the Secretary, Consumer Product Safety Commission at [email protected], not later than five business days before the scheduled
opportunity.
(b) Unless otherwise stated in the Federal Register notice
referenced in Sec. 1052.2, the request to make an oral presentation
shall:
(1) Be written in the English language;
(2) Contain the name and address of the requester, and its counsel,
if any;
(3) Contain the name and address of any person on whose behalf the
requested oral presentation is to be made;
(4) Unless the request to make an oral presentation is made by the
United States or a State, local or foreign government, or by an agency
thereof, or an Indian Tribe, city, county, town or similar entity when
submitted by its law officer, the request shall include a statement
that indicates whether:
(i) a person other than the requester, its members, or its counsel
authored the request in whole or in part and, if so, identifies such
person;
(ii) a person other than the requester, its members, or its counsel
has made or has agreed to make a monetary contribution intended to fund
the oral presentation and, if so, identifies each such person;
(iii) the requester has an existing business relationship by which
the requester expects to receive direct or indirect financial benefit
in connection with the oral presentation or the Commission activity
that is the subject of the oral presentation and, if so, describes the
nature of that business relationship;
(iv) if no such authorship or contributions were or will be
provided, and no such business relationship exists, the statement
should affirmatively indicate that no assistance that is reportable
under this Rule has been provided or promised and no business
relationship that is reportable under this Rule exists.
(5) If the requester is a corporation, contain a statement that
identifies any parent corporation and any publicly held corporation
that owns 10% or more of its stock, or state that there is no such
corporation.
(6) Contain the written text of the proposed oral presentation.
3. Proposed Changes to New Sec. 1052.4 (Conduct of Oral Presentation)
Given the addition of new 16 CFR 1052.3 ``Requesting Opportunity
for oral presentations,'' the NPR proposes to renumber former Sec.
1052.3 ``Conduct of oral presentation'' as Sec. 1052.4. For clarity,
the NPR also proposes to make a technical change and to eliminate
``legislative type'' from paragraph (b). The proposed Sec. 1052.4(b)
would read: ``(b) The oral presentation, which shall be taped or
transcribed, shall be an informal, non-adversarial proceeding at which
there will be no formal pleadings or adverse parties.''
4. Proposed Changes to New Sec. 1052.5
Also, as a conforming change, the NPR proposes to renumber Sec.
1052.4 ``Presiding Officer; appointment, duties and powers'' as Sec.
1052.5, with no other changes.
F. Part 1502--Procedures for Formal Evidentiary Public Hearing
1. Proposed Changes to Subpart B--Initiation of Proceedings--Sec.
1502.5 (Initiation of a Hearing Involving the Issuance, Amendment, or
Revocation of a Regulation)
Consistent with the other proposed changes requiring disclosure of
interests and corporate affiliations for testimony and participation in
Commission proceedings, the NPR proposes to add a new paragraph (c) to
Sec. 1502.5, stating: ``Any person requesting the opportunity for a
public hearing under this part shall satisfy the disclosure
requirements of Sec. 1025.17(b)(3) and (4), in addition to all
requirements in this part.''
2. Proposed Changes to Subpart C--Notice of Participation--Sec.
1502.16 (Notice of Participation)
In conjunction with the changes proposed above, the NPR proposes to
require disclosure of interests and corporate disclosure within the
notice of participation to be filed under 16 CFR 1502.16(a).
IV. Environmental Considerations
The Commission's regulations address whether the agency must
prepare an environmental assessment or an environmental impact
statement. Under these regulations, certain categories of CPSC actions
that have ``little or no potential for affecting the human
environment'' do not require an environmental assessment or an
environmental impact statement. 16 CFR 1021.5(c). The proposed changes
to the rules fall within the categorical exclusion and therefore, no
environmental assessment or
[[Page 67133]]
environmental impact statement is required.
V. Regulatory Flexibility Analysis
Under section 603 of the Regulatory Flexibility Act (RFA), when the
Administrative Procedure Act (APA) requires an agency to publish a
general notice of proposed rulemaking, the agency must prepare an
initial regulatory flexibility analysis (IRFA), assessing the economic
impact of the proposed rule on small entities. 5 U.S.C. 603(a).
Although the Commission has chosen to propose this disclosure rule
through notice and comment procedures, the APA does not require a
proposed rule when an agency issues rules of agency procedure and
practice. 5 U.S.C. 553(b). Therefore, the CPSC is not required to
prepare an IRFA under the RFA. See 79 FR 10721 (discussing IRFA
requirement). Moreover, the NPR does not propose to establish mandatory
requirements for, and would not impose any significant obligations on,
small entities (or any other entity or party).
VI. Paperwork Reduction Act
The Paperwork Reduction Act (PRA) establishes certain requirements
when an agency conducts or sponsors a ``collection of information.'' 44
U.S.C. 3501-3520. The NPR would amend the Commission's rules for
testimony and participation in proceedings before the Commission. The
existing rules and the proposed revisions do not require or request
information from the public, but rather, establish procedures for
voluntary testimony and other participation in proceedings before the
Commission. Further, the PRA does not apply to collections of
information during the conduct of an administrative action or
investigation involving an agency against specific individual or
entities (44 U.S.C. 3518; see 5 CFR 1320.4(a)(2)), or to facts or
opinions submitted in response to general solicitations of comments
from the public (5 CFR 1320.3(h)(4)) or obtained or solicited at or in
connection with public hearings or meetings (id. 1320.3(h)(4)). For
these reasons, the proposed rule does not implicate the PRA.
VII. Executive Order 12988 (Preemption)
According to Executive Order 12988 (Feb. 5, 1996), agencies must
state in clear language the preemptive effect, if any, of new
regulations. This NPR proposes procedural provisions that are uniquely
applicable to the Commission, and not enforced by state or local
governments. Preemption therefore is not relevant.
VIII. Proposed Effective Date
Consistent with the APA's general requirement that the effective
date of a rule be at least 30 days after publication of the final rule,
the Commission proposes that the effective date of the rule will be 30
days after the date of the publication in the Federal Register. See 5
U.S.C. 553(d).
IX. Request for Comments
The Commission requests comments on all aspects of the NPR. The
Commission also invites public comment on whether the same goals of
transparency, fairness, efficiency, and improved decision-making should
be advanced through disclosure provisions beyond those included in the
NPR, for instance additional rule revisions that more fully enable the
Commission to identify alignments of financial interest between
different persons or entities requesting participation in the same CPSC
hearing or public meeting. Comments must be submitted in accordance
with the instructions in the ADDRESSES section of the preamble.
Comments must be received no later than November 28, 2023.
List of Subjects in 16 CFR Parts 1000, 1025, 1051, 1052, and 1502
Administrative practice and procedure; Consumer protection;
Requirement; Statement; Participation; Oral testimony; Petition.
For the reasons set forth in the Preamble, the Commission proposes
to amend 16 CFR parts 1000, 1025, 1051, 1052 and 1502 as follows:
PART 1000--COMMISSION ORGANIZATION AND FUNCTIONS
0
1. The authority citation for part 1000 continues to read as follows:
Authority: 5 U.S.C. 552(a).
0
2. Revise Sec. 1000.5 to read as follows:
Sec. 1000.5 Petitions.
Any interested person may petition the Commission to issue, amend,
or revoke a rule or regulation by submitting a written request to the
Office of the Secretary, Consumer Product Safety Commission. Petitions
must comply with the Commission's procedure for petitioning for
rulemaking at 16 CFR part 1051.
0
3. Amend Sec. 1000.8 by adding paragraph (e) to read as follows:
Sec. 1000.8 Meetings and hearings; public notice.
* * * * *
(e) Any person requesting the opportunity to present oral testimony
before the Commission shall satisfy the requirements in Sec. 1052.3.
PART 1025--RULES OF PRACTICE FOR ADJUDICATIVE PROCEEDINGS
0
4. The authority citation for part 1025 continues to read as follows:
Authority: Consumer Product Safety Act (secs. 15, 20, 27 (15
U.S.C. 2064, 2069, 2076), the Flammable Fabrics Act (sec. 5, 15
U.S.C. 1194), the Federal Trade Commission Act (15 U.S.C. 45)),
unless otherwise noted.
0
5. Amend Sec. 1025.17 by:
0
a. Revising the subject heading.
0
b. Redesignating paragraph (a)(3) as paragraph (a)(5).
0
c. Adding new paragraphs (a)(3) and (4).
The revisions and additions read as follows:
Sec. 1025.17 Participation.
* * * * *
(a)(3) Unless a petition to intervene is made by the United States
or a State, local or foreign government, or by an agency thereof, or an
Indian Tribe, city, county, town or similar entity when submitted by
its law officer, the petition shall include a statement that indicates
whether:
(i) a party or a party's counsel authored the petition to intervene
in whole or in part, and, if so, identifies such party;
(ii) a party or a party's counsel has made or has agreed to make a
monetary contribution to the petitioner intended to fund the petition
or proposed participation and, if so, identifies such party; and
(iii) a person other than the petitioner, its members, or its
counsel has made or has agreed to make a monetary contribution intended
to fund the petition or proposed participation and, if so, identifies
each such person;
(iv) if no such authorship or contributions were or will be
provided, the statement should affirmatively indicate that no
assistance that is reportable under this Rule has been provided or
promised.
(a)(4) If the petitioner is a corporation the petition shall
include a statement that identifies any parent corporation and any
publicly held corporation that owns 10% or more of its stock or state
that there is no such corporation.
* * * * *
PART 1051--PROCEDURE FOR PETITIONING FOR RULEMAKING
0
6. The authority citation for part 1051 continues to read as follows:
Authority: 5 U.S.C. 553(e), 5 U.S.C. 555(e).
[[Page 67134]]
0
7. Amend Sec. 1051.1 by revising paragraph (b), and the last sentence
in paragraph (c) to read as follows:
Sec. 1051.1 Scope.
* * * * *
(b) Persons filing petitions for rulemaking shall satisfy the
requirements in Sec. 1051.5(a) and are encouraged to follow as closely
as possible the recommendations for filing petitions under Sec.
1051.5(b).
(c) * * * In addition, persons filing such petitions shall satisfy
the requirements in Sec. 1051.5(a) and are encouraged to follow the
recommendations for filing petitions in Sec. 1051.5(b).
0
8. Revise Sec. 1051.3 to read as follows:
Sec. 1051.3 Place of filing.
A petition shall be filed in any of the following ways:
(1) By electronic submission. A petition shall be emailed to:
Office of the Secretary, Consumer Product Safety Commission at [email protected]; or
(2) Mail/hand delivery/courier. A petition shall be mailed or hand
delivered to the Office of the Secretary, Consumer Product Safety
Commission, at 4330 East West Highway, Bethesda, MD 20814.
0
9. Revise Sec. 1051.4 to read as follows:
Sec. 1051.4 Time of filing.
A petition shall be considered filed by electronic submission when
it is received in the Office of the Secretary. If the electronic
submission is received outside of business hours, or on a weekend or
holiday, the date of receipt shall be the next business day. A petition
shall be considered filed by mail or in person when time-date stamped
as received in the Office of the Secretary.
0
10. Amend Sec. 1051.5 by:
0
a. Redesignating paragraphs (a)(3), (a)(4), and (a)(5) as paragraphs
(a)(5), (a)(6), and (a)(7).
0
b. Adding new paragraphs (a)(3) and (4).
The revisions and additions read as follows:
Sec. 1051.5 Requirements and recommendations for petitions.
* * * * *
(a)(3) Unless the petition is made by the United States or a State,
local or foreign government or by an agency thereof, or Indian Tribe,
city, county, town or similar entity when submitted by its law officer,
include a statement that indicates whether:
(i) a person, other than the petitioner, its members, or its
counsel authored the petition in whole or in part and, if so,
identifies each such person; and
(ii) a person other than the petitioner, its members, or its
counsel has made or has agreed to make a monetary contribution intended
to fund the petition and, if so, identifies each such person;
(iii) if no such authorship or contributions were or will be
provided, the statement should affirmatively indicate that no
assistance that is reportable under this Rule has been provided or
promised.
(a)(4) If the petitioner is a corporation, include a statement that
identifies any parent corporation and any publicly held corporation
that owns 10% or more of its stock or state that there is no such
corporation.
* * * * *
PART 1052--PROCEDURAL REGULATIONS FOR INFORMAL ORAL PRESENTATIONS
IN PROCEEDINGS BEFORE THE CONSUMER PRODUCT SAFETY COMMISSION
0
11. The authority citation for part 1052 continues to read as follows:
Authority: 15 U.S.C. 1193(d), 15 U.S.C. 2058(d)(2), 15 U.S.C.
2076(a), and 5 U.S.C. 553(c).
0
12. Amend Sec. 1052.1 by revising the last two sentences of paragraph
(a), and the first sentence in paragraph (b) to read as follows:
Sec. 1052.1 Scope and purpose.
(a) * * * Section 15(c) and (d) of the Consumer Product Safety Act,
15 U.S.C. 2064(c) and (d), and section 15 of the Federal Hazardous
Substances Act, 15 U.S.C. 1274, provide that the Commission will afford
interested persons, including consumers and consumer organizations, an
opportunity for a hearing. In addition, section 27(a) of the Consumer
Product Safety Act, 15 U.S.C. 2076(a), authorizes informal proceedings
that can be conducted in non-rulemaking investigatory situations;
section 4(j) of the Consumer Product Safety Act, 15 U.S.C. 2053(j),
provides that the Commission shall conduct a public hearing on the
annual agenda and priorities for Commission action; and as set forth in
Sec. 1000.8 of the Commission's rules, the Commission may conduct any
hearings necessary to its functions and afford reasonable opportunity
for interested persons to present relevant testimony.
(b) This part sets forth rules of procedure for the oral
presentation of data, views or arguments in the informal rulemaking or
investigatory situations or hearings described in paragraph (a) of this
section or under any other laws administered by the Commission. * * *
Sec. Sec. 1052.3 and 1052.4 [Redesignated as Sec. Sec. 1052.4 and
1052.5]
0
13. Redesignate Sec. 1052.3 and Sec. 1052.4 as Sec. 1052.4 and Sec.
1052.5, and add a new Sec. 1052.3 to read as follows:
Sec. 1052.3 Requesting opportunity for oral presentations.
(a) Unless otherwise stated in the Federal Register notice
referenced in Sec. 1052.2, any person who seeks to make an oral
presentation shall make an electronic submission of the request to the
Office of the Secretary, Consumer Product Safety Commission at [email protected], not later than five business days before the scheduled
opportunity.
(b) Unless otherwise stated in the Federal Register notice
referenced in Sec. 1052.2, the request to make an oral presentation
shall:
(1) Be written in the English language;
(2) Contain the name and address of the requester, and its counsel,
if any;
(3) Contain the name and address of any person on whose behalf the
requested oral presentation is to be made;
(4) Unless the request to make an oral presentation is made by the
United States or a State, local or foreign government, or by an agency
thereof, or an Indian Tribe, city, county, town or similar entity when
submitted by its law officer, the request shall include a statement
that indicates whether:
(i) a person other than the requester, its members, or its counsel
authored the request in whole or in part and, if so, identifies such
person;
(ii) a person other than the requester, its members, or its counsel
has made or has agreed to make a monetary contribution intended to fund
the oral presentation and, if so, identifies each such person;
(iii) the requester has an existing business relationship by which
the requester expects to receive direct or indirect financial benefit
in connection with the oral presentation or the Commission activity
that is the subject of the oral presentation and, if so, describes the
nature of that business relationship;
(iv) if no such authorship or contributions were or will be
provided, and no such business relationship exists, the statement
should affirmatively indicate that no assistance that is reportable
under this Rule has been provided or promised and no business
relationship that is reportable under this Rule exists.
(5) If the requester is a corporation, contain a statement that
identifies any parent corporation and any publicly held corporation
that owns 10% or more of its stock, or state that there is no such
corporation.
[[Page 67135]]
(6) Contain the written text of the proposed oral presentation.
0
14. In newly redesignated Sec. 1052.4, revise paragraph (b) to read as
follows:
Sec. 1052.4 Conduct of oral presentation.
* * * * *
(b) The oral presentation, which shall be taped or transcribed,
shall be an informal, non-adversarial proceeding at which there will be
no formal pleadings or adverse parties.
* * * * *
PART 1502--PROCEDURES FOR FORMAL EVIDENTIARY PUBLIC HEARING
0
15. The authority citation for part 1502 continues to read as follows:
Authority: 15 U.S.C. 1261(q)(1)(B), 1262(a), 1262(e), 1269(a);
15 U.S.C. 1474(a); 21 U.S.C. 371(e)-(g).
0
16. Amend Sec. 1502.5 by adding a new paragraph (c) to read as
follows:
Sec. 1502.5 Initiation of a hearing involving the issuance,
amendment, or revocation of a regulation.
* * * * *
(c) Any person requesting the opportunity for a public hearing
under this part shall satisfy the disclosure requirements of Sec.
1025.17(b)(3) and (4), in addition to all requirements in this part.
0
17. Amend Sec. 1502.16 by revising paragraph (a) to read as follows:
Sec. 1502.16 Notice of participation.
(a) Within 30 days after publication of the notice of hearing under
Sec. 1502.13, a person desiring to participate in a hearing is to file
with the Office of the Secretary a notice of participation containing
the following information:
(i) Date of submission;
(ii) Title of submission: Notice of Participation;
(iii) To whom the notice is being directed: Office of the
Secretary, Consumer Product Safety Commission, 4330 East West Highway,
Bethesda, MD. Mailing address: Office of the Secretary, Consumer
Product Safety Commission, Washington, DC 20207; [email protected].
(iv) Title of Regulation and CPSC Docket Number;
(v) Name and contact information of person or entity seeking to
participate, including Street Address, City, State, and Zip Code,
Telephone number, and email address;
(vi) Service on the above will be accepted by: Name, Street
Address, City, State, and Zip Code, Telephone number, and email
address;
(vii) The following statements are made as part of this notice of
participation:
(A) Specific interests. Provide a statement of the specific
interest of the person in the proceeding, including the specific issues
of fact concerning which the person desires to be heard. This part need
not be completed by a party to the proceeding;
(B) Commitment to participate. Provide a statement that the person
will present documentary evidence or testimony at the hearing and will
comply with the requirements of Sec. 1502.25 of these procedures;
(C) Disclosure of interest. Unless the notice of participation is
made by the United States or a State, local or foreign government, or
by an agency thereof, or Indian Tribe, city, county, town or similar
entity when submitted by its law officer, provide a statement that
indicates whether:
(1) A party or a party's counsel authored the notice of
participation in whole or in part, and, if so, identifies such party;
(2) A party or a party's counsel has made or has agreed to make a
monetary contribution intended to fund the proposed participation and,
if so, identifies such party; and
(3) A person other than the one filing the notice of participation,
its members, or its counsel has made or has agreed to make a monetary
contribution intended to fund the proposed participation and, if so,
identifies each such person;
(4) If no such authorship or contributions were or will be
provided, the statement should affirmatively indicate that no
assistance that is reportable under this Rule has been provided or
promised;
(D) Corporate disclosure. If the proposed participant is a
corporation the notice shall include a statement that identifies any
parent corporation and any publicly held corporation that owns 10% or
more of its stock or state that there is no such corporation; and
(viii) Signature.
* * * * *
Alberta E. Mills,
Secretary, Consumer Product Safety Commission.
[FR Doc. 2023-20184 Filed 9-28-23; 8:45 am]
BILLING CODE 6355-01-P