International Product Change-Priority Mail Express International, Priority Mail International & First-Class Package International Service Agreement, 62831 [2023-19813]
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Federal Register / Vol. 88, No. 176 / Wednesday, September 13, 2023 / Notices
This Notice will be published in the
Federal Register.
Erica A. Barker,
Secretary.
[FR Doc. 2023–19723 Filed 9–12–23; 8:45 am]
BILLING CODE 7710–FW–P
POSTAL SERVICE
International Product Change—Priority
Mail Express International, Priority Mail
International & First-Class Package
International Service Agreement
Postal ServiceTM.
ACTION: Notice.
AGENCY:
The Postal Service gives
notice of filing a request with the Postal
Regulatory Commission to add a Priority
Mail Express International, Priority Mail
International & First-Class Package
International Service contract to the list
of Negotiated Service Agreements in the
Competitive Product List in the Mail
Classification Schedule.
DATES: Date of notice: September 13,
2023.
SUMMARY:
FOR FURTHER INFORMATION CONTACT:
Christopher C. Meyerson, (202) 268–
7820.
The
United States Postal Service® hereby
gives notice that, pursuant to 39 U.S.C.
3642 and 3632(b)(3), on September 6,
2023, it filed with the Postal Regulatory
Commission a USPS Request to Add
Priority Mail Express International,
Priority Mail International & First-Class
Package International Service Contract
26 to Competitive Product List.
Documents are available at
www.prc.gov, Docket Nos. MC2023–259
and CP2023–262.
SUPPLEMENTARY INFORMATION:
Sarah Sullivan,
Attorney, Ethics & Legal Compliance.
[FR Doc. 2023–19813 Filed 9–12–23; 8:45 am]
BILLING CODE 7710–12–P
SECURITIES AND EXCHANGE
COMMISSION
ddrumheller on DSK120RN23PROD with NOTICES1
[SEC File No. 270–325, OMB Control No.
3235–0385]
Proposed Collection; Comment
Request; Extension: Rule 15g–9
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
VerDate Sep<11>2014
17:37 Sep 12, 2023
Jkt 259001
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 15g–9 (17 CFR
240.15g–9) (the ‘‘Rule’’), under the
Securities Exchange Act of 1934 (15
U.S. C. 78a et seq.) (the ‘‘Exchange
Act’’). The Commission plans to submit
this existing collection of information to
the Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Section 15(c)(2) of the Exchange Act
(15 U.S.C. authorizes the Commission to
promulgate rules that prescribe means
reasonably designed to prevent
fraudulent, deceptive, or manipulative
practices in connection with over-thecounter (‘‘OTC’’) securities transactions.
Pursuant to this authority, the
Commission in 1989 adopted Rule
15c2–6, which was subsequently
redesignated as Rule 15g–9, 17 CFR
240.15g–9. The Rule requires brokerdealers to produce a written suitability
determination for, and to obtain a
written customer agreement to, certain
recommended transactions in penny
stocks that are not registered on a
national securities exchange, and whose
issuers do not meet certain minimum
financial standards. The Rule is
intended to prevent the indiscriminate
use by broker-dealers of fraudulent, high
pressure telephone sales campaigns to
sell penny stocks to unsophisticated
customers.
The Commission staff estimates that
approximately five percent of registered
broker-dealers, or 175 broker-dealers,1
are subject to the Rule (5% ×
approximately 3,497 registered brokerdealers = 175 broker-dealers). As
indicated above, the burden of the Rule
on a respondent varies widely
depending on the frequency with which
new customers are solicited. On
average, for all respondents, the staff has
estimated that respondents process
three new customers per week, or
approximately 156 new customers
requiring suitability determinations per
year. We also estimate that a brokerdealer would take approximately onehalf hour per new customer in
obtaining, reviewing, and processing
(including transmitting to the customer)
the information required by Rule 15g–9,
and each respondent would
consequently spend 78 hours annually
(156 new customers × .5 hours)
obtaining the information required in
the Rule. This would result in 27,300
annual responses per year for all
respondents (175 respondents × 156
1 As of July 1, 2023, there are 3,497 registered
broker-dealers. 5% of 3,497 is 174.85, rounded up
to 175.
PO 00000
Frm 00062
Fmt 4703
Sfmt 4703
62831
new customer suitability determinations
per year). We determined, based on the
estimate of 175 broker-dealer
respondents, that the annual hour
burden of Rule 15g–9 is 13,650 hours
(175 respondents × 78 hours).
Written comments are invited on: (a)
whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted by
November 13, 2023.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number.
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
Mailbox@sec.gov.
Dated: September 8, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–19790 Filed 9–12–23; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–048, OMB Control No.
3235–0063]
Submission for OMB Review;
Comment Request; Extension:
Exchange Act Form 10–K
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street, NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
E:\FR\FM\13SEN1.SGM
13SEN1
Agencies
[Federal Register Volume 88, Number 176 (Wednesday, September 13, 2023)]
[Notices]
[Page 62831]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-19813]
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POSTAL SERVICE
International Product Change--Priority Mail Express
International, Priority Mail International & First-Class Package
International Service Agreement
AGENCY: Postal ServiceTM.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Postal Service gives notice of filing a request with the
Postal Regulatory Commission to add a Priority Mail Express
International, Priority Mail International & First-Class Package
International Service contract to the list of Negotiated Service
Agreements in the Competitive Product List in the Mail Classification
Schedule.
DATES: Date of notice: September 13, 2023.
FOR FURTHER INFORMATION CONTACT: Christopher C. Meyerson, (202) 268-
7820.
SUPPLEMENTARY INFORMATION: The United States Postal Service[supreg]
hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on
September 6, 2023, it filed with the Postal Regulatory Commission a
USPS Request to Add Priority Mail Express International, Priority Mail
International & First-Class Package International Service Contract 26
to Competitive Product List. Documents are available at www.prc.gov,
Docket Nos. MC2023-259 and CP2023-262.
Sarah Sullivan,
Attorney, Ethics & Legal Compliance.
[FR Doc. 2023-19813 Filed 9-12-23; 8:45 am]
BILLING CODE 7710-12-P