Regulatory Requirements for New HAP Additions, 62711-62725 [2023-19674]
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Federal Register / Vol. 88, No. 176 / Wednesday, September 13, 2023 / Proposed Rules
(b) Affected ADs
None.
(c) Applicability
This AD applies to MHI RJ Aviation ULC
(Type Certificate previously held by
Bombardier, Inc.) airplanes, certificated in
any category, identified in paragraphs (c)(1)
through (3) of this AD.
(1) Model CL–600–2C10 (Regional Jet
Series 700, 701 & 702) and CL–600–2C11
(Regional Jet Series 550) airplanes, serial
numbers (S/N) 10001 through 10348
inclusive.
(2) Model CL–600–2D15 (Regional Jet
Series 705) and CL–600–2D24 (Regional Jet
Series 900) airplanes, S/N 15001 through
15499 inclusive.
(3) Model CL–600–2E25 (Regional Jet
Series 1000) airplanes, S/N 19001 through
19064 inclusive.
(d) Subject
Air Transport Association (ATA) of
America Code: 25, Equipment/Furnishings.
(e) Unsafe Condition
This AD was prompted by a report of a
passenger seat Y-belt (lap-belt) re-installed in
the wrong orientation, due to an incorrect
maintenance manual. The FAA is issuing this
AD to detect and address Y-belts that are
incorrectly installed. The unsafe condition, if
not addressed, could result in passenger
injury due to head impact, on the front
monument during an emergency landing.
(f) Compliance
Comply with this AD within the
compliance times specified, unless already
done.
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(g) Requirements
Except as specified in paragraph (h) of this
AD: Within 24 months after the effective date
of this AD, inspect each Y-belt for correct
installation and damage and, if any incorrect
installation or damage is found, within 24
months after the effective date of this AD, do
all applicable corrective actions, in
accordance with paragraph B, ‘‘Procedure,’’
of the Accomplishment Instructions of MHI
RJ Service Bulletin 670BA–25–135, Revision
B, dated November 25, 2022. For this AD,
damage includes dents or misshapen hooks
that attach the belt to the seat.
Note 1 to paragraph (g): Y-belts are also
known as lap belts.
(h) Exceptions to Service Information
Where paragraph B, ‘‘Procedure,’’ of the
Accomplishment Instructions of MHI RJ
Service Bulletin 670BA–25–135, Revision B,
dated November 25, 2022, specifies to ‘‘refer
to AMM’’ replace those words with ‘‘in
accordance with AMM.’’
(i) Maintenance Task Prohibition
As of the effective date of this AD, it is
prohibited to use MHI RJ Aviation ULC
Aircraft Maintenance Manual (AMM) task
25–21–04–400–801, revision 69 or earlier.
(j) Credit for Previous Actions
This paragraph provides credit for actions
required by paragraph (g) of this AD, if those
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actions were performed before the effective
date of this AD using the service information
identified in paragraph (j)(1) or (2) of this AD,
provided the actions were done using MHI RJ
AMM Revision 70, dated May 25, 2022, or
Revision 71, dated December 16, 2022.
(1) MHI RJ Service Bulletin 670BA–25–
135, dated June 1, 2022.
(2) MHI RJ Service Bulletin 670BA–25–
135, Revision A, dated August 30, 2022.
(k) Additional AD Provisions
The following provisions also apply to this
AD.
(1) Alternative Methods of Compliance
(AMOCs): The Manager, International
Validation Branch, FAA, has the authority to
approve AMOCs for this AD, if requested
using the procedures found in 14 CFR 39.19.
In accordance with 14 CFR 39.19, send your
request to your principal inspector or
responsible Flight Standards Office, as
appropriate. If sending information directly
to the Manager of the International
Validation Branch, mail it to ATTN: Program
Manager, Continuing Operational Safety, at
the address identified in paragraph (l)(2) of
this AD or email to: 9-AVS-AIR-730-AMOC@
faa.gov. If mailing information, also submit
information by email. Before using any
approved AMOC, notify your appropriate
principal inspector, or lacking a principal
inspector, the manager of the responsible
Flight Standards Office.
(2) Contacting the Manufacturer: For any
requirement in this AD to obtain instructions
from a manufacturer, the instructions must
be accomplished using a method approved
by the Manager, International Validation
Branch, FAA; or Transport Canada or MHI RJ
Aviation ULC’s Transport Canada Design
Approval Organization (DAO). If approved by
the DAO, the approval must include the
DAO-authorized signature.
(l) Additional Information
(1) Refer to Transport Canada AD CF–
2023–10, dated February 17, 2023, for related
information. This Transport Canada AD may
be found in the AD docket at regulations.gov
under Docket No. FAA–2023–1823.
(2) For more information about this AD,
contact Fatin Saumik, Aviation Safety
Engineer, FAA, 1600 Stewart Avenue, Suite
410, Westbury, NY 11590; telephone (516)
228–7300; email: 9-avs-nyaco-cos@faa.gov.
(3) Service information identified in this
AD that is not incorporated by reference is
available at the addresses specified in
paragraphs (m)(3) and (4) of this AD.
(m) Material Incorporated by Reference
(1) The Director of the Federal Register
approved the incorporation by reference
(IBR) of the service information listed in this
paragraph under 5 U.S.C. 552(a) and 1 CFR
part 51.
(2) You must use this service information
as applicable to do the actions required by
this AD, unless the AD specifies otherwise.
(i) MHI RJ Service Bulletin 670BA–25–135,
Revision B, dated November 25, 2022.
(ii) [Reserved]
(3) For MHI RJ Aviation ULC service
information identified in this AD, contact
MHI RJ Aviation Group, Customer Response
Center, 3655 Ave. des Grandes-Tourelles,
PO 00000
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62711
Suite 110, Boisbriand, Que´bec J7H 0E2
Canada; North America toll-free telephone
833–990–7272 or direct-dial telephone 450–
990–7272; fax 514–855–8501; email thd.crj@
mhirj.com; website mhirj.com.
(4) You may view this service information
at the FAA, Airworthiness Products Section,
Operational Safety Branch, 2200 South 216th
St., Des Moines, WA. For information on the
availability of this material at the FAA, call
206–231–3195.
(5) You may view this service information
that is incorporated by reference at the
National Archives and Records
Administration (NARA). For information on
the availability of this material at NARA,
email: fr.inspection@nara.gov, or go to:
www.archives.gov/federal-register/cfr/ibrlocations.html.
Issued on September 7, 2023.
Ross Landes,
Deputy Director for Regulatory Operations,
Compliance & Airworthiness Division,
Aircraft Certification Service.
[FR Doc. 2023–19673 Filed 9–12–23; 8:45 am]
BILLING CODE 4910–13–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2022–0441; FRL–8673–02–
OAR]
RIN 2060–AV47
Regulatory Requirements for New HAP
Additions
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The U.S. Environmental
Protection Agency (EPA) is proposing to
amend the General Provisions for
National Emission Standards for
Hazardous Air Pollutants (NESHAP) to
address applicability and compliance
issues resulting from the addition of a
compound to the list of hazardous air
pollutants (HAP) under the Clean Air
Act (CAA). This action focuses on issues
related to newly applicable standards
for sources that become major sources
solely from the addition of a compound
to the CAA HAP list. This action also
includes a discussion of the impacts of
a newly listed HAP on the federal
operating permit program.
DATES:
Comments: Comments must be
received on or before November 13,
2023.
Public hearing: If anyone contacts us
requesting a public hearing on or before
September 18, 2023, we will hold a
virtual public hearing. See
SUPPLEMENTARY INFORMATION for
SUMMARY:
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Federal Register / Vol. 88, No. 176 / Wednesday, September 13, 2023 / Proposed Rules
information on requesting and
registering for a public hearing.
ADDRESSES: You may send comments,
identified by Docket ID No. EPA–HQ–
OAR–2022–0441, by any of the
following methods:
• Federal eRulemaking Portal:
https://www.regulations.gov/ (our
preferred method). Follow the online
instructions for submitting comments.
• Email: a-and-r-docket@epa.gov.
Include Docket ID No. EPA–HQ–OAR–
2022–0441 in the subject line of the
message.
• Fax: (202) 566–9744. Attention
Docket ID No. EPA–HQ–OAR–2022–
0441.
• Mail: U.S. Environmental
Protection Agency, EPA Docket Center,
Docket ID No. EPA–HQ–OAR–2022–
0441, Mail Code 28221T, 1200
Pennsylvania Avenue NW, Washington,
DC 20460.
• Hand Delivery/Courier: EPA Docket
Center, WJC West Building, Room 3334,
1301 Constitution Avenue NW,
Washington, DC 20004. The Docket
Center’s hours of operations are 8:30
a.m.–4:30 p.m., Monday–Friday (except
Federal Holidays).
Instructions: All submissions received
must include the Docket ID No. for this
rulemaking. Comments received may be
posted without change to https://
www.regulations.gov/, including any
personal information provided. For
detailed instructions on sending
comments and additional information
on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of
this document.
FOR FURTHER INFORMATION CONTACT: For
questions about this proposed action,
contact U.S. EPA, Attn: Susan Miller,
Mail Drop: D205–02, 109 T.W.
Alexander Drive, P.O. Box 12055, RTP,
North Carolina 27711; telephone
number: (919) 541–2443; email address:
miller.susan@epa.gov. For additional
information, see https://www.epa.gov/
stationary-sources-air-pollution/
infrastructure-new-hap-additions.
SUPPLEMENTARY INFORMATION:
Participation in virtual public hearing.
To request a virtual public hearing,
contact the public hearing team at (888)
372–8699 or by email at
SPPDpublichearing@epa.gov. If
requested, the virtual hearing will be
held on October 4, 2023. The hearing
will convene at 11:00 a.m. Eastern Time
(ET) and will conclude at 3:00 p.m. ET.
The EPA may close a session 15 minutes
after the last pre-registered speaker has
testified if there are no additional
speakers. The EPA will announce
further details at https://www.epa.gov/
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stationary-sources-air-pollution/
infrastructure-new-hap-additions.
If a public hearing is requested, the
EPA will begin pre-registering speakers
for the hearing no later than 1 business
day after a request has been received. To
register to speak at the virtual hearing,
please use the online registration form
available at https://www.epa.gov/
stationary-sources-air-pollution/
infrastructure-new-hap-additions or
contact the public hearing team at (888)
372–8699 or by email at
SPPDpublichearing@epa.gov. The last
day to pre-register to speak at the
hearing will be September 25, 2023.
Prior to the hearing, the EPA will post
a general agenda that will list preregistered speakers at: https://
www.epa.gov/stationary-sources-airpollution/infrastructure-new-hapadditions.
The EPA will make every effort to
follow the schedule as closely as
possible on the day of the hearing;
however, please plan for the hearings to
run either ahead of schedule or behind
schedule.
Each commenter will have 4 minutes
to provide oral testimony. The EPA
encourages commenters to submit the
text of your oral testimony as written
comments to the rulemaking docket.
The EPA may ask clarifying questions
during the oral presentations but will
not respond to the presentations at that
time. Written statements and supporting
information submitted during the
comment period will be considered
with the same weight as oral testimony
and supporting information presented at
the public hearing.
Please note that any updates made to
any aspect of the hearing will be posted
online at https://www.epa.gov/
stationary-sources-air-pollution/
infrastructure-new-hap-additions. While
the EPA expects the hearing to go
forward as set forth above, please
monitor our website or contact the
public hearing team at (888) 372–8699
or by email at SPPDpublichearing@
epa.gov to determine if there are any
updates. The EPA does not intend to
publish a document in the Federal
Register announcing updates.
If you require the services of a
translator or a special accommodation
such as audio description, please preregister for the hearing with the public
hearing team and describe your needs
by September 20, 2023. The EPA may
not be able to arrange accommodations
without advanced notice.
Docket. The EPA has established a
docket for this rulemaking under Docket
ID No. EPA–HQ–OAR–2022–0441. All
documents in the docket are listed in
https://www.regulations.gov/. Although
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listed, some information is not publicly
available, e.g., Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy. With the
exception of such material, publicly
available docket materials are available
electronically in Regulations.gov or in
hard copy at the EPA Docket Center,
Room 3334, WJC West Building, 1301
Constitution Avenue NW, Washington,
DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the EPA
Docket Center is (202) 566–1742.
Instructions. Direct your comments to
Docket ID No. EPA–HQ–OAR–2022–
0441. The EPA’s policy is that all
comments received will be included in
the public docket without change and
may be made available online at https://
www.regulations.gov/, including any
personal information provided, unless
the comment includes information
claimed to be CBI or other information
whose disclosure is restricted by statute.
Do not submit electronically to https://
www.regulations.gov any information
that you consider to be CBI or other
information whose disclosure is
restricted by statute. This type of
information should be submitted as
discussed below.
The EPA may publish any comment
received to its public docket.
Multimedia submissions (audio, video,
etc.) must be accompanied by a written
comment. The written comment is
considered the official comment and
should include discussion of all points
you wish to make. The EPA will
generally not consider comments or
comment contents located outside of the
primary submission (i.e., on the Web,
cloud, or other file sharing system). For
additional submission methods, the full
EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www.epa.gov/dockets/
commenting-epa-dockets.
The https://www.regulations.gov/
website allows you to submit your
comment anonymously, which means
the EPA will not know your identity or
contact information unless you provide
it in the body of your comment. If you
send an email comment directly to the
EPA without going through https://
www.regulations.gov/, your email
address will be automatically captured
and included as part of the comment
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that is placed in the public docket and
made available on the internet. If you
submit an electronic comment, the EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
digital storage media you submit. If the
EPA cannot read your comment due to
technical difficulties and cannot contact
you for clarification, the EPA may not
be able to consider your comment.
Electronic files should not include
special characters or any form of
encryption and be free of any defects or
viruses. For additional information
about the EPA’s public docket, visit the
EPA Docket Center homepage at https://
www.epa.gov/dockets.
Submitting CBI. Do not submit
information containing CBI to the EPA
through https://www.regulations.gov/.
Clearly mark the part or all of the
information that you claim to be CBI.
For CBI information on any digital
storage media that you mail to the EPA,
note the docket ID, mark the outside of
the digital storage media as CBI and
identify electronically within the digital
storage media the specific information
that is claimed as CBI. In addition to
one complete version of the comments
that includes information claimed as
CBI, you must submit a copy of the
comments that does not contain the
information claimed as CBI directly to
the public docket through the
procedures outlined in the Instructions
section of this document. If you submit
any digital storage media that does not
contain CBI, mark the outside of the
digital storage media clearly that it does
not contain CBI and note the docket ID.
Information not marked as CBI will be
included in the public docket and the
EPA’s electronic public docket without
prior notice. Information marked as CBI
will not be disclosed except in
accordance with procedures set forth in
40 Code of Federal Regulations (CFR)
part 2.
Our preferred method to receive CBI
is for it to be transmitted electronically
using email attachments, File Transfer
Protocol (FTP), or other online file
sharing services (e.g., Dropbox,
OneDrive, Google Drive). Electronic
submissions must be transmitted
directly to the OAQPS CBI Office at the
email address oaqpscbi@epa.gov, and as
described above, should include clear
CBI markings and note the docket ID. If
assistance is needed with submitting
large electronic files that exceed the file
size limit for email attachments, and if
you do not have your own file sharing
service, please email oaqpscbi@epa.gov
to request a file transfer link. If sending
CBI information through the postal
service, please send it to the following
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address: OAQPS Document Control
Officer (C404–02), OAQPS, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711, Attention Docket ID No. EPA–
HQ–OAR–2018–0747. The mailed CBI
material should be double wrapped and
clearly marked. Any CBI markings
should not show through the outer
envelope.
Preamble acronyms and
abbreviations. Throughout this
document the use of ‘‘we,’’ ‘‘us,’’ or
‘‘our’’ is intended to refer to the EPA.
We use multiple acronyms and terms in
this preamble. While this list may not be
exhaustive, to ease the reading of this
preamble and for reference purposes,
the EPA defines the following terms and
acronyms here:
1-BP 1-bromopropane
ANPRM advanced notice of proposed
rulemaking
CAA Clean Air Act
CBI Confidential Business Information
CFR Code of Federal Regulations
EPA Environmental Protection Agency
HAP hazardous air pollutant(s)
MACT maximum achievable control
technology
MSDL Major Source Due to Listing
NESHAP national emission standards for
hazardous air pollutants
OMB Office of Management and Budget
PRA Paperwork Reduction Act
PTE potential to emit
UMRA Unfunded Mandates Reform Act
Organization of this document. The
information in this preamble is
organized as follows below.
I. General Information
A. What action is the Agency taking?
B. Does this action apply to me?
C. What is the statutory authority for this
action?
D. Where can I get a copy of this document
and other related information?
II. Basis for the Proposed Action
A. What changes are we proposing?
B. Are there any concurrent changes to
Title V Programs in this action?
C. What is our rationale for the proposed
changes?
1. Are newly listed HAP regulated under
NESHAP promulgated before the
effective date of the listing?
2. When must a newly listed HAP be
included in emission estimates and what
are the potential regulatory implications?
3. What standards apply to MSDL
facilities?
4. When does an MSDL facility have to be
in compliance with new requirements?
5. Are there any new notification
requirements?
III. Solicitation of Additional Comments
A. Regulatory Changes
B. Early Input on Future EPA Action to
Integrate Newly Listed HAP Into the
CAA Section 112 Program
IV. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
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62713
Order 13563: Improving Regulations and
Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
(UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination with Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children from Environmental Health
Risks and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
to Address Environmental Justice in
Minority Populations and Low-Income
Populations and Executive Order 14096:
Revitalizing Our Nation’s Commitment
to Environmental Justice for All
I. General Information
A. What action is the Agency taking?
Section 112(b) of the CAA established
a list of 189 hazardous air pollutants
(HAP). This provision of the CAA also
provides the EPA with the authority to
modify the list. In response to a petition
to the Administrator to list 1bromopropane or 1-BP (also known as
n-propyl bromide (nPB)), the EPA, for
the first time, added a new HAP to the
CAA section 112(b) HAP list (HAP list)
on January 5, 2022. Based on this new
addition to the HAP list, the EPA
determined that there are several
regulatory implications and issues that
must be addressed to fully integrate a
newly listed HAP into the existing CAA
section 112 program. This rule, when
finalized, will address the immediate
regulatory effects of adding a pollutant
to the HAP list. This proposal addresses
three specific issues that we identified.
The first issue is whether already
promulgated National Emission
Standards for Hazardous Air Pollutants
(NESHAP) would apply to a newly
listed HAP. For example, for a NESHAP
with a limit for total HAP, owners or
operators of sources that emit the newly
listed HAP and are subject to the limit
need to understand whether they must
include the emissions of the newly
listed HAP to determine whether the
source meets that limit. The second
issue is the consideration of the
permitting implications for facilities
that become major sources under CAA
section 112 solely due to the addition of
a new pollutant to the HAP list
(hereinafter Major Source Due to Listing
or ‘‘MSDL’’ facilities). The third issue
for a MSDL facility that triggers the
applicability of a major source NESHAP
is the determination of the applicable
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emission standards (in particular,
whether the source is subject to the
standards for new sources or existing
sources) and the compliance deadlines
for those newly applicable NESHAP
requirements.
The EPA is not proposing any changes
to the part 70 regulations to address the
addition of a new pollutant to the CAA
section 112 HAP list as the current
program appropriately covers these
issues. However, after reviewing the
existing NESHAP regulations, the EPA
intends to clarify the applicability of
previously promulgated NESHAP when
the EPA adds a new pollutant to the
HAP list by revising 40 CFR 63.64,
subpart C. In addition, the EPA is
proposing initial notifications, several
alternatives to address applicable
emission standards and compliance
deadlines for MSDL facilities by
revising 40 CFR, subpart A.
This proposed rulemaking addresses
the immediate compliance obligations
for the regulated community following
the addition of a new HAP. This is only
one part of the overall program to
incorporate a new HAP into the CAA
section 112 regulatory framework.
Future actions within individual
NESHAP will address rule-specific
issues, including identification of the
sources that emit the new HAP;
promulgation of standards, as
warranted, that include the new HAP by
either revising existing NESHAP
standards or establishing new standards,
as necessary; and identification of
engagement and outreach needs with
affected communities and other entities.
The actions we are taking regarding
section II. are pursuant to our authority
under CAA section 112. We consider
the regulatory provisions we are
proposing under 40 CFR part 63,
subpart A to be severable from the
regulatory provisions being proposed
under 40 CFR part 63, subpart C, as
these are two separate regulatory
requirements, each of which would
operate independently from the other,
when finalized.
B. Does this action apply to me?
Categories of entities potentially
affected by this proposed action include
sources that emit a pollutant that is
added to the HAP list. As discussed in
more detail in section IV. of this
preamble the addition of a pollutant to
the HAP list can, for those sources who
emit that pollutant, change the source’s
potential to emit (PTE) such that an area
source may become a major source. This
change to major source status has
regulatory implications that may
include CAA operating permitting
obligations and applicability of one or
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more major source NESHAP. This
proposed rule addresses these
situations.
C. What is the statutory authority for
this action?
The statutory authority for this action
is provided by sections 112 and 301 of
the CAA, as amended (42 U.S.C. 7401 et
seq.). CAA section 112(a) provides
‘‘Definitions’’ applicable to CAA section
112. A major source of HAP is defined
under CAA section 112(a) as any
‘‘stationary source or group of stationary
sources located within a contiguous area
and under common control that emits or
has the potential to emit considering
controls, in the aggregate, 10 tons per
year or more of any hazardous air
pollutant or 25 tons per year or more of
any combination of hazardous air
pollutants.’’ Stationary sources of HAP
that are not major sources are defined as
‘‘area sources.’’ Section 112(b)(3)(A) of
the CAA allows any person to petition
the EPA to modify the CAA section
112(b)(1) list of HAP by adding or
deleting a substance.1 Section 112(d) of
the CAA establishes the process for
establishing national emissions
standards for HAP, commonly referred
to as NESHAP but also frequently
referred to as either maximum
achievable control technology (MACT)
standards or generally available control
technology (GACT) standards. Section
112(i) of the CAA provides the schedule
for compliance with emission standards.
Collectively, these statutory provisions
and the NESHAP General Provisions
codified in 40 CFR part 63, subpart A,
provide the framework for establishing
emission standards and compliance
timing for HAP regulation. These
statutory provisions also provide the
authority for the EPA to establish
requirements to address the immediate
regulatory effects when a pollutant is
added to the HAP list.
D. Where can I get a copy of this
document and other related
information?
In addition to being available in the
docket (Docket ID No. EPA–HQ–OAR–
2022–0441), an electronic copy of this
proposal is available on the internet.
Following signature by the EPA
Administrator, the EPA will post a copy
of this proposed action at https://
www.epa.gov/stationary-sources-airpollution/infrastructure-new-hap1 La. Envtl. Action Network v. Envtl. Prot. Agency,
955 F.3d 1088, 1098 (D.C. Cir. 2020) (‘‘the Act[]
specifie[s] processes for adding to or subtracting
from the statutory list of hazardous air pollutants,
and its direction to EPA [is] to act within 18 months
on a petition to modify the list. 42 U.S.C.
7412(b)(3)(A).’’)
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additions. Following publication in the
Federal Register, the EPA will post the
Federal Register version of the proposal
and key documents at this same
website. In addition, a copy of the
redline/strikeout version of the
regulatory language showing the
possible edits needed to incorporate the
proposed changes to 40 CFR part 63,
subparts A and C is included in the
docket for this action (Docket EPA–HQ–
OAR–2022–0441). Following signature
by the Administrator, the EPA also will
post a copy of this document to https://
www.epa.gov/stationary-sources-airpollution/infrastructure-new-hapadditions.
II. Basis for the Proposed Action
In the 1990 CAA Amendments,
Congress established a list of HAP.
These HAP are associated with a wide
variety of adverse health effects,
including, but not limited to cancer,
neurological effects, reproductive
effects, and developmental effects. The
health effects associated with various
HAP differ depending upon the toxicity
of the individual HAP and the
circumstances of exposure, such as the
amount of chemical present, the length
of time a person is exposed and the
stage of life at which the person is
exposed. Prior to the 1990 CAA
Amendments, the EPA was required to
list HAP for regulation under a risk- and
health-based approach, which called for
a conclusion that a HAP could ‘‘cause
or contribute to, an increase in
mortality, an increase in serious
irreversible, or incapacitating reversible
illness.’’ CAA section 112(a)(1), Public
Law 91–604, 84 Stat. 1676, 1685 (1970).
This approach proved unsatisfactory in
achieving the goal of improved public
health. In the 1990 CAA Amendments,
Congress dispensed with this provision,
listed 189 HAP in CAA section 112(b)(1)
for regulation under CAA section
112(d), and provided for modifications
of the HAP list either by petition or on
the Administrator’s determination
under CAA sections 112(b)(3)(A) and
(B).
As relevant here, in CAA section
112(b)(3), Congress provided that any
person may petition the Administrator
to modify the list of HAP by adding or
deleting a pollutant. On January 5, 2022,
the EPA published a final rule that
added 1–BP to the CAA HAP list, with
an effective date of February 4, 2022 (87
FR 393). This addition came as a result
of the EPA’s determination that the
petition we received requesting that we
list 1–BP as a HAP provided adequate
data to support that 1–BP is an air
pollutant and that emissions, ambient
concentrations, bioaccumulation or
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deposition of 1–BP are known to cause
or may reasonably be anticipated to
cause adverse effects to human health or
adverse environmental effects. Before
publishing the final rule, EPA published
a draft notice of its rationale for granting
the petition.2 (American Forest and
Paper Ass’n v. E.P.A, 294 F.3d 113, 117
n.3 (D.C. Cir. 2002) (‘‘Section 112(b)
does not contemplate a formal
rulemaking and is not among the
sections enumerated in section 307(d)(1)
(although other subsections of section
112 are included there).’’). This was the
first time that a HAP was added to the
HAP list that Congress created in 1990.
While this was the first action to add a
HAP to the list, the EPA is preparing for
additional future listings. These listings
could come from public petitions, as
allowed by CAA section 112(b)(3),
through action taken by the
Administrator under CAA section
112(b)(2) of the CAA, or through actions
or directives from Congress.
Prior to listing 1–BP as a HAP, the
EPA evaluated whether any regulatory
changes were warranted to the NESHAP
program to ensure the effective and
efficient implementation of any
requirements stemming from the
addition of a new pollutant to the HAP
list. As part of this review, the EPA
published an advanced notice of
proposed rulemaking (ANPRM) on June
11, 2021, that sought information about
potential NESHAP regulatory
requirements resulting from the listing
of the first new HAP, 1–BP, as well as
other potential implications of the
listing of any future HAP (86 FR 31225).
Based on the EPA’s review and the
public comments received on the
ANPRM, the EPA determined that there
are several regulatory impacts that could
ensue when a pollutant is added to the
HAP list. As described in this
document, the EPA considered each of
these impacts. In some cases, the
existing regulatory provisions were
sufficient to ensure effective and
efficient implementation of the newly
listed HAP. In other cases, the EPA
determined that the regulations did not
adequately address the issues that arise
when a pollutant is added to the HAP
list. Therefore, for those instances, the
EPA is proposing in this action
regulatory language to ensure the
effective and efficient implementation
of a newly listed HAP. The EPA
requests comments on whether
additional changes are needed to fully
and clearly implement provisions
related to a new HAP listing.
2 82
FR 2354 at 2356 (January 9, 2017).
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A. What changes are we proposing?
The EPA evaluated several potential
issues related to listing a new HAP. We
reviewed whether a new HAP listing
has any impact on NESHAP
promulgated before the new HAP was
added to the list. As discussed below,
the EPA concluded that the statute does
not support a new HAP being regulated
by such a NESHAP unless and until the
EPA first evaluates the specific HAP for
regulation under CAA section 112 and
promulgates standards that include the
new HAP. In this action, the EPA is
proposing language to be added to 40
CFR part 63, subpart C to clarify this
conclusion.
Another question that arose was the
period of time allowed for a source to
include the newly listed HAP in the
source’s PTE calculation. Based on the
existing language in CAA section 112
and the NESHAP General Provisions (40
CFR part 63, subpart A), the EPA
determined that a source must include
the new HAP in the source’s PTE
calculation on the effective date of the
listing of the new HAP. This requires
including the new HAP in the
evaluation of whether the facility is a
major source of HAP, or an area source
based on the source’s PTE calculation.
The addition of the emissions of a
newly listed HAP in the calculations of
the PTE for a facility could change the
facility status from an area source to a
major source per the major and area
source definitions in CAA section 112.
If this occurs, the MSDL facility will
face new permitting requirements. In
addition, the MSDL facility will need to
evaluate whether, due to its major
source status, any of its existing
emission units are subject to one or
more NESHAP that are applicable to
emission units located at major sources.
For example, in addition to evaluating
the NESHAP applicable to the specific
industry, the MSDL facility will need to
evaluate for purposes of applicability
NESHAP that regulate multiple
industrial sections such as NESHAP for
industrial boilers or reciprocating
engines. If applicable NESHAP are
identified, the facility would need to
evaluate the requirements within each
applicable NESHAP and determine
compliance requirements. Based on the
rationale discussed in section IV.D., this
action proposes regulatory language to
the NESHAP General Provisions to
clarify both the applicability and
compliance timelines of newly triggered
NESHAP requirements for MSDL
facilities.
The EPA also evaluated whether there
should be any notification requirements
for facilities that emit a newly listed
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HAP, including requirements for the
facility to notify nearby communities.
As discussed in section II.B., a facility
already operating under a title V
operating permit that triggers
applicability of any new NESHAP
requirements as it becomes a major
source (i.e., MSDL) may need to apply
to modify its permit to include such
new applicable NESHAP requirements
in their permit. MSDL facilities seeking
an operating permit for the first time
would need to modify or submit a
permit application that addresses all
applicable requirements consistent with
the permitting authority’s program. See
40 CFR 70.3(c)(1) and 70.2. A facility
that becomes newly subject to a major
source NESHAP would also need to
submit the initial notification required
by the specific applicable NESHAP.
This action proposes that initial
notifications under 40 CFR part 63,
subpart A require some minimal
additional information from sources
becoming major due to the inclusion of
a newly listed HAP in emission
calculations.
B. Are there any concurrent changes to
Title V Programs in this action?
Section 502(d)(l) of the CAA, 42
U.S.C. paragraph 766la(d)(1), requires
each state to develop and submit to the
EPA an operating permit program to
meet the requirements of title V of the
CAA and the EPA’s implementing
regulations at 40 CFR part 70
(hereinafter ‘‘title V’’). All major
stationary sources of air pollution and
certain other non-major sources are
required to apply for and operate in
accordance with title V operating
permits that include emission
limitations and other conditions as
necessary to assure compliance with
applicable requirements of the CAA,
including the requirements of the
applicable implementation plan. 42
U.S.C. paragraphs 7661a(a), 7661b.
When a pollutant is added to the HAP
list, sources that have the potential to
emit the new HAP must include the
HAP in calculating the source’s
potential to emit beginning on the
effective date of the listing of the new
HAP. The inclusion of a new HAP in the
source’s PTE can result in a change in
classification of the source from area
source to major source. A source whose
classification changes solely due to the
addition of a HAP to the HAP list (i.e.,
MSDL) will need to determine what, if
any, future permitting action must be
taken.
Since MSDL facilities are, by
definition, not major HAP sources
before the HAP listing action, they
would be operating as a non-major HAP
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source under a permit or other
authorization. As a non-major (e.g., area,
synthetic area) HAP source, the facility
may have a source specific permit, but
could also be operating under a general
permit or registration permit. Those
MSDL facilities that wish to retain their
non-major status will need to consider
the newly listed HAP when they seek to
reduce their PTE HAP and (unless they
opt to become true area for HAP) will
need to request enforceable permit
terms sufficient to reduce the facility’s
PTE to below HAP major source levels
(i.e., 10 tons of any single HAP and 25
tons of all HAP). Facilities should
coordinate all changes in classification
with their permitting authority.
If an MSDL facility does not elect to
reduce its HAP emissions or PTE to
maintain its area source status, as a
major source it would be subject to the
obligation to obtain a title V operating
permit. Under the title V operating
permit program, the regulations provide
that ‘‘[a] timely application for a source
applying for a part 70 permit for the first
time is one that is submitted within 12
months after the source becomes subject
to the permit program or on or before
such earlier date as the permitting
authority may establish.’’ 40 CFR
70.5(a)(1)(i). Because permitting
authorities can establish more stringent
deadlines than 12 months, MSDL
facilities should check with their
appropriate title V permitting authority
to determine when a timely part 70
application is required.
The EPA is not proposing changes to
the title V program or regulations;
however, some state, local, and tribal
title V programs may need to initiate a
conforming program revision to update
their implementing regulations, e.g., to
include newly listed HAP in their HAP
definition if their current regulations do
not include newly listed HAP. The EPA
encourages state, local, and tribal
programs to evaluate whether any
regulatory changes are needed to their
rules to implement newly listed HAP
under their approved program and those
programs should consult with their
respective EPA regional permitting
contact for the program if they have
questions. State, local, and tribal
programs must keep the EPA apprised
of regulatory changes they believe are
needed to their approved part 70. 40
CFR 70.4(i). The EPA has determined
that the current regulations for state
programs (i.e., 40 CFR part 70) and the
implementing regulations for federal
operating permits (40 CFR part 71) do
not need to be revised concurrently with
this action because these regulations
address permitting requirements in
agreement with title V of the CAA,
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including permitting prompted when
new HAP are listed. In particular, 40
CFR 70.3 and 70.2, require that a state
program must provide for permitting of,
among other major sources, a ‘‘major
source under section 112 of the Act’’
including those with potential to emit a
HAP or multiple HAP ‘‘which has been
listed pursuant to section 112(b) of the
Act’’ above major source thresholds.
States and some tribes implement title
V permitting under their EPA approved
programs for sources in their
jurisdictions. For sources subject to the
federal operating permits program
implemented by the EPA, 40 CFR part
71 includes similar applicability
provisions (see e.g., 40 CFR 71.3 and
71.2) inclusive of major sources due to
listing and other provisions required for
implementing permitting requirements
for covered sources. The EPA requests
comments on the determination that no
edits are required to the title V program
for this purpose.
C. What is our rationale for the
proposed changes?
This section presents the EPA’s
proposed rationale for the proposed
changes to the NESHAP General
Provisions (40 CFR part 63, subpart A)
and our proposed conclusions regarding
key issues and questions related to
listing of new HAP. The issues and
questions, along with our proposed
conclusions and rationale, are discussed
individually below.
1. Are newly listed HAP regulated
under NESHAP promulgated before the
effective date of the listing?
In the June 11, 2021, ANPRM
addressing the addition of 1–BP to the
HAP list, the EPA raised the question of
whether an existing NESHAP should
apply to a newly listed HAP on the
effective date of the HAP listing. The
ANPRM solicited data and comments on
the potential regulatory impacts of the
addition of a HAP to the HAP list.3
Because this was the first time the
EPA was adding a pollutant to the HAP
list, the ANPRM discussed several
potential issues that could result from
the addition of a pollutant to the CAA
section 112 HAP list. One question the
EPA raised in the ANPRM was whether
a newly listed HAP is regulated under
any NESHAP that is in existence on the
effective date of the newly listed HAP.
In the ANPRM, the EPA more fully
discussed this question and provided an
example of numeric limits in coating
rules that are often based on a limitation
on the amount of organic HAP per unit.
The example was whether the addition
3 86
PO 00000
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of new pollutant to the HAP list could
require counting emissions of the new
HAP in compliance calculations for
many NESHAP for coating operations.
This is because in most instances these
coatings NESHAP typically define HAP
by a direct reference to the HAP list
published in the 1990 CAA and as
modified pursuant to section 112(b). We
noted that any modifications to the HAP
list are included in 40 CFR part 63,
subpart C. In the ANPRM, the EPA
requested comment on whether a newly
listed HAP should be regulated under
previously existing NESHAP.
On January 5, 2022, the EPA
published a final rule that added 1–BP
to the HAP list (87 FR 393). Based on
our consideration of the comments on
the ANPRM and the EPA’s own review
of statutory requirements, the EPA
concluded that a newly listed HAP is
not regulated under existing NESHAP
and stated that the final rule would
‘‘have no direct immediate impacts
under 40 CFR part 63 on emissions of
1–BP.’’ 4
The conclusion that existing NESHAP
do not regulate a newly listed HAP is
consistent with CAA section 112. First,
CAA section 112(e)(4) states that ‘‘no
action of the Administrator adding a
pollutant to the list under subsection (b)
or listing a source category or
subcategory under subsection 112(c)
shall be a final agency action subject to
judicial review, except that any such
action may be reviewed under such
section 7607 [section 307] of this title
when the Administrator issues emission
standards for such pollutant or
category.’’ This language, by
establishing two distinct steps, supports
the EPA’s conclusion that previously
promulgated NESHAP do not regulate
newly listed HAP.5 Rather it is only
after the EPA establishes new standards
or revises previous standards to include
the newly listed HAP (for instance,
adding a newly listed organic HAP to a
standard that covers total organic HAP)
that the listing of a new HAP is subject
to review.
Second, having listed the new HAP
using the process in CAA section 112(b),
CAA section 112(d) sets out prescriptive
procedures for establishing emissions
standards for major sources. These
statutory procedures include that a
4 87
FR 395.
also Util. Air Regul. Grp. v. E.P.A., No. 01–
1074, 2001 WL 936363, at *1 (D.C. Cir. July 26,
2001)(dismissing challenge to listing of coal- and
oil-fired electric utility steam generating units as a
source category under Section 112(c) for lack of
jurisdiction). ‘‘Section 112(e)(4) of the Clean Air Act
provides that judicial review of the listing of a
source category under section 112(c) of the Act is
not available until after emission standards are
issued. See 42 U.S.C. 7412(e)(4).’’
5 See
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standard must be established for each
HAP—a process that cannot occur until
the EPA gathers sufficient information
about which sources emit the HAP and
the emission rate of the HAP.6
Moreover, CAA section 112(d) requires
that the MACT floor be based on the
emission level actually achieved by the
best performing sources.7 As part of the
MACT determination, we must also
evaluate whether options more stringent
than the floor are justified under the
statute. This task thus requires not only
the emissions information of the new
HAP from sources, but a review of
information related to the potential
emission controls and systems of
controls that are, or could be, employed
to reduce the emissions of the newly
listed HAP. Because the EPA did not
consider a pollutant that was not a HAP
at the time it established existing
NESHAP, the statutory process for
establishing a standard for the new HAP
has not been followed; therefore, the
conclusion that existing NESHAP do not
regulate a newly listed HAP is
consistent with the statute.
In summary, the conclusion that a
newly listed HAP is not regulated by
any standards promulgated prior to the
HAP being listed is consistent with this
statutorily required and well-ordered
process whereby under CAA section
112(b) the EPA lists a new HAP; CAA
section 112(d) requires the EPA to
gather information (e.g., inventories and
ranking of best performers) sufficient to
establish new or revised standards for
the newly listed HAP; and CAA section
112(e) allows for review of the listing
when the new or revised emission
standards is finalized.
The EPA is requesting comment on
whether regulatory text should be
included in either the NESHAP General
Provisions, 40 CFR part 63, subpart A or
in part 63, subpart C, where new HAP
are listed, to make it clear that a new
HAP is not regulated by a previously
promulgated NESHAP until the
NESHAP is reviewed and the inclusion
of the new HAP is fully evaluated for
regulation. A redline/strike out version
of proposed regulatory language for the
6 U.S. Sugar Corp. v. EPA, 830 F.3d 579 (D.C. Cir.
2016) (‘‘EPA’s pollutant-by-pollutant approach [to
standard setting] is a reasonable interpretation and
application of the statute;’’); National Lime
Association v. EPA, 233 F. 3d 625, 634 (D.C. Cir.
2000). (EPA must set standards under section
112(d) for each listed HAP. EPA has a ‘‘clear
statutory obligation to set emissions standards for
each listed HAP.’’).
7 Cement Kiln Recycling Coalition v. EPA, 255
F.3d at 86 (‘‘EPA may not deviate from section
7413(d)(3)’s requirement that floors reflect what the
best performers actually achieve by claiming that
floors must be achievable by all sources using
MACT technology.’’).
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preferred options is included in the
docket for this action.
2. When must a newly listed HAP be
included in emission estimates and
what are the potential regulatory
implications?
While the emissions of a newly listed
HAP are not regulated by NESHAP
promulgated before the HAP was listed,
the pollutant listed becomes a HAP on
the effective date of the listing. On and
after the effective date of the listing of
a new HAP, it must be included in
calculating the facility’s actual
emissions and PTE for the purposes of
determining whether a facility is a major
source or area source under Part 63.8
This is because, under CAA section
112(a)(1) a major source is ‘‘any
stationary source or group of stationary
sources . . . that emits or has the
potential to emit considering controls,
in the aggregate, 10 tpy or more of any
hazardous air pollutant or 25 tpy or
more of any combination of hazardous
air pollutants.’’ 9 (Emphasis added)
The inclusion of a new HAP could
change a facility’s status from an area
source to a major source of HAP. If the
sole reason for a facility’s status change
from area to major is the inclusion of the
newly listed HAP, the facility would be
considered a ‘‘major source due to
listing’’ or ‘‘MSDL’’ facility. For the
reasons discussed below MSDL
facilities, as a result of becoming major
on the effective date of the listing of a
new HAP, would become subject to any
applicable standards covering HAP
other than the newly listed HAP in
existing major source NESHAP. The
EPA specifically requests comments and
data on whether, as a result of the listing
of a new HAP, there are other sources
that are directly impacted by the listing
of a new HAP.
a. Permitting Impacts for Sources and
Programs
All major sources must operate in
agreement with a title V operating
permit. Consequently, upon listing of a
new HAP, MSDL facilities will need to
determine what, if any, future
permitting action such as application for
an initial title V operating permit or
permit revision or an application for
other type of permit must be taken. For
example, a source with an individual
PTE limit for HAP, issued in a minor
source permit, would have to ensure the
supporting data and calculations of
8 40
CFR 63.2.
the context of the CAA, ‘any’ has an
expansive meaning that is, ‘one or some
indiscriminately of whatever kind.’ ’’ New York v.
EPA, 443 F.3d 880, 885 (D.C. Cir. 2006)(citations
omitted).
9 ‘‘In
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actual HAP emissions used to verify the
PTE limit account for newly listed HAP
emissions. Any required permitting
action depends on the individual
situation as governed by the permitting
authority rules; thus, sources are
advised to coordinate these actions with
the permitting authority with
jurisdiction for the source. Facilities
that wish to operate as area sources of
HAP and avoid applicability of major
source NESHAP requirements could do
so at any time and must obtain legally
and practically enforceable PTE HAP
restrictions below major source levels
available under their permitting
authority programs. This does not
include true area sources, which do not
need enforceable PTE limits.
However, if the MSDL facility does
not wish to pursue non-major source
status, as a major source of HAP they
will be subject to the title V operating
permit program. Under the title V
operating permit program regulations
‘‘A timely application for a source
applying for a part 70 permit for the first
time is one that is submitted within 12
months after the source becomes subject
to the permit program or on or before
such earlier date as the permitting
authority may establish.’’ 70.5(a)(1)(i).
Because permitting authorities can
establish different deadlines, MSDL
facilities should check with their
appropriate title V permitting authority
to determine exactly when a timely Part
70 application is required.
The title V regulations are inclusive of
all listed HAP; however, some state,
local, and tribal title V programs may
need to initiate a conforming program
revision to update their implementing
regulations, e.g., to include newly listed
HAP in their HAP definition if their
current regulations do not include
newly listed HAP. The EPA encourages
state, local, and tribal programs to
evaluate whether any regulatory
changes are needed to their rules to
implement newly listed HAP under
their approved program and those
programs should consult with their
respective regional permitting contact
for the program if they have questions.
State, local, and tribal programs must
keep the EPA apprised of regulatory
changes they believe are needed to their
approved part 70 program. 40 CFR
70.4(i).
Also, the EPA is aware that some
permitting authority programs for
limiting PTE for categories of similar
sources such as general permits, permits
by rule, source registrations currently in
use for limiting PTE HAP may not be
authorized for newly listed HAP and
may need revisions. The EPA
encourages permitting authorities to
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review their programs for issuing PTE
limits for HAP sources and ensure they
have adequate regulatory authority as
needed to implement legally and
practicably enforceable PTE limits that
include newly listed HAP.
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b. Part 63 NESHAP
All sources that become MSDL
facilities will need to evaluate whether
any major source NESHAP apply to
their operations. In some cases, there
may be a transition from an area source
NESHAP to a major source NESHAP for
the same source category. For example,
an MSDL facility may have been subject
to the Boiler NESHAP for area sources
prior to becoming an MSDL facility but
would now become subject to the Boiler
NESHAP for major sources.
In addition to a larger number of
potentially applicable rules, NESHAP
for major sources tend to be more
comprehensive than most area source
NESHAP, covering more pollutants and
emission sources and are generally at
least as stringent as area source
requirements due to differing
requirements under the CAA.10 The
EPA recognizes that there are some
unique questions that arise for MSDL
facilities when considering the
application of a NESHAP that was
developed before the MSDL facility
became a major source. Two main
questions that the EPA evaluated are: (1)
what standards apply to MSDL facilities
(whether new source or existing source
standards apply to MSDL facilities)? and
(2) what compliance time should be
provided for the MSDL facilities?
1. What standards apply to MSDL
facilities?
Section 112 of the CAA and its
implementing regulations distinguish
between ‘‘new source’’ and ‘‘existing
source’’ for the purpose of both the
stringency of the emission standard and
the time allowed for compliance with
applicable standards. Specifically, CAA
section 112(a)(4) defines a new source
as a source that commenced
construction or reconstruction after the
Administrator first proposes regulations
under section 112, while CAA section
112(a)(10) defines an existing source as
any stationary source other than a new
source. The EPA has also explained that
the phrase ‘‘first proposes’’ in CAA
section 112(a)(4) is somewhat
ambiguous such that it could be viewed
as referring to different dates in different
10 In particular, CAA section 112(d)(5) allows the
EPA to set standards for area source categories
based on ‘‘generally available control technology or
management practices,’’ which may be less
stringent than the standards required for major
sources under sections 112(d) or 112(f).
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circumstances. For example, it could be
read as the first time the Agency
proposes any standards for a source
category, the first time the Agency
proposes standards under a particular
rulemaking record for a source category,
or the first time the Agency proposes a
particular standard.11 The
determination of whether the standard
that applies to a particular source is for
‘‘new’’ or ‘‘existing’’ sources is also
important to determining the
compliance deadline.
Current rules also address cases
where, after the initial promulgation of
a NESHAP, an area source makes the
decision to increase its emissions such
that it becomes a major source.
Language is included in the NESHAP
General Provisions at 40 CFR 63.6(b)(7)
and (c)(5), as well as in many individual
NESHAP, to address the consequences
of this decision made by an individual
facility. In this situation, the EPA has
determined that the designation of ‘‘new
source’’ and ‘‘existing source’’ should
remain defined by the dates given in
each individual NESHAP and that does
not change when a source reclassifies
from area to major source.12
However, the NESHAP General
Provisions do not address the unique
situation that arises when a new HAP is
listed and an area source becomes a
major source solely due to the addition
of a new HAP when calculating the
source’s PTE (i.e., MSDL facilities).13 In
this action, the EPA is requesting
comment on whether to amend the
NESHAP General Provisions to
specifically address this issue. In
addressing this issue, the EPA has
considered two alternatives: (1) as done
with non-MSDL major sources facilities,
determine whether an affected source
was new or existing based on each
specific NESHAP for MSDL facilities, or
(2) designate all affected sources for
newly applicable NESHAP at an MSDL
facility to be existing affected sources.
While the EPA is proposing the second
option, i.e., all MSDL facilities should
11 See for example, National Emission Standards
for Hazardous Air Pollutants for the Portland
Cement Manufacturing Industry and Standards of
Performance for Portland Cement Plants (78 FR
10006, 10025; February 12, 2013).
12 See 85 FR 73854, 73867 (Nov. 19, 2020)
(Revisions to 40 CFR part 63, subpart A to address
the issue of compliance issues for sources that make
the decision to increase their potential to emit and
reclassify from area source status to major source
status).
13 In 1994 EPA first promulgated the NESHAP
General Provisions, which are codified in 40 CFR
part 63, subpart A, and which provide the general
framework for establishing emission standards and
compliance timing for HAP regulations (59 FR
12408; March 16, 1994).
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be considered existing sources, both
alternatives are discussed below.
Under the first alternative, an MSDL
facility would continue to refer to each
individual NESHAP and compare the
date of construction of an affected
source to the date an individual
NESHAP was proposed. Under this
approach, the determination of ‘‘existing
source’’ and ‘‘new source’’ would be the
same regardless of when a facility
became major and regardless of how a
facility became major (i.e., through their
own action or through an EPA action of
HAP listing). If the EPA were to finalize
this alternative, no changes would be
made to 40 CFR part 63, subpart A,
§ 63.1 (Applicability). However, the EPA
could provide a clarifying statement in
the current regulatory text with respect
to MSDL facilities. The EPA requests
comments on whether such clarifying
statements would be necessary or
helpful.
The EPA has some concerns about the
potential impacts for MSDL facilities
that would be considered new sources
under this first alternative. These
concerns center around (1) the lack of
notice provided to the MSDL that it is
becoming subject to major source
requirements, and (2) the action that
created the major source requirement
was solely from the addition of a new
HAP.
A newly listed pollutant becomes a
HAP on the effective date of the listing.
As defined, a MSDL facility becomes a
major source solely due to the EPA
action to add a new HAP to the HAP
list. This accounting is required because
under CAA section 112(a)(1), a facility
must include ‘‘any hazardous air
pollutant’’ in calculating the potential to
emit for the purposes of determining
whether it is a major source under this
section of the Act. Thus, on and after
the effective date of the listing of a new
HAP, a facility must include such HAP
in the actual emissions and potential to
emit calculations.14 Within each major
source of HAP (defined at the facility
level) there could be one or more
affected sources, and where there are
more than one affected source each one
could be either a new or an existing
source. Section 112(a)(4) of the CAA
defines a new source as a source that
commenced construction or
reconstruction after the Administrator
first proposes regulations under this
section, while CAA section 112(a)(10)
defines an existing source as any
stationary source other than a new
source. As previously noted above,
‘‘first proposes’’ could be read to mean
the first time the Agency proposes any
14 CAA
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standards for a source category, the first
time the Agency proposes standards
under a particular rulemaking record for
a source category, or the first time the
Agency proposes a particular
standard.15 Here, the EPA’s listing of a
new HAP is not the proposal of
standards under relevant statutory
provisions, and as previously explained,
existing NESHAP do not regulate a
newly listed HAP. It also bears note that
there is no specific period for
promulgating standards for newly listed
HAPs, under CAA section 112(b)(1).
Additionally, the CAA distinction
between new and existing sources is
reasonably understood to be predicated
on some basic principles, including that
a new source can potentially be held to
more stringent compliance requirements
than existing ones. In some cases, new
source requirements are based on the
ability of these sources to design
processes to accommodate air pollution
control systems.16 The facility choosing
to construct or reconstruct a new
affected source can consider the
applicable standards and other
requirements in making both the
technical and economic decisions that
surround the evaluation to construct or
not construct the emissions unit.
Legislative history from the 1990 CAA
Amendments also suggests that ‘‘the test
of section 112(a)(4) as to whether a
source is commencing construction or
reconstruction is physical and
economic, rather than emissions
related.’’ S. Rep. No. 229, 101st Cong.
1st Sess. 1989, 1990 U.S.C.C.A.N. at
3385, 1989 WL 236970.17
In contrast, a MSDL facility is newly
subject to standards that were published
long before the HAP listing action that
resulted in the facility exceeding the
major source threshold. But when the
facility was being constructed as an area
source, the source had no reason to
contemplate the applicability of major
source NESHAP.18 As discussed above,
notice of the requirements at the time
that the facility is constructed or
reconstructed is a key distinction
between ‘‘new’’ and ‘‘existing’’ emission
standards under CAA section 112 and
the NESHAP regulations. This is
because CAA section 112(a)(4) defines a
new source as a source that commenced
construction or reconstruction after the
Administrator proposes regulations for
the applicable source category. The
notice of a proposed major source
NESHAP allows a source to consider the
proposed standard when considering
the design of or constructing a
potentially new affected emissions unit.
Having this notice allows the source to
alter the design to eliminate the
emissions of the regulated HAP or alter
the design of the emissions unit to
ensure that when the emission unit
commences operation it can meet the
‘‘new’’ source limit. This is because a
MSDL facility that was already
operating when the EPA lists a new
HAP is not aware at the time of
construction or reconstruction that it
would subsequently be subject to a
major source NESHAP, since no
standard applied at that time. Therefore,
it could be more appropriate to treat
such source as an existing source.
Moreover, a listing action is not
subject to the robust public notice and
comment requirements provided in
CAA section 307(d).19 The EPA
acknowledges that the Agency could
provide some degree of public notice
before a new HAP is listed, with one or
more documents in the Federal Register
because ‘‘in most instances, even where
there is no statutory requirement to take
comment, the EPA solicits public
comment on actions it is
contemplating.’’ 20 But these documents
would typically address the substantive
requirements for listing a substance as a
HAP and would likely provide little or
no information on sources that would be
impacted by the listing decision.21
15 See for example, National Emission Standards
for Hazardous Air Pollutants for the Portland
Cement Manufacturing Industry and Standards of
Performance for Portland Cement Plants (78 FR
10006, 10025; February 12, 2013).
16 For new sources, ‘‘the maximum degree of
reduction in emissions that is deemed achievable
. . . shall not be less stringent than the emission
control that is achieved in practice by the best
controlled similar source.’’ CAA section 112(d)(3).
17 ‘‘It does not require increases in emissions or
changes in the operation of previously existing
facilities to be triggered. Since there is no threshold
of emissions increase, it is not possible for an
existing source adding new facilities to avoid being
considered new by ‘netting out’ or reducing so that
the increase is below some threshold of
significance.’’ Id.
18 EPA also notes that the definition of a new
affected source is made within each emission
standard. When making the determination as to
whether a new or revised emission limit warrants
the re-designation of the new affected source date,
the EPA must consider several factors.
19 American Forest and Paper Ass’n v. EPA, 294
F.3d 113, 117 n.3 (D.C. Cir. 2002) (‘‘CAA section
307(d)(9), however, by its terms applies only to
‘rulemakings’ pursuant to the CAA sections
enumerated in section 307(d)(1), 42 U.S.C.
7607(d)(1). Section 112(b) does not contemplate a
formal rulemaking and is not among the sections
enumerated in section 307(d)(1) (although other
subsections of section 112 are included there.’’).
20 68 FR 28198, June 4, 1996.
21 CAA section 112(b)(3)(A) requires the
Administrator to either grant or deny a petition
within 18 months of the receipt of a complete
petition by publishing a written explanation of the
reasons for the Administrator’s decision. See for
example 82 FR 2354, January 9, 2017 (draft notice
of the rationale for granting petitions to add npropyl bromide to the HAP list); La. Envtl. Action
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Additionally, such notices would also
have been published years after a
facility constructed or reconstructed
their affected source at an area source
facility. Further, where the Agency lists
a HAP in response to a petition, the
Agency would be unable to impose
compliance obligations for that HAP
considering that not all affected sources
were involved in the listing action and
as such would be precluded from
challenging the listing decision as
specified by section 112(e)(4) until the
Agency promulgates standards for the
newly listed HAP.22
Further, not only is a MSDL facility
not able to plan accordingly to meet the
‘‘new’’ source standard, but there is also
a possibility that the source, already in
operation, cannot, as a technological
matter, comply with the standard for
new sources. For example, during the
development of the NESHAP for
Polyvinyl Chloride and Copolymers
Production, the EPA acknowledged that
due to the stringency difference between
the new source and existing source
standards that it might not be
technically possible for an existing
source to meet the new source standard.
In the final rule the EPA modified the
definition of existing source to ensure
that existing sources were not subject to
the new source standard, which was
impossible for them to meet. See 77 FR
22848 (April 17, 2002).
Finally, unlike the situation where an
area source becomes a major source (by
increasing its HAP emissions or
potential to emit), a MSDL facility
becomes a major source due to EPA’s
listing of a new HAP. As also previously
explained, a MSDL facility has no direct
notice as to the applicability of the
major source NESHAP and more
importantly as to the applicability of
any ‘‘new’’ source standard for major
Network v. Envtl. Prot. Agency, 955 F.3d 1088, 1098
(D.C. Cir. 2020) (‘‘the Act[ ] specifie[s] processes for
adding to or subtracting from the statutory list of
hazardous air pollutants, and its direction to EPA
[is] to act within 18 months on a petition to modify
the list. 42 U.S.C. 7412(b)(3)(A).’’)
22 ‘‘Section 112(e)(4) of the Clean Air Act
provides that judicial review of the listing of a
source category under section 112(c) of the Act is
not available until after emission standards are
issued. See 42 U.S.C. 7412(e)(4). This court
therefore lacks jurisdiction at this time to review
the determination of the Environmental Protection
Agency (‘‘EPA’’) that regulation of coal- and oilfired electric utility steam generating units is
appropriate and necessary, and that such units
should be listed as a source category under section
112(c).’’ See Util. Air Regul. Grp. v. E.P.A., No. 01–
1074, 2001 WL 936363, at *1 (D.C. Cir. July 26,
2001). See also, Conference Group, LLC v. Federal
Communications Commission, 720 F.3d 957 (D.C.
Cir. 2013). (Nonparty to adjudication lacks standing
to challenge merits of adjudication). But see Teva
Pharma. v. Sebelius, 595 F.3d 1303 (D.C. Cir. 2010)
(Allowing challenge where there was imminent
harm or injury from Agency decision).
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sources as contemplated under CAA
section 112(a)(4). Therefore, the MSDL
facility cannot develop plans to comply
with the standard to which it was not
subject before it becomes applicable and
could potentially be in non-compliance
immediately upon the effective date of
the listing of the new HAP in the
absence of any changes proposed in this
action. This would mean that some
rules, while not applicable to the facility
when the rule was proposed, now apply
due to the EPA listing action and
through no action of the facility.
Moreover, it is not the promulgation of
emissions standards under relevant
statutory provisions and precedent for
the newly listed HAP that has resulted
in a status change. Rather, it is the HAP
listing itself. This would mean that
some rules, while not applicable to the
facility when the rule was proposed,
now apply due to the EPA listing action
and through no action of the facility.
These concerns lead the EPA to also
favor the alternative option where all
newly impacted affected sources at
MSDL facilities would be treated as
existing sources.
Under this preferred option, the EPA
would treat affected sources at MSDL
facilities as existing affected sources
because affected sources at MSDL
facilities that might otherwise be
considered ‘‘new’’ under a NESHAPspecific evaluation are not new sources
as contemplated under CAA section
112(a)(4) in the circumstance where the
source becomes a major source due to
EPA’s listing of a new HAP. First, the
increase in the facilities’ emissions or
potential to emit that caused the facility
to become a major source was caused
solely by an EPA action to list a HAP
and not based on any action by the
facility to change its method of
operation, add new equipment, or
change any material throughput.
Second, the facility was already
operating the affected sources when the
EPA’s listing action, which is not the
promulgation of emissions standards
under relevant statutory provisions and
precedent, resulted in a status change.23
When considering the construction for
these sources, the facility may have
evaluated applicable requirements that
would apply to them as a non-major
source. Third, these sources were not
afforded advance notice to tailor
23 Emissions standards ‘‘mean[s] a requirement
established by the State or the Administrator which
limits the quantity, rate, or concentration of
emissions of air pollutants on a continuous basis,
including any requirement relating to the operation
or maintenance of a source to assure continuous
emission reduction, and any design, equipment,
work practice or operational standard promulgated
under this chapter.’’ CAA section 302(k).
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construction plans to meet the new
source requirements for major sources,
but instead would be required to
develop a compliance strategy on
already-constructed emission sources.
In conclusion, the EPA has
considered both options discussed
above and is proposing that all affected
facilities at MSDL facilities that become
subject to major source requirements
solely due to the listing of a new HAP
should be considered existing sources.
Under this option, regulatory language
would be added to 40 CFR part 63,
subpart A, § 63.1(c) applicability
requirements and a definition of MSDL
would be added to § 63.2. The EPA
requests comments on all aspects of
both alternatives presented above, as
well as on the proposed selection of
treating all MSDL facilities as existing
sources. All significant comments
received on issues related to effects of
HAP listing on MSDL facilities during
the public comment period will be
considered.
2. When does an MSDL facility have to
be in compliance with new
requirements?
When an MSDL facility triggers
existing source NESHAP requirements
under our proposed approach described
in section II.C.3., there is an additional
question of the appropriate compliance
date. Because the NESHAP of concern
have already been promulgated,
typically many years in the past, it is
likely that most of the compliance dates
will have passed for both existing and
new affected sources. The EPA
understands that a past compliance date
would indicate that a facility would
need to be in compliance on the day the
NESHAP is triggered; in this case, the
day the HAP listing is effective. The
EPA does not view this outcome as
necessarily the most practical
conclusion flowing from the overall
intent and reading of CAA section 112
as well as rulemakings that implement
CAA section 112. As this outcome can
create significant, immediate
compliance issues for facilities that have
already been constructed, the EPA
evaluated several options for
establishing compliance dates for MSDL
facilities.
The General Provisions, 40 CFR part
63, subpart A, include requirements for
facilities that increase their emissions
(or potential to emit) to major source
levels. The provision in 40 CFR 63.6
(b)(7) provides that new affected sources
must comply with all requirements of a
standard at start-up of the source.24 On
24 For new affected sources, CAA section 112(i)
provides that compliance with standards
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the other hand, for existing sources, the
provision in 40 CFR 63.6(c)(5) provides
that a facility has the amount of time
listed in a specific NESHAP for sources
increasing emissions to major or
‘‘equivalent to the compliance period
specified in the relevant standard for
existing sources in existence at the time
the standard becomes effective.’’ 25
Several NESHAP include the provisions
mentioned in 40 CFR 63.6(c)(5) for
when an area source becomes a major
source. Most, but not all, of these
provisions tend to treat new sources
very differently from existing sources,
by providing time to come into
compliance for existing affected sources
that become major sources, but typically
requiring immediate compliance for
new sources that become major sources.
The EPA reviewed these provisions
for potential applicability to MSDL
facility compliance times. The EPA
determined that the current language in
40 CFR 63.6(b)(7), 63.6(c)(5) and the
area- to- major language in individual
NESHAP were not developed with
MSDL facilities in mind and are
therefore not applicable to MSDL
facilities. Therefore, the EPA is
proposing that the NESHAP General
Provisions at 40 CFR 63.6(d) be revised
to address the compliance timing for
MSDL facilities. As individual NESHAP
are reviewed, the EPA can assess
whether additional provisions
addressing MSDL facilities are
warranted. Any NESHAP-specific MSDL
provision would supersede provisions
promulgated in the General Provisions.
The EPA is considering four possible
approaches for establishing compliance
schedules for MSDL facilities that
trigger major source NESHAP: (a)
Maintain the compliance deadlines in
individual NESHAP, even past dates,
and require all facilities to work with
their regulatory authority to come into
compliance; (b) Establish a compliance
deadline consistent with time provided
to existing sources under the applicable
individual NESHAP; (c) Provide a single
compliance timeline for MSDL facilities
that have become subject to major
source requirements, regardless of the
times provided in the individual
NESHAP; and (d) Provide compliance
promulgated under CAA section 112(d)(2) and (3)
is on the effective date of the NESHAP or upon
startup, whichever is later.
25 For existing sources, CAA section 112(i)(3)
provides there shall be compliance ‘‘as
expeditiously as practicable, but in no event later
than 3 years after the effective date of such
standard. . . .’’ (‘‘Section 112(i)(3)’s 3-year
maximum compliance period applies generally to
any emission standard . . . promulgated under
[section 112].’’ Association of Battery Recyclers v.
EPA, 716 F.3d 667, 672 (D.C. Cir. 2013) (brackets
in original)).
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deadlines based on the types of
emission limitations or requirements.
Each of these options is discussed in
more detail below. While the EPA is
proposing to provide compliance
deadlines based on the types of
emission limitations or requirements
(option d in this list), the EPA requests
comments on each of the following
options and may select any of these
options in the final rule, depending on
comments received and the EPA’s final
analyses.
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a. Maintain Compliance Schedules in
Individual NESHAP
Under this alternative, the EPA would
make no changes to the NESHAP
General Provisions (40 CFR part 63,
subpart A) and would instead allow
compliance dates in the individual
NESHAP to remain the applicable
compliance dates. Under this approach
an MSDL facility would likely be out of
compliance with any major source
NESHAP that applies on the effective
date of the listing of a new HAP. This
is because the majority of major source
NESHAP have compliance dates that
pre-date the effective date of the newly
listed HAP.
This approach would likely lead to
the earliest requirements for emission
reductions by MSDL facilities, as they
may alter their operations or work
practices to either minimize emissions
or work with their regulatory authority
to address their non-compliance status.
Emission reduction will not include
direct emission control requirements for
the newly listed HAP, as the EPA must
first promulgate standards for such
HAP. It would, however, result in
emissions reductions of other regulated
HAP as the facility complies with the
applicable NESHAP. As previously
discussed, above, this approach is
predicated on the assumption that
facilities are aware of the EPA actions
that may impact their CAA compliance
status since pre-notice is provided by
the EPA’s prior Federal Register
documents on potential listings.26
b. Provide a Timeline Equivalent to the
Time Provided for Initial Compliance
Under this alternative, the EPA is
considering whether the compliance
time provided to MSDL sources for a
specific NESHAP should be equivalent
to the initial time provided to existing
affected sources in that NESHAP. This
approach would acknowledge the
source category-specific evaluation of
26 CAA section 112(b)(3)(A) merely calls for the
Administrator to either grant or deny a petition
within 18 months of the receipt of a complete
petition by publishing a written explanation of the
reasons for the Administrator’s decision.
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appropriate compliance time for the
specific rule.
The EPA reviewed numerous existing
NESHAP and determined that the
majority of NESHAP provided three
years for existing sources to come into
compliance with the standards. The
specific justifications for allowing three
years for existing sources to comply
varied from NESHAP to NESHAP but
were all predicated on a determination
that three years was as expeditious as
possible for those facilities.
This option would call for the EPA to
include in the NESHAP General
Provisions regulatory language similar
to existing language at 40 CFR
63.6(c)(5). The regulatory language in
the NESHAP General Provisions would
provide MSDL facilities a ‘‘period of
time to comply with the relevant
emission standard that is equivalent to
the compliance period specified in the
relevant standard for existing sources’’
and would apply in the absence of any
MSDL-specific language in individual
NESHAP.’’
It should be noted that, at present,
there are no MSDL-specific provisions
in any individual NESHAP. Language
currently in the General Provisions and
NESHAP refers only to area sources that
become major sources through a
facility’s own action that causes an
increase in emissions or in their
potential to emit. If no MSDL-specific
language is included in a specific
NESHAP, then the time provided by the
new MSDL language in the General
Provision will dictate the requirements.
As discussed in section II.C.3. (What
Standards Apply to MSDL Facilities?),
the EPA is proposing to define all
affected sources at MSDL facilities as
existing affected sources for the
purposes of determining the applicable
emission standards. If the EPA were to
instead promulgate the option that
would require some sources to meet the
new source emission limits, the EPA is
still proposing to provide time for all
MSDL facilities to come into
compliance under this option. In this
proposal, the EPA is considering
whether providing some amount of
compliance time—as typically done for
existing sources—is appropriate for all
MSDL sources. Specifically, under this
option, all MSDL sources (including
new sources) would be provided a time
period equivalent to the time period
provided to existing affected sources in
the specific NESHAP.
As discussed below, this is not the
option that the EPA is proposing
because we believe the final option in
this list best balances the EPA’s desire
to obtain emission reductions as soon as
practicable, but also allow time required
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for a facility to effectively and
efficiently come into compliance with
potentially multiple requirements;
however, the EPA requests comments
and supporting information on this
option.
c. Provide a Single Timeline for all
NESHAP Newly Triggered for MSDL
Facilities
Under this alternative, the EPA is
considering whether a single
compliance schedule should be
provided for any new requirements at
an MSDL facility when a new HAP is
listed. As discussed above, the EPA
conducted a review of current NESHAP
and determined that the predominant
compliance time provided to any
impacted existing affected source is 3
years after a rule is promulgated. Based
on this review, the EPA is considering
whether to provide up to three years for
all MSDL facilities to come into
compliance with all newly applicable
requirements.
The EPA could consider a set
deadline that is less than three years. In
many instances, the EPA considered the
availability of resources in assessing the
amount of time needed to comply with
a NESHAP. These resources could
include the lack of enough vendors to
supply the expected air pollution
control devices in less than three years.
The EPA does not expect that a
significant number of sources that
would draw on the same resources (e.g.,
the same air pollution control vendor)
will become MSDL sources and solicits
comment on whether this assumption is
reasonable. To the extent that up to
three years was provided in a specific
NESHAP to account for the resource
drain, it could be reasonable to consider
a different set time period under this
requirement for MSDL affected sources.
The EPA is aware that an MSDL
facility has the potential to trigger more
than one NESHAP and associated
requirements, and these different
NESHAP could provide for different
compliance time periods. The EPA is
considering whether providing a single
date would enable a facility to develop
a comprehensive strategy to comply
with all newly applicable major source
NESHAP requirements. A single date
would also provide absolute clarity to
all stakeholders as to when compliance
was required, regardless of the NESHAP
subpart that becomes applicable to
them. Under this option, the EPA could
select the longest time period allowed in
the various regulations (i.e., 3 years after
promulgation date), the shortest time
period (i.e., immediate compliance
required for new sources), or some time
in between. The EPA requests
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comments on the potential for any of
these time periods.
The EPA recognizes that this option
would allow some facilities more time
than was allowed under the original
NESHAP. However, this option
recognizes that a facility may need to
develop a compliance strategy for
multiple NESHAP that may involve
different types of compliance
requirements. For example, a facility
may need to design, order, install and
activate an air pollution control device
to comply with one NESHAP, and may
need to implement operational changes,
or work practice requirements, for a
different NESHAP. Providing the facility
with the ability to strategize their
overall compliance approach might be
significantly more efficient than
requiring separate dates for
simultaneously triggered requirements.
This is not the option we are
proposing in this document. While this
approach may be reasonable when
considering a facility could have
multiple new requirements, the EPA
believes that the chosen option best
balances a reasonable time for facilities
and the need to not unnecessarily delay
the implementation of certain practices
or technologies that would more quickly
reduce emissions and associated risks.
However, the EPA requests comments
on this option, including whether it
should be the selected option and
whether a different compliance
timeframe should be selected, e.g.,
within 2 years or within 18 months
under this option. In addition, we ask
for comment on whether the EPA, if it
were to promulgate this option, should
include additional conditions. For
example, the EPA could provide an
overall compliance timeframe of ‘‘no
later than 3 years,’’ but require that a
MSDL facility demonstrate that any
compliance date after 2 years would
have to be justified to and approved by
the Administrator (or delegated
authority), unless compliance for a
specific requirement required the
installation of equipment, such as air
pollution control devices.
If the EPA were to finalize regulatory
text that included some MSDL facilities
being required to meet new source
requirements, the EPA might still
provide that all facilities be provided
with the identical time allowance for
compliance. The EPA solicits comments
on this conclusion, as well as comments
on alternatives that should be
considered.
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d. Provide Compliance Deadlines Based
on the Types of Emission Limitations or
Requirements
As discussed above, the majority of
existing NESHAP have provided the 3
years to comply, as allowed under CAA
section 112(i)(3)(A). However, the EPA
also has a long-standing history of
providing shorter periods to ensure that
the compliance requirements are
consistent with statutory requirements.
These shorter compliance periods are
based, in part, on the type of emission
standard. Where the emission standard
is a work practice or does not require
installation of add-on emission control
device, the EPA has, consistent with
CAA section 112(i)(3)(A) that requires
compliance ‘‘as expeditiously as
practicable,’’ required compliance in
less than 3 years. For example, in
establishing the 1995 NESHAP for
Chromium Emissions from Hard and
Decorative Chromium Electroplating
and Chromium Anodizing Tanks, the
EPA stated, ‘‘The EPA believes that the
1-year timeframe for decorative
chromium electroplaters is sufficient
because, based on the EPA’s survey
data, 80 percent of existing sources
already use fume suppressants and very
few will need to install add-on air
pollution control devices.’’ (60 FR 4948;
January 25, 1995). In the 1994 NESHAP
for Magnetic Tape Manufacturing
Operations, the EPA provided 2 years to
comply unless a new control device was
needed. (December 15, 1994). In the
2004 Iron and Steel NESHAP the EPA
required existing iron and steel
foundries to comply with the scrap
selection and inspection program within
1 year of the effective date of the final
rule because no controls were required,
and emission reductions would be
achieved as expeditiously as practicable
(69 FR 21906; April 22, 2004).
Based on the EPA’s history of
establishing compliance deadlines for
existing sources based on the type of
emission standard, the EPA is proposing
that the compliance deadline for MSDL
facilities should be based on the type of
emission standard applicable to the
facility. For example, if the applicable
emission standard requires the
installation of add-on controls the
compliance deadline would be longer
(e.g., a 2-year compliance deadline
starting from the date the source
becomes major due to the listing of a
new HAP) as compared with an
emission standard that does not require
the addition of controls (e.g., 1 year
from the date the source becomes major
due to listing of a new HAP if the
emission standard is a work practice).
The EPA is requesting comment on the
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appropriate compliance deadline (e.g.,
from 0 up to 3 years) depending on the
type of emission standard. The EPA
acknowledges that the CAA allows title
V permitting authorities to grant
sources, on a case-by-case basis,
extensions to the compliance time of up
to 1 year if such time is needed for the
installation of controls. See CAA section
112(i)(4)(i)(A). Permitting authorities are
already familiar with, and in many cases
have experience with, applying the 1year extension authority under CAA
section 112(i)(4)(A) as the provision
applies to all NESHAP. This option will
remain available to MSDL facilities.
In addition to the long-standing
compliance deadline differentiation
based on the type of emission standard,
the EPA believes that establishing
shorter compliance deadlines for MSDL
facilities is reasonable because some of
the reasons for providing the full 3 years
for existing sources under initial
NESHAP will not exist for MSDL
facilities. For example, during the
development of the NESHAP for the
Industrial, Commercial, and
Institutional Boilers and Process
Heaters, commenters expressed concern
about the compliance deadline for
existing sources stating that a ‘‘large
number of sources that will be
competing for the needed resources and
materials from engineering consultants,
permitting authorities, equipment
vendors, construction contractors,
financial institutions, and other critical
suppliers.’’ (78 FR 7138; January 31,
2013). The EPA does not expect the
number of MSDL facilities following the
listing of a new HAP to be similar to the
overall number of facilities subject to a
NESHAP on its initial promulgation and
therefore the resource availability
concerns are not expected.
Another factor that supported
providing the full 3-year compliance
deadline for initial NESHAP was the
learning curve associated with
implementing standards or installing
new controls to an existing process. In
contrast, MSDL facilities, by definition,
only deal with facilities triggering
already existing NESHAP and some of
these NESHAP were promulgated over
20 years ago. Therefore, the industry
and equipment vendors have already
experienced, dealt with, and solved
many of the initial application issues
associated with applying a NESHAP
standard to a source category for the
first time. The years of experience
gained at applying standards and
installing controls within a source
category should reduce the time needed
to apply the same technology today at
MSDL facilities.
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ddrumheller on DSK120RN23PROD with PROPOSALS1
The EPA is proposing to provide
compliance deadlines based on the
types of emission limitations or
requirements for MSDL facilities
because it provides the optimum
balance between acknowledging that
some time is needed to develop and
implement control strategies for newly
applicable NESHAP requirements and
the desire to not unnecessarily delay
compliance and the resulting emission
reductions. The EPA requests comments
on the use of this approach and
specifically the proposed compliance
deadlines of 2 years for facilities that
install add-on controls and 1 year for all
other standards. The EPA is clarifying
that no compliance deadline extension
will be provided for NESHAP that have
identical requirements for area and
major sources, because these facilities
would already be complying with the
NESHAP before becoming an MSDL
facility.
The EPA recognizes that under any of
the last three options, there could be
situations where there is a possible
temporal gap in regulatory coverage for
MSDL facilities that were, prior to their
MSDL status, subject to an area source
NESHAP. For example, a facility that
was subject to area source NESHAP
prior to their MSDL status might not be
subject to any emissions standard
during a compliance deadline extension
allowed for the newly applicable major
source NESHAP.
The EPA is taking comment on what
standard should or can apply during
this period if a compliance deadline
extension is provided. For example, one
option the EPA is considering is
whether a MSDL facility might be
required, either by their existing permit
or by a requirement added to this
rulemaking, to continue to comply with
any pre-existing areas source NESHAP
until they are in compliance with newly
applicable major source NESHAP. This
gap-filling approach would prevent any
inadvertent increase in emissions that
could occur during this compliance
extension period.
The EPA also requests comment and
specific examples of how this would
occur and whether existing area source
operating permits would remain
enforceable until a new major source
permit is issued.
3. Are there any new notification
requirements?
The EPA evaluated whether any
additional data should be required from
facilities when a new HAP is listed.
Without any changes, there are two
notifications that would be required
under existing NESHAP requirements.
First, any MSDL facility that requires a
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title V operating permit would need to
apply for the permit within 12 months
of becoming subject to the operating
permit requirement. This application
would likely be required to include
substantive data about the newly listed
HAP, including a description of the
emission sources, the quantity of
emissions, and whether any other
requirements were triggered by
becoming a major source. Presumably
this would include the identification of
any major source NESHAP that is now
applicable to the facility. As with other
title V operating permit requirements,
the EPA is not proposing to make any
changes to the existing language.
Second, an MSDL facility that triggers
one or more major source NESHAP
would become subject to the
requirement to submit an initial
notification under each newly
applicable NESHAP. These
requirements are specified in each
NESHAP and in the General Provisions
to part 63, including the details of the
information that must be included and
where the notification must be sent.
Typically, these notifications are
required within 180 days of becoming
subject to a NESHAP, so would be
required before the facility is required to
submit a title V operating permit
application, if also required. A permit
application would typically be allowed
to serve as the initial notification, if it
is submitted within the timeframe
required by the NESHAP and includes
all of the information required by the
specific rule. In the absence of
requirements listed in a specific
NESHAP, the initial notification content
requirements are dictated by the
provision in 40 CFR 63.9(b). The EPA
reviewed the contents of the initial
notification requirements under 40 CFR
63.9(b) and determined that the content
for MSDL notifications should be
virtually identical to other notifications
but to provide clarity it warrants a
required indication that the facility is
submitting the notification because it is
an MSDL facility.
To provide this clarity, the EPA is
proposing that MSDL facilities include
in their notification a statement that the
facility is a major source due to HAP
listing (MSDL) if the sole reason that the
facility became major and triggered
NESHAP applicability is the addition of
a new HAP to 40 CFR subpart C, § 63.64.
A red-lined copy of the General
Provisions, including the proposed
notification amendments for MSDL
facilities is included in the docket for
review. See OAR–HQ–OAR–2022–0441.
The EPA also considered whether
additional information should be
required from other facilities that emit
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62723
a newly listed HAP but are already
subject to major source NESHAP
requirements and are not required to
submit either of the above documents
when a new HAP is listed. Additional
information on HAP usage, HAP
emissions, potential controls, and other
inventory information could aid in the
EPA’s development of the best strategy
for regulating a new HAP. However, this
benefit needs to be weighed against the
potential burden for developing and
submitting this information from
facilities that emit the newly listed
HAP, especially as the facilities could
include small businesses. The EPA
solicits comments on whether
additional notifications should be
required for facilities that emit a newly
listed HAP but are not triggered to
submit an initial notification upon the
listing. For example, this proposal
solicits comment on whether a
notification should be required from any
facility that emits the newly listed HAP
over some de minimis level. The EPA
also asks whether additional public
notification requirements should be
included to provide better
communication of public health risks by
facilities that emit a newly listed HAP
or if other mechanisms already exist, or
will exist, to serve this function. If
notice is required, we request comment
on how best to establish a de minimis
level, if one is recommended, and the
basis for the proposed level.
III. Solicitation of Additional
Comments
In addition to soliciting comments on
the topics discussed earlier in this
document, including the applicability of
existing source MACT requirements for
MSDLs and the compliance time
allowed for MSDLs, the EPA
additionally requests comments and
information on the following questions.
A. Regulatory Changes
The EPA has developed a redlinestrikeout version of sections of 40 CFR
part 63, subparts A and C, that would
be revised under the proposed changes
listed in this document. The draft
regulatory language for the
recommended options is included for
review in the docket for this rule. See
EPA Docket EPA–HQ–OAR–2022–0441.
The EPA is requesting comments on this
language.
B. Early Input on Future EPA Action to
Integrate Newly Listed HAP Into the
CAA Section 112 Program
While the focus of this proposed
rulemaking is on the immediate impacts
to MSDL facilities, the EPA
acknowledges that there are other steps
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Federal Register / Vol. 88, No. 176 / Wednesday, September 13, 2023 / Proposed Rules
that must be taken to fully address a
newly listed HAP under CAA section
112 regulatory framework. Foremost
among these steps is the regulation and
the resulting reduction in emissions of
a newly listed HAP. However, as
discussed above, existing NESHAP do
not regulate the newly listed HAP
unless and until the NESHAP is revised
and an emission standard is established
following the requirements of CAA
section 112(d).
This proposed rulemaking addresses
only one part of the overall program to
incorporate a new HAP into CAA
section 112 regulatory framework.
Future steps that are not addressed in
this rulemaking would likely include
addressing issues such as how best to
develop an accurate emissions
inventory for the new HAP, identify the
sources that emit the new HAP, and
either revising existing NESHAP
standards or establishing new standards,
as necessary, to incorporate and thereby
reduce the emissions of the new HAP.
The EPA is seeking comments on how
best to obtain information about which
sources and source categories emit a
newly listed HAP, how much these
facilities emit, how best to inform the
populations surrounding these facilities
that the facilities that emit a newly
listed HAP, and how to incorporate
meaningful engagement with affected
communities in future actions.
The EPA seeks comment on how to
best provide outreach to entities that
could be subject to requirements as an
MSDL facility because of an addition to
the HAP list.
IV. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive Orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
ddrumheller on DSK120RN23PROD with PROPOSALS1
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulations
and Regulatory Review
This action is a significant regulatory
action that was submitted to the Office
of Management and Budget (OMB) for
review under Executive Order 12866, as
amended by Executive Order 14094.
Any changes made in response to
reviewer recommendations have been
documented in the docket.
B. Paperwork Reduction Act (PRA)
This action does not impose an
information collection burden under the
PRA.
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C. Regulatory Flexibility Act
I certify that this action will not have
a significant economic impact on a
substantial number of small entities.
This proposed rule will not impose any
requirements on small entities.
Specifically, this action proposes a
regulatory requirement addressing
requirements for when a new HAP is
added to the CAA section 112 HAP list;
any burden from the addition of a new
HAP is rightfully considered under the
individual NESHAP that is triggered
and not under the actions in this
document.
D. Unfunded Mandates Reform Act
(UMRA)
This action does not contain an
unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C.
1531–1538, and does not significantly or
uniquely affect small governments. The
action imposes no enforceable duty on
any state, local or tribal governments or
the private sector.
E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the Federal
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government. This action does
not impose any requirements on
facilities or other parties.
This action proposes amendments to
General Provisions that provide
requirements for when a new HAP is
added to the CAA section 112 HAP list.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications as specified in Executive
Order 13175. It would not impose
substantial direct compliance costs on
tribal governments that have designated
facilities located in their area of Indian
country. This action also will not have
substantial direct costs or impacts on
the relationship between the Federal
government and Indian tribes or on the
distribution of power and
responsibilities between the Federal
government and Indian tribes, as
specified in Executive Order 13175.
Thus, Executive Order 13175 does not
apply to the action.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
The EPA interprets Executive Order
13045 as applying only to those
regulatory actions that concern
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Fmt 4702
Sfmt 4702
environmental health or safety risks that
the EPA has reason to believe may
disproportionately affect children, per
the definition of ‘‘covered regulatory
action’’ in section 2–202 of the
Executive Order. This action is not
subject to Executive Order 13045
because it does not concern an
environmental health risk or safety risk.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant
energy action’’ because it will not have
a significant adverse effect on the
supply, distribution or use of energy.
Specifically, this action proposes
amendments to General Provisions to
provide requirements for when a new
HAP is added to the CAA section 112
HAP list.
I. National Technology Transfer and
Advancement Act
This rulemaking does not involve
technical standards.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations and Executive
Order 14096: Revitalizing Our Nation’s
Commitment to Environmental Justice
for All
Executive Order 12898 establishes
Federal executive policy on
environmental justice. Its main
provision directs Federal agencies, to
the greatest extent practicable and
permitted by law, to make
environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse health or environmental
effects of their programs, policies and
activities on minority populations and
low-income populations in the U.S.
This rule would not increase the level
of environmental protection for all
affected populations, and it also will not
have any disproportionately high and
adverse health or environmental effects
on any population, including any
minority, or low-income population.
Specifically, this action proposes
amendments to NESHAP General
Provisions to provide requirements for
when a new HAP is added to the CAA
section 112 HAP list. These proposed
changes would aid in the
implementation of updated and new
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Federal Register / Vol. 88, No. 176 / Wednesday, September 13, 2023 / Proposed Rules
NESHAP that will occur after a new
HAP has been listed.
Michael S. Regan,
Administrator.
[FR Doc. 2023–19674 Filed 9–12–23; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS–R2–ES–2023–0073;
FF09E21000 FXES1111090FEDR 234]
RIN 1018–BG35
Endangered and Threatened Wildlife
and Plants; Endangered Species
Status for Quitobaquito Tryonia and
Designation of Critical Habitat
Fish and Wildlife Service,
Interior.
ACTION: Proposed rule.
AGENCY:
We, the U.S. Fish and
Wildlife Service (Service), propose to
list the Quitobaquito tryonia (Tryonia
quitobaquitae), a springsnail species
from Arizona, as an endangered species
under the Endangered Species Act of
1973, as amended (Act). This
determination also serves as our 12month finding on a petition to list the
Quitobaquito tryonia. After a review of
the best available scientific and
commercial information, we find that
listing the species is warranted. We also
propose to designate critical habitat for
the Quitobaquito tryonia under the Act.
In total, approximately 6,095 square feet
(566 square meters) across 2 subunits in
Pima County, Arizona, fall within the
boundaries of the proposed critical
habitat designation. We also announce
the availability of a draft economic
analysis (DEA) of the proposed
designation of critical habitat for
Quitobaquito tryonia. If we finalize this
rule as proposed, it would extend the
Act’s protections to this species and its
designated critical habitat.
DATES: We will accept comments
received or postmarked on or before
November 13, 2023. Comments
submitted electronically using the
Federal eRulemaking Portal (see
ADDRESSES below) must be received by
11:59 p.m. eastern time on the closing
date. We must receive requests for a
public hearing, in writing, at the address
shown in FOR FURTHER INFORMATION
CONTACT by October 30, 2023.
ADDRESSES: You may submit comments
by one of the following methods:
(1) Electronically: Go to the Federal
eRulemaking Portal: https://
ddrumheller on DSK120RN23PROD with PROPOSALS1
SUMMARY:
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17:06 Sep 12, 2023
Jkt 259001
www.regulations.gov. In the Search box,
enter FWS–R2–ES–2023–0073, which is
the docket number for this rulemaking.
Then, click on the Search button. On the
resulting page, in the panel on the left
side of the screen, under the Document
Type heading, check the Proposed Rule
box to locate this document. You may
submit a comment by clicking on
‘‘Comment.’’
(2) By hard copy: Submit by U.S. mail
to: Public Comments Processing, Attn:
FWS–R2–ES–2023–0073, U.S. Fish and
Wildlife Service, MS: PRB/3W, 5275
Leesburg Pike, Falls Church, VA 22041–
3803.
We request that you send comments
only by the methods described above.
We will post all comments on https://
www.regulations.gov. This generally
means that we will post any personal
information you provide us (see
Information Requested, below, for more
information).
Availability of supporting materials:
Supporting materials, such as the
species status assessment report, are
available on the Service’s website at
https://www.fws.gov/office/arizonaecological-services, at https://
www.regulations.gov at Docket No.
FWS–R2–ES–2023–0073, or both. For
the proposed critical habitat
designation, the coordinates or plot
points or both from which the map is
generated are included in the decision
file for this critical habitat designation
and are available at https://
www.regulations.gov at Docket No.
FWS–R2–ES–2023–0073 and on the
Service’s website at https://
www.fws.gov/office/arizona-ecologicalservices.
FOR FURTHER INFORMATION CONTACT:
Heather Whitlaw, Field Supervisor, U.S.
Fish and Wildlife Service, Arizona
Ecological Services Field Office, 9828
North 31st Ave #C3, Phoenix, AZ
85051–2517; telephone 602–242–0210.
Individuals in the United States who are
deaf, deafblind, hard of hearing, or have
a speech disability may dial 711 (TTY,
TDD, or TeleBraille) to access
telecommunications relay services.
Individuals outside the United States
should use the relay services offered
within their country to make
international calls to the point-ofcontact in the United States.
SUPPLEMENTARY INFORMATION:
Executive Summary
Why we need to publish a rule. Under
the Act, a species warrants listing if it
meets the definition of an endangered
species (in danger of extinction
throughout all or a significant portion of
its range) or a threatened species (likely
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Fmt 4702
Sfmt 4702
62725
to become an endangered species within
the foreseeable future throughout all or
a significant portion of its range). If we
determine that a species warrants
listing, we must list the species
promptly and designate the species’
critical habitat to the maximum extent
prudent and determinable. We have
determined that the Quitobaquito
tryonia meets the definition of an
endangered species; therefore, we are
proposing to list it as such and
proposing a designation of its critical
habitat. Both listing a species as an
endangered or threatened species and
making a critical habitat determination
can be completed only by issuing a rule
through the Administrative Procedure
Act rulemaking process (5 U.S.C. 551 et
seq.).
What this document does. We
propose to list the Quitobaquito tryonia
as an endangered species under the Act,
and we propose the designation of
critical habitat for the species.
The basis for our action. Under the
Act, we may determine that a species is
an endangered or threatened species
because of any of five factors: (A) The
present or threatened destruction,
modification, or curtailment of its
habitat or range; (B) overutilization for
commercial, recreational, scientific, or
educational purposes; (C) disease or
predation; (D) the inadequacy of
existing regulatory mechanisms; or (E)
other natural or manmade factors
affecting its continued existence. We
have determined that Quitobaquito
tryonia is endangered due to the
following threats: decline in spring flow
resulting from groundwater pumping
and ongoing drought; effects of climate
change; and spring modification.
Section 4(a)(3) of the Act requires the
Secretary of the Interior (Secretary), to
the maximum extent prudent and
determinable, to designate critical
habitat concurrent with listing. Section
3(5)(A) of the Act defines critical habitat
as (i) the specific areas within the
geographical area occupied by the
species, at the time it is listed, on which
are found those physical or biological
features (I) essential to the conservation
of the species and (II) which may
require special management
considerations or protection; and (ii)
specific areas outside the geographical
area occupied by the species at the time
it is listed, upon a determination by the
Secretary that such areas are essential
for the conservation of the species.
Section 4(b)(2) of the Act states that the
Secretary must make the designation on
the basis of the best scientific data
available and after taking into
consideration the economic impact, the
impact on national security, and any
E:\FR\FM\13SEP1.SGM
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Agencies
[Federal Register Volume 88, Number 176 (Wednesday, September 13, 2023)]
[Proposed Rules]
[Pages 62711-62725]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-19674]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2022-0441; FRL-8673-02-OAR]
RIN 2060-AV47
Regulatory Requirements for New HAP Additions
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Environmental Protection Agency (EPA) is proposing to
amend the General Provisions for National Emission Standards for
Hazardous Air Pollutants (NESHAP) to address applicability and
compliance issues resulting from the addition of a compound to the list
of hazardous air pollutants (HAP) under the Clean Air Act (CAA). This
action focuses on issues related to newly applicable standards for
sources that become major sources solely from the addition of a
compound to the CAA HAP list. This action also includes a discussion of
the impacts of a newly listed HAP on the federal operating permit
program.
DATES:
Comments: Comments must be received on or before November 13, 2023.
Public hearing: If anyone contacts us requesting a public hearing
on or before September 18, 2023, we will hold a virtual public hearing.
See SUPPLEMENTARY INFORMATION for
[[Page 62712]]
information on requesting and registering for a public hearing.
ADDRESSES: You may send comments, identified by Docket ID No. EPA-HQ-
OAR-2022-0441, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov/
(our preferred method). Follow the online instructions for submitting
comments.
Email: [email protected]. Include Docket ID No. EPA-
HQ-OAR-2022-0441 in the subject line of the message.
Fax: (202) 566-9744. Attention Docket ID No. EPA-HQ-OAR-
2022-0441.
Mail: U.S. Environmental Protection Agency, EPA Docket
Center, Docket ID No. EPA-HQ-OAR-2022-0441, Mail Code 28221T, 1200
Pennsylvania Avenue NW, Washington, DC 20460.
Hand Delivery/Courier: EPA Docket Center, WJC West
Building, Room 3334, 1301 Constitution Avenue NW, Washington, DC 20004.
The Docket Center's hours of operations are 8:30 a.m.-4:30 p.m.,
Monday-Friday (except Federal Holidays).
Instructions: All submissions received must include the Docket ID
No. for this rulemaking. Comments received may be posted without change
to https://www.regulations.gov/, including any personal information
provided. For detailed instructions on sending comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: For questions about this proposed
action, contact U.S. EPA, Attn: Susan Miller, Mail Drop: D205-02, 109
T.W. Alexander Drive, P.O. Box 12055, RTP, North Carolina 27711;
telephone number: (919) 541-2443; email address: [email protected].
For additional information, see https://www.epa.gov/stationary-sources-air-pollution/infrastructure-new-hap-additions.
SUPPLEMENTARY INFORMATION: Participation in virtual public hearing. To
request a virtual public hearing, contact the public hearing team at
(888) 372-8699 or by email at [email protected]. If requested,
the virtual hearing will be held on October 4, 2023. The hearing will
convene at 11:00 a.m. Eastern Time (ET) and will conclude at 3:00 p.m.
ET. The EPA may close a session 15 minutes after the last pre-
registered speaker has testified if there are no additional speakers.
The EPA will announce further details at https://www.epa.gov/stationary-sources-air-pollution/infrastructure-new-hap-additions.
If a public hearing is requested, the EPA will begin pre-
registering speakers for the hearing no later than 1 business day after
a request has been received. To register to speak at the virtual
hearing, please use the online registration form available at https://www.epa.gov/stationary-sources-air-pollution/infrastructure-new-hap-additions or contact the public hearing team at (888) 372-8699 or by
email at [email protected]. The last day to pre-register to
speak at the hearing will be September 25, 2023. Prior to the hearing,
the EPA will post a general agenda that will list pre-registered
speakers at: https://www.epa.gov/stationary-sources-air-pollution/infrastructure-new-hap-additions.
The EPA will make every effort to follow the schedule as closely as
possible on the day of the hearing; however, please plan for the
hearings to run either ahead of schedule or behind schedule.
Each commenter will have 4 minutes to provide oral testimony. The
EPA encourages commenters to submit the text of your oral testimony as
written comments to the rulemaking docket.
The EPA may ask clarifying questions during the oral presentations
but will not respond to the presentations at that time. Written
statements and supporting information submitted during the comment
period will be considered with the same weight as oral testimony and
supporting information presented at the public hearing.
Please note that any updates made to any aspect of the hearing will
be posted online at https://www.epa.gov/stationary-sources-air-pollution/infrastructure-new-hap-additions. While the EPA expects the
hearing to go forward as set forth above, please monitor our website or
contact the public hearing team at (888) 372-8699 or by email at
[email protected] to determine if there are any updates. The
EPA does not intend to publish a document in the Federal Register
announcing updates.
If you require the services of a translator or a special
accommodation such as audio description, please pre-register for the
hearing with the public hearing team and describe your needs by
September 20, 2023. The EPA may not be able to arrange accommodations
without advanced notice.
Docket. The EPA has established a docket for this rulemaking under
Docket ID No. EPA-HQ-OAR-2022-0441. All documents in the docket are
listed in https://www.regulations.gov/. Although listed, some
information is not publicly available, e.g., Confidential Business
Information (CBI) or other information whose disclosure is restricted
by statute. Certain other material, such as copyrighted material, is
not placed on the internet and will be publicly available only in hard
copy. With the exception of such material, publicly available docket
materials are available electronically in Regulations.gov or in hard
copy at the EPA Docket Center, Room 3334, WJC West Building, 1301
Constitution Avenue NW, Washington, DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal
holidays. The telephone number for the Public Reading Room is (202)
566-1744, and the telephone number for the EPA Docket Center is (202)
566-1742.
Instructions. Direct your comments to Docket ID No. EPA-HQ-OAR-
2022-0441. The EPA's policy is that all comments received will be
included in the public docket without change and may be made available
online at https://www.regulations.gov/, including any personal
information provided, unless the comment includes information claimed
to be CBI or other information whose disclosure is restricted by
statute. Do not submit electronically to https://www.regulations.gov
any information that you consider to be CBI or other information whose
disclosure is restricted by statute. This type of information should be
submitted as discussed below.
The EPA may publish any comment received to its public docket.
Multimedia submissions (audio, video, etc.) must be accompanied by a
written comment. The written comment is considered the official comment
and should include discussion of all points you wish to make. The EPA
will generally not consider comments or comment contents located
outside of the primary submission (i.e., on the Web, cloud, or other
file sharing system). For additional submission methods, the full EPA
public comment policy, information about CBI or multimedia submissions,
and general guidance on making effective comments, please visit https://www.epa.gov/dockets/commenting-epa-dockets.
The https://www.regulations.gov/ website allows you to submit your
comment anonymously, which means the EPA will not know your identity or
contact information unless you provide it in the body of your comment.
If you send an email comment directly to the EPA without going through
https://www.regulations.gov/, your email address will be automatically
captured and included as part of the comment
[[Page 62713]]
that is placed in the public docket and made available on the internet.
If you submit an electronic comment, the EPA recommends that you
include your name and other contact information in the body of your
comment and with any digital storage media you submit. If the EPA
cannot read your comment due to technical difficulties and cannot
contact you for clarification, the EPA may not be able to consider your
comment. Electronic files should not include special characters or any
form of encryption and be free of any defects or viruses. For
additional information about the EPA's public docket, visit the EPA
Docket Center homepage at https://www.epa.gov/dockets.
Submitting CBI. Do not submit information containing CBI to the EPA
through https://www.regulations.gov/. Clearly mark the part or all of
the information that you claim to be CBI. For CBI information on any
digital storage media that you mail to the EPA, note the docket ID,
mark the outside of the digital storage media as CBI and identify
electronically within the digital storage media the specific
information that is claimed as CBI. In addition to one complete version
of the comments that includes information claimed as CBI, you must
submit a copy of the comments that does not contain the information
claimed as CBI directly to the public docket through the procedures
outlined in the Instructions section of this document. If you submit
any digital storage media that does not contain CBI, mark the outside
of the digital storage media clearly that it does not contain CBI and
note the docket ID. Information not marked as CBI will be included in
the public docket and the EPA's electronic public docket without prior
notice. Information marked as CBI will not be disclosed except in
accordance with procedures set forth in 40 Code of Federal Regulations
(CFR) part 2.
Our preferred method to receive CBI is for it to be transmitted
electronically using email attachments, File Transfer Protocol (FTP),
or other online file sharing services (e.g., Dropbox, OneDrive, Google
Drive). Electronic submissions must be transmitted directly to the
OAQPS CBI Office at the email address [email protected], and as
described above, should include clear CBI markings and note the docket
ID. If assistance is needed with submitting large electronic files that
exceed the file size limit for email attachments, and if you do not
have your own file sharing service, please email [email protected] to
request a file transfer link. If sending CBI information through the
postal service, please send it to the following address: OAQPS Document
Control Officer (C404-02), OAQPS, U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina 27711, Attention Docket ID No.
EPA-HQ-OAR-2018-0747. The mailed CBI material should be double wrapped
and clearly marked. Any CBI markings should not show through the outer
envelope.
Preamble acronyms and abbreviations. Throughout this document the
use of ``we,'' ``us,'' or ``our'' is intended to refer to the EPA. We
use multiple acronyms and terms in this preamble. While this list may
not be exhaustive, to ease the reading of this preamble and for
reference purposes, the EPA defines the following terms and acronyms
here:
1-BP 1-bromopropane
ANPRM advanced notice of proposed rulemaking
CAA Clean Air Act
CBI Confidential Business Information
CFR Code of Federal Regulations
EPA Environmental Protection Agency
HAP hazardous air pollutant(s)
MACT maximum achievable control technology
MSDL Major Source Due to Listing
NESHAP national emission standards for hazardous air pollutants
OMB Office of Management and Budget
PRA Paperwork Reduction Act
PTE potential to emit
UMRA Unfunded Mandates Reform Act
Organization of this document. The information in this preamble is
organized as follows below.
I. General Information
A. What action is the Agency taking?
B. Does this action apply to me?
C. What is the statutory authority for this action?
D. Where can I get a copy of this document and other related
information?
II. Basis for the Proposed Action
A. What changes are we proposing?
B. Are there any concurrent changes to Title V Programs in this
action?
C. What is our rationale for the proposed changes?
1. Are newly listed HAP regulated under NESHAP promulgated
before the effective date of the listing?
2. When must a newly listed HAP be included in emission
estimates and what are the potential regulatory implications?
3. What standards apply to MSDL facilities?
4. When does an MSDL facility have to be in compliance with new
requirements?
5. Are there any new notification requirements?
III. Solicitation of Additional Comments
A. Regulatory Changes
B. Early Input on Future EPA Action to Integrate Newly Listed
HAP Into the CAA Section 112 Program
IV. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulations and Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act (UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination with
Indian Tribal Governments
G. Executive Order 13045: Protection of Children from
Environmental Health Risks and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations and Executive Order 14096: Revitalizing Our Nation's
Commitment to Environmental Justice for All
I. General Information
A. What action is the Agency taking?
Section 112(b) of the CAA established a list of 189 hazardous air
pollutants (HAP). This provision of the CAA also provides the EPA with
the authority to modify the list. In response to a petition to the
Administrator to list 1-bromopropane or 1-BP (also known as n-propyl
bromide (nPB)), the EPA, for the first time, added a new HAP to the CAA
section 112(b) HAP list (HAP list) on January 5, 2022. Based on this
new addition to the HAP list, the EPA determined that there are several
regulatory implications and issues that must be addressed to fully
integrate a newly listed HAP into the existing CAA section 112 program.
This rule, when finalized, will address the immediate regulatory
effects of adding a pollutant to the HAP list. This proposal addresses
three specific issues that we identified. The first issue is whether
already promulgated National Emission Standards for Hazardous Air
Pollutants (NESHAP) would apply to a newly listed HAP. For example, for
a NESHAP with a limit for total HAP, owners or operators of sources
that emit the newly listed HAP and are subject to the limit need to
understand whether they must include the emissions of the newly listed
HAP to determine whether the source meets that limit. The second issue
is the consideration of the permitting implications for facilities that
become major sources under CAA section 112 solely due to the addition
of a new pollutant to the HAP list (hereinafter Major Source Due to
Listing or ``MSDL'' facilities). The third issue for a MSDL facility
that triggers the applicability of a major source NESHAP is the
determination of the applicable
[[Page 62714]]
emission standards (in particular, whether the source is subject to the
standards for new sources or existing sources) and the compliance
deadlines for those newly applicable NESHAP requirements.
The EPA is not proposing any changes to the part 70 regulations to
address the addition of a new pollutant to the CAA section 112 HAP list
as the current program appropriately covers these issues. However,
after reviewing the existing NESHAP regulations, the EPA intends to
clarify the applicability of previously promulgated NESHAP when the EPA
adds a new pollutant to the HAP list by revising 40 CFR 63.64, subpart
C. In addition, the EPA is proposing initial notifications, several
alternatives to address applicable emission standards and compliance
deadlines for MSDL facilities by revising 40 CFR, subpart A.
This proposed rulemaking addresses the immediate compliance
obligations for the regulated community following the addition of a new
HAP. This is only one part of the overall program to incorporate a new
HAP into the CAA section 112 regulatory framework. Future actions
within individual NESHAP will address rule-specific issues, including
identification of the sources that emit the new HAP; promulgation of
standards, as warranted, that include the new HAP by either revising
existing NESHAP standards or establishing new standards, as necessary;
and identification of engagement and outreach needs with affected
communities and other entities.
The actions we are taking regarding section II. are pursuant to our
authority under CAA section 112. We consider the regulatory provisions
we are proposing under 40 CFR part 63, subpart A to be severable from
the regulatory provisions being proposed under 40 CFR part 63, subpart
C, as these are two separate regulatory requirements, each of which
would operate independently from the other, when finalized.
B. Does this action apply to me?
Categories of entities potentially affected by this proposed action
include sources that emit a pollutant that is added to the HAP list. As
discussed in more detail in section IV. of this preamble the addition
of a pollutant to the HAP list can, for those sources who emit that
pollutant, change the source's potential to emit (PTE) such that an
area source may become a major source. This change to major source
status has regulatory implications that may include CAA operating
permitting obligations and applicability of one or more major source
NESHAP. This proposed rule addresses these situations.
C. What is the statutory authority for this action?
The statutory authority for this action is provided by sections 112
and 301 of the CAA, as amended (42 U.S.C. 7401 et seq.). CAA section
112(a) provides ``Definitions'' applicable to CAA section 112. A major
source of HAP is defined under CAA section 112(a) as any ``stationary
source or group of stationary sources located within a contiguous area
and under common control that emits or has the potential to emit
considering controls, in the aggregate, 10 tons per year or more of any
hazardous air pollutant or 25 tons per year or more of any combination
of hazardous air pollutants.'' Stationary sources of HAP that are not
major sources are defined as ``area sources.'' Section 112(b)(3)(A) of
the CAA allows any person to petition the EPA to modify the CAA section
112(b)(1) list of HAP by adding or deleting a substance.\1\ Section
112(d) of the CAA establishes the process for establishing national
emissions standards for HAP, commonly referred to as NESHAP but also
frequently referred to as either maximum achievable control technology
(MACT) standards or generally available control technology (GACT)
standards. Section 112(i) of the CAA provides the schedule for
compliance with emission standards. Collectively, these statutory
provisions and the NESHAP General Provisions codified in 40 CFR part
63, subpart A, provide the framework for establishing emission
standards and compliance timing for HAP regulation. These statutory
provisions also provide the authority for the EPA to establish
requirements to address the immediate regulatory effects when a
pollutant is added to the HAP list.
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\1\ La. Envtl. Action Network v. Envtl. Prot. Agency, 955 F.3d
1088, 1098 (D.C. Cir. 2020) (``the Act[] specifie[s] processes for
adding to or subtracting from the statutory list of hazardous air
pollutants, and its direction to EPA [is] to act within 18 months on
a petition to modify the list. 42 U.S.C. 7412(b)(3)(A).'')
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D. Where can I get a copy of this document and other related
information?
In addition to being available in the docket (Docket ID No. EPA-HQ-
OAR-2022-0441), an electronic copy of this proposal is available on the
internet. Following signature by the EPA Administrator, the EPA will
post a copy of this proposed action at https://www.epa.gov/stationary-sources-air-pollution/infrastructure-new-hap-additions. Following
publication in the Federal Register, the EPA will post the Federal
Register version of the proposal and key documents at this same
website. In addition, a copy of the redline/strikeout version of the
regulatory language showing the possible edits needed to incorporate
the proposed changes to 40 CFR part 63, subparts A and C is included in
the docket for this action (Docket EPA-HQ-OAR-2022-0441). Following
signature by the Administrator, the EPA also will post a copy of this
document to https://www.epa.gov/stationary-sources-air-pollution/infrastructure-new-hap-additions.
II. Basis for the Proposed Action
In the 1990 CAA Amendments, Congress established a list of HAP.
These HAP are associated with a wide variety of adverse health effects,
including, but not limited to cancer, neurological effects,
reproductive effects, and developmental effects. The health effects
associated with various HAP differ depending upon the toxicity of the
individual HAP and the circumstances of exposure, such as the amount of
chemical present, the length of time a person is exposed and the stage
of life at which the person is exposed. Prior to the 1990 CAA
Amendments, the EPA was required to list HAP for regulation under a
risk- and health-based approach, which called for a conclusion that a
HAP could ``cause or contribute to, an increase in mortality, an
increase in serious irreversible, or incapacitating reversible
illness.'' CAA section 112(a)(1), Public Law 91-604, 84 Stat. 1676,
1685 (1970). This approach proved unsatisfactory in achieving the goal
of improved public health. In the 1990 CAA Amendments, Congress
dispensed with this provision, listed 189 HAP in CAA section 112(b)(1)
for regulation under CAA section 112(d), and provided for modifications
of the HAP list either by petition or on the Administrator's
determination under CAA sections 112(b)(3)(A) and (B).
As relevant here, in CAA section 112(b)(3), Congress provided that
any person may petition the Administrator to modify the list of HAP by
adding or deleting a pollutant. On January 5, 2022, the EPA published a
final rule that added 1-BP to the CAA HAP list, with an effective date
of February 4, 2022 (87 FR 393). This addition came as a result of the
EPA's determination that the petition we received requesting that we
list 1-BP as a HAP provided adequate data to support that 1-BP is an
air pollutant and that emissions, ambient concentrations,
bioaccumulation or
[[Page 62715]]
deposition of 1-BP are known to cause or may reasonably be anticipated
to cause adverse effects to human health or adverse environmental
effects. Before publishing the final rule, EPA published a draft notice
of its rationale for granting the petition.\2\ (American Forest and
Paper Ass'n v. E.P.A, 294 F.3d 113, 117 n.3 (D.C. Cir. 2002) (``Section
112(b) does not contemplate a formal rulemaking and is not among the
sections enumerated in section 307(d)(1) (although other subsections of
section 112 are included there).''). This was the first time that a HAP
was added to the HAP list that Congress created in 1990. While this was
the first action to add a HAP to the list, the EPA is preparing for
additional future listings. These listings could come from public
petitions, as allowed by CAA section 112(b)(3), through action taken by
the Administrator under CAA section 112(b)(2) of the CAA, or through
actions or directives from Congress.
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\2\ 82 FR 2354 at 2356 (January 9, 2017).
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Prior to listing 1-BP as a HAP, the EPA evaluated whether any
regulatory changes were warranted to the NESHAP program to ensure the
effective and efficient implementation of any requirements stemming
from the addition of a new pollutant to the HAP list. As part of this
review, the EPA published an advanced notice of proposed rulemaking
(ANPRM) on June 11, 2021, that sought information about potential
NESHAP regulatory requirements resulting from the listing of the first
new HAP, 1-BP, as well as other potential implications of the listing
of any future HAP (86 FR 31225).
Based on the EPA's review and the public comments received on the
ANPRM, the EPA determined that there are several regulatory impacts
that could ensue when a pollutant is added to the HAP list. As
described in this document, the EPA considered each of these impacts.
In some cases, the existing regulatory provisions were sufficient to
ensure effective and efficient implementation of the newly listed HAP.
In other cases, the EPA determined that the regulations did not
adequately address the issues that arise when a pollutant is added to
the HAP list. Therefore, for those instances, the EPA is proposing in
this action regulatory language to ensure the effective and efficient
implementation of a newly listed HAP. The EPA requests comments on
whether additional changes are needed to fully and clearly implement
provisions related to a new HAP listing.
A. What changes are we proposing?
The EPA evaluated several potential issues related to listing a new
HAP. We reviewed whether a new HAP listing has any impact on NESHAP
promulgated before the new HAP was added to the list. As discussed
below, the EPA concluded that the statute does not support a new HAP
being regulated by such a NESHAP unless and until the EPA first
evaluates the specific HAP for regulation under CAA section 112 and
promulgates standards that include the new HAP. In this action, the EPA
is proposing language to be added to 40 CFR part 63, subpart C to
clarify this conclusion.
Another question that arose was the period of time allowed for a
source to include the newly listed HAP in the source's PTE calculation.
Based on the existing language in CAA section 112 and the NESHAP
General Provisions (40 CFR part 63, subpart A), the EPA determined that
a source must include the new HAP in the source's PTE calculation on
the effective date of the listing of the new HAP. This requires
including the new HAP in the evaluation of whether the facility is a
major source of HAP, or an area source based on the source's PTE
calculation.
The addition of the emissions of a newly listed HAP in the
calculations of the PTE for a facility could change the facility status
from an area source to a major source per the major and area source
definitions in CAA section 112. If this occurs, the MSDL facility will
face new permitting requirements. In addition, the MSDL facility will
need to evaluate whether, due to its major source status, any of its
existing emission units are subject to one or more NESHAP that are
applicable to emission units located at major sources. For example, in
addition to evaluating the NESHAP applicable to the specific industry,
the MSDL facility will need to evaluate for purposes of applicability
NESHAP that regulate multiple industrial sections such as NESHAP for
industrial boilers or reciprocating engines. If applicable NESHAP are
identified, the facility would need to evaluate the requirements within
each applicable NESHAP and determine compliance requirements. Based on
the rationale discussed in section IV.D., this action proposes
regulatory language to the NESHAP General Provisions to clarify both
the applicability and compliance timelines of newly triggered NESHAP
requirements for MSDL facilities.
The EPA also evaluated whether there should be any notification
requirements for facilities that emit a newly listed HAP, including
requirements for the facility to notify nearby communities. As
discussed in section II.B., a facility already operating under a title
V operating permit that triggers applicability of any new NESHAP
requirements as it becomes a major source (i.e., MSDL) may need to
apply to modify its permit to include such new applicable NESHAP
requirements in their permit. MSDL facilities seeking an operating
permit for the first time would need to modify or submit a permit
application that addresses all applicable requirements consistent with
the permitting authority's program. See 40 CFR 70.3(c)(1) and 70.2. A
facility that becomes newly subject to a major source NESHAP would also
need to submit the initial notification required by the specific
applicable NESHAP. This action proposes that initial notifications
under 40 CFR part 63, subpart A require some minimal additional
information from sources becoming major due to the inclusion of a newly
listed HAP in emission calculations.
B. Are there any concurrent changes to Title V Programs in this action?
Section 502(d)(l) of the CAA, 42 U.S.C. paragraph 766la(d)(1),
requires each state to develop and submit to the EPA an operating
permit program to meet the requirements of title V of the CAA and the
EPA's implementing regulations at 40 CFR part 70 (hereinafter ``title
V''). All major stationary sources of air pollution and certain other
non-major sources are required to apply for and operate in accordance
with title V operating permits that include emission limitations and
other conditions as necessary to assure compliance with applicable
requirements of the CAA, including the requirements of the applicable
implementation plan. 42 U.S.C. paragraphs 7661a(a), 7661b.
When a pollutant is added to the HAP list, sources that have the
potential to emit the new HAP must include the HAP in calculating the
source's potential to emit beginning on the effective date of the
listing of the new HAP. The inclusion of a new HAP in the source's PTE
can result in a change in classification of the source from area source
to major source. A source whose classification changes solely due to
the addition of a HAP to the HAP list (i.e., MSDL) will need to
determine what, if any, future permitting action must be taken.
Since MSDL facilities are, by definition, not major HAP sources
before the HAP listing action, they would be operating as a non-major
HAP
[[Page 62716]]
source under a permit or other authorization. As a non-major (e.g.,
area, synthetic area) HAP source, the facility may have a source
specific permit, but could also be operating under a general permit or
registration permit. Those MSDL facilities that wish to retain their
non-major status will need to consider the newly listed HAP when they
seek to reduce their PTE HAP and (unless they opt to become true area
for HAP) will need to request enforceable permit terms sufficient to
reduce the facility's PTE to below HAP major source levels (i.e., 10
tons of any single HAP and 25 tons of all HAP). Facilities should
coordinate all changes in classification with their permitting
authority.
If an MSDL facility does not elect to reduce its HAP emissions or
PTE to maintain its area source status, as a major source it would be
subject to the obligation to obtain a title V operating permit. Under
the title V operating permit program, the regulations provide that
``[a] timely application for a source applying for a part 70 permit for
the first time is one that is submitted within 12 months after the
source becomes subject to the permit program or on or before such
earlier date as the permitting authority may establish.'' 40 CFR
70.5(a)(1)(i). Because permitting authorities can establish more
stringent deadlines than 12 months, MSDL facilities should check with
their appropriate title V permitting authority to determine when a
timely part 70 application is required.
The EPA is not proposing changes to the title V program or
regulations; however, some state, local, and tribal title V programs
may need to initiate a conforming program revision to update their
implementing regulations, e.g., to include newly listed HAP in their
HAP definition if their current regulations do not include newly listed
HAP. The EPA encourages state, local, and tribal programs to evaluate
whether any regulatory changes are needed to their rules to implement
newly listed HAP under their approved program and those programs should
consult with their respective EPA regional permitting contact for the
program if they have questions. State, local, and tribal programs must
keep the EPA apprised of regulatory changes they believe are needed to
their approved part 70. 40 CFR 70.4(i). The EPA has determined that the
current regulations for state programs (i.e., 40 CFR part 70) and the
implementing regulations for federal operating permits (40 CFR part 71)
do not need to be revised concurrently with this action because these
regulations address permitting requirements in agreement with title V
of the CAA, including permitting prompted when new HAP are listed. In
particular, 40 CFR 70.3 and 70.2, require that a state program must
provide for permitting of, among other major sources, a ``major source
under section 112 of the Act'' including those with potential to emit a
HAP or multiple HAP ``which has been listed pursuant to section 112(b)
of the Act'' above major source thresholds. States and some tribes
implement title V permitting under their EPA approved programs for
sources in their jurisdictions. For sources subject to the federal
operating permits program implemented by the EPA, 40 CFR part 71
includes similar applicability provisions (see e.g., 40 CFR 71.3 and
71.2) inclusive of major sources due to listing and other provisions
required for implementing permitting requirements for covered sources.
The EPA requests comments on the determination that no edits are
required to the title V program for this purpose.
C. What is our rationale for the proposed changes?
This section presents the EPA's proposed rationale for the proposed
changes to the NESHAP General Provisions (40 CFR part 63, subpart A)
and our proposed conclusions regarding key issues and questions related
to listing of new HAP. The issues and questions, along with our
proposed conclusions and rationale, are discussed individually below.
1. Are newly listed HAP regulated under NESHAP promulgated before the
effective date of the listing?
In the June 11, 2021, ANPRM addressing the addition of 1-BP to the
HAP list, the EPA raised the question of whether an existing NESHAP
should apply to a newly listed HAP on the effective date of the HAP
listing. The ANPRM solicited data and comments on the potential
regulatory impacts of the addition of a HAP to the HAP list.\3\
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\3\ 86 FR 31225.
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Because this was the first time the EPA was adding a pollutant to
the HAP list, the ANPRM discussed several potential issues that could
result from the addition of a pollutant to the CAA section 112 HAP
list. One question the EPA raised in the ANPRM was whether a newly
listed HAP is regulated under any NESHAP that is in existence on the
effective date of the newly listed HAP. In the ANPRM, the EPA more
fully discussed this question and provided an example of numeric limits
in coating rules that are often based on a limitation on the amount of
organic HAP per unit. The example was whether the addition of new
pollutant to the HAP list could require counting emissions of the new
HAP in compliance calculations for many NESHAP for coating operations.
This is because in most instances these coatings NESHAP typically
define HAP by a direct reference to the HAP list published in the 1990
CAA and as modified pursuant to section 112(b). We noted that any
modifications to the HAP list are included in 40 CFR part 63, subpart
C. In the ANPRM, the EPA requested comment on whether a newly listed
HAP should be regulated under previously existing NESHAP.
On January 5, 2022, the EPA published a final rule that added 1-BP
to the HAP list (87 FR 393). Based on our consideration of the comments
on the ANPRM and the EPA's own review of statutory requirements, the
EPA concluded that a newly listed HAP is not regulated under existing
NESHAP and stated that the final rule would ``have no direct immediate
impacts under 40 CFR part 63 on emissions of 1-BP.'' \4\
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\4\ 87 FR 395.
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The conclusion that existing NESHAP do not regulate a newly listed
HAP is consistent with CAA section 112. First, CAA section 112(e)(4)
states that ``no action of the Administrator adding a pollutant to the
list under subsection (b) or listing a source category or subcategory
under subsection 112(c) shall be a final agency action subject to
judicial review, except that any such action may be reviewed under such
section 7607 [section 307] of this title when the Administrator issues
emission standards for such pollutant or category.'' This language, by
establishing two distinct steps, supports the EPA's conclusion that
previously promulgated NESHAP do not regulate newly listed HAP.\5\
Rather it is only after the EPA establishes new standards or revises
previous standards to include the newly listed HAP (for instance,
adding a newly listed organic HAP to a standard that covers total
organic HAP) that the listing of a new HAP is subject to review.
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\5\ See also Util. Air Regul. Grp. v. E.P.A., No. 01-1074, 2001
WL 936363, at *1 (D.C. Cir. July 26, 2001)(dismissing challenge to
listing of coal- and oil-fired electric utility steam generating
units as a source category under Section 112(c) for lack of
jurisdiction). ``Section 112(e)(4) of the Clean Air Act provides
that judicial review of the listing of a source category under
section 112(c) of the Act is not available until after emission
standards are issued. See 42 U.S.C. 7412(e)(4).''
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Second, having listed the new HAP using the process in CAA section
112(b), CAA section 112(d) sets out prescriptive procedures for
establishing emissions standards for major sources. These statutory
procedures include that a
[[Page 62717]]
standard must be established for each HAP--a process that cannot occur
until the EPA gathers sufficient information about which sources emit
the HAP and the emission rate of the HAP.\6\ Moreover, CAA section
112(d) requires that the MACT floor be based on the emission level
actually achieved by the best performing sources.\7\ As part of the
MACT determination, we must also evaluate whether options more
stringent than the floor are justified under the statute. This task
thus requires not only the emissions information of the new HAP from
sources, but a review of information related to the potential emission
controls and systems of controls that are, or could be, employed to
reduce the emissions of the newly listed HAP. Because the EPA did not
consider a pollutant that was not a HAP at the time it established
existing NESHAP, the statutory process for establishing a standard for
the new HAP has not been followed; therefore, the conclusion that
existing NESHAP do not regulate a newly listed HAP is consistent with
the statute.
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\6\ U.S. Sugar Corp. v. EPA, 830 F.3d 579 (D.C. Cir. 2016)
(``EPA's pollutant-by-pollutant approach [to standard setting] is a
reasonable interpretation and application of the statute;'');
National Lime Association v. EPA, 233 F. 3d 625, 634 (D.C. Cir.
2000). (EPA must set standards under section 112(d) for each listed
HAP. EPA has a ``clear statutory obligation to set emissions
standards for each listed HAP.'').
\7\ Cement Kiln Recycling Coalition v. EPA, 255 F.3d at 86
(``EPA may not deviate from section 7413(d)(3)'s requirement that
floors reflect what the best performers actually achieve by claiming
that floors must be achievable by all sources using MACT
technology.'').
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In summary, the conclusion that a newly listed HAP is not regulated
by any standards promulgated prior to the HAP being listed is
consistent with this statutorily required and well-ordered process
whereby under CAA section 112(b) the EPA lists a new HAP; CAA section
112(d) requires the EPA to gather information (e.g., inventories and
ranking of best performers) sufficient to establish new or revised
standards for the newly listed HAP; and CAA section 112(e) allows for
review of the listing when the new or revised emission standards is
finalized.
The EPA is requesting comment on whether regulatory text should be
included in either the NESHAP General Provisions, 40 CFR part 63,
subpart A or in part 63, subpart C, where new HAP are listed, to make
it clear that a new HAP is not regulated by a previously promulgated
NESHAP until the NESHAP is reviewed and the inclusion of the new HAP is
fully evaluated for regulation. A redline/strike out version of
proposed regulatory language for the preferred options is included in
the docket for this action.
2. When must a newly listed HAP be included in emission estimates and
what are the potential regulatory implications?
While the emissions of a newly listed HAP are not regulated by
NESHAP promulgated before the HAP was listed, the pollutant listed
becomes a HAP on the effective date of the listing. On and after the
effective date of the listing of a new HAP, it must be included in
calculating the facility's actual emissions and PTE for the purposes of
determining whether a facility is a major source or area source under
Part 63.\8\ This is because, under CAA section 112(a)(1) a major source
is ``any stationary source or group of stationary sources . . . that
emits or has the potential to emit considering controls, in the
aggregate, 10 tpy or more of any hazardous air pollutant or 25 tpy or
more of any combination of hazardous air pollutants.'' \9\ (Emphasis
added)
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\8\ 40 CFR 63.2.
\9\ ``In the context of the CAA, `any' has an expansive meaning
that is, `one or some indiscriminately of whatever kind.' '' New
York v. EPA, 443 F.3d 880, 885 (D.C. Cir. 2006)(citations omitted).
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The inclusion of a new HAP could change a facility's status from an
area source to a major source of HAP. If the sole reason for a
facility's status change from area to major is the inclusion of the
newly listed HAP, the facility would be considered a ``major source due
to listing'' or ``MSDL'' facility. For the reasons discussed below MSDL
facilities, as a result of becoming major on the effective date of the
listing of a new HAP, would become subject to any applicable standards
covering HAP other than the newly listed HAP in existing major source
NESHAP. The EPA specifically requests comments and data on whether, as
a result of the listing of a new HAP, there are other sources that are
directly impacted by the listing of a new HAP.
a. Permitting Impacts for Sources and Programs
All major sources must operate in agreement with a title V
operating permit. Consequently, upon listing of a new HAP, MSDL
facilities will need to determine what, if any, future permitting
action such as application for an initial title V operating permit or
permit revision or an application for other type of permit must be
taken. For example, a source with an individual PTE limit for HAP,
issued in a minor source permit, would have to ensure the supporting
data and calculations of actual HAP emissions used to verify the PTE
limit account for newly listed HAP emissions. Any required permitting
action depends on the individual situation as governed by the
permitting authority rules; thus, sources are advised to coordinate
these actions with the permitting authority with jurisdiction for the
source. Facilities that wish to operate as area sources of HAP and
avoid applicability of major source NESHAP requirements could do so at
any time and must obtain legally and practically enforceable PTE HAP
restrictions below major source levels available under their permitting
authority programs. This does not include true area sources, which do
not need enforceable PTE limits.
However, if the MSDL facility does not wish to pursue non-major
source status, as a major source of HAP they will be subject to the
title V operating permit program. Under the title V operating permit
program regulations ``A timely application for a source applying for a
part 70 permit for the first time is one that is submitted within 12
months after the source becomes subject to the permit program or on or
before such earlier date as the permitting authority may establish.''
70.5(a)(1)(i). Because permitting authorities can establish different
deadlines, MSDL facilities should check with their appropriate title V
permitting authority to determine exactly when a timely Part 70
application is required.
The title V regulations are inclusive of all listed HAP; however,
some state, local, and tribal title V programs may need to initiate a
conforming program revision to update their implementing regulations,
e.g., to include newly listed HAP in their HAP definition if their
current regulations do not include newly listed HAP. The EPA encourages
state, local, and tribal programs to evaluate whether any regulatory
changes are needed to their rules to implement newly listed HAP under
their approved program and those programs should consult with their
respective regional permitting contact for the program if they have
questions. State, local, and tribal programs must keep the EPA apprised
of regulatory changes they believe are needed to their approved part 70
program. 40 CFR 70.4(i).
Also, the EPA is aware that some permitting authority programs for
limiting PTE for categories of similar sources such as general permits,
permits by rule, source registrations currently in use for limiting PTE
HAP may not be authorized for newly listed HAP and may need revisions.
The EPA encourages permitting authorities to
[[Page 62718]]
review their programs for issuing PTE limits for HAP sources and ensure
they have adequate regulatory authority as needed to implement legally
and practicably enforceable PTE limits that include newly listed HAP.
b. Part 63 NESHAP
All sources that become MSDL facilities will need to evaluate
whether any major source NESHAP apply to their operations. In some
cases, there may be a transition from an area source NESHAP to a major
source NESHAP for the same source category. For example, an MSDL
facility may have been subject to the Boiler NESHAP for area sources
prior to becoming an MSDL facility but would now become subject to the
Boiler NESHAP for major sources.
In addition to a larger number of potentially applicable rules,
NESHAP for major sources tend to be more comprehensive than most area
source NESHAP, covering more pollutants and emission sources and are
generally at least as stringent as area source requirements due to
differing requirements under the CAA.\10\ The EPA recognizes that there
are some unique questions that arise for MSDL facilities when
considering the application of a NESHAP that was developed before the
MSDL facility became a major source. Two main questions that the EPA
evaluated are: (1) what standards apply to MSDL facilities (whether new
source or existing source standards apply to MSDL facilities)? and (2)
what compliance time should be provided for the MSDL facilities?
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\10\ In particular, CAA section 112(d)(5) allows the EPA to set
standards for area source categories based on ``generally available
control technology or management practices,'' which may be less
stringent than the standards required for major sources under
sections 112(d) or 112(f).
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1. What standards apply to MSDL facilities?
Section 112 of the CAA and its implementing regulations distinguish
between ``new source'' and ``existing source'' for the purpose of both
the stringency of the emission standard and the time allowed for
compliance with applicable standards. Specifically, CAA section
112(a)(4) defines a new source as a source that commenced construction
or reconstruction after the Administrator first proposes regulations
under section 112, while CAA section 112(a)(10) defines an existing
source as any stationary source other than a new source. The EPA has
also explained that the phrase ``first proposes'' in CAA section
112(a)(4) is somewhat ambiguous such that it could be viewed as
referring to different dates in different circumstances. For example,
it could be read as the first time the Agency proposes any standards
for a source category, the first time the Agency proposes standards
under a particular rulemaking record for a source category, or the
first time the Agency proposes a particular standard.\11\ The
determination of whether the standard that applies to a particular
source is for ``new'' or ``existing'' sources is also important to
determining the compliance deadline.
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\11\ See for example, National Emission Standards for Hazardous
Air Pollutants for the Portland Cement Manufacturing Industry and
Standards of Performance for Portland Cement Plants (78 FR 10006,
10025; February 12, 2013).
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Current rules also address cases where, after the initial
promulgation of a NESHAP, an area source makes the decision to increase
its emissions such that it becomes a major source. Language is included
in the NESHAP General Provisions at 40 CFR 63.6(b)(7) and (c)(5), as
well as in many individual NESHAP, to address the consequences of this
decision made by an individual facility. In this situation, the EPA has
determined that the designation of ``new source'' and ``existing
source'' should remain defined by the dates given in each individual
NESHAP and that does not change when a source reclassifies from area to
major source.\12\
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\12\ See 85 FR 73854, 73867 (Nov. 19, 2020) (Revisions to 40 CFR
part 63, subpart A to address the issue of compliance issues for
sources that make the decision to increase their potential to emit
and reclassify from area source status to major source status).
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However, the NESHAP General Provisions do not address the unique
situation that arises when a new HAP is listed and an area source
becomes a major source solely due to the addition of a new HAP when
calculating the source's PTE (i.e., MSDL facilities).\13\ In this
action, the EPA is requesting comment on whether to amend the NESHAP
General Provisions to specifically address this issue. In addressing
this issue, the EPA has considered two alternatives: (1) as done with
non-MSDL major sources facilities, determine whether an affected source
was new or existing based on each specific NESHAP for MSDL facilities,
or (2) designate all affected sources for newly applicable NESHAP at an
MSDL facility to be existing affected sources. While the EPA is
proposing the second option, i.e., all MSDL facilities should be
considered existing sources, both alternatives are discussed below.
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\13\ In 1994 EPA first promulgated the NESHAP General
Provisions, which are codified in 40 CFR part 63, subpart A, and
which provide the general framework for establishing emission
standards and compliance timing for HAP regulations (59 FR 12408;
March 16, 1994).
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Under the first alternative, an MSDL facility would continue to
refer to each individual NESHAP and compare the date of construction of
an affected source to the date an individual NESHAP was proposed. Under
this approach, the determination of ``existing source'' and ``new
source'' would be the same regardless of when a facility became major
and regardless of how a facility became major (i.e., through their own
action or through an EPA action of HAP listing). If the EPA were to
finalize this alternative, no changes would be made to 40 CFR part 63,
subpart A, Sec. 63.1 (Applicability). However, the EPA could provide a
clarifying statement in the current regulatory text with respect to
MSDL facilities. The EPA requests comments on whether such clarifying
statements would be necessary or helpful.
The EPA has some concerns about the potential impacts for MSDL
facilities that would be considered new sources under this first
alternative. These concerns center around (1) the lack of notice
provided to the MSDL that it is becoming subject to major source
requirements, and (2) the action that created the major source
requirement was solely from the addition of a new HAP.
A newly listed pollutant becomes a HAP on the effective date of the
listing. As defined, a MSDL facility becomes a major source solely due
to the EPA action to add a new HAP to the HAP list. This accounting is
required because under CAA section 112(a)(1), a facility must include
``any hazardous air pollutant'' in calculating the potential to emit
for the purposes of determining whether it is a major source under this
section of the Act. Thus, on and after the effective date of the
listing of a new HAP, a facility must include such HAP in the actual
emissions and potential to emit calculations.\14\ Within each major
source of HAP (defined at the facility level) there could be one or
more affected sources, and where there are more than one affected
source each one could be either a new or an existing source. Section
112(a)(4) of the CAA defines a new source as a source that commenced
construction or reconstruction after the Administrator first proposes
regulations under this section, while CAA section 112(a)(10) defines an
existing source as any stationary source other than a new source. As
previously noted above, ``first proposes'' could be read to mean the
first time the Agency proposes any
[[Page 62719]]
standards for a source category, the first time the Agency proposes
standards under a particular rulemaking record for a source category,
or the first time the Agency proposes a particular standard.\15\ Here,
the EPA's listing of a new HAP is not the proposal of standards under
relevant statutory provisions, and as previously explained, existing
NESHAP do not regulate a newly listed HAP. It also bears note that
there is no specific period for promulgating standards for newly listed
HAPs, under CAA section 112(b)(1). Additionally, the CAA distinction
between new and existing sources is reasonably understood to be
predicated on some basic principles, including that a new source can
potentially be held to more stringent compliance requirements than
existing ones. In some cases, new source requirements are based on the
ability of these sources to design processes to accommodate air
pollution control systems.\16\ The facility choosing to construct or
reconstruct a new affected source can consider the applicable standards
and other requirements in making both the technical and economic
decisions that surround the evaluation to construct or not construct
the emissions unit. Legislative history from the 1990 CAA Amendments
also suggests that ``the test of section 112(a)(4) as to whether a
source is commencing construction or reconstruction is physical and
economic, rather than emissions related.'' S. Rep. No. 229, 101st Cong.
1st Sess. 1989, 1990 U.S.C.C.A.N. at 3385, 1989 WL 236970.\17\
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\14\ CAA sections 112(a)(1); 40 CFR 63.2.
\15\ See for example, National Emission Standards for Hazardous
Air Pollutants for the Portland Cement Manufacturing Industry and
Standards of Performance for Portland Cement Plants (78 FR 10006,
10025; February 12, 2013).
\16\ For new sources, ``the maximum degree of reduction in
emissions that is deemed achievable . . . shall not be less
stringent than the emission control that is achieved in practice by
the best controlled similar source.'' CAA section 112(d)(3).
\17\ ``It does not require increases in emissions or changes in
the operation of previously existing facilities to be triggered.
Since there is no threshold of emissions increase, it is not
possible for an existing source adding new facilities to avoid being
considered new by `netting out' or reducing so that the increase is
below some threshold of significance.'' Id.
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In contrast, a MSDL facility is newly subject to standards that
were published long before the HAP listing action that resulted in the
facility exceeding the major source threshold. But when the facility
was being constructed as an area source, the source had no reason to
contemplate the applicability of major source NESHAP.\18\ As discussed
above, notice of the requirements at the time that the facility is
constructed or reconstructed is a key distinction between ``new'' and
``existing'' emission standards under CAA section 112 and the NESHAP
regulations. This is because CAA section 112(a)(4) defines a new source
as a source that commenced construction or reconstruction after the
Administrator proposes regulations for the applicable source category.
The notice of a proposed major source NESHAP allows a source to
consider the proposed standard when considering the design of or
constructing a potentially new affected emissions unit. Having this
notice allows the source to alter the design to eliminate the emissions
of the regulated HAP or alter the design of the emissions unit to
ensure that when the emission unit commences operation it can meet the
``new'' source limit. This is because a MSDL facility that was already
operating when the EPA lists a new HAP is not aware at the time of
construction or reconstruction that it would subsequently be subject to
a major source NESHAP, since no standard applied at that time.
Therefore, it could be more appropriate to treat such source as an
existing source.
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\18\ EPA also notes that the definition of a new affected source
is made within each emission standard. When making the determination
as to whether a new or revised emission limit warrants the re-
designation of the new affected source date, the EPA must consider
several factors.
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Moreover, a listing action is not subject to the robust public
notice and comment requirements provided in CAA section 307(d).\19\ The
EPA acknowledges that the Agency could provide some degree of public
notice before a new HAP is listed, with one or more documents in the
Federal Register because ``in most instances, even where there is no
statutory requirement to take comment, the EPA solicits public comment
on actions it is contemplating.'' \20\ But these documents would
typically address the substantive requirements for listing a substance
as a HAP and would likely provide little or no information on sources
that would be impacted by the listing decision.\21\ Additionally, such
notices would also have been published years after a facility
constructed or reconstructed their affected source at an area source
facility. Further, where the Agency lists a HAP in response to a
petition, the Agency would be unable to impose compliance obligations
for that HAP considering that not all affected sources were involved in
the listing action and as such would be precluded from challenging the
listing decision as specified by section 112(e)(4) until the Agency
promulgates standards for the newly listed HAP.\22\
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\19\ American Forest and Paper Ass'n v. EPA, 294 F.3d 113, 117
n.3 (D.C. Cir. 2002) (``CAA section 307(d)(9), however, by its terms
applies only to `rulemakings' pursuant to the CAA sections
enumerated in section 307(d)(1), 42 U.S.C. 7607(d)(1). Section
112(b) does not contemplate a formal rulemaking and is not among the
sections enumerated in section 307(d)(1) (although other subsections
of section 112 are included there.'').
\20\ 68 FR 28198, June 4, 1996.
\21\ CAA section 112(b)(3)(A) requires the Administrator to
either grant or deny a petition within 18 months of the receipt of a
complete petition by publishing a written explanation of the reasons
for the Administrator's decision. See for example 82 FR 2354,
January 9, 2017 (draft notice of the rationale for granting
petitions to add n-propyl bromide to the HAP list); La. Envtl.
Action Network v. Envtl. Prot. Agency, 955 F.3d 1088, 1098 (D.C.
Cir. 2020) (``the Act[ ] specifie[s] processes for adding to or
subtracting from the statutory list of hazardous air pollutants, and
its direction to EPA [is] to act within 18 months on a petition to
modify the list. 42 U.S.C. 7412(b)(3)(A).'')
\22\ ``Section 112(e)(4) of the Clean Air Act provides that
judicial review of the listing of a source category under section
112(c) of the Act is not available until after emission standards
are issued. See 42 U.S.C. 7412(e)(4). This court therefore lacks
jurisdiction at this time to review the determination of the
Environmental Protection Agency (``EPA'') that regulation of coal-
and oil-fired electric utility steam generating units is appropriate
and necessary, and that such units should be listed as a source
category under section 112(c).'' See Util. Air Regul. Grp. v.
E.P.A., No. 01-1074, 2001 WL 936363, at *1 (D.C. Cir. July 26,
2001). See also, Conference Group, LLC v. Federal Communications
Commission, 720 F.3d 957 (D.C. Cir. 2013). (Nonparty to adjudication
lacks standing to challenge merits of adjudication). But see Teva
Pharma. v. Sebelius, 595 F.3d 1303 (D.C. Cir. 2010) (Allowing
challenge where there was imminent harm or injury from Agency
decision).
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Further, not only is a MSDL facility not able to plan accordingly
to meet the ``new'' source standard, but there is also a possibility
that the source, already in operation, cannot, as a technological
matter, comply with the standard for new sources. For example, during
the development of the NESHAP for Polyvinyl Chloride and Copolymers
Production, the EPA acknowledged that due to the stringency difference
between the new source and existing source standards that it might not
be technically possible for an existing source to meet the new source
standard. In the final rule the EPA modified the definition of existing
source to ensure that existing sources were not subject to the new
source standard, which was impossible for them to meet. See 77 FR 22848
(April 17, 2002).
Finally, unlike the situation where an area source becomes a major
source (by increasing its HAP emissions or potential to emit), a MSDL
facility becomes a major source due to EPA's listing of a new HAP. As
also previously explained, a MSDL facility has no direct notice as to
the applicability of the major source NESHAP and more importantly as to
the applicability of any ``new'' source standard for major
[[Page 62720]]
sources as contemplated under CAA section 112(a)(4). Therefore, the
MSDL facility cannot develop plans to comply with the standard to which
it was not subject before it becomes applicable and could potentially
be in non-compliance immediately upon the effective date of the listing
of the new HAP in the absence of any changes proposed in this action.
This would mean that some rules, while not applicable to the facility
when the rule was proposed, now apply due to the EPA listing action and
through no action of the facility. Moreover, it is not the promulgation
of emissions standards under relevant statutory provisions and
precedent for the newly listed HAP that has resulted in a status
change. Rather, it is the HAP listing itself. This would mean that some
rules, while not applicable to the facility when the rule was proposed,
now apply due to the EPA listing action and through no action of the
facility.
These concerns lead the EPA to also favor the alternative option
where all newly impacted affected sources at MSDL facilities would be
treated as existing sources.
Under this preferred option, the EPA would treat affected sources
at MSDL facilities as existing affected sources because affected
sources at MSDL facilities that might otherwise be considered ``new''
under a NESHAP-specific evaluation are not new sources as contemplated
under CAA section 112(a)(4) in the circumstance where the source
becomes a major source due to EPA's listing of a new HAP. First, the
increase in the facilities' emissions or potential to emit that caused
the facility to become a major source was caused solely by an EPA
action to list a HAP and not based on any action by the facility to
change its method of operation, add new equipment, or change any
material throughput. Second, the facility was already operating the
affected sources when the EPA's listing action, which is not the
promulgation of emissions standards under relevant statutory provisions
and precedent, resulted in a status change.\23\ When considering the
construction for these sources, the facility may have evaluated
applicable requirements that would apply to them as a non-major source.
Third, these sources were not afforded advance notice to tailor
construction plans to meet the new source requirements for major
sources, but instead would be required to develop a compliance strategy
on already-constructed emission sources.
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\23\ Emissions standards ``mean[s] a requirement established by
the State or the Administrator which limits the quantity, rate, or
concentration of emissions of air pollutants on a continuous basis,
including any requirement relating to the operation or maintenance
of a source to assure continuous emission reduction, and any design,
equipment, work practice or operational standard promulgated under
this chapter.'' CAA section 302(k).
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In conclusion, the EPA has considered both options discussed above
and is proposing that all affected facilities at MSDL facilities that
become subject to major source requirements solely due to the listing
of a new HAP should be considered existing sources. Under this option,
regulatory language would be added to 40 CFR part 63, subpart A, Sec.
63.1(c) applicability requirements and a definition of MSDL would be
added to Sec. 63.2. The EPA requests comments on all aspects of both
alternatives presented above, as well as on the proposed selection of
treating all MSDL facilities as existing sources. All significant
comments received on issues related to effects of HAP listing on MSDL
facilities during the public comment period will be considered.
2. When does an MSDL facility have to be in compliance with new
requirements?
When an MSDL facility triggers existing source NESHAP requirements
under our proposed approach described in section II.C.3., there is an
additional question of the appropriate compliance date. Because the
NESHAP of concern have already been promulgated, typically many years
in the past, it is likely that most of the compliance dates will have
passed for both existing and new affected sources. The EPA understands
that a past compliance date would indicate that a facility would need
to be in compliance on the day the NESHAP is triggered; in this case,
the day the HAP listing is effective. The EPA does not view this
outcome as necessarily the most practical conclusion flowing from the
overall intent and reading of CAA section 112 as well as rulemakings
that implement CAA section 112. As this outcome can create significant,
immediate compliance issues for facilities that have already been
constructed, the EPA evaluated several options for establishing
compliance dates for MSDL facilities.
The General Provisions, 40 CFR part 63, subpart A, include
requirements for facilities that increase their emissions (or potential
to emit) to major source levels. The provision in 40 CFR 63.6 (b)(7)
provides that new affected sources must comply with all requirements of
a standard at start-up of the source.\24\ On the other hand, for
existing sources, the provision in 40 CFR 63.6(c)(5) provides that a
facility has the amount of time listed in a specific NESHAP for sources
increasing emissions to major or ``equivalent to the compliance period
specified in the relevant standard for existing sources in existence at
the time the standard becomes effective.'' \25\ Several NESHAP include
the provisions mentioned in 40 CFR 63.6(c)(5) for when an area source
becomes a major source. Most, but not all, of these provisions tend to
treat new sources very differently from existing sources, by providing
time to come into compliance for existing affected sources that become
major sources, but typically requiring immediate compliance for new
sources that become major sources.
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\24\ For new affected sources, CAA section 112(i) provides that
compliance with standards promulgated under CAA section 112(d)(2)
and (3) is on the effective date of the NESHAP or upon startup,
whichever is later.
\25\ For existing sources, CAA section 112(i)(3) provides there
shall be compliance ``as expeditiously as practicable, but in no
event later than 3 years after the effective date of such standard.
. . .'' (``Section 112(i)(3)'s 3-year maximum compliance period
applies generally to any emission standard . . . promulgated under
[section 112].'' Association of Battery Recyclers v. EPA, 716 F.3d
667, 672 (D.C. Cir. 2013) (brackets in original)).
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The EPA reviewed these provisions for potential applicability to
MSDL facility compliance times. The EPA determined that the current
language in 40 CFR 63.6(b)(7), 63.6(c)(5) and the area- to- major
language in individual NESHAP were not developed with MSDL facilities
in mind and are therefore not applicable to MSDL facilities. Therefore,
the EPA is proposing that the NESHAP General Provisions at 40 CFR
63.6(d) be revised to address the compliance timing for MSDL
facilities. As individual NESHAP are reviewed, the EPA can assess
whether additional provisions addressing MSDL facilities are warranted.
Any NESHAP-specific MSDL provision would supersede provisions
promulgated in the General Provisions.
The EPA is considering four possible approaches for establishing
compliance schedules for MSDL facilities that trigger major source
NESHAP: (a) Maintain the compliance deadlines in individual NESHAP,
even past dates, and require all facilities to work with their
regulatory authority to come into compliance; (b) Establish a
compliance deadline consistent with time provided to existing sources
under the applicable individual NESHAP; (c) Provide a single compliance
timeline for MSDL facilities that have become subject to major source
requirements, regardless of the times provided in the individual
NESHAP; and (d) Provide compliance
[[Page 62721]]
deadlines based on the types of emission limitations or requirements.
Each of these options is discussed in more detail below. While the
EPA is proposing to provide compliance deadlines based on the types of
emission limitations or requirements (option d in this list), the EPA
requests comments on each of the following options and may select any
of these options in the final rule, depending on comments received and
the EPA's final analyses.
a. Maintain Compliance Schedules in Individual NESHAP
Under this alternative, the EPA would make no changes to the NESHAP
General Provisions (40 CFR part 63, subpart A) and would instead allow
compliance dates in the individual NESHAP to remain the applicable
compliance dates. Under this approach an MSDL facility would likely be
out of compliance with any major source NESHAP that applies on the
effective date of the listing of a new HAP. This is because the
majority of major source NESHAP have compliance dates that pre-date the
effective date of the newly listed HAP.
This approach would likely lead to the earliest requirements for
emission reductions by MSDL facilities, as they may alter their
operations or work practices to either minimize emissions or work with
their regulatory authority to address their non-compliance status.
Emission reduction will not include direct emission control
requirements for the newly listed HAP, as the EPA must first promulgate
standards for such HAP. It would, however, result in emissions
reductions of other regulated HAP as the facility complies with the
applicable NESHAP. As previously discussed, above, this approach is
predicated on the assumption that facilities are aware of the EPA
actions that may impact their CAA compliance status since pre-notice is
provided by the EPA's prior Federal Register documents on potential
listings.\26\
---------------------------------------------------------------------------
\26\ CAA section 112(b)(3)(A) merely calls for the Administrator
to either grant or deny a petition within 18 months of the receipt
of a complete petition by publishing a written explanation of the
reasons for the Administrator's decision.
---------------------------------------------------------------------------
b. Provide a Timeline Equivalent to the Time Provided for Initial
Compliance
Under this alternative, the EPA is considering whether the
compliance time provided to MSDL sources for a specific NESHAP should
be equivalent to the initial time provided to existing affected sources
in that NESHAP. This approach would acknowledge the source category-
specific evaluation of appropriate compliance time for the specific
rule.
The EPA reviewed numerous existing NESHAP and determined that the
majority of NESHAP provided three years for existing sources to come
into compliance with the standards. The specific justifications for
allowing three years for existing sources to comply varied from NESHAP
to NESHAP but were all predicated on a determination that three years
was as expeditious as possible for those facilities.
This option would call for the EPA to include in the NESHAP General
Provisions regulatory language similar to existing language at 40 CFR
63.6(c)(5). The regulatory language in the NESHAP General Provisions
would provide MSDL facilities a ``period of time to comply with the
relevant emission standard that is equivalent to the compliance period
specified in the relevant standard for existing sources'' and would
apply in the absence of any MSDL-specific language in individual
NESHAP.''
It should be noted that, at present, there are no MSDL-specific
provisions in any individual NESHAP. Language currently in the General
Provisions and NESHAP refers only to area sources that become major
sources through a facility's own action that causes an increase in
emissions or in their potential to emit. If no MSDL-specific language
is included in a specific NESHAP, then the time provided by the new
MSDL language in the General Provision will dictate the requirements.
As discussed in section II.C.3. (What Standards Apply to MSDL
Facilities?), the EPA is proposing to define all affected sources at
MSDL facilities as existing affected sources for the purposes of
determining the applicable emission standards. If the EPA were to
instead promulgate the option that would require some sources to meet
the new source emission limits, the EPA is still proposing to provide
time for all MSDL facilities to come into compliance under this option.
In this proposal, the EPA is considering whether providing some amount
of compliance time--as typically done for existing sources--is
appropriate for all MSDL sources. Specifically, under this option, all
MSDL sources (including new sources) would be provided a time period
equivalent to the time period provided to existing affected sources in
the specific NESHAP.
As discussed below, this is not the option that the EPA is
proposing because we believe the final option in this list best
balances the EPA's desire to obtain emission reductions as soon as
practicable, but also allow time required for a facility to effectively
and efficiently come into compliance with potentially multiple
requirements; however, the EPA requests comments and supporting
information on this option.
c. Provide a Single Timeline for all NESHAP Newly Triggered for MSDL
Facilities
Under this alternative, the EPA is considering whether a single
compliance schedule should be provided for any new requirements at an
MSDL facility when a new HAP is listed. As discussed above, the EPA
conducted a review of current NESHAP and determined that the
predominant compliance time provided to any impacted existing affected
source is 3 years after a rule is promulgated. Based on this review,
the EPA is considering whether to provide up to three years for all
MSDL facilities to come into compliance with all newly applicable
requirements.
The EPA could consider a set deadline that is less than three
years. In many instances, the EPA considered the availability of
resources in assessing the amount of time needed to comply with a
NESHAP. These resources could include the lack of enough vendors to
supply the expected air pollution control devices in less than three
years. The EPA does not expect that a significant number of sources
that would draw on the same resources (e.g., the same air pollution
control vendor) will become MSDL sources and solicits comment on
whether this assumption is reasonable. To the extent that up to three
years was provided in a specific NESHAP to account for the resource
drain, it could be reasonable to consider a different set time period
under this requirement for MSDL affected sources.
The EPA is aware that an MSDL facility has the potential to trigger
more than one NESHAP and associated requirements, and these different
NESHAP could provide for different compliance time periods. The EPA is
considering whether providing a single date would enable a facility to
develop a comprehensive strategy to comply with all newly applicable
major source NESHAP requirements. A single date would also provide
absolute clarity to all stakeholders as to when compliance was
required, regardless of the NESHAP subpart that becomes applicable to
them. Under this option, the EPA could select the longest time period
allowed in the various regulations (i.e., 3 years after promulgation
date), the shortest time period (i.e., immediate compliance required
for new sources), or some time in between. The EPA requests
[[Page 62722]]
comments on the potential for any of these time periods.
The EPA recognizes that this option would allow some facilities
more time than was allowed under the original NESHAP. However, this
option recognizes that a facility may need to develop a compliance
strategy for multiple NESHAP that may involve different types of
compliance requirements. For example, a facility may need to design,
order, install and activate an air pollution control device to comply
with one NESHAP, and may need to implement operational changes, or work
practice requirements, for a different NESHAP. Providing the facility
with the ability to strategize their overall compliance approach might
be significantly more efficient than requiring separate dates for
simultaneously triggered requirements.
This is not the option we are proposing in this document. While
this approach may be reasonable when considering a facility could have
multiple new requirements, the EPA believes that the chosen option best
balances a reasonable time for facilities and the need to not
unnecessarily delay the implementation of certain practices or
technologies that would more quickly reduce emissions and associated
risks. However, the EPA requests comments on this option, including
whether it should be the selected option and whether a different
compliance timeframe should be selected, e.g., within 2 years or within
18 months under this option. In addition, we ask for comment on whether
the EPA, if it were to promulgate this option, should include
additional conditions. For example, the EPA could provide an overall
compliance timeframe of ``no later than 3 years,'' but require that a
MSDL facility demonstrate that any compliance date after 2 years would
have to be justified to and approved by the Administrator (or delegated
authority), unless compliance for a specific requirement required the
installation of equipment, such as air pollution control devices.
If the EPA were to finalize regulatory text that included some MSDL
facilities being required to meet new source requirements, the EPA
might still provide that all facilities be provided with the identical
time allowance for compliance. The EPA solicits comments on this
conclusion, as well as comments on alternatives that should be
considered.
d. Provide Compliance Deadlines Based on the Types of Emission
Limitations or Requirements
As discussed above, the majority of existing NESHAP have provided
the 3 years to comply, as allowed under CAA section 112(i)(3)(A).
However, the EPA also has a long-standing history of providing shorter
periods to ensure that the compliance requirements are consistent with
statutory requirements. These shorter compliance periods are based, in
part, on the type of emission standard. Where the emission standard is
a work practice or does not require installation of add-on emission
control device, the EPA has, consistent with CAA section 112(i)(3)(A)
that requires compliance ``as expeditiously as practicable,'' required
compliance in less than 3 years. For example, in establishing the 1995
NESHAP for Chromium Emissions from Hard and Decorative Chromium
Electroplating and Chromium Anodizing Tanks, the EPA stated, ``The EPA
believes that the 1-year timeframe for decorative chromium
electroplaters is sufficient because, based on the EPA's survey data,
80 percent of existing sources already use fume suppressants and very
few will need to install add-on air pollution control devices.'' (60 FR
4948; January 25, 1995). In the 1994 NESHAP for Magnetic Tape
Manufacturing Operations, the EPA provided 2 years to comply unless a
new control device was needed. (December 15, 1994). In the 2004 Iron
and Steel NESHAP the EPA required existing iron and steel foundries to
comply with the scrap selection and inspection program within 1 year of
the effective date of the final rule because no controls were required,
and emission reductions would be achieved as expeditiously as
practicable (69 FR 21906; April 22, 2004).
Based on the EPA's history of establishing compliance deadlines for
existing sources based on the type of emission standard, the EPA is
proposing that the compliance deadline for MSDL facilities should be
based on the type of emission standard applicable to the facility. For
example, if the applicable emission standard requires the installation
of add-on controls the compliance deadline would be longer (e.g., a 2-
year compliance deadline starting from the date the source becomes
major due to the listing of a new HAP) as compared with an emission
standard that does not require the addition of controls (e.g., 1 year
from the date the source becomes major due to listing of a new HAP if
the emission standard is a work practice). The EPA is requesting
comment on the appropriate compliance deadline (e.g., from 0 up to 3
years) depending on the type of emission standard. The EPA acknowledges
that the CAA allows title V permitting authorities to grant sources, on
a case-by-case basis, extensions to the compliance time of up to 1 year
if such time is needed for the installation of controls. See CAA
section 112(i)(4)(i)(A). Permitting authorities are already familiar
with, and in many cases have experience with, applying the 1-year
extension authority under CAA section 112(i)(4)(A) as the provision
applies to all NESHAP. This option will remain available to MSDL
facilities.
In addition to the long-standing compliance deadline
differentiation based on the type of emission standard, the EPA
believes that establishing shorter compliance deadlines for MSDL
facilities is reasonable because some of the reasons for providing the
full 3 years for existing sources under initial NESHAP will not exist
for MSDL facilities. For example, during the development of the NESHAP
for the Industrial, Commercial, and Institutional Boilers and Process
Heaters, commenters expressed concern about the compliance deadline for
existing sources stating that a ``large number of sources that will be
competing for the needed resources and materials from engineering
consultants, permitting authorities, equipment vendors, construction
contractors, financial institutions, and other critical suppliers.''
(78 FR 7138; January 31, 2013). The EPA does not expect the number of
MSDL facilities following the listing of a new HAP to be similar to the
overall number of facilities subject to a NESHAP on its initial
promulgation and therefore the resource availability concerns are not
expected.
Another factor that supported providing the full 3-year compliance
deadline for initial NESHAP was the learning curve associated with
implementing standards or installing new controls to an existing
process. In contrast, MSDL facilities, by definition, only deal with
facilities triggering already existing NESHAP and some of these NESHAP
were promulgated over 20 years ago. Therefore, the industry and
equipment vendors have already experienced, dealt with, and solved many
of the initial application issues associated with applying a NESHAP
standard to a source category for the first time. The years of
experience gained at applying standards and installing controls within
a source category should reduce the time needed to apply the same
technology today at MSDL facilities.
[[Page 62723]]
The EPA is proposing to provide compliance deadlines based on the
types of emission limitations or requirements for MSDL facilities
because it provides the optimum balance between acknowledging that some
time is needed to develop and implement control strategies for newly
applicable NESHAP requirements and the desire to not unnecessarily
delay compliance and the resulting emission reductions. The EPA
requests comments on the use of this approach and specifically the
proposed compliance deadlines of 2 years for facilities that install
add-on controls and 1 year for all other standards. The EPA is
clarifying that no compliance deadline extension will be provided for
NESHAP that have identical requirements for area and major sources,
because these facilities would already be complying with the NESHAP
before becoming an MSDL facility.
The EPA recognizes that under any of the last three options, there
could be situations where there is a possible temporal gap in
regulatory coverage for MSDL facilities that were, prior to their MSDL
status, subject to an area source NESHAP. For example, a facility that
was subject to area source NESHAP prior to their MSDL status might not
be subject to any emissions standard during a compliance deadline
extension allowed for the newly applicable major source NESHAP.
The EPA is taking comment on what standard should or can apply
during this period if a compliance deadline extension is provided. For
example, one option the EPA is considering is whether a MSDL facility
might be required, either by their existing permit or by a requirement
added to this rulemaking, to continue to comply with any pre-existing
areas source NESHAP until they are in compliance with newly applicable
major source NESHAP. This gap-filling approach would prevent any
inadvertent increase in emissions that could occur during this
compliance extension period.
The EPA also requests comment and specific examples of how this
would occur and whether existing area source operating permits would
remain enforceable until a new major source permit is issued.
3. Are there any new notification requirements?
The EPA evaluated whether any additional data should be required
from facilities when a new HAP is listed. Without any changes, there
are two notifications that would be required under existing NESHAP
requirements. First, any MSDL facility that requires a title V
operating permit would need to apply for the permit within 12 months of
becoming subject to the operating permit requirement. This application
would likely be required to include substantive data about the newly
listed HAP, including a description of the emission sources, the
quantity of emissions, and whether any other requirements were
triggered by becoming a major source. Presumably this would include the
identification of any major source NESHAP that is now applicable to the
facility. As with other title V operating permit requirements, the EPA
is not proposing to make any changes to the existing language.
Second, an MSDL facility that triggers one or more major source
NESHAP would become subject to the requirement to submit an initial
notification under each newly applicable NESHAP. These requirements are
specified in each NESHAP and in the General Provisions to part 63,
including the details of the information that must be included and
where the notification must be sent. Typically, these notifications are
required within 180 days of becoming subject to a NESHAP, so would be
required before the facility is required to submit a title V operating
permit application, if also required. A permit application would
typically be allowed to serve as the initial notification, if it is
submitted within the timeframe required by the NESHAP and includes all
of the information required by the specific rule. In the absence of
requirements listed in a specific NESHAP, the initial notification
content requirements are dictated by the provision in 40 CFR 63.9(b).
The EPA reviewed the contents of the initial notification requirements
under 40 CFR 63.9(b) and determined that the content for MSDL
notifications should be virtually identical to other notifications but
to provide clarity it warrants a required indication that the facility
is submitting the notification because it is an MSDL facility.
To provide this clarity, the EPA is proposing that MSDL facilities
include in their notification a statement that the facility is a major
source due to HAP listing (MSDL) if the sole reason that the facility
became major and triggered NESHAP applicability is the addition of a
new HAP to 40 CFR subpart C, Sec. 63.64. A red-lined copy of the
General Provisions, including the proposed notification amendments for
MSDL facilities is included in the docket for review. See OAR-HQ-OAR-
2022-0441.
The EPA also considered whether additional information should be
required from other facilities that emit a newly listed HAP but are
already subject to major source NESHAP requirements and are not
required to submit either of the above documents when a new HAP is
listed. Additional information on HAP usage, HAP emissions, potential
controls, and other inventory information could aid in the EPA's
development of the best strategy for regulating a new HAP. However,
this benefit needs to be weighed against the potential burden for
developing and submitting this information from facilities that emit
the newly listed HAP, especially as the facilities could include small
businesses. The EPA solicits comments on whether additional
notifications should be required for facilities that emit a newly
listed HAP but are not triggered to submit an initial notification upon
the listing. For example, this proposal solicits comment on whether a
notification should be required from any facility that emits the newly
listed HAP over some de minimis level. The EPA also asks whether
additional public notification requirements should be included to
provide better communication of public health risks by facilities that
emit a newly listed HAP or if other mechanisms already exist, or will
exist, to serve this function. If notice is required, we request
comment on how best to establish a de minimis level, if one is
recommended, and the basis for the proposed level.
III. Solicitation of Additional Comments
In addition to soliciting comments on the topics discussed earlier
in this document, including the applicability of existing source MACT
requirements for MSDLs and the compliance time allowed for MSDLs, the
EPA additionally requests comments and information on the following
questions.
A. Regulatory Changes
The EPA has developed a redline-strikeout version of sections of 40
CFR part 63, subparts A and C, that would be revised under the proposed
changes listed in this document. The draft regulatory language for the
recommended options is included for review in the docket for this rule.
See EPA Docket EPA-HQ-OAR-2022-0441. The EPA is requesting comments on
this language.
B. Early Input on Future EPA Action to Integrate Newly Listed HAP Into
the CAA Section 112 Program
While the focus of this proposed rulemaking is on the immediate
impacts to MSDL facilities, the EPA acknowledges that there are other
steps
[[Page 62724]]
that must be taken to fully address a newly listed HAP under CAA
section 112 regulatory framework. Foremost among these steps is the
regulation and the resulting reduction in emissions of a newly listed
HAP. However, as discussed above, existing NESHAP do not regulate the
newly listed HAP unless and until the NESHAP is revised and an emission
standard is established following the requirements of CAA section
112(d).
This proposed rulemaking addresses only one part of the overall
program to incorporate a new HAP into CAA section 112 regulatory
framework. Future steps that are not addressed in this rulemaking would
likely include addressing issues such as how best to develop an
accurate emissions inventory for the new HAP, identify the sources that
emit the new HAP, and either revising existing NESHAP standards or
establishing new standards, as necessary, to incorporate and thereby
reduce the emissions of the new HAP.
The EPA is seeking comments on how best to obtain information about
which sources and source categories emit a newly listed HAP, how much
these facilities emit, how best to inform the populations surrounding
these facilities that the facilities that emit a newly listed HAP, and
how to incorporate meaningful engagement with affected communities in
future actions.
The EPA seeks comment on how to best provide outreach to entities
that could be subject to requirements as an MSDL facility because of an
addition to the HAP list.
IV. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulations and Regulatory Review
This action is a significant regulatory action that was submitted
to the Office of Management and Budget (OMB) for review under Executive
Order 12866, as amended by Executive Order 14094. Any changes made in
response to reviewer recommendations have been documented in the
docket.
B. Paperwork Reduction Act (PRA)
This action does not impose an information collection burden under
the PRA.
C. Regulatory Flexibility Act
I certify that this action will not have a significant economic
impact on a substantial number of small entities. This proposed rule
will not impose any requirements on small entities. Specifically, this
action proposes a regulatory requirement addressing requirements for
when a new HAP is added to the CAA section 112 HAP list; any burden
from the addition of a new HAP is rightfully considered under the
individual NESHAP that is triggered and not under the actions in this
document.
D. Unfunded Mandates Reform Act (UMRA)
This action does not contain an unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C. 1531-1538, and does not
significantly or uniquely affect small governments. The action imposes
no enforceable duty on any state, local or tribal governments or the
private sector.
E. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the Federal government and the states, or on the distribution of power
and responsibilities among the various levels of government. This
action does not impose any requirements on facilities or other parties.
This action proposes amendments to General Provisions that provide
requirements for when a new HAP is added to the CAA section 112 HAP
list.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications as specified in
Executive Order 13175. It would not impose substantial direct
compliance costs on tribal governments that have designated facilities
located in their area of Indian country. This action also will not have
substantial direct costs or impacts on the relationship between the
Federal government and Indian tribes or on the distribution of power
and responsibilities between the Federal government and Indian tribes,
as specified in Executive Order 13175. Thus, Executive Order 13175 does
not apply to the action.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
The EPA interprets Executive Order 13045 as applying only to those
regulatory actions that concern environmental health or safety risks
that the EPA has reason to believe may disproportionately affect
children, per the definition of ``covered regulatory action'' in
section 2-202 of the Executive Order. This action is not subject to
Executive Order 13045 because it does not concern an environmental
health risk or safety risk.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not a ``significant energy action'' because it will
not have a significant adverse effect on the supply, distribution or
use of energy. Specifically, this action proposes amendments to General
Provisions to provide requirements for when a new HAP is added to the
CAA section 112 HAP list.
I. National Technology Transfer and Advancement Act
This rulemaking does not involve technical standards.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations and
Executive Order 14096: Revitalizing Our Nation's Commitment to
Environmental Justice for All
Executive Order 12898 establishes Federal executive policy on
environmental justice. Its main provision directs Federal agencies, to
the greatest extent practicable and permitted by law, to make
environmental justice part of their mission by identifying and
addressing, as appropriate, disproportionately high and adverse health
or environmental effects of their programs, policies and activities on
minority populations and low-income populations in the U.S. This rule
would not increase the level of environmental protection for all
affected populations, and it also will not have any disproportionately
high and adverse health or environmental effects on any population,
including any minority, or low-income population. Specifically, this
action proposes amendments to NESHAP General Provisions to provide
requirements for when a new HAP is added to the CAA section 112 HAP
list. These proposed changes would aid in the implementation of updated
and new
[[Page 62725]]
NESHAP that will occur after a new HAP has been listed.
Michael S. Regan,
Administrator.
[FR Doc. 2023-19674 Filed 9-12-23; 8:45 am]
BILLING CODE 6560-50-P