Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Pier Maintenance and Bank Stabilization at U.S. Coast Guard Air Station Port Angeles, Port Angeles, Washington, 61549-61572 [2023-19327]
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Federal Register / Vol. 88, No. 172 / Thursday, September 7, 2023 / Notices
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Commerce.
ACTION: Notice of public meeting.
The Pacific Fishery
Management Council’s (Pacific Council)
Groundfish Subcommittee of the
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(SSC) will hold a meeting to review
rebuilding analyses for quillback
rockfish in California and any remaining
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from the September 2023 Council
meeting. This meeting is open to the
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the Groundfish Stock Assessment
Review Process for 2023–2024 (which
can be found at https://
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SUMMARY:
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www.pcouncil.org/documents/2022/06/
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Authority: 16 U.S.C. 1801 et seq.
Dated: September 1, 2023.
Rey Israel Marquez,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2023–19315 Filed 9–6–23; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XD106]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Pier
Maintenance and Bank Stabilization at
U.S. Coast Guard Air Station Port
Angeles, Port Angeles, Washington
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments on proposed authorization
and possible renewal.
AGENCY:
NMFS has received a request
from the U.S. Coast Guard (Coast Guard
or USCG) for authorization to take
marine mammals incidental to pier
maintenance and bank stabilization
construction activities at USCG Air
Station Port Angeles, Port Angeles,
Washington. Pursuant to the Marine
SUMMARY:
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61549
Mammal Protection Act (MMPA), NMFS
is requesting comments on its proposal
to issue an incidental harassment
authorization (IHA) to incidentally take
marine mammals during the specified
activities. NMFS is also requesting
comments on a possible one-time, oneyear renewal that could be issued under
certain circumstances and if all
requirements are met, as described in
Request for Public Comments at the end
of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorization and
agency responses will be summarized in
the final notice of our decision.
DATES: Comments and information must
be received no later than October 10,
2023.
Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources (OPR),
NMFS, and should be submitted via
email to ITP.hotchkin@noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments, including all
attachments, must not exceed a 25megabyte file size. All comments
received are a part of the public record
and will generally be posted online at
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act without
change. All personal identifying
information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information. Electronic copies
of the application and supporting
documents, as well as a list of the
references cited in this document, may
be obtained online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities. In case of problems accessing
these documents, please call the contact
listed below.
FOR FURTHER INFORMATION CONTACT: Cara
Hotchkin, OPR, NMFS, (301) 427–8401.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
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Federal Register / Vol. 88, No. 172 / Thursday, September 7, 2023 / Notices
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
proposed or, if the taking is limited to
harassment, a notice of a proposed IHA
is provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
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National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
IHA) with respect to potential impacts
on the human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (IHAs with no
anticipated serious injury or mortality)
of the Companion Manual for NOAA
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Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
preliminarily determined that the
issuance of the proposed IHA qualifies
to be categorically excluded from
further NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
request.
Summary of Request
On August 9, 2022, NMFS received a
request from Coast Guard for an IHA to
take marine mammals incidental to
construction during pier maintenance
activities at USCG Air Station Port
Angeles in Port Angeles, Washington.
Following NMFS’ review of the
application, Coast Guard submitted
revised versions on May 11, 2023 and
July 14, 2023. The application was
deemed adequate and complete on July
18, 2023. Coast Guard’s request is for
take of five species of marine mammals
by Level B harassment only. Neither
Coast Guard nor NMFS expect serious
injury or mortality to result from this
activity and, therefore, an IHA is
appropriate.
Description of Proposed Activity
Overview
The Coast Guard proposes to conduct
pier maintenance and bank stabilization
on a portion of the shoreline at USCG
Air Station Port Angeles in Port
Angeles, Washington. The proposed
work may result in the incidental take
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of marine mammals by Level B
harassment due to exposure to
underwater sound produced during
impact and vibratory pile driving.
The purpose of this project is to repair
existing facilities and to protect vital
mission support infrastructure from
continued tidal action erosion and
storm events. This project will repair up
to 372 feet (ft) (113.4 meters (m)) of
eroded riprap shoreline, replace 37
degraded timber piles with steel piles,
repair up to 98 timber piles,
permanently remove 11 abandoned
timber piles and 3 steel camel barrier
piles, and demolish 2 camels.
Dates and Duration
The proposed IHA would be effective
from November 15, 2023 to November
14, 2024. In-water work is expected to
take approximately 15 days and will
occur during daylight hours during the
lowest possible tide conditions. The
U.S. Army Corps of Engineers has
designated an in-water work window
between July 16 and February 15 to
protect anadromous fishes. Work on this
project may occur between November
15, 2023 and February 15, 2024 and
from July 16, 2024 to November 14,
2024. In-water pile driving work would
occur during daylight hours only at the
lowest possible tide conditions.
Specific Geographic Region
This project is located at USCG Air
Station Port Angeles, in Port Angeles,
Washington. USCG Air Station Port
Angeles is located on the south-facing
side of Ediz Hook, a peninsula that
extends into the Strait of Juan de Fuca,
encompassing approximately 8.73
square kilometers (km2) (3.37 square
miles (mi2)), opening to the east (Figure
1).
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Detailed Description of the Specified
Activity
The Coast Guard proposes to conduct
construction activities related to pier
maintenance and bank stabilization to
protect critical infrastructure from tidal
and storm erosion using methods
including impact and vibratory pile
installation and vibratory pile
extraction. Activity details for the work
under this proposed IHA are provided
in Table 1. Pile driving activities would
be barge-based. Impact and vibratory
driving activities would occur on the
same days. Simultaneous use of
multiple hammers would not occur, and
is therefore not discussed further in this
notice. In-water pile driving work is
expected to take approximately 15 days
to complete, and would occur during
daylight hours only, at the lowest
possible tide conditions.
Pile removal will be by direct-pull or
by vibratory extraction. Vibratory
extraction of timber piles may occur for
up to 8 hours per day, at an estimated
rate of 16 piles per day (estimated 30
minutes required to extract each timber
or steel pile). Vibratory extraction of
timber piles is expected to take no more
than seven days. Vibratory extraction of
steel piles is expected to take
61551
approximately two hours over the
course of two days.
Pile installation will be by vibratory
driving until refusal is encountered,
with the potential for impact proofing of
each installed pile depending on
substrate conditions. Vibratory
installation is expected to take
approximately 30 minutes per pile, at an
estimated average rate of approximately
10 piles per day. Impact proofing of
installed steel piles could occur on the
same day as vibratory installation, and
would involve approximately 100
strikes per pile and a maximum of 5
piles per day.
Pile type
Install or
extract
Method
12-inch (in) steel ...........................................................
18-in steel .....................................................................
12–14-in timber ............................................................
12–in steel ....................................................................
Install .............
Extract ............
Extract ............
Install .............
Vibratory ........
Vibratory ........
Vibratory ........
Impact ............
Total
piles
Piles
per day
37
3
48
37
10
2
16
5
Hours or strikes
per day
5 hours .............
1 hour ...............
8 hours .............
100 strikes ........
Total
days 1
7
2
6
8
1 Approximately 14 days of in-water pile driving would be required for this project. Some activities would occur on the same day (i.e., vibratory
and impact installation of steel piles, vibratory extraction of steel and timber piles).
Other components of this project
include both in-water and upland
activities, which are not expected to
result in take of marine mammals. Pile
repair (i.e., power washing, jacketing,
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and anti-fouling coating), deck repair
and replacement, utility installation,
and shoreline stabilization (i.e., removal
and replacement of riprap shoreline) are
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therefore not discussed further in this
document.
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
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TABLE 1—PILE INFORMATION
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Federal Register / Vol. 88, No. 172 / Thursday, September 7, 2023 / Notices
status of the species or stocks and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. Pacific SARs. All values
presented in Table 2 are the most recent
available at the time of publication
(including from the final 2022 SARs)
and are available online at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments.
website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for
which take is expected and proposed to
be authorized for this activity, and
summarizes information related to the
population or stock, including
regulatory status under the MMPA and
Endangered Species Act (ESA) and
potential biological removal (PBR),
where known. PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’ SARs). While no
serious injury or mortality is anticipated
or proposed to be authorized here, PBR
and annual serious injury and mortality
from anthropogenic sources are
included here as gross indicators of the
Proposed Mitigation and Proposed
Monitoring and Reporting).
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history of the potentially
affected species. NMFS fully considered
all of this information, and we refer the
reader to these descriptions, instead of
reprinting the information. Additional
information regarding population trends
and threats may be found in NMFS’
Stock Assessment Reports (SARs;
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’
TABLE 2—SPECIES LIKELY IMPACTED BY THE SPECIFIED ACTIVITIES 1
Common name
Scientific name
ESA/
MMPA
status;
strategic
(Y/N) 2
Stock
Stock
abundance
(CV, Nmin, most recent
abundance
survey) 3
Annual
M/SI 4
PBR
Order Artiodactyla—Infraorder Cetacea—Mysticeti (baleen whales)
Family Balaenopteridae
(rorquals):
Humpback whale .....................
Megaptera novaeangliae ........
Hawai1i ....................................
Mainland Mexico-CA/OR/WA
Central America/Southern
Mexico-CA/OR/WA.
-, -, N
T, D, Y
E, D, Y
11,278 (0.56, 7,265, 2020) ....
3,477 (0.101, 3,185, 2022) ....
1,496 (0.171, 1,284, 2022) ....
127
43
5.2
27.09
22
14.9
Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae:
Killer whale ..............................
Family Phocoenidae (porpoises):
Harbor porpoise ......................
Orcinus orca ...........................
Phocoena phocoena ..............
Eastern North Pacific Southern Resident.
West Coast Transient ............
E, D, Y
74 (N/A, 74, 2021) .................
0.13
≥0.4
-, -, N
349 (N/A, 349, 2018) .............
3.5
0.4
Washington Inland Waters .....
-, -, N
11,233 (0.37, 8,308, 2015) ....
66
≥7.2
Order Carnivora—Pinnipedia
Family Otariidae (eared seals
and sea lions):
Steller sea lion ........................
California sea lion ....................
Family Phocidae (earless
seals):
Harbor seal ..............................
Northern elephant seal ............
Eumetopias jubatus ................
Zalophus californianus ...........
Eastern ...................................
U.S .........................................
-, -, N
-, -, N
43,201 (N/A, 43,201, 2017) ...
257,606 (N/A, 233,515, 2014)
2,592
14,011
112
>321
Phoca vitulina .........................
Washington Northern Inland
Waters.
CA Breeding ...........................
-, -, N
UNK (UNK, UNK, 1999) .........
UND
9.8
-, -, N
187,386 (N/A, 85,369, 2013)
5,122
13.7
Mirounga angustirostris ..........
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1 Information
on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy’s Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
2 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
3 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of stock
abundance. In some cases, CV is not applicable.
4 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, vessel strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.
As indicated above, all 7 species (with
6 managed stocks) in Table 2 temporally
and spatially co-occur with the activity
to the degree that take is reasonably
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likely to occur. While gray whales
(Eschrichtius robustus) and minke
whales (Balaenoptera acutorostrata)
have been documented in the project
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area, the temporal and/or spatial
occurrence of these species is such that
take is not expected to occur, and they
are not discussed further beyond the
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explanation provided here. The project
area (Port Angeles Harbor) is a relatively
small embayment along the coast of the
Strait of Juan de Fuca. While gray
whales occasionally visit this area
during their seasonal migrations, and
approximately a dozen identified
individuals are known to regularly
return to Puget Sound (Calambokidis et
al., 2018). However, it would be
unusual for one to enter the enclosed
harbor area. Minke whales have been
reported in Washington inland waters
year-round, although few are reported in
the winter (i.e., during the anticipated
in-water work window for this project;
Calambokidis and Baird 1994). Given
the limited timeframe of the project and
the low likelihood of a gray or minke
whale approaching the enclosed and
highly-trafficked Port Angeles Harbor,
no takes of these species are proposed
for authorization. Additionally, the
Coast Guard proposes to shut down pile
driving work when any large whale for
which take is not authorized approaches
the Level B harassment isopleth.
Humpback Whale
Humpback whales are found in
coastal waters of Washington as they
migrate from feeding grounds in Alaska
to California to winter breeding grounds
in Mexico. Humpbacks used to be
considered rare visitors to Puget Sound.
In 1976 and 1978, two sightings were
reported in Puget Sound and one
sighting was reported in 1986 (Osborne
et al., 1988; Calambokidis and Steiger
1990; Calambokidis and Baird 1994).
Humpback whale occurrence in Puget
Sound has been steadily increasing
since 2000, with some individuals
remaining in the area through the winter
(Calambokidis et al., 2018). Between
1988 and 2015, 154 unique individual
humpback whales were identified
within Washington-British Columbia
inside waters, with 500 or more sighting
reports of humpback whales in the
Salish Sea in both 2014 and 2015
(Calambokidis et al. 2017).
The 2022 Alaska and Pacific SARs
described a revised stock structure for
humpback whales which modifies the
previous stocks designated under the
MMPA to align more closely with the
ESA-designated DPSs (Caretta et al.,
2023; Young et al., 2023). Specifically,
the three previous North Pacific
humpback whale stocks (Central and
Western North Pacific stocks and a CA/
OR/WA stock) were replaced by five
stocks, largely corresponding with the
ESA-designated DPSs. These include
Western North Pacific and Hawai1i
stocks and a Central America/Southern
Mexico-CA/OR/WA stock (which
corresponds with the Central America
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DPS). The remaining two stocks,
corresponding with the Mexico DPS, are
the Mainland Mexico-CA/OR/WA and
Mexico-North Pacific stocks (Caretta et
al., 2023; Young et al., 2023). The
former stock is expected to occur along
the west coast from California to
southern British Columbia, while the
latter stock may occur across the Pacific,
from northern British Columbia through
the Gulf of Alaska and Aleutian Islands/
Bering Sea region to Russia. The stocks
that may occur in the proposed project
area are: Hawai1i, Mainland Mexico-CA/
OR/WA, and Central America/Southern
Mexico-CA/OR/WA.
The Hawai1i stock consists of one
demographically independent
population (DIP)—Hawai1i—Southeast
Alaska/Northern British Columbia DIP
and one unit—Hawai1i—North Pacific
unit, which may or may not be
composed of multiple DIPs (Wade et al.,
2021). The DIP and unit are managed as
a single stock at this time, due to the
lack of data available to separately
assess them and lack of compelling
conservation benefit to managing them
separately (NMFS, 2023; NMFS, 2019;
NMFS, 2022). The DIP is delineated
based on two strong lines of evidence:
genetics and movement data (Wade et
al., 2021). Whales in the Hawai1i—
Southeast Alaska/Northern British
Columbia DIP winter off Hawai1i and
largely summer in Southeast Alaska and
Northern British Columbia (Wade et al.,
2021). The group of whales that migrate
from Russia, western Alaska (Bering Sea
and Aleutian Islands), and central
Alaska (Gulf of Alaska excluding
Southeast Alaska) to Hawai1i have been
delineated as the Hawai1i-North Pacific
unit (Wade et al., 2021). There are a
small number of whales that migrate
between Hawai1i and southern British
Columbia/Washington, but current data
and analyses do not provide a clear
understanding of which unit these
whales belong to (Wade et al., 2021)
(Caretta et al., 2023; Young et al., 2023).
The Mainland Mexico-CA/OR/WA
stock consists of one DIP. Delineation of
the Mainland Mexico-California/
Oregon/Washington DIP is based on two
strong lines of evidence indicating
demographic independence: genetics
and movement data (Martien et al.
2021). Whales in this stock winter off
the mainland Mexico states of Nayarit
and Jalisco, with some animals seen as
far south as Colima and Michoaca´n.
Summer destinations for whales in the
Mainland Mexico DPS include U.S.
West Coast waters of California, Oregon,
Washington (including the Salish Sea,
Martien et al. 2021), Southern British
Columbia, Alaska, and the Bering Sea.
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The Central America/Southern
Mexico-CA/OR/WA stock consists of
one DIP, for which delineation is based
on two strong lines of evidence
indicating demographic independence:
genetics and movement data (Taylor et
al. 2021). Whales in this stock winter off
the Pacific coast of Nicaragua,
Honduras, El Salvador, Guatemala,
Panama, Costa Rica and likely southern
coastal Mexico (Taylor et al. 2021).
Summer destinations for whales in this
DIP include the U.S. West Coast waters
of California, Oregon, and Washington
(including the Salish Sea, Calambokidis
et al. 2017).
According to Wade et al. (2021), the
probability that humpback whales
encountered in Washington and
Southern British Columbia waters
belong to various DPSs are as follows:
Hawai’i DPS, 69 percent; Mexico DPS,
25 percent; and Central America DPS, 6
percent. We therefore assume that the
numbers of humpback whales taken
incidental to the Coast Guard’s
proposed activities would fall under the
same relative proportions. Critical
habitat for Mexico and Central America
DPS humpback whales has been
established on the outer coast of
Washington (86 FR 21082; April 21,
2021) but does not overlap the project
area.
Humpback whales are most often
spotted in the Port Angeles area from
May to June and from September to
October, during their migration (Patry,
2022). During a 2016–2017 U.S. Navy
Department of the Navy (U.S. Navy) Pier
and Support Facilities for Transit
Protection System (TPS) project in Port
Angeles (U.S. Navy TPS Port Angeles
Project), three ‘‘possible’’ whale
sightings were recorded; however,
species and confirmation could not be
obtained (Northwest Environmental
Consulting, LLC., 2018).
Killer Whale
There are three distinct ecotypes, or
forms, of killer whales recognized in the
north Pacific Ocean: resident, transient,
and offshore. The three ecotypes differ
morphologically, ecologically,
behaviorally, and genetically. Resident
killer whales exclusively prey upon
fish, with a clear preference for salmon
(Ford and Ellis 2006; Hanson et al.,
2010; Ford et al., 2016), while transient
killer whales exclusively prey upon
marine mammals (Caretta et al., 2023).
Less is known about offshore killer
whales, but they are believed to
consume primarily fish, including
several species of shark (Dahlheim et
al., 2008). Currently, there are eight
killer whale stocks recognized in the
U.S. Pacific Ocean (Carretta et al., 2023;
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Young et al. 2023). Of those, individuals
from the Southern Resident stock and
West Coast Transient stocks could occur
in the Port Angeles area and be taken
incidental to the Coast Guard’s
proposed activities.
The Southern Resident killer whale
(SRKW) population is comprised of
three pods, J, K, and L pods, which
typically travel independently of each
other. The stock occurs for part of the
year in the inland waterways of the
Salish Sea, including Puget Sound, the
Strait of Juan de Fuca, and the southern
Strait of Georgia mostly during the
spring, summer, and fall. Their
movement patterns appear related to the
seasonal availability of prey, especially
Chinook salmon (Oncorhynchus
tshawytscha). They also move to coastal
waters, primarily off Washington and
British Columbia, and have been
observed as far as central California and
southeast Alaska (Caretta et al., 2023).
During the fall, SRKW, especially J pod,
expand their movements into Puget
Sound (Hanson et al., 2021).
The SRKW DPS was listed as
endangered under the ESA in 2005 after
a nearly 20 percent decline in
abundance between 1996 and 2001 (70
FR 69903; November 18, 2005). As
compared to stable or growing
populations, the DPS reflects lower
fecundity and has demonstrated little to
no growth in recent decades, and in fact
has declined further since the date of
listing (NMFS 2022b). The population
abundance listed in the final 2022 SARs
is 74 individuals, from the July 1, 2021
annual census conducted by the Center
for Whale Research (Carretta et al.,
2023).
The West Coast Transient stock of
killer whales occurs from California
through southeast Alaska (Young et al.
2023). The seasonal movements of
transients are largely unpredictable,
although there is a tendency to
investigate harbor seal haulouts off
Vancouver Island more frequently
during the pupping season in August
and September (Baird 1994; Ford 2014).
Transient killer whales have been
observed in the Strait of Juan de Fuca
in all months and sightings in the Salish
Sea have increased since 2000
(Houghton et al., 2015).
A previous construction monitoring
project in Port Angeles Harbor
documented no sightings of either
SRKW or transient killer whales over 38
days of monitoring, though two
‘‘possible’’ whale sightings were
recorded (Northwest Environmental
Consulting, LLC., 2018).
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Harbor Porpoise
In the eastern North Pacific Ocean,
harbor porpoise are found in coastal and
inland waters from Point Barrow, along
the Alaskan coast, and down the west
coast of North America to Point
Conception, California (Gaskin 1984).
Harbor porpoise are known to occur
year-round in the inland trans-boundary
waters of Washington and British
Columbia, Canada (Osborne et al.,
1988), and along the Oregon/
Washington coast (Barlow 1988, Barlow
et al., 1988, Green et al., 1992). There
was a significant decline in harbor
porpoise sightings within southern
Puget Sound between the 1940s and
1990s but sightings have increased
seasonally in the last 10 years (Carretta
et al., 2023). Annual winter aerial
surveys conducted by the Washington
Department of Fish and Wildlife from
1995 to 2015 revealed an increasing
trend in harbor porpoise in Washington
inland waters, including the return of
harbor porpoise to Puget Sound. The
data suggest that harbor porpoise were
already present in Juan de Fuca, Georgia
Straits, and the San Juan Islands from
the mid-1990s to mid-2000s, and then
expanded into Puget Sound and Hood
Canal from the mid-2000s to 2015, areas
they had used historically but
abandoned. Changes in fishery-related
entanglement was suspected as the
cause of their previous decline and
more recent recovery, including a return
to Puget Sound (Evenson et al., 2016).
Seasonal surveys conducted in spring,
summer, and fall 2013–2015 in Puget
Sound and Hood Canal documented
substantial numbers of harbor porpoise
in Puget Sound. Observed porpoise
numbers were twice as high in spring as
in fall or summer, indicating a seasonal
shift in distribution of harbor porpoise
(Smultea 2015). The reasons for the
seasonal shift and for the increase in
sightings is unknown. Monitoring from
a previous construction project in Port
Angeles Harbor sighted six harbor
porpoise over 38 days of monitoring
(Northwest Environmental Consulting,
LLC., 2018).
Steller Sea Lion
Steller sea lions range along the North
Pacific Rim from northern Japan to
California (Loughlin et al., 1984). There
are two separate stocks of Steller sea
lions, the eastern U.S. stock, which
occurs east of Cape Suckling, Alaska
(144° W), and the western U.S. stock,
which occurs west of that point. Only
the western stock of Steller sea lions,
which is designated as the western DPS
of Steller sea lions, is listed as
endangered under the ESA (78 FR
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66139; November 4, 2013). Unlike the
western U.S. stock of Steller sea lions,
there has been a sustained and robust
increase in abundance of the eastern
U.S. stock throughout its breeding
range. The eastern stock of Steller sea
lions has historically bred on rookeries
located in Southeast Alaska, British
Columbia, Oregon, and California.
However, within the last several years a
new rookery has become established on
the outer Washington coast (at the
Carroll Island and Sea Lion Rock
complex), with more than 100 pups
born there in 2015 (Young et al., 2023).
Steller sea lions use haulout locations
in Puget Sound, and may occur at the
same haulouts as California sea lions.
The closest known haulout for Steller
sea lions is approximately 15 mi (24.14
km) away from Port Angeles on the
Canadian side of the Strait of Juan de
Fuca (Jefferies et al. 2000, Edgell &
Demarchi, 2012). Thus, although Steller
sea lions may occasionally use the
waters around Port Angeles to pursue
local prey, their presence in Port
Angeles harbor is likely limited due to
the long transit involved in returning to
their haulout site. Observers reported
sightings of two Steller sea lions during
pile driving activities associated with
the Navy TPS Port Angeles Project in
2016–2017 over 38 days of monitoring
(Northwest Environmental Consulting,
LLC., 2018).
California Sea Lion
The California sea lion is the most
frequently sighted pinniped found in
Washington waters and uses haulout
sites along the outer coast, Strait of Juan
de Fuca, and in Puget Sound. Haulout
sites are located on jetties, offshore
rocks and islands, log booms, marina
docks, and navigation buoys. This
species also may be frequently seen
resting in the water, rafted together in
groups in Puget Sound. Only male
California sea lions migrate into Pacific
Northwest waters, with females
remaining in waters near their breeding
rookeries off the coast of California and
Mexico. The California sea lion was
considered rare in Washington waters
prior to the 1950s, but prevalence has
increased regularly since the passing of
the MMPA. In the 1990s, Jeffries et al.
(2000) documented peak numbers of
3,000 to 5,000 animals moving into the
Salish Sea during the fall and remaining
until late spring, when most returned to
breeding rookeries in California and
Mexico (Jeffries et al., 2000). More
recent research has indicated that
California sea lions continue to use the
Salish Sea and Strait of Juan de Fuca
regularly, with a mean estimated
abundance of 2,489 (95% confidence
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interval of 253—24,491) animals in
these regions in the spring (Jefferson et
al. 2023), and up to 836 individuals
counted during the month of October at
a nearby Canadian haulout (Edgell &
Demarchi, 2012). Additionally, satellite
tagging data has tracked individual
animals tagged at U.S. Navy facilities in
southern Puget Sound passing close to
remaining near Port Angeles Harbor for
multiple days in 2015 and 2016 (DeLong
et al. 2017).
California sea lions are often observed
in the area of potential effects and are
known to be comfortable and seemingly
curious around human activities. They
regularly haul out on structures such as
buoys, floats, and docks. In Port Angeles
Harbor there are no known California
sea lion haulouts; the nearest known
haulout is across the Strait of Juan de
Fuca at Race Rocks in British Columbia,
Canada, approximately 19.5 km (12.1
mi) from the proposed project site
(Edgell & Demarchi, 2012). The nearest
known haulout in U.S. waters is at
Sombio Point, which is approximately
45 mi (72.4 km) from Port Angeles
(Jefferies et al. 2000). As a result, their
use of Port Angeles Harbor is likely to
be limited. However, occasional
foraging forays may bring them into the
area as surveys at Navy facilities
indicate a few individuals are present in
the area through mid-June to July with
some arrivals in August (U.S. Navy
2019). Observers reported sightings of
21 California sea lions during pile
driving activities associated with the
Navy TPS Port Angeles Project in 2016
and 2017 (Northwest Environmental
Consulting, LLC 2018).
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Harbor Seal
Harbor seals inhabit coastal and
estuarine waters off Baja California,
north along the western coasts of the
continental United States, British
Columbia, and Southeast Alaska, west
through the Gulf of Alaska and Aleutian
Islands, and in the Bering Sea north to
Cape Newenham and the Pribilof
Islands (Carretta et al., 2023). They haul
out on rocks, reefs, beaches, and drifting
glacial ice and feed in marine, estuarine,
and occasionally fresh waters. Harbor
seals generally are non-migratory, with
local movements associated with such
factors as tides, weather, season, food
availability, and reproduction (Scheffer
and Slipp 1944; Fisher 1952; Bigg 1969,
1981). Within U.S. west coast waters,
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five stocks of harbor seals are
recognized: (1) Southern Puget Sound
(south of the Tacoma Narrows Bridge);
(2) Washington Northern Inland Waters
(including Puget Sound north of the
Tacoma Narrows Bridge, the San Juan
Islands, and the Strait of Juan de Fuca);
(3) Hood Canal; (4) Oregon/Washington
Coast; and (5) California. Harbor seals in
the project areas would be from the
Washington Northern Inland Waters
stock.
Harbor seals are the only pinniped
species that occurs year-round and
breeds in Washington waters (Jeffries et
al., 2000). Pupping seasons vary by
geographic region, with pups born in
coastal estuaries (Columbia River,
Willapa Bay, and Grays Harbor) from
mid-April through June; Olympic
Peninsula coast from May through July;
San Juan Islands and eastern bays of
Puget Sound from June through August;
southern Puget Sound from mid-July
through September; and Hood Canal
from August through January (Jeffries et
al., 2000). Harbor seals have haulouts
throughout Puget Sound and the Strait
of Juan de Fuca and some of their
haulouts are in close proximity to Air
Station Port Angeles. They haul out
year-round on log booms and beach
areas. Known haulout locations are
indicated in Figure 2 of the IHA
Application. One is approximately
11,572 ft (3,527 m) west and the other
is approximately 7,877 ft (2,401 m)
south of the project area. Haulout
locations may change, and harbor seals
may also use other undocumented
haulout sites within or around Port
Angeles harbor.
Harbor seals are commonly sighted in
and are expected to forage within Port
Angeles Harbor year round. Observers
reported sightings of 1,009 harbor seals
during 38 days of pile driving associated
with the Navy TPS Port Angeles Project
in 2016–2017 (Northwest
Environmental Consulting, LLC., 2018).
Northern Elephant Seal
Northern elephant seals breed and
give birth in California (U.S.) and Baja
California (Mexico), primarily on
offshore islands (Stewart et al. 1994),
from December to March. Males migrate
to the Gulf of Alaska and western
Aleutian Islands along the continental
shelf to feed on benthic prey, while
females migrate to pelagic areas in the
Gulf of Alaska and the central North
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Pacific Ocean to feed on pelagic prey
(Le Boeuf et al., 2000). Adults return to
land between March and August to
molt, with males returning later than
females. Adults return to their feeding
areas again between their spring/
summer molting and their winter
breeding seasons (Carretta et al., 2023).
Seasonal abundance estimates for
northern elephant seals in the inland
waters of Washington (Strait of Juan de
Fuca) range from 3 animals in winter to
12 animals in fall (U.S. Navy 2019).
Haulouts for Northern elephant seals are
located on offshore islands or islands
and spits in the Strait of Juan de Fuca
(Jefferies et al. 2000). Observers reported
no sightings of northern elephant seals
during pile driving activities associated
with the Navy TPS Port Angeles Project
in 2016 through 2017 (Northwest
Environmental Consulting, LLC., 2018).
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Not all marine mammal
species have equal hearing capabilities
(e.g., Richardson et al., 1995; Wartzok
and Ketten, 1999; Au and Hastings,
2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine
mammals be divided into hearing
groups based on directly measured
(behavioral or auditory evoked potential
techniques) or estimated hearing ranges
(behavioral response data, anatomical
modeling, etc.). Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in Table 3.
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TABLE 3—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Generalized hearing
range *
Hearing group
Low-frequency (LF) cetaceans (baleen whales) .......................................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ............................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, Cephalorhynchid, Lagenorhynchus cruciger & L.
australis).
Phocid pinnipeds (PW) (underwater) (true seals) .....................................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ................................................................................................
7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemila¨ et al., 2006; Kastelein et al.,
2009; Reichmuth et al., 2013). This
division between phocid and otariid
pinnipeds is now reflected in the
updated hearing groups proposed in
Southall et al. (2019).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018) for a review of
available information.
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Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section provides a discussion of
the ways in which components of the
specified activity may impact marine
mammals and their habitat. The
Estimated Take of Marine Mammals
section later in this document includes
a quantitative analysis of the number of
individuals that are expected to be taken
by this activity. The Negligible Impact
Analysis and Determination section
considers the content of this section, the
Estimated Take of Marine Mammals
section, and the Proposed Mitigation
section, to draw conclusions regarding
the likely impacts of these activities on
the reproductive success or survivorship
of individuals and whether those
impacts are reasonably expected to, or
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.
Acoustic effects on marine mammals
during the specified activity are
expected to potentially occur from
impact and vibratory pile installation
and removal. The effects of underwater
noise from Coast Guard’s proposed
activities have the potential to result in
Level B harassment of marine mammals
in Port Angeles Harbor.
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Background on Sound
This section contains a brief technical
background on sound, on the
characteristics of certain sound types,
and on metrics used relevant to the
specified activity and to a discussion of
the potential effects of the specified
activity on marine mammals found later
in this document. For general
information on sound and its interaction
with the marine environment, please
see, Erbe and Thomas (2022); Au and
Hastings (2008); Richardson et al.
(1995); Urick (1983); as well as the
Discovery of Sound in the Sea (DOSITS)
website at https://dosits.org/.
Sound is a vibration that travels as an
acoustic wave through a medium such
as a gas, liquid or solid. Sound waves
alternately compress and decompress
the medium as the wave travels. In
water, sound waves radiate in a manner
similar to ripples on the surface of a
pond and may be either directed in a
beam (narrow beam or directional
sources) or sound may radiate in all
directions (omnidirectional sources), as
is the case for sound produced by the
construction activities considered here.
The compressions and decompressions
associated with sound waves are
detected as changes in pressure by
marine mammals and human-made
sound receptors such as hydrophones.
Sound travels more efficiently in
water than almost any other form of
energy, making the use of sound as a
primary sensory modality ideal for
inhabitants of the aquatic environment.
In seawater, sound travels at roughly
1,500 meters per second (m/s). In air,
sound waves travel much more slowly,
at about 340 m/s. However, the speed of
sound in water can vary by a small
amount based on characteristics of the
transmission medium such as
temperature and salinity.
The basic characteristics of a sound
wave are frequency, wavelength,
velocity, and amplitude. Frequency is
the number of pressure waves that pass
by a reference point per unit of time and
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is measured in hertz (Hz) or cycles per
second. Wavelength is the distance
between two peaks or corresponding
points of a sound wave (length of one
cycle). Higher frequency sounds have
shorter wavelengths than lower
frequency sounds, and typically
attenuate (decrease) more rapidly with
distance, except in certain cases in
shallower water. The amplitude of a
sound pressure wave is related to the
subjective ‘‘loudness’’ of a sound and is
typically expressed in dB, which are a
relative unit of measurement that is
used to express the ratio of one value of
a power or pressure to another. A sound
pressure level (SPL) in dB is described
as the ratio between a measured
pressure and a reference pressure, and
is a logarithmic unit that accounts for
large variations in amplitude; therefore,
a relatively small change in dB
corresponds to large changes in sound
pressure. For example, a 10-dB increase
is a ten-fold increase in acoustic power.
A 20-dB increase is then a 100-fold
increase in power and a 30-dB increase
is a 1,000-fold increase in power.
However, a 10-fold increase in acoustic
power does not mean that the sound is
perceived as being 10 times louder. The
dB is a relative unit comparing two
pressures; therefore, a reference
pressure must always be indicated. For
underwater sound, this is 1 microPascal
(mPa). For in-air sound, the reference
pressure is 20 microPascal (mPa). The
amplitude of a sound can be presented
in various ways; however, NMFS
typically considers three metrics: sound
exposure level (SEL), root-mean-square
(RMS) SPL, and peak SPL (defined
below). The source level represents the
SPL referenced at a standard distance
from the source (Richardson et al., 1995;
American National Standards Institute
(ANSI), 2013)(typically 1 m)
(Richardson et al., 1995; American
National Standards Institute (ANSI),
2013), while the received level is the
SPL at the receiver’s position. For pile
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driving activities, the SPL is typically
referenced at 10 m.
SEL (represented as dB referenced to
1 micropascal squared second (re 1
mPa2-s)) represents the total energy in a
stated frequency band over a stated time
interval or event, and considers both
intensity and duration of exposure. The
per-pulse SEL (e.g., single strike or
single shot SEL) is calculated over the
time window containing the entire
pulse (i.e., 100 percent of the acoustic
energy). SEL can also be a cumulative
metric; it can be accumulated over a
single pulse (for pile driving this is the
same as single-strike SEL, above; SELss),
or calculated over periods containing
multiple pulses (SELcum). Cumulative
SEL (SELcum) represents the total energy
accumulated by a receiver over a
defined time window or during an
event. The SEL metric is useful because
it allows sound exposures of different
durations to be related to one another in
terms of total acoustic energy. The
duration of a sound event and the
number of pulses, however, should be
specified as there is no accepted
standard duration over which the
summation of energy is measured.
RMS SPL is equal to ten times the
logarithm (base 10) of the ratio of the
mean-square sound pressure to the
specified reference value, and given in
units of dB (International Organization
for Standardization (ISO), 2017). RMS is
calculated by squaring all of the sound
amplitudes, averaging the squares, and
then taking the square root of the
average (Urick, 1983). RMS accounts for
both positive and negative values;
squaring the pressures makes all values
positive so that they may be accounted
for in the summation of pressure levels
(Hastings and Popper, 2005). This
measurement is often used in the
context of discussing behavioral effects,
in part because behavioral effects,
which often result from auditory cues,
may be better expressed through
averaged units than by peak SPL. For
impulsive sounds, RMS is calculated by
the portion of the waveform containing
90 percent of the sound energy from the
impulsive event (Madsen, 2005).
Peak SPL (also referred to as zero-topeak sound pressure or 0-pk) is the
maximum instantaneous sound pressure
measurable in the water, which can
arise from a positive or negative sound
pressure, during a specified time, for a
specific frequency range at a specified
distance from the source, and is
represented in the same units as the
RMS sound pressure (ISO, 2017). Along
with SEL, this metric is used in
evaluating the potential for permanent
threshold shift (PTS) and temporary
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threshold shift (TTS) associated with
impulsive sound sources.
Sounds may be either impulsive or
non-impulsive (defined below). The
distinction between these two sound
types is important because they have
differing potential to cause physical
effects, particularly with regard to noiseinduced hearing loss (e.g., Ward, 1997
in Southall et al., 2007). Please see
NMFS (2018) and Southall et al. (2007;
2019) for an in-depth discussion of
these concepts.
Impulsive sound sources (e.g.,
explosions, gunshots, sonic booms,
seismic airgun shots, impact pile
driving) produce signals that are brief
(typically considered to be less than one
second), broadband, atonal transients
(ANSI, 1986; NIOSH, 1998; ANSI, 2005)
and occur either as isolated events or
are repeated in some succession.
Impulsive sounds are all characterized
by a relatively rapid rise from ambient
pressure to a maximal pressure value
followed by a rapid decay period that
may include a period of diminishing,
oscillating maximal and minimal
pressures, and generally have an
increased capacity to induce physical
injury as compared with sounds that
lack these features. Impulsive sounds
are intermittent in nature. The duration
of such sounds, as received at a
distance, can be greatly extended in a
highly reverberant environment.
Non-impulsive sounds can be tonal,
narrowband, or broadband, brief or
prolonged, and may be either
continuous or non-continuous (ANSI,
1995; NIOSH, 1998). Some of these nonimpulsive sounds can be transient
signals of short duration but without the
essential properties of impulses (e.g.,
rapid rise time). Examples of nonimpulsive sounds include those
produced by vessels, aircraft, machinery
operations such as drilling (including
DTH systems) or dredging, vibratory
pile driving, and active sonar systems.
Even in the absence of sound from the
specified activity, the underwater
environment is characterized by sounds
from both natural and anthropogenic
sound sources. Ambient sound is
defined as a composite of naturallyoccurring (i.e., non-anthropogenic)
sound from many sources both near and
far (ANSI, 1995). Background sound is
similar, but includes all sounds,
including anthropogenic sounds, minus
the sound produced by the proposed
(NMFS, 2012; 2016). The sound level of
a region is defined by the total
acoustical energy being generated by
known and unknown sources. These
sources may include physical (e.g.,
wind and waves, earthquakes, ice,
atmospheric sound), biological (e.g.,
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sounds produced by marine mammals,
fish, and invertebrates), and
anthropogenic (e.g., vessels, dredging,
construction) sound. A number of
sources contribute to background and
ambient sound, including wind and
waves, which are a main source of
naturally occurring ambient sound for
frequencies between 200 Hz and 50
kilohertz (kHz) (Mitson, 1995). In
general, background and ambient sound
levels tend to increase with increasing
wind speed and wave height.
Precipitation can become an important
component of total sound at frequencies
above 500 Hz, and possibly down to 100
Hz during quiet times. Marine mammals
can contribute significantly to
background and ambient sound levels,
as can some fish and snapping shrimp.
The frequency band for biological
contributions is from approximately 12
Hz to over 100 kHz. Sources of
background sound related to human
activity include transportation (surface
vessels), dredging and construction, oil
and gas drilling and production,
geophysical surveys, sonar, and
explosions. Vessel noise typically
dominates the total background sound
for frequencies between 20 and 300 Hz.
In general, the frequencies of many
anthropogenic sounds, particularly
those produced by construction
activities, are below 1 kHz (Richardson
et al., 1995). When sounds at
frequencies greater than 1 kHz are
produced, they generally attenuate
relatively rapidly (Richardson et al.,
1995), particularly above 20 kHz due to
propagation losses and absorption
(Urick, 1983).
Transmission loss (TL) defines the
degree to which underwater sound has
spread in space and lost energy after
having moved through the environment
and reached a receiver. It is defined by
the ISO as the reduction in a specified
level between two specified points that
are within an underwater acoustic field
(ISO, 2017). Careful consideration of
transmission loss and appropriate
propagation modeling is a crucial step
in determining the impacts of
underwater sound, as it helps to define
the ranges (isopleths) to which impacts
are expected and depends significantly
on local environmental parameters such
as seabed type, water depth
(bathymetry), and the local speed of
sound. Geometric spreading laws are
powerful tools which provide a simple
means of estimating TL, based on the
shape of the sound wave front in the
water column. For a sound source that
is equally loud in all directions and in
deep water, the sound field takes the
form of a sphere, as the sound extends
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in every direction uniformly. In this
case, the intensity of the sound is spread
across the surface of the sphere, and
thus we can relate intensity loss to the
square of the range (as area = 4*pi*r2).
When expressed logarithmically in dB
as TL, we find that TL =
20*Log10(range), this situation is known
as spherical spreading. In shallow
water, the sea surface and seafloor will
bound the shape of the sound, leading
to a more cylindrical shape, as the top
and bottom of the sphere is truncated by
the largely reflective boundaries. This
situation is termed cylindrical
spreading, and is given by TL =
10*Log10(range) (Urick, 1983). An
intermediate scenario may be defined by
the equation TL = 15*Log10(range), and
is referred to as practical spreading.
Though these geometric spreading laws
do not capture many often important
details (scattering, absorption, etc.), they
offer a reasonable and simple
approximation of how sound decreases
in intensity as it is transmitted. In the
absence of measured data indicating the
level of transmission loss at a given site
for a specific activity, NMFS
recommends practical spreading (i.e.,
15*Log10(range)) to model acoustic
propagation for construction activities
in most nearshore environments.
The sum of the various natural and
anthropogenic sound sources at any
given location and time depends not
only on the source levels, but also on
the propagation of sound through the
environment. Sound propagation is
dependent on the spatially and
temporally varying properties of the
water column and sea floor, and is
frequency-dependent. As a result of the
dependence on a large number of
varying factors, background and
ambient sound levels can be expected to
vary widely over both coarse and fine
spatial and temporal scales. Sound
levels at a given frequency and location
can vary by 10–20 dB from day to day
(Richardson et al., 1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activity may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
USCG Air Station Port Angeles is
located at the end of Ediz Hook, close
to the entrance to Port Angeles Harbor,
a relatively active and industrialized
deepwater port with high levels of
commercial and recreational vessel
traffic. The Port of Port Angeles is the
first full-service port available to ships
entering the Strait of Juan de Fuca from
the Pacific Ocean. It includes three
deepwater marine terminals used for
commercial shipping, as well as ferry
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terminals and recreational boat
launches. Within the larger harbor area,
pilot boat services, yacht clubs, and a
naval facility also contribute to
background noise. Although no ambient
noise recordings are available from Port
Angeles Harbor, it is reasonable to
assume that background noise
conditions are similar to other
industrialized ports with daily
operations of many sizes of vessels.
Vessel traffic contributes significant
amounts of noise to the marine
environment throughout the Salish Sea,
with most sound coming from
commercial vessels (Burnham et al.
2021).
Description of Sound Sources for the
Specified Activities
In-water construction activities
associated with the project would
include impact pile installation and
vibratory pile installation and removal.
Impact hammers operate by repeatedly
dropping and/or pushing a heavy piston
onto a pile to drive the pile into the
substrate. Sound generated by impact
hammers is impulsive, characterized by
rapid rise times and high peak levels, a
potentially injurious combination
(Hastings and Popper, 2005). Vibratory
hammers install piles by vibrating them
and allowing the weight of the hammer
to push them into the sediment.
Vibratory hammers typically produce
less sound (i.e., lower levels) than
impact hammers. Peak SPLs may be 180
dB or greater, but are generally 10 to 20
dB lower than SPLs generated during
impact pile driving of the same-sized
pile (Oestman et al., 2009; CALTRANS,
2015; 2020). Sounds produced by
vibratory hammers are non-impulsive;
the rise time is slower, reducing the
probability and severity of injury, and
the sound energy is distributed over a
greater amount of time (Nedwell and
Edwards, 2002; Carlson et al., 2005).
The likely or possible impacts of the
Coast Guard’s proposed activities on
marine mammals could involve both
non-acoustic and acoustic stressors.
Potential non-acoustic stressors could
result from the physical presence of the
equipment and personnel; however,
given that the closest pinniped haulout
is approximately 2.5 mi or km from the
site and located within the generalized
area of a highly industrialized port area,
the animals are likely to have habituated
to the sight of construction personnel
and activities. Therefore, visual and
other non-acoustic stressors would be
limited, and any impacts to marine
mammals are expected to primarily be
acoustic in nature.
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Acoustic Impacts
The introduction of anthropogenic
noise into the aquatic environment from
pile driving or drilling is the primary
means by which marine mammals may
be harassed from the Coast Guard’s
specified activity. In general, animals
exposed to natural or anthropogenic
sound may experience physical and
psychological effects, ranging in
magnitude from none to severe
(Southall et al., 2007; 2019). Exposure to
pile driving noise has the potential to
result in auditory threshold shifts and
behavioral reactions (e.g., avoidance,
temporary cessation of foraging and
vocalizing, changes in dive behavior).
Exposure to anthropogenic noise can
also lead to non-observable
physiological responses, such an
increase in stress hormones. Additional
noise in a marine mammal’s habitat can
mask acoustic cues used by marine
mammals to carry out daily functions,
such as communication and predator
and prey detection. The effects of pile
driving noise on marine mammals are
dependent on several factors, including,
but not limited to, sound type (e.g.,
impulsive vs. non-impulsive), the
species, age and sex class (e.g., adult
male vs. mom with calf), duration of
exposure, the distance between the pile
and the animal, received levels,
behavior at time of exposure, and
previous history with exposure
(Wartzok et al., 2004; Southall et al.,
2007). Here we discuss physical
auditory effects (threshold shifts)
followed by behavioral effects and
potential impacts on habitat.
NMFS defines a noise-induced
threshold shift (TS) as a change, usually
an increase, in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2018). The amount of
threshold shift is customarily expressed
in dB. A TS can be permanent or
temporary. As described in NMFS,
2018, there are numerous factors to
consider when examining the
consequence of TS, including, but not
limited to, the signal temporal pattern
(e.g., impulsive or non-impulsive),
likelihood an individual would be
exposed for a long enough duration or
to a high enough level to induce a TS,
the magnitude of the TS, time to
recovery (seconds to minutes or hours to
days), the frequency range of the
exposure (i.e., spectral content), the
hearing frequency range of the exposed
species relative to the signal’s frequency
spectrum (i.e., how animal uses sound
within the frequency band of the signal;
e.g., Kastelein et al. (2014)), and the
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overlap between the animal and the
source (e.g., spatial, temporal, and
spectral). When considering auditory
effects for the Coast Guard’s proposed
activities, vibratory pile driving is
considered a non-impulsive source,
while impact pile driving is treated as
an impulsive source.
Permanent Threshold Shift (PTS)—
NMFS defines PTS as a permanent,
irreversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2018). PTS does not
generally affect more than a limited
frequency range, and an animal that has
incurred PTS has incurred some level of
hearing loss at the relevant frequencies;
typically animals with PTS are not
functionally deaf (Au and Hastings,
2008; Finneran, 2016). Available data
from humans and other terrestrial
mammals indicate that a 40 dB
threshold shift approximates PTS onset
(see Ward et al. (1958; 1959); Ward,
1960; Kryter et al., 1966; Miller, 1974;
Ahroon et al., 1996; Henderson et al.,
2008). PTS levels for marine mammals
are estimates, as with the exception of
a single study unintentionally inducing
PTS in a harbor seal (Kastak et al.,
2008), there are no empirical data
measuring PTS in marine mammals
largely due to the fact that, for various
ethical reasons, experiments involving
anthropogenic noise exposure at levels
inducing PTS are not typically pursued
or authorized (NMFS, 2018).
Temporary Threshold Shift (TTS)—A
temporary, reversible increase in the
threshold of audibility at a specified
frequency or portion of an individual’s
hearing range above a previously
established reference level (NMFS,
2018). Based on data from marine
mammal TTS measurements (see
Southall et al. (2007; 2019)), a TTS of 6
dB is considered the minimum
threshold shift clearly larger than any
day-to-day or session-to-session
variation in a subject’s normal hearing
ability (Finneran et al., 2000; Schlundt
et al., 2000; Finneran et al., 2002). As
described in Finneran (2015), marine
mammal studies have shown the
amount of TTS increases with SELcum
in an accelerating fashion: at low
exposures with lower SELcum, the
amount of TTS is typically small and
the growth curves have shallow slopes.
At exposures with higher SELcum, the
growth curves become steeper and
approach linear relationships with the
noise SEL.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
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TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that takes place during
a time when the animal is traveling
through the open ocean, where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts. We
note that reduced hearing sensitivity as
a simple function of aging has been
observed in marine mammals, as well as
humans and other taxa (Southall et al.,
2007), so we can infer that strategies
exist for coping with this condition to
some degree, though likely not without
cost.
Many studies have examined noiseinduced hearing loss in marine
mammals (see Finneran (2015) and
Southall et al. (2019) for summaries).
TTS is the mildest form of hearing
impairment that can occur during
exposure to sound (Kryter, 2013). While
experiencing TTS, the hearing threshold
rises, and a sound must be at a higher
level in order to be heard. In terrestrial
and marine mammals, TTS can last from
minutes or hours to days (in cases of
strong TTS). In many cases, hearing
sensitivity recovers rapidly after
exposure to the sound ends. For
cetaceans, published data on the onset
of TTS are limited to captive bottlenose
dolphin (Tursiops truncatus), beluga
whale (Delphinapterus leucas), harbor
porpoise, and Yangtze finless porpoise
(Neophocoena asiaeorientalis) (Southall
et al., 2019). For pinnipeds in water,
measurements of TTS are limited to
harbor seals, elephant seals, bearded
seals (Erignathus barbatus) and
California sea lions (Kastak et al., 1999;
2007; Kastelein et al., 2019b; 2019c;
Reichmuth et al., 2019; Sills et al., 2020;
Kastelein et al., 2021; 2022a; 2022b).
TTS was not observed in spotted (Phoca
largha) and ringed (Pusa hispida) seals
exposed to single airgun impulse
sounds at levels matching previous
predictions of TTS onset (Reichmuth et
al., 2016). These studies examine
hearing thresholds measured in marine
mammals before and after exposure to
intense or long-duration sound
exposures. The difference between the
pre-exposure and post-exposure
thresholds can be used to determine the
amount of threshold shift at various
post-exposure times.
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The amount and onset of TTS
depends on the exposure frequency.
Sounds at low frequencies, well below
the region of best sensitivity for a
species or hearing group, are less
hazardous than those at higher
frequencies, near the region of best
sensitivity (Finneran and Schlundt,
2013). At low frequencies, onset-TTS
exposure levels are higher compared to
those in the region of best sensitivity
(i.e., a low frequency noise would need
to be louder to cause TTS onset when
TTS exposure level is higher), as shown
for harbor porpoises and harbor seals
(Kastelein et al., 2019a; 2019c). Note
that in general, harbor seals and harbor
porpoises have a lower TTS onset than
other measured pinniped or cetacean
species (Finneran, 2015). In addition,
TTS can accumulate across multiple
exposures, but the resulting TTS will be
less than the TTS from a single,
continuous exposure with the same SEL
(Mooney et al., 2009; Finneran et al.,
2010; Kastelein et al., 2014; 2015). This
means that TTS predictions based on
the total, cumulative SEL will
overestimate the amount of TTS from
intermittent exposures, such as sonars
and impulsive sources. Nachtigall et al.
(2018) describe measurements of
hearing sensitivity of multiple
odontocete species (bottlenose dolphin,
harbor porpoise, beluga, and false killer
whale (Pseudorca crassidens)) when a
relatively loud sound was preceded by
a warning sound. These captive animals
were shown to reduce hearing
sensitivity when warned of an
impending intense sound. Based on
these experimental observations of
captive animals, the authors suggest that
wild animals may dampen their hearing
during prolonged exposures or if
conditioned to anticipate intense
sounds. Another study showed that
echolocating animals (including
odontocetes) might have anatomical
specializations that might allow for
conditioned hearing reduction and
filtering of low-frequency ambient
noise, including increased stiffness and
control of middle ear structures and
placement of inner ear structures
(Ketten et al., 2021). Data available on
noise-induced hearing loss for
mysticetes are currently lacking (NMFS,
2018). Additionally, the existing marine
mammal TTS data come from a limited
number of individuals within these
species.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals, and there is no PTS
data for cetaceans, but such
relationships are assumed to be similar
to those in humans and other terrestrial
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mammals. PTS typically occurs at
exposure levels at least several dB above
that inducing mild TTS (e.g., a 40-dB
threshold shift approximates PTS onset
(Kryter et al., 1966; Miller, 1974), while
a 6-dB threshold shift approximates TTS
onset (Southall et al., 2007; 2019). Based
on data from terrestrial mammals, a
precautionary assumption is that the
PTS thresholds for impulsive sounds
(such as impact pile driving pulses as
received close to the source) are at least
6 dB higher than the TTS threshold on
a peak-pressure basis and PTS
cumulative sound exposure level
thresholds are 15 to 20 dB higher than
TTS cumulative sound exposure level
thresholds (Southall et al., 2007; 2019).
Given the higher level of sound or
longer exposure duration necessary to
cause PTS as compared with TTS, it is
considerably less likely that PTS could
occur.
Behavioral Harassment—Exposure to
noise also has the potential to
behaviorally disturb marine mammals to
a level that rises to the definition of
harassment under the MMPA. Generally
speaking, NMFS considers a behavioral
disturbance that rises to the level of
harassment under the MMPA a nonminor response—in other words, not
every response qualifies as behavioral
disturbance, and for responses that do,
those of a higher level, or accrued across
a longer duration, have the potential to
affect foraging, reproduction, or
survival. Behavioral disturbance may
include a variety of effects, including
subtle changes in behavior (e.g., minor
or brief avoidance of an area or changes
in vocalizations), more conspicuous
changes in similar behavioral activities,
and more sustained and/or potentially
severe reactions, such as displacement
from or abandonment of high-quality
habitat. Behavioral responses may
include changing durations of surfacing
and dives, changing direction and/or
speed; reducing/increasing vocal
activities; changing/cessation of certain
behavioral activities (such as socializing
or feeding); eliciting a visible startle
response or aggressive behavior (such as
tail/fin slapping or jaw clapping);
avoidance of areas where sound sources
are located. Pinnipeds may increase
their haul out time, possibly to avoid inwater disturbance (Thorson and Reyff,
2006). Behavioral responses to sound
are highly variable and context-specific
and any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et
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al., 2004; Southall et al., 2007; Weilgart,
2007; Archer et al., 2010; Southall et al.,
2019). Behavioral reactions can vary not
only among individuals but also within
an individual, depending on previous
experience with a sound source,
context, and numerous other factors
(Ellison et al., 2012), and can vary
depending on characteristics associated
with the sound source (e.g., whether it
is moving or stationary, number of
sources, distance from the source).
Please see Appendices B and C of
Southall et al. (2007) and Gomez et al.
(2016) for reviews of studies involving
marine mammal behavioral responses to
sound.
Habituation can occur when an
animal’s response to a stimulus wanes
with repeated exposure, usually in the
absence of unpleasant associated events
(Wartzok et al., 2004). Animals are most
likely to habituate to sounds that are
predictable and unvarying. It is
important to note that habituation is
appropriately considered as a
‘‘progressive reduction in response to
stimuli that are perceived as neither
aversive nor beneficial,’’ rather than as,
more generally, moderation in response
to human disturbance (Bejder et al.,
2009). The opposite process is
sensitization, when an unpleasant
experience leads to subsequent
responses, often in the form of
avoidance, at a lower level of exposure.
As noted above, behavioral state may
affect the type of response. For example,
animals that are resting may show
greater behavioral change in response to
disturbing sound levels than animals
that are highly motivated to remain in
an area for feeding (Richardson et al.,
1995; Wartzok et al., 2004; National
Research Council (NRC), 2005).
Controlled experiments with captive
marine mammals have showed
pronounced behavioral reactions,
including avoidance of loud sound
sources (Ridgway et al., 1997; Finneran
et al., 2003). Observed responses of wild
marine mammals to loud pulsed sound
sources (typically seismic airguns or
acoustic harassment devices) have been
varied but often consist of avoidance
behavior or other behavioral changes
suggesting discomfort (Richardson et al.,
1995; Morton and Symonds, 2002;
Nowacek et al., 2007).
Available studies show wide variation
in response to underwater sound;
therefore, it is difficult to predict
specifically how any given sound in a
particular instance might affect marine
mammals perceiving the signal. If a
marine mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
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significant to the individual, let alone
the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant (e.g., Lusseau and
Bejder, 2007; Weilgart, 2007; NRC,
2005). However, there are broad
categories of potential response, which
we describe in greater detail here, that
include alteration of dive behavior,
alteration of foraging behavior, effects to
breathing, interference with or alteration
of vocalization, avoidance, and flight.
Changes in dive behavior can vary
widely and may consist of increased or
decreased dive times and surface
intervals as well as changes in the rates
of ascent and descent during a dive (e.g.,
Frankel and Clark, 2000; Costa et al.,
2003; Ng and Leung, 2003; Nowacek et
al., 2004; Goldbogen et al., 2013a,
2013b). Variations in dive behavior may
reflect interruptions in biologically
significant activities (e.g., foraging) or
they may be of little biological
significance. The impact of an alteration
to dive behavior resulting from an
acoustic exposure depends on what the
animal is doing at the time of the
exposure and the type and magnitude of
the response.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al., 2001; Nowacek et al.,
2004; Madsen et al., 2006; Yazvenko et
al., 2007). A determination of whether
foraging disruptions incur fitness
consequences would require
information on or estimates of the
energetic requirements of the affected
individuals and the relationship
between prey availability, foraging effort
and success, and the life history stage of
the animal.
Respiration rates vary naturally with
different behaviors and alterations to
breathing rate as a function of acoustic
exposure can be expected to co-occur
with other behavioral reactions, such as
a flight response or an alteration in
diving. However, respiration rates in
and of themselves may be representative
of annoyance or an acute stress
response. Various studies have shown
that respiration rates may either be
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unaffected or could increase, depending
on the species and signal characteristics,
again highlighting the importance in
understanding species differences in the
tolerance of underwater noise when
determining the potential for impacts
resulting from anthropogenic sound
exposure (e.g., Kastelein et al., 2001;
2005; 2006; Gailey et al., 2007).
Marine mammals vocalize for
different purposes and across multiple
modes, such as whistling, echolocation
click production, calling, and singing.
Changes in vocalization behavior in
response to anthropogenic noise can
occur for any of these modes and may
result from a need to compete with an
increase in background noise or may
reflect increased vigilance or a startle
response. For example, in the presence
of potentially masking signals,
humpback whales and killer whales
have been observed to increase the
length of their songs (Miller et al., 2000;
Fristrup et al., 2003) or vocalizations
(Foote et al., 2004), respectively, while
North Atlantic right whales (Eubalaena
glacialis) have been observed to shift the
frequency content of their calls upward
while reducing the rate of calling in
areas of increased anthropogenic noise
(Parks et al., 2007). In some cases,
animals may cease sound production
during production of aversive signals
(Bowles et al., 1994).
Avoidance is the displacement of an
individual from an area or migration
path as a result of the presence of a
sound or other stressors, and is one of
the most obvious manifestations of
disturbance in marine mammals
(Richardson et al., 1995). For example,
gray whales are known to change
direction—deflecting from customary
migratory paths—in order to avoid noise
from seismic surveys (Malme et al.,
1984). Avoidance may be short-term,
with animals returning to the area once
the noise has ceased (e.g., Bowles et al.,
1994; Goold, 1996; Stone et al., 2000;
Morton and Symonds, 2002; Gailey et
al., 2007). Longer-term displacement is
possible, however, which may lead to
changes in abundance or distribution
patterns of the affected species in the
affected region if habituation to the
presence of the sound does not occur
(e.g., Blackwell et al., 2004; Bejder et al.,
2006; Teilmann et al., 2006).
A flight response is a dramatic change
in normal movement to a directed and
rapid movement away from the
perceived location of a sound source.
The flight response differs from other
avoidance responses in the intensity of
the response (e.g., directed movement,
rate of travel). Relatively little
information on flight responses of
marine mammals to anthropogenic
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signals exist, although observations of
flight responses to the presence of
predators have occurred (Connor and
Heithaus, 1996; Bowers et al., 2018).
The result of a flight response could
range from brief, temporary exertion and
displacement from the area where the
signal provokes flight to, in extreme
cases, marine mammal strandings
(England et al., 2001). However, it
should be noted that response to a
perceived predator does not necessarily
invoke flight (Ford and Reeves, 2008),
and whether individuals are solitary or
in groups may influence the response.
Behavioral disturbance can also
impact marine mammals in more subtle
ways. Increased vigilance may result in
costs related to diversion of focus and
attention (i.e., when a response consists
of increased vigilance, it may come at
the cost of decreased attention to other
critical behaviors such as foraging or
resting). These effects have generally not
been demonstrated for marine
mammals, but studies involving fishes
and terrestrial animals have shown that
increased vigilance may substantially
reduce feeding rates (e.g., Beauchamp
and Livoreil, 1997; Fritz et al., 2002;
Purser and Radford, 2011). In addition,
chronic disturbance can cause
population declines through reduction
of fitness (e.g., decline in body
condition) and subsequent reduction in
reproductive success, survival, or both
(e.g., Harrington and Veitch, 1992; Daan
et al., 1996; Bradshaw et al., 1998).
However, Ridgway et al. (2006) reported
that increased vigilance in bottlenose
dolphins exposed to sound over a 5-day
period did not cause any sleep
deprivation or stress effects.
Many animals perform vital functions,
such as feeding, resting, traveling, and
socializing, on a diel cycle (24-hour
cycle). Disruption of such functions
resulting from reactions to stressors
such as sound exposure are more likely
to be significant if they last more than
one diel cycle or recur on subsequent
days (Southall et al., 2007).
Consequently, a behavioral response
lasting less than one day and not
recurring on subsequent days is not
considered particularly severe unless it
could directly affect reproduction or
survival (Southall et al., 2007). Note that
there is a difference between multi-day
substantive behavioral reactions and
multi-day anthropogenic activities. For
example, just because an activity lasts
for multiple days does not necessarily
mean that individual animals are either
exposed to activity-related stressors for
multiple days or, further, exposed in a
manner resulting in sustained multi-day
substantive behavioral responses.
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Stress responses—An animal’s
perception of a threat may be sufficient
to trigger stress responses consisting of
some combination of behavioral
responses, autonomic nervous system
responses, neuroendocrine responses, or
immune responses (e.g., Selye, 1950;
Moberg, 2000). In many cases, an
animal’s first and sometimes most
economical (in terms of energetic costs)
response is behavioral avoidance of the
potential stressor. Autonomic nervous
system responses to stress typically
involve changes in heart rate, blood
pressure, and gastrointestinal activity.
These responses have a relatively short
duration and may or may not have a
significant long-term effect on an
animal’s fitness.
Neuroendocrine stress responses often
involve the hypothalamus-pituitaryadrenal system. Virtually all
neuroendocrine functions that are
affected by stress—including immune
competence, reproduction, metabolism,
and behavior—are regulated by pituitary
hormones. Stress-induced changes in
the secretion of pituitary hormones have
been implicated in failed reproduction,
altered metabolism, reduced immune
competence, and behavioral disturbance
(e.g., Moberg, 1987; Blecha, 2000).
Increases in the circulation of
glucocorticoids are also equated with
stress (Romano et al., 2004).
The primary distinction between
stress (which is adaptive and does not
normally place an animal at risk) and
‘‘distress’’ is the cost of the response.
During a stress response, an animal uses
glycogen stores that can be quickly
replenished once the stress is alleviated.
In such circumstances, the cost of the
stress response would not pose serious
fitness consequences. However, when
an animal does not have sufficient
energy reserves to satisfy the energetic
costs of a stress response, energy
resources must be diverted from other
functions. This state of distress will last
until the animal replenishes its
energetic reserves sufficient to restore
normal function.
Relationships between these
physiological mechanisms, animal
behavior, and the costs of stress
responses are well-studied through
controlled experiments and for both
laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al.,
1998; Jessop et al., 2003; Krausman et
al., 2004; Lankford et al., 2005). Stress
responses due to exposure to
anthropogenic sounds or other stressors
and their effects on marine mammals
have also been reviewed (Fair and
Becker, 2000; Romano et al., 2002b)
and, more rarely, studied in wild
populations (e.g., Romano et al., 2002a).
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For example, Rolland et al. (2012) found
that noise reduction from reduced ship
traffic in the Bay of Fundy was
associated with decreased stress in
North Atlantic right whales. These and
other studies lead to a reasonable
expectation that some marine mammals
will experience physiological stress
responses upon exposure to acoustic
stressors and that it is possible that
some of these would be classified as
‘‘distress.’’ In addition, any animal
experiencing TTS would likely also
experience stress responses (NRC,
2005), however distress is an unlikely
result of this project based on
observations of marine mammals during
previous, similar construction projects.
Auditory Masking—Since many
marine mammals rely on sound to find
prey, moderate social interactions, and
facilitate mating (Tyack, 2008), noise
from anthropogenic sound sources can
interfere with these functions, but only
if the noise spectrum overlaps with the
hearing sensitivity of the receiving
marine mammal (Southall et al., 2007;
Clark et al., 2009; Hatch et al., 2012).
Chronic exposure to excessive, though
not high-intensity, noise could cause
masking at particular frequencies for
marine mammals that utilize sound for
vital biological functions (Clark et al.,
2009). Acoustic masking is when other
noises such as from human sources
interfere with an animal’s ability to
detect, recognize, or discriminate
between acoustic signals of interest (e.g.,
those used for intraspecific
communication and social interactions,
prey detection, predator avoidance,
navigation) (Richardson et al., 1995;
Erbe et al., 2016). Therefore, under
certain circumstances, marine mammals
whose acoustical sensors or
environment are being severely masked
could also be impaired from maximizing
their performance fitness in survival
and reproduction. The ability of a noise
source to mask biologically important
sounds depends on the characteristics of
both the noise source and the signal of
interest (e.g., signal-to-noise ratio,
temporal variability, direction), in
relation to each other and to an animal’s
hearing abilities (e.g., sensitivity,
frequency range, critical ratios,
frequency discrimination, directional
discrimination, age or TTS hearing loss),
and existing ambient noise and
propagation conditions (Hotchkin and
Parks, 2013).
Under certain circumstances, marine
mammals experiencing significant
masking could also be impaired from
maximizing their performance fitness in
survival and reproduction. Therefore,
when the coincident (masking) sound is
human-made, it may be considered
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harassment when disrupting or altering
critical behaviors. It is important to
distinguish TTS and PTS, which persist
after the sound exposure, from masking,
which occurs during the sound
exposure. Because masking (without
resulting in TS) is not associated with
abnormal physiological function, it is
not considered a physiological effect,
but rather a potential behavioral effect.
The frequency range of the potentially
masking sound is important in
determining any potential behavioral
impacts. For example, low-frequency
signals may have less effect on highfrequency echolocation sounds
produced by odontocetes but are more
likely to affect detection of mysticete
communication calls and other
potentially important natural sounds
such as those produced by surf and
some prey species. The masking of
communication signals by
anthropogenic noise may be considered
as a reduction in the communication
space of animals (e.g., Clark et al., 2009)
and may result in energetic or other
costs as animals change their
vocalization behavior (e.g., Miller et al.,
2000; Foote et al., 2004; Parks et al.,
2007; Di Iorio and Clark, 2010; Holt et
al., 2009). Masking can be reduced in
situations where the signal and noise
come from different directions
(Richardson et al., 1995), through
amplitude modulation of the signal, or
through other compensatory behaviors
(Hotchkin and Parks, 2013). Masking
can be tested directly in captive species
(e.g., Erbe, 2008), but in wild
populations it must be either modeled
or inferred from evidence of masking
compensation. There are few studies
addressing real-world masking sounds
likely to be experienced by marine
mammals in the wild (e.g., Branstetter et
al., 2013).
Marine mammals at or near USCG Air
Station Port Angeles may be exposed to
anthropogenic noise which may lead to
some habituation, but is also a source of
masking. Vocalization changes may
result from a need to compete with an
increase in background noise and
include increasing the source level,
modifying the frequency, increasing the
call repetition rate of vocalizations, or
ceasing to vocalize in the presence of
increased noise (Hotchkin and Parks,
2013).
Masking is more likely to occur in the
presence of broadband, relatively
continuous noise sources. Energy
distribution of pile driving covers a
broad frequency spectrum, and sound
from pile driving would be within the
audible range of pinnipeds and
cetaceans present in the proposed action
area. While some construction activities
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during the proposed project may mask
some acoustic signals that are relevant
to the daily behavior of marine
mammals, the short-term duration and
limited areas affected make it very
unlikely that any masking effects would
interfere with critical life functions, and
therefore masking from construction
noise would be unlikely to have any
impacts on survival or reproduction of
individuals.
Airborne Acoustic Effects—Pinnipeds
that occur near the project site could be
exposed to airborne sounds associated
with construction activities that have
the potential to cause behavioral
harassment, depending on their distance
from these activities. Airborne noise
would primarily be an issue for
pinnipeds that are swimming or hauled
out near the project site within the range
of noise levels elevated above airborne
acoustic criteria. Although pinnipeds
are known to haul out regularly on manmade objects, we believe that incidents
of take resulting solely from airborne
sound are unlikely due to the proximity
between the proposed project area and
the known haulout sites (e.g., the
nearest harbor seal haulouts are 2.4 km
and 3.5 km away (2.18 mi)). Cetaceans
are not expected to be exposed to
airborne sounds that would result in
harassment as defined under the
MMPA.
We recognize that pinnipeds in the
water could be exposed to airborne
sound that may result in behavioral
harassment when looking with their
heads above water. Most likely, airborne
sound would cause behavioral
responses similar to those discussed
above in relation to underwater sound.
For instance, anthropogenic sound
could cause hauled-out pinnipeds to
exhibit changes in their normal
behavior, such as reduction in
vocalizations, or cause them to
temporarily abandon the area and move
further from the source. However, these
animals would previously have been
‘taken’ because of exposure to
underwater sound above the behavioral
harassment thresholds, which are in all
cases larger than those associated with
airborne sound. Thus, the behavioral
harassment of these animals is already
accounted for in these estimates of
potential take. Therefore, we do not
believe that authorization of incidental
take resulting from airborne sound for
pinnipeds is warranted, and airborne
sound is not discussed further here.
Potential Effects on Marine Mammal
Habitat
The proposed project will occur
within the same footprint as existing
marine infrastructure. The nearshore
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and intertidal habitat where the
proposed project will occur is an area of
relatively high marine vessel traffic.
Most marine mammals do not generally
use the area within the footprint of the
project area. Temporary, intermittent,
and short-term habitat alteration may
result from increased noise levels
within the Level A and Level B
harassment zones. Effects on marine
mammals will be limited to temporary
displacement from pile installation and
removal noise, and effects on prey
species will be similarly limited in time
and space.
Water quality—Temporary and
localized reduction in water quality will
occur as a result of in-water
construction activities. Most of this
effect will occur during the installation
and removal of piles when bottom
sediments are disturbed. The
installation and removal of piles may
cause a temporary increase in
suspended sediment in the project area.
During pile extraction, sediment
attached to the pile moves vertically
through the water column until
gravitational forces cause it to slough off
under its own weight. The small
resulting sediment plume is expected to
settle out of the water column within a
few hours. Studies of the effects of
turbid water on fish (marine mammal
prey) suggest that concentrations of
suspended sediment can reach
thousands of milligrams per liter before
an acute toxic reaction is expected
(Burton, 1993).
Effects to turbidity and sedimentation
are expected to be short-term, minor,
and localized. Since the currents are so
strong in the area, following the
completion of sediment-disturbing
activities, suspended sediments in the
water column should dissipate and
quickly return to background levels in
all construction scenarios. Turbidity
within the water column has the
potential to reduce the level of oxygen
in the water and irritate the gills of prey
fish species in the proposed project
area. However, turbidity plumes
associated with the project would be
temporary and localized, and fish in the
proposed project area would be able to
move away from and avoid the areas
where plumes may occur. Therefore, it
is expected that the impacts on prey fish
species from turbidity, and therefore on
marine mammals, would be minimal
and temporary. In general, the area
likely impacted by the proposed
construction activities is relatively small
compared to the available marine
mammal habitat in Port Angeles Harbor
and the Strait of Juan de Fuca.
Potential Effects on Prey—Sound may
affect marine mammals through impacts
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on the abundance, behavior, or
distribution of prey species (e.g.,
crustaceans, cephalopods, fishes,
zooplankton). Marine mammal prey
varies by species, season, and location
and, for some, is not well documented.
Studies regarding the effects of noise on
known marine mammal prey are
described here.
Fishes utilize the soundscape and
components of sound in their
environment to perform important
functions such as foraging, predator
avoidance, mating, and spawning (e.g.,
Zelick et al., 1999; Fay, 2009).
Depending on their hearing anatomy
and peripheral sensory structures,
which vary among species, fishes hear
sounds using pressure and particle
motion sensitivity capabilities and
detect the motion of surrounding water
(Fay et al., 2008). The potential effects
of noise on fishes depends on the
overlapping frequency range, distance
from the sound source, water depth of
exposure, and species-specific hearing
sensitivity, anatomy, and physiology.
Key impacts to fishes may include
behavioral responses, hearing damage,
barotrauma (pressure-related injuries),
and mortality.
Fish react to sounds that are
especially strong and/or intermittent
low-frequency sounds. Short duration,
sharp sounds can cause overt or subtle
changes in fish behavior and local
distribution. The reaction of fish to
noise depends on the physiological state
of the fish, past exposures, motivation
(e.g., feeding, spawning, migration), and
other environmental factors. (Hastings
and Popper, 2005) identified several
studies that suggest fish may relocate to
avoid certain areas of sound energy.
Additional studies have documented
effects of pile driving on fishes (e.g.
Scholik and Yan, 2001; 2002; Popper
and Hastings, 2009). Several studies
have demonstrated that impulse sounds
might affect the distribution and
behavior of some fishes, potentially
impacting foraging opportunities or
increasing energetic costs (e.g., Fewtrell
and McCauley, 2012; Pearson et al.,
1992; Skalski et al., 1992; Santulli et al.,
1999; Paxton et al., 2017). However,
some studies have shown no or slight
reaction to impulse sounds (e.g., Pen˜a et
al., 2013; Wardle et al., 2001; Jorgenson
and Gyselman, 2009; Cott et al., 2012.
More commonly, though, the impacts of
noise on fishes are temporary.
SPLs of sufficient strength have been
known to cause injury to fishes and fish
mortality (summarized in Popper et al.
(2014)). However, in most fish species,
hair cells in the ear continuously
regenerate and loss of auditory function
likely is restored when damaged cells
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are replaced with new cells. Halvorsen
et al. (2012b) showed that a TTS of 4–
6 dB was recoverable within 24 hours
for one species. Impacts would be most
severe when the individual fish is close
to the source and when the duration of
exposure is long. Injury caused by
barotrauma can range from slight to
severe and can cause death, and is most
likely for fish with swim bladders.
Barotrauma injuries have been
documented during controlled exposure
to impact pile driving (Halvorsen et al.,
2012a; Casper et al., 2013; Casper et al.,
2017).
Fish populations in the proposed
project area that serve as marine
mammal prey could be temporarily
affected by noise from pile installation
and removal. The frequency range in
which fishes generally perceive
underwater sounds is 50 to 2,000 Hz,
with peak sensitivities below 800 Hz
(Popper and Hastings, 2009). Fish
behavior or distribution may change,
especially with strong and/or
intermittent sounds that could harm
fishes. High underwater SPLs have been
documented to alter behavior, cause
hearing loss, and injure or kill
individual fish by causing serious
internal injury (Hastings and Popper,
2005).
The greatest potential impact to fishes
during construction would occur during
impact pile driving. However, the
duration of impact pile driving would
be limited to the final stage of
installation (‘‘proofing’’) after the pile
has been driven as close as practicable
to the design depth with a vibratory
driver. In-water construction activities
would only occur during daylight hours,
allowing fish to forage and transit the
project area in the evening. Vibratory
pile driving may elicit behavioral
reactions from fishes such as temporary
avoidance of the area but is unlikely to
cause injuries to fishes or have
persistent effects on local fish
populations. In addition, it should be
noted that the area in question is lowquality habitat since it is already highly
developed and experiences a high level
of anthropogenic noise from normal port
operations and other vessel traffic. In
general, impacts on marine mammal
prey species are expected to be minor
and temporary.
In-Water Construction Effects on
Potential Foraging Habitat
The proposed activities would not
result in permanent impacts to habitats
used directly by marine mammals. The
total seafloor area affected by pile
installation and removal is a very small
area compared to the vast foraging area
available to marine mammals outside
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this project area. Construction would
have minimal permanent and temporary
impacts on benthic invertebrate species,
a marine mammal prey source. In
addition, although the Strait of Juan de
Fuca is valuable habitat for many
marine mammal species, the area within
Port Angeles Harbor is not particularly
high-value foraging habitat due to the
high level of anthropogenic activity
associated with normal port operations.
Therefore, impacts of the project are not
likely to have adverse effects on marine
mammal foraging habitat in the
proposed project area.
The area impacted by the project is
relatively small compared to the
available habitat just outside the project
area, and there are no areas of particular
importance that would be impacted by
this project. Any behavioral avoidance
by fish of the disturbed area would still
leave significantly large areas of fish and
marine mammal foraging habitat in the
nearby vicinity. As described in the
preceding, the potential for the Coast
Guard’s construction to affect the
availability of prey to marine mammals
or to meaningfully impact the quality of
physical or acoustic habitat is
considered to be insignificant.
Estimated Take of Marine Mammals
This section provides an estimate of
the number of incidental takes proposed
for authorization through this IHA,
which will inform both NMFS’
consideration of ‘‘small numbers,’’ and
the negligible impact determinations.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would be by Level B
harassment only, in the form of
disruption of behavioral patterns and/or
TTS for individual marine mammals
resulting from exposure to noise from
impact and vibratory pile driving. Based
on the nature of the activity and the
anticipated effectiveness of the
mitigation measures (i.e., shutdown
zones implemented at no less than the
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distance to the Level A isopleths)
discussed in detail below in the
Proposed Mitigation section, Level A
harassment is neither anticipated nor
proposed to be authorized.
As described previously, no serious
injury or mortality is anticipated or
proposed to be authorized for this
activity. Below we describe how the
proposed take numbers are estimated.
For acoustic impacts, generally
speaking, we estimate take by
considering: (1) acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) the number of days of activities.
We note that while these factors can
contribute to a basic calculation to
provide an initial prediction of potential
takes, additional information that can
qualitatively inform take estimates is
also sometimes available (e.g., previous
monitoring results or average group
size). Below, we describe the factors
considered here in more detail and
present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
would be reasonably expected to be
behaviorally harassed (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source or exposure
context (e.g., frequency, predictability,
duty cycle, duration of the exposure,
signal-to-noise ratio, distance to the
source), the environment (e.g.,
bathymetry, other noises in the area,
predators in the area), and the receiving
animals (hearing, motivation,
experience, demography, life stage,
depth) and can be difficult to predict
(e.g., Southall et al., 2007, 2021, Ellison
et al., 2012). Based on what the
available science indicates and the
practical need to use a threshold based
on a metric that is both predictable and
measurable for most activities, NMFS
typically uses a generalized acoustic
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threshold based on received level to
estimate the onset of behavioral
harassment. NMFS generally predicts
that marine mammals are likely to be
behaviorally harassed in a manner
considered to be Level B harassment
when exposed to underwater
anthropogenic noise above root-meansquared pressure received levels (RMS
SPL) of 120 dB (referenced to 1
micropascal (re 1 mPa)) for continuous
(e.g., vibratory pile driving, drilling) and
above RMS SPL 160 dB re 1 mPa for nonexplosive impulsive (e.g., seismic
airguns) or intermittent (e.g., scientific
sonar) sources. Generally speaking,
Level B harassment take estimates based
on these behavioral harassment
thresholds are expected to include any
likely takes by TTS as, in most cases,
the likelihood of TTS occurs at
distances from the source less than
those at which behavioral harassment is
likely. TTS of a sufficient degree can
manifest as behavioral harassment, as
reduced hearing sensitivity and the
potential reduced opportunities to
detect important signals (conspecific
communication, predators, prey) may
result in changes in behavior patterns
that would not otherwise occur.
Coast Guard’s proposed activity
includes the use of continuous (e.g.,
vibratory pile installation and
extraction) and impulsive (e.g, impact
pile installation) sources, and therefore
the RMS SPL thresholds of 120 and 160
dB re 1 mPa are applicable.
Level A Harassment—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). Coast Guard’s proposed
construction activity includes the use of
non-impulsive (e.g., vibratory pile
installation and extraction) and
impulsive (e.g, impact pile installation)
sources.
These thresholds are provided in
Table 4, below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS’ 2018 Technical
Guidance, which may be accessed at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-acoustic-technical-guidance.
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TABLE 4—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset acoustic thresholds *
(received level)
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW) (Underwater) .............................
Otariid Pinnipeds (OW) (Underwater) .............................
Cell
Cell
Cell
Cell
Cell
1:
3:
5:
7:
9:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB .........................
LE,MF,24h: 185 dB ........................
LE,HF,24h: 155 dB ........................
LE,PW,24h: 185 dB .......................
LE,OW,24h: 203 dB .......................
Cell
Cell
Cell
Cell
Cell
2: LE,LF,24h: 199 dB.
4: LE,MF,24h: 198 dB.
6: LE,HF,24h: 173 dB.
8: LE,PW,24h: 201 dB.
10: LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that are used in estimating the area
ensonified above the acoustic
thresholds, including source levels and
transmission loss coefficient.
The sound field in the project area is
the existing background noise plus
additional construction noise from the
proposed project. Marine mammals are
expected to be affected via sound
generated by the primary components of
the project (i.e., impact pile driving and
vibratory pile installation and removal).
Calculation of the area ensonified by the
proposed action is dependent on source
levels of the proposed activities and the
estimated transmission loss coefficients
for the proposed activities at the site.
These factors are addressed below.
Sound Source Levels of Proposed
Activities—The intensity of pile driving
sounds is greatly influenced by factors
such as the type of piles (material and
diameter), hammer type, and the
physical environment (e.g., sediment
type) in which the activity takes place.
In order to calculate the distances to the
Level A harassment and the Level B
harassment thresholds for the methods
and piles being used in this project, the
Coast Guard used acoustic monitoring
data from sound source verification
studies to develop proxy source levels
for the various pile types, sizes and
methods (Table 5).
TABLE 5—PILE INSTALLATION AND EXTRACTION PARAMETERS
Proxy levels
(@10m)
Pile type
Method
12-in steel ................................
12-in steel ................................
18-in steel ................................
12—14-in timber ......................
Impact ......................................
Vibratory installation ................
Vibratory installation ................
Vibratory extraction .................
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Transmission Loss—Transmission
loss (TL) is the decrease in acoustic
intensity as an acoustic pressure wave
propagates out from a source. TL
parameters vary with frequency,
temperature, sea conditions, current,
source and receiver depth, water depth,
water chemistry, and bottom
composition and topography. The
general formula for underwater TL is:
TL = B * Log10 (R1/R2),
where:
TL = transmission loss in dB
B = transmission loss coefficient
R1= the distance of the modeled SPL from the
driven pile, and
R2= the distance from the driven pile of the
initial measurement
This formula neglects loss due to
scattering and absorption, which is
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Total
number
Number
per day
Strikes per pile OR
hours per day
37
37
3
48
5
10
2
16
100 strikes ............
5 hrs .....................
1 hr .......................
8 hrs .....................
assumed to be zero here. The degree to
which underwater sound propagates
away from a sound source is dependent
on a variety of factors, most notably the
bathymetry and presence or absence of
reflective or absorptive conditions
including in-water structures and
sediments. Spherical spreading occurs
in a perfectly unobstructed (free-field)
environment not limited by depth or
water surface, resulting in a 6 dB
reduction in sound level for each
doubling of distance from the source
(20*log10[range]). Cylindrical spreading
occurs in an environment in which
sound propagation is bounded by the
water surface and sea bottom, resulting
in a reduction of 3 dB in sound level for
each doubling of distance from the
source (10* log10[range]). A practical
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dB re
1 μPa
peak
192
..............
..............
..............
dB re
1 μPa
RMS
177
155
158
160
dB re
1 μPa2s
SELss
166
..............
..............
..............
Reference
CALTRANS 2020.
Greenbusch 2018.
CALTRANS 2020.
Greenbusch 2018.
spreading value of 15 is often used
under conditions where water increases
with depth as the receiver moves away
from the shoreline, resulting in an
expected propagation environment that
would lie between spherical and
cylindrical spreading loss conditions.
Site-specific transmission loss
measurements are not available for Port
Angeles Harbor. NMFS has therefore
used the practical spreading loss model
for both vibratory and impact pile
driving in this analysis.
Estimated Harassment Isopleths—All
Level B harassment isopleths are
reported in Table 6. Level B harassment
isopleths from the proposed project will
be limited by the coastline along and
across from the project site. The
maximum attainable isopleth distance is
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4,642 m during vibratory extraction of
timber piles (see Figure 1 in the IHA
application for further detail).
The ensonified area associated with
Level A harassment is more technically
challenging to predict due to the need
to account for a duration component.
Therefore, NMFS developed an optional
User Spreadsheet tool to accompany the
Technical Guidance that can be used to
relatively simply predict an isopleth
distance for use in conjunction with
marine mammal density or occurrence
to help predict potential takes. We note
that because of some of the assumptions
included in the methods underlying this
optional tool, we anticipate that the
resulting isopleth estimates are typically
going to be overestimates of some
degree, which may result in an
overestimate of potential take by Level
A harassment. However, this optional
tool offers the best way to estimate
isopleth distances when more
sophisticated modeling methods are not
available or practical. For stationary
sources, including pile driving, the
optional User Spreadsheet tool predicts
the distance at which, if a marine
mammal remained at that distance for
the duration of the activity, it would be
expected to incur PTS. Inputs used in
the User Spreadsheet (e.g., number of
piles per day, duration and/or strikes
per pile, source levels) are presented in
Table 1 and Table 5. The resulting
isopleths and ensonified areas are
reported in Table 6 and Table 7,
respectively.
TABLE 6—ESTIMATED ISOPLETHS BY ACTIVITY
Underwater
Activity
Level A harassment isopleths
[m]
Method
LF
12-in steel ...........................................
12-in steel ...........................................
18-in steel ...........................................
12–14-in timber ...................................
Impact ................................................
Vibratory installation ...........................
Vibratory installation ...........................
Vibratory extraction ............................
MF
46.0
8.0
4.3
23.4
HF
1.6
0.7
0.4
2.1
55.0
11.8
6.4
34.6
PW
Level B
harassment
isopleths
[m]
OW
25.0
4.8
2.6
14.2
Airborne Level B
harassment
isopleths
[m]
2.0
0.3
0.2
1.0
Harbor
Seals
136.0
2,154
3,415
4,642
150
19
Other
Pinnipeds
47
6
TABLE 7—AREAS ENSONIFIED
Activity
Level A harassment
[km2]
Method
LF
12-in steel ...................................
12-in steel ...................................
18-in steel ...................................
12–14-in timber ...........................
Impact .........................................
Vibratory installation ...................
Vibratory installation ...................
Vibratory extraction ....................
Marine Mammal Occurrence
In this section we provide information
about the occurrence of marine
mammals, including density or other
relevant information which will inform
the take calculations.
For marine mammal density
information in the Port Angeles area we
used data from the Pacific Navy Marine
0.02
<0.01
<0.01
0.01
MF
<0.01
<0.01
<0.01
<0.01
Species Density Database (U.S. Navy,
2019) to estimate take for marine
mammals. The Marine Species Density
Database incorporates analyzed
literature and research for marine
mammal density estimates per season
for the Gulf of Alaska and the West
Coast of the United States. Density
estimates specific to the Strait of Juan de
Fuca are not available for any of the
HF
PW
0.02
<0.01
<0.01
0.02
0.01
<0.01
<0.01
<0.01
OW
<0.01
<0.01
<0.01
<0.01
Level B
harassment
[km2]
0.07
7.74
14.52
17.59
species addressed in this application,
and therefore takes were estimated
based on the nearest available and most
appropriate density estimates, plus sitespecific knowledge and professional
judgement. Table 8 density estimates are
calculated based on the in-water work
window (July—February) and based on
the highest seasonal density estimates
for the relevant area.
TABLE 8—SEASONAL DENSITY OF SPECIES IN THE PROJECT AREA
Densities
(animals/km2)
ddrumheller on DSK120RN23PROD with NOTICES1
Species
Humpback whale ......................................................................................
Killer whale—Southern Resident ..............................................................
Killer whale—Transient .............................................................................
Harbor porpoise ........................................................................................
Harbor seal ...............................................................................................
Northern elephant seal .............................................................................
Steller sea lion ..........................................................................................
California sea lion .....................................................................................
Take Estimation
Here we describe how the information
provided above is synthesized to
produce a quantitative estimate of the
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0.0027 (summer/fall).
0.0012 (summer).
0.0208 (fall).
2.16 (annual).
0.76 (summer/fall).
0.0029 (fall).
0.0027 (fall/winter).
0.300 (September).
take that is reasonably likely to occur
and proposed for authorization.
Using the overall area of disturbance
generated by pile removal and
installation given calculated distances
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to attenuation below disturbance (Level
B harassment) thresholds, incidental
take for each activity is estimated by the
following equation: Incidental take
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estimate = species density * ensonified
area * days of pile-related activity.
This equation is a reasonable
extrapolation for take estimates, which
relies on the likelihood that a species is
present within the ensonified area on a
day where the proposed activity is
occurring. Take estimates were
calculated with the conservative
assumption that each activity (i.e.,
vibratory extraction of steel piles,
vibratory extraction of timber piles,
vibratory installation, and impact
installation) would occur on separate
days, using a maximum of 23 days of inwater work. However, the Coast Guard
would perform some activities on the
same day, resulting in reduced numbers
of overall take during the proposed 15
days of pile driving.
No take by Level A harassment is
proposed for any species of marine
mammal due to the small zones, in
conjunction with Coast Guard’s
proposed shutdown mitigation measure.
Shutdown zones would be enforced at
the extent of the estimated Level A
harassment isopleth for all species
groups except for large whales (i.e.,
baleen whales, including humpbacks,
and killer whales). The Coast Guard has
proposed to shut down for killer whales
upon observation regardless of location
in order to prevent potential take of
members of the Southern Resident
stock, and shutdown zones for other
large whale species would be enforced
at the extent of the Level B harassment
isopleths. Given the remote likelihood
of large whale species entering Port
Angeles Harbor during the 15 days of
pile driving work (see calculated take
estimates for humpback and killer
whales in Table 9) and the locations of
Protected Species Observers (PSOs)
described in the Proposed Monitoring
and Reporting section, NMFS agrees
that monitoring and shutdown measures
are likely to be successful at avoiding
take of these species. Therefore, no take
of large whale species (including but not
limited to humpback and killer whales)
has been requested and none is
proposed for authorization.
Based on sightings reported during
the 2016–2017 Navy TPS Port Angeles
project (Northwest Environmental
Consulting, LLC 2018), Coast Guard
anticipates the number of harbor seals
present in the project area during the
proposed in-water activities may exceed
calculated exposure estimates. During
the 2016–2017 Navy TPS Port Angeles
project, 275 harbor seals were observed
in the estimated Level B harassment
zone over approximately 45 days during
which pile driving occurred (Northwest
Environmental Consulting, LLC., 2018).
The Coast Guard project will have only
15 days of in-water pile driving.
Therefore, Coast Guard has requested,
and NMFS proposes to authorize, 210
incidents of Level B harassment for
harbor seals, approximately half the
difference in sightings between the
2016–2017 Navy TPS Port Angeles
project and the exposure estimate for
this project.
TABLE 9—CALCULATED AND PROPOSED AUTHORIZED AMOUNT OF TAKING AND PERCENT OF STOCKS
Species
Take by Level A
harassment
Stock
Calculated
Humpback whale ...............................
Killer whale ........................................
Harbor porpoise .................................
Harbor seal ........................................
Northern Elephant Seal .....................
Steller Sea Lion .................................
California Sea lion .............................
1 Stock
Hawai’i ...............................................
Mainland Mexico—CA/OR/WA.
Central America/Southern Mexico—
CA/OR/WA.
Eastern North Pacific Southern Resident.
West Coast Transient .......................
Washington Inland Waters ................
Washington Northern Inland Waters
CA Breeding ......................................
Eastern ..............................................
U.S ....................................................
Proposed
Calculated
Percent of
stock
Total take
Proposed
0
0
0.51
0
0
0
0
0
0.23
0
0
0
0
0.73
0.13
0
0
0.1
0
0
0
0
0
0
3.94
408.9
143.9
0.55
0.51
56.8
0
409
210
1
1
57
0
409
210
1
1
57
0
4.92
1 NA
<0.01
<0.01
0.02
size for the Washington Northern Inland Waters stock of harbor seals is not available from the most recent SARs due to a lack of recent data.
Proposed Mitigation
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Take by Level B
harassment
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to the activity, and
other means of effecting the least
practicable impact on the species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance, and on
the availability of the species or stock
for taking for certain subsistence uses
(latter not applicable for this action).
NMFS regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks, and their habitat (50 CFR
216.104(a)(11)).
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In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, NMFS considers two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned),
and;
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(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost and
impact on operations.
Shutdown Zones—The purpose of a
shutdown zone is generally to define an
area within which shutdown of the
activity would occur upon sighting of a
marine mammal (or in anticipation of an
animal entering the defined area).
Construction supervisors and crews,
Protected Species Observers (PSO), and
relevant Coast Guard staff must avoid
direct physical interaction with marine
mammals during construction activities,
which could include (but are not
limited to) the following: (1) barge
movement to the pile location; (2) pile
positioning on the substrate via a crane
(i.e., stabbing the pile); and (3) pile
removal from the water column/
substrate via a crane (i.e., deadpull). If
a marine mammal comes within 10
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meters of such activity, operations must
cease and vessels must reduce speed to
the minimum level required to maintain
steerage and safe working conditions, as
necessary to avoid direct physical
interaction.
Further, Coast Guard must implement
activity-specific shutdown zones as
described in Table 10. The shutdown
zone for humpback whales or other nonauthorized marine mammal species
(except killer whales) would be the
predicted Level B harassment isopleth.
For these species, project activity may
resume after the animal has not been
observed for 15 minutes, or has been
observed leaving the shutdown zone
(i.e., the Level B harassment zone). As
proposed by the Coast Guard, killer
whales will require a shutdown upon
observation no matter location in order
to prevent take of members of the
Southern Resident stock. If killer whales
are sighted, the project activity would
resume only after the killer whale is not
observed for 15 minutes.
TABLE 10—REQUIRED SHUTDOWN ZONES
Shutdown zone (m)
Pile type
Pile driving method
Killer whales
Steel ........................................
ddrumheller on DSK120RN23PROD with NOTICES1
Timber .....................................
Vibratory ................................
Impact ....................................
Vibratory ................................
Protected Species Observers—The
placement of PSOs during all
construction activities (described in the
Proposed Monitoring and Reporting
section) would ensure that the entire
shutdown zone is visible. Coast Guard
would employ three PSOs for vibratory
installation and extraction of steel and
timber piles. Two PSOs would be landbased, while one would be positioned
on a vessel to ensure full monitoring
coverage to the estimated Level B
harassment isopleth. For impact pile
driving activities, Coast Guard would
employ one PSO.
Pre and Post-Activity MonitoringMonitoring—must take place from 30
minutes prior to initiation of pile
driving activity (i.e., pre-start clearance
monitoring) through 30 minutes postcompletion of pile driving activity. Prestart clearance monitoring must be
conducted during periods of visibility
sufficient for the lead PSO to determine
that the shutdown zones indicated in
Table 10 are clear of marine mammals.
Pile driving may commence following
30 minutes of observation when the
determination is made that the
shutdown zones are clear of marine
mammals. If a marine mammal is
observed entering or within the
shutdown zones, pile driving activity
must be delayed or halted. If pile
driving is delayed or halted due to the
presence of a marine mammal, the
activity may not commence or resume
until either the animal has voluntarily
exited and been visually confirmed
beyond the shutdown zone or 15
minutes have passed without redetection of the animal. If a marine
mammal for which take by Level B
harassment is authorized is present in
the Level B harassment zone, activities
would begin and Level B harassment
take would be recorded.
Monitoring for Level B Harassment—
PSOs would monitor the shutdown
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Any sighting at any distance
LF
3,415
136
4,642
zones and beyond to the extent that
PSOs can see. For this activity, the
monitoring zone is defined as the largest
predicted Level B harassment isopleth
for a given activity (Table 10).
Monitoring beyond the shutdown zones
enables observers to be aware of and
communicate the presence of marine
mammals in the project areas outside
the shutdown zones and thus prepare
for a potential cessation of activity
should the animal enter the shutdown
zone. If weather or sea conditions
restrict the observer’s ability to observe
the monitoring zone, pile driving
activities must cease until conditions
are favorable for observations to resume.
Soft Start—Soft-start procedures are
used to provide additional protection to
marine mammals by providing warning
and/or giving marine mammals a chance
to leave the area prior to the hammer
operating at full capacity. For impact
pile driving, soft start requires
contractors to provide an initial set of
three strikes at reduced energy, followed
by a 30-second waiting period, then two
subsequent reduced-energy strike sets.
A soft start must be implemented at the
start of each day’s impact pile driving
and at any time following cessation of
impact pile driving for a period of 30
minutes or longer.
If unsafe working conditions during
ramp ups are reported (e.g., crane failure
from excess wear due to the ramp up
procedure) by the contractor and
verified by an independent safety
inspection, the Coast Guard may elect to
discontinue impact driver ramp ups.
The Coast Guard will inform NMFS if
the ramp up procedure is discontinued.
If use of a variable moment driver is
infeasible and the model of impact
driver was not specifically designed for
ramp up procedures, then the Coast
Guard will not employ impact ramp up
procedures due to personnel safety
concerns.
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MF
HF
PW
12
55
35
OW
Monitoring
zone
(m)—all
species
3,415
136
4,642
In-water Work Window—To reduce
impacts to marine fishes, the Coast
Guard will follow the in-water work
window designated for the Strait of Juan
de Fuca and associated bays and inlets
by the U.S. Army Corps of Engineers.
The work window extends from July 16
to February 15; no in-water work will be
conducted outside of that date range
unless a modification is negotiated with
the relevant regulatory agencies,
including the U.S. Army Corps of
Engineers.
NMFS and Coast Guard considered
the use of bubble curtains as a
mitigation measure during this project.
However, based on the limited amount
of impact driving expected, the
relatively small estimated Level A
harassment isopleths, and the potential
for increased turbidity during bubble
curtain use, NMFS has determined that
use of a bubble curtain would not
further reduce take of marine mammals
during this project and they are not
included in the proposed mitigation
methods.
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered by NMFS,
NMFS has preliminarily determined
that the proposed mitigation measures
provide the means of effecting the least
practicable impact on the affected
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
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the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present while conducting the activities.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
activity; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
ddrumheller on DSK120RN23PROD with NOTICES1
Visual Monitoring
Marine mammal monitoring must be
conducted in accordance with the
Marine Mammal Monitoring Plan, dated
July 2023, available online at https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities. Marine mammal monitoring
during pile driving and removal must be
conducted by NMFS-approved PSOs in
a manner consistent with the following:
• PSOs must be independent of the
activity contractor (for example,
employed by a subcontractor) and have
no other assigned tasks during
monitoring periods;
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• At least one PSO must have prior
experience performing the duties of a
PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization;
• Other PSOs may substitute other
relevant experience, education (degree
in biological science or related field) or
training for experience performing the
duties of a PSO during construction
activities pursuant to a NMFS-issued
incidental take authorization;
• Where a team of three or more PSOs
is required, a lead observer or
monitoring coordinator must be
designated. The lead observer must have
prior experience performing the duties
of a PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization; and
• PSOs must be approved by NMFS
prior to beginning any activity subject to
this IHA.
PSOs should have the following
additional qualifications:
• Ability to conduct field
observations and collect data according
to assigned protocols;
• Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was not
implemented when required); and
marine mammal behavior; and
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
A team of one to two land based PSOs
would be deployed to observe the
monitoring zones for vibratory and
impact pile driving during this project.
PSOs will be located at the best vantage
points to see the entirety of the active
zone. One PSO will have an
unobstructed view of all water within
the shutdown zones, and will be
stationed at or near the project activity.
While the exact monitoring stations
have not yet been determined, Coast
Guard provided potential locations in
Figure 1 of its Marine Mammal
Monitoring and Mitigation Plan.
Additionally, a PSO will be stationed
for monitoring on an observation vessel
in order to ensure the entire monitoring
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61569
zone to the extent of the relevant
predicted Level B harassment isopleth
can be observed during vibratory pile
installation and removal.
Monitoring would be conducted 30
minutes before, during, and 30 minutes
after all in water construction activities.
In addition, PSOs would record all
incidents of marine mammal
occurrence, regardless of distance from
activity, and would document any
behavioral reactions in concert with
distance from piles being driven or
removed. Pile driving activities include
the time to install or remove a single
pile or series of piles, as long as the time
elapsed between uses of the pile driving
equipment is no more than 30 minutes.
Reporting
Coast Guard would submit a draft
report to NMFS within 90 calendar days
of the completion of monitoring or 60
calendar days prior to the requested
issuance of any subsequent IHA for
construction activity at the same
location, whichever comes first. The
marine mammal monitoring report
would include an overall description of
work completed, a narrative regarding
marine mammal sightings, and
associated PSO data sheets. Specifically,
the report would include:
• Dates and times (begin and end) of
all marine mammal monitoring;
• Construction activities occurring
during each daily observation period,
including: (1) The number and type of
piles that were driven and the method
(e.g., impact or vibratory); and (2) Total
duration of driving time for each pile
(vibratory driving) and number of
strikes for each pile (impact driving);
• PSO locations during marine
mammal monitoring;
• Environmental conditions during
monitoring periods (at beginning and
end of PSO shift and whenever
conditions change significantly),
including Beaufort sea state and any
other relevant weather conditions
including cloud cover, fog, sun glare,
and overall visibility to the horizon, and
estimated observable distance;
• Upon observation of a marine
mammal, the following information: (1)
Name of PSO who sighted the animal(s)
and PSO location and activity at time of
sighting; (2) Time of sighting; (3)
Identification of the animal(s) (e.g.,
genus/species, lowest possible
taxonomic level, or unidentified), PSO
confidence in identification, and the
composition of the group if there is a
mix of species; (4) Distance and location
of each observed marine mammal
relative to the pile being driven for each
sighting; (5) Estimated number of
animals (min/max/best estimate); (6)
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Estimated number of animals by cohort
(adults, juveniles, neonates, group
composition, etc.); (7) Animal’s closest
point of approach and estimated time
spent within the harassment zone; (8)
Description of any marine mammal
behavioral observations (e.g., observed
behaviors such as feeding or traveling),
including an assessment of behavioral
responses thought to have resulted from
the activity (e.g., no response or changes
in behavioral state such as ceasing
feeding, changing direction, flushing, or
breaching);
• Number of marine mammals
detected within the harassment zones,
by species; and
• Detailed information about
implementation of any mitigation (e.g.,
shutdowns and delays), a description of
specific actions that ensued, and
resulting changes in behavior of the
animal(s), if any.
A final report must be prepared and
submitted within 30 calendar days
following receipt of any NMFS
comments on the draft report. If no
comments are received from NMFS
within 30 calendar days of receipt of the
draft report, the report shall be
considered final.
In the event that personnel involved
in the construction activities discover
an injured or dead marine mammal, the
Holder must report the incident to the
OPR, NMFS
(PR.ITP.MonitoringReports@noaa.gov
and itp.hotchkin@noaa.gov) and to the
West Coast regional stranding network
(866–767–6114) as soon as feasible. If
the death or injury was clearly caused
by the specified activity, the Holder
must immediately cease the activities
until NMFS OPR is able to review the
circumstances of the incident and
determine what, if any, additional
measures are appropriate to ensure
compliance with the terms of this IHA.
The Holder must not resume their
activities until notified by NMFS.
The report must include the following
information:
D Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
D Species identification (if known) or
description of the animal(s) involved;
D Condition of the animal(s)
(including carcass condition if the
animal is dead);
D Observed behaviors of the
animal(s), if alive;
D If available, photographs or video
footage of the animal(s); and
D General circumstances under which
the animal was discovered.
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Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any impacts or responses (e.g.,
intensity, duration), the context of any
impacts or responses (e.g., critical
reproductive time or location, foraging
impacts affecting energetics), as well as
effects on habitat, and the likely
effectiveness of the mitigation. We also
assess the number, intensity, and
context of estimated takes by evaluating
this information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the baseline (e.g., as
reflected in the regulatory status of the
species, population size and growth rate
where known, ongoing sources of
human-caused mortality, or ambient
noise levels).
To avoid repetition, the majority of
our analysis applies to all the species
listed in Table 9, given that many of the
anticipated effects of this project on
different marine mammal stocks are
expected to be relatively similar in
nature. Where there are meaningful
differences between species or stocks, or
groups of species, in anticipated
individual responses to activities,
impact of expected take on the
population due to differences in
population status, or impacts on habitat,
they are described independently in the
analysis below.
Pile driving and removal activities
associated with the project, as outlined
previously, have the potential to disturb
or displace marine mammals.
Specifically, the specified activities may
result in take, in the form of Level B
harassment, from underwater sounds
generated from pile driving and
removal. Potential takes could occur if
individuals of these species are present
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in zones ensonified above the
thresholds for Level B harassment,
identified above, when these activities
are underway.
The takes by Level B harassment
would be due to potential behavioral
disturbance. No mortality or serious
injury is anticipated given the nature of
the activity, and no Level A harassment
is anticipated due to Coast Guard’s
construction method and proposed
mitigation measures (see Proposed
Mitigation section).
Effects on individuals that are taken
by Level B harassment, on the basis of
reports in the literature as well as
monitoring from other similar activities,
would likely be limited to reactions
such as increased swimming speeds,
increased surfacing time, or decreased
foraging (if such activity were occurring;
e.g., Thorson and Reyff 2006; HDR, Inc.
2012; Lerma 2014; ABR 2016). Most
likely, individuals would simply move
away from the sound source and be
temporarily displaced from the areas of
pile driving and removal, although even
this reaction has been observed
primarily only in association with
impact pile driving, which Coast Guard
anticipates using for only 10 percent of
pile driving. If sound produced by
project activities is sufficiently
disturbing, animals are likely to simply
avoid the area while the activity is
occurring, particularly as the project is
expected to occur over just 15 in-water
pile driving days.
The project is also not expected to
have significant adverse effects on
affected marine mammals’ habitats. The
project activities would not modify
existing marine mammal habitat for a
significant amount of time. The
activities may cause some fish to leave
the area of disturbance, thus temporarily
impacting marine mammals’ foraging
opportunities in a limited portion of the
foraging range. Given the short duration
of the activities and the relatively small
area of the habitat that may be affected,
the impacts to marine mammal habitat,
including fish, are not expected to cause
significant or long-term negative
consequences.
There are two known harbor seal
haulouts close to the project site. The
first haulout site is directly across Port
Angeles Harbor from the USCG Air
Station, approximately 2.4 km away.
Seals swimming to and from this
haulout have the potential to experience
Level B harassment due to underwater
sound exposure during vibratory or
impact pile driving activities. However,
the project activities are not expected to
occur during any particularly sensitive
time (e.g., molting or pupping season),
and the project duration is short, with
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approximately 15 days of in-water work.
Given the availability of a second
haulout close by (3.5 km (2.17 mi) from
the project site on the opposite side of
Ediz Hook) which is not expected to be
exposed to noise from pile driving and
the short duration of the project, there
are no anticipated significant or longterm negative consequences to harbor
seals in the project area.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect any of
the species or stocks through effects on
annual rates of recruitment or survival:
• No serious injury or mortality is
anticipated or authorized;
• The anticipated incidents of Level B
harassment would consist of, at worst,
temporary modifications in behavior
that would not result in fitness impacts
to individuals;
• Take estimates were calculated
assuming that no activities would occur
on the same day. However, in reality,
vibratory and impact driving are likely
to occur on the same day, reducing the
overall impact to marine mammal
species;
• The area impacted by the specified
activity is very small relative to the
overall habitat ranges of all species;
• While impacts would occur within
areas that are important for feeding or
resting for multiple stocks, because of
the small footprint of the activity
relative to the area of these important
use areas, and the scope and nature of
the anticipated impacts of pile driving
exposure, we do not expect impacts to
the reproduction or survival of any
individuals.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted previously, only take of
small numbers of marine mammals may
be authorized under sections
101(a)(5)(A) and (D) of the MMPA for
specified activities other than military
readiness activities. The MMPA does
not define small numbers and so, in
practice, where estimated numbers are
available, NMFS compares the number
of individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
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19:19 Sep 06, 2023
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determination of whether an
authorization is limited to small
numbers of marine mammals. When the
predicted number of individuals to be
taken is fewer than one-third of the
species or stock abundance, the take is
considered to be of small numbers.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
The number of instances of take for
each species or stock proposed to be
taken as a result of this project is
included in Table 9. Our analysis shows
that less than one-third of the best
available population abundance
estimate of each stock could be taken by
harassment. The number of animals
proposed to be taken for all stocks
would be considered small relative to
the relevant stock’s abundances even if
each estimated taking occurred to a new
individual, which is an unlikely
scenario.
A lack of an accepted stock
abundance value for the Washington
Northern Inland Waters stock of harbor
seal did not allow for the calculation of
an expected percentage of the
population that would be affected. The
most relevant estimate of partial stock
abundance is 7,513 seals (CV = 11.5%)
(Jefferson et al. 2021). Given 210
proposed takes by Level B harassment
for the stock, comparison to the best
estimate of stock abundance shows, at
most, 2.8 percent of the stock would be
expected to be impacted.
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals would be
taken relative to the population size of
the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the ESA of 1973 (16
U.S.C. 1531 et seq.) requires that each
Federal agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
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61571
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species.
No incidental take of ESA-listed
species is proposed for authorization or
expected to result from this activity.
Therefore, NMFS has determined that
formal consultation under section 7 of
the ESA is not required for this action.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to the Coast Guard for
conducting Pier Maintenance and Bank
Stabilization at USCG Air Station Port
Angeles, in Port Angeles, Washington,
between November 15, 2023 and
November 14, 2024 provided the
previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated. A draft of the
proposed IHA can be found at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities.
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this notice of proposed
IHA for the proposed Pier Maintenance
and Bank Stabilization. We also request
comment on the potential renewal of
this proposed IHA as described in the
paragraph below. Please include with
your comments any supporting data or
literature citations to help inform
decisions on the request for this IHA or
a subsequent renewal IHA.
On a case-by-case basis, NMFS may
issue a one-time, one-year renewal IHA
following notice to the public providing
an additional 15 days for public
comments when (1) up to another year
of identical or nearly identical activities
as described in the Description of
Proposed Activity section of this notice
is planned or (2) the activities as
described in the Description of
Proposed Activity section of this notice
would not be completed by the time the
IHA expires and a renewal would allow
for completion of the activities beyond
that described in the Dates and Duration
section of this notice, provided all of the
following conditions are met:
• A request for renewal is received no
later than 60 days prior to the needed
renewal IHA effective date (recognizing
that the renewal IHA expiration date
cannot extend beyond one year from
expiration of the initial IHA); and
• The request for renewal must
include the following:
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(1) An explanation that the activities
to be conducted under the requested
renewal IHA are identical to the
activities analyzed under the initial
IHA, are a subset of the activities, or
include changes so minor (e.g.,
reduction in pile size) that the changes
do not affect the previous analyses,
mitigation and monitoring
requirements, or take estimates (with
the exception of reducing the type or
amount of take); and
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
Dated: September 1, 2023.
Kimberly Damon-Randall,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2023–19327 Filed 9–6–23; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XD321]
Fisheries of the Gulf of Mexico and
South Atlantic; Southeast Data,
Assessment, and Review (SEDAR);
Public Meeting
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of SEDAR 79 Post-Data
Workshop webinar for Gulf of Mexico
and South Atlantic Mutton Snapper.
AGENCY:
The SEDAR 79 assessment
process for Gulf of Mexico and South
Atlantic mutton snapper will consist of
a Data Workshop, and a series of
assessment webinars, and a Review
Workshop. See SUPPLEMENTARY
INFORMATION.
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SUMMARY:
The SEDAR 79 Post-Data
Workshop webinar will be held
September 25, 2023, from 1 p.m. to 3
p.m., Eastern Time. The established
times may be adjusted as necessary to
accommodate the timely completion of
DATES:
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19:19 Sep 06, 2023
Jkt 259001
discussion relevant to the assessment
process. Such adjustments may result in
the meeting being extended from or
completed prior to the time established
by this notice.
ADDRESSES:
Meeting address: The meeting will be
held via webinar. The webinar is open
to members of the public. Those
interested in participating should
contact Julie A. Neer at SEDAR (see FOR
FURTHER INFORMATION CONTACT below) to
request an invitation providing webinar
access information. Please request
webinar invitations at least 24 hours in
advance of each webinar.
SEDAR address: 4055 Faber Place
Drive, Suite 201, North Charleston, SC
29405.
Julie
A. Neer, SEDAR Coordinator; (843) 571–
4366; email: Julie.neer@safmc.net.
FOR FURTHER INFORMATION CONTACT:
The Gulf
of Mexico, South Atlantic, and
Caribbean Fishery Management
Councils, in conjunction with NOAA
Fisheries and the Atlantic and Gulf
States Marine Fisheries Commissions
have implemented the Southeast Data,
Assessment and Review (SEDAR)
process, a multi-step method for
determining the status of fish stocks in
the Southeast Region. SEDAR is a multistep process including: (1) Data
Workshop, (2) a series of assessment
webinars, and (3) a Review Workshop.
The product of the Data Workshop is a
report that compiles and evaluates
potential datasets and recommends
which datasets are appropriate for
assessment analyses. The assessment
webinars produce a report that describes
the fisheries, evaluates the status of the
stock, estimates biological benchmarks,
projects future population conditions,
and recommends research and
monitoring needs. The product of the
Review Workshop is an Assessment
Summary documenting panel opinions
regarding the strengths and weaknesses
of the stock assessment and input data.
Participants for SEDAR Workshops are
appointed by the Gulf of Mexico, South
Atlantic, and Caribbean Fishery
Management Councils and NOAA
Fisheries Southeast Regional Office,
HMS Management Division, and
Southeast Fisheries Science Center.
Participants include data collectors and
database managers; stock assessment
scientists, biologists, and researchers;
constituency representatives including
fishermen, environmentalists, and
NGO’s; International experts; and staff
of Councils, Commissions, and state and
federal agencies.
SUPPLEMENTARY INFORMATION:
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The items of discussion during the
Post-Data Workshop webinar are as
follows:
Panelists will review the data sets
being considered for the assessment.
Although non-emergency issues not
contained in this agenda may come
before this group for discussion, those
issues may not be the subject of formal
action during this meeting. Action will
be restricted to those issues specifically
identified in this notice and any issues
arising after publication of this notice
that require emergency action under
section 305(c) of the Magnuson-Stevens
Fishery Conservation and Management
Act, provided the public has been
notified of the intent to take final action
to address the emergency.
Special Accommodations
The meeting is physically accessible
to people with disabilities. Requests for
sign language interpretation or other
auxiliary aids should be directed to the
Council office (see ADDRESSES) at least 5
business days prior to each workshop.
Note: The times and sequence specified in
this agenda are subject to change.
Authority: 16 U.S.C. 1801 et seq.
Dated: September 1, 2023.
Rey Israel Marquez,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2023–19314 Filed 9–6–23; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XD336]
New England Fishery Management
Council; Public Meeting
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of public meeting.
AGENCY:
The New England Fishery
Management Council (Council, NEFMC)
will hold a four-day hybrid meeting
with both in-person and remote
participation to consider actions
affecting New England fisheries in the
exclusive economic zone (EEZ).
DATES: The meeting will be held on
Monday, September 25, 2023 through
Thursday, September 28, 2023. The
meetings will begin at 12 p.m. on
Monday, and 9 a.m. on Tuesday,
Wednesday, and Thursday.
ADDRESSES:
SUMMARY:
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Agencies
[Federal Register Volume 88, Number 172 (Thursday, September 7, 2023)]
[Notices]
[Pages 61549-61572]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-19327]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XD106]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Pier Maintenance and Bank
Stabilization at U.S. Coast Guard Air Station Port Angeles, Port
Angeles, Washington
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments on proposed authorization and possible renewal.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the U.S. Coast Guard (Coast
Guard or USCG) for authorization to take marine mammals incidental to
pier maintenance and bank stabilization construction activities at USCG
Air Station Port Angeles, Port Angeles, Washington. Pursuant to the
Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its
proposal to issue an incidental harassment authorization (IHA) to
incidentally take marine mammals during the specified activities. NMFS
is also requesting comments on a possible one-time, one-year renewal
that could be issued under certain circumstances and if all
requirements are met, as described in Request for Public Comments at
the end of this notice. NMFS will consider public comments prior to
making any final decision on the issuance of the requested MMPA
authorization and agency responses will be summarized in the final
notice of our decision.
DATES: Comments and information must be received no later than October
10, 2023.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources (OPR),
NMFS, and should be submitted via email to [email protected].
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments, including all attachments, must
not exceed a 25-megabyte file size. All comments received are a part of
the public record and will generally be posted online at
www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act without change. All personal identifying
information (e.g., name, address) voluntarily submitted by the
commenter may be publicly accessible. Do not submit confidential
business information or otherwise sensitive or protected information.
Electronic copies of the application and supporting documents, as well
as a list of the references cited in this document, may be obtained
online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In
case of problems accessing these documents, please call the contact
listed below.
FOR FURTHER INFORMATION CONTACT: Cara Hotchkin, OPR, NMFS, (301) 427-
8401.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of
[[Page 61550]]
marine mammals by U.S. citizens who engage in a specified activity
(other than commercial fishing) within a specified geographical region
if certain findings are made and either regulations are proposed or, if
the taking is limited to harassment, a notice of a proposed IHA is
provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of the species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of the takings are set forth. The definitions
of all applicable MMPA statutory terms cited above are included in the
relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an IHA)
with respect to potential impacts on the human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (IHAs with no anticipated serious injury or
mortality) of the Companion Manual for NOAA Administrative Order 216-
6A, which do not individually or cumulatively have the potential for
significant impacts on the quality of the human environment and for
which we have not identified any extraordinary circumstances that would
preclude this categorical exclusion. Accordingly, NMFS has
preliminarily determined that the issuance of the proposed IHA
qualifies to be categorically excluded from further NEPA review.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA request.
Summary of Request
On August 9, 2022, NMFS received a request from Coast Guard for an
IHA to take marine mammals incidental to construction during pier
maintenance activities at USCG Air Station Port Angeles in Port
Angeles, Washington. Following NMFS' review of the application, Coast
Guard submitted revised versions on May 11, 2023 and July 14, 2023. The
application was deemed adequate and complete on July 18, 2023. Coast
Guard's request is for take of five species of marine mammals by Level
B harassment only. Neither Coast Guard nor NMFS expect serious injury
or mortality to result from this activity and, therefore, an IHA is
appropriate.
Description of Proposed Activity
Overview
The Coast Guard proposes to conduct pier maintenance and bank
stabilization on a portion of the shoreline at USCG Air Station Port
Angeles in Port Angeles, Washington. The proposed work may result in
the incidental take of marine mammals by Level B harassment due to
exposure to underwater sound produced during impact and vibratory pile
driving.
The purpose of this project is to repair existing facilities and to
protect vital mission support infrastructure from continued tidal
action erosion and storm events. This project will repair up to 372
feet (ft) (113.4 meters (m)) of eroded riprap shoreline, replace 37
degraded timber piles with steel piles, repair up to 98 timber piles,
permanently remove 11 abandoned timber piles and 3 steel camel barrier
piles, and demolish 2 camels.
Dates and Duration
The proposed IHA would be effective from November 15, 2023 to
November 14, 2024. In-water work is expected to take approximately 15
days and will occur during daylight hours during the lowest possible
tide conditions. The U.S. Army Corps of Engineers has designated an in-
water work window between July 16 and February 15 to protect anadromous
fishes. Work on this project may occur between November 15, 2023 and
February 15, 2024 and from July 16, 2024 to November 14, 2024. In-water
pile driving work would occur during daylight hours only at the lowest
possible tide conditions.
Specific Geographic Region
This project is located at USCG Air Station Port Angeles, in Port
Angeles, Washington. USCG Air Station Port Angeles is located on the
south-facing side of Ediz Hook, a peninsula that extends into the
Strait of Juan de Fuca, encompassing approximately 8.73 square
kilometers (km\2\) (3.37 square miles (mi\2\)), opening to the east
(Figure 1).
[[Page 61551]]
[GRAPHIC] [TIFF OMITTED] TN07SE23.013
Detailed Description of the Specified Activity
The Coast Guard proposes to conduct construction activities related
to pier maintenance and bank stabilization to protect critical
infrastructure from tidal and storm erosion using methods including
impact and vibratory pile installation and vibratory pile extraction.
Activity details for the work under this proposed IHA are provided in
Table 1. Pile driving activities would be barge-based. Impact and
vibratory driving activities would occur on the same days. Simultaneous
use of multiple hammers would not occur, and is therefore not discussed
further in this notice. In-water pile driving work is expected to take
approximately 15 days to complete, and would occur during daylight
hours only, at the lowest possible tide conditions.
Pile removal will be by direct-pull or by vibratory extraction.
Vibratory extraction of timber piles may occur for up to 8 hours per
day, at an estimated rate of 16 piles per day (estimated 30 minutes
required to extract each timber or steel pile). Vibratory extraction of
timber piles is expected to take no more than seven days. Vibratory
extraction of steel piles is expected to take approximately two hours
over the course of two days.
Pile installation will be by vibratory driving until refusal is
encountered, with the potential for impact proofing of each installed
pile depending on substrate conditions. Vibratory installation is
expected to take approximately 30 minutes per pile, at an estimated
average rate of approximately 10 piles per day. Impact proofing of
installed steel piles could occur on the same day as vibratory
installation, and would involve approximately 100 strikes per pile and
a maximum of 5 piles per day.
Table 1--Pile Information
--------------------------------------------------------------------------------------------------------------------------------------------------------
Total Piles per Total
Pile type Install or extract Method piles day Hours or strikes per day days \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
12-inch (in) steel.................. Install.................. Vibratory................ 37 10 5 hours.................... 7
18-in steel......................... Extract.................. Vibratory................ 3 2 1 hour..................... 2
12-14-in timber..................... Extract.................. Vibratory................ 48 16 8 hours.................... 6
12-in steel......................... Install.................. Impact................... 37 5 100 strikes................ 8
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Approximately 14 days of in-water pile driving would be required for this project. Some activities would occur on the same day (i.e., vibratory and
impact installation of steel piles, vibratory extraction of steel and timber piles).
Other components of this project include both in-water and upland
activities, which are not expected to result in take of marine mammals.
Pile repair (i.e., power washing, jacketing, and anti-fouling coating),
deck repair and replacement, utility installation, and shoreline
stabilization (i.e., removal and replacement of riprap shoreline) are
therefore not discussed further in this document.
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see
[[Page 61552]]
Proposed Mitigation and Proposed Monitoring and Reporting).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history of the potentially affected species. NMFS
fully considered all of this information, and we refer the reader to
these descriptions, instead of reprinting the information. Additional
information regarding population trends and threats may be found in
NMFS' Stock Assessment Reports (SARs; www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more
general information about these species (e.g., physical and behavioral
descriptions) may be found on NMFS' website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for which take is expected and
proposed to be authorized for this activity, and summarizes information
related to the population or stock, including regulatory status under
the MMPA and Endangered Species Act (ESA) and potential biological
removal (PBR), where known. PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS'
SARs). While no serious injury or mortality is anticipated or proposed
to be authorized here, PBR and annual serious injury and mortality from
anthropogenic sources are included here as gross indicators of the
status of the species or stocks and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Pacific SARs. All values presented in Table 2 are the most
recent available at the time of publication (including from the final
2022 SARs) and are available online at: www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments.
Table 2--Species Likely Impacted by the Specified Activities \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/ MMPA status; Stock abundance (CV,
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/
\2\ abundance survey) \3\ SI \4\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Artiodactyla--Infraorder Cetacea--Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenopteridae (rorquals):
Humpback whale...................... Megaptera novaeangliae. Hawai[revaps]i......... -, -, N 11,278 (0.56, 7,265, 127 27.09
2020).
Mainland Mexico-CA/OR/ T, D, Y 3,477 (0.101, 3,185, 43 22
WA. 2022).
Central America/ E, D, Y 1,496 (0.171, 1,284, 5.2 14.9
Southern Mexico-CA/OR/ 2022).
WA.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
Killer whale........................ Orcinus orca........... Eastern North Pacific E, D, Y 74 (N/A, 74, 2021).... 0.13 >=0.4
Southern Resident.
West Coast Transient... -, -, N 349 (N/A, 349, 2018).. 3.5 0.4
Family Phocoenidae (porpoises):
Harbor porpoise..................... Phocoena phocoena...... Washington Inland -, -, N 11,233 (0.37, 8,308, 66 >=7.2
Waters. 2015).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
Steller sea lion.................... Eumetopias jubatus..... Eastern................ -, -, N 43,201 (N/A, 43,201, 2,592 112
2017).
California sea lion................. Zalophus californianus. U.S.................... -, -, N 257,606 (N/A, 233,515, 14,011 >321
2014).
Family Phocidae (earless seals):
Harbor seal......................... Phoca vitulina......... Washington Northern -, -, N UNK (UNK, UNK, 1999).. UND 9.8
Inland Waters.
Northern elephant seal.............. Mirounga angustirostris CA Breeding............ -, -, N 187,386 (N/A, 85,369, 5,122 13.7
2013).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy's Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
\2\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\3\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
stock abundance. In some cases, CV is not applicable.
\4\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, vessel strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A
CV associated with estimated mortality due to commercial fisheries is presented in some cases.
As indicated above, all 7 species (with 6 managed stocks) in Table
2 temporally and spatially co-occur with the activity to the degree
that take is reasonably likely to occur. While gray whales
(Eschrichtius robustus) and minke whales (Balaenoptera acutorostrata)
have been documented in the project area, the temporal and/or spatial
occurrence of these species is such that take is not expected to occur,
and they are not discussed further beyond the
[[Page 61553]]
explanation provided here. The project area (Port Angeles Harbor) is a
relatively small embayment along the coast of the Strait of Juan de
Fuca. While gray whales occasionally visit this area during their
seasonal migrations, and approximately a dozen identified individuals
are known to regularly return to Puget Sound (Calambokidis et al.,
2018). However, it would be unusual for one to enter the enclosed
harbor area. Minke whales have been reported in Washington inland
waters year-round, although few are reported in the winter (i.e.,
during the anticipated in-water work window for this project;
Calambokidis and Baird 1994). Given the limited timeframe of the
project and the low likelihood of a gray or minke whale approaching the
enclosed and highly-trafficked Port Angeles Harbor, no takes of these
species are proposed for authorization. Additionally, the Coast Guard
proposes to shut down pile driving work when any large whale for which
take is not authorized approaches the Level B harassment isopleth.
Humpback Whale
Humpback whales are found in coastal waters of Washington as they
migrate from feeding grounds in Alaska to California to winter breeding
grounds in Mexico. Humpbacks used to be considered rare visitors to
Puget Sound. In 1976 and 1978, two sightings were reported in Puget
Sound and one sighting was reported in 1986 (Osborne et al., 1988;
Calambokidis and Steiger 1990; Calambokidis and Baird 1994). Humpback
whale occurrence in Puget Sound has been steadily increasing since
2000, with some individuals remaining in the area through the winter
(Calambokidis et al., 2018). Between 1988 and 2015, 154 unique
individual humpback whales were identified within Washington-British
Columbia inside waters, with 500 or more sighting reports of humpback
whales in the Salish Sea in both 2014 and 2015 (Calambokidis et al.
2017).
The 2022 Alaska and Pacific SARs described a revised stock
structure for humpback whales which modifies the previous stocks
designated under the MMPA to align more closely with the ESA-designated
DPSs (Caretta et al., 2023; Young et al., 2023). Specifically, the
three previous North Pacific humpback whale stocks (Central and Western
North Pacific stocks and a CA/OR/WA stock) were replaced by five
stocks, largely corresponding with the ESA-designated DPSs. These
include Western North Pacific and Hawai[revaps]i stocks and a Central
America/Southern Mexico-CA/OR/WA stock (which corresponds with the
Central America DPS). The remaining two stocks, corresponding with the
Mexico DPS, are the Mainland Mexico-CA/OR/WA and Mexico-North Pacific
stocks (Caretta et al., 2023; Young et al., 2023). The former stock is
expected to occur along the west coast from California to southern
British Columbia, while the latter stock may occur across the Pacific,
from northern British Columbia through the Gulf of Alaska and Aleutian
Islands/Bering Sea region to Russia. The stocks that may occur in the
proposed project area are: Hawai[revaps]i, Mainland Mexico-CA/OR/WA,
and Central America/Southern Mexico-CA/OR/WA.
The Hawai[revaps]i stock consists of one demographically
independent population (DIP)--Hawai[revaps]i--Southeast Alaska/Northern
British Columbia DIP and one unit--Hawai[revaps]i--North Pacific unit,
which may or may not be composed of multiple DIPs (Wade et al., 2021).
The DIP and unit are managed as a single stock at this time, due to the
lack of data available to separately assess them and lack of compelling
conservation benefit to managing them separately (NMFS, 2023; NMFS,
2019; NMFS, 2022). The DIP is delineated based on two strong lines of
evidence: genetics and movement data (Wade et al., 2021). Whales in the
Hawai[revaps]i--Southeast Alaska/Northern British Columbia DIP winter
off Hawai[revaps]i and largely summer in Southeast Alaska and Northern
British Columbia (Wade et al., 2021). The group of whales that migrate
from Russia, western Alaska (Bering Sea and Aleutian Islands), and
central Alaska (Gulf of Alaska excluding Southeast Alaska) to
Hawai[revaps]i have been delineated as the Hawai[revaps]i-North Pacific
unit (Wade et al., 2021). There are a small number of whales that
migrate between Hawai[revaps]i and southern British Columbia/
Washington, but current data and analyses do not provide a clear
understanding of which unit these whales belong to (Wade et al., 2021)
(Caretta et al., 2023; Young et al., 2023).
The Mainland Mexico-CA/OR/WA stock consists of one DIP. Delineation
of the Mainland Mexico-California/Oregon/Washington DIP is based on two
strong lines of evidence indicating demographic independence: genetics
and movement data (Martien et al. 2021). Whales in this stock winter
off the mainland Mexico states of Nayarit and Jalisco, with some
animals seen as far south as Colima and Michoac[aacute]n. Summer
destinations for whales in the Mainland Mexico DPS include U.S. West
Coast waters of California, Oregon, Washington (including the Salish
Sea, Martien et al. 2021), Southern British Columbia, Alaska, and the
Bering Sea.
The Central America/Southern Mexico-CA/OR/WA stock consists of one
DIP, for which delineation is based on two strong lines of evidence
indicating demographic independence: genetics and movement data (Taylor
et al. 2021). Whales in this stock winter off the Pacific coast of
Nicaragua, Honduras, El Salvador, Guatemala, Panama, Costa Rica and
likely southern coastal Mexico (Taylor et al. 2021). Summer
destinations for whales in this DIP include the U.S. West Coast waters
of California, Oregon, and Washington (including the Salish Sea,
Calambokidis et al. 2017).
According to Wade et al. (2021), the probability that humpback
whales encountered in Washington and Southern British Columbia waters
belong to various DPSs are as follows: Hawai'i DPS, 69 percent; Mexico
DPS, 25 percent; and Central America DPS, 6 percent. We therefore
assume that the numbers of humpback whales taken incidental to the
Coast Guard's proposed activities would fall under the same relative
proportions. Critical habitat for Mexico and Central America DPS
humpback whales has been established on the outer coast of Washington
(86 FR 21082; April 21, 2021) but does not overlap the project area.
Humpback whales are most often spotted in the Port Angeles area
from May to June and from September to October, during their migration
(Patry, 2022). During a 2016-2017 U.S. Navy Department of the Navy
(U.S. Navy) Pier and Support Facilities for Transit Protection System
(TPS) project in Port Angeles (U.S. Navy TPS Port Angeles Project),
three ``possible'' whale sightings were recorded; however, species and
confirmation could not be obtained (Northwest Environmental Consulting,
LLC., 2018).
Killer Whale
There are three distinct ecotypes, or forms, of killer whales
recognized in the north Pacific Ocean: resident, transient, and
offshore. The three ecotypes differ morphologically, ecologically,
behaviorally, and genetically. Resident killer whales exclusively prey
upon fish, with a clear preference for salmon (Ford and Ellis 2006;
Hanson et al., 2010; Ford et al., 2016), while transient killer whales
exclusively prey upon marine mammals (Caretta et al., 2023). Less is
known about offshore killer whales, but they are believed to consume
primarily fish, including several species of shark (Dahlheim et al.,
2008). Currently, there are eight killer whale stocks recognized in the
U.S. Pacific Ocean (Carretta et al., 2023;
[[Page 61554]]
Young et al. 2023). Of those, individuals from the Southern Resident
stock and West Coast Transient stocks could occur in the Port Angeles
area and be taken incidental to the Coast Guard's proposed activities.
The Southern Resident killer whale (SRKW) population is comprised
of three pods, J, K, and L pods, which typically travel independently
of each other. The stock occurs for part of the year in the inland
waterways of the Salish Sea, including Puget Sound, the Strait of Juan
de Fuca, and the southern Strait of Georgia mostly during the spring,
summer, and fall. Their movement patterns appear related to the
seasonal availability of prey, especially Chinook salmon (Oncorhynchus
tshawytscha). They also move to coastal waters, primarily off
Washington and British Columbia, and have been observed as far as
central California and southeast Alaska (Caretta et al., 2023). During
the fall, SRKW, especially J pod, expand their movements into Puget
Sound (Hanson et al., 2021).
The SRKW DPS was listed as endangered under the ESA in 2005 after a
nearly 20 percent decline in abundance between 1996 and 2001 (70 FR
69903; November 18, 2005). As compared to stable or growing
populations, the DPS reflects lower fecundity and has demonstrated
little to no growth in recent decades, and in fact has declined further
since the date of listing (NMFS 2022b). The population abundance listed
in the final 2022 SARs is 74 individuals, from the July 1, 2021 annual
census conducted by the Center for Whale Research (Carretta et al.,
2023).
The West Coast Transient stock of killer whales occurs from
California through southeast Alaska (Young et al. 2023). The seasonal
movements of transients are largely unpredictable, although there is a
tendency to investigate harbor seal haulouts off Vancouver Island more
frequently during the pupping season in August and September (Baird
1994; Ford 2014). Transient killer whales have been observed in the
Strait of Juan de Fuca in all months and sightings in the Salish Sea
have increased since 2000 (Houghton et al., 2015).
A previous construction monitoring project in Port Angeles Harbor
documented no sightings of either SRKW or transient killer whales over
38 days of monitoring, though two ``possible'' whale sightings were
recorded (Northwest Environmental Consulting, LLC., 2018).
Harbor Porpoise
In the eastern North Pacific Ocean, harbor porpoise are found in
coastal and inland waters from Point Barrow, along the Alaskan coast,
and down the west coast of North America to Point Conception,
California (Gaskin 1984). Harbor porpoise are known to occur year-round
in the inland trans-boundary waters of Washington and British Columbia,
Canada (Osborne et al., 1988), and along the Oregon/Washington coast
(Barlow 1988, Barlow et al., 1988, Green et al., 1992). There was a
significant decline in harbor porpoise sightings within southern Puget
Sound between the 1940s and 1990s but sightings have increased
seasonally in the last 10 years (Carretta et al., 2023). Annual winter
aerial surveys conducted by the Washington Department of Fish and
Wildlife from 1995 to 2015 revealed an increasing trend in harbor
porpoise in Washington inland waters, including the return of harbor
porpoise to Puget Sound. The data suggest that harbor porpoise were
already present in Juan de Fuca, Georgia Straits, and the San Juan
Islands from the mid-1990s to mid-2000s, and then expanded into Puget
Sound and Hood Canal from the mid-2000s to 2015, areas they had used
historically but abandoned. Changes in fishery-related entanglement was
suspected as the cause of their previous decline and more recent
recovery, including a return to Puget Sound (Evenson et al., 2016).
Seasonal surveys conducted in spring, summer, and fall 2013-2015 in
Puget Sound and Hood Canal documented substantial numbers of harbor
porpoise in Puget Sound. Observed porpoise numbers were twice as high
in spring as in fall or summer, indicating a seasonal shift in
distribution of harbor porpoise (Smultea 2015). The reasons for the
seasonal shift and for the increase in sightings is unknown. Monitoring
from a previous construction project in Port Angeles Harbor sighted six
harbor porpoise over 38 days of monitoring (Northwest Environmental
Consulting, LLC., 2018).
Steller Sea Lion
Steller sea lions range along the North Pacific Rim from northern
Japan to California (Loughlin et al., 1984). There are two separate
stocks of Steller sea lions, the eastern U.S. stock, which occurs east
of Cape Suckling, Alaska (144[deg] W), and the western U.S. stock,
which occurs west of that point. Only the western stock of Steller sea
lions, which is designated as the western DPS of Steller sea lions, is
listed as endangered under the ESA (78 FR 66139; November 4, 2013).
Unlike the western U.S. stock of Steller sea lions, there has been a
sustained and robust increase in abundance of the eastern U.S. stock
throughout its breeding range. The eastern stock of Steller sea lions
has historically bred on rookeries located in Southeast Alaska, British
Columbia, Oregon, and California. However, within the last several
years a new rookery has become established on the outer Washington
coast (at the Carroll Island and Sea Lion Rock complex), with more than
100 pups born there in 2015 (Young et al., 2023).
Steller sea lions use haulout locations in Puget Sound, and may
occur at the same haulouts as California sea lions. The closest known
haulout for Steller sea lions is approximately 15 mi (24.14 km) away
from Port Angeles on the Canadian side of the Strait of Juan de Fuca
(Jefferies et al. 2000, Edgell & Demarchi, 2012). Thus, although
Steller sea lions may occasionally use the waters around Port Angeles
to pursue local prey, their presence in Port Angeles harbor is likely
limited due to the long transit involved in returning to their haulout
site. Observers reported sightings of two Steller sea lions during pile
driving activities associated with the Navy TPS Port Angeles Project in
2016-2017 over 38 days of monitoring (Northwest Environmental
Consulting, LLC., 2018).
California Sea Lion
The California sea lion is the most frequently sighted pinniped
found in Washington waters and uses haulout sites along the outer
coast, Strait of Juan de Fuca, and in Puget Sound. Haulout sites are
located on jetties, offshore rocks and islands, log booms, marina
docks, and navigation buoys. This species also may be frequently seen
resting in the water, rafted together in groups in Puget Sound. Only
male California sea lions migrate into Pacific Northwest waters, with
females remaining in waters near their breeding rookeries off the coast
of California and Mexico. The California sea lion was considered rare
in Washington waters prior to the 1950s, but prevalence has increased
regularly since the passing of the MMPA. In the 1990s, Jeffries et al.
(2000) documented peak numbers of 3,000 to 5,000 animals moving into
the Salish Sea during the fall and remaining until late spring, when
most returned to breeding rookeries in California and Mexico (Jeffries
et al., 2000). More recent research has indicated that California sea
lions continue to use the Salish Sea and Strait of Juan de Fuca
regularly, with a mean estimated abundance of 2,489 (95% confidence
[[Page 61555]]
interval of 253--24,491) animals in these regions in the spring
(Jefferson et al. 2023), and up to 836 individuals counted during the
month of October at a nearby Canadian haulout (Edgell & Demarchi,
2012). Additionally, satellite tagging data has tracked individual
animals tagged at U.S. Navy facilities in southern Puget Sound passing
close to remaining near Port Angeles Harbor for multiple days in 2015
and 2016 (DeLong et al. 2017).
California sea lions are often observed in the area of potential
effects and are known to be comfortable and seemingly curious around
human activities. They regularly haul out on structures such as buoys,
floats, and docks. In Port Angeles Harbor there are no known California
sea lion haulouts; the nearest known haulout is across the Strait of
Juan de Fuca at Race Rocks in British Columbia, Canada, approximately
19.5 km (12.1 mi) from the proposed project site (Edgell & Demarchi,
2012). The nearest known haulout in U.S. waters is at Sombio Point,
which is approximately 45 mi (72.4 km) from Port Angeles (Jefferies et
al. 2000). As a result, their use of Port Angeles Harbor is likely to
be limited. However, occasional foraging forays may bring them into the
area as surveys at Navy facilities indicate a few individuals are
present in the area through mid-June to July with some arrivals in
August (U.S. Navy 2019). Observers reported sightings of 21 California
sea lions during pile driving activities associated with the Navy TPS
Port Angeles Project in 2016 and 2017 (Northwest Environmental
Consulting, LLC 2018).
Harbor Seal
Harbor seals inhabit coastal and estuarine waters off Baja
California, north along the western coasts of the continental United
States, British Columbia, and Southeast Alaska, west through the Gulf
of Alaska and Aleutian Islands, and in the Bering Sea north to Cape
Newenham and the Pribilof Islands (Carretta et al., 2023). They haul
out on rocks, reefs, beaches, and drifting glacial ice and feed in
marine, estuarine, and occasionally fresh waters. Harbor seals
generally are non-migratory, with local movements associated with such
factors as tides, weather, season, food availability, and reproduction
(Scheffer and Slipp 1944; Fisher 1952; Bigg 1969, 1981). Within U.S.
west coast waters, five stocks of harbor seals are recognized: (1)
Southern Puget Sound (south of the Tacoma Narrows Bridge); (2)
Washington Northern Inland Waters (including Puget Sound north of the
Tacoma Narrows Bridge, the San Juan Islands, and the Strait of Juan de
Fuca); (3) Hood Canal; (4) Oregon/Washington Coast; and (5) California.
Harbor seals in the project areas would be from the Washington Northern
Inland Waters stock.
Harbor seals are the only pinniped species that occurs year-round
and breeds in Washington waters (Jeffries et al., 2000). Pupping
seasons vary by geographic region, with pups born in coastal estuaries
(Columbia River, Willapa Bay, and Grays Harbor) from mid-April through
June; Olympic Peninsula coast from May through July; San Juan Islands
and eastern bays of Puget Sound from June through August; southern
Puget Sound from mid-July through September; and Hood Canal from August
through January (Jeffries et al., 2000). Harbor seals have haulouts
throughout Puget Sound and the Strait of Juan de Fuca and some of their
haulouts are in close proximity to Air Station Port Angeles. They haul
out year-round on log booms and beach areas. Known haulout locations
are indicated in Figure 2 of the IHA Application. One is approximately
11,572 ft (3,527 m) west and the other is approximately 7,877 ft (2,401
m) south of the project area. Haulout locations may change, and harbor
seals may also use other undocumented haulout sites within or around
Port Angeles harbor.
Harbor seals are commonly sighted in and are expected to forage
within Port Angeles Harbor year round. Observers reported sightings of
1,009 harbor seals during 38 days of pile driving associated with the
Navy TPS Port Angeles Project in 2016-2017 (Northwest Environmental
Consulting, LLC., 2018).
Northern Elephant Seal
Northern elephant seals breed and give birth in California (U.S.)
and Baja California (Mexico), primarily on offshore islands (Stewart et
al. 1994), from December to March. Males migrate to the Gulf of Alaska
and western Aleutian Islands along the continental shelf to feed on
benthic prey, while females migrate to pelagic areas in the Gulf of
Alaska and the central North Pacific Ocean to feed on pelagic prey (Le
Boeuf et al., 2000). Adults return to land between March and August to
molt, with males returning later than females. Adults return to their
feeding areas again between their spring/summer molting and their
winter breeding seasons (Carretta et al., 2023).
Seasonal abundance estimates for northern elephant seals in the
inland waters of Washington (Strait of Juan de Fuca) range from 3
animals in winter to 12 animals in fall (U.S. Navy 2019). Haulouts for
Northern elephant seals are located on offshore islands or islands and
spits in the Strait of Juan de Fuca (Jefferies et al. 2000). Observers
reported no sightings of northern elephant seals during pile driving
activities associated with the Navy TPS Port Angeles Project in 2016
through 2017 (Northwest Environmental Consulting, LLC., 2018).
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Not all marine mammal species have equal
hearing capabilities (e.g., Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine mammals be divided into hearing
groups based on directly measured (behavioral or auditory evoked
potential techniques) or estimated hearing ranges (behavioral response
data, anatomical modeling, etc.). Note that no direct measurements of
hearing ability have been successfully completed for mysticetes (i.e.,
low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65
decibel (dB) threshold from the normalized composite audiograms, with
the exception for lower limits for low-frequency cetaceans where the
lower bound was deemed to be biologically implausible and the lower
bound from Southall et al. (2007) retained. Marine mammal hearing
groups and their associated hearing ranges are provided in Table 3.
[[Page 61556]]
Table 3--Marine Mammal Hearing Groups
[NMFS, 2018]
------------------------------------------------------------------------
Hearing group Generalized hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen 7 Hz to 35 kHz.
whales).
Mid-frequency (MF) cetaceans 150 Hz to 160 kHz.
(dolphins, toothed whales, beaked
whales, bottlenose whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz.
porpoises, Kogia, river dolphins,
Cephalorhynchid, Lagenorhynchus
cruciger & L. australis).
Phocid pinnipeds (PW) (underwater) 50 Hz to 86 kHz.
(true seals).
Otariid pinnipeds (OW) (underwater) 60 Hz to 39 kHz.
(sea lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth et al.,
2013). This division between phocid and otariid pinnipeds is now
reflected in the updated hearing groups proposed in Southall et al.
(2019).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section provides a discussion of the ways in which components
of the specified activity may impact marine mammals and their habitat.
The Estimated Take of Marine Mammals section later in this document
includes a quantitative analysis of the number of individuals that are
expected to be taken by this activity. The Negligible Impact Analysis
and Determination section considers the content of this section, the
Estimated Take of Marine Mammals section, and the Proposed Mitigation
section, to draw conclusions regarding the likely impacts of these
activities on the reproductive success or survivorship of individuals
and whether those impacts are reasonably expected to, or reasonably
likely to, adversely affect the species or stock through effects on
annual rates of recruitment or survival.
Acoustic effects on marine mammals during the specified activity
are expected to potentially occur from impact and vibratory pile
installation and removal. The effects of underwater noise from Coast
Guard's proposed activities have the potential to result in Level B
harassment of marine mammals in Port Angeles Harbor.
Background on Sound
This section contains a brief technical background on sound, on the
characteristics of certain sound types, and on metrics used relevant to
the specified activity and to a discussion of the potential effects of
the specified activity on marine mammals found later in this document.
For general information on sound and its interaction with the marine
environment, please see, Erbe and Thomas (2022); Au and Hastings
(2008); Richardson et al. (1995); Urick (1983); as well as the
Discovery of Sound in the Sea (DOSITS) website at https://dosits.org/.
Sound is a vibration that travels as an acoustic wave through a
medium such as a gas, liquid or solid. Sound waves alternately compress
and decompress the medium as the wave travels. In water, sound waves
radiate in a manner similar to ripples on the surface of a pond and may
be either directed in a beam (narrow beam or directional sources) or
sound may radiate in all directions (omnidirectional sources), as is
the case for sound produced by the construction activities considered
here. The compressions and decompressions associated with sound waves
are detected as changes in pressure by marine mammals and human-made
sound receptors such as hydrophones.
Sound travels more efficiently in water than almost any other form
of energy, making the use of sound as a primary sensory modality ideal
for inhabitants of the aquatic environment. In seawater, sound travels
at roughly 1,500 meters per second (m/s). In air, sound waves travel
much more slowly, at about 340 m/s. However, the speed of sound in
water can vary by a small amount based on characteristics of the
transmission medium such as temperature and salinity.
The basic characteristics of a sound wave are frequency,
wavelength, velocity, and amplitude. Frequency is the number of
pressure waves that pass by a reference point per unit of time and is
measured in hertz (Hz) or cycles per second. Wavelength is the distance
between two peaks or corresponding points of a sound wave (length of
one cycle). Higher frequency sounds have shorter wavelengths than lower
frequency sounds, and typically attenuate (decrease) more rapidly with
distance, except in certain cases in shallower water. The amplitude of
a sound pressure wave is related to the subjective ``loudness'' of a
sound and is typically expressed in dB, which are a relative unit of
measurement that is used to express the ratio of one value of a power
or pressure to another. A sound pressure level (SPL) in dB is described
as the ratio between a measured pressure and a reference pressure, and
is a logarithmic unit that accounts for large variations in amplitude;
therefore, a relatively small change in dB corresponds to large changes
in sound pressure. For example, a 10-dB increase is a ten-fold increase
in acoustic power. A 20-dB increase is then a 100-fold increase in
power and a 30-dB increase is a 1,000-fold increase in power. However,
a 10-fold increase in acoustic power does not mean that the sound is
perceived as being 10 times louder. The dB is a relative unit comparing
two pressures; therefore, a reference pressure must always be
indicated. For underwater sound, this is 1 microPascal ([mu]Pa). For
in-air sound, the reference pressure is 20 microPascal ([mu]Pa). The
amplitude of a sound can be presented in various ways; however, NMFS
typically considers three metrics: sound exposure level (SEL), root-
mean-square (RMS) SPL, and peak SPL (defined below). The source level
represents the SPL referenced at a standard distance from the source
(Richardson et al., 1995; American National Standards Institute (ANSI),
2013)(typically 1 m) (Richardson et al., 1995; American National
Standards Institute (ANSI), 2013), while the received level is the SPL
at the receiver's position. For pile
[[Page 61557]]
driving activities, the SPL is typically referenced at 10 m.
SEL (represented as dB referenced to 1 micropascal squared second
(re 1 [mu]Pa\2\-s)) represents the total energy in a stated frequency
band over a stated time interval or event, and considers both intensity
and duration of exposure. The per-pulse SEL (e.g., single strike or
single shot SEL) is calculated over the time window containing the
entire pulse (i.e., 100 percent of the acoustic energy). SEL can also
be a cumulative metric; it can be accumulated over a single pulse (for
pile driving this is the same as single-strike SEL, above;
SELss), or calculated over periods containing multiple
pulses (SELcum). Cumulative SEL (SELcum)
represents the total energy accumulated by a receiver over a defined
time window or during an event. The SEL metric is useful because it
allows sound exposures of different durations to be related to one
another in terms of total acoustic energy. The duration of a sound
event and the number of pulses, however, should be specified as there
is no accepted standard duration over which the summation of energy is
measured.
RMS SPL is equal to ten times the logarithm (base 10) of the ratio
of the mean-square sound pressure to the specified reference value, and
given in units of dB (International Organization for Standardization
(ISO), 2017). RMS is calculated by squaring all of the sound
amplitudes, averaging the squares, and then taking the square root of
the average (Urick, 1983). RMS accounts for both positive and negative
values; squaring the pressures makes all values positive so that they
may be accounted for in the summation of pressure levels (Hastings and
Popper, 2005). This measurement is often used in the context of
discussing behavioral effects, in part because behavioral effects,
which often result from auditory cues, may be better expressed through
averaged units than by peak SPL. For impulsive sounds, RMS is
calculated by the portion of the waveform containing 90 percent of the
sound energy from the impulsive event (Madsen, 2005).
Peak SPL (also referred to as zero-to-peak sound pressure or 0-pk)
is the maximum instantaneous sound pressure measurable in the water,
which can arise from a positive or negative sound pressure, during a
specified time, for a specific frequency range at a specified distance
from the source, and is represented in the same units as the RMS sound
pressure (ISO, 2017). Along with SEL, this metric is used in evaluating
the potential for permanent threshold shift (PTS) and temporary
threshold shift (TTS) associated with impulsive sound sources.
Sounds may be either impulsive or non-impulsive (defined below).
The distinction between these two sound types is important because they
have differing potential to cause physical effects, particularly with
regard to noise-induced hearing loss (e.g., Ward, 1997 in Southall et
al., 2007). Please see NMFS (2018) and Southall et al. (2007; 2019) for
an in-depth discussion of these concepts.
Impulsive sound sources (e.g., explosions, gunshots, sonic booms,
seismic airgun shots, impact pile driving) produce signals that are
brief (typically considered to be less than one second), broadband,
atonal transients (ANSI, 1986; NIOSH, 1998; ANSI, 2005) and occur
either as isolated events or are repeated in some succession. Impulsive
sounds are all characterized by a relatively rapid rise from ambient
pressure to a maximal pressure value followed by a rapid decay period
that may include a period of diminishing, oscillating maximal and
minimal pressures, and generally have an increased capacity to induce
physical injury as compared with sounds that lack these features.
Impulsive sounds are intermittent in nature. The duration of such
sounds, as received at a distance, can be greatly extended in a highly
reverberant environment.
Non-impulsive sounds can be tonal, narrowband, or broadband, brief
or prolonged, and may be either continuous or non-continuous (ANSI,
1995; NIOSH, 1998). Some of these non-impulsive sounds can be transient
signals of short duration but without the essential properties of
impulses (e.g., rapid rise time). Examples of non-impulsive sounds
include those produced by vessels, aircraft, machinery operations such
as drilling (including DTH systems) or dredging, vibratory pile
driving, and active sonar systems.
Even in the absence of sound from the specified activity, the
underwater environment is characterized by sounds from both natural and
anthropogenic sound sources. Ambient sound is defined as a composite of
naturally-occurring (i.e., non-anthropogenic) sound from many sources
both near and far (ANSI, 1995). Background sound is similar, but
includes all sounds, including anthropogenic sounds, minus the sound
produced by the proposed (NMFS, 2012; 2016). The sound level of a
region is defined by the total acoustical energy being generated by
known and unknown sources. These sources may include physical (e.g.,
wind and waves, earthquakes, ice, atmospheric sound), biological (e.g.,
sounds produced by marine mammals, fish, and invertebrates), and
anthropogenic (e.g., vessels, dredging, construction) sound. A number
of sources contribute to background and ambient sound, including wind
and waves, which are a main source of naturally occurring ambient sound
for frequencies between 200 Hz and 50 kilohertz (kHz) (Mitson, 1995).
In general, background and ambient sound levels tend to increase with
increasing wind speed and wave height. Precipitation can become an
important component of total sound at frequencies above 500 Hz, and
possibly down to 100 Hz during quiet times. Marine mammals can
contribute significantly to background and ambient sound levels, as can
some fish and snapping shrimp. The frequency band for biological
contributions is from approximately 12 Hz to over 100 kHz. Sources of
background sound related to human activity include transportation
(surface vessels), dredging and construction, oil and gas drilling and
production, geophysical surveys, sonar, and explosions. Vessel noise
typically dominates the total background sound for frequencies between
20 and 300 Hz. In general, the frequencies of many anthropogenic
sounds, particularly those produced by construction activities, are
below 1 kHz (Richardson et al., 1995). When sounds at frequencies
greater than 1 kHz are produced, they generally attenuate relatively
rapidly (Richardson et al., 1995), particularly above 20 kHz due to
propagation losses and absorption (Urick, 1983).
Transmission loss (TL) defines the degree to which underwater sound
has spread in space and lost energy after having moved through the
environment and reached a receiver. It is defined by the ISO as the
reduction in a specified level between two specified points that are
within an underwater acoustic field (ISO, 2017). Careful consideration
of transmission loss and appropriate propagation modeling is a crucial
step in determining the impacts of underwater sound, as it helps to
define the ranges (isopleths) to which impacts are expected and depends
significantly on local environmental parameters such as seabed type,
water depth (bathymetry), and the local speed of sound. Geometric
spreading laws are powerful tools which provide a simple means of
estimating TL, based on the shape of the sound wave front in the water
column. For a sound source that is equally loud in all directions and
in deep water, the sound field takes the form of a sphere, as the sound
extends
[[Page 61558]]
in every direction uniformly. In this case, the intensity of the sound
is spread across the surface of the sphere, and thus we can relate
intensity loss to the square of the range (as area = 4*pi*r\2\). When
expressed logarithmically in dB as TL, we find that TL =
20*Log10(range), this situation is known as spherical
spreading. In shallow water, the sea surface and seafloor will bound
the shape of the sound, leading to a more cylindrical shape, as the top
and bottom of the sphere is truncated by the largely reflective
boundaries. This situation is termed cylindrical spreading, and is
given by TL = 10*Log10(range) (Urick, 1983). An intermediate
scenario may be defined by the equation TL =
15*Log10(range), and is referred to as practical spreading.
Though these geometric spreading laws do not capture many often
important details (scattering, absorption, etc.), they offer a
reasonable and simple approximation of how sound decreases in intensity
as it is transmitted. In the absence of measured data indicating the
level of transmission loss at a given site for a specific activity,
NMFS recommends practical spreading (i.e., 15*Log10(range))
to model acoustic propagation for construction activities in most
nearshore environments.
The sum of the various natural and anthropogenic sound sources at
any given location and time depends not only on the source levels, but
also on the propagation of sound through the environment. Sound
propagation is dependent on the spatially and temporally varying
properties of the water column and sea floor, and is frequency-
dependent. As a result of the dependence on a large number of varying
factors, background and ambient sound levels can be expected to vary
widely over both coarse and fine spatial and temporal scales. Sound
levels at a given frequency and location can vary by 10-20 dB from day
to day (Richardson et al., 1995). The result is that, depending on the
source type and its intensity, sound from the specified activity may be
a negligible addition to the local environment or could form a
distinctive signal that may affect marine mammals.
USCG Air Station Port Angeles is located at the end of Ediz Hook,
close to the entrance to Port Angeles Harbor, a relatively active and
industrialized deepwater port with high levels of commercial and
recreational vessel traffic. The Port of Port Angeles is the first
full-service port available to ships entering the Strait of Juan de
Fuca from the Pacific Ocean. It includes three deepwater marine
terminals used for commercial shipping, as well as ferry terminals and
recreational boat launches. Within the larger harbor area, pilot boat
services, yacht clubs, and a naval facility also contribute to
background noise. Although no ambient noise recordings are available
from Port Angeles Harbor, it is reasonable to assume that background
noise conditions are similar to other industrialized ports with daily
operations of many sizes of vessels. Vessel traffic contributes
significant amounts of noise to the marine environment throughout the
Salish Sea, with most sound coming from commercial vessels (Burnham et
al. 2021).
Description of Sound Sources for the Specified Activities
In-water construction activities associated with the project would
include impact pile installation and vibratory pile installation and
removal. Impact hammers operate by repeatedly dropping and/or pushing a
heavy piston onto a pile to drive the pile into the substrate. Sound
generated by impact hammers is impulsive, characterized by rapid rise
times and high peak levels, a potentially injurious combination
(Hastings and Popper, 2005). Vibratory hammers install piles by
vibrating them and allowing the weight of the hammer to push them into
the sediment. Vibratory hammers typically produce less sound (i.e.,
lower levels) than impact hammers. Peak SPLs may be 180 dB or greater,
but are generally 10 to 20 dB lower than SPLs generated during impact
pile driving of the same-sized pile (Oestman et al., 2009; CALTRANS,
2015; 2020). Sounds produced by vibratory hammers are non-impulsive;
the rise time is slower, reducing the probability and severity of
injury, and the sound energy is distributed over a greater amount of
time (Nedwell and Edwards, 2002; Carlson et al., 2005).
The likely or possible impacts of the Coast Guard's proposed
activities on marine mammals could involve both non-acoustic and
acoustic stressors. Potential non-acoustic stressors could result from
the physical presence of the equipment and personnel; however, given
that the closest pinniped haulout is approximately 2.5 mi or km from
the site and located within the generalized area of a highly
industrialized port area, the animals are likely to have habituated to
the sight of construction personnel and activities. Therefore, visual
and other non-acoustic stressors would be limited, and any impacts to
marine mammals are expected to primarily be acoustic in nature.
Acoustic Impacts
The introduction of anthropogenic noise into the aquatic
environment from pile driving or drilling is the primary means by which
marine mammals may be harassed from the Coast Guard's specified
activity. In general, animals exposed to natural or anthropogenic sound
may experience physical and psychological effects, ranging in magnitude
from none to severe (Southall et al., 2007; 2019). Exposure to pile
driving noise has the potential to result in auditory threshold shifts
and behavioral reactions (e.g., avoidance, temporary cessation of
foraging and vocalizing, changes in dive behavior). Exposure to
anthropogenic noise can also lead to non-observable physiological
responses, such an increase in stress hormones. Additional noise in a
marine mammal's habitat can mask acoustic cues used by marine mammals
to carry out daily functions, such as communication and predator and
prey detection. The effects of pile driving noise on marine mammals are
dependent on several factors, including, but not limited to, sound type
(e.g., impulsive vs. non-impulsive), the species, age and sex class
(e.g., adult male vs. mom with calf), duration of exposure, the
distance between the pile and the animal, received levels, behavior at
time of exposure, and previous history with exposure (Wartzok et al.,
2004; Southall et al., 2007). Here we discuss physical auditory effects
(threshold shifts) followed by behavioral effects and potential impacts
on habitat.
NMFS defines a noise-induced threshold shift (TS) as a change,
usually an increase, in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS, 2018). The amount of
threshold shift is customarily expressed in dB. A TS can be permanent
or temporary. As described in NMFS, 2018, there are numerous factors to
consider when examining the consequence of TS, including, but not
limited to, the signal temporal pattern (e.g., impulsive or non-
impulsive), likelihood an individual would be exposed for a long enough
duration or to a high enough level to induce a TS, the magnitude of the
TS, time to recovery (seconds to minutes or hours to days), the
frequency range of the exposure (i.e., spectral content), the hearing
frequency range of the exposed species relative to the signal's
frequency spectrum (i.e., how animal uses sound within the frequency
band of the signal; e.g., Kastelein et al. (2014)), and the
[[Page 61559]]
overlap between the animal and the source (e.g., spatial, temporal, and
spectral). When considering auditory effects for the Coast Guard's
proposed activities, vibratory pile driving is considered a non-
impulsive source, while impact pile driving is treated as an impulsive
source.
Permanent Threshold Shift (PTS)--NMFS defines PTS as a permanent,
irreversible increase in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS, 2018). PTS does not
generally affect more than a limited frequency range, and an animal
that has incurred PTS has incurred some level of hearing loss at the
relevant frequencies; typically animals with PTS are not functionally
deaf (Au and Hastings, 2008; Finneran, 2016). Available data from
humans and other terrestrial mammals indicate that a 40 dB threshold
shift approximates PTS onset (see Ward et al. (1958; 1959); Ward, 1960;
Kryter et al., 1966; Miller, 1974; Ahroon et al., 1996; Henderson et
al., 2008). PTS levels for marine mammals are estimates, as with the
exception of a single study unintentionally inducing PTS in a harbor
seal (Kastak et al., 2008), there are no empirical data measuring PTS
in marine mammals largely due to the fact that, for various ethical
reasons, experiments involving anthropogenic noise exposure at levels
inducing PTS are not typically pursued or authorized (NMFS, 2018).
Temporary Threshold Shift (TTS)--A temporary, reversible increase
in the threshold of audibility at a specified frequency or portion of
an individual's hearing range above a previously established reference
level (NMFS, 2018). Based on data from marine mammal TTS measurements
(see Southall et al. (2007; 2019)), a TTS of 6 dB is considered the
minimum threshold shift clearly larger than any day-to-day or session-
to-session variation in a subject's normal hearing ability (Finneran et
al., 2000; Schlundt et al., 2000; Finneran et al., 2002). As described
in Finneran (2015), marine mammal studies have shown the amount of TTS
increases with SELcum in an accelerating fashion: at low exposures with
lower SELcum, the amount of TTS is typically small and the growth
curves have shallow slopes. At exposures with higher SELcum, the growth
curves become steeper and approach linear relationships with the noise
SEL.
Depending on the degree (elevation of threshold in dB), duration
(i.e., recovery time), and frequency range of TTS, and the context in
which it is experienced, TTS can have effects on marine mammals ranging
from discountable to serious (similar to those discussed in auditory
masking, below). For example, a marine mammal may be able to readily
compensate for a brief, relatively small amount of TTS in a non-
critical frequency range that takes place during a time when the animal
is traveling through the open ocean, where ambient noise is lower and
there are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during time when
communication is critical for successful mother/calf interactions could
have more serious impacts. We note that reduced hearing sensitivity as
a simple function of aging has been observed in marine mammals, as well
as humans and other taxa (Southall et al., 2007), so we can infer that
strategies exist for coping with this condition to some degree, though
likely not without cost.
Many studies have examined noise-induced hearing loss in marine
mammals (see Finneran (2015) and Southall et al. (2019) for summaries).
TTS is the mildest form of hearing impairment that can occur during
exposure to sound (Kryter, 2013). While experiencing TTS, the hearing
threshold rises, and a sound must be at a higher level in order to be
heard. In terrestrial and marine mammals, TTS can last from minutes or
hours to days (in cases of strong TTS). In many cases, hearing
sensitivity recovers rapidly after exposure to the sound ends. For
cetaceans, published data on the onset of TTS are limited to captive
bottlenose dolphin (Tursiops truncatus), beluga whale (Delphinapterus
leucas), harbor porpoise, and Yangtze finless porpoise (Neophocoena
asiaeorientalis) (Southall et al., 2019). For pinnipeds in water,
measurements of TTS are limited to harbor seals, elephant seals,
bearded seals (Erignathus barbatus) and California sea lions (Kastak et
al., 1999; 2007; Kastelein et al., 2019b; 2019c; Reichmuth et al.,
2019; Sills et al., 2020; Kastelein et al., 2021; 2022a; 2022b). TTS
was not observed in spotted (Phoca largha) and ringed (Pusa hispida)
seals exposed to single airgun impulse sounds at levels matching
previous predictions of TTS onset (Reichmuth et al., 2016). These
studies examine hearing thresholds measured in marine mammals before
and after exposure to intense or long-duration sound exposures. The
difference between the pre-exposure and post-exposure thresholds can be
used to determine the amount of threshold shift at various post-
exposure times.
The amount and onset of TTS depends on the exposure frequency.
Sounds at low frequencies, well below the region of best sensitivity
for a species or hearing group, are less hazardous than those at higher
frequencies, near the region of best sensitivity (Finneran and
Schlundt, 2013). At low frequencies, onset-TTS exposure levels are
higher compared to those in the region of best sensitivity (i.e., a low
frequency noise would need to be louder to cause TTS onset when TTS
exposure level is higher), as shown for harbor porpoises and harbor
seals (Kastelein et al., 2019a; 2019c). Note that in general, harbor
seals and harbor porpoises have a lower TTS onset than other measured
pinniped or cetacean species (Finneran, 2015). In addition, TTS can
accumulate across multiple exposures, but the resulting TTS will be
less than the TTS from a single, continuous exposure with the same SEL
(Mooney et al., 2009; Finneran et al., 2010; Kastelein et al., 2014;
2015). This means that TTS predictions based on the total, cumulative
SEL will overestimate the amount of TTS from intermittent exposures,
such as sonars and impulsive sources. Nachtigall et al. (2018) describe
measurements of hearing sensitivity of multiple odontocete species
(bottlenose dolphin, harbor porpoise, beluga, and false killer whale
(Pseudorca crassidens)) when a relatively loud sound was preceded by a
warning sound. These captive animals were shown to reduce hearing
sensitivity when warned of an impending intense sound. Based on these
experimental observations of captive animals, the authors suggest that
wild animals may dampen their hearing during prolonged exposures or if
conditioned to anticipate intense sounds. Another study showed that
echolocating animals (including odontocetes) might have anatomical
specializations that might allow for conditioned hearing reduction and
filtering of low-frequency ambient noise, including increased stiffness
and control of middle ear structures and placement of inner ear
structures (Ketten et al., 2021). Data available on noise-induced
hearing loss for mysticetes are currently lacking (NMFS, 2018).
Additionally, the existing marine mammal TTS data come from a limited
number of individuals within these species.
Relationships between TTS and PTS thresholds have not been studied
in marine mammals, and there is no PTS data for cetaceans, but such
relationships are assumed to be similar to those in humans and other
terrestrial
[[Page 61560]]
mammals. PTS typically occurs at exposure levels at least several dB
above that inducing mild TTS (e.g., a 40-dB threshold shift
approximates PTS onset (Kryter et al., 1966; Miller, 1974), while a 6-
dB threshold shift approximates TTS onset (Southall et al., 2007;
2019). Based on data from terrestrial mammals, a precautionary
assumption is that the PTS thresholds for impulsive sounds (such as
impact pile driving pulses as received close to the source) are at
least 6 dB higher than the TTS threshold on a peak-pressure basis and
PTS cumulative sound exposure level thresholds are 15 to 20 dB higher
than TTS cumulative sound exposure level thresholds (Southall et al.,
2007; 2019). Given the higher level of sound or longer exposure
duration necessary to cause PTS as compared with TTS, it is
considerably less likely that PTS could occur.
Behavioral Harassment--Exposure to noise also has the potential to
behaviorally disturb marine mammals to a level that rises to the
definition of harassment under the MMPA. Generally speaking, NMFS
considers a behavioral disturbance that rises to the level of
harassment under the MMPA a non-minor response--in other words, not
every response qualifies as behavioral disturbance, and for responses
that do, those of a higher level, or accrued across a longer duration,
have the potential to affect foraging, reproduction, or survival.
Behavioral disturbance may include a variety of effects, including
subtle changes in behavior (e.g., minor or brief avoidance of an area
or changes in vocalizations), more conspicuous changes in similar
behavioral activities, and more sustained and/or potentially severe
reactions, such as displacement from or abandonment of high-quality
habitat. Behavioral responses may include changing durations of
surfacing and dives, changing direction and/or speed; reducing/
increasing vocal activities; changing/cessation of certain behavioral
activities (such as socializing or feeding); eliciting a visible
startle response or aggressive behavior (such as tail/fin slapping or
jaw clapping); avoidance of areas where sound sources are located.
Pinnipeds may increase their haul out time, possibly to avoid in-water
disturbance (Thorson and Reyff, 2006). Behavioral responses to sound
are highly variable and context-specific and any reactions depend on
numerous intrinsic and extrinsic factors (e.g., species, state of
maturity, experience, current activity, reproductive state, auditory
sensitivity, time of day), as well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et al., 2004; Southall et al.,
2007; Weilgart, 2007; Archer et al., 2010; Southall et al., 2019).
Behavioral reactions can vary not only among individuals but also
within an individual, depending on previous experience with a sound
source, context, and numerous other factors (Ellison et al., 2012), and
can vary depending on characteristics associated with the sound source
(e.g., whether it is moving or stationary, number of sources, distance
from the source). Please see Appendices B and C of Southall et al.
(2007) and Gomez et al. (2016) for reviews of studies involving marine
mammal behavioral responses to sound.
Habituation can occur when an animal's response to a stimulus wanes
with repeated exposure, usually in the absence of unpleasant associated
events (Wartzok et al., 2004). Animals are most likely to habituate to
sounds that are predictable and unvarying. It is important to note that
habituation is appropriately considered as a ``progressive reduction in
response to stimuli that are perceived as neither aversive nor
beneficial,'' rather than as, more generally, moderation in response to
human disturbance (Bejder et al., 2009). The opposite process is
sensitization, when an unpleasant experience leads to subsequent
responses, often in the form of avoidance, at a lower level of
exposure.
As noted above, behavioral state may affect the type of response.
For example, animals that are resting may show greater behavioral
change in response to disturbing sound levels than animals that are
highly motivated to remain in an area for feeding (Richardson et al.,
1995; Wartzok et al., 2004; National Research Council (NRC), 2005).
Controlled experiments with captive marine mammals have showed
pronounced behavioral reactions, including avoidance of loud sound
sources (Ridgway et al., 1997; Finneran et al., 2003). Observed
responses of wild marine mammals to loud pulsed sound sources
(typically seismic airguns or acoustic harassment devices) have been
varied but often consist of avoidance behavior or other behavioral
changes suggesting discomfort (Richardson et al., 1995; Morton and
Symonds, 2002; Nowacek et al., 2007).
Available studies show wide variation in response to underwater
sound; therefore, it is difficult to predict specifically how any given
sound in a particular instance might affect marine mammals perceiving
the signal. If a marine mammal does react briefly to an underwater
sound by changing its behavior or moving a small distance, the impacts
of the change are unlikely to be significant to the individual, let
alone the stock or population. However, if a sound source displaces
marine mammals from an important feeding or breeding area for a
prolonged period, impacts on individuals and populations could be
significant (e.g., Lusseau and Bejder, 2007; Weilgart, 2007; NRC,
2005). However, there are broad categories of potential response, which
we describe in greater detail here, that include alteration of dive
behavior, alteration of foraging behavior, effects to breathing,
interference with or alteration of vocalization, avoidance, and flight.
Changes in dive behavior can vary widely and may consist of
increased or decreased dive times and surface intervals as well as
changes in the rates of ascent and descent during a dive (e.g., Frankel
and Clark, 2000; Costa et al., 2003; Ng and Leung, 2003; Nowacek et
al., 2004; Goldbogen et al., 2013a, 2013b). Variations in dive behavior
may reflect interruptions in biologically significant activities (e.g.,
foraging) or they may be of little biological significance. The impact
of an alteration to dive behavior resulting from an acoustic exposure
depends on what the animal is doing at the time of the exposure and the
type and magnitude of the response.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the appearance of secondary
indicators (e.g., bubble nets or sediment plumes), or changes in dive
behavior. As for other types of behavioral response, the frequency,
duration, and temporal pattern of signal presentation, as well as
differences in species sensitivity, are likely contributing factors to
differences in response in any given circumstance (e.g., Croll et al.,
2001; Nowacek et al., 2004; Madsen et al., 2006; Yazvenko et al.,
2007). A determination of whether foraging disruptions incur fitness
consequences would require information on or estimates of the energetic
requirements of the affected individuals and the relationship between
prey availability, foraging effort and success, and the life history
stage of the animal.
Respiration rates vary naturally with different behaviors and
alterations to breathing rate as a function of acoustic exposure can be
expected to co-occur with other behavioral reactions, such as a flight
response or an alteration in diving. However, respiration rates in and
of themselves may be representative of annoyance or an acute stress
response. Various studies have shown that respiration rates may either
be
[[Page 61561]]
unaffected or could increase, depending on the species and signal
characteristics, again highlighting the importance in understanding
species differences in the tolerance of underwater noise when
determining the potential for impacts resulting from anthropogenic
sound exposure (e.g., Kastelein et al., 2001; 2005; 2006; Gailey et
al., 2007).
Marine mammals vocalize for different purposes and across multiple
modes, such as whistling, echolocation click production, calling, and
singing. Changes in vocalization behavior in response to anthropogenic
noise can occur for any of these modes and may result from a need to
compete with an increase in background noise or may reflect increased
vigilance or a startle response. For example, in the presence of
potentially masking signals, humpback whales and killer whales have
been observed to increase the length of their songs (Miller et al.,
2000; Fristrup et al., 2003) or vocalizations (Foote et al., 2004),
respectively, while North Atlantic right whales (Eubalaena glacialis)
have been observed to shift the frequency content of their calls upward
while reducing the rate of calling in areas of increased anthropogenic
noise (Parks et al., 2007). In some cases, animals may cease sound
production during production of aversive signals (Bowles et al., 1994).
Avoidance is the displacement of an individual from an area or
migration path as a result of the presence of a sound or other
stressors, and is one of the most obvious manifestations of disturbance
in marine mammals (Richardson et al., 1995). For example, gray whales
are known to change direction--deflecting from customary migratory
paths--in order to avoid noise from seismic surveys (Malme et al.,
1984). Avoidance may be short-term, with animals returning to the area
once the noise has ceased (e.g., Bowles et al., 1994; Goold, 1996;
Stone et al., 2000; Morton and Symonds, 2002; Gailey et al., 2007).
Longer-term displacement is possible, however, which may lead to
changes in abundance or distribution patterns of the affected species
in the affected region if habituation to the presence of the sound does
not occur (e.g., Blackwell et al., 2004; Bejder et al., 2006; Teilmann
et al., 2006).
A flight response is a dramatic change in normal movement to a
directed and rapid movement away from the perceived location of a sound
source. The flight response differs from other avoidance responses in
the intensity of the response (e.g., directed movement, rate of
travel). Relatively little information on flight responses of marine
mammals to anthropogenic signals exist, although observations of flight
responses to the presence of predators have occurred (Connor and
Heithaus, 1996; Bowers et al., 2018). The result of a flight response
could range from brief, temporary exertion and displacement from the
area where the signal provokes flight to, in extreme cases, marine
mammal strandings (England et al., 2001). However, it should be noted
that response to a perceived predator does not necessarily invoke
flight (Ford and Reeves, 2008), and whether individuals are solitary or
in groups may influence the response.
Behavioral disturbance can also impact marine mammals in more
subtle ways. Increased vigilance may result in costs related to
diversion of focus and attention (i.e., when a response consists of
increased vigilance, it may come at the cost of decreased attention to
other critical behaviors such as foraging or resting). These effects
have generally not been demonstrated for marine mammals, but studies
involving fishes and terrestrial animals have shown that increased
vigilance may substantially reduce feeding rates (e.g., Beauchamp and
Livoreil, 1997; Fritz et al., 2002; Purser and Radford, 2011). In
addition, chronic disturbance can cause population declines through
reduction of fitness (e.g., decline in body condition) and subsequent
reduction in reproductive success, survival, or both (e.g., Harrington
and Veitch, 1992; Daan et al., 1996; Bradshaw et al., 1998). However,
Ridgway et al. (2006) reported that increased vigilance in bottlenose
dolphins exposed to sound over a 5-day period did not cause any sleep
deprivation or stress effects.
Many animals perform vital functions, such as feeding, resting,
traveling, and socializing, on a diel cycle (24-hour cycle). Disruption
of such functions resulting from reactions to stressors such as sound
exposure are more likely to be significant if they last more than one
diel cycle or recur on subsequent days (Southall et al., 2007).
Consequently, a behavioral response lasting less than one day and not
recurring on subsequent days is not considered particularly severe
unless it could directly affect reproduction or survival (Southall et
al., 2007). Note that there is a difference between multi-day
substantive behavioral reactions and multi-day anthropogenic
activities. For example, just because an activity lasts for multiple
days does not necessarily mean that individual animals are either
exposed to activity-related stressors for multiple days or, further,
exposed in a manner resulting in sustained multi-day substantive
behavioral responses.
Stress responses--An animal's perception of a threat may be
sufficient to trigger stress responses consisting of some combination
of behavioral responses, autonomic nervous system responses,
neuroendocrine responses, or immune responses (e.g., Selye, 1950;
Moberg, 2000). In many cases, an animal's first and sometimes most
economical (in terms of energetic costs) response is behavioral
avoidance of the potential stressor. Autonomic nervous system responses
to stress typically involve changes in heart rate, blood pressure, and
gastrointestinal activity. These responses have a relatively short
duration and may or may not have a significant long-term effect on an
animal's fitness.
Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that
are affected by stress--including immune competence, reproduction,
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been
implicated in failed reproduction, altered metabolism, reduced immune
competence, and behavioral disturbance (e.g., Moberg, 1987; Blecha,
2000). Increases in the circulation of glucocorticoids are also equated
with stress (Romano et al., 2004).
The primary distinction between stress (which is adaptive and does
not normally place an animal at risk) and ``distress'' is the cost of
the response. During a stress response, an animal uses glycogen stores
that can be quickly replenished once the stress is alleviated. In such
circumstances, the cost of the stress response would not pose serious
fitness consequences. However, when an animal does not have sufficient
energy reserves to satisfy the energetic costs of a stress response,
energy resources must be diverted from other functions. This state of
distress will last until the animal replenishes its energetic reserves
sufficient to restore normal function.
Relationships between these physiological mechanisms, animal
behavior, and the costs of stress responses are well-studied through
controlled experiments and for both laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003;
Krausman et al., 2004; Lankford et al., 2005). Stress responses due to
exposure to anthropogenic sounds or other stressors and their effects
on marine mammals have also been reviewed (Fair and Becker, 2000;
Romano et al., 2002b) and, more rarely, studied in wild populations
(e.g., Romano et al., 2002a).
[[Page 61562]]
For example, Rolland et al. (2012) found that noise reduction from
reduced ship traffic in the Bay of Fundy was associated with decreased
stress in North Atlantic right whales. These and other studies lead to
a reasonable expectation that some marine mammals will experience
physiological stress responses upon exposure to acoustic stressors and
that it is possible that some of these would be classified as
``distress.'' In addition, any animal experiencing TTS would likely
also experience stress responses (NRC, 2005), however distress is an
unlikely result of this project based on observations of marine mammals
during previous, similar construction projects.
Auditory Masking--Since many marine mammals rely on sound to find
prey, moderate social interactions, and facilitate mating (Tyack,
2008), noise from anthropogenic sound sources can interfere with these
functions, but only if the noise spectrum overlaps with the hearing
sensitivity of the receiving marine mammal (Southall et al., 2007;
Clark et al., 2009; Hatch et al., 2012). Chronic exposure to excessive,
though not high-intensity, noise could cause masking at particular
frequencies for marine mammals that utilize sound for vital biological
functions (Clark et al., 2009). Acoustic masking is when other noises
such as from human sources interfere with an animal's ability to
detect, recognize, or discriminate between acoustic signals of interest
(e.g., those used for intraspecific communication and social
interactions, prey detection, predator avoidance, navigation)
(Richardson et al., 1995; Erbe et al., 2016). Therefore, under certain
circumstances, marine mammals whose acoustical sensors or environment
are being severely masked could also be impaired from maximizing their
performance fitness in survival and reproduction. The ability of a
noise source to mask biologically important sounds depends on the
characteristics of both the noise source and the signal of interest
(e.g., signal-to-noise ratio, temporal variability, direction), in
relation to each other and to an animal's hearing abilities (e.g.,
sensitivity, frequency range, critical ratios, frequency
discrimination, directional discrimination, age or TTS hearing loss),
and existing ambient noise and propagation conditions (Hotchkin and
Parks, 2013).
Under certain circumstances, marine mammals experiencing
significant masking could also be impaired from maximizing their
performance fitness in survival and reproduction. Therefore, when the
coincident (masking) sound is human-made, it may be considered
harassment when disrupting or altering critical behaviors. It is
important to distinguish TTS and PTS, which persist after the sound
exposure, from masking, which occurs during the sound exposure. Because
masking (without resulting in TS) is not associated with abnormal
physiological function, it is not considered a physiological effect,
but rather a potential behavioral effect.
The frequency range of the potentially masking sound is important
in determining any potential behavioral impacts. For example, low-
frequency signals may have less effect on high-frequency echolocation
sounds produced by odontocetes but are more likely to affect detection
of mysticete communication calls and other potentially important
natural sounds such as those produced by surf and some prey species.
The masking of communication signals by anthropogenic noise may be
considered as a reduction in the communication space of animals (e.g.,
Clark et al., 2009) and may result in energetic or other costs as
animals change their vocalization behavior (e.g., Miller et al., 2000;
Foote et al., 2004; Parks et al., 2007; Di Iorio and Clark, 2010; Holt
et al., 2009). Masking can be reduced in situations where the signal
and noise come from different directions (Richardson et al., 1995),
through amplitude modulation of the signal, or through other
compensatory behaviors (Hotchkin and Parks, 2013). Masking can be
tested directly in captive species (e.g., Erbe, 2008), but in wild
populations it must be either modeled or inferred from evidence of
masking compensation. There are few studies addressing real-world
masking sounds likely to be experienced by marine mammals in the wild
(e.g., Branstetter et al., 2013).
Marine mammals at or near USCG Air Station Port Angeles may be
exposed to anthropogenic noise which may lead to some habituation, but
is also a source of masking. Vocalization changes may result from a
need to compete with an increase in background noise and include
increasing the source level, modifying the frequency, increasing the
call repetition rate of vocalizations, or ceasing to vocalize in the
presence of increased noise (Hotchkin and Parks, 2013).
Masking is more likely to occur in the presence of broadband,
relatively continuous noise sources. Energy distribution of pile
driving covers a broad frequency spectrum, and sound from pile driving
would be within the audible range of pinnipeds and cetaceans present in
the proposed action area. While some construction activities during the
proposed project may mask some acoustic signals that are relevant to
the daily behavior of marine mammals, the short-term duration and
limited areas affected make it very unlikely that any masking effects
would interfere with critical life functions, and therefore masking
from construction noise would be unlikely to have any impacts on
survival or reproduction of individuals.
Airborne Acoustic Effects--Pinnipeds that occur near the project
site could be exposed to airborne sounds associated with construction
activities that have the potential to cause behavioral harassment,
depending on their distance from these activities. Airborne noise would
primarily be an issue for pinnipeds that are swimming or hauled out
near the project site within the range of noise levels elevated above
airborne acoustic criteria. Although pinnipeds are known to haul out
regularly on man-made objects, we believe that incidents of take
resulting solely from airborne sound are unlikely due to the proximity
between the proposed project area and the known haulout sites (e.g.,
the nearest harbor seal haulouts are 2.4 km and 3.5 km away (2.18 mi)).
Cetaceans are not expected to be exposed to airborne sounds that would
result in harassment as defined under the MMPA.
We recognize that pinnipeds in the water could be exposed to
airborne sound that may result in behavioral harassment when looking
with their heads above water. Most likely, airborne sound would cause
behavioral responses similar to those discussed above in relation to
underwater sound. For instance, anthropogenic sound could cause hauled-
out pinnipeds to exhibit changes in their normal behavior, such as
reduction in vocalizations, or cause them to temporarily abandon the
area and move further from the source. However, these animals would
previously have been `taken' because of exposure to underwater sound
above the behavioral harassment thresholds, which are in all cases
larger than those associated with airborne sound. Thus, the behavioral
harassment of these animals is already accounted for in these estimates
of potential take. Therefore, we do not believe that authorization of
incidental take resulting from airborne sound for pinnipeds is
warranted, and airborne sound is not discussed further here.
Potential Effects on Marine Mammal Habitat
The proposed project will occur within the same footprint as
existing marine infrastructure. The nearshore
[[Page 61563]]
and intertidal habitat where the proposed project will occur is an area
of relatively high marine vessel traffic. Most marine mammals do not
generally use the area within the footprint of the project area.
Temporary, intermittent, and short-term habitat alteration may result
from increased noise levels within the Level A and Level B harassment
zones. Effects on marine mammals will be limited to temporary
displacement from pile installation and removal noise, and effects on
prey species will be similarly limited in time and space.
Water quality--Temporary and localized reduction in water quality
will occur as a result of in-water construction activities. Most of
this effect will occur during the installation and removal of piles
when bottom sediments are disturbed. The installation and removal of
piles may cause a temporary increase in suspended sediment in the
project area. During pile extraction, sediment attached to the pile
moves vertically through the water column until gravitational forces
cause it to slough off under its own weight. The small resulting
sediment plume is expected to settle out of the water column within a
few hours. Studies of the effects of turbid water on fish (marine
mammal prey) suggest that concentrations of suspended sediment can
reach thousands of milligrams per liter before an acute toxic reaction
is expected (Burton, 1993).
Effects to turbidity and sedimentation are expected to be short-
term, minor, and localized. Since the currents are so strong in the
area, following the completion of sediment-disturbing activities,
suspended sediments in the water column should dissipate and quickly
return to background levels in all construction scenarios. Turbidity
within the water column has the potential to reduce the level of oxygen
in the water and irritate the gills of prey fish species in the
proposed project area. However, turbidity plumes associated with the
project would be temporary and localized, and fish in the proposed
project area would be able to move away from and avoid the areas where
plumes may occur. Therefore, it is expected that the impacts on prey
fish species from turbidity, and therefore on marine mammals, would be
minimal and temporary. In general, the area likely impacted by the
proposed construction activities is relatively small compared to the
available marine mammal habitat in Port Angeles Harbor and the Strait
of Juan de Fuca.
Potential Effects on Prey--Sound may affect marine mammals through
impacts on the abundance, behavior, or distribution of prey species
(e.g., crustaceans, cephalopods, fishes, zooplankton). Marine mammal
prey varies by species, season, and location and, for some, is not well
documented. Studies regarding the effects of noise on known marine
mammal prey are described here.
Fishes utilize the soundscape and components of sound in their
environment to perform important functions such as foraging, predator
avoidance, mating, and spawning (e.g., Zelick et al., 1999; Fay, 2009).
Depending on their hearing anatomy and peripheral sensory structures,
which vary among species, fishes hear sounds using pressure and
particle motion sensitivity capabilities and detect the motion of
surrounding water (Fay et al., 2008). The potential effects of noise on
fishes depends on the overlapping frequency range, distance from the
sound source, water depth of exposure, and species-specific hearing
sensitivity, anatomy, and physiology. Key impacts to fishes may include
behavioral responses, hearing damage, barotrauma (pressure-related
injuries), and mortality.
Fish react to sounds that are especially strong and/or intermittent
low-frequency sounds. Short duration, sharp sounds can cause overt or
subtle changes in fish behavior and local distribution. The reaction of
fish to noise depends on the physiological state of the fish, past
exposures, motivation (e.g., feeding, spawning, migration), and other
environmental factors. (Hastings and Popper, 2005) identified several
studies that suggest fish may relocate to avoid certain areas of sound
energy. Additional studies have documented effects of pile driving on
fishes (e.g. Scholik and Yan, 2001; 2002; Popper and Hastings, 2009).
Several studies have demonstrated that impulse sounds might affect the
distribution and behavior of some fishes, potentially impacting
foraging opportunities or increasing energetic costs (e.g., Fewtrell
and McCauley, 2012; Pearson et al., 1992; Skalski et al., 1992;
Santulli et al., 1999; Paxton et al., 2017). However, some studies have
shown no or slight reaction to impulse sounds (e.g., Pe[ntilde]a et
al., 2013; Wardle et al., 2001; Jorgenson and Gyselman, 2009; Cott et
al., 2012. More commonly, though, the impacts of noise on fishes are
temporary.
SPLs of sufficient strength have been known to cause injury to
fishes and fish mortality (summarized in Popper et al. (2014)).
However, in most fish species, hair cells in the ear continuously
regenerate and loss of auditory function likely is restored when
damaged cells are replaced with new cells. Halvorsen et al. (2012b)
showed that a TTS of 4-6 dB was recoverable within 24 hours for one
species. Impacts would be most severe when the individual fish is close
to the source and when the duration of exposure is long. Injury caused
by barotrauma can range from slight to severe and can cause death, and
is most likely for fish with swim bladders. Barotrauma injuries have
been documented during controlled exposure to impact pile driving
(Halvorsen et al., 2012a; Casper et al., 2013; Casper et al., 2017).
Fish populations in the proposed project area that serve as marine
mammal prey could be temporarily affected by noise from pile
installation and removal. The frequency range in which fishes generally
perceive underwater sounds is 50 to 2,000 Hz, with peak sensitivities
below 800 Hz (Popper and Hastings, 2009). Fish behavior or distribution
may change, especially with strong and/or intermittent sounds that
could harm fishes. High underwater SPLs have been documented to alter
behavior, cause hearing loss, and injure or kill individual fish by
causing serious internal injury (Hastings and Popper, 2005).
The greatest potential impact to fishes during construction would
occur during impact pile driving. However, the duration of impact pile
driving would be limited to the final stage of installation
(``proofing'') after the pile has been driven as close as practicable
to the design depth with a vibratory driver. In-water construction
activities would only occur during daylight hours, allowing fish to
forage and transit the project area in the evening. Vibratory pile
driving may elicit behavioral reactions from fishes such as temporary
avoidance of the area but is unlikely to cause injuries to fishes or
have persistent effects on local fish populations. In addition, it
should be noted that the area in question is low-quality habitat since
it is already highly developed and experiences a high level of
anthropogenic noise from normal port operations and other vessel
traffic. In general, impacts on marine mammal prey species are expected
to be minor and temporary.
In-Water Construction Effects on Potential Foraging Habitat
The proposed activities would not result in permanent impacts to
habitats used directly by marine mammals. The total seafloor area
affected by pile installation and removal is a very small area compared
to the vast foraging area available to marine mammals outside
[[Page 61564]]
this project area. Construction would have minimal permanent and
temporary impacts on benthic invertebrate species, a marine mammal prey
source. In addition, although the Strait of Juan de Fuca is valuable
habitat for many marine mammal species, the area within Port Angeles
Harbor is not particularly high-value foraging habitat due to the high
level of anthropogenic activity associated with normal port operations.
Therefore, impacts of the project are not likely to have adverse
effects on marine mammal foraging habitat in the proposed project area.
The area impacted by the project is relatively small compared to
the available habitat just outside the project area, and there are no
areas of particular importance that would be impacted by this project.
Any behavioral avoidance by fish of the disturbed area would still
leave significantly large areas of fish and marine mammal foraging
habitat in the nearby vicinity. As described in the preceding, the
potential for the Coast Guard's construction to affect the availability
of prey to marine mammals or to meaningfully impact the quality of
physical or acoustic habitat is considered to be insignificant.
Estimated Take of Marine Mammals
This section provides an estimate of the number of incidental takes
proposed for authorization through this IHA, which will inform both
NMFS' consideration of ``small numbers,'' and the negligible impact
determinations.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would be by Level B harassment only, in the form
of disruption of behavioral patterns and/or TTS for individual marine
mammals resulting from exposure to noise from impact and vibratory pile
driving. Based on the nature of the activity and the anticipated
effectiveness of the mitigation measures (i.e., shutdown zones
implemented at no less than the distance to the Level A isopleths)
discussed in detail below in the Proposed Mitigation section, Level A
harassment is neither anticipated nor proposed to be authorized.
As described previously, no serious injury or mortality is
anticipated or proposed to be authorized for this activity. Below we
describe how the proposed take numbers are estimated.
For acoustic impacts, generally speaking, we estimate take by
considering: (1) acoustic thresholds above which NMFS believes the best
available science indicates marine mammals will be behaviorally
harassed or incur some degree of permanent hearing impairment; (2) the
area or volume of water that will be ensonified above these levels in a
day; (3) the density or occurrence of marine mammals within these
ensonified areas; and, (4) the number of days of activities. We note
that while these factors can contribute to a basic calculation to
provide an initial prediction of potential takes, additional
information that can qualitatively inform take estimates is also
sometimes available (e.g., previous monitoring results or average group
size). Below, we describe the factors considered here in more detail
and present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
would be reasonably expected to be behaviorally harassed (equated to
Level B harassment) or to incur PTS of some degree (equated to Level A
harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source or exposure context (e.g., frequency, predictability, duty
cycle, duration of the exposure, signal-to-noise ratio, distance to the
source), the environment (e.g., bathymetry, other noises in the area,
predators in the area), and the receiving animals (hearing, motivation,
experience, demography, life stage, depth) and can be difficult to
predict (e.g., Southall et al., 2007, 2021, Ellison et al., 2012).
Based on what the available science indicates and the practical need to
use a threshold based on a metric that is both predictable and
measurable for most activities, NMFS typically uses a generalized
acoustic threshold based on received level to estimate the onset of
behavioral harassment. NMFS generally predicts that marine mammals are
likely to be behaviorally harassed in a manner considered to be Level B
harassment when exposed to underwater anthropogenic noise above root-
mean-squared pressure received levels (RMS SPL) of 120 dB (referenced
to 1 micropascal (re 1 [mu]Pa)) for continuous (e.g., vibratory pile
driving, drilling) and above RMS SPL 160 dB re 1 [mu]Pa for non-
explosive impulsive (e.g., seismic airguns) or intermittent (e.g.,
scientific sonar) sources. Generally speaking, Level B harassment take
estimates based on these behavioral harassment thresholds are expected
to include any likely takes by TTS as, in most cases, the likelihood of
TTS occurs at distances from the source less than those at which
behavioral harassment is likely. TTS of a sufficient degree can
manifest as behavioral harassment, as reduced hearing sensitivity and
the potential reduced opportunities to detect important signals
(conspecific communication, predators, prey) may result in changes in
behavior patterns that would not otherwise occur.
Coast Guard's proposed activity includes the use of continuous
(e.g., vibratory pile installation and extraction) and impulsive (e.g,
impact pile installation) sources, and therefore the RMS SPL thresholds
of 120 and 160 dB re 1 [mu]Pa are applicable.
Level A Harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise from
two different types of sources (impulsive or non-impulsive). Coast
Guard's proposed construction activity includes the use of non-
impulsive (e.g., vibratory pile installation and extraction) and
impulsive (e.g, impact pile installation) sources.
These thresholds are provided in Table 4, below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS' 2018 Technical Guidance, which may be accessed at:
www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
[[Page 61565]]
Table 4--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds \*\ (received level)
Hearing group ------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)..... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater).... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
has a reference value of 1[micro]Pa\2\s. In this Table, thresholds are abbreviated to reflect American
National Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as
incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript
``flat'' is being included to indicate peak sound pressure should be flat weighted or unweighted within the
generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates
the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
and that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could
be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible,
it is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that are used in estimating the area ensonified above the
acoustic thresholds, including source levels and transmission loss
coefficient.
The sound field in the project area is the existing background
noise plus additional construction noise from the proposed project.
Marine mammals are expected to be affected via sound generated by the
primary components of the project (i.e., impact pile driving and
vibratory pile installation and removal). Calculation of the area
ensonified by the proposed action is dependent on source levels of the
proposed activities and the estimated transmission loss coefficients
for the proposed activities at the site. These factors are addressed
below.
Sound Source Levels of Proposed Activities--The intensity of pile
driving sounds is greatly influenced by factors such as the type of
piles (material and diameter), hammer type, and the physical
environment (e.g., sediment type) in which the activity takes place. In
order to calculate the distances to the Level A harassment and the
Level B harassment thresholds for the methods and piles being used in
this project, the Coast Guard used acoustic monitoring data from sound
source verification studies to develop proxy source levels for the
various pile types, sizes and methods (Table 5).
Table 5--Pile Installation and Extraction Parameters
--------------------------------------------------------------------------------------------------------------------------------------------------------
Proxy levels (@10m)
-----------------------------------
Pile type Method Total Number Strikes per pile OR dB re 1 dB re 1 dB re 1 Reference
number per day hours per day [mu]Pa [mu]Pa [micro]Pa\2\s
peak RMS SELss
--------------------------------------------------------------------------------------------------------------------------------------------------------
12-in steel................... Impact........... 37 5 100 strikes.......... 192 177 166 CALTRANS 2020.
12-in steel................... Vibratory 37 10 5 hrs................ ........ 155 ............. Greenbusch 2018.
installation.
18-in steel................... Vibratory 3 2 1 hr................. ........ 158 ............. CALTRANS 2020.
installation.
12--14-in timber.............. Vibratory 48 16 8 hrs................ ........ 160 ............. Greenbusch 2018.
extraction.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Transmission Loss--Transmission loss (TL) is the decrease in
acoustic intensity as an acoustic pressure wave propagates out from a
source. TL parameters vary with frequency, temperature, sea conditions,
current, source and receiver depth, water depth, water chemistry, and
bottom composition and topography. The general formula for underwater
TL is:
TL = B * Log10 (R1/R2),
where:
TL = transmission loss in dB
B = transmission loss coefficient
R1= the distance of the modeled SPL from the driven pile,
and
R2= the distance from the driven pile of the initial
measurement
This formula neglects loss due to scattering and absorption, which
is assumed to be zero here. The degree to which underwater sound
propagates away from a sound source is dependent on a variety of
factors, most notably the bathymetry and presence or absence of
reflective or absorptive conditions including in-water structures and
sediments. Spherical spreading occurs in a perfectly unobstructed
(free-field) environment not limited by depth or water surface,
resulting in a 6 dB reduction in sound level for each doubling of
distance from the source (20*log10[range]). Cylindrical
spreading occurs in an environment in which sound propagation is
bounded by the water surface and sea bottom, resulting in a reduction
of 3 dB in sound level for each doubling of distance from the source
(10* log10[range]). A practical spreading value of 15 is
often used under conditions where water increases with depth as the
receiver moves away from the shoreline, resulting in an expected
propagation environment that would lie between spherical and
cylindrical spreading loss conditions.
Site-specific transmission loss measurements are not available for
Port Angeles Harbor. NMFS has therefore used the practical spreading
loss model for both vibratory and impact pile driving in this analysis.
Estimated Harassment Isopleths--All Level B harassment isopleths
are reported in Table 6. Level B harassment isopleths from the proposed
project will be limited by the coastline along and across from the
project site. The maximum attainable isopleth distance is
[[Page 61566]]
4,642 m during vibratory extraction of timber piles (see Figure 1 in
the IHA application for further detail).
The ensonified area associated with Level A harassment is more
technically challenging to predict due to the need to account for a
duration component. Therefore, NMFS developed an optional User
Spreadsheet tool to accompany the Technical Guidance that can be used
to relatively simply predict an isopleth distance for use in
conjunction with marine mammal density or occurrence to help predict
potential takes. We note that because of some of the assumptions
included in the methods underlying this optional tool, we anticipate
that the resulting isopleth estimates are typically going to be
overestimates of some degree, which may result in an overestimate of
potential take by Level A harassment. However, this optional tool
offers the best way to estimate isopleth distances when more
sophisticated modeling methods are not available or practical. For
stationary sources, including pile driving, the optional User
Spreadsheet tool predicts the distance at which, if a marine mammal
remained at that distance for the duration of the activity, it would be
expected to incur PTS. Inputs used in the User Spreadsheet (e.g.,
number of piles per day, duration and/or strikes per pile, source
levels) are presented in Table 1 and Table 5. The resulting isopleths
and ensonified areas are reported in Table 6 and Table 7, respectively.
Table 6--Estimated Isopleths by Activity
--------------------------------------------------------------------------------------------------------------------------------------------------------
Underwater Airborne Level B
---------------------------------------------------------- harassment
Level A harassment isopleths [m] Level B isopleths [m]
Activity Method --------------------------------------------- harassment --------------------
isopleths Harbor Other
LF MF HF PW OW [m] Seals Pinnipeds
--------------------------------------------------------------------------------------------------------------------------------------------------------
12-in steel............................... Impact....................... 46.0 1.6 55.0 25.0 2.0 136.0 150 47
12-in steel............................... Vibratory installation....... 8.0 0.7 11.8 4.8 0.3 2,154 19 6
18-in steel............................... Vibratory installation....... 4.3 0.4 6.4 2.6 0.2 3,415
12-14-in timber........................... Vibratory extraction......... 23.4 2.1 34.6 14.2 1.0 4,642
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table 7--Areas Ensonified
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A harassment [km\2\] Level B
Activity Method ------------------------------------------------------- harassment
LF MF HF PW OW [km\2\]
--------------------------------------------------------------------------------------------------------------------------------------------------------
12-in steel..................................... Impact............................ 0.02 <0.01 0.02 0.01 <0.01 0.07
12-in steel..................................... Vibratory installation............ <0.01 <0.01 <0.01 <0.01 <0.01 7.74
18-in steel..................................... Vibratory installation............ <0.01 <0.01 <0.01 <0.01 <0.01 14.52
12-14-in timber................................. Vibratory extraction.............. 0.01 <0.01 0.02 <0.01 <0.01 17.59
--------------------------------------------------------------------------------------------------------------------------------------------------------
Marine Mammal Occurrence
In this section we provide information about the occurrence of
marine mammals, including density or other relevant information which
will inform the take calculations.
For marine mammal density information in the Port Angeles area we
used data from the Pacific Navy Marine Species Density Database (U.S.
Navy, 2019) to estimate take for marine mammals. The Marine Species
Density Database incorporates analyzed literature and research for
marine mammal density estimates per season for the Gulf of Alaska and
the West Coast of the United States. Density estimates specific to the
Strait of Juan de Fuca are not available for any of the species
addressed in this application, and therefore takes were estimated based
on the nearest available and most appropriate density estimates, plus
site-specific knowledge and professional judgement. Table 8 density
estimates are calculated based on the in-water work window (July--
February) and based on the highest seasonal density estimates for the
relevant area.
Table 8--Seasonal Density of Species in the Project Area
------------------------------------------------------------------------
Species Densities (animals/km\2\)
------------------------------------------------------------------------
Humpback whale......................... 0.0027 (summer/fall).
Killer whale--Southern Resident........ 0.0012 (summer).
Killer whale--Transient................ 0.0208 (fall).
Harbor porpoise........................ 2.16 (annual).
Harbor seal............................ 0.76 (summer/fall).
Northern elephant seal................. 0.0029 (fall).
Steller sea lion....................... 0.0027 (fall/winter).
California sea lion.................... 0.300 (September).
------------------------------------------------------------------------
Take Estimation
Here we describe how the information provided above is synthesized
to produce a quantitative estimate of the take that is reasonably
likely to occur and proposed for authorization.
Using the overall area of disturbance generated by pile removal and
installation given calculated distances to attenuation below
disturbance (Level B harassment) thresholds, incidental take for each
activity is estimated by the following equation: Incidental take
[[Page 61567]]
estimate = species density * ensonified area * days of pile-related
activity.
This equation is a reasonable extrapolation for take estimates,
which relies on the likelihood that a species is present within the
ensonified area on a day where the proposed activity is occurring. Take
estimates were calculated with the conservative assumption that each
activity (i.e., vibratory extraction of steel piles, vibratory
extraction of timber piles, vibratory installation, and impact
installation) would occur on separate days, using a maximum of 23 days
of in-water work. However, the Coast Guard would perform some
activities on the same day, resulting in reduced numbers of overall
take during the proposed 15 days of pile driving.
No take by Level A harassment is proposed for any species of marine
mammal due to the small zones, in conjunction with Coast Guard's
proposed shutdown mitigation measure. Shutdown zones would be enforced
at the extent of the estimated Level A harassment isopleth for all
species groups except for large whales (i.e., baleen whales, including
humpbacks, and killer whales). The Coast Guard has proposed to shut
down for killer whales upon observation regardless of location in order
to prevent potential take of members of the Southern Resident stock,
and shutdown zones for other large whale species would be enforced at
the extent of the Level B harassment isopleths. Given the remote
likelihood of large whale species entering Port Angeles Harbor during
the 15 days of pile driving work (see calculated take estimates for
humpback and killer whales in Table 9) and the locations of Protected
Species Observers (PSOs) described in the Proposed Monitoring and
Reporting section, NMFS agrees that monitoring and shutdown measures
are likely to be successful at avoiding take of these species.
Therefore, no take of large whale species (including but not limited to
humpback and killer whales) has been requested and none is proposed for
authorization.
Based on sightings reported during the 2016-2017 Navy TPS Port
Angeles project (Northwest Environmental Consulting, LLC 2018), Coast
Guard anticipates the number of harbor seals present in the project
area during the proposed in-water activities may exceed calculated
exposure estimates. During the 2016-2017 Navy TPS Port Angeles project,
275 harbor seals were observed in the estimated Level B harassment zone
over approximately 45 days during which pile driving occurred
(Northwest Environmental Consulting, LLC., 2018). The Coast Guard
project will have only 15 days of in-water pile driving. Therefore,
Coast Guard has requested, and NMFS proposes to authorize, 210
incidents of Level B harassment for harbor seals, approximately half
the difference in sightings between the 2016-2017 Navy TPS Port Angeles
project and the exposure estimate for this project.
Table 9--Calculated and Proposed Authorized Amount of Taking and Percent of Stocks
--------------------------------------------------------------------------------------------------------------------------------------------------------
Take by Level A Take by Level B
harassment harassment Percent of
Species Stock ---------------------------------------------------- Total take stock
Calculated Proposed Calculated Proposed
--------------------------------------------------------------------------------------------------------------------------------------------------------
Humpback whale............................. Hawai'i...................... 0 0 0.51 0 0 0
Mainland Mexico--CA/OR/WA....
Central America/Southern
Mexico--CA/OR/WA.
Killer whale............................... Eastern North Pacific 0 0 0.23 0 0 0
Southern Resident.
West Coast Transient......... 0 0 3.94 0 0 0
Harbor porpoise............................ Washington Inland Waters..... 0.73 0 408.9 409 409 4.92
Harbor seal................................ Washington Northern Inland 0.13 0 143.9 210 210 \1\ NA
Waters.
Northern Elephant Seal..................... CA Breeding.................. 0 0 0.55 1 1 <0.01
Steller Sea Lion........................... Eastern...................... 0 0 0.51 1 1 <0.01
California Sea lion........................ U.S.......................... 0.1 0 56.8 57 57 0.02
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Stock size for the Washington Northern Inland Waters stock of harbor seals is not available from the most recent SARs due to a lack of recent data.
Proposed Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting the
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, NMFS
considers two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned), and;
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost and impact on
operations.
Shutdown Zones--The purpose of a shutdown zone is generally to
define an area within which shutdown of the activity would occur upon
sighting of a marine mammal (or in anticipation of an animal entering
the defined area). Construction supervisors and crews, Protected
Species Observers (PSO), and relevant Coast Guard staff must avoid
direct physical interaction with marine mammals during construction
activities, which could include (but are not limited to) the following:
(1) barge movement to the pile location; (2) pile positioning on the
substrate via a crane (i.e., stabbing the pile); and (3) pile removal
from the water column/substrate via a crane (i.e., deadpull). If a
marine mammal comes within 10
[[Page 61568]]
meters of such activity, operations must cease and vessels must reduce
speed to the minimum level required to maintain steerage and safe
working conditions, as necessary to avoid direct physical interaction.
Further, Coast Guard must implement activity-specific shutdown
zones as described in Table 10. The shutdown zone for humpback whales
or other non-authorized marine mammal species (except killer whales)
would be the predicted Level B harassment isopleth. For these species,
project activity may resume after the animal has not been observed for
15 minutes, or has been observed leaving the shutdown zone (i.e., the
Level B harassment zone). As proposed by the Coast Guard, killer whales
will require a shutdown upon observation no matter location in order to
prevent take of members of the Southern Resident stock. If killer
whales are sighted, the project activity would resume only after the
killer whale is not observed for 15 minutes.
Table 10--Required Shutdown Zones
--------------------------------------------------------------------------------------------------------------------------------------------------------
Shutdown zone (m) Monitoring
---------------------------------------------------------------------------- zone (m)--
Pile type Pile driving method all species
Killer whales LF MF HF PW OW
--------------------------------------------------------------------------------------------------------------------------------------------------------
Steel................................ Vibratory............... Any sighting at any 3,415 12 3,415
distance.
Impact.................. 136 55 136
Timber............................... Vibratory............... 4,642 35 4,642
--------------------------------------------------------------------------------------------------------------------------------------------------------
Protected Species Observers--The placement of PSOs during all
construction activities (described in the Proposed Monitoring and
Reporting section) would ensure that the entire shutdown zone is
visible. Coast Guard would employ three PSOs for vibratory installation
and extraction of steel and timber piles. Two PSOs would be land-based,
while one would be positioned on a vessel to ensure full monitoring
coverage to the estimated Level B harassment isopleth. For impact pile
driving activities, Coast Guard would employ one PSO.
Pre and Post-Activity Monitoring-Monitoring--must take place from
30 minutes prior to initiation of pile driving activity (i.e., pre-
start clearance monitoring) through 30 minutes post-completion of pile
driving activity. Pre-start clearance monitoring must be conducted
during periods of visibility sufficient for the lead PSO to determine
that the shutdown zones indicated in Table 10 are clear of marine
mammals. Pile driving may commence following 30 minutes of observation
when the determination is made that the shutdown zones are clear of
marine mammals. If a marine mammal is observed entering or within the
shutdown zones, pile driving activity must be delayed or halted. If
pile driving is delayed or halted due to the presence of a marine
mammal, the activity may not commence or resume until either the animal
has voluntarily exited and been visually confirmed beyond the shutdown
zone or 15 minutes have passed without re-detection of the animal. If a
marine mammal for which take by Level B harassment is authorized is
present in the Level B harassment zone, activities would begin and
Level B harassment take would be recorded.
Monitoring for Level B Harassment--PSOs would monitor the shutdown
zones and beyond to the extent that PSOs can see. For this activity,
the monitoring zone is defined as the largest predicted Level B
harassment isopleth for a given activity (Table 10). Monitoring beyond
the shutdown zones enables observers to be aware of and communicate the
presence of marine mammals in the project areas outside the shutdown
zones and thus prepare for a potential cessation of activity should the
animal enter the shutdown zone. If weather or sea conditions restrict
the observer's ability to observe the monitoring zone, pile driving
activities must cease until conditions are favorable for observations
to resume.
Soft Start--Soft-start procedures are used to provide additional
protection to marine mammals by providing warning and/or giving marine
mammals a chance to leave the area prior to the hammer operating at
full capacity. For impact pile driving, soft start requires contractors
to provide an initial set of three strikes at reduced energy, followed
by a 30-second waiting period, then two subsequent reduced-energy
strike sets. A soft start must be implemented at the start of each
day's impact pile driving and at any time following cessation of impact
pile driving for a period of 30 minutes or longer.
If unsafe working conditions during ramp ups are reported (e.g.,
crane failure from excess wear due to the ramp up procedure) by the
contractor and verified by an independent safety inspection, the Coast
Guard may elect to discontinue impact driver ramp ups. The Coast Guard
will inform NMFS if the ramp up procedure is discontinued. If use of a
variable moment driver is infeasible and the model of impact driver was
not specifically designed for ramp up procedures, then the Coast Guard
will not employ impact ramp up procedures due to personnel safety
concerns.
In-water Work Window--To reduce impacts to marine fishes, the Coast
Guard will follow the in-water work window designated for the Strait of
Juan de Fuca and associated bays and inlets by the U.S. Army Corps of
Engineers. The work window extends from July 16 to February 15; no in-
water work will be conducted outside of that date range unless a
modification is negotiated with the relevant regulatory agencies,
including the U.S. Army Corps of Engineers.
NMFS and Coast Guard considered the use of bubble curtains as a
mitigation measure during this project. However, based on the limited
amount of impact driving expected, the relatively small estimated Level
A harassment isopleths, and the potential for increased turbidity
during bubble curtain use, NMFS has determined that use of a bubble
curtain would not further reduce take of marine mammals during this
project and they are not included in the proposed mitigation methods.
Based on our evaluation of the applicant's proposed measures, as
well as other measures considered by NMFS, NMFS has preliminarily
determined that the proposed mitigation measures provide the means of
effecting the least practicable impact on the affected species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing
[[Page 61569]]
the necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present while
conducting the activities. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the activity; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
Visual Monitoring
Marine mammal monitoring must be conducted in accordance with the
Marine Mammal Monitoring Plan, dated July 2023, available online at
https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. Marine mammal
monitoring during pile driving and removal must be conducted by NMFS-
approved PSOs in a manner consistent with the following:
PSOs must be independent of the activity contractor (for
example, employed by a subcontractor) and have no other assigned tasks
during monitoring periods;
At least one PSO must have prior experience performing the
duties of a PSO during construction activity pursuant to a NMFS-issued
incidental take authorization;
Other PSOs may substitute other relevant experience,
education (degree in biological science or related field) or training
for experience performing the duties of a PSO during construction
activities pursuant to a NMFS-issued incidental take authorization;
Where a team of three or more PSOs is required, a lead
observer or monitoring coordinator must be designated. The lead
observer must have prior experience performing the duties of a PSO
during construction activity pursuant to a NMFS-issued incidental take
authorization; and
PSOs must be approved by NMFS prior to beginning any
activity subject to this IHA.
PSOs should have the following additional qualifications:
Ability to conduct field observations and collect data
according to assigned protocols;
Experience or training in the field identification of
marine mammals, including the identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates, times, and reason for implementation
of mitigation (or why mitigation was not implemented when required);
and marine mammal behavior; and
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
A team of one to two land based PSOs would be deployed to observe
the monitoring zones for vibratory and impact pile driving during this
project. PSOs will be located at the best vantage points to see the
entirety of the active zone. One PSO will have an unobstructed view of
all water within the shutdown zones, and will be stationed at or near
the project activity. While the exact monitoring stations have not yet
been determined, Coast Guard provided potential locations in Figure 1
of its Marine Mammal Monitoring and Mitigation Plan. Additionally, a
PSO will be stationed for monitoring on an observation vessel in order
to ensure the entire monitoring zone to the extent of the relevant
predicted Level B harassment isopleth can be observed during vibratory
pile installation and removal.
Monitoring would be conducted 30 minutes before, during, and 30
minutes after all in water construction activities. In addition, PSOs
would record all incidents of marine mammal occurrence, regardless of
distance from activity, and would document any behavioral reactions in
concert with distance from piles being driven or removed. Pile driving
activities include the time to install or remove a single pile or
series of piles, as long as the time elapsed between uses of the pile
driving equipment is no more than 30 minutes.
Reporting
Coast Guard would submit a draft report to NMFS within 90 calendar
days of the completion of monitoring or 60 calendar days prior to the
requested issuance of any subsequent IHA for construction activity at
the same location, whichever comes first. The marine mammal monitoring
report would include an overall description of work completed, a
narrative regarding marine mammal sightings, and associated PSO data
sheets. Specifically, the report would include:
Dates and times (begin and end) of all marine mammal
monitoring;
Construction activities occurring during each daily
observation period, including: (1) The number and type of piles that
were driven and the method (e.g., impact or vibratory); and (2) Total
duration of driving time for each pile (vibratory driving) and number
of strikes for each pile (impact driving);
PSO locations during marine mammal monitoring;
Environmental conditions during monitoring periods (at
beginning and end of PSO shift and whenever conditions change
significantly), including Beaufort sea state and any other relevant
weather conditions including cloud cover, fog, sun glare, and overall
visibility to the horizon, and estimated observable distance;
Upon observation of a marine mammal, the following
information: (1) Name of PSO who sighted the animal(s) and PSO location
and activity at time of sighting; (2) Time of sighting; (3)
Identification of the animal(s) (e.g., genus/species, lowest possible
taxonomic level, or unidentified), PSO confidence in identification,
and the composition of the group if there is a mix of species; (4)
Distance and location of each observed marine mammal relative to the
pile being driven for each sighting; (5) Estimated number of animals
(min/max/best estimate); (6)
[[Page 61570]]
Estimated number of animals by cohort (adults, juveniles, neonates,
group composition, etc.); (7) Animal's closest point of approach and
estimated time spent within the harassment zone; (8) Description of any
marine mammal behavioral observations (e.g., observed behaviors such as
feeding or traveling), including an assessment of behavioral responses
thought to have resulted from the activity (e.g., no response or
changes in behavioral state such as ceasing feeding, changing
direction, flushing, or breaching);
Number of marine mammals detected within the harassment
zones, by species; and
Detailed information about implementation of any
mitigation (e.g., shutdowns and delays), a description of specific
actions that ensued, and resulting changes in behavior of the
animal(s), if any.
A final report must be prepared and submitted within 30 calendar
days following receipt of any NMFS comments on the draft report. If no
comments are received from NMFS within 30 calendar days of receipt of
the draft report, the report shall be considered final.
In the event that personnel involved in the construction activities
discover an injured or dead marine mammal, the Holder must report the
incident to the OPR, NMFS ([email protected] and
[email protected]) and to the West Coast regional stranding network
(866-767-6114) as soon as feasible. If the death or injury was clearly
caused by the specified activity, the Holder must immediately cease the
activities until NMFS OPR is able to review the circumstances of the
incident and determine what, if any, additional measures are
appropriate to ensure compliance with the terms of this IHA. The Holder
must not resume their activities until notified by NMFS.
The report must include the following information:
[ssquf] Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
[ssquf] Species identification (if known) or description of the
animal(s) involved;
[ssquf] Condition of the animal(s) (including carcass condition if
the animal is dead);
[ssquf] Observed behaviors of the animal(s), if alive;
[ssquf] If available, photographs or video footage of the
animal(s); and
[ssquf] General circumstances under which the animal was
discovered.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any impacts or responses (e.g., intensity, duration),
the context of any impacts or responses (e.g., critical reproductive
time or location, foraging impacts affecting energetics), as well as
effects on habitat, and the likely effectiveness of the mitigation. We
also assess the number, intensity, and context of estimated takes by
evaluating this information relative to population status. Consistent
with the 1989 preamble for NMFS' implementing regulations (54 FR 40338;
September 29, 1989), the impacts from other past and ongoing
anthropogenic activities are incorporated into this analysis via their
impacts on the baseline (e.g., as reflected in the regulatory status of
the species, population size and growth rate where known, ongoing
sources of human-caused mortality, or ambient noise levels).
To avoid repetition, the majority of our analysis applies to all
the species listed in Table 9, given that many of the anticipated
effects of this project on different marine mammal stocks are expected
to be relatively similar in nature. Where there are meaningful
differences between species or stocks, or groups of species, in
anticipated individual responses to activities, impact of expected take
on the population due to differences in population status, or impacts
on habitat, they are described independently in the analysis below.
Pile driving and removal activities associated with the project, as
outlined previously, have the potential to disturb or displace marine
mammals. Specifically, the specified activities may result in take, in
the form of Level B harassment, from underwater sounds generated from
pile driving and removal. Potential takes could occur if individuals of
these species are present in zones ensonified above the thresholds for
Level B harassment, identified above, when these activities are
underway.
The takes by Level B harassment would be due to potential
behavioral disturbance. No mortality or serious injury is anticipated
given the nature of the activity, and no Level A harassment is
anticipated due to Coast Guard's construction method and proposed
mitigation measures (see Proposed Mitigation section).
Effects on individuals that are taken by Level B harassment, on the
basis of reports in the literature as well as monitoring from other
similar activities, would likely be limited to reactions such as
increased swimming speeds, increased surfacing time, or decreased
foraging (if such activity were occurring; e.g., Thorson and Reyff
2006; HDR, Inc. 2012; Lerma 2014; ABR 2016). Most likely, individuals
would simply move away from the sound source and be temporarily
displaced from the areas of pile driving and removal, although even
this reaction has been observed primarily only in association with
impact pile driving, which Coast Guard anticipates using for only 10
percent of pile driving. If sound produced by project activities is
sufficiently disturbing, animals are likely to simply avoid the area
while the activity is occurring, particularly as the project is
expected to occur over just 15 in-water pile driving days.
The project is also not expected to have significant adverse
effects on affected marine mammals' habitats. The project activities
would not modify existing marine mammal habitat for a significant
amount of time. The activities may cause some fish to leave the area of
disturbance, thus temporarily impacting marine mammals' foraging
opportunities in a limited portion of the foraging range. Given the
short duration of the activities and the relatively small area of the
habitat that may be affected, the impacts to marine mammal habitat,
including fish, are not expected to cause significant or long-term
negative consequences.
There are two known harbor seal haulouts close to the project site.
The first haulout site is directly across Port Angeles Harbor from the
USCG Air Station, approximately 2.4 km away. Seals swimming to and from
this haulout have the potential to experience Level B harassment due to
underwater sound exposure during vibratory or impact pile driving
activities. However, the project activities are not expected to occur
during any particularly sensitive time (e.g., molting or pupping
season), and the project duration is short, with
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approximately 15 days of in-water work. Given the availability of a
second haulout close by (3.5 km (2.17 mi) from the project site on the
opposite side of Ediz Hook) which is not expected to be exposed to
noise from pile driving and the short duration of the project, there
are no anticipated significant or long-term negative consequences to
harbor seals in the project area.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect any of the species
or stocks through effects on annual rates of recruitment or survival:
No serious injury or mortality is anticipated or
authorized;
The anticipated incidents of Level B harassment would
consist of, at worst, temporary modifications in behavior that would
not result in fitness impacts to individuals;
Take estimates were calculated assuming that no activities
would occur on the same day. However, in reality, vibratory and impact
driving are likely to occur on the same day, reducing the overall
impact to marine mammal species;
The area impacted by the specified activity is very small
relative to the overall habitat ranges of all species;
While impacts would occur within areas that are important
for feeding or resting for multiple stocks, because of the small
footprint of the activity relative to the area of these important use
areas, and the scope and nature of the anticipated impacts of pile
driving exposure, we do not expect impacts to the reproduction or
survival of any individuals.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted previously, only take of small numbers of marine mammals
may be authorized under sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. When the predicted number of
individuals to be taken is fewer than one-third of the species or stock
abundance, the take is considered to be of small numbers. Additionally,
other qualitative factors may be considered in the analysis, such as
the temporal or spatial scale of the activities.
The number of instances of take for each species or stock proposed
to be taken as a result of this project is included in Table 9. Our
analysis shows that less than one-third of the best available
population abundance estimate of each stock could be taken by
harassment. The number of animals proposed to be taken for all stocks
would be considered small relative to the relevant stock's abundances
even if each estimated taking occurred to a new individual, which is an
unlikely scenario.
A lack of an accepted stock abundance value for the Washington
Northern Inland Waters stock of harbor seal did not allow for the
calculation of an expected percentage of the population that would be
affected. The most relevant estimate of partial stock abundance is
7,513 seals (CV = 11.5%) (Jefferson et al. 2021). Given 210 proposed
takes by Level B harassment for the stock, comparison to the best
estimate of stock abundance shows, at most, 2.8 percent of the stock
would be expected to be impacted.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals would be taken relative to the population
size of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the ESA of 1973 (16 U.S.C. 1531 et seq.)
requires that each Federal agency insure that any action it authorizes,
funds, or carries out is not likely to jeopardize the continued
existence of any endangered or threatened species or result in the
destruction or adverse modification of designated critical habitat. To
ensure ESA compliance for the issuance of IHAs, NMFS consults
internally whenever we propose to authorize take for endangered or
threatened species.
No incidental take of ESA-listed species is proposed for
authorization or expected to result from this activity. Therefore, NMFS
has determined that formal consultation under section 7 of the ESA is
not required for this action.
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to the Coast Guard for conducting Pier Maintenance and
Bank Stabilization at USCG Air Station Port Angeles, in Port Angeles,
Washington, between November 15, 2023 and November 14, 2024 provided
the previously mentioned mitigation, monitoring, and reporting
requirements are incorporated. A draft of the proposed IHA can be found
at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this notice of proposed IHA for the proposed Pier
Maintenance and Bank Stabilization. We also request comment on the
potential renewal of this proposed IHA as described in the paragraph
below. Please include with your comments any supporting data or
literature citations to help inform decisions on the request for this
IHA or a subsequent renewal IHA.
On a case-by-case basis, NMFS may issue a one-time, one-year
renewal IHA following notice to the public providing an additional 15
days for public comments when (1) up to another year of identical or
nearly identical activities as described in the Description of Proposed
Activity section of this notice is planned or (2) the activities as
described in the Description of Proposed Activity section of this
notice would not be completed by the time the IHA expires and a renewal
would allow for completion of the activities beyond that described in
the Dates and Duration section of this notice, provided all of the
following conditions are met:
A request for renewal is received no later than 60 days
prior to the needed renewal IHA effective date (recognizing that the
renewal IHA expiration date cannot extend beyond one year from
expiration of the initial IHA); and
The request for renewal must include the following:
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(1) An explanation that the activities to be conducted under the
requested renewal IHA are identical to the activities analyzed under
the initial IHA, are a subset of the activities, or include changes so
minor (e.g., reduction in pile size) that the changes do not affect the
previous analyses, mitigation and monitoring requirements, or take
estimates (with the exception of reducing the type or amount of take);
and
(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized.
Upon review of the request for renewal, the status of the affected
species or stocks, and any other pertinent information, NMFS determines
that there are no more than minor changes in the activities, the
mitigation and monitoring measures will remain the same and
appropriate, and the findings in the initial IHA remain valid.
Dated: September 1, 2023.
Kimberly Damon-Randall,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2023-19327 Filed 9-6-23; 8:45 am]
BILLING CODE 3510-22-P