Agency Information Collection Activities: Notice of Intent to Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S,40/40S, and 71 (Trader and Account Identification Reports), 59877-59878 [2023-18710]
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Federal Register / Vol. 88, No. 167 / Wednesday, August 30, 2023 / Notices
COMMODITY FUTURES TRADING
COMMISSION
Agency Information Collection
Activities: Notice of Intent to Renew
Collection 3038–0103, Ownership and
Control Reports, Forms 102/102S,
40/40S, and 71 (Trader and Account
Identification Reports)
Commodity Futures Trading
Commission.
ACTION: Notice.
AGENCY:
The Commodity Futures
Trading Commission (‘‘CFTC’’ or
‘‘Commission’’) is announcing an
opportunity for public comment on the
proposed renewal of the collection of
certain information by the agency.
Under the Paperwork Reduction Act
(‘‘PRA’’), Federal agencies are required
to publish notice in the Federal Register
concerning each proposed collection of
information and to allow 60 days for
public comment. This notice solicits
comments in connection with
information collection requirements
under certain rules and related forms
(the ‘‘final rules’’) that the Commission
adopted to enhance its identification of
futures and swap market participants.
DATES: Comments must be submitted on
or before October 30, 2023.
ADDRESSES: You may submit comments,
identified by OMB Control No. 3038–
0103, by any of the following methods:
• CFTC Website: https://
comments.cftc.gov/. Follow the
instructions for submitting comments
through the website.
• Mail: Christopher Kirkpatrick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW, Washington, DC
20581.
• Hand Delivery/Courier: Same as
Mail, above.
Please submit your comments using
only one of these methods and identify
that it is for the renewal of Collection
Number 3038–0103.
FOR FURTHER INFORMATION CONTACT:
Chase Lindsey, Assistant Chief Counsel,
Division of Market Oversight,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW, Washington, DC
20581; (202) 740–4833; clindsey@
cftc.gov.
lotter on DSK11XQN23PROD with NOTICES1
SUMMARY:
Under the
PRA, 44 U.S.C. 3501 et seq., Federal
agencies must obtain approval from the
Office of Management and Budget
(‘‘OMB’’) for each collection of
information they conduct or sponsor.
‘‘Collection of Information’’ is defined
SUPPLEMENTARY INFORMATION:
VerDate Sep<11>2014
17:31 Aug 29, 2023
Jkt 259001
in 44 U.S.C. 3502(3) and 5 CFR 1320.3
and includes agency requests or
requirements that members of the public
submit reports, keep records, or provide
information to a third party. Section
3506(c)(2)(A) of the PRA, 44 U.S.C.
3506(c)(2)(A), requires Federal agencies
to provide a 60-day notice in the
Federal Register concerning each
proposed collection of information
before submitting the collection to OMB
for approval. To comply with this
requirement, the CFTC is publishing
notice of the proposed collection of
information listed below. An agency
may not conduct or sponsor, and a
person is not required to respond to, a
collection of information unless it
displays a currently valid OMB control
number.
Title: Ownership and Control Reports,
Forms 102/102S, 40/40S, and 71 (Trader
and Account Identification Reports)
(OMB Control No. 3038–0103). This is
a request for extension of a currently
approved information collection.
Abstract: The final rules 1 created new
information collection requirements via
§§ 17.01, 18.04, 18.05, and 20.5.
Specifically, § 17.01 provides for the
filing of Form 102A, Form 102B and
Form 71, as follows:
• Pursuant to § 17.01(a), futures
commission merchants (‘‘FCMs’’),
clearing members, and foreign brokers
shall identify new special accounts to
the Commission on Form 102A;
• Pursuant to § 17.01(b), clearing
members shall identify volume
threshold accounts to the Commission
on Form 102B; and
• Pursuant to § 17.01(c), omnibus
volume threshold account originators
and omnibus reportable sub-account
originators shall identify reportable
subaccounts to the Commission on
Form 71 when requested via a special
call by the Commission or its designee.
Additional reporting requirements
arise from § 18.04, which results in the
collection of information via Form 40
from and regarding traders who own,
hold, or control reportable positions;
volume threshold account controllers;
persons who own volume threshold
accounts; reportable sub-account
controllers; and persons who own
reportable sub-accounts.
Reporting requirements also arise
from § 20.5(a), which requires all
reporting entities to submit Form 102S
for swap counterparty or customer
consolidated accounts with reportable
1 See Final Rule, Ownership and Control Reports,
Forms 102/102S, 40/40S, and 71, 78 FR 69178
(Nov. 18, 2013). Terms used herein and not
otherwise defined herein shall have the meaning
assigned to such terms in the final rules or in the
Commission’s regulations.
PO 00000
Frm 00014
Fmt 4703
Sfmt 4703
59877
positions. In addition, § 20.5(b) requires
every person subject to books or records
under current § 20.6 to complete a 40S
filing after a special call upon such
person by the Commission.
In addition to the reporting
requirements summarized above,
§ 18.05 imposes recordkeeping
requirements upon: (1) Traders who
own, hold, or control a reportable
futures or options on futures position;
(2) volume threshold account
controllers; (3) persons who own
volume threshold accounts; (4)
reportable sub-account controllers; and
(5) persons who own reportable
subaccounts.
With respect to the collection of
information, the CFTC invites
comments on:
• Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information will have a practical use;
• The accuracy of the Commission’s
estimate of the burden of the proposed
collection of information, including the
validity of the methodology and
assumptions used;
• Ways to enhance the quality,
usefulness, and clarity of the
information to be collected; and
• Ways to minimize the burden of
collection of information on those who
are to respond, including through the
use of appropriate automated electronic,
mechanical, or other technological
collection techniques or other forms of
information technology, e.g., permitting
electronic submission of responses.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to https://
www.cftc.gov. You should submit only
information that you wish to make
available publicly. If you wish the
Commission to consider information
that you believe is exempt from
disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.2
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all of your submission
from https://www.cftc.gov that it may
deem to be inappropriate for
publication, such as obscene language.
All submissions that have been redacted
or removed that contain comments on
the merits of the Information Collection
Request will be retained in the public
2 17
E:\FR\FM\30AUN1.SGM
CFR 145.9.
30AUN1
59878
Federal Register / Vol. 88, No. 167 / Wednesday, August 30, 2023 / Notices
comment file and will be considered as
required under the Administrative
Procedure Act and other applicable
laws, and may be accessible under the
Freedom of Information Act.
Burden Statement: The Commission
estimates the burden of this collection
of information as follows:
Estimated Number of Respondents:
1,779.
Estimated Average Burden Hours per
Respondent: 102.
Estimated Total Annual Burden
Hours: 188,980.
Frequency of Collection: On occasion.
(Authority: 44 U.S.C. 3501 et seq.)
Dated: August 25, 2023.
Christopher Kirkpatrick,
Secretary of the Commission.
[FR Doc. 2023–18710 Filed 8–29–23; 8:45 am]
BILLING CODE 6351–01–P
CONSUMER FINANCIAL PROTECTION
BUREAU
[Docket No. CFPB–2023–0043]
Agency Information Collection
Activities: Comment Request
Consumer Financial Protection
Bureau.
ACTION: Notice and request for comment.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995
(PRA), the Consumer Financial
Protection Bureau (CFPB) requests the
extension of the Office of Management
and Budget’s (OMB’s) approval for an
existing information collection titled
‘‘Real Estate Settlement Procedures Act
(Regulation X)’’ approved under OMB
Number 3170–0016.
DATES: Written comments are
encouraged and must be received on or
before September 29, 2023 to be assured
of consideration.
ADDRESSES: Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to www.reginfo.gov/public/do/
PRAMain. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. In general, all
comments received will become public
records, including any personal
information provided. Sensitive
personal information, such as account
numbers or Social Security numbers,
should not be included.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information
should be directed to Anthony May,
lotter on DSK11XQN23PROD with NOTICES1
SUMMARY:
VerDate Sep<11>2014
17:31 Aug 29, 2023
Jkt 259001
Paperwork Reduction Act Officer, at
(202) 435–7278, or email: CFPB_PRA@
cfpb.gov. If you require this document
in an alternative electronic format,
please contact CFPB_Accessibility@
cfpb.gov. Please do not submit
comments to these email boxes.
SUPPLEMENTARY INFORMATION:
Title of Collection: Real Estate
Settlement Procedures Act (Regulation
X).
OMB Control Number: 3170–0016.
Type of Review: Extension without
change of a currently approved
collection.
Affected Public: Private sector:
business or other for-profits, not-forprofit institutions.
Estimated Number of Respondents:
12,506.
Estimated Total Annual Burden
Hours: 1,087,981.
Abstract: Regulation X 1 implements
the Real Estate Settlement Procedures
Act (RESPA).2 Regulation X contains
information collections in the form of
various disclosure and recordkeeping
requirements. The disclosures in this
collection are required by the statute
and implementing regulations.
Consumers use the disclosures required
by RESPA and Regulation X to inform
their choice of settlement service
providers, review the final terms of a
settlement, understand whom to contact
about questions concerning their
mortgage loan, and identify/protect
themselves against inaccurate or
questionable loan servicing practices.
Regulation X requires these
information collections. However, to the
extent that compliance with
requirements in Regulation Z 3 provides
an exemption from compliance with
similar requirements in Regulation X,
any relevant information collection
burden is accounted for in OMB Control
Number 3170–0015.
Request for Comments: The CFPB
published a 60-day Federal Register
notice on February 8, 2023, (88 FR 8262)
under Docket Number: CFPB–2023–
0013. The CFPB is publishing this
notice and soliciting comments on: (a)
Whether the collection of information is
necessary for the proper performance of
the functions of the CFPB, including
whether the information will have
practical utility; (b) The accuracy of the
CFPB’s estimate of the burden of the
collection of information, including the
validity of the methods and the
assumptions used; (c) Ways to enhance
the quality, utility, and clarity of the
information to be collected; and (d)
1 12
CFR parts 1024.1–.41.
U.S.C. 2601 et seq.
3 12 CFR 1026.
2 12
PO 00000
Frm 00015
Fmt 4703
Sfmt 4703
Ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Comments submitted in response to this
notice will be reviewed by OMB as part
of its review of this request. All
comments will become a matter of
public record.
Anthony May,
Paperwork Reduction Act Officer, Consumer
Financial Protection Bureau.
[FR Doc. 2023–18760 Filed 8–29–23; 8:45 am]
BILLING CODE 4810–AM–P
DEPARTMENT OF DEFENSE
Department of the Air Force
[Docket No. ARH–221221A–PL]
Notice of Intent To Grant a Partially
Exclusive Patent License
Department of the Air Force,
Department of Defense.
ACTION: Notice of intent.
AGENCY:
Pursuant to the Bayh-Dole Act
and implementing regulations, the
Department of the Air Force hereby
gives notice of its intent to grant a
partially exclusive (the field to include
outdoor recreation) patent license
agreement to Bowerbags, LLC, a
corporation of the State of Ohio, having
a place of business at 601 East 3rd St.,
Dayton, Ohio 45402.
DATES: Written objections must be filed
no later than fifteen (15) calendar days
after the date of publication of this
Notice.
ADDRESSES: Submit written objections to
Jaclyn Lauren Williams, Technology
Business Specialist, 2510 Fifth Street,
Bldg. 840, Room 413.30, WrightPatterson AFB, OH 45433; Phone: (702)
715–4402; or Email: jaclyn.williams.2@
us.af.mil. Include Docket No. ARH–
221221A–PL in the subject line of the
message.
FOR FURTHER INFORMATION CONTACT:
Jaclyn Lauren Williams, Technology
Business Specialist, 2510 Fifth Street,
Bldg. 840, Room 413.30, WrightPatterson AFB, OH 45433; Phone: (702)
715–4402; or Email: jaclyn.williams.2@
us.af.mil.
SUPPLEMENTARY INFORMATION: The
Department of the Air Force intends to
grant the partially exclusive patent
license agreement for the invention
described in: U.S. Patent No. 8,857,681
B2, entitled, ‘‘Load Carriage Connector
and System,’’ filed March 8, 2013, and
issued October 14, 2014.
SUMMARY:
E:\FR\FM\30AUN1.SGM
30AUN1
Agencies
[Federal Register Volume 88, Number 167 (Wednesday, August 30, 2023)]
[Notices]
[Pages 59877-59878]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-18710]
[[Page 59877]]
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COMMODITY FUTURES TRADING COMMISSION
Agency Information Collection Activities: Notice of Intent to
Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/
102S, 40/40S, and 71 (Trader and Account Identification Reports)
AGENCY: Commodity Futures Trading Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or
``Commission'') is announcing an opportunity for public comment on the
proposed renewal of the collection of certain information by the
agency. Under the Paperwork Reduction Act (``PRA''), Federal agencies
are required to publish notice in the Federal Register concerning each
proposed collection of information and to allow 60 days for public
comment. This notice solicits comments in connection with information
collection requirements under certain rules and related forms (the
``final rules'') that the Commission adopted to enhance its
identification of futures and swap market participants.
DATES: Comments must be submitted on or before October 30, 2023.
ADDRESSES: You may submit comments, identified by OMB Control No. 3038-
0103, by any of the following methods:
CFTC Website: https://comments.cftc.gov/. Follow the
instructions for submitting comments through the website.
Mail: Christopher Kirkpatrick, Secretary of the
Commission, Commodity Futures Trading Commission, Three Lafayette
Centre, 1155 21st Street NW, Washington, DC 20581.
Hand Delivery/Courier: Same as Mail, above.
Please submit your comments using only one of these methods and
identify that it is for the renewal of Collection Number 3038-0103.
FOR FURTHER INFORMATION CONTACT: Chase Lindsey, Assistant Chief
Counsel, Division of Market Oversight, Commodity Futures Trading
Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC
20581; (202) 740-4833; [email protected].
SUPPLEMENTARY INFORMATION: Under the PRA, 44 U.S.C. 3501 et seq.,
Federal agencies must obtain approval from the Office of Management and
Budget (``OMB'') for each collection of information they conduct or
sponsor. ``Collection of Information'' is defined in 44 U.S.C. 3502(3)
and 5 CFR 1320.3 and includes agency requests or requirements that
members of the public submit reports, keep records, or provide
information to a third party. Section 3506(c)(2)(A) of the PRA, 44
U.S.C. 3506(c)(2)(A), requires Federal agencies to provide a 60-day
notice in the Federal Register concerning each proposed collection of
information before submitting the collection to OMB for approval. To
comply with this requirement, the CFTC is publishing notice of the
proposed collection of information listed below. An agency may not
conduct or sponsor, and a person is not required to respond to, a
collection of information unless it displays a currently valid OMB
control number.
Title: Ownership and Control Reports, Forms 102/102S, 40/40S, and
71 (Trader and Account Identification Reports) (OMB Control No. 3038-
0103). This is a request for extension of a currently approved
information collection.
Abstract: The final rules \1\ created new information collection
requirements via Sec. Sec. 17.01, 18.04, 18.05, and 20.5.
Specifically, Sec. 17.01 provides for the filing of Form 102A, Form
102B and Form 71, as follows:
---------------------------------------------------------------------------
\1\ See Final Rule, Ownership and Control Reports, Forms 102/
102S, 40/40S, and 71, 78 FR 69178 (Nov. 18, 2013). Terms used herein
and not otherwise defined herein shall have the meaning assigned to
such terms in the final rules or in the Commission's regulations.
---------------------------------------------------------------------------
Pursuant to Sec. 17.01(a), futures commission merchants
(``FCMs''), clearing members, and foreign brokers shall identify new
special accounts to the Commission on Form 102A;
Pursuant to Sec. 17.01(b), clearing members shall
identify volume threshold accounts to the Commission on Form 102B; and
Pursuant to Sec. 17.01(c), omnibus volume threshold
account originators and omnibus reportable sub-account originators
shall identify reportable subaccounts to the Commission on Form 71 when
requested via a special call by the Commission or its designee.
Additional reporting requirements arise from Sec. 18.04, which
results in the collection of information via Form 40 from and regarding
traders who own, hold, or control reportable positions; volume
threshold account controllers; persons who own volume threshold
accounts; reportable sub-account controllers; and persons who own
reportable sub-accounts.
Reporting requirements also arise from Sec. 20.5(a), which
requires all reporting entities to submit Form 102S for swap
counterparty or customer consolidated accounts with reportable
positions. In addition, Sec. 20.5(b) requires every person subject to
books or records under current Sec. 20.6 to complete a 40S filing
after a special call upon such person by the Commission.
In addition to the reporting requirements summarized above, Sec.
18.05 imposes recordkeeping requirements upon: (1) Traders who own,
hold, or control a reportable futures or options on futures position;
(2) volume threshold account controllers; (3) persons who own volume
threshold accounts; (4) reportable sub-account controllers; and (5)
persons who own reportable subaccounts.
With respect to the collection of information, the CFTC invites
comments on:
Whether the proposed collection of information is
necessary for the proper performance of the functions of the
Commission, including whether the information will have a practical
use;
The accuracy of the Commission's estimate of the burden of
the proposed collection of information, including the validity of the
methodology and assumptions used;
Ways to enhance the quality, usefulness, and clarity of
the information to be collected; and
Ways to minimize the burden of collection of information
on those who are to respond, including through the use of appropriate
automated electronic, mechanical, or other technological collection
techniques or other forms of information technology, e.g., permitting
electronic submission of responses.
All comments must be submitted in English, or if not, accompanied
by an English translation. Comments will be posted as received to
https://www.cftc.gov. You should submit only information that you wish
to make available publicly. If you wish the Commission to consider
information that you believe is exempt from disclosure under the
Freedom of Information Act, a petition for confidential treatment of
the exempt information may be submitted according to the procedures
established in Sec. 145.9 of the Commission's regulations.\2\
---------------------------------------------------------------------------
\2\ 17 CFR 145.9.
---------------------------------------------------------------------------
The Commission reserves the right, but shall have no obligation, to
review, pre-screen, filter, redact, refuse or remove any or all of your
submission from https://www.cftc.gov that it may deem to be
inappropriate for publication, such as obscene language. All
submissions that have been redacted or removed that contain comments on
the merits of the Information Collection Request will be retained in
the public
[[Page 59878]]
comment file and will be considered as required under the
Administrative Procedure Act and other applicable laws, and may be
accessible under the Freedom of Information Act.
Burden Statement: The Commission estimates the burden of this
collection of information as follows:
Estimated Number of Respondents: 1,779.
Estimated Average Burden Hours per Respondent: 102.
Estimated Total Annual Burden Hours: 188,980.
Frequency of Collection: On occasion.
(Authority: 44 U.S.C. 3501 et seq.)
Dated: August 25, 2023.
Christopher Kirkpatrick,
Secretary of the Commission.
[FR Doc. 2023-18710 Filed 8-29-23; 8:45 am]
BILLING CODE 6351-01-P