Hazardous Waste Generator Improvements Rule, the Hazardous Waste Pharmaceuticals Rule, and the Definition of Solid Waste Rule; Technical Corrections, 54086-54115 [2023-14731]
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ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 260, 261, 262, 264, 265,
266, 270, 271, and 441
FOR FURTHER INFORMATION CONTACT:
[EPA–HQ–OLEM–2023–0081; FRL 8687–02–
OLEM]
RIN 2050–AH23
Hazardous Waste Generator
Improvements Rule, the Hazardous
Waste Pharmaceuticals Rule, and the
Definition of Solid Waste Rule;
Technical Corrections
Environmental Protection
Agency (EPA).
ACTION: Direct final rule.
AGENCY:
The Environmental Protection
Agency (the EPA or the Agency) is
taking direct final action on a number of
technical corrections that correct or
clarify several parts of the Resource
Conservation and Recovery Act (RCRA)
hazardous waste regulations. These
technical corrections correct or clarify
specific provisions in the existing
hazardous waste regulations that were
promulgated in the Hazardous Waste
Generator Improvements rule, the
Hazardous Waste Pharmaceuticals rule,
and the Definition of Solid Waste rule.
This rule also makes other minor
corrections that fall within the same
sections of the hazardous waste
regulations but are independent of these
three rules. Examples of the types of
corrections being made in this rule
include, but are not limited to,
correcting typographical errors,
correcting incorrect or outdated
citations, making minor clarifications,
and updating addresses.
DATES: This rule is effective on
December 7, 2023, without further
notice unless the EPA receives adverse
comment by October 10, 2023. If the
EPA receives adverse comment on any
individual correction, we will publish a
timely withdrawal in the Federal
Register informing the public about the
specific paragraph or amendment where
the correction or clarification will not
take effect.
ADDRESSES: The EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OLEM–2023–0081. All
documents in the docket are listed on
the https://www.regulations.gov
website. Although listed in the index,
some information is not publicly
available, e.g., confidential business
information (CBI) or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
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SUMMARY:
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Brian Knieser, U.S. Environmental
Protection Agency, Office of Resource
Conservation and Recovery, (MC:
5304T), 1200 Pennsylvania Avenue NW,
Washington, DC 20460, (202) 566–0516,
(knieser.brian@epa.gov) or Kathy Lett,
U.S. Environmental Protection Agency,
Office of Resource Conservation and
Recovery, (MC: 5304T), 1200
Pennsylvania Avenue NW, Washington,
DC 20460, (202) 566–0517, (lett.kathy@
epa.gov).
SUPPLEMENTARY INFORMATION:
I. Why is EPA using a direct final rule?
The EPA is publishing this rule
without a prior proposed rule because
we view this as a noncontroversial
action and anticipate no adverse
comment since the technical corrections
are minor fixes and clarifications.
However, in the ‘‘Proposed Rules’’
section of this Federal Register
publication, we are publishing a
separate document that will serve as the
proposed rule to adopt the provisions in
this direct final rule if adverse
comments are received on this direct
final rule. We will not institute a second
comment period on this action. Any
parties interested in commenting must
do so at this time. For further
information about commenting on this
rule, see the ADDRESSES section of this
document.
If the EPA receives adverse comment
on any individual correction, we will
publish a timely withdrawal in the
Federal Register informing the public
about the specific regulatory paragraph
or amendment that will not take effect.
The corrections that are not withdrawn
will become effective on the date set out
above. We would address all public
comments in any subsequent final rule
based on comments and new
information submitted in response to
the proposed rule.
II. Does this action apply to me?
Entities potentially affected by this
action include hazardous waste
generators, treatment, storage, and
disposal facilities, healthcare facilities,
reverse distributors, importers/exporters
of hazardous waste, and users of the
transfer-based exclusion to the
definition of solid waste. Also affected
are States and EPA Regions
implementing the RCRA hazardous
waste regulations.
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III. What is the legal authority of this
final rule?
This rule is authorized under sections
1004, 2002, 3001, 3002, 3003, 3004,
3005, 3006, 3007, 3010, 3017, and 3018
of the Resource Conservation and
Recovery Act of 1976, as amended, 42
U.S.C. 6903, 6912, 6921, 6922, 6923,
6924, 6925, 6926, 6927, 6930, 6938, and
6939.
IV. Background
In the process of publishing in the
Federal Register the three final rules
that are the focus of this rulemaking, the
EPA inadvertently made typographical
errors, included incorrect citations, and
finalized language that was
unintentionally ambiguous. Similarly,
while the Agency attempted to make
conforming changes to all appropriate
parts of the RCRA hazardous waste
regulations when these three rules were
promulgated, some were overlooked.
The EPA has also identified a number
of other regulations needing to be
corrected that were not part of the three
final rules that are the main focus of this
rulemaking but are located in the same
sections of the regulations. The Agency
determined that including those
additional corrections in this
rulemaking would be an efficient use of
Agency resources and provide sufficient
benefit to merit their incorporation.
These inadvertent errors and oversights
have been the cause of some confusion
on the part of the regulated community,
as well as the Federal and State
regulators implementing the hazardous
waste regulatory program. Making these
corrections will ease that confusion
among the EPA’s stakeholders.
This rule addresses these problems by
correcting and clarifying the RCRA
hazardous waste management
regulations—specifically the general
hazardous waste management system
regulations under 40 CFR part 260, the
hazardous waste identification
regulations under 40 CFR part 261; the
standards applicable to generators of
hazardous waste in 40 CFR part 262; the
standards for owners and operators of
hazardous waste treatment, storage, and
disposal facilities in 40 CFR part 264;
the interim status standards for owner
and operators of hazardous waste
treatment, storage, and disposal
facilities in 40 CFR part 265; the
regulations for specific hazardous
wastes and specific types of hazardous
waste management facilities in 40 CFR
part 266, including the regulations for
hazardous waste pharmaceuticals in 40
CFR part 266, subpart P; the regulations
for EPA-administered hazardous waste
permit programs under 40 CFR part 270;
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the requirements for authorization of
State hazardous waste programs in 40
CFR part 271; and the dental office
point source category regulations in part
40 CFR part 441.
This action was developed in
accordance with EPA guidance on
environmental justice. As a technical
correction rulemaking, it does not have
any disproportionately high and adverse
human health or environmental effects
on the programs, policies, or activities
of minority populations (people of
color) and low-income populations. It
does not have adverse impact on other
federal agencies, states, local
governments, tribes, paperwork
burdens, or children’s health.
Similarly, because this rule consists
entirely of technical corrections, it does
not have any adverse impacts on climate
change nor any state and federal climate
adaptation programs.
Today’s action makes over 100
technical corrections to 40 CFR parts
260–262, 264–266, 270–271, and 441.
The discussion of technical corrections
to the regulations below is organized by
the rulemaking that initially made the
changes. Where a technical correction
does not stem directly from one of the
three main rulemakings being corrected,
it has been included where it makes
most sense to do so by topic. In
addition, the EPA provides a
description and explanation of the
technical corrections in the preamble to
this direct final rule.
V. Corrections Related to the
Regulatory Revisions Implemented by
the Hazardous Waste Generator
Improvements Rule
This section addresses technical
corrections to revisions made as part of
the Hazardous Waste Generator
Improvements rule. The final rule,
referred to as the Generator
Improvements rule, was published in
the Federal Register on November 28,
2016 (81 FR 85732) and revised the
requirements for hazardous waste
generators, a regulatory term that refers
to any person, by site, whose act or
process produces hazardous waste or
whose act first causes a hazardous waste
to become subject to regulation. The
Generator Improvements rule included a
reorganization and renumbering of the
regulations for the management of
hazardous waste by generators of that
waste as well as revisions that both
closed regulatory gaps and, where
appropriate, provided flexibility in the
regulations for certain management
scenarios. The technical corrections
described in this action include the
correction of typographical errors, the
correction of citations in the regulations
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that were not updated in the original
Generator Improvements rule, and
revisions to wording in the regulations
that has caused confusion in the six
years since the final rule was published.
The technical corrections in this
section of the rule appear mostly in the
hazardous waste generator regulations
in part 262 of chapter 40 of the Code of
Federal Regulations, but also in other
hazardous waste provisions in 40 CFR
parts 260, 261, 264, 265, 266, 270, and
271. There is also one citation updated
in 40 CFR part 441.
Each of the technical corrections are
discussed below. The preamble
discusses typographical errors first, then
updated citations, and finally wording
changes. Within each section, the
technical corrections are generally
discussed in the order they appear in
the regulations. However, to avoid
repetition, similar technical corrections
are discussed together in the preamble.
A. Typographical Errors
• Section 262.16(b) is revised to
include a reference to § 262.16(c) in the
list of provisions in this section
describing when a small quantity
generator can accumulate hazardous
waste for more than 180 days. The
reference to § 262.16(c) was
inadvertently left off this list in the 2016
Generator Improvements rule.
• Section 262.16(b)(5) is revised to
remove an ‘‘of’’ from the paragraph
where it does not belong.
• Sections 262.16(b)(8)(iv)(A) and (B)
are both revised to replace the internal
cross reference to paragraph (a)(8)(ii) of
this section to the correct citation:
paragraph (b)(8)(ii) of this section.
• Section 262.17(a)(7)(i)(A) is revised
to make the internal cross reference
more specific by including the fourth
paragraph level. The correct cross
reference is to § 262.17(a)(7)(iv)(C),
which describes what elements must be
included in a large quantity generator’s
(LQG) training program. This revision
also is consistent with the cross
referencing in § 265.16, which applied
to LQGs before the Generator
Improvements rule reorganization.
• Section 262.17(a)(8)(iii)(A)(4) is
revised to correct the regulation it
references. The correct citation is
paragraph (a)(8)(iii)(A)(2) of this section.
• Section 262.213(a)(1) is revised to
replace a misplaced ‘‘or’’ with ‘‘of.’’
• Section 262.232(b)(4) is revised to
remove the word ‘‘waste’’ from a place
where it does not belong.
• Section 262.232(b)(6)(iv) is revised
to add ‘‘RCRA-’’ to the term ‘‘designated
facility’’ to match the language of
parallel provisions in this section.
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• Section 265.71 is revised by
removing the comment to paragraph (c).
The contents of that comment were
incorporated into the main text of
paragraph (c) by the Generator
Improvements rule, but the comment
was not removed at that time.
B. Missed Citation Updates and
Changed Terminology
The Generator Improvements rule
reorganized the hazardous waste
generator regulations. Two of the main
changes during this reorganization were
moving the regulations that had been in
§ 261.5 into §§ 262.13 and 262.14 and
reorganizing the regulations that had
been in § 262.34 into three new sections:
§ 262.15 for satellite accumulation areas,
§ 262.16 for small quantity generators,
and § 262.17 for large quantity
generators.
The Generator Improvements rule also
replaced the § 260.10 defined term
‘‘conditionally exempt small quantity
generator’’ throughout the regulations
with a new term that more accurately
describes this category of generators:
‘‘very small quantity generator.’’ In
addition, the rule defined the terms
‘‘small quantity generator’’ and ‘‘large
quantity generator.’’ The previous
regulations had distinguished small
quantity generators from large quantity
generators by stating with each mention
that the former were generators that
generated greater than 100 kilograms
and less than 1,000 kilograms of
hazardous waste in a calendar month
and the latter were generators that
generated equal to or greater than 1,000
kilograms of hazardous waste per
calendar month.
The Generator Improvements rule also
removed from the Code of Federal
Regulations several obsolete sections of
the generator regulations that are no
longer in effect.
Although the EPA attempted to find
each reference to obsolete regulatory
citations and terminology when
finalizing the 2016 Generator
Improvements rule, several were
missed. The EPA is taking this
opportunity to correct those errors in
the regulations and update them with
the new citations and terms or remove
the citations completely, if appropriate.
In addition, the EPA is updating one
physical address listed in the
regulations.
• The definition of ‘‘Final closure’’ in
§ 260.10 is revised to update the citation
from § 262.34 to §§ 262.16 and 262.17.
• Section 261.1(a)(1) is revised to
remove the reference to hazardous waste
produced by very small quantity
generators because the regulations for
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very small quantity generators are now
in part 262.
• Section 261.4(e)(1) is revised to
replace the references to quantity
determinations in §§ 261.5 and
262.34(d) with a reference to the
counting requirements in § 262.13 and
the accumulation limits in
§ 262.16(b)(1).
• Section 261.11(c) is removed and
reserved. The Generator Improvements
rule finalized regulations that directly
address generator category and
generation limits for each category; thus,
this paragraph is redundant and could
result in confusion if not removed.
• Section 261.30(d) is revised to
replace the reference to § 261.5 with a
reference to § 262.13, Table 1, and the
text of the paragraph is revised to use
the same language as the title to Table
1: Generator Category Limits.
• Three references to § 262.34 in
appendix IX to part 261 are replaced
with references to §§ 262.15, 262.16,
and 262.17, as applicable.
• Section 262.10(k) is revised to
replace a reference to § 262.34 with a
reference to §§ 262.15–262.17, and the
standards in those sections are
identified as conditions for exemption
to be consistent with the rest of the
generator standards.
• Section 262.10, Note 1, is revised to
replace two references to § 262.34 with
references to §§ 262.15–262.17.
• Section 262.42(a)(1) and (2) and (b)
are revised to replace descriptions of
generator categories (e.g., ‘‘generators of
1000 kilograms or greater of hazardous
waste in a calendar month’’) with either
‘‘small quantity generator’’ or ‘‘large
quantity generator,’’ which were terms
promulgated and/or updated in the 2016
Generator Improvements rule.
• Section 262.82(e)(2) is updated to
reflect the current address for hand
deliveries of submittals required in part
262, subpart H, for transboundary
movements of hazardous waste for
recovery or disposal.
• The definition of ‘‘trained
professional’’ in § 262.200 is revised to
specifically identify the training
requirements that personnel at large,
small, and very small quantity
generators must comply with under part
262, subpart K, to be considered a
trained professional.
• Section 262.212(e)(3) is revised to
replace a reference to § 261.5(c) and (d)
with a reference to § 262.13.
• Section 264.1(g)(3) is revised to add
generators that are accumulating waste
on site in compliance with the generator
standards in subparts K and L of part
262 to the list of compliant generators
to which part 264 does not apply.
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• Sections 264.1(g)(12), 265.1(c)(15),
and 270.1(c)(2)(ix) referring to the
expired New York State Utility XL
project are all removed and reserved.
• Section 264.15(b)(5) referring to the
expired Performance Track program is
removed and reserved.
• Section 264.1030(b)(3) is revised to
replace a reference to § 262.34(a) with a
reference to § 262.17.
• Section 264.1050(b)(2) is revised to
replace a reference to § 262.34(a) with a
reference to § 262.17.
• Section 266.100(c)(3) is revised to
replace the term ‘‘special requirements’’
with ‘‘conditions for exemption’’; to
replace the term ‘‘conditionally exempt
small quantity generator’’ with ‘‘very
small quantity generator’’; and to
replace a reference to § 261.5 with a
reference to § 262.14.
• Section 266.108 is revised to
replace the term ‘‘special requirements’’
with ‘‘conditions for exemption’’; to
replace the term ‘‘conditionally exempt
small quantity generator’’ with ‘‘very
small quantity generator’’; and to
replace a reference to § 261.5 with a
reference to § 262.14.
• Section 271.10(c) is revised to add
a reference to § 262.15 because the
previous reference to § 262.34 should
have been updated in the 2016
Generator Improvements rule to also
include § 262.15.
• Section 441.50(b)(3) is revised to
replace a reference to § 261.5(g)(3) with
a reference to § 262.14(a)(5).
C. Regulations To Be Reworded
In the time since the 2016 Hazardous
Waste Generator Improvements rule was
promulgated, the EPA has received
feedback from State regulators
implementing the rule, industry
stakeholders, and others using the rule
that some of the changes in the final
rule are worded in a confusing way or
could be interpreted as changing how
the generator regulations work when the
EPA did not discuss making such
changes. In this section of the preamble,
the EPA discusses and explains
technical corrections to the regulations
finalized by the 2016 Generator
Improvements rule to address these
concerns.
1. Notification Requirements in Section
3010 of RCRA (Multiple Locations)
In multiple generator provisions
promulgated in the 2016 Generator
Improvements rule, the EPA refers to
the notification requirements in section
3010 of the RCRA statute specifically.
For example, in some provisions we
state that the requirements for a
permitted facility, including the
notification requirements in section
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3010 of RCRA, do not apply to those
entities that meet generator conditions
for exemption from permitting.
Elsewhere, we state that if a generator
violates a specific condition, such as an
LQG accumulating longer than 90 days
without an extension, they become
subject to the permitting requirements,
including section 3010 of RCRA.
Since the promulgation of the rule,
the EPA has been asked if regulatory
language in the 2016 rule means that a
generator of hazardous waste does not
need to notify as a generator using EPA
Form 8700–12, the Site ID form. The
EPA did not intend this language to
have this meaning—and in fact, small
and large quantity generators continue
to have the requirement in § 262.18 to
complete and submit the Site ID form,
notifying the EPA and the implementing
State that they are in operation.
The EPA has revised the regulatory
text in §§ 262.1; 262.10(a)(2); and
262.16; and five places in § 262.17
(§ 262.17(b), (c), (d), (e), and (f)) to make
it clear that the generators that are
operating in compliance with the
generator regulations are exempted from
the notification requirements in section
3010 of RCRA specifically as they
pertain to treatment, storage, and
disposal facilities.
2. Hazardous Waste Determination
(§ 262.11(d) and (g))
In the 2016 Generator Improvements
rule, the EPA made numerous revisions
to the hazardous waste determination
regulations in § 262.11 to incorporate
long-standing guidance and policy.
Section 262.11(c) used to read: ‘‘For
purposes of compliance with 40 CFR
part 268, or if the waste is not listed in
subpart D of 40 CFR part 261, the
generator must then determine whether
the waste is identified in subpart C of
40 CFR part 261 by either . . .’’
The 2016 Generator Improvements
rule moved this paragraph to § 262.11(d)
and reworded the paragraph: ‘‘The
person then must also determine
whether the waste exhibits one or more
hazardous characteristics as identified
in subpart C of 40 CFR part 261 by
following the procedures in paragraph
(d)(1) or (2) of this section, or a
combination of both.’’
Rewording the paragraph has led to
questions about whether it is now
necessary to identify all characteristics,
even when identifying a listing that
already addresses the characteristic. For
example, F003 solvents are listed for
ignitability. The 2016 revision of
§ 262.11(d) could be read so that a
generator must also identify the D001
characteristic for an F003 spent solvent.
This was not our intent. We have been
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consistent in our interpretation that as
long as the listed waste code addresses
the constituents or properties that cause
the waste to exhibit a characteristic,
then it is not necessary to also identify
the characteristic. This is still the case.
We are adding two sentences to the end
of § 262.11(d) to clarify that we did not
change this interpretation. For the same
reason, § 262.11(g) is being revised to
reference § 262.11(d) so they will be
consistent with one another.
3. Very Small Quantity Generators That
Accumulate Above the Threshold
(§ 262.14(a)(3) and (4))
In the 2016 Generator Improvements
rule, the EPA made revisions in
§§ 260.10, 262.13, 262.14, and 262.16 to
clarify to the regulated community
which regulations apply to hazardous
waste generators based on (1) The
quantity of hazardous waste they
generate per month; and (2) the quantity
of hazardous waste they accumulate on
site at any given time. Among those
revisions were two lists of standards
that apply when a very small quantity
generator (VSQG) exceeds the VSQG
limit for hazardous waste accumulated
on site at any one time: one kilogram of
acute hazardous waste, 100 kilograms of
residue from a cleanup of a spill of
acute hazardous waste, or 1,000
kilograms of non-acute hazardous waste.
(See § 262.14(a)(3) and (4))
Before 2016, these provisions were in
§ 261.5 and stated that: (1) Accumulated
acute hazardous wastes and residues
from clean ups of spills of acute
hazardous waste would be subject to
regulation under parts 262–266, 268,
and parts 270 and 124, as well as the
applicable notifications requirements in
section 3010 of the RCRA statute, and
(2) non-acute hazardous waste would be
subject to the part 262 provisions
applicable to small quantity generator
waste, as well as parts 263–266, 268,
and parts 270 and 124, and the
application notification requirements in
section 3010 of the RCRA statute.
Instead of pointing generators to a
long list of provisions that could apply
in these situations, the revised language
in the 2016 Generator Improvements
rule provided two specific lists of the
provisions that apply to the waste when
a VSQG exceeds the accumulation
threshold: one for acute hazardous
wastes and one for non-acute hazardous
wastes. However, the lists were focused
on the conditions for exemption, and
both left out several provisions that had
been covered by the previous language.
This rule revises both lists—in
§ 262.14(a)(3) and (4)—to restore the
independent requirements that were
inadvertently left out of the lists,
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including notification; preparation and
use of the Uniform Hazardous Waste
Manifest when shipping the waste off
site; and complying with pre-transport
requirements, recordkeeping and
reporting requirements, and
transboundary shipment requirements.
A VSQG that is notifying because it
exceeded the accumulation threshold
retains its VSQG category and prepares
and submits EPA Form 8700–12 (the
Site ID form) as a ‘‘very small quantity
generator.’’
4. Accumulation Limit for Small
Quantity Generators Generating Acute
Hazardous Waste (§ 262.16(b)(1))
The 2016 Generator Improvements
rule established definitions for very
small, small, and large quantity
generators, reorganized the regulations
for these categories of generators, and
clearly distinguished the generator
categories—determined by how much
hazardous waste is generated per
calendar month at a site—from the
conditions for exemption that specify
limits for how much hazardous waste
small and very small quantity generators
can accumulate on site at any one time.
However, the small quantity generator
conditions for exemption include an
accumulation limit of 6,000 kilograms
for non-acute hazardous waste but do
not specify an accumulation limit for
acute hazardous waste.
In the original 1980 hazardous waste
generator regulations, there were only
two categories of hazardous waste
generator: small (generating less than
1,000 kilograms of hazardous waste per
month) and large (generating more than
1,000 kilograms of hazardous waste per
month). These pre-1986 small quantity
generators had a total on-site hazardous
waste accumulation limit of 6,000
kilograms of non-acute hazardous waste
and one kilogram of acute hazardous
waste. The 1986 rule that established
the category and specific requirements
for those generating between 100
kilograms and 1,000 kilograms per
month (small quantity generators) (51
FR 10146; March 24, 1986)
implemented the changes to the
hazardous waste program required by
the Hazardous and Solid Waste
Amendments of 1984 (HSWA) and
established a new category of
‘‘conditionally exempt small quantity
generator’’ for those generating less than
100 kilograms of non-acute hazardous
waste per month.
The scope of HSWA and the new
regulations for conditionally exempt
small quantity generators did not
include acute hazardous waste.
Therefore, generators generating less
than one kilogram of acute hazardous
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waste per month are conditionally
exempt small quantity generators and
those generating more than one
kilogram of acute hazardous waste per
month are large quantity generators.
There is no separate small quantity
generator category based solely on
generation of acute hazardous waste.
The EPA clarified the distinctions
between the three generator categories
in the 2016 Generator Improvements
rule and stated that a small quantity
generator can only generate up to one
kilogram of acute hazardous waste in a
calendar month, but it was not clear in
the new language whether there is a
limit on the amount of acute hazardous
waste a small quantity generator can
accumulate on site at any one time.
Consistent with what has been
historically allowed for generators of
small amounts of acute hazardous
waste, the EPA is revising § 262.16(b)(1)
to clarify that the acute hazardous waste
accumulation limit for a small quantity
generator is one kilogram.
5. Accumulation in Tanks
(§ 262.17(a)(2))
Section 262.17(a)(2) describes the
requirements for hazardous waste that
LQGs accumulate in tanks. This section
was reorganized with some wording
changes in the 2016 Generator
Improvements rule. Section 262.17(a)(2)
used to be in § 262.34(a)(1)(ii), where it
was clear that the LQG must comply
with the applicable requirements of
subparts J, AA, BB, and CC of 40 CFR
part 265 except §§ 265.197(c) and
265.200. The EPA was informed by
stakeholders that the revised regulation
is not as clear as it had been previously
and is therefore revising the paragraph
by replacing the offsetting commas with
a set of parentheses to ensure clarity
about which requirements apply to
LQGs that accumulate hazardous waste
in tanks.
6. Closure of a Waste Accumulation
Unit (§ 262.17(a)(8)(i) Introductory Text
and (a)(8)(i)(A))
The Generator Improvements rule
added a requirement that LQGs
undergoing closure of a hazardous waste
accumulation unit (e.g., tank system,
container accumulation area) must
notify the EPA (or the authorized State).
Section 262.17(a)(8)(i) describes the
standards for notification when they are
just closing one single accumulation
unit and not all their accumulation
units. In this case, LQGs have two
options. They can submit the Site ID
form notifying the EPA of a unit’s
closure at the time they close the unit
(as per § 262.17(a)(8)(i)(B)) or they can
put a notice in their operating record
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and then, at a later date, when all the
accumulation units are closing, include
the earlier unit in the broader closure
notification (as per § 262.17(a)(8)(i)(A)).
The EPA is revising the language in this
section to more clearly describe that
these paragraphs apply specifically to
closure of a waste accumulation unit but
not the whole facility.
7. Exception Reporting for an Episodic
Event (§ 262.232(a)(5))
The 2016 Generator Improvements
rule added new provisions and
conditions under subpart L (Alternate
Standards for Episodic Generation) for
very small and small quantity generators
allowing them to hold episodic
generation events one time per year if
they experience an event that pushes
them above the generation threshold for
their normal generator category for that
calendar month. (A second event may
be allowed but must be approved by the
EPA or the authorizing State.)
Under the episodic event provisions,
very small quantity generators must
comply with certain conditions
including notification; labeling of tanks
and containers; managing waste in a
manner that minimizes fire, explosions,
or releases; and transporting the
hazardous waste to a RCRA treatment,
storage, and disposal facility or a
hazardous waste recycler using the
Uniform Hazardous Waste Manifest
(EPA Form 8700–22). The intent of
these conditions was to ensure that any
hazardous waste from an episodic event
is sent to an appropriate hazardous
waste designated facility under the
protections of the manifest system.
However, in the regulations finalized
by the 2016 Generator Improvements
rule for very small quantity generators
holding episodic events, the EPA
neglected to include a reference to
§ 262.44 of the generator regulations—
recordkeeping requirements for small
quantity generators—an important part
of the manifest’s cradle-to-grave
tracking. The EPA always intended for
the entire manifest tracking system to
apply to hazardous waste from episodic
events being held by very small quantity
generators.
The EPA is revising § 262.232(a)(5) to
include a reference to § 262.44, which
includes maintaining records of
manifests and hazardous waste
determinations, completing an
exception report if the generator does
not receive a copy of its manifest from
the designated facility indicating that
the waste arrived within 60 days from
the date upon which the waste was
accepted by the initial transporter, and
complying with requests from the
Administrator for additional reports
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under sections 2002(a) and 3002(a)(6) of
RCRA.
8. Episodic Generation for Small
Quantity Generators
(§ 262.232(b)(4)(ii)(C))
Section 262.232(b) describes the
conditions that apply when a small
quantity generator is holding an
episodic event. Generators must label
accumulation units with the date the
episodic event begins to ensure that all
hazardous waste from the event is
transported off site to a RCRAdesignated facility within the 60 days
allowed for the entire episodic event.
This standard was clear in the preamble
to the 2016 Generator Improvements
final rule and in the parallel regulations
for VSQGs and for small quantity
generators accumulating hazardous
waste in containers, but the 2016
regulatory language erroneously
indicated that small quantity generators
accumulating hazardous waste in tanks
should mark them with the day the
period of accumulation begins (i.e., the
day that hazardous waste started
accumulating in that tank), as opposed
to the day the event began. The EPA is
revising the regulatory language to
match its intent, as indicated in the
2016 preamble and the other parallel
sections of the episodic generation
regulations.
VI. Corrections Related to the
Regulatory Revisions Implemented by
the Management Standards for
Hazardous Waste Pharmaceuticals and
Amendment to the P075 Listing for
Nicotine Rule
This section addresses technical
corrections to revisions made as part of
the Management Standards for
Hazardous Waste Pharmaceuticals and
Amendment to the P075 Listing for
Nicotine rule. The final rule, referred to
as the Hazardous Waste
Pharmaceuticals final rule, was
published in the Federal Register on
February 22, 2019, (84 FR 5816) and
added part 266 subpart P to title 40,
chapter I, of the Code of Federal
Regulations. The revisions described in
this action include correction of
typographical errors, the correction of
citations in the regulations that were not
updated in the original Hazardous
Waste Pharmaceuticals final rule,
revisions to wording in the regulations
to provide consistency, and revisions to
wording in the regulations that have
caused confusion in the four years since
the final rule was published.
All but three of the technical
corrections appear in part 266, subpart
P. The technical corrections that are not
in part 266, subpart P, are in §§ 264.72
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and 265.72 and Table 1 of § 271.1. Each
of the technical corrections are
discussed below. Generally, the
technical corrections are discussed in
the order they appear in the regulations.
However, to avoid repetition, similar
technical corrections are discussed
together, even if that means that they are
taken out of order.
A. Manifest Discrepancies (§§ 264.72
and 265.72)
Sections 264.72(a)(3) and 265.72(a)(3)
are both being revised to include a
reference to the new empty container
standards in § 266.507 that were added
as a component of part 266, subpart P.
The current regulatory language in
§§ 264.72(a) and 265.72(a) references the
empty container standards in § 261.7(b).
We are updating the references to
include the new empty container
standards in § 266.507 as well.
B. Applicability (§ 266.501)
Section 266.501(d)(2) of the
Applicability section of part 266,
subpart P, is being amended to correct
a typographical error. Specifically, the
regulatory citation § 262.502(a) is being
revised to § 266.502(a). In fact, the
citation § 262.502(a) does not exist.
C. Lab Pack Accumulation
(§§ 266.502(d)(4) and 266.510(c)(4)(vi))
1. Overview of Technical Corrections
Related to Lab Packing Hazardous Waste
Pharmaceuticals
Sections 266.502(d)(4) and
266.510(c)(4)(vi) are both being
amended to insert the phrase, ‘‘or
because it is prohibited from being lab
packed due to § 268.42(c).’’ Section
266.502(d)(4) is within the healthcare
facility standards for non-creditable
hazardous waste pharmaceuticals.
Section 266.510(c)(4)(vi) is within the
reverse distributor standards for
evaluated hazardous waste
pharmaceuticals. These changes clarify
that non-creditable and evaluated
hazardous waste pharmaceuticals that
are prohibited from being lab packed for
incineration must be accumulated in
separate containers at healthcare
facilities and reverse distributors,
respectively. These amendments are
consistent with guidance the EPA
issued after the rule was published in
February 2019 and posted on the web
page, Frequent Questions about the
Management Standards for Hazardous
Waste Pharmaceuticals and Amendment
to the P075 Listing for Nicotine final
rule.1
1 https://www.epa.gov/hwgenerators/frequentquestions-about-management-standards-hazardouswaste-pharmaceuticals-and#landdisposal.
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In the Frequent Questions, we
explained that in the Hazardous Waste
Pharmaceuticals final rule the EPA
required that healthcare facilities and
reverse distributors segregate certain
metal-bearing hazardous waste
pharmaceuticals in separate containers.
The Agency’s reasoning was that, while
combustion is the required treatment
standard under the Land Disposal
Restrictions (LDRs) for most hazardous
waste pharmaceuticals, the combustion
of a few metal-bearing hazardous wastes
is prohibited. Therefore, a healthcare
facility or reverse distributor must
accumulate those particular metalbearing hazardous waste
pharmaceuticals in a separate container
at the initial point of accumulation, and
label them with the appropriate
hazardous waste codes in order to
prevent them from being combusted
inadvertently. While the final rule
mentions the LDR dilution prohibition
as one reason for accumulating certain
metal-bearing hazardous waste
pharmaceuticals separately, we
inadvertently omitted a reference to the
LDR lab-pack regulations as a reason for
accumulating certain hazardous waste
pharmaceuticals separately.
In § 266.510(c)(4)(vi), we included a
parenthetical with an example of a
metal-bearing hazardous waste
pharmaceutical that was prohibited
from being combusted due to the
dilution prohibition of § 268.3(c). The
example we included was arsenic
trioxide. Including the example caused
confusion, leading some to think that
arsenic trioxide was the only metalbearing hazardous waste pharmaceutical
that had to be segregated. Therefore, we
are replacing the example in the
parenthetical with a reference to the
complete list of metal-bearing waste
codes in appendix XI to part 268.
Similarly, we are adding a second
parenthetical that will reference
appendix IV to part 268 following the
new language about the lab pack
prohibition. For consistency, we are
adding both of these parentheticals to
§ 266.502(d)(4).
2. Detailed Explanation of Regulatory
Changes Related to Lab Packing
Hazardous Waste Pharmaceuticals
The standards for healthcare facilities
managing non-creditable hazardous
waste pharmaceuticals include a
provision related to metal-bearing
pharmaceuticals that are subject to the
dilution prohibition under the LDRs in
§ 268.3. Specifically, § 266.502(d)(4) of
the Hazardous Waste Pharmaceuticals
final rule states that a ‘‘healthcare
facility may accumulate non-creditable
hazardous waste pharmaceuticals and
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non-hazardous non-creditable waste
pharmaceuticals in the same container,
except that non-creditable hazardous
waste pharmaceuticals prohibited from
being combusted because of the dilution
prohibition of § 268.3(c) must be
accumulated in separate containers and
labeled with all applicable hazardous
waste numbers (i.e., hazardous waste
codes).’’
The standards for reverse distributors
managing evaluated hazardous waste
pharmaceuticals includes an analogous
provision. Specifically,
§ 266.510(c)(4)(vi) states that a ‘‘reverse
distributor . . . must . . . [a]ccumulate
evaluated hazardous waste
pharmaceuticals that are prohibited
from being combusted because of the
dilution prohibition of § 268.3(c) (e.g.,
arsenic trioxide (P012)) in separate
containers from other evaluated
hazardous waste pharmaceuticals at the
reverse distributor.’’
The healthcare facility standards and
the reverse distributor standards both
cite the LDR dilution prohibition found
in § 268.3(c), which provides that
‘‘combustion of the hazardous waste
codes listed in Appendix XI’’ to part 268
is ‘‘prohibited, unless the waste, at the
point of generation, or after any bona
fide treatment such as cyanide
destruction prior to combustion, can be
demonstrated to comply with one or
more’’ of the specific criteria (unless
otherwise specifically prohibited from
combustion). The criteria follow:
(1) The waste contains hazardous
organic constituents or cyanide at levels
exceeding the constituent-specific
treatment standard found in § 268.48;
(2) The waste consists of organic,
debris-like materials (e.g., wood, paper,
plastic, or cloth) contaminated with an
inorganic metal-bearing hazardous
waste;
(3) The waste, at point of generation,
has reasonable heating value such as
greater than or equal to 5000 BTU per
pound;
(4) The waste is co-generated with
wastes for which combustion is a
required method of treatment;
(5) The waste is subject to Federal
and/or State requirements necessitating
reduction of organics (including
biological agents); or
(6) The waste contains greater than
1% Total Organic Carbon (TOC).
Appendix XI to part 268 is a table of
51 metal-bearing hazardous wastes,
some of which are, or are ingredients in,
pharmaceuticals. In some cases, metalbearing hazardous waste
pharmaceuticals contain more than 1%
total organic carbon (TOC), in which
case they can be combusted and they do
not need to be accumulated separately
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54091
(see § 268.3(c)(6)). Other hazardous
waste pharmaceuticals that do not
contain more than 1% TOC (or do not
meet any other exceptions in
§§ 268.3(c)(1) through (5)), must be
accumulated separately in accordance
with §§ 266.502(d)(4) and
266.510(c)(4)(vi) because they are
prohibited from being combusted due to
the dilution prohibition. Arsenic
trioxide is an example of a hazardous
waste pharmaceutical that does not
contain >1% TOC and therefore must be
accumulated separately.
In some cases, a healthcare facility or
reverse distributor will use lab packs for
its hazardous waste pharmaceuticals.
Lab packs, also known as ‘‘overpacked
drums,’’ are a commonly used form of
waste packaging for a variety of
hazardous wastes—not just hazardous
waste pharmaceuticals—where many
small containers such as vials or bottles
containing compatible hazardous waste
are placed into a larger container with
sorbent material. In some cases, lab
packs are used by generators as
accumulation containers at the initial
point of accumulation of the hazardous
waste. More often, hazardous waste is
lab packed later by a vendor, as the
hazardous waste is prepared to be
shipped off site for treatment and
disposal. Lab packs are typically treated
by combustion.
In many cases, the use of lab packs by
healthcare facilities and reverse
distributors for hazardous waste
pharmaceuticals is allowed per the
alternative LDR treatment standard of
§ 268.42(c), which provides that, ‘‘as an
alternative to the otherwise applicable
subpart D treatment standards, lab packs
are eligible for land disposal,’’ provided
the specific requirements are met. The
requirements follow:
(1) The lab packs comply with the
applicable provisions of 40 CFR 264.316
and 265.316;
(2) The lab pack does not contain any
of the wastes listed in appendix IV to
part 268;
(3) The lab packs are incinerated in
accordance with the requirements of 40
CFR part 264, subpart O, or 40 CFR part
265, subpart O; and
(4) Any incinerator residues from lab
packs containing D004, D005, D006,
D007, D008, D010, and D011 are treated
in compliance with the applicable
treatment standards specified for such
wastes in subpart D of part 268.
However, the 17 hazardous wastes
codes in appendix IV to part 268 are not
eligible for this alternative LDR
treatment standard, and thus are
prohibited from being lab packed for
incineration (see § 268.42(c)(2)). As
shown in the table below, there are
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several hazardous waste
pharmaceuticals among the 17
hazardous wastes listed in appendix IV
to part 268. These hazardous waste
pharmaceuticals are prohibited from
being included in lab packs that will be
incinerated under the alternative LDR
treatment standard; therefore, the result
is that these also must be accumulated
separately, just like the hazardous waste
pharmaceuticals that are prohibited
from being incinerated due to the
dilution prohibition.
TABLE 1—EXAMPLES OF HAZARDOUS WASTE PHARMACEUTICALS LISTED IN APPENDIX IV TO PART 268—WASTES
EXCLUDED FROM LAB PACKS UNDER THE ALTERNATIVE TREATMENT STANDARDS OF § 268.42(c)
Hazardous waste code
Hazardous waste chemical name
D009 * .......................................................................................................
P012 * .......................................................................................................
P076 .........................................................................................................
U151 * .......................................................................................................
Mercury (toxicity characteristic).
Arsenic Trioxide.
Nitric Oxide.
Mercury.
* Also appears in Appendix XI to Part 268—Metal Bearing Wastes Prohibited From Dilution in a Combustion Unit According to 40 CFR
268.3(c).
The regulatory language in
§§ 266.502(d)(4) and 266.510(c)(4)(vi) is
being amended to include this
additional cross-reference to the
prohibition on lab packing certain
hazardous waste pharmaceuticals for
incineration. The prohibition in
§ 268.42(c)(2) applies independent of
the changes finalized by the Hazardous
Waste Pharmaceuticals final rule. We
are including this additional reference
for clarity and for the reader’s
convenience.
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3. Marking Lab Packs for Shipping
Although there are no corresponding
regulatory technical corrections, we
would like to highlight a related matter
about marking lab packs for shipping.
Under subpart P, a healthcare facility
that is accumulating and shipping noncreditable hazardous waste
pharmaceuticals to a designated facility
is required to mark its containers with
the words ‘‘Hazardous Waste
Pharmaceuticals,’’ and it is not
necessary to mark those containers with
individual hazardous waste codes (see
§ 266.502(e)). However, be aware that
the shipping standards for noncreditable and evaluated hazardous
waste pharmaceuticals require that lab
packs containing D004 (arsenic), D005
(barium), D006 (cadmium), D007
(chromium), D008 (lead), D010
(selenium) or D011 (silver) must be
marked with the EPA hazardous waste
numbers (see § 266.508(a)(1)(iii)(C)).
These specific metals must be identified
because § 268.42(c)(4) requires any
incinerator residues from lab packs that
contain any of these specific metals to
undergo further treatment to meet
applicable treatment standards prior to
land disposal.
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D. EPA Hazardous Waste Numbers
(§§ 266.502, 266.508, and 266.510)
1. Clarifying Terminology
We are revising the regulatory
language in six places to use consistent
language when referring to EPA
hazardous waste numbers, and to
consistently reflect that EPA hazardous
waste numbers are often referred to as
hazardous waste codes. In each case, the
regulatory language is being revised to
read, ‘‘. . . applicable EPA hazardous
waste numbers (i.e., hazardous waste
codes).’’
The six changes appear in the
following four sections of the
regulations:
(1) One change in § 266.502(d)(4);
(2) two changes in
§ 266.508(a)(1)(iii)(C);
(3) one change in § 266.508(a)(2)(i);
(4) two changes in § 266.510(c)(5).
2. Using Hazardous Waste Codes on the
Hazardous Waste Manifest
We are amending § 266.508(a)(2)(ii) to
insert a sentence at the end (using the
same phrasing discussed above)
clarifying that a healthcare facility may
also include the applicable EPA
hazardous waste numbers (i.e.,
hazardous waste codes) in Item 13 of
EPA Form 8700–12, in addition to the
PHARMS or PHRM code.
This technical correction is a
restatement of preamble from the final
rule and is also consistent with
guidance that the EPA has provided
since the final rule was published. This
change pertains to the standards for
healthcare facilities shipping noncreditable hazardous waste to a
designated facility (e.g., TSDF). The
final rule requires the use of the word
‘‘PHARMS’’ on Item 13 of the manifest
(see section VII.M. of this preamble for
additional detail). In the preamble of the
final rule, when discussing container
labeling standards for non-creditable
hazardous waste pharmaceuticals at
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healthcare facilities, the EPA stated that
‘‘the Agency is not finalizing a
requirement of healthcare facilities to
label containers of non-creditable
hazardous waste pharmaceuticals with
hazardous waste codes, . . . although a
vendor could include such a
requirement in its contract with a
healthcare facility.’’ 2
Since then, the EPA reinforced this
statement in a Frequent Question 3 that
is posted on our website, as well as in
a memorandum.4 The last paragraph of
the memorandum states:
Although healthcare facilities operating
under subpart P are not required to include
all applicable RCRA hazardous waste codes
when manifesting non-creditable hazardous
waste pharmaceuticals, the EPA indicated in
the preamble to the final rule that we do not
object if healthcare facilities or their vendors
choose to include RCRA hazardous waste
codes on manifests in addition to PHRM/
PHARMS (see page 5877). Including all
applicable RCRA hazardous waste codes on
the manifest when shipping non-creditable
hazardous waste pharmaceuticals could help
receiving facilities better understand the
wastes and determine the best course of
management. In addition, we recommend for
manifested non-creditable hazardous waste
pharmaceuticals shipped from a healthcare
facility operating under subpart P but passing
through a state or going to a TSDF in a state
that has not yet adopted subpart P, that the
healthcare facility/vendor check with those
states regarding whether they require all
applicable waste codes to be on the manifest.
Further, the regulated community should be
aware that as authorized states adopt and
become authorized for part 266 subpart P, it
is possible that they may choose to be more
stringent and require all hazardous waste
codes when healthcare facilities manifest
non-creditable hazardous waste
pharmaceuticals.
2 84
FR 5816, February 22, 2019. See page 5877.
3 https://www.epa.gov/hwgenerators/frequent-
questions-about-management-standards-hazardouswaste-pharmaceuticals-and#e2.
4 From Johnson to EPA Regions, December 19,
2019, RCRA Online #14919.
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E. Calendar Days (§§ 266.502 and
266.510)
We are adding the word ‘‘calendar’’ to
modify the word ‘‘days’’ in 15 citations
within part 266, subpart P. The word
‘‘calendar’’ is already used to modify the
word ‘‘days’’ in seven citations within
part 266, subpart P, but we were not
consistent throughout the subpart P
regulatory language. In the preamble to
the proposed and final rules, however,
the term ‘‘calendar days’’ is used
consistently such that the EPA believes
our intention was clear that whenever
‘‘days’’ is mentioned, it refers to
‘‘calendar days.’’ Thus, these 15
regulatory citations are being amended
for clarity and consistency.
Five of the corrected regulatory
citations are in the healthcare facility
standards for non-creditable hazardous
waste pharmaceuticals in § 266.502. The
other ten corrected regulatory citations
are in the reverse distributor standards
for evaluated hazardous waste
pharmaceuticals in § 266.510(c). The 15
citations that are being amended to
include the word ‘‘calendar’’ are:
(1) Section 266.502(h);
(2) Section 266.502(h)(3);
(3) Section 266.502(h)(4);
(4) Section 266.502(i)(2)(i)(A);
(5) Section 266.502(i)(2)(ii)(A);
(6) Section 266.510(b)(1);
(7) Section 266.510(b)(2);
(8) Section 266.510(c)(2);
(9) Section 266.510(c)(7);
(10) Section 266.510(c)(7)(iii);
(11) Section 266.510(c)(7)(iv);
(12) Section 266.510(c)(9)(ii)(A)(1);
(13) Section 266.510(c)(9)(ii)(A)(2);
(14) Section 266.510(c)(9)(ii)(B)(1);
(15) Section 266.510(c)(9)(ii)(B)(2).
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F. Rejected Shipments (§§ 266.502 and
266.510)
We are replacing the word ‘‘returned’’
with ‘‘rejected’’ in two places in
§ 266.502(h) when discussing the
procedures for the management of
rejected shipments of non-creditable
hazardous waste pharmaceuticals.
Additionally, we are removing the
words ‘‘or returned’’ from a third place
in § 266.502(h).
This is being done for consistency and
clarity. Given that the title of
§ 266.502(h) is ‘‘Procedures for
healthcare facilities for managing
rejected shipments of non-creditable
hazardous waste pharmaceuticals,’’ it is
more appropriate to consistently refer to
the rejected loads as ‘‘rejected’’ rather
than ‘‘returned.’’ We are making
identical changes to the procedures for
reverse distributors managing rejected
shipment that are in § 266.510(c)(7).
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G. Standards for Healthcare Facilities
Managing Potentially Creditable
Hazardous Waste Pharmaceuticals
(§ 266.503)
We are amending § 266.503(b)(1) to be
consistent with § 266.502(l)(1). Sections
266.502(l)(1) and 266.503(b)(1) each
contain one of the conditions that
receiving healthcare facilities must meet
when accepting hazardous waste
pharmaceuticals from an off-site VSQG
healthcare facility. Section 266.502
pertains to non-creditable hazardous
waste pharmaceuticals, while § 266.503
pertains to potentially creditable
hazardous waste pharmaceuticals. For
the reader’s convenience, when drafting
§ 266.502(l)(1), we included a
parenthetical with the definition of
‘‘control,’’ but we did not do the same
in § 266.503(b)(1). We are amending
§ 266.503(b)(1) to include the same
parenthetical with the definition of
‘‘control’’ that appears in § 266.502(l)(1).
In both cases, the definition of ‘‘control’’
originates from an exclusion from the
definition of solid waste that appears in
§ 261.4(a)(23)(i)(B).
H. Off-Site Collection of Hazardous
Waste Pharmaceuticals Generated by
Healthcare Facilities That Are VSQGs
That Are Not Operating Under Part 266,
Subpart P (§ 266.504)
There are three changes to § 266.504.
First, the heading of § 266.504 is being
amended by adding ‘‘that are not
operating under this subpart.’’ Since
part 266, subpart P, was published in
2019, there has been some confusion
about the applicability of § 266.504. A
healthcare facility must count all of its
hazardous waste generated in a calendar
month—including hazardous waste
pharmaceuticals—in determining
whether it is required to operate under
part 266, subpart P. A healthcare facility
that generates above VSQG amounts of
hazardous waste must operate under
subpart P. A healthcare facility that
generates below VSQG amounts of
hazardous waste is not required to
operate under subpart P, but may
choose to opt in. While the preamble to
the final rule made it clear that all of the
optional provisions in § 266.504 only
apply to VSQG healthcare facilities that
have not opted into part 266, subpart P,5
the heading was not as clear. Therefore,
we are amending the heading of
§ 266.504 to make it clear that the four
optional provisions in § 266.504 are
only available to VSQG healthcare
facilities that have not opted into
subpart P and therefore are not
operating under subpart P. Conversely,
5 See
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54093
a VSQG healthcare facility that opts into
part 266, subpart P, would no longer be
able to use the optional provisions in
§ 266.504.
We reiterate that a VSQG healthcare
facility that elects to use any of the
optional provisions in § 266.504 will not
be considered to be opting into part 266,
subpart P, and does not need to notify
as a healthcare facility.
The second change to § 266.504 is
correcting the spelling of off site. In
§ 266.504(b), the word ‘‘off-site’’ appears
twice. The first time it appears it is
correctly hyphenated because it is
modifying the word ‘‘collection.’’
However, the second time it appears it
is incorrectly hyphenated because it is
being used as a noun. Section
266.504(b) is being revised to remove
the hyphen from the word ‘‘off-site’’ the
second time it appears, so that ‘‘off-site’’
becomes ‘‘off site.’’
The third change is that § 266.504(b)
is being amended by replacing the term
‘‘healthcare facility’’ with the word
‘‘generator’’ toward the end of the
paragraph. Normally the RCRA
regulations do not allow a generator to
send its waste off site to another
generator. However, in the 2015
Generator Improvements proposed rule,
we included a provision to allow
VSQGs to consolidate their hazardous
waste off site at a large quantity
generator, provided certain conditions
are met. The Hazardous Waste
Pharmaceuticals rule, which was
published the same day as the Generator
Improvements proposed rule, included
a similar off-site consolidation
provision. Specifically, in the
Hazardous Waste Pharmaceuticals rule
we proposed § 266.504(b) to allow a
healthcare facility that is a VSQG to
send its hazardous waste
pharmaceuticals off site to another
healthcare facility provided certain
similar conditions are met. When the
Generator Improvements final rule was
published on November 28, 2016, we
finalized the off-site consolidation
provision. When we finalized the
Hazardous Waste Pharmaceuticals final
rule on February 22, 2019, we provided
options within the off-site consolidation
provision of § 266.504(b), allowing
VSQG healthcare facilities to use either
version of the off-site consolidation
provision: the version in the Generator
Improvements final rule, or the version
in the Hazardous Waste
Pharmaceuticals final rule. As stated in
the preamble of the Hazardous Waste
Pharmaceuticals final rule, we included
‘‘added flexibility for VSQGs to meet the
consolidation provisions that were
added as part of the 2016 Hazardous
Waste Generator Improvements final
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rule in lieu of the subpart P off-site
consolidation provisions. In this case,
the receiving LQG would have to meet
the conditions in § 262.17(f) while the
VSQG healthcare facility would have to
meet the conditions in
§ 262.14(a)(5)(viii).’’ The regulations in
§ 266.504(b) state (emphasis added), ‘‘A
healthcare facility that is a very small
quantity generator for both hazardous
waste pharmaceuticals and nonpharmaceutical hazardous waste may
send its hazardous waste
pharmaceuticals off-site to another
healthcare facility, provided [. . .].’’
The final rule included two options for
complying with the off-site
consolidation provisions and they are
set out in § 266.504(b)(1) and (2).
In adding these options, however, we
neglected to remove the term
‘‘healthcare facility’’ from the
introductory text of paragraph (b) when
describing to whom the VSQG could
send its hazardous waste
pharmaceuticals. If a VSQG healthcare
facility is using the subpart P off-site
consolidation option described in
§ 266.504(b)(1), then it must send its
hazardous waste pharmaceuticals to a
healthcare facility that is operating
under subpart P. On the other hand, if
a VSQG healthcare facility is using the
off-site consolidation option described
in § 266.504(b)(2), then it must send its
hazardous waste pharmaceuticals to an
LQG that meets the conditions under
§ 262.17(f). It was not our intention to
require the receiving LQG to be a
healthcare facility. Therefore, we are
removing the term ‘‘healthcare facility’’
from the final line of § 266.504(b) and
replacing it with the word ‘‘generator.’’
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I. Prohibition on Sewering Hazardous
Waste Pharmaceuticals (§ 266.505)
The second and final sentence of
§ 266.505 currently reads, ‘‘Healthcare
facilities and reverse distributors remain
subject to the prohibitions in 40 CFR
403.5(b)(1).’’ We are revising the citation
40 CFR 403.5(b)(1) to 40 CFR 403.5(b).
Section 403 is part of the Clean Water
Act (CWA) regulations; specifically, it is
part of the Effluent Guidelines and
Standards. Section 403.5 is entitled
‘‘National pretreatment standards:
Prohibited discharges.’’ Section 403.5(b)
includes a list of eight ‘‘Specific
prohibitions.’’ Healthcare facilities and
reverse distributors remain subject to all
the prohibitions in 40 CFR 403.5(b), not
just the prohibition in 40 CFR
403.5(b)(1). The cross-reference to the
CWA regulations did not appear in the
proposed rule; we added it into the final
regulations in response to comments. In
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the preamble to the final rule, we used
the correct citation, § 403.5(b).6
J. Conditional Exemption for Hazardous
Waste Pharmaceuticals That Are Also
Controlled Substances (§ 266.506)
We are revising the title of § 266.506
and paragraph (a)(2) of § 266.506 to
remove the reference to take-back events
or programs. There are several methods
of providing household pharmaceutical
take-backs. For example, retail
pharmacies can amend their DEA
registration to become DEA authorized
collectors and install collection
receptacles (often referred to as kiosks)
for take-back of household
pharmaceuticals. Another example is
DEA’s very popular national take-back
days that are scheduled for the last
Saturday in April and October each
year. ‘‘Take-back events’’ and ‘‘take-back
programs’’ are terms that are typically
used to refer to take-back methods that
require the involvement of law
enforcement. Subpart P applies to
healthcare facilities (e.g., retail
pharmacies) and reverse distributors; it
does not apply to law enforcement.
Since subpart P does not apply to law
enforcement, we should not have
included a reference to take-back
methods that involve law enforcement.
Therefore, to help reduce confusion, we
are removing the reference to take-back
events and programs.
Our memorandum from September
11, 2018, for law enforcement
conducting take-backs, continues to
apply. It explains the regulatory status
of household pharmaceuticals collected
by law enforcement and the type of
permitted incinerators that may be used
to destroy the collected household
pharmaceuticals.7 We are also revising
§ 266.506(b)(3) to replace the periods
with ‘‘; or’’ after paragraphs (b)(3)(iii)
and (iv) to be consistent with how the
rest of the list is punctuated.
K. Residues of Hazardous Waste
Pharmaceuticals in Empty Containers
(§ 266.507)
We are making several corrections
and clarifications to the empty container
standards in § 266.507. Each is
explained separately below.
1. Intravenous (IV) Bags
The first sentence of § 266.507(c)
defines when an IV bag is considered
‘‘RCRA empty’’; that is, when the
contents have been fully administered
to a patient. The second sentence of
§ 266.507(c) sets out how IV bags that
6 84 FR 5816, February 22, 2019. See preamble on
page 5894.
7 From Wheeler to U.S. Law Enforcement,
September 11, 2018, RCRA Online #14906.
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are not RCRA empty must be managed.
At the end of the second sentence,
however, we include a clause that
references the § 261.7(b)(1) definition of
‘‘RCRA empty’’ and we allow it to be
used as an alternative, but only for IV
bags that contain non-acute hazardous
waste pharmaceuticals. We are moving
the clause that references § 261.7(b)(1)
to the end of the first sentence so the
first sentence of § 266.507(c) will
include both definitions of when an IV
bag is considered RCRA empty.
2. Other Containers, Including Delivery
Devices
We are amending the opening of
§ 266.507(d) by inserting the words ‘‘At
healthcare facilities operating under this
subpart.’’ We are making this change for
two reasons. First, while § 266.507(a)
through (c) pertain to specific types of
containers at healthcare facilities,
§ 266.507(d) is a catch-all for other types
of containers (including delivery
devices) at healthcare facilities that are
not addressed specifically by paragraphs
(a) through (c). Given that the new
definitions of ‘‘empty containers’’ in
§ 266.507 apply beyond healthcare
facilities and reverse distributors
operating under subpart P, ‘‘other
containers’’ could be read very broadly
to include large containers of hazardous
waste pharmaceuticals, such as 55gallon drums. This was not our intent.
Rather, our intent with § 266.507(d) was
to address ‘‘other containers’’ that are
commonly found in the healthcare
setting. This is clear from the examples
we include at the end of § 266.507(d):
inhalers, aerosol cans, nebulizers, tubes
of ointments, gels, or creams.
The second reason we are amending
the opening of § 266.507(d) is to clarify
that it does not apply to healthcare
facilities that are VSQGs, unless the
VSQG healthcare facility has opted into
subpart P. The current regulatory
language in § 266.507(d) could be read
to mean that any entity, including
healthcare facilities that are VSQGs,
must manage their non-empty
containers of hazardous waste
pharmaceuticals as non-creditable
hazardous waste pharmaceuticals, even
if they are not operating under subpart
P. This was not our intent. Healthcare
facilities that are VSQGs have the option
of operating under subpart P with
respect to their hazardous waste
pharmaceuticals, including their nonempty containers.
3. Managing Non-Empty Containers
For a similar reason, we are inserting
the words ‘‘At healthcare facilities
operating under this subpart’’ into the
second sentence of both § 266.507(b)
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and (c). While the revised definitions of
‘‘empty containers’’ in § 266.507 apply
to any hazardous waste generator,
regardless of whether it is a healthcare
facility operating under subpart P, the
portions of § 266.507(b) through (d) that
address how to manage non-empty
containers of hazardous waste
pharmaceuticals only apply to a
healthcare facility operating under
subpart P. If a reverse distributor is
using the revised definitions of ‘‘empty
containers’’ in § 266.507, it must
manage non-empty containers as
evaluated hazardous waste
pharmaceuticals. If another type of
facility is using the revised definitions
of ‘‘empty containers’’ in § 266.507 and
is not operating under subpart P, it must
continue to manage non-empty
containers as hazardous waste, under
the applicable regulations (e.g., part
262).
Finally, we note that a pharmaceutical
in a non-empty container (stock,
dispensing and unit-dose; syringe; IV
bag; or ‘‘other container’’) may meet the
definition of ‘‘potentially creditable
hazardous waste pharmaceutical,’’ if it
has a reasonable expectation of
receiving manufacturer credit and is:
• In its original manufacturer
packaging;
• undispensed, and
• unexpired or less than one year past
expiration.
A non-empty container could include
either a full, unopened container or a
partial container. If the hazardous waste
pharmaceutical does meet the definition
of ‘‘potentially creditable,’’ § 266.507
does not preclude a non-empty
container with a potentially creditable
hazardous waste pharmaceutical from
being sent to a reverse distributor. After
a reverse distributor evaluates the
potentially creditable hazardous waste
pharmaceuticals for manufacturer
credit, the reverse distributor must
manage them as evaluated hazardous
waste pharmaceuticals.
L. Radio Frequency Identification
(§§ 266.508 and 266.510)
We are revising §§ 266.508(a)(1)(iii)(C)
and 266.510(c)(5) to insert the noun
‘‘tag’’ following the phrase ‘‘radio
frequency identification.’’ Section
266.508 is standards for shipping noncreditable hazardous waste
pharmaceuticals from a healthcare
facility or evaluated hazardous waste
pharmaceuticals from a reverse
distributor. Section 266.510(c) is
standards for reverse distributors
managing evaluated hazardous waste
pharmaceuticals. In both cases, we used
the modifying phrase ‘‘radio frequency
identification’’ without including the
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noun to which it applied, and so we are
now including the noun ‘‘tag.’’
N. Reverse Distributor Standards
(§ 266.510)
M. PHARMS Code (§ 266.508)
1. Unauthorized Waste Reports
When part 266, subpart P, was
promulgated, the EPA required
healthcare facilities to use the word
‘‘PHARMS’’ on Item 13 of the manifest
for non-creditable hazardous waste
pharmaceuticals being shipped to a
designated facility (e.g., TSDF). As
explained in the preamble to the final
rule (see 84 FR 5909), we used six
characters because the e-Manifest
system can accommodate six characters,
and because PHARMS communicates
the nature of the waste. However, since
the final rule was published, the EPA
became aware of two issues related to
using six characters. First, although the
e-Manifest system can accommodate six
characters and PHARMS can be selected
from a prepopulated menu within the eManifest system, most generators are
currently initiating shipments using
paper manifests, not fully electronic
manifests. The paper manifest was
designed to accommodate four-character
hazardous waste codes which has made
it difficult to fit the entire PHARMS
code in the box without exceeding the
allotted space. Second, some States and
industry stakeholders have told us that
their databases are not designed to
accommodate six characters, which
means that a redesign of their database
is required for them to exchange data
with the EPA’s e-Manifest system.
To assist implementation, the EPA
issued a memorandum on this issue
allowing the use the four-character code
PHRM on both paper manifests and
electronic manifests when shipping
non-creditable hazardous waste
pharmaceuticals under subpart P.8 This
four-character code achieves the same
result as the six-character code;
therefore, either code satisfies the
requirement at § 266.508(a)(2)(ii). The
EPA is now amending the regulations to
be consistent with the guidance
included in the memorandum.
Both PHRM/PHARMS codes have
been and will continue to be available
for use in the e-Manifest system, with
identical ‘‘Hazardous Waste
Pharmaceuticals’’ descriptions.
This change is also consistent with
guidance the EPA included in the
Hazardous Waste Pharmaceuticals final
rule Frequent Questions web page.9
When a reverse distributor receives
waste from off site that it is not
authorized to receive (e.g., nonpharmaceutical hazardous waste or
regulated medical waste), it must submit
an unauthorized waste report to the EPA
Regional Administrator (or authorized
State) within 45 calendar days. Section
266.510(a)(9)(i)(A) through (F) includes
the list of elements that must be
included in an unauthorized waste
report. Paragraph (a)(9)(i)(C) of
§ 266.510 specifies that the EPA
identification number, name, and
address of the healthcare facility that
shipped the unauthorized waste must be
included in the report, if available.
However, healthcare facilities are not
the only entities that may ship to a
reverse distributor. Other reverse
distributors may also ship to a reverse
distributor. Further, because this section
addresses situations of non-compliance,
it is possible that a reverse distributor
could wrongly receive a shipment from
another entity that includes
unauthorized waste. Therefore, we are
revising § 266.510(a)(9)(i)(C) by adding
the parenthetical ‘‘(or other entity)’’
after healthcare facility, to reflect that
possibility.
8 Johnson to Land, Chemicals and Redevelopment
Division Directors, December 19, 2019, RCRA
Online #14919.
9 https://www.epa.gov/hwgenerators/frequentquestions-about-management-standards-hazardouswaste-pharmaceuticals-and#e1.
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2. Hazardous Waste Numbers
Section 266.510(c)(5) applies to
reverse distributors, and states ‘‘[P]rior
to shipping evaluated hazardous waste
pharmaceuticals off site, all containers
must be marked with the applicable
[EPA] hazardous waste numbers (i.e.,
hazardous waste codes).’’ Earlier in this
preamble, we explained the addition of
‘‘EPA’’ prior to ‘‘hazardous waste
numbers,’’ wherever it appears in
subpart P.
Section 266.508(a)(1)(iii)(C) allows for
an exception to having to mark
containers with the applicable
hazardous waste numbers. Specifically,
it allows that lab packs that will be
incinerated in compliance with
§ 268.42(c) are not required to be
marked with EPA hazardous waste
numbers, except D004, D005, D006,
D007, D008, D010, and D011, where
applicable.
In § 266.510(c)(5), we are adding a
cross-reference to the lab pack marking
exception in § 266.508(a)(1)(iii)(C). The
exception for marking lab packs with
most EPA hazardous waste numbers
applies regardless of this addition;
nevertheless, we are adding the crossreference for clarity and to aid the
reader.
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3. Reporting by a Reverse Distributor for
Evaluated Hazardous Waste
Pharmaceuticals
Section 266.510(c)(9)(ii) includes
instructions for how a reverse
distributor must file an exception report
when it is missing a copy of the
manifest for evaluated hazardous waste
pharmaceuticals that it shipped to a
designated facility.
Section 266.510(c)(9)(ii)(B) addresses
the situation when a shipment is
rejected by the designated facility and is
shipped to an alternate facility.
Paragraph (c)(9)(ii)(B)(2)(i) of § 266.510
states that a legible copy of the manifest
for which the generator does not have
confirmation of delivery must be
included in the exception report. When
the EPA adapted the generator
exception reporting regulations for
reverse distributors, we neglected to
revise ‘‘generator’’ to ‘‘reverse
distributor,’’ as we had intended. We are
now revising the regulations to replace
the word ‘‘generator’’ with ‘‘reverse
distributor.’’
O. Hazardous and Solid Waste
Amendments of 1984 (§ 271.1)
Table 1 in § 271.1 includes a list of
RCRA Subtitle C regulations that have
been added pursuant to HSWA. As the
EPA explained in the preamble to the
Hazardous Waste Pharmaceuticals final
rule, the sewer prohibition was added to
part 266, subpart P, pursuant to
HSWA; 10 however, the EPA neglected
to update Table 1 in § 271.1. This
omission has no bearing on whether the
sewer prohibition is considered a
HSWA provision since the statute and
preamble to the Pharmaceuticals final
rule make clear that it is. For the sake
of completeness and convenience to the
reader, however, the EPA is making a
technical correction to update Table 1 in
§ 271.1, with the addition of a row to
add the Hazardous Waste
Pharmaceuticals final rule and which
will appear in chronological order.
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P. Correction to a Preamble Statement
in the Hazardous Waste
Pharmaceuticals Final Rule
When discussing the management of
residues in pharmaceutical containers
in the preamble to the Hazardous Waste
Pharmaceuticals final rule, we cited an
EPA memorandum from November
2011, with the subject ‘‘Containers that
Once Held P-Listed Pharmaceuticals.’’ 11
10 84 FR 5816, February 22, 2019. See pages 5892
and 5936.
11 Rudzinski to RCRA Division Directors,
November 11, 2011, RCRA Online #14827.
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On page 5903 of the preamble to the
final rule, we stated:
This guidance was intended as a
short-term solution that worked within
the confines of the existing RCRA
hazardous waste regulations . . .
Today’s new ‘‘empty container’’
regulations in § 266.507 will replace the
November 2011 guidance as it pertained
to residues of hazardous waste
pharmaceuticals in containers, although
the memo will remain in effect for nonpharmaceutical hazardous wastes.
In this rule, we are clarifying that
while there are portions of the
November 2011 memorandum that were
made moot by the final rule, there are
other portions of the November 2011
memorandum that are still valid with
respect to acute (P-listed) hazardous
waste pharmaceuticals.
The November 2011 memorandum
provided guidance about containers that
once held P-listed pharmaceuticals
outlining three regulatory approaches
for generators:
(1) Count only the weight of the
hazardous waste residues toward their
monthly generator category
determination;
(2) Demonstrate an equivalent
removal method to triple rinsing to
render containers RCRA empty; and
(3) In the case of warfarin, show that
the concentration in the residue is
below the P-listed concentration.
1. Portion of the November 11, 2011,
Memorandum That Is Still Valid With
Respect to Acute Hazardous Waste
Pharmaceuticals
The first approach outlined in the
memorandum states that it is only
necessary to count the weight of the
actual hazardous waste, not the weight
of the container holding the hazardous
waste. This approach is not relevant to
reverse distributors, because all reverse
distributors must operate under subpart
P, regardless of the amount of hazardous
waste pharmaceuticals that are on site.
On the other hand, this is still an
allowable approach for a healthcare
facility managing P-listed
pharmaceutical waste, although it is
probably only useful to a limited
universe of healthcare facilities. The
reason its utility is limited is that all
healthcare facilities operating under
subpart P are regulated the same as each
other with respect to their hazardous
waste pharmaceuticals. Put another
way, there are no generator categories
under subpart P. As a result, if a
healthcare facility is operating under
subpart P, it is not necessary to count
the weight of the hazardous waste
pharmaceuticals that it generates each
month. If, however, a healthcare facility
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is not operating under subpart P, then
this approach might be useful to
determine whether it is required to
operate under subpart P or prove that it
is a VSQG and therefore not required to
operate under subpart P (likewise, other
generators might find this approach
useful to determine whether they are
required to operate as SQGs or LQGs
under part 262 or prove that they are
VSGQs). A healthcare facility must
operate under subpart P for its
hazardous waste pharmaceuticals if it
generates more than VSQG amounts of
any hazardous waste (i.e., more than 1
kilogram of acute hazardous waste or
more than 100 kilogram of non-acute
hazardous waste per calendar month).
Including the weight of containers may
impact whether a healthcare facility
exceeds the 1 kilogram acute hazardous
waste monthly threshold, and, in turn,
the requirement to operate under
subpart P.
Note that if a container is considered
RCRA empty, the residues are not
regulated as hazardous waste; therefore,
it is not necessary to count the weight
of the P-listed pharmaceutical residues
or the weight of the container. On the
other hand, if a container is not RCRA
empty, the residues are regulated as
RCRA hazardous waste. For non-empty
containers, it is only necessary to count
the weight of the P-listed
pharmaceutical residues, not the weight
of the container. If a healthcare facility
has containers of P-listed
pharmaceutical waste that are not RCRA
empty and is determining whether it is
subject to subpart P, it may be useful for
a healthcare facility to count only the
weight of the P-listed acute hazardous
waste and not count the weight of the
container.
2. Portions of the November 11, 2011,
Memorandum That Have Been
Superseded With Respect to Acute
Hazardous Waste Pharmaceuticals
In contrast, the second and third
approaches outlined in the November
2011 memorandum have been
superseded by the hazardous waste
pharmaceuticals final rule. The reason
each approach has been made moot by
the rule is explained separately below.
The second approach in the
November 2011 memorandum for
managing containers that held P-listed
pharmaceuticals could have been used
to demonstrate an equivalent removal
method to render containers RCRA
empty. This was an existing regulatory
mechanism that was offered as an
alternative to triple rinsing containers to
render them RCRA empty. Section
261.7(b)(3)(i) specifies that a container
that held an acute hazardous waste is
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empty if the container (or inner liner)
has been triple rinsed using an
appropriate solvent. Section
261.7(b)(3)(ii) offers an alternative
whereby a container that held an acute
hazardous waste is empty if the
container (or inner liner) has been
‘‘cleaned by another method that has
been shown in the scientific literature,
or by tests conducted by the generators,
to achieve equivalent removal.’’ Section
266.507 of subpart P makes § 261.7(b)(3)
moot for hazardous waste
pharmaceuticals. That is because under
§ 266.507, triple rinsing (or an
equivalent method) is either not
required, or not allowed, depending on
the type of container:
(1) Stock, dispensing and unit-dose
containers: triple rinsing is not required
to meet the definition of ‘‘RCRA empty’’
for a container that held an acute
hazardous waste pharmaceutical. For
these types of containers, a container is
considered RCRA empty if the
pharmaceuticals have been removed
from the container using practices
commonly employed to remove
materials of that type from the
container. For these types of containers,
the definition of ‘‘empty’’ is the same for
all pharmaceuticals, including P-listed
pharmaceuticals.
(2) Syringes: triple rinsing is not
required to meet the definition of
‘‘RCRA empty’’ for a syringe that held
an acute hazardous waste
pharmaceutical. For syringes, the
syringe is considered RCRA empty if the
plunger of the syringe has been fully
depressed. For syringes, the definition
of ‘‘empty’’ is the same for all
pharmaceuticals, including P-listed
pharmaceuticals.
(3) IV bags: triple rinsing of IV bags
with acute hazardous waste
pharmaceuticals is not allowed. If the Plisted pharmaceutical in the IV bag has
not been completely administered, a
healthcare facility operating under
subpart P must manage it as a noncreditable hazardous waste
pharmaceutical.
(4) Other containers: triple rinsing
‘‘other containers’’ of acute hazardous
waste pharmaceuticals is not allowed
and there is no method to make such
containers RCRA empty. A healthcare
facility operating under subpart P must
manage a P-listed drug in an ‘‘other
container’’ as a non-creditable
hazardous waste pharmaceutical.
The third approach in the November
2011 memorandum for managing
containers that held P-listed
pharmaceuticals pertains only to
warfarin, which is one of the two
concentration-based P-listings. When
warfarin is present at concentrations
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greater than 0.3%, it is an acute
hazardous waste with the waste code
P001. When warfarin is present at
concentrations at or below 0.3%, it is a
non-acute hazardous waste with the
waste code U248. The memorandum
offered the option of showing that the
concentration in the residue in the
container is below the P-listed
concentration. Our thinking was that
perhaps the residues would consist
primarily of a non-warfarin coating on
the outside of the pills, rather than
warfarin itself, and thus the residue
might have a concentration of warfarin
that would be U-listed. Whether the
warfarin is P-listed or U-listed was
relevant because it drove the method
that must be used to render the
container RCRA empty. That is, under
§ 261.7, if the residues remaining in the
container were U248 instead of P001,
then the container would not need to be
triple rinsed to render it RCRA empty.
Under subpart P, however, triple rinsing
is no longer required to render a
warfarin container RCRA empty, so it is
now unnecessary to demonstrate that
the residues are U-listed rather than Plisted.
VII. Corrections to 40 CFR Part 261
Identification and Listing of Hazardous
Waste
This section addresses technical
corrections to the changes made in
response to a partial vacatur of the 2015
Definition of Solid Waste (DSW) final
rule. It also includes technical
corrections of typographical errors and
missing or incorrect citations found in
40 CFR part 261.
A. Corrections Related to the 2018
Vacatur of the Definition of Solid Waste
Rule
On July 7, 2017, and March 6, 2018,12
the United States Court of Appeals for
the District of Columbia Circuit issued
opinions on the 2015 DSW final rule 13
that, among other things,14 (1) vacated
the 2015 verified recycler exclusion for
hazardous waste that is recycled off site
(except for certain provisions); (2)
reinstated the 2008 transfer-based
exclusion to replace the now-vacated
2015 verified recycler exclusion; and (3)
upheld the 2015 containment and
emergency preparedness provisions and
the eligibility of spent petroleum
12 American
Petroleum Institute v. Environmental
Protection Agency, 862 F.3d 50 (D.C. Cir. 2017),
decision modified on rehearing, 883 F.3d 918 (D.C.
Cir. 2018).
13 See 80 FR 1694, January 13, 2015.
14 The court also vacated factor four of the 2015
definition of legitimate recycling found at 40 CFR
260.43 and reinstated the 2008 version of factor four
to replace the now-vacated 2015 version of factor
four.
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catalysts and applied these to the
reinstated transfer-based exclusion. As a
result, the EPA issued the 2018 DSW
final rule that implemented the court’s
decision on May 23, 2018. See 83 FR
24664.
However, several references to the
vacated provisions remained in 40 CFR
part 261 subpart M—Emergency
Preparedness and Response for
Management of Excluded Hazardous
Secondary Materials. In this rule, the
EPA is correcting that error by removing
all references to § 260.31(d) (vacated
provision). Provisions affected are
§§ 261.400(a), (b); 261.410(e), (f)(1) and
(2); 261.411 introductory text, (b), (c),
and (d)(3); and 261.420 introductory
text, (a)(1), and (b)(2).
In addition, the 2018 vacatur response
reinstated the export provisions for the
transfer-based exclusion, found at
§ 261.4(a)(25). However, those reinstated
provisions did not reflect the revisions
the EPA had made to RCRA export
requirements in the interim. In 2016, the
EPA finalized changes to existing
regulations regarding the export and
import of hazardous wastes and other
RCRA regulated materials from and into
the United States (81 FR 85696,
November 28, 2016). The final rule
established: (1) Improved export and
import shipment tracking; (2) one
consolidated and streamlined set of
requirements applying to all imports
and exports; (3) mandatory electronic
reporting to the EPA; and (4) a link
between the consent to export and the
electronic export information submitted
to U.S. Customs and Border Protection.
However, these changes did not apply
to hazardous secondary material
recycled under the exclusion at
§ 261.4(a)(24) and (25), because the EPA
had removed the export provisions in
the 2015 DSW final rule. When the
export provisions were reinstated in
2018 in response to the court vacatur,
they did not reflect the improvements
made to all the other RCRA exportimport provisions. This rule updates the
hazardous secondary material export
requirements in § 261.4(a)(25) to be
consistent with other RCRA export
requirements.
B. Correction of Typographical Errors
and Missing or Incorrect References
The EPA is also correcting a number
of typographical errors and missing or
incorrect references found in 40 CFR
part 261 to:
• Add containment buildings
(subpart DD of 40 CFR parts 264 and
265) to the list of management methods
applicable to recyclable materials in
§ 261.6(c)(1).
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• Change cited regulations from
§ 265.5113(d) (incorrect) to § 265.113(d)
(correct). See § 261.142(a)(3) and (4).
• Change cited regulations from
§ 265.143(i) (incorrect) to § 261.143(i)
(correct) See § 261.143(a)(7).
• Change cited regulations from
§ 264.151(g)(2) (incorrect) to
§ 261.151(g)(2) (correct). See
§ 261.147(g)(2)(i)(B).
• Change cited regulations from
§ 261.151(h)(2) (incorrect) to
§ 261.151(g)(2) (correct). See
§ 261.147(g)(2)(ii)(B).
• Correct numbering at
§ 261.151(g)(2). Remove the number for
current paragraph 10 of the required
agreement language under ‘‘RECITALS.’’
Correct the reference to paragraph 10 in
paragraph 8 to read paragraph 9.
Renumber the subsequent paragraphs of
the required agreement language under
‘‘RECITALS.’’
• Correct truncated text at
§ 261.151(l)(2). Consistent with the
corresponding provision in
§ 264.151(m)(2), the final sentence is
corrected to read: ‘‘State requirements
may differ on the proper content of this
acknowledgement.’’
• Change cited regulation from
§ 262.410(f) (incorrect) to § 261.410(f)
(correct). See § 261.420(b)(3).
• Revise ‘‘subpart X of this part’’
(incorrect) to ‘‘subpart X of part 264’’
(correct). See § 261.1033(n)(1)(i).
• Change cited regulations from
§ 261.1082(c)(1) (incorrect) to
§ 261.1082(c) (correct). See
§ 261.1083(a)(1), (a)(1)(i); and
§ 261.1084(j)(2)(i).
• Change cited regulations from
§ 261.1085(b)(1)(i) (incorrect) to
§ 261.1084(b)(1)(i) (correct). See
§ 261.1083(c)(4).
• Change cited regulations from
§ 261.1082(c)(2) (incorrect) to
§ 264.1082(c)(2) (correct). See
§ 261.1084(j)(2)(ii).
• Change cited regulations from
§ 261.1082(c)(4) (incorrect) to
§ 264.1082(c)(4) (correct). See
§ 261.1084(j)(2)(iii).
• Change cited regulations from
§ 261.1080(b)(7) or (d) (incorrect) to
§ 261.1080(a) (correct). See
§ 261.1089(a).
• Change cited regulations from
§ 261.1082(c)(1) or (c)(2)(i) through (vi)
(incorrect) to § 261.1082(c) (correct). See
§ 261.1089(f).
• Remove incorrect reference to
§ 261.1085(g) (does not exist). See
§ 261.1089(g).
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VIII. State Authorization
A. Applicability of Rules in Authorized
States
Under section 3006 of RCRA, the EPA
may authorize a qualified State to
administer its own hazardous waste
program within the State in lieu of the
Federal program. Following
authorization, the EPA retains
enforcement authority under sections
3008, 3013, and 7003 of RCRA, although
authorized States have primary
enforcement responsibility. The
standards and requirements for State
authorization are found at 40 CFR part
271.
Prior to enactment of the Hazardous
and Solid Waste Amendments of 1984
(HSWA), a State with final RCRA
authorization administered its
hazardous waste program entirely in
lieu of the EPA administering the
Federal program in that State. The
Federal requirements no longer applied
in the authorized State, and the EPA
could not issue permits for any facilities
in that State, since only the State was
authorized to issue RCRA permits.
When new, more stringent Federal
requirements were promulgated, the
State was obligated to enact equivalent
authorities within specified time frames.
However, the new Federal requirements
did not take effect in an authorized State
until the State adopted the Federal
requirements as State law.
In contrast, under RCRA section
3006(g) (42 U.S.C. 6926(g)), which was
added by HSWA, new requirements and
prohibitions imposed under HSWA
authority take effect in authorized States
at the same time that they take effect in
unauthorized States. The EPA is
directed by the statute to implement
these requirements and prohibitions in
authorized States, including the
issuance of permits, until the State is
granted authorization to do so. While
States must still adopt HSWA related
provisions as State law to retain final
authorization, the EPA implements the
HSWA provisions in authorized States
until the States do so.
Authorized States are required to
modify their program only when the
EPA enacts Federal requirements that
are more stringent or broader in scope
than the existing Federal requirements.
RCRA section 3009 allows the States to
impose standards more stringent than
those in the Federal program (see also
40 CFR 271.1). Therefore, authorized
States may, but are not required to,
adopt Federal regulations, both HSWA
and non-HSWA, that are considered less
stringent than or equally as stringent as
the previous Federal regulations.
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B. Effect on State Authorization
This direct final rule finalizes
technical corrections to a number of the
regulations in 40 CFR parts 260, 261,
262, 264, 265, 266, 270, 271, and 441
that are being promulgated in part under
the authority of HSWA, and in part
under non-HSWA authority. Thus, the
technical corrections and clarifications
finalized in this direct final rule under
non-HSWA authority would be
applicable on the effective date only in
those States that do not have final
authorization of their base RCRA
programs. The technical corrections to
regulations in § 262.16(b)(1) are
promulgated under the authority of
HSWA and would be effective on the
effective date of this direct final rule in
all States unless the State is not
authorized for the underlying
provisions. Moreover, authorized States
are required to modify their programs
only when the EPA promulgates Federal
regulations that are more stringent or
broader in scope than the authorized
State regulations. For those changes that
are less stringent or reduce the scope of
the Federal program, States are not
required to modify their program. This
is a result of section 3009 of RCRA,
which allows States to impose more
stringent regulations than the Federal
program. This direct final rule is
considered to be neither more nor less
stringent than the current standards.
Therefore, authorized States would not
be required to modify their programs to
adopt the technical corrections
promulgated in this direct final rule,
although we would strongly urge the
States to adopt these technical
corrections to avoid any confusion or
misunderstanding by the regulated
community and the public.
Although this rule makes a correction
to Table 1 in § 271.1 which lists the
provisions that have been promulgated
under HSWA authority, the correction
to the table is not itself being
promulgated under HSWA.
IX. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 14094: Modernizing Regulatory
Review
This action is not a significant
regulatory action as defined in
Executive Order 12866, as amended by
Executive Order 14094, and was
therefore not subject to a requirement
for Executive Order 12866 review.
B. Paperwork Reduction Act (PRA)
This action does not impose any new
information collection burden under the
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PRA because it does not contain any
information collection activities. OMB
has previously approved the
information collection activities
contained in the existing regulations
and has assigned OMB control numbers
2050–0213, 2050–0202, and 2050–0212.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. In making this
determination, EPA concludes that the
impact of concern for this rule is any
significant adverse economic impact on
small entities and that the agency is
certifying that this rule will not have a
significant economic impact on a
substantial number of small entities
because the rule relieves regulatory
burden, has no net burden or otherwise
has a positive economic effect on the
small entities subject to the rule. This
action simply corrects typographical
errors, incorrect citations, and
omissions; provides clarifications; and
makes conforming changes where they
have not been made previously. We
have therefore concluded that this
action will have no net regulatory
burden for all directly regulated small
entities.
D. Unfunded Mandates Reform Act
(UMRA)
This action does not contain any
unfunded mandate as described in
UMRA, 2 U.S.C. 1531–1538, and does
not significantly or uniquely affect small
governments. The action imposes no
enforceable duty on any state, local, or
tribal governments or the private sector.
E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the National
Government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
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F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications as specified in Executive
Order 13175. Because the rule does not
make any substantive change, it will not
impose substantial direct costs on Tribal
governments. Thus, Executive Order
13175 does not apply to this action.
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G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
EPA interprets Executive Order 13045
as applying only to those regulatory
actions that concern environmental
health or safety risks that EPA has
reason to believe may
disproportionately affect children, per
the definition of ‘‘covered regulatory
action’’ in section 2–202 of the
Executive order.
Therefore, this action is not subject to
Executive Order 13045 because it does
not concern an environmental health
risk or safety risk. Since this action does
not concern human health, EPA’s Policy
on Children’s Health also does not
apply.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to Executive
Order 13211 because it is not a
significant regulatory action under
Executive Order 12866.
I. National Technology Transfer and
Advancement Act (NTTAA)
This rulemaking does not involve
technical standards.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) directs Federal
agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations (people of color) and lowincome populations.
The EPA believes that these technical
corrections do not directly impact
human health or environmental
conditions and therefore cannot be
evaluated with respect to potentially
disproportionate and adverse effects on
people of color, low-income populations
and/or indigenous peoples because this
final rule does not create any new
regulatory requirements, but rather
clarifies existing requirements and
makes conforming changes.
K. Congressional Review Act (CRA)
This action is subject to the CRA, and
the EPA will submit a rule report to
each House of the Congress and to the
Comptroller General of the United
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54099
States. This action is not a ‘‘major rule’’
as defined by 5 U.S.C. 804(2).
Additional information about these
statutes and Executive orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
List of Subjects
40 CFR Part 260
Environmental protection,
Administrative practice and procedure,
Air pollution control, Confidential
business information, Hazardous waste,
Intergovernmental relations, Licensing
and registration, Reporting and
recordkeeping requirements.
40 CFR Part 261
Environmental protection, Hazardous
waste, Recycling, Reporting and
recordkeeping requirements.
40 CFR Part 262
Environmental protection, Exports,
Hazardous materials transportation,
Hazardous waste, Imports, Labeling,
Packaging and containers, Reporting
and recordkeeping requirements.
40 CFR Part 264
Environmental protection, Air
pollution control, Hazardous waste,
Insurance, Packaging and containers,
Reporting and recordkeeping
requirements, Security measures, Surety
bonds.
40 CFR Part 265
Environmental protection, Air
pollution control, Hazardous waste,
Insurance, Packaging and containers,
Reporting and recordkeeping
requirements, Security measures, Surety
bonds, Water supply.
40 CFR Part 266
Environmental protection, Energy,
Hazardous waste, Recycling, Reporting
and recordkeeping requirements.
40 CFR Part 270
Environmental Protection,
Administrative practice and procedure,
Confidential business information,
Hazardous materials transportation,
Hazardous waste, Reporting and
recordkeeping requirements, Water
pollution control, Water supply.
40 CFR Part 271
Environmental Protection,
Administrative practice and procedure,
Confidential business information,
Hazardous materials transportation,
Hazardous waste, Indians—lands,
Intergovernmental relations, Penalties,
Reporting and recordkeeping
requirements, Water pollution control,
Water supply.
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40 CFR Part 441
Environmental Protection, Health
facilities, Mercury, Waste treatment and
disposal, Water pollution control.
Michael S. Regan,
Administrator.
For the reasons set out in the
preamble, title 40, chapter I of the Code
of Federal Regulations is amended as
follows:
PART 260—HAZARDOUS WASTE
MANAGEMENT SYSTEM: GENERAL
1. The authority for part 260
continues to read as follows:
■
Authority: 42 U.S.C. 6905, 6912(a), 6921–
6927, 6930, 6934, 6935, 6937, 6938, 6939,
6939g, and 6974.
§ 260.10
[Amended]
2. Section 260.10 is amended in the
definition of ‘‘Final closure’’ by
removing ‘‘§ 262.34’’ and adding
‘‘§§ 262.16 and 262.17’’ in its place.
■
PART 261—IDENTIFICATION AND
LISTING OF HAZARDOUS WASTE
3. The authority for part 261
continues to read as follows:
■
Authority: 42 U.S.C. 6905, 6912(a), 6921,
6922, 6924(y) and 6938.
4. Section 261.1 is amended by
revising paragraph (a)(1) to read as
follows:
■
§ 261.1
Purpose and scope.
(a) * * *
(1) Subpart A defines the terms ‘‘solid
waste’’ and ‘‘hazardous waste’’,
identifies those wastes which are
excluded from regulation under parts
262 through 266, 268, and 270 of this
subchapter and establishes special
management requirements for
hazardous waste which is recycled.
*
*
*
*
*
■ 5. Section 261.4 is amended by
revising paragraphs (a)(25)(i)(I),
(a)(25)(vi) and (vii), (a)(25)(xi)(D), and
(e)(1) introductory text to read as
follows:
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§ 261.4
Exclusions.
(a) * * *
(25) * * *
(i) * * *
(I) The name of any countries of
transit through which the hazardous
secondary material will be sent and a
description of the approximate length of
time it will remain in such countries
and the nature of its handling while
there (for purposes of this section, the
terms ‘‘EPA Acknowledgment of
Consent’’, ‘‘country of import’’ and
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‘‘country of transit’’ are used as defined
in 40 CFR 262.81 with the exception
that the terms in this section refer to
hazardous secondary materials, rather
than hazardous waste):
*
*
*
*
*
(vi) The export of hazardous
secondary material under this paragraph
(a)(25) is prohibited unless the
hazardous secondary material generator
receives from EPA an EPA
Acknowledgment of Consent
documenting the consent of the country
of import to the receipt of the hazardous
secondary material. Where the country
of import objects to receipt of the
hazardous secondary material or
withdraws a prior consent, EPA will
notify the hazardous secondary material
generator in writing. EPA will also
notify the hazardous secondary material
generator of any responses from
countries of transit.
(vii) Prior to each shipment, the
hazardous secondary material generator
or a U.S. authorized agent must:
(A) Submit Electronic Export
Information (EEI) for each shipment to
the Automated Export System (AES) or
its successor system, under the
International Trade Data System (ITDS)
platform, in accordance with 15 CFR
30.4(b).
(B) Include the following items in the
EEI, along with the other information
required under 15 CFR 30.6:
(1) EPA license code;
(2) Commodity classification code per
15 CFR 30.6(a)(12);
(3) EPA consent number;
(4) Country of ultimate destination
per 15 CFR 30.6(a)(5);
(5) Date of export per 15 CFR
30.6(a)(2);
(6) Quantity of waste in shipment and
units for reported quantity, if required
reporting units established by value for
the reported commodity classification
number are in units of weight or volume
per 15 CFR 30.6(a)(15); or
(7) EPA net quantity reported in units
of kilograms, if required reporting units
established by value for the reported
commodity classification number are
not in units of weight or volume.
*
*
*
*
*
(xi) * * *
(D) By reclaimer and intermediate
facility, for each hazardous secondary
material exported, a description of the
hazardous secondary material and the
EPA hazardous waste number that
would apply if the hazardous secondary
material was managed as hazardous
waste, the DOT hazard class, the name
and U.S. EPA ID number (where
applicable) for each transporter used,
the consent number(s) under which the
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hazardous secondary material was
shipped and for each consent number,
the total amount of hazardous secondary
material shipped and the number of
shipments exported during the calendar
year covered by the report;
*
*
*
*
*
(e) * * *
(1) Except as provided in paragraphs
(e)(2) and (4) of this section, persons
who generate or collect samples for the
purpose of conducting treatability
studies as defined in 40 CFR 260.10, are
not subject to any requirement of this
part and 40 CFR parts 262 and 263 or
to the notification requirements of
section 3010 of RCRA, nor are such
samples included in the quantity
determinations of 40 CFR 262.13 and
the accumulation limits in 40 CFR
262.16(b)(1) when:
*
*
*
*
*
■ 6. Section 261.6 is amended by
revising paragraph (c)(1) to read as
follows:
§ 261.6 Requirements for recyclable
materials.
*
*
*
*
*
(c)(1) Owners and operators of
facilities that store recyclable materials
before they are recycled are regulated
under all applicable provisions of
subparts A though L and AA through
DD of 40 CFR parts 264 and 265, and
under 40 CFR parts 124, 266, 267, 268,
and 270 and the notification
requirements under section 3010 of
RCRA, except as provided in paragraph
(a) of this section. (The recycling
process itself is exempt from regulation
except as provided in paragraph (d) of
this section.)
*
*
*
*
*
§ 261.11
[Amended]
7. Section 261.11 is amended by
removing paragraph (c).
■
8. Section 261.30 is amended by
revising paragraph (d) to read as
follows:
■
§ 261.30
General.
*
*
*
*
*
(d) The following hazardous wastes
listed in § 261.31 are subject to the
generator category limits for acutely
hazardous wastes established in table 1
of § 262.13 of this subchapter: EPA
Hazardous Wastes Nos. F020, F021,
F022, F023, F026 and F027.
9. Section 261.142 is amended by
revising paragraphs (a)(2) through (4) to
read as follows:
■
§ 261.142
Cost estimate.
(a) * * *
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(2) The cost estimate must be based
on the costs to the owner or operator of
hiring a third party to conduct these
activities. A third party is a party who
is neither a parent nor a subsidiary of
the owner or operator. (See definition of
‘‘parent corporation’’ in § 265.141(d) of
this subchapter.) The owner or operator
may use costs for on-site disposal in
accordance with applicable
requirements if he can demonstrate that
on-site disposal capacity will exist at all
times over the life of the facility.
(3) The cost estimate may not
incorporate any salvage value that may
be realized with the sale of hazardous
secondary materials, or hazardous or
non-hazardous wastes if applicable
under § 265.113(d) of this subchapter,
facility structures or equipment, land, or
other assets associated with the facility.
(4) The owner or operator may not
incorporate a zero cost for hazardous
secondary materials, or hazardous or
non-hazardous wastes if applicable
under § 265.113(d) of this subchapter
that might have economic value.
*
*
*
*
*
■ 10. Section 261.143 is amended by
revising paragraph (a)(7) to read as
follows:
§ 261.143
Financial assurance condition.
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*
*
*
*
*
(a) * * *
(7) Within 60 days after receiving a
request from the owner or operator for
release of funds as specified in
paragraph (a)(5) or (6) of this section,
the Regional Administrator will instruct
the trustee to release to the owner or
operator such funds as the Regional
Administrator specifies in writing. If the
owner or operator begins final closure
under subpart G of 40 CFR part 264 or
265, an owner or operator may request
reimbursements for partial or final
closure expenditures by submitting
itemized bills to the Regional
Administrator. The owner or operator
may request reimbursements for partial
closure only if sufficient funds are
remaining in the trust fund to cover the
maximum costs of closing the facility
over its remaining operating life. No
later than 60 days after receiving bills
for partial or final closure activities, the
Regional Administrator will instruct the
trustee to make reimbursements in those
amounts as the Regional Administrator
specifies in writing, if the Regional
Administrator determines that the
partial or final closure expenditures are
in accordance with the approved
closure plan, or otherwise justified. If
the Regional Administrator has reason
to believe that the maximum cost of
closure over the remaining life of the
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facility will be significantly greater than
the value of the trust fund, he may
withhold reimbursements of such
amounts as he deems prudent until he
determines, in accordance with
paragraph (i) of this section that the
owner or operator is no longer required
to maintain financial assurance for final
closure of the facility. If the Regional
Administrator does not instruct the
trustee to make such reimbursements,
he will provide to the owner or operator
a detailed written statement of reasons.
*
*
*
*
*
■ 11. Section 261.147 is amended by
revising paragraphs (g)(2)(i)(B) and
(g)(2)(ii)(B) to read as follows:
§ 261.147
Liability requirements.
*
*
*
*
*
(g) * * *
(2)(i) * * *
(B) Each State in which a facility
covered by the guarantee is located have
submitted a written statement to EPA
that a guarantee executed as described
in this section and § 261.151(g)(2) is a
legally valid and enforceable obligation
in that State.
(ii) * * *
(B) The Attorney General or Insurance
Commissioner of each State in which a
facility covered by the guarantee is
located and the State in which the
guarantor corporation has its principal
place of business, has submitted a
written statement to EPA that a
guarantee executed as described in this
section and § 261.151(g)(2) is a legally
valid and enforceable obligation in that
State.
*
*
*
*
*
■ 12. Section 261.151 is amended by
revising paragraphs (g)(2) and (l)(2) to
read as follows:
§ 261.151
Wording of the instruments.
*
*
*
*
*
(g) * * *
(2) A guarantee, as specified in
§ 261.147(g), must be worded as follows,
except that instructions in brackets are
to be replaced with the relevant
information and the brackets deleted:
Guarantee for Liability Coverage
Guarantee made this [date] by [name of
guaranteeing entity], a business corporation
organized under the laws of [if incorporated
within the United States insert ‘‘the State of
lll-’’ and insert name of State; if
incorporated outside the United States insert
the name of the country in which
incorporated, the principal place of business
within the United States, and the name and
address of the registered agent in the State of
the principal place of business], herein
referred to as guarantor. This guarantee is
made on behalf of [owner or operator] of
[business address], which is one of the
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54101
following: ‘‘our subsidiary;’’ ‘‘a subsidiary of
[name and address of common parent
corporation], of which guarantor is a
subsidiary;’’ or ‘‘an entity with which
guarantor has a substantial business
relationship, as defined in 40 CFR [either
264.141(h) or 265.141(h)]’’, to any and all
third parties who have sustained or may
sustain bodily injury or property damage
caused by [sudden and/or nonsudden]
accidental occurrences arising from operation
of the facility(ies) covered by this guarantee.
Recitals
1. Guarantor meets or exceeds the financial
test criteria and agrees to comply with the
reporting requirements for guarantors as
specified in 40 CFR 261.147(g).
2. [Owner or operator] owns or operates the
following facility(ies) covered by this
guarantee: [List for each facility: EPA
identification number (if any issued), name,
and address; and if guarantor is incorporated
outside the United States list the name and
address of the guarantor’s registered agent in
each State.] This corporate guarantee satisfies
RCRA third-party liability requirements for
[insert ‘‘sudden’’ or ‘‘nonsudden’’ or ‘‘both
sudden and nonsudden’’] accidental
occurrences in above-named owner or
operator facilities for coverage in the amount
of [insert dollar amount] for each occurrence
and [insert dollar amount] annual aggregate.
3. For value received from [owner or
operator], guarantor guarantees to any and all
third parties who have sustained or may
sustain bodily injury or property damage
caused by [sudden and/or nonsudden]
accidental occurrences arising from
operations of the facility(ies) covered by this
guarantee that in the event that [owner or
operator] fails to satisfy a judgment or award
based on a determination of liability for
bodily injury or property damage to third
parties caused by [sudden and/or
nonsudden] accidental occurrences, arising
from the operation of the above-named
facilities, or fails to pay an amount agreed to
in settlement of a claim arising from or
alleged to arise from such injury or damage,
the guarantor will satisfy such judgment(s),
award(s) or settlement agreement(s) up to the
limits of coverage identified above.
4. Such obligation does not apply to any
of the following:
(a) Bodily injury or property damage for
which [insert owner or operator] is obligated
to pay damages by reason of the assumption
of liability in a contract or agreement. This
exclusion does not apply to liability for
damages that [insert owner or operator]
would be obligated to pay in the absence of
the contract or agreement.
(b) Any obligation of [insert owner or
operator] under a workers’ compensation,
disability benefits, or unemployment
compensation law or any similar law.
(c) Bodily injury to:
(1) An employee of [insert owner or
operator] arising from, and in the course of,
employment by [insert owner or operator]; or
(2) The spouse, child, parent, brother, or
sister of that employee as a consequence of,
or arising from, and in the course of
employment by [insert owner or operator].
This exclusion applies:
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(A) Whether [insert owner or operator] may
be liable as an employer or in any other
capacity; and
(B) To any obligation to share damages
with or repay another person who must pay
damages because of the injury to persons
identified in paragraphs (1) and (2).
(d) Bodily injury or property damage
arising out of the ownership, maintenance,
use, or entrustment to others of any aircraft,
motor vehicle or watercraft.
(e) Property damage to:
(1) Any property owned, rented, or
occupied by [insert owner or operator];
(2) Premises that are sold, given away or
abandoned by [insert owner or operator] if
the property damage arises out of any part of
those premises;
(3) Property loaned to [insert owner or
operator];
(4) Personal property in the care, custody
or control of [insert owner or operator];
(5) That particular part of real property on
which [insert owner or operator] or any
contractors or subcontractors working
directly or indirectly on behalf of [insert
owner or operator] are performing operations,
if the property damage arises out of these
operations.
5. Guarantor agrees that if, at the end of
any fiscal year before termination of this
guarantee, the guarantor fails to meet the
financial test criteria, guarantor shall send
within 90 days, by certified mail, notice to
the EPA Regional Administrator[s] for the
Region[s] in which the facility[ies] is[are]
located and to [owner or operator] that he
intends to provide alternate liability coverage
as specified in 40 CFR 261.147, as applicable,
in the name of [owner or operator]. Within
120 days after the end of such fiscal year, the
guarantor shall establish such liability
coverage unless [owner or operator] has done
so.
6. The guarantor agrees to notify the EPA
Regional Administrator by certified mail of a
voluntary or involuntary proceeding under
title 11 (Bankruptcy), U.S. Code, naming
guarantor as debtor, within 10 days after
commencement of the proceeding. Guarantor
agrees that within 30 days after being notified
by an EPA Regional Administrator of a
determination that guarantor no longer meets
the financial test criteria or that he is
disallowed from continuing as a guarantor,
he shall establish alternate liability coverage
as specified in 40 CFR 261.147 in the name
of [owner or operator], unless [owner or
operator] has done so.
7. Guarantor reserves the right to modify
this agreement to take into account
amendment or modification of the liability
requirements set by 40 CFR 261.147,
provided that such modification shall
become effective only if a Regional
Administrator does not disapprove the
modification within 30 days of receipt of
notification of the modification.
8. Guarantor agrees to remain bound under
this guarantee for so long as [owner or
operator] must comply with the applicable
requirements of 40 CFR 261.147 for the
above-listed facility(ies), except as provided
in paragraph 9 of this agreement.
9. [Insert the following language if the
guarantor is (a) a direct or higher-tier
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corporate parent, or (b) a firm whose parent
corporation is also the parent corporation of
the owner or operator]:
Guarantor may terminate this guarantee by
sending notice by certified mail to the EPA
Regional Administrator(s) for the Region(s) in
which the facility(ies) is(are) located and to
[owner or operator], provided that this
guarantee may not be terminated unless and
until [the owner or operator] obtains, and the
EPA Regional Administrator(s) approve(s),
alternate liability coverage complying with
40 CFR 261.147.
[Insert the following language if the
guarantor is a firm qualifying as a guarantor
due to its ‘‘substantial business relationship’’
with the owner or operator]:
Guarantor may terminate this guarantee
120 days following receipt of notification,
through certified mail, by the EPA Regional
Administrator(s) for the Region(s) in which
the facility(ies) is(are) located and by [the
owner or operator].
10. Guarantor hereby expressly waives
notice of acceptance of this guarantee by any
party.
11. Guarantor agrees that this guarantee is
in addition to and does not affect any other
responsibility or liability of the guarantor
with respect to the covered facilities.
12. The Guarantor shall satisfy a thirdparty liability claim only on receipt of one of
the following documents:
(a) Certification from the Principal and the
third-party claimant(s) that the liability claim
should be paid. The certification must be
worded as follows, except that instructions in
brackets are to be replaced with the relevant
information and the brackets deleted:
Certification of Valid Claim
The undersigned, as parties [insert
Principal] and [insert name and address of
third-party claimant(s)], hereby certify that
the claim of bodily injury and/or property
damage caused by a [sudden or nonsudden]
accidental occurrence arising from operating
[Principal’s] facility should be paid in the
amount of $.
[Signatures]
Principal
(Notary) Date
[Signatures]
Claimant(s)
(Notary) Date
(b) A valid final court order establishing a
judgment against the Principal for bodily
injury or property damage caused by sudden
or nonsudden accidental occurrences arising
from the operation of the Principal’s facility
or group of facilities.
13. In the event of combination of this
guarantee with another mechanism to meet
liability requirements, this guarantee will be
considered [insert ‘‘primary’’ or ‘‘excess’’]
coverage.
I hereby certify that the wording of the
guarantee is identical to the wording
specified in 40 CFR 261.151(g)(2) as such
regulations were constituted on the date
shown immediately below.
Effective date:
[Name of guarantor]
[Authorized signature for guarantor]
[Name of person signing]
[Title of person signing]
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Signature of witness or notary:
*
*
*
*
*
(l) * * *
(2) The following is an example of the
certification of acknowledgement which
must accompany the trust agreement for
a trust fund as specified in § 261.147(j).
State requirements may differ on the
proper content of this
acknowledgement.
State of
County of
On this [date], before me personally came
[owner or operator] to me known, who, being
by me duly sworn, did depose and say that
she/he resides at [address], that she/he is
[title] of [corporation], the corporation
described in and which executed the above
instrument; that she/he knows the seal of
said corporation; that the seal affixed to such
instrument is such corporate seal; that it was
so affixed by order of the Board of Directors
of said corporation, and that she/he signed
her/his name thereto by like order.
[Signature of Notary Public]
*
*
*
*
*
13. Section 261.400 is amended by
revising paragraphs (a) and (b) to read
as follows:
■
§ 261.4009
Applicability.
*
*
*
*
*
(a) A generator of hazardous
secondary material, or an intermediate
or reclamation facility, that accumulates
6000 kg or less of hazardous secondary
material at any time must comply with
§§ 261.410 and 261.411.
(b) A generator of hazardous
secondary material, or an intermediate
or reclamation facility that accumulates
more than 6000 kg of hazardous
secondary material at any time must
comply with §§ 261.410 and 261.420.
■ 14. Section 261.410 is amended by
revising paragraphs (e), (f)(1)
introductory text, and (f)(2) to read as
follows:
§ 261.410
Preparedness and prevention.
*
*
*
*
*
(e) Required aisle space. The
hazardous secondary material generator
or intermediate or reclamation facility
must maintain aisle space to allow the
unobstructed movement of personnel,
fire protection equipment, spill control
equipment, and decontamination
equipment to any area of facility
operation in an emergency, unless aisle
space is not needed for any of these
purposes.
(f) * * *
(1) The hazardous secondary material
generator or an intermediate or
reclamation facility must attempt to
make the following arrangements, as
appropriate for the type of waste
handled at his facility and the potential
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need for the services of these
organizations:
*
*
*
*
*
(2) Where State or local authorities
decline to enter into such arrangements,
the hazardous secondary material
generator or an intermediate or
reclamation facility must document the
refusal in the operating record.
■ 15. Section 261.411 is amended by
revising the introductory text and
paragraphs (b) introductory text, (c), and
(d)(3) introductory text to read as
follows:
§ 261.411 Emergency procedures for
facilities generating or accumulating 6000
kg or less of hazardous secondary material.
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A generator or an intermediate or
reclamation facility that generates or
accumulates 6000 kg or less of
hazardous secondary material must
comply with the following
requirements:
*
*
*
*
*
(b) The generator or intermediate or
reclamation facility must post the
following information next to the
telephone:
*
*
*
*
*
(c) The generator or an intermediate
or reclamation facility must ensure that
all employees are thoroughly familiar
with proper waste handling and
emergency procedures, relevant to their
responsibilities during normal facility
operations and emergencies;
(d) * * *
(3) In the event of a fire, explosion, or
other release which could threaten
human health outside the facility or
when the generator or an intermediate
or reclamation facility has knowledge
that a spill has reached surface water,
the generator or an intermediate or
reclamation facility operating under a
verified recycler variance under
§ 260.31(d) of this subchapter must
immediately notify the National
Response Center (using their 24-hour
toll free number 800/424–8802). The
report must include the following
information:
*
*
*
*
*
■ 16. Section 261.420 is amended by
revising the introductory text and
paragraphs (a)(1) and (b)(2) and (3) to
read as follows:
§ 261.420 Contingency planning and
emergency procedures for facilities
generating or accumulating more than 6000
kg of hazardous secondary material.
A generator or an intermediate or
reclamation facility that generates or
accumulates more than 6000 kg of
hazardous secondary material must
comply with the following
requirements:
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(a) * * *
(1) Each generator or an intermediate
or reclamation facility that accumulates
more than 6000 kg of hazardous
secondary material must have a
contingency plan for his facility. The
contingency plan must be designed to
minimize hazards to human health or
the environment from fires, explosions,
or any unplanned sudden or nonsudden release of hazardous secondary
material or hazardous secondary
material constituents to air, soil, or
surface water.
*
*
*
*
*
(b) * * *
(2) If the generator or an intermediate
or reclamation facility accumulating
more than 6000 kg of hazardous
secondary material has already prepared
a Spill Prevention, Control, and
Countermeasures (SPCC) Plan in
accordance with part 112 of this
chapter, or some other emergency or
contingency plan, he need only amend
that plan to incorporate hazardous
waste management provisions that are
sufficient to comply with the
requirements of this part. The hazardous
secondary material generator or an
intermediate or reclamation facility
operating under a verified recycler
variance under § 260.31(d) of this
subchapter may develop one
contingency plan which meets all
regulatory requirements. EPA
recommends that the plan be based on
the National Response Team’s
Integrated Contingency Plan Guidance
(‘‘One Plan’’). When modifications are
made to non-RCRA provisions in an
integrated contingency plan, the
changes do not trigger the need for a
RCRA permit modification.
(3) The plan must describe
arrangements agreed to by local police
departments, fire departments,
hospitals, contractors, and State and
local emergency response teams to
coordinate emergency services,
pursuant to § 261.410(f).
*
*
*
*
*
■ 17. Section 261.1033 is amended by
revising paragraph (n)(1)(i) as follows:
§ 261.1033 Standards: Closed-vent
systems and control devices.
*
*
*
*
*
(n) * * *
(1) * * *
(i) The owner or operator of the unit
has been issued a final permit under 40
CFR part 270 which implements the
requirements of 40 CFR part 264,
subpart X; or
*
*
*
*
*
■ 18. Section 261.1083 is amended by
revising paragraphs (a)(1) introductory
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text, (a)(1)(i), and (c)(4) to read as
follows:
§ 261.1083 Material determination
procedures.
(a) * * *
(1) Determining average VO
concentration at the point of material
origination. A remanufacturer or other
person that stores or treats the
hazardous secondary material shall
determine the average VO concentration
at the point of material origination for
each hazardous secondary material
placed in a hazardous secondary
material management unit exempted
under the provisions of § 261.1082(c)
from using air emission controls in
accordance with standards specified in
§§ 261.1084 through 261.1087, as
applicable to the hazardous secondary
material management unit.
(i) An initial determination of the
average VO concentration of the
material stream shall be made before the
first time any portion of the material in
the hazardous secondary material
stream is placed in a hazardous
secondary material management unit
exempted under the provisions of
§ 261.1082(c) from using air emission
controls, and thereafter an initial
determination of the average VO
concentration of the material stream
shall be made for each averaging period
that a hazardous secondary material is
managed in the unit; and
*
*
*
*
*
(c) * * *
(4) Use of knowledge to determine the
maximum organic vapor pressure of the
hazardous secondary material.
Documentation shall be prepared and
recorded that presents the information
used as the basis for the knowledge by
the remanufacturer or other person that
stores or treats the hazardous secondary
material that the maximum organic
vapor pressure of the hazardous
secondary material is less than the
maximum vapor pressure limit listed in
§ 261.1084(b)(1)(i) for the applicable
tank design capacity category. An
example of information that may be
used is documentation that the
hazardous secondary material is
generated by a process for which at
other locations it previously has been
determined by direct measurement that
the hazardous secondary material’s
waste maximum organic vapor pressure
is less than the maximum vapor
pressure limit for the appropriate tank
design capacity category.
*
*
*
*
*
19. Section 261.1084 is amended by
revising paragraphs (j)(2)(i) through (iii)
to read as follows:
■
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Standards: tanks.
*
*
*
*
*
(j) * * *
(2) * * *
(i) The hazardous secondary material
meets the average VO concentration
conditions specified in § 261.1082(c) at
the point of material origination.
(ii) The hazardous secondary material
has been treated by an organic
destruction or removal process to meet
the requirements in § 264.1082(c)(2).
(iii) The hazardous secondary
material meets the requirements of
§ 264.1082(c)(4).
*
*
*
*
*
■ 20. Section 261.1089 is amended by
revising paragraphs (a), (f), and (g) to
read as follows:
§ 261.1089
Recordkeeping requirements.
(a) Each remanufacturer or other
person that stores or treats the
hazardous secondary material subject to
requirements of this subpart shall record
and maintain the information specified
in paragraphs (b) through (j) of this
section, as applicable to the facility.
Except for air emission control
equipment design documentation and
information required by paragraphs (i)
and (j) of this section, records required
by this section shall be maintained at
the facility for a minimum of 3 years.
Air emission control equipment design
documentation shall be maintained at
the facility until the air emission control
equipment is replaced or otherwise no
longer in service. Information required
by paragraphs (i) and (j) of this section
shall be maintained at the facility for as
long as the hazardous secondary
material management unit is not using
air emission controls specified in
§§ 261.1084 through 261.1087 in
accordance with the conditions
specified in § 261.1080(a).
*
*
*
*
*
(f) The remanufacturer or other person
that stores or treats the hazardous
secondary material using a tank or
container exempted under the
hazardous secondary material organic
concentration conditions specified in
§ 261.1082(c), shall prepare and
maintain at the facility records
documenting the information used for
each material determination (e.g., test
results, measurements, calculations, and
other documentation). If analysis results
for material samples are used for the
material determination, then the
remanufacturer or other person that
stores or treats the hazardous secondary
material shall record the date, time, and
location that each material sample is
collected in accordance with applicable
requirements of § 261.1083.
(g) A remanufacturer or other person
that stores or treats the hazardous
secondary material designating a cover
as ‘‘unsafe to inspect and monitor’’
pursuant to § 261.1084(l) shall record
and keep at facility the following
information: The identification numbers
for hazardous secondary material
management units with covers that are
designated as ‘‘unsafe to inspect and
monitor,’’ the explanation for each cover
stating why the cover is unsafe to
inspect and monitor, and the plan and
schedule for inspecting and monitoring
each cover.
*
*
*
*
*
■ 21. Amend appendix IX to part 261 by
revising the entries for ‘‘Bekaert Corp’’
and ‘‘Saturn Corporation’’ in table 1 and
by revising the entry for ‘‘American
Chrome & Chemical’’ in table 2 to read
as follows:
Appendix IX to Part 261—Wastes
Excluded Under §§ 260.20 and 260.22
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TABLE 1—WASTES EXCLUDED FROM NON-SPECIFIC SOURCES
Facility
Address
Waste description
*
Bekaert Corp ...............
*
Dyersburg, TN ............
*
*
*
*
*
Dewatered wastewater treatment plant (WWTP) sludge (EPA Hazardous Waste Nos. F006) generated at a maximum rate of 1250 cubic yards per calendar year after May 27, 2004, and disposed in a Subtitle D landfill.
For the exclusion to be valid, Bekaert must implement a verification testing program that meets the following paragraphs:
(1) Delisting Levels: All leachable concentrations for those constituents must not exceed the maximum allowable
concentrations in mg/l specified in this paragraph. Bekaert must use the leaching method specified at § 261.24
to measure constituents in the waste leachate.
(A) Inorganic Constituents TCLP (mg/l): Cadmium—0.672; Chromium—5.0; Nickel—127; Zinc—1260.0.
(B) Organic Constituents TCLP (mg/l): Methyl ethyl ketone—200.0.
(2) Waste Holding and Handling:
(A) Bekaert must accumulate the hazardous waste dewatered WWTP sludge in accordance with the applicable
regulations of §§ 262.15, 262.16, and 262.17 of this subchapter, as applicable, and continue to dispose of the
dewatered WWTP sludge as hazardous waste.
(B) Once the first quarterly sampling and analyses event described in paragraph (3) is completed and valid analyses demonstrate that no constituent is present in the sample at a level which exceeds the delisting levels set in
paragraph (1), Bekaert can manage and dispose of the dewatered WWTP sludge as nonhazardous according to
all applicable solid waste regulations.
(C) If constituent levels in any sample taken by Bekaert exceed any of the delisting levels set in paragraph (1),
Bekaert must do the following: (i) notify EPA in accordance with paragraph (7) and (ii) manage and dispose the
dewatered WWTP sludge as hazardous waste generated under Subtitle C of RCRA.
(D) Quarterly Verification Testing Requirements: Upon this exclusion becoming final, Bekaert may begin the quarterly testing requirements of paragraph (3) on its dewatered WWTP sludge.
(3) Quarterly Testing Requirements: Upon this exclusion becoming final, Bekaert may perform quarterly analytical
testing by sampling and analyzing the dewatered WWTP sludge as follows:
(A)(i) Collect four representative composite samples of the hazardous waste dewatered WWTP sludge at quarterly
(ninety (90) day) intervals after EPA grants the final exclusion. The first composite sample may be taken at any
time after EPA grants the final approval.
(ii) Analyze the samples for all constituents listed in paragraph (1). Any roll-offs from which the composite sample
is taken exceeding the delisting levels listed in paragraph (1) must be disposed as hazardous waste in a Subtitle C landfill.
(iii) Within forty-five (45) days after taking its first quarterly sample, Bekaert will report its first quarterly analytical
test data to EPA. If levels of constituents measured in the sample of the dewatered WWTP sludge do not exceed the levels set forth in paragraph (1) of this exclusion, Bekaert can manage and dispose the nonhazardous
dewatered WWTP sludge according to all applicable solid waste regulations.
(4) Annual Testing:
(A) If Bekaert completes the quarterly testing specified in paragraph (3) above and no sample contains a constituent with a level which exceeds the limits set forth in paragraph (1), Bekaert may begin annual testing as follows: Bekaert must test one representative composite sample of the dewatered WWTP sludge for all constituents listed in paragraph (1) at least once per calendar year.
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TABLE 1—WASTES EXCLUDED FROM NON-SPECIFIC SOURCES—Continued
Facility
Address
Waste description
(B) The sample for the annual testing shall be a representative composite sample for all constituents listed in
paragraph (1).
(C) The sample for the annual testing taken for the second and subsequent annual testing events shall be taken
within the same calendar month as the first annual sample taken.
(5) Changes in Operating Conditions: If Bekaert significantly changes the process described in its petition or starts
any processes that generate(s) the waste that may or could affect the composition or type of waste generated
as established under paragraph (1) (by illustration, but not limitation, changes in equipment or operating conditions of the treatment process), it must notify the EPA in writing; it may no longer handle the wastes generated
from the new process as nonhazardous until the wastes meet the delisting levels set in paragraph (1) and it has
received written approval to do so from the EPA.
(6) Data Submittals: Bekaert must submit the information described below. If Bekaert fails to submit the required
data within the specified time or maintain the required records on-site for the specified time, the EPA, at its discretion, will consider this sufficient basis to reopen the exclusion as described in paragraph (7). Bekaert must:
(A) Submit the data obtained through paragraph (3) to the Chief, North Section, RCRA Enforcement and Compliance Branch, Waste Division, U. S. Environmental Protection Agency Region 4, 61 Forsyth Street, SW., Atlanta,
Georgia, 30303, within the time specified.
(B) Compile records of analytical data from paragraph (3), summarized, and maintained on-site for a minimum of
five years.
(C) Furnish these records and data when either the EPA or the State of Tennessee request them for inspection.
(D) Send along with all data a signed copy of the following certification statement, to attest to the truth and accuracy of the data submitted:
‘‘Under civil and criminal penalty of law for the making or submission of false or fraudulent statements or representations (pursuant to the applicable provisions of the Federal Code, which include, but may not be limited to, 18
U.S.C. 1001 and 42 U.S.C. 6928), I certify that the information contained in or accompanying this document is
true, accurate and complete.
As to the (those) identified section(s) of this document for which I cannot personally verify its (their) truth and accuracy, I certify as the company official having supervisory responsibility for the persons who, acting under my
direct instructions, made the verification that this information is true, accurate and complete. If any of this information is determined by the EPA in its sole discretion to be false, inaccurate or incomplete, and upon conveyance of this fact to the company, I recognize and agree that this exclusion of waste will be void as if it never
had effect or to the extent directed by the EPA and that the company will be liable for any actions taken in contravention of the company’s RCRA and CERCLA obligations premised upon the company’s reliance on the void
exclusion.’’
(7) Reopener:
(A) If, any time after disposal of the delisted waste Bekaert possesses or is otherwise made aware of any environmental data (including but not limited to leachate data or ground water monitoring data) or any other data relevant to the delisted waste indicating that any constituent identified for the delisting verification testing is at level
higher than the delisting level allowed by the Regional Administrator or his delegate in granting the petition, then
the facility must report the data, in writing, to the Regional Administrator or his delegate within ten (10) days of
first possessing or being made aware of that data.
(B) If either the quarterly or annual testing of the waste does not meet the delisting requirements in paragraph (1),
Bekaert must report the data, in writing, to the Regional Administrator or his delegate within ten (10) days of first
possessing or being made aware of that data.
(C) If Bekaert fails to submit the information described in paragraphs (5), (6)(A) or (6)(B) or if any other information
is received from any source, the Regional Administrator or his delegate will make a preliminary determination as
to whether the reported information requires the EPA action to protect human health or the environment. Further
action may include suspending, or revoking the exclusion, or other appropriate response necessary to protect
human health and the environment.
(D) If the Regional Administrator or his delegate determines that the reported information requires action the EPA,
the Regional Administrator or his delegate will notify the facility in writing of the actions the Regional Administrator or his delegate believes are necessary to protect human health and the environment. The notification shall
include a statement of the proposed action and a statement providing the facility with an opportunity to present
information as to why the proposed the EPA action is not necessary. The facility shall have ten (10) days from
the date of the Regional Administrator or his delegate’s notice to present such information.
(E) Following the receipt of information from the facility described in paragraph (6)(D) or (if no information is presented under paragraph (6)(D)) the initial receipt of information described in paragraphs (5), (6)(A) or (6)(B), the
Regional Administrator or his delegate will issue a final written determination describing the EPA actions that are
necessary to protect human health or the environment. Any required action described in the Regional Administrator or his delegate’s determination shall become effective immediately, unless the Regional Administrator or
his delegate provides otherwise.
(8) Notification Requirements: Bekaert must do following before transporting the delisted waste:
(A) Provide a one-time written notification to any State Regulatory Agency to which or through which it will transport the delisted waste described above for disposal, sixty (60) days before beginning such activities.
(B) Update the one-time written notification if Bekaert ships the delisted waste into a different disposal facility.
(C) Failure to provide this notification will result in a violation of the delisting variance and a possible revocation of
the decision.
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Saturn Corporation ......
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Spring Hill, Tennessee
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Dewatered wastewater treatment plant (WWTP) sludge (EPA Hazardous Waste No. F019) generated at a maximum rate of 3,000 cubic yards per calendar year. The sludge must be disposed in a lined, Subtitle D landfill
with leachate collection that is licensed, permitted, or otherwise authorized to accept the delisted WWTP sludge
in accordance with 40 CFR part 258. The exclusion becomes effective on December 23, 2005.
For the exclusion to be valid, Saturn must implement a verification testing program that meets the following conditions:
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TABLE 1—WASTES EXCLUDED FROM NON-SPECIFIC SOURCES—Continued
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Facility
Address
Waste description
1. Delisting Levels: The constituent concentrations in an extract of the waste must not exceed the following maximum allowable concentrations in mg/l: antimony—0.494; arsenic—0.224; total chromium—3.71; lead—5.0; nickel—68; thallium—0.211; and zinc—673. Sample collection and analyses, including quality control procedures,
must be performed using appropriate methods. As applicable to the method-defined parameters of concern,
analyses requiring the use of SW–846 methods incorporated by reference in 40 CFR 260.11 must be used without substitution. As applicable, the SW–846 methods might include Methods 0010, 0011, 0020, 0023A, 0030,
0031, 0040, 0050, 0051, 0060, 0061, 1010B, 1020C, 1110A, 1310B, 1311, 1312, 1320, 1330A, 9010C, 9012B,
9040C, 9045D, 9060A, 9070A, (uses EPA Method 1664, Rev. A), 9071B, and 9095B. Methods must meet Performance Based Measurement System Criteria in which the Data Quality Objectives are to demonstrate that
representative samples of Saturn’s sludge meet the delisting levels in this condition.
2. Waste Holding and Handling:
(a) Saturn must accumulate the hazardous waste dewatered WWTP sludge in accordance with the applicable regulations of §§ 262.15, 262.16, and 262.17 of this subchapter, and continue to dispose of the dewatered WWTP
sludge as hazardous waste until the results of the first quarterly verification testing are available.
(b) After the first quarterly verification sampling event described in Condition (3) has been completed and the laboratory data demonstrates that no constituent is present in the sample at a level which exceeds the delisting
levels set in Condition (1), Saturn can manage and dispose of the dewatered WWTP sludge as nonhazardous
according to all applicable solid waste regulations.
(c) If constituent levels in any sample taken by Saturn exceed any of the delisting levels set in Condition (1), Saturn must do the following:
(i) Notify EPA in accordance with Condition (7) and
(ii) Manage and dispose the dewatered WWTP sludge as hazardous waste generated under Subtitle C of RCRA.
3. Quarterly Testing Requirements: Upon this exclusion becoming final, Saturn may perform quarterly analytical
testing by sampling and analyzing the dewatered WWTP sludge as follows:
(i) Collect one representative composite sample (consisting of four grab samples) of the hazardous waste
dewatered WWTP sludge at any time after EPA grants the final delisting. In addition, collect the second, third,
and fourth quarterly samples at approximately ninety (90)-day intervals after EPA grants the final exclusion.
(ii) Analyze the samples for all constituents listed in Condition (1). Any roll-offs from which the composite sample
is taken exceeding the delisting levels listed in Condition (1) must be disposed as hazardous waste in a Subtitle
C landfill.
(iii) Within forty-five (45) days after taking its first quarterly sample, Saturn will report its first quarterly analytical
test data to EPA and will include the certification statement required in condition (6). If levels of constituents
measured in the sample of the dewatered WWTP sludge do not exceed the levels set forth in Condition (1) of
this exclusion, Saturn can manage and dispose the nonhazardous dewatered WWTP sludge according to all applicable solid waste regulations.
4. Annual Verification Testing:
(i) If Saturn completes the quarterly testing specified in Condition (3) above, and no sample contains a constituent
with a level which exceeds the limits set forth in Condition (1), Saturn may begin annual verification testing on
an annual basis. Saturn must collect and analyze one sample of the WWTP sludge on an annual basis as follows: Saturn must test one representative composite sample of the dewatered WWTP sludge for all constituents
listed in Condition (1) at least once per calendar year.
(ii) The sample collected for annual verification testing shall be a representative composite sample consisting of
four grab samples that will be collected in accordance with the appropriate methods described in Condition (1).
(iii) The sample for the annual testing for the second and subsequent annual testing events shall be collected
within the same calendar month as the first annual verification sample. Saturn will report the results of the annual verification testing to EPA on an annual basis and will include the certification statement required by Condition (6).
5. Changes in Operating Conditions: Saturn must notify EPA in writing when significant changes in the manufacturing or wastewater treatment processes are implemented. EPA will determine whether these changes will result in additional constituents of concern. If so, EPA will notify Saturn in writing that Saturn’s sludge must be
managed as hazardous waste F019 until Saturn has demonstrated that the wastes meet the delisting levels set
forth in Condition (1) and any levels established by EPA for the additional constituents of concern, and Saturn
has received written approval from EPA. If EPA determines that the changes do not result in additional constituents of concern, EPA will notify Saturn, in writing, that Saturn must verify that Saturn’s sludge continues to meet
Condition (1) delisting levels.
6. Data Submittals: Saturn must submit data obtained through verification testing at Saturn or as required by other
conditions of this rule to: Chief, North Section, RCRA Enforcement and Compliance Branch, Waste Management Division, U.S. Environmental Protection Agency Region 4, Sam Nunn Atlanta Federal Center, 61 Forsyth
Street SW, Atlanta, Georgia 30303. If Saturn fails to submit the required data within the specified time or maintain the required records on-site for the specified time, the EPA, at its discretion, will consider this sufficient
basis to re-open the exclusion as described in Condition (7). Saturn must:
(A) Submit the data obtained through Condition (3) within the time specified. The quarterly verification data must
be submitted to EPA in accordance with Condition (3). The annual verification data and certification statement of
proper disposal must be submitted to EPA annually upon the anniversary of the effective date of this exclusion.
All data must be accompanied by a signed copy of the certification statement in 40 CFR 260.22(i)(12).
(B) Compile, Summarize, and Maintain Records: Saturn must compile, summarize, and maintain at Saturn records
of operating conditions and analytical data records of analytical data from Condition (3), summarized, and maintained on-site for a minimum of five years. Saturn must furnish these records and data when either the EPA or
the State of Tennessee requests them for inspection.
(C) Send along with all data a signed copy of the following certification statement, to attest to the truth and accuracy of the data submitted: ‘‘I certify under penalty of law that I have personally examined and am familiar with
the information submitted in this demonstration and all attached documents, and that, based on my inquiry of
those individuals immediately responsible for getting the information, I believe that the submitted information is
true, accurate, and complete. I am aware that there are significant penalties for sending false information, including the possibility of fine and imprisonment.’’
7. Reopener.
(A) If, at any time after disposal of the delisted waste, Saturn possesses or is otherwise made aware of any data
(including but not limited to leachate data or groundwater monitoring data) relevant to the delisted WWTP
sludge at Saturn indicating that any constituent is at a level in the leachate higher than the specified delisting
level or TCLP regulatory level, then Saturn must report the data, in writing, to the Regional Administrator within
ten (10) days of first possessing or being made aware of that data.
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TABLE 1—WASTES EXCLUDED FROM NON-SPECIFIC SOURCES—Continued
Facility
Address
Waste description
(B) Based upon the information described in Paragraph (A) and any other information received from any source,
the EPA Regional Administrator will make a preliminary determination as to whether the reported information requires EPA action to protect human health or the environment. Further action may include suspending, or revoking the exclusion, or other appropriate response necessary to protect human health and the environment.
(C) If the Regional Administrator determines that the reported information does require EPA action, the Regional
Administrator will notify Saturn in writing of the actions the Regional Administrator believes are necessary to protect human health and the environment. The notification shall include a statement of the proposed action and a
statement providing Saturn with an opportunity to present information as to why the proposed EPA action is not
necessary. Saturn shall have ten (10) days from the date of the Regional Administrator’s notice to present the
information.
(D) Following the receipt of information from Saturn, or if Saturn presents no further information after 10 days, the
Regional Administrator will issue a final written determination describing the EPA actions that are necessary to
protect human health or the environment. Any required action described in the Regional Administrator’s determination shall become effective immediately, unless the Regional Administrator provides otherwise.
8. Notification Requirements: Before transporting the delisted waste, Saturn must provide a one-time written notification to any State Regulatory Agency to which or through which it will transport the delisted WWTP sludge for
disposal. The notification will be updated if Saturn transports the delisted WWTP sludge to a different disposal
facility. Failure to provide this notification will result in a violation of the delisting variance and a possible revocation of the decision.
*
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TABLE 2—WASTES EXCLUDED FROM SPECIFIC SOURCES
Facility
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American Chrome &
Chemical.
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Address
Waste description
Corpus Christi, Texas
Dewatered sludge (the EPA Hazardous Waste No. K006) generated at a maximum generation of 1450 cubic
yards per calendar year after September 21, 2004 and disposed in a Subtitle D landfill. ACC must implement a
verification program that meets the following Paragraphs:
(1) Delisting Levels: All leachable constituent concentrations must not exceed the following levels (mg/l). The petitioner must use the method specified in § 261.24 to measure constituents in the waste leachate. Dewatered
wastewater sludge: Arsenic-0.0377; Barium-100.0; Chromium-5.0; Thallium-0.355; Zinc-1130.0.
(2) Waste Holding and Handling:
(A) ACC is a 90 day facility and does not have a RCRA permit, therefore, ACC must store the dewatered sludge
following the requirements specified in §§ 262.15, 262.16, and 262.17 of this subchapter, as applicable, or continue to dispose of as hazardous all dewatered sludge generated, until they have completed verification testing
described in Paragraph (3), as appropriate, and valid analyses show that paragraph (1) is satisfied.
(B) Levels of constituents measured in the samples of the dewatered sludge that do not exceed the levels set
forth in Paragraph (1) are non-hazardous. ACC can manage and dispose the non-hazardous dewatered sludge
according to all applicable solid waste regulations.
(C) If constituent levels in a sample exceed any of the delisting levels set in Paragraph (1), ACC must retreat the
batches of waste used to generate the representative sample until it meets the levels. ACC must repeat the
analyses of the treated waste.
(D) If the facility does not treat the waste or retreat it until it meets the delisting levels in Paragraph (1), ACC must
manage and dispose the waste generated under Subtitle C of RCRA.
(E) The dewatered sludge must pass paint filter test as described in SW 846, Method 9095 or another appropriate
method found in a reliable source before it is allowed to leave the facility. ACC must maintain a record of the
actual volume of the dewatered sludge to be disposed of-site according to the requirements in Paragraph (5).
(3) Verification Testing Requirements: ACC must perform sample collection and analyses, including quality control
procedures, according to appropriate methods such as those found in SW–846 or other reliable sources (with
the exception of analyses requiring the use of SW–846 methods incorporated by reference in 40 CFR 260.11,
which must be used without substitution. ACC must conduct verification testing each time it decides to evacuate
the tank contents. Four (4) representative composite samples shall be collected from the dewatered sludge.
ACC shall analyze the verification samples according to the constituent list specified in Paragraph (1) and submit the analytical results to EPA within 10 days of receiving the analytical results. If the EPA determines that the
data collected under this Paragraph do not support the data provided for the petition, the exclusion will not
cover the generated wastes. The EPA will notify ACC the decision in writing within two weeks of receiving this
information.
(4) Changes in Operating Conditions: If ACC significantly changes the process described in its petition or starts
any processes that may or could affect the composition or type of waste generated as established under Paragraph (1) (by illustration, but not limitation, changes in equipment or operating conditions of the treatment process), they must notify the EPA in writing; they may no longer handle the wastes generated from the new process as nonhazardous until the test results of the wastes meet the delisting levels set in Paragraph (1) and they
have received written approval to do so from the EPA.
(5) Data Submittals: ACC must submit the information described below. If ACC fails to submit the required data
within the specified time or maintain the required records on-site for the specified time, the EPA, at its discretion, will consider this sufficient basis to reopen the exclusion as described in Paragraph 6. ACC must:
(A) Submit the data obtained through Paragraph 3 to the Section Chief, Corrective Action and Waste Minimization
Section, Environmental Protection Agency, 1445 Ross Avenue, Dallas, Texas 75202–2733, Mail Code, (6PD–C)
within the time specified.
(B) Compile records of operating conditions and analytical data from Paragraph (3), summarized, and maintained
on-site for a minimum of five years.
(C) Furnish these records and data when the EPA or the State of Texas request them for inspection.
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TABLE 2—WASTES EXCLUDED FROM SPECIFIC SOURCES—Continued
Facility
Address
Waste description
(D) Send along with all data a signed copy of the following certification statement, to attest to the truth and accuracy of the data submitted: Under civil and criminal penalty of law for the making or submission of false or fraudulent statements or representations (pursuant to the applicable provisions of the Federal Code, which include,
but may not be limited to, 18 U.S.C. 1001 and 42 U.S.C. 6928), I certify that the information contained in or accompanying this document is true, accurate and complete. As to the (those) identified section(s) of this document for which I cannot personally verify its (their) truth and accuracy, I certify as the company official having
supervisory responsibility for the persons who, acting under my direct instructions, made the verification that this
information is true, accurate and complete. If any of this information is determined by the EPA in its sole discretion to be false, inaccurate or incomplete, and upon conveyance of this fact to the company, I recognize and
agree that this exclusion of waste will be void as if it never had effect or to the extent directed by the EPA and
that the company will be liable for any actions taken in contravention of the company’s RCRA and CERCLA obligations premised upon the company’s reliance on the void exclusion.
(6) Reopener:
(A) If, any time after disposal of the delisted waste, ACC possesses or is otherwise made aware of any environmental data (including but not limited to leachate data or ground water monitoring data) or any other data relevant to the delisted waste indicating that any constituent identified for the delisting verification testing is at level
higher than the delisting level allowed by the Division Director in granting the petition, then the facility must report the data, in writing, to the Division Director within 10 days of first possessing or being made aware of that
data.
(B) If the verification testing of the waste does not meet the delisting requirements in Paragraph 1, ACC must report the data, in writing, to the Division Director within 10 days of first possessing or being made aware of that
data.
(C) If ACC fails to submit the information described in paragraphs (5), (6)(A), or (6)(B) or if any other information is
received from any source, the Division Director will make a preliminary determination as to whether the reported
information requires Agency action to protect human health or the environment. Further action may include suspending, or revoking the exclusion, or other appropriate response necessary to protect human health and the
environment.
(D) If the Division Director determines that the reported information does require Agency action, the Division Director will notify the facility in writing of the actions the Division Director believes are necessary to protect human
health and the environment. The notice shall include a statement of the proposed action and a statement providing the facility with an opportunity to present information as to why the proposed Agency action is not necessary. The facility shall have 10 days from the date of the Division Director’s notice to present such information.
(E) Following the receipt of information from the facility described in paragraph (6)(D) or (if no information is presented under paragraph (6)(D)) the initial receipt of information described in paragraphs (5), (6)(A), or (6)(B), the
Division Director will issue a final written determination describing the Agency actions that are necessary to protect human health or the environment. Any required action described in the Division Director’s determination
shall become effective immediately, unless the Division Director provides otherwise.
(7) Notification Requirements: ACC must do the following before transporting the delisted waste: Failure to provide
this notification will result in a violation of the delisting petition and a possible revocation of the decision.
(A) Provide a one-time written notification to any State Regulatory Agency to which or through which they will
transport the delisted waste described above for disposal, 60 days before beginning such activities. If ACC
transports the excluded waste to or manages the waste in any state with delisting authorization, ACC must obtain delisting authorization from that state before it can manage the waste as nonhazardous in the state.
(B) Update the one-time written notification if they ship the delisted waste to a different disposal facility.
(C) Failure to provide the notification will result in a violation of the delisting variance and a possible revocation of
the exclusion.
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PART 262—STANDARDS APPLICABLE
TO GENERATORS OF HAZARDOUS
WASTE
22. The authority for part 262
continues to read as follows:
■
Authority: 42 U.S.C. 6906, 6912, 6922–
6925, 6937, 6938 and 6939g.
23. Section 262.1 is amended by
revising the definition of ‘‘Condition for
exemption’’ to read as follows:
■
§ 262.1
Terms used in this part.
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Condition for exemption means any
requirement in § 262.14, § 262.15,
§ 262.16, § 262.17, § 262.70, or subpart K
or L of this part that states an event,
action, or standard that must occur or be
met in order to obtain an exemption
from any applicable requirement in
parts 124, 264 through 268, and 270 of
this chapter, or from any requirement
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*
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for notification under section 3010 of
RCRA for treatment storage, and
disposal facilities.
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■ 24. Section 262.10 is amended by:
■ a. Revising paragraphs (a)(2)
introductory text and (k);
■ b. Redesignating notes 1 and 2
following paragraph (l) as notes 1 and 2
to § 262.10 appearing at the end of the
section; and
■ c. Revising newly redesignated note 1
to § 262.10.
The revisions read as follows:
§ 262.10
Purpose, scope, and applicability.
(a) * * *
(2) A generator that accumulates
hazardous waste on site is a person that
stores hazardous waste; such generator
is subject to the applicable requirements
of parts 124, 264 through 267, and 270
of this chapter and section 3010 of
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RCRA for treatment, storage, and
disposal facilities, unless it is one of the
following:
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(k) Generators in the Commonwealth
of Massachusetts may comply with the
State regulations regarding Class A
recyclable materials in 310 C.M.R.
30.200, when authorized by the EPA
under 40 CFR part 271, with respect to
those recyclable materials and matters
covered by the authorization, instead of
complying with the hazardous waste
accumulation conditions for exemption
in §§ 262.15 through 262.17, the
reporting requirements of § 262.41, the
storage facility operator requirements of
40 CFR parts 264, 265, and 267, and the
permitting requirements of 40 CFR part
270. Such generators must also comply
with any other applicable requirements,
including any applicable authorized
State regulations governing hazardous
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wastes not being recycled and any
applicable Federal requirements which
are being directly implemented by the
EPA within Massachusetts pursuant to
the Hazardous and Solid Waste
Amendments of 1984.
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*
Note 1 to § 262.10: The provisions of
§§ 262.15 through 262.17 are applicable to
the on-site accumulation of hazardous waste
by generators. Therefore, the provisions of
§§ 262.15 through 262.17 only apply to
owners or operators who are shipping
hazardous waste which they generated at that
facility.
Note 2 to § 262.10: * * *
*
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25. Section 262.11 is amended by
revising paragraphs (d) introductory text
and (g) to read as follows:
■
§ 262.11 Hazardous waste determination
and recordkeeping.
*
*
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*
*
(d) The person then must also
determine whether the waste exhibits
one or more hazardous characteristics as
identified in subpart C of 40 CFR part
261 by following the procedures in
paragraph (d)(1) or (2) of this section, or
a combination of both. Where a waste is
both listed and exhibits a characteristic,
the listed waste code is sufficient,
provided that the listed waste code
addresses the constituents and/or
properties that cause the waste to
exhibit the characteristic. Otherwise, the
waste codes must be identified for all
applicable listings and characteristics.
*
*
*
*
*
(g) Identifying hazardous waste
numbers for small and large quantity
generators. Consistent with paragraph
(d) of this section, if the waste is
determined to be hazardous, small
quantity generators and large quantity
generators must identify all applicable
EPA hazardous waste numbers (EPA
hazardous waste codes) in subparts C
and D of part 261 of this subchapter.
Prior to shipping the waste off site, the
generator also must mark its containers
with all applicable EPA hazardous
waste numbers (EPA hazardous waste
codes) according to § 262.32.
26. Section 262.14 is amended by
revising paragraphs (a)(3) and (4) to read
as follows:
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■
§ 262.14 Conditions for exemption for a
very small quantity generator.
(a) * * *
(3) If the very small quantity generator
accumulates at any time greater than 1
kilogram (2.2 lbs) of acute hazardous
waste or 100 kilograms (220 lbs) of any
residue or contaminated soil, water, or
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other debris resulting from the cleanup
of a spill, into or on any land or water,
of any acute hazardous waste listed in
§ 261.31 or § 261.33(e) of this
subchapter, all quantities of that acute
hazardous waste are subject to the
following additional conditions for
exemption and independent
requirements:
(i) Such waste is held on site for no
more than 90 days beginning on the date
when the accumulated wastes exceed
the amounts provided in paragraph
(a)(3) of this section;
(ii) The conditions for exemption in
§ 262.17(a) through (g);
(iii) Notification as a ‘‘very small
quantity generator’’ under § 262.18(a)
through (c);
(iv) Preparation and use of the
manifest in subpart B of this part;
(v) Pre-transport requirements in
subpart C of this part;
(vi) Recordkeeping and reporting
requirements in subpart D of this part;
and
(vii) Requirements for transboundary
movements of hazardous wastes in
subpart H of this part.
(4) If the very small quantity generator
accumulates at any time 1,000 kilograms
(2,200 lbs) or greater of non-acute
hazardous waste, all quantities of that
hazardous waste are subject to the
following additional conditions for
exemption and independent
requirements:
(i) Such waste is held on site for no
more than 180 days, or 270 days, if
applicable, beginning on the date when
the accumulated waste exceed the
amounts provided in paragraph (a)(4) of
this section;
(ii) The quantity of waste
accumulated on site never exceeds
6,000 kilograms (13,200 lbs);
(iii) The conditions for exemption in
§ 262.16(b)(2) through (f);
(iv) Notification as a ‘‘very small
quantity generator’’ under § 262.18(a)
through (c);
(v) Preparation and use of the
manifest in subpart B of this part;
(vi) Pre-transport requirements in
subpart C of this part;
(vii) Recordkeeping and reporting
requirements in subpart D of this part;
and
(viii) Requirements for transboundary
movements of hazardous wastes in
subpart H of this part.
*
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*
*
27. Section 262.16 is amended by
revising the introductory text and
paragraphs (b) introductory text, (b)(1),
(b)(5) introductory text, and (b)(8)(iv)(A)
and (B) to read as follows:
■
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§ 262.16 Conditions for exemption for a
small quantity generator that accumulates
hazardous waste.
A small quantity generator may
accumulate hazardous waste on site
without a permit or interim status, and
without complying with the
requirements of parts 124, 264 through
267, and 270 of this chapter, or the
notification requirements of section
3010 of RCRA for treatment, storage,
and disposal facilities, provided that all
the conditions for exemption listed in
this section are met:
*
*
*
*
*
(b) Accumulation. The generator
accumulates hazardous waste on site for
no more than 180 days, unless in
compliance with the conditions for
exemption for longer accumulation in
paragraphs (c), (d), and (e) of this
section. The following accumulation
conditions also apply:
(1) Accumulation limit. The quantity
of acute hazardous waste accumulated
on site never exceeds 1 kilogram (2.2
pounds) and the quantity of non-acute
hazardous waste accumulated on site
never exceeds 6,000 kilograms (13,200
pounds);
*
*
*
*
*
(5) Accumulation of hazardous waste
in containment buildings. If the waste is
placed in containment buildings, the
small quantity generator must comply
with 40 CFR part 265 subpart DD. The
generator must label its containment
buildings with the words ‘‘Hazardous
Waste’’ in a conspicuous place easily
visible to employees, visitors,
emergency responders, waste handlers,
or other persons on site and also in a
conspicuous place provide an
indication of the hazards of the contents
(examples include, but are not limited
to, the applicable hazardous waste
characteristic(s) (i.e., ignitable,
corrosive, reactive, toxic); hazard
communication consistent with the
Department of Transportation
requirements at 49 CFR part 172,
subpart E (labeling) or subpart F
(placarding); a hazard statement or
pictogram consistent with the
Occupational Safety and Health
Administration Hazard Communication
Standard at 29 CFR 1910.1200; or a
chemical hazard label consistent with
the National Fire Protection Association
code 704). The generator must also
maintain:
*
*
*
*
*
(8) * * *
(iv) * * *
(A) Whenever hazardous waste is
being poured, mixed, spread, or
otherwise handled, all personnel
involved in the operation must have
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immediate access (e.g., direct or
unimpeded access) to an internal alarm
or emergency communication device,
either directly or through visual or voice
contact with another employee, unless
such a device is not required under
paragraph (b)(8)(ii) of this section.
(B) In the event there is just one
employee on the premises while the
facility is operating, the employee must
have immediate access (e.g., direct or
unimpeded access) to a device, such as
a telephone (immediately available at
the scene of operation) or a hand-held
two-way radio, capable of summoning
external emergency assistance, unless
such a device is not required under
paragraph (b)(8)(ii) of this section.
*
*
*
*
*
■ 28. Section 262.17 is amended by
revising the introductory text and
paragraphs (a)(2), (a)(7)(i)(A), (a)(8)(i)
introductory text, (a)(8)(i)(A),
(a)(8)(iii)(A)(4), (b), (c) introductory text,
(d), (e), and (f) introductory text to read
as follows:
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§ 262.17 Conditions for exemption for a
large quantity generator that accumulates
hazardous waste.
A large quantity generator may
accumulate hazardous waste on site
without a permit or interim status, and
without complying with the
requirements of parts 124, 264 through
267, and 270 of this chapter, or the
notification requirements of section
3010 of RCRA for treatment, storage,
and disposal facilities, provided that all
of the following conditions for
exemption are met:
*
*
*
*
*
(a) * * *
(2) Accumulation of hazardous waste
in tanks. If the waste is placed in tanks,
the large quantity generator must
comply with the applicable
requirements of subpart J (except
§§ 265.197(c) and 265.200 of this
subchapter) as well as the applicable
requirements of 40 CFR part 265,
subparts AA through CC.
*
*
*
*
*
(7) * * *
(i)(A) Facility personnel must
successfully complete a program of
classroom instruction, online training
(e.g., computer-based or electronic), or
on-the-job training that teaches them to
perform their duties in a way that
ensures compliance with this part. The
large quantity generator must ensure
that this program includes all the
elements described in the document
required under paragraph (a)(7)(iv)(C) of
this section.
*
*
*
*
*
(8) * * *
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(i) Notification for closure of a waste
accumulation unit. A large quantity
generator must perform one of the
following when closing a waste
accumulation unit but not undergoing
final closure:
(A) Place a notice in the operating
record within 30 days after closure of a
unit that identifies the location of the
waste accumulation unit being closed
within the facility; or
*
*
*
*
*
(iii) * * *
(A) * * *
(4) If the generator demonstrates that
any contaminated soils and wastes
cannot be practicably removed or
decontaminated as required in
paragraph (a)(8)(iii)(A)(2) of this section,
then the waste accumulation unit is
considered to be a landfill and the
generator must close the waste
accumulation unit and perform postclosure care in accordance with the
closure and post-closure care
requirements that apply to landfills
(§ 265.310 of this subchapter). In
addition, for the purposes of closure,
post-closure, and financial
responsibility, such a waste
accumulation unit is then considered to
be a landfill, and the generator must
meet all of the requirements for landfills
specified in 40 CFR part 265, subparts
G and H.
*
*
*
*
*
(b) Accumulation time limit
extension. A large quantity generator
who accumulates hazardous waste for
more than 90 days is subject to the
requirements of 40 CFR parts 124, 264
through 268, and part 270 of this
chapter, and the notification
requirements of section 3010 of RCRA
for treatment, storage, and disposal
facilities, unless it has been granted an
extension to the 90-day period. Such
extension may be granted by EPA if
hazardous wastes must remain on site
for longer than 90 days due to
unforeseen, temporary, and
uncontrollable circumstances. An
extension of up to 30 days may be
granted at the discretion of the Regional
Administrator on a case-by-case basis.
(c) Accumulation of F006. A large
quantity generator who also generates
wastewater treatment sludges from
electroplating operations that meet the
listing description for the EPA
hazardous waste number F006, may
accumulate F006 waste on site for more
than 90 days, but not more than 180
days without being subject to parts 124,
264 through 267, and 270 of this
chapter, and the notification
requirements of section 3010 of RCRA
for treatment, storage, and disposal
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facilities, provided that it complies with
all of the following additional
conditions for exemption:
*
*
*
*
*
(d) F006 transported over 200 miles.
A large quantity generator who also
generates wastewater treatment sludges
from electroplating operations that meet
the listing description for the EPA
hazardous waste number F006, and who
must transport this waste, or offer this
waste for transportation, over a distance
of 200 miles or more for off-site metals
recovery, may accumulate F006 waste
on site for more than 90 days, but not
more than 270 days without being
subject to parts 124, 264 through 267,
and 270 of this chapter, and the
notification requirements of section
3010 of RCRA for treatment, storage,
and disposal facilities, if the large
quantity generator complies with all of
the conditions for exemption of
paragraphs (c)(1) through (4) of this
section.
(e) F006 accumulation time extension.
A large quantity generator accumulating
F006 in accordance with paragraphs (c)
and (d) of this section who accumulates
F006 waste on site for more than 180
days (or for more than 270 days if the
generator must transport this waste, or
offer this waste for transportation, over
a distance of 200 miles or more), or who
accumulates more than 20,000
kilograms of F006 waste on site is an
operator of a storage facility and is
subject to the requirements of 40 CFR
parts 124, 264, 265, 267, and 270, and
the notification requirements of section
3010 of RCRA for treatment, storage,
and disposal facilities, unless the
generator has been granted an extension
to the 180-day (or 270-day if applicable)
period or an exception to the 20,000
kilogram accumulation limit. Such
extensions and exceptions may be
granted by EPA if F006 waste must
remain on site for longer than 180 days
(or 270 days if applicable) or if more
than 20,000 kilograms of F006 waste
must remain on site due to unforeseen,
temporary, and uncontrollable
circumstances. An extension of up to 30
days or an exception to the
accumulation limit may be granted at
the discretion of the Regional
Administrator on a case-by-case basis.
(f) Consolidation of hazardous waste
received from very small quantity
generators. Large quantity generators
may accumulate on site hazardous
waste received from very small quantity
generators under control of the same
person (as defined in § 260.10 of this
subchapter), without a storage permit or
interim status and without complying
with the requirements of parts 124, 264
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through 268, and 270 of this chapter,
and the notification requirements of
section 3010 of RCRA for treatment,
storage, and disposal facilities, provided
that they comply with the following
conditions. ‘‘Control,’’ for the purposes
of this section, means the power to
direct the policies of the generator,
whether by the ownership of stock,
voting rights, or otherwise, except that
contractors who operate generator
facilities on behalf of a different person
shall not be deemed to ‘‘control’’ such
generators.
*
*
*
*
*
Subpart D [Amended]
30. Section 262.82 is amended by
revising paragraph (e)(2) to read as
follows:
■
§ 262.82
General conditions.
*
*
*
*
*
(e) * * *
(2) For hand-delivery, the Office of
Land and Emergency Management,
Office of Resource Conservation and
Recovery, Materials Recovery and Waste
Management Division, International
Branch (Mail Code 2255T),
Environmental Protection Agency,
William Jefferson Clinton West
Building, Room 1329, 1301 Constitution
Ave. NW, Washington, DC 20004.
31. Section 262.200 is amended by
revising the definition of ‘‘Trained
professional’’ to read as follows:
■
29. Section 262.42 is amended by
revising paragraphs (a)(1), (a)(2)
introductory text, (b) (and the note
following (b)) to read as follows:
■
§ 262.42
§ 262.200
*
Exception reporting.
*
*
*
*
(a)(1) A large quantity generator who
does not receive a copy of the manifest
with the handwritten signature of the
owner or operator of the designated
facility within 35 days of the date the
waste was accepted by the initial
transporter must contact the transporter
and/or the owner or operator of the
designated facility to determine the
status of the hazardous waste.
(2) A large quantity generator must
submit an Exception Report to the EPA
Regional Administrator for the Region
in which the generator is located if he
has not received a copy of the manifest
with the handwritten signature of the
owner or operator of the designated
facility within 45 days of the date the
waste was accepted by the initial
transporter. The Exception Report must
include:
*
*
*
*
*
(b) A small quantity generator of
hazardous waste who does not receive
a copy of the manifest with the
handwritten signature of the owner or
operator of the designated facility
within 60 days of the date the waste was
accepted by the initial transporter must
submit a legible copy of the manifest,
with some indication that the generator
has not received confirmation of
delivery, to the EPA Regional
Administrator for the Region in which
the generator is located.
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*
Note 1 to paragraph (b): The submission to
EPA need only be a handwritten or typed
note on the manifest itself, or on an attached
sheet of paper, stating that the return copy
was not received.
*
*
*
VerDate Sep<11>2014
*
*
20:22 Aug 08, 2023
Jkt 259001
Definitions for this subpart.
*
*
*
*
Trained professional means a person
who has completed the applicable
RCRA training requirements of
§ 262.17(a)(7) for large quantity
generators, or is knowledgeable about
normal operations and emergencies in
accordance with § 262.16(b)(9)(iii) for
small quantity generators and for very
small quantity generators that opt into
subpart K of this part. A trained
professional may be an employee of the
eligible academic entity or may be a
contractor or vendor who meets the
requisite training requirements.
*
*
*
*
*
■ 32. Section 262.212 is amended by
revising paragraph (e)(3) to read as
follows:
§ 262.212 Making the hazardous waste
determination at an on-site interim status or
permitted treatment, storage, or disposal
facility.
*
*
*
*
*
(e) * * *
(3) Count the hazardous waste toward
the eligible academic entity’s generator
status, pursuant to § 262.13 in the
calendar month that the hazardous
waste determination was made, and
*
*
*
*
*
33. Section 262.213 is amended by
revising paragraph (a)(1) to read as
follows:
■
§ 262.213
Laboratory clean-outs.
(a) * * *
(1) If the volume of unwanted
material in the laboratory exceeds 55
gallons (or 1 quart of liquid reactive
acutely hazardous unwanted material,
or 1 kg of solid reactive acutely
hazardous unwanted material), the
eligible academic entity is not required
to remove all unwanted materials from
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54111
the laboratory within 10 calendar days
of exceeding 55 gallons (or 1 quart of
liquid reactive acutely hazardous
unwanted material, or 1 kg of solid
reactive acutely hazardous unwanted
material), as required by § 262.208.
Instead, the eligible academic entity
must remove all unwanted materials
from the laboratory within 30 calendar
days from the start of the laboratory
clean-out; and
*
*
*
*
*
■ 34. Section 262.232 is amended by
revising the paragraphs (a)(5), (b)(4)
introductory text, (b)(4)(ii)(C), and
(b)(6)(iv) to read as follows:
§ 262.232 Conditions for a generator
managing hazardous waste from an
episodic event.
(a) * * *
(5) The very small quantity generator
must comply with the hazardous waste
manifest provisions of subpart B of this
part and the recordkeeping provisions
for small quantity generators in § 262.44
when it sends its episodic event
hazardous waste off site to a designated
facility, as defined in § 260.10 of this
subchapter.
*
*
*
*
*
(b) * * *
(4) Accumulation by small quantity
generators. A small quantity generator is
prohibited from accumulating
hazardous wastes generated from an
episodic event on drip pads and in
containment buildings. When
accumulating hazardous waste
generated from an episodic event in
containers and tanks, the following
conditions apply:
*
*
*
*
*
(ii) * * *
(C) Use inventory logs, monitoring
equipment or other records to identify
the date upon which each episodic
event begins; and
*
*
*
*
*
(6) * * *
(iv) A description of how the
hazardous waste was managed as well
as the name of the RCRA-designated
facility (as defined by § 260.10 of this
subchapter) that received the hazardous
waste;
*
*
*
*
*
PART 264—STANDARDS FOR
OWNERS AND OPERATORS OF
HAZARDOUS WASTE TREATMENT,
STORAGE, AND DISPOSAL
FACILITIES
35. The authority for part 264
continues to read as follows:
■
Authority: 42 U.S.C. 6905, 6912(a), 6924,
6925, and 6939g.
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36. Section 264.1 is amended by
revising paragraph (g)(3) and by
removing and reserving paragraph
(g)(12).
The revision reads as follows:
■
Authority: 42 U.S.C. 6905, 6906, 6912,
6922, 6923, 6924, 6925, 6935, 6936, 6937,
and 6939g.
be included in the quantity determination for
the exemption.
§ 265.1
■
[Amended]
Purpose, scope, and applicability.
*
*
*
*
*
(g) * * *
(3) A generator accumulating waste on
site in compliance with § 262.14,
§ 262.15, § 262.16, § 262.17, or subpart K
or L of part 262 of this subchapter.
*
*
*
*
*
§ 264.15
[Amended]
37. Section 264.15 is amended by
removing paragraph (b)(5).
■
§ 266.501
§ 265.71
*
§ 264.72
Manifest discrepancies.
(a) * * *
(3) Container residues, which are
residues that exceed the quantity limits
for ‘‘empty’’ containers set forth in 40
CFR 261.7(b) and 266.507.
*
*
*
*
*
■ 39. Section 264.1030 is amended by
revising paragraph (b)(3) to read as
follows:
§ 264.1030
Applicability.
*
*
*
*
(b) * * *
(3) A unit that is exempt from
permitting under the provisions of 40
CFR 262.17 (i.e., a ‘‘90-day’’ tank or
container) and is not a recycling unit
under the provisions of 40 CFR 261.6.
*
*
*
*
*
■ 40. Section 264.1050 is amended by
revising paragraph (b)(2) to read as
follows:
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Jkt 259001
45. The authority for part 266
continues to read as follows:
■
Applicability.
*
Applicability.
20:22 Aug 08, 2023
PART 266—STANDARDS FOR THE
MANAGEMENT OF SPECIFIC
HAZARDOUS WASTES AND SPECIFIC
TYPES OF HAZARDOUS WASTE
MANAGEMENT FACILITIES
§ 266.100
PART 265—INTERIM STATUS
STANDARDS FOR OWNERS AND
OPERATORS OF HAZARDOUS WASTE
TREATMENT, STORAGE, AND
DISPOSAL FACILITIES
VerDate Sep<11>2014
Manifest discrepancies.
(a) * * *
(3) Container residues, which are
residues that exceed the quantity limits
for ‘‘empty’’ containers set forth in 40
CFR 261.7(b) and 266.507.
*
*
*
*
*
46. Section 266.100 is amended by
revising paragraph (c)(3) to read as
follows:
*
*
*
*
(b) * * *
(2) A unit (including a hazardous
waste recycling unit) that is not exempt
from permitting under the provisions of
40 CFR 262.17 (i.e., a hazardous waste
recycling unit that is not a ‘‘90-day’’
tank or container) and that is located at
a hazardous waste management facility
otherwise subject to the permitting
requirements of 40 CFR part 270; or
*
*
*
*
*
41. The authority for part 265
continues to read as follows:
44. Section 265.72 is amended by
revising paragraph (a)(3) to read as
follows:
■
■
*
■
43. Section 265.71 is amended by
removing the undesignated ‘‘Comment’’
paragraph following paragraph (c).
Authority: 42 U.S.C. 1006, 2002(a), 3001–
3009, 3014, 3017, 6905, 6906, 6912, 6921,
6922, 6924–6927, 6934, and 6937.
*
§ 264.1050
[Amended]
■
§ 265.72
38. Section 264.72 is amended by
revising paragraph (a)(3) to read as
follows:
■
*
*
*
*
48. Section 266.501 is amended by
revising paragraph (d)(2) to read as
follows:
42. Section 265.1 is amended by
removing and reserving paragraph
(c)(15).
■
§ 264.1
*
*
*
*
*
(c) * * *
(3) Hazardous wastes that are exempt
from regulation under §§ 261.4 and
261.6(a)(3)(iii) and (iv) of this
subchapter, and hazardous wastes that
are subject to the conditions for
exemption for very small quantity
generators under § 262.14 of this
subchapter; and
*
*
*
*
*
47. Section 266.108 is amended by
redesignating the note following
paragraph (c) as note 1 to § 266.108(c)
and revising it to read as follows:
■
§ 266.108 Small quantity on-site burner
exemption.
*
*
*
(c) * * *
*
*
Note 1 to paragraph (c): Hazardous wastes
that are subject to the conditions for
exemption for very small quantity generators
under § 262.14 of this subchapter may be
burned in an off-site device under the
exemption provided by this section but must
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Applicability.
*
*
*
*
(d) * * *
(2) Sections 266.502(a), 266.503,
266.505 through 266.507, and 266.509
with respect to the management of
potentially creditable hazardous waste
pharmaceuticals that are prescription
pharmaceuticals and are destined for a
reverse distributor.
*
*
*
*
*
■ 49. Section 266.502 is amended by
revising paragraphs (d)(4), (h)
introductory text, (h)(3) and (4),
(i)(2)(i)(A) introductory text, and
(i)(2)(ii)(A) introductory text to read as
follows:
§ 266.502 Standards for healthcare
facilities managing non-creditable
hazardous waste pharmaceuticals.
*
*
*
*
*
(d) * * *
(4) A healthcare facility may
accumulate non-creditable hazardous
waste pharmaceuticals and nonhazardous non-creditable waste
pharmaceuticals in the same container,
except that non-creditable hazardous
waste pharmaceuticals prohibited from
being combusted because of the dilution
prohibition of § 268.3(c) of this
subchapter (i.e., metal-bearing waste
codes listed in appendix XI of part 268
of this subchapter, unless one or more
criteria in § 268.3(c)(1) through (6) are
met), or because it is prohibited from
being lab packed due to § 268.42(c) (i.e.,
waste codes listed in appendix IV of
part 268), must be accumulated in
separate containers, and labeled with all
applicable EPA hazardous waste
numbers (i.e., hazardous waste codes).
*
*
*
*
*
(h) Procedures for healthcare facilities
for managing rejected shipments of noncreditable hazardous waste
pharmaceuticals. A healthcare facility
that sends a shipment of non-creditable
hazardous waste pharmaceuticals to a
designated facility with the
understanding that the designated
facility can accept and manage the
waste, and later receives that shipment
back as a rejected load in accordance
with the manifest discrepancy
provisions of § 264.72 or § 265.72 of this
subchapter may accumulate the rejected
non-creditable hazardous waste
pharmaceuticals on site for up to an
additional 90 calendar days provided
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the rejected shipment is managed in
accordance with paragraphs (d) and (e)
of this section. Upon receipt of the
rejected shipment, the healthcare
facility must:
*
*
*
*
*
(3) Within 30 calendar days of receipt
of the rejected shipment, send a copy of
the manifest to the designated facility
that returned the shipment to the
healthcare facility; and
(4) Within 90 calendar days of receipt
of the rejected shipment, transport or
offer for transport the returned shipment
in accordance with the shipping
standards of § 266.508(a).
(i) * * *
(2) * * *
(i) * * *
(A) If a healthcare facility does not
receive a copy of the manifest with the
signature of the owner or operator of the
designated facility within 60 calendar
days of the date the non-creditable
hazardous waste pharmaceuticals were
accepted by the initial transporter, the
healthcare facility must submit:
*
*
*
*
*
(ii) * * *
(A) If a healthcare facility does not
receive a copy of the manifest for a
rejected shipment of the non-creditable
hazardous waste pharmaceuticals that is
forwarded by the designated facility to
an alternate facility (using appropriate
manifest procedures), with the signature
of the owner or operator of the alternate
facility, within 60 calendar days of the
date the non-creditable hazardous waste
was accepted by the initial transporter
forwarding the shipment of noncreditable hazardous waste
pharmaceuticals from the designated
facility to the alternate facility, the
healthcare facility must submit:
*
*
*
*
*
■ 50. Section 266.503 is amended by
revising paragraph (b)(1) to read as
follows:
§ 266.503 Standards for healthcare
facilities managing potentially creditable
hazardous waste pharmaceuticals.
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*
*
*
*
*
(b) * * *
(1) Is under the control of the same
person (as defined in § 260.10 of this
subchapter) as the very small quantity
generator healthcare facility that is
sending the potentially creditable
hazardous waste pharmaceuticals off
site (‘‘control,’’ for the purposes of this
section, means the power to direct the
policies of the healthcare facility,
whether by the ownership of stock,
voting rights, or otherwise, except that
contractors who operate healthcare
facilities on behalf of a different person
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20:22 Aug 08, 2023
Jkt 259001
as defined in § 260.10 of this subchapter
shall not be deemed to ‘‘control’’ such
healthcare facilities) or has a contractual
or other documented business
relationship whereby the receiving
healthcare facility supplies
pharmaceuticals to the very small
quantity generator healthcare facility;
*
*
*
*
*
■ 51. Section 266.504 is amended by
revising the section heading and
paragraph (b) introductory text to read
as follows:
§ 266.504 Healthcare facilities that are very
small quantity generators for both
hazardous waste pharmaceuticals and nonpharmaceutical hazardous waste that are
not operating under this subpart.
*
*
*
*
*
(b) Off-site collection of hazardous
waste pharmaceuticals generated by a
healthcare facility that is a very small
quantity generator. A healthcare facility
that is a very small quantity generator
for both hazardous waste
pharmaceuticals and nonpharmaceutical hazardous waste may
send its hazardous waste
pharmaceuticals off site to another
generator, provided:
*
*
*
*
*
■ 52. Section 266.505 is revised to read
as follows:
§ 266.505 Prohibition on sewering
hazardous waste pharmaceuticals.
All healthcare facilities—including
very small quantity generators operating
under § 262.14 of this subchapter in lieu
of this subpart—and reverse distributors
are prohibited from discharging
hazardous waste pharmaceuticals to a
sewer system that passes through to a
publicly-owned treatment works.
Healthcare facilities and reverse
distributors remain subject to the
prohibitions in 40 CFR 403.5(b).
■ 53. Section 266.506 is amended by
revising the section heading and
paragraphs (a)(2) and (b)(3)(iii) and (iv)
to read as follows:
§ 266.506 Conditional exemption for
hazardous waste pharmaceuticals that are
also controlled substances and household
waste pharmaceuticals collected by an
authorized collector.
(a) * * *
(2) Household waste pharmaceuticals
that are collected by an authorized
collector (as defined by the Drug
Enforcement Administration) registered
with the Drug Enforcement
Administration that commingles the
household waste pharmaceuticals with
controlled substances from an ultimate
user (as defined by the Drug
Enforcement Administration).
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54113
(b) * * *
(3) * * *
(iii) A permitted hospital, medical
and infectious waste incinerator, subject
to 40 CFR part 62, subpart HHH, or
applicable state plan for existing
hospital, medical and infectious waste
incinerators, or 40 CFR part 60, subpart
Ec, for new hospital, medical and
infectious waste incinerators; or
(iv) A permitted commercial and
industrial solid waste incinerator,
subject to 40 CFR part 62, subpart III, or
applicable state plan for existing
commercial and industrial solid waste
incinerators, or 40 CFR part 60, subpart
CCCC, for new commercial and
industrial solid waste incinerators; or
*
*
*
*
*
54. Section 266.507 is amended by
revising paragraphs (b), (c), and (d) to
read as follows:
■
§ 266.507 Residues of hazardous waste
pharmaceuticals in empty containers.
*
*
*
*
*
(b) Syringes. A syringe is considered
empty and the residues are not
regulated as hazardous waste under this
subpart provided the contents have been
removed by fully depressing the plunger
of the syringe. At healthcare facilities
operating under this subpart, if a syringe
is not empty, the syringe must be placed
with its remaining hazardous waste
pharmaceuticals into a container that is
managed and disposed of as a noncreditable hazardous waste
pharmaceutical under this subpart and
any applicable federal, state, and local
requirements for sharps containers and
medical waste.
(c) Intravenous (IV) bags. An IV bag is
considered empty and the residues are
not regulated as hazardous waste
provided the pharmaceuticals in the IV
bag have been fully administered to a
patient, or if the IV bag held non-acute
hazardous waste pharmaceuticals and is
empty as defined in § 261.7(b)(1) of this
subchapter. At healthcare facilities
operating under this subpart, if an IV
bag is not empty, the IV bag must be
placed with its remaining hazardous
waste pharmaceuticals into a container
that is managed and disposed of as a
non-creditable hazardous waste
pharmaceutical under this subpart.
(d) Other containers, including
delivery devices. At healthcare facilities
operating under this subpart, hazardous
waste pharmaceuticals remaining in all
other types of unused, partially
administered, or fully administered
containers must be managed as noncreditable hazardous waste
pharmaceuticals under this subpart,
unless the container held non-acute
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hazardous waste pharmaceuticals and is
empty as defined in § 261.7(b)(1) or (2)
of this subchapter. This includes, but is
not limited to, residues in inhalers,
aerosol cans, nebulizers, tubes of
ointments, gels, or creams.
55. Section 266.508 is amended by
revising paragraphs (a)(1)(iii)(C) and
(a)(2)(i) and (ii) to read as follows:
■
§ 266.508 Shipping non-creditable
hazardous waste pharmaceuticals from a
healthcare facility of evaluated hazardous
waste pharmaceuticals from a reverse
distributor.
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(a) * * *
(1) * * *
(iii) * * *
(C) Lab packs that will be incinerated
in compliance with § 268.42(c) of this
subchapter are not required to be
marked with EPA hazardous waste
numbers (i.e., hazardous waste codes),
except D004, D005, D006, D007, D008,
D010, and D011, where applicable. A
nationally recognized electronic system,
such as bar coding or radio frequency
identification tag, may be used to
identify the applicable EPA hazardous
waste numbers (i.e., hazardous waste
codes).
*
*
*
*
*
(2) * * *
(i) A healthcare facility shipping noncreditable hazardous waste
pharmaceuticals is not required to list
all applicable EPA hazardous waste
numbers (i.e., hazardous waste codes) in
Item 13 of EPA Form 8700–22.
(ii) A healthcare facility shipping noncreditable hazardous waste
pharmaceuticals must write the word
‘‘PHRM’’ or ‘‘PHARMS’’ in Item 13 of
EPA Form 8700–22. A healthcare
facility may also include the applicable
EPA hazardous waste numbers (i.e.,
hazardous waste codes) in Item 13 of
EPA Form 8700–22.
*
*
*
*
*
■ 56. Section 266.510 is amended by
revising paragraphs (a)(9)(i)(C), (b)(1)
and (2), (c)(2), (c)(4)(vi), (c)(5), (c)(7)
introductory text, (c)(7)(iii) and (iv),
(c)(9)(ii)(A)(1), (c)(9)(ii)(A)(2)
introductory text, (c)(9)(ii)(B)(1),
(c)(9)(ii)(B)(2) introductory text, and
(c)(9)(ii)(B)(2)(i) to read as follows:
§ 266.510 Standards for the management
of potentially creditable hazardous waste
pharmaceuticals and evaluated hazardous
waste pharmaceuticals at reverse
distributors.
*
*
*
*
*
(a) * * *
(9) * * *
(i) * * *
(C) The EPA identification number,
name, and address of the healthcare
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20:22 Aug 08, 2023
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facility (or other entity) that shipped the
unauthorized waste, if available;
*
*
*
*
*
(b) * * *
(1) A reverse distributor that receives
potentially creditable hazardous waste
pharmaceuticals from a healthcare
facility must send those potentially
creditable hazardous waste
pharmaceuticals to another reverse
distributor within 180 calendar days
after the potentially creditable
hazardous waste pharmaceuticals have
been evaluated or follow paragraph (c)
of this section for evaluated hazardous
waste pharmaceuticals.
(2) A reverse distributor that receives
potentially creditable hazardous waste
pharmaceuticals from another reverse
distributor must send those potentially
creditable hazardous waste
pharmaceuticals to a reverse distributor
that is a pharmaceutical manufacturer
within 180 calendar days after the
potentially creditable hazardous waste
pharmaceuticals have been evaluated or
follow paragraph (c) of this section for
evaluated hazardous waste
pharmaceuticals.
*
*
*
*
*
(c) * * *
(2) Inspections of on-site
accumulation area. A reverse distributor
must inspect its on-site accumulation
area at least once every seven calendar
days, looking at containers for leaks and
for deterioration caused by corrosion or
other factors, as well as for signs of
diversion.
*
*
*
*
*
(4) * * *
(vi) Accumulate evaluated hazardous
waste pharmaceuticals that are
prohibited from being combusted
because of the dilution prohibition of
§ 268.3(c) of this subchapter (i.e., metalbearing waste codes listed in appendix
XI of part 268 of this subchapter, unless
one or more criteria in § 268.3(c)(1)
through (6) are met), or because it is
prohibited from being lab packed due to
§ 268.42(c) of this subchapter (i.e., waste
codes listed in appendix IV of part 268
of this subchapter), in separate
containers from other evaluated
hazardous waste pharmaceuticals at the
reverse distributor.
(5) Hazardous waste numbers. Prior to
shipping evaluated hazardous waste
pharmaceuticals off site, all containers
must be marked with the applicable
EPA hazardous waste numbers (i.e.,
hazardous waste codes), except as
provided in § 266.508(a)(1)(iii)(C). A
nationally recognized electronic system,
such as bar coding or radio frequency
identification tag, may be used to
identify the applicable EPA hazardous
PO 00000
Frm 00030
Fmt 4701
Sfmt 4700
waste numbers (i.e., hazardous waste
codes).
*
*
*
*
*
(7) Procedures for a reverse distributor
for managing rejected shipments. A
reverse distributor that sends a
shipment of evaluated hazardous waste
pharmaceuticals to a designated facility
with the understanding that the
designated facility can accept and
manage the waste, and later receives
that shipment back as a rejected load in
accordance with the manifest
discrepancy provisions of § 264.72 or
§ 265.72 of this subchapter, may
accumulate the rejected evaluated
hazardous waste pharmaceuticals on
site for up to an additional 90 calendar
days in the on-site accumulation area
provided the rejected shipment is
managed in accordance with paragraphs
(a) and (c) of this section. Upon receipt
of the rejected shipment, the reverse
distributor must:
*
*
*
*
*
(iii) Within 30 calendar days of
receipt of the rejected shipment of the
evaluated hazardous waste
pharmaceuticals, send a copy of the
manifest to the designated facility that
returned the shipment to the reverse
distributor; and
(iv) Within 90 calendar days of receipt
of the rejected shipment, transport or
offer for transport the returned shipment
of evaluated hazardous waste
pharmaceuticals in accordance with the
applicable shipping standards of
§ 266.508(a) or (b).
*
*
*
*
*
(9) * * *
(ii) * * *
(A) * * *
(1) If a reverse distributor does not
receive a copy of the manifest with the
signature of the owner or operator of the
designated facility within 35 calendar
days of the date the evaluated hazardous
waste pharmaceuticals were accepted by
the initial transporter, the reverse
distributor must contact the transporter
or the owner or operator of the
designated facility to determine the
status of the evaluated hazardous waste
pharmaceuticals.
(2) A reverse distributor must submit
an exception report to the EPA Regional
Administrator for the Region in which
the reverse distributor is located if it has
not received a copy of the manifest with
the signature of the owner or operator of
the designated facility within 45
calendar days of the date the evaluated
hazardous waste pharmaceutical was
accepted by the initial transporter. The
exception report must include:
*
*
*
*
*
(B) * * *
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(1) A reverse distributor that does not
receive a copy of the manifest with the
signature of the owner or operator of the
alternate facility within 35 calendar
days of the date the evaluated hazardous
waste pharmaceuticals were accepted by
the initial transporter must contact the
transporter or the owner or operator of
the alternate facility to determine the
status of the hazardous waste. The 35day timeframe begins the date the
evaluated hazardous waste
pharmaceuticals are accepted by the
transporter forwarding the hazardous
waste shipment from the designated
facility to the alternate facility.
(2) A reverse distributor must submit
an Exception Report to the EPA
Regional Administrator for the Region
in which the reverse distributor is
located if it has not received a copy of
the manifest with the signature of the
owner or operator of the alternate
54115
facility within 45 calendar days of the
date the evaluated hazardous waste
pharmaceuticals were accepted by the
initial transporter. The 45-day
timeframe begins the date the evaluated
hazardous waste pharmaceuticals are
accepted by the transporter forwarding
the hazardous waste pharmaceutical
shipment from the designated facility to
the alternate facility. The Exception
Report must include:
(i) A legible copy of the manifest for
which the reverse distributor does not
have confirmation of delivery; and
*
*
*
*
*
Authority: 42 U.S.C. 6905, 6912, 6924,
6925, 6927, 6939, and 6974.
PART 270—EPA ADMINISTERED
PERMIT PROGRAMS: THE
HAZARDOUS WASTE PERMIT
PROGRAM
■
57. The authority for part 270
continues to read as follows:
§ 271.1
■
§ 270.1
[Amended]
58. Section 270.1 is amended by
removing and reserving paragraph
(c)(2)(ix).
■
PART 271—REQUIREMENTS FOR
AUTHORIZATION OF STATE
HAZARDOUS WASTE PROGRAMS
59. The authority for part 271
continues to read as follows:
■
Authority: 42 U.S.C. 6905, 6912(a), 6926,
and 6939g.
60. In § 271.1, table 1 is amended by
adding an entry for ‘‘February 22, 2019’’
in chronological order to read as
follows:
*
Purpose and scope.
*
*
*
*
TABLE 1—REGULATIONS IMPLEMENTING THE HAZARDOUS AND SOLID WASTE AMENDMENTS OF 1984
Promulgation date
Title of regulation reference
Federal Register
*
February 22, 2019 ...
*
*
*
*
Management Standards for Hazardous Waste Pharmaceuticals and Amendment to the P075 Listing for Nicotine: § 266.505.
*
84 FR 5816 ............
*
*
*
*
*
61. Section 271.10 is amended by
revising paragraph (c) to read as follows:
■
§ 271.10 Requirements for generators of
hazardous wastes.
*
*
*
*
(c) The State program must require
that generators who accumulate
hazardous wastes for short periods of
time comply with requirements that are
equivalent to the requirements for
accumulating hazardous wastes for
short periods of time under 40 CFR
262.15, 262.16, or 262.17.
*
*
*
*
*
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*
VerDate Sep<11>2014
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PART 441—DENTAL OFFICE POINT
SOURCE CATEGORY
62. The authority for part 441
continues to read as follows:
■
Authority: 33 U.S.C. 1251, 1311, 1314,
1316, 1317, 1318, 1342, and 1361. 42 U.S.C.
13101–13103.
63. Section 441.50 is amended by
revising paragraph (b)(3) to read as
follows:
■
§ 441.50 Reporting and recordkeeping
requirements.
*
PO 00000
*
*
Frm 00031
*
Fmt 4701
*
August 21, 2019.
(b) * * *
(3) Documentation of all dates that
collected dental amalgam is picked up
or shipped for proper disposal in
accordance with 40 CFR 262.14(a)(5),
and the name of the permitted or
licensed treatment, storage or disposal
facility receiving the amalgam retaining
containers.
*
*
*
*
*
[FR Doc. 2023–14731 Filed 8–8–23; 8:45 am]
BILLING CODE 6560–50–P
*
Sfmt 9990
Effective date
E:\FR\FM\09AUR3.SGM
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Agencies
[Federal Register Volume 88, Number 152 (Wednesday, August 9, 2023)]
[Rules and Regulations]
[Pages 54086-54115]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-14731]
[[Page 54085]]
Vol. 88
Wednesday,
No. 152
August 9, 2023
Part IV
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Parts 260, 261, 262, et al.
Hazardous Waste Generator Improvements Rule, the Hazardous Waste
Pharmaceuticals Rule, and the Definition of Solid Waste Rule; Technical
Corrections; Final Rule
Federal Register / Vol. 88, No. 152 / Wednesday, August 9, 2023 /
Rules and Regulations
[[Page 54086]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 260, 261, 262, 264, 265, 266, 270, 271, and 441
[EPA-HQ-OLEM-2023-0081; FRL 8687-02-OLEM]
RIN 2050-AH23
Hazardous Waste Generator Improvements Rule, the Hazardous Waste
Pharmaceuticals Rule, and the Definition of Solid Waste Rule; Technical
Corrections
AGENCY: Environmental Protection Agency (EPA).
ACTION: Direct final rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (the EPA or the Agency) is
taking direct final action on a number of technical corrections that
correct or clarify several parts of the Resource Conservation and
Recovery Act (RCRA) hazardous waste regulations. These technical
corrections correct or clarify specific provisions in the existing
hazardous waste regulations that were promulgated in the Hazardous
Waste Generator Improvements rule, the Hazardous Waste Pharmaceuticals
rule, and the Definition of Solid Waste rule. This rule also makes
other minor corrections that fall within the same sections of the
hazardous waste regulations but are independent of these three rules.
Examples of the types of corrections being made in this rule include,
but are not limited to, correcting typographical errors, correcting
incorrect or outdated citations, making minor clarifications, and
updating addresses.
DATES: This rule is effective on December 7, 2023, without further
notice unless the EPA receives adverse comment by October 10, 2023. If
the EPA receives adverse comment on any individual correction, we will
publish a timely withdrawal in the Federal Register informing the
public about the specific paragraph or amendment where the correction
or clarification will not take effect.
ADDRESSES: The EPA has established a docket for this action under
Docket ID No. EPA-HQ-OLEM-2023-0081. All documents in the docket are
listed on the https://www.regulations.gov website. Although listed in
the index, some information is not publicly available, e.g.,
confidential business information (CBI) or other information whose
disclosure is restricted by statute. Certain other material, such as
copyrighted material, is not placed on the internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available electronically through https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Brian Knieser, U.S. Environmental
Protection Agency, Office of Resource Conservation and Recovery, (MC:
5304T), 1200 Pennsylvania Avenue NW, Washington, DC 20460, (202) 566-
0516, ([email protected]) or Kathy Lett, U.S. Environmental
Protection Agency, Office of Resource Conservation and Recovery, (MC:
5304T), 1200 Pennsylvania Avenue NW, Washington, DC 20460, (202) 566-
0517, ([email protected]).
SUPPLEMENTARY INFORMATION:
I. Why is EPA using a direct final rule?
The EPA is publishing this rule without a prior proposed rule
because we view this as a noncontroversial action and anticipate no
adverse comment since the technical corrections are minor fixes and
clarifications. However, in the ``Proposed Rules'' section of this
Federal Register publication, we are publishing a separate document
that will serve as the proposed rule to adopt the provisions in this
direct final rule if adverse comments are received on this direct final
rule. We will not institute a second comment period on this action. Any
parties interested in commenting must do so at this time. For further
information about commenting on this rule, see the ADDRESSES section of
this document.
If the EPA receives adverse comment on any individual correction,
we will publish a timely withdrawal in the Federal Register informing
the public about the specific regulatory paragraph or amendment that
will not take effect. The corrections that are not withdrawn will
become effective on the date set out above. We would address all public
comments in any subsequent final rule based on comments and new
information submitted in response to the proposed rule.
II. Does this action apply to me?
Entities potentially affected by this action include hazardous
waste generators, treatment, storage, and disposal facilities,
healthcare facilities, reverse distributors, importers/exporters of
hazardous waste, and users of the transfer-based exclusion to the
definition of solid waste. Also affected are States and EPA Regions
implementing the RCRA hazardous waste regulations.
III. What is the legal authority of this final rule?
This rule is authorized under sections 1004, 2002, 3001, 3002,
3003, 3004, 3005, 3006, 3007, 3010, 3017, and 3018 of the Resource
Conservation and Recovery Act of 1976, as amended, 42 U.S.C. 6903,
6912, 6921, 6922, 6923, 6924, 6925, 6926, 6927, 6930, 6938, and 6939.
IV. Background
In the process of publishing in the Federal Register the three
final rules that are the focus of this rulemaking, the EPA
inadvertently made typographical errors, included incorrect citations,
and finalized language that was unintentionally ambiguous. Similarly,
while the Agency attempted to make conforming changes to all
appropriate parts of the RCRA hazardous waste regulations when these
three rules were promulgated, some were overlooked. The EPA has also
identified a number of other regulations needing to be corrected that
were not part of the three final rules that are the main focus of this
rulemaking but are located in the same sections of the regulations. The
Agency determined that including those additional corrections in this
rulemaking would be an efficient use of Agency resources and provide
sufficient benefit to merit their incorporation. These inadvertent
errors and oversights have been the cause of some confusion on the part
of the regulated community, as well as the Federal and State regulators
implementing the hazardous waste regulatory program. Making these
corrections will ease that confusion among the EPA's stakeholders.
This rule addresses these problems by correcting and clarifying the
RCRA hazardous waste management regulations--specifically the general
hazardous waste management system regulations under 40 CFR part 260,
the hazardous waste identification regulations under 40 CFR part 261;
the standards applicable to generators of hazardous waste in 40 CFR
part 262; the standards for owners and operators of hazardous waste
treatment, storage, and disposal facilities in 40 CFR part 264; the
interim status standards for owner and operators of hazardous waste
treatment, storage, and disposal facilities in 40 CFR part 265; the
regulations for specific hazardous wastes and specific types of
hazardous waste management facilities in 40 CFR part 266, including the
regulations for hazardous waste pharmaceuticals in 40 CFR part 266,
subpart P; the regulations for EPA-administered hazardous waste permit
programs under 40 CFR part 270;
[[Page 54087]]
the requirements for authorization of State hazardous waste programs in
40 CFR part 271; and the dental office point source category
regulations in part 40 CFR part 441.
This action was developed in accordance with EPA guidance on
environmental justice. As a technical correction rulemaking, it does
not have any disproportionately high and adverse human health or
environmental effects on the programs, policies, or activities of
minority populations (people of color) and low-income populations. It
does not have adverse impact on other federal agencies, states, local
governments, tribes, paperwork burdens, or children's health.
Similarly, because this rule consists entirely of technical
corrections, it does not have any adverse impacts on climate change nor
any state and federal climate adaptation programs.
Today's action makes over 100 technical corrections to 40 CFR parts
260-262, 264-266, 270-271, and 441. The discussion of technical
corrections to the regulations below is organized by the rulemaking
that initially made the changes. Where a technical correction does not
stem directly from one of the three main rulemakings being corrected,
it has been included where it makes most sense to do so by topic. In
addition, the EPA provides a description and explanation of the
technical corrections in the preamble to this direct final rule.
V. Corrections Related to the Regulatory Revisions Implemented by the
Hazardous Waste Generator Improvements Rule
This section addresses technical corrections to revisions made as
part of the Hazardous Waste Generator Improvements rule. The final
rule, referred to as the Generator Improvements rule, was published in
the Federal Register on November 28, 2016 (81 FR 85732) and revised the
requirements for hazardous waste generators, a regulatory term that
refers to any person, by site, whose act or process produces hazardous
waste or whose act first causes a hazardous waste to become subject to
regulation. The Generator Improvements rule included a reorganization
and renumbering of the regulations for the management of hazardous
waste by generators of that waste as well as revisions that both closed
regulatory gaps and, where appropriate, provided flexibility in the
regulations for certain management scenarios. The technical corrections
described in this action include the correction of typographical
errors, the correction of citations in the regulations that were not
updated in the original Generator Improvements rule, and revisions to
wording in the regulations that has caused confusion in the six years
since the final rule was published.
The technical corrections in this section of the rule appear mostly
in the hazardous waste generator regulations in part 262 of chapter 40
of the Code of Federal Regulations, but also in other hazardous waste
provisions in 40 CFR parts 260, 261, 264, 265, 266, 270, and 271. There
is also one citation updated in 40 CFR part 441.
Each of the technical corrections are discussed below. The preamble
discusses typographical errors first, then updated citations, and
finally wording changes. Within each section, the technical corrections
are generally discussed in the order they appear in the regulations.
However, to avoid repetition, similar technical corrections are
discussed together in the preamble.
A. Typographical Errors
Section 262.16(b) is revised to include a reference to
Sec. 262.16(c) in the list of provisions in this section describing
when a small quantity generator can accumulate hazardous waste for more
than 180 days. The reference to Sec. 262.16(c) was inadvertently left
off this list in the 2016 Generator Improvements rule.
Section 262.16(b)(5) is revised to remove an ``of'' from
the paragraph where it does not belong.
Sections 262.16(b)(8)(iv)(A) and (B) are both revised to
replace the internal cross reference to paragraph (a)(8)(ii) of this
section to the correct citation: paragraph (b)(8)(ii) of this section.
Section 262.17(a)(7)(i)(A) is revised to make the internal
cross reference more specific by including the fourth paragraph level.
The correct cross reference is to Sec. 262.17(a)(7)(iv)(C), which
describes what elements must be included in a large quantity
generator's (LQG) training program. This revision also is consistent
with the cross referencing in Sec. 265.16, which applied to LQGs
before the Generator Improvements rule reorganization.
Section 262.17(a)(8)(iii)(A)(4) is revised to correct the
regulation it references. The correct citation is paragraph
(a)(8)(iii)(A)(2) of this section.
Section 262.213(a)(1) is revised to replace a misplaced
``or'' with ``of.''
Section 262.232(b)(4) is revised to remove the word
``waste'' from a place where it does not belong.
Section 262.232(b)(6)(iv) is revised to add ``RCRA-'' to
the term ``designated facility'' to match the language of parallel
provisions in this section.
Section 265.71 is revised by removing the comment to
paragraph (c). The contents of that comment were incorporated into the
main text of paragraph (c) by the Generator Improvements rule, but the
comment was not removed at that time.
B. Missed Citation Updates and Changed Terminology
The Generator Improvements rule reorganized the hazardous waste
generator regulations. Two of the main changes during this
reorganization were moving the regulations that had been in Sec. 261.5
into Sec. Sec. 262.13 and 262.14 and reorganizing the regulations that
had been in Sec. 262.34 into three new sections: Sec. 262.15 for
satellite accumulation areas, Sec. 262.16 for small quantity
generators, and Sec. 262.17 for large quantity generators.
The Generator Improvements rule also replaced the Sec. 260.10
defined term ``conditionally exempt small quantity generator''
throughout the regulations with a new term that more accurately
describes this category of generators: ``very small quantity
generator.'' In addition, the rule defined the terms ``small quantity
generator'' and ``large quantity generator.'' The previous regulations
had distinguished small quantity generators from large quantity
generators by stating with each mention that the former were generators
that generated greater than 100 kilograms and less than 1,000 kilograms
of hazardous waste in a calendar month and the latter were generators
that generated equal to or greater than 1,000 kilograms of hazardous
waste per calendar month.
The Generator Improvements rule also removed from the Code of
Federal Regulations several obsolete sections of the generator
regulations that are no longer in effect.
Although the EPA attempted to find each reference to obsolete
regulatory citations and terminology when finalizing the 2016 Generator
Improvements rule, several were missed. The EPA is taking this
opportunity to correct those errors in the regulations and update them
with the new citations and terms or remove the citations completely, if
appropriate. In addition, the EPA is updating one physical address
listed in the regulations.
The definition of ``Final closure'' in Sec. 260.10 is
revised to update the citation from Sec. 262.34 to Sec. Sec. 262.16
and 262.17.
Section 261.1(a)(1) is revised to remove the reference to
hazardous waste produced by very small quantity generators because the
regulations for
[[Page 54088]]
very small quantity generators are now in part 262.
Section 261.4(e)(1) is revised to replace the references
to quantity determinations in Sec. Sec. 261.5 and 262.34(d) with a
reference to the counting requirements in Sec. 262.13 and the
accumulation limits in Sec. 262.16(b)(1).
Section 261.11(c) is removed and reserved. The Generator
Improvements rule finalized regulations that directly address generator
category and generation limits for each category; thus, this paragraph
is redundant and could result in confusion if not removed.
Section 261.30(d) is revised to replace the reference to
Sec. 261.5 with a reference to Sec. 262.13, Table 1, and the text of
the paragraph is revised to use the same language as the title to Table
1: Generator Category Limits.
Three references to Sec. 262.34 in appendix IX to part
261 are replaced with references to Sec. Sec. 262.15, 262.16, and
262.17, as applicable.
Section 262.10(k) is revised to replace a reference to
Sec. 262.34 with a reference to Sec. Sec. 262.15-262.17, and the
standards in those sections are identified as conditions for exemption
to be consistent with the rest of the generator standards.
Section 262.10, Note 1, is revised to replace two
references to Sec. 262.34 with references to Sec. Sec. 262.15-262.17.
Section 262.42(a)(1) and (2) and (b) are revised to
replace descriptions of generator categories (e.g., ``generators of
1000 kilograms or greater of hazardous waste in a calendar month'')
with either ``small quantity generator'' or ``large quantity
generator,'' which were terms promulgated and/or updated in the 2016
Generator Improvements rule.
Section 262.82(e)(2) is updated to reflect the current
address for hand deliveries of submittals required in part 262, subpart
H, for transboundary movements of hazardous waste for recovery or
disposal.
The definition of ``trained professional'' in Sec.
262.200 is revised to specifically identify the training requirements
that personnel at large, small, and very small quantity generators must
comply with under part 262, subpart K, to be considered a trained
professional.
Section 262.212(e)(3) is revised to replace a reference to
Sec. 261.5(c) and (d) with a reference to Sec. 262.13.
Section 264.1(g)(3) is revised to add generators that are
accumulating waste on site in compliance with the generator standards
in subparts K and L of part 262 to the list of compliant generators to
which part 264 does not apply.
Sections 264.1(g)(12), 265.1(c)(15), and 270.1(c)(2)(ix)
referring to the expired New York State Utility XL project are all
removed and reserved.
Section 264.15(b)(5) referring to the expired Performance
Track program is removed and reserved.
Section 264.1030(b)(3) is revised to replace a reference
to Sec. 262.34(a) with a reference to Sec. 262.17.
Section 264.1050(b)(2) is revised to replace a reference
to Sec. 262.34(a) with a reference to Sec. 262.17.
Section 266.100(c)(3) is revised to replace the term
``special requirements'' with ``conditions for exemption''; to replace
the term ``conditionally exempt small quantity generator'' with ``very
small quantity generator''; and to replace a reference to Sec. 261.5
with a reference to Sec. 262.14.
Section 266.108 is revised to replace the term ``special
requirements'' with ``conditions for exemption''; to replace the term
``conditionally exempt small quantity generator'' with ``very small
quantity generator''; and to replace a reference to Sec. 261.5 with a
reference to Sec. 262.14.
Section 271.10(c) is revised to add a reference to Sec.
262.15 because the previous reference to Sec. 262.34 should have been
updated in the 2016 Generator Improvements rule to also include Sec.
262.15.
Section 441.50(b)(3) is revised to replace a reference to
Sec. 261.5(g)(3) with a reference to Sec. 262.14(a)(5).
C. Regulations To Be Reworded
In the time since the 2016 Hazardous Waste Generator Improvements
rule was promulgated, the EPA has received feedback from State
regulators implementing the rule, industry stakeholders, and others
using the rule that some of the changes in the final rule are worded in
a confusing way or could be interpreted as changing how the generator
regulations work when the EPA did not discuss making such changes. In
this section of the preamble, the EPA discusses and explains technical
corrections to the regulations finalized by the 2016 Generator
Improvements rule to address these concerns.
1. Notification Requirements in Section 3010 of RCRA (Multiple
Locations)
In multiple generator provisions promulgated in the 2016 Generator
Improvements rule, the EPA refers to the notification requirements in
section 3010 of the RCRA statute specifically. For example, in some
provisions we state that the requirements for a permitted facility,
including the notification requirements in section 3010 of RCRA, do not
apply to those entities that meet generator conditions for exemption
from permitting. Elsewhere, we state that if a generator violates a
specific condition, such as an LQG accumulating longer than 90 days
without an extension, they become subject to the permitting
requirements, including section 3010 of RCRA.
Since the promulgation of the rule, the EPA has been asked if
regulatory language in the 2016 rule means that a generator of
hazardous waste does not need to notify as a generator using EPA Form
8700-12, the Site ID form. The EPA did not intend this language to have
this meaning--and in fact, small and large quantity generators continue
to have the requirement in Sec. 262.18 to complete and submit the Site
ID form, notifying the EPA and the implementing State that they are in
operation.
The EPA has revised the regulatory text in Sec. Sec. 262.1;
262.10(a)(2); and 262.16; and five places in Sec. 262.17 (Sec.
262.17(b), (c), (d), (e), and (f)) to make it clear that the generators
that are operating in compliance with the generator regulations are
exempted from the notification requirements in section 3010 of RCRA
specifically as they pertain to treatment, storage, and disposal
facilities.
2. Hazardous Waste Determination (Sec. 262.11(d) and (g))
In the 2016 Generator Improvements rule, the EPA made numerous
revisions to the hazardous waste determination regulations in Sec.
262.11 to incorporate long-standing guidance and policy. Section
262.11(c) used to read: ``For purposes of compliance with 40 CFR part
268, or if the waste is not listed in subpart D of 40 CFR part 261, the
generator must then determine whether the waste is identified in
subpart C of 40 CFR part 261 by either . . .''
The 2016 Generator Improvements rule moved this paragraph to Sec.
262.11(d) and reworded the paragraph: ``The person then must also
determine whether the waste exhibits one or more hazardous
characteristics as identified in subpart C of 40 CFR part 261 by
following the procedures in paragraph (d)(1) or (2) of this section, or
a combination of both.''
Rewording the paragraph has led to questions about whether it is
now necessary to identify all characteristics, even when identifying a
listing that already addresses the characteristic. For example, F003
solvents are listed for ignitability. The 2016 revision of Sec.
262.11(d) could be read so that a generator must also identify the D001
characteristic for an F003 spent solvent. This was not our intent. We
have been
[[Page 54089]]
consistent in our interpretation that as long as the listed waste code
addresses the constituents or properties that cause the waste to
exhibit a characteristic, then it is not necessary to also identify the
characteristic. This is still the case. We are adding two sentences to
the end of Sec. 262.11(d) to clarify that we did not change this
interpretation. For the same reason, Sec. 262.11(g) is being revised
to reference Sec. 262.11(d) so they will be consistent with one
another.
3. Very Small Quantity Generators That Accumulate Above the Threshold
(Sec. 262.14(a)(3) and (4))
In the 2016 Generator Improvements rule, the EPA made revisions in
Sec. Sec. 260.10, 262.13, 262.14, and 262.16 to clarify to the
regulated community which regulations apply to hazardous waste
generators based on (1) The quantity of hazardous waste they generate
per month; and (2) the quantity of hazardous waste they accumulate on
site at any given time. Among those revisions were two lists of
standards that apply when a very small quantity generator (VSQG)
exceeds the VSQG limit for hazardous waste accumulated on site at any
one time: one kilogram of acute hazardous waste, 100 kilograms of
residue from a cleanup of a spill of acute hazardous waste, or 1,000
kilograms of non-acute hazardous waste. (See Sec. 262.14(a)(3) and
(4))
Before 2016, these provisions were in Sec. 261.5 and stated that:
(1) Accumulated acute hazardous wastes and residues from clean ups of
spills of acute hazardous waste would be subject to regulation under
parts 262-266, 268, and parts 270 and 124, as well as the applicable
notifications requirements in section 3010 of the RCRA statute, and (2)
non-acute hazardous waste would be subject to the part 262 provisions
applicable to small quantity generator waste, as well as parts 263-266,
268, and parts 270 and 124, and the application notification
requirements in section 3010 of the RCRA statute.
Instead of pointing generators to a long list of provisions that
could apply in these situations, the revised language in the 2016
Generator Improvements rule provided two specific lists of the
provisions that apply to the waste when a VSQG exceeds the accumulation
threshold: one for acute hazardous wastes and one for non-acute
hazardous wastes. However, the lists were focused on the conditions for
exemption, and both left out several provisions that had been covered
by the previous language.
This rule revises both lists--in Sec. 262.14(a)(3) and (4)--to
restore the independent requirements that were inadvertently left out
of the lists, including notification; preparation and use of the
Uniform Hazardous Waste Manifest when shipping the waste off site; and
complying with pre-transport requirements, recordkeeping and reporting
requirements, and transboundary shipment requirements.
A VSQG that is notifying because it exceeded the accumulation
threshold retains its VSQG category and prepares and submits EPA Form
8700-12 (the Site ID form) as a ``very small quantity generator.''
4. Accumulation Limit for Small Quantity Generators Generating Acute
Hazardous Waste (Sec. 262.16(b)(1))
The 2016 Generator Improvements rule established definitions for
very small, small, and large quantity generators, reorganized the
regulations for these categories of generators, and clearly
distinguished the generator categories--determined by how much
hazardous waste is generated per calendar month at a site--from the
conditions for exemption that specify limits for how much hazardous
waste small and very small quantity generators can accumulate on site
at any one time.
However, the small quantity generator conditions for exemption
include an accumulation limit of 6,000 kilograms for non-acute
hazardous waste but do not specify an accumulation limit for acute
hazardous waste.
In the original 1980 hazardous waste generator regulations, there
were only two categories of hazardous waste generator: small
(generating less than 1,000 kilograms of hazardous waste per month) and
large (generating more than 1,000 kilograms of hazardous waste per
month). These pre-1986 small quantity generators had a total on-site
hazardous waste accumulation limit of 6,000 kilograms of non-acute
hazardous waste and one kilogram of acute hazardous waste. The 1986
rule that established the category and specific requirements for those
generating between 100 kilograms and 1,000 kilograms per month (small
quantity generators) (51 FR 10146; March 24, 1986) implemented the
changes to the hazardous waste program required by the Hazardous and
Solid Waste Amendments of 1984 (HSWA) and established a new category of
``conditionally exempt small quantity generator'' for those generating
less than 100 kilograms of non-acute hazardous waste per month.
The scope of HSWA and the new regulations for conditionally exempt
small quantity generators did not include acute hazardous waste.
Therefore, generators generating less than one kilogram of acute
hazardous waste per month are conditionally exempt small quantity
generators and those generating more than one kilogram of acute
hazardous waste per month are large quantity generators. There is no
separate small quantity generator category based solely on generation
of acute hazardous waste.
The EPA clarified the distinctions between the three generator
categories in the 2016 Generator Improvements rule and stated that a
small quantity generator can only generate up to one kilogram of acute
hazardous waste in a calendar month, but it was not clear in the new
language whether there is a limit on the amount of acute hazardous
waste a small quantity generator can accumulate on site at any one
time.
Consistent with what has been historically allowed for generators
of small amounts of acute hazardous waste, the EPA is revising Sec.
262.16(b)(1) to clarify that the acute hazardous waste accumulation
limit for a small quantity generator is one kilogram.
5. Accumulation in Tanks (Sec. 262.17(a)(2))
Section 262.17(a)(2) describes the requirements for hazardous waste
that LQGs accumulate in tanks. This section was reorganized with some
wording changes in the 2016 Generator Improvements rule. Section
262.17(a)(2) used to be in Sec. 262.34(a)(1)(ii), where it was clear
that the LQG must comply with the applicable requirements of subparts
J, AA, BB, and CC of 40 CFR part 265 except Sec. Sec. 265.197(c) and
265.200. The EPA was informed by stakeholders that the revised
regulation is not as clear as it had been previously and is therefore
revising the paragraph by replacing the offsetting commas with a set of
parentheses to ensure clarity about which requirements apply to LQGs
that accumulate hazardous waste in tanks.
6. Closure of a Waste Accumulation Unit (Sec. 262.17(a)(8)(i)
Introductory Text and (a)(8)(i)(A))
The Generator Improvements rule added a requirement that LQGs
undergoing closure of a hazardous waste accumulation unit (e.g., tank
system, container accumulation area) must notify the EPA (or the
authorized State). Section 262.17(a)(8)(i) describes the standards for
notification when they are just closing one single accumulation unit
and not all their accumulation units. In this case, LQGs have two
options. They can submit the Site ID form notifying the EPA of a unit's
closure at the time they close the unit (as per Sec.
262.17(a)(8)(i)(B)) or they can put a notice in their operating record
[[Page 54090]]
and then, at a later date, when all the accumulation units are closing,
include the earlier unit in the broader closure notification (as per
Sec. 262.17(a)(8)(i)(A)). The EPA is revising the language in this
section to more clearly describe that these paragraphs apply
specifically to closure of a waste accumulation unit but not the whole
facility.
7. Exception Reporting for an Episodic Event (Sec. 262.232(a)(5))
The 2016 Generator Improvements rule added new provisions and
conditions under subpart L (Alternate Standards for Episodic
Generation) for very small and small quantity generators allowing them
to hold episodic generation events one time per year if they experience
an event that pushes them above the generation threshold for their
normal generator category for that calendar month. (A second event may
be allowed but must be approved by the EPA or the authorizing State.)
Under the episodic event provisions, very small quantity generators
must comply with certain conditions including notification; labeling of
tanks and containers; managing waste in a manner that minimizes fire,
explosions, or releases; and transporting the hazardous waste to a RCRA
treatment, storage, and disposal facility or a hazardous waste recycler
using the Uniform Hazardous Waste Manifest (EPA Form 8700-22). The
intent of these conditions was to ensure that any hazardous waste from
an episodic event is sent to an appropriate hazardous waste designated
facility under the protections of the manifest system.
However, in the regulations finalized by the 2016 Generator
Improvements rule for very small quantity generators holding episodic
events, the EPA neglected to include a reference to Sec. 262.44 of the
generator regulations--recordkeeping requirements for small quantity
generators--an important part of the manifest's cradle-to-grave
tracking. The EPA always intended for the entire manifest tracking
system to apply to hazardous waste from episodic events being held by
very small quantity generators.
The EPA is revising Sec. 262.232(a)(5) to include a reference to
Sec. 262.44, which includes maintaining records of manifests and
hazardous waste determinations, completing an exception report if the
generator does not receive a copy of its manifest from the designated
facility indicating that the waste arrived within 60 days from the date
upon which the waste was accepted by the initial transporter, and
complying with requests from the Administrator for additional reports
under sections 2002(a) and 3002(a)(6) of RCRA.
8. Episodic Generation for Small Quantity Generators (Sec.
262.232(b)(4)(ii)(C))
Section 262.232(b) describes the conditions that apply when a small
quantity generator is holding an episodic event. Generators must label
accumulation units with the date the episodic event begins to ensure
that all hazardous waste from the event is transported off site to a
RCRA-designated facility within the 60 days allowed for the entire
episodic event. This standard was clear in the preamble to the 2016
Generator Improvements final rule and in the parallel regulations for
VSQGs and for small quantity generators accumulating hazardous waste in
containers, but the 2016 regulatory language erroneously indicated that
small quantity generators accumulating hazardous waste in tanks should
mark them with the day the period of accumulation begins (i.e., the day
that hazardous waste started accumulating in that tank), as opposed to
the day the event began. The EPA is revising the regulatory language to
match its intent, as indicated in the 2016 preamble and the other
parallel sections of the episodic generation regulations.
VI. Corrections Related to the Regulatory Revisions Implemented by the
Management Standards for Hazardous Waste Pharmaceuticals and Amendment
to the P075 Listing for Nicotine Rule
This section addresses technical corrections to revisions made as
part of the Management Standards for Hazardous Waste Pharmaceuticals
and Amendment to the P075 Listing for Nicotine rule. The final rule,
referred to as the Hazardous Waste Pharmaceuticals final rule, was
published in the Federal Register on February 22, 2019, (84 FR 5816)
and added part 266 subpart P to title 40, chapter I, of the Code of
Federal Regulations. The revisions described in this action include
correction of typographical errors, the correction of citations in the
regulations that were not updated in the original Hazardous Waste
Pharmaceuticals final rule, revisions to wording in the regulations to
provide consistency, and revisions to wording in the regulations that
have caused confusion in the four years since the final rule was
published.
All but three of the technical corrections appear in part 266,
subpart P. The technical corrections that are not in part 266, subpart
P, are in Sec. Sec. 264.72 and 265.72 and Table 1 of Sec. 271.1. Each
of the technical corrections are discussed below. Generally, the
technical corrections are discussed in the order they appear in the
regulations. However, to avoid repetition, similar technical
corrections are discussed together, even if that means that they are
taken out of order.
A. Manifest Discrepancies (Sec. Sec. 264.72 and 265.72)
Sections 264.72(a)(3) and 265.72(a)(3) are both being revised to
include a reference to the new empty container standards in Sec.
266.507 that were added as a component of part 266, subpart P. The
current regulatory language in Sec. Sec. 264.72(a) and 265.72(a)
references the empty container standards in Sec. 261.7(b). We are
updating the references to include the new empty container standards in
Sec. 266.507 as well.
B. Applicability (Sec. 266.501)
Section 266.501(d)(2) of the Applicability section of part 266,
subpart P, is being amended to correct a typographical error.
Specifically, the regulatory citation Sec. 262.502(a) is being revised
to Sec. 266.502(a). In fact, the citation Sec. 262.502(a) does not
exist.
C. Lab Pack Accumulation (Sec. Sec. 266.502(d)(4) and
266.510(c)(4)(vi))
1. Overview of Technical Corrections Related to Lab Packing Hazardous
Waste Pharmaceuticals
Sections 266.502(d)(4) and 266.510(c)(4)(vi) are both being amended
to insert the phrase, ``or because it is prohibited from being lab
packed due to Sec. 268.42(c).'' Section 266.502(d)(4) is within the
healthcare facility standards for non-creditable hazardous waste
pharmaceuticals. Section 266.510(c)(4)(vi) is within the reverse
distributor standards for evaluated hazardous waste pharmaceuticals.
These changes clarify that non-creditable and evaluated hazardous waste
pharmaceuticals that are prohibited from being lab packed for
incineration must be accumulated in separate containers at healthcare
facilities and reverse distributors, respectively. These amendments are
consistent with guidance the EPA issued after the rule was published in
February 2019 and posted on the web page, Frequent Questions about the
Management Standards for Hazardous Waste Pharmaceuticals and Amendment
to the P075 Listing for Nicotine final rule.\1\
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\1\ https://www.epa.gov/hwgenerators/frequent-questions-about-management-standards-hazardous-waste-pharmaceuticals-and#landdisposal.
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[[Page 54091]]
In the Frequent Questions, we explained that in the Hazardous Waste
Pharmaceuticals final rule the EPA required that healthcare facilities
and reverse distributors segregate certain metal-bearing hazardous
waste pharmaceuticals in separate containers. The Agency's reasoning
was that, while combustion is the required treatment standard under the
Land Disposal Restrictions (LDRs) for most hazardous waste
pharmaceuticals, the combustion of a few metal-bearing hazardous wastes
is prohibited. Therefore, a healthcare facility or reverse distributor
must accumulate those particular metal-bearing hazardous waste
pharmaceuticals in a separate container at the initial point of
accumulation, and label them with the appropriate hazardous waste codes
in order to prevent them from being combusted inadvertently. While the
final rule mentions the LDR dilution prohibition as one reason for
accumulating certain metal-bearing hazardous waste pharmaceuticals
separately, we inadvertently omitted a reference to the LDR lab-pack
regulations as a reason for accumulating certain hazardous waste
pharmaceuticals separately.
In Sec. 266.510(c)(4)(vi), we included a parenthetical with an
example of a metal-bearing hazardous waste pharmaceutical that was
prohibited from being combusted due to the dilution prohibition of
Sec. 268.3(c). The example we included was arsenic trioxide. Including
the example caused confusion, leading some to think that arsenic
trioxide was the only metal-bearing hazardous waste pharmaceutical that
had to be segregated. Therefore, we are replacing the example in the
parenthetical with a reference to the complete list of metal-bearing
waste codes in appendix XI to part 268. Similarly, we are adding a
second parenthetical that will reference appendix IV to part 268
following the new language about the lab pack prohibition. For
consistency, we are adding both of these parentheticals to Sec.
266.502(d)(4).
2. Detailed Explanation of Regulatory Changes Related to Lab Packing
Hazardous Waste Pharmaceuticals
The standards for healthcare facilities managing non-creditable
hazardous waste pharmaceuticals include a provision related to metal-
bearing pharmaceuticals that are subject to the dilution prohibition
under the LDRs in Sec. 268.3. Specifically, Sec. 266.502(d)(4) of the
Hazardous Waste Pharmaceuticals final rule states that a ``healthcare
facility may accumulate non-creditable hazardous waste pharmaceuticals
and non-hazardous non-creditable waste pharmaceuticals in the same
container, except that non-creditable hazardous waste pharmaceuticals
prohibited from being combusted because of the dilution prohibition of
Sec. 268.3(c) must be accumulated in separate containers and labeled
with all applicable hazardous waste numbers (i.e., hazardous waste
codes).''
The standards for reverse distributors managing evaluated hazardous
waste pharmaceuticals includes an analogous provision. Specifically,
Sec. 266.510(c)(4)(vi) states that a ``reverse distributor . . . must
. . . [a]ccumulate evaluated hazardous waste pharmaceuticals that are
prohibited from being combusted because of the dilution prohibition of
Sec. 268.3(c) (e.g., arsenic trioxide (P012)) in separate containers
from other evaluated hazardous waste pharmaceuticals at the reverse
distributor.''
The healthcare facility standards and the reverse distributor
standards both cite the LDR dilution prohibition found in Sec.
268.3(c), which provides that ``combustion of the hazardous waste codes
listed in Appendix XI'' to part 268 is ``prohibited, unless the waste,
at the point of generation, or after any bona fide treatment such as
cyanide destruction prior to combustion, can be demonstrated to comply
with one or more'' of the specific criteria (unless otherwise
specifically prohibited from combustion). The criteria follow:
(1) The waste contains hazardous organic constituents or cyanide at
levels exceeding the constituent-specific treatment standard found in
Sec. 268.48;
(2) The waste consists of organic, debris-like materials (e.g.,
wood, paper, plastic, or cloth) contaminated with an inorganic metal-
bearing hazardous waste;
(3) The waste, at point of generation, has reasonable heating value
such as greater than or equal to 5000 BTU per pound;
(4) The waste is co-generated with wastes for which combustion is a
required method of treatment;
(5) The waste is subject to Federal and/or State requirements
necessitating reduction of organics (including biological agents); or
(6) The waste contains greater than 1% Total Organic Carbon (TOC).
Appendix XI to part 268 is a table of 51 metal-bearing hazardous
wastes, some of which are, or are ingredients in, pharmaceuticals. In
some cases, metal-bearing hazardous waste pharmaceuticals contain more
than 1% total organic carbon (TOC), in which case they can be combusted
and they do not need to be accumulated separately (see Sec.
268.3(c)(6)). Other hazardous waste pharmaceuticals that do not contain
more than 1% TOC (or do not meet any other exceptions in Sec. Sec.
268.3(c)(1) through (5)), must be accumulated separately in accordance
with Sec. Sec. 266.502(d)(4) and 266.510(c)(4)(vi) because they are
prohibited from being combusted due to the dilution prohibition.
Arsenic trioxide is an example of a hazardous waste pharmaceutical that
does not contain >1% TOC and therefore must be accumulated separately.
In some cases, a healthcare facility or reverse distributor will
use lab packs for its hazardous waste pharmaceuticals. Lab packs, also
known as ``overpacked drums,'' are a commonly used form of waste
packaging for a variety of hazardous wastes--not just hazardous waste
pharmaceuticals--where many small containers such as vials or bottles
containing compatible hazardous waste are placed into a larger
container with sorbent material. In some cases, lab packs are used by
generators as accumulation containers at the initial point of
accumulation of the hazardous waste. More often, hazardous waste is lab
packed later by a vendor, as the hazardous waste is prepared to be
shipped off site for treatment and disposal. Lab packs are typically
treated by combustion.
In many cases, the use of lab packs by healthcare facilities and
reverse distributors for hazardous waste pharmaceuticals is allowed per
the alternative LDR treatment standard of Sec. 268.42(c), which
provides that, ``as an alternative to the otherwise applicable subpart
D treatment standards, lab packs are eligible for land disposal,''
provided the specific requirements are met. The requirements follow:
(1) The lab packs comply with the applicable provisions of 40 CFR
264.316 and 265.316;
(2) The lab pack does not contain any of the wastes listed in
appendix IV to part 268;
(3) The lab packs are incinerated in accordance with the
requirements of 40 CFR part 264, subpart O, or 40 CFR part 265, subpart
O; and
(4) Any incinerator residues from lab packs containing D004, D005,
D006, D007, D008, D010, and D011 are treated in compliance with the
applicable treatment standards specified for such wastes in subpart D
of part 268.
However, the 17 hazardous wastes codes in appendix IV to part 268
are not eligible for this alternative LDR treatment standard, and thus
are prohibited from being lab packed for incineration (see Sec.
268.42(c)(2)). As shown in the table below, there are
[[Page 54092]]
several hazardous waste pharmaceuticals among the 17 hazardous wastes
listed in appendix IV to part 268. These hazardous waste
pharmaceuticals are prohibited from being included in lab packs that
will be incinerated under the alternative LDR treatment standard;
therefore, the result is that these also must be accumulated
separately, just like the hazardous waste pharmaceuticals that are
prohibited from being incinerated due to the dilution prohibition.
Table 1--Examples of Hazardous Waste Pharmaceuticals Listed in Appendix
IV to Part 268--Wastes Excluded From Lab Packs Under the Alternative
Treatment Standards of Sec. 268.42(c)
------------------------------------------------------------------------
Hazardous waste code Hazardous waste chemical name
------------------------------------------------------------------------
D009 *................................. Mercury (toxicity
characteristic).
P012 *................................. Arsenic Trioxide.
P076................................... Nitric Oxide.
U151 *................................. Mercury.
------------------------------------------------------------------------
* Also appears in Appendix XI to Part 268--Metal Bearing Wastes
Prohibited From Dilution in a Combustion Unit According to 40 CFR
268.3(c).
The regulatory language in Sec. Sec. 266.502(d)(4) and
266.510(c)(4)(vi) is being amended to include this additional cross-
reference to the prohibition on lab packing certain hazardous waste
pharmaceuticals for incineration. The prohibition in Sec. 268.42(c)(2)
applies independent of the changes finalized by the Hazardous Waste
Pharmaceuticals final rule. We are including this additional reference
for clarity and for the reader's convenience.
3. Marking Lab Packs for Shipping
Although there are no corresponding regulatory technical
corrections, we would like to highlight a related matter about marking
lab packs for shipping. Under subpart P, a healthcare facility that is
accumulating and shipping non-creditable hazardous waste
pharmaceuticals to a designated facility is required to mark its
containers with the words ``Hazardous Waste Pharmaceuticals,'' and it
is not necessary to mark those containers with individual hazardous
waste codes (see Sec. 266.502(e)). However, be aware that the shipping
standards for non-creditable and evaluated hazardous waste
pharmaceuticals require that lab packs containing D004 (arsenic), D005
(barium), D006 (cadmium), D007 (chromium), D008 (lead), D010 (selenium)
or D011 (silver) must be marked with the EPA hazardous waste numbers
(see Sec. 266.508(a)(1)(iii)(C)). These specific metals must be
identified because Sec. 268.42(c)(4) requires any incinerator residues
from lab packs that contain any of these specific metals to undergo
further treatment to meet applicable treatment standards prior to land
disposal.
D. EPA Hazardous Waste Numbers (Sec. Sec. 266.502, 266.508, and
266.510)
1. Clarifying Terminology
We are revising the regulatory language in six places to use
consistent language when referring to EPA hazardous waste numbers, and
to consistently reflect that EPA hazardous waste numbers are often
referred to as hazardous waste codes. In each case, the regulatory
language is being revised to read, ``. . . applicable EPA hazardous
waste numbers (i.e., hazardous waste codes).''
The six changes appear in the following four sections of the
regulations:
(1) One change in Sec. 266.502(d)(4);
(2) two changes in Sec. 266.508(a)(1)(iii)(C);
(3) one change in Sec. 266.508(a)(2)(i);
(4) two changes in Sec. 266.510(c)(5).
2. Using Hazardous Waste Codes on the Hazardous Waste Manifest
We are amending Sec. 266.508(a)(2)(ii) to insert a sentence at the
end (using the same phrasing discussed above) clarifying that a
healthcare facility may also include the applicable EPA hazardous waste
numbers (i.e., hazardous waste codes) in Item 13 of EPA Form 8700-12,
in addition to the PHARMS or PHRM code.
This technical correction is a restatement of preamble from the
final rule and is also consistent with guidance that the EPA has
provided since the final rule was published. This change pertains to
the standards for healthcare facilities shipping non-creditable
hazardous waste to a designated facility (e.g., TSDF). The final rule
requires the use of the word ``PHARMS'' on Item 13 of the manifest (see
section VII.M. of this preamble for additional detail). In the preamble
of the final rule, when discussing container labeling standards for
non-creditable hazardous waste pharmaceuticals at healthcare
facilities, the EPA stated that ``the Agency is not finalizing a
requirement of healthcare facilities to label containers of non-
creditable hazardous waste pharmaceuticals with hazardous waste codes,
. . . although a vendor could include such a requirement in its
contract with a healthcare facility.'' \2\
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\2\ 84 FR 5816, February 22, 2019. See page 5877.
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Since then, the EPA reinforced this statement in a Frequent
Question \3\ that is posted on our website, as well as in a
memorandum.\4\ The last paragraph of the memorandum states:
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\3\ https://www.epa.gov/hwgenerators/frequent-questions-about-management-standards-hazardous-waste-pharmaceuticals-and#e2.
\4\ From Johnson to EPA Regions, December 19, 2019, RCRA Online
#14919.
Although healthcare facilities operating under subpart P are not
required to include all applicable RCRA hazardous waste codes when
manifesting non-creditable hazardous waste pharmaceuticals, the EPA
indicated in the preamble to the final rule that we do not object if
healthcare facilities or their vendors choose to include RCRA
hazardous waste codes on manifests in addition to PHRM/PHARMS (see
page 5877). Including all applicable RCRA hazardous waste codes on
the manifest when shipping non-creditable hazardous waste
pharmaceuticals could help receiving facilities better understand
the wastes and determine the best course of management. In addition,
we recommend for manifested non-creditable hazardous waste
pharmaceuticals shipped from a healthcare facility operating under
subpart P but passing through a state or going to a TSDF in a state
that has not yet adopted subpart P, that the healthcare facility/
vendor check with those states regarding whether they require all
applicable waste codes to be on the manifest. Further, the regulated
community should be aware that as authorized states adopt and become
authorized for part 266 subpart P, it is possible that they may
choose to be more stringent and require all hazardous waste codes
when healthcare facilities manifest non-creditable hazardous waste
pharmaceuticals.
[[Page 54093]]
E. Calendar Days (Sec. Sec. 266.502 and 266.510)
We are adding the word ``calendar'' to modify the word ``days'' in
15 citations within part 266, subpart P. The word ``calendar'' is
already used to modify the word ``days'' in seven citations within part
266, subpart P, but we were not consistent throughout the subpart P
regulatory language. In the preamble to the proposed and final rules,
however, the term ``calendar days'' is used consistently such that the
EPA believes our intention was clear that whenever ``days'' is
mentioned, it refers to ``calendar days.'' Thus, these 15 regulatory
citations are being amended for clarity and consistency.
Five of the corrected regulatory citations are in the healthcare
facility standards for non-creditable hazardous waste pharmaceuticals
in Sec. 266.502. The other ten corrected regulatory citations are in
the reverse distributor standards for evaluated hazardous waste
pharmaceuticals in Sec. 266.510(c). The 15 citations that are being
amended to include the word ``calendar'' are:
(1) Section 266.502(h);
(2) Section 266.502(h)(3);
(3) Section 266.502(h)(4);
(4) Section 266.502(i)(2)(i)(A);
(5) Section 266.502(i)(2)(ii)(A);
(6) Section 266.510(b)(1);
(7) Section 266.510(b)(2);
(8) Section 266.510(c)(2);
(9) Section 266.510(c)(7);
(10) Section 266.510(c)(7)(iii);
(11) Section 266.510(c)(7)(iv);
(12) Section 266.510(c)(9)(ii)(A)(1);
(13) Section 266.510(c)(9)(ii)(A)(2);
(14) Section 266.510(c)(9)(ii)(B)(1);
(15) Section 266.510(c)(9)(ii)(B)(2).
F. Rejected Shipments (Sec. Sec. 266.502 and 266.510)
We are replacing the word ``returned'' with ``rejected'' in two
places in Sec. 266.502(h) when discussing the procedures for the
management of rejected shipments of non-creditable hazardous waste
pharmaceuticals. Additionally, we are removing the words ``or
returned'' from a third place in Sec. 266.502(h).
This is being done for consistency and clarity. Given that the
title of Sec. 266.502(h) is ``Procedures for healthcare facilities for
managing rejected shipments of non-creditable hazardous waste
pharmaceuticals,'' it is more appropriate to consistently refer to the
rejected loads as ``rejected'' rather than ``returned.'' We are making
identical changes to the procedures for reverse distributors managing
rejected shipment that are in Sec. 266.510(c)(7).
G. Standards for Healthcare Facilities Managing Potentially Creditable
Hazardous Waste Pharmaceuticals (Sec. 266.503)
We are amending Sec. 266.503(b)(1) to be consistent with Sec.
266.502(l)(1). Sections 266.502(l)(1) and 266.503(b)(1) each contain
one of the conditions that receiving healthcare facilities must meet
when accepting hazardous waste pharmaceuticals from an off-site VSQG
healthcare facility. Section 266.502 pertains to non-creditable
hazardous waste pharmaceuticals, while Sec. 266.503 pertains to
potentially creditable hazardous waste pharmaceuticals. For the
reader's convenience, when drafting Sec. 266.502(l)(1), we included a
parenthetical with the definition of ``control,'' but we did not do the
same in Sec. 266.503(b)(1). We are amending Sec. 266.503(b)(1) to
include the same parenthetical with the definition of ``control'' that
appears in Sec. 266.502(l)(1). In both cases, the definition of
``control'' originates from an exclusion from the definition of solid
waste that appears in Sec. 261.4(a)(23)(i)(B).
H. Off-Site Collection of Hazardous Waste Pharmaceuticals Generated by
Healthcare Facilities That Are VSQGs That Are Not Operating Under Part
266, Subpart P (Sec. 266.504)
There are three changes to Sec. 266.504. First, the heading of
Sec. 266.504 is being amended by adding ``that are not operating under
this subpart.'' Since part 266, subpart P, was published in 2019, there
has been some confusion about the applicability of Sec. 266.504. A
healthcare facility must count all of its hazardous waste generated in
a calendar month--including hazardous waste pharmaceuticals--in
determining whether it is required to operate under part 266, subpart
P. A healthcare facility that generates above VSQG amounts of hazardous
waste must operate under subpart P. A healthcare facility that
generates below VSQG amounts of hazardous waste is not required to
operate under subpart P, but may choose to opt in. While the preamble
to the final rule made it clear that all of the optional provisions in
Sec. 266.504 only apply to VSQG healthcare facilities that have not
opted into part 266, subpart P,\5\ the heading was not as clear.
Therefore, we are amending the heading of Sec. 266.504 to make it
clear that the four optional provisions in Sec. 266.504 are only
available to VSQG healthcare facilities that have not opted into
subpart P and therefore are not operating under subpart P. Conversely,
a VSQG healthcare facility that opts into part 266, subpart P, would no
longer be able to use the optional provisions in Sec. 266.504.
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\5\ See 84 FR 5858; February 22, 2019.
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We reiterate that a VSQG healthcare facility that elects to use any
of the optional provisions in Sec. 266.504 will not be considered to
be opting into part 266, subpart P, and does not need to notify as a
healthcare facility.
The second change to Sec. 266.504 is correcting the spelling of
off site. In Sec. 266.504(b), the word ``off-site'' appears twice. The
first time it appears it is correctly hyphenated because it is
modifying the word ``collection.'' However, the second time it appears
it is incorrectly hyphenated because it is being used as a noun.
Section 266.504(b) is being revised to remove the hyphen from the word
``off-site'' the second time it appears, so that ``off-site'' becomes
``off site.''
The third change is that Sec. 266.504(b) is being amended by
replacing the term ``healthcare facility'' with the word ``generator''
toward the end of the paragraph. Normally the RCRA regulations do not
allow a generator to send its waste off site to another generator.
However, in the 2015 Generator Improvements proposed rule, we included
a provision to allow VSQGs to consolidate their hazardous waste off
site at a large quantity generator, provided certain conditions are
met. The Hazardous Waste Pharmaceuticals rule, which was published the
same day as the Generator Improvements proposed rule, included a
similar off-site consolidation provision. Specifically, in the
Hazardous Waste Pharmaceuticals rule we proposed Sec. 266.504(b) to
allow a healthcare facility that is a VSQG to send its hazardous waste
pharmaceuticals off site to another healthcare facility provided
certain similar conditions are met. When the Generator Improvements
final rule was published on November 28, 2016, we finalized the off-
site consolidation provision. When we finalized the Hazardous Waste
Pharmaceuticals final rule on February 22, 2019, we provided options
within the off-site consolidation provision of Sec. 266.504(b),
allowing VSQG healthcare facilities to use either version of the off-
site consolidation provision: the version in the Generator Improvements
final rule, or the version in the Hazardous Waste Pharmaceuticals final
rule. As stated in the preamble of the Hazardous Waste Pharmaceuticals
final rule, we included ``added flexibility for VSQGs to meet the
consolidation provisions that were added as part of the 2016 Hazardous
Waste Generator Improvements final
[[Page 54094]]
rule in lieu of the subpart P off-site consolidation provisions. In
this case, the receiving LQG would have to meet the conditions in Sec.
262.17(f) while the VSQG healthcare facility would have to meet the
conditions in Sec. 262.14(a)(5)(viii).'' The regulations in Sec.
266.504(b) state (emphasis added), ``A healthcare facility that is a
very small quantity generator for both hazardous waste pharmaceuticals
and non-pharmaceutical hazardous waste may send its hazardous waste
pharmaceuticals off-site to another healthcare facility, provided [. .
.].'' The final rule included two options for complying with the off-
site consolidation provisions and they are set out in Sec.
266.504(b)(1) and (2).
In adding these options, however, we neglected to remove the term
``healthcare facility'' from the introductory text of paragraph (b)
when describing to whom the VSQG could send its hazardous waste
pharmaceuticals. If a VSQG healthcare facility is using the subpart P
off-site consolidation option described in Sec. 266.504(b)(1), then it
must send its hazardous waste pharmaceuticals to a healthcare facility
that is operating under subpart P. On the other hand, if a VSQG
healthcare facility is using the off-site consolidation option
described in Sec. 266.504(b)(2), then it must send its hazardous waste
pharmaceuticals to an LQG that meets the conditions under Sec.
262.17(f). It was not our intention to require the receiving LQG to be
a healthcare facility. Therefore, we are removing the term ``healthcare
facility'' from the final line of Sec. 266.504(b) and replacing it
with the word ``generator.''
I. Prohibition on Sewering Hazardous Waste Pharmaceuticals (Sec.
266.505)
The second and final sentence of Sec. 266.505 currently reads,
``Healthcare facilities and reverse distributors remain subject to the
prohibitions in 40 CFR 403.5(b)(1).'' We are revising the citation 40
CFR 403.5(b)(1) to 40 CFR 403.5(b). Section 403 is part of the Clean
Water Act (CWA) regulations; specifically, it is part of the Effluent
Guidelines and Standards. Section 403.5 is entitled ``National
pretreatment standards: Prohibited discharges.'' Section 403.5(b)
includes a list of eight ``Specific prohibitions.'' Healthcare
facilities and reverse distributors remain subject to all the
prohibitions in 40 CFR 403.5(b), not just the prohibition in 40 CFR
403.5(b)(1). The cross-reference to the CWA regulations did not appear
in the proposed rule; we added it into the final regulations in
response to comments. In the preamble to the final rule, we used the
correct citation, Sec. 403.5(b).\6\
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\6\ 84 FR 5816, February 22, 2019. See preamble on page 5894.
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J. Conditional Exemption for Hazardous Waste Pharmaceuticals That Are
Also Controlled Substances (Sec. 266.506)
We are revising the title of Sec. 266.506 and paragraph (a)(2) of
Sec. 266.506 to remove the reference to take-back events or programs.
There are several methods of providing household pharmaceutical take-
backs. For example, retail pharmacies can amend their DEA registration
to become DEA authorized collectors and install collection receptacles
(often referred to as kiosks) for take-back of household
pharmaceuticals. Another example is DEA's very popular national take-
back days that are scheduled for the last Saturday in April and October
each year. ``Take-back events'' and ``take-back programs'' are terms
that are typically used to refer to take-back methods that require the
involvement of law enforcement. Subpart P applies to healthcare
facilities (e.g., retail pharmacies) and reverse distributors; it does
not apply to law enforcement. Since subpart P does not apply to law
enforcement, we should not have included a reference to take-back
methods that involve law enforcement. Therefore, to help reduce
confusion, we are removing the reference to take-back events and
programs.
Our memorandum from September 11, 2018, for law enforcement
conducting take-backs, continues to apply. It explains the regulatory
status of household pharmaceuticals collected by law enforcement and
the type of permitted incinerators that may be used to destroy the
collected household pharmaceuticals.\7\ We are also revising Sec.
266.506(b)(3) to replace the periods with ``; or'' after paragraphs
(b)(3)(iii) and (iv) to be consistent with how the rest of the list is
punctuated.
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\7\ From Wheeler to U.S. Law Enforcement, September 11, 2018,
RCRA Online #14906.
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K. Residues of Hazardous Waste Pharmaceuticals in Empty Containers
(Sec. 266.507)
We are making several corrections and clarifications to the empty
container standards in Sec. 266.507. Each is explained separately
below.
1. Intravenous (IV) Bags
The first sentence of Sec. 266.507(c) defines when an IV bag is
considered ``RCRA empty''; that is, when the contents have been fully
administered to a patient. The second sentence of Sec. 266.507(c) sets
out how IV bags that are not RCRA empty must be managed. At the end of
the second sentence, however, we include a clause that references the
Sec. 261.7(b)(1) definition of ``RCRA empty'' and we allow it to be
used as an alternative, but only for IV bags that contain non-acute
hazardous waste pharmaceuticals. We are moving the clause that
references Sec. 261.7(b)(1) to the end of the first sentence so the
first sentence of Sec. 266.507(c) will include both definitions of
when an IV bag is considered RCRA empty.
2. Other Containers, Including Delivery Devices
We are amending the opening of Sec. 266.507(d) by inserting the
words ``At healthcare facilities operating under this subpart.'' We are
making this change for two reasons. First, while Sec. 266.507(a)
through (c) pertain to specific types of containers at healthcare
facilities, Sec. 266.507(d) is a catch-all for other types of
containers (including delivery devices) at healthcare facilities that
are not addressed specifically by paragraphs (a) through (c). Given
that the new definitions of ``empty containers'' in Sec. 266.507 apply
beyond healthcare facilities and reverse distributors operating under
subpart P, ``other containers'' could be read very broadly to include
large containers of hazardous waste pharmaceuticals, such as 55-gallon
drums. This was not our intent. Rather, our intent with Sec.
266.507(d) was to address ``other containers'' that are commonly found
in the healthcare setting. This is clear from the examples we include
at the end of Sec. 266.507(d): inhalers, aerosol cans, nebulizers,
tubes of ointments, gels, or creams.
The second reason we are amending the opening of Sec. 266.507(d)
is to clarify that it does not apply to healthcare facilities that are
VSQGs, unless the VSQG healthcare facility has opted into subpart P.
The current regulatory language in Sec. 266.507(d) could be read to
mean that any entity, including healthcare facilities that are VSQGs,
must manage their non-empty containers of hazardous waste
pharmaceuticals as non-creditable hazardous waste pharmaceuticals, even
if they are not operating under subpart P. This was not our intent.
Healthcare facilities that are VSQGs have the option of operating under
subpart P with respect to their hazardous waste pharmaceuticals,
including their non-empty containers.
3. Managing Non-Empty Containers
For a similar reason, we are inserting the words ``At healthcare
facilities operating under this subpart'' into the second sentence of
both Sec. 266.507(b)
[[Page 54095]]
and (c). While the revised definitions of ``empty containers'' in Sec.
266.507 apply to any hazardous waste generator, regardless of whether
it is a healthcare facility operating under subpart P, the portions of
Sec. 266.507(b) through (d) that address how to manage non-empty
containers of hazardous waste pharmaceuticals only apply to a
healthcare facility operating under subpart P. If a reverse distributor
is using the revised definitions of ``empty containers'' in Sec.
266.507, it must manage non-empty containers as evaluated hazardous
waste pharmaceuticals. If another type of facility is using the revised
definitions of ``empty containers'' in Sec. 266.507 and is not
operating under subpart P, it must continue to manage non-empty
containers as hazardous waste, under the applicable regulations (e.g.,
part 262).
Finally, we note that a pharmaceutical in a non-empty container
(stock, dispensing and unit-dose; syringe; IV bag; or ``other
container'') may meet the definition of ``potentially creditable
hazardous waste pharmaceutical,'' if it has a reasonable expectation of
receiving manufacturer credit and is:
In its original manufacturer packaging;
undispensed, and
unexpired or less than one year past expiration.
A non-empty container could include either a full, unopened
container or a partial container. If the hazardous waste pharmaceutical
does meet the definition of ``potentially creditable,'' Sec. 266.507
does not preclude a non-empty container with a potentially creditable
hazardous waste pharmaceutical from being sent to a reverse
distributor. After a reverse distributor evaluates the potentially
creditable hazardous waste pharmaceuticals for manufacturer credit, the
reverse distributor must manage them as evaluated hazardous waste
pharmaceuticals.
L. Radio Frequency Identification (Sec. Sec. 266.508 and 266.510)
We are revising Sec. Sec. 266.508(a)(1)(iii)(C) and 266.510(c)(5)
to insert the noun ``tag'' following the phrase ``radio frequency
identification.'' Section 266.508 is standards for shipping non-
creditable hazardous waste pharmaceuticals from a healthcare facility
or evaluated hazardous waste pharmaceuticals from a reverse
distributor. Section 266.510(c) is standards for reverse distributors
managing evaluated hazardous waste pharmaceuticals. In both cases, we
used the modifying phrase ``radio frequency identification'' without
including the noun to which it applied, and so we are now including the
noun ``tag.''
M. PHARMS Code (Sec. 266.508)
When part 266, subpart P, was promulgated, the EPA required
healthcare facilities to use the word ``PHARMS'' on Item 13 of the
manifest for non-creditable hazardous waste pharmaceuticals being
shipped to a designated facility (e.g., TSDF). As explained in the
preamble to the final rule (see 84 FR 5909), we used six characters
because the e-Manifest system can accommodate six characters, and
because PHARMS communicates the nature of the waste. However, since the
final rule was published, the EPA became aware of two issues related to
using six characters. First, although the e-Manifest system can
accommodate six characters and PHARMS can be selected from a
prepopulated menu within the e-Manifest system, most generators are
currently initiating shipments using paper manifests, not fully
electronic manifests. The paper manifest was designed to accommodate
four-character hazardous waste codes which has made it difficult to fit
the entire PHARMS code in the box without exceeding the allotted space.
Second, some States and industry stakeholders have told us that their
databases are not designed to accommodate six characters, which means
that a redesign of their database is required for them to exchange data
with the EPA's e-Manifest system.
To assist implementation, the EPA issued a memorandum on this issue
allowing the use the four-character code PHRM on both paper manifests
and electronic manifests when shipping non-creditable hazardous waste
pharmaceuticals under subpart P.\8\ This four-character code achieves
the same result as the six-character code; therefore, either code
satisfies the requirement at Sec. 266.508(a)(2)(ii). The EPA is now
amending the regulations to be consistent with the guidance included in
the memorandum.
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\8\ Johnson to Land, Chemicals and Redevelopment Division
Directors, December 19, 2019, RCRA Online #14919.
---------------------------------------------------------------------------
Both PHRM/PHARMS codes have been and will continue to be available
for use in the e-Manifest system, with identical ``Hazardous Waste
Pharmaceuticals'' descriptions.
This change is also consistent with guidance the EPA included in
the Hazardous Waste Pharmaceuticals final rule Frequent Questions web
page.\9\
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\9\ https://www.epa.gov/hwgenerators/frequent-questions-about-management-standards-hazardous-waste-pharmaceuticals-and#e1.
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N. Reverse Distributor Standards (Sec. 266.510)
1. Unauthorized Waste Reports
When a reverse distributor receives waste from off site that it is
not authorized to receive (e.g., non-pharmaceutical hazardous waste or
regulated medical waste), it must submit an unauthorized waste report
to the EPA Regional Administrator (or authorized State) within 45
calendar days. Section 266.510(a)(9)(i)(A) through (F) includes the
list of elements that must be included in an unauthorized waste report.
Paragraph (a)(9)(i)(C) of Sec. 266.510 specifies that the EPA
identification number, name, and address of the healthcare facility
that shipped the unauthorized waste must be included in the report, if
available. However, healthcare facilities are not the only entities
that may ship to a reverse distributor. Other reverse distributors may
also ship to a reverse distributor. Further, because this section
addresses situations of non-compliance, it is possible that a reverse
distributor could wrongly receive a shipment from another entity that
includes unauthorized waste. Therefore, we are revising Sec.
266.510(a)(9)(i)(C) by adding the parenthetical ``(or other entity)''
after healthcare facility, to reflect that possibility.
2. Hazardous Waste Numbers
Section 266.510(c)(5) applies to reverse distributors, and states
``[P]rior to shipping evaluated hazardous waste pharmaceuticals off
site, all containers must be marked with the applicable [EPA] hazardous
waste numbers (i.e., hazardous waste codes).'' Earlier in this
preamble, we explained the addition of ``EPA'' prior to ``hazardous
waste numbers,'' wherever it appears in subpart P.
Section 266.508(a)(1)(iii)(C) allows for an exception to having to
mark containers with the applicable hazardous waste numbers.
Specifically, it allows that lab packs that will be incinerated in
compliance with Sec. 268.42(c) are not required to be marked with EPA
hazardous waste numbers, except D004, D005, D006, D007, D008, D010, and
D011, where applicable.
In Sec. 266.510(c)(5), we are adding a cross-reference to the lab
pack marking exception in Sec. 266.508(a)(1)(iii)(C). The exception
for marking lab packs with most EPA hazardous waste numbers applies
regardless of this addition; nevertheless, we are adding the cross-
reference for clarity and to aid the reader.
[[Page 54096]]
3. Reporting by a Reverse Distributor for Evaluated Hazardous Waste
Pharmaceuticals
Section 266.510(c)(9)(ii) includes instructions for how a reverse
distributor must file an exception report when it is missing a copy of
the manifest for evaluated hazardous waste pharmaceuticals that it
shipped to a designated facility.
Section 266.510(c)(9)(ii)(B) addresses the situation when a
shipment is rejected by the designated facility and is shipped to an
alternate facility. Paragraph (c)(9)(ii)(B)(2)(i) of Sec. 266.510
states that a legible copy of the manifest for which the generator does
not have confirmation of delivery must be included in the exception
report. When the EPA adapted the generator exception reporting
regulations for reverse distributors, we neglected to revise
``generator'' to ``reverse distributor,'' as we had intended. We are
now revising the regulations to replace the word ``generator'' with
``reverse distributor.''
O. Hazardous and Solid Waste Amendments of 1984 (Sec. 271.1)
Table 1 in Sec. 271.1 includes a list of RCRA Subtitle C
regulations that have been added pursuant to HSWA. As the EPA explained
in the preamble to the Hazardous Waste Pharmaceuticals final rule, the
sewer prohibition was added to part 266, subpart P, pursuant to HSWA;
\10\ however, the EPA neglected to update Table 1 in Sec. 271.1. This
omission has no bearing on whether the sewer prohibition is considered
a HSWA provision since the statute and preamble to the Pharmaceuticals
final rule make clear that it is. For the sake of completeness and
convenience to the reader, however, the EPA is making a technical
correction to update Table 1 in Sec. 271.1, with the addition of a row
to add the Hazardous Waste Pharmaceuticals final rule and which will
appear in chronological order.
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\10\ 84 FR 5816, February 22, 2019. See pages 5892 and 5936.
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P. Correction to a Preamble Statement in the Hazardous Waste
Pharmaceuticals Final Rule
When discussing the management of residues in pharmaceutical
containers in the preamble to the Hazardous Waste Pharmaceuticals final
rule, we cited an EPA memorandum from November 2011, with the subject
``Containers that Once Held P-Listed Pharmaceuticals.'' \11\ On page
5903 of the preamble to the final rule, we stated:
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\11\ Rudzinski to RCRA Division Directors, November 11, 2011,
RCRA Online #14827.
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This guidance was intended as a short-term solution that worked
within the confines of the existing RCRA hazardous waste regulations .
. . Today's new ``empty container'' regulations in Sec. 266.507 will
replace the November 2011 guidance as it pertained to residues of
hazardous waste pharmaceuticals in containers, although the memo will
remain in effect for non-pharmaceutical hazardous wastes.
In this rule, we are clarifying that while there are portions of
the November 2011 memorandum that were made moot by the final rule,
there are other portions of the November 2011 memorandum that are still
valid with respect to acute (P-listed) hazardous waste pharmaceuticals.
The November 2011 memorandum provided guidance about containers
that once held P-listed pharmaceuticals outlining three regulatory
approaches for generators:
(1) Count only the weight of the hazardous waste residues toward
their monthly generator category determination;
(2) Demonstrate an equivalent removal method to triple rinsing to
render containers RCRA empty; and
(3) In the case of warfarin, show that the concentration in the
residue is below the P-listed concentration.
1. Portion of the November 11, 2011, Memorandum That Is Still Valid
With Respect to Acute Hazardous Waste Pharmaceuticals
The first approach outlined in the memorandum states that it is
only necessary to count the weight of the actual hazardous waste, not
the weight of the container holding the hazardous waste. This approach
is not relevant to reverse distributors, because all reverse
distributors must operate under subpart P, regardless of the amount of
hazardous waste pharmaceuticals that are on site. On the other hand,
this is still an allowable approach for a healthcare facility managing
P-listed pharmaceutical waste, although it is probably only useful to a
limited universe of healthcare facilities. The reason its utility is
limited is that all healthcare facilities operating under subpart P are
regulated the same as each other with respect to their hazardous waste
pharmaceuticals. Put another way, there are no generator categories
under subpart P. As a result, if a healthcare facility is operating
under subpart P, it is not necessary to count the weight of the
hazardous waste pharmaceuticals that it generates each month. If,
however, a healthcare facility is not operating under subpart P, then
this approach might be useful to determine whether it is required to
operate under subpart P or prove that it is a VSQG and therefore not
required to operate under subpart P (likewise, other generators might
find this approach useful to determine whether they are required to
operate as SQGs or LQGs under part 262 or prove that they are VSGQs). A
healthcare facility must operate under subpart P for its hazardous
waste pharmaceuticals if it generates more than VSQG amounts of any
hazardous waste (i.e., more than 1 kilogram of acute hazardous waste or
more than 100 kilogram of non-acute hazardous waste per calendar
month). Including the weight of containers may impact whether a
healthcare facility exceeds the 1 kilogram acute hazardous waste
monthly threshold, and, in turn, the requirement to operate under
subpart P.
Note that if a container is considered RCRA empty, the residues are
not regulated as hazardous waste; therefore, it is not necessary to
count the weight of the P-listed pharmaceutical residues or the weight
of the container. On the other hand, if a container is not RCRA empty,
the residues are regulated as RCRA hazardous waste. For non-empty
containers, it is only necessary to count the weight of the P-listed
pharmaceutical residues, not the weight of the container. If a
healthcare facility has containers of P-listed pharmaceutical waste
that are not RCRA empty and is determining whether it is subject to
subpart P, it may be useful for a healthcare facility to count only the
weight of the P-listed acute hazardous waste and not count the weight
of the container.
2. Portions of the November 11, 2011, Memorandum That Have Been
Superseded With Respect to Acute Hazardous Waste Pharmaceuticals
In contrast, the second and third approaches outlined in the
November 2011 memorandum have been superseded by the hazardous waste
pharmaceuticals final rule. The reason each approach has been made moot
by the rule is explained separately below.
The second approach in the November 2011 memorandum for managing
containers that held P-listed pharmaceuticals could have been used to
demonstrate an equivalent removal method to render containers RCRA
empty. This was an existing regulatory mechanism that was offered as an
alternative to triple rinsing containers to render them RCRA empty.
Section 261.7(b)(3)(i) specifies that a container that held an acute
hazardous waste is
[[Page 54097]]
empty if the container (or inner liner) has been triple rinsed using an
appropriate solvent. Section 261.7(b)(3)(ii) offers an alternative
whereby a container that held an acute hazardous waste is empty if the
container (or inner liner) has been ``cleaned by another method that
has been shown in the scientific literature, or by tests conducted by
the generators, to achieve equivalent removal.'' Section 266.507 of
subpart P makes Sec. 261.7(b)(3) moot for hazardous waste
pharmaceuticals. That is because under Sec. 266.507, triple rinsing
(or an equivalent method) is either not required, or not allowed,
depending on the type of container:
(1) Stock, dispensing and unit-dose containers: triple rinsing is
not required to meet the definition of ``RCRA empty'' for a container
that held an acute hazardous waste pharmaceutical. For these types of
containers, a container is considered RCRA empty if the pharmaceuticals
have been removed from the container using practices commonly employed
to remove materials of that type from the container. For these types of
containers, the definition of ``empty'' is the same for all
pharmaceuticals, including P-listed pharmaceuticals.
(2) Syringes: triple rinsing is not required to meet the definition
of ``RCRA empty'' for a syringe that held an acute hazardous waste
pharmaceutical. For syringes, the syringe is considered RCRA empty if
the plunger of the syringe has been fully depressed. For syringes, the
definition of ``empty'' is the same for all pharmaceuticals, including
P-listed pharmaceuticals.
(3) IV bags: triple rinsing of IV bags with acute hazardous waste
pharmaceuticals is not allowed. If the P-listed pharmaceutical in the
IV bag has not been completely administered, a healthcare facility
operating under subpart P must manage it as a non-creditable hazardous
waste pharmaceutical.
(4) Other containers: triple rinsing ``other containers'' of acute
hazardous waste pharmaceuticals is not allowed and there is no method
to make such containers RCRA empty. A healthcare facility operating
under subpart P must manage a P-listed drug in an ``other container''
as a non-creditable hazardous waste pharmaceutical.
The third approach in the November 2011 memorandum for managing
containers that held P-listed pharmaceuticals pertains only to
warfarin, which is one of the two concentration-based P-listings. When
warfarin is present at concentrations greater than 0.3%, it is an acute
hazardous waste with the waste code P001. When warfarin is present at
concentrations at or below 0.3%, it is a non-acute hazardous waste with
the waste code U248. The memorandum offered the option of showing that
the concentration in the residue in the container is below the P-listed
concentration. Our thinking was that perhaps the residues would consist
primarily of a non-warfarin coating on the outside of the pills, rather
than warfarin itself, and thus the residue might have a concentration
of warfarin that would be U-listed. Whether the warfarin is P-listed or
U-listed was relevant because it drove the method that must be used to
render the container RCRA empty. That is, under Sec. 261.7, if the
residues remaining in the container were U248 instead of P001, then the
container would not need to be triple rinsed to render it RCRA empty.
Under subpart P, however, triple rinsing is no longer required to
render a warfarin container RCRA empty, so it is now unnecessary to
demonstrate that the residues are U-listed rather than P-listed.
VII. Corrections to 40 CFR Part 261 Identification and Listing of
Hazardous Waste
This section addresses technical corrections to the changes made in
response to a partial vacatur of the 2015 Definition of Solid Waste
(DSW) final rule. It also includes technical corrections of
typographical errors and missing or incorrect citations found in 40 CFR
part 261.
A. Corrections Related to the 2018 Vacatur of the Definition of Solid
Waste Rule
On July 7, 2017, and March 6, 2018,\12\ the United States Court of
Appeals for the District of Columbia Circuit issued opinions on the
2015 DSW final rule \13\ that, among other things,\14\ (1) vacated the
2015 verified recycler exclusion for hazardous waste that is recycled
off site (except for certain provisions); (2) reinstated the 2008
transfer-based exclusion to replace the now-vacated 2015 verified
recycler exclusion; and (3) upheld the 2015 containment and emergency
preparedness provisions and the eligibility of spent petroleum
catalysts and applied these to the reinstated transfer-based exclusion.
As a result, the EPA issued the 2018 DSW final rule that implemented
the court's decision on May 23, 2018. See 83 FR 24664.
---------------------------------------------------------------------------
\12\ American Petroleum Institute v. Environmental Protection
Agency, 862 F.3d 50 (D.C. Cir. 2017), decision modified on
rehearing, 883 F.3d 918 (D.C. Cir. 2018).
\13\ See 80 FR 1694, January 13, 2015.
\14\ The court also vacated factor four of the 2015 definition
of legitimate recycling found at 40 CFR 260.43 and reinstated the
2008 version of factor four to replace the now-vacated 2015 version
of factor four.
---------------------------------------------------------------------------
However, several references to the vacated provisions remained in
40 CFR part 261 subpart M--Emergency Preparedness and Response for
Management of Excluded Hazardous Secondary Materials. In this rule, the
EPA is correcting that error by removing all references to Sec.
260.31(d) (vacated provision). Provisions affected are Sec. Sec.
261.400(a), (b); 261.410(e), (f)(1) and (2); 261.411 introductory text,
(b), (c), and (d)(3); and 261.420 introductory text, (a)(1), and
(b)(2).
In addition, the 2018 vacatur response reinstated the export
provisions for the transfer-based exclusion, found at Sec.
261.4(a)(25). However, those reinstated provisions did not reflect the
revisions the EPA had made to RCRA export requirements in the interim.
In 2016, the EPA finalized changes to existing regulations regarding
the export and import of hazardous wastes and other RCRA regulated
materials from and into the United States (81 FR 85696, November 28,
2016). The final rule established: (1) Improved export and import
shipment tracking; (2) one consolidated and streamlined set of
requirements applying to all imports and exports; (3) mandatory
electronic reporting to the EPA; and (4) a link between the consent to
export and the electronic export information submitted to U.S. Customs
and Border Protection.
However, these changes did not apply to hazardous secondary
material recycled under the exclusion at Sec. 261.4(a)(24) and (25),
because the EPA had removed the export provisions in the 2015 DSW final
rule. When the export provisions were reinstated in 2018 in response to
the court vacatur, they did not reflect the improvements made to all
the other RCRA export-import provisions. This rule updates the
hazardous secondary material export requirements in Sec. 261.4(a)(25)
to be consistent with other RCRA export requirements.
B. Correction of Typographical Errors and Missing or Incorrect
References
The EPA is also correcting a number of typographical errors and
missing or incorrect references found in 40 CFR part 261 to:
Add containment buildings (subpart DD of 40 CFR parts 264
and 265) to the list of management methods applicable to recyclable
materials in Sec. 261.6(c)(1).
[[Page 54098]]
Change cited regulations from Sec. 265.5113(d)
(incorrect) to Sec. 265.113(d) (correct). See Sec. 261.142(a)(3) and
(4).
Change cited regulations from Sec. 265.143(i) (incorrect)
to Sec. 261.143(i) (correct) See Sec. 261.143(a)(7).
Change cited regulations from Sec. 264.151(g)(2)
(incorrect) to Sec. 261.151(g)(2) (correct). See Sec.
261.147(g)(2)(i)(B).
Change cited regulations from Sec. 261.151(h)(2)
(incorrect) to Sec. 261.151(g)(2) (correct). See Sec.
261.147(g)(2)(ii)(B).
Correct numbering at Sec. 261.151(g)(2). Remove the
number for current paragraph 10 of the required agreement language
under ``RECITALS.'' Correct the reference to paragraph 10 in paragraph
8 to read paragraph 9. Renumber the subsequent paragraphs of the
required agreement language under ``RECITALS.''
Correct truncated text at Sec. 261.151(l)(2). Consistent
with the corresponding provision in Sec. 264.151(m)(2), the final
sentence is corrected to read: ``State requirements may differ on the
proper content of this acknowledgement.''
Change cited regulation from Sec. 262.410(f) (incorrect)
to Sec. 261.410(f) (correct). See Sec. 261.420(b)(3).
Revise ``subpart X of this part'' (incorrect) to ``subpart
X of part 264'' (correct). See Sec. 261.1033(n)(1)(i).
Change cited regulations from Sec. 261.1082(c)(1)
(incorrect) to Sec. 261.1082(c) (correct). See Sec. 261.1083(a)(1),
(a)(1)(i); and Sec. 261.1084(j)(2)(i).
Change cited regulations from Sec. 261.1085(b)(1)(i)
(incorrect) to Sec. 261.1084(b)(1)(i) (correct). See Sec.
261.1083(c)(4).
Change cited regulations from Sec. 261.1082(c)(2)
(incorrect) to Sec. 264.1082(c)(2) (correct). See Sec.
261.1084(j)(2)(ii).
Change cited regulations from Sec. 261.1082(c)(4)
(incorrect) to Sec. 264.1082(c)(4) (correct). See Sec.
261.1084(j)(2)(iii).
Change cited regulations from Sec. 261.1080(b)(7) or (d)
(incorrect) to Sec. 261.1080(a) (correct). See Sec. 261.1089(a).
Change cited regulations from Sec. 261.1082(c)(1) or
(c)(2)(i) through (vi) (incorrect) to Sec. 261.1082(c) (correct). See
Sec. 261.1089(f).
Remove incorrect reference to Sec. 261.1085(g) (does not
exist). See Sec. 261.1089(g).
VIII. State Authorization
A. Applicability of Rules in Authorized States
Under section 3006 of RCRA, the EPA may authorize a qualified State
to administer its own hazardous waste program within the State in lieu
of the Federal program. Following authorization, the EPA retains
enforcement authority under sections 3008, 3013, and 7003 of RCRA,
although authorized States have primary enforcement responsibility. The
standards and requirements for State authorization are found at 40 CFR
part 271.
Prior to enactment of the Hazardous and Solid Waste Amendments of
1984 (HSWA), a State with final RCRA authorization administered its
hazardous waste program entirely in lieu of the EPA administering the
Federal program in that State. The Federal requirements no longer
applied in the authorized State, and the EPA could not issue permits
for any facilities in that State, since only the State was authorized
to issue RCRA permits. When new, more stringent Federal requirements
were promulgated, the State was obligated to enact equivalent
authorities within specified time frames. However, the new Federal
requirements did not take effect in an authorized State until the State
adopted the Federal requirements as State law.
In contrast, under RCRA section 3006(g) (42 U.S.C. 6926(g)), which
was added by HSWA, new requirements and prohibitions imposed under HSWA
authority take effect in authorized States at the same time that they
take effect in unauthorized States. The EPA is directed by the statute
to implement these requirements and prohibitions in authorized States,
including the issuance of permits, until the State is granted
authorization to do so. While States must still adopt HSWA related
provisions as State law to retain final authorization, the EPA
implements the HSWA provisions in authorized States until the States do
so.
Authorized States are required to modify their program only when
the EPA enacts Federal requirements that are more stringent or broader
in scope than the existing Federal requirements. RCRA section 3009
allows the States to impose standards more stringent than those in the
Federal program (see also 40 CFR 271.1). Therefore, authorized States
may, but are not required to, adopt Federal regulations, both HSWA and
non-HSWA, that are considered less stringent than or equally as
stringent as the previous Federal regulations.
B. Effect on State Authorization
This direct final rule finalizes technical corrections to a number
of the regulations in 40 CFR parts 260, 261, 262, 264, 265, 266, 270,
271, and 441 that are being promulgated in part under the authority of
HSWA, and in part under non-HSWA authority. Thus, the technical
corrections and clarifications finalized in this direct final rule
under non-HSWA authority would be applicable on the effective date only
in those States that do not have final authorization of their base RCRA
programs. The technical corrections to regulations in Sec.
262.16(b)(1) are promulgated under the authority of HSWA and would be
effective on the effective date of this direct final rule in all States
unless the State is not authorized for the underlying provisions.
Moreover, authorized States are required to modify their programs only
when the EPA promulgates Federal regulations that are more stringent or
broader in scope than the authorized State regulations. For those
changes that are less stringent or reduce the scope of the Federal
program, States are not required to modify their program. This is a
result of section 3009 of RCRA, which allows States to impose more
stringent regulations than the Federal program. This direct final rule
is considered to be neither more nor less stringent than the current
standards. Therefore, authorized States would not be required to modify
their programs to adopt the technical corrections promulgated in this
direct final rule, although we would strongly urge the States to adopt
these technical corrections to avoid any confusion or misunderstanding
by the regulated community and the public.
Although this rule makes a correction to Table 1 in Sec. 271.1
which lists the provisions that have been promulgated under HSWA
authority, the correction to the table is not itself being promulgated
under HSWA.
IX. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 14094: Modernizing Regulatory Review
This action is not a significant regulatory action as defined in
Executive Order 12866, as amended by Executive Order 14094, and was
therefore not subject to a requirement for Executive Order 12866
review.
B. Paperwork Reduction Act (PRA)
This action does not impose any new information collection burden
under the
[[Page 54099]]
PRA because it does not contain any information collection activities.
OMB has previously approved the information collection activities
contained in the existing regulations and has assigned OMB control
numbers 2050-0213, 2050-0202, and 2050-0212.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. In
making this determination, EPA concludes that the impact of concern for
this rule is any significant adverse economic impact on small entities
and that the agency is certifying that this rule will not have a
significant economic impact on a substantial number of small entities
because the rule relieves regulatory burden, has no net burden or
otherwise has a positive economic effect on the small entities subject
to the rule. This action simply corrects typographical errors,
incorrect citations, and omissions; provides clarifications; and makes
conforming changes where they have not been made previously. We have
therefore concluded that this action will have no net regulatory burden
for all directly regulated small entities.
D. Unfunded Mandates Reform Act (UMRA)
This action does not contain any unfunded mandate as described in
UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect
small governments. The action imposes no enforceable duty on any state,
local, or tribal governments or the private sector.
E. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the National Government and the states, or on the distribution of power
and responsibilities among the various levels of government.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications as specified in
Executive Order 13175. Because the rule does not make any substantive
change, it will not impose substantial direct costs on Tribal
governments. Thus, Executive Order 13175 does not apply to this action.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
EPA interprets Executive Order 13045 as applying only to those
regulatory actions that concern environmental health or safety risks
that EPA has reason to believe may disproportionately affect children,
per the definition of ``covered regulatory action'' in section 2-202 of
the Executive order.
Therefore, this action is not subject to Executive Order 13045
because it does not concern an environmental health risk or safety
risk. Since this action does not concern human health, EPA's Policy on
Children's Health also does not apply.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not subject to Executive Order 13211 because it is
not a significant regulatory action under Executive Order 12866.
I. National Technology Transfer and Advancement Act (NTTAA)
This rulemaking does not involve technical standards.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
Executive Order 12898 (59 FR 7629, February 16, 1994) directs
Federal agencies, to the greatest extent practicable and permitted by
law, to make environmental justice part of their mission by identifying
and addressing, as appropriate, disproportionately high and adverse
human health or environmental effects of their programs, policies, and
activities on minority populations (people of color) and low-income
populations.
The EPA believes that these technical corrections do not directly
impact human health or environmental conditions and therefore cannot be
evaluated with respect to potentially disproportionate and adverse
effects on people of color, low-income populations and/or indigenous
peoples because this final rule does not create any new regulatory
requirements, but rather clarifies existing requirements and makes
conforming changes.
K. Congressional Review Act (CRA)
This action is subject to the CRA, and the EPA will submit a rule
report to each House of the Congress and to the Comptroller General of
the United States. This action is not a ``major rule'' as defined by 5
U.S.C. 804(2).
Additional information about these statutes and Executive orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
List of Subjects
40 CFR Part 260
Environmental protection, Administrative practice and procedure,
Air pollution control, Confidential business information, Hazardous
waste, Intergovernmental relations, Licensing and registration,
Reporting and recordkeeping requirements.
40 CFR Part 261
Environmental protection, Hazardous waste, Recycling, Reporting and
recordkeeping requirements.
40 CFR Part 262
Environmental protection, Exports, Hazardous materials
transportation, Hazardous waste, Imports, Labeling, Packaging and
containers, Reporting and recordkeeping requirements.
40 CFR Part 264
Environmental protection, Air pollution control, Hazardous waste,
Insurance, Packaging and containers, Reporting and recordkeeping
requirements, Security measures, Surety bonds.
40 CFR Part 265
Environmental protection, Air pollution control, Hazardous waste,
Insurance, Packaging and containers, Reporting and recordkeeping
requirements, Security measures, Surety bonds, Water supply.
40 CFR Part 266
Environmental protection, Energy, Hazardous waste, Recycling,
Reporting and recordkeeping requirements.
40 CFR Part 270
Environmental Protection, Administrative practice and procedure,
Confidential business information, Hazardous materials transportation,
Hazardous waste, Reporting and recordkeeping requirements, Water
pollution control, Water supply.
40 CFR Part 271
Environmental Protection, Administrative practice and procedure,
Confidential business information, Hazardous materials transportation,
Hazardous waste, Indians--lands, Intergovernmental relations,
Penalties, Reporting and recordkeeping requirements, Water pollution
control, Water supply.
[[Page 54100]]
40 CFR Part 441
Environmental Protection, Health facilities, Mercury, Waste
treatment and disposal, Water pollution control.
Michael S. Regan,
Administrator.
For the reasons set out in the preamble, title 40, chapter I of the
Code of Federal Regulations is amended as follows:
PART 260--HAZARDOUS WASTE MANAGEMENT SYSTEM: GENERAL
0
1. The authority for part 260 continues to read as follows:
Authority: 42 U.S.C. 6905, 6912(a), 6921-6927, 6930, 6934,
6935, 6937, 6938, 6939, 6939g, and 6974.
Sec. 260.10 [Amended]
0
2. Section 260.10 is amended in the definition of ``Final closure'' by
removing ``Sec. 262.34'' and adding ``Sec. Sec. 262.16 and 262.17''
in its place.
PART 261--IDENTIFICATION AND LISTING OF HAZARDOUS WASTE
0
3. The authority for part 261 continues to read as follows:
Authority: 42 U.S.C. 6905, 6912(a), 6921, 6922, 6924(y) and
6938.
0
4. Section 261.1 is amended by revising paragraph (a)(1) to read as
follows:
Sec. 261.1 Purpose and scope.
(a) * * *
(1) Subpart A defines the terms ``solid waste'' and ``hazardous
waste'', identifies those wastes which are excluded from regulation
under parts 262 through 266, 268, and 270 of this subchapter and
establishes special management requirements for hazardous waste which
is recycled.
* * * * *
0
5. Section 261.4 is amended by revising paragraphs (a)(25)(i)(I),
(a)(25)(vi) and (vii), (a)(25)(xi)(D), and (e)(1) introductory text to
read as follows:
Sec. 261.4 Exclusions.
(a) * * *
(25) * * *
(i) * * *
(I) The name of any countries of transit through which the
hazardous secondary material will be sent and a description of the
approximate length of time it will remain in such countries and the
nature of its handling while there (for purposes of this section, the
terms ``EPA Acknowledgment of Consent'', ``country of import'' and
``country of transit'' are used as defined in 40 CFR 262.81 with the
exception that the terms in this section refer to hazardous secondary
materials, rather than hazardous waste):
* * * * *
(vi) The export of hazardous secondary material under this
paragraph (a)(25) is prohibited unless the hazardous secondary material
generator receives from EPA an EPA Acknowledgment of Consent
documenting the consent of the country of import to the receipt of the
hazardous secondary material. Where the country of import objects to
receipt of the hazardous secondary material or withdraws a prior
consent, EPA will notify the hazardous secondary material generator in
writing. EPA will also notify the hazardous secondary material
generator of any responses from countries of transit.
(vii) Prior to each shipment, the hazardous secondary material
generator or a U.S. authorized agent must:
(A) Submit Electronic Export Information (EEI) for each shipment to
the Automated Export System (AES) or its successor system, under the
International Trade Data System (ITDS) platform, in accordance with 15
CFR 30.4(b).
(B) Include the following items in the EEI, along with the other
information required under 15 CFR 30.6:
(1) EPA license code;
(2) Commodity classification code per 15 CFR 30.6(a)(12);
(3) EPA consent number;
(4) Country of ultimate destination per 15 CFR 30.6(a)(5);
(5) Date of export per 15 CFR 30.6(a)(2);
(6) Quantity of waste in shipment and units for reported quantity,
if required reporting units established by value for the reported
commodity classification number are in units of weight or volume per 15
CFR 30.6(a)(15); or
(7) EPA net quantity reported in units of kilograms, if required
reporting units established by value for the reported commodity
classification number are not in units of weight or volume.
* * * * *
(xi) * * *
(D) By reclaimer and intermediate facility, for each hazardous
secondary material exported, a description of the hazardous secondary
material and the EPA hazardous waste number that would apply if the
hazardous secondary material was managed as hazardous waste, the DOT
hazard class, the name and U.S. EPA ID number (where applicable) for
each transporter used, the consent number(s) under which the hazardous
secondary material was shipped and for each consent number, the total
amount of hazardous secondary material shipped and the number of
shipments exported during the calendar year covered by the report;
* * * * *
(e) * * *
(1) Except as provided in paragraphs (e)(2) and (4) of this
section, persons who generate or collect samples for the purpose of
conducting treatability studies as defined in 40 CFR 260.10, are not
subject to any requirement of this part and 40 CFR parts 262 and 263 or
to the notification requirements of section 3010 of RCRA, nor are such
samples included in the quantity determinations of 40 CFR 262.13 and
the accumulation limits in 40 CFR 262.16(b)(1) when:
* * * * *
0
6. Section 261.6 is amended by revising paragraph (c)(1) to read as
follows:
Sec. 261.6 Requirements for recyclable materials.
* * * * *
(c)(1) Owners and operators of facilities that store recyclable
materials before they are recycled are regulated under all applicable
provisions of subparts A though L and AA through DD of 40 CFR parts 264
and 265, and under 40 CFR parts 124, 266, 267, 268, and 270 and the
notification requirements under section 3010 of RCRA, except as
provided in paragraph (a) of this section. (The recycling process
itself is exempt from regulation except as provided in paragraph (d) of
this section.)
* * * * *
Sec. 261.11 [Amended]
0
7. Section 261.11 is amended by removing paragraph (c).
0
8. Section 261.30 is amended by revising paragraph (d) to read as
follows:
Sec. 261.30 General.
* * * * *
(d) The following hazardous wastes listed in Sec. 261.31 are
subject to the generator category limits for acutely hazardous wastes
established in table 1 of Sec. 262.13 of this subchapter: EPA
Hazardous Wastes Nos. F020, F021, F022, F023, F026 and F027.
0
9. Section 261.142 is amended by revising paragraphs (a)(2) through (4)
to read as follows:
Sec. 261.142 Cost estimate.
(a) * * *
[[Page 54101]]
(2) The cost estimate must be based on the costs to the owner or
operator of hiring a third party to conduct these activities. A third
party is a party who is neither a parent nor a subsidiary of the owner
or operator. (See definition of ``parent corporation'' in Sec.
265.141(d) of this subchapter.) The owner or operator may use costs for
on-site disposal in accordance with applicable requirements if he can
demonstrate that on-site disposal capacity will exist at all times over
the life of the facility.
(3) The cost estimate may not incorporate any salvage value that
may be realized with the sale of hazardous secondary materials, or
hazardous or non-hazardous wastes if applicable under Sec. 265.113(d)
of this subchapter, facility structures or equipment, land, or other
assets associated with the facility.
(4) The owner or operator may not incorporate a zero cost for
hazardous secondary materials, or hazardous or non-hazardous wastes if
applicable under Sec. 265.113(d) of this subchapter that might have
economic value.
* * * * *
0
10. Section 261.143 is amended by revising paragraph (a)(7) to read as
follows:
Sec. 261.143 Financial assurance condition.
* * * * *
(a) * * *
(7) Within 60 days after receiving a request from the owner or
operator for release of funds as specified in paragraph (a)(5) or (6)
of this section, the Regional Administrator will instruct the trustee
to release to the owner or operator such funds as the Regional
Administrator specifies in writing. If the owner or operator begins
final closure under subpart G of 40 CFR part 264 or 265, an owner or
operator may request reimbursements for partial or final closure
expenditures by submitting itemized bills to the Regional
Administrator. The owner or operator may request reimbursements for
partial closure only if sufficient funds are remaining in the trust
fund to cover the maximum costs of closing the facility over its
remaining operating life. No later than 60 days after receiving bills
for partial or final closure activities, the Regional Administrator
will instruct the trustee to make reimbursements in those amounts as
the Regional Administrator specifies in writing, if the Regional
Administrator determines that the partial or final closure expenditures
are in accordance with the approved closure plan, or otherwise
justified. If the Regional Administrator has reason to believe that the
maximum cost of closure over the remaining life of the facility will be
significantly greater than the value of the trust fund, he may withhold
reimbursements of such amounts as he deems prudent until he determines,
in accordance with paragraph (i) of this section that the owner or
operator is no longer required to maintain financial assurance for
final closure of the facility. If the Regional Administrator does not
instruct the trustee to make such reimbursements, he will provide to
the owner or operator a detailed written statement of reasons.
* * * * *
0
11. Section 261.147 is amended by revising paragraphs (g)(2)(i)(B) and
(g)(2)(ii)(B) to read as follows:
Sec. 261.147 Liability requirements.
* * * * *
(g) * * *
(2)(i) * * *
(B) Each State in which a facility covered by the guarantee is
located have submitted a written statement to EPA that a guarantee
executed as described in this section and Sec. 261.151(g)(2) is a
legally valid and enforceable obligation in that State.
(ii) * * *
(B) The Attorney General or Insurance Commissioner of each State in
which a facility covered by the guarantee is located and the State in
which the guarantor corporation has its principal place of business,
has submitted a written statement to EPA that a guarantee executed as
described in this section and Sec. 261.151(g)(2) is a legally valid
and enforceable obligation in that State.
* * * * *
0
12. Section 261.151 is amended by revising paragraphs (g)(2) and (l)(2)
to read as follows:
Sec. 261.151 Wording of the instruments.
* * * * *
(g) * * *
(2) A guarantee, as specified in Sec. 261.147(g), must be worded
as follows, except that instructions in brackets are to be replaced
with the relevant information and the brackets deleted:
Guarantee for Liability Coverage
Guarantee made this [date] by [name of guaranteeing entity], a
business corporation organized under the laws of [if incorporated
within the United States insert ``the State of ___-'' and insert
name of State; if incorporated outside the United States insert the
name of the country in which incorporated, the principal place of
business within the United States, and the name and address of the
registered agent in the State of the principal place of business],
herein referred to as guarantor. This guarantee is made on behalf of
[owner or operator] of [business address], which is one of the
following: ``our subsidiary;'' ``a subsidiary of [name and address
of common parent corporation], of which guarantor is a subsidiary;''
or ``an entity with which guarantor has a substantial business
relationship, as defined in 40 CFR [either 264.141(h) or
265.141(h)]'', to any and all third parties who have sustained or
may sustain bodily injury or property damage caused by [sudden and/
or nonsudden] accidental occurrences arising from operation of the
facility(ies) covered by this guarantee.
Recitals
1. Guarantor meets or exceeds the financial test criteria and
agrees to comply with the reporting requirements for guarantors as
specified in 40 CFR 261.147(g).
2. [Owner or operator] owns or operates the following
facility(ies) covered by this guarantee: [List for each facility:
EPA identification number (if any issued), name, and address; and if
guarantor is incorporated outside the United States list the name
and address of the guarantor's registered agent in each State.] This
corporate guarantee satisfies RCRA third-party liability
requirements for [insert ``sudden'' or ``nonsudden'' or ``both
sudden and nonsudden''] accidental occurrences in above-named owner
or operator facilities for coverage in the amount of [insert dollar
amount] for each occurrence and [insert dollar amount] annual
aggregate.
3. For value received from [owner or operator], guarantor
guarantees to any and all third parties who have sustained or may
sustain bodily injury or property damage caused by [sudden and/or
nonsudden] accidental occurrences arising from operations of the
facility(ies) covered by this guarantee that in the event that
[owner or operator] fails to satisfy a judgment or award based on a
determination of liability for bodily injury or property damage to
third parties caused by [sudden and/or nonsudden] accidental
occurrences, arising from the operation of the above-named
facilities, or fails to pay an amount agreed to in settlement of a
claim arising from or alleged to arise from such injury or damage,
the guarantor will satisfy such judgment(s), award(s) or settlement
agreement(s) up to the limits of coverage identified above.
4. Such obligation does not apply to any of the following:
(a) Bodily injury or property damage for which [insert owner or
operator] is obligated to pay damages by reason of the assumption of
liability in a contract or agreement. This exclusion does not apply
to liability for damages that [insert owner or operator] would be
obligated to pay in the absence of the contract or agreement.
(b) Any obligation of [insert owner or operator] under a
workers' compensation, disability benefits, or unemployment
compensation law or any similar law.
(c) Bodily injury to:
(1) An employee of [insert owner or operator] arising from, and
in the course of, employment by [insert owner or operator]; or
(2) The spouse, child, parent, brother, or sister of that
employee as a consequence of, or arising from, and in the course of
employment by [insert owner or operator]. This exclusion applies:
[[Page 54102]]
(A) Whether [insert owner or operator] may be liable as an
employer or in any other capacity; and
(B) To any obligation to share damages with or repay another
person who must pay damages because of the injury to persons
identified in paragraphs (1) and (2).
(d) Bodily injury or property damage arising out of the
ownership, maintenance, use, or entrustment to others of any
aircraft, motor vehicle or watercraft.
(e) Property damage to:
(1) Any property owned, rented, or occupied by [insert owner or
operator];
(2) Premises that are sold, given away or abandoned by [insert
owner or operator] if the property damage arises out of any part of
those premises;
(3) Property loaned to [insert owner or operator];
(4) Personal property in the care, custody or control of [insert
owner or operator];
(5) That particular part of real property on which [insert owner
or operator] or any contractors or subcontractors working directly
or indirectly on behalf of [insert owner or operator] are performing
operations, if the property damage arises out of these operations.
5. Guarantor agrees that if, at the end of any fiscal year
before termination of this guarantee, the guarantor fails to meet
the financial test criteria, guarantor shall send within 90 days, by
certified mail, notice to the EPA Regional Administrator[s] for the
Region[s] in which the facility[ies] is[are] located and to [owner
or operator] that he intends to provide alternate liability coverage
as specified in 40 CFR 261.147, as applicable, in the name of [owner
or operator]. Within 120 days after the end of such fiscal year, the
guarantor shall establish such liability coverage unless [owner or
operator] has done so.
6. The guarantor agrees to notify the EPA Regional Administrator
by certified mail of a voluntary or involuntary proceeding under
title 11 (Bankruptcy), U.S. Code, naming guarantor as debtor, within
10 days after commencement of the proceeding. Guarantor agrees that
within 30 days after being notified by an EPA Regional Administrator
of a determination that guarantor no longer meets the financial test
criteria or that he is disallowed from continuing as a guarantor, he
shall establish alternate liability coverage as specified in 40 CFR
261.147 in the name of [owner or operator], unless [owner or
operator] has done so.
7. Guarantor reserves the right to modify this agreement to take
into account amendment or modification of the liability requirements
set by 40 CFR 261.147, provided that such modification shall become
effective only if a Regional Administrator does not disapprove the
modification within 30 days of receipt of notification of the
modification.
8. Guarantor agrees to remain bound under this guarantee for so
long as [owner or operator] must comply with the applicable
requirements of 40 CFR 261.147 for the above-listed facility(ies),
except as provided in paragraph 9 of this agreement.
9. [Insert the following language if the guarantor is (a) a
direct or higher-tier corporate parent, or (b) a firm whose parent
corporation is also the parent corporation of the owner or
operator]:
Guarantor may terminate this guarantee by sending notice by
certified mail to the EPA Regional Administrator(s) for the
Region(s) in which the facility(ies) is(are) located and to [owner
or operator], provided that this guarantee may not be terminated
unless and until [the owner or operator] obtains, and the EPA
Regional Administrator(s) approve(s), alternate liability coverage
complying with 40 CFR 261.147.
[Insert the following language if the guarantor is a firm
qualifying as a guarantor due to its ``substantial business
relationship'' with the owner or operator]:
Guarantor may terminate this guarantee 120 days following
receipt of notification, through certified mail, by the EPA Regional
Administrator(s) for the Region(s) in which the facility(ies)
is(are) located and by [the owner or operator].
10. Guarantor hereby expressly waives notice of acceptance of
this guarantee by any party.
11. Guarantor agrees that this guarantee is in addition to and
does not affect any other responsibility or liability of the
guarantor with respect to the covered facilities.
12. The Guarantor shall satisfy a third-party liability claim
only on receipt of one of the following documents:
(a) Certification from the Principal and the third-party
claimant(s) that the liability claim should be paid. The
certification must be worded as follows, except that instructions in
brackets are to be replaced with the relevant information and the
brackets deleted:
Certification of Valid Claim
The undersigned, as parties [insert Principal] and [insert name
and address of third-party claimant(s)], hereby certify that the
claim of bodily injury and/or property damage caused by a [sudden or
nonsudden] accidental occurrence arising from operating
[Principal's] facility should be paid in the amount of $.
[Signatures]
Principal
(Notary) Date
[Signatures]
Claimant(s)
(Notary) Date
(b) A valid final court order establishing a judgment against
the Principal for bodily injury or property damage caused by sudden
or nonsudden accidental occurrences arising from the operation of
the Principal's facility or group of facilities.
13. In the event of combination of this guarantee with another
mechanism to meet liability requirements, this guarantee will be
considered [insert ``primary'' or ``excess''] coverage.
I hereby certify that the wording of the guarantee is identical
to the wording specified in 40 CFR 261.151(g)(2) as such regulations
were constituted on the date shown immediately below.
Effective date:
[Name of guarantor]
[Authorized signature for guarantor]
[Name of person signing]
[Title of person signing]
Signature of witness or notary:
* * * * *
(l) * * *
(2) The following is an example of the certification of
acknowledgement which must accompany the trust agreement for a trust
fund as specified in Sec. 261.147(j). State requirements may differ on
the proper content of this acknowledgement.
State of
County of
On this [date], before me personally came [owner or operator] to me
known, who, being by me duly sworn, did depose and say that she/he
resides at [address], that she/he is [title] of [corporation], the
corporation described in and which executed the above instrument;
that she/he knows the seal of said corporation; that the seal
affixed to such instrument is such corporate seal; that it was so
affixed by order of the Board of Directors of said corporation, and
that she/he signed her/his name thereto by like order.
[Signature of Notary Public]
* * * * *
0
13. Section 261.400 is amended by revising paragraphs (a) and (b) to
read as follows:
Sec. 261.4009 Applicability.
* * * * *
(a) A generator of hazardous secondary material, or an intermediate
or reclamation facility, that accumulates 6000 kg or less of hazardous
secondary material at any time must comply with Sec. Sec. 261.410 and
261.411.
(b) A generator of hazardous secondary material, or an intermediate
or reclamation facility that accumulates more than 6000 kg of hazardous
secondary material at any time must comply with Sec. Sec. 261.410 and
261.420.
0
14. Section 261.410 is amended by revising paragraphs (e), (f)(1)
introductory text, and (f)(2) to read as follows:
Sec. 261.410 Preparedness and prevention.
* * * * *
(e) Required aisle space. The hazardous secondary material
generator or intermediate or reclamation facility must maintain aisle
space to allow the unobstructed movement of personnel, fire protection
equipment, spill control equipment, and decontamination equipment to
any area of facility operation in an emergency, unless aisle space is
not needed for any of these purposes.
(f) * * *
(1) The hazardous secondary material generator or an intermediate
or reclamation facility must attempt to make the following
arrangements, as appropriate for the type of waste handled at his
facility and the potential
[[Page 54103]]
need for the services of these organizations:
* * * * *
(2) Where State or local authorities decline to enter into such
arrangements, the hazardous secondary material generator or an
intermediate or reclamation facility must document the refusal in the
operating record.
0
15. Section 261.411 is amended by revising the introductory text and
paragraphs (b) introductory text, (c), and (d)(3) introductory text to
read as follows:
Sec. 261.411 Emergency procedures for facilities generating or
accumulating 6000 kg or less of hazardous secondary material.
A generator or an intermediate or reclamation facility that
generates or accumulates 6000 kg or less of hazardous secondary
material must comply with the following requirements:
* * * * *
(b) The generator or intermediate or reclamation facility must post
the following information next to the telephone:
* * * * *
(c) The generator or an intermediate or reclamation facility must
ensure that all employees are thoroughly familiar with proper waste
handling and emergency procedures, relevant to their responsibilities
during normal facility operations and emergencies;
(d) * * *
(3) In the event of a fire, explosion, or other release which could
threaten human health outside the facility or when the generator or an
intermediate or reclamation facility has knowledge that a spill has
reached surface water, the generator or an intermediate or reclamation
facility operating under a verified recycler variance under Sec.
260.31(d) of this subchapter must immediately notify the National
Response Center (using their 24-hour toll free number 800/424-8802).
The report must include the following information:
* * * * *
0
16. Section 261.420 is amended by revising the introductory text and
paragraphs (a)(1) and (b)(2) and (3) to read as follows:
Sec. 261.420 Contingency planning and emergency procedures for
facilities generating or accumulating more than 6000 kg of hazardous
secondary material.
A generator or an intermediate or reclamation facility that
generates or accumulates more than 6000 kg of hazardous secondary
material must comply with the following requirements:
(a) * * *
(1) Each generator or an intermediate or reclamation facility that
accumulates more than 6000 kg of hazardous secondary material must have
a contingency plan for his facility. The contingency plan must be
designed to minimize hazards to human health or the environment from
fires, explosions, or any unplanned sudden or non-sudden release of
hazardous secondary material or hazardous secondary material
constituents to air, soil, or surface water.
* * * * *
(b) * * *
(2) If the generator or an intermediate or reclamation facility
accumulating more than 6000 kg of hazardous secondary material has
already prepared a Spill Prevention, Control, and Countermeasures
(SPCC) Plan in accordance with part 112 of this chapter, or some other
emergency or contingency plan, he need only amend that plan to
incorporate hazardous waste management provisions that are sufficient
to comply with the requirements of this part. The hazardous secondary
material generator or an intermediate or reclamation facility operating
under a verified recycler variance under Sec. 260.31(d) of this
subchapter may develop one contingency plan which meets all regulatory
requirements. EPA recommends that the plan be based on the National
Response Team's Integrated Contingency Plan Guidance (``One Plan'').
When modifications are made to non-RCRA provisions in an integrated
contingency plan, the changes do not trigger the need for a RCRA permit
modification.
(3) The plan must describe arrangements agreed to by local police
departments, fire departments, hospitals, contractors, and State and
local emergency response teams to coordinate emergency services,
pursuant to Sec. 261.410(f).
* * * * *
0
17. Section 261.1033 is amended by revising paragraph (n)(1)(i) as
follows:
Sec. 261.1033 Standards: Closed-vent systems and control devices.
* * * * *
(n) * * *
(1) * * *
(i) The owner or operator of the unit has been issued a final
permit under 40 CFR part 270 which implements the requirements of 40
CFR part 264, subpart X; or
* * * * *
0
18. Section 261.1083 is amended by revising paragraphs (a)(1)
introductory text, (a)(1)(i), and (c)(4) to read as follows:
Sec. 261.1083 Material determination procedures.
(a) * * *
(1) Determining average VO concentration at the point of material
origination. A remanufacturer or other person that stores or treats the
hazardous secondary material shall determine the average VO
concentration at the point of material origination for each hazardous
secondary material placed in a hazardous secondary material management
unit exempted under the provisions of Sec. 261.1082(c) from using air
emission controls in accordance with standards specified in Sec. Sec.
261.1084 through 261.1087, as applicable to the hazardous secondary
material management unit.
(i) An initial determination of the average VO concentration of the
material stream shall be made before the first time any portion of the
material in the hazardous secondary material stream is placed in a
hazardous secondary material management unit exempted under the
provisions of Sec. 261.1082(c) from using air emission controls, and
thereafter an initial determination of the average VO concentration of
the material stream shall be made for each averaging period that a
hazardous secondary material is managed in the unit; and
* * * * *
(c) * * *
(4) Use of knowledge to determine the maximum organic vapor
pressure of the hazardous secondary material. Documentation shall be
prepared and recorded that presents the information used as the basis
for the knowledge by the remanufacturer or other person that stores or
treats the hazardous secondary material that the maximum organic vapor
pressure of the hazardous secondary material is less than the maximum
vapor pressure limit listed in Sec. 261.1084(b)(1)(i) for the
applicable tank design capacity category. An example of information
that may be used is documentation that the hazardous secondary material
is generated by a process for which at other locations it previously
has been determined by direct measurement that the hazardous secondary
material's waste maximum organic vapor pressure is less than the
maximum vapor pressure limit for the appropriate tank design capacity
category.
* * * * *
0
19. Section 261.1084 is amended by revising paragraphs (j)(2)(i)
through (iii) to read as follows:
[[Page 54104]]
Sec. 261.1084 Standards: tanks.
* * * * *
(j) * * *
(2) * * *
(i) The hazardous secondary material meets the average VO
concentration conditions specified in Sec. 261.1082(c) at the point of
material origination.
(ii) The hazardous secondary material has been treated by an
organic destruction or removal process to meet the requirements in
Sec. 264.1082(c)(2).
(iii) The hazardous secondary material meets the requirements of
Sec. 264.1082(c)(4).
* * * * *
0
20. Section 261.1089 is amended by revising paragraphs (a), (f), and
(g) to read as follows:
Sec. 261.1089 Recordkeeping requirements.
(a) Each remanufacturer or other person that stores or treats the
hazardous secondary material subject to requirements of this subpart
shall record and maintain the information specified in paragraphs (b)
through (j) of this section, as applicable to the facility. Except for
air emission control equipment design documentation and information
required by paragraphs (i) and (j) of this section, records required by
this section shall be maintained at the facility for a minimum of 3
years. Air emission control equipment design documentation shall be
maintained at the facility until the air emission control equipment is
replaced or otherwise no longer in service. Information required by
paragraphs (i) and (j) of this section shall be maintained at the
facility for as long as the hazardous secondary material management
unit is not using air emission controls specified in Sec. Sec.
261.1084 through 261.1087 in accordance with the conditions specified
in Sec. 261.1080(a).
* * * * *
(f) The remanufacturer or other person that stores or treats the
hazardous secondary material using a tank or container exempted under
the hazardous secondary material organic concentration conditions
specified in Sec. 261.1082(c), shall prepare and maintain at the
facility records documenting the information used for each material
determination (e.g., test results, measurements, calculations, and
other documentation). If analysis results for material samples are used
for the material determination, then the remanufacturer or other person
that stores or treats the hazardous secondary material shall record the
date, time, and location that each material sample is collected in
accordance with applicable requirements of Sec. 261.1083.
(g) A remanufacturer or other person that stores or treats the
hazardous secondary material designating a cover as ``unsafe to inspect
and monitor'' pursuant to Sec. 261.1084(l) shall record and keep at
facility the following information: The identification numbers for
hazardous secondary material management units with covers that are
designated as ``unsafe to inspect and monitor,'' the explanation for
each cover stating why the cover is unsafe to inspect and monitor, and
the plan and schedule for inspecting and monitoring each cover.
* * * * *
0
21. Amend appendix IX to part 261 by revising the entries for ``Bekaert
Corp'' and ``Saturn Corporation'' in table 1 and by revising the entry
for ``American Chrome & Chemical'' in table 2 to read as follows:
Appendix IX to Part 261--Wastes Excluded Under Sec. Sec. 260.20 and
260.22
Table 1--Wastes Excluded From Non-Specific Sources
------------------------------------------------------------------------
Facility Address Waste description
------------------------------------------------------------------------
* * * * * * *
Bekaert Corp................ Dyersburg, TN.. Dewatered wastewater
treatment plant (WWTP)
sludge (EPA Hazardous
Waste Nos. F006)
generated at a maximum
rate of 1250 cubic yards
per calendar year after
May 27, 2004, and
disposed in a Subtitle D
landfill.
For the exclusion to be
valid, Bekaert must
implement a verification
testing program that
meets the following
paragraphs:
(1) Delisting Levels: All
leachable concentrations
for those constituents
must not exceed the
maximum allowable
concentrations in mg/l
specified in this
paragraph. Bekaert must
use the leaching method
specified at Sec.
261.24 to measure
constituents in the
waste leachate.
(A) Inorganic
Constituents TCLP (mg/
l): Cadmium--0.672;
Chromium--5.0; Nickel--
127; Zinc--1260.0.
(B) Organic Constituents
TCLP (mg/l): Methyl
ethyl ketone--200.0.
(2) Waste Holding and
Handling:
(A) Bekaert must
accumulate the hazardous
waste dewatered WWTP
sludge in accordance
with the applicable
regulations of Sec.
Sec. 262.15, 262.16,
and 262.17 of this
subchapter, as
applicable, and continue
to dispose of the
dewatered WWTP sludge as
hazardous waste.
(B) Once the first
quarterly sampling and
analyses event described
in paragraph (3) is
completed and valid
analyses demonstrate
that no constituent is
present in the sample at
a level which exceeds
the delisting levels set
in paragraph (1),
Bekaert can manage and
dispose of the dewatered
WWTP sludge as
nonhazardous according
to all applicable solid
waste regulations.
(C) If constituent levels
in any sample taken by
Bekaert exceed any of
the delisting levels set
in paragraph (1),
Bekaert must do the
following: (i) notify
EPA in accordance with
paragraph (7) and (ii)
manage and dispose the
dewatered WWTP sludge as
hazardous waste
generated under Subtitle
C of RCRA.
(D) Quarterly
Verification Testing
Requirements: Upon this
exclusion becoming
final, Bekaert may begin
the quarterly testing
requirements of
paragraph (3) on its
dewatered WWTP sludge.
(3) Quarterly Testing
Requirements: Upon this
exclusion becoming
final, Bekaert may
perform quarterly
analytical testing by
sampling and analyzing
the dewatered WWTP
sludge as follows:
(A)(i) Collect four
representative composite
samples of the hazardous
waste dewatered WWTP
sludge at quarterly
(ninety (90) day)
intervals after EPA
grants the final
exclusion. The first
composite sample may be
taken at any time after
EPA grants the final
approval.
(ii) Analyze the samples
for all constituents
listed in paragraph (1).
Any roll-offs from which
the composite sample is
taken exceeding the
delisting levels listed
in paragraph (1) must be
disposed as hazardous
waste in a Subtitle C
landfill.
(iii) Within forty-five
(45) days after taking
its first quarterly
sample, Bekaert will
report its first
quarterly analytical
test data to EPA. If
levels of constituents
measured in the sample
of the dewatered WWTP
sludge do not exceed the
levels set forth in
paragraph (1) of this
exclusion, Bekaert can
manage and dispose the
nonhazardous dewatered
WWTP sludge according to
all applicable solid
waste regulations.
(4) Annual Testing:
(A) If Bekaert completes
the quarterly testing
specified in paragraph
(3) above and no sample
contains a constituent
with a level which
exceeds the limits set
forth in paragraph (1),
Bekaert may begin annual
testing as follows:
Bekaert must test one
representative composite
sample of the dewatered
WWTP sludge for all
constituents listed in
paragraph (1) at least
once per calendar year.
[[Page 54105]]
(B) The sample for the
annual testing shall be
a representative
composite sample for all
constituents listed in
paragraph (1).
(C) The sample for the
annual testing taken for
the second and
subsequent annual
testing events shall be
taken within the same
calendar month as the
first annual sample
taken.
(5) Changes in Operating
Conditions: If Bekaert
significantly changes
the process described in
its petition or starts
any processes that
generate(s) the waste
that may or could affect
the composition or type
of waste generated as
established under
paragraph (1) (by
illustration, but not
limitation, changes in
equipment or operating
conditions of the
treatment process), it
must notify the EPA in
writing; it may no
longer handle the wastes
generated from the new
process as nonhazardous
until the wastes meet
the delisting levels set
in paragraph (1) and it
has received written
approval to do so from
the EPA.
(6) Data Submittals:
Bekaert must submit the
information described
below. If Bekaert fails
to submit the required
data within the
specified time or
maintain the required
records on-site for the
specified time, the EPA,
at its discretion, will
consider this sufficient
basis to reopen the
exclusion as described
in paragraph (7).
Bekaert must:
(A) Submit the data
obtained through
paragraph (3) to the
Chief, North Section,
RCRA Enforcement and
Compliance Branch, Waste
Division, U. S.
Environmental Protection
Agency Region 4, 61
Forsyth Street, SW.,
Atlanta, Georgia, 30303,
within the time
specified.
(B) Compile records of
analytical data from
paragraph (3),
summarized, and
maintained on-site for a
minimum of five years.
(C) Furnish these records
and data when either the
EPA or the State of
Tennessee request them
for inspection.
(D) Send along with all
data a signed copy of
the following
certification statement,
to attest to the truth
and accuracy of the data
submitted:
``Under civil and
criminal penalty of law
for the making or
submission of false or
fraudulent statements or
representations
(pursuant to the
applicable provisions of
the Federal Code, which
include, but may not be
limited to, 18 U.S.C.
1001 and 42 U.S.C.
6928), I certify that
the information
contained in or
accompanying this
document is true,
accurate and complete.
As to the (those)
identified section(s) of
this document for which
I cannot personally
verify its (their) truth
and accuracy, I certify
as the company official
having supervisory
responsibility for the
persons who, acting
under my direct
instructions, made the
verification that this
information is true,
accurate and complete.
If any of this
information is
determined by the EPA in
its sole discretion to
be false, inaccurate or
incomplete, and upon
conveyance of this fact
to the company, I
recognize and agree that
this exclusion of waste
will be void as if it
never had effect or to
the extent directed by
the EPA and that the
company will be liable
for any actions taken in
contravention of the
company's RCRA and
CERCLA obligations
premised upon the
company's reliance on
the void exclusion.''
(7) Reopener:
(A) If, any time after
disposal of the delisted
waste Bekaert possesses
or is otherwise made
aware of any
environmental data
(including but not
limited to leachate data
or ground water
monitoring data) or any
other data relevant to
the delisted waste
indicating that any
constituent identified
for the delisting
verification testing is
at level higher than the
delisting level allowed
by the Regional
Administrator or his
delegate in granting the
petition, then the
facility must report the
data, in writing, to the
Regional Administrator
or his delegate within
ten (10) days of first
possessing or being made
aware of that data.
(B) If either the
quarterly or annual
testing of the waste
does not meet the
delisting requirements
in paragraph (1),
Bekaert must report the
data, in writing, to the
Regional Administrator
or his delegate within
ten (10) days of first
possessing or being made
aware of that data.
(C) If Bekaert fails to
submit the information
described in paragraphs
(5), (6)(A) or (6)(B) or
if any other information
is received from any
source, the Regional
Administrator or his
delegate will make a
preliminary
determination as to
whether the reported
information requires the
EPA action to protect
human health or the
environment. Further
action may include
suspending, or revoking
the exclusion, or other
appropriate response
necessary to protect
human health and the
environment.
(D) If the Regional
Administrator or his
delegate determines that
the reported information
requires action the EPA,
the Regional
Administrator or his
delegate will notify the
facility in writing of
the actions the Regional
Administrator or his
delegate believes are
necessary to protect
human health and the
environment. The
notification shall
include a statement of
the proposed action and
a statement providing
the facility with an
opportunity to present
information as to why
the proposed the EPA
action is not necessary.
The facility shall have
ten (10) days from the
date of the Regional
Administrator or his
delegate's notice to
present such
information.
(E) Following the receipt
of information from the
facility described in
paragraph (6)(D) or (if
no information is
presented under
paragraph (6)(D)) the
initial receipt of
information described in
paragraphs (5), (6)(A)
or (6)(B), the Regional
Administrator or his
delegate will issue a
final written
determination describing
the EPA actions that are
necessary to protect
human health or the
environment. Any
required action
described in the
Regional Administrator
or his delegate's
determination shall
become effective
immediately, unless the
Regional Administrator
or his delegate provides
otherwise.
(8) Notification
Requirements: Bekaert
must do following before
transporting the
delisted waste:
(A) Provide a one-time
written notification to
any State Regulatory
Agency to which or
through which it will
transport the delisted
waste described above
for disposal, sixty (60)
days before beginning
such activities.
(B) Update the one-time
written notification if
Bekaert ships the
delisted waste into a
different disposal
facility.
(C) Failure to provide
this notification will
result in a violation of
the delisting variance
and a possible
revocation of the
decision.
* * * * * * *
Saturn Corporation.......... Spring Hill, Dewatered wastewater
Tennessee. treatment plant (WWTP)
sludge (EPA Hazardous
Waste No. F019)
generated at a maximum
rate of 3,000 cubic
yards per calendar year.
The sludge must be
disposed in a lined,
Subtitle D landfill with
leachate collection that
is licensed, permitted,
or otherwise authorized
to accept the delisted
WWTP sludge in
accordance with 40 CFR
part 258. The exclusion
becomes effective on
December 23, 2005.
For the exclusion to be
valid, Saturn must
implement a verification
testing program that
meets the following
conditions:
[[Page 54106]]
1. Delisting Levels: The
constituent
concentrations in an
extract of the waste
must not exceed the
following maximum
allowable concentrations
in mg/l: antimony--
0.494; arsenic--0.224;
total chromium--3.71;
lead--5.0; nickel--68;
thallium--0.211; and
zinc--673. Sample
collection and analyses,
including quality
control procedures, must
be performed using
appropriate methods. As
applicable to the method-
defined parameters of
concern, analyses
requiring the use of SW-
846 methods incorporated
by reference in 40 CFR
260.11 must be used
without substitution. As
applicable, the SW-846
methods might include
Methods 0010, 0011,
0020, 0023A, 0030, 0031,
0040, 0050, 0051, 0060,
0061, 1010B, 1020C,
1110A, 1310B, 1311,
1312, 1320, 1330A,
9010C, 9012B, 9040C,
9045D, 9060A, 9070A,
(uses EPA Method 1664,
Rev. A), 9071B, and
9095B. Methods must meet
Performance Based
Measurement System
Criteria in which the
Data Quality Objectives
are to demonstrate that
representative samples
of Saturn's sludge meet
the delisting levels in
this condition.
2. Waste Holding and
Handling:
(a) Saturn must
accumulate the hazardous
waste dewatered WWTP
sludge in accordance
with the applicable
regulations of Sec.
Sec. 262.15, 262.16,
and 262.17 of this
subchapter, and continue
to dispose of the
dewatered WWTP sludge as
hazardous waste until
the results of the first
quarterly verification
testing are available.
(b) After the first
quarterly verification
sampling event described
in Condition (3) has
been completed and the
laboratory data
demonstrates that no
constituent is present
in the sample at a level
which exceeds the
delisting levels set in
Condition (1), Saturn
can manage and dispose
of the dewatered WWTP
sludge as nonhazardous
according to all
applicable solid waste
regulations.
(c) If constituent levels
in any sample taken by
Saturn exceed any of the
delisting levels set in
Condition (1), Saturn
must do the following:
(i) Notify EPA in
accordance with
Condition (7) and
(ii) Manage and dispose
the dewatered WWTP
sludge as hazardous
waste generated under
Subtitle C of RCRA.
3. Quarterly Testing
Requirements: Upon this
exclusion becoming
final, Saturn may
perform quarterly
analytical testing by
sampling and analyzing
the dewatered WWTP
sludge as follows:
(i) Collect one
representative composite
sample (consisting of
four grab samples) of
the hazardous waste
dewatered WWTP sludge at
any time after EPA
grants the final
delisting. In addition,
collect the second,
third, and fourth
quarterly samples at
approximately ninety
(90)-day intervals after
EPA grants the final
exclusion.
(ii) Analyze the samples
for all constituents
listed in Condition (1).
Any roll-offs from which
the composite sample is
taken exceeding the
delisting levels listed
in Condition (1) must be
disposed as hazardous
waste in a Subtitle C
landfill.
(iii) Within forty-five
(45) days after taking
its first quarterly
sample, Saturn will
report its first
quarterly analytical
test data to EPA and
will include the
certification statement
required in condition
(6). If levels of
constituents measured in
the sample of the
dewatered WWTP sludge do
not exceed the levels
set forth in Condition
(1) of this exclusion,
Saturn can manage and
dispose the nonhazardous
dewatered WWTP sludge
according to all
applicable solid waste
regulations.
4. Annual Verification
Testing:
(i) If Saturn completes
the quarterly testing
specified in Condition
(3) above, and no sample
contains a constituent
with a level which
exceeds the limits set
forth in Condition (1),
Saturn may begin annual
verification testing on
an annual basis. Saturn
must collect and analyze
one sample of the WWTP
sludge on an annual
basis as follows: Saturn
must test one
representative composite
sample of the dewatered
WWTP sludge for all
constituents listed in
Condition (1) at least
once per calendar year.
(ii) The sample collected
for annual verification
testing shall be a
representative composite
sample consisting of
four grab samples that
will be collected in
accordance with the
appropriate methods
described in Condition
(1).
(iii) The sample for the
annual testing for the
second and subsequent
annual testing events
shall be collected
within the same calendar
month as the first
annual verification
sample. Saturn will
report the results of
the annual verification
testing to EPA on an
annual basis and will
include the
certification statement
required by Condition
(6).
5. Changes in Operating
Conditions: Saturn must
notify EPA in writing
when significant changes
in the manufacturing or
wastewater treatment
processes are
implemented. EPA will
determine whether these
changes will result in
additional constituents
of concern. If so, EPA
will notify Saturn in
writing that Saturn's
sludge must be managed
as hazardous waste F019
until Saturn has
demonstrated that the
wastes meet the
delisting levels set
forth in Condition (1)
and any levels
established by EPA for
the additional
constituents of concern,
and Saturn has received
written approval from
EPA. If EPA determines
that the changes do not
result in additional
constituents of concern,
EPA will notify Saturn,
in writing, that Saturn
must verify that
Saturn's sludge
continues to meet
Condition (1) delisting
levels.
6. Data Submittals:
Saturn must submit data
obtained through
verification testing at
Saturn or as required by
other conditions of this
rule to: Chief, North
Section, RCRA
Enforcement and
Compliance Branch, Waste
Management Division,
U.S. Environmental
Protection Agency Region
4, Sam Nunn Atlanta
Federal Center, 61
Forsyth Street SW,
Atlanta, Georgia 30303.
If Saturn fails to
submit the required data
within the specified
time or maintain the
required records on-site
for the specified time,
the EPA, at its
discretion, will
consider this sufficient
basis to re-open the
exclusion as described
in Condition (7). Saturn
must:
(A) Submit the data
obtained through
Condition (3) within the
time specified. The
quarterly verification
data must be submitted
to EPA in accordance
with Condition (3). The
annual verification data
and certification
statement of proper
disposal must be
submitted to EPA
annually upon the
anniversary of the
effective date of this
exclusion. All data must
be accompanied by a
signed copy of the
certification statement
in 40 CFR 260.22(i)(12).
(B) Compile, Summarize,
and Maintain Records:
Saturn must compile,
summarize, and maintain
at Saturn records of
operating conditions and
analytical data records
of analytical data from
Condition (3),
summarized, and
maintained on-site for a
minimum of five years.
Saturn must furnish
these records and data
when either the EPA or
the State of Tennessee
requests them for
inspection.
(C) Send along with all
data a signed copy of
the following
certification statement,
to attest to the truth
and accuracy of the data
submitted: ``I certify
under penalty of law
that I have personally
examined and am familiar
with the information
submitted in this
demonstration and all
attached documents, and
that, based on my
inquiry of those
individuals immediately
responsible for getting
the information, I
believe that the
submitted information is
true, accurate, and
complete. I am aware
that there are
significant penalties
for sending false
information, including
the possibility of fine
and imprisonment.''
7. Reopener.
(A) If, at any time after
disposal of the delisted
waste, Saturn possesses
or is otherwise made
aware of any data
(including but not
limited to leachate data
or groundwater
monitoring data)
relevant to the delisted
WWTP sludge at Saturn
indicating that any
constituent is at a
level in the leachate
higher than the
specified delisting
level or TCLP regulatory
level, then Saturn must
report the data, in
writing, to the Regional
Administrator within ten
(10) days of first
possessing or being made
aware of that data.
[[Page 54107]]
(B) Based upon the
information described in
Paragraph (A) and any
other information
received from any
source, the EPA Regional
Administrator will make
a preliminary
determination as to
whether the reported
information requires EPA
action to protect human
health or the
environment. Further
action may include
suspending, or revoking
the exclusion, or other
appropriate response
necessary to protect
human health and the
environment.
(C) If the Regional
Administrator determines
that the reported
information does require
EPA action, the Regional
Administrator will
notify Saturn in writing
of the actions the
Regional Administrator
believes are necessary
to protect human health
and the environment. The
notification shall
include a statement of
the proposed action and
a statement providing
Saturn with an
opportunity to present
information as to why
the proposed EPA action
is not necessary. Saturn
shall have ten (10) days
from the date of the
Regional Administrator's
notice to present the
information.
(D) Following the receipt
of information from
Saturn, or if Saturn
presents no further
information after 10
days, the Regional
Administrator will issue
a final written
determination describing
the EPA actions that are
necessary to protect
human health or the
environment. Any
required action
described in the
Regional Administrator's
determination shall
become effective
immediately, unless the
Regional Administrator
provides otherwise.
8. Notification
Requirements: Before
transporting the
delisted waste, Saturn
must provide a one-time
written notification to
any State Regulatory
Agency to which or
through which it will
transport the delisted
WWTP sludge for
disposal. The
notification will be
updated if Saturn
transports the delisted
WWTP sludge to a
different disposal
facility. Failure to
provide this
notification will result
in a violation of the
delisting variance and a
possible revocation of
the decision.
* * * * * * *
------------------------------------------------------------------------
Table 2--Wastes Excluded from Specific Sources
------------------------------------------------------------------------
Facility Address Waste description
------------------------------------------------------------------------
American Chrome & Chemical.. Corpus Christi, Dewatered sludge (the EPA
Texas. Hazardous Waste No.
K006) generated at a
maximum generation of
1450 cubic yards per
calendar year after
September 21, 2004 and
disposed in a Subtitle D
landfill. ACC must
implement a verification
program that meets the
following Paragraphs:
(1) Delisting Levels: All
leachable constituent
concentrations must not
exceed the following
levels (mg/l). The
petitioner must use the
method specified in Sec.
261.24 to measure
constituents in the
waste leachate.
Dewatered wastewater
sludge: Arsenic-0.0377;
Barium-100.0; Chromium-
5.0; Thallium-0.355;
Zinc-1130.0.
(2) Waste Holding and
Handling:
(A) ACC is a 90 day
facility and does not
have a RCRA permit,
therefore, ACC must
store the dewatered
sludge following the
requirements specified
in Sec. Sec. 262.15,
262.16, and 262.17 of
this subchapter, as
applicable, or continue
to dispose of as
hazardous all dewatered
sludge generated, until
they have completed
verification testing
described in Paragraph
(3), as appropriate, and
valid analyses show that
paragraph (1) is
satisfied.
(B) Levels of
constituents measured in
the samples of the
dewatered sludge that do
not exceed the levels
set forth in Paragraph
(1) are non-hazardous.
ACC can manage and
dispose the non-
hazardous dewatered
sludge according to all
applicable solid waste
regulations.
(C) If constituent levels
in a sample exceed any
of the delisting levels
set in Paragraph (1),
ACC must retreat the
batches of waste used to
generate the
representative sample
until it meets the
levels. ACC must repeat
the analyses of the
treated waste.
(D) If the facility does
not treat the waste or
retreat it until it
meets the delisting
levels in Paragraph (1),
ACC must manage and
dispose the waste
generated under Subtitle
C of RCRA.
(E) The dewatered sludge
must pass paint filter
test as described in SW
846, Method 9095 or
another appropriate
method found in a
reliable source before
it is allowed to leave
the facility. ACC must
maintain a record of the
actual volume of the
dewatered sludge to be
disposed of-site
according to the
requirements in
Paragraph (5).
(3) Verification Testing
Requirements: ACC must
perform sample
collection and analyses,
including quality
control procedures,
according to appropriate
methods such as those
found in SW-846 or other
reliable sources (with
the exception of
analyses requiring the
use of SW-846 methods
incorporated by
reference in 40 CFR
260.11, which must be
used without
substitution. ACC must
conduct verification
testing each time it
decides to evacuate the
tank contents. Four (4)
representative composite
samples shall be
collected from the
dewatered sludge. ACC
shall analyze the
verification samples
according to the
constituent list
specified in Paragraph
(1) and submit the
analytical results to
EPA within 10 days of
receiving the analytical
results. If the EPA
determines that the data
collected under this
Paragraph do not support
the data provided for
the petition, the
exclusion will not cover
the generated wastes.
The EPA will notify ACC
the decision in writing
within two weeks of
receiving this
information.
(4) Changes in Operating
Conditions: If ACC
significantly changes
the process described in
its petition or starts
any processes that may
or could affect the
composition or type of
waste generated as
established under
Paragraph (1) (by
illustration, but not
limitation, changes in
equipment or operating
conditions of the
treatment process), they
must notify the EPA in
writing; they may no
longer handle the wastes
generated from the new
process as nonhazardous
until the test results
of the wastes meet the
delisting levels set in
Paragraph (1) and they
have received written
approval to do so from
the EPA.
(5) Data Submittals: ACC
must submit the
information described
below. If ACC fails to
submit the required data
within the specified
time or maintain the
required records on-site
for the specified time,
the EPA, at its
discretion, will
consider this sufficient
basis to reopen the
exclusion as described
in Paragraph 6. ACC
must:
(A) Submit the data
obtained through
Paragraph 3 to the
Section Chief,
Corrective Action and
Waste Minimization
Section, Environmental
Protection Agency, 1445
Ross Avenue, Dallas,
Texas 75202-2733, Mail
Code, (6PD-C) within the
time specified.
(B) Compile records of
operating conditions and
analytical data from
Paragraph (3),
summarized, and
maintained on-site for a
minimum of five years.
(C) Furnish these records
and data when the EPA or
the State of Texas
request them for
inspection.
[[Page 54108]]
(D) Send along with all
data a signed copy of
the following
certification statement,
to attest to the truth
and accuracy of the data
submitted: Under civil
and criminal penalty of
law for the making or
submission of false or
fraudulent statements or
representations
(pursuant to the
applicable provisions of
the Federal Code, which
include, but may not be
limited to, 18 U.S.C.
1001 and 42 U.S.C.
6928), I certify that
the information
contained in or
accompanying this
document is true,
accurate and complete.
As to the (those)
identified section(s) of
this document for which
I cannot personally
verify its (their) truth
and accuracy, I certify
as the company official
having supervisory
responsibility for the
persons who, acting
under my direct
instructions, made the
verification that this
information is true,
accurate and complete.
If any of this
information is
determined by the EPA in
its sole discretion to
be false, inaccurate or
incomplete, and upon
conveyance of this fact
to the company, I
recognize and agree that
this exclusion of waste
will be void as if it
never had effect or to
the extent directed by
the EPA and that the
company will be liable
for any actions taken in
contravention of the
company's RCRA and
CERCLA obligations
premised upon the
company's reliance on
the void exclusion.
(6) Reopener:
(A) If, any time after
disposal of the delisted
waste, ACC possesses or
is otherwise made aware
of any environmental
data (including but not
limited to leachate data
or ground water
monitoring data) or any
other data relevant to
the delisted waste
indicating that any
constituent identified
for the delisting
verification testing is
at level higher than the
delisting level allowed
by the Division Director
in granting the
petition, then the
facility must report the
data, in writing, to the
Division Director within
10 days of first
possessing or being made
aware of that data.
(B) If the verification
testing of the waste
does not meet the
delisting requirements
in Paragraph 1, ACC must
report the data, in
writing, to the Division
Director within 10 days
of first possessing or
being made aware of that
data.
(C) If ACC fails to
submit the information
described in paragraphs
(5), (6)(A), or (6)(B)
or if any other
information is received
from any source, the
Division Director will
make a preliminary
determination as to
whether the reported
information requires
Agency action to protect
human health or the
environment. Further
action may include
suspending, or revoking
the exclusion, or other
appropriate response
necessary to protect
human health and the
environment.
(D) If the Division
Director determines that
the reported information
does require Agency
action, the Division
Director will notify the
facility in writing of
the actions the Division
Director believes are
necessary to protect
human health and the
environment. The notice
shall include a
statement of the
proposed action and a
statement providing the
facility with an
opportunity to present
information as to why
the proposed Agency
action is not necessary.
The facility shall have
10 days from the date of
the Division Director's
notice to present such
information.
(E) Following the receipt
of information from the
facility described in
paragraph (6)(D) or (if
no information is
presented under
paragraph (6)(D)) the
initial receipt of
information described in
paragraphs (5), (6)(A),
or (6)(B), the Division
Director will issue a
final written
determination describing
the Agency actions that
are necessary to protect
human health or the
environment. Any
required action
described in the
Division Director's
determination shall
become effective
immediately, unless the
Division Director
provides otherwise.
(7) Notification
Requirements: ACC must
do the following before
transporting the
delisted waste: Failure
to provide this
notification will result
in a violation of the
delisting petition and a
possible revocation of
the decision.
(A) Provide a one-time
written notification to
any State Regulatory
Agency to which or
through which they will
transport the delisted
waste described above
for disposal, 60 days
before beginning such
activities. If ACC
transports the excluded
waste to or manages the
waste in any state with
delisting authorization,
ACC must obtain
delisting authorization
from that state before
it can manage the waste
as nonhazardous in the
state.
(B) Update the one-time
written notification if
they ship the delisted
waste to a different
disposal facility.
(C) Failure to provide
the notification will
result in a violation of
the delisting variance
and a possible
revocation of the
exclusion.
* * * * * * *
------------------------------------------------------------------------
PART 262--STANDARDS APPLICABLE TO GENERATORS OF HAZARDOUS WASTE
0
22. The authority for part 262 continues to read as follows:
Authority: 42 U.S.C. 6906, 6912, 6922-6925, 6937, 6938 and
6939g.
0
23. Section 262.1 is amended by revising the definition of ``Condition
for exemption'' to read as follows:
Sec. 262.1 Terms used in this part.
* * * * *
Condition for exemption means any requirement in Sec. 262.14,
Sec. 262.15, Sec. 262.16, Sec. 262.17, Sec. 262.70, or subpart K or
L of this part that states an event, action, or standard that must
occur or be met in order to obtain an exemption from any applicable
requirement in parts 124, 264 through 268, and 270 of this chapter, or
from any requirement for notification under section 3010 of RCRA for
treatment storage, and disposal facilities.
* * * * *
0
24. Section 262.10 is amended by:
0
a. Revising paragraphs (a)(2) introductory text and (k);
0
b. Redesignating notes 1 and 2 following paragraph (l) as notes 1 and 2
to Sec. 262.10 appearing at the end of the section; and
0
c. Revising newly redesignated note 1 to Sec. 262.10.
The revisions read as follows:
Sec. 262.10 Purpose, scope, and applicability.
(a) * * *
(2) A generator that accumulates hazardous waste on site is a
person that stores hazardous waste; such generator is subject to the
applicable requirements of parts 124, 264 through 267, and 270 of this
chapter and section 3010 of RCRA for treatment, storage, and disposal
facilities, unless it is one of the following:
* * * * *
(k) Generators in the Commonwealth of Massachusetts may comply with
the State regulations regarding Class A recyclable materials in 310
C.M.R. 30.200, when authorized by the EPA under 40 CFR part 271, with
respect to those recyclable materials and matters covered by the
authorization, instead of complying with the hazardous waste
accumulation conditions for exemption in Sec. Sec. 262.15 through
262.17, the reporting requirements of Sec. 262.41, the storage
facility operator requirements of 40 CFR parts 264, 265, and 267, and
the permitting requirements of 40 CFR part 270. Such generators must
also comply with any other applicable requirements, including any
applicable authorized State regulations governing hazardous
[[Page 54109]]
wastes not being recycled and any applicable Federal requirements which
are being directly implemented by the EPA within Massachusetts pursuant
to the Hazardous and Solid Waste Amendments of 1984.
* * * * *
Note 1 to Sec. 262.10: The provisions of Sec. Sec. 262.15
through 262.17 are applicable to the on-site accumulation of
hazardous waste by generators. Therefore, the provisions of
Sec. Sec. 262.15 through 262.17 only apply to owners or operators
who are shipping hazardous waste which they generated at that
facility.
Note 2 to Sec. 262.10: * * *
* * * * *
0
25. Section 262.11 is amended by revising paragraphs (d) introductory
text and (g) to read as follows:
Sec. 262.11 Hazardous waste determination and recordkeeping.
* * * * *
(d) The person then must also determine whether the waste exhibits
one or more hazardous characteristics as identified in subpart C of 40
CFR part 261 by following the procedures in paragraph (d)(1) or (2) of
this section, or a combination of both. Where a waste is both listed
and exhibits a characteristic, the listed waste code is sufficient,
provided that the listed waste code addresses the constituents and/or
properties that cause the waste to exhibit the characteristic.
Otherwise, the waste codes must be identified for all applicable
listings and characteristics.
* * * * *
(g) Identifying hazardous waste numbers for small and large
quantity generators. Consistent with paragraph (d) of this section, if
the waste is determined to be hazardous, small quantity generators and
large quantity generators must identify all applicable EPA hazardous
waste numbers (EPA hazardous waste codes) in subparts C and D of part
261 of this subchapter. Prior to shipping the waste off site, the
generator also must mark its containers with all applicable EPA
hazardous waste numbers (EPA hazardous waste codes) according to Sec.
262.32.
0
26. Section 262.14 is amended by revising paragraphs (a)(3) and (4) to
read as follows:
Sec. 262.14 Conditions for exemption for a very small quantity
generator.
(a) * * *
(3) If the very small quantity generator accumulates at any time
greater than 1 kilogram (2.2 lbs) of acute hazardous waste or 100
kilograms (220 lbs) of any residue or contaminated soil, water, or
other debris resulting from the cleanup of a spill, into or on any land
or water, of any acute hazardous waste listed in Sec. 261.31 or Sec.
261.33(e) of this subchapter, all quantities of that acute hazardous
waste are subject to the following additional conditions for exemption
and independent requirements:
(i) Such waste is held on site for no more than 90 days beginning
on the date when the accumulated wastes exceed the amounts provided in
paragraph (a)(3) of this section;
(ii) The conditions for exemption in Sec. 262.17(a) through (g);
(iii) Notification as a ``very small quantity generator'' under
Sec. 262.18(a) through (c);
(iv) Preparation and use of the manifest in subpart B of this part;
(v) Pre-transport requirements in subpart C of this part;
(vi) Recordkeeping and reporting requirements in subpart D of this
part; and
(vii) Requirements for transboundary movements of hazardous wastes
in subpart H of this part.
(4) If the very small quantity generator accumulates at any time
1,000 kilograms (2,200 lbs) or greater of non-acute hazardous waste,
all quantities of that hazardous waste are subject to the following
additional conditions for exemption and independent requirements:
(i) Such waste is held on site for no more than 180 days, or 270
days, if applicable, beginning on the date when the accumulated waste
exceed the amounts provided in paragraph (a)(4) of this section;
(ii) The quantity of waste accumulated on site never exceeds 6,000
kilograms (13,200 lbs);
(iii) The conditions for exemption in Sec. 262.16(b)(2) through
(f);
(iv) Notification as a ``very small quantity generator'' under
Sec. 262.18(a) through (c);
(v) Preparation and use of the manifest in subpart B of this part;
(vi) Pre-transport requirements in subpart C of this part;
(vii) Recordkeeping and reporting requirements in subpart D of this
part; and
(viii) Requirements for transboundary movements of hazardous wastes
in subpart H of this part.
* * * * *
0
27. Section 262.16 is amended by revising the introductory text and
paragraphs (b) introductory text, (b)(1), (b)(5) introductory text, and
(b)(8)(iv)(A) and (B) to read as follows:
Sec. 262.16 Conditions for exemption for a small quantity generator
that accumulates hazardous waste.
A small quantity generator may accumulate hazardous waste on site
without a permit or interim status, and without complying with the
requirements of parts 124, 264 through 267, and 270 of this chapter, or
the notification requirements of section 3010 of RCRA for treatment,
storage, and disposal facilities, provided that all the conditions for
exemption listed in this section are met:
* * * * *
(b) Accumulation. The generator accumulates hazardous waste on site
for no more than 180 days, unless in compliance with the conditions for
exemption for longer accumulation in paragraphs (c), (d), and (e) of
this section. The following accumulation conditions also apply:
(1) Accumulation limit. The quantity of acute hazardous waste
accumulated on site never exceeds 1 kilogram (2.2 pounds) and the
quantity of non-acute hazardous waste accumulated on site never exceeds
6,000 kilograms (13,200 pounds);
* * * * *
(5) Accumulation of hazardous waste in containment buildings. If
the waste is placed in containment buildings, the small quantity
generator must comply with 40 CFR part 265 subpart DD. The generator
must label its containment buildings with the words ``Hazardous Waste''
in a conspicuous place easily visible to employees, visitors, emergency
responders, waste handlers, or other persons on site and also in a
conspicuous place provide an indication of the hazards of the contents
(examples include, but are not limited to, the applicable hazardous
waste characteristic(s) (i.e., ignitable, corrosive, reactive, toxic);
hazard communication consistent with the Department of Transportation
requirements at 49 CFR part 172, subpart E (labeling) or subpart F
(placarding); a hazard statement or pictogram consistent with the
Occupational Safety and Health Administration Hazard Communication
Standard at 29 CFR 1910.1200; or a chemical hazard label consistent
with the National Fire Protection Association code 704). The generator
must also maintain:
* * * * *
(8) * * *
(iv) * * *
(A) Whenever hazardous waste is being poured, mixed, spread, or
otherwise handled, all personnel involved in the operation must have
[[Page 54110]]
immediate access (e.g., direct or unimpeded access) to an internal
alarm or emergency communication device, either directly or through
visual or voice contact with another employee, unless such a device is
not required under paragraph (b)(8)(ii) of this section.
(B) In the event there is just one employee on the premises while
the facility is operating, the employee must have immediate access
(e.g., direct or unimpeded access) to a device, such as a telephone
(immediately available at the scene of operation) or a hand-held two-
way radio, capable of summoning external emergency assistance, unless
such a device is not required under paragraph (b)(8)(ii) of this
section.
* * * * *
0
28. Section 262.17 is amended by revising the introductory text and
paragraphs (a)(2), (a)(7)(i)(A), (a)(8)(i) introductory text,
(a)(8)(i)(A), (a)(8)(iii)(A)(4), (b), (c) introductory text, (d), (e),
and (f) introductory text to read as follows:
Sec. 262.17 Conditions for exemption for a large quantity generator
that accumulates hazardous waste.
A large quantity generator may accumulate hazardous waste on site
without a permit or interim status, and without complying with the
requirements of parts 124, 264 through 267, and 270 of this chapter, or
the notification requirements of section 3010 of RCRA for treatment,
storage, and disposal facilities, provided that all of the following
conditions for exemption are met:
* * * * *
(a) * * *
(2) Accumulation of hazardous waste in tanks. If the waste is
placed in tanks, the large quantity generator must comply with the
applicable requirements of subpart J (except Sec. Sec. 265.197(c) and
265.200 of this subchapter) as well as the applicable requirements of
40 CFR part 265, subparts AA through CC.
* * * * *
(7) * * *
(i)(A) Facility personnel must successfully complete a program of
classroom instruction, online training (e.g., computer-based or
electronic), or on-the-job training that teaches them to perform their
duties in a way that ensures compliance with this part. The large
quantity generator must ensure that this program includes all the
elements described in the document required under paragraph
(a)(7)(iv)(C) of this section.
* * * * *
(8) * * *
(i) Notification for closure of a waste accumulation unit. A large
quantity generator must perform one of the following when closing a
waste accumulation unit but not undergoing final closure:
(A) Place a notice in the operating record within 30 days after
closure of a unit that identifies the location of the waste
accumulation unit being closed within the facility; or
* * * * *
(iii) * * *
(A) * * *
(4) If the generator demonstrates that any contaminated soils and
wastes cannot be practicably removed or decontaminated as required in
paragraph (a)(8)(iii)(A)(2) of this section, then the waste
accumulation unit is considered to be a landfill and the generator must
close the waste accumulation unit and perform post-closure care in
accordance with the closure and post-closure care requirements that
apply to landfills (Sec. 265.310 of this subchapter). In addition, for
the purposes of closure, post-closure, and financial responsibility,
such a waste accumulation unit is then considered to be a landfill, and
the generator must meet all of the requirements for landfills specified
in 40 CFR part 265, subparts G and H.
* * * * *
(b) Accumulation time limit extension. A large quantity generator
who accumulates hazardous waste for more than 90 days is subject to the
requirements of 40 CFR parts 124, 264 through 268, and part 270 of this
chapter, and the notification requirements of section 3010 of RCRA for
treatment, storage, and disposal facilities, unless it has been granted
an extension to the 90-day period. Such extension may be granted by EPA
if hazardous wastes must remain on site for longer than 90 days due to
unforeseen, temporary, and uncontrollable circumstances. An extension
of up to 30 days may be granted at the discretion of the Regional
Administrator on a case-by-case basis.
(c) Accumulation of F006. A large quantity generator who also
generates wastewater treatment sludges from electroplating operations
that meet the listing description for the EPA hazardous waste number
F006, may accumulate F006 waste on site for more than 90 days, but not
more than 180 days without being subject to parts 124, 264 through 267,
and 270 of this chapter, and the notification requirements of section
3010 of RCRA for treatment, storage, and disposal facilities, provided
that it complies with all of the following additional conditions for
exemption:
* * * * *
(d) F006 transported over 200 miles. A large quantity generator who
also generates wastewater treatment sludges from electroplating
operations that meet the listing description for the EPA hazardous
waste number F006, and who must transport this waste, or offer this
waste for transportation, over a distance of 200 miles or more for off-
site metals recovery, may accumulate F006 waste on site for more than
90 days, but not more than 270 days without being subject to parts 124,
264 through 267, and 270 of this chapter, and the notification
requirements of section 3010 of RCRA for treatment, storage, and
disposal facilities, if the large quantity generator complies with all
of the conditions for exemption of paragraphs (c)(1) through (4) of
this section.
(e) F006 accumulation time extension. A large quantity generator
accumulating F006 in accordance with paragraphs (c) and (d) of this
section who accumulates F006 waste on site for more than 180 days (or
for more than 270 days if the generator must transport this waste, or
offer this waste for transportation, over a distance of 200 miles or
more), or who accumulates more than 20,000 kilograms of F006 waste on
site is an operator of a storage facility and is subject to the
requirements of 40 CFR parts 124, 264, 265, 267, and 270, and the
notification requirements of section 3010 of RCRA for treatment,
storage, and disposal facilities, unless the generator has been granted
an extension to the 180-day (or 270-day if applicable) period or an
exception to the 20,000 kilogram accumulation limit. Such extensions
and exceptions may be granted by EPA if F006 waste must remain on site
for longer than 180 days (or 270 days if applicable) or if more than
20,000 kilograms of F006 waste must remain on site due to unforeseen,
temporary, and uncontrollable circumstances. An extension of up to 30
days or an exception to the accumulation limit may be granted at the
discretion of the Regional Administrator on a case-by-case basis.
(f) Consolidation of hazardous waste received from very small
quantity generators. Large quantity generators may accumulate on site
hazardous waste received from very small quantity generators under
control of the same person (as defined in Sec. 260.10 of this
subchapter), without a storage permit or interim status and without
complying with the requirements of parts 124, 264
[[Page 54111]]
through 268, and 270 of this chapter, and the notification requirements
of section 3010 of RCRA for treatment, storage, and disposal
facilities, provided that they comply with the following conditions.
``Control,'' for the purposes of this section, means the power to
direct the policies of the generator, whether by the ownership of
stock, voting rights, or otherwise, except that contractors who operate
generator facilities on behalf of a different person shall not be
deemed to ``control'' such generators.
* * * * *
Subpart D [Amended]
0
29. Section 262.42 is amended by revising paragraphs (a)(1), (a)(2)
introductory text, (b) (and the note following (b)) to read as follows:
Sec. 262.42 Exception reporting.
* * * * *
(a)(1) A large quantity generator who does not receive a copy of
the manifest with the handwritten signature of the owner or operator of
the designated facility within 35 days of the date the waste was
accepted by the initial transporter must contact the transporter and/or
the owner or operator of the designated facility to determine the
status of the hazardous waste.
(2) A large quantity generator must submit an Exception Report to
the EPA Regional Administrator for the Region in which the generator is
located if he has not received a copy of the manifest with the
handwritten signature of the owner or operator of the designated
facility within 45 days of the date the waste was accepted by the
initial transporter. The Exception Report must include:
* * * * *
(b) A small quantity generator of hazardous waste who does not
receive a copy of the manifest with the handwritten signature of the
owner or operator of the designated facility within 60 days of the date
the waste was accepted by the initial transporter must submit a legible
copy of the manifest, with some indication that the generator has not
received confirmation of delivery, to the EPA Regional Administrator
for the Region in which the generator is located.
Note 1 to paragraph (b): The submission to EPA need only be a
handwritten or typed note on the manifest itself, or on an attached
sheet of paper, stating that the return copy was not received.
* * * * *
0
30. Section 262.82 is amended by revising paragraph (e)(2) to read as
follows:
Sec. 262.82 General conditions.
* * * * *
(e) * * *
(2) For hand-delivery, the Office of Land and Emergency Management,
Office of Resource Conservation and Recovery, Materials Recovery and
Waste Management Division, International Branch (Mail Code 2255T),
Environmental Protection Agency, William Jefferson Clinton West
Building, Room 1329, 1301 Constitution Ave. NW, Washington, DC 20004.
0
31. Section 262.200 is amended by revising the definition of ``Trained
professional'' to read as follows:
Sec. 262.200 Definitions for this subpart.
* * * * *
Trained professional means a person who has completed the
applicable RCRA training requirements of Sec. 262.17(a)(7) for large
quantity generators, or is knowledgeable about normal operations and
emergencies in accordance with Sec. 262.16(b)(9)(iii) for small
quantity generators and for very small quantity generators that opt
into subpart K of this part. A trained professional may be an employee
of the eligible academic entity or may be a contractor or vendor who
meets the requisite training requirements.
* * * * *
0
32. Section 262.212 is amended by revising paragraph (e)(3) to read as
follows:
Sec. 262.212 Making the hazardous waste determination at an on-site
interim status or permitted treatment, storage, or disposal facility.
* * * * *
(e) * * *
(3) Count the hazardous waste toward the eligible academic entity's
generator status, pursuant to Sec. 262.13 in the calendar month that
the hazardous waste determination was made, and
* * * * *
0
33. Section 262.213 is amended by revising paragraph (a)(1) to read as
follows:
Sec. 262.213 Laboratory clean-outs.
(a) * * *
(1) If the volume of unwanted material in the laboratory exceeds 55
gallons (or 1 quart of liquid reactive acutely hazardous unwanted
material, or 1 kg of solid reactive acutely hazardous unwanted
material), the eligible academic entity is not required to remove all
unwanted materials from the laboratory within 10 calendar days of
exceeding 55 gallons (or 1 quart of liquid reactive acutely hazardous
unwanted material, or 1 kg of solid reactive acutely hazardous unwanted
material), as required by Sec. 262.208. Instead, the eligible academic
entity must remove all unwanted materials from the laboratory within 30
calendar days from the start of the laboratory clean-out; and
* * * * *
0
34. Section 262.232 is amended by revising the paragraphs (a)(5),
(b)(4) introductory text, (b)(4)(ii)(C), and (b)(6)(iv) to read as
follows:
Sec. 262.232 Conditions for a generator managing hazardous waste from
an episodic event.
(a) * * *
(5) The very small quantity generator must comply with the
hazardous waste manifest provisions of subpart B of this part and the
recordkeeping provisions for small quantity generators in Sec. 262.44
when it sends its episodic event hazardous waste off site to a
designated facility, as defined in Sec. 260.10 of this subchapter.
* * * * *
(b) * * *
(4) Accumulation by small quantity generators. A small quantity
generator is prohibited from accumulating hazardous wastes generated
from an episodic event on drip pads and in containment buildings. When
accumulating hazardous waste generated from an episodic event in
containers and tanks, the following conditions apply:
* * * * *
(ii) * * *
(C) Use inventory logs, monitoring equipment or other records to
identify the date upon which each episodic event begins; and
* * * * *
(6) * * *
(iv) A description of how the hazardous waste was managed as well
as the name of the RCRA-designated facility (as defined by Sec. 260.10
of this subchapter) that received the hazardous waste;
* * * * *
PART 264--STANDARDS FOR OWNERS AND OPERATORS OF HAZARDOUS WASTE
TREATMENT, STORAGE, AND DISPOSAL FACILITIES
0
35. The authority for part 264 continues to read as follows:
Authority: 42 U.S.C. 6905, 6912(a), 6924, 6925, and 6939g.
[[Page 54112]]
0
36. Section 264.1 is amended by revising paragraph (g)(3) and by
removing and reserving paragraph (g)(12).
The revision reads as follows:
Sec. 264.1 Purpose, scope, and applicability.
* * * * *
(g) * * *
(3) A generator accumulating waste on site in compliance with Sec.
262.14, Sec. 262.15, Sec. 262.16, Sec. 262.17, or subpart K or L of
part 262 of this subchapter.
* * * * *
Sec. 264.15 [Amended]
0
37. Section 264.15 is amended by removing paragraph (b)(5).
0
38. Section 264.72 is amended by revising paragraph (a)(3) to read as
follows:
Sec. 264.72 Manifest discrepancies.
(a) * * *
(3) Container residues, which are residues that exceed the quantity
limits for ``empty'' containers set forth in 40 CFR 261.7(b) and
266.507.
* * * * *
0
39. Section 264.1030 is amended by revising paragraph (b)(3) to read as
follows:
Sec. 264.1030 Applicability.
* * * * *
(b) * * *
(3) A unit that is exempt from permitting under the provisions of
40 CFR 262.17 (i.e., a ``90-day'' tank or container) and is not a
recycling unit under the provisions of 40 CFR 261.6.
* * * * *
0
40. Section 264.1050 is amended by revising paragraph (b)(2) to read as
follows:
Sec. 264.1050 Applicability.
* * * * *
(b) * * *
(2) A unit (including a hazardous waste recycling unit) that is not
exempt from permitting under the provisions of 40 CFR 262.17 (i.e., a
hazardous waste recycling unit that is not a ``90-day'' tank or
container) and that is located at a hazardous waste management facility
otherwise subject to the permitting requirements of 40 CFR part 270; or
* * * * *
PART 265--INTERIM STATUS STANDARDS FOR OWNERS AND OPERATORS OF
HAZARDOUS WASTE TREATMENT, STORAGE, AND DISPOSAL FACILITIES
0
41. The authority for part 265 continues to read as follows:
Authority: 42 U.S.C. 6905, 6906, 6912, 6922, 6923, 6924, 6925,
6935, 6936, 6937, and 6939g.
Sec. 265.1 [Amended]
0
42. Section 265.1 is amended by removing and reserving paragraph
(c)(15).
Sec. 265.71 [Amended]
0
43. Section 265.71 is amended by removing the undesignated ``Comment''
paragraph following paragraph (c).
0
44. Section 265.72 is amended by revising paragraph (a)(3) to read as
follows:
Sec. 265.72 Manifest discrepancies.
(a) * * *
(3) Container residues, which are residues that exceed the quantity
limits for ``empty'' containers set forth in 40 CFR 261.7(b) and
266.507.
* * * * *
PART 266--STANDARDS FOR THE MANAGEMENT OF SPECIFIC HAZARDOUS WASTES
AND SPECIFIC TYPES OF HAZARDOUS WASTE MANAGEMENT FACILITIES
0
45. The authority for part 266 continues to read as follows:
Authority: 42 U.S.C. 1006, 2002(a), 3001-3009, 3014, 3017,
6905, 6906, 6912, 6921, 6922, 6924-6927, 6934, and 6937.
0
46. Section 266.100 is amended by revising paragraph (c)(3) to read as
follows:
Sec. 266.100 Applicability.
* * * * *
(c) * * *
(3) Hazardous wastes that are exempt from regulation under
Sec. Sec. 261.4 and 261.6(a)(3)(iii) and (iv) of this subchapter, and
hazardous wastes that are subject to the conditions for exemption for
very small quantity generators under Sec. 262.14 of this subchapter;
and
* * * * *
0
47. Section 266.108 is amended by redesignating the note following
paragraph (c) as note 1 to Sec. 266.108(c) and revising it to read as
follows:
Sec. 266.108 Small quantity on-site burner exemption.
* * * * *
(c) * * *
Note 1 to paragraph (c): Hazardous wastes that are subject to
the conditions for exemption for very small quantity generators
under Sec. 262.14 of this subchapter may be burned in an off-site
device under the exemption provided by this section but must be
included in the quantity determination for the exemption.
* * * * *
0
48. Section 266.501 is amended by revising paragraph (d)(2) to read as
follows:
Sec. 266.501 Applicability.
* * * * *
(d) * * *
(2) Sections 266.502(a), 266.503, 266.505 through 266.507, and
266.509 with respect to the management of potentially creditable
hazardous waste pharmaceuticals that are prescription pharmaceuticals
and are destined for a reverse distributor.
* * * * *
0
49. Section 266.502 is amended by revising paragraphs (d)(4), (h)
introductory text, (h)(3) and (4), (i)(2)(i)(A) introductory text, and
(i)(2)(ii)(A) introductory text to read as follows:
Sec. 266.502 Standards for healthcare facilities managing non-
creditable hazardous waste pharmaceuticals.
* * * * *
(d) * * *
(4) A healthcare facility may accumulate non-creditable hazardous
waste pharmaceuticals and non-hazardous non-creditable waste
pharmaceuticals in the same container, except that non-creditable
hazardous waste pharmaceuticals prohibited from being combusted because
of the dilution prohibition of Sec. 268.3(c) of this subchapter (i.e.,
metal-bearing waste codes listed in appendix XI of part 268 of this
subchapter, unless one or more criteria in Sec. 268.3(c)(1) through
(6) are met), or because it is prohibited from being lab packed due to
Sec. 268.42(c) (i.e., waste codes listed in appendix IV of part 268),
must be accumulated in separate containers, and labeled with all
applicable EPA hazardous waste numbers (i.e., hazardous waste codes).
* * * * *
(h) Procedures for healthcare facilities for managing rejected
shipments of non-creditable hazardous waste pharmaceuticals. A
healthcare facility that sends a shipment of non-creditable hazardous
waste pharmaceuticals to a designated facility with the understanding
that the designated facility can accept and manage the waste, and later
receives that shipment back as a rejected load in accordance with the
manifest discrepancy provisions of Sec. 264.72 or Sec. 265.72 of this
subchapter may accumulate the rejected non-creditable hazardous waste
pharmaceuticals on site for up to an additional 90 calendar days
provided
[[Page 54113]]
the rejected shipment is managed in accordance with paragraphs (d) and
(e) of this section. Upon receipt of the rejected shipment, the
healthcare facility must:
* * * * *
(3) Within 30 calendar days of receipt of the rejected shipment,
send a copy of the manifest to the designated facility that returned
the shipment to the healthcare facility; and
(4) Within 90 calendar days of receipt of the rejected shipment,
transport or offer for transport the returned shipment in accordance
with the shipping standards of Sec. 266.508(a).
(i) * * *
(2) * * *
(i) * * *
(A) If a healthcare facility does not receive a copy of the
manifest with the signature of the owner or operator of the designated
facility within 60 calendar days of the date the non-creditable
hazardous waste pharmaceuticals were accepted by the initial
transporter, the healthcare facility must submit:
* * * * *
(ii) * * *
(A) If a healthcare facility does not receive a copy of the
manifest for a rejected shipment of the non-creditable hazardous waste
pharmaceuticals that is forwarded by the designated facility to an
alternate facility (using appropriate manifest procedures), with the
signature of the owner or operator of the alternate facility, within 60
calendar days of the date the non-creditable hazardous waste was
accepted by the initial transporter forwarding the shipment of non-
creditable hazardous waste pharmaceuticals from the designated facility
to the alternate facility, the healthcare facility must submit:
* * * * *
0
50. Section 266.503 is amended by revising paragraph (b)(1) to read as
follows:
Sec. 266.503 Standards for healthcare facilities managing potentially
creditable hazardous waste pharmaceuticals.
* * * * *
(b) * * *
(1) Is under the control of the same person (as defined in Sec.
260.10 of this subchapter) as the very small quantity generator
healthcare facility that is sending the potentially creditable
hazardous waste pharmaceuticals off site (``control,'' for the purposes
of this section, means the power to direct the policies of the
healthcare facility, whether by the ownership of stock, voting rights,
or otherwise, except that contractors who operate healthcare facilities
on behalf of a different person as defined in Sec. 260.10 of this
subchapter shall not be deemed to ``control'' such healthcare
facilities) or has a contractual or other documented business
relationship whereby the receiving healthcare facility supplies
pharmaceuticals to the very small quantity generator healthcare
facility;
* * * * *
0
51. Section 266.504 is amended by revising the section heading and
paragraph (b) introductory text to read as follows:
Sec. 266.504 Healthcare facilities that are very small quantity
generators for both hazardous waste pharmaceuticals and non-
pharmaceutical hazardous waste that are not operating under this
subpart.
* * * * *
(b) Off-site collection of hazardous waste pharmaceuticals
generated by a healthcare facility that is a very small quantity
generator. A healthcare facility that is a very small quantity
generator for both hazardous waste pharmaceuticals and non-
pharmaceutical hazardous waste may send its hazardous waste
pharmaceuticals off site to another generator, provided:
* * * * *
0
52. Section 266.505 is revised to read as follows:
Sec. 266.505 Prohibition on sewering hazardous waste pharmaceuticals.
All healthcare facilities--including very small quantity generators
operating under Sec. 262.14 of this subchapter in lieu of this
subpart--and reverse distributors are prohibited from discharging
hazardous waste pharmaceuticals to a sewer system that passes through
to a publicly-owned treatment works. Healthcare facilities and reverse
distributors remain subject to the prohibitions in 40 CFR 403.5(b).
0
53. Section 266.506 is amended by revising the section heading and
paragraphs (a)(2) and (b)(3)(iii) and (iv) to read as follows:
Sec. 266.506 Conditional exemption for hazardous waste
pharmaceuticals that are also controlled substances and household waste
pharmaceuticals collected by an authorized collector.
(a) * * *
(2) Household waste pharmaceuticals that are collected by an
authorized collector (as defined by the Drug Enforcement
Administration) registered with the Drug Enforcement Administration
that commingles the household waste pharmaceuticals with controlled
substances from an ultimate user (as defined by the Drug Enforcement
Administration).
(b) * * *
(3) * * *
(iii) A permitted hospital, medical and infectious waste
incinerator, subject to 40 CFR part 62, subpart HHH, or applicable
state plan for existing hospital, medical and infectious waste
incinerators, or 40 CFR part 60, subpart Ec, for new hospital, medical
and infectious waste incinerators; or
(iv) A permitted commercial and industrial solid waste incinerator,
subject to 40 CFR part 62, subpart III, or applicable state plan for
existing commercial and industrial solid waste incinerators, or 40 CFR
part 60, subpart CCCC, for new commercial and industrial solid waste
incinerators; or
* * * * *
0
54. Section 266.507 is amended by revising paragraphs (b), (c), and (d)
to read as follows:
Sec. 266.507 Residues of hazardous waste pharmaceuticals in empty
containers.
* * * * *
(b) Syringes. A syringe is considered empty and the residues are
not regulated as hazardous waste under this subpart provided the
contents have been removed by fully depressing the plunger of the
syringe. At healthcare facilities operating under this subpart, if a
syringe is not empty, the syringe must be placed with its remaining
hazardous waste pharmaceuticals into a container that is managed and
disposed of as a non-creditable hazardous waste pharmaceutical under
this subpart and any applicable federal, state, and local requirements
for sharps containers and medical waste.
(c) Intravenous (IV) bags. An IV bag is considered empty and the
residues are not regulated as hazardous waste provided the
pharmaceuticals in the IV bag have been fully administered to a
patient, or if the IV bag held non-acute hazardous waste
pharmaceuticals and is empty as defined in Sec. 261.7(b)(1) of this
subchapter. At healthcare facilities operating under this subpart, if
an IV bag is not empty, the IV bag must be placed with its remaining
hazardous waste pharmaceuticals into a container that is managed and
disposed of as a non-creditable hazardous waste pharmaceutical under
this subpart.
(d) Other containers, including delivery devices. At healthcare
facilities operating under this subpart, hazardous waste
pharmaceuticals remaining in all other types of unused, partially
administered, or fully administered containers must be managed as non-
creditable hazardous waste pharmaceuticals under this subpart, unless
the container held non-acute
[[Page 54114]]
hazardous waste pharmaceuticals and is empty as defined in Sec.
261.7(b)(1) or (2) of this subchapter. This includes, but is not
limited to, residues in inhalers, aerosol cans, nebulizers, tubes of
ointments, gels, or creams.
0
55. Section 266.508 is amended by revising paragraphs (a)(1)(iii)(C)
and (a)(2)(i) and (ii) to read as follows:
Sec. 266.508 Shipping non-creditable hazardous waste pharmaceuticals
from a healthcare facility of evaluated hazardous waste pharmaceuticals
from a reverse distributor.
(a) * * *
(1) * * *
(iii) * * *
(C) Lab packs that will be incinerated in compliance with Sec.
268.42(c) of this subchapter are not required to be marked with EPA
hazardous waste numbers (i.e., hazardous waste codes), except D004,
D005, D006, D007, D008, D010, and D011, where applicable. A nationally
recognized electronic system, such as bar coding or radio frequency
identification tag, may be used to identify the applicable EPA
hazardous waste numbers (i.e., hazardous waste codes).
* * * * *
(2) * * *
(i) A healthcare facility shipping non-creditable hazardous waste
pharmaceuticals is not required to list all applicable EPA hazardous
waste numbers (i.e., hazardous waste codes) in Item 13 of EPA Form
8700-22.
(ii) A healthcare facility shipping non-creditable hazardous waste
pharmaceuticals must write the word ``PHRM'' or ``PHARMS'' in Item 13
of EPA Form 8700-22. A healthcare facility may also include the
applicable EPA hazardous waste numbers (i.e., hazardous waste codes) in
Item 13 of EPA Form 8700-22.
* * * * *
0
56. Section 266.510 is amended by revising paragraphs (a)(9)(i)(C),
(b)(1) and (2), (c)(2), (c)(4)(vi), (c)(5), (c)(7) introductory text,
(c)(7)(iii) and (iv), (c)(9)(ii)(A)(1), (c)(9)(ii)(A)(2) introductory
text, (c)(9)(ii)(B)(1), (c)(9)(ii)(B)(2) introductory text, and
(c)(9)(ii)(B)(2)(i) to read as follows:
Sec. 266.510 Standards for the management of potentially creditable
hazardous waste pharmaceuticals and evaluated hazardous waste
pharmaceuticals at reverse distributors.
* * * * *
(a) * * *
(9) * * *
(i) * * *
(C) The EPA identification number, name, and address of the
healthcare facility (or other entity) that shipped the unauthorized
waste, if available;
* * * * *
(b) * * *
(1) A reverse distributor that receives potentially creditable
hazardous waste pharmaceuticals from a healthcare facility must send
those potentially creditable hazardous waste pharmaceuticals to another
reverse distributor within 180 calendar days after the potentially
creditable hazardous waste pharmaceuticals have been evaluated or
follow paragraph (c) of this section for evaluated hazardous waste
pharmaceuticals.
(2) A reverse distributor that receives potentially creditable
hazardous waste pharmaceuticals from another reverse distributor must
send those potentially creditable hazardous waste pharmaceuticals to a
reverse distributor that is a pharmaceutical manufacturer within 180
calendar days after the potentially creditable hazardous waste
pharmaceuticals have been evaluated or follow paragraph (c) of this
section for evaluated hazardous waste pharmaceuticals.
* * * * *
(c) * * *
(2) Inspections of on-site accumulation area. A reverse distributor
must inspect its on-site accumulation area at least once every seven
calendar days, looking at containers for leaks and for deterioration
caused by corrosion or other factors, as well as for signs of
diversion.
* * * * *
(4) * * *
(vi) Accumulate evaluated hazardous waste pharmaceuticals that are
prohibited from being combusted because of the dilution prohibition of
Sec. 268.3(c) of this subchapter (i.e., metal-bearing waste codes
listed in appendix XI of part 268 of this subchapter, unless one or
more criteria in Sec. 268.3(c)(1) through (6) are met), or because it
is prohibited from being lab packed due to Sec. 268.42(c) of this
subchapter (i.e., waste codes listed in appendix IV of part 268 of this
subchapter), in separate containers from other evaluated hazardous
waste pharmaceuticals at the reverse distributor.
(5) Hazardous waste numbers. Prior to shipping evaluated hazardous
waste pharmaceuticals off site, all containers must be marked with the
applicable EPA hazardous waste numbers (i.e., hazardous waste codes),
except as provided in Sec. 266.508(a)(1)(iii)(C). A nationally
recognized electronic system, such as bar coding or radio frequency
identification tag, may be used to identify the applicable EPA
hazardous waste numbers (i.e., hazardous waste codes).
* * * * *
(7) Procedures for a reverse distributor for managing rejected
shipments. A reverse distributor that sends a shipment of evaluated
hazardous waste pharmaceuticals to a designated facility with the
understanding that the designated facility can accept and manage the
waste, and later receives that shipment back as a rejected load in
accordance with the manifest discrepancy provisions of Sec. 264.72 or
Sec. 265.72 of this subchapter, may accumulate the rejected evaluated
hazardous waste pharmaceuticals on site for up to an additional 90
calendar days in the on-site accumulation area provided the rejected
shipment is managed in accordance with paragraphs (a) and (c) of this
section. Upon receipt of the rejected shipment, the reverse distributor
must:
* * * * *
(iii) Within 30 calendar days of receipt of the rejected shipment
of the evaluated hazardous waste pharmaceuticals, send a copy of the
manifest to the designated facility that returned the shipment to the
reverse distributor; and
(iv) Within 90 calendar days of receipt of the rejected shipment,
transport or offer for transport the returned shipment of evaluated
hazardous waste pharmaceuticals in accordance with the applicable
shipping standards of Sec. 266.508(a) or (b).
* * * * *
(9) * * *
(ii) * * *
(A) * * *
(1) If a reverse distributor does not receive a copy of the
manifest with the signature of the owner or operator of the designated
facility within 35 calendar days of the date the evaluated hazardous
waste pharmaceuticals were accepted by the initial transporter, the
reverse distributor must contact the transporter or the owner or
operator of the designated facility to determine the status of the
evaluated hazardous waste pharmaceuticals.
(2) A reverse distributor must submit an exception report to the
EPA Regional Administrator for the Region in which the reverse
distributor is located if it has not received a copy of the manifest
with the signature of the owner or operator of the designated facility
within 45 calendar days of the date the evaluated hazardous waste
pharmaceutical was accepted by the initial transporter. The exception
report must include:
* * * * *
(B) * * *
[[Page 54115]]
(1) A reverse distributor that does not receive a copy of the
manifest with the signature of the owner or operator of the alternate
facility within 35 calendar days of the date the evaluated hazardous
waste pharmaceuticals were accepted by the initial transporter must
contact the transporter or the owner or operator of the alternate
facility to determine the status of the hazardous waste. The 35-day
timeframe begins the date the evaluated hazardous waste pharmaceuticals
are accepted by the transporter forwarding the hazardous waste shipment
from the designated facility to the alternate facility.
(2) A reverse distributor must submit an Exception Report to the
EPA Regional Administrator for the Region in which the reverse
distributor is located if it has not received a copy of the manifest
with the signature of the owner or operator of the alternate facility
within 45 calendar days of the date the evaluated hazardous waste
pharmaceuticals were accepted by the initial transporter. The 45-day
timeframe begins the date the evaluated hazardous waste pharmaceuticals
are accepted by the transporter forwarding the hazardous waste
pharmaceutical shipment from the designated facility to the alternate
facility. The Exception Report must include:
(i) A legible copy of the manifest for which the reverse
distributor does not have confirmation of delivery; and
* * * * *
PART 270--EPA ADMINISTERED PERMIT PROGRAMS: THE HAZARDOUS WASTE
PERMIT PROGRAM
0
57. The authority for part 270 continues to read as follows:
Authority: 42 U.S.C. 6905, 6912, 6924, 6925, 6927, 6939, and
6974.
Sec. 270.1 [Amended]
0
58. Section 270.1 is amended by removing and reserving paragraph
(c)(2)(ix).
PART 271--REQUIREMENTS FOR AUTHORIZATION OF STATE HAZARDOUS WASTE
PROGRAMS
0
59. The authority for part 271 continues to read as follows:
Authority: 42 U.S.C. 6905, 6912(a), 6926, and 6939g.
0
60. In Sec. 271.1, table 1 is amended by adding an entry for
``February 22, 2019'' in chronological order to read as follows:
Sec. 271.1 Purpose and scope.
* * * * *
Table 1--Regulations Implementing the Hazardous and Solid Waste Amendments of 1984
----------------------------------------------------------------------------------------------------------------
Title of regulation
Promulgation date reference Federal Register Effective date
----------------------------------------------------------------------------------------------------------------
* * * * * * *
February 22, 2019............. Management Standards 84 FR 5816.................. August 21, 2019.
for Hazardous Waste
Pharmaceuticals and
Amendment to the
P075 Listing for
Nicotine: Sec.
266.505.
----------------------------------------------------------------------------------------------------------------
* * * * *
0
61. Section 271.10 is amended by revising paragraph (c) to read as
follows:
Sec. 271.10 Requirements for generators of hazardous wastes.
* * * * *
(c) The State program must require that generators who accumulate
hazardous wastes for short periods of time comply with requirements
that are equivalent to the requirements for accumulating hazardous
wastes for short periods of time under 40 CFR 262.15, 262.16, or
262.17.
* * * * *
PART 441--DENTAL OFFICE POINT SOURCE CATEGORY
0
62. The authority for part 441 continues to read as follows:
Authority: 33 U.S.C. 1251, 1311, 1314, 1316, 1317, 1318, 1342,
and 1361. 42 U.S.C. 13101-13103.
0
63. Section 441.50 is amended by revising paragraph (b)(3) to read as
follows:
Sec. 441.50 Reporting and recordkeeping requirements.
* * * * *
(b) * * *
(3) Documentation of all dates that collected dental amalgam is
picked up or shipped for proper disposal in accordance with 40 CFR
262.14(a)(5), and the name of the permitted or licensed treatment,
storage or disposal facility receiving the amalgam retaining
containers.
* * * * *
[FR Doc. 2023-14731 Filed 8-8-23; 8:45 am]
BILLING CODE 6560-50-P