Airworthiness Directives; Pratt & Whitney Division Engines, 53406-53409 [2023-16722]
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Federal Register / Vol. 88, No. 151 / Tuesday, August 8, 2023 / Proposed Rules
(2) You must use this service information
as applicable to do the actions required by
this AD, unless this AD specifies otherwise.
(i) MHI RJ Aviation CRJ550/700/705/900/
1000 Maintenance Requirements Manual
(MRM) Part 2, CSP B–053, Revision 26, dated
March 25, 2022.
(ii) [Reserved]
(3) For service information identified in
this AD, contact MHI RJ Aviation Group,
Customer Response Center, 3655 Ave. des
Grandes-Tourelles, Suite 110, Boisbriand,
Que´bec J7H 0E2 Canada; North America tollfree telephone 833–990–7272 or direct-dial
telephone 450–990–7272; fax 514–855–8501;
email thd.crj@mhirj.com; website mhirj.com.
(4) You may view this service information
at the FAA, Airworthiness Products Section,
Operational Safety Branch, 2200 South 216th
Street, Des Moines, WA. For information on
the availability of this material at the FAA,
call 206–231–3195.
(5) You may view this service information
that is incorporated by reference at the
National Archives and Records
Administration (NARA). For information on
the availability of this material at NARA,
email fr.inspection@nara.gov, or go to:
www.archives.gov/federal-register/cfr/ibrlocations.html.
Issued on August 1, 2023.
Victor Wicklund,
Deputy Director, Compliance & Airworthiness
Division, Aircraft Certification Service.
[FR Doc. 2023–16870 Filed 8–7–23; 8:45 am]
BILLING CODE 4910–13–C
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2023–1638; Project
Identifier AD–2022–00466–E]
RIN 2120–AA64
Airworthiness Directives; Pratt &
Whitney Division Engines
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
The FAA proposes to
supersede Airworthiness Directive (AD)
2018–02–10, which applies to certain
Pratt & Whitney Division (PW) Model
PW4074, PW4074D, PW4077,
PW4077D, PW4084D, PW4090, and
PW4090–3 engines. AD 2018–02–10
requires performing repetitive
fluorescent penetrant inspections (FPIs)
to detect cracks in the outer diffuser
case (ODC), removal of any ODC that
fails inspection, and requires updating
the mandatory inspections in the
Airworthiness Limitations Section
(ALS) of the Instructions for Continued
Airworthiness (ICA). Since the FAA
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SUMMARY:
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issued AD 2018–02–10, PW developed a
modification to reduce the susceptibility
of ODC cracking. This proposed AD
would retain the ALS update
requirement from AD 2018–02–10,
would require replacing certain ODC
part numbers with parts eligible for
installation, would expand the
applicability to all ODC part numbers,
and would adjust the compliance
threshold of the FPIs of the ODC. The
FAA is proposing this AD to address the
unsafe condition on these products.
DATES: The FAA must receive comments
on this proposed AD by September 22,
2023.
ADDRESSES: You may send comments,
using the procedures found in 14 CFR
11.43 and 11.45, by any of the following
methods:
• Federal eRulemaking Portal: Go to
regulations.gov. Follow the instructions
for submitting comments.
• Fax: (202) 493–2251.
• Mail: U.S. Department of
Transportation, Docket Operations, M–
30, West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue SE,
Washington, DC 20590.
• Hand Delivery: Deliver to Mail
address above between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays.
AD Docket: You may examine the AD
docket at regulations.gov by searching
for and locating Docket No. FAA–2023–
1638; or in person at Docket Operations
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
The AD docket contains this NPRM, any
comments received, and other
information. The street address for
Docket Operations is listed above.
Material Incorporated by Reference:
• For service information identified
in this NPRM, contact Pratt & Whitney
Division, 400 Main Street, East Hartford,
CT 06118; phone: (860) 565–0140;
email: help24@prattwhitney.com;
website: connect.prattwhitney.com.
• You may view this service
information at the FAA, Airworthiness
Products Section, Operational Safety
Branch, 1200 District Avenue,
Burlington, MA 01803. For information
on the availability of this material at the
FAA, call (817) 222–5110.
FOR FURTHER INFORMATION CONTACT:
Carol Nguyen, Aviation Safety Engineer,
FAA, 2200 South 216th Street, Des
Moines, WA 98198; phone: (781) 238–
7655; email: carol.nguyen@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites you to send any
written relevant data, views, or
arguments about this proposal. Send
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your comments to an address listed
under ADDRESSES. Include ‘‘Docket No.
FAA–2023–1638; Project Identifier AD–
2022–00466–E’’ at the beginning of your
comments. The most helpful comments
reference a specific portion of the
proposal, explain the reason for any
recommended change, and include
supporting data. The FAA will consider
all comments received by the closing
date and may amend the proposal
because of those comments.
Except for Confidential Business
Information (CBI) as described in the
following paragraph, and other
information as described in 14 CFR
11.35, the FAA will post all comments
received, without change, to
regulations.gov, including any personal
information you provide. The agency
will also post a report summarizing each
substantive verbal contact received
about this NPRM.
Confidential Business Information
CBI is commercial or financial
information that is both customarily and
actually treated as private by its owner.
Under the Freedom of Information Act
(FOIA) (5 U.S.C. 552), CBI is exempt
from public disclosure. If your
comments responsive to this NPRM
contain commercial or financial
information that is customarily treated
as private, that you actually treat as
private, and that is relevant or
responsive to this NPRM, it is important
that you clearly designate the submitted
comments as CBI. Please mark each
page of your submission containing CBI
as ‘‘PROPIN.’’ The FAA will treat such
marked submissions as confidential
under the FOIA, and they will not be
placed in the public docket of this
NPRM. Submissions containing CBI
should be sent to Carol Nguyen,
Aviation Safety Engineer, FAA, 2200
South 216th Street, Des Moines, WA
98198. Any commentary that the FAA
receives which is not specifically
designated as CBI will be placed in the
public docket for this rulemaking.
Background
The FAA issued AD 2018–02–10,
Amendment 39–19163 (83 FR 2896,
January 22, 2018), (AD 2018–02–10), for
PW Model PW4074, PW4074D,
PW4077, PW4077D, PW4084D,
PW4090, and PW4090–3 engines with
ODC part number (P/N) 50J775 or P/N
50J930, installed. AD 2018–02–10 was
prompted by the discovery of multiple
cracked ODCs. AD 2018–02–10 requires
initial and repetitive FPIs of the ODC to
detect cracks, and depending on the
results of the FPI, replacement of any
ODC that fails inspection. Also, AD
2018–02–10 requires updating the
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Federal Register / Vol. 88, No. 151 / Tuesday, August 8, 2023 / Proposed Rules
mandatory inspections in the ALS of the
ICA to include piece-part inspections.
The agency issued AD 2018–02–10 to
prevent failure of the ODC.
Actions Since AD 2018–02–10 Was
Issued
Since the FAA issued AD 2018–02–
10, PW determined that cracks on the
ODC originated due to high stress in the
area between Tt3 boss and
thermocouple bracket boss. PW
developed a modification to improve
the surface area between Tt3 boss and
thermocouple bracket boss to reduce the
ODC’s susceptibility to cracking.
Consequently, the FAA determined
that it is necessary to expand the
applicability to all ODC P/Ns, adjust the
initial FPI threshold for the ODC to
improve the inspection program, and to
require certain ODCs to be replaced
with an ODC that has been modified to
lower the stresses in the area between
Tt3 boss and thermocouple bracket boss.
This condition, if not addressed, could
result in failure of the ODC,
uncontained ODC release, damage to the
engine, and damage to the airplane.
FAA’s Determination
The FAA is issuing this NPRM after
determining that the unsafe condition
described previously is likely to exist or
develop on other products of the same
type design.
Related Service Information Under 1
CFR Part 51
The FAA reviewed PW Alert Service
Bulletin (ASB) PW4G–112–A72–347,
Revision 4, dated September 1, 2022.
This ASB provides guidance on
performing FPIs on certain bosses of the
ODC. This service information is
reasonably available because the
interested parties have access to it
through their normal course of business
or by the means identified in
ADDRESSES.
Other Related Service Information
The FAA reviewed PW Service
Bulletin (SB) PW4G–112–72–357, dated
February 25, 2019. This SB provides
procedures to modify and re-identify
ODC assemblies to lower the stresses in
the area between the Tt3 boss and the
thermocouple bracket boss.
Proposed AD Requirements in This
NPRM
This proposed AD would retain
certain requirements of AD 2018–02–10.
This proposed AD would require
revising the ALS of the existing airplane
maintenance manual or ICA and your
existing approved maintenance
program, as applicable, to include piecepart inspections of the ODC, would
expand the applicability to include all
engines, would require initial and
repetitive FPIs, and depending on the
results of the FPI, would require
removal or re-inspection of the ODC.
This proposed AD would also require
replacement of certain ODCs with a part
eligible for installation at next piecepart exposure.
Costs of Compliance
The FAA estimates that this AD, if
adopted as proposed, would affect 108
engines installed on airplanes of U.S.
registry. The FAA has no way to
determine the number of operators that
will replace the ODC with a modified
ODC or a zero-time ODC. As a result, the
total cost on U.S. operators for these
actions is not estimated.
The FAA estimates the following
costs to comply with this proposed AD:
ESTIMATED COSTS
Perform high sensitivity FPI of the ODC T3
thermocouple probe boss.
Revise the ALS ...............................................
Replacement of ODC with modified ODC ......
Replacement of ODC with zero-time ODC .....
10 work-hours × $85 per hour = $850 ...........
$0
$850
$91,800
1 work-hour × $85 per hour = $85 .................
3 work-hours × $85 per hour = $255 .............
3 work-hours × $85 per hour = $255 .............
0
12,000
2,300,000
85
12,255
2,300,255
9,180
........................
........................
Title 49 of the United States Code
specifies the FAA’s authority to issue
rules on aviation safety. Subtitle I,
Section 106, describes the authority of
the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more
detail the scope of the Agency’s
authority.
The FAA is issuing this rulemaking
under the authority described in
Subtitle VII, Part A, Subpart III, Section
44701, General requirements. Under
that section, Congress charges the FAA
with promoting safe flight of civil
aircraft in air commerce by prescribing
regulations for practices, methods, and
procedures the Administrator finds
necessary for safety in air commerce.
This regulation is within the scope of
that authority because it addresses an
unsafe condition that is likely to exist or
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Parts cost
Cost on U.S.
operators
Labor cost
Authority for This Rulemaking
ddrumheller on DSK120RN23PROD with PROPOSALS1
Cost per
product
Action
develop on products identified in this
rulemaking action.
under the criteria of the Regulatory
Flexibility Act.
Regulatory Findings
List of Subjects in 14 CFR Part 39
The FAA determined that this
proposed AD would not have federalism
implications under Executive Order
13132. This proposed AD would not
have a substantial direct effect on the
States, on the relationship between the
national Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government.
For the reasons discussed above, I
certify that the proposed regulation:
(1) Is not a ‘‘significant regulatory
action’’ under Executive Order 12866,
(2) Would not affect intrastate
aviation in Alaska, and
(3) Would not have a significant
economic impact, positive or negative,
on a substantial number of small entities
Air transportation, Aircraft, Aviation
safety, Incorporation by reference,
Safety.
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The Proposed Amendment
Accordingly, under the authority
delegated to me by the Administrator,
the FAA proposes to amend 14 CFR part
39 as follows:
PART 39—AIRWORTHINESS
DIRECTIVES
1. The authority citation for part 39
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 44701.
§ 39.13
■
[Amended]
2. The FAA amends § 39.13 by:
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Federal Register / Vol. 88, No. 151 / Tuesday, August 8, 2023 / Proposed Rules
a. Removing Airworthiness Directive
2018–02–10, Amendment 39–19163 (83
FR 2896, January 22, 2018); and
■ b. Adding the following new
airworthiness directive:
■
Pratt & Whitney Division: Docket No. FAA–
2023–1638; Project Identifier AD–2022–
00466–E.
(a) Comments Due Date
The FAA must receive comments on this
airworthiness directive (AD) action by
September 22, 2023.
(b) Affected ADs
This AD replaces AD 2018–02–10,
Amendment 39–19163 (83 FR 2896, January
22, 2018).
(c) Applicability
This AD applies to Pratt & Whitney
Division (PW) Model PW4074, PW4074D,
PW4077, PW4077D, PW4084D, PW4090, and
PW4090–3 engines.
(d) Subject
Joint Aircraft System Component (JASC)
Code 7240, Turbine Engine Combustion
Section.
(e) Unsafe Condition
This AD was prompted by the discovery of
multiple cracked outer diffuser cases (ODCs).
We are issuing this AD to prevent failure of
the ODC. This condition, if not addressed,
could result in failure of the ODC, damage to
the engine, and damage to the airplane.
(f) Compliance
Comply with this AD within the
compliance times specified, unless already
done.
(g) Required Actions
(1) Within the compliance times specified
in paragraphs (g)(1)(i) though (iii) of this AD,
perform an initial high sensitivity fluorescent
penetrant inspection (FPI) of the ODC T3
thermocouple probe boss (Tt3 boss) for crack
indications in accordance with the
Accomplishment Instructions, paragraph 1.F.
of Part A or paragraph 1.B. of Part B, as
applicable, of PW Alert Service Bulletin
PW4G–112–A72–347, Revision 4, dated
September 1, 2022 (ASB PW4G–112–A72–
347, Rev 4).
(i) For an ODC that has accumulated less
than 12,000 cycles since new (CSN) with no
prior high sensitivity FPI of the ODC Tt3
boss, perform the high sensitivity FPI before
accumulating 9,200 CSN or within 1,000
flight cycles (FCs), after the effective date of
this AD, whichever occurs later.
(ii) For an ODC with unknown CSN or an
ODC that has accumulated 12,000 CSN or
more with no prior high sensitivity FPI of the
ODC Tt3 boss, perform the high sensitivity
FPI before accumulating 13,000 CSN or
within 1,000 FCs, after February 26, 2018
(the effective date of AD 2018–02–10),
whichever occurs later.
(iii) For an ODC that has undergone a high
sensitivity FPI of the ODC Tt3 boss prior to
the effective date of this AD that resulted in
no crack indication, perform the high
sensitivity FPI before accumulating 2,000 FCs
since performance of the last FPI or during
the next engine shop visit, whichever occurs
first.
(iv) For an ODC that has undergone a high
sensitivity FPI of the ODC Tt3 boss prior to
the effective date of this AD that resulted in
an indication of a crack, perform the actions
required by paragraphs (g)(3)(i) through (iii)
of this AD, as applicable.
(2) Thereafter, repeat the high sensitivity
FPI of the ODC Tt3 boss at each engine shop
visit or before exceeding 2,000 FCs from the
last high sensitivity FPI of the ODC Tt3 boss,
whichever occurs first, in accordance with
the Accomplishment Instructions, paragraphs
1.F. of Part A or paragraph 1.B. of Part B, as
applicable, of ASB PW4G–112–A72–347, Rev
4.
(3) If, during any inspection required by
paragraphs (g)(1) or (2) of this AD, there is
any crack indication, perform the actions
specified in paragraphs (g)(3)(i) through (iii)
of this AD.
(i) For engines installed on an aircraft,
repeat the high sensitivity FPI or remove the
ODC from service in accordance with the
actions and compliance times specified in
the Accomplishment Instructions, Part A,
paragraphs 1.G. and 1.H., of ASB PW4G–
112–A72–347, Rev 4.
(ii) For engines not installed on an aircraft,
repeat the high sensitivity FPI or remove the
ODC from service in accordance with the
actions and compliance times specified in
the Accomplishment Instructions, Part B,
paragraphs 1.C. and 1.D., of PW ASB PW4G–
112–A72–347, Rev 4.
(iii) For engines at an engine shop visit,
before further flight, remove the ODC from
service.
(4) Within 30 days after the effective date
of this AD, revise the Airworthiness
Limitations Section (ALS) of the existing
engine maintenance manual or Instructions
for Continued Airworthiness and the existing
approved maintenance program, as
applicable, to include the piece-part
inspections of the ODC as defined in Table
1 to paragraph (g)(4) of this AD.
TABLE 1 TO PARAGRAPH (g)(4)—ADDITION TO ALS
Description
Part No.
Cleaning, inspection
and repair (CIR)
manual section
CIR manual inspection
Case, Diffuser, Outer ........................
All ........................
72–41–13
Inspection/Check (I/C–02) ................
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(5) For engines with ODC part number (P/
N) 50J775 or 50J930 installed, at the next
piece-part exposure after the effective date of
this AD, replace the ODC with a part eligible
for installation.
(h) Definitions
(1) For the purpose of this AD, an ‘‘engine
shop visit’’ is any time the ‘‘M’’ flange is
separated.
(2) For the purpose of this AD, a ‘‘piecepart exposure’’ is when the ODC is removed
from the engine and fully disassembled.
(3) For the purpose of this AD, a ‘‘part
eligible for installation’’ is an ODC with P/
N 50J775–001, 50J775–002, 50J930–001, or
50J930–002.
(i) Alternative Methods of Compliance
(AMOCs)
(1) The Manager, AIR–520 Continued
Operational Safety Branch, FAA, has the
authority to approve AMOCs for this AD, if
requested using the procedures found in 14
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CFR 39.19. In accordance with 14 CFR 39.19,
send your request to your principal inspector
or local Flight Standards District Office, as
appropriate. If sending information directly
to the manager of the certification office,
send it to the attention of the person
identified in paragraph (j) of this AD and
email to: ANE-AD-AMOC@faa.gov.
(2) Before using any approved AMOC,
notify your appropriate principal inspector,
or lacking a principal inspector, the manager
of the local flight standards district office/
certificate holding district office.
(j) Related Information
For more information about this AD,
contact Carol Nguyen, Aviation Safety
Engineer, FAA, 2200 South 216th Street, Des
Moines, WA 98198; phone: (781) 238–7655;
email: carol.nguyen@faa.gov.
(k) Material Incorporated by Reference
(1) The Director of the Federal Register
approved the incorporation by reference
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CIR manual
P/N 51A750.
(IBR) of the service information listed in this
paragraph under 5 U.S.C. 552(a) and 1 CFR
part 51.
(2) You must use this service information
as applicable to do the actions required by
this AD, unless the AD specifies otherwise.
(i) Pratt & Whitney Alert Service Bulletin
PW4G–112–A72–347, Revision 4, dated
September 1, 2022.
(ii) [Reserved]
(3) For service information identified in
this AD, contact Pratt & Whitney Division,
400 Main Street, East Hartford, CT 06118;
phone: (800) 565–0140; email: help24@
prattwhitney.com; website:
connect.prattwhitney.com.
(4) You may view this service information
at FAA, Airworthiness Products Section,
Operational Safety Branch, 1200 District
Avenue, Burlington, MA. For information on
the availability of this material at the FAA,
call (781) 238–7759.
(5) You may view this service information
that is incorporated by reference at the
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Federal Register / Vol. 88, No. 151 / Tuesday, August 8, 2023 / Proposed Rules
National Archives and Records
Administration (NARA). For information on
the availability of this material at NARA,
email: fr.inspection@nara.gov, or go to:
www.archives.gov/federal-register/cfr/ibrlocations.html.
Issued on July 21, 2023.
Victor Wicklund,
Deputy Director, Compliance & Airworthiness
Division, Aircraft Certification Service.
[FR Doc. 2023–16722 Filed 8–7–23; 8:45 am]
BILLING CODE 4910–13–P
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 23
RIN 3038–AF36
Margin Requirements for Uncleared
Swaps for Swap Dealers and Major
Swap Participants
Commodity Futures Trading
Commission
ACTION: Notice of proposed rulemaking.
AGENCY:
The Commodity Futures
Trading Commission (‘‘Commission’’ or
‘‘CFTC’’) is proposing to amend the
margin requirements for uncleared
swaps applicable to swap dealers
(‘‘SDs’’) and major swap participants
(‘‘MSPs’’) for which there is no
prudential regulator. The proposed
amendment would revise the definition
of ‘‘margin affiliate’’ to provide that
certain collective investment vehicles
(‘‘investment funds’’ or ‘‘funds’’) that
receive all of their start-up capital, or a
portion thereof, from a sponsor entity
(‘‘seeded funds’’) would be deemed not
to have any margin affiliates for the
purposes of calculating certain
thresholds that trigger the requirement
to exchange initial margin (‘‘IM’’) for
uncleared swaps. This proposed
amendment (‘‘Seeded Funds Proposal’’)
would effectively relieve SDs and MSPs
from the requirement to post and collect
IM with certain eligible seeded funds for
their uncleared swaps for a period of
three years from the date on which the
eligible seeded fund’s asset manager
first begins making investments on
behalf of the fund (‘‘trading inception
date’’). The Commission is also
proposing to eliminate a provision
disqualifying the securities issued by
certain pooled investment funds
(‘‘money market and similar funds’’)
that transfer their assets through
securities lending, securities borrowing,
repurchase agreements, reverse
repurchase agreements, and similar
arrangements from being used as
eligible IM collateral, thereby expanding
the scope of assets that qualify as
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SUMMARY:
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17:38 Aug 07, 2023
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eligible collateral (‘‘Money Market
Funds Proposal’’). Additionally, the
Commission is proposing an
amendment to the haircut schedule set
forth in a Commission Regulation to add
a footnote that was inadvertently
omitted when the rule was originally
promulgated.
With respect to the proposed
amendments, comments must be
received on or before October 10, 2023.
ADDRESSES: You may submit comments,
identified by RIN 3038–AF36, by any of
the following methods:
• CFTC Comments Portal: https://
comments.cftc.gov. Select the ‘‘Submit
Comments’’ link for this rulemaking and
follow the instructions on the Public
Comment Form.
• Mail: Send to Christopher
Kirkpatrick, Secretary of the
Commission, Commodity Futures
Trading Commission, Three Lafayette
Center, 1155 21st Street NW,
Washington, DC 20581.
• Hand Delivery/Courier: Follow the
same instructions as for Mail, above.
Please submit your comments using
only one of these methods. Submissions
through the CFTC Comments Portal are
encouraged.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to https://
comments.cftc.gov. You should submit
only information that you wish to make
available publicly. If you wish the
Commission to consider information
that you believe is exempt from
disclosure under the Freedom of
Information Act (‘‘FOIA’’), a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.1
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all of your submission
from https://comments.cftc.gov that it
may deem to be inappropriate for
publication, such as obscene language.
All submissions that have been redacted
or removed that contain comments on
the merits of the rulemaking will be
retained in the public comment file and
will be considered as required under the
Administrative Procedure Act and other
applicable laws, and may be accessible
under the FOIA.
FOR FURTHER INFORMATION CONTACT:
Amanda L. Olear, Director, 202–418–
5283, aolear@cftc.gov; Thomas J. Smith,
Deputy Director, 202–418–5495,
DATES:
1 17 CFR 145.9. Commission regulations referred
to herein are found at 17 CFR Chapter I.
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53409
tsmith@cftc.gov; Warren Gorlick,
Associate Director, 202–418–5195,
wgorlick@cftc.gov; Rafael Martinez,
Associate Director, 202–418–5462,
rmartinez@cftc.gov; or Liliya
Bozhanova, Special Counsel, 202–418–
6232, lbozhanova@cftc.gov, Market
Participants Division, Commodity
Futures Trading Commission, Three
Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581.
SUPPLEMENTARY INFORMATION:
I. Statutory and Regulatory Background
Section 4s(e) of the Commodity
Exchange Act (‘‘CEA’’ or ‘‘Act’’) 2
requires the Commission to adopt rules
establishing minimum initial and
variation margin requirements for all
swaps 3 that are: (i) entered into by an
SD 4 or MSP 5 for which there is no
prudential regulator 6 (collectively,
‘‘covered swap entities’’ or ‘‘CSEs’’); 7
and (ii) not cleared by a registered
derivatives clearing organization
(‘‘uncleared swaps’’).8 To offset the
greater risk to the SD or MSP and the
financial system arising from the use of
uncleared swaps, these requirements
must: (i) help ensure the safety and
soundness of the SD or MSP; and (ii) be
appropriate for the risk associated with
27
U.S.C. 6s(e) (capital and margin requirements).
section 1a(47), 7 U.S.C. 1a(47) (swap
definition); Commission Regulation 1.3, 17 CFR 1.3
(further definition of a swap). A swap includes,
among other things, an interest rate swap,
commodity swap, credit default swap, and currency
swap.
4 CEA section 1a(49), 7 U.S.C. 1a(49) (swap dealer
definition); Commission Regulation 1.3 (further
definition of swap dealer).
5 CEA section 1a(32), 7 U.S.C. 1a(32) (major swap
participant definition); Commission Regulation 1.3
(further definition of major swap participant).
6 CEA section 1a(39), 7 U.S.C. 1a(39) (defining the
term ‘‘prudential regulator’’ to include the Board of
Governors of the Federal Reserve System; the Office
of the Comptroller of the Currency; the Federal
Deposit Insurance Corporation; the Farm Credit
Administration; and the Federal Housing Finance
Agency). The definition of ‘‘prudential regulator’’
further specifies the entities for which these
agencies act as prudential regulators. The
prudential regulators published final margin
requirements in November 2015. See generally
Margin and Capital Requirements for Covered Swap
Entities, 80 FR 74840 (Nov. 30, 2015) (‘‘Prudential
Regulators Margin Rule’’). The Prudential
Regulators Margin Rule is substantially similar to
the CFTC Margin Rule.
7 CEA section 4s(e)(1)(B), 7 U.S.C. 6s(e)(1)(B). SDs
and MSPs for which there is a prudential regulator
must meet the margin requirements for uncleared
swaps established by the applicable prudential
regulator. CEA section 4s(e)(1)(A), 7 U.S.C.
6s(e)(1)(A).
8 CEA section 4s(e)(2)(B)(ii), 7 U.S.C.
6s(e)(2)(B)(ii). In Commission Regulation 23.151,
the Commission further defined this statutory
language to mean all swaps that are not cleared by
a registered derivatives clearing organization or a
derivatives clearing organization that the
Commission has exempted from registration as
provided under the CEA. 17 CFR 23.151.
3 CEA
E:\FR\FM\08AUP1.SGM
08AUP1
Agencies
[Federal Register Volume 88, Number 151 (Tuesday, August 8, 2023)]
[Proposed Rules]
[Pages 53406-53409]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-16722]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA-2023-1638; Project Identifier AD-2022-00466-E]
RIN 2120-AA64
Airworthiness Directives; Pratt & Whitney Division Engines
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: The FAA proposes to supersede Airworthiness Directive (AD)
2018-02-10, which applies to certain Pratt & Whitney Division (PW)
Model PW4074, PW4074D, PW4077, PW4077D, PW4084D, PW4090, and PW4090-3
engines. AD 2018-02-10 requires performing repetitive fluorescent
penetrant inspections (FPIs) to detect cracks in the outer diffuser
case (ODC), removal of any ODC that fails inspection, and requires
updating the mandatory inspections in the Airworthiness Limitations
Section (ALS) of the Instructions for Continued Airworthiness (ICA).
Since the FAA issued AD 2018-02-10, PW developed a modification to
reduce the susceptibility of ODC cracking. This proposed AD would
retain the ALS update requirement from AD 2018-02-10, would require
replacing certain ODC part numbers with parts eligible for
installation, would expand the applicability to all ODC part numbers,
and would adjust the compliance threshold of the FPIs of the ODC. The
FAA is proposing this AD to address the unsafe condition on these
products.
DATES: The FAA must receive comments on this proposed AD by September
22, 2023.
ADDRESSES: You may send comments, using the procedures found in 14 CFR
11.43 and 11.45, by any of the following methods:
Federal eRulemaking Portal: Go to regulations.gov. Follow
the instructions for submitting comments.
Fax: (202) 493-2251.
Mail: U.S. Department of Transportation, Docket
Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue SE, Washington, DC 20590.
Hand Delivery: Deliver to Mail address above between 9
a.m. and 5 p.m., Monday through Friday, except Federal holidays.
AD Docket: You may examine the AD docket at regulations.gov by
searching for and locating Docket No. FAA-2023-1638; or in person at
Docket Operations between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays. The AD docket contains this NPRM, any comments
received, and other information. The street address for Docket
Operations is listed above.
Material Incorporated by Reference:
For service information identified in this NPRM, contact
Pratt & Whitney Division, 400 Main Street, East Hartford, CT 06118;
phone: (860) 565-0140; email: [email protected]; website:
connect.prattwhitney.com.
You may view this service information at the FAA,
Airworthiness Products Section, Operational Safety Branch, 1200
District Avenue, Burlington, MA 01803. For information on the
availability of this material at the FAA, call (817) 222-5110.
FOR FURTHER INFORMATION CONTACT: Carol Nguyen, Aviation Safety
Engineer, FAA, 2200 South 216th Street, Des Moines, WA 98198; phone:
(781) 238-7655; email: [email protected].
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites you to send any written relevant data, views, or
arguments about this proposal. Send your comments to an address listed
under ADDRESSES. Include ``Docket No. FAA-2023-1638; Project Identifier
AD-2022-00466-E'' at the beginning of your comments. The most helpful
comments reference a specific portion of the proposal, explain the
reason for any recommended change, and include supporting data. The FAA
will consider all comments received by the closing date and may amend
the proposal because of those comments.
Except for Confidential Business Information (CBI) as described in
the following paragraph, and other information as described in 14 CFR
11.35, the FAA will post all comments received, without change, to
regulations.gov, including any personal information you provide. The
agency will also post a report summarizing each substantive verbal
contact received about this NPRM.
Confidential Business Information
CBI is commercial or financial information that is both customarily
and actually treated as private by its owner. Under the Freedom of
Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public
disclosure. If your comments responsive to this NPRM contain commercial
or financial information that is customarily treated as private, that
you actually treat as private, and that is relevant or responsive to
this NPRM, it is important that you clearly designate the submitted
comments as CBI. Please mark each page of your submission containing
CBI as ``PROPIN.'' The FAA will treat such marked submissions as
confidential under the FOIA, and they will not be placed in the public
docket of this NPRM. Submissions containing CBI should be sent to Carol
Nguyen, Aviation Safety Engineer, FAA, 2200 South 216th Street, Des
Moines, WA 98198. Any commentary that the FAA receives which is not
specifically designated as CBI will be placed in the public docket for
this rulemaking.
Background
The FAA issued AD 2018-02-10, Amendment 39-19163 (83 FR 2896,
January 22, 2018), (AD 2018-02-10), for PW Model PW4074, PW4074D,
PW4077, PW4077D, PW4084D, PW4090, and PW4090-3 engines with ODC part
number (P/N) 50J775 or P/N 50J930, installed. AD 2018-02-10 was
prompted by the discovery of multiple cracked ODCs. AD 2018-02-10
requires initial and repetitive FPIs of the ODC to detect cracks, and
depending on the results of the FPI, replacement of any ODC that fails
inspection. Also, AD 2018-02-10 requires updating the
[[Page 53407]]
mandatory inspections in the ALS of the ICA to include piece-part
inspections. The agency issued AD 2018-02-10 to prevent failure of the
ODC.
Actions Since AD 2018-02-10 Was Issued
Since the FAA issued AD 2018-02-10, PW determined that cracks on
the ODC originated due to high stress in the area between Tt3 boss and
thermocouple bracket boss. PW developed a modification to improve the
surface area between Tt3 boss and thermocouple bracket boss to reduce
the ODC's susceptibility to cracking.
Consequently, the FAA determined that it is necessary to expand the
applicability to all ODC P/Ns, adjust the initial FPI threshold for the
ODC to improve the inspection program, and to require certain ODCs to
be replaced with an ODC that has been modified to lower the stresses in
the area between Tt3 boss and thermocouple bracket boss. This
condition, if not addressed, could result in failure of the ODC,
uncontained ODC release, damage to the engine, and damage to the
airplane.
FAA's Determination
The FAA is issuing this NPRM after determining that the unsafe
condition described previously is likely to exist or develop on other
products of the same type design.
Related Service Information Under 1 CFR Part 51
The FAA reviewed PW Alert Service Bulletin (ASB) PW4G-112-A72-347,
Revision 4, dated September 1, 2022. This ASB provides guidance on
performing FPIs on certain bosses of the ODC. This service information
is reasonably available because the interested parties have access to
it through their normal course of business or by the means identified
in ADDRESSES.
Other Related Service Information
The FAA reviewed PW Service Bulletin (SB) PW4G-112-72-357, dated
February 25, 2019. This SB provides procedures to modify and re-
identify ODC assemblies to lower the stresses in the area between the
Tt3 boss and the thermocouple bracket boss.
Proposed AD Requirements in This NPRM
This proposed AD would retain certain requirements of AD 2018-02-
10. This proposed AD would require revising the ALS of the existing
airplane maintenance manual or ICA and your existing approved
maintenance program, as applicable, to include piece-part inspections
of the ODC, would expand the applicability to include all engines,
would require initial and repetitive FPIs, and depending on the results
of the FPI, would require removal or re-inspection of the ODC. This
proposed AD would also require replacement of certain ODCs with a part
eligible for installation at next piece-part exposure.
Costs of Compliance
The FAA estimates that this AD, if adopted as proposed, would
affect 108 engines installed on airplanes of U.S. registry. The FAA has
no way to determine the number of operators that will replace the ODC
with a modified ODC or a zero-time ODC. As a result, the total cost on
U.S. operators for these actions is not estimated.
The FAA estimates the following costs to comply with this proposed
AD:
Estimated Costs
----------------------------------------------------------------------------------------------------------------
Cost per Cost on U.S.
Action Labor cost Parts cost product operators
----------------------------------------------------------------------------------------------------------------
Perform high sensitivity FPI of the 10 work-hours x $85 per $0 $850 $91,800
ODC T3 thermocouple probe boss. hour = $850.
Revise the ALS........................ 1 work-hour x $85 per 0 85 9,180
hour = $85.
Replacement of ODC with modified ODC.. 3 work-hours x $85 per 12,000 12,255 ..............
hour = $255.
Replacement of ODC with zero-time ODC. 3 work-hours x $85 per 2,300,000 2,300,255 ..............
hour = $255.
----------------------------------------------------------------------------------------------------------------
Authority for This Rulemaking
Title 49 of the United States Code specifies the FAA's authority to
issue rules on aviation safety. Subtitle I, Section 106, describes the
authority of the FAA Administrator. Subtitle VII, Aviation Programs,
describes in more detail the scope of the Agency's authority.
The FAA is issuing this rulemaking under the authority described in
Subtitle VII, Part A, Subpart III, Section 44701, General requirements.
Under that section, Congress charges the FAA with promoting safe flight
of civil aircraft in air commerce by prescribing regulations for
practices, methods, and procedures the Administrator finds necessary
for safety in air commerce. This regulation is within the scope of that
authority because it addresses an unsafe condition that is likely to
exist or develop on products identified in this rulemaking action.
Regulatory Findings
The FAA determined that this proposed AD would not have federalism
implications under Executive Order 13132. This proposed AD would not
have a substantial direct effect on the States, on the relationship
between the national Government and the States, or on the distribution
of power and responsibilities among the various levels of government.
For the reasons discussed above, I certify that the proposed
regulation:
(1) Is not a ``significant regulatory action'' under Executive
Order 12866,
(2) Would not affect intrastate aviation in Alaska, and
(3) Would not have a significant economic impact, positive or
negative, on a substantial number of small entities under the criteria
of the Regulatory Flexibility Act.
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation safety, Incorporation by
reference, Safety.
The Proposed Amendment
Accordingly, under the authority delegated to me by the
Administrator, the FAA proposes to amend 14 CFR part 39 as follows:
PART 39--AIRWORTHINESS DIRECTIVES
0
1. The authority citation for part 39 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701.
Sec. 39.13 [Amended]
0
2. The FAA amends Sec. 39.13 by:
[[Page 53408]]
0
a. Removing Airworthiness Directive 2018-02-10, Amendment 39-19163 (83
FR 2896, January 22, 2018); and
0
b. Adding the following new airworthiness directive:
Pratt & Whitney Division: Docket No. FAA-2023-1638; Project
Identifier AD-2022-00466-E.
(a) Comments Due Date
The FAA must receive comments on this airworthiness directive
(AD) action by September 22, 2023.
(b) Affected ADs
This AD replaces AD 2018-02-10, Amendment 39-19163 (83 FR 2896,
January 22, 2018).
(c) Applicability
This AD applies to Pratt & Whitney Division (PW) Model PW4074,
PW4074D, PW4077, PW4077D, PW4084D, PW4090, and PW4090-3 engines.
(d) Subject
Joint Aircraft System Component (JASC) Code 7240, Turbine Engine
Combustion Section.
(e) Unsafe Condition
This AD was prompted by the discovery of multiple cracked outer
diffuser cases (ODCs). We are issuing this AD to prevent failure of
the ODC. This condition, if not addressed, could result in failure
of the ODC, damage to the engine, and damage to the airplane.
(f) Compliance
Comply with this AD within the compliance times specified,
unless already done.
(g) Required Actions
(1) Within the compliance times specified in paragraphs
(g)(1)(i) though (iii) of this AD, perform an initial high
sensitivity fluorescent penetrant inspection (FPI) of the ODC T3
thermocouple probe boss (Tt3 boss) for crack indications in
accordance with the Accomplishment Instructions, paragraph 1.F. of
Part A or paragraph 1.B. of Part B, as applicable, of PW Alert
Service Bulletin PW4G-112-A72-347, Revision 4, dated September 1,
2022 (ASB PW4G-112-A72-347, Rev 4).
(i) For an ODC that has accumulated less than 12,000 cycles
since new (CSN) with no prior high sensitivity FPI of the ODC Tt3
boss, perform the high sensitivity FPI before accumulating 9,200 CSN
or within 1,000 flight cycles (FCs), after the effective date of
this AD, whichever occurs later.
(ii) For an ODC with unknown CSN or an ODC that has accumulated
12,000 CSN or more with no prior high sensitivity FPI of the ODC Tt3
boss, perform the high sensitivity FPI before accumulating 13,000
CSN or within 1,000 FCs, after February 26, 2018 (the effective date
of AD 2018-02-10), whichever occurs later.
(iii) For an ODC that has undergone a high sensitivity FPI of
the ODC Tt3 boss prior to the effective date of this AD that
resulted in no crack indication, perform the high sensitivity FPI
before accumulating 2,000 FCs since performance of the last FPI or
during the next engine shop visit, whichever occurs first.
(iv) For an ODC that has undergone a high sensitivity FPI of the
ODC Tt3 boss prior to the effective date of this AD that resulted in
an indication of a crack, perform the actions required by paragraphs
(g)(3)(i) through (iii) of this AD, as applicable.
(2) Thereafter, repeat the high sensitivity FPI of the ODC Tt3
boss at each engine shop visit or before exceeding 2,000 FCs from
the last high sensitivity FPI of the ODC Tt3 boss, whichever occurs
first, in accordance with the Accomplishment Instructions,
paragraphs 1.F. of Part A or paragraph 1.B. of Part B, as
applicable, of ASB PW4G-112-A72-347, Rev 4.
(3) If, during any inspection required by paragraphs (g)(1) or
(2) of this AD, there is any crack indication, perform the actions
specified in paragraphs (g)(3)(i) through (iii) of this AD.
(i) For engines installed on an aircraft, repeat the high
sensitivity FPI or remove the ODC from service in accordance with
the actions and compliance times specified in the Accomplishment
Instructions, Part A, paragraphs 1.G. and 1.H., of ASB PW4G-112-A72-
347, Rev 4.
(ii) For engines not installed on an aircraft, repeat the high
sensitivity FPI or remove the ODC from service in accordance with
the actions and compliance times specified in the Accomplishment
Instructions, Part B, paragraphs 1.C. and 1.D., of PW ASB PW4G-112-
A72-347, Rev 4.
(iii) For engines at an engine shop visit, before further
flight, remove the ODC from service.
(4) Within 30 days after the effective date of this AD, revise
the Airworthiness Limitations Section (ALS) of the existing engine
maintenance manual or Instructions for Continued Airworthiness and
the existing approved maintenance program, as applicable, to include
the piece-part inspections of the ODC as defined in Table 1 to
paragraph (g)(4) of this AD.
Table 1 to Paragraph (g)(4)--Addition to ALS
----------------------------------------------------------------------------------------------------------------
Cleaning, inspection and
Description Part No. repair (CIR) manual CIR manual CIR manual
section inspection
----------------------------------------------------------------------------------------------------------------
Case, Diffuser, Outer......... All.............. 72-41-13 Inspection/Check P/N 51A750.
(I/C-02).
----------------------------------------------------------------------------------------------------------------
(5) For engines with ODC part number (P/N) 50J775 or 50J930
installed, at the next piece-part exposure after the effective date
of this AD, replace the ODC with a part eligible for installation.
(h) Definitions
(1) For the purpose of this AD, an ``engine shop visit'' is any
time the ``M'' flange is separated.
(2) For the purpose of this AD, a ``piece-part exposure'' is
when the ODC is removed from the engine and fully disassembled.
(3) For the purpose of this AD, a ``part eligible for
installation'' is an ODC with P/N 50J775-001, 50J775-002, 50J930-
001, or 50J930-002.
(i) Alternative Methods of Compliance (AMOCs)
(1) The Manager, AIR-520 Continued Operational Safety Branch,
FAA, has the authority to approve AMOCs for this AD, if requested
using the procedures found in 14 CFR 39.19. In accordance with 14
CFR 39.19, send your request to your principal inspector or local
Flight Standards District Office, as appropriate. If sending
information directly to the manager of the certification office,
send it to the attention of the person identified in paragraph (j)
of this AD and email to: [email protected].
(2) Before using any approved AMOC, notify your appropriate
principal inspector, or lacking a principal inspector, the manager
of the local flight standards district office/certificate holding
district office.
(j) Related Information
For more information about this AD, contact Carol Nguyen,
Aviation Safety Engineer, FAA, 2200 South 216th Street, Des Moines,
WA 98198; phone: (781) 238-7655; email: [email protected].
(k) Material Incorporated by Reference
(1) The Director of the Federal Register approved the
incorporation by reference (IBR) of the service information listed
in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.
(2) You must use this service information as applicable to do
the actions required by this AD, unless the AD specifies otherwise.
(i) Pratt & Whitney Alert Service Bulletin PW4G-112-A72-347,
Revision 4, dated September 1, 2022.
(ii) [Reserved]
(3) For service information identified in this AD, contact Pratt
& Whitney Division, 400 Main Street, East Hartford, CT 06118; phone:
(800) 565-0140; email: [email protected]; website:
connect.prattwhitney.com.
(4) You may view this service information at FAA, Airworthiness
Products Section, Operational Safety Branch, 1200 District Avenue,
Burlington, MA. For information on the availability of this material
at the FAA, call (781) 238-7759.
(5) You may view this service information that is incorporated
by reference at the
[[Page 53409]]
National Archives and Records Administration (NARA). For information
on the availability of this material at NARA, email:
[email protected], or go to: www.archives.gov/federal-register/cfr/ibr-locations.html.
Issued on July 21, 2023.
Victor Wicklund,
Deputy Director, Compliance & Airworthiness Division, Aircraft
Certification Service.
[FR Doc. 2023-16722 Filed 8-7-23; 8:45 am]
BILLING CODE 4910-13-P