Update to Air Carrier Definitions, 48072-48092 [2023-15619]
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Federal Register / Vol. 88, No. 142 / Wednesday, July 26, 2023 / Rules and Regulations
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BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 91, 110, 119, 121, 125,
and 136
[Docket No. FAA–2022–1563; Amdt. Nos.
91–370, 110–3, 119–20, 121–390, 125–74,
136–2]
RIN 2120–AL80
Update to Air Carrier Definitions
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
The FAA is amending the
regulatory definitions of certain air
carrier and commercial operations. This
final rule adds powered-lift to these
definitions to ensure the appropriate
sets of rules apply to air carriers’ and
certain commercial operators’
operations of aircraft that FAA
regulations define as powered-lift. The
FAA is also updating certain basic
requirements that apply to air carrier
oversight, such as the contents of
operations specifications and the
experience applicable to certain
management personnel. In addition, this
final rule applies the rules for
commercial air tours to powered-lift.
This final rule is an important step in
the FAA’s integration of new entrant
aircraft in the National Airspace System
(NAS).
DATES: Effective September 25, 2023.
ADDRESSES: For information on where to
obtain copies of rulemaking documents
and other information related to this
final rule, see ‘‘How to Obtain
Additional Information’’ in the
SUPPLEMENTARY INFORMATION section of
this document.
SUMMARY:
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Jackie Clow, Aviation Safety Inspector,
Air Transportation Division, Flight
Standards Service, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591;
telephone: 202–267–8166; email:
jackie.a.clow@faa.gov.
SUPPLEMENTARY INFORMATION:
[FR Doc. 2023–15743 Filed 7–25–23; 8:45 am]
17:11 Jul 25, 2023
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FOR FURTHER INFORMATION CONTACT:
Issued in Washington, DC, on July 20,
2023.
Karen L. Chiodini,
Acting Manager, Rules and Regulations
Group.
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Table of Contents
I. Executive Summary
II. Authority for This Rulemaking
III. Background
A. Statement of the Problem
B. The Notice of Proposed Rulemaking
IV. Discussion of the Final Rule and
Comments
A. Certification of Air Carrier and Operator
Definitions
B. Requirements and Applicability of Part
119
C. Commercial Air Tours and Flights for
the Benefit of Charitable, Nonprofit, or
Community Events
V. Regulatory Notices and Analyses
A. Regulatory Evaluation
B. Regulatory Flexibility Act
C. International Trade Impact Assessment
D. Unfunded Mandates Assessment
E. Paperwork Reduction Act
F. International Compatibility
G. Environmental Analysis
VI. Executive Order Determinations
A. Executive Order 13132, Federalism
B. Executive Order 13175, Consultation
and Coordination With Indian Tribal
Governments
C. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
D. Executive Order 13609, Promoting
International Regulatory Cooperation
VII. Additional Information
A. Electronic Access and Filing
B. Small Business Regulatory Enforcement
Fairness Act
I. Executive Summary
The FAA is adopting the regulatory
amendments proposed in the notice of
proposed rulemaking (NPRM), Update
to Air Carrier Definitions.1 The Update
to Air Carrier Definitions NPRM
proposed adding powered-lift to the
definitions of five kinds of air carrier
operations—commuter, domestic, flag,
on-demand, and supplemental. This
final rule will adopt those items
1 Update to Air Carrier Definitions NPRM, 87 FR
74995 (Dec. 7, 2022).
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proposed in the Update to Air Carrier
Definitions NPRM without change.
In this final rule, the FAA adds
powered-lift to the definitions in § 110.2
of title 14 of the Code of Federal
Regulations (14 CFR) to enable air
carrier operations with powered-lift.
This rule also extends the applicability
of certain operating rules to poweredlift, such as the rules that apply to
certain noncommon carriage operations
involving larger aircraft and rules that
apply to commercial air tours.
In addition, this rule updates various
provisions within 14 CFR part 119
(Certification: Air Carriers and
Commercial Operators) to address air
carriers’ operations of powered-lift;
amends certain aircraft-specific
provisions in § 119.1, which outline the
applicability of and exceptions from
part 119; and adds sight-seeing flights in
gliders to the exclusions from part 119.
Furthermore, this rule amends the
experience requirements for personnel
in certain management positions for air
carriers to ensure they have appropriate
experience in powered-lift operations.
This rule also makes various technical
amendments to part 119 for clarity and
to reflect current FAA practices
pertaining to the information included
in operations specifications.
Lastly, this rule amends part 136 by
applying it to rotorcraft and poweredlift, making limited changes to ‘‘suitable
landing area’’ and § 136.11(a)(2), and
recodifying appendix A to subpart D as
a technical amendment.
II. Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is codified throughout
Title 49 of the United States Code. The
FAA issues this final rule under the
authority in section 106. Section 106(f)
establishes that the Administrator may
promulgate regulations and rules.
Subtitle VII, Aviation Programs,
describes in more detail the scope of the
agency’s authority. Furthermore, section
44701(a)(5) requires the Administrator
to promote safe flight of civil aircraft in
air commerce by prescribing regulations
and setting minimum standards for
other practices, methods, and
procedures necessary for safety in air
commerce and national security.
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Section 44702 provides express
authority to the Administrator to issue
certificates under and oversee aviation
safety. In addition, section
44701(d)(1)(A) specifically states the
Administrator, when prescribing safety
regulations, must consider ‘‘the duty of
an air carrier to provide service with the
highest possible degree of safety in the
public interest.’’
The FAA also issues this rule in
accordance with sections 44711 and
44713. Section 44711(a)(4) prohibits a
person from operating as an air carrier
without an air carrier operating
certificate or in violation of a term of the
certificate. Similarly, section 44711(a)(5)
prohibits a person from operating
aircraft in air commerce in violation of
a regulation prescribed or a certificate
that the FAA issues under section
44701(a) or (b) or under sections 44702–
44716. In addition, section 44713
requires air carriers to make, or cause to
be made, inspections, repairs, or
maintenance of equipment used in air
transportation as required by part A of
subtitle VII of Title 49 of the United
States Code or regulations prescribed or
orders issued by the FAA.
III. Background
At present, various manufacturers are
developing powered-lift for civilian use.
These aircraft vary in size and
passenger-seating configurations and
employ both new and traditional kinds
of propulsion systems. The operations
conceptualized include vertical takeoff
and landing capability, transition from
low airspeed to high-speed horizontal
flight, and sustained level forward
flight.
Powered-lift is defined in 14 CFR 1.1
as ‘‘a heavier-than-air aircraft capable of
vertical takeoff, vertical landing, and
low speed flight that depends
principally on engine-driven lift devices
or engine thrust for lift during these
flight regimes and on nonrotating
airfoil(s) for lift during horizontal
flight.’’
Operations with powered-lift could
offer many benefits over traditional
rotorcraft. For example, some poweredlift may be capable of transporting
heavier loads at higher altitudes and
faster cruise speeds than a rotorcraft,
while maintaining vertical takeoff and
landing capability. Such capability may
increase efficiency in transporting crew
and material to remote locations such as
offshore oil rigs.
Operators may also seek to use certain
powered-lift for transporting passengers
point-to-point; for example, such
transportation could occur from a
heliport and proceed at turboprop
airspeeds and ranges. Other
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opportunities may also exist in
concentrated urban environments,
where short point-to-point distances
coupled with vertical takeoff and
landing capability may allow for more
efficient transportation of passengers or
cargo than existing ground
transportation methods. Application of
the appropriate set of rules for poweredlift in a range of certificate holders’
operations serves as both a risk
mitigation measure and a framework for
FAA oversight, as necessary to achieve
the requisite level of safety.
The FAA is engaging in a multi-step
process of updating the regulations that
apply to aircraft that traditionally have
not operated under these parts. Overall,
the FAA maintains a risk-based
approach to the integration of new
entrant aircraft into the national
airspace system. When operations
present a higher level of risk, based on
volume of passengers carried and
frequency of operation, the FAA will
subject such operations to a regulatory
framework designed to mitigate those
risks.
In addition to this rulemaking, the
FAA is proposing a Special Federal
Aviation Regulation (SFAR),
‘‘Integration of Powered-Lift: Pilot
Certification and Operations;
Miscellaneous Amendments Related to
Rotorcraft and Airplanes’’ (RIN 2120–
AL72) (88 FR 38946, June 14, 2023), to
establish temporary operating and
airman certification regulations for
powered-lift. The FAA plans to use the
information gathered in this interim
process to update its regulations to
address powered-lift operations broadly.
A. Statement of the Problem
Currently, part 119 and the
corresponding definitions in § 110.2
only allow airplanes or rotorcraft to be
used in air carrier or commercial service
operations. The primary purpose of this
rulemaking is to amend the language of
§ 110.2, Definitions, and part 119,
Certification: Air Carriers and
Commercial Operators, to allow
powered-lift to operate for
compensation or hire. The rule will
enable an air carrier or commercial
operator to operate powered-lift in air
commerce. Without this rule, air carriers
and commercial operators are not
allowed to operate powered-lift in air
commerce.
B. The Notice of Proposed Rulemaking
On December 7, 2022, the FAA
published a NPRM titled ‘‘Update to Air
Carrier Definitions.’’ 2 In the NPRM, the
2 Update to Air Carrier Definitions NPRM, 87 FR
74995 (Dec. 7, 2022).
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FAA proposed adding ‘‘powered-lift’’ to
certain part 91 regulations, to the air
carrier and commercial operator
certification parts (parts 110 and 119),
as well as to the applicability for certain
commercial operations. The FAA also
proposed amendments that would
reference ‘‘rotorcraft’’ instead of
‘‘helicopter’’ to be more consistent with
other existing regulations. Adding
references to ‘‘powered-lift’’ in these
parts will enable the FAA to certificate
operators for certain commercial
operations and will serve as the first
step for powered-lift entering
commercial service.
The NPRM provided a 60-day
comment period, which ended on
February 6, 2023. The FAA received
nine comments from industry (Airlines
for America (A4A), Air Line Pilots
Association, Int’l (ALPA), General
Aviation Manufacturers Association
(GAMA), Helicopter Association
International (HAI), Jack Harter
Helicopters, Inc., Joby Aviation (Joby),
Wisk Aero, and two anonymous
comments).
The FAA received four comments in
general support of the NPRM, four
comments proposing revisions to the
rule, and one anonymous comment in
general opposition.
IV. Discussion of the Final Rule and
Comments Received
A. Certification of Air Carrier and
Operator Definitions
Title 14 CFR 110.2 provides
definitions that pertain to the
certification of air carriers and operators
for compensation or hire. Specifically, it
defines commuter operation, domestic
operation, flag operation, on-demand
operation, and supplemental operation.
In the NPRM, the FAA proposed to
amend those definitions to include
powered-lift. Therefore, the rules and
applicability sections in 14 CFR chapter
1, subchapter G, would include use of
powered-lift in those kinds of
operations. Amending these definitions
along with other provisions of part 119
enables powered-lift to engage in
operations consistent with the
applicable statutory framework that
applies to air carrier and commercial
operations. The FAA received four
comments in general support of the
revision of existing regulations to
address powered-lift. None of the
commenters raised concerns or
commented directly on the revision of
these definitions.
For the foregoing reasons, the FAA
adopts as final § 110.2 that incorporates
‘‘powered-lift’’ into the following
definitions: commuter operation,
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domestic operation, flag operation, ondemand operation, and supplemental
operation.
B. Requirements and Applicability of
Part 119
Part 119 contains basic requirements
that apply to each person that operates
or intends to operate a civil aircraft as
an air carrier or commercial operator in
air commerce. Part 119 also details the
process for obtaining and maintaining
an operating certificate.
The FAA proposed revising
§ 119.1(a)(2) to apply part 119 to each
person operating or intending to
operate, when common carriage is not
involved, airplanes or powered-lift with
a passenger-seat configuration of 20 or
more seats and a payload capacity of
6,000 pounds or more. The FAA also
proposed to add § 119.1(a)(3) for
consistency with § 119.23 which was
omitted during the creation of part 119.
This new paragraph applies part 119 to
each person operating or intending to
operate airplanes or powered-lift for
noncommon carriage or private carriage
operations for compensation or hire
with a passenger-seat configuration of
less than 20 seats and a payload
capacity of less than 6,000 pounds.
Similarly, the FAA proposed
amending § 119.5(c) to include
powered-lift operations in the
description of which persons will be
issued an operating certificate for
operations when common carriage is not
involved. The FAA also proposed
amending §§ 119.21 and 119.23 to apply
appropriate requirements to poweredlift operations of commercial operators
engaged in intrastate common carriage,
direct air carriers, or when common
carriage is not involved.
Many operations are subject to
exclusion from part 119. Some of the
exclusions in § 119.1(e) do not specify
the type of aircraft; however, some
exclusions apply only to helicopters or
only to airplanes and helicopters. Using
the term ‘‘rotorcraft’’ throughout § 119.1
ensures consistency with other
applicability provisions of part 119.
The FAA proposed replacing
‘‘helicopter’’ with ‘‘rotorcraft’’ and
adding ‘‘powered-lift’’ to the exclusion
described at § 119.1(e)(4)(v) for aerial
work operations. The FAA anticipates
powered-lift would perform functions in
aerial work in much the same manner
as rotorcraft currently do. Allowing
powered-lift to operate under this
exception poses low risk to the general
public. The FAA also proposed a
technical amendment in the NPRM
regulatory text to clarify that the
exception under § 119.1(e)(4)(v) does
not apply to transportation to and from
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the site of construction or repair work
operations. The FAA did not receive
comments on this proposed amendment
and adopts language clarifying the
exception as final.
The FAA also proposed broadening
the exclusion in § 119.1(e)(7) for
helicopter flights conducted within a 25
statute mile radius of the airport of
takeoff meeting specific conditions 3 to
permit those flights to occur using
powered-lift or rotorcraft, rather than
only helicopters. Expanding this
exclusion to rotorcraft and powered-lift
ensures consistency with other
applicability provisions of part 119.
In addition, the FAA proposed adding
operations conducted in gliders to the
exception that applies to sightseeing
flights. The addition of gliders to this
exception ensures the regulatory text of
§ 119.1(e)(5) reflects the FAA’s current
practices of permitting glider operations
under this exception from part 119 and
is consistent with the level of risk
mitigation necessary for such
operations.
Lastly, the FAA proposed adding
powered-lift to § 119.1(e)(2), which
currently excludes certain nonstop
commercial air tour flights conducted in
either an airplane or helicopter from the
applicability of part 119. The FAA also
proposed amending ‘‘helicopter’’ to
‘‘rotorcraft’’. The FAA did not receive
any comments on the aforementioned
amendments. Consequently, the FAA
adopts these changes as final.
1. Records Regarding Operations
The existing text of § 119.49(a)(12),
(b)(12), and (c)(11) requires operations
specifications to contain ‘‘[a]ny
authorized deviation and exemption’’
issued under 14 CFR chapter 1. The
FAA determined this requirement as
written is too broad, as it obligates
certificate holders to ensure their
operations specifications contain
exemptions and deviations that also
apply to the aircraft the certificate
holder uses. The FAA proposed
narrowing the current requirements in
§ 119.49 by requiring that operations
specifications contain only exemptions
and deviations the FAA has issued that
apply to the certificate holder.
3 The conditions listed in § 119.1(e)(7) include: (i)
not more than two passengers are carried in the
helicopter in addition to the required flightcrew; (ii)
each flight is made under day visual flight rules
(VFR) conditions; (iii) the helicopter used is
certificated in the standard category and complies
with the 100-hour inspection requirements of part
91; (iv) the operator notifies the responsible Flight
Standards office at least 72 hours before each flight
and furnishes any essential information that the
office requests; (v) the number of flights does not
exceed a total of six in any calendar year; (vi) each
flight has been approved by the Administrator; and
(vii) cargo is not carried in or on the helicopter.
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Similar to this rule’s amendments to
§ 119.49(a)(12), (b)(12), and (c)(11), the
FAA proposed revising § 91.1015(a)(9)
in a similar manner. Section
91.1015(a)(9) applies to management
specifications that persons who
participate in a fractional ownership
program under part 91, subpart K,
maintain. Requiring a listing or copies
of exemptions that apply to the aircraft
rather than the operator is unnecessary
for the FAA’s oversight of participants’
operations under part 91, subpart K. The
FAA did not receive comments
regarding these proposed changes. As a
result, the FAA adopts them as final.
2. Management of Operation
Sections 119.65 through 119.71 set
forth management personnel
requirements that certificate holders
must comply with to ensure the highest
degree of safety in their operations. The
FAA proposed amending the experience
requirements for operations conducted
under part 121 by making these
requirements applicable to aircraft as
opposed to only airplanes. The FAA
also proposed requiring at least one
Chief Pilot for each category of aircraft
that each certificate holder uses, when
the certificate holder uses both airplanes
and powered-lift. To enable eventual
powered-lift operations in part 121, the
FAA proposed amending these
management personnel requirements to
ensure these operations maintain the
highest degree of safety.
The FAA received a comment from
the Air Line Pilots Association (ALPA)
indicating that they did not support
proposed rules which lower the
qualification and experience
requirements for Directors of
Operations, Chief Pilots, Directors of
Maintenance, and Chief Inspectors for
certificate holders. ALPA stated that the
FAA is modifying §§ 119.65, 119.67,
119.69, and 119.71, which is not
entirely correct. The FAA did not
propose to change § 119.69 or § 119.71
because those sections already use the
term ‘‘aircraft’’ rather than ‘‘airplane’’
and are therefore not specific to any
particular category of aircraft. However,
for §§ 119.65 and 119.67—the part 121
requirements—the term ‘‘airplane’’ is
used, and therefore the FAA proposed
changes to those sections to
accommodate powered-lift. In addition,
the FAA proposed in § 119.65 to have a
chief pilot for each category of aircraft
used. This would extend the level of
safety currently provided in the
regulation to powered-lift operations.
The change proposed to § 119.67 is
limited to changing ‘‘airplane’’ to
‘‘aircraft’’ and rewording the experience
requirements for clarity.
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The FAA disagrees with ALPA’s
comment that indicates it believes the
FAA is lowering the qualification and
experience requirements for Directors of
Operations, Chief Pilots, Directors of
Maintenance, and Chief Inspectors for
certificate holders. The FAA is not
lowering the qualification nor the
experience requirements for any of the
part 119 required management
positions. Rather, the FAA is applying
the same qualification and experience
requirements to powered-lift as
currently required for airplanes.
Consequently, the FAA adopts the
proposed amendments as final without
changes.
The FAA also proposed removing the
FAA internal routing codes from the
regulatory text of § 119.67(e), as the
FAA no longer uses such codes in its
regulations. The FAA did not receive
comments on this proposed change and
adopts it as final.
Director of Operations
Currently, § 119.67(a)(2) (Management
personnel: Qualifications for operations
conducted under part 121 of this
chapter) requires Directors of
Operations to have experience in large
‘‘airplanes.’’ To broaden this section to
cover Directors of Operations for
certificate holders that use powered-lift,
the FAA proposed using the general
term large ‘‘aircraft’’ in that paragraph.
Under the proposal, for certificate
holders that conduct operations under
part 121, the Director of Operations is
required to have at least 3 years of
supervisory or managerial experience
within the last 6 years in a position that
exercised operational control over any
operations conducted with large aircraft
under part 121 or part 135. In the
alternative, if the certificate holder uses
only small aircraft in its operations,
then the Director of Operations may
obtain this experience in large or small
aircraft.
Existing § 119.67(a)(3) outlines the
requirements for anyone who serves for
the first time in a Director of Operations
role for a certificate holder that
conducts operations under part 121. The
FAA proposed under this rule that a
person who serves as Director of
Operations needs to have experience as
pilot-in-command in at least one of the
categories of aircraft the certificate
holder uses in its operations. In using
the term ‘‘category’’ in this context, this
rule means the broad classification of
aircraft regarding the certification,
ratings, privileges, and limitations of
airmen. The FAA did not receive
comments regarding the aforementioned
proposed changes and adopts them as
final.
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Chief Pilot
To be qualified to serve as a Chief
Pilot, a person must meet the
qualification requirements of
§ 119.67(b). The FAA proposed
requiring the Chief Pilot for powered-lift
to hold an airline transport pilot (ATP)
certificate and be appropriately rated in
at least one of the powered-lift the
certificate holder uses. This requirement
is important because the Chief Pilot
must maintain a detailed level of
understanding of the particular aircraft
the certificate holder operates to
communicate effectively with the pilots
who serve in a certificate holder’s
operations while performing his or her
oversight duties.
Under § 119.67(b), the FAA also
proposed clarifying that the ATP
certificate with appropriate ratings must
be for an aircraft the certificate holder
uses in operations ‘‘under part 121’’.
This clarification ensures certificate
holders who may hold authority to
conduct operations under both part 121
and part 135 know that they must have
a Chief Pilot who holds an ATP
certificate with appropriate ratings for
an aircraft used in their part 121
operations. In addition, as with the
Director of Operations qualifications
discussed previously, the FAA proposed
amending ‘‘large airplane[s]’’ and ‘‘small
airplane[s]’’ to ‘‘large aircraft’’ and
‘‘small aircraft’’ under § 119.67(b).
The FAA also proposed requiring the
Chief Pilot to have pilot-in-command
experience in the category of aircraft for
which he or she will exercise
responsibility. In addition, the FAA
proposed that the three years of
experience as pilot-in-command must
have occurred under either part 121 or
part 135 and must have occurred within
the past six years if the Chief Pilot
candidate has not previously served as
a Chief Pilot.
Finally, the FAA proposed amending
§ 119.65(a)(3) to require one Chief Pilot
for each category of aircraft because the
Chief Pilot must have a detailed
understanding of the particular aircraft
the certificate holder operates. The
agency has long emphasized that it
adopted the Chief Pilot experience
requirements to ensure familiarity with
operations of a certificate holder, and
that such familiarity is critical to attain
prior to assuming the responsibilities of
Chief Pilot.4
In amending part 119 to apply to
operations of powered-lift, the FAA has
also remained mindful of the discretion
that § 119.65(b) provides, which allows
4 See, Provision for Deviations from
Qualifications Requirements for Chief Pilots, 34 FR
7175 (Apr. 30, 1969).
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the FAA to approve positions or
numbers of positions other than those
listed in § 119.65(a). The FAA did not
receive comments on the
aforementioned proposed changes to the
Chief Pilot requirements, and therefore
adopts them as final. In making these
amendments, the FAA ensures each
certificate holder has sufficient qualified
management personnel to ensure the
highest degree of safety and address the
risks that each category of aircraft may
present.
Director of Maintenance
Section 119.65 requires each
certificate holder that conducts
operations under part 121 to have a
Director of Maintenance, and § 119.67(c)
describes the qualifications that must be
met to serve as Director of Maintenance.
The FAA proposed replacing the term
‘‘airplane’’ in § 119.67(c) with ‘‘aircraft’’
for the reasons previously articulated.
The FAA also proposed requiring the
minimum one year of supervisory
experience with either maintaining or
repairing at least one of the aircraft in
the same category and class of aircraft
the certificate holder uses.5 The Director
of Maintenance needs to have
accumulated three years of experience
within the past six years in maintaining
or repairing aircraft in the same category
and class of aircraft the certificate
holder uses. These experience and
qualification requirements within
§ 119.67(c) are key components of
ensuring the Director of Maintenance is
adequately qualified to serve in the role
of overseeing other mechanics and
personnel performing maintenance. The
FAA believes experience with aircraft of
the same category and class of aircraft
the certificate holder uses would
achieve the FAA’s objective of ensuring
the Director of Maintenance has
appropriate experience with adhering to
procedures and ensuring compliance
with rules and programs relevant to
maintenance. The FAA did not receive
comments on these proposed changes
and therefore adopts them as final.
Chief Inspector
Section 119.67(d) outlines the
requirements for a person to serve as a
Chief Inspector for operations
conducted under part 121. Chief
5 The term ‘‘category’’ in this context would mean
the grouping of aircraft based upon the intended
use or operating limitations. The definition in 14
CFR 1.1 cites as examples: transport, normal,
utility, acrobatic, limited, restricted and
provisional. Similarly, the use of the term ‘‘class’’
in the context of § 119.67(c), means a broad
grouping of aircraft having similar characteristics of
propulsion, flight or landing. The definition cites
the following as examples of class: balloon, glider,
land airplane, rotorcraft and seaplane.
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Inspectors have direct authority and
responsibility over people performing
the requisite inspections for the
certificate holder. The FAA proposed
amending the rule to permit the three
years of maintenance experience to
occur on different types of large aircraft
with 10 or more passenger seats, rather
than only large airplanes. This
amendment is consistent with the other
changes in this rule that assist in
incorporating powered-lift into the
framework of part 121. As with the
Director of Maintenance qualifications,
this retention of the 10-seat threshold
ensures the Chief Inspector will have
experience with an air carrier
maintenance program 6 or a certificated
repair station. The FAA did not receive
comments on this proposed amendment
and adopts it as final.
3. Operations Under Parts 121 and 135
Part 121 currently applies to any
turbojet-powered airplane with one or
more passenger seats used for scheduled
operations. Scheduled operations under
part 135 that are generally ‘‘commuter’’
operations are limited to 9 seats or fewer
and cannot occur in turbojet airplanes.
To ensure safety of passengers carried in
those kinds of operations, the provisions
of part 121 apply to scheduled
operations of turbojet airplanes. The
FAA proposed to include turbojetpowered powered-lift alongside the
term ‘‘turbojet powered airplane’’ to
ensure consistency in applying the
appropriate risk mitigation measures for
operations of turbojet-powered aircraft.
The FAA received an anonymous
comment requesting that the FAA
enable single-engine turbojet airplanes
to conduct part 135 commuter
operations. Specifically, the commenter
requested that the FAA permit use of
the Cirrus SF–50 single-engine jet in
part 135 commuter operations. The
commenter asserted that, due to the
Cirrus SF–50’s limited capacity—it has
six seats—this aircraft should be
permitted to conduct part 135 commuter
operations. The commenter stated that if
the Cirrus SF–50 was allowed to operate
in commuter operations, the pilot in
command would be required to hold an
ATP certificate and a type rating since
it is a turbojet airplane. Conversely, the
pilot in command of a single-engine
reciprocating airplane in commuter
operations is only required to hold a
commercial certificate. The FAA
determined that this comment is not
within the scope of this rulemaking.
6 14 CFR 135.411(a)(2); see also § 121.367. These
regulations require a certificate holder to have an
inspection program and a program covering other
maintenance, preventative maintenance, and
alterations.
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Although the FAA considered general
changes pertaining to the definition of
commuter operations to enable
powered-lift operations, it did not
specifically contemplate whether singleengine turbo-jet airplanes should be able
to conduct part 135 commuter
operations. As a result, the comment is
not within the scope of this rule, and
the FAA declines to make the requested
change.
121 Applicability
Section 121.1 establishes the
applicability of part 121, which
prescribes the rules governing air carrier
operations conducted under domestic,
flag, or supplemental operations.
Section 121.1(g) is the only paragraph in
§ 121.1 that currently uses the term
‘‘airplane.’’ The FAA proposed revising
this paragraph to apply to ‘‘aircraft’’
instead of ‘‘airplane.’’ This change in
§ 121.1 is necessary to correspond to the
changes in parts 110 and 119 to extend
the applicability of these parts to
eventual powered-lift operations. The
FAA also proposed a technical
correction to § 121.1(c) by removing
‘‘SFAR No. 58’’ and replacing it with
‘‘subpart Y’’ which was codified on
September 16, 2005.7 The FAA did not
receive any comments on these
proposed changes. As a result, the FAA
adopts as final § 121.9(g) to apply to
‘‘aircraft’’ and § 121.1(c) to state
‘‘subpart Y’’.
Certain Flight Time Limitations and
Rest Requirements Under Part 121
Regarding flight time limitations and
rest requirements, the FAA proposed
amending §§ 121.470, 121.480, and
121.500 to replace the word ‘‘airplanes’’
with the term ‘‘aircraft.’’ Permitting this
option for powered-lift that conduct
operations in aircraft with a seat
configuration of 30 seats or fewer
(excluding each crewmember seat) and
a payload capacity of 7,500 pounds or
less is appropriate because the FAA has
previously determined that specific
flight time limitations and rest
requirements of §§ 135.261 through
135.273 adequately address the risk
associated with lack of rest in such
operations.8
In addition, § 121.470 contains an
exception for operations conducted
entirely within Alaska or Hawaii with
certain airplanes. Permitting this option
for powered-lift that conduct such
operations entirely within the States of
Alaska or Hawaii is appropriate for the
7 Advanced Qualification Program, Final Rule, 70
FR 54810 (Sept. 16, 2005).
8 Flightcrew Member Duty and Rest
Requirements, 77 FR 330, 332 (Jan. 4, 2012).
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same reasons the FAA permits this
exception for similarly sized airplanes.
For such operations, the specific flight
time limitations and rest requirements
of subpart R adequately address the risk
associated with lack of rest.9 The FAA
did not receive any comments on these
proposed revisions. As a result, the FAA
adopts them as final.
4. Operations Under Part 125
Part 125 applies to certain air carrier
operations referenced in 14 CFR 125.1.
The FAA proposed to amend § 125.1
such that those provisions would
include powered-lift. Specifically, the
FAA proposed to amend paragraphs (a),
(b), (c), and (e) of § 125.1, to add the
term ‘‘powered-lift’’ or, where
appropriate, ‘‘aircraft.’’
Large powered-lift, due to their size,
weight, and passenger capacity, present
a level of risk that part 125 mitigates.
Extending these requirements and
standards to applicable operations of
large powered-lift aircraft is consistent
with the FAA’s strategy for mitigating
risks. The FAA’s amendments to
§§ 119.23 and 125.1 clarify that
operators that conduct operations when
common carriage is not involved in
powered-lift would do so under the
rules of part 125, provided they fall
within the scope outlined in § 119.23(a).
In addition, the FAA proposed
changing the ‘‘airplane’’ to ‘‘aircraft’’ in
the title of part 125 and amending
§ 125.23 to change the word ‘‘airplane’’
to ‘‘aircraft,’’ as § 125.23 generally
addresses applicability of certain rules
and standards concerning operations
subject to part 125. The FAA did not
receive any comments on these
proposed changes. Therefore, the FAA
adopts them as final.
C. Commercial Air Tours and Flights for
the Benefit of Charitable, Nonprofit, or
Community Events
Commercial air tours are currently
limited to flights conducted for
compensation or hire in an airplane or
helicopter in which the purpose of the
flight is sightseeing.10 Passengercarrying flights may also be conducted
without compensation or hire for certain
charitable, nonprofit, and community
9 Flightcrew Member Duty and Rest
Requirements, 77 FR 330, 331 (Jan. 4, 2012); 78 FR
69287 (Nov. 19, 2013).
10 14 CFR 110.2 and 136.1(d). Some flights that
are commercial air tours under part 136 or § 91.147
may also be subject to other requirements. For
example, the requirements of 49 U.S.C. 40128
(‘‘Overflights of national parks’’) or 14 CFR part 93,
subpart U (‘‘Special Flight Rules in the Vicinity of
Grand Canyon National Park, AZ’’), refer to certain
types of commercial air tours in ‘‘powered aircraft.’’
This rule would not affect the applicability of any
such requirements.
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events. As discussed in more detail
below, the FAA proposed incorporating
powered-lift for commercial air tours
and flights for the benefit of charitable,
nonprofit or community events, and
revising the necessary provisions to
address ‘‘rotorcraft’’ instead of
‘‘helicopter’’. These proposals ensure
consistency with the changes made to
the definition of commercial air tour in
part 110, as well as the change made to
nonstop commercial air tours within
§ 119.1.
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1. Incorporation of New Types of
Aircraft
Section 91.147 and the requirements
of part 136, subpart A, are currently
limited in applicability to airplanes and
helicopters. The FAA proposed
replacing ‘‘helicopter’’ with the term
‘‘rotorcraft’’ and adding ‘‘powered-lift’’
to the relevant applicability provisions
of § 91.147 to ensure the appropriate
safety risk mitigations apply to all
commercial air tours. The FAA did not
receive comments on this proposed
change, and therefore adopts it as final.
In addition, as discussed in more
detail below, the FAA proposed
changing the term ‘‘helicopter’’ to
‘‘rotorcraft’’ throughout part 136 to
ensure the safety standards of part 136
apply to all rotorcraft and not only
helicopters. Applying the requirements
of part 136 to airplanes, powered-lift,
and rotorcraft that conduct commercial
air tours is an appropriate step in
ensuring safe integration of new types of
aircraft.
2. Suitable Landing Area for
Emergencies
The current definition of ‘‘suitable
landing area for helicopters’’ in
§ 136.1(d) states such an area is one that
provides the operator reasonable
capability to land without damage to
equipment or injury to persons. It
further provides that such areas must be
site-specific, designated by the operator,
and accepted by the FAA. The FAA
proposed broadening the applicability
to incorporate rotorcraft to ensure they
are subject to the safety standards of
part 136. The FAA did not receive
specific comments on broadening the
applicability to incorporate rotorcraft,
and therefore adopts that change as
final.
The FAA also proposed removing the
phrase ‘‘damage to equipment’’ from the
definition of ‘‘suitable landing area,’’
and adding ‘‘serious’’ before ‘‘injury.’’
The FAA intends to clarify that a
suitable landing area is one that
provides a reasonable capability for
rotorcraft to land without causing
serious injury to persons.
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In addition, the FAA proposed
removing the last sentence of the
definition that states the purpose of the
definition is to provide an emergency
landing area for helicopters that would
not have the capability to reach a safe
landing area after an engine power loss.
The FAA determined this sentence is
too narrow. The proposed definition
includes the phrase ‘‘in an emergency’’
to describe the context for which the
operator would designate landing areas
for rotorcraft.
The FAA received two comments that
agreed the current definition of
‘‘suitable landing area for helicopters’’
needed to be changed. Jack Harter
Helicopters wanted the FAA to
eliminate the definition entirely, and
Helicopter Association International
(HAI) wanted the FAA to remove the
‘‘injury’’ element. The FAA has
determined that there is not a safety
case to entirely remove this definition,
agreeing with HAI in that the purpose
of this definition is to ensure operators
designate potential landing areas in
advance of the operation so that the
pilot in command is aware of these
potential sites in case of an emergency
landing. Furthermore, the FAA is
already modifying the current definition
from ‘‘injury’’ to ‘‘serious injury’’ which
is relieving. The FAA has determined
that in the interest of safety, the injury
element should not be entirely
eliminated and changing ‘‘injury’’ to
‘‘serious injury’’ strikes the appropriate
balance.
Finally, both commenters expressed a
concern with the policy of having FAAaccepted suitable landing areas. The
concern is that the current requirement
for operators to establish FAA-accepted
suitable landing areas for helicopters
does not mirror real-world operations.
The FAA disagrees with these
comments. In the air tour industry,
those suitable landing areas should be
designated in advance and the FAA
should be involved in that
determination. The FAA has concluded
that removing the requirement to have
those designated sites accepted by the
FAA would then allow these operators
to choose new sites that may have
negative safety and environmental
consequences for the surrounding
communities. Allowing operators to
determine their own landing areas
without FAA acceptance could lead to
some operators creating new routes that
have not been vetted by the FAA. This
could result in increased noise in the
surrounding community and could
impact the safety of the air tour and
individuals on the ground. Therefore,
the FAA is adopting the proposed
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48077
changes as final with no further
amendment.
3. Life Preservers for Operations Over
Water
The FAA also proposed in the NPRM
regulatory text amending § 136.9.
Section 136.9 outlines requirements for
life preservers for operations over
water.11 The FAA proposed amending
the text in § 136.9(b)(3) to require
operators to base performance plans on
information derived from the ‘‘approved
aircraft flight manual for that aircraft’’.
Using this term is consistent with the
reference to aircraft flight manual in
§ 135.81. The FAA also proposed a
technical amendment to § 136.9 by
adding the term ‘‘or’’ after § 136.9(b)(2).
The FAA did not receive comments on
these proposed changes and therefore
adopts them as final.
4. Rotorcraft Floats for Over Water
Section 136.11 outlines requirements
for helicopter floats for over water
operations. The FAA proposed
extending the § 136.11 requirements to
rotorcraft operations that occur under
part 136 to help mitigate the risks
associated with emergency water
landings.
Additionally, § 136.11(b)(2) does not
include a reference to ‘‘beyond the
shoreline’’. The FAA proposed adding
this reference to clarify the requirement
to have the flotation system armed when
the aircraft is over water beyond the
shoreline.12 The FAA did not receive
comments on the aforementioned
proposed amendments and therefore
adopts them as final.
5. Performance Plans
Section 136.13(a) currently requires
commercial air tour operators to
complete helicopter performance plans
before each operation that will occur
under part 136.13 The FAA proposed
amending § 136.13(a) by changing the
term ‘‘helicopter’’ to ‘‘rotorcraft’’ for the
reasons already cited. The FAA also
proposed amending the text in
§ 136.13(a) to require operators to base
performance plans on information
11 This requirement also applies to operations that
occur under §§ 91.146 (‘‘Passenger-carrying flights
for the benefit of a charitable, non-profit, or
community event’’) and 91.147 (‘‘Passenger carrying
flights for compensation or hire’’).
12 Shoreline means that area of the land adjacent
to the water of an ocean, sea, lake, pond, river or
tidal basin that is above the high water mark and
excludes land areas unsuitable for landing such as
vertical cliffs or land intermittently under water
during the particular flight. See, 14 CFR 136.1.
13 This requirement also applies to operations that
occur under §§ 91.146 (‘‘Passenger-carrying flights
for the benefit of a charitable, non-profit, or
community event’’) and 91.147 (‘‘Passenger carrying
flights for compensation or hire’’).
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derived from the ‘‘approved aircraft
flight manual for that aircraft’’ for the
reasons cited in § 136.9(b)(2). The FAA
did not receive comments on these
proposed changes and therefore adopts
them as final.
6. Commercial Air Tours in Hawaii
Appendix A to part 136 applies to
airplane and helicopter tours in Hawaii.
The appendix A requirements are
equally important for air tour operations
in aircraft other than helicopters.
Section 1 of appendix A outlines the
applicability for air tour operations
conducted in Hawaii. Based on the uses
of terms ‘‘airplane’’ and ‘‘helicopter,’’
the appendix does not apply to other
types of aircraft, such as powered-lift
and rotorcraft that are not helicopters.
The FAA proposed amending the
applicability of appendix A to
incorporate powered-lift and rotorcraft
to apply the minimum flight altitude
limitations to other categories of aircraft
seeking to conduct air tours in Hawaii.
The FAA also proposed amending the
references to ‘‘Rotorcraft Flight Manual
(RFM)’’ currently throughout part 136 to
‘‘aircraft flight manual’’. As with the
amendment to § 136.13, described above
in section III.C.4 of this preamble, using
this term is consistent with the
reference to Aircraft Flight Manual in
§ 135.81. The FAA did not receive
comments on these proposed changes,
and therefore adopts them as final.
Finally, the FAA proposed amending
part 136 by recodifying appendix A as
a new subpart and applying the
requirements to operations of poweredlift and rotorcraft. Jack Harter
Helicopters objected to the continuation
of the appendix A requirements and
recodifying them into subpart D, stating
this was originally SFAR 71 before it
was brought into appendix A for part
136 and that the FAA previously stated
it would reconsider whether appendix
A should be removed at some point in
the future. This commenter also stated
that they wanted various changes to part
136 and objected that the FAA had
failed to notify industry and the public
that the FAA was ‘‘opening’’ part 136
for changes. This commenter also
wanted an extension of the comment
period. In response, the FAA notes that
it is only making a limited change by
applying part 136 rules to rotorcraft and
incorporating powered-lift. The FAA is
not opening part 136 for extensive
changes at this time. The FAA is also
making limited changes to part 136
which includes amending the definition
of ‘‘suitable landing area’’, adding
‘‘beyond the shoreline’’ to § 136.11(a)(2),
and recodifying appendix A to subpart
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D—which is a technical amendment.
These limited changes help clarify part
136 and align part 136 with other
changes made throughout this rule. The
FAA disagrees that the remainder of
part 136 should be modified at this
time. As a result, the FAA is adopting
the proposed changes as final with no
further amendment.
7. Flights for the Benefit of Charitable,
Nonprofit, or Community Events
Operators that conduct passengercarrying flights for certain charitable,
nonprofit, and community events must
comply with § 91.146. The FAA
proposed replacing ‘‘helicopter’’ with
the term ‘‘rotorcraft’’ and adding
‘‘powered-lift’’ to the relevant
applicability provisions of § 91.146 for
the benefit of a charitable, nonprofit, or
community event. The FAA did not
receive comments on these proposed
changes. As such, the FAA adopts them
as final.
V. Regulatory Notices and Analyses
Federal agencies consider impacts of
regulatory actions under a variety of
executive orders and other
requirements. First, Executive Order
12866 and Executive Order 13563 direct
that each Federal agency shall propose
or adopt a regulation only upon a
reasoned determination that the benefits
of the intended regulation justify the
costs. Second, the Regulatory Flexibility
Act of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. Fourth,
the Unfunded Mandates Reform Act of
1995 (Pub. L. 104–4) requires agencies
to prepare a written assessment of the
costs, benefits, and other effects of
proposed or final rules that include a
Federal mandate that may result in the
expenditure by State, local, and Tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
(adjusted annually for inflation) in any
one year. The current threshold after
adjustment for inflation is $177 million
using the most current (2022) Implicit
Price Deflator for the Gross Domestic
Product. This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this rule.
In conducting these analyses, the FAA
has determined that this rule: will result
in benefits that justify costs; is not an
economically ‘‘significant regulatory
action’’ as defined in section 3(f) of
Executive Order 12866; is not
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‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures; will
not have a significant economic impact
on a substantial number of small
entities; will not create unnecessary
obstacles to the foreign commerce of the
United States; and will not impose an
unfunded mandate on State, local, or
Tribal governments, or on the private
sector by exceeding the threshold
identified above.
A. Regulatory Evaluation
This rule enables operations of
powered-lift to occur in accordance
with 49 U.S.C. 44701(d), 44705, and
44711. Currently, the FAA’s rules
governing certificate holders’ operations
only apply to airplanes and rotorcraft,
and do not mention powered-lift. The
rule amends the definitions for the five
kinds of operations codified at § 110.2—
commuter, domestic, flag, on-demand,
and supplemental—to ensure the
operations occur in accordance with the
statutory mandates, and to apply the
appropriate set of operating rules to
operations in powered-lift. The rule also
amends the appropriate applicability of
sections within part 119 to enable
powered-lift, subject to applicable
exemptions, to conduct air carrier and
certain other commercial operations,
commercial air tours, and noncommon
carriage operations.
The rule also amends certain aircraftspecific exceptions from the
applicability of part 119. Furthermore,
this rule alters the requirements for
management personnel in certain
certificate holder management positions
to ensure personnel have appropriate
experience. This rule extends the
applicability of certain operating rules
that apply to commercial air tours such
that they apply to operators that
conduct flights in powered-lift and
rotorcraft. Finally, this rule makes
various additional amendments in the
interest of ensuring clarity. By including
powered-lift in the existing operational
framework, the rule does not result in a
reduction in safety because it maintains
the risk-based approach to safety. When
operations present a higher level of risk,
based on volume and frequency, the
FAA subjects such operations to a
regulatory framework that mitigates
those risks.
The current parameters for
determining whether a certificate holder
is conducting operations under part 121,
125, or 135 will be identical for
certificate holders using powered-lift in
their operations under this rule. These
parameters are shown below.
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TABLE 1—OPERATING RULES BY PART
Passenger
Cargo
Parameter
Scheduled
Non-common carriage
Scheduled/
Nonscheduled
Nonscheduled
Part 135 Operating Rules *
Passenger Seating ........
<=9 seats ..........................................
Maximum Payload .........
<=30 seats ....................
<=7,500 lbs.
NA .................................
<20 seats.
<=7,500 lbs ...................
<6,000 lbs.
Kind of Operation ...........
Part 135 Commuter if 5 or more
roundtrips/week; otherwise, Part
135 On Demand.
Part 135 On Demand ...
Part 135 On Demand ...
Part 135 On Demand.
Aircraft Type ..................
Non-Turbojet .....................................
Includes Turbojet ..........
Includes Turbojet ..........
Includes Turbojet.
NA .................................
≥20 seats.
>7,500 lbs .....................
≥6,000 lbs.
Part 121 Supplemental
Part 125.
Includes Turbojet ..........
Includes Turbojet.
Part 121 Operating Rules Part 125
Passenger Seating ........
>9 seats ............................................
Maximum Payload .........
Kind of Operation ...........
>30 seats ......................
> 7,500 lbs.
Part 121 Domestic if flown within the
48 contiguous United States or
DC; otherwise, Part 121 Flag.
Aircraft Type ..................
Part 121 Supplemental
Includes Turbojet
*All Rotorcraft Operations are conducted under part 135.
NA = Not applicable.
The table below lists the amendments
adopted by this rule. The first column
identifies the affected 14 CFR part and
section; the second column describes
the change from existing regulations; the
third column provides the economic
impact as a result of the change.
TABLE 2—AMENDMENTS TO RULE BY PART
14 CFR part and section
Change
Economic impact
PART 91—GENERAL OPERATING AND FLIGHT RULES
Subpart B—Flight Rules
§ 91.146 Passenger-carrying flights for
the benefit of a charitable, nonprofit,
or community event.
§ 91.147 Passenger-carrying flights for
compensation or hire.
The regulatory text is revised to allow passenger-carrying
flights for the benefit of a charitable, nonprofit, or community event to be conducted with powered-lift. The section
is also amended to replace the term ‘‘helicopters’’ with
‘‘rotorcraft.’’
The regulatory text is revised to allow passenger-carrying
flights for compensation or hire to be conducted with
powered-lift. The section is also amended to replace the
term ‘‘helicopters’’ with ‘‘rotorcraft.’’
Enabling.
Enabling.
PART 91—GENERAL OPERATING AND FLIGHT RULES
Subpart K—Fractional Ownership Operation
§ 91.1015 Management specifications ....
The regulatory text replaces the requirement for operations
specifications to contain copies of all deviations and exemptions (including those applicable to a specific aircraft)
with a requirement to include deviations and exemptions
applicable only to the person conducting the operation.
Relieving.
PART 110—GENERAL REQUIREMENTS
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§ 110.2 Definitions ...................................
Certain definitions in this section are revised to enable
powered lift to conduct the kinds of air carrier operations.
Enabling.
PART 119—CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
Subpart A—General
§ 119.1 Applicability ................................
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Section 119.1(a) is revised to incorporate powered-lift with
seating for 20 or more passengers or a maximum payload capacity of 6,000 pounds or more, of certificate
holders when common carriage is not involved.
Enabling.
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TABLE 2—AMENDMENTS TO RULE BY PART—Continued
14 CFR part and section
§ 119.5 Certifications,
and prohibitions.
authorizations,
Change
Economic impact
Section 119.1(e) includes powered-lift and rotorcraft in the
list of certain, specific types of operations that are excluded from the applicability of part 119. Section 119.1(a)
is corrected to include certain airplanes and powered-lift
with a passenger-seat configuration of less than 20 seats
and a payload capacity of less than 6,000 pounds to be
consistent with the existing § 119.23.
Section 119.5 is revised to incorporate powered-lift with
seating for 20 or more passengers or a maximum payload capacity of 6,000 pounds or more into the aircraft
types authorized by the Administrator to be issued an operating certificate for conducting operations when common carriage is not involved.
Technical amendment.
Enabling.
PART 119—CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
Subpart B—Applicability of Operating Requirements to Different Kinds of Operations Under Part 121, 125, and 135 of This Chapter
§ 119.21 Commercial operators engaged
in intrastate common carriage and direct air carriers.
§ 119.23 Operators engaged in passenger-carrying operations, cargo operations, or both with airplanes when
common carriage is not involved.
§ 119.49 Contents of operations specifications.
§ 119.65 Management personnel required for operations conducted under
part 121 of this chapter.
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§ 119.67 Management personnel: Qualifications for operations conducted
under part 121 of this chapter.
Section 119.21(a) is revised to require commercial operators of powered-lift that are engaged in intrastate common carriage of persons or property for compensation or
hire, or as a direct air carrier, to comply with either part
121 or part 135 depending on the kind of operation they
conduct. Domestic, flag, and supplemental operations are
to be conducted under part 121. Commuter and on-demand operations are to be conducted under part 135.
Section 119.23(a) is revised to require commercial operators of powered-lift when common carriage is not involved to comply in accordance with requirements in either part 125 or part 135. Aircraft size in terms of number
of seats and payload capacity determines which part is
applicable to the operator.
The regulatory text replaces the requirement for a certificate holder’s operations specifications to contain copies
of all deviations and exemptions (including those applicable to a specific aircraft) with a requirement to include deviations and exemptions applicable only to the person
conducting the operation.
The rule requires certificate holders have a Chief Pilot, as
qualified under § 119.67, for each category of aircraft the
certificate holder uses.
The rule continues to permit the Administrator to approve
positions or numbers of positions other than those described in the regulation, based in part on the number
and type of aircraft used.
Director of Operations:
The regulatory text for the part 121 certificate holder Director of Operations management position is restructured for
clarity. It also replaces the term ‘‘airplane’’ with ‘‘aircraft.’’
Chief Pilot: The regulatory text is restructured for clarity and
replaces ‘‘airplanes’’ with ‘‘aircraft,’’ which encompasses
airplanes and powered-lift. The amendment also requires
the holder(s) of the Chief Pilot position for a part 121 certificate holder to have an airline transport pilot (ATP) certificate, with appropriate ratings, for at least one of the
aircraft within each category of the certificate holder’s
fleet. Similarly, the Chief Pilot will need the Pilot in Command time as the current regulation states.
Director of Maintenance: The regulatory text replaces ‘‘airplanes’’ with ‘‘aircraft,’’ which encompasses airplanes and
powered-lift.
Chief Inspector: The regulatory text is restructured for clarity and replaces ‘‘airplanes’’ with ‘‘aircraft,’’ which encompasses airplanes and powered-lift.
Imposes requirements on certain operators of powered-lift that are equivalent to the requirements currently imposed on operators conducting similar operations with airplanes or rotorcraft.
No additional regulatory cost.
Imposes requirements on certain operators of powered-lift that are equivalent to the requirements currently imposed on operators conducting similar operations with airplanes.
No additional regulatory cost.
Relieving.
Potential cost only if a certificate holder
uses powered-lift and airplanes to
conduct operations and the Chief
Pilot is not dual qualified.
Imposes requirements on operators of
powered-lift that are equivalent to the
requirements currently imposed on
certificate holders that use airplanes.
No additional regulatory cost.
PART 121—OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL OPERATIONS
Subpart A—General
§ 121.1 Applicability ................................
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The regulatory text replaces ‘‘airplanes’’ with ‘‘aircraft’’ that
certificate holders would take actions to support continued airworthiness of each aircraft, which includes powered-lift used in domestic, flag, or supplemental operations as defined in § 110.2.
Imposes requirements on operators of
powered-lift that are equivalent to the
requirements currently imposed on
certificate holders that use airplanes.
No additional regulatory cost.
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Federal Register / Vol. 88, No. 142 / Wednesday, July 26, 2023 / Rules and Regulations
48081
TABLE 2—AMENDMENTS TO RULE BY PART—Continued
14 CFR part and section
Change
Economic impact
§ 121.1(c) Applicability ............................
The regulatory text makes a technical correction to
§ 121.1(c) by removing ‘‘SFAR No. 58’’ and replacing it
with ‘‘subpart Y’’ which was codified on September 16,
2005.
No impact—technical amendment.
PART 121—OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL OPERATIONS
Subpart Q—Flight Time Limitations and Rest Requirements: Domestic Operations
§ 121.470 Applicability ............................
The regulatory text of paragraph (a) replaces ‘‘airplanes’’
with ‘‘aircraft’’ to permit certificate holders using poweredlift in domestic, all-cargo operations of a certain size, to
adhere to the requirements of §§ 135.261 through
135.272. These requirements set forth flight time limitations and rest requirements. In addition, paragraph (b)
permits certificate holders that conduct scheduled operations entirely within Alaska or Hawaii using specific size
aircraft to have the option of complying with subpart R of
part 121 for those operations.
Provides options to certificate holders
using powered-lift in operations under
part 121 that are equivalent to the
options currently allowed. No additional regulatory cost.
PART 121—OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL OPERATIONS
Subpart R—Flight Time Limitations and Rest Requirements: Flag Operations
§ 121.480 Applicability ............................
The regulatory text replaces ‘‘airplanes’’ with ‘‘aircraft’’ to
permit certificate holders using powered-lift in flag, allcargo operations, and operations of a certain size to adhere to the requirements of §§ 135.261 through 135.273.
These requirements set forth flight time limitations and
rest requirements.
Provides options to certificate holders
using powered-lift in operations under
part 121 that are equivalent to the
options currently allowed. No additional regulatory cost.
PART 121—OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL OPERATIONS
Subpart S—Flight Time Limitations and Rest Requirements: Supplemental Operations
§ 121.500 Applicability ............................
The regulatory text replaces ‘‘airplanes’’ with ‘‘aircraft’’ to
permit certificate holders using powered-lift in supplemental, all-cargo operations, of a certain size, to adhere
to the requirements of §§ 135.261 through 135.273.
These requirements set forth flight time limitations and
rest requirements.
Provides options to certificate holders
using powered-lift in operations under
part 121 that are equivalent to the
options currently allowed. No additional regulatory cost.
PART 125—CERTIFICATION AND OPERATIONS: AIRCRAFT HAVING A SEATING CAPACITY OF 20 OR MORE PASSENGERS OR A
MAXIMUM PAYLOAD CAPACITY OF 6,000 POUNDS OR MORE; AND RULES GOVERNING PERSONS ON BOARD SUCH AIRCRAFT
§ 125.1 Applicability ................................
§ 125.23 Rules applicable to operations
subject to this part.
Part 125 applies only to operations when common carriage
is not involved conducted with airplanes that have a seating configuration of 20 or more passengers or a maximum payload capacity of 6,000 pounds or more. The
rule amends § 125.1 to incorporate powered lift into the
statements regarding applicability of part 125.
This rule also amends § 125.23 to change the word ‘‘airplane’’ to ‘‘aircraft,’’ as § 125.23 generally addresses applicability of certain rules and standards concerning operations.
Imposes requirements on operators
conducting operations with poweredlift that are equivalent to the requirements currently imposed on operators conducting operations with airplanes. No additional regulatory cost.
Imposes requirements on operators
conducting operations with poweredlift and rotorcraft that are equivalent
to the requirements currently imposed on operators conducting operations with airplanes. No additional
regulatory cost.
PART 136—COMMERCIAL AIR TOURS AND NATIONAL PARKS AIR TOUR MANAGEMENT
Subpart A—National Air Tour Safety Standards
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§ 136.1 Applicability and definitions ........
§ 136.3 Letters of Authorization ..............
§ 136.5 Additional requirements for Hawaii.
§ 136.9 Life preservers for operations
over water.
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This change incorporates powered-lift into part 136 and
changes ‘‘helicopter’’ to ‘‘rotorcraft’’ in several definitions.
This change also provides relief to the definition of suitable landing area for rotorcraft..
The change is a technical amendment that changes the
phrase ‘‘14 CFR 119.51’’ to ‘‘§ 119.51 of this chapter’’
The amendment is updated to reflect the recodification of
appendix A as subpart D.
The change is a technical amendment to § 136.9 from ‘‘airplane flight manual or rotorcraft flight manual’’ to ‘‘aircraft
flight manual’’.
Enabling.
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No impact—technical amendment.
No impact—technical amendment.
No impact—technical amendment.
48082
Federal Register / Vol. 88, No. 142 / Wednesday, July 26, 2023 / Rules and Regulations
TABLE 2—AMENDMENTS TO RULE BY PART—Continued
14 CFR part and section
Change
Economic impact
§ 136.11 Rotorcraft floats for over water
The section title and this section are revised to extend to all
rotorcraft the requirements for helicopter floats for operations that occur overwater beyond the shoreline.
The section title and this section are revised to extend requirements for helicopter performance plans to rotorcraft.
The performance plan must be based on information in
the approved Aircraft Flight Manual for that aircraft.
This amendment recodifies ‘‘appendix A’’ as ‘‘subpart D’’
and extends the applicability of operating rules for Air
Tour Operators in the State of Hawaii to include operations conducted with powered-lift and rotorcraft.
Enabling—no impact over and above
current requirements.
§ 136.13 Performance plan and operations.
Subpart D—Special Operating Rules for
Air Tour Operators in the State of Hawaii.
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1. Benefits
This rule enables air carrier and other
commercial operations of powered-lift
by extending applicability of the
appropriate set of operating rules that
would serve as both a risk mitigation
measure and a framework for FAA
oversight, as necessary to ensure the
requisite level of safety.
Powered-lift operations could offer
many benefits. For example, some
powered-lift may be capable of
transporting heavier loads at higher
altitudes and faster cruise speeds than
helicopters, while maintaining the
capability of taking off and landing
vertically. The faster cruise speeds
could improve response times by as
much as 50 percent for search and
rescue operations and allow a higher
level of life-saving care during transport
because of a smoother flight profile
compared to helicopters.14 In addition,
powered-lift operations could increase
the efficiency of crew transport to oil
rigs as they move further from land, or
other locations with smaller landing
areas. Certificate holders may also seek
to use powered-lift for transporting
passengers point-to-point; for example,
transportation could occur from a
heliport and proceed at turbo-prop
airspeeds and ranges. Using poweredlift for transport of passengers could
increase the capacity of the NAS and
reduce delays without requiring
additional infrastructure.15
Powered-lift projects exist that are
either in certification, design, proof of
concept, or prototype phases of design
refinement. One project underway is a
9-passenger tilt-rotor turboshaft design.
This manufacturer is also in the
14 Military, GLOBALSECURITY.ORG (last visited
August 22, 2022), available at https://
www.globalsecurity.org/military/world/europe/
aw609.htm.
15 Costa, Guillermo J., Conceptual Design of a
150-Passenger Civil Tiltrotor, NASA Ames Research
Center—Aeromechanics Branch (Aug. 2012), (last
visited August 22, 2022) available at https://
rotorcraft.arc.nasa.gov/Publications/files/
Guillermo_Costa_TR150_Paper.pdf.
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conceptual design phase of a 20passenger powered-lift. Another
powered-lift project underway is
seeking to become the first certificated
electric Vertical Takeoff and Landing
(eVTOL) operator under part 119 to
carry passengers in the United States.
2. Costs and Costs Savings
Cost Savings—Operations Specifications
The FAA amends provisions in
§§ 119.49(a)(12), (b)(12), and (c)(11) and
91.1015(b)(9) as the FAA has
determined they are broad and unduly
burdensome. Currently, these provisions
require a certificate holder’s operations
specifications to contain a list of
exemptions and deviations issued under
14 CFR chapter 1 that are applicable to
the aircraft, the operator, and airmen.
The rule requires only exemptions and
deviations that apply to the certificate
holder (rather than to the aircraft) to be
retained in operations specifications.
Although the amendment to these
provisions is relieving, the costs savings
are minimal because the operations
specifications are maintained
electronically.
Costs—Part 121 Chief Pilot
Management Position
This rulemaking expands the part 119
certificate holder requirements for the
part 121 management position of Chief
Pilot (§ 119.65). As amended, the
certificate holder is required to have a
Chief Pilot for each category of aircraft
used by the certificate holder to conduct
operations. Currently, the Chief Pilot is
required to have an ATP certificate,
with appropriate ratings, for at least one
of the airplanes used in the certificate
holder’s operations. While one person
could meet the requirements of the
Chief Pilot, this person would have to
be dual qualified in airplanes and
powered-lift. Consequently, a certificate
holder conducting operations with
airplanes and powered-lift may have an
increase in costs if more than one Chief
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Enabling—no impact over and above
current requirements.
Enabling—no impact over and above
current requirements.
Pilot is hired to meet the qualification
requirements.
Should a certificate holder operating
under part 121 choose to conduct
operations with airplanes and poweredlift, the incremental cost to meet the
Chief Pilot qualification requirements
would be minimal because the
individual(s) acting in this position
could also serve as a line pilot. The FAA
determines that certificate holders
operating under part 121 that choose to
conduct operations with powered-lift
would do so only if the benefits of
conducting the operations exceeded its
costs.
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
of 1980, (5 U.S.C. 601–612), as amended
by the Small Business Regulatory
Enforcement Fairness Act of 1996 (Pub.
L. 104–121) and the Small Business Jobs
Act of 2010 (Pub. L. 111–240), requires
Federal agencies to consider the effects
of the regulatory action on small
business and other small entities and to
minimize any significant economic
impact. The term ‘‘small entities’’
comprises small businesses and not-forprofit organizations that are
independently owned and operated and
are not dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
The FAA published an Initial
Regulatory Flexibility Analysis (IRFA)
in the proposed rule and determined
that the proposal would not result in a
significant economic impact on a
substantial number of small entities.
The FAA requested public comment
regarding this determination. The FAA
did not receive comments from the
public regarding this determination, nor
were comments to the proposed rule
filed by Chief Counsel for Advocacy of
the Small Business Administration
(SBA).
The final rule may impact small
entities but will have a minimal
economic impact as the final rule is
enabling while imposing minimal costs.
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Federal Register / Vol. 88, No. 142 / Wednesday, July 26, 2023 / Rules and Regulations
First and foremost, the final rule
changes definitions contained in § 110.2
and the appropriate applicability of
sections within part 119 to enable
powered-lift to conduct air carrier and
other certain commercial operations,
commercial air tours and operations not
involving common carriage. Absent this
final rule, an air carrier desiring to
conduct operations using powered-lift
would not be able to comply with the
requirements of 49 U.S.C. 44701(d) or
44705. Such operations, therefore,
would be prohibited in the absence of
this final rule.
Secondly, the final rule removes the
requirement for a certificate holder to
maintain a list of exemptions and
deviations related to aircraft in its fleet
as required by §§ 119.49(a)(12), (b)(12),
and (c)(11) and 91.1015(a)(9). The
impact could provide minimal relief for
certificate holders by reducing the
volume of records certificate holders
must retain in their operations
specifications.
Lastly, due to a change in the
definitions contained in 14 CFR 110.2,
this final rule enables part 121
certificate holders to conduct operations
using powered-lift. As a result, the final
rule revises part 121 certificate holder
management qualifications for the Chief
Pilot. Current regulations require Chief
Pilots to have an ATP certificate for at
least one of the airplanes used in a
certificate holder’s operations. The
regulations will require the certificate
holder to have a Chief Pilot qualified for
each category of aircraft that the
certificate holder uses.
As stated in the proposed rule, the
FAA determines that the expansion of
the qualifications for the position of
Chief Pilot resulting from enabling
additional aircraft categories to conduct
part 121 operations imposes a minimal
economic impact for part 121 certificate
holders. Considering that this
rulemaking is enabling, a part 121
certificate holder will voluntarily
choose to operate a fleet of more than
one aircraft category only if the
expected benefits of doing so exceed the
costs.
If an agency determines that a
rulemaking would not result in a
significant economic impact on a
substantial number of small entities, the
head of the agency may so certify under
section 605(b) of the Regulatory
Flexibility Act. Therefore, as provided
in section 605(b), the head of the FAA
certifies that this rulemaking would not
result in a significant economic impact
on a substantial number of small
entities.
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C. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The FAA has analyzed this rule in
conjunction with the requirements of
the Trade Agreements Act of 1979, as
amended by the Uruguay Round
Agreements Act. The FAA has
determined the rule does not present
any obstacle to foreign commerce of the
United States. In addition, the rule is
not contrary to international standards.
D. Unfunded Mandates Assessment
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) governs
the issuance of Federal regulations that
require unfunded mandates. An
unfunded mandate is a regulation that
requires a State, local, or Tribal
government or the private sector to
incur direct costs without the Federal
Government having first provided the
funds to pay those costs. The FAA
determined that this final rule will not
result in the expenditure of $177
million or more by State, local, or Tribal
governments, in the aggregate, or the
private sector, in any one year.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public.
According to the 1995 amendments to
the Paperwork Reduction Act (5 CFR
1320.8(b)(2)(vi)), an agency may not
collect or sponsor the collection of
information, nor may it impose an
information collection requirement
unless it displays a currently valid
Office of Management and Budget
(OMB) control number.
The Office of Management and Budget
previously approved the FAA’s
collection of information affiliated with
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48083
this rule.16 None of the information
collection instruments will change due
to this rule, however, the number of
respondents to whom the information
collection requirements apply may
increase. The FAA will continue to
collect the necessary information in the
same manner as described in its prior
notices concerning the information
collections.
Each section below identifies the
information collections affected by this
rule. The FAA has estimated the
increase in the existing burden based on
four-part 119 certificate holders
beginning part 135 operations with
powered-lift by the end of the third year
following publication of the final rule.17
While this rule allows part 119
certificate holders to conduct operations
under part 121, the FAA does not
believe that any such certificate holders
would do so in the first three years
following adoption of the rule.
Therefore, the FAA has not estimated
any burden increase for existing
information collection 2120–0008 (Part
121 Operating Requirements: Domestic,
Flag, and Supplemental Operations).
Further, the FAA does not believe that
any such certificate holders would
conduct operations under part 125 in
the first three years following adoption
of this rule. Therefore, the FAA has not
estimated any burden increase for
existing information collection 2120–
0085 (Certification and Operations:
Airplanes Having a Seating Capacity of
20 or More Passengers or a Maximum
Payload Capacity of 6,000 Pounds or
More).
1. Revision of Existing Information
Collection 2120–0593: Federal Aviation
Regulation part 119—Certification: Air
Carriers and Commercial Operators 18
Summary: This rule would extend the
requirements of part 119 to certificate
holders that conduct operations with
powered-lift.
16 Certification: Air Carriers and Commercial
Operators, Supporting Statement: Information
Collection Request Reference No. 2120–0593 (April
19, 2021), available at https://www.reginfo.gov/
public/do/PRAViewICR?ref_nbr=202011-2120-001.
17 Official FAA forecasts related to the operation
of powered-lift in the National Airspace System
(NAS) have yet to be developed. As of July 2022,
approximately 10 applicants were undergoing type
certification at FAA for powered-lift projects. Two
of these projects have progressed further through
the approval process and could be issued a type
certificate as early as 2024. For purposes of
estimating the increase in the existing information
collection, it is determined four-part 119 certificate
holders will begin part 135 operations with
powered-lift by the end of the third year following
adoption of this rule. Publicly available data was
used to forecast the powered-lift fleet. Forecasts for
airmen and departures were developed based on
utilization of the fleet (i.e., hours flown).
18 Ibid.
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Federal Register / Vol. 88, No. 142 / Wednesday, July 26, 2023 / Rules and Regulations
Public Comment: There were no
comments submitted to the notice of
proposed rulemaking concerning this
information collection.
Use: Organizations that desire to
become or remain certified as air
carriers or commercial operators are
mandated to report information to the
FAA. The information collected reflects
requirements necessary under parts 135,
121, and 125 to conform to 14 CFR part
119—Certification: Air Carriers and
Commercial Operators. The FAA will
use the information it collects and
reviews to ensure compliance and
adherence to regulations and, if
applicable, to take enforcement action
on violators of the regulations.
The FAA has estimated the increase
in the existing burden based on four
certificate holders beginning poweredlift operations by the end of the third
year following adoption of this rule.19
Note that not all information collection
requirements are expected to increase as
a result of the revision to this
information collection.
TABLE 3—THREE-YEAR BURDEN ESTIMATE FOR INFORMATION COLLECTION 2120–0593 CERTIFICATION: AIR CARRIERS
AND COMMERCIAL OPERATORS
Number of
respondents
Section
Section title
119.33c ..
119.35 ....
119.36 ....
Proving Test Plan .....................................................
Certificate Application Reqts—all Operators ............
Certificate Application Reqts for Commercial Operators.
Amending a Certificate .............................................
Management Personnel Required, Part 135 ............
Management Personnel Qualifications, Part 135 .....
...................................................................................
119.41c ..
119.69e3
119.71f ...
Time per
response—
technical
($32.21/hr.)
Time per
response—
admin. asst.
($24.51/hr.)
Total
burden
(hours)
Total
burden
(cost)
Number of
responses
Total
responses
4
4
4
1
1
1
4
4
4
2.0
80.0
2.0
1.0
16.0
4.0
12
384
24
$356
11,876
650
1
4
4
1
1
1
1
4
4
0.5
1.0
1.0
0.1
0.5
0.5
0.6
6
6
19
178
178
........................
..................
..................
........................
........................
433
13,256
Note: Column and row totals may not sum due to rounding.
2. Revision of Existing Information
Collection 2120–0607: Pilot Records
Improvement Act of 1996/Pilot Records
Database 20
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Summary: With the exception of Form
8060–14 and –15, an operator utilizes
the various 8060 forms to report a
request for the applicable records of all
applicants for the position of pilot with
their company as needed under the Pilot
Records Improvement Act (PRIA).
Public Comment: There were no
comments submitted to the notice of
proposed rulemaking concerning this
information collection.
19 This burden is based on work performed by
technical specialists and/or administrative
assistants. The fully-burdened hourly wage used to
estimate costs includes the base hourly wage for
each job category plus an increase to account for
fringe benefits and overhead. The base hourly wage
for the technical specialist and administrative
assistant is estimated to be $20.95 and $15.95,
respectively (source: https://www.payscale.com/
research/US/Job=Technical_Specialist/Salary;
https://www.payscale.com/research/US/
Job=Administrative_Assistant/Hourly_Rate). The
base wage is increased by a multiplier of 34.1
percent for fringe benefits (source: https://
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Use: The information collected on
these forms will be used only to
facilitate search and retrieval of the
requested records, and submission is
mandatory until PRIA sunsets.
Operators then ‘‘may use such records
only to assess the qualification of the
individual in deciding whether or not to
hire the individual as a pilot.’’ (49
U.S.C. 44703(h)(11)). For purposes of
this incremental information collection
the FAA expects pilots to access the
pilot records database web-based
application to release records to
operators for review and to update
employment history. In turn, the hiring
operator uses the information to help
them perform a comprehensive
assessment of the pilot prior to making
a hiring decision, as required by the Act.
The FAA has estimated the increase
in the existing burden for this collection
based on four part 119 certificate
holders employing 129 commercial
pilots holding an airmen’s certificate in
the powered-lift category by the end of
the third year following adoption of this
rule. Note that not all information
collection requirements are expected to
increase as a result of the revision to
this information collection.
www.bls.gov/news.release/ecec.nr0.htm) and 17.0
percent for overhead (source) Cody Rice, U.S.
Environmental Protection Agency, ‘‘Wage Rates for
Economic Analyses of the Toxics Release Inventory
Program’’ June 10, 2002, https://
www.regulations.gov/document?D=EPA-HQ-OPPT2014-0650-0005. Summing together the base hourly
wage, fringe benefits, and overhead results in a
fully-loaded hourly wage of $32.21 for a technical
specialist and $24.51 for an administrative
assistant.
20 Official FAA forecasts related to the operation
of powered-lift in the National Airspace System
(NAS) have yet to be developed. Thus, forecasts for
operators of part 135 aircraft and fleet were
prepared solely for the purpose of estimating the
cost of the information collections affiliated with
this rule, and developed using publicly available
data related to orders and options for powered-lift.
FAA notes that none of the orders for the multitude
of powered-lift aircraft models being developed are
firm as of the time of this writing, with the
exception of one model. Using the fleet forecast and
an assumption for fleet utilization (i.e. hours flown),
forecasts for airmen and departures were also
developed to estimate costs of the paperwork
burden.
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TABLE 4—THREE-YEAR BURDEN ESTIMATE FOR INFORMATION COLLECTION 2120–0607 21 PILOT RECORDS DATABASE
Year 1
New Pilots .................................................................................................................................................................................
Cumulative Pilots ......................................................................................................................................................................
Pilot activity—by event
Events
per year
Hrs
per event
0
0
Year 1
(hrs)
Year 2
44
44
Year 2
(hrs)
Year 3
85
129
Year 3
(hrs)
Total
129
..............
Total
(hrs)
Database Registration—New Pilots ..............................................................................................
Input Employment History—New Pilots ........................................................................................
1.0
1.0
0.33
0.03
0
0
14.5
1.3
28.1
2.6
42.6
3.9
Total Time (Hours) .................................................................................................................
..................
..................
0.0
15.8
30.7
46.5
Pilot Activity—by Cost
Cost
per hr
Year 1
Year 2
Year 3
Total
Database Registration—New Pilots ....................................................................................................................
Input Employment History—New Pilots ..............................................................................................................
$46.28
46.28
$0
0
$671
60
$1,301
120
$1,972
181
Total Cost .....................................................................................................................................................
..................
0
731
1,421
2,152
Operator Activity—by Event
Events
per year
Hrs
per event
Year 1
(hrs)
Year 2
(hrs)
Year 3
(hrs)
Total
(hrs)
Training/checking events—Cumul. Pilots .....................................................................................
Ground training events—Cumul. Pilots .........................................................................................
Verification of NDR* Search—New Pilots .....................................................................................
Initial train/check—New Pilots .......................................................................................................
2.7
1.0
0.5
1.0
0.07
0.07
0.01
0.07
0
0
0
0
8.3
3.1
0.2
3.1
24.4
9.0
0.4
6.0
32.7
12.1
0.6
9.1
Total Time (Hours) .................................................................................................................
..................
..................
0
14.7
39.8
54.5
Operator Events—by Cost
Cost
per hr
Year 1
Year 2
Year 3
Total
Training/checking events—Cumul. Pilots ...........................................................................................................
Ground training events—Cumul. Pilots ...............................................................................................................
Verification of NDR* Search—New Pilots ...........................................................................................................
Initial train/check—New Pilots .............................................................................................................................
$91.33
91.33
91.33
91.33
$0
0
0
0
$758
283
18
283
$2,228
822
37
548
$2,986
1,105
55
4,146
Total Cost .....................................................................................................................................................
..................
0
1,343
3,635
8,293
lotter on DSK11XQN23PROD with RULES1
Note: Row and column totals may not sum due to rounding.
3. Revision of Existing Information
Collection 2120–0535: Anti-Drug
Program for Personnel Engaged in
Specified Aviation Activities 22
Summary: Part 119 certificate holders
with the authority to operate under
parts 121 and 135, air tour operators as
defined in 14 CFR 91.147, non-FAA or
Military Air Traffic Control Facilities,
contractors, or repair stations under 14
CFR part 145 that conduct drug and
alcohol testing programs are mandated
to report information to this collection.
Public Comment: There were no
comments submitted to the notice of
proposed rulemaking concerning this
information collection.
Use: The FAA uses this information
for determining program compliance or
non-compliance of regulated aviation
employers, oversight planning,
determining who must provide a
mandatory annual Management
Information System (MIS) testing
information, and communicating with
entities subject to the program
regulations. In addition, the information
is used to ensure that appropriate action
is taken regarding crewmembers and
other safety-sensitive employees who
have tested positive for drugs or alcohol
or have refused to submit to testing. The
collection includes reporting,
recordkeeping, and disclosure
information. Using the information
reported on the annual MIS allows the
FAA Administrator to determine the
random testing rates for the following
year, which is published in the Federal
Register.
The FAA has estimated the
incremental increase in the existing
burden for this collection based on four
powered-lift operators entering service
by the end of the third year following
adoption of this rule. Below are the
reporting requirements for this
information collection. Note that not all
information collection requirements are
expected to increase as a result of the
revision to this information collection.
21 Occupational Employment and Wages, May
2019, 11–3121 Human Resources Managers, Bureau
of Labor Statistics, Mean Hourly Wage Rate
($62.29). https://www.bls.gov/oes/2019/may/
oes113121.htm. The fully-burdened wage rate is
$91.33 and includes employee compensation that is
related to fringe benefits and is estimated to be 31.8
percent of the fully-burdened wage. Source: Bureau
of Labor Statistics, Employer Costs for Employee
Compensation (https://www.bls.gov/news.release/
pdf/ecec.pdf; data provided in news release vary
slightly by month). The FAA used a ground
instructor base hourly wage rate ($31.56) as a proxy
for the pilot non-flying base hourly wage rate
(source: Bureau of Labor Statistics (BLS)
Occupational Employment Statistics for Air
Transportation Industry). https://www.bls.gov/oes/
2019/may/oes131151.htm: Training and
Development Specialists (13–1151). The fullyburdened wage rate is $46.28 and includes
employee compensation related to benefits that is
estimated to be 31.8 percent of the fully-burdened
wage. (Source: Bureau of Labor Statistics, Employer
Costs for Employee Compensation.)
22 Official FAA forecasts related to the operation
of powered-lift in the National Airspace System
(NAS) have yet to be developed. Thus, forecasts for
operators of part 135 aircraft and fleet were
prepared solely for the purpose of estimating the
cost of the information collections affiliated with
this rule, and developed using publicly available
data related to orders and options for powered-lift.
FAA notes that none of the orders for the multitude
of powered-lift aircraft models being developed are
firm as of the time of this writing, with the
exception of one model. Using the fleet forecast and
an assumption for fleet utilization (i.e. hours flown),
forecasts for airmen and departures were also
developed to estimate costs of the paperwork
burden.
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TABLE 5—THREE-YEAR BURDEN ESTIMATE FOR INFORMATION COLLECTION 2120–0535 ANTI-DRUG PROGRAM FOR
PERSONNEL ENGAGED IN SPECIFIED AVIATION ACTIVITIES
Responses
(three years)
PRA task item
Time per
response
(hours)
Total 3-Yr
burden
(hours)
Fully-burdened
hourly wage
($25.33)
Total 3-Yr
Burden
($)
Promulgate Policy ......................................................................
Registration (New or Amended) ................................................
Supervisory Drug and Alcohol Training .....................................
Employee Training Documentation ............................................
Reasonable Cause/Suspicion Documentation ..........................
Voluntary Disclosure ..................................................................
Emergency Maintenance ...........................................................
Scientifically Valid Random Testing Process ............................
Medical Review Officer Recordkeeping Provision .....................
4
4
6
129
1.5
1.0
1
83
4
16.00
1.00
0.25
0.25
2.00
40.00
1.25
1.00
0.25
64.0
4.0
1.6
32.3
3.0
40.0
1.3
82.8
1.0
$25.33
25.33
25.33
25.33
25.33
25.33
25.33
25.33
25.33
$1,621
101
41
817
76
1,013
32
2,097
25
Total Incremental Change for OMB 2120–0535 .............
234
....................
229.9
............................
5,823
Note: Row and column totals may not sum due to rounding.
F. International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these regulations.
G. Environmental Analysis
FAA Order 1050.1F identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act (NEPA) in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 5–6.6f for regulations and
involves no extraordinary
circumstances.
VI. Executive Order Determinations
lotter on DSK11XQN23PROD with RULES1
A. Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. The
FAA has determined that this action
will not have a substantial direct effect
on the States, or the relationship
between the Federal Government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, and,
therefore, will not have federalism
implications.
B. Executive Order 13175, Consultation
and Coordination with Indian Tribal
Governments
Consistent with Executive Order
13175, Consultation and Coordination
VerDate Sep<11>2014
17:11 Jul 25, 2023
Jkt 259001
with Indian Tribal Governments,23 and
FAA Order 1210.20, American Indian
and Alaska Native Tribal Consultation
Policy and Procedures,24 the FAA
ensures that Federally Recognized
Tribes (Tribes) are given the opportunity
to provide meaningful and timely input
regarding proposed Federal actions that
have the potential to have substantial
direct effects on one or more Indian
Tribes, on the relationship between the
Federal Government and Indian Tribes,
or on the distribution of power and
responsibilities between the Federal
Government and Indian Tribes; or to
affect uniquely or significantly their
respective Tribes. At this point, the FAA
has not identified any unique or
significant effects, environmental or
otherwise, on Tribes resulting from this
final rule.
C. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use. The FAA has
determined that it is not a ‘‘significant
energy action’’ under the executive
order and is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy.
D. Executive Order 13609, Promoting
International Regulatory Cooperation
Executive Order 13609, Promoting
International Regulatory Cooperation,
promotes international regulatory
cooperation to meet shared challenges
involving health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
FR 67249 (Nov. 6, 2000).
Order No. 1210.20 (Jan. 28, 2004),
available at https://www.faa.gov/documentLibrary/
media/1210.pdf.
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23 65
24 FAA
Frm 00056
Fmt 4700
Sfmt 4700
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609, and has determined that
this action will have no effect on
international regulatory cooperation.
VII. Additional Information
A. Electronic Access and Filing
A copy of the NPRM, all comments
received, this final rule, and all
background material may be viewed
online at https://www.regulations.gov
using the docket number listed above. A
copy of this rule will be placed in the
docket. Electronic retrieval help and
guidelines are available on the website.
It is available 24 hours each day, 365
days each year. An electronic copy of
this document may also be downloaded
from the Office of the Federal Register’s
website at https://
www.federalregister.gov and the
Government Publishing Office’s website
at https://www.govinfo.gov. A copy may
also be found at the FAA’s Regulations
and Policies website at https://
www.faa.gov/regulations_policies.
Copies may also be obtained by
sending a request to the Federal
Aviation Administration, Office of
Rulemaking, ARM–1, 800 Independence
Avenue SW, Washington, DC 20591, or
by calling (202) 267–9677. Commenters
must identify the docket or amendment
number(s) of this rulemaking.
All documents the FAA considered in
developing this final rule, including
economic analyses and technical
reports, may be accessed in the
electronic docket for this rulemaking.
B. Small Business Regulatory
Enforcement Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires the FAA to comply with
small entity requests for information or
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advice about compliance with statutes
and regulations within its jurisdiction.
A small entity with questions regarding
this document may contact its local
FAA official, or the person listed under
the FOR FURTHER INFORMATION CONTACT
heading at the beginning of the
preamble. To find out more about
SBREFA on the internet, visit https://
www.faa.gov/regulations_policies/
rulemaking/sbre_act/.
List of Subjects
14 CFR Part 91
Air carrier, Air taxis, Air traffic
control, Aircraft, Airmen, Airports,
Aviation safety, Charter flights,
Reporting and recordkeeping
requirements, Transportation.
14 CFR Part 110
Administrative practice and
procedure, Air carriers, Aircraft,
Aviation safety, Charter flights,
Reporting and recordkeeping
requirements.
14 CFR Part 119
Administrative practice and
procedure, Air carriers, Aircraft,
Aviation safety, Charter flights,
Reporting and recordkeeping
requirements.
14 CFR Part 121
Air carriers, Aircraft, Airmen,
Aviation safety, Charter flights,
Reporting and recordkeeping
requirements, Safety, Transportation.
14 CFR Part 125
Aircraft, Airmen, Aviation safety,
Reporting and recordkeeping
requirements.
14 CFR Part 136
Air transportation, Aircraft, Aviation
safety, National parks, Recreation and
recreation areas, Reporting and
recordkeeping requirements.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends chapter I of title 14, Code of
Federal Regulations as follows:
PART 91—GENERAL OPERATING AND
FLIGHT RULES
1. The authority citation for part 91
continues to read as follows:
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■
Authority: 49 U.S.C. 106(f), 106(g), 40101,
40103, 40105, 40113, 40120, 44101, 44111,
44701, 44704, 44709, 44711, 44712, 44715,
44716, 44717, 44722, 46306, 46315, 46316,
46504, 46506–46507, 47122, 47508, 47528–
47531, 47534, Pub. L. 114–190, 130 Stat. 615
(49 U.S.C. 44703 note); articles 12 and 29 of
VerDate Sep<11>2014
17:11 Jul 25, 2023
Jkt 259001
the Convention on International Civil
Aviation (61 Stat. 1180), (126 Stat. 11).
2. Amend § 91.146 by revising
paragraphs (b) introductory text and
(b)(2), (3), (5), and (7) to read as follows:
■
§ 91.146 Passenger-carrying flights for the
benefit of a charitable, nonprofit, or
community event.
*
*
*
*
*
(b) Passenger-carrying flights in
airplanes, powered-lift, or rotorcraft for
the benefit of a charitable, nonprofit, or
community event identified in
paragraph (c) of this section are not
subject to the certification requirements
of part 119 of this chapter or the drug
and alcohol testing requirements in part
120 of this chapter, provided the
following conditions are satisfied and
the limitations in paragraphs (c) and (d)
of this section are not exceeded:
*
*
*
*
*
(2) The flight is conducted from a
public airport that is adequate for the
aircraft used, or from another location
the FAA approves for the operation;
(3) The aircraft has a maximum of 30
seats, excluding each crewmember seat,
and a maximum payload capacity of
7,500 pounds;
*
*
*
*
*
(5) Each aircraft holds a standard
airworthiness certificate, is airworthy,
and is operated in compliance with the
applicable requirements of subpart E of
this part;
*
*
*
*
*
(7) Reimbursement of the operator of
the aircraft is limited to that portion of
the passenger payment for the flight that
does not exceed the pro rata cost of
owning, operating, and maintaining the
aircraft for that flight, which may
include fuel, oil, airport expenditures,
and rental fees;
*
*
*
*
*
■ 3. Amend § 91.147 by revising
paragraph (a) to read as follows:
§ 91.147 Passenger-carrying flights for
compensation or hire.
*
*
*
*
*
(a) For the purposes of this section
and for drug and alcohol testing,
Operator means any person conducting
nonstop passenger-carrying flights in an
airplane, powered-lift, or rotorcraft for
compensation or hire in accordance
with § 119.1(e)(2), § 135.1(a)(5), or
§ 121.1(d) of this chapter that begin and
end at the same airport and are
conducted within a 25-statute mile
radius of that airport.
*
*
*
*
*
■ 4. Amend § 91.1015 by revising
paragraph (a)(9) to read as follows:
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Sfmt 4700
§ 91.1015
48087
Management specifications.
(a) * * *
(9) Any authorized deviation and
exemption that applies to the person
conducting operations under this
subpart; and
*
*
*
*
*
PART 110—GENERAL
REQUIREMENTS
5. The authority citation for part 110
is revised to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40101,
40102, 40103, 40113, 44105, 44106, 44111,
44701–44717, 44722, 44901, 44903, 44904,
44906, 44912, 44914, 44936, 44938, 46103,
46105.
6. Amend § 110.2 by revising the
introductory text of the definition of
‘‘Commercial air tour’’ and by revising
the definitions of ‘‘Commuter
operation’’, ‘‘Domestic operation’’, ‘‘Flag
operation’’, ‘‘On-demand operation’’,
and ‘‘Supplemental operation’’ to read
as follows:
■
§ 110.2
Definitions.
*
*
*
*
*
Commercial air tour means a flight
conducted for compensation or hire in
an airplane, powered-lift, or rotorcraft
where a purpose of the flight is
sightseeing. The FAA may consider the
following factors in determining
whether a flight is a commercial air
tour:
*
*
*
*
*
Commuter operation means any
scheduled operation conducted by any
person operating one of the following
types of aircraft with a frequency of
operations of at least five round trips
per week on at least one route between
two or more points according to the
published flight schedules:
(1) Rotorcraft; or
(2) Airplanes or powered-lift that:
(i) Are not turbojet-powered;
(ii) Have a maximum passenger-seat
configuration of 9 seats or less,
excluding each crewmember seat; and
(iii) Have a maximum payload
capacity of 7,500 pounds or less.
*
*
*
*
*
Domestic operation means any
scheduled operation conducted by any
person operating any aircraft described
in paragraph (1) of this definition at
locations described in paragraph (2) of
this definition:
(1) Airplanes or powered-lift that:
(i) Are turbojet-powered;
(ii) Have a passenger-seat
configuration of more than 9 passenger
seats, excluding each crewmember seat;
or
(iii) Have a payload capacity of more
than 7,500 pounds.
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(2) Locations:
(i) Between any points within the 48
contiguous States of the United States or
the District of Columbia; or
(ii) Operations solely within the 48
contiguous States of the United States or
the District of Columbia; or
(iii) Operations entirely within any
State, territory, or possession of the
United States; or
(iv) When specifically authorized by
the Administrator, operations between
any point within the 48 contiguous
States of the United States or the District
of Columbia and any specifically
authorized point located outside the 48
contiguous States of the United States or
the District of Columbia.
*
*
*
*
*
Flag operation means any scheduled
operation conducted by any person
operating any aircraft described in
paragraph (1) of this definition at
locations described in paragraph (2) of
this definition:
(1) Airplanes or powered-lift that:
(i) Are turbojet-powered;
(ii) Have a passenger-seat
configuration of more than 9 passenger
seats, excluding each crewmember seat;
or
(iii) Have a payload capacity of more
than 7,500 pounds.
(2) Locations:
(i) Between any point within the State
of Alaska or the State of Hawaii or any
territory or possession of the United
States and any point outside the State of
Alaska or the State of Hawaii or any
territory or possession of the United
States, respectively; or
(ii) Between any point within the 48
contiguous States of the United States or
the District of Columbia and any point
outside the 48 contiguous States of the
United States and the District of
Columbia; or
(iii) Between any point outside the
U.S. and another point outside the U.S.
*
*
*
*
*
On-demand operation means any
operation for compensation or hire that
is one of the following:
(1) Passenger-carrying operations
conducted as a public charter under part
380 of this chapter or any operations in
which the departure time, departure
location, and arrival location are
specifically negotiated with the
customer or the customer’s
representative that are any of the
following types of operations:
(i) Common carriage operations
conducted with airplanes or poweredlift, including any that are turbojetpowered, having a passenger-seat
configuration of 30 seats or fewer,
excluding each crewmember seat, and a
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Jkt 259001
payload capacity of 7,500 pounds or
less. The operations described in this
paragraph do not include operations
using a specific airplane or powered-lift
that is also used in domestic or flag
operations and that is so listed in the
operations specifications as required by
§ 119.49(a)(4) of this chapter for those
operations are considered supplemental
operations;
(ii) Noncommon or private carriage
operations conducted with airplanes or
powered-lift having a passenger-seat
configuration of less than 20 seats,
excluding each crewmember seat, and a
payload capacity of less than 6,000
pounds; or
(iii) Any rotorcraft operation.
(2) Scheduled passenger-carrying
operations conducted with one of the
following types of aircraft, other than
turbojet-powered aircraft, with a
frequency of operations of less than five
round trips per week on at least one
route between two or more points
according to the published flight
schedules:
(i) Airplanes or powered-lift having a
maximum passenger-seat configuration
of 9 seats or less, excluding each
crewmember seat, and a maximum
payload capacity of 7,500 pounds or
less; or
(ii) Rotorcraft.
(3) All-cargo operations conducted
with airplanes or powered-lift having a
payload capacity of 7,500 pounds or
less, or with rotorcraft.
*
*
*
*
*
Supplemental operation means any
common carriage operation for
compensation or hire conducted with
any aircraft described in paragraph (1)
of this definition that is a type of
operation described in paragraph (2) of
this definition:
(1) Airplanes or powered-lift that:
(i) Have a passenger-seat
configuration of more than 30 seats,
excluding each crewmember seat.
(ii) Have a payload capacity of more
than 7,500 pounds.
(iii) Are propeller-powered and:
(A) Have a passenger-seat
configuration of more than 9 seats and
less than 31 seats, excluding each
crewmember seat; and
(B) Are used in domestic or flag
operations but are so listed in the
operations specifications as required by
§ 119.49(a)(4) of this chapter for such
operations.
(iv) Are turbojet-powered and:
(A) Have a passenger seat
configuration of 1 or more but less than
31 seats, excluding each crewmember
seat; and
(B) Are used in domestic or flag
operations and are so listed in the
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Frm 00058
Fmt 4700
Sfmt 4700
operations specifications as required by
§ 119.49(a)(4) of this chapter for such
operations.
(2) Types of operation:
(i) Operations for which the departure
time, departure location, and arrival
location are specifically negotiated with
the customer or the customer’s
representative.
(ii) All-cargo operations.
(iii) Passenger-carrying public charter
operations conducted under part 380 of
this chapter.
*
*
*
*
*
PART 119—CERTIFICATION: AIR
CARRIERS AND COMMERCIAL
OPERATORS
7. The authority citation for part 119
is revised to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40101,
40102, 40103, 40113, 44105, 44106, 44111,
44701–44717, 44722, 44901, 44903, 44904,
44906, 44912, 44914, 44936, 44938, 46103,
46105; sec. 215, Pub. L. 111–216, 124 Stat.
2348.
8. Amend § 119.1 by:
a. Revising paragraph (a)(2);
b. Adding paragraph (a)(3); and
c. Revising paragraphs (e)
introductory text, (e)(2), (e)(4)(v), (e)(5),
(e)(7) introductory text, and (e)(7)(i),
(iii), and (vii).
The revisions and addition read as
follows:
■
■
■
■
§ 119.1
Applicability.
(a) * * *
(2) When common carriage is not
involved, in operations of any U.S.registered civil airplane or powered-lift
with a seat configuration of 20 or more
passengers, or a maximum payload
capacity of 6,000 pounds or more; or
(3) When noncommon carriage is
involved, except as provided in
§ 91.501(b) of this chapter, or in private
carriage for compensation or hire, in
operations of any U.S.-registered civil
airplane or powered-lift with a
passenger-seat configuration of less than
20 seats and a payload capacity of less
than 6,000 pounds.
*
*
*
*
*
(e) Except for operations when
common carriage is not involved
conducted with any airplane or
powered-lift having a passenger-seat
configuration of 20 seats or more,
excluding any required crewmember
seat, or a payload capacity of 6,000
pounds or more, this part does not
apply to—
*
*
*
*
*
(2) Nonstop Commercial Air Tours
that occur in an airplane, powered-lift,
or rotorcraft having a standard
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airworthiness certificate and passengerseat configuration of 30 seats or fewer
and a maximum payload capacity of
7,500 pounds or less that begin and end
at the same airport, and are conducted
within a 25-statute mile radius of that
airport, in compliance with the Letter of
Authorization issued under § 91.147 of
this chapter. For nonstop Commercial
Air Tours conducted in accordance with
part 136, subpart B, of this chapter,
National Parks Air Tour Management,
the requirements of this part apply
unless excepted in § 136.37(g)(2). For
Nonstop Commercial Air Tours
conducted in the vicinity of the Grand
Canyon National Park, Arizona, the
requirements of SFAR 50–2, part 93,
subpart U, of the chapter and this part,
as applicable, apply.
*
*
*
*
*
(4) * * *
(v) Powered-lift or rotorcraft
operations in construction or repair
work (but part 119 of this chapter does
apply to transportation to and from the
site of operations); and
*
*
*
*
*
(5) Sightseeing flights conducted in
hot air balloons or gliders;
*
*
*
*
*
(7) Powered-lift or rotorcraft flights
conducted within a 25 statute mile
radius of the airport of takeoff if—
(i) Not more than two passengers are
carried in the aircraft in addition to the
required flightcrew;
*
*
*
*
*
(iii) The aircraft used is certificated in
the standard category and complies with
the 100-hour inspection requirements of
part 91 of this chapter;
*
*
*
*
*
(vii) Cargo is not carried in or on the
aircraft;
*
*
*
*
*
■ 9. Amend § 119.5 by revising
paragraphs (b) and (c) to read as follows:
§ 119.5 Certifications, authorizations, and
prohibitions.
lotter on DSK11XQN23PROD with RULES1
*
*
*
*
*
(b) A person not authorized to
conduct direct air carrier operations, but
authorized by the Administrator to
conduct operations as a U.S.
commercial operator, will be issued an
Operating Certificate.
(c) A person not authorized to
conduct direct air carrier operations, but
authorized by the Administrator to
conduct operations when common
carriage is not involved as an operator
of any U.S.-registered civil airplane or
powered-lift with a seat configuration of
20 or more passengers, or a maximum
payload capacity of 6,000 pounds or
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more, will be issued an Operating
Certificate.
*
*
*
*
*
■ 10. Amend § 119.21 by revising
paragraph (a) introductory text to read
as follows:
§ 119.21 Commercial operators engaged in
intrastate common carriage and direct air
carriers.
(a) Each person who conducts
airplane or powered-lift operations as a
commercial operator engaged in
intrastate common carriage of persons or
property for compensation or hire in air
commerce, or as a direct air carrier,
shall comply with the certification and
operations specifications requirements
in subpart C of this part, and shall
conduct its:
*
*
*
*
*
■ 11. Amend § 119.23 by revising the
section heading, paragraphs (a)
introductory text, (a)(2), and (b)
introductory text to read as follows:
§ 119.23 Operators engaged in passengercarrying operations, cargo operations, or
both with airplanes or powered-lift when
common carriage is not involved.
(a) Each person who conducts
operations when common carriage is not
involved with any airplane or poweredlift having a passenger-seat
configuration of 20 seats or more,
excluding each crewmember seat, or a
payload capacity of 6,000 pounds or
more, must, unless deviation authority
is issued—
*
*
*
*
*
(2) Conduct its operations in
accordance with the requirements of
part 125 of this chapter; and
*
*
*
*
*
(b) Each person who conducts
noncommon carriage (except as
provided in § 91.501(b) of this chapter)
or private carriage operations for
compensation or hire with any airplane
or powered-lift having a passenger-seat
configuration of less than 20 seats,
excluding each crewmember seat, and a
payload capacity of less than 6,000
pounds, must—
*
*
*
*
*
■ 12. Amend § 119.49 by revising
paragraphs (a)(12), (b)(12), and (c)(11) to
read as follows:
§ 119.49 Contents of operations
specifications.
(a) * * *
(12) Any authorized deviation or
exemption from any requirement of this
chapter that applies to the certificate
holder.
*
*
*
*
*
(b) * * *
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(12) Any authorized deviation or
exemption from any requirement of this
chapter that applies to the certificate
holder.
*
*
*
*
*
(c) * * *
(11) Any authorized deviation or
exemption from any requirement of this
chapter that applies to the certificate
holder.
*
*
*
*
*
■ 13. Amend § 119.65 by revising
paragraphs (a)(3) and (b)(2) to read as
follows:
§ 119.65 Management personnel required
for operations conducted under part 121 of
this chapter.
(a) * * *
(3) Chief Pilot for each category of
aircraft the certificate holder uses, as
listed in § 61.5(b)(1) of this chapter.
*
*
*
*
*
(b) * * *
(2) The number and type of aircraft
used; and
*
*
*
*
*
■ 14. Revise § 119.67 to read as follows:
§ 119.67 Management personnel:
Qualifications for operations conducted
under part 121 of this chapter.
(a) Director of Operations. To serve as
Director of Operations under
§ 119.65(a), a person must hold an
airline transport pilot certificate and—
(1) If the certificate holder uses large
aircraft, at least 3 years of supervisory
or managerial experience within the last
6 years in large aircraft, in a position
that exercised operational control over
any operations conducted under part
121 or 135 of this chapter.
(2) If the certificate holder uses large
aircraft, at least 3 years of experience as
pilot in command under part 121 or 135
of this chapter in large aircraft in at least
one of the categories of aircraft the
certificate holder uses, as listed in
§ 61.5(b)(1) of this chapter. In the case
of a person becoming Director of
Operations for the first time, he or she
must have accumulated this experience
as pilot in command within the past 6
years.
(3) If the certificate holder uses only
small aircraft in its operations, the
experience required in paragraphs (a)(1)
and (2) of this section may be obtained
in either large or small aircraft.
(b) Chief Pilot. To serve as Chief Pilot
under § 119.65(a), a person must:
(1) Hold an airline transport pilot
certificate with appropriate ratings in
the category of aircraft that the
certificate holder uses in its operations
under part 121 of this chapter and over
which the Chief Pilot exercises
responsibility; and
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(2) Have at least 3 years of experience
as pilot in command in the same
category of aircraft that the certificate
holder uses, as listed in § 61.5(b) of this
chapter. The experience as pilot in
command described in this paragraph
(b)(2) must:
(i) Have occurred within the past 6
years, in the case of a person becoming
a Chief Pilot for the first time.
(ii) Have occurred in large aircraft
operated under part 121 or 135 of this
chapter. If the certificate holder uses
only small aircraft in its operation, this
experience may be obtained in either
large or small aircraft.
(iii) Be in the same category of aircraft
over which the Chief Pilot exercises
responsibility.
(c) Director of Maintenance. To serve
as Director of Maintenance under
§ 119.65(a), a person must:
(1) Hold a mechanic certificate with
airframe and powerplant ratings;
(2) Have 1 year of experience in a
position responsible for returning
aircraft to service;
(3) Have at least 1 year of experience
in a supervisory capacity under either
paragraph (c)(4)(i) or (ii) of this section
maintaining the same category and class
of aircraft as the certificate holder uses;
and
(4) Have 3 years of experience within
the past 6 years in one or a combination
of the following—
(i) Maintaining large aircraft with 10
or more passenger seats, including, at
the time of appointment as Director of
Maintenance, experience in maintaining
the same category and class of aircraft
as the certificate holder uses; or
(ii) Repairing aircraft in a certificated
airframe repair station that is rated to
maintain aircraft in the same category
and class of aircraft as the certificate
holder uses.
(d) Chief Inspector. To serve as Chief
Inspector under § 119.65(a), a person
must:
(1) Hold a mechanic certificate with
both airframe and powerplant ratings,
and have held these ratings for at least
3 years;
(2) Have at least 3 years of
maintenance experience on different
types of large aircraft with 10 or more
passenger seats with an air carrier or
certificated repair station, 1 year of
which must have been as maintenance
inspector; and
(3) Have at least 1 year of experience
in a supervisory capacity maintaining
the same category and class of aircraft
as the certificate holder uses.
(e) Deviation. A certificate holder may
request a deviation to employ a person
who does not meet the appropriate
airman experience, managerial
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experience, or supervisory experience
requirements of this section if the
Manager of the Air Transportation
Division or the Manager of the Aircraft
Maintenance Division, as appropriate,
finds that the person has comparable
experience and can effectively perform
the functions associated with the
position in accordance with the
requirements of this chapter and the
procedures outlined in the certificate
holder’s manual. Deviations under this
paragraph (e) may be issued after
consideration of the size and scope of
the operation and the qualifications of
the intended personnel. The
Administrator may, at any time,
terminate any grant of deviation
authority issued under this paragraph
(e).
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
15. The authority citation for part 121
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40103,
40113, 40119, 41706, 42301 preceding note
added by Pub. L. 112–95, sec. 412, 126 Stat.
89, 44101, 44701–44702, 44705, 44709–
44711, 44713, 44716–44717, 44722, 44729,
44732; 46105; Pub. L. 111–216, 124 Stat.
2348 (49 U.S.C. 44701 note); Pub. L. 112–95,
126 Stat. 62 (49 U.S.C. 44732 note); Pub. L.
115–254, 132 Stat. 3186 (49 U.S.C. 44701
note).
16. Amend § 121.1 by revising
paragraphs (c) and (g) to read as follows:
■
§ 121.1
Applicability.
*
*
*
*
*
(c) Each person who applies for
provisional approval of an Advanced
Qualification Program curriculum,
curriculum segment, or portion of a
curriculum segment under subpart Y of
this part, and each person employed or
used by an air carrier or commercial
operator under this part to perform
training, qualification, or evaluation
functions under an Advanced
Qualification Program under subpart Y
of this part.
*
*
*
*
*
(g) This part also establishes
requirements for operators to take
actions to support the continued
airworthiness of each aircraft.
§ 121.470
[Amended]
18. Amend § 121.470 in paragraphs (a)
and (b) by removing the word
‘‘airplanes’’ and adding in its place the
word ‘‘aircraft’’.
■
§ 121.480
[Amended]
19. Amend § 121.480 in paragraph (a)
by removing the word ‘‘airplanes’’ and
adding in its place the word ‘‘aircraft’’.
■
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§ 121.500
[Amended]
20. Amend § 121.500 in paragraph (a)
by removing the word ‘‘airplanes’’ and
adding in its place the word ‘‘aircraft’’.
■
PART 125—CERTIFICATION AND
OPERATIONS: AIRCRAFT HAVING A
SEATING CAPACITY OF 20 OR MORE
PASSENGERS OR A MAXIMUM
PAYLOAD CAPACITY OF 6,000
POUNDS OR MORE; AND RULES
GOVERNING PERSONS ON BOARD
SUCH AIRCRAFT
21. The authority citation for part 125
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40113,
44701–44702, 44705, 44710–44711, 44713,
44716–44717, 44722.
22. The heading for part 125 is revised
to read as set forth above.
■ 23. Amend § 125.1 by revising
paragraphs (a), (b) introductory text,
(b)(4), (c), and (e) to read as follows:
■
§ 125.1
Applicability.
(a) Except as provided in paragraphs
(b) through (d) of this section, this part
prescribes rules governing the
operations of U.S.-registered civil
airplanes and powered-lift, when those
aircraft have a seating configuration of
20 or more passengers or a maximum
payload capacity of 6,000 pounds or
more when common carriage is not
involved.
(b) The rules of this part do not apply
to the operations of aircraft specified in
paragraph (a) of this section, when—
*
*
*
*
*
(4) They are being operated under part
91 of this chapter by an operator
certificated to operate those aircraft
under the rules of part 121, 135, or 137
of this chapter, they are being operated
under the applicable rules of part 121 or
135 of this chapter by an applicant for
a certificate under part 119 of this
chapter or they are being operated by a
foreign air carrier or a foreign person
engaged in common carriage solely
outside the United States under part 91
of this chapter;
*
*
*
*
*
(c) This part, except § 125.247, does
not apply to the operation of aircraft
specified in paragraph (a) of this section
when they are operated outside the
United States by a person who is not a
citizen of the United States.
*
*
*
*
*
(e) This part also establishes
requirements for operators to take
actions to support the continued
airworthiness of each aircraft.
24. Amend § 125.23 by revising the
introductory text to read as follows:
■
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§ 125.23 Rules applicable to operations
subject to this part.
Each person operating an aircraft in
operations under this part shall—
*
*
*
*
*
PART 136—COMMERCIAL AIR TOURS
AND NATIONAL PARKS AIR TOUR
MANAGEMENT
25. The authority citation for part 136
is revised to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40113,
40119, 44101, 44701–44702, 44705, 44709–
44711, 44713, 44716–44717, 44722, 44901,
44903–44904, 44912, 46105.
26. Amend § 136.1:
a. By revising paragraphs (a), (b)
introductory text, and (c); and
■ b. In paragraph (d):
■ i. In the definition of ‘‘Commercial Air
Tour’’:
■ A. By removing ‘‘Commercial Air
Tour’’ and adding ‘‘Commercial air
tour’’ in its place;
■ B. By revising the introductory text;
and
■ C. By redesignating paragraphs (1)
through (8) as paragraphs (i) through
(viii);
■ ii. By removing the definition of
‘‘Suitable landing area for helicopters’’;
and
■ iii. By adding a definition for
‘‘Suitable landing area for rotorcraft’’ in
alphabetical order.
The revisions and addition read as
follows:
■
■
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§ 136.1
Applicability and definitions.
(a) This subpart applies to each
person operating or intending to operate
a commercial air tour in an airplane,
powered-lift, or rotorcraft and, when
applicable, to all occupants of those
aircraft engaged in a commercial air
tour. When any requirement of this
subpart is more stringent than any other
requirement of this chapter, the person
operating the commercial air tour must
comply with the requirement in this
subpart.
(b) This subpart applies to:
*
*
*
*
*
(c) This subpart does not apply to
operations conducted in balloons,
gliders (powered and un-powered),
parachutes (powered and un-powered),
gyroplanes, or airships.
(d) * * *
Commercial air tour means a flight
conducted for compensation or hire in
an airplane, powered-lift, or rotorcraft
where a purpose of the flight is
sightseeing. The FAA may consider the
following factors in determining
whether a flight is a commercial air tour
for purposes of this subpart:
*
*
*
*
*
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Suitable landing area for rotorcraft
means an area that provides the operator
reasonable capability to land in an
emergency without causing serious
injury to persons. These suitable
landing areas must be site specific,
designated by the operator, and
accepted by the FAA.
*
*
*
*
*
■ 27. Revise § 136.3 to read as follows:
§ 136.3
Letters of Authorization.
Operators subject to this subpart who
have Letters of Authorization may use
the procedures described in § 119.51 of
this chapter to amend or have the FAA
reconsider those Letters of
Authorization.
■ 28. Revise § 136.5 to read as follows:
§ 136.5 Additional requirements for
Hawaii.
Any operator subject to this subpart
who meets the criteria of § 136.71 must
comply with the additional
requirements and restrictions in subpart
D of this part.
29. Amend § 136.9 by revising the
section heading and paragraphs (b)(1)
through (3) to read as follows:
■
§ 136.9
water.
Life preservers for operations over
*
*
*
*
*
(b) * * *
(1) The aircraft is equipped with
floats;
(2) The airplane is within power-off
gliding distance to the shoreline for the
duration of the time that the flight is
over water; or
(3) The aircraft is a multiengine that
can be operated with the critical engine
inoperative at a weight that will allow
it to climb, at least 50 feet a minute, at
an altitude of 1,000 feet above the
surface, as provided in the approved
aircraft flight manual for that aircraft.
*
*
*
*
*
■ 30. Revise § 136.11 to read as follows:
§ 136.11
Rotorcraft floats for over water.
(a) A rotorcraft used in commercial air
tours over water beyond the shoreline
must be equipped with fixed floats or an
inflatable flotation system adequate to
accomplish a safe emergency ditching,
if—
(1) It is a single-engine rotorcraft; or
(2) It is a multi-engine rotorcraft that
cannot be operated with the critical
engine inoperative at a weight that will
allow it to climb, at least 50 feet a
minute, at an altitude of 1,000 feet
above the surface, as provided in the
approved aircraft flight manual for that
aircraft.
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48091
(b) Each rotorcraft that is required to
be equipped with an inflatable flotation
system under this section must have:
(1) The activation switch for the
flotation system on one of the primary
flight controls; and
(2) The flotation system armed when
the rotorcraft is over water beyond the
shoreline and is flying at a speed that
does not exceed the maximum speed
prescribed in the approved aircraft flight
manual for flying with the flotation
system armed.
(c) Neither fixed floats nor an
inflatable flotation system is required
for a rotorcraft under this section when
that rotorcraft is:
(1) Over water only during the takeoff
or landing portion of the flight; or
(2) Operated within power-off gliding
distance to the shoreline for the
duration of the flight and each occupant
is wearing a life preserver from before
takeoff until the aircraft is no longer
over water.
■
31. Revise § 136.13 to read as follows:
§ 136.13
Performance plan.
(a) Each operator that uses a rotorcraft
must complete a performance plan
before each commercial air tour or flight
operated under § 91.146 or § 91.147 of
this chapter. The pilot in command
must review for accuracy and comply
with the performance plan on the day
the flight occurs. The performance plan
must be based on information in the
approved aircraft flight manual for that
aircraft taking into consideration the
maximum density altitude for which the
operation is planned, in order to
determine:
(1) Maximum gross weight and center
of gravity (CG) limitations for hovering
in ground effect;
(2) Maximum gross weight and CG
limitations for hovering out of ground
effect; and
(3) Maximum combination of weight,
altitude, and temperature for which
height/velocity information in the
approved aircraft flight manual is valid.
(b) Except for the approach to and
transition from a hover for the purpose
of takeoff and landing, or during takeoff
and landing, the pilot in command must
make a reasonable plan to operate the
rotorcraft outside of the caution/
warning/avoid area of the limiting
height/velocity diagram.
(c) Except for the approach to and
transition from a hover for the purpose
of takeoff and landing, during takeoff
and landing, or when necessary for
safety of flight, the pilot in command
must operate the rotorcraft in
compliance with the plan described in
paragraph (b) of this section.
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Federal Register / Vol. 88, No. 142 / Wednesday, July 26, 2023 / Rules and Regulations
Appendix A to Part 136—[Removed]
■
32. Remove appendix A to part 136.
33. Add subpart D to part 136 to read
as follows:
■
Subpart D—Special Operating Rules for Air
Tour Operators in the State of Hawaii
Sec.
136.71 Applicability.
136.73 Definitions.
136.75 Equipment and requirements.
Subpart D—Special Operating Rules
for Air Tour Operators in the State of
Hawaii
§ 136.71
Applicability.
(a) Except as provided in paragraph
(b) of this section, this subpart
prescribes operating rules for air tour
flights conducted in airplanes, poweredlift, or rotorcraft under visual flight
rules in the State of Hawaii pursuant to
parts 91, 121, and 135 of this chapter.
(b) This subpart does not apply to:
(1) Operations conducted under part
121 of this chapter in airplanes with a
passenger seating configuration of more
than 30 seats or a payload capacity of
more than 7,500 pounds.
(2) Flights conducted in gliders or hot
air balloons.
§ 136.73
Definitions.
For the purposes of this subpart:
Air tour means any sightseeing flight
conducted under visual flight rules in
an airplane, powered-lift, or rotorcraft
for compensation or hire.
Air tour operator means any person
who conducts an air tour.
lotter on DSK11XQN23PROD with RULES1
§ 136.75
Equipment and requirements.
(a) Flotation equipment. No person
may conduct an air tour in Hawaii in a
rotorcraft beyond the shore of any
island, regardless of whether the
rotorcraft is within gliding distance of
the shore, unless:
(1) The rotorcraft is amphibious or is
equipped with floats adequate to
accomplish a safe emergency ditching
and approved flotation gear is easily
accessible for each occupant; or
(2) Each person on board the
rotorcraft is wearing approved flotation
gear.
(b) Performance plan. Each operator
must complete a performance plan that
meets the requirements of this
paragraph (b) before each air tour flight
conducted in a rotorcraft.
(1) The performance plan must be
based on information from the current
approved aircraft flight manual for that
aircraft, considering the maximum
density altitude for which the operation
is planned to determine the following:
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(i) Maximum gross weight and center
of gravity (CG) limitations for hovering
in ground effect;
(ii) Maximum gross weight and CG
limitations for hovering out of ground
effect; and
(iii) Maximum combination of weight,
altitude, and temperature for which
height-velocity information from the
performance data is valid.
(2) The pilot in command (PIC) must
comply with the performance plan.
(c) Operating limitations. Except for
approach to and transition from a hover,
and except for the purpose of takeoff
and landing, the PIC of a rotorcraft may
only operate such aircraft at a
combination of height and forward
speed (including hover) that would
permit a safe landing in event of engine
power loss, in accordance with the
height-speed envelope for that rotorcraft
under current weight and aircraft
altitude.
(d) Minimum flight altitudes. Except
when necessary for takeoff and landing,
or operating in compliance with an air
traffic control clearance, or as otherwise
authorized by the Administrator, no
person may conduct an air tour in
Hawaii:
(1) Below an altitude of 1,500 feet
above the surface over all areas of the
State of Hawaii;
(2) Closer than 1,500 feet to any
person or property; or
(3) Below any altitude prescribed by
Federal statute or regulation.
(e) Passenger briefing. Before takeoff,
each PIC of an air tour flight of Hawaii
with a flight segment beyond the ocean
shore of any island shall ensure that
each passenger has been briefed on the
following, in addition to requirements
set forth in § 91.107, § 121.571, or
§ 135.117 of this chapter:
(1) Water ditching procedures;
(2) Use of required flotation
equipment; and
(3) Emergency egress from the aircraft
in event of a water landing.
Issued in Washington, DC, under the
authority of 49 U.S.C. 106(f) and (g),
40101(d)(1), 40105(b)(1)(A), and
44701(a)(5).
Polly Trottenberg,
Acting Administrator.
[FR Doc. 2023–15619 Filed 7–24–23; 11:15 am]
BILLING CODE 4910–13–P
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FEDERAL TRADE COMMISSION
16 CFR Part 255
Guides Concerning the Use of
Endorsements and Testimonials in
Advertising
Federal Trade Commission.
Final rule; adoption of revised
AGENCY:
ACTION:
Guides.
The Federal Trade
Commission (‘‘FTC’’ or ‘‘Commission’’)
is adopting revised Guides Concerning
the Use of Endorsements and
Testimonials in Advertising (‘‘the
Guides’’). The revised Guides include
additional changes not incorporated in
the proposed revisions published for
public comment on July 26, 2022.
DATES: Effective July 26, 2023.
FOR FURTHER INFORMATION CONTACT:
Michael Ostheimer (202–326–2699),
Attorney, Division of Advertising
Practices, Bureau of Consumer
Protection, Federal Trade Commission,
600 Pennsylvania Avenue NW,
Washington, DC 20580.
SUPPLEMENTARY INFORMATION:
SUMMARY:
I. Overview of the Commission’s
Review of the Guides
The Commission began a review of
the Guides pursuant to the agency’s
ongoing regulatory review of all current
rules and guides. In February 2020, the
Commission published a Federal
Register document seeking comment on
the overall costs, benefits, and
regulatory and economic impact of the
Guides. 85 FR 10104 (Feb. 21, 2020).
Given the disruption caused by the
COVID–19 pandemic, the Commission
extended the comment period for two
months. 85 FR 19709 (Apr. 8, 2020).
One hundred eight unique substantive
comments were filed in response to the
Commission’s February 2020
publication.
In July 2022, the Commission
published a Federal Register document,
87 FR 44288 (July 26, 2022), that
discussed the comments it had received
in 2020, proposed certain revisions to
the Guides, and requested comment on
those revisions. Thirty unique
substantive comments were filed.1 After
1 Comments were submitted by the American
Association of Advertising Agencies (‘‘AAAA’’), the
American Academy of Audiology (‘‘Academy’’), the
American Optometric Association (‘‘AOA’’), the
Association of National Advertisers (‘‘ANA’’),
Bazaarvoice, Inc. (‘‘Bazaarvoice’’), BBB National
Programs, the Center for Data Innovation (‘‘CDI’’),
Common Sense Media (‘‘Common Sense’’), the
Computer & Communications Industry Association
(‘‘CCIA’’), Consumer Reports, Inc. (‘‘Consumer
Reports’’), James A. Dudukovich, Esq.
(‘‘Dudukovich’’), the Entertainment Software
E:\FR\FM\26JYR1.SGM
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Agencies
[Federal Register Volume 88, Number 142 (Wednesday, July 26, 2023)]
[Rules and Regulations]
[Pages 48072-48092]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-15619]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 91, 110, 119, 121, 125, and 136
[Docket No. FAA-2022-1563; Amdt. Nos. 91-370, 110-3, 119-20, 121-390,
125-74, 136-2]
RIN 2120-AL80
Update to Air Carrier Definitions
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The FAA is amending the regulatory definitions of certain air
carrier and commercial operations. This final rule adds powered-lift to
these definitions to ensure the appropriate sets of rules apply to air
carriers' and certain commercial operators' operations of aircraft that
FAA regulations define as powered-lift. The FAA is also updating
certain basic requirements that apply to air carrier oversight, such as
the contents of operations specifications and the experience applicable
to certain management personnel. In addition, this final rule applies
the rules for commercial air tours to powered-lift. This final rule is
an important step in the FAA's integration of new entrant aircraft in
the National Airspace System (NAS).
DATES: Effective September 25, 2023.
ADDRESSES: For information on where to obtain copies of rulemaking
documents and other information related to this final rule, see ``How
to Obtain Additional Information'' in the SUPPLEMENTARY INFORMATION
section of this document.
FOR FURTHER INFORMATION CONTACT: Jackie Clow, Aviation Safety
Inspector, Air Transportation Division, Flight Standards Service,
Federal Aviation Administration, 800 Independence Avenue SW,
Washington, DC 20591; telephone: 202-267-8166; email:
[email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. Authority for This Rulemaking
III. Background
A. Statement of the Problem
B. The Notice of Proposed Rulemaking
IV. Discussion of the Final Rule and Comments
A. Certification of Air Carrier and Operator Definitions
B. Requirements and Applicability of Part 119
C. Commercial Air Tours and Flights for the Benefit of
Charitable, Nonprofit, or Community Events
V. Regulatory Notices and Analyses
A. Regulatory Evaluation
B. Regulatory Flexibility Act
C. International Trade Impact Assessment
D. Unfunded Mandates Assessment
E. Paperwork Reduction Act
F. International Compatibility
G. Environmental Analysis
VI. Executive Order Determinations
A. Executive Order 13132, Federalism
B. Executive Order 13175, Consultation and Coordination With
Indian Tribal Governments
C. Executive Order 13211, Regulations That Significantly Affect
Energy Supply, Distribution, or Use
D. Executive Order 13609, Promoting International Regulatory
Cooperation
VII. Additional Information
A. Electronic Access and Filing
B. Small Business Regulatory Enforcement Fairness Act
I. Executive Summary
The FAA is adopting the regulatory amendments proposed in the
notice of proposed rulemaking (NPRM), Update to Air Carrier
Definitions.\1\ The Update to Air Carrier Definitions NPRM proposed
adding powered-lift to the definitions of five kinds of air carrier
operations--commuter, domestic, flag, on-demand, and supplemental. This
final rule will adopt those items proposed in the Update to Air Carrier
Definitions NPRM without change.
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\1\ Update to Air Carrier Definitions NPRM, 87 FR 74995 (Dec. 7,
2022).
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In this final rule, the FAA adds powered-lift to the definitions in
Sec. 110.2 of title 14 of the Code of Federal Regulations (14 CFR) to
enable air carrier operations with powered-lift. This rule also extends
the applicability of certain operating rules to powered-lift, such as
the rules that apply to certain noncommon carriage operations involving
larger aircraft and rules that apply to commercial air tours.
In addition, this rule updates various provisions within 14 CFR
part 119 (Certification: Air Carriers and Commercial Operators) to
address air carriers' operations of powered-lift; amends certain
aircraft-specific provisions in Sec. 119.1, which outline the
applicability of and exceptions from part 119; and adds sight-seeing
flights in gliders to the exclusions from part 119. Furthermore, this
rule amends the experience requirements for personnel in certain
management positions for air carriers to ensure they have appropriate
experience in powered-lift operations. This rule also makes various
technical amendments to part 119 for clarity and to reflect current FAA
practices pertaining to the information included in operations
specifications.
Lastly, this rule amends part 136 by applying it to rotorcraft and
powered-lift, making limited changes to ``suitable landing area'' and
Sec. 136.11(a)(2), and recodifying appendix A to subpart D as a
technical amendment.
II. Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is codified
throughout Title 49 of the United States Code. The FAA issues this
final rule under the authority in section 106. Section 106(f)
establishes that the Administrator may promulgate regulations and
rules. Subtitle VII, Aviation Programs, describes in more detail the
scope of the agency's authority. Furthermore, section 44701(a)(5)
requires the Administrator to promote safe flight of civil aircraft in
air commerce by prescribing regulations and setting minimum standards
for other practices, methods, and procedures necessary for safety in
air commerce and national security.
[[Page 48073]]
Section 44702 provides express authority to the Administrator to issue
certificates under and oversee aviation safety. In addition, section
44701(d)(1)(A) specifically states the Administrator, when prescribing
safety regulations, must consider ``the duty of an air carrier to
provide service with the highest possible degree of safety in the
public interest.''
The FAA also issues this rule in accordance with sections 44711 and
44713. Section 44711(a)(4) prohibits a person from operating as an air
carrier without an air carrier operating certificate or in violation of
a term of the certificate. Similarly, section 44711(a)(5) prohibits a
person from operating aircraft in air commerce in violation of a
regulation prescribed or a certificate that the FAA issues under
section 44701(a) or (b) or under sections 44702-44716. In addition,
section 44713 requires air carriers to make, or cause to be made,
inspections, repairs, or maintenance of equipment used in air
transportation as required by part A of subtitle VII of Title 49 of the
United States Code or regulations prescribed or orders issued by the
FAA.
III. Background
At present, various manufacturers are developing powered-lift for
civilian use. These aircraft vary in size and passenger-seating
configurations and employ both new and traditional kinds of propulsion
systems. The operations conceptualized include vertical takeoff and
landing capability, transition from low airspeed to high-speed
horizontal flight, and sustained level forward flight.
Powered-lift is defined in 14 CFR 1.1 as ``a heavier-than-air
aircraft capable of vertical takeoff, vertical landing, and low speed
flight that depends principally on engine-driven lift devices or engine
thrust for lift during these flight regimes and on nonrotating
airfoil(s) for lift during horizontal flight.''
Operations with powered-lift could offer many benefits over
traditional rotorcraft. For example, some powered-lift may be capable
of transporting heavier loads at higher altitudes and faster cruise
speeds than a rotorcraft, while maintaining vertical takeoff and
landing capability. Such capability may increase efficiency in
transporting crew and material to remote locations such as offshore oil
rigs.
Operators may also seek to use certain powered-lift for
transporting passengers point-to-point; for example, such
transportation could occur from a heliport and proceed at turboprop
airspeeds and ranges. Other opportunities may also exist in
concentrated urban environments, where short point-to-point distances
coupled with vertical takeoff and landing capability may allow for more
efficient transportation of passengers or cargo than existing ground
transportation methods. Application of the appropriate set of rules for
powered-lift in a range of certificate holders' operations serves as
both a risk mitigation measure and a framework for FAA oversight, as
necessary to achieve the requisite level of safety.
The FAA is engaging in a multi-step process of updating the
regulations that apply to aircraft that traditionally have not operated
under these parts. Overall, the FAA maintains a risk-based approach to
the integration of new entrant aircraft into the national airspace
system. When operations present a higher level of risk, based on volume
of passengers carried and frequency of operation, the FAA will subject
such operations to a regulatory framework designed to mitigate those
risks.
In addition to this rulemaking, the FAA is proposing a Special
Federal Aviation Regulation (SFAR), ``Integration of Powered-Lift:
Pilot Certification and Operations; Miscellaneous Amendments Related to
Rotorcraft and Airplanes'' (RIN 2120-AL72) (88 FR 38946, June 14,
2023), to establish temporary operating and airman certification
regulations for powered-lift. The FAA plans to use the information
gathered in this interim process to update its regulations to address
powered-lift operations broadly.
A. Statement of the Problem
Currently, part 119 and the corresponding definitions in Sec.
110.2 only allow airplanes or rotorcraft to be used in air carrier or
commercial service operations. The primary purpose of this rulemaking
is to amend the language of Sec. 110.2, Definitions, and part 119,
Certification: Air Carriers and Commercial Operators, to allow powered-
lift to operate for compensation or hire. The rule will enable an air
carrier or commercial operator to operate powered-lift in air commerce.
Without this rule, air carriers and commercial operators are not
allowed to operate powered-lift in air commerce.
B. The Notice of Proposed Rulemaking
On December 7, 2022, the FAA published a NPRM titled ``Update to
Air Carrier Definitions.'' \2\ In the NPRM, the FAA proposed adding
``powered-lift'' to certain part 91 regulations, to the air carrier and
commercial operator certification parts (parts 110 and 119), as well as
to the applicability for certain commercial operations. The FAA also
proposed amendments that would reference ``rotorcraft'' instead of
``helicopter'' to be more consistent with other existing regulations.
Adding references to ``powered-lift'' in these parts will enable the
FAA to certificate operators for certain commercial operations and will
serve as the first step for powered-lift entering commercial service.
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\2\ Update to Air Carrier Definitions NPRM, 87 FR 74995 (Dec. 7,
2022).
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The NPRM provided a 60-day comment period, which ended on February
6, 2023. The FAA received nine comments from industry (Airlines for
America (A4A), Air Line Pilots Association, Int'l (ALPA), General
Aviation Manufacturers Association (GAMA), Helicopter Association
International (HAI), Jack Harter Helicopters, Inc., Joby Aviation
(Joby), Wisk Aero, and two anonymous comments).
The FAA received four comments in general support of the NPRM, four
comments proposing revisions to the rule, and one anonymous comment in
general opposition.
IV. Discussion of the Final Rule and Comments Received
A. Certification of Air Carrier and Operator Definitions
Title 14 CFR 110.2 provides definitions that pertain to the
certification of air carriers and operators for compensation or hire.
Specifically, it defines commuter operation, domestic operation, flag
operation, on-demand operation, and supplemental operation. In the
NPRM, the FAA proposed to amend those definitions to include powered-
lift. Therefore, the rules and applicability sections in 14 CFR chapter
1, subchapter G, would include use of powered-lift in those kinds of
operations. Amending these definitions along with other provisions of
part 119 enables powered-lift to engage in operations consistent with
the applicable statutory framework that applies to air carrier and
commercial operations. The FAA received four comments in general
support of the revision of existing regulations to address powered-
lift. None of the commenters raised concerns or commented directly on
the revision of these definitions.
For the foregoing reasons, the FAA adopts as final Sec. 110.2 that
incorporates ``powered-lift'' into the following definitions: commuter
operation,
[[Page 48074]]
domestic operation, flag operation, on-demand operation, and
supplemental operation.
B. Requirements and Applicability of Part 119
Part 119 contains basic requirements that apply to each person that
operates or intends to operate a civil aircraft as an air carrier or
commercial operator in air commerce. Part 119 also details the process
for obtaining and maintaining an operating certificate.
The FAA proposed revising Sec. 119.1(a)(2) to apply part 119 to
each person operating or intending to operate, when common carriage is
not involved, airplanes or powered-lift with a passenger-seat
configuration of 20 or more seats and a payload capacity of 6,000
pounds or more. The FAA also proposed to add Sec. 119.1(a)(3) for
consistency with Sec. 119.23 which was omitted during the creation of
part 119. This new paragraph applies part 119 to each person operating
or intending to operate airplanes or powered-lift for noncommon
carriage or private carriage operations for compensation or hire with a
passenger-seat configuration of less than 20 seats and a payload
capacity of less than 6,000 pounds.
Similarly, the FAA proposed amending Sec. 119.5(c) to include
powered-lift operations in the description of which persons will be
issued an operating certificate for operations when common carriage is
not involved. The FAA also proposed amending Sec. Sec. 119.21 and
119.23 to apply appropriate requirements to powered-lift operations of
commercial operators engaged in intrastate common carriage, direct air
carriers, or when common carriage is not involved.
Many operations are subject to exclusion from part 119. Some of the
exclusions in Sec. 119.1(e) do not specify the type of aircraft;
however, some exclusions apply only to helicopters or only to airplanes
and helicopters. Using the term ``rotorcraft'' throughout Sec. 119.1
ensures consistency with other applicability provisions of part 119.
The FAA proposed replacing ``helicopter'' with ``rotorcraft'' and
adding ``powered-lift'' to the exclusion described at Sec.
119.1(e)(4)(v) for aerial work operations. The FAA anticipates powered-
lift would perform functions in aerial work in much the same manner as
rotorcraft currently do. Allowing powered-lift to operate under this
exception poses low risk to the general public. The FAA also proposed a
technical amendment in the NPRM regulatory text to clarify that the
exception under Sec. 119.1(e)(4)(v) does not apply to transportation
to and from the site of construction or repair work operations. The FAA
did not receive comments on this proposed amendment and adopts language
clarifying the exception as final.
The FAA also proposed broadening the exclusion in Sec. 119.1(e)(7)
for helicopter flights conducted within a 25 statute mile radius of the
airport of takeoff meeting specific conditions \3\ to permit those
flights to occur using powered-lift or rotorcraft, rather than only
helicopters. Expanding this exclusion to rotorcraft and powered-lift
ensures consistency with other applicability provisions of part 119.
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\3\ The conditions listed in Sec. 119.1(e)(7) include: (i) not
more than two passengers are carried in the helicopter in addition
to the required flightcrew; (ii) each flight is made under day
visual flight rules (VFR) conditions; (iii) the helicopter used is
certificated in the standard category and complies with the 100-hour
inspection requirements of part 91; (iv) the operator notifies the
responsible Flight Standards office at least 72 hours before each
flight and furnishes any essential information that the office
requests; (v) the number of flights does not exceed a total of six
in any calendar year; (vi) each flight has been approved by the
Administrator; and (vii) cargo is not carried in or on the
helicopter.
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In addition, the FAA proposed adding operations conducted in
gliders to the exception that applies to sightseeing flights. The
addition of gliders to this exception ensures the regulatory text of
Sec. 119.1(e)(5) reflects the FAA's current practices of permitting
glider operations under this exception from part 119 and is consistent
with the level of risk mitigation necessary for such operations.
Lastly, the FAA proposed adding powered-lift to Sec. 119.1(e)(2),
which currently excludes certain nonstop commercial air tour flights
conducted in either an airplane or helicopter from the applicability of
part 119. The FAA also proposed amending ``helicopter'' to
``rotorcraft''. The FAA did not receive any comments on the
aforementioned amendments. Consequently, the FAA adopts these changes
as final.
1. Records Regarding Operations
The existing text of Sec. 119.49(a)(12), (b)(12), and (c)(11)
requires operations specifications to contain ``[a]ny authorized
deviation and exemption'' issued under 14 CFR chapter 1. The FAA
determined this requirement as written is too broad, as it obligates
certificate holders to ensure their operations specifications contain
exemptions and deviations that also apply to the aircraft the
certificate holder uses. The FAA proposed narrowing the current
requirements in Sec. 119.49 by requiring that operations
specifications contain only exemptions and deviations the FAA has
issued that apply to the certificate holder.
Similar to this rule's amendments to Sec. 119.49(a)(12), (b)(12),
and (c)(11), the FAA proposed revising Sec. 91.1015(a)(9) in a similar
manner. Section 91.1015(a)(9) applies to management specifications that
persons who participate in a fractional ownership program under part
91, subpart K, maintain. Requiring a listing or copies of exemptions
that apply to the aircraft rather than the operator is unnecessary for
the FAA's oversight of participants' operations under part 91, subpart
K. The FAA did not receive comments regarding these proposed changes.
As a result, the FAA adopts them as final.
2. Management of Operation
Sections 119.65 through 119.71 set forth management personnel
requirements that certificate holders must comply with to ensure the
highest degree of safety in their operations. The FAA proposed amending
the experience requirements for operations conducted under part 121 by
making these requirements applicable to aircraft as opposed to only
airplanes. The FAA also proposed requiring at least one Chief Pilot for
each category of aircraft that each certificate holder uses, when the
certificate holder uses both airplanes and powered-lift. To enable
eventual powered-lift operations in part 121, the FAA proposed amending
these management personnel requirements to ensure these operations
maintain the highest degree of safety.
The FAA received a comment from the Air Line Pilots Association
(ALPA) indicating that they did not support proposed rules which lower
the qualification and experience requirements for Directors of
Operations, Chief Pilots, Directors of Maintenance, and Chief
Inspectors for certificate holders. ALPA stated that the FAA is
modifying Sec. Sec. 119.65, 119.67, 119.69, and 119.71, which is not
entirely correct. The FAA did not propose to change Sec. 119.69 or
Sec. 119.71 because those sections already use the term ``aircraft''
rather than ``airplane'' and are therefore not specific to any
particular category of aircraft. However, for Sec. Sec. 119.65 and
119.67--the part 121 requirements--the term ``airplane'' is used, and
therefore the FAA proposed changes to those sections to accommodate
powered-lift. In addition, the FAA proposed in Sec. 119.65 to have a
chief pilot for each category of aircraft used. This would extend the
level of safety currently provided in the regulation to powered-lift
operations. The change proposed to Sec. 119.67 is limited to changing
``airplane'' to ``aircraft'' and rewording the experience requirements
for clarity.
[[Page 48075]]
The FAA disagrees with ALPA's comment that indicates it believes
the FAA is lowering the qualification and experience requirements for
Directors of Operations, Chief Pilots, Directors of Maintenance, and
Chief Inspectors for certificate holders. The FAA is not lowering the
qualification nor the experience requirements for any of the part 119
required management positions. Rather, the FAA is applying the same
qualification and experience requirements to powered-lift as currently
required for airplanes. Consequently, the FAA adopts the proposed
amendments as final without changes.
The FAA also proposed removing the FAA internal routing codes from
the regulatory text of Sec. 119.67(e), as the FAA no longer uses such
codes in its regulations. The FAA did not receive comments on this
proposed change and adopts it as final.
Director of Operations
Currently, Sec. 119.67(a)(2) (Management personnel: Qualifications
for operations conducted under part 121 of this chapter) requires
Directors of Operations to have experience in large ``airplanes.'' To
broaden this section to cover Directors of Operations for certificate
holders that use powered-lift, the FAA proposed using the general term
large ``aircraft'' in that paragraph. Under the proposal, for
certificate holders that conduct operations under part 121, the
Director of Operations is required to have at least 3 years of
supervisory or managerial experience within the last 6 years in a
position that exercised operational control over any operations
conducted with large aircraft under part 121 or part 135. In the
alternative, if the certificate holder uses only small aircraft in its
operations, then the Director of Operations may obtain this experience
in large or small aircraft.
Existing Sec. 119.67(a)(3) outlines the requirements for anyone
who serves for the first time in a Director of Operations role for a
certificate holder that conducts operations under part 121. The FAA
proposed under this rule that a person who serves as Director of
Operations needs to have experience as pilot-in-command in at least one
of the categories of aircraft the certificate holder uses in its
operations. In using the term ``category'' in this context, this rule
means the broad classification of aircraft regarding the certification,
ratings, privileges, and limitations of airmen. The FAA did not receive
comments regarding the aforementioned proposed changes and adopts them
as final.
Chief Pilot
To be qualified to serve as a Chief Pilot, a person must meet the
qualification requirements of Sec. 119.67(b). The FAA proposed
requiring the Chief Pilot for powered-lift to hold an airline transport
pilot (ATP) certificate and be appropriately rated in at least one of
the powered-lift the certificate holder uses. This requirement is
important because the Chief Pilot must maintain a detailed level of
understanding of the particular aircraft the certificate holder
operates to communicate effectively with the pilots who serve in a
certificate holder's operations while performing his or her oversight
duties.
Under Sec. 119.67(b), the FAA also proposed clarifying that the
ATP certificate with appropriate ratings must be for an aircraft the
certificate holder uses in operations ``under part 121''. This
clarification ensures certificate holders who may hold authority to
conduct operations under both part 121 and part 135 know that they must
have a Chief Pilot who holds an ATP certificate with appropriate
ratings for an aircraft used in their part 121 operations. In addition,
as with the Director of Operations qualifications discussed previously,
the FAA proposed amending ``large airplane[s]'' and ``small
airplane[s]'' to ``large aircraft'' and ``small aircraft'' under Sec.
119.67(b).
The FAA also proposed requiring the Chief Pilot to have pilot-in-
command experience in the category of aircraft for which he or she will
exercise responsibility. In addition, the FAA proposed that the three
years of experience as pilot-in-command must have occurred under either
part 121 or part 135 and must have occurred within the past six years
if the Chief Pilot candidate has not previously served as a Chief
Pilot.
Finally, the FAA proposed amending Sec. 119.65(a)(3) to require
one Chief Pilot for each category of aircraft because the Chief Pilot
must have a detailed understanding of the particular aircraft the
certificate holder operates. The agency has long emphasized that it
adopted the Chief Pilot experience requirements to ensure familiarity
with operations of a certificate holder, and that such familiarity is
critical to attain prior to assuming the responsibilities of Chief
Pilot.\4\
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\4\ See, Provision for Deviations from Qualifications
Requirements for Chief Pilots, 34 FR 7175 (Apr. 30, 1969).
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In amending part 119 to apply to operations of powered-lift, the
FAA has also remained mindful of the discretion that Sec. 119.65(b)
provides, which allows the FAA to approve positions or numbers of
positions other than those listed in Sec. 119.65(a). The FAA did not
receive comments on the aforementioned proposed changes to the Chief
Pilot requirements, and therefore adopts them as final. In making these
amendments, the FAA ensures each certificate holder has sufficient
qualified management personnel to ensure the highest degree of safety
and address the risks that each category of aircraft may present.
Director of Maintenance
Section 119.65 requires each certificate holder that conducts
operations under part 121 to have a Director of Maintenance, and Sec.
119.67(c) describes the qualifications that must be met to serve as
Director of Maintenance. The FAA proposed replacing the term
``airplane'' in Sec. 119.67(c) with ``aircraft'' for the reasons
previously articulated.
The FAA also proposed requiring the minimum one year of supervisory
experience with either maintaining or repairing at least one of the
aircraft in the same category and class of aircraft the certificate
holder uses.\5\ The Director of Maintenance needs to have accumulated
three years of experience within the past six years in maintaining or
repairing aircraft in the same category and class of aircraft the
certificate holder uses. These experience and qualification
requirements within Sec. 119.67(c) are key components of ensuring the
Director of Maintenance is adequately qualified to serve in the role of
overseeing other mechanics and personnel performing maintenance. The
FAA believes experience with aircraft of the same category and class of
aircraft the certificate holder uses would achieve the FAA's objective
of ensuring the Director of Maintenance has appropriate experience with
adhering to procedures and ensuring compliance with rules and programs
relevant to maintenance. The FAA did not receive comments on these
proposed changes and therefore adopts them as final.
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\5\ The term ``category'' in this context would mean the
grouping of aircraft based upon the intended use or operating
limitations. The definition in 14 CFR 1.1 cites as examples:
transport, normal, utility, acrobatic, limited, restricted and
provisional. Similarly, the use of the term ``class'' in the context
of Sec. 119.67(c), means a broad grouping of aircraft having
similar characteristics of propulsion, flight or landing. The
definition cites the following as examples of class: balloon,
glider, land airplane, rotorcraft and seaplane.
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Chief Inspector
Section 119.67(d) outlines the requirements for a person to serve
as a Chief Inspector for operations conducted under part 121. Chief
[[Page 48076]]
Inspectors have direct authority and responsibility over people
performing the requisite inspections for the certificate holder. The
FAA proposed amending the rule to permit the three years of maintenance
experience to occur on different types of large aircraft with 10 or
more passenger seats, rather than only large airplanes. This amendment
is consistent with the other changes in this rule that assist in
incorporating powered-lift into the framework of part 121. As with the
Director of Maintenance qualifications, this retention of the 10-seat
threshold ensures the Chief Inspector will have experience with an air
carrier maintenance program \6\ or a certificated repair station. The
FAA did not receive comments on this proposed amendment and adopts it
as final.
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\6\ 14 CFR 135.411(a)(2); see also Sec. 121.367. These
regulations require a certificate holder to have an inspection
program and a program covering other maintenance, preventative
maintenance, and alterations.
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3. Operations Under Parts 121 and 135
Part 121 currently applies to any turbojet-powered airplane with
one or more passenger seats used for scheduled operations. Scheduled
operations under part 135 that are generally ``commuter'' operations
are limited to 9 seats or fewer and cannot occur in turbojet airplanes.
To ensure safety of passengers carried in those kinds of operations,
the provisions of part 121 apply to scheduled operations of turbojet
airplanes. The FAA proposed to include turbojet-powered powered-lift
alongside the term ``turbojet powered airplane'' to ensure consistency
in applying the appropriate risk mitigation measures for operations of
turbojet-powered aircraft.
The FAA received an anonymous comment requesting that the FAA
enable single-engine turbojet airplanes to conduct part 135 commuter
operations. Specifically, the commenter requested that the FAA permit
use of the Cirrus SF-50 single-engine jet in part 135 commuter
operations. The commenter asserted that, due to the Cirrus SF-50's
limited capacity--it has six seats--this aircraft should be permitted
to conduct part 135 commuter operations. The commenter stated that if
the Cirrus SF-50 was allowed to operate in commuter operations, the
pilot in command would be required to hold an ATP certificate and a
type rating since it is a turbojet airplane. Conversely, the pilot in
command of a single-engine reciprocating airplane in commuter
operations is only required to hold a commercial certificate. The FAA
determined that this comment is not within the scope of this
rulemaking. Although the FAA considered general changes pertaining to
the definition of commuter operations to enable powered-lift
operations, it did not specifically contemplate whether single-engine
turbo-jet airplanes should be able to conduct part 135 commuter
operations. As a result, the comment is not within the scope of this
rule, and the FAA declines to make the requested change.
121 Applicability
Section 121.1 establishes the applicability of part 121, which
prescribes the rules governing air carrier operations conducted under
domestic, flag, or supplemental operations. Section 121.1(g) is the
only paragraph in Sec. 121.1 that currently uses the term
``airplane.'' The FAA proposed revising this paragraph to apply to
``aircraft'' instead of ``airplane.'' This change in Sec. 121.1 is
necessary to correspond to the changes in parts 110 and 119 to extend
the applicability of these parts to eventual powered-lift operations.
The FAA also proposed a technical correction to Sec. 121.1(c) by
removing ``SFAR No. 58'' and replacing it with ``subpart Y'' which was
codified on September 16, 2005.\7\ The FAA did not receive any comments
on these proposed changes. As a result, the FAA adopts as final Sec.
121.9(g) to apply to ``aircraft'' and Sec. 121.1(c) to state ``subpart
Y''.
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\7\ Advanced Qualification Program, Final Rule, 70 FR 54810
(Sept. 16, 2005).
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Certain Flight Time Limitations and Rest Requirements Under Part 121
Regarding flight time limitations and rest requirements, the FAA
proposed amending Sec. Sec. 121.470, 121.480, and 121.500 to replace
the word ``airplanes'' with the term ``aircraft.'' Permitting this
option for powered-lift that conduct operations in aircraft with a seat
configuration of 30 seats or fewer (excluding each crewmember seat) and
a payload capacity of 7,500 pounds or less is appropriate because the
FAA has previously determined that specific flight time limitations and
rest requirements of Sec. Sec. 135.261 through 135.273 adequately
address the risk associated with lack of rest in such operations.\8\
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\8\ Flightcrew Member Duty and Rest Requirements, 77 FR 330, 332
(Jan. 4, 2012).
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In addition, Sec. 121.470 contains an exception for operations
conducted entirely within Alaska or Hawaii with certain airplanes.
Permitting this option for powered-lift that conduct such operations
entirely within the States of Alaska or Hawaii is appropriate for the
same reasons the FAA permits this exception for similarly sized
airplanes. For such operations, the specific flight time limitations
and rest requirements of subpart R adequately address the risk
associated with lack of rest.\9\ The FAA did not receive any comments
on these proposed revisions. As a result, the FAA adopts them as final.
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\9\ Flightcrew Member Duty and Rest Requirements, 77 FR 330, 331
(Jan. 4, 2012); 78 FR 69287 (Nov. 19, 2013).
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4. Operations Under Part 125
Part 125 applies to certain air carrier operations referenced in 14
CFR 125.1. The FAA proposed to amend Sec. 125.1 such that those
provisions would include powered-lift. Specifically, the FAA proposed
to amend paragraphs (a), (b), (c), and (e) of Sec. 125.1, to add the
term ``powered-lift'' or, where appropriate, ``aircraft.''
Large powered-lift, due to their size, weight, and passenger
capacity, present a level of risk that part 125 mitigates. Extending
these requirements and standards to applicable operations of large
powered-lift aircraft is consistent with the FAA's strategy for
mitigating risks. The FAA's amendments to Sec. Sec. 119.23 and 125.1
clarify that operators that conduct operations when common carriage is
not involved in powered-lift would do so under the rules of part 125,
provided they fall within the scope outlined in Sec. 119.23(a).
In addition, the FAA proposed changing the ``airplane'' to
``aircraft'' in the title of part 125 and amending Sec. 125.23 to
change the word ``airplane'' to ``aircraft,'' as Sec. 125.23 generally
addresses applicability of certain rules and standards concerning
operations subject to part 125. The FAA did not receive any comments on
these proposed changes. Therefore, the FAA adopts them as final.
C. Commercial Air Tours and Flights for the Benefit of Charitable,
Nonprofit, or Community Events
Commercial air tours are currently limited to flights conducted for
compensation or hire in an airplane or helicopter in which the purpose
of the flight is sightseeing.\10\ Passenger-carrying flights may also
be conducted without compensation or hire for certain charitable,
nonprofit, and community
[[Page 48077]]
events. As discussed in more detail below, the FAA proposed
incorporating powered-lift for commercial air tours and flights for the
benefit of charitable, nonprofit or community events, and revising the
necessary provisions to address ``rotorcraft'' instead of
``helicopter''. These proposals ensure consistency with the changes
made to the definition of commercial air tour in part 110, as well as
the change made to nonstop commercial air tours within Sec. 119.1.
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\10\ 14 CFR 110.2 and 136.1(d). Some flights that are commercial
air tours under part 136 or Sec. 91.147 may also be subject to
other requirements. For example, the requirements of 49 U.S.C. 40128
(``Overflights of national parks'') or 14 CFR part 93, subpart U
(``Special Flight Rules in the Vicinity of Grand Canyon National
Park, AZ''), refer to certain types of commercial air tours in
``powered aircraft.'' This rule would not affect the applicability
of any such requirements.
---------------------------------------------------------------------------
1. Incorporation of New Types of Aircraft
Section 91.147 and the requirements of part 136, subpart A, are
currently limited in applicability to airplanes and helicopters. The
FAA proposed replacing ``helicopter'' with the term ``rotorcraft'' and
adding ``powered-lift'' to the relevant applicability provisions of
Sec. 91.147 to ensure the appropriate safety risk mitigations apply to
all commercial air tours. The FAA did not receive comments on this
proposed change, and therefore adopts it as final.
In addition, as discussed in more detail below, the FAA proposed
changing the term ``helicopter'' to ``rotorcraft'' throughout part 136
to ensure the safety standards of part 136 apply to all rotorcraft and
not only helicopters. Applying the requirements of part 136 to
airplanes, powered-lift, and rotorcraft that conduct commercial air
tours is an appropriate step in ensuring safe integration of new types
of aircraft.
2. Suitable Landing Area for Emergencies
The current definition of ``suitable landing area for helicopters''
in Sec. 136.1(d) states such an area is one that provides the operator
reasonable capability to land without damage to equipment or injury to
persons. It further provides that such areas must be site-specific,
designated by the operator, and accepted by the FAA. The FAA proposed
broadening the applicability to incorporate rotorcraft to ensure they
are subject to the safety standards of part 136. The FAA did not
receive specific comments on broadening the applicability to
incorporate rotorcraft, and therefore adopts that change as final.
The FAA also proposed removing the phrase ``damage to equipment''
from the definition of ``suitable landing area,'' and adding
``serious'' before ``injury.'' The FAA intends to clarify that a
suitable landing area is one that provides a reasonable capability for
rotorcraft to land without causing serious injury to persons.
In addition, the FAA proposed removing the last sentence of the
definition that states the purpose of the definition is to provide an
emergency landing area for helicopters that would not have the
capability to reach a safe landing area after an engine power loss. The
FAA determined this sentence is too narrow. The proposed definition
includes the phrase ``in an emergency'' to describe the context for
which the operator would designate landing areas for rotorcraft.
The FAA received two comments that agreed the current definition of
``suitable landing area for helicopters'' needed to be changed. Jack
Harter Helicopters wanted the FAA to eliminate the definition entirely,
and Helicopter Association International (HAI) wanted the FAA to remove
the ``injury'' element. The FAA has determined that there is not a
safety case to entirely remove this definition, agreeing with HAI in
that the purpose of this definition is to ensure operators designate
potential landing areas in advance of the operation so that the pilot
in command is aware of these potential sites in case of an emergency
landing. Furthermore, the FAA is already modifying the current
definition from ``injury'' to ``serious injury'' which is relieving.
The FAA has determined that in the interest of safety, the injury
element should not be entirely eliminated and changing ``injury'' to
``serious injury'' strikes the appropriate balance.
Finally, both commenters expressed a concern with the policy of
having FAA-accepted suitable landing areas. The concern is that the
current requirement for operators to establish FAA-accepted suitable
landing areas for helicopters does not mirror real-world operations.
The FAA disagrees with these comments. In the air tour industry, those
suitable landing areas should be designated in advance and the FAA
should be involved in that determination. The FAA has concluded that
removing the requirement to have those designated sites accepted by the
FAA would then allow these operators to choose new sites that may have
negative safety and environmental consequences for the surrounding
communities. Allowing operators to determine their own landing areas
without FAA acceptance could lead to some operators creating new routes
that have not been vetted by the FAA. This could result in increased
noise in the surrounding community and could impact the safety of the
air tour and individuals on the ground. Therefore, the FAA is adopting
the proposed changes as final with no further amendment.
3. Life Preservers for Operations Over Water
The FAA also proposed in the NPRM regulatory text amending Sec.
136.9. Section 136.9 outlines requirements for life preservers for
operations over water.\11\ The FAA proposed amending the text in Sec.
136.9(b)(3) to require operators to base performance plans on
information derived from the ``approved aircraft flight manual for that
aircraft''. Using this term is consistent with the reference to
aircraft flight manual in Sec. 135.81. The FAA also proposed a
technical amendment to Sec. 136.9 by adding the term ``or'' after
Sec. 136.9(b)(2). The FAA did not receive comments on these proposed
changes and therefore adopts them as final.
---------------------------------------------------------------------------
\11\ This requirement also applies to operations that occur
under Sec. Sec. 91.146 (``Passenger-carrying flights for the
benefit of a charitable, non-profit, or community event'') and
91.147 (``Passenger carrying flights for compensation or hire'').
---------------------------------------------------------------------------
4. Rotorcraft Floats for Over Water
Section 136.11 outlines requirements for helicopter floats for over
water operations. The FAA proposed extending the Sec. 136.11
requirements to rotorcraft operations that occur under part 136 to help
mitigate the risks associated with emergency water landings.
Additionally, Sec. 136.11(b)(2) does not include a reference to
``beyond the shoreline''. The FAA proposed adding this reference to
clarify the requirement to have the flotation system armed when the
aircraft is over water beyond the shoreline.\12\ The FAA did not
receive comments on the aforementioned proposed amendments and
therefore adopts them as final.
---------------------------------------------------------------------------
\12\ Shoreline means that area of the land adjacent to the water
of an ocean, sea, lake, pond, river or tidal basin that is above the
high water mark and excludes land areas unsuitable for landing such
as vertical cliffs or land intermittently under water during the
particular flight. See, 14 CFR 136.1.
---------------------------------------------------------------------------
5. Performance Plans
Section 136.13(a) currently requires commercial air tour operators
to complete helicopter performance plans before each operation that
will occur under part 136.\13\ The FAA proposed amending Sec.
136.13(a) by changing the term ``helicopter'' to ``rotorcraft'' for the
reasons already cited. The FAA also proposed amending the text in Sec.
136.13(a) to require operators to base performance plans on information
[[Page 48078]]
derived from the ``approved aircraft flight manual for that aircraft''
for the reasons cited in Sec. 136.9(b)(2). The FAA did not receive
comments on these proposed changes and therefore adopts them as final.
---------------------------------------------------------------------------
\13\ This requirement also applies to operations that occur
under Sec. Sec. 91.146 (``Passenger-carrying flights for the
benefit of a charitable, non-profit, or community event'') and
91.147 (``Passenger carrying flights for compensation or hire'').
---------------------------------------------------------------------------
6. Commercial Air Tours in Hawaii
Appendix A to part 136 applies to airplane and helicopter tours in
Hawaii. The appendix A requirements are equally important for air tour
operations in aircraft other than helicopters.
Section 1 of appendix A outlines the applicability for air tour
operations conducted in Hawaii. Based on the uses of terms ``airplane''
and ``helicopter,'' the appendix does not apply to other types of
aircraft, such as powered-lift and rotorcraft that are not helicopters.
The FAA proposed amending the applicability of appendix A to
incorporate powered-lift and rotorcraft to apply the minimum flight
altitude limitations to other categories of aircraft seeking to conduct
air tours in Hawaii.
The FAA also proposed amending the references to ``Rotorcraft
Flight Manual (RFM)'' currently throughout part 136 to ``aircraft
flight manual''. As with the amendment to Sec. 136.13, described above
in section III.C.4 of this preamble, using this term is consistent with
the reference to Aircraft Flight Manual in Sec. 135.81. The FAA did
not receive comments on these proposed changes, and therefore adopts
them as final.
Finally, the FAA proposed amending part 136 by recodifying appendix
A as a new subpart and applying the requirements to operations of
powered-lift and rotorcraft. Jack Harter Helicopters objected to the
continuation of the appendix A requirements and recodifying them into
subpart D, stating this was originally SFAR 71 before it was brought
into appendix A for part 136 and that the FAA previously stated it
would reconsider whether appendix A should be removed at some point in
the future. This commenter also stated that they wanted various changes
to part 136 and objected that the FAA had failed to notify industry and
the public that the FAA was ``opening'' part 136 for changes. This
commenter also wanted an extension of the comment period. In response,
the FAA notes that it is only making a limited change by applying part
136 rules to rotorcraft and incorporating powered-lift. The FAA is not
opening part 136 for extensive changes at this time. The FAA is also
making limited changes to part 136 which includes amending the
definition of ``suitable landing area'', adding ``beyond the
shoreline'' to Sec. 136.11(a)(2), and recodifying appendix A to
subpart D--which is a technical amendment. These limited changes help
clarify part 136 and align part 136 with other changes made throughout
this rule. The FAA disagrees that the remainder of part 136 should be
modified at this time. As a result, the FAA is adopting the proposed
changes as final with no further amendment.
7. Flights for the Benefit of Charitable, Nonprofit, or Community
Events
Operators that conduct passenger-carrying flights for certain
charitable, nonprofit, and community events must comply with Sec.
91.146. The FAA proposed replacing ``helicopter'' with the term
``rotorcraft'' and adding ``powered-lift'' to the relevant
applicability provisions of Sec. 91.146 for the benefit of a
charitable, nonprofit, or community event. The FAA did not receive
comments on these proposed changes. As such, the FAA adopts them as
final.
V. Regulatory Notices and Analyses
Federal agencies consider impacts of regulatory actions under a
variety of executive orders and other requirements. First, Executive
Order 12866 and Executive Order 13563 direct that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify the costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L. 104-4) requires agencies to
prepare a written assessment of the costs, benefits, and other effects
of proposed or final rules that include a Federal mandate that may
result in the expenditure by State, local, and Tribal governments, in
the aggregate, or by the private sector, of $100 million or more
(adjusted annually for inflation) in any one year. The current
threshold after adjustment for inflation is $177 million using the most
current (2022) Implicit Price Deflator for the Gross Domestic Product.
This portion of the preamble summarizes the FAA's analysis of the
economic impacts of this rule.
In conducting these analyses, the FAA has determined that this
rule: will result in benefits that justify costs; is not an
economically ``significant regulatory action'' as defined in section
3(f) of Executive Order 12866; is not ``significant'' as defined in
DOT's Regulatory Policies and Procedures; will not have a significant
economic impact on a substantial number of small entities; will not
create unnecessary obstacles to the foreign commerce of the United
States; and will not impose an unfunded mandate on State, local, or
Tribal governments, or on the private sector by exceeding the threshold
identified above.
A. Regulatory Evaluation
This rule enables operations of powered-lift to occur in accordance
with 49 U.S.C. 44701(d), 44705, and 44711. Currently, the FAA's rules
governing certificate holders' operations only apply to airplanes and
rotorcraft, and do not mention powered-lift. The rule amends the
definitions for the five kinds of operations codified at Sec. 110.2--
commuter, domestic, flag, on-demand, and supplemental--to ensure the
operations occur in accordance with the statutory mandates, and to
apply the appropriate set of operating rules to operations in powered-
lift. The rule also amends the appropriate applicability of sections
within part 119 to enable powered-lift, subject to applicable
exemptions, to conduct air carrier and certain other commercial
operations, commercial air tours, and noncommon carriage operations.
The rule also amends certain aircraft-specific exceptions from the
applicability of part 119. Furthermore, this rule alters the
requirements for management personnel in certain certificate holder
management positions to ensure personnel have appropriate experience.
This rule extends the applicability of certain operating rules that
apply to commercial air tours such that they apply to operators that
conduct flights in powered-lift and rotorcraft. Finally, this rule
makes various additional amendments in the interest of ensuring
clarity. By including powered-lift in the existing operational
framework, the rule does not result in a reduction in safety because it
maintains the risk-based approach to safety. When operations present a
higher level of risk, based on volume and frequency, the FAA subjects
such operations to a regulatory framework that mitigates those risks.
The current parameters for determining whether a certificate holder
is conducting operations under part 121, 125, or 135 will be identical
for certificate holders using powered-lift in their operations under
this rule. These parameters are shown below.
[[Page 48079]]
Table 1--Operating Rules by Part
----------------------------------------------------------------------------------------------------------------
Passenger Cargo
------------------------------------------------------------ Non-common
Parameter Scheduled/ carriage
Scheduled Nonscheduled Nonscheduled
----------------------------------------------------------------------------------------------------------------
Part 135 Operating Rules *
----------------------------------------------------------------------------------------------------------------
Passenger Seating............... <=9 seats......... <=30 seats........ NA................ <20 seats.
----------------------------------------------------------------------------------------------------------------
Maximum Payload................. <=7,500 lbs. <=7,500 lbs....... <6,000 lbs.
----------------------------------------------------------------------------------------------------------------
Kind of Operation............... Part 135 Commuter Part 135 On Demand Part 135 On Demand Part 135 On
if 5 or more Demand.
roundtrips/week;
otherwise, Part
135 On Demand.
----------------------------------------------------------------------------------------------------------------
Aircraft Type................... Non-Turbojet...... Includes Turbojet. Includes Turbojet. Includes Turbojet.
----------------------------------------------------------------------------------------------------------------
Part 121 Operating Rules Part 125
----------------------------------------------------------------------------------------------------------------
Passenger Seating............... >9 seats.......... >30 seats......... NA................ >=20 seats.
----------------------------------------------------------------------------------------------------------------
Maximum Payload................. > 7,500 lbs. >7,500 lbs........ >=6,000 lbs.
----------------------------------------------------------------------------------------------------------------
Kind of Operation............... Part 121 Domestic Part 121 Part 121 Part 125.
if flown within Supplemental. Supplemental.
the 48 contiguous
United States or
DC; otherwise,
Part 121 Flag.
----------------------------------------------------------------------------------------------------------------
Aircraft Type................... Includes Turbojet Includes Turbojet. Includes Turbojet.
----------------------------------------------------------------------------------------------------------------
*All Rotorcraft Operations are conducted under part 135.
NA = Not applicable.
The table below lists the amendments adopted by this rule. The
first column identifies the affected 14 CFR part and section; the
second column describes the change from existing regulations; the third
column provides the economic impact as a result of the change.
Table 2--Amendments to Rule by Part
------------------------------------------------------------------------
14 CFR part and section Change Economic impact
------------------------------------------------------------------------
PART 91--GENERAL OPERATING AND FLIGHT RULES
Subpart B--Flight Rules
------------------------------------------------------------------------
Sec. 91.146 Passenger- The regulatory text is Enabling.
carrying flights for the revised to allow
benefit of a charitable, passenger-carrying
nonprofit, or community flights for the benefit
event. of a charitable,
nonprofit, or community
event to be conducted
with powered-lift. The
section is also amended
to replace the term
``helicopters'' with
``rotorcraft.''
Sec. 91.147 Passenger- The regulatory text is Enabling.
carrying flights for revised to allow
compensation or hire. passenger-carrying
flights for compensation
or hire to be conducted
with powered-lift. The
section is also amended
to replace the term
``helicopters'' with
``rotorcraft.''
------------------------------------------------------------------------
PART 91--GENERAL OPERATING AND FLIGHT RULES
Subpart K--Fractional Ownership Operation
------------------------------------------------------------------------
Sec. 91.1015 Management The regulatory text Relieving.
specifications. replaces the requirement
for operations
specifications to
contain copies of all
deviations and
exemptions (including
those applicable to a
specific aircraft) with
a requirement to include
deviations and
exemptions applicable
only to the person
conducting the
operation.
------------------------------------------------------------------------
PART 110--GENERAL REQUIREMENTS
------------------------------------------------------------------------
Sec. 110.2 Definitions.... Certain definitions in Enabling.
this section are revised
to enable powered lift
to conduct the kinds of
air carrier operations.
------------------------------------------------------------------------
PART 119--CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
Subpart A--General
------------------------------------------------------------------------
Sec. 119.1 Applicability.. Section 119.1(a) is Enabling.
revised to incorporate
powered-lift with
seating for 20 or more
passengers or a maximum
payload capacity of
6,000 pounds or more, of
certificate holders when
common carriage is not
involved.
[[Page 48080]]
Section 119.1(e) includes Technical
powered-lift and amendment.
rotorcraft in the list
of certain, specific
types of operations that
are excluded from the
applicability of part
119. Section 119.1(a) is
corrected to include
certain airplanes and
powered-lift with a
passenger-seat
configuration of less
than 20 seats and a
payload capacity of less
than 6,000 pounds to be
consistent with the
existing Sec. 119.23.
Sec. 119.5 Certifications, Section 119.5 is revised Enabling.
authorizations, and to incorporate powered-
prohibitions. lift with seating for 20
or more passengers or a
maximum payload capacity
of 6,000 pounds or more
into the aircraft types
authorized by the
Administrator to be
issued an operating
certificate for
conducting operations
when common carriage is
not involved.
------------------------------------------------------------------------
PART 119--CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
Subpart B--Applicability of Operating Requirements to Different Kinds of
Operations Under Part 121, 125, and 135 of This Chapter
------------------------------------------------------------------------
Sec. 119.21 Commercial Section 119.21(a) is Imposes
operators engaged in revised to require requirements
intrastate common carriage commercial operators of on certain
and direct air carriers. powered-lift that are operators of
engaged in intrastate powered-lift
common carriage of that are
persons or property for equivalent to
compensation or hire, or the
as a direct air carrier, requirements
to comply with either currently
part 121 or part 135 imposed on
depending on the kind of operators
operation they conduct. conducting
Domestic, flag, and similar
supplemental operations operations
are to be conducted with airplanes
under part 121. Commuter or rotorcraft.
and on-demand operations No additional
are to be conducted regulatory
under part 135. cost.
Sec. 119.23 Operators Section 119.23(a) is Imposes
engaged in passenger- revised to require requirements
carrying operations, cargo commercial operators of on certain
operations, or both with powered-lift when common operators of
airplanes when common carriage is not involved powered-lift
carriage is not involved. to comply in accordance that are
with requirements in equivalent to
either part 125 or part the
135. Aircraft size in requirements
terms of number of seats currently
and payload capacity imposed on
determines which part is operators
applicable to the conducting
operator. similar
operations
with
airplanes.
No additional
regulatory
cost.
Sec. 119.49 Contents of The regulatory text Relieving.
operations specifications. replaces the requirement
for a certificate
holder's operations
specifications to
contain copies of all
deviations and
exemptions (including
those applicable to a
specific aircraft) with
a requirement to include
deviations and
exemptions applicable
only to the person
conducting the
operation.
Sec. 119.65 Management The rule requires Potential cost
personnel required for certificate holders have only if a
operations conducted under a Chief Pilot, as certificate
part 121 of this chapter. qualified under Sec. holder uses
119.67, for each powered-lift
category of aircraft the and airplanes
certificate holder uses. to conduct
The rule continues to operations and
permit the Administrator the Chief
to approve positions or Pilot is not
numbers of positions dual
other than those qualified.
described in the
regulation, based in
part on the number and
type of aircraft used.
Sec. 119.67 Management Director of Operations: Imposes
personnel: Qualifications The regulatory text for requirements
for operations conducted the part 121 certificate on operators
under part 121 of this holder Director of of powered-
chapter. Operations management lift that are
position is restructured equivalent to
for clarity. It also the
replaces the term requirements
``airplane'' with currently
``aircraft.'' imposed on
Chief Pilot: The certificate
regulatory text is holders that
restructured for clarity use airplanes.
and replaces No additional
``airplanes'' with regulatory
``aircraft,'' which cost.
encompasses airplanes
and powered-lift. The
amendment also requires
the holder(s) of the
Chief Pilot position for
a part 121 certificate
holder to have an
airline transport pilot
(ATP) certificate, with
appropriate ratings, for
at least one of the
aircraft within each
category of the
certificate holder's
fleet. Similarly, the
Chief Pilot will need
the Pilot in Command
time as the current
regulation states.
Director of Maintenance:
The regulatory text
replaces ``airplanes''
with ``aircraft,'' which
encompasses airplanes
and powered-lift.
Chief Inspector: The
regulatory text is
restructured for clarity
and replaces
``airplanes'' with
``aircraft,'' which
encompasses airplanes
and powered-lift.
------------------------------------------------------------------------
PART 121--OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
Subpart A--General
------------------------------------------------------------------------
Sec. 121.1 Applicability.. The regulatory text Imposes
replaces ``airplanes'' requirements
with ``aircraft'' that on operators
certificate holders of powered-
would take actions to lift that are
support continued equivalent to
airworthiness of each the
aircraft, which includes requirements
powered-lift used in currently
domestic, flag, or imposed on
supplemental operations certificate
as defined in Sec. holders that
110.2. use airplanes.
No additional
regulatory
cost.
[[Page 48081]]
Sec. 121.1(c) The regulatory text makes No impact--
Applicability. a technical correction technical
to Sec. 121.1(c) by amendment.
removing ``SFAR No. 58''
and replacing it with
``subpart Y'' which was
codified on September
16, 2005.
------------------------------------------------------------------------
PART 121--OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
Subpart Q--Flight Time Limitations and Rest Requirements: Domestic
Operations
------------------------------------------------------------------------
Sec. 121.470 Applicability The regulatory text of Provides
paragraph (a) replaces options to
``airplanes'' with certificate
``aircraft'' to permit holders using
certificate holders powered-lift
using powered-lift in in operations
domestic, all-cargo under part 121
operations of a certain that are
size, to adhere to the equivalent to
requirements of Sec. the options
Sec. 135.261 through currently
135.272. These allowed. No
requirements set forth additional
flight time limitations regulatory
and rest requirements. cost.
In addition, paragraph
(b) permits certificate
holders that conduct
scheduled operations
entirely within Alaska
or Hawaii using specific
size aircraft to have
the option of complying
with subpart R of part
121 for those
operations.
------------------------------------------------------------------------
PART 121--OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
Subpart R--Flight Time Limitations and Rest Requirements: Flag
Operations
------------------------------------------------------------------------
Sec. 121.480 Applicability The regulatory text Provides
replaces ``airplanes'' options to
with ``aircraft'' to certificate
permit certificate holders using
holders using powered- powered-lift
lift in flag, all-cargo in operations
operations, and under part 121
operations of a certain that are
size to adhere to the equivalent to
requirements of Sec. the options
Sec. 135.261 through currently
135.273. These allowed. No
requirements set forth additional
flight time limitations regulatory
and rest requirements. cost.
------------------------------------------------------------------------
PART 121--OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
Subpart S--Flight Time Limitations and Rest Requirements: Supplemental
Operations
------------------------------------------------------------------------
Sec. 121.500 Applicability The regulatory text Provides
replaces ``airplanes'' options to
with ``aircraft'' to certificate
permit certificate holders using
holders using powered- powered-lift
lift in supplemental, in operations
all-cargo operations, of under part 121
a certain size, to that are
adhere to the equivalent to
requirements of Sec. the options
Sec. 135.261 through currently
135.273. These allowed. No
requirements set forth additional
flight time limitations regulatory
and rest requirements. cost.
------------------------------------------------------------------------
PART 125--CERTIFICATION AND OPERATIONS: AIRCRAFT HAVING A SEATING
CAPACITY OF 20 OR MORE PASSENGERS OR A MAXIMUM PAYLOAD CAPACITY OF 6,000
POUNDS OR MORE; AND RULES GOVERNING PERSONS ON BOARD SUCH AIRCRAFT
------------------------------------------------------------------------
Sec. 125.1 Applicability.. Part 125 applies only to Imposes
operations when common requirements
carriage is not involved on operators
conducted with airplanes conducting
that have a seating operations
configuration of 20 or with powered-
more passengers or a lift that are
maximum payload capacity equivalent to
of 6,000 pounds or more. the
The rule amends Sec. requirements
125.1 to incorporate currently
powered lift into the imposed on
statements regarding operators
applicability of part conducting
125. operations
with
airplanes. No
additional
regulatory
cost.
Sec. 125.23 Rules This rule also amends Imposes
applicable to operations Sec. 125.23 to change requirements
subject to this part. the word ``airplane'' to on operators
``aircraft,'' as Sec. conducting
125.23 generally operations
addresses applicability with powered-
of certain rules and lift and
standards concerning rotorcraft
operations. that are
equivalent to
the
requirements
currently
imposed on
operators
conducting
operations
with
airplanes. No
additional
regulatory
cost.
------------------------------------------------------------------------
PART 136--COMMERCIAL AIR TOURS AND NATIONAL PARKS AIR TOUR MANAGEMENT
Subpart A--National Air Tour Safety Standards
------------------------------------------------------------------------
Sec. 136.1 Applicability This change incorporates Enabling.
and definitions. powered-lift into part
136 and changes
``helicopter'' to
``rotorcraft'' in
several definitions.
This change also
provides relief to the
definition of suitable
landing area for
rotorcraft..
Sec. 136.3 Letters of The change is a technical No impact--
Authorization. amendment that changes technical
the phrase ``14 CFR amendment.
119.51'' to ``Sec.
119.51 of this chapter''
Sec. 136.5 Additional The amendment is updated No impact--
requirements for Hawaii. to reflect the technical
recodification of amendment.
appendix A as subpart D.
Sec. 136.9 Life preservers The change is a technical No impact--
for operations over water. amendment to Sec. technical
136.9 from ``airplane amendment.
flight manual or
rotorcraft flight
manual'' to ``aircraft
flight manual''.
[[Page 48082]]
Sec. 136.11 Rotorcraft The section title and Enabling--no
floats for over water. this section are revised impact over
to extend to all and above
rotorcraft the current
requirements for requirements.
helicopter floats for
operations that occur
overwater beyond the
shoreline.
Sec. 136.13 Performance The section title and Enabling--no
plan and operations. this section are revised impact over
to extend requirements and above
for helicopter current
performance plans to requirements.
rotorcraft. The
performance plan must be
based on information in
the approved Aircraft
Flight Manual for that
aircraft.
Subpart D--Special Operating This amendment recodifies Enabling--no
Rules for Air Tour ``appendix A'' as impact over
Operators in the State of ``subpart D'' and and above
Hawaii. extends the current
applicability of requirements.
operating rules for Air
Tour Operators in the
State of Hawaii to
include operations
conducted with powered-
lift and rotorcraft.
------------------------------------------------------------------------
1. Benefits
This rule enables air carrier and other commercial operations of
powered-lift by extending applicability of the appropriate set of
operating rules that would serve as both a risk mitigation measure and
a framework for FAA oversight, as necessary to ensure the requisite
level of safety.
Powered-lift operations could offer many benefits. For example,
some powered-lift may be capable of transporting heavier loads at
higher altitudes and faster cruise speeds than helicopters, while
maintaining the capability of taking off and landing vertically. The
faster cruise speeds could improve response times by as much as 50
percent for search and rescue operations and allow a higher level of
life-saving care during transport because of a smoother flight profile
compared to helicopters.\14\ In addition, powered-lift operations could
increase the efficiency of crew transport to oil rigs as they move
further from land, or other locations with smaller landing areas.
Certificate holders may also seek to use powered-lift for transporting
passengers point-to-point; for example, transportation could occur from
a heliport and proceed at turbo-prop airspeeds and ranges. Using
powered-lift for transport of passengers could increase the capacity of
the NAS and reduce delays without requiring additional
infrastructure.\15\
---------------------------------------------------------------------------
\14\ Military, GLOBALSECURITY.ORG (last visited August 22,
2022), available at https://www.globalsecurity.org/military/world/europe/aw609.htm.
\15\ Costa, Guillermo J., Conceptual Design of a 150-Passenger
Civil Tiltrotor, NASA Ames Research Center--Aeromechanics Branch
(Aug. 2012), (last visited August 22, 2022) available at https://rotorcraft.arc.nasa.gov/Publications/files/Guillermo_Costa_TR150_Paper.pdf.
---------------------------------------------------------------------------
Powered-lift projects exist that are either in certification,
design, proof of concept, or prototype phases of design refinement. One
project underway is a 9-passenger tilt-rotor turboshaft design. This
manufacturer is also in the conceptual design phase of a 20-passenger
powered-lift. Another powered-lift project underway is seeking to
become the first certificated electric Vertical Takeoff and Landing
(eVTOL) operator under part 119 to carry passengers in the United
States.
2. Costs and Costs Savings
Cost Savings--Operations Specifications
The FAA amends provisions in Sec. Sec. 119.49(a)(12), (b)(12), and
(c)(11) and 91.1015(b)(9) as the FAA has determined they are broad and
unduly burdensome. Currently, these provisions require a certificate
holder's operations specifications to contain a list of exemptions and
deviations issued under 14 CFR chapter 1 that are applicable to the
aircraft, the operator, and airmen. The rule requires only exemptions
and deviations that apply to the certificate holder (rather than to the
aircraft) to be retained in operations specifications. Although the
amendment to these provisions is relieving, the costs savings are
minimal because the operations specifications are maintained
electronically.
Costs--Part 121 Chief Pilot Management Position
This rulemaking expands the part 119 certificate holder
requirements for the part 121 management position of Chief Pilot (Sec.
119.65). As amended, the certificate holder is required to have a Chief
Pilot for each category of aircraft used by the certificate holder to
conduct operations. Currently, the Chief Pilot is required to have an
ATP certificate, with appropriate ratings, for at least one of the
airplanes used in the certificate holder's operations. While one person
could meet the requirements of the Chief Pilot, this person would have
to be dual qualified in airplanes and powered-lift. Consequently, a
certificate holder conducting operations with airplanes and powered-
lift may have an increase in costs if more than one Chief Pilot is
hired to meet the qualification requirements.
Should a certificate holder operating under part 121 choose to
conduct operations with airplanes and powered-lift, the incremental
cost to meet the Chief Pilot qualification requirements would be
minimal because the individual(s) acting in this position could also
serve as a line pilot. The FAA determines that certificate holders
operating under part 121 that choose to conduct operations with
powered-lift would do so only if the benefits of conducting the
operations exceeded its costs.
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA) of 1980, (5 U.S.C. 601-612),
as amended by the Small Business Regulatory Enforcement Fairness Act of
1996 (Pub. L. 104-121) and the Small Business Jobs Act of 2010 (Pub. L.
111-240), requires Federal agencies to consider the effects of the
regulatory action on small business and other small entities and to
minimize any significant economic impact. The term ``small entities''
comprises small businesses and not-for-profit organizations that are
independently owned and operated and are not dominant in their fields,
and governmental jurisdictions with populations of less than 50,000.
The FAA published an Initial Regulatory Flexibility Analysis (IRFA)
in the proposed rule and determined that the proposal would not result
in a significant economic impact on a substantial number of small
entities. The FAA requested public comment regarding this
determination. The FAA did not receive comments from the public
regarding this determination, nor were comments to the proposed rule
filed by Chief Counsel for Advocacy of the Small Business
Administration (SBA).
The final rule may impact small entities but will have a minimal
economic impact as the final rule is enabling while imposing minimal
costs.
[[Page 48083]]
First and foremost, the final rule changes definitions contained in
Sec. 110.2 and the appropriate applicability of sections within part
119 to enable powered-lift to conduct air carrier and other certain
commercial operations, commercial air tours and operations not
involving common carriage. Absent this final rule, an air carrier
desiring to conduct operations using powered-lift would not be able to
comply with the requirements of 49 U.S.C. 44701(d) or 44705. Such
operations, therefore, would be prohibited in the absence of this final
rule.
Secondly, the final rule removes the requirement for a certificate
holder to maintain a list of exemptions and deviations related to
aircraft in its fleet as required by Sec. Sec. 119.49(a)(12), (b)(12),
and (c)(11) and 91.1015(a)(9). The impact could provide minimal relief
for certificate holders by reducing the volume of records certificate
holders must retain in their operations specifications.
Lastly, due to a change in the definitions contained in 14 CFR
110.2, this final rule enables part 121 certificate holders to conduct
operations using powered-lift. As a result, the final rule revises part
121 certificate holder management qualifications for the Chief Pilot.
Current regulations require Chief Pilots to have an ATP certificate for
at least one of the airplanes used in a certificate holder's
operations. The regulations will require the certificate holder to have
a Chief Pilot qualified for each category of aircraft that the
certificate holder uses.
As stated in the proposed rule, the FAA determines that the
expansion of the qualifications for the position of Chief Pilot
resulting from enabling additional aircraft categories to conduct part
121 operations imposes a minimal economic impact for part 121
certificate holders. Considering that this rulemaking is enabling, a
part 121 certificate holder will voluntarily choose to operate a fleet
of more than one aircraft category only if the expected benefits of
doing so exceed the costs.
If an agency determines that a rulemaking would not result in a
significant economic impact on a substantial number of small entities,
the head of the agency may so certify under section 605(b) of the
Regulatory Flexibility Act. Therefore, as provided in section 605(b),
the head of the FAA certifies that this rulemaking would not result in
a significant economic impact on a substantial number of small
entities.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards.
The FAA has analyzed this rule in conjunction with the requirements
of the Trade Agreements Act of 1979, as amended by the Uruguay Round
Agreements Act. The FAA has determined the rule does not present any
obstacle to foreign commerce of the United States. In addition, the
rule is not contrary to international standards.
D. Unfunded Mandates Assessment
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
governs the issuance of Federal regulations that require unfunded
mandates. An unfunded mandate is a regulation that requires a State,
local, or Tribal government or the private sector to incur direct costs
without the Federal Government having first provided the funds to pay
those costs. The FAA determined that this final rule will not result in
the expenditure of $177 million or more by State, local, or Tribal
governments, in the aggregate, or the private sector, in any one year.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. According to the 1995
amendments to the Paperwork Reduction Act (5 CFR 1320.8(b)(2)(vi)), an
agency may not collect or sponsor the collection of information, nor
may it impose an information collection requirement unless it displays
a currently valid Office of Management and Budget (OMB) control number.
The Office of Management and Budget previously approved the FAA's
collection of information affiliated with this rule.\16\ None of the
information collection instruments will change due to this rule,
however, the number of respondents to whom the information collection
requirements apply may increase. The FAA will continue to collect the
necessary information in the same manner as described in its prior
notices concerning the information collections.
---------------------------------------------------------------------------
\16\ Certification: Air Carriers and Commercial Operators,
Supporting Statement: Information Collection Request Reference No.
2120-0593 (April 19, 2021), available at https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202011-2120-001.
---------------------------------------------------------------------------
Each section below identifies the information collections affected
by this rule. The FAA has estimated the increase in the existing burden
based on four-part 119 certificate holders beginning part 135
operations with powered-lift by the end of the third year following
publication of the final rule.\17\ While this rule allows part 119
certificate holders to conduct operations under part 121, the FAA does
not believe that any such certificate holders would do so in the first
three years following adoption of the rule. Therefore, the FAA has not
estimated any burden increase for existing information collection 2120-
0008 (Part 121 Operating Requirements: Domestic, Flag, and Supplemental
Operations). Further, the FAA does not believe that any such
certificate holders would conduct operations under part 125 in the
first three years following adoption of this rule. Therefore, the FAA
has not estimated any burden increase for existing information
collection 2120-0085 (Certification and Operations: Airplanes Having a
Seating Capacity of 20 or More Passengers or a Maximum Payload Capacity
of 6,000 Pounds or More).
---------------------------------------------------------------------------
\17\ Official FAA forecasts related to the operation of powered-
lift in the National Airspace System (NAS) have yet to be developed.
As of July 2022, approximately 10 applicants were undergoing type
certification at FAA for powered-lift projects. Two of these
projects have progressed further through the approval process and
could be issued a type certificate as early as 2024. For purposes of
estimating the increase in the existing information collection, it
is determined four-part 119 certificate holders will begin part 135
operations with powered-lift by the end of the third year following
adoption of this rule. Publicly available data was used to forecast
the powered-lift fleet. Forecasts for airmen and departures were
developed based on utilization of the fleet (i.e., hours flown).
---------------------------------------------------------------------------
1. Revision of Existing Information Collection 2120-0593: Federal
Aviation Regulation part 119--Certification: Air Carriers and
Commercial Operators \18\
---------------------------------------------------------------------------
\18\ Ibid.
---------------------------------------------------------------------------
Summary: This rule would extend the requirements of part 119 to
certificate holders that conduct operations with powered-lift.
[[Page 48084]]
Public Comment: There were no comments submitted to the notice of
proposed rulemaking concerning this information collection.
Use: Organizations that desire to become or remain certified as air
carriers or commercial operators are mandated to report information to
the FAA. The information collected reflects requirements necessary
under parts 135, 121, and 125 to conform to 14 CFR part 119--
Certification: Air Carriers and Commercial Operators. The FAA will use
the information it collects and reviews to ensure compliance and
adherence to regulations and, if applicable, to take enforcement action
on violators of the regulations.
The FAA has estimated the increase in the existing burden based on
four certificate holders beginning powered-lift operations by the end
of the third year following adoption of this rule.\19\ Note that not
all information collection requirements are expected to increase as a
result of the revision to this information collection.
---------------------------------------------------------------------------
\19\ This burden is based on work performed by technical
specialists and/or administrative assistants. The fully-burdened
hourly wage used to estimate costs includes the base hourly wage for
each job category plus an increase to account for fringe benefits
and overhead. The base hourly wage for the technical specialist and
administrative assistant is estimated to be $20.95 and $15.95,
respectively (source: https://www.payscale.com/research/US/Job=Technical_Specialist/Salary; https://www.payscale.com/research/US/Job=Administrative_Assistant/Hourly_Rate). The base wage is
increased by a multiplier of 34.1 percent for fringe benefits
(source: https://www.bls.gov/news.release/ecec.nr0.htm) and 17.0
percent for overhead (source) Cody Rice, U.S. Environmental
Protection Agency, ``Wage Rates for Economic Analyses of the Toxics
Release Inventory Program'' June 10, 2002, https://www.regulations.gov/document?D=EPA-HQ-OPPT-2014-0650-0005. Summing
together the base hourly wage, fringe benefits, and overhead results
in a fully-loaded hourly wage of $32.21 for a technical specialist
and $24.51 for an administrative assistant.
Table 3--Three-Year Burden Estimate for Information Collection 2120-0593 Certification: Air Carriers and Commercial Operators
--------------------------------------------------------------------------------------------------------------------------------------------------------
Time per Time per
Number of Number of Total response-- response-- Total Total
Section Section title respondents responses responses technical admin. asst. burden burden
($32.21/hr.) ($24.51/hr.) (hours) (cost)
--------------------------------------------------------------------------------------------------------------------------------------------------------
119.33c.................... Proving Test Plan.............. 4 1 4 2.0 1.0 12 $356
119.35..................... Certificate Application Reqts-- 4 1 4 80.0 16.0 384 11,876
all Operators.
119.36..................... Certificate Application Reqts 4 1 4 2.0 4.0 24 650
for Commercial Operators.
119.41c.................... Amending a Certificate......... 1 1 1 0.5 0.1 0.6 19
119.69e3................... Management Personnel Required, 4 1 4 1.0 0.5 6 178
Part 135.
119.71f.................... Management Personnel 4 1 4 1.0 0.5 6 178
Qualifications, Part 135.
-------------------------------------------------------------------------------------------
............................... .............. .......... .......... .............. .............. 433 13,256
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: Column and row totals may not sum due to rounding.
2. Revision of Existing Information Collection 2120-0607: Pilot Records
Improvement Act of 1996/Pilot Records Database \20\
---------------------------------------------------------------------------
\20\ Official FAA forecasts related to the operation of powered-
lift in the National Airspace System (NAS) have yet to be developed.
Thus, forecasts for operators of part 135 aircraft and fleet were
prepared solely for the purpose of estimating the cost of the
information collections affiliated with this rule, and developed
using publicly available data related to orders and options for
powered-lift. FAA notes that none of the orders for the multitude of
powered-lift aircraft models being developed are firm as of the time
of this writing, with the exception of one model. Using the fleet
forecast and an assumption for fleet utilization (i.e. hours flown),
forecasts for airmen and departures were also developed to estimate
costs of the paperwork burden.
---------------------------------------------------------------------------
Summary: With the exception of Form 8060-14 and -15, an operator
utilizes the various 8060 forms to report a request for the applicable
records of all applicants for the position of pilot with their company
as needed under the Pilot Records Improvement Act (PRIA).
Public Comment: There were no comments submitted to the notice of
proposed rulemaking concerning this information collection.
Use: The information collected on these forms will be used only to
facilitate search and retrieval of the requested records, and
submission is mandatory until PRIA sunsets. Operators then ``may use
such records only to assess the qualification of the individual in
deciding whether or not to hire the individual as a pilot.'' (49 U.S.C.
44703(h)(11)). For purposes of this incremental information collection
the FAA expects pilots to access the pilot records database web-based
application to release records to operators for review and to update
employment history. In turn, the hiring operator uses the information
to help them perform a comprehensive assessment of the pilot prior to
making a hiring decision, as required by the Act.
The FAA has estimated the increase in the existing burden for this
collection based on four part 119 certificate holders employing 129
commercial pilots holding an airmen's certificate in the powered-lift
category by the end of the third year following adoption of this rule.
Note that not all information collection requirements are expected to
increase as a result of the revision to this information collection.
[[Page 48085]]
Table 4--Three-Year Burden Estimate for Information Collection 2120-0607 \21\ Pilot Records Database
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
Year 1 Year 2 Year 3 Total
----------------------------------------------------------------------------------------------------------------
New Pilots.............................................................. 0 44 85 129
Cumulative Pilots....................................................... 0 44 129 ........
----------------------------------------------------------------------------------------------------------------
Pilot activity--by event Events Hrs Year 1 Year 2 Year 3 Total
per year per event (hrs) (hrs) (hrs) (hrs)
----------------------------------------------------------------------------------------------------------------
Database Registration--New Pilots............... 1.0 0.33 0 14.5 28.1 42.6
Input Employment History--New Pilots............ 1.0 0.03 0 1.3 2.6 3.9
---------------------------------------------------------------
Total Time (Hours).......................... .......... .......... 0.0 15.8 30.7 46.5
----------------------------------------------------------------------------------------------------------------
Pilot Activity--by Cost Cost Year 1 Year 2 Year 3 Total
per hr
----------------------------------------------------------------------------------------------------------------
Database Registration--New Pilots........................... $46.28 $0 $671 $1,301 $1,972
Input Employment History--New Pilots........................ 46.28 0 60 120 181
---------------------------------------------------------------
Total Cost.............................................. .......... 0 731 1,421 2,152
----------------------------------------------------------------------------------------------------------------
Operator Activity--by Event Events Hrs Year 1 Year 2 Year 3 Total
per year per event (hrs) (hrs) (hrs) (hrs)
----------------------------------------------------------------------------------------------------------------
Training/checking events--Cumul. Pilots......... 2.7 0.07 0 8.3 24.4 32.7
Ground training events--Cumul. Pilots........... 1.0 0.07 0 3.1 9.0 12.1
Verification of NDR* Search--New Pilots......... 0.5 0.01 0 0.2 0.4 0.6
Initial train/check--New Pilots................. 1.0 0.07 0 3.1 6.0 9.1
---------------------------------------------------------------
Total Time (Hours).......................... .......... .......... 0 14.7 39.8 54.5
----------------------------------------------------------------------------------------------------------------
Operator Events--by Cost Cost Year 1 Year 2 Year 3 Total
per hr
----------------------------------------------------------------------------------------------------------------
Training/checking events--Cumul. Pilots..................... $91.33 $0 $758 $2,228 $2,986
Ground training events--Cumul. Pilots....................... 91.33 0 283 822 1,105
Verification of NDR* Search--New Pilots..................... 91.33 0 18 37 55
Initial train/check--New Pilots............................. 91.33 0 283 548 4,146
---------------------------------------------------------------
Total Cost.............................................. .......... 0 1,343 3,635 8,293
----------------------------------------------------------------------------------------------------------------
Note: Row and column totals may not sum due to rounding.
3. Revision of Existing Information Collection 2120-0535: Anti-Drug
Program for Personnel Engaged in Specified Aviation Activities \22\
---------------------------------------------------------------------------
\21\ Occupational Employment and Wages, May 2019, 11-3121 Human
Resources Managers, Bureau of Labor Statistics, Mean Hourly Wage
Rate ($62.29). https://www.bls.gov/oes/2019/may/oes113121.htm. The
fully-burdened wage rate is $91.33 and includes employee
compensation that is related to fringe benefits and is estimated to
be 31.8 percent of the fully-burdened wage. Source: Bureau of Labor
Statistics, Employer Costs for Employee Compensation (https://www.bls.gov/news.release/pdf/ecec.pdf; data provided in news release
vary slightly by month). The FAA used a ground instructor base
hourly wage rate ($31.56) as a proxy for the pilot non-flying base
hourly wage rate (source: Bureau of Labor Statistics (BLS)
Occupational Employment Statistics for Air Transportation Industry).
https://www.bls.gov/oes/2019/may/oes131151.htm: Training and
Development Specialists (13-1151). The fully-burdened wage rate is
$46.28 and includes employee compensation related to benefits that
is estimated to be 31.8 percent of the fully-burdened wage. (Source:
Bureau of Labor Statistics, Employer Costs for Employee
Compensation.)
\22\ Official FAA forecasts related to the operation of powered-
lift in the National Airspace System (NAS) have yet to be developed.
Thus, forecasts for operators of part 135 aircraft and fleet were
prepared solely for the purpose of estimating the cost of the
information collections affiliated with this rule, and developed
using publicly available data related to orders and options for
powered-lift. FAA notes that none of the orders for the multitude of
powered-lift aircraft models being developed are firm as of the time
of this writing, with the exception of one model. Using the fleet
forecast and an assumption for fleet utilization (i.e. hours flown),
forecasts for airmen and departures were also developed to estimate
costs of the paperwork burden.
---------------------------------------------------------------------------
Summary: Part 119 certificate holders with the authority to operate
under parts 121 and 135, air tour operators as defined in 14 CFR
91.147, non-FAA or Military Air Traffic Control Facilities,
contractors, or repair stations under 14 CFR part 145 that conduct drug
and alcohol testing programs are mandated to report information to this
collection.
Public Comment: There were no comments submitted to the notice of
proposed rulemaking concerning this information collection.
Use: The FAA uses this information for determining program
compliance or non-compliance of regulated aviation employers, oversight
planning, determining who must provide a mandatory annual Management
Information System (MIS) testing information, and communicating with
entities subject to the program regulations. In addition, the
information is used to ensure that appropriate action is taken
regarding crewmembers and other safety-sensitive employees who have
tested positive for drugs or alcohol or have refused to submit to
testing. The collection includes reporting, recordkeeping, and
disclosure information. Using the information reported on the annual
MIS allows the FAA Administrator to determine the random testing rates
for the following year, which is published in the Federal Register.
The FAA has estimated the incremental increase in the existing
burden for this collection based on four powered-lift operators
entering service by the end of the third year following adoption of
this rule. Below are the reporting requirements for this information
collection. Note that not all information collection requirements are
expected to increase as a result of the revision to this information
collection.
[[Page 48086]]
Table 5--Three-Year Burden Estimate for Information Collection 2120-0535 Anti-Drug Program for Personnel Engaged
in Specified Aviation Activities
----------------------------------------------------------------------------------------------------------------
Time per Total 3-Yr Fully-burdened
PRA task item Responses response burden hourly wage Total 3-Yr
(three years) (hours) (hours) ($25.33) Burden ($)
----------------------------------------------------------------------------------------------------------------
Promulgate Policy..................... 4 16.00 64.0 $25.33 $1,621
Registration (New or Amended)......... 4 1.00 4.0 25.33 101
Supervisory Drug and Alcohol Training. 6 0.25 1.6 25.33 41
Employee Training Documentation....... 129 0.25 32.3 25.33 817
Reasonable Cause/Suspicion 1.5 2.00 3.0 25.33 76
Documentation........................
Voluntary Disclosure.................. 1.0 40.00 40.0 25.33 1,013
Emergency Maintenance................. 1 1.25 1.3 25.33 32
Scientifically Valid Random Testing 83 1.00 82.8 25.33 2,097
Process..............................
Medical Review Officer Recordkeeping 4 0.25 1.0 25.33 25
Provision............................
-------------------------------------------------------------------------
Total Incremental Change for OMB 234 ........... 229.9 ................ 5,823
2120-0535......................
----------------------------------------------------------------------------------------------------------------
Note: Row and column totals may not sum due to rounding.
F. International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
reviewed the corresponding ICAO Standards and Recommended Practices and
has identified no differences with these regulations.
G. Environmental Analysis
FAA Order 1050.1F identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act (NEPA) in the absence of extraordinary circumstances. The FAA has
determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 5-6.6f for regulations and involves
no extraordinary circumstances.
VI. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this final rule under the principles and
criteria of Executive Order 13132, Federalism. The FAA has determined
that this action will not have a substantial direct effect on the
States, or the relationship between the Federal Government and the
States, or on the distribution of power and responsibilities among the
various levels of government, and, therefore, will not have federalism
implications.
B. Executive Order 13175, Consultation and Coordination with Indian
Tribal Governments
Consistent with Executive Order 13175, Consultation and
Coordination with Indian Tribal Governments,\23\ and FAA Order 1210.20,
American Indian and Alaska Native Tribal Consultation Policy and
Procedures,\24\ the FAA ensures that Federally Recognized Tribes
(Tribes) are given the opportunity to provide meaningful and timely
input regarding proposed Federal actions that have the potential to
have substantial direct effects on one or more Indian Tribes, on the
relationship between the Federal Government and Indian Tribes, or on
the distribution of power and responsibilities between the Federal
Government and Indian Tribes; or to affect uniquely or significantly
their respective Tribes. At this point, the FAA has not identified any
unique or significant effects, environmental or otherwise, on Tribes
resulting from this final rule.
---------------------------------------------------------------------------
\23\ 65 FR 67249 (Nov. 6, 2000).
\24\ FAA Order No. 1210.20 (Jan. 28, 2004), available at https://www.faa.gov/documentLibrary/media/1210.pdf.
---------------------------------------------------------------------------
C. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this final rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use. The FAA has determined that it is not a
``significant energy action'' under the executive order and is not
likely to have a significant adverse effect on the supply,
distribution, or use of energy.
D. Executive Order 13609, Promoting International Regulatory
Cooperation
Executive Order 13609, Promoting International Regulatory
Cooperation, promotes international regulatory cooperation to meet
shared challenges involving health, safety, labor, security,
environmental, and other issues and to reduce, eliminate, or prevent
unnecessary differences in regulatory requirements. The FAA has
analyzed this action under the policies and agency responsibilities of
Executive Order 13609, and has determined that this action will have no
effect on international regulatory cooperation.
VII. Additional Information
A. Electronic Access and Filing
A copy of the NPRM, all comments received, this final rule, and all
background material may be viewed online at https://www.regulations.gov
using the docket number listed above. A copy of this rule will be
placed in the docket. Electronic retrieval help and guidelines are
available on the website. It is available 24 hours each day, 365 days
each year. An electronic copy of this document may also be downloaded
from the Office of the Federal Register's website at https://www.federalregister.gov and the Government Publishing Office's website
at https://www.govinfo.gov. A copy may also be found at the FAA's
Regulations and Policies website at https://www.faa.gov/regulations_policies.
Copies may also be obtained by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW, Washington, DC 20591, or by calling (202) 267-9677.
Commenters must identify the docket or amendment number(s) of this
rulemaking.
All documents the FAA considered in developing this final rule,
including economic analyses and technical reports, may be accessed in
the electronic docket for this rulemaking.
B. Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (SBREFA) of
1996 requires the FAA to comply with small entity requests for
information or
[[Page 48087]]
advice about compliance with statutes and regulations within its
jurisdiction. A small entity with questions regarding this document may
contact its local FAA official, or the person listed under the FOR
FURTHER INFORMATION CONTACT heading at the beginning of the preamble.
To find out more about SBREFA on the internet, visit https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects
14 CFR Part 91
Air carrier, Air taxis, Air traffic control, Aircraft, Airmen,
Airports, Aviation safety, Charter flights, Reporting and recordkeeping
requirements, Transportation.
14 CFR Part 110
Administrative practice and procedure, Air carriers, Aircraft,
Aviation safety, Charter flights, Reporting and recordkeeping
requirements.
14 CFR Part 119
Administrative practice and procedure, Air carriers, Aircraft,
Aviation safety, Charter flights, Reporting and recordkeeping
requirements.
14 CFR Part 121
Air carriers, Aircraft, Airmen, Aviation safety, Charter flights,
Reporting and recordkeeping requirements, Safety, Transportation.
14 CFR Part 125
Aircraft, Airmen, Aviation safety, Reporting and recordkeeping
requirements.
14 CFR Part 136
Air transportation, Aircraft, Aviation safety, National parks,
Recreation and recreation areas, Reporting and recordkeeping
requirements.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends chapter I of title 14, Code of Federal
Regulations as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40101, 40103, 40105,
40113, 40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712,
44715, 44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507,
47122, 47508, 47528-47531, 47534, Pub. L. 114-190, 130 Stat. 615 (49
U.S.C. 44703 note); articles 12 and 29 of the Convention on
International Civil Aviation (61 Stat. 1180), (126 Stat. 11).
0
2. Amend Sec. 91.146 by revising paragraphs (b) introductory text and
(b)(2), (3), (5), and (7) to read as follows:
Sec. 91.146 Passenger-carrying flights for the benefit of a
charitable, nonprofit, or community event.
* * * * *
(b) Passenger-carrying flights in airplanes, powered-lift, or
rotorcraft for the benefit of a charitable, nonprofit, or community
event identified in paragraph (c) of this section are not subject to
the certification requirements of part 119 of this chapter or the drug
and alcohol testing requirements in part 120 of this chapter, provided
the following conditions are satisfied and the limitations in
paragraphs (c) and (d) of this section are not exceeded:
* * * * *
(2) The flight is conducted from a public airport that is adequate
for the aircraft used, or from another location the FAA approves for
the operation;
(3) The aircraft has a maximum of 30 seats, excluding each
crewmember seat, and a maximum payload capacity of 7,500 pounds;
* * * * *
(5) Each aircraft holds a standard airworthiness certificate, is
airworthy, and is operated in compliance with the applicable
requirements of subpart E of this part;
* * * * *
(7) Reimbursement of the operator of the aircraft is limited to
that portion of the passenger payment for the flight that does not
exceed the pro rata cost of owning, operating, and maintaining the
aircraft for that flight, which may include fuel, oil, airport
expenditures, and rental fees;
* * * * *
0
3. Amend Sec. 91.147 by revising paragraph (a) to read as follows:
Sec. 91.147 Passenger-carrying flights for compensation or hire.
* * * * *
(a) For the purposes of this section and for drug and alcohol
testing, Operator means any person conducting nonstop passenger-
carrying flights in an airplane, powered-lift, or rotorcraft for
compensation or hire in accordance with Sec. 119.1(e)(2), Sec.
135.1(a)(5), or Sec. 121.1(d) of this chapter that begin and end at
the same airport and are conducted within a 25-statute mile radius of
that airport.
* * * * *
0
4. Amend Sec. 91.1015 by revising paragraph (a)(9) to read as follows:
Sec. 91.1015 Management specifications.
(a) * * *
(9) Any authorized deviation and exemption that applies to the
person conducting operations under this subpart; and
* * * * *
PART 110--GENERAL REQUIREMENTS
0
5. The authority citation for part 110 is revised to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40101, 40102, 40103,
40113, 44105, 44106, 44111, 44701-44717, 44722, 44901, 44903, 44904,
44906, 44912, 44914, 44936, 44938, 46103, 46105.
0
6. Amend Sec. 110.2 by revising the introductory text of the
definition of ``Commercial air tour'' and by revising the definitions
of ``Commuter operation'', ``Domestic operation'', ``Flag operation'',
``On-demand operation'', and ``Supplemental operation'' to read as
follows:
Sec. 110.2 Definitions.
* * * * *
Commercial air tour means a flight conducted for compensation or
hire in an airplane, powered-lift, or rotorcraft where a purpose of the
flight is sightseeing. The FAA may consider the following factors in
determining whether a flight is a commercial air tour:
* * * * *
Commuter operation means any scheduled operation conducted by any
person operating one of the following types of aircraft with a
frequency of operations of at least five round trips per week on at
least one route between two or more points according to the published
flight schedules:
(1) Rotorcraft; or
(2) Airplanes or powered-lift that:
(i) Are not turbojet-powered;
(ii) Have a maximum passenger-seat configuration of 9 seats or
less, excluding each crewmember seat; and
(iii) Have a maximum payload capacity of 7,500 pounds or less.
* * * * *
Domestic operation means any scheduled operation conducted by any
person operating any aircraft described in paragraph (1) of this
definition at locations described in paragraph (2) of this definition:
(1) Airplanes or powered-lift that:
(i) Are turbojet-powered;
(ii) Have a passenger-seat configuration of more than 9 passenger
seats, excluding each crewmember seat; or
(iii) Have a payload capacity of more than 7,500 pounds.
[[Page 48088]]
(2) Locations:
(i) Between any points within the 48 contiguous States of the
United States or the District of Columbia; or
(ii) Operations solely within the 48 contiguous States of the
United States or the District of Columbia; or
(iii) Operations entirely within any State, territory, or
possession of the United States; or
(iv) When specifically authorized by the Administrator, operations
between any point within the 48 contiguous States of the United States
or the District of Columbia and any specifically authorized point
located outside the 48 contiguous States of the United States or the
District of Columbia.
* * * * *
Flag operation means any scheduled operation conducted by any
person operating any aircraft described in paragraph (1) of this
definition at locations described in paragraph (2) of this definition:
(1) Airplanes or powered-lift that:
(i) Are turbojet-powered;
(ii) Have a passenger-seat configuration of more than 9 passenger
seats, excluding each crewmember seat; or
(iii) Have a payload capacity of more than 7,500 pounds.
(2) Locations:
(i) Between any point within the State of Alaska or the State of
Hawaii or any territory or possession of the United States and any
point outside the State of Alaska or the State of Hawaii or any
territory or possession of the United States, respectively; or
(ii) Between any point within the 48 contiguous States of the
United States or the District of Columbia and any point outside the 48
contiguous States of the United States and the District of Columbia; or
(iii) Between any point outside the U.S. and another point outside
the U.S.
* * * * *
On-demand operation means any operation for compensation or hire
that is one of the following:
(1) Passenger-carrying operations conducted as a public charter
under part 380 of this chapter or any operations in which the departure
time, departure location, and arrival location are specifically
negotiated with the customer or the customer's representative that are
any of the following types of operations:
(i) Common carriage operations conducted with airplanes or powered-
lift, including any that are turbojet-powered, having a passenger-seat
configuration of 30 seats or fewer, excluding each crewmember seat, and
a payload capacity of 7,500 pounds or less. The operations described in
this paragraph do not include operations using a specific airplane or
powered-lift that is also used in domestic or flag operations and that
is so listed in the operations specifications as required by Sec.
119.49(a)(4) of this chapter for those operations are considered
supplemental operations;
(ii) Noncommon or private carriage operations conducted with
airplanes or powered-lift having a passenger-seat configuration of less
than 20 seats, excluding each crewmember seat, and a payload capacity
of less than 6,000 pounds; or
(iii) Any rotorcraft operation.
(2) Scheduled passenger-carrying operations conducted with one of
the following types of aircraft, other than turbojet-powered aircraft,
with a frequency of operations of less than five round trips per week
on at least one route between two or more points according to the
published flight schedules:
(i) Airplanes or powered-lift having a maximum passenger-seat
configuration of 9 seats or less, excluding each crewmember seat, and a
maximum payload capacity of 7,500 pounds or less; or
(ii) Rotorcraft.
(3) All-cargo operations conducted with airplanes or powered-lift
having a payload capacity of 7,500 pounds or less, or with rotorcraft.
* * * * *
Supplemental operation means any common carriage operation for
compensation or hire conducted with any aircraft described in paragraph
(1) of this definition that is a type of operation described in
paragraph (2) of this definition:
(1) Airplanes or powered-lift that:
(i) Have a passenger-seat configuration of more than 30 seats,
excluding each crewmember seat.
(ii) Have a payload capacity of more than 7,500 pounds.
(iii) Are propeller-powered and:
(A) Have a passenger-seat configuration of more than 9 seats and
less than 31 seats, excluding each crewmember seat; and
(B) Are used in domestic or flag operations but are so listed in
the operations specifications as required by Sec. 119.49(a)(4) of this
chapter for such operations.
(iv) Are turbojet-powered and:
(A) Have a passenger seat configuration of 1 or more but less than
31 seats, excluding each crewmember seat; and
(B) Are used in domestic or flag operations and are so listed in
the operations specifications as required by Sec. 119.49(a)(4) of this
chapter for such operations.
(2) Types of operation:
(i) Operations for which the departure time, departure location,
and arrival location are specifically negotiated with the customer or
the customer's representative.
(ii) All-cargo operations.
(iii) Passenger-carrying public charter operations conducted under
part 380 of this chapter.
* * * * *
PART 119--CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
0
7. The authority citation for part 119 is revised to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40101, 40102, 40103,
40113, 44105, 44106, 44111, 44701-44717, 44722, 44901, 44903, 44904,
44906, 44912, 44914, 44936, 44938, 46103, 46105; sec. 215, Pub. L.
111-216, 124 Stat. 2348.
0
8. Amend Sec. 119.1 by:
0
a. Revising paragraph (a)(2);
0
b. Adding paragraph (a)(3); and
0
c. Revising paragraphs (e) introductory text, (e)(2), (e)(4)(v),
(e)(5), (e)(7) introductory text, and (e)(7)(i), (iii), and (vii).
The revisions and addition read as follows:
Sec. 119.1 Applicability.
(a) * * *
(2) When common carriage is not involved, in operations of any
U.S.-registered civil airplane or powered-lift with a seat
configuration of 20 or more passengers, or a maximum payload capacity
of 6,000 pounds or more; or
(3) When noncommon carriage is involved, except as provided in
Sec. 91.501(b) of this chapter, or in private carriage for
compensation or hire, in operations of any U.S.-registered civil
airplane or powered-lift with a passenger-seat configuration of less
than 20 seats and a payload capacity of less than 6,000 pounds.
* * * * *
(e) Except for operations when common carriage is not involved
conducted with any airplane or powered-lift having a passenger-seat
configuration of 20 seats or more, excluding any required crewmember
seat, or a payload capacity of 6,000 pounds or more, this part does not
apply to--
* * * * *
(2) Nonstop Commercial Air Tours that occur in an airplane,
powered-lift, or rotorcraft having a standard
[[Page 48089]]
airworthiness certificate and passenger-seat configuration of 30 seats
or fewer and a maximum payload capacity of 7,500 pounds or less that
begin and end at the same airport, and are conducted within a 25-
statute mile radius of that airport, in compliance with the Letter of
Authorization issued under Sec. 91.147 of this chapter. For nonstop
Commercial Air Tours conducted in accordance with part 136, subpart B,
of this chapter, National Parks Air Tour Management, the requirements
of this part apply unless excepted in Sec. 136.37(g)(2). For Nonstop
Commercial Air Tours conducted in the vicinity of the Grand Canyon
National Park, Arizona, the requirements of SFAR 50-2, part 93, subpart
U, of the chapter and this part, as applicable, apply.
* * * * *
(4) * * *
(v) Powered-lift or rotorcraft operations in construction or repair
work (but part 119 of this chapter does apply to transportation to and
from the site of operations); and
* * * * *
(5) Sightseeing flights conducted in hot air balloons or gliders;
* * * * *
(7) Powered-lift or rotorcraft flights conducted within a 25
statute mile radius of the airport of takeoff if--
(i) Not more than two passengers are carried in the aircraft in
addition to the required flightcrew;
* * * * *
(iii) The aircraft used is certificated in the standard category
and complies with the 100-hour inspection requirements of part 91 of
this chapter;
* * * * *
(vii) Cargo is not carried in or on the aircraft;
* * * * *
0
9. Amend Sec. 119.5 by revising paragraphs (b) and (c) to read as
follows:
Sec. 119.5 Certifications, authorizations, and prohibitions.
* * * * *
(b) A person not authorized to conduct direct air carrier
operations, but authorized by the Administrator to conduct operations
as a U.S. commercial operator, will be issued an Operating Certificate.
(c) A person not authorized to conduct direct air carrier
operations, but authorized by the Administrator to conduct operations
when common carriage is not involved as an operator of any U.S.-
registered civil airplane or powered-lift with a seat configuration of
20 or more passengers, or a maximum payload capacity of 6,000 pounds or
more, will be issued an Operating Certificate.
* * * * *
0
10. Amend Sec. 119.21 by revising paragraph (a) introductory text to
read as follows:
Sec. 119.21 Commercial operators engaged in intrastate common
carriage and direct air carriers.
(a) Each person who conducts airplane or powered-lift operations as
a commercial operator engaged in intrastate common carriage of persons
or property for compensation or hire in air commerce, or as a direct
air carrier, shall comply with the certification and operations
specifications requirements in subpart C of this part, and shall
conduct its:
* * * * *
0
11. Amend Sec. 119.23 by revising the section heading, paragraphs (a)
introductory text, (a)(2), and (b) introductory text to read as
follows:
Sec. 119.23 Operators engaged in passenger-carrying operations, cargo
operations, or both with airplanes or powered-lift when common carriage
is not involved.
(a) Each person who conducts operations when common carriage is not
involved with any airplane or powered-lift having a passenger-seat
configuration of 20 seats or more, excluding each crewmember seat, or a
payload capacity of 6,000 pounds or more, must, unless deviation
authority is issued--
* * * * *
(2) Conduct its operations in accordance with the requirements of
part 125 of this chapter; and
* * * * *
(b) Each person who conducts noncommon carriage (except as provided
in Sec. 91.501(b) of this chapter) or private carriage operations for
compensation or hire with any airplane or powered-lift having a
passenger-seat configuration of less than 20 seats, excluding each
crewmember seat, and a payload capacity of less than 6,000 pounds,
must--
* * * * *
0
12. Amend Sec. 119.49 by revising paragraphs (a)(12), (b)(12), and
(c)(11) to read as follows:
Sec. 119.49 Contents of operations specifications.
(a) * * *
(12) Any authorized deviation or exemption from any requirement of
this chapter that applies to the certificate holder.
* * * * *
(b) * * *
(12) Any authorized deviation or exemption from any requirement of
this chapter that applies to the certificate holder.
* * * * *
(c) * * *
(11) Any authorized deviation or exemption from any requirement of
this chapter that applies to the certificate holder.
* * * * *
0
13. Amend Sec. 119.65 by revising paragraphs (a)(3) and (b)(2) to read
as follows:
Sec. 119.65 Management personnel required for operations conducted
under part 121 of this chapter.
(a) * * *
(3) Chief Pilot for each category of aircraft the certificate
holder uses, as listed in Sec. 61.5(b)(1) of this chapter.
* * * * *
(b) * * *
(2) The number and type of aircraft used; and
* * * * *
0
14. Revise Sec. 119.67 to read as follows:
Sec. 119.67 Management personnel: Qualifications for operations
conducted under part 121 of this chapter.
(a) Director of Operations. To serve as Director of Operations
under Sec. 119.65(a), a person must hold an airline transport pilot
certificate and--
(1) If the certificate holder uses large aircraft, at least 3 years
of supervisory or managerial experience within the last 6 years in
large aircraft, in a position that exercised operational control over
any operations conducted under part 121 or 135 of this chapter.
(2) If the certificate holder uses large aircraft, at least 3 years
of experience as pilot in command under part 121 or 135 of this chapter
in large aircraft in at least one of the categories of aircraft the
certificate holder uses, as listed in Sec. 61.5(b)(1) of this chapter.
In the case of a person becoming Director of Operations for the first
time, he or she must have accumulated this experience as pilot in
command within the past 6 years.
(3) If the certificate holder uses only small aircraft in its
operations, the experience required in paragraphs (a)(1) and (2) of
this section may be obtained in either large or small aircraft.
(b) Chief Pilot. To serve as Chief Pilot under Sec. 119.65(a), a
person must:
(1) Hold an airline transport pilot certificate with appropriate
ratings in the category of aircraft that the certificate holder uses in
its operations under part 121 of this chapter and over which the Chief
Pilot exercises responsibility; and
[[Page 48090]]
(2) Have at least 3 years of experience as pilot in command in the
same category of aircraft that the certificate holder uses, as listed
in Sec. 61.5(b) of this chapter. The experience as pilot in command
described in this paragraph (b)(2) must:
(i) Have occurred within the past 6 years, in the case of a person
becoming a Chief Pilot for the first time.
(ii) Have occurred in large aircraft operated under part 121 or 135
of this chapter. If the certificate holder uses only small aircraft in
its operation, this experience may be obtained in either large or small
aircraft.
(iii) Be in the same category of aircraft over which the Chief
Pilot exercises responsibility.
(c) Director of Maintenance. To serve as Director of Maintenance
under Sec. 119.65(a), a person must:
(1) Hold a mechanic certificate with airframe and powerplant
ratings;
(2) Have 1 year of experience in a position responsible for
returning aircraft to service;
(3) Have at least 1 year of experience in a supervisory capacity
under either paragraph (c)(4)(i) or (ii) of this section maintaining
the same category and class of aircraft as the certificate holder uses;
and
(4) Have 3 years of experience within the past 6 years in one or a
combination of the following--
(i) Maintaining large aircraft with 10 or more passenger seats,
including, at the time of appointment as Director of Maintenance,
experience in maintaining the same category and class of aircraft as
the certificate holder uses; or
(ii) Repairing aircraft in a certificated airframe repair station
that is rated to maintain aircraft in the same category and class of
aircraft as the certificate holder uses.
(d) Chief Inspector. To serve as Chief Inspector under Sec.
119.65(a), a person must:
(1) Hold a mechanic certificate with both airframe and powerplant
ratings, and have held these ratings for at least 3 years;
(2) Have at least 3 years of maintenance experience on different
types of large aircraft with 10 or more passenger seats with an air
carrier or certificated repair station, 1 year of which must have been
as maintenance inspector; and
(3) Have at least 1 year of experience in a supervisory capacity
maintaining the same category and class of aircraft as the certificate
holder uses.
(e) Deviation. A certificate holder may request a deviation to
employ a person who does not meet the appropriate airman experience,
managerial experience, or supervisory experience requirements of this
section if the Manager of the Air Transportation Division or the
Manager of the Aircraft Maintenance Division, as appropriate, finds
that the person has comparable experience and can effectively perform
the functions associated with the position in accordance with the
requirements of this chapter and the procedures outlined in the
certificate holder's manual. Deviations under this paragraph (e) may be
issued after consideration of the size and scope of the operation and
the qualifications of the intended personnel. The Administrator may, at
any time, terminate any grant of deviation authority issued under this
paragraph (e).
PART 121--OPERATING REQUIREMENTS: DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
0
15. The authority citation for part 121 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40103, 40113, 40119, 41706,
42301 preceding note added by Pub. L. 112-95, sec. 412, 126 Stat.
89, 44101, 44701-44702, 44705, 44709-44711, 44713, 44716-44717,
44722, 44729, 44732; 46105; Pub. L. 111-216, 124 Stat. 2348 (49
U.S.C. 44701 note); Pub. L. 112-95, 126 Stat. 62 (49 U.S.C. 44732
note); Pub. L. 115-254, 132 Stat. 3186 (49 U.S.C. 44701 note).
0
16. Amend Sec. 121.1 by revising paragraphs (c) and (g) to read as
follows:
Sec. 121.1 Applicability.
* * * * *
(c) Each person who applies for provisional approval of an Advanced
Qualification Program curriculum, curriculum segment, or portion of a
curriculum segment under subpart Y of this part, and each person
employed or used by an air carrier or commercial operator under this
part to perform training, qualification, or evaluation functions under
an Advanced Qualification Program under subpart Y of this part.
* * * * *
(g) This part also establishes requirements for operators to take
actions to support the continued airworthiness of each aircraft.
Sec. 121.470 [Amended]
0
18. Amend Sec. 121.470 in paragraphs (a) and (b) by removing the word
``airplanes'' and adding in its place the word ``aircraft''.
Sec. 121.480 [Amended]
0
19. Amend Sec. 121.480 in paragraph (a) by removing the word
``airplanes'' and adding in its place the word ``aircraft''.
Sec. 121.500 [Amended]
0
20. Amend Sec. 121.500 in paragraph (a) by removing the word
``airplanes'' and adding in its place the word ``aircraft''.
PART 125--CERTIFICATION AND OPERATIONS: AIRCRAFT HAVING A SEATING
CAPACITY OF 20 OR MORE PASSENGERS OR A MAXIMUM PAYLOAD CAPACITY OF
6,000 POUNDS OR MORE; AND RULES GOVERNING PERSONS ON BOARD SUCH
AIRCRAFT
0
21. The authority citation for part 125 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40113, 44701-44702, 44705,
44710-44711, 44713, 44716-44717, 44722.
0
22. The heading for part 125 is revised to read as set forth above.
0
23. Amend Sec. 125.1 by revising paragraphs (a), (b) introductory
text, (b)(4), (c), and (e) to read as follows:
Sec. 125.1 Applicability.
(a) Except as provided in paragraphs (b) through (d) of this
section, this part prescribes rules governing the operations of U.S.-
registered civil airplanes and powered-lift, when those aircraft have a
seating configuration of 20 or more passengers or a maximum payload
capacity of 6,000 pounds or more when common carriage is not involved.
(b) The rules of this part do not apply to the operations of
aircraft specified in paragraph (a) of this section, when--
* * * * *
(4) They are being operated under part 91 of this chapter by an
operator certificated to operate those aircraft under the rules of part
121, 135, or 137 of this chapter, they are being operated under the
applicable rules of part 121 or 135 of this chapter by an applicant for
a certificate under part 119 of this chapter or they are being operated
by a foreign air carrier or a foreign person engaged in common carriage
solely outside the United States under part 91 of this chapter;
* * * * *
(c) This part, except Sec. 125.247, does not apply to the
operation of aircraft specified in paragraph (a) of this section when
they are operated outside the United States by a person who is not a
citizen of the United States.
* * * * *
(e) This part also establishes requirements for operators to take
actions to support the continued airworthiness of each aircraft.
0
24. Amend Sec. 125.23 by revising the introductory text to read as
follows:
[[Page 48091]]
Sec. 125.23 Rules applicable to operations subject to this part.
Each person operating an aircraft in operations under this part
shall--
* * * * *
PART 136--COMMERCIAL AIR TOURS AND NATIONAL PARKS AIR TOUR
MANAGEMENT
0
25. The authority citation for part 136 is revised to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40113, 40119, 44101,
44701-44702, 44705, 44709-44711, 44713, 44716-44717, 44722, 44901,
44903-44904, 44912, 46105.
0
26. Amend Sec. 136.1:
0
a. By revising paragraphs (a), (b) introductory text, and (c); and
0
b. In paragraph (d):
0
i. In the definition of ``Commercial Air Tour'':
0
A. By removing ``Commercial Air Tour'' and adding ``Commercial air
tour'' in its place;
0
B. By revising the introductory text; and
0
C. By redesignating paragraphs (1) through (8) as paragraphs (i)
through (viii);
0
ii. By removing the definition of ``Suitable landing area for
helicopters''; and
0
iii. By adding a definition for ``Suitable landing area for
rotorcraft'' in alphabetical order.
The revisions and addition read as follows:
Sec. 136.1 Applicability and definitions.
(a) This subpart applies to each person operating or intending to
operate a commercial air tour in an airplane, powered-lift, or
rotorcraft and, when applicable, to all occupants of those aircraft
engaged in a commercial air tour. When any requirement of this subpart
is more stringent than any other requirement of this chapter, the
person operating the commercial air tour must comply with the
requirement in this subpart.
(b) This subpart applies to:
* * * * *
(c) This subpart does not apply to operations conducted in
balloons, gliders (powered and un-powered), parachutes (powered and un-
powered), gyroplanes, or airships.
(d) * * *
Commercial air tour means a flight conducted for compensation or
hire in an airplane, powered-lift, or rotorcraft where a purpose of the
flight is sightseeing. The FAA may consider the following factors in
determining whether a flight is a commercial air tour for purposes of
this subpart:
* * * * *
Suitable landing area for rotorcraft means an area that provides
the operator reasonable capability to land in an emergency without
causing serious injury to persons. These suitable landing areas must be
site specific, designated by the operator, and accepted by the FAA.
* * * * *
0
27. Revise Sec. 136.3 to read as follows:
Sec. 136.3 Letters of Authorization.
Operators subject to this subpart who have Letters of Authorization
may use the procedures described in Sec. 119.51 of this chapter to
amend or have the FAA reconsider those Letters of Authorization.
0
28. Revise Sec. 136.5 to read as follows:
Sec. 136.5 Additional requirements for Hawaii.
Any operator subject to this subpart who meets the criteria of
Sec. 136.71 must comply with the additional requirements and
restrictions in subpart D of this part.
0
29. Amend Sec. 136.9 by revising the section heading and paragraphs
(b)(1) through (3) to read as follows:
Sec. 136.9 Life preservers for operations over water.
* * * * *
(b) * * *
(1) The aircraft is equipped with floats;
(2) The airplane is within power-off gliding distance to the
shoreline for the duration of the time that the flight is over water;
or
(3) The aircraft is a multiengine that can be operated with the
critical engine inoperative at a weight that will allow it to climb, at
least 50 feet a minute, at an altitude of 1,000 feet above the surface,
as provided in the approved aircraft flight manual for that aircraft.
* * * * *
0
30. Revise Sec. 136.11 to read as follows:
Sec. 136.11 Rotorcraft floats for over water.
(a) A rotorcraft used in commercial air tours over water beyond the
shoreline must be equipped with fixed floats or an inflatable flotation
system adequate to accomplish a safe emergency ditching, if--
(1) It is a single-engine rotorcraft; or
(2) It is a multi-engine rotorcraft that cannot be operated with
the critical engine inoperative at a weight that will allow it to
climb, at least 50 feet a minute, at an altitude of 1,000 feet above
the surface, as provided in the approved aircraft flight manual for
that aircraft.
(b) Each rotorcraft that is required to be equipped with an
inflatable flotation system under this section must have:
(1) The activation switch for the flotation system on one of the
primary flight controls; and
(2) The flotation system armed when the rotorcraft is over water
beyond the shoreline and is flying at a speed that does not exceed the
maximum speed prescribed in the approved aircraft flight manual for
flying with the flotation system armed.
(c) Neither fixed floats nor an inflatable flotation system is
required for a rotorcraft under this section when that rotorcraft is:
(1) Over water only during the takeoff or landing portion of the
flight; or
(2) Operated within power-off gliding distance to the shoreline for
the duration of the flight and each occupant is wearing a life
preserver from before takeoff until the aircraft is no longer over
water.
0
31. Revise Sec. 136.13 to read as follows:
Sec. 136.13 Performance plan.
(a) Each operator that uses a rotorcraft must complete a
performance plan before each commercial air tour or flight operated
under Sec. 91.146 or Sec. 91.147 of this chapter. The pilot in
command must review for accuracy and comply with the performance plan
on the day the flight occurs. The performance plan must be based on
information in the approved aircraft flight manual for that aircraft
taking into consideration the maximum density altitude for which the
operation is planned, in order to determine:
(1) Maximum gross weight and center of gravity (CG) limitations for
hovering in ground effect;
(2) Maximum gross weight and CG limitations for hovering out of
ground effect; and
(3) Maximum combination of weight, altitude, and temperature for
which height/velocity information in the approved aircraft flight
manual is valid.
(b) Except for the approach to and transition from a hover for the
purpose of takeoff and landing, or during takeoff and landing, the
pilot in command must make a reasonable plan to operate the rotorcraft
outside of the caution/warning/avoid area of the limiting height/
velocity diagram.
(c) Except for the approach to and transition from a hover for the
purpose of takeoff and landing, during takeoff and landing, or when
necessary for safety of flight, the pilot in command must operate the
rotorcraft in compliance with the plan described in paragraph (b) of
this section.
[[Page 48092]]
Appendix A to Part 136--[Removed]
0
32. Remove appendix A to part 136.
0
33. Add subpart D to part 136 to read as follows:
Subpart D--Special Operating Rules for Air Tour Operators in the State
of Hawaii
Sec.
136.71 Applicability.
136.73 Definitions.
136.75 Equipment and requirements.
Subpart D--Special Operating Rules for Air Tour Operators in the
State of Hawaii
Sec. 136.71 Applicability.
(a) Except as provided in paragraph (b) of this section, this
subpart prescribes operating rules for air tour flights conducted in
airplanes, powered-lift, or rotorcraft under visual flight rules in the
State of Hawaii pursuant to parts 91, 121, and 135 of this chapter.
(b) This subpart does not apply to:
(1) Operations conducted under part 121 of this chapter in
airplanes with a passenger seating configuration of more than 30 seats
or a payload capacity of more than 7,500 pounds.
(2) Flights conducted in gliders or hot air balloons.
Sec. 136.73 Definitions.
For the purposes of this subpart:
Air tour means any sightseeing flight conducted under visual flight
rules in an airplane, powered-lift, or rotorcraft for compensation or
hire.
Air tour operator means any person who conducts an air tour.
Sec. 136.75 Equipment and requirements.
(a) Flotation equipment. No person may conduct an air tour in
Hawaii in a rotorcraft beyond the shore of any island, regardless of
whether the rotorcraft is within gliding distance of the shore, unless:
(1) The rotorcraft is amphibious or is equipped with floats
adequate to accomplish a safe emergency ditching and approved flotation
gear is easily accessible for each occupant; or
(2) Each person on board the rotorcraft is wearing approved
flotation gear.
(b) Performance plan. Each operator must complete a performance
plan that meets the requirements of this paragraph (b) before each air
tour flight conducted in a rotorcraft.
(1) The performance plan must be based on information from the
current approved aircraft flight manual for that aircraft, considering
the maximum density altitude for which the operation is planned to
determine the following:
(i) Maximum gross weight and center of gravity (CG) limitations for
hovering in ground effect;
(ii) Maximum gross weight and CG limitations for hovering out of
ground effect; and
(iii) Maximum combination of weight, altitude, and temperature for
which height-velocity information from the performance data is valid.
(2) The pilot in command (PIC) must comply with the performance
plan.
(c) Operating limitations. Except for approach to and transition
from a hover, and except for the purpose of takeoff and landing, the
PIC of a rotorcraft may only operate such aircraft at a combination of
height and forward speed (including hover) that would permit a safe
landing in event of engine power loss, in accordance with the height-
speed envelope for that rotorcraft under current weight and aircraft
altitude.
(d) Minimum flight altitudes. Except when necessary for takeoff and
landing, or operating in compliance with an air traffic control
clearance, or as otherwise authorized by the Administrator, no person
may conduct an air tour in Hawaii:
(1) Below an altitude of 1,500 feet above the surface over all
areas of the State of Hawaii;
(2) Closer than 1,500 feet to any person or property; or
(3) Below any altitude prescribed by Federal statute or regulation.
(e) Passenger briefing. Before takeoff, each PIC of an air tour
flight of Hawaii with a flight segment beyond the ocean shore of any
island shall ensure that each passenger has been briefed on the
following, in addition to requirements set forth in Sec. 91.107, Sec.
121.571, or Sec. 135.117 of this chapter:
(1) Water ditching procedures;
(2) Use of required flotation equipment; and
(3) Emergency egress from the aircraft in event of a water landing.
Issued in Washington, DC, under the authority of 49 U.S.C. 106(f)
and (g), 40101(d)(1), 40105(b)(1)(A), and 44701(a)(5).
Polly Trottenberg,
Acting Administrator.
[FR Doc. 2023-15619 Filed 7-24-23; 11:15 am]
BILLING CODE 4910-13-P