Prohibition Against Certain Flights in the Kabul Flight Information Region (FIR) (OAKX), 47765-47771 [2023-15635]
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Federal Register / Vol. 88, No. 141 / Tuesday, July 25, 2023 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No. FAA–2023–1415; Amdt. No. 91–
369]
RIN 2120–AL71
Prohibition Against Certain Flights in
the Kabul Flight Information Region
(FIR) (OAKX)
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
This action prohibits certain
flight operations in the Kabul Flight
Information Region (FIR) (OAKX) at
altitudes below Flight Level (FL) 320 by
all: U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating U.S.-registered aircraft for
a foreign air carrier; and operators of
U.S.-registered civil aircraft, except
when the operator of such aircraft is a
foreign air carrier. The FAA finds this
action necessary to address hazards to
persons and aircraft engaged in such
flight operations due to the risk posed
by violent extremist and militant
activity and the lack of adequate risk
mitigation capabilities to counter such
activity. However, the FAA has
determined that U.S. civil overflights of
the Kabul FIR (OAKX) at altitudes at
and above FL320 may resume due to
diminished risks to U.S. civil aviation
operations at those altitudes. This action
also provides information regarding the
approval and exemption processes for
this Special Federal Aviation Regulation
(SFAR), consistent with other recently
published flight prohibition SFARs.
DATES: This final rule is effective on July
25, 2023.
FOR FURTHER INFORMATION CONTACT: Bill
Petrak, Flight Standards Service,
Federal Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591; telephone 202–267–8166;
email bill.petrak@faa.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
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I. Executive Summary
This action prohibits certain flight
operations in the Kabul FIR (OAKX) at
altitudes below FL320 by all: U.S. air
carriers; U.S. commercial operators;
persons exercising the privileges of an
airman certificate issued by the FAA,
except when such persons are operating
U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered
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civil aircraft, except when the operator
of such aircraft is a foreign air carrier.
The FAA finds this action necessary to
address continuing significant hazards
to persons and aircraft engaged in such
flight operations due to the risk posed
by violent extremist and militant
activity and the lack of adequate risk
mitigation capabilities to counter such
activity.
However, the FAA has determined
that U.S. civil overflights of the Kabul
FIR (OAKX) at altitudes at and above
FL320 may resume due to diminished
risks to U.S. civil aviation operations at
those altitudes. The FAA previously
prohibited civil overflights of the Kabul
FIR (OAKX) at all altitudes, except for
the use of jet routes P500–G500, under
Notice to Air Missions (NOTAM) KICZ
A0029/21. Afghanistan has promulgated
contingency measures based upon
internationally recognized flight
procedures and its published
contingency plan. Afghanistan
developed this contingency plan in
consultation with the International Civil
Aviation Organization (ICAO) and
neighboring States. Consistent with
other recently published flight
prohibition SFARs, this action provides
information about how to seek relief
from this SFAR through the approval
and exemption processes, as applicable.
This rule expires on July 25, 2025.
II. Authority and Good Cause
A. Authority
The FAA is responsible for the safety
of flight in the United States and for the
safety of U.S. civil operators, U.S.registered civil aircraft, and U.S.certificated airmen throughout the
world. Sections 106(f) and (g) of title 49,
U.S. Code (U.S.C.), subtitle I, establish
the FAA Administrator’s authority to
issue rules on aviation safety. Subtitle
VII of title 49, Aviation Programs,
describes in more detail the scope of the
agency’s authority. Section 40101(d)(1)
provides that the Administrator shall
consider, in the public interest, among
other matters, assigning, maintaining,
and enhancing safety and security as the
highest priorities in air commerce.
Section 40105(b)(1)(A) requires the
Administrator to exercise this authority
consistently with the obligations of the
U.S. Government under international
agreements.
The FAA is promulgating this rule
under the authority described in 49
U.S.C. 44701, General Requirements.
Under that section, the FAA is charged
broadly with promoting safe flight of
civil aircraft in air commerce by
prescribing, among other things,
regulations and minimum standards for
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practices, methods, and procedures that
the Administrator finds necessary for
safety in air commerce and national
security. This regulation is within the
scope of the FAA’s authority because it
prohibits the persons described in
paragraph (a) of SFAR No. 119,
§ 91.1619, from conducting flight
operations in the Kabul FIR (OAKX) at
altitudes below FL320 due to the
continuing significant hazards to the
safety of U.S. civil flight operations at
those altitudes, as described in the
preamble to this final rule.
B. Good Cause for Immediate Adoption
Section 553(b)(B) of title 5, U.S.C.,
authorizes agencies to dispense with
notice and comment procedures for
rules when the agency for ‘‘good cause’’
finds that those procedures are
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ Also, section
553(d) permits agencies, upon a finding
of good cause, to issue rules with an
effective date less than 30 days from the
date of publication. In this instance, the
FAA finds good cause to forgo notice
and comment and the delayed effective
date because they would be
impracticable and contrary to the public
interest.
Providing notice and the opportunity
for the public to comment here would
be impracticable. The FAA’s flight
prohibitions, and any amendments
thereto, need to include appropriate
boundaries that reflect the agency’s
current understanding of the risk
environment for U.S. civil aviation. This
allows the FAA to protect the safety of
U.S. operators’ aircraft and the lives of
their passengers and crews without
over-restricting or under-restricting U.S.
operators’ routing options. However, the
risk environment for U.S. civil aviation
in airspace managed by other countries
with respect to the safety of flight is
fluid in circumstances involving
fighting, violent extremist and militant
activity, or periods of heightened
tensions, particularly where weapons
capable of targeting or otherwise
negatively affecting U.S. civil aviation
are or may be present. This fluidity, and
the potential for rapid changes in the
risks to U.S. civil aviation, significantly
limits how far in advance of a new or
amended flight prohibition the FAA can
usefully assess the risk environment.
The delay that would be occasioned by
providing an opportunity to comment
on this action would significantly
increase the risk that the resulting final
action would not accurately reflect the
current risks to U.S. civil aviation
associated with the situation and thus
would not establish boundaries for the
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flight prohibition commensurate with
those risks.
While the FAA sought and responded
to public comments, the boundaries of
the area in which unacceptable risks to
the safety of U.S. civil aviation existed
might change due to: evolving military
or political circumstances; violent
extremist and militant group activity;
the introduction, removal, or
repositioning of more advanced antiaircraft weapon systems; or other
factors. As a result, if the situation
improved while the FAA sought and
responded to public comments, the rule
the FAA finalized might be overrestrictive, unnecessarily limiting U.S.
operators’ routing options and
potentially causing them to incur
unnecessary additional fuel and
operations-related costs, as well as
potentially causing passengers to incur
unnecessarily some costs attributed to
their time. Conversely, if the situation
deteriorated while the FAA sought and
responded to public comments, the rule
the FAA finalized might be underrestrictive, allowing U.S. civil aviation
to continue operating in areas where
unacceptable risks to their safety had
developed. Such an outcome would
endanger the safety of these aircraft, as
well as their passengers and crews,
exposing them to unacceptable risks of
death, injury, and property damage that
could occur if a U.S. operator’s aircraft
were shot down (or otherwise damaged)
while operating in the Kabul FIR
(OAKX) at altitudes below FL320.
Alternatively, if the FAA made
changes to the area in which U.S. civil
aviation operations would be prohibited
between a notice of proposed
rulemaking and a final rule due to
changed conditions, the version of the
rule the public commented on would no
longer reflect the FAA’s current
assessment of the risk environment for
U.S. civil aviation.
In addition, seeking comment would
be contrary to the public interest
because some of the rational basis for
the rulemaking is based upon classified
information and controlled unclassified
information not authorized for public
release. In order to meaningfully
provide comment on a proposal, the
public would need access to the basis
for the agency’s decision-making, which
FAA cannot provide. Disclosing
classified or controlled unclassified
information in order to seek meaningful
comment on the proposal would harm
the public interest. Accordingly, FAA
meaningfully seeking comment on the
proposal is contrary to the public
interest.
Therefore, providing notice and the
opportunity for comment would be
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impracticable as it would hinder the
FAA’s ability to maintain appropriate
flight prohibitions based on up-to-date
risk assessments of the risks to the
safety of U.S. civil aviation operations
in airspace managed by other countries
and contrary to the public interest as
FAA cannot protect classified and
controlled unclassified information and
meaningfully seek public comment.
For the same reasons discussed above,
the potential safety impacts and the
need for prompt action on up-to-date
information that is not public would
make delaying the effective date
impracticable and contrary to the public
interest. For altitudes at and above
FL320 in the Kabul FIR (OAKX), except
for transiting overflights on jet routes
P500–G500, any delay in the effective
date of the rule would continue a
prohibition on U.S. civil aviation
operations at those altitudes that the
FAA has determined is no longer
needed for the safety of U.S. civil
aviation and would thus unnecessarily
restrict U.S. operators’ routing options
at those altitudes.
Accordingly, the FAA finds good
cause exists to forgo notice and
comment and any delay in the effective
date for this rule.
III. Background
The Taliban’s takeover of Afghanistan
and the ongoing threat of violent
extremist organization (VEO) terrorist
attacks, coupled with the coalition force
withdrawal from Kabul International
Airport (ICAO: OAKB),1 resulted in a
substantially degraded safety and
security environment for U.S. civil
aviation operations in the Kabul FIR
(OAKX), including at Kabul
International Airport (OAKB). The
withdrawal of United States and
coalition forces resulted in the removal
of associated risk mitigation capabilities
previously deployed at Kabul
International Airport (OAKB). In
addition, the absence of a functioning
civil aviation authority and air
navigation service provider created an
unacceptable level of aviation safety risk
for U.S. civil aviation operations in the
Kabul FIR (OAKX) at all altitudes, with
the exception of transiting overflight
operations on jet routes P500–G500.
After the Taliban took over the
country, the security environment in
Afghanistan remained tenuous and
complex and presented an enduring
1 Between 2014 and late 2021, Kabul International
Airport was known as Hamid Karzai International
Airport (ICAO code: OAKB). The FAA has used the
currently-recognized airport name throughout this
document, although certain references are to
historical events that occurred while the airport was
named Hamid Karzai International Airport.
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safety and security risk to U.S. civil
aviation operating in the Kabul FIR
(OAKX) at altitudes below FL260.2
Thousands of individuals had been
released from Afghan prisons, and
various groups, including VEOs outside
of Taliban control, had seized large
quantities of military equipment. In
addition, some VEOs operating in
Afghanistan had demonstrated their
capability and willingness to target civil
aviation, as shown by attacks against
Kabul International Airport (OAKB)
during late August 2021 and previous
instances of surface-to-air fire against
U.S. Government-contracted aircraft
over the course of the nearly 20-year
U.S. presence in Afghanistan. On
August 26, 2021, the Islamic State in
Iraq and ash-Sham in Khorasan (ISIS–K)
conducted a complex attack against
Kabul International Airport (OAKB),
killing hundreds, and, on August 30,
2021, ISIS–K employed indirect fire to
target evacuation operations at the
airport. Additionally, ISIS–K conducted
an IED attack on a military security gate
at Kabul International Airport (OAKB)
on January 1, 2023, killing several
people. Military and civil aircraft
operating at lower altitudes had
previously encountered weapons
activity, and the FAA was concerned
further incidents might occur from
deliberate or inadvertent targeting that
might endanger flight operations.
The FAA assessed that civil aircraft
operating at lower altitudes might
encounter direct or indirect surface-toair fire threats, including small-arms
fire, rocket-propelled grenades, and lowaltitude anti-aircraft fire. The Taliban,
ISIS–K, and other VEOs likely had
access to weapons, including small
arms, automatic machine guns, antiaircraft artillery (AAA), anti-tank guided
missiles (ATGMs), and unmanned
aircraft systems (UAS), which posed a
risk to aircraft during low-altitude flight
operations, including the arrival and
departure phases of flight, and while on
the ground at targeted airports and
airfields.
A limited threat also existed from the
possible use of shoulder-fired manportable air defense systems
(MANPADS), which may be capable of
reaching a maximum altitude of 25,000
2 While the background notice the FAA published
for NOTAM KICZ A0029/21 (available at https://
www.faa.gov/air_traffic/publications/us_
restrictions/#restrictAF) refers to FL260 in
discussing these threats, that reference did not take
into account the high altitude of some of
Afghanistan’s terrain. As described later in this
preamble, the use of FL320 in this final rule
accounts for risks associated with the capabilities
of weapons systems potentially available to VEOs
and the terrain under established international air
routes in the Kabul FIR (OAKX).
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feet above ground level (AGL). While
the stockpile of MANPADS in
Afghanistan was limited, there were
VEOs seeking to acquire this capability.
In the recent past, civil aircraft in
Afghanistan had not been targeted with
MANPADS. Military aircraft had been
infrequently targeted with MANPADS
since coalition operations in
Afghanistan began in 2001. Although
the FAA assessed it was unlikely the
Taliban would target civil aviation in
the Kabul FIR (OAKX) now that they
had taken over the country, ISIS–K and
some other VEOs operating in
Afghanistan remained outside of
Taliban control. The FAA assessed that
ISIS–K and other VEOs had varying
capabilities, including potentially
having access to anti-aircraft weapons,
including MANPADS.
In addition to the noted security risks,
there was also an increased safety risk
to U.S. civil aviation operations in the
Kabul FIR (OAKX) at all altitudes. The
Taliban takeover resulted in the lack of
a functioning civil aviation authority
and air navigation service provider. This
included a lack of air traffic services
(ATS) capabilities necessary to support
en-route services for overflight
operations without the implementation
of appropriate contingency measures to
enable safe flight operations under those
conditions. In the immediate aftermath
of the Taliban takeover, such
contingency measures were not in place.
Taken together, these circumstances
posed an unacceptable risk to the safety
of U.S. civil aviation operations in the
Kabul FIR (OAKX) at all altitudes,
except for transiting overflight
operations on jet routes P500–G500. To
address these risks, on August 30, 2021,
the FAA issued NOTAM KICZ A0029/
21. This NOTAM prohibited, with
certain limited exceptions, U.S. civil
aviation operations in the Kabul FIR
(OAKX) at all altitudes by all: U.S. air
carriers; U.S. commercial operators;
persons exercising the privileges of an
airman certificate issued by the FAA,
except when such persons are operating
U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except when the operator
of such aircraft is a foreign air carrier,
due to the risk posed by violent
extremist and militant activity, lack of
adequate risk mitigation capabilities,
and disruption to air traffic services.
The NOTAM allowed U.S. civil aviation
overflights to transit the Kabul FIR
(OAKX) on jet routes P500–G500, as
such operations are only in the Kabul
FIR (OAKX) very briefly.
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IV. Discussion of the Final Rule
Following the Taliban takeover of
Afghanistan, the ICAO Asia-Pacific
Office made contact with Afghanistan’s
civil aviation authority and stood up a
contingency coordination team (CCT)
composed of Afghanistan and
neighboring air navigation service
providers, as well as International Air
Transport Association (IATA)
representation. Afghanistan’s civil
aviation authority and the CCT worked
with neighboring air navigation service
providers to establish a contingency
plan for the safe resumption of civil
overflights in the Kabul FIR (OAKX).
Subsequently, Afghanistan issued a
series of NOTAMs delineating overflight
procedures and established altitude
blocks for specific categories of flight
operations across various regions. The
overflight procedures rely upon
internationally-recognized traffic
information by aircraft (TIBA)
procedures, which pilots use in areas
around the world where air traffic
services are very limited or unavailable
to maintain safe separation between
aircraft. Consequently, the FAA has
determined that U.S. civil aviation
operations in the Kabul FIR (OAKX)
may resume at altitudes at or above
FL320 due to diminished risks to U.S.
civil aviation operations at those
altitudes.
However, the FAA continues to assess
the situation in the Kabul FIR (OAKX)
at altitudes below FL320 as being
hazardous for U.S. civil aviation.
Following the Taliban takeover of the
country and the withdrawal of coalition
forces, the Taliban have struggled to
ensure security throughout Afghanistan.
The Taliban face increasing attacks from
ISIS–K, who have also threatened
Western and international interests in
the country. During the first half of
2022, ISIS–K conducted multiple
attacks, in part in an effort to frustrate
Taliban attempts to normalize relations
with the international community. One
incident of note took place in June 2022,
in which ISIS–K attacked a bus serving
Mazar-I-Sharif Airport (ICAO: OAMS),
killing two airport workers.
The Taliban, ISIS–K, and other VEOs
likely had and potentially maintain
access to a variety of weapons,
including small arms, automatic
machine guns, AAA, ATGMs, and UAS,
posing an ongoing risk to civil aircraft
during low-altitude flight operations,
including the arrival and departure
phases of flight, and while on the
ground at targeted airports and airfields.
Possible VEO use of shoulder-fired
MANPADS also remains a concern.
While the stockpile of MANPADS in
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47767
Afghanistan remains limited, VEOs
continue to seek to acquire this
capability. Some MANPADS may be
capable of reaching a maximum altitude
of 25,000 feet AGL; however, in the
context of Afghanistan, the FAA must
also account for the high altitude of
some of the country’s terrain. Allowing
U.S. civil aviation operations in the
Kabul FIR (OAKX) only at altitudes at
or above FL320 accounts for risks
associated with the capabilities of
weapons systems potentially available
to VEOs and the terrain under
established international air routes in
the Kabul FIR (OAKX).3
In addition, VEOs active in
Afghanistan have increased cross-border
attacks into Pakistan, drawing Pakistani
air strikes against targets in Afghanistan
in response. In mid-April 2022,
Pakistani airstrikes in eastern
Afghanistan reportedly killed 47
civilians. Pakistan likely does not
coordinate cross-border tactical military
airstrikes with the Afghan civil aviation
authority to de-conflict them with civil
air traffic. Pakistan likely conducts such
tactical military operations at altitudes
below FL320.
Therefore, as a result of the remaining
unacceptable risks to U.S. civil aviation
operations in the Kabul FIR (OAKX) at
altitudes below FL320 and the
likelihood the risk concerns will
endure, the FAA promulgates this final
rule to incorporate a prohibition on U.S.
civil aviation operations at those
altitudes into the Code of Federal
Regulations (CFR). The FAA will
continue to monitor the situation and
evaluate the extent to which U.S. civil
operators and airmen might be able to
operate safely in the Kabul FIR (OAKX)
at altitudes below FL320. Amendments
to SFAR No. 119, § 91.1619, could be
appropriate if the risk to aviation safety
and security changes. The FAA may
amend or rescind SFAR No. 119,
§ 91.1619, as necessary, prior to its
expiration date.
The FAA is also publishing the details
concerning the approval and exemption
processes in Sections V and VI of this
preamble to enable interested persons to
refer to this final rule for all relevant
information about seeking relief from
SFAR No. 119, § 91.1619.
3 As defined in 14 CFR 1.1, ‘‘Flight level means
a level of constant atmospheric pressure related to
a reference datum of 29.92 inches of mercury.’’
Flight level, in this context, is differentiated from
above-ground-level (AGL), which is altitude
expressed in feet measured above ground level.
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V. Approval Process Based on a
Request From a Department, Agency, or
Instrumentality of the United States
Government
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A. Approval Process Based on an
Authorization Request From a
Department, Agency, or Instrumentality
of the United States Government
In some instances, U.S. Government
departments, agencies, or
instrumentalities may need to engage
U.S. civil aviation to support their
activities in the Kabul FIR (OAKX) at
altitudes below FL320. If a department,
agency, or instrumentality of the U.S.
Government determines that it has a
critical need to engage any person
described in paragraph (a) of SFAR No.
119, § 91.1619, including a U.S. air
carrier or commercial operator, to
transport civilian or military passengers
or cargo or conduct other operations in
the Kabul FIR (OAKX) at altitudes
below FL320, that department, agency,
or instrumentality may request the FAA
to approve persons described in
paragraph (a) of SFAR No. 119,
§ 91.1619, to conduct such operations.
The requesting U.S. Government
department, agency, or instrumentality
must submit the request for approval to
the FAA’s Associate Administrator for
Aviation Safety in a letter signed by an
appropriate senior official of the
requesting department, agency, or
instrumentality.4 The FAA will not
accept or consider requests for approval
from anyone other than the requesting
U.S. Government department, agency, or
instrumentality. In addition, the senior
official signing the letter requesting
FAA approval must be sufficiently
positioned within the requesting
department, agency, or instrumentality
to demonstrate that the organization’s
senior leadership supports the request
for approval and is committed to taking
all necessary steps to minimize aviation
safety and security risks to the proposed
flights. The senior official must also be
in a position to (1) attest to the accuracy
of all representations made to the FAA
in the request for approval and (2)
ensure that any support from the
requesting U.S. Government
department, agency, or instrumentality
described in the request for approval is
in fact brought to bear and is maintained
over time. Unless justified by exigent
4 This approval procedure applies to U.S.
Government departments, agencies, or
instrumentalities; it does not apply to the public.
The FAA describes this procedure in the interest of
providing transparency with respect to the FAA’s
process for interacting with U.S. Government
departments, agencies, or instrumentalities that
seek to engage U.S. civil aviation to operate in the
area in which this SFAR would prohibit their
operations in the absence of specific FAA approval.
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circumstances, requesting U.S.
Government departments, agencies, or
instrumentalities must submit requests
for approval to the FAA no less than 30
calendar days before the date on which
the requesting department, agency, or
instrumentality wishes the operator(s) to
commence the proposed operation(s).
The requestor must send the request
to the Associate Administrator for
Aviation Safety, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591.
Electronic submissions are acceptable,
and the requesting entity may request
that the FAA notify it electronically as
to whether the FAA grants the request
for approval. If a requestor wishes to
make an electronic submission to the
FAA, the requestor should contact the
Air Transportation Division, Flight
Standards Service, at (202) 267–8166 to
obtain the appropriate email address. A
single letter may request approval from
the FAA for multiple persons described
in SFAR No. 119, § 91.1619, or for
multiple flight operations. To the extent
known, the letter must identify the
person(s) the requester expects the
SFAR to cover on whose behalf the U.S.
Government department, agency, or
instrumentality seeks FAA approval,
and it must describe—
• The proposed operation(s),
including the nature of the mission
being supported;
• The service the person(s) covered
by the SFAR will provide;
• To the extent known, the specific
locations in the Kabul FIR (OAKX) at
altitudes below FL320 where the
proposed operation(s) will occur,
including, but not limited to, the flight
path and altitude of the aircraft while it
is operating in the Kabul FIR (OAKX) at
altitudes below FL320 and the airports,
airfields, or landing zones at which the
aircraft will take off and land; and
• The method by which the
requesting department, agency, or
instrumentality will provide, or how the
operator will otherwise obtain, current
threat information and an explanation of
how the operator will integrate this
information into all phases of the
proposed operations (i.e., the premission planning and briefing, in-flight,
and post-flight phases).
The request for approval must also
include a list of operators with whom
the U.S. Government department,
agency, or instrumentality requesting
FAA approval has a current contract(s),
grant(s), or cooperative agreement(s) (or
its prime contractor has a
subcontract(s)) for specific flight
operations in the Kabul FIR (OAKX) at
altitudes below FL320. The requestor
may identify additional operators to the
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FAA at any time after the FAA issues its
approval. Neither the operators listed in
the original request nor any operators
the requestor subsequently seeks to add
to the approval may commence
operations under the approval until the
FAA issues them an Operations
Specification (OpSpec) or Letter of
Authorization (LOA), as appropriate, for
operations in the Kabul FIR (OAKX) at
altitudes below FL320. The approval
conditions discussed below apply to all
operators. Requestors should send
updated lists to the email address they
obtained from the Air Transportation
Division by calling (202) 267–8166.
If an approval request includes
classified information or controlled
unclassified information not authorized
for public release, requestors may
contact Aviation Safety Inspector Bill
Petrak for instructions on submitting it
to the FAA. His contact information
appears in the FOR FURTHER INFORMATION
CONTACT section of this final rule.
FAA approval of an operation under
SFAR No. 119, § 91.1619, does not
relieve persons subject to this SFAR of
the responsibility to comply with all
other applicable FAA rules and
regulations. Operators of civil aircraft
must comply with the conditions of
their certificates, OpSpecs, and LOAs,
as applicable. Operators must also
comply with all rules and regulations of
other U.S. Government departments,
agencies, or instrumentalities that may
apply to the proposed operation(s),
including, but not limited to,
regulations issued by the Transportation
Security Administration.
B. Approval Conditions
If the FAA approves the request, the
FAA’s Aviation Safety organization will
send an approval letter to the requesting
U.S. Government department, agency, or
instrumentality informing it that the
FAA’s approval is subject to all of the
following conditions:
(1) The approval will stipulate those
procedures and conditions that limit, to
the greatest degree possible, the risk to
the operator while still allowing the
operator to achieve its operational
objectives.
(2) Before any approval takes effect,
the operator must submit to the FAA:
(a) A written release of the U.S.
Government from all damages, claims,
and liabilities, including without
limitation legal fees and expenses,
relating to any event arising out of or
related to the approved operations in
the Kabul FIR (OAKX) at altitudes
below FL320; and
(b) The operator’s written agreement
to indemnify the U.S. Government with
respect to any and all third-party
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damages, claims, and liabilities,
including without limitation legal fees
and expenses, relating to any event
arising out of or related to the approved
operations in the Kabul FIR (OAKX) at
altitudes below FL320.
(3) Other conditions the FAA may
specify, including those the FAA might
impose in OpSpecs or LOAs, as
applicable.
The release and agreement to
indemnify do not preclude an operator
from raising a claim under an applicable
non-premium war risk insurance policy
the FAA issues under 49 U.S.C. chapter
443.
If the FAA approves the proposed
operation(s), the FAA will issue an
OpSpec or LOA, as applicable, to the
operator(s) identified in the original
request and any operators the requestor
subsequently adds to the approval,
authorizing them to conduct the
approved operation(s). In addition, as
stated in paragraph (3) of this section
V.B., the FAA notes that it may include
additional conditions beyond those
contained in the approval letter in any
OpSpec or LOA associated with a
particular operator operating under this
approval, as necessary in the interests of
aviation safety. U.S. Government
departments, agencies, and
instrumentalities requesting FAA
approval on behalf of entities with
which they have a contract or
subcontract, grant, or cooperative
agreement should request a copy of the
relevant OpSpec or LOA directly from
the entity with which they have any of
the foregoing types of arrangements, if
desired.
VI. Information Regarding Petitions for
Exemption
Any operations not conducted under
an approval the FAA issues through the
approval process set forth previously
may only occur in accordance with an
exemption from SFAR No. 119,
§ 91.1619. A petition for exemption
must comply with 14 CFR part 11. The
FAA will consider whether exceptional
circumstances exist beyond those the
approval process described in the
previous section contemplates. To
determine whether a petition for
exemption from the prohibition this
SFAR establishes fulfills the standards
described in 14 CFR 11.81, the FAA
consistently finds necessary the
following information:
• The proposed operation(s),
including the nature of the operation;
• The service the person(s) covered
by the SFAR will provide;
• The specific locations in the Kabul
FIR (OAKX) at altitudes below FL320
where the proposed operation(s) will
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16:37 Jul 24, 2023
Jkt 259001
occur, including, but not limited to, the
flight path and altitude of the aircraft
while it is operating in the Kabul FIR
(OAKX) at altitudes below FL320 and
the airports, airfields, or landing zones
at which the aircraft will take off and
land;
• The method by which the operator
will obtain current threat information
and an explanation of how the operator
will integrate this information into all
phases of its proposed operations (i.e.,
the pre-mission planning and briefing,
in-flight, and post-flight phases); and
• The plans and procedures the
operator will use to minimize the risks,
identified in this preamble, to the
proposed operations, to support the
relief sought, and demonstrate that
granting the exemption would not
adversely affect safety or would provide
a level of safety at least equal to that
provided by this SFAR. The FAA has
found comprehensive, organized plans
and procedures of this nature to be
helpful in facilitating the agency’s safety
evaluation of petitions for exemption
from flight prohibition SFARs.
The FAA includes, as a condition of
each such exemption it issues, a release
and agreement to indemnify, as
described previously.
The FAA recognizes that, with the
support of the U.S. Government, the
governments of other countries could
plan operations that SFAR No. 119,
§ 91.1619, affects. While the FAA will
not permit these operations through the
approval process, the FAA will consider
exemption requests for such operations
on an expedited basis and in accordance
with the order of preference set forth in
paragraph (c) of SFAR No. 119,
§ 91.1619.
If a petition for exemption includes
information that is sensitive for security
reasons or proprietary information,
requestors may contact Aviation Safety
Inspector Bill Petrak for instructions on
submitting it to the FAA. His contact
information is listed in the FOR FURTHER
INFORMATION CONTACT section of this
final rule.
VII. Severability
Congress authorized the FAA by
statute to promote safe flight of civil
aircraft in air commerce by prescribing,
among other things, regulations and
minimum standards for practices,
methods, and procedures the
Administrator finds necessary for safety
in air commerce and national security.
49 U.S.C. 44701. Consistent with that
mandate, the FAA is prohibiting certain
persons from conducting flight
operations in the Kabul FIR (OAKX) at
altitudes below FL320 due to the
continuing significant risks to the safety
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Fmt 4700
Sfmt 4700
47769
of U.S. civil flight operations. The
purpose of this rule is to operate
holistically in addressing a range of
hazards and needs in the Kabul FIR
(OAKX) at altitudes below FL320.
However, the FAA recognizes that
certain provisions focus on unique
factors. Therefore, the FAA finds that
the various provisions of this final rule
are severable and able to operate
functionally if severed from each other.
In the event a court were to invalidate
one or more of this final rule’s unique
provisions, the remaining provisions
should stand, thus allowing the FAA to
continue to fulfill its congressionally
authorized role of promoting safe flight
of civil aircraft in air commerce.
VII. Regulatory Notices and Analyses
Federal agencies consider impacts of
regulatory actions under a variety of
executive orders and other
requirements. First, Executive Order
12866 and Executive Order 13563, as
amended by Executive Order 14094
(‘‘Modernizing Regulatory Review’’),
direct that each Federal agency shall
propose or adopt a regulation only upon
a reasoned determination that the
benefits of the intended regulation
justify its costs. Second, the Regulatory
Flexibility Act of 1980 (Pub. L. 96–354),
as codified in 5 U.S.C. 603 et seq.,
requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act of 1979 (Pub. L. 96–39),
as codified in 19 U.S.C. chapter 13,
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, the Trade Agreements Act
requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4), as codified in 2 U.S.C. chapter
25, requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or Tribal governments, in
the aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
In conducting these analyses, the FAA
has determined this final rule has
benefits that justify its costs. This rule
is a significant regulatory action, as
defined in section 3(f) of Executive
Order 12866, as it raises novel policy
issues contemplated under that
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Executive order. As 5 U.S.C. 553 does
not require notice and comment for this
final rule, 5 U.S.C. 603 and 604 do not
require regulatory flexibility analyses
regarding impacts on small entities.
This rule will not create unnecessary
obstacles to the foreign commerce of the
United States. This rule will not impose
an unfunded mandate on State, local, or
Tribal governments, or on the private
sector, by exceeding the threshold
identified previously.
A. Regulatory Evaluation
This rule prohibits U.S. civil flights in
the Kabul FIR (OAKX) at altitudes
below FL320 as a result of the
continuing significant risks to U.S. civil
aviation detailed in the preamble of this
final rule. Overflights of the Kabul FIR
(OAKX) may be conducted at altitudes
at and above FL320. The FAA
acknowledges this flight prohibition
may result in additional costs to some
U.S. operators, such as increased fuel
costs and other operational-related
costs, as well as some costs attributed to
passenger time. However, the FAA
expects the benefits of this action to
exceed the costs because it will result in
the avoidance of risks of fatalities,
injuries, and property damage that
could result from a U.S. operator’s
aircraft being shot down (or otherwise
damaged) while operating in the Kabul
FIR (OAKX) at altitudes below FL320.
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B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA),
in 5 U.S.C. 603, requires an agency to
prepare an initial regulatory flexibility
analysis describing impacts on small
entities whenever 5 U.S.C. 553 or any
other law requires an agency to publish
a general notice of proposed rulemaking
for any proposed rule. Similarly, 5
U.S.C. 604 requires an agency to prepare
a final regulatory flexibility analysis
when an agency issues a final rule
under 5 U.S.C. 553 after that section or
any other law requires publication of a
general notice of proposed rulemaking.
The FAA concludes good cause exists to
forgo notice and comment and to not
delay the effective date for this rule. As
5 U.S.C. 553 does not require notice and
comment in this situation, 5 U.S.C. 603
and 604 similarly do not require
regulatory flexibility analyses.
C. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing standards or
engaging in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to this Act, the establishment
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16:37 Jul 24, 2023
Jkt 259001
of standards is not considered an
unnecessary obstacle to the foreign
commerce of the United States, so long
as the standard has a legitimate
domestic objective, such as the
protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The FAA has assessed the potential
effect of this final rule and determined
that its purpose is to protect the safety
of U.S. civil aviation from risks to their
operations in the Kabul FIR (OAKX) at
altitudes below FL320, a location
outside the United States. Therefore, the
rule complies with the Trade
Agreements Act of 1979.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and Tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of $165
million in lieu of $100 million.
This final rule does not contain such
a mandate. Therefore, the requirements
of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires the FAA to
consider the impact of paperwork and
other information collection burdens it
imposes on the public. The FAA has
determined that no new requirement for
information collection is associated
with this final rule.
F. International Compatibility and
Cooperation
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, the FAA’s policy is to
conform to ICAO Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has determined no ICAO Standards and
Recommended Practices correspond to
this regulation. The FAA finds this
action is fully consistent with the
obligations under 49 U.S.C.
40105(b)(1)(A) to ensure the FAA
exercises its duties consistent with the
obligations of the United States under
international agreements.
PO 00000
Frm 00030
Fmt 4700
Sfmt 4700
While the FAA’s flight prohibition
does not apply to foreign air carriers,
DOT codeshare authorizations prohibit
foreign air carriers from carrying a U.S.
codeshare partner’s code on a flight
segment that operates in airspace for
which the FAA has issued a flight
prohibition for U.S. civil aviation. In
addition, foreign air carriers and other
foreign operators may choose to avoid,
or be advised or directed by their civil
aviation authorities to avoid, airspace
for which the FAA has issued a flight
prohibition for U.S. civil aviation.
G. Environmental Analysis
The FAA has analyzed this action
under Executive Order 12114,
Environmental Effects Abroad of Major
Federal Actions, and DOT Order
5610.1C, Paragraph 16. Executive Order
12114 requires the FAA to be informed
of environmental considerations and
take those considerations into account
when making decisions on major
Federal actions that could have
environmental impacts anywhere
beyond the borders of the United States.
The FAA has determined this action is
exempt pursuant to Section 2–5(a)(i) of
Executive Order 12114 because it does
not have the potential for a significant
effect on the environment outside the
United States.
The FAA has determined that this
action will not have a significant
environmental effect abroad. In
accordance with FAA Order 1050.1F,
Environmental Impacts: Policies and
Procedures, paragraph 8–6(c), the FAA
has prepared a memorandum for the
record stating the reason(s) for this
determination and has placed it in the
docket for this rulemaking.
VIII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this rule under
the principles and criteria of Executive
Order 13132. The agency has
determined this action will not have a
substantial direct effect on the States, or
the relationship between the Federal
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Therefore, this
rule will not have federalism
implications.
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this rule under
Executive Order 13211. The agency has
determined it is not a ‘‘significant
energy action’’ under the Executive
order and will not be likely to have a
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Federal Register / Vol. 88, No. 141 / Tuesday, July 25, 2023 / Rules and Regulations
significant adverse effect on the supply,
distribution, or use of energy.
C. Executive Order 13609, Promoting
International Regulatory Cooperation
Executive Order 13609 promotes
international regulatory cooperation to
meet shared challenges involving
health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609 and has determined that
this action will have no effect on
international regulatory cooperation.
IX. Additional Information
B. Small Business Regulatory
Enforcement Fairness Act
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The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends chapter I of title 14, Code of
Federal Regulations, as follows:
PART 91—GENERAL OPERATING AND
FLIGHT RULES
1. The authority citation for part 91
continues to read as follows:
Except for classified and controlled
unclassified material not authorized for
public release, all documents the FAA
considered in developing this rule,
including economic analyses and
technical reports, may be accessed from
the internet through the docket for this
rulemaking.
Those documents may be viewed
online at https://www.regulations.gov
using the docket number listed above. A
copy of this rule will be placed in the
docket. Electronic retrieval help and
guidelines are available on the website.
It is available 24 hours each day, 365
days each year. An electronic copy of
this document may also be downloaded
from the Office of the Federal Register’s
website at https://
www.federalregister.gov and the
Government Publishing Office’s website
at https://www.govinfo.gov. A copy may
also be found on the FAA’s Regulations
and Policies website at https://
www.faa.gov/regulations_policies.
Copies may also be obtained by
sending a request to the Federal
Aviation Administration, Office of
Rulemaking, ARM–1, 800 Independence
Avenue SW, Washington, DC 20591, or
by calling (202) 267–9677. Interested
persons must identify the docket or
amendment number of this rulemaking.
The Small Business Regulatory
Enforcement Fairness Act of 1996
(SBREFA) (Pub. L. 104–121) (set forth as
a note to 5 U.S.C. 601) requires FAA to
comply with small entity requests for
information or advice about compliance
with statutes and regulations within its
jurisdiction. A small entity with
questions regarding this document may
contact its local FAA official, or the
persons listed under the FOR FURTHER
16:37 Jul 24, 2023
List of Subjects in 14 CFR Part 91
Afghanistan, Air traffic control,
Aircraft, Airmen, Airports, Aviation
safety, Freight.
■
A. Electronic Access
VerDate Sep<11>2014
heading at the
beginning of the preamble. To find out
more about SBREFA on the internet,
visit https://www.faa.gov/regulations_
policies/rulemaking/sbre_act/.
INFORMATION CONTACT
Jkt 259001
Authority: 49 U.S.C. 106(f), 106(g), 40101,
40103, 40105, 40113, 40120, 44101, 44111,
44701, 44704, 44709, 44711, 44712, 44715,
44716, 44717, 44722, 46306, 46315, 46316,
46504, 46506–46507, 47122, 47508, 47528–
47531, 47534, Pub. L. 114–190, 130 Stat. 615
(49 U.S.C. 44703 note); articles 12 and 29 of
the Convention on International Civil
Aviation (61 Stat. 1180), (126 Stat. 11).
■
2. Add § 91.1619 to read as follows:
§ 91.1619 Special Federal Aviation
Regulation No. 119—Prohibition Against
Certain Flights in the Kabul Flight
Information Region (FIR) (OAKX).
(a) Applicability. This Special Federal
Aviation Regulation (SFAR) applies to
the following persons:
(1) All U.S. air carriers and U.S.
commercial operators;
(2) All persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating U.S.-registered aircraft for
a foreign air carrier; and
(3) All operators of U.S.-registered
civil aircraft, except when the operator
of such aircraft is a foreign air carrier.
(b) Flight prohibition. Except as
provided in paragraphs (c) and (d) of
this section, no person described in
paragraph (a) of this section may
conduct flight operations in the Kabul
Flight Information Region (FIR) (OAKX).
(c) Permitted operations. This section
does not prohibit persons described in
paragraph (a) of this section from
conducting flight operations in the
Kabul Flight Information Region (FIR)
(OAKX) under the following
circumstances:
(1) Overflights of the Kabul Flight
Information Region (FIR) (OAKX) may
be conducted at altitudes at and above
Flight Level (FL) 320, subject to the
approval of, and in accordance with the
conditions established by, the
appropriate authorities of Afghanistan.
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47771
(2) Flight operations may be
conducted in the Kabul Flight
Information Region (FIR) (OAKX) at
altitudes below FL320, provided that
such flight operations occur under a
contract, grant, or cooperative
agreement with a department, agency, or
instrumentality of the U.S. Government
(or under a subcontract between the
prime contractor of the U.S.
Government department, agency, or
instrumentality and the person
described in paragraph (a) of this
section) with the approval of the FAA
or under an exemption issued by the
FAA. The FAA will consider requests
for approval or exemption in a timely
manner, with the order of preference
being: first, for those operations in
support of U.S. Government-sponsored
activities; second, for those operations
in support of government-sponsored
activities of a foreign country with the
support of a U.S. Government
department, agency, or instrumentality;
and third, for all other operations.
(d) Emergency situations. In an
emergency that requires immediate
decision and action for the safety of the
flight, the pilot in command of an
aircraft may deviate from this section to
the extent required by that emergency.
Except for U.S. air carriers and
commercial operators that are subject to
the requirements of 14 CFR part 119,
121, 125, or 135, each person who
deviates from this section must, within
10 days of the deviation, excluding
Saturdays, Sundays, and Federal
holidays, submit to the responsible
Flight Standards Office a complete
report of the operations of the aircraft
involved in the deviation, including a
description of the deviation and the
reasons for it.
(e) Expiration. This SFAR will remain
in effect until July 25, 2025. The FAA
may amend, rescind, or extend this
SFAR as necessary.
Issued in Washington, DC, under the
authority of 49 U.S.C. 106(f) and (g),
40101(d)(1), 40105(b)(1)(A), and 44701(a)(5).
Polly Trottenberg,
Acting Administrator.
[FR Doc. 2023–15635 Filed 7–24–23; 8:45 am]
BILLING CODE 4910–13–P
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Agencies
[Federal Register Volume 88, Number 141 (Tuesday, July 25, 2023)]
[Rules and Regulations]
[Pages 47765-47771]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-15635]
[[Page 47765]]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No. FAA-2023-1415; Amdt. No. 91-369]
RIN 2120-AL71
Prohibition Against Certain Flights in the Kabul Flight
Information Region (FIR) (OAKX)
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action prohibits certain flight operations in the Kabul
Flight Information Region (FIR) (OAKX) at altitudes below Flight Level
(FL) 320 by all: U.S. air carriers; U.S. commercial operators; persons
exercising the privileges of an airman certificate issued by the FAA,
except when such persons are operating U.S.-registered aircraft for a
foreign air carrier; and operators of U.S.-registered civil aircraft,
except when the operator of such aircraft is a foreign air carrier. The
FAA finds this action necessary to address hazards to persons and
aircraft engaged in such flight operations due to the risk posed by
violent extremist and militant activity and the lack of adequate risk
mitigation capabilities to counter such activity. However, the FAA has
determined that U.S. civil overflights of the Kabul FIR (OAKX) at
altitudes at and above FL320 may resume due to diminished risks to U.S.
civil aviation operations at those altitudes. This action also provides
information regarding the approval and exemption processes for this
Special Federal Aviation Regulation (SFAR), consistent with other
recently published flight prohibition SFARs.
DATES: This final rule is effective on July 25, 2023.
FOR FURTHER INFORMATION CONTACT: Bill Petrak, Flight Standards Service,
Federal Aviation Administration, 800 Independence Avenue SW,
Washington, DC 20591; telephone 202-267-8166; email
[email protected].
SUPPLEMENTARY INFORMATION:
I. Executive Summary
This action prohibits certain flight operations in the Kabul FIR
(OAKX) at altitudes below FL320 by all: U.S. air carriers; U.S.
commercial operators; persons exercising the privileges of an airman
certificate issued by the FAA, except when such persons are operating
U.S.-registered aircraft for a foreign air carrier; and operators of
U.S.-registered civil aircraft, except when the operator of such
aircraft is a foreign air carrier. The FAA finds this action necessary
to address continuing significant hazards to persons and aircraft
engaged in such flight operations due to the risk posed by violent
extremist and militant activity and the lack of adequate risk
mitigation capabilities to counter such activity.
However, the FAA has determined that U.S. civil overflights of the
Kabul FIR (OAKX) at altitudes at and above FL320 may resume due to
diminished risks to U.S. civil aviation operations at those altitudes.
The FAA previously prohibited civil overflights of the Kabul FIR (OAKX)
at all altitudes, except for the use of jet routes P500-G500, under
Notice to Air Missions (NOTAM) KICZ A0029/21. Afghanistan has
promulgated contingency measures based upon internationally recognized
flight procedures and its published contingency plan. Afghanistan
developed this contingency plan in consultation with the International
Civil Aviation Organization (ICAO) and neighboring States. Consistent
with other recently published flight prohibition SFARs, this action
provides information about how to seek relief from this SFAR through
the approval and exemption processes, as applicable. This rule expires
on July 25, 2025.
II. Authority and Good Cause
A. Authority
The FAA is responsible for the safety of flight in the United
States and for the safety of U.S. civil operators, U.S.-registered
civil aircraft, and U.S.-certificated airmen throughout the world.
Sections 106(f) and (g) of title 49, U.S. Code (U.S.C.), subtitle I,
establish the FAA Administrator's authority to issue rules on aviation
safety. Subtitle VII of title 49, Aviation Programs, describes in more
detail the scope of the agency's authority. Section 40101(d)(1)
provides that the Administrator shall consider, in the public interest,
among other matters, assigning, maintaining, and enhancing safety and
security as the highest priorities in air commerce. Section
40105(b)(1)(A) requires the Administrator to exercise this authority
consistently with the obligations of the U.S. Government under
international agreements.
The FAA is promulgating this rule under the authority described in
49 U.S.C. 44701, General Requirements. Under that section, the FAA is
charged broadly with promoting safe flight of civil aircraft in air
commerce by prescribing, among other things, regulations and minimum
standards for practices, methods, and procedures that the Administrator
finds necessary for safety in air commerce and national security. This
regulation is within the scope of the FAA's authority because it
prohibits the persons described in paragraph (a) of SFAR No. 119, Sec.
91.1619, from conducting flight operations in the Kabul FIR (OAKX) at
altitudes below FL320 due to the continuing significant hazards to the
safety of U.S. civil flight operations at those altitudes, as described
in the preamble to this final rule.
B. Good Cause for Immediate Adoption
Section 553(b)(B) of title 5, U.S.C., authorizes agencies to
dispense with notice and comment procedures for rules when the agency
for ``good cause'' finds that those procedures are ``impracticable,
unnecessary, or contrary to the public interest.'' Also, section 553(d)
permits agencies, upon a finding of good cause, to issue rules with an
effective date less than 30 days from the date of publication. In this
instance, the FAA finds good cause to forgo notice and comment and the
delayed effective date because they would be impracticable and contrary
to the public interest.
Providing notice and the opportunity for the public to comment here
would be impracticable. The FAA's flight prohibitions, and any
amendments thereto, need to include appropriate boundaries that reflect
the agency's current understanding of the risk environment for U.S.
civil aviation. This allows the FAA to protect the safety of U.S.
operators' aircraft and the lives of their passengers and crews without
over-restricting or under-restricting U.S. operators' routing options.
However, the risk environment for U.S. civil aviation in airspace
managed by other countries with respect to the safety of flight is
fluid in circumstances involving fighting, violent extremist and
militant activity, or periods of heightened tensions, particularly
where weapons capable of targeting or otherwise negatively affecting
U.S. civil aviation are or may be present. This fluidity, and the
potential for rapid changes in the risks to U.S. civil aviation,
significantly limits how far in advance of a new or amended flight
prohibition the FAA can usefully assess the risk environment. The delay
that would be occasioned by providing an opportunity to comment on this
action would significantly increase the risk that the resulting final
action would not accurately reflect the current risks to U.S. civil
aviation associated with the situation and thus would not establish
boundaries for the
[[Page 47766]]
flight prohibition commensurate with those risks.
While the FAA sought and responded to public comments, the
boundaries of the area in which unacceptable risks to the safety of
U.S. civil aviation existed might change due to: evolving military or
political circumstances; violent extremist and militant group activity;
the introduction, removal, or repositioning of more advanced anti-
aircraft weapon systems; or other factors. As a result, if the
situation improved while the FAA sought and responded to public
comments, the rule the FAA finalized might be over-restrictive,
unnecessarily limiting U.S. operators' routing options and potentially
causing them to incur unnecessary additional fuel and operations-
related costs, as well as potentially causing passengers to incur
unnecessarily some costs attributed to their time. Conversely, if the
situation deteriorated while the FAA sought and responded to public
comments, the rule the FAA finalized might be under-restrictive,
allowing U.S. civil aviation to continue operating in areas where
unacceptable risks to their safety had developed. Such an outcome would
endanger the safety of these aircraft, as well as their passengers and
crews, exposing them to unacceptable risks of death, injury, and
property damage that could occur if a U.S. operator's aircraft were
shot down (or otherwise damaged) while operating in the Kabul FIR
(OAKX) at altitudes below FL320.
Alternatively, if the FAA made changes to the area in which U.S.
civil aviation operations would be prohibited between a notice of
proposed rulemaking and a final rule due to changed conditions, the
version of the rule the public commented on would no longer reflect the
FAA's current assessment of the risk environment for U.S. civil
aviation.
In addition, seeking comment would be contrary to the public
interest because some of the rational basis for the rulemaking is based
upon classified information and controlled unclassified information not
authorized for public release. In order to meaningfully provide comment
on a proposal, the public would need access to the basis for the
agency's decision-making, which FAA cannot provide. Disclosing
classified or controlled unclassified information in order to seek
meaningful comment on the proposal would harm the public interest.
Accordingly, FAA meaningfully seeking comment on the proposal is
contrary to the public interest.
Therefore, providing notice and the opportunity for comment would
be impracticable as it would hinder the FAA's ability to maintain
appropriate flight prohibitions based on up-to-date risk assessments of
the risks to the safety of U.S. civil aviation operations in airspace
managed by other countries and contrary to the public interest as FAA
cannot protect classified and controlled unclassified information and
meaningfully seek public comment.
For the same reasons discussed above, the potential safety impacts
and the need for prompt action on up-to-date information that is not
public would make delaying the effective date impracticable and
contrary to the public interest. For altitudes at and above FL320 in
the Kabul FIR (OAKX), except for transiting overflights on jet routes
P500-G500, any delay in the effective date of the rule would continue a
prohibition on U.S. civil aviation operations at those altitudes that
the FAA has determined is no longer needed for the safety of U.S. civil
aviation and would thus unnecessarily restrict U.S. operators' routing
options at those altitudes.
Accordingly, the FAA finds good cause exists to forgo notice and
comment and any delay in the effective date for this rule.
III. Background
The Taliban's takeover of Afghanistan and the ongoing threat of
violent extremist organization (VEO) terrorist attacks, coupled with
the coalition force withdrawal from Kabul International Airport (ICAO:
OAKB),\1\ resulted in a substantially degraded safety and security
environment for U.S. civil aviation operations in the Kabul FIR (OAKX),
including at Kabul International Airport (OAKB). The withdrawal of
United States and coalition forces resulted in the removal of
associated risk mitigation capabilities previously deployed at Kabul
International Airport (OAKB). In addition, the absence of a functioning
civil aviation authority and air navigation service provider created an
unacceptable level of aviation safety risk for U.S. civil aviation
operations in the Kabul FIR (OAKX) at all altitudes, with the exception
of transiting overflight operations on jet routes P500-G500.
---------------------------------------------------------------------------
\1\ Between 2014 and late 2021, Kabul International Airport was
known as Hamid Karzai International Airport (ICAO code: OAKB). The
FAA has used the currently-recognized airport name throughout this
document, although certain references are to historical events that
occurred while the airport was named Hamid Karzai International
Airport.
---------------------------------------------------------------------------
After the Taliban took over the country, the security environment
in Afghanistan remained tenuous and complex and presented an enduring
safety and security risk to U.S. civil aviation operating in the Kabul
FIR (OAKX) at altitudes below FL260.\2\ Thousands of individuals had
been released from Afghan prisons, and various groups, including VEOs
outside of Taliban control, had seized large quantities of military
equipment. In addition, some VEOs operating in Afghanistan had
demonstrated their capability and willingness to target civil aviation,
as shown by attacks against Kabul International Airport (OAKB) during
late August 2021 and previous instances of surface-to-air fire against
U.S. Government-contracted aircraft over the course of the nearly 20-
year U.S. presence in Afghanistan. On August 26, 2021, the Islamic
State in Iraq and ash-Sham in Khorasan (ISIS-K) conducted a complex
attack against Kabul International Airport (OAKB), killing hundreds,
and, on August 30, 2021, ISIS-K employed indirect fire to target
evacuation operations at the airport. Additionally, ISIS-K conducted an
IED attack on a military security gate at Kabul International Airport
(OAKB) on January 1, 2023, killing several people. Military and civil
aircraft operating at lower altitudes had previously encountered
weapons activity, and the FAA was concerned further incidents might
occur from deliberate or inadvertent targeting that might endanger
flight operations.
---------------------------------------------------------------------------
\2\ While the background notice the FAA published for NOTAM KICZ
A0029/21 (available at https://www.faa.gov/air_traffic/publications/us_restrictions/#restrictAF) refers to FL260 in discussing these
threats, that reference did not take into account the high altitude
of some of Afghanistan's terrain. As described later in this
preamble, the use of FL320 in this final rule accounts for risks
associated with the capabilities of weapons systems potentially
available to VEOs and the terrain under established international
air routes in the Kabul FIR (OAKX).
---------------------------------------------------------------------------
The FAA assessed that civil aircraft operating at lower altitudes
might encounter direct or indirect surface-to-air fire threats,
including small-arms fire, rocket-propelled grenades, and low-altitude
anti-aircraft fire. The Taliban, ISIS-K, and other VEOs likely had
access to weapons, including small arms, automatic machine guns, anti-
aircraft artillery (AAA), anti-tank guided missiles (ATGMs), and
unmanned aircraft systems (UAS), which posed a risk to aircraft during
low-altitude flight operations, including the arrival and departure
phases of flight, and while on the ground at targeted airports and
airfields.
A limited threat also existed from the possible use of shoulder-
fired man-portable air defense systems (MANPADS), which may be capable
of reaching a maximum altitude of 25,000
[[Page 47767]]
feet above ground level (AGL). While the stockpile of MANPADS in
Afghanistan was limited, there were VEOs seeking to acquire this
capability. In the recent past, civil aircraft in Afghanistan had not
been targeted with MANPADS. Military aircraft had been infrequently
targeted with MANPADS since coalition operations in Afghanistan began
in 2001. Although the FAA assessed it was unlikely the Taliban would
target civil aviation in the Kabul FIR (OAKX) now that they had taken
over the country, ISIS-K and some other VEOs operating in Afghanistan
remained outside of Taliban control. The FAA assessed that ISIS-K and
other VEOs had varying capabilities, including potentially having
access to anti-aircraft weapons, including MANPADS.
In addition to the noted security risks, there was also an
increased safety risk to U.S. civil aviation operations in the Kabul
FIR (OAKX) at all altitudes. The Taliban takeover resulted in the lack
of a functioning civil aviation authority and air navigation service
provider. This included a lack of air traffic services (ATS)
capabilities necessary to support en-route services for overflight
operations without the implementation of appropriate contingency
measures to enable safe flight operations under those conditions. In
the immediate aftermath of the Taliban takeover, such contingency
measures were not in place.
Taken together, these circumstances posed an unacceptable risk to
the safety of U.S. civil aviation operations in the Kabul FIR (OAKX) at
all altitudes, except for transiting overflight operations on jet
routes P500-G500. To address these risks, on August 30, 2021, the FAA
issued NOTAM KICZ A0029/21. This NOTAM prohibited, with certain limited
exceptions, U.S. civil aviation operations in the Kabul FIR (OAKX) at
all altitudes by all: U.S. air carriers; U.S. commercial operators;
persons exercising the privileges of an airman certificate issued by
the FAA, except when such persons are operating U.S.-registered
aircraft for a foreign air carrier; and operators of U.S.-registered
civil aircraft, except when the operator of such aircraft is a foreign
air carrier, due to the risk posed by violent extremist and militant
activity, lack of adequate risk mitigation capabilities, and disruption
to air traffic services. The NOTAM allowed U.S. civil aviation
overflights to transit the Kabul FIR (OAKX) on jet routes P500-G500, as
such operations are only in the Kabul FIR (OAKX) very briefly.
IV. Discussion of the Final Rule
Following the Taliban takeover of Afghanistan, the ICAO Asia-
Pacific Office made contact with Afghanistan's civil aviation authority
and stood up a contingency coordination team (CCT) composed of
Afghanistan and neighboring air navigation service providers, as well
as International Air Transport Association (IATA) representation.
Afghanistan's civil aviation authority and the CCT worked with
neighboring air navigation service providers to establish a contingency
plan for the safe resumption of civil overflights in the Kabul FIR
(OAKX).
Subsequently, Afghanistan issued a series of NOTAMs delineating
overflight procedures and established altitude blocks for specific
categories of flight operations across various regions. The overflight
procedures rely upon internationally-recognized traffic information by
aircraft (TIBA) procedures, which pilots use in areas around the world
where air traffic services are very limited or unavailable to maintain
safe separation between aircraft. Consequently, the FAA has determined
that U.S. civil aviation operations in the Kabul FIR (OAKX) may resume
at altitudes at or above FL320 due to diminished risks to U.S. civil
aviation operations at those altitudes.
However, the FAA continues to assess the situation in the Kabul FIR
(OAKX) at altitudes below FL320 as being hazardous for U.S. civil
aviation. Following the Taliban takeover of the country and the
withdrawal of coalition forces, the Taliban have struggled to ensure
security throughout Afghanistan. The Taliban face increasing attacks
from ISIS-K, who have also threatened Western and international
interests in the country. During the first half of 2022, ISIS-K
conducted multiple attacks, in part in an effort to frustrate Taliban
attempts to normalize relations with the international community. One
incident of note took place in June 2022, in which ISIS-K attacked a
bus serving Mazar-I-Sharif Airport (ICAO: OAMS), killing two airport
workers.
The Taliban, ISIS-K, and other VEOs likely had and potentially
maintain access to a variety of weapons, including small arms,
automatic machine guns, AAA, ATGMs, and UAS, posing an ongoing risk to
civil aircraft during low-altitude flight operations, including the
arrival and departure phases of flight, and while on the ground at
targeted airports and airfields. Possible VEO use of shoulder-fired
MANPADS also remains a concern. While the stockpile of MANPADS in
Afghanistan remains limited, VEOs continue to seek to acquire this
capability. Some MANPADS may be capable of reaching a maximum altitude
of 25,000 feet AGL; however, in the context of Afghanistan, the FAA
must also account for the high altitude of some of the country's
terrain. Allowing U.S. civil aviation operations in the Kabul FIR
(OAKX) only at altitudes at or above FL320 accounts for risks
associated with the capabilities of weapons systems potentially
available to VEOs and the terrain under established international air
routes in the Kabul FIR (OAKX).\3\
---------------------------------------------------------------------------
\3\ As defined in 14 CFR 1.1, ``Flight level means a level of
constant atmospheric pressure related to a reference datum of 29.92
inches of mercury.'' Flight level, in this context, is
differentiated from above-ground-level (AGL), which is altitude
expressed in feet measured above ground level.
---------------------------------------------------------------------------
In addition, VEOs active in Afghanistan have increased cross-border
attacks into Pakistan, drawing Pakistani air strikes against targets in
Afghanistan in response. In mid-April 2022, Pakistani airstrikes in
eastern Afghanistan reportedly killed 47 civilians. Pakistan likely
does not coordinate cross-border tactical military airstrikes with the
Afghan civil aviation authority to de-conflict them with civil air
traffic. Pakistan likely conducts such tactical military operations at
altitudes below FL320.
Therefore, as a result of the remaining unacceptable risks to U.S.
civil aviation operations in the Kabul FIR (OAKX) at altitudes below
FL320 and the likelihood the risk concerns will endure, the FAA
promulgates this final rule to incorporate a prohibition on U.S. civil
aviation operations at those altitudes into the Code of Federal
Regulations (CFR). The FAA will continue to monitor the situation and
evaluate the extent to which U.S. civil operators and airmen might be
able to operate safely in the Kabul FIR (OAKX) at altitudes below
FL320. Amendments to SFAR No. 119, Sec. 91.1619, could be appropriate
if the risk to aviation safety and security changes. The FAA may amend
or rescind SFAR No. 119, Sec. 91.1619, as necessary, prior to its
expiration date.
The FAA is also publishing the details concerning the approval and
exemption processes in Sections V and VI of this preamble to enable
interested persons to refer to this final rule for all relevant
information about seeking relief from SFAR No. 119, Sec. 91.1619.
[[Page 47768]]
V. Approval Process Based on a Request From a Department, Agency, or
Instrumentality of the United States Government
A. Approval Process Based on an Authorization Request From a
Department, Agency, or Instrumentality of the United States Government
In some instances, U.S. Government departments, agencies, or
instrumentalities may need to engage U.S. civil aviation to support
their activities in the Kabul FIR (OAKX) at altitudes below FL320. If a
department, agency, or instrumentality of the U.S. Government
determines that it has a critical need to engage any person described
in paragraph (a) of SFAR No. 119, Sec. 91.1619, including a U.S. air
carrier or commercial operator, to transport civilian or military
passengers or cargo or conduct other operations in the Kabul FIR (OAKX)
at altitudes below FL320, that department, agency, or instrumentality
may request the FAA to approve persons described in paragraph (a) of
SFAR No. 119, Sec. 91.1619, to conduct such operations.
The requesting U.S. Government department, agency, or
instrumentality must submit the request for approval to the FAA's
Associate Administrator for Aviation Safety in a letter signed by an
appropriate senior official of the requesting department, agency, or
instrumentality.\4\ The FAA will not accept or consider requests for
approval from anyone other than the requesting U.S. Government
department, agency, or instrumentality. In addition, the senior
official signing the letter requesting FAA approval must be
sufficiently positioned within the requesting department, agency, or
instrumentality to demonstrate that the organization's senior
leadership supports the request for approval and is committed to taking
all necessary steps to minimize aviation safety and security risks to
the proposed flights. The senior official must also be in a position to
(1) attest to the accuracy of all representations made to the FAA in
the request for approval and (2) ensure that any support from the
requesting U.S. Government department, agency, or instrumentality
described in the request for approval is in fact brought to bear and is
maintained over time. Unless justified by exigent circumstances,
requesting U.S. Government departments, agencies, or instrumentalities
must submit requests for approval to the FAA no less than 30 calendar
days before the date on which the requesting department, agency, or
instrumentality wishes the operator(s) to commence the proposed
operation(s).
---------------------------------------------------------------------------
\4\ This approval procedure applies to U.S. Government
departments, agencies, or instrumentalities; it does not apply to
the public. The FAA describes this procedure in the interest of
providing transparency with respect to the FAA's process for
interacting with U.S. Government departments, agencies, or
instrumentalities that seek to engage U.S. civil aviation to operate
in the area in which this SFAR would prohibit their operations in
the absence of specific FAA approval.
---------------------------------------------------------------------------
The requestor must send the request to the Associate Administrator
for Aviation Safety, Federal Aviation Administration, 800 Independence
Avenue SW, Washington, DC 20591. Electronic submissions are acceptable,
and the requesting entity may request that the FAA notify it
electronically as to whether the FAA grants the request for approval.
If a requestor wishes to make an electronic submission to the FAA, the
requestor should contact the Air Transportation Division, Flight
Standards Service, at (202) 267-8166 to obtain the appropriate email
address. A single letter may request approval from the FAA for multiple
persons described in SFAR No. 119, Sec. 91.1619, or for multiple
flight operations. To the extent known, the letter must identify the
person(s) the requester expects the SFAR to cover on whose behalf the
U.S. Government department, agency, or instrumentality seeks FAA
approval, and it must describe--
The proposed operation(s), including the nature of the
mission being supported;
The service the person(s) covered by the SFAR will
provide;
To the extent known, the specific locations in the Kabul
FIR (OAKX) at altitudes below FL320 where the proposed operation(s)
will occur, including, but not limited to, the flight path and altitude
of the aircraft while it is operating in the Kabul FIR (OAKX) at
altitudes below FL320 and the airports, airfields, or landing zones at
which the aircraft will take off and land; and
The method by which the requesting department, agency, or
instrumentality will provide, or how the operator will otherwise
obtain, current threat information and an explanation of how the
operator will integrate this information into all phases of the
proposed operations (i.e., the pre-mission planning and briefing, in-
flight, and post-flight phases).
The request for approval must also include a list of operators with
whom the U.S. Government department, agency, or instrumentality
requesting FAA approval has a current contract(s), grant(s), or
cooperative agreement(s) (or its prime contractor has a subcontract(s))
for specific flight operations in the Kabul FIR (OAKX) at altitudes
below FL320. The requestor may identify additional operators to the FAA
at any time after the FAA issues its approval. Neither the operators
listed in the original request nor any operators the requestor
subsequently seeks to add to the approval may commence operations under
the approval until the FAA issues them an Operations Specification
(OpSpec) or Letter of Authorization (LOA), as appropriate, for
operations in the Kabul FIR (OAKX) at altitudes below FL320. The
approval conditions discussed below apply to all operators. Requestors
should send updated lists to the email address they obtained from the
Air Transportation Division by calling (202) 267-8166.
If an approval request includes classified information or
controlled unclassified information not authorized for public release,
requestors may contact Aviation Safety Inspector Bill Petrak for
instructions on submitting it to the FAA. His contact information
appears in the FOR FURTHER INFORMATION CONTACT section of this final
rule.
FAA approval of an operation under SFAR No. 119, Sec. 91.1619,
does not relieve persons subject to this SFAR of the responsibility to
comply with all other applicable FAA rules and regulations. Operators
of civil aircraft must comply with the conditions of their
certificates, OpSpecs, and LOAs, as applicable. Operators must also
comply with all rules and regulations of other U.S. Government
departments, agencies, or instrumentalities that may apply to the
proposed operation(s), including, but not limited to, regulations
issued by the Transportation Security Administration.
B. Approval Conditions
If the FAA approves the request, the FAA's Aviation Safety
organization will send an approval letter to the requesting U.S.
Government department, agency, or instrumentality informing it that the
FAA's approval is subject to all of the following conditions:
(1) The approval will stipulate those procedures and conditions
that limit, to the greatest degree possible, the risk to the operator
while still allowing the operator to achieve its operational
objectives.
(2) Before any approval takes effect, the operator must submit to
the FAA:
(a) A written release of the U.S. Government from all damages,
claims, and liabilities, including without limitation legal fees and
expenses, relating to any event arising out of or related to the
approved operations in the Kabul FIR (OAKX) at altitudes below FL320;
and
(b) The operator's written agreement to indemnify the U.S.
Government with respect to any and all third-party
[[Page 47769]]
damages, claims, and liabilities, including without limitation legal
fees and expenses, relating to any event arising out of or related to
the approved operations in the Kabul FIR (OAKX) at altitudes below
FL320.
(3) Other conditions the FAA may specify, including those the FAA
might impose in OpSpecs or LOAs, as applicable.
The release and agreement to indemnify do not preclude an operator
from raising a claim under an applicable non-premium war risk insurance
policy the FAA issues under 49 U.S.C. chapter 443.
If the FAA approves the proposed operation(s), the FAA will issue
an OpSpec or LOA, as applicable, to the operator(s) identified in the
original request and any operators the requestor subsequently adds to
the approval, authorizing them to conduct the approved operation(s). In
addition, as stated in paragraph (3) of this section V.B., the FAA
notes that it may include additional conditions beyond those contained
in the approval letter in any OpSpec or LOA associated with a
particular operator operating under this approval, as necessary in the
interests of aviation safety. U.S. Government departments, agencies,
and instrumentalities requesting FAA approval on behalf of entities
with which they have a contract or subcontract, grant, or cooperative
agreement should request a copy of the relevant OpSpec or LOA directly
from the entity with which they have any of the foregoing types of
arrangements, if desired.
VI. Information Regarding Petitions for Exemption
Any operations not conducted under an approval the FAA issues
through the approval process set forth previously may only occur in
accordance with an exemption from SFAR No. 119, Sec. 91.1619. A
petition for exemption must comply with 14 CFR part 11. The FAA will
consider whether exceptional circumstances exist beyond those the
approval process described in the previous section contemplates. To
determine whether a petition for exemption from the prohibition this
SFAR establishes fulfills the standards described in 14 CFR 11.81, the
FAA consistently finds necessary the following information:
The proposed operation(s), including the nature of the
operation;
The service the person(s) covered by the SFAR will
provide;
The specific locations in the Kabul FIR (OAKX) at
altitudes below FL320 where the proposed operation(s) will occur,
including, but not limited to, the flight path and altitude of the
aircraft while it is operating in the Kabul FIR (OAKX) at altitudes
below FL320 and the airports, airfields, or landing zones at which the
aircraft will take off and land;
The method by which the operator will obtain current
threat information and an explanation of how the operator will
integrate this information into all phases of its proposed operations
(i.e., the pre-mission planning and briefing, in-flight, and post-
flight phases); and
The plans and procedures the operator will use to minimize
the risks, identified in this preamble, to the proposed operations, to
support the relief sought, and demonstrate that granting the exemption
would not adversely affect safety or would provide a level of safety at
least equal to that provided by this SFAR. The FAA has found
comprehensive, organized plans and procedures of this nature to be
helpful in facilitating the agency's safety evaluation of petitions for
exemption from flight prohibition SFARs.
The FAA includes, as a condition of each such exemption it issues,
a release and agreement to indemnify, as described previously.
The FAA recognizes that, with the support of the U.S. Government,
the governments of other countries could plan operations that SFAR No.
119, Sec. 91.1619, affects. While the FAA will not permit these
operations through the approval process, the FAA will consider
exemption requests for such operations on an expedited basis and in
accordance with the order of preference set forth in paragraph (c) of
SFAR No. 119, Sec. 91.1619.
If a petition for exemption includes information that is sensitive
for security reasons or proprietary information, requestors may contact
Aviation Safety Inspector Bill Petrak for instructions on submitting it
to the FAA. His contact information is listed in the FOR FURTHER
INFORMATION CONTACT section of this final rule.
VII. Severability
Congress authorized the FAA by statute to promote safe flight of
civil aircraft in air commerce by prescribing, among other things,
regulations and minimum standards for practices, methods, and
procedures the Administrator finds necessary for safety in air commerce
and national security. 49 U.S.C. 44701. Consistent with that mandate,
the FAA is prohibiting certain persons from conducting flight
operations in the Kabul FIR (OAKX) at altitudes below FL320 due to the
continuing significant risks to the safety of U.S. civil flight
operations. The purpose of this rule is to operate holistically in
addressing a range of hazards and needs in the Kabul FIR (OAKX) at
altitudes below FL320. However, the FAA recognizes that certain
provisions focus on unique factors. Therefore, the FAA finds that the
various provisions of this final rule are severable and able to operate
functionally if severed from each other. In the event a court were to
invalidate one or more of this final rule's unique provisions, the
remaining provisions should stand, thus allowing the FAA to continue to
fulfill its congressionally authorized role of promoting safe flight of
civil aircraft in air commerce.
VII. Regulatory Notices and Analyses
Federal agencies consider impacts of regulatory actions under a
variety of executive orders and other requirements. First, Executive
Order 12866 and Executive Order 13563, as amended by Executive Order
14094 (``Modernizing Regulatory Review''), direct that each Federal
agency shall propose or adopt a regulation only upon a reasoned
determination that the benefits of the intended regulation justify its
costs. Second, the Regulatory Flexibility Act of 1980 (Pub. L. 96-354),
as codified in 5 U.S.C. 603 et seq., requires agencies to analyze the
economic impact of regulatory changes on small entities. Third, the
Trade Agreements Act of 1979 (Pub. L. 96-39), as codified in 19 U.S.C.
chapter 13, prohibits agencies from setting standards that create
unnecessary obstacles to the foreign commerce of the United States. In
developing U.S. standards, the Trade Agreements Act requires agencies
to consider international standards and, where appropriate, that they
be the basis of U.S. standards. Fourth, the Unfunded Mandates Reform
Act of 1995 (Pub. L. 104-4), as codified in 2 U.S.C. chapter 25,
requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
Tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this final rule.
In conducting these analyses, the FAA has determined this final
rule has benefits that justify its costs. This rule is a significant
regulatory action, as defined in section 3(f) of Executive Order 12866,
as it raises novel policy issues contemplated under that
[[Page 47770]]
Executive order. As 5 U.S.C. 553 does not require notice and comment
for this final rule, 5 U.S.C. 603 and 604 do not require regulatory
flexibility analyses regarding impacts on small entities. This rule
will not create unnecessary obstacles to the foreign commerce of the
United States. This rule will not impose an unfunded mandate on State,
local, or Tribal governments, or on the private sector, by exceeding
the threshold identified previously.
A. Regulatory Evaluation
This rule prohibits U.S. civil flights in the Kabul FIR (OAKX) at
altitudes below FL320 as a result of the continuing significant risks
to U.S. civil aviation detailed in the preamble of this final rule.
Overflights of the Kabul FIR (OAKX) may be conducted at altitudes at
and above FL320. The FAA acknowledges this flight prohibition may
result in additional costs to some U.S. operators, such as increased
fuel costs and other operational-related costs, as well as some costs
attributed to passenger time. However, the FAA expects the benefits of
this action to exceed the costs because it will result in the avoidance
of risks of fatalities, injuries, and property damage that could result
from a U.S. operator's aircraft being shot down (or otherwise damaged)
while operating in the Kabul FIR (OAKX) at altitudes below FL320.
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA), in 5 U.S.C. 603, requires an
agency to prepare an initial regulatory flexibility analysis describing
impacts on small entities whenever 5 U.S.C. 553 or any other law
requires an agency to publish a general notice of proposed rulemaking
for any proposed rule. Similarly, 5 U.S.C. 604 requires an agency to
prepare a final regulatory flexibility analysis when an agency issues a
final rule under 5 U.S.C. 553 after that section or any other law
requires publication of a general notice of proposed rulemaking. The
FAA concludes good cause exists to forgo notice and comment and to not
delay the effective date for this rule. As 5 U.S.C. 553 does not
require notice and comment in this situation, 5 U.S.C. 603 and 604
similarly do not require regulatory flexibility analyses.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to this Act, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards.
The FAA has assessed the potential effect of this final rule and
determined that its purpose is to protect the safety of U.S. civil
aviation from risks to their operations in the Kabul FIR (OAKX) at
altitudes below FL320, a location outside the United States. Therefore,
the rule complies with the Trade Agreements Act of 1979.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and Tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $165 million in lieu of $100
million.
This final rule does not contain such a mandate. Therefore, the
requirements of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
the FAA to consider the impact of paperwork and other information
collection burdens it imposes on the public. The FAA has determined
that no new requirement for information collection is associated with
this final rule.
F. International Compatibility and Cooperation
In keeping with U.S. obligations under the Convention on
International Civil Aviation, the FAA's policy is to conform to ICAO
Standards and Recommended Practices to the maximum extent practicable.
The FAA has determined no ICAO Standards and Recommended Practices
correspond to this regulation. The FAA finds this action is fully
consistent with the obligations under 49 U.S.C. 40105(b)(1)(A) to
ensure the FAA exercises its duties consistent with the obligations of
the United States under international agreements.
While the FAA's flight prohibition does not apply to foreign air
carriers, DOT codeshare authorizations prohibit foreign air carriers
from carrying a U.S. codeshare partner's code on a flight segment that
operates in airspace for which the FAA has issued a flight prohibition
for U.S. civil aviation. In addition, foreign air carriers and other
foreign operators may choose to avoid, or be advised or directed by
their civil aviation authorities to avoid, airspace for which the FAA
has issued a flight prohibition for U.S. civil aviation.
G. Environmental Analysis
The FAA has analyzed this action under Executive Order 12114,
Environmental Effects Abroad of Major Federal Actions, and DOT Order
5610.1C, Paragraph 16. Executive Order 12114 requires the FAA to be
informed of environmental considerations and take those considerations
into account when making decisions on major Federal actions that could
have environmental impacts anywhere beyond the borders of the United
States. The FAA has determined this action is exempt pursuant to
Section 2-5(a)(i) of Executive Order 12114 because it does not have the
potential for a significant effect on the environment outside the
United States.
The FAA has determined that this action will not have a significant
environmental effect abroad. In accordance with FAA Order 1050.1F,
Environmental Impacts: Policies and Procedures, paragraph 8-6(c), the
FAA has prepared a memorandum for the record stating the reason(s) for
this determination and has placed it in the docket for this rulemaking.
VIII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this rule under the principles and criteria of
Executive Order 13132. The agency has determined this action will not
have a substantial direct effect on the States, or the relationship
between the Federal Government and the States, or on the distribution
of power and responsibilities among the various levels of government.
Therefore, this rule will not have federalism implications.
B. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this rule under Executive Order 13211. The agency
has determined it is not a ``significant energy action'' under the
Executive order and will not be likely to have a
[[Page 47771]]
significant adverse effect on the supply, distribution, or use of
energy.
C. Executive Order 13609, Promoting International Regulatory
Cooperation
Executive Order 13609 promotes international regulatory cooperation
to meet shared challenges involving health, safety, labor, security,
environmental, and other issues and to reduce, eliminate, or prevent
unnecessary differences in regulatory requirements. The FAA has
analyzed this action under the policies and agency responsibilities of
Executive Order 13609 and has determined that this action will have no
effect on international regulatory cooperation.
IX. Additional Information
A. Electronic Access
Except for classified and controlled unclassified material not
authorized for public release, all documents the FAA considered in
developing this rule, including economic analyses and technical
reports, may be accessed from the internet through the docket for this
rulemaking.
Those documents may be viewed online at https://www.regulations.gov
using the docket number listed above. A copy of this rule will be
placed in the docket. Electronic retrieval help and guidelines are
available on the website. It is available 24 hours each day, 365 days
each year. An electronic copy of this document may also be downloaded
from the Office of the Federal Register's website at https://www.federalregister.gov and the Government Publishing Office's website
at https://www.govinfo.gov. A copy may also be found on the FAA's
Regulations and Policies website at https://www.faa.gov/regulations_policies.
Copies may also be obtained by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW, Washington, DC 20591, or by calling (202) 267-9677.
Interested persons must identify the docket or amendment number of this
rulemaking.
B. Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act of 1996
(SBREFA) (Pub. L. 104-121) (set forth as a note to 5 U.S.C. 601)
requires FAA to comply with small entity requests for information or
advice about compliance with statutes and regulations within its
jurisdiction. A small entity with questions regarding this document may
contact its local FAA official, or the persons listed under the FOR
FURTHER INFORMATION CONTACT heading at the beginning of the preamble.
To find out more about SBREFA on the internet, visit https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Afghanistan, Air traffic control, Aircraft, Airmen, Airports,
Aviation safety, Freight.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends chapter I of title 14, Code of Federal
Regulations, as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40101, 40103, 40105,
40113, 40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712,
44715, 44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507,
47122, 47508, 47528-47531, 47534, Pub. L. 114-190, 130 Stat. 615 (49
U.S.C. 44703 note); articles 12 and 29 of the Convention on
International Civil Aviation (61 Stat. 1180), (126 Stat. 11).
0
2. Add Sec. 91.1619 to read as follows:
Sec. 91.1619 Special Federal Aviation Regulation No. 119--Prohibition
Against Certain Flights in the Kabul Flight Information Region (FIR)
(OAKX).
(a) Applicability. This Special Federal Aviation Regulation (SFAR)
applies to the following persons:
(1) All U.S. air carriers and U.S. commercial operators;
(2) All persons exercising the privileges of an airman certificate
issued by the FAA, except when such persons are operating U.S.-
registered aircraft for a foreign air carrier; and
(3) All operators of U.S.-registered civil aircraft, except when
the operator of such aircraft is a foreign air carrier.
(b) Flight prohibition. Except as provided in paragraphs (c) and
(d) of this section, no person described in paragraph (a) of this
section may conduct flight operations in the Kabul Flight Information
Region (FIR) (OAKX).
(c) Permitted operations. This section does not prohibit persons
described in paragraph (a) of this section from conducting flight
operations in the Kabul Flight Information Region (FIR) (OAKX) under
the following circumstances:
(1) Overflights of the Kabul Flight Information Region (FIR) (OAKX)
may be conducted at altitudes at and above Flight Level (FL) 320,
subject to the approval of, and in accordance with the conditions
established by, the appropriate authorities of Afghanistan.
(2) Flight operations may be conducted in the Kabul Flight
Information Region (FIR) (OAKX) at altitudes below FL320, provided that
such flight operations occur under a contract, grant, or cooperative
agreement with a department, agency, or instrumentality of the U.S.
Government (or under a subcontract between the prime contractor of the
U.S. Government department, agency, or instrumentality and the person
described in paragraph (a) of this section) with the approval of the
FAA or under an exemption issued by the FAA. The FAA will consider
requests for approval or exemption in a timely manner, with the order
of preference being: first, for those operations in support of U.S.
Government-sponsored activities; second, for those operations in
support of government-sponsored activities of a foreign country with
the support of a U.S. Government department, agency, or
instrumentality; and third, for all other operations.
(d) Emergency situations. In an emergency that requires immediate
decision and action for the safety of the flight, the pilot in command
of an aircraft may deviate from this section to the extent required by
that emergency. Except for U.S. air carriers and commercial operators
that are subject to the requirements of 14 CFR part 119, 121, 125, or
135, each person who deviates from this section must, within 10 days of
the deviation, excluding Saturdays, Sundays, and Federal holidays,
submit to the responsible Flight Standards Office a complete report of
the operations of the aircraft involved in the deviation, including a
description of the deviation and the reasons for it.
(e) Expiration. This SFAR will remain in effect until July 25,
2025. The FAA may amend, rescind, or extend this SFAR as necessary.
Issued in Washington, DC, under the authority of 49 U.S.C.
106(f) and (g), 40101(d)(1), 40105(b)(1)(A), and 44701(a)(5).
Polly Trottenberg,
Acting Administrator.
[FR Doc. 2023-15635 Filed 7-24-23; 8:45 am]
BILLING CODE 4910-13-P