Endangered and Threatened Species; Designation of Critical Habitat for the Rice's Whale, 47453-47472 [2023-15187]
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a right-of-way permit must reimburse
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monitoring the construction, operation,
maintenance, and termination of any
pipeline or related facilities as
determined by the Regional Director.
(2) Payments received by the Service
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the United States Treasury until such
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(f) Public hearing. The Regional
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(g) Bonding. Where appropriate, the
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by any rule or regulation, not to exceed
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(h) Suspension of right-of-way. If the
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suspension will remain in effect for only
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(i) Joint use of rights-of-way. Each
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(j) Common carriers. Pipelines and
related facilities used for the
transportation of oil, natural gas,
synthetic liquid or gaseous fuels, or any
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refined product made from these
substances will be constructed,
operated, and maintained as common
carriers.
(1) The owners or operators of
pipelines subject to this subpart will
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without discrimination all oil or gas
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(2) In the case of oil or gas produced
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the pipelines, the Secretary may, after a
full hearing following due notice to the
interested parties and a proper finding
of facts, determine the proportionate
amounts to be accepted, conveyed,
transported, or purchased.
(3) The common carrier provisions of
this section will not apply to any
natural gas pipeline operated by any
person subject to regulation under the
Natural Gas Act (15 U.S.C. ch. 15B sec.
717 et seq.) or by any public utility
subject to regulation by a State or
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municipality.
(4) The owners or operators of
pipelines will purchase, without
discrimination, any natural gas
produced in the vicinity of the pipeline
that is offered for sale unless that
natural gas is subject to State regulatory
or conservation laws governing its
purchase by owners or operators of
pipelines.
(k) Required information. The
Regional Director will require, prior to
issuing or renewing a right-of-way
permit, that the applicant submit and
disclose all plans, contracts, agreements,
or other information or material that the
Regional Director deems necessary to
determine whether to issue or renew the
right-of-way permit or the terms and
conditions that should be included in
the permit. That information may
include, but is not limited to:
(1) Conditions for and agreements
among owners or operators regarding
the addition of pumping facilities,
looping, or otherwise increasing the
pipeline or terminal’s throughput
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anticipated increases in demand;
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points or facilities; and
(3) Minimum shipment or purchase
tenders.
(l) State standards. The Regional
Director will take into consideration,
and to the extent practical comply with,
applicable State standards for right-of-
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47453
way construction, operation, and
maintenance, taking into account any
additional standards necessary to
protect refuge resources.
(m) Congressional notification. The
Secretary will promptly notify the
Committee on Natural Resources of the
United States House of Representatives
and the Committee on Energy and
Natural Resources of the United States
Senate upon receipt of an application
for a right-of-way for pipeline 24 inches
or more in diameter, and no right-ofway permit for such a pipeline will be
issued until a notice of intention to
permit the right-of-way, together with
the Secretary’s detailed findings as to
the terms and conditions the Secretary
proposes to impose, has been submitted
to those committees.
Shannon Estenoz,
Assistant Secretary for Fish and Wildlife and
Parks.
[FR Doc. 2023–15453 Filed 7–21–23; 8:45 am]
BILLING CODE 4333–15–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Parts 224 and 226
[Docket No. 230711–0164]
RIN 0648–BL86
Endangered and Threatened Species;
Designation of Critical Habitat for the
Rice’s Whale
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments and notice of public hearing.
AGENCY:
We, NMFS, propose to
designate critical habitat for the Rice’s
whale (Balaenoptera ricei) by
designating waters from the 100 meter
(m) isobath to the 400 m isobath in the
Gulf of Mexico (GOMx), pursuant to
section 4 of the Endangered Species Act
(ESA). We have considered economic,
national security, and other relevant
impacts of the proposed designation.
We are not excluding any particular area
from the critical habitat designation. We
seek comments on all aspects of the
proposed critical habitat designation
and will consider information received
before issuing a final designation.
DATES:
Comments due: Written comments
and information must be received by
September 22, 2023.
SUMMARY:
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Public hearings: Virtual public
hearings will be held on August 24,
2023, and August 30, 2023. Requests for
additional public hearings must be
made in writing by September 7, 2023.
You may submit data,
information, or comments on this
document, identified by NOAA–NMFS–
2023–0028, as well as the supporting
documents, by the following methods:
• Electronic Submission: Submit all
electronic comments via the Federal eRulemaking Portal. Go to https://
www.regulations.gov and enter NOAA–
NMFS–2023–0028. Click on the
‘‘Comment’’ icon and complete the
required fields. Enter or attach your
comments.
• Mail: Submit written comments to
Assistant Regional Administrator,
Protected Resources Division, NMFS,
Southeast Regional Office, 263 13th
Avenue South, St. Petersburg, FL 33701.
Instructions: NMFS may not consider
comments sent by any other method, to
any other address or individual, or
received after the end of the comment
period. All comments received are a
part of the public record and generally
will be posted for public viewing on
www.regulations.gov without change.
All personal identifying information
(e.g., name, address), confidential
business information, or otherwise
sensitive information submitted
voluntarily by the sender will be
publicly accessible. NMFS will accept
anonymous comments (enter ‘‘N/A’’ in
the required fields if you wish to remain
anonymous). Attachments to electronic
comments will be accepted in Microsoft
Word, Excel, or Adobe portable
document format (PDF) formats only.
Details on the virtual public hearings
will be made available on our website
at: https://www.fisheries.noaa.gov/
species/rices-whale#conservationmanagement. The Endangered Species
Act Critical Habitat Report, GIS data,
and maps that were prepared to support
the development of this proposed rule
are available on our website at: https://
www.fisheries.noaa.gov/species/riceswhale#conservation-management.
Previous rulemaking documents related
to the listing of the species can also be
obtained electronically on our website
at: https://www.fisheries.noaa.gov/
species/rices-whale#conservationmanagement.
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ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Grant Baysinger, NMFS Southeast
Region, (727) 551–5790; or Lisa
Manning, NMFS Office of Protected
Resources, (301) 427–8466.
SUPPLEMENTARY INFORMATION:
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Background
Under the ESA, we are responsible for
determining whether certain species are
threatened or endangered, and, to the
maximum extent prudent and
determinable, designating critical
habitat for endangered and threatened
species at the time of listing (16 U.S.C.
1533(a)(3)(A)(i)). On August 23, 2021,
we published a final rule that revised
the listing of Rice’s whales under the
ESA to reflect the change in the
scientifically accepted taxonomy and
nomenclature of this species (86 FR
47022). Prior to this revision, the Rice’s
whale had been listed in 2019 under the
ESA as an endangered subspecies of the
Bryde’s whale, Balaenoptera edeni (Gulf
of Mexico subspecies). The 2019 listing
rule indicated that, with a total
abundance of approximately 100
individuals, small population size and
restricted range are the most serious
threats to this species (84 FR 15446,
April 15, 2019). However, other threats
such as energy exploration,
development, and production; oil spills
and oil spill responses; vessel collision;
fishing gear entanglement; and
anthropogenic noise were also
identified as threats that contribute to
the risk of extinction.
In the final listing rule, we stated that
critical habitat was not determinable at
the time of the listing, because sufficient
information was not currently available
on the geographical area occupied by
the species (84 FR 15446, April 15,
2019). Under section 4 of the ESA, if
critical habitat is not determinable at the
time of listing, a final critical habitat
designation must be published 1 year
after listing (16 U.S.C. 1533(b)(6)(C)(ii)).
The Natural Resources Defense Council
and Healthy Gulf filed a complaint in
July 2020 with the U.S. District Court
for the District of Columbia seeking an
order to compel NMFS to designate
critical habitat for the Rice’s whale. A
settlement agreement was approved on
October 14, 2021, and a modified
settlement agreement was approved on
October 26, 2022 (Natural Resources
Defense Council, Inc. and Healthy Gulf
v. Raimondo, 1:20–cv–2047–KBJ
(D.D.C.)). The modified settlement
agreement stipulates that NMFS will
submit a proposed rule to the Office of
the Federal Register by July 15, 2023,
and the final rule by June 15, 2024. This
proposed rule describes the proposed
critical habitat designation, including
supporting information on Rice’s whale
biology, distribution, and habitat use,
and the methods used to develop the
proposed designation.
Section 3(5)(A) of the ESA defines
critical habitat as (i) the specific areas
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within the geographical area occupied
by the species, at the time it is listed,
on which are found those physical or
biological features (I) essential to the
conservation of the species and (II)
which may require special management
considerations or protection; and (ii)
specific areas outside the geographical
area occupied by the species at the time
it is listed, upon a determination by the
Secretary of Commerce (Secretary) that
such areas are essential for the
conservation of the species. (16 U.S.C.
1532(5)(A)). Conservation is defined in
section 3(3) of the ESA as the use of all
methods and procedures which are
necessary to bring any endangered
species or threatened species to the
point at which the measures provided
pursuant to this Act are no longer
necessary (16 U.S.C. 1532(3)). Section
3(5)(C) of the ESA provides that, except
in those circumstances determined by
the Secretary, critical habitat shall not
include the entire geographical area
which can be occupied by the
threatened or endangered species.
Section 4(a)(3)(B) of the ESA prohibits
designating as critical habitat any lands
or other geographical areas owned or
controlled by the Department of Defense
(DOD) or designated for its use, that are
subject to an Integrated Natural
Resources Management Plan (INRMP)
prepared under section 101 of the Sikes
Act (16 U.S.C. 670a), if the Secretary
determines in writing that such a plan
provides a benefit to the species for
which critical habitat is proposed for
designation. Our regulations also
provide that critical habitat shall not be
designated within foreign countries or
in other areas outside of U.S.
jurisdiction (50 CFR 424.12(g)).
Section 4(b)(2) of the ESA requires the
Secretary to designate critical habitat for
threatened or endangered species ‘‘on
the basis of the best scientific data
available and after taking into
consideration the economic impact, the
impact on national security, and any
other relevant impact, of specifying any
particular area as critical habitat.’’ This
section also grants the Secretary
discretion to exclude any area from
critical habitat if the Secretary
determines ‘‘the benefits of such
exclusion outweigh the benefits of
specifying such area as part of the
critical habitat.’’ However, the Secretary
may not exclude areas if such exclusion
will result in the extinction of the
species (16 U.S.C. 1533(b)(2)).
Once critical habitat is designated,
section 7(a)(2) of the ESA requires
Federal agencies to ensure that actions
they fund, authorize, or carry out are not
likely to destroy or adversely modify
that habitat (16 U.S.C. 1536 (a)(2)). This
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requirement is in addition to the section
7(a)(2) requirement that Federal
agencies ensure their actions are not
likely to jeopardize the continued
existence of ESA-listed species.
Specifying the geographic location of
critical habitat also facilitates
implementation of section 7(a)(1) of the
ESA by identifying areas where Federal
agencies can focus their conservation
programs and use their authorities to
further the purposes of the ESA. See 16
U.S.C. 1536(a)(1). The ESA section 7
consultation requirements do not apply
to citizens engaged in actions on private
lands that do not involve a Federal
agency. However, designating critical
habitat can help focus the efforts of
other conservation partners (e.g., State
and local governments, individuals, and
nongovernmental organizations).
This proposed rule describes
information on the biology of the Rice’s
whale, the methods used to develop the
proposed designation, and our proposal
to designate critical habitat for the
Rice’s whale. The Endangered Species
Act Critical Habitat Report, referenced
throughout this proposed rule and
available for review (see ADDRESSES),
provides more detailed discussions of
information and analyses that
contributed to the conclusions
presented in this proposed rule.
The proposed designation was
developed in accordance with the
current implementing regulations,
which include changes made in 2019 to
the definition of physical or biological
feature and the requirements for
designating unoccupied critical habitat
(84 FR 45020, August 27, 2019). On July
5, 2022, the United States District Court
for the Northern District of California
issued an order vacating regulations,
promulgated in 2019, that adopted
changes to 50 CFR part 424 (84 FR
45020, August 27, 2019) (‘‘2019
regulations’’). Among other things, the
2019 regulations made changes to the
definition of ‘‘physical or biological
features’’ (50 CFR 424.02) and the
criteria for designating specific areas
outside the geographical area occupied
by the species as critical habitat (50 CFR
424.12(b)(2)). On September 21, 2022,
the U.S. Court of Appeals for the Ninth
Circuit granted a temporary stay of the
district court’s July 5 order. On
November 14, 2022, the Northern
District of California issued an order
granting the government’s request for
voluntary remand without vacating the
2019 regulations. The District Court
issued a slightly amended order 2 days
later on November 16, 2022. As a result,
the 2019 regulations remain in effect,
and we are applying the 2019
regulations here. For the purposes of
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developing this proposed rule, however,
we considered whether the analysis or
its conclusion would be any different
under the regulations in effect prior to
2019. We have determined that while
our analysis in some respects would
differ, the conclusions ultimately
reached and presented here would not
be any different. Additional discussion
regarding these analyses is provided in
this document where applicable.
As detailed in the sections that
follow, the specific occupied areas
proposed for designation as critical
habitat for the Rice’s whale contain
approximately 73,220.65 square
kilometers (28,270.65 square miles) of
continental shelf and slope associated
waters within the Gulf of Mexico.
Species Description and Life History
This section summarizes life history
and biological characteristics of
endangered Rice’s whales to provide
context for the determination of
physical or biological features that are
essential for the conservation of the
species. Rice’s whales were estimated to
be the most impacted shelf and oceanic
stock of marine mammals exposed to
the 2010 Deepwater Horizon (DWH) oil
spill (Deepwater Horizon Natural
Resource Damage Assessment Trustees,
2016) and much of what we know about
the species has been learned since 2010.
Following the DWH event, Rice’s
whales were estimated to have
experienced 17 percent increase in
mortality (confidence interval of 7 to 24
percent), 22 percent increase in failed
pregnancies (confidence interval of 10
to 31 percent), and an 18 percent higher
likelihood of having adverse health
effects (confidence interval of 7 to 28
percent) (DWH MMIQT, 2015). An
estimated 48 percent of the Rice’s whale
population was exposed to DWH oil,
resulting in an estimated 22 percent
maximum decline in population size
that will require an estimated 69 years
until recovery, meaning the time it
would take for the population to return
to 95 percent of the baseline trajectory
(DWH MMIQT, 2015).
Limited information is available on
the life history of Rice’s whales.
Consequently, we provide specific
information for Rice’s whales where
possible and pertinent information on
the closely related Bryde’s-like whales
in general, highlighting traits that these
species likely share. The information
below summarizes information
contained in the final listing rule (84 FR
15446, April 15, 2019) updated with the
best scientific information available.
Like other members of the ‘‘Bryde’s
whale complex’’ or ‘‘Bryde’s-like
whales’’ in the genus Balaenoptera,
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Rice’s whales are medium-sized rorqual
whales. Rice’s whales have a
streamlined and sleek body shape, a
somewhat pointed, flat rostrum with
three prominent ridges (i.e., a large
central ridge, and smaller left and right
lateral ridges), a large, falcate dorsal fin
located about two-thirds of the way back
on its body, and counter-shaded
coloration that is fairly uniformly dark
dorsally and light to pinkish ventrally
(Jefferson et al., 2015). The pectoral fins
are uniformly dark, slender and pointed.
The head of a Rice’s whale makes up
about one quarter of its entire body
length. Its fluke, or tail, is broad. These
whales exhibit no external asymmetrical
pigmentation on the lower jaws,
differentiating them from fin and
Omura’s whales. Limited data (from
eight whales) indicate total length
measurements for Rice’s whales ranged
from 470 centimeters (cm) (15.4 ft) to
1,265 cm (41.5 ft). The largest verified
Rice’s whale observed in the GOMx was
a lactating female measuring 1,265 cm
(41.5 ft) in length and the largest male
was 1,126 cm (36.9 ft) (Rosel et al.,
2021). Based on bristle coarseness, a
stranded animal initially identified as a
juvenile sei whale (B. borealis) was
reclassified as a Bryde’s whale (Mead,
1977). While baleen from across the
Bryde’s whale complex has not been
comprehensively analyzed, Mead (1977)
and Kato and Perrin (2018) indicate that
the baleen bristles from members of the
Bryde’s whale complex are coarser than
those of sei whales. Similarly, Rosel et
al. (2021) found that the baleen bristles
of three Rice’s whales from the GOMx
were coarser than that of a sei whale
that stranded in the GOMx in 1994.
Similar to other marine mammals, the
Rice’s whale is considered to be a kselected species (large body size, long
life expectancy, slow growth rate, late
maturity, and with few offspring).
Taylor et al. (2007) estimate that Bryde’s
whales worldwide may reproduce every
2 to 3 years and reach sexual maturity
at age 9. Given the basic biology of
baleen whales, it is likely that under
normal conditions, female Rice’s whales
produce a calf every 2 to 3 years. The
sex ratio determined for 32 individual
whales stranded or biopsied from the
northern GOMx was 18 females and 14
males, which is not significantly
different from a 50:50 ratio (Rosel et al.,
2021).
Identification of several smaller Rice’s
whales in the GOMx stranding records
(Edds et al., 1993) and observations of
smaller individuals during NMFS
Southeast Fisheries Science Center
(SEFSC) large-vessel surveys in the
GOMx provide evidence of breeding. In
October of 2009, a dead, lactating female
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whale was found in Tampa Bay, with
internal injuries consistent with blunt
force trauma likely caused by a vessel
strike. As a long-lived marine mammal
with low reproduction rates and a very
small population size, the loss of a
single individual could drive the
species towards extinction (Franklin,
1980; Rosenfeld, 2014).
As with its life history, little
information exists on the behavior of the
Rice’s whale. Maze-Foley and Mullin
(2006) found Rice’s whales to have a
mean group size of 2 (range 1–5, n = 14),
similar to group sizes of the Eden’s and
Bryde’s whales (Wade and Gerrodette,
1993). The Rice’s whale is known to be
periodically ‘‘curious’’ around ships and
has been documented approaching
ships in the GOMx (Rosel et al., 2016),
as has also been observed in Bryde’s
whales worldwide (Leatherwood et al.,
1976; Cummings, 1985). Two Rice’s
whales have shown evidence for vessel
strike. This includes the dead adult,
lactating female mentioned above that
was discovered in Tampa Bay in 2009
with injuries, including separated
vertebrae, lung damage, and subdermal
contusions, consistent with impact
caused by a large object, and a freeswimming Bryde’s-like whale that was
observed in 2019 in the northeastern
GOMx with a severely deformed spine
posterior to the dorsal fin consistent
with a vessel strike. In September 2015,
a female Rice’s whale was tagged with
an acoustic and kinematic data-logging
tag in the De Soto Canyon (Soldevilla et
al., 2017). Over the nearly 3-day tagging
period, the whale spent 47 percent of its
time within 15 m of the surface during
the day and 88 percent of its time
within 15 m of the surface during the
night (Soldevilla et al., 2017). Curiosity
around vessels, documented injuries
consistent with vessel strikes, and
documented behavior near the surface
for a considerable amount of time
illustrate the anthropogenic threat that
vessels pose to Rice’s whales. Bryde’s
whales are the third most commonly
reported whale species to be struck by
vessels in the southern hemisphere
(vanWaerbeck and Leaper, 2008).
Taylor et al. (2007) estimated
generation length for cetaceans using
the following parameters: oldest age (or
an estimate based on length), calf
survival, adult survival, age at maturity,
gestation length, and interbirth interval.
For all Bryde’s whales, the estimated
generation length is 18.4 years using the
following estimated parameters:
maximum age of 58 years based on
length (Best, 1977), age at first
reproduction of 9 years based on
gestation length (Lockyer, 1984) and age
of sexual maturity (IWC, 1997), an
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interbirth interval of 2.5 years (Lockyer,
1984), calf survival rate of 0.840, and
non-calf survival rate of 0.925 (IWC,
1997). According to Rosel et al. (2016),
the majority of the samples used to
estimate these parameters came from
Japanese whaling data from the ‘typical’
or pelagic form of Bryde’s whale in the
North Pacific and from South Africa,
and are probably the B. e. brydei
subspecies.
Vocalizations and Sound
Sound production associated with
behaviors including mating, rearing,
social interaction, group cohesion, and
feeding have been documented in
marine mammal species (Erbe et al.,
2016). Baleen whale species produce a
variety of highly stereotyped, lowfrequency tonal and broadband calls for
communication purposes that are
thought to function in a reproductive or
territorial context, provide individual
identification, and communicate the
presence of danger or food (Richardson
et al., 1995). Marine mammal species
with and without specialized biosonar
capabilities may rely on biological
sounds to find prey, avoid predators,
and likely use environmental sounds to
support spatial orientation and
navigation in three-dimensional marine
habitats (Erbe et al., 2016; Cure et al.,
2013; Deecke et al., 2002; Gannon et al.,
2005). Generally, balaenopterids
produce a variety of low-frequency tonal
and broadband calls, with durations
ranging from 1 to 60 seconds (s),
fundamental frequencies between 10–
1,000 Hertz (Hz), and high source levels
from around 145 to over 190 decibels
referenced to 1 micropascal (re 1 mPa) at
1 m (Richardson et al., 1995; Miller et
al., 2021). Most balaenopterids produce
some call types that are distinctive,
stereotyped, and unique at the species
or population level, including Rice’s
whales, which can be detected with
autonomous passive acoustic
monitoring surveys. Bryde’s whales
worldwide produce a variety of calls
that are distinctive among geographic
regions, and these calls may be useful
for delineating subspecies or
populations (Oleson et al., 2003; Sˇirovic´
et al., 2014). In the GOMx, Sˇirovic´ et al.
(2014) reported ‘Bryde’s’ whale call
types composed of downsweeps
(frequency modulated signals with
decreasing frequency over time) and
downsweep sequences and localized
these calls (i.e., researchers recorded the
calls on multiple instruments that
allowed them to triangulate the location
of the calls and then confirmed the
location with visual sightings). Rice et
al. (2014) detected these sequences, as
well as two stereotyped tonal call types
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that originated from ‘Bryde’s’ whales in
the GOMx.
Soldevilla et al. (2022a) used
sonobuoys and passive acoustic tagging
from three marine mammal surveys
with focused effort in the Rice’s whale
core distribution area between 2015 and
2018 to validate potential call type
sources and to characterize Rice’s whale
calls. Validation includes manually
reviewing each automated detection and
scoring each as a true or false detection.
During concurrent visual and acoustic
surveys, acoustic-directed approaches
were conducted to obtain visual
verifications of sources of localized
sounds. The call repertoire that was
validated to Rice’s whales includes
downsweep sequences (including
downswept pulse pairs), long-moan
calls, and tonal-sequence calls. Sˇirovic´
et al. (2014) proposed a fourth Rice’s
whale call type, the high-frequency
downsweep call, which was not
detected during the Soldevilla et al.
(2022a) study and therefore the source
remains unvalidated.
Soldevilla et al. (2022b) detected
novel stereotyped tonal calls at three
locations in the northwestern GOMx.
The calls are similar to the Rice’s whale
long-moan calls detected in the
northeastern GOMx, but with distinct
differences from the northeastern calls
and with at least six stereotyped
variations. The cause and occurrence of
these call features require further study.
Distribution, Movement, and Habitat
Use
The Rice’s whale is the only species
of large whale endemic to the United
States and the only year-round resident
baleen whale species in the Gulf of
Mexico (Rosel et al., 2021).
Members of the Bryde’s whale
complex are tropical and subtropical in
distribution, generally non-migratory,
and found in all major ocean basins
(Rosel et al., 2021). Bryde’s-like whales
do not migrate long distances to feed in
polar or temperate regions (Constantine
et al., 2018), nor do they have specific
or separate feeding or breeding grounds
(Penry et al., 2011).
Based on a compilation of 181
sightings from NMFS marine mammal
vessel and aerial survey sightings, the
primary Rice’s whale core habitat is
considered to be in the northeastern
GOMx, centered over the De Soto
Canyon in waters between 150 m and
410 m depth (Rosel et al., 2021). This
area, referred to by NMFS as the Rice’s
whale ‘‘core distribution area,’’ is
characterized by seasonal advection of
low salinity, high productivity surface
waters (i.e., waters with high production
of organic matter by planktonic plants),
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leading to persistent upwelling driven
by both winds and interactions with the
loop current (Farmer et al., 2022). In
2017, there was a genetically confirmed
sighting of a Rice’s whale in the western
GOMx off the central Texas coast in 225
m depth (NMFS, 2018a; Rosel et al.,
2021).
Passive acoustic monitoring
recordings from the western GOMx
along the shelf break south of the
Flower Garden Banks National Marine
Sanctuary (FGBNMS) confirm the
presence of Rice’s whales in the same
area as two balaenopterid sightings
made by NMFS in the early 1990s
(Soldevilla et al., 2022b). A predictive
density model highlights the importance
of the 200 m isobath as an area Rice’s
whales may occupy along the
northwestern GOMx shelf break
(Roberts et al., 2016). Soldevilla et al.
(2022b) detected baleen whale calls
from passive acoustic moorings
deployed from June 2016 to August
2017 in areas of predicted Rice’s whale
habitat in several locations in the
northern GOMx. Passive acoustic
recorder site selection was based on the
median water depth of 221 m for Rice’s
whale sightings in the core distribution
area and locations of unidentified
baleen whale sightings, as well as
dispersed sampling sites along the
north-central to northwestern GOMx
shelf break (Soldevilla et al., 2022b). A
combined 1,285 days of acoustic data
were collected at four western sites, and
a total of 304 days of acoustic data were
recorded at the concurrently deployed
site in the core distribution area.
Variants of Rice’s whale long-moan calls
were detected at three sites in the
northwestern GOMx. At the
westernmost FGBNMS site, 1,939 calls
were detected on 47 days over 10
months of data collection (16 percent of
days with data collected). The eastern
FGBNMS site detected 429 calls on 18
days over 10 months (6 percent of days
with data collected), and the Eugene
Isles South site detected 22 calls on 3
days over 10 months (1 percent of days
with data collected). No calls were
detected at a site off Grand Isle,
Louisiana. The recorder at the site in the
core distribution area detected 66,583
long-moan Rice’s whale calls over 11
months of data collection. On several
occasions overlapping calls were
detected and in some instances the
overlapping calls were of different call
subtypes indicating at least two
individuals were calling during that
encounter. Overlapping calls were
recorded at both of the FGBNMS sites
and at the site in the core distribution
area. Long-moan call detections
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occurred in sporadic clusters
throughout the year, with no evidence
of seasonality at the western sites. At
the western sites, at least one call was
detected in every month of the year,
which suggests year-round use of the
western habitat area. Further research is
needed to understand how many
animals are using the northwestern sites
and whether animals are moving
between the northwestern and
northeastern sites, or whether the calls
at these sites represent different groups
of animals.
Comparing numbers of acoustic call
detections among sites is difficult. Local
sound propagation conditions and
ambient sound levels influence the
ability to detect Rice’s whale calls and
the area over which whales can be
detected. Higher numbers of acoustic
call detections at a site may reflect
higher call production rates, or it may
reflect larger detection areas instead of
higher animal presence. Soldevilla et al.
(2022b) expected detection ranges at the
western FGBNMS site to be
approximately 25–50 percent of the
detection range at the site in the core
distribution area. Ambient noise levels
at Rice’s whale call frequencies are 6–
13 decibels higher at the western
FGBNMS site than the site in the core
distribution area. Baleen whale calls in
the 100–150 Hz frequency range
generally can be detected on scales of
tens of kilometers in pelagic
environments (e.g., McDonald, 2004).
Rice’s whale long-moan calls were
commonly detected on scales of 20–75
km, suggesting a Rice’s whale call could
be detected over as much as 25 percent
of the core distribution area in some
conditions (Soldevilla et al., 2022a). In
the western GOMx, which has 6–13
decibel higher mean ambient noise
levels, resulting in smaller detection
distances, the same long-moan calls
were detected on two sensors 40 km
apart, which suggests the Rice’s whale
call could be detected out to distances
of at least 20 km (Soldevilla et al.,
2022b). In the core distribution area,
Rice et al. (2014) documented an
occurrence of the same call on three
sensors with a maximum of 150 km
spacing, suggesting the calls could be
detected out to distances of at least 75
km at times. Anthropogenic noise
sources, including seismic survey
airgun pulses and shipping traffic noise,
appear to be the main contributors to
the increased noise levels that lead to
reduced detection ranges in the western
GOMx. Studies in baleen whales,
including Bryde’s whales, have shown a
decrease in communication range as a
result of masking, which occurs when
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biologically irrelevant sounds prevent
an animal from hearing biologically
important sounds (Clark et al., 2009;
Cholewiak et al., 2018; Gabriele et al.,
2018; Putland et al., 2018). The three
westernmost sites used by Soldevilla et
al. (2022b) were not far from a major
shipping fairway and vessel traffic noise
was common in the recordings at those
sites. The effects of low-frequency noise
from shipping traffic and airguns on
researchers’ ability to detect calls were
apparent in the detectable features of
Rice’s whale calls in the western GOMx.
For example, many of the manually
detected calls at the western sites
consisted of only the 150 Hz tone due
to increased noise levels below 125 Hz,
and these were often of low signal-tonoise ratio likely due to a combination
of sound propagation losses with
distance and higher levels of shipping
or seismic survey noise at the lower
frequencies.
While contemporary sightings are
primarily confined to the core
distribution area in the northeastern
GOMx, Rice’s whales historically may
have had a broader distribution in the
northern and southern GOMx. Reeves et
al. (2011) reviewed whaling logbooks
from the GOMx and identified records
of ‘‘finback’’ whales from the northcentral GOMx south of the Mississippi
River delta and in the southern GOMx
on the Campeche Banks. Because fin
whales are not part of the GOMx
ecosystem, these records were likely
Rice’s whales misidentified as fin
whales (Reeves et al., 2011), suggesting
the distribution of the Rice’s whale was
likely broader than we see currently. In
the north-central GOMx, whether Rice’s
whales stay in this area or their use of
this area is restricted to travel between
the northwest and northeast through
areas of high shipping traffic near the
Mississippi River delta is unknown.
Soldevilla et al. (2022b) did not record
Rice’s whale calls at a site offshore of
Grand Isle, Louisiana or during 2
months at a site in the north-central
GOMx. The absence of Rice’s whale call
detections at these sites could indicate
an absence of Rice’s whales, an absence
of calling Rice’s whales, or an inability
to detect whales in these areas due to
higher ambient noise conditions and
sound propagation conditions within
the Mississippi Canyon. However,
Rice’s whale western long-moan call
variants were detected both at the
western-most sites and a site in the core
distribution area, which suggests
movement between the areas. Rice’s
whale western long-moan calls were
detected on 6.4 percent of days at the
site in the core distribution area. Rice’s
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whale western long-moan call variants
were detected on the same or
consecutive days in the western-most
and eastern-most GOMx sites, which
were separated by a distance that is too
far for one whale to travel in a single
day (740 km), indicating that different
Rice’s whales produced the calls.
Based on the best available data, we
conclude that the normal distribution of
Rice’s whales is limited to the Gulf of
Mexico. No NMFS marine mammal
vessel or aerial surveys from 1992
through 2019 have recorded a confirmed
sighting of Rice’s whales or any type of
Bryde’s whale along the U.S. eastern
seaboard (Rosel et al., 2021). While
Roberts et al. (2016) predicted a mean
monthly abundance of seven Bryde’s
whales along the entire U.S. eastern
seaboard based on four ambiguous ‘‘sei
or Bryde’s whale’’ sightings documented
during surveys conducted between 1992
and 2014, Roberts et al. (2023) later
concluded that these four sightings were
most likely sei whales, and that given
the lack of more recent evidence of
Bryde’s whales and the expert opinions
of Rosel et al., 2021, Bryde’s whales are
effectively absent from the U.S. east
coast. Acoustic studies off Jacksonville,
Florida (Frasier et al., 2016), North
Carolina (Debich et al., 2014), and
Norfolk Canyon (Rafter et al., 2018)
during 2011 through 2017 have not
detected any types of Bryde’s whales or
similar species. This evidence suggests
that Bryde’s whales and similar species,
including Rice’s whales, are extremely
rare along the U.S. east coast (Rosel et
al., 2021). Rosel et al. (2021) compiled
and scrutinized stranding reports from
the U.S. Atlantic coast dating back to
1954 and confirmed six records of
whales from the Bryde’s whale complex.
Of these, only two could be genetically
confirmed as Rice’s whales. All six
whales were characterized as small.
Mead (1977) suggested Bryde’s whale
strandings along the U.S. Atlantic were
likely extralimital strays from the
GOMx.
Northern Gulf of Mexico continental
shelf habitat is characterized by
sediment transported by the Mississippi
River with soft-bottom sediment being
the dominant substrate type (Balsam
and Beeson, 2003; Love et al., 2013;
Rezak et al., 1985). Froeschke and Dale
(2012) attribute 96 percent of the GOMx
floor to soft-bottom and 4 percent to
hard substrate. This hard substrate
provides Essential Fish Habitat (EFH) in
the U.S. Exclusive Economic Zone of
the GOMx. These substrate types
support a wide variety of marine life,
with some species’ distributions that
tend to change with depth, among other
environmental factors (Etnoyer, 2009;
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Gallaway et al., 2001). There are no
absolute biological or physical barriers
or boundaries separating individual
benthic habitats and communities that
extend from the depths up across the
continental shelf to the shoreline, but
there appear to be transition zones with
some biota moving between habitats.
The continental shelf (10–200 meter
depth) is heavily influenced by light,
the shoreline, and surface currents, with
sand and hardground habitats
supporting reef forming corals and nonreef forming corals (Sulak and Dixon,
2015). The continental slope (>200–800
meter depth) is characterized by
relatively rapid changes in depth over
short horizontal distances with
occasional canyons and hardground
dominated by seeps or corals (Gallaway
et al., 2001).
Garrison et al. (2022) developed a
density surface model to predict Rice’s
whale distribution in the GOMx based
on bathymetric and oceanographic
features. Visual line transect survey data
collected throughout the northern
GOMx between 2003 and 2019 were
analyzed, including broad-scale surveys
of oceanic waters and directed studies
within the Rice’s whale core
distribution area. Depth, sea surface
temperature, surface and bottom
salinity, sea surface height, surface
geostrophic velocity, chlorophyll-a, and
bottom temperature were among the
variables considered. The model
identified water depth, surface
chlorophyll-a concentration, bottom
temperature, and bottom salinity as the
key parameters that characterize Rice’s
whale habitat. The model predicted
additional suitable Rice’s whale habitat
outside the core distribution area in the
northeastern GOMx, generally
throughout the GOMx within 100 and
400 meters depth. Concentration of
Rice’s whales in the core distribution
area appeared to be explained by higher
summer chlorophyll-a concentrations,
an indicator of phytoplankton
abundance and biomass in coastal and
estuarine waters, in the northeast region
of the GOMx as compared to other
regions in the GOMx with suitable
bottom temperatures, but less surface
productivity.
The Garrison et al. (2022) results
build on earlier spatial density
modeling efforts for Rice’s whales based
on sightings data that identified a
relatively high density area ranging from
shelf-edge Alabama to southwest
Florida, with further suitable habitat in
a narrower strip of shelf-edge extending
to central Texas to the west and the
Florida Keys to the east (Roberts et al.,
2016). Garrison et al. (2022) stated that
the model results are consistent with
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cold, high salinity water upwelling
along the continental shelf break and
seasonal inputs of high productivity
surface water derived from coastal
sources. The presence of eddies that
have separated from the warm water
loop current and the dominant
circulation patterns in the GOMx lead to
increased productivity and are likely a
factor in maintaining the high density of
forage species needed to support Rice’s
whales. The model also suggests
additional habitat outside of U.S. waters
in the southern GOMx may be suitable
for Rice’s whales, however these areas
were not further considered, as areas
outside U.S. jurisdiction cannot be
designated as critical habitat.
Diet and Foraging
Understanding predator-prey
interactions is difficult for highly
mobile and elusive species, such as
marine mammals, that forage at depth
(Sekiguchi et al., 1992; Pauly et al.,
1998; Pierce and Boyle, 1991; Trites and
Spitz, 2018). Cetaceans rely on
predictable prey resources, and changes
in prey availability and quality can
potentially have population-level
consequences, including decreased
survival and reproduction rates leading
to subsequent population declines
(Bearzi et al., 2006; Piroddi et al., 2011;
Ford et al., 2010). While information on
the feeding ecology and drivers of prey
selection are lacking for many cetacean
species, foraging specialization has been
documented among and within species
and populations. Predators with high
levels of specialization or higher
energetic requirements are more
susceptible to risks associated with the
decline of their prey (Kiszka et al., in
press).
Worldwide, members of the Bryde’s
whale complex exhibit a variety of
foraging tactics and prey preferences,
often with observations of surface
feeding. Overall, pelagic schooling
fishes in the order Clupiformes
(sardines, herring, menhaden,
anchovies) are the most commonly
recorded prey, along with similar
schooling species, such as members of
the family Carangidae (Best, 2001;
Konishi et al., 2009; Murase et al., 2007;
Siciliano et al., 2004; Tershy, 1992;
Watanabe et al., 2012). Populations
examined further offshore also target
krill (Best, 2001; Konishi et al., 2009),
while the B. e. brydei population of the
Hauraki Gulf in New Zealand appears to
prey on copepods and krill along with
ray-finned fishes and salps (Carroll et
al., 2019).
Diet is poorly characterized for Rice’s
whales. Stomach contents, which
traditionally provide most information
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on the diets and feeding ecology of
baleen whales, are unavailable for Rice’s
whales. In 2019, an adult male Rice’s
whale stranded and died near Flamingo,
Florida Bay, on the southwestern coast
of Florida in the GOMx (field number
FMMSN1908). The whale was collected
and a necropsy was performed.
However, stomach contents were
unavailable due to a sharp piece of
intragastric plastic in the second
stomach chamber that caused
hemorrhaging and acute gastric necrosis
leading to the stranding and subsequent
mortality of the whale. No direct
information on the foraging ecology of
Rice’s whales exists. Surface feeding has
never been observed, and, as a result,
fish scales and tissue remains collected
from Rice’s whale feeding activity are
not available. Fecal sampling has not
been conducted for Rice’s whales. In
2015, Soldevilla et al. (2017) placed an
Acousonde suction-cup tag on a Rice’s
whale in the northeastern GOMx. The
tag remained attached for nearly 3 days
(63.85 hours) and revealed a diel diving
pattern. The whale remained within 15
m the surface of the water 88 percent of
the time during the night. Daytime dive
behavior was characterized by repeated
dives to depths >200 m, likely at or near
the seafloor. Some of these deep dives
included lunges near the seafloor
associated with foraging (Soldevilla et
al., 2017). Similar deep foraging dives
throughout daylight hours were
observed during 25 hours of tag
deployment on a Rice’s whale in the
summer of 2018 (Soldevilla et al.,
2022a). This type of bottom feeding is
unusual for members of the Bryde’s
whale complex. What they may have
been feeding on at those depths remains
unknown.
Although direct evidence of Rice’s
whale prey species is lacking, analysis
of stable isotopes of Rice’s whale tissues
collected by at-sea biopsies has
provided data to better understand the
feeding relationships among Rice’s
whales and other species within the
ecosystem, i.e., the food web, also
known as the trophic relationships.
Stable carbon and nitrogen isotope
ratios (noted d13C and d15N,
respectively) within tissues of a
predator reflect those of its prey and
provide a useful method for assessing
trophic relationships and can help
identify foraging habitats. The use of
stable isotope analysis of multiple
elements (nitrogen, carbon, and sulfur)
from biopsy samples collected on freeranging whales to assess the trophic
relationships and feeding ecology of
cetaceans has recently increased (e.g.,
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Hooker et al., 2001; Ryan et al., 2013;
Caputo et al., 2021).
Kiszka et al. (in press) are the first to
attempt to describe the feeding ecology
of Rice’s whales and the first to examine
the potential drivers affecting prey
selection by Rice’s whales in relation to
prey availability and energy density.
They used a combination of data from
whale skin biopsy samples, fish trawl
collections, and analysis of proximate
composition in potential prey samples
collected during research cruises
conducted by the NMFS SEFSC in 2019.
To account for the changes in isotopes
through the food web, stable isotope
mixing models incorporate uncertainty
for each parameter and employ trophic
enrichment factors (TEF). No TEF is
available specifically for Rice’s whales
and therefore TEFs from the skin of fin
whales were used.
Potential Rice’s whale prey items
were collected in 21 mid-water trawl
hauls, conducted during daylight hours
in the Rice’s whale core distribution
area from July 4–28, 2019. Trawls were
operated close to the seafloor, consistent
with the near-bottom foraging depths of
individual Rice’s whales observed by
Soldevilla et al. (2017, 2022a). The
trawls collected 35,598 organisms with
an overall biomass of 158.21 kg. A total
of 25 species/species groups were
identified with 8 of those in less than 10
percent of the trawls. Maurolicus
weitzmani, the Atlantic pearlside, was
by far the most abundant species by
number at 88.05 percent of the total
catch (confidence interval of 86 to 90
percent). It also represented 19.67
percent of the total biomass (confidence
interval of 17.4 to 22 percent). A
different species dominated in biomass:
Ariomma bondi, the silver-rag driftfish,
made up 26.7 percent of the biomass
(confidence interval of 23.9 to 29.5
percent), while making up only 1.21
percent of the total catch by number
(confidence interval of 0.6 to 1.9)
(Kiszka et al. in press).
Kiszka et al. (in press) selected four
species for the stable isotope mixing
model due to their prevalence in the
samples and potential significance as a
prey source in the community:
Doryteuthis pealeii (longfin inshore
squid), Diaphus dumerilii (Dumeril’s
lanternfish), Maurolicus weitzmani, and
Ariomma bondi. All Rice’s whale tissue
samples fell within the mixing polygon,
which suggests that the TEF and prey
included in the analysis were
appropriate. Mixing models of dietary
contributions identified Ariomma bondi
as the main prey (66.8 percent relative
contribution), followed by Diaphus
dumerilii (17.8 percent relative
contribution), while other prey had
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minor relative contributions to the diet
of Rice’s whales (Doryteuthis pealeii, 6.4
percent; and Maurolicus weitzmani, 9.1
percent). While stable isotope mixing
models are a useful tool to understand
trophic relationships within food webs,
stomach content analysis is still the
most reliable method to
comprehensively investigate the diets of
cetaceans. As explained above, stomach
content analysis is not available for
Rice’s whales. Therefore, other prey
species may be consumed that were not
examined in the Kiszka et al. (in press)
study.
The availability and quality of prey
play important roles in the selection of
prey in large predators, such as Rice’s
whales. Rice’s whales forage during the
day close to the seafloor. Because these
deep dives require significant
expenditures of energy, Rice’s whales
likely need high quality prey to meet
their energetic requirements. Energy
density data suggest that the high energy
content of Ariomma bondi, relative to
other available prey species, may be the
primary driver of prey selection for
Rice’s whales. Kiszka et al. (in press)
found that Ariomma bondi had
significantly greater energy density
(kilojoules/gram wet), lipids, and
protein compared to the three other
species selected for the model. Ariomma
bondi were also significantly enriched
in energy density (kilojoules/gram dry)
compared to Diaphus dumerilii and
Maruolicus weitzmani (Kiszka et al. (in
press)). Moreover, Kiszka et al. (in press)
found active prey selection was positive
for Ariomma bondi, Doryteuthis pealeii,
and Diaphus dumerilii, and that despite
the fact Maurolicus weitzmani were the
most abundant species in the trawl
samples, Maurolicus weitzmani were
relatively unimportant in the diets of
Rice’s whales. This suggests that prey
abundance is likely not a primary driver
of prey selection for Rice’s whales.
Overall, the results from Kiszka et al. (in
press) suggest that Rice’s whales are
selective predators, preferentially
targeting schooling demersal and
vertically migrating prey with the
highest energy content.
Abundance
Estimates of abundance for Rice’s
whales in the northern GOMx are less
than 100 individuals, with mean
estimates of <50 individuals remaining
(Rosel et al., 2021). Broad-scale aerial
and ship-based line transect surveys to
estimate cetacean abundance have been
conducted in the northern GOMx as far
back as 1991. Eleven abundance
estimates were made between 1991 and
2012 and ranged between 0 and 44
individuals (see Rosel et al., 2016 for
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summary of surveys). Surveys with the
lowest estimates covered waters
primarily off the western GOMx, which
is consistent with the species’
preference for the northeastern GOMx,
particularly the core distribution area. It
should be noted, however, none of these
surveys were focused on estimating
abundance of a rare species and
precision of all estimates is poor. The
best and most recent population
estimate available for Rice’s whales is
51 individuals (confidence interval of
20 to 130 whales, Garrison et al., 2020).
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Critical Habitat Identification
In the following sections, we describe
the relevant definitions and
requirements in the ESA and
implementing regulations at 50 CFR part
424 and the key information and criteria
used to prepare this proposed critical
habitat designation. In accordance with
section 4(b)(2) of the ESA, this proposed
critical habitat designation is based on
the best scientific data available and
takes into consideration the economic
impact, the impact on national security,
and any other relevant impact of
specifying any particular area as critical
habitat. Scientific data used to identify
potential critical habitat includes the
information contained in the status
review for the species (Rosel et al.,
2016), proposed and final rules to list
the Rice’s whale under the ESA (81 FR
88639, December 8, 2016; 84 FR 15446,
April 15, 2019), articles in peerreviewed journals, other scientific
reports and fishery management plans,
and relevant Geographic Information
System (GIS) data (e.g., U.S. maritime
limits and boundaries data) for
geographic area calculations and
mapping. To identify specific areas that
may qualify as critical habitat for Rice’s
whale, in accordance with 50 CFR
424.12(b), we undertook the following
steps: Identifying the geographical area
occupied by the species at the time of
listing; identifying physical or biological
features essential to the conservation of
the species; identifying the specific
areas within the geographical area
occupied by the species that contain one
or more of the physical or biological
features essential to the conservation of
the species; determining whether these
essential features may require special
management considerations or
protection; and considered whether any
specific areas outside the geographical
area occupied by the species are
essential for the species’ conservation.
Our evaluation and conclusions are
described in detail in the following
sections.
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Geographical Area Occupied by the
Species
One of the first steps in the critical
habitat designation process is to define
the geographical area occupied by the
species at the time of listing. NMFS is
also required to designate critical
habitat based on the best available
scientific data. The phrase
‘‘geographical areas occupied by the
species,’’ which appears in the statutory
definition of critical habitat (16 U.S.C.
1532(5)(A)(i)), is defined by regulation
as ‘‘an area that may generally be
delineated around species’ occurrences,
as determined by the Secretary (i.e.,
range). Such areas may include those
areas used throughout all or part of the
species’ life cycle, even if not used on
a regular basis (e.g., migratory corridors,
seasonal habitats, and habitats used
periodically, but not solely by vagrant
individuals) (50 CFR 424.02).
At the time of listing (84 FR 15446,
April 15, 2019), Rice’s whales were
considered to be limited to the
northeastern Gulf of Mexico, in the
vicinity of the De Soto Canyon, although
historical whaling records and
unconfirmed sightings suggested their
occurrence in the southern and
northwestern GOMx (Rosel et al., 2016).
Subsequent publications confirming
that Rice’s whales are continuing to use
the northwestern GOMx include a
sighting in the western GOMx off the
central Texas coast in 2017 that was
genetically confirmed as a Rice’s whale
(Rosel et al., 2021) and Rice’s whale
calls that were detected acoustically
along the shelf break in the western and
northern Gulf of Mexico from July 2016
to August 2017 (Soldevilla et al.,
2022b). Soldevilla et al. (2022b)
concluded that Rice’s whales
persistently occur over a broader
distribution in the GOMx than was
previously understood, which is
documented to include both the
northeastern and northwestern GOMx.
Rosel et al. (2021) reviewed Bryde’slike whale records in the Caribbean and
greater Atlantic. They compiled sighting
and stranding data from the U.S. eastern
seaboard; reviewed acoustic studies off
Cherry Point, North Carolina, in Norfolk
Canyon, and off Jacksonville, Florida;
and reviewed the published literature
for the entire Atlantic Ocean to evaluate
the distribution of Bryde’s whale taxa in
these areas. The investigators found that
there are no confirmed sightings of
Bryde’s whales along the U.S. eastern
seaboard and no acoustic detections in
the specified study areas. Only six
Bryde’s whale strandings could be
verified in the U.S. Atlantic coast, and
of those, two were genetically
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determined to be Rice’s whales. Bryde’s
whale strandings along the U.S. Atlantic
are likely extralimital strays from the
Gulf of Mexico (Mead, 1977) or their
carcasses may have been transported via
currents and winds from their normal
distribution (Rosel et al., 2021).
Therefore, the Atlantic Ocean is not
considered part of the geographical area
occupied by Rice’s whales.
Because we cannot designate critical
habitat areas outside of U.S. jurisdiction
(50 CFR 424.12(g)) the geographical area
under consideration for this designation
is limited to areas under the jurisdiction
of the United States that Rice’s whale
occupied at the time of listing. Based on
the information above, we have
determined that at the time of listing
Rice’s whales occupied the Gulf of
Mexico.
Physical or Biological Features
Essential for Conservation
The statutory definition of critical
habitat refers to ‘‘physical or biological
features essential to the conservation of
the species,’’ (16 U.S.C. 1532(3)), but the
ESA does not specifically define or
further describe these features. ESA
implementing regulations, however,
define such features as those that occur
in specific areas and that are essential
to support the life-history needs of the
species, including but not limited to,
water characteristics, soil type,
geological features, sites, prey,
vegetation, symbiotic species, or other
features. The ESA regulations further
provide that a feature may be a single
habitat characteristic, or a more
complex combination of habitat
characteristics and may include habitat
characteristics that support ephemeral
or dynamic habitat conditions. Features
may also be expressed in terms relating
to principles of conservation biology,
such as patch size, distribution
distances, and connectivity (50 CFR
424.02).
To assess habitat features that may
qualify as ‘‘essential to the
conservation’’ of Rice’s whales, we
evaluated physical and biological
features that are essential to support the
life history needs and support the
conservation of Rice’s whales within the
areas they occupy within U.S. waters.
Section 3 of the ESA defines the terms
‘‘conserve,’’ ‘‘conserving,’’ and
‘‘conservation’’ to mean: ‘‘to use and the
use of all methods and procedures
which are necessary to bring any
endangered species or threatened
species to the point at which the
measures provided pursuant to this Act
are no longer necessary’’ 16 U.S.C.
1532(3).
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In the final listing rule, we
determined that the Rice’s whale is
endangered under the ESA throughout
all of its range due to its small
population size and restricted range,
and the threats of energy exploration,
development and production, oil spills
and oil spill response, vessel collision,
fishing gear entanglement, and
anthropogenic noise (84 FR 15446, April
15, 2019). Because Rice’s whales rely
entirely on the GOMx continental shelf
and slope waters between the 100 and
400 m isobaths to support all of their
life history stages, we have identified
physical and biological features that
support all of the Rice’s whale lifehistory stages within its restricted range.
Based on the best scientific
information available we have identified
the following feature as being essential
to the conservation of the Rice’s whale:
GOMx continental shelf and slope
associated waters between the 100 and
400 m isobaths that support individual
growth, reproduction, and development,
social behavior, and overall population
growth. The following attributes of this
feature support Rice’s whales’ ability to
forage, develop, communicate,
reproduce, rear calves, and migrate
throughout the GOMx continental shelf
and slope waters and influence the
value of the feature to the conservation
of the species:
1. Sufficient density, quality,
abundance, and accessibility of small
demersal and vertically migrating prey
species, including scombriformes,
stomiiformes, myctophiformes, and
myopsida;
2. Marine water with (i) elevated
productivity, (ii) bottom temperatures of
10–19 degrees Celsius, and (iii) levels of
pollutants that do not preclude or
inhibit any demographic function; and
3. Sufficiently quiet conditions for
normal use and occupancy, including
intraspecific communication,
navigation, and detection of prey,
predators, and other threats.
Identification of ‘‘physical and
biological features essential to the
conservation of the species’’ must be
done at an appropriate level of
specificity, and that level of specificity
is in turn determined by the best
scientific data available (50 CFR
424.12(b)(1)(ii)). The description of
these attributes reflects an appropriate
level of specificity based on the best
scientific data available.
With respect to the first attribute
related to prey, we have identified four
orders of prey that are important
components of the Rice’s whale diet, but
we are not able to identify a quantitative
threshold for a critical habitat prey
feature. Even without such a threshold
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for critical habitat, however, we
conclude the scientific information
available supports evaluation of prey
availability as an attribute of the
essential feature. Emerging scientific
information supporting Rice’s whale
prey preferences suggest that Rice’s
whales feed primarily on a schooling
fish, Ariomma bondi. However, data are
limited (small sample size from limited
area and seasons) and still emerging as
research continues. Therefore, we have
not specified prey at the species level in
the description of the prey attribute at
this time, and we will continue to use
the best available information on prey
species in the diet of the whales and
incorporate new information on prey in
consultations on Rice’s whale critical
habitat as our understanding evolves.
With respect to the second attribute
related to marine water quality, the term
‘‘elevated productivity’’ refers to waters
with higher than normal production of
organic matter by planktonic plants
when compared to typical Gulf of
Mexico oceanic levels, which are
influenced by a complex variety of
factors, including seasonal inputs of
surface water originating from coastal
sources and the offshore presence of
loop current eddies.
Finally, with respect to the third
attribute related to sufficiently quiet
conditions for normal use and
occupancy, Rice’s whales rely on their
ability to produce and receive sound
within their environment to navigate,
communicate, and detect prey and
predators. Rice’s whales have a foraging
strategy that is adapted to the waters
near the continental shelf and slope of
the Gulf of Mexico, and limited data
from two tagged Rice’s whales showed
each whale made repeated dives to
depths of 200 m or greater throughout
daytime hours, followed by foraging
lunges at or just above the seafloor.
Little or no light reaches the seafloor at
those depths, even during daylight
hours, suggesting that these animals
may use acoustic cues to locate and
target schools of prey fish.
Scientific information on the effects of
anthropogenic noise on the behavior
and distribution of baleen whales,
including Bryde’s whales, demonstrates
that the presence of anthropogenic noise
can adversely affect the value of marine
habitat to Bryde’s whales (for more
discussion see the Anthropogenic Noise
section of the final listing rule, 84 FR
15446, April 15, 2019). Of particular
concern are anthropogenic noise sources
that are long-lasting, chronic, and/or
persistent, and cumulatively inhibit
and/or mask the animals’ ability to
receive and interpret sound (e.g.,
opportunities to forage or reproduce).
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Rice’s whales vocalize at frequencies
between 60 and 160 Hz, and elevation
of ambient noise in low frequencies
(between 10 and 1,000 Hz) are the most
likely to adversely affect Rice’s whales’
acoustic soundscape and use of their
habitat.
How human activities introduce noise
in the marine environment, and how
those noises alter the animals’ use of
habitat, is complex. Determining the
biological significance of such
alterations is equally complex and
involves considering site specific
variables, including: the acoustic
characteristics of the introduced sound
(frequency (i.e., pitch), duration, and
intensity); the physical characteristics of
the habitat; the baseline soundscape;
interactions with other sound sources;
and the animals’ use of that habitat. All
of these factors will influence the
pervasiveness and dominance of
anthropogenic sound sources across the
habitat. NMFS will continue to use the
best scientific information available to
analyze chronic or persistent noise
sources and determine whether they
degrade listening conditions within
Rice’s whale habitat.
Noises that would impair sufficiently
quiet conditions for normal use and
occupancy are those that inhibit Rice’s
whales’ ability to receive and interpret
sound for the purposes of navigation,
communication, and detection or prey,
predators, and other threats. As already
noted, anthropogenic noises that are
likely to impact the whales’ habitat
would be long-lasting, chronic, and/or
persistent in the marine environment
and, either alone or combined with
other ambient noises, significantly raise
sound levels over a significant portion
of an area (in terms of size and use by
the whale) on a prolonged basis (e.g.,
annual or multiannual).
Need for Special Management
Considerations or Protection
Specific areas within the geographical
area occupied by a species may be
designated as critical habitat only if they
contain essential features that ‘‘may
require special management
considerations or protection’’ (16 U.S.C.
1532 (5)(A)(i)(II)). Special management
considerations or protection are any
‘‘methods or procedures useful in
protecting the physical or biological
features essential to the conservation of
listed species’’ (50 CFR 424.02).
The essential feature is particularly
susceptible to impacts from human
activity because of the moderate water
depth range where this feature occurs as
well as its proximity to the coast. We
identified broad categories of actions, or
threats, as having the potential to
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negatively impact the essential feature,
or its attributes, and the ability to
support the conservation of listed Rice’s
whales, including, but not limited to, inwater construction, energy
development, commercial shipping,
aquaculture, military activities, and
fisheries. Each of these threats could
independently or in combination result
in the need for special management or
protections of the essential feature. For
example, direct harvest of the prey by
fisheries has the potential to negatively
impact the essential feature and the
ability of feeding areas to support the
conservation of Rice’s whales. Energy
development could inhibit safe,
unrestricted passage between important
habitat areas to find prey and fulfill
other life history requirements. Thus,
the ‘‘may require’’ standard is met or
exceeded with respect to management of
the essential feature. Although we do
not speculate as to what specific
conservation measures might be
required in the future through section 7
consultations on particular proposed
Federal actions, the impacts from
categories of actions described above,
combined with those from natural
factors may affect the habitat, including
the attributes described for its essential
feature. We therefore conclude that the
essential feature identified herein may
require special management
considerations or protection because
threats to this feature exist throughout
the species’ range.
Specific Areas Within the Geographic
Area Occupied by the Species
Containing the Essential Feature
To determine what areas qualify as
critical habitat within the geographical
area occupied by the species, we are
required to identify ‘‘specific areas’’
within the geographical area occupied
by the species that contain the physical
or biological features essential to the
conservation of the species (50 CFR
424.12(b)(1)(iii)). Delineation of the
specific areas is done ‘‘at a scale
determined by the Secretary [of
Commerce] to be appropriate’’ (50 CFR
424.12(b)(1)). Regulations at 50 CFR
424.12(c) also require that each critical
habitat area be shown on a map.
Because the ESA implementing
regulations allow for discretion in
determining the appropriate scale at
which specific areas are drawn (50 CFR
424.12(b)(1)), we are not required to, nor
do we have the ability to, determine that
each square inch, acre, or even square
mile independently meets the definition
of ‘‘critical habitat.’’ A main goal in
determining and mapping the
boundaries of the specific areas is to
provide a clear description and
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documentation of the areas containing
the identified essential feature. This is
ultimately crucial to ensuring that
Federal action agencies are able to
determine whether their particular
actions may affect the critical habitat.
To map the specific area, we reviewed
available species occurrence and
bathymetric data. We used the highest
resolution bathymetric data available.
We used contours created from NOAA
Office for Coastal Management, 2022
Bathymetric Contours, which provides
data and maps at https://www.fisheries.
noaa.gov/inport/item/54364. These
bathymetric data (i.e., isobaths) were
used, with other geographic or
management boundaries, to draw the
boundary on the map of the specific
areas identified as meeting the
definition of occupied critical habitat.
Sighting reports, species presence or
absence, scientific papers and other
research, the biology and ecology of
Rice’s whales, and information
indicating the presence of one or more
of the identified essential features
within certain areas of their range were
also used to inform the decision making.
Expert opinion was important to
identifying areas that contain the
feature. These experts included a NMFS
regional GIS lead, a NMFS Large Whale
Recovery Coordinator, and other Rice’s
whale researchers from the SEFSC.
Ultimately, based on a review of the
best available data, we identified one
specific area in the Gulf of Mexico that
meets the definition of critical habitat
for the Rice’s whale. To be eligible for
designation as critical habitat under the
ESA’s definition of occupied areas, each
specific area must contain at least one
essential feature that may require
special management considerations or
protection. This area meets the
definition of ‘‘critical habitat’’ because
the best available scientific data indicate
that the essential feature is present, as
evidenced by Rice’s whale sightings
data, the presence of Rice’s whale prey,
and habitat use patterns. Due to the
unique ecology of the continental shelf
and slope associated waters, use by
Rice’s whales is largely driven by depth.
Therefore, the feature essential to the
species’ conservation is found in those
depths that allow the whales to travel
throughout a majority of their range
seeking food and opportunities to
socialize and reproduce. The area
identified as including the essential
feature for Rice’s whales ranges from the
100 m isobath to the 400 m isobath in
the Gulf of Mexico. As noted above,
Rice’s whale sightings occurred
predominantly between the 100 m
isobath to the 400 m isobath within the
northeastern GOMx centered along the
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200 m isobath with one sighting during
the summer of 2017 in a water depth of
263 m off the coast of Texas (Garrison
et al., 2022).
One hundred eighty-one sightings
ranged in water depths from 117 m to
408 m, with only two sightings falling
outside the range of 151–352 m (Rosel
et al., 2021). One Rice’s whale was
satellite-tagged for 33 days in the core
distribution area in 2010 and remained
between the 100 m isobath and the 400
m isobath for the duration of tracking
(Soldevilla et al., 2017). Additionally,
Ariomma bondi is a small schooling fish
that occupies demersal habitat over
muddy bottoms, typically between 50 m
and 500 m, but particularly near the
continental shelf break throughout the
north-central and northwestern GOMx
(Kiszka et al., in press). Moreover,
moored passive acoustic monitoring
units placed seaward of the continental
shelf break in the western and central
GOMx regularly detected Rice’s whale
vocalizations with no apparent
seasonality (Soldevilla et al., 2022b).
The 100 m isobath was selected to
delineate the inshore extent of the area
that would include the essential feature
for Rice’s whales due to consistent
habitat use at depths greater than 100 m
and because no sightings have been
made in areas where the water is
shallower than 117 m. The 400 m
isobath was selected to delineate the
offshore extent of the area that would
include the essential feature for Rice’s
whales due to consistent habitat use at
depths less than 400 m and because no
sightings have been made in areas
where the water is deeper than 408 m.
This full range of depths, from the 100
m isobath to the 400 m isobath,
incorporates nearly all of the recorded
locations of Rice’s whales and includes
those continental shelf and slope waters
and feature essential to Rice’s whales.
Areas Outside of the Geographical
Areas Occupied by the Species at the
Time of Listing That Are Essential for
Conservation
ESA section 3(5)(A)(ii) defines critical
habitat to include specific areas outside
the geographical area occupied by the
species at the time of listing if the areas
are determined by the Secretary to be
essential for the conservation of the
species. An area must logically be
‘‘habitat’’ in order for that area to meet
the narrower category of ‘‘critical
habitat’’ as defined in the ESA.
Weyerhaeuser Co. v. U.S. FWS, 139 S.
Ct. 361, 368 (2018) (explaining that an
area cannot be designated as critical
habitat unless it is also habitat for the
species). Our regulations at 50 CFR
424.12(b)(2) further explain that the
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Secretary will identify, at a scale
determined by the Secretary to be
appropriate, specific areas outside the
geographical area occupied by the
species that are essential for its
conservation. The regulations also state
that the Secretary will only consider
unoccupied areas to be essential where
a critical habitat designation limited to
geographical areas occupied would be
inadequate to ensure the conservation of
the species. In addition, for an
unoccupied area to be considered
essential, the Secretary must determine
that there is a reasonable certainty both
that the area will contribute to the
conservation of the species and that the
area contains one or more of those
physical or biological features essential
to the conservation of the species.
Under the previous implementing
regulations (i.e. those in effect prior to
2019), the Secretary’s determination of
specific areas outside the geographic
area occupied by the species that are
essential for its conservation considered
the life history, status, and conservation
needs of the species based on the best
available scientific data.
The final rule that listed Rice’s whales
under the ESA identified energy
exploration, development and
production, oil spills and oil spill
response, vessel collision, fishing gear
entanglement, and anthropogenic noise
as the most serious threats to Rice’s
whales (84 FR 15446, April 15, 2019).
The presence of these threats within
habitats used by Rice’s whales likely
influences the species’ distribution,
abundance, and survival. For example,
noise levels within the 100 m to 400 m
isobaths portion of the northern GOMx
may be impacting the environment such
that, in locations where noise levels are
chronically the highest, Rice’s whales
may be periodically avoiding habitat
they would otherwise inhabit. Should
they be designated as critical habitat,
the occupied areas identified and
discussed above would help conserve
areas that support individual growth,
reproduction, and development; social
behavior; and overall population growth
of the species within U.S. jurisdiction.
Based on our current understanding of
the species’ life history, status, and
conservation needs, we are not able to
identify any specific areas outside the
geographical area occupied by the
species that are essential for its
conservation under either the current
implementing regulations in 50 CFR
424.12(b)(2) or those in effect prior to
2019. Protecting the specific occupied
area identified as critical habitat from
destruction and adverse modification
stemming from Federal actions would
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help support the species’ habitat-based
conservation needs.
Application of ESA Section 4(a)(3)(B)(i)
(Military Lands)
Section 4(a)(3)(B)(i) of the ESA
prohibits designating as critical habitat
any lands or other geographical areas
owned or controlled by the DOD, or
designated for its use, that are subject to
an Integrated Natural Resources
Management Plan (INRMP) prepared
under section 101 of the Sikes Act (16
U.S.C. 670a), if the Secretary [of
Commerce] determines in writing that
such a plan provides a benefit to the
species for which critical habitat is
proposed for designation. Our
regulations at 50 CFR 424.12(h) provide
that, in determining whether an
applicable benefit is provided, we will
consider:
(1) The extent of the area and features
present;
(2) The type and frequency of use of
the area by the species;
(3) The relevant elements of the
INRMP in terms of management
objectives, activities covered, and best
management practices, and the certainty
that the relevant elements will be
implemented; and
(4) The degree to which the relevant
elements of the INRMP will protect the
habitat from the types of effects that
would be addressed through a
destruction-or-adverse-modification
analysis.
There are no geographical areas
owned or controlled by the DOD or
designated for its use that are subject to
an INRMP that coincide with any of the
areas under consideration for Rice’s
whale critical habitat.
Analysis of Impacts Under ESA Section
4(b)(2)
Section 4(b)(2) of the ESA requires
that we consider the economic impact,
the impact on national security, and any
other relevant impact, of designating
any particular area as critical habitat.
Additionally, the Secretary has the
discretion to exclude any area from
critical habitat if the Secretary
determines the benefits of exclusion
(that is, avoiding some or all of the
impacts that would result from
designation) outweigh the benefits of
designation. The Secretary may not
exclude an area from designation if the
Secretary determines, based upon the
best scientific and commercial data
available, exclusion will result in the
extinction of the species. Because the
authority to exclude is discretionary,
exclusion is not required for any
particular area.
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The ESA provides the Secretary broad
discretion in how to consider impacts.
(See H.R. Rep. No. 95–1625, at 17,
reprinted in 1978 U.S.C.C.A.N. 9453,
9467 (1978)). Regulations at 50 CFR
424.19(b) specify that the Secretary will
consider the probable impacts of the
designation at a scale that the Secretary
determines to be appropriate, and that
such impacts may be qualitatively or
quantitatively described. The Secretary
is also required to compare impacts
with and without the designation (50
CFR 424.19(b)). In other words, we are
required to assess the incremental
impacts attributable to the critical
habitat designation relative to a baseline
that reflects existing regulatory impacts
in the absence of the critical habitat.
The consideration and weight given to
any particular impact is determined by
the Secretary. Courts have noted the
ESA does not contain requirements for
any particular methods or approaches.
See, e.g., Bldg. Indus. Ass’n of the Bay
Area et al. v. U.S. Dept. of Commerce et
al., 792 F.3d 1027 (9th Cir. 2015)
(upholding district court’s ruling that
the ESA does not require the agency to
follow a specific methodology when
designating critical habitat under
section 4(b)(2)). NMFS and the U.S. Fish
and Wildlife Service have adopted a
joint policy setting out non-binding
guidance explaining generally how we
exercise our discretion under 4(b)(2).
See Policy Regarding Implementation of
Section 4(b)(2) of the Endangered
Species Act (‘‘4(b)(2) Policy,’’ 81 FR
7226, February 11, 2016). For this
proposed rule, we followed the same
basic approach to describing and
evaluating impacts as we have for
several recent critical habitat
rulemakings, as informed by our 4(b)(2)
Policy.
The following discussion of impacts
is summarized from our Endangered
Species Act Critical Habitat Report,
which identifies the economic, national
security, and other relevant impacts that
we project would result from including
the specified area in the proposed
critical habitat designation. We
considered these impacts when
deciding whether to exercise our
discretion to propose excluding
particular areas from the designation.
Both positive and negative impacts were
identified and considered (these terms
are used interchangeably with benefits
and costs, respectively). Impacts were
evaluated in quantitative terms where
feasible, but qualitative appraisals were
used where more appropriate to
particular impacts. The primary impacts
of a critical habitat designation result
from the ESA section 7(a)(2)
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requirement that Federal agencies
ensure their actions are not likely to
result in the destruction or adverse
modification of critical habitat, and that
they consult with NMFS in fulfilling
this requirement. Determining these
impacts is complicated by the fact that
section 7(a)(2) also requires that Federal
agencies ensure their actions are not
likely to jeopardize the species’
continued existence. The incremental
impact of critical habitat designation is
the extent to which Federal agencies
modify their proposed actions to ensure
they are not likely to destroy or
adversely modify the critical habitat
beyond any modifications the agencies
would make because of listing and the
requirement to avoid jeopardy to the
Rice’s whale. When the same
modification would be required due to
impacts to both the species and critical
habitat, there would be no additional or
incremental impact attributable to the
critical habitat designation beyond the
administrative impact associated with
conducting the critical habitat analysis.
Relevant existing regulatory
protections are referred to as the
‘‘baseline’’ for this analysis and are
discussed in the Endangered Species
Act Critical Habitat Report. In this case,
notable baseline protections include the
ESA listing of the species (84 FR 15446,
April 15, 2019); other species listings
and critical habitat designations, such as
critical habitat for the Northwest
Atlantic Ocean loggerhead sea turtle
distinct population segment (79 FR
39855, August 11, 2014); and
protections afforded the whales under
the Marine Mammal Protection Act.
The Endangered Species Act Critical
Habitat Report describes the projected
future Federal activities that would
trigger ESA section 7 consultation
requirements if they are implemented in
the future because the activities may
affect the essential feature. These
activities and the ESA consultation
consequently may result in economic
costs or negative impacts. The report
also identifies the potential national
security and other relevant impacts that
may arise due to the proposed critical
habitat designation, such as positive
impacts that may arise from
conservation of the species and its
habitat, state and local protections that
may be triggered as a result of
designation, and educating the public
about the importance of an area for
species conservation.
Economic Impacts
Economic impacts of critical habitat
designations primarily occur through
implementation of section 7 of the ESA
in consultations with Federal agencies
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to ensure their proposed actions are not
likely to destroy or adversely modify
critical habitat. The economic impacts
of consultation may include both
administrative and project modification
costs; economic impacts that may be
associated with the conservation
benefits resulting from designation are
described later.
To identify the types and geographic
distribution of activities that may trigger
section 7 consultation on Rice’s whale
critical habitat, we first reviewed the
section 7 consultation histories from
2010 through 2021 for both the NMFS
Southeast Region and its Office of
Protected Resources for:
• Activities consulted on in the areas
being proposed as critical habitat for the
Rice’s whale; and
• Activities that take place outside of
the areas proposed critical habitat but
whose effects extend into the critical
habitat and are therefore subject to
consultation.
We also considered section 7
consultations conducted in 2022 to the
extent those consultations support
modifying our projections of future
consultations based on the 2010–2021
consultation history alone.
In addition, we convened discussions
with NMFS personnel to identify future
activities that may affect Rice’s whale
critical habitat that may not have been
captured by relying on the section 7
consultation history. We reviewed the
U.S. Army Corps of Engineers (USACE)
permit application database for the
South Atlantic Division and
Southwestern Division to identify all
USACE permit applications for projects
located within the proposed critical
habitat area. Review of USACE permit
application data is useful because the
database encompasses USACEpermitted activities that may not have
been consulted on in the past if they
were outside of previously designated
critical habitats or areas containing
species protected under the ESA. We
compared the USACE permit
application data to the NMFS section 7
consultation history and confirmed the
latter’s completeness, thereby validating
use of the NMFS section 7 consultation
database to project future informal
consultations on USACE-permitted
projects. We also will review more
recent consultation information prior to
the publication of any final rule. We
determined that all categories of the
activities identified have potential
routes of effects to both the endangered
Rice’s whale and the proposed Rice’s
whale critical habitat, or to other species
or designated critical habitat. We did
not identify and we do not anticipate
Federal actions that have the potential
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to affect only the Rice’s whale critical
habitat.
We identified the following eleven
categories of activities implemented by
seven different Federal entities as
having the potential to affect the
essential feature of the Rice’s whale
critical habitat:
• Oil and gas exploration and
development
• Commercial fishery management
• Military activities
• Water quality management
• Scientific research and monitoring
• Space vehicle launch and reentry
• In-water construction
• Aquaculture
• Vessel traffic
• Renewable energy development
• Activities that lead to or address
greenhouse gas emissions or global
climate change
Future consultations were projected
based on the frequency and distribution
of section 7 consultations conducted
from 2010 through 2021 as well as some
consultations conducted in 2022 that
revealed a need to modify our
projections of future consultations that
was not captured in the 2010–2021
consultation history alone, review of
USACE permit applications between
2010 and 2021, and discussions with
NMFS personnel familiar with the scope
of future activities that may affect the
potential critical habitat. With certain
exceptions, we consider it reasonable to
assume that the breakdown of past
consultations by type (into informal,
formal, and programmatic
consultations) and activity category
(e.g., scientific research and monitoring,
water quality management, etc.)
between the years 2010 and 2021 will
generally reflect the breakdown of
future consultations. Accordingly, we
assume for most potentially impacted
activity categories that the number and
type of activities occurring within or
affecting Rice’s whale critical habitat
would not change in the future. Activity
categories to which we do not apply this
assumption include space vehicle
launches and reentry, wind energy
development, oil and gas exploration
and development, and military
activities. For oil and gas and military
activities, we anticipate that current
programmatic and formal consultations
on activities that could affect the
proposed critical habitat would require
two reinitiations each over the next 10
years and that each of these
consultations would consider effects to
Rice’s whale critical habitat. As of
January 2022, NMFS consults with the
Federal Aviation Administration, U.S.
Space Force, and National Aeronautics
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and Space Administration on space
vehicle launches and reentries on a
programmatic basis. Despite an
expected increase in the frequency of
space vehicle launches and reentries
that could affect the proposed critical
habitat, we project only one section 7
consultation over the next 10 years
because these types of operations will
be covered by a single programmatic
consultation, and because we consider it
unlikely that designation of critical
habitat for the Rice’s whale would
change the outcome of the
programmatic consultation. While there
is considerable uncertainty regarding
the scope of future renewable (i.e.,
wind) energy development activities
that would require Section 7
consultation on effects to Rice’s whale
critical habitat, our projections reflect
the assumed reinitiation of the current
programmatic consultation on site
characterization and assessment
activities. Our projections also assume
formal consultation on the construction
and operation of two wind energy
projects over the next 10 years. While it
is unlikely that such projects would be
located seaward of the 100-meter
isobath, it is possible that activities
related to the construction and/or
operation of the projects would affect
the proposed critical habitat.
As discussed in more detail in our
Endangered Species Act Critical Habitat
Report, all categories of activities
identified as having the potential to
affect the proposed essential feature also
have the potential to affect the
endangered Rice’s whales or other listed
species or critical habitat. To estimate
the economic impacts of critical habitat
designation, our analysis compares the
state of the world with and without the
designation of critical habitat. The
‘‘without critical habitat’’ scenario
represents the baseline for the analysis,
considering protections already afforded
the proposed critical habitat as a result
of listing the Rice’s whale as endangered
and as a result of other Federal, state,
and local regulations or protections,
including other species listings and
critical habitat designations. The ‘‘with
critical habitat’’ scenario describes the
state of the world with the critical
habitat designation. The incremental
impacts that will be associated
specifically with the critical habitat
designation, if finalized as proposed, are
the difference between the two
scenarios. As it stands, baseline
protections exist in large areas proposed
for designation as critical habitat for
Rice’s whale. In particular, areas
proposed for Rice’s whale critical
habitat designation overlap to varying
degrees with the presence of the
threatened or endangered sei whale,
sperm whale, North Atlantic green sea
turtle distinct population segment,
Northwest Atlantic Ocean loggerhead
sea turtle distinct population segment,
hawksbill sea turtle, Kemp’s ridley sea
turtle, and leatherback sea turtle; and
critical habitat designated for the
Northwest Atlantic Ocean loggerhead
sea turtle distinct population segment.
These areas already receive significant
protections related to these listings and
critical habitat designation. These
protections may also protect the
essential feature of the proposed Rice’s
whale critical habitat. Importantly, we
do not expect designation of critical
habitat for the Rice’s whale to result in
project modification for any of the
activities that may affect the critical
habitat because actions that are likely to
adversely affect designated critical
habitat may proceed so long as such
actions do not result in the destruction
or adverse modification of critical
habitat. Unlike actions that are likely to
adversely affect listed species, NMFS
cannot specify reasonable and prudent
measures that are necessary or
appropriate to minimize impacts to
critical habitat. In circumstances where
NMFS determines an action is likely to
result in destruction or adverse
modification of critical habitat, NMFS
must propose reasonable and prudent
alternatives that avoid the destruction
and adverse modification of the critical
habitat.
Administrative Section 7 Costs
The effort required to address adverse
effects to the proposed critical habitat is
assumed to be the same, on average,
across categories of activities. Informal
consultations are expected to require
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comparatively low levels of
administrative effort, while formal and
programmatic consultations are
expected to require comparatively
higher levels of administrative effort.
For all formal and informal
consultations, we anticipate that
incremental administrative costs will be
incurred by NMFS, the consulting
Federal action agencies, and potentially,
third parties. For programmatic
consultations, we anticipate that costs
will be incurred by NMFS and the
consulting Federal action agencies.
Incremental administrative costs per
consultation that would occur absent
designation of critical habitat for the
Rice’s whale and that would consider
effects to Rice’s whale critical habitat,
are expected on average to be $12,000
for programmatic, $6,300 for formal
consultations, and $3,000 for informal
consultations (in 2022 dollars). These
costs are assumed to double, on a per
consultation basis, for consultations that
are reinitiated to consider effects to
Rice’s whale critical habitat (NMFS,
2022).
We estimate the incremental
administrative costs of section 7
consultation by applying these per
consultation costs to the forecasted
number of consultations. We anticipate
that there will be approximately 8
programmatic consultations, 12 formal
consultations, and 29 informal
consultations that will require
incremental administrative effort.
Incremental costs are expected to total
approximately $240,000 over the next
10 years (discounted at 7 percent), at an
annualized cost of $37,000 (in 2022
dollars). We conservatively assume that
there will be approximately 10 reinitiations of existing consultations to
specifically address effects to Rice’s
whale critical habitat. We anticipate that
the reinitiated consultations will be for
Federal actions related to oil and gas
activities, fishery management, military
activities, water quality management,
renewable energy development, and
space vehicle launch and reentry
operations. Table 1 shows the projected
incremental costs of designation of
critical habitat for the Rice’s whale, by
activity category.
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TABLE 1—PROJECTED INCREMENTAL COSTS OF RICE’S WHALE CRITICAL HABITAT DESIGNATION BY ACTIVITY TYPE, 2023–
2032
[2022 Dollars]
Total cost
(7 percent discount rate)
Activity
Oil and Gas Activities ..............................................................................................
Renewable Energy ..................................................................................................
Fishery Management ...............................................................................................
Military ......................................................................................................................
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$53,000
24,000
52,000
36,000
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Annualized cost
$8,100
3,700
7,900
5,500
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TABLE 1—PROJECTED INCREMENTAL COSTS OF RICE’S WHALE CRITICAL HABITAT DESIGNATION BY ACTIVITY TYPE, 2023–
2032—Continued
[2022 Dollars]
Total cost
(7 percent discount rate)
Activity
Annualized cost
Water Quality ...........................................................................................................
Scientific Research and Monitoring .........................................................................
Space Vehicle Launch and Reentry ........................................................................
Construction .............................................................................................................
41,000
18,000
16,000
1,700
6,200
2,800
2,400
250
Total ..................................................................................................................
240,000
37,000
Note: The estimates may not sum to the totals reported due to rounding.
In summary, significant baseline
protections exist in areas proposed for
Rice’s whale critical habitat.
Incremental impacts of the proposed
designation are projected to reflect the
incremental administrative effort
required for section 7 consultations to
consider effects to the critical habitat.
Taking into consideration several
assumptions and uncertainties, total
projected incremental costs are
approximately $240,000 over the next
10 years (discounted at 7 percent), or
$37,000 in annualized costs (in 2022
dollars). Notwithstanding the
uncertainty underlying the projection of
incremental costs, the results provide an
indication of the potential activities that
may be affected and a reasonable
projection of future costs.
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National Security Impacts
Impacts to national security could
occur if a designation triggers future
ESA section 7 consultations because a
proposed military activity ‘‘may affect’’
the feature essential to the listed
species’ conservation. Interference with
mission-essential training or testing or
unit readiness could result from the
additional commitment of resources by
the DOD or United States Coast Guard
(USCG) to modify the action to prevent
adverse modification of critical habitat
or implement Reasonable and Prudent
Alternatives. Whether national security
impacts result from the designation also
depends on whether future
consultations and associated project
modifications and/or implementation of
reasonable and prudent alternatives,
reasonable and prudent measures and
terms and conditions would be required
due to potential effects to Rice’s whale
or other ESA-listed species or
designated critical habitat, regardless of
the Rice’s whale critical habitat
designation, and whether the Rice’s
whale designation would add costs
beyond those related to the consultation
on effects to Rice’s whale or other
species or critical habitat.
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As described previously, we
identified DOD military operations as a
category of activity that has the
potential to affect the essential feature of
the proposed Rice’s whale critical
habitat. However, for the actions that
may affect Rice’s whale critical habitat,
designating critical habitat for Rice’s
whale is not expected to result in
incremental impacts beyond
administrative costs because the
consultations would otherwise be
required to address effects to either the
Rice’s whale or other listed species.
National security impacts could result
from the designation of critical habitat
for the Rice’s whale if it is determined
through section 7 consultation that
modifications to DOD activities are
required to mitigate adverse effects to
the critical habitat alone. We anticipate
two reinitiations each over the next 10
years of existing consultations that
would address effects to Rice’s whale
critical habitat. These include a
programmatic consultation on U.S.
Navy Atlantic Fleet Testing and
Training operations and a formal
consultation on U.S Air Force training
and testing operations based out of Eglin
Air Force Base. While these reinitiated
consultations represent an incremental
administrative impact of the proposed
rule, which is considered in the
economic analysis, the reinitiated
consultations would not impact national
security. We did not identify any other
areas managed by DOD branches that
are of potential concern.
Other Relevant Impacts
We identified three broad categories
of other relevant impacts related to this
proposed critical habitat designation:
Conservation benefits, both to the
species and to the ecosystem; impacts
on governmental or private entities that
are implementing existing management
plans that provide benefits to the listed
species; and educational and awareness
benefits. Our economic analysis
provided in the Endangered Species Act
Critical Habitat Report discusses
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conservation benefits of designating the
proposed area and the benefits to
society of conserving the species.
Conservation Benefits
The primary benefit of critical habitat
designation is the contribution to
conservation and recovery of the Rice’s
whale. That is, in protecting the feature
essential to the conservation of the
species, critical habitat directly
contributes to the conservation and
recovery of the species. This analysis
contemplates two broad categories of
conservation benefits of critical habitat
designation: (1) Increased probability of
conservation and recovery of the
species, and (2) Ecosystem service
benefits.
The most direct benefits of the critical
habitat designations stem from the
enhanced probability of conservation
and recovery of the species. From an
economic perspective, the appropriate
measure of the value of this benefit is
people’s ‘‘willingness-to-pay’’ for the
incremental change. While the existing
economics literature is insufficient to
provide a quantitative estimate of the
extent to which people value
incremental changes in recovery
potential, the literature does provide
evidence that people have a positive
preference for listed species
conservation, even beyond any direct
(e.g., recreation, such as viewing the
species while whale watching) or
indirect use for the species (e.g., fishing
that is supported by the presence of
healthy ecosystems).
In addition, designating critical
habitat can benefit the ecosystem.
Overall, the GOMx continental shelf and
slope associated waters, including those
comprising Rice’s whale proposed
critical habitat, provide important
ecosystem services of value to
individuals, communities, and
economies. These include recreational
opportunities (and associated tourism
spending in the regional economy),
habitat for recreationally and
commercially valuable fish species, and
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climate stabilization via carbon
sequestration. Critical habitat most
directly influences the recovery
potential of the species and protects
ecosystem services through its
implementation under section 7 of the
ESA. Our analysis finds that the
proposed rule is not anticipated to
result in incremental project
modifications. However, the protections
afforded to the GOMx continental shelf
and slope associated waters proposed as
Rice’s whale critical habitat could
increase awareness of the importance of
these habitat areas, which in turn could
lead to additional conservation efforts.
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Impacts to Governmental and Private
Entities With Existing Management
Plans Benefitting the Listed Species
Among other relevant impacts of
critical habitat designations that we
consider under section 4(b)(2) of the
ESA are impacts on the efforts of private
and public entities involved in
management or conservation efforts
benefiting listed species. In cases where
there is a Federal nexus (e.g., a Federal
grant or permit), critical habitat
designation could necessitate
consultation with NMFS to
incrementally address the effects of the
management or conservation activities
on critical habitat. In such cases, these
entities may have to allocate resources
to fulfill their section 7 consultation
obligations as third parties to the
consultation—including the
administrative effort of consultation
and, potentially, modification of
projects or conservation measures to
avoid adverse modification to the
critical habitat—that, absent critical
habitat designation, would be applied to
management or conservation efforts
benefiting listed species. As we
anticipate the proposed designation
would result in no project modifications
beyond those that would already occur
absent designation, the potential for
reallocation of these private and public
entities’ resources would be limited to
the incremental administrative costs of
section 7 consultations that would occur
absent Rice’s whale critical habitat.
Therefore, we do not expect that
designating critical habitat for the Rice’s
whale would diminish private and
public entities’ ability to provide for the
conservation of the Rice’s whale.
Education and Awareness Benefits
The critical habitat designation could
potentially have benefits associated
with education and awareness. The
potential for such benefits stems from
three sources: (1) Entities that engage in
section 7 consultation, including
Federal action agencies and, in some
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cases, third party applicants; (2)
members of the general public
interested in conservation; and (3) state
and local governments that take action
to complement the critical habitat
designation. Certain entities, such as
applicants for particular permits, may
alter their activities to benefit the
essential feature of the critical habitat
because they were made aware of the
critical habitat designation through the
section 7 consultation process.
Similarly, Federal action agencies that
undertake activities that affect the
critical habitat may alter their activities
to benefit the critical habitat. Members
of the public interested in conservation
also may adjust their behavior to benefit
critical habitat because they learned of
the critical habitat designation through
outreach materials or the regulatory
process. In our experience, designation
raises the public’s awareness that there
are special considerations to be taken
within areas identified as critical
habitat. Similarly, state and local
governments may be prompted to enact
laws or rules to complement the critical
habitat designations and benefit the
listed species. Those laws would likely
result in additional impacts of the
designations.
However, quantifying the beneficial
effects of the awareness gained through,
or the impacts from state and local
regulations resulting from, the proposed
critical habitat designation is not
possible.
Exclusions Under Section 4(b)(2)
We are not exercising our discretion
to exclude any particular areas from
designation based on economic,
national security, and other relevant
impacts. In summary, there are
significant baseline protections that
exist in the areas proposed for the Rice’s
whale critical habitat, and as a result,
the incremental impacts of the proposed
designation are low and reflect the
incremental administrative effort
required for section 7 consultations to
consider effects specific to critical
habitat. Taking into consideration
several assumptions and uncertainties,
the total projected incremental costs are
approximately $240,000 over the next
10 years ($37,000 annualized), applying
a discount rate of 7 percent. As the
proposed critical habitat comprises a
single unit, the analysis does not
identify any particular area within the
proposed critical habitat unit where
these costs would be highly
concentrated. Moreover, we anticipate
that no particular industry would be
disproportionately impacted. Similarly,
we are not proposing to exclude any
areas on the basis of national security
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47467
impacts because no national security
concerns exist related to the proposed
critical habitat designation. We are also
not proposing to exclude any particular
area based on other relevant impacts.
Other relevant impacts include
conservation benefits of the designation,
both to the species and to the
ecosystem. We expect that designation
of critical habitat will support
conservation and recovery of the
species. Future section 7 consultations
on some of the activities that may affect
Rice’s whale will also consider effects to
the critical habitat. While we do not
expect these consultations to result in
additional conservation measures, the
additional consideration of effects
specific to the critical habitat will
increase overall awareness of the
importance of Rice’s whale and its
habitat. For these reasons, we are not
proposing to exclude any areas as a
result of these other relevant impacts.
Proposed Critical Habitat Designation
Our critical habitat regulations state
that we will show critical habitat on a
map with more detailed information
discussed in the preamble of the critical
habitat rulemaking and made available
from NMFS (50 CFR 424.12(c)). When
several habitats, each satisfying the
requirements for designation as critical
habitat, are located in proximity to one
another, an inclusive area may be
designated as critical habitat (50 CFR
424.12(d)). The habitat containing the
essential feature and that may require
special management considerations or
protection is continental shelf and slope
associated waters in the Gulf of Mexico.
The boundaries of the specific area were
determined by the presence of the
essential feature and Rice’s whales, as
described earlier within this document.
Because the quality of the available GIS
data varies based on collection method,
resolution, and processing, the proposed
critical habitat boundaries are defined
by the maps in combination with the
textual information included in the
proposed regulation. This textual
information clarifies and refines the
location and boundaries of each specific
area.
Occupied Critical Habitat Unit
Description
The specific area of occupied critical
habitat for the Rice’s whale consists of
waters from the 100 meter isobath to the
400 meter isobath in the Gulf of Mexico
starting at the U.S. Exclusive Economic
Zone boundary off of Texas east to the
boundary between the South Atlantic
Fishery Management Council and the
Gulf of Mexico Fishery Management
Council (50 CFR 600.105(c)) off of
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Florida. The area of the Gulf of Mexico
unit is 73,220.65 square kilometers or
28,270.65 square miles. The map and
regulatory text in this document provide
more detail regarding the location and
boundaries of this area.
Effects of Critical Habitat Designation
Section 7(a)(2) of the ESA requires
Federal agencies, including NMFS, to
insure that any action authorized,
funded, or carried out by the agency is
not likely to jeopardize the continued
existence of any threatened or
endangered species or destroy or
adversely modify designated critical
habitat. Federal agencies are also
required to confer with NMFS regarding
any actions likely to jeopardize the
continued existence of any species
proposed for listing under the ESA, or
likely to destroy or adversely modify
proposed critical habitat, pursuant to
section 7(a)(4).
A conference involves informal
discussions in which NMFS may
recommend conservation measures to
minimize or avoid adverse effects (50
CFR 402.02). The discussions and
conservation recommendations are
documented in a conference report
provided to the Federal agency (50 CFR
402.10(e)). If requested by the Federal
agency and deemed appropriate by
NMFS, the conference may be
conducted following the procedures for
formal consultation in 50 CFR 402.14,
and NMFS may issue an opinion at the
conclusion of the conference. This
opinion may be adopted as the
biological opinion when the species is
listed or critical habitat designated if no
significant new information or changes
to the action alter the content of the
opinion (50 CFR 402.10(d)).
When a species is listed or critical
habitat is designated, Federal agencies
must consult with NMFS on any agency
actions that may affect a listed species
or its critical habitat. During the
consultation, we evaluate the agency
action to determine whether the action
may adversely affect listed species or
critical habitat and issue our findings in
a letter of concurrence or in a biological
opinion. If we conclude in the biological
opinion that the action would likely
result in the destruction or adverse
modification of critical habitat, we
would also identify any reasonable and
prudent alternatives to the action.
Reasonable and prudent alternatives are
defined in 50 CFR 402.02 as alternative
actions identified during formal
consultation that can be implemented in
a manner consistent with the intended
purpose of the action, that can be
implemented consistent with the scope
of the Federal agency’s legal authority
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and jurisdiction, that are economically
and technologically feasible, and that
we believe would avoid the likelihood
of destruction or adverse modification
of critical habitat.
Regulations at 50 CFR 402.16 require
Federal agencies that have retained
discretionary involvement or control
over an action, or where such
discretionary involvement or control is
authorized by law, to reinitiate
consultation on previously reviewed
actions in instances where: (1) Critical
habitat is subsequently designated that
may be affected by the identified action;
or (2) New information or changes to the
action may result in effects to critical
habitat in a manner or to an extent not
previously considered. Consequently,
some Federal agencies may request
reinitiation of consultation or
conference with NMFS on actions that
may affect designated critical habitat or
adversely modify or destroy proposed
critical habitat.
Activities subject to the ESA section
7 consultation process are those
activities authorized, funded, or carried
out by Federal action agencies, whether
on Federal, state, or private lands or
waters. ESA section 7 consultation
would not be required for Federal
actions that do not affect listed species
or critical habitat and for actions that
are not federally funded, authorized, or
carried out.
Activities That May Be Affected
Section 4(b)(8) of the ESA requires
that we describe briefly and evaluate in
any proposed or final regulation to
designate critical habitat those
activities, whether public or private,
that may adversely modify such habitat
or that may be affected by such
designation. As described in our
Endangered Species Act Critical Habitat
Report, a wide variety of Federal
activities may require ESA section 7
consultation because they may affect the
essential feature of Rice’s whale critical
habitat. Specific future activities will
need to be evaluated with respect to
their potential to destroy or adversely
modify critical habitat, in addition to
their potential to affect and jeopardize
the continued existence of listed
species. For example, activities may
adversely modify the continental shelf
and slope associated waters by
destroying or altering the habitat. These
activities, whether public or private,
would require ESA section 7
consultation when they are authorized,
funded, or carried out by a Federal
agency. A private entity may also be
affected by proposed critical habitat
designations if it is a proponent of a
project that requires a Federal permit or
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receives Federal funding. Categories of
activities that may be affected through
section 7 consultation by designating
Rice’s whale critical habitat include oil
and exploration and development,
renewable energy development, fishery
management, military activities, water
quality management, scientific research
and monitoring, space vehicle launches
and reentry, and in-water construction.
Questions regarding whether specific
activities may constitute destruction or
adverse modification of critical habitat
should be directed to us (see ADDRESSES
and FOR FURTHER INFORMATION CONTACT).
Identifying the extent or severity of an
impact on the essential feature at which
the conservation value of habitat for the
listed species may be affected is
inherently complex. Consequently, the
actual responses of the critical habitat to
effects to the essential feature resulting
from future Federal actions will be caseand site-specific, and predicting such
responses will require case- and sitespecific data and analyses.
Public Comments Solicited
We request that interested persons
submit comments, information, and data
concerning this proposed rule during
the comment period (see DATES). We are
soliciting comments from the public,
other concerned governments and
agencies, the scientific community,
industry, or any other interested party
concerning the areas proposed for
designation and appropriateness and
description of the essential feature.
Specifically, we seek public comments
concerning the attributes of the
proposed essential feature. We also
solicit comments regarding specific,
probable benefits and impacts stemming
from this designation, including any
estimates of incremental impacts. We
also request comment on any projects or
activities that may be affected or
delayed by this designation, and the
assumption that consultations will not
result in project modifications. We also
seek comments on the identified
geographic area occupied by the species
and the potential benefits to the species
from this designation or alternative
designations. We seek information that
would assist in further characterizing
environmental parameters important to
Rice’s whales. We seek information
about any additional sightings or areas
that may support Rice’s whales not
addressed in this proposed rule or
supporting information. We seek any
additional information about strandings
or other historical records of Bryde’slike whales in the Gulf of Mexico or
Atlantic Ocean.
You may submit your comments and
materials concerning this proposal by
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any one of several methods (see
ADDRESSES). We will consider all
comments pertaining to these
designations received during the
comment period in preparing the final
rule. Accordingly, the final designation
may differ from this proposal.
Information Quality Act and Peer
Review
The data and analyses supporting this
proposed action have undergone a predissemination review and have been
determined to be in compliance with
applicable information quality
guidelines implementing the
Information Quality Act (Section 515 of
Pub. L. 106–554). On December 16,
2004, OMB issued its Final Information
Quality Bulletin for Peer Review
(Bulletin). The Bulletin was published
in the Federal Register on January 14,
2005 (70 FR 2664), and all of the
requirements were effective by June 16,
2005. The primary purpose of the
Bulletin is to improve the quality and
credibility of scientific information
disseminated by the Federal government
by requiring peer review of ‘‘influential
scientific information’’ and ‘‘highly
influential scientific assessments’’ prior
to public dissemination. ‘‘Influential
scientific information’’ is defined as
information that the agency reasonably
can determine will have or does have a
clear and substantial impact on
important public policies or private
sector decisions. The Bulletin provides
agencies broad discretion in
determining the appropriate process and
level of peer review of influential
scientific information. Stricter standards
were established for the peer review of
highly influential scientific assessments,
defined as information whose
dissemination could have a potential
impact of more than $500 million in any
one year on either the public or private
sector or for which the dissemination is
novel, controversial, or precedentsetting, or has significant interagency
interest.
The information in the Endangered
Species Act Critical Habitat Report
supporting this proposed critical habitat
rule is considered influential scientific
information and was thus subjected to
peer review. To satisfy our requirements
under the OMB Bulletin, we obtained
independent peer review of the
biological information in the
Endangered Species Act Critical Habitat
Report and incorporated the peer review
comments into the report prior to
dissemination of this proposed
rulemaking. Comments received from
peer reviewers are available on our
website at https://www.noaa.gov/
information-technology/endangered-
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Classification
Takings (Executive Order 12630)
Under E.O. 12630, Federal agencies
must consider the effects of their actions
on constitutionally protected private
property rights and avoid unnecessary
takings of private property. A taking of
property includes actions that result in
physical invasion or occupancy of
private property, and regulations
imposed on private property that
substantially affect its value or use. In
accordance with E.O. 12630, this
proposed rule would not have
significant takings implications. A
takings implication assessment is not
required. These designations would
affect only Federal agency actions (i.e.,
those actions authorized, funded, or
carried out by Federal agencies).
Therefore, the critical habitat
designation does not affect landowner
actions that do not require Federal
funding or permits.
Regulatory Planning and Review
(Executive Order 12866)
This proposed rule has been
determined to be significant for
purposes of E.O. 12866 review. A report
evaluating the economic impacts of the
proposed rule has been prepared and is
included in the Endangered Species Act
Critical Habitat Report, incorporating
the principles of E.O. 12866. Based on
the economic impacts evaluation in the
Endangered Species Act Critical Habitat
Report, total incremental costs resulting
from the critical habitat are
approximately $240,000 over the next
10 years ($37,000 annualized), applying
a discount rate of 7 percent.
Federalism (Executive Order 13132)
Executive Order 13132 requires
agencies to ensure state and local
officials have the opportunity for
meaningful and timely input when
developing regulatory policies that have
federalism implications. Policies that
have federalism implications are those
with substantial, direct effect on the
states, on the relationship between the
Federal government and the states, or on
the distribution of power and
responsibilities among the various
levels of government. If the effects of the
rule on local governments are
sufficiently substantial, the agency must
prepare a Federal assessment. Pursuant
to the Executive Order on Federalism,
E.O. 13132, we determined that this
proposed rule does not have significant
federalism effects and that a federalism
assessment is not required. However, in
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47469
keeping with Department of Commerce
policies and consistent with ESA
regulations at 50 CFR 424.16(c)(1)(ii),
we will request information for this
proposed rule from state and territorial
resource agencies in Florida, Alabama,
Mississippi, Louisiana, and Texas. The
proposed designation may have some
benefit to state and local resource
agencies in that the proposed rule
clearly defines the essential feature and
the areas in which that feature is found.
Clear definitions and information about
the critical habitat may help local
governments plan for activities that may
require ESA section 7 consultation.
Energy Supply, Distribution, and Use
(Executive Order 13211)
Executive Order 13211 requires
agencies to prepare Statements of
Energy Effects when undertaking an
action expected to lead to the
promulgation of a final rule or
regulation that is a significant regulatory
action under E.O. 12866 and is likely to
have a significant adverse effect on the
supply, distribution, or use of energy.
This rule, if finalized, will not have a
significant adverse effect on the supply,
distribution, or use of energy. Therefore,
we have not prepared a Statement of
Energy Effects.
Regulatory Flexibility Act (5 U.S.C. 601
et seq.)/Initial Regulatory Flexibility
Analysis (IRFA)
We prepared an initial regulatory
flexibility analysis (IRFA) in accordance
with section 603 of the Regulatory
Flexibility Act (RFA) (5 U.S.C. 601, et
seq.). The IRFA analyzes the impacts to
small entities that may be affected by
the proposed designations and is
included as Appendix B of the
Endangered Species Act Critical Habitat
Report and is available upon request
(see ADDRESSES section). We welcome
public comment on this IRFA, which is
summarized below, as required by
section 603 of the RFA.
The IRFA uses the best available
information to identify the potential
impacts to small entities of designating
critical habitat. However, a number of
uncertainties complicate quantification
of these impacts. These include (1) the
fact that the manner in which potential
impacts of critical habitat designations
will be allocated between large and
small entities is generally uncertain; and
(2) as discussed in the main body of the
economic report, there is uncertainty
regarding the potential effects of critical
habitat designation, and some categories
of potential impacts that cannot be
quantified must be described
qualitatively.
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The IRFA anticipates that the
proposed critical habitat will result in
negligible impacts to small entities. Inwater construction is likely the only
activity category for which a portion of
incremental costs of the proposed rule
would be borne by small entities, and
the scope of in-water construction
projects potentially undertaken by small
entities is limited due to the 100 meter
depth of the proposed critical habitat’s
shoreward boundary. Incremental costs
of the proposed rule to activities other
than in-water construction would likely
be borne entirely by Federal agencies,
which, by definition, are not small
entities.
As documented in the Endangered
Species Act Critical Habitat Report,
incremental impacts of the proposed
rule are expected to be limited to the
administrative costs of addressing Rice’s
whale critical habitat in future section 7
consultations, as any project
modifications to activities that may
affect the proposed critical habitat are
expected to be required absent
designation. The forecast of section 7
consultations that would consider
effects specific to Rice’s whale critical
habitat over the next 10 years includes
consultation on approximately one inwater construction project over the 10
years. Based on assumed administrative
costs of consultation to third parties,
this would result in an average
annualized cost of $250 to the third
party involved in the project. This
average annualized cost represents the
maximum potential impact of the
proposed rule to small entities, as
determined by the IRFA. This is
reasonable given (1) as noted above, the
nearshore boundary of the proposed
critical habitat is the 100-meter isobath
and well offshore of coastal areas where
most in-water construction activity that
involves small entities occurs and (2)
the section 7 consultation history for
2010 through 2021 includes only one
U.S. Army Corps of Engineers-permitted
in-water construction project within the
proposed critical habitat area. Based on
this analysis, the IRFA concludes that
the proposed designation of critical
habitat for the Rice’s whale would result
in negligible impacts to small entities.
The proposed rule will not duplicate
or conflict with any other laws or
regulations. However, other aspects of
the ESA may overlap with the proposed
critical habitat designation. For
instance, listing of the Rice’s whale
under the ESA requires Federal agencies
to consult with NMFS to ensure against
jeopardy to the species. Overlap of the
presence of other ESA-listed species,
including ESA-listed whales and sea
turtles, and critical habitat designated
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for the Northwest Atlantic Ocean
Distinct Population Segment of the
loggerhead sea turtle with the areas
proposed for critical habitat designation
protects the essential feature of the
proposed critical habitat to the extent
that projects or activities that may
adversely affect the proposed critical
habitat also pose a threat to the listed
species or to loggerhead sea turtle
critical habitat.
The RFA requires consideration of
significant alternatives that would
minimize impacts to small entities. We
considered three alternatives when
developing the proposed critical habitat
rule: (1) a no action alternative that
would not designate critical habitat
(status quo), (2) our proposed critical
habitat designation (the preferred
alternative), and (3) a critical habitat
designation with different geographic
boundaries.
Under the no action alternative (status
quo), we considered not designating
critical habitat for the Rice’s whale.
Under this alternative, conservation and
recovery of the listed species would
depend exclusively upon the protection
provided under the ‘‘jeopardy’’
provisions of section 7 of the ESA. This
alternative would impose no additional
economic, national security, or other
relevant impacts. However, after
compiling and reviewing the biological
information for the Rice’s whale, we
have determined that the physical and
biological feature forming the basis for
our critical habitat designation is
essential to the Rice’s whale’s
conservation, and conservation of the
species will not succeed without this
feature being available. Thus, the lack of
protection of the critical habitat feature
from adverse modification could result
in continued declines in abundance of
Rice’s whale, and loss of associated
economic and other biodiversity values
the whale provides. Thus, the no action
alternative is not necessarily a ‘‘no cost’’
alternative for small entities. Moreover,
this option would not be legally viable
under section 4 of the ESA, which
specifically requires that we designate
critical habitat to the maximum extent
prudent and determinable based on
consideration of the best available
scientific information.
Under the preferred alternative, we
would designate the area ranging from
the 100 m isobath to the 400 m isobath
in GOMx waters from the Texas-Mexico
border east to the boundary between the
South Atlantic Fishery Management
Council and the Gulf of Mexico Fishery
Management Council (50 CFR
600.105(c)) off of Florida. This area
contains the physical and biological
feature essential to the conservation of
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Rice’s whales. The preferred alternative
was selected because it implements the
critical habitat provisions of the ESA by
including the feature we believe is
essential to the conservation of the
species based on the best available
scientific information on the Rice’s
whale and offers greater conservation
benefits relative to either of the other
alternatives.
Under the third alternative that would
have delineated different geographic
boundaries, we would propose to
designate a smaller area within the
GOMx as critical habitat. Under section
4(b)(2) of the ESA, NMFS has the
discretion to exclude a particular area
from designation as critical habitat even
though it meets the definition of
‘‘critical habitat’’ if the benefits of
exclusion (i.e., the impacts that would
be avoided if an area were excluded
from the designation) outweigh the
benefits of designation (i.e., the
conservation benefits to the Rice’s
whale if an area were designated), as
long as exclusion of the area will not
result in extinction of the species.
However, following our consideration of
probable national security, economic,
and other relevant impacts of
designating all the specific areas, we
rejected this alternative. We determined
that the benefits of excluding any
particular areas ranging from the 100 m
isobath to the 400 m isobath in GOMx
waters from the Texas-Mexico border
east to the boundary between the South
Atlantic Fishery Management Council
and the Gulf of Mexico Fishery
Management Council (50 CFR
600.105(c)) off of Florida did not
outweigh the conservation benefits of
designating those areas. Thus, this
alternative was rejected in favor of the
preferred alternative.
Coastal Zone Management Act
We have determined that this action
will have no reasonably foreseeable
effects on coastal uses or resources
under the CZMA in Florida, Alabama,
Mississippi, Louisiana, and Texas. Upon
publication of this proposed rule, these
determinations will be submitted to
responsible State agencies for review
under section 307 of the Coastal Zone
Management Act.
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.)
This proposed rule does not contain
any new or revised collection of
information requirements. This rule, if
adopted, would not impose
recordkeeping or reporting requirements
on State or local governments,
individuals, businesses, or
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organizations. Therefore, the Paperwork
Reduction Act does not apply.
Unfunded Mandates Reform Act (2
U.S.C. 1501 et seq.)
This proposed rule will not produce
a Federal mandate. The designation of
critical habitat does not impose a
legally-binding duty on non-Federal
government entities or private parties.
The only regulatory effect is that Federal
agencies must ensure that their actions
are not likely to destroy or adversely
modify critical habitat under section 7
of the ESA. Non-Federal entities that
receive Federal funding, assistance,
permits or otherwise require approval or
authorization from a Federal agency for
an action may be indirectly impacted by
the designation of critical habitat, but
the Federal agency has the legally
binding duty to avoid destruction or
adverse modification of critical habitat.
We do not anticipate that this rule, if
finalized, will significantly or uniquely
affect small governments. Therefore, a
Small Government Action Plan is not
required.
Consultation and Coordination With
Indian Tribal Governments (Executive
Order 13175)
The longstanding and distinctive
relationship between the Federal and
tribal governments is defined by
treaties, statutes, executive orders,
judicial decisions, and agreements,
which differentiate tribal governments
from the other entities that deal with, or
are affected by, the Federal Government.
This relationship has given rise to a
special Federal trust responsibility
involving the legal responsibilities and
obligations of the United States toward
Tribal Nations and with respect to tribal
lands, tribal trust resources, and the
exercise of tribal rights. Pursuant to
these authorities, lands have been
retained by Tribal Nations or have been
set aside for tribal use. These lands are
managed by Tribal Nations in
accordance with tribal goals and
objectives within the framework of
applicable treaties and laws. Executive
Order 13175, Consultation and
Coordination with Indian Tribal
Governments, outlines the
responsibilities of the Federal
Government in matters affecting tribal
interests.
In developing this proposed rule, we
reviewed maps and did not identify any
areas under consideration for critical
habitat that overlap with tribal lands.
Based on this, we preliminarily found
the proposed critical habitat does not
have tribal implications.
References Cited
A complete list of all references cited
in this rulemaking can be found on our
website at https://www.fisheries.
noaa.gov/species/riceswhale#conservation-management and is
available upon request from NMFS (see
ADDRESSES).
List of Subjects
50 CFR Part 224
Endangered and threatened species,
Exports, Imports, Transportation.
50 CFR Part 226
Endangered and threatened species.
Dated: July 13, 2023.
Samuel D. Rauch, III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, NMFS proposes to amend 50
CFR parts 224 and 226 as follows:
PART 224—ENDANGERED MARINE
AND ANADROMOUS SPECIES
1. The authority citation for part 224
continues to read as follows:
■
Authority: 16 U.S.C. 1531–1543 and 16
U.S.C. 1361 et seq.
2. In § 224.101 amend paragraph (h)
by revising the entry for ‘‘Whale, Rice’s’’
to read as follows:
■
§ 224.101 Enumeration of endangered
marine and anadromous species.
*
*
*
(h) * * *
*
*
Species 1
Common name
Citation(s) for listing
determination(s)
Description of listed
entity
Scientific name
Critical
habitat
ESA rules
Marine Mammals
*
Whale, Rice’s ................
*
*
*
Balaenoptera ricei ........ Entire species ..............
*
*
*
*
*
84 FR 15446, April 15, 2019 ..........
*
*
*
226.230
*
NA.
*
1 Species
includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement, see 61 FR 4722, February 7,
1996), and evolutionarily significant units (ESUs) (for a policy statement, see 56 FR 58612, November 20, 1991).
PART 226—DESIGNATED CRITICAL
HABITAT
3. The authority citation for part 226
continues to read as follows:
■
Authority: 16 U.S.C. 1533.
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■
4. Add § 226.230 to read as follows:
§ 226.230 Critical habitat for the Rice’s
whale (Balaenoptera ricei).
Critical habitat is designated for the
Rice’s whale as described in this
section. The maps, clarified by the
textual descriptions in this section, are
the definitive source for determining the
critical habitat boundaries.
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(a) Critical habitat boundaries.
Critical habitat for the Rice’s whale
includes all marine waters from a
nearshore boundary corresponding to
the 100-meter isobath to an offshore
boundary corresponding to the 400meter isobath in the Gulf of Mexico and
between the U.S. Exclusive Economic
Zone boundary off of Texas east to the
boundary between the South Atlantic
Fishery Management Council and the
Gulf of Mexico Fishery Management
Council (50 CFR 600.105(c)) off of
Florida.
(b) Essential feature. The feature
essential to the conservation of the
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Rice’s whale is the Gulf of Mexico
continental shelf and slope associated
waters between the 100 and 400-meter
isobaths that support individual growth,
reproduction, and development, social
behavior, and overall population
growth. The following attributes of this
feature support Rice’s whales’ ability to
forage, develop, communicate,
reproduce, rear calves, and migrate
throughout the Gulf of Mexico
continental shelf and slope waters and
influence the value of the feature to the
conservation of the species:
(1) Sufficient density, quality,
abundance, and accessibility of small
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pollutants that do not preclude or
inhibit any demographic function; and
(3) Sufficiently quiet conditions for
normal use and occupancy, including
intraspecific communication,
navigation, and detection of prey,
predators, and other threats.
(c) Map. Critical habitat map—an
overview map of the proposed critical
habitat follows. Key points are
identified and depth information
provided.
BILLING CODE 3510–22–P
Figure 1 to paragraph (c)
[FR Doc. 2023–15187 Filed 7–21–23; 8:45 am]
BILLING CODE 3510–22–C
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demersal and vertically migrating prey
species, including scombriformes,
stomiiformes, myctophiformes, and
myopsida;
(2) Marine water with elevated
productivity, bottom temperatures of
10–19 degrees Celsius, and levels of
Agencies
[Federal Register Volume 88, Number 140 (Monday, July 24, 2023)]
[Proposed Rules]
[Pages 47453-47472]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-15187]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Parts 224 and 226
[Docket No. 230711-0164]
RIN 0648-BL86
Endangered and Threatened Species; Designation of Critical
Habitat for the Rice's Whale
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments and notice of public
hearing.
-----------------------------------------------------------------------
SUMMARY: We, NMFS, propose to designate critical habitat for the Rice's
whale (Balaenoptera ricei) by designating waters from the 100 meter (m)
isobath to the 400 m isobath in the Gulf of Mexico (GOMx), pursuant to
section 4 of the Endangered Species Act (ESA). We have considered
economic, national security, and other relevant impacts of the proposed
designation. We are not excluding any particular area from the critical
habitat designation. We seek comments on all aspects of the proposed
critical habitat designation and will consider information received
before issuing a final designation.
DATES:
Comments due: Written comments and information must be received by
September 22, 2023.
[[Page 47454]]
Public hearings: Virtual public hearings will be held on August 24,
2023, and August 30, 2023. Requests for additional public hearings must
be made in writing by September 7, 2023.
ADDRESSES: You may submit data, information, or comments on this
document, identified by NOAA-NMFS-2023-0028, as well as the supporting
documents, by the following methods:
Electronic Submission: Submit all electronic comments via
the Federal e-Rulemaking Portal. Go to https://www.regulations.gov and
enter NOAA-NMFS-2023-0028. Click on the ``Comment'' icon and complete
the required fields. Enter or attach your comments.
Mail: Submit written comments to Assistant Regional
Administrator, Protected Resources Division, NMFS, Southeast Regional
Office, 263 13th Avenue South, St. Petersburg, FL 33701.
Instructions: NMFS may not consider comments sent by any other
method, to any other address or individual, or received after the end
of the comment period. All comments received are a part of the public
record and generally will be posted for public viewing on
www.regulations.gov without change. All personal identifying
information (e.g., name, address), confidential business information,
or otherwise sensitive information submitted voluntarily by the sender
will be publicly accessible. NMFS will accept anonymous comments (enter
``N/A'' in the required fields if you wish to remain anonymous).
Attachments to electronic comments will be accepted in Microsoft Word,
Excel, or Adobe portable document format (PDF) formats only.
Details on the virtual public hearings will be made available on
our website at: https://www.fisheries.noaa.gov/species/rices-whale#conservation-management. The Endangered Species Act Critical
Habitat Report, GIS data, and maps that were prepared to support the
development of this proposed rule are available on our website at:
https://www.fisheries.noaa.gov/species/rices-whale#conservation-management. Previous rulemaking documents related to the listing of the
species can also be obtained electronically on our website at: https://www.fisheries.noaa.gov/species/rices-whale#conservation-management.
FOR FURTHER INFORMATION CONTACT: Grant Baysinger, NMFS Southeast
Region, (727) 551-5790; or Lisa Manning, NMFS Office of Protected
Resources, (301) 427-8466.
SUPPLEMENTARY INFORMATION:
Background
Under the ESA, we are responsible for determining whether certain
species are threatened or endangered, and, to the maximum extent
prudent and determinable, designating critical habitat for endangered
and threatened species at the time of listing (16 U.S.C.
1533(a)(3)(A)(i)). On August 23, 2021, we published a final rule that
revised the listing of Rice's whales under the ESA to reflect the
change in the scientifically accepted taxonomy and nomenclature of this
species (86 FR 47022). Prior to this revision, the Rice's whale had
been listed in 2019 under the ESA as an endangered subspecies of the
Bryde's whale, Balaenoptera edeni (Gulf of Mexico subspecies). The 2019
listing rule indicated that, with a total abundance of approximately
100 individuals, small population size and restricted range are the
most serious threats to this species (84 FR 15446, April 15, 2019).
However, other threats such as energy exploration, development, and
production; oil spills and oil spill responses; vessel collision;
fishing gear entanglement; and anthropogenic noise were also identified
as threats that contribute to the risk of extinction.
In the final listing rule, we stated that critical habitat was not
determinable at the time of the listing, because sufficient information
was not currently available on the geographical area occupied by the
species (84 FR 15446, April 15, 2019). Under section 4 of the ESA, if
critical habitat is not determinable at the time of listing, a final
critical habitat designation must be published 1 year after listing (16
U.S.C. 1533(b)(6)(C)(ii)). The Natural Resources Defense Council and
Healthy Gulf filed a complaint in July 2020 with the U.S. District
Court for the District of Columbia seeking an order to compel NMFS to
designate critical habitat for the Rice's whale. A settlement agreement
was approved on October 14, 2021, and a modified settlement agreement
was approved on October 26, 2022 (Natural Resources Defense Council,
Inc. and Healthy Gulf v. Raimondo, 1:20-cv-2047-KBJ (D.D.C.)). The
modified settlement agreement stipulates that NMFS will submit a
proposed rule to the Office of the Federal Register by July 15, 2023,
and the final rule by June 15, 2024. This proposed rule describes the
proposed critical habitat designation, including supporting information
on Rice's whale biology, distribution, and habitat use, and the methods
used to develop the proposed designation.
Section 3(5)(A) of the ESA defines critical habitat as (i) the
specific areas within the geographical area occupied by the species, at
the time it is listed, on which are found those physical or biological
features (I) essential to the conservation of the species and (II)
which may require special management considerations or protection; and
(ii) specific areas outside the geographical area occupied by the
species at the time it is listed, upon a determination by the Secretary
of Commerce (Secretary) that such areas are essential for the
conservation of the species. (16 U.S.C. 1532(5)(A)). Conservation is
defined in section 3(3) of the ESA as the use of all methods and
procedures which are necessary to bring any endangered species or
threatened species to the point at which the measures provided pursuant
to this Act are no longer necessary (16 U.S.C. 1532(3)). Section
3(5)(C) of the ESA provides that, except in those circumstances
determined by the Secretary, critical habitat shall not include the
entire geographical area which can be occupied by the threatened or
endangered species.
Section 4(a)(3)(B) of the ESA prohibits designating as critical
habitat any lands or other geographical areas owned or controlled by
the Department of Defense (DOD) or designated for its use, that are
subject to an Integrated Natural Resources Management Plan (INRMP)
prepared under section 101 of the Sikes Act (16 U.S.C. 670a), if the
Secretary determines in writing that such a plan provides a benefit to
the species for which critical habitat is proposed for designation. Our
regulations also provide that critical habitat shall not be designated
within foreign countries or in other areas outside of U.S. jurisdiction
(50 CFR 424.12(g)).
Section 4(b)(2) of the ESA requires the Secretary to designate
critical habitat for threatened or endangered species ``on the basis of
the best scientific data available and after taking into consideration
the economic impact, the impact on national security, and any other
relevant impact, of specifying any particular area as critical
habitat.'' This section also grants the Secretary discretion to exclude
any area from critical habitat if the Secretary determines ``the
benefits of such exclusion outweigh the benefits of specifying such
area as part of the critical habitat.'' However, the Secretary may not
exclude areas if such exclusion will result in the extinction of the
species (16 U.S.C. 1533(b)(2)).
Once critical habitat is designated, section 7(a)(2) of the ESA
requires Federal agencies to ensure that actions they fund, authorize,
or carry out are not likely to destroy or adversely modify that habitat
(16 U.S.C. 1536 (a)(2)). This
[[Page 47455]]
requirement is in addition to the section 7(a)(2) requirement that
Federal agencies ensure their actions are not likely to jeopardize the
continued existence of ESA-listed species. Specifying the geographic
location of critical habitat also facilitates implementation of section
7(a)(1) of the ESA by identifying areas where Federal agencies can
focus their conservation programs and use their authorities to further
the purposes of the ESA. See 16 U.S.C. 1536(a)(1). The ESA section 7
consultation requirements do not apply to citizens engaged in actions
on private lands that do not involve a Federal agency. However,
designating critical habitat can help focus the efforts of other
conservation partners (e.g., State and local governments, individuals,
and nongovernmental organizations).
This proposed rule describes information on the biology of the
Rice's whale, the methods used to develop the proposed designation, and
our proposal to designate critical habitat for the Rice's whale. The
Endangered Species Act Critical Habitat Report, referenced throughout
this proposed rule and available for review (see ADDRESSES), provides
more detailed discussions of information and analyses that contributed
to the conclusions presented in this proposed rule.
The proposed designation was developed in accordance with the
current implementing regulations, which include changes made in 2019 to
the definition of physical or biological feature and the requirements
for designating unoccupied critical habitat (84 FR 45020, August 27,
2019). On July 5, 2022, the United States District Court for the
Northern District of California issued an order vacating regulations,
promulgated in 2019, that adopted changes to 50 CFR part 424 (84 FR
45020, August 27, 2019) (``2019 regulations''). Among other things, the
2019 regulations made changes to the definition of ``physical or
biological features'' (50 CFR 424.02) and the criteria for designating
specific areas outside the geographical area occupied by the species as
critical habitat (50 CFR 424.12(b)(2)). On September 21, 2022, the U.S.
Court of Appeals for the Ninth Circuit granted a temporary stay of the
district court's July 5 order. On November 14, 2022, the Northern
District of California issued an order granting the government's
request for voluntary remand without vacating the 2019 regulations. The
District Court issued a slightly amended order 2 days later on November
16, 2022. As a result, the 2019 regulations remain in effect, and we
are applying the 2019 regulations here. For the purposes of developing
this proposed rule, however, we considered whether the analysis or its
conclusion would be any different under the regulations in effect prior
to 2019. We have determined that while our analysis in some respects
would differ, the conclusions ultimately reached and presented here
would not be any different. Additional discussion regarding these
analyses is provided in this document where applicable.
As detailed in the sections that follow, the specific occupied
areas proposed for designation as critical habitat for the Rice's whale
contain approximately 73,220.65 square kilometers (28,270.65 square
miles) of continental shelf and slope associated waters within the Gulf
of Mexico.
Species Description and Life History
This section summarizes life history and biological characteristics
of endangered Rice's whales to provide context for the determination of
physical or biological features that are essential for the conservation
of the species. Rice's whales were estimated to be the most impacted
shelf and oceanic stock of marine mammals exposed to the 2010 Deepwater
Horizon (DWH) oil spill (Deepwater Horizon Natural Resource Damage
Assessment Trustees, 2016) and much of what we know about the species
has been learned since 2010. Following the DWH event, Rice's whales
were estimated to have experienced 17 percent increase in mortality
(confidence interval of 7 to 24 percent), 22 percent increase in failed
pregnancies (confidence interval of 10 to 31 percent), and an 18
percent higher likelihood of having adverse health effects (confidence
interval of 7 to 28 percent) (DWH MMIQT, 2015). An estimated 48 percent
of the Rice's whale population was exposed to DWH oil, resulting in an
estimated 22 percent maximum decline in population size that will
require an estimated 69 years until recovery, meaning the time it would
take for the population to return to 95 percent of the baseline
trajectory (DWH MMIQT, 2015).
Limited information is available on the life history of Rice's
whales. Consequently, we provide specific information for Rice's whales
where possible and pertinent information on the closely related
Bryde's-like whales in general, highlighting traits that these species
likely share. The information below summarizes information contained in
the final listing rule (84 FR 15446, April 15, 2019) updated with the
best scientific information available.
Like other members of the ``Bryde's whale complex'' or ``Bryde's-
like whales'' in the genus Balaenoptera, Rice's whales are medium-sized
rorqual whales. Rice's whales have a streamlined and sleek body shape,
a somewhat pointed, flat rostrum with three prominent ridges (i.e., a
large central ridge, and smaller left and right lateral ridges), a
large, falcate dorsal fin located about two-thirds of the way back on
its body, and counter-shaded coloration that is fairly uniformly dark
dorsally and light to pinkish ventrally (Jefferson et al., 2015). The
pectoral fins are uniformly dark, slender and pointed. The head of a
Rice's whale makes up about one quarter of its entire body length. Its
fluke, or tail, is broad. These whales exhibit no external asymmetrical
pigmentation on the lower jaws, differentiating them from fin and
Omura's whales. Limited data (from eight whales) indicate total length
measurements for Rice's whales ranged from 470 centimeters (cm) (15.4
ft) to 1,265 cm (41.5 ft). The largest verified Rice's whale observed
in the GOMx was a lactating female measuring 1,265 cm (41.5 ft) in
length and the largest male was 1,126 cm (36.9 ft) (Rosel et al.,
2021). Based on bristle coarseness, a stranded animal initially
identified as a juvenile sei whale (B. borealis) was reclassified as a
Bryde's whale (Mead, 1977). While baleen from across the Bryde's whale
complex has not been comprehensively analyzed, Mead (1977) and Kato and
Perrin (2018) indicate that the baleen bristles from members of the
Bryde's whale complex are coarser than those of sei whales. Similarly,
Rosel et al. (2021) found that the baleen bristles of three Rice's
whales from the GOMx were coarser than that of a sei whale that
stranded in the GOMx in 1994.
Similar to other marine mammals, the Rice's whale is considered to
be a k-selected species (large body size, long life expectancy, slow
growth rate, late maturity, and with few offspring). Taylor et al.
(2007) estimate that Bryde's whales worldwide may reproduce every 2 to
3 years and reach sexual maturity at age 9. Given the basic biology of
baleen whales, it is likely that under normal conditions, female Rice's
whales produce a calf every 2 to 3 years. The sex ratio determined for
32 individual whales stranded or biopsied from the northern GOMx was 18
females and 14 males, which is not significantly different from a 50:50
ratio (Rosel et al., 2021).
Identification of several smaller Rice's whales in the GOMx
stranding records (Edds et al., 1993) and observations of smaller
individuals during NMFS Southeast Fisheries Science Center (SEFSC)
large-vessel surveys in the GOMx provide evidence of breeding. In
October of 2009, a dead, lactating female
[[Page 47456]]
whale was found in Tampa Bay, with internal injuries consistent with
blunt force trauma likely caused by a vessel strike. As a long-lived
marine mammal with low reproduction rates and a very small population
size, the loss of a single individual could drive the species towards
extinction (Franklin, 1980; Rosenfeld, 2014).
As with its life history, little information exists on the behavior
of the Rice's whale. Maze-Foley and Mullin (2006) found Rice's whales
to have a mean group size of 2 (range 1-5, n = 14), similar to group
sizes of the Eden's and Bryde's whales (Wade and Gerrodette, 1993). The
Rice's whale is known to be periodically ``curious'' around ships and
has been documented approaching ships in the GOMx (Rosel et al., 2016),
as has also been observed in Bryde's whales worldwide (Leatherwood et
al., 1976; Cummings, 1985). Two Rice's whales have shown evidence for
vessel strike. This includes the dead adult, lactating female mentioned
above that was discovered in Tampa Bay in 2009 with injuries, including
separated vertebrae, lung damage, and subdermal contusions, consistent
with impact caused by a large object, and a free-swimming Bryde's-like
whale that was observed in 2019 in the northeastern GOMx with a
severely deformed spine posterior to the dorsal fin consistent with a
vessel strike. In September 2015, a female Rice's whale was tagged with
an acoustic and kinematic data-logging tag in the De Soto Canyon
(Soldevilla et al., 2017). Over the nearly 3-day tagging period, the
whale spent 47 percent of its time within 15 m of the surface during
the day and 88 percent of its time within 15 m of the surface during
the night (Soldevilla et al., 2017). Curiosity around vessels,
documented injuries consistent with vessel strikes, and documented
behavior near the surface for a considerable amount of time illustrate
the anthropogenic threat that vessels pose to Rice's whales. Bryde's
whales are the third most commonly reported whale species to be struck
by vessels in the southern hemisphere (vanWaerbeck and Leaper, 2008).
Taylor et al. (2007) estimated generation length for cetaceans
using the following parameters: oldest age (or an estimate based on
length), calf survival, adult survival, age at maturity, gestation
length, and interbirth interval. For all Bryde's whales, the estimated
generation length is 18.4 years using the following estimated
parameters: maximum age of 58 years based on length (Best, 1977), age
at first reproduction of 9 years based on gestation length (Lockyer,
1984) and age of sexual maturity (IWC, 1997), an interbirth interval of
2.5 years (Lockyer, 1984), calf survival rate of 0.840, and non-calf
survival rate of 0.925 (IWC, 1997). According to Rosel et al. (2016),
the majority of the samples used to estimate these parameters came from
Japanese whaling data from the `typical' or pelagic form of Bryde's
whale in the North Pacific and from South Africa, and are probably the
B. e. brydei subspecies.
Vocalizations and Sound
Sound production associated with behaviors including mating,
rearing, social interaction, group cohesion, and feeding have been
documented in marine mammal species (Erbe et al., 2016). Baleen whale
species produce a variety of highly stereotyped, low-frequency tonal
and broadband calls for communication purposes that are thought to
function in a reproductive or territorial context, provide individual
identification, and communicate the presence of danger or food
(Richardson et al., 1995). Marine mammal species with and without
specialized biosonar capabilities may rely on biological sounds to find
prey, avoid predators, and likely use environmental sounds to support
spatial orientation and navigation in three-dimensional marine habitats
(Erbe et al., 2016; Cure et al., 2013; Deecke et al., 2002; Gannon et
al., 2005). Generally, balaenopterids produce a variety of low-
frequency tonal and broadband calls, with durations ranging from 1 to
60 seconds (s), fundamental frequencies between 10-1,000 Hertz (Hz),
and high source levels from around 145 to over 190 decibels referenced
to 1 micropascal (re 1 [micro]Pa) at 1 m (Richardson et al., 1995;
Miller et al., 2021). Most balaenopterids produce some call types that
are distinctive, stereotyped, and unique at the species or population
level, including Rice's whales, which can be detected with autonomous
passive acoustic monitoring surveys. Bryde's whales worldwide produce a
variety of calls that are distinctive among geographic regions, and
these calls may be useful for delineating subspecies or populations
(Oleson et al., 2003; [Scaron]irovi[cacute] et al., 2014). In the GOMx,
[Scaron]irovi[cacute] et al. (2014) reported `Bryde's' whale call types
composed of downsweeps (frequency modulated signals with decreasing
frequency over time) and downsweep sequences and localized these calls
(i.e., researchers recorded the calls on multiple instruments that
allowed them to triangulate the location of the calls and then
confirmed the location with visual sightings). Rice et al. (2014)
detected these sequences, as well as two stereotyped tonal call types
that originated from `Bryde's' whales in the GOMx.
Soldevilla et al. (2022a) used sonobuoys and passive acoustic
tagging from three marine mammal surveys with focused effort in the
Rice's whale core distribution area between 2015 and 2018 to validate
potential call type sources and to characterize Rice's whale calls.
Validation includes manually reviewing each automated detection and
scoring each as a true or false detection. During concurrent visual and
acoustic surveys, acoustic-directed approaches were conducted to obtain
visual verifications of sources of localized sounds. The call
repertoire that was validated to Rice's whales includes downsweep
sequences (including downswept pulse pairs), long-moan calls, and
tonal-sequence calls. [Scaron]irovi[cacute] et al. (2014) proposed a
fourth Rice's whale call type, the high-frequency downsweep call, which
was not detected during the Soldevilla et al. (2022a) study and
therefore the source remains unvalidated.
Soldevilla et al. (2022b) detected novel stereotyped tonal calls at
three locations in the northwestern GOMx. The calls are similar to the
Rice's whale long-moan calls detected in the northeastern GOMx, but
with distinct differences from the northeastern calls and with at least
six stereotyped variations. The cause and occurrence of these call
features require further study.
Distribution, Movement, and Habitat Use
The Rice's whale is the only species of large whale endemic to the
United States and the only year-round resident baleen whale species in
the Gulf of Mexico (Rosel et al., 2021).
Members of the Bryde's whale complex are tropical and subtropical
in distribution, generally non-migratory, and found in all major ocean
basins (Rosel et al., 2021). Bryde's-like whales do not migrate long
distances to feed in polar or temperate regions (Constantine et al.,
2018), nor do they have specific or separate feeding or breeding
grounds (Penry et al., 2011).
Based on a compilation of 181 sightings from NMFS marine mammal
vessel and aerial survey sightings, the primary Rice's whale core
habitat is considered to be in the northeastern GOMx, centered over the
De Soto Canyon in waters between 150 m and 410 m depth (Rosel et al.,
2021). This area, referred to by NMFS as the Rice's whale ``core
distribution area,'' is characterized by seasonal advection of low
salinity, high productivity surface waters (i.e., waters with high
production of organic matter by planktonic plants),
[[Page 47457]]
leading to persistent upwelling driven by both winds and interactions
with the loop current (Farmer et al., 2022). In 2017, there was a
genetically confirmed sighting of a Rice's whale in the western GOMx
off the central Texas coast in 225 m depth (NMFS, 2018a; Rosel et al.,
2021).
Passive acoustic monitoring recordings from the western GOMx along
the shelf break south of the Flower Garden Banks National Marine
Sanctuary (FGBNMS) confirm the presence of Rice's whales in the same
area as two balaenopterid sightings made by NMFS in the early 1990s
(Soldevilla et al., 2022b). A predictive density model highlights the
importance of the 200 m isobath as an area Rice's whales may occupy
along the northwestern GOMx shelf break (Roberts et al., 2016).
Soldevilla et al. (2022b) detected baleen whale calls from passive
acoustic moorings deployed from June 2016 to August 2017 in areas of
predicted Rice's whale habitat in several locations in the northern
GOMx. Passive acoustic recorder site selection was based on the median
water depth of 221 m for Rice's whale sightings in the core
distribution area and locations of unidentified baleen whale sightings,
as well as dispersed sampling sites along the north-central to
northwestern GOMx shelf break (Soldevilla et al., 2022b). A combined
1,285 days of acoustic data were collected at four western sites, and a
total of 304 days of acoustic data were recorded at the concurrently
deployed site in the core distribution area. Variants of Rice's whale
long-moan calls were detected at three sites in the northwestern GOMx.
At the westernmost FGBNMS site, 1,939 calls were detected on 47 days
over 10 months of data collection (16 percent of days with data
collected). The eastern FGBNMS site detected 429 calls on 18 days over
10 months (6 percent of days with data collected), and the Eugene Isles
South site detected 22 calls on 3 days over 10 months (1 percent of
days with data collected). No calls were detected at a site off Grand
Isle, Louisiana. The recorder at the site in the core distribution area
detected 66,583 long-moan Rice's whale calls over 11 months of data
collection. On several occasions overlapping calls were detected and in
some instances the overlapping calls were of different call subtypes
indicating at least two individuals were calling during that encounter.
Overlapping calls were recorded at both of the FGBNMS sites and at the
site in the core distribution area. Long-moan call detections occurred
in sporadic clusters throughout the year, with no evidence of
seasonality at the western sites. At the western sites, at least one
call was detected in every month of the year, which suggests year-round
use of the western habitat area. Further research is needed to
understand how many animals are using the northwestern sites and
whether animals are moving between the northwestern and northeastern
sites, or whether the calls at these sites represent different groups
of animals.
Comparing numbers of acoustic call detections among sites is
difficult. Local sound propagation conditions and ambient sound levels
influence the ability to detect Rice's whale calls and the area over
which whales can be detected. Higher numbers of acoustic call
detections at a site may reflect higher call production rates, or it
may reflect larger detection areas instead of higher animal presence.
Soldevilla et al. (2022b) expected detection ranges at the western
FGBNMS site to be approximately 25-50 percent of the detection range at
the site in the core distribution area. Ambient noise levels at Rice's
whale call frequencies are 6-13 decibels higher at the western FGBNMS
site than the site in the core distribution area. Baleen whale calls in
the 100-150 Hz frequency range generally can be detected on scales of
tens of kilometers in pelagic environments (e.g., McDonald, 2004).
Rice's whale long-moan calls were commonly detected on scales of 20-75
km, suggesting a Rice's whale call could be detected over as much as 25
percent of the core distribution area in some conditions (Soldevilla et
al., 2022a). In the western GOMx, which has 6-13 decibel higher mean
ambient noise levels, resulting in smaller detection distances, the
same long-moan calls were detected on two sensors 40 km apart, which
suggests the Rice's whale call could be detected out to distances of at
least 20 km (Soldevilla et al., 2022b). In the core distribution area,
Rice et al. (2014) documented an occurrence of the same call on three
sensors with a maximum of 150 km spacing, suggesting the calls could be
detected out to distances of at least 75 km at times. Anthropogenic
noise sources, including seismic survey airgun pulses and shipping
traffic noise, appear to be the main contributors to the increased
noise levels that lead to reduced detection ranges in the western GOMx.
Studies in baleen whales, including Bryde's whales, have shown a
decrease in communication range as a result of masking, which occurs
when biologically irrelevant sounds prevent an animal from hearing
biologically important sounds (Clark et al., 2009; Cholewiak et al.,
2018; Gabriele et al., 2018; Putland et al., 2018). The three
westernmost sites used by Soldevilla et al. (2022b) were not far from a
major shipping fairway and vessel traffic noise was common in the
recordings at those sites. The effects of low-frequency noise from
shipping traffic and airguns on researchers' ability to detect calls
were apparent in the detectable features of Rice's whale calls in the
western GOMx. For example, many of the manually detected calls at the
western sites consisted of only the 150 Hz tone due to increased noise
levels below 125 Hz, and these were often of low signal-to-noise ratio
likely due to a combination of sound propagation losses with distance
and higher levels of shipping or seismic survey noise at the lower
frequencies.
While contemporary sightings are primarily confined to the core
distribution area in the northeastern GOMx, Rice's whales historically
may have had a broader distribution in the northern and southern GOMx.
Reeves et al. (2011) reviewed whaling logbooks from the GOMx and
identified records of ``finback'' whales from the north-central GOMx
south of the Mississippi River delta and in the southern GOMx on the
Campeche Banks. Because fin whales are not part of the GOMx ecosystem,
these records were likely Rice's whales misidentified as fin whales
(Reeves et al., 2011), suggesting the distribution of the Rice's whale
was likely broader than we see currently. In the north-central GOMx,
whether Rice's whales stay in this area or their use of this area is
restricted to travel between the northwest and northeast through areas
of high shipping traffic near the Mississippi River delta is unknown.
Soldevilla et al. (2022b) did not record Rice's whale calls at a site
offshore of Grand Isle, Louisiana or during 2 months at a site in the
north-central GOMx. The absence of Rice's whale call detections at
these sites could indicate an absence of Rice's whales, an absence of
calling Rice's whales, or an inability to detect whales in these areas
due to higher ambient noise conditions and sound propagation conditions
within the Mississippi Canyon. However, Rice's whale western long-moan
call variants were detected both at the western-most sites and a site
in the core distribution area, which suggests movement between the
areas. Rice's whale western long-moan calls were detected on 6.4
percent of days at the site in the core distribution area. Rice's
[[Page 47458]]
whale western long-moan call variants were detected on the same or
consecutive days in the western-most and eastern-most GOMx sites, which
were separated by a distance that is too far for one whale to travel in
a single day (740 km), indicating that different Rice's whales produced
the calls.
Based on the best available data, we conclude that the normal
distribution of Rice's whales is limited to the Gulf of Mexico. No NMFS
marine mammal vessel or aerial surveys from 1992 through 2019 have
recorded a confirmed sighting of Rice's whales or any type of Bryde's
whale along the U.S. eastern seaboard (Rosel et al., 2021). While
Roberts et al. (2016) predicted a mean monthly abundance of seven
Bryde's whales along the entire U.S. eastern seaboard based on four
ambiguous ``sei or Bryde's whale'' sightings documented during surveys
conducted between 1992 and 2014, Roberts et al. (2023) later concluded
that these four sightings were most likely sei whales, and that given
the lack of more recent evidence of Bryde's whales and the expert
opinions of Rosel et al., 2021, Bryde's whales are effectively absent
from the U.S. east coast. Acoustic studies off Jacksonville, Florida
(Frasier et al., 2016), North Carolina (Debich et al., 2014), and
Norfolk Canyon (Rafter et al., 2018) during 2011 through 2017 have not
detected any types of Bryde's whales or similar species. This evidence
suggests that Bryde's whales and similar species, including Rice's
whales, are extremely rare along the U.S. east coast (Rosel et al.,
2021). Rosel et al. (2021) compiled and scrutinized stranding reports
from the U.S. Atlantic coast dating back to 1954 and confirmed six
records of whales from the Bryde's whale complex. Of these, only two
could be genetically confirmed as Rice's whales. All six whales were
characterized as small. Mead (1977) suggested Bryde's whale strandings
along the U.S. Atlantic were likely extralimital strays from the GOMx.
Northern Gulf of Mexico continental shelf habitat is characterized
by sediment transported by the Mississippi River with soft-bottom
sediment being the dominant substrate type (Balsam and Beeson, 2003;
Love et al., 2013; Rezak et al., 1985). Froeschke and Dale (2012)
attribute 96 percent of the GOMx floor to soft-bottom and 4 percent to
hard substrate. This hard substrate provides Essential Fish Habitat
(EFH) in the U.S. Exclusive Economic Zone of the GOMx. These substrate
types support a wide variety of marine life, with some species'
distributions that tend to change with depth, among other environmental
factors (Etnoyer, 2009; Gallaway et al., 2001). There are no absolute
biological or physical barriers or boundaries separating individual
benthic habitats and communities that extend from the depths up across
the continental shelf to the shoreline, but there appear to be
transition zones with some biota moving between habitats. The
continental shelf (10-200 meter depth) is heavily influenced by light,
the shoreline, and surface currents, with sand and hardground habitats
supporting reef forming corals and non-reef forming corals (Sulak and
Dixon, 2015). The continental slope (>200-800 meter depth) is
characterized by relatively rapid changes in depth over short
horizontal distances with occasional canyons and hardground dominated
by seeps or corals (Gallaway et al., 2001).
Garrison et al. (2022) developed a density surface model to predict
Rice's whale distribution in the GOMx based on bathymetric and
oceanographic features. Visual line transect survey data collected
throughout the northern GOMx between 2003 and 2019 were analyzed,
including broad-scale surveys of oceanic waters and directed studies
within the Rice's whale core distribution area. Depth, sea surface
temperature, surface and bottom salinity, sea surface height, surface
geostrophic velocity, chlorophyll-a, and bottom temperature were among
the variables considered. The model identified water depth, surface
chlorophyll-a concentration, bottom temperature, and bottom salinity as
the key parameters that characterize Rice's whale habitat. The model
predicted additional suitable Rice's whale habitat outside the core
distribution area in the northeastern GOMx, generally throughout the
GOMx within 100 and 400 meters depth. Concentration of Rice's whales in
the core distribution area appeared to be explained by higher summer
chlorophyll-a concentrations, an indicator of phytoplankton abundance
and biomass in coastal and estuarine waters, in the northeast region of
the GOMx as compared to other regions in the GOMx with suitable bottom
temperatures, but less surface productivity.
The Garrison et al. (2022) results build on earlier spatial density
modeling efforts for Rice's whales based on sightings data that
identified a relatively high density area ranging from shelf-edge
Alabama to southwest Florida, with further suitable habitat in a
narrower strip of shelf-edge extending to central Texas to the west and
the Florida Keys to the east (Roberts et al., 2016). Garrison et al.
(2022) stated that the model results are consistent with cold, high
salinity water upwelling along the continental shelf break and seasonal
inputs of high productivity surface water derived from coastal sources.
The presence of eddies that have separated from the warm water loop
current and the dominant circulation patterns in the GOMx lead to
increased productivity and are likely a factor in maintaining the high
density of forage species needed to support Rice's whales. The model
also suggests additional habitat outside of U.S. waters in the southern
GOMx may be suitable for Rice's whales, however these areas were not
further considered, as areas outside U.S. jurisdiction cannot be
designated as critical habitat.
Diet and Foraging
Understanding predator-prey interactions is difficult for highly
mobile and elusive species, such as marine mammals, that forage at
depth (Sekiguchi et al., 1992; Pauly et al., 1998; Pierce and Boyle,
1991; Trites and Spitz, 2018). Cetaceans rely on predictable prey
resources, and changes in prey availability and quality can potentially
have population-level consequences, including decreased survival and
reproduction rates leading to subsequent population declines (Bearzi et
al., 2006; Piroddi et al., 2011; Ford et al., 2010). While information
on the feeding ecology and drivers of prey selection are lacking for
many cetacean species, foraging specialization has been documented
among and within species and populations. Predators with high levels of
specialization or higher energetic requirements are more susceptible to
risks associated with the decline of their prey (Kiszka et al., in
press).
Worldwide, members of the Bryde's whale complex exhibit a variety
of foraging tactics and prey preferences, often with observations of
surface feeding. Overall, pelagic schooling fishes in the order
Clupiformes (sardines, herring, menhaden, anchovies) are the most
commonly recorded prey, along with similar schooling species, such as
members of the family Carangidae (Best, 2001; Konishi et al., 2009;
Murase et al., 2007; Siciliano et al., 2004; Tershy, 1992; Watanabe et
al., 2012). Populations examined further offshore also target krill
(Best, 2001; Konishi et al., 2009), while the B. e. brydei population
of the Hauraki Gulf in New Zealand appears to prey on copepods and
krill along with ray-finned fishes and salps (Carroll et al., 2019).
Diet is poorly characterized for Rice's whales. Stomach contents,
which traditionally provide most information
[[Page 47459]]
on the diets and feeding ecology of baleen whales, are unavailable for
Rice's whales. In 2019, an adult male Rice's whale stranded and died
near Flamingo, Florida Bay, on the southwestern coast of Florida in the
GOMx (field number FMMSN1908). The whale was collected and a necropsy
was performed. However, stomach contents were unavailable due to a
sharp piece of intragastric plastic in the second stomach chamber that
caused hemorrhaging and acute gastric necrosis leading to the stranding
and subsequent mortality of the whale. No direct information on the
foraging ecology of Rice's whales exists. Surface feeding has never
been observed, and, as a result, fish scales and tissue remains
collected from Rice's whale feeding activity are not available. Fecal
sampling has not been conducted for Rice's whales. In 2015, Soldevilla
et al. (2017) placed an Acousonde suction-cup tag on a Rice's whale in
the northeastern GOMx. The tag remained attached for nearly 3 days
(63.85 hours) and revealed a diel diving pattern. The whale remained
within 15 m the surface of the water 88 percent of the time during the
night. Daytime dive behavior was characterized by repeated dives to
depths >200 m, likely at or near the seafloor. Some of these deep dives
included lunges near the seafloor associated with foraging (Soldevilla
et al., 2017). Similar deep foraging dives throughout daylight hours
were observed during 25 hours of tag deployment on a Rice's whale in
the summer of 2018 (Soldevilla et al., 2022a). This type of bottom
feeding is unusual for members of the Bryde's whale complex. What they
may have been feeding on at those depths remains unknown.
Although direct evidence of Rice's whale prey species is lacking,
analysis of stable isotopes of Rice's whale tissues collected by at-sea
biopsies has provided data to better understand the feeding
relationships among Rice's whales and other species within the
ecosystem, i.e., the food web, also known as the trophic relationships.
Stable carbon and nitrogen isotope ratios (noted [delta]\13\C and
[delta]\15\N, respectively) within tissues of a predator reflect those
of its prey and provide a useful method for assessing trophic
relationships and can help identify foraging habitats. The use of
stable isotope analysis of multiple elements (nitrogen, carbon, and
sulfur) from biopsy samples collected on free-ranging whales to assess
the trophic relationships and feeding ecology of cetaceans has recently
increased (e.g., Hooker et al., 2001; Ryan et al., 2013; Caputo et al.,
2021).
Kiszka et al. (in press) are the first to attempt to describe the
feeding ecology of Rice's whales and the first to examine the potential
drivers affecting prey selection by Rice's whales in relation to prey
availability and energy density. They used a combination of data from
whale skin biopsy samples, fish trawl collections, and analysis of
proximate composition in potential prey samples collected during
research cruises conducted by the NMFS SEFSC in 2019. To account for
the changes in isotopes through the food web, stable isotope mixing
models incorporate uncertainty for each parameter and employ trophic
enrichment factors (TEF). No TEF is available specifically for Rice's
whales and therefore TEFs from the skin of fin whales were used.
Potential Rice's whale prey items were collected in 21 mid-water
trawl hauls, conducted during daylight hours in the Rice's whale core
distribution area from July 4-28, 2019. Trawls were operated close to
the seafloor, consistent with the near-bottom foraging depths of
individual Rice's whales observed by Soldevilla et al. (2017, 2022a).
The trawls collected 35,598 organisms with an overall biomass of 158.21
kg. A total of 25 species/species groups were identified with 8 of
those in less than 10 percent of the trawls. Maurolicus weitzmani, the
Atlantic pearlside, was by far the most abundant species by number at
88.05 percent of the total catch (confidence interval of 86 to 90
percent). It also represented 19.67 percent of the total biomass
(confidence interval of 17.4 to 22 percent). A different species
dominated in biomass: Ariomma bondi, the silver-rag driftfish, made up
26.7 percent of the biomass (confidence interval of 23.9 to 29.5
percent), while making up only 1.21 percent of the total catch by
number (confidence interval of 0.6 to 1.9) (Kiszka et al. in press).
Kiszka et al. (in press) selected four species for the stable
isotope mixing model due to their prevalence in the samples and
potential significance as a prey source in the community: Doryteuthis
pealeii (longfin inshore squid), Diaphus dumerilii (Dumeril's
lanternfish), Maurolicus weitzmani, and Ariomma bondi. All Rice's whale
tissue samples fell within the mixing polygon, which suggests that the
TEF and prey included in the analysis were appropriate. Mixing models
of dietary contributions identified Ariomma bondi as the main prey
(66.8 percent relative contribution), followed by Diaphus dumerilii
(17.8 percent relative contribution), while other prey had minor
relative contributions to the diet of Rice's whales (Doryteuthis
pealeii, 6.4 percent; and Maurolicus weitzmani, 9.1 percent). While
stable isotope mixing models are a useful tool to understand trophic
relationships within food webs, stomach content analysis is still the
most reliable method to comprehensively investigate the diets of
cetaceans. As explained above, stomach content analysis is not
available for Rice's whales. Therefore, other prey species may be
consumed that were not examined in the Kiszka et al. (in press) study.
The availability and quality of prey play important roles in the
selection of prey in large predators, such as Rice's whales. Rice's
whales forage during the day close to the seafloor. Because these deep
dives require significant expenditures of energy, Rice's whales likely
need high quality prey to meet their energetic requirements. Energy
density data suggest that the high energy content of Ariomma bondi,
relative to other available prey species, may be the primary driver of
prey selection for Rice's whales. Kiszka et al. (in press) found that
Ariomma bondi had significantly greater energy density (kilojoules/gram
wet), lipids, and protein compared to the three other species selected
for the model. Ariomma bondi were also significantly enriched in energy
density (kilojoules/gram dry) compared to Diaphus dumerilii and
Maruolicus weitzmani (Kiszka et al. (in press)). Moreover, Kiszka et
al. (in press) found active prey selection was positive for Ariomma
bondi, Doryteuthis pealeii, and Diaphus dumerilii, and that despite the
fact Maurolicus weitzmani were the most abundant species in the trawl
samples, Maurolicus weitzmani were relatively unimportant in the diets
of Rice's whales. This suggests that prey abundance is likely not a
primary driver of prey selection for Rice's whales. Overall, the
results from Kiszka et al. (in press) suggest that Rice's whales are
selective predators, preferentially targeting schooling demersal and
vertically migrating prey with the highest energy content.
Abundance
Estimates of abundance for Rice's whales in the northern GOMx are
less than 100 individuals, with mean estimates of <50 individuals
remaining (Rosel et al., 2021). Broad-scale aerial and ship-based line
transect surveys to estimate cetacean abundance have been conducted in
the northern GOMx as far back as 1991. Eleven abundance estimates were
made between 1991 and 2012 and ranged between 0 and 44 individuals (see
Rosel et al., 2016 for
[[Page 47460]]
summary of surveys). Surveys with the lowest estimates covered waters
primarily off the western GOMx, which is consistent with the species'
preference for the northeastern GOMx, particularly the core
distribution area. It should be noted, however, none of these surveys
were focused on estimating abundance of a rare species and precision of
all estimates is poor. The best and most recent population estimate
available for Rice's whales is 51 individuals (confidence interval of
20 to 130 whales, Garrison et al., 2020).
Critical Habitat Identification
In the following sections, we describe the relevant definitions and
requirements in the ESA and implementing regulations at 50 CFR part 424
and the key information and criteria used to prepare this proposed
critical habitat designation. In accordance with section 4(b)(2) of the
ESA, this proposed critical habitat designation is based on the best
scientific data available and takes into consideration the economic
impact, the impact on national security, and any other relevant impact
of specifying any particular area as critical habitat. Scientific data
used to identify potential critical habitat includes the information
contained in the status review for the species (Rosel et al., 2016),
proposed and final rules to list the Rice's whale under the ESA (81 FR
88639, December 8, 2016; 84 FR 15446, April 15, 2019), articles in
peer-reviewed journals, other scientific reports and fishery management
plans, and relevant Geographic Information System (GIS) data (e.g.,
U.S. maritime limits and boundaries data) for geographic area
calculations and mapping. To identify specific areas that may qualify
as critical habitat for Rice's whale, in accordance with 50 CFR
424.12(b), we undertook the following steps: Identifying the
geographical area occupied by the species at the time of listing;
identifying physical or biological features essential to the
conservation of the species; identifying the specific areas within the
geographical area occupied by the species that contain one or more of
the physical or biological features essential to the conservation of
the species; determining whether these essential features may require
special management considerations or protection; and considered whether
any specific areas outside the geographical area occupied by the
species are essential for the species' conservation. Our evaluation and
conclusions are described in detail in the following sections.
Geographical Area Occupied by the Species
One of the first steps in the critical habitat designation process
is to define the geographical area occupied by the species at the time
of listing. NMFS is also required to designate critical habitat based
on the best available scientific data. The phrase ``geographical areas
occupied by the species,'' which appears in the statutory definition of
critical habitat (16 U.S.C. 1532(5)(A)(i)), is defined by regulation as
``an area that may generally be delineated around species' occurrences,
as determined by the Secretary (i.e., range). Such areas may include
those areas used throughout all or part of the species' life cycle,
even if not used on a regular basis (e.g., migratory corridors,
seasonal habitats, and habitats used periodically, but not solely by
vagrant individuals) (50 CFR 424.02).
At the time of listing (84 FR 15446, April 15, 2019), Rice's whales
were considered to be limited to the northeastern Gulf of Mexico, in
the vicinity of the De Soto Canyon, although historical whaling records
and unconfirmed sightings suggested their occurrence in the southern
and northwestern GOMx (Rosel et al., 2016). Subsequent publications
confirming that Rice's whales are continuing to use the northwestern
GOMx include a sighting in the western GOMx off the central Texas coast
in 2017 that was genetically confirmed as a Rice's whale (Rosel et al.,
2021) and Rice's whale calls that were detected acoustically along the
shelf break in the western and northern Gulf of Mexico from July 2016
to August 2017 (Soldevilla et al., 2022b). Soldevilla et al. (2022b)
concluded that Rice's whales persistently occur over a broader
distribution in the GOMx than was previously understood, which is
documented to include both the northeastern and northwestern GOMx.
Rosel et al. (2021) reviewed Bryde's-like whale records in the
Caribbean and greater Atlantic. They compiled sighting and stranding
data from the U.S. eastern seaboard; reviewed acoustic studies off
Cherry Point, North Carolina, in Norfolk Canyon, and off Jacksonville,
Florida; and reviewed the published literature for the entire Atlantic
Ocean to evaluate the distribution of Bryde's whale taxa in these
areas. The investigators found that there are no confirmed sightings of
Bryde's whales along the U.S. eastern seaboard and no acoustic
detections in the specified study areas. Only six Bryde's whale
strandings could be verified in the U.S. Atlantic coast, and of those,
two were genetically determined to be Rice's whales. Bryde's whale
strandings along the U.S. Atlantic are likely extralimital strays from
the Gulf of Mexico (Mead, 1977) or their carcasses may have been
transported via currents and winds from their normal distribution
(Rosel et al., 2021). Therefore, the Atlantic Ocean is not considered
part of the geographical area occupied by Rice's whales.
Because we cannot designate critical habitat areas outside of U.S.
jurisdiction (50 CFR 424.12(g)) the geographical area under
consideration for this designation is limited to areas under the
jurisdiction of the United States that Rice's whale occupied at the
time of listing. Based on the information above, we have determined
that at the time of listing Rice's whales occupied the Gulf of Mexico.
Physical or Biological Features Essential for Conservation
The statutory definition of critical habitat refers to ``physical
or biological features essential to the conservation of the species,''
(16 U.S.C. 1532(3)), but the ESA does not specifically define or
further describe these features. ESA implementing regulations, however,
define such features as those that occur in specific areas and that are
essential to support the life-history needs of the species, including
but not limited to, water characteristics, soil type, geological
features, sites, prey, vegetation, symbiotic species, or other
features. The ESA regulations further provide that a feature may be a
single habitat characteristic, or a more complex combination of habitat
characteristics and may include habitat characteristics that support
ephemeral or dynamic habitat conditions. Features may also be expressed
in terms relating to principles of conservation biology, such as patch
size, distribution distances, and connectivity (50 CFR 424.02).
To assess habitat features that may qualify as ``essential to the
conservation'' of Rice's whales, we evaluated physical and biological
features that are essential to support the life history needs and
support the conservation of Rice's whales within the areas they occupy
within U.S. waters. Section 3 of the ESA defines the terms
``conserve,'' ``conserving,'' and ``conservation'' to mean: ``to use
and the use of all methods and procedures which are necessary to bring
any endangered species or threatened species to the point at which the
measures provided pursuant to this Act are no longer necessary'' 16
U.S.C. 1532(3).
[[Page 47461]]
In the final listing rule, we determined that the Rice's whale is
endangered under the ESA throughout all of its range due to its small
population size and restricted range, and the threats of energy
exploration, development and production, oil spills and oil spill
response, vessel collision, fishing gear entanglement, and
anthropogenic noise (84 FR 15446, April 15, 2019). Because Rice's
whales rely entirely on the GOMx continental shelf and slope waters
between the 100 and 400 m isobaths to support all of their life history
stages, we have identified physical and biological features that
support all of the Rice's whale life-history stages within its
restricted range.
Based on the best scientific information available we have
identified the following feature as being essential to the conservation
of the Rice's whale: GOMx continental shelf and slope associated waters
between the 100 and 400 m isobaths that support individual growth,
reproduction, and development, social behavior, and overall population
growth. The following attributes of this feature support Rice's whales'
ability to forage, develop, communicate, reproduce, rear calves, and
migrate throughout the GOMx continental shelf and slope waters and
influence the value of the feature to the conservation of the species:
1. Sufficient density, quality, abundance, and accessibility of
small demersal and vertically migrating prey species, including
scombriformes, stomiiformes, myctophiformes, and myopsida;
2. Marine water with (i) elevated productivity, (ii) bottom
temperatures of 10-19 degrees Celsius, and (iii) levels of pollutants
that do not preclude or inhibit any demographic function; and
3. Sufficiently quiet conditions for normal use and occupancy,
including intraspecific communication, navigation, and detection of
prey, predators, and other threats.
Identification of ``physical and biological features essential to
the conservation of the species'' must be done at an appropriate level
of specificity, and that level of specificity is in turn determined by
the best scientific data available (50 CFR 424.12(b)(1)(ii)). The
description of these attributes reflects an appropriate level of
specificity based on the best scientific data available.
With respect to the first attribute related to prey, we have
identified four orders of prey that are important components of the
Rice's whale diet, but we are not able to identify a quantitative
threshold for a critical habitat prey feature. Even without such a
threshold for critical habitat, however, we conclude the scientific
information available supports evaluation of prey availability as an
attribute of the essential feature. Emerging scientific information
supporting Rice's whale prey preferences suggest that Rice's whales
feed primarily on a schooling fish, Ariomma bondi. However, data are
limited (small sample size from limited area and seasons) and still
emerging as research continues. Therefore, we have not specified prey
at the species level in the description of the prey attribute at this
time, and we will continue to use the best available information on
prey species in the diet of the whales and incorporate new information
on prey in consultations on Rice's whale critical habitat as our
understanding evolves.
With respect to the second attribute related to marine water
quality, the term ``elevated productivity'' refers to waters with
higher than normal production of organic matter by planktonic plants
when compared to typical Gulf of Mexico oceanic levels, which are
influenced by a complex variety of factors, including seasonal inputs
of surface water originating from coastal sources and the offshore
presence of loop current eddies.
Finally, with respect to the third attribute related to
sufficiently quiet conditions for normal use and occupancy, Rice's
whales rely on their ability to produce and receive sound within their
environment to navigate, communicate, and detect prey and predators.
Rice's whales have a foraging strategy that is adapted to the waters
near the continental shelf and slope of the Gulf of Mexico, and limited
data from two tagged Rice's whales showed each whale made repeated
dives to depths of 200 m or greater throughout daytime hours, followed
by foraging lunges at or just above the seafloor. Little or no light
reaches the seafloor at those depths, even during daylight hours,
suggesting that these animals may use acoustic cues to locate and
target schools of prey fish.
Scientific information on the effects of anthropogenic noise on the
behavior and distribution of baleen whales, including Bryde's whales,
demonstrates that the presence of anthropogenic noise can adversely
affect the value of marine habitat to Bryde's whales (for more
discussion see the Anthropogenic Noise section of the final listing
rule, 84 FR 15446, April 15, 2019). Of particular concern are
anthropogenic noise sources that are long-lasting, chronic, and/or
persistent, and cumulatively inhibit and/or mask the animals' ability
to receive and interpret sound (e.g., opportunities to forage or
reproduce). Rice's whales vocalize at frequencies between 60 and 160
Hz, and elevation of ambient noise in low frequencies (between 10 and
1,000 Hz) are the most likely to adversely affect Rice's whales'
acoustic soundscape and use of their habitat.
How human activities introduce noise in the marine environment, and
how those noises alter the animals' use of habitat, is complex.
Determining the biological significance of such alterations is equally
complex and involves considering site specific variables, including:
the acoustic characteristics of the introduced sound (frequency (i.e.,
pitch), duration, and intensity); the physical characteristics of the
habitat; the baseline soundscape; interactions with other sound
sources; and the animals' use of that habitat. All of these factors
will influence the pervasiveness and dominance of anthropogenic sound
sources across the habitat. NMFS will continue to use the best
scientific information available to analyze chronic or persistent noise
sources and determine whether they degrade listening conditions within
Rice's whale habitat.
Noises that would impair sufficiently quiet conditions for normal
use and occupancy are those that inhibit Rice's whales' ability to
receive and interpret sound for the purposes of navigation,
communication, and detection or prey, predators, and other threats. As
already noted, anthropogenic noises that are likely to impact the
whales' habitat would be long-lasting, chronic, and/or persistent in
the marine environment and, either alone or combined with other ambient
noises, significantly raise sound levels over a significant portion of
an area (in terms of size and use by the whale) on a prolonged basis
(e.g., annual or multiannual).
Need for Special Management Considerations or Protection
Specific areas within the geographical area occupied by a species
may be designated as critical habitat only if they contain essential
features that ``may require special management considerations or
protection'' (16 U.S.C. 1532 (5)(A)(i)(II)). Special management
considerations or protection are any ``methods or procedures useful in
protecting the physical or biological features essential to the
conservation of listed species'' (50 CFR 424.02).
The essential feature is particularly susceptible to impacts from
human activity because of the moderate water depth range where this
feature occurs as well as its proximity to the coast. We identified
broad categories of actions, or threats, as having the potential to
[[Page 47462]]
negatively impact the essential feature, or its attributes, and the
ability to support the conservation of listed Rice's whales, including,
but not limited to, in-water construction, energy development,
commercial shipping, aquaculture, military activities, and fisheries.
Each of these threats could independently or in combination result in
the need for special management or protections of the essential
feature. For example, direct harvest of the prey by fisheries has the
potential to negatively impact the essential feature and the ability of
feeding areas to support the conservation of Rice's whales. Energy
development could inhibit safe, unrestricted passage between important
habitat areas to find prey and fulfill other life history requirements.
Thus, the ``may require'' standard is met or exceeded with respect to
management of the essential feature. Although we do not speculate as to
what specific conservation measures might be required in the future
through section 7 consultations on particular proposed Federal actions,
the impacts from categories of actions described above, combined with
those from natural factors may affect the habitat, including the
attributes described for its essential feature. We therefore conclude
that the essential feature identified herein may require special
management considerations or protection because threats to this feature
exist throughout the species' range.
Specific Areas Within the Geographic Area Occupied by the Species
Containing the Essential Feature
To determine what areas qualify as critical habitat within the
geographical area occupied by the species, we are required to identify
``specific areas'' within the geographical area occupied by the species
that contain the physical or biological features essential to the
conservation of the species (50 CFR 424.12(b)(1)(iii)). Delineation of
the specific areas is done ``at a scale determined by the Secretary [of
Commerce] to be appropriate'' (50 CFR 424.12(b)(1)). Regulations at 50
CFR 424.12(c) also require that each critical habitat area be shown on
a map. Because the ESA implementing regulations allow for discretion in
determining the appropriate scale at which specific areas are drawn (50
CFR 424.12(b)(1)), we are not required to, nor do we have the ability
to, determine that each square inch, acre, or even square mile
independently meets the definition of ``critical habitat.'' A main goal
in determining and mapping the boundaries of the specific areas is to
provide a clear description and documentation of the areas containing
the identified essential feature. This is ultimately crucial to
ensuring that Federal action agencies are able to determine whether
their particular actions may affect the critical habitat.
To map the specific area, we reviewed available species occurrence
and bathymetric data. We used the highest resolution bathymetric data
available. We used contours created from NOAA Office for Coastal
Management, 2022 Bathymetric Contours, which provides data and maps at
https://www.fisheries.noaa.gov/inport/item/54364. These bathymetric
data (i.e., isobaths) were used, with other geographic or management
boundaries, to draw the boundary on the map of the specific areas
identified as meeting the definition of occupied critical habitat.
Sighting reports, species presence or absence, scientific papers and
other research, the biology and ecology of Rice's whales, and
information indicating the presence of one or more of the identified
essential features within certain areas of their range were also used
to inform the decision making. Expert opinion was important to
identifying areas that contain the feature. These experts included a
NMFS regional GIS lead, a NMFS Large Whale Recovery Coordinator, and
other Rice's whale researchers from the SEFSC.
Ultimately, based on a review of the best available data, we
identified one specific area in the Gulf of Mexico that meets the
definition of critical habitat for the Rice's whale. To be eligible for
designation as critical habitat under the ESA's definition of occupied
areas, each specific area must contain at least one essential feature
that may require special management considerations or protection. This
area meets the definition of ``critical habitat'' because the best
available scientific data indicate that the essential feature is
present, as evidenced by Rice's whale sightings data, the presence of
Rice's whale prey, and habitat use patterns. Due to the unique ecology
of the continental shelf and slope associated waters, use by Rice's
whales is largely driven by depth. Therefore, the feature essential to
the species' conservation is found in those depths that allow the
whales to travel throughout a majority of their range seeking food and
opportunities to socialize and reproduce. The area identified as
including the essential feature for Rice's whales ranges from the 100 m
isobath to the 400 m isobath in the Gulf of Mexico. As noted above,
Rice's whale sightings occurred predominantly between the 100 m isobath
to the 400 m isobath within the northeastern GOMx centered along the
200 m isobath with one sighting during the summer of 2017 in a water
depth of 263 m off the coast of Texas (Garrison et al., 2022).
One hundred eighty-one sightings ranged in water depths from 117 m
to 408 m, with only two sightings falling outside the range of 151-352
m (Rosel et al., 2021). One Rice's whale was satellite-tagged for 33
days in the core distribution area in 2010 and remained between the 100
m isobath and the 400 m isobath for the duration of tracking
(Soldevilla et al., 2017). Additionally, Ariomma bondi is a small
schooling fish that occupies demersal habitat over muddy bottoms,
typically between 50 m and 500 m, but particularly near the continental
shelf break throughout the north-central and northwestern GOMx (Kiszka
et al., in press). Moreover, moored passive acoustic monitoring units
placed seaward of the continental shelf break in the western and
central GOMx regularly detected Rice's whale vocalizations with no
apparent seasonality (Soldevilla et al., 2022b).
The 100 m isobath was selected to delineate the inshore extent of
the area that would include the essential feature for Rice's whales due
to consistent habitat use at depths greater than 100 m and because no
sightings have been made in areas where the water is shallower than 117
m. The 400 m isobath was selected to delineate the offshore extent of
the area that would include the essential feature for Rice's whales due
to consistent habitat use at depths less than 400 m and because no
sightings have been made in areas where the water is deeper than 408 m.
This full range of depths, from the 100 m isobath to the 400 m isobath,
incorporates nearly all of the recorded locations of Rice's whales and
includes those continental shelf and slope waters and feature essential
to Rice's whales.
Areas Outside of the Geographical Areas Occupied by the Species at the
Time of Listing That Are Essential for Conservation
ESA section 3(5)(A)(ii) defines critical habitat to include
specific areas outside the geographical area occupied by the species at
the time of listing if the areas are determined by the Secretary to be
essential for the conservation of the species. An area must logically
be ``habitat'' in order for that area to meet the narrower category of
``critical habitat'' as defined in the ESA. Weyerhaeuser Co. v. U.S.
FWS, 139 S. Ct. 361, 368 (2018) (explaining that an area cannot be
designated as critical habitat unless it is also habitat for the
species). Our regulations at 50 CFR 424.12(b)(2) further explain that
the
[[Page 47463]]
Secretary will identify, at a scale determined by the Secretary to be
appropriate, specific areas outside the geographical area occupied by
the species that are essential for its conservation. The regulations
also state that the Secretary will only consider unoccupied areas to be
essential where a critical habitat designation limited to geographical
areas occupied would be inadequate to ensure the conservation of the
species. In addition, for an unoccupied area to be considered
essential, the Secretary must determine that there is a reasonable
certainty both that the area will contribute to the conservation of the
species and that the area contains one or more of those physical or
biological features essential to the conservation of the species. Under
the previous implementing regulations (i.e. those in effect prior to
2019), the Secretary's determination of specific areas outside the
geographic area occupied by the species that are essential for its
conservation considered the life history, status, and conservation
needs of the species based on the best available scientific data.
The final rule that listed Rice's whales under the ESA identified
energy exploration, development and production, oil spills and oil
spill response, vessel collision, fishing gear entanglement, and
anthropogenic noise as the most serious threats to Rice's whales (84 FR
15446, April 15, 2019). The presence of these threats within habitats
used by Rice's whales likely influences the species' distribution,
abundance, and survival. For example, noise levels within the 100 m to
400 m isobaths portion of the northern GOMx may be impacting the
environment such that, in locations where noise levels are chronically
the highest, Rice's whales may be periodically avoiding habitat they
would otherwise inhabit. Should they be designated as critical habitat,
the occupied areas identified and discussed above would help conserve
areas that support individual growth, reproduction, and development;
social behavior; and overall population growth of the species within
U.S. jurisdiction. Based on our current understanding of the species'
life history, status, and conservation needs, we are not able to
identify any specific areas outside the geographical area occupied by
the species that are essential for its conservation under either the
current implementing regulations in 50 CFR 424.12(b)(2) or those in
effect prior to 2019. Protecting the specific occupied area identified
as critical habitat from destruction and adverse modification stemming
from Federal actions would help support the species' habitat-based
conservation needs.
Application of ESA Section 4(a)(3)(B)(i) (Military Lands)
Section 4(a)(3)(B)(i) of the ESA prohibits designating as critical
habitat any lands or other geographical areas owned or controlled by
the DOD, or designated for its use, that are subject to an Integrated
Natural Resources Management Plan (INRMP) prepared under section 101 of
the Sikes Act (16 U.S.C. 670a), if the Secretary [of Commerce]
determines in writing that such a plan provides a benefit to the
species for which critical habitat is proposed for designation. Our
regulations at 50 CFR 424.12(h) provide that, in determining whether an
applicable benefit is provided, we will consider:
(1) The extent of the area and features present;
(2) The type and frequency of use of the area by the species;
(3) The relevant elements of the INRMP in terms of management
objectives, activities covered, and best management practices, and the
certainty that the relevant elements will be implemented; and
(4) The degree to which the relevant elements of the INRMP will
protect the habitat from the types of effects that would be addressed
through a destruction-or-adverse-modification analysis.
There are no geographical areas owned or controlled by the DOD or
designated for its use that are subject to an INRMP that coincide with
any of the areas under consideration for Rice's whale critical habitat.
Analysis of Impacts Under ESA Section 4(b)(2)
Section 4(b)(2) of the ESA requires that we consider the economic
impact, the impact on national security, and any other relevant impact,
of designating any particular area as critical habitat.
Additionally, the Secretary has the discretion to exclude any area
from critical habitat if the Secretary determines the benefits of
exclusion (that is, avoiding some or all of the impacts that would
result from designation) outweigh the benefits of designation. The
Secretary may not exclude an area from designation if the Secretary
determines, based upon the best scientific and commercial data
available, exclusion will result in the extinction of the species.
Because the authority to exclude is discretionary, exclusion is not
required for any particular area.
The ESA provides the Secretary broad discretion in how to consider
impacts. (See H.R. Rep. No. 95-1625, at 17, reprinted in 1978
U.S.C.C.A.N. 9453, 9467 (1978)). Regulations at 50 CFR 424.19(b)
specify that the Secretary will consider the probable impacts of the
designation at a scale that the Secretary determines to be appropriate,
and that such impacts may be qualitatively or quantitatively described.
The Secretary is also required to compare impacts with and without the
designation (50 CFR 424.19(b)). In other words, we are required to
assess the incremental impacts attributable to the critical habitat
designation relative to a baseline that reflects existing regulatory
impacts in the absence of the critical habitat. The consideration and
weight given to any particular impact is determined by the Secretary.
Courts have noted the ESA does not contain requirements for any
particular methods or approaches. See, e.g., Bldg. Indus. Ass'n of the
Bay Area et al. v. U.S. Dept. of Commerce et al., 792 F.3d 1027 (9th
Cir. 2015) (upholding district court's ruling that the ESA does not
require the agency to follow a specific methodology when designating
critical habitat under section 4(b)(2)). NMFS and the U.S. Fish and
Wildlife Service have adopted a joint policy setting out non-binding
guidance explaining generally how we exercise our discretion under
4(b)(2). See Policy Regarding Implementation of Section 4(b)(2) of the
Endangered Species Act (``4(b)(2) Policy,'' 81 FR 7226, February 11,
2016). For this proposed rule, we followed the same basic approach to
describing and evaluating impacts as we have for several recent
critical habitat rulemakings, as informed by our 4(b)(2) Policy.
The following discussion of impacts is summarized from our
Endangered Species Act Critical Habitat Report, which identifies the
economic, national security, and other relevant impacts that we project
would result from including the specified area in the proposed critical
habitat designation. We considered these impacts when deciding whether
to exercise our discretion to propose excluding particular areas from
the designation. Both positive and negative impacts were identified and
considered (these terms are used interchangeably with benefits and
costs, respectively). Impacts were evaluated in quantitative terms
where feasible, but qualitative appraisals were used where more
appropriate to particular impacts. The primary impacts of a critical
habitat designation result from the ESA section 7(a)(2)
[[Page 47464]]
requirement that Federal agencies ensure their actions are not likely
to result in the destruction or adverse modification of critical
habitat, and that they consult with NMFS in fulfilling this
requirement. Determining these impacts is complicated by the fact that
section 7(a)(2) also requires that Federal agencies ensure their
actions are not likely to jeopardize the species' continued existence.
The incremental impact of critical habitat designation is the extent to
which Federal agencies modify their proposed actions to ensure they are
not likely to destroy or adversely modify the critical habitat beyond
any modifications the agencies would make because of listing and the
requirement to avoid jeopardy to the Rice's whale. When the same
modification would be required due to impacts to both the species and
critical habitat, there would be no additional or incremental impact
attributable to the critical habitat designation beyond the
administrative impact associated with conducting the critical habitat
analysis.
Relevant existing regulatory protections are referred to as the
``baseline'' for this analysis and are discussed in the Endangered
Species Act Critical Habitat Report. In this case, notable baseline
protections include the ESA listing of the species (84 FR 15446, April
15, 2019); other species listings and critical habitat designations,
such as critical habitat for the Northwest Atlantic Ocean loggerhead
sea turtle distinct population segment (79 FR 39855, August 11, 2014);
and protections afforded the whales under the Marine Mammal Protection
Act.
The Endangered Species Act Critical Habitat Report describes the
projected future Federal activities that would trigger ESA section 7
consultation requirements if they are implemented in the future because
the activities may affect the essential feature. These activities and
the ESA consultation consequently may result in economic costs or
negative impacts. The report also identifies the potential national
security and other relevant impacts that may arise due to the proposed
critical habitat designation, such as positive impacts that may arise
from conservation of the species and its habitat, state and local
protections that may be triggered as a result of designation, and
educating the public about the importance of an area for species
conservation.
Economic Impacts
Economic impacts of critical habitat designations primarily occur
through implementation of section 7 of the ESA in consultations with
Federal agencies to ensure their proposed actions are not likely to
destroy or adversely modify critical habitat. The economic impacts of
consultation may include both administrative and project modification
costs; economic impacts that may be associated with the conservation
benefits resulting from designation are described later.
To identify the types and geographic distribution of activities
that may trigger section 7 consultation on Rice's whale critical
habitat, we first reviewed the section 7 consultation histories from
2010 through 2021 for both the NMFS Southeast Region and its Office of
Protected Resources for:
Activities consulted on in the areas being proposed as
critical habitat for the Rice's whale; and
Activities that take place outside of the areas proposed
critical habitat but whose effects extend into the critical habitat and
are therefore subject to consultation.
We also considered section 7 consultations conducted in 2022 to the
extent those consultations support modifying our projections of future
consultations based on the 2010-2021 consultation history alone.
In addition, we convened discussions with NMFS personnel to
identify future activities that may affect Rice's whale critical
habitat that may not have been captured by relying on the section 7
consultation history. We reviewed the U.S. Army Corps of Engineers
(USACE) permit application database for the South Atlantic Division and
Southwestern Division to identify all USACE permit applications for
projects located within the proposed critical habitat area. Review of
USACE permit application data is useful because the database
encompasses USACE-permitted activities that may not have been consulted
on in the past if they were outside of previously designated critical
habitats or areas containing species protected under the ESA. We
compared the USACE permit application data to the NMFS section 7
consultation history and confirmed the latter's completeness, thereby
validating use of the NMFS section 7 consultation database to project
future informal consultations on USACE-permitted projects. We also will
review more recent consultation information prior to the publication of
any final rule. We determined that all categories of the activities
identified have potential routes of effects to both the endangered
Rice's whale and the proposed Rice's whale critical habitat, or to
other species or designated critical habitat. We did not identify and
we do not anticipate Federal actions that have the potential to affect
only the Rice's whale critical habitat.
We identified the following eleven categories of activities
implemented by seven different Federal entities as having the potential
to affect the essential feature of the Rice's whale critical habitat:
Oil and gas exploration and development
Commercial fishery management
Military activities
Water quality management
Scientific research and monitoring
Space vehicle launch and reentry
In-water construction
Aquaculture
Vessel traffic
Renewable energy development
Activities that lead to or address greenhouse gas emissions or
global climate change
Future consultations were projected based on the frequency and
distribution of section 7 consultations conducted from 2010 through
2021 as well as some consultations conducted in 2022 that revealed a
need to modify our projections of future consultations that was not
captured in the 2010-2021 consultation history alone, review of USACE
permit applications between 2010 and 2021, and discussions with NMFS
personnel familiar with the scope of future activities that may affect
the potential critical habitat. With certain exceptions, we consider it
reasonable to assume that the breakdown of past consultations by type
(into informal, formal, and programmatic consultations) and activity
category (e.g., scientific research and monitoring, water quality
management, etc.) between the years 2010 and 2021 will generally
reflect the breakdown of future consultations. Accordingly, we assume
for most potentially impacted activity categories that the number and
type of activities occurring within or affecting Rice's whale critical
habitat would not change in the future. Activity categories to which we
do not apply this assumption include space vehicle launches and
reentry, wind energy development, oil and gas exploration and
development, and military activities. For oil and gas and military
activities, we anticipate that current programmatic and formal
consultations on activities that could affect the proposed critical
habitat would require two reinitiations each over the next 10 years and
that each of these consultations would consider effects to Rice's whale
critical habitat. As of January 2022, NMFS consults with the Federal
Aviation Administration, U.S. Space Force, and National Aeronautics
[[Page 47465]]
and Space Administration on space vehicle launches and reentries on a
programmatic basis. Despite an expected increase in the frequency of
space vehicle launches and reentries that could affect the proposed
critical habitat, we project only one section 7 consultation over the
next 10 years because these types of operations will be covered by a
single programmatic consultation, and because we consider it unlikely
that designation of critical habitat for the Rice's whale would change
the outcome of the programmatic consultation. While there is
considerable uncertainty regarding the scope of future renewable (i.e.,
wind) energy development activities that would require Section 7
consultation on effects to Rice's whale critical habitat, our
projections reflect the assumed reinitiation of the current
programmatic consultation on site characterization and assessment
activities. Our projections also assume formal consultation on the
construction and operation of two wind energy projects over the next 10
years. While it is unlikely that such projects would be located seaward
of the 100-meter isobath, it is possible that activities related to the
construction and/or operation of the projects would affect the proposed
critical habitat.
As discussed in more detail in our Endangered Species Act Critical
Habitat Report, all categories of activities identified as having the
potential to affect the proposed essential feature also have the
potential to affect the endangered Rice's whales or other listed
species or critical habitat. To estimate the economic impacts of
critical habitat designation, our analysis compares the state of the
world with and without the designation of critical habitat. The
``without critical habitat'' scenario represents the baseline for the
analysis, considering protections already afforded the proposed
critical habitat as a result of listing the Rice's whale as endangered
and as a result of other Federal, state, and local regulations or
protections, including other species listings and critical habitat
designations. The ``with critical habitat'' scenario describes the
state of the world with the critical habitat designation. The
incremental impacts that will be associated specifically with the
critical habitat designation, if finalized as proposed, are the
difference between the two scenarios. As it stands, baseline
protections exist in large areas proposed for designation as critical
habitat for Rice's whale. In particular, areas proposed for Rice's
whale critical habitat designation overlap to varying degrees with the
presence of the threatened or endangered sei whale, sperm whale, North
Atlantic green sea turtle distinct population segment, Northwest
Atlantic Ocean loggerhead sea turtle distinct population segment,
hawksbill sea turtle, Kemp's ridley sea turtle, and leatherback sea
turtle; and critical habitat designated for the Northwest Atlantic
Ocean loggerhead sea turtle distinct population segment. These areas
already receive significant protections related to these listings and
critical habitat designation. These protections may also protect the
essential feature of the proposed Rice's whale critical habitat.
Importantly, we do not expect designation of critical habitat for the
Rice's whale to result in project modification for any of the
activities that may affect the critical habitat because actions that
are likely to adversely affect designated critical habitat may proceed
so long as such actions do not result in the destruction or adverse
modification of critical habitat. Unlike actions that are likely to
adversely affect listed species, NMFS cannot specify reasonable and
prudent measures that are necessary or appropriate to minimize impacts
to critical habitat. In circumstances where NMFS determines an action
is likely to result in destruction or adverse modification of critical
habitat, NMFS must propose reasonable and prudent alternatives that
avoid the destruction and adverse modification of the critical habitat.
Administrative Section 7 Costs
The effort required to address adverse effects to the proposed
critical habitat is assumed to be the same, on average, across
categories of activities. Informal consultations are expected to
require comparatively low levels of administrative effort, while formal
and programmatic consultations are expected to require comparatively
higher levels of administrative effort. For all formal and informal
consultations, we anticipate that incremental administrative costs will
be incurred by NMFS, the consulting Federal action agencies, and
potentially, third parties. For programmatic consultations, we
anticipate that costs will be incurred by NMFS and the consulting
Federal action agencies. Incremental administrative costs per
consultation that would occur absent designation of critical habitat
for the Rice's whale and that would consider effects to Rice's whale
critical habitat, are expected on average to be $12,000 for
programmatic, $6,300 for formal consultations, and $3,000 for informal
consultations (in 2022 dollars). These costs are assumed to double, on
a per consultation basis, for consultations that are reinitiated to
consider effects to Rice's whale critical habitat (NMFS, 2022).
We estimate the incremental administrative costs of section 7
consultation by applying these per consultation costs to the forecasted
number of consultations. We anticipate that there will be approximately
8 programmatic consultations, 12 formal consultations, and 29 informal
consultations that will require incremental administrative effort.
Incremental costs are expected to total approximately $240,000 over the
next 10 years (discounted at 7 percent), at an annualized cost of
$37,000 (in 2022 dollars). We conservatively assume that there will be
approximately 10 re-initiations of existing consultations to
specifically address effects to Rice's whale critical habitat. We
anticipate that the reinitiated consultations will be for Federal
actions related to oil and gas activities, fishery management, military
activities, water quality management, renewable energy development, and
space vehicle launch and reentry operations. Table 1 shows the
projected incremental costs of designation of critical habitat for the
Rice's whale, by activity category.
Table 1--Projected Incremental Costs of Rice's Whale Critical Habitat Designation by Activity Type, 2023-2032
[2022 Dollars]
----------------------------------------------------------------------------------------------------------------
Total cost (7 percent
Activity discount rate) Annualized cost
----------------------------------------------------------------------------------------------------------------
Oil and Gas Activities................................ $53,000 $8,100
Renewable Energy...................................... 24,000 3,700
Fishery Management.................................... 52,000 7,900
Military.............................................. 36,000 5,500
[[Page 47466]]
Water Quality......................................... 41,000 6,200
Scientific Research and Monitoring.................... 18,000 2,800
Space Vehicle Launch and Reentry...................... 16,000 2,400
Construction.......................................... 1,700 250
---------------------------------------------------------
Total............................................. 240,000 37,000
----------------------------------------------------------------------------------------------------------------
Note: The estimates may not sum to the totals reported due to rounding.
In summary, significant baseline protections exist in areas
proposed for Rice's whale critical habitat. Incremental impacts of the
proposed designation are projected to reflect the incremental
administrative effort required for section 7 consultations to consider
effects to the critical habitat. Taking into consideration several
assumptions and uncertainties, total projected incremental costs are
approximately $240,000 over the next 10 years (discounted at 7
percent), or $37,000 in annualized costs (in 2022 dollars).
Notwithstanding the uncertainty underlying the projection of
incremental costs, the results provide an indication of the potential
activities that may be affected and a reasonable projection of future
costs.
National Security Impacts
Impacts to national security could occur if a designation triggers
future ESA section 7 consultations because a proposed military activity
``may affect'' the feature essential to the listed species'
conservation. Interference with mission-essential training or testing
or unit readiness could result from the additional commitment of
resources by the DOD or United States Coast Guard (USCG) to modify the
action to prevent adverse modification of critical habitat or implement
Reasonable and Prudent Alternatives. Whether national security impacts
result from the designation also depends on whether future
consultations and associated project modifications and/or
implementation of reasonable and prudent alternatives, reasonable and
prudent measures and terms and conditions would be required due to
potential effects to Rice's whale or other ESA-listed species or
designated critical habitat, regardless of the Rice's whale critical
habitat designation, and whether the Rice's whale designation would add
costs beyond those related to the consultation on effects to Rice's
whale or other species or critical habitat.
As described previously, we identified DOD military operations as a
category of activity that has the potential to affect the essential
feature of the proposed Rice's whale critical habitat. However, for the
actions that may affect Rice's whale critical habitat, designating
critical habitat for Rice's whale is not expected to result in
incremental impacts beyond administrative costs because the
consultations would otherwise be required to address effects to either
the Rice's whale or other listed species. National security impacts
could result from the designation of critical habitat for the Rice's
whale if it is determined through section 7 consultation that
modifications to DOD activities are required to mitigate adverse
effects to the critical habitat alone. We anticipate two reinitiations
each over the next 10 years of existing consultations that would
address effects to Rice's whale critical habitat. These include a
programmatic consultation on U.S. Navy Atlantic Fleet Testing and
Training operations and a formal consultation on U.S Air Force training
and testing operations based out of Eglin Air Force Base. While these
reinitiated consultations represent an incremental administrative
impact of the proposed rule, which is considered in the economic
analysis, the reinitiated consultations would not impact national
security. We did not identify any other areas managed by DOD branches
that are of potential concern.
Other Relevant Impacts
We identified three broad categories of other relevant impacts
related to this proposed critical habitat designation: Conservation
benefits, both to the species and to the ecosystem; impacts on
governmental or private entities that are implementing existing
management plans that provide benefits to the listed species; and
educational and awareness benefits. Our economic analysis provided in
the Endangered Species Act Critical Habitat Report discusses
conservation benefits of designating the proposed area and the benefits
to society of conserving the species.
Conservation Benefits
The primary benefit of critical habitat designation is the
contribution to conservation and recovery of the Rice's whale. That is,
in protecting the feature essential to the conservation of the species,
critical habitat directly contributes to the conservation and recovery
of the species. This analysis contemplates two broad categories of
conservation benefits of critical habitat designation: (1) Increased
probability of conservation and recovery of the species, and (2)
Ecosystem service benefits.
The most direct benefits of the critical habitat designations stem
from the enhanced probability of conservation and recovery of the
species. From an economic perspective, the appropriate measure of the
value of this benefit is people's ``willingness-to-pay'' for the
incremental change. While the existing economics literature is
insufficient to provide a quantitative estimate of the extent to which
people value incremental changes in recovery potential, the literature
does provide evidence that people have a positive preference for listed
species conservation, even beyond any direct (e.g., recreation, such as
viewing the species while whale watching) or indirect use for the
species (e.g., fishing that is supported by the presence of healthy
ecosystems).
In addition, designating critical habitat can benefit the
ecosystem. Overall, the GOMx continental shelf and slope associated
waters, including those comprising Rice's whale proposed critical
habitat, provide important ecosystem services of value to individuals,
communities, and economies. These include recreational opportunities
(and associated tourism spending in the regional economy), habitat for
recreationally and commercially valuable fish species, and
[[Page 47467]]
climate stabilization via carbon sequestration. Critical habitat most
directly influences the recovery potential of the species and protects
ecosystem services through its implementation under section 7 of the
ESA. Our analysis finds that the proposed rule is not anticipated to
result in incremental project modifications. However, the protections
afforded to the GOMx continental shelf and slope associated waters
proposed as Rice's whale critical habitat could increase awareness of
the importance of these habitat areas, which in turn could lead to
additional conservation efforts.
Impacts to Governmental and Private Entities With Existing Management
Plans Benefitting the Listed Species
Among other relevant impacts of critical habitat designations that
we consider under section 4(b)(2) of the ESA are impacts on the efforts
of private and public entities involved in management or conservation
efforts benefiting listed species. In cases where there is a Federal
nexus (e.g., a Federal grant or permit), critical habitat designation
could necessitate consultation with NMFS to incrementally address the
effects of the management or conservation activities on critical
habitat. In such cases, these entities may have to allocate resources
to fulfill their section 7 consultation obligations as third parties to
the consultation--including the administrative effort of consultation
and, potentially, modification of projects or conservation measures to
avoid adverse modification to the critical habitat--that, absent
critical habitat designation, would be applied to management or
conservation efforts benefiting listed species. As we anticipate the
proposed designation would result in no project modifications beyond
those that would already occur absent designation, the potential for
reallocation of these private and public entities' resources would be
limited to the incremental administrative costs of section 7
consultations that would occur absent Rice's whale critical habitat.
Therefore, we do not expect that designating critical habitat for the
Rice's whale would diminish private and public entities' ability to
provide for the conservation of the Rice's whale.
Education and Awareness Benefits
The critical habitat designation could potentially have benefits
associated with education and awareness. The potential for such
benefits stems from three sources: (1) Entities that engage in section
7 consultation, including Federal action agencies and, in some cases,
third party applicants; (2) members of the general public interested in
conservation; and (3) state and local governments that take action to
complement the critical habitat designation. Certain entities, such as
applicants for particular permits, may alter their activities to
benefit the essential feature of the critical habitat because they were
made aware of the critical habitat designation through the section 7
consultation process. Similarly, Federal action agencies that undertake
activities that affect the critical habitat may alter their activities
to benefit the critical habitat. Members of the public interested in
conservation also may adjust their behavior to benefit critical habitat
because they learned of the critical habitat designation through
outreach materials or the regulatory process. In our experience,
designation raises the public's awareness that there are special
considerations to be taken within areas identified as critical habitat.
Similarly, state and local governments may be prompted to enact laws or
rules to complement the critical habitat designations and benefit the
listed species. Those laws would likely result in additional impacts of
the designations.
However, quantifying the beneficial effects of the awareness gained
through, or the impacts from state and local regulations resulting
from, the proposed critical habitat designation is not possible.
Exclusions Under Section 4(b)(2)
We are not exercising our discretion to exclude any particular
areas from designation based on economic, national security, and other
relevant impacts. In summary, there are significant baseline
protections that exist in the areas proposed for the Rice's whale
critical habitat, and as a result, the incremental impacts of the
proposed designation are low and reflect the incremental administrative
effort required for section 7 consultations to consider effects
specific to critical habitat. Taking into consideration several
assumptions and uncertainties, the total projected incremental costs
are approximately $240,000 over the next 10 years ($37,000 annualized),
applying a discount rate of 7 percent. As the proposed critical habitat
comprises a single unit, the analysis does not identify any particular
area within the proposed critical habitat unit where these costs would
be highly concentrated. Moreover, we anticipate that no particular
industry would be disproportionately impacted. Similarly, we are not
proposing to exclude any areas on the basis of national security
impacts because no national security concerns exist related to the
proposed critical habitat designation. We are also not proposing to
exclude any particular area based on other relevant impacts. Other
relevant impacts include conservation benefits of the designation, both
to the species and to the ecosystem. We expect that designation of
critical habitat will support conservation and recovery of the species.
Future section 7 consultations on some of the activities that may
affect Rice's whale will also consider effects to the critical habitat.
While we do not expect these consultations to result in additional
conservation measures, the additional consideration of effects specific
to the critical habitat will increase overall awareness of the
importance of Rice's whale and its habitat. For these reasons, we are
not proposing to exclude any areas as a result of these other relevant
impacts.
Proposed Critical Habitat Designation
Our critical habitat regulations state that we will show critical
habitat on a map with more detailed information discussed in the
preamble of the critical habitat rulemaking and made available from
NMFS (50 CFR 424.12(c)). When several habitats, each satisfying the
requirements for designation as critical habitat, are located in
proximity to one another, an inclusive area may be designated as
critical habitat (50 CFR 424.12(d)). The habitat containing the
essential feature and that may require special management
considerations or protection is continental shelf and slope associated
waters in the Gulf of Mexico. The boundaries of the specific area were
determined by the presence of the essential feature and Rice's whales,
as described earlier within this document. Because the quality of the
available GIS data varies based on collection method, resolution, and
processing, the proposed critical habitat boundaries are defined by the
maps in combination with the textual information included in the
proposed regulation. This textual information clarifies and refines the
location and boundaries of each specific area.
Occupied Critical Habitat Unit Description
The specific area of occupied critical habitat for the Rice's whale
consists of waters from the 100 meter isobath to the 400 meter isobath
in the Gulf of Mexico starting at the U.S. Exclusive Economic Zone
boundary off of Texas east to the boundary between the South Atlantic
Fishery Management Council and the Gulf of Mexico Fishery Management
Council (50 CFR 600.105(c)) off of
[[Page 47468]]
Florida. The area of the Gulf of Mexico unit is 73,220.65 square
kilometers or 28,270.65 square miles. The map and regulatory text in
this document provide more detail regarding the location and boundaries
of this area.
Effects of Critical Habitat Designation
Section 7(a)(2) of the ESA requires Federal agencies, including
NMFS, to insure that any action authorized, funded, or carried out by
the agency is not likely to jeopardize the continued existence of any
threatened or endangered species or destroy or adversely modify
designated critical habitat. Federal agencies are also required to
confer with NMFS regarding any actions likely to jeopardize the
continued existence of any species proposed for listing under the ESA,
or likely to destroy or adversely modify proposed critical habitat,
pursuant to section 7(a)(4).
A conference involves informal discussions in which NMFS may
recommend conservation measures to minimize or avoid adverse effects
(50 CFR 402.02). The discussions and conservation recommendations are
documented in a conference report provided to the Federal agency (50
CFR 402.10(e)). If requested by the Federal agency and deemed
appropriate by NMFS, the conference may be conducted following the
procedures for formal consultation in 50 CFR 402.14, and NMFS may issue
an opinion at the conclusion of the conference. This opinion may be
adopted as the biological opinion when the species is listed or
critical habitat designated if no significant new information or
changes to the action alter the content of the opinion (50 CFR
402.10(d)).
When a species is listed or critical habitat is designated, Federal
agencies must consult with NMFS on any agency actions that may affect a
listed species or its critical habitat. During the consultation, we
evaluate the agency action to determine whether the action may
adversely affect listed species or critical habitat and issue our
findings in a letter of concurrence or in a biological opinion. If we
conclude in the biological opinion that the action would likely result
in the destruction or adverse modification of critical habitat, we
would also identify any reasonable and prudent alternatives to the
action. Reasonable and prudent alternatives are defined in 50 CFR
402.02 as alternative actions identified during formal consultation
that can be implemented in a manner consistent with the intended
purpose of the action, that can be implemented consistent with the
scope of the Federal agency's legal authority and jurisdiction, that
are economically and technologically feasible, and that we believe
would avoid the likelihood of destruction or adverse modification of
critical habitat.
Regulations at 50 CFR 402.16 require Federal agencies that have
retained discretionary involvement or control over an action, or where
such discretionary involvement or control is authorized by law, to
reinitiate consultation on previously reviewed actions in instances
where: (1) Critical habitat is subsequently designated that may be
affected by the identified action; or (2) New information or changes to
the action may result in effects to critical habitat in a manner or to
an extent not previously considered. Consequently, some Federal
agencies may request reinitiation of consultation or conference with
NMFS on actions that may affect designated critical habitat or
adversely modify or destroy proposed critical habitat.
Activities subject to the ESA section 7 consultation process are
those activities authorized, funded, or carried out by Federal action
agencies, whether on Federal, state, or private lands or waters. ESA
section 7 consultation would not be required for Federal actions that
do not affect listed species or critical habitat and for actions that
are not federally funded, authorized, or carried out.
Activities That May Be Affected
Section 4(b)(8) of the ESA requires that we describe briefly and
evaluate in any proposed or final regulation to designate critical
habitat those activities, whether public or private, that may adversely
modify such habitat or that may be affected by such designation. As
described in our Endangered Species Act Critical Habitat Report, a wide
variety of Federal activities may require ESA section 7 consultation
because they may affect the essential feature of Rice's whale critical
habitat. Specific future activities will need to be evaluated with
respect to their potential to destroy or adversely modify critical
habitat, in addition to their potential to affect and jeopardize the
continued existence of listed species. For example, activities may
adversely modify the continental shelf and slope associated waters by
destroying or altering the habitat. These activities, whether public or
private, would require ESA section 7 consultation when they are
authorized, funded, or carried out by a Federal agency. A private
entity may also be affected by proposed critical habitat designations
if it is a proponent of a project that requires a Federal permit or
receives Federal funding. Categories of activities that may be affected
through section 7 consultation by designating Rice's whale critical
habitat include oil and exploration and development, renewable energy
development, fishery management, military activities, water quality
management, scientific research and monitoring, space vehicle launches
and reentry, and in-water construction.
Questions regarding whether specific activities may constitute
destruction or adverse modification of critical habitat should be
directed to us (see ADDRESSES and FOR FURTHER INFORMATION CONTACT).
Identifying the extent or severity of an impact on the essential
feature at which the conservation value of habitat for the listed
species may be affected is inherently complex. Consequently, the actual
responses of the critical habitat to effects to the essential feature
resulting from future Federal actions will be case- and site-specific,
and predicting such responses will require case- and site-specific data
and analyses.
Public Comments Solicited
We request that interested persons submit comments, information,
and data concerning this proposed rule during the comment period (see
DATES). We are soliciting comments from the public, other concerned
governments and agencies, the scientific community, industry, or any
other interested party concerning the areas proposed for designation
and appropriateness and description of the essential feature.
Specifically, we seek public comments concerning the attributes of the
proposed essential feature. We also solicit comments regarding
specific, probable benefits and impacts stemming from this designation,
including any estimates of incremental impacts. We also request comment
on any projects or activities that may be affected or delayed by this
designation, and the assumption that consultations will not result in
project modifications. We also seek comments on the identified
geographic area occupied by the species and the potential benefits to
the species from this designation or alternative designations. We seek
information that would assist in further characterizing environmental
parameters important to Rice's whales. We seek information about any
additional sightings or areas that may support Rice's whales not
addressed in this proposed rule or supporting information. We seek any
additional information about strandings or other historical records of
Bryde's-like whales in the Gulf of Mexico or Atlantic Ocean.
You may submit your comments and materials concerning this proposal
by
[[Page 47469]]
any one of several methods (see ADDRESSES). We will consider all
comments pertaining to these designations received during the comment
period in preparing the final rule. Accordingly, the final designation
may differ from this proposal.
Information Quality Act and Peer Review
The data and analyses supporting this proposed action have
undergone a pre-dissemination review and have been determined to be in
compliance with applicable information quality guidelines implementing
the Information Quality Act (Section 515 of Pub. L. 106-554). On
December 16, 2004, OMB issued its Final Information Quality Bulletin
for Peer Review (Bulletin). The Bulletin was published in the Federal
Register on January 14, 2005 (70 FR 2664), and all of the requirements
were effective by June 16, 2005. The primary purpose of the Bulletin is
to improve the quality and credibility of scientific information
disseminated by the Federal government by requiring peer review of
``influential scientific information'' and ``highly influential
scientific assessments'' prior to public dissemination. ``Influential
scientific information'' is defined as information that the agency
reasonably can determine will have or does have a clear and substantial
impact on important public policies or private sector decisions. The
Bulletin provides agencies broad discretion in determining the
appropriate process and level of peer review of influential scientific
information. Stricter standards were established for the peer review of
highly influential scientific assessments, defined as information whose
dissemination could have a potential impact of more than $500 million
in any one year on either the public or private sector or for which the
dissemination is novel, controversial, or precedent-setting, or has
significant interagency interest.
The information in the Endangered Species Act Critical Habitat
Report supporting this proposed critical habitat rule is considered
influential scientific information and was thus subjected to peer
review. To satisfy our requirements under the OMB Bulletin, we obtained
independent peer review of the biological information in the Endangered
Species Act Critical Habitat Report and incorporated the peer review
comments into the report prior to dissemination of this proposed
rulemaking. Comments received from peer reviewers are available on our
website at https://www.noaa.gov/information-technology/endangered-species-act-critical-habitat-report-rices-whale-id452.
Classification
Takings (Executive Order 12630)
Under E.O. 12630, Federal agencies must consider the effects of
their actions on constitutionally protected private property rights and
avoid unnecessary takings of private property. A taking of property
includes actions that result in physical invasion or occupancy of
private property, and regulations imposed on private property that
substantially affect its value or use. In accordance with E.O. 12630,
this proposed rule would not have significant takings implications. A
takings implication assessment is not required. These designations
would affect only Federal agency actions (i.e., those actions
authorized, funded, or carried out by Federal agencies). Therefore, the
critical habitat designation does not affect landowner actions that do
not require Federal funding or permits.
Regulatory Planning and Review (Executive Order 12866)
This proposed rule has been determined to be significant for
purposes of E.O. 12866 review. A report evaluating the economic impacts
of the proposed rule has been prepared and is included in the
Endangered Species Act Critical Habitat Report, incorporating the
principles of E.O. 12866. Based on the economic impacts evaluation in
the Endangered Species Act Critical Habitat Report, total incremental
costs resulting from the critical habitat are approximately $240,000
over the next 10 years ($37,000 annualized), applying a discount rate
of 7 percent.
Federalism (Executive Order 13132)
Executive Order 13132 requires agencies to ensure state and local
officials have the opportunity for meaningful and timely input when
developing regulatory policies that have federalism implications.
Policies that have federalism implications are those with substantial,
direct effect on the states, on the relationship between the Federal
government and the states, or on the distribution of power and
responsibilities among the various levels of government. If the effects
of the rule on local governments are sufficiently substantial, the
agency must prepare a Federal assessment. Pursuant to the Executive
Order on Federalism, E.O. 13132, we determined that this proposed rule
does not have significant federalism effects and that a federalism
assessment is not required. However, in keeping with Department of
Commerce policies and consistent with ESA regulations at 50 CFR
424.16(c)(1)(ii), we will request information for this proposed rule
from state and territorial resource agencies in Florida, Alabama,
Mississippi, Louisiana, and Texas. The proposed designation may have
some benefit to state and local resource agencies in that the proposed
rule clearly defines the essential feature and the areas in which that
feature is found. Clear definitions and information about the critical
habitat may help local governments plan for activities that may require
ESA section 7 consultation.
Energy Supply, Distribution, and Use (Executive Order 13211)
Executive Order 13211 requires agencies to prepare Statements of
Energy Effects when undertaking an action expected to lead to the
promulgation of a final rule or regulation that is a significant
regulatory action under E.O. 12866 and is likely to have a significant
adverse effect on the supply, distribution, or use of energy. This
rule, if finalized, will not have a significant adverse effect on the
supply, distribution, or use of energy. Therefore, we have not prepared
a Statement of Energy Effects.
Regulatory Flexibility Act (5 U.S.C. 601 et seq.)/Initial Regulatory
Flexibility Analysis (IRFA)
We prepared an initial regulatory flexibility analysis (IRFA) in
accordance with section 603 of the Regulatory Flexibility Act (RFA) (5
U.S.C. 601, et seq.). The IRFA analyzes the impacts to small entities
that may be affected by the proposed designations and is included as
Appendix B of the Endangered Species Act Critical Habitat Report and is
available upon request (see ADDRESSES section). We welcome public
comment on this IRFA, which is summarized below, as required by section
603 of the RFA.
The IRFA uses the best available information to identify the
potential impacts to small entities of designating critical habitat.
However, a number of uncertainties complicate quantification of these
impacts. These include (1) the fact that the manner in which potential
impacts of critical habitat designations will be allocated between
large and small entities is generally uncertain; and (2) as discussed
in the main body of the economic report, there is uncertainty regarding
the potential effects of critical habitat designation, and some
categories of potential impacts that cannot be quantified must be
described qualitatively.
[[Page 47470]]
The IRFA anticipates that the proposed critical habitat will result
in negligible impacts to small entities. In-water construction is
likely the only activity category for which a portion of incremental
costs of the proposed rule would be borne by small entities, and the
scope of in-water construction projects potentially undertaken by small
entities is limited due to the 100 meter depth of the proposed critical
habitat's shoreward boundary. Incremental costs of the proposed rule to
activities other than in-water construction would likely be borne
entirely by Federal agencies, which, by definition, are not small
entities.
As documented in the Endangered Species Act Critical Habitat
Report, incremental impacts of the proposed rule are expected to be
limited to the administrative costs of addressing Rice's whale critical
habitat in future section 7 consultations, as any project modifications
to activities that may affect the proposed critical habitat are
expected to be required absent designation. The forecast of section 7
consultations that would consider effects specific to Rice's whale
critical habitat over the next 10 years includes consultation on
approximately one in-water construction project over the 10 years.
Based on assumed administrative costs of consultation to third parties,
this would result in an average annualized cost of $250 to the third
party involved in the project. This average annualized cost represents
the maximum potential impact of the proposed rule to small entities, as
determined by the IRFA. This is reasonable given (1) as noted above,
the nearshore boundary of the proposed critical habitat is the 100-
meter isobath and well offshore of coastal areas where most in-water
construction activity that involves small entities occurs and (2) the
section 7 consultation history for 2010 through 2021 includes only one
U.S. Army Corps of Engineers-permitted in-water construction project
within the proposed critical habitat area. Based on this analysis, the
IRFA concludes that the proposed designation of critical habitat for
the Rice's whale would result in negligible impacts to small entities.
The proposed rule will not duplicate or conflict with any other
laws or regulations. However, other aspects of the ESA may overlap with
the proposed critical habitat designation. For instance, listing of the
Rice's whale under the ESA requires Federal agencies to consult with
NMFS to ensure against jeopardy to the species. Overlap of the presence
of other ESA-listed species, including ESA-listed whales and sea
turtles, and critical habitat designated for the Northwest Atlantic
Ocean Distinct Population Segment of the loggerhead sea turtle with the
areas proposed for critical habitat designation protects the essential
feature of the proposed critical habitat to the extent that projects or
activities that may adversely affect the proposed critical habitat also
pose a threat to the listed species or to loggerhead sea turtle
critical habitat.
The RFA requires consideration of significant alternatives that
would minimize impacts to small entities. We considered three
alternatives when developing the proposed critical habitat rule: (1) a
no action alternative that would not designate critical habitat (status
quo), (2) our proposed critical habitat designation (the preferred
alternative), and (3) a critical habitat designation with different
geographic boundaries.
Under the no action alternative (status quo), we considered not
designating critical habitat for the Rice's whale. Under this
alternative, conservation and recovery of the listed species would
depend exclusively upon the protection provided under the ``jeopardy''
provisions of section 7 of the ESA. This alternative would impose no
additional economic, national security, or other relevant impacts.
However, after compiling and reviewing the biological information for
the Rice's whale, we have determined that the physical and biological
feature forming the basis for our critical habitat designation is
essential to the Rice's whale's conservation, and conservation of the
species will not succeed without this feature being available. Thus,
the lack of protection of the critical habitat feature from adverse
modification could result in continued declines in abundance of Rice's
whale, and loss of associated economic and other biodiversity values
the whale provides. Thus, the no action alternative is not necessarily
a ``no cost'' alternative for small entities. Moreover, this option
would not be legally viable under section 4 of the ESA, which
specifically requires that we designate critical habitat to the maximum
extent prudent and determinable based on consideration of the best
available scientific information.
Under the preferred alternative, we would designate the area
ranging from the 100 m isobath to the 400 m isobath in GOMx waters from
the Texas-Mexico border east to the boundary between the South Atlantic
Fishery Management Council and the Gulf of Mexico Fishery Management
Council (50 CFR 600.105(c)) off of Florida. This area contains the
physical and biological feature essential to the conservation of Rice's
whales. The preferred alternative was selected because it implements
the critical habitat provisions of the ESA by including the feature we
believe is essential to the conservation of the species based on the
best available scientific information on the Rice's whale and offers
greater conservation benefits relative to either of the other
alternatives.
Under the third alternative that would have delineated different
geographic boundaries, we would propose to designate a smaller area
within the GOMx as critical habitat. Under section 4(b)(2) of the ESA,
NMFS has the discretion to exclude a particular area from designation
as critical habitat even though it meets the definition of ``critical
habitat'' if the benefits of exclusion (i.e., the impacts that would be
avoided if an area were excluded from the designation) outweigh the
benefits of designation (i.e., the conservation benefits to the Rice's
whale if an area were designated), as long as exclusion of the area
will not result in extinction of the species. However, following our
consideration of probable national security, economic, and other
relevant impacts of designating all the specific areas, we rejected
this alternative. We determined that the benefits of excluding any
particular areas ranging from the 100 m isobath to the 400 m isobath in
GOMx waters from the Texas-Mexico border east to the boundary between
the South Atlantic Fishery Management Council and the Gulf of Mexico
Fishery Management Council (50 CFR 600.105(c)) off of Florida did not
outweigh the conservation benefits of designating those areas. Thus,
this alternative was rejected in favor of the preferred alternative.
Coastal Zone Management Act
We have determined that this action will have no reasonably
foreseeable effects on coastal uses or resources under the CZMA in
Florida, Alabama, Mississippi, Louisiana, and Texas. Upon publication
of this proposed rule, these determinations will be submitted to
responsible State agencies for review under section 307 of the Coastal
Zone Management Act.
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.)
This proposed rule does not contain any new or revised collection
of information requirements. This rule, if adopted, would not impose
recordkeeping or reporting requirements on State or local governments,
individuals, businesses, or
[[Page 47471]]
organizations. Therefore, the Paperwork Reduction Act does not apply.
Unfunded Mandates Reform Act (2 U.S.C. 1501 et seq.)
This proposed rule will not produce a Federal mandate. The
designation of critical habitat does not impose a legally-binding duty
on non-Federal government entities or private parties. The only
regulatory effect is that Federal agencies must ensure that their
actions are not likely to destroy or adversely modify critical habitat
under section 7 of the ESA. Non-Federal entities that receive Federal
funding, assistance, permits or otherwise require approval or
authorization from a Federal agency for an action may be indirectly
impacted by the designation of critical habitat, but the Federal agency
has the legally binding duty to avoid destruction or adverse
modification of critical habitat. We do not anticipate that this rule,
if finalized, will significantly or uniquely affect small governments.
Therefore, a Small Government Action Plan is not required.
Consultation and Coordination With Indian Tribal Governments (Executive
Order 13175)
The longstanding and distinctive relationship between the Federal
and tribal governments is defined by treaties, statutes, executive
orders, judicial decisions, and agreements, which differentiate tribal
governments from the other entities that deal with, or are affected by,
the Federal Government.
This relationship has given rise to a special Federal trust
responsibility involving the legal responsibilities and obligations of
the United States toward Tribal Nations and with respect to tribal
lands, tribal trust resources, and the exercise of tribal rights.
Pursuant to these authorities, lands have been retained by Tribal
Nations or have been set aside for tribal use. These lands are managed
by Tribal Nations in accordance with tribal goals and objectives within
the framework of applicable treaties and laws. Executive Order 13175,
Consultation and Coordination with Indian Tribal Governments, outlines
the responsibilities of the Federal Government in matters affecting
tribal interests.
In developing this proposed rule, we reviewed maps and did not
identify any areas under consideration for critical habitat that
overlap with tribal lands. Based on this, we preliminarily found the
proposed critical habitat does not have tribal implications.
References Cited
A complete list of all references cited in this rulemaking can be
found on our website at https://www.fisheries.noaa.gov/species/rices-whale#conservation-management and is available upon request from NMFS
(see ADDRESSES).
List of Subjects
50 CFR Part 224
Endangered and threatened species, Exports, Imports,
Transportation.
50 CFR Part 226
Endangered and threatened species.
Dated: July 13, 2023.
Samuel D. Rauch, III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, NMFS proposes to amend 50
CFR parts 224 and 226 as follows:
PART 224--ENDANGERED MARINE AND ANADROMOUS SPECIES
0
1. The authority citation for part 224 continues to read as follows:
Authority: 16 U.S.C. 1531-1543 and 16 U.S.C. 1361 et seq.
0
2. In Sec. 224.101 amend paragraph (h) by revising the entry for
``Whale, Rice's'' to read as follows:
Sec. 224.101 Enumeration of endangered marine and anadromous species.
* * * * *
(h) * * *
----------------------------------------------------------------------------------------------------------------
Species \1\
----------------------------------------------------------------- Citation(s) for Critical
Description of listing habitat ESA rules
Common name Scientific name listed entity determination(s)
----------------------------------------------------------------------------------------------------------------
Marine Mammals
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Whale, Rice's................ Balaenoptera Entire species. 84 FR 15446, 226.230 NA.
ricei. April 15, 2019.
* * * * * * *
----------------------------------------------------------------------------------------------------------------
\1\ Species includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement,
see 61 FR 4722, February 7, 1996), and evolutionarily significant units (ESUs) (for a policy statement, see 56
FR 58612, November 20, 1991).
PART 226--DESIGNATED CRITICAL HABITAT
0
3. The authority citation for part 226 continues to read as follows:
Authority: 16 U.S.C. 1533.
0
4. Add Sec. 226.230 to read as follows:
Sec. 226.230 Critical habitat for the Rice's whale (Balaenoptera
ricei).
Critical habitat is designated for the Rice's whale as described in
this section. The maps, clarified by the textual descriptions in this
section, are the definitive source for determining the critical habitat
boundaries.
(a) Critical habitat boundaries. Critical habitat for the Rice's
whale includes all marine waters from a nearshore boundary
corresponding to the 100-meter isobath to an offshore boundary
corresponding to the 400-meter isobath in the Gulf of Mexico and
between the U.S. Exclusive Economic Zone boundary off of Texas east to
the boundary between the South Atlantic Fishery Management Council and
the Gulf of Mexico Fishery Management Council (50 CFR 600.105(c)) off
of Florida.
(b) Essential feature. The feature essential to the conservation of
the Rice's whale is the Gulf of Mexico continental shelf and slope
associated waters between the 100 and 400-meter isobaths that support
individual growth, reproduction, and development, social behavior, and
overall population growth. The following attributes of this feature
support Rice's whales' ability to forage, develop, communicate,
reproduce, rear calves, and migrate throughout the Gulf of Mexico
continental shelf and slope waters and influence the value of the
feature to the conservation of the species:
(1) Sufficient density, quality, abundance, and accessibility of
small
[[Page 47472]]
demersal and vertically migrating prey species, including
scombriformes, stomiiformes, myctophiformes, and myopsida;
(2) Marine water with elevated productivity, bottom temperatures of
10-19 degrees Celsius, and levels of pollutants that do not preclude or
inhibit any demographic function; and
(3) Sufficiently quiet conditions for normal use and occupancy,
including intraspecific communication, navigation, and detection of
prey, predators, and other threats.
(c) Map. Critical habitat map--an overview map of the proposed
critical habitat follows. Key points are identified and depth
information provided.
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Figure 1 to paragraph (c)
[GRAPHIC] [TIFF OMITTED] TP24JY23.000
[FR Doc. 2023-15187 Filed 7-21-23; 8:45 am]
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